Freud’s Antiquity: Object, Idea, Desire @ the Freud Museum

The Freud Museum

The Freud Museum is located at 20 Maresfield Gardens, London NW3 5SX, a 6 or 7 minute walk from Finchley Road tube station.

It’s the house which Freud’s English colleagues and supporters bought for him and his family to come to after the Nazis annexed Austria, and Freud’s lifelong home town of Vienna, in March 1938, forcing him to flee the country.

Freud himself was already very ill with the throat cancer which would kill him 18 months later in September 1939. But after his death Maresfield Gardens remained the Freud family home until his daughter, Anna Freud, herself a pioneer of child psychoanalysis, died in 1982. The house opened as a museum four years later.

It’s a fascinating place to visit at any time, light and clean and airy, with a comprehensive bookshop at the back, opening into a leafy London garden.

But the centrepiece of the museum is the ground floor where Freud recreated the study from his house in Vienna and which has been lovingly restored to how it was in his time. You can see the desk where he wrote so many great works, his bookshelves packed with leather-bound volumes of psychology, history and literature.

Freud’s desk at the Freud Museum, London (photo by the author)

You can see the famous couch, smothered in dark patterned rugs, where his patients came and lay and free associated their thoughts, projecting their hopes and fears and fantasies onto the inventor of psychoanalysis, who sat quietly listening.

Freud’s couch at the Freud Museum (photo by the author)

So far, so Victorian, in décor and furnishings.

But maybe the most striking and unexpected aspect of the room is the astonishing number of antiquities scattered everywhere. There are half a dozen or more glass cases packed with ancient statuettes and figurines, vases and jugs, there are busts on platforms and stands, lined up along shelves all round the room, and a double row of small antique figurines on his desk right in front of him, in his field of vision every day as he either wrote or listened to his patients.

Freud was an obsessive collector of ancient figures and antiquities all his life, building up a collection of several thousand by the time he died, and literally hundreds are stacked on shelves, in cases, on mantlepieces and stands. Everywhere you look, in every direction, hundreds of ancestral presences sit silently, looking out at you with a cold timeless regard, from very angle.

Another view of Freud’s study, showing desk (in the foreground), shelves and glass cases packed with antiquities

And that’s what this exhibition is about. It’s a small but powerful exploration of Freud’s lifelong fascination with archaeology and antiquity and the role they played in his writings, his practice, in his deepest formulations of the new ‘science’ of psychoanalysis which he invented and developed through 40 intensely productive years, and in the successive models of the human mind which he developed, refined and publicised.

Freudian reservations

Let me explain my position regarding Freud. Very like the other two world-shattering geniuses, Karl Marx and Charles Darwin, Freud’s influence is so enormous and all-pervasive, so underpins almost everybody’s modern notions of human nature and our behaviour in the world, that it’s more or less irrelevant whether most or all of it is ‘true’ or not.

The various versions of his theories and the hundreds of insights they generate have provided mental maps, sociological constructs amounting to an entire worldview which we all now inhabit, thronged with insights, phrases and terminology (Freudian slip, the unconscious, the ego, being repressed, ‘anal’ behaviour, Oedipal conflict) which are freely used in newspapers, magazines and conversation.

With regard to the psychoanalytical method – the talking cure – my understanding is that many scientific trials have been undertaken to assess the efficacy of psychoanalytical therapy compared with other depth psychologies, with more orthodox psychiatric treatment, with cognitive behavioural therapy (CBT), and with drugs. But the attempt is problematic for quite a few reasons. For a start no two people are alike so what works for one patient might simply not work for another. It’s impossible or very challenging to set up a double-blind, controlled study.

For another thing, Freudian psychoanalysis doesn’t necessarily aim at a fixed outcome. CBT may cure a symptom which is preventing you from living your life happily, but Freudians would say it’s only addressed a symptom, not the underlying cause. Freudian psychoanalysis can be open-ended, can indeed last the whole of the rest of your life – which leads cynics and critics to attack it as a money-making scam, hooking the vulnerable into an endless sequence of sessions, at an exorbitant fee.

I was offered and took depth therapy on the NHS in my 20s, and know lots of people who’ve had extended psychotherapy of one sort or another. It didn’t cure me of anything but it certainly helped to be listened to, at length, discussing issues and memories which became quite painful to recall.

Nut even then, in the 1980s, there were lots of varieties and schools and flavours of psychotherapy and my understanding is that the range of practices and theories underlining them has continued to grow. But my understanding is that Freud invented the paradigm of counselling, of extended therapy which aims to dig deep to resolve deep psychological problems, on which all other schools of therapy are based.

Another line of attack is the number of scandals which have come to light about abusive analysts, drunk analysts, power-mad analysts, and so on. The analyst-analysand (therapist-patient) relationship does give the therapist an unprecedented amount of power to steer and control the emotional lives of the very vulnerable. But my understanding is that this kind of thing, like the abuse of power in many other positions (in the church, in sports coaching) can be reported and handled by the relevant professional bodies as well as the police and legal system.

Another line of attack comes from feminists who, right from the start, pointed out the hair-raisingly sexist nature of almost everything Freud wrote and protested his engrained view of women as biologically, physically and mentally inferior to men. You can’t deny it, it’s there on almost every page, along with entire essays dedicated to proving women’s inferiority. Feminist Freudians have tried to overwrite concepts like the notorious ‘penis envy’ which he thought girls and women suffered from, but  in this and many other concepts and assumptions, Freud remains rebarbatively sexist.

Then there’s the earliest and most unimaginative argument against Freud, that his obsession with sex, sexual drives, libido, anal eroticism, fetishism and so on prove that he himself was a sex maniac, a pervert, and so discredit the theory. You can see why a one-sided reading of his earlier theory, especially the early focus on the sexuality of children, would trigger this attack. But, for me, it betrays ignorance of the wider context of the theory which, especially in its later, expanded form, is just as interested in aggression, anger, depression, group psychology, and spends a lot of time exploring the idea of the conscience, the part of the mind which holds us to high standards and punishes us for our failures.

And most powerful of all is the accusation that, although many of his patients in the 1890s told him they had suffered real, physical sexual abuse as children, he was so disturbed by its apparent ubiquity that he couldn’t countenance it, couldn’t accept it; and that one of his central claims – that children fantasise about sexual activity (sex with the parent of the opposite sex, while hating the parent of the same sex, the insight he named the Oedipus complex) – was a denial of the reality of child abuse; that  Freud made what we now regard as the cardinal sin when treating child abuse, which is to refuse to listen and refuse to believe what his patients were telling him.

If true, this was obviously shameful for a physician, sworn to help his patients; but, more powerfully, successive critics have argued that this rejection of actual real-world abuse compromises his entire theory, leading to the accusation that the entire theory is based on a self-serving lie. His rejection of the fact of child abuse and transformation of it into the realm of infantile fantasy may be the most difficult accusation to counter and one which resonates to this day.

So I hope I’m aware of the battery of arguments which can be brought against Freud the man, against his theories, against his personal attitudes, against the inefficacy and/or luxury nature of his type of therapy, of the disproveability of the efficacy of the talking cure, along with plentiful historical examples of its abuse.

But, in my opinion, although many of these attacks deserve to be taken seriously, especially the final one, none of them can really dent the incalculable impact, for good or ill, which Freud has had on the vast shared set of values, ideas, concepts, phrases and ideas which we call Western culture.

Ancient figurine of the sphinx, central player in the legend of Oedipus, symbolising for Freud, as for generations of thinkers before him, the riddle of human existence, but which Freud boldly (arrogantly) thought he had solved

Until Freud’s time most psychologists, most philosophers and lawyers and, following them, most people thought of the human mind as basically Rational, a thinking machine which is aware of its own thoughts, can order and control them, home to Reason which guides our behaviour to rational, definable ends.

If people behaved irrationally then experts directly involved with human nature, such as philosophers or theologians or lawyers, developed explanations and excuses for this falling away from Ideal reason, ideas of possession by outside forces, or temporary madness and so on, notions which explained away people’s irrational behaviour in such a way as to preserve the basic premise that man is the Rational Animal.

In the Christian tradition which dominated western thought for a thousand years, and which in fact predates Christianity, going back through Stoic philosophy for centuries before Christ (cf Cicero and Seneca) – in this immense tradition, human beings have been endowed with reason by the Creator of the universe and, although this spark of Divine Reason may sometimes be clouded by ‘passions’ or frenzy or extreme emotion or drink or drugs, these are temporary aberrations from the basically rational soul which God has given each of us.

Freud’s theory blasts this model to smithereens. By the 1890s there had been plenty of secular thinkers, especially in the life sciences which were swiftly converted to Darwin’s revolutionary theory of evolution by natural selection, but no-one who undermined the old models of a God-given, rational mind so completely.

For Freud the mind is a battlefield, a site of endless conflict between conflicting psychological forces, drives, urges, instincts, wishes, dreams, fantasies, angers, anxieties and many more. His fundamental insight was that the human mind, far from growing into a stable, mature and reliable tool for managing our way through the world, is a dynamic, ever-changing site of tremendous psychic conflict.

Because – second big idea – the majority of mental activity is unconscious. We are only dimly aware or not aware at all, of the tremendous forces, urges, drives and so on which motivate us every waking moment and haunt us in our dreams. Why do so many people behave so irrationally? Why are so many people in the grip of compulsive behaviour which they know is self-destructive (smoking, alcohol, over-eating, drugs, risk-taking, outbursts of psychopathic anger or helpless despair) yet feel powerless to change?

Because we are driven by tremendously powerful unconscious forces which we repress and prevent ever emerging into full consciousness.

As Freud stumbled deeper into these discoveries in the 1980s, trying to make sense of what his clinical patients were telling him, engaging in the slightly dubious ‘self analysis’ of his own dreams and memories and feelings, and corresponding with his friend and intellectual confidant Wilhelm Fliess, he threw again and again used metaphors around the idea of having to dig down below the level of conscious thought, having to excavate layer after layer to get down to the basic fears, anxieties and so on which seemed to be driving his patients.

“Thus it came about that in this, the first full-length analysis of a hysteria undertaken by me, I arrived at a procedure which I later developed into a regular method and employed deliberately. This procedure was one of clearing away the pathogenic psychical material layer by layer, and we liked to compare it with the technique of excavating a buried city.”
(Studies on Hysteria, 1895)

Again and again Freud referred to the work he was doing with his patients to try and rediscover their childhood memories in order to free them of their adult illnesses, and the parallel work he was doing on himself, digging deeper and deeper into his own repressed memories, as forms of archaeology.

And it’s this, the meeting place between Freud’s continua use of the metaphor of excavation and archaeology, and the ancient objects derived from the actual practice of real world archaeology which Freud obsessively collected and packed into his study and invoked in his writings from the start to the end of his career as a thinker and writer – which this exhibition addresses and explores. Which it excavates.

The exhibition

The exhibition space is upstairs. It’s only one room but, considering the ideas whose origin it describes and investigates went on to transform all human culture and to underpin how almost everyone alive today conceives of human nature and of themselves, it feels like it contains an entire world. An atom bomb of ideas.

Installation view of ‘Freud’s Antiquity: Object, Idea, Desire’ at the Freud Museum, showing three of the six themes and their display cases, being Oedipus, Charcot and Dreams. Note the small number of items on display. But it isn’t the number of artefacts, it’s the ideas behind them that fill the room.

Exhibition structure

The exhibition selects twenty-five key objects – antiquities, figurines and statuettes, books and prints – each normally hidden from view, extracted from the clutter of Freud’s study for special attention and investigation at close range, to illustrate how Freud’s collecting was bound up with his development of the concepts and methods of psychoanalysis.

The exhibition is divided into six themes, which I’ll briefly list here then explore in greater detail:

  1. Oedipus:
  2. Charcot
  3. Dreams
  4. Gradiva
  5. Totem and Taboo
  6. Moses

1. Oedipus: the riddle of desire

Inevitably the narrative must start with Oedipus who gave his name to Freud’s notion of the Oedipus Complex. This is in fact just one part of the process of growth and maturing which Freud thought all boys go through. At around the age of 5 all boys have grown enough, and experienced enough pre-pubescent sexual feeling, to sense that they want to be very close to their mother and come to resent their father’s possession of her. In the unconscious mind, the boy wants to have sex with his mother and kill his father. Freud introduced the idea in The Interpretation of Dreams (1899) and coined the term in his paper A Special Type of Choice of Object made by Men (1910).

The Oedipus story is super well-known ad previous thinkers had interpreted it and its symbolism. Freud used it to dramatise what he saw as a universal condition, a universal experience of all growing boys which they have to completely suppress in order to mature properly, but whose repression leaves its marks on the adult and, in some men, is constantly threatening to return, so that it has to be staved off with harsh mental defences which sometimes result in florid mental beliefs, patterns and behaviour.

But early on in the myth of Oedipus he has to solve the riddle put to him by the sphinx and so the story had another significance for Freud: for trying to excavate down into the psyche of each patient could also be described as solving their riddle.

Objects on display

On display from Freud’s collection are six objects connected with Oedipus, three vases, a statuette, an amulet and a print of Ingres’ classic painting of Oedipus and the Sphinx.

2. Charcot: from iconography to archaeology

Jean-Martin Charcot was a French neurologist and professor of anatomical pathology. Freud went to study with him in Paris in 1885 (when Freud, born in 1856, was 29). Charcot used hypnosis to treat patients who displayed physical symptoms with no organic cause, a class of patients categorised as ‘hysterics’. His work made the subject of ‘hysteria’ a popular one for doctors interested in psychology across Europe. A book was published containing comprehensive descriptions of Charcot’s work and numerous prints of his hypnosis of hundreds of patients.

A Clinical Lesson at the Salp​etri​ere​. Print of engraving by E. Pirodon after the oil painting by Andre Brouillet​ (​1888​)

But this stuff about Charcot is really here because Charcot was about the surface. There was a fair amount of showmanship in Charcot’s demonstrations, made to auditoriums full of admiring students, and Freud came to dislike the way Charcot exaggerated the patient’s superficial symptoms in order to cure them.

In reaction against Charcot, Freud set off in the opposite direction. His cures would be conducted not in public but in private; they would not be wonder cures achieved in one flashy demonstration, but the result of sustained engagement over a prolonged period of time. And above all they would not work by bringing florid symptoms (hysteria, weeping, sobbing, moaning, screaming) to the surface of the human mind, but quite the opposite, entail a systematic, extended, and ever-deeper excavation down through layer after layer of the human psyche.

Which is why the exhibition places next to the Charcot print a copy of the big leather-bound volume of Ilios, the huge work in which the German archaeologist Heinrich Schliemann described his discovery of the legendary city of Troy (in western Turkey). Freud was going to be an archaeologist of the human psyche.

3. Dreams: decoding the way to the wish

From ancient times through the Middle Ages and Renaissance, dreams were given a special place as omens, as warnings from the gods, as indicators of good or bad fortune for the dreamer, and thousands of books had been written interpreting the universal symbolism of dreams. In 1880s and 1890s scientific circles the view was the opposite: that dreams are the meaningless by-products of physiological processes of the mind.

In his breakthrough book, The Interpretation of Dreams, Freud proposed a middle way: that dreams do have a meaning, a symbolic purpose, but that they are not universal to mankind. Each dream has a meaning which is specific to the dreamer. Each dreamer’s mind selects images which symbolise individual and specific hopes, fears etc.

Each dream is a wish fulfilment but what exactly the wish is, and how it is converted into particular images, can only be established by lengthy, in-depth excavation down through the layers of the conscious mind and into each patient’s unconscious.

The display case shows an ancient wine jug, a bust and a warrior figurine. The Interpretation of Dreams includes scores of Freud’s own dreams. In one of them his wife Martha gives him a drink from an Etruscan cinerary urn like the one on display here. The urn represents satisfaction of a basic instinct (thirst) but also symbolises the wished-for return of an object like it which he had given away then regretted.

It’s a fairly simple demonstration of the way we humans give objects multiple everyday or conscious meanings, and then how images of the objects are recombined in the unconscious to emerge in strange combinations, accompanied by sometimes haunting, sometimes terrifying, sometimes blissful emotional feelings, in our dreamlife.

4. Gradiva: tracing the pathways of archaeological desire

Gradiva plays a special role in the history of Freud’s writing about writing i.e. about literature, which he was to come to have such a seismic influence on. In 1907 he published his first full-length analysis of a literary text, a novel by the German writer and poet Wilhelm Jensen titled Gradiva: A Pompeian Fantasy which had been published in Vienna in 1902, so it was quite a current work.

Straightaway the word Pompeii should alert us to the fact that the book is going to play straight into Freud’s fascination with ancient ruins. Freud refers to the relevance of Pompeii, where secrets had been long buried and were now being excavated and restored to the light, to his own concepts of psychoanalytical therapy, in his letters to Fliess in the mid-1890s, and he actually visited Pompeii itself in 1902.

In this novel the hero, Norbert Hanold, who is studying archaeology, ‘falls in love with’ (becomes obsessed with) an ancient bas-relief of a young woman striding along in a Roman toga.

Cast relief of ‘Gradiva’​ (​1908​)

Since the relief was found as part of the excavation of the buried city of Pompeii (just recently being unearthed) the hero decides to travel to Italy, and to the archaeological site, to find this woman, or her spirit, or her reincarnation.

So you can straightaway see how the novel is about a man in the grip of a delusion and a compulsion, psychological territory Freud was striving to make his own during the later 1890s and early 1900s.

In the end, after failing to find the modern avatar of the beautiful statue anywhere in the real world and after some painful self-analysis, Hanold comes to realise that who the woman reminds him of is a childhood friend who lives opposite him back home, returns, tells her of his love etc.

For Freud the novel is rich in confirmations of his theories. The hero had youthful erotic feelings for this neighbour but his strict upbringing forbade him from acknowledging them. Instead he repressed them and sublimated them i.e. redirected his psychic energy into the socially acceptable medium of studying archaeology and ancient history.

When he came across the bas relief as part of his studies, he was seized, possessed by something about it which he couldn’t define. Well, that’s because he had completely repressed his childhood longing for his sweetheart. the feeling remained but divorced from its source. So the bas relief became what Freud calls a compromise formation i.e. a real-world object which can ‘satisfy’ his libidinal drive and desire, but in a socially acceptable mode (i.e. a perfectly natural part of his adult studies).

The obsession he develops with it, however, obviously goes beyond the bounds of the ‘normal’ and this is like the patients who came to see Freud, people in the grip of obsessive, compulsive, neurotic thoughts or behaviour which they couldn’t explain and couldn’t shake off.

It also plays right into Freud’s hands that the hero is depicted as having numerous florid and bizarre dreams, thus allowing Freud to apply the insights he’d recorded in The Interpretation of Dreams to show how Hanold’s dreams were continually urging acknowledgement of his real-world love, but were blocked from doing so by the forces of repression and so emerged in complex combinations of symbols and imagery.

And the way the heroine, Zoe, cares for Hanold after his breakdown, slowly coaxing him back to health and to accept his love for her, is comparable to the psychoanalytic method Freud had devised, the famous listening cure.

Objects on display

On another level, the novel is about the journey of a repressed north European to the warm south which has, for centuries, symbolised release into and acceptance a world of sensual pleasures which we uptight northerners deny ourselves in order to function in our advanced capitalist economies.

The excavations of Herculaneum and Pompeii had unearthed a surprising number of explicitly sexual objects, specifically depictions of the erect penis, often with wings, a magical object worthy of veneration or kept as a lucky charm or amulet. The fact that this is still regarded as shocking or bizarre shows you how far we are from the ancient world’s frank acceptance of the facts of sex.

Six phallic objects and amulets from various cultures of antiquity, part of Freud’s collection. You are free to regard these as sinister, sexually suggestive, funny (as I do), or as examples of the ancient world’s frank acknowledgement of the importance of sexuality in human life, which had to be censored, suppressed and policed in industrialised, capitalist societies. At the same time, this or any other view you have is quite obviously a projection of your own personal ideas, memories, associations and patterns of thought onto simple, cold, inanimate objects, and it is this power of mental projection onto objects which it is part of the aim of the exhibition to both explore and to demonstrate.

5. Totem and Taboo: the search for origins

Another criticism of Freud is that he quite early on strayed beyond his area of supposed expertise i.e. psychology (theory of the mind) and psychiatry (practical cure of mental illness) into subjects quite beyond his speciality. And it’s true. He not only produced a substantial body of literary and art criticism (essays and book-length studies) but did the same in anthropology and theology.

In 1913 he published Totem and Taboo. It was partly a response to his protegé Carl Jung who was rebelling against Freud’s insistence on the centrality of repressed sexuality and the Oedipus Complex in all human development. Therefore it ups the stakes by asserting that the Oedipus Complex is not only a part of the normal development of every boy, but explains a founding event in actual, real-world history.

Freud asserted that the founding event of ancient societies was an actual parricide, where the sons of the chief rose up and killed him, then claimed access to the queen or women of the harem. A sexual rebellion. But, crippled by guilt at murdering their father, the sons then set about repressing all memory of it, denying and blocking anything which would indicate their great crime. And this is the origin of the compulsive taboos which contemporary anthropologists observed in so many ‘primitive’ societies.

Freud then goes on to make the grandiose claim that this Primal Event was the foundation stone of all religion, morality, society and related art.

Objects on display

On display are copies of ‘The Golden Bough: A Study in Comparative Religion’, the hugely influential compendium of myths, legends gathered from all round the world by the Scottish anthropologist Sir James George Frazer, which influenced a generation of writers and thinkers. A two-volume edition had been published in 1890 but Freud owned the twelve volumes of the third edition, published serially from 1906 to 1915. His copies, some of which are on display here, are covered with pencilled notes and he incorporated much material from the book into Totem.

Amusingly, Freud sent a copy of Totem and Taboo to Fraser, who didn’t deign to reply.

The curators don’t mention this but my understanding is that almost every aspect of Totem and Taboo has been disproved. It very obviously represents a kind of imperial ambition by Freud to move his theory out of the world of private practice and discreet papers written for specialist journals, and stake a claim to making major discoveries in history, anthropology, the origins of religion, morality and so on.

Although the specific claims made about ‘primitive’ societies being comprehensively rejected by actual anthropologists, Freud successfully made a new myth about himself and his role as explainer of everything. It was the kind of grandiose ambition which drove one-time followers like Jung, and others like Adler and Rank, to secede from the official psychoanalytic movement and set up their own variations.

A digression on Freud’s sociological writings

This world-claiming ambition, this tendency to stray way beyond his area of expertise and set himself up as a master explainer of society is evident in many of Freud’s later works. In The Future of An Illusion (1927) he sets out to disprove religious belief by rewriting every religious belief and practice in terms of psychoanalytic terminology (repression of sexual urges, ‘sublimated’ into love of an all-powerful father, accompanied by a world of obsessive-compulsive rituals and ceremonies).

In 1930’s Civilization and Its Discontents Freud applies psychoanalysis to sociology, arguing that modern, mass, industrial, capitalist societies need to enforce widespread suppression and control of people’s libidinal urges, not just to sex but to express other needs and drives, and it is this systematic repression of human needs which makes so many people unhappy in modern society. In many ways this turned out to be Freud’s most influential work, because it influenced social reformers and would-be revolutionaries, especially in the utopian 1960s.

Anyway, this final display is about Freud’s deepest foray into myth, legend and so on as he took on the roots of Christianity and, behind it, of Christianity’s parent, Judaism.

Freud was a Jew who accepted his secular inheritance but rejected the religious aspects of Judaism. Running alongside the obsessive references to archaeology throughout his writing career, which this exhibition focuses on, was Freud’s parallel obsession with denying and debunking religious belief and practice at every opportunity.

There are quite a few Freudian explanations of this noticeable obsession. One is that he was guilty about rejecting the religion of his forefathers and so spent his entire life trying to deny its reality. A subtler one is that Freud didn’t so much deny the reality of the Jewish religion as attempt to rewrite it in his own terms. In his imperial way, he attempted to overwrite religion, to write it away. Coming from a different angle, you could say that this ‘obsession’ was a response to the lifelong anti-semitism which he and his family and Jewish friends and colleagues suffered on an almost daily basis, in personal encounters but also in the press and culture of turn of the century Vienna.

Everyone mentions the fact that from 1897 to 1910 Vienna was run by the unusually powerful mayor, Karl Lueger, who oversaw the transformation of the city into a modern metropolis but at the same time exploited populist and anti-semitic feeling, legitimising widespread and semi-official antisemitism which some historians think established a model for the psychotic racism promoted by Adolf Hitler who was, of course, Austrian and an impressionable teenager during Lueger’s time in office.

You can take your pick of interpretations or mix and match all of them and this, also, is a Freudian idea which he called over-determination. In The Interpretation of Dreams Freud speculated that individual dream images or narratives can operate on multiple levels or be representing more than one wish or drive. Same with the symptoms his patients presented with. Overdetermination occurs when a single-observed effect is determined by multiple causes any one of which alone would be sufficient to account for the effect.

Thus I routinely describe historical events as ‘over determined’, such as the First World War, for which historians have proposed a vast number of causes. The Freudian notion of over-determination i.e. multiple cause for one event, frees you up, allows you to accept a number of different explanations, allows you to experiment with apportioning different levels of responsibility for different events.

It’s an example of the way Freud’s theory gives conceptual definition to the complexity of life, motivation, simple and complex events which we all know are multi-levelled and multi-motivated. Freud’s theory provides a theoretical underpinning for this multiplicity of viewpoints, about anything.

6. Moses: the return of the repressed

Freud’s last published work was not a grand summary of his theory (although he was working on one, which remained unfinished). It was the long, densely argued and eccentric work of religious sociology, Moses and Monotheism. In it he applies the Oedipus story to the entire history of the Jewish people, his people, in an attempt to dethrone the founder of Judaism, Moses. It was itself a nakedly Oedipal attempt to overthrow the father and assert his (Freud’s) moral and intellectual independence.

For Freud makes the scandalous assertion that Moses was not himself Jewish. Freud argues that Moses was in fact an Egyptian prince, but one who followed the heretical teachings of the pharaoh Akhenaten. From what we can tell, Akhenaten, the tenth pharaoh of the 18th dynasty, who ruled from 1353 to 1336 BC, attempted to overthrow the Egyptians’ traditional polytheism i.e. belief in a large and florid pantheon of gods, and replace it with worship of the One True God.

Tasked with overseeing the Israelite captives in their slave tasks, this Egyptian prince, Moses, tried to impose Akhenaten’s strict monotheism on them but they rose up and, as in the classic Oedipal narrative, murdered their father figure. But, like all good Oedipal actors, they then couldn’t cope with the guilt of their deed and repressed it, wiping out all memory of the historical event, and instead reinventing Moses as one of their own and a wise and good teacher.

Following the basic model of the mind he had postulated as long ago as 1897, Freud speculated that knowledge of their collective murder kept threatening to leak out and so the Jews, as a people, instituted a comprehensive system of taboos and restrictions, the most famous being not to eat pork, but there are hundreds of others. As time went by these taboos were expanded and elaborated until they dictated almost every aspect of everyday life, as well as a host of religious rituals.

This last display takes Moses and Monotheism to be not only the climax of Freud’s career as a writer but of his vaulting ambition to establish a psychoanalytical version of human history, society, and the origins of religion and morality. Like Totem and Taboo there’s something slightly mad about this book, disreputable about its theories and the interpretations which Freud applies to history and strain to breaking point. It’s absurd. But there’s also something awe inspiring about the man’s grandiose ambition.

If you stop thinking about it as a serious piece of archaeology or sociology and consider it as simply a piece of imaginative writing, the ambition and the ingenuity with which Freud attaches his theory to every aspect of Jewish history, theology and practice are dizzying.

Objects on display

A small statuette of the Egyptian god Amon-Ra, who Akhenaten promoted as the one true God. A print of Rembrandt’s famous painting of Moses coming down from the mountain holding the tablets of the law. An edition of the Philippson edition of the German Bible. And a small hannukah lamp, associated with domestic Jewish ritual.

The end wall and right-hand wall of the exhibition, showing the section about Gradiva (at the end) and Totem and Moses, on the right

Objects and meanings

The title of the exhibition includes the word ‘objects’ because among Freud’s many insights is the way all of us project wishes, desires, anxieties onto all the objects around us all the time. We not only relentlessly anthropomorphise the world – that’s level one psychology; we also personalise the world by investing all manner of objects around us with value and meaning. And these meanings alter over time, over very short periods as our moods or memories change, as events invest them with new auras of meaning, some of them over lifetimes.

In other words, all the objects around us are invested with some measure of significance, we can’t stop ourselves. And so the exhibition’s attention to the objects which Freud a) collected obsessively b) positioned all around him in his working environment c) described, discussed, referred to and invoked endlessly in all his writings from start to finish is both an ‘exploration’ of the significance of some of the objects, but also the evocation of all kinds of associations and feelings in us, the visitors.

H.D.’s interpretation

Freud arrived in London before his belongings. When these arrived, especially the crates containing his carefully wrapped antiquities, his friend and former patient, the American poet H.D., sent Freud a bunch of gardenias with a note ‘to greet the return of the Gods’.

HD is also represented by a short but powerful quote on the main introductory wall label. Here she is recorded as noting, in her memoir of Freud and her psychoanalytical treatment, what we’ve already observed, that his rather staggering array of figurines, statuettes and antiquities were intimately bound up with his development of the concepts and methods of psychoanalysis. But she goes on to say something more. She has the insight that they helped Freud to ‘stabilise the evanescent thought’ that was continually at risk of dissipation.

This is a new and powerful insight. I’ve already mentioned the idea of ambivalence, which follows from Freud’s dual structure of the mind (conscious mind struggling to repress all kinds of unconscious urges). Once developed, this explains how we can all have ambivalent or contradictory feelings about objects, because there is so much going on in the unconscious which we’re not aware of, and because the human psyche’s tendency to project these feelings, moods, anxieties, desires onto all manner of inanimate objects around us.

So much for ambivalence. And so much for the notion that Freud used the antiquities to inspire his ideas about excavating and archaeology. It’s a typically voodoo, Freudian, psychoanalytical insight, one which appears absurd on the surface but slowly makes more sense the more you ponder it, that the figurines littering his desk and study, also in some sense, limited and controlled his thought.

Because if there’s one thing about Freud’s achievement as a writer, it’s that he was so very fecund with ideas. From the initial insights around 1900 were to spring an exploding, ever-ramifying, ever-more complex system or network or matrix of ideas and insights and categories and theories and terminology which he never ceased developing and refining, and which he consciously amplified and spread beyond psychology into disciplines far removed from his area of expertise, as this exhibition makes abundantly clear.

So maybe the figurines not only inspired his writing (and his treatment) but also brought him back to the thing he started writing about, focused things back on the project in hand. They were instruments of inspiration and control.

Who’s to say whether this is ‘true’ or not, but by this stage, hopefully, you have joined me in not being so concerned about the truth of a lot of this so much as its interpretive and, above all discursive power. It enables the imagination. Psychoanalysis’s uncanny combination of scientific phraseology applied to ideas which sometimes seem acute, sometimes way off beam, sometimes suck you in and make you see the world in a completely different way, this all leaves the pragmatic world of truth values far behind as we go romping through a wild and shaggy, dense and huge, huge and fascinating imaginative realm.

Three figurines from Freud’s collection. Which one – smooth elegant Egyptian, primitive fertility figure, or happy dancer – do you identify with, and why?

Digital archive

The exhibition is accompanied by a digital multimedia resource, containing video recordings, podcasts, photos of rarely seen objects from the collection, and a list of suggested reading.


Related links

The Freud Museum has had a previous exhibition specifically on the theme of archaeology:

Related books

The Museum has produced a comprehensive catalogue for the exhibition, with essays expanding the themes raised in the wall labels. But, unsurprisingly, there also turn out to be quite a few book-length academic studies of Freud’s fascination with antiquity and obsession with collecting:

Byzantine Emperors 802 to 1081

By the tenth century to be a eunuch was, for a promising youth about to enter the imperial service, a virtual guarantee of advancement; many an ambitious parent would have a younger son castrated as a matter of course.
(Byzantium: The Apogee, page 130)

This is a timeline of Byzantine emperors between 802 and 1081, based on John Julius Norwich’s history of the period, Byzantium: The Apogee (1991).

The Empress Irene

Iconoclasm (the banning of religious images and icons) had been instituted by Leo III the Isaurian in 726. 80 years later it still divided the empire. The empress Irene had dominated her weak husband, Leo IV (775 to 780) and their son, Constantine VI (780 to 797) who came to the throne aged just nine and who, when he became a threat to her power, Irene had arrested and blinded, resulting in his death soon afterwards.

So then the wicked Empress Irene reigned by herself for five years, alienating most sections of the empire – by being a woman, by being an icon-supporter, and for the foul murder of her own son.

In 800 Pope Leo II crowned King Charles of the Franks as Holy Roman Emperor in St Peter’s Rome. This astonished the Byzantines who considered it an appalling assault on their power and prerogatives, but to both Pope and new Emperor, Irene, as a woman, simply did not count and so, for them, the throne of Roman emperor was vacant.

To seal the deal Charlemagne, in 802, sent Irene a proposal of marriage. This in fact struck her as a decent exit strategy to escape the gathering number of enemies to her rule. But her leading ministers rebelled. Led by the Logosthete of the Treasury (the minister of finance), they mounted a coup, and exiled Irene.

Nicephorian dynasty (802–813)—

Nicephorus I Logothetes (802 to 811)

The leader of the coup against Irene took the name Nicephorus. Irene had cancelled loads of taxes in a bid to be popular with the people and thus brought the empire to the brink of bankruptcy. The fact that Nicephorus had been finance minister meant he understood how important it was to revitalise the tax base, rebuild the city’s walls, and build up the army. In 803 an Armenian general in the Byzantine army, Bardanes Turcus, rebelled but his revolt was crushed, Bardanes being sent to a monastery where he was, in the traditional style, blinded to prevent him being any more of a threat.

Irene had tried to buy off both the Khan of the Bulgars (in the north) and the Muslim Caliph Harun al-Raschid (in the East) with gold tribute. Nicephorus immediately cancelled both these tributes, sparking war with both (although Raschid died in 809).

Nicephorus led initially successful campaigns against the Bulgars but was killed at the Battle of Pliska against the mighty leader of the Bulgars, Khan Krum. Initially, Nicephorus had successfully led raids into Bulgar territory and destroyed their capital city, but he and his army were eventually caught in a narrow defile and annihilated. Krum had Nicephorus’s skull encased in silver and used it as a cup for wine-drinking.

Staurakios (July to October 811)

The only son of Nicephoros I, Staurakios automatically succeeded on his father’s death but had been present at the Battle of Pliska and was himself severely wounded, left paralyzed and in constant pain. He was forced to resign within a year, and retired to a monastery where he died soon after.

Michael I Rangabe (811 to 813)

Son-in-law of Nicephorus I, Michael succeeded Staurakios on the latter’s abdication. A spendthrift in everything except defence, he wasted money on high living while Khan Krum devastated various Byzantine towns.

In late 812 Krum offered battle some miles from the capital and in June Michael marched out at the head of an army but, as battle began, the Anatolian wing of the Byzantine army, led by Leo the Armenian, deserted their posts. As a result the Byzantine army was decimated, Michael made it back to Constantinople where he abdicated (retiring to a monastery where he lived quietly for another thirty years). All four of his sons were castrated and his wife and daughters sent to a monastery – while Leo the Armenian returned to the capital and seized the throne.

Non-dynastic—

Leo V ‘the Armenian’ (813 to 820)

Born about 775, Leo joined the army and rose to become a general in which capacity he betrayed the army in a confrontation with Khan Krum of the Bulgars, leading to the abdication of Michael I.

Leo still had to deal with Krum and arranged a meeting with the Bulgar at which he treacherously set assassins to kill him. They failed and Krum made off, infuriated, destroyed all the buildings without Constantinople’s city walls – palaces and churches – then systematically destroyed every Byzantine town he could seize, murdering all the men and taking the women and children into slavery. Adrianople was burned to the ground and the entire population sent into slavery beyond the Danube.

Leo, for his part, mounted some sneaky raids into Bulgar territory where, the chroniclers report, his armies had instructions to kill all the children (dashing their heads against rocks and walls, is the precise description). It was a war of extermination on both sides. Then, just as Krum was supervising the siege engines rumbling up to the walls of Constantinople for a final siege, he dropped dead of apoplexy. To everyone’s surprise, peace had come.

Leo devoted the remainder of his rule to reviving Iconoclasm. The previous three ill-fated emperors had been icon-supporters and their reigns had coincided with financial and military disasters. Leo hoped to revive support for his rule by falling in line with the majority of the upper class, the army and many of the Eastern refugees (who now thronged the city, having fled the armies of the Arabs) who were all deep-rooted iconoclasts. (Iconoclasm feeling became stronger the further east you went.) In 815 Leo promulgated an edict against images which led to an orgy of destruction across the empire. So much beauty and art, silken vestments, gold icons, priceless statues – destroyed forever.

Something – the chronicles are unclear – led to a rift with his one-time good friend Michael from Armoria, who began speaking openly against the emperor and who Leo had imprisoned and ordered to be thrown into a burning furnace. Before this order could be carried out, Michael was freed by accomplices who went with him to the imperial chapel on Christmas Day 820, where they struck down Leo, first cutting off his sword arm, then his head. Leo’s corpse was paraded in ignominy around the Hippodrome. Leo’s four sons were castrated (one died during the procedure) and sent, along with his wife and daughters, into exile.

Amorian dynasty (820 to 867)—

Michael II ‘the Amorian’ (820 to 829)

Michael was an illiterate boor who made his son co-emperor in a bid to establish a settled dynasty. Almost immediately he faced a rebellion which evolved into a civil war, led by Thomas the Slav, a Byzantine general, who besieged Constantinople. However, Thomas’s army was unexpectedly attacked from the north by the Bulgars and massacred. The survivors retreated to a walled town, and Michael now felt confident enough to lead a Byzantine army to besiege them. Michael quickly persuaded the rebels to surrender with a promise of mercy, and to give up Thomas – who promptly had his hands and feet chopped off and his body impaled on a stake.

During Michael’s reign the empire lost Crete to Arab pirates, who ravaged all the towns and converted the entire population into slavery. Another band of Arab adventurers began the Muslim conquest of Sicily. Both islands became the home for Arab corsairs who preyed on shipping all over the eastern Mediterranean, despite Michael sending numerous fleets to try and stop them.

Michael died peacefully in his bed, the first emperor in a sequence of six to do so.

Theophilus (829 to 842)

Born in 813, Theophilus was the only son of Michael II, the illiterate Armorian. Co-emperor since 821, he succeeded on his father’s death aged 25 and was, according to Norwich, ‘magnificently qualified to take on the responsibilities of emperor’.

Theophilus had to deal with the aggressive campaigns from the Muslim East of Caliph Mutasim, who besieged and sacked Armoria, the second city in the empire: when some of the inhabitants took refuge in the town church, Mutasim burned them alive in it, the rest of the population was put in chains and taken back across the desert towards Syria but, when water ran short on this long trek, almost all of them were executed. Only 42 made it alive to Muslim territory. Years later the 42 were offered a final choice between converting to Islam or martyrdom. All 42 chose death and were beheaded on the banks of the River Tigris, thus entering the canon of saints of the Byzantine church. Burning, murdering, death.

Theophilus continued the iconoclastic policies of his father, but rather half-heartedly (with some notably brutal exceptions: he had two Christian writers who refused to renounce icons, tattooed across their faces with a long iconoclastic poem, and he had the greatest icon painter of the time, Lazarus, scourged and branded on the palms of his hands with red hot nails). Nonetheless, in Norwich’s opinion, when Theophilus died, aged just 29, from dysentery, ‘the age of iconoclasm died with him’ (p.52).

Interestingly, in response to the Muslim seizure of Crete and Sicily, Theophilus appealed to the son of Charlemagne, Lewis the Pious, to join forces and drive the Muslims from the Mediterranean. Interesting because, as Norwich points out, if Lewis had done so, the age of the crusades (i.e. armed Western Christian knights interfering in the Muslim Mediterranean world) would have come two and a half centuries early and, if it had become a sustained campaign uniting the Western and Eastern Christians, might have seized back more of the Mediterranean littoral.

Michael III ‘the Drunkard’ (842 to 867)

Born in 840, Michael succeeded on Theophilus was succeeded by his son Michael, born in 840 and so just two years old, with the result that the empire was ruled by his mother, Theodora, until 856. She called a Church Council in 845 which anathematised Iconoclasm, not without the usual fierce ecclesiastical in-fighting. (The fierceness of language and actual bodily violence involved in these Church disputes has to be read to be believed. Senior Christian opponents to imperial policy were often arrested, tortured, scourged and whipped, branded, blinded and exiled.)

The Logothete and eunuch Theoctistus manoeuvred his way to becoming co-ruler with Theodora. (Logothete: An administrative title originating in the eastern Roman Empire. In the middle and late Byzantine Empire, it became a senior administrative title, equivalent to minister or secretary of state.)

Theoctistus led a fleet which managed to recapture Crete, and another Byzantine fleet attacked and ravaged the Muslim naval base at Damietta. In other words, this period saw the start of a significant fightback against Muslim domination of the Eastern Mediterranean.

Theoctistus and the Empress adopted the ruinous policy the pair adopted of the systematic persecution of the heretics known as Paulicians. The Paulicians were Christians of a sort, but rejected large parts of the Old and New Testament and many of the practices of the Church. They were based in Armenia, a mountainous region far to the east of Anatolia. They were ordered to renounce their beliefs but refused, and so a vast military army set out to the East and, if the chroniclers are to be believed, massacred up to 100,000 of the Paulician community – by hanging, drowning, putting to the sword and even crucifixion. Not only was this a foul atrocity in itself, but strategically short-sighted in that it drove the entire community into alliance with the Muslim regime based in Baghdad.

Map showing the spread of the Muslim empire and how surrounded and embattled the Byzantine Empire became (and how foolish it was to drive the Armenians into alliance with the Muslims)

The Empress Theodora’s brother (Michael’s uncle) Bardas, overthrew Theoctistus, confronting him in the palace with a group of soldiers and the young emperor himself, who ran him through with a sword. That was in 855.

Bardas was raised to Caesar in 862. Norwich considers Bardas’s ten year-rule (855 to 865) one of unparalleled success, notable for his military victories over the Bulgars to the north and the negotiation of their conversion to Christianity, for the growing confidence and distinctness of the Eastern Church, and for Bardas’s personal sponsorship of learning – setting up schools and a university – and the arts.

In the last years of Bardas’s rule the monks and scholars, the brothers Cyril and Methodius, were invited by the Khan of the Bulgars to help convert his Slavic people to Christianity. (Formerly it was believed that Cyril, forced to invent new letters to convey Slavic speech sounds, invented the Cyrillic script which is named after him. Nowadays it is thought he and Methodius invented the Glagolitic script, and that Cyrillic was developed later by their students and followers.)

This story didn’t end well, though, because the Khan of the Bulgars wrote a long letter to the emperor complaining about the endless squabbles among the Byzantine Christian missionaries, and asking for clarification on various points of theology. The emperor Michael made the mistake of arrogantly dismissing it, with the result that the Khan turned to the Pope, who gave him a clear, thorough and polite response. The result was the Khan of the Bulgars gave his allegiance to the Pope in Rome and expelled all the Byzantine missionaries.

Meanwhile, Emperor Michael declined into alcoholism. In his last years he took a favourite, Basil, a strong, illiterate peasant from Armenia, talented with horses, and raised him to the level of Court Chamberlain. All kind of speculation floats around him, including the possibility that he was Michael’s gay lover. Michael ordered Basil to marry a young woman who was almost certainly Michael’s mistress, in order to give his mistress free access to the palace (and Michael), without scandalising the clergy. It is possible, then, that when Basil’s wife bore him children, they were in fact the children of the emperor…

Whatever the details, Basil tightened his grip on Michael’s affections, becoming a serious rival to Michael’s uncle, Bardas. On 21 April 866, on the eve of a naval expedition which he was meant to be leading to liberate Crete from the Muslims, Bardas was sitting next to Michael in the imperial pavilion, when Bardas stepped forward and assassinated him. The emperor was obviously in on the coup because he issued a statement declaring Bardas a traitor and exonerating Basil.

Macedonian dynasty (867 to 1056)—

Basil I ‘the Macedonian’ (867 to 886)

Having assassinated Michael’s uncle, Bardas, in 866, 18 months later, on 24 September 867, Basil and seven followers killed the emperor Michael as he lay in a drunken stupor in his bedchamber. Basil had himself proclaimed basileus.

Basil led successful wars in the East against the Arabs and the Paulicians, and seized back the entire Dalmatian coast, Bari, and all southern Italy for the Empire. He initiated a major review and digest of the laws (on the model of Justinian’s code) and also commissioned the building of new churches and palaces. He had four sons but one, young Constantine, was the apple of his eye. When Constantine died suddenly in 879, Basil went into a decline, becoming surly, reclusive and unbalanced. A later legend says he was killed by a stag while out hunting. We’ll never know for sure.

Leo VI ‘the Wise’ (886 to 912)

Instead of Basil’s favourite son, Constantine, it was his next eldest son, Leo, who succeeded, aged twenty. Already he has acquired the nickname ‘the wise’ for his scholarship, grace and deportment. But Leo VI’s reign saw an increase in Muslim naval raids, culminating in the Sack of Thessalonica, and was marked by unsuccessful wars against the Bulgarians under Symeon I.

Leo sparked a far-ranging religious dispute because he married a succession of wives, who all managed to die of illness or in childbirth. He kept at it because he was desperate for a male heir but when he married for the fourth time, to Zoe ‘Carbonopsina’ (of the black eyes), the church was outraged.

Orthodox theology disapproved of even one remarriage, only reluctantly admitted two – so long as the partners spent a good deal of time repenting and praying – but to remarry for a third time was completely forbidden and the Patriarch of Constantinople. Nicholas, was not slow to criticise and anathematise the emperor. So Leo had Nicholas exiled and appointed a new Patriarch who carried out his wishes. But Nicholas’s dismissal and the scandal of the four marriages split the church into fiercely opposing factions.

Alexander (912 to 913)

Leo had sidelined his brother, Alexander, during his reign. When Leo finally died his brother inherited and promptly set about undoing much of his brother’s work, starting by banishing Leo’s wife, Zoe, and ignoring Leo’s careful diplomacy with the ever-threatening Bulgars. He restored the troublesome patriarch, Nicholas, who Leo had dismissed and who returned from exile furious and determined to take his revenge on everyone in the hierarchy who had condoned Leo’s marriage.

Alexander was an alcoholic and died of exhaustion after a polo game, leaving the throne to Leo’s young son, Constantine, born in 905 and so aged just seven.

Constantine VII Porphyrogenitus (913 to 959)

At Alexander’s death there is a scrabble for power. When Zoe learned that Alexander lay dying she rushed back to the palace to protect her and Leo’s son, Constantine. On his deathbed Alexander confirmed Constantine as heir, but appointed a Regency Council led by Nicholas. And the first thing Nicholas did was order the empress to have her hair shorn and be sent to a nunnery, where she was renamed Sister Anna.

Within days the leader of the army, Constantine Ducas, mounted a coup against the regency Council, but as he snuck into the city, he and his conspirators (including his eldest son, Gregory) were caught and killed. Almost certainly Nicholas was in league with Ducas but, after the coup failed, it gave Nicholas the pretext he needed to launch a drastic reign of terror.

Whole companies were massacred, their bodies impaled along the Asiatic shore of the Bosphorus; others were flogged or blinded…. Ducas’s widow was exiled… his younger son… was castrated. (p.127)

Leo VI had wisely paid a tribute or bribe to Symeon the Great, Khan of the Bulgars, to stop him ravaging Thrace (the area to the north of Constantinople).

Constantine rashly stopped the payment with the result that Symeon led a Bulgar army right up to the walls of Constantinople. At this point the Patriarch Nicholas went out to see Symeon and did some kind of deal, so that the Bulgars went away.

But 1) Nicholas’s brutal treatment of the empress and 2) his brutal treatment of the army and 3) the rumour that he had sold out to the Bulgars, led to the collapse of the Regency Council. This triggered the swift return of ‘Sister Anna’, who reclaimed the role of Augusta and Regent and her true name of Zoe.

The next thing that happened was a coup organised by the admiral Romanus Lecapenos. He overthrew the empress (and sent her back to the convent again, hair shorn, Sister Anna once more) and quickly wedded his daughter to Constantine, thus becoming the young emperor’s father-in-law. Romanus worked to make himself invaluable and to seize all the levers of state. Eventually he got himself crowned senior emperor in 920.

Constantine was sidelined during the Lecapenos regime, but asserted his control by deposing Romanus’s sons in early 945. Byzantine forces helped an Armenian king against the Muslims in the East and destroyed an advancing Muslim army in south Italy, restoring a lot of the empire’s prestige. The Byzantines then caught an attacking army of Bulgars under Symeon I unprepared, forcing it to retire back over the Danube.

Constantine’s long reign also saw a flourishing of the arts known as the ‘Macedonian Renaissance’, with the emperor sponsoring encyclopaedic works and histories. He was a prolific writer himself, best remembered for the manuals on statecraft (De administrando imperio) and ceremonies (De ceremoniis) which he compiled for his son, Romanus II.

Romanus I Lecapenos (920 to 944)

This is the admiral, mentioned above, who seized power in 920 and ruled as the emperor Constantine’s ‘father-in-law’. After becoming the emperor’s father-in-law, he successively assumed higher offices until he crowned himself senior emperor. Like a previous Armenian emperor, Basil I, Romanus was keen to create a family dynasty.

His reign was marked by the end of warfare with Bulgaria and the great conquests of John Kourkouas in the East. Romanus promoted his sons Christopher, Stephen and Constantine as co-emperors over Constantine VII. Eventually Constantine VII threw off his rule and sent him to an island as a monk. He died there on 15 June 948.

Romanus II ‘the Purple-born’ (959 to 963)

The only surviving son of Constantine VII, Romanus was born on 15 March 938 and succeeded his father on the latter’s death in 959. He ruled for four years, although the government was led mostly by the eunuch Joseph Bringas. His reign was marked by successful warfare in the East against Sayf al-Dawla and the recovery of Crete by general Nicephorus Phocas.

Nicephorus Phocas (963 to 969)

The most successful general of his generation who restored Byzantine fortunes in the West and East, Nicephorus II was born around 912 to the powerful Phocas clan. The Phocas family were one of the leading powers in the state, having already produced several generals, including Nicephorus’ father Bardas Phocas, his brother Leo Phocas, and grandfather Nicephorus Phocas the Elder.

On the ascension of Emperor Romanus II in 959, Nicephoros and his younger brother Leo Phocas had been placed in charge of the eastern and western field armies respectively. In 960, 27,000 oarsmen and marines were assembled to man a fleet of 308 ships carrying 50,000 troops in a campaign against the Muslim Emirate of Crete. They besieged the capital, Chandax, till it fell in 961, and took back the island after 130 years of Muslim occupation. Meanwhile, another Byzantine force recovered Cyprus in 965.

Nicephorus was recalled to Constantinople by Constantine and sent to the East, where he defeated the governor of Tarsus, ibn al-Zayyat in open battle, before taking the major Muslim city of Aleppo. From 964 to 965, he led an army of 40,000 men which liberated Cilicia and raided in Upper Mesopotamia and Syria. Then Nicephorus led Byzantine forces which besieged and took Tarsus. In 968, Nicephorus conducted a raid through Syria into Palestine which reached the city of Tripoli, raiding and sacking most of the fortresses along his path and which finally managed to take the city of Antioch. It was a high summer for the empire.

However, to finance these wars Nicephorus had increased taxes both on the people and on the church at a time of poor harvests and general dearth, while maintaining unpopular theological positions and alienating many of his most powerful allies. This combination of policies led to a series of riots in Constantinople. These involved his nephew, John Tzimiskes, who, despite having played a key role in many of his military victories, Nicephorus banished to Asia Minor on suspicion of disloyalty.

Tzimiskes was a popular general and, rallying his supporters, was smuggled back to Constantinople. Fellow conspirators let him into the palace, where he and a gang of collaborators murdered Nicephorus in his sleep. Thus ended the life of one of the most successful emperor-generals in Byzantine history.

John I Tzimiskes (969 to 976)

Tzimiskes took over as regent for the young sons of Romanus II. As ruler, Tzimiskes crushed the Rus in Bulgaria and ended the Bulgarian tsardom, before going on to campaign in the East.

According to Norwich, travelling through Anatolia John was appalled to discover the vast extent of the lands acquired by the Imperial chamberlain Basil Lecapenos. Basil got to hear about the emperor’s anger and, fearing that he was about to lose his lands and position, paid servants to administer a poison to Tzimiskes. Taken very ill, John just about made it back to Constantinople before dying. He was, in Norwich’s opinion:

One of the greatest of Byzantine emperors (p.230)

Basil II ‘the Bulgar-Slayer’ (976 to 1025)

Basil was the eldest son Romanus II, born in 958 and, with Tzimiskes’ death, he now inherited the throne aged just 18. He was to have a long and successful reign but the first half was a struggle to establish his own personal rule.

The first decade of his reign was marked by rivalry with the powerful Imperial chamberlain, the eunuch Basil Lecapenos, who he eventually managed to overthrow, confiscating all his estates and having him banished. Then there was a prolonged attempt by two rival generals – Bardas Phocas and Bardas Sclerus – to overthrow him, though the generals spent as much time fighting each other as the emperor. Both eventually failed, though not after prolonged unrest and military campaigns.

Threatened by the rise of Thomas the Slav who revived the kingdom of the Bulgarians, Basil found it wise to form an alliance with Vladimir I of Kiev whose entry into the Church (the baptism of him and his court) Basil supervised, as well as marrying off his sister, Anna, to the new convert. Vladimir would, in time, be made into a saint by the Russian Orthodox Church, for his zeal in building churches, monasteries, and converting his people.

In his campaigns in the East against the Muslims, Basil had seen for himself the immense estates built up by the class of ‘nobles’ or ‘those with power’, and he determined to break their influence, confiscating all large estates, reducing much of the aristocracy to poverty, rejuvenating the peasant communities which the empire depended on for its manpower, and reverting large tracts of land to the emperor.

Basil then did a deal whereby Venice was awarded the coast of Dalmatia to rule under Byzantine suzerainty: this suited the Venetians for the area was rich in wood and grain, and they also wanted to campaign against Croatian pirates; and suited Basil because it left him free for his life’s work, a sustained campaign against Bulgaria. It took twenty years but he eventually defeated Thomas the Slav and his son, and the usurper who murdered the son. All Bulgarian territory and cities were seized, and all survivors of the royal family taken prisoner off to Constantinople. In fact Basil ruled wisely, keeping taxes deliberately low and assimilating leading Bulgar aristocrats into the Byzantine administration.

Basil II’s reign is widely considered the apogee of medieval Byzantium.

Map of the Byzantine Empire in the year 1025  most of present-day Turkey, Greece, the southern Balkans and south Italy

Constantine VIII (1025 to 1028)

The second son of Romanus II, Constantine was born in 960 and raised to co-emperor in March 962. During the rule of Basil II, he spent his time in dissipation. He was 65 when he came to power and managed, in three short years, to fritter away almost all of his brother’s achievements. Unsure of his powers, he became paranoid, suspicious of courtiers and plots, and hundreds of men arrested, tortured and blinded on trumped-up charges.

Only on his death-bed, aged 68, did he worry about the succession. He had three daughters, themselves now relatively old (in their 40s and 50s) and decided that the most presentable of them, Zoe, should be married off to continue the line. After some squabbling about who the lucky man should be, his civil service settled on Romanus Argyros to be Zoe’s husband. The fact that Romanus was already married was not a barrier, since Constantine said, Marry my daughter or I will blind you and your wife. So Romanus’s wife willingly divorced him, took the veil and disappeared to a convent. Next day Romanus married Zoe. Next day the emperor was dead.

Empress Zoe (1028 to 1050)

The daughter of Constantine VIII, Zoe succeeded on her father’s death, as the only surviving member of the Macedonian dynasty. She had three husbands – Romanus III (1028 to 1034), Michael IV (1034 to 1041) and Constantine IX (1042 to 1050) – who ruled in quick succession alongside her.

Zoe’s first husband: Romanus III Argyros (1028 to 1034)

Romanus was an ageing aristocrat, judge and administrator when he was chosen by Constantine VIII on his deathbed to become Zoe’s husband. He was educated but had an inflated opinion of his own abilities and led his army into a disastrous defeat against the Muslims in Syria. Realising his limitations he decided to make a name for himself by building an enormous church to Mary Mother of God, but taxed the population of Constantinople to the hilt to build it with the result that he became very unpopular.

Contemporary chroniclers also claim he had alienated his wife once he realised they were never going to conceive a child (despite both parties spending lots of money on amulets and charms and potions to restore fertility). He had her confined to her quarters and cut her spending allowance.

Gossip had it that Zoe took a young, handsome Greek lover, Michael, related to the most powerful figure at the court, the eunuch John the Orphanotrophos. The chronicler Michael Psellus suggests the couple poisoned Romanus who was discovered expiring by an imperial swimming pool.

Zoe’s second husband: Michael IV ‘the Paphlagonian’ (1034 to 1041)

Within hours of Romanus’s death, Zoe arranged to be enthroned alongside her 18-year-old lover Michael.

Michael quickly came to despise his aging wife and, once again, had her confined to her quarters. He was an epileptic when they married and his condition rapidly worsened, so that he had a curtain installed around the throne which could be quickly drawn by servants at the first sign of a fresh attack.

Aided by his older brother, the eunuch John the Orphanotrophos, Michael’s reign was moderately successful against internal rebellions, but his massed attempt to recover Sicily from the Muslims totally failed, not least because it was put under the command of John the Orphanotrophos’s sister’s husband, Stephen.

As he grew iller, Michael spent more time building churches and having masses said for his soul. His older brother, the by-now all-powerful John the Orphanotrophos, could see he was dying and cast around for ways to preserve the dynasty. His other brothers were eunuchs, so John’s search alighted on the son of his sister, Maria, and her husband Stephen, Michael.

Basil II had wisely decreed that the defeated Bulgarians should only pay tax in kind. John the Orphanotrophos unwisely revoked this and imposed tax demands in gold. This, plus the imposition of an unpopular Greek to rule their church, led to a revolt of the Bulgars. Michael amazed everyone by taking to his horse and leading the Byzantine army which successfully put the revolt down. He then returned to the capital and died.

Zoe’s son: Michael V Calaphates (‘the Caulker’) (1041 to 1042)

In the last stages of terminal illness, Michael IV was persuaded to adopt Stephen’s son (his nephew), also named Michael, as his own son and heir. Michael IV duly died, aged just 25, and was succeeded by this nephew and namesake, who became Michael V.

In time Michael would be nicknamed calaphates or ‘the caulker’ because this had been the humble shipyard profession of his father, Stephen, before John the Orphanotrophos had wangled him a job as admiral on the ill-fated expedition to reclaim Sicily. He certainly had a very tenuous claim to the throne.

No emperor in the whole history of Byzantium had less title to the throne than Michael Calaphates. (Norwich p.292)

Michael V immediately 1. mounted an assault on the court civil service, making widespread changes 2. removed John the Orphanotrophos from power, confiscating his property and sending him to a monastery. Next he tried to sideline Zoe, having her shaven and send to a convent, but, unexpectedly, this sparked a popular revolt which led to days of mass rioting – resulting in the largest casualties from civic strife the capital had seen since the Nika riots. Michael was forced to recall her and restore her as empress on 19 April 1042, along with her sister Theodora but this wasn’t enough. Norwich quotes the eye witness account of Michael Psellus who went with the mob to the palace chapel where Michael and his uncle, Constantine, were hiding, describes them being persuaded to leave, escorted by the City Prefect through a jeering mob, and then met by the public executioner sent by Zoe, who proceeded to blind them both in front of the baying mob. They were both sent to separate monasteries, Michael dying later that year.

Michael had managed to get himself deposed after a pitiful four months and 11 days on the throne,

Zoe had hoped the riots were solely in her favour but it became apparent that the city didn’t trust her, associating her too much with the ancient regime, and began clamouring for her sister, Theodora who had, fifty years earlier, been consigned to a convent where she had spent most of her life.

Zoe’s sister: Theodora (1042 to 1056)

Born in 984, Theodora was therefore 58 when she was raised as co-ruler on 19 April 1042. However, it quickly became clear that the sisters didn’t get on and that, worse, the court, civil administration, the army and so on were liable to divide into sects supporting one or other woman. The solution was to bring a man in to rule. Theodora, still a highly religious virgin, refused absolutely to be married, but Zoe, now 64, accepted with relish. (It is symptomatic of the name shortage in Byzantium that all three of the candidates which were considered for her hand were named Constantine.)

Zoe’s third husband: Constantine IX Monomachos (1042 to 1055)

Wikipedia tells the story:

Constantine Monomachos was the son of Theodosius Monomachos, an important bureaucrat under Basil II and Constantine VIII. At some point, Theodosius had been suspected of conspiracy and his son’s career suffered accordingly. Constantine’s position improved after he married his second wife, a niece of Emperor Romanus III Argyros. After catching the eye of the Empress Zoe, Constantine was exiled to Mytilene on the island of Lesbos by Zoe’s second husband, Michael IV.

The death of Michael IV and the overthrow of Michael V in 1042 led to Constantine being recalled from his place of exile and appointed as a judge in Greece. However, prior to commencing his appointment, Constantine was summoned to Constantinople, where the fragile working relationship between Michael V’s successors, the empresses Zoe and Theodora, was breaking down. After two months of increasing acrimony between the two, Zoe decided to search for a new husband, thereby hoping to prevent her sister from increasing her popularity and authority.

After her first preference displayed contempt for the empress and her second died under mysterious circumstances, Zoe remembered the handsome and urbane Constantine. The pair were married on 11 June 1042, without the participation of Patriarch Alexius I of Constantinople, who refused to officiate over a third marriage (for both spouses). On the following day, Constantine was formally proclaimed emperor together with Zoe and her sister Theodora.

During his thirteen-year rule Constantine supported the mercantile classes and favoured the company of intellectuals, thereby alienating the military aristocracy. A pleasure-loving ruler, he installed his long-term mistress, Maria, grand-daughter of the rebel Bardas Sclerus, in the palace with the apparent approval of the old empress, although this scandalised public opinion. He endowed a number of monasteries, chiefly the Nea Moni of Chios and the Mangana Monastery.

He had to cope with two major military revolts, of George Maniakes, the empire’s leading general who was rampaging across southern Italy in combat with the new power in the region, the Normans, and who, when recalled to the capital, was so angry that he had himself declared emperor by his troops in 1042 and marched on Constantinople, ending up killed in a skirmish with loyal troops in Thessalonica in 1043

The second revolt occurred three years later, led by Leo Tornikios, who raised an army in Thrace and marched on the capital, which he besieged. After two failed assaults Leo withdrew, his army deserted him and he was captured. At Christmas 1047, he was blinded and no more is known of him.

Though he survived these threats, Constantine’s rule saw the elimination of the Byzantine presence from Calabria and Sicily, the Seljuk Turks had established themselves in Baghdad and were planning their invasions of Anatolia, and the Danube frontier had been breached by a number of invading tribes – the Pechenegs, the Cumans and the Uz. Which leads Norwich to comment:

The Emperor Constantine IX was more confident than Constantine VIII, more of a realist than Romanus Argyrus, healthier than Michael IV and less headstrong than Michael V. Politically, however, through sheer idleness and irresponsibility, he was to do the Empire more harm than the rest of them put together. (p.307)

Norwich goes into great detail to describe the Great Schism between the patriarchates of Rome and Constantinople which climaxed in legates from Rome placing a grand bull of excommunication on the high altar of St Sophia cathedral during the Eucharist. It is a long, sorry, shambolic story of misunderstandings and animosity between bigots on both sides.

This was bad politics because both sides needed to unite to drive the Normans out of Sicily. Their disunity allowed the Normans to seize control of the island and part of southern Italy. Interestingly, Constantine set about restoring the Church of the Holy Sepulchre in Jerusalem, which had been substantially destroyed in 1009 by Caliph al-Hakim bi-Amr Allah, and endowing other churches in Palestine.

During Constantine’s reign, Theodora was again sidelined, but Zoe died in 1050, and Constantine himself followed her in 1055. At which point Theodora briefly assumed full governance of the Empire and reigned until her own death the following year (1056).

As both Theodora and Zoe had no children, the chronicler Michael Psellus describes the panic-stricken meetings in which senior officials cast around for someone to replace her. They finally settled on an elderly patrician and a member of the court bureaucracy, Michael Bringas, who had served as military finance minister (and hence the epithet Stratiotikos often attached to his name). The senior civil servants knew he was one of them, and thought he would be easily managed. The dying Empress was persuaded to nod her head in approval of the choice, just hours before she passed away.

Non-dynastic (1056 to 1057)—

Michael VI Bringas ‘the Old’ (1056 to 1057)

Michael was in his 60s, an ageing bureaucrat who had put up with years of low level abuse from military types. Now, as emperor, he took his revenge, spending money on the civil service and state officials, but underfunding the army. In his first review of the leading generals he amazed them by berating them in violent terms, and followed it up a few days later with more of the same.

They rebelled. A conspiracy of generals persuaded their leading figure, the tall, successful leader Isaac Comnenus, to lead the army of the East against Constantinople. Everywhere they went troops and citizens rallied to his flag, but nonetheless they were forced to fight a hard-fought battle against the army of Europe which Michael had summoned to his defence, just across the Bosphorus near Nicomedi. After a prolonged struggle, the eastern army triumphed and – after negotiations with Michael’s envoys – the emperor abdicated and was allowed to retire to a monastery where he died in 1059.

Comnenid dynasty (1057 to 1059)—

Isaac I Comnenus (1057 to 1059)

Born about 1005, Isaac was the empire’s leading general when he was declared emperor by his troops and led them against Constantinople in 1057. He reigned for just two years, during which he tried to fund and organise the army better, but alienated the church (by arresting Michael Cerularius, the Patriarch who had persuaded Michael VI to abdicate) and much of the population (rigorous collection of taxes, reduction in state salaries, confiscation of property from the mega-rich).

There are two stories about his death: either he simply abdicated, perhaps depressed by the scale of the problems he faced and the obdurate roadblocking of the civil service, and retired to a monastery. In the other version he caught a chill while out hunting which turned into pneumonia.

In both versions of the story Isaac needed to name a successor and ignored his daughter, brother and five nephews to choose Constantine Ducas, the most aristocratic of the group of intellectuals who had helped revive Byzantine learning a few years before.

Doucid dynasty (1059 to 1081)—

Constantine X Ducas (1059 to 1067)

There is no Emperor in the history of the later Roman Empire whose accession had more disastrous consequences. (p.337)

Constantine was a highly educated Greek aristocrat but he was also, in Norwich’s opinion, ‘a hopelessly impractical and woolly-minded bureaucrat’ (p.336) and ‘arguably the most disastrous ruler ever to don the purple buskins’ (p.338).

Why all the blame? Because Constantine wasted the imperial finances on high living and indulged in theological and philosophical speculation. Meanwhile he replaced standing soldiers with mercenaries and left the frontier fortifications unrepaired.

This led to mounting unhappiness within the army and an attempt by some generals to assassinate him in 1061 which was foiled. The result of running down the army was that under his rule the Empire lost most of Byzantine Italy to the Normans under Robert Guiscard, suffered invasions by Alp Arslan in Asia Minor in 1064, resulting in the loss of the Armenian capital, and by the Oghuz Turks in the Balkans in 1065, while Belgrade was lost to the Hungarians.

But it is the rising threat from the Seljuk Turks which Norwich focuses on. He describes the Turks as being a nomadic tribe of warriors, famed for their abilities firing a bow and arrow from the saddle, which originated in Transoxiana, and moved south, converting to Islam and slowly taking over Persia. They finally seized the capital of the old Abbasid Dynasty, Baghdad, in 1055. Meanwhile they also led expeditions against Armenia, which was by way of being a buffer state between the east and the Empire, and then pushed on into Anatolia, raiding as far as Ankara and Caesarea.

It is for Constantine’s systematic and deliberate running down of the Empire’s army and physical defences that Norwich names him worst Byzantine Emperor ever. In the same year that the Turks penetrated as far as Ankyra – with no army or force of any kind sent to prevent them – that Constantine died.

On his deathbed Constantine made his wife swear not to remarry and made all the senior officials sign a pledge that the succession could only go to a member of his family, the Ducases.

By his second wife, Eudocia Macrembolitissa, Constantine had the following sons:

  • Michael VII Ducas, who succeeded as emperor
  • Andronicus Ducas, co-emperor from 1068 to 1078
  • Constantius Ducas, co-emperor from 1060 to 1078

Michael VII Ducas (1067 to 1078) part 1

Born about 1050, Michael was the eldest son of Constantine X and succeeded to the throne aged 17 but showed little interest in ruling, leaving that to his mother, Eudocia, and uncle, John Ducas.

On 1 January 1068, Eudocia, having deceived the leading aristocrats about her intentions in order to get her deathbed promise to Constantine not to marry again annulled, married the general Romanus Diogenes, who now became senior co-emperor alongside Michael VII, and Michael’s brothers Constantius and Andronicus.

Romanus IV Diogenes (1068 to 1071)

If the Ducas family was one of the grandest, oldest and most illustrious parts of the courtly bureaucracy, Romanus hailed from the Anatolian military aristocracy. Eudocia, at least, appeared to realise that, with the pressing threat from the Turks, the Empire needed a strong military leader.

Michael VII had surrounded himself with sycophantic court officials, and was oblivious to the empire collapsing around him. In dire straits, imperial officials resorted to property confiscations and even expropriated some of the wealth of the church. The underpaid army mutinied, and the Byzantines lost Bari, their last possession in Italy, to the Normans of Robert Guiscard in 1071. Simultaneously, there was a serious revolt in the Balkans, where the Empire faced an attempt at the restoration of the Bulgarian state. Although this revolt was suppressed by the general Nicephorus Bryennius, the Byzantine Empire was unable to recover its losses in Asia Minor.

Struggling against this tide, Romanus immediately began to try and correct all the abuses which had built up around the army, to settle all arrears of pay, negotiate new contracts with mercenary soldiers, raise new levies from peasants in Anatolia, improve equipment and training.

In 1068, 1069, and 1070 he led raids into Turkish territory, seizing towns. The leader of the Turks by this point was Alp Arslan and the two leaders tried to negotiate a truce, but this was constantly broken by the Turcomen, lawless bandits related to the Turks who had not adopted Islam or any central authority.

Finally Romanus set off in the spring of 1071 with the largest army he could muster to crush the Turks. But – to be brief – it was he and the Byzantine army which was crushingly and definitively defeated, at a massive battle near the small fortress of Manzikert in August 1071.

There is reams of speculation about what exactly happened, but it seems certain that, having split his army in two due to uncertainty about the precise location of the Turk army, when Romanus located it and called for the other half, led by Joseph Tarchaniotes, to come to his aid, it didn’t. Speculation why continues to this day. After lining up for an engagement the Turks then retreated systematically, luring Romanus’s army towards mountains at the edge of the plain, where he feared getting trapped, so turned his forces. But some of them interpreted this as flight, rumour spread that the Emperor was killed, the Turks suddenly attacked in force, and the rearguard, led by one of the rival Ducas clan, fled. The remaining army was massacred by the Turks, Romanus fighting to the end, captured and brought before the Turkish leader.

The battle of Manzikert was the greatest disaster suffered by the Empire of Byzantium in the seven and a half centuries of its existence. (p.357)

Alp treated Romanus with respect, concluded a treaty with him, had him dressed, his wounds treated, and escorted back towards Constantinople: it would pay him to have a defeated Emperor in his power who would respect their treaty, rather than a new young buck who would ignore it. But Romanus’s fate was already sealed.

Michael VII Ducas (1067 to 1078) part 2

When rumours of a calamitous defeat reached Constantinople, the initiative was taken by Michael’s uncle John Ducas and his tutor Michael Psellus. They quickly proclaimed Michael VII Senior Emperor and he was crowned as such on October 24, 1071. Eudocia was quickly despatched to a convent.

Romanus seems to have mustered what remained of his army for the return march on Constantinople but was beaten in two consecutive battles with loyalist troops, after the second of which he gave himself up. Despite promises of a safe passage he was blinded and then paraded in rags sitting backwards on a donkey.

After Manzikert, the Byzantine government sent a new army to contain the Seljuk Turks under Isaac Comnenus, a brother of the future emperor Alexius I Comnenus, but this army was defeated and its commander captured in 1073.

The problem was made worse by the desertion of the Byzantines’ western mercenaries, who became the object of the next military expedition in the area, led by the Caesar John Ducas. This campaign also ended in failure, and its commander was likewise captured by the enemy.

The victorious mercenaries now forced John Ducas to stand as pretender to the throne. The government of Michael VII was forced to recognize the conquests of the Seljuks in Asia Minor in 1074, and to seek their support against Ducas. A new army under Alexius Comnenus, reinforced by Seljuk troops sent by Malik Shah I, finally defeated the mercenaries and captured John Ducas in 1074.

The net effect of these years of chaos was that the Turks established enduring control of a vast swathe of Anatolia, previously the main source for the Empire’s grain and manpower. The Turks named it the Sultanate of Rum (derived from ‘Rome’).

The economic upheaval caused by all these defeats added to widespread dissatisfaction and in 1078 two generals, Nicephorus Bryennius and Nicephorus Botaneiates, simultaneously revolted in the Balkans and Anatolia, respectively.

Bryennius raised the standard of revolt in November 1077 in his native city of Adrianople and marched on the capital. But, out east, Botaneiates gained the support of the Seljuk Turks, and he reached Constantinople first. They arrived as rising prices and food shortages led to riots and widespread burning and looting in March 1078. Michael abdicated on March 31, 1078 and retired into the Monastery of Studium.

Nicephorus III Botaneiates (1078 to 1081)

Born in 1001, Nicephorus rose to become the strategos of the Anatolic Theme, rebelled against Michael VII and was welcomed into the capital as a saviour to the rioting and anarchy. He had his rival Bryennius arrested and blinded.

Botaneiates was in his seventies when he came to power, old and faced with the breakdown of the civil authority (after the leading bureaucrat had been murdered in the riots) and the ongoing weakness of the army on all fronts, which led to uprisings, rebellions and invasions on all borders, Botaneiates struggled and failed to cope.

Alexius I Comnenus (1081 to 1118)

In the nick of time arrived a saviour. Exhausted, Botaneiates abdicated in 1081 and retired to a monastery where he died on 10 December of the same year. He abdicated in favour of an aristocratic young general who was to reign for the next 37 years with a firm hand and give the Empire the stability is so sorely needed.

He was Alexius Comnenus, nephew of Isaac Comnenus. His reign was to be dominated by wars against the Normans and the Seljuk Turks, as well as the arrival of the First Crusade and the establishment of independent Crusader states. But that is the start of a new era, and so here Norwich ends the second volume of his history of the Byzantine Empire.


Other Dark Age reviews

Other medieval reviews

Complete Letters of Pliny the Younger translated by P.G. Walsh (2006)

Gaius Pliny sends greetings to his friend Septicius Clarus
“On numerous occasions you have urged me to assemble and to publish such letters as I had composed with some care. I have now assembled them without maintaining chronological sequence, for I was not compiling a history, but as each happened to come to hand.”
(Opening of the first letter in Pliny’s Collected Letters)

The letters of Cicero

The letters of Pliny the Younger (61 to around 113 AD) are as famous as those if Cicero (106 to 43 BC) but different. Cicero lived in extremely turbulent times and was right at the centre of events, a personal friend of Julius Caesar, Pompey the Great, Brutus and other key players in the political crises which led to the civil war of 49 BC. Plus he had a highly developed interest in rhetoric, poetry and philosophy, plus he had an exuberant gregarious showman personality, all of which makes his letters a joy to read 2,000 years later.

Pliny’s career

Pliny, by contrast, was a much more sober figure. His uncle (Pliny the Elder, 23 to 79 AD) was a confidante of the emperor Vespasian and a member of the imperial council. The nephew was a lifelong civil servant and administrator, moving smoothly up the ranks of the Roman administration: thus he progressed through the posts of quaestor, plebeian tribune and praetor during the reign of the emperor Domitian (ruled 81 to 96 AD) and then, under the long, peaceful rule of Trajan (98 to 117) his career really took off.

Pliny served as prefect to the military treasury then, after Domitian was assassinated in 96, prefect of the treasury of Saturn. Then, in 100, he was made suffect consul. It was on this occasion that he delivered a speech of thanks to Trajan in the senate and this speech has survived in its entirety; he called it the Panegyricus. In 103 Pliny was appointed to the college of augurs, all the more pleased because this was a position his hero, Cicero, had held. In 104, he was appointed curator of then Tiber (responsible for protecting against flooding etc). Finally, the peak of his career came with his appointment as governor of the province of Bithynia-Pontus in 109 (or 110), where he probably died in post a few years later (scholars think this because the letters abruptly cease in 113).

Pliny’s letters

Pliny’s letters are arranged into ten books. Books 1 to 9 contain 246 letters all from Pliny himself; book 10 contains 121 letters, some authored by himself, some by the emperor Trajan. All the letters were written between 97 and 112, during the principates of Nerva and Trajan.

The absolutely key fact to grasp is that, unlike Cicero’s letters, Pliny’s letters are not arranged in chronological order – instead, they have been carefully organised to display the breadth of Pliny’s interests and the wide range of recipients. In this respect the letters are a calculating form of autobiography.

(Autobiography as we understand it didn’t really appear in Latin until the Confessions of Saint Augustine in about 400 AD. Military and political figures had written commentaries on their careers and decisions – notably Caesar’s commentaries on the Gallic Wars – and Cicero had pioneered a way of making a collection of letters build up into a kind of mosaic autobiography, a self portrait from multiple angles. But no autobiography as such till the Christian saint.)

Thus Pliny’s letters are artfully grouped to show the author to best advantage, as advocate in the courts, politician in the senate, knowledgeable man of letters, as owner of numerous properties and estates, as devoted husband to his wife.

(In fact Pliny married three times: firstly, when he was about 18, to a stepdaughter of Veccius Proculus, who died at age 37; secondly to the daughter of Pompeia Celerina; and thirdly to Calpurnia. Of these three it’s Calpurnia who we have letters to, in which Pliny recorded their marriage, conveys is love for her, and his grief when she miscarried a baby.)

Topics and subjects

The editor and translator of the Oxford University Press paperback edition of the letters, Professor P.G. Walsh, groups the letters under the following headings:

Advocate

Pliny as advocate in the law courts (book 2, letter11; 2.14; 4.9; 5.20).

Politician

Pliny as politician, speaking in the senate, working with the emperor (8.14; 9.13 and book 10 throughout).

His wife

Pliny married three times but we have few references to the first two, whereas there are plenty of letters to the third, Calpurnia (4.19; 6.4; 7.5; sadness about her miscarriage 8.10).

The death or illness of friends

And the way illness prompts thoughts of suicide in some (1.12; 1.22)

Diatribes against enemies

Such as Marcus Aquilius Regulus, the noted informer under Domitian’s tyranny, ‘wealthy, leader of a faction’ (1.5; 2.20; 4.2): the cumulative effect of the letters on this topic is to remind you how utterly toxic, rivalrous and dangerous Roman political life could be; everyone prosecuted everyone else for all manner of complex political or financial reasons, and if you lost the case you were liable to exile at best, execution at worst.

Roman social life

Visits to the theatre (7.24), dinner parties, particularly promoting the high-minded atmosphere at his dinner parties compared with the vulgarity of other peoples’ (1.15; 2.6; 9.17).

Slaves

Pliny takes a liberal humanitarian view (5.6; 5.19; 8.1; 8.16; 8.19), in one letter explaining that he is keen to manumit or free as many of his educated slaves as possible in order to populate his native town (Comum, by Lake Como in north Italy) with good citizens. No question of freeing his uneducated workers, though.

Education

The Roman system of education echoed the three-part system of the Greeks:

  • primary school under a litterator till the age of 7
  • secondary school under a grammaticus until the age of 11
  • upon receipt of the toga of manhood at 14, a boy proceeded to the school of rhetoric where me would stay till 18, maybe longer. Children of the wealthy were often taught at home by tutors

Literary life

Attendance at other peoples’ readings (1.13; 6.17) and his own works which include the Panegyricus (3.18) and his poems (9.34). Pliny describes the works of half a dozen contemporary poets, describes public readings, corresponds with his friends Tacitus and Suetonius.

He defends his poetry against the accusation of vulgarity, arguing that, if some of the subject matter is coarse and the language vulgar, this is to suit the genre, claiming like Catullus, Ovid and others, that his verse may be indecent but is no reflection of his upstanding life and morals (5.3).

Tacitus, Suetonius and Martial

The letters give the immodest impression that he is on friendly terms with all the major literary figures of the day. He is especially proud of his close friendship with Tacitus (born 56, 5 years before Pliny), to whom 11 letters are addressed. They worked together as prosecutors in the trial of Marius Priscus (2.11) and his description of the eruption of Vesuvius was written as a favour for Tacitus (see below). He sends his friend details of his involvement in another prosecution in the hope that Tacitus will include it in his Histories. Their relationship is one of ‘devoted pupil to master’.

By contrast his relationship with Suetonius (born 69 i.e. 8 years younger) is one of patron to protegé. Pliny helps the younger man secure posts in the administration (3.8) or buy property (1.24). The letters track Suetonius’s rising fame, as his early works of biography are published, till we find Pliny asking the younger man advice about technique for reading poetry in public recitations (9.34). Scholars think Pliny may have found Suetonius a job on his staff as governor of Pontus. And that Suetonius was close enough to the older man to have played a role in gathering his letters for publication.

Martial was about 20 years older than Pliny (born around 41 AD). He composed an obituary when he heard of Martial’s death (3.21). From this we learn that Pliny contributed to Martial’s travelling costs when the older man retired from Rome and went back to his home town in Spain in 97.

Speeches

Pliny considered himself an orator and spent his leisure time revising his speeches, of which he is inordinately proud, for publication, a process described in now fewer than 15 letters; in the centuries-old debate between the two main styles of rhetoric – the Attic style, compressed and factual, or the Asiatic style, more flowery – he comes down on the Asiatic side, defending it for greater richness of vocabulary and figures of speech (9.26).

Pliny’s style

Some of the letters comment on what the style of an ideal letter should be. In 7.98 he suggests to a young friend looking for advice about oratory that we look to letters ‘for language which is compressed and unadorned.’ In 1.16 he describes hearing someone else’s letters read out as being like listening to Plautus or Terence without the metre. Walsh summarises Pliny appeared to believe letters should be written in a plain but educated style. This, Walsh points out, is why Pliny’s letters make better material for teaching Latin than the more ornate and stylised speeches of Cicero or history of Livy (p.xxxii).

Pliny reveres Cicero

Walsh says Cicero was Pliny’s ‘idol’ (p.xxii). Pliny refers to Cicero’s integrity and also his, by this period, legendary eloquence. He was especially gratified to be appointed to the College of Augurs in 103 because this was a position Cicero had held some 170 years earlier.

Also, of course, in compiling a collection of his letters, Pliny must have had in mind the example of Cicero’s correspondence, published by his secretary soon after his death in the 43 BC, considering what did and did not work. As it happens Cicero’s 914 letters are the earliest surviving collection we have of the genre. Walsh makes the useful point that there can be considered three types of letter:

  • the verse letter, as developed by Horace in his Epistles and by Ovid, artfully in his Heroides, and then with pathetic pleading in his Black Sea letters
  • the philosophical letter, represented by the stodgy collection of Stoic teachings written by Seneca the Younger to his friend Lucilius
  • the genuine and general letter

But there’s another element which struck me, which is boastfulness. Cicero was famously and often ludicrously self-important. I base this on a reading of his legal speeches and letters, his endless reminders in these and his philosophical writings that he single-handedly saved the Roman state against the Catiline conspiracy, and the fact that he wrote a long poem about this feat which was ridiculed by his contemporaries and later readers.

Walsh appears to take Pliny at face value when he describes himself as modest (pxxii) but, personally, I found some of the letters rather boastful, where he talks about people stopping talking when he comes into a room or his acolytes and devotees. Pace Walsh I found him quite full of himself and his views and this, in a roundabout way, is indeed a tribute to his idol Cicero who was notoriously self-promoting and boastful.

Two standout topics

So his correspondence offers a variety of subject matter and insights into the lifestyle, responsibilities and opinions of a senior official of the first century Roman Empire, but never quite the acute intensity and excitement of Cicero’s letters. There are two standout moments in the correspondence:

1. Vesuvius

Pliny’s father died when he was young and he was adopted by his uncle, Pliny the Elder, who was the author, among other things, of a natural history. Young Pliny picked up an interest in the natural world from his uncle and this is demonstrated at various moments throughout the letters.

The most famous passage is his extended description of the eruption of Mount Vesuvius which buried the towns of Pompeii and Herculaneum in August 79 AD and which Pliny witnessed at first hand. I was fascinated to learn that Pliny wrote this at the request of his friend Tacitus who included it in a now-lost part of the Histories. Letter 6.16 describes how his uncle, as commander of the fleet at Micenum had ordered a galley to go close to the shore so he could observe the huge ash cloud emerging from the volcano. Here he received urgent messages for help from friends at the threatened town of Stabiae so he took the galley into port, and went to see them. With remarkable foolishness, he dined and slept the night as the condition of the volcano deteriorated. He was woken in the middle of the night to discover the state of the sea was too disordered to set sail and it was here, on the beach, that Pliny the Elder and his party of friends, bombarded with falling pumice stones, all died of asphyxiation.

Latter 6.20 reverts to the experience of Pliny himself. Just 17 years old and left at Misenum with his mother, overnight on 24-25 August they feel all the buildings shake and the lad guides his mother out of the town, accompanied by a stream of panic-stricken townspeople. When the thick black cloud descends he takes his mother to one side, so they don’t get trampled in the panic. When daylight comes they look about them at a landscape covered with ash as if by snow. At which point they trudge back into the town, to be greeted by blood-curdling prophecies of doom.

Absent from either letter is any description of the two towns famously devastated by the catastrophe, Pompeii and Herculaneum.

2. Christians

The famous exchange in a couple of letters where Pliny writes to his boss, the emperor Trajan, in his capacity as governor of Pontus, asking his advice what to do with the troublesome new sect of Christians which have begun to be noticeable in the province (Pliny’s enquiry is letter 10.96 and Trajan’s reply 10.97, introduction p.xxiii).

This raises the broader point that his correspondence with Trajan, which is gathered in the tenth and final book, is extremely illuminating for the directness and openness of their exchanges. Pliny writes to the emperor conveying his best wishes then briskly getting to the point of describing this or that problem; and we are sooo fortunate to have Trajan’s replies, which come back with equally brisk and practical advice. With regard to the Christians, this little exchange is ‘famous’ because it tends to be quoted or summarised in just about every account of early Christianity, which is a lot.

Walsh’s notes

The OUP World Classics edition strikes me as being outstanding. P.G. Walsh’s 26-page introduction is a model of clarity and thoughtful analysis. There’s a handy map of Bithynia and Pontus featuring all the places mentioned in book 10 when Pliny was governor there. There’s an up-to-date bibliography and a simple clear timeline of Pliny’s life.

But the glory of the book is its notes. The letters were arranged to offer a many-sided portrait of their author and the times he lived in. They are addressed to a very wide variety of friends, relatives, colleagues and so on and they make reference to all sorts of topics of contemporary interest, some of which are listed above. Walsh provides 80 pages of notes which give potted profiles of every one of the addresses and pick up and explicate every one of the numerous references, to people, places and events. Read slowly and carefully, Pliny’s letters and Walsh’s notes provide a fascinating overview of the man and his times.

Greek and French

Walsh explains that educated Romans frequently dropped Greek phrases or quotes from Greek classic literature (Homer or the playwrights) into their texts. It’s interesting that he chooses to replicate this by using French tags in his English translation (though obviously keeping and translating into English actual quotes from Homer et al). The interest being that French tags in English play a comparable role to Greek tags in Latin, namely to show off your education and intellectual credentials. To swank, meaning: ‘to display one’s wealth, knowledge, or achievements in a way that is intended to impress others.’


Credit

‘The Complete letters of Pliny the Younger’, translated and introduced by P.G. Walsh, was published by Oxford University Press in 2006. All references are to the OUP World Classics paperback edition.

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Why Seneca was wrong

In his ‘Letters to Lucilius’ Seneca expounds his version of Stoic philosophy. As I explain in my review of the letters, I think they consist more of a mix of moral exhortation and self-help advice than a fully worked-out ‘philosophy’. But on the occasions when he does set out to argue from first principles I find myself quite strongly disagreeing with just about every assertion and every argument Seneca makes. Letter 76 lays out the premises of Seneca’s philosophy with particular clarity (a ‘premise’ being defined as “a statement taken to be true and used as a basis for argument or reasoning”) from which I extract the following sequence of assertions.

Seneca’s argument

Seneca says there is a God who made the universe and created man. Wrong.

Seneca says God planted a fragment of divine Reason in man. Wrong. No God, no divine Reason.

Seneca says every created thing has one particular merit or attribute which sets it apart – the fruit of the vine, the speed of the stag, the strong back of a pack animal, the hunting dog’s sense of smell and so on. The one distinctive attribute of human beings is Reason. Wrong:

a) This notion that every thing has just one peculiar merit is primitive and childish. Quite clearly all living organisms have multiple features and qualities. Study biology.

b) To say that the One Special Thing about humans is Reason is a wild underestimate of the numberless qualities which contribute to human survival and evolution. As one example, according to my son the biologist, humans can run for longer than any other animal, not a massively important attribute but a refutation of Seneca’s claim that there is just one thing which sets humans apart from other animals. Then there’s also the small factor of the opposable thumb, which gives us the ability to manipulate tools and develop the countless inventions and technologies we have devised – far more distinctive than ‘divine Reason’.

(As an indication of how malleable this argument is, I have just read in Tacitus’s Histories the stirring speech of Gaius Julius Civilis who tells his warriors that The One Distinctive Thing About Humans is Courage [Tacitus, Histories, book 4, chapter 17]. 1,900 years later, Jean-Paul Sartre would claim the One Distinctive Thing About Humans is our existentialist Freedom. It’s a parlour game. Anyone can join in.)

c) Anyway, humans are emphatically not rational. Humans are wildly irrational. A book like Stuart Sutherland’s Irrationality, which brings together a century of psychological study of how clumsily and irrationally all humans think, almost all the time, demolishes the Rationalist argument forever.

d) The entire form of this argument is tendentious because it is clearly designed to justify what follows.

Seneca says all these animals are designed to ‘reach the goal of their nature’ i.e. they aspire to maximise the distinctive attribute given to them by God. Wrong. There is no God and this one, special attribute doesn’t exist. Seneca has invented it for the sake of his argument.

Seneca says that, seeing as man’s one special attribute is Reason, and that all beings find their greatest fulfilment when they maximise their one special attribute, it follows that man will be happiest and most fulfilled when he cultivates his Reason to the max.

Well:

a) It’s wrong to say that man’s one special attribute is ‘Reason’.

b) Humans are wildly irrational.

c) Since it doesn’t exist, this ‘Reason’ can’t be developed to the max as if that implies one, widely agreed state of mind.

d) If this notion of ‘Reason’ actually existed, surely all ‘philosophers’ would agree about it, whereas anyone who’s read a bit of philosophy immediately discovers that there are hundreds of ‘philosophies’ and philosophers who completely contradict each other.

e) Far from ‘philosophy’ making its practitioners calm and content, there’s plenty of evidence that some of the greatest philosophers were deeply unhappy individuals: characters as different as Nietzsche and Wittgenstein spring to mind. There is no evidence whatsoever that someone who practices ‘philosophy’ is more happy than the general run of the population.

(By this point it should be clear that although Seneca uses philosophical-sounding arguments to support his case, he isn’t really dealing in philosophy but with lessons in mental resilience and moral uplift.)

Seneca goes on to say that when this ‘Reason’ is brought to ‘perfection’ through the study of ‘philosophy’, ‘this perfected reason is called virtue’ (Letter 76, section 10). This also is obviously wrong:

a) There is no such thing as ‘Reason’ with a capital R, instead:

i) Two and a half thousand years of philosophers can’t agree what ‘Reason’ is or how it works.

ii) According to psychologists like Sutherland, instead of One Reason humans use hundreds of different strategies for thinking and problem solving, which often overlap and contradict each other, hence the appearance of the real world we actually live in, made up of endlessly conflicting opinions and plans.

b) What is this ‘virtue’? Seneca identifies ‘virtue’ with the perfection of human ‘Reason’ but by now we can see that this is just playing with words, it’s like moving shiny counters around on a board game, it doesn’t relate to anything in the real world.

Seneca goes on to identify this maximised Reason with ‘virtue’ and ‘the good’ and ‘the honourable’. I appreciate that Seneca is engaging with the tradition of moral philosophy which is concerned with trying to define terms like ‘the good’, ‘honour’, ‘virtue’ but I believe that, mildly entertaining although these verbal games are, they have little or nothing to do with real people or the actual world we live in. Within the rules of the game called ‘moral philosophy’ these kinds of definitions and redefinitions may have meaning, but it is a niche activity with no impact on the real world.

Also, it often feels as if Seneca is using rhetorical tricks to prove that His Way is the Only Way to achieve these great goals i.e. it is less an open-ended enquiry designed to establish an objective truth than a tendentious distortion of arguments all designed to ‘prove’ a view of human nature and a way of life which he already subscribes to. It amounts to a wordy rationalisation of a personal lifestyle preference (to live a simple life and read books is best).

The counter-argument to Seneca

There is no God. The universe came about in a big bang 13.7 billion years ago. Certain laws and regularities emerge from the nature of the matter created by this cataclysm. Stars form, galaxies form,  planets form around suns. Conditions for life happened to occur on this planet as they probably have on countless others. Primitive replicating structures come about as an inevitable product of chemistry. As soon as the most primitive replicating organisms come about they are governed by evolution through natural selection, which dictates that only the most fit will replicate, thus setting in train an endless process of diversity and selection. Human beings are a random offshoot of mammals, themselves lucky to survive the last great extinction event 66 million years ago. There is no teleology or purpose or plan. Shit happens, whether it’s your valley flooding or a meteor hitting the earth, and some organisms survive to pass on their genes to their offspring. Over vast distances of time – hundreds of millions of years – fast-breeding organisms have diverged to fill every available niche in countless different ecosystems which themselves change and evolve all the time. Modern archaeology shows that there is not one human race, but that over the past few hundred thousand years, many different forms of the genus Homo have sprung up, flourished for a time, then died out. Seneca and we happen to belong to the one branch or variety which happens to have survived. Others might have; we happened to. There was no God, providence or teleology involved.

To attribute this immensely long chain of chance and accident to the providence of some creator God is psychologically appealing but factually ludicrous. If there is a God behind it then he works so completely through accident and mass extinction as to be indistinguishable from randomness.

Therefore humans do not possess some ‘divine Reason’ which can be cultivated to its maximum potential at which point it can grandly be called ‘virtue’. The exact opposite. Humans quite evidently employ hundreds, maybe thousands of different mental strategies, tricks and approaches to solve the problems thrown up by day-to-day existence, and struggle daily to implement our deep biological drives (to eat and drink, get shelter, find a mate, raise a new generation, find physical and psychological security) against the challenges of the rebarbative real world, with all kinds of florid, varied and unpredictable outcomes.

Summary

Seneca’s theistic rationalism looks for and privileges One Thing in every field: One God, One Human Race, One Reason, One Virtue, One Philosophy.

Although I can see the appeal of submitting to this One World point of view – I can see the comfort it brings to its adherents or even to modern readers who bathe in its simple-minded reassurance while they’re reading his text (and I can also see how so much of Stoicism was incorporated into the equally consoling and comforting One World Christian ideology) – nonetheless, I find it creepy, I detect in it authoritarian, even totalitarian tendencies. To genuinely believe that there is just One Way to Virtue which all people should submit themselves to…

And it also happens to be factually incorrect at every step.

By contrast, I believe in diversity, in manyness, in multitudes. In my worldview humans have evolved over a very long period to possess incredibly complex mental and physical attributes, far too complex and multifaceted to encompass in one definition, in one ‘philosophy’, in one set of magic words like ‘Reason’, ‘good’ and ‘virtue’, even in words like ‘science’ or ‘biology’. The real world continually surprises us and overflows all human attempts at neat definitions, whether in philosophy, religion, science or any other system.

People are quite obviously capable of believing all kinds of things, struggle with all kinds of problems, use all manner of beliefs and faiths and rites and rituals and traditions and cultures to get them through their days and lives. All these belief systems and practices are themselves constantly evolving, added to, improved, fossilise, dumped, revived, you name it – with the result that human cultures are mind-bogglingly rich and diverse and many-sided – far too many to summarise or encapsulate in this prescriptive One World dogma.

Conclusion

Therefore it is my view that, although I can see why, narrowly appealing and comforting though Seneca’s teachings may appear at a first reading, they are nonetheless not only a) factually incorrect at every level, at every step or his argument, but b) derive from an incredibly narrow social caste (the Roman aristocracy) during an incredibly narrow moment in history (Nero’s tyranny).

Seneca’s letters are worth reading because they give a vivid insight into the mindset of a very clever man situated very close to a terrifyingly arbitrary tyrant and working out a philosophical tradition he inherited from Greek originators to fit his very specific (and very fraught) circumstances (hence the obsessive belief in suicide as an escape from tyranny).

He circles around central Stoic beliefs, reviewing them from different angles in different contexts and this provides a very useful, panoramic view of this particular belief system – and a fascinating insight into a particular cultural moment.

And many of his recommendations – shorn of their theistical underpinning – are of value, at least to the kind of reader who is already predisposed to bookish aloofness. Avoid the crowd, despise pleasure, cultivate the life of the mind, rise above the chaos of petty emotions and transient enjoyments – all this reads very well and flatters a certain kind of bookish reader who may believe that they already practice some or all of these prescriptions.

But then surely these precepts are taught by the high-minded in pretty much every major religion: surely this kind of advice can be found not only in the Christianity which incorporated so much of it, but in Judaism, Islam, Hinduism, Sikhism, Jainism, Shintoism and countless other religious traditions? Or expounded by high-minded secular humanists. Ignore the trashy entertainments of the masses, despise the vulgar trappings of wealth, be content with the simple life, concentrate on acquiring wisdom.

Widespread though his conclusions may be, because they speak to a certain character type which recurs across diverse cultures, and propose a type of psychological practice which clearly speaks to a certain type of person — to focus back on the specific arguments Seneca uses to justify and underpin his philosophy – the logical sequence of arguments which I summarised at the start of this post – I have explained why I believe they are factually incorrect and intellectually untenable from start to finish.


Related links

On the diversity of belief systems

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Moral letters by Seneca

What do you need to be a good man? Willpower.
(Letter 80, section 4)

Whatever you do, keep death in mind.
(Letter 114, section 27)

You must embed these thoughts deep in your heart, Lucilius.
(Letter 7, section 12)

Stoicism

The thing about Stoic philosophy is how wrong its premises are and how banal its teachings.

Stoics believed there is a God, that the universe or Nature is God, or God suffuses Nature. Human beings were created by God with a spark of Divine Reason within us. Our job is to clear away all the clutter of work, society, gossip, all relationships, friends and family, all the clamour which clogs up our lives, including all our own passions and emotions, love, anger and so on – in order to cultivate this fragment of the Divine Reason in each of is and, by doing so, bring our lives into alignment with the values of the universe/God. Then, by cultivating detachment from all earthly worries and passions, by strengthening our minds, we can prepare for the worst the world has to throw at us and defuse the ultimate terror, the fear of death.

That’s it. You can vary the wording and multiply the precepts with lots of specific examples (avoid gossip, avoid crowds, eat moderately, don’t get drunk, treat everyone with respect – ponder with the worst possible outcomes so nothing surprises you, analyse every situation with detachment), but it’s that simple and, after the initial novelty has worn off, that boring.

Seneca

The Roman author, tutor, Stoic philosopher, politician and immensely rich man, Lucius Annaeus Seneca (4 BC to 65 AD) is called Seneca the Younger because his father (54 BC to 39 AD) – author of a collection of reminiscences about the Roman schools of rhetoric (which survives) and a history of Roman affairs from the beginning of the Civil Wars until the last years of his life (which is lost) – had the exact same name, so is known as Seneca the Elder.

Seneca the Younger, much more famous than his father, is sometimes just referred to as Seneca.

Seneca wrote a prodigious amount; later critics said too much. E.F. Watling, in his Penguin edition of Seneca’s plays, says that his best-loved works are the letters he wrote to one specific friend, Lucilius. Seneca himself titled these the Epistulae Morales ad Lucilium (‘Moral Letters to Lucilius’), also known in English as the ‘Letters from a Stoic’. Seneca wrote this collection of 124 letters at the end of his life, from approximately 63 to 65 AD, after he had largely retired as tutor and adviser to the Emperor Nero, a post he’d held since 49 – sixteen years.

The letters are addressed to Lucilius Junior who was then procurator of Sicily and is known to posterity only through Seneca’s writings. (Seneca also dedicated his dialogue On Providence and his encyclopedic Natural Questions to this same Lucilius.)

Scholars fret about whether these were ‘real’ letters, and what the structure of correspondence was – did Seneca only respond to questions sent him by Lucilius? Where is Lucilius’s half of the correspondence? etc. But whether or not they were ever part of a ‘real’ correspondence, it is clear that Seneca wrote these letters with a wider readership in mind. They contain numerous carefully crafted passages obviously aimed at posterity and are structured so as to cover a wide range of subjects dear to Stoics. The 124 letters were published grouped together into 20 ‘books’.

Philosophy as therapy

The letters amount to a series of short moral lessons, designed to help Lucilius achieve the wisdom and peace of mind (‘a calm and correct state of mind,’ Letter 4) promised by Stoic doctrine. In order to do this the letters focus on the traditional themes of Stoic philosophy such as removing oneself from the crowd; cultivating a contempt of death; learning to endure the ups and downs of life; acknowledging virtue as the supreme good, and so on.

The key point which the translator of the Oxford University Press edition, Elaine Fantham, makes in her introduction, is that the letters do not amount to a systematic exposition of Stoicism. Almost the reverse. They are like a series of lessons on ad hoc, specific topics, often beginning with an everyday experience and then extracting from it an insight or type of behaviour which Seneca tells Lucilius he can adopt in order to improve himself. Each letter contains ‘a little bit of profit’ (5) – like instalments in a self-help correspondence course.

Seneca wrote the letters not to promote a complete finished system of thought: he wasn’t necessarily interested in extrapolating a comprehensive system. As Fantham says, Seneca put moral impact before intellectual debate. He ‘puts the ability to avoid fear and desire ahead of any intellectual expertise’ (note, page 298). Seneca gave the work a new type of name, Epistulae Morales, and wrote them with a moral purpose to promote moral behaviour.

Philosophy is not a skill shaped for popular appeal or for display; it does not consist of words but of deeds…it moulds and shapes the mind, arranges one’s life, controls one’s actions, points out what is to be done and what to be avoided. (16)

Thus Seneca instructs Lucilius not about this or that point of abstract philosophical doctrine – but over and over again tells him that he must repeat certain thoughts in order to put them into practice, to make them part of his everyday waking thoughts.

Only Philosophy will wake us up, it alone will shake off our heavy sleep, so dedicate yourself wholly to it. (53.8)

Possibly the most consistent lesson (repeated so many times it gets a little boring) is cultivating a ‘contempt’ for death. When death comes it is over; it is nothing. We need to live with the idea of our death all the time, to get accustomed to it, so as to eliminate all fear and anxiety about it:

  • Let us order our minds so that we wish for whatever circumstances demand, and especially let us think about our ends without sadness. We need to be prepared for death before we are prepared for life. (61.3)
  • The more men have accustomed themselves to hardship, the more easily they will endure it. (76.34)
  • Whatever has been long anticipated comes as a lighter blow. (78.29)
  • Everyone approaches a hazard to which he has long squared himself with more courage and resists harsh events by contemplating them in advance. (107.4)

This accustoming to death takes effort so we must ‘practice thinking this over each day’ (4.5) and ‘ensure that what is now an urge becomes a lasting disposition’ (17.6).

Virtue does not come to a mind unless it is trained and taught and brought to its highest condition by constant exercise. (90.46)

Repeat, practice, memorise. The letters are lessons in how to think, in how to live life in order to maximise calm and reason, mental or psychological exercises which must be learned through constant repetition.

  • You must persist and build up strength by constant diligence until what is now a good intention becomes a good state of mind. (16.1)
  • These are things we must learn, in fact learn by heart. (123.17)

In this respect, the OUP is a good edition because Fantham precedes every letter with a short summary of its main topics, of its time and place of composition, and how it relates to other letters on the same topic. This is extremely useful. (Mind you, the 1917 translation by Richard Mott Gummere which is available online has something the Fantham edition hasn’t, which is attributing each letter a title such as ‘On saving time’, ‘On discursiveness in reading’ and so on. I imagine these titles aren’t in the original but they are extremely useful in remembering at a glance which letter is about what.)

There is some background information about Roman society, but not as much as you’d hope for, certainly nothing like the chatty detail you get in Cicero’s wonderful letters (Seneca consciously distances himself from Cicero’s style and gossipy subject matter in letter 118).

Like all Roman writers, Seneca now and then cites famous Roman heroes or historical figures as examples of ‘virtue’ (notably Marcus Porcius Cato, who committed suicide in 46 BC, as the example of fortitude in the face of death; or Gaius Mucius Cordus who unflinchingly put his hand into a fire to prove his bravery).

There is a description of the lives of the super-rich at Baiae (51), a fascinating portrait of the conditions of slaves (47), a vivid comparison of the spartan bathhouses of old with their modern luxurious equivalents (86), a description of the grand retinues of foreign slaves rich people insist on travelling with (123), a description of viticulture and grafting techniques (86). Mostly, though, the letters are disappointing from a social history point of view. Philosophy is drab.

This Oxford University Press edition does not contain all of the letters – it contains 80 out of 124 (introduction p.xxxv) – but still claims to be the largest selection available in print.

Epistolary traditions

In a throwaway remark, Fantham indicates that there were two types of letter, two epistolary traditions: the philosophical letter of advice (pioneered by Epicurus, born 341 BC, and into which these letters fall) and chatty personal correspondence (Cicero, born 106 BC). [She doesn’t mention a third type which occurs to me, which is the crafted verse epistle as epitomised by Horace’s Letters or Ovid’s Black Sea Letters.]

The problem of suicide

A major stumbling block is Seneca’s worldview, the classical Roman worldview, which promotes suicide as a noble, honourable and virtuous response to all kinds of social humiliations, setbacks, not least the threats from tyrannical power.

It is a noble thing to die honourably, prudently and bravely. (77)

Part of the reason for cultivating a contempt for death, for having death continually in your thoughts, is so that, when the moment comes, it will feel like only a small additional step to fall on your sword or open your veins in a hot bath.

How many people death has been useful to, how many it frees from torture, poverty, laments, punishment, weariness. We are not in any man’s power when death is in our power. (91.21)

The historical model Seneca invokes repeatedly is Cato, who committed suicide in 46 BC two years into the civil war, when he was governor of Utica, a city in North Africa, as Julius Caesar’s army was closing in. Cato killed himself to deprive Caesar of the power of either executing him or (more likely) humiliatingly pardoning him, meaning he would ignominiously owe the rest of his existence to a tyrant.

Desiring neither option, Cato stabbed himself. In the event failed to kill himself, a doctor was called who patched up his stomach wound, gave him medicine, put him to bed. In the night Cato placed his fingers into the stomach wound, ripped it open, and proceeded to pull out his intestines until he died of shock. This is held up by Seneca as exemplary behaviour.

This makes sense within the long Roman tradition of preferring honourable suicide to dishonour, but it is just not a worldview any modern person shares and Cato is not a role model any modern person would wish to copy. Of course, this strand in Seneca’s writings is magnified by the fact that Seneca himself did something similar, committing suicide on the orders of the emperor Nero, his one-time pupil, in an exemplary fashion, calmly dictating notes about Stoic resilience as he bled to death in a hot bath.

Thus he has gone down as a hero of high-minded Stoicism but there are numerous objections to this notion. One is that plenty, thousands, of other Roman notables killed themselves over the centuries, famous examples being Anthony and Cleopatra, and they weren’t Stoic philosophers. So Seneca’s high-minded end wasn’t unique, far from it, it was a very common behaviour among the aristocratic class in the ancient world, and not only under the Empire but the Republic, too.

So a) it was far from being an act unique to ‘philosophers’ but b) it is obviously something very remote indeed from modern society. Sure, people still kill themselves. But not many people kill themselves at the command of an emperor, or to demonstrate their high-minded command over their destiny and a Stoic rising above the petty concerns of life and death. This whole worldview is so remote as to be science fiction.

There seems to me something perverse, almost creepy, about a philosophy which is constantly preparing its followers for death and for suicide. The words ‘death’ or ‘die’ recur on every page. I infinitely prefer Horace’s encouragement to enjoy life to the full while we can.

Come, let’s
Go to the cave of love
And look for music in a jollier key.
(Horace Odes, book 2, poem 1)

Themes in the letters

Despise death

We start to die from the day we are born. When we die there is nothing. There was nothing before life and there will be nothing after. So be not afraid.

  • What I am recommending to you is not just a remedy for this disease but for your whole life: despise death. (78.5)
  • First free yourself from the fear of death. (80.5)

Freedom

Despising death means we are free from the threats of tyrants or society. What is the worst they can do to us if we despise the worst, consider it nothing? Nothing can harm the calm and virtuous mind. By welcoming whatever will happen, it creates its own freedom no matter what the external circumstances. With typical extremity of metaphor or rhetoric, Seneca continually contrasts freedom, not with being bogged down or caught up or hampered by obligations – such as most of us encounter in real life – but with full-on hardcore Roman slavery:

  • You ask what is liberty? To be enslaved to no object, no necessity, no chances, to reduce Fortune to a level field. (51.9)
  • We must busy ourselves with our studies and the sources of wisdom…this is how we should rescue our mind from a most wretched enslavement and restore it to liberty. (104.16)
  • We have enslaved our spirit to pleasure whose indulgence is the beginning of all evils. (110.10)

Now it makes sense that Seneca uses as metaphor the slavery which was, arguably, the central fact of Roman life. But as with the way his mind, when he wants to imagine examples of adversity, leaps straight towards images of torture and execution, it’s another example of the extremity of metaphor and argument which underpins his ‘philosophy’ and makes so much of it feel so alien to the modern mind.

True friendship

Gauge a man before making him a friend. Be cautious, test out friends. But once someone is a friend, bind them to you, share everything with them. True friends share everything, including misfortune. Seneca says you have to learn to be a friend to yourself.

Avoid crowds

‘Shun whatever pleases the common herd’ (8). One iniquitous example can adversely affect you. A crowd presents all kinds of bad examples. People are emboldened to behave badly in crowds. So withdraw into yourself and study philosophy, but not so conspicuously as to draw attention or criticism. Don’t draw attention to your retirement and quietism. Quietly disappear.

Your body

A great and cautious man separates his mind from his body and spends the better part of his time with his better and divine part. (78.10)

Provide it only as much as needed to preserve good health. Avoid excess. Consume as much plain drink as required to quench thirst, as much plain food as to quench hunger, the minimum clothes to protect you from the elements, a house sufficient to protect you from the weather.

Devote some days to eating as little as possible. Become familiar with the bare minimum needed to keep alive and healthy (so that if exile to a bare rock or sudden incarceration befall you, your body is ready for much reduced circumstances).

Don’t exercise to excess. Do as much as needed to keep healthy. Reserve your energy for cultivating the mind.

As to physical pleasures, avoid them like the plague; they enslave the body and then the mind.

  • Uproot pleasures and treat them with absolute loathing. (51.13)
  • First of all we must reject pleasures; they make men weak and effeminate and demand too much time and effort. (104.34)

Your house

Your house should be a size and contain only as much as needed to protect you from the elements. Despise ornament and decoration.

Possessions

Have as few as possible. ‘No one is worthy of God unless he despises possessions.’ (18.13) Have them, but adopt a mindset where you could happily dispense with all of them, where they are all taken from you and you don’t care a jot, because you are secure in the untroubled citadel of your mind.

Enough

Don’t overdo it: don’t mortify your body, don’t insist on eating bread and water, living in a hut, neglecting your body, like the Cynics who, following Diogenes, set out to punish their bodies. Live comfortably and sensibly, just not to excess.

  • So correct yourself, take off your burdens and shrink your desires within a healthy limit. (104.20)

How to be content

And cultivate contentment by being happy with what you’ve got.

  • I will tell you how you can recognise the healthy man: he is content with himself. (72.7)
  • This is what philosophy will guarantee you, something which nothing surpasses: you will never be dissatisfied with yourself. (115.18)

Excess

Similar to his thoughts about suicide and anger, in that it sounds reasonable of Seneca to tell his follower not live to excess, but what Seneca has in mind is Roman excess, the off-the-scale lavishness and baroque luxury of the Roman emperors and the richest in the known world (as described in the letters from the fashionable resort of Baiae, 49, 51).

  • Too many amenities make the spirit effeminate…The stricter discipline of a simpler place strengthens the mind and makes it fit for great undertakings. (51.10-11)

The general point is not so much that indulgence is morally bad in itself: but that people enslave themselves by indulging the pleasures of the senses, deform their minds, make themselves into addicts, by coming to rely on excessive behaviour, on excessive drinking, excessive eating, excessive sex, excessive gambling.

It’s not so much that moderation is good in itself but that it stops you developing addictions and so becoming enslaved to them. Moderation leaves your mind free to focus on more important, ‘higher’ things. Moderation sets you free from all the snares of the senses.

That is why:

We ought to concentrate on escaping as far as possible from the provocations to vice. One’s mind must be hardened and dragged away from the enticements of pleasure. (51.5)

Anger

Quite apart from the letters, Seneca wrote no fewer than three treatises on anger. Fantham makes a really profound point about this which depends, again, on the profound difference between us and Roman society. This is that Roman emperors had complete power over all citizens, and all citizens had complete power over huge numbers of slaves. In this society an angry citizen could order his slave to be tortured or killed, just as an angry emperor could order anyone he fancied to be exiled, thrown into gaol, tortured or executed. Therefore controlling anger was much, much more important than it is in our society. Anger is not a good emotion with us but could have catastrophic consequences in Seneca’s world.

The mind

‘Nothing deserves admiration except the mind’ (9). The mind alone is worth cultivating. No other skills, activities, pastimes are worth cultivating.

  • Control your mind so as to bring it to perfection in the most calm condition, a mind which feels neither what is taken from it nor added to it, but keeps the same disposition however affairs turn out. (36.6)
  • A great and cautious man separates his mind from the body and spends much of his time with his better and divine part. (78.10)

Moral behaviour

Imagine the most moral, honourable person you can. Then imagine they are watching everything you say or do.

Fear, anxiety, stress

All these are caused by worry that the worst is going to happen. Well, imagine the worst has happened. Live with the worst, imaginatively – prepare yourself for the worst. Once you dispel anxiety about unnamed and exaggerated fears, you can get rid of the panic and examine the issue rationally, restoring order and calm to the mind, allowing Reason to operate unhampered by over emotions.

Philosophy

Philosophy, for Seneca, isn’t the working out of a complex system or ideology: it is a psychological or spiritual practice. It is an exercise to attain an attitude, cultivated with the sole aim of making its practitioner mentally strong and resilient against tyranny, suffering and death.

Philosophy is not a skill shaped for popular appeal or for display; it does not consist of words but of deeds. It is not taken up to make sure the day passes with some enjoyment, to take the boredom out of leisure; it moulds and shapes the mind, arranges one’s life, controls one’s actions, points out what is to be done or avoided; it is seated at the helm and steers the course of those adrift among treacherous shoals. Without it no man can live without fear or anxiety; countless things occur each hour that need the advice which we must seek from philosophy. (16.3)

Philosophy may include technical aspects such as types of argument and syllogism (which he consistently ridicules and dismisses for its pedantry) but, far more importantly, Seneca sees ‘philosophy’ as a kind of mental fortress, a psychological redoubt:

So withdraw into philosophy as far as you may; she will protect you in her bosom and in her shrine you will be safe. (103.4)

In doing so, it can raise us above the level of mere mortals:

This is what philosophy promises me, to make me equal to a god. (48.11)

Slavery

As you might expect Seneca admonishes Lucilius to treat his slaves as equals because they are as human as you or I:

Kindly remember that he whom you call your slave sprang from the same stock, is smiled upon by the same skies, and on equal terms with yourself breathes, lives, and dies. It is just as possible for you to see in him a free-born man as for him to see in you a slave. (47.10)

But, just as predictably, Seneca doesn’t actually recommend actually freeing them. (In his introduction to the Penguin Classics edition of Juvenal’s Satires, Peter Green says this attitude was typical of Stoics: ‘[Juvenal] attacked wanton cruelty to slaves, but did not query the concept of slavery itself (another characteristically Stoic attitude.)] Introduction, page 23)

Letter 47 is fascinating for giving an extended description of the types of functions slaves performed in an aristocratic household and the brutal punishments they were liable to for the slightest infraction.

(It is a secondary consideration that in the long letter 90, a detailed list of the technical achievements and innovations which make up civilisation, Seneca despises them all and considers all of them – agriculture and irrigation and milling grain to make bread and architecture and glass windows and all the rest of it – only worthy of slaves and freedmen [who, apparently, largely made up the artisan class of Rome] and so far beneath an aristocrat like himself and his friend Lucilius. Aristocrats needed to rise above these slave occupations in order to practice the only thing worthwhile activity for humans, to cultivate the mind, perfect reason, acquire wisdom, so as to rise above passions and fear of death. That is the primary aim of the letter, but in order to make the point what comes over is a contempt for the artisan class, for engineers and innovators and craftsmen, which makes me dislike Seneca even more. His assumption is that all the achievements of the thousands of people who had perfected all aspects of civilisation and raised it to the luxurious heights of his day only matter insofar as they allow him to perfect his wonderful mind. It’s a privileged narcissism which is, in its own arrogant way, every bit as corrupt as the decadent court of the arch-egotist Nero.)

Self-help slogans

The book is stacked with improving and inspiring thoughts of the kind which have become over-familiar in the subsequent 2,000 years, particularly the last 50 years or so of self-help books.

  • I think it is the first proof of a stable mind to be able to pause and spend time with oneself. (2.1)
  • The best measure of wealth is to have what is necessary and the next best, is to have enough. (2.5)
  • The man at ease should take action, and the man at action should take ease. (5)
  • Who is well born? The man well set up by nature for virtue…it is the spirit that makes one noble. (44.5)
  • Nature made us teachable and gave us an imperfect reason but one which can be perfected. (50.11)

Although Seneca’s long porridgey paragraphs have the heavy feel of ‘philosophy’, the quality of the argumentation is often weak and many of the actual injunctions feel more like daytime TV, self-help guru-talk than Hegel or Hume. Once or twice he came close to the banal catchphrase mocked in the old TV sitcom, Some Mothers Do Have ‘Em: ‘Every day, in every way, I’m getting better and better.’

I rejoice that you are studying with perseverance and abandoning all else for this one thing, to make yourself a better man each day. (5.1)

Critique

As with all philosophy, and especially ‘moral’ philosophy, there is no end to the debate, discussion, critique and commentary which the Letters from a Stoic have spawned over the past 2,000 years. A handful of themes struck me:

1. Simplistic values

The most obvious, for me, is the extreme difference in the social context between Seneca and us and in particular his concept of negative life events. For Seneca a bad turn of events is an ever-present threat under the tyranny of imperial rule. It is associated with prison, torture, enslavement and all the other dire possibilities of life under arbitrary Roman emperors such as Nero. Thus there is a misleading simplicity to most of his meditations. When he imagines something bad, it’s being thrown into prison or tortured or executed by the emperor. The conception of negative life events which he uses to underpin his entire Stoic system is disconcertingly simple and extreme – exile, torture, death – and so the mental lesson he is teaching is concomitantly simplistic: prepare your mind to be strong and noble under torture or the threat of death (see the harping on about torture and death in letters 67 and 70).

But not many modern readers of the letters are going to have the same concerns – that they will thrown into prison, tortured or forced to commit suicide at the whim of a Roman emperor. The worst things I can imagine happening to me are: being in a life-changing accident i.e. becoming wheelchair-bound or having a stroke; being diagnosed with a terminal or life-changing illness; something bad happening to my loved ones, especially my children. But my day-to-day worries are more humdrum, recalcitrant, fiddly, frustrating: worried about my performance at work, this or that bit of the house needs maintenance, I’m worried about money, about not being able to pay my bills – fuel bills, heating bills, food bills.

I know Stoic thought can be applied to these modern circumstances i.e. I should try to cultivate mental detachment and resilience so I am ready to face bad events and rise above them. But the extremity and the simpleness of the situations Seneca describes and which form the basis of his entire philosophy (arbitrary arrest, torture, execution) rarely if ever occur in modern Western life and so all his much-repeated lessons rarely if at all apply to me. Modern life is more complex and multi-faceted than Seneca’s philosophy allows.

Seneca’s ‘philosophy’ is worth reading as an extremely vivid insight into the mindset of the Stoic classes during the tyranny of Nero but is, in my opinion, of limited use or value to modern readers leading modern lives.

2. Hypocrisy

I’ve just read Tacitus’s Annals where Seneca is described as being one of the richest men in Rome, with mansions as big as Nero’s and gardens even bigger, hundreds of servants, immense wealth in gold and assets. (In fact Seneca’s extreme wealth became proverbial to later generations: Juvenal’s tenth satire describes how Seneca, ‘grown too wealthy’ lost his magnificent gardens.) So it’s pretty ironic, knowing the man was a byword for obscene wealth, to read Seneca’s continual recommendation of the plain, simple life, eschewing pleasure and cultivating virtue. It’s easy advice for the ridiculously rich to give. The hypocrisy is summed up by a character in John Marston’s 1603 play, The Malcontent, which Watling quotes:

Out upon him! He writ of temperance and fortitude, yet lived like a voluptuous epicure and died like an effeminate coward. (The Malcontent, Act 3, scene 1, line 28)

Not quite accurate (Seneca definitely did not die ‘like an effeminate coward’) but the first half, the epicure accusation, has force. This point was epitomised, for me, in a throwaway remark of Seneca’s in a letter which is intended to be about exercise and physical frailty:

I have just returned from my ride. I am just as tired as if I had walked as far as I have been sitting. It is an effort to be carried for a long time, and I rather think the effort is greater because riding is contrary to nature. (55.1)

It is an effort to be carried for a long time. (In a sedan chair, presumably.) Well, what about the slaves who were doing the carrying? Bet it was a bit of an effort for them, too. Seneca’s writings cannot escape from the taint of the astonishing level of privilege enjoyed by his class in general, and the extraordinarily privileged lifestyle enjoyed by him – according to Tacitus the richest man in Rome – in particular.

3. How Christians appropriated Stoic rhetoric

Many of the lessons Seneca spells out to Lucilius are very familiar from the long tradition of Western moralists, from Erasmus, through Montaigne, on into the Enlightenment and then diffused out into the broader culture by thousands of Victorian moralists.

My mum used to tell us kids, ‘Moderation in everything’. You don’t need to read Seneca to already know half of his nostrums and tags. I suggest that much of it seems so familiar because Stoic teachings were taken over wholesale by the early Christians and formed the basis of much Christian everyday morality. Obviously not the bits specific to Christian theology (the Fall, Original Sin, the Crucifixion, the Resurrection etc) but the fundamental theist worldview is often indistinguishable from Christianity:

  • No one is worthy of God unless he despises possessions. (18.13)
  • God is near you, he is with you, he is within you. (41.1)
  • What is enough for God is not too little for masters. (47.18)
  • The place which God occupies in this universe is the place which mind occupies in man. (65.24)
  • God comes to men. Indeed, what is actually nearer, he comes into men. No mind is good without God. (73.16)
  • Whatever is good for us our God and father placed at hand. (110.10)

My point is that in the advice about day-to-day living, the Christians appropriated Stoic teachings so completely that the advice to Lucilius to cultivate the mind, avoid the crowd and their superficial entertainments, practice virtue, despise the knocks of Fortune and cultivate a contempt for death – all these are the familiar background hum of Christian morality, the subjects of hundreds of thousands of Sunday sermons and public lectures, recycled on radio phone-ins and daytime TV and millions of self-help columns in magazines and newspapers and books. Which explains why when we moderns come to read Seneca we are so rarely surprised and so often find his nostrums familiar and reassuring.

4. Repetition

Above all, like any good teacher, he repeats the same key points again and again, in different formulations, approached from different angles, but coming back again and again to the same fundamental idea: rise above the fortuitous events of your life; rise above all emotions and attachments; cultivate ‘philosophy’, which means a Buddhist detachment from everyone else and even from yourself; live with the idea of death so continually that it eventually presents no fears. And then you will have conquered yourself, your fear of death and you will be…free.

  • I am forcing my mind to focus on itself and not be distracted by outside events…The real calm is when a good state of mind unfolds. (56.6)
  • The wise man is full of joy, cheerful and calm, undisturbed. He lives on equal terms with the gods…The wise man’s mind is like the universe beyond the moon: there it is always fine and calm. (59.14)
  • Abandon those distractions which men have rushed to enjoy; abandon riches, which are either a danger or a burden to their possessors; leave the pleasures of body and mind, which soften and weaken you; abandon ambition, which is a bloated, hollow and windy condition with no limit. (84.11)
  • There is only one way the dawn can come: if a man takes in this knowledge of things human and divine and does not just sprinkle it over himself but but steeps himself in it; if he goes over the same things repeatedly (110.8)

But repetition is not argumentation. Despite Seneca using the word ‘philosophy’ all the time, this isn’t really philosophy at all. It is, as I’ve said, more like exhortation to a good frame of mind, moral uplift, encouragement to develop a tough attitude, therapy for the anxious, a self-help manual. And incredibly repetitive.

Unvexed by terrors and uncorrupted by pleasures we shall dread neither death nor the gods. We shall know that death is not an evil and the gods do not exist for evil. What harms us is as weak as what is harmed; the best things lack the power to harm. What awaits us, if we ever emerge from these dregs to the sublime and lofty region, is peace of mind and liberty free from the errors which have been driven out. What does that liberty consist of? Not fearing men or gods; wanting neither what is base nor excessive; having the greatest power over oneself. It is an incalculable good to become one’s own master. (75.17-18)

5. Family and friends

In nearly 300 pages of relentless insistence that we rise above all attachments and emotions, nowhere does he mention family (in just one letter, 104, he mentions his wife, Paulina).

Family was a very big thing indeed for noble Romans, so it’s a striking absence in the context of Seneca’s own time. But regarded as instructions for modern readers, his insistence on boiling your life right down to a relentless focus on cultivating your virtue and your indifference to death completely ignores the scores of relationships most people have in their lives, starting with their family.

Most modern therapy involves getting to grip with your childhood experiences and your relationship with your parents. But parents, spouses or children are completely absent from Seneca’s teachings. His Stoicism is an impressively selfish concern, in which he endlessly exhorts Lucilius to forget about everyone but himself, to focus on his own mind and anxiety of death etc, to think about no-one but me me me.

This makes his ‘philosophy’ inapplicable, in practice, to anyone who has parents, partners or children and really cares for them, is involved in their day-to-day wellbeing and, especially when it comes to children, to their little triumphs or setbacks. None of that for Stoic Seneca. He is in his study toughening up his mind by envisaging torture in every detail so as to be able to rise above it, when the time comes.

But it struck me that this deliberate ignoring of family sheds light on and helps to explain the humanistic obsession with friendship. Seneca’s letters on the importance of having one, key soulmate-level friend are one of the sources for the obsession with friendship which is a central theme of humanist writings from the 15th century onwards.

Friends know that they have everything in common…the true friendship which neither hope nor fear nor self-interest can sever, the friendship with which men die and for which they die. (6.2)

It’s possible to interpret this obsession with Perfect friendship as the Stoic replacing the messy, uncontrollable web of family relationships, with all its unpredictable ups and downs, with One Relationship with One Special Friend. To use the modern buzzword, it’s a very controlling approach. When you read the great humanist works on this subject (Cicero, Montaigne, Bacon) what comes over is that you are only going to meet one or two soulmates in your life and that you will become identical in interests and affections with this one special person. In a science fiction kind of way, you and the True Friend of humanist tradition will become one person.

So, to put it crudely, humanist teaching about friendship a) is a way of ducking the uncontrollable mess of family ties and responsibilities and b) ends up with you looking in a mirror. Solipsistic narcissism.

Horace

As Roman ‘moralists’ go, I prefer Horace. He’s lighter, funnier, his affable tone is more persuasive, more inspiring for me, than Seneca’s dour and relentless lecturing. Seneca sounds like the tutor he was:

I hereby order you to be slow in speaking. (40.14)

Whereas Horace sounds like a friend offering gentle advice:

Try not to guess what lies in the future, but,
As Fortune deals days, enter them into your
Life’s book as windfalls, credit items,
Gratefully…
(Horace, Odes, book 1, poem 9)

Seneca thinks of himself as embattled – quick! time is short! the enemy is at the door! focus on the essentials!

  • I am being besieged right now…the enemy is at our backs…I need a heroic spirit (49.9)
  • Fortune is waging war with me but I will not do what she orders, I will not accept the yoke. (51.8)
  • A real man prefers his sleep to be broken by a bugle than a chorus. (51.12)

This sense of the world as a battlefield, a fight, a struggle against countless enemies all trying to seduce your God-given soul, was inherited by Christianity. It dominates the letters of St Paul who wrote the most influential letters in Christendom, and used rhetoric similar to Seneca when he urged his followers to ‘fight the good fight’ (First letter to Timothy).

To understand Paul, we must grasp that he is at war, with the angels of heaven at his back. The Acts of the Apostles is, at its base, a power-struggle between Christ and Satan, wrenching whole peoples away from Satan’s grasp. (Jesus Walk Bible Studies)

In contrast to this worldview of unrelenting embattled paranoia, Horace writes a letter to a friend inviting him to come round and try the new wine they’ve just bottled on his estate. There’ll be other friends there, and they’ll stay up late together laughing and joking. Seneca’s remedy for the fickleness of human existence is to be continually, constantly thinking about death all the time.

Give me courage to meet hardships; make me calm in the face of the unavoidable…Say to me when I lie down to sleep: ‘You may not wake again!’ And when I have waked: ‘You may not go to sleep again!’ Say to me when I go forth from my house: ‘You may not return!’ And when I return: ‘You may never go forth again!’

Well, you may win the lottery this weekend. You may run down the escalator and bump into the woman of your dreams. If you start speculating about things which may happen, the sky’s the limit. In which case – why focus only on the bad things which ‘may’ happen. Lovely things ‘may’ happen, too. Pondering Seneca’s use of the conditional to dwell only on the most extreme negative outcomes (torture, execution) makes the reader realise how much he is obsessed with the dark side of life, and so insists that we be brutally harsh with ourselves:

  • Cast out whatever desires are lacerating your heart and if they cannot be pulled out any other way then you must tear out your heart with them. In particular, uproot pleasures and treat them with absolute loathing. (51.13)
  • We believe pleasure is a moral failing…Pleasure is a shameful thing. (59.1-2)

What a stupid attitude. Horace has an equally frank acceptance of how time is limited and we are hurrying towards our deaths, but he draws the exact opposite conclusion, which is: carpe diem, enjoy the moment. Instead of considering yourself under siege from wicked temptations so that you have to harden your heart against all affection, think of life as a blessing, bless every moment it brings you, and savour the fleeting pleasures. Horace gets my vote.

Last word to Martial

Martial book 11, epigram 56, begins, in the translation by James Michie:

Because you glorify death, old Stoic,
Don’t expect me to admire you as heroic…

And ends ten lines later:

It’s easy to despise life when things go wrong;
The true hero endures much, and long.


Credit

Selected Letters of Seneca, translated and introduced by Elaine Fantham, was published as an Oxford University Press paperback in 2010. All quotes are from this edition.

Related links

Roman reviews

The Annals of Imperial Rome by Tacitus – 2

Introduction

In the first of these two reviews of Tacitus’s Annals I briefly explained the background to the Annals and the development of ‘history’ as a genre up to Tacitus’s time, then went on to summarise Tacitus’s account of the reign of Tiberius, 14 to 37 AD.

Frustratingly, the manuscript we have of the Annals breaks off at the death of Tiberius and omits the four-year rule of Gaius (Caligula) from 37 to 41 AD, and the first six years of Gaius’s successor and uncle, Claudius i.e. from 41 to 47. Gaius’s reign is colourfully depicted in Suetonius’s Life of Caligula but Tacitus is invaluable because he embeds the scandal which Suetonius focuses on into a much more sober, year-by-year account of the humdrum legal and administrative acts of each emperor. They complement each other perfectly, which makes it all the more vexing that there’s such a big lacuna for the vital years of these key emperors.

To summarise the missing early part of Claudius, which we know from other sources: In 38 or early 39 AD, Claudius had married a third wife, Valeria Messalina, who was his first cousin once removed. Soon afterwards she gave birth to a daughter, Claudia Octavia. A son, initially named Tiberius Claudius Germanicus, and later known as Britannicus, was born just after Claudius’s accession in 41.

The translator of the Penguin edition of the Annals, Michael Grant, divides his text into two big parts, separated by this huge gap in the original text. Within each part he groups clumps of annals, or individual years, into long ‘chapters’, and gives these informative, dramatic titles. Grant’s divisions over-write Tacitus’s division of his work into 16 books and specific years. Grant’s chapters are as follows. (My previous review summarised part one of Grant’s text. This review addresses part two.)

Part two: Claudius and Nero

  1. The fall of Messalina (book 11)
  2. The Mother of Nero (book 12)
  3. The fall of Agrippina (book 13 to book 14 section 13)
  4. Nero and his helpers (book 14 sections 14 to 65)
  5. Eastern settlement (book 14 sections 1 to 32)
  6. The burning of Rome (book 15, sections 32 to 47)
  7. The plot (book 15, sections 48 to 74)
  8. Innocent victims (book 16)

As I described in my previous post, on a careful rereading of the text I think it would have been better to have divided the text up by year rather than chapter, as Grant does. Starting a new section/chapter for each new year would reflect Tacitus’s intention, of producing a year-by-year ‘chronological sequence of events’, in Tacitus’s own words (p.269).

The annalistic approach is very formulaic: the account of each year starts with the announcement of who were the two consuls for that year (still, despite decades of imperial rule, very important figures, not least as the Romans’ main way of dating events). Then each year ends with a short list of notable Romans who died during that year. In between the two, Tacitus lists key events of that year in foreign policy and military campaigns, its notable laws and prosecutions, fires, food shortages and so on. That is the basic annalistic scaffold on which Tacitus then hangs his longer, more flowing descriptions of the activities of the emperors and royal family, along with (generally scathing) comments on their characters.

There is another, distinct strand to Tacitus’s work, which is his interest in foreign affairs i.e. the management of the Roman provinces (the appointment of new governors, the impeachment of existing governors for corruption). This covers the numerous tribal rebellions and wars on the borders, be they on the Rhine with the Germans, in the Middle East against the Parthians, or elsewhere. Tacitus devotes a lot of space to these, giving detailed accounts of diplomatic manoeuvrings, envoys to Rome etc, as well as vivid accounts of military campaigns and battles. Notable is the section about Britain under Claudius, including Caractacus’s noble plea for mercy when he was led in triumph through Rome (pages 264 to 269). But this whole area is so complex that (with the exception of Boudicca’s revolt) I’ve omitted it from my summary.

Claudius (reigned 41 to 54)

Historians nowadays consider Claudius to have been a ‘painstaking and bold administrator and reformer’ but, in Tacitus’s hands, the most memorable aspects of his reign are the portraits of his scheming and amoral third and fourth wives, Messalina and Agrippina.

(Just a reminder: these chapter titles are not in Tacitus, they are Michael Grant’s additions. And the years I give are also not in the text. The system of dating by BC or AD wasn’t invented until 500 years later, and wasn’t widely adopted till the Middle Ages. See M.I. Finley’s essay on the subject.)

In the summary that follows, the chapter titles in Heading 2 are Michael Grant’s. Sitting under them, in heading 3, are the years which Tacitus covers. I’ve made these. They are not clearly indicated in Grant’s text, or the original Tacitus. (Remember, Tacitus didn’t use the BC/AD system, he dated every year by the two consuls who served during it; whereas I have just used the year as per our Christian calendar). Where the year is notable for something important, such as the murder of Claudius or the revolt of Boudicca, I’ve added these into my year headings.

Chapter 9 The Fall of Messalina

47 AD

The big gap in Tacitus’s text resumes in 47 AD, in the middle of hectic events, as Claudius’s third wife, Messalina, takes aim at a rival, Poppaea Sabina.

Chronologers reckoned it was the 800th year since the founding of Rome (traditionally 753 BC) and so Claudius held Secular Games. Prominent in them were Claudius’s son, Britannicus, who was six years old (b.41) and Lucius Domitius Ahenobarbus, who was 10 (b.37) who would soon be adopted as Claudius’s son and heir.

(Nero’s mother was Agrippina the Younger, who was herself the daughter of Germanicus and Agrippina the Elder. So Nero was popular with the mob for being the only surviving male descendant – the grandson – of the hugely popular Germanicus. Agrippina was also one of three sisters to Gaius, who had ruled as the emperor Caligula from 37 till he was assassinated in 41. Gaius was said to have had incestuous relations with all three of his sisters. Agrippina managed to survive Gaius’s short reign and lived on into Claudius’s, when she became one of the many targets of Claudius’s malevolent third wife, Messalina. However, Agrippina not only survived Messalina but, after the latter’s downfall and execution, replaced her as Claudius’s fourth and final wife.)

At about this time Messalina became infatuated with the best-looking man in Rome, Gaius Silius. She forced him to divorce his wife, Julia Silana, and host her at not particularly concealed assignations. They carried on their affair openly while the obtuse Claudius pursued his responsibilities as Censor.

Tacitus portrays Claudius as responsible and sensible: he carries out the census, he commands the building of a new aqueduct, he suggests three new letters are added to the Roman alphabet, he proposes to the senate the creation of a Board to support the art of soothsaying. In foreign policy Claudius forbade further aggression against the Germans and ordered Roman troops – who were building camps in recently occupied German territory – back across to the west bank of the Rhine.

48 AD

Claudius makes his famous intervention in a debate in the senate about whether Gauls, by now Roman citizens for three or four generations, should be allowed to run for office in Rome. Claudius argued strongly that they should, pointing out how Rome’s strength derived from its policy of assimilating neighbouring towns and tribe and then entire regions, turning enemies into loyal citizens. (This speech is regularly cited by historians as exemplifying the core secret of Rome’s success, which was assimilating territories and peoples into the empire.)

Claudius promoted senators of long standing to patrician rank as many patrician families had died out. He concluded his census which showed a citizen body of 5,984,072 (which presumably included all men, women and children; neither Tacitus nor Grant clarify whether this included slaves or not).

Meanwhile, Messalina pursued her affair, and while Claudius was busy at Ostia, she openly and bigamously married Silius. It might seem incredible that a consul designate and the emperor’s wife should marry:

But I am not inventing marvels. What I have told, and shall tell, is the truth. Older men heard and recorded it. (p.246)

According to Grant the reign of Claudius saw a great increase in the power of the secretaries of state, often ex-slaves, and three of these now informed Claudius, not only that his wife had bigamously remarried but had, in legal terms, divorced him – and that this opened the way for her new husband, Silius, to seize power.

The commander of ‘the Guard’ was summoned, confirmed the story and said Claudius must move fast to retain their loyalty. Claudius was panicking thinking this was a real coup attempt. Command was taken by Narcissus, ex-slave and secretary general. He it was who lined up a series of witnesses to testify to Messalina’s promiscuity, many affairs, degenerate behaviour, and now this bigamous marriage. Tacitus describes a bloodbath of officials who had helped or slept with Messalina and then how, at dinner that evening Claudius began to soften against his (absent) wife and so Narcissus moved quickly, instructing another slave to go to her house where he found her wretched, weeping on the ground beside her mother, and quickly run her through with a sword. The senate ordered all statues and public memorials to her name to be removed. Claudius never referred to her again.

This two or three pages of breathless narrative are rightly considered among Tacitus’s greatest passages, by which scholars mean it has the immediacy, pace and bloody inevitability of a thriller.

Chapter 10 The Mother of Nero (Agrippina)

Central to Tacitus’s critique is that Claudius was in thrall to the advice of his secretaries who were all freedmen, namely Narcissus who took the lead in getting rid of Messalina. Now they all proposed to Claudius various candidates for his next wife. But Agrippina took advantage of being Claudius’s niece and so often being in his company, plus being allowed to give him caresses and kisses. She seduced him and won the competition. Weak and easily led, Claudius asked the senate to pass a law allowing an uncle to marry his niece (Claudius was brother of the long-dead Germanicus, whose daughter Agrippina was.)

Tacitus describes how Lucius Vitellius worked his way into Agrippina’s good books by a) managing to derail the marriage of Claudius’s daughter, Octavia, to Lucius Junius Silanus Torquatus by falsely accusing the latter and having him dismissed – thus making Octavia available to be engaged to Agrippina’s son; and b) making a big speech in the senate asking for the law to be changed to allow uncles to marry nieces and for the senate to give Agrippina to Claudius as a kind of national gift.

Once in post Agrippina sought power in every way she could. This included recalling Lucius Annaeus Seneca, from exile. He had been banished by Claudius for adultery with Germanicus’s daughter, Julia Livilla. Now Agrippa recalled him (earning his gratitude) and made him tutor to her son. She enforced the suicide of one of her rivals, Lollia Paulina. Another lady whom the emperor casually praised, Calpurnia, was struck down.

Claudius decided to extend the boundaries of Rome, leading Tacitus into an interesting digression about the various sets of boundary markers (p.262).

50 AD

Responding to pressure from Agrippina’s agents Claudius adopted her son, Lucius Domitius, as his own. It was at this moment that the boy, previously a member of the Ahenobarbus clan, was awarded a name which ran in the Claudian clan, ‘Nero’, marking his entry into the prestigious (haughty and arrogant) gens Claudii. At the same time Agrippina was given the honorific ‘Augusta’.

In this year Tacitus gives detailed description of uprisings and wars in Britain.

51 AD

On the basis of a supposedly trivial incident – when Britannicus and Nero met and Nero greeted the other by his name but Britannicus greeted Nero as ‘Domitius’ – Agrippina claimed this was a alight against the decision of the senate and people of Rome and persuaded Claudius to banish or execute all Britannicus’s tutors. His guards and slaves loyal to him were dismissed. Some of the Guard commanders were loyal to Britannicus so they were replaced by Sextus Afranius Burrus, who knew who his boss was: Agrippina.

52 AD

Senators who couldn’t comply with the House’s financial requirements were expelled. Lucius Arruntius Furius Scribonianus was exiled for enquiring from astrologers about the emperor’s death. Claudius suggested a law that any woman marrying a slave should herself be enslaved. A tunnel was built linking the Fucine lake and the river Liris. Claudius held naval games on the lake to celebrate. Rebellion broke out in Judaea.

53 AD

Nero, now aged 16, married the emperor’s daughter, Claudia Octavia, born in 40 and so aged 12 or 13. This was arranged by Agrippina to solidify Nero’s position as the heir apparent. Agrippina continued her power-hungry and aggressive behaviour. She coveted the gardens of Titus Statilius Taurus and so got his deputy as governor of Africa to accuse and discredit him in the senate. Titus committed suicide. Agrippina got his gardens.

Claudius handed over sweeping powers to the order of knights, the issue at the heart of the civil war between Marius and Sulla back in the 80s BC. He exempted the island of Cos from taxation. The city of Byzantium pleaded for a remission of their taxes and this was granted.

54 AD – Murder of Claudius

Bad omens. Bees landed on the Capitol. Deformed animals were born. Agrippina decided to dispose of Domitia Lepida, her cousin once removed and Nero’s aunt, mother to Claudius’s previous wife, Messalina. She manoeuvred Claudius into having her executed (p.282).

Britannicus was now approaching his 14th birthday, traditionally the age when a Roman aristocrat began to play a part in public life. Agrippina began to worry that Claudius was beginning to regret adopting Nero and coming round to preferring his own son as successor so she moved quickly to poison her husband. She had poison supplied by the arch-poisoner, Locusta, and administered by the emperor’s taster, Halotus. She blocked anyone coming to see the body, giving out a story that the emperor was alive but ill, while she organised the smooth accession of Nero.

On 13 October 54 the palace doors were opened, and Nero appeared accompanied by a battalion of the palace guard and their commander, Sextus Afranius Burrus (who owed his position to Agrippina). Nero was carried in a litter to the Guards’ camp where he was acclaimed emperor, a decision quickly ratified by the senate and then the provinces.

Chapter 11 The Fall of Agrippina

The final section of the Annals is devoted to the reign of Nero. It is quite substantial (70 pages in the Penguin translation). Grant divides it into five chapters:

  1. Nero and his helpers (book 14 sections 14 to 65)
  2. Eastern settlement (book 14 sections 1 to 32)
  3. The burning of Rome (book 15, sections 32 to 47)
  4. The plot (book 15, sections 48 to 74)
  5. Innocent victims (book 16)

The Nero chapters are notable for the kind of melodramatic set-pieces which Tacitus excelled at, in this case describing the Great Fire of Rome or Agrippina’s murder. At moments like this you can very much see how, for the ancients, no amount of dedication to the ‘historical truth’ or the moralising urge to judge and assess, can trump the more basic aim of inflaming awe and wonder with dramatic effects.

Nero’s reign opened with a flurry of murders. Agrippina got agents to poison governor of Asia Marcus Junius Silanus because he was brother to Lucius Junius Silanus Torquatus, whose engagement with Octavia she had broken and forced to commit suicide, and because Marcus was a descendant of Augustus. Then she secured the imprisonment and suicide of Narcissus, freedman and secretary to Claudius, the central figure in the downfall of Messalina.

Tactitus notes the restraining effect of two key figures, the commander of the Guard Sextus Afranius Burrus, and Nero’s tutor Lucius Annaeus Sextus. Burrus was all soldierly efficiency and seriousness of character; Agrippina had appointed Seneca Nero’s tutor in which role he taught the teenager Stoic principles and public speaking.

It was Seneca who wrote the funeral oration for Claudius which Nero delivered. Nero went on to insist the senate would reassert its ancient rights and decisions. Nero’s first acts were all leniency and forgiveness.

55 AD – Murder of Britannicus

Quite quickly Nero fell in love with a former slave girl, Acte, and became slowly alienated from the virtuous wife, Claudia Octavia, who Agrippina had engineered his marriage to. Agrippina was infuriated at Nero’s love for a common slave girl and tried to ban it. Division grew between mother and son. Nero next deposed the freedman Pallas, who had virtually run the empire for Claudius and been instrumental in Claudius choosing Agrippina as his fourth wife.

Tacitus gives a vivid almost farcical account of the florid events surrounding Nero’s decision to poison his rival, Claudius’s biological son, Britannicus (p.290). Britannicus was the last male heir of the Claudian clan whereas Nero was a Claudian only by adoption.

Realising her position was now seriously threatened, Agrippina made common cause with Nero’s spurned wife Octavia, and cast around for supporters. To isolate Agrippina, Nero withdrew her guard and expelled her from the imperial palace. Then her rival, Junia Silana, had a spy report to Nero that Agrippina was conspiring with one Rubellius Plautus to overthrow and replace him. Nero was terrified, but spared Plautus, for the time being. Tacitus tells us one of his sources claims Seneca restrained the emperor, and also from executing Burrus as being somehow implicated. The plot rebounded and Junia Silana was exiled, her accomplices executed.

56 AD

Echoing Suetonius, Tacitus claims Nero dressed up and went about the streets, from tavern to brothel, beating up passersby, stealing stuff from shops. The emperor’s example emboldened other criminals. ‘Rome at night came to resemble a conquered city.’ A senator who beat up Nero when he assaulted him, apologised when he realised his identity but was forced to commit suicide.

Nero egged on disputes among rival gangs of ballet dancers, encouraging them to degenerate into real gang fights. Tacitus devotes a page to a debate in the senate about whether misbehaving freed slaves should be re-enslaved.

57 AD

Tacitus takes the opportunity to differentiate his kind of history from mere almanacs. Talking of the completion of a huge amphitheatre in the Field of Mars, he says:

But that is material for official gazettes, whereas it has traditionally been judged fitting to Rome’s grandeur that its histories should contain only important events. (p.298)

An interesting indication of the way that history was conceived as a literary genre, with appropriate tone and subject matter; lofty subject matter; important events and imperial players.

A law was passed that provincial officials were banned from giving gladiator or animal shows. These a) cost provincials a fortune b) were used as cover by governors to hide their irregularities.

Another law decreed that if a man was murdered by a slave, not only all the slaves, but all the freed slaves in his household would be executed as punishment.

58 AD

The endless war between Rome and Parthia for possession of the kingdom of Armenia heated up.

A detailed account of how Nero was introduced by his fellow libertine, Otho, to his lover Poppaea, how she then seduced Nero and eclipsed Acte as his chief concubine. As a result Nero fell out with Otho, eventually consigning him to Lusitania as governor. (This Otho was to return and seize power in the Year of Four Emperors, 69 AD, following Nero’s death, events Tacitus describes in detail in his ‘Histories’.)

Various cities (Puteoli, Syracuse) petitioned Rome for favours. Persistent complaints about tax farmers led Nero to contemplate scrapping all indirect taxes. Rebellious tribes in Germany fought the Romans or each other.

59 AD – Murder of Agrippina

Tacitus puts Nero’s decision to finally eliminate his mother down to the taunts of his new lover Poppaea. Agrippina tried to counter this by appearing before Nero in lascivious clothes and seduced him to incest. Seneca commissioned Acte to re-enter his life and warm him that such sacrilege would alienate the Guards on whom his power rested. Interestingly, Tacitus openly states various versions of these stories attributed to other historians (whose works are now lost).

Tacitus openly states in several places that when the sources agree he won’t mention them; but where they disagree he will cite them and the disagreements and let the reader decide.

The death of Agrippina takes 6 pages to describe and is semi-farcical. After rejecting poison and the dagger, Nero settled on the madcap scheme of getting Agrippina onto a ship with a collapsible section which would fall on her. And this is what he did, inviting her to a long friendly banquet at Baiae, then seeing her off in a beautifully appointed ship whose ceiling, at a signal, caved in. This killed Agrippina’s attendant and when another cried out that she was the emperor’s mother, she was beaten to death by the crew, so Agrippina disguised herself. Then the galley slaves all went to one side of the ship in order to capsize it, but Agrippina managed to get free and swim to safety. This sounds like a fairy story.

Nero was waiting for news and was appalled to learn it hadn’t worked. So he called in his most senior advisers, Seneca and Burrus. Burrus declared the Guard would not touch a member of the imperial family and descendant of Germanicus. So they conceived a plot whereby Nero would drop a sword by the feet of the servant Agrippina had sent to tell Nero she had survived this terrible accident – and then claim he was an assassin sent by Agrippina.

This is as farcical and laughable as the collapsible boat gambit.

Nero promptly had a freedman, Anicetus, take soldiers and surround Agrippina’s house. Slaves fled. Anicetus, a naval captain and lieutenant then beat and stabbed Agrippina to death. Her body was quickly cremated with no ceremony.

Nero cringed in fear all night long until Burrus got colonels and captains of the Guard to come and congratulate him on escaping the conspiracy, at which he recovered his spirits. Nero then sent a long letter to be read out in the senate justifying his actions with a long list of Agrippina’s incriminating behaviour leading up to the supposed ‘conspiracy’. This was written by Seneca and reflected badly on him.

Many bad omens. And Nero was scared of the public response. But there was much thanksgiving for his safety and he returned to Rome amid cheering crowds as at a triumph.

Chapter 12 Nero and his Helpers

With Agrippina out of the way, Nero finally let rip. ‘There was no stopping him.’ (p.320) Tacitus describes Nero’s addiction to singing to his own accompaniment on the lyre, and chariot racing. He goes into less detail than Suetonius but is much more damning. When Nero institutes the ‘Youth Games’ and:

In the wood which Augustus had planted around his Naval Lake, places of assignation and taverns were built, and every stimulus to vice was displayed for sale…Promiscuity and degradation throve…Never was there so favourable a climate for debauchery as among this filthy crowd. (p.321)

Nero performed for the crowd on the lyre. He formed a corp of young knights known as the Augustiani, to maintain ‘a din of applause day and night’. He fancied himself a poet and sat around at dinner parties extemporising verses with cronies.

This method is apparent from Nero’s poems themselves which lack vigour, inspiration and homogeneity.

Tacitus, like Suetonius, had copies of these poems, all now lost to us. Meanwhile, back in the annalistic list of political events: the senate settled a riot which had broken out between citizens of Pompeii and Nuceria. Cyrene secured the expulsion of a governor. Two famous men died (Cnaeus Domitius Afer and Marcus Servilius Nonianus). It’s Tacitus’s listing of these kinds of humdrum events which provide the scaffolding or background hum of his year-by-year annals.

60 AD

Nero institutes 5-yearly games on the Greek model. Tacitus stages a set-piece debate between its critics who thought games should only be held in temporary buildings put up for the events, and that permanent buildings were an incitement to sloth and vice; and its proponents who thought they had to change with the times and permanent buildings saved money in the long run. (p.323).

It’s worth mentioning that ‘ballet dancers’, in all these ancient accounts, are closely associated with booing, hissing, throwing chairs and rioting. In a note, Grant explains that:

These were the highly popular, sophisticated dances of the pantomimi who danced traditional themes in dumb-show, with music and chorus. These performances were first seen in Rome under Augustus. (p.402)

Many bad omens and portents. A comet, which was universally taken as the sign of a change of emperors. Much talk that Nero’s successor would be Rubellius Plautus. Rumour spread that a bolt of lightning had hit and split a table at which Nero was sitting (!). Nero, with notable restraint, didn’t have Plautus killed, simply told him to move with his family to their estate in Asia. According to his Wikipedia article:

Plautus appears to have been a follower of Stoicism. According to Tacitus, Tigellinus wrote to Nero: ‘Plautus again, with his great wealth, does not so much as affect a love of repose, but he flaunts before us his imitations of the old Romans, and assumes the self-consciousness of the Stoics along with a philosophy, which makes men restless, and eager for a busy life.’ When he was exiled from Rome by Nero, Plautus was accompanied by the famous Stoic teacher Musonius Rufus. He was associated with a group of Stoics who criticized the perceived tyranny and autocratic rule of certain emperors, referred to today as the Stoic Opposition.

What interest me about this passage is the idea that Stoicism, as well as being a reputable philosophy, was also a fashionable pose and allowed its proponents to swank and pride themselves on maintaining the values of ‘the old Romans’. So I noticed when, later on, the corrupt head of the Guard, Gaius Ofonius Tigellinus, in calumniating Plautus, says:

Plautus is rich and does not pretend to like retirement. He parades an admiration of the ancient Romans but he has the arrogance of the Stoics, who breed sedition and intrigue. (p.339)

‘The arrogance of the Stoics’, eh?

More about the never-ending war in Armenia, prosecuted by Cnaeus Domitius Corbulo. The ancient town of Puteoli was given the status of a Roman settlement and named after Nero. Tacitus describes the challenge of keeping colonies of Roman soldiers consistently populated since many didn’t marry or have children, and many came from different regiments and were even different nationalities.

Nero sorts out a squabble about who’s elected praetor (15 men apply for 12 places). A knight called Vibius Secundus was convicted for extortion when governor of Mauretania and expelled from Italy.

61 AD – Boudicca’s revolt

Disaster in Britain. The ambitious new governor, Gaius Suetonius Paulinus, appointed in 58, continued his predecessor’s policy of aggressively subduing the tribes of modern Wales, and was successful for his first two years in the post. Tacitus gives a vivid description of his amphibious assault on the island of Mona (modern-day Anglesey), its shores lined with the enemy, shrieking women and spooky druids. The Romans conquer the island and chop down the groves sacred to the Druids, who conducted human sacrifices there.

But while he was Paullinus was subduing Anglesey rebellion broke out on the other side of the province. Since this is a legendary part of our history it’s worth citing at length:

Prasutagus, king of the Icenii, after a life of long and renowned prosperity, had made the emperor co-heir with his two daughters. Prasutagus hoped by this submissiveness to preserve his kingdom and household from attack. But it turned out otherwise. Kingdom and household alike were plundered like prizes of war, the one by Roman officers, the other by Roman slaves. As a start his widow, Boudicca, was flogged and their two daughters raped. The Icenian chiefs were deprived of their hereditary estates as if the Romans had been given the entire country. The king’s own relatives were treated like slaves.

The huge temple to the god Claudius could be seen from everywhere, symbolising their oppression, and its priests used their power to bleed households dry with taxes and levies. The greed of the Roman agent, Catus Decianus, had driven the entire province to rebellion.

So the Iceni rebelled and raised neighbouring tribes. They stormed the Roman settlement of Camulodonum. Omens were, of course, seen everywhere. The empty theatre echoed with shrieks. At the mouth of the Thames a phantom settlement was seen in ruins. The sea turned blood red and left human corpses on the ebb tide. The garrison and a small cohort of reinforcements sent from London were massacred.

Suetonius marched his army all the way back from Wales to London. Interestingly:

Londinium did not rank as a Roman settlement, but was an important centre for business men and merchandise.

Nonetheless Suetonius realised he couldn’t hold it against massed tribes, so abandoned it. When Boudicca’s forces stormed into it all the men were killed and all the women raped. Same happened at St Albans (Verulamium). Tacitus says 70,000 perished, for the Britons did not take prisoners with a view to exchanges:

They could not wait to cut throats, hang, burn and crucify, as though avenging in advance, the retribution which was on its way. (p.329)

Tacitus gives us a typical rhetorical set-piece: first he gives Boudicca a genuinely inspiring speech as she rouses her troops to face the Roman army, which has followed and now set up opposite them. Then he gives verbatim what he claims is the pre-battle speech of Suetonius. Both are effective in their different ways. It was a massacre. The Romans killed all the Britons and their camp followers. Boudicca poisoned herself.

However, the Romans then fell out among themselves. The newly arrived imperial agent didn’t like Suetonius and briefed against him. A former imperial slave, Polyclitus, was sent to assess the situation. Suetonius was relieved of duty and his replacement took a softly-softly approach. Peace of a sort returned to the province.

Tacitus returns to his annalistic approach with notes on two noteworthy trials. What strikes me is that, despite existing for hundreds of years, the Romans were continually finding loopholes or omissions in their laws, which the senate patched up and emperors approved or modified.

The City Prefect, Lucius Pedianus Secundus, was murdered by one of his slaves. The traditional punishment was that every other slave in the household would be executed. Popular sentiment protested against this, rioting began and the senate house was surrounded. Tacitus uses this to give us another of his verbatim speeches, this time by Gaius Cassius Longinus in favour of enforcing the traditional law. The speech reveals that Pedianus had 400 slaves. His peroration is striking:

Our ancestors distrusted their slaves. Yet slaves were then born on the same estates, in the same homes, as their masters, who had treated them kindly from birth. But nowadays our huge households are international. They include every alien religion – or none at all. The only way to keep down this scum is by intimidation…Exemplary punishment always contains an element of injustice. But individual wrongs are outweighed by the advantage of the community. (p.334)

Many argued to spare the innocent, or the women slaves, but Cassius’s view prevailed, and the emperor Nero backed it up, lining with troops the route along which those condemned for execution were taken.

Bithynia secured the condemnation of its governor. In Gaul a census was carried out. The noble Publius Memmius Regulus passed away. Nero dedicated a new gymnasium.

62 AD

Big fuss about an ex-praetor who read out verses satirising Nero at a dinner party. He is condemned by the senate and Tacitus summarises the positions of various senators to show how the politics of the time worked, with some arguing for execution, others for exile. The senate referred their decision for leniency to Nero who was cross but accepted it. Another aristocrat included in a so-called will insults against senators and priests. Nero ordered him exiled from Italy and his writings burned.

Commander of the Guard Burrus died, probably of a throat tumour, though maybe poisoned by Nero. He was replaced by two commanders, one responsible, the other a crony of Nero’s private debaucheries.

Burrus’s death weakened Seneca’s position. One mentor is less powerful than two. His critics queued up to bad-mouth him to the emperor, attacking:

  1. his wealth, enormous and excessive for any subject
  2. the grandeur of his mansions and beauty of his gardens, which exceeded the emperors (!)
  3. his alleged bids for popularity

Nero listened to Seneca’s detractors and began distancing himself from him. This is the opportunity for Tacitus to put into Seneca’s mouth a noble and persuasive speech, asking to be allowed to retire (he was now 64 years old and had been tutor to Nero for 14 years) and happily handing most of his property over to Nero. Tacitus then has Nero reply with a speech even more eloquent and organised. Nero refuses to take back his gifts lest it reflect badly on him. But Seneca withdrew from Rome, terminated his large receptions and dismissed his entourage, in a bid to deflect criticism.

Tigellinus achieves sole command of the palace Guard and plays on Nero’s fears. As a result of his calumnies, Nero orders the killing of two exiles, Faustus Cornelius Sulla Felix at Massilia. When his head is brought to Nero the emperor jokes that he’s gone grey. More elaborate are the measures taken to kill Plautus, in exile in Asia, but he too was killed and decapitated. When Nero was given his head, he is said to have exclaimed: ‘Nero! How could a man with such a long nose have frightened you!’

Nero wrote a letter to the senate denouncing Plautus and Sulla as traitors at which the senate voted him a thanksgiving. This occasioned disgust among freethinking men and led Nero to believe he could do anything. So he divorced his wife, Octavia and married Poppaea. The new wife swiftly set about disposing of the old one, concocting an accusation that Octavia was guilty of adultery and getting her exiled to Campania. (As usual, it’s the fact that Octavia’s slaves were tortured to extract false confessions, which I find so upsetting.) But this set off protests among the people who clamoured for Octavia’s return, overturning new statues of Poppaea. For a while Nero appeared to cave in – wild rejoicing – but then returned to his former stance – protests and rioting.

Poppaea is beside herself and renews her please to be rid of Octavia. So Nero concocts a second adultery confession, this time persuading admiral of the fleet Anicetus (who had played a leading role in dispatching Agrippina) to admit to adultery with Octavia. He was rewarded with peaceful retirement in Sardinia. Octavia was banished to the island of Pandateria. Much sympathy for another innocent royal woman exiled cf Julia the Elder, the Younger, Agrippina the Elder and Julia Livila.

Within days she was ordered dead. Soldiers arrived and forced the opening of veins all over her body in a hot bath. She was just 20. The senate ordered another thanksgiving and Tacitus breaks cover to record how disgustingly sycophantic that body had become.

Chapter 13 Eastern Settlement

63 AD

Latest episode of the war with Parthia over Armenia. Corn ships are destroyed by fire or storm, and some has rotted. Some people were adopting ‘children’ in order to count as fathers and so gain advantage in elections for posts where fatherhood gave an advantage (ever since Augustus’s laws designed to increase the population). Then, once elected, they repealed the adoptions. The senate decreed that these fictitious adoptions should carry no weight.

Prosecution of a governor of Crete who suggested his power was above the senate. At Nero’s prompting a decree was passed forbidding votes of thanks to governors at provincial assemblies. I’m including stuff like this to show what the nuts and bolts of ruling the empire really consisted of.

The Gymnasium was struck by lightning and burned down. A statue of Nero inside was melted into a shapeless mass. An earthquake demolished Pompeii (not the famous volcanic eruption of 79 AD).

Poppaea gave Nero a daughter. Both were awarded the honorific ‘Augusta’, according to the law of inflation of titles (at first rare and precious, eventually standard and ordinary). The senate voted a thanksgiving (of course), Nero instituted some games. Four months later the baby died, but the sycophancy continued. The dead baby was declared a goddess and a temple and priest created.

Latest episode of the war against the Parthians, also known as The Armenian Question. The figure to emerge most clearly from this is the Roman general, Gnaeus Domitius Corbulo, now awarded plenary powers comparable to those awarded to Pompey to fight the pirate menace in 67 BC. Corbulo brings off an honourable truce with the Parthian prince Tiridates.

Back in Italy, Latin rights are awarded to the tribes of the Maritime Alps. Magnificent gladiatorial displays but Tacitus deprecates the number of women and senators ‘disgracing themselves in the arena.’

Chapter 14 The Burning of Rome

64 AD

Frustrated at giving only private performances of his singing and lyre playing, Nero now vows to take part in public performances. First one is Naples then he crosses to Greece. In the event Nero abruptly cancelled his trip to Greece, and another one to Egypt. Maybe he was scared. he gave it out that he couldn’t let the people of Rome be without him.

Tacitus describes a typical public banquet. Nero gave magnificent ones but the most extravagant was given by his creature, Tigellinus. It was held on a raft in the middle of a lake. On the shore were brothels populated by aristocratic women, opposite them naked women posing. Tigellinus had collected birds and animals from remote countries.

Nero went through a public wedding with one of his pervert cronies named Pythagoras, in which Nero wore a bridal dress, and then marriage night sex was performed in view of the invited guests.

Then the Great Fire of Rome, ten days in July 64. When it was finally brought under control two-thirds of Rome had been destroyed. Nero was at Antium when it started. He took steps: he threw open the Field of Mars and his own gardens and constructed emergency accommodation for the homeless. He reduced the price of corn.

Of Rome’s 14 districts only 4 remained intact. Three were completely destroyed. The other seven were reduced to a few mangled ruins. Nero determined to build back better. He had a huge new palace built full of extravagance. New streets were built on an orderly plan. Houses had a height limit. Nero sagely offered to pay for the building of many of these and to ensure builders rubble was cleared away before houses were occupied.

Sensible fire provisions were put into place: a fixed proportion of each house was to be of stone; guards were appointed to ensure a better water supply; each building had to keep firefighting equipment.

But old timers remembered the huge number of ancient shrines and temples and treasures from the earliest times which had been consumed. And thought the old plan was healthier because the winding narrow alleys provided many bits of shade whereas the new more open streets were more exposed.

Nonetheless, despite all Nero’s wise ordinances, his reputation still suffered. It was said that while the city burned he took to his private stage and performed a song about the Fall of Troy. Others said he had actively started the fire because he wanted to rebuild the city and name it after himself. To distract attention away from himself he blamed the Christians. This is so important I quote at length:

To suppress this rumour [that he started the fire] Nero fabricated scapegoats – and punished with every refinement the notoriously depraved Christians (as they were popularly called). Their originator, Christ, had been executed in Tiberius’ reign by the governor of Judaea, Pontius Pilate. But in spite of this temporary setback the deadly superstition had broken out afresh, not only in Judaea (where the mischief had started) but even in Rome. (All degraded and shameful practices collect and flourish in the capital.)

First, Nero had self-acknowledged Christians arrested. Then, on their information, large numbers of others were condemned – not so much for incendiarism as for their anti-social tendencies apparently the original Latin could also be translated ‘because the human race detested them’].

Their deaths were made farcical. Dressed in wild animals’ skins, they were torn to pieces by dogs, or crucified, or made into torches to be ignited after dark as substitutes for daylight. Nero provided his Gardens for the spectacle, and exhibited displays in the Circus, at which he mingled with the crowd – or stood in a chariot, dressed as a charioteer. Despite their guilt as Christians and the ruthless punishment it deserved, the victims were pitied. For it was felt that they were being sacrificed to one man’s brutality rather than to the national interest. (15.44)

Meanwhile Italy was ransacked for funds and all the provinces ruined by exactions to pay for the rebuilding of Rome. Gold statues and offerings were stolen and melted down. Agents were sent out to plunder Greece and Asia, emptying temples of all their valuables.

Seneca tried to avoid the unpopularity of being involved in any of this policy by asking leave to go to his country retreat. When this was forbidden he very publicly kept to his house, feigning illness. Rumour had it that a slave was despatched to poison him but Seneca forestalled all such efforts by living on fruit and running water.

A group of gladiators revolted at Praenaste and there was a naval disaster, caused by Nero ordering the fleet to return on a set date, when a storm drove it ashore at Cumae, destroying many ships. Many omens portended mighty changes!

Chapter 15 The Plot (65 AD)

Gaius Calpurnius Piso had going for him that he was a member of the aristocratic gens Calpurnii with an extensive network of influential connections; he was popular, he defended his fellow citizens in court; he was a loyal friend, affable to all including strangers; and he was tall and handsome. On the downside, he lacked seriousness and self control, was superficial, ostentatious and sometimes dissolute. But then, as Tacitus remarks in a telling comment:

Many people are fascinated by depravity and disinclined for austere morals on the throne.

Maybe the common people, then as now, enjoy royal gossip and identify with ‘bad’ behaviour. As Tacitus himself remarks at several points – people enjoy gossip and scandal (‘Discreditable versions are always popular’, p.376).

Tacitus describes in detail the growth of the conspiracy to assassinate Nero and replace him with Piso, the Pisonian Consipracy, listing the recruitment of the main conspirators, but then the problems: delay while they squabbled about where the murder should take place, and Piso’s fears that several equally well-qualified alternatives might replace him (accurately anticipating the anarchy of 69).

They decided to kill Nero at some games, in front of the crowd, but the night before, the lead conspirator, Flavius Scaevinus, had a banquet, freed all his favourite slaves, made his will and ordered a freedman, Milichus, to take his dagger to the sharpeners. This Milichus saw all these signs and nerved himself to go, next morning, to Nero’s gardens and ask for an interview with the emperor’s freedman and secretary.

After initial scepticism, Nero was persuaded, and suspects were brought in who, under terrible torture, implicated each other. The conspiracy unravelled. Men implicated their family and friends. One strand was the implication of Seneca, who probably wasn’t in the conspiracy, but Nero had wanted to get rid of for some time. On flimsy evidence an officer was sent to execute him. Seneca had time to address his household and tell them to follow his Stoic philosophy and staunch their tears. His wife insisted on dying with him and they both cut open the veins in their arms.

Seneca took some time to die, his blood flowing weakly, he ordered veins to also be opened at his ankles and behind his knees. He had time to dictate a dissertation (!). Seeing as he was not dying, he asked for poison (hemlock) to be administered, but this didn’t work, either. Then he was placed in a bath of warm water, which didn’t work. And then into ‘a vapour-bath, where he suffocated’. What is a vapour-bath?

Nero ordered Seneca’s wife’s wounds to be bound and she lived on for several years. Tacitus lists all the conspirators and their ends. The most famous one to posterity, beside Seneca, was Seneca’s nephew, the poet Lucan, who was just 25 and had joined the conspiracy because he was angry at Nero for blocking his career.

At least 41 individuals were accused, 19 senators, seven knights, 11 soldiers, and four women. 20 were executed or forced to commit suicide, 13 were sent into exile.

There was an outbreak of sycophancy with various senators calling for a thanksgiving, a Triumph, creation of a temple specifically to thank the gods for Nero’s survival and lots of other bum kissing.

Chapter 16 Innocent Victims

Nero believed the fantasies of a Carthaginian, Caesellius Bassus, who swore he had discovered the ancient treasure of Dido on his land and would give it to Nero. This encouraged the emperor to even more spendthrift behaviour, digging the nation deeper into debt.

Nero presided over the second five-yearly games and insisted on competing as a singer and lyre player. Tacitus echoes the claim made in Suetonius that audiences weren’t allowed to leave the theatre during Nero’s performances, and some fell sick and died, others were killed in the crush. He adds that Guards were stationed throughout the audience to cuff anyone who didn’t cheer loudly enough. Aristocrats such as Vespasian were reported for not cheering enthusiastically enough, but he was destined to survive and become emperor himself in 69.

Poppaea died. She was pregnant. In Tacitus’s account Nero, in a fit of anger, kicked her just once and that was enough (Suetonius gives the impression that Nero kicked her to death). Tacitus thinks it was an accident because a) he genuinely loved her b) he was desperate for a son and she was pregnant. Nero read her eulogy. She was buried in the Mausoleum Augustus built.

Nero continues enforcing the deaths of those he suspects, forcing the senate to denounce some of its own members. The gruesome triple suicide of Lucius Antistius Vetus, his daughter Antistia Pollitta and mother-in-law Sextia. Bum-licking toadyism reached new heights: one Servius Cornelius Orfitus suggested the names of the months should be changed to celebrate Nero’s family, so that April became ‘Neroneus’, May ‘Claudius’ and June ‘Germanicus’.

Campania was hit by a hurricane. Rome was hit by a plague. A disastrous fire at Lugdunum (modern Lyons) was alleviated when Nero assigned 4 million sesterces to its reconstruction (the same amount its people had contributed to Rome’s rebuilding after the fire). This kind of incident gives a welcome break from the hothouse, blood-soaked atmosphere of imperial politics, but also remind us that a lot of the political events were of sublime indifference to the 60 million or so citizens who just got on with their day-to-day lives, working, shopping, trading, eating, teaching children, managing households, across the vast expanse of the huge empire.

66 AD

A sordid conspiracy by banished Antistius Sosianus to alleviate his punishment by incriminating Publius Anteius and Marcus Ostorius Scapula, who paranoid Nero suspected, both of whom were forced to commit suicide. If this succession of worthy citizens who are snitched on by informers who pandered to Nero’s paranoia and jealousy of anyone richer than him gets a little wearing, Tacitus agrees:

Even if I were describing foreign wars and patriotic deaths, this monotonous series of events would have become tedious both for me and for my readers. For I should expect them to feel as surfeited as myself by the tragic sequence of citizen deaths – even if they had been honourable deaths. but this slavish passivity, this torrent of wasted bloodshed far from active service, wearies, depresses and paralyses the mind. (p.388; book 16, section 14).

Tacitus goes onto lament the death of the author, Petronius, devoting a page to his unconventional life, his dissipation, and witty popularity. Without trying Petronius was admitted to Nero’s inner circle and became his arbiter of taste. However, this inflamed Nero’s chief crony, Tigellinus, against him, and Tigellinus concocted the usual accusations, which easily triggered Nero to order his court arbiter’s death. Petronius opened his veins but continued attending a banquet and listening to light verse as he expired. Then he dictated a letter detailing all Nero’s sexual partners and perversions which he had sent to the emperor, who was shaken to see how much was known about him.

The final passage of the Annals describes yet another indictment of a good man, Thrasea, and his family, by the sycophantic toadies in the senate, inspired by Nero. Then the manuscript breaks off.

The missing portion of the work described the visit of King Tiridates to Rome, the start of the Jewish Revolt, Nero’s visit to Greece, the revolt of military commander Gaius Julius Vindex in Gaul, which triggers a general revolt against Nero and the selection by the senate of Servius Sulpicius Galba, governor of Hispania, to replace Nero. Nero fled to the villa of a freed slave, Phaon, and there got slaves to help him commit suicide.

Thoughts

Suetonius’s Life of Nero is a more enjoyable read than the Tacitus. It’s shorter and more to the point. It goes into more detail about Nero’s addiction to singing, playing the lyre and chariot racing than Tacitus does, and presents a more coherent and persuasive profile of the emperor. Tacitus embeds all this in annals which report all the important events of each year so that the sheer welter of events becomes tiring and, as Tacitus himself concedes, towards the end, really wearing.

I suppose the Annals is a great work, but probably best read in chapters or sections: the cumulative effect of so many cruel murders, villainous informers, of so much slavish sycophancy to the emperor and the suicides of so many aristocrats, eventually becomes numbing.


Credit

Michael Grant’s fluent, energetic translation of Tacitus’s Annals was published by Penguin Books in 1956. References are to the revised 1971 edition, as reprinted in 1988.

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The Life of Nero by Suetonius

Executive summary

Nero Claudius Caesar Augustus Germanicus was born Lucius Domitius Ahenobarbus in 37 AD. He was the fifth Roman emperor and the final emperor of the Julio-Claudian dynasty, reigning from 54 AD until his suicide in 68, aged just 33.

He was the son of Gnaeus Domitius Ahenobarbus and Agrippina the Younger, one of the daughters of Germanicus and sister to the emperor Gaius (Caligula). After Caligula was assassinated in 41 AD, Germanicus’ brother Claudius – who was Agrippina’s uncle – took the throne. Claudius took his niece as his fourth wife in 49 AD.

A year later Claudius was persuaded by Agrippina to adopt her son, Lucius Domitius, and make him his heir. Nero was 13 when he was adopted. When Claudius died (in October 54) it was widely believed that Agrippina poisoned him to ensure her son succeeded to the throne before Claudius’s biological son by his third wife, Britannicus, came of age and presented a more natural successor. A year later, Nero had Britannicus murdered to secure his position.

Nero was 17 when he came to the throne. In the early years of his reign Nero was advised and guided by his mother Agrippina, his tutor Seneca the Younger, and his praetorian prefect Sextus Afranius Burrus and ruled moderately and well. But he soon sought to rule independently and to rid himself of restraining influences. His power struggle with his mother was eventually resolved when he had her murdered in 59. Both the murder of Britannicus and Agrippina have elements of farcical ineptitude (see below).

Nero was popular with the members of his Praetorian Guard and lower-class commoners in Rome and its provinces. He organised lavish games, he periodically gave money to the people, he carried out modernising building works. But he was deeply resented by the Roman aristocracy.

The historically closest sources we have – Suetonius in his Lives and Tacitus in his Annals – describe Nero as tyrannical, self-indulgent, and debauched. But then, they were all written under the aegis of the dynasty which succeeded the Julio-Claudians – the Flavians – and so, to some extent, represent propaganda for that dynasty with the aim of rubbishing the emperors which came before.

After his increasingly debauched, spendthrift and reckless rule alienated the aristocracy, Nero was declared a public enemy by the Roman Senate, and forced to flee Rome to a country estate where he committed suicide at the age of 33.

Nero’s death led to chaos as three military commanders vied for supremacy, in what came to be called the Year of Four Emperors, AD 69, the rivals being Galba, Otho, Vitellius, and Vespasian.

I’ve reviewed Suetonius’s biographies of the four emperors who preceded Nero, namely Augustus, Tiberius, Gaius (Caligula) and Claudius and along the way given several summaries of Suetonius’s approach. This is to give a brisk overview of his subject’s biography before moving on to look at specific areas of the emperor’s person – his appearance, family history and relationships, personality, quotes, the omens which surrounded his birth and death, and much other gossip and scandal.

Suetonius’s life of Nero is 57 (short) chapters long. It can be divided into five sections or parts:

  • the first five chapters describe Nero’s male forebears among the Ahenobarbi family
  • chapters 6 to 19 describe ‘Nero’s less atrocious acts’, many actually deserving praise
  • then, at chapter 20, Suetonius lets rip and commences a lurid account of Nero’s ‘follies and crimes’
  • chapters 40 to 49 give a long drawn-out description of his moral collapse following the revolt in Gaul, his abandonment by servants and friends, his flight from Rome and suicide
  • 50 to 57 describe his funeral and the aftermath

Suetonius’s life of Nero

The first five chapters describe Nero’s make forebears from the Ahenobarbi family:

  • Nero’s great-great-great grandfather, Gnaeus Domitius Ahenobarbus, when tribune of the commons in 104 BC, was enraged at the priests for choosing someone else as pontifex maximus, so he transferred the right of filling vacancies in the priesthoods from the colleges themselves to the people in the Tribal Assembly (the law was subsequently repealed by Sulla). Having defeated the Allobroges and the Arverni in his consul­ship, he rode through the province on an elephant, attended by a throng of soldiers, in a kind of triumphal procession
  • His son, Lucius Domitius Ahenobarbus (98 to 48 BC), when consul in 54 BC, tried to deprive Caesar of the command of the armies in Gaul. The senate appointed him to succeed Caesar as governor of further Gaul and when Caesar invaded Italy in 49, he was the only one of the aristocratic party who showed any energy or courage, organising the defense of Corfinium. When Corfinium was taken Caesar characteristically granted him clemency but he rejoined the aristocratic party. He was killed at the battle of Pharsalus and is mentioned in one of Cicero’s speeches as a principled example of the old Republic.
  • He left a son, Gnaeus Domitius Ahenobarbus (died 31 BC) who was beyond all question better than the rest of the family. He was condemned among those involved in Caesar’s assassination and so went to join Brutus and Cassius. Upon their defeat he surrendered the republican fleet to Mark Antony. This Ahenobarbus successively held all the highest offices including consul in 32 BC. When the civil war between Augustus and Anthony broke out, he was appointed one of Antony’s lieutenants, but defected to Octavian just a few days before the decisive battle of Actium. Although Antony was upset by this betrayal, he still sent him all his gear, his friends and his attendants. (This incident is described in Plutarch’s Life of Anthony, chapter 63.) He died just a few days later.
  • Gnaeus had a son, Lucius Domitius Ahenobarbus (49 BC to 25 AD) who was later well known for being named in Augustus’ will as the purchaser of his goods and chattels. He won the insignia of a triumph in the war in Germany. He gave a gladiatorial games so cruel that Augustus admonished him. He married Antonia the Elder (niece of emperor Augustus) and had a son:
  • This man, Gnaeus Domitius Ahenobarbus (2 BC to 41 AD) was widely hated: while on the staff of Gaius Caesar out East he murdered one of his own freedmen for refusing to drink as much as he ordered. In a village on the Appian Way, suddenly whipping up his team, he purposely ran over and killed a boy. In the Roman Forum he gouged out the eye​ of a Roman knight for being too outspoken in chiding him. When praetor he defrauded the victors in the chariot races of their prizes. Just before the death of Tiberius he was charged with treason, adultery and incest with his sister Lepida, but escaped owing to the change of rulers. Domitius married his first cousin once removed, Agrippina the Younger, Caligula’s sister, after her thirteenth birthday in 28. He was far older than her at the time. Tiberius arranged the marriage. Nine years later his son by Agrippina, Lucius Domitius Ahenobarbus, was born.

6. Nero was born at on 15 December 37, nine months after the death of Tiberius. When shown the baby his father is supposed to have remarked that ‘any child born to him and Agrippina was bound to have a detestable nature and become a public danger’. At the age of three Nero’s father died but his fellow heir Gaius seized all the property.

He had a troubled upbringing in this cursed family. First Gaius banished his mother so that young Domitius was brought up in relative poverty in the house of his aunt Lepida, who assigned him as tutors a dancer and a barber. But when Claudius became emperor, in 41, he restored to Nero his father’s legacy added to it, and recalled his mother from exile.

There is a widely attested legend that Claudius’s third wife, Messalina, came to regard the boy Nero as a rival to her own son, Britannicus, and so sent assassins to murder him, and that they were at the cradle when they were scared away by a snake which suddenly appeared from under his pillow. [A clear copy of the legend of Hercules strangling snakes as a baby.]

[After Claudius had Messalina executed, in 48 AD, for bigamously marrying the senator Gaius Silius and plotting against him, he proceeded to take this same Agrippina as his fourth wife, despite her being his niece, marrying her on New year’s Day 49. At this point Domitius became Claudius’s step-son and Agrippina persuaded Claudius to formally adopted him as his son and heir. This was when the boy was given an entirely new name, Nero Claudius Caesar Drusus Germanicus.]

7. Domitius/Nero was ten years old when he was adopted by Claudius and assigned the senator and writer Annaeus Seneca as tutor. He almost immediately began a campaign to discredit Britannicus and his surviving relatives.

Nero entered public life aged just 14, reviewing march pasts of the army, pleading the cause of towns with cases before Claudius, appearing as a judge. When he turned 16 (in 53), Nero married Claudius’s daughter (i.e. his own step-sister), Claudia Octavia. He gave games and a beast-baiting in the Circus.

8. Nero was just 17 when the death of Claudius was announced. Most commentators think Claudius was poisoned by Agrippina because she was worried Britannicus would soon come of age and Claudius would change his mind and make his biological son heir. Nero was hailed emperor on the steps of the Palace, carried in a litter to the praetorian camp, made a brief address to the soldiers, and proceeded to the Senate House where he was awarded all manner of honours.

9. He started off with displays of filial duty, giving Claudius a magnificent funeral then paying the highest honours to the memory of his father Domitius. He left to his mother the management of all public and private business. He often rode with her through the streets in her litter. He curried favour with the Praetorian Guard, such a key player in Roman politics since it had been consolidated by Sejanus, by establishing a colony for them at Antium and building a harbour there at great expense.

10. Nero proclaimed he would model his rule on Augustus. He was conspicuously generous. He abolished some taxes and lowered others. popularity. He lowered rewards paid to informers. He distributed a largess of 400 sesterces to the commons and granted the poorest senators a salary. Like Augustus he had a good memory and greeted men of all ranks by name. Wise and popular moves.

11. Nero gave many entertainments of different kinds: the Juvenales,​ chariot races in the Circus, stage-plays and a gladiatorial show. He organised races for chariots drawn by four camels. At the Great Festival (Ludi Maximi) he organised a series of plays devoted to the eternity of the Empire.

12. At the gladiatorial show Nero had no one put to death, not even criminals. But he did compel 400 senators and 600 Roman knights, some of whom were well to do and of unblemished reputation, to fight in the arena. Some were forced to fight with the wild beasts or perform various services in the arena. He arranged a huge naval battle in salt water with sea monsters swimming about in it. And numerous dances which were a kind of ballet based on legendary themes (the life of the Minotaur, Daedalus and Icarus).

He inaugurated the ‘Neronia’, a festival of competitions in music, gymnastics and horsemanship, modelled on the Greek ones. Nero recited his own poetry and was unanimously awarded the prize for oratory. At the gymnastic contest, which he gave in the Saepta he shaved his chin for the first time, to the accompaniment of a great sacrifice of bullocks, and put the wispy hairs in a golden box adorned with pearls of great price, and dedicated it to the Capitoline Jupiter.

13. Suetonius describes the elaborate ceremonial surrounding the entrance of Tiridates, king of Armenia, into Rome and his obeisance before Nero on a sumptuously decorated platform and then again, in the Theatre. After which Nero to great applause closed the doors of the temple of Janus to signify that the whole empire was at peace.

14. Nero held four consul­ships.

15. Nero was secretive about deciding law cases, insisting on being given full written explanations of both sides of a case and retiring to consider them in private. He began to tamper with the constitution. He refused to admit the sons of freedmen to the senate. He began to appoint consuls for six months instead of the customary 12. He conferred the triumphal regalia even on men of the rank of quaestor, as well as on some of the knights, and sometimes for other than military services. When he sent speeches to be read to the senate he did so via consuls instead of the quaestors, as had been customary.

16. Nero introduced a new style of architecture to Rome, building porches out in front of houses and apartment blocks whose flat roofs allowed fires to be fought. He considered extending the city walls as far as the port of Ostia and to bring the sea from there to Rome by a canal.

During his reign many abuses were put down. Sumptuary laws limited private expenditures. Expensive public banquets were replaced by a distribution of grain. Punishment was inflicted on the Christians, a sect professing a new and mischievous superstition. He ended the licence afforded to chariot drivers, of being able to walk down the street cheating and robbing the people. All pantomime actors and their hangers-on were expelled from the city.

17. Nero made many legal reforms including promulgating protection against forgers, preventing will writers from adding clauses benefiting themselves, and that customers should pay a fixed and reasonable fee for the services of their lawyers.

18. Nero showed no interest in extending the bounds of the empire and considered withdrawing the army from Britain and only changed his mind because it would have diminished the memory of his adoptive father, Claudius. Two minor territorial extensions occurred when the kingdom of Pontus was ceded to Rome by its king, Polemon, and when part of the Alps reverted to Roman control on the death of its king, Cottius.

19. Nero planned two foreign tours but cancelled one to Alexandria after bad omens. He went to Greece where he proposed building a canal through the Isthmus of Corinth, going so far as to breaking ground with a mattock and to carrying off a basket­ful of earth upon his shoulders before an audience of the Praetorian Guard. He also prepared for an expedition to the Caspian Gates, after enrolling a new legion of raw recruits of Italian birth, each six feet tall, which he grandly called ‘the phalanx of Alexander the Great.’

Chapter 20 marks a dividing point in the biography. Up to this point Suetonius had listed Nero’s respectable and positive achievements, many of which deserved praise. But from this point onwards, Suetonius announces that he will catalogue Nero’s ‘follies and crimes’.

Nero the performer

20. Nero enjoyed music. As soon as he became emperor he sent for Terpnus, the greatest lyre-player of the day, made him perform over successive nights over dinner, and then began to take lessons. And perform the exercises required, namely: lying on his back with a slab of lead on his chest; using enemas and emetics to keep down his weight; refrained from eating apples and other fruits considered damaging to the health (!) Despite all this his voice remained weak and husky.

Nero made his début at Naples, where he did not cease singing until he had finished the number which he had begun, even though the theatre was shaken by a sudden earthquake. He was impressed by the rhythmical clapping of crowds from Alexandria and commissioned some knights and 5,000 commoners to be divided into groups and learn the Alexandrian styles of applause. They were divided into ‘the bees’ (who made a loud humming noise), ‘the roof-tiles’ (who clapped with hollow hands) and ‘the bricks’ (who clapped with flat palms). They were ordered to attend all Nero’s performances and applaud loudly after his performance. You could tell them by their thick hair, splendid dress, and the absence of rings on their left hands. The knights who led them were paid 400 gold pieces for each performance.

21. Nero repeated the Neronian games so he could sing at them. ​He arranged it so the crowd clamoured to hear him, dropped his name into the urn to take pot luck along with everyone else, but made sure he was called and then came forward, attended by prefects of the Praetorian Guard carrying his lyre, had an ex-consul announce him and then performed the song of Niobe until late in the afternoon.

He toyed with performing opposite professional actors in public shows. He did actually perform in tragedies, taking the parts of mortals and gods, sometimes even goddesses, wearing masks modelled on his own, or women’s masked based on his lover of the moment. He performed in ‘Canace in Childborth’, ‘Orestes the Matricide’, ‘The Blinding of Oedipus’ and the ‘Frenzy of Hercules’. There’s a story that , the last of these plays, a young recruit, seeing the emperor in rags and fetters, dashed forward to his assistance. [Like so many Roman anecdotes, a bit too good to be true.]

22. Nero was obsessed with horse racing from an early age and played with toys of chariots and horses. Once in power, he attended every race day and made no secret of his wish to have the number of races and prizes increased.

He desperately wanted to drive a chariot himself and, after practicing in the privacy of his own grounds, made a public appearance at the Circus Maximus (when one of his freedmen replaced the magistrate who usually took the job of dropping the napkin to start the race).

He went to Greece because all the cities which held musical competitions had swiftly adopted the sycophantic practice of awarding the emperor top prize. He declared that ‘the Greeks were the only ones who had an ear for music and that they alone were worthy of my efforts.’

So he took ship to Greece and immediately on arriving at Cassiope gave his first recital before the altar of Jupiter Cassius, and then went the round of all the contests.

23. During his visit to Greece Nero used his power to make the Greeks hold competitions between the usual intervals and introduced a musical competition into the Olympic Games. When his advisers told him he was needed back at Rome he angrily told them he had to remain performing in Greece until he had proved himself worthy of Nero.

No one was allowed to leave a theatre when Nero was performing. So Suetonius shares comic stories of women giving birth to children there, some secretly dropping down from the back wall, some even feigning death in order to be carried out. He sucked up to his rivals, praising them to their faces but badmouthing them behind their backs. When they were particularly good performers, he bribed them to sing badly. He addressed the judges in deferential terms but was surprisingly nervous before each performance.

24. Nero took the competitions very seriously, scrupulously observing the rules most scrupulously, never daring to clear his throat nor wipe the sweat from his brow with his arm (both actions which lost the competitor points). To obliterate the memory of all other victors in games​ he had their statues and busts taken down and placed in public lavatories.

Nero drove a chariot in many places. At Olympia he drove a ten-horse team, a novelty. He fell from the chariot, had to be helped back into it and failed to complete the course, but he received the prize just the same. The judges weren’t stupid. On his departure he presented the entire province with freedom​ and gave the judges Roman citizen­ship and money. He announced these gifts in in person during the Isthmian Games, standing in the middle of the stadium.

25. Arriving back at Naples, Nero ordered part of the wall to be razed so he could ride white horses through the gap, as was customary with victors in the sacred games.​ He entered Antium, then Albanum and finally Rome in the same manner. In Rome he rode in the same chariot which Augustus had used in his triumphs and wore a purple robe and a Greek cloak adorned with stars of gold, bearing on his head the Olympic wreath, the Pythian wreath in his right hand. Other wreaths were borne before him with placards describing where he won them, what he sang, who the competition was. He processed through the city to the cheers of the adoring crowd and the accompaniment of lavish sacrifices.

He placed the victor’s wreaths above the couches in his sleeping quarters and set up several statues of himself playing the lyre, and had a coin struck with the same image.

[What an extraordinary travesty and mockery of the military triumphs of the preceding centuries.]

In order to preserve his voice, Nero never addressed the soldiers except by letter or in a speech delivered by others, he never did anything for amusement or in earnest without a voice trainer by his side, to warn him to spare his vocal organs and hold a handkerchief to his mouth. He made friends or enemies according to how enthusiastically they applauded him.

Delinquent behaviour

26. Meanwhile, Nero performed his first acts of wantonness, lust, extravagance, avarice and cruelty in secret. Some might say boys will be boys, but this was the true Nero coming out.

When night fell, he took a cap or wig and went from tavern to tavern, roaming the streets performing pranks, but these weren’t harmless. He used to beat men as they came home from dinner, stabbing any who resisted him and throwing them into the sewers. He broke into shops then sold the loot openly in the market. After he was beaten almost to death by a senator whose wife he had maltreated, he thenceforth had a squad of tribunes follow him at a distance and unobserved.

He attended the theatre in the upper part of the proscenium. When fights broke out on stage (fighting with stones and broken benches) Nero himself threw many missiles at the people and even broke a praetor’s head.

Lavish feasts

27. Slowly Nero’s decadent behaviour became more overt and entrenched. His feasts lasted from noon till midnight with breaks for a swim in a warm bath or, if it was summer, into snow-cooled water. Sometimes he drained the artificial lakes in the Campus Martius or the Circus and held banquets there, including prostitutes and dancing girls as guests.

Whenever he cruised down the Tiber to Ostia, or sailed about the Gulf of Baiae, he had rows of temporary brothels set up along the shore, where married women, pretending to be inn-keepers, solicited him to come ashore. [This is the kind of story which seems superficially colourful but as soon as you think about the practicalities, seems wildly impractical.]

He forced his friends to hold lavish banquets: one friend spent 4 million sesterces on a banquet where everyone wore turbans were distributed, another spent even more on a rose dinner.

Sex

28. Not satisifed with seducing free-born boys and married women, Nero raped the Vestal Virgin, Rubria. Then he tried to marry the freed-woman Acte by bribing some ex-consuls to perjure themselves by swearing that she was of royal birth.

He tried to turn the boy Sporus into a girl by castrating him and then went through a marriage ceremony with him, dowry, bridal veil and all, took him back to the palace attended by a huge crowd and lived with him as man and wife. This gave rise to a joke that the world would have been a better place if Nero’s father had taken that kind of wife.

Nero dressed this Sporus in all the finery of an empress and took him everywhere with him in his litter, kissing him openly in public.

It was no secret that he lusted after his mother. it was said that only her enemies held him back, fearing that she would gain such control over him that her power would be absolute. So Nero added to his concubines a courtesan who was said to look just like Agrippina. Others said that they had incestuous relations whenever he rode in a litter with his mother; you could tell by the stains when he emerged.

29. Nero ran through every type of obscenity and invented new ones. He devised a game in which he dressed in the skin of wild animals, was let loose from a cage and attacked the private parts of men and women who were bound to stakes. When he had worked himself up to a frenzy he was ‘finished off’ by his freedman Doryphorus.

In fact he got this Doryphorus to marry him, as he had married Sporus, and on their ‘wedding night’ imitated the screams and lamentations of a maiden being deflowered. Like perverts, abusers, wife beaters and misogynists everywhere, he thought all men were secretly just like him, but kept their vices hidden.

Extravagance

30. Nero believed money should be lavished on riotous extravagance. He thought it the mark of a true gentleman to waste and squander. He admired his uncle (his mother Agrippina’s brother, Gaius aka Caligula) because in less than four years he ran through the huge fortune it had taken Tiberius 30 years to amass.

He spent 8,000 gold pieces a day on King Tiridates and on his departure from Rome gave him more than a million. He gave the lyre-player Menecrates and the gladiator Spiculus houses and estates worthy of men who had celebrated triumphs. He was equally generous to the monkey-faced usurer Paneros and later on, had him buried with almost regal splendour.

Nero never wore the same garment twice. He staked 4,000 gold pieces on each throw of the dice. When he went fishing he used a golden net. It was said that he never made a journey with less than a thousand carriages. His mules were shod with silver and their drivers clad in wool from Canusium. He was attended by outriders with jingling bracelets and trappings.

Building works

31. Nero’s wastefulness was most on show in his architectural projects. He built a palace extending all the way from the Palatine to the Esquiline, which at first he called ‘The Passageway’. After it burned down, he had it rebuilt and named it the Golden House.

The entrance hall was large enough to hold a statue of himself 120 feet high. The triple-pillared colonnade ran for a mile. A huge lake was surrounded with buildings designed to represent entire cities and by a landscaped garden containing ploughed fields, vineyards, pastures and woodland, where every type of domestic animal roamed at large.

Parts of the house were inlaid with gold and studded with precious jewels. All the dining rooms had ceilings of fretted ivory. The panels could be drawn back to rain down dried flowers or perfume. The main banqueting hall was circular and its roof revolved day and night in time with the sky.

When this enormous luxury palace was completed he uttered some immortal words which can go down as the motto for every sybarite and decadent ever since: ‘Good. Now at last I can begin to live like a human being!’

He also began a covered bath, surrounded by colonnades, which stretched from Misenum to Lake Avernus. The plan was to divert all the hot springs in the Baiae region to feed it. Another grand project was to build a ship canal from Avernus all the way to Ostia, 160 miles long and wide enough for two quinqueremes to pass. Prisoners from all over the empire were to be brought in to build it.

He was led on to these wild extravagances by the promises of a Roman knight, who declared that the enormous wealth which queen Dido had taken with her in her flight from Tyre was hidden away in huge caves in Africa and could be easily recovered.

32. When this hope, inevitably, proved false, Nero found himself destitute, discovered that he didn’t even have enough money for the soldiers’ pay or veterans benefits. So he found himself forced to resort to false accusations and robbery. He increased taxes and excises. He seized the estates of anyone rich who died without leaving him enough in their will, and fined lawyers who wrote unsatisfactory wills.

Any man whose words or deeds left him exposed to accusation by an informer was accused of treason. He recalled the lavish gifts he had given to the Greek cities. He decoyed marketeers into buying amethystine or Tyrian dyes (both illegal under the sumptuary laws) then closed them all down and seized their goods. Once he spotted an aristocratic lady wearing this illegal colour at one of his recitals and had her dragged off, stripped off her clothes, but also of her estates.

When he appointed magistrates his instructions were simple: ‘You know my needs; let us leave no-one with any possessions.’ In the end he was forced to strip temples of their gifts and melted down the images of gold and silver, among them the household gods of Rome itself. (Galba, soon afterwards, had them all recast and restored).

Murdering Claudius

33. Claudius himself was the first victim of Nero’s murderous career, for even if Nero wasn’t directly involved in his uncle’s poisoning, he knew all about it, as he later admitted. For he used to mockingly praise mushrooms (the dish by which Claudius was poisoned) as ‘the food of the gods’. After the initial phase of filial duty was over, he took to openly insulting Claudius as stupid and cruel. He joked that he hoped Claudius wasn’t still ‘playing the fool’ in heaven. Nero annulled many of Claudius’s edicts on the ground that he was a doddering old idiot.

Murdering Britannicus

Nero attempted to poison Britannicus for two reasons: a) trivially, he was jealous that Britannicus’s voice was better than his b) he worried that, as he grew up, the people would come to prefer the natural son of Claudius to him, the adoptive one. The Suetonius gives what purports to be a detailed account of how Nero commissioned an arch-poisoner named Locusta to kill his half-brother and, when it didn’t work, flogged her with his own hand. He forced her to devise a stronger and stronger poison, which they tried on a goat – it took 5 hours to work, so he had her reduce it further, and try on a pig, which died on the spot.

That night at dinner Nero administered it to Britannicus who dropped dead at the very first taste. Nero assured the horrified guests that Britannicus was having an epileptic fit but the next day had him hastily buried in a pouring rainstorm, without any ceremony. He rewarded Locusta for her services with a large estates in the country, and actually sent her pupils to study the art of poison.

Murdering Agrippina

34. The over-watchful, over-protective eye that his mother, Agrippina the Younger, shone on Nero eventually proved more than he could bear. At first he tried to intimidate her by threatening to retire to Rhodes (as his grandfather Tiberius had done 60 years earlier). He then deprived her of all honours, even of her Roman and German guard. He forbade her to live with him and drove her from the Palace.

He bribed men to annoy her with lawsuits while she remained in the city, and after she had retired to the country, to pass her house by land and sea and break her rest with abuse and mockery. At last, terrified by her violence and threats, he determined to have her life, and after thrice attempting it by poison and finding that she had made herself immune by antidotes, he tampered with the ceiling of her bedroom, contriving a mechanical device for loosening its panels and dropping them upon her while she slept.

When this leaked out through some of those connected with the plot, he devised a collapsible boat, to destroy her by shipwreck or by the falling in of its cabin. Then he pretended a reconciliation and invited her in a most cordial letter to come to Baiae and celebrate the feast of Minerva​ with him. He then instructed his captains to wreck the galley in which she had come, by running into it as if by accident. So she had to return to Bauli in the craft he offered her. He saw her off in high spirits, then spent the night anxiously waiting for news.

When he learned that the ship had foundered, alright, but Agrippina had escaped by swimming, he had a dagger thrown down beside her freedman who had brought the news, and ordered that he had made an attempt on his life. The freedman was promptly arrested, tortured, admitted being part of a plot to assassinate the emperor, his mother was part of it, and so she too was executed, giving out that she had tried to assassinate him but then committed suicide when she learned the plan had failed. He is said to have travelled to her house and handled her limp limbs, assessing her looks, between swigs of wine.

However, her memory haunted him and gave him bad dreams. He told confidants that he was hounded by his mother’s ghost and by the whips and blazing torches of the Furies. He even had rites performed by Persian magicians, in an effort to summon her shade and entreat it for forgiveness.

Then he murdered his aunt, Domitia Lepida. He visited her when she was confined to her bed with constipation and ordered her doctors to poison her, seizing her property before she was cold, suppressing her will, that nothing might escape him.

Nero’s wives

35. Besides Octavia Nero later took two wives, Poppaea Sabina, daughter of an ex-quaestor and married to a Roman knight, and then Statilia Messalina. To take Statilia he had to murder her husband Atticus Vestinus while he held the office of consul.

He soon grew tired of living with Octavia. He made several attempts to strangle her, then divorced her on the ground of barrenness. This was unpopular, so then he banished her. And finally he had her put to death on a charge of adultery that was so shameless and unfounded, that even when her slaves were tortured they refused to validate it.

Nero dearly loved Poppaea, whom he married twelve days after his divorce from Octavia, yet he caused her death by kicking her when she was pregnant and ill, because she had scolded him for coming home late from the races.

There is no kind of relation­ship that he did not violate in his career of crime. He put to death Antonia, daughter of Claudius, for refusing to marry him after Poppaea’s death, charging her with an attempt at revolution. He treated in the same way all others who were in any way connected with him by blood or by marriage.

Among these was the young Aulus Plautius, whom he forcibly defiled before his death, saying ‘Let my mother come now and kiss my successor,’ implying that Agrippina had loved Plautius and that this had roused him to hopes of the throne.

Rufrius Crispinus, a mere boy, his stepson and the child of Poppaea, he ordered to be drowned by the child’s own slaves while he was fishing, because it was said that he used to play at being a general and an emperor.

He banished his nurse’s son Tuscus, because when procurator in Egypt, he had bathed in some baths which were built for a visit of Nero’s.

He drove his tutor Seneca to suicide, although when the old man often pleaded to be allowed to retire and offered to give up his estates, Nero had sworn most solemnly that he was wrong to suspect him and that he would rather die than harm him.

He sent poison to Burrus, prefect of the Guard, in place of a throat medicine which he had promised him. The old and wealthy freedmen who had helped him first to his adoption and later to the throne, and aided him by their advice,​ he killed by poison, administered partly in their food and partly in their drink.

36. Two conspiracies against Nero’s life were uncovered. The earlier and more dangerous of these was that of Piso at Rome; the other was set on foot by Vinicius at Beneventum. The conspirators made their defence in fetters, some voluntarily admitting their guilt, some saying they were doing a favour to man so steeped in evil as Nero. The children of those who were condemned were banished or put to death by poison or starvation: a number are known to have been murdered all together at a single meal along with their tutors and attendants.

37. After this Nero showed neither discrimination nor moderation in putting to death whoever he pleased on any pretext whatever. Salvidienus Orfitus was charged with having let to certain states as headquarters three shops which formed part of his house near the Forum; Cassius Longinus, a blind jurist, with retaining in the old family tree of his house the mask of Gaius Cassius, the assassin of Julius Caesar; Paetus Thrasea with having a sullen expression.

To those ordered to die he never granted more than an hour’s respite, and to avoid any delay, he brought physicians who were ordered to ‘attend to’ such as lingered – that was the phrase he used for killing them by opening their veins.

Puffed up by success, Nero boasted that no prince had ever known the power he, Nero, now enjoyed. He broadly hinted that he would not spare the senate, but would one day blot out the whole order from the State and hand over the rule of the provinces and command of the armies to the Roman knights and his freedmen.

He even made vows ‘for himself and the people of Rome’, leaving the senate out of the traditional formula.

The great fire of Rome

38. Displeased with the ugliness of the old buildings and the narrow, crooked streets, he set fire to the city. Some granaries near the Golden House, whose location he desired, were demolished and set on fire. For six days and seven nights destruction raged, while the people were driven for shelter to monuments and tombs.

An immense number of common dwellings, houses of great military leaders along with all their treasures and insignia, along with the temples of the gods, and ancient monuments of historical interest, all went up in flames. Nero watched the fire from the tower of Maecenas​, exulting in ‘the beauty of the flames’ and sang the entire ‘Sack of Ilium’ in his regular stage costume.

He set out to profit from the disaster so, while promising the removal of the debris and dead bodies free of cost, he allowed no one to approach the ruins of their own property so he could loot them. And he demanded such exorbitant contributions from the provinces for the rebuilding that he nearly bankrupted them.

39. Disaster was added to disaster. A plague killed 30,000. In Britain two important towns were sacked and great numbers of citizens and allies were butchered. (The towns were Camulodunum [Meldon] and Verulamium [St. Albans]. According to the historian Xiphilinus, 80,000 perished).

A Roman army was defeated in Armenia and Syria was all but lost.

The Gaulish revolt

40. After the world had put up with such a ruler for nearly fourteen years, it at last cast him off, and the first steps began in Gaul. Gaul at that time was governed by Julius Vindex as propraetor who now rose against the emperor, sending him a series of increasingly abusive messages. When he heard of the Gaul rebellion, at first Nero was delighted, thinking this would give him the opportunity to fleece the rebellious provinces. When it escalated, he did his best to ignore it.

41. At last a series of insulting edicts of Vindex prompted him to address the senate (but only by letter) to avenge him and the state. When more urgent despatches reached Antium Nero finally repaired to the capital. But here he didn’t address either the senate (in the House) or the people (in the Forum) but invited some of the leading men to his house where, after a hasty consultation about Gaul, he spent the rest of the day exhibiting a new type of water-organ.

42. But when news arrived that the Roman governor Galba was leading a revolt in Spain, Nero fainted. When he regained consciousness, Nero abandoned hope, tearing his robe, declaring that it was all over with him. But instead of taking active steps to quell the rebellions he continued his luxurious habits and whenever good news arrived from the provinces, he gave lavish feasts and composed comic songs about the leaders of the revolt.

43. At the start of the revolt Nero made wild and characteristically brutal plans. He planned to depose all army commanders and all provincial governors and have them all executed, then massacre all exiles everywhere and kill all the Gauls then present in Rome.

[What this clearly demonstrates is Nero’s inability to manage the subtlety and detail of individual men with individual grievances. Augustus and Tiberius knew their officials, knew their strengths and weaknesses and allegiances, knew how to manage them, play them off against each other, keep their ambition under control. In fact they knew that that’s what being Roman emperor consisted of – unending man management, of army leaders, provincial governors, and the jockeying factions in the Senate. Caligula and Nero didn’t understand this and had no interest in it. If anyone stood in their way they just had them killed. Which explains Nero’s blunt, sweeping and ineffective response to the revolts.]

Maybe Suetonius exaggerates when he said Nero also considered poisoning the entire senate and setting Rome on fire again. You feel the heavy hand of Flavian propaganda in such tales. Or maybe they were popular rumours. But they testify to Nero’s inability to manage specific rebel leaders and situations with anything approaching subtlety or intelligence.

Instead, Nero dismissed the two consuls and appointed himself sole consul. He left a feast leaning on the shoulders of his comrades, and declaring that all he need do was confront the rebellious army and fall to his knees weeping for them to realise they loved him and asking forgiveness. Next day he would be dancing and singing hymns of praise, so he was just off to compose a few in preparation.

44. In preparing for his campaign Nero was mainly concerned with finding enough wagons to carry all his musical instruments, and arranging for all his concubines to have male haircuts and be issued with Amazonian axes and shields.

He issued a general conscription which was largely ignored so compelled every household to contribute a certain number of slaves and part of their incomes. All tenants of private houses and apartments had to pay a year’s rent to the Treasury.

45. This aroused bad feeling against Nero which was compounded when he profited from the high cost of grain. A rumour went round that while the people were starving a ship had arrived from Alexandria, bringing sand for the court wrestlers. Graffiti, slogans and angry jokes at his expense proliferated.

46. Nero was frightened by bad dreams, auspices and omens. He dreamed:

  • that he was steering a ship in his sleep and that the helm was wrenched from his hands
  • that he was dragged by his wife Octavia into thickest darkness
  • that he was covered with a swarm of winged ants
  • that a Spanish horse he was fond of was changed into an ape
  • that the doors of the Mausoleum (built to house the dead of the royal family) flew open and a voice called him to enter
  • on the Kalends of January the city gods toppled over and in front of the assembled people the keys of the Capitol could not be found

In his last public appearance as a singer he performed ‘Oedipus in Exile’ which ends with the line:

Wife, father, mother drive me to my death.

Seeing as how he had murdered his (adoptive) father, Claudius, his own mother (Agrippina the Younger), had his first wife Octavia murdered then kicked to death Poppaea.

47. When word came that the other armies had revolted, Nero tore up the dispatches, pushed over his table, smashing his favourite ‘Homeric’ cups, ordered some poison from the arch-poisoner Locusta, to keep with him, and went into the Servilian gardens, where he tried to induce the tribunes and centurions of the Guard to accompany him in his flight. They refused.

He considered other plans: to go as a suppliant to the Parthians; or to Galba; or to appear to the people on the rostra, dressed in black, and beg for pardon for his past offences. Maybe they would allow him the prefecture of Egypt. Afterwards a speech composed for this purpose was found in his writing desk, but it is thought that he didn’t dare deliver it for fear of being torn to pieces before he could reach the Forum.

Next morning Nero awoke to discover his guard of soldiers had abandoned him. He sent for his friends but no-one replied. He roamed round the palace but doors were bolted, no-one answered his calls. Back at his rooms he found even the caretakers had absconded, taking his bed linen and the box of poison.

He called for the gladiator Spiculus​ or any other trained executioner to put an end to him, but none came and he ran out as if to throw himself into the Tiber.

48. But Nero abandoned that plan and said he needed to go somewhere quiet to gather his thoughts. His freedman Phaon suggested his villa in the suburbs, just four miles away. So Nero pulled on a faded cloak, covered his head, and set off on horseback accompanied by just four attendants, one of whom was Sporus.

The short journey was eventful, with a mild earthquake and a flash of lightning; then shouting from an army camp in favour of Galba. Then his horse took fright at the smell of a corpse which had been thrown out into the road.

They arrived at Phaon’s villa and made their way through brambles to the back door. Nero scooped water from a pool, quipping that this was ‘Nero’s own special brew.’ Once inside the villa he sank down on a couch with a common mattress, over which an old cloak had been thrown. Though suffering from hunger and renewed thirst, he refused some coarse bread which was offered him, but drank a little lukewarm water.

49. At last, as it became clear his enemies were closing in, Nero bad his servants dig a grave and assemble wood for a pyre. As he watched this being done he wept and said again and again: ‘What an artist the world is losing!’

Then a runner brought a letter from Phaon announcing that he had been declared a public enemy by the senate and that, when caught, he would be punished ‘in the ancient style’. When he asked what that meant, his servants told him it meant the criminal was stripped, fastened by the neck in a fork​ and then beaten to death with rods.

Terrified, Nero seized two daggers but couldn’t bring himself to use them. He ordered one of his slaves to set an example by killing himself, but none of them would. He reproached himself for his cowardice, lamenting that this sordid end didn’t become the great artist Nero at all.

Then they heard a troop of cavalry approaching up the road to arrest him and, with the help of his private secretary, Epaphroditus, he stabbed himself in the throat. He was all but dead when a centurion rushed in. As this centurion placed a cloak to the wound, Nero gasped: ‘Tool ate! But what loyalty!’ Then he died.

Burial

50. Nero was buried at a cost of 200,000 sesterces and laid out in white robes embroidered with gold, which he had worn on the Kalends of January. His ashes were deposited by his nurses, Egloge and Alexandria, accompanied by his mistress Acte, in the family tomb of the Domitii on the summit of the Hill of Gardens.

51. Nero was about average height, his body was marked with pimples and smelt bad. His hair was light blond, his features regular rather than attractive, his eyes blue and somewhat weak. His neck was thick and squat, his belly prominent and his legs very slender.

His health was good. For all his riotous excess he was only ill three times during the fourteen years of his reign, and even then not enough to give up wine or any of his usual habits.

He was utterly shameless in the care of his person and in his dress, always having his hair arranged in tiers of curls, and during the trip to Greece let it grow long and hang down behind.

He often gave audiences in an unbelted silk dressing gown and slippers.

52. When a boy he studied the usual liberal arts except philosophy which his mother Agrippina told him was no subject for a future ruler.

His tutor Seneca kept him from reading the early orators in order to make himself appear better to the boy, so Nero turned to poetry. He wrote poetry easily, with great facility. Some people claimed that he passed off other writer’s work as his own but “notebooks and papers have come into my possession which contain some of Nero’s best-known poems in his own handwriting. Many erasures and cancellations as well as words substituted above the lines, prove that he was neither copying nor dictating but are written just as people write when they are thinking and composing.”

[a) what an extraordinary thought, that Suetonius had before him on the table the actual notebooks of Nero; b) Have any of Nero’s poems survived?]

Nero also took more than an amateur’s interest in painting and sculpture.

53. But Nero’s dominant characteristic was his thirst for popularity and his jealousy of anyone who caught the public eye for any achievement whatsoever. Not content with singing, playing the lyre and chariot racing, he studied and practised wrestling constantly, watching contests from right next to the ring.

It is said that he planned to emulate the exploits of Hercules and had had a lion specially trained so he could safely face it naked in the amphitheatre and, in front of the whole population of Rome, kill it with a club or even strangle it with his bare hands.

54. Towards the end of his reign Nero publicly vowed that if he retained his power, he would celebrate his victory by giving a performance on the water-organ, the flute, and the bagpipes, and that on the last day he would appear as an actor and dance ‘Vergil’s Turnus’. Some claim he had the actor Paris put to death because he saw him as a dangerous rival.

55. Nero’s obsession with immortality and undying fame made him name many places and things after himself: he renamed the month of April Neroneus and was tempted to rename Rome Neropolis.

56. Nero despised all cults except that of the Syrian goddess Atagarsis but he eventually changed his mind even about her and urinated on her image. He came instead to have a superstitious belief which he kept to the end: for an unknown commoner sent him the gift of a little image of a girl as a protection against plots. As it happened a plot was revealed immediately afterwards so Nero took to worshipping this little image as if she were a powerful goddess and sacrificed to her three times a day.

57. Nero died at the age of 31, on the anniversary of the murder of Octavia. Such was the public rejoicing that the public ran through the streets wearing liberty caps​ and cheering. Yet for a long time afterwards, some secret admirers garlanded his tomb with spring and summer flowers and had statues made of him which they placed on the rostra wearing his characteristic fringed toga.

Vologaesus, king of the Parthians, when he sent envoys to the senate to renew his alliance, asked that honour be paid to the memory of Nero. In fact, Suetonius tells us that 20 years later, when he was a young man, a person of obscure origin appeared in Parthia claiming to be Nero and such was the power of his name to Parthian ears that they supported him vigorously and surrendered him to the Romans only with great reluctance.


Credit

Robert Graves’s translation of The Twelve Caesars by Suetonius was published by Penguin in 1957. A revised translation by Classicist Michael Grant, more faithful to the Latin original, was published in 1979. A further revised edition was published in 1989 with an updated bibliography.

Related links

Suetonius’s Lives of the Twelve Caesars

Roman reviews

Fasti by Ovid

I’ll speak of divisions of time throughout the Roman year,
Their origins, and the stars that set beneath the earth and rise.
(Book 1, opening lines in the A.S. Kline verse translation)

Times and their reasons, arranged in order through the Latin year, and constellations sunk beneath the earth and risen, I shall sing.
(Anne and Peter Wiseman’s prose translation)

The word ‘fasti’

The Roman poet, Pūblius Ovidius Nāsō, generally known simply as Ovid was half-way through writing the Fasti when, in 8 AD, he was abruptly sent into exile. The Fasti was intended to be a longish poem about the Roman calendar. This is more colourful than it sounds because the Roman calendar was packed with feast days and festivals and anniversaries of great battles or constitutional landmarks, plus the dies comitiales or dates assigned for the numerous elections to the various magistracies. All of these elements had customs and traditions and legends associated with them and it was these that Ovid set out to investigate and set down in chronological order.

Astrology

Not forgetting the signs of the Zodiac. Speaking of venerable experts on astrology, Ovid says:

Following these masters I too will measure out the skies,
And attribute the wheeling signs to their proper dates.

The Romans took study of the stars very seriously. The stars themselves were arranged in constellations thought to depict various gods and heroes and monsters who had been immortalised in the sky, so you have a whole set of stories to tell right there. And the stars were also meant to exert a concealed influence on human affairs, and understanding how this worked was a special science known only to soothsayers and priests. More stories and explanations.

Unfortunately, the most striking thing about the astrological references is that they made no sense to me whatsoever. They were the most notable among many aspects of the poem which were obscure or downright incomprehensible. Thus, the entry for 23 January reads:

When the seventh rising sun from here has plunged himself into the waves, there will now be no Lyre shining anywhere in the sky. On the night coming after this star, the fire that gleams in the middle of Lion‘s chest will have been submerged. (p.17)

What’s odd is that, although the Oxford University Press (OUP) edition I set out to read (translation by Ann and Peter Wiseman) is festooned with notes, there are no notes to explain this little passage. The OUP edition has an impressively long Index of Names, from which I learn that the Lyre and the Lion are constellations, which I think I could have worked out for myself – but nothing explaining what this passage refers to, in astrological or mythological terms. It’s an odd omission and the same goes for all the other astrological passages – meaning they all remained obscure and enigmatic to me from start to finish.

The words ‘fasti’ and ‘calendar’

Originally the word ‘fasti’ meant something like legitimate or legal. Rome’s college of priests declared some days legitimate to do business (dies fasti) and other days not legitimate (dies nefasti). Slowly, by association, the word fasti came to mean list of significant or important dates.

So the poem was intended to be in 12 books, one for each month, with each month containing an introduction (and explanation of the etymology of the month’s name) before moving on to zero in on the 10 or 12 key dates in each month.

In fact the word we use, ‘calendar’, is also Latin, from kalendae, the plural of kalends. This word referred to the first day of the Roman month when debts fell due and accounts were reckoned. Kalends itself derived from the Latin verb calare meaning ‘to announce solemnly, to call out’, as the Roman priests did when they proclaimed the new moon that marked the kalends.

In Rome new moons were not calculated mathematically but observed by the priests from the Capitol. When they saw it, they would ‘declare’ the number of days till the nones (five or seven, depending on the month; the Romans didn’t number the days of the month like we do, but defined days as a certain number of days before or after key days in each month, namely the nones – 5 or 7 days into the new months – and the ides – 15 days in i.e. the middle of the month). To be more precise:

Ides – the 13th day of the month except in March, May, July and October, when the ides fell on the 15th.

Nones – nine days before the ides and so the fifth day of the month, except in March, May, July and October when it was the 7th.

Like so much Roman culture, the word calendae was directly incorporated into the early Church which replaced the pagan gods’ name days and feast days with their Christian equivalents. ‘Calendar’ kept its meaning of a list of significant days throughout the Middle Ages and only came to be regarded as an entirely neutral list of all the dates in a month and year, relatively recently.

Stories

Ovid set out to work through the year in chronological order, a book per month, stopping at significant days to explain anything interesting about them: a religious festival, name date of a god, association with this or that mythical story, and so on.

Looked at one way, this format was a peg or pretext or theme on which to hang a lot of popular stores, rather as physical transformation was the theme by which he organised the vast compendium of myths and legends in the Metamorphoses. Thus each of the books contains summaries of well-known legends or historical stories, often to explain place names within Rome itself, the names of altars or temples, or, more widely, famous stories about Rome’s founding era.

There is, inevitably, a lot about the legendary founder Romulus, and Ovid loses no opportunity to associate the emperor Augustus with him, generally pointing out how the current princeps outdoes and excels the founder.

Romulus you will give way. This man makes your walls great by defending them. You had given them to Remus to leap across. Tatius and little Cures and Caenina were aware of you; under this man’s leadership both sides of the sun are Roman. You had some small area of conquered ground; whatever there is beneath high Jupiter, Caesar has. You snatched wives; this man bids them be chaste under his leadership. You receive guilt in your grove; he has repelled it. To you violence was welcome; under Caesar the laws flourish. You had the name of master; he has the name of princeps. Remus accuses you; he has given pardon to enemies. Your father made you a god; he made his father one. (2. 1333 to 144)

I love you Augustus.

Ovid’s research

Ovid frequently and candidly shares with us the difficulty he had establishing this or that fact, rummaging through scrolls in libraries or questioning the priests. Sometimes drawing a blank:

Three or four times I went through the calendars that mark the dates and found no Sowing Day… (1.656)

I’ve set forth the custom: I must still tell of its origin:
But many explanations cause me doubt, and hold me back.
(4.783 to 784)

The reason for this month’s name’s also doubtful:
Choose the one you please from those I offer.
(6.1 to 2)

Elegiac couplets and poetic incapacity

The poem is in elegiac couplets i.e. the first line a hexameter, the second line a pentameter, the same metre Ovid had used for his Amores. This is because he still felt himself unable to write a Grand Epic (which would have to have been written in the epic metre i.e. continuous hexameters.) But book 2 opens with a recognition that he is infusing elegiacs, previously used for his frivolous love poems, with new seriousness:

Now for the first time, elegiacs, you are going under more ample sails. Recently, I remember, you were a minor work [i.e. the love poems of himself and his predecessors, Tibullus, Propertius et al].

I myself used you as ready assistants in love, when my early youth played with its appropriate metre. I am the same, but now I sing of sacred things and the times marked out in the calendar…

Characteristically, this passage goes on to emphasise Ovid’s personal brand of patriotism and then onto one of the many passages which appeal directly to Augustus:

This is my military service; we bear what arms we can, and our right hand is not exempt from every duty. If I don’t hurl javelins with powerful arm, or put my weight on the back of a warrior horse, or cover my head with a helmet, or belt on a sharp sword… – yet, Caesar, with zealous heart I follow up your names and advance through your titles. Be with me, then, and with gentle face look on my services just a little, if you have any respite from pacifying the enemy. (2.2 to 18)

The theme of his inadequacy as a poet to sing mighty matters recurs in every book:

My talent is inadequate. What presses me is greater than my strength. This is a day I must sing with exceptional strength. (2.125)

At the start of book 6 there’s an interesting moment when the queen of the gods, Juno addresses Ovid directly, describing him as:

‘O poet, singer of the Roman year,
Who dares to tell great things in slender measures…’

An interesting description of the anxiety he felt about the way elegiacs are a slender measure, and the notion that describing gods and heroes in them is a daring thing to do.

Mind you, if anyone questions his bona fides, Ovid is ready claim the special privilege of being a poet:

I’ve a special right to see the faces of the gods,
Being a bard, or by singing of sacred things.
(6.8)

Poets were thought of as sacred – the word for poet, vates, was also the word for prophet and seer – a belief echoed in Tibullus and Horace.

Ovid and Augustus

In 8 AD Augustus exiled his own daughter, Julia, when he discovered what a dissolute, adulterous life she was leading. Ovid had been part of her circle, a star of the bright young things, famed for his witty love poems and then for the scandalously successful Art of Love (published around 1 AD), which is an extended guide to picking up women and engaging in cynical affairs, preferably with married women i.e. diametrical opposite of the new stricter morality Augustus was trying to impose on the Roman aristocracy. As the translators of the Oxford University Press edition write, Ovid was tempting fate and living on borrowed time.

That said, his next work was the much more respectable Metamorphoses (published around 8 AD), a huge compendium of Greek myths and legends. And this long book leads up to an extended passage at the end, at its chronological climax, which sings the praises of Julius Caesar and Augustus. These final pages describe the wicked conspiracy to murder Julius, and then his apotheosis, his transformation into a god – a fate, the poet says in the most fulsome terms possible, which we can all confidently expect of the Great Leader Augustus as well. But first he wishes him long, long life and wise rule.

Now, in terms of Augustus’s policy of moral revival, you could argue that much of the content of the Metamorphoses is corrupting – lashings of sex and violence (and incest and torture). But a) Ovid was inheriting well-established traditional subject matter and b) the long paean to Caesar at the end was an unmistakable attempt to curry favour with the regime.

Same here, with knobs on. The Fasti opens by acknowledging Augustus’s power and that Ovid is aware that Augustus wanted epic poems celebrating his victories. Ovid goes out of his way to excuse himself and explain why he thinks himself not capable of such a high task (see the quote, above), but has nonetheless written something to praise Augustus and the regime.

Let others sing Caesar’s wars: I’ll sing his altars,
And those days that he added to the sacred rites. (1.13 to 14)

And the very third line of the poem addresses Germanicus, the handsome, brilliant and popular son of the elder Drusus, grandson of Antony, adopted son of Tiberius, and therefore grandson of Augustus. Scholars think Ovid reworked the first book in exile in order to curry favour with popular Germanicus (who had himself turned his hand to poetry when he wasn’t on military campaign in Germany) – maybe, but the rest of the poem is laced with adulation of Augustus, the great leader who has brought peace and prosperity. The entry for 13 January starts:

On the Ides in the temple of great Jupiter the chaste priest offers to the flames the entrails of a half-male ram. Every province was restored to our people [a reference to Octavius handing back authority to the people at the end of the civil wars in 27 BC, at which point the Senate awarded him the honorific ‘Augustus’] and your [i.e. Germanicus’s] grandfather was called by the name Augustus. Read through the wax images displayed throughout the noble halls: no man has achieved so great a name

Our fathers call sacred things ‘august’, ‘august’ is what temples are called when they have been duly consecrated by the hand of the priests. Augury too is derived from this word’s origin, and whatever Jupiter augments with his power. May he [Jupiter] augment our leader’s rule, may he augment his year, and may the crown of oak leaves protect your doors. [The civic crown of oak leave, granted for saving the lives of Roman citizens, was bestowed on Augustus in 27 BC and hung over the door of his house on the Palatine.]

And under the gods’ auspices, may the inheritor of so great a name, with the same omen as his father [Julius Caesar] undertake the burden of the world.

This sycophantic attitude colours every book:

The far-sighted care of our hallowed leader has seen to it that the rest of the temples should not suffer the same collapse and ruin; under him the shrines do not feel their advancing years. It isn’t enough to bind men with his favours; he binds gods as well. (2.59 to 63)

And now, when damp night induces peaceful slumbers, as you are about to pray, take a generous wine-cup in your hand and say: ‘Blessings on your gods, and blessings on you, best Caesar, father of the homeland.’ The wine once poured, let the words be well-omened. (2.635)

Long live the laurels of the Palatine: long live that house
Decked with branches of oak [i.e. Augustus’s house]
(4.953)

I’ve just realised I can give you a link to Kline’s not about Augustus, which lists every reference in the poem:

Alongside worship of Augustus and his family are recurring boomerish references to Rome’s destiny to rule the world, is a continual thread of passages promoting basic Roman patriotism in the manner pioneered by Horace and Virgil of the ‘Rome justly rules the world’ style:

Both nearest and furthest, let the world dread Aeneas’ descendants. (1. 717)

The city of Rome’s extent is the same as the world’s. (2.684)

Here Ovid has Romulus, founder, elaborately laying out the foundations for the walls of his new city and calling on the gods:

‘Let my work be done beneath your auspices.
May it last long, and rule a conquered world,
All subject, from the rising to the setting day.’ (4.830)

And of Rome more generally:

A City arose, destined (who’d have believed it then?)
To plant its victorious foot upon all the lands.
Rule all, and be ever subject to mighty Caesar,
And may you often own to many of that name:
And as long as you stand, sublime, in a conquered world,
May all others fail to reach your shoulders. (4.857 to 862)

In introductions and Wikipedia pages I’ve read that Ovid provoked the regime with his outrageous love poetry: maybe so, but reading the Metamorphoses and the Fasti makes it obvious that by 1 AD he had realised which way the wind was blowing and so packs both poems with North Korean levels of subservience to Augustus, the Great Leader, Father of his Country, the Wise Helmsman, even more so than the slavish Augustus-worship found in the Aeneid of Virgil or the Odes of Horace.

If Caesar was to take his titles from the defeated
He would need as many names as tribes on earth.

Much good it was to do him.

Who’s talking

One of the appeals of reading old or ancient literature is its oddity. If at moments the interest in sex or violence strikes us as utterly contemporary, other aspects of old literature often reveal a yawning gap between us and them; in social attitudes, in definitions of what is important or relevant or funny or tragic; and sometimes in the bare bones of storytelling.

Re. the latter, Fasti is pleasingly odd in containing a host of voices. First of all the poet addresses Germanicus in his opening dedication before going onto frequently address the reader as ‘you’, buttonholing us, telling us not only stories about gods and feasts but all about his research, how he found information in old libraries or by interviewing the priests.

But, a little more unexpectedly, the text also contains what purport to be the voices of gods themselves. Thus as early as book 1 line 100 the god Janus appears in Ovid’s study and talks to him directly. Subsequently, numerous other gods appear and speak to Ovid directly, and even submit to questioning from him about odd customs and traditions.

But there are passages where, despite the limpid OUP translation by Anne and Peter Wiseman, I had no idea who was talking.

The months

Originally the Romans had 10 months. In book 3 Ovid speculates this night be because we have ten fingers, count to ten and then start again (i.e. the decimal system) or because women give birth in the tenth month. Originally March and April started the year, followed by May and June and the remaining months were numbers – quintilis, sextilis, September, October etc – where quint means five, sext means six, sept means seven, oct means eight etc. At some point January and February were added at the start of the year to bring it up to 12 months.

January

Ianua is the Latin for door. Janus was the primeval Roman god of doorways, entrances, ends and beginnings. So it makes perfect sense that they named the first month of the year after him. Janus makes an appearance in the poem, answering a series of the poet’s questions about his origins, the nature of the calendar and more. Stories:

  • after the Romans have stolen their women, the revenge assault by the Sabines led by Titus Tatius on the Palatine hill, which they seize through the treachery of the young woman, Tarpeia, who they then crush to death with their shields
  • Priapus’s attempts to rape the nymph Lotis
  • the story of Evander sailing to Latium and his mother’s prophecy of the rise of Rome – Evander was the son of Carmentis (one of the Camenae or prophetic nymphs) and Mercury. They lived in Arcadia, in Greece, before sailing to Italy and founding the city of Pallantium, before the Trojan war, before Rome was dreamed of. He brought his Arcadian gods to Italy.
  • Hercules, en route back from Spain, having his cattle stolen by Cacus, finding them and killing Cacus – explaining the origin of the ara maxima altar dedicated to Hercules, in the middle of Rome

February

The Romans came to writing history (and other literary genres) late, copying their first efforts directly from the Greeks who were centuries ahead of them. One result of this was great uncertainty about the origins of Roman traditions, customs, festivals, landmarks, even names. So on one level the poem is an antiquarian investigation.

Ovid knows his Roman forefathers called the means of purification februa and pieces of wool used in rituals are called februa and the branch which covers a priest’s brow in a ritual. Stories:

  • the story of Arion, a legendary Greek poet, who’s captured by pirates, jumps overboard and is rescued by dolphins
  • 11 February: the story of Callisto, turned into a bear by Diana for getting pregnant by Jupiter who, years later, encounters her son out hunting who is about to kill her with bow and arrow (she is a bear) when Jupiter turns them both into constellations (Ovid told this story in Metamorphoses 2)
  • the battle between the Fabii (followers of Remus) and the Veii (followers of Romulus
  • why the constellations of the Raven, the Snake and the Bowl are together in the sky
  • why the runners in the festival of the Lupercal run naked round Rome
  • the comic tale of Faunus’s attempt to rape Omphale, Queen of Lydia and (here) mistress of Hercules
  • why the cave on the hill is called ‘Lupercal’ i.e. the story of the Vestal virgin Silvia, who was made pregnant by Mars and ordered by her scandalised uncle to abandon her newborn twins in a boat on the flooded Tiber; this comes to rest in a tree and the twins are miraculously suckled by a she-wolf
  • February 14: the myth of Corvus, Crater and Hydra
  • the origin of the worship of Lucina, goddess of childbirth
  • February 17: the apotheosis of Romulus (Ovid told this story in Metamorphoses 14); once deified, Romulus was renamed Quirinus, which caused me a lot of confusion till a note in Kline explained it (similarly confused that Quirites was the name of an ancient Italian tribe, the origin of the Romans, so frequently used as an alternative name for them)
  • origin of the so-called ‘fools’ festival’
  • story of the naiad Lara who went blabbing about one of Jupiter’s lady loves, so Jupiter had her tongue torn out and her exiled to the underworld, but Mercury raped her on the way and she gave birth to the twin Lares who guard crossroads
  • 21 February: End of the Parentalia, the Festival of the Dead
  • 27 February: The Equirria or Horse Races
  • rites and traditions surround the god of limits and borders, Terminus
  • February 24: An extended version (lines 685 to 853) of the events leading up to the expulsion of the last king of Rome, Tarquin the Proud: Tarquin’s son, Sextus, raped Lucretia, the wife of a friend of his, who, next day, confessed that she’d been raped to her husband and father before killing herself – hence rage against the Tarquin family, expulsion, Rome becomes a republic. (Sexual transgression is profoundly woven into the origin stories of Rome – the rape of the Sabine women, the rape of Lucretia).

March

The month of Mars derives from the Latin ‘Martius mensis’, ‘month of Mars’, the genitive of Mars being Martis. March was originally the first month of the Roman year, a number of customs mark a new beginning in March, plus the months are numbered as if starting from March (March, April, May, June, Quintilis, Sextilis, September, October, November, December).

It wasn’t until Julius Caesar undertook serious research into the calendar that he enforced a fundamental revision, giving it 12 lunar months and making a year last 365 days, with an additional day every 4 years i.e. pretty much the system we use today.

  • an extended description of Romulus, starting with the scene by the riverside when the vestal virgin Sylvia falls asleep and is raped by Mars, becomes pregnant, her angry uncle Amulius king of Alba insists she leaves the twin boys exposed to die, the she wolf, the building of Rome etc etc – once triumphant, Romulus promises to make March the first month of the Roman year
  • the story of the shield that fell from heaven
  • the story of Ariadne, abandoned by Theseus on Naxos, she is rescued by Bacchus, called by his Roman name Liber (son of Semele); but when Liber goes to India, he returns with a new lover; so the story is about Ariadne’s recriminations (‘Let no woman trust a man!’) which guilt Liber into setting her among the stars (this soliloquy of a wrong woman reminds me of the Heroides and the same kinds of soliloquies in the Metamorphoses)
  • origin of the festival of Anna Perrenna – Ovid derives it from Dido’s sister, who has a series of colourful adventurers after Aeneas leaves and Dido kills herself, before fetching up on the shore of Latium, where she’s greeted and welcomed by Aeneas but his wife, Lavinia, suspects he’s having an affair, so a vision appears telling Anna to flee before Lavinia can take revenge and Anna flees and is swept away by the river Numicius
  • OR Anna Perenna is derived from the time the plebs seceded from Rome, set up on a hill but were running out of food, but an lady named Anna kept them supplied with bread. Mars asks her to help him seduce Minerva and Anna keeps promising to help him but herself turns up in his bedroom. This, apparently, is why bawdy stories are told at the festival of Anna Perenna – see what I mean by confusing? Obscure?
  • brief mention that it was on the Ides of March (i.e. the 15th) that Julius Caesar was murdered: his adopted son was revenged on the assassins at Philippi and other battles
  • the reason why cakes are sold on the festival of Bacchus, namely the comic story of Silenus searching for honey and getting stung
  • origin of the Quinquatrus, the five-day festival of Minerva celebrated from 19 to 23 March
  • 23 March: the Tubilustria, the festival of the purification (lustrum) of trumpets
  • 30 March: Romana Salus, the personification of the Health and Safety of Rome

Mars himself speaks to Ovid (as Janus had in book 1) giving a brief review of Rape of the Sabine Women i.e. local tribes wouldn’t intermarry with the nascent Roman (male) community so Romulus invited them to the Consualia games then abducted their marriageable women. Like all the stories it is told in a tangential way, key bits are omitted or treated as if they’ve happened without being narrated. I think the Wiseman translation is very literal, gives much of the text in Ovid’s original present tense, and this also contributes to the sense of dislocation and broken narrative.

Indeed, the focus of the Sabine Women narrative is not the rape, or the marriages or impregnations, it is the moment a year or so later when the tribes come in arms to reclaim their women and the moment when the women stand between new husbands and outraged fathers and brothers, holding up their babies and asking for peace.

April

The later Roman months are formed by adding the suffix -ilis (as in Quintilis, Sextilis), so Ovid derives the Latin word for this month, Aprilis, from the first syllable of the Greek name of Venus i.e. Aphrodite = Apr + ilis. But it could also derive from the Latin verb to open, aperire, this being the time when buds and blossoms first open.

Just as other gods appear to Ovid, here Venus appears for some light banter while Ovid explains (yet again) that in his young youth he wrote lightly of love, but now has turned his attention to more serious subjects.

Ovid explains how Venus made all beings love their mates. No Venus, no reproduction, no life on earth.

She gave the crops and trees their first roots:
She brought the crude minds of men together,
And taught them each to associate with a partner.
What but sweet pleasure creates all the race of birds?
Cattle wouldn’t mate, if gentle love were absent.
The wild ram butts the males with his horn,
But won’t hurt the brow of his beloved ewe.
The bull, that the woods and pastures fear,
Puts off his fierceness and follows the heifer.
The same force preserves whatever lives in the deep,
And fills the waters with innumerable fish.
That force first stripped man of his wild apparel:
From it he learned refinement and elegance.

Wherefore:

Goddess most fair, look always with a kindly face on the descendants of Aeneas, and protect your young wives, so numerous.

Of course Julius Caesar claimed his family, the Julii, derived from Venus: Venus bore Aeneas, whose son, Ascanius, was also known as Iuli; Iuli fathered the line that led to the Vestal Virgin Ilia, who was impregnated by Mars to give birth to Romulus and Remus. So Romulus managed to have Venus and Mars as progenitors – and Ovid gives a thorough description of both lineages.

April 4: The Megalesian Festival of Cybele, the ‘Idaean Mother’ from her original holy place, Mount Ida. Ovid asks questions about her rites and customs which are answered by one of her grand-daughters, Erato, the Muse of (erotic) poetry, thus:

  • why is the feast of Cybele accompanied by rattling music, beating shields with sticks etc? Because it commemorates the distracting din kept up by the Curetes who protected baby Jupiter from his vengeful father, Saturn

The story of Attis, a handsome youth who pledged his love to Cybele but then fell in love with someone else; Cybele turned her rival into a tree and Attis, in self-disgust, cut off his penis as do his followers.

The story of how a statue of the Great Mother (Cybele) probably a meteorite, was brought from Greece to Rome and enshrined in the centre of the city.

The story of Claudia Quinta, reputed a loose woman who disproves it by single-handedly pulling the rope and freeing the ship carrying the statue of Cybele from being run aground in the Tiber.

Erato explains that the Megalesia are the first games because Cybele gave birth to the gods and she was given the honour of precedence.

April 12: The Games of Ceres, celebrating the invention of agriculture

Ceres delights in peace: pray, you farmers,
Pray for endless peace and a peace-loving leader.

Ovid tells the story of Persephone being abducted by Dis and taken off to the underworld – which he had told in Metamorphoses book 5 – but gives it a twist by describing at great length the experience of the grieving mother (Ceres) searching everywhere for her daughter until taken in by a poor old mortal couple, then being told she has been abducted and married to Dis

April 15: The Fordicidia – the origin of the festival during which pregnant heifers are killed and sacrificed: it all stems back to an agricultural crisis during the time of Numa Pompilius and a prophecy that sacrificing pregnant heifers would end it

April 19: The Cerialia – the festival and games of Ceres; foxes are loosed carrying burning torches on their backs in memory of a legendary farmer who tried to burn a fox but it escape and carried the flames into his fields.

April 21: The Parilia – the Festival of Pales. Pales was the pre-Roman goddess of shepherds. Rome was founded on the day of her festival, the Parilia, so Ovid wonders what the customs associated with the feast (washing hands in dew and leaping over lines of wheat set on fire) can have with the founding.

April 23: The Vinalia – a wine-festival, dedicated to Jupiter and to Venus. Ovid derives it from the time of Aeneas, when Turnus, in order to win mighty Mezentius to his side, pledged half his wine harvest; Aeneas, to win the support of Jupiter, pledged to the god the wine from his vines: so it is a festival of wine dedicated to Jupiter.

April 25: The Robigalia – the festival of the goddess Mildew (robigo) personified. Ovid learns from a priest why they sacrifice the entrails of a sheep and of a dog.

April 28: The Floralia – the feast and rites of Flora, celebrated on into May.

May

Ovid confesses to being unclear about the derivation of ‘May’. He asks the Muses to help. (In case it’s slipped your mind, the nine Muses are the virgin daughters of Jupiter and Mnemosyne (Memory). They are the patronesses of the arts, being: Clio (History), Melpomene (Tragedy), Thalia (Comedy), Euterpe (Lyric Poetry), Terpsichore (Dance), Calliope (Epic Poetry), Erato (Love Poetry), Urania (Astronomy), and Polyhymnia (Sacred Song)). He gets three possible explanations:

1. Polyhymnia, the Muse of Sacred Song, gives a brief recap of the creation of the universe from the four elements (water, earth, wind, fire) and goes on to derive May (Maius) from Majesty (Maiestas), who is the daughter of Honour and Reverence. How Jupiter repelled the rebellion of the Giants against heaven, and so preserved Majesty who, ever since, attends him, and attends great men on earth, such as Numa and Romulus.

2. Then Urania the Muse of Astronomy takes over. She explains the possible origin of the month May (maius) from the City elders or ancestors (maiores). On this theory, the following month, June, would be named for young men (iuvenes).

3. Then Calliope, muse of Epic Poetry, gives a grander explanation, linking the month to Maia, one of the Pleiads. (The Pleiads, also known as the Seven Sisters, were the daughters of Atlas the Titan and Pleione the naiad.) Maia slept with Jupiter and bore him Mercury. May is named in honour of Maia.

Flora, the goddess of Spring and of flowering and blossoming plants, explains the origin of her festival of the Floralia which starts on 28 April and continues to 3 May: how she was raped by Zephyrus – a long description of her powers, and her role helping Juno become pregnant with Mars. She plays the same role as Janus in book 1 and Venus in book 4 i.e. appears to the poet and answers his questions about ancient festivals and place names in Rome. Her festival is associated with prostitutes and lights in the evening, joy, colour, fecundity.

May 3: story of Hercules visiting Chiron on Mount Pelion, and the accident whereby one of his poisoned darts killed the centaur, much to the distress of Achilles, his ward – because on this night the constellation of Chiron appears.

May 9: The Lemuria – the festival of the wandering spirits of the dead, called lemures, who visited their old homes, and were placated by offerings of black beans signifying the living. Ovid summons Mercury to explain, who (a typical story within a story) then relates how the ghost of Remus appeared to haunt the old couple who cared for Romulus and Remus (Faustulus and Acca). When the couple told Romulus about this ghostly appearance he named the day after his brother, the Remuria – Ovid suggesting this was also a basis for the Lemuria.

May 11: Jupiter, Neptune and Mercury are wandering the earth disguised as mortals. An old man, Hyrieus, takes them in and offers them his meagre hospitality. They offer him a wish. His wife is dead but he wants to be a father. Ovid (frustratingly) skips over the key moment but I think the story goes the three gods peed on an ox-hide in the old man’s hut which became pregnant and 9 months later gave birth to Orion. (The significance of the pee is that Ovid says Orion’s original name was Urion, connected to ‘urine’; in other words, it is a folk etymology). Orion grew into a mighty hunter and protector of Latona (mother of Apollo and Diana by Jupiter). After various adventures, Orion tries to protect Latona against a giant scorpion: both are killed and set among the constellations.

May 12: Mars descends to heaven to admire the temple built to him by Augustus – this segues into praise of Augustus for recovering the legionary standards lost by Crassus to the Parthians.

May 14: The day before the ides is marked by the rise of the star sign Taurus which Ovid associates with the myth of Jupiter changing himself into a bull in order to abduct Europa from the seashore where she was dancing with her attendants. Some say the star sign is the shape of that bull; others says it is the sign of Io, who Jupiter raped then turned into a heifer to conceal from angry Juno.

May 14: On this day Romans throw effigies of humans into the Tiber. Why? Ovid gives one explanation, that Jupiter ordered the Romans’ ancestors to throw two people into the river each year as tribute to Saturn; until Hercules his son arrived and instructed the Romans to throw effigies, not real people, into the river. Ovid gives another interpretation, that young men used to throw old men into the river to steal their votes. So he asks the river Tiber itself to explain, and the river himself appears (as does Janus, Venus, the Muses et al) and gives a variation on the story: that after Hercules was returning through Italy and killed Cacus (for stealing his cattle) many of his companions refused to continue on the long journey back to Greece. When one of them died he asked for his body to be thrown into the Tiber to carry his spirit back to his homeland. But his son disliked the idea, buried his body properly, and threw an effigy made of dried rushes into the river instead. Which founded the modern ritual. Such is the river Tiber’s version at any rate.

May 15: the Ides – the day the temple of Mercury (messenger of the gods, patron of shopkeepers and thieves) facing the Circus was founded, in 495 BC. His were among the rites brought from Greek Arcadia to Latium by the legendary king Evander. Ovid gives a satirical ‘prayer of the shopkeeper’, taking water from Mercury’s fountain, sprinkling his goods with it and hoping to cheat all his customers!

May 20: Ovid asks Mercury to explain to him the origin of the constellation of the twins, Castor and Pollux, also known as the Gemini – because on this day the sun enters that constellation.

May 23: The Tubilustrium, the festival of the purification (lustrum) of trumpets (tubae). On this day the trumpets Vulcan is ultimately said to have made are ritually cleansed.

June

As with May, Ovid puts forward several theories for the name of this month:

1. Queen of the gods Juno, appears to him to propose the theory it is named after her, goes on to explain Mars consigned ‘his’ city to her care. This explains why there are a hundred shrines to her throughout Rome.

2. Hebe, wife of Hercules, claims the month derives from when Romulus divided the population of Rome into elders (maiores) to whom the previous month (May) is devoted, and young men (iuvenes) for whom June is named.

3. The goddess Concord explains that when Romulus made peace with Tatius, king of the Sabines (after stealing his young women) the two peoples were united (iunctus) and that’s where the name comes from.

June 1: Kalends – the legend of Proca, future king of Latium, attacked by screech owls as an infant five days old, saved by the magic of the nymph Cranaë

June 8: A sanctuary to the goddess Mind or Courage was vowed by the Senate after the defeat by the Carthaginians at Lake Trasimene in 217 BC.

June 9: The Vestalia – festival of Vesta, daughter of Saturn, the goddess of fire, the ‘shining one’ also identified with the earth. Every hearth had its Vesta, and she presided over the preparation of meals and was offered first food and drink. She was served by the Vestal Virgins, six priestesses devoted to her service. The Virgins took a strict vow of chastity and served for thirty years. They enjoyed enormous prestige, and were preceded by a lictor when in public. Breaking of their vow resulted in whipping and death. There were twenty recorded instances in eleven centuries.

The comic story of how Priapus tries to rape the sleeping Vesta but at the crucial moment she is woken by a braying donkey.

The legend of how an image of Pallas Athena (Minerva in Roman mythology), the palladium, fell to earth near Troy and was preserved in their central temple and Troy could never fall while it remained there; so that in a famous escapade, it was stolen by the two Greek heroes Ulysses and Diomedes. However, a parallel and contradictory legend had it that the palladium was brought from Troy to Rome by Aeneas and is now stored in the temple of Vesta.

For reasons I didn’t understand Ovid tacks on the fact of Crassus losing the famous standards in Parthia, a story only worth telling to, once again, praise Super Augustus:

Crassus, near the Euphrates, lost the eagles, his army,
And his son, and at the end himself as well.
The goddess said: ‘Parthians, why exult? You’ll send
The standards back, a Caesar will avenge Crassus’ death.’

June 11: The Matralia, the Festival of Mater Matuta, also known as the festival of good mothers. Ovid identifies Matuta with Ino and tells a string of legends around Ino, and then a sequence of semi-historical events which explain various landmarks in Rome, none of which I understood.

June 13: Ides – and festival of the Lesser Quinquatrus. Minerva, in the form of Tritonia (from her origins near Lake Triton in Libya) explains aspects of this festival to her, in particular and long and convoluted story about why the festival is accompanied by flute playing

June 15: The sweepings of the shrine of Vesta are thrown into the Tiber and washed to the sea

June 19: Pallas begins to be worshipped on the Aventine

June 21: The myth of Hippolytus, dragged to his death by his enraged chariot horses. Ovid tells it because dead Hippolytus was revived by the founder of medicine, Aesculapius, who Jupiter zapped for resurrecting the dead; Apollo insisted his dead son be made a deity, and so he was set among the stars, with the name Ophiucus; and this is the day that constellation rises

June 22: Bad luck: on this day Flaminius defied the oracles in 217 BC and was defeated by the Carthaginians at Lake Trasimene

June 23: Good luck: on this day Hasdrubal, Hannibal’s brother, fell at the battle of Metaurus in 207 BC

June 24: The festival of Fors Fortuna, ancient pre-Roman goddess of Fate. A comprehensible passage:

Quirites [i.e. Romans], come celebrate the goddess Fors, with joy:
She has her royal show on Tiber’s banks.
Hurry on foot, and others in swift boats:
It’s no shame to return home tipsy.
Garlanded barges, carry your bands of youths,
Let them drink deep of the wine, mid-stream.
The people worship her, because they say the founder
Of her shrine was one of them, and rose from humble rank,
To the throne, and her worship suits slaves, because Servius
Was slave-born, who built the nearby shrines of the fatal goddess.

Servius Tullius being the legendary sixth king of Rome, son of Vulcan and Ocresia of Corniculum. The Roman historian Livy depicts Servius’ mother as a captured Latin princess enslaved by the Romans; her child is chosen as Rome’s future king after a ring of fire is seen around his head (Livy 1.39). Killed by his son-in-law Tarquin the Proud.

June 30: The final entry in the text we have has Ovid have the muse of history, Clio, address us and praise Lucius Marcius Philippus for restoring the temple of Hercules Musaeum (of the Muses) in the reign of Augustus. This Philippus had a daughter, Marcia, who became the wife of Paullus Fabius Maximus, from whose household Ovid’s own third wife came and who was a friend and patron of Ovid. Ovid has Clio say that Marcia’s:

beauty equals her nobility.
In her, form matches spirit: in her
Lineage, beauty and intellect meet.

And then point out that Augustus’s aunt (his mother’s sister) was married to that Philip:

‘O ornament, O lady worthy of that sacred house!’

And with this final act of sycophancy, the Fasti, as we have it, in its unfinished form, ends.

Comparison of editions

About half way through I got very fed up with the OUP prose translation by Anne and Peter Wiseman: the lack of explanations and good notes made much of the poem incomprehensible. One of the problems with the poem is that each month is divided into sections. The section breaks for each separate day are clearly marked in the Wiseman, but not the breaks, within the days, into different subjects or stories.

Therefore I strongly recommend the verse translation by A.S. Kline. Kline does divide each book into sections with big headings telling you what the hell is going on. I found this invaluable. Even more usefully, Kline has an interactive Index of Names, so you can simply click on them as they occur in the text to go to a clear explanation of an individual or the many festivals and customs mentioned. A useful aspect of this is Kline lists in this Index all the places where a character (or festival) occurs, with a few phrases indicating how it’s referred to or what its relevance is at each of these mentions. This helps the reader develop an understanding of the matrix of references which tie the poem together.

Breaking point came as I struggled to understand what was going on in the 15 March entry for book 3 of the Wiseman version. Even reading all their notes I couldn’t figure it out. Whereas one click of the Kline version took me to a note explaining that:

Anna Perenna is a personification of the eternal year and a manifestation of the Great Goddess. Her feast was celebrated at the first milestone on the Flaminian Way, where there was a sacred grove. Her worship began in March. Ovid derives her from Anna the sister of Dido, Queen of Carthage, and tells the background story.

There. See how useful that is. Now I totally understood what I was reading about. The Wiseman edition has notes but each one is isolated, small and specific. Ultimately, I found them useless. The Kline ones are marvellously clear and full, and they interlink with each other to build up a network of references and explanations so very quickly you can find out everything you need to know to understand and enjoy the poem. No comparison.

Conclusion

I found this the least interesting or rewarding of Ovid’s books: the astrological stuff is largely incomprehensible and goes completely unexplained by either Wiseman or Kline. Even one diagram of the night sky and Zodiac would have gone a long way to explaining the location of the various star signs.

Some of the shorter entries about Roman customs are likewise so obscure as to be incomprehensible. The mythological stories in each month are, on the whole, told less effectively than in the Metamorphoses and they are often told in a tangential way which makes them oddly unsatisfying, Ovid deliberately skipping central aspects of the story. (Two exceptions are the sorrowful wanderings and lamentations of three women, Anna, Ariadne and Ceres: as we saw in the Heroides and Metamorphoses, Ovid had a sympathetic understanding of the sadness of women.)

But I found Ovid’s entire manner and approach confusing. I like clarity of layout and presentation and so was continually put off by Ovid’s rambling approach, the lack of logic in the linking of disparate elements, and then the obscurity in presentation of the facts. You have to work really hard, and check the Wiseman notes and the Kline notes, and reread entire passages, to really get a handle on what’s going on.

Ovid’s grammar is often obscure. Time and again I found myself reading pages where ‘he’ or ‘she’ was doing or saying something and realised I had no idea who ‘he’ or ‘she’ was and had to track carefully back through the text to try and identify this new protagonist.

This obscurity isn’t helped by Ovid’s habit of referring to key figures as the son or daughter of so-and-so: when he writes ‘and the daughter of Semele spoke’ you have to find the nearest note to remind yourself just who the daughter of Semele is and why she’s relevant to the month we’re supposedly learning about and what she’s doing in the particular story you think you’re reading about. This happens multiple times on every page and eventually becomes very wearing. It’s hard work.

For me the most vivid theme in the poem was Ovid’s shameless brown-nosing to the Great Leader Augustus, which comes over as so craven and arse-licking as to be unintentionally funny. A handful of stories aside, this slavish obsequiousness is my enduring memory of the Fasti.


Credit

Ovid’s Fasti, translated by Anne and Peter Wiseman, was published by Oxford University Press in 2011 (originally under the title Ovid: Times and Reasons). Prose quotes are from the 2013 OUP paperback edition. Verse quotes are from the 2004 verse translation by A.S. Kline.

Related links

Roman reviews

The Year One by M.I. Finley (1968)

History tends to be the history of the winners, with the losers assigned the passive, largely unvoiced, faceless role of the people on whom the winners operated.
(‘Aspects of Antiquity’, page 189)

Notes on ‘The Year One’, a short essay included in Finley’s 1968 collection, ‘Aspects of Antiquity’.

Ancient calendars

People living through a momentous year (1066, 1789, 1939, 2000) usually know about it. The most obvious thing to say about the year 1 is nobody living through it knew about it at the time. The entire chronological framework of Western civilisation, whereby we divide years into before Christ (BC) or after Christ (in the year of the Lord, anno Domini, AD) hadn’t been invented.

Instead, all the different cultures of the ancient world kept their own calendars relating to their own cultural landmarks. The Greeks thought in terms of four year blocks or ‘Olympiads’ which began with the first Olympic Games in 776 BC, so year one was the first year of the 195th Olympiad.

The Romans had, for centuries, dated events by referring to the two consuls who were in office for that year, thus ‘in the consulship of Caius Caesar, son of Augustus, and Lucius Aemilius Paullus, son of Paullus.’

Only the learned wanted to look back deeper than a few decades and, for those purposes, Roman historians had worked out the year of the legendary foundation of Rome, and dated everything AUC standing for ‘ab urbe condita’ or ‘since the founding of the city (Rome)’. Many centuries later Christian historians aligned this legendary date to 753 years before the birth of Christ. So the year one was 754 AUC. This system was devised by the Christian historian Dionysius Exiguus, a Greek-speaking monk.

The evidence of the gospels

Of the four gospels only two give details of the birth of Jesus, Matthew and Luke

Matthew’s Gospel

Matthew’s gospel includes the story of ‘the massacre of the innocents’ (chapter 2, verses 16 to 18). Herod the Great, king of Judea, is said to have heard a prophecy that his kingdom will be overthrown by a child about to be born in Bethlehem, so he ordered the execution of all male children aged two and under in the vicinity of Bethlehem. The Catholic Church regards them as the first Christian martyrs, and their feast – Holy Innocents’ Day (or the Feast of the Holy Innocents) – is celebrated on 28 December. In this story, Joseph and Mary were warned by angels about the impending massacre and so made their way secretly to Egypt, ‘The Flight to Egypt’, a journey depicted in countless paintings.

Unfortunately for the veracity of this version, Herod the Great died in 4 BC. If Matthew is literally correct, Jesus must have been born in 4 BC at the latest.

Luke’s Gospel

Luke’s story is different. He says the Romans sent out a decree that everyone had to return to their home town in order to take part in a national census of the population of Judea so they could be taxed more efficiently.

Unfortunately, the only census decreed by the Romans that we know of occurred in either 6 or 7 AD.

In 6 AD the Romans deposed Herod’s son, Archelaus, themselves took over Judea, and installed a Roman governor with instructions to conduct a census. (The northern province of Galilee remained under the rule of the Herod family; Finley says this slight inconsistency between direct and indirect rule was common in provinces on the edge of the empire.)

The Roman Empire

Was an empire in the full sense. The ‘Roman people’ i.e. citizens of Rome and central and northern Italy, ruled all the other inhabitants of the empire as subjects. The empire outside Italy was divided into provinciae. In 1 AD the Roman empire covered about 1,250,000 square miles with a population of about 60 million (population figures are deeply contested). Censuses were taken in the provinces to maximise tax revenue, but at different times in different provinces, using different methods and definitions, so…

The tax collector, along with the soldier, was the most obvious and ubiquitous link between the provinces and Rome. (p.187)

The limits of Empire

In 9 AD a Romanised German warrior chief named Arminius lured three legions into an ambush in the Teutoburg Forest and annihilated them, seizing the precious standards. Traumatised by this terrible news, the emperor Augustus ordered the remaining two legions and all Roman citizens to withdraw back across the Rhine, a decision reinforced by his successor Tiberius, which crystallised into a fiat. The Romans never attempted to conquer and colonise Germany and the north European border settled for the next four centuries along the Rhine-Danube line.

The borders finalised as England in the north-west, the Atlantic in the west, the Atlas mountains, the Sahara and the cataracts of the Nile in Africa, Judea in what is now the Middle East, and Asia i.e. half of Anatolia up to the border with Armenia.

Imperial exploitation

The Romans had no shortage of writers and propagandists (Horace, Virgil and so on) praising Augustus’ rule and, by extension, Rome’s right to rule the entire world (Virgil). The Christian European empires 1700 years later (Spain, France, Britain, Holland) made lengthy attempts to justify their imperial conquests in terms of bringing civilisation etc to barbarian lands. The Romans used the same rhetoric but were much more honest about the sheer greed and looting involved in conquest. As Finley says in his essay about slavery, Julius Caesar set out for Gaul a penniless aristocrat from a down-at-heel family and he returned 8 years later a multi-millionaire and the most powerful man in Rome. That’s what 8 years of burning and looting did for him.

Once a province had been conquered and pacified there an infrastructure was imposed designed to extract wealth, consisting of extensive taxes(in goods and services and money) for the state, but great personal income skimmed off by high officials and members of the tax farming corporations.

Rome had no mission to civilise comparable to France’s great pretension to a mission civilisatrice. Some of her propagandists later developed this idea but the reality was that, so long as they paid their taxes, Rome left her subject peoples largely to themselves, only interfering if there was disorder, rebellion etc. Over a century of conquering and administering other peoples had shown that minimal interference paid off and…was cheap to run.

This was particularly true in the East, which had well-established cultures/civilisations long before the Romans arrived. Latin was the language of the new rulers but Greek remained the language of intellectuals and the ruling classes which sat directly below the Roman governor. Educated Romans learned Greeks but Greeks rarely bothered to learn Latin, a far simpler, cruder language.

Josephus

Finley makes a pit stop to spend a page profiling Joseph ben Matthias, member of a Jewish priestly family known to history as Josephus and for the epic history of the Jewish War, an account of the 4-year rebellion of Jews against Roman rule 66 to 70 AD which led up to the Romans storming Jerusalem and destroying the Great Temple built by Herod.

Josephus was a Pharisee, a member of the elite priestly caste who identified with law and order and the Romans, so the enemies in his book are the Zealots, who he calls rebels and bandits, religious visionaries who stirred up the people to revolt by playing on their grievances, their extreme poverty and promises of a new world.

Augustus

The essay then turns to consider Augustus’s achievement, namely bringing to an end 60 odd years of chaos as the Roman Republic proved incapable of managing its empire, or, more precisely, the scale of the wealth and power pouring into Rome exacerbate the toxic rivalries among great men which had previously been contained by its republican institutions, but now boiled over into repeated civil wars by over-mighty rulers. Until Octavian put a stop to it (helped by the fact that all the eminent men of his generation had been killed in the civil wars, committed suicide or been murdered in his ‘proscriptions’, leaving him the last significant military-political figure standing).

Augustus’s titles

In 27 BC Octavian was awarded the title ‘Augustus’ by the senate. But his other titles are significant. He wanted to be known as ‘princeps’ i.e. principle figure, partly because it avoided the dreaded term rex or king. And also kept the title Imperator, originally given to victorious generals, but now awarded him a) as recognition of victorious campaigns but b) as continual reminder of where his power lay – the complete loyalty of the army.

Around the time of Christ’s birth, in 2 AD Augustus was awarded a further title, ‘Father of the Nation’, which is not as cuddly as it sounds, given the draconian authority the father of a family had over all its other members, male or female.

Augustus tries to ensure heirs

In his magisterial biography of Augustus Adrian Goldsworthy goes out of his way to emphasise that through most of his rule Augustus appears to have not wanted to create a dynasty and been succeeded by one heir. On the contrary he tried to create a cohort of experienced young men who, Goldsworthy thinks, were meant to form a small cabinet, to rule collegiately.

The two problems with this was that they all tended to come from within his own close family, so royal, monarchical, imperial logic was hard to deny – but worse, that almost all his proteges died, leaving, the grumpy, surly, graceless Tiberius as the last most obvious figure standing.

But before all this had become clear Augustus spent time and energy grooming a succession of young male relatives for rule and in doing so rode roughshod over many of the conventions of the Republic he claimed to be defending. Thus in 4 BC the Senate was prevailed upon to decree that Augustus’s two grandsons (who he had adopted to make legally his sons) Gaius and Lucius, should be designated consuls at the tender age of 15 and then awarded the actual posts, for a year, when they turned 20. Each was titled ‘Princeps of the Youth’. In the Year One Gaius was indeed ‘elected’ consul (as everyone the Princeps recommended to the voters tended to be). But then the curse struck…Lucius died in 2 AD, Gaius in 4 AD.

Augustus’s propaganda machine

Augustus had statues of himself carved and erected in cities all over the empire. Instead of realistic depictions they show an idealised, tall virile commander of men. He ensured his face was on all coinage, so even the illiterate knew who he was. He encouraged his inclusion in the ceremonies of all the religions and cults practiced across the empire. Via his unofficial minister of the arts, Maecenas, he ‘encouraged’ praise by the leading poets of the day, poets like Virgil, Horace and Ovid whose words of sycophantic praise have survived down to our time, 2,000 years later.

Augustus’s campaign for moral regeneration

Alongside a major programme of rebuilding and renovating not only Rome but all the major cities in the Empire, Augustus tried to bring about a moral revival as well. He had roughly two concerns: one was that the ancient noble families of Rome had been severely depleted by the civil wars and so he passed successive legislation promoting marriage and punishing adult men who failed to marry or have children. He gave legal and financial incentives to families with three or more children – legislation collectively known as the Leges Iuliae.

Augustus wasn’t concerned about sexual morality as such but was concerned about its impact on the stability and fecundity of the ruling class which he wanted to grow and stabilise in order to secure Rome’s future. It’s in this context that he passed legislation severely punishing adultery. He wanted more sons of the aristocracy, and that they should marry and do their military and civic duty, instead of not marrying and frittering away their family fortunes on increasing displays of opulence.

Exiling the Julias

It was in this context that in 2 BC he exiled his only biological child, his daughter Julia the Elder (39 BC to 14 AD), who he married to an unwilling Tiberius, allegedly for flagrant adultery and sexual depravity. Several men who had allegedly been her partners were also exiled. In 8 AD he similarly exiled Julia the Elder’s daughter and so Augustus’s grand-daughter, Julia the Younger, again for adultery.

On each of these occasions the ostensible reason was breaching the emperor’s own code of morality, but he also spoke about Julia the Elder being involved in some kind of plot against his life. The details remain obscure but most modern historians think there was more to both affairs than meets the eye, and that in both cases the exiled women were in some way figureheads of attempts to overthrow Augustus’s rule. Hence historians speak of a ‘Julian’ party at his court.

Although the details continue to elude us, Finley draws the central point which is that as soon as you have courts you have courtly intrigue, you have palace plotting – in the later empire this kind of conspiracy became endemic but it is instructive to note that it appears to have arisen as soon as there was a court, in the close family of the very first emperor.

Ovid is exiled

This is the view of Peter Green who devotes most of the long 80-page introduction to his translation of Ovid’s Art of Love to a forensic analysis of events and accusations surrounding the 8 AD exiling of Julia the Younger, because the poet was caught up in the same event and, with little or no warning, exiled by Augustus to the furthest border of the Roman empire, to the miserable provincial town of Tomis on the Black Sea. Ovid wrote a large number of letters to former friends and officials begging to be allowed to return, and a series of poems elaborating on the wretchedness of his fate – but to no avail. Even when Augustus died, his successor, Tiberius, renewed his exile and Ovid died miserably, far from his beloved Rome.

Frustratingly, despite writing a huge amount about his exile, Ovid never anywhere specifies the nature of his error. He insists it was minor, that he never plotted against the emperor, or planned to use poison or a knife or anything like that. Green weighs all the evidence and thinks Ovid must have seen something or been present at meetings where such plots were discussed and failed to report them to the authorities. Because he wasn’t an active plotter, Ovid’s life was spared; but because he didn’t report whatever he saw, his lack of loyalty to the emperor – and to the entire peaceful regime which Augustus had spent a lifetime creating – was called into doubt. Hence exile.

The Augustan peace

It’s easy to criticise Augustus’s early career, his cut-throat manoeuvres, his participation in the proscriptions i.e. mass murder of anyone who stood in the way of the Second Triumvirate, his hugely unpopular land redistribution away from traditional farmer and to veterans of the military campaigns leading up to the decisive Battle of Philippi. But by these expedients he secured the end of the civil wars which had lasted as long as anyone could remember, brought military, civil and social peace, order and stability. He secured the longest period of continuous peace the Mediterranean world had ever known. In this atmosphere of peace and stability business flourished and people got rich.

If the theatre was the characteristic secular building of the ancient Greeks, the amphitheatre was its Roman counterpart, and the long peace saw them built in cities all around the Central Sea.

Augustus worship

The result, especially in the East, was that people began to worship Augustus:

as Saviour, Benefactor and God Manifest (Epiphanes) just as they had deified a succession of Ptolemies, Seleucids and other rulers of the preceding centuries. (p.194)

In Rome he couldn’t be worshipped as a god while alive, only his spirit was said to be holy. But the east had no such hesitations and built temples to Augustus the god. This had nothing to do with love or respect but simple pragmatism. Most people were utterly powerless to influence events, least of all the slaves. It made simple sense to venerate and appease the mighty; that was the way of the world. Finley draws the major conclusion with huge implications for the growth of Christianity, that:

Religion became increasingly centred on salvation in the next world, whereas it had once been chiefly concerned with life in this one. (p.194)

Client kings and dependent rulers had a vested interest in encouraging the cult of Augustus as it underpinned their own authority, for most of the East was a patchwork of cults and religions which, for the most part, co-existed peacefully enough.

The Jewish Revolt

The Jews stood apart in their fierce insistence on monotheism. Jews had migrated and had communities all around the Mediterranean and in Rome (where Ovid recommends the synagogue as a good place to pick up women in The Art of Love). The Old Testament writings had been translated into Greek as far back as the third century BC as Jews in the diaspora lost touch with Hebrew.

Herod the Great, King of Judaea, had more in common with his Roman rulers than his Jewish subjects. When he introduced an amphitheatre and gladiator fights in the Roman style there were mutterings of discontent, but when he tried to impose official worship of Augustus the god there was an outcry and an assassination attempt.

The Jews’ dogged insistence on the uniqueness of their god puzzled the Romans (and their neighbours). Neither Augustus nor Tiberius took any steps against the Jews, but Roman officials in the provinces were less tolerant and insistence on conformity to Augustus worship or other religious practices led to repeated clashes. Many Jews were nervous of their masters’ lack of understanding and religious extremists – the Zealots so criticised by Josephus – played on these fears and encouraged proactive rebellion.

All these forces led to the outbreak of the First Jewish–Roman War (66 to 73 AD), sometimes called the Great Jewish Revolt or The Jewish War. It began in the twelfth year of the reign of Nero, with anti-taxation protests leading to attacks on Roman citizens by the Jews. The Roman governor, Gessius Florus, responded by plundering the Second Temple, claiming the money was for the Emperor, and the next day launching a raid on the city, arresting numerous senior Jewish figures. This prompted a wider, large-scale rebellion and the Roman military garrison of Judaea was quickly overrun by the rebels.

It took the Romans with all their might four full years to quell the rebellion, marked by the sack of Jerusalem, the destruction of Herod’s Temple and the displacement of its people around the Mediterranean, followed by three years of further mopping-up operations. Most other Roman provinces suffered from extortionate taxation, harsh military rule, severe punishment for anyone who breached the peace. What made the Jews different was the involvement of fierce religious belief which shaded into millenarian visions of a Final Battle and Second Coming of the Promised One. Egypt, Greece, Britain, Spain and other equally exploited provinces had nothing like this.

The rise of Christianity

Obviously nobody alive in the Year One had a clue that it would one day, centuries later, be singled out as the start of a new dispensation on human history. If you’re not a Christian, chances are you still use the Christian system of numbering years, if only for business purposes. If you are a Christian this year marked the start of a completely new epoch of world and human history, one in which Divine Grace entered the human realm and all people were offered the chance of salvation through faith in the risen Christ.

Finley dwells on the fairly well-known textual records of early Christianity, within his realm of Roman studies, for example the famous letters of Pliny the Elder to the emperor Trajan asking for advice on how to deal with the men and women being denounced to him as ‘Christians’.

Returning to borders, Finley points out that this same emperor Trajan conquered ‘Dacia’, roughly modern Transylvania, and embarked on a foolhardy campaign against the Parthians (graveyard of the ambitions of Crassus and Anthony to name but two) but Hadrian, who succeeded him, gave up the Parthian gains and settled the borders of the empire for good. Thus, give or take a few small provinces and the elimination of a few client-kingdoms, such as Judaea, the frontiers established by Augustus in the Year One were not far from being the final, definitive borders of the Empire.

Trade

One of the consistent surprises when reading about pre-modern history is the extent and complexity of pre-modern trade routes. It was one of the big messages of the British Museum’s great Vikings exhibition, showing just how far-flung Viking exploration and trade was. Whether considering the trading networks of ancient China or the early explorations of the Portuguese or the vast extent of the Mongol conquests, the message is always the same: pre-modern trading networks were always more wide-reaching than you would have thought.

Same here: Finley points out that the Romans bought silk from as far afield as China (via middlemen in Chinese Turkestan), and more directly with China and Ceylon. Indo-Roman trading stations existed as far away as Pondicherry. ‘There was a drain of Roman coins to India and further East’. Yet references to India were thin and misleading. In the works of the elegiac poets India is usually just linked as a name alongside Parthia to represent the furtherst ends of the earth.

Similarly, there was trans-Sahara trade, especially for ivory, but almost total ignorance of the African continent below the desert. (p.198)

In a way the northern border was more intriguing. After the catastrophe of the Teutoburg Forest (described in vivid detail by Goldsworthy in his biography of Augustus) Augustus withdrew all legions, merchants and settlers in Germany back south of the Rhine and the Rhine-Danube became de facto the northern border of the empire for the next four centuries.

Despite interacting with them extensively, despite making treaties with chieftains, trading with them, understanding something about their societies, in a sense the Romans never got to grips with the Germans. Finley explains part of this was because the Germans were illiterate so had no texts for the Romans to study; no history, art, no architecture.

Also, the Germans were made up of loose and constantly changing tribal confederations. The Parthians had an emperor, the Armenians a great king and so on: you knew who you were dealing with and what they had to offer and how to bargain. None of this worked with the Germans.

(He makes the interesting point that, in their relative ignorance, the Germans relied on ‘primitive agricultural techniques’ which rapidly exhausted what agricultural land they created by forest clearance, and this was a factor in their constant migrations. That and the periodic arrival of entire peoples from further east, which pushed the nearby Germans over the Rhine, often for safety.)

Lastly, he makes a quick point that despite trade with far-flung places outside the empire, most of the cultural and especially religious innovation came from within the empire.

The great matrix of religion innovation was within the empire, in its eastern regions: Egypt, Syria and Palestine, Asia Minor. And, of course, in the end the triumphant contribution from that area in this period was Christianity. (p.198)

East and West

He concludes with the Big Idea that the whole notion of Western Europe in a sense owes its existence to the Augustan settlement which secured Italy, Spain, France and Britain for Roman rule for centuries to come, bequeathing them a common culture, no matter how far it decayed during the Dark Ages.

The East, with far deeper cultural roots of its own, was not ‘Romanised’ to anything like the same extent, retaining a cultural independence which was expressed, first through the survival of the Byzantine Empire for another 1,000 years, and then through its conquest by another Eastern religion, Islam, tearing the Middle East and North Africa out of the Roman Christian family of nations, setting up a profound geographical and cultural divide which lasts to this day.


Credit

‘The Year One’ was included in a collection of essays by M.I. Finley titled Aspects of Antiquity, published by Penguin books in 1968. References are to the 1977 Penguin paperback edition.

Roman reviews

The silent women of Rome by M.I Finley (1965)

Obviously the issues of women, gender, sexuality, ‘the body’ and so on have come to dominate academic discourse in the humanities over the last 30 years or so. Before it was fashionable, 60 years ago, the classicist M.I. Finley wrote a thoughtful essay on the role of women in ancient Rome, which must have seemed fairly radical in its time but has itself come to be criticised by modern feminist historians.

M.I. Finley

Finley himself is an interesting character. He was born in 1912 in New York City to Nathan Finkelstein and Anna Katzenellenbogen, so was Jewish. Young Finkelstein was precociously intelligent and graduated from Syracuse University at the age of 15, and took another degree at Columbia University. He then taught at Columbia and City College of New York, where he was influenced by members of the Marxist Frankfurt School who had fled Nazi Germany and were working in exile in America. About 1945 he changed his name to Finley, nobody seems to know why, maybe to forestall antisemitism.

Finley was teaching at Rutgers University when, in 1951, he was named by a witness before the House Unamerican Activities Committee as a communist. He was then summoned before the committee and, when asked whether he was a communist, took the Fifth Amendment, like many other fellow travellers. J. Edgar Hoover leaned on Rutgers and, after the affair had dragged on for 3 years, Finley was eventually dismissed.

So he emigrated to Britain where he was quickly appointed university lecturer in classics at Cambridge, elected to a fellowship at Jesus College, and eventually rose through the hierarchy to become Master of Darwin College (1976 to 1982). He was made a Fellow of the British Academy in 1971 and knighted in 1979, becoming Sir Moses Israel Finley. He died in 1986.

The silent women of Rome

Finley’s essay has a straightforward aim: to lament the passive, repressed, largely voiceless role of aristocratic women in ancient Rome, using a number of examples, laws and situations to do so.

To start with he says that not many names of Roman-era women are remembered: the most famous woman from the period, Cleopatra was neither Roman nor Egyptian but Greek. As to Roman women, how many of them are remembered? Messalina, Agrippina, Catullus’s Lesbia, some legendary women such as Lucretia or, going way back, Dido.

[This is obviously a weak way to begin, with purely anecdotal summary of ‘famous women’ and no actual evidence.]

Obviously, most societies have been patriarchal and suppressed women but Finley asserts it’s hard to think of any other great civilised state ‘without a single really important woman writer or poet, with no truly regal queen…no patron of the arts.’

He then moves on to a more careful consideration of the evidence which he places under five headings:

  1. through the erotic and satirical poetry of the late Republic and empire, ‘all written by men’
  2. through the historians and biographers, ‘all men’ and attracted to salacious scandal
  3. through the letter writers and philosophers, ‘all men’
  4. through painting and sculpture, inscribed tombstones and religious monuments
  5. through innumerable legal texts

So Finley, with his left-wing credentials, is fully aware of the patriarchal slant of his sources and that they record ideals and stereotypes ‘formulated and imposed by middle- and upper-class Roman males.’ For his day (1965) this feels like a full-on, left-wing, feminist mindset, and you’d have thought he anticipated a million feminist plaints by lamenting that what will always be missing from histories of Rome is the voices of women themselves.

For a start, until late in Roman history, women didn’t have individual names. The names they were given were the family name with an ‘a’ added, so that a daughter of the Claudii gens was named Claudia, of the Julii gens, Julia, and so on. In this spirit sisters were given the same name and only distinguished by the addition of ‘elder’ and ‘younger’, or ‘first’, ‘second’ etc. In the case of marriage between paternal cousins, mother and daughter could easily end up with the same names. For example, Augustus’s daughter was named Julia because he and she came of the Julii clan, and her daughter (Augustus’s grand daughter) was also named Julia.

This in itself is a staggering fact, really worth stopping to take onboard. Roman women didn’t have individual names. As Finley goes on to say, it’s as if Roman society as a whole wished to emphasise that girls and women were not genuine individuals but only offshoots of male-dominated families.

In fact he goes on to point out that although the word familia is Latin it never meant to Romans what it does to us nowadays. Familia either meant all the persons under the authority of the head of the household, or all the descendants from a common ancestor, or all one’s property, or all one’s servants – never our modern notion of the small nuclear family. ‘The stress was on a power structure, rather than on biology or intimacy.’

The Roman paterfamilias need not even be a father; the term was a legal one and applied to any head of a household. Biological children were excluded if illegitimate, whereas the practice of legal adoption was very common (two famous examples being Publius Clodius Pulcher having himself adopted by a plebeian family; and Julius Caesar’s adoption of his great-nephew Octavius).

Theoretically a paterfamilias’s power over his wife, sons and daughters and son’s wives and children, over all his slaves and property, was absolute. In law it was the power of life or death. A Roman woman was rarely if ever, at any point in her life, not in the legal power of a man.

Roman legislators and lawyers devoted a lot of space to precise definitions of the status of all possible permutations of family members (in the extended sense). This was because the family, in this extended sense, was the basic building block, the foundation, of their society. Not just women had highly defined places, but children, sons, heirs, and so on. Finley explains that strict rules were enacted prohibiting certain kinds of marriage: between a Roman citizen and a non-citizen; or between a Roman of the senatorial class and a citizen who had risen from the class of freemen (former slaves).

We miss the full picture if we concentrate only on women. The Roman state sought to regulate and control all social relationships.

Finley’s essay then uses the complex family life of Octavian/Augustus to demonstrate the absolute power of the paterfamilias at arranging the lives and marriages of all those in his power; but this strikes me as not a useful example because the greatest, longest-serving emperor is just about the least representative example you can imagine, and it’s all available in any life of Augustus, anyway.

Finley then goes back a bit in time to guesstimate that the submissive role of women in the Roman state was very ancient, and certainly by the time Hannibal was defeated (about 200 BC) all the elements were in place of the social situation Augustus tried to manage.

Male infidelity was widely accepted. Husbands could have mistresses, multiple partners and illegitimate children. ‘There was no puritanism in the Roman concept of morality.’ When you think about it this follows naturally from the central axiom that all that concerned the state was the efficient management of family legal matters; beyond carrying out their legal functions and duties towards the state, what people got up to in their ‘private lives’ was their own affair.

Throughout his long rule Augustus wasn’t concerned with reforming what we, the heirs to Christianity, think of ‘morality’, so much as social order. Above all he was concerned that not enough upper-class citizens were getting married and having children. Childlessness was an abrogation of responsibilities to the state. The licentious living he saw becoming more common around him wasn’t completely reprehensible in itself, but to be criticised insofar as it indicated a dereliction of duty to the state which he saw it as his responsibility to protect and maintain. Augustus disapproved of the Roman aristocracy living debauched lives because they were spending money on themselves which they should have been investing in their children and The Future of Rome.

There was nothing at all holy about marriage, as the chopping and changing of Augustus’s own marital career and of umpteen aristocrats amply demonstrated. This explains why divorce was easy and commonplace. It was a purely legal transaction. Marriage was important because:

  • it ensured the creation of the next generation of citizens
  • it ensured the smooth transition of property from one generation to the next
  • the entire social hierarchy depended on cleanly defined lineage and descent within families, which themselves needed to be clearly defined as patrician or plebeian or knightly in order to take their place in the systems of political management and control

So marriage was really important in ancient Rome from a social, economic, political and legal point of view. But hardly at all from a moral or emotional point of view, the two ways in which we have been increasingly taught to view it over the past 200 years, maybe since the so-called Romantic revolution around 1800 began to change a lot of attitudes in favour of the primacy of personality and emotion over duty and sacrifice.

Finley has a digression about the laws of marriage governing soldiers. These kept changing, as soldiers’ terms of service were themselves changed and developed, eventually becoming so complicated it resulted in an entire specialised area of Roman law.

Having discussed the aristocracy at some length, Finley then goes on to speculate about the condition of women in the working class. We know next to nothing about them but the chances are they were a lot more free of the social codes and restrictions imposed on aristocratic women because a) they had to work, and probably helped their husbands in a wide variety of trades and b) the rapid expansion of the slave trade and the slave population after the destruction of Carthage (146 BC), along with the surprisingly generous Roman habit of freeing slaves, meant that an ever-increasing proportion of the free population was directly descended from slaves, almost certainly giving them a drastically different notions about marriage norms than the aristocracy.

Mortality was higher among women than men. It is estimated that of the population which reached the age of 15 (i.e. evaded the high infant mortality) more than half the women were dead by forty, in some places, by 35. Women were a lot more likely to die due to a) multiple childbirths without any modern medicine b) sheer exhaustion of bearing children, rearing them, and working.

Divorce was easy and men often remarried. You can see how this would enormously complicate the legal situation around heirs, property, citizenship and so on. Hence the jungle of legislation.

And yet (Finley says, swinging his train of thought into a new groove), there is evidence that aristocratic Roman enjoyed some autonomy. They attended dinner parties and certainly the many festivals and games. Many Roman writers report the stimulating conversation of educated women in mixed company. Ovid in The Art of Love gives extensive advice on how to make the best of themselves, advising women of this class to dress and primp properly, to sweeten their breath, to walk gracefully and dance well, to cultivate the best poetry. This makes them sound quite free and independent in their behaviour.

Finley comes to his final thought: How did respectable Roman women of the level of education implied by Ovid and others find outlets for their repressed energies?

1. Religion

Roman religion was very patriarchal. Traditional Roman religion was based on the household gods and public rituals and men controlled both. There was a handful of female cults, such as the women-only Bona Dea, but all religious festivals were led by men and even the famous Vestal Virgins were under the direct supervision of a man, the pontifex maximus.

A big change came with the solidification of the empire and the great influx into Rome of eastern mystery cults, many of them carrying the entirely unroman concepts of personal communion with the god and personal salvation. Although some of these gods were completely closed to women (such as the military cult of Mithras) others offered women status and agency like they’d never had before.

The most notable example of these was the cult of Isis, who subsumed a world of other goddesses and cults (and which Ovid complains about in some of his poems). One of the hymns to Isis says: ‘You gave women equal power with men.’ This explains why the cult of Isis was one of the most obstinately resistant to the rise of the new cult of Christ as the latter spread  around the Mediterranean during the later first century AD.

Christianity itself was a very mixed blessing for women. Women played a crucial role in the life of Jesus. His mother, Mary, quickly assumed cult status. Jesus was genuinely open-handed about the role of women. Take the woman her community is about to stone for adultery. Jesus saves her and shames the vengeful men.

Women quickly held office in the early church, not in ultimate power but as assistants, deacons and sacristans, assisting in ceremonies as well as taking a lead in charitable works. It was the Empress Helena who ‘found’ the true cross in Palestine and brought it back to Rome. A good proportion of the early martyrs were women i.e. women were allowed to be memorialised as martyrs, to be remembered as saints, and their relics worked just as many miracles, as men did. Here was a true holy equality.

But then, alas, St Paul. Paul thrashed out the theology of Christianity but at the expense of embedding it deeply back into the traditional Jewish teachings which Jesus had seemed to escape. In chapter 14 of his first letter to the congregation at Corinth he says:

‘Let your women keep silent in the churches, for they are not permitted to speak; but they are to be submissive, as the law also says. And if they want to learn something, let them ask their own husbands at home; for it is shameful for women to speak in church.’

From the floating repertoire of ancient documents indicated by the Dead Sea Scrolls, the early Christians selected the ones which they thought best bolstered their case, assembling them into a library which eventually came to be called The Old Testament. Much of it was a reversion to a harsher, Jewish concept of the deity than Jesus seemed at many moments to believe. Over coming generations the strange and ominous legend of Adam and Eve came to assume the severity of doctrine, and became an irrefutable accusation with which hundreds of generations of misogynists could bad-mouth and shut down women.

One unintended consequence of Pauline thought was the new emphasis it put on virginity. In our times we think the obsessive importance assigned by generations of Christians to the virginity of a bride ludicrously repressive and bigoted. But if you think about it from the point of view of a 12, 13 or 14 year old girl in a Roman household, who knows she is doomed to be married off to someone she might never have met, who might be four times her age, purely as a business and legal transaction – then a new cult which rejects this bartering of women, and declares that the holiest thing a woman can do is devote her life to Jesus and eternal virginity, maybe in a community of like-minded women – you can see how in many cases this might have been experienced as a wonderful liberation from patriarchal tyranny. An escape route.

Convents began to be set up soon after the first monasteries and offered a way for women to walk out of the entire male-dominated society in a way they hadn’t been able to since Rome was founded. A huge subject but Finley’s brief discussion is suggestive.

2. Entertainments

Much smaller in conceptual terms, but still significant, was the way women were allowed to be spectators in theatres and at games. Finley tells us that gladiators became ‘pin-ups’ for Roman women, ‘especially in the upper classes’. It would be good to see the evidence for this.

3. Imperial women

Finley rather spoils the effect with his third area of female agency, by reverting to the anecdotal level of the opening of his essay, and telling us that many of the women at the top of the next few hundred years of Roman Empire ‘revealed a ferocity and sadism’ that were not often matched by their menfolk. They never held direct power, but they pulled many of the strings for their husbands and sons, brothers and lovers. Well, if feminists want strong independent women, here are some of the most ferociously strong and determined women we have any record of.

Finley tries to interpret the behaviour of this handful of bloodthirsty women as a ‘rebellion’ against the suppression of almost all women almost all the time. Unfortunately, it comes over more as a certain type of sexist stereotyping without any consideration of the fact that strong women everywhere have been subjected to poisonous character assassination. I.e. that much of what male society and its male historians wrote about them may be vicious rumours or simply untrue.

Shame. Finley was very ‘on message’ and sympathetic to Rome’s repressed women up to this very last point.

Thoughts

This is a deeply intelligent, very interesting, well-written essay. It has an elegantly arresting introductory remark about Cleopatra and then moves with a steady, fluent logic through a series of highly interesting points. Agree or disagree with his thesis, it is beautifully written.

It is very persuasive about the topics it addresses. But it can be seen that, at various points, it veers away from a strict consideration of its title; the passage on the marriage laws for Roman soldiers feels some distance from ‘the silent women of Rome’, the extended passage about Augustus and his women is interesting but can hardly be taken as representative of Roman society at large.

The anti-Finley debate

A few minutes surfing on the internet turns up the fact that Finley’s essay was contested by feminists.

The Reverend Dr. J. Dorcas Gordon of Knox College, Canada, in her book ‘Sister or Wife? 1 Corinthians 7 and Cultural Anthropology’, gives a summary of the feminist responses to Finley’s essay, which she calls ‘controversial’.

According to her, there is a relatively straightforward spectrum of views, with one school holding that women in Rome lived passive repressed lives in the shadows of their fathers or husbands (the Finley view), but quite a few more modern revisionists insisting the exact opposite.

These latter are represented by Sarah Pomeroy who, in her pioneering 1975 feminist book, ‘Goddesses, Whores, Wives, and Slaves: Women in Classical Antiquity’, argued that changes in Hellenistic society produced many emancipated but respected upper-class women. She argues that Roman matrons had a much bigger range of choices in their roles and lifestyles, as well as more of an influence on the cultural and political life of their society, than Finley allows.

Gordon goes on to produce pages of evidence showing women having more agency in the ancient world than the Finley side of the debate claims, evidence including history, moral anecdote and exempla, slander, funerary inscriptions.

In Hellenistic Egypt we know that women bought and sold real estate as well as movable property. We know from Cicero’s abundant correspondence that his wife, Terentia, had considerable freedom of action in the areas of finance, politics and matchmaking.

There is evidence that women, despite an explicit ban, argued their cases in the law courts, namely Afrania, wife of a senator and Hortensia delivering a speech before the triumvirs. Servilia was the long-time mistress of Julius Caesar and mother of Brutus and all her contemporaries took her political influence of for granted. Cicero depicts a woman friend, Caerellia, as independently wealthy and a noted intellectual. Everyone was intimidated by Augustus’s formidable wife, Livia.

An inscription from Corinth recognises Junia Theodora who bestowed gifts of money on the city and citizens. More surprisingly an inscription speaks of a certain Hedea racing a chariot and winning at the Isthmean Games of 43 AD. Inscriptions from Asia Minor memorialise wealthy Greek women who civic and federal magistracies and priesthoods. Women with estates and all sorts of businesses were attested at Pompeii.

And so, considerably, on.

The major engine for new historical interpretations

In the end, Dorcas suggests, it depends how you interpret the evidence. Obviously that is true, but I’d go a step further to point out something obvious, to me at any rate, which is: the outcome of many debates in the humanities depends not so much on how you interpret the evidence, but on what evidence you consider; on what evidence you admit to the field of debate.

Time after time, when reading modern history books which claim to be ‘overturning conventional wisdom’ or ‘subverting established beliefs’ blah blah, it turns out that they’re not doing so by presenting startling new evidence; more often than not they are using evidence which has always been known about by scholars, but not previously considered part of the debate; things the experts knew about but nobody had considered including in the body of evidence used in this particular debate.

If the complete corpus of historical evidence can be likened to a landscape, the landscape itself rarely changes – what changes, and sometimes drastically, is which features of the landscape historians choose to pay attention to; which bits of evidence we include and prioritise.

Since you and I can never hope to acquire total mastery of all the evidence from the ancient world on this or any number of other issues (the experiences of slaves, the experiences of gladiators, the experiences of the working classes, the experience of farmers, the experiences of business men) we are, in effect, at the mercy of scholars and their changing interests. Our knowledge of ‘history’ is restricted by the ever-changing fashions for this or that kind of evidence among the historians we read.

Now almost contemporary historians are convinced that we need to be more inclusive, need to pay attention to the lives of women, or black people, or other previously excluded groups. While fine and admirable in itself, this attitude can also be seen as just the latest wave, the latest refocusing of attention and evidence which will, itself, be eclipsed by further waves in the decades to come.

In other words, nothing like a ‘true’ understanding of history is ever possible. Because the study of history covers such a huge area, and historians for decades have been expanding the fields of evidence to include previously ignored groups, any modern read is doing well if they can get a grasp on the history of a period as it is generally understood today i.e. as it is interpreted and conceived for our times by the congeries of historians of our day.

But even if you could wriggle free of the preconceptions and assumptions of our age, penetrating through the veil of how events are presented by contemporary writers is virtually impossible, because as you go further back in time you don’t encourage any kind of truth, all you encounter is previous generations of historians interpreting events in terms of the ideologies, moral values, social needs of their times, biased by all their preconceptions and prejudices.

The thing itself – the objective, ‘true’ and definitive account of events – can it ever be reached, does it even exist? I don’t think so. It’s bias, interpretation and ideology all the way back to the original sources and documents which, themselves, are (fairly obviously) biased and limited. From ever-changing mosaics of evidence historians create narratives which are acceptable to us and our concerns.


Credit

The silent women of Rome by M.I Finley was published in 1965. It was included in a collection of essays by him titled Aspects of Antiquity, published by Penguin books in 1968. References are to the 1977 Penguin paperback edition.

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