The Sleepwalkers by Hermann Broch – A Summary

On the back of the book, on Wikipedia and in various other locations, large claims are made for The Sleepwalkers, the trilogy of ‘modernist’ novels by Austrian writer Hermann Broch. They are all along the lines of it being ‘a portrait of a world tormented by its loss of faith, morals and reason’.

Having read all three novels quite carefully, the aim of this little essay is to question some of these claims and to put the trilogy into a broader historical perspective. If this seems a questionable thing to do, then bear in mind that the novels themselves – especially the third one – include long passages which take a very highbrow, Hegelian view of history, and which analyse the development of Western culture since the Renaissance right down to the present day.

In other words, rather than applying an alien and academic approach to what are essentially fictions, it’s more accurate to say that I am continuing Broch’s own obsession with the present plight of Western Civilisation and his own lengthy analyses of where Western Man has gone wrong – and applying this approach to his own books.

Critics claim The Sleepwalkers is a panoramic overview of German society and history

The Sleepwalkers is emphatically not ‘a panoramic overview of German society and the collapse of its values’. It is three portraits of tiny groups of characters, each one centring on individuals who are psychologically unbalanced.

Critics claim The Sleepwalkers portray ‘a world tormented by its loss of faith, morals and reason’

1. The books are spread over thirty years, from 1888 to 1918. That’s not ‘a world’, that’s three distinct eras. Imagine saying three novels set in the England of 1988, 2003 and 2018, as describing ‘a world’ – they might be set in the same country but the social setup, the politics and feel of each of those moments would be very different. Same here.

2. None of the books really describe ‘a world‘ – it felt to me like the opposite: each novel describes tiny, unrepresentative groups of characters.

The Romantic is about army officer Joachim von Paselow, his Bohemian mistress Ruzena, his posh fiancée Elisabeth and his suave ex-army friend, Eduard von Bertrand. That’s not a portrait of ‘a world’. That’s a drawing room drama. It barely has enough characters in it to make a sitcom.

Similarly, The Anarchist concerns a relatively small number of characters, namely the book-keeper August Esch, the woman he bullies into marrying him (Mother Hentjen), the brother and sister he boards with in Mannheim, the local tobacconist and a trade union activist who gets locked up, and with three or four theatrical types he goes into business with. About the wider world beyond these ten or so characters we hear very little. Hardly the portrait of ‘a world’. It’s a microcosm.

The closing pages of the third novel in the trilogy, The Realist, are the only place where you have a sense of the wider world and History impinging on the characters, as they describe the anarchy which breaks out at the very end of the Great War, but these final passages leave a misleading impression: the nearly 300 pages which preceded them, once again, focus on a handful of characters: Huguenau the canny deserter, Esch from the second book who we now meet running a small newspaper, Joachim von Pasenow from the first book, who is now an elderly major in charge of the town, and a handful of civic dignitaries and workers. Again this is the opposite of ‘a world’, it is more like a small village.

3. Another sense in which the novels don’t describe a world is the way the lead figures in all three books are psychologically extreme characters. To be a little more analytical, they are highly unrepresentative figures.

– Joachim von Pasenow becomes subject to increasingly prolonged bouts of delusion and almost delirium. He has little or no grasp on the ‘real’ world, as his friend Eduard von Bertrand is quick to point out.

– August Esch is a dim-witted bully, whose malfunctioning mind is overtaken by absurdly grandiose, religio-philosophical psychodramas.

– Huguenau is calm and collected and detached from reality, an early forebear of the hundreds of psychopaths described in thousands of modern thrillers. This feeling is crystallised when he murders Esch in cold blood, stabbing him from behind with an army bayonet in a darkened street.

The third novel is longer and more complex than the others, but follows the same broad arc whereby the central character becomes drowned in their author’s increasingly lengthy pseudo-philosophical and religious ramblings.

So: three fruitcakes, three psychological cases and their close friends and associates do not constitute a world and are not really ‘a portrait’ of anything (if they really build up to anything, it’s a very negative summary of ‘the German character’, see below).

Critics claim The Sleepwalkers is a bold analysis of the collapse of Western values

Even if it were anything like a panoramic overview etc (which it isn’t), portraying the collapse in values in modern Germany (1888-1918) could hardly be called original.

In fact, it would be deeply unoriginal, since this topic of decline and fall was the obsessive subject of most German politics and culture in the decade after the Great War.

The territory had already been well staked out by Oswald Spengler’s classic of gloomy pessimism, The Decline of the West. Spengler’s book depicted the 19th century as a soulless age of materialism which had led to rootless immoralism in the arts (i.e. Symbolism, Expressionism and everything else which Spengler disliked).

The Decline was published in 1922 and was an immediate bestseller, setting the tone for cultural debate throughout the Weimar period.

A 1928 Time review of the second volume of Decline described the immense influence and controversy Spengler’s ideas enjoyed during the 1920s: ‘When the first volume of The Decline of the West appeared in Germany a few years ago, thousands of copies were sold. Cultivated European discourse quickly became Spengler-saturated. Spenglerism spurted from the pens of countless disciples. It was imperative to read Spengler, to sympathize or revolt. It still remains so’. (Wikipedia)

Quite. Lamenting the decline and fall of ‘Western values’ was an intellectual parlour game played by every intellectual, writer, critic, commentator, aspiring politician and pub bore in the Western world.

Therefore, claiming that Broch’s massive novel about ‘the collapse of social values’ was in any way innovative or ground-breaking is ridiculous, seeing as it was published ten years after Spengler’s book had set the tone and defined the age.

The Waste Land by T.S. Eliot holds up because (among many other things) it is an excoriating portrait of mental collapse amid what genuinely seemed – in the immediate aftermath of the Great War – to be a continent in flames. But it got in early (like the Spengler it was published in 1922) and established a marker for a new technique and tone to describe the world. The Sleepwalkers, on the contrary, was published ten years later, and was more like a tardy latecomer to the debate.

Using Walter Laqueur to critique The Sleepwalkers

1. The Sleepwalkers’ cultural pessimism, far from being innovative, was entirely in line with its time and place

A few years ago I read half a dozen books about the Weimar Republic to coincide with some art exhibitions on the subject. By far the most convincing was Weimar: A Cultural History 1918-1933 by Walter Laqueur, who had the advantage of growing up during the period (born 1921, he fled Germany in 1938).

Laqueur’s history of Weimar is interesting because, unlike most left-wing academics who tend to concentrate on the communist writers and composers and the gender-bending nightclubs etc, Laqueur gives full weight to the conservative cultural forces of the time.

Above all he makes it all the more clear that so many of the liberal or left-wing, Socialist or communist artists, writers, playwrights etc who infested the Weimar Republic, did everything they could to undermine it and nothing to support it and thus materially contributed to its overthrow by Hitler and the Nazis.

I was continually reminded of Laqueur and his diagnosis as I read the final volume in the trilogy, The Realist. This is divided into short alternating chapters describing – or in the voice of – eight or so key characters.

One of these is (rather inevitably) an academic – not a professor of medicine or physics or engineering or anything useful, but (again, rather inevitably) a philosopher, and it is he who is the author of a series of sections entitled ‘The Disintegration of Values’.

These ‘Disintegration of Values’ sections go on at some length about the horrors of ‘this age’ and the laziness and cowardice of ‘our age’. The author is something of an aesthete and seems to be an expert in architecture. His sections repeatedly make the point, at immense, circumlocutionary length, that the unornamented style of modern post-war architecture bespeaks a deliberate banishment of ‘style’ and ‘beauty’ which is, ultimately, the emptiness of death.

‘Style’ and ‘Beauty’ we are told, reached their heights in the Middle Ages when all Europeans believed in one ideology, Catholicism as promoted by the universal Catholic Church, and everyone shared the same values and so art was accessible to all. But the Renaissance broke this happy balance between public and private, promoting the value of ‘the individual’, and then the Protestant Revolution smashed it wide open, leading to civil war in Europe but, more importantly, to the triumph of the each individual finding their own path to God.

This quest for individualism has led to 400 years of decline, in social life, art and architecture, until we reach the sorry depths described in Broch’s novels, which, he now explains to us, are meant to be detailed descriptions of how older values have been rejected in favour of the current state of soulless materialism and everyone-for-themselves consumer capitalism.

These sections are example of the worst kind of turgid, long-winded, grandstanding German philosophising. The author of these sections is not slow to drop in learnèd tags, like cogito ergo sum and refer to Neo-Kantianism or Hegelian notions of Geist – and confidently makes sweeping generalisations about all Western history interpreted as an interplay between The Rational and the Irrational etc.

But none of this really masks the fact that, deep down, the author is another drunk old bore propping up a bar somewhere telling anyone who comes near enough that the world is going to the dogs. And quite quickly this becomes really tiresome.

2. The Sleepwalkers is a good example of turgid, incomprehensible Germanic philosophising at its worst

Laqueur’s review of Weimar culture gives pen portraits of the works of numerous figures from the era who are now totally forgotten. Quite quickly you realise something almost all of them had in common was that they were:

  • long-winded and verbose
  • at the same time, extremely obscure and hard to understand
  • full of dire cosmic predictions about the collapse of civilisation and the end of the Western world

You notice this because Laqueur goes to some lengths to point it out and emphasise that long-winded, pretentious obscurity is an enduring strand of German culture.

Take the works of Moeller van den Bruck who wrote The Right of Young Peoples and The Third Reich. Laqueur comments that van den Bruck’s two books are almost impenetrably obscure, but nonetheless full of high-sounding rhetoric, ‘poetic visions, enormous promises and apocalyptic forebodings’ (p.96). Well that describes Broch’s huge trilogy to a T. Here are some other Laqueur comments on writers of the period:

The German language has an inbuilt tendency towards vagueness and lack of precision… (p.63)

[Thomas Mann was] Weimar Germany’s greatest and certainly its most interesting writer. But he could not be its spokesman and teacher, magister Germaniae. For that function someone far less complex and much more single-minded was needed. With all his enormous gifts, he had the German talent of making easy things complicated and obvious matters tortuous and obscure. (p.124)

Sounds like Broch.

[The heroes of the most popular writers of the time, neither left wing nor modernist, not much known outside Germany] were inward-looking, mystics, men in search of god, obstinate fellows – modern Parsifals in quest of some unknown Holy Grail. They were preoccupied with moral conflicts and troubled consciences, they were inchoate and verbose at the same time, very German in their abstraction, their rootedness and sometimes in their dullness. (p.139)

Quite. That sounds exactly like the thought processes which come to dominate the characters Joachim von Pasenow and August Esch – long-winded, verbose, over-the-top, full of pretentious, world-shattering generalisations which, on a moment’s reflection, mean nothing.

3. The Sleepwalkers revels in the corruption it portrays without offering any positive vision

What I came to dislike over the ten days I was immersed in these three heavy, turgid novels, is the way Broch’s vast trilogy revels in psychological collapse. It glories in the hysteria and confusion of its characters. It smiles with glee as they hallucinate, scheme and panic.

The Sleepwalkers enjoys its descriptions of corruption. It takes 150 densely-written pages to dissect the character of the loathsome, stupid and mentally ill army officer Joachim von Paselow, and a further 150 glutinous pages to plumb the depths of the wife-beating dimwit, August Esch.

The books dabble their fingers in the damaged Germanic soul, relishing every minute of their portrayal of deeply disturbed characters, and periodically inserting lengthy descriptions of their confused pseudo-philosophical obsessions.

Like so much Weimar Art, The Sleepwalkers trilogy didn’t build, but destroyed. It didn’t make positive suggestions, but carped and cavilled at every aspect of modern society, which their author regarded as going hopelessly downhill. Just like more or less every other author of his day (compare with the lengthy laments about the ‘sickness of our age’ throughout the first half of Herman Hesse’s Steppenwolf.)

It has no positive suggestions to make, it offers no solutions. It despises industrialism and social democracy and politics as much as it ends up appearing to despise pretty much all human beings and their pathetic attempts to find meaning.

I know that Broch was himself arrested by the Nazis in 1938, not least because he was a Jew, and so he was no friend at all of the regime – but that doesn’t alter the fact that the tendency of these three novels is entirely destructive of what you could call the sensible, democratic middle ground.

They don’t really describe or analyse this supposed ‘collapse of values’ (I actually found it impenetrably difficult to understand just what ‘values’ were being discussed in any of the novels: for example the concept of ‘romanticism’ which is referenced half a dozen times in the novel of the same name is nowhere really explained; not clearly).

What the novels do do, is enact and promote the very decadence and corruption which they claim to be lamenting.

Their nihilism was just one more contribution to the overall artistic nihilism of Weimar, and if this didn’t exactly open the door to Hitler, it ensured that when the moment came, the artistic, cultural and intellectual community lacked the intellectual means or the will to resist him.

The hopeless German-ness of the Germans

I’ve been moving from the specificness of the individual novels, up to a higher-level look at their place in Weimar culture as a whole. Now let’s step outside German culture altogether.

Stepping right back and viewing it from an Anglo-Saxon perspective, it seems to me that the entire analysis carried out by The Sleepwalkers is wrong because it is trapped inside German culture and can’t get out.

It is a truism that people often get stuck in hopeless, repetitive and self-destructive behaviour and eventually need help from therapists or counsellors. This is because the therapist is outside the situation the patient is stuck in and consequently can see it with a clearer perspective, and can offer what often turn out to be relatively simple solutions and ways out.

In the same way, all the works of cultural criticism and gloomy pessimistic German fiction which Laqueur describes, and of which Broch’s trilogy was a notable example, are trapped inside the prison of being German.

They were all addressing a simple problem made up of the following parts:

1. They take it as axiomatic that at some point in the past, say the era of Goethe and Schiller, German culture was fine and good and healthy, that the Germans had at some stage in the past had a wonderful soul and beautiful art and matchless music.

2. But then something seems to have gone wrong. Nietzsche in the 1870s was warning that something was wrong with German culture and after him a flood of writers, philosophers and so on produced thousands of variations on the same theme, from the tortured German Expressionist artists, through Gustav Mahler and his obsession with Death, through Spengler’s pessimism and thousands of nihilistic Weimar artists and writers, through to the Granddaddy of German unhappiness, and friend of the Nazis, the high priest of incomprehensible, long-winded laments that the modern world has lost its soul and authenticity, Martin Heidegger.

3. And this ‘problem’ had gone into overdrive in the aftermath of the First World War because the Germans, from all classes, at all levels, up to and including the loftiest intellectuals, couldn’t understand why the Germans had lost the war.

Why did we lose the war? What is wrong with us? What is wrong with Germany?

Questions which prompted thousands of agonised screeds about Seele and Geist and God and the Absolute – when the answer was perfectly simple: the Germans lost the First World War because the combined industrial and agricultural resources of Germany and Austria were no match for the combined industrial and agricultural resources of Britain, France and, especially, America.

Any therapist or counsellor outside their situation could have told them that this was the brute, blunt, material reason why they lost – but, unfortunately, this was precisely the kind of pragmatic, bathetic ‘fact’ beloved of the despised ‘nation of shopkeepers’ and of vulgar Yankee carpetbaggers that lofty and high-falutin German professors of philosophy just couldn’t handle, process or accept.

It was too simple, too obvious – lacking in true Germanic dignity and Geist and God and Sacrifice and Volk and Blut.

Thus, from the lowest bar-room drunk to the cleverest writers in the land, the Germans, as a people, looked for the reasons for their defeat in a huge variety of reasons and excuses – all except for the blindingly obvious one staring them in the face.

They attributed their defeat to a lack of honour, or patriotism, or duty or sacrifice, in a ‘collapse of values’, in the viciousness of modern culture, in its sexual decadence or its mercantile corruption, in the machinations of big business or the financial conspiracies of the Jews or the betrayal of the Army by civilian politicians or betrayal of the Volk by liberals and Jews – in a hundred and one reasons and excuses all of which managed to mask and conceal from themselves the blindingly obvious reality that, as a nation, they ran out of manpower and resources.

It was this failure to properly and responsibly analyse the stark economic and material reasons for their defeat, and instead the addiction to attributing defeat to a wild collection of fanciful philosophical or religious or psychological failings, which helped to create a paranoid victim culture – which emphasised psychological or moral or spiritual failings, rather than the more mundane practical realities – which helped Hitler’s rise to power.

Seen in this broad cultural context, Broch was just one more German writer crying out that his culture was profoundly, horribly diseased. Stepping right back, he was one among a huge chorus of cultural producers in Weimar Germany who were all lamenting how rotten and corrupt their culture was.

Well, they shouldn’t have been all that surprised when a strong leader stepped forward and offered himself as the cure to everything which was wrong with German society, starting with rejuvenating its rotten debased ‘values’ and re-instilling a sense of Pride and Patriotism and Confidence.

They wanted it. They got it.

The gross failure of German political culture between 1870 and 1945

Above the intrinsic economic and industrial strength of a nation obviously sits the class of people who manage them, who manage the economy, who run the country – the politicians.

And here again, Broch wasn’t experiencing some ‘collapse of values’ – or no more so than anyone in any Western country which had thrown off its Victorian straitjacket, had swapped its ankle-length skirts for flapper fashion and was dancing the Charleston.

No, what he was experiencing – as every other German between the wars did – was the complete and utter failure of German political class to manage its nation.

In the years leading up to 1914, and then again in during the 1930s, the men who came to the top of the German political system turned out to be completely incapable of running a modern state, without itching for war.

This is made crystal clear in all the histories of the Great War which I read during its recent centenary. In 1914 the men at the top of the German political system – Kaiser Wilhelm and the German Chiefs of Staff – took a calculated gamble that they could exploit the crisis which erupted after the assassination of Archduke Ferdinand.

This is a summary of the argument made in a recent book about Germany and Austro-Hungary in the build- up to, and during, the First World War, Ring of Steel by Alexander Watson (2014):

  • The conspirators – Elements in the Austro-Hungarian Foreign Ministry and military had been waiting for an opportunity to suppress little Serbia, located just on the empire’s border and endlessly fomenting nationalist unrest. When Archduke Ferdinand, heir to the Austro-Hungarian throne was assassinated on 28 June in the Serbian capital, Sarajevo, the Austrians blamed Serbia and spent most of July devising an ultimatum so extreme that they, and everyone else in Europe, knew that it could not be fulfilled. Germany, not that concerned at this point, gave Austro-Hungary unqualified support, the so-called ‘blank cheque’. Both countries changed their tune when they realised that Russia was mobilising to support the Serbs, their fellow Slavs.
  • War of existence – Why was the Austro-Hungarian hierarchy so harsh on Serbia? Watson gives a review of the many tensions tearing the Austro-Hungarian empire apart. ‘The actions of Austro-Hungarian rulers in the summer of 1914, although secretive and aggressive, were motivated less by belligerence than a profound sense of weakness, fear and despair’ (p.14).
  • The miscalculated risk – The pressures on German Chancellor Bethmann Hollweg reflected a nation anxious about the growing might of Britain and France and the industrialisation of Russia, but also well aware of the risk of world war. German Chancellor Hollweg gambled that a) the Austrians would defeat Serbia quickly, within a week and b) that Russia would be so slow to mobilise that the conflict on the ground would be over in the Austrians’ favour before the whole thing got handed over to international mediation (as had a number of other recent international disputes e.g. the Balkan Wars of 1912-13). He was wrong on both counts.

As the situation deteriorated and the German High Command began to fear a possible war on two fronts, they decided to implement the Schlieffen Plan which called for the rapid invasion of France in order to knock her out of the war in a brisk six weeks, so that the Germans could then turn their attention to Russia who, they expected, would take at least six weeks to mobilise.

Wrong wrong wrong wrong wrong wrong wrong wrong.

Germany’s political and military leaders made a huge military gamble and were wrong wrong wrong wrong wrong wrong. World class wrong. All the catastrophes of the twentieth century stem from this one catastrophic miscalculation, not only the war itself but the overthrow of the Tsarist regime by the Bolsheviks, the rise of communism in Russia, Stalin, millions murdered in famines and gulags, the catastrophic triumph of communism and the rule of Mao in China, the entire Cold War with all its deaths and distortions.

From that one miscalculated gamble.

Once they’d committed they couldn’t back down, and when the ‘lightning’ attack through Belgium that was designed to capture Paris and knock France out of the war failed, the world was condemned to four years of meat-grinding deadlock.

This was the simple truth that everyone living in Germany through and after the war appeared to be unable to realise or accept. Instead, they were told by their leaders that they were fighting a war of civilisation against Western decadence (France) and Eastern barbarism (Russia).

They were fed cultural and spiritual and moral reasons for a war which was characterised as a crusade. And so an entire generation of Germans appears not to have grasped its much simpler geopolitical reasons (Germany’s paranoid fear of its rivals France and Britain, combined with paranoid fear of attack from the East, combined with a really fatal military miscalculation).

Back to Broch

Thus Hermann Broch’s big trilogy of novels, The Sleepwalkers, can be read, not as any kind of analysis of ‘a world tormented by its loss of faith, morals and reason’ and so on, but as one more instance of the German intellectual class’s complete failure to grasp the realities of the geopolitics, political leadership and economics which determined the world they lived in.

Broch was just one of many, many, many over-educated intellectuals and philosophers and academics and writers and commentators who couldn’t accept the simple truth that they lost the First World War because their leaders fucked up, and so wrote thousand-page novels blaming it all on the Renaissance or the Reformation or the Romantic movement or the imbalance between Reason and The Irrational or the falling of God from Infinity into the Absolute, and so on and on and on and on.

Conclusion

To summarise: in my opinion, Broch’s entire project of attempting to explain his country’s plight in terms of a collapse of so-called values:

  1. is not an accurate description of what the books are actually about
  2. is, in any case, crushingly unoriginal and indebted to much more influential cultural forerunners such as Spengler
  3. and completely misses the point – it wasn’t the Germans’ social values which were at fault, it was the failure of their political culture to be able to manage a large modern state without resorting to the Kaiserprinzip or the Fuhrerprinzip and aggressive wars of conquest, which was at fault

What German ‘culture’ meant to its neighbours

Because if you happen not to have been born in Germany in the 1880s, if you happen to have been born in, say, France, the most obvious thing about Germany was not its lamentable collapse into ‘a world tormented by its loss of faith, morals and reason’ – the most obvious thing about Germany was the way it kept on bloody invading you – in 1870 and in 1914 and in 1940.

The most obvious thing about German culture was that it produced the febrile and unpredictable Kaiser Wilhelm II and his military high command who started World War One, and then the febrile and mad Adolf Hitler, who started World War Two.

‘World tormented by its loss of faith, morals and reason’ be damned – this was a nation which plunged the world into a catastrophe in 1914, and then did it again, 25 years later, so that the destruction they caused during the second one surpassed the most destructive capacity of all humanity in all preceding history put together.

That is why to this day the Germans are forbidden from having an army. Because nobody trusts them to have one. Think about that.

To this day the Germans are not to be trusted with an army because the whole world has seen what happens if you let Germany have an army. They wreak havoc, death and destruction on an unprecedented scale (read the mind-boggling descriptions of the destruction the Germans wrought all across Europe in Savage Continent: Europe in the Aftermath of World War II by Keith Lowe; read Primo Levi about Auschwitz.)

Because Death is a master from Germany.

Thus, stepping right back from the specifics of plot and character, The Sleepwalkers can be read as just one among many long-winded, melodramatic and pretentious refusals by German intellectuals to acknowledge the reality of German culture and history – to deny, to refuse to acknowledge what Germany had been in 1870 and 1914 and would be 1939 – a force for unbridled savagery and aggression.

Which part of the siege of Paris (1870) or the burning of Louvain:

From the first days they crossed into Belgium, violating that small country’s neutrality on the way to invade France, German forces looted and destroyed much of the countryside and villages in their path, killing significant numbers of civilians, including women and children. (August 25 1914)

Or the systematic demolition of Warsaw or the massacre at Oradour-sur-Glane

The women and children were locked in the church, and the village was looted. The men were led to six barns and sheds, where machine guns were already in place… The SS men began shooting, aiming for their legs. When the victims were unable to move, the SS men covered them with fuel and set the barns on fire… The SS men next proceeded to the church and placed an incendiary device beside it. When it was ignited, women and children tried to escape through the doors and windows, only to be met with machine-gun fire… (Oradour-sur-Glane massacre)

Did German ‘intellectuals’ not get?

All of it. They refused to acknowledge any of it as their fault or responsibility. Germany’s intellectual class continued to worry about Goethe and Beethoven and the World Spirit while their sons and nephews murdered, raped and burned their way across Europe.

How to cure Germany

Only the complete destruction of their country, the mass rape of their women, the seizure of their borderlands by Poland and the permanent encampment of the Soviet Union in the eastern half of their country for 45 years, along with the expulsion of over ten million ethnic Germans from every one of their neighbours, finally, at last, completely and utterly convinced the Germans that maybe they weren’t a Master Race blessed with special insight into Culture and Spirit and Being.

Only the utter devastation of all their cities, of their infrastructure and economy managed to finally convince the German population that all their verbose, melodramatic, self-indulgent rhetoric about ‘morality’ and ‘values’ and ‘reason’ concealed a people who would shovel millions of Jews into crematoria and set out to exterminate the entire Slav population of Eastern Europe (Generalplan Ost).

In the final book of the trilogy, The Realist, Broch goes out of his way to attack modern, money-minded commercial culture. The central figure of the book, Wilhelm Huguenau, is a successful, respectable businessman who is also show to be an amoral murderer and Broch repeatedly emphasises the direct connection between money-minded entrepreneurism and heartless murder. Broch despises modern business and business methods and business men.

But this didn’t stop Broch when push came to shove i.e. when the Nazis came to power, like so many of his left-wing, socialist or communist fellow Weimar intellectuals, from fleeing to the heartland of consumer capitalism, the epicentre of modern business methods, America, where he sat out the Second World War in comfort, holding a number of academic posts, benefiting from the largesse and the protected by the enormous military machine, generated by precisely the kind of modern capitalist society he went out of his way to anathematise in his novels.

This combination of factors goes some way to explaining why Broch came to dislike and then actively despise ‘the novel’ as an ‘art form’.

Because it was not The Novel he was reviling, not the novels of, say, Virginia Woolf or Ernest Hemingway or William Faulkner or Evelyn Waugh – it was his own novels:

– long pretentious tracts which claim to be analysing an entire society through the lens of half a dozen freakish characters

– larded with weighty rhodomontades about Sacrifice and Truth and Reality and Mind and Spirit and a whole load of other capitalised and empty words

– misleading and windy ‘analyses’ which concealed the true nature of the German plight / condition / situation, and so proved utterly useless in preventing the rise to power of the most evil regime in world history

– none of which prevented the rise of the Nazis, their aggressive foreign policy, the outbreak of war and the complete collapse of European civilisation

When you put like that, I think you can see why Broch would come to despise his own efforts as long-winded showing off, as showy grandstanding which, in the end, changed nothing.

Credit

The English translation by Willa and Edwin Muir of The Sleepwalkers by Hermann Broch was first published in 1932. All references are to the Vintage International paperback edition of all three novels in one portmanteau volume, first published in 1996.


Related links

20th century German literature

The Weimar Republic

German history

The idea of performance in the later fiction of J.G. Ballard

This essay suggests that a focus on Ballard’s interest in television and the unreal effects which TV or film cameras have on anyone they’re pointed at, obscures the fact that TV and film are only part of a much wider sense, demonstrated throughout Ballard’s work, that we are all self consciously playing roles, most of the time.

1. The ubiquity of television in the fiction of J.G. Ballard

It’s common to observe that a lot of J.G. Ballard’s fiction is aware of, or focuses on, the role of television in modern life. From his novels we can deduce several central ideas:

TV desensitises The idea that television news with its relentless images of war atrocities desensitises its viewers, numbs them, and that therefore denizens of the TV Age need waking up by evermore outlandish, transgressive behaviour. This is a central premise of The Atrocity Exhibition and Crash, in particular, where the idea is that the jaded sexual taste of the adult protagonists need exposure to a whole new range of fetishes. But the same idea runs through Cocaine Nights and Super-Cannes where the central protagonists are taught the lesson that violence and crime energise communities, which otherwise tend to spend their evenings slumped in front of their tellies like zombies.

Making telly is addictive The addiction to making TV, or films, is portrayed in a succession of characters, starting with Richard Wilder, the TV documentary-maker in High Rise, who insists on taking his ciné-camera with him on his epic quest to climb the high rise tower. There’s the similarly obsessive scientist-turned-TV star Sangar in The Day of Creation who keeps talking about his documentary, and surrounds himself with camera and monitors and editing machines even as he slowly dies of malnutrition.

Academic turned TV star The dashing academic who transforms himself into a media star-science populariser-TV presenter is another repeated figure featuring at least three times:

  • Dr. Robert Vaughan, ‘former TV-scientist, turned nightmare angel of the expressways’, who is the lead pervert in Crash
  • Richard Sutherland, the Cambridge professor of psychology, who turns himself into a star presenter of TV documentaries in The Kindness of Women
  • Sangar in The Day of Creation

Of all the novels, television is probably most important in Rushing To Paradise (1994) where the importance of filming environmental activism and broadcasting it to a worldwide audience is central (at least in the first half of the book), where the characters sail on their environmentalist quest aboard a ship fitted with an editing suite and satellite dishes, where the death of one of the characters is broadcast live, and the lead character gives countless interviews to the world’s TV news channels about her work. Each of these recurring incidents triggering authorial comment about the power and importance of TV.

The purpose of this essay is simply to point out that it is easy to think about the concept of performance in Ballard’s fiction solely in terms of this very high-profile obsession with TV and TV news and TV footage and TV presenters, and how these characters are continually getting people to pose and perform for the camera…

But that performing for the cameras is only really a sub-set of Ballard’s much broader interest in performance as a whole – in the way modern human beings routinely conceive of themselves as acting parts, playing roles – sometimes in settings which obviously call for a degree of performance, such as the workplace, the courthouse, in the bedroom – but a lot of the rest of the time catching themselves dressing for a part, adopting a persona, playing a role, working to a script.

2. Key words

All this becomes very clear if we ignore the references to TV and television and film in his books (numerous though they are) and look instead for key words which denote theatre and theatricality, performance and roles, words such as:

  • Actor
  • Drama
  • Performance
  • Play
  • Role
  • Scene
  • Script
  • Set
  • Stage
  • Theatre

Running Wild (1988)

  • The camera fixes on him, and like a badly trained actor he steps forward to the gatehouse, a tic jumping across his sallow cheek.
  • Perhaps the planned documentary was the last straw – the children knew they’d have to play their parts for the cameras, doing all the interviews, acting out their ‘happiness’ under the eyes of their doting parents
  • Just as the older children required Marion to play her part willingly in the murder of her parents, so they need her now to believe in the rightness of their cause.
  • I had ample time to replay in my mind that terrifying scene at the Great Ormond Street Children’s Hospital.
  • ‘Let me set the stage, Sergeant.” I pulled open the shower curtain and turned on the bath taps.
  • The camera tracked to and fro, as if searching for a fallen leaf, tirelessly hunting a panorama as silent as a stage set

The Kindness of Women (1991)

  • Olga and my school friends, my mother and father on their evening visits, were like actors in the old silent films that David Hunter’s father screened for us
  • I was happy to be with them, but we were like actors playing parts presented to us at short notice.
  • More like a film actor than a Cambridge don, he was a handsome Scotsman with a shock of red hair…
  • Richard watched me with his friendly actor’s smile.
  • He had moved around the podium like an actor delivering Hamlet’s soliloquy
  • ‘When I visit Mother and Dad in Cambridge I look around the house and can’t believe I was ever a child there. It’s like a film set with these two old actors… even they can’t remember the script.’
  • Rio was filled with old actor-managers trapped within their images of themselves
  • The medium of film had turned us all into minor actors in an endlessly running daytime serial.
  • Dick had side-stepped all these, accepting that the electronic image of himself was the real one, and that his off-screen self was an ambitious but modest actor who had successfully auditioned for a far more glamorous role
  • I had never consciously manipulated them, but they had accepted their assigned roles like actors recruited to play their parts in a drama whose script they had never seen.
  • Dons with their faux-eccentric manners posed outside the chapel with the self-consciousness of minor character actors, waiting as a Spanish TV crew set up its lights.
  • Watching them, I was struck by their self-conscious pose, like dancers arrested in an audience-catching flourish at the end of their performance
  • They seemed almost to be rehearsing themselves for a performance to come, some even more elaborately staged collision.
  • His performance seemed oddly subdued, as if he were trying to shrug off the repertory of television mannerisms he had cultivated so carefully since the Cambridge days.
  • Despite playing the role of her father, I felt surprisingly dependent on her and hoped that I could give her the happy childhood that she was helping to give to my own children
  • I was impressed by his easy command of his situation – he had found a role for himself
  • Together we gazed at this scene, the ladies fanning away the flies, their husbands murmuring to each other, like a group of investors visiting the stage set of an uncompleted war film.
  • As we put away the scattered toys and clothes I had the sense that we were scene-shifters changing a set of props.
  • Even Dorothy’s resemblances to her sister, the echo of Miriam’s broad cheekbones and small hands, strong walk and determined hips, made me feel that we were extras rehearsing a scene to be played by others.
  • They look like film extras ready to play a party scene.
  • I sometimes felt that Miriam and I were playing our parts in some happily chaotic sitcom whose script we extemporised as we went along.
  • He caught my eye in the mirror, as if aware that a dimension had entered the script for which all his years in television had never prepared him
  • Beyond the bedroom door I could hear Dick laughing as he chased Fortunata around the workroom and the women in the corridor shouting to the straying child. By comparison, the bedroom was a stage set.

Rushing to Paradise (1994)

  • Overnight Saint-Esprit had become a stage-set whose cast had disappeared in mid-drama, carrying away every copy of the prompt-script.
  • Surrounded by the pregnant women, he uneasily sank his teeth into the meat and returned their approving smiles, aware that his real part in this intense drama had yet to be assigned to him.
  • An elaborate air-and-sea ballet was taking place, an over-rehearsed performance that rarely deviated from its agreed scenario
  • Neil stood on the foredeck of the Dugong, shielded from the cold spray by the white bowl of the satellite dish, at that moment transmitting the afternoon’s first performance to the watching world.
  • ‘Take lots of film of the island,’ she told him, now directing the documentary of which she was already star and scriptwriter
  • He sensed that he and Carline were reading from an old script.
  • Neil had been unsettled by the fate of the huge birds, but he already realized that he was filming a well-rehearsed scene in the theatre of protest.
  • Trying to forget the botanist, whose little body had impressed its contours into the sodden mattress beneath Neil’s shoulders, he listened to his widow’s tantrums as she supervised the re-hanging of the banner. This mini-drama she staged at least twice a day, as if keeping alive some archaic form of Japanese theatre with its repertoire of grunts and rages.
  • Meanwhile, a single volley of shots from the Champlain would sink the inflatables and put them out of action for good. Yet so far, for whatever political and diplomatic reasons, the French had been sticking to the script. They allowed the Dugong to approach the island, and waited patiently as the inflatables performed their water-borne pas de deux. In the late afternoon the corvette Sagittaire would arrive and escort the trawler to the perimeter of the thirty-mile exclusion zone, its signal lamp signing off with a choice obscenity that sent Monique enraged to her cabin. The arrangement suited everyone, and provided the maximum of national dignity and TV coverage at the minimum of risk. But now there would be a radical change to the script, and the French had not been consulted
  • His forced good cheer depressed Neil, as did his self-appointed role as second-in-command to Dr Barbara
  • Carline was sitting in the radio-cabin, head-phones over his pale hair, enjoying his new role as air-traffic controller.
  • For the first time Neil realized that he too had played a modest role in giving the expedition members their sense of purpose.
  • Aware that he had been ruthlessly milked, but accepting his real role on Saint-Esprit, Neil walked past the silent tents towards the runway
  • Sometimes he suspected that he had completed his role for Dr Barbara, and that his successor had already been appointed. Their words no longer matched the reality of Saint-Esprit. He spoke truthfully to his mother, saying that the mosquitoes and sand-flies bothered him, that he was working hard, ate well and had not been ill, and that the bullet wound on his foot had healed completely. But he sensed that he and Carline were reading from an old script.
  • Ten minutes later, as he replayed the sound-track to a critical Dr Barbara, Neil became aware that he was not the only person to film this contrived scene.
  • Lying in his bed on the sixth floor of the Nimitz Memorial Hospital, Neil watched the familiar scene on his television set.
  • The Hawaiian had hidden for a few last moments among the waist-deep ferns, and had filmed Neil being shot down by the sergeant, a scene endlessly replayed on television across the world.
  • Standing in the shadow of the prayer-shack, the captain of the Sagittaire and two his officers waited while the camera-men from the American news agencies recorded the sombre scene
  • Watching the scene from the steps of the clinic, Neil sensed that he was witnessing a shrewd but cruel experiment.
  • Sea, sun and sky could not have been arranged more skilfully had Dr Barbara herself been in charge of the mise en scene.
  • The American’s eyes were closed in a frown, nervous of the soil that covered his cheeks, and his hands were clasped around the Swedes’ video-camera. Neil could imagine him standing by the graves, unsure whether to film the macabre scene for Dr Barbara and never realizing that he was about to become part of it.

Cocaine nights (1996)

  • The scene last night was bizarre, I wish I’d filmed it. The whole waterfront came to life. People were sexually charged, like spectators after a bloody bull-fight.’

In the ex-pat colony where the book is set there are constant references to the thriving theatre scene with its endless revivals of plays by Tom Stoppard, Harold Pinter and Joe Orton.

  • They played their roles like members of an amateur theatrical group taking part in a bawdy Restoration farce
  • I frequently played bridge with Betty Shand and the Hennessys, reluctant though I was to leave the Residencia for Estrella de Mar and its baleful memories of the Hollinger fire, and had even been tempted to play a small part in a forthcoming production of Orton’s What the Butler Saw.

The narrator discovers that some of the posh wives like dressing up as hookers, and that other couples – including his brother’s lover – liked role-playing rapes and rough sex play. Slowly the narrator comes to realise that the entire place is a sort of set for numerous staged dramas.

  • The grooves in the sitting-room rugs indicated where the sofa, easy chairs and desk had stood before the police search. Pushing them back into place, I felt like a props man on a darkened stage, preparing the scene for the next day’s performance.

The narrator discovers a porn film in which the actors play very clichéd roles… up until one of them is genuinely raped.

  • The lesbian porno-film had been a set-up, designed to lure her to this anonymous apartment, the mise-en-scene for a real rape for which the bridesmaids, but not the heroine, had been prepared.
  • As I watched this parodic lesbian scene, I was sure that none of the women was a professional actress.

Being an actor.

  • His voice had sounded sincere but curiously distant, lines from a previous week’s play spoken by a distracted actor.
  • With his dark shades, he resembled a likeable young actor in his James Dean phase, chewing a knuckle as he pondered his next film role
  • As he spoke he watched himself in the mirror, touching his eyebrows and adjusting his hair like an actor in his dressing room.

Playing a part.

  • The empty rooms lay around us, their white walls enclosing nothing, ready for dramas of boredom and ennui
  • Together they seemed like figures in a dream-play, trying to remind me of memories I could never recover.
  • Then Frank, for some weird reason of his own, begins to play Joseph K.
  • He’s one of those psychiatrists with a knack of forming little ménages around themselves.’ ‘Ménages of vulnerable young women?’ ‘Exactly. He enjoys playing Svengali to them.’
  • ‘I’m trying to play the older brother, without any success.’
  • ‘Paula, stop playing the head girl.’
  • ‘He’s a shy, rather sad man.’ ‘With a taste for playing the guru to young women.’
  • ‘And who played the villain? Or the hero, I should say?’

Adopting roles

  • I had imagined myself in Frank’s role, and Paula playing his lover
  • ‘Charles, I don’t think I can play your mother.’
  • Already we were assuming our familiar roles first set out in childhood. He was the imaginative and wayward spirit, and I was the stolid older brother
  • He took no part in the proceedings, but listened intently to his translator, emphasizing for the magistrate’s benefit his central role in the events described.
  • As Bobby Crawford had said, behind the professional poise she presented to the world she seemed distracted and vulnerable, like an intelligent teenaged girl unable to decide who she really was, perhaps suspecting that the role of efficient and capable doctor was something of a pose.
  • Enjoying his new role as stately home tour guide, Cabrera led us around the house

3. Reflections

Focusing on these key words highlights the extent to which everyone in Ballardland is playing a role or thinking about playing a role or adopting a pose.

The TV thing is just a sub-set of a much larger vision in which all of Ballard’s characters play roles almost all the time. Within a family they play the parts of mother, father, elder or younger children. In relationships they play the role of solid chap or flustered girlfriend (or whichever roles they want to adopt). In their professional lives they dress up smart, put on their best smile and try to impress. In the bedroom people adopt all kinds of roles and fantasies, dressing up in costumes like the women in the porn film in Cocaine Nights or wearing teenage hooker gear like Jane in Super-Cannes.

As I watched her through the mirror I had the sense that we were still inside a film, and that everything taking place between us in the bedroom had been prefigured in a master script that Paula had read.

Before going out the house, his characters dress for the roles they are going to play. And at any moment events can happen in the street which suddenly cast them in roles – the Victim, the Bystander, the First Aider, and so on.

  • She was doing her best to play the whore, fleshing out her mouth and rolling her hips, and I wondered if this was all the whim of some avant-garde theatre director staging a street production of Mahagonny or Irma la Douce.
  • ‘It was a piece of night-theatre, a water-borne spectacular to perk up the restaurant trade. A party of Middle East tourists played the clowns, with a chorus line of French good-time girls. Brutal, but great fun.’
  • I assumed that the thief would be swimming towards the rocks below the watch-tower, to a rendezvous previously arranged with the car’s driver, who waited for him like a chauffeur outside a stage-door after the evening’s performance.
  • ‘It was a show, David. Whoever stole the speedboat was putting on a performance. Someone with a taste for fire . . .’ ‘

In encounters with the police, Ballard’s characters tend to smarten up and become hyper-aware of their stance and expressions and words, trying to calculate the effect they’re having, even more so when dealing with a lawyer or in a court of law, where everyone is on their mettle and playing pre-assigned roles.

  • [Inspector] Cabrera had unnerved me, as if he had read the secret script that Crawford had written and was aware of the role assigned to me
  • [Inspector] Cabrera was watching me in his thoughtful way, as if expecting that I, in turn, would admit my role in the crime
  • ‘Your retired stockbrokers and accountants are remarkably adept in the role of small-town criminals…’

At particular moments the sense of playing a role can become vertiginous, dizzying, prompting the characters to try to regain control of the scene. The presence of the police or security guards will do that to you. Make everyone fantastically self conscious:

I placed my hands on the desk, trying to steady the scene.

If there’s any conclusion it’s that Ballard’s sense that modern people are continually acting versions of themselves extends far beyond his interest in television and film. TV and film are just the most obvious and stylised peaks of a worldview in which all of us are acting roles – either ones we’ve chosen for ourselves or ones other people have allotted to us – almost all of the time.


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J.G. Ballard: poet or prophet?

I’ll give the game away right at the start by stating that I think Ballard is much more obviously and convincingly a prose poet than he is a social ‘prophet’.

The argument

Ballard is routinely and predictably described as a ‘prophet’, by reviewers, critics, fans and academics. The Atrocity Exhibition is described on the back as:

One of the most prophetic, enigmatic and original works of fiction of the late-twentieth century.

The Atrocity Exhibition is Ballard’s most concentrated book – a prophetic masterpiece. (Introduction by V. Vale & Andrea Juno)

But was he, though? There are several reasons for thinking not:

1. A prophet of what, exactly?

Ballard’s work divides pretty neatly into two types: there’s the science fiction which includes his early disaster novels and most of his short stories, many of which are wildly speculative and set in catastrophic futures – and then the later novels, from around 1970 onwards, which are increasingly rooted in the reality of the present day with its motorways, high rise buildings, advertising billboards and gated communities in the South of France., although weird futures continue to crop up in his short stories…

When people say ‘prophetic’ they’re generally talking about the latter works. And what do they mean? They mean that Ballard described in searing, super-vivid prose the feeling of being overloaded by media stimuli, the alienating experience of inhabiting bleak modern concrete urban environments, the terror which sometimes comes over you when you find yourself trapped in an eight-lane highway packed with sleek metal boxes hurtling past at inhuman speeds.

He captured and conveyed that sense of nervous breakdown in a series of mind-blowing semi-experimental novels from 1970 to 75, being The Atrocity Exhibition, Crash, Concrete Island and High Rise. Each of these deals very intensely with nervous breakdown, physical and moral collapse which derives directly from the inhumane modern built environment.

And yet… forty years later, society hasn’t broken down, has it? People now accept modern architecture and the great sweep of motorway flyovers carving through their cities. It can still be painted as a dehumanising environment by artists and film-makers. But most people, most of the time, are not having nervous breakdowns and reverting to the primeval savagery depicted in High Rise.

And many of the specific aspects of his urban fiction feel very dated now.

Take the images of Vietnam which thread through The Atrocity Exhibition and Crash. Vietnam was the first TV war and in all probability the last, as every Western government saw what giving unfettered access to reporters and TV journalists did i.e. eroded domestic support. In my reviews of the career of Don McCullin I note that he several times says how disappointed he was not to be allowed to accompany the Falkland Islands task force: the government had learned its lesson; only tame journalists whose access could be controlled and monitored were allowed along.

The British have been involved in a number of conflicts since – Yugoslavia, Sierra Leone, Iraq twice, Afghanistan –  but they have been completely controlled and packaged by governments and willing broadcasters. The really bad craziness which spilled into the living rooms of the average suburbanite, and was an important component in the hysterical mood of those novels, is long, long gone.

TV itself has also been utterly internalised and neutralised. In his experimental books, television is new enough to prompt paragraphs of media studies-style shock and astonishment at the bizarreness of the medium itself interrupting footage of burning villages to bring us commercials about bath cleaner.

But both ends of this spectrum have been blunted. We rarely if ever see the kind of war scenes Ballard is invoking; and everybody has learned to tune out the ads. The advent of the internet means that you can binge watch entire series of dramas or soaps without ever seeing an ad. there are a lot of aspects to this, but one is that the average punter is much more in control, instead of being bombarded with shocking images like the subjects of some extreme social experiment, which is how people appear in those novels.

Similarly, huge roadside billboards were relatively new in the 1960s but, again, old hat by now. Even the TV-style moving ads on the Tube are easy to blank out and ignore.

In other words, a lot of the elements Ballard described with such fantastically super-charged prose poetry from 1966 to 1973 are now almost over-familiar and bereft of threat. Ask my kids if they feel the saturated mediascape is giving them a nervous breakdown and (if you can get them to lift their eyes from the latest Netflix binge-watch) they’ll laugh in your face.

But his fans – and others who plough the same kind of furrow, either as media studies-type academics or contemporary writers – persist in focusing on these aspects of his work.

In his introduction to the 2014 edition of The Atrocity Exhibition, the novelist Hari Kunzru doggedly repeats this idea, that Ballard’s books are mind-expanding, shock revelations which still ‘disturb’ and ‘interrogate’ and ‘undermine’ reality or modern society and all the other tired, familiar art house, would-be ‘radical’, art-curator terminology.

Kunzru slots Ballard into the same, tired old lineage, the same dusty avant-garde genealogy which reaches back to the French bourgeoisie-shockers, via Dada and the Surrealists, to the Beats in the 1950s, the Situationists in the 1960s, and so tiredly on.

But how can something be avant-garde if it’s 50 years behind the times?

I keep reading political commentators saying Labour lost the 2019 election because they were still talking the language of the 1960s, or even of the Victorian era – trapped in the delusion that there is one, homogeneous, cloth-capped, Northern working class which will always give them their vote, come what may. Wrong. The world has changed.

I can’t help feeling the same about the so-called avant-garde tradition. Nowadays talk of Dada and the Situationists feels like the treasured possession of old and out-of-date intellectuals, solemnly showing you a box of faded newspaper cuttings from the mid-1960s as if they bear any relation to the situation and experiences of the present day.

‘Look at the taboo-busting way his characters arrange prostitutes in the posture of car crash victims’, the ageing college lecturer tells us, everso proud of his yoof credentials.

The reality is that the future hasn’t shocked, disturbed, unsettled or traumatised the human spirit anywhere near as much as the solemn talk of transgressive avant-gardes would have us believe. The Archers is still running, as is Coronation Street. They still wave flags at the Last Night of the Proms. Top of the bill at this year’s Glastonbury? Paul McCartney and Diana Ross.

The future is now and people are loving it, streaming their favourite shows, chatting away to Alexa, listening to any music from anywhere at the click of a button, ordering up tasty Deliveroo meals, ordering an Uber to go home after a great night out, and generally living it up.

Compared to the wholesale way the vast majority of the population owns and revels in our technological present, Kunzru proudly telling us how excited Michael Moorcock was in 1966 when he found that the front room of Ballard’s flat was covered in a collage of pages cut out from Chemistry News seems ridiculous. Yes, granddad. We’ve seen your collection of 1960s literary magazines before, granddad. Yes, they’re very interesting, granddad. But now it’s time for your medication and your nap.

2. Two specific ways Ballard was not prophetic

Prophetic means: ‘accurately predicting what will happen in the future’. I’m now looking at the other strand in Ballard’s work, the overtly science fiction strand. Rereading these stories, mostly about dystopian futures, kept making me thing two obvious points.

1. Population boom In all of Ballard’s futures, the population has vanished. In the Ultimate City the population of the world has collapsed, in Low-Flying Aircraft humanity is dying out, in Cage of Sand whole areas of the world have been abandoned, in Chronopolis the big cities have been abandoned. Abandoned cities and terminal beaches, those are the familar zones of Ballard’s imaginarium.

But it’s simple. The world hasn’t emptied. the human population hasn’t plummeted. the exact opposite has happened. In 1970 when the Atrocity Exhibition was published the global population was 3.7 billion. Fifty years later it has doubled to 7.5 billion and counting.

Insofar as Ballard’s imaginary futures depict a world emptied of humans it is not only not prophetic, it is diametrically wrong. A truly avant-garde prose would be trying to grapple, not with what it is to live in abandoned cities occupied by a handful of dazed inhabitants – but what it’s like to live in mega-cities like Tokyo, Delhi, Shanghai. Something more like William Gibson’s well-named ‘Sprawl’ trilogy.

2. Posh characters To the end of his writing carer Ballard described posh, middle or upper-middle-class characters, typified by the large number of educated, open-minded doctors who litter his stories. In a way the typical thing about High Rise is not that the characters end up descending to the depths of bestial depravity, but that they are all such pukka, posh English chaps and chapesses.

This is indicated throughout by his rather haphazard way with names so that lots of the characters have very run-of-the-mill and very English names (Talbot, Vaughan, Clifton and Ransom spring to mind).

I’m not criticising him for describing an almost 100% white middle class milieu, not at all. I’m just pointing out that it is the other, large element of his writing which was diametrically wrong. Society hasn’t carried on consisting of pukka white chaps and chapesses. The exact opposite has happened. Britain has been inundated with immigrants (and I don’t mean just ones with different colour skins, but nearly a million Poles, for example). Our society, and most Western societies have become chaotically multicultural and multilingual and show every sign of continuing in this direction.

I am not criticising Ballard for writing about the social class and kind of people he knew best, not at all. I’m just saying that those of his private and academic fans who try to hold him up as a prophet, a predictor of the future, have to take account of the fact that two of the central imaginative pillars of his fiction didn’t only not come true, but the diametric opposite took place.

3. An argument against deifying writers

Anyway, in my opinion the deifying or worshipping of writers is to be resisted. It is a primitive psychological tendency, it is a way of abdicating our own responsibility to think for ourselves.

Writers should be credited as writers, but not necessarily as thinkers. As thinkers, writers are often very charismatic, but almost always wrong. Morally wrong, yes, though that’s open to endless debate. But more often plain, factually wrong.

Dickens thought that universal free education would eradicate poverty. Wrong. Morris thought a Marxist revolution would liberate the working classes. Wrong. Dostoyevsky though Russia must turn its back on the decadent West to assert its Slavic identity. Wrong. Tolstoy thought we should relinquish all our belongings and live like peasants. Wrong. Gorky thought Lenin was the saviour of the poor. Wrong. Pound thought Mussolini would be a patron of the arts like a Renaissance prince. Kipling thought the British Empire was vital to raise the lesser breeds in our countless colonies. Wrong. Eliot thought Britain would be better off as a religious and ethnically homogeneous kingdom, preferably with few if any Jews. Wrong. Wrong. Wrong.

In my opinion:

  1. Beware of taking any writer as a moral or political inspiration
  2. Judge writers by the quality of their writing, not by their beliefs or pontificating – their beliefs will soon become out of date or controversial or come to seem ludicrous: but their writing, if it genuinely contributes to the life of the language, will live

As Oscar Wilde said, there’s no such thing as moral or immoral writing, there is only good or bad writing.

Ballard the prose poet

So for me, the thing to do is leave these political and ‘moral’ squabbles behind and focus on what Ballard undoubtedly is, which is a creator of some of the most astonishing prose poetry ever written.

What links every element of his career – the disaster novels, the sci-fi stories and the urban nightmare series – is his extraordinary ability to make the English language sit up and beg, dance to his tune, perform extreme sports, coasteer and freebase.

Somewhere Ezra Pound says you ultimately judge a poet by the integrity of his lines, and there are hundreds of breath-taking lines in Ballard, lines no-one else could have written and which take you into wonderful, liberating new realms of language and imagination.

All day he had been building his bizarre antenna on the roof of the apartment block, staring into the sky as if trying to force a corridor to the sun.

Meanwhile the quasars burned dimly from the dark peaks of the universe, sections of his brain reborn in the island galaxies.

Bonfires of Jackie’s face burn among the reservoirs of Staines and Shepperton. With luck he finds a job on one of the municipal disposal teams, warms his hands at a brazier of enigmatic eyes. At night he sleeps beneath an unlit bonfire of breasts.

An airliner rose from the runway four hundred yards to our left, wired by its nervous engines to the dark air.

Catherine peered into my face, as if squinting through the window of a diving helmet.

The nodes of glass scattered on the ground glinted like pieces of discredited coinage.

Laing remembered the stale air in his apartment, tepid with the smell of his own body. By comparison, the brilliant light reflected off the chromium trim of the hundreds of cars filled the air with knives.

The previous night, as he prepared to leave, settling his sons and testing the locks on the doors, Helen had suddenly embraced him, as if wanting him to stay. The muscles of her thin face had moved through an irregular sequence of tremors, like tumblers trying to fall into place.

He resented speaking to Charlotte or to anyone else, as if words introduced the wrong set of meanings into everything.

On page after page Ballard is capable of writing sentences which zing with linguistic verve but also push, exercise and stretch your imagination. Maybe he was a ‘prophet’, you can make a case for or against. but without doubt he was one of the most poetic writers of English prose who ever lived, so plain and factual in appearance, and yet so glitteringly brilliant.


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Pornography, simile and surrealism in The Atrocity Exhibition and Crash

WARNING: This review contains quotations and images of an extremely brutal and/or sexually explicit nature.

The Atrocity Exhibition (1970) is packed with deviant sexual activity, described with a cold clinical detachment, and Crash (1973) is notorious for being one of the most pornographic ‘serious’ novels of the post-war period, not just pornographic but deliberately and studiedly perverse, in that the story is about how the lead characters – both men and women – become fixated on the erotic potential of car crashes.

All this can easily appear gratuitous, designed purely to shock, or to generate publicity and sales.

But apart from all the external arguments we can invoke to defend Ballard, there are arguments in the works themselves which go some way to explaining their extremity.

In particular, one of the recurring characters in The Atrocity Exhibition, the psychiatrist Dr Nathan, is given several speeches where he explains the reason behind the lead character’s obsession with sex – and with extreme, fetishistic sex of the kind Ballard describes in these two books. These two or three speeches explain Ballard’s motivation, contain interesting insights about modern society, and unwittingly shed light on Ballard’s broader approach and technique.

1. Perverse sex resists the trivialisation & commercialisation of sexuality

During the 1960s sex came out of the closet and into all forms of art and media, advertising, music and movies, the mini-skirt, the pill. Ballard’s shock novels both became possible because of this swift liberalisation of social attitudes, but they are also in some measure a reaction against the modern ubiquity of sex:

‘Now that sex is becoming more and more a conceptual act, an intellectualization divorced from affect and physiology alike, one has to bear in mind the positive merits of the sexual perversions. Talbert’s library of cheap photo-pornography is in fact a vital literature, a kindling of the few taste buds left in the jaded palates of our so-called sexuality.’

The argument is that, as the imagery of sex becomes more ubiquitous in advertising and popular culture, our personal enactments of it unavoidably repeat images, positions, postures, maybe even words and phrases, which we have all seen in the tide of increasingly ‘liberated’ movies and TV dramas. So how can we escape from the sense of simply going through motions done much better on the silver screen by glamorous movie stars, or detailed in a thousand ‘How To Have Better Sex’ books and magazine articles, or in the highly sexualised fiction that we can now read? How can we escape from the nagging feeling that our sex lives have been colonised and occupied by the mass media?

By doing things ‘normal people’ would never dream of.

Thus, at a basic level – level 1 – the characters’ obsession with perverse sex is to some extent justifiable as a rejection of the safe, tame, commercially packaged and sanitised sex lives which are increasingly pushed on us from all directions.

(The irony of David Cronenberg making a glossy movie out of Crash was that he was incorporating into film a glaring example of a work which was trying to rebel against being incorporated into film. Hollywood eats everything. Turns everything into two-hour glamorisation and trivialisation, converts the weird and uncanny into a tried and trusted set of gestural and facial clichés. Which is why I loathe film as a medium.)

2. Car crashes are sexually liberating

But not only is extreme fetishistic sex a way of escaping the stifling ‘norms’ of how-to guides in magazines and on daytime TV – Dr Nathan goes on to assert that there is something specifically exciting and arousing about car crashes.

‘Talbot’s belief – and this is confirmed by the logic of the scenario – is that automobile crashes play very different roles from the ones we assign them. Apart from its ontological function, redefining the elements of space and time in terms of our most potent consumer durable, the car crash may be perceived unconsciously as a fertilizing rather than a destructive event – a liberation of sexual energy – mediating the sexuality of those who have died with an intensity impossible in any other form: James Dean and Miss Mansfield, Camus and the late President.’

Think how vital car crashes are to Hollywood movies, both comedies and catastrophes. Think of the orgasmic pleasure it gave hundreds of millions of cinema-goers to watch the whole world blow up in an orgy of crashing cars, airplanes and tube trains in the blockbuster Armageddon movie 2012, and all the many others like it.

Disaster movies are just a shallow, celluloid re-enactment of something much darker and fiercer in human nature: that we revel in destruction. Ballard is just taking this meme – embedded in countless examples of the most popular popular culture – and pushing it to one absolute limit.

The notion that witnessing car crashes allows the release of sexual energy among onlookers lies behind the semi-satirical ‘survey’s which make up the last sections of The Atrocity Exhibition. These assure us, in the po-faced language of questionnaires and social science, that witnesses of car crashes experience a sharp increase in their libido and report marked increases of sexual activity with their partners in the weeks that follow. Car crashes are hot!

3. Car crash sex is one way into a new form of sexuality

If you combine the two ideas above – 1. that fetishistic sex is a way of avoiding the commercialisation of our own sex lives, and 2. that car crashes are exciting – then you move towards a conclusion, a third idea: that car crash sexual fetishisation may be the gateway into a brand new form of human sexuality.

The deformed body of the crippled young woman, like the deformed bodies of the crashed automobiles, revealed the possibilities of an entirely new sexuality.

This view is repeated again and again in Atrocity Exhibition and Crash, that humans are evolving new relationships with their brutal built environment and with each other, and that the combination of the two – of concrete motorways and shopping precincts and multi-story car parks – is creating a new, dissociated, alienated psychology which is giving rise to a new, hard-edge psychology of sex.

4. Car crashes are telling us something

But then there is a fourth level of meaning: beneath the (normally forbidden and repressed) sexual elements which are liberated (in Ballard’s view) by car crashes, there is another, much deeper level of significance. For while we consciously deplore the loss of life etc, we are nonetheless attracted, compulsively attracted, to the scene of car crashes and to re-enact them over and over again. Why?

For Ballard, the assassination of President Kennedy forms a kind of religious apotheosis of the theme: and God knows American culture, from Oliver Stone to Don DeLillo, has been compelled to replay that moment in Dealey Plaza over and over again, picking at the scar, endlessly hoping the psychological devastation of that one fateful moment can be forced to reveal its true secret, to unfold the real conspiracy which led to the president’s death.

The fruitless investigations and countless personal obsessions with the Kennedy assassination are all trying to do the same thing – to get to the bottom, to find the truth about the world. For it all to make sense.

This is a fourth way of interpreting the meaning of car crashes: they are a weird and perverse emblem of humanity’s obsessive need to make sense of the world.

Dr Nathan, in The Atrocity Exhibition, describes one of the other characters as attempting to restage the Kennedy assassination but this time ‘so it makes sense’, and in the annotations he later wrote for the book, Ballard is (as usual) totally candid about the importance of the JFK assassination to the entire book.

Kennedy’s assassination presides over The Atrocity Exhibition, and in many ways the book is directly inspired by his death, and represents a desperate attempt to make sense of the tragedy, with its huge hidden agenda. The mass media created the Kennedy we know, and his death represented a tectonic shift in the communications landscape, sending fissures deep into the popular psyche that have not yet closed.

For all the characters in Crash, the crashes they’ve been involved and the systems of scars and scar tissue left woven into their bodies are telling them something, are codes whose code books have been lost, ciphers of some meaning trembling just beyond reach.

If you think this sounds eccentric or exaggerated, just cast your mind back to the public reaction to Princess Diana’s death in a car crash: it was epic, it was awesome, the entire nation came to a halt, vast crowds gathered outside Kensington Palace and queued for days to sign the book of condolence. And then her funeral. Every commentator at the time highlighted the sense of excess, that the nation seemed to be traumatised far more than the facts of the matter seemed to justify. My own interpretation was that it was us we were grieving for, for all our lost illusions, dreams and hopes which this fairytale princess had come to symbolise.

And then consider the conspiracy theories about the role of the driver, and the pursuing cars, and the role of MI6 or the Royal Family in ‘assassinating’ her, or was it the Russians or… or… Anything, no matter how far-fetched, in order to give meaning, purpose, shape and coherence to what was, in fact, just a stupid pointless car crash, like so many hundreds of thousands of others.

Well, it is the same forlorn, doomed quest for the elusive meaning at the heart of the violent confrontation between man and machine, for the sense of any meaning at the heart of our lives, which the characters of Crash are condemned to pursue, right up to the book’s logical and senseless climax.

5. Car crashes are examples of Ballard’s obsession with junctures and juxtapositions

But these four interpretations of car crash sex – the sexual and the psychological and the ontological  – themselves overlay an even deeper level of meaning: for in The Atrocity Exhibition in particular we come to realise that the protagonist’s obsession with sex is in fact a sub-set of a much deeper obsession – an obsession with the way things are put together – with the modern world of junctions and conjunctions.

Seen from this perspective, sex is just the most garish and compelling avatar of a far deeper and more abstract structure which exists throughout the world as we know it, which is the joining together of disparate parts.

The Primary Act. As they entered the cinema, Dr Nathan confided to Captain Webster, ‘Talbert has accepted in absolute terms the logic of the sexual union. For him all junctions, whether of our own soft biologies or the hard geometries of these walls and ceilings, are equivalent to one another. What Talbert is searching for is the primary act of intercourse, the first apposition of the dimensions of time and space. In the multiplied body of the film actress – one of the few valid landscapes of our age – he finds what seems to be a neutral ground. For the most part the phenomenology of the world is a nightmarish excrescence. Our bodies, for example, are for him monstrous extensions of puffy tissue he can barely tolerate. The inventory of the young woman is in reality a death kit.’ Webster watched the images of the young woman on the screen, sections of her body intercut with pieces of modern architecture. All these buildings. What did Talbert want to do – sodomize the Festival Hall?

This passage explains in a flash the bizarre linkage of sex and architecture which runs throughout The Atrocity Exhibition and recurs in Crash, in its fetishisation of concrete motorways and multi-story car parks.

Modern brutalist architecture reveals the junctions of floors and ceilings, uprights and flats, struts and pillars, with crushing candour – and it is not altogether irrational to see the brutal slotting of concrete floors into concrete stanchions, stark geometric arrangements of prefabricated parts slotted together to create complicated cantilevered structures – with even the most basic sexual positions; even the missionary position, seen from outside, is quite an unwieldy network of limbs arranged in funny and strikingly geometric angles, four arms, four legs, bearing weights or bent at strange angles – all to arrange for the slotting of a vertical member into an oval orifice.

Seen – just seen – actually observed with no moral or sentimental framework whatsoever – sex is a complicated assemblage of moving parts for dubious ends.

Above all, the interest in angles, angles of entry or penetration, the rectilinear arrangements and poses of the human body, can be quite easily made to seem half-abstract.

The identification of splayed human bodies with the splayed metal plates of cars which have been in catastrophic crashes is not, in the end, that far-fetched.


Modern art and angles

This fetishistic approach seems less exceptional when taken out of the context of novels and literature altogether, and placed in the tradition of modern art.

Remember Ballard was very interested indeed in modern art, confessed in interviews to wanting to have been an artist, and litters his stories with art references. In these respects – exploring sexual perversion, and the geometric aspect of the human body – art was waaaaay ahead of written literature, having discovered the geometry beneath the skin of human beings fifty years before Ballard was writing his rude books.

Nude Descending a Staircase by Marcel Duchamp (1912)

Indeed, Duchamp’s famous painting Nude Descending a Staircase is directly referenced in The Atrocity Exhibition, in The Great American Nude chapter:

Koester parked the car outside the empty production offices. They walked through into the stage. An enormous geometric construction filled the hangar-like building, a maze of white plastic convolutions. Two painters were spraying pink lacquer over the bulbous curves. ‘What is this?’ Koester asked with irritation. ‘A model of A/ 3 1 ?’ Dr Nathan hummed to himself. ‘Almost,’ he replied coolly. ‘In fact, you’re looking at a famous face and body, an extension of Miss Taylor into a private dimension. The most tender act of love will take place in this bridal suite, the celebration of a unique nuptial occasion. And why not? Duchamp’s nude shivered her way downstairs, far more desirable to us than the Rokeby Venus, and for good reason.’

‘Far more desirable to us than the Rokeby Venus’? Discuss.

Bellmer and fetish dolls

Ballard was particularly attracted by the Surrealists, and The Atrocity Exhibition references a dozen or so Surrealist paintings and artists, and the idea of bodies regarded as weird fragments, taken to pieces and reassembled to make bizarre new biologies, was one of Surrealism’s basic strategies.

This is most crudely obvious in the obscene and disturbing mannequins made by the German Surrealist artist and photographer Hans Bellmer (1902-1975). Bellmer made his first recombined ‘dolls’ in 1933, was forced to flee to the Nazis, was welcomed to France by the Surrealists, and after the war continued to produce a stream of erotic drawings, etchings, sexually explicit photographs, paintings and prints, often – the transgressive little tinker – of pubescent girls.

Plate from La Poupée (1936) by Hans Bellmer

This is not just like Ballard, it virtually is the Ballard of The Atrocity Exhibition and Crash, in which men fetishise parts of the female body, pose women in awkward and anti-romantic positions, imagine women’s bodies as multiple fragments or as specific zones blown up to the size of billboard hoardings.

Bellmer explained his thinking thus:

What is at stake here is a totally new unity of form, meaning and feeling: language-images that cannot simply be thought up or written up … They constitute new, multifaceted objects, resembling polyplanes made of mirrors … As if the illogical was relaxation, as if laughter was permitted while thinking, as if error was a way and chance, a proof of eternity.

This could be Ballard talking.

Or take the surprise final work by Marcel Duchamp, the notorious (for the tiny number of people who have heard of it) Étant donnés, which Duchamp laboured over (allegedly) from 1946 to 1966 in his Greenwich Village studio, and which was only discovered after his death.

It consists of a common-or-garden wooden door which contains a peephole through which you see a brutal photo of a nude woman lying on her back with her face hidden, legs spread, and one hand holding a gas lamp against a landscape backdrop.

Étant donnés: 1° la chute d’eau / 2° le gaz d’éclairage (Given: 1. The Waterfall, 2. The Illuminating Gas) by Marcel Duchamp (1946-1966)

Shocked? You’re meant to be. Puzzled? Ditto.

Ballard and the French tradition of épatant la bourgeoisie

In fact, the more you think about it, the more ‘traditional’ Ballard’s two extreme books seem – just not in the well-mannered English tradition.

The Atrocity Exhibition and Crash have nothing in common with the polite and subtle novels about upper-middle-class life of an Anthony Powell from this period, or the works of the so-called Angry Young Men (Osborne, Amis), or the kitchen-sink dramas which came in in the early 60s (Saturday Night and Sunday morning et al).

But they are entirely in the tradition, the very long tradition, of French literary attempts to ‘épater la bourgeoisie’ or shock the middle classes.

This French tradition goes back at least as far as the self-consciously decadent poets and writers of the 1890s, or further back to Arthur Rimbaud writing in the 1870s or further back to Baudelaire’s poems about hashish and prostitutes, Les Fleurs du Mal in 1857, or maybe all the way back to the Marquis de Sade and works like The Hundred Days of Sodom (1785) which set out to scientifically catalogue every kind of sexual position and perversion conceivable to the mind of man.

By 1924 when André Breton published his Surrealist Manifesto France had had seventy years or so of ‘radical’ artists determined to use sex and obscenity to disrupt what they saw as the placid banality of bourgeois life.

Courbet scandalised the bourgeoisie with his Realism, Flaubert with the ‘immorality’ of Madame Bovary. Monet scandalised the bourgeoisie with his naked women at a picnic, the Impressionists with their shapeless ‘daubs’. Zola scandalised the bourgeoisie with his blunt Naturalism and frank depictions of Paris prostitutes (in Nana). The Decadents scandalised the bourgeoisie with their over-ripe dreams of drugs and unmentionable perversions. The Cubists scandalised the bourgeoisie with their collages and geometric shapes. The Surrealists shocked the bourgeoisie with their revelation of the sexual perversions lurking just beneath the surface of human consciousness. And so on…

In other words, in France, there is a very well-established and totally assimilated tradition of artists, novelists and playwrights doing their best to shock the bourgeoisie. Seen from this perspective Ballard is hardly a pioneer, more of a late-comer which, I think, sometimes explains the rather bloodless and placid feel of even his most ‘scandalous’ novels. Even when I first read them in the 1970s I had the sense that I’d somehow already read them and now, 40 years later, I think that’s because he was in fact channelling well-established tropes and notions (albeit from the Continental tradition) and simply updating them for the age of helicopters, napalm and multi-story car parks.

Surrealism, the art of juxtaposition and Ballard

At the core of Surrealist practice was the idea of the jarring juxtaposition of completely disparate elements.

It was while reading Les Chants de Maldoror, published in 1869 by Isidore-Lucien Ducasse under the pseudonym the Comte de Lautréamont, that the godfather of the French surrealists, André Breton, discovered the phrase that became foundational to the surrealist doctrine of objective chance:

as beautiful as the chance encounter of a sewing machine and an umbrella on an operating table.

Striking juxtapositions are a core element of the Surrealist aesthetic.

Thus when Ballard makes systematic, obsessive and repeated comparisons between the splayed bodies of naked women and a) the hard angles of brutalist concrete architecture, and b) the splayed metal and shattered windscreens of car crashes, he is following the Surrealist aesthetic to a T.

Although our imaginations are bombarded with adverts, films and novels encouraging us to think of sex as a smooth and sensual affair, not very different from eating a Cadburys Flake, anybody who’s actually had sex knows that it can also be quite energetic and brutal, that it contains elements of aggression and domination, compliance and submission which are hovering on the brink of possibility, waiting to be isolated and encouraged.

Since Fifty Shades of Grey became the fastest-selling novel of all time, we as a culture have become much more open about aspects of bondage or BDSM as it is now known and marketed in High Street sex shops, leading to a great deal more sexual experimentation of the kind Ballard describes in his books.

The identification of sex with car crashes was deeply shocking in the repressed 1960s, and upsets the simple-minded to this day, but both visually and conceptually, I am persuaded by Ballard that it is born of a deep, latent similarity between the two events.

Similes and Surreal juxtapositions

This gesture, the idea of the unexpected linking together of disparate elements, echoes some of the points I made in my essay about the importance of similes in Ballard’s writing.

Ballard uses similes a lot. So do other writers, but from his earliest novels Ballard as a writer is notable for the striking and outré comparisons he makes: a woman’s eyes are like dragonflies, wrecked cars look like Saurian lizards, high rise buildings tower overhead like glass coffins.

Ballard’s mind is always making comparisons and correlations, moving from the real concrete thing being described to often wild and unlikely analogies so that when you read a Ballard text you are not only reading about things themselves but are continually projected or flung into the full flood of his uncanny imaginarium.

This is another way to understand the obsession with geometry, planes and angles in The Atrocity Exhibition. It is like the technique of simile but converted into the language of geometry. You can think of all the references to angles and geometry as like being structural containers for similes, but without the actual content. Lines from the draft of a painting waiting to be filled in.

Looked at from this point of view, the linkage of porno sex to car crashes, and the various angles and shapes made by women’s bodies to the architectural shapes of concrete flyovers or modernist hotels, is in a sense only taking the metaphor-making tendency intrinsic in all Ballard’s fiction to extremes.

Ballard himself acknowledges the weirdness and extremity of some of his analogies at various points in the text:

This can be carried to remarkable lengths – for example, the jutting balconies of the Hilton Hotel have become identified with the lost gill-slits of the dying film actress, Elizabeth Taylor.

Extremes of disgust, in some critics’ minds; but extremes of delirious insight and extraordinary beauty, in my opinion. I am particularly haunted by his obsessive use of the idea that human faces contain implicit lines and planes which project outwards, forming complex three-dimensional geometries.

His eyes stared at Travis, their focus sustained only by a continuous effort. For some reason the planes of his face failed to intersect, as if their true resolution took place in some as yet invisible dimension

The planes of their lives interlocked at oblique angles, fragments of personal myths fusing with the commercial cosmologies.

The planes of his cheekbones and temples intersected with the slabs of rainwashed cement, together forming a strange sexual modulus.

For English readers in 1970 this was weird and revolutionary stuff and it still has the power to stun and disorient today. But deep down, is it anything more than a putting into words of the visual effects created by about ten thousand cubist portraits from fifty years earlier?

Young Man in a Gray Sweater (1914) by Diego Rivera

Ballard’s fundamental strategy in these two shattering books is to contrast the soft and (for most people) precious and sentimental idea of the human body, especially its most sensitive, erogenous and private zones – breast and pubis, penis and vulva – and juxtapose them with the most public, hard-edged, angular and manufactured objects of the modern world – cars, roads, brutalist buildings.

Although the books contain hundreds of individually brilliant similes and metaphors, I couldn’t help thinking that underlying most of them and the deeper structures of the books’ themes and ideas, were the profoundly disruptive and innovative strategies of early 20th century Modernist art.


Reviews of J.G. Ballard’s books

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Short story collections

Surrealism reviews

Exhibitions

Books

J.G. Ballard’s literary experimentalism

The most obvious thing about Ballard’s novels and short stories is that, although they have a hallucinatory intensity and routinely describe extreme mental states and characters who descend into psychosis and insanity, the outward form of them is for the most part extremely conservative.

Ballard’s prose style occasionally uses unexpected phraseology but is, at its heart, pukka – an eminently correct, professional, middle-class English voice. In other words, the searing weirdness of many of Ballard’s stories is conveyed in a disconcertingly respectable prose style.

It is, therefore, something of a surprise to learn that Ballard had a long-running interest in quite radical literary experimentation, and it’s useful to be aware of his efforts in this field because they inform your reading of the earlier and mid-period stories and novels.

This blog post is a brief overview of the most notable of Ballard’s literary experiments. (What follows is heavily indebted to a number of online articles which are referenced at the bottom.)

Project for a new novel (1958)

In the late 1950s Ballard was working on the journal of the Chemical Society in London and was much taken with the juxtaposition of snazzy layout and scientific content in related American magazines, such as Chemical and Engineering News.

He had the idea of cutting up headlines and text from it and other scientific magazines like it, in order to create collages packed with scientific words and phrases arranged in surreal combinations:

Letters, words and sentence fragments are pasted onto backing sheets with glue. Their design visually references everyday media, with headlines, body text and double-page spreads suggesting a magazine layout. Originally Ballard planned to display the work on billboards, as if it was a public advertisement.

In the end Ballard created four collage works, which became famous among his friends and close colleagues, and which are now in the possession of the British Library who curate Ballard’s collected notes and manuscripts.

One of the four collages Ballard made for his Project for New Novel. Note the phrase Mr F is Mr F, which became the title of a short story, and the names Coma, Kline and Xero, given to characters who turn up in the novel The Atrocity Exhibition

Ballard himself described the Project as:

Sample pages of a new kind of novel, entirely consisting of magazine-style headlines and layouts, with a deliberately meaningless text, the idea being that the imaginative content could be carried by the headlines and overall design, so making obsolete the need for a traditional text except for virtually decorative purposes.

I liked the stylish typography. I also like the scientific content, and used stories to provide the text of my novel. Curiously enough, far from being meaningless, the science news stories somehow become fictionalised by the headings around them.

It was a collage of things clipped from journals like Chemical Engineering News, the American Chemical Society’s journal – I used them a lot because I liked the typeface. I wanted to publish a novel that looked like that, you see – hundreds of pages of that sort of thing. Get away from text altogether – just headlines!

Many of the names, phrases and concerns which first appeared in the Project have resurfaced over the years, particularly the characters Coma, Kline and Xero who appear in The Atrocity Exhibition, Coma also cropping up in the classic short story The Voices of Time, and phrases such as ‘the terminal beach’ and ‘Mr F is Mr F’, both of which became the titles of short stories.

The four collages can also be seen in the background of a photograph of Ballard taken in 1960 in his garden at Shepperton, which has become a talisman for true Ballardians. The full text of Project for a New Novel was finally published 20 years after it was created, in New Worlds magazine No. 213, in 1978.

J.G. Ballard in front of his abandoned billboard novel, 1960. Photo: Mary Ballard

Advertisers Announcements (1967-71)

Between 1967 and 1971 Ballard produced five Advertisers Announcements. As he explained in an interview:

Back in the late 60s I produced a series of advertisements which I placed in various publications (Ambit, New Worlds, Ark and various continental alternative magazines), doing the art work myself and arranging for the blockmaking, and then delivering the block to the particular journal just as would a commercial advertiser.

Of course I was advertising my own conceptual ideas, but I wanted to do so within the formal circumstances of classic commercial advertising – I wanted ads that would look in place in Vogue, Paris Match, Newsweek, etc.

To maintain the integrity of the project I paid the commercial rate for the page, even in the case of Ambit, of which I was and still am Prose Editor. I would liked to have branched out into Vogue and Newsweek, but cost alone stopped me…

The five ads are:

1. Homage to Claire Churchill

Homage to Claire Churchill (1967)

Claire was his girlfriend and this a pretty straightforward happy photo of her. There’s no strapline or product logo as you’d expect in a real advert. Instead there’s a dense paragraph of text at the bottom, quoting a typical paragraph from his experimental novel, The Atrocity Exhibition, indeed the ad was published in Ambit in July 1967 and it borrows copy directly from ‘The Death Module’, simultaneously published in New Worlds and later re-named ‘Notes Towards A Mental Breakdown’ in The Atrocity Exhibition.

2. Does the angle between two walls have a happy ending?

The Angle Between two Walls (1967)

This is a still from the art film Alone by American filmmaker Steve Dwoskin, which records a woman masturbating, shot from floor level and pointing up between her legs to show her hand as she touches herself.

What has this got to do with the angle between walls? Well, the correlation of sex and the angles of walls and buildings is explained in The Atrocity Exhibition by the book’s psychiatrist Dr Nathan. He explains that the book’s central protagonists has moved so far beyond conventional sex that he has excavated down to the fundamental paradigm of the junction – an obsession with how entities meet and combine of which human sex is just a small sub-set.

Hence the character’s obsession with the walls of the apartments and bedrooms he finds himself in, and with modern architecture like the (then new) Hilton Hotel, and the curving ramps and inclined planes of the new concrete multi-story car parks. These are all aspects of the modern world’s obsession with junctions and angles and the meeting points of lines and planes. As such they are visual correlatives of the strange angles and postures adopted by the human animal when it has sex.

3. A Neural Interval

A Neural Interval (1968)

This is a photo from a 1960s bondage magazine. It’s not particularly sexy, is it? Because of the sea in the background I initially thought the subject was a swimmer or diver with cumbersome kit photo-collaged on top of her. But no, this really is a supposedly sexy photo of bondage gear circa 1968.

The adjective ‘neural’ crops up a lot in late-60s Ballard, and the phrase ‘neural interval’ suggests a stoppage in time, or at least a stoppage of stimuli to the senses. It’s not immediately clear how this is related to a woman wearing bondage gear in a boat, although possibly the very disjunction between the words and the image are precisely its point.

4. Placental Insufficiency

A Placental Insufficiency (1970)

Ballard appropriates a striking photo by American photographer Les Krims. I thought that some or all of it must have been collaged, but apparently this woman looked like that and was happy to pose with a hunting rifle. Those Yanks, eh.

By this stage, after four ads, I think two or three things are obvious.

1. Women The photos are all of women, sexy or naked women in 3 out of 4. If Ballard is seeking to deconstruct the glib imagery of advertising, featuring naked women is a funny way of going about it. Still, it was 1967 or 68, I suppose when plenty of womens liberationists thought that burning their bras and stripping naked would abolish shame, embarrassment and the male gaze.

2. America For someone supposedly engaged in critiquing the modern world, deconstructing consumer capitalism, revealing the perverse fetishism which underlies the commercial packaging of homogenised sexuality etc etc, Ballard, like so many rebels and revolutionaries of his era, was strongly attracted to the epicentre of world capitalism and inclined to bow the knee to every type of American consumer product, including Hollywood film actresses and the long, cool, flash American cars which feature in so much of his mid-period fiction (like the heavy American Lincoln Continental driven by Dr Robert Vaughan, the demented exponent of car crash fetishism in Crash).

3. Texts But the really obvious thing about them is that, although the images are striking, the real force of the thing comes from the texts. Ballard not only doesn’t have the courage to leave the images to stand alone, or to give them brief and clever or satirical straplines: each one has to have quite lengthy and demanding avant-garde text stapled onto them.

5. Venus Smiles

Venus Smiles (1970)

Ballard himself took this photo of his partner Claire Churchill as she was contorting herself to get into a pair of jeans after a visit to the beach, hence the flecks of seaweed and sand sticking to her white skin.

This is the most interesting of the photos because of the way it’s been turned on its side, because of the big black bush between her legs, and the way the detritus clings to her skin like flies or enlarged bacilli. And the superimposed text, which starts off with characteristic Ballard obsessions with depersonalisation, ends up being unexpectedly sweet.

Conclusion

These pictures of five women, four of them naked, tend to confirm the suspicion that the super-imposed text might be clever but this arty contrivance – like so many attempts at avant-garde art – pales into insignificance next to the immense primal urge of male voyeurism.

Condensed novels and The Atrocity Exhibition

Knowing about the cut-and-paste novel idea, and having seen the Alternative Ads, it’s a lot easier to understand why Ballard originally wanted to have The Atrocity Exhibition done as a book of collage illustrations.

I originally wanted a large-format book, printed by photo-offset, in which I would produce the artwork – a lot of collages, material taken from medical documents and medical photographs, crashing cars and all that sort of iconography.

Alas, the practicalities of publishing intervened, and Ballard amended the idea to something related but different.

The final version of The Atrocity Exhibition is his most accessible piece of experimentalism because it was published as a mass market paperback. Superficially the book is divided into fifteen short ‘chapters’ but as soon as you start reading them you realise that none of them make sense in themselves, and they certainly don’t add up to a consistent narrative in the usual way of a novel.

Instead, each chapter is what Ballard described as a ‘condensed’ novel – clips and excerpts, moments of time, brief gestures and fragments of dialogue cut and pasted together. The reader has to sort out what is going on and how the fragments are connected, in his or her own mind.

Not only that, but each ‘chapter’ or ‘condensed novel’ references the same fragments, actions and images, repeated but in distorted form. At the most obvious level, the same ‘characters’ recur in consecutive sections – Dr Nathan, Catherine Austen, Karen Novotny – but there is also a stray meeting between two characters at some kind of formal conference or symposium which is re-enacted in each chapter, there is the repeated enactment of car crashes or of a helicopter crash which is its cognate; the male characters each display obsessive behaviour, such as Talbot assembling some kind of modernist sculpture on the roof or outlining furniture in an apartment with chalk; and each chapter contains a numbered list, although the items on the list change from chapter to chapter and so does the ostensible list creator. And so on.

The point is that The Atrocity Exhibition makes a lot more sense if you don’t come to it cold, as an unexpected freak show, but see it as a logical development and extension of Ballard’s long-running interest in fragments, collage and non-narrative.

Crashed Cars exhibition (1970)

In April 1970 Ballard staged an exhibition titled Crashed Cars at the New Arts Laboratory in London.

1. In the post-war period cars became a symbol of consumer empowerment and glamour. Cars were promoted in films and adverts and car ownership rocketed. However, so did the incidence of car crashes, with a number featuring high-profile fatalities – James Dean (1955), Albert Camus (1960), Jayne Mansfield (1967) (which, obviously, continued after the exhibition and down to our day – Marc Bolan (1977), Grace Kelly (1982), Princess Diana (1997)).

2. And after all, a car crash is the centrepiece of the closing song on the decade’s keystone album, Sergeant Pepper’s Lonely Hearts Club Band, when John Lennon sings:

I read the news today, oh boy
About a lucky man who made the grade
And though the news was rather sad
Well, I just had to laugh
I saw the photograph

He blew his mind out in a car
He didn’t notice that the lights had changed
A crowd of people stood and stared
They’d seen his face before
Nobody was really sure if he was from the House of Lords

3. A quick search of the internet reveals that, as it happens, the highest figure for road traffic-related deaths during peacetime was 7,985 in 1966, the year before the Beatles album (by comparison, 1,782 people were killed in road accidents in 2018.)

So Ballard wasn’t being all that eccentric to envision a) the car as a key symbol of the twentieth century, and b) the mystique about car crashes – the way they had killed a number of A-list celebrities, the way people were gruesomely fascinated by them (‘Well, I just had to laugh, I saw the photograph’) – as telling us something profound and unsettling about our car-mad culture.

And so he staged an exhibition of crashed cars. Actually, there were only three car wrecks in the exhibition and – disappointingly – no photos of the event appear to have survived. Some of the visitors to the gallery vandalised the wrecks with wine, paint and urine, confirming Ballard’s belief that the growing ‘technological landscape’ was influencing human behaviour and social relationships and not in a good way.

Alternatively, they might just have been getting into the spirit of anarchic 1960s ‘happenings’.

To me Ballard’s Crash exhibition hardly seems experimental at all. It is well known that people stop to stare at car crashes and that traffic slows right down on motorways as people slowly pass the scenes of smashes. I’ve done it myself.

This is because there really is something deeply fascinating about the pathology of car crashes and something weirdly compelling about the way that objects which are promoted as smooth and curved and aerodynamically perfect are transformed into angular nests of smashed windscreens and random spikes of metal jutting out. For the last few days I’ve walked past a car parked near my work, the right half of whose bonnet and wings are buckled up and outwards like the carapaces of an enormous beetle.

Since 1970 we’ve had precisely 50 years during which all kinds of objects from the real world have been situated in galleries for our entertainment and mystification. A few years ago I came across a display at Tate Modern of a set of engine blocks from cars which had been blown up by suicide bombers in the Middle East, considered as works of art. No-one bats an eyelid at things like that any more.

So considering the exhibition as an investigation of just what it is that fascinates us about car crashes, and the suggestion that they have a strange and eerie beauty of their own, doesn’t strike me as at all weird. In fact it’s surprising that it took someone so long to come up with it.

Traditionally, the significance of the exhibition is that Ballard went on to explore the mystique and pathology of car crashes in the ‘controversial’ novel Crash (1973), although the weirdness of our obsessive car culture is also the subject of the less well-known novel Concrete Island which immediately followed it (1974). But I’m making the point that the Crash exhibition was part of a continuum of literary and artistic experiments which Ballard undertook in the first half of his career.

Practical conclusion

In the 1950s and 60s Ballard created more collages, now lost. I imagine these, like the New Project and the Advertisers Announcements were fun to make and show friends and maybe persuade a gallery to display for a while… But in the end your agent, your wife and your publisher want standardised texts which they can publish, market and sell. Which is what, after the mid-70s, Ballard produced in abundance.


References

Reviews of other Ballard books

Novels

Short story collections

Other science fiction reviews

Late Victorian
1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same future London as The Sleeper Wakes, Denton and Elizabeth defy her wealthy family in order to marry, fall into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1900s
1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – scientists invent a compound which makes plants, animals and humans grow to giant size, prompting giant humans to rebel against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a comet passes through earth’s atmosphere and brings about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Kent, gets caught up in the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels

1910s
1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1920s
1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, where they discover…

1930s
1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years – surely the most sweeping vista of any science fiction book
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Oxford academic Ransom and take him in their spherical spaceship to Malacandra, as the natives call the planet Mars

1940s
1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent a second temptation by the Devil and the fall of the planet’s new young inhabitants
1945 That Hideous Strength: A Modern Fairy-Tale for Grown-ups by C.S. Lewis– Ransom assembles a motley crew to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950s
1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the future history of the Foundation set up by psychohistorian Hari Seldon as it faces attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the  Foundation Trilogy, which describes the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence, powered by ‘spindizzy’ technology
1953 Fahrenheit 451 by Ray Bradbury – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them until one fireman, Guy Montag, rebels
1953 The Demolished Man by Alfred Bester – a breathless novel set in a 24th century New York populated by telepaths and describing the mental collapse of corporate mogul Ben Reich who starts by murdering his rival Craye D’Courtney and becomes progressively more psychotic as he is pursued by telepathic detective, Lincoln Powell
1953 Childhood’s End by Arthur C. Clarke a thrilling narrative involving the ‘Overlords’ who arrive from space to supervise mankind’s transition to the next stage in its evolution
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley to solve a murder mystery
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
Some problems with Isaac Asimov’s science fiction
1956 They Shall Have Stars by James Blish – explains the invention, in the near future, of i) the anti-death drugs and ii) the spindizzy technology which allow the human race to colonise the galaxy
1956 The Stars My Destination by Alfred Bester – a fast-paced phantasmagoria set in the 25th century where humans can teleport, a terrifying new weapon has been invented, and tattooed hard-man, Gulliver Foyle, is looking for revenge
1959 The Triumph of Time by James Blish – concluding novel of Blish’s ‘Okie’ tetralogy in which mayor of New York John Amalfi and his friends are present at the end of the universe
1959 The Sirens of Titan by Kurt Vonnegut – Winston Niles Rumfoord builds a space ship to explore the solar system where encounters a chrono-synclastic infundibula, and this is just the start of a bizarre meandering fantasy which includes the Army of Mars attacking earth and the adventures of Boaz and Unk in the caverns of Mercury

1960s
1961 A Fall of Moondust by Arthur C. Clarke a pleasure tourbus on the moon is sucked down into a sink of moondust, sparking a race against time to rescue the trapped crew and passengers
1962 The Drowned World by J.G. Ballard – Dr Kerans is part of a UN mission to map the lost cities of Europe which have been inundated after solar flares melted the worlds ice caps and glaciers, but finds himself and his colleagues’ minds slowly infiltrated by prehistoric memories of the last time the world was like this, complete with tropical forest and giant lizards, and slowly losing their grasp on reality.
1962 The Voices of Time and Other Stories – Eight of Ballard’s most exquisite stories including the title tale about humanity slowly falling asleep even as they discover how to listen to the voices of time radiating from the mountains and distant stars, or The Cage of Sand where a handful of outcasts hide out in the vast dunes of Martian sand brought to earth as ballast which turned out to contain fatal viruses. Really weird and visionary.
1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard space-travelling New York
1962 The Man in the High Castle by Philip K. Dick In an alternative future America lost the Second World War and has been partitioned between Japan and Nazi Germany. The narrative follows a motley crew of characters including a dealer in antique Americana, a German spy who warns a Japanese official about a looming surprise German attack, and a woman determined to track down the reclusive author of a hit book which describes an alternative future in which America won the Second World War
1962 Mother Night by Kurt Vonnegut – the memoirs of American Howard W. Campbell Jr. who was raised in Germany and has adventures with Nazis and spies
1963 Cat’s Cradle by Kurt Vonnegut – what starts out as an amiable picaresque as the narrator, John, tracks down the so-called ‘father of the atom bomb’, Felix Hoenniker for an interview turns into a really bleak, haunting nightmare where an alternative form of water, ice-nine, freezes all water in the world, including the water inside people, killing almost everyone and freezing all water forever
1964 The Drought by J.G. Ballard – It stops raining. Everywhere. Fresh water runs out. Society breaks down and people move en masse to the seaside, where fighting breaks out to get near the water and set up stills. In part two, ten years later, the last remnants of humanity scrape a living on the vast salt flats which rim the continents, until the male protagonist decides to venture back inland to see if any life survives
1964 The Terminal Beach by J.G. Ballard – Ballard’s breakthrough collection of 12 short stories which, among more traditional fare, includes mind-blowing descriptions of obsession, hallucination and mental decay set in the present day but exploring what he famously defined as ‘inner space’
1964 Dr. Strangelove, or, How I Learned to Stop Worrying and Love the Bomb by Peter George – a novelisation of the famous Kubrick film, notable for the prologue written as if by aliens who arrive in the distant future to find an earth utterly destroyed by the events described in the main narrative
1966 Rocannon’s World by Ursula Le Guin – Le Guin’s first novel, a ‘planetary romance’ or ‘science fantasy’ set on Fomalhaut II where ethnographer and ‘starlord’ Gaverel Rocannon rides winged tigers and meets all manner of bizarre foes in his quest to track down the aliens who destroyed his spaceship and killed his colleagues, aided by sword-wielding Lord Mogien and a telepathic Fian
1966 Planet of Exile by Ursula Le Guin – both the ‘farborn’ colonists of planet Werel, and the surrounding tribespeople, the Tevarans, must unite to fight off the marauding Gaal who are migrating south as the planet enters its deep long winter – not a good moment for the farborn leader, Jakob Agat Alterra, to fall in love with Rolery, the beautiful, golden-eyed daughter of the Tevaran chief
1966 – The Crystal World by J.G. Ballard – Dr Sanders journeys up an African river to discover that the jungle is slowly turning into crystals, as does anyone who loiters too long, and becomes enmeshed in the personal psychodramas of a cast of lunatics and obsessives
1967 The Disaster Area by J.G. Ballard – Nine short stories including memorable ones about giant birds, an the man who sees the prehistoric ocean washing over his quite suburb.
1967 City of Illusions by Ursula Le Guin – an unnamed humanoid with yellow cat’s eyes stumbles out of the great Eastern Forest which covers America thousands of years in the future when the human race has been reduced to a pitiful handful of suspicious rednecks or savages living in remote settlements. He is discovered and nursed back to health by a relatively benign commune but then decides he must make his way West in an epic trek across the continent to the fabled city of Es Toch where he will discover his true identity and mankind’s true history
1966 The Anti-Death League by Kingsley Amis
1968 2001: A Space Odyssey a panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman being transformed into a galactic consciousness
1968 Do Androids Dream of Electric Sheep? by Philip K. Dick In 1992 androids are almost indistinguishable from humans except by trained bounty hunters like Rick Deckard who is paid to track down and ‘retire’ escaped ‘andys’ – earning enough to buy mechanical animals, since all real animals died long ago
1969 Ubik by Philip K. Dick In 1992 the world is threatened by mutants with psionic powers who are combated by ‘inertials’. The novel focuses on the weird alternative world experienced by a group of inertials after they are involved in an explosion on the moon
1969 The Left Hand of Darkness by Ursula Le Guin – an envoy from the Ekumen or federation of advanced planets – Genly Ai – is sent to the planet Gethen to persuade its inhabitants to join the federation, but the focus of the book is a mind-expanding exploration of the hermaphroditism of Gethen’s inhabitants, as Genly is forced to undertake a gruelling trek across the planet’s frozen north with the disgraced native lord, Estraven, during which they develop a cross-species respect and, eventually, a kind of love
1969 Slaughterhouse-Five by Kurt Vonnegut – Vonnegut’s breakthrough novel in which he manages to combine his personal memories of being an American POW of the Germans and witnessing the bombing of Dresden in the character of Billy Pilgrim, with a science fiction farrago about Tralfamadorians who kidnap Billy and transport him through time and space – and introduces the catchphrase ‘so it goes’

1970s
1970 Tau Zero by Poul Anderson – spaceship Leonora Christine leaves earth with a crew of fifty to discover if humans can colonise any of the planets orbiting the star Beta Virginis, but when its deceleration engines are damaged, the crew realise they need to exit the galaxy altogether in order to find space with low enough radiation to fix the engines – and then a series of unfortunate events mean they find themselves forced to accelerate faster and faster, effectively travelling forwards through time as well as space until they witness the end of the entire universe – one of the most thrilling sci-fi books I’ve ever read
1970 The Atrocity Exhibition by J.G. Ballard – Ballard’s best book, a collection of fifteen short experimental texts in stripped-down prose bringing together key obsessions like car crashes, mental breakdown, World War III, media images of atrocities and clinical sex
1971 Vermilion Sands by J.G. Ballard – nine short stories including Ballard’s first, from 1956, most of which follow the same shape, describing the arrival of a mysterious, beguiling woman in the fictional desert resort of Vermilion Sands, the setting for extravagantly surreal tales of the glossy, lurid and bizarre
1971 The Lathe of Heaven by Ursula Le Guin – thirty years in the future (in 2002) America is an overpopulated environmental catastrophe zone where meek and unassuming George Orr discovers that is dreams can alter reality, changing history at will. He comes under the control of visionary neuro-scientist, Dr Haber, who sets about using George’s powers to alter the world for the better with unanticipated and disastrous consequences
1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic, leading to harum scarum escapades in disaster-stricken London
1972 The Word for World Is Forest by Ursula Le Guin – novella set on the planet Athshe describing its brutal colonisation by exploitative Terrans (who call it ‘New Tahiti’) and the resistance of the metre-tall, furry, native population of Athsheans, with their culture of dreamtime and singing
1972 The Fifth Head of Cerberus by Gene Wolfe – a mind-boggling trio of novellas set on a pair of planets 20 light years away, the stories revolve around the puzzle of whether the supposedly human colonists are, in fact, the descendants of the planets’ shape-shifting aboriginal inhabitants who murdered the first earth colonists and took their places so effectively that they have forgotten the fact and think themselves genuinely human
1973 Crash by J.G. Ballard – Ballard’s most ‘controversial’ novel, a searingly intense description of its characters’ obsession with the sexuality of car crashes, wounds and disfigurement
1973 Rendezvous With Rama by Arthur C. Clarke – in 2031 a 50-kilometre-long object of alien origin enters the solar system, so the crew of the spaceship Endeavour are sent to explore it in one of the most haunting and evocative novels of this type ever written
1973 Breakfast of Champions by Kurt Vonnegut – Vonnegut’s longest and most experimental novel with the barest of plots and characters allowing him to sound off about sex, race, America, environmentalism, with the appearance of his alter ego Kilgore Trout and even Vonnegut himself as a character, all enlivened by Vonnegut’s own naive illustrations and the throwaway catchphrase ‘And so on…’
1974 Concrete Island by J.G. Ballard – the short and powerful novella in which an advertising executive crashes his car onto a stretch of wasteland in the juncture of three motorways, finds he can’t get off it, and slowly adapts to life alongside its current, psychologically damaged inhabitants
1974 Flow My Tears, The Policeman Said by Philip K. Dick – America after the Second World War is a police state but the story is about popular TV host Jason Taverner who is plunged into an alternative version of this world where he is no longer a rich entertainer but down on the streets among the ‘ordinaries’ and on the run from the police. Why? And how can he get back to his storyline?
1974 The Dispossessed by Ursula Le Guin – in the future and 11 light years from earth, the physicist Shevek travels from the barren, communal, anarchist world of Anarres to its consumer capitalist cousin, Urras, with a message of brotherhood and a revolutionary new discovery which will change everything
1974 Inverted World by Christopher Priest – vivid description of a city on a distant planet which must move forwards on railway tracks constructed by the secretive ‘guilds’ in order not to fall behind the mysterious ‘optimum’ and avoid the fate of being obliterated by the planet’s bizarre lateral distorting, a vivid and disturbing narrative right up until the shock revelation of the last few pages
1975 High Rise by J.G. Ballard – an astonishingly intense and brutal vision of how the middle-class occupants of London’s newest and largest luxury, high-rise development spiral down from petty tiffs and jealousies into increasing alcohol-fuelled mayhem, disintegrating into full-blown civil war before regressing to starvation and cannibalism
1976 Slapstick by Kurt Vonnegut – a madly disorientating story about twin freaks, a future dystopia, shrinking Chinese and communication with the afterlife
1979 The Unlimited Dream Company by J.G. Ballard – a strange combination of banality and visionary weirdness as an unhinged young man crashes his stolen plane in suburban Shepperton, and starts performing magical acts like converting the inhabitants into birds, conjuring up exotic foliage, convinced his is on a mission to liberate them
1979 Jailbird by Kurt Vonnegut – the satirical story of Walter F. Starbuck and the RAMJAC Corps run by Mary Kathleen O’Looney, a baglady from Grand Central Station, among other satirical notions including the new that Kilgore Trout, a character who recurs in most of his novels, is one of the pseudonyms of a fellow prison at the gaol where Starbuck serves a two year sentence, one Dr Robert Fender

1980s
1980 Russian Hide and Seek by Kingsley Amis – set in an England of 2035 after a) the oil has run out and b) a left-wing government left NATO and England was promptly invaded by the Russians – ‘the Pacification’, who have settled down to become a ruling class and treat the native English like 19th century serfs
1980 The Venus Hunters by J.G. Ballard – seven very early and often quite cheesy sci-fi short stories, along with a visionary satire on Vietnam (1969), and then two mature stories from the 1970s which show Ballard’s approach sliding into mannerism
1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the ‘Golden Era’ of the genre, basically the 1950s
1981 Hello America by J.G. Ballard – a hundred years from now an environmental catastrophe has turned America into a vast, arid desert, except for west of the Rockies which has become a rainforest of Amazonian opulence, and it is here that a ragtag band of explorers from old Europe discover a psychopath has crowned himself President Manson, has revived an old nuclear power station in order to light up Las Vegas, and plays roulette in Caesar’s Palace to decide which American city to nuke next
1981 The Affirmation by Christopher Priest – an extraordinarily vivid description of a schizophrenic young man living in London who, to protect against the trauma of his actual life (father died, made redundant, girlfriend committed suicide) invents a fantasy world, the Dream Archipelago, and how it takes over his ‘real’ life
1982 Myths of the Near Future by J.G. Ballard – ten short stories showing Ballard’s range of subject matter from Second World War China to the rusting gantries of Cape Kennedy
1982 2010: Odyssey Two by Arthur C. Clarke – Heywood Floyd joins a Russian spaceship on a two-year journey to Jupiter to a) reclaim the abandoned Discovery and b) investigate the monolith on Japetus
1984 Neuromancer by William Gibson – Gibson’s stunning debut novel which establishes the ‘Sprawl’ universe, in which burnt-out cyberspace cowboy, Case, is lured by ex-hooker Molly into a mission led by ex-army colonel Armitage to penetrate the secretive corporation, Tessier-Ashpool, at the bidding of the vast and powerful artificial intelligence, Wintermute
1986 Burning Chrome by William Gibson – ten short stories, three or four set in Gibson’s ‘Sprawl’ universe, the others ranging across sci-fi possibilities, from a kind of horror story to one about a failing Russian space station
1986 Count Zero by William Gibson – second in the ‘Sprawl trilogy’
1987 2061: Odyssey Three by Arthur C. Clarke – Spaceship Galaxy is hijacked and forced to land on Europa, moon of the former Jupiter, in a ‘thriller’ notable for Clarke’s descriptions of the bizarre landscapes of Halley’s Comet and Europa
1988 Mona Lisa Overdrive by William Gibson – third of Gibson’s ‘Sprawl’ trilogy in which street-kid Mona is sold by her pimp to crooks who give her plastic surgery to make her look like global simstim star Angie Marshall, who they plan to kidnap but is herself on a quest to find her missing boyfriend, Bobby Newmark, one-time Count Zero; while the daughter of a Japanese gangster who’s sent her to London for safekeeping is abducted by Molly Millions, a lead character in Neuromancer

1990s
1990 The Difference Engine by William Gibson and Bruce Sterling – in an alternative version of history, Charles Babbage’s early computer, instead of being left as a paper theory, was actually built, drastically changing British society, so that by 1855 it is led by a party of industrialists and scientists who use databases and secret police to keep the population suppressedand secret police to repress the population

Some style features of the early novels of J.G. Ballard

This blog post is about two aspects of the prose style of Ballard’s three early novels:

  1. widespread use of similes
  2. long, lush descriptions

Common features

J.G. Ballard’s first three novels are ‘disaster’ stories – The Drowned World, The Drought, The Crystal World. All three share obvious common features:

  • the plots – they are set in versions of our world, just a little in the future, which are beset by massive environmental disasters
  • the people – they feature relatively small groups of disparate characters who start off by being odd and progress into stranger and stranger mental states of detachment and psychosis
  • the doctors – the main protagonists of all three novels are doctors – Dr Kerans, Dr Ransom and Dr Sanders, respectively
  • the style – all three novels contain extended passages of outstanding and visionary intensity, sensual descriptions of the tropical foliage in The Drowned World, the terrifying vision of the bleak salt flats in The Drought, extraordinary descriptions of jungle plants and animals turning into multi-faceted jewels in The Crystal World

1. Ballard’s similes

There’s a lot to be said about all these and many other aspects of his style, but I was particularly struck by Ballard’s extensive use in all three books of similes. It strikes me that similes do (at least) three things:

  1. they compare one thing with another
  2. thus they take the reader’s imagination away from the reality of an object or situation
  3. and, given that they can compare the real world to anything the author fancies, they expand a text’s imaginative realm in potentially any direction

This continual movement of the text away from reality very much reflects the physical and psychological journeys of Ballard’s characters.

Physical journeys In The Drowned World Dr Kerans gives in to the irrational urge to head away from safety and sets off south towards the radioactive sun. In The Drought Dr Ransom’s trek to the coast is mirrored by his return to the abandoned city ten years later, but both are only preliminaries for the psychotic pilgrimage he sets off on at the end of the book. Similarly, in The Crystal World, Dr Sanders’ journey to the disaster zone to seek his mistress makes some sense, unlike his decision right at the end of the book to leave safety behind and journey back into the heart of the crystal forest presumably to die.

Psychological journeys As the outlines above suggest, all three doctors start as reasonably rational beings but then slowly shed all rationality as they become steadily more detached from reality and obsessed by their respective quests.

During their journey to the south he had felt an increasing sense of vacuum, as if he was pointlessly following a vestigial instinct that no longer had any real meaning for him. The four people with him were becoming more and more shadowy, residues of themselves as notional as the empty river. (The Drought p. 92)

So the movement of similes away from reality, away from the actual thing being described in the text, and out into exotic or unexpected comparisons, is a kind of textual mirror of the physical and mental journeys undertaken by the chief protagonists.

Categorising Ballard’s similes

We can attempt an elementary categorisation of Ballard’s similes, from simple via increasing complexity, to ‘ornate’ and on to a ‘gateway’ category (I’ll explain).

Banal Plenty of Ballard’s similes are obvious enough, functional, meat-and-potatoes work you might find in run-of-the-mill fiction. They provide simple comparisons but don’t really take you very far.

  • The lions’ roars sounded like the slamming of a steel mill. (TD 54)
  • The heat of the waterfront fires drove across the river like a burning sirocco. (TD 88)
  • Stretching along the entire extent of the coastal shelf were tens of thousands of cars and trailers, jammed together like vehicles in an immense parking lot. (TD 94)
  • The water ceased to move, and for a moment the great lagoon, and the long arms of brine seeping away northwards through the grey light, were like immense sheets of polished ice. (TD 111)
  • Ransom looked round to see Jordan watching him in the half light, his dark face like an intelligent savage’s, filled with a strange child-like hope. (TD 140)
  • Like a bleached white bone, the flat deck of the river stretched away to the north. (TD 145)
  • He sat down by a gap in the balustrade, surrounded by the empty cans and litter, like an exhausted mendicant. (TD 161)
  • During the journey from Libreville he had roamed about the steamer like an impatient tiger… (CW 15)
  • The dark image of her face floated like a dim lantern before his eyes (CW 38)
  • In the darkness the worn columns of the arcade receded towards the eastern fringes of the town like pale ghosts… (CW 40)
  • The youth kicked at the knives and leapt sideways through the catwalk like a fish about to be gutted (CW 44)
  • The Negro picked himself up and raced like a wounded animal through the entrance (CW 94)

They colour and distract a little but don’t add that much to the object, view or situation being described.

Contrived Many betray that strand in Ballard which is always seeking out culturally obvious references – Ballard has a non-humanities student’s airy insouciance when it comes to invoking Great Cultural Landmarks, e.g. the Bible, Michelangelo, the ancient Greeks and so on. These sometimes feel a bit pretentious. Into this category come other similes which just feel over-elaborate and contrived.

  • Over his shoulder he could see Catherine Austen resting on the tiller in the sunlight, her hair lifting like the fleece of some Homeric ram. (TD 86)
  • His pomaded hair and cherubic face, and the two jewelled clasps pinning his tied inside his double-breasted waistcoat, made him look like some kind of hallucinatory clown, the master of ceremonies at a lunatic carnival. (TD 77)
  • Grady stared at them, his little face for a moment like an insane sparrow’s (TD 105)
  • Louise’s hands strayed to the sunglasses beside her plate, safely within reach lie some potent talisman (CW 36)
  • The huge jewelled gauntlet like the coronation armour of a Spanish conquistador… (CW 51)
  • Several plate glass windows appeared to have fractured and then fused together above the carpet, and the ornate Persian patterns swam below the surface like the floor of some perfumed pool in the Arabian Nights. (CW 86)
  • Sanders stumbled ahead, like an onlooker driven towards some bloody Golgotha by its intended victim. (CW 118)

Mild incongruity Then there are similes which definitely contain the surprise and imaginative lift of unexpectedness, the sense of your imagination momentarily expanding.

  • The cheetah flicked an eye at him like a referee noticing an almost imperceptible infringement of the rules. (TD 76)
  • The negro smiled, his great domed head veined like a teak globe of the earth. (TD 86)
  • The windows of the Hotel Europe hung listlessly in the dark air, the narrow shutters like coffin lids (CW 21)

Inspired Some strike a real chord, giving you the strong sense of new mental associations, a flash of insight into the world hidden behind this world.

  • The steel spans of the bridge rose above the stalled cars and trucks, which were carried over the hump like scrap metal on a conveyor. (TD 91)
  • His eyes hovered below his swollen forehead like shy dragonflies. (TD 180)
  • The wrecked catwalks lay on the water like the skeletons of half-drowned lizards. (CW 48)
  • They passed the aircraft lying like an emblazoned fossil in a small hollow to the left of their path… (CW 97)
  • Sanders was about to protest but the young woman turned away from them and seemed to subside into sleep, the jewels lying like scarabs on the white skin of her breast. (CW 109)
  • He stood up and looked down at the table, his stooped figure with its blond hair like a gallows in the dusk. (CW 111)
  • Around him in the vitreous walls, the reflected stars glittered like fireflies. (CW 114)

Lots of animal comparisons – dragonflies, lizards, scarabs, fireflies… hmmm.

Exotic Then there are similes which are deliberately incongruous, connecting the like with the unlike in a way designed to jolt you into a new fragment of perception.

  • The shadows of the torn deck braces danced like ragged spears. (TD 130)
  • In the face of the quarry were the half-excavated shells of a dozen cars and trailers, embedded in the gritty sand like the intact bodies of armoured saurians. (TD 134)
  • In the sunlight the gilded edifice gleamed among the dust and sand like a Fabergé gem. (TD 173)
  • Lomax postured among the low dunes, his small powdered face puckered like a shrivelled fig. (TD 18)
  • The forest canopy rose high in the air like an immense wave ready to fall across the empty town. (CW 27)
  • Louise’s body had lain beside him like a piece of the sun, a golden odalisque trapped for Pharaoh in his tomb. (CW 141)

Gateway What I mean by ‘gateway similes’ is ones which open a doorway into the grand visionary otherworld of Ballard’s imagination at its most intense.

  • He felt now that the white deck of the river was carrying them all in the opposite direction, forward into zones of time future where the unresolved residues of the past would appear smoothed and rounded, muffled by the detritus of time, like images in a clouded mirror. (TD 152)
  • Philip Jordan and Ransom climbed onto the bank and looked out at the causeways of rubble that stretched away like the unused foundation stones of a city still waiting to be built. (TD 157)
  • As he lay half-stunned in the sunlight he was aware of Mrs Quilter jabbering away on one of the dunes a few yards from him, the silent figure of her son, like an immense cuckoo, squatting beneath his furs in the sand. (TD 164)
  • The imitation Louis XV pieces had been transformed into huge fragments of opalescent candy, whose multiple reflections glowed like giant chimeras in the cut-glass walls. (CW86)

Rereading these examples I realise that:

  1. The most obvious and banal similes describe actions – running off like a hare, roaring like a lion etc – whereas the most powerful ones describe completely static scenery.
  2. As these final examples indicate, what characterises the most visionary similes is that they are embedded in long flowing sentences, are merely building blocks in larger visionary descriptions.

So:

  1. It’s a subjective judgement call which similes you allot to which category – I am just sketching out a possible taxonomy…
  2. but in doing so am drawing attention to the prevalence of similes in Ballard’s style and the role they play in helping to transport the reader away from the real, concrete world of socially shared perceptions, and into a more intense and personal world of eccentric, powerful and sometimes hallucinatory visions – and so play their part in creating the weird, obsessive mindsets of the various protagonists

2. Lush descriptions

The situations in each of the three disaster novels are extreme and offer Ballard plenty of opportunity for extended passages describing the novel landscapes created by a) the super-hot flooded world b) a world stricken by drought and c) a world turning into crystal.

Probably the most vivid, extended and lush descriptions are in the first novel, The Drowned World, suggesting the original rich, over-ripe soil from which Ballard’s mature style would eventually evolve.

Soon it would be too hot. Looking out from the hotel balcony shortly after eight o’clock, Kerans watched the sun rise behind the dense groves of giant gymnosperms crowding over the roofs of the abandoned department stores four hundred yards away on the east side of the lagoon. Even through the massive olive-green fronds the relentless power of the sun was plainly tangible. The blunt refracted rays drummed against his bare chest and shoulders, drawing out the first sweat, and he put on a pair of heavy sunglasses to protect his eyes. The solar disc was no longer a well-defined sphere, but a wide expanding ellipse that fanned out across the eastern horizon like a colossal fire-ball, its reflection turning the dead leaden surface of the lagoon into a brilliant copper shield. By noon, less than four hours away, the water would seem to burn. (First paragraph)

Passages of heat-stunned grandeur like this occur throughout The Drowned World making it a tremendous sensual pleasure to read.

Similarly, The Crystal World announces its heavy, symbolist, late-Victorian atmosphere long before we’ve got to the actual disaster zone. Right from the start the prose is heavy with long elaborate sentences and a sense of brooding menace.

At intervals, when the sky was overcast, the water was almost black, like putrescent dye. By contrast, the straggle of warehouses and small hotels that constituted Port Matarre gleamed across the dark swells with a spectral brightness, as if lit less by solar light than by some interior lantern, like the pavilions of an abandoned necropolis built out on a series of piers from the edges of the jungle. (Second paragraph)

The Drought, sitting between the two lush novels is, by definition, altogether a dryer reading experience, but it too has extended passages which convey a tremendous sensual immediacy, especially in the second section, about life on the wide, bleak, windswept salt flats which have been created along the sea shore after ten years of distilling seawater to create drinking water.

Shortly after dawn, as the tide extended across the margins of the coastal flats, the narrow creeks and channels began to fill with water. The long salt-dunes darkened with the moisture seeping through them, and sheets of open water spread outwards among the channels, carrying with them a few fish and nautiloids. Reaching towards the firmer shore, the cold water infiltrated among the saddles and culverts like the advance front of an invading army, its approach almost unnoticed. A cold wind blew overhead and dissolved in the dawn mists, lifting a few uneager gulls across the banks.

Less sensually pleasurable than the warm fantasies of the other two books, nonetheless these scenes from The Drought have just the same skilled immediacy, and use the same kind of long, multi-claused sentences to create very vivid pictures in the mind.

Conclusion

The long, super-lush descriptions which characterise his first three novels were burnt off in the mid-1960s by Ballard’s growing obsession with the science fiction of the present day, epitomised by The Atrocity Exhibition and Crash.

As the settings for his characters’ mental decline and obsessions changed from tropical forests and giant iguanas to motorway flyovers and concrete high rises, so Ballard’s style became more clipped, factual and a lot more sensually restrained.

Scientific jargon, the language of experiments, an argot of angles and geometry, obsessive imagery of nuclear test bunkers and perverse pornography, come to dominate Ballard’s fiction of the later 1960s, and a reader who came to Ballard through The Atrocity Exhibition would never suspect him capable of the long, rolling lush descriptions which are such an enjoyable and distinctive aspect of the first three disaster novels, and in which the inspired use of similes plays a small but significant role.

It should not be too difficult to arrange my escape and then I shall return to the solitary church in that enchanted world, where by day fantastic birds fly through the petrified forest and jewelled crocodiles glitter like heraldic salamanders on the banks of the crystalline rivers, and where by night the illuminated man races among the trees, his arms like golden cartwheels and his head like a spectral crown… (p.169)


Reviews of other Ballard books

Novels

Short story collections

Other science fiction reviews

Late Victorian
1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same future London as The Sleeper Wakes, Denton and Elizabeth defy her wealthy family in order to marry, fall into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1900s
1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – scientists invent a compound which makes plants, animals and humans grow to giant size, prompting giant humans to rebel against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a comet passes through earth’s atmosphere and brings about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Kent, gets caught up in the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels

1910s
1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1920s
1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, where they discover…

1930s
1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years – surely the most sweeping vista of any science fiction book
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Oxford academic Ransom and take him in their spherical spaceship to Malacandra, as the natives call the planet Mars

1940s
1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent a second temptation by the Devil and the fall of the planet’s new young inhabitants
1945 That Hideous Strength: A Modern Fairy-Tale for Grown-ups by C.S. Lewis– Ransom assembles a motley crew to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950s
1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the future history of the Foundation set up by psychohistorian Hari Seldon as it faces attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the  Foundation Trilogy, which describes the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence, powered by ‘spindizzy’ technology
1953 Fahrenheit 451 by Ray Bradbury – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them until one fireman, Guy Montag, rebels
1953 The Demolished Man by Alfred Bester – a breathless novel set in a 24th century New York populated by telepaths and describing the mental collapse of corporate mogul Ben Reich who starts by murdering his rival Craye D’Courtney and becomes progressively more psychotic as he is pursued by telepathic detective, Lincoln Powell
1953 Childhood’s End by Arthur C. Clarke a thrilling narrative involving the ‘Overlords’ who arrive from space to supervise mankind’s transition to the next stage in its evolution
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley to solve a murder mystery
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
Some problems with Isaac Asimov’s science fiction
1956 They Shall Have Stars by James Blish – explains the invention, in the near future, of i) the anti-death drugs and ii) the spindizzy technology which allow the human race to colonise the galaxy
1956 The Stars My Destination by Alfred Bester – a fast-paced phantasmagoria set in the 25th century where humans can teleport, a terrifying new weapon has been invented, and tattooed hard-man, Gulliver Foyle, is looking for revenge
1959 The Triumph of Time by James Blish – concluding novel of Blish’s ‘Okie’ tetralogy in which mayor of New York John Amalfi and his friends are present at the end of the universe
1959 The Sirens of Titan by Kurt Vonnegut – Winston Niles Rumfoord builds a space ship to explore the solar system where encounters a chrono-synclastic infundibula, and this is just the start of a bizarre meandering fantasy which includes the Army of Mars attacking earth and the adventures of Boaz and Unk in the caverns of Mercury

1960s
1961 A Fall of Moondust by Arthur C. Clarke a pleasure tourbus on the moon is sucked down into a sink of moondust, sparking a race against time to rescue the trapped crew and passengers
1962 The Drowned World by J.G. Ballard – Dr Kerans is part of a UN mission to map the lost cities of Europe which have been inundated after solar flares melted the worlds ice caps and glaciers, but finds himself and his colleagues’ minds slowly infiltrated by prehistoric memories of the last time the world was like this, complete with tropical forest and giant lizards, and slowly losing their grasp on reality.
1962 The Voices of Time and Other Stories – Eight of Ballard’s most exquisite stories including the title tale about humanity slowly falling asleep even as they discover how to listen to the voices of time radiating from the mountains and distant stars, or The Cage of Sand where a handful of outcasts hide out in the vast dunes of Martian sand brought to earth as ballast which turned out to contain fatal viruses. Really weird and visionary.
1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard space-travelling New York
1962 The Man in the High Castle by Philip K. Dick In an alternative future America lost the Second World War and has been partitioned between Japan and Nazi Germany. The narrative follows a motley crew of characters including a dealer in antique Americana, a German spy who warns a Japanese official about a looming surprise German attack, and a woman determined to track down the reclusive author of a hit book which describes an alternative future in which America won the Second World War
1962 Mother Night by Kurt Vonnegut – the memoirs of American Howard W. Campbell Jr. who was raised in Germany and has adventures with Nazis and spies
1963 Cat’s Cradle by Kurt Vonnegut – what starts out as an amiable picaresque as the narrator, John, tracks down the so-called ‘father of the atom bomb’, Felix Hoenniker for an interview turns into a really bleak, haunting nightmare where an alternative form of water, ice-nine, freezes all water in the world, including the water inside people, killing almost everyone and freezing all water forever
1964 The Drought by J.G. Ballard – It stops raining. Everywhere. Fresh water runs out. Society breaks down and people move en masse to the seaside, where fighting breaks out to get near the water and set up stills. In part two, ten years later, the last remnants of humanity scrape a living on the vast salt flats which rim the continents, until the male protagonist decides to venture back inland to see if any life survives
1964 The Terminal Beach by J.G. Ballard – Ballard’s breakthrough collection of 12 short stories which, among more traditional fare, includes mind-blowing descriptions of obsession, hallucination and mental decay set in the present day but exploring what he famously defined as ‘inner space’
1964 Dr. Strangelove, or, How I Learned to Stop Worrying and Love the Bomb by Peter George – a novelisation of the famous Kubrick film, notable for the prologue written as if by aliens who arrive in the distant future to find an earth utterly destroyed by the events described in the main narrative
1966 Rocannon’s World by Ursula Le Guin – Le Guin’s first novel, a ‘planetary romance’ or ‘science fantasy’ set on Fomalhaut II where ethnographer and ‘starlord’ Gaverel Rocannon rides winged tigers and meets all manner of bizarre foes in his quest to track down the aliens who destroyed his spaceship and killed his colleagues, aided by sword-wielding Lord Mogien and a telepathic Fian
1966 Planet of Exile by Ursula Le Guin – both the ‘farborn’ colonists of planet Werel, and the surrounding tribespeople, the Tevarans, must unite to fight off the marauding Gaal who are migrating south as the planet enters its deep long winter – not a good moment for the farborn leader, Jakob Agat Alterra, to fall in love with Rolery, the beautiful, golden-eyed daughter of the Tevaran chief
1966 – The Crystal World by J.G. Ballard – Dr Sanders journeys up an African river to discover that the jungle is slowly turning into crystals, as does anyone who loiters too long, and becomes enmeshed in the personal psychodramas of a cast of lunatics and obsessives
1967 The Disaster Area by J.G. Ballard – Nine short stories including memorable ones about giant birds, an the man who sees the prehistoric ocean washing over his quite suburb.
1967 City of Illusions by Ursula Le Guin – an unnamed humanoid with yellow cat’s eyes stumbles out of the great Eastern Forest which covers America thousands of years in the future when the human race has been reduced to a pitiful handful of suspicious rednecks or savages living in remote settlements. He is discovered and nursed back to health by a relatively benign commune but then decides he must make his way West in an epic trek across the continent to the fabled city of Es Toch where he will discover his true identity and mankind’s true history
1966 The Anti-Death League by Kingsley Amis
1968 2001: A Space Odyssey a panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman being transformed into a galactic consciousness
1968 Do Androids Dream of Electric Sheep? by Philip K. Dick In 1992 androids are almost indistinguishable from humans except by trained bounty hunters like Rick Deckard who is paid to track down and ‘retire’ escaped ‘andys’ – earning enough to buy mechanical animals, since all real animals died long ago
1969 Ubik by Philip K. Dick In 1992 the world is threatened by mutants with psionic powers who are combated by ‘inertials’. The novel focuses on the weird alternative world experienced by a group of inertials after they are involved in an explosion on the moon
1969 The Left Hand of Darkness by Ursula Le Guin – an envoy from the Ekumen or federation of advanced planets – Genly Ai – is sent to the planet Gethen to persuade its inhabitants to join the federation, but the focus of the book is a mind-expanding exploration of the hermaphroditism of Gethen’s inhabitants, as Genly is forced to undertake a gruelling trek across the planet’s frozen north with the disgraced native lord, Estraven, during which they develop a cross-species respect and, eventually, a kind of love
1969 Slaughterhouse-Five by Kurt Vonnegut – Vonnegut’s breakthrough novel in which he manages to combine his personal memories of being an American POW of the Germans and witnessing the bombing of Dresden in the character of Billy Pilgrim, with a science fiction farrago about Tralfamadorians who kidnap Billy and transport him through time and space – and introduces the catchphrase ‘so it goes’

1970s
1970 Tau Zero by Poul Anderson – spaceship Leonora Christine leaves earth with a crew of fifty to discover if humans can colonise any of the planets orbiting the star Beta Virginis, but when its deceleration engines are damaged, the crew realise they need to exit the galaxy altogether in order to find space with low enough radiation to fix the engines – and then a series of unfortunate events mean they find themselves forced to accelerate faster and faster, effectively travelling forwards through time as well as space until they witness the end of the entire universe – one of the most thrilling sci-fi books I’ve ever read
1970 The Atrocity Exhibition by J.G. Ballard – Ballard’s best book, a collection of fifteen short experimental texts in stripped-down prose bringing together key obsessions like car crashes, mental breakdown, World War III, media images of atrocities and clinical sex
1971 Vermilion Sands by J.G. Ballard – nine short stories including Ballard’s first, from 1956, most of which follow the same shape, describing the arrival of a mysterious, beguiling woman in the fictional desert resort of Vermilion Sands, the setting for extravagantly surreal tales of the glossy, lurid and bizarre
1971 The Lathe of Heaven by Ursula Le Guin – thirty years in the future (in 2002) America is an overpopulated environmental catastrophe zone where meek and unassuming George Orr discovers that is dreams can alter reality, changing history at will. He comes under the control of visionary neuro-scientist, Dr Haber, who sets about using George’s powers to alter the world for the better with unanticipated and disastrous consequences
1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic, leading to harum scarum escapades in disaster-stricken London
1972 The Word for World Is Forest by Ursula Le Guin – novella set on the planet Athshe describing its brutal colonisation by exploitative Terrans (who call it ‘New Tahiti’) and the resistance of the metre-tall, furry, native population of Athsheans, with their culture of dreamtime and singing
1972 The Fifth Head of Cerberus by Gene Wolfe – a mind-boggling trio of novellas set on a pair of planets 20 light years away, the stories revolve around the puzzle of whether the supposedly human colonists are, in fact, the descendants of the planets’ shape-shifting aboriginal inhabitants who murdered the first earth colonists and took their places so effectively that they have forgotten the fact and think themselves genuinely human
1973 Crash by J.G. Ballard – Ballard’s most ‘controversial’ novel, a searingly intense description of its characters’ obsession with the sexuality of car crashes, wounds and disfigurement
1973 Rendezvous With Rama by Arthur C. Clarke – in 2031 a 50-kilometre-long object of alien origin enters the solar system, so the crew of the spaceship Endeavour are sent to explore it in one of the most haunting and evocative novels of this type ever written
1973 Breakfast of Champions by Kurt Vonnegut – Vonnegut’s longest and most experimental novel with the barest of plots and characters allowing him to sound off about sex, race, America, environmentalism, with the appearance of his alter ego Kilgore Trout and even Vonnegut himself as a character, all enlivened by Vonnegut’s own naive illustrations and the throwaway catchphrase ‘And so on…’
1974 Concrete Island by J.G. Ballard – the short and powerful novella in which an advertising executive crashes his car onto a stretch of wasteland in the juncture of three motorways, finds he can’t get off it, and slowly adapts to life alongside its current, psychologically damaged inhabitants
1974 Flow My Tears, The Policeman Said by Philip K. Dick – America after the Second World War is a police state but the story is about popular TV host Jason Taverner who is plunged into an alternative version of this world where he is no longer a rich entertainer but down on the streets among the ‘ordinaries’ and on the run from the police. Why? And how can he get back to his storyline?
1974 The Dispossessed by Ursula Le Guin – in the future and 11 light years from earth, the physicist Shevek travels from the barren, communal, anarchist world of Anarres to its consumer capitalist cousin, Urras, with a message of brotherhood and a revolutionary new discovery which will change everything
1974 Inverted World by Christopher Priest – vivid description of a city on a distant planet which must move forwards on railway tracks constructed by the secretive ‘guilds’ in order not to fall behind the mysterious ‘optimum’ and avoid the fate of being obliterated by the planet’s bizarre lateral distorting, a vivid and disturbing narrative right up until the shock revelation of the last few pages
1975 High Rise by J.G. Ballard – an astonishingly intense and brutal vision of how the middle-class occupants of London’s newest and largest luxury, high-rise development spiral down from petty tiffs and jealousies into increasing alcohol-fuelled mayhem, disintegrating into full-blown civil war before regressing to starvation and cannibalism
1976 Slapstick by Kurt Vonnegut – a madly disorientating story about twin freaks, a future dystopia, shrinking Chinese and communication with the afterlife
1979 The Unlimited Dream Company by J.G. Ballard – a strange combination of banality and visionary weirdness as an unhinged young man crashes his stolen plane in suburban Shepperton, and starts performing magical acts like converting the inhabitants into birds, conjuring up exotic foliage, convinced his is on a mission to liberate them
1979 Jailbird by Kurt Vonnegut – the satirical story of Walter F. Starbuck and the RAMJAC Corps run by Mary Kathleen O’Looney, a baglady from Grand Central Station, among other satirical notions including the new that Kilgore Trout, a character who recurs in most of his novels, is one of the pseudonyms of a fellow prison at the gaol where Starbuck serves a two year sentence, one Dr Robert Fender

1980s
1980 Russian Hide and Seek by Kingsley Amis – set in an England of 2035 after a) the oil has run out and b) a left-wing government left NATO and England was promptly invaded by the Russians – ‘the Pacification’, who have settled down to become a ruling class and treat the native English like 19th century serfs
1980 The Venus Hunters by J.G. Ballard – seven very early and often quite cheesy sci-fi short stories, along with a visionary satire on Vietnam (1969), and then two mature stories from the 1970s which show Ballard’s approach sliding into mannerism
1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the ‘Golden Era’ of the genre, basically the 1950s
1981 Hello America by J.G. Ballard – a hundred years from now an environmental catastrophe has turned America into a vast, arid desert, except for west of the Rockies which has become a rainforest of Amazonian opulence, and it is here that a ragtag band of explorers from old Europe discover a psychopath has crowned himself President Manson, has revived an old nuclear power station in order to light up Las Vegas, and plays roulette in Caesar’s Palace to decide which American city to nuke next
1981 The Affirmation by Christopher Priest – an extraordinarily vivid description of a schizophrenic young man living in London who, to protect against the trauma of his actual life (father died, made redundant, girlfriend committed suicide) invents a fantasy world, the Dream Archipelago, and how it takes over his ‘real’ life
1982 Myths of the Near Future by J.G. Ballard – ten short stories showing Ballard’s range of subject matter from Second World War China to the rusting gantries of Cape Kennedy
1982 2010: Odyssey Two by Arthur C. Clarke – Heywood Floyd joins a Russian spaceship on a two-year journey to Jupiter to a) reclaim the abandoned Discovery and b) investigate the monolith on Japetus
1984 Neuromancer by William Gibson – Gibson’s stunning debut novel which establishes the ‘Sprawl’ universe, in which burnt-out cyberspace cowboy, Case, is lured by ex-hooker Molly into a mission led by ex-army colonel Armitage to penetrate the secretive corporation, Tessier-Ashpool, at the bidding of the vast and powerful artificial intelligence, Wintermute
1986 Burning Chrome by William Gibson – ten short stories, three or four set in Gibson’s ‘Sprawl’ universe, the others ranging across sci-fi possibilities, from a kind of horror story to one about a failing Russian space station
1986 Count Zero by William Gibson – second in the ‘Sprawl trilogy’
1987 2061: Odyssey Three by Arthur C. Clarke – Spaceship Galaxy is hijacked and forced to land on Europa, moon of the former Jupiter, in a ‘thriller’ notable for Clarke’s descriptions of the bizarre landscapes of Halley’s Comet and Europa
1988 Mona Lisa Overdrive by William Gibson – third of Gibson’s ‘Sprawl’ trilogy in which street-kid Mona is sold by her pimp to crooks who give her plastic surgery to make her look like global simstim star Angie Marshall, who they plan to kidnap but is herself on a quest to find her missing boyfriend, Bobby Newmark, one-time Count Zero; while the daughter of a Japanese gangster who’s sent her to London for safekeeping is abducted by Molly Millions, a lead character in Neuromancer

1990s
1990 The Difference Engine by William Gibson and Bruce Sterling – in an alternative version of history, Charles Babbage’s early computer, instead of being left as a paper theory, was actually built, drastically changing British society, so that by 1855 it is led by a party of industrialists and scientists who use databases and secret police to keep the population suppressedses and secret police to keep the population suppressed

The Good Soldier Švejk – Epilogue to Part One (1922)

Hašek included a three-page Epilogue to Volume One of The Good Soldier Švejk, which is interesting for a number of reasons (pp.214-216 of the Penguin edition).

First and foremost it shows that even when he was not being ‘literary’, he wrote in the same blunt factual way as in the novel, for example using the kind of sententious truisms which could have come straight from the mouth of Švejk:

Life is no finishing school for young ladies

The epilogue is predominantly concerned to defend Hašek’s use of coarse language including swearwords. He bluntly tells us he disdains the use of circumlocutions or asterisks as ‘the stupidest form of sham’.

The argument from realism He, Hašek, has simply reported how real people actually talk.

Life is no finishing school for young ladies. Everyone speaks the way he is made… This book is neither a handbook of drawing-room refinement nor a teaching manual of expressions to be used in polite society. It is a historical picture of a certain period of time.

He doesn’t develop any reason why but just takes it for granted that a realistic depiction of the world, and of how people actually behave and actually speak, coarse language and all, is a good in itself and doesn’t need justification. What he is describing is ‘perfectly natural’ and therefore, by implication, writing about it is the same terms is ‘perfectly natural’, too.

The argument from hypocrisy Hašek proposes that the only people who are ashamed of ripe or bawdy language in a novel are hypocrites, the ones with the most to hide, ‘the worst swine and the experts in filth’.

It is the people who most loudly proclaim their moral indignation in public who take pleasure in frequenting public toilets in order to read the graffiti. It is those who would like to turn the whole country into a refined drawing room who in fact, in secret, practice the worst vices.

To the pure in heart everything is pure. Or, as he puts it, the well-brought-up man may read anything.

The argument from strength Then he tries another tack – that the easily offended are weak.

Those who boggle at strong language are cowards, because it is real life which is shocking them.

He, Hašek, has simply reported how actually people actually talk. Not his problem if some readers and critics – if ‘weaklings like that’ – are too sensitive to face the truth about the world.

The argument from cultural health But, says Hašek, the net impact of these ‘cowards’ and ‘weaklings’ is not neutral: it causes actual harm. They are the people who:

cause most harm to character and culture. They would like to see the nation to grow up into a group of over-sensitive people – masturbators of false culture…

Again the idea is only glancingly referred to and not explored, but clearly implies that

  1. a nation should be strong
  2. that literary realism or culture which faces up to how real people actually speak and behave requires a kind of moral and aesthetic strength
  3. and that this facing up to reality builds that kind of moral and aesthetic strength in a ‘nation’

The argument from character building It’s only referred to in one word, but Hašek slips in the idea that the kind of censorship and repression his critics promote is damaging not only to (national) culture, but to character. Implicit in that phrase is the idea that reading strong language spoken by ‘real’ people toughens the reader up and is character building.

The argument from political dissent He then goes on to say that the person the landlord Palivec is based on got in touch with Hašek when he learned he was in the book, and bought twenty copies, and frankly admitted to being well known for his foul language.

But, Hašek asserts, it is not just bad language. Palivec is a representative social and political figure. His crude language expresses ‘the detestation the ordinary Czech feels for Byzantine behaviour’ and their ‘lack of respect for the Emperor and for fine phrases’.

So in this sentence fine and polite and refined language is associated with the Imperial Court and its oppression of the Czech people, and crude language is associated with opposition to Austrian rule.

Hašek’s characters’ effing and blinding are acts of linguistic rebellion against the Austro-Hungarian ascendency and its effete and hypocritical manners.

To summarise, literary realism of the type Hašek practices:

  • describes the real world
  • avoids hypocrisy
  • is strong and healthy
  • makes the reader strong and healthy
  • helps create a strong and healthy national culture

The kind of disapproval and censorship his critics call for:

  • would result in works painting a deceptive picture of the real world
  • is the cry of hypocrites who promote beauty but are themselves leading experts in ‘filth’
  • is the cry of weaklings and cowards
  • whose censorship, if put in place, would weaken and undermine both individuals and the national culture

Hašek’s aim

Very briefly, he says he’s not sure his book will achieve its aim. Well, what is its aim? Hašek explains it in this way:

The fact that I have already heard one man swear at another and say ‘You’re about as big an idiot as Švejk’ does not prove that I have. But if the word ‘Švejk’ becomes a new choice specimen in the already florid garland of abuse I must be content with this enrichment of the Czech language. (p.215)

Thoughts

1. It is interesting that Hašek chooses to defend his book entirely from the accusation of bad language. As I make clear in my review of Volume One, I barely noticed that the characters saying shit or bollocks – the kind of language I’ve read in thousands of novels since, especially from the 1960s onwards.

What I did notice was the casual violence they show to each other, the frothing anger of all the officials which underpins the incidents of kicking, hitting and flogging we witness along with much worse tortures and even executions (which, it is true, we don’t tend to see, but have amply reported to us).

About this no-one seems to have complained, and Hašek doesn’t feel compelled to justify. In a way, this is the most shocking thing about this little epilogue.

2. I don’t accept the idea that Hašek went to all this trouble just to add the word ‘Švejk’ as a term of abuse to the Czech language. There’s a lot, lot more going on in his big novel, most notably his fierce satire on everything Austro-Hungarian, namely its stupid bureaucracy and its incompetent army but by extension, with everything bourgeois and fake.

Then there are the fierce statements about the horror of war, all the more bitter for their often throwaway character.

And then there’s the motivation all comedians share, to make people laugh – to make them laugh and maybe do other things too, like reflect on war and society – but first and foremost, to amuse and entertain them.


Related links

The Good Soldier Švejk

The Nightmare of Reason: The Life of Franz Kafka by Ernst Pawel (2)

The doubts and misgivings fought back, locked his head in a vise grip, kept him from sleeping, and once again drove him to the edge of madness.
(The Life of Franz Kafka by Ernst Pawel, page 346)

Pawel’s enjoyable 466-page biography of Franz Kafka falls roughly into two parts. Part one deals with the deep historical roots of the Jewish communities in Austro-Hungarian Bohemia, explaining Kafka’s father, Herrmann, as part of the generation of Jews from poor often rural communities who migrated to the cities, adopted modern urban dress and manners, and tried to make a go of various business ventures. Their children grew up alienated from traditional Jewish culture but not accepted by, in fact often fiercely rejected by, the Germanic minority in Bohemia and the growingly nationalistic Czech majority.

It was into this fraught political and cultural situation that young Franz Kafka (born 1883) grew to adulthood, part of an entire generation of young Jewish writers and artists and composers who lived in an embattled position, between two worlds (between their abandoned Jewish heritage and the Germanic culture they were trying to assimilate to), feeling at home in neither, feeling:

the infinite loneliness of the Western Jew adrift on hostile seas, with no land in sight and neither hope nor faith to sustain him. (p.249)

This big historical fact explains why such a disproportionate number of the fathers of Modernism in the arts and sciences were Germanised Jews, heirs to two great traditions, but outsiders to both, at home nowhere.

The list would include father of psychoanalysis Sigmund Freud (b.1856 in Moravia), the father of Zionism Theodor Herzl (b.1860 Budapest), Gustav Mahler (b.1860 in modern-day Czech republic), the father of the atonal music Arnold Schoenberg (b.1874, Vienna) and, in the succeeding generation, a rush of talent including the novelists Max Brod (Prague 1884) and Hermann Broch (Vienna, 1886), the philosopher Ludwig Wittgenstein (Vienna,1889), and so on.

In Pawel’s view, they all inherited the Jewish tradition of extremely scrupulous attention to language and meaning, heirs to generations of rabbis and teachers who had devoted their lives to poring over the meaning of the Torah, the Talmud and practicing Midrash:

a Jewish mode of interpretation that not only engages the words of the text, behind the text, and beyond the text, but also focuses on each letter, and the words left unsaid by each line. (Vanessa Lovelace quoted on Wikipedia)

Except that, having largely been deprived of the actual teachings and content of that religious worldview, they applied the same fanatical attention to the conditions of modern life, and to language itself.

In the final analysis, the novel is language, and language has been a matter of life and death among Jews ever since the errant desert tribe smashed its idols and enshrined instead the word as its God. (p.323)

Thus the paradox that Kafka, born in Prague, surrounded by ethnic Czechs, from a strong Jewish tradition, nonetheless developed into what most experts agree was the greatest writer of German prose in the twentieth century.

So much for part one. It also, of course includes detailed accounts of Kafka’s father, mother, sisters, of his junior and high school career and his interest in contemporary political and social movements (Zionism and communism being the two most distinct and powerful), as well as fascinating pen portraits of Kafka’s contemporaries, friends, and many of the key writers, thinkers and journalists, the ‘Prague litterateurs‘, of the time.

Part two

However, about half way through the book everything changes: very quickly, Kafka simultaneously gets a serious girlfriend, writes his breakthrough piece of prose, begins to hobnob with literary circles, and first starts to get short pieces published in magazines. With this dramatic change in plot and tone I found the book becoming distinctly less interesting.

Take the girlfriends. We know that Kafka was an astonishingly regular visitor to brothels, and had sex with a large number of serving girls and waitresses, because he says so in his diaries (and he told his friends and girlfriends; and also, because all the men he knew did the same). In the classic style of his day, however, he struggled to form relationships with ‘nice’ girls. The key ones were:

  • Felice Bauer (1912-17) to whom he got engaged – ‘a woman whom he desperately wanted to love but seldom even liked’ (p.393)
  • Julie Wohryzek (1919) to whom he got engaged
  • Milena Jesenská (1919-20) tough Bohemian, rebel, and translator of his works into Czech
  • Dora Dymant (1923-24) devoted carer for the last year of his life, as Kafka wasted away and died

The thing is, the stories of his relationships with them are boring. Or, more precisely, they are interesting and surprising and sometimes shocking – but in a normal kind of way. They sound like the troubled relationships between any famous writer and his girlfriends. With a few changes we could be reading about John Keats and Fanny Brawne, or George Orwell and Sonia Brownell. They meet, they sort of fall in love, they write numerous letters to each other, there are disagreements and hesitations and fallings out. It’s boring, it’s everyday. It’s like reading the Daily Mail describing Kim and Kanye’s ups and downs. It’s like every other literary love affair you’ve ever read. They belong to the world, our kind of world.

Whereas, the whole point about Kafka is the off-the-scale weirdness of his writings, a strangeness and intensity which can make a critic like Walter Benjamin conceive of him as creating fragments dragged from the primordial experiences of proto-humans, from a dark prehistory before writing or maybe even stories existed.

That is how some of his texts make you feel, a:

primordial awe of the mystery of things, of the miraculous and the enigmatic inherent in every facet of what others took for granted, source of his genius and agony… (p.282)

Reading the pathetic letters in which Kafka spent five years coming up with every excuse in the book not to marry Felice Bauer, sort of interesting and occasionally funny in itself, nonetheless feels like a crashing descent from the giddy heights of his actual works.

Same goes for the major new theme which enters the biography, which is close attention to the chronology of his works, to explaining what was begun when, where it was continued, when it was broken off, and so on.

Two days after writing his first letter to Felice (who he had been introduced to at a soiree held by Max Brod), Kafka had a massive creative and psychological breakthrough, staying up all night on 22 September 1912 to write The Judgement (p.270). Within weeks he had written another short story, and was also writing letters to Felice at a phenomenal rate (he was eventually to write her no fewer than five hundred letters). From this point onwards the biography becomes increasingly cluttered with the dates and times of his innumerable letters, cross-referenced against the dates when he wrote, dropped, picked up, published or returned to his numerous stories and fragments.

It has a sort of trainspotter level of interest but I couldn’t get that excited to learn that, for example, he wrote so and so chapters of The Trial on such and such dates, pausing to knock off so and so story (he wrote In The Penal Colony in three days in October 1914), or that in November 1914 his on again-off again relationship with Felice hit yet another snag because in a letter dated 26th she asked him x and in his reply he …

The deep historical and social background which lay behind the artistic flowering of his entire generation, now that was riveting. And the role of the Jewish tradition that lay behind much of Kafka’s mindset, that was riveting. But the fact that when his relationship with Felice hit a low point she despatched a girlfriend to Prague (she lived throughout their relationship in distant Berlin) to try and intercede with Kafka on her behalf… this seemed like silly shopgirl gossip. It doesn’t have anything like the same weight and significance as Pawel’s earlier insights.

Girlfriend trouble and the fear of marriage

Well, when I say normal, nothing about Kafka was normal. The agonising five-year relationship with Felice was characterised by astonishing anxiety, self-pity, hypochondria, alienation, complaining and proclamations of despair on Kafka’s part.

Unmarried, he was neither a man nor a Jew – a non-Jew, non-German, non-Czech, none but his own naked self adrift in a cold and hostile world. (p.289)

Felice, by contrast, came from a sensible successful family, and was solid and straightforward. She thought his ailments could be cleared up by fresh air, exercise and the tender loving care of a woman like herself. What on earth did she see in him?

The mismatch between her stolid bourgeois spirit (epitomised by the revolting heavy, stuffed Biedermeyer furniture she wanted to buy to fill their apartment with, once they were married) and the world-class anxiety, terror, dread and super-sensitivity of her boyfriend, tips over from being pitiable and tragic, into becoming almost funny.

In fact Pawel does eventually begin to satirise Kafka’s unrelenting self-pity, mocking the absurd lengths Kafka went to in order to avoid meeting his ‘fiancee’. And indeed, as the reader ploughs through the stream of excuses and self-criticism and the endless, whining hypochondria, it’s hard not, eventually, to lose patience and start smiling:

  • ‘I am just barely healthy enough for myself, but not healthy enough for marriage, let alone fatherhood.’ (quoted page 285)
  • ‘What I need for my writing is seclusion, not ‘like a hermit’, that would not be sufficient, but like the dead.’ (p.295)
  • ‘I am desperate like a caged rat, racked by headaches and insomnia…’ (p.341)
  • ‘I wake after bad nights with my mouth wide open and my abused and tortured body like an alien and disgusting presence in my bed.’ (p.313)

(You don’t have to be a genius to connect this last quote, a description of himself waking after troubled nights to be disgusted at his own physical presence in bed, with the mindset of The Metamorphosis.)

Above all, Kafka didn’t want to ever actually meet Felice, developing a huge list of reasons why it would be a bad idea. And, indeed, on the few occasions when they did actually meet in the flesh, it was a catastrophe of sullen silence and misunderstandings..

Kafka was drawn to marriage yet terrified by it. He needed someone to look after him and yet, like every writer, wanted to be left utterly alone with the complete freedom to create. He had a horror of intimacy, of the invasion of his private space, of the disgusting rituals of copulation (p.265).

His repeated likenings of marriage to death, Death, DEATH, eventually become ludicrous. ‘The request threw him into a panic’ Pawel writes on page 395 and this could refer to just about any request any of his women made to meet him, let alone the terrifying possibility of one of them actually marrying him. And the mortifying possibility of having to live with a woman!

It is entirely characteristic that when Kafka had his first major pulmonary haemorrhage in 1917, coughing up blood in his apartment, he was relieved! Now he didn’t have to marry Felice, and he was so relieved at the thought that, after the bleeding died down, he had the first good night’s sleep he’d had in months!

And when the diagnosis of tuberculosis was confirmed by specialists, Kafka was thrilled to be able to finally break up with Felice definitely, after five long years of self-torture and recrimination. He went to stay with his sister in the countryside for what he later thought of as the happiest period of his life.

Chronology of the works

It is interesting up to a point to learn about the conditions under which he wrote various works. It is a little bit interesting to learn about the origins of the plot for Amerika. It is incongruous to learn that he began writing The Trial as the First World War broke out and continued writing it up till January 1915. Sort of.

It is quaint to learn the the bulk of the short stories published in his lifetime (in the Country Doctor volume) were written in a little old cottage on a thoroughfare improbably named Golden Lane, built up behind Prague castle by order of King Rudolf II in 1597, so poky he had to bend over to get in the doorway, but which he found blessedly quiet (p.352).

Quaint in a tourist itinerary sort of way, but it doesn’t in the slightest help you appreciate the works. On the contrary, gossipy titbits like this tend to short-circuit the mental energy which really entering into the worldview of Kafka’s fiction requires of the reader.

My point is that knowing precisely when he wrote a particular story or chapter doesn’t at all help you understand or penetrate deeper into its meaning. The rough order, especially of the novels – America 1912, Trial 1914, Castle 1922 – probably helps.

It’s certainly interesting to learn that the big spurt of writing The Trial took place in a prolonged lull in his relationship with Felice Bauer (August – December 1914) and that, when she finally got back in touch and they started corresponding towards the end of 1914, this threw him into such emotional turmoil that he lost concentration and that is why writing of The Trial got weaker and then fizzled out altogether.

But these facts don’t help you enjoy or understand The Trial, though, do they?

So a lot of the second half is taken up with nailing down on precisely which days, weeks or months he wrote, or probably wrote, or started or abandoned this or that story, and it’s sort of interesting in a Sudoku, jigsaw sort of way. But not as interesting as the big ideas in the first half.


Highlights and notes

Hypochondria In the second half of the book Kafka’s hypochondria and mental disturbance become acute. Almost every letter to Felice is filled with accounts of his misery, unhappiness, the torture of work, his unhappiness at home and so on.

‘My life has shrunk horribly and will go on shrinking.’ (Letter to Felice, 1914)

In 1917 he had his first massive pulmonary haemorrhage. But his doctors weren’t wrong to point out that most of the population of Prague had traces of the tubercle bacillus in their lungs and that, with good food and complete rest, he stood every chance of overcoming it. According to Pawel, it was the flu epidemic of 1919 which did for Kafka. He spent weeks in bed with a fever and struggling to breathe. The flu severely exacerbated the underlying TB and probably made his death inevitable.

Certainly he never recovered enough to return to work at the Worker’s Accident Insurance Institute of Prague. Pawel chronicles the a complicated series of leaves of absence and sick leaves which went on for the next three years, until he was finally moved to the inactive list with a company pension in July 1922.

Thus his next major girlfriend after Felice, Milena Jesenská can write to Max Brod, within weeks of meeting Kafka in 1920, that Franz will never get better – and he never did.

In various places Pawel refers the notion that Joseph K is a walking sense of guilt looking for a crime: he has been charged, but he needs to find out why he is guilt. The same thought can be applied to Kafka and his TB. From adolescence onwards he is convinced he is ill, life is a disease, he flirts continually with thoughts of death, sometimes of suicide. The dagnosis of TB came as a huge relief, because the sense of illness – his morbid hypochondria –  finally found its cause, found an objective fact in the real world which justified it.

At some point – after working through all the letters and diary entries and analyses of his mounting illness through the last seven years of his life – it dawned on me that Kafka’s fiction is the way it is because he tried to live outside life for so long, for decades. He was someone who was ‘incapable of living’. He permanently lived in a state of terror and fear and anxiety far beyond what normal people can cope with or imagine, and the writing comes from that place.

  • ‘When you speak to her about me, speak as of someone already dead.’ (letter to Max Brod re. Milena)
  • ‘The chase drives me outside humanity’ (1922)

Švejk Joseph K. is the antithetical twin brother of Jaroslav Hašek’s Good Soldier Švejk. Joseph feels guilty about everything; Švejk feels guilty about nothing. Joseph (and K. and Gregor Samsa) sink down, down, down to a inevitable death; Švejk floats happily through the world, surviving the worst the Great War has to throw at him, with a bland smile on his face.

Prose king Every critic seems to agree that Kafka was arguably the greatest prose stylist in German of the entire 20th century. Pawel refers to his ‘classically simple yet highly charged prose’ (p.321). But they also all agree that almost nothing of this superhuman control of language comes across in translation.

This is more than frustrating. It makes you realise that however much of Kafka you read in translation, you are missing the lion’s share of his achievement, which was to craft the purest German prose of the century. Damn! Damn.

And also makes you realise the huge limits placed on all our attempts to understand ‘literature’. If most of us can’t even appreciate the literary excellence of one of the most famous writers in Europe, how can any of us hope to achieve anything more than a partial, restricted, limited and ultimately provincial view of the entire global situation? (Can you read Russian? Mandarin? Urdu? Well then.)

Kafka and the novel

Kafka quietly, and without fanfare, without stylistic extravagance or verbal excesses, demolished the solid, taken-for-granted certitudes of nineteenth century realism with its black-and-white contrasts and sharply defined outlines… In fact, he all but demolished the structure of the novel itself as he pursued guilt into the realm of the universal… (Ernst Pawel p.322)

The Trial Not only was pursuing his case all the way up to the highest court and to the final arbiter beyond the ability of Joseph K. – it was beyond the ability of his creator, Franz Kafka. It is beyond the ability of any of us! This is what the fragmentary and abandoned state of the novel’s manuscript itself tells us about the condition of the universe.

Kafka’s work Despite the war, Kafka continued to be an invaluable senior manager at the Worker’s Accident Insurance Institute of Prague. He was continually exempted from conscription during the Great War because his work was literally irreplaceable. Not only that, but Pawel describes how he selflessly worked to create new processes to deal with the astonishing number of wounded and maimed soldiers returning from the Front. Kafka played a key role in the establishment of a hospital for soldiers with traumatic shock in 1916 (p.333). In fact the Veterans Association nominated him for a medal for his war work.

This is all so at odds with the neurasthenic who writes that he can barely get out of bed in the morning without doubling up in disgust and/or terror, that it seems like a different person. It’s one of the oddest things about this spectacularly odd man.

Czechs versus Germans I had no idea that the Czechs and the Germans who lived in Bohemia were at such daggers drawn. In the early part of the biography, Pawel describes the communal riots which broke out occasionally in the last years of the nineteenth century, and makes it clear that both communities harboured a seething dislike, fear and hatred of the other. But this really comes into its own during the last year of the Great War, as Austria’s fortunes visibly sank.

When he describes the way the centuries-old Austro-Hungarian empire simply disappeared almost overnight (well, within the course of a few weeks in October and November 1918) I was reminded of the collapse of the Soviet Union and the eastern bloc: similarly sudden and complete, vanishing like morning fog (p.373).

Very quickly a Czech nation was proclaimed (on November 14 1918) and the eminent nationalist leader Tomáš Garrigue Masaryk declared president, installing his administration in Hradčany Castle. Within days all Germans were removed from the administrative, civil service, army, and even commercial positions which they had held, in some instances, for decades, and were replaced across the board by ethnic Czechs. Kafka’s employer, the Worker’s Accident Insurance Institute for the Kingdom of Bohemia, changed its name into Czech overnight, as did all other public institutions (p.375).

In November 1920 Prague erupted into a three-day orgy of anti-German and anti-Jewish rioting, during which the mob sacked the offices of German-speaking newspapers, attacked anyone who looked Jewish in the streets, broke into the German Theatre and the Jewish Town Hall and burned ancient Jewish manuscripts and holy books in front of the synagogue.

Kafka is quoted observing this at first hand.

Judaism Kafka was fascinated when a troupe of travelling Jewish actors arrived in Prague in 1911, and spent several weeks putting on performances of traditional Jewish folk stories. He commented to friends that this was the real Jewish thing, not the dessicated bookish tradition which lingered on among the intelligentsia.

Similarly, when the Russians advanced deep into Austro-Hungarian territory they prompted a flight of refugees from the East, many of them Jews, who arrived in Prague, and Kafka was, again, delighted by the ‘authentic’ traditions, dress and speech of these Ostjuden (pp.334-339). In fact, observing a group of East European Jews who had been put up in the Jewish Town Hall in Prague while they waited for their US visas, Kafka wrote:

‘Had I been given the choice to be whatever I wanted, I would have chosen to be a little Eastern Jewish boy in the corner of that room, without a care in the world.’ (Letter to Milena, quoted page 339)

In 1917 he began teaching himself Hebrew, in one among many attempts to reconnect with the lost Jewish tradition (p.356). Pawel repeatedly emphasises that, deep down, Kafka never abandoned the hope of visiting Jerusalem.

‘I had to do something quite radical, and so I decided to emigrate to Palestine.’ (letter to his sister, October 1923)

After teaching himself the basics, Kafka began to take Hebrew lessons from a young woman named Puah Ben-Tovim (1903-1991, who went on to become an accomplished and celebrated educator in Israel) (p.428).

In the last year of his life, Kafka received a generous invitation from his old schoolfriend Hugo Bergmann to go and live in the latter’s home in Palestine (p.430). But by then he was too ill to even climb a flight of stairs let alone contemplate a train and boat trip to a different country.

Hypochondria become real I had no idea Kafka was so very ill for the last four or so years of his life. It is a distressing litany of symptoms caused by tuberculosis and exacerbated by the 1919 influenza pandemic, which meant he had to give up work, and was cared for by a succession of close ones, his indefatigable sister Ottla (who emerges as a tower of strength) and, for the last year of his life, by the fiercely devoted and protective Dora Dyment.


The Holocaust

Personally, I find it difficult to read much contemporary literature because I am mesmerised by the catastrophe of the twentieth century, which began with the First World War, spawned the disastrous Bolshevik Revolution, led to the ruination of Europe through the 20s and 30s, rise of Stalin and Hitler and then the inferno of the Second World War, and on into the long Cold War, with its miserable litany of conflicts, dictators, insurgencies and civil wars all round the world until the collapse of the Soviet Union in 1990.

And at the pitch black-heart of the filthiest century in human history lies the wriggling inhuman bestial horror of the Holocaust. I’ve written fairly extensively about it in reviews of the following books (they’re all important, but This Way For The Gas sticks most in my mind).

Anyway, Pawel’s biography introduces us to a wide array of contemporaries of Kafka’s, not only friends and family, but many of the Prague or Vienna writers, thinkers, journalists, activists and so on whose path crossed his, or who he read, or heard lecture and so on.

With a large number of them, as and when they exit from Kafka’s story, Pawel gives a thumbnail portrait of their later lives. And quite a few of them, seeing they were Jews like Kafka, ended up being arrested by the Nazi authorities and murdered in concentration camps.

Not to mention the numerous girlfriends and women in his life, including his three sisters, who were all sent to Terezin concentration camp and died there, and Milena Jesenská, murdered in Ravensbrück concentration camp.

This is all very harrowing and I’m not sure it’s a good idea. On the one hand it means that the book builds up into a sort of memorial to an entire generation of European Jewry and I can understand the piety and honourableness of such a motive.

On the other hand, nobody knew this was going to happen, least of all Kafka who died in 1924. This repeated leaping forward to the Holocaust creates a teleological feel to the narrative, a sense of inevitability, as if everything was fated to head in this direction.

And above all, the huge blunt fact of the Holocaust tends to blot out and eclipse the reader’s responses to the subtler twists and turns in Kafka’s biography, let alone to the subtle themes and details of his fiction.

I realise it is meant to pay respect and act as a baleful warning, but the continual reminders of the looming Holocaust risk deadening our responses to Kafka the very-much-still-alive hero of his own life story in 1912 or 1917 or 1922.

Conclusion

The Nightmare of Reason is a long book packed with facts about Kafka, his times, his relationships, his obsessions and his writings.

For me the single most important thing I learned about Kafka was his off-the-scale, self-centred, tortured, self-obsessed solipsism. Of course he notices things like the war or the ethnic riots or his family’s ups and downs: but all of this is constantly being pushed aside so he can focus on his One Great Subject which is himself, and his endless tortured guilt and fear and paranoia and hypochondria.

I am constantly trying to communicate something incommunicable, to explain something inexplicable, to tell about something I only feel in my bones and which can only be experienced in those bones. Basically it is nothing other than this fear which we have so often talked about, but fear spread to everything, fear of the greatest as well as of the smallest, fear, paralysing fear of pronouncing a word, although this fear may not only be fear but also a longing for something greater than all that is fearful. (Letter to Milena, quoted page 96)

Fear spread to everything. Kafka carried this tortured investigation of himself to unparalleled lengths and, in doing so, found words and phrases and ways of thinking about himself, and about what it is to be a self, which approached the intensity of religious revelations. When he writes:

What I need for my writing is seclusion, not ‘like a hermit’, that would not be sufficient, but like the dead

he really means it.

He is obsessed with death as an escape from the intolerable burden of his guilt-stricken and terrified daily consciousness. And the extremity of his psychology led him to devise mental frameworks and forms of expression, phrases, sentences and paragraphs, and situations (as in the situation of the investigating dog, or the terrified burrower, or the mouse academic, or the ape who becomes a man or, most famous of all, the man who changes into a beetle), which express this deranged sense of detachment from the ‘real life’ which most of us experience, to an unparalleled degree, to an almost incomprehensible degree.

And it is the extremity and yet at the same time the purity of the mental worlds he created in his fictions which allows so many critics to rush in and impose whatever system of values they are promoting: from psychoanalytical interpretations about his father, the Oedipus complex or buried homosexual fantasies, to sociological interpretations about the faceless bureaucracies of the modern world; from existential interpretations – the Sartrean notion of the individual adrift in a godless universe and crushed by the weight of their freedom – to Max Brod’s view that he was a saint and a holy man; from Marxist claims that his work portrays the soul of man alienated by capitalism, to Walter Benjamin’s notion that Kafka’s work drills down so deeply into the Jewish tradition that it draws on feelings and visions which are in fact prehistoric and preliterate.

Quite obviously the fact that so many different – and completely opposed – ideologists and critics can all claim to be the authentic interpreters of Kafka’s works points towards the conclusion I’d prefer to make: that his work was so utterly about himself and about his deepest feelings and fears – ‘an obsessive self-scrutiny that drove him beyond the self’ (p.322) – so utterly bereft of external details about contemporary society or conventions or manners, as to achieve a kind of uncluttered purity rarely found in literature.

As Auden comments, Kafka was the greatest modern writer of parables and the point of a parable is that it is so clean, so devoid of distracting detail or contemporary references, so focused on the essentials of the situation – that more or less anyone can apply it to themselves, project their reading onto it – it is this combination of extremity and conceptual purity which gives them their universal appeal and power.


Related links

Related Kafka reviews

Dates are dates of composition.

The Nightmare of Reason: The Life of Franz Kafka by Ernst Pawel – part one (1984)

‘What do I have in common with the Jews? I hardly have anything in common with myself and should stand very quietly in a corner, content that I can breathe.’
(Franz Kafka, 8 January 1914)

This is a hugely enjoyable biography of Franz Kafka, chiefly because it is itself so unKafkaesque, so informative and logical and entertaining.

Although the subject matter and settings of Kafka’s novels and short stories vary, what all Kafka’s works have in common (well, apart from the really short stories) is the long-winded and often convoluted nature of his prose which seeks to reflect the over-self-conscious and over-thinking paranoia, anxiety and, sometimes, terror of his protagonists, narrators or characters.

Pawel’s book, by contrast, is a wonderfully refreshing combination of deep historical background, penetrating psychological insights, fascinating detail about the literary and cultural world of turn-of-the-century Prague, and hair-raising quotes from Kafka’s diaries, letters and works, all conveyed in brisk and colourful prose. Pawel is about as variedly entertaining as prose can be, which came as a huge relief after struggling through the monotone grimness of a story like The Burrow.

Three ethnicities

If you read any of Kafka’s works it’s difficult to avoid blurbs and introductions which give away the two key facts of his biography – 1. his lifelong fear of his father, Herrmann, and 2. how he spent his entire working life in a state insurance company, itself embedded in the elephantine web of Austro-Hungarian bureaucracy.

The Workmen’s Accident and Insurance Institute for the Kingdom of Bohemia was an integral part of the pullulating Austro-Hungarian bureaucracy that, like a giant net of near-epic intricacy, covered the entire Hapsburg domain. (The Nightmare of Reason, page 183)

Between them these two facts can be used as the basis of entry-level commentaries on Kafka’s stories, interpreting them as being about either:

  1. anxiety and dread of some nameless father figure who inspires an irrational sense of paralysing guilt
  2. or (as the two famous novels do) as unparalleled descriptions of vast, impenetrable bureaucracies which the helpless protagonists can never understand or appeal to

So far, so obvious. What I enjoyed most in this biography was all the stuff I didn’t know. First and foremost, Pawel gives the reader a much deeper understanding of the history, the politics and, especially, the ethnic make-up of Bohemia, where Kafka was born and lived most his life, and of its capital city, Prague – and explains why this mattered so much.

What comes over loud and clear is the tripartite nature of the situation, meaning there were three main ethnic groups in Bohemia, who all hated each other:

1. The majority of the population of Prague and Bohemia was Czech-speaking Czechs, who became increasingly nationalistic as the 19th century progressed, lobbying for a nation state of their own, outspokenly resentful of the Austrian authorities and of their allies in the German-speaking minority.

2. A minority of the population, around 10 to 15%, were ethnic Germans. They regarded themselves as culturally and racially superior to the Czechs, who they thought of as inferior ‘slavs’. The Germans were bolstered 1. by their proximity to Germany itself, with its immense cultural and literary heritage, and 2. because they spoke the same language as the Austrians who ruled the Austro-Hungarian Empire. Most schools in Bohemia taught German as the official language, resulting in a state of civil war between the two languages and low level conflict between the two cultures – Pawel describes it as an ‘abyss’ (p.140).

Kafka, for example, although he was complimented on his spoken Czech, never considered himself fluent in it, and was educated, preferred to speak and wrote in German. In reference books he is referred to as a master of German prose.

3. And then there were the Jews. Pawel goes into great detail and is absolutely fascinating about the position of Jews in the Austro-Hungarian Empire and Bohemia in particular. He goes back to the Emperor Joseph II’s 1781 Patent of Toleration, which allowed Jews and Protestants for the first time to practice their religion in the Empire, and the charter for religious freedom granted the Jews of Galicia in 1789. From these statutes dated a series of other laws enacted throughout the nineteenth century designed to ’emancipate’ the Jews from a range of medieval laws which had placed huge restrictions on how they could dress, where they could go, what jobs they could hold.

But this so-called emancipation was a double-edged sword, because it also abolished the communal autonomy which the Jews had enjoyed, it forbad the wearing of traditional Jewish clothes, and it enforced the Germanisation of Jewish culture.

The effect of all this was that, through the 19th century, successive generations of Jews tried to break out of the squalor and poverty of their predominantly rural settlements, emigrated to the big cities of the Empire, dropped their traditional clothing and haircuts, learned to speak German better than the Germans, and in every way tried to assimilate.

Both [Kafka’s] parents belonged to the first generation of assimilated Jews. (p.54)

Unfortunately, this ‘aping’ of German culture mainly served to breed resentment among ‘true’ Germans against these cultural ‘impostors’, with the net result that, the more the Jews tried to assimilate to German culture, the more the Germans hated them for it.

Thus, in a bitter, world-historical irony, an entire generation of urbanised, secular Jews found themselves in love with and practicing a Germanic culture whose rightful ‘owners’, the Germans, hated them with an unremitting anti-semitism (pp.99, 149).

And these hyper-intelligent Jews were totally aware of the fact, bitterly reminded of it every time another anti-semitic article was published in their newspapers or anti-semitic ruit took place in their towns. And so it helped to create a feeling that if only they weren’t Jews everything would be alright. It helped to create the phenomenon known as Jewish self-hatred, a condition Pawel thinks Kafka suffered from, acutely, all his life (p.108).

(Though not as much as the journalist Karl Kraus. In a typically fascinating digression, Pawel devotes an excoriating passage to Kraus, a secular Jew born into a wealthy industrialist family, who became a leading satirical writer and journalist, and devoted his flaming energies to protecting the ‘purity’ of the German language, and – according to Pawels – castigating ‘the Jews’ for importing provincial jargon and Yiddishisms. Kraus was, in Pawel’s view, ‘the quintessential incarnation of Jewish self-hatred’ (p.226).)

And don’t forget that, all the while they were the subject of German anti-semitism, the Jews also got it in the neck from the other side, from the nationalist Czechs, the more Germanic the Jews strove to become, the more the Czech nationalists hated them for sucking up to their oppressors. The Jews got it from both directions.

I knew about Austrian anti-semitism, not least from reading biographies of Freud. But I didn’t know anything about the distinctive dynamic of Czech anti-semitism.

The emancipation of the Jews

Pawel describes all this in such depth and detail because it explains the impact on Kafka’s own biography – namely that Franz’s father, Herrmann, was one of that generation of Jews who, in the mid-nineteenth-century, escaped from the grinding poverty of the rural shtetl, migrated to the city, and finagled the money to set himself up in business, to try to rise in the world.

One of the best-known things about Kafka is how he lived in abject fear of his father, who instilled a permanent sense of terror and anxiety in him, but Pawel explains brilliantly how Kafka senior was a highly representative figure, just one among a great wave of Jews of his generation who escaped rural poverty, migrated to the city, became more or less successful businessmen and… sired sons who despised them.

He wasn’t alone. Pawel shows how it was a pattern repeated across educated Jewry (p.98).

Seen from this historical perspective, Sigmund Freud (born 1856 in Příbor in what is now the Moravian province of the Czech Republic) is a kind of patron saint of his and the slightly later generation (Kafka was born in 1883) for Freud’s father, Jakob, was the son of devout Hasidic Jews, who, in the classic style, moved from his home district to the big city of Vienna where he struggled to run a business as a wool merchant, rejecting along the way all the appurtenances of the rural Judaism which were so associated with poverty and provincialism. It was as a result of Jakob’s deracination, that his son decisively broke with any religious belief, and became the immensely successful and highly urbanised founder of psychoanalysis.

Same or something similar with a whole generation of Jewish-German writers artists and composers – Kafka, Brod, Hermann Broch, Wittgenstein, Karl Kraus, Walter Benjamin, Gustav Mahler, Arnold Schoenberg and so on (pp.98, 99). It was a world of staggering artistic brilliance – this was the generation which contributed to and helped define the whole idea of Modern Art. But it was all built on a volcano, the fierce hatred of ‘genuine’ Germans for the ‘cosmopolitan’ Jews who (they thought) were appropriating their culture.

This was the atmosphere of Kafka’s world, dense with hate. (p.44)

Judaism is replaced by literature

A further consequence emerges from Pawel’s historical approach which is that this generation, the first generation of truly urbanised Jews, which had largely lost its religious faith in the process, nonetheless continued, like their rabbinical forefathers, the Jewish obsession with the written word.

Only instead of devoting their lives to interpreting the Holy Scriptures as their Hasidic forefathers, rabbis and holy men had – these largely irreligious urbanites now nagged and worried about secular types of writing – namely literature and philosophy and criticism and aesthetics. God may have been declared dead and words no longer used to pray and worship – but instead, the endless finagling of rabbis and commentators was now applied to existence itself, to a scrupulous cross-examination of modern life in the hurly-burly of hectic cities.

The Jewish intelligentsia on the whole remained isolated, inbred and inward looking…Theirs was a paradoxically communal shtetl of cantankerous individualists huddled in the warrens of their self-absorption, with literature as their religion and self-expression their road to salvation. (p.153)

As Pawel puts it with typically colourful rhetoric:

Kafka’s true ancestors, the substance of his flesh and spirit, were an unruly crowd of Talmudists, Cabalists, medieval mystics resting uneasy beneath the jumble of heaving, weatherbeaten tombstones in Prague’s Old Cemetery, seekers in search of a reason for faith. (p.100)

The same intense scrutiny the forefathers paid to every word and accent of the Talmud, their heirs now devoted to the production of texts exploring the experience of the modern world which boiled down, again and again, in the hands of its most dogged exponents, to an investigation of language itself.

And so we find Kafka in December 1910 making one of the hundreds and hundreds of diary entries he devoted obsessively to the subject of writing, of words, of prose, of literature:

I cannot write. I haven’t managed a single line I’d care to acknowledge; on the contrary, I threw out everything – it wasn’t much – that I had written since Paris. My whole body warns me of every word, and every word first looks around in all directions before it lets itself be written down by me. The sentences literally crumble in my hands.

‘Every word first looks around in all directions before it lets itself be written down by me’! In Kafka’s hands, even language itself is gripped by fear.

Kafka’s diet

Kafka was a lifelong hypochondriac who also happened to suffer from actual illnesses and conditions. From early in adulthood he experimented with a variety of cures from surprisingly silly quack doctors. He became obsessed with diet, first becoming a vegetarian, and then implementing an increasingly complicated regime of diets, which Pawel describes in detail.

But once again Pawel uses this to make the kind of socio-psychological point for which I really enjoyed this book, when he points out the following: In the Jewish tradition, strict adherence to kashrut or traditional Jewish dietary law linked the individual to the community, made him one with a much larger people and their heritage – whereas the dietary rituals Kafka made for himself completely cut him off not only from the Jewish tradition, but even from his own family, and ultimately his own friends. Later in life Kafka:

gradually got into the habit of taking all his meals by himself and intensely disliked eating in anyone’s presence. (p.209)

Like everything else in his life, even eating became a source of anxiety and dread and shame.

Hermann Kafka and his family

Although Pawel records the lifelong terror and feeling of humiliation which Herrmann inculcated in his over-sensitive son, he injects a strong dose of scepticism. As you read Franz’s Letter to his Father, the sustained thirty-page indictment of Herrmann which poor Franz wrote at the age of 36, you can’t help beginning to feel sorry a bit sorry for Herrmann. It wasn’t his fault that he emerged from grinding poverty all but illiterate and had to work hard all his life to support his family. Whereas Franz enjoyed 16 years of education and wangled a cushy job at the Workers Insurance Company thanks to a well-connected uncle. From one point of view, Franz is the typically ungrateful, spoilt son.

And in a subtle reinterpretation of the traditional story, Pawel wonders if it wasn’t Kafka’s mother, Julie, who did most damage to her son. How? By being totally aware of young Franz’s hyper-sensitive nature, but doing nothing about it – by effectively ignoring his hyper-sensitive soul in order to suck up to her bullying husband.

Because, as Pawel points out, Kafka gave the notorious Letter to His Father to his mother to read and then pass on to the family ‘tyrant’. She certainly did read it but never passed it on, returning it to Franz after a week and, well… Franz could easily have handed it over to his father by hand – or posted it. But he chose not to. That, Pawel speculates, is because the letter had in fact achieved its purpose. Not to address his father at all, but successfully implicating his mother in his childhood and teenage trauma. After all:

All parents fail their children, and all children weave their parents failure into the texture of their lives. (p.82)

As this all suggests, Kafka’s story was very much a family affair, a psychodrama played out in the claustrophobic walls of the Prague apartment he shared with his mother, father and three sisters.

Indeed it is a little staggering to read Pawel’s description of the apartment the family moved to in 1912, whose walls were so thin that everyone could hear everyone else cough or sneeze or open a window or plump a book down on a table – let alone all the other necessary bodily functions. What a terrible, claustrophobic environment it was (and we know this, because we have hundreds of diary entries made by Franz moaning about it) and yet – he didn’t leave.

More than once Pawel suggests there is something very Jewish about this smothering family environment and the way that, although he could easily have left once he had a secure job, Kafka chose to remain within the bosom of his smothering family.

It’s aspects of Kafka’s psychology and life like this which drive Pawel’s frequent comparisons and invocations of Freud, dissector and analyst of the smothering turn-of-the-century, urban, Jewish family, investigator of the kind of family lives that the young women of his case studies made up hysterias and neuroses, and the young men made up violent animal fantasies, to escape from.

But here, as in other ways, Kafka stands out as taking part in a recognisable general trend – but then going way beyond it – or moulding it to his own peculiar needs – because at some level, deep down, he needed to be smothered.

Anti-Semitism and Zionism

And all around them, surrounding the anxieties of family life, were the continual ethnic tensions which regularly broke out into actual violence. Sometimes it was Czech nationalists rioting against their Austro-German overlords in the name of Czech nationalism – as they did in the so-called Prague Pogrom of 1897 when Czech nationalists started off by ransacking well-known German cultural and commercial establishments, but ended up devoting three days to attacking Jewish shops and synagogues and anyone who appeared to be a Jew.

Slowly, over his lifetime, Kafka noted the situation getting steadily worse. Fifteen years later, the 60th anniversary of the accession of the Emperor Franz-Joseph led to violent attacks organised by the Czech National Socialists on German properties, which led to troops being sent in and the imposition of martial law (p.298).

But whether it was the Germans or the Czechs, and whether it was the journalistic or bureaucratic attacks of the intelligentsia, or crude physical attacks on the street (and street fighting occurring on an almost weekly basis, p.205):

The extremist demagogues prevailing in both camps were equally vocal in their common hostility to the Jews.

This pervasive fearfulness among Jews helps explain the origins of Zionism, first given theoretical and practical expression by Theodor Herzl, another urbanised and ‘assimilated’ Jewish son of poorer, more rural parents, from the same generation as Freud (Herzl was born a year later, in 1860).

In 1896, deeply shocked by the anti-semitism revealed by the Dreyfus Affair in France (1894-1906), Herzl published Der Judenstaat, in which he argued that anti-semitism in Europe couldn’t be ‘cured’ but only avoided altogether, by leaving Europe and founding a state solely for Jews.

The theme of Zionism looms large in Kafka’s life. Many of his school and university friends became ardent Zionists – including his good friend and literary executor, Max Brod, who managed to escape Prague on the last train before the Nazis arrived, and successfully made it to Palestine. Zionism it was one of the big socio-political movements of the time, along with socialism, anarchism, and Tolstoyan pacifism. (pp.61, 290)

And it was a practical movement. The Bohemian Zionists didn’t just campaign for the establishment of a foreign homeland; closer to home they organised the community, publishing a weekly magazine named Self Defence edited by Kafka’s friend Felix Weltsch (one of the many writers, journalists, critics and poets who Pawel tells us about).

Above all, they preached the idea that all the Jewish hopes for ‘assimilation’ were a fantasy: the Jews who worshipped German culture were adulating their abuser. There could never be full assimilation and the sooner the Jews realised it and planned for their own salvation the better. Tragically, the Zionists were to be proved entirely right.

So from Kafka’s twenties onwards, Zionism was one of the half dozen cultural and political themes of the day. Late in life Kafka encouraged his sisters to develop agricultural skills preparatory to emigrating to Palestine. It was a constant possibility, or dream of his, mentioned in diaries and letters although, being Kafka, he knew it was not a dream he would ever live to fulfil.

Multiple reasons to be afraid

Thus it is that Pawel’s book brilliantly conveys the multiple levels or sources of Kafka’s terror.

  1. He was born over-sensitive and anxious and would have had a hard time adapting to real life anywhere. He was painfully shy and morbidly self-aware.
  2. His father was a philistine bully who ridiculed his son’s weakness and intellectual interests, exacerbating the boy’s paranoia and anxieties in every way.
  3. In newspapers and even in lectures at the university he attended, Kafka would routinely read or hear the most blistering attacks on the Jews as enemies of culture, emissaries of poverty and disease from pestilent rural slums, Christ-killers and followers of an antiquated anti-Enlightenment superstition.
  4. And then, in the streets, there would be periodic anti-Jewish riots, attacks on individual Jews or smashing up Jewish shops.

In the midst of explaining all this, Pawel makes a point which it is easy to miss. He notes that in Kafka’s surviving correspondence with Max Brod or with his three successive girlfriends, Kafka rarely if ever actually alludes to anti-semitism, or to the street violence, clashes, public disorders and growing power of the anti-semitic nationalist parties in Prague. Pawel makes what I thought was a really powerful comment:

It was only in his fiction that he felt both safe and articulate enough to give voice to his sense of terror. (p.204)

An insight I thought was really worth pondering… something to do with the way fiction, or literature, can be a way of controlling and ordering the otherwise chaotic and overwhelming, the personally overwhelming and the socially overwhelming…

Anyway, that’s a lot of sources of fear and terror to be getting on with, before you even get into Franz’s more personal anxieties – not least about sex and everything sexual, which sent him into paroxysms of self-disgust.

Sex

I had no idea that Kafka was such an habitué of brothels. I mean not now and then. I mean routinely and regularly, as well as having sexual escapades with all sorts of working class girls, serving girls and servants and waitresses and barmaids and cleaning women in the many hotels he stayed at on his business trips. We know this because it is all recorded in the copious diaries he kept, and in his extensive correspondence with Max Brod and he even mentions it in letters to his various fiancées.

The subject prompts another one of Pawel’s wide-ranging cultural investigations which I found so fascinating, this time a lengthy description of the way the madonna-whore dichotomy experienced a kind of ill-fated, decadent blossoming in turn of the century Austro-Hungary – in the Vienna we all know about with its Klimt and Schiele paintings, but also in Germanic Prague.

Sex… was the sinister leitmotif dominating literature, drama, and the arts of the period. And beyond the poetic metaphors loomed the brutal real-life affinity of sex and death – botched abortions, childbed fever, syphilis, suicides. (p.77)

All his friends were at it, they all slept with prostitutes: we learn that Max Brod’s marriage got into trouble because he simply refused to carry on sleeping with every woman he could. The women – we learn – came in different grades, from professionals in brothels, to semi-pros in doorsteps, to amateurs – cleaners and suchlike – who would give you a quick one for cash.

All of which exacerbated the aforementioned Madonna-Whore complex, whereby women were divided into two categories – the generally working-class whores you paid to have dirty sex with – and the pure, high-minded and chaste young ladies you accompanied to concerts and were expected to marry (p.180).

To an astonishing extent, Kafka was a fully paid-up member of this club and had an extraordinary number of casual sexual partners – innumerable encounters which he then followed up with the predictable paroxysms of self-loathing and self-hatred. In this respect he was surprisingly unoriginal.

There is a lot more to be said about the relationship between Kafka’s intense but guilt-ridden sex life and the peculiar relations his two key protagonists have with women (in The Trial and The Castle) but that’s for others to write about. I’m interested in history, and language.

The Workmen’s Accident and Insurance Institute for the Kingdom of Bohemia

It is a revelation to discover that Kafka was good at his job in this insurance company. Not just good, vital. His quick intelligence and pedantic attention to detail were just what was needed. He was tasked with auditing safety regulations about a whole range of industrial processes, a job which required him to travel extensively around the country, staying in hotels (shagging chambermaids if possible) and visiting a huge range of factories and workplaces.

His annual reviews still survive and glow with praise from his superiors and colleagues. He started work at the company’s offices in 1908, was promoted within a year, given full civil service tenure in 1910, advanced to Junior Secretary in 1913, to Secretary in 1920, and senior Secretary in 1922. His immediate superior, Chief Inspector Pfohl, wrote that without him the entire department would collapse. He was a model employee, prompt, intelligent, diligent and polite, as all the testimony from his colleagues confirms.

Fourteen years of following bureaucratic procedures in an institute which was itself part of the wider bureaucratic Empire. And of writing official reports in the tone and style of a senior bureaucrat. You’d have to be quite dense not to link these factors with a) the visions of a vast topless bureaucracy which form the core of the two great novels, and b) with the parody of official, academic-bureaucratic style which is so omnipresent, especially in the later stories.

Kafka’s officialese

Commenting on the contradiction between Kafka the florid hypochondriac and Kafka the smartly turned-out insurance inspector, a contemporary Prague’s literary circle, Oskar Baum, is quoted about how the mental or intellectual structures of the workplace, of its official and stern prose, mapped very handily onto Kafka’s intensely personal obsessions with writing.

By nature he was a fanatic full of luxuriating fantasy, but he kept its glow in check by constantly striving toward strict objectivity. To overcome all cloying or seductive sentimental raptures and fuzzy-minded fantasising was part of his cult of purity – a cult quasi-religious in spirit, though often eccentric in its physical manifestation. He created the most subjective imagery, but it had to manifest itself in the form of utmost objectivity (quoted on page 133)

It’s easy to overlook, but this is a profoundly distinctive aspect of Kafka’s art which is easy to overlook: that all these delirious and often visionary stories are told in very formal and precise prose, and in a style which, in the later stories, becomes really heavily drenched in bureaucratic or academic or official rhetoric.

Pawel’s lurid style

So I found the way Pawel’s factual information about the social, economic and political changes in Bohemia leading up to Kafka’s birth – specifically the changing role of Jews in Bohemian culture – and then his detailed account of Franz’s family life and how that was woven into the complicated social and intellectual currents of the time, really built up a multi-layered understanding of Kafka’s life and times.

But curiously at odds with all this is Pawel’s own very uneven style. One minute he is describing statistics about industrial production or the percentage population of the different ethnicities in the tone of a government report or Wikipedia article:

Prague’s German-speaking minority was rapidly dwindling in proportion to the fast-growing Czech majority, from 14.6 percent in 1880, when the first language census was taken, to 13.6 percent in 1889, Kafka’s first school year. The city’s population totaled 303,000 at the time; of these, 41,400 gave German as their first and principal language. (p.31)

Or:

Between 1848 and 1890, Bohemia’s share in the total industrial output of the monarchy rose from 46 to 59 percent. By 1890, Bohemia and Moravia accounted for 65 percent of Austria’s industrial labour force. (p.37)

The next, he is writing wild and extravagant similes which seem to belong to another kind of book altogether. Here he is describing one of Kafka’s teachers:

Gschwind, author of several studies in linguistics, was rightfully regarded as an eminent classicist, and one can only speculate on the reasons that led him to waste his scholarly gifts and encyclopedic knowledge on a gang of recalcitrant teenagers who, as a group, progressed in classical philology with all the speed and enthusiasm of a mule train being driven up a mountain. (p.73)

Here he is describing Kafka’s anxiety about his end-of-school exams:

The prospect of those apocalyptic trials turned the final school years into a frenzied last-ditch effort to shore up the crumbling ramparts of knowledge, retrieve eight years of facts and figures, and prepare for a bloodbath. (p.76)

Once he starts engaging with Kafka’s stories, Pawel often adopts their phraseology, or at least their worldview, in over-the-top descriptions which could have been penned by Edgar Allen Poe.

Kafka’s impulse was basically sound – that of a trapped, starving animal wanting to claw its way out and sink its teeth into a solid food. (p.114)

Here he is describing the ferociously competitive literary world of Edwardian Prague:

In their panic it was every man for himself, a wild stampeded of gregarious loners grappling with monsters spawned in their own bellies. (p.155)

Or describing the detailed and self-punishing diaries Kafka kept all his adult life.

These so-called diaries assumed many forms and functions, from the writer’s version of the artist’s sketchbook to a tool for self-analysis; they were a fetishistic instrument of self-mutilation, a glimpse of reason at the heart of madness, and an errant light in the labyrinth of loneliness. (p.213)

In fact you can watch Pawel’s style go from sensible to overblown in just that one sentence.

I’ve read criticisms of the book which ridicule Pawel’s purple prose and certainly, from a po-faced academic point of view, much of his writing can sound a bit ludicrous. But as a reader I found it deeply enjoyable. It made me smile. Sometimes it was so over the top it made me laugh out loud.

I liked it for at least two reasons: after struggling with the long-winded and often very official and bureaucratic prose of late Kafka, reading Pawel’s juicy similes and purple paragraphs was like going from black and white to colour.

Secondly, it matches Kafka’s own hysteria. Kafka really was a very, very weird person. His letters abound in the most extreme language of paralysing fear and inchoate terror and crippling anxiety.

My fear… is my substance, and probably the best part of me.

He describes not being able to stand up for fear, not being able to walk for fear, not being able to face people or say anything because of the terror it caused him.

This craving I have for people which turns to fear the moment it reaches fulfilment (letter of July 1912)

– all symptoms of what Pawel calls his ‘near-pathological sensitivity’.

Kafka describes the way words crumble at his touch, his heart is going to explode, his head is too heavy to carry. He talked and wrote regularly about suicide (except that, in typical Kafkaesque fashion, he wrapped it round with paradoxes and parables).

Always the wish to die, and the still-just-hanging on, that alone is love (Diary, 22 October 113)

In other words, much of Pawel’s lurid and melodramatic writing, while not in the same league as Kafka’s, while much more obvious and pulpy and sometimes quite silly – nevertheless is not an unreasonable way to try and catch the permanent atmosphere of extremity and hyperbole which Kafka lived in all the time. I thought it was a reasonable attempt to translate Kafka’s own worldview from Kafkaese into phraseology which is easier for you and me to process and understand.

Fear, disgust, and rage were what this recalcitrant bundle of taut nerves, brittle bones, frail organs and coddled flesh had aroused in him from earliest childhood.

And sometimes Pawel’s phrases are so colourful and exaggerated that they’re funny. And humour, real laugh-out-loud humour, is in short supply in this story.


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John Updike on Franz Kafka (1983)

In 1983 American novelist John Updike was commissioned to write the introduction to a new collection of the complete short stories of Franz Kafka. Here are his main points:

Kafka is one of many who reacted to the arrival of the ‘modern’ world around the turn of the century. For him it manifested as:

a sensation of anxiety and shame whose centre cannot be located and therefore cannot be placated; a sense of an infinite difficulty within things, impeding every step; a sensitivity acute beyond usefulness, as if the nervous system, flayed of its old hide of social usage and religious belief, must record every touch as pain.

In Kafka this is combined with immense tenderness, unusual good humour, and formal skill.

He dwells on Kafka’s instruction to Max Brod to burn all his writings and summarises Brod’s reasons for not doing so (while pointing out that Kafka’s girlfriend at the time of his death, Dora Dymant, did burn all the letters, notes and sketches in her possession – alas).

He describes how not only all three novels but many of the short stories were left unfinished, such as The Great Wall of China or The Burrow.

The manuscripts suggest that Kafka wrote fluently as long as the inspiration lasted, but then stopped, when the inspiration stopped. More interestingly, he was happy to leave them in an ‘open’ state as a collection of fragments, splintering off in different directions from a core insight. Rather like the Great Wall itself which, according to the historian who is the narrator of that piece, was built as standalone fragments, which often never joined up.

Updike dislikes some of Kafka’s earliest fragments because of their adolescent showiness, the way they depict extravagant physical and psychological contortions. But even in a text as early as Wedding Preparations the fundamental basic narrative trope is there, the fact of non-arrival.

Updike points out how many of Kafka’s German readers and critics praise the purity of his Germany prose style, something which is pretty much impossible for us to hear in any English translation.

Thomas Mann paid tribute to Kafka’s ‘conscientious, curiously explicit, objective, clear, and correct style, [with] its precise, almost official conservatism.’

My ears pricked up at this description because there certainly is something very precise and official in the formalistic phraseology, especially in the later stories, many of which are cast in the form of reports or investigations or historical essays, and which use wordy and pedantic official-sounding formulae.

Updike touches on Kafka’s own feel for the different registers of German prose, and for Jewish diction in German, quoting Kafka saying:

“Only the dialects are really alive, and except for them, only the most individual High German, while all the rest, the linguistic middle ground, is nothing but embers which can only be brought to a semblance of life when excessively lively Jewish hands rummage through them.’

But despite his interest in Yiddish street theatre, and the fact that he taught himself and then began having formal lessons in Hebrew, Kafka’s prose is the extreme opposite of this ‘Jewish rummaging’, and Updike quotes Philip Rahv aptly describing Kafka’s style as ‘ironically conservative’. This seems to me a spot on description of the laboured officialese or parody of academic style of the later stories: here is a typical paragraph from Investigations of a Dog:

When I think back and recall the time when I was still a member of the canine community, sharing in all its preoccupations, a dog among dogs, I find on closer examination that from the very beginning I sensed some discrepancy, some little maladjustment, causing a slight feeling of discomfort which not even the most decorous public functions could eliminate; more, that sometimes, no, not sometimes, but very often, the mere look of some fellow dog of my own circle that I was fond of, the mere look of him, as if I had just caught it for the first time, would fill me with helpless embarrassment and fear, even with despair.

Kafka himself dated his breakthrough to a mature style from the night of 22-23 September 1912 when he wrote the entire story The Judgement  at one sitting. Soon afterwards he wrote what may be his signature work, The Metamorphosis, in a few weeks.

Updike points out how the apple which his father throws at him and which gets embedded in his exoskeleton and rots and decays symbolises the psychological trauma and wounding his father caused him.

Updike carefully considers the physical specifications Kafka gives for the insect and comes to the conclusion that it is no known species – neither cockroach nor dung beetle nor centipede, because Kafka only uses elements of its physicality at certain moments, to make specific points. They don’t necessarily have to hang together.

(One could observe that this aspect of the description is another example of Kafkaesque fragmentation – the elements don’t necessarily join up, just like the great wall.)

It certainly explains why, when the story was published in 1915, Kafka begged the publisher not to commission an artist to draw it. The story can’t be filmed or dramatised, it is a very literary text in the way that details emerge only as and when needed to bring out the psychological points. It is not meant to be physically but psychologically consistent.

Updike describes how much of the mature style is present in The Metamorphosis:

  • official pomposity, the dialect of documents and men talking business
  • a love of music which is the reverse of a longing for complete silence
  • animals which take a high intellectual line but are stuck in bodies befouled with faeces and alive with fleas

Kafka wrote the long letter to his father in November 1919, when he was 36, gave it to his mother, his mother kept and read it then handed it back, saying it was best not to bother his busy father with it, and Kafka lacked the courage to hand it over in person, or post it.

Updike suggests it’s not necessarily Hermann’s fault that his super-sensitive son turned him into a psychological trauma, a monster, the unappeasable Judge.

It is Franz Kafka’s extrapolations from his experience of paternal authority and naysaying, above all in his novels The Trial and The Castle, that define the word ‘Kafkaesque’. Like ‘Orwellian’, the adjective describes not the author but an atmosphere within a portion of his work.

Updike brings out Kafka’s success as a professional man. He earned a Law Degree, had experience of merchandising through his father’s business, worked for thirteen years for the Workers’ Accident Insurance Institute for the Kingdom of Bohemia where his speciality was factory safety, and his reports were admired, trusted, and published in professional journals. He retired as Senior Secretary and a medal of honour ‘commemorating his contribution to the establishment and management of hospitals and rest homes for mentally ill veterans’ was in the post to him when the Austro-Hungarian Empire collapsed in 1918.

In other words Kafka’s daily engagement with the prose style of officialdom, of reports and studies and memoranda, go a long way to explaining the continual parody of officialdom and its prose mannerisms which we find in almost all his work.

Updike has a section touching on Kafka’s Jewishness and his interest in the history and practices of Jews. Kafka blamed his father for assimilating too well into Germanic society, for neglecting much of the family’s Jewish heritage, but he also wrote words about the ‘abolition’ of the Jews which were eerily prescient of the rise of the Nazis – although also, realistically, they were no more than a sensitive awareness of the fragile status of Jews even in Franz Joseph’s Austro-Hungarian Empire.

Despite all this Jewish self-awareness Updike brings out how Kafka’s characters are mostly Christian (Gregor Samsa’s family cross themselves and celebrate Christmas). This Christian character seems dominant in the novels and many of the stories. But when the stories become deep and allegorical, or where they go into the countryside and deal with peasants and pre-modern behaviour, I, personally, am unable to distinguish between rural folk tradition, and the other, separate tradition of Jewish heritage, folk tales and practices. I have to rely on Jewish commentators and critics to guide me.

Updike concludes by giving a very eloquent summary of the feel or vibe or mindset conjured up and described in the Kafka universe:

Part of Kafka’s strangeness, and part of his enduring appeal, was to suspect that everyone except himself had the secret. He received from his father an impression of helpless singularity, of being a ‘slave living under laws invented only for him.’ A shame literally unspeakable attached itself to this impression. Fantasy, for Kafka even more than for most writers of fiction, was the way out of his skin, so he could get back in. He felt, as it were, abashed before the fact of his own existence.

More than abashed. Horrified.


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