The Dancing Floor by John Buchan (1926)

She had spoken of a ‘sacrifice.’ That was the naked truth of it; any moment tragedy might be done, some hideous rite consummated, and youth and gallantry laid on a dark altar.
(The central threat in The Dancing Floor, page 150)

There was business afoot, it appeared, ugly business.
(Reaction of plucky young Vernon Milburne when he hears of a damsel in distress, page 198)

Frame story

As with The Power-House and John McNab, this is another frame story, although the frame is brief and cursory, less than half a page. It says that the unnamed narrator heard this tale from Leithen himself, ‘as we were returning rather late in the season from a shooting holiday in North Ontario’.

I think this single paragraph does at least four things. First and foremost it announces that we are going to hear a long yarn, of a certain comfortable, clubbable, fireside type. Two, it establishes that we are, as usual with Leithen, moving in posh English circles, among hunting, shooting and fishing types. And three, the unexpected setting, North Ontario, announces that we are among the British ruling class which is used to taking the world as its oyster, which thinks nothing of travelling to Canada, Australia, India or South Africa, for recreation and amusement. In this respect it 4) prepares us for the way this spooky horror story is going to be set in Greece, in that era still a faraway destination, full of uncanny pagan beliefs, as the story will amply demonstrate.

A Leithen story

The first-person narrator claims to have been told this story told by the Buchan character, Sir Edward ‘Ned’ Leithen, barrister and Conservative MP, making this the third of the five Leithen novels.

Part One

Chapter 1

So the story gets going in January 1913, with Leithen describing meeting a friend of his nephew, Charles, at a posh ball. The friend is a tall, slender, aloof young man named Vernon Milburne. Brief party conversation.

Three months later, at Easter, Leithen takes a break from his busy work schedule for a brief walking holiday in the Westmoreland hills, what we call the Lake District. On the last day he twists his ankle, the weather turns bad, he gets lost and is lucky to end up walking up the drive and knocking on the front door of a big old mansion belonging to…guess who! The very same Vernon Milburne, living all alone in the Gothic monstrosity built by his grandfather, attended on by an ancient butler.

This so-far pretty prosaic account takes a turn for the supernatural. For after they’ve taken his boots off and treated his ankle and given Leithen a nice hot bath and clean clothes, after the staff have served up a lovely hot dinner, then young Vernon hesitantly tells Leithen that he has been haunted by dreams since boyhood. To be precise, every spring he is revisited by the same dream in which he is in a strange house with the terrible knowledge that something momentous is moving through the rooms towards him. With each spring that passes, the dream recurs and The Thing is one room closer.

Chapter 2

Over the next few years Leithen stays in touch with young Vernon and they regularly meet up for lunch or dinner. He tries to help the boy by doing in-depth research into his family tree in the vague hope of discovering either a strain of psychic weirdness or maybe some traumatic event which Vernon is channeling.

In spring 1914 Leithen is invited by a friend (the Earl of Lamancha who is one of the three protagonists of the previous book in the series, John McNab) to join him on his yacht for a cruise around the Greek islands, and he invites Vernon along. He discovers Vernon has a very strong feel for the primal Mother Goddess who he considers the centre of Greek religion and forerunner of the Virgin Mary. On a walk round a remote island they’ve anchored at, they come across a large mansion and are startled when local fishermen give cries of terror and cross themselves on seeing Vernon. Why?

On the cruise he has the same dream again. By his reckoning there are six more rooms for The Thing he so strongly feels looming in his dream to traverse – six more years before the secret of his dreams is revealed.

Unfortunately, the First World War intervenes. From various sources Leithen (who volunteers and fights for the duration) discovers that Vernon is a very dutiful and logical soldier but lacks the real urge to hatred and violence. He is strangely detached from the whole thing.

Towards the end of the war, Leithen is gassed and spends weeks in a hospital bed recovering. In the way of outrageous coincidences which characterise popular yarns, Vernon happens to be in the bed next to him. He has had a good war and risen to the rank of colonel (p.205).

Chapter 3

The lad recovers and goes off but Leithen’s health is permanently undermined. He does lots of things to try and recapture the good health of his youth, looking out his old university books, even moving into the rooms he and friends shared at Oxford.

He gets a letter that Vernon has been sailing in the south of France and that reminds him of the eerie morning on the Greek island before the war. Leithen happens to have an old relic of the 1890s staying with him, old Folliot, a memoirist who’d made a career writing about 50 years of dining at other men’s tables. When Leithen asks him about the Greek island he and Vernon spent that weird morning on, Plakos, it triggers a long stream of information from Folliot.

Turns out the island was bought by a renegade Englishman named Tom Arabin, a wastrel and bounder from way back, ‘a shabby old bandit,’ who built himself a mansion on the house and had all sorts of rascal friends to stay. He had actually known Byron and Shelley. So much so that he named the son he had and raised on the island Shelley, Shelley Arabin. Good-looking young chap, expert writer, took the decadent style of Baudelaire and Swinburne a step further.

Good-looking but cold and cruel, and rumours spread about his wicked behaviour as he turned the mansion into a refuge for:

soldiers of fortune, and bad poets, and the gentry who have made their native countries too hot for them. Plakos was the refuge of every brand of outlaw, social and political.’

Folliot heard gossip about scandalous behaviour from our man in Athens, a certain Fanshawe, who marvelled that the islanders didn’t burn down the den of iniquity the villa had become.

Well, this explains to Leithen the very powerful vibe of evil and discomfort he’d felt when he and Vernon stumbled over the place on their innocent stroll. To the reader the way the Greek fishermen they happened across leapt aside and made the sign of protection against the evil eye…well, that immediately made me think that young Vernon is, in the way familiar from a thousand horror stories, a reincarnation of wicked Shelley Arabin!

Chapter 4

The plot thickens then thickens some more. Leithen is at a country house party, at a place called Wirlesdon whose owners, Tom and Molly, are old friends, for the shooting (the book contains numerous references to not only shooting game but fox hunting, with knowing references to various well-known ‘hunts’ across England). Here he sees a young woman behaving with astonishing rudeness, domineering and masterful, who demands a cigarette, a light and then conversation with young Vernon who is, understandably, put off by her rudeness. Leithen learns she is named Corrie and assumes she is some jumped-up chorus girl.

The hostess, Mollie Nantley, then informs him that this woman is none other than the daughter of Shelley Arabin, brought up in a house of sin and decadence.

Chapter 5

Then, as so often with the Leithen stories (The Power-House depends on it) he finds out more via his work as a barrister, this being a way of shoehorning outrageous coincidences into the plot. A brief comes his way which he is surprised to see concerns the island of Plakos and the former owner Shelley Arabin.

From this Leithen learns that Corrie’s real name is Koré, the classical Greek term for young woman. And it takes a while to disentangle the fact that the case has been cooked up by the old solicitor for the family, a Mr Derwent, in a bid to rescue Koré. The idea is that the Arabin family were already very unpopular but that the privations of the war, coming close at times to starvation, have inflamed the sense of grievance among the ‘primitive’ islanders. There have been threats against her and Derwent is worried for her safety. And so he was involved in the law case Leithen has come across, in which an anonymous buyer was proposed to buy the mansion and all the property off Koré and so free her from threat.

Derwent is discreet about who this mysterious benefactor is but Leithen takes a guess that it is the wealthy Jewish banker Theodore Ertzberger, who Koré stayed with as a girl during her education in England. So he goes to visit Mr Ertzberger, who confirms the story and adds a lot more detail about the danger Miss Arabin is in back on Plakos. He also adds depth to the black character of Shelley Arabin.

‘The man was rotten to the very core. His father – I remember him too – was unscrupulous and violent, but he had a heart. And he had a kind of burning courage. Shelley was as hard and cold as a stone, and he was also a coward. But he had genius – a genius for wickedness. He was beyond all comparison the worst man I have ever known.’

And the danger Koré is in among islanders who some of whom consider her a witch. So Ertzberger begs Leithen to take her case and help her.

Chapter 6

Over the next couple of weeks Leithen has random sightings of Koré, in a train carriage then, again, on a train platform with a group of other young people waiting for a train. These sightings are designed to build up the sense of Koré as aloof and distant and lonely and separated from her peers by a terrible upbringing and present danger. It is around Christmas time.

One night he returns from work at his chambers in the Temple (the Temple is a set of buildings in east central London entirely devoted to the chambers of barristers and lawyers) to discover a great pile of family records and documents has been delivered to his house, a ramshackle assortment of all sorts of documents including diaries and letters of wicked old Shelley. In among them was an old envelope containing what looks like a very old manuscript written in Greek. He sends this onto a fellow lawyer who as a hobby is interested in the Classics. He transcribes it a pronounces it fascinating but can’t actually translate it. So Leithen sends it on to Vernon who, conveniently enough, studied Classics at Oxford.

(Worth pointing out that Leithen has been saddened at their recent meetings to realise that Vernon is drifting away from him; they no longer share the friendship and regular meetings they had before the war.)

The manuscript turns out to describe the Spring festival of welcoming the Queen or ‘Fairborn’ at a place named Kynaetho. It quotes old paeans, Greek poetry and rituals, to describe the Koré or the Maiden. But it goes on to mention that in times of great distress a different ceremony is held, and the document seems to describe is the human sacrifice of a young man and woman in order to bring Spring and fertility to the land.

A few days later Koré phones him, asks if he has read the papers, then domineeringly invites him for luncheon. Here Leithen summarises the situation:

‘Your family was unpopular – I understand, justly unpopular. All sorts of wild beliefs grew up about them among the peasants, and they have been transferred to you. The people are half savages, and half starved, and their mood is dangerous. They are coming to see in you the cause of their misfortunes. You go there alone and unprotected, and you have no friends in the island. The danger is that, after a winter of brooding, they may try in some horrible way to wreak their vengeance on you.’

Koré accepts all this but obstinately refuses to do the sensible thing, namely sell up and move back to England. She goes on to deepen the sense of voodoo threat, explaining that some of the islanders accuse her of being a diabolissa (a she-devil), a trigla (a harpy) or vrykolakas (a vampire), they wear blue beads round their necks and always have garlic on them to protect themselves and their children from her, whisk children out of the street when she passes, and so on. Ertzberger, in their earlier interview, had given one reason for her obstinate insistence on staying.

‘I think she feels that she has a duty—that she cannot run away from the consequences of her father’s devilry. Her presence there at the mercy of the people is a kind of atonement.’

We are on page 100 of this 250-page book and it is plain that we have been very slowly, very painstakingly sucked into the intense, Hammer Horror plight of this young lady. And Leithen is hooked:

The fact was that I was acquiring an obsession of my own – a tragic defiant girl moving between mirthless gaiety and menaced solitude. She might be innocent of the witchcraft in which Plakos believed, but she had cast some outlandish spell over me.

As they talk, Leithen suddenly has what you might call the Quintessential Buchan Epiphany, which is the sudden sense of the thin line separating barbarism and civilisation; more precisely that you can be in busy old London, in a London street or a London flat and everything looks and feels normal but somehow, some secret knowledge, knowledge of a secret plot or conspiracy or hideous plight, transforms everything.

This is the feeling of terror and vertigo which Leithen experiences in the latter stages of The Power-House when he has to trek across a London packed with the spies of the secret organisation which is out to murder him, and this is the feeling he suddenly has, sitting listening to Miss Arabin tell her spine-chilling stories of ancient rituals, blood letting and human sacrifice on a remote island.

Anyway, the key fact which emerges is that all these revelations are happening just after Christmas and the New Year and Koré is not planning to return to the island until March – which is, of course, as the build-up to the spring festivals begins and also, when Vernon’s recurrent nightmare afflicts him (start of April). This chapter (6) ends on a deliberate cliff-hanger when Leithen asks Kore if she’s ever heard of a place called Kynaetho, and she tells him it’s the name of the biggest village near to her house! My God, all those bloodthirsty ancient rituals stem from right next door to where she lives!

Chapter 7

Leithen is now obsessed with the figure of this slender Englishwoman, hard as nails on the outside, sensitive and terrified inside, and the weird and horrific and primal pagan danger she finds herself in.

a solitary little figure set in a patch of light on a great stage among shadows, defying of her own choice the terrors of the unknown.

Madly, he sometimes thinks he’s falling in love with her, toys with proposing to her, that a wealthy older man could protect her. Then Koré leaves. She’s due at a dinner party but never shows up. Leithen enquires at her solicitors and discovers she’s packed and left for Greece. He confers with Ertzberger who tells him Koré has sold off all her investments for cash, which suggests she’s going to do something reckless or dangerous. So Leithen winds up his affairs and leaves London that weekend.

Part two

Chapter 8

Leithen arrives in Athens. Ertzberger had given him the name of a contact, Captain Constantine Maris. This man has gathered a ragtag squad of recruits in case things get rough. They’re a rough-looking bunch. They have a stormy voyage from Athens to Plakos (aboard ‘a dissolute-looking little Leghorn freighter, named the Santa Lucia’) and are put ashore in a deep fog.

Turns out they’ve landed on the wrong jetty, the one below the village, not the house. They soon trigger a wary terrified crowd of villagers who lead them to the village priest. An old bent man he repeats the villagers’ beliefs that Koré is a witch and should be driven from the village and her house burned down, but doesn’t want her harmed because he doesn’t want his villagers to have a mortal sin (murder) on their consciences. So he is prepared to help Leithen get into the big old house, despite every approach being guarded by villagers.

Meanwhile, Maris will walk south along the coast to the next village of Vano where, for obscure reasons, they decided to land a second force (of five) under the second-in-command, one-armed Janni (wounded in the war). How this all turned into a military assault is an authorial sleight of hand and why, a bit of a mystery.

Chapter 9

Leithen spends the long hot day in the care of the local priest waiting for nightfall. They fall upon the expedient of writing messages to each other in rough Latin and the priest emphases the peril, the danger etc, chiefly to stoke up a sense of genuine panic in the reader. Eventually night falls and Leithen slips out the back of the priest’s house and heads towards Kore’s mansion along the raised shoulder of flat land the locals call the Dancing Floor (where ancient ceremonies used to be held). It’s amusing the way Leithen the narrator keeps telling us how dull and prosey he is before going into a great dithyramb (‘A dithyramb is a speech or piece of writing that bursts with enthusiasm. ‘):

You will call me fantastic, but, dull dog as I am, I felt a sort of poet’s rapture as I looked at those shining spaces, and at the sky above, flooded with the amber moon except on the horizon’s edge, where a pale blue took the place of gold, and faint stars were pricking. The place was quivering with magic drawn out of all the ages since the world was made, but it was good magic. I had felt the oppression of Kynaetho, the furtive, frightened people, the fiasco of Eastertide, the necromantic lamps beside the graves. These all smacked evilly of panic and death. But now I was looking on the Valley of the Shadow of Life. It was the shadow only, for it was mute and still and elusive. But the presage of life was in it, the clean life of fruits and flocks, and children, and happy winged things, and that spring purity of the earth which is the purity of God.

Leithen makes an attempt to break into the demesne or land of the house by getting through what looks, at a distance, like a breach in the wall. But a) it is guarded and b) when he makes a bolt for it he finds out the hard way that it is completely blocked by a stout wooden gate, so he turns tail, howling and waving his arms in the manner of a banshee to freak out the peasant Greek guards and makes it all the way back across the meadow of the Dancing Floor without anyone firing on him. And then through bushes, along the path above the village cemetery and so back to the priest’s house, having completely failed in his mission.

He goes to the inn to discover the men he left there have gone, then out into the village street, at dawn, where a menacing crowd is gathering so he breaks into a run and sprints to the church, bursting through the doors and none of the villagers follow him.

Chapter 10

Leithen spends the day with the priest with whom he forms a bond, after praying by the side of the bier containing an effigy of Christ ready for the Easter festival and then Leithen helps wash and scrub the floor of the little old church. As night falls Maris appears at the window and reveals that all the other men have deserted. He headed south and rendezvoused with Janni only to discover that Janni’s five men had been so demoralised by chatting to the local peasants, who told them about the witch who poisoned the land, that they had asked permission to go home. And when he got back, Maris found his five had also deserted.

At night Leithen heads across country to meet up with Janni. This is beginning to feel needlessly drawn out and complicated. They go round the coast trying to find a way to climb the cliffs into the land of the big house but instead discover a yacht anchored out in the bay. Leithen strips and swims out to it and discovers it is crewed by a Greek who speaks no English and has been told to remain there until the return of his master, who has gone ashore.

Leithen persuades the man to row the yacht’s dinghy to shore where Janni, of course, can communicate with him. They tell him about the English girl who is in distress and get him grudgingly to promise to come and rescue them if they can get the girl down to this bay.

Chapter 11

God, this is getting complicated. Then Janni and Leithen head back to the ‘base’ and crash out, exhausted (the place on the bare downs where Leithen had encountered Janni at the start of chapter 10). The Penguin edition has a map of the island but I’m not sure it helps that much.

Map of (the southern part of) the fictional Greek island of Plakos showing The House where Kore is holed up, the village of Kynaetho to its north and the great extent of meadow called the Dancing Floor to the East, with Janni’s encampment on the eastern shore

Leithen wakens the next morning as Janni is cooking breakfast. At 1pm he approaches the mansion from the sea side but is dismayed to find it is completely surrounded by guards and that the villagers have made piles of firewood against all of the doors. They really do plan to burn the place down!

That night he returns with Janni, edging their way round the walls or cliffs or something to try and find a way to the house, when they come across an extraordinary sight: the Dancing Floor has been adorned as for a ritual. Flaming torches stand at intervals and the entire village has turned out to watch.

What the watch is a bunch of youths running round the perimeter of the floor several times, before the winner grabs the last torch as he runs past it, and runs into the centre of the meadow and douses the torch in a spring. Then another man, obviously a prisoner, is brought forward, has his shirt torn from him and is doused with water from the spring. Leithen realises two things: this is exactly the ritual described in the manuscript he found among the papers which Koré gave him. And the man is Maris, his erstwhile helper. Leithen realises he has been chosen as the sacrificial man who will join the sacrificial woman, Koré, when the house is burned down, a ritual sacrifice to revitalise the sterile land.

He feels himself overwhelmed by pagan feelings, an overwhelming need to worship, feels the caveman rising in him. It is only by fixing his thoughts on the wooden figure of the crucified Christ that he hangs onto his sense of civilisation and values.

I am not a religious man in the ordinary sense—only a half-believer in the creed in which I was born. But in that moment I realized that there was that in me which was stronger than the pagan, an instinct which had come down to me from believing generations. I understood then what were my gods. I think I prayed, I know that I clung to the memory of that rude image as a Christian martyr may have clung to his crucifix. It stood for all the broken lights which were in me as against this ancient charméd darkness. (p.171)

In that hour the one thing that kept me sane was the image of the dead Christ below the chancel step. It was my only link with the reasonable and kindly world I had lost. (p.175)

Chapter 12

The entire village is camping out on the Dancing Floor, so when Janni and Leithen sneak back into the village they discover it is empty. They return to the church where, bizarrely and surreally, since they are the only people around, the priest dragoons them into carrying the bier containing the wooden effigy of Christ around the bounds of the village. What emerges clearly is that, although Leithen considers himself only a half believer, still, the Christianity he learned as a boy

I am not a religious man in the ordinary sense—only a half-believer in the creed in which I was born. But in that moment I realized that there was that in me which was stronger than the pagan, an instinct which had come down to me from believing generations. I understood then what were my gods.

And so carrying the bier is an act of defiance against pagan barbarism.

We were celebrating, but there were no votaries. The torches had gone to redden the Dancing Floor, sorrow had been exchanged for a guilty ecstasy, the worshippers were seeking another Saviour. Our rite was more than a commemoration, it was a defiance, and I felt like a man who carries a challenge to the enemy.

Then there is an incredibly long, drawn-out description of him and Janni approaching the causeway and jetty to the house, Janni going off in one direction to act as a distraction, while Leithen crawls the other way, under the wall of the causeway, it’s the middle of the day and blistering hot, till he comes to wall which he follows for a while and finally, finally, scrambles over it and into the demesne of the bloody house.

He is running through the large garden towards the house when he sees a tremendous whoosh of flame go up into the night sky. The villagers have started the fire! For some reasons numbers of the hillmen who had been guarding the house comes stumbling past him with terror in their yes. Why? Then he stumbles into Maris, who also is wild-eyed but recognises him, is free, and has his pistol. Will they need it?

Part 3

Chapter 13

Part 3 cuts away from the present action to jump back to Vernon. You might well have forgotten but this is the spring when the sequence of his dreams is finally meant to result in the Big Thing arriving, the thing which has been moving one room, one year at a time, towards him, the great revelation.

So that spring Vernon left London to travel to Greece, as he had many times before. He travelled by train to Venice where he joined his yacht which had been shipped there. Then we get a long, over-detailed description of his journey by sea, sailing a yacht from Italy, through the Corinth canal, up the east coast of the mainland etc etc.

He had no plans. It was a joy to him to be alone with the racing seas and the dancing winds, to scud past the little headlands, pink and white with blossom, or to lie of a night in some hidden bay beneath the thymy crags. He had discarded the clothes of civilization. In a blue jersey and old corduroy trousers, bareheaded and barefooted, he steered his craft and waited on the passing of the hours. His mood, he has told me, was one of complete happiness, unshadowed by nervousness or doubt. The long preparation was almost at an end. Like an acolyte before a temple gate, he believed himself to be on the threshold of a new life. He had that sense of unseen hands which comes to all men once or twice in their lives, and both hope and fear were swallowed up in a calm expectancy.

So 1) the notion of leaving ‘civilisation’ behind is again invoked, along with 2) images of pagan religion, the ‘acolyte’ at the ‘temple gate’ and 3) the sense, in the final sentence, of a controlling destiny.

The stormy seas he and his shipmate (an unnamed Greek sailor he picked up in Epirus) last for days of perilous sailing in high seas and adverse winds and, at the end of it, he realises the Great night has passed and he did not have the dream. The great climax, the revelation of the meaning of the recurring dream he had been having for at least ten years and which he had so nervously revealed to Leithen that evening before the war, had simply not arrived (p.193). He feels like a fool for wasting the best years of his life keyed up for a fantasy.

The thing is, after all their wild sailing across the Aegean, they have at last stumbled across an unnamed island and, as a thick fog swirled up, have anchored in a small bay. The make food and coffee and Vernon is sitting on deck mulling over his folly in wasting his life on a phantom when…a face appears at the gunwales! An old Greek has spotted their yacht and rowed out to greet it. When he sees that the master of it is a young Englishman, he begs for his help.

Because guess what island Vernon has come to out of the huge number of little Greek islands available, guess which one he just happens by complete accident to have come across, and guess just which bay he has, completely at random, anchored in?

Yes. Plakos! And he has cast anchor in the little harbour below THE HOUSE which is at the centre of the whole melodrama! The coincidence is so forced and preposterous that the reader can only marvel at what Buchan himself would probably call its ‘bare-faced cheek’.

Anyway, this old Greek servant in a dinghy persuades Vernon that his mistress is in great danger and wants him to come and talk to ‘Mademoiselle Élise’ waiting ashore. So Vernon grabs a cap and a revolver and is slowly rowed by the whiskery old boy through the fog the short distance to the jetty below The House.

Here Mademoiselle Élise (‘a middle-aged woman with the air and dress of a lady’s maid’) hurriedly recaps the story which we, the readers, already know inside out, about the obstinate Englishwoman, scion of a wicked family, barricaded into her own mansion by enraged villagers etc. Vernon, being a stout chap, accepts the preposterous story and promises to help a damsel in distress. So the servants guide Vernon, tiptoeing through the fog (to avoid alerting the guards Leithen has spent four days trying to dodge) and achieve at a stroke what Leithen had completely failed to do, namely find the one door into the building which isn’t blocked up with piles of firewood, unlock it and, hey presto! Vernon is inside the dank, mouldering old building.

Chapter 14

He finds himself in a massive room painted with a mural.

It was the walls, which had been painted and frescoed in one continuous picture. At first he thought it was a Procession of the Hours or the Seasons, but when he brought his torch to bear on it he saw that it was something very different. The background was a mountain glade, and on the lawns and beside the pools of a stream figures were engaged in wild dances. Pan and his satyrs were there, and a bevy of nymphs, and strange figures half animal, half human. The thing was done with immense skill— the slanted eyes of the fauns, the leer in a contorted satyr face, the mingled lust and terror of the nymphs, the horrid obscenity of the movements. It was a carnival of bestiality that stared from the four walls. The man who conceived it had worshipped darker gods even than Priapus. There were other things which Vernon noted in the jumble of the room. A head of Aphrodite, for instance – Pandemos, not Urania. A broken statuette of a boy which made him sick. A group of little figures which were a miracle in the imaginative degradation of the human form. Not the worst relics from the lupanars of Pompeii compared with these in sheer subtlety of filth. (p.201)

And the sickeningly realistic painting of Salome with the head of John the Baptist. And the exquisitely bound collection of pornography through the ages. The servants show him to a poky attic room where he lies down and sleeps for 10 hours (exhausted by the ordeal of the stormy sailing).

Next morning he’s given hot water for a wash and shave but still looks sunburned and rough, in his corduroy trousers and no shoes when he is introduced by the servants, to his amazement, to none other than Koré Arabin, the pesky young woman who he met half a dozen times at country house weekends back in England… What the devil?!

It’s a shock for both of them to recognise each other and even Buchan realises this is now a series of preposterous coincidences:

‘You have forgotten,’ she said. ‘But I have seen you out with the Mivern, and we met at luncheon at Wirlesdon in the winter.’ He remembered now, and what he remembered chiefly were the last words he had spoken to me on the subject of this girl. The adventure was becoming farcical.

What’s striking or funny or characteristic or a lot like a movie, is that the young woman at the centre of this overripe farrago turns out to be every bit as sarcastic, superior and obstinate as she was when Vernon and Leithen first met her in the drawing rooms of English country houses.

They quickly catch up with the situation – villagers think she’s a witch, they’re going to carry out the ancient ceremony to burn the house down and cleanse the evil etc etc – and Vernon insists she must come with her now. She refuses. He says he’ll carry her by force, if necessary. Suddenly, in my mind’s eye, I saw the dashing heroes of silent cinema, Douglas Fairbanks, Rudolf Valentino, rescuing a fair maiden in distress! To show her pluck, Koré pulls a small hand pistol on him. To show his, he snatches it out of her hand (discovering it was unloaded, anyway)!

Anyway, she now walks him to the window, shows him the bay and the fact that the fog has completely disappeared and so has the yacht which brought him. It has sailed away, probably alarmed by her village guardians some of whom are setting out on their own fishing boats. Vernon is a prisoner like herself!

Chapter 15

At this moment of peril, Vernon feels new purpose and energy. Accompanied by the stirrings of feelings for this plucky gal.

He understood the quality of one whom aforetimes he had disliked both as individual and type. This pale girl, dressed like a young woman in a Scotch shooting lodge, was facing terror with a stiff lip. There was nothing raffish or second-rate about her now.

Now they’re stuck together, she tells him more. The most important detail is the food. Although they are blockading the house, the villagers are bringing good food – barley cakes, honey and cheese, eggs and dried figs, along with plenty of milk, and fresh water. Odd, given that the villagers themselves have endured a semi-famine.

But Vernon realises its significance. This is the food you give to sacrificial victims. It is recorded in that ancient manuscript Leithen had passed on to him. And thus they draw closer and closer together, Vernon realising she is not at all the spoiled brat she came over as in their previous encounters but a woman with a core of steel, determined to pay back the debt incurred by her decadent forebears, determined to see it out to the last.

Talking to the ancient servant Mistri Vernon learns that the day appointed for the ceremonial burning of the house is three days hence on Good Friday. He also learns about the ceremony which is held a day or two prior to this, the race among the young men of the village on the Dancing Floor as soon as the moon rises, and the victor being crowned King and choosing the male sacrifice – the event Leithen observed in Part 2.

Aha! Vernon conceives a plan. He will get Mitri to smuggle him out of the house, he will get Mitri to put it about that he (Vernon) is a native of a remote mountain village. He speaks Greek. His face is brown from sailing. He will pass as a local, take part in the race and win. Koré is puzzled when he tries to explain, so he puts it in pukka English tally-ho style:

Since Koré still looked puzzled, he added: ‘We’re cast for parts in a rather sensational drama. I’m beginning to think that the only way to prevent it being a tragedy is to turn it into a costume-play.’ (p.221)

Chapter 16

Vernon climbs down a drainpipe, makes his way to the causeway, and bluffs his way past the guards, using his passable Greek (wildly improbable). Walks east round the coast till he sees his yacht anchored in the other bay, the one where Leithen and Janni had seen it. He swims out to it and is reunited with his loyal Epirote who has some choice insults to hurl at the people of Plakos who chased him away from the main harbour more or less at gunpoint.

It’s at this point that this Epirote (who we learned in the Leithen chapters is called Black George) tells Vernon that the day before an Englishman had swim out to the boat, made him row the dinghy to the shore where he’d met the man’s Greek assistant, and they’d told a wild tale about a woman in danger.

This is, of course, Leithen and Janni whose version of this event is given in Part 2. The two strands of narrative are converging.

To cut a long story short, Vernon mixes in with the village crowd heading towards the Dancing Floor for the evening of the race and manages to become one of the young men jostling around the start of the race. As we know, after a slow start, Vernon goes on to win, grab a torch, run to the sacred well in the centre of the meadow and dowse the torch, then listen to the instructions of the priest and master of ceremonies. This man makes it clear that Vernon’s role is to be placed inside the house and wait till the first fires are lit before murdering its inhabitants, then being let out by whichever door he exits to watch the climax of the ceremony.

Then the priest asks him to choose the male sacrifice and armed men bring forward Maris, Leithen’s assistant who had been captured. Vernon spots that he is unwilling and has the manner of a soldier so on the spot chooses him, he has a vase of holy water poured over him, then is manhandled alongside Vernon up to the house, to be sent inside.

Chapter 17

Once they’re inside the house Vernon reveals to Mitri who he is and the latter astonishes him by saying he has come to the island with an English colonel and Milord. Good grief! Leithen!! Vernon realises Leithen is in on the game.

Back to the present they have 24 hours to prepare (until Good Friday night) but are at a loss how to escape once the fire is lit because all exits will be thronged with fanatical villagers, who’ve been led to believe (it’s now made clear) that the whole ritual will lead to the advent of THE OLD GODS, a god and goddess risen from the ashes.

‘We are dealing with stark madness. These peasants are keyed up to a tremendous expectation. A belief has come to life, a belief far older than Christianity. They expect salvation from the coming of two Gods, a youth and a maiden. If their hope is disappointed, they will be worse madmen than before.’

Over the course of many fretful hours and intense conversations, they try to come up with an escape plan. The two servants will be allowed to leave by the mob outside, but as to Koré, how can Vernon get her out of the house and down to his yacht, how can he get his man to bring it round to the bay of the mansion etc?

Suddenly they jointly reach a realisation: they will give the villagers their gods. They enter a kind of visionary state whereby they both realise this is their destiny. Certainly this is the strange destiny the long story about Vernon’s nightmares from the start of the book, now seems to have been heading towards.

By very different roads both had reached a complete assurance, and with it came exhilaration and ease of mind…The only problem was for their own hearts; for Koré to shake off for good the burden of her past and vindicate her fiery purity, that virginity of the spirit which could not be smirched by man or matter; for Vernon to open the door at which he had waited all his life and redeem the long preparation of his youth. They had followed each their own paths of destiny, and now these paths had met and must run together.

So the text now partakes of the same visionary intensity as the villagers. Everyone has entered this state of religious exaltation.

Chapter 18

Chapter 18 cuts back to Leithen’s point of view. You may remember we left him charging through the gap in the wall and into the garden or olive grove just as the guardians of the house set it alight. He sees flames licking at the building and climbing into the sky but more immediate is that he keeps bumping into armed guardians of the house who are fleeing in terror.

Long story short, Koré and Vernon have exited the house dressed in immortal white and are processing, slowly and stately, as if they are the old pagan gods born again and Leithen himself is caught up in the panic hysteria.

What I saw seemed not of the earth – immortals, whether from Heaven or Hell, coming out of the shadows and the fire in white garments, beings that no elements could destroy. In that moment the most panicky of the guards now fleeing from the demesne was no more abject believer than I… For a second I was as exalted as the craziest of them. (p.246)

Even when he realises that it is Koré and Vernon, they are transformed:

It was not Koré I was looking at, but the Koré, the immortal maiden, who brings to the earth its annual redemption…What I was looking at was an incarnation of something that mankind has always worshipped – youth rejoicing to run its race, that youth which is the security of this world’s continuance and the earnest of Paradise…I recognized my friends, and yet I did not recognize them, for they were transfigured. In a flash of insight I understood that it was not the Koré and the Vernon that I had known, but new creations. They were not acting a part, but living it. They, too, were believers; they had found their own epiphany, for they had found themselves and each other. (p.247)

The impact on the assembled crowd is dramatic. At first the Dancing Floor is packed with villagers and people from the mountains gathered to witness this mystery and they watch in holy awe. Then a great ripple goes through the crowd and it breaks and panics. Everyone turns and runs. Soon the Dancing Floor is empty.

Leithen turns to Maris and orders him to go alert the yacht to move in closer (he still doesn’t realise it’s Vernon’s yacht, thinks they’re just dealing with Black George). Leithen runs forward and embraces Vernon and Koré who are both now coming down off their high of exaltation, and starting to show the effects of nervous exhaustion. He helps them along the street to the main harbour, and they all – Koré and Vernon, Élise and old Mitri, Maris and Janni, and Leithen – go aboard the yacht and cast off.

That’s it. They are saved with not a shot fired and no-one harmed. The wicked old house of sin has gone up in flames. And the terrified locals have fled to the church which they are packing out and pleading for mercy from the Christian God they had shunned. Everything sorted. Happy ending.

And Leithen has the last word, lighting a pipe as the dawn wind freshens and looking at the young lovers who have fallen into a dead sleep. He concludes the story with a sentiment which would have warmed most reader’s hearts until the last few generations, a vision of heteronormativity, for he wonders how these two strange, obstinate young people will actually fare together.

How would these two, who had come together out of the night, shake down on the conventional roads of marriage? To the end of time the desire of a woman should be to her husband. Would Koré’s eyes, accustomed to look so masterfully at life, ever turn to Vernon in the surrender of wifely affection? As I looked at the two in the bows I wondered.

But even as he thinks this, they move closer together in their sleep and, unconsciously, Vernon moves a protective arm around his woman. They will be fine. What a long, drawn-out, convoluted and outlandish farrago of a story!

P.S.

The Wikipedia summary says that: ‘In the house, Vernon had recognised the room that appeared in his dreams, and Koré as his yearly-advancing presence’ thus very neatly giving meaning to his annual nightmare – but I just read the last chapters quite carefully and didn’t notice this, slick though it would have been.


Social history

A selection of the chance, throwaway comments by the narrator which shed light on the values and ideas of the time i.e. just before and after the Great War. Often, in these old texts, I find the peripheral details more interesting than the shallow characters and preposterous plots.

Freud

Those were the days before psycho-analysis had become fashionable, but even then we had psychologists…

The Great War

My path was plain compared to that of many honest men. I was a bachelor without ties, and though I was beyond the statutory limit for service I was always pretty hard trained, and it was easy enough to get over the age difficulty. I had sufficient standing in my profession to enable me to take risks. But I am bound to say I never thought of that side. I wanted, like everybody else, to do something for England, and I wanted to do something violent. For me to stay at home and serve in some legal job would have been a thousand times harder than to go into the trenches. Like everybody else, too, I thought the war would be short, and my chief anxiety was lest I should miss the chance of fighting. I was to learn patience and perspective during four beastly years.

The post-war

He gives a vivid description of the frenetic atmosphere of 1919, young men rootless and aimless, young women desperate to capture the four lost years of fun, colliding in a world of wild parties and frantic dancing (pages 59 to 61).

He had called her tawdry and vulgar and shrill, he had thought her the ugly product of the ugly after-the-war world. (p.216)

Though Leithen doesn’t like it, regarding it as ‘a good deal of shrillness and bad form’, under the circumstances, he can understand it. In among his bad-tempered grumbling about the new world and its manners, he has an amusingly unkind word for the movie industry:

Well-born young women seemed to have taken for their models the cretinous little oddities of the film world.

A hundred years later those cretinous little oddities dominate the worlds of celebrity, fashion, merchandise and even social movements (#metoo) to an unprecedented degree.

Buchan’s racism

One night Vernon and I had been dining at the house of a cousin of mine and had stayed long enough to see the beginning of the dance that followed. As I looked on, I had a sharp impression of the change which five years had brought. This was not, like a pre-war ball, part of the ceremonial of an assured and orderly world. These people were dancing as savages danced – to get rid of or to engender excitement. Apollo had been ousted by Dionysos. The nigger in the band, who came forward now and then and sang some gibberish, was the true master of ceremonies.

Doesn’t need any comment from me.

Buchan’s antisemitism

Leithen expects to dislike Ertzberger because he is a Jewish banker:

If any one had told me that I would one day go out of my way to cultivate a little Jew financier, I would have given him the lie…

Although, in the event, he likes Ertzberger – ‘I had liked him, and found nothing of the rastaquouère in him to which Mollie objected.’ (I had to look up rastaquouère. It means: ‘A social upstart, especially from a Mediterranean or Latin American country; a smooth untrustworthy foreigner.’). But Leithen’s liking doesn’t extend to Ertzberger’s wife.

She was a large, flamboyant Belgian Jewess, a determined social climber, and a great patron of art and music, who ran a salon, and whose portraits were to be found in every exhibition of the young school of painters.

Buchan’s sexism

Is this sexist? Is it misogynist? It’s not full of hatred of women, just, maybe, rather patronising.

I once read in some book about Cleopatra that that astonishing lady owed her charm to the fact that she was the last of an ancient and disreputable race. The writer cited other cases – Mary of Scots, I think, was one. It seemed, he said, that the quality of high-coloured ancestors flowered in the ultimate child of the race into something like witchcraft. Whether they were good or evil, they laid a spell on men’s hearts. Their position, fragile and forlorn, without the wardenship of male kinsfolk, set them on a romantic pinnacle. They were more feminine and capricious than other women, but they seemed, like Viola, to be all the brothers as well as all the daughters of their father’s house, for their soft grace covered steel and fire. They were the true sorceresses of history, said my author, and sober men, not knowing why, followed blindly in their service.

It’s certainly the kind of tone and opinion you read in older (Victorian, Edwardian) criticism and essays. To me it’s a romantic fantasy as fantastical and concocted as the spirit and plot of the rest of this cooked-up fantasia.

Slim women

Buchan prefers slim women, women who are, in fact, almost indistinguishable from boys – so he approved of this aspect of post-war fashion, the skinny flappers, even if he hated their too much makeup and frenetic dancing to barbarous music.

There were several girls, all with clear skins and shorn curls, and slim, straight figures. I found myself for the first time approving the new fashion in clothes. These children looked alert and vital like pleasant boys, and I have always preferred Artemis to Aphrodite.

Hence Vernon’s first sight of Kore in the doomed House:

He saw a slim girl, who stood in the entrance poised like a runner…

And when he realises he’s falling in love with her, Vernon, characteristically for his ilk, juvenilises her even more, making her a child:

Vernon had suddenly an emotion which he had never known before—the exhilaration with which he had for years anticipated the culmination of his dream, but different in kind, nobler, less self-regarding. He felt keyed up to any enterprise, and singularly confident. There was tenderness in his mood, too, which was a thing he had rarely felt—tenderness towards this gallant child. (p.218)

Which, of course, tends to give him the feeling of being the responsible and in-control father.

Boys

Mind you, it’s not just young women who are reverted to childhood. Both Leithen and Vernon feel rejuvenated and restored to a feeling of boyish adventure by these preposterous high jinks:

All this care would have been useless had Vernon not been in the mood to carry off any enterprise. He felt the reckless audacity of a boy, an exhilaration which was almost intoxication, and the source of which he did not pause to consider. Above all he felt complete confidence. (p.222)

Civilisation and barbarism

I had a moment of grim amusement in thinking how strangely I, who since the war had seemed to be so secure and cosseted, had moved back to the razor-edge of life. (p.179)

A comment in a critical essay has alerted me to the idea that Buchan’s central notion is the dichotomy between civilisation and barbarism, and it’s certainly at the heart of this book. In his office in London Leithen is seized by a sense of unreality at the discrepancy between the mad pagan rituals he’s reading about and the everyday boredom of London traffic and tea at 4.

The opposite of civilisation is barbarism and, once settled on the island, he comes to think of the local Greek peasants as barbarians.

Here was I, a man who was reckoned pretty competent by the world, who had had a creditable record in the war, who was considered an expert at getting other people out of difficulties – and yet I was so far utterly foiled by a batch of barbarian peasants. (p.156)

What is barbarism? At its core is the intention to murder, in the case of the Greek islanders, organised, premeditated murder:

The madmen of Plakos were about to revive an ancient ritual, where the victor in a race would be entrusted with certain barbarous duties.

But it doesn’t just happen to others in remote communities – as Leithen becomes more and desperate about Koré’s safety, he himself undergoes a transformation back down the rungs of the ladder.

I was now quite alone – as much alone as Koré – and fate might soon link these lonelinesses. I had had this feeling once or twice in the war – that I was faced with something so insane that insanity was the only course for me, but I had no notion what form the insanity would take, for I still saw nothing before me but helplessness. I was determined somehow to break the barrier, regardless of the issue. Every scrap of manhood in me revolted against my futility. In that moment I became primitive man again. Even if the woman were not my woman she was of my own totem, and whatever her fate she should not meet it alone. (p.168)

The same reversion to a primitive avatar which he undergoes when he sees the Dancing Floor all decked out for the ceremony:

The place was no more the Valley of the Shadow of Life, but Life itself – a surge of daemonic energy out of the deeps of the past. It was wild and yet ordered, savage and yet sacramental, the home of an ancient knowledge which shattered for me the modern world and left me gasping like a cave-man before his mysteries.

And:

I was struggling with something which I had never known before, a mixture of fear, abasement, and a crazy desire to worship. Yes – to worship. There was that in the scene which wakened some ancient instinct, so that I felt it in me to join the votaries.

An unhallowed epiphany was looked for, but first must come the sacrifice. There was no help in the arm of flesh, and the shallow sophistication of the modern world fell from me like a useless cloak. I was back in my childhood’s faith, and wanted to be at my childhood’s prayers.

And Vernon, as he mingles with the young men about to start the sacred race, feels just the same:

He saw the ritual, which so far had been for him an antiquarian remnant, leap into a living passion. He saw what he had regarded coolly as a barbaric survival, a matter for brutish peasants, become suddenly a vital concern of his own.

In other words, not only communities of outsiders and foreigners (the Greeks in this story, the Black rebels in Prester John) can be barbarians i.e. fired up to murder the innocent and unarmed according to ancient and bloodthirsty values – but even men as calm, sedate, educated and civilised as Sir Edward Leithen or as prosaic and urbane as Vernon Milburne, can be sent reeling back through the centuries to a primitive core, reduced to a primitive man, cave man level of cognition and emotion. We are all susceptible.

English countryside

From time to time Buchan gives lyrical descriptions of the English landscape:

I had fallen in love with the English country, and it is sport that takes you close to the heart of it. Is there anything in the world like the corner of a great pasture hemmed in with smoky brown woods in an autumn twilight: or the jogging home after a good run when the moist air is quickening to frost and the wet ruts are lemon-coloured in the sunset; or a morning in November when, on some upland, the wind tosses the driven partridges like leaves over tall hedges, through the gaps of which the steel-blue horizons shine?

They remind me of Saki’s rhapsodies about the countryside in his novels, for example 1913’s When William Came except that Saki is much better at this sort of thing than Buchan.


Credit

The Dancing Floor by John Buchan was first published by Hodder and Stoughton in 1926. References are to the 1987 Penguin paperback edition.

Related link

John Buchan reviews

Three Essays on Sexuality by Sigmund Freud (1905)

Note: to avoid misunderstanding, I believe Freud is a figure of huge cultural and historical importance, and I sympathise with his project of trying to devise a completely secular psychology building on Darwinian premises. Many of his ideas about sexuality as a central motive force, about the role of the unconscious in every aspect of mental life, how repressing instinctual drives can lie behind certain types of mental illness, his development of the talking cure, these and numerous other ideas have become part of the culture and underlie the way many people live and think about themselves today. However, I strongly disapprove of Freud’s gender stereotyping of men and women, his systematic sexism, his occasional slurs against gays, lesbian or bisexuals and so on. Despite the revolutionary impact of his thought, Freud carried a lot of Victorian assumptions into his theory. He left a huge and complicated legacy which needs to be examined and picked through with care. My aim in these reviews is not to endorse his opinions but to summarise his writings, adding my own thoughts and comments as they arise.

***

Introduction and overview

Freud’s aim was to show the ubiquity and the strangeness of sex and use the sex instinct, massively expanded and redefined, as the basis of an entire new theory of human psychology.

According to historian of psychoanalysis Frank Sulloway, Freud found the sex instinct most suitable as the central vehicle or basis for the new and emphatically physiological type of psychology he wanted to devise, because it is a) so strong and b) so flexible.

In these three ground-breaking essays on sexuality, Freud set out to widen the concepts of sexuality, the sex instinct, libido, so as to encompass a much broader sphere of activity than ever previously imagined in order to make them underpin almost every aspect of human nature.

In Freud’s psychology people’s characters are like complicated family trees, all descended from the same one huge fountain of libido which is channelled and rechannelled into ever-smaller rivers and streams.

It is these rechannellings, the repressions and redirections and reaction-formations and sublimations and so on which come to make up your character – a collection of habits based on infantile pleasures, of disgust or shame (reaction-formations) or heroic ambition (sublimation) or guilts and anxieties (the neuroses).

Thus the Three Essays On The Theory of Sexuality (1905) is Freud’s second most important book after The Interpretation of Dreams (1900).

Essay 1 begins with a detailed look at the state of Victorian knowledge about homosexuality and perversions, because they reveal:

  1. the infinite malleability of the sex instinct
  2. how easily the sex instinct can be rerouted away from its ‘proper’ channel of ‘normal’ sexuality
  3. how even ‘normal’ sexuality is in fact built up of a network of pretty weird behaviour (Freud’s most striking example is kissing, which doesn’t make any sense the more you look at it)

In Essay 2 Freud shows that sexuality is not only present but vitally important in the life of infants and children. This idea was the biggest single cause of opposition to Freud’s theories in his lifetime, from Church and State, from commentators and populist politicians, and from decent people everywhere. It still is.

Freud is not very much interested in ‘love’. Love is the psychological effect of the ‘overvaluation of the sexual object common to almost all manifestations of the libido’:

It is only in the rarest instances that the psychical value set on the object as being the goal of the sexual instinct stops short at the genitals. The appreciation extends to the whole body of the sexual object and tends to involve every sensation derived from it. The same overvaluation spills over into the psychological sphere: the subject becomes, as it were, intellectually infatuated (that is, his powers of judgment are weakened) by the mental achievements and perfections of the sexual object and he submits to the latter’s judgments with credulity.

For Freud sex and love are interchangeable terms. He contrasts the overvaluation of the love-object found in the Western tradition with the more relaxed approach of the ancient world:

The most striking distinction between the erotic life of antiquity and our own no doubt lies in the fact that the ancients laid the stress upon the instinct itself, whereas we emphasise its object. The ancients glorified the instinct and were prepared on its account to honour even an inferior object; while we despise the instinctual activity in itself, and find excuses for it only in the merits of the object.

The Greeks held Bacchic orgies and had a god, Priapus, dedicated to the male organ; by contrast we in our time appear to fear the penis more than ever and instead reverence the idealised object of libido, the dream partner of the opposite sex (or the same sex), and the institution of Marriage.

And despite all the rhetoric from feminists and LGBTQ+ activists about interrogating and subverting this, that or the other stereotype and convention, we still appear to be in thrall to the narrow concept of finding ‘love’ in a faithful, monogamous, committed relationship, every bit as much as our Victorian forebears – very narrow and limited compared to the polymorphous, open and pluralistic attitudes of the 30 or so ancient Roman authors I read last year.

THREE ESSAYS ON THE THEORY OF SEXUALITY (1905)

This long work sets out to show the importance of sexuality in all human achievements, to establish a wider-than-usual definition of sexuality, and to prove the existence of infantile sexuality.

Freud’s recurring tactic is to make the ordinary, the everyday, look strange; to look again without conventional blinkers at things we think we know, and to show that our attitudes are complacent, superficial and contradictory.

1. The sexual aberrations

Popular opinion credits two universal instincts, Hunger and Sexuality. Sex is supposed to set in at the time of puberty and manifest itself in irresistible attractions between adults of the opposite sex with the ultimate end of genital sex, itself with the purpose of reproduction (as taught in Christianity and most of the other world religions).

Let us call the desired one the sexual object, the act towards which the instinct tends, the sexual aim.

(1) Deviations in respect of the sexual object

If popular opinion is true and God made sex solely for reproduction, how do we account for homosexuals?

(A) Inversion

Behaviour of ‘inverts’. For a start there are different types:

  • a) absolute inverts, totally repelled by the opposite sex
  • b) amphigenic inverts i.e. bisexuals
  • c) contingent inverts, depending on circumstances

Some inverts accept their condition as natural; others feel it a torment. Some were gay as far back as they remember; for others, homosexuality cropped up at puberty; others only ‘come out’ as adults, sometimes after they’ve followed a straight career with wife and kids.

Nature of Inversion

The first observers thought inversion the result of nervous degeneracy because it was first found among mental patients studied in asylums.

Degeneracy

But then it was late-Victorian fashion to blame anything you didn’t understand on ‘degeneracy’: criminals are degenerate, the working class is degenerate, Africans are degenerate etc.

Freud defines degeneracy in rigorous Darwinian terms as the actual impairment of an organism’s efficiency and survival probability. In these, practical, terms inversion is not degenerate. Not only is it found in people otherwise perfectly normal, but it is found in people ‘who are indeed distinguished by specially high intellectual development and ethical culture.’

Innate character

Some gays insist homosexuality is absolutely innate. But the existence of the late-developers or of contingent homosexuals argues against this. Far from being innate, much evidence suggests that homosexuality is acquired:

  • the case of many ‘inverts’ in whom an early impression left a permanent gay after-effect
  • later influences and life experiences which have fixed contingent gayness e.g. the army, prison, monastery etc

Almost all ‘inverts’ will be found to have been subjected to some experience like this (for example, public school). But on the other hand, so were many people who went on to be perfectly hetero. So it remains hard to say whether homosexuality is acquired or innate.

Bisexuality

Havelock Ellis says a clue might be that homosexuality is a form of psychical hermaphroditism, a mental equivalent of having the organs of both sexes.

Richard von Kraft-Ebing says that the brain contains female and male brain centres which are activated by a ‘sex gland’. (It wasn’t only Freud who was having batty, speculative ideas at this time.)

Whoever is right, it seems that most authorities accept the idea of an innate bisexuality in everyone, and that ‘inversion’ owes something to early disruption of development.

Later, Freud would write:

It is well known that at all times there have been, as there still are, human beings who can take as their sexual objects persons of either sex without the one trend interfering with the other. We call these people bisexual and accept the fact of their existence without wondering much at it … But we [psychoanalysts] have come to know that all human beings are bisexual in this sense and their libido is distributed between objects of both sexes, either in a manifest or a latent form.

Sexual object of inverts

Popular opinion holds that ‘inverts’ simply desire the qualities of the opposite sex. An inverted man is like a woman in desiring the qualities of the opposite sex, of masculinity, in his sex object.

But what about gays who love pretty boys, boys who demonstrate all the qualities of a girl, being beautiful, hairless, young and coquettish?

What about transvestites who do a good trade dressing up as women for gay clients? In ancient Greece older men regularly looked after shy, young, girlish boys.

So the sex object is a compromise between an impulse that seeks for a man and one for a woman (in the same way that a symptom is a compromise between a wish and reality).

Psychoanalysis’s explanation is thus: in his childhood the future ‘invert’ passes through a brief but intense attachment to a woman (normally his mother). After leaving this behind he identifies himself with this woman and take himself as his sexual object. Invoking infantile narcissism, ‘inverts’ identify themselves with a woman and set out to find a boy whom they can mother and love as their mother loved them.

The situation will be exacerbated by the absence of a strong father. Think of Oscar Wilde and his imperious mother; of W.H. Auden’s father away at the Front while his mother dressed him in girl’s clothing; of the plays of Joe Orton.

So, says Freud, being gay is being in endless flight from women.

But, Freud emphasises, this isn’t weird. Psychoanalysis has established that everyone makes homosexual object choices in their unconscious mind; that the freedom to range wide over male or female objects is found in childhood, in primitive societies, in early history and in the ancient world, and is the original basis of sexuality.

It is only as a result of later, Victorian social restrictions that people are forced into one fixed, standardised and regimented mould, heterosexual or homosexual, or their modern equivalent which demands that people be in monogamous committed couple relationships.

In reality a person’s final sexual orientation is not decided until after puberty, and then only as the result of innumerable obscure influences. That there is a multiplicity of determining factors is indicated by the extraordinary range of sexual practices and attitudes to be found in mankind.

Thus psychoanalysis regards so-called ‘normal’ sexuality as achieved only under intense pressure and great restriction of the original wider options for pleasure. In fact it’s so-called ‘normal’ sexuality, the genital attraction between man and woman, which is historically problematic and just as much in need of explanation as any other form.

Sexual aim of ‘inverts’

No one single aim can be laid down for the sexuality of ‘inverts’, as it can for the ‘normal’ behaviour of straights; there is too great a variety.

Conclusion

We have been in the habit of regarding the link between the sexual aim and the sexual object as more solid than it is. In fact the object appears to be no more than soldered onto the instinct, and which aim takes which object is a great deal more problematical than previously thought, because the sexual instinct is more free-flowing and independent than we previously suspected.

(B) Sexually immature person and animals as sexual objects

Light is thrown on the sexual instinct by the fact that it permits of so much variation in its objects and such a cheapening of them.

That children can be the objects of sex, or even animals, tells us about the vicissitudes of the sex instinct (along with rapes, sexual assaults and perverse murders). It seems as if the sex instinct will do almost anything to achieve satisfaction.

The impulses of sexual life are among those which, even normally, are the least controlled by the higher activities of the mind… In the process of human cultural development, sexuality is the weak spot.

(2) Deviations in respect of the sexual aim i.e. perversions

Popular opinion says the sexual aim is the union of the genitals in copulation which leads to the release of sexual tension. But a moment’s reflection tells you that, even in ‘normal’ sexuality, people kiss – bringing together two parts of the digestive system – for pleasure. And most people linger to some extent over intermediate stages, such as looking and touching. So the seeds of ‘perversity’ are all around us.

Perversions are sexual activities which either:

  • extend in an anatomical sense beyond the parts of the body designed for sexual union
  • linger or halt at the intermediate stages on the path to sexual union

(A) Anatomical extensions

Overvaluation of the sexual object

The first and prime perversion of sex from its object is the overvaluation of the object i.e. ‘love’. For all practical purposes ‘love’, for Freud, is this (potentially pathological) overvaluation of the love object.

It is only in the rarest instances that the psychical value set on the object as being the goal of the sexual instinct stops short at the genitals. The appreciation extends to the whole body of the sexual object and tends to involve every sensation derived from it. The same overvaluation spills over into the psychological sphere: the subject becomes, as it were, intellectually infatuated with (that is, his powers of judgment are weakened) by the mental achievements and perfections of the sexual object and he submits to the latter’s judgments with credulity.

This sexual overvaluation is something that cannot easily be reconciled with [society’s] restriction of the sexual aim to union of the actual genitals and it helps to turn activities connected with other parts of the body into sexual aims.

Once a sexual object has been chosen, the ordinarily effective higher activities of the mind – judgment and civilised restraint – all too often go out of the window. In most people this results in crushes, infatuations, sometimes in grands amours: once the libido sees an opening, it tends to pour forth like a flood.

How the subject (carried away by powerful libido) and the (perhaps reluctant) object cope with the situation is the theme of most of Western literature from Hero and Leander to Madame Bovary.

(I can see an evolutionary explanation for all this which Freud doesn’t mention, which is that: having made a sexual choice, overvaluation follows from a) opening the floodgates of an instinct otherwise fiercely repressed b) to ensure a strong libidinal attachment to the woman who you’re planning to impregnate – so it is a blind Darwinian instinct designed to make the impregnator bond with their mate  and remain to look after their offspring; but, as all of human history tells us, this often clashes with the other biological imperative affecting men which is impregnating as many women as possible, hence the many men who eat, shoot and leave.)

Sexual use of the mucous membrane of the lips and mouth

Freud proceeds with his agenda of making everything about sex and love look strange and uncanny.

The use of the mouth as a sexual organ is regarded as a perversion if the lips (or tongue) of one person are brought into contact with the genitals of another, but not if the mucous membranes of the lips of both of them come together.

Why do people find kissing acceptable and cunnilingus or fellatio disgusting? Freud here points to the purely conventional, culturally-determined nature of our feelings.

Has ‘disgust’ (a powerful reaction-formation) played a large part in forming our cultural conventions – or is it simply a product of the increasing self-repression which characterises us in the West (unlike other contemporary civilisations, primitive cultures and the cultures of the ancient world, which were and are much more liberal in their sexual practices)?

Freud seems to think the ancients were more honest in this, as in so much else.

The most striking distinction between the erotic life of antiquity and our own no doubt lies in the fact that the ancients laid the stress upon the instinct itself, whereas we emphasise its object. The ancients glorified the instinct and were prepared on its account to honour even an inferior object; while we despise the instinctual activity in itself, and find excuses for it only in the merits of the object.

The progress of civilisation seems to require a steadily increasing restriction of the sexual instinct, bought at the price of a growing sense of disgust. Hence the genitals of men and women, worshipped by the Greeks as holy, are now banned as dangerously corrupting.

There is no doubt that the genitals of the opposite sex can in themselves be an object of disgust and that such an attitude is one of the characteristics of all hysterics.

One thinks of John Ruskin (allegedly) driven into paroxysms by the discovery on his wedding night that, unlike the Greek statues which he adored, his wife had pubic hair. Or, more up to date:

Indecent exposure, sometimes known as ‘flashing’, is a serious sexual criminal offence, which carries a custodial sentence of up to 2-years at its most severe. (Old Bailey solicitors)

Does ‘disgust’ drive the repression of sexuality i.e. is disgust natural, a ‘God-given’ reaction of the ‘God-given’ conscience to the spectacle of fallen sexuality? A question related to: is conscience ‘God-given’ and so universal? Or is ‘conscience’ created by culture and therefore morally relative across different cultures? Morality and disgust on the one side, pragmatism and sexual libertarianism on the other.

Or is disgust an entirely material, biological reaction-formation to the compulsory repression of sexuality enforced by a coercive society, no God or morality required?

Sexual use of the anal orifice

People who think sodomy is disgusting because we defecate through the anus are as correct as women who say the penis is disgusting because men urinate through it or men who think the vulva is disgusting because women menstruate through it.

Which is to say, all these opinions are correct in their own terms, but missing the point. These organs can (clearly) be put to various uses. Should they be? Or should they be restricted to their ‘God-given’ purposes? But then who is to say what their correct usage is? A bunch of old men wearing purple dresses in the House of Lords? Imams and rabbis? Agony aunts? TV shows. Gender studies lecturers? Where is the authority for this?

Significance of other regions of the body

What seems to be common to all human sexuality is:

  1. overvaluation of the sexual object
  2. a versatile ability on the part of the sexual aim to use any part of the body as the sexual object for gratification

Unsuitable substitutes for the sexual object: fetishism

In fetishism the sexual instinct replaces the primary object (the genitals) and the overvalued secondary object (the person attached to the genitals) with unlikely tertiary objects – parts of the body, locks of hair, feet – or linked objects, such as underwear or other items of clothing.

A certain amount of fetishism is habitually present in normal love, especially of those stages of it in which the normal sexual aim seems unattainable or its fulfilment prevented.

A lock of your true love’s hair. Or as Goethe put it in Faust:

‘Get me a kerchief from her breast,
A garter that her knee has pressed.’

These objects can justifiably be likened to the fetishes of primitive peoples. Inscribed in fetishes is a primitive symbology, comparable with the symbolism of dreams. For example, the foot is an age-old symbol for the penis. Fur is linked to the hair of the mons Veneris. The shoe or slipper is a symbol of the female genitals (as in Cinderella) into which the male foot neatly slips, and so on.

(B) Fixations of preliminary sexual aims

Appearance of new aims

External factors (danger, unavailability of a sexual object, risk of disease) tend to fix libido at the preparatory activities. Truly, every normal aspect of ‘love’ carries the seeds of a perversion.

Touching and looking

Seeing is an evolutionary derivative of touching. A look can be as exciting as a touch.

Both seeing and touching are ‘ordinary’ parts of ‘normal’ sexual activity – unless lingered over, or unless they become ends in themselves, in which case we have voyeurism/exhibitionism and various types of masturbation.

Freud thought exhibitionism the result of either wishing for a reciprocal showing of the other person’s genitals; or a triumphant assertion against the Castration Complex: ‘Look, I’ve still got my willy!’

He doesn’t seem to take into account the sadistic urge to offend or scare women, a kind of sublimated form of rape, visual rather than physical rape.

The power of vision is shown by just how upset some women can feel, how physically defiled, just because a strange man showed them his penis. I’m not downplaying the offence or upset caused.

The concealment and revelation of the sexual parts of the body go hand in hand with the rise of civilisation and progressive sexual repression. It is unlikely that the Greeks had strip clubs; instead they had orgies, the real thing. We have strip clubs because of the immense repression to which our sexuality has been subjected.

For Freud the concept of ‘beauty’ itself originates in sexual excitement but is sublimated away from the genitals onto the body as a whole, which is perceived as ‘beautiful’, a concept or feeling which can then  be transferred onto other types of object, and then onto objects created and enjoyed for their ‘beauty’ alone i.e. works of art.

This explains why women are more often the object of art than men – even in women painter’s paintings – because men are more sexually predatory than women. And why the sight of the genitals themselves is rarely ‘beautiful’; all pleasure has been sublimated out of them leaving only the reaction-formation of ‘disgust’.

Sadism and masochism

These were given their names by Richard von Kraft-Ebing (Viennese) in the 1890s, after the Marquis de Sade (French) and Leopold von Sacher-Masoch (Viennese) As with the other perversions, a moderate amount of sado-masochism is generally regarded as ‘normal’:

The sexuality of most male human beings contains an element of aggressiveness – a desire to subjugate. The biological significance of it seems to lie in the need for overcoming the resistance of the sexual object by means other than the process of wooing. Thus sadism would correspond to an aggressive component of the sexual instinct which has become independent and exaggerated and, by displacement, has usurped the leading position.

Many types of sexual relationship which are regarded as ‘normal’ contain a high amount of aggression; sadism becomes an actual perversion when pleasure is derived from violence alone.

Masochism is sexual excitement aroused purely by receiving pain or humiliation. Later in his career, after he’d outlined the new theory of the superego, Freud distinguished between purely physical masochism and moral masochism, the desire to be found guilty of sins, to be punished for them and so on, an internal submission of the ego to the overbearing superego which plays such a large part in religious life.

Freud thinks masochism is secondary, a deflection of primary sadism – which the subject is too weak to inflict onto others – back onto the self. Masochism is for weaklings; or for the weakling part of even strong people.

The history of human civilisation shows beyond any doubt that there is an intimate connection between cruelty and the sexual instinct.

But nobody really knows why. Some people think aggression is a development of the primal desire to eat, to master objects by putting them in the mouth – an instinct seen in children and in the holy meals at the centre of many religions. Others think there is some intimate biochemical link between pleasure and pain.

Suggestive for Freud’s bisexual thesis – the mingling of the ‘feminine’ and the ‘masculine’ in all of us – is Havelock Ellis and Kraft-Ebing’s agreement that masochism and sadism are often found in the same person.

(3) The perversions in general

Variation and disease

Medical men first identified perversions in the insane and perversion was blamed (like homosexuality) on ‘degeneracy’. What Freud has shown is that the perversions are implicit in even ‘normal’ love.

No healthy person, it appears, can fail to make some addition that might be called perverse to the normal sexual aim; and the universality of this finding is enough to show how inappropriate it is to use the word ‘perversion’ as a term of reproach. In the sphere of sexual life we are brought up against peculiar and, indeed, insoluble problems as soon as we try to draw a sharp line to distinguish mere variations within the range of what is physiological from pathological symptoms.

On one side the liberal Freud, on the other a vast army of censorious Christians, trying to draw precisely that line, trying to tell people exactly just which type and forms of ‘love’ are permissible and which aren’t, from the Pope to Mary Whitehouse.

For the Moral Majority it is always other people who are degenerate, other people who are the helpless prey of, for example, homosexual men in the homosexual age of consent debate.

Freud is saying, if you only look at the acts themselves you may be tempted to define them as unchristian or degenerate, pathological or perverted etc. But if you look at the instinct which carries so many people to such lengths, it is the same instinct and it is in all of us – it is what our minds are made of.

The mental factor in perversions

Despite the sometimes disgusting ends to which the love instinct is put, all these behaviours are to some extent idealisations of the libido, in the sense of abstractions of it away from its normal role.

The omnipotence of love is perhaps never more strongly proved than in such of its aberrations as these. The highest and the lowest are always closest to each other in the sphere of sexuality.

Two conclusions

Every individual plays a double existential role:

  1. to reproduce, to pass on its genes and preserve the species
  2. to preserve itself while it does this

Sometimes the two purposes clash and this is the basis of Freud’s psychology, the clash between the unconscious libidinal drive to have sex, all the time, with everyone and everything; and the rational ego’s struggle to redirect this blind drive into socially acceptable forms which help the individual survive and help it be at peace with itself. So the origins of any person’s sexuality must be looked for in two places: in the history of the species and the accidents of the individual.

Our study of the perversions has shown us that the sexual instinct has to struggle against certain mental forces which act as resistances, and of which shame and disgust are the most prominent. It is permissible to suppose that these forces play a part in restraining that instinct within the limits that are regarded as normal; and if they develop within the individual before the sexual instinct has reached its full strength, no doubt they then determine the course of its development.

These forces, which act like dams upon sexual development – disgust, shame and morality – must also be regarded as historical precipitates of the external inhibitions to which the sexual instinct has been subjected during the psychogenesis of the human race. We can observe the way in which, in the development of individuals, they arise at the appropriate moment, as though spontaneously, when upbringing and external influence give the signal.

In the second place we have found that some of the perversions are only made intelligible if we assume the convergence of several motive forces. If such perversions admit of analysis, that is, if they can be taken to pieces, then they must be of a composite nature. This gives us a hint that perhaps the sexual instinct itself is no simple thing but put together from components which have come apart again in the perversions.

(4) The sexual instincts in neurotics

Psychoanalysis

Here Freud reiterates his belief that all the psychoneuroses are based on sexual instinctual forces and that the psychoneuroses can only be investigated using the method perfected by Josef Breuer and himself – psychoanalysis. He gives a useful summary of the famous cathartic method:

By this I do not merely mean that the energy of the sexual instinct makes a contribution to the forces that maintain the pathological manifestations (the symptoms). I mean expressly to assert that that contribution is the most important and only constant source of energy of the neurosis and that in consequence the sexual life of the persons in question is expressed in these symptoms. The symptoms constitute the sexual activity of the patient!

The removal of the symptoms of hysterical patients by psychoanalysis proceeds on the supposition that those symptoms are substitutes – transcriptions, as it were – for a number of emotionally cathected mental processes, wishes and desires which, by the operation of a special psychical procedure (repression) have been prevented from obtaining discharge in psychical activity that is admissible to consciousness.

These mental processes, being held back in a state of unconsciousness, strive to obtain an expression that shall be appropriate to their emotional importance – to obtain discharge; and in the case of hysteria they find such an expression (by means of the process called conversion) in somatic or bodily phenomena, that is, in hysterical symptoms [cf Anna O’s inability to drink water, choking sensation etc].

By systematically turning those symptoms back (with the help of psychoanalysis) into emotionally cathected ideas – ideas that can now become conscious – it is possible to obtain the most accurate knowledge of the nature and origin of these formerly unconscious psychical structures.

Findings of psychoanalysis

Psychoanalysis has shown that:

Symptoms represent a substitute for impulses the source of whose strength is derived from the sexual instinct… The character of hysterics shows a degree of sexual repression in excess of the normal quantity, an intensification of resistance against the sexual instinct (which we have already met with in the form of shame, disgust and morality), and what seems like an instinctive aversion on their part to any intellectual consideration of sexual problems.

In the case of someone predisposed to hysteria, the onset of his illness is precipitated when, either as a result of his own progressive maturity or of the external circumstances of his life, he finds himself faced by the demands of a real sexual situations. Between the pressure of the instinct and his antagonism to sexuality, illness offers him a way of escape. It does not solve his conflict but seeks to evade it by transforming his libidinal impulses into symptoms.

(See Jensen’s Gradiva, written two years later, which is a textbook example of hysteria as the self-deluding flight into illness. The archaeologist Norbert’s escape from the reality of an emotionally demanding sexual situation – his awakening love for Zoe – into delusions about the light-tripping woman on the antique frieze whom he names ‘Gradiva’, and then Norbert’s actual fleeing to Italy, to Pompeii, to escape the sexual situation, only to meet Zoe magically transformed into the woman in the frieze –– from the heart of the reaction-formation returns the repressed. In the novel Norbert is then cured through love, by the redirecting of his libido – unhealthily cathected onto the Gradiva-delusion – back to the reality of his flesh-and-blood love, Zoe, by the love object herself.)

Neurosis and perversion

Moreover, neurotics’ symptoms, upon psychoanalysis, often turn out to be conversions not just of ‘normal’ sexuality, but to include what are called the perversions i.e. neurotics’ unconsciousnesses are often raging with perverse wishes deflected into symptoms. Hence Dora’s persistent cough is a (transmuted) wish for oral sex with Herr K.

a) The unconscious life of all neurotics shows inverted impulses, fixation of the libido on persons of their own sex.

b) The unconsciouses of neurotics show tendencies to every kind of anatomical extension of sexual activity, particularly oral and anal.

c) An especially prominent part is played by the fact that the instincts involved are component instincts. Thus the perversions often come in opposing pairs: exhibitionism and voyeurism; the active and passive forms of the instinct for cruelty.

It is through such an opposition, a component tying together of libido and cruelty, that the transformation from love into hate takes place, the transformation from affectionate into hostile impulses.

(You can see here the embryonic shape of Freud’s later division of all the instincts into Sex instincts and Death instincts, Eros and Thanatos which would formulate nearly 20 years late, in Beyond the Pleasure Principle.)

(5) Component instincts and erotogenic zones

If we trace back the positive and negative aspects of the perversions (masochism/sadism, voyeurism/exhibitionism) they appear to derive from component instincts which themselves admit of further analysis.

When sexual excitement derives from a particular organ or area of the body we refer to that as the erotogenic zone.

Thus, under the right circumstances, the anus or the mouth can become an erotogenic zone. Or the surface of the skin in touching. Or the eye itself in voyeurism where, through the eye alone is felt excitement comparable to that of sex in a ‘normal’ person.

(6) Reasons for the apparent preponderance of perverse sexuality in the psychoneuroses

But just because neurotic symptoms often contain a perverse wish doesn’t mean that neurotics are closer to perverts than to ‘normal’ people. Neurotics are normal people whose libido, either because of innate predisposition or due to accident, has been dammed up.

Most psychoneurotics fall ill after the age of puberty as a result of the demands made upon them by normal sexual life. Or else illnesses of this kind set in later, when the libido fails to obtain satisfaction along normal lines. In both these cases the libido behaves like a stream whose main bed has become blocked. It proceeds to fill up collateral channels which may hitherto have been empty.

Where the constitution is predisposed to illness maybe no external factor will be required. On the other hand, a great shock in real life may tip a robust constitution into neurotic illness.

Might there be a link between the perversions wished for by the neurotic’s unconscious, between the erotogenic zone it highlights, and innate constitution?

In a word, can you define personality types by predisposition to a particular perversion/erotogenic zone? (This is what Freud does in the following essay, about childhood sexuality, defining and describing the oral, anal types and so on.)

(7) Intimations of the infantile character of sexuality

“By demonstrating the part played by perverse impulses in the formation of symptoms in the psychoneuroses, we have quite remarkably increased the number of people who might be regarded as perverts. It is not only that neurotics in themselves constitute a very numerous class, but it must also be considered that an unbroken chain bridges the gap between the neuroses in all their manifestations and ‘normality’….

Thus the extraordinarily wide dissemination of the perversions forces us to suppose that the disposition to perversions is itself of no great rarity but must form a part of what passes as the ‘normal’ constitution…

There is indeed something innate lying behind the perversions but it is something innate in everyone, though as a disposition it may vary in its intensity and may be increased by the influences of actual life. What is in question are the innate constitutional roots of the sexual instinct. In one class of cases (the perversions) these roots may grow into the actual vehicles of sexual activity; in others they may be submitted to an insufficient suppression (repression) and thus be able in a roundabout way to attract a considerable portion of sexual energy to themselves as neurotic symptoms; while in the most favourable cases, which lie between these two extremes, they may by means of effective restriction and other kinds of modification bring about what is known as ‘normal’ sexual life.

Thus the germs of our character, the way our sexual instincts will be channelled, are probably laid down in childhood. In the next essay Freud looks at the play of influences which govern the evolution of infantile sexuality until its outcome in perversion, neurosis or normal sexual life.

Essay 2. Infantile sexuality

Neglect of the infantile factor

In Essay 2 Freud sets out to smash the popular opinion that children have no sexual feelings; that sexual feelings only set in with puberty. On the contrary, all the literature, and a chat with any nurse, will tell you that many babies play with their willies or fannies and suck various bits of themselves, but these stories are generally only mentioned as exceptions and monstrosities.

Why do we not remember our sexual feelings from our own childhood years?

Infantile amnesia

We definitely behave lively in every respect during childhood, giving every evidence of feeling joy, love, rage, delight. Why do we forget so much of this? Freud says that under analysis patients often remember events from their earliest years. Therefore the memories are stored somewhere – but are repressed from everyday access. Why? Nobody knows.

(1) The period of sexual latency in childhood and its interruptions

Based on a) scattered reports of the so-called exceptional behaviour of infants in the literature and b) the memories of neurotics revealed by psychoanalysis, Freud will sketch out a theory of infantile sexuality.

Freud thinks of the sex instinct as being innate in the child; that it grows as the child grows; that it is overtaken by suppression at the age of 5 or 6; then it revives and develops further at puberty, developing in a pattern of fits and starts. Childhood sexuality only emerges into the light of observable day in the third or fourth year of life.

Sexual inhibitions

It is during this same period that the mental forces are built up which are later to impede and block the flow of the sexual instinct – feelings of disgust (at an object), feelings of shame (at oneself) and moral and aesthetic ideals (as it were, objective guidelines we build for ourselves).

Reaction formation and sublimation

These are the two methods by which these dams are erected to prevent the return of repressed material into the conscious mind.

Sublimation is a widely reported phenomenon, the diverting of instinctual sexual energies into ‘higher’, more socially acceptable ones.

A reaction formation is:

a defence mechanism in which emotions and impulses which are anxiety-producing or perceived to be unacceptable are mastered by exaggeration of the directly opposing tendency

Freud thinks that reaction formations are the result of a series of unpleasurable experiences, either of internal unpleasure (excessive playing with the genitals leads to unpleasure) or external tellings-off, which create, as it were, a psychological allergic reaction to the erotogenic zone and experiences in question. Told off for touching his winkle enough times and the small boy genuinely come to believe it is dirty and disgusting.

[A digression on Freud’s final theory of sexual development

A lot later, Freud was to elaborate and fine-tune the notion that the human infants evolve through a set number of stages, namely:

  • polymorphous perversity – undifferentiated pleasure in the whole body
  • oral phase (0 to 1 year) – the infant gets most of their pleasure from their mouth, for example eating and thumb-sucking: if an infant’s oral needs aren’t met it can develop an develop oral fixation which continues into adult life
  • anal phase (1 to 3 years) – controlling bladder and bowel movements, potty training, when successfully accomplished leads to praise from parents and a sense of achievement and independence; but if parents take an approach that is too lenient, Freud suggested that an ‘anal-expulsive personality‘ – could develop whereby the adult has a messy, wasteful, or destructive personality, while if parents are too strict, he believed this could lead to an ‘anal-retentive‘ personality which is over-strict, rigid, and obsessive.
  • phallic stage (3 to 5 years) – focus of the libido is on the genitals and children begin to discover the difference between boys and girls
    • in boys this gives rise to the Oedipus complex as boys view their fathers as a rival for the mother’s affections: the Oedipus complex describes these feelings of wanting to possess the mother and replace the father. But at the same time the little boy worries that his father will punish him for having these feelings, a fear Freud termed castration anxiety
    • other Freudians suggested the term Electra complex to describe a similar but mirror set of feelings experienced by small girls, namely the wish to be possessed by their father and rid of their mother, accompanied by parallel feelings of guilt and anxiety
    • Freud, however, believed that instead of the Electra complex, girls experience what he notoriously called penis envy i.e. the wish to be a boy, the lack of a penis forever leaving girls feeling inadequate. Even in Freud’s own day female psychoanalysts deplored this idea, and female followers have denied it and overwritten it ever since]
  • latency phase (6 to puberty) – the superego or conscience gains in power, the libido and memories of all those early physical pleasures are suppressed; instead boys or girls enter school and become more concerned with peer relationships, hobbies, and other interests; a time of exploration in which the sexual energy repressed or dormant, still present but sublimated into other areas such as intellectual pursuits and social interactions
  • genital stage (11, 12, 13 onwards) – at puberty the libido becomes active again and teens develop a strong sexual interest in the opposite sex: if all the previous stages have been successfully navigated, the person becomes a rounded, balanced individual]

Freud therefore thinks that the development through the oral, anal and phallic stages is partly achieved by the erection of these reaction formations which act as ‘dams’ or road blocks saying ‘No Going Back’.

That this may be the origin of feelings of ‘shame’ and ‘disgust’ is an interesting theory to ponder; that this process is the basis of all civilised morality, as Freud claims, was clearly a provocative thing to say, and which sparked much outraged opposition to him and his theories.

Interruptions of the latency period

Not all children’s sexuality goes underground at about five years old. There may be all sorts of exceptions, single strands of sexual pleasure continuing into the latent period.

(2) The manifestations of infantile sexuality

Thumb-sucking

This emerges early and often persists into adolescence. Sometimes accompanied by the rubbing of an erotogenic zone it can act as an introduction to masturbation. Because it is accompanied by pleasurable rubbing, and sometimes even by orgasm-type physical reactions, Freud makes thumb-sucking the prototype of infantile sexuality.

Auto-erotism (coined by Havelock Ellis in 1898)

Infants initially derive pleasure from their own bodies. Sucking thumbs or lips or any other part of the body is a repetition of the initial oral activity, sucking at the breast.

No-one who has seen a baby sinking back satiated from the breast and falling asleep with flushed cheeks and a blissful smile can escape the reflection that this picture persists as the prototype of the expression of sexual satisfaction in later life.

As the child grows it experiments with enacting the sexual pleasure of sucking when the breast is absent: sucking any part of its own body, taking itself as a source of pleasure. In later life the pleasures of lingering kissing re-enact this primal sexual experience. In some children there is a constitutional intensification of the labial region (lips):

If that significance persists, these same children will grow up to become epicures in kissing, will be inclined to perverse kissing or, if males, will have a powerful motive for drinking and smoking. If, however, repression ensues, they will feel disgust at food and will produce hysterical vomiting.

Thus, for Freud, entire character types and types of adult behaviour can be traced right back to earliest childhood behaviour.

(3) The sexual aim of infantile sexuality

Characteristics of erotogenic zones

Erotogenic zones are a moveable feast. Particular parts of the body seem predisposed to resonate with sexual pleasure (the genitals, lips, nipples, anus, the surface of the skin generally) and if an infant, in its auto-erotic stage, chances on one of these to suck or play with, that part easily becomes the model of sexual pleasure, of reassurance etc in later life.

Any part of the body can acquire the same susceptibility to stimulation as is possessed by the genitals and can become an erotogenic zone.

It is hard to think of a view more contrary to the popular, conventional view that a) infants have no sex life and that b) sex appears only at puberty and is exclusively confined to the genitals.

The infantile sexual aim

Although all the body is susceptible to sexualisation, certain zones seem predisposed to be especially erotogenic, generally zones which are physiologically designed for other activities and pleasures which the child can then repeat by auto-erotic stimulation: the lips for eating, the penis for peeing, the anus for defecating can all be co-opted by the libido.

(4) Masturbatory sexual manifestations

Activity of the anal zone

Psychoanalysis of patients has revealed the surprising extent to which the anus is not only a source of pleasure in infancy but retains its pleasurable power throughout life.

Children who are making use of the susceptibility to erotogenic stimulation of the anal zone betray themselves by holding back their stool till its accumulation brings about violent muscular contractions and, as it passes through the anus, is able to produce powerful stimulation of the mucous membrane. In so doing it must no doubt cause not only painful but highly pleasurable sensations.

One of the clearest signs of subsequent eccentricity or nervousness is to be seen when a baby obstinately refuses to empty its bowels when he is put on the pot and holds back that function till he himself chooses to exercise it. He is naturally not concerned with dirtying the bed, he is only anxious not to miss the subsidiary pleasure attached to defecating.

Faeces come to have another important meaning for the child.

They are clearly treated as part of the infant’s own body and represent his first ‘gift’: by producing them he can express his active compliance with his environment and, by withholding them, his disobedience…

The retention of the faecal mass, which is thus carried out by the child intentionally to begin with, in order to serve, as it were, a masturbatory stimulus upon the anal zone or to be employed as a weapon in his relation to the people looking after him, is also one of the roots of the constipation which is so common among neuropaths.

Activity of the genital zone

The glans of the penis in boys and the clitoris in girls:

The anatomical situation of this region, the secretions in which it is bathed, the washing and rubbing to which it is subjected in the course of a child’s toilet, as well as accidental stimulation, make it inevitable that the pleasurable feeling which this part of the body is capable of producing should be noticed by children even during their earliest infancy, and should give rise to a need for its repetition.

Girls often masturbate simply by rubbing their thighs together. Boys tend to use hands.

The preference for the hand which is shown by boys is already evidence of the important contribution which the instinct for mastery is destined to make to masculine sexual activity.

Second phase of infantile masturbation

In this early essay Freud posits three periods of sexual activity: a first phase of infantile sexuality; a second phase flourishing around the fourth year; then the eruptions of puberty.

The second phase of infantile sexual activity may assume a variety of different forms which can only be determined by a precise analysis of individual cases. But all its details leave behind the deepest unconscious impressions in the subject’s memory, determine the development of his later character, if he is to remain healthy, and the symptomatology of his neurosis, if he is to fall ill after puberty.

Return of early infantile masturbation

The return of infantile sexuality at around 4 and 5 years is determined by all sorts of factors, internal and external. But Freud is careful to mention the external factor of infantile seduction (or child abuse, as we would say) as a way many of his patients recall being jolted, as it were, into sexual life, and made aware of the erotogenicity of the genitals.

Polymorphously perverse disposition

In and as a result of sexual abuse, children can be induced to all manner of perversions thus revealing, for Freud, an innate disposition to polymorphous perversion.

The same, he asserts, is true of many women, as witness the large number of prostitutes who can accommodate any type of sexual taste for their clients.

It becomes impossible not to recognise that this same disposition to perversions of every kind is a general and fundamental human characteristic.

[At one and the same time this notion is typical of Freud’s throwaway sexism, but also of the immense tolerance and acceptance of a huge variety of sexual predilections implicit in his theory.]

Component instincts

Exhibitionism, voyeurism and cruelty are all apparent as perversions in potentia in children. Small boys proudly display the thing which gives them so much pleasure and which they pee through, their penis, which thus symbolises at least two types of infantile ‘mastery’.

Looking is the child’s earliest way of relating to the world. Once it has established its own erotogenic zones it is curious to see them in others: voyeurism.

Cruelty comes relatively easily to the childish nature, since the obstacle that brings the instinct for mastery to a halt at other people’s pain – namely a capacity for pity – is developed relatively late…

It may be assumed that the impulse of cruelty arises from the instinct for mastery and appears at a period of sexual life at which the genitals have not yet taken over their later role…

Children who distinguish themselves by special cruelty towards animals and playmates usually give rise to a just suspicion of an intense and precocious sexual activity arising from erotogenic zones…

The absence of the barrier of pity brings with it a danger that the connection between the cruel and the erotogenic instincts, thus established in childhood, may prove unbreakable in later life.

Jean-Jacques Rousseau’s Confessions show that early beating on the buttocks can easily be linked with erotogenic pleasure and form the basis of a fusion of the instincts of sex and cruelty in later life.

(5) The sexual researches of childhood

The instinct for knowledge

At the same time as children reach an early peak of sexuality (3 to 5 years) they display an instinct for knowledge. For Freud this is a sublimated form of the instincts for mastery and of seeing, voyeurism.

Psychoanalysis has shown that the first problem to awaken the childish thirst for knowledge are sexual problems, where do I come from? why does my wee-wee make give me pleasure?

The Riddle of the Sphinx

Freud gave this typically grandiose title to the core question of infancy: where do babies come from?

Sex differences aren’t important at this stage since boys assume all babies have penises.

Castration complex and penis envy [this section was added in 1915]

Only painfully do boys realise there’s a whole category of person who doesn’t have a penis and become petrified that they too might lose their mighty weapon. This he calls the castration complex.

The discovery that girls don’t have one gives many boys an enduringly low opinion of girls. For girls, the discovery that boys have this toy which they can play with induces in them penis envy and an enduring sense of being second-rate. Penis envy culminates in the girl’s wish to be a boy.

[The whole concept of ‘penis envy’ is probably the single most outrageous example of Freud, despite being a revolutionary on one level, nonetheless often reinscribing the sexist prejudices of his Victorian times in a new language.]

Theories of birth

All children speculate about where babies come from, especially if their mother is pregnant again. The central feature of most theories is that the baby is got by eating something (as in many fairy tales) and delivered through the anus.

Sadistic view of sexual intercourse

Many children see or overhear their parents making love. Children feel intense curiosity about it. It seems to have to do with some joint activity involving peeing or defecating. But many children pick up on the apparent violence involved (hard physical movements, screaming) and this is another way in which cruelty may attach itself to a child’s fantasy world and resurface in a person’s adult attitudes to sex.

Typical failure of infantile sexual researches

No matter how subtle the sexual theories of children they are invariably wrong; for how could they know about semen and ovaries? But the whole attempt is important to Freud as a symbol of the growing independence of the child. These researches:

constitute a first step towards taking an independent attitude in the world, and they imply a high degree of alienation of the child from the people in his environment who formerly enjoyed his complete confidence.

(6) The phases of development of the sexual organisation

Infantile sexual pleasure is the opposite in every way of ‘normal’ adult sexuality. It is essentially auto-erotic, and its component instincts are generally disconnected and scattered over all manner of activities: this is the meaning of polymorphous perversity.

Compare and contrast with adult sexuality aims at genital contact with some external object.

Pregenital organisations

I.e. sexual patterns before the instinct settles on the genitals:

1. The oral or cannibalistic phase: the aim is the incorporation of the sexual object, to eat it, to master it by ingesting it and stimulating the mucous membranes of the lips at the same time.

This is the origin of cannibalism in primitive peoples; of the primitive relic of a holy meal found in most religions; and of the higher intellectual activity of identification with a hero figure.

The primitive and intellectual functions are brought together in the Eucharist where we eat the body of Christ at the same time as we acknowledge Him lord and master.

2. The sadistic-anal phase: it is at this early stage that the sex instinct can be seen dividing into the active-passive division which characterises all later sexuality: the masculine drive to mastery, of defecating at our own time and pleasure; and the feminine pleasure derived from the anus; a sadistic and a passive pleasure intermingle.

Ambivalence

This duality is the basis of later ambivalence, a word coined by the Swiss psychiatrist Paul Eugen Bleuler (Bleuler was a prolific coiner of neologisms; he also invented the terms ‘schizophrenia’, ‘schizoid’ and ‘autism’).

Ambivalence became central to Freudian theory. It describes the holding of contradictory feelings, classically love and hate, towards the same object. Thus the child can both love but be terrified by their father.

Phallic phase

Freud distinguishes one last phase of infantile sexuality, where a love-object has emerged but the instinct in both boys and girls focuses on the penis alone, when boys develop pride in their penis and girls develop a painful sense of lack of penis, giving rise to penis envy (see comments above).

Diphasic choice of object

To summarise, Freud can claim that, completely contrary to the popular view, the distinctive thing about human sexuality is:

  • that it is present, in various forms, in infants from the earliest time
  • that it develops through a series of stages
  • that each of these stages carries the risk of arrest or error which deforms the child’s feelings and emotions around libido
  • that infantile sexual choices and activity are progressively repressed by reaction-formations (guilt, shame) by the age of about 5
  • that the entire set of experiences goes underground during the latency period (5 or 6 to puberty), is repressed and forgotten
  • that it resurfaces in a more explicitly sexual mode at puberty but with shapes and flavours conditioned by those earliest experiences

These infantile longings become the basis of later ‘affectionate’ feelings:

Their sexual aims have become mitigated and they now represent what may be described as the ‘affectionate current’ of sexual life. Only psychoanalytic investigation can show that behind this affection, admiration and respect there lie concealed the old sexual longings of the infantile component instincts which have now become unserviceable.

(7) The sources of infantile sexuality

These conclusions have been reached by the psychoanalysis of adult patients and the observation of children. Sexual excitation in children seems to arise from:

a) repetition of satisfaction achieved in normal organic processes (sucking, defecating)
b) through external stimulation of erotogenic zones
c) as the expression of fundamental instincts

Mechanical excitations

Children love swinging and being thrown and caught. Psychoanalysis has shown the recurrence of these sensations in adult dreams i.e. that they lay down patterns of the earliest pleasures, for example, fantasies of flying, air blowing against the skin and genitals.

It is well known that rocking is habitually used to induce sleep in restless children. The shaking produced by driving in carriages and later by railway travel exercises such a fascinating effect upon older children that every boy, at any rate, has at one time or another in his life wanted to be an engine driver.

It is a puzzling fact that boys take such an extraordinarily intense interest in things connected with railways and, at the age at which the production of fantasies is most active (shortly before puberty), use those things as the nucleus of a symbolism that is peculiarly sexual. A compulsive link of this kind between railway travel and sexuality is clearly derived from the pleasurable character of the sensations of movement.

In the event of repression, which turns so many childish preferences into their opposite, these same individuals, when they are adolescents or adults, will react to rocking or swinging with a feeling of nausea, will be terribly exhausted by a railway journey, or will be subject to attacks of anxiety on the journey.

Muscular activity

Many patients report their first memories of sexual excitation when romping, fighting and playing with playmates. Organised games are done at school to keep the body healthy and divert adolescent attention away from sexuality: Freud says what this is doing is channel sexuality back into one of its specific components.

Affective process

Powerful emotions have sexual effects. Terrified or anxious children may touch their genitals for reassurance. The erotic aspect of terror, fright and so on may become intimately associated with sexuality so that adults find fear and terror thrilling; either in real life, in fantasies of rape or masochistic punishment; or in imaginary worlds of books or the cinema.

Pathways of mutual influence

If the taking in of food gives rise to sexual pleasure then the reverse may be true. If healthy sexuality accompanies healthy eating, then disturbance of sexuality may lead to disturbance of nourishment. Thus a sexually disturbed hysteric may cease eating.

We can speculate about a whole network of pathways by which sexual instincts may be channeled both towards basic organic functions (for example, eating) and also rerouted towards higher functions (that is, sublimated, into thinking, planning, deciding).

Essay 3. The transformations of puberty

Infantile sexuality is polymorphously perverse and auto-erotic, finding pleasure as it learns to control and play with its own body.

The latency period sees the repression of sexuality in the name of various reaction-formations and sexuality’s sublimation into all kinds of games and fantasies.

With puberty the genitals become active and the subject actively seeks a love object outside itself. The new sexual aim of genital union appears and all the scattered erotogenic zones with their sex impulses become focused on, and subordinate to, genital union. Hopefully.

‘Normal’ sexuality consists of the uniting of the affectionate current (the sublimated remains of childhood sexuality) and the sensual current (mainstream libido).

So proper human sexual development is the coming together of affection/love and sex/pleasure, focussed on the genitals, to produce the ‘normal’ healthy adult. But, as always, there can be all kinds of hiccups along the way.

(1) The primacy of the genital zones and fore-pleasure

At puberty the sex organs grow and become ready for use. They can be excited in three ways:

  1. excitation of the erotogenic zones from outside
  2. from the organic interior
  3. from mental life, the storehouse of impressions and ideas

Sexual excitement is felt in two ways:

  1. perception of a mental tension of an extremely compelling type
  2. physical preparation: erection of the penis, lubrication of the vagina

Sexual tension

How come sexual excitation is perceived as both pleasurable but also as an unpleasurable tension?

The mechanism of fore-pleasure

Touching or seeing clearly give rise to a) pleasure in themselves b) a perceived raising of sexual tension.

It is as if the fore-pleasure derived from stimulating the erotogenic zones is designed to increase the incentive to move onto the act of sexual union.

Initial pleasure thus disguises increasing tension (unpleasure) so you are led relentlessly on towards copulation, the aim of the entire organism.

The whole pattern leads up to orgasm and the release of the appropriate sexual substances. It would seem that orgasms are designed to extinguish libido, if only temporarily. They are the height of pleasure, the abrupt release of tension by the blood thronging the penis or clitoris rushing back into the body as the scrotum or vagina undergoes a series of muscular contractions perceived as pleasurable.

And this release of tension takes you right the way back to square one i.e. normal bodily function; the overwhelming compulsion towards sex evaporates, the rational mind returns to full control.

Freud divides the two stages into fore-pleasure and end-pleasure.

A distinction similar to the fore-pleasure offered by the telling of jokes which prepare you for the greater release of libidinal pressure (laughing).

[He uses the same division in his essay Creative Writers and Daydreaming to describe the fore-pleasure afforded by aesthetic or formal literary techniques which prepare the way for the deeper pleasure of sharing unconscious fantasies (tales of damnation and salvation, risk and adventure, Ian Fleming and Barbara Cartland).]

Dangers of fore-pleasure

But fore-pleasures are clearly yet another balancing act; the incentive of pleasure must be balanced by an increase of tension which successfully propels you towards sex. If the yield of orgasmic pleasure doesn’t live up to the growth in tension, you may become stuck at the fore-pleasure stage.

Obviously enough, you may be predisposed to this through any number of accidents which emerge in infancy. Extreme attachment to various types of fore-pleasure, to a particular erotogenic zone or to the mental equivalents of them (stimulation of the anus – masochism/inversion) may develop into full-blown perversion.

But these very complex combinations will have some influence over the shape of even the most healthy adult sexuality.

Not only the deviations from normal sexual life but its normal form as well are determined by the infantile manifestations of sexuality.

Again, if this is an accurate account of the growth of sexuality, it shows that it will be very hard to police, to draw a hard and fast line between ‘normal’ and perverse.

Freud is making the controversial claim that ‘the normal’ is built on ‘the perverse’ and most of its activities contain the seeds of perversity.

(2) The problem of sexual excitation

Part played by the sexual substances

Maybe sexual tension is produced, in men, by the accumulation of semen in the testicles? Kraft-Ebing thought so. But if so, how can this account for sexual excitation in children and women?

Importance of the internal sexual organs

Arguing against that theory, observation of castrated men shows that sexual excitement continues to operate with no semen at all.

Chemical theory

Freud speculates that the key role is played by substances released by the sex glands. In his day there was no convincing biological theory of sex.

The discovery of the class of chemicals called ‘hormones’ (at around this time, 1905, in England) paved the way to our present understanding of how sex works.

It’s worth pointing out, though, that even today one of the great mysteries is: Why Sex? And, as Steve Jones says, If Sex, why only two sexes?

(3) The libido theory

Libido is:

a quantitively variable force which serves as a measure of processes and transformations occurring in the field of sexual excitation

A kind of electricity. Freud imagines that libido is distinguished from the other main instinct, hunger, chemically. Libido is a chemically unique force. Psychoanalysis has shown that libido is derived not just from the genitals but from all sorts of organs, including the skin.

We thus reach the idea of a quantity of libido, to the mental representation of which we give the name of ego-libido, and whose production, increase or diminution, distribution and displacement should afford us possibilities for explaining the psychosexual phenomena observed.

Psychoanalysis can only observe ego-libido as it becomes attached to objects i.e. becomes object-libido, as it is attached to, detached from, swapped around various objects (for example, images, fixations, words and ideas) directing the subject’s activity towards sex. For the act of sex, in particular orgasm, results in the temporary extinction of libido.

Psychoanalysis observes the outflowing of libido from the ego and its return thereto.

The ego acts as a psychic reservoir for libido.

In the earliest phases every ego is narcissistic, that is, focusses libido on itself (during the auro-erotic stages of infantile sexuality). Only later does the ego develop the ability to project energy onto external objects and Freud (or his English translators) label these object-cathexes.

The slightest damage to the organism (for example, illness) results in a return to infantile narcissism, as do psychic wounds.

Narcissism is also evoked by particularly self-contained objects, by aloof women, by cats, and by babies (see Freud’s 1914 essay On Narcissism).

In later editions of the Three Essays Freud attacks Jung for watering down libido to make it mean psychical instinctive forces in general.

But the whole point of having a distinct sexual instinct, chemically differentiated from all other instincts, whose special operations can be studied through observation and analysis, in fact all Freud’s efforts and theories, are destroyed if you thus throw out the distinguishing sexual element of libido theory.

(4) The differentiation between men and women

Libido is masculine i.e. active, in character.

In levels of autoerotism and masturbation boys and girls are similar, though girls develop the reaction-formations of shame and disgust more easily than boys (i.e. mental forces which damp down their libido).

Freud suggests three meanings of masculine and feminine:

  • passive versus active personalities
  • biological i.e. defined by sex organs
  • sociological i.e. observing the actual behaviour of men and women

Freud uses masculine and feminine to denote active and passive. To say libido is masculine means it is, in this value system, always active. As to the sociological aspect:

Such observation shows that in human beings pure masculinity or femininity is not to be found either in a psychological or biological sense. Every individual, on the contrary, displays a mixture of the character-traits belonging to their own and to the opposite sex and shows a combination of activity and passivity…

Without the fundamental idea of innate bisexuality I think it would scarcely be possible to arrive at an understanding of the sexual manifestations that are actually to be observed in men and women.

Leading zones in men and women

The clitoris is what little girls masturbate, as boys the penis. Both become erect i.e. engorged with blood during excitation. But Freud thinks that at puberty, whereas boys receive a fresh wave of sexual excitement, girls undergo a profound sexual repression; this takes the form of moving their chief erotogenic zone from the clitoris to the vagina.

The ‘normal’ woman has thus repressed her masculine active organ (the clitoris) in the name of vaginal excitation designed for sex and procreation:

The fact that women change their leading erotogenic zone in this way, together with the wave of repression at puberty which, as it were, puts away their childish masculinity, are the chief determinants of the greater proneness of women to neurosis and especially to hysteria.

[This is, of course, complete rubbish. Women retain their chief sexual excitation through the clitoris. The rediscovery and widespread publicisation of clitoridal sexuality was one of the great achievements of the feminists in the 1960s and 1970s. By the 1980s I was well aware that many women cannot orgasm through vaginal stimulation alone but need clitoral stimulation as well and I think (I hope) this has now become common knowledge. Thus Freud’s theorising away of the clitoris, along with all his theories about the inevitable inferiority of women, are the grossest example of his simply recasting the patriarchal prejudices of his time in a new language.]

(5) The finding of an object

[Expanded in the 1915 essay On Narcissism.]

A person may love:

1. according to the anaclitic (attachment) type:

  • the woman who feeds him
  • the man who protects him

2. according to the narcissistic type:

  • what he himself is
  • what he himself was
  • what he himself would like to be i.e. an idol
  • someone who was once part of themselves i.e. a baby

Suckling at the breast is the prototype of all pleasure and love.

From 1915 Freud introduces the idea of narcissism into his theory. The physical pleasure of suckling at the breast is now accompanied by the psychic pleasure of self-love, the earliest attachment of libido to the ego, the ego to itself, as it grows and comes to consciousness.

After puberty all love objects will partake of these two earliest loves; all love objects will have an element of narcissism and of attachment (cupboard) love.

The finding of a love-object is always a refinding of this original pleasure. A recapturing of what we once had. Falling in love is always a return to lost happiness.

The sexual object during early infancy

Everyone’s first love is for their mother. Freud goes further to say everyone’s first sexual object is their mother. Mothers stroke and kiss and caress babies, thus awaking the erotogenic zones and sex instincts. There is nothing perverse in this. The mother is only fulfilling her task in teaching the child how to love. Later in life, the former baby will itself stroke and kiss and caress a love object. How else does it learn to do this except by unconscious recall of its own childhood caresses?

Infantile anxiety

Infantile anxiety is caused by the loss of the person the infant loves. They are afraid of the dark because in the dark they cannot see the person they love. An infant who turns his love/libido into anxiety when it cannot be satisfied is behaving exactly like an adult neurotic.

The barrier against incest

‘Normal’ development means the transmutation of the early sexual attachment to the mother into ‘affection’ i.e. aim-inhibited libido. One of life’s great tasks is overcoming this love and learning to reattach it to socially acceptable objects.

This happens partly due to internal psychic development but is hugely reinforced by social and moral pressures. In Totem and Taboo (1913) Freud writes about the fundamental taboo against incest which is, in his view, the beginnings of society and morality.

Nonetheless, incest remains a possibility in the unconscious mind, in dreams and fantasies.

Puberty is particularly rich in fantasies as the adolescent tries out various combinations of object and experiments with its new strong feelings obsessively in the mind, before attempting to put them into practice.

Some fantasies are particularly common: the adolescent’s fantasies of overhearing his parents having sex; of having been seduced in infancy; of having been threatened with castration; fantasies of life in the womb; and the so-called Family Romance, the fantasy of being the abandoned child of rich beautiful parents – a rationalisation of infantile perception of parental omnipotence.

In overcoming renewed childhood sexual fantasies about his parents the adolescent also has to make the crucial break with them; to rebel against parental authority, particularly the father.

Some people never make it and remain in thrall to their parents. Many women never properly escape and remain as loving and passive as they were in childhood. Girls have a tendency to rebel against their sexual destiny, against sexuality itself and to flee into exaggerated affection for siblings or parents. To become virgin carers.

It falls to some men to become the complete rebels against authority which are required by the furtherance of the race.

After-effects of infantile object-choice

These powerful loves of childhood cast a pall over the rest of our lives. Women often look for older, more mature, authoritative husbands who are quite obviously father-substitutes. Men, even more often, are looking for the unconditional love of their mothers.

Prevention of inversion

It seems that the presence in our childhood of the same sex parent as a figure of a) resented authority and b) sexual rivalry, contributes to our early love for the opposite sex parent, all of which is motivated by the hormones at puberty.

But if the family unit is disturbed, if one of the parents is lacking, this is a powerful accidental stimulus to homosexuality (innate predispositions aside).

SUMMARY

* Neuroses are the mirror image of perversions: both represent aberrations from normal sexuality. Neurotic symptoms are generally a reinvoking of infantile perversions, at least in fantasy and transferred symptoms, as libido flees an unbearable sexual situation.

* Perversions are the fixation of the libido onto particular components of sexuality at the expense of normal heterosexual genital union.

A disposition to perversions is an original and universal disposition of the human sexual instinct and ‘normal’ sexual behaviour is developed out of it as a result of organic changes and psychical inhibitions occurring in the course of maturation.

* Any departure from established sexuality is therefore an instance of developmental inhibition and infantilism, a regression.

* The sexual instinct is put together from various factors and, in the perversions, these components fall apart.

* ‘Normal’ sexuality integrates these instincts and submits them to socially-condoned genital aims.

* Children bring sexuality into the world with them. After an efflorescence of sexuality from ages 2 to 5 the sex instinct undergoes a repression, entering the latency period. Sexual feelings continue during this period but rerouted:

a) to develop secondary characteristics such as affection and friendship (aim-inhibited libido)
b) into ‘reaction-formations’ to sexual activities, which are now perceived as dirty, shameful, disgusting and so on, into a predisposition to receive moral education. These reaction-formations will be critical in establishing the channels along which libido can flow after puberty; too strong and they will react badly to the arrival of puberty and real sexual situations, causing all sorts of havoc, not least the flight into illness which characterises neurosis.

* Children develop through three phases: oral (breastfeeding), anal-sadistic in which ambivalence emerges, and phallic, part of which is the Oedipus complex. Then it is all buried in the latency period.

* The diphasic onset of sexuality i.e. in two stages, allowing for a latency period during which the socialising process can get going, seems to be a precondition for humanity’s civilised achievements. But, being so long and precarious, the latency period also explains mankind’s predisposition to neurosis and mental illness, and to the various failures and perversions of the sex instinct.

* The perversions of infancy, the finding of pleasure in erotogenic zones, returns with puberty but subordinated, as fore-pleasures, to the great act of copulation itself.

* Children find their first sex object in the opposite sex parent but this lust is repressed and redirected by the primeval psychological taboo against incest.

Factors interfering with development:

Every step on this long path of development can become a point of fixation, every juncture in this involved combination can be an occasion for a dissociation of the sexual instinct.

Constitution and heredity

Nature/nurture, which comes first? Imponderable. Except to say that in families with a predisposition to sexual failure, the men will tend to be perverts, the women, “true to the tendency of their sex to repression”, will become negative perverts i.e. hysterics.

Further modification

Whatever the hereditary predisposition, it is clear the sex instincts undergo further modifications:

Perversion: at puberty the libido may find the genital zone too weak for the tasks asked of it, and so revert to fixation on earlier infantile perverse zones.

Repression: the instincts in question are repressed and travel underground until they can find their expression disguised as hysterical symptoms. They can have perfectly normal sex lives but accompanied by psychological problems.

Sublimation: excessive sexual dispositions can be redirected into socially acceptable fields, thus yielding greater psychic efficiency and providing a strong evolutionary advantage. Maybe this is the reason why sublimation is the basis of much human mental life.

Reaction-formation: the building up during the latency period of strong counter-forces to perverse instincts, abetted by education which is designed to channel sexuality into ‘normal’ ends.

What we describe as a person’s character is built up to a considerable extent from the material of sexual excitations and is composed of instincts that have been fixed since childhood, of constructions achieved by means of sublimation, and of other constructions, employed for effectively holding in check perverse impulses which have been recognised as unutilisable.


Credit

All Freud’s works have complicated histories in translation. The Three Essays on the Theory of Sexuality were first translated into English in 1953 as part of The Standard Edition of the Complete Psychological Works of Sigmund Freud. References in this blog are to the revised version, published in 1977 as part of ‘On Sexuality’, Volume 7 of the Pelican Freud Library.

More Freud reviews

The Satyricon by Petronius Arbiter

‘Here you are, gifted with talents enough to make your fortunes and you still lead a life of misery, and every day you bring new torments upon yourselves, as the fruits of your own acts!’
(Eumolpus castigating Encolpius and Giton in the Satyricon, Fragment 98)

I admit I have done many wrong things. After all, I am a man…
(Encolpius in a letter to Circe, Fragment 130)

A text has come down to us in many manuscript copies, titled the Satyricon. It consists of over 100 fragments, some as short as a single sentence, most a paragraph or so long, and a handful of longer, more complete, episodes. What we have, collected together, makes about 150 pages of paperback text. Scholars think the original text had upwards of 80 chapters and would have been as long as a huge eighteenth century novel like Tom Jones, five or six hundred pages long.

Menippean satire

The work was a satirical medley, meaning it was a deliberate hodge-podge or prose and poetry, a loose narrative giving room for digressions about contemporary art and literature, interpolated folk tales (such as the ones about a werewolf and witches told during Trimalchio’s feast), traditional stories (the woman from Ephesus, Fragment 111), lots of poetic interludes of varying lengths in varying styles, and so on. The combination of humorous prose and mock poetry was known as Menippean satire.

This form was developed in ancient Greece and named after its chief practitioner, Menippus. Menippus of Gadara (3rd century BC) was a Cynic satirist. All of his works are lost but later authors described him as both an important purveyor of Cynic philosophy and a major comic influence.

According to later summarisers, Menippus discussed serious subjects in a spirit of ridicule; he particularly mocked the two main philosophical schools of Epicureans and Stoics. The translator of the Penguin edition of the Satyricon says it was the distinctive characteristic of Menippean satire that it mixed humour with philosophy (or whatever aesthetic principles the author might substitute) (Introduction, page 18).

Thus the Satyricon‘s author uses characters to criticise contemporary art, literature, rhetoric, education, poetry and – in the long chapter on Trimalchio’s feast – the behaviour, manners, vulgarity and crude display of the Roman nouveaux riches.

What makes the Satyricon distinctive is that this Menippean approach (humour mixed with occasional serious subjects) was combined with a completely different genre, the idealising and sentimental Greek romance.

This is present in the Satyricon at least two ways: one is the long-running relationship between the loved-up narrator, Encolpius, and his handsome 16-year-old boy lover or ex-slave or rent boy, Giton. They’re constantly bursting into tears and forgiving each other for their lovers’ tiffs and jealousies: ‘Come to my arms, dear Giton.’ More narrowly, it colours the sentimental romance between Encolpius and Chrysis in the final passages of the text.

The translator of the Penguin edition, J.F. Sullivan, characterises these two elements vying in the text, as the satirist and the novelist, because Petronius selects subjects common in satire – low city life, sexual decadence, vulgarity of the nouveaux riches – but he doesn’t judge them with the same moral fury that satirists from Juvenal to Swift use. He is more detached than that, interested and amused by the behaviour of his characters in themselves rather than as epitomes of the usual moral rules.

It is this combination of the satirical tone and frequent reversion to poetry (of Menippean satire) with a consistent (if episodic) narrative, and an overall lack of moral judging, which was, apparently, something quite new in Roman literature.

The adventures of Encolpius

For at its core, long and rambling with many digressions though it appears to have been intended, the Satyricon nonetheless has a simple premise: it is a first-person account of the peripatetic adventures of Encolpius, and his companion, slave and boyfriend, Giton.

The deep driver of the plot is the wrath of the god Priapus (god of procreation; guardian of gardens and vineyards; personification of the phallus) against the hero. At some point, before the narrative we have opens, Encolpius had offended Priapus (maybe by looting a temple of his?), and now the offended god dogs and frustrates his every move. This is intended as a mockingly knowing reference to the way the offended Poseidon blocks Odysseus’s return to Ithaca in Homer’s Odyssey and the offended Juno blocks Aeneas’s journey to Italy in the Aeneid.

(To be candid, although all the introductions make much of this alleged persecution of the hero by Priapus, when you come to read the actual text it only really crops up in the Quartilla passage at the start, and then re. his problem with impotence and encounter with the priestess of Priapus, Oenothea, towards the very end.)

The surviving sections of the novel begin with Encolpius traveling with a companion and former lover named Ascyltos, who has joined Encolpius on his adventures. They appear to be in the port town of Puteoli (not explicitly named, so scholars debate this). Meanwhile, Encolpius’s boyfriend, Giton, is back at the lodging house they’ve rented. As the text we have progresses we learn that Encolpius and Ascyltos have made some kind of pact, to undertake illegal activities together, and also to share Giton’s affections. Encolpius at one point says of himself: ‘I escaped the law, cheated the arena, killed a host.’ (Fragment 81). They also appear to have stolen gold from someone they murdered (?) and hidden it in a tunic, which Encolpius then managed to lose.

But the overall point is that the narrative takes us through a series of adventures among the middling and common people of Rome i.e. the mass of the population who we never hear about in the predominantly aristocratic literature which has come down to us.

Obscure descriptions of sex

In particular, the work describes Encolpius’s involvement in orgies: in the wider sense of riotous dinner parties (Trimalchio’s banquet), and in the narrower sense of scenes of eroticism and sexual decadence.

For a long time, throughout early modern history and into the Victorian era, this meant the book was often published in limited editions, with scandalously explicit illustrations. However, reading it nowadays, the most noticeable thing is that: a) there aren’t as many explicitly sexual scenes as you might expect, and b) they aren’t very explicitly described, in fact they are so obscurely or elliptically described that I barely noticed some of them or, when I did, was frequently puzzled by what was going on.

For example, here’s a fragment (Fragment 21) from the scene where Quartilla, her maid Psyche, and their little girl, are joined by a male prostitute in invading the lodgings of Encolpius, Ascyltus and Giton.

Finally, up came a pansy dressed in myrtle-green shaggy felt, which was tucked up under his belt. He pulled the cheeks of our bottoms apart, then he slobbered vile, greasy kisses on us, until Quartilla, carrying a whale-bone rod, with her skirts up round her, put an end to our sufferings. (p.40)

Now, I can see that this is certainly intimate what with their buttocks being pulled apart, presumably to expose their anuses. But in a standard porn narrative you’d expect the next step for them to be buggered. I don’t follow the logic of pulling someone’s buttocks apart and then…kissing them? Kissing their faces or mouths presumably involves turning them round to face you? Or are they turning their heads sideways and backwards to be kissed while the pansy buggers them? Or is the pansy meant to be kissing their anuses? I suppose it’s possible, but it’s not, I’d have thought, the obvious thing to do.

And I don’t understand at all why Quartilla is then introduced into the scene nor why she is holding a whale-bone rod? Is it to bugger them with?? Are the male prostitute’s slobbery kisses by way of lubricating their anuses in preparation for Quartilla using the rod to sodomise them? But if so, how could this be described as putting an ‘end’ to their sufferings, when it sounds very much to me as if that would be the start of their sufferings?

A lot of the sex scenes in the Satyricon are like this: something very rude and intimate is definitely going on, but the descriptions are bewilderingly at odds with any description of sexual acts I’m used to, for example in the surprisingly explicit novels of David Lodge, let alone ‘Fifty Shades of Grey’-style modern erotica.

In summary, I didn’t find any of the sex scenes in the Satyricon at all erotic; I generally found them as puzzling as a Wordle problem or a jigsaw.

Outline synopsis

There’s a fairly detailed synopsis of the work in the Wikipedia article. This is a list of key incidents:

In Puteoli

  • Argument with Agamemnon The text starts in mid-sentence with Encolpius arguing with Agamemnon the sophist against the florid Asiatic style and false taste in literature
  • Wrong directions Lost in this strange town, Encolpius asks the way of an old lady and is led to a brothel.
  • Reunion Encolpius finds his way back to the boarding house to be reunited with Ascyltos and Giton.
  • Lovers’ quarrel Later, Encolpius tries to have sex with Giton but is interrupted by Ascyltos, who assaults him after catching the two in bed. They all make up.
  • At the market The trio go to the market where they appear to discover the tunic filled with gold but there is an argument with the stallholder which threatens to escalate so they escape back to the boarding house.
  • Quartilla and the great debauch Here they are confronted by Quartilla, a priestess of the god Priapus, who condemns their eavesdropping on the cult’s secret rites (something which obviously took place before our text begins). Our three companions are overpowered by Quartilla, her maid Psyche and a gay prostitute. This leads to an orgy which is described in scattered and puzzling fragments. In the final part, Psyche suggests to Quartilla that they get the little 7-year-old girl they’ve brought with them, Pannychis, ‘married’, so they hold a little ceremony wedding her to young Giton then bundle them both into a side room to , while Quartilla spies on them through a crack in the door, dragging Encolpius down to share the view and kiss him in her excitement.

Trimalchio’s dinner

  • Trimalchio’s dinner Next day, recovering from their ‘ordeal’, Encolpius and companions are invited by one of Agamemnon’s slaves to a feast at the estate of Trimalchio, a freedman or liberti of enormous wealth. After a preliminary meeting at the town baths, the guests proceed to Trimalchio’s huge mansion where they are entertained with ostentatious and grotesque extravagance.

In this excellent blog post, author Suzette Field gives a forensic summary of all aspects of the banquet given by vulgar, bragging parvenu Trimalchio and his fat, ex-chorus girl wife, Fortunata, listing the guests, detailing the astonishing dishes, the music and entertainments (including a mock hunt), the rambling variety of conversational topics, including guests describing encounters with a werewolf (p.73) and witches (p.74).

  • The escape Sickened by the food and the vulgarity, Encolpius and his companions make their escape but only with some difficulty and after falling into a big fishpond, and after the party has made such a racket the local fire brigade are called to break it up.
  • The argument Back at the inn, next morning the trio fall out after Encolpius discovers Ascyltos in bed with Giton. He forces the boy to choose between the two men and is shocked when Giton chooses to leave with Ascyltos.
  • The soldier After two or three days sulking Encolpius sets out sword in hand to find and take revenge on Ascyltos but is disarmed by a soldier he encounters in the street.

Eumolpus the poet

  • The art gallery Wandering into a nearby art gallery Encolpius meets an old poet, Eumolpus. a) Eumolpus describes an affair with a youth in Pergamon while employed as his tutor but who wore him out with his sexual demands b) the pair discuss the inferiority of modern painters and writers to the good old days: ‘but we, besotted with drink and whoring, don’t study any arts with a tradition.’
  • Eumolpus stoned Eumolpus had ended their discussion with a long poem on the subject of the Trojan war and, comically, this prompted all the passersby to pelt him with stones. Feeling sorry for him, Encolpius invites Eumolpus to dinner (90).
  • Reunited with Giton Back at his lodgings Encolpius encounters Giton who begs him to take him back as his lover. They are reconciled. ‘I hugged him to my heart.’ Eumolpus arrives from the baths and reveals that a man there (evidently Ascyltos) was looking for someone called Giton.
  • Comedy suicides Encolpius and Eumolpus fight over Giton. Eumolpus grabs Giton, runs out the door and locks it from the outside. Encolpius is so distraught he decides to hang himself and is dangling from a belt when the pair return and hurriedly take him down. Giton in turn is distraught and grabs a razor from Eumolpus’s servant and slashes his own throat, falling to the floor. Encolpius snatches up the razor and cuts his throat only to realise it is a ‘practice’ razor for apprentice barbers to use. Farce.
  • The fight At this moment, the landlord of these seedy lodgings, Marcus Manicius, arrives and accuses our boys of being runaways slaves or preparing to abscond without paying. Eumolpius slaps him in the face, the landlord throws a pot which hits him on the head, and the two stumble out into the landing where the landlord’s slaves get involved, plus an old hag bringing up a guard dog, and the whole thing degenerates into a big fight. Encolpius enjoys watching it through a spyhole in their bedroom door. When soft-hearted Giton suggests intervening he boxes the boy on the head, so he retired crying to the bed.
  • Bargates The ‘agent for the building’ Bargates intervenes to break up the fight. He recognised Eumolpus and asks him to write a lampoon against his mistress.
  • Reward At this point a ‘cryer’ accompanied by Ascyltos and a crowd arrives announcing a reward of 1,000 sesterces for information on the whereabouts of a curly-haired boy named Giton. Encolpius tells the boy to hide under the bed. When the search party arrives at their room, Encolpius has bolted the door so the searchers have to pry it off its hinges with axes. Then Encolpius throws himself at Ascyltos’s feet and offers his neck to the axe to be killed. Ascyltos assures him he means no harm, he just wants the boy back.
  • The sneezes They don’t find Giton hiding under the bed, so leave. At this moment Eumolpus re-enters the bedroom. Encolpius lies, assuring Eumolpus that Giton has disappeared off into the streets and weepingly begging him to help find him. He’s nearly persuaded him, when Giton lets out three loud sneezes, thus revealing his position under the bed to Eumolpus. (All this is literally a bedroom farce.) Eumolpus is upset at the deception but Giton, with characteristic gentleness, treats Eumolpus’s head wound then gives the old poet his own cloak, thus winning him round. Giton laments that he should be the cause of endless fights between his two lovers (Encolpius and Ascyltos). Eumolpus castigates the threesome for failing to use their talents and instead contriving to lead a never-ending life of misery.

Ship and shipwreck

  • Boarding ship Eumolpus suggests they escape all their troubles by taking ship, so they do, along with Eumolpus’s hired servant, later named as Corax.
  • Lichas and Tryphaena Suddenly they hear two voices which strike terror into them. Eumolpus explains the ship belongs to, and is captained by, an old enemy of theirs, Lichas of Tarentum. Scholars calculate, from scattered hints, that Encolpius had a) stolen something from Lichas b) seduced his wife c) somehow publicly humiliated him in the portico of a temple to Hercules – all this must have taken place in lost passages earlier in the text. It certainly explains their horror at now finding themselves in Lichas’ power. The other voice belongs to Tryphaena, who appears to have taken a fancy to Giton, also in an earlier, lost, section.
  • Disguise They discuss plans to escape the moving ship but settle on a scheme to pretend to be Eumolpus’s slaves, shaving their hair off and having their faces printed with the formula for renegade slaves (usually this is tattooed into the skin; our heroes have it done in ink). To no avail, and Lichas and Tryphaena recognise them.
  • Fight onboard Eumolpus mounts a mock defence of the pair, which doesn’t work. Encolpius threatens Tryphaena if she tries to take possession of Giton and this escalates into a fight, with Lichas’ men taking one side, our heroes, Emolpus and his servant the other. Giton tries to stop the fighting by threatening to cut off his cock and balls (‘the cause of all our misery’) as a threat to Tryphaena, who clearly wants him for sexual purposes. In the end the navigator parlays a truce, and both parties sign a mock peace treaty (p.118).
  • Wigs Since so much appears to derive from Tryphaena’s unfulfilled love/lust for Giton, her maids take the boy belowdecks, give him a wig and paint back on his eyebrows, so he emerges looking prettier than ever (110).
  • The widow of Ephesus At first she planned to starve herself to death in her husband’s tomb, but she was seduced by a soldier guarding crucified corpses, and when one of these was stolen she offered the corpse of her husband as a replacement.
  • The storm A big storm blows up and the ship is wrecked (114). Giton ties himself to Encolpius with a belt so they’ll survive or drown together. Tryphaena is bundled into a lifeboat by her maids. Encolpius, Giton Eumolpus and the latter’s servant all get to shore safely. Here Encolpius observes Lichas’ corpse being washed ashore, triggering stock reflections about fate, Fortune, the fickleness of man’s estate etc. The build a pyre for him and Eumolpas writes an epigram.

On the road to Croton

Croton was a former Greek colony on the toe of Italy. Sullivan in his notes points out that the narrative in this section is more fantastical and less realistic than the section in Puteoli because a) Petronius was a lot less familiar with Croton, and b) the subject – the iniquity of legacy hunters – was a familiar, stock literary topic, therefore the section is more invented, literary and bookish. In fact, it has the fantastical feel of medieval allegory or Gulliver’s Travels.

  • The farmer A farmer explains that the inhabitants are notorious legacy-hunters, that anyone who has and raises children is despised, whereas childless parasites are held in the highest opinion.
  • The scam They cook up a scam that Eumolpus will pose as a man of enormous wealth who has recently lost his son, and just been shipwrecked, but owns vast estates with countless slaves in North Africa. Encolpius and Giton will pose as his slaves, alongside his servant Corax.
  • Parody of Lucan As they walk towards Croton Eumolpus delivers a serious lecture on the shortcomings of contemporary poetry, which he claims has abandoned depth of meaning, the apparatus of divine involvement in human affairs, and smooth flow in favour of shiny epigrams. He then proceeds to regale his companions (and readers) with an extended rendition (nearly 300 lines) of his own poem on the subject of the Civil War between Julius Caesar and Pompey. This has universally been taken of criticism of, and a parody of, the Pharsalia of Petronius’s contemporary, Marcus Annaeus Lucanus, known simply as Lucan. (It is notable that Sullivan deliberately echoes the Cantos of Ezra Pound in the style of his translation of this passage [see p.132] as he warned us he would in his introduction, an interesting indication of how widespread Pound’s influence still was in 1964; Pound only died in 1972. Unfortunately, Sullivan’s idiosyncratic version makes it impossible to compare with the relatively sensible translation of the Pharsalia by Anthony Kline which I’ve just finished reading.)
  • Arriving in Croton They find the legacy-hunters very willing to believe Eumolpus is an heirless millionaire, so he receives invites to multiples homes and they all compete to put their finances at his disposal (in the hope that they’ll be named heirs in his will). In other words, their scam is working.

In Croton

There is then a Big Gap in the text. When it resumes, the companions have apparently been in Crotona for some time.

  • Chrysis Encolpius, as part of his pose of being Eumolpus’s slave, has adopted the name Polyaenus. Chrysis is a maid of the beautiful Circe. The fragment opens with them talking together in some kind of public park. Chrysis describes her mistress as the type of woman who likes a bit of rough i.e. gladiators slaves. The type of woman who is aroused by kissing the whipmarks on slaves’ bodies (p.143). Whereas Chrysis explains that she aspires to more upmarket lovers. In other words, each woman is aroused by the opposite class to themselves.
  • Circe Chrysis now swiftly introduces Circe, who is breath-takingly beautiful and wants to become Encolpius’s lover. She knows about his love for Giton, and says she is willing to be Encolpius’s girlfriend alongside his boyfriend, an interesting comment on Roman tolerance in relationships and complete acceptance of bisexuality. They lie down on the grass and start snogging.
  • Encolpius’s impotence In the next fragment Circe is upset because Encolpius can’t get an erection. She asks Chryses if she smells or something about her is ugly, then runs off to a temple of Venus leaving Encolpius feeling mortified.
  • Letters Circe sends a letter hoping Encolpius will recover his ‘strength’. Encolpius sends a reply, confessing he is a terrible man, he has ‘killed a man and robbed a temple’, but he will be restored to virility if she will punish and redeem him.
  • Proselenus Next morning Chrysis brings round the wizened old crone, Proselenus, who uses crude magic (spit, dust, hot pebbles) and gives Encolpius a magnificent erection.
  • Failure and flogging However, when Encolpius goes to Circe’s house and she invites him onto her couch and after much kissing prepares to be embraced…he can’t get an erection, again. Infuriated, Circe has him whipped, assembles the entire household to spit at him, has Chrysis flogged and Proselenus thrown out. Oh well.
  • Punishing Percy Encolpius is tempted to cut off his penis but makes do with giving it a stern telling off.
  • Prayer to Priapus Encolpius goes to the temple of Priapus and delivers a long prayer from which we deduce that, earlier in the narrative, he stole something from another temple of Priapus. Now he begs forgiveness and promises lavish offerings, when he has the money…
  • Thrashing Old Proselenus appears, berates Encolpius for his failure to get an erection, leads him into a side room of the temple and delivers a sound thrashing. What I don’t understand is a) Encolpius makes no resistance even through the thrashing cuts him and b) it cuts him in the groin so she appears to be whipping his front.
  • Oenothea priestess of the temple arrives. Proselenus explains Encolpius’s impotent and Oenothea, who is also a sorceress, says she can cure him.
  • Cooking In a sentence-long fragment Oenothea lays on a bed and kisses Encolpius. But we don’t get any sex because the fragment immediately following describes her starting to cook a knackered old piece of ham and ordering him to shell some beans i.e. there’s a sizeable gap.
  • The geese Suddenly it is the old woman who is cooking, and a stool she’s standing on breaks and she knocks over the pan into the fire and gets her face covered in soot. While she goes off to clean up, Encolpius is suddenly attacked by the temple’s sacred geese. He beats one to death with a leg from the rickety stool.
  • Oenothea’s horror Encolpius hides the goose, bathes his wound in vinegar and is just about to leave the cottage when Oenothea returns. When she asks where the beans are he was meant to be shelling, he explains that a bunch of geese invaded the house and ate them but he managed to kill one and shows her. Oenothea is horrified, claiming these are holy geese sacred to Priapus. He could be crucified for this crime and she could be expelled as priestess. Encolpius desperately offers to replace the dead goose with an ostrich.
  • Cash Proselenus returns to the cottage and is equally horrified. Encolpius offers them two gold pieces as compensation.

In its last pages the text disintegrates into a series of very short, often one-sentence fragments, which give snapshots of successive scenes:

  • Oenothea opens the dead goose and uses its liver to foretell Encolpius’s future.
  • Then she cuts it up and cooks it and they all enjoy a very good meal.
  • Oenothea brings out a leather dildo, rubs it with oil, ground pepper and crushed nettle seed, and inserts it into Encolpius’s anus.
  • She mixes the juice of cress with some southern-wood, soaks his cock and balls in it, then starts whipping them with a fresh stinging nettle stalk.
  • Cut to Encolpius, presumably having fled this treatment, being pursued through the street by the two old women.
  • In one sentence, Chrysis declares her undying love for Encolpius.
  • A paragraph of Encolpius begging to be taken back into Circe’s house so he can prove himself.
  • Suddenly he is back at base with Giton, who tells him a very elegant lady came asking about him the day before.
  • Chrysis clasps him to her bosom and tells him she will love him forever.
  • One of Eumolpus’s new servants tells Encolpius that his master is furious at him for being absent for two days (presumably he was kidnapped by Proselenus and Oenothea?).

In the last substantial piece of text (one page long) we are told about an aging legacy-huntress named Philomela. Now too old to seduce rich men, she prostitutes out her son and daughter and is now proceeding to ‘place’ them with Eumolpus, ostensibly for their education.

A comic sex scene which, for once, I did understand: Eumolpus has told everyone he is a martyr to gout and other ailments in order to secure loans and favours from all the legacy hunters. Therefore he cannot have sex with the daughter in the usual athletic way. Therefore he lies on a bed, gets the girl to straddle him, and gets his servant, Corax, to lie directly underneath him, under the bed, and move his thighs and hips up and down, so that Eumolpus’s penis enters and exits the daughter’s vagina, without Eumolpus actually moving. Presumably this had Nero’s courtiers in fits of laughter when read out to them.

Encolpius finds the brother watching this performance through a spy hole.

(This is a recurrent theme of the narrative. Early on in the text, Encolpius watches Giton and the 7-year-old having some kind of sex through a crack in the door; then watches Eumolpus being beaten up through a spy hole. In his notes, Sullivan refers to this recurring theme as scopophilia which means, literally, ‘love of looking’.)

Anyway, in this fragment, despite the boy being willing, Encolpius yet again can’t get an erection, attributing it to the recurring theme of ‘divine hostility’ i.e Priapus’s enmity.

However, abruptly, in the next fragment, he can! attributing his blessed cure to Mercury. He lifts up his tunic to show Eumolpus his erection and the old poet, just to be sure, ‘held in both hands the gift of the gods.’

In the last few one-line fragments, someone is warning Eumolpus that the ships of wealth he had told everyone would soon arrive from Africa have not showed and therefore the many legacy-hunters they’ve been bilking are starting to get impatient and suspicious.

A sentence, apparently from Eumolpus’s will, promising that all his creditors will be paid but only on condition that they cut up his corpse and eat it in front of the people.

Then the implication that one, at least, of the creditors, blinded by greed, was ready to do this.

The final paragraph lists reasons for agreeing to cannibalism – pretend you’re eating something else; an hour of disgust will buy a lifetime of wealth; all meats are disgusting, that’s why we season them – and some historical examples of cannibalism in cities under siege.

And with this gruesome little fragment, the text of the Satyricon ENDS.

Petronius Arbiter

All scholars and introductions devote some time to the problem of identifying the author of the work. The manuscripts of the Satyricon ascribe the work to a ‘Petronius Arbiter’. Most scholars identify this with the young author and dandy named Petronius who flourished at the time of the emperors Claudius (41 to 54) and Nero (54 to 68). Tacitus mentions him in his Annals, telling us that Petronius had been at one time governor of Bithynia in Asia Minor. On his return to Rome the young man-about-town was brought into Nero’s inner circle as its arbiter elegantiae or arbiter of taste, elegance and wit.

According to Tacitus, Petronius fell victim to ‘the jealousy of [Nero’s secretary] Tigellinus against an apparent rival, more expert in the science of pleasure than himself’, Tigellinus turned Nero against him and, as with Seneca, as with Lucan, Nero compelled him to commit suicide.

The Satyricon is one of the very few light-hearted/humorous prose works from the Roman period and helped to found the picaresque tradition. This is the tradition of prose narratives describing a young hero (or picaro, in Spanish) having a series of rambling comic adventures, generally with a sidekick and comic companion, which was, from the early modern period (1550) to become such a major thread in European literature, enduring, in some comic writers, up to the present day.

Two translations

I read two translations in tandem, the Penguin Classics version by J.P. Sullivan, first published in 1965, and the online Project Gutenberg version, which reproduces the 1922 translation by W. C. Firebaugh (with wonderfully solid illustrations by Norman Lindsay).

The style of the 1922 is cumbersomely Victorian BUT it includes passages of text which scholars now think are later forgeries by otherwise unknown authors named Nodot and Marchena, plus the readings introduced into the text by a scholar named De Salas. The point is that these much later interpolations were made to smooth out the narrative and they do, making the Victorian version a much more enjoyable and continuous read.

By contrast the translator the Penguin edition, J.P. Sullivan, takes the intellectually reputable line of sticking solely to what scholars think Petronius actually wrote – with the result that his text is much more fragmented and puzzling. The Gutenberg edition may be old fashioned, and include blatant forgeries, but it is the better read.

There’s also a 2018 translation by A.S. Kline. This is a little more lucid than the Sullivan version but, like him, excludes all the forgeries and interpolations, and so shares the same fragmentary feel.


Related links

Roman reviews

Fasti by Ovid

I’ll speak of divisions of time throughout the Roman year,
Their origins, and the stars that set beneath the earth and rise.
(Book 1, opening lines in the A.S. Kline verse translation)

Times and their reasons, arranged in order through the Latin year, and constellations sunk beneath the earth and risen, I shall sing.
(Anne and Peter Wiseman’s prose translation)

The word ‘fasti’

The Roman poet, Pūblius Ovidius Nāsō, generally known simply as Ovid was half-way through writing the Fasti when, in 8 AD, he was abruptly sent into exile. The Fasti was intended to be a longish poem about the Roman calendar. This is more colourful than it sounds because the Roman calendar was packed with feast days and festivals and anniversaries of great battles or constitutional landmarks, plus the dies comitiales or dates assigned for the numerous elections to the various magistracies. All of these elements had customs and traditions and legends associated with them and it was these that Ovid set out to investigate and set down in chronological order.

Astrology

Not forgetting the signs of the Zodiac. Speaking of venerable experts on astrology, Ovid says:

Following these masters I too will measure out the skies,
And attribute the wheeling signs to their proper dates.

The Romans took study of the stars very seriously. The stars themselves were arranged in constellations thought to depict various gods and heroes and monsters who had been immortalised in the sky, so you have a whole set of stories to tell right there. And the stars were also meant to exert a concealed influence on human affairs, and understanding how this worked was a special science known only to soothsayers and priests. More stories and explanations.

Unfortunately, the most striking thing about the astrological references is that they made no sense to me whatsoever. They were the most notable among many aspects of the poem which were obscure or downright incomprehensible. Thus, the entry for 23 January reads:

When the seventh rising sun from here has plunged himself into the waves, there will now be no Lyre shining anywhere in the sky. On the night coming after this star, the fire that gleams in the middle of Lion‘s chest will have been submerged. (p.17)

What’s odd is that, although the Oxford University Press (OUP) edition I set out to read (translation by Ann and Peter Wiseman) is festooned with notes, there are no notes to explain this little passage. The OUP edition has an impressively long Index of Names, from which I learn that the Lyre and the Lion are constellations, which I think I could have worked out for myself – but nothing explaining what this passage refers to, in astrological or mythological terms. It’s an odd omission and the same goes for all the other astrological passages – meaning they all remained obscure and enigmatic to me from start to finish.

The words ‘fasti’ and ‘calendar’

Originally the word ‘fasti’ meant something like legitimate or legal. Rome’s college of priests declared some days legitimate to do business (dies fasti) and other days not legitimate (dies nefasti). Slowly, by association, the word fasti came to mean list of significant or important dates.

So the poem was intended to be in 12 books, one for each month, with each month containing an introduction (and explanation of the etymology of the month’s name) before moving on to zero in on the 10 or 12 key dates in each month.

In fact the word we use, ‘calendar’, is also Latin, from kalendae, the plural of kalends. This word referred to the first day of the Roman month when debts fell due and accounts were reckoned. Kalends itself derived from the Latin verb calare meaning ‘to announce solemnly, to call out’, as the Roman priests did when they proclaimed the new moon that marked the kalends.

In Rome new moons were not calculated mathematically but observed by the priests from the Capitol. When they saw it, they would ‘declare’ the number of days till the nones (five or seven, depending on the month; the Romans didn’t number the days of the month like we do, but defined days as a certain number of days before or after key days in each month, namely the nones – 5 or 7 days into the new months – and the ides – 15 days in i.e. the middle of the month). To be more precise:

Ides – the 13th day of the month except in March, May, July and October, when the ides fell on the 15th.

Nones – nine days before the ides and so the fifth day of the month, except in March, May, July and October when it was the 7th.

Like so much Roman culture, the word calendae was directly incorporated into the early Church which replaced the pagan gods’ name days and feast days with their Christian equivalents. ‘Calendar’ kept its meaning of a list of significant days throughout the Middle Ages and only came to be regarded as an entirely neutral list of all the dates in a month and year, relatively recently.

Stories

Ovid set out to work through the year in chronological order, a book per month, stopping at significant days to explain anything interesting about them: a religious festival, name date of a god, association with this or that mythical story, and so on.

Looked at one way, this format was a peg or pretext or theme on which to hang a lot of popular stores, rather as physical transformation was the theme by which he organised the vast compendium of myths and legends in the Metamorphoses. Thus each of the books contains summaries of well-known legends or historical stories, often to explain place names within Rome itself, the names of altars or temples, or, more widely, famous stories about Rome’s founding era.

There is, inevitably, a lot about the legendary founder Romulus, and Ovid loses no opportunity to associate the emperor Augustus with him, generally pointing out how the current princeps outdoes and excels the founder.

Romulus you will give way. This man makes your walls great by defending them. You had given them to Remus to leap across. Tatius and little Cures and Caenina were aware of you; under this man’s leadership both sides of the sun are Roman. You had some small area of conquered ground; whatever there is beneath high Jupiter, Caesar has. You snatched wives; this man bids them be chaste under his leadership. You receive guilt in your grove; he has repelled it. To you violence was welcome; under Caesar the laws flourish. You had the name of master; he has the name of princeps. Remus accuses you; he has given pardon to enemies. Your father made you a god; he made his father one. (2. 1333 to 144)

I love you Augustus.

Ovid’s research

Ovid frequently and candidly shares with us the difficulty he had establishing this or that fact, rummaging through scrolls in libraries or questioning the priests. Sometimes drawing a blank:

Three or four times I went through the calendars that mark the dates and found no Sowing Day… (1.656)

I’ve set forth the custom: I must still tell of its origin:
But many explanations cause me doubt, and hold me back.
(4.783 to 784)

The reason for this month’s name’s also doubtful:
Choose the one you please from those I offer.
(6.1 to 2)

Elegiac couplets and poetic incapacity

The poem is in elegiac couplets i.e. the first line a hexameter, the second line a pentameter, the same metre Ovid had used for his Amores. This is because he still felt himself unable to write a Grand Epic (which would have to have been written in the epic metre i.e. continuous hexameters.) But book 2 opens with a recognition that he is infusing elegiacs, previously used for his frivolous love poems, with new seriousness:

Now for the first time, elegiacs, you are going under more ample sails. Recently, I remember, you were a minor work [i.e. the love poems of himself and his predecessors, Tibullus, Propertius et al].

I myself used you as ready assistants in love, when my early youth played with its appropriate metre. I am the same, but now I sing of sacred things and the times marked out in the calendar…

Characteristically, this passage goes on to emphasise Ovid’s personal brand of patriotism and then onto one of the many passages which appeal directly to Augustus:

This is my military service; we bear what arms we can, and our right hand is not exempt from every duty. If I don’t hurl javelins with powerful arm, or put my weight on the back of a warrior horse, or cover my head with a helmet, or belt on a sharp sword… – yet, Caesar, with zealous heart I follow up your names and advance through your titles. Be with me, then, and with gentle face look on my services just a little, if you have any respite from pacifying the enemy. (2.2 to 18)

The theme of his inadequacy as a poet to sing mighty matters recurs in every book:

My talent is inadequate. What presses me is greater than my strength. This is a day I must sing with exceptional strength. (2.125)

At the start of book 6 there’s an interesting moment when the queen of the gods, Juno addresses Ovid directly, describing him as:

‘O poet, singer of the Roman year,
Who dares to tell great things in slender measures…’

An interesting description of the anxiety he felt about the way elegiacs are a slender measure, and the notion that describing gods and heroes in them is a daring thing to do.

Mind you, if anyone questions his bona fides, Ovid is ready claim the special privilege of being a poet:

I’ve a special right to see the faces of the gods,
Being a bard, or by singing of sacred things.
(6.8)

Poets were thought of as sacred – the word for poet, vates, was also the word for prophet and seer – a belief echoed in Tibullus and Horace.

Ovid and Augustus

In 8 AD Augustus exiled his own daughter, Julia, when he discovered what a dissolute, adulterous life she was leading. Ovid had been part of her circle, a star of the bright young things, famed for his witty love poems and then for the scandalously successful Art of Love (published around 1 AD), which is an extended guide to picking up women and engaging in cynical affairs, preferably with married women i.e. diametrical opposite of the new stricter morality Augustus was trying to impose on the Roman aristocracy. As the translators of the Oxford University Press edition write, Ovid was tempting fate and living on borrowed time.

That said, his next work was the much more respectable Metamorphoses (published around 8 AD), a huge compendium of Greek myths and legends. And this long book leads up to an extended passage at the end, at its chronological climax, which sings the praises of Julius Caesar and Augustus. These final pages describe the wicked conspiracy to murder Julius, and then his apotheosis, his transformation into a god – a fate, the poet says in the most fulsome terms possible, which we can all confidently expect of the Great Leader Augustus as well. But first he wishes him long, long life and wise rule.

Now, in terms of Augustus’s policy of moral revival, you could argue that much of the content of the Metamorphoses is corrupting – lashings of sex and violence (and incest and torture). But a) Ovid was inheriting well-established traditional subject matter and b) the long paean to Caesar at the end was an unmistakable attempt to curry favour with the regime.

Same here, with knobs on. The Fasti opens by acknowledging Augustus’s power and that Ovid is aware that Augustus wanted epic poems celebrating his victories. Ovid goes out of his way to excuse himself and explain why he thinks himself not capable of such a high task (see the quote, above), but has nonetheless written something to praise Augustus and the regime.

Let others sing Caesar’s wars: I’ll sing his altars,
And those days that he added to the sacred rites. (1.13 to 14)

And the very third line of the poem addresses Germanicus, the handsome, brilliant and popular son of the elder Drusus, grandson of Antony, adopted son of Tiberius, and therefore grandson of Augustus. Scholars think Ovid reworked the first book in exile in order to curry favour with popular Germanicus (who had himself turned his hand to poetry when he wasn’t on military campaign in Germany) – maybe, but the rest of the poem is laced with adulation of Augustus, the great leader who has brought peace and prosperity. The entry for 13 January starts:

On the Ides in the temple of great Jupiter the chaste priest offers to the flames the entrails of a half-male ram. Every province was restored to our people [a reference to Octavius handing back authority to the people at the end of the civil wars in 27 BC, at which point the Senate awarded him the honorific ‘Augustus’] and your [i.e. Germanicus’s] grandfather was called by the name Augustus. Read through the wax images displayed throughout the noble halls: no man has achieved so great a name

Our fathers call sacred things ‘august’, ‘august’ is what temples are called when they have been duly consecrated by the hand of the priests. Augury too is derived from this word’s origin, and whatever Jupiter augments with his power. May he [Jupiter] augment our leader’s rule, may he augment his year, and may the crown of oak leaves protect your doors. [The civic crown of oak leave, granted for saving the lives of Roman citizens, was bestowed on Augustus in 27 BC and hung over the door of his house on the Palatine.]

And under the gods’ auspices, may the inheritor of so great a name, with the same omen as his father [Julius Caesar] undertake the burden of the world.

This sycophantic attitude colours every book:

The far-sighted care of our hallowed leader has seen to it that the rest of the temples should not suffer the same collapse and ruin; under him the shrines do not feel their advancing years. It isn’t enough to bind men with his favours; he binds gods as well. (2.59 to 63)

And now, when damp night induces peaceful slumbers, as you are about to pray, take a generous wine-cup in your hand and say: ‘Blessings on your gods, and blessings on you, best Caesar, father of the homeland.’ The wine once poured, let the words be well-omened. (2.635)

Long live the laurels of the Palatine: long live that house
Decked with branches of oak [i.e. Augustus’s house]
(4.953)

I’ve just realised I can give you a link to Kline’s not about Augustus, which lists every reference in the poem:

Alongside worship of Augustus and his family are recurring boomerish references to Rome’s destiny to rule the world, is a continual thread of passages promoting basic Roman patriotism in the manner pioneered by Horace and Virgil of the ‘Rome justly rules the world’ style:

Both nearest and furthest, let the world dread Aeneas’ descendants. (1. 717)

The city of Rome’s extent is the same as the world’s. (2.684)

Here Ovid has Romulus, founder, elaborately laying out the foundations for the walls of his new city and calling on the gods:

‘Let my work be done beneath your auspices.
May it last long, and rule a conquered world,
All subject, from the rising to the setting day.’ (4.830)

And of Rome more generally:

A City arose, destined (who’d have believed it then?)
To plant its victorious foot upon all the lands.
Rule all, and be ever subject to mighty Caesar,
And may you often own to many of that name:
And as long as you stand, sublime, in a conquered world,
May all others fail to reach your shoulders. (4.857 to 862)

In introductions and Wikipedia pages I’ve read that Ovid provoked the regime with his outrageous love poetry: maybe so, but reading the Metamorphoses and the Fasti makes it obvious that by 1 AD he had realised which way the wind was blowing and so packs both poems with North Korean levels of subservience to Augustus, the Great Leader, Father of his Country, the Wise Helmsman, even more so than the slavish Augustus-worship found in the Aeneid of Virgil or the Odes of Horace.

If Caesar was to take his titles from the defeated
He would need as many names as tribes on earth.

Much good it was to do him.

Who’s talking

One of the appeals of reading old or ancient literature is its oddity. If at moments the interest in sex or violence strikes us as utterly contemporary, other aspects of old literature often reveal a yawning gap between us and them; in social attitudes, in definitions of what is important or relevant or funny or tragic; and sometimes in the bare bones of storytelling.

Re. the latter, Fasti is pleasingly odd in containing a host of voices. First of all the poet addresses Germanicus in his opening dedication before going onto frequently address the reader as ‘you’, buttonholing us, telling us not only stories about gods and feasts but all about his research, how he found information in old libraries or by interviewing the priests.

But, a little more unexpectedly, the text also contains what purport to be the voices of gods themselves. Thus as early as book 1 line 100 the god Janus appears in Ovid’s study and talks to him directly. Subsequently, numerous other gods appear and speak to Ovid directly, and even submit to questioning from him about odd customs and traditions.

But there are passages where, despite the limpid OUP translation by Anne and Peter Wiseman, I had no idea who was talking.

The months

Originally the Romans had 10 months. In book 3 Ovid speculates this night be because we have ten fingers, count to ten and then start again (i.e. the decimal system) or because women give birth in the tenth month. Originally March and April started the year, followed by May and June and the remaining months were numbers – quintilis, sextilis, September, October etc – where quint means five, sext means six, sept means seven, oct means eight etc. At some point January and February were added at the start of the year to bring it up to 12 months.

January

Ianua is the Latin for door. Janus was the primeval Roman god of doorways, entrances, ends and beginnings. So it makes perfect sense that they named the first month of the year after him. Janus makes an appearance in the poem, answering a series of the poet’s questions about his origins, the nature of the calendar and more. Stories:

  • after the Romans have stolen their women, the revenge assault by the Sabines led by Titus Tatius on the Palatine hill, which they seize through the treachery of the young woman, Tarpeia, who they then crush to death with their shields
  • Priapus’s attempts to rape the nymph Lotis
  • the story of Evander sailing to Latium and his mother’s prophecy of the rise of Rome – Evander was the son of Carmentis (one of the Camenae or prophetic nymphs) and Mercury. They lived in Arcadia, in Greece, before sailing to Italy and founding the city of Pallantium, before the Trojan war, before Rome was dreamed of. He brought his Arcadian gods to Italy.
  • Hercules, en route back from Spain, having his cattle stolen by Cacus, finding them and killing Cacus – explaining the origin of the ara maxima altar dedicated to Hercules, in the middle of Rome

February

The Romans came to writing history (and other literary genres) late, copying their first efforts directly from the Greeks who were centuries ahead of them. One result of this was great uncertainty about the origins of Roman traditions, customs, festivals, landmarks, even names. So on one level the poem is an antiquarian investigation.

Ovid knows his Roman forefathers called the means of purification februa and pieces of wool used in rituals are called februa and the branch which covers a priest’s brow in a ritual. Stories:

  • the story of Arion, a legendary Greek poet, who’s captured by pirates, jumps overboard and is rescued by dolphins
  • 11 February: the story of Callisto, turned into a bear by Diana for getting pregnant by Jupiter who, years later, encounters her son out hunting who is about to kill her with bow and arrow (she is a bear) when Jupiter turns them both into constellations (Ovid told this story in Metamorphoses 2)
  • the battle between the Fabii (followers of Remus) and the Veii (followers of Romulus
  • why the constellations of the Raven, the Snake and the Bowl are together in the sky
  • why the runners in the festival of the Lupercal run naked round Rome
  • the comic tale of Faunus’s attempt to rape Omphale, Queen of Lydia and (here) mistress of Hercules
  • why the cave on the hill is called ‘Lupercal’ i.e. the story of the Vestal virgin Silvia, who was made pregnant by Mars and ordered by her scandalised uncle to abandon her newborn twins in a boat on the flooded Tiber; this comes to rest in a tree and the twins are miraculously suckled by a she-wolf
  • February 14: the myth of Corvus, Crater and Hydra
  • the origin of the worship of Lucina, goddess of childbirth
  • February 17: the apotheosis of Romulus (Ovid told this story in Metamorphoses 14); once deified, Romulus was renamed Quirinus, which caused me a lot of confusion till a note in Kline explained it (similarly confused that Quirites was the name of an ancient Italian tribe, the origin of the Romans, so frequently used as an alternative name for them)
  • origin of the so-called ‘fools’ festival’
  • story of the naiad Lara who went blabbing about one of Jupiter’s lady loves, so Jupiter had her tongue torn out and her exiled to the underworld, but Mercury raped her on the way and she gave birth to the twin Lares who guard crossroads
  • 21 February: End of the Parentalia, the Festival of the Dead
  • 27 February: The Equirria or Horse Races
  • rites and traditions surround the god of limits and borders, Terminus
  • February 24: An extended version (lines 685 to 853) of the events leading up to the expulsion of the last king of Rome, Tarquin the Proud: Tarquin’s son, Sextus, raped Lucretia, the wife of a friend of his, who, next day, confessed that she’d been raped to her husband and father before killing herself – hence rage against the Tarquin family, expulsion, Rome becomes a republic. (Sexual transgression is profoundly woven into the origin stories of Rome – the rape of the Sabine women, the rape of Lucretia).

March

The month of Mars derives from the Latin ‘Martius mensis’, ‘month of Mars’, the genitive of Mars being Martis. March was originally the first month of the Roman year, a number of customs mark a new beginning in March, plus the months are numbered as if starting from March (March, April, May, June, Quintilis, Sextilis, September, October, November, December).

It wasn’t until Julius Caesar undertook serious research into the calendar that he enforced a fundamental revision, giving it 12 lunar months and making a year last 365 days, with an additional day every 4 years i.e. pretty much the system we use today.

  • an extended description of Romulus, starting with the scene by the riverside when the vestal virgin Sylvia falls asleep and is raped by Mars, becomes pregnant, her angry uncle Amulius king of Alba insists she leaves the twin boys exposed to die, the she wolf, the building of Rome etc etc – once triumphant, Romulus promises to make March the first month of the Roman year
  • the story of the shield that fell from heaven
  • the story of Ariadne, abandoned by Theseus on Naxos, she is rescued by Bacchus, called by his Roman name Liber (son of Semele); but when Liber goes to India, he returns with a new lover; so the story is about Ariadne’s recriminations (‘Let no woman trust a man!’) which guilt Liber into setting her among the stars (this soliloquy of a wrong woman reminds me of the Heroides and the same kinds of soliloquies in the Metamorphoses)
  • origin of the festival of Anna Perrenna – Ovid derives it from Dido’s sister, who has a series of colourful adventurers after Aeneas leaves and Dido kills herself, before fetching up on the shore of Latium, where she’s greeted and welcomed by Aeneas but his wife, Lavinia, suspects he’s having an affair, so a vision appears telling Anna to flee before Lavinia can take revenge and Anna flees and is swept away by the river Numicius
  • OR Anna Perenna is derived from the time the plebs seceded from Rome, set up on a hill but were running out of food, but an lady named Anna kept them supplied with bread. Mars asks her to help him seduce Minerva and Anna keeps promising to help him but herself turns up in his bedroom. This, apparently, is why bawdy stories are told at the festival of Anna Perenna – see what I mean by confusing? Obscure?
  • brief mention that it was on the Ides of March (i.e. the 15th) that Julius Caesar was murdered: his adopted son was revenged on the assassins at Philippi and other battles
  • the reason why cakes are sold on the festival of Bacchus, namely the comic story of Silenus searching for honey and getting stung
  • origin of the Quinquatrus, the five-day festival of Minerva celebrated from 19 to 23 March
  • 23 March: the Tubilustria, the festival of the purification (lustrum) of trumpets
  • 30 March: Romana Salus, the personification of the Health and Safety of Rome

Mars himself speaks to Ovid (as Janus had in book 1) giving a brief review of Rape of the Sabine Women i.e. local tribes wouldn’t intermarry with the nascent Roman (male) community so Romulus invited them to the Consualia games then abducted their marriageable women. Like all the stories it is told in a tangential way, key bits are omitted or treated as if they’ve happened without being narrated. I think the Wiseman translation is very literal, gives much of the text in Ovid’s original present tense, and this also contributes to the sense of dislocation and broken narrative.

Indeed, the focus of the Sabine Women narrative is not the rape, or the marriages or impregnations, it is the moment a year or so later when the tribes come in arms to reclaim their women and the moment when the women stand between new husbands and outraged fathers and brothers, holding up their babies and asking for peace.

April

The later Roman months are formed by adding the suffix -ilis (as in Quintilis, Sextilis), so Ovid derives the Latin word for this month, Aprilis, from the first syllable of the Greek name of Venus i.e. Aphrodite = Apr + ilis. But it could also derive from the Latin verb to open, aperire, this being the time when buds and blossoms first open.

Just as other gods appear to Ovid, here Venus appears for some light banter while Ovid explains (yet again) that in his young youth he wrote lightly of love, but now has turned his attention to more serious subjects.

Ovid explains how Venus made all beings love their mates. No Venus, no reproduction, no life on earth.

She gave the crops and trees their first roots:
She brought the crude minds of men together,
And taught them each to associate with a partner.
What but sweet pleasure creates all the race of birds?
Cattle wouldn’t mate, if gentle love were absent.
The wild ram butts the males with his horn,
But won’t hurt the brow of his beloved ewe.
The bull, that the woods and pastures fear,
Puts off his fierceness and follows the heifer.
The same force preserves whatever lives in the deep,
And fills the waters with innumerable fish.
That force first stripped man of his wild apparel:
From it he learned refinement and elegance.

Wherefore:

Goddess most fair, look always with a kindly face on the descendants of Aeneas, and protect your young wives, so numerous.

Of course Julius Caesar claimed his family, the Julii, derived from Venus: Venus bore Aeneas, whose son, Ascanius, was also known as Iuli; Iuli fathered the line that led to the Vestal Virgin Ilia, who was impregnated by Mars to give birth to Romulus and Remus. So Romulus managed to have Venus and Mars as progenitors – and Ovid gives a thorough description of both lineages.

April 4: The Megalesian Festival of Cybele, the ‘Idaean Mother’ from her original holy place, Mount Ida. Ovid asks questions about her rites and customs which are answered by one of her grand-daughters, Erato, the Muse of (erotic) poetry, thus:

  • why is the feast of Cybele accompanied by rattling music, beating shields with sticks etc? Because it commemorates the distracting din kept up by the Curetes who protected baby Jupiter from his vengeful father, Saturn

The story of Attis, a handsome youth who pledged his love to Cybele but then fell in love with someone else; Cybele turned her rival into a tree and Attis, in self-disgust, cut off his penis as do his followers.

The story of how a statue of the Great Mother (Cybele) probably a meteorite, was brought from Greece to Rome and enshrined in the centre of the city.

The story of Claudia Quinta, reputed a loose woman who disproves it by single-handedly pulling the rope and freeing the ship carrying the statue of Cybele from being run aground in the Tiber.

Erato explains that the Megalesia are the first games because Cybele gave birth to the gods and she was given the honour of precedence.

April 12: The Games of Ceres, celebrating the invention of agriculture

Ceres delights in peace: pray, you farmers,
Pray for endless peace and a peace-loving leader.

Ovid tells the story of Persephone being abducted by Dis and taken off to the underworld – which he had told in Metamorphoses book 5 – but gives it a twist by describing at great length the experience of the grieving mother (Ceres) searching everywhere for her daughter until taken in by a poor old mortal couple, then being told she has been abducted and married to Dis

April 15: The Fordicidia – the origin of the festival during which pregnant heifers are killed and sacrificed: it all stems back to an agricultural crisis during the time of Numa Pompilius and a prophecy that sacrificing pregnant heifers would end it

April 19: The Cerialia – the festival and games of Ceres; foxes are loosed carrying burning torches on their backs in memory of a legendary farmer who tried to burn a fox but it escape and carried the flames into his fields.

April 21: The Parilia – the Festival of Pales. Pales was the pre-Roman goddess of shepherds. Rome was founded on the day of her festival, the Parilia, so Ovid wonders what the customs associated with the feast (washing hands in dew and leaping over lines of wheat set on fire) can have with the founding.

April 23: The Vinalia – a wine-festival, dedicated to Jupiter and to Venus. Ovid derives it from the time of Aeneas, when Turnus, in order to win mighty Mezentius to his side, pledged half his wine harvest; Aeneas, to win the support of Jupiter, pledged to the god the wine from his vines: so it is a festival of wine dedicated to Jupiter.

April 25: The Robigalia – the festival of the goddess Mildew (robigo) personified. Ovid learns from a priest why they sacrifice the entrails of a sheep and of a dog.

April 28: The Floralia – the feast and rites of Flora, celebrated on into May.

May

Ovid confesses to being unclear about the derivation of ‘May’. He asks the Muses to help. (In case it’s slipped your mind, the nine Muses are the virgin daughters of Jupiter and Mnemosyne (Memory). They are the patronesses of the arts, being: Clio (History), Melpomene (Tragedy), Thalia (Comedy), Euterpe (Lyric Poetry), Terpsichore (Dance), Calliope (Epic Poetry), Erato (Love Poetry), Urania (Astronomy), and Polyhymnia (Sacred Song)). He gets three possible explanations:

1. Polyhymnia, the Muse of Sacred Song, gives a brief recap of the creation of the universe from the four elements (water, earth, wind, fire) and goes on to derive May (Maius) from Majesty (Maiestas), who is the daughter of Honour and Reverence. How Jupiter repelled the rebellion of the Giants against heaven, and so preserved Majesty who, ever since, attends him, and attends great men on earth, such as Numa and Romulus.

2. Then Urania the Muse of Astronomy takes over. She explains the possible origin of the month May (maius) from the City elders or ancestors (maiores). On this theory, the following month, June, would be named for young men (iuvenes).

3. Then Calliope, muse of Epic Poetry, gives a grander explanation, linking the month to Maia, one of the Pleiads. (The Pleiads, also known as the Seven Sisters, were the daughters of Atlas the Titan and Pleione the naiad.) Maia slept with Jupiter and bore him Mercury. May is named in honour of Maia.

Flora, the goddess of Spring and of flowering and blossoming plants, explains the origin of her festival of the Floralia which starts on 28 April and continues to 3 May: how she was raped by Zephyrus – a long description of her powers, and her role helping Juno become pregnant with Mars. She plays the same role as Janus in book 1 and Venus in book 4 i.e. appears to the poet and answers his questions about ancient festivals and place names in Rome. Her festival is associated with prostitutes and lights in the evening, joy, colour, fecundity.

May 3: story of Hercules visiting Chiron on Mount Pelion, and the accident whereby one of his poisoned darts killed the centaur, much to the distress of Achilles, his ward – because on this night the constellation of Chiron appears.

May 9: The Lemuria – the festival of the wandering spirits of the dead, called lemures, who visited their old homes, and were placated by offerings of black beans signifying the living. Ovid summons Mercury to explain, who (a typical story within a story) then relates how the ghost of Remus appeared to haunt the old couple who cared for Romulus and Remus (Faustulus and Acca). When the couple told Romulus about this ghostly appearance he named the day after his brother, the Remuria – Ovid suggesting this was also a basis for the Lemuria.

May 11: Jupiter, Neptune and Mercury are wandering the earth disguised as mortals. An old man, Hyrieus, takes them in and offers them his meagre hospitality. They offer him a wish. His wife is dead but he wants to be a father. Ovid (frustratingly) skips over the key moment but I think the story goes the three gods peed on an ox-hide in the old man’s hut which became pregnant and 9 months later gave birth to Orion. (The significance of the pee is that Ovid says Orion’s original name was Urion, connected to ‘urine’; in other words, it is a folk etymology). Orion grew into a mighty hunter and protector of Latona (mother of Apollo and Diana by Jupiter). After various adventures, Orion tries to protect Latona against a giant scorpion: both are killed and set among the constellations.

May 12: Mars descends to heaven to admire the temple built to him by Augustus – this segues into praise of Augustus for recovering the legionary standards lost by Crassus to the Parthians.

May 14: The day before the ides is marked by the rise of the star sign Taurus which Ovid associates with the myth of Jupiter changing himself into a bull in order to abduct Europa from the seashore where she was dancing with her attendants. Some say the star sign is the shape of that bull; others says it is the sign of Io, who Jupiter raped then turned into a heifer to conceal from angry Juno.

May 14: On this day Romans throw effigies of humans into the Tiber. Why? Ovid gives one explanation, that Jupiter ordered the Romans’ ancestors to throw two people into the river each year as tribute to Saturn; until Hercules his son arrived and instructed the Romans to throw effigies, not real people, into the river. Ovid gives another interpretation, that young men used to throw old men into the river to steal their votes. So he asks the river Tiber itself to explain, and the river himself appears (as does Janus, Venus, the Muses et al) and gives a variation on the story: that after Hercules was returning through Italy and killed Cacus (for stealing his cattle) many of his companions refused to continue on the long journey back to Greece. When one of them died he asked for his body to be thrown into the Tiber to carry his spirit back to his homeland. But his son disliked the idea, buried his body properly, and threw an effigy made of dried rushes into the river instead. Which founded the modern ritual. Such is the river Tiber’s version at any rate.

May 15: the Ides – the day the temple of Mercury (messenger of the gods, patron of shopkeepers and thieves) facing the Circus was founded, in 495 BC. His were among the rites brought from Greek Arcadia to Latium by the legendary king Evander. Ovid gives a satirical ‘prayer of the shopkeeper’, taking water from Mercury’s fountain, sprinkling his goods with it and hoping to cheat all his customers!

May 20: Ovid asks Mercury to explain to him the origin of the constellation of the twins, Castor and Pollux, also known as the Gemini – because on this day the sun enters that constellation.

May 23: The Tubilustrium, the festival of the purification (lustrum) of trumpets (tubae). On this day the trumpets Vulcan is ultimately said to have made are ritually cleansed.

June

As with May, Ovid puts forward several theories for the name of this month:

1. Queen of the gods Juno, appears to him to propose the theory it is named after her, goes on to explain Mars consigned ‘his’ city to her care. This explains why there are a hundred shrines to her throughout Rome.

2. Hebe, wife of Hercules, claims the month derives from when Romulus divided the population of Rome into elders (maiores) to whom the previous month (May) is devoted, and young men (iuvenes) for whom June is named.

3. The goddess Concord explains that when Romulus made peace with Tatius, king of the Sabines (after stealing his young women) the two peoples were united (iunctus) and that’s where the name comes from.

June 1: Kalends – the legend of Proca, future king of Latium, attacked by screech owls as an infant five days old, saved by the magic of the nymph Cranaë

June 8: A sanctuary to the goddess Mind or Courage was vowed by the Senate after the defeat by the Carthaginians at Lake Trasimene in 217 BC.

June 9: The Vestalia – festival of Vesta, daughter of Saturn, the goddess of fire, the ‘shining one’ also identified with the earth. Every hearth had its Vesta, and she presided over the preparation of meals and was offered first food and drink. She was served by the Vestal Virgins, six priestesses devoted to her service. The Virgins took a strict vow of chastity and served for thirty years. They enjoyed enormous prestige, and were preceded by a lictor when in public. Breaking of their vow resulted in whipping and death. There were twenty recorded instances in eleven centuries.

The comic story of how Priapus tries to rape the sleeping Vesta but at the crucial moment she is woken by a braying donkey.

The legend of how an image of Pallas Athena (Minerva in Roman mythology), the palladium, fell to earth near Troy and was preserved in their central temple and Troy could never fall while it remained there; so that in a famous escapade, it was stolen by the two Greek heroes Ulysses and Diomedes. However, a parallel and contradictory legend had it that the palladium was brought from Troy to Rome by Aeneas and is now stored in the temple of Vesta.

For reasons I didn’t understand Ovid tacks on the fact of Crassus losing the famous standards in Parthia, a story only worth telling to, once again, praise Super Augustus:

Crassus, near the Euphrates, lost the eagles, his army,
And his son, and at the end himself as well.
The goddess said: ‘Parthians, why exult? You’ll send
The standards back, a Caesar will avenge Crassus’ death.’

June 11: The Matralia, the Festival of Mater Matuta, also known as the festival of good mothers. Ovid identifies Matuta with Ino and tells a string of legends around Ino, and then a sequence of semi-historical events which explain various landmarks in Rome, none of which I understood.

June 13: Ides – and festival of the Lesser Quinquatrus. Minerva, in the form of Tritonia (from her origins near Lake Triton in Libya) explains aspects of this festival to her, in particular and long and convoluted story about why the festival is accompanied by flute playing

June 15: The sweepings of the shrine of Vesta are thrown into the Tiber and washed to the sea

June 19: Pallas begins to be worshipped on the Aventine

June 21: The myth of Hippolytus, dragged to his death by his enraged chariot horses. Ovid tells it because dead Hippolytus was revived by the founder of medicine, Aesculapius, who Jupiter zapped for resurrecting the dead; Apollo insisted his dead son be made a deity, and so he was set among the stars, with the name Ophiucus; and this is the day that constellation rises

June 22: Bad luck: on this day Flaminius defied the oracles in 217 BC and was defeated by the Carthaginians at Lake Trasimene

June 23: Good luck: on this day Hasdrubal, Hannibal’s brother, fell at the battle of Metaurus in 207 BC

June 24: The festival of Fors Fortuna, ancient pre-Roman goddess of Fate. A comprehensible passage:

Quirites [i.e. Romans], come celebrate the goddess Fors, with joy:
She has her royal show on Tiber’s banks.
Hurry on foot, and others in swift boats:
It’s no shame to return home tipsy.
Garlanded barges, carry your bands of youths,
Let them drink deep of the wine, mid-stream.
The people worship her, because they say the founder
Of her shrine was one of them, and rose from humble rank,
To the throne, and her worship suits slaves, because Servius
Was slave-born, who built the nearby shrines of the fatal goddess.

Servius Tullius being the legendary sixth king of Rome, son of Vulcan and Ocresia of Corniculum. The Roman historian Livy depicts Servius’ mother as a captured Latin princess enslaved by the Romans; her child is chosen as Rome’s future king after a ring of fire is seen around his head (Livy 1.39). Killed by his son-in-law Tarquin the Proud.

June 30: The final entry in the text we have has Ovid have the muse of history, Clio, address us and praise Lucius Marcius Philippus for restoring the temple of Hercules Musaeum (of the Muses) in the reign of Augustus. This Philippus had a daughter, Marcia, who became the wife of Paullus Fabius Maximus, from whose household Ovid’s own third wife came and who was a friend and patron of Ovid. Ovid has Clio say that Marcia’s:

beauty equals her nobility.
In her, form matches spirit: in her
Lineage, beauty and intellect meet.

And then point out that Augustus’s aunt (his mother’s sister) was married to that Philip:

‘O ornament, O lady worthy of that sacred house!’

And with this final act of sycophancy, the Fasti, as we have it, in its unfinished form, ends.

Comparison of editions

About half way through I got very fed up with the OUP prose translation by Anne and Peter Wiseman: the lack of explanations and good notes made much of the poem incomprehensible. One of the problems with the poem is that each month is divided into sections. The section breaks for each separate day are clearly marked in the Wiseman, but not the breaks, within the days, into different subjects or stories.

Therefore I strongly recommend the verse translation by A.S. Kline. Kline does divide each book into sections with big headings telling you what the hell is going on. I found this invaluable. Even more usefully, Kline has an interactive Index of Names, so you can simply click on them as they occur in the text to go to a clear explanation of an individual or the many festivals and customs mentioned. A useful aspect of this is Kline lists in this Index all the places where a character (or festival) occurs, with a few phrases indicating how it’s referred to or what its relevance is at each of these mentions. This helps the reader develop an understanding of the matrix of references which tie the poem together.

Breaking point came as I struggled to understand what was going on in the 15 March entry for book 3 of the Wiseman version. Even reading all their notes I couldn’t figure it out. Whereas one click of the Kline version took me to a note explaining that:

Anna Perenna is a personification of the eternal year and a manifestation of the Great Goddess. Her feast was celebrated at the first milestone on the Flaminian Way, where there was a sacred grove. Her worship began in March. Ovid derives her from Anna the sister of Dido, Queen of Carthage, and tells the background story.

There. See how useful that is. Now I totally understood what I was reading about. The Wiseman edition has notes but each one is isolated, small and specific. Ultimately, I found them useless. The Kline ones are marvellously clear and full, and they interlink with each other to build up a network of references and explanations so very quickly you can find out everything you need to know to understand and enjoy the poem. No comparison.

Conclusion

I found this the least interesting or rewarding of Ovid’s books: the astrological stuff is largely incomprehensible and goes completely unexplained by either Wiseman or Kline. Even one diagram of the night sky and Zodiac would have gone a long way to explaining the location of the various star signs.

Some of the shorter entries about Roman customs are likewise so obscure as to be incomprehensible. The mythological stories in each month are, on the whole, told less effectively than in the Metamorphoses and they are often told in a tangential way which makes them oddly unsatisfying, Ovid deliberately skipping central aspects of the story. (Two exceptions are the sorrowful wanderings and lamentations of three women, Anna, Ariadne and Ceres: as we saw in the Heroides and Metamorphoses, Ovid had a sympathetic understanding of the sadness of women.)

But I found Ovid’s entire manner and approach confusing. I like clarity of layout and presentation and so was continually put off by Ovid’s rambling approach, the lack of logic in the linking of disparate elements, and then the obscurity in presentation of the facts. You have to work really hard, and check the Wiseman notes and the Kline notes, and reread entire passages, to really get a handle on what’s going on.

Ovid’s grammar is often obscure. Time and again I found myself reading pages where ‘he’ or ‘she’ was doing or saying something and realised I had no idea who ‘he’ or ‘she’ was and had to track carefully back through the text to try and identify this new protagonist.

This obscurity isn’t helped by Ovid’s habit of referring to key figures as the son or daughter of so-and-so: when he writes ‘and the daughter of Semele spoke’ you have to find the nearest note to remind yourself just who the daughter of Semele is and why she’s relevant to the month we’re supposedly learning about and what she’s doing in the particular story you think you’re reading about. This happens multiple times on every page and eventually becomes very wearing. It’s hard work.

For me the most vivid theme in the poem was Ovid’s shameless brown-nosing to the Great Leader Augustus, which comes over as so craven and arse-licking as to be unintentionally funny. A handful of stories aside, this slavish obsequiousness is my enduring memory of the Fasti.


Credit

Ovid’s Fasti, translated by Anne and Peter Wiseman, was published by Oxford University Press in 2011 (originally under the title Ovid: Times and Reasons). Prose quotes are from the 2013 OUP paperback edition. Verse quotes are from the 2004 verse translation by A.S. Kline.

Related links

Roman reviews

Metamorphoses by Ovid – 2

‘The heavens and everything which lies below them change their shape, as does the earth and all that it contains.’
(Pythagoras in his great discourse about mutability in book 15 of the Metamorphoses)

(This is the second of two notes-and-summaries of Ovid’s Metamorphoses, specifically of books 8 to 15. Read my previous blog post for notes on the first seven books of the poem.)

Book 8

King Minos of Crete arrives on the Greek mainland and attacks the town of Algathous whose king is Nisus. The town’s security is guaranteed by a purple lock in his hair. His daughter, Scylla, falls hopelessly in love with manly, handsome Minos as she watches him fighting from the town’s battlements. She wants to marry him. Eventually her crush leads her to betray her father and town by cutting off the purple lock while he’s asleep, then taking it through the enemy ranks to present to Minos. Minos accepts it and the fall of the town but recoils at Scylla’s treachery, sacks the town and sails away without her. Enraged, Scylla throws herself off the cliffs into the sea but half way down is transformed into a bird called a shearer; so it is another ‘etymological myth’, working back from a name which happens to be cognate with a meaningful word to invent a story to explain it.

What’s interesting is how much Ovid enters Scylla’s thought process, giving us full access to the series of arguments leading up to her decision to betray her father. Very much like the extended soliloquy of Medea deciding to betray her father for handsome Jason. Both very like the extended argumentation of the Heroides, and a new thing – not present in the first 7 or so books.

Minor returns to Crete and Ovid spends far less time (half a page) dealing with the entire story of the Minotaur, Daedelus constructing the labyrinth in which to hide it, and how Theseus killed it and found his way out using the thread provided by Ariadne (another maiden who betrays her father out of love for a handsome warrior).

Ovid goes into more detail about Daedalus making the wings of feathers for himself and his son and flying away from Crete. I’d forgotten that Ovid includes a passage which anticipates the opening of Auden’s famous poem about Daedalus, not the precise details, but the idea that it was observed by ordinary peasants. Ovid 6 AD:

Some fisher, perhaps, plying his quivering rod, some shepherd leaning on his staff, or a peasant bent over his plough handle caught sight of them as they flew past and stood stock still in astonishment…(book 8, p.185)

Auden 1938 AD:

In Breughel’s Icarus, for instance: how everything turns away
Quite leisurely from the disaster; the ploughman may
Have heard the splash, the forsaken cry,
But for him it was not an important failure;

Icarus crashes and dies, his father recovers his body from the sea, builds a tomb, settles in Sicily. What struck me about this long-ish account is it isn’t really a metamorphosis at all. Clipping on fake wings is not changing your essential nature.

Back in Athens Theseus is greeted as a hero, having killed the Minotaur. He then gets involved in the great hunt of the Calydonian Boar. This beast was loosed on Calydon after King Oeneus made the bad mistake of giving offerings to all the other gods except Diana – who plagued his land with a giant boar.

An immense troop of heroes assembles, led by Meleager and featuring a rare female warrior, Atalanta. Many are injured, some killed as they corner the boar, but Atalanta draws first blood then Meleager finishes it off. Smitten, he hands Atalanta the spoils, being the head and skin. But his uncles, Plexippus, and Toxeus, are outraged at giving spoils to a woman and overrule him. Blind with anger Meleager kills both his uncles. When his mother (and their sister) Althaea hears of this she fills the city with her weeping and wailing etc, then takes out the old log which soothsayers said would match Meleager’s life and throws it on the fire. Back in the forest Meleager feels a burning sensation and, inexplicably finds himself consumed to ashes. Althaea then kills herself.

Two things: once again, this isn’t a metamorphosis at all and b) Ovid, once again, devotes his creative energy to Althaea’s soliloquy in which she agonises over whether to avenge her brothers and kill her own son. These anguished moral debates by female figures obviously fascinate him.

Meleager’s sisters bemoan his death and in pity Diana gives them feathers and transforms them into birds (guinea fowl).

On the way back to Athens Theseus and his companions are blocked by a swollen river, the River Acheloüs, which advises them to wait till his waters have dropped. He invites them to a feast then tells the story of how he turned nymphs who didn’t worship him into islands, especially the nymph he seduced (or raped?), Perimele, whose outraged father threw her into the sea but Achelous persuaded Neptune to change into an island.

A very rare heart-warming story: Philemon and Baucis. As part of the same scene after the meal given by River Acheloüs, Ixion’s son Pirithoüs mocks the notion of the gods intervening in mortal lives. Which prompts Lelexto tell the story of how Jupiter and Mercury toured a region of Phrygia looking for good people to take them in. They were spurned by all the households until they came to the poorest of all, owned by Philemon and Baucis who took them in and shared all their food. Impressed by their goodness, the god makes them climb a hill and watch the area be flooded and everyone drowned and their own house turned into a temple. Then Jupiter offers them a wish, and they decide they want to tend his temple for as long as they may, and then both die at the same time. And so it comes to pass and when their time comes they are transformed into an oak tree and a lime tree.

The river then mentions Proteus, capable of changing into any number of shapes. And goes on to tell the story of Erysichthon. This was an impious man who got his men to chop down a huge oak tree sacred to Ceres. As they chop it they hear the voice of the dying dryad inside prophesying that he will be punished.

The other dryads beg Ceres to take revenge so Ceres sends an oread (mountain spirit) in her chariot all the way to the Caucasus to meet Hunger in her lair and order her to haunt Erysichthon. Sure enough Hunger comes by night and embraces him, breathing her spirit into his soul. As soon as he wakes he calls for feast after feast but can never slake his hunger. He eats his way through his entire fortune then sells his daughter, Mestra, for more money for food.

Mestra, sold into slavery, begs help and Neptune takes pity. As she is walking along the shore before her master, Neptune changed her into a fisherman. When the master asks whether she/he has seen a girl she denies it and he goes off puzzled – at which Neptune changes her back.

This ability to change at will is now permanently hers and her father sells her again and again to different masters and she assumes a shape and escapes. But eventually even the money brought in from selling and reselling his daughter isn’t enough to slake his invincible hunger and Erysichthon ends up eating himself!

Book 9

Achelous tells his guests about the time he wrestled with Hercules for the hand of Deianira, transforming himself into a snake then a bull. Hercules rips off one of his horns, thus mutilating his forehead permanently, but otherwise unscathed and now river nymphs decorate his head with willow leaves so that no one notices. Next morning Theseus and companions leave his cave.

Segue to the story of Hercules, Nessus, and Deianira i.e. Nessus the centaur offers to carry Deianira over a flooded river but then goes to carry her off so Hercules downs him with a single arrow. As he dies Nessus soaks his blood into his shirt and tells Deianira, standing nearby in horror, that his blood is a love potion (lying, as he knows it is a fierce poison). Hercules rescues Deianira and takes her off. Some time later Deianira hears that Hercules is having an affair with Iole (daughter of Eurytus) and is going to being her back to their house. She agonises about how to win back her husband, remembers the shirt soaked in Nessus’s dried blood and gets a servant, Lichas, to take it to Hercules as a token of her love. He puts it on and the toxic blood immediately starts burning him. He tries to tear it off but it rips his skin, bellowing in agony. He throws the cowering servant, Lichas, into the sea, who is turned to stone so that a stone in human sometimes appears in the Euboean Gulf at low tide and sailors call it Lichas to this day.

Eventually Jupiter takes pity on his son, sloughs off his human part and translates his immortal part into the heavens.

Cut to Hercules’s mother, Alcmena, telling Iole about the hero’s birth, namely how Juno, hating Hercules even before his birth, orders the goddess of birth Lucina to squat outside Alcmena’s house with her arms and legs crossed which, magically, effected Alcmena’s womb and prevented the child’s birth. Until Alcmena’s loyal servant Galanthis fools Lucina by telling her the baby’s already been born. Surprised, Lucina uncrosses her legs and the baby Hercules then can be born. Furious, Lucina grabbed Galanthis by the hair and dragged her head down to the ground and the loyal servant was changed into a weasel.

Continuing this conversation, Iole then tells a story to Alcmena, about her half sister, Dryope. She ‘suffered the assault’ of Apollo i.e. was raped, but then respectably married off to a mortal man. One day she came to a lovely pool with her one-year-old son and innocently picked some flowers from a lotus tree, only for it to bleed. She learned the tree was the nymph Lotis fleeing the sexual advances of Priapus (sometimes the narrative feels like one rape after another). At which point Dryope is transformed into a tree. She pleads she has done nothing to justify such a sad fate, and her sister (Iole, the narrator the tale) tries to intervene, but nothing can prevent her sad fate.

They are surprised by the arrival of Iolaüs, Hercules’s nephew and companion, who has been rejuvenated, made young again. At this all the gods complain and demand similar rejuvenation for their mortal partners, lovers or children.

Even the gods are subordinate to Fate

However, Jupiter replies with an important statement about the limits of his powers, about his own subservience to the unseeable dictates of Fate, which echoes the same thought found in the Aeneid.

l Jupiter opened his mouth and said: ‘O, if you have any respect for me, where do you think all this talk is heading? Do any of you think you can overcome fate as well? Through fate Iolaüs’s past years were restored. Through fate Callirhoë’s children must prematurely become men, not through ambition or warfare. Even you, and I, too, fate rules, if that also makes you feel better. If I had power to alter fate, these late years would not bow down my pious Aeacus. Just Rhadamanthus would always possess youth’s flower, and my Minos, who is scorned because of the bitter weight of old age, and no longer orders the kingdom in the way he did before.’

‘You and I, too, fate rules.’ A profound vision of the world, where even the gods are, in the end, subservient, to darker powers.

Mention of Minos links to his rival Miletus who left their kingdom and founded his own city on the shore of Asia Minor, married Cyanee, and fathered twins, Byblis and her brother Caunus. This story is about Cyanee, the daughter of Maeander, whose stream so often curves back on itself, when she was Byblis’s incestuous love for her brother Caunus. As with Medea and Scylla, Ovid gives us another long soliloquy by a female character agonising about what to do in light of her passionate love. In the end she sets down her thoughts in a long letter declaring her love for her brother which she gets a slave to deliver. Alas, he doesn’t reciprocate but is shocked and then furious, throwing away the tablets the letter is written on.

But Byblis continues her suit, becoming more passionate, until Caunus flees, setting up his own city in Asia Minor. Byblis goes mad, roaming the hills and plains, until she falls to the ground endlessly weeping, and the naiads turn her into a fountain.

But another miraculous transformation happened around that time in Crete. Ligdus was married to Telethusa. When she gets pregnant he tells her it had better be a boy child; if a girl, they’ll expose it to die. In a dream the goddess Isis comes to Telethusa and says she will protect her. In the event she gives birth to a girl but swears all the servants to pretend it is a boy. And so Iphis is raised as a boy.

When Iphis turns 13 her father betroths her to the 13-year-old daughter of a neighbour. Iphis loves this other girl, but as a lesbian. Ovid gives another prolonged female soliloquy, this time of Iphis begging the gods for a way out of her dilemma. Telethusa prays some more and, the night before the wedding is due, Isis changes Iphis into a boy.

Book 10

Orpheus and Eurydice are married. She steps on a poisonous snake, dies and goes to the underworld. Orpheus follows her and sings a lament to Dis and Persephone which moves them to release Eurydice, on the condition Orpheus doesn’t look back at her on their long walk back to earth. Of course he does and she slips through his fingers back into the underworld, for good this time.

Devastated, Orpheus shuns the company of women and prefers to love boys, during the brief period of their first flowering.

On a flat hilltop there is a gathering of all the trees who come to listen to Orpheus’s wonderful songs (another List). The cypress tree was made when the fair youth Cyparissus accidentally speared a noble stag he had long loved. He wept and pined and was turned into the cypress.

Amid this assembly of trees Orpheus sings tales of transformation. All the rest of book 10 is Orpheus’s songs:

  • Ganymede: Jupiter temporarily turns himself into an eagle to abduct this boy
  • Hyacinth: Apollo went everywhere with this young man till one time they were having a competition to throw the discus, Apollo threw it a mighty distance, Hyacinthus ran forward to collect it but it bounded up into his face and killed him and the boy was turned into the purple flower
  • The Cerustae men murder all who stay with them as guests. For this impiety Venus turned them into bullocks.
  • The Propoetides denied Venus and were the first women to prostitute themselves in public. So Venus turned them into flints.
  • Pygmalion shuns women and makes a statue of one which he falls in love with until, during the festival of Venus, he asks the god to make his beloved statue real and she does.
  • longer than all the other stories put together is the story of Myrrha who conceives an illegal love for her own father, Cinyras. She tries to hang herself, her nurse interrupts, saves her, learns her shameful secret, and then helps disguise her so she can sleep with her father which she does, repeatedly, until he discovers the scandal, runs to get his sword, she fled the palace and wandered in the wild, until the compassionate gods changed her into the myrrh tree.
  • She was pregnant when she transformed and the boy is born of her tree trunk and raised by nymphs to become gorgeous Adonis. Venus is pricked by her son, Cupid’s, arrow and falls in love with him.
    • Story within a story within a story: Orpheus tells the story of Venus who one day, as they are lying in a glade, tells Adonis the story of Atalanta who refused to marry, challenging all her suitors to a running race and the losers are put to death. Hippomenes asks Venus for her help and the goddess gives him three apples. During the race he throws each of them to the side of the track and each time Atalanta detours to pick them up, so that Hippomenes wins. But when the victorious young man fails to thank and praise her the fickle goddess turns against him. She puts it in their minds to make love in a sacred cave, thus defiling it and Juno, offended, turns them into lions. In time Cybele tamed them and now they pull her chariot.
  • Back up a level, Orpheus goes on to describe how Adonis foolishly hunts a fierce boar which gores and kills him. Mourning Venus institutes an annual festival in his name and turns him into the anemone.

Book 11

The frenzied Ciconian women aka the Bacchantes aka the Maenads, kill Orpheus and tear his body to pieces which they throw in a river which carries it to the sea. His soul goes down to Hades and is reunited with his beloved Eurydice. Bacchus turns the Maenads who killed Orpheus into oak trees.

Bacchus’s tutor, Silenus, is captured by the Lydians and taken to King Midas. After ten days of partying the kind returns the drunk old man to Bacchus who grants him a wish and Midas chooses the golden touch. Then the standard account of how his delight turns to horror as even his food and wine turn to gold. In this version, he doesn’t touch his daughter and turn her to gold; he begs Bacchus to take back the gift, so Bacchus tells him to go bathe in the river by great Sardis.

Pan challenges Apollo to a competition as to who is best musician. They choose the god of the mountain of Tmolus as judge. Both play and Tmolus judges Apollo the better performer. Since his misfortune with the gold, Midas has wandered the fields and mountains. He happens to be at this competition and demurs, saying Pan was better. Apollo gives him ass’s ears.

Apollo flies over to watch the first building of Troy, by Laomedon and Neptune. When the king refused the promised payment Neptune flooded the land.

Jupiter gives Thetis to Peleus after Proteus predicts she will give birth to a son greater than her father. In fact Peleus comes across Thetis naked on the seashore and tries to rape her but she transforms through a series of shapes. Proteus advises holding her tight till she gives in so Peleus seizes her in her seashore cave and holds her through even more transformations till she gives in at which point he inseminates her with Achilles.

Earlier in his life Peleus had been expelled from his homeland for killing his brother and fetched up in the kingdom of Trachis whose king, Ceyx, tells him the story of Daedalion. This starts with the gods Apollo and Mercury both seeing and falling love with the Chione, the 14-year-old daughter of Daedalion. Both cast magic spells on her and raped her, Mercury by day, Apollo by night.

Nine months later this daughter gave birth to twins, Autolycus, crafty and Philammon, skilled the with lyre. Unfortunately, Chione boasted about this achievement, vaunting herself above the goddess Diana who promptly shot her dead with an arrow. Her distraught father Daedalion tried to hurl himself onto her funeral pyre, was restrained, but later threw himself off a cliff. Taking pity, Apollo turned him into a hawk who takes out his savage anger on other birds and small animals.

Ceyx has only just finished telling this story when Peleus’s herdsman comes running up and tells him a huge wolf is devastating his herd. Peleus realises it’s punishment for him killing his half-brother and prays the half-brother’s mother, Psamathe, to relent. Thetis intercedes on his behalf and the goddess changes the wolf to marble.

Despite the warnings of his loving wife, Alcyone, Ceyx goes on a journey by sea to consult the oracle of Apollo, at Claros. There is a bravura passage giving a terrific description of a storm at sea. He drowns. Not knowing this Alcyone goes daily to Juno’s shrine to pray for his safety. Taking pity, Juno sends Iris to the House of Sleep which is given a full and brilliant description. In the Kline translation:

There is a deeply cut cave, a hollow mountain, near the Cimmerian country, the house and sanctuary of drowsy Sleep. Phoebus can never reach it with his dawn, mid-day or sunset rays. Clouds mixed with fog, and shadows of the half-light, are exhaled from the ground. No waking cockerel summons Aurora with his crowing: no dog disturbs the silence with its anxious barking, or goose, cackling, more alert than a dog. No beasts, or cattle, or branches in the breeze, no clamour of human tongues. There still silence dwells. But out of the stony depths flows Lethe’s stream, whose waves, sliding over the loose pebbles, with their murmur, induce drowsiness. In front of the cave mouth a wealth of poppies flourish, and innumerable herbs, from whose juices dew-wet Night gathers sleep, and scatters it over the darkened earth. There are no doors in the palace, lest a turning hinge lets out a creak, and no guard at the threshold. But in the cave’s centre there is a tall bed made of ebony, downy, black-hued, spread with a dark-grey sheet, where the god himself lies, his limbs relaxed in slumber. Around him, here and there, lie uncertain dreams, taking different forms, as many as the ears of corn at harvest, as the trees bear leaves, or grains of sand are thrown onshore.

Juno has tasked Iris with asking Sleep to send one of his shape-shifting sons in a dream to tell Alcyone the bad news. Sleep despatches Morpheus, expert at assuming people’s likenesses, who appears to Alcyone in a dream as her husband and tells her he is dead. Next day she goes down to the seashore to mourn and Ceyx’s corpse is washed ashore. Alcyone jumps up onto a breakwater to see better and keeps on flying, her arms turning into wings her mouth into a beak. In fact both wife and dead husband are transformed into ‘halcyons’. It is said that they mate once a year and make a nest on the sea and after she has laid the eggs, Aeolus god of the winds delivers 7 days of complete calm on the sea. Hence the expression halcyon days.

In a breath-takingly casual link, Ovid says an old man was standing nearby who added another story, telling the ill-fated love of Aesacus, Hector’s half-brother, for the nymph Hesperie. One day, chasing her (as men chase all women in these stories) she trod on a snake, was bitten and died. Despairing, Aesacus threw himself off a cliff but Tethys caught him and transformed him into the long-necked bird which repeatedly dives into the sea, and is called a ‘diver’ (the genus Mergus).

Book 12 The Trojan War

In book 12 Ovid retells the stories of the Greek siege of Troy, but focusing on moments of transformation.

The House of Rumour

Rumour of them precedes the coming Greeks and Ovid has another page-long description of an allegorical figure, Rumour (compare previous extended descriptions of the Houses of Hunger and of Sleep).

Iphigenia and Cycnus

As to the transformations:

  • when Agamemnon is about to sacrifice his own daughter, Iphigenia, she is replaced by a deer
  • Achilles fiercely attacks Cycnus who, at the moment of death, is changed into a swan

Nestor’s tales

An extended sequence is devoted to tales told by Nestor one evening after the Greek leaders have feasted.

1. Nestor tells the story of Caenis, a young woman walking the seashore who is raped by Neptune. Afterwards he asks if she wants any gift and she asks to be turned into a man so she can never be raped again, and so Neptune turns her into the man Caeneus and makes him invulnerable to weapons.

2. Nestor gives an extended description of the battle of the Lapiths and Centaurs at the marriage of Pirithous to Hippodame (pages 273 to 282). The Lapiths are a group of legendary people in Greek mythology, whose home was in Thessaly. They held a wedding feast and invited the centaurs who proceeded to get drunk and attempt to abduct the Lapiths’ women. The resulting battle is one of the most enduring of Greek legends.

Maybe placing it here is Ovid’s way of showing he can do anatomically detailed and gory descriptions of fighting in the approved epic manner, but without infringing on the actual fighting at Troy which Homer and Virgil (among many others) had already done so well.

In Ovid’s account the battles leads up the centaurs fighting the invulnerable human, Caeneus and, since no weapons can harm him, deciding to pile trees on top of him. Thus buried under torn-up trees, No one knows what happened to Caeneus in the end but some saw a bird with tawny wings fly out from the middle of the pile.

3. Tlepolemus asks Nestor why he hasn’t mentioned Hercules and Nestor explains that he loathes the man because he killed 11 of his brothers, even Periclymenus who Neptune gave the gift of being able to change shape, and who changes into an eagle to escape the massacre but Hercules kills him, nonetheless, with bow and arrow. And that is the end of Nestor’s storytelling.

The death of Achilles

Jump forward ten years to the climax of the siege of Troy. Ovid deals with the death of Achilles in an odd way. He starts by describing how Neptune, who helped to build Troy and fought on the Trojan side, resented the success of Achilles but is forbidden to confront him directly, and so goes to his nephew, Apollo, also fighting on the Trojan side, and asks whether he is not angry at man-killing Achilles and whether he’ll use his mighty bow and arrow to stop him. Apollo agrees and so seeks out Paris fighting ineffectually in the middle of the day’s battle, tells him to shoot at Achilles and he will guide his arrow. Which he does, and that is the death of Achilles.

It’s odd that Ovid doesn’t even mention the central aspect of Achilles’ death which is the vulnerability of his heel, which is where Paris’s poisoned arrow is said to have struck him. And there’s no transformation involved to justify its inclusion in the poem at all. But then his treatment of the entire war is odd, digressing into the battle of the Lapiths and avoiding describing all the famous incidents of the war itself.

Instead Ovid skips to immediately after the funeral of Achilles when argument arises about which of the surviving heroes will inherit the mighty shield of Achilles. The Greek leaders agree to hold a formal debate which begins in book 13.

Book 13

Debate between Ajax and Ulysses

Again, Ovid takes an odd, peripheral approach to the great subject. He describes in detail the set-piece debate about who should claim the arms of dead Achilles. Ajax, arguably the Greeks’ biggest strongest warrior, argues for a full 4 pages, describing his own merits (grandson of Jupiter, only Greek who can stand up to Hector) but mainly rubbishing Ulysses, describing him as a coward and a sneak who never fights in the light of day but cooks up secret midnight tricks. Then Ulysses speaks for 7 pages, defending himself.

The whole extended passage is a bravura demonstration of Ovid’s skill at staging a debate, reminding us that his parents and the emperor himself originally expected him to make a career in public life.

Anyway, Ulysses wins the debate, is awarded the arms of Achilles, and Ajax kills himself out of rage and chagrin. Ovid points out that out of his blood grew the hyacinth but it’s a pretty tangential reference to the poem’s theme. Any reaction by the other leaders is ignored.

Ulysses fetches Philoctetes

Instead Ulysses sails off to the isle of Lemnos to see Philoctetes, without whose bow and arrow, prophets said, Troy could not fall. There are umpteen versions of this story; Ovid short circuits all of them, says Philoctetes returned and Troy fell boom boom.

The deaths of Polyxena, Polydorus and transformation of Hecuba

King Priam sends his youngest son Polydorus away from Troy when the war begins, to the court of king Polymestor. But he sent a load of gold with him, too, and impious Polymestor stabbed the boy to death and threw him over a cliff into the sea.

Troy is captured, sacked, all the men killed and all the women dragged off into captivity including miserable Hecuba who tries to grab the ashes of her beloved son, Hector. The ghost of Achilles appears before the Greek leaders and tells them they will get no favourable wind for their ships unless they sacrifice one of Hecuba’s daughters, Polyxena, so the Greeks agree to do this.

Polyxena makes a noble speech, another one of the long closely-reasoned speeches Ovid writes for his female characters, then offers her breast to the priest at the altar. Like everyone else he is moved to tears by her speech but stabs her to death anyway.

Hecuba witnesses all this, herself making an extended soliloquy of misery, then goes running along the seashore mad with grief, but trying to console herself that at least she has her son to console her. That’s when she sees the corpse of Polydorus floating across the waves towards her, his wounds bleached and gaping.

Somehow, with the logic of a fairy tale not history, Hecuba with her attendants makes her way to the court of the treacherous King Polymestor, and asks for a private audience where she will tell him about more treasure. Polymestor agrees and when they are alone, swears he’ll hand the treasure on to his ward. Hecuba, knows he has murdered his ward and so knows he is swearing lying oaths. She stabs him in the eyes with her sharp fingernails and then smashes his eye sockets.

Then the Thracian people try to stone Hecuba and her Trojan women but she chases the stones, snapping at them and is turned into a dog. Even vengeful Juno is moved to say Hecuba didn’t deserve this fate but then that is the overwhelming moral of these stores: life is howlingly, outrageously cruel and unfair.

Memnon

During the war Memon had been killed by Achilles. His mother, Aurora, goddess of the dawn, goes to be Jupiter for some recognition of her grief and his achievement. Jupiter arranges for his body on the funeral pyre to give rise to a flight of birds which divide into two parties, fight each other and all die. They are called the Memnonides and celebrated at an annual feast. Meanwhile, every morning the dawn weeps tears for her dead son, what we mortals call the dew.

The pilgrimage of Aeneas

Aeneas flees Troy with his father, son, followers and household gods. First stop is Delos where king Anius tells the sad story of how his daughters, who had magic gifts for turning everything they touched into food and wine, were kidnapped by Greek forces but pleaded with the god Bacchus who gave them their skills and were transformed into white doves.

Next day they attend the oracle of Apollo for Anius is not only king but high priest, and the god tells them to seek the bones of their mother which Aeneas, falsely, takes to mean Crete. They exchange gifts with king Anius including a cup engraved with the story of Orion’s daughters, and set sail.

What follows is a very brief summary of Aeneas’s journeys i.e. he rejects Crete and heads north towards Italy, landed in the harbour of the Strophades, were terrified by the harpy, Aëllo, and a shopping list of other ancient islands and cities they sailed past on their way to Sicily, stopping at Epirus to have their futures read by Helenus, through the straits of Messina past the perils of Scylla and Charybdis.

Obviously this was all dealt with in detail in Virgil’s masterpiece the Aeneid. Presumably Ovid had to mention Aeneas as a kind of link between the Trojan War and later myths/history, but did he also feel obliged to namecheck it so as to incorporate/supersede Virgil in his own, eccentric epic?

Acis and Galatea

Back before Scylla was turned into a grotesque monster she combs Galatea the sea nymph ‘s hair (underwater) while the latter tells her about her love for 16-year-old mortal boy, Acis. Unfortunately, the Cyclops Polyphemus is in love with her and Ovid devotes a couple hundred lines to a rather moving love song he sings to her, like so many of these soliloquies making a case, in this instance all the reasons Galatea ought to love him e.g. he’s big, he owns lots of sheep and so on.

Then Polyphemus spots the lovers lying in each other’s arms and comes storming towards them. Galatea dives into the sea leaving Acis to run but not fast enough. Polyphemus throws a huge chunk of mountainside which crushes the boy. Galatea changes Acis into a river (and accompanying river god).

Scylla and Glaucus

After this tale Scylla returns to the land where she roams naked. She is startled by the attentions of Glaucus who used to be mortal but was turned into a merman. Glaucus tells the story of how he was transformed (by eating magic grass) but Scylla slips off, leaving him frustrated.

Book 14

Scylla and Glaucus continued

Glaucus swims across the sea to the land of Circe and begs her to concoct a potion to make Scylla fall in love with him. Circe advises him to forget Scylla and fall in love with her. Glaucus rejects her and swims off. This infuriates Circe with Scylla and so she concocts an evil potion, swims over to Scylla’s island and pours it into the pool where Scylla loves to bathe. When Scylla slips in up to her waits the region below is transformed into barking monster dogs. Glaucus is distraught. Scylla becomes curdled with hatred and takes to living on one side of the Strait, reaching out and capturing sailors of ships passing by e.g. Ulysses in his wandering or Aeneas, a little later.

More Aeneas

Which brings us back to Aeneas. Ovid briefly describes the storm which blows his fleet onto the north African coast where he, of course, encounters Dido. Their love affair barely rates a sentence before Aeneas is off again, sailing north, back to Sicily then past the isle of the Sirens, the loss of Palinurus. It’s like the Aeneid on fast forward.

A super-brief reference to the fact that Jupiter, hating the lying and deceit of the Cercopes, turned them into monkeys.

A very rushed account of Aeneas anchoring at Cumae, seeing the Sybil, plucking the golden bough and going to the underworld where he meets the spirit of his dead father, Anchises.

The Sibyl’s story

On the way back up from the underworld Aeneas offers to build a temple to the Sibyl but she corrects him; she is no god but a mortal woman. Apollo fancied her and offered her eternal life if she would sleep with him. She said no but he gave her eternal life and the gift of prophecy – but not eternal youth; in the years to come she will shrivel and shrink with age.

Macareus and Achaemenides

In a rather contorted segue Ovid says a Greek had settled in Cumae, named Macareus. This Macareus now recognises among the Trojans a fellow Greek named Achaemenides who had got left behind on Sicily in the realm of Polyphemus. Achaemenides describes the Cyclops rage at being blinded and tricked and how he threw whole mountains after Ulysses’s departing ship.

Then Macareus tells Achaemenides what happened after they escaped Sicily, namely: a) how they used the winds put into a bag by Aeolus, b) how they docked at the city of Lamus, of the Laestrygonians, whose treacherous king Antiphates led an attack on them and killed and ate some of their shipmates before they could escape.

The island of Circe

How they next arrived the island of Circe and Macareus drew a lot to go to the palace. Pushing through flocks of wild animals (a thousand wolves, and mixed with the wolves, she-bears and lionesses) they entered the chamber where Circe’s servants were separating out her herbs and medicines. She offered them food and win then touched them with her wand and turned them into pigs. One of the party makes it back to Ulysses, tells him what happened. Ulysses has the herb moly which protects him from Circe’s magic, so when he goes up to her palace he pushes aside her wand and master her, taking her as wife. In bed he demands that his men are turned back from animals to men.

They stayed on Circe’s island for a year. Macareus tells some stories about things he saw there:

Picus and Canens and Circe

Picus, the son of Saturn, was king in the land of Ausonia and a very handsome man. All the nymphs and nerieds threw themselves at him but he wooed and wed Canens who sang beautifully. One day he went hunting in the countryside and was seen by Circe who fell madly in love with him. She conjured a phantom boar for him to chase into the depths of the forest where the cast spells and confronted him and offered him her love. But Picus rejected Circe, saying he was loyal to his wife Canens. So Circe changed him into a woodpecker. When his fellow hunters confront her, she changes them into wild beasts, too. Canens waits in vain for her husband to return, lies down beside the river Tiber and turns into nothing. The place is called Canens to this day.

Now, this story of forests and magic feels much more like Ovid’s speciality and much more like the subject of this poem than either the Troy or the Aeneas subject matter. They both feel too historical. They lack real magic. They lack the strange and unexpected. It doesn’t make chronological sense to say this, but the best of his tales have a kind of medieval feel, feel like the strange fables and magical happenings which fill Boccaccio or Chaucer.

Aeneas reaches Latium, war with Turnus

Macareus ends his tale by saying that after a year Aeneas rounded up his crew and they left Circe’s island. Again, Ovid gives a super-compressed account of Aeneas’s arrival in Latium and the war with Turnus which follows, all for the hand of Lavinia.

How Diomede lost his men

Looking for allies, Turnus sends Venulus to Diomede, a Greek in exile. Diomede can spare no men because, after long suffering, troubled journey back from Troy, one of his men, Acmon, insulted the goddess Venus who turned them all into birds a bit like swans.

En route back to Turnus Venulus passes a spot where a rude shepherd once terrorised some nymphs. He was changed into the bitter olive tree.

The Trojan ships are turned to dolphins

Turnus storms the Trojan ships and sets them alight. But the goddess Cybele remembers they’re made from trees which grew on Mount Ida which is sacred to her so she sent a thunderstorm to extinguish the fires, but then snapped their cables and sank them. Underwater, the ships were turned into dolphins.

Eventually Turnus is killed in battle and his army defeated. The city of Ardea was conquered and burned and from its midst rose a heron.

Venus asks Jupiter for permission to make Aeneas a god. His body is washed and purified by the river Numicius, then she touches his lips with nectar and ambrosia, and he becomes a god with temples where he’s worshipped.

Ovid then lists the succession of kings following Aeneas, starting with his son Ascanius and briefly describing a dozen or so until he comes to the story of Pomona.

Pomona and Vertumnis

Pomona is a skilful wood nymph wooed by many men, by Pan and Silenus. She hides herself away. But she is desperately loved by Vertumnus, god of the seasons and their produce. He disguises himself as an old woman to gain entrance to her sanctuary and there speaks eloquently in favour of Vertumnus. This pretend old lady then tells Pomona the story of Iphis, a commoner, who falls in love with the princess Anaxerete. But she is hard-hearted, refuses and mocks him. Iphis hangs around outside her locked door, sleeping on the step, hanging garlands on it (as does the stock figure of the lover in the elegiac poems, the Amores). Eventually he hangs himself from the lintel. The servants take him down and carry his body to his mother who organises his funeral procession. Anaxerete hurries up to the top floor room and leans out to watch the procession and is turned to stone as hard as her heart.

Frustrated, Vertumnus reveals himself in his glory as a handsome young man and, luckily, Pomona falls in love at first sight.

Romulus

What happens next is odd: Ovid introduces the character of Romulus but without mentioning any of the usual stuff, about the vestal virgin Ilia being impregnated by Mars, bearing twins Romulus and Remus, their being abandoned but suckled by a she-wolf, their agreeing to found settlements but Remus laughing at Romulus and the latter angrily killing his brother.

None of that at all. Ovid cuts to war with the Sabine tribe which ends in a peace whereby the Sabines’ king Tatius co-rules with Romulus. In the next sentence Tatius is dead, Romulus is ruling alone and then Mars goes to see Jupiter and asks for his son to be turned into a god (exactly as per Aeneas). And so Mars spirits Romulus – completely alive and in the middle of administering justice – into the sky.

His widow, Hersilie, receives a visit from Iris, female messenger of the gods, is told to go to the Quirinal hill, where a shooting star falls from heaven, sets fire to her hair, and she is whirled up into heaven to be reunited with Romulus. He renames her Hora, the name under which she has a temple on the Quirinal Hill.

Book 15

Cut to the figure of Numa, the second king of Rome (after Romulus) who is ambitious to understand the universe who travels to Crotona and there hears the legend of its foundation i.e. how Myscelus, the son of Alemon of Argos, was ordered in a dream to leave his home town, travel over the seas to found it.

The doctrines of Pythagoras

Turns out we’ve come to Crotona because this is where Pythagoras lived and, unexpectedly, Ovid now describes in some detail the teachings of Pythagoras.

‘I delight in journeying among the distant stars: I delight in leaving earth and its dull spaces, to ride the clouds; to stand on the shoulders of mighty Atlas, looking down from far off on men, wandering here and there, devoid of knowledge, anxious, fearing death; to read the book of fate, and to give them this encouragement!’

He has Pythagoras deliver a speech of 404 lines, roughly half the length of the book, touching on a set of Pythagorean concerns:

Polemical vegetarianism – in the Golden Age there was no hunting and killing of animals. ‘When you place the flesh of slaughtered cattle in your mouths, know and feel, that you are devouring your fellow-creature.’

Metempsychosis – be not afraid of death for no soul dies: ‘Everything changes, nothing dies: the spirit wanders, arriving here or there, and occupying whatever body it pleases, passing from a wild beast into a human being, from our body into a beast, but is never destroyed. As pliable wax, stamped with new designs, is no longer what it was; does not keep the same form; but is still one and the same; I teach that the soul is always the same, but migrates into different forms.’

Is this why this long Pythagoras section is included? Because the belief in metempsychosis is a kind of belief in universal metamorphosis, posits a world of continual metamorphoses?

Eternal Flux – of nature, of all life forms, of human beings which grow from the womb, ever-changing.

The Four Ages of Man – in the womb, helpless baby, playful toddler, young man, mature man, ageing man etc.

The four elements – being earth, water, air and fire, endlessly intermingling, changing combinations.

Geologic changes – seashells are found on mountaintops, deserts were once pasture, islands become joined to the mainland, parts of the mainland slip under the sea. The magic properties of many rivers, some of them turn you to stone, some into birds. If the earth is an animal, volcanoes like Etna are outlets for her fires.

Animals – brief references to well-known folk stories, like buried dead bulls give rise to bees, frogs are born from mud. A buried war horse gives rise to hornets. Bury a dead crab and it will change into a scorpion. Twaddle. The legend of the phoenix. Lynxes can change their sex. Coral is wavy below water but becomes stone on contact with the air. Twaddle.

Cities rise and fall: Thebes, Mycenae, Sparta. Troy was once mighty and is now ruins. This allows Pythagoras/Ovid to mention rumours of a new city, Rome, rising by Tiber’s banks. Pythagoras recalls Helenus’s prophecy for Rome:

Helenus, son of Priam, said to a weeping Aeneas, who was unsure of his future: “Son of the goddess, if you take careful heed, of what my mind prophesies, Troy will not wholly perish while you live! Fire and sword will give way before you: you will go, as one man, catching up, and bearing away Pergama, till you find a foreign land, kinder to you and Troy, than your fatherland. I see, even now, a city, destined for Phrygian descendants, than which none is greater, or shall be, or has been, in past ages. Other leaders will make her powerful, through the long centuries, but one, born of the blood of Iülus, will make her mistress of the world. When earth has benefited from him, the celestial regions will enjoy him, and heaven will be his goal.”

Surely this is all hugely channelling Virgil and his vision of the rise of Rome portrayed in the Aeneid.

Most odd. It’s a crashing example of Ovid’s love of tricks and games and poetic tours de force to include a big passage of philosophy in a supposedly epic poem, or poem about love and transformations. It’s almost a deliberate provocation, to rank alongside his odd jumping over big aspects of the Trojan War and of the life of Romulus. Is it intended to be a serious exposition of Pythagoras’s teachings on the lines of Lucretius’s vast exposition of Epicurus’s philosophy in De Rerum Natura? Or is it an elaborate joke? Was he just constitutionally incapable of taking anything seriously?

Numa listens to this great discourse and takes Pythagoras’s teachings back to Rome where he spreads them before dying of old age. His wife, Egeria, goes lamenting through the country but is confronted by Hippolytus, son of Theseus. He tells his story, namely how his father’s wife, Phaedra, fell in love and tried to seduce him. When he rejected her, she accused him of trying to rape her to her husband, Hippolytus’s father. He was sent into exile but when crossing the Gulf of Corinth a vast wave filled with the roars of bulls spooked his horses who galloped off dragging him behind them till he was flayed. He goes down to the Underworld but is healed by Asclepius and given a disguise by Diana.

But Egeria continues lamenting her husband til Diana turns her into a pool of water. Romulus is amazed to see his spear turn into a tree. Cipus acquires horns.

The long-winded story of how Asclepius in the form of a snake saved Rome from a plague.

Caesar and Augustus

Then the poem reaches its climax with unstinting praise of the emperor Augustus:

Caesar is a god in his own city. Outstanding in war or peace, it was not so much his wars that ended in great victories, or his actions at home, or his swiftly won fame, that set him among the stars, a fiery comet, as his descendant. There is no greater achievement among Caesar’s actions than that he stood father to our emperor. Is it a greater thing to have conquered the sea-going Britons; to have led his victorious ships up the seven-mouthed flood of the papyrus-bearing Nile; to have brought the rebellious Numidians, under Juba of Cinyps, and Pontus, swollen with the name of Mithridates, under the people of Quirinus; to have earned many triumphs and celebrated few; than to have sponsored such a man, with whom, as ruler of all, you gods have richly favoured the human race?

Venus warns all the gods of the conspiracy she can see against her descendant, Julius Caesar, but in another important statement of the limits of the gods powers:

It was in vain that Venus anxiously voiced these complaints all over the sky, trying to stir the sympathies of the gods. They could not break the iron decrees of the ancient sisters. (p.355)

Still Ovid enjoys devoting half a page to all the signs and portents which anticipated the assassination of Julius Caesar, as lovingly reproduced in Shakespeare’s play on the subject. And Jupiter delivers another, longer lecture on the unavoidability of fate.

Then Jupiter, the father, spoke: ‘Alone, do you think you will move the immoveable fates, daughter? You are allowed yourself to enter the house of the three: there you will see all things written, a vast labour, in bronze and solid iron, that, eternal and secure, does not fear the clashing of the skies, the lightning’s anger, or any forces of destruction. There you will find the fate of your descendants cut in everlasting adamant.

Which turns into Jupiter praising Caesar’s adopted son, Augustus, worth quoting in full seeing as what happened to Ovid soon after:

‘This descendant of yours you suffer over, Cytherean, has fulfilled his time, and the years he owes to earth are done. You, and Augustus, his ‘son’, will ensure that he ascends to heaven as a god, and is worshipped in the temples. Augustus, as heir to his name, will carry the burden placed upon him alone, and will have us with him, in battle, as the most courageous avenger of his father’s murder. Under his command, the conquered walls of besieged Mutina will sue for peace; Pharsalia will know him; Macedonian Philippi twice flow with blood; and the one who holds Pompey’s great name, will be defeated in Sicilian waters; and a Roman general’s Egyptian consort, trusting, to her cost, in their marriage, will fall, her threat that our Capitol would bow to her city of Canopus, proved vain.

‘Why enumerate foreign countries, for you or the nations living on either ocean shore? Wherever earth contains habitable land, it will be his: and even the sea will serve him!

‘When the world is at peace, he will turn his mind to the civil code, and, as the most just of legislators, make law. He will direct morality by his own example, and, looking to the future ages and coming generations, he will order a son, Tiberius, born of his virtuous wife, to take his name, and his responsibilities. He will not attain his heavenly home, and the stars, his kindred, until he is old, and his years equal his merits.’

Julius looks down on his son who has superseded his achievements and the poem ends with a prolonged and serious vow, invoking all the gods, that Augustus live to a ripe old age.

You gods, the friends of Aeneas, to whom fire and sword gave way; you deities of Italy; and Romulus, founder of our city; and Mars, father of Romulus; Vesta, Diana, sacred among Caesar’s ancestral gods, and you, Phoebus, sharing the temple with Caesar’s Vesta; you, Jupiter who hold the high Tarpeian citadel; and all you other gods, whom it is fitting and holy for a poet to invoke, I beg that the day be slow to arrive, and beyond our own lifetimes, when Augustus shall rise to heaven, leaving the world he rules, and there, far off, shall listen, with favour, to our prayers!

It could hardly be more fulsome.

In a sense the entire theme of miraculous transformation can be seen as a kind of artistic validation or evidence base or literary justification for the belief that Julius Caesar really was transformed into a god at his death and that his adopted son will follow in his path. The poem dramatises the ideology which underpins Augustus’s power. In their way – a subtle, playful, colourful way – the Metamorphoses suck up to Augustus just as much as Virgil’s Aeneid does, until the sucking up becomes as overt as it could possibly be in the last few pages.

Long female soliloquies about love

As mentioned, some passages are very similar to the Heroides in that women are given long soliloquies in which they make a case, argue and discuss issues with themselves (always about illicit love).

  • Medea (book 7)
  • Scylla (book 8)
  • Byblis (book 9)
  • Myrrha (book 10)
  • Iphigeneia (book 12)
  • Hecuba (book 13)

Allegorical figures

Mostly the narrative concerns itself with mortals and gods whose attributes and abilities are only briefly mentioned, as it’s relevant to the story. But a couple of times the narrative introduces grand allegorical figures who are given the full treatment, with a description of their dwelling place, physical appearance, accoutrements and so on. Although I know they’re common in medieval literature and later, they remind me of the allegorical figures found in Spenser’s Faerie Queene and, later, in Paradise Lost (I’m thinking of Sin and Death who Satan encounters in book 2).

  • Hunger (book 8)
  • Sleep (book 11)
  • Rumour (book 12)

Credit

Mary M. Innes’ prose translation of Ovid’s Metamorphoses was published by Penguin books in 1955.

Related links

Roman reviews

Metamorphoses by Ovid – 1

My design leads me to speak of forms changed into new bodies.
Ye Gods (for you it was who changed them) favour my attempts,
And bring my narrative from the very beginning of the world, even to my own times.
(Opening lines of the Metamorphoses in 1851 translation)

My purpose is to tell of bodies which have been transformed into shapes of a different kind. You heavenly powers, since you are responsible for those changes, as for all else, look favourably on my attempts, and spin an unbroken thread of verse, from the earliest beginnings of the world, down to my own times.
(First sentence, in Mary M. Inne’s 1955 prose translation)

I want to speak about bodies changed into new forms. You, gods, since you are the ones who alter these, and all other things, inspire my attempt, and spin out a continuous thread of words, from the world’s first origins to my own time.
(A.S. Kline’s 2000 translation)

(This is the first of two summaries and reviews of Ovid’s Metamorphoses.)

Ovid’s other books are good but the Metamorphoses stands head and shoulders above them. It is the length of an epic poem but instead of telling one story is a vast compendium of Greek myths and legends, starting at the creation of the universe and continuing all the way through to the deification of Julius Caesar, and all the stories in between are linked by one underlying theme – the physical change and transformation of their protagonists. It brings together myths and legends which describe the transformation of human beings into all kinds of other forms including animals, trees, rocks, birds, constellations, flowers, springs and so on.

To take a classic example, in book 1 the mischievous god of love, Cupid, shoots Apollo with a golden dart to inflame him with uncontrollable love for the maiden Daphne, who Cupid shoots with one of his arrows tipped with lead, which have the opposite effect, making the victim shun and flee love. Thus Apollo chases Daphne who does everything to evade him and finally, in pity of her distress, the father of the gods Jupiter transforms her into a laurel tree. In a very moving line, Apollo places his hand on the new bark of the tree and feels her human heart still beating through it.

The Metamorphoses consists of 15 books and retells over 250 myths. At 11,995 lines it is significantly longer than the 9,896 lines and twelve books of Virgil’s Aeneid, though not nearly matching the 24 books and 15,693 lines of the Iliad. It is composed in dactylic hexameter, the heroic meter of both the ancient Iliad and Odyssey, and the more contemporary Roman epic, the Aeneid.

The Metamorphoses are important because, as other sources of information were lost in the Dark Ages, it preserved detailed versions of classic myths in one handy repository. It acted as a sort of handbook of myths and was a huge influence on Western culture as a whole, inspiring writers such as Dante, Boccaccio, Chaucer and Shakespeare (the story of Venus and Adonis becoming the subject of one of his two long narrative poems, the tragedy of Pyramus and Thisbe burlesqued in A Midsummer Night’s Dream, and thousands of references to other stories littering the plays). Numerous episodes from the poem have been depicted in countless works of sculpture, painting, and music.

The poem itself metamorphoses

The text is not only about gods tormented by love and humans changing into animals or objects, the text itself works by changes and transformations. What I mean is the text isn’t as clear and logical as you might expect but one tale leads on to another in a semi-random way, some tales are suspended while others are completed, many take the shape of tales within tales i.e. one story is part-way through being told when a character embarks on telling a completely different story and you have to wait for this second one to finish before you go back to hearing the end of the first one (for example, the story within a story about the Muses’ competition in book 5).

Although it’s as long as an epic poem, the Metamorphoses not only has no unity of narrative – hopping all over the place from story to story – it also is very uneven in genre and tone. It handles a range of themes which you might expect to find in numerous ancient genres of literature, from descriptions of fighting you would expect in epic to passages of deep lament such as you’d find in elegy; from scenes of profound and searing tragedy to plenty of scenes which start out as idyllic pastoral. Very frequently some character or other gives a lengthy speech, which in its rhetorical argumentation, wouldn’t have been out of place in a Roman court of law.

As if reflecting the ever-changing, transforming narrative, which describes endless transformations, the tone and genre of the poem are themselves continually changing as they move among these different genres and ranges.

Three types of metamorphosis

I’d suggest three types of transformation in what follows, using the two vectors of mortal/immortal and temporary/permanent:

1. A god disguises themself

A god temporarily disguises themselves as someone or something else, remaining essentially the same beneath, male gods generally for the purposes of seduction, female goddesses generally for the purpose of revenge (the story of Philemon and Baucis in book 8 is a rare instance of benevolent, charitable disguising) – it is a temporary change.

2. A god transforms themself

A god transforms themselves into something else completely: Jupiter transforming himself into a bull to abduct Europa or a shower of gold to inseminate Danae, and so on – it is a temporary change. Some lower divinities can also transform themselves, for example Proteus or the river Acheloüs (book 9).

3. A god transforms a mortal

By far the most numerous category, where a god or the fates or some higher power transforms a mortal (or a lower divinity like a nymph or dryad) permanently, unalterably, often tragically.

Contents

Book 1

The Creation of the universe by the orderly transformation of chaotic elements into the world we see around us. The evolution of human society through the four Ages of Mankind, Gold, Silver, Bronze, Iron.

The great flood exterminates most of mankind. Animated beings are produced by heat and moisture out of the resulting mud. Among them is the serpent Python. Phoebus kills the Python and institutes the Pythian games as a memorial.

Survivors of the flood, Deucalion and Pyrrha, throw stones behind them which, to their amazement, turn into humans to repopulate the earth.

Cupid punishes Apollo for mocking him, by making him fall madly in love with Daphne and pursuing her through the woods till Daphne is turned into a laurel tree. Henceforward, laurels are Apollo’s symbol.

Jupiter seduces Io then hides her from his jealous wife, Juno, by changing her into a cow. Juno admires the white heifer so Jupiter finds himself giving her as a present to Juno. Juno entrusts the cow to the care of Argus, who has a hundred eyes and never sleeps. Io wanders pastures as a cow, miserably unhappy, till she is reunited with her father Peneus who laments her fate, till Argus arrives and drives her on. Jupiter takes pity and has Mercury rescue her. First Mercury tells Argus the story about the transformation of the nymph Syrinx into reeds to lull him to sleep; then chops his head off and rescues Io. Juno takes Argus’s eyes and embeds them in the tail feather of her favourite bird, the peacock. Enraged, Juno sends a Fury to torment Io, who adopts the shape of a gadfly, driving her madly through Europe and into Egypt. Here Jupiter begs Juno to forgive her rival, the latter relents, and Io is finally reverted back to a woman.

A long account of how Phaëton, son of Phoebus god of the sun, persuades his father to let him drive the great chariot of the sun, which he proves unable to control, veering the sun all over the sky and causing catastrophic damage on earth.

Book 2

The story of Phaëton continued, ending with him being zapped with a thunderbolt by Jupiter. His four sisters – Phaethusa, Lampetie plus two unnamed ones – mourn him and are turned into trees. Cygnus, a relative of Phaëton’s, mourns him and is turned into a swan.

Jupiter repairs the walls of heaven, spots Callisto, woos her and when she resists, rapes her. Callisto’s ‘shame’ is revealed when she bathes with Diana and her nymphs. She gives birth to a son, Arcas. Juno tracks her down and attacks her but she turns into a bear. Fifteen years later Arcas has grown into a lusty lad who loves hunting and one day encounters his own mother as a bear and is about to kill her when Jupiter stays his hand. Jupiter whirls both son and mother into the sky and makes them constellations.

How the crow was made, namely she was a beautiful maiden, the god of the sea fell in love and pursued her, she threw up her hands in entreaty to heaven and was turned into crow.

The maid Nyctimene is raped by her father, Epopeus, a king of Lesbos. She flees into the woods in shame, refusing to let herself be seen. The goddess of wisdom, Minerva, takes pity on her and turns her into an owl, the bird which famously only comes out at night and becomes Minerva’s companion and symbol.

The raven had been a sleek, silvery bird but when Phoebus fell in love with the maid Coronis of Larissa, the raven spied her being unfaithful to the god with a young Thessalian mortal. In a moment of fury Phoebus shot Coronis dead with an arrow, then immediately repented his folly as she died in his arms: a) he took revenge on the snitching crow by turning it black b) he took their unborn child, Aesculapius, from Coronis’s womb and entrusted him to the care of Chiron the centaur.

Chiron has a daughter named Ocyrhoe. She starts to prophesy Chiron’s terrible death to him but the fates forestall her and turn her into a mare.

Mercury steals the cattle of Apollo but their location is noticed by the cowherd Battus. Mercury makes Battus swear not to reveal their location but then returns in disguise and offers him a reward for the secret and Battus promptly reveals their location, breaking his promise, and so Mercury turns his heart to hard flint, the kind called ‘touchstone’.

Aglauros had crossed the goddess Minerva by revealing secrets about her. Minerva visits the wretched hovel of the slimy goddess Envy and tells her to poison Aglauros’s heart, which she does, making her tormented with envy that her sister, Herse, has caught the heart of Mercury. When Mercury comes to the sister’s house to visit Herse, Aglauros refuses to budge out the doorway so Mercury turns her into a statue.

Jupiter transforms himself into a bull in order to mingle with the herd of cattle which regularly browse near Sidon. He orders Mercury to gently drive the cattle down to the shore where the beautiful maiden, Europa, daughter of king Agenor, daily plays with her attendants. The maidens play with this new bull (i.e. Jupiter in disguise), garland his horns, he lies down, tempts Europa to climb on his back, and then makes off into the sea, carrying her, terrified, away from the shore and her friends and over the sea to Crete.

Book 3

King Agenor commands his son Cadmus to seek his lost sister Europa. In Boeotia Cadmus slays a dragon (‘the serpent of Mars’) and is told to plant its teeth in the soil which he is then astonished to see sprout and grow into warriors. These tooth warriors then fight each other to the death, leaving just five who become Cadmus’s companions in founding the new city of Thebes.

The young mortal, Actaeon, stumbles across the goddess Diana bathing naked with her nymphs and she punishes him by transforming him into a stag which is then torn to shreds by his own hounds.

Juno discovers Jupiter is sleeping with Semele. She disguises herself as Semele’s old nurse, pops down to see her and they get chatting. Juno plants a seed of doubt in the girl’s mind by saying many a man claims to be a god to bed a girl; she (Semele) should insist to Jupiter, the next time she sees him, that he reveal himself in all his glory. So next time Jupiter calls, Semele makes him promise to give her anything she wants and, when he agrees, says she wants to see his true nature. Jupiter is now constrained to keep his word and so sorrowfully gathers his entire might together and, revealing himself to Semele in his blistering glory, incinerates her to ashes. Sad Jupiter takes the child in her womb and sows it in his own calf for 9 months and, when it is born, hands it over to nymphs for safekeeping. This will be Bacchus who is known as ‘the twice-born’.

Jupiter and Juno argue over who enjoys sex most, men or women. They agree to the arbitration of Tiresias who was born a man but lived 7 years as a woman before being restored to maleness i.e. has experienced sex as a man and a woman. Tiresias confirms that women get more pleasure from sex. Juno is so furious at losing the argument that she strikes him blind. Jupiter gives him the gift of prophecy as compensation.

Narcissus and Echo. The river-god Cephisus ‘ravishes’ Liriope, the Naiad, taking her by force under his waves and impregnating her. She gives birth to a beautiful boy, Narcissus. By age 16 he is a beautiful youth but cares nothing for suitors, male or female. One day the nymph Echo saw him, driving frightened deer into his nets. Juno had already punished Echo: for on many occasions when Jupiter was having sex with this or that nymph, Echo kept Juno chatting interminably to cover for him. When Juno realised this she struck her with two afflictions ) reducing her speech to the minimum b) giving her no power over it but making her merely ‘echo’ what others said to her.

So when Echo sees the beautiful Narcissus she is struck with love and adoration and follows him round everywhere, but can never initiate a conversation, having to wait for him to say something and then feebly echoing the last phrases. When she comes forward to face him she can only echo his words of astonishment and then of repulsion, for Narcissus loves no-one and runs off, abandoning her. Since then Echo haunts caves and dells and lonely places and slowly her body wasted away till she became an invisible voice, wanly repeating what anyone who wanders into places like that happen to say.

Meanwhile Narcissus continues to scorn all lovers, male or female and one of them lifts their hands to the gods, asking for him to suffer the same unrequited passion he causes in others. The goddess Nemesis hears and makes it so. Narcissus comes to a pool and rests and looks into it and falls in love with his own reflection. He is struck by fierce unrequitable love and beats his own chest drawing blood, laments, droops and is turned into a flower, the narcissus, with white petals (his ivory skin) surrounding a yellow heart (his blonde hair) with flecks of red (the blood he drew when he struck his own chest in the agony of love).

Pentheus mocks Bacchus and is torn to pieces by the god’s devotees including his own mother.

Book 4

While the festival of Bacchus goes on outside, the daughters of Minyas high-mindedly refuse to join in but sit inside spinning and telling stories. The story of Pyramus and Thisbe whose parents forbade their love so they made a midnight rendezvous at an old tomb but Thisbe, arriving first, saw a lioness fresh from a kill coming to the pool to drink. She safely hid but the lioness found her veil and tore it to shreds before leaving. Pyramus arriving a little later found the blood-stained veil, concluded his beloved had been killed and dragged away and so stabbed himself with his sword. At which point Thisbe came out of hiding to discover her beloved dying and, in turn, fell on his sword. The gods took pity and turned the berries of the mulberry tree under which the lovers took their lives, the colours of their blood.

Venus is unfaithful to her husband, Vulcan, with Mars. Helios the sun god sees this and tells Vulcan. Vulcan makes a new of metal and catches Venus and Mars in the act, then invites all the gods to come and see them, caught in this humiliating position.

As revenge, Venus makes Helios fall in love with Leucothoe and ignore another young woman, Clyties, who is desperately in love with him. Helios disguises himself as Leucothoe’s mother, Eurynome, to gain entrance to her chambers and reveals himself to Leucothoe, seduces and has sex with her.

But Clytie, consumed with jealousy, reports Leucothoe’s affair to her father Orchamus, who punishes his daughter by burying her alive. Helios sees this and comes to her rescue but Leucothoe is dead before he can save her. Helios sprinkles her body with fragrant nectar and turns her into a frankincense tree.

Clytie meanwhile, scorned by Helios for her involvement in Leucothoe’s death, sat pining away, constantly turning her face to the sun until she turns into the heliotrope, whose flowers follow the sun.

Salmacis falls in love with Hermaphroditus and their bodies are combined.

All these stories have been told by the daughters of Minyas as night fell and they worked their looms, ignoring the festival of Bacchus outside. Now Bacchus takes magic revenge, turns their looms into trees and the three daughters are transformed into gibbering bats.

Juno drives Athamas and Ino mad. Athamas dashes out the brains of his son, Ino jumps into the sea clutching her baby daughter, but they are transformed into gods out of pity. Ino’s attendants on the clifftop hold out their hands in lamentation, but are themselves turned to stone.

Cadmus and his wife flee the city where their children have come to such bad ends, and he is transformed into a snake and she entwines with him. Bacchus triumphs everywhere and is worshiped as a god in India

Cut to the adventures of Perseus. Alongside Cadmus and Bellerophon, Perseus was the greatest Greek hero and slayer of monsters before the days of Heracles. He was the son of Jupiter and the mortal woman Danaë who Jupiter came to as a shower of gold (she had been locked up in a tower by her parents).

The Gorgon was a snake-headed monster and anything that looked at her directly was turned into stone. Perseus kills the Gorgon by fighting the reflection of it he sees in his shield. Then he flies back to Europe. As he passes over Libya, drops of blood fall on the desert and change into snakes, which is why Libya is notoriously infested with snakes.

He encounters Atlas, who holds the whole sky on his shoulders, and asks if he can rest for a bit in his gardens. But Atlas is paranoid about his golden tree with golden leaves and golden fruit so he refuses Perseus rest. They get into an argument, then a fight, which Perseus is starting to lose so he pulls out the Gorgon’s head and Atlas is transformed into the huge Atlas mountain.

Perseus rescues Andromeda who has been chained to a rock by the coast, from a sea monster. Before he fights, Perseus places the Gorgon’s head on a bed of leaves and the head’s stone-making influence spreads into the sea where it creates coral.

Book 5

Perseus is attacked by Andromeda’s fiance and his followers, which turns into an epic fight described in the manner of Homer or Virgil. Perseus turns most of the attackers into stone.

The nine daughters of Pierus challenge the Muses to a singing competition. For their impiety they are turned into chattering magpies, ‘the scandalmongers of the woods’. There follows a story within a story within a story; for (level 1) Ovid tells us that (level 2) one of the Muses relates to Ceres how they engaged in a singing competition with the daughters of Pierus, and (level 3) chose Calliope to sing for them: so what follows are the stories which Calliope sang in that competition:

“In Sicily, the abduction of Proserpina by Pluto, who takes her to his kingdom in the Underworld and makes her his queen. (Her mother, Ceres, searches the earth for her; when a boy taunts her, she changes him into a ladybird.) Ceres goes up to heaven to plead with Jupiter (who is both her father, and had sex with her – incest – to sire Proserpina). Jupiter says Proserpina can return to earth so long as she hasn’t eaten anything. Alas she had eaten seven seeds from a pomegranate, an act witnessed by Ascalaphus who tells Pluto, thus sealing Proserpina’s fate. For this treachery Ceres transforms him into a screech owl.

“The daughters of Achelous, Proserpina’s companions, wanted to search the earth for her, so the gods turn them into birds, but with human faces so they can continue singing sweetly.

“Arethusa was in the retinue of Diana, goddess of the hunt. She stripped off to bathe in a poo, and was promptly assaulted by the river god Alpheus who pursues her over hill and dale till she is changed into a spring which plunges into the earth to resurface on Orygia.

(I wonder if someone somewhere has created a map of where all the incidents in the Metamorphoses took place, all around the Mediterranean and North Africa.)

“Ceres hands her chariot and seeds to Triptolemus, telling him to fly across the land and sow them. He seeks accommodation with king Lyncus of Scythia, who treacherously attacks him in the night but is turned into a lynx.”

Only at this point does the narrative of the Muse to Ceres end.

Book 6

Arachne unwisely takes on Minerva in a weaving competition. The idea of tapestries gives Ovid yet another opportunity to show off his inventiveness and showcase the many different ways he can frame a narrative; in that each of the tapestries the two women weaves themselves display classical stories. Minerva’s tapestry shows permanent transformations of mortals:

  • Haemon and Rhodope transformed into snowy mountains
  • the queen of the Pygmies transformed into a crane
  • Antigone changes into a shining white stork
  • Cinyras’s daughter turned into a temple

For a summary of the incidents depicted on Arachne’s tapestry, see the section on ‘Rape culture’, below.

Furious, Minerva tears Arachne’s tapestry to shreds, the miserable woman tries to hang herself, at which pint Minerva condemns her to permanently dangling and changes her into a spider.

Niobe boasts to everyone in her city how blessed and happy she is, perfect husband, huge palace, 14 perfect children and calls on her people to worship her and not these ‘gods’ who nobody’s ever seen, specifically to drop the foolish worship of the god they all call Leto. She says the most foolish thing anyone can say in the ancient world: ‘ I am beyond the reach of Fortune’s blows’. Leto complains to her twin children, Phoebus Apollo and Diana, and Apollo promptly kills all seven of the sons by bow and arrow. Niobe still boats she has more children than Leto, so Apollo proceeds to kill all seven of her daughters. Niobe’s husband hangs himself form grief and she is turned to stone but which still weeps ceaselessly.

Then the people of Thebes tell among themselves other stories of similar transformations. For example, the peasants of Lycia who refused a drink from their lake for Leto when she was wandering thirsty carrying Phoebus and Diana as suckling babes. As punishment for refusing her water, Leto turned them into bickering, croaking animals condemned to live in their wretched lake i.e. frogs.

A very truncated version of the story of Marsyas who challenged Apollo to a competition playing the reed pipes. For his presumption, Apollo flays the poor man, stripping him of his skin but leaving him alive.

The harrowing story of Tereus king of Thrace, who marries fair Procne and takes her back to his kingdom. After a few years she asks if she can see her sister, Philomela, so Tereus sails back to her kingdom, greets her father, and makes the case for Philomela coming with him to visit Procne. Unfortunately Philomela is stunningly beautiful and the second Tereus sees her, he begins to lust after her. He makes pious promises to her father, Pandion, that he’ll look after the girl and Pandion waves her farewell at the harbour amid many tears. Once the ship docks back in Thrace, Tereus abducts a horrified Philomela and locks her up in a remote keep. Here he rapes her. When she reproaches him, he ties her up and cuts out her tongue. He then goes home and tells Procris her sister died on the trip back and pretends grief. Procris erects an empty tomb to her sister.

Tereus frequently returns to rape Philomela over a one-year period. Finally Philomela makes a tapestry depicting the events, folds it and gets a servant to deliver it to Procris. Reading it Procris is consumed with rage. The festival of Bacchus comes and Procris uses it as a pretext to find out the keep where Philomela is hidden, break into it along with a drunken mob, disguise her sister in reveller’s costume and bring her safe back to the castle.

When she sees her sister’s state and that her tongue has been cut out her rage knows no limits and she and Philomela murder her little son, Itys, cook him and serve him to Tereus at a grand feast. At the climax, after he’s eaten his fill of his own son, Procris tells Tereus what they’ve done and brings in mute Philomela holding Itys’s head. Tereus pushes the table away and goes to attack the women but all three are magically transformed into birds, Tereus became a hoopoe, Procne became the swallow who sings a mourning song for her child and Philomela became the nightingale.

The story of Boreas, the cold north wind, carrying off Orithyia against her will, to become his wife.

Book 7

A tenuous link carries us into the heart of the Jason and the Argonauts story, specifically when they arrive at the court of King Aeëtes of Colchis, and the king’s daughter, Medea, falls passionately in love with Jason. There follows a two-page soliloquy in which Medea argues with herself whether she should betray her father and homeland in order to aid Jason. Does love justify filial betrayal? This is very reminiscent of the closely-argued reasoning which fills Ovid’s early work, the verse letters from legendary figures, known as the Heroides.

It’s an unusually extended passage, for Ovid, which describes her seduction of Jason, then great detail about the magic medicine she creates to restore Jason’s father, Aeson, to youthfulness. Then she tricks the daughters of Jason’s father’s rival, Pelias, into cutting their own father’s throat, the idea being you drain the old blood from the person you intend to rejuvenate and replace it with magic potion: it worked for Aeson because Medea infused his veins with potion, but once his daughters have mercilessly slashed and drained Pelias of his lifeblood, Medea simply leaves them with the father they’ve murdered, flying off in a chariot pulled by dragons (she is a powerful witch).

Her flight over Greece allows Ovid to make quick passing references to half a dozen other stories about strange legendary transformations – Cerambus given wings, the woman of Coa growing horns, Cygnus hanging into a swan, the lamenting of his mother Hyrie who is turned into a pool, the transformation of the king and queen of Calaurea into birds, Cephisus’s grandson changed by Apollo into a seal, the transformation of Eumelus’s son into a bird, Alcyone changed into a bird.

Her arrival in Corinth allows Ovid the brief aside about an ancient legend that mortals were first created from fungi. But the super-striking thing about the Medea passage is that Ovid only refers in a sentence, in quite a cryptic and obscure throwaway, to the central fact about Medea that, after Jason abandoned her for a new bride she a) murdered her own children by Jason b) cast a curse on the new bride. This is thrown away in just half a sentence.

Was this because Ovid had already written one of the Heroides about Medea? Or because she was the subject of his only full-length play (widely praised by ancient critics but now, unhappily, lost)?

Anyway, on to Theseus. The people of Athens sing him a song of praise which allows Ovid to cram in all the hero’s great achievements. The narrative focuses in on King Minos of Crete’s aim to wage war against Athens. Minos sails to Oenopia to recruit the young men of king Aeacus, who refuses, saying he has ancient ties of alliance with Athens.

Then a deputation from Athens arrives and the king tells them about the plague which has devastated his land. Juno sent it because the island was named after one of Jupiter’s many lovers. (She is an awesome agent of destruction, Juno; the entire narrative of the Aeneid is driven by her venomous hatred of the Trojans.)

Ovid describes this at surprising length, evoking memories of the description of the plague in Thucydides, which was copied by Lucretius to end his long poem, De Rerum Natura, and also echoes Virgil’s description of the great cattle plague in Noricum, in the finale to the third Eclogue (3.478–566).

‘Wherever I turned my eyes, bodies lay strewn on the ground, like overripe apples that fall from the trees when the boughs are shaken, or like acorns beneath a storm-tossed oak. (7.580, page 171)

So king Aeacus tells his guests at length about the devastation of the plague but then goes on to describe a strange dream in which he saw a file of ants heading for an old oak said to date from Jupiter’s time, and how they transformed into big strong, dogged men and then he woke and his people came running into his bedchamber to tell him it was true: and this is the origin of the race of men he named Myrmidons. This is a so-called ‘etiological myth’ based on an (incorrect) interpretation of the name, because the name Myrmidon is close to the ancient Greek for ant, murmekes.

One of the envoys from Athens, Cephalus, bears a wooden javelin. He tells its story: Cephalus married Procris, daughter of Erechtheus but is then abducted by Aurora goddess of the dawn. He complains so much that Aurora lets him return to his wife. But he is soured, adopts a disguise, returns to his home in disguise and tries to woo and seduce his sad wife. When she finally hesitates in face of his barrage of offers, he throws his clothes and bitterly accuses her of betrayal. Distraught at his trick, Procris runs off into the hills and becomes a devotee of the huntress god Diana. He pleaded and begged and eventually she returned, bearing a special magic gift, a javelin which never misses its mark.

Part two of the story is Cephalus loved to go a-hunting every day, throwing the javelin which never missed its prey. As the day got hot he’d lie under a tree and ask for a light breeze to refresh him, addressing ‘zephyr’ as the generic name for refreshing breezes. Someone overheard him and snitched back to his wife, accusing him of having taken a nymph or suchlike as a lover. So next day he goes hunting, Procris tailed him. He killed a load of wild animals then lay in the shade, as was his wont, idly calling on a zephyr to cool his brow, but Procris, hidden nearby, overheard, groaned a little and tremored some bushes. Thinking it a wild animal, Cephalus lets fly with the magic javelin which never misses its mark and pierces Procris through. He runs over and cradles her in his arms as she dies, explaining her mistake i.e. there was no nymph Zephyr, it was all a misunderstanding. Too late.

By the time he has finished telling his tale, Cephalus and his listeners are in tears. No transformation, just reinforcement of the ancient Greek tragic view of life.

The psychology of metamorphoses

In two senses:

1. It is a fundamental fact of human nature that we anthropomorphise everything; we attribute agency and intent to all aspects of the world around us, starting, of course, with other people, but often extending it to animals and other life forms (trees and plants and crops), to the weather, to everything. Our language reflects the way our minds place us at the centre of a world of meaning and intention. People routinely think their pets are saying this or that to them, that the weather is against them, that their car won’t start on purpose, that their pen won’t work in order to irritate them, and so on. It takes a high degree of intelligent scepticism to fully, emotionally accept the fact that the universe and all it contains is sublimely indifferent to our lives and moods and opinions. Stuff happens all the time and humans have evolved to attribute it a wild array of meanings when, in fact, it has none.

These marvellous transformation stories in a sense give in to the instinct to humanise nature, dramatises and takes to the max this inborn tendency in all of us. I’ve always felt that trees are people. In an earlier, more poetic iteration, I developed the notion that the trees are talking to us but are speaking veeeeeery veeeeeeeeery slowly, so slowly that we can’t perceive what they are saying. It is terribly important, the message of the trees, but, alas, we are all in too much of a hurry, zooming round in thrall to our petty human concerns, to hear it.

2. Ovid’s sources in ancient literature, and his later, medieval and Renaissance imitators, tend to allegorise the myths they inherited and give them moralising meaning, but Ovid is more sophisticated than that. Rather than draw neat moral lessons from the fates of his protagonists, Ovid is far more interested in putting us directly in the shoes (or claws or hooves) of his poor unfortunate mortals. Again and again, he vividly conveys the distress of people as they are being changed into something else, or the terror or anger which drives them towards the change. Forget moralising or allegory: what makes the poem so memorable is the power with which Ovid makes you feel the experience of changing into a tree or a bird.

‘We took the cup offered by Circe’s sacred hand. As soon as we had drained it, thirstily, with parched lips, the dread goddess touched the top of our hair with her wand, and then (I am ashamed, but I will tell you) I began to bristle with hair, unable to speak now, giving out hoarse grunts instead of words, and to fall forward, completely facing the ground. I felt my mouth stiffening into a long snout, my neck swelling with brawn, and I made tracks on the ground, with the parts that had just now lifted the cup to my mouth.’
(Macareus describing what it feels like to be turned into a pig, book 14)

Storytelling skill

The Metamorphoses are, above all, an awesome feat of storytelling. Some passages of the Penguin prose translation by Mary M. Innes read like a modern children’s book, a modern retelling of these stories; you have to keep reminding yourself that this is not some modern retelling by Alan Garner or Michael Morpurgo but the original version from two thousand years ago. Again and again Ovid comes to a new story and sets the scene with the swift skill of a seasoned storyteller:

There was a valley thickly overgrown with pitchpine and with sharp-needled cypress trees. It was called Gargaphie and was sacred to Diana, the goddess of the hunt. Far in its depths lay a woodland cave which no hand of man had wrought… (Book 3, page 78)

God, I’m hooked! Tell me more! Where Ovid notably differs from a modern storyteller is in (maybe) three distinctive features of ancient literature, namely the length of the speeches, the lists of names, and the epic similes.

1. Length of the speeches

I won’t quote one because, by definition, they’re long but the ancients liked to hear people speak and were educated about and so savoured the art of oratory in a way nobody nowadays is capable of. Schools of oratory divided the subject into the ability to find the right topic and then the ability to deploy any number of carefully named and defined rhetorical techniques. This applied to poetry – which in the ancient world was often performed and read aloud to appreciative audiences – as much as to speeches in law courts or political speeches in the Senate or at electoral hustings.

We enjoy the descriptive passages in the poem and the psychological description of the characters’ emotions but we’ve lost the taste for extended speeches showing off rhetorical skills, which were an important part of the literary experience for its original author and audience.

2. Lists of names

In Tristram Shandy Laurence Sterne says: ‘There is nothing so lovely as a list’. We have largely lost this taste for lists of exotic names, especially place-names, but the ancients obviously loved them.

As he hesitated his hounds caught sight of him. Melampus and the wise Ichnobates were the first to give tongue, Ichnobates of the Cretan breed and Melampus of the Spartan. Then fhe others rushed to the chase, swifter than the wind, Pamphagus and Dorceus and Oribasus, all Arcadians, and strong Nebrophonus, fierce Theron and Laelaps too. Pteralas, the swift runner, was there, and keen-scented Agre, Hylaeus who had lately been gored by a wild boar, Nape, offspring of a wolf, Poemenis, the shepherd dog, Harpyia with her two pups, Ladon from Sicyon, slender-flanked, and Dromas and Canace, Sticte and Tigris, Alce, white-coated Leucon, and black-haired Asbolus; with them was Lacon, a dog of outstanding strength, Aello the stout runner, Thous and swift Lycisce with her brother Cyprius, Harpalus, who had a white spot in the middle of his black forehead, and Melaneus and shaggy Lachne, Lebros and Agriodus, both cross-bred of a Cretan mother and a Spartan father, shrill-barking Hylactor, and others whom it would take long to name… (p.79)

I suppose the length of this list indicates the wealth or status of Actaeon, but it also indicates a society which has a strong interest in hunting dogs and their pedigree which none of us moderns share. There is something relentless or excessive about these lists, which go on for a reasonable length of time, then a bit too much, then a lot too much, but just keep on going. It adds lustre to any story but in a way alien to our sensibilities. Take this list of the heroes involved in the Great Calydonian Boar Hunt:

At last Meleager and a handpicked group of men gather, longing for glory: Castor and Polydeuces, the Dioscuri, twin sons of Tyndareus and Leda, one son famous for boxing, the other for horsemanship: Jason who built the first ship: Theseus and Pirithoüs, fortunate in friendship: Plexippus and Toxeus, the two sons of Thestius, uncles of Meleager: Lynceus and swift Idas, sons of Aphareus: Caeneus, once a woman: warlike Leucippus: Acastus, famed for his javelin: Hippothoüs: Dryas: Phoenix, Amyntor’s son: Eurytus and Cleatus, the sons of Actor: and Phyleus, sent by Elis. Telamon was there, and Peleus, father of the great Achilles: with Admetus, the son of Pheres, and Iolaüs from Boeotia were Eurytion, energetic in action, and Echion unbeaten at running: and Lelex from Locria, Panopeus, Hyleus, and daring Hippasus: Nestor, still in the prime of life: and those that Hippocoön sent, with Enaesimus, from ancient Amyclae: Laërtes, Penelope’s father-in-law with Ancaeus of Arcady: Mopsus, the shrewd son of Ampyx: and Amphiaraüs, son of Oecleus, not yet betrayed by his wife, Eriphyle. (Book 8)

More than that, maybe this fondness for very long lists indicates a kind of earlier stage of writing when just naming something – a person or place, heroes or hounds – was a kind of magical act which conjured them into existence. First there is nothing, then I say a name and lo! I have conjured up an image and a memory; that the act of naming something evoked a far more powerful psychological effect in the minds of people 2,000 years ago than it possibly can in our over-media-saturated modern minds, an incantatory effect more akin to reciting a religious liturgy or spell.

3. Epic similes

Ovid’s similes are not as long as Homer’s similes, but it’s part of the epic style to use extended similes and Ovid frequently does. Thus the figures of warriors sprouting from the soil where Cadmus sowed them.

Then Pallas…told [Cadmus] to plough up the earth and to sow the serpent’s teeth, as seeds from which his people would spring. He obeyed and, after opening up the furrows with his deep-cutting plough, scattered the teeth on the ground as he had been bidden, seeds to produce men. What followed was beyond belief: the sods began to stir; then, first of all a crop of spearheads pushed up from the furrows, and after them came helmets with plumes nodding on their painted crests. Then shoulders and breasts and arms appeared, weighed down with weapons, and the crop of armoured heroes rose into the air. Even so, when the curtains are pulled up at the end of a show in the theatre, the figures embroidered on them rise into view, drawn smoothly upwards to reveal first their faces, and then the rest of their bodies, bit by bit, till finally they are seen complete and stand with their feet resting on the bottom hem. (3.110, p.77)

Or the insatiable hunger of Erysichthon’:

As the sea receives the rivers from all over the earth and yet has always room for more and drinks up the waters from distant lands, or as greedy flames never refuse nourishment but burn up countless faggots, made hungrier by the very abundance of supplies and requiring more, the more they are given, so the jaws of the scoundrel Erysichthon welcomed all the provisions that were offered and at the same time asked for more. (8.840, page 201)

Love and sex

Ovid is often depicted as mocking the earnest attempts to reform and rebuild Roman society carried out by the first emperor, Augustus – indeed, the immoral tendency of his handbook of seduction, The Art of Love, was cited by Augustus as one reason for the poet’s abrupt exile in 8 AD to the remotest borders of the Roman Empire.

And it’s true that many of the Greek myths turn out to be overwhelmingly about love and sex and Ovid tells them in the same swashbuckling, full-on style we became familiar with in the Amores and Art of Love. The king of the gods, Jupiter, in particular, is portrayed as a shameless philanderer, to the eternal fury of his exasperated wife, Juno, who is destined to endlessly discover more mortal women her husband has had an affair or one-night stand with, condemned to endless acts of furious vengeance.

But Ovid can’t be blamed for any of this; it’s in his source material, it’s intrinsic to the source material. The Greeks were obsessed with the terrible, mad behaviour which love and lust led both gods and mortals into.

Sex is central. Men chase women and want to have sex with them; women resist and don’t want to have sex. Men pursue women, trap them, have sex with them, then dump them, abandoning them to their fates. Human nature doesn’t change, at least not in the blink of an evolutionary eye which is 2,000 years.

Sex is made to mirror, reflect, rhyme or match the metaphor of the hunt. Hunting was a peculiarly aristocratic activity (as it has been through most of history right up to modern fox hunting) and it seemed natural to Ovid, as for generations afterwards, to compare chasing reluctant women for sex with hunting animals. Again and again the same set of hunting similes is deployed.

On the male side, Jupiter is portrayed as an insatiable pursuer of women, a fantastically susceptible male who falls in love with every pretty woman he sees and will go to any lengths to have sex with them, prepared to transform himself into the most outlandish animals or shapes to get his end away – triggering the wrath of his long-suffering wife, Juno, again and again.

However, in story after story it is the relatively innocent mortal woman who falls victim to Jupiter’s attentions who ends up being punished. A classic early example is poor Io who Jupiter transforms into a cow in order to hide her from Juno, but the latter sees through the disguise and relentlessly pursues Io, sending a gadfly to torment her half way across Europe and on into Africa.

In other words, in myth after myth, it’s the victim who gets blamed.

Jupiter’s narrative function

To some extent I realised the ‘character’ of Jupiter is a kind of functional product. Reading about Perseus and the generation of heroes, and how they were followed by Hercules, I realised that if your aim is to maximise the glory of a hero, giving him maximum kudos, then you will, of course, want him to have been fathered by the king of the gods.

If you have a large number of heroes fathered by Jupiter then, by definition, you must have a large number of mortal women who Jupiter inseminated. So the ‘character’ of Jupiter as sex machine is really more of a kind of narrative function of the fact that the Greeks had so many Great Heroes and they all needed to have been fathered by the top god. QED.

Juno’s narrative function

In the same way, reading this narrative led me to think of Juno (queen of the gods, long-suffering wife of Jupiter) as a kind of principle of opposition.

At a narrative or manifest level, she is a kind of spirit of revenge, seeking out and punishing the many women who’ve had sex with her husband. But at a deeper, structural level, she is a principle of blockage and opposition which, in a sense, enables the narratives.

I’d forgotten that Juno had a lifelong enmity against Hercules. It was Juno who induced a madness in him that made him kill his wife and children, for which he was ordered to serve Eurystheus, king of Mycenae, for ten years. It was during this time that he performed the famous 12 labours. So no opposition from Juno, no labours, no myth.

Ditto Aeneas. At a basic level the Aeneid only exists because of Juno’s endless implacable opposition to Aeneas which, as far as I could tell, stemmed purely from anger at the way Paris, prince of Troy, rejected her in favour of Venus during the famous Judgement of the three goddesses to see which was most beautiful. It was nothing that Aeneas himself ever did, it was simply coming from the same city as the ingrate Paris who didn’t give her the prize.

But the motive doesn’t really matter, what matters for the narrative structure of the Aeneid is that every time Aeneas gets close to fulfilling his destiny, Juno throws a spanner in the works. In fact the entire second half of the Aeneid only exists because Juno sends a Fury to stir up Turnus’s anger at the way King Latinus takes his fiancée, Lavinia, away from him and gives her to the newcomer, Aeneas, and to enrage Lavinia’s mother for the same reason – and it is their allied anger which triggers the war which fill the last six books of the poem. No furiously resentful Juno, no Aeneid.

Rape culture

Apparently the term ‘rape culture’ was coined as long ago as 1975. My impression is that it’s only become reasonably common usage in the last five years or so, especially since the #metoo movement of 2017. Looking it up online, I find this definition:

Rape culture is a culture where sexual violence and abuse is normalised and played down. Where it is accepted, excused, laughed off or not challenged enough by society as a whole. (Rape Crisis)

Ovid’s Metamorphoses without a shadow of a doubt portrays a rape culture, a culture in which the forcible rape of women is a) widespread and b) accepted as the norm. It does not go unremarked; the narrator occasionally laments and disapproves of this or that act of rape, as do the relatives of the woman who’s been raped. Rape is judged by most mortals in the poem to be a crime. But there is no denying its widespread presence as the central event in scores of these stories. All you have to do is translate the weasel word ‘ravish’ into ‘rape’ to get a sense of its ubiquity.

One of the Muses, the daughters of Mnemosyne, makes this theme completely explicit:

‘There is no limit to what wicked men may do, and so unprotected women have all manner of cause for fear.’ (5.270, page 123)

Here are some of the stories where aggressive men force sex on unwilling women, or try to:

  • Apollo’s pursuit of Daphne
  • Jupiter rapes Callisto
  • Jupiter’s abduction of Europa
  • Nyctimene is raped by her father, Epopeus,
  • Pluto’s abduction of Proserpina
  • Alpheus’s pursuit of Arethusa
  • Dryope is raped by Apollo (book 9)
  • Priapus pursues the nymph Lotis who is changed into a flower (book 9)

In book 6 Arachne weaves a tapestry depicting a staggering list of the lengths male gods have gone to in order to abduct and ‘ravish’ mortal women:

  • Jupiter turned into a bull to seduce Europa
  • Jupiter turned into an eagle to abduct Asterie
  • Jupiter turned into a swan in order to seduce Leda
  • Jupiter turned into a satyr to impregnate Antiope
  • Jupiter impersonating Amphitryon in order to have sex with his wife
  • Jupiter turned into a shower of gold to impregnate Danae
  • Jupiter turned into flame in order to seduce Asopus’s daughter
  • Neptune turned into a bull to seduce Aeolus’ daughter
  • Neptune deceiving Bisaltis as a ram
  • Neptune becoming a stallion to seduce Ceres
  • Neptune becoming a dolphin to seduce Melantho
  • Phoebus disguised as a shepherd to seduce Isse
  • Bacchus tricking Erigone in the guise of a bunch of grapes
  • Saturn in the shape of a horse fathering the centaur Chiron on Philyra

Quite a stunning list. You’d be forgiven for concluding that using every trick in the book to finagle women into sex was the main activity of the male Greek gods, leaving the female ones to actually get on with running things, like agriculture, justice, childbirth and rearing, and wisdom.

Rape culture might have been ‘normative’ in the world of the legends themselves, but is not entirely so in the narrative. It’s worth noting that Ovid rounds off this Arachne passage by describing all of these ‘seductions’ as ‘crimes’ (bottom of p.137).

‘Crimes’. Ovid is perfectly clear that this is not good or acceptable behaviour and can be criticised. If it is ‘accepted’ it is because it is the way of these myths and legends, it is the often brutal tragic way of the world; but it is not quite ‘normalised’ i.e. passing uncriticised.

Possibly, purely in terms of categorising events and attitudes within the poem, a distinction can be made between a mortal and an immortal rapist: mortal men tend to be criticised for rape, whereas when it comes to gods, the narrator shrugs his shoulders and says, ‘What can you do?’ It is accepted as a fact of life, along with all the other violent injustices that mortal life is prey to.

‘The gods have their own laws: what is the use of trying to relate human conduct to the ways of heaven, when they are governed by different rules?’
(Byblis, book 9)

Tragic worldview

The gross unfairness of the rape culture aspect of the stories merges into the general unfairness of life which runs through the poem. You might start out by criticising or judging some of the characters’ behaviour, but after a while trying to regard the stories from a ‘moral’ point of view comes to feel hopelessly inadequate. It’s more accurate to say that all of its protagonists are caught in a tragic world. Terrible, inhuman suffering is described on every page.

Ovid goes out of his way to say it wasn’t Actaeon’s fault that curiosity led him to stumble across the cave where Diana was bathing naked with her attendant nymphs. When she splashes pond water into his face and transforms him into a deer it’s not clear she does this to prompt his terrible fate, but more to silence his human ability to tell tales, to tell anyone else what Diana naked looks like. But this sequence of events then has the horrible outcome that Actaeon is torn to shreds by his own hunting hounds.

It is as if humans, with their petty system of morality, are continually blundering into the higher moral order of the gods which is (paradoxically) dominated by gross injustice and horrifying violence, a place where there’s no point complaining about Juno or Apollo or Diana’s horrifying violence; that’s just the gods for you.

The healing power of stories

There’s not very much of conventional ‘morality’ about the Actaeon story or most of the other tales but it obviously says a lot about the terror of the world – that our lives are prey, at any moment, to powerful forces way beyond our control which lead to terrible violence and howling injustice. Like a family in Kiev who have led worthy, blameless lives until one of Vladimir Putin’s missiles lands on their house and tears them to shreds. There is no justice. The world is prey to random acts of unspeakable violence. And the purpose of these myths is to shape that anxious apprehension into narratives we can accept and assimilate and which, in the act of being shaped, acquire a terrible kind of beauty and grim consolation. Just about…

This is why the stories, weird and wonderful though they almost all are, at the same time seem to be telling us something important about the world and human existence. To describe a beautiful girl turning into a tree with a beating heart may seem fantastically irrelevant to modern citizens of the UK in 2022. But modern people have strokes, car accidents, catastrophic injuries which put them into comas, render them paraplegic, incapable of movement, wired up to life support. But if you put your hand against their chest, just as Apollo puts his hand against Daphne’s bark, you can still feel the human heart beating within, despite the terrible transformation they’ve undergone.

After the extreme suffering, terror or anguish of the humans caught in terrible events, the metamorphoses offer a weird kind of redemption or consolation. Nothing redeems Philomela’s terrible ordeal (being kidnapped, having her tongue cut out, and repeatedly raped); but her transformation into a nightingale suggests the remote possibility that in some unfathomable, surreal, barely graspable kind of way, such experiences and, by extension, the miserable human condition, may, just about, possibly, be capable of some kind of redemption – giving rise to a terrible kind of wonder.

Mary Innes’s translation

Innes’s prose translation is clear and plain, eschewing fancy effects and, dating as it does from the 1950s, avoids slang or any modern locutions. It feels clear and effective. However, comparing it to the online translation by A.S. Kline, one very important fact comes out.

Ovid employs circumlocution. Very, very often Ovid does not directly name a character but indicates who they are via their family relationships, most often via their parents. Thus we read about ‘the son of Mars’, ‘Ixion’s son’, ‘the son of great Peleus’ and so on. Or characters, especially the gods, are referred to by alternative names: for example, I had no idea that Juno could be referred to as ‘Saturnia’. Or they’re referred to by the place of their birth, for example ‘the Idalian god’.

Often an entire story goes by in a welter of periphrases, without the character ever being directly named and this makes it pretty difficult for the modern reader to know what’s going on or who’s being talked about.

Innes reproduces this periphrasis with complete fidelity with the result that it is often very difficult to make out who is being talked about, and this is the one big flaw with her translation. By contrast, Kline does the sensible thing and names names. Instead of saying ‘Ixion’s son’ he comes right out and says ‘Pirithous’. I cannot over-emphasise how helpful this is.

In addition, Kline’s version has a super-useful online glossary, with precisely these kinds of periphrases, secondary names and so on, all boldened in the main text and hyperlinked to the glossary. So even where he retains a periphrastic phrase, you only have to click the link to get to a clear and useful explanation of who’s who. Absolutely invaluable.

Innes’s translation is readable and definitive but her fidelity to the original on this one point is a big flaw and meant that, to begin with, I kept having to look the stories up on Wikipedia to be completely clear who was who. All it needed was to insert the names of the people so often referred to as ‘son of…’, as Kline does, and the reading experience would have been immeasurably improved. About half way through I abandoned Innes and switched over to reading Kline solely for this reason.

(For a summary and notes on the second half of the Metamorphoses, see my next blog post.)


Credit

Mary M. Innes’ prose translation of Ovid’s Metamorphoses was published by Penguin books in 1955.

Related links

Roman reviews

The elegies of Tibullus translated by A.M. Juster (2012)

But if you’re slow you shall be lost! How fast the time
escapes – the days don’t linger or return!
How fast the earth relinquishes its purple hues!
How fast tall poplars lose their gorgeous leaves!
(Book 1, elegy 4)

The Oxford University Press edition of the elegies of Tibullus is a lovely artefact to hold and own. It’s beautifully produced, with a stylish line drawing of a woman in Victorian dress adorning the white cover, and the print quality and page layout on the inside feel just as light and clear and stylish.

Three authors

The text is the product of three authors.

1. Albius Tibullus himself was one of the leading writers of ‘elegiacs’ as the Roman republic turned into the Roman empire under the rule of Augustus. We have no certain evidence for either of his dates, but scholars guesstimate he was born between 55 and 49 BC and died soon after 19 BC, so at an early age of between 30 and 35.

Tibullus was a member of the equestrian class and so well-off, despite the conventional claims of ‘poverty’ made in his poems. All these poets claimed ‘poverty’ because it was one of the conventions of the genre; it didn’t mean what we think of as poverty so much as indicate their moral probity, putting them on the side of simple, traditional, rural values against the luxury and decadence of the city rich.

Tibullus is mentioned in some of the poems of his contemporaries Horace (65 to 8 BC) and Ovid (43 BC to 18 AD). Tibullus published just 2 books of elegies amounting to just 16 poems in all (book 1, 10 elegies, book 2, 6 elegies). This edition contains the full Latin texts of all 16.

(In fact, the state of Tibullus’s poems is messier than this simple layout suggests; a third and fourth book of elegies survives from antiquity but most scholars think they are not his work, while some of the canonical 16 have issues of order and logic which suggest they may have been tampered with. All this is discussed in the introduction but, as it were, buried in the crisp, clear formal layout of the text itself.)

2. This edition also contains an admirably to-the-point introduction and thorough and useful notes by Tibullus scholar Robert Maltby. We learn that these are taken from Maltby’s own larger, more scholarly edition of Tibullus, cut down and focused for this OUP paperback. Many notes for classic texts are obvious and trite, for example telling you who Julius Caesar or Mars were. In notable contrast, Maltby’s notes are outstanding, clarifying all the unusual references in each poem, and consistently going deeper than the obvious, telling us fascinating things about Roman social practices, delving deep into the origins of the gods or the stories of the many figures from myth and legend who Tibullus mentions.

3. And the third author is the translator of the poems themselves, award-winning American poet, translator and essayist A.M. Juster.

What is an elegy?

The modern sense of ‘elegy’ as a lament for the dead only crystallised during the 16th century. 2,000 years ago, in the ancient Greeks and Romans the word had a much wider definition – elegies could cover a wide range of subject matter (death, love, war).

The defining feature of them is that they were written in elegiac couplets or ‘elegiacs’, which consist of a dactylic hexameter verse followed by a dactylic pentameter verse i.e. six ‘feet’ in the first line, five in the second. Juster repeats this format fairly precisely, producing couplets whose first line has six beats, the second line, five beats. 6 then 5.

My girl is now held hostage by a surly guard
and her stout door is shut and bolted tight.

I’ve often tried to banish pains of love with wine,
but sorrow turned the uncut wine to tears.

The effect was to create a kind of dying fall at the end of each couplet, hence its attraction for poets who wanted to write an elegy in our sense, and the elegiac couplet was in fact the metre used for writing funeral inscriptions and sometimes these found their way into elegiac poems (Tibullus includes a few in his poems). However, the most famous of the Roman elegists copied the way that late Greek or Hellenistic poets had used it to express personal and often amatory subject matter.

Elegiac couplets were felt to be appropriate for the expression of ‘direct and immediate concerns’, by contrast with the hexameter which was felt to be the metre for continuous narrative, as in Homer’s epics.

Catullus was the first Roman poet to co-opt the form from the Greek Hellenistic poets and adapt it to Latin. He was followed by Tibullus (in his elegies), Propertius (in his elegies) and Ovid (in the Amores, Heroides, Tristia and Letters from Pontus).

Elegiac couplets were also used for actual funeral inscriptions on gravestones,

Love poems

The classic Roman elegists used the form to write love poems, often (apparently) surprisingly candid about their own love affairs. The convention quickly arose of devoting some or all of the poems to a beloved mistress, who receives the poet’s devotion despite being often capricious or antagonistic.

Catullus can be said to have invented many aspects of this convention in his poems to Lesbia, universally taken as a pseudonym for the Roman aristocrat Clodia Metelli with whom he (if the poems are to be believed) had a passionate affair and then an equally emotional falling out. Tibullus’s contemporary, Propertius, addresses his elegies to the figure of ‘Cynthia’. A little later, Ovid addresses a figure named ‘Corinna’, though there is widespread agreement that she probably didn’t exist but was a poetic convention.

Tibullus’s lovers

Tibullus for his part, addresses three figures in his short collection: Book 1 addresses a figure called called Delia (the later Roman writer claimed, Apuleius, claimed that her real name was Plania). The poems are in no logical order so don’t portray a clear narrative. Sometimes she is referred to as single, sometimes as married. Some of the poems imply their relationship began when her husband was away serving with the army in Cilicia. At some point the poet discovers that Delia has another lover. When her husband returns, the poet now has two rivals!

Meanwhile, some of the poems in book 1 also address a boy, Marathus. The three poems centred on Marathus constitute the longest poetic project in Roman literature having homosexual love as theme, being 1.4, 1.8 and 1.9.

In the second book the place of Delia is taken by ‘Nemesis‘, who appears in 2.3, 2.4 and 2.6. Nemesis is clearly a pseudonym, given that it is the name of a famous goddess. This person was probably a high-class courtesan and appears to have had other admirers besides Tibullus. In the Nemesis poems Tibullus complains bitterly of his bondage, and of her rapacity and hard-heartedness. In spite of all, however, she seems to have retained her hold on him until his death.

Tibullus’s patron

Tibullus’s patron was the statesman and general, Marcus Valerius Messalla Corvinus. The introduction tells us that Corvinus was patron of a circle of poets which included Propertius and the young Ovid, and was himself an author of poetry. He was ‘a stickler for purity of style in Latin’, which may go some way to explaining the elegance of Latin diction which Tibullus is noted for.

Although an old school republican, Corvinus allied himself with the new regime and served as co-consul with Augustus in 31 BC. Seen from this perspective, Tibullus’s praise of rural values, respect for the traditional gods, support of his patron and his son, all fall into line with the tendency of Augustan propaganda. Doesn’t exactly explain, but makes sense of, the extended passage in 2.5 where Tibullus gives a compressed account of the ancient origins of Rome – the odyssey of Aeneas, the war with Turnus, the prophecies of the Sibyl and so on – which echo or parallel the themes of the Aeneid by Virgil, who Tibullus certainly knew.

That said, Tibullus nowhere actually mentions Octavius/Augustus (unlike the numerous praising references found in Virgil and Horace) and his positive references to Egypt and its religion (Isis, Osiris) in elegy 1.7 also run counter to Augustan propaganda, which was vehemently anti-Egyptian.

The poems

I propose to summarise the content of each poem, then, because they are stuffed with references to myth and legend alongside details of Roman social life, to note any bits of social history which interest me. At the end I’ll discuss Juster’s translation.

Book 1 contains 10 poems just as Horace’s first book of satires does and Virgil’s 10 eclogues. Publication allowed a poet to arrange poems very much not in chronological order, but thematically.

1.1 (78 lines)

May someone else assemble wealth of gleaming gold
and hold vast plots of cultivated land,
one who would fear the constant toil of lurking foes,
one whose sleep flees when Mars’ trumpets blare.
May poverty provide me with an idle life
while steady fire burns within my hearth…

First poems in collections set out the themes and announce the tone. Tibullus’s describes his longing for the simple life on a rural farm, planting fruit trees and vines himself and piously worshipping the country gods. This is contrasted with the ambition for glory of his patron, Marcus Valerius Messalla Corvinus, himself an orator and poet as well as a statesman and military commander. Only at line 57 is Delia introduced, at whose door the poet waits. He imagines his own funeral where she weeps for him.

1.2 (100 lines)

Pour more unwatered wine, and let it overcome
fresh grief so sleep controls my weary eyes
and, when my brow is Bacchus-bludgeoned, may no man
awaken me as barren passion rests.
My girl is now held hostage by a surly guard
and her stout door is shut and bolted tight…

The ancient Greeks were great for categorising everything, particularly in the arts. So they had a name for the type of poem describing a lovelorn lover struck outside the locked door of his beloved. It was called a paraklausithyron (melos) meaning ‘(a song) at the locked door’. Propertius wrote one (where the door itself speaks) and Ovid, too (where he addresses the doorkeeper).

Delia has been put under lock and key by her husband. The poet says he’ll get drunk to drown his sorrows, appeals to the door to let him in, then Delia to come and open it. He describes the many ways Venus helps illicit lovers. Then tells us he’s paid a witch to help his affair and describes here (awesome) powers. Unlike his rival who went off to win glory in war, all the poet wants is a quiet rural idyll with his Delia.

Historical notes: everyone else seems to ignore it but I am brought up short by the ubiquity of slavery in ancient Rome. Some Roman householders kept a door slave chained to their front door, to greet visitors and manage its opening and closing.

1.3 (94 lines)

Messalla, you will sail Aegean seas without me.
O that your staff and you remember me!
Phaeacia confines me, sick, in foreign lands;
grim Death, please keep your greedy hands away!

The poet has fallen ill at the island of Corfu, while accompanying his patron, Messalla, on official business to the East. The poem links together a number of reflections on this situation. He bids farewell to Messalla, who’s sailing on without him. He remembers parting from Delia in Rome, which leads him to ask Delia’s favourite deity, Isis, for a cure. He expresses his own preference for the good old traditional Roman gods, and then to contrast the Golden Age of Saturn with the present Age of Iron, with its endless wars. He imagines dying and being led by Venus to the Elysium reserved for devoted lovers, as opposed to the Tartarus or hell reserved for those who scorn love. Finally he imagines arriving back in Rome and his loving reception by Delia.

Note: the cult of Isis spread from the East to Rome during the first century BC and became popular among women of Delia’s class: the mistresses of both Propertius and Ovid were said to be devotees. Isis was worshipped twice a day, once before sunrise, once in the afternoon. At religious ceremonies women untied their hair, which was usually bound and braided. Isis’s male priests had completely shaven heads. Isis demanded of her female devotees periods of sexual abstinence, often ten days in duration which rankled with the sex-obsessed male elegists.

1.4 (84 lines)

‘Priapus, so a shady cover may be yours
and neither sun nor snowfall hard your head,
how does your guile enthrall the gorgeous boys?’

We’ve only had three poems mentioning Tibullus’s passionate love for Delia before the sequence is interrupted by a completely unexpected hymn to pederasty i.e. adult male love for adolescent boys. This is one of the three poems on the subject of Tibullus’s love for the boy Marathus. Homosexual love was fairly frequent in the Greek tradition but was avoided by the Romans (although it appears in some of Virgil’s Eclogues and Virgil is reported as having been gay).

The poem takes the form of an address to Priapus, the god of fertility. Tibullus invokes the god who then takes over the poem and delivers a mock lecture on the art of loving boys, which comes in 6 sections:

  • beware the attractions of boys ‘who will always offer grounds for love’
  • be patient, ‘his neck will bit by bit accept a yoke’
  • do not hesitate to use false oaths, for the Father forgives oaths sworn ‘in lust’
  • do not delay too long
  • do whatever your boy wishes, ‘love wins most by subservience’
  • Priapus laments the current fallen times when youths value money more than love and poetry!

Only at this point do we learn the lecture is meant to be passed on by Tibullus to his friend Titius, but Titius’s wife won’t allow him to make use of it and so Tibullus himself will, reluctantly, have to become ‘a teacher of love.’

May those deceived by tricks
of cunning lads proclaim me as the expert!
To each his source of pride! For me it’s counselling
spurned lovers.

The notion of a ‘love teacher’ was common in Greek New Comedy and so crops up in the plays of Plautus, who pinched the plots of all his plays from the Greeks. Soon after Tibullus, it was to form the basis of Ovid’s humorous poems, The Art of Love and The Remedy For Love.

Note: at their initiation the priests of the Mother goddess, Cybele, castrated themselves in a frenzy to the sound of Phrygian flutes (and, you would imagine, screams of pain).

1.5 (76 lines)

I claimed I took the break-up well, and I was tough,
but my persistent pride is now long gone,
since, like a top with string, I move on level ground
while whirled by talents of a skilful lad…

The second paraklausithyron or ‘locked outside the lover’s door’ poem. The narrator thought he could bear a separation from his beloved, but he can’t. His devotion helped restore her to health when she was ill by performing various magic rites; but now she has taken another lover. He had dreamed of an idyllic life in the country with her but now these dreams are scattered like winds across perfumed Armenia. He’s tried to forget her through wine and other women, who blame his impotence on her witchcraft, but really it’s her beauty which has bewitched him. A bawd or madam has introduced her to a rich lover. The poet delivers an extravagant curse of this ‘witch’. The poet pleads the true love of the poor lover (i.e. himself) but alas, doors only open for cash now.

The poem is structurally interesting because it mentions many of the points described in 1.2 and shows how each one has deteriorated.

Notes: burning and branding were typical punishments for slaves. The Romans had a word for slaves born into a household, a verna. Such slaves appear to have been treated more indulgently and so were more likely to chat and confide than slaves bought from outside.

The ‘curse poem’ was a full-blown literary genre in Hellenistic Greek poetry.

1.6 (86 lines)

You always flatter me, Love, so I’m snared, though later,
to my sorrow, you are harsh and sad.
Why are you so cruel to me? Or is there special glory
when a god has set a human trap?

The final Delia poem. Even more disillusioned than in 1.5, the poet realises Delia didn’t have a new lover forced on her by the bawd who he so extravagantly cursed in 1.5 but has, of her own free will, taken a new lover. He starts off attacking the god of love, Amor. He addresses Delia’s husband, itemising all the tricks whereby they deceived him then makes the outrageous suggestion that the husband give Delia to him (the poet) to protect. A spooky description of a priestess of the war goddess, Bellona, prophesying that anyone who touches a girl under love’s protection will lose his wealth should be a warning to her rich lover. He admits Delia is not to blame and should not be harmed, not least on account of her mother, who helped the couple in their affair. The poem ends with an appeal to Delia to be faithful and a description of the miserable old age of the faithless woman.

The irony throughout the poem is that Tibullus has been undone by his own tricks being performed, now, by another lover. Only in the notes to this poem does it become clear that Delia doesn’t have a ‘husband’ in the legal sense. So is she the kept courtesan of a rich man who, when he was away, took Tibullus as a lover and now has taken another? This version add pity to the vision of her as a widow without any legal rights and having to make a pitiful living by weaving which the poem ends on.

It’s impressive how there have only been five poems about Delia and yet it feels like I’ve read an entire novel about their affair, packed with emotions and vivid details.

Notes: In his description of his ‘enslavement’ to Delia, the poet says he is ready to accept ‘the cruel stripes and the shackles’ which are reserved for slaves.

1.7 (64 lines)

While spinning threads of fate a god cannot unwind,
the Parcae prophesied about this day,
this one that would disperse the tribes of Aquitaine,
that made the bravely conquered Atur tremble…

A song of pretty sycophantic praise to his patron, Messalla, on the latter’s birthday, celebrating his achievements, namely his victory over the Aquitanians in Gaul, the triumph he was awarded on 25 September 27 BC, his successful mission to the East, and his repair of the Via Latina (the kind of restoration work Augustus required of the well-off). The central section, describing his mission to the East, includes a hymn to the Egyptian god Osiris, who is identified with the Greek god, Bacchus, and a digression into how Bacchus invented cultivation of the vine.

In a typically useful note Maltby points out that this poem was written relatively soon after Augustus’s defeat of Antony and Cleopatra at the Battle of Actium (31 BC) and the couple’s suicide in 30 BC, BUT it departs from the usual fiercely negative tone of Augustan propaganda (compare it with the negative references to the ill-fated couple in the Aeneid). Maltby interprets this as calling for the peaceful integration of Egypt into the Roman imperium.

Notes: Slaves worked the fields of the Roman aristocracy chained together in chain gangs. Tibullus has the heart to call them ‘mortals in distress’ (41).

Each Roman had a guardian spirit watching over him called his Genius, who was born with him and protected him during his lifetime.

1.8 (78 lines)

There is no hiding from me what dome tender words
in whispers and a lover’s nod convey.
For me there are no lots, no livers linked to gods,
no songbirds that predict events for me…

Opens with Tibullus assuming the role of teacher of love, telling the poem’s addressee to admit to being in love, warning that cosmetics don’t work, comparing the addressee with a girl who never uses make-up but looks great. Old age is the time for make-up. What enchants is physical presence, thigh pressed against thigh. Only at line 23 do we learn that he is addressing a boy. It emerges that Tibullus is in love with a boy who is in love with the pretty girl mentioned earlier. Tibullus now tells the girl not to beg presents from the boy, but only from old admirers who can afford them. Quick now, while you are young, there’s time enough for make-up when you’re old.

No gems and pearls delight a girl who sleeps alone
and cold, and is desired by no man.

He tells her not to be tough on the boy and only now do we learn his identity, Marathus, the same boy as in 1.4, and we realise Tibullus is addressing them both as if they’re there, together, in front of him. We learn the girl is called Pholoe. He tells her to relent, pointing out that Marathus once enjoyed playing hard to get to older lovers; now the boot’s on the other foot and he himself is suffering agonises form being rejected by Pholoe.

It is a very dramatised poem, with Tibullus first addressing the boy and girl as if they’re in front of him, then handing over the narrative to Marathus. But then we’ve seen the high degree of dramatisation and multiple voices in Horace’s epistles and odes.

1.9 (84 lines)

If you were going to abuse my wretched love,
why make vows by the gods profaned in private?
O wretch, though broken oaths can be concealed at first,
the punishment still comes on muffled feet…

Closely related to 1.8, this also features Tibullus addressing lovers, in this case a boy who Tibullus is in love with (presumably the same Marathus) and an old married man who has bought the boy’s love with gifts (a recurring trope in all these love poems, the buying of love). Tibullus starts by cursing the boy for selling out to a rich lover, then kicks himself for having helped the boy so actively in his pursuit of the girl, holding a torch for him on midnight assignations, persuading the girl to come to her door to speak to the boy, and so on. He marvels that he was so naive (‘I should have been more wary of your traps’), and wrote love poems. Now he wishes Vulcan to come and burn those poems to ash.

At line 53 the narrator turns to the old married man who’s pinched him, and hopes his wife has umpteen affairs, surpassing even the licentiousness of his sister. He doesn’t realise his debauched sister taught his wife all his sexy tricks. The poet wishes the aroma of all his wife’s lovers will linger in their marital bed.

Then returns to the boy, asking him how he could sleep with such a monster, with his ‘vile, gouty flesh and elderly embraces’. The poem closes by ending the Marathus affair (‘Just get lost, you who only want to sell your looks’), saying he will take a new lover, and rejoice in the boy’s ‘torment’, and dedicate a palm to Venus in thanks for his escape. The final couplet is an actual dedication to the goddess, elegiac metre being used for real-life inscriptions.

It belongs to a recognised type in the ancient world, the ‘end of the affair’ poem (surprising that the Greeks don’t have a handy term for it).

Notes: slaves could be punished by being whipped ‘with a twisted whip’, lashing their shoulders, or branded. I am by now realising that the theme of slavery, as transposed to the trope of ‘love’s slave’ and ‘the slavery of love’, features in every poem. It is a stock trope to go alongside the conceit of love’s ‘wars’. The poet may be a warrior for love, a soldier of love, a casualty of love’s wars, or a slave for love etc.

1.10 (lines)

Who was the first to make horrific two-edged swords?
How ired and truly iron that man was!
First murder of the human race, then war was born,
then quicker ways to grisly death were opened…

Having rejected gay and straight love, the poet returns to the Roman ideal of a stable marriage. This is the last poem in the and it book picks up themes adumbrated in the first, such as rejecting war and greed in favour of the simple rural life. But now the poet finds himself being dragged off to war (we don’t know which war or when) and wishes for the lost Golden Age before war or greed were heard of. Oh how he loved scampering about under the gaze of the simple wooden household gods of his childhood! Oh let him live a simple life and dedicate simple sacrifices to the gods and let someone else ‘lay hostile leaders low’!

Half way through the poem switches to a vision of the dead in Hades, scratching their faces by the river Styx, waiting for Charon the filthy ferryman. Instead let us praise a simple farmer, such as he wants to be. There is a confusing passage when war and (apparently) sex or rape (?) intrude, before the last couplet invokes Peace, again.

So come to us while holding cornstalks, fertile Peace,
and may fruit spring from your resplendent breast.

2.1 (90 lines)

Be quiet, everyone! We’re cleansing crop and fields,
a rite still done as forebears passed it on.
Come Bacchus, and from your horns let sweet grapes hang
and, Ceres, wreath your brow with stalks of corn…

Book 2 opens with a dramatisation of a country festival. Procession to the altar of the sacred lambs, prayer to the ancestral gods, confirmation that the omens are good, toast to his patron, Messalla (‘pride of bearded ancestors’) in his absence, who he then asks to help him with the rest of the poem (as Virgil repeatedly asks Maecenas for help with his Georgics).

Then Tibullus sings a 30-line hymn in praise of the rustic gods and then the early farmers who developed the arts of agriculture. This segues into the final passage about Cupid, who was born among the beasts of the fields but quickly learned to ply his trade among humans, ah he causes much pain and sorrow. Which is why Tibullus enjoins him to lay down his bow & arrow and join the feast.

Notes: statues of the gods were often painted red, specially during festivals.

Tragic actors were awarded a goat, tragos in Greek, as a prize for their songs, which were performed in honour of Bacchus.

‘The gods are pleased by abstinence.’ Sexual abstinence was required before religious festivals.

2.2 (22 lines)

Let’s speak with joyous words; Birth-Spirit nears the altar.
Those present, male or female, hold your tongue!
Let hearths burn holy incense; let them burn perfumes
some gentle Arab sends from fruitful lands…

The shortest of the 16 elegies, this is addressed to Tibullus’s friend, Cornutus, on his birthday. Tibullus addresses Cornutus’s ‘Genius’, which probably means a statue or bust of him, brought from his house for the purpose. He (rhetorically) asks the absent Cornutus what gift he would like, then imagines Cornutus’s image nodding assent. Tibullus bets he will be praying for a wife’s true love, at which Tibullus asks Amor to come flying down and bring with him the bonds of a stable marriage. He asks the Birthday Spirit to provide Cornutus with healthy offspring.

It’s very brief and much more like a kind of fantasia or dream than the rather laboured discourses of the other elegies.

2.3 (86 lines)

Cornutus, farms and villas occupy my girl.
Alas, he who can stay in town is iron!
Venus herself has moved on now to open fields
and Love is learning rustic slang of farmers…

First of the short ‘sequence’ devoted to the new, ‘dark’ mistress, codenamed ‘Nemesis’. Whereas an idealised vision of the country is where Tibullus imagined his love for Delia, Nemesis is very much a woman of the city. The very wealth he had rejected in book 1, he now accepts if it helps him win his new, mercenary mistress.

The poem opens by addressing Cornutus. It is, in effect, a long moan to his friend. Tibullus laments that his mistress is being delayed in the country; Tibullus would do hard labour to release her; even Apollo underwent labours for his love, Admetus (11 to 36). Inevitably, he has a rival for her affections and attack on him leads into an attack on the greed of the present age (‘Our iron age applauds not love but loot of war’) and a series of lines condemning the lust for loot and the violence it motivates. And women are all too often lured by money – ‘Alas, I see that girls are thrilled by riches now.’

Only now, at line 57, do we discover the name of his mistress, ‘Nemesis’, the Greek word for retribution. Tibullus uses this technique of delaying the identity of the beloved in his poems about Delia and Marathus, obviously a stock technique to raise tension/introduce drama.

He is disgusted that his rival, her other lover, appears to be an ex-slave, one who ‘was often forced/to drag chalked feet upon a foreign scaffold’ – because (as Maltby’s excellent notes inform us) slaves on sale from abroad had their feet coated with chalk and were displayed in front of potential buyers on a temporary wooden scaffold.

Then the poem reverts to the rural setting, as he delivers 2-line curses of Ceres and Bacchus, the 2 deities most associated with the countryside, for keeping his beloved there. And he pines, not for the first time, for the Golden Age when men led simple lives, ate simple food, made love freely out of doors. The last line is a defiant claim that he will ‘never shrink from chains and lashes’ i.e. is prepared to become a slave for her sake.

2.4 (60 lines)

I see that I have gained both bondage and a mistress!
Farewell to native freedoms now for me!
Still, sadly, service is imposed and I’m in chains,
and for a wretch Love never loosens bonds,
and whether I have earned it or not sinned, it burns…

Picks up the slavery theme where 1.3 left off. The poet realises that, in acquiring a new mistress, he has put himself in bondage. He burns! He wishes he was unfeeling stone, was a cliff beaten by the sea. Poetry is useless; his mistress wants expensive gifts! If he’s not to be left whining outside her locked door he must forget poetry. Through verse he asks for access to his girl, a frequently repeated trope of the elegists – but it doesn’t work. It’s Venus’s fault, so he’ll profane her shrine. He curses the manufacturers of luxury goods for spoiling girls. He’s locked out of her house while any fool with money can bribe their way in. Then a passage bitterly cursing his beloved: may her house burn down, may she die unmourned. But then he relapses back into hopelessness: if she insists he sell his ancestral home, he’ll do it, yes and drink potions prepared by Circe or Medea, even drink the piss from a mare in heat, he’ll do it for his love!

2.5 (122 lines)

Phoebus, protect the novice entering your shrine;
come quickly to perform with song and lyre…

Tibullus’s longest poem. It is an invocation of the god Apollo in celebration of the induction of the son of his patron, Marcus Valerius Messalla Messallinus, into Apollo’s priesthood. (This took place about 19 BC i.e. not very long before scholars think Tibullus himself died.) The opening couplets describing Apollo’s powers are very evocative, as is his vision of Rome before it was settled, when it was merely a few idyllic villages.

What makes the poem so long is it swiftly moves on to mention the Sibylline books (which the priests of Apollo guarded) and then retells many of the prophecies of the ancient Sibyl about:

a) the founding of Rome by Aeneas (the subject of Virgil’s epic poem, the Aeneid), quick vignettes of Ilia and Romulus, mentions of Lavinia and Turnus, focus of the second half of the Aeneid
b) events surrounding the assassination of Caesar and the subsequent civil wars – quite extensive subjects

The poem ends with an extended description of a rural festival, in its final lines introducing the figure of Cupid who has wounded the poet who now suffers from the pangs of love. Tibullus asks mercy of Nemesis (for it is she) so that he has the strength to celebrate the great achievements of young Messalinus, envisioned as driving through conquered towns.

The notes point out that by expanding the range of subject matter of the elegy, Tibullus paved the way for Propertius to do likewise, in his book 4, and Ovid in his Fasti.

Notes: there were three types of divination in ancient Rome: augury (observation of the flight and call of birds), sortilege (casting lots) and haruspicy (examining the liver and entrails of sacrificed animals).

2.6 (54 lines)

Macer is called up. What will come of tender Love?
Be friends and bravely lug gear on his neck?

Another ‘locked out’ poem. It starts by describing the fact that this ‘Macer’ is being called up (much scholarly debate about who this is ‘Macer’ is) and is off to the wars. The poet extends a brief description of a young man off to the wars into his own situation, an embattled man in love, who cannot keep away from his beloved’s locked door.

If only love’s weapons could be destroyed. He’d have killed himself now if only cruel Hope did not assure him Nemesis will relent. He prays at the grave of Nemesis’s dead sister, that she will pity him. He blames Nemesis’s bawd or madam, named as Phryne, for locking him out, and curses her. (Shifting the blame from the beloved to her ‘bawd’ and bad advisor was a traditional trope in ‘locked out’ poems).

Greek poetry had traditionally opposed Hope and Nemesis, which adds resonance to their binary opposition here.

The last couplet of Tibullus’s last poem curses this bawd or madam, calling down the retribution of the gods on an old woman.

Juster’s translation

Juster’s translation is efficient but it doesn’t zing, not like Rolfe Humphrey’s dazzling translation of Lucretius or Peter Fallon’s brilliant translation of Virgil’s Georgics. Again and again I read couplets which I thought even I could have phrased a bit more smoothly. It’s not as baggy as Cecil Day Lewis’s translation of the Eclogues, but there’s… no… pzazz. No magic.

I swore so often not to go back to her door
yet when I swore, my wilful feet returned. (2.6)

I imagine Juster is conveying the sense accurately, and he keeps very closely to the elegiac format i.e. 6 beats in the first line of each couplet, 5 in the second, throughout. But without the roll and rise:

Whichever god gave beauty to a greedy girl,
alas, he brought much evil with the good,
and so the sobs and brawls resound; in short, it’s why
Love is a god who’s disrespected now. (2.4)

Close, but no cigar.

I praise the farm and gods of farms; with them as guides
life meant not fending hunger off with acorns. (2.1)

Accurate, efficient but…none of the surprise and joy of really wonderful poetry.

Summary

I know I’m meant to be paying attention to Tibullus’s achievement as an elegiac poet, noting his expansion of the genre, his three (tiny) sequences of poems to Delia, Nemesis and Marathus, noting the sexual fluidity of ancient Rome, noting his expansion of the genre to include the paean to his patron’s son and so on.

But it’s hard to take his descriptions of rural idyll seriously, when you know that a) he was actually a well-off aristocrat and city boy and b) from history books, that the friendly family farm described by him and Virgil and Horace had largely disappeared to be replaced by vast latifundia worked by shackled slaves.

Hard to take his complaints about this or that high-class courtesan or pretty boy playing hard to get or demanding expensive gifts, when that was the convention of the time. Hard to take his complaints against luxury very seriously, when historians tell us the 1st century BC saw unprecedented wealth pour into Rome and the lifestyles of the rich meet dizzy heights, and we know he himself was a member of the wealthy equites class.

In other words, almost all the substance of the poems is sophisticated pose and artifice. And, as so often, what I most noted was the references in every poem to slavery, to chains and shackle, to the punishments of whipping and branding (!), to the description of newly imported slaves being lined up on a wooden scaffold and auctioned off. That image, that idea, that suffering, vastly outweighs Tibullus’s fake descriptions of his own stereotyped emotions.

I take the point that there was an entire genre of poems called ‘at the door’ poems or paraklausithyrai. But whenever I think of The Door I can’t help remembering the note which says many doors of the rich had a slave shackled to them, to guard them, to prevent admission to undesirables, to call a senior servant to vet visitors, and that if this slave slipped in his duty or spoke out of turn he could be whipped, branded, beaten and, in extreme cases, have his legs broken or be crucified.


Credit

Tibullus elegies, translated by A.M Juster with notes and introduction by Robert Maltby, was published by Oxford University Press in 2012. All references are to the 2013 paperback edition.

Related link

Roman reviews

The satires of Horace, translated by Niall Rudd (1973)

Take a thousand men, you’ll find
a thousand hobbies. Mine is enclosing words in metre.
(Satire 1, book 2)

Penguin classics translations are often old. This translation of Horace’s satires was first published in 1973, a date which evokes fond memories of David Essex and Glam Rock for me but it is, of course, 50 years ago, now, and the translator of this edition, Professor Niall Rudd, born in 1927, is as dead as his hero Horace.

Quintus Horatius Flaccus, usually referred to in English simply as Horace, was born in 65 BC and died in 8 BC. His life therefore spanned the transition of Rome from free republic to proto-empire under the first emperor, Augustus.

Horace was the son of a slave, who was granted his freedom and made a successful career as an auctioneer’s agent (Introduction page xvii), earning enough to send the boy Horace to a good school then on to Rome to study. Horace served as an officer in the republican army of Brutus and Cassius which was defeated at the Battle of Philippi in 42 by the allied forces of Octavian and Antony, but (obviously) survived and returned to Italy. (In Satire 1.6 Horace specifies that he was a tribune in charge of a legion in the army of Brutus, and the experience of seeing the republican ranks breaking and fleeing is described in two of his odes, 2.7 and 3.4.)

Back in Italy, Horace discovered his father was dead and his properties had been confiscated as part of the huge land appropriations carried out by Octavian after Philippi. Horace managed to get a job in the treasury and wrote poetry in his spare time (p.xvii). His verse came to the attention of Virgil, favourite poet of the new regime, who brought it to the attention of Augustus’s schoolboy friend and cultural commissar, Maecenas (an event described in satire 1.6). This was in 37 BC. Two years later Horace published his first book, of ten satires.

Maecenas realised Horace’s gift and became his patron, eventually buying him a large country estate , thus removing Horace’s money worries. Henceforth the poet mixed with the top rank of Roman society and its leading writers.

Horace is most famous for his odes, which have charmed and consoled readers for 2,000 years. They are wise and gracious. Some of them are extremely flattering to his lord and master Augustus, so a regular debating point about Horace’s poetry has been assessing how much he managed to keep his independence and how much he truckled to the wishes of the regime. The English poet John Dryden knew a thing or two about writing political poetry, so his opinion bears weight when he calls Horace ‘a well-mannered court slave.’

Apparently, scholars broadly agree the following dates for Horace’s poetry:

  • Satires 1 (c. 35 to 34 BC)
  • Satires 2 (c. 30 BC)
  • Epodes (30 BC)
  • Odes 1 to 3 (c. 23 BC)
  • Epistles 1 (c. 21 BC)
  • Carmen Saeculare (17 BC)
  • Epistles 2 (c. 11 BC)
  • Odes 4 (c. 11 BC)
  • Ars Poetica (c. 10 to 8 BC)

Less well known than the odes are Horace’s satires, written in elegantly crafted hexameters i.e. verse with six ‘feet’ or beats per line. There are two books of satires, book 1 containing 10 poems and book 2 containing 8 poems i.e. 18 satires in all.

This Penguin edition also contains Horace’s epistles, book 1 containing 20 epistles, book 2 containing two standard epistles and then the longer, third, epistle which is a treatise on the art of poetry, the Ars poetica in the Latin.

This Penguin edition contains three brief forewords which show how Professor Rudd successively revised his translations in 1979, 1996 and 2005, the latter edition in particular being comprehensively revised ‘to produce a smoother and lighter versification’.

Aspects of Horace’s satire

Satire as argument

Horace’s satires remind me a lot of Cicero’s law speeches in that they are arguments; more precisely a series of arguments strung together around a central topic. They are designed to persuade you or, maybe like Cicero’s speeches, to amuse and entertain the auditor while they go through the motions of persuading. They are a performance of persuading.

Dramatised

The second way they’re like Cicero is the way they routinely dramatise the text by inventing opponents, antagonists who make a point against Horace, his beliefs or his practice of poetry – so that Horace can then neatly refute them. For example the imaginary accuser in this excerpt:

‘You like giving pain,’
says a voice, ‘and you do it out of sheer malice.’ Where did you get
that slander to throw at me?

The invented antagonist is just one component of the surprisingly chatty, conversational, buttonholing tone of Horace’s satires.

Names

Another feature is the way Horace fleshes out general observations by embodying vices in certain named individuals. The notes to the book point out that we don’t know who most of these people are. My hunch would be that Horace invented them, gave them plausible names, added them to the rogues gallery or cast of characters which populate the satires. He gives this trick a down-home explanation by attributing it to his dad:

Yet if I’m a little outspoken or perhaps
too fond of a joke, I hope you’ll grant me that privilege.
My good father gave me the habit; to warn me off
he used to point out various vices by citing examples. (1.4)

The lyric poet tends to write about him or herself and their fine feelings. By contrast, Horace’s satires overflow with people, talking, jostling, lecturing him, criticising, talking back. Thus characters named Ummidius, Naevius, Nommentanus, Tigellius the singer, Fufidius, Maltinus, Rufillus, Cupiennius, Galba, Sallust, Marsaeus, Origo, Villius, Fausta, Longarenus, Cerinthus, Hypsaea, Catia, Philodemus, Lady Ilia, Countess Egeria, Fabius appear in just the first two satires.

As a whole, as a genre, the satires overflow with recognisable social types and characters, all jostling and arguing with him, like an urban crowd or maybe like a very packed house party at a rich man’s villa.

Anyway, the net effect is to make you, dear reader, feel as if you are in the swim, you are in the know, you are part of this smart set, fully informed of all the goings-on in Rome’s smartest circles. Sometimes Horace’s satires are like high society gossip columns.

The origin of satire

There has a been a lot of scholarly debate about the origin of the word and genre of ‘satire’. The Middle Ages thought it had something to do with satyrs, the half men, half goats of mythology. Nowadays, scholars think it derives from the Latin word satura. It is now seen as a development of the rough, rude, vulgar plays and written entertainments the Romans composed in the 3rd and 2nd centuries BC, before they were really exposed to the long-established forms of Greek literature.

But in his introduction, the translator, Professor Niall Rudd, makes an important distinction between satire and satura. The Greeks, obviously, had countless expressions of the satirical spirit; what they didn’t have was a genre named satura. The saturae that Horace wrote overlapped with the idea of satire, but not completely and not all the time. Saturae seem from the beginning to have been associated with the idea of medley and mixture. Rudd traces its origins from Naevius via Ennius, the first major Roman poet, to Lucilius, ‘the first European satirist’ (p.xi).

Horace himself refers to the key role played by the Roman poet Lucilius in inventing this genre. We know Lucilius died in 103 BC, because a state funeral was held for him, but nobody knows when he was born.

It is now routinely thought that Lucilius took ‘the rude inartistic medley, known to the Romans by the name of satura‘ and used it as a vehicle for the kind of aggressive and censorious criticism of persons, morals, manners, politics, literature, etc. which the word satire has denoted ever since.

The reason we’re not sure about any of this is because no single poem of Lucilius’s has survived. We know that he wrote some thirty books (!) of satires, but we only have fragments, admittedly a lot of fragments, some 1,300 (!), but which are mostly single lines taken out of context and quoted in the works of later grammarians.

Lucilius seems to have begun his career by ridiculing and parodying the conventional language of epic and tragic poetry, setting against it the ordinary language of educated men of his time. You can see how there would be something intrinsically humorous in juxtaposing the highflown language of epic and tragedy with the actual humdrum, rather shabby lives most of us lead.

And how it would be only a small step from that to devoting entire poems to the real social practices of his time, with sarcastic commentary on the intrigues of politics, the ubiquitous greed not only of the rich but of grasping merchants, the gossip and scandal about well-known figures, the perennial disapproval of other people’s sex lives, the equally perennial disapproval of other people’s gluttony and drunkenness, the ghastly vulgarity of the addle-headed mob who will follow any populist who throws them simple slogans, promises a better life, and so on.

But Rudd emphasises that Lucilius’s range was huge: the fragments include dramatic scenes, fables, sermons, dialogues, letters, epigrams, anecdotes and learned exposition. Medleys, indeed.

One other point: As part of mocking highfalutin’ language, Lucilius used the more ordinary speech of educated members of his society and, especially when talking about himself, used a relaxed, open and candid tone of voice, an informal, candid tone which Horace copies.

But Rudd’s discussion also raises a point which Horace himself repeatedly mentions, which is whether satire is even poetry at all, but more like a form of rhythmical prose. If the tone and subject matter become so casual and realistic, is it much more than rhythmic prose? Well, we can judge because in some translations Horace’s verse is changed into English prose and even a cursory glance at these shows you  that something is lost. This is a) the rhythmical pleasure which always comes from of reading lines of verse and b) admiration of his skill at coining a phrase, or turning a phrase, within the strict limitations of the metre. The display and performative aspects of verse are lost. Verse is better; it gives a more multi-levelled pleasure. When deciding what translations of these Roman poets to buy I always prefer the verse translation.

And so the genre of satire was born, the only literary genre the Romans could claim to have invented without Greek precedent.

Satire’s limitations

However, the most obvious thing about satire is it doesn’t work. American satirists ripped the piss out of Donald Trump during his bid to win the Republican nomination, then during his presidential campaign of 2015, and then, of course, during his entire 4 years in power. But in the November 2020 presidential election, the total number of votes cast for Donald Trump went up, from 62,984,828 to 74,216,154! So much for the tens of thousands of satirists, comedians, commentators, academics, film-makers, playwrights, novelists and so on who relentlessly mocked him for 4 years. Net result: his popularity increased!

Same with Boris Johnson in the UK. What brought him down was emphatically not the efforts of the thousands of liberal comedians and satirists relentlessly mocking his every move and word etc etc but the desertion of key allies in his own cabinet when they thought his erratic judgement threatened their own careers.

So if satire doesn’t change anything, what is it for? Well, obviously to entertain and amuse. But there’s another motive. If you reflect on what the effect of reading Private Eye or other satirical magazines, or being in the audience of some standup comedian is on the reader or audience, maybe the most obvious one is making them feel virtuous, making them feel an insider, in with the good guys, on the side of the angels.

I lost interest in, and then actively avoided, comedy programmes during the Trump presidency, because they became so lazy. All a joker had to do was make reference to Trump’s hair or hands or two or three of his most notorious quotes and the audience exploded with laughter. This is the risk with satire, that you end up preaching to the converted. You are telling them jokes they already know, mocking figures that everybody already mocks – laughable politicians, corrupt businessmen, the royal family, rich bankers etc. It has little or no effect on the target but makes its audience feel knowing and justified. Everyone else is laughing. It’s not just me.

But maybe by ‘everybody’ I mean mainly the well educated. The audience that finds the slightest reference to Trump howlingly funny is probably young, white, university educated. If we apply this model to Horace, we see that he explicitly appeals to a similar readership – not to the uneducated mob, not to the corrupt politicians or greedy merchants he mocks: but to a hypothetical readership of People Like Us; educated, moderate, sensible, guilty of a few forgivable foibles maybe, but innocent of all grosser corruptions and turpitudes. Decent people, yes, we agree with Horace.

So a working model of satire is that its main purpose is both to entertain, sure, but also to reinforce the group identity and groupthink of its educated, middle (in Rome, upper) class audience.

The other limitation of satire is the extreme narrowness of its range. The best novels take into the minds and experiences of people drastically different from their readers. Lyric poetry can interweave acuteness of perception with psychological insight. Epic poetry transports our minds to the superhuman realm of gods and heroes. Whereas, on the whole, satire hits its subjects with a mallet, and it is a narrow range of subjects.

In satire 1.4 (i.e. book 1, satire 4) Horace makes a provisional list of the kinds of people he mocks: the greedy, the ambitious, those sexually obsessed with married women or with boys; over-rich collectors of objets d’art in silver or bronze; merchants anxious about their shipments and the next deal i.e. businessmen.

It’s a familiar list, indicative of the way human nature hasn’t changed much in 2,000 years, at least in complex societies. These societies seem to throw up the same types of character again and again, along with an audience of the non-rich, the non-perverted, the not-involved-in-politics, who enjoy being entertained by someone taking the mickey out of those members of society who are (rich, perverted,  incompetent politicians or corrupt businessmen).

So if satire’s targets are predictable, if the list of behaviours which are going to be mocked are known in advance, why is it not boring? Well, the answer is in the stylishness, zip and intelligence of the satirist, the vim and twist of their delivery. Plus – their sheer aggression. The best satire is malicious, so that beneath the jokes you sense real anger, and this anger, the way it is managed and shaped and directed can be immensely entertaining.

So it’s a balancing act, satire: you’ve got to hit targets familiar enough for the audience to laugh in recognition but not so obvious as to become boring; you’ve got to display inventiveness and wit in hitting those targets; you mustn’t attack your audience, for the most part you have to reassure them that they’re on the side of the angels (although occasional good-natured jabs at the audience’s complacency keep things lively – but not too much).

And any genuine anger you feel must be reined in and channeled into the show, not openly displayed – sublimated into comic invention, because raw anger changes the tone from comedy to rant. Watching performers like Lenny Bruce or Bill Hicks walk that line between inventive invective and rant can be thrilling, invogorating, shocking, hilarious.

Horace’s satires display the kind of skill, variety and inventiveness which I’m suggesting good satire requires. They mock the usual suspects but often come at them from unexpected angles. And they do sometimes range a bit beyond the usual targets of satire into unexpected subject matter.

And this is because they are describing a society which, although in some respects similar to ours (the greedy rich, corrupt politicians, who’s shagging who etc) in many other details is significantly different, and therein lies another pleasure in reading Horace – for the details of ancient social history which pack the poems. Maybe this is all best demonstrated by a brief summary of each of the satires.

Summary of Horace’s satires

Book 1

Satire 1 (121 lines)

Why do people work so hard and yet almost everybody is fed up with their job and would swap it in a moment for someone else’s? Is it to do with greed? The poem turns into a dialogue with a miser.

Satire 2 (134 lines)

About sexual morality, it seems to say that whereas some rich men prefer sex to have obstacles, such as seducing other men’s wives, the author likes to keep sex simple and simply available.

Satire 3 (142 lines)

Numerous details of people being quick to criticise others (even their own friends behind their backs) yet hypocritically asking indulgence for their own flaws. It turns into a general point, which is that the punishment ought to fit the crime, arguing against Stoic doctrine that all crimes should be treated with equal severity. Because:

no-one is free from faults, the best is the man who is hampered by the smallest

Therefore:

Let’s have a fair penalty-scale for offences.

Satire 4 (143 lines)

Horace defends his writing of satires by claiming he writes very little, does not claim everyone’s attention, does not give public recitations, his writings are for his own improvement and amusement. He makes the significant point that satire is barely poetry at all, but more like rhythmic prose. He has an invented interlocutor accuse him of malice but refutes the accusation, contrasting himself with the kind of creep who gets drunk at a dinner party and abuses all his friends; now that’s malice. Then making the point that his father tried to teach him about life by pointing out men brought low by various flaws or low behaviour. His poetry is his notes to himself continuing that tradition.

Satire 5 (104 lines)

An amiable description of a journey Horace took from Rome to Brundisium, decorated with incidents and people encountered along the way, not least his good friend Virgil and his mates Plotius and Varius.

Satire 6 (131 lines)

On ambition and snobbery. Horace starts by thanking his patron, Maecenas who, although he came of pretty exalted parents, is free of snobbery. He laments his own position (‘only a freedman’s son, run down by all as only a freedman’s son’, l.46). This morphs into an extended tribute to his father who scrimped and saved to send him to the best school. Horace earns very big brownie points in a patriarchal society like Rome’s for his exemplary filial devotion. And then onto very attractive praise of the free and simple life he leads, being free of political office or ambition.

Satire 7 (35 lines)

A short piece telling the story of the half-breed Persius and the venomous outlaw Rupilius King. I didn’t understand the narrative but I could see that at various points he mocks their confrontation by comparing it to episodes in the Iliad, i.e. mock heroic, presumably to some extent echoing Lucilius’s mocking of high epic style.

Satire 8 (50 lines)

Spoken in the person of an old wooden statue of Priapus set up in the former common graveyard of the Esquiline Hill. Now, in line with Augustus’s policy of beautifying cities, Maecenas has converted the cemetery into pleasure gardens, hence, presumably, the commission to write a speech for the old statue. Half way through it unexpectedly changes into a vivid depiction of the sorcery and witchcraft the statue has been forced to observe late at night as hags tear a black lamb apart with their teeth and trying to summon the spirits of the dead from the resulting trench of blood.

The poem ends with the Priapus triumphantly telling us how, in the middle of their spells, he let rip an enormous fart and sent the witches scurrying off in fear. As usual Horace gives the witches names but, as usual, scholars have been unable to identify them with historical individuals.

The Latin for witch was saga.

Satire 9 (78 lines)

Comic anecdote about how he was strolling out one day when he was accosted by an aspiring writer who begs an introduction to Maecenas and won’t leave him alone. He drolly comments that a soothsayer (‘a Sabine crone’) predicted he wouldn’t die or any ordinary ailment, but was fated to be bored to death!

The pest pesters him for insights about Maecenas who Horace proceeds to describe as a fine example of a wise and moderate man who has made the best of his fate (what else was he going to say?) A friend of Horace’s joins them but, realising what’s up, playfully refuses to intervene or help him by agreeing to a private conversation.

In the end it appears the pest is due in court and his opponent now spots him and roars, ‘why isn’t he in court?’ It ends with a few obscure lines in which the opponent asks whether Horace will act as a witness (to what? why?) and Horace allows the opponent to touch his ear (why?), hustles the pest off to court, while people come running and shouting from every side. (Why?)

Satire 10 (92 lines)

Horace’s fullest statement of his own theory of satire. The poem opens with him answering critics who have obviously objected to his comments in 1.4 about Licinius’s lines being ‘rough’. What you need for satire is:

  • terseness, the opposite of verbosity
  • a flexible style, sometimes severely moralising, sometimes light-hearted
  • humour is often better at dealing with knotty issues than sharpness (as we saw in many of Cicero’s legal speeches)

He creates the kind of puppet interlocutors I mentioned above in order to refute or address their points. A critic praises him for blending Latin with Greek but Horace says that’s very outdated now. Catullus used Greek phraseology to introduce sensuality into his poetry. Horace eschews Greek, preferring only Latin. He says Greek is banned in law court, implying a comparison, implying satire is at least as serious as legal pleading.

Horace attributes the founding of satire to Lucinius (line 48) and replies to his critics that if Licinius were alive in Horace’s day, he’d have to make a significant effort to slim down his verse and polish it. Then more rules:

  • if you hope for a second reading of your work, delete and edit
  • don’t seek mass adulation, be content with a few, informed, readers

How many readers should the poet aim for? Strikingly, Horace names 14 individuals ‘and several others’, suggesting that he is writing for an audience of about 20 people.

The poem, and so the first book of satires, ends with an instruction to a slave to take this poem away and add it to ‘my little volume’.

Book 2

Satire 1 (86 lines)

Dialogue with Trebatius, an imaginary legal expert, giving Horace the opportunity to defend his practice of satire. In the poem Trebatius gives Horace a series of sensible suggestions which the poet comically complains he can’t implement.

It starts with Horace saying he is attacked from al sides for either stretching the genre beyond its limit or, alternatively, writing too much. Trebatius advises he take a rest. Not a bad idea, but he can’t get to sleep at nights and finds writing soothing. Trebatius advises he try swimming the Tiber three times or souse himself in wine; if he still needs to write, how about a history of the triumphs of Caesar? Even if he does a bad job it won’t rouse the anger of his victims as satire does.

Again he namechecks Lucilius as his forebear and a better man than either of them. He asks Jupiter for a quiet life but if anyone crosses him, he’ll make them the laughing stock of Rome.

Lucilius stripped away the facade of the great and the good parading through Rome and yet he still enjoyed the friendship of that hero Scipio Africanus and his wise friend, Laelius (the culture heroes who Cicero chose to set some of his philosophical dialogues among).

It ends abruptly as Trebatius warns Horace that if he composes foul verses to the detriment of someone’s reputation he can expect to end up in court; to which Horace replies that he composes fine verses which a) please Augustus b) only target public menaces.

Satire 2 (136 lines)

A sermon on the virtues of the simple life put into the mouth of Ofellus, a peasant Horace knew in his youth. The basic idea is that a good appetite comes from the body, comes from exercise and bodily need, making redundant the increasingly exquisite choices of Rome’s notorious gourmands and gluttons. Horace reserves an insult for ‘the youth of Rome’, ‘always amenable to any perverse suggestion’.

A simple diet needn’t be a stingy one, which allows him to lampoon misers who serve musty old food. The benefits of a simple diet include health, avoiding sickly excess, compared to gluttons who come away green from rich meals. When he’s ill or as he gets old, the simple man can treat himself, but the glutton has used up all his treats.

A rich man should spend his money to help out the deserving poor or pay to rebuild old temples?

Who will fare better in a crisis, the spoiled man used to luxury, or the simple man with few needs who has prepared his mind and body for adversity?

Interestingly for social historians, Horace has his boyhood farmer friend, Ofellus, recount in some detail how his farm was confiscated as part of Octavius’s policy of reassigning property to demobbed soldiers after his victory at Philippis (42 BC). Compare this with the bitter descriptions of land confiscation in Virgil’s Eclogues.

Satire 3 (326 lines)

By far the longest satire. Horace is spending the holiday of Saturnalia on his Sabine farm when a guest arrives, Damasippus. The poem opens with Damasippus accusing Horace of fleeing the city but failing to write a line i.e. having writer’s block. Damasippus goes on to describe how his business as an art dealer went bankrupt and he was standing on a bridge over the Tiber thinking about throwing himself in, when he was buttonholed and saved by a Stoic thinker, Stertinius.

With the zeal of a convert to the faith Damasippus proceeds to deliver a sermon on the text ‘everyone is mad except the sage’, asserting that loads of human vices, including greed, ambition, self indulgence and superstition, are all forms of madness.

Being so long exposes the fact, less obvious in shorter poems, that it’s often hard to make out what’s meant to be going on, and difficult to follow the presumed flow of thought or narrative. Stories come in unexpectedly, with characters we don’t fully know, obscure references being made we know not why. Presumably his audience found that the logic of the arguments flowed smoothly and sweetly, but I found this one impossible to follow.

It’s the biggest problem with ancient literature, that the reader has a good rough feel for what the author is on about but is often perplexed by an apparent lack of logical flow and ends up reading a series of sentences, sometimes themselves very obscure, which don’t really seem to explain or convey anything. There are passages where you just zone out because you’ve lost the thread of the grammar or argument.

Satire 4 (95 lines)

Horace is given a lecture on gastronomy by Catius who has just attended a lecture on the subject. There’s no satire or attitude, the entire thing is a very detailed list of which type of food, how to store and cook and serve it; it’s like a guidebook and, as such, sort of interesting social history. Most of the actual cooking, like the instructions for preparing the best oil for cooking, sound complex and pointless. It includes the kind of rubbish pseudoscience the ancients delighted in (Aristotle believed that round eggs were male and long eggs were female etc).

Satire 5 (110 lines)

A satire on how to get money, in an interestingly imaginative setting. This is a dramatic dialogue set in hell between Ulysses who has gone down to hell, as described in Homer’s Odyssey, book 11, and the wise blind seer Tiresias who he meets there.

Ulysses is afraid of returning home penniless, so Tiresias gives him advice on how to pick up money. The satire lies in the cynical worldliness of the advice. Thus: if you’re given a thrush or a similar present, present it to the household of the nearest rich, old man. Apples and other fruit from your farm, give to a rich man first. He may be a crook or a murder, doesn’t matter; butter him up.

Fish around for old men’s wills. If a law case comes up volunteer to help any party who is old and childless, regardless of the rights or wrongs. Tell the old geezer to go home while you manage his affairs for him. If you do well other fish will swim into your net.

Or find a man with a delicate, sickly son and worm your way into his affections, with the hope that the sickly son dies and you inherit. If the old guy offers you a look at the will, blithely wave it away as if of no interest. If he writes terrible poetry, praise it. If he is an old lecher, don’t hesitate to hand over your wife. And so on, all painting a picture of the untrammelled greed and corruption of contemporary Rome.

But what if Penelope is pure and moral? Offer her a share of the takings, she’ll agree to prostitute herself quickly enough. Even after the old boy’s died and you’ve inherited some of the fortune, make a show of building a decent tomb, if other heirs need financial help offer it: the more you plough, the more you sow.

Satire 6 (117 lines)

Written in 31 BC 3 or 4 years after Maecenas removed all Horace’s money worries by presenting him with a farm in Sabine country. It is a straightforward comparison of the advantages of country life versus the stress of the city, much imitated by later authors.

There’s some reference to the hurly burly of business, of being accosted in the street and the forum and asked for this or that favour. But a lot of it revolves around his friendship with Maecenas, endless petitioners asking his opinion about this or that state policy, because they know he is friends with Maecenas, who was Octavian’s deputy on his absence during the final war against Antony. When Horace claims to know nothing, the petitioners are upset or angry, convinced he does but is refusing to share.

How much nicer to be at his country place, to enjoy a simple but filling dinner, and then interesting, unrancorous conversation with good friends. Unexpectedly, the poem ends with a retelling of the proverbial story of the town mouse and the country mouse.

Satire 7 (118 lines)

Another sermon on a Stoic theme. As with some of the others, I found the exact structure confusing. I think Horace’s slave, Davus, delivers an extended sermon invoking Stoic doctrine to assert that Horace is just as a much a ‘slave’ to his passions and habits as Davus is an actual, literal slave.

Satire 8 (95 lines)

Another dialogue which goes straight into an ongoing conversation, as the poet tells his friend Fundanius that he knows he was at a dinner party given by the arriviste, Nasidienus Rufus, for Maecenas and some others last night: what was it like?

Fundanius gives a wry description of the over-fussy meal, with its multiple courses of ridiculous luxury, plus an absurd over-selection of wines. Two of the guests decide to wind the host up by drinking vast mugs full of the very expensive wine and the pretentious fish dish has only just been served when the awning, presumably over the whole party, collapsed, causing a great cloud of black pepper. Nobody is harmed, the awning is fixed. The host wants to abandon it but Nomentanus persuaded their host to continue and the meal proceeds

The guests bend to each others’ ears and whisper gossip and criticism. I feel sorry for Nasidienus with such ungrateful badly-mannered guests. Then the extravagant culinary pièces-de-resistance are brought in, namely crane, goose liver and hare’s legs – but the narrator ends the poem by saying the guests got their own back on the arriviste by leaving without touching a thing. Pretty mean but vivid indication of the snobbery which was central to life in Rome’s educated classes.

Summary

I’m very glad I made the effort to track down and buy this Rudd edition. The satires are astonishingly personable and accessible, even if some patches are (to me) incomprehensible, on either a first or second reading.


Credit

Niall Rudd’s translation of the satires of Horace and Persius was published by Penguin books in 1973. A revised edition with Horace’s epistles was published in 1979. All references are to the 2005 Penguin paperback edition.

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