The Interpretation of Dreams by Sigmund Freud (1900)

‘Tell me some of your dreams and I will tell you about your inner self.’
(E. R. Pfaff, quoted on page 134 of The Interpretation of Dreams)

Long

The Interpretation of Dreams may be an epoch-making book but it is far too long, running to 871 pages in the Pelican Freud Library (783 of actual text, 86 of appendix, bibliographies, index of dreams, and general index).

The first quarter or so is a vast review of the many, many theories of dreams held by people throughout Western history (seers and prophets and oneiromancers, historical philosophers and writers, right up to present-day psychologists such as Havelock Ellis), with Freud’s own commentary designed to itemise and categorise all aspects of dreams (their confused illogical nature, how we forget them soon after waking and so on).

Only about page 200 does there come the decisive insight delivered via his own dream about a patient he names Irma, namely that every dream has meaning because every dream is a wish-fulfilment. This is followed from page 200 onwards by an equally extensive series of actual dreams derived from his patients, described in great detail each with a painstaking decipherment.

The literary focus

It isn’t till page 363 that Freud takes the further step of asserting that almost all the dreams of most of his patients ultimately derive from fantasies about their parents. Here he stop for three pages to describe the legend of Oedipus and then to assert that something like Oedipal feelings occur in all his patients.

No sooner has he finished making the shocking claim that all of us, to some extent or other, go through a phase of loving the parent of the opposite sex and hating the parent of the same sex, than he moves on to a similar version of the same story, retold thousands of years later, and culturally rearranged and overlaid, to become Hamlet, then going on to mention other Shakespeare plays, Goethe, German literary critics and so on. (Goethe and Shakespeare are both mentioned about 20 times in the text, along with writers as diverse as Schiller, Heine and Zola, Jonathan Swift and Rider Haggard, the Bible, poetry in general, the music of Wagner 3 times, Mozart 4 times, Offenbach and so on.)

In other words, right from the start Freud’s conceptions of the mind were heavily conditioned and shaped by literature and by cultural forms (myths, legends, religion, folk tales) as much as, or more than, by ‘science’.

It is entirely characteristic of Freud’s focus on culture as source and subject to be investigated that in the preface to the Third Edition, he speculates that new material for the book will not be generated by, say, widening the types of patients he treats or the fast-expanding number of analyses being carried out by his followers i.e. scientific evidence based on data. No, he says the next edition will have to:

afford a closer contact with the copious material presented in imaginative writing, in myths, in linguistic usage and in folklore.

Autobiographical

Also, it is astonishingly autobiographical. Freud shares a surprising number of important experiences in his life, starting with the place and date of his birth followed by quite a few important and poignant memories from his childhood and youth. More than that he shares, and analyses at length, upwards of 30 of his own dreams, many of which show him in a less than flattering light, which are embarrassingly candid about his ambitions, his delusions of grandeur, his sense of failure, and so on and so on.

The Interpretation of Dreams is one of the great autobiographical studies in the history of mankind; in it Freud drew freely on his inner life in an effort to construct a psychological system relevant for all of us.’ (Freud and His Followers by Paul Roazen, page 35)

For Roazen this over-sharing was a heroic achievement and sacrifice the great man made on our behalves. But many critics have pointed out the weakness of a theory which relies so very heavily on just one person’s life and experiences and feelings, and on his own interpretation of them, and then claims to extrapolate them into universal principles underpinning all of human nature.

Introduction of key concepts

The book is important because it represents Freud’s first full-length description of the unconscious and the vast role it plays in the mental life of human beings. His theories about the unconscious would be elaborated and developed right up to his death 40 years later, but this is the first, primal statement of its central role.

Freud wrote to his colleague and confidant Wilhelm Fliess, who played a vital role as sounding board for his developing ideas in the 1890s, that the Interpretation of Dreams was substantially finished by 1896. It was published in 1899 but Freud was careful to ensure that it had ‘1900’ on the title page; he was very aware of his image and reputation and that the arrival of a new century heralded the dawn of a new age. All these considerations were in the mind of this very ambitious man.

And yet, after all this careful planning, only 351 copies were sold in the first six years.

Freud began writing this immense book while on holiday in the summer of 1985 at the Schloss BelleVue near Grinzing in Austria. Later he jokingly wrote to Fliess suggesting that a plaque be put on the wall of this castle reading: ‘In this house on July 24 1895 the secret of dreams was revealed to Dr Sigmund Freud’. (Mentioned in a note by the editors on page 199.)

Early days

Personally, I find Freud’s theory of dreams, his confidence that every dream represents a wish and that virtually all dreams can be decoded into various kinds of libidinal fantasy, optimistic and implausible. There feels to be a lot of pseudo-science in it. It feels very dated. For Freud, though, his ‘discovery’ that dreams have meaning, that they were suppressed and distorted wishes, was his big intellectual breakthrough, and the existence of the unconscious was always tied up for him with the breakthrough of dream interpretation.

But when I came to Freud it was through the later metapsychological works and the second theory initiated by Beyond the Pleasure Principle. By comparison with the sophistication of the second theory, with the greater role it assigns to the Death Drive, the Nirvana Principle, the greater account taken of violence and aggression (prompted by the catastrophe of the First World War), the sociological theorisation of the psychology of groups and crowds – compared with all this, going back to his early dream theory seems a little embarrassing, almost childish.

The final 50 or 60 pages take us deep, deep into what is in effect a new theory of human nature and existence, which is visionary and strange. But the hundreds and hundreds of pages of sometimes clunky dream interpretation which precede them are often cringe-inducing. Specially when he makes his stock sexist comments about women and their innate inferiority to men…

Executive summary

The Interpretation is important because it introduces several central ideas of Freud’s theory, namely the unconscious as a reservoir of instinctual wishes and desires which have been repressed from the conscious mind by censorship. These repressed urges try to re-enter the mind when the censorship is relaxed during sleep, but even then can only do so in garbled and distorted form.

So all dreams have two layers or levels which Freud defines as manifest content and latent content (p.381).

The manifest content is the narrative or series of images which we remember on waking, maybe write down or recount to a therapist. The latent content refers to the underlying ‘meaning’ of the dream.

The work of psychotherapy is to dig below the surface or manifest content to try and establish the meaning of the latent content i.e. to discover the wish lying behind the dream.

Freud then categorises the ways in which the ‘censorship’ garbles the latent content of the dream. It does this through distinct processes which he labels as:

  • Condensation – can happen in many ways, for example many ideas or wishes may be represented in one dream, or two or more people or ideas may be combined in one representation
  • Displacement – the fundamental notion that latent content, the expression of the wish underlying all dreams, is distorted and ‘displaced’
  • Representation – a great variety of ways in which images, words, sounds, word and phrases can represent the dream-wish
  • Secondary revision – not part of the process of censorship, this is what happens as the mind returns to consciousness and, half-asleep, tries to ‘make sense’ of the half-remembered dream by rearranging its elements into something closer to a coherent narrative

The comprehensive nature of this rewriting of the repressed wish explains why people can often make no sense at all of their dreams, so completely censored and disguised have they been.

Using the talking cure, free association and dream interpretation, the therapist can analyse a patient’s dreams, uncovering the secret wish which lies behind them and find a way into the reservoir of all our drives and urges and the words and images and behaviours which have become attached to them. Hence Freud’s famous declaration:

The interpretation of dreams is the royal road to a knowledge of the unconscious activities of the mind.

THE INTERPRETATION OF DREAMS

The text is immensely schematic, divided and sub-divided and sub-sub-divided into numbered parts, sections, sub-sections, sub-sub-sections, as if to conceal the relative simplicity of what Freud was proposing under a mountain of academic apparatus. He recognised the work’s unmanageable length and published a much shorter version On Dreams in 1901, revised and expanded in 1911. The fact that the abbreviation is a mere slip of a thing at 53 pages in the English translation strongly hints at the redundancy of most of the material in the longer work. It’s there to bludgeon the reader into submission with the sheer quantity of ‘evidence’.

Part 1. The scientific literature dealing with the problems of dreams

The ancients had two theories: dreams as helpful messages from the supernatural or diabolical fantasy. These were said to emanate from gates of horn and of ivory, respectively.

A) The relation of dreams to waking life

Dreams seem at the same time totally removed from waking life yet continue many of the concerns of waking life.

B) The material of dreams: memory in dreams

Dreams often preserve memories much more clearly than waking life and yet what is remembered is often trivial.

C) The stimuli and sources of dreams

1. External sensory stimuli

For example, alarm clock prompts dreams of church bells etc. But why do the same external source prompts different dream-imagery?

2. Internal (subjective) sensory excitations

3. Internal organic somatic stimuli

News from internal organs, often warning of disease. But how are these messages conveyed?

4. Psychical sources of stimulation

Present definitions of psychical stimulation do not suffice.

D) Why dreams are forgotten after waking

Natural that the intensity of daytime experiences blots out dreams. More importantly, everyone proceeds to reconstruct partially remembered dreams, stringing together half-memories in usually very misleading ways.

E) The distinguishing psychological characteristics of dreams

Dreams perceived as immediate experience. Lack of critical self-consciousness. In dreams we don’t think, we experience.

Crazy chains of association. Logic and causation which we (mostly) demand in conscious life are conspicuous by their absence.

Regression to earlier impulses. The tremendous virtuoso intensity of dream experiences. Freud reviews a wide range of views about dreams, from total disparagement to hymns to dreams’ poetic intensity.

F) The moral sense in dreams

Some say people lose all moral sense in dreams and behave with shocking amorality; others say you act in dreams according to your character. Dreams often show us insight into our deeper feelings, unknown to our conscious selves. Dreams reveal illicit desires, as in saints’ confessions of being miserable sinners. In dreams our instinctual life is exposed. We acquiesce in desires we spend our waking lives controlling and resisting.

G) Theories of dreaming and its function

The ancients thought dreams are sent from the gods as a guidance to action. More recently three schools have emerged:

  1. Rational. The dream-mind works just like the conscious mind but deprived of the sense-data of consciousness
  2. Mechanistic. Sleep relaxes the conscious control and dreams are responses of different parts of the mind to the passing sensory stimulants of the night. Or dreams are the excrescence of all the semi-cogitated impressions and thoughts of the day.
  3. Dreams are a holiday for the mind. Rest and recuperation.

H) The relations between dreams and mental diseases

Patients sometimes cured during the day continue their pathological behaviour in dreams or while asleep. ‘The madman is a waking dreamer’ etc. Dreams and psychoses are both fulfilment of wishes.

2. The method of interpreting dreams: analysis of a specimen dream

The aim which I have set before myself is to show that dreams are capable of being interpreted. (p.167)

Lay interpretation confined to symbolic reading (for example, pharaoh’s seven fat and seven lean kine; also mentioned p.448) and decoding (treating dream-language as a code).

Outline of the technique of free association.

An extended analysis of Freud’s own dream, the ‘dream of Irma’s injection’ interpreted to show how it conflates evidence to justify Freud’s treatment of her, i.e. a wish to be impregnated (pages 180 to 199).

3. A dream is a fulfilment of a wish

Elaboration of Freud’s fundamental insight, that every dream is the symbolic fulfilment of an unconscious wish. Examples of children’s dreams. The point is dreams may express wishes, but so comprehensibly distorted and garbled as to usually be unrecognisable to the dreamer.

4. Distortions in dreams

If all dreams are wish-fulfilments, why do some present as the opposite – wishing the death of a loved-one, anxiety dreams etc?

Because the wish is distorted. There are thus at least two aspects to a dream, the manifest content (the coherent narrative we make from the dream imagery) and the latent content (the real concern), and there is always an element of repression or censorship. This is the dream-work, which translates latent content into the manifest content we experience and remember.

The similarity of distortion in dreams and the hallucinations or obsessions of neurotics.

5. The material and sources of dreams

A) Recent and indifferent material in dreams

Frequent occurrence of material from the day before, the ‘dream-day’; but radically disguised or itself masking other meanings. Thus the concept of displacement.

B) Infantile material as a source of dreams

The deeper one carries the analysis of a dream, the more often one comes upon the track of experiences from childhood which have played a part among the sources of that dream’s latent content.

C) The somatic sources of dreams

All dreams are in a sense dreams of convenience. They serve the purpose of managing the processing of unconscious content in such a way as to preserve sleep. Dreams are the guardians of sleep.

If dreams are prompted by internal somatic stimulation, why do we not dream continuously of flying (the working of the lungs) etc? Because somatic stimulation is brought into the formation of a dream only when it fits with the ideational content derived from the dream’s psychic sources; only when it’s needed.

D) Typical dreams

He reviews:

1. Embarrassing dreams of being naked

2. Dreams of the death of persons whom the dreamer likes (childhood rivalries)

It is in this section that Freud describes the fierce emotions and rivalries attributable to children, which can spill over into hostility against their parents:

Being in love with the one parent and hating the other are among the essential constituents of the stock of psychical impulses which is formed [n childhood] (p.362)

He starts to invoke the Greek myths and this leads up to page 363 on which he posits the central role of the Oedipus legend.

It is the fate of all of us, perhaps, to direct our first sexual impulse towards our mother and our first hatred and our first murderous wish against our father. (p.364)

3. Other typical dreams

4. Examination dreams

6. The dream-work

Freud reviews the different mental processes he claims are at work in dreams, which collectively he calls the ‘dream-work’:

A) The work of condensation

Seen at its clearest when it handles words and names. In dreams words are often treated like things, chopped up, compressed etc.

B) The work of displacement

A dream is often differently centred from the dream-thought which lies behind it. The work of displacement as well as condensation are the result of the censorship imposed on the unconscious wish material.

The kernel of my theory of dreams lies in my derivation of dream-distortion from the censorship. (p.418)

C) The means of representation in dreams

Dreams do not have any of the methods with which we construct narratives or logical arguments at their disposal.

The most striking example of absence of logic is the absence of the negative, meaning that no means yes, that something can be represented by its exact opposite: the process of reversal (p.429) This can apply to causality where normal cause and effect are reversed.

Or dream images can appear by a process of similarity or consonance of even a tiny part of it with something else (p.431).

The common sensation of running but never getting anywhere.

Dreams are completely egoistic. They deal with the dreamer and only the dreamer (p.434).

D) Considerations of representability

Some dreams make use of ‘primeval’ imagery, being similes reaching back to remote antiquity (p.462).

Wherever neuroses make use of such disguises they are following paths along which all humanity passed in the earliest days of civilisation. (p.463).

E) Symbols in dreams: some further typical examples

Tempting to think that recurrent symbols in dreams may be universal symbols, specially when they recur in ‘popular myths, legends, linguistic idioms, proverbial wisdom and current jokes’ (which gives you a good sense of Freud’s evidence base).

Freud proceeds to give a lexicon or handbook of symbols, starting with the King and Queen who are, of course, the dreamer’s parents, moving on to how playing with a little child, especially beating it, betokens masturbation, and so on.

  • a hat is symbolic of a man, or the male genitals
  • a little one is the penis
  • being run over is coitus
  • buildings, stairs and shafts represent the genitals
  • female genitals represented by a landscape
  • castration dreams
  • urinary symbolism
  • staircase dreams
  • flowers represent the genitals (p.496)
  • dreams of flying or floating have a very varied meaning

He makes the ‘shocking’ claim that psychoanalysis makes no qualitative distinction between normal and neurotic life i.e. there is no ‘normality’ i.e. we are all on a spectrum (p.493).

And the centrality of sex in all these hundreds and hundreds of examples:

The more one is concerned with the solution of dreams, the more one is driven to recognise that the majority of the dreams of adults deal with sexual material and give expression to erotic wishes. (p.520)

F) Some examples: calculations and speeches in dreams

The special significance of numbers in dreams.

Speech rarely makes sense in dreams, being recombinations of words or phrases taken from other sources.

G) Absurd dreams: intellectual activity in dreams

Obviously many dreams are absurd or absurdist in content, but Freud tries to identify different reasons for this, often to do with negative or contradictory elements in the motivating dream content.

The dream-work produces absurd dreams and dreams containing individual absurd elements if it is faced with the necessity of representing any criticism, ridicule or derision which may be present in the dream-thoughts. (p.576)

H) Affects in dreams

It is commonly observed that the mood induced by a dream lingers longer than most of the details into the waking day.

I) Secondary revision

This occurs at the end of the process of dream-construction and is the application of conscious thought processes to the dream material. Just before waking the renascent ego tries to gloss over inconsistencies in the dream narrative, trying to create sense out of absurdity.

So it’s not part of the censor’s work, not part of displacement and condensation; it comes after that and re-arranges elements of the dream, but has the practical effect of scrambling it even more, making dream interpretation even harder (pages 641 and 642).

7. The psychology of the dream process

The dream-work is not simply more careless, more irrational, more forgetful and more incomplete than waking thought; it is completely different from it qualitatively and for that reason not directly comparable with it. (p.650)

A) The forgetting of dreams

Forgetting details of a dream is a common experience. But Freud is convinced that more is retained than we commonly think and that in the therapeutic situation more can be reclaimed than you’d expect. And often the so-called ‘forgetting’ of a dream is really only the work of the censor and repression; with sensitive work it can be recalled.

Can we interpret every detail of a dream, or every dream? No. Because the power of repression and resistance is so severe. But you can interpret much more than you’d initially believe.

B) Regression

Freud works through a series of diagrams meant to convey the relationship between dream wishes, memories, the preconscious, the unconscious and so on. By ‘regression’ Freud means that, with the motor system i.e. active use of the body, shut down in sleep, wishes express their outcomes not in (sleeping) body but by bouncing back into the psyche. Regression refers to internally generated images which are fed backwards into the cortex as if they were coming from the outside. He goes on to distinguish three types of regression:

  1. topographical regression
  2. temporal regression, the harking back to earlier psychic structures
  3. formal regression, where primitive methods of expression and representation take the place of the usual ones (p.699)

He concludes by making the picturesque but now discredited claim that some element of dreams also connects us with primeval memories of our ancestors.

We may expect that the analysis of dreams will lead us to a knowledge of man’s archaic heritage, of what is psychically innate in him. Dreams and neuroses seem to have preserved more mental antiquities than we would have imagined possible; so that psychoanalysis may claim a high place among the sciences which are concerned with the reconstruction of the earliest and most obscure periods of the beginnings of the human race. (p.700)

C) Wish-fulfilment

It may be intuitively agreed that a dream expresses a wish, albeit heavily disguised by the censorship, but Freud goes on to address the paradox that anxiety and negative dreams can also express wishes. He devotes 2 pages to explaining the definition of a ‘wish’ as it first comes to be experienced by the screaming baby, considered as an inchoate organism seeking the most basic physical satisfactions.

During which he makes the kind of comment that I like, namely that ‘thought is after all nothing but a substitute for the basic physical wish’.

D) Arousal by dreams: the function of dreams: anxiety dreams

Further clarification of why anxiety dreams and other dreams with acutely negative affect are, nonetheless, expressions of a wish. The anxiety is an index of the force of the repression needed to keep the unacceptable wish material under wraps.

E) The primary and secondary processes: repression

In technical and difficult phraseology, Freud repeats the basic idea that the primary system (the unconscious) is concerned with securing the free discharge of the quantities of excitation which are troubling it, while the second system, attempts to inhibit this discharge (p.759).

The primary process endeavours to bring about a discharge of excitation in order that, with the help of the amount of excitation thus accumulated, it may establish a ‘perceptual identity’ with the experience of satisfaction. The secondary process, however, has abandoned this intention and taken on another in its place – the establishment of a ‘thought identity’ with that experience.

All thinking is no more than a circuitous path from the memory of a satisfaction (a memory which has been adopted as a purposive idea) to an identical cathexis of the same memory which it is hoped to attain once more through an intermediate stage of motor experiences. (pages 761 to 762)

These final pages take us deep, deep into Freud’s most theoretical musings about the nature of the mind and of thought, which tend to undermine the possibility of ‘reason’ at all, because he makes all the activities of the mind arise from a really primeval stratum of primitive needs, as transmuted into wishes, as repressed and distorted into a thousand and one memories, behaviour patterns, obsessions and so on. Nobody can think rationally, because this unconscious swamp is the basis of all human thought.

I’m not sure it’s worth reading the preceding 750 pages to get here, but they are in a sense the preface to a deep dive into a truly other vision of human nature, the human mind, human existence. All thinking is, in a sense, repeated attempts to recapture the primeval, primitive physical satisfactions of the baby which have been so thoroughly repressed that they can never be achieved. All humans are, in a sense, condemned to search endlessly for the unfindable. Hence [Freud doesn’t say this, I’m saying this] the universal notion of The Quest found across all human cultures.

F) The unconscious and consciousness: reality

The unconscious is vast and the basis of the psyche. The conscious mind is a small, fragile blip floating on the great unknown ocean of the unconscious.

The unconscious must be assumed to be the general basis of psychical life. The unconscious is the larger sphere which includes within it the smaller sphere of the conscious….The unconscious is the true psychic reality. (p.773)

Typically, Freud immediately goes on to say that this explains a lot of creative process too, with numerous poets and composers describing how their great works ‘came to them’ without planning, unexpectedly, whole and complete. Well…the unconscious!

The conscious mind is like a kind of sense organ for the perception of psychic qualities. It is entirely typical of Freud that this dense and difficult conceptualising gives way, on the page before last, to yet another reference to Greek mythology, and to the story of Zeus castrating his father, Kronos. Literature and myth are never far away in Freud’s writings. And are often a welcome respite from the more difficult technical passages.

And one of the oldest traditions of dreams, which he mentioned right at the start, 780 pages earlier, widely believed in the ancient world that they predict the future. Do they? No, not in a literal sense, no. And yet, in another sense:

By picturing our wishes as fulfilled, dreams are, after all, leading us into the future. But this future, which the dreamer pictures as the present, has been moulded by his indestructible wish into a perfect likeness of the past. (last sentences, page 783)

Criticism

The same period (1895 to 1900) saw the zenith of detectivehood in the fictional figure of Sherlock Holmes. Very widespread was the idea human personality as a mystery, a puzzle to be solved.

And the idea of psychic division into two opposing parts, light and dark, good and bad: the döppelgänger or split personality abounds in the stories of the time: Jeckyll and Hyde and The Secret Sharer and Dorian Gray and all the characters in Holmes leading respectable lives while concealing depths of vice and criminality.

After the long dull review of existing dream literature, Freud’s exposition his new theory of the interpretation of dreams contains steadily more and more personal material, including candid stories of antisemitism. He shares with us his identification with Hannibal; he describes himself as a conquistador; the narrative of the dream of Irma’s injection is above all a wish to be justified.

Surprisingly, maybe, there is no mention of the Oedipus Complex and little mention of childhood sexuality. He added notes about these to all the later editions, but reading the text as first published makes you realise how very bare of all his theories it is, or to put it another way, what a huge edifice of complex psychological theory it was to grow into.

Throughout the book you can see Freud extending the mechanisms revealed by his own dream analysis backward and forward in order to derive a psychology of all stages of life; in particular pushing the source of dreams back into childhood. The nature of childhood fantasy and its connection with childhood sexual feelings were become central to the development of the theory over the next five years.

An Autobiographical Study by Sigmund Freud (1925)

This essay was one of 27 commissioned for a series called ‘Contemporary Medicine in Self-Portrayals’ i.e. less a strict autobiography than a ‘my life and my contribution to science’.

It comprises a sketchy historical review of the events leading up to Freud’s ‘discovery’ of psychoanalysis, then an exposition of psychoanalysis’s central tenets, an explanation of the technique, and a sketch of its applications to other spheres of human knowledge.

Early life

Sigmund Freud was born on 6 May 1856 in Freiberg in Moravia, in the modern Czech Republic, the youngest of 9 children of the bankrupt wool-trader Jacob Freud (also mention in The Interpretation of Dreams, page 284).

Moves to Vienna aged 4. Consistently top of his class at the Gymnasium (junior school).

His father, Jacob, though poor, said, ‘Follow whatever career you wish, son’. He didn’t specially want to become a doctor:

I was moved rather by a sort of curiosity which was directed more towards human concerns than towards natural objects.

At higher school he was caught up in the intellectual excitement generated by the theories of Darwin and, after listening to an inspiring essay on Nature by Goethe, he decides to study medicine (as recounted in The Interpretation of Dreams, page 572).

1873: Starts attending University of Vienna. Encounters antisemitism for the first time. Unsure what to specialise in until he attends classes by Ernst Brucke, Professor of Physiology, who becomes his hero.

1876 to 1882: Researches physiology of the nervous system of fish and eels. Takes a long time to win his Degree as Doctor of Medicine, in 1881.

1882: Brucke tells him, ‘You are poor. There’s no money in pure research; best to take up the actual practice of medicine.’ So Sigmund enters the Vienna General Hospital but continues with his theoretical interests, now concentrating on disorders of the human nervous system.

From the anatomy of the brain – still very theoretical, i.e. no cash – Freud moved on to study nervous diseases. Almost nothing was known about nervous diseases in the 1880s, there were no specialists and few texts in Vienna. Far away in Paris shone the beacon of Jean-Martin Charcot, a leading light in treating mental illness.

1885: Appointed Lecturer on Neuropathology due to his research. Soon afterwards awarded a bursary and set off to Paris to study under Charcot. Here Charcot had proved that hysteria existed as a definite distinct diagnosis. Contrary to received opinion it could be found in men as well as women. It resulted in physical symptoms. It could be brought on by hypnotic suggestion. But as to the psychological origins of hysteria – nothing.

1886: On the way back from his winter stay in Paris he stopped at Berlin to study the disorders of childhood. Via the prestigious Kassowitz Institute for Children Freud published a string of learned studies of cerebral palsy.

1883 to 1884: Freud experiments with the new drug cocaine as a possible anaesthetic, but others do the definitive work.

1886: Freud marries Martha Binnays, fiancée for 4 long frustrating years due to his lack of money or prospects Now, aged 30, with no real achievements to his name, Freud really needs money to set up the kind of bourgeois household he wants.

1886: When Freud lectures in Vienna on Charcot’s discoveries he is largely ridiculed and excluded from research laboratories. So he sets up as a private consultant on nervous diseases. How does he treat people? With electrotherapy (which he soon drops) and with the hypnotism he had witnessed in Paris.

1889: Freud visits Nancy to watch the great Hippolyte Bernheim perform hypnosis. It was Bernheim who developed the notion of suggestibility under hypnosis. Freud had translated Bernheim’s On Suggestion and its Applications to Therapy in 1888. He took along some of his private patients. Pondering hypnosis hints that there are forces operating on the mind of which we are normally unconscious. But in practice it rarely cures real neurotics.

1880 to 1882: While all this went on Freud befriended Josef Breuer, a physician 14 years his elder. Breuer tells him about his treatment of Anna O. This clever young woman is afflicted with a colourful array of neurotic symptoms. Breuer discovered that if he hypnotised her, she was capable of explaining the origins of the symptoms in real-life events of which she was unaware in waking life. Not only that, but once she explained the cause, the symptom disappeared! Clearly neurotic symptoms have meaning; they are related to real life events, so they are memories but they are buried somewhere inaccessible to waking consciousness. Freud replicates Breuer’s results with many of his private patients.

1895: Freud publishes Studies On Hysteria, a list of case studies with some theory of the ‘cathartic’ method of cure i.e. hysteria is caused by suppressed memories but if these memories can be brought into the conscious minds, the symptom disappears. Breuer is happy to leave his findings at that.

1895 to 1900: The Heroic Period. Freud sets out on a voyage of discovery building on the insights gained so far. Above all he begins to suspect a sexual factor in the aetiology of hysteria. He moves on to confirm a similar sexual motive lying beneath neuraesthenics. He realises that much of the success of hypnotism is due to the patient’s trust in the hypnotist. After a while he realises that he can get comparable results in his patients (i.e. the release of a flood of memories) by just asking. Slowly he evolves the technique of free association.

1896: Freud’s father dies and he begins a pitiless self-analysis reviewing his whole life, his aims and achievements to date. He comes to realise the importance of little-suspected motives, of early fears and anxieties in his adult life, choices and behaviour. At the same time he is examining his patients for similar origins to their obsessions and symptoms.

All the thoughts of this turbulent period are recorded in his epic correspondence with Wilhelm Fliess, an ear-nose and throat specialist based 500 miles away in Berlin. Nowadays dismissed as a crank, Fliess nonetheless provided an invaluable sounding board for Freud’s wacky speculations at a time when respectable opinion in Vienna increasingly shunned him.

Psychoanalysis

1899: publishes The Interpretation of Dreams which contains all Freud’s major discoveries, either explicitly or in embryo:

  • Neurotic symptoms are the return of repressed memories of desires or feelings too shameful for the patient to cope with, which is why they are repressed.
  • The amount of effort needed to recall them to conscious thought is a measure of resistance.
  • Free association helps the patient approach the dangerous memory.
  • But a quicker way to get there is through dream interpretation.
  • Dreams are the disguised fulfilment of a repressed wish.
  • Dreams use the language of the unconscious in which everything is eternally present, persons are interchangeable, logic is forgotten and the vilest desires are expressed.
  • Desires are distorted by the dream-work which consists of condensation, overdetermination, displacement – so that a dream has two layers, the manifest content (what we remember and tell upon waking) and the latent content (the distorted wish).
  • Dream interpretation is the royal road to the Unconscious.

An instinctive wish wells up in us. The ego forbids it entrance to consciousness. It is repressed but it must have expression. So it re-emerges, disguised, in dreams and in neurotic symptoms. Therefore, mental illness is a message from the unconscious; when the painful message is deciphered by the common work of analysis, the wish is discharged with an ‘affective release’ i.e. emotion; the patient bursts into tears etc.

Following on the Release of Tension there is the Act of Judgement or Sublimation. You consciously come to terms with this shameful part of your personality; or, less consciously, you sublimate its energy into a new understanding of your life, your motives, your agenda, into higher goals.

The essence of the Psychoanalytical Revolution is this: Everything mental is in the first instance unconscious; the further property of consciousness may be present or it may be absent. Consciousness, this precious mind, is, then, almost irrelevant to the truth about us and to how we actually behave as human animals.

This is a departure from all previous theories of the mind which, reasonably enough, had concentrated on asking how Reason and Intellect work, what is the role of language in thought etc etc? Two thousand years of philosophers worrying away at the nature of the links between sensations and concepts and the words we express them in.

Freud says this is irrelevant. Consciousness is a puny, secondary, almost irrelevant secretion – a rationalisation, a justification – of decisions and wishes and desires and strategies which are fully worked out in a part of the mind which can by its nature never be accessible to us. We can only guess at its activities by inference, from the misshapen tip of the iceberg which is all we can see.

The sexuality of children

1905: Three Essays on Sexuality. The other major component of the theory is the sexuality of children. Through analysis, through dreams and free association, most of his patients traced their problems back to infantile sexual experiences. Though not sexual in the standard meaning (erection, ejaculation etc) Freud found that children are excited and gain pleasure – gratification – of the sexual instinct, through different parts of their bodies as they grow. He called these the erotogenic zones.

He hypothesised a developmental model:

  • Years 0 to 1: pleasure through the mouth, sucking on the breast, the oral phase
  • Years 1 to 3: pleasure in acquiring control over peeing and defecating, the anal-sadistic phase
  • Years 3 to 5: pleasure in playing with the little penis or clitoris, the phallic stage

At this point the sexual drives are clearly in approximately the right place for the purposes of reproduction to which they will be called at the onset of puberty.

The actual pleasure is derived from the operation of a whole number of instincts which steadily sort themselves out into their component parts as the child grows, often resulting in pairs of opposites: masochistic and sadistic urges; the urge to show and to look.

Small children’s play amounts to continuous experimentation with a steadily growing range of instinctual drives and satisfactions, applied to the child’s steadily growing awareness, first of parts of its body, then of their functions, then of the body’s relationship to the outside world, and finally to other people, to its siblings and parents.

The sexual impulse overall is called the libido. The libido does not develop smoothly.

As a result either of the excessive strength of certain of the components or of experiences involving premature satisfaction, fixations of the libido may occur at various points in its development. If subsequently a repression takes place, the libido flows back to these points (a process described as regression) and it is from them that the [frustrated] energy bursts through in the form of a symptom.

The Three Essays set out to schematise all human sexual experience.

‘Normal’ heterosexual genital intercourse undertaken for the procreation of children – the only form of sex allowed by the Catholic Church – is a product of the most strenuous repression of other desires, and the pinnacle, the furthest highest peak, of sexual development. In reality the overwhelming majority of the population are unable to adhere to this incredibly restricted target and indulge in various forms of ‘perversion’ (in the Catholic sense).

The Three Essays turn 2,000 years of theories about sex and our relationship with our bodies on their heads. In Freud’s model the gratification of physical instincts is the bedrock of human existence; in his view, children, far from being sexless innocents, from the earliest age are indulging these desires, and none of us ever really gives them up; they are merely repressed. They can be repressed in numerous ways, if badly resulting in us becoming twisted or neurotic; or they can be sublimated into ‘higher’ activities acceptable to society.

The structures of society, the institutions of civilised life which we like to pride ourselves on – its laws and morality and religion and philosophy and art – are constructed in order to hide our true animal nature from ourselves.

Back to the theory of development. The developing instincts must have an object: to begin with it is the infant’s own body, in a state of permanent auto-erotism (thus the small infant is said to be polymorphously perverse simply meaning that it finds pleasure in every aspect of physicality).

Later, the infant develops an awareness of the breast it is suckling from and develops an image of the Good Mother (who suckles it) and the Bad Mother (who goes away).

Later still the child becomes aware of the complementary roles played by its mother and father, and the boy-child wants to take his father’s place and take possession of his mother. This is the Oedipus Complex, which Freud placed slap-bang at the centre of his theory of childhood development, of the aetiology of the neuroses, of the origins of culture and society, and of the way existing societies are run.

All a child’s puzzles about its little winkle, about where it came from, everything becomes centred on this grand obsession: 1) terror of the all-powerful Father, and the reverse side of terror, aggression, the wish to kill him; and 2) love of the mother who suckled us and is affectionate.

Like Oedipus we wish to kill our father and sleep with our mother. These are the only people in the child’s life; onto them he projects models of all the possible relations human beings can have. No surprise, then, that in later life so many of our attitudes to authority figures, love objects, other citizens, work-mates etc will be found to derive from the primitive stratum of emotional webs which are centred on the Oedipal Complex.

Once the child has overcome these feelings, he lapses into years of amnesia, the latency period from 5 to the onset of puberty at 11, 12, 13. The storm and stress of infancy are largely forgotten while the child’s faculties are concentrated outwards onto social activity, on learning from parents, teachers and other authorities, what rules to obey, how to read and write and judge, how to handle your peers: the vital work of acculturation, of learning the ancestral wisdom which separates us from the simple beasts who repeat in each generation their timeless instinctive activity.

The latency period seems to be a phenomenon of advanced societies. During this period the child develops reaction-formations (equal and opposite reactions against the sexually intense years), meaning emotions such as disgust and shame.

These, for Freud are the origins of morality. You are indoctrinated into thinking that the acts of defecating, peeing, playing with your parts are ‘dirty’. You react with shame. Encouraged by your parents, your teachers and everything you read, you develop an idea that sex is ‘wrong’, ‘dirty’.

A strong body of tradition originating from the highest possible authority (God) goes to confirm all these feelings and to encourage you to sublimate them into socially-acceptable forms. Thus religious believers themselves display many interesting examples of perversions, neuroses and various types of abnormal behaviour under the protection of piety.

The child introjects all of these injunctions from their parents and other authority figures, and constructs an ego-ideal, a model way to live and behave and think. They hero-worship idealised figures, from Jesus to Hollywood stars to the latest soccer players.

You want to live up to their standard, to impress them with selflessness and devotion to an ideal. You lay down in your mind a superego or conscience, the internalised laws of your culture which now supersede the rules of the parents (who are, in any case, beginning to seem all-too-human and fallible).

Puberty

The onset of puberty with its rush of hormones and the development of primary and secondary sexual differentiation is a traditional time of turmoil in all societies and a time when the young have to be forcibly, sometimes painfully, initiated into full adult membership of society.

In more advanced cultures this means the early sexual patterns are revived but come into fierce conflict with the reaction-formations of disgust and shame and the powerful strictures of the introjected superego.

But the ideal, mature grown-up is as much of a myth as the ideal, model, married heterosexual. Freud’s theory helps to explain what a chaos of complexes and obsessions and instincts and desires and repressions and terrors and self-punishment we have to pass through to emerge as anything like the responsible grown-ups which society requires.

I hope it will be easy to gather the nature of my extension of the concept of sexuality. In the first place sexuality is divorced from its too close connection with the genitals and is regarded as a more comprehensive bodily function, having pleasure as its goal and only secondarily coming to serve the purposes of reproduction. In the second place the sexual impulses are regarded as including all those merely affectionate and friendly impulses to which usage applies the exceedingly ambiguous word ‘love’.

The detaching of sexuality from the genitals has the advantage of allowing us to bring the sexual activities of children and of perverts into the same scope as those of normal adults. The sexual activities of children have hitherto been entirely neglected and though those of perverts have been recognised it has been with moral indignation and without understanding. From the psychoanalytic standpoint, even the most eccentric and repellent perversions are explicable as manifestations of component instincts of sexuality which have freed themselves from the primacy of the genitals and are now in pursuit of pleasure on their own account as they were in the very early days of the libido’s development. The most important of these perversions, homosexuality, scarcely deserves the name. It can be traced back to the constitutional bisexuality of all human beings and to the after-effects of the phallic primacy. Psychoanalysis enables us to point to some trace or other of a homosexual object-choice in everyone…. Psychoanalysis has no concern whatever with any judgements of value.

The second of my alleged extensions of the concept of sexuality finds its justification in the fact revealed by psychoanalytic investigation that all of these affectionate impulses were originally of a completely sexual nature but have become inhibited in their aim or sublimated. The manner in which the sexual instincts can thus be influenced and diverted enables them to be employed for cultural activities of every kind.

Psychoanalytic therapy

Freud then moves on to explain the technique of analysis. This is based on the concept of transference. The patient soon forgets the wish to be cured of unhappiness or troubling thoughts and symptoms. He begins to project onto the analyst his deepest feelings. These may be of love and affection for the great healer of souls – in which case the analyst can work with them to continue towards catharsis.

But transference may become entirely negative, the patient projecting aggression and defiance onto the analyst. This makes things difficult, sometimes impossible. The centrality and the limitation of transference explains why analysis works with some patients and not with others; and also why whole categories of patient are beyond its help, namely schizophrenics and paranoiacs, who are too detached from reality to form the realistic relationship with the analyst which transference requires in order to work.

The transference is made conscious to the patient by the analyst and it is resolved by convincing him that in his transference attitude he is re-experiencing emotional relationships which had their origin in his earliest object attachments during the repressed period of his childhood.

The history of the psychoanalytic movement

1900: Freud’s discoveries were either ignored or dismissed. Freud came to attribute this to the resistance of the wider world to the truth, resistance which is modelled on and derives from the original work of repression carried out during the latency period. It is denial from the wider world similar to the denial Freud encountered from individual patients who disbelieved his interpretations until they were finally persuaded and cured.

1902: Interested physicians begin to meet at Freud’s house.

1906: Interest in Freud stirs in Zurich, at the renowned Bergholzli Sanatorium run by Eugene Bleuler and his rising assistant Carl Gustav Jung.

1908: All interested parties, from Austria, Germany and Switzerland, meet at Salzburg for the first Psychoanalytic Congress.

1909: Freud and Jung are invited to America, to lecture at Clark University, Worcester, Massachussetts, at the invitation of President Stanley Hall. In the States Freud meets Harvard neurologist James J. Putnam and the ‘pragmatic’ philosopher William James. James in his classic text, The Varieties of Religious Experience (1902), had set out to draw a limit to the kind of scientific positivism espoused by Freud, and to reserve an exclusive area of experience open only to intuition: more or less religious experience.

1910: The Second Psychoanalytical Congress in Nurenberg sets up an the International Psychoanalytical Society and appoints Jung the first President.

1911 to 1913: Two secessionist movements. Alfred Adler leaves to set up Individual Psychology based on the ‘masculine protest’, the idea that neuroses are formed by the drive to overcome perceived organ inferiorities. (This is the origin of the inferiority complex). Jung leaves to set up Analytical Psychology, emptying Freud’s libido of its sexual content, rejecting the Oedipus Complex and importing ideas like a ‘racial unconscious’, ‘the oceanic feeling’, ‘archetypes of behaviour’ – in every instance abandoning the specific discoveries of Freud for vaguer, more mystical interpretations of personality.

1914 to 1918: The Great War brings psychoanalytic practice and publications to a halt.

1920: Psychoanalytical Congress at the Hague. The War helped spread psychoanalysis by bringing home the reality of the psychogenesis of mental illness to the general population. Previously sceptical doctors, put off Freud’s theories by their sexual aspects, were forced to take into account ‘the flight from reality’, ‘the flight into illness’, in the form of shell-shock which had afflicted so many combatants.

Freud says the history of psychoanalysis breaks into two periods: the Heroic Period 1895 to 1906 when he was substantially alone; and 1906 when the Swiss came on board to the time of writing (1925) when a body of analysts has grown in its own right and contributed many new ideas.

Narcissism

One major new addition was the theory of narcissism. Before the ego has identified external objects it takes itself as an object and an element of narcissism never really leaves us.

All through the subject’s life his ego remains the great reservoir of his libido, from which object-cathexes are sent out and into which the libido can stream back again from the objects. Thus narcissistic libido is constantly being transformed into object-libido, and vice-versa. An excellent instance of the length to which this transformation can go is afforded by the state of being in love, whether in a sexual or a sublimated manner, which goes so far [in self-love] as involving a sacrifice of the self.

In 1925, at the period of writing this pamphlet, Freud had entered a new phase. The new concept of narcissism had disrupted the simplicity of the old theory. Previously Freud had divided the instincts into sex-instincts and ego-instincts; into a conflict between sex – operating on the Pleasure Principle – and the ego – working on the Reality Principle. The conflict between these two opposed forces explained repression, neurosis etc.

But if the ego could also be the object of libido, which is what narcissism amounts to, then the two supposedly antagonistic forces are closer together than was previously thought.

Second theory

In 1922 to 1923 Freud wrote Beyond The Pleasure Principle, The Ego and The Id, and Group Psychology and the Analysis of the Ego. Between them these works tried to resolve these contradictions with two innovations:

First, a new topographic theory of the mind incorporated the unconscious drives and instincts into the new and bigger concept of the id; the id provides the energy for the ego, which grows out of it by a process of repression and having to come to grips with the external world i.e. the ego is formed by the clash between the inner Pleasure Principle of the human creature and the harsh unyielding world compressed into the Reality Principle; at a later stage, as we’ve seen above, the child develops the superego or conscience.

But Freud also posited a major new force, the Death Drive. He grouped together all the positive instincts of the earlier theory, all the drives towards satisfaction which seek unity and binding-together, the drives propelling us forwards through life, under the name Eros. In opposition to them, as the drive which seeks dissolution and a return to the inorganic, he posited the existence of a death drive or Thanatos.

The death drive wishes the organism to return to stasis, to achieve peace. The death drive is made up of components which include the wish to suicide – the death wish – a wish to return to the peaceful, unstrife-ridden world of the womb. That’s the death drive turned inwards, against the self. But it can also be directed outwards, sublimated and projected, in the form of aggression towards others.

Freud was well aware that these new developments were highly speculative but the impact of the Great War had shown everyone that as well as sexual or libidinal satisfactions a great deal of vicious violent barbarism made up a major part of the human animal. The death drive is Freud’s attempt to bring together all these anomalies under one roof.

These innovations proved fruitful for future developments in psychoanalysis. The new way of thinking of the ego as the zone of protection for the animal, the place where it learns to mediate between its wild lusts and the restrictions of outer reality, led to research which views many mental activities as essentially defensive.

These psychic mechanisms of defence which the human animal erects were to be investigated in detail by Freud’s daughter, Anna Freud. And the understanding of aggression, of the hate and rage which the tiny animal feels against its parents in the earliest years and which it later projects outwards onto society, these were to be investigated by Melanie Klein.

Social theory

Lastly Freud turns to psychoanalysis’s applications to other spheres of knowledge. Here he refers to the way psychoanalysis has taken off in France mainly in the arts. (As Roy Porter pointed out, in France many of Freud’s discoveries in the realm of the unconscious and developmental theory, already existed in the work of Charcot and Janet and Piaget, so he was not seen as such a ground-breaking pioneer.)

Literature and myth

In the final sections of this essay Freud outlines how he applies the insights of psychoanalysis to other areas. Central is the Oedipus Myth which has haunted all the ages because it is a perfect representation of a universal law of the human mind. Hence the mystique of Shakespeare’s play, Hamlet, which is a more refined application of the same insight. Hamlet is paralysed to revenge his father because Claudius (his father’s murderer) has already acted out Hamlet’s own deepest (repressed) fantasy: he has killed his father and is sleeping with his mother.

Freud’s loyal English disciple Ernest Jones wrote a full-length study of Oedipus and Hamlet. Otto Rank, Freud’s loyal secretary, wrote a compendious book on the Incest Theme in literature and went on to compile an encyclopedic analytical interpretation of The Myth of The Birth of The Hero.

Thus was born a whole new way of relating to, thinking about and interpreting literary and artistic creations, in terms of analysing out the hidden or repressed analytical material, an academic tradition which continues to the present day. Freud in various works devised theories and insights into art, literature and the imagination, which gave them a special privileged place in his theory:

The realm of imagination is a ‘reservation’ made during the painful transition from the pleasure principle to the reality principle in order to provide a substitute for instinctual satisfactions which had to be given up in real life. The artist, like the neurotic, had withdrawn from an unsatisfying reality into this world of imagination; but, unlike the neurotic, he knew how to find a way back from it and once more to get a firm foothold in reality. His creations, works of art, were the imaginary satisfactions of unconscious wishes, just as dreams are; and like them they were in the nature of compromises, since they too were forced to avoid any open conflict with the forces of repression. But they differed from the narcissistic asocial forces of dreaming in that they were calculated to arouse sympathetic interest in other people and were able to invoke and satisfy the same unconscious wishful impulses in them too.

Freud himself applies these insights in his books on Leonardo and on Michelangelo’s famous statue of Moses.

Freudian slips and jokes

He had also expanded the application of psychoanalysis into the psychopathology of everyday life, clearly showing the continuity of the wish-principle in everyday slips of the tongue and accidents which, also, turn out to be messages from the unconscious realm, the ‘return of the repressed’.

In addition there was his study of jokes in Jokes and their Relationship to the Unconscious (1905) which similarly points to the return of embarrassing repressed material in the socially acceptable form of comedy.

Religion

Then he had turned his attention to religion. In the short early essay, Obsessive Actions and Religious Practices (1907) Freud showed that obsessive actions amount to a private religion and that religion amounts to ‘a universal obsessive neurosis’.

In this work Freud then gives a useful summary of Totem and Taboo (1913) in which he had tried to show how the universal taboo on incest and the worship of taboo animals supposed to have fathered the tribe were reducible to primitive attempts to control the Oedipus Complex.

Bearing in mind that many of these tribes every year kill and eat the totem animal (which is otherwise feared and revered) in a special feast, Freud hypothesises:

The father of the primal horde, since he was an unlimited despot, had seized all the women for himself; his sons, being dangerous to him as rivals, had been killed or driven away. One day, however, the sons came together and united to overwhelm, kill and devour their father, who had been their enemy but also their ideal. After the deed they were unable to take over the father’s heritage since they stood in one another’s way.

Under the influence of failure and remorse the learned to come to an agreement among themselves; they banded themselves into a clan of brothers by the help of the ordinances of totemism, which aimed at preventing a repetition of such a deed [the Primal Parricide], and they jointly undertook to forgo the possession of the women on whose account they had killed their father.

They were then driven to finding strange women, and this was the origin of the exogamy which is so closely bound up with totemism. The totem meal was the festival commemorating the fearful deed from which sprang man’s sense of guilt (or ‘original sin’) and which was the beginning at once of social organisation, of religion and of ethical restrictions.

Now whether we suppose that such a possibility was a historical event or not, it brings the formation of religion within the circle of the father complex and bases it upon the ambivalence which dominates that complex.

After the totem animal had ceased to serve as a substitute for him, the primal father, at once feared and hated, revered and envied, became the prototype of God himself.

The son’s rebelliousness and his affection for his father struggled against each other through a constant succession of compromises, which sought on the one hand to atone for the act of parricide and on the other to consolidate the advantages it had brought.

This view of religion throws a particularly clear light upon the psychological basis of Christianity, in which, as we know, the ceremony of the totem meal still survives, with but little distortion, in the form of Communion.

Thus psychoanalysis is able to throw light on the origin of everyday slips, dreams, jokes and humour, morality, art, religious belief and practice, myths and folktales, and shows them all to be different ways of dealing with the same psychological material.

Psychoanalysis has also led to investigations and clarifications of symbolism, building on the symbolism of dreams to look at symbolism in art and religion.

In the field of education Freud singles out Oskar Pfister, author of pedagogical books (and his great interlocutor on religious issues) and, for the analysis of children and greater theorisation of childhood, Freud refers to Melanie Klein and his daughter Anna.

Postscript (1935)

Freud concludes that with the announcement of the topographical structure of the mind (id, ego and superego) and the division of instincts into classes (Eros and the death instinct) he has finished his theoretical contribution. Others are carrying on where he left off.

My interest, after making a lifelong detour through the natural sciences, medicine and psychotherapy, returned to the cultural problems which had fascinated me long before, when I was a youth scarcely old enough for thinking….

I perceived ever more clearly that the events of human history, the interactions between human nature, cultural development and the precipitates of primeval experiences (the most prominent example of which is religion) are no more than a reflection of the dynamic conflicts between the ego, id and the superego, which psychoanalysis studies in the individual – are the very same processes repeated on a wider stage.

Thoughts

Freud was a politician to his fingertips. In a letter to Fliess he described himself as a conquistador and he wasn’t exaggerating. The word indicates the grandiose scale of his ambition and his self-image.

Moses and Monotheism is on one level an attempt to rewrite Jewish history the better to place himself as its logical conclusion. Freud is the new Moses leading the Chosen People of the new science, psychoanalysis, into the Promised Land of scientific understanding and psychological health.

Most of the dreams in The Interpretation are analysed to reveal a mammoth ambition and self-confidence, clearly in part derived from the wish to overcome, to supersede his weakling father Jacob.

Everything he wrote was written with a political aim. The History of the Psychoanalytical Movement (1914) is a case in point, containing as it does a fierce polemic against the acolytes who had recently seceded from the Movement: Alfred Adler who went on to found ‘Individual Psychology’ and Jung who founded ‘Analytical Psychology’.

Seen in this light The Autobiographical Study is interesting because:

  1. it goes to great lengths to convey the strictly scientific nature of his research before psychoanalysis came along and to demonstrate the continuity of psychoanalysis with mainstream science
  2. it seeks to put the record straight on his relations with Janet. Pierre Janet, a disciple of Charcot’s, was the founder of modern psychology in France and the French (with typical chauvinism) claimed that Freud had come to France, purloined all their ideas, then dressed it up in heavy Germanic philosophical terms
  3. Freud reproves the entire profession of philosophy for not being capable of fitting his concepts into their intricate systems of words, which is why he had a lifelong indifference or dismissal of philosophy as irrelevant to his discoveries which he always, of course, were based on facts not mystifying word games

Unconditional Surrender by Evelyn Waugh (1961)

‘Even good men thought their private honour would be satisfied by war. They could assert their manhood by killing and being killed. They would accept hardships in recompense for having been selfish and lazy. Danger justified privilege. I knew Italians–not very many perhaps–who felt this. Were there none in England?’
‘God forgive me,’ said Guy. ‘I was one of them.’
(Mme. Kanyi talking to Guy Crouchback in Unconditional Surrender, page 232)

The second novel in Evelyn Waugh’s Sword of Honour trilogy followed on from the first with hardly a break, commencing on the afternoon of the same day the previous one ended. Here things are very different. At the end of the previous book, the ‘hero’ of the trilogy, Guy Crouchback, had arrived back in England eight weeks after hearing of the German invasion of Russia, on 22 June 1941, so roughly 22 August 1941. Unconditional Surrender only really gets going in August 1943, two years later i.e. there is a big gap, the central years of the war.

The book is divided into five sections or parts:

  1. PROLOGUE. Locust Years
  2. BOOK ONE. State Sword
  3. BOOK TWO. Fin de Ligne
  4. BOOK THREE. The Death Wish
  5. EPILOGUE. Festival of Britain

1. Prologue: Locust Years

This brief introduction reviews Guy’s recaps the previous 2 years, describing Guy’s lack of direction when he got back from Crete in 1941, touching base with his father at his seaside hotel. He ends up helping to assemble and train a new generation of officers and men for the Royal Corps of Halberdiers. But in August 1943 he is told he is too old to accompany them abroad. More precisely, the new CO was his superior in Freetown back in 1940 and remembers the unfortunate incident of Guy giving a very sick colleague, Apthorpe, a bottle of whiskey with which he proceeded to drink himself to death. Further clarifying the timelines, Guy takes some leave and is at Matchet with his father when Italy surrenders on September 8 1943. Jumbo Trotter visits the barracks later the same month and fins Guy miserable so tells him to move in with him in London, while they find a new role for him. At his London club, Bellamy’s, he bumps into Tommy Blackhouse, a commanding officer in the commandos, about to leave for Italy, but Guy burned his bridges when he turned down an offer to join them two years earlier, preferring to return to the Halberdiers. He’s really screwed up his choices. But it is Tommy who suggests he might find a post in HOO HQ.

2. Book One: State Sword

HOO HQ Brompton

Anyway, as the narrative proper opens Guy is rising 40. In fact early on he has his 40th birthday, 29 October 1943, the day after Waugh’s own birthday.

Guy has come to rest in one of the many departments belonging to Hazardous Offensive Operations Headquarters (HOO HQ) which has grown and spread since we first met it in 1940. Now it occupies multiple buildings in central and west London. Guy finds himself with a cramped office:

in the Venetian-Gothic brick edifice of the Royal Victorian Institute, a museum nobly planned but little frequented in the parish of Brompton.

A cramped space he shares, surreally, with ‘a plaster reconstruction of a megalosaurus’. His job appears to be to receive memos and reports from other departments, sign or stamp or comment on them, before shuffling them along to other departments. Guy goes for a stroll round the building, which is a peg to introduce several other minor characters and for Waugh to describe the way a number of them are out and out communists. The alliance with Soviet Russia has allowed this political view to both spread and be more openly espoused and discussed, and not just among the ‘working classes’. He imagines one particular lofty bureaucrat, Sir Ralph Brompton, the diplomatic adviser to HOO HQ who promotes alliances and support for communist forces everywhere, picturing Guy being put up against a wall and shot, in the best Soviet manner (p.29)

His stroll round the premises leads up to a conversation with Mr. Oates, who has recently installed an Electronic Personnel Selector, an early example of a computer and, as in a stage comedy or sitcom, he demonstrates its purpose in finding the right personnel for new jobs by discovering that there is a vacancy for a man with experience of Italy and some experience of the commandos – for Guy, in fact (p.31).

The sword of Stalingrad

Waugh novels are always multi-stranded or at least contain a number of characters and storylines. The central symbol of this book is the Sword of Stalingrad, a huge sword commissioned by the King himself and to be sent to Stalingrad in Russia as a symbol of solidarity with our Russian allies and testament to their fortitude in the brutal 6-month long siege. Silver, gold, rock-crystal and enamel had gone to its embellishment and throughout the novel it is placed on a fake altar in Westminster Cathedral where long queues of proles queue for a sight of it.

This sword, in Guy’s view a spurious product of press relations and alliance with an immoral beast is contrasted with the noble and pure sword of Sir Roger of Waybroke, an Englishman who travelled on crusade but never made it to the Holy Land, was shipwrecked on the Italian coast, fought and fell for the local count who buried him in the local church of the little island, Santa Dulcina delle Rocce, where Guy spent the 1930s. Over the years Guy developed a religious/superstitious attachment to the knight and attributed to him the finest feelings of nobility and chivalry. At the start of the first novel in the trilogy,  Men at Arms, before he leaves Santa Dulcina delle Rocce Guy touches the stone effigy of the knight and his sword, asking Sir Roger to pray for him and his embattled kingdom (i.e. Britain).

So the symbolism of the two swords, one ancient, venerable and noble, the other a modern, factitious and flashily popular fake, run through the text, symbolising the two sets of values, the two worldviews, the novel and Guy finds himself betwebelen, the dying old world and the new meritocratic one struggling to be born.

Ludovic

We are reintroduced to Ludovic, slippery, mysterious figure from book 2, who saved Guy when the two drifted across the Mediterranean in an open boat after the disastrous fall of Crete. We learn that he appears to have been picked up by the Sir Ralph Brompton we met a few pages earlier, way back in the 1930s, when he was a tall handsome junior officer in the Halberdiers. It is not stated but strongly implied that this was a homosexual affair, with the richer older man extracting Ludovic from his regiment and taking him abroad for five years to be his valet or secretary, depending on the situation, grooming and educating the lower class but handsome boy.

A decade has passed and Ludovic is a more imposing figure. He was given the Military Medical for conspicuous bravery for rescuing Guy and promoted. For a while the army couldn’t find a role for him but he was eventually put in charge of a training base in the country which teaches army and partisan groups to parachute, a job which gave him plenty of time to write and hone his literary skills. Despite all this, when in London, he still looks up old Sir Ralph for tea.

Everard Spruce

Sir Ralph is, of course, well connected, and tells Ludovic he has passed on the latter’s philosophical musings (which we saw Ludovic sketching out in the previous novel) on to the noted literary editor, Everard Spruce, editor of the fictional arts magazine Survival. This is a pretty obvious reference to the real-life noted editor Cyril Connolly and his arts magazine Horizon. Everard liked his Pensées and would like to meet him, though he thinks the title should be changed to something more modishly technical, like ‘In Transit’ (the sub-title, as it happens, of the second and final book of poems by Welsh war poet Alun Lewis).

(Waugh had already satirised Connolly and Horizon as Ambrose Silk and his magazine Ivory Tower in  the 1942 novel, Put Out More Flags. Connolly was to devote the entire February 1948 issue of Horizon to Waugh’s novel, The Loved One, so he had a keen understanding of Waugh’s importance. It is interesting that Waugh describes Spruce/Connolly as ‘a man who cherished no ambitions for the future, believing, despite the title of his monthly review, that the human race was destined to dissolve in chaos’, interesting if true of Connolly. p.39. It may be also worth noting that, despite finding himself satirised in Waugh’s novels, Connolly still described the trilogy as ‘Unquestionably the finest novel to come out of the war’, top quote on the cover of all three Penguin editions.)

Ludovic walks from Sir Ralph’s rooms in Victoria to Cheyne Walk, Chelsea, where Spruce lives and works, tended on by four young bohemian secretaries, just in time for a posh party. He notices the flimsy blackout curtain, the manuscripts and mess everywhere, the posh guests. He notes and observes. What makes Ludovic so compelling is the way he is the coldest of cold fish, cold and aloof.

The Kilbannocks

We met Ian and Kerstie Kilbannock in the previous book, with their house in Eaton Terrace. Kerstie is now a cipher clerk, Ian has steadily worked his way up the pole of military press and PR. They have struggled but been sensible and make do.

Virginia Troy comes round, Guy’s ex-wife, who deserted him for Tommy Blackhouse, went on to have a string of affairs, married an American named Troy, has lived separated from him for ages. Now Troy reveals he’s had private detectives trailing her and is divorcing her on the grounds of infidelity. She will be left without a cent. For the first time in her life she’s panicking, She’s come round with all her possessions to ask Kerstie to help her go through them and decide what to pawn.

For the last few years she has been forced to support Trimmer, the ‘hero’ of a farcically incompetent ‘raid’ on the French mainland, as he tours the factories of England to boost morale, but is hopelessly in love with her. It’s Ian, as her employer at HOO HQ, who obliged her to ‘support’ Trimmer and the implication seems to be, obliged her to ‘keep him happy’ i.e. sleep with him (Trimmer).

The Loot

Waugh’s anti-Americanism came out so fiercely in the caricature of three slobbish American journalists at the end of Officers and Gentlemen. It recurs here:

London was full of American soldiers, tall, slouching, friendly, woefully homesick young men who seemed always to be in search of somewhere to sit down. In the summer they had filled the parks and sat on the pavements round the once august mansions which had been assigned to them. For their comfort there swarmed out of the slums and across the bridges multitudes of drab, ill-favoured adolescent girls and their aunts and mothers, never before seen in the squares of Mayfair and Belgravia. These they passionately and publicly embraced, in the blackout and at high noon, and rewarded with chewing-gum, razor-blades and other rare trade-goods from their PX stores.

‘Ill-favoured’ lol, that’s a nice phrase. And again when de Souza describes the experience of fighting in Italy:

‘And then in Italy there were Americans all over the place clamouring for doughnuts and Coca-Cola and ice cream.’ (p.95)

Anyway, towering above the general swarm of Yanks is a central and recurring figure, Lieutenant Padfield. The ‘Loot’ is a phenomenon, supernaturally present at every party, luncheon and dinner, knowing everyone in London, a finger in every pie. Incongruously, he goes to Everard Spruce’s party, turns up at Guy’s father’s funeral, and turns out to have been gathering evidence against Virginia for Mr Troy’s law firm.

Guy meets Ludovic

It is Guy’s fortieth birthday. He sallies forth to Bellamy’s where he meets Ian, just kicked out of his house for the evening by Kerstie who wants a girlie tete-a-tete with Virginia. Together with the Loot, Guy and Ian take a cab to Chelsea to Spruce’s party. Spruce had just gotten round to finding time to talk to Ludovic who he thinks is a very important New Writer. There is a droll bit of dialogue where Spruce thinks the lead images in Ludovic’s book of pensées (French for ‘thoughts’) are highly symbolic and/or derived from psychological sources, namely the theme of the drowned man and of the cave, while the reader of the trilogies knows that, in the last days of the ill-fated Crete campaign Ludovic holed up with other AWOL soldiers in safe caves, and then, in the local fishing boat which they got working in order to escape the advancing Germans, more than likely threw the 2 or 3 other sailors overboard in order to preserve himself and Guy. Spruce thinks these are deep symbolic images; whereas we know they are blunt facts.

‘And besides these there seemed to me two poetic themes which occur again and again. There is the Drowned Sailor motif–an echo of the Waste Land perhaps? Had you Eliot consciously in mind?’
‘Not Eliot,’ said Ludovic. ‘I don’t think he was called Eliot.’
‘Very interesting. And then there was the Cave image. You must have read a lot of Freudian psychology?’
‘Not a lot. There was nothing psychological about the cave.’

When Guy appears at Spruce’s party, Ludovic is almost paralysed with horror. The implication is that Ludovic did bump off the other men in the boat and is convinced Guy knows this and has tracked him down to confront him about it. Of course, Guy knows nothing and so is as puzzled as Spruce when Ludovic simply gets up and walks out of the party.

3. Book Two: Fin de Ligne

Virginia is pregnant

Virginia goes to a doctor who confirms she is pregnant. Must be by Trimmer. Yikes.

Guy is selected for parachute training

Guy goes for an interview about the job spat out by Mr Oates’s Electronic Personnel Selector. Something about parachuting into north Italy. He’ll need to go and do parachute training. Since the narrator has told us that Ludovic now manages a parachute training centre…

Guy’s father’s funeral

When Guy returns to the Transit Camp he finds a telegram from his sister telling him his father has died peacefully in his sleep. So he catches a train to Matchet with Box-Bender to attend the funeral whose Catholic elaborations are described in great detail. The county lord-lieutenant, a representative of the cardinal etc are in attendance and so, incongruously, is the Loot, who turns up everywhere. Angela and Guy are both astonished at the number of thank you letters their father has received; seems he quietly performed countless acts of charity, as well as giving a lot of his income to the needy.

Quantitative judgments don’t apply

The last time they’d met, Guy and his father had a little disagreement about the policy of the Popes concerning compromising with the values of the modern world. Guy argued that the popes should have stood aloof from all politics since Italian unification (1871). A few days later his father writes him a kindly letter explaining that, in his opinion, this is not how Catholicism works. It works in the world and through the world. It cannot disengage and hold itself in an ivory castle. Who knows how many souls came to the Church and so were saved because of successive Popes’ interventions:

Quantitative judgments don’t apply. If only one soul was saved, that is full compensation for any amount of loss of “face.”

This is a very important quote. Guy will repeat it to himself over and again as the novel progresses, regarding Virginia and in Yugoslavia.

The first abortionist

Kerstie prises the address of an illegal abortionist out of her very reluctant doctor, but when Virginia takes a taxi to the address it is bombed out. When she pops into nearby Claridge’s she finds the Loot, who tells her about attending Mr Crouchback’s funeral, and also the surprising news that he was quite well off. Planting a seed…

The voodoo abortionist

When Virginia tries a Black doctor who Kerstie’s cleaner recommends as an abortionist, there is broad farce when Virginia discovers he has been hired by HOO HQ to perform voodoo ceremonies in order to give the Nazi leaders bad dreams! He asks her whether she has brought the scorpions he’s requested as part of his ceremonies. No, replies Virginia. No, I haven’t brought scorpions.

The witch doctor sits alongside Dr Glendening-Rees, the forager sent to teach the commando how to eat seaweed and heather in Officers and Gentlemen, in Waugh’s gallery of military eccentrics.

Ludovic and the parachute training centre

It is November 1943 (p.117). Ludovic lives a quiet civilised life at his parachute training base in Essex (officially known as ‘Number 4 Special Training Centre’). Until he receives notification that none other than Guy Crouchback is among the next batch of trainees. He is horrified, convinced it is fate.

In the bus en route to the training centre, Guy bumps into an old hand from the Halberdiers, de Souza who becomes very confidential, saying a number of the 12 ‘candidates’ for the course probably know Sir Ralph Brompton. It’s becoming pretty obvious Brompton is more than a communist sympathiser, but maybe a Soviet spy.

Sustained and very evocative description of parachute training. Also a sustained running joke about Ludovic’s fantastically chilling effect on all around him. In fact, upon learning that Guy is coming for training he orders his staff to remove his name from all official documents, noticeboards, not to refer to him by name and to have his meals sent up to his room. De Souza notices this and makes a very funny running joke about their commanding officer having been overthrown in a coup and now being held hostage in his own room.

When it comes turn to do his first parachute jump Guy twists the same knee he injured all those years ago in the Halberdier barracks and is sent off to hospital whereupon Ludovic deigns to come down from his rooms and dine with the other 11 trainees, casting a wonderfully ghoulish coldness over the assembly. De Souza nicknames him Major Dracula. His number two seriously considers the possibility that his commanding officer has gone mad (mental illness and madness being, as we have so often observed, a recurrent theme in Waugh’s work). As de Souza puts it:

‘In my experience the more responsible posts in the army are largely filled by certifiable lunatics. They don’t cause any more trouble than the sane ones.’ (p.109)

Ludovic, like Apthorpe in the first book, only in a very different way, is a comic creation of genius. He consolidates his reputation for weirdness by insisting on buying a Pekinese dog. He clinches his second in command’s view that he’s gone mad when he exits the dinner singing the music hall song:

Jumbo rescues Guy who moves in with Uncle Peregrine

Guy hates it in the RAF hospital where the officers are rude and lackadaisical and which is bombarded all day long with the throbbing and wailing of jazz music from the wireless. He gets de Souza to pass on a message to Jumbo Trotter who promptly comes down to rescue him and take him back to his digs. However, Guy becomes depressed, so depressed that he takes up the offer of his uncle, his father’s brother, the notorious bore Peregrine Crouchback, to move in with him in his house in Bourne Mansions, Carlisle Place. It is the time of the Tehran Conference 28 November to 1 December 1943.

Virginia pops in on Guy. She takes to popping in every day, bringing cards and gin. She inveigles dear old Uncle Peregrine into taking her out for dinner and explains that she is thinking of becoming a Catholic so she can return to being married to Guy. She is quite candid about being skint, needing money and being tired of gallivanting around. Peregrine is a bit put out because, in his ancient innocence, he’d been rather thinking she’d been popping in to see him.

Then one day she tells him the truth. Asks if he loves her. Very unusually for Waugh, there is a reference to sex, when she runs her hand up his leg under his bedclothes (Guy is still restricted to bed because of his knee) and gets no response. In fact Guy instinctively shies away from her. No attraction at all. It is then she makes the Great Revelation of the novel and tells him she is pregnant, with Trimmer’s child.

To the astonishment of everyone in the know, namely Ian and Kerstie Kilbannock, Guy agrees on the spot to take her back, to get remarried in a civil ceremony (they were never parted, according to this theology). So Virginia and Ian, returning from Christmas 1943 discover Virginia has moved out of their house (where shes’ been staying, much to Ian’s mounting irritation) and moved straight into Uncle Peregine’s house, room next to Guy’s.

Kerstie goes straight round, Virginia is out, and she tells him point blank about Virginia’s baby by Trimmer and is flabbergasted that Guy knows. He tries to explain. For over a decade he was lived alone, depressed, morose, occasionally wishing there was one good deed he could do in the world, one good deed which was genuinely selfless, entirely about helping someone else. By helping Virginia in her time of need, and by becoming father to the child, he helps a vulnerable woman and a baby who would be fatherless.

Kerstie says wartorn Europe is full of helpless women and orphans. But Guy says he can’t help all of them. But he could help Virginia. He repeats the words of his father:

Quantitative judgments don’t apply. If only one soul was saved, that is full compensation for any amount of loss of “face.”

Remarrying Virginia and fathering the child are good deeds; loss of face before the whole world is secondary.

4. Book Three: The Death Wish

It is late February 1944 and Guy is flown in a Dakota plane via stopovers in Gibraltar and North Africa to Bari in Italy. Reports for duty to the Headquarters of the British Mission to the Anti-fascist Forces of National Liberation (Adriatic). He’s been dispatched here because a) Ludovic lied about his success in parachute training in order to get ride of him (as we saw, Guy failed to complete the course due to a knee injury); and b) because in the bowels of HOO HQ Sir Ralph and colleagues think Guy will make a good clean cover for what they’re really up to i.e. aiding the communist partisans.

Having signed in and met the Brigadier and the keen information officer Joe Cattermole, he is filled in about the Yugoslavs or ‘Jugs’ as the Brits call them. Keen to take all the help they can from the British, but their true leaders are the Russians, pan-Slavism. The partisans offer a permanent irritation to the Germans, who periodically carry out sweeps into the mountains. But the Germans’ central aim is to keep communications with Greece open. Earlier in the war they were going to use this as a jumping off point for the Middle East, for Palestine or Egypt. Now, with the tide strongly against them, they need Yugoslavia open so when the time is right they can withdraw their Greek army out and up into mainland Europe.

Guy us kept hanging round. He socialises with the Brigadier who has a WAAF mistress, he lunches and dines out, though the food is as thin and grim as back in England. He meets the bloody Loot who, improbably enough, is being paid to recruit a full orchestra and revive Italian opera, with the aim of winning over Italian hearts and minds. It’s proving difficult to find any singers.

In March 1943 Guy is informed he is to be parachuted into Croatia. He visits a church to make a last confession. He surprises us by confessing that he wants to die. It’s important to catch all the nuances of this surprising declaration to so I quote at length:

Guy had no preparations to make for this journey except to prepare himself. He walked to the old town, where he found a dilapidated romanesque church where a priest was hearing confessions. Guy waited, took his turn and at length said: “Father, I wish to die.’
‘Yes. How many times?’
‘Almost all the time.’
The obscure figure behind the grill leant nearer. ‘What was it you wished to do?’
‘To die.’
‘Yes. You have attempted suicide?’
‘No.’
‘Of what, then, are you accusing yourself? To wish to die is quite usual today. It may even be a very good disposition. You do not accuse yourself of despair?’
‘No, Father; presumption. I am not fit to die.’
‘There is no sin there. This is a mere scruple. Make an act of contrition for all the unrepented sins of your past life.’ (p.170)

Guy’s title is Military Liaison Officer, his job is to report on the military situation from the British Mission at a place called Begoy. Also to transcribe, encypher and send to Allied HQ in Italy the partisans’ often exorbitant and detailed requirements. He is grudgingly accepted by the ‘Jugs’. He is given a Serb ‘translator’ who speaks English with a brutal Noo Yawk accent and is, of course, a spy.

Time passes. One day the translator tells him a group of Jews is outside. A deputation ask him for help to travel to Italy. He explains that only the wounded and soldiers are flown out on the daily plane, it is not for civilians. They go away disgruntled. A month later he is asked to report on displaced persons in his area (UNRRA stands for United Nations Relief and Rehabilitation Administration):

U.N.R.R.A. research team requires particulars displaced persons. Report any your district. This phrase, which was to be among the keywords of the decade, was as yet unfamiliar.
‘What are “displaced persons”?’ he asked the Squadron Leader.
‘Aren’t we all?’ (p.179)

Guy goes to see the hundred or so Jewish refugees who are living in absolute squalor. His visit annoys the partisan authorities who call him to a meeting more like an interrogation and tell him it is not his place to interfere in internal matters of what will become their country. Guy explains he was only following direct orders from UNRRA and gets cross.

That night he gets a telegram saying Virginia has given birth to a son. The Crouchback line will be continued. It is 4 June 1944, the day Allied forces enter Rome.

Waning force

Waugh describes a general sense of power moving away from many of the London characters. On the eve of Operation Overlord pretty much everything HOO HQ ever cooked up seems redundant. General Whale has creates of old files burned. Ian Kilbannock tries to get a posting to follow the troops to Normandy: first-hand D-Day experience will be like gold dust in a post-war career.

Ludovic and Brideshead Revisited

Ludovic has been writing a novel and sending the instalments off to a typist in Scotland to type up the manuscript. It has a plot of Shakespearian improbability and is told in over-the-top prose. Waugh tells us half a dozen other novelists were working in the same vein of over-written nostalgia:

Had he known it, half a dozen other English writers, averting themselves sickly from privations of war and apprehensions of the social consequences of the peace, were even then severally and secretly, unknown to one another, to Everard Spruce, to Coney and to Frankie, composing or preparing to compose books which would turn from drab alleys of the thirties into the odorous gardens of a recent past transformed and illuminated by disordered memory and imagination…Nor was it for all its glitter a cheerful book. Melancholy suffused all its pages and deepened towards the close. (p.188)

I wonder if Waugh is describing his own magnum opus, Brideshead Revisited, which he wrote in an intense burst of work from December 1943 to June 1944. In his preface to the 1963 edition Waugh himself described Brideshead in similar terms:

It was a bleak period of present privation and threatening disaster – the period of soya beans and Basic English – and in consequence the book is infused with a kind of gluttony, for food and wine, for the splendours of the recent past, and for rhetorical and ornamental language which now, with a full stomach, I find distasteful.

Ludovic titles his over-written melodrama The Death Wish. To Ian Kilbannock’s surprise, his exhausted superior General Whale one evening confides he is so tired he just wants to die (p.191). Virginia gives birth to her baby son and has a nurse and has people round to see it and it is christened into the Catholic faith, but she can’t bring herself to look at it, refers to it as ‘it’ rather than ‘he’.

Germany commences its operation of sending V1 rockets to land on London. Members of Bellamy’s are not so exuberant as during the Blitz at the start of Officers and Gentlemen. The war is obviously winding down and the best is behind them. Opportunities are closed. Their record is their record. They listen to each night’s series of random explosions glumly. Each night Virginia wonders if the next one she hears will be the one to kill her (p.191). She sends the baby with Angela down to her place in the country for safety.

Virginia’s death

Sure enough a doodlebug kills Virginia, landing on the house in Carlisle Place one morning at 10am, killing Peregrine and the housekeeper, too. Angela sends an air mail latter which Guy opens after the daily plane has touched down with supplies. There is a very moving passage where Guy remembers what happened when Virginia moved in with him after their simple registrar ceremony of remarriage i.e. they went to bed together. Over the next few weeks his knee healed but so did a big hole in his heart.

Without passion or sentiment but in a friendly, cosy way they had resumed the pleasures of marriage and in the weeks while his knee mended the deep old wound in Guy’s heart and pride healed also, as perhaps Virginia had intuitively known that it might do. January had been a month of content; a time of completion, not of initiation. When Guy was passed fit for active service and his move-order was issued, he had felt as though he were leaving a hospital where he had been skilfully treated, a place of grateful memory to which he had no particular wish to return. He did not mention Virginia’s death to Frank then or later. (p.196)

I found this very moving indeed, the complexity of adult, mature, married love, after a lifetime of unhappiness and tribulation. Like many other moments in the trilogy it seems to me to strike exactly the right note of melancholy healing and closure.

Catholic convert Eloise Plessington asks Angela Box-Bender if she can take little baby Gervase off her hands, he is her godson after all. Their conversation is a pretext for speculating that maybe, from a theological point of view, this was the perfect moment for Virginia to be killed, when she was happy and had done a noble deed, a moment of maximum grace.

Some Jews escape

Guy is less moved by Virginia’s death than the fact the UNRRA asked for 2 representatives of his displaced Jews to be sent back on the same flight. the partisans refuse to let the young, best educated couple leave because the husband is the only one who can keep the generator going which (intermittently) keeps the lights on in the little cluster of buildings they all inhabit. So Guy sends two other Jews off to Italy to plead the cause of their colleagues with the authorities.

De Souza

The same flight brings in Frank de Souza who Guy and we have known since the first book when they were new officers in the Halberdiers together. De Souza has been promoted and is now Guy’s superior officer. He puts Guy in the picture. The British have leaned on the Serb government in exile in London, complete with king, to accept a new set of ministers and advisers who are more friendly to the communists and the partisans and deprecate the Jug royalists, the Chetniks. Tito is going to meet Churchill. Basically de Souza is a representative of a government which is going to sell out the Yugoslav nation to the communists.

Guy visits the local priest to arrange a mass to be said for his dead wife. The communist partisans are deeply suspicious, arrest the priest, confiscate the food Guy gave him and de Souza gives him a dressing down. The key thing is not to offend the communist partisans. Guy is disgusted.

This whole sequence leads up to a showcase military operation put on to impress the Americans and persuade them of the British support for the partisans. The communists line up an attack on an isolated guardhouse, not manned by Germans or even by the Croatian fascist Ustaše but by the pretty hopeless Croatian home guard.

It is fitting that this fiasco is witnessed by Brigadier Ritchie-Hooke, now reduced to a shambling wreck of  his former self, and by Ian Kilbannock, hyper ambitious to establish himself as a wide-ranging political commentator, along with the Loot, of course, and quite a throng of other military top brass (even someone from the Free French).

The plane crash

The plane Kilbannock, Ritchie-Hooke and his aide, the Loot and his tame British composer, the American general and his staff, a photographer and the Free Frenchman are flying in crashes in a field. It is very vividly described from the point of view of Ian who comes round to find himself lying hear the burning plane. The American general got most of them out. The crew were killed. Guy and staff from the British Mission and partisans arrive to help them onto stretchers and to a nearby sick bay.

The staged attack

The attack on the ‘enemy’ blockhouse, which is really more by way of being a small ancient castle, is, as you might expect, a fiasco. There are meant to be two brigades of partisans. One is on time the other is late, when the second one arrives the first opens fire on it. Precisely at 10am two RAF planes scream out of the blue and fire two missiles, the first pair completely missing the blockhouse, the second hitting the massive stone walls and barely scratching them. News arrives that a German patrol is on its way, at which point Waugh delivers a lovely comic exchange between the American general who’s been flown all this way to observe the indomitable partisans in action and his partisan translator:

‘A German armoured column has been warned and is on its way here.’
‘What do your men do about that?’
‘Before a German armoured column they disperse. That is the secret of our great and many victories.’ (p.221)

The partisans are sneaking away and de Souza announces lunch, when everyone sees an extraordinary spectacle. Revived by his close shave with death the night before, Ben Ritchie-Hooke advances across the bridge towards the solid little castle all alone except for the American photographer who tumbles around him like a dwarf in a medieval court. Ben assumes the partisans will be following his gallant charge but they have disappeared and he is shot down in a hail of Croat bullets. The German patrol which arrives a little later is mystified by this single-handed attack on a fortified position by a British major-general, attended in one account by a small boy, in another by a midget. War as farcical tragedy, tragic farce. Chatting with the General’s aide later, Guy learns he had, for some time, expressed a wish to die in battle. Like so many others, he, too, had a death wish.

The Jews

There’s a funeral service for the dead in the plane then things settle down. The Germans are withdrawing. The American general gives the go-ahead for the partisans to receive many more supplies. These are flown in on a daily basis. There’s little form Guy to do except watch. August turns into September 1944. Guy asks de Souza to send messages about the transport of the hundred Jews to Italy. Messages go back and forth.

At the end of September de Souza leaves. He explains that Tito has gone over to the Russians lock, stock and barrel. Winston had hoped to set up a coalition government in Belgrade comprising different ethnic groups and a political mix i.e. democrats and liberals. Not going to happen now: it’s going to be a Soviet dictatorship.

Things go quiet. The local priest is gone, who knows where, his house requisitioned by communists. Guy is followed everywhere by his translator-minder, who he likes to torment by going for long tramps through the wet countryside. On his 41st birthday, 29 October 1944, Guy receives the thrilling news that four Dakota planes will fly in to evacuate the Jews. The Jews are rounded up and marched to the landing field but a very thick fog prevents their despatch. Twice in the next couple of weeks the planes arrive but cannot land. Guy is obsessed. He prays to God to clear the fogs. God doesn’t listen, Then the first snows fall. There will be no more landings till the spring.

Then news comes of a special air drop of supplies solely for the Jews. But the partisan general in charge of the committee which liaises with the British Mission refuses to accept this and, when the supplies are parachuted in, confiscates them all.

Also in October 1944 Belgrade was liberated by the Soviet Red Army, Yugoslav Partisans, and the Bulgarian Army. With no explanation the Jews are suddenly given the supplies which had been impounded and for a week they appear in public wearing a bizarre array of English clothes and properly fed for the first time in a year. Then they disappear. The creepy young translator to the communist commissar explains that partisans and fighting forces complained that they had no boots or winter coats. The goods have been redistributed and the Jews moved to other accommodation.

A few days later Guy encounters the young Jewish woman who speaks Italian and, the first time he saw them, translated. She explains it was the peasants who complained about the largesse shown to the Jews and the partisans are dependent on the peasants for food. She explains the Jews have been moved to a former Nazi prison camp. Guy is horrified and says he will kick up a fuss when he is flown back to Italy. At which point this Jewess, Mme. Kanyi, delivers the moral of this part of the novel and maybe of the sequence as a whole:

‘There was a time when I thought that all I needed for happiness was to leave. Our people feel that. They must move away from evil. Some hope to find homes in Palestine. Most look no farther than Italy–just to cross the water, like crossing the Red Sea. Is there any place that is free from evil? It is too simple to say that only the Nazis wanted war. These Communists wanted it too. It was the only way in which they could come to power. Many of my people wanted it, to be revenged on the Germans, to hasten the creation of the national state. It seems to me there was a will to war, a death wish, everywhere. Even good men thought their private honour would be satisfied by war. They could assert their manhood by killing and being killed. They would accept hardships in recompense for having been selfish and lazy. Danger justified privilege. I knew Italians–not very many perhaps–who felt this. Were there none in England?’
‘God forgive me,’ said Guy. ‘I was one of them.’ (p.232)

The coast

Guy is ordered to leave Begoy. He drives through ruined villages to the coast at Split. He is ordered to Dubrovnik to liaise between a small British force which had landed under the impression it was among friends only to find itself impounded by the communist partisans.

In mid-February 1945 he is withdrawn along with the British party and finds himself in Bari a year after he arrived. There he learns that the Jews of Begoy were finally liberated when a private American sponsor paid for an expedition of trucks to drive from Italy to collect them, bribing the partisans to release them. When Guy visits them he finds them in yet another camp guarded by soldiers, albeit British. But Mme. Kanyi and her husband are not among them. Through an interpreter Guy learns they were taken off the truck by the partisans of Begoy.

The fellow traveller

Finally he gets some sense from an odious functionary named Gilpin who we first met at the parachute training centre where Guy overheard him whispering to de Souza, linking both to Sir Ralph Brompton and his set of communist agents. Now this self-satisfied lickspittle rattles off a list of typically inaccurate communist accusations – that she was the mistress of the British Liaison Officer (meaning him, Guy), that her husband sabotaged the power plant (when he was the only engineer who could keep it going), that she was caught in possession of counter-revolutionary propaganda (before leaving Guy had given her the Mission’s collection of American glossy magazines). It is a pack of lies which Gilpin goes on to compound when Gilpin goes on to say that Guy himself was almost had up on a disciplinary charge for consorting with her, but one of the other communist officers decided to let him off. He goes on to say that the couple were tried by a Peoples’ Court and ‘You may be sure that justice has been done.’

This is such a travesty of the truth, such an inversion of ‘justice’, such a betrayal of any ideas of a just war and honour, all delivered with an unctuous smile by a vile and vindictive little functionary that Guy clenches his fist to punch him. But what would be the point? It is the final absolute crushing of all Guy’s ideals of honour, charity and justice in this world.

5. Epilogue: Festival of Britain

The Festival if Britain took place in London starting in May 1951. In this novel it is the occasion for a party when Tommy Blackhouse, now a much-decorated general, assembles 15 old comrades for dinner at Bellamy’s. On the same evening Arthur Box-Bender is giving a party for his daughter’s 18th birthday, which is, the narrator emphasises, absolutely nothing like the glittering ‘coming out’ balls held for the young ladies of his generation. Disgusted by the manners and clothes of the younger generation, Box-Bender takes the first opportunity to get away from it and strolls down to St James’s Street and into Bellamy’s just as the raucous Blackhouse party comes tumbling out of its room. Typically quick drunken conversations allow Waugh very beautifully and neatly, as in an old fashioned novel, to tell us the post-war fates of his characters:

  • Tommy Blackhouse had returned to England in May. He was retiring from the army with many decorations, a new, pretty wife and the rank of major-general.
  • Ivor Claire had spent six months in Burma with the Chindits, had done well, collected a D.S.O. and an honourably incapacitating wound. He was often in Bellamy’s now. His brief period of disgrace was set aside and almost forgotten.
  • Trimmer had disappeared. All Tommy’s enquiries failed to find any trace of him. Some said he had jumped ship in South Africa. Nothing was known certainly.
  • Box-Bender lost his seat in parliament in the great Labour landslide of 1945.
  • Box-Bender was defeated by Gilpin, the revolting wretch who gloatingly told Guy about the execution of the Kanyis. He is now a Labour MP, not popular in the House but making his mark and had lately become an under-secretary.
  • Guy has sold the Castello Crouchback. To Ludovic of all people.
  • Ludovic’s long novel, The Death Wish, which we saw him working on, old nearly a million copies in America and they’ve just filmed it. He’s rich.
  • Improbably, but in a gesture towards poetic justice, it appears ‘the Loot’, Lieutenant Padfield, has become Ludovic’s fixer and general factotum.
  • Guy has married Domenica, daughter of Lady Plessington, a family friend and godmother to Gervase (Guy’s son by Virginia). He has taken back the property at Broome and is just about making a go of running the farm. In the end, after all his tribulations, things turn out well for Guy.

Summary

Taken individually all three novels are brilliant, combining comedy, complicated storylines, vivid characters and an extraordinary grasp of the complexities of military and social life during the war. Taken together, the Sword of Honour trilogy is surely one of the greatest achievements of English literature in the twentieth century.

The final sequence of events in which Guy agrees to marry Virginia and thus do the one good, selfless deed he had been seeking to do since the start of the war, in which she is then killed by a V rocket but the baby saved; and his long attempts to do right by the Jews in Croatia; all make for a very moving, sometimes overwhelming cocktail of emotions. It feels deep and rich and true to the complex mix of hopes and hard work and frustration and small victories which life is really like. The trilogy as a whole is an extraordinary achievement.


History of the language

New phrases

It’s a very minor point, but these books contain occasional references to phrases which have just entered the language at the moment he’s describing. Thus book one refers to ‘the already advertised spirit of Dunkirk’. The second half of book two is titled ‘In The Picture’, a phrase Waugh ironically describes thus:

Trimmer remained quiet while he was ‘put in the picture’. It was significant, Ian Kilbannock reflected while he listened to the exposition of GSO II (Planning) that this metaphoric use of ‘picture’ had come into vogue at the time when all the painters of the world had finally abandoned lucidity.

As this snippet suggests, Waugh is old bufferishly critical, disdainful or contemptuous of these new-fangled phrases, using antiseptic speech marks to handle them with. Same happens in this book, when the literary editor Spruce is said to receive ‘fan letters’ (p.42). When he refers to Guy taking the ‘tube railway’ (p.47) he sounds like a ridiculous old fuddy-duddy. Or when Virginia says:

‘I just feel I ought to have what Mr. Troy calls a ‘check-up.'”

He tells us the working class term ‘ducks’ had become prevalent during the Blitz. Here’s Mrs Bristow, Kerstie Kilbannock’s cleaner:

“Just off, ducks,” she said using a form of address that had become prevalent during the blitz.

In fact Waugh gives us more samples of the working class speech of the time than in the previous books:

  • ‘Sorry, sir,’ said the [the Staff Captain’s batman] as he discovered the tousled figure. ‘Didn’t know you was here.’ (p.114)
  • ‘Cor,’ he said, ‘just take a dekko at the little perisher.’ (p.115)

Americanisms

Having had occasional contact with the film world during the 1930s (and having, outside the timeline of the novel, been to Hollywood in 1947) Waugh has picked up plenty of Americanisms which he handles with distaste:

Stirred by the heavy North African wine, de Souza’s imagination rolled into action as though at a “story conference” of jaded script-writers. (p.111)

Other Americanisms are handled with care:

Here was something most unwelcome, put into my hands; something which I believe the Americans describe as ‘beyond the call of duty’; not the normal behaviour of an officer and a gentleman… (p.151)

And American food, creeping in everywhere:

A civilian waiter brought them their pink gins. Guy asked him in Italian for olives. He answered in English almost scornfully: “No olives for senior officers,” and brought American peanuts. (p.157)

It is sweet that he uses phrases like ‘motor bus’ and ‘wireless’. In this respect Waugh is a good example of the futility of thinking that if you use old-fashioned words and are openly contemptuous of new-fangled phrases, you can somehow prevent social change. No-one can prevent social change nor the steady evolution of the language. King Canute on the beach.

The wireless

It is interesting that Waugh detested the earliest signs of muzak. This occasionally crops up in the other novels, where he had shown a fuddy-duddy objection to the ‘wireless’ and, surprisingly for a member of the late 1920s Bright Young Things, an antipathy to jazz. It becomes more noticeable in this novel. Thus the ageing Guy shows a mild resentment of:

The new young officers were conscripts who liked to spend their leisure listening to jazz on the wireless.

And at the parachute training centre the incessant music from the ‘wireless’ infuriates the usually mild-mannered Guy:

‘Can’t you stop this infernal noise?’
‘What noise was that?’
‘The wireless.’
‘Oh, no. I couldn’t do that. It’s laid on special. Piped all through the camp. It isn’t all wireless anyway. Some of it’s records. You’ll soon find you get so you don’t notice it.’

It is characteristic of Waugh that he associates enjoyment of ‘wireless’ programmes to the uneducated lower classes, for example, Kerstie Kilbannock’s cleaner:

Kerstie did not sleep long, but when she came downstairs at noon, she found that the lure of Bellamy’s had proved stronger than Ian’s caution and that the house was empty save for Mrs. Bristow, who was crowning her morning’s labour with a cup of tea and a performance on the wireless of “Music While You Work.” (p.90)

Ian and Kerstie Kilbannock returned to London from Scotland on the night of Childermas. He went straight to his office, she home, where Mrs. Bristow was smoking a cigarette and listening to the wireless. (p.148)


Credit

Unconditional Surrender by Evelyn Waugh was published by Chapman and Hall in 1961. All references are to the 1983 Penguin paperback edition.

Related link

Evelyn Waugh reviews

Vile Bodies by Evelyn Waugh (1930)

 At Archie Schwert’s party the fifteenth Marquess of Vanburgh, Earl Vanburgh de Brendon, Baron Brendon, Lord of the Five Isles and Hereditary Grand Falconer to the Kingdom of Connaught, said to the eighth Earl of Balcairn, Viscount Erdinge, Baron Cairn of Balcairn, Red Knight of Lancaster, Count of the Holy Roman Empire and Chenonceaux Herald to the Duchy of Aquitaine, ‘Hullo,’ he said. ‘Isn’t this a repulsive party? What are you going to say about it?’ for they were both of them, as it happened, gossip writers for the daily papers.

I tend to prefer older novels to contemporary novels and poetry because they are more unexpected, diverting, free from our narrow and oppressive modern morality and better written. Go any distance into the past and the characters will have better manners and the narrator write a more grammatically  correct English than you get nowadays. There will also be old phrases which I dimly remember from my youth which have now vanished, swamped by all-conquering Americanisms. And, sometimes, you just get scenes which are odder and more unexpected than earnest, issue-led modern fiction can allow itself. Thus, at the opening of Evelyn Waugh’s beautifully written, impeccably well mannered, but ultimately devastating 1932 novel, Vile Bodies, we read:

High above his head swung Mrs Melrose Ape’s travel-worn Packard car, bearing the dust of three continents, against the darkening sky, and up the companion-way at the head of her angels strode Mrs Melrose Ape, the woman evangelist.

Not the kind of sentence you read every day.

Crossing the Channel

Vile Bodies opens on a cross-channel ferry packed with an assortment of Waugh-esque eccentrics, including a seen-it-all-before Jesuit priest, Father Rothschild, a loud and brash American woman evangelist, Mrs Melrose Ape, and her flock of young followers; some members of the fashionable ‘Bright Young People’ aka ‘the Younger Set’ (Miles Malpractice, ‘brother of Lord Throbbing’, and the toothsome Agatha Runcible, ‘Viola Chasm’s daughter’); two tittering old ladies named Lady Throbbing and Mrs Blackwater; the recently ousted Prime Minister, The Right Honourable Walter Outrage, M.P.; and a hopeful young novelist Adam Fenwick-Symes, who has been writing a novel in Paris.

Although there are passages of narrative description what becomes quickly obvious is that Waugh is experimenting with the novel form in a number of ways. One is by presenting short snatches of conversation and dialogue between a lot of groups of characters briskly intercut. No narratorial voice gives a setting or description, there is only the barest indication who’s talking, sometimes no indication at all. You’re meant to recognise the speakers by the style and content of what they say. It’s like the portmanteau movies of the 1970s, like a Robert Altman movie, briskly cutting between short scenes of  busy dialogue.

The book as a whole is a concerted satire on the generation of ‘Bright Young Things’, the privileged young British aristocrats and upper-middle-class public schoolboys who were adolescents during the Great War and who graduated from Oxford or Cambridge in the early 1920s, throwing themselves into a lifestyle of wild abandon and endless partying in the rich man’s quarter of London, Mayfair.

As you might expect, we not only get accounts of their activities, but the point of view of their disapproving elders and betters. Here’s the former Prime Minister, who we often find in conclave with Lord Metroland and Father Rothschild:

‘They had a chance after the war that no generation has ever had. There was a whole civilization to be saved and remade — and all they seem to do is to play the fool. Mind you, I’m all in favour of them having a fling. I dare say that Victorian ideas were a bit strait-laced. Saving your cloth, Rothschild, it’s only human nature to run a bit loose when one’s young. But there’s something wanton about these young people to-day.’

The younger generation’s frivolity is exemplified in the way Adam’s engagement with his fiancée, Nina Blount, is on again, off again, on again, their breaking up and making up punctuating the novel right till the end, in a running gag.

To start it off, Adam telephones Nina to tell her that the customs officials at Dover confiscated his novel and burned it for obscenity. She is sad but has to dash off to a party. In London he checks into the eccentric Shepheards Hotel (note the posh spelling), Dover Street, run by the blithely forgetful owner, Lottie Crump, who can never remember anyone’s name (‘”‘You all know Lord Thingummy, don’t you?’ said Lottie”). Lottie was, apparently, based, as Waugh tells us in his preface, on ‘Mrs Rosa Lewis and her Cavendish Hotel’.

Here Adam discovers the posh and eccentric clientele, including the ex-king of Ruritania (my favourite), assembled in the bar (the parlour) and wins a thousand pounds on a silly bet with a fellow guest. So he rushes to phone up Nina to tell her their wedding is back on again. She is happy but has to rush off to a party, as she always does.

Adam goes back to the group of guests, all getting drunk, and an older chap who calls himself ‘the Major’ offers the advice that the best way to invest his money is bet on a horse. In fact, he knows a dead cert, Indian Runner, running in the forthcoming November Handicap at twenty to one. So Adam drunkenly hands over his newly-won thousand pounds to the Major to put on this horse. The reader little suspects that this, also, will become a running gag for the rest of the book.

Then Adam stumbles back to the phone in the hallway and rings up Nina to ask her about this horse.  It is a comic premise of the novel that the world it portrays is minuscule and everybody knows everybody else, so it comes as no surprise that Nina just happens to know the horse’s posh owner and tells him it’s an absolute dog and will never win anything. When Adam explains that he’s just handed over his £1,000 to a Major to bet on it, Nina says well, that was foolish but she must dash for dinner and rings off. As usual.

Phone dialogue

A propos Adam and Nina’s conversations, Waugh prided himself that this was the first novel to include extended passages of dialogue carried out on the phone. Something about the phone medium offers the opportunity to make the characters sound even more clipped, superficial and silly than face-to-face conversation would:

‘Oh, I say. Nina, there’s one thing – I don’t think I shall be able to marry you after all.’
‘Oh, Adam, you are a bore. Why not?’
‘They burnt my book.’
‘Beasts. Who did?’

Beasts and beastly. Dreadful bores. Ghastly fellows. I say, old chap. That would be divine, darling. Everyone speaks like that, and focusing on the dialogue brings this out.

Gossip columns and the press

Vile Bodies is wall to wall posh. That was its selling point. Waugh tells us that the ‘Bright Young People’ were a feature in the popular press of the time, as the characters in Made In Chelsea or Love Island might be in ours. Hmm maybe the comparison with a TV show is not quite right. After all, the characters appear in the gossip columns of the papers and some of the characters are themselves part of the set who make a career on the side writing about their friends.

When I was younger there were gossip columns by Taki in the Spectator and Nigel Dempster in the Express and Daily Mail. I imagine the same kind of thing persists today. Obviously people like to read about the goings-on of the rich and privileged with a mixture of mockery and jealousy. That’s very much the mix Waugh was catering to. He’s well aware of it. He overtly describes the ‘kind of vicarious inquisitiveness into the lives of others’ which gossip columns in all ages satisfy.

But over and above the permanent interest in the comings and goings of the very rich, the subject of the dissolute younger generation just happened to be in the news at the time and so Waugh’s novel happened to be addressing a hot topic at just the right moment. He was instantly proclaimed the ‘voice’ of that generation and Vile Bodies was picked up and reviewed, and articles and profiles and interviews were spun off it, and it sold like hot cakes. His reputation was made.

Interesting that right from the start of his writing career, it was deeply involved in the press, in the mediaVile Bodies is, on one level, about the rivalry between two gossip columnists for popular newspapers, and feature scenes in newsrooms and even with the editor of the main paper. Two of his books from the mid-30s describe how he was hired by a newspaper as a temporary foreign correspondent, the two factual books, Remote People and Waugh in Abyssinia. And he used the experiences and material from both books as material for his satirical masterpiece about the press, Scoop (1938). If we look back at Decline and Fall with this in mind, we notice that a number of key moments in that book are caused by newspaper reports, and that many of the events are picked up and reported by and mediated by the Press.

Waugh’s 1930s novels are famous for their bright and often heartlessly comic depiction of the very highest of London high society, but it’s worth pointing out how the topic of the Press runs through all of them, and the extent to which his characters perform their roles and are aware of themselves as performers (see below).

Bright Young People

Anyway, back to Vile Bodies, it is a masterpiece of deliberately brittle superficial satire, the text’s fragmentation into snippets of speech enacting the snippets of apparently random, inconsequent conversation overheard at a party, the world it comes from being one of endless parties, endless frivolity, which he captures quite brilliantly.

‘Who’s that awful-looking woman? I’m sure she’s famous in some way. It’s not Mrs Melrose Ape, is it? I heard she was coming.’
‘Who?’
‘That one. Making up to Nina.’
‘Good lord, no. She’s no one. Mrs Panrast she’s called now.’
‘She seems to know you.’
‘Yes, I’ve known her all my life. As a matter of fact, she’s my mother.’
‘My dear, how too shaming.’

It’s a set, a group, a clique. They all know each other and many are related, couples, parents, children, aunts, cousins. Waugh’s novels themselves partake of this cliqueyness by featuring quite a few recurring characters. Figures we first met in the previous novel, Decline and Fall, include Lord Circumference and Miles Malpractice, little David Lennox the fashionable society photographer. Lord Vanbrugh the gossip columnist is presumably the son of the Lady Vanbrugh who appeared in D&F and Margot Maltravers, formerly Mrs Beste-Chetwynde who was a central character in the same novel, also makes an appearance under her new name, Lady Metroland, hosting a fashionable party. (She confirms her identity by whispering to a couple of Mrs Ape’s angels that she can get them a job in South America if she wishes, the reader of the previous novel knowing this would be at one of Lady M’s string of brothels there). And quite a few of these characters go on to appear in Waugh’s later novels. The effect is to create a comically complete ‘alternative’ version of English high society, with its narrow interconnectedness.

Thus we know from Decline and Fall that Lord Metroland married Margot Beste-Chetwynde. She was heiress to the Pastmaster title. Therefore her son, Peter Beste-Chetwynde, in time becomes Lord Pastmaster. Margot caused a great stir in Decline and Fall by going out with a stylish young black man.  Here in Vile Bodies there is a sweet symmetry in discovering that her son is going out with a beautiful black woman. Hence Lord Metroland’s grumpy remark:

‘Anyhow,’ said Lord Metroland, ‘I don’t see how all that explains why my stepson should drink like a fish and go about everywhere with a negress.’
‘My dear, how rich you sound.’
‘I feel my full income when that young man is mentioned.’

Sociolect

The snobbery is enacted in the vocabulary of the text. Various social distinctions are, of course, directly indicated by possession of a title or one’s family. But also, of course, by how one speaks. Obviously there’s the question of accent, the way the upper class distinguish themselves from the middle and lower classes. But it’s also a specific vocabulary which marks one off as a member of the chosen, its sociolect – not only its slang but a very precise choice of key words which mark off a group, signal to other members one’s membership of the group and of course, signal to everyone else their very definite exclusion. Thus:

Divine Mrs Mouse thinks a party should be described as lovely. When her daughter describes the party she’s just been to as divine her mother tut tuts because that single word betokens the class above theirs, indicates that her daughter is getting above her station.

‘It was just too divine,’ said the youngest Miss Brown.
‘It was what, Jane?’

Because it is a word very much associated with the hardest core of the upper classiest of the Bright Young Things, represented in this book by the wild and heedless party animal, Miss Agatha Runcible.

Miss Runcible said that she had heard of a divine night club near Leicester Square somewhere where you could get a drink at any hour of the night.

Bogus This is another word much in vogue to mean simply ‘bad’ with the obvious overtone of fake:

  • ‘Oh, dear,’ she said, ‘this really is all too bogus.’
  • Miss Runcible said that kippers were not very drunk-making and that the whole club seemed bogus to her.

In fact their use of ‘bogus’ is cited by Father Rothschild as one of the things he notices about the younger generation. He takes a positive view of it, suggesting to his buddies Mr Outrage and Lord Metroland that the young actually have very strict morals and find the post-war culture they’ve inherited broken and shallow and deceitful. (In this way ‘bogus’ for the 1920s was similar to what  ‘phoney’ was to be for Americans in the 1950s as popularised by Catcher In The Rye, ‘square’ was for hippies, and ‘gay’ is for modern schoolchildren).

Too ‘Too’ is an adverb of degree, indicating excess. Most of us use it in front of adjectives as a statement of fact, for example ‘This tea is too hot’. But the upper classes use it as one among many forms of exaggeration, indicating the simply superlative nature of their experiences, their lives and their darling selves. Used like this, ‘too’ doesn’t convey factual information but is a class marker; in fact its very factual emptiness, its semantic redundancy, highlights its role as a marker of membership:

  • ‘I think it’s quite too sweet of you…’
  • ‘Isn’t this too amusing?’
  • ‘Isn’t that just too bad of Vanburgh?’

‘It was just too divine’ contains a double superlative, the adverb ‘too’ but also the adjective ‘divine’ itself, which is obviously being used with frivolous exaggeration. The party was divine. You are divine. I am divine. We are divine.

Such and so Grammatically ‘such’ is a determiner and ‘so’ is an adverb. So ‘so’ should be used in front of an adjective, ‘such’ in front of a noun phrase. In this narrow society, they are both used in much the same way as ‘too’, to emphasise that everything a speaker is talking about is the absolute tip top. After listening to someone telling us they had such a good time at such a wonderful party and spoke to such a lovely man, and so on, we quickly get the picture that the speaker lives a very superior life. To get the full effect it needs to be emphasised:

  • Such a nice stamp of man.’
  • ‘It seems such a waste.’
  • Such nice people.’
  • Such a nice bright girl.’

There’s an element of risk in talking like this. Only a certain kind of person can carry it off. Trying it on among people who don’t buy into the entire elite idea, or among the real elite who know that you are not a member, risks ridicule.

So talking like this is a kind of taunt – I can get away with this ridiculous way of speaking but you can’t. The epitome of this verbal bravado is Miss Runcible, whose every word is littered with mannered vocabulary and superlatives, flaunting her superlative specialness, daring anyone else to compete.

Simply Paradoxically, for a very self-conscious elite, the pose is one of almost idiotic simplicity. Consider Bertie Wooster. His idiocy underpins his membership of the toff class. He is too stupid to do anything practical like have a job and his upper class idiocy is a loud indicator that he doesn’t need a job, but lives a life of privilege. Well one indicator of this attitude is use of the word simply.

  • ‘I simply do not understand what has happened’
  • ‘Nina, do you ever feel that things simply can’t go on much longer?’
  • ‘Now they’re simply thrilled to the marrow about it .’
  • ‘She’d simply loathe it, darling.’
  • ‘Of course, they’re simply not gentlemen, either of them.’

Darling Preferably drawled, a usage only the very confident and suave can get away with.

‘Darling, am I going to be seduced?’
‘I’m afraid you are. Do you mind terribly?’
‘Not as much as all that,’ said Nina, and added in Cockney, ‘Charmed, I’m sure.’

Terribly Another denoter of frivolous giddy poshness, since the time of Oscar Wilde at least, via Saki and Noel Coward. Terribly and frightfully.

  • ‘No, really, I think that’s frightfully nice of you. Look, here’s the money. Have a drink, won’t you?’
  • ‘I say, you must be frightfully brainy.’

-making Many of these elements have survived the past 90 years, they continued into the equally frivolous Swinging Sixties and on into our own times, though often mocked, as in the TV series Absolutely Fabulous (1992 to 1996). A locution which is a bit more specific to this generation, or certainly to this book, is creating phrases by adding ‘-making’ to the end of an adjective. Thus:

  • ‘Too, too sick-making,’ said Miss Runcible.
  • ‘As soon as I get to London I shall ring up every Cabinet Minister and all the newspapers and give them all the most shy-making details.’
  • Miss Runcible said that kippers were not very drunk-making and that the whole club seemed bogus to her.
  • ‘Wouldn’t they be rather ill-making?’
  • ‘Very better-making,’ said Miss Runcible with approval as she ate her haddock.

The usage occurs precisely 13 times in the novel, mostly associated with the most daring character, fearless Miss Runcible, and Waugh pushes it to a ludicrous extreme when he has her say:

‘Goodness, how too stiff-scaring….’ (p.174)

This locution made enough of an impression that Waugh singled it out in his preface to the 1964 edition of the novel for being widely commented on, and even taken up by a drama critic who included it in various reviews: ‘”Too sick-making”, as Mr Waugh would say.’ Did people actually say it, or was it a very felicitous invention?

Cockney

In my review of Decline and Fall I noted how much Waugh liked describing Cockney or working class characters and revelled in writing their dialogue. Same here. Thus a taxi driver tells Adam:

‘Long way from here Doubting ‘All is. Cost you fifteen bob…If you’re a commercial, I can tell you straight it ain’t no use going to ‘im.’

This turns out not to be a personal foible of Waugh’s. In Vile Bodies we learn that mimicking Cockney accents was highly fashionable among the creme de la creme of the Bright Young Things.

  • ‘Go away, hog’s rump,’ said Adam, in Cockney,
  • ‘Pretty as a picture,’ said Archie, in Cockney, passing with a bottle of champagne in his hand.
  • ‘Look,’ said Adam, producing the cheque. ‘Whatcher think of that?’ he added in Cockney.
  • ‘Good morning, all,’ she said in Cockney.

At university I knew very posh public schoolboys who had a cult of suddenly dropping into very thick Jamaican patois which they copied from hard-core reggae music (the extreme Jamaican pronunciation of ‘nay-shun’ kept recurring). Same kind of thing here – upper class types signalling their mockery and frivolity by mimicking the accents of the people about as far away from them on the social spectrum as possible.

Alcohol

Everyone’s either drunk, getting drunk or hungover. Their catchphrase is ‘Let’s have a drink’.

‘How about a little drink?’ said Lottie.

The American critic Edmund Wilson made the same comment about the literary types he knew in 1920s New York, and in general about ‘the Roaring Twenties’, ‘the Jazz Era’. Everyone drank like fish.

They went down the hill feeling buoyant and detached (as one should if one drinks a great deal before luncheon). (p.173)

Everyone was nursing a hangover. Everyone needed one for the road or a pick-me-up the next morning, or a few drinks before lunch, and during lunch, and mid-afternoon, and something to whet the whistle before dinner, and then onto a club for drinks and so on into the early hours. At luncheon with Nina’s father:

First they drank sherry, then claret, then port.

It goes without saying that these chaps and chapesses are not drinking beer or lager. Champagne is the unimpeachable, uncritisable, eternal choice for toffs and all occasions.

  • (Unless specified in detail, all drinks are champagne in Lottie’s parlour.)
  • Archie Schwert, as he passed, champagne bottle in hand, paused to say, ‘How are you, Mary darling?’
  • Adam hurried out into the hall as another bottle of champagne popped festively in the parlour.

Drinking heavily and one more for the road and still partying at dawn are fine if you’re in your 20s (and well off and good looking). Give it 40 years and you end up looking and talking like the Major in Fawlty Towers as so many of these bright young things eventually did.

Ballard Berkeley as Major Gowen in Fawlty Towers

The extended scene at the motor races (Chapter Ten) contains a very funny description of four posh people becoming very drunk. Their progressive inebriation is conveyed entirely via their speech patterns, which become steadily more clipped and the subject matter steadily more absurd, so that when a race steward comes round to enquire where the  driver of the car they’re supporting has gone to (his arm was hurt in an accident so he’s pulled into the pits and his car is empty) they immediately reply that he’s been murdered. When the steward asks if there’s a replacement driver, they immediately reply, straight faced, that he’s been murdered too.

‘Driver’s just been murdered,’ said Archie. ‘Spanner under the railway bridge. Marino.’
‘Well, are you going to scratch? Who’s spare driver?’
‘I don’t know. Do you, Adam? I shouldn’t be a bit surprised if they hadn’t murdered the spare driver, too.’

Since they each drink a bottle of champagne before lunch, the three posh friends start to come down at teatime and Waugh is as good on incipient hangovers as on inebriation.

The effect of their drinks had now entered on that secondary stage, vividly described in temperance handbooks, when the momentary illusion of well-being and exhilaration gives place to melancholy, indigestion and moral decay. (p.177)

More on this scene below.

Politics

The satirical point of view extends up into political circles, one of the jokes being that several of the most extreme and disreputably hedonistic of the Bright Young People are, with a certain inevitability, the sons and daughter of the leaders of the main parties and, since one or other of them is in power at any given moment, children of the Prime Minister.

In fact the mockery extends to the novel’s cheerfully satirical notion that the British government falls roughly every week. In the opening chapter we meet the Prime Minister who’s just been ousted, Outrage, and in the same chapter the supremely modish Miss Runcible. Only slowly does it become clear that she is, with a certain inevitability, the daughter of the current Prime Minister (Sir James Brown).

Half way through the book this Prime Minister is ousted because of stories about the wild party held at Number 10 which climaxed with his half-naked daughter, dressed as a Hawaiian dancer, stumbling drunkenly out the front steps of Number 10 and straight into the aim of numerous press photographers and journalists. Disreputable parties held by Tory toffs at Number 10? Well, it seems that in this, as so many other aspects of British life, nothing has really changed since the 1930s.

Moments of darkness

The best comedy, literary comedy as opposed to gag fests, hints at darker undertones. Shakespeare’s comedies tread, briefly, close to genuine cruelty or torment as, for example, in the hounding of Malvolio in Twelfth Night. Comedy generally is an unstable genre. For a generation or more we’ve had the comedy of cruelty or humiliation or embarrassment. I find a lot of modern comedy, such as The Office too embarrassing and depressing to watch.

Waugh’s comedy goes to extremes. It often includes incidents of complete tragedy which are played for laughs, or flicker briefly in the frivolous narrative as peripheral details, which are glossed over with comic nonchalance but which, if you pause to focus on them, are very dark.

It’s there in Decline and Fall when little Lord Tangent has his foot grazed by a shot from the starting gun at school sports day, the wound gets infected and he has to have the foot amputated. A lot later we learn, in a throwaway remark, that he has died.

Flossie’s death

Something similar happens here when a young woman, Florence or Flossie Ducane, involved in a drunken party in the room of one of the posh guests at the posh Shepheard’s Hotel attempts to swing from a chandelier which snaps and she falls to the floor and breaks her neck. Adam sees a brief report about it in the newspaper:

Tragedy in West-End Hotel.
‘The death occurred early this morning at a private hotel in Dover Street of Miss Florence Ducane, described as being of independent means, following an accident in which Miss Ducane fell from a chandelier which she was attempting to mend.

1. All kinds of things are going on here. One is the way moments of real tragedy provide a foil for the gay abandon of most of the characters. Each of these momentary tragedies is a tiny, flickering memento of the vast disaster of the First World War which looms over the entire decade like a smothering nightmare – all those dead husbands and brothers and fathers who everyone rushes round brightly ignoring.

(There’s a famous moment in the story, when Adam is hurrying to Marylebone station to catch a train out to the country pile of Nina’s father [Doubting Hall, Aylesbury], when the clock strikes 11 and everyone all over London, all over the country is still and quiet for 2 minutes because it is Remembrance Sunday. Then the 2 minutes are up and everybody’s hurly burly of life resumes. When I was young I read the handful of sentences which describe it as an indictment of the shallowness of Adam and the world, barely managing their perfunctory 2 minutes’ tribute. Now I see it as a momentary insight into the darkness which underlies everything, which threatens all values.)

2. On another level, the way Adam reads about Flossie’s death in a newspaper epitomises the way all the characters read about their own lives in the press; their lives are mediated by the media, written up and dramatised like performances. They read out to each other the gossip column reports about their behaviour at the latest party like actors reading reviews of their performances, and then, in turn, give their opinions on the columnists/critics’s writing up, creating a closed circle of mutual admiration and/or criticism.

3. On another, more obviously comic, level, what you could call the PR level, Adam smiles quietly to himself at how well the owner of the Shepheard’s Hotel, Lottie Crump, handled the police and journalists who turned up to cover Flossie’s death, smooth-talking them, offering them all champagne, and so managing to steer them all away from the fact that the host of the party where the death occurred was a venerable American judge, Judge Skimp. His name has been very successfully kept out of the papers. Respect for Lottie.

Simon Balcairn’s suicide

Then there’s another death, much more elaborately explained and described. Simon, Earl of Balcairn, has his career as a leading gossip columnist (writing the ‘Chatterbox’ column in the Daily Excess) ruined after he is boycotted by Margot Metroland and blacklisted from the London society through whom he makes his living. He gets Adam to phone Margot and plead to be admitted to her latest party, one she is giving for the fashionable American evangelist, Mrs Ape, but she obstinately refuses. He even dresses up in disguise with a thick black beard and gatecrashes, but is detected and thrown out.

Convinced that his career, and so his life is over, Simon phones in one last great story to his newspaper, the Daily Excess, a completely fictitious account of Margot’s party in which he makes up uproarious scenes of half London’s high society falling to their knees amid paroxysms of religious guilt and renunciation (all completely fictitious) – then, for the first time completely happy with his work, lays down with his head in his gas oven, turns on the gas, inhales deeply, and dies. It is, and is meant to be, bleak.

This feel for the darkness which underlies the giddy social whirl, and the complicated psychological effect which is produced by cleverly counterpointing the two tones, becomes more evident in Waugh’s subsequent novels, Black Mischief (1932) and A Handful of Dust (1934). In this novel he describes it as

that black misanthropy…which waits alike on gossip writer and novelist…

And it appears more and more as the novel progresses, like water seeping through the cracks in a dam. Nina starts the novel as the model of a social butterfly, utterly empty-headed and optimistic. After she and Adam have a dirty night in Arundel i.e. sex i.e. she loses her virginity, she ceases being so much fun. She finds the parties less fun. She starts to squabble with Adam. About half way through the novel she is, uncoincidentally, the peg for an extended passage which sounds a note of disgust at the book’s own subject matter (which is where, incidentally, the title comes from):

‘Oh, Nina, what a lot of parties.’
(…Masked parties, Savage parties, Victorian parties, Greek parties, Wild West parties, Russian parties, Circus parties, parties where one had to dress as somebody else, almost naked parties in St John’s Wood, parties in flats and studios and houses and ships and hotels and night clubs, in windmills and swimming baths, tea parties at school where one ate muffins and meringues and tinned crab, parties at Oxford where one drank brown sherry and smoked Turkish cigarettes, dull dances in London and comic dances in Scotland and disgusting dances in Paris–all that succession and repetition of massed humanity…. Those vile bodies…)

Waugh cannily sprinkles among the witty dialogue and endless parties a slowly mounting note of disgust and revulsion.

Comedy is adults behaving like children

From the moment of her deflowering Nina grows steadily more serious, almost depressed. You realise it’s because, in having sex, she’s become an adult. Things aren’t quite so much bright innocent fun any more. At which point I realised that the appeal of the Bright Young Things is, in part, because they behave like children, drunk and dancing and singing (OK, so the drinking is not exactly like young children) but at its core their behaviour is childish, persistently innocent and naive.

The Bright Young People came popping all together, out of some one’s electric brougham like a litter of pigs, and ran squealing up the steps.

Much comedy is based on adults behaving like children. It’s a very reliable way of getting a comic effect in all kinds of works and movies and TV shows. It occurs throughout this book. There’s a funny example when, at Margot Metroland’s party, the ageing ex-Prime Minister, Mr Outrage, gets caught up in the exposure of Simon Balcairn infiltrating the party in disguise but, because of the obscure way the thing is revealed with a variety of pseudonyms and disguises, the PM becomes increasingly confused, like a child among adults and he is reduced to childishly begging someone to explain to him what is going on. The comic effect is then extended when he is made to confess he experiences the same bewildering sense of being out of his depth even in his own cabinet meetings.

‘I simply do not understand what has happened…. Where are those detectives?… Will no one explain?… You treat me like a child,’ he said. It was all like one of those Cabinet meetings, when they all talked about something he didn’t understand and paid no attention to him.

Mr Chatterbox

Balcairn’s suicide creates a vacancy for a new ‘Mr Chatterbox’ and Adam happens to be dining in the same restaurant (Espinosa’s, the second-best restaurant in London) as the features editor of the Daily Excess, they get into conversation and so, with the casualness so typical of every aspect of these people’s lives, he is offered the job on the spot. ‘Ten pounds a week and expenses.’

Adam’s (brief) time as a gossip columnist turns into a comic tour de force. Just about everyone Simon mentioned in his last great fictitious account of Margot’s party (mentioned above) sues the Daily Excess (’62 writs for libel’!) with the result that the proprietor, Lord Monomark, draws up a list of them all and commands that none of them must ever, ever be mentioned in the paper again. This presents Adam with a potentially ruinous problem because the list includes ‘everyone who is anyone’ and so, on the face of it, makes his job as gossip columnist to London’s high society impossible.

He comes up with two solutions, the first fairly funny, the second one hilarious. The first one is to report the doings of C-listers, remote cousins and distant relatives of the great and good, who are often ailing and hard done by. The column’s readers:

learned of the engagement of the younger sister of the Bishop of Chertsey and of a dinner party given in Elm Park Gardens by the widow of a High Commissioner to some of the friends she had made in their colony. There were details of the blameless home life of women novelists, photographed with their spaniels before rose-covered cottages; stories of undergraduate ‘rags’ and regimental reunion dinners; anecdotes from Harley Street and the Inns of Court; snaps and snippets about cocktail parties given in basement flats by spotty announcers at the B.B.C., of tea dances in Gloucester Terrace and jokes made at High Table by dons.

This has the unexpected benefit of creating new fans of the column who identify with the ailments or  afflictions of these ‘resolute non-entities’.

The second and more radical solution is simply to make it up. Like a novelist, Adam creates a new set of entirely fictional high society characters. He invents an avant-garde sculptor called Provna, giving him such a convincing back story that actual works by Provna start to appear on the market, and go for good prices at auction. He invents a popular young attaché at the Italian Embassy called Count Cincinnati, a dab hand at the cello. He invents Captain Angus Stuart-Kerr the famous big game hunter and sensational ballroom dancer.

Immediately his great rival gossip columnist, Vanbrugh, starts featuring the same (utterly fictional characters) in his column, and then other characters begin to mention them in conversation (‘Saw old Stuart-Kerr at Margot’s the other day. Lovely chap’) and so on. This is funny because it indicates how people are so desperate to be in the swim and au courant that they will lie to themselves about who they’ve seen or talked to. It indicates the utter superficiality of the world they inhabit which can be interpreted, moralistically, as a bad thing; but can also be seen as a fun and creative thing: why not make up the society you live in, if the real world is one of poverty and war?

But Adam’s masterpiece is the divinely slim and attractive Mrs Imogen Quest, the acme of social desirability, to whom he attributes the height of social standing. She becomes so wildly popular that eventually the owner of the Daily Excess, Lord Monomark, sends down a message saying he would love to meet this paragon. At which point, in a mild panic, Adam quickly writes a column announcing the unfortunate news that Mrs Quest had sailed to Jamaica, date of return unknown.

You get the idea. Not rocket science, but genuinely funny, inventive, amusing.

Father Rothschild as moral centre

Adam and Nina are invited to a bright young party held in a dirigible i.e. airship.

On the same night their more staid parents, politicians and grandees attend a much more traditional party for the older generation at Anchorage House. The main feature of this is the Jesuit Father Rothschild sharing with Mr Outrage and Lord Metroland a surprisingly mild, insightful and sympathetic view of the behaviour of the young generation. They have come into a world robbed of its meaning by the war, a world where the old values have been undermined and destroyed and yet nothing new has replaced them. A decade of financial and political crises ending up in a great crash. No wonder they make a point of not caring about anything. Genuinely caring about someone or something only risks being hurt. Hence the vehemence of the display of aloofness, nonchalance, insouciance, darling this and divine that and frightfully the other, and refusing point blank to ever be serious about anything.

In fact, Father Rothschild is given an almost apocalyptic speech:

‘Wars don’t start nowadays because people want them. We long for peace, and fill our newspapers with conferences about disarmament and arbitration, but there is a radical instability in our whole world-order, and soon we shall all be walking into the jaws of destruction again, protesting our pacific intentions.’

And this was written a few years before Hitler even came to power. Everyone knew it. Everyone sensed it. The coming collapse. The bright young things are laughing in the dark.

A touch of Auden

W.H. Auden often gets the credit for introducing industrial landscapes and landscapes blighted by the Great Depression into 1930s poetry, but it’s interesting to notice Waugh doing it here in prose. In a plane flying to the South of France, Nina looks down through the window:

Nina looked down and saw inclined at an odd angle a horizon of straggling red suburb; arterial roads dotted with little cars; factories, some of them working, others empty and decaying; a disused canal; some distant hills sown with bungalows; wireless masts and overhead power cables; men and women were indiscernible except as tiny spots; they were marrying and shopping and making money and having children.

One episode in the sad and dreary strand of English poetry and prose through the middle half of the twentieth century, E.M. Foster’s lament for the cancerous growth of London in the Edwardian era, D.H. Lawrence’s horrified descriptions of the mining country, John Betjeman’s comic disgust at light industrial towns like Slough, Philip Larkin’s sad descriptions of windswept shopping centres. But during the 1930s it had an extra, apocalyptic tone because of the sense of deep economic and social crisis.

Other scenes

The movie

Adam goes back to visit Nina’s father for a second time to try and borrow money, but is amazed to walk into the surreal scene of a historical drama being filmed at her father’s decaying country house (Doubting Hall, set in extensive grounds) by a dubious film company The Wonderfilm Company of Great Britain, run by an obvious shyster, a Mr Isaacs. (Worth noting, maybe, that Waugh has the leading lady of the movie, use what would nowadays be an unacceptable antisemitic epithet. Waugh himself has  some of his characters, on very rare occasions, disparage Jews, but then they disparage the middle classes, politicians, the authorities and lots of other groups. Their stock in trade is amused contempt for everyone not a member of their social circle. Waugh comes nowhere near the shocking antisemitism which blackens Saki’s short stories and novels.)

Isaac is such a shyster he offers to sell Adam the complete movie, all the rushes and part-edited work for a bargain £500. Adam recognises a crook when he sees one. But his prospective father-in-law doesn’t, and it’s a comic thread that, towards the end of the novel, old Colonel Blount has bought the stock off Isaacs and forces his reluctant neighbour, the Rector of his church, to stage an elaborate and disastrous showing of what is obviously a terrible film.

(It is maybe worth noting that Waugh had himself tried his hand at making a film, with some chums from Oxford soon after he left the university, in 1922. It was a version of The Scarlet Woman and shot partly in the gardens at Underhill, his parents’ house in Hampstead.)

The motor race and Agatha

Adam, Agatha Runcible, Miles Malpractice and Archie Schwert pile into Archie’s car for a long drive to some remote provincial town to watch a motorcar race which a friend of Miles’ is competing in. It’s mildly comic that all the good hotels are packed to overflowing so they end up staying in a very rough boarding house, sharing rooms with bed which are alive with fleas. Early next morning they do a bunk.

The car race is described at surprising length, with various comic details (in the pits Agatha keeps lighting up a cigarette, being told to put it out by a steward, and chucking it perilously close to the open cans of petrol; this is very cinematic in the style of Charlie Chaplin).

There is a supremely comic scene where Miles’s friend brings his car into the pits and goes off to see a medic – one of the competitors threw a spanner out his car which hit our driver in the arm. A race steward appears and asks if there’s a replacement driver for the car. Now, in order to smuggle his pals into the pits in the first place, Miles’ friend had handed them each a white armband with random job titles on, such as Mechanic. The one given to Agatha just happened to read SPARE DRIVER so now, drunk as a lord, she points to it and declares: ‘I’m spare driver. It’s on my arm.’ The race steward takes down her name and she drunkenly gets into the racing car (she’s never driven a car before) her friends ask if that’s quite wise, to drive plastered, but she replies: ‘I’m spare driver. It’s on my arm’ and roars off down the course.

There then follow a sequence of comic announcements over the race tannoy as it is announced that Miss Runcible’s car (‘No 13, the English Plunket-Bowse’) has a) finished one lap in record time b) been disqualified for the record as it is now known she veered off the road and took a short cut c) has left the race altogether, taking a left instead of a right turn at a hairpin corner and last seen shooting off across country.

Our three buddies repair to the drinks tent where they carry on getting drunk. When ‘the drunk major’ turns up, promising to pay Adam the £35,000 that he owes him thanks to the bet he promised to make on a racehorse, they each have a bottle of champagne to celebrate.

Eventually it is reported that the car has been spotted in a large village fifteen miles away, town where it has crashed into the big stone market cross (‘ (doing irreparable damage to a monument already scheduled for preservation by the Office of Works)’).

Our threesome hire a taxi to take them there and witness the car wreck, mangled against the stone post and still smoking. Villagers report that a woman was seen exiting the car and stumbling towards the railway station. They make their way to the railway station and the ticket seller tells them he sold a ticket to London to a confused young woman.

(It may be worth noting that this entire chapter, with its extended and detailed description of competitive car racing, was almost certainly based on a real visit to a car race Waugh made, to support his pal David Plunket Greene. The real life race, which took place in 1929, is described, with evocative contemporary photos, in this excellent blog.)

Agatha’s end

To cut a long story short, after interruptions from other strands, we learn that Agatha sustained serious enough injuries in her car smash to be sent to hospital. But that’s not the worst of it. She had concussion and has periodic delusions, so she is referred on to ‘the Wimpole Street nursing home’. Here, in Waugh’s telegraphic style, we are given impressionistic snippets into her nightmares in which she is driving always faster, faster! and the comforting voice of her nurse trying to calm her as she injects her with a tranquiliser.

There’s a final scene in this strand where several of her pals pop round to visit her, bringing flowers but also a little drinky-wink, then some other appear and before you know it there’s a full scale party going on in her room, someone brings a gramophone, they all dance to the latest jazz tune. They even bribe the staid nurse with a few drinks and things are getting rowdy when, inevitably, the stern matron arrives and kicks them all out. Carry on Bright Young Things.

But, long story short, the excitement exacerbates Agatha’s shredded nerves and, towards the end of the narrative, we learn in a typically throwaway comment from one the characters, that Agatha died. Adam:

‘Did I tell you I went to Agatha’s funeral? There was practically no one there except the Chasms and some aunts. I went with Van, rather tight, and got stared at. I think they felt I was partly responsible for the accident…’

The fizzy bubbles mood of the opening half of the novel feels well and truly burst by this stage. Characters carry on partying and behaving like children but it feels like the moral and psychological wreckage is mounting up like a cliff teetering over them all.

Nina’s infidelities

The on again, off again relationship between Nina and Adam comes to a head when she declares she’s in love with a newcomer in their social circle, a man who speaks in even more outrageous posh boy phrases than anyone else. In fact, she casually informs Adam, she and Ginger got married this morning. Oh.

But this is where it gets interesting because Nina is such an airhead that she can’t really decide, she can’t make up her mind between Adam and Ginger. She goes off on a jolly honeymoon to the Med with him, but doesn’t like it one bit, he’s off playing golf most of the day. If you recall, Adam and Nina had had sex, at the hotel in Arundel, so there’s a more than emotional bond between them. Anyway, long and the short of it is she agrees to see him, to come and stay with him and, in effect, to start an affair with him as soon as she gets back to London.

It is all done for laughs but Waugh doesn’t need to draw the moral, to go on about psychological consequences, to editorialise or point out the moral implications for Nina and her set. All of this is conspicuous by its absence. It is left entirely to the reader to draw their own conclusions. Waugh’s text has the chrome-covered sleekness of an Art Deco statuette, slender, stylish, quick, slickly up to date.

He is the English F. Scott Fitzgerald, giving a highly stylised depiction of a generation in headlong pursuit of fun, drinks, drinks and more drinks, endless parties, with the shadow of the coming psychological crash looming closer and closer over his narratives.

The completely unexpected ending

The cinema show

Comedy of a sort continues up to the end, with the scene I mentioned before, of gaga old Colonel Blount, accompanied by Nina and Adam who are staying with him for Christmas, insisting on taking his cinematographic equipment round to the much put-upon local Rector, spending an age setting it up, and then blowing his entire household fuses in showing the terrible rubbish film which the director Isaacs has flogged to him.

It is a great comic scene if, to my mind, no longer as laugh out loud funny as the early scenes, because my imagination has been tainted by a silly death (Flossie), a suicide (Simon Balcairn), the nervous breakdown and death of pretty much the leading figure int he narrative (Agatha).

Anyway, after the power cut, the Colonel, Adam and Nina motor back to Doubting Hall for Christmas dinner and are in the middle of boozy toasts when the Rector phones them with the terrible news. War has broken out. War?

The last world war

In an extraordinary leap in subject matter and style, a startling break with everything which went before it, the very last scene discovers Adam, dressed as a soldier, amid a vast landscape of complete destruction, a barbed wire and mud nightmare derived from the grimmest accounts of the Great War and stretching for as far as the eye can see in every direction. It is the new war, the final war, the war Father Rothschild warned against, the war they all knew was coming and which, in a way, justified their heartless frivolity. Nothing matters. Jobs don’t matter, relationships don’t matter, sobriety or drunkenness, wild gambling, fidelity or infidelity, nothing matters, because they know in their guts that everything, everything, will be swept away.

Waugh’s humour continues till the end, but it is now a grim, bleak humour. For floundering across the mud landscape towards Adam comes a gas-masked figure. For a moment it looks as if they will attack each other, the unknown figure wielding a flame thrower, Adam reaching for one of the new Huxdane-Halley bomb (for the dissemination of leprosy germs) he keeps in his belt. God. Germ warfare. The utter ruined bottom of the pit of a bankrupt civilisation.

Only at the last minute do they realise they’re both British and then, when they take their masks off, Adam recognises the notorious Major, the elusive figure who took his money off him at Shepheard’s all those months (or is it years) ago, to bet on a horse, who he briefly met at the motor racing meet, and now gets talking to him, in that upper class way, as if nothing had happened at all.

‘You’re English, are you?’ he said. ‘Can’t see a thing. Broken my damned monocle.’

Now the Major invites him into the sanctuary of his ruined Daimler car, sunk past its axles in mud.

‘My car’s broken down somewhere over there. My driver went out to try and find someone to help and got lost, and I went out to look for him, and now I’ve lost the car too. Damn difficult country to find one’s way about in. No landmarks…’

It is the landscape of Samuel Beckett’s post-war plays, an unending landscape of utter devastation, dotted with wrecks of abandoned machinery and only a handful of survivors.

Once they’ve clambered into the car’s, the Major opens a bottle of champagne (what else?) and reveals a dishevelled girl wrapped in a great coat, ‘woebegone fragment of womanhood’. On closer examination this turns out to be one of Mrs Apes’ young girls, the laughably named Chastity. When quizzed, Chastity ends the narrative with a page-long account of her trials. It turns out that Margot Metroland did manage to persuade her to leave Mrs Ape’s religious troupe and go and work in one of her South American bordellos –so this fills in the details of the 3 or 4 girls we met during Decline and Fall who were being dispatched to the same fate.

Only with the outbreak of war, she returned to Europe and now presents in a breathless paragraph the story of her employment at a variety of brothels, being forced into service with a variety of conquering or retreating troops of all nations. The Major opens another bottle of champagne and starts chatting her up. Adam watches the girl start flirtatiously playing with his medals as he drifts into an exhausted sleep.

So, Waugh is pretty obviously saying, all of Western civilisation comes down to this: a shallow adulterer, a philandering old swindler, and a well-worn prostitute, holed up in a ruined car in a vast landscape of waste and destruction.

Aftershocks

Vile Bodies is marketed as a great comic novel and it is, and is often very funny, but as my summary suggests, it left me reeling and taking a while to absorb its psychological shocks. The deaths of Flossie, Simon and Agatha, and Nina’s slow metamorphosis into a thoughtless adulterer, all steadily darken the mood, but nothing whatsoever prepares you for the last chapter, which is surely one of the most apocalyptic scenes in the literary canon.

I had various conflicting responses to it, and still do, but the one I’m going to write down takes a negative view.

Possibly, when I was young and impressionable and first read this book, I took this devastating finale to be an indictment of the hollowness of the entire lifestyle depicted in the previous 200 pages. Subject to teenage moodswings which included the blackest despair, I took this extreme vision of the complete annihilation of western civilisation at face value and thought it was a fitting conclusion to a novel which, from one point of view, is ‘about’ the collapse of traditional values (restraint, dignity, sexual morality).

But I’m older now, and now I think it represents an artistic copout. It is so extreme that it ruins the relative lightness of the previous narrative. All the light touches which preceded it are swamped by this huge sea of mud.

And it’s disappointing in not being very clever. Up to this point any reader must be impressed, even if they don’t sympathise with the posh characters, by the style and wit with which Waugh writes, at the fecundity of his imagination, and the countless little imaginative touches and verbal precision with which he conveys his beautifully brittle scenarios.

And then this. Subtle it is not. It feels like a letdown, it feels like a copout. It’s not a clever way to end a noel which had, hitherto, impressed with its style and cleverness. It feels like a suburban, teenage Goth ending. It’s not much above the junior school essay level of writing ‘and then I woke up and it was all a dream’.

A more mature novel might have ended with the funeral of Agatha Runcible and recorded, in his precise, malicious way, the scattered conversations among the usual characters, momentarily brought down to earth and forced to confront real feelings, before swiftly offering each other and drink and popping the champagne. In this scenario the Major might have turned up as a fleeting character Adam still can’t get to meet, Nina unfaithful thoughts could have been skewered, Margot Metroland’s society dominance reasserted despite heartbreak over her dead daughter, Lord Monomark appointing yet another bright young thing as Mr Chatterbox, the ousted Prime Minister Mr Outrage still utterly confused by what’s going on, and maybe a last word given to sage and restrained Father Rothschild. That’s what I’d have preferred.

Instead Waugh chose to go full Apocalypse Now on the narrative and I think it was a mistake – an artistic error which became more evident as the years passed and the world headed into a second war, which he was to record much more chastely, precisely, and therefore more movingly, in the brilliant Sword of Honour trilogy.


Credit

Vile Bodies by Evelyn Waugh was published in 1930 by Chapman and Hall. All references are to the 1983 Penguin paperback edition.

Related links

Evelyn Waugh reviews

Reflections on The Age of Empire: 1875 to 1914 by Eric Hobsbawm (1987)

Critique of Hobsbawm’s Marxisant approach

In the third of his mighty trilogy of histories of the long nineteenth century, The Age of Empire: 1875 to 1914, as in its two predecessors, Hobsbawm makes no attempt to hide his strongly Marxist point of view. Every page shouts his contempt for the era’s ‘bourgeois’ men of business, its ‘capitalists’ and bankers, the despicable ‘liberal’ thinkers of the period and so on. From time to time his contempt for the bourgeoisie rises to the level of actual abuse.

The most that can be said of American capitalists is that some of them earned money so fast and in such astronomic quantities that they were forcibly brought up against the fact that mere accumulation in itself is not an adequate aim in life for human beings, even bourgeois ones. (p.186)

Replace that final phrase with ‘even Jewish ones’ or ‘even Muslim ones’ or ‘even black ones’ to get the full sense of how deliberately insulting it is intended to be and how unacceptable his invective would be if applied to any other group of people.

Hobsbawm loses no opportunity to quote Marx (who died in 1883, saddened by the failure of his communist millennium to arrive) or Lenin’s views on late capitalism and imperialism (Lenin published his first political work in 1893), and he loses absolutely no opportunity to say ‘bourgeoisie bourgeoisie bourgeoisie’ scores of times on every page till the reader is sick of the sight of the word.

Hobsbawm’s highly partisan and politicised approach has strengths and weaknesses.

Hobsbawm’s strengths

On the up side, using very simplistic binary oppositions like ‘the developed world’ and ‘the undeveloped world’, the ‘bourgeoisie’ and the ‘proletariat’, helps him to make great sweeping generalisations which give you the impression you are gaining secret access to the engine room of history. If you ignore the complexity of the histories and very different cultures of individual nations such as America, Britain, France and Germany, and lump them altogether as ‘the West’, then you can bring out the broad-brush historical and economic developments of the era, grouping together all the developments in science, chemistry, physics, technology, industry and consumer products into great blocks, into titanic trends and developments.

This gives the reader a tremendously powerful sense of bestriding the world, taking part in global trends and huge international developments. Just as in The Age of Capitalism, the first half or so of the book is thrilling. It makes you feel like you understand for the first time the titanic historical forces directing world history, and it’s this combination of factual (there are lots of facts and figures about industrial production) and imaginative excitement which garnered the trilogy so many positive reviews.

Hobsbawm’s obsession with capitalism’s contradictions

Hobsbawm makes obeisance to the Marxist convention that ‘bourgeois’ ideology was riddled with ‘contradictions’. The most obvious one was the contradiction between the wish of national politicians to define and delimit their nations and the desire of ‘bourgeois’ businessmen to ignore all boundaries and trade and invest wherever they wanted around the globe (p.40).

Another ‘contradiction’ was the way the spread of ‘Western ideology’ i.e. education and values, to developing countries, or at least to the elites within European colonies, often led to the creation of the very Western-educated elites who then helped to overthrow it (he gives the London-trained lawyer Gandhi as the classic example, p.77, though he could as easily have mentioned Jawaharlal Nehru, educated at Cambridge, trained at London’s Inner Temple as a barrister).

Another ‘contradiction’ was the between the way the mid-century ‘bourgeois’ industrial and economic triumph rested on a mechanical view of the universe, the mechanical laws of physics and heat and chemistry underpinning the great technological advances of the later nineteenth century. Hobsbawm then delights in the way that, at the end of the century, this entire mechanistic worldview was overturned in a welter of discoveries, including Einstein’s theory of relativity, the problematic nature of the sub-atomic world which gave rise to quantum physics, and deep discoveries about the bewildering non-rational basis of mathematics.

These are just some of the developments Hobsbawm defines as ‘contradictions’ with the aim of proving that Marx’s predictions that capitalism contained within itself deep structural contradictions which would undermine it and lead inevitably to its downfall.

Why Hobsbawm was wrong

Except that Marx was wrong and Hobsbawm is wrong. His continual mentioning Marx, quoting Lenin, harking back to the high hopes of the revolutionaries of 1848, invoking the memory of the Commune (redefined, in good Marxist style, as a heroic rising of the downtrodden working classes, rather than the internecine bloodbath that it actually was), his continual harking forward to the Bolshevik revolution as somehow the climax of all the trends he describes, his insistence that we, he and his readers, all now (in the mid-1980s when he wrote this book) still live in the forbidding shadow of the Russian revolution, still haunted by the spectre of communist revolution — every aspect of his attitude and approach now seems dated and irrelevant.

Now, in 2021, it is 30 years since the collapse of the Soviet Union and its satellites revealed:

  1. Their complete failure to build an economic and social system which could be a serious alternative to ‘capitalism’.
  2. The extraordinary extent to which communist regimes had to surveil, monitor and police every aspect of their populations’ behaviour, speech and thoughts, in order to prevent them relapsing into the ways of human nature – the prison camps, the psychiatric wards, the secret police. Look at China today, with its censorship of the internet and its hounding of dissidents, its suppression of Falun Gong and the Muslim Uighurs of Xinjiang.

Seen from our contemporary perspective, Hobsbawm tendentious habit of naming every clash in policies, every development in cultural thinking as some kind of seismic ‘contradiction’ which will bring global capitalism tumbling down, looks like what it is, a biased obeisance to Marxist ideas which have long ago proved to be untrue.

The misleading use of terms like ‘bourgeois’

To some extent his attitude is based on one particular logical or rhetorical trick which can be proved to be false.

In the later chapters of the book, about the arts, the hard and social sciences, Hobsbawm repeatedly claims that this or that aspect of ‘bourgeois ideology’ of the mid-nineteenth century came under strain, suffered insoluble contradictions, underwent a crisis, and collapsed.

I think this is the crux of the massive mistake he makes. It consists of several steps:

  1. identifying every element of mid-nineteenth century political and cultural theory as some universal thing called ‘bourgeois’
  2. identifying this ‘bourgeoisie’ as the central and necessary figure of the capitalist system
  3. and then claiming that, because in the last few decades of the nineteenth century this ‘bourgeois’ ideology came under strain and in many ways collapsed, that therefore this shows that capitalism itself, as a system, must come under strain caused by its internal contradictions and therefore must collapse

Surely anyone can see the logical error here. All you have to do is stop insistently repeating that mid-nineteenth century ideology was identical with some timeless ‘bourgeois’ ideology which necessarily and uniquely underpins all capitalism, and simply relabel it ‘mid-nineteenth century ideology’, and then all your sentences stop being so apocalyptic.

Instead of saying ‘bourgeois ideology was stricken by crisis’ as if The Great Revolution is at hand, all you need say is ‘mid-nineteenth century political and social beliefs underwent a period of rapid change at the end of the century’ and the portentous sense of impending doom hovering over the entire system vanishes in a puff of smoke – and you are left just describing a fairly banal historical process, namely that society’s ideas and beliefs change over time, sometimes in abrupt reversals resulting from new discoveries, sometimes as slow evolutionary adaptations to changing social circumstances.

Put another way, Hobsbawm identifies mid-nineteenth century liberal ideology as if it is the one and only shape capitalist thinking can possibly take and so excitedly proclaims that, by the end of the century, because mid-nineteenth century ‘bourgeois’ beliefs were quite visibly fraying and collapsing, therefore capitalism would collapse too.

But quite obviously the ‘capitalist system’ has survived all the ‘contradictions’ and ‘crises’ Hobsbawm attributes to it and many more. It is still going strong, very strong, well over a century after the period which Hobsbawm is describing and when, he implies, it was all but on its last knees.

In fact the basic idea of manufacturing products cheap and selling them for as much profit as you can, screwing the workers who make them and keeping the profits to a) enjoy yourself or b) invest in other business ventures, is probably more widespread than ever before in human history, seeing how it’s been taken up so enthusiastically in post-communist Russia but especially across hyper-modernising China.

In other words, Hobsbawm’s use of Marxist terms like ‘bourgeois’ and ‘proletarian’ may have a certain explanatory power for the era he’s describing, but after a certain point they are too simplistic and don’t describe or analyse the actual complexity of even one of the societies he describes, let alone the entire world.

At some point (which you can almost measure in Hobsbawm’s texts) they cease to be explanatory and become obfuscatory, hiding the differences which separate America, Britain and Germany much more than unite them. Use of the terms simply indicate that you have entered a certain worldview.

Imagine a Christian historian identifying mid-nineteenth century ideology as the one and only expression of ‘Christian’ ideology, an ideology which divided the population into ‘believers’ and ‘unbelievers’, into the ‘saved’ and the ‘damned’. Imagine this historian went on to describe how the widespread ‘crisis’ in Christian belief at the end of the century indicated that the entire world was passing out of the phase of Christian belief and into infidel unbelief.

If you read something like that you would immediately know you are inside the particular worldview of an author, something which clearly means a lot to them, might shed light on some aspects of the period – for example trends in religious belief – but which in no way is the interpretation of world history.

a) Plenty of other interpretations are available, and b) despite the widespread laments that Christianity was dying out in the later nineteenth century, contrary to all their pessimism, Christianity now has more adherents worldwide than ever before in human history. And ditto capitalism.

The dominance of the key terms Hobsbawm deploys with such monotonous obsessiveness (capitalism, bourgeoisie, proletariat, liberal ideology) don’t prove anything except that you have entered the worldview of a particular author.

The system with the real contradictions, contradictions between a) its utopian claims for equality and the reality of a hierarchical society which privileged party membership, b) between its promises to outproduce the West and the reality of permanent shortages of consumer goods and even food, c) between its rhetoric of ‘freedom’ and the reality of the harsh repression of any kind of political or artistic unorthodoxy – was communism, whose last pitiful remnants lie rusting in a thousand statue parks across Russia and Eastern Europe.

The fundamental sleight of hand in Hobsbawm’s argument

Because Hobsbawm identifies the mid-nineteenth century worldview with the ‘bourgeoisie’ and the ‘bourgeoisie’ as the indispensable foundation of ‘capitalism’, he tries to pull off the conjuring trick of claiming that, since the mid-nineteenth century worldview drastically changed in all kinds of ways in the last decade of the century, these change invalidate the ‘bourgeoisie’, and that this, in turn, invalidates ‘capitalism’. Proves it is wrong and doomed to collapse.

You can see how this is just a three-card trick which moves vague and indefinable words around on the table at speed to bamboozle the impressionable. For despite the trials and tribulations of the century of extremes which followed, ‘capitalism’ in various forms appears to have triumphed around almost the entire world, and the materialistic, conventional, liberal ‘bourgeoisie’ which Hobsbawm so despises… appears still to be very much with us, despite all Hobsbawm’s protestations about its terminal crises and death throes and contradictions and collapse.

Victimology tends to tyranny

To anyone familiar with the history of communist Russia, communist China and communist Eastern Europe, there is something unnerving and, eventually, worrying about Hobsbawm’s very broad-brush division of the entire world into victims and oppressors.

The first half of the twentieth century was the era of totalitarian governments seeking to gain total control over every aspect of their populations and mould them into better humans in a better society. The first thing all these regimes did was establish goodies and baddies, and rouse the population to be on perpetual guard against the enemy in whatever guise – ‘the bourgeoisie’, the ‘kulaks’, ‘capitalist roaders’, ‘reactionary elements’, ‘the Jews’, and so on.

Dividing the entire huge world and eight billion people into simple binaries like ‘oppressors’ and ‘victims’, ‘bourgeoisie’ and ‘workers’, ‘exploiters’ and ‘exploited’, ‘white’ masters and ‘black’ victims, is worryingly reminiscent of the simplistic, binary thinking which the twentieth century showed leads to genocides and mass killing.

Hobsbawm criticises the nationalist parties of the late-nineteenth century for dividing up populations into citizens and outsiders, members of the Volk or aliens, a process of which the Jews were notable victims. And yet he enacts the very same binary oppositioning, the same outsidering of a (large) group of society, by objectifying and insulting the ‘bourgeoisie’ at every opportunity.

It’s the same old mental slum: if only we could get rid of the gypsies / homos / lefties / commies / bourgeoisie / capitalists / Catholics / Protestants / Armenians / Jews / Croats / Serbs / Tutsis / Hutus / men / whites / blacks / immigrants / refugees, then society would be alright. I call it ‘If-only-ism’.

If capitalism and imperialism were inevitable, how can anyone be guilty?

In Age of Capital Hobsbawm describes how the industrial revolution amounted to a lucky fluke, a coming together of half a dozen circumstances (of which the most important was, in his view, Britain’s command of the waves and extensive trading network between colonies) and this helps you realise that some people were able to seize the opportunity and exploit it and become masters of small firms and then of factories etc. Clever, quick, resourceful or well-placed men leapt to take advantage of new opportunities. Any history of the industrial revolution names them and gives biographies of individuals central to the series of inventions or who then set up successful firms to exploit them.

However, the tendency of Hobsbawm’s very high-level Marxist approach, his sweeping surveys which pull together evidence from Austria, or France, from north Italy or New York, is, paradoxically, to remove all sense of agency from the humans involved. Hobsbawm makes it seem almost inevitable that the first industrial revolution (textiles) would give rise to a second (iron and coal) which in turn would give rise to a third (steel, organic chemistry, electrics, oil).

And he makes it seem inevitable that, once the world was fully mapped and explored, then the other ‘western powers’ which by 1890 had more or less caught up with Britain in terms of industrialisation, would join the competition to seize territories which contained valuable minerals or exotic produce (tea, coffee, bananas). That an acceleration of imperial rivalry was inevitable.

But if it had to pan out this way, how can you blame anyone? If, viewed from this lofty godlike perspective, it was inevitable that industrialisation broke out somewhere, that it would spread to all similar regions and states, that the now numerous industrial nations would find themselves in competition for the basic resources (food) and more arcane resources (rubber, oil, rare metals) required to drive the next stage of industrial development – can you blame them?

You could call it Hobsbawm’s paradox, or Hobsbawm’s Choice. The more inevitable you make the entire process sound, the less reason you have to be so cross at the ‘bourgeoisie’.

The reality is that you can, of course, hold the western nations accountable for their actions, but only if you descend to a lower level of historical discourse than Hobsbawm’s. Only if you begin to look at specific actions of specific governments and specific men in specific times and places an you begin to make assessments and apportion praise or blame.

Responsibility and guilt can’t really exist at the level Hobsbawm is operating on because he goes out of his way to avoid mentioning individuals (with only a few exceptions; Bismarck’s name crops up more than any other politician of the period) and instead emphasises that it all unfolded according to almost unavoidable historical laws, implicit in the logic of industrial development.

If humans couldn’t avoid it, then they can’t very well be blamed for it.

In light of Hobsbawm’s theory, is equality possible?

The same set of facts give rise to a parallel thought, which dogged me throughout reading this book, which is — if what Hobsbawm says is true, if industrial and technological developments tend to be restricted to just a handful of certain nations which have acquired the technology and capital resources to acquire ‘liftoff’ to industrialisation, and if, within those nations, the benefits of industrialisation accrue overwhelming to a small proportion of the population; and if this process is so stereotyped and inevitable and unstoppable — then, well… is it even possible to be fair? Is it possible to achieve anything like ‘equality’? Surely the entire trend of the history Hobsbawm describes with so much verve suggests not.

Putting aside the issue of fairness in one nation aside in order to adopt Hobsbawm’s global perspective, he often repeats the formula that countries in the ‘undeveloped’ or ‘developing’ or ‘Third World’ (whatever you want to call it) were forced by the demands of consumer capitalism or The Market to turn themselves into providers of raw materials or a handful of saleable commodities – after all, this was era which saw the birth of the banana republic. But, I thought as I ploughed through the book… what was the alternative?

Could undeveloped nations have turned their backs on ‘international capitalism’ and continued as agrarian peasant nations, or resisted the western imperative to become ‘nations’ at all and remained general territories ruled by congeries of local sheikhs or tribal elders or whatever?

At what stage would it have been possible to divert the general trend of colonial takeover of the developing world? How would it have happened? Which British leader would have stood up and said, ‘This is wrong; we renounce all our colonies and grant them independence today?’ in the1870s or 1880s or 1890s? What would have happened to the sub-continent or all those bits of Africa which Britain administered if Britain had simply packed up and left them in 1885?

As to all the wealth accumulating in Britain, among its sizeable cohort of ship-owners, traders, factory owners, bankers, stockbrokers and what not. On what basis would you have taken their wealth away, and how much? Half? All of it and shot them, as in Bolshevik Russia?

Having seized the wealth of the entire ‘bourgeoisie’, how would you then have redistributed it to the bedouin in the desert or the native peoples of Australia or the Amazon, to the workers on the rubber plantations, in the tin and gold mines, in the sugar fields, to squabbling tribes in central Africa? How could that have been done without a vast centralised redistribution system? Without, in fact, precisely the centralising, bureaucratic tendencies of the very capitalist system Hobsbawm was criticising?

And who would administer such a thing? Having worked in the civil service for over a decade I can tell you it would take hordes of consultants, program managers, project managers and so on, who would probably be recruited from the host country and make a packet out of the process?

And when was all this meant to happen? When, would you say, the awareness of the wrongs of the empire, or the wrongs done to the ‘undeveloped world’ became widespread enough to allow such policies to be enacted in a democracy where the government has to persuade the majority of the people to go along with its policies? In the 1860s, 70s, 80s?

Live Aid was held in 1985, just as Hobsbawm was writing this book, and which I imagine brought the issue of Third World poverty and famine to the attention of even the dimmest members of the population. But did that global event abolish poverty, did it end inequality and injustice in in the Third World? No, otherwise there would have been no need for the Live 8 concerts and related charity efforts 30 years later, in 2005. Or the ongoing efforts of all the industrialised nations to send hundreds of millions of dollars of support to the Third World every year (hence the furore surrounding the UK government cutting back on its foreign aid budget this year.) Not to mention the continuous work of thousands of charities all across the ‘developing world’.

When you look at the scale of activity and the amounts of money which have been sent to developing countries since the Second World War, it makes you wonder how much would be enough? Should every citizen of every industrialised nation give, say, half their annual earnings to people in the Third World? To which people? In which countries? To India, which has invested tens of billions in a space program? To China, which is carrying out semi-genocidal policy of incarceration and mass sterilisation in its Xinjiang province? Do we need to take money from the British public to give it to Narendra Modi or Xi Jinping? Who would manage that redistribution program, for whatever civil servants and consultants you hired to make it work would earn much, much more than the recipients of the aid.

Student excitement, adult disillusion with Hobsbawm

When I was a student, reading this trilogy educated me about the broad industrial, economic and social forces which created and drove forward the industrial revolution in the Western world throughout the nineteenth century, doing so in thrilling style, and for that I am very grateful. Hobsbawm’s books highlighted the way that, through the 1850s and 1860s, capitalism created an ever-richer class of ‘owners’ set against a rapidly growing number of impoverished workers; how the industrial and financial techniques pioneered in Britain spread to other Western nations; how the industrial system evolved in the 1880s and 1890s into a) a booming consumer society in the West and b) the consolidation of a system of colonial exploitation around the world.

I had never had the broad trends of history explained so clearly and powerfully and excitingly. It was a memorable experience.

But rereading the books 40 years later, I am now painfully aware that the simplistic Marxist concepts Hobsbawm uses to analyse his period may certainly help to elucidate it, but at the same time highlight their own ineffectiveness.

The confidence that a mass working class movement which will rise up to overthrow the inequalities of the West and liberate the developing world, that this great liberation is just around the corner – which is implicit in his numerous references to 1848 and Marx and the Commune and Lenin – and that all it needs is a few more books and pamphlets to spark it off….goes beyond boring to become sad. Although the historical facts he describes remain as relevant as ever, the entire ideology the books are drenched in feels terribly out of date.

Democracy not the blessing it is cracked up to be

In chapter 4 Hobsbawm discusses the politics of democracy. Throughout he takes it for granted that extending the franchise to all adults would result in the revolutionary change he supports. He starts his discussion by referencing the powerful German Social Democratic Party (founded back in 1863) and the British Labour Party (founded in 1900) and their campaigns for universal suffrage, as if giving the vote to ‘the working class’ would immediately lead to a social revolution, the end of inequality and exploitation.

Only in the chapters that follow does he slowly concede that new mass electorates also helped to create new mass, populist parties and that many of these catered not to the left at all, but to right-wing nationalist ideas of blood and Volk. For example, the notorious Karl Luger, mayor of Vienna from 1897 to 1910, whose Christian Social Party espoused populist and antisemitic politics which are sometimes viewed as a model for Adolf Hitler’s Nazism.

In fact it had already been shown that universal male suffrage not only didn’t lead to socialist revolution but the exact opposite, when, in the aftermath of the 1848 revolution which overthrew the French monarchy, the French granted universal male suffrage and held a presidential election in which the opera bouffe candidate, Louis-Napoléon Bonaparte, promptly won with 74% of the entire male adult vote, and then went on to win the plebiscite held after his 1851 anti-leftist coup with 76%.

So any educated person knew in the 1850s that extending the franchise did not, in and of itself, lead to red revolution. Often the opposite. (This is a point picked up in Richard Shannon’s book The Crisis of Imperialism 1865 to 1915 which quotes umpteen later Victorian politicians and commentators arguing against extending the franchise precisely because they’d seen what it led to in France, namely the election of a repressive, right wing autocrat.)

Hobsbawm’s excited description of the way the ‘scary’ working class were ‘threatening’ bourgeois hegemony, were on the brink of ‘seizing power’ and righting the world’s wrongs, underplays the extent to which universal suffrage led:

  1. directly to the rise of populist nationalist anti-left wing governments
  2. and to the fragmentation of the left into ‘reformists’, prepared to compromise their radical principles and ally with liberal parties in order to get into parliament, and the die-hards who held out for radical social change

In other words, extending the franchise led to the exact opposite of what Hobsbawm hopes. Something borne out after the Great War, when the franchise was drastically extended to almost all adults in most European countries and the majority of European governments promptly became either right-wing or out-and-out dictatorships. Mussolini won the 1924 Italian general election; Hitler won the largest share of the vote in the Weimar Republic’s last election. Or Hungary:

In January 1920, Hungarian men and women cast the first secret ballots in the country’s political history and elected a large counterrevolutionary and agrarian majority to a unicameral parliament. (Wikipedia)

Switching from Hobsbawm altogether to the present day, 2021, any reader of the English left-liberal English press must be struck how, since the Brexit vote, it has stopped being a taboo subject to suggest that quite possibly a large proportion of the British electorate is thick and uneducated (terms you frequently meet in the Guardian newspaper). You can nowadays read plenty of ‘progressive’ commentators pointing out that the great British electorate was persuaded, in voting for Brexit (2016) and Boris (2019), to vote for populist right-wing demagoguery and against their own best interests as working people. I have read so many commentators pointing out that it is the very conservative working class communities who voted for Brexit who are most likely going to suffer the prolonged consequences of economic dislocation and decline.

In other words, right now in 2021, you can read representatives of the left openly stating that universal franchise, one person one vote, not only doesn’t lead to the socialist paradise Hobsbawm implies it will, but the opposite – rule by right-wing populists.

As far as I can remember, thoughts like this would have been utterly taboo in the 1980s, or have immediately identified you as a right-wing conservative. But now I read comments like this every day in the Guardian or New Statesman.

So – this is the recent experience and current political discourse I bring to reading Hobsbawm’s chapter about democracy and which makes me think his assumption, his faith, his Marxist belief, that simply expanding the franchise to all adults would of itself bring about social revolution and justice and equality is too simplistic.

  • It doesn’t correlate with the historical fact that, as soon as the franchises of most European nations had been radically expanded (after the Great War), lots of them became very right-wing.
  • It doesn’t speak to our present situation where, it’s true that no-one is openly suggesting restricting the franchise, but many progressives are questioning whether the universal franchise produces the optimum results for a nation and its working class. Trump. Brexit.

The world is not as we would like it to be.

My opposition to Hobsbawm’s teleology

I am a Darwinian materialist. I believe there is no God and therefore no purpose or direction to human lives or events. There is no plan, divine or otherwise. Shit happens, people try to cope. Obviously shit happens within a complex web of frameworks and structures which we have inherited, it takes a lot of effort to disentangle and understand what is going on, or what we think is going on, and sometimes it may happen in ways some of which we can broadly predict. But ‘events, dear boy, events’ are the determining feature in human affairs. Take Afghanistan this past week. Who knew? Who expected such a sudden collapse?

This isn’t a very profound analysis but my aim is to contrast my preference for a theory of the unpredictable and chaotic nature of human affairs with Hobsbawm’s profound belief in Marxist teleology, meaning the very nineteenth century, rationalist, scientistic belief that there are laws of history and that human societies obey them and that they can be predicted and harnessed.

Teleology: the doctrine of design and purpose in the material world.

Teleology is the belief that if you shave away all the unfortunate details of history, and the peculiarities of culture, and the impact of charismatic individuals, in fact if you pare away enough of what makes people people and societies societies, you can drill down to Fundamental Laws of History. And that Karl Marx discovered them. And that these laws predict the coming collapse of capitalism and its replacement by a wonderful classless society. And that you, too, can be part of this future by joining the communist party today for the very reasonable online registration fee of just £12!

Anyway, the teleology (‘sense of direction, meaning or purpose’) which is a vital component of Marxism, the confidence in an inevitable advent of a future of justice and equality, which underpins every word Hobsbawm wrote, evaporated in 1991 and nothing has taken its place.

There will be no Revolution. The ‘capitalist system’ will not be overthrown. At most there will be pointless local revolts like the Arab Spring, revolts which, more than likely, end up with regimes more repressive or anarchic than the ones they overthrew (Syria, Libya, Egypt).

This sort of thing will occur repeatedly in countries which did not enjoy the early or middle benefits of the technological revolutions Hobsbawm describes, countries of the permanently developing world, which will always have largely peasant populations, which will always depend on the export of raw materials (oil being the obvious one), which will always have unstable political systems, liable to periodic upheavals.

The environmental perspective

If there is One Big Thing we do know about the future, it is something which isn’t mentioned anywhere in Hobsbawm’s book, which is that humanity is destroying the environments which support us.

My son is studying biology at university. He says it amounts to having world-leading experts explain the beauty and intricacy of various eco-systems in beautiful places around the planet – and then describing how we are destroying them.

As a result, my son thinks that human civilisation, in its present form, is doomed. Not because of global warming. But because we are killing the oceans, exterminating all the fish, destroying species diversity, wrecking agricultural land, using up all the fresh water, relying more on more on fragile monocultures, and generally devastating the complex web of ecosystems which make human existence possible.

Viewed from this perspective, human activity is, overall, fantastically destructive. And the massive ideological divide Hobsbawm makes between the tradition of the nineteenth century ‘bourgeoisie’, on the one hand, and the revolutionaries, Communards, Bolsheviks and communists he adulates, on the other, fades into insignificance.

We now know that polluting activity and environmental destruction were as bad or worse under communist regimes as they were under capitalist ones. It was the Soviet system which gave us Chernobyl and its extended cover-up. Capitalist ones are at least capable of reform in a way communist regimes turned out not to be. Green political movements are a feature of advanced ‘capitalist’ countries but were suppressed, along with every other form of deviance, under communist governments.

But then again, it really doesn’t matter from a global perspective. Looked at from the planet’s point of view, all human activity is destructive.

So this is why, looking at them from a really high-level perspective, as of aliens visiting earth and reviewing the last couple of centuries, these books no longer make me angry at the wicked ‘capitalist’ exploitation of its workers and entire colonial nations and the ‘heroic’ resistance of the proletariat and the exploited peoples of the colonial nations.

I just see a swarm of humans ruining their habitat and leading, inevitably, to their own downfall.

Hobsbawm’s style

Hobsbawm is very repetitive. He mentions bicycles and cars and so on representing new technologies at least three times. I swear he points out that imperialism was the result of increasing competition between the industrial nations at least half a dozen times. He tells us that a number of Germany’s most eminent revolutionaries came from Russia, namely Rosa Luxemburg, at least four times. He repeats President Porfirio Diaz’s famous lament, ‘Poor Mexico! So far from God, so close to the United States’ twice. He tells us twice that western governments were keen to invest in medical research into tropical fevers solely because the results promised to help their officers and administrators survive longer in colonial outposts several times. He repeatedly tells us that Bismarck was the master of maintaining peace between the powers (pp.312 and 318).

The impression this gives is of rambling, repetitive and circular arguments instead of linear, logical ones.

Hobsbawm’s discussions are often very gaseous in the sense that they go on at length, use lots of highbrow terminology, but at the end it’s hard to make out or remember what he’s said. The discussion of nationalism in Age of Capital was long and serious-sounding but I emerged at the end of it none the wiser. The long discussion of sociology in chapter 11 of this book left me none the wiser about sociology except for Hobsbawm’s weird suggestion that, as a social science, it was founded and encouraged in order to protect society against Marxism and revolution. Really?

In a similar spirit, although he uses the word ‘bourgeoisie’ intensively throughout both books, I emerged with no clearer sense of what ‘bourgeoisie’ really means than I went in with. He himself admits it to be a notoriously difficult word to define and then more or less fails to define it.

On a more serious level I didn’t understand his discussion of nationalism in Age of Capital or his discussion of the increasing democratisation in the 1890s in this volume, because they were vague and waffly. It seemed to me that as soon as he left his home turf of economic development, his ideas become foggy and repetitive.

And sometimes he comes over as a hilariously out of touch old buffer:

By 1914 the more unshackled youth in the western big cities and resorts was already familiar with sexually provocative rhythmic dances of dubious but exotic origin (the Argentinian tango, the syncopated steps of American blacks). (p.204)

‘The syncopated steps of American blacks’. No wonder American capitalism was doomed to collapse.

Overall conclusion

Hobsbawm’s books are thrilling because of their scope and range and the way he pulls together heterogenous material from around the world, presenting pages of awe-inspiring stats and facts, to paint a vivid, thrilling picture of a world moving through successive phases of industrialisation.

But he is eerily bereft of ideas. This comes over in the later chapters of both books in which he feels obligated, like so many historians before him, to write a chapter about The Arts. This is not his natural territory and the reader has to struggle through turgid pages of Hobsbawm dishing up absolutely conventional judgements (Van Gogh was an unrecognised genius; the arts and crafts movement was very influential), which are so lame and anodyne they are embarrassing.

I had noticed his penchant for commenting on everything using numbered points (‘The bourgeois century destabilised its periphery in two main ways…’; ‘Three major forces of resistance existed in China…’, ‘Three developments turned the alliance system into a time bomb…’, and many others). Eventually it dawned on me that he produces these nifty little sets of issues or causes or effects instead of having ideas. Lists beat insights.

Considering how fertile Marxist literary and art criticism has been in the twentieth century (cf György Lukács, Walter Benjamin, Theodor Adorno, Frederick Jameson) it is very disappointing how flat and untheoretical and banal Hobsbawm’s comments about the arts in both books are. In these later sections of each book it is amazing how much he can write without really saying anything. He is a good example of someone who knows all the names and terminology and dates and styles and has absolutely nothing interesting to say about them.


Credit

The Age of Empire: 1875 to 1914 by Eric Hobsbawm was published in 1975 by Weidenfeld and Nicholson. All references are to the 1985 Abacus paperback.

Hobsbawm reviews

Related reviews

Reviews about Marx and communism

Karl Marx

Communism in Russia

Communism in China

Communism in Vietnam

Communism in Germany

Communism in Poland

  • Warsaw 1920 by Adam Zamoyski (2008) How the Polish army stopped the Red Army’s advance into Poland in 1920 preventing them pushing on to support revolution in Germany.
  • The Captive Mind by Czesław Miłosz (1953) A devastating indictment of the initial appeal and then appalling consequences of communism in Poland: ‘Mass purges in which so many good communists died, the lowering of the living standard of the citizens, the reduction of artists and scholars to the status of yes-men, the extermination of entire national groups…’

Communism in Czechoslovakia

Communism in France

Communism in Spain

  • The Battle for Spain by Antony Beevor (2006) Comprehensive account of the Spanish civil war with much detail on how the Stalin-backed communist party put more energy into eliminating its opponents on the Left than fighting the fascists, with the result that Franco won.
  • Homage to Catalonia by George Orwell (1938) Orwell’s eye-witness account of how the Stalin-backed communist party turned on its left-wing allies, specifically the Workers’ Party of Marxist Unification which Orwell was fighting with, and how he only just managed to escape arrest, interrogation and probable execution during the communist purges.

Communism in England

The Age of Empire: 1875 to 1914 by Eric Hobsbawm (1987)

Summary

This is a very mixed bag of a book. The first quarter or so is a thrilling global overview of the main trends and developments in industrial capitalism during the period 1875 to 1914, containing a vast array of fascinating and often thrilling facts and figures. But then it mutates into a series of long, turgid, repetitive, portentous, banal and ultimately uninformative chapters about social change, the arts, sciences, social sciences and so on, which are dreadful.

And underlying it all is Hobsbawm’s unconcealed contempt for the nineteenth century ‘bourgeoisie’ and their ‘bourgeois society’, terms he uses so freely and with so little precision that they eventually degenerate into just being terms of abuse.

And in his goal of insulting the 19th century ‘bourgeoisie’ as much as possible, Hobsbawm glosses over a huge range of crucial differences – between nations and regions, between political and cultural and religious traditions, between parties and politicians, between classes and even periods, yoking a fact from 1880 to one from 1900, cherry-picking from a vast range of information in order to make his sweeping Marxist generalisations and support the tendentious argument that ‘bourgeois society’ was fated to collapse because of its numerous ‘contradictions’.

But when you really look hard at the ‘contradictions’ he’s talking about they become a lot less persuasive than he wants them to be, and his insistence that ‘bourgeois society’ was doomed to collapse in a welter of war and revolution comes to seem like the partisan, biased reporting of a man who is selective in his facts and slippery in his interpretations.

Eventually you feel like you are drowning in a sea of spiteful and tendentious generalisations. I would recommend literally any other book on the period as a better guide, for example:

It is symptomatic of Hobsbawm’s ignoring specificity, detail and precision in preference for sweeping generalisations about his hated ‘bourgeois society’, that in this book supposedly ‘about’ imperialism, he mentions the leading imperialist politician in the world’s leading imperialist nation, Joseph Chamberlain, precisely once, and the leading British cultural propagandist of imperialism, Rudyard Kipling, also only once. These feel like glaring omissions.

When I read this book as a student I was thrilled by its huge perspectives and confident generalisations and breezily Marxist approach. It was only decades later, when I read detailed books about the scramble for Africa, or late-imperial China, or really engaged with Kipling’s works, that I realised how little I actually understood about this period and how much I had been seriously misled by Hobsbawm’s fine-sounding but, in the end, inadequate, superficial and tendentiously misleading account.

Introduction

The Age of Empire is the third and final volume in Marxist historian Eric Hobsbawm’s trilogy of books covering what he termed ‘the long nineteenth century’, from the outbreak of the French Revolution in 1798 to the start of the Great War in 1914. This third instalment covers the final 40 years, from 1875 to 1914.

In the previous book, The Age of Capital, Hobsbawm had amply demonstrated that he regards the third quarter of the nineteenth century as marking the triumph of the liberal ‘bourgeoisie’, of the ‘capitalist’ middle classes, in industry and technology and finance and politics and the arts.

Having seen off the attempt to overthrow existing regimes across continental Europe in the failed revolutions of 1848, the continent’s ruling classes experienced from 1850 onwards, a period of spectacular economic, technological, business and trade growth which continued on into the 1860s. This boom period was overseen by laissez-faire liberal governments in most countries and reflected in the widespread, optimistic belief that the steady stream of scientific, technological and industrial innovations would produce an endless progress upwards towards peace and prosperity. It was 25 years of what Hobsbawm insists on calling ‘liberal bourgeois triumph’.

It led to the confident conquest of the globe by the capitalist economy, carried by its characteristic class, the bourgeoisie, and under the banner of its characteristic intellectual expression, the ideology of liberalism. (p.9)

At the end of The Age of Capital he gave a short preview of what was coming up in the next era, and it is a major change in tone and subject. Whereas the pace of scientific and technological innovation accelerated, economically, politically and culturally the period which began around 1875 felt like a very different period, witnessing the collapse of much of the mid-century optimism.

Main features of the period

The Long Depression

The period witnessed a long depression, particularly in agriculture, which lasted from 1873 to 1896. A glut of agricultural produce led to a collapse in prices, rural poverty and loss of revenue for the landowning aristocracies. Cheaper food made life better for all those who lived in cities, so the overall impact was very mixed. Commentators at the time didn’t understand what had led to an apparent stalling in expansion and profits and historians have debated its precise causes ever since.

Protectionism

The Long Depression was the main trigger for many western governments to move rapidly from the mid-century free trade model associated with Liberalism towards protectionism, the imposition of protective tariffs on imports etc, especially by America.

New industries

The textile base of the first industrial revolution continued to be important (witness Britain’s huge exports of cotton to its captive markets in India) but the main industrial economies entered a new era driven by new sources of power (electricity and oil, turbines and the internal combustion engine), exploiting new, science-based materials (steel [which became a general index for industrialisation and modernisation, p.35], alloys, non-ferrous metals), accompanied by numerous discoveries in organic chemistry (for example, new dyes and ways of colouring which affected everything from army uniforms to high art).

Monopoly-capitalism

The depression and the consumer explosion led to small and medium-sized companies being replaced by large industrial corporations, cartels, trusts, monopolies (p.44).

New managerial class

The age of small factories run by their founders and family was eclipsed by the creation of huge industrial complexes themselves gathered into regions linked by communications and transport. Hobsbawm mentions the vast industrial conurbation taking shape in the Ruhr region of Germany or the growth of the steel industry around Pittsburgh in America. The point is that these operations became far too large for one man and his son to run; they required managers experienced at managing industrial operations at scale, and so this gave rise to a new class of high level managers and executives. And to the beginnings of management ‘theory’, epitomised by the work of Frederick Winslow Taylor (born 1865 in Pennsylvania) which introduced concepts like, to quote Wikipedia:

analysis; synthesis; logic; rationality; empiricism; work ethic; efficiency and elimination of waste; standardization of best practices; disdain for tradition preserved merely for its own sake or to protect the social status of particular workers with particular skill sets; the transformation of craft production into mass production; and knowledge transfer between workers and from workers into tools, processes, and documentation.

Population growth

Europe’s population rose from 290 million in 1870 to 435 million in 1910, America’s from 38.5 million to 92 million. (All told, America’s population multiplied over five times from 30 million in 1800 to 160 million by 1900.)

Consumer capitalism

This huge population explosion led to a rapid expansion of domestic consumer markets (p.53). There was still much widespread poverty in the cities, but there was also an ever-growing middle and lower-middle-class keen to assert its status through its possessions. This led to an fast-expanding market for cheap products, often produced by the new techniques of mass production, epitomised by the radical industrial organising of Henry Ford who launched his Model T automobile in 1907.

Department stores and chain stores

Another symbol of this explosion of consumer culture was the arrival of the department store and the chain store in the UK (p.29). For example, Thomas Lipton opened his first small grocery shop in Glasgow in 1871 and by 1899 had over 500 branches, selling the characteristic late-Victorian product, tea, imported from Ceylon (p.53; British tea consumption p.64).

Or take Whiteleys, which began as a fancy goods shop opened in 1863 at 31 Westbourne Grove by William Whiteley, employing two girls to serve and a boy to run errands. By 1867 it had expanded to a row of shops containing 17 separate departments. Whiteley continued to diversify into food and estate agency, building and decorating and by 1890 employed over 6,000 staff. Whiteleys awed contemporaries by its scale and regimentation: most of the staff lived in company-owned male and female dormitories, having to obey 176 rules and working 7 am to 11 pm, six days a week.

Mass advertising

The arrival of a mass consumer market for many goods and services led to an explosion in the new sector of advertising. Many writers and diarists of the time lament the explosion of ads in newspapers, magazines and, most egregious of all, on the new billboards and hoardings which started going up around cities.

The poster

Hoardings required posters. The modern poster was brought to a first pitch of perfection during what critics consider ‘the golden age of the poster’ in the 1890s (p.223) (something I learned a lot about at the current exhibition of the poster art of John Hassell at the Heath Robinson Museum in Pinner).

Hire purchase and modern finance

New ways for the financially squeezed lower middle classes to pay for all this were invented, notably hire-purchase or instalment payments (p.49).

New popular technologies

Entirely new technologies were invented during the 1880s and 1890s, the most notable being the internal combustion engine and the car, the bicycle, cinema, telephone, wireless and light bulb (pages 19 and 28 and 53).

Competition for resources

New discoveries in industrial chemistry and processes required more recherché raw materials – oil, rubber, rare metals such as manganese, tin and nickel (p.63). The booming consumer market also developed a taste for more exotic foodstuffs, specifically fruits, bananas, cocoa. (Apparently it was only during the 1880s that the banana became widely available and popular in the West.) Where was all this stuff found? In the non-European world.

Imperialism

Growing need for all these resources and crops led to increasing competition to seize territories which contained them. Hence the 1880s and 1890s are generally seen as the high point of Western imperialism, leading up to the so-called Scramble for Africa in the 1880s.

(Interestingly, Hobsbawm notes that the word ‘imperialism’, used in its modern sense, occurs nowhere in Karl Marx’s writings, and only became widely used in the 1890s, many commentators remarking [and complaining] about its sudden ubiquity, p.60.)

Globalisation

During the 1860s and 70s the world became for the first time fully ‘globalised’, via the power of trade and commerce, but also the physical ties of the Railway and the Telegraph (p.13).

The major fact about the nineteenth century is the creation of a single global economy, progressively reaching into the most remote corners of the world, an increasingly dense web of economic transactions, communications and movements of goods, money and people linking the developed countries with each other and with the undeveloped world. (p.62)

During the 1880s and 1890s this process was intensified due to the growth of direct competition between the powers for colonies and their raw materials. Until the 1870s Britain ruled the waves. During this decade international competition for territories to exploit for their raw resources and markets became more intense (p.51). Imperialism.

A world divided

The final mapping of the world, its naming and definitions, led inevitably to the division of the world into ‘developed’ and ‘undeveloped’ parts, into ‘the advanced and the backward’.

For contemporaries, the industrialised West had a duty to bring the benefits of civilisation and Christianity to the poor benighted peoples who lived in all the ‘undeveloped’ regions. Hobsbawm, with the benefit of hindsight, says that the representatives of the developed part almost always came as ‘conquerors’ to the undeveloped part whose populations thus became, in Hobsbawm’s phrase, ‘victims’ of international capitalism.

On this Marxist reading, the imperial conquerors always distorted local markets to suit themselves, reducing many populations to plantation labour reorganised to produce the raw materials the West required, and eagerly helped by the tiny minorities in each undeveloped country which were able to exploit the process and rise to the top as, generally, repressive local rulers (pages 31, 56, 59).

In the second half of the twentieth century, many nations which had finally thrown off the shackles of colonialism found themselves still ruled by the descendants of these collaborationist elites, who modelled themselves on their former western rulers and still ran their countries for the benefit of themselves and their foreign sponsors. Further, truly nationalist revolutions were required, of which the most significant, in my lifetime, was probably the overthrow of the American-backed Shah of Iran by Islamic revolutionaries in 1978.

New working class militancy

Working class militancy went into abeyance in the decades 1850 to 1875, politically defeated in 1848 and then made irrelevant by a general raising of living standards in the mid-century boom years, much to Marx and Engels’ disappointment.

But in the 1880s it came back with a vengeance. Across the developed world a new generation of educated workers led a resurgence in working class politics, fomented industrial unrest, and a significant increase in strikes. There was much optimistic theorising about the potential of a complete or ‘general’ strike to bring the entire system to a halt, preliminary to ushering in the joyful socialist paradise.

New socialist political parties, some established in the 1860s or 1870s, now found themselves accumulating mass membership and becoming real powers in the land, most notably the left-wing German Social Democratic Party, which was the biggest party in the Reichstag by 1912 (chapter 5 ‘Workers of the World’).

Incorporation of working class demands and parties into politics

The capitalist class and ‘its’ governments found themselves forced to accede to working class demands, intervening in industries to regulate pay and conditions, and to sketch out welfare state policies such as pensions and unemployment benefit.

Again, Germany led the way, with its Chancellor, Bismarck, implementing a surprisingly liberal series of laws designed to support workers, including a Health Insurance Bill (1883), an Accident Insurance Bill (1884), an Old Age and Disability Insurance Bill (1889) – although, as everyone knew, he did this chiefly to steal the thunder from the German socialist parties.

Whatever the motives, the increasing intervention by governments across Europe into the working hours, unemployment and pension arrangements of their working classes were all a world away from the laissez-faire policies of the 1850s and 60s. Classical liberalism thought the forces of the market should be left entirely to themselves and would ineluctably resolve all social problems. By the 1880s it was clear to everyone that this was not the case and had instead produced widespread immiseration and poverty which states needed to address, if only to ensure social stability, and to neutralise the growing threat from workers’ parties.

Populism and blood and soil nationalism

But the rise of newly class-conscious workers’ parties, often with explicit agendas to overthrow the existing ‘bourgeois’ arrangements of society, and often with an internationalist worldview, triggered an equal and opposite reaction: the birth of demagogic, anti-liberal and anti-socialist, populist parties.

These harnessed the tremendous late-century spread of a new kind of aggressive nationalism which emphasised blood and soil and national language and defined itself by excluding ‘outsiders. (Chapter 6 ‘Waving Flags: Nations and Nationalism’).

Some of these were harmless enough, like Cymru Fydd, founded in Wales in 1886. Some would lead to armed resistance, like the Basque National Party founded 1886. Some became embroiled in wider liberation struggles, such as the Irish Gaelic League founded 1893. When Theodor Herzl founded Zionism with a series of articles about a Jewish homeland in 1896 he can little have dreamed what a seismic affect his movement would have in the second half of the twentieth century.

But the point is that, from the time of the French Revolution through to the 1848 revolutions, nationalism had been associated with the political left, from La Patrie of the Jacobins through the ‘springtime of the peoples’ of the 1848 revolutionaries.

Somehow, during the 1870s and 80s, a new type of patriotism, more nationalistic and more aggressive to outsiders and entirely associated with the political Right, spread all across Europe.

Its most baleful legacy was the crystallisation of centuries-old European antisemitism into a new and more vicious form. Hobsbawm makes the interesting point that the Dreyfus Affair, 1894 to 1906, shocked liberals across Europe precisely because the way it split France down the middle revealed the ongoing presence of a stupid prejudice which bien-pensant liberals thought had been consigned to the Middle Ages, eclipsed during the Enlightenment, long buried.

Instead, here it was, back with a vengeance. Herzl wrote his Zionist articles partly in response to the Dreyfus Affair and to the advent of new right-wing parties such as Action Francaise, set up in 1898 in response to the issues of identity and nationhood thrown up by the affair. (In a way, maybe the Dreyfus Affair was comparable to the election of Donald Trump, which dismayed liberals right around the world by revealing the racist, know-nothing bigotry at the heart of what many people fondly and naively like to think of as a ‘progressive’ nation.)

But it wasn’t just the Jews who were affected. All sorts of minorities in countries and regions all across Europe found themselves victimised, their languages and dialects and cultural traditions under pressure or banned by (often newly founded) states keen to create their own versions of this new, late-century, blood and soil nationalism.

The National Question

In fact this late-nineteenth century, super-charged nationalism was such a powerful force that socialist parties all across Europe had to deal with the uncomfortable fact that it caught the imagination of many more members of the working classes than the socialism which the left-wing parties thought ought to be appealing to them.

Hobsbawm’s heroes Lenin and ‘the young Stalin’ (Stalin – yes, definitely a man to admire and emulate, Eric) were much concerned with the issue. In fact Stalin was asked by Lenin in 1913 to write a pamphlet clarifying the Bolsheviks’ position on the subject, Marxism and the National Question. Lenin’s concern reflected the fact that all across Europe the effort to unify the working class into a revolutionary whole was jeopardised by the way the masses were much more easily rallied in the name of nationalistic ambitions than the comprehensive and radical communist overthrow of society which the socialists dreamed of.

In the few years before Stalin wrote, the Social Democratic Party of Austria had disintegrated into autonomous German, Czech, Polish, Ruthenian, Italian and Slovene groupings, exemplifying the way what ought to be working class, socialist solidarity was increasingly undermined by the new nationalism.

Racism

Related to all these topics was widespread racism or, as Hobsbawm puts it:

  • Racism, whose central role in the nineteenth century cannot be overemphasised. (p.252)

This is the kind of sweeping generalisation which is both useful but questionable, at the same time. Presumably Hobsbawm means that racism was one of the dominant ideologies of the period, but where, exactly? In China? Paraguay? Samoa?

Obviously he means that racist beliefs grew increasingly dominant through all strands of ‘bourgeois’ Western ideology as the century progressed, but even this milder formulation is questionable. In Britain the Liberals consistently opposed imperialism. Many Christian denominations in all nations very powerfully opposed racism. For example, it was the incredibly dedicated work of the Quakers which underpinned Britain’s abolition of the slave trade in 1807.The missionaries who played such a vital role in funding expeditions into Africa did so to abolish the slave trade there and because they thought Africans were children of God, like us.

A key point of the Dreyfus Affair was not that it was a storming victory for antisemites but the reverse: it proved that a very large part of the French political and commenting classes, as well as the wider population, supported Dreyfus and condemned antisemitism.

It is one thing to make sweeping generalisations about the racism which underpinned and long outlasted the slave system in the American South, which Hobsbawm doesn’t hesitate to do. But surely, in the name of accuracy and real historical understanding, you have to point out the equal and opposite force of anti-racism among the well organised, well-funded and widely popular anti-slavery organisations, newspapers and politicians in the North.

I can see what Hobsbawm’s driving at: as the nineteenth century progressed two types of racism emerged ever more powerfully:

1. In Europe, accompanying the growth of late-century nationalism went an increasingly bitter and toxic animosity against, and contempt for, people identified as ‘outsiders’ to the key tenets nationalists included in their ideology (that members of the nation must speak the same language, practice the same religion, look the same etc), most obviously the Jews, but plenty of other ‘minorities’, especially in central and eastern Europe, suffered miserably. And the Armenians in Turkey, right at the end of Hobsbawm’s period.

2. In European colonies, the belief in the intrinsic racial superiority of white Europeans became increasingly widespread and was bolstered in the later period by the spread of various bastardised forms of Darwinism. (I’ve read in numerous accounts that the Indian Revolt of 1857 marked a watershed in British attitudes, with the new men put in charge maintaining a greater distance from their subjects than previously and how, over time, they came to rationalise this into an ideology of racial superiority.)

I don’t for a minute deny any of this. I’m just pointing out that Hobsbawm’s formulation is long on rousing rhetoric and short on any of the specifics about how racist ideology arose, was defined and played out in actual policies of particular western nations, in specific times and places – the kind of details which would be useful, which would aid our understanding.

And I couldn’t help reflecting that if he thinks racism was central to the 19th century, then what about the twentieth century? Surely the twentieth century eclipses the nineteenth on the scale of its racist ideologies and the terrible massacres it prompted, from the Armenian genocide, the Jewish Holocaust, the Nazi Ostplan to wipe out all the Slavs in Europe, the Japanese massacres in China, the anti-black racism which dominated much of American life, the Rwandan genocide, and so on.

Hobsbawm confidently writes about ‘the universal racism of the bourgeois world’ (p.289) but the claim, although containing lots of truth a) like lots of his other sweeping generalisations, tends to break down on closer investigation and b) elides the way that there were a lot of other things going on as well, just as there were in the twentieth century.

The New Woman

In 1894 Irish writer Sarah Grand used the term ‘new woman’ in an influential article, to refer to independent women seeking radical change and, in response, the English writer Ouida (Maria Louisa Rame) used the term as the title of a follow-up article (Wikipedia).

Hobsbawm devotes a chapter to the rise of women during the period 1875 to 1914. He makes a number of points:

Feminism

The number of feminists and suffragettes was always tiny, not least because they stood for issues which only interested middle-class women, then as now. The majority of British women were poor to very poor indeed, and most simply wanted better working and living conditions and pay. It was mostly upper-middle-class women who wanted the right to vote and access to the professions and universities like their fathers and brothers.

The more visible aspects of women’s emancipation were still largely confined to women of the middle class… In countries like Britain, where suffragism became a significant phenomenon, it measured the public strength of organised feminism, but in doing so it also revealed its major limitation, an appeal primarily confined to the middle class. (p.201)

Upper class feminism

It is indicative of the essentially upper-class nature of suffragism and feminism that the first woman to be elected to the UK House of Commons was Constance Georgine Gore-Booth, daughter of Sir Henry Gore-Booth, 5th Baronet, and Georgina, Lady Gore-Booth.

Nancy Astor

In fact, as an Irish Republican, Constance refused to attend Westminster, with the result that the first woman MP to actually sit in the House of Commons, was the American millionairess, Nancy Astor, who took her seat after winning a by-election for the Conservative Party in 1919. Formally titled Viscountess Astor, she lived with her American husband, Waldorf Astor, in a grand London house, No. 4 St. James’s Square, or spent time at the vast Cliveden House in Buckinghamshire which Waldorf’s father bought the couple as a wedding present. Hardly the stuff of social revolutions, is it? The exact opposite, in fact. Reinforcing wealth and privilege.

Rentier feminism

In the same way, a number of the most eminent women of the day lived off inherited money and allowances. They were rentiers, trustafarians aka parasites. When Virginia Woolf wrote that a woman writer needed ‘a room of her own’ what she actually meant was an income of about £500 a year, ideally provided by ‘the family’ i.e. Daddy. The long-running partnership of the founders of the left-wing Fabian Society, Beatrice and Sidney Webb, was based on the £1,000 a year settled on her by her father at her marriage i.e. derived from the labour of others, mostly working class men (p.185).

New secretarial jobs for women

Alongside the rise of a new managerial class, mentioned above, the 1880s and 1890s saw the rise of new secretarial and administrative roles, what Hobsbawm neatly calls ‘a tribute to the typewriter’ (p.201). In 1881 central and local government in Britain employed 7,000 women; by 1911 that number was 76,000. Many women went into these kinds of secretarial jobs, and also filled the jobs created by the spread of the new department and chain stores. So these years saw a broad social change as many middle-class and lower middle-class single women and wives were able to secure reasonable white collar jobs in ever-increasing numbers (p.200).

Women and education

Education began to be offered to the masses across Europe during the 1870s and 80s, with Britain’s patchy 1870 Education Act followed by an act making junior school education compulsory in 1890. Obviously this created a huge new demand for schoolteachers and this, also, was to become a profession which women dominated, a situation which continues to this day. (In the UK in 2019, 98% of all early years teachers are women, 86% of nursery and primary teachers are women, 65% of secondary teachers are women. Overall, 75.8% of all grades of school teacher in the UK are female).

Secretarial and admin, shop staff, and schoolteachers – the pattern of women dominating in these areas was set in the 1880s and 1890s and continues to this day (p.201).

Women and religion

Hobsbawm makes one last point about women during this period which is that many, many more women were actively involved in the Christian church than in feminist or left-wing politics: women were nuns, officiants in churches, and supporters of Christian parties.

Statistically the women who opted for the defence of their sex through piety enormously outnumbered those who opted for liberation. (p.210)

I was surprised to learn that many women in France were actively against the vote being given to women, because they already had a great deal of ‘soft’ social and cultural power under the existing system, and actively didn’t want to get drawn into the worlds of squabbling men, politics and the professions.

Even within the bourgeois liberal society, middle class and petty-bourgeois French women, far from foolish and not often given to gentle passivity, did not bother to support the cause of women’s suffrage in large numbers. (p.209)

Feminism, then as now, claimed to speak for all women, a claim which is very misleading. Many women were not feminists, and many women were actively anti-feminist in the sense that they devoutly believed in Christian, and specifically Catholic, values, which allotted women clear duties and responsibilities as wives and mothers in the home, but also gave them cultural capital, privileges and social power.

These anti-feminists were far from stupid. They realised that a shift to more secular or socialist models would actually deprive them of much of this soft power. Or they just opposed secular, socialist values. Just as more than 50% of white American women voted for Donald Trump in 2016 and did so again in 2020.

Sport

Hobsbawm mentions sport throughout the book. I knew that a lot of sports were given formal rules and their governing bodies founded during this era – the Football League founded in 1888, Rugby Football Union founded 1871, Lawn Tennis Association founded 1888. I knew that tennis and golf in particular quickly became associated with the comfortably off middle classes, as they still are to this day.

But I hadn’t realised that these sports were so very liberating for women. Hobsbawm includes posters of women playing golf and tennis and explains that clubs for these sports became acceptable meeting places for young women whose families could be confident they would be meeting ‘the right sort’ of middle class ‘people like them’. As to this day. The spread of these middle class sports significantly opened up the number of spaces where women had freedom and autonomy.

The bicycle

Another new device which was an important vehicle for women’s freedom was the bicycle, which spread very quickly after its initial development in the 1880s, creating bicycle clubs and competitions and magazines and shops across the industrialised world, particularly liberating for many middle class women whom it allowed to travel independently for the first time.

Victorian Women's Cyclewear: The Ingenious Fight Against Conventions - We Love Cycling magazine

The arts and sciences

I haven’t summarised Hobsbawm’s lengthy sections about the arts and literature because, as a literature graduate, I found them boring and obvious and clichéd (Wagner was a great composer but a bad man; the impressionists revolutionised art by painting out of doors etc).

Ditto the chapters about the hard and social sciences, which I found long-winded, boring and dated. In both Age of Capital and this volume, the first hundred pages describing the main technological and industrial developments of the period are by far the most interesting and exciting bits, and the texts go steadily downhill after that.


Credit

The Age of Empire: 1875 to 1914 by Eric Hobsbawm was published in 1975 by Weidenfeld and Nicholson. All references are to the 1985 Abacus paperback edition.

Hobsbawm reviews

Related reviews about imperialism

Reviews about Marx and communism

Karl Marx

Communism in Russia

Communism in China

Communism in Vietnam

Communism in Germany

Communism in Poland

  • Warsaw 1920 by Adam Zamoyski (2008) How the Polish army stopped the Red Army’s advance into Poland in 1920 preventing them pushing on to support revolution in Germany.
  • The Captive Mind by Czesław Miłosz (1953) A devastating indictment of the initial appeal and then appalling consequences of communism in Poland: ‘Mass purges in which so many good communists died, the lowering of the living standard of the citizens, the reduction of artists and scholars to the status of yes-men, the extermination of entire national groups…’

Communism in Czechoslovakia

Communism in France

Communism in Spain

  • The Battle for Spain by Antony Beevor (2006) Comprehensive account of the Spanish civil war with much detail on how the Stalin-backed Spanish communist party put more energy into eliminating its opponents on the Left than fighting the fascists, with the result that Franco won the civil war.
  • Homage to Catalonia by George Orwell (1938) Orwell’s eye-witness account of how the Stalin-backed communist party turned on its left-wing allies, specifically the Workers’ Party of Marxist Unification which Orwell was fighting with, and how he only just managed to escape arrest, interrogation and probable execution during the communist purges.

Communism in England

Beasts and Super-Beasts by Saki (1914)

As the name suggests, Saki’s propensity for introducing wild animals into sedate Edwardian society with comic, ironic or gruesome effect goes into overdrive in many of the stories in this collection. Beasts and Super-Beasts is a collection of 36 Saki short stories. I give brief plot summaries and one or two quotes from each story which either sum it up or are just good examples of Saki’s ironic humour. Many of them feature Saki’s fictional avatar, the slender, svelte and hyper-ironic young man, Clovis Sangrail. For interest, I indicate whether Clovis appears in a story, or not, in brackets after the title.

The She-Wolf (Clovis)

‘I think it very unkind of you not to carry out my suggestion of turning me into a wolf,’ said Mary Hampton, as she crossed over to the conservatory to give her macaws their usual tribute from the dessert dishes.

Leonard Bilsiter is a boring non-entity. He went travelling with a friend across Russia but got caught in the railway strike and spent longer than expected in the far East of the country. Upon returning he gave out dark hints that he had acquired secrets of Siberian magic. He attends a house party given by Colonel and Mrs Mary Hampton where the hostess, on impulse, asks Leonard to turn her into a wolf!

Her husband demurs but Saki’s trouble-making young man, Clovis Sangrail, is at table and afterwards asks Lord Pabham, famous for his private menagerie, whether he has a wolf he can borrow. Yes, Lord Pabham does possess such an animal, a fine timber wolf named Louisa. By dinner next day Clovis has also recruited Mary herself into an elaborate practical joke.

After dinner the guests retire to the conservatory where Mary once again asks Leonard to change her into a wolf, as she saunters among the palms, disappearing from view. Then the pet parrots start squawking and from among the palms emerges… a lean, evil-looking wolf! Women scream, the men leap to their feet! Everyone assumes Leonard has used his Siberian magic to turn Mary Hampton into a wolf and so they entreat Leonard to turn her back but, of course, he can’t.

‘What!’ shouted Colonel Hampton, ‘you’ve taken the abominable liberty of turning my wife into a wolf, and now you stand there calmly and say you can’t turn her back again!’…
‘I assure you I didn’t turn Mrs. Hampton into a wolf; nothing was farther from my intentions,’ [Leonard] protested.

Laura

Laura died on Monday.
‘So dreadfully upsetting,’ Amanda complained to her uncle-in-law, Sir Lulworth Quayne. ‘I’ve asked quite a lot of people down for golf and fishing, and the rhododendrons are just looking their best.’
‘Laura always was inconsiderate,’ said Sir Lulworth; ‘she was born during Goodwood week, with an Ambassador staying in the house who hated babies.’

Laura is dying, She tells her friend Amanda she’d like to be reincarnated as an otter. To Amanda’s amazement, soon after Laura’s death a cheeky otter starts terrorising the neighbour’s poultry. And that’s just the first in a series of unfortunate reincarnations.

The Boar-Pig

Mrs. Philidore Stossen leads her grown-up daughter on a short cut through a paddock in order to gatecrash Mrs Cuvering’s garden party, the garden party of the season, which ‘the Princess’ is attending. Everyone else in the county has been invited and Mrs Stossen is damned if she’s going to let herself be left out.

Unfortunately, Mrs Cuvering’s malicious 13-year-old daughter, Matilda, is watching from up in an apple tree. She knows the Stossens will find the back gate into the garden locked and will be forced to retrace their steps through the paddock. So she releases the Cuverings’ enormous, scary boar-pig, Tarquin Superbus, from its stye into the paddock which is where, as they disconsolately troop back from the locked back garden gate, Mrs. Philidore Stossen and her grown-up daughter encounter it and come to a dead halt out of fear.

Matilda then proceeds to shamelessly demand £2 from the hapless mother and daughter to clear the boar-pig out of their only route back to the main road. They argue her down to ten shillings.

The Brogue (Clovis)

Jessie came back from the golf links next day in a state of mingled elation and concern.
‘It’s all right about the proposal,’ she announced; ‘he came out with it at the sixth hole. I said I must have time to think it over. I accepted him at the seventh.’
‘My dear,’ said her mother, ‘I think a little more maidenly reserve and hesitation would have been advisable, as you’ve known him so short a time. You might have waited till the ninth hole.’
‘The seventh is a very long hole,’ said Jessie; ‘besides, the tension was putting us both off our game.’

The Brogue is a very rebellious, even dangerous, horse which the Mullet family have been trying to get rid of for years. Alas, they sell it to a rich neighbour Mr. Penricarde just as he starts to show an interest in one of Mrs Mullet’s endless brood of daughters, Jessie. They are all distraught that the mad horse will throw Penricarde and kill him before Jessie can marry him, so they turn for advice to the ever-resourceful Clovis Sangrail.

The Hen (Clovis)

‘But he might kill me at any moment,’ protested Jane.
‘Not at any moment; he’s busy with the silver all the afternoon.’

Dora sells Jane a bronze Leghorn or some such exotic breed of hen at a rather exotic price. The hen turns out not to lay eggs. The letters which subsequently pass between the two women were a revelation as to how much invective could be got on to a sheet of notepaper.

Which makes it awkward that Jane is staying with the Sangrails and Dora is due to come and visit before Jane has left. Clovis conceives a plan: He has a tete-a-tete with Jane in which he explains that the Sangrail family’s faithful old retainer, Sturridge, is an unpredictable homicidal maniac and has heard some irrational rumours about Jane, and might attack her at any moment.

Amazingly, even this direct threat is not enough to budge her. Not until Clovis sends the butler (all unwitting) into the drawing room with a ceremonial sword on the pretext that Jane is interested in its old inscription (which she isn’t). But when she spies the butler entering the drawing room where she’s sitting, bearing a heavy old sword, she scarpers out the back passage, and is packed and waiting to be driven to the station in half an hour dead!

The Open Window

‘The doctors agree in ordering me complete rest, an absence of mental excitement, and avoidance of anything in the nature of violent physical exercise,’ announced Framton, who laboured under the tolerably widespread delusion that total strangers and chance acquaintances are hungry for the least detail of one’s ailments and infirmities, their cause and cure.

Framton Nuttel has been told to take a rest cure and go and stay in the country, so he’s making the rounds of a number of acquaintances and is currently staying with a Mrs Sappleton. One October afternoon the house is empty except for him and Mrs Sappleton’s 15-year-old niece, Vera. It is then that the niece tells him about the Great Tragedy. One day Mrs Sappleton’s husband and two brothers set off on a hunt and never came back, they were sucked down into the great bog and never returned.

Ever since that day her aunt has always kept the french windows open in the vain hope that they will magically return… She weaves such a persuasive story that when they both see three figures looming in the distance, the niece is suddenly struck dumb with horror and Framton catches her mood, is convinced they must be the ghosts, has a panic attack, grabs his stuff, bolts out the living room out the front door and along the lane (nearly knocking over a cyclist).

Meanwhile the menfolk walk back in through the door, accompanied by their loyal spaniel and muddy from their hunting, and ask who the man is who they saw bolting out of the room. Most peculiar chap, explains Mrs Sappleton, just upped and ran out for no reason at all. At which point Vera delivers the coup de grace of the story:

‘I expect it was the spaniel,’ said the niece calmly; ‘he told me he had a horror of dogs. He was once hunted into a cemetery somewhere on the banks of the Ganges by a pack of pariah dogs, and had to spend the night in a newly dug grave with the creatures snarling and grinning and foaming just above him. Enough to make anyone lose their nerve.’

Romance at short notice was her speciality.

Delicious.

The Treasure-Ship

Lulu, Duchess of Dulverton, is rich and interested in ancient treasure in old shipwrecks. She reads about a new device which can suck up debris from the ocean bed or sunken ships if you can locate them. She has a penniless nephew, Vasco Honiton, who’s quite handy and she commissions him to try out the equipment on the Irish coast, off a patch of land her family own. Unfortunately, Vasco locates the wreck of the Sub-Rosa, which went down when its owner, Billy Yuttley, was suspected of suicide. Vasco not only locates the Sub-Rosa but locates a watertight strongbox in its locker, scoops it up to the surface and discovers within it, papers proving a far-reaching scandal, papers which incriminate Lulu herself. Very calmly Vasco tells Lulu he is going to blackmail her and use the proceeds to buy a villa in Florence and live a life of leisure, possibly taking up as a hobby collecting the paintings of Raeburn.

The Cobweb

Haunting story of young Mrs. Ladbruk, wife of a young chap who inherits an ancient farm and the staff who run it which includes ninety-four-year old Martha Crale. She is an ancient, rake-thin, decrepit crone. The story is short on gags and very long on atmospheric descriptions of an Edwardian farm, its rhythms and how Martha Crale is always in the way of young Mrs. Ladbruk’s plans to decorate and update everything. One day young Mrs. Ladbruk comes across her staring out the window, muttering about death and misinterprets it as her final breakdown. But in fact it is an eerie and spooky vision of the death of young Mrs. Ladbruk’s husband, who is brought in having been crushed by a falling tree.

The skill in the story is how it cuts away at the moment Mrs Ladbruk learns of her father’s death, so that we do not see or hear young Mrs. Ladbruk’s response, or get any description at all of her feelings and the impact on her of the death of her husband. Instead the scene cuts to a week or so later as she stands with all her belongings packed, waiting for a cart to collect her, and has a last sight of old Martha Crale trussing a pair of chickens just as she has done any time this last 80 years.

It’s not a ghost story exactly, but it’s about an almost ghostly presence, and it is a tragedy. In this respect, it echoes a lot of Kipling’s stories from exactly the same period, which are about the uncanny presence, magic and psychology of old Sussex hussifs.

The Lull

Latimer Springfield is a boring young man standing in a county election. Mrs. Durmot invites him to come and stay to break up the final weeks of the campaign. Mrs Durmot tells her niece Vera that the man needs a rest. Instead, when the entire household has gone to bed, Vera interrupts Latimer at his late night speech-writing by telling him there has been a flood, the local dam has burst and the river has burst its banks, the house is full of Boy Scouts who have been cut off, and could he look after one of the pigs and one of the prize chickens which have been rained out of the farmyard.

Very reluctantly Latimer agrees, the animals fight and keep him up all night and, of course, in the morning, the housemaid comes in with his tea as normal, he throws back the curtains, and realises there has been no flood at all. It has all been an elaborate practical joke.

The Unkindest Blow

A Tory joke. The narrator fantasises that the present spate of strikes (which plagued late-Edwardian society) becomes universal until, eventually, every trade and industry known to man has finally had at least one strike.

Utterly exhausted, society returns to normal, and looks forward to the Divorce of the Century, between the fabulously wealthy Duke of Falvertoon and his wife. A vast cottage industry of reporters, commentators, columnists and even the film business hire rooms and seats in the divorce court, ready to make a fortune. Until – and here’s the punchline – the Duke and his wife go on strike, refusing to go through with the case until they get a slice of the action.

The Romancers

Morton Crosby is enjoying a cigarette in a secluded spot in Hyde Park when he is approached in a roundabout manner by an obvious beggar. But Morton is one of Saki’s heartless ironists and the beggar has barely got going with his spiel before Morton launches into a drolly absurd claim to be a Persian, born on the border with Afghanistan, and proceeds to bamboozle the beggar with ridiculous, made-up customs, in the end claiming his religion absolutely forbids him to give alms in the month of November, rising and walking off with a spring in his step.

The Schartz-Metterklume Method

Lady Carlotta steps out of her train at a little rural station for a breather, to stretch her legs, and the train unexpectedly pulls away without her, leaving her stranded without her luggage. However, a cart pulls up and in it is Mrs. Quabarl, who insists that Lady Carlotta must be Miss Hope, the governess, they were expecting. Lady Carlotta, having a droll, Sakiesque sense of humour, decides to go along with the mistake, letting herself be driven back to the Quabarl house, introduced to the household, fed and informed as to her duties posing as the governess.

Next morning Mrs. Quabarl is astonished to discover her children re-enacting the Rape of the Sabine Women by abducting the two little daughters of the gatekeeper’s wife and, when Mrs. Quabarl remonstrates with Lady C, the latter simply walks away, through the gates, back to the station and catches the next train to her intended destination. Soon after which the real Miss Hope arrives and is very confused by the consternation and vapours which greet her.

The Seventh Pullet

He was beginning to realise how safe and easy depravity can seem once one has the courage to begin…

Blenkinthrope is a boring commuter, catching the same train, sitting in the same carriage with the same bored companions. His only subject is the vegetables he grows in his garden. ‘Make something up’, suggests his friend, Gorworth, and on the spur of the moment invents a tale that six of his prize pullets were mesmerised and killed by a snake, but the seventh survived because it’s a rare breed with feathers over its eyes, hence not susceptible to the snake’s charms. Next day, Blenkinthrope tells his commuter colleagues the story and is astonished at how riveted they are. The story is even passed on to a poultry magazine and appears as a titbit in a national paper.

In successive attempts at fiction, however, Blenkinthrope quickly oversteps the bounds of plausibility and becomes known as the Baron Munchausen of his little set. Thus, when his wife really does die from playing a cursed card game from which her own mother and grandmother had died – when Blenkinthrope excitedly tells everyone about this most strange and exciting thing which has genuinely happened to him… Nobody believes him. Chastened, he returns to boring stories about his not-that-special vegetables.

The Blind Spot

‘My dear Egbert, between nearly killing a gardener’s boy and altogether killing a Canon there is a wide difference. No doubt you have often felt a temporary desire to kill a gardener’s boy; you have never given way to it, and I respect you for your self-control.’

Great-aunt Adelaide has died and left Egbert her heir and executor. Among her papers he comes across a letter from her brother, Peter, the canon, who was mysteriously murdered. His cook, Sebastien from the French Pyrenees, was accused and tried for the murder but the evidence wasn’t convincing and he was acquitted, at which point Egbert’s uncle, Sir Lulworth Quayne (who also appears in Laura), instantly hired him and has been enjoying the delights of his wonderful cuisine for several years.

Now, with a flourish, Egbert reveals that among Adelaide’s letters was one from her brother which described a violent argument he had with the hot-tempered Pyrennean, and how he was now going in fear of his life. This letter would supply the missing motive and be enough to convict the cook.

To Egbert’s horror Sir Lulworth takes the letter from his hand and tosses it into the heart of the fireplace.

‘What on earth did you do that for?’ gasped Egbert. ‘That letter was our one piece of evidence to connect Sebastien with the crime.’
‘That is why I destroyed it,’ said Sir Lulworth.
‘But why should you want to shield him?’ cried Egbert; ‘the man is a common murderer.’
‘A common murderer, possibly, but a very uncommon cook.’

Dusk

Norman Gortsby is sitting on a bench in Hyde Park at dusk. An old joxer is sitting there when he arrives but soon leaves, to be replaced by a likely young fellow who immediately starts telling a hard-luck story about how he booked into a hotel he was taken to, nipped out to buy a bar of soap at a chemists, then realised he was lost with no way of getting back to the hotel or money.

Note the extreme laconicism of the title. Saki had written scores of these stories by now. Arguably these mid-career stories are less funny than the earlier ones, in some ways more obvious in plot, but contain more subtle psychology and storytelling techniques.

A Touch of Realism

Blanche Boveal gives her friend Lady Blonze an idea for her Christmas house party: get everyone to adopt a character, not tell anyone what it is but act it out over the course of a few days, and the best one wins a prize.

So they go ahead, with various comic results: waspish Bertie van Tahn wakes up fat hypochondriac Waldo Plubley in the middle of the night to ransack his room for sheep, lost sheep. Yes, he is pretending to be Little Bo Peep. But the prize goes to Cyril Skatterly and Vera Durmot who, next morning before breakfast, drive the Klammersteins thirty miles to Slogberry Moor, and dump them there, in the snow. Why? Bertie van Tahn is the first to understand: Cyril and Vera were pretending to be Ferdinand and Isabella of Spain deporting the Jews from Spain!

Maybe I’m being over-sensitive, but having read Saki’s second novel, When William Came, with its antisemitic central character Murrey Yeovil, sensitised me to even fleeting mentions of Jews in Saki’s stories and so this deliberate, and even dangerous (dumped in midwinter, snowing, miles from anywhere), humiliation of the only Jews in the story, couldn’t help but ring my alarm bells.

Cousin Teresa (Clovis)

Sort of comic, this is more of a polemical satire with a bitingly jingoistic message, in the tone of When William Came.

Colonel Harrowcluff has two sons, Basset and Lucas. Basset has just returned from four years of worthy service in some colony and his father quietly hopes he might get an honour. His other son remained in England and is always coming up with half-cocked, hare-brained schemes. The story opens up with the younger son devising the lyrics and performance for a music-hall song titled “Cousin Teresa”. To everyone’s surprise, for once his dreams come off and the song is a roaring success.

In fact it’s so successful that the Minister decides he must be given a knighthood: not the Harrowcluff who spent years of his life shoring up the empire in a farflung colony, but the Harrowcluff who came up with a meaningless and irritating jingle.

So it’s a lampoon on a British society which is more interested in music-hall jingles than the solid defence of its empire and society. Saki invents a pompous society woman to give an idiotic speech in praise of the song:

‘Politics and patriotism are so boring and so out of date,’ said a revered lady who had some pretensions to oracular utterance; ‘we are too cosmopolitan nowadays to be really moved by them. That is why one welcomes an intelligible production like “Cousin Teresa”, that has a genuine message for one.’

And I am not at all surprised that when Saki ventures on this subject, he manages to squeeze in some antisemitism, which barely even makes sense. Lucas is the twittering idiot of the family, the superficial drone, the epitome of a social gadfly and so, for no logical reason, Saki says he looks Jewish!

His hair and forehead furnished a recessional note in a personality that was in all other respects obtrusive and assertive. There was certainly no Semitic blood in Lucas’s parentage, but his appearance contrived to convey at least a suggestion of Jewish extraction. Clovis Sangrail, who knew most of his associates by sight, said it was undoubtedly a case of protective mimicry.

I don’t quite understand that jab. Does it mean Lucas makes himself appear more Jewish in order to fit in with a show business dominated by Jews? I’m phrasing it like that because there are lines directly to that effect in When Wiliam Comes, that Jews are disproportionately represented in film and theatreland. As I wrote in my review of When William Came Saki’s antisemitism is a stain on his writing.

The Yarkand Manner

An odd satire on the notion that a wild fashion caught on for the editorial staffs of all London’s newspapers and magazines to remove to far-distant locations from where to edit and produce their periodicals. Thus one moves to Paris, but others quickly outdo it by moving to Nurenberg, Seville or Salonika, and then further East till one takes the biscuit by moving its entire editorial team to Yarkand.

Eventually all the newspapers come back to London, tired but with a new Oriental remoteness, a new tone. None more so than the Daily Intelligencer, which had begun to publish articles about foreign affairs of a noted bluntness and belligerence, many ostensibly based on leaks from the government.

The government gets fed up of issuing denials that the Intelligencer is leaking government policy, so one fine day the Prime Minister and a bunch of other ministers go round to the offices and are astonished to discover the true state of affairs: which is that the entire staff of the newspaper decamped for the East where they were promptly kidnapped by bandits who demanded a quarter of a million pounds ransom. The only member of staff left back in London, the office boy who received the bandits’ letter, decided that was too much and so hired some new staff and hid himself away in the Editor’s office, refusing to see anyone personally and issuing all kinds of orders via… himself!

This is presumably a satire on the newspaper industry which Saki knew so well. But here, as in many of the other stories, it’s crying out for intelligent notes to explain whether the story refers to specific incidents in Edwardian London: was there a fashion for one or more papers or magazines to up sticks and produce an entire edition from offices abroad? Or is this pure, whimsical fiction?

I doubt if it would justify the expense, but a fully Annotated Saki would be wonderful, with really good, long notes which thoroughly explained the background to all his many contemporary references.

The Byzantine Omelette

Satirical portrait of snobbish, superior champagne socialist Sophie Chattel-Monkheim. She is preparing herself for a grand dinner she is giving the Duke of Syria. But then disaster strikes. More precisely, the entire domestic staff go on strike. They have discovered that Gaspare, the chef, was himself a strike-breaker in the great strike at Lord Grimford’s two years ago. But he is the only one who knows how to make a byzantine omelette, which is the Duke’s favourite dish, wails Sophie.

All her female houseguests come begging her to do something, so she agrees to dismiss the chef. Half an hour later the guests, looking more or less presentable, are assembled round the dinner table when the butler enters with a sombre look, goes over to Sophie and announces there will be no dinner. The kitchen staff was of the same union as the chef and now they have downed tools in sympathy.

As so often, the story then cuts away completely, jumping forward in time and telling us that, 18 months later, Sophie Chattel-Monkheim is just about recovering from her nervous breakdown.

And so, like The Unkindest Blow, it’s another very topical satire on the widespread strikes which plagued late-Edwardian society.

The Feast of Nemesis (Clovis)

‘There is no outlet for demonstrating your feelings towards people whom you simply loathe. That is really the crying need of our modern civilisation.’

A broad and comic satire in which Clovis’s aunt, Mrs. Thackenbury, wearily laments how tiresome it is having to have to give presents to people one really doesn’t care for on so any feast days. This lament inspires her malicious nephew (Clovis) to concoct the idea of Nemesis Day when you take unbridled revenge on people you really hate.

Take, for example, the ghastly Webleys: wouldn’t it be a good idea to get up bright and early before everyone else on Nemesis Day and go and dig up their tennis court with a fork, later blaming it on ‘an unusually masterful mole or a badger in a hurry.’

How about taking greedy Agnes Blaik into the woods on the promise of a grand picnic and then contriving to lose her just before the eating starts. Or luring fat Waldo Plubley into the hammock in the orchard near where the wasps make their summer nest, getting him nice and comfortable, then throwing a firework into the wasps’ nest.

‘It takes some doing to get out of a hammock in a hurry.’
‘They might sting him to death,’ protested Mrs. Thackenbury.
‘Waldo is one of those people who would be enormously improved by death,’ said Clovis.

A masterpiece of malicious wit.

The Dreamer

Another laugh-out-loud funny story. Adela Chemping invites her sleek, pomaded 18-year-old nephew Cyprian with her to the sales. Most of the story is a satire on the wilful and illogical ways of a middle-aged, middle-class woman on a shopping expedition to a department store. But there is a delicious sting in the tail, when Adela leaves Cyprian for a while to go to the napkin department and, upon her return, discovers him posing as a shop assistant and selling sales goods amid the crush to harassed shoppers for cash and calmly pocketing the proceeds.

As in several of these stories the climax is wonderfully understated, almost omitted, for the next sentence describes Adela being helped into the fresh air and it takes the reader a moment to realise it’s because she’s fainted at the sight of her nephew pulling this impersonation, a fact Saki deliberately omits.

The deliberate omission doesn’t exactly add tension, it makes the effect more… more chiselled and exquisite. There is a tact in not stating what happens, leaving the reader to deduce it. And also a very understated, droll kind of comedy.

The Quince Tree

Heartless Mrs. Bebberly Cumble wants old Betty Mullen removed from her cottage because she never pays the rent and she’s fed up of subsidising her. On the spot her kinder niece, Vera, concocts a cock and bull story about how the jewels stolen in a recent high profile burglary have ended up in Betty’s cottage, and what a lot of people were involved on stealing them and passing them on, including Mrs Cumble’s daughter’s fiancé, that nice young Cuthbert, and also the Canon. Increasingly horrified at the web of crime she has untangled, Mrs. Bebberly Cumble decides to let Betty Mullen stay after all.

The Forbidden Buzzards (Clovis)

Clovis believed that if a lie was worth telling it was worth telling well.

A house party at Mrs Olston’s country home. Hugo Peterby takes Clovis aside and explains he’s rather keen on Betty Coulterneb but doesn’t stand much of a chance against dashing and very rich young Lanner.

‘Leave it with me,’ says Clovis, and proceeds to warn Mrs Olston in dark tones that Lanner has accepted her invitation, not to propose to the fragrant Miss Coulterneb, but to steal the eggs of the only nesting pair of rough-necked buzzards in the country. Clovis concocts an utter fiction about Lanner having one of the finest egg collections in Britain and how he has been associated with desperate measures to get his hands on rare eggs in the past.

‘What can we do?’ asks a horrified Mrs Olston, who promised her husband, before he left on a prolonged trip back to his native Norway, that she would do her uttermost to protect the buzzards. Clovis suggests that Lanner never be left alone for a minute day or night, but be permanently accompanied by a relay of chaperones, including: Mrs Olston herself, who sets out to show him every feature of the estate; her 14-year-old daughter Evelyn, who talks sombrely about how we must make the world a better place (plus ça change); her 9-year-old son who talks incessantly about the Balkan Wars; and the German governess who bombards the hapless Lanner with incessant talk about (the classic German poet) Schiller.

With the result that Lanner never gets a minute to himself, let alone five minutes with the fragrant Miss Coulterneb and so, after a couple of days, gives up and leaves early to return to London.

Leaving the field clear for his rival, Hugo Peterby, who inspired the whole whimsical fantasy in the first place. But, alas, Hugo, also, fails in his suit, and departs leaving the fragrant Miss Coulterneb as virginal and unmarried as ever. The conclusion.

Hugo did not bring off his affair with Betty Coulterneb. Whether she refused him or whether, as was more generally supposed, he did not get a chance of saying three consecutive words, has never been exactly ascertained. Anyhow, she is still the jolly Coulterneb girl.

And then the punchline.

The buzzards successfully reared two young ones, which were shot by a local hairdresser.

Stake

Eleanor Saxelby shuddered. She liked her meals to be of regular occurrence and assured proportions.

Mrs. Attray laments the character of her son Ronald to her friend Eleanor Saxelby. He is only 18 but already a gambling addict. She has deprived him of absolutely every source of money or credit he can possibly have, in order to quell his addiction. The punchline of the story is that Ronnie has excelled himself and managed to gamble away Mrs Attray’s cook to her landlords, the Norridrums, admittedly only for a few days, but this explains why the lunch served to them and Mrs Saxelby is execrable.

‘Then depend on it he was gambling,’ said Eleanor, with the assured air of one who has few ideas and makes the most of them.

Clovis on Parental Responsibilities (Clovis)

‘Now, my mother never bothered about bringing me up. She just saw to it that I got whacked at decent intervals and was taught the difference between right and wrong; there is some difference, you know, but I’ve forgotten what it is.’

Mrs Eggelby is trying to interest Clovis in the achievements of her children, Amy, Willie and Eric, an invitation to curiosity which he does his best to resist. replying to her every sally with sardonic improbabilities.

‘Aunts that have never known a day’s illness are very rare; in fact, I don’t personally know of any.’

A Holiday Task

A timid nobody, Kenelm Jerton, is buttonholed over luncheon in a country hotel by a posh young lady who claims to have forgotten her own name but is convinced she has a title, Lady something or other. ‘I say, would you mind awfully helping me try to remember?’

The unnamed woman asks him to look through old copies of Country Life to see if he can spot her photo, which he dutifully sets himself to do. They meet up again at 5 and she asks him to look after her luggage while she slips out to catch a cab.

A fellow guest walks by chatting to another and mentions that he knows the tall young woman in grey who’s just slipped out. Kenelm asks who she is and finds out she is plain Mrs. Stroope, a golfing lady from thereabouts who often loses her memory. This story is contrived and has some interesting social detail but is not particularly funny.

The Stalled Ox

‘My garden has just been put straight for the winter, and an ox roaming about in it won’t improve matters. Besides, there are the chrysanthemums just coming into flower.’

Theophil Eshley is a timid painter of the rather small landscape he can see from the end of his garden. One day his neighbour, Adela Pingsford, comes banging on his studio door and asks if he can help her shoo away a large ox which has somehow got into her garden. Theophil is useless and Adela is quite magnificently sarcastic.

Eshley took a step or two in the direction of the animal, clapped his hands, and made noises of the ‘Hish’ and ‘Shoo’ variety. If the ox heard them it gave no outward indication of the fact. ‘If any hens should ever stray into my garden,’ said Adela, ‘I should certainly send for you to frighten them out. You ‘shoo’ beautifully. Meanwhile, do you mind trying to drive that ox away?’

The story really lifts off when Eshley a) manages to shoo the ox out of the garden alright – straight through the french windows into Adela’s front room! and b) revolts against the woman’s hysterical imprecations, and instead goes and gets his painting equipment, makes himself comfortable, and paints the masterpiece which was to be the making of his career, Ox in a morning-room, late autumn,  which became one of the sensations of the next Paris Salon, and led on to the Royal Academy showing of its smash-hit sequel, Barbary Apes Wrecking a Boudoir.

The Story-Teller

A confirmed bachelor is stuck in a railway carriage with an aunt accompanying a small girl, an even smaller girl and a small boy. She tells them a feeble story to try and keep them quiet, but they keep asking stupid questions and the smallest girl repeats the first line of On The Road To Mandalay so many times that the bachelor snaps and says he bets he can tell a better story than the aunt.

The bored children immediately ask him to, and so he tells a story about a little girl who is so super-good she wins medals for goodness, and the Prince asks her to visit him in his castle and then to see his lovely park, but then a wolf breaks into the park, sees the girl in her spotless white dress and chases her. She hides in thick bushes and would have gotten away with it except she was trembling so much her medals jingled against each other, the wolf heard her, tracked her down, and ate her up, every morsel, except her shoes and her medals for being so good.

The aunt is, of course, appalled, but the children think it is the best story they’ve ever heard.

A Defensive Diamond

Treddleford is happily ensconced beside a fire on a rainy October evening at his club, settling down to read a book about faraway Samarkand when his peace is broken by the club bore Amblecope sidling up and trying to start conversation on a number of topics. The comedy of the story is that, on each topic, Amblecope has barely begun before Treddleford leaps in and tells huge, preposterous stories which outflank any anecdote Amblecope could tell him.

Eventually Amblecope gives up and sidles away but an hour or so later, as Treddleford makes to leave the room they both happen to arrive at the door at the same moment where, emboldened, Treddleford waves him back with the immortal remark:

‘I believe I take precedence,’ he said coldly; ‘you are merely the club Bore; I am the club Liar.’

The Elk

Teresa, Mrs. Thropplestance, was the richest and most intractable old woman in the county of Woldshire. She has outlived her son and now supervises her heir apparent, vague young Bertie.

‘Bertie might not be disposed to pay much attention to the consecrations of Fate, but he would not dream of opposing his grandmother.’

The story humorously chronicles the forlorn attempts of Mrs. Yonelet to marry off her daughter, Dora and her conversations with the vicar’s wife to whom she confides every stage in her campaigns, up to and including the exciting news that Bertie has just rescued Dora from the old elk Mrs T keeps in a field.

Teresa calmly informs Mrs Yonelet that Bertie has previously rescued two other maidens and the gardener’s son, none of whom he intends to marry. Later the vicar confides to Mrs Yonelet that the woman Teresa wants her grandson to marry is the Bickelbys’ German governess.

Which makes it all the more ironic when, a few months later, the family elk really does attack and kill the Bickelbys’ German governess, leading Teresa to die of heartbreak and frustration a few months later, after which Bertie does, indeed, finally, marry Dora Yonelet. All thanks to The Elk.

‘Down Pens’

Comedy about the gruelling torment of having to write thank you cards as a young couple, who have already written twenty between them, try to think of something genuine and not too insincere to write to the couple who sent them a calendar.

Abruptly the husband comes up with a plan: to write a letter to every newspaper in the land suggesting the abolition of Thank you notes and the declaration of a Writing Truce between Christmas and New Year. Notes of thanks can be attached as formatted counterfoils sent with invoices along with all presents, which only require a quick squiggle of the recipient’s pen.

Obviously a satire on middle-class social conventions.

The Name-Day

Constitutionally timid John James Abbleway works for his firm in Vienna. One winter his fiancée invites him to join her at Fiume. He takes the train south and it starts to snow, very heavily, turning the line into a snowdrift. The engine struggles harder and harder then there is a jolt and John James Abbleway’s carriage slows to a halt. Looking out the window he sees the rest of the train puffing into the distance.

He is left alone in his first class carriage and, on going through to the third class carriage, discovers a solitary old peasant woman. They hear wolves howling. Constitutionally timid John James Abbleway fears they will be eaten by the wolves. Or starve. The woman tells him it is her name day so she knows her saint will protect her. She sells him some of the food in her basket (blood sausages) for an extortionate rate.

Then she announces she knows a house nearby and is going to try to get there. Constitutionally timid John James Abbleway is petrified she will be massacred by the wolves which are howling all round the carriage, but the peasant woman insists it is her name day and she will be perfectly alright. She gets out and steps forth and next thing Abbleway knows, the ‘wolves’ are frolicking round her! He eases open a window and calls her. She shouts back that these are not wolves at all, but her cousin Karl’s dogs and he keeps a pub just beyond the trees. She’ll be back in a bit.

The Lumber Room

Young Nicholas is too clever by half, and for his latest escapade is excluded from the holiday trip which his cousins’ mother arranges for all the children to be taken to Jagborough sands. His aunt forbids him to go into the gooseberry garden. That’s fine by young Nicholas because today is the day he plans to take the big old key from its hiding place on top of some shelves and sneak up to the fearsome and legendary ‘lumber room’ at the top of the house.

When he lets himself into the lumber room it turns out to be precisely the treasure trove such a place should be, dim and dusty with a moth-eaten old fire screen showing an exciting hunting scene and a big old book full of pictures of exotic birds. He hears shouts from the aunt and quickly replaces the book, locks the lumber room door, replaces the key on the shelf and saunters back into the garden.

Missing him, the aunt had herself gone into the gooseberry garden in search and fallen into the empty water tank. Now she is shouting for help. Nicholas saunters over to the water tank and decides to have some fun. ‘How do I know you’re not the Evil One taunting me?’ he taunts. ‘My aunt told me I was forbidden to go in the gooseberry garden’, and so on. The more she protests her identity the more ironically Nicholas replies before casually strolling away.

It is some time before a kitchenmaid, in search of parsley, eventually rescues the aunt from the rain-water tank.

Fur

The sacrifices of friendship were beautiful in her eyes as long as she was not asked to make them.

Eleanor has a super-rich elderly cousin, Bertram Kneyght. She wants to persuade him to give her something really good for her birthday. Her friend Suzanne suggests they ambush the old boy as he walks to his club and inveigle him into the posh department store, Goliath and Mastodon’s where they can hint none too subtly about Eleanor’s birthday.

Indeed they do this but, unbeknown to Eleanor, Suzanne has a plan of her own. She tells Kneyght to buy her friend a fan, just any old fan will do, but then launches on a sad story about how it’s her (Suzanne’s) birthday, too, soon, and how a rich man once promised her a lovely fox-fur stole but never gave it to her.

So the result is that Kneyght gives Eleanor a disappointing fan but Suzanne gets just the luxury silver-fox stole she had been angling for. The friendship between the two women has never recovered. Women Beware Women.

The Philanthropist and the Happy Cat

Direct comparison between Jocantha Bessbury and her cat. Jocantha smugly thinks she has everything she needs, including a lovely house and a lovely garden. Her cat, Attab, spends all day sleeping and at night goes out to catch baby sparrows.

Jocantha falls to reflecting on all the poor around her, poor working girls, shop girls. On an impulse she decides to treat a pair of poor working girls to tickets to the theatre. Well, maybe one one would be better, no need to go mad.

So Jocantha walks to a ticket agency and buys a ticket for a current show, ‘The Yellow Peacock’, then wanders round till she finds an ABC tearooms. Here she spots a sad, pale, forlorn-looking girl sitting by herself, and is about to take pity and play Lady Bountiful when she is surprised by the arrival of the girl’s beau, who is strikingly handsome and self-assured. Jocantha watches them chat then, eventually, the girl has to go.

The story then turns to Jocantha’s half dozen ways of trying to get the dishy young man to catch her eye, including complaining loudly about a muffin, spilling her milk and generally making a commotion. Nothing works. The young man is deeply absorbed in a novel. Eventually Jocantha gives up and comes home, and for the first time regards her house as dull and overfurnished.

She looks at the bloody cat, curled up and smug as ever. ‘But then he had killed his sparrow.’ The droll implication is that Jocantha is every bit the pussy her cat is, but without the hunting abilities. The further implication being that the entire conscious motive of ‘helping the poor’ was a cover for the more self-seeking aim of finding a dishy lover. I.e. philanthropy is bunk, a right-wing (or satirist’s) point of view.

On Approval

None of the discerning patrons of the Restaurant Nuremberg, Owl Street, Soho, are quite sure whether Gebhard Knopfschrank, the young man who caught a ship from Pomerania to London, really is a genuine artist of genius or merely a self-promoting dabbler. He certainly creates striking works.

His pictures always represented some well-known street or public place in London, fallen into decay and denuded of its human population, in the place of which there roamed a wild fauna, which, from its wealth of exotic species, must have originally escaped from Zoological Gardens and travelling beast shows. ‘Giraffes drinking at the fountain pools, Trafalgar Square’ was one of the most notable and characteristic of his studies, while even more sensational was the gruesome picture of ‘Vultures attacking dying camel in Upper Berkeley Street’. There were also photographs of the large canvas on which he had been engaged for some months, and which he was now endeavouring to sell to some enterprising dealer or adventurous amateur. The subject was ‘Hyænas asleep in Euston Station’, a composition that left nothing to be desired in the way of suggesting unfathomed depths of desolation.

Sounds surprisingly science fiction, doesn’t it, a touch of H.G. Wells.

Anyway, over time the regulars notice that Gerhard’s orders at the restaurant are becoming simpler, wine gives way to lager and then to water. This is because Gebhard Knopfschrank is starving. Nothing is selling.

Then one evening he orders a massive, slap-up feast, the finest of everything and puts the Star-Spangled Banner on the music box. The restaurant regulars mutter that he must finally have been ‘discovered’ by a rich American, speculate that his prices will now shoot up, and they quickly hurry to buy up the sketches he’s brought along, as usual, in his portfolio, and at the asking price of ten shillings a pop.

It is only when he’s sold them all that Gerhard disabuses them. His benefactor is an American alright, but one who ploughed his car into the flock of pigs his parents back in Pomerania were walking along a road to market. Being American he promptly offered way over the asking price, making Mamma and Papa rich at a stroke, and they have sent their son in London some of the largesse. Nothing to do with his paintings.

God be thanked for rich Americans, who are always in a hurry to get somewhere else.

And his paintings? Oh, he thinks they’re worthless so he’s burnt them all. Tomorrow he catches the boat back to Pomerania and he’s never coming back. Leaving the restaurant regulars feeling very stupid at having splashed out so much money in a panic for now-worthless drawings.

Obviously a satire on the wild fads and inflated prices of the art world which is, of course, nothing like that 110 years later.


Animals

Obviously the title of the volume is justified by the centrality, in most of the stories, of an animal. In many instances the robust natural behaviour of the animal highlights the artificiality and hypocrisy of the humans. For example, just the blunt existence of the boar-pig highlights the sneakiness and snobbery and competitiveness and bitterness-at-not-being-invited-to-the-party of Mrs. Philidore Stossen.

Animals are innocent because they are not free to make choices. They just do what they do, and their lack of freedom of action somehow highlights the tremendous over-freedom which human beings suffer from, and all the silly snobberies and social restrictions and manners and conventions which we squander that freedom on.

Smart youth versus dumb age

She was a woman of few ideas, with immense powers of concentration.

This is not the first time Saki has expressed this idea and it prompts the reflection that the stories often present a pretty straightforward dichotomy between the simple-minded but obstinate older generation (the apparently never-ending series of prohibiting aunts) who insist on narrow, inflexible ideas of right and wrong and decency etc; and the nimble-witted, ironic and satirical young men and women, who dance ironical rings around them.

The most consistent embodiment of the latter is Clovis Sangrail, but the same spirit is at work in some of the other young adult characters, and often in Saki’s children. His children consistently lack the narrow-minded, good-mannered hypocrisy of their elders, and simply do and say what they fancy, and are all the more shocking for it.

For example,  Mrs Cuvering’s malicious 13-year-old daughter, Matilda, in The Boar-Pig or Mrs. Sappleton’s 15-year-old niece who makes up the story about her dead menfolk in The Open Window or youthfully malicious Nicholas in The Lumber Room.

Are these malicious children the ‘super-beasts’ of the title?

Is Clovis a knut?

In the story The Dreamer Adela Chemping worries that her sleek, pomaded 18-year-old nephew Cyprian might be a ‘nut’. In A Holiday Task the narrator compares Kenelm Jerton to a ‘supernut’. A what?

The term ‘nut’ was Edwardian slang for an idle, upper-class, man-about-town. The word was immortalised in the popular music-hall song Gilbert The Filbert, written and composed by Arthur Wimperis and Herman Finck in 1914 and made famous by the well-known singer Basil Hallam. Here it is from a 1966 disc featuring English character actor Arthur Treacher (on the right) and (improbably enough) the American host of a US TV chat show, Merv Griffin, both cashing in on the fashion for ‘Swinging London’.

Anyway, the point is the lyrics:

I am known round Town as a fearful blood
For I come straight down from the dear old flood
And I know who’s who, and I know what’s what
And between the two I’m a trifle hot
For I set the tone as you may suppose
For I stand alone when it comes to clothes
And as for gals just ask my pals
Why everybody knows.

Chorus: I’m Gilbert the Filbert, the Knut with a K,
The pride of Piccadilly the blasé roué,
Oh Hades, the ladies, who leave their wooden huts
For Gilbert the Filbert the Colonel of the Knuts.

You may look upon me as a waster, what?
But you ought to see how I fag and swot
For I’m called by two, and by five I’m out
Which I couldn’t do if I slacked about
Then I count my ties and I change my kit
And the exercise keeps me awfully fit
Once I begin I work like sin
I’m full of go and grit.

P.G. Wodehouse described the phenomenon of the ‘knut’ at length. In the preface to Joy in the Morning (1946) he wrote:

The Edwardian knut was never an angry young man. He would get a little cross, perhaps, if his man Meadowes sent him out some morning with odd spats on, but his normal outlook on life was sunny. He was humble, kindly soul, who knew he was a silly ass but hoped you wouldn’t mind. He liked everybody, and most people like him. Portrayed on the stage by George Grossmith and G. P. Huntley, he was a lovable figure, warming the hearts of all. You might disapprove of him not being a world’s worker, but you could not help being fond of him… Most knuts were younger sons, and in the reign of good King Edward the position of the younger son in aristocratic families was… what’s the word, Jeeves? Anomalous? You’re sure? Right ho, anomalous. Thank you, Jeeves.

So is Clovis a ‘nut’ or ‘knut’ (the spelling seems to have been unstable)? On the face of it, yes, and the aunts quoted above are right to be worried that their 18-year-old nephews may be turning into unemployed, hyper-well-dressed, unemployed young men-about-town.

In 1994 a new word, ‘metrosexual’, made its first appearance in print to describe: ‘a heterosexual urban man who enjoys shopping, fashion, and similar interests traditionally associated with women or gay men’. Maybe the metrosexual is a descendant of the k/nut which scandalised the older generation in the decadent 1890s and the Edwardian 1900s.

(Interesting to note, in passing, that the term ‘waster’, which in my teenage years was used to describe potheads, was in common use in 1914.)

Silly names

People remember Saki’s stories for their high society cast and settings, for the often exotic animal interventions, for the droll humour and the sometimes macabre turns of events. But Saki was also prolific in the creation of silly names:

Leonard Bilsiter, Mrs. Hoops, Clovis Sangrail, Sir Lulworth Quayne, Mrs. Philidore Stossen, Miss Matilda Cuvering, Sylvester Mullet, Toby Mullett, Mr. Penricarde, Dora Bittholz, Jane Martlet, Framton Nuttel, Mrs. Sappleton, Lulu, Duchess of Dulverton, Vasco Honiton, Mrs. Ladbruk, Martha Crale, Latimer Springfield, Duke of Falvertoon, Morton Crosby, Miss Hope, Mrs. Quabarl, Blenkinthrope, Edmund Smith-Paddon, Zoto Dobreen, Egbert, Norman Gortsby, Lady Blonze, Blanche Boveal, Rachel Klammerstein, Waldo Plubley, Basset Harrowcluff, Sophie Chattel-Monkheim, Mrs. Thackenbury, Agnes Blaik, Adela Chemping, Mrs. Bebberly Cumble, Betty Coulterneb, Mrs. Attray, the Norridrums, Eleanor Saxelby, Marion Eggelby, Editha Clubberley, Hildegarde Shrubley, Kenelm Jerton, Lady Starping, Lady Braddleshrub, Kestrel-Smith, Lady Mousehilton, Lady Ulwight, Lady Befnal, Mrs. Stroope, Theophil Eshley, Adela Pingsford, Treddleford, Amblecope, Mrs. Thropplestance, Mrs. Yonelet, Dora Yonelet, the Froplinsons, Mrs. Stephen Ludberry, Colonel Chuttle, John James Abbleway, Bertram Kneyght, Sylvia Strubble, Mrs Nougat-Jones,

Having taken the trouble to compile this list, at least two points arise. The names are obviously eccentric and unusual but they have neither the inspired grotesqueness of Dickens’s characters (Flintwich, Quilp, Uriah Heep, Ebenezer Scrooge) nor the silver mellifluousness of Oscar Wilde’s characters (Lady Windermere, Dorian Grey).

Instead Saki’s names are genuinely odd and bizarre – Waldo Plubley, Basset Harrowcluff, Mrs. Bebberly Cumble, Lady Braddleshrub – without actually being funny. They are more like explorations of the bizarre possibilities of combining English phonemes in unexpected ways than names anyone would ever actually bear.

The second thing I noticed as I collected the names, is the number of stories which start with the statement of a name, start by introducing a character in the very first sentence, go on to give them a swift paragraph of profile, and then plunge them headfirst into a plight.

My point being that Saki’s stories rarely start with descriptions or settings or anything symbolical or with the explanations of facts or events. They start with, their very first words, are silly names. And this emphasises the way his stories aren’t about issues or ideas or places or atmospheres or landscapes or cityscapes or politics or history, but are entirely about people, people from a very narrow stratum of society, who are immediately introduced, by the narrator or in dialogue with a spouse or friend. The almost immediate introduction of the main protagonist is a function of the way the stories are extremely short and crisp and very tightly wrapped.

In fact, to dig a bit deeper, a brief review of the openings of the stories in this collection suggest that they open in one of three ways:

  1. immediate naming of a character
  2. a line of dialogue which introduces a character and/or the speaking character
  3. a brief description

1. Immediate naming

  • Leonard Bilsiter was one of those people who have failed to find this world attractive or interesting, and who have sought compensation in an ‘unseen world’ of their own experience or imagination – or invention. (The She-Wolf)
  • Norman Gortsby sat on a bench in the Park, with his back to a strip of bush-planted sward, fenced by the park railings, and the Row fronting him across a wide stretch of carriage drive. (Dusk)
  • Lady Carlotta stepped out on to the platform of the small wayside station and took a turn or two up and down its uninteresting length (The Schartz-Metterklume Method)
  • Basset Harrowcluff returned to the home of his fathers, after an absence of four years, distinctly well pleased with himself. (Cousin Teresa)
  • Sir Lulworth Quayne was making a leisurely progress through the Zoological Society’s Gardens in company with his nephew, recently returned from Mexico. (The Yarkand Manner)
  • Sophie Chattel-Monkheim was a Socialist by conviction and a Chattel-Monkheim by marriage. (The Byzantine Omelette)
  • Marion Eggelby sat talking to Clovis on the only subject that she ever willingly talked about – her offspring and their varied perfections and accomplishments. (Clovis on Parental Responsibilities)
  • Kenelm Jerton entered the dining-hall of the Golden Galleon Hotel in the full crush of the luncheon hour. (A Holiday Task)
  • Theophil Eshley was an artist by profession, a cattle painter by force of environment. (The Stalled Ox)
  • Treddleford sat in an easeful arm-chair in front of a slumberous fire… (A Defensive Diamond)
  • Teresa, Mrs. Thropplestance, was the richest and most intractable old woman in the county of Woldshire. (The Elk)
  • Jocantha Bessbury was in the mood to be serenely and graciously happy. (The Philanthropist and the Happy Cat)
  • [Name at the end of the sentence] Of all the genuine Bohemians who strayed from time to time into the would-be Bohemian circle of the Restaurant Nuremberg, Owl Street, Soho, none was more interesting and more elusive than Gebhard Knopfschrank.

A line of dialogue introducing a character

  • ‘You are not really dying, are you?’ asked Amanda.
  • ‘I hope you’ve come full of suggestions for Christmas,’ said Lady Blonze to her latest arrived guest.’ (A Touch of Realism)
  • ‘Dora Bittholz is coming on Thursday,’ said Mrs. Sangrail…’ (The Hen)
  • ‘My aunt will be down presently, Mr. Nuttel.’ (The Open Window)
  • ‘I’ve asked Latimer Springfield to spend Sunday with us and stop the night,’ announced Mrs. Durmot at the breakfast-table.’ (The Lull)
  • ‘You’ve just come back from Adelaide’s funeral, haven’t you?’ said Sir Lulworth to his nephew. (The Blind Spot)
  • ‘It’s a good thing that Saint Valentine’s Day has dropped out of vogue,’ said Mrs. Thackenbury. (The Feast of Nemesis)
  • ‘I’ve just been to see old Betsy Mullen,’ announced Vera to her aunt, Mrs. Bebberly Cumble. (The Quince Tree)
  • ‘Is matchmaking at all in your line?’ Hugo Peterby asked the question with a certain amount of personal interest. (The Forbidden Buzzards)
  • ‘Ronnie is a great trial to me,’ said Mrs. Attray plaintively. (The Stake)
  • ‘Have you written to thank the Froplinsons for what they sent us?’ asked Egbert. (‘Down Pens’)
  • ‘You look worried, dear,’ said Eleanor.

Description

  • The hunting season had come to an end, and the Mullets had not succeeded in selling the Brogue.
  • The great galleon lay in semi-retirement under the sand and weed and water of the northern bay where the fortune of war and weather had long ago ensconced it. (The Treasure-Ship)
  • The farmhouse kitchen probably stood where it did as a matter of accident or haphazard choice; yet its situation might have been planned by a master-strategist in farmhouse architecture. (The Cobweb)
  • The season of strikes seemed to have run itself to a standstill. Almost every trade and industry and calling in which a dislocation could possibly be engineered had indulged in that luxury. (The Unkindest Blow)
  • It was autumn in London, that blessed season between the harshness of winter and the insincerities of summer (The Romancers)
  • It was the season of sales. The august establishment of Walpurgis and Nettlepink had lowered its prices for an entire week as a concession to trade observances (The Dreamer)
  • It was a hot afternoon, and the railway carriage was correspondingly sultry, and the next stop was at Templecombe, nearly an hour ahead. (The Story Teller)

Related links

Saki’s works

When William Came by Saki (1913)

Invasion literature

According to Wikipedia:

Invasion literature (also The Invasion Novel) is a literary genre that was popular in the period between 1871 and the outbreak of the First World War 1914. The invasion novel was first recognised as a literary genre in the UK, and is generally said to have started with George Tomkyns Chesney’s novella The Battle of Dorking: Reminiscences of a Volunteer, published in 1871, an account of a German invasion of England prompted by the recent Franco-Prussian War. Invasion literature played to national anxieties about hypothetical invasions by foreign powers and was very popular, not only in the UK. By 1914 the invasion literature genre included more than 400 novels and stories.

Examples of classic invasion literature which I’ve reviewed include:

H.G. Wells’s classic The War of the Worlds is, arguably, the high point of one aspect of the genre, playing to anxieties of terrestrial invasion but adding an entirely new layer of alien invasion onto it, an idea which has, obviously, spawned tens of thousands of copycat alien invasion fictions.

When William Came

When William Came is a relatively late example of invasion literature, being published as it was only a year before the outbreak of real war with Germany, in August 1914. The novel starts when the Germans, under Kaiser Wilhelm, have already invaded and conquered Britain, sometime in 1915 (see below for how the date is calculated).

The entire brief conflict is over by the time the main male protagonist , Murrey Yeovil, arrives back in his defeated homeland to observe the atmosphere of a London and England superficially unchanged but now under the control of the Kaiser, his German army and police.

Plot summary

At the age of 24, handsome youngish Murrey Yeovil inherited a fortune and has spent it journeying and adventuring to the back of beyond. Somewhere in Siberia he came down with marsh fever and was nursed by local tribesmen for weeks before he finally staggered to the nearest settlement, and eventually made it to a Finnish town where he rested & recovered, read the papers, and heard the news that Britain had been conquered in a lightning naval strike by Germany.

Chapter 1 The singing bird and the barometer

The novel opens with pretty Cicely Yeovil in her house in Berkshire Street, in fashionable West London, sitting in a swing chair and observing herself in a mirror. She is, we are to take it, an emblem of precisely the sort of self-centred narcissism rampant among England’s upper classes, which allowed Britain to be defeated.

Cicely is in the company of Ronnie Storr, a handsome man about town. They discuss the fact that she is expecting her husband, Murrey Yeovil, to arrive home today. He was in Russia when Germany invaded: ‘Somewhere in the wilds of Eastern Siberia, shooting and bird collecting, miles away from a railway or telegraph line’.

They speculate how Murrey will take to the German domination of things, and review the attitudes which their friends have taken to England having been invaded: from the tragical tone of many of London’s High Society who have either taken themselves off to their country retreats or left the country altogether, either for exile in Continental capitals such as Paris, or have fled to Britain’s colonies abroad which, a trifle illogically, have remained British. The most notable of these is the king, who has set up a new court in Delhi, jewel of the British Empire. Everyone (in the high society Saki is concerned with) refers to the German invasion by the euphemism ‘the fait accompli‘.

A servant announces the arrival of Tony Luton.

Tony Luton was a young man who had sprung from the people, and had taken care that there should be no recoil. He was scarcely twenty years of age, but a tightly packed chronicle of vicissitudes lay behind his sprightly insouciant appearance.

Tony has made a career as a singer of popular songs. He is one of a number of anticipations of the slim, clever form of Noel Coward (who was to become famous during the 1920s) which crop up throughout Saki’s fiction.

The threesome discuss the impending first night of a performer they all support, the daughter of a landed family, Gorla Mustelford, who has taken up ‘expressive dance’. When Tony announces that the Kaiser himself is going to attend the first night, Ronnie tells Cicely she simply must hold a first-night party for Gorla and she willingly agrees. They all agree she must invite Lady Shalem.

Grace, Lady Shalem, was a woman who had blossomed into sudden importance by constituting herself a sort of foster-mother to the fait accompli. At a moment when London was denuded of most of its aforetime social leaders she had seen her opportunity, and made the most of it… Lady Shalem, without being a beauty or a wit, or a grand lady in the traditional sense of the word, was in a fair way to becoming a power in the land.

Chapter 2 The homecoming

Murrey Yeovil arrives at Victoria station and is irked when the taxi driver speaks to him in German. He arrives home and Cicely is full of sympathy as she listens to more details of how he got fever in the back of beyond, was tended by tribesmen, eventually made it across Russia to a health resort in Finland where he stayed for weeks to recover his strength.

Murrey is still only three-quarters well again, his face is grey and sallow. He is upset by the post-conquest changes: ‘the alterations on stamps and coinage, the intrusive Teuton element, the alien uniforms cropping up everywhere, the new orientation of social life.’

Chapter 3 The Metskie Tsar

Yeovil goes to see his doctor, Dr Holham, and this is an opportunity for Saki to describe in detail what happened to him in Russia, from the marsh fever he came down with to the slow and shocking realisation of Britain’s defeat.

It’s also an opportunity for the doctor to fill him (and the reader) in on a more precise description of the sequence of events, namely: the war was triggered by a frontier incident in East Africa, then next thing we knew the Germans attacked on all fronts. Their ships combined with aircraft defeated ours. They had numerical superiority so could defeat us in several places simultaneously. The Germans hadn’t initially planned annexation, but, once they realised it was a possibility, Warum nicht? and so Britain has become a sort of Alsace-Lorraine. (The king has fled to Delhi and set up an alternative court. Not the first time, as the narrator dryly points out, there has been a king ‘across the water’.)

Dr Holham says the Liberal Party had been in power for ‘nearly a decade’ and so were widely blamed for the defeat. (Since the Liberals won a landslide victory in the 1906 election this places the fictional invasion in about 1915, two years into the book’s future.) Yeovil expresses his bluff, manly patriotism:

‘But, surely—a nation such as ours, a virile, highly-civilised nation with an age-long tradition of mastery behind it, cannot be held under for ever by a few thousand bayonets and machine guns. We must surely rise up one day and drive them out.’

But Dr Holham crushes him by describing how quickly the British abandoned thoughts of resistance: for everyday life must go on, people must eat, work, earn money, business must trade. The golf links are filling up again, sport is resuming.

The doctor then goes on to make a special case of London, explaining that London is to an unusual extent a cosmopolitan city, and its art world is intrinsically cosmopolitan and less patriotic than the rest of the country:

You must remember that many things in modern life, especially in the big cities, are not national but international. In the world of music and art and the drama, for instance, the foreign names are legion, they confront you at every turn, and some of our British devotees of such arts are more acclimatised to the ways of Munich or Moscow than they are familiar with the life, say, of Stirling or York. For years they have lived and thought and spoken in an atmosphere and jargon of denationalised culture—even those of them who have never left our shores. They would take pains to be intimately familiar with the domestic affairs and views of life of some Galician gipsy dramatist, and gravely quote and discuss his opinions on debts and mistresses and cookery, while they would shudder at ‘D’ye ken John Peel?’ as a piece of uncouth barbarity. You cannot expect a world of that sort to be permanently concerned or downcast because the Crown of Charlemagne takes its place now on the top of the Royal box in the theatres, or at the head of programmes at State concerts.

So, in this view, London’s art world and High Society is, by its nature, less patriotic than the rest of the country, or even unpatriotic. It’s quite a vicious claim for Saki to be making and all the more surprising because he made his entire career out of detailed depictions of precisely this class.

Saki’s antisemitism

So far, so cutting. But then, to my surprise, the two characters step over a line and transition from being anti-London to becoming overtly antisemitic.

‘And then there are the Jews.’
‘There are many in the land, or at least in London,’ said Yeovil.
‘There are even more of them now than there used to be,’ said Holham. ‘I am to a great extent a disliker of Jews myself, but I will be fair to them, and admit that those of them who were in any genuine sense British have remained British and have stuck by us loyally in our misfortune; all honour to them. But of the others, the men who by temperament and everything else were far more Teuton or Polish or Latin than they were British, it was not to be expected that they would be heartbroken because London had suddenly lost its place among the political capitals of the world, and became a cosmopolitan city. They had appreciated the free and easy liberty of the old days, under British rule, but there was a stiff insularity in the ruling race that they chafed against. Now, putting aside some petty Government restrictions that Teutonic bureaucracy has brought in, there is really, in their eyes, more licence and social adaptability in London than before.’

This speech combines a number of antisemitic tropes:

Antisemitic trope 1: Jews everywhere

That the Jews were somehow everywhere, ‘many in the land’. Certainly the 1880s and 1890s had seen large-scale immigration of Jews to Britain fleeing from pogroms in Russia. Between 1880 and 1900 an estimated 150,000 Jewish immigrants arrived in London, mostly settling in the East End where competition for housing and work caused much ill feeling and gave rise to the nativist, anti-immigration party, the British Brothers League. It was lobbying by the League and a shrewd alliance with sympathetic MPs which led to the 1905 Aliens Act, which was the first attempt in British law to limit immigration.

But the rhetoric around Jewish immigration (astonishingly, hair-raisingly racist as it appears to modern sensibilities) exaggerated the impact that 150,000 people made on a filthy, over-crowded London whose population was already five million. If there was competition for sweatshop jobs and appalling housing conditions, these were present before the Jews arrived. These were English problems created by decades of English exploitation and neglect.

Antisemitic trope 2: Jews cosmopolitan

The second antisemitic trope is that the Jews are essentially ‘cosmopolitan’ and ‘rootless’ and therefore intrinsically less patriotic or incapable of patriotism in the way that other ‘races’ are (the French ‘race’, the British ‘race’, the German ‘race’ etc); that they actively prefer London under enemy occupation as it is more like the continental capitals they are used to.

This is just a slur, a libel, which the doctor himself goes on to qualify as being untrue for most if not all British Jews. But that doesn’t stop him expressing it and Yeovil nodding sagely as if they’ve both made a penetratingly wise analysis of Edwardian society’s many ills.

Edwardian anxieties

Because that’s what’s at the root of the problem: Edwardian society’s profound anxiety about itself.

The Boer War and poverty The ruling classes and their cronies in the Press had been shocked by Britain’s poor showing in the Boer War, which should have been over in a few months but dragged on for two and a half painful years (1899 to 1902). They were shocked to discover the terrible state of the working class men rounded up from the slums of London, Birmingham and Glasgow and packed off to the distant Veldt where they were easily outclassed by the fit guerrilla fighters of the Boers. (The most quoted statistic is that, of the young men recruited for the war from the slums of Britain’s cities, as many as 40% were unfit for military service and suffered from medical problems such as rickets and other poverty-related illnesses.)

The decadence At the other end of the social scale there was an ongoing moral panic about the moral decline of the sons of the super-rich upper classes, what the antisemitic polemicist Arnold White called ‘bad smart society’ in his 1901 diatribe Empire and Efficiency. The worry that the British Empire would go the way of the Roman Empire, which everyone agreed had collapsed due to its moral decadence and self-indulgence. To every decent chap’s horror there were even artistic and literary movements which prided themselves on their ‘decadence.’

The Oscar Wilde trial (1895) gave the enemies of decadence a focal point and symbol with which to whip all these decadent tendencies, and try to enforce more martial virtues, the old Roman Republican virtues of heroism and self-sacrifice. But, as Saki’s own stories amply demonstrate, set as they are among fantastically decadent, orchidaceous young men and catty Society women, this campaign had a very limited impact. While the Germans were aggressively building up their fleet of Dreadnoughts, Imperialists of the Kipling brand warned of the dangers of attack, and called for a physical and moral revolution across the land, but Kipling’s tone is one of a prophet in the wilderness who becomes all the more anxious the more he is ignored.

Military rivalry In addition to the threat of moral collapse from within and armed threat from Europe, Edwardian England was faced with other seemingly intractable problems. Civil war was threatening in Ireland and the entire political class was taking sides over the conflict. An evermore militant trade union movement supported a Labour Party which was threatening to gain more MPs and overturn the duopoly of power between Conservatives and Liberals which had lasted over a century. Women of all classes were united in the surprisingly disruptive and divisive Suffragette Movement. And various colonies threatened rebellion and revolt, not least the jewel in the Crown, India, with its growing Indian National Congress  party, founded 1885.

Jews as scapegoats

The great advantage of having a scapegoat is that everything can be blamed on them. All the anxieties and resentments and furies of all the different classes and parties in Edwardian society could be focused on just one convenient figure – the ‘Jew’. Society becoming too luxurious and decadent? Blame it on the corrupt spirit of the Oriental Jew. Society too greedy and money-minded? Blame it on the Jewish banker. Society aflame with Socialist agitation? Blame it on the Jewish Socialists. The East End packed with filthy hovels? Blame it on Jewish immigration or rackrenting Jewish landords. Good, solid British culture being borne down in a welter of cosmopolitan art and radical theatre? Blame it on Jewish intellectuals and Jewish impresarios (later on, Saki goes to lengths to point out that the Caravansery Theatre of Varieties which features in the story is managed by Messrs. Isaac Grosvenor and Leon Hebhardt, continuing his theme that cosmopolitan Jews run everything).

There was no social, political or cultural problem too large or too small which couldn’t be laid at the door of the scapegoat figure of ‘the Jew’, stereotypically seen as rootless, cosmopolitan, with no fixed homeland, and therefore the enemy of all the good, solid, traditional British blah blah blah values.

Against this backdrop Saki creates a fine, upstanding, huntin’, shootin’ and fishin’ Aryan hero who is associated with clean, healthy living, either in the wild, among wolves on the distant steppes of Russia, or fox hunting across unspoilt Wessex. Murrey Yeovil’s structural role in the narrative is to act as a clean, upstanding contrast to cosmopolitan London and its moral corruption and idle, upper-class chatter, as described by his sidekick Dr Holham:

‘People of the world that I am speaking of, our dominant world at the present moment, herd together as closely packed to the square yard as possible, doing nothing worth doing, and saying nothing worth saying, but doing it and saying it over and over again, listening to the same melodies, watching the same artistes, echoing the same catchwords, ordering the same dishes in the same restaurants, suffering each other’s cigarette smoke and perfumes and conversation, feverishly, anxiously making arrangements to meet each other again to-morrow, next week, and the week after next, and repeat the same gregarious experience.’

It was psychologically easy for people like Saki or his characters to channel their ill-focused dislike of modern life, with all its rapid changes and stresses and anxieties, first onto The City, the embodiment of alienating Modernity, and then onto the figure which generations of antisemitic prejudice had created as somehow the embodiment of everything which was corrupting about modern urban life, ‘the Jew’.

Antisemitism as problem avoidance

Like all racist stereotypes, antisemitism allows the believer to avoid having to confront the intractably complex and difficult issues about his own society and his own relationship to it. Just possibly it was not foreigners who were responsible for the corruption and superficiality of London life, for mass poverty and slums, for high crime rates and the growth of radical socialist politics: maybe it was the British ruling class themselves who were responsible for creating this anxious and divided society. But you can see how an entire class would prefer not to look its own failure in the face, and much prefer to blame them, the others, the outsiders, the rich Jews, the poor Jews, the bankers, the Socialists, they’re all in it together, it’s a great Jewish conspiracy!

Antisemitism as a bonding force for antisemites

And like all socially shared stereotypes, antisemitism also allows its exponents to bond together, to cement friendships, to assert shared values, exactly as Yeovil and the doctor do in this chapter. There’s a particularly unpleasant and telling way in which the antisemites use periphrases to refer to Jews: referring to ‘Hebraic-looking gentlemen’, or people whose ancestors hale from ‘the Jordan valley’, or use cod Biblical phrases like the alleged fact that they are ‘many in the land’. The antisemites think they’re being so clever, so civilisé, using their fancy codes and crossword-clue style allusions to Jews. But they’re not; they’re being thick and racist. Antisemitism is a stupid person’s idea of ‘clever’.

Summary of discussion of antisemitism

To sum up: antisemitism is not actually the central theme of this book, it is ‘merely’ an unpleasantly recurring leitmotif, a subset of the bigger issue the text sets out to investigate, namely Britain’s moral, political, cultural and military collapse. But it has an impact on the modern reader out of proportion to its relatively minor presence in the text, because of the calamitous history which was to come later and which we, now, know so much about.

Considered as a fiction, it is fascinating to see how Saki shows that antisemitism has arisen in Murrey Yeovil’s character, how it derives from this simplistic city-country dichotomy, and how it has become horribly intertwined with notions of patriotism versus ‘rootless cosmopolitanism’, corrupt town versus noble country and so on. Saki the novelist gives Murrey’s antisemitism a great psychological plausibility.

And it is always possible that Saki is pulling the basic fictional trick on us of fooling us into sympathising with, or taking seriously, a character who he himself despises. But it doesn’t feel like that. It feels like Murrey Yeovil really is the ‘hero’, albeit flawed, of this slender novel, and that his bitter resentment of Jews is included in the novel because Saki himself, at least in part, shared it.

And so I’m afraid the broad vein of antisemitism which runs through this novel has permanently tainted my enjoyment of all Saki’s other works. Anyway. Back to the plot summary:

Chapter 4 ‘Es ist verboten’

The morning after Yeovil’s long chat with the doctor, he comes downstairs to a scumptious breakfast prepared by servants (when did servants stop being a thing in England? The 1940s?). Cicely explains to Yeovil how many of their upper-class friends have either retreated to their country estates, or have moved to one of the colonies. (It is, on the face of it, an anomaly that the colonies continue to remain British, though this is directly addressed later on by a German character who says the Germans simply have no interest in winning or running them. All they want is the freedom to develop their own colonies, which they have now won.)

Yeovil goes for a walk through Hyde Park where he notices Teutonic changes: for example, the tea rooms have changed to a continental bar serving lager and coffee, a troop of shiny German cavaliers rides by, and a policeman gives him an on-the-spot fine for walking on the grass (as they do in Switzerland), warning him that walking on the grass is, under the new regime, ‘verboten’.

Chapter 5 L’art d’etre cousine

Cicely holds a lunch party to which come her sort-of boyfriend Ronnie Storr, as well as the insufferable chatterbox Joan Mardle. After idle chat, Joan moves on to discuss the law about the House of Lords. All titles will lapse unless the holder takes an oath of allegiance to the Kaiser.

Then to the issue of Gorla Mustelford and her first night of ‘suggestive dancing’ at the Caravansery Theatre. Interestingly, ‘suggestive’ doesn’t seem to have the meaning it has for us now i.e. sexual suggestiveness, for Gorla is doing a dance ‘suggestive of the life of a fern’, so it seems to mean something more like imitative or mimicking.

Joan Mardle has realised the Yeovils are poles apart on the great question of the day, which is whether to acquiesce in the German conquest or resist. Cicely insists she will throw a party for Gorla’s first night though, out of consideration for Murrey’s views, not at their home but at a restaurant.

Chapter 6 Herr von Kwarl

Portrait of an adviser to the government, Herr Von Kwarl, sat at his favourite table in the Brandenburg Café at the bottom of Regentstrasse (i.e. in Berlin), and discussing the Occupation with Herr Rebinok, the plump little Pomeranian banker. They play chess (with comically aggressive comments) then discuss the future of the Occupation. Von Kwarl dismisses the notion of Delhi assembling a coalition against them. No, the pressure point is the young generation of Brits: will they acquiesce or revolt? In particular, over German plans to introduce national service which Britain has never had before.

Chapter 7 The Lure

Cicely and Murrey have diametrically opposed reactions to the Occupation. She is given very persuasive arguments that the old values and ways must be maintained despite everything. She is a ‘gradualist’. She believes British values may come to infiltrate the German Empire, a kind of reverse takeover which may end up dictating the whole drift of German policy. Alternatively, there may come a moment in the future which is propitious to an armed uprising. But not now: for the moment, normal British life and values must be preserved. In particular she holds out to Murrey ‘the lure’ of the chapter’s title, which is that he should resume his place with the East Wessex Hunt, maintaining the best traditions of an independent England.

Among the small squires and yeoman farmers, doctors, country tradesmen, auctioneers and so forth who would gather at the covert-side and at the hunt breakfasts, there might be a local nucleus of revolt against the enslavement of the land, a discouraged and leaderless band waiting for some one to mould their resistance into effective shape and keep their loyalty to the old dynasty and the old national cause steadily burning.

Chapter 8 The First Night

The first night of Gorla Mustelford’s dance show, included on a mixed bill at the Caravansery Theatre of Varieties. ‘Everyone’ is there but the chapter is mainly a vehicle for Yeovil’s jaded reflections on London’s sell-out society with its ‘babble of tongues and shrill mechanical repartee.’ There is an unpleasantly antisemitic passage about the prevalence of Jews from many countries in the audience.

At first sight and first hearing the bulk of the audience seemed to comprise representatives of the chief European races in well-distributed proportions, but if one gave it closer consideration it could be seen that the distribution was geographically rather than ethnographically diversified. Men and women there were from Paris, Munich, Rome, Moscow and Vienna, from Sweden and Holland and divers other cities and countries, but in the majority of cases the Jordan Valley had supplied their forefathers with a common cradle-ground. The lack of a fire burning on a national altar seemed to have drawn them by universal impulse to the congenial flare of the footlights, whether as artists, producers, impresarios, critics, agents, go-betweens, or merely as highly intelligent and fearsomely well-informed spectators. They were prominent in the chief seats, they were represented, more sparsely but still in fair numbers, in the cheaper places, and everywhere they were voluble, emphatic, sanguine or sceptical, prodigal of word and gesture, with eyes that seemed to miss nothing and acknowledge nothing, and a general restless dread of not being seen and noticed.

This soon segues into Yeovil’s equally bitter meditations on other classes who have too-readily accepted occupation, but nonetheless, its rank antisemitism leaves a very bad taste in the mouth. Yeovil contrasts the English high society sellouts with the Bulgarian people who put up a fight against their oppressor and so are now (1913) independent (of the Ottoman Empire).

Thoughts about those who have sold out or accepted ‘the fait accompli’ focus on the figure of ambitious social climber Lady Shalem, who has kept London society going and whose husband will soon be rewarded with a Barony by a grateful Kaiser.

There is also a loud tiresome American. Saki clearly hates Americans cf. the honeymoon chapter in The Unbearable Bassington. They’re one more symptom of the ghastly modern world which he hates, along with motor cars and continental cafés and cosmopolitan Jews.

The ‘redoubtable von Kwarl’ makes a ‘visit of ceremony’ to Cicely’s box. Yes, she is very well in with the new ruling class, her husband observes, bitterly.

Chapter 9 An evening ‘to be remembered’

The narrator fiercely criticises Gorla Mustelford’s graceless, restless dancing and lambasts the superficiality of the audience. By contrast with the fine balance of his short stories, in this novel Saki’s contempt and almost hatred of the English upper classes is revealed in all its bile and anger.

The Kaiser arrives, slipping into his box with no fuss except that the entire theatre stops to stare. Yeovil is disgusted at their sycophancy.

And then the performance is over and everyone goes to the party Cicely has arranged at a restaurant where the narrator lets rip his contempt for the pretentious loudmouth prattle of ghastly London High Society, awful people shouting their banal opinions at the tops of their voices.

The narrative pans over various groups until arriving at the popular singer Tony Luton, who had himself performed at the evening’s gala, sweet-talking the elderly and very rich Gräfin von Tolb, who has taken up residence in Berkeley Square.

Chapter 10 Some reflections and a Te Deum

It is the day after the Mustelford first night and Cicely’s wildly successful party. The chapter shares with us Cicely’s strategic analysis of how the success of the party has positioned her within London’s new, post-conquest world. The friendship of Lady Shalem was important, but the patronage of the Gräfin is vital. She tries to be polite to Murrey over breakfast but he gets bitter when she asks if he has read about her supper-party. He makes another antisemitic remark.

‘There is a notice of it in two of the morning papers, with a list of those present,’ said Yeovil; ‘The conquering race seems to have been very well represented.’
‘Several races were represented,’ said Cicely; ‘a function of that sort, celebrating a dramatic first-night, was bound to be cosmopolitan. In fact, blending of races and nationalities is the tendency of the age we live in.’
‘The blending of races seems to have been consummated already in one of the individuals at your party,’ said Yeovil drily; ‘the name Mentieth-Mendlesohnn struck me as a particularly happy obliteration of racial landmarks.’
Cicely laughed.

It shows you how, for people of Yeovil and Saki’s ilk, the nations of the world were composed of clearly defined races, the Teuton, the Anglo-Saxon, the Latin, the Muslim, the Arab and so on. More controversially, they have a primitive feeling that miscegenation, or the marrying across racial lines, is unfortunate, and hence the joke about Mrs Mentieth-Mendlesohnn, whose name shows she is a ‘cross’ between Scottish and Jewish ‘blood’. For some reason the very rootlessness of Jews, the way they have no fixed nation but crop up as citizens of many other nations, offends Yeovil and brings out these unpleasant cracks.

On a separate subject, considered as a fiction, it is a simple but effective idea to position a husband and wife with polar opposite views about the novel’s central issue, i.e. how to respond to the catastrophe of being conquered and humiliated; to have the differing attitudes to being conquered dramatised within a marriage, with the wife, in particular, worried that her plans to become force in London High Society, might be derailed by her begrudging husband.

Chapter 11 The tea shop

Yeovil goes for a walk down Piccadilly and into Burlington Arcade, whose entire west side of shops has been removed to make way for German-style café tables at which a very cosmopolitan mix of peoples and languages are drinking their coffees and syrups and listening to a band playing the latest transatlantic jingles.

From around the tightly-packed tables arose a babble of tongues, made up chiefly of German, a South American rendering of Spanish, and a North American rendering of English, with here and there the sharp shaken-out staccato of Japanese. A sleepy-looking boy, in a nondescript uniform, was wandering to and fro among the customers, offering for sale the Matin, New York Herald, Berliner Tageblatt, and a host of crudely coloured illustrated papers, embodying the hard-worked wit of a world-legion of comic artists. Yeovil hurried through the Arcade; it was not here, in this atmosphere of staring alien eyes and jangling tongues, that he wanted to read the news of the Imperial Aufklärung.

So, as I stated earlier, Yeovil’s animus against Jews is only a part of his broader revulsion against the entire mixed-up, multiracial, polyglot, cosmopolitan world which he hates.

Yeovil hurries through the Arcade, on through Hanover Square and then drops into a tea shop off Oxford Street. Here he gets talking to a pastor, a man with ‘a keen, clever, hard-lined face, the face of a man who, in an earlier stage of European history, might have been a warlike prior’, who explains that the working classes blame the defeat on the politicians and ruling classes, despite the fact it was they themselves who voted for peace-making politicians (i.e. the pacifist Liberal Party).

All morning Yeovil and everyone else has been expecting a Royal Proclamation announcing that the British will be compelled to perform the same military service as the Germans. It is a brutal humiliation, then, when the newsboys shout a special edition of the papers is hitting the streets, and the pastor grabs a copy and shares it with Yeovil to discover that: the Imperial Aufklärung is precisely the opposite. From now on no Britons will do military service, training, wear a uniform or be able to bear arms.

The martial trappings, the swaggering joy of life, the comradeship of camp and barracks, the hard discipline of drill yard and fatigue duty, the long sentry watches, the trench digging, forced marches, wounds, cold, hunger, makeshift hospitals, and the blood-wet laurels—these were not for them. Such things they might only guess at, or see on a cinema film, darkly; they belonged to the civilian nation.

In other words the Germans consider the British have proved themselves unworthy of bearing arms. It is the extreme of national humiliation.

Chapter 12 The travelling companions

Yeovil takes a train down through an idealised countryside to ‘Torywood’. It was plain from The Unbearable Bassington and becomes plainer still here, that Saki loathed the city and fetishised the idealised English countryside.

Tall grasses and meadow-weeds stood in deep shocks, field after field, between the leafy boundaries of hedge or coppice, thrusting themselves higher and higher till they touched the low sweeping branches of the trees that here and there overshadowed them. Broad streams, bordered with a heavy fringe of reed and sedge, went winding away into a green distance where woodland and meadowland seemed indefinitely prolonged; narrow streamlets, lost to view in the growth that they fostered, disclosed their presence merely by the water-weed that showed in a riband of rank verdure threading the mellower green of the fields.

On the stream banks moorhens walked with jerky confident steps, in the easy boldness of those who had a couple of other elements at their disposal in an emergency; more timorous partridges raced away from the apparition of the train, looking all leg and neck, like little forest elves fleeing from human encounter. And in the distance, over the tree line, a heron or two flapped with slow measured wing-beats and an air of being bent on an immeasurably longer journey than the train that hurtled so frantically along the rails.

Now and then the meadowland changed itself suddenly into orchard, with close-growing trees already showing the measure of their coming harvest, and then strawyard and farm buildings would slide into view; heavy dairy cattle, roan and skewbald and dappled, stood near the gates, drowsily resentful of insect stings, and bunched-up companies of ducks halted in seeming irresolution between the charms of the horse-pond and the alluring neighbourhood of the farm kitchen. Away by the banks of some rushing mill-stream, in a setting of copse and cornfield, a village might be guessed at, just a hint of red roof, grey wreathed chimney and old church tower as seen from the windows of the passing train, and over it all brooded a happy, settled calm, like the dreaming murmur of a trout-stream and the far-away cawing of rooks.

It was a land where it seemed as if it must be always summer and generally afternoon, a land where bees hummed among the wild thyme and in the flower beds of cottage gardens, where the harvest-mice rustled amid the corn and nettles, and the mill-race flowed cool and silent through water-weeds and dark tunnelled sluices, and made soft droning music with the wooden mill-wheel. And the music carried with it the wording of old undying rhymes, and sang of the jolly, uncaring, uncared-for miller, of the farmer who went riding upon his grey mare, of the mouse who lived beneath the merry mill-pin, of the sweet music on yonder green hill and the dancers all in yellow—the songs and fancies of a lingering olden time, when men took life as children take a long summer day, and went to bed at last with a simple trust in something they could not have explained.

On the train journey, very schematically Yeovil meets two ‘types’. The first is a visiting Hungarian who tuts about Britain’s fate, saying Britain grew soft: ‘great world-commerce brings great luxury, and luxury brings softness.’ The British lost faith in their Christian religion but were not virile enough to restore Paganism.

A word on paganism

Paganism and its embodiment in the great Greek nature god Pan, are threads which occasionally surface in Saki’s stories, notably the one specifically about Pan, The Music on the Hill, from The Chronicles of Clovis (1911). But a very strong feel for the countryside is present in many of his stories and both of the novels and this sometimes rises to the level of almost visionary or religious intensity, which is where the spirit of Pan comes in.

This blog post by John Coulthart gives a useful background to Pan in the art and literary world of the 1890s. At least five different things were involved. 1. The rejection by legions of sensitive artists and writers of the urban world of commerce and industry in preference for the unspoilt pagan countryside. 2. The sense that Christianity had become completely hollowed out as the vehicle for any kind of religious raptures or ecstatic visions. 3. Whereas many of these artists were the product of a century or more of the Classical literature which was taught in all private schools, giving rise to the cult of evermore exquisite classicism. 4. It was strongly tinged with homosexuality. Pan is a beautiful, svelte but wickedly immoral young man; in other words a fantasy object for many gay writers and artists, of which Oscar Wilde was one and Saki clearly another. The two occurrences of the word ‘pagan’ in this novel associate it with young, manly virility. The first one is here, in this passage, where the Hungarian train traveller tells Yeovil that true paganism is associated with a level of virile manliness which the English have lost:

‘I know many English of the country parts, and always they tell me they go to church once in each week to set the good example to the servants. They were tired of their faith, but they were not virile enough to become real Pagans; their dancing fauns were good young men who tripped Morris dances and ate health foods and believed in a sort of Socialism which made for the greatest dullness of the greatest number.’

And the second is when Yeovil witnesses some young German soldiers marching by, exciting and glamorous in their uniforms and virile young manliness:

A sudden roll of drums and crash of brass music filled the air. A company of Bavarian infantry went by, in all the pomp and circumstance of martial array and the joyous swing of rapid rhythmic movement. The street echoed and throbbed in the Englishman’s ears with the exultant pulse of youth and mastery set to loud Pagan music. (Chapter 11)

OK, there’s nothing overtly gay about either passage, but we know it is there. In fact ‘pagan’ could, in the right context, virtually be a codeword for gay.

5. Lastly, alas, I think there is also an antisemitic element to Saki’s paganism, too. In the sense that Saki appears to find the organised Christianity, the Church of England, of his day, risible, as, admittedly, many other writers of the time did too, and states his preference for full-blooded and virile paganism. But it’s only a small step from this position to identifying the really repressive part of Christianity as the Old Testament with its forbidding God Jehovah and his long list of prohibitions and his repressive attitude towards the clean, young, healthy male body worshipped by the Greeks – and from there it’s only a small further step to blame the Old Testament on ‘the Jews’ and – bang! – you can, once again, blame ‘the Jews’ for everything bad and repressive about society, and the antisemite is back on his familiar stomping ground.

Back to the plot

Back on the train, the Hungarian asks Murrey to compare and contrast the pusillanimous Brits with his own people, the Hungarians, who ‘live too much cheek by jowl with our racial neighbours to have many illusions about them.’ Interestingly, by ‘race’ he doesn’t mean the modern notion of skin colour, but is clearly referring to Austrians, Roumanians, Serbs, Italians, Czechs, what we would think of as ‘nationalities’. These terms have changed their meaning over the last century. Anyway, his point is you always have to have your guard up and Britain let hers lapse.

The Hungarian gets out at the next station and is replaced by a big, red-faced English angler. This is a classic type of the pub bore and Yeovil gets angry when the bore booms on about Britain’s intrinsic superiority, a nation such as ours is bound to kick out the sausage-eaters, and so on. Not, replies Yeovil, without great effort and self-sacrifice. By the end of their short conversation Yeovil is filled with Kiplingesque contempt for the jingoist who is full of words with no understanding of the hard work and sacrificed involved.

And with that parting shot he [the jingoist] left the carriage and lounged heavily down the platform, a patriot who had never handled a rifle or mounted a horse or pulled an oar, but who had never flinched from demolishing his country’s enemies with his tongue. ‘England has never had any lack of patriots of that type,’ thought Yeovil sadly; ‘so many patriots and so little patriotism.’

Chapter 13 Torywood

Murrey has been taking the train down to the hilariously named ‘Torywood’, whose train station is, of course, the epitome of bucolic England. Yeovil is picked up by a dogcart, which gives him opportunity to vent his grumpy spleen about the horrid new invention of the motor car, which, of course, began its ruinous ascent in the Edwardian decade (see Wind In The Willows).

Torywood is the country seat of Eleanor, Dowager Lady Greymarten. She has devoted her life to the maintenance of the county and the country which is described in woolly, Kiplingesque rhetoric.

In her town house or down at Torywood, with her writing-pad on her knee and the telephone at her elbow, or in personal counsel with some trusted colleague or persuasive argument with a halting adherent or half-convinced opponent, she had laboured on behalf of the poor and the ill-equipped, had fought for her idea of the Right, and above all, for the safety and sanity of her Fatherland. Spadework when necessary and leadership when called for, came alike within the scope of her activities, and not least of her achievements, though perhaps she hardly realised it, was the force of her example, a lone, indomitable fighter calling to the half-caring and the half-discouraged, to the laggard and the slow-moving.

This is a laughable portrait of the Tory fantasy of the benevolent aristocrat, conveniently eliding the centuries of oppression of rural workers which had brought her family to this happy state. Lady Greymarten is old and frail now, but she enjoins Yeovil to fight on. The contrast between old and fading but still unbowed gentility and the preening exuberance of ‘cosmopolitan’ London couldn’t be more clearly expressed:

Yeovil said good-bye to her as she stood there, a wan, shrunken shadow, yet with a greater strength and reality in her flickering life than those parrot men and women that fluttered and chattered through London drawing-rooms and theatre foyers.

It is clearly designed to bring tears of patriotism to your eyes, although it may bring tears of mocking laughter to the modern reader’s eye. If things are defined by contrast with what they are not, then the clean and healthy countryside needs there to be a corrupt and dirty city, to set itself against.

His own country had never seemed in his eyes so comfort-yielding and to-be-desired as it did now when it had passed into alien keeping and become a prison land as much as a homeland. London with its thin mockery of a Season, and its chattering horde of empty-hearted self-seekers, held no attraction for him, but the spell of English country life was weaving itself round him, now that the charm of the desert was receding into a mist of memories. The waning of pleasant autumn days in an English woodland, the whir of game birds in the clean harvested fields, the grey moist mornings in the saddle, with the magical cry of hounds coming up from some misty hollow, and then the delicious abandon of physical weariness in bathroom and bedroom after a long run, and the heavenly snatched hour of luxurious sleep, before stirring back to life and hunger, the coming of the dinner hour and the jollity of a well-chosen house-party.

Fantasy of English upper class, ‘timeless’, country life conveniently emptied of the its actual inhabitants, the farm workers and small town merchants and lawyers and increasing number of commuters. Fantasy.

Chapter 14 A perfectly glorious afternoon

We are plunged back into the subtle corruptions of London life, with Yeovil’s wife, Cicely, ensconced in the fashionable Anchorage restaurant, along with fashionable young Ronnie Storr, the musician who she refers to as her ‘lover’ and ‘boyfriend’. She has, apparently, had many during her marriage to Murrey.

They discuss in a languid Noel Coward sort of way how Tony is becoming too famous as a musician to remain her lover much longer. ‘You’ve got a charming young body and you’ve no soul, and that’s such a fascinating combination.’ He is giving a piano recital that afternoon and they go through a typical Saki list of London High Society who will be attending which, of course, includes some well-placed Germans.

Storr performs magnificently to the loud applause of the gentry and nobles present. But when the Duchess of Dreyshire asks Yeovil (now back in London) what he thinks, he replies by quoting a fierce piece of verse about patriotism, Boadicea, an Ode by William Cowper. To Murrey’s surprise, young working class Tony Luton takes up the refrain before himself storming out.

The flow of polite chatter resumes and Saki describes at length the chitter-chatter of the privileged, including Canon Mousepace, Mrs. Menteith-Mendlesohnn, the popular novelist Rhapsodie Pantril, the Gräfin von Tolb, Leutnant von Gabelroth, Joan Mardle, the Landgraf.

Later, it was reported in the newspapers that the popular singer Tony Luton had turned down an offer by Messrs. Isaac Grosvenor and Leon Hebhardt to renew his contract and had signed on instead with the Canadian merchant marine. The point being that he has quit the shallow world of ‘art’, the theatre and endless London gossip for a real job in the ‘real’ world. Which Saki approves with editorial heavy-handedness:

Perhaps after all there had been some shred of glory amid the trumpet triumph of that July afternoon.

Chapter 15 The intelligent anticipator of wants

Both of Yeovil’s old clubs have disappeared, one off the face of the earth, the other off to Delhi. He tries its replacement, the Cartwheel, which turns out to be as busy as Piccadilly Circus and with a distinct presence of ‘Hebraic-looking gentlemen, wearing tartan waistcoats of the clans of their adoption, flitted restlessly between the tape machines and telephone boxes’. Another one of the many throwaway antisemitic remarks which litter the book.

Yeovil is about to turn round and leave when he is buttonholed by Hubert Herlton who has become a ‘fixer’, a putter together of buyer and seller, a sort of early version of the World War Two spiv. Hubert predicts that German immigration will slowly increase and more cities and towns develop a majority German population. Herlton is sharp enough to remember Yeovil is a hunting man and used to hunt in East Wessex, so briskly announces that he has a fine horse lined up for him, and a ‘hunting box’ or country base, complete with paddock and garden.

Yeovil points out a chap named Pitherby crossing the vestibule. Herlton reveals the Pitherby is set fair to acquire a barony and so has been laying a goodly stock of game to be hunted, in accord with his new status, and is buying off Herlton some Hereford cows, a swannery, a heronry, and a carp pond!

Chapter 16 Sunrise

A strange chapter, standing completely alone from the rest of the text, in which a Frenchman in what we take to be remote India, comes across an English woman bringing up her children in a remote isolated farmstead, where they can swim in the lake and shoot among the reeds. Her husband is dead and she is in exile from occupied England.

The chapter title is explained because, as the sun rises on the Frenchman talking to this woman, her children unfurl the Union Jack on a flagpole on a hill and everyone stops to salute it. Presumably this interlude exists to show the patriotic sacrifice that some people are prepared to make for good old England, and to compare and contrast this with the London society which is carrying on as if nothing has happened, even sucking up to their German conquerors.

Chapter 17 The event of the season

In a Turkish bath in Cork Street W1 a vapid young man Cornelian Valpy regales his fellow bathers with details of the frightfully clever ball held at Shalem House last night, where guests went as a character from history and their partners had to be their prevailing characteristics, such as George Washington and Truth.

It is a long roll call of the hypocritical Quisling high society we have been meeting throughout the novel: the Duchess of Dreyshire as Aholibah, Billy Carnset for her shadow, Unspeakable Depravity; Leutnant von Gabelroth as George Washington, Joan Mardle as his shadow, typifying Inconvenient Candour; the loud-voiced Bessimer woman as the Goddess Juno, with Ronnie Storre to represent Green-eyed Jealousy; the author Pitherby dressed as Frederick the Great to promote his sycophantic biography of the German ruler, accompanied by an uninspiring-looking woman, supposed to represent Military Genius; Cornelian Valpy dressed as the Emperor Nero and Miss Kate Lerra, typifying Insensate Vanity.

Valpy has time to explain that Cicely Yeovil has found herself a new boyfriend, much prettier than her old one, Ronnie Storre. What he doesn’t realise is that Ronnie is in the Turkish bath, overhears this comment, and stalks out. The point of the chapter is to demonstrate London’s cesspit of narcissistic partying and vapid gossip.

Chapter 18 The dead who do not understand

November in the country, country wives putting up shutters and the fox which has been hunted but not caught, retreats into the depths of a spinney as the hunters return to their kennels and stables. We are in the country so, of course, it is Yeovil we find riding home exhausted by a good day’s hunting.

So far, so stereotypes, but there is a smidgeon of interesting psychology in the way that, having been vaunted as the man who hates the fait accompli and loathes the facile acceptance of the new conquerors by his wife and her smart set, and was told by Eleanor, Dowager Lady Greymarten to ‘fight on’… actually, he rather likes the life of a country squire, he likes the hunting:

The pleasures of the chase, well-provided for in every detail, and dovetailed in with the assured luxury of a well-ordered, well-staffed establishment, were exactly what he wanted and exactly what his life down here afforded him. He was experiencing, too, that passionate recurring devotion to an old loved scene that comes at times to men who have travelled far and willingly up and down the world. He was very much at home… Horse and hound-craft, harvest, game broods, the planting and felling of timber, the rearing and selling of stock, the letting of grasslands, the care of fisheries, the up-keep of markets and fairs, they were the things that immediately mattered.

In other words he is tempted to forget all about the ‘good fight’ and relapse into a life of rural contentment. He is tempted.

Except that it’s gotten late, night is drawing on and when Yeovil stops at a pub to enquire directions he discovers he’s a long way from home. The publican tells him there’s a young man with a motor car in the bar heading in his direction, why not stable his horse here for the night and get a lift? Yeovil says yes, then is mortified to discover the motorist is one of ‘them’, Leutnant von Gabelroth, who had, by a wild coincidence, been present at the musical afternoon at Berkshire Street.

The drive takes them past a village church where Yeovil’s ancestors are buried and he is so ashamed that he turns his head in the opposite direction. That is the meaning of the chapter’s title. In Yeovil’s mind, his dead, his ancestors, will not understand his betrayal of their country.

Thus, after being dropped at his spacious and comfortable country house, having had a lovely bath and a fine dinner in the company of the local doctor, at the end of a perfect day, Yeovil is alone with his thoughts and the guilty self-accusation that he is somehow betraying his country, his race and his ancestors.

Here, installed under his own roof-tree, with as good horseflesh in his stable as man could desire, with sport lying almost at his door, with his wife ready to come down and help him to entertain his neighbours, Murrey Yeovil had found the life that he wanted—and was accursed in his own eyes. He argued with himself, and palliated and explained, but he knew why he had turned his eyes away that evening from the little graveyard under the trees; one cannot explain things to the dead.

Chapter 19 The little foxes

It is May, ten months after Yeovil’s return from Siberia, and his wife Cicely is enjoying luncheon in the Park in company of her latest toyboy, Larry Meadowfield. They are there because there is to be a Grand Parade of boy scouts. This organisation has been given all manner of privileges by the Kaiser. Via the usual selection of Quislings and collaborators – Cicely Yeovil, Gräfin von Tolb, Joan Mardle, Sir Leonard Pitherby, Lady Bailquist, Herr Rebinok, the little Pomeranian banker – we learn that there is trouble brewing in the Balkans and so it is all the more important that the grand parade of boy scouts pledges its allegiance to the Kaiser who is waiting, with his son and foreign dignitaries, on a specially erected stage.

But the boy scouts do not come, the crowd starts whistling and booing in mockery and an unnamed young man with a worn grey face (Murrey Yeovil) realises that although he himself might have made a shameful peace with the new regime, hundreds of thousands of the younger generation have not, and will fight on.

In thousands of English homes throughout the land there were young hearts that had not forgotten, had not compounded, would not yield.

So the novel ends on this rousing patriotic note of defiance.


Thoughts

1. Is it even a novel?

When you first read that the subject matter of When William Came is a fictional German invasion of Edwardian England, you wonder whether it will be action-packed, whether there will be fighting, that it might be a ‘thriller’. In the event, it is none of these things. It is a study in the psychology of defeat and one which, in its mannered superficiality, and in comparison with accounts of the disasters which were to follow in the rest of the twentieth century, would be easy to overlook or dismiss as trivial.

In terms of structure, it was a simple but effective idea to divide the psychology of defeat into two broad streams or strategies and to allot one to a husband and one to a wife, so that the different paths of acquiescence can interplay with domestic psychology, and with ‘gender identity’: the woman’s approach, the man’s approach. Makes it more rich and complicated, or, perhaps, less simple-minded.

Even less original is the notion of dividing the responses to enemy occupation into a broadly Town and a ‘Country’ response, given that this is one of the oldest dichotomies in world literature. But Saki’s intimate knowledge of High Society and his malicious wit make the London scenes deliciously satirical; and his less well-known but deep love of the English countryside gives the rural scenes a sumptuously sensual depth.

Above all, he really can write, creating long, luscious sentences ripe with description, which build into huge paragraphs which, especially in the rural scenes, have an almost physical impact on the senses.

The pale light of a November afternoon faded rapidly into the dusk of a November evening. Far over the countryside housewives put up their cottage shutters, lit their lamps, and made the customary remark that the days were drawing in. In barn yards and poultry-runs the greediest pullets made a final tour of inspection, picking up the stray remaining morsels of the evening meal, and then, with much scrambling and squawking, sought the places on the roosting-pole that they thought should belong to them. Labourers working in yard and field began to turn their thoughts homeward or tavernward as the case might be. And through the cold squelching slush of a water-logged meadow a weary, bedraggled, but unbeaten fox stiffly picked his way, climbed a high bramble-grown bank, and flung himself into the sheltering labyrinth of a stretching tangle of woods.

2. Nationhood and patriotism

From a historical point of view, the book is an interesting stroll round the different ways notions of patriotism, race and identity were discussed in 1913 England. One of the most striking things, for me, was philological: Saki uses the word ‘race’ not in our modern sense of ethnicity and skin colour but more as we nowadays say ‘nation’. Thus he talks about the French race, the Italian race, the British race, ‘our’ race, and so on. It seems to have been a much more specific and much more clearly defined idea.

For Saki, or for his characters Yeovil and Dr Holham, each race must remain, in some sense, pure and undefiled by mixing with foreigners (hence the running joke about a character named Mrs Mentieth-Mendlesohnn who exists solely to demonstrate the perceived incongruity of a Jew marrying a Scot; it’s worth remembering that Saki, real name Hector Munro, was himself of Scottish descent).

This is more than what we mean today by racism, because it isn’t defined by skin colour; it’s a deeper sense that every nation has its unique culture, language and traditions and that these are weakened when they are blended into a mongrel mix. Hence Yeovil and Holham’s shared dislike of London’s cosmopolitanism, as evidenced in the ‘Munich or Moscow’ speech I quoted earlier.

On this interpretation, cosmopolitanism creates a fake metropolitan culture which neglects national traditions in preference for the magpie highlights of international art and culture. (Interesting to reflect how this negative view of London as an international city cut off from the rest of the country, hotbed of a cosmopolitan liberal elite, has persisted through the past 110 years, and is generally agreed to have been an issue in the drawn-out Brexit debate and then to have played a part in Labour’s shattering defeat in the 2019 general election.)

London is seen as being in some sense unfaithful to its own native traditions; its cosmopolitanism is a form of betrayal.

3. Jaundiced view of London High Society

One of the things that comes over most strongly throughout the book is Saki’s real hatred of the vapid, pleasure-seeking, shallow, unpatriotic and narcissistic London upper classes.

‘People of the world that I am speaking of, our dominant world at the present moment, herd together as closely packed to the square yard as possible, doing nothing worth doing, and saying nothing worth saying, but doing it and saying it over and over again, listening to the same melodies, watching the same artistes, echoing the same catchwords, ordering the same dishes in the same restaurants, suffering each other’s cigarette smoke and perfumes and conversation, feverishly, anxiously making arrangements to meet each other again to-morrow, next week, and the week after next, and repeat the same gregarious experience. If they were not herded together in a corner of western London, watching each other with restless intelligent eyes, they would be herded together at Brighton or Dieppe, doing the same thing.’

Again and again he criticises this class’s smallness, its incestuousness, and its smug, narcissistic self-congratulation. In a sense the entire premise of the plot, that the Germans will easily defeat us if it comes to a fight, can be seen as an extended slap in the face for these people and this culture which utterly failed to appreciate that there is a Real World of never-ending conflict and competition out there, and you need to be armed and ready to defend yourself against it. It was Kipling’s warning, rephrased in Saki’s very different, mordant and ironic style, but with the same sense of urgency.

4. Antisemitism

I’ve said enough earlier, but Munro’s antisemitism is a blot or stain on this book which also casts a long shadow over all his other works. It is interesting to see how antisemitism can be derived so simply from the postulates listed above, almost like a mathematical formula:

  • each nation or race should remain pure and true to its traditions
  • big cities are places where cosmopolitan elites deny and mock their national traditions, go soft, and indulge in evermore luxury and decadence
  • this is not only ‘immoral’ but leads to the fatal neglect of army and navy, leading to military defeat, France in 1870, England in this novel
  • ‘Jews’ are the most ‘cosmopolitan’ ‘rootless’ elements in modern urban society
  • ‘therefore’ these ‘rootless’ ‘cosmopolitan’ Jews are the greatest threats to the nation

A twisted logic whereby all these anxieties about national safety and resentments at the heedlessness of the rich and fury at everything you don’t like about the modern world can be focused onto the convenient and defenceless figure of the ‘Jew’, stereotypically seen as rootless, cosmopolitan, with no fixed homeland, and therefore the enemy of all the values listed above.

And how narrowing the focus onto this convenient scapegoat lets the antisemite off the hook of having to confront the real causes of England’s unease: the centuries of exploitation of her own deeply immiserated working classes, the Victorian century of ever-wider conquest and exploitation of peoples right around the world. Edwardian England was racked with social and political issues:

  • the rise of militant trade unions and the new Labour Party
  • the suffragettes
  • rebellion in Ireland
  • revolt across much of the Empire, not least the jewel in the Crown, India

But none of this is mentioned in the novel. Instead, and standing in for them, we have his sick obsession with ‘Hebraic-looking gentlemen’ and their untoward prominence in show business. How stupid. How entirely inadequate to the complexities of the time.

When William Came made me realise that antisemitism is a way for people to refuse to face up to the uncomfortable facts about their own country and society and social failings. It is a stupid ‘solution’ for stupid people who aren’t capable of grasping, defining or analysing the genuinely difficult questions  their society needs to address. It is a cop-out. Antisemitism is an explanation for idiots.

A note on spelling antisemitism

I checked online to find out whether to use a capital S in antisemitism and discovered that I shouldn’t be using the hyphenated form of either the thing or the person. The advice of the International Holocaust Remembrance Alliance is to use the forms ‘antisemitism’ and ‘antisemite’, so that’s what I’ve done here and will do in future.


Related links

Saki’s works

%d bloggers like this: