Reflections on The Age of Empire: 1875 to 1914 by Eric Hobsbawm (1987)

Critique of Hobsbawm’s Marxisant approach

In the third of his mighty trilogy of histories of the long nineteenth century, The Age of Empire: 1875 to 1914, as in its two predecessors, Hobsbawm makes no attempt to hide his strongly Marxist point of view. Every page shouts his contempt for the era’s ‘bourgeois’ men of business, its ‘capitalists’ and bankers, the despicable ‘liberal’ thinkers of the period and so on. From time to time his contempt for the bourgeoisie rises to the level of actual abuse.

The most that can be said of American capitalists is that some of them earned money so fast and in such astronomic quantities that they were forcibly brought up against the fact that mere accumulation in itself is not an adequate aim in life for human beings, even bourgeois ones. (p.186)

Replace that final phrase with ‘even Jewish ones’ or ‘even Muslim ones’ or ‘even black ones’ to get the full sense of how deliberately insulting it is intended to be and how unacceptable his invective would be if applied to any other group of people.

Hobsbawm loses no opportunity to quote Marx (who died in 1883, saddened by the failure of his communist millennium to arrive) or Lenin’s views on late capitalism and imperialism (Lenin published his first political work in 1893), and he loses absolutely no opportunity to say ‘bourgeoisie bourgeoisie bourgeoisie’ scores of times on every page till the reader is sick of the sight of the word.

Hobsbawm’s highly partisan and politicised approach has strengths and weaknesses.

Hobsbawm’s strengths

On the up side, using very simplistic binary oppositions like ‘the developed world’ and ‘the undeveloped world’, the ‘bourgeoisie’ and the ‘proletariat’, helps him to make great sweeping generalisations which give you the impression you are gaining secret access to the engine room of history. If you ignore the complexity of the histories and very different cultures of individual nations such as America, Britain, France and Germany, and lump them altogether as ‘the West’, then you can bring out the broad-brush historical and economic developments of the era, grouping together all the developments in science, chemistry, physics, technology, industry and consumer products into great blocks, into titanic trends and developments.

This gives the reader a tremendously powerful sense of bestriding the world, taking part in global trends and huge international developments. Just as in The Age of Capitalism, the first half or so of the book is thrilling. It makes you feel like you understand for the first time the titanic historical forces directing world history, and it’s this combination of factual (there are lots of facts and figures about industrial production) and imaginative excitement which garnered the trilogy so many positive reviews.

Hobsbawm’s obsession with capitalism’s contradictions

Hobsbawm makes obeisance to the Marxist convention that ‘bourgeois’ ideology was riddled with ‘contradictions’. The most obvious one was the contradiction between the wish of national politicians to define and delimit their nations and the desire of ‘bourgeois’ businessmen to ignore all boundaries and trade and invest wherever they wanted around the globe (p.40).

Another ‘contradiction’ was the way the spread of ‘Western ideology’ i.e. education and values, to developing countries, or at least to the elites within European colonies, often led to the creation of the very Western-educated elites who then helped to overthrow it (he gives the London-trained lawyer Gandhi as the classic example, p.77, though he could as easily have mentioned Jawaharlal Nehru, educated at Cambridge, trained at London’s Inner Temple as a barrister).

Another ‘contradiction’ was the between the way the mid-century ‘bourgeois’ industrial and economic triumph rested on a mechanical view of the universe, the mechanical laws of physics and heat and chemistry underpinning the great technological advances of the later nineteenth century. Hobsbawm then delights in the way that, at the end of the century, this entire mechanistic worldview was overturned in a welter of discoveries, including Einstein’s theory of relativity, the problematic nature of the sub-atomic world which gave rise to quantum physics, and deep discoveries about the bewildering non-rational basis of mathematics.

These are just some of the developments Hobsbawm defines as ‘contradictions’ with the aim of proving that Marx’s predictions that capitalism contained within itself deep structural contradictions which would undermine it and lead inevitably to its downfall.

Why Hobsbawm was wrong

Except that Marx was wrong and Hobsbawm is wrong. His continual mentioning Marx, quoting Lenin, harking back to the high hopes of the revolutionaries of 1848, invoking the memory of the Commune (redefined, in good Marxist style, as a heroic rising of the downtrodden working classes, rather than the internecine bloodbath that it actually was), his continual harking forward to the Bolshevik revolution as somehow the climax of all the trends he describes, his insistence that we, he and his readers, all now (in the mid-1980s when he wrote this book) still live in the forbidding shadow of the Russian revolution, still haunted by the spectre of communist revolution — every aspect of his attitude and approach now seems dated and irrelevant.

Now, in 2021, it is 30 years since the collapse of the Soviet Union and its satellites revealed:

  1. Their complete failure to build an economic and social system which could be a serious alternative to ‘capitalism’.
  2. The extraordinary extent to which communist regimes had to surveil, monitor and police every aspect of their populations’ behaviour, speech and thoughts, in order to prevent them relapsing into the ways of human nature – the prison camps, the psychiatric wards, the secret police. Look at China today, with its censorship of the internet and its hounding of dissidents, its suppression of Falun Gong and the Muslim Uighurs of Xinjiang.

Seen from our contemporary perspective, Hobsbawm tendentious habit of naming every clash in policies, every development in cultural thinking as some kind of seismic ‘contradiction’ which will bring global capitalism tumbling down, looks like what it is, a biased obeisance to Marxist ideas which have long ago proved to be untrue.

The misleading use of terms like ‘bourgeois’

To some extent his attitude is based on one particular logical or rhetorical trick which can be proved to be false.

In the later chapters of the book, about the arts, the hard and social sciences, Hobsbawm repeatedly claims that this or that aspect of ‘bourgeois ideology’ of the mid-nineteenth century came under strain, suffered insoluble contradictions, underwent a crisis, and collapsed.

I think this is the crux of the massive mistake he makes. It consists of several steps:

  1. identifying every element of mid-nineteenth century political and cultural theory as some universal thing called ‘bourgeois’
  2. identifying this ‘bourgeoisie’ as the central and necessary figure of the capitalist system
  3. and then claiming that, because in the last few decades of the nineteenth century this ‘bourgeois’ ideology came under strain and in many ways collapsed, that therefore this shows that capitalism itself, as a system, must come under strain caused by its internal contradictions and therefore must collapse

Surely anyone can see the logical error here. All you have to do is stop insistently repeating that mid-nineteenth century ideology was identical with some timeless ‘bourgeois’ ideology which necessarily and uniquely underpins all capitalism, and simply relabel it ‘mid-nineteenth century ideology’, and then all your sentences stop being so apocalyptic.

Instead of saying ‘bourgeois ideology was stricken by crisis’ as if The Great Revolution is at hand, all you need say is ‘mid-nineteenth century political and social beliefs underwent a period of rapid change at the end of the century’ and the portentous sense of impending doom hovering over the entire system vanishes in a puff of smoke – and you are left just describing a fairly banal historical process, namely that society’s ideas and beliefs change over time, sometimes in abrupt reversals resulting from new discoveries, sometimes as slow evolutionary adaptations to changing social circumstances.

Put another way, Hobsbawm identifies mid-nineteenth century liberal ideology as if it is the one and only shape capitalist thinking can possibly take and so excitedly proclaims that, by the end of the century, because mid-nineteenth century ‘bourgeois’ beliefs were quite visibly fraying and collapsing, therefore capitalism would collapse too.

But quite obviously the ‘capitalist system’ has survived all the ‘contradictions’ and ‘crises’ Hobsbawm attributes to it and many more. It is still going strong, very strong, well over a century after the period which Hobsbawm is describing and when, he implies, it was all but on its last knees.

In fact the basic idea of manufacturing products cheap and selling them for as much profit as you can, screwing the workers who make them and keeping the profits to a) enjoy yourself or b) invest in other business ventures, is probably more widespread than ever before in human history, seeing how it’s been taken up so enthusiastically in post-communist Russia but especially across hyper-modernising China.

In other words, Hobsbawm’s use of Marxist terms like ‘bourgeois’ and ‘proletarian’ may have a certain explanatory power for the era he’s describing, but after a certain point they are too simplistic and don’t describe or analyse the actual complexity of even one of the societies he describes, let alone the entire world.

At some point (which you can almost measure in Hobsbawm’s texts) they cease to be explanatory and become obfuscatory, hiding the differences which separate America, Britain and Germany much more than unite them. Use of the terms simply indicate that you have entered a certain worldview.

Imagine a Christian historian identifying mid-nineteenth century ideology as the one and only expression of ‘Christian’ ideology, an ideology which divided the population into ‘believers’ and ‘unbelievers’, into the ‘saved’ and the ‘damned’. Imagine this historian went on to describe how the widespread ‘crisis’ in Christian belief at the end of the century indicated that the entire world was passing out of the phase of Christian belief and into infidel unbelief.

If you read something like that you would immediately know you are inside the particular worldview of an author, something which clearly means a lot to them, might shed light on some aspects of the period – for example trends in religious belief – but which in no way is the interpretation of world history.

a) Plenty of other interpretations are available, and b) despite the widespread laments that Christianity was dying out in the later nineteenth century, contrary to all their pessimism, Christianity now has more adherents worldwide than ever before in human history. And ditto capitalism.

The dominance of the key terms Hobsbawm deploys with such monotonous obsessiveness (capitalism, bourgeoisie, proletariat, liberal ideology) don’t prove anything except that you have entered the worldview of a particular author.

The system with the real contradictions, contradictions between a) its utopian claims for equality and the reality of a hierarchical society which privileged party membership, b) between its promises to outproduce the West and the reality of permanent shortages of consumer goods and even food, c) between its rhetoric of ‘freedom’ and the reality of the harsh repression of any kind of political or artistic unorthodoxy – was communism, whose last pitiful remnants lie rusting in a thousand statue parks across Russia and Eastern Europe.

The fundamental sleight of hand in Hobsbawm’s argument

Because Hobsbawm identifies the mid-nineteenth century worldview with the ‘bourgeoisie’ and the ‘bourgeoisie’ as the indispensable foundation of ‘capitalism’, he tries to pull off the conjuring trick of claiming that, since the mid-nineteenth century worldview drastically changed in all kinds of ways in the last decade of the century, these change invalidate the ‘bourgeoisie’, and that this, in turn, invalidates ‘capitalism’. Proves it is wrong and doomed to collapse.

You can see how this is just a three-card trick which moves vague and indefinable words around on the table at speed to bamboozle the impressionable. For despite the trials and tribulations of the century of extremes which followed, ‘capitalism’ in various forms appears to have triumphed around almost the entire world, and the materialistic, conventional, liberal ‘bourgeoisie’ which Hobsbawm so despises… appears still to be very much with us, despite all Hobsbawm’s protestations about its terminal crises and death throes and contradictions and collapse.

Victimology tends to tyranny

To anyone familiar with the history of communist Russia, communist China and communist Eastern Europe, there is something unnerving and, eventually, worrying about Hobsbawm’s very broad-brush division of the entire world into victims and oppressors.

The first half of the twentieth century was the era of totalitarian governments seeking to gain total control over every aspect of their populations and mould them into better humans in a better society. The first thing all these regimes did was establish goodies and baddies, and rouse the population to be on perpetual guard against the enemy in whatever guise – ‘the bourgeoisie’, the ‘kulaks’, ‘capitalist roaders’, ‘reactionary elements’, ‘the Jews’, and so on.

Dividing the entire huge world and eight billion people into simple binaries like ‘oppressors’ and ‘victims’, ‘bourgeoisie’ and ‘workers’, ‘exploiters’ and ‘exploited’, ‘white’ masters and ‘black’ victims, is worryingly reminiscent of the simplistic, binary thinking which the twentieth century showed leads to genocides and mass killing.

Hobsbawm criticises the nationalist parties of the late-nineteenth century for dividing up populations into citizens and outsiders, members of the Volk or aliens, a process of which the Jews were notable victims. And yet he enacts the very same binary oppositioning, the same outsidering of a (large) group of society, by objectifying and insulting the ‘bourgeoisie’ at every opportunity.

It’s the same old mental slum: if only we could get rid of the gypsies / homos / lefties / commies / bourgeoisie / capitalists / Catholics / Protestants / Armenians / Jews / Croats / Serbs / Tutsis / Hutus / men / whites / blacks / immigrants / refugees, then society would be alright. I call it ‘If-only-ism’.

If capitalism and imperialism were inevitable, how can anyone be guilty?

In Age of Capital Hobsbawm describes how the industrial revolution amounted to a lucky fluke, a coming together of half a dozen circumstances (of which the most important was, in his view, Britain’s command of the waves and extensive trading network between colonies) and this helps you realise that some people were able to seize the opportunity and exploit it and become masters of small firms and then of factories etc. Clever, quick, resourceful or well-placed men leapt to take advantage of new opportunities. Any history of the industrial revolution names them and gives biographies of individuals central to the series of inventions or who then set up successful firms to exploit them.

However, the tendency of Hobsbawm’s very high-level Marxist approach, his sweeping surveys which pull together evidence from Austria, or France, from north Italy or New York, is, paradoxically, to remove all sense of agency from the humans involved. Hobsbawm makes it seem almost inevitable that the first industrial revolution (textiles) would give rise to a second (iron and coal) which in turn would give rise to a third (steel, organic chemistry, electrics, oil).

And he makes it seem inevitable that, once the world was fully mapped and explored, then the other ‘western powers’ which by 1890 had more or less caught up with Britain in terms of industrialisation, would join the competition to seize territories which contained valuable minerals or exotic produce (tea, coffee, bananas). That an acceleration of imperial rivalry was inevitable.

But if it had to pan out this way, how can you blame anyone? If, viewed from this lofty godlike perspective, it was inevitable that industrialisation broke out somewhere, that it would spread to all similar regions and states, that the now numerous industrial nations would find themselves in competition for the basic resources (food) and more arcane resources (rubber, oil, rare metals) required to drive the next stage of industrial development – can you blame them?

You could call it Hobsbawm’s paradox, or Hobsbawm’s Choice. The more inevitable you make the entire process sound, the less reason you have to be so cross at the ‘bourgeoisie’.

The reality is that you can, of course, hold the western nations accountable for their actions, but only if you descend to a lower level of historical discourse than Hobsbawm’s. Only if you begin to look at specific actions of specific governments and specific men in specific times and places an you begin to make assessments and apportion praise or blame.

Responsibility and guilt can’t really exist at the level Hobsbawm is operating on because he goes out of his way to avoid mentioning individuals (with only a few exceptions; Bismarck’s name crops up more than any other politician of the period) and instead emphasises that it all unfolded according to almost unavoidable historical laws, implicit in the logic of industrial development.

If humans couldn’t avoid it, then they can’t very well be blamed for it.

In light of Hobsbawm’s theory, is equality possible?

The same set of facts give rise to a parallel thought, which dogged me throughout reading this book, which is — if what Hobsbawm says is true, if industrial and technological developments tend to be restricted to just a handful of certain nations which have acquired the technology and capital resources to acquire ‘liftoff’ to industrialisation, and if, within those nations, the benefits of industrialisation accrue overwhelming to a small proportion of the population; and if this process is so stereotyped and inevitable and unstoppable — then, well… is it even possible to be fair? Is it possible to achieve anything like ‘equality’? Surely the entire trend of the history Hobsbawm describes with so much verve suggests not.

Putting aside the issue of fairness in one nation aside in order to adopt Hobsbawm’s global perspective, he often repeats the formula that countries in the ‘undeveloped’ or ‘developing’ or ‘Third World’ (whatever you want to call it) were forced by the demands of consumer capitalism or The Market to turn themselves into providers of raw materials or a handful of saleable commodities – after all, this was era which saw the birth of the banana republic. But, I thought as I ploughed through the book… what was the alternative?

Could undeveloped nations have turned their backs on ‘international capitalism’ and continued as agrarian peasant nations, or resisted the western imperative to become ‘nations’ at all and remained general territories ruled by congeries of local sheikhs or tribal elders or whatever?

At what stage would it have been possible to divert the general trend of colonial takeover of the developing world? How would it have happened? Which British leader would have stood up and said, ‘This is wrong; we renounce all our colonies and grant them independence today?’ in the1870s or 1880s or 1890s? What would have happened to the sub-continent or all those bits of Africa which Britain administered if Britain had simply packed up and left them in 1885?

As to all the wealth accumulating in Britain, among its sizeable cohort of ship-owners, traders, factory owners, bankers, stockbrokers and what not. On what basis would you have taken their wealth away, and how much? Half? All of it and shot them, as in Bolshevik Russia?

Having seized the wealth of the entire ‘bourgeoisie’, how would you then have redistributed it to the bedouin in the desert or the native peoples of Australia or the Amazon, to the workers on the rubber plantations, in the tin and gold mines, in the sugar fields, to squabbling tribes in central Africa? How could that have been done without a vast centralised redistribution system? Without, in fact, precisely the centralising, bureaucratic tendencies of the very capitalist system Hobsbawm was criticising?

And who would administer such a thing? Having worked in the civil service for over a decade I can tell you it would take hordes of consultants, program managers, project managers and so on, who would probably be recruited from the host country and make a packet out of the process?

And when was all this meant to happen? When, would you say, the awareness of the wrongs of the empire, or the wrongs done to the ‘undeveloped world’ became widespread enough to allow such policies to be enacted in a democracy where the government has to persuade the majority of the people to go along with its policies? In the 1860s, 70s, 80s?

Live Aid was held in 1985, just as Hobsbawm was writing this book, and which I imagine brought the issue of Third World poverty and famine to the attention of even the dimmest members of the population. But did that global event abolish poverty, did it end inequality and injustice in in the Third World? No, otherwise there would have been no need for the Live 8 concerts and related charity efforts 30 years later, in 2005. Or the ongoing efforts of all the industrialised nations to send hundreds of millions of dollars of support to the Third World every year (hence the furore surrounding the UK government cutting back on its foreign aid budget this year.) Not to mention the continuous work of thousands of charities all across the ‘developing world’.

When you look at the scale of activity and the amounts of money which have been sent to developing countries since the Second World War, it makes you wonder how much would be enough? Should every citizen of every industrialised nation give, say, half their annual earnings to people in the Third World? To which people? In which countries? To India, which has invested tens of billions in a space program? To China, which is carrying out semi-genocidal policy of incarceration and mass sterilisation in its Xinjiang province? Do we need to take money from the British public to give it to Narendra Modi or Xi Jinping? Who would manage that redistribution program, for whatever civil servants and consultants you hired to make it work would earn much, much more than the recipients of the aid.

Student excitement, adult disillusion with Hobsbawm

When I was a student, reading this trilogy educated me about the broad industrial, economic and social forces which created and drove forward the industrial revolution in the Western world throughout the nineteenth century, doing so in thrilling style, and for that I am very grateful. Hobsbawm’s books highlighted the way that, through the 1850s and 1860s, capitalism created an ever-richer class of ‘owners’ set against a rapidly growing number of impoverished workers; how the industrial and financial techniques pioneered in Britain spread to other Western nations; how the industrial system evolved in the 1880s and 1890s into a) a booming consumer society in the West and b) the consolidation of a system of colonial exploitation around the world.

I had never had the broad trends of history explained so clearly and powerfully and excitingly. It was a memorable experience.

But rereading the books 40 years later, I am now painfully aware that the simplistic Marxist concepts Hobsbawm uses to analyse his period may certainly help to elucidate it, but at the same time highlight their own ineffectiveness.

The confidence that a mass working class movement which will rise up to overthrow the inequalities of the West and liberate the developing world, that this great liberation is just around the corner – which is implicit in his numerous references to 1848 and Marx and the Commune and Lenin – and that all it needs is a few more books and pamphlets to spark it off….goes beyond boring to become sad. Although the historical facts he describes remain as relevant as ever, the entire ideology the books are drenched in feels terribly out of date.

Democracy not the blessing it is cracked up to be

In chapter 4 Hobsbawm discusses the politics of democracy. Throughout he takes it for granted that extending the franchise to all adults would result in the revolutionary change he supports. He starts his discussion by referencing the powerful German Social Democratic Party (founded back in 1863) and the British Labour Party (founded in 1900) and their campaigns for universal suffrage, as if giving the vote to ‘the working class’ would immediately lead to a social revolution, the end of inequality and exploitation.

Only in the chapters that follow does he slowly concede that new mass electorates also helped to create new mass, populist parties and that many of these catered not to the left at all, but to right-wing nationalist ideas of blood and Volk. For example, the notorious Karl Luger, mayor of Vienna from 1897 to 1910, whose Christian Social Party espoused populist and antisemitic politics which are sometimes viewed as a model for Adolf Hitler’s Nazism.

In fact it had already been shown that universal male suffrage not only didn’t lead to socialist revolution but the exact opposite, when, in the aftermath of the 1848 revolution which overthrew the French monarchy, the French granted universal male suffrage and held a presidential election in which the opera bouffe candidate, Louis-Napoléon Bonaparte, promptly won with 74% of the entire male adult vote, and then went on to win the plebiscite held after his 1851 anti-leftist coup with 76%.

So any educated person knew in the 1850s that extending the franchise did not, in and of itself, lead to red revolution. Often the opposite. (This is a point picked up in Richard Shannon’s book The Crisis of Imperialism 1865 to 1915 which quotes umpteen later Victorian politicians and commentators arguing against extending the franchise precisely because they’d seen what it led to in France, namely the election of a repressive, right wing autocrat.)

Hobsbawm’s excited description of the way the ‘scary’ working class were ‘threatening’ bourgeois hegemony, were on the brink of ‘seizing power’ and righting the world’s wrongs, underplays the extent to which universal suffrage led:

  1. directly to the rise of populist nationalist anti-left wing governments
  2. and to the fragmentation of the left into ‘reformists’, prepared to compromise their radical principles and ally with liberal parties in order to get into parliament, and the die-hards who held out for radical social change

In other words, extending the franchise led to the exact opposite of what Hobsbawm hopes. Something borne out after the Great War, when the franchise was drastically extended to almost all adults in most European countries and the majority of European governments promptly became either right-wing or out-and-out dictatorships. Mussolini won the 1924 Italian general election; Hitler won the largest share of the vote in the Weimar Republic’s last election. Or Hungary:

In January 1920, Hungarian men and women cast the first secret ballots in the country’s political history and elected a large counterrevolutionary and agrarian majority to a unicameral parliament. (Wikipedia)

Switching from Hobsbawm altogether to the present day, 2021, any reader of the English left-liberal English press must be struck how, since the Brexit vote, it has stopped being a taboo subject to suggest that quite possibly a large proportion of the British electorate is thick and uneducated (terms you frequently meet in the Guardian newspaper). You can nowadays read plenty of ‘progressive’ commentators pointing out that the great British electorate was persuaded, in voting for Brexit (2016) and Boris (2019), to vote for populist right-wing demagoguery and against their own best interests as working people. I have read so many commentators pointing out that it is the very conservative working class communities who voted for Brexit who are most likely going to suffer the prolonged consequences of economic dislocation and decline.

In other words, right now in 2021, you can read representatives of the left openly stating that universal franchise, one person one vote, not only doesn’t lead to the socialist paradise Hobsbawm implies it will, but the opposite – rule by right-wing populists.

As far as I can remember, thoughts like this would have been utterly taboo in the 1980s, or have immediately identified you as a right-wing conservative. But now I read comments like this every day in the Guardian or New Statesman.

So – this is the recent experience and current political discourse I bring to reading Hobsbawm’s chapter about democracy and which makes me think his assumption, his faith, his Marxist belief, that simply expanding the franchise to all adults would of itself bring about social revolution and justice and equality is too simplistic.

  • It doesn’t correlate with the historical fact that, as soon as the franchises of most European nations had been radically expanded (after the Great War), lots of them became very right-wing.
  • It doesn’t speak to our present situation where, it’s true that no-one is openly suggesting restricting the franchise, but many progressives are questioning whether the universal franchise produces the optimum results for a nation and its working class. Trump. Brexit.

The world is not as we would like it to be.

My opposition to Hobsbawm’s teleology

I am a Darwinian materialist. I believe there is no God and therefore no purpose or direction to human lives or events. There is no plan, divine or otherwise. Shit happens, people try to cope. Obviously shit happens within a complex web of frameworks and structures which we have inherited, it takes a lot of effort to disentangle and understand what is going on, or what we think is going on, and sometimes it may happen in ways some of which we can broadly predict. But ‘events, dear boy, events’ are the determining feature in human affairs. Take Afghanistan this past week. Who knew? Who expected such a sudden collapse?

This isn’t a very profound analysis but my aim is to contrast my preference for a theory of the unpredictable and chaotic nature of human affairs with Hobsbawm’s profound belief in Marxist teleology, meaning the very nineteenth century, rationalist, scientistic belief that there are laws of history and that human societies obey them and that they can be predicted and harnessed.

Teleology: the doctrine of design and purpose in the material world.

Teleology is the belief that if you shave away all the unfortunate details of history, and the peculiarities of culture, and the impact of charismatic individuals, in fact if you pare away enough of what makes people people and societies societies, you can drill down to Fundamental Laws of History. And that Karl Marx discovered them. And that these laws predict the coming collapse of capitalism and its replacement by a wonderful classless society. And that you, too, can be part of this future by joining the communist party today for the very reasonable online registration fee of just £12!

Anyway, the teleology (‘sense of direction, meaning or purpose’) which is a vital component of Marxism, the confidence in an inevitable advent of a future of justice and equality, which underpins every word Hobsbawm wrote, evaporated in 1991 and nothing has taken its place.

There will be no Revolution. The ‘capitalist system’ will not be overthrown. At most there will be pointless local revolts like the Arab Spring, revolts which, more than likely, end up with regimes more repressive or anarchic than the ones they overthrew (Syria, Libya, Egypt).

This sort of thing will occur repeatedly in countries which did not enjoy the early or middle benefits of the technological revolutions Hobsbawm describes, countries of the permanently developing world, which will always have largely peasant populations, which will always depend on the export of raw materials (oil being the obvious one), which will always have unstable political systems, liable to periodic upheavals.

The environmental perspective

If there is One Big Thing we do know about the future, it is something which isn’t mentioned anywhere in Hobsbawm’s book, which is that humanity is destroying the environments which support us.

My son is studying biology at university. He says it amounts to having world-leading experts explain the beauty and intricacy of various eco-systems in beautiful places around the planet – and then describing how we are destroying them.

As a result, my son thinks that human civilisation, in its present form, is doomed. Not because of global warming. But because we are killing the oceans, exterminating all the fish, destroying species diversity, wrecking agricultural land, using up all the fresh water, relying more on more on fragile monocultures, and generally devastating the complex web of ecosystems which make human existence possible.

Viewed from this perspective, human activity is, overall, fantastically destructive. And the massive ideological divide Hobsbawm makes between the tradition of the nineteenth century ‘bourgeoisie’, on the one hand, and the revolutionaries, Communards, Bolsheviks and communists he adulates, on the other, fades into insignificance.

We now know that polluting activity and environmental destruction were as bad or worse under communist regimes as they were under capitalist ones. It was the Soviet system which gave us Chernobyl and its extended cover-up. Capitalist ones are at least capable of reform in a way communist regimes turned out not to be. Green political movements are a feature of advanced ‘capitalist’ countries but were suppressed, along with every other form of deviance, under communist governments.

But then again, it really doesn’t matter from a global perspective. Looked at from the planet’s point of view, all human activity is destructive.

So this is why, looking at them from a really high-level perspective, as of aliens visiting earth and reviewing the last couple of centuries, these books no longer make me angry at the wicked ‘capitalist’ exploitation of its workers and entire colonial nations and the ‘heroic’ resistance of the proletariat and the exploited peoples of the colonial nations.

I just see a swarm of humans ruining their habitat and leading, inevitably, to their own downfall.

Hobsbawm’s style

Hobsbawm is very repetitive. He mentions bicycles and cars and so on representing new technologies at least three times. I swear he points out that imperialism was the result of increasing competition between the industrial nations at least half a dozen times. He tells us that a number of Germany’s most eminent revolutionaries came from Russia, namely Rosa Luxemburg, at least four times. He repeats President Porfirio Diaz’s famous lament, ‘Poor Mexico! So far from God, so close to the United States’ twice. He tells us twice that western governments were keen to invest in medical research into tropical fevers solely because the results promised to help their officers and administrators survive longer in colonial outposts several times. He repeatedly tells us that Bismarck was the master of maintaining peace between the powers (pp.312 and 318).

The impression this gives is of rambling, repetitive and circular arguments instead of linear, logical ones.

Hobsbawm’s discussions are often very gaseous in the sense that they go on at length, use lots of highbrow terminology, but at the end it’s hard to make out or remember what he’s said. The discussion of nationalism in Age of Capital was long and serious-sounding but I emerged at the end of it none the wiser. The long discussion of sociology in chapter 11 of this book left me none the wiser about sociology except for Hobsbawm’s weird suggestion that, as a social science, it was founded and encouraged in order to protect society against Marxism and revolution. Really?

In a similar spirit, although he uses the word ‘bourgeoisie’ intensively throughout both books, I emerged with no clearer sense of what ‘bourgeoisie’ really means than I went in with. He himself admits it to be a notoriously difficult word to define and then more or less fails to define it.

On a more serious level I didn’t understand his discussion of nationalism in Age of Capital or his discussion of the increasing democratisation in the 1890s in this volume, because they were vague and waffly. It seemed to me that as soon as he left his home turf of economic development, his ideas become foggy and repetitive.

And sometimes he comes over as a hilariously out of touch old buffer:

By 1914 the more unshackled youth in the western big cities and resorts was already familiar with sexually provocative rhythmic dances of dubious but exotic origin (the Argentinian tango, the syncopated steps of American blacks). (p.204)

‘The syncopated steps of American blacks’. No wonder American capitalism was doomed to collapse.

Overall conclusion

Hobsbawm’s books are thrilling because of their scope and range and the way he pulls together heterogenous material from around the world, presenting pages of awe-inspiring stats and facts, to paint a vivid, thrilling picture of a world moving through successive phases of industrialisation.

But he is eerily bereft of ideas. This comes over in the later chapters of both books in which he feels obligated, like so many historians before him, to write a chapter about The Arts. This is not his natural territory and the reader has to struggle through turgid pages of Hobsbawm dishing up absolutely conventional judgements (Van Gogh was an unrecognised genius; the arts and crafts movement was very influential), which are so lame and anodyne they are embarrassing.

I had noticed his penchant for commenting on everything using numbered points (‘The bourgeois century destabilised its periphery in two main ways…’; ‘Three major forces of resistance existed in China…’, ‘Three developments turned the alliance system into a time bomb…’, and many others). Eventually it dawned on me that he produces these nifty little sets of issues or causes or effects instead of having ideas. Lists beat insights.

Considering how fertile Marxist literary and art criticism has been in the twentieth century (cf György Lukács, Walter Benjamin, Theodor Adorno, Frederick Jameson) it is very disappointing how flat and untheoretical and banal Hobsbawm’s comments about the arts in both books are. In these later sections of each book it is amazing how much he can write without really saying anything. He is a good example of someone who knows all the names and terminology and dates and styles and has absolutely nothing interesting to say about them.


Credit

The Age of Empire: 1875 to 1914 by Eric Hobsbawm was published in 1975 by Weidenfeld and Nicholson. All references are to the 1985 Abacus paperback.

Hobsbawm reviews

Related reviews

Reviews about Marx and communism

Karl Marx

Communism in Russia

Communism in China

Communism in Vietnam

Communism in Germany

Communism in Poland

  • Warsaw 1920 by Adam Zamoyski (2008) How the Polish army stopped the Red Army’s advance into Poland in 1920 preventing them pushing on to support revolution in Germany.
  • The Captive Mind by Czesław Miłosz (1953) A devastating indictment of the initial appeal and then appalling consequences of communism in Poland: ‘Mass purges in which so many good communists died, the lowering of the living standard of the citizens, the reduction of artists and scholars to the status of yes-men, the extermination of entire national groups…’

Communism in Czechoslovakia

Communism in France

Communism in Spain

  • The Battle for Spain by Antony Beevor (2006) Comprehensive account of the Spanish civil war with much detail on how the Stalin-backed communist party put more energy into eliminating its opponents on the Left than fighting the fascists, with the result that Franco won.
  • Homage to Catalonia by George Orwell (1938) Orwell’s eye-witness account of how the Stalin-backed communist party turned on its left-wing allies, specifically the Workers’ Party of Marxist Unification which Orwell was fighting with, and how he only just managed to escape arrest, interrogation and probable execution during the communist purges.

Communism in England

In The Thirties by Edward Upward (1962)

Edward Upward

Edward Upward was born in 1903 to a middle class family in Birmingham. He went to prep school and then Repton public school and then ‘up’ to Cambridge, before going on to (try to) become a writer. These are all classic characteristics of members of the so-called ‘Auden Generation’ and, as it happens, Upward’s father was, like Auden’s, a doctor.

But Upward had a particularly close connection to the Auden Gang because at Repton he became good friends with Christopher Isherwood, later to be W.H. Auden’s collaborator, friend and sometime lover. At Cambridge, Upward and Isherwood invented an English village, Mortmere, which became the setting for various surreal, obscene and satirical stories. He was introduced to the great Wystan in 1927.

Upward was characteristic of the group in two other ways.

1. Teacher After leaving university he became a teacher (as did Auden and Isherwood) in 1926 and remained one till he retired in 1961. For 30 years he taught at Alleyn’s private school in Dulwich. Nowadays Alleyn’s annual fees are £21,000.

2. Communist Somehow Upward managed to reconcile teaching at private schools for the rich with being a member of the Communist Party of Great Britain (CPGB). He became a ‘probationary member’ in 1932, then a full member in 1934. From 1942 Upward and his wife, also a member of the Communist Party of Great Britain, were investigated by MI5 for their communist activities. (MI5 should have been investigating those pillars of the establishment Kim Philby, Guy Burgess, Donald Maclean and Surveyor of the Queen’s Pictures, Sir Anthony Blunt). It was only in 1948 that Upward quit the British Communist Party and that wasn’t in disgust at the show trials or the communist coup in Czechoslovakia, but because he thought it had gone soft and was becoming ‘reformist’, i.e. ceasing to be revolutionary and instead truckling to the post-war Labour government, then at the peak of its power.

Despite winning poetry prizes at Cambridge, publishing some poems and hanging round on the fringes of the literary world, Upward only managed to publish one novel in the 1930s, Journey to The Border, in 1938. This describes in poetic prose how a private tutor rebels against his employer and how this and the darkening international situation triggers a breakdown from which he only emerges when he realises he must throw in his lot with ‘the workers’. (Presumably by teaching at a fee-paying, exclusive private school for the wealthy.)

Then came the Second World War. Upward continued his teaching career but struggled to write anything. When he took a year’s sabbatical from teaching, in the 1950s, specifically to write his Great Novel, he found he couldn’t and suffered, like the fictional character of his first novel, an actual nervous breakdown. Only slowly did Upward work up a story about a posh private schoolboy who goes to Cambridge and tries to reconcile the conviction that he’s a writer (a poet; they’re always poets) with his commitment to the Communist Party of Great Britain.

A ‘story’ which is, in other words, completely autobiographical.

Slowly the idea turned into a trilogy which came to bear the overall name, The Spiral Ascent. In the second volume, Rotten Elements (1969) our hero terminates his membership of the Communist Party of Great Britain because he thinks it’s gone soft and ‘reformist’ (ring any bells?). In the final part, No Home But The Struggle (1977), the protagonist is reconciled to the new forms of radical politics of the 50s and 60s and joins the Campaign For Nuclear Disarmament.

In The Thirties, published in 1962, is the first volume of The Spiral Ascent and introduces us to its lead figure, would-be poet Alan Sebrill.

In The Thirties

The Penguin paperback edition I picked up in a second-hand bookshop is 237 pages long, so average novel length. It’s divided into 14 chapters. Its protagonist, Alan Sebrill, is supposed to be a young, aspiring poet. The title of this book leads you to expect that it might capture some of the youthful exuberance and heady excitement of those strange and threatening times and it certainly describes the idealism, naivety and gaucheness of youth.

Chapter 1

Chapter one is by far the longest at 40 or so pages. Having finished the book I can now see that Upward intends it as an introduction to his lead character and fills it with incidents designed to show how young, privileged, idealistic and naive he is.

It is the summer of 1931. (This isn’t explicitly stated, we deduce it from two pieces of evidence. 1. In chapter two a character says it’s nearly ten years since he took part in the great Hunger March of January 1922 [p.58], so just under ten years after Jan 1922 must be December 1931 at the latest. 2. Later on, the narrator tells us that the meeting where the character said yhat took place in October i.e. October 1931. Since the events in chapter 1 take place in the summer of the same year, we can deduce they take place in the summer of 1931.)

Young would-be poet Alan Sebrill has packed in his job as a teacher at a posh preparatory school and taken up the invitation of his friend, young would-be poet Richard, to come and stay with him on the Isle of Wight so he can complete his Great Long Poem. Richard moves Alan into a spare room in the boarding house he’s staying at, kept by a strict Miss Pollock.

They are innocent young chaps, full of banter and absurd idealism. They walk down to the beach and along the cliffs, playing with words and terms for the birds and geological strata and wave formations, convinced that their special feel for language and the acuteness of their perceptions will make them poets, great poets, place them among ‘the English poets’.

The doomed

Alan develops the idea that they are ‘doomed’ because they are so much more sensitive and alive and alert than ordinary people, and especially the hated ‘poshos’.

‘What makes people vile is being successful or comfortably off. That’s why most of the hotel visitors are so poisonous. They are the wicked, the devils. Only the doomed are good, and we must be on their side always.’ (p.20)

Richard likes it. It makes them both feel special.

The working classes

Richard is convinced he is ‘well in’ with the local working classes. He gets a drunk local lad, Basher, to show off his tattoos to Alan. How frightfully working class! Richard enjoys talking to ‘the working classes’ on the beach-front esplanade in a loud voice.

‘It surprised the stuck-up public school gang staying at the big hotel. I’ve realised lately that the time has arrived for me to show definitely that I’m against the plus-foured poshocracy, and for the cockneys and the lower orders.’ (p.8)

‘Poshocracy’? Richard and Alan both agree their poetry will contain plenty of ‘Marxian’ ideas although, when pushed, it turns out that all Marx means for Alan is that he was the great repudiator of the ‘upper-class mystique’ which dominated his ghastly prep school. Now he’s left the school Alan doesn’t find Marx so compelling any more.

Outsiders

Alan is on the short side, chronically shy, specially round girls. He feels like a misfit. He thinks writing poetry makes him special. He thinks it makes him different and better than the ‘poshocrats’ who dress for dinner up at the grand hotel. He tried reading Marx (Capital) but the reader can clearly see that he uses the German philosopher as a psychological prop to counter his excruciatingly self-conscious sense of inferiority around the effortlessly tall and stylish ‘poshos’, both at his former prep school, at the hotel on the island.

For example Alan and Richard see other young people dancing outside the pub they frequent, but Alan is too shy to approach any of the girls, despite fairly obvious encouragement.

After a week Richard abruptly announces he is leaving. Alan is at first upset that he is breaking up their poets’ conclave but Richard is bored of the island, is not writing anything, wants to go back to London. Well, when you have independent means you can be free and easy like that. (Later on we learn that Richard has left England to live abroad. Alright for some, p.197).

Alan’s Audenesque poetry

Alan stays on in Miss Pollock’s boarding house for weeks, squeezing out four or five lines of verse a day for his Great Poem. In the entire book we are shown only one couplet of Alan’s poetry and it reads like pure Auden. Here it is:

Central anguish felt
for goodness wasted at peripheral fault (p.12)

Note the use of classic Auden tricks like:

  • omitting the definite or indefinite article – ‘the’ or ‘a’ – where you’d expect them (in front of ‘central anguish’ or ‘goodness’, for example) in order to convey a more robotic/ominous meaning
  • technocratic diction – ‘central’, ‘peripheral’ – which somehow makes it feel part of a science fiction film or laboratory report
  • half-rhyme (‘felt/fault’) cf. Auden: ‘Fathers in sons may track/Their voices’ trick’

Peg

After Richard has left, Alan summons up the courage to talk to the red-haired girl who he’s noticed staring at him. She is far more experienced and forward than him. They talk and then dance (the foxtrot) to the band on the esplanade at the bar/pub/restaurant on the beach. She’s called Peg and rather surprisingly tells him she has a fiancé up in London, but this is a holiday romance so it won’t count. She discovers Alan’s middle name is Thorwald, and playfully introduces him to her two friends as the poet Count Thorwald. Playful undergraduate stuff.

Peg invites him for tea at her aunt’s house where she’s staying. The aunt is eccentric. Confident Peg tells the disconcerted Alan that that night she’ll leave the scullery window into the house unlocked (the aunt firmly locks all the other windows and doors). So a lot later that night, Alan has to go through the rather degrading experience of sneaking down the lane to her house, shimmying up the wall and squeezing through the narrow window, stepping into scullery sink and elaborately down onto the floor then tiptoeing through the house up to her bedroom.

Sex in the Thirties

Eventually they arrive on her bed where, to the modern reader’s bemusement, they lie side by side ‘for a very long time’ (p.27) chatting. Really? Eventually they turn towards each other and embrace but then lie in this position ‘for almost as long’. Alan postpones any movement at all as it would have seemed like ‘an affront to her, an impudence, a crudity’ (p.27). The very next sentence is: ‘After the climax they stayed awake talking about what they would do next day.’

Sex is strange – an odd, uncanny, disruption of everyday life and manners and conventions. Reading about anybody else’s sex life is almost always disconcerting. But the oddness of Alan and Peg’s behaviour makes you think: is this really how our great-grandparents thought and behaved, with this odd combination of knowingness and timidity?

Is the scene here to indicate just how young and timid and shy and inexperienced Alan is? Why does it jump from them lying completely still to ‘after the climax’? Was it the Censorship – remember Ulysses and a number of D.H. Lawrence novels had been banned for their sexual content? Maybe the very strict rules about depicting sexual activity meant novels were allowed to tell you all about the before and the after but all descriptions of the thing itself were simply removed?

Or is it me? Are my expectations of sexual behaviour thoroughly debauched from watching thousands of movies and pop videos in which scantily-clad dolly birds adopt a series of stylised and stereotyped poses and positions – and I’ve come to think that that’s what sex is or should be? That I’ve lost touch with a world before TV, movies and pop videos, magazines and advertising saturated us with fixed ideas about what sex, or behaviour around sex, should be?

Is this scene a) incomprehensibly innocent and dated or b) a fairly accurate description of some people’s often clumsy and embarrassed experience of sex?

The oddity of the scene suggests how books like this have at least two values over and above any literary ones:

  1. as social history, to show us how our grandparents, great-grandparents, and great-great-grandparents thought and felt.
  2. by doing so, to broaden our horizons about what human behaviour and feeling can be. To show us that we’re not trapped in an Instagram / Tinder / ‘hot priest’ world, where each new TV series tries to outdo its predecessors in sexual frankness and explicitness. That we can escape from the crushing conformities of the modern world.

Just a thought.

Peg leaves

Anyway, after whatever it is that happens that night, things go awry. He is initially elated and wants Peg to become his beloved, but she continues prattling on about her fiancé in London (John) and casually mentioning that even after she’s married she intends to have lots of lovers. Deflated, he stumbles back out of her bedroom, down the stairs. He can’t be bothered to go through the fol-de-rol of climbing out the scullery window and just unlocks the backdoor and walks out. Stuff the security-minded aunt.

Next day they meet on the beach and their relationship deteriorates further. Alan presses his love and Peg is increasingly distanced and detached and then announces she’s going back to London earlier than expected. He wants to take her in his arms but is convinced she will rebuff her. But he can see that she still has feelings for him. Cross-purposes. Later that day she catches the coach for London, he doesn’t bother to see her off.

The struggle to write continues

Abruptly Alan decides romanticism is the enemy. He must be hard, forget all about Peg. For the next fortnight he struggles with the Long Poem, writing a handful of lines each morning. Then he realises it is all wrong because it’s based on this notion of the ‘doomed’, sensitive young men. No no no. Start again. He wakes up one fine morning and decides he is going to throw all that sentimentalism out and write a Great Marxist Poem. Right. Now. Sit down. Get blank sheet of paper. Pen in hand. Er…

God, this is hopeless. He looks in the mirror and sees himself for what he is:

It was the face, he thought, of a self-fancying spoilt darling, of the overvalues don from a bourgeois family who had been unreasonably expected and had himself expected to do something exceptional, to be different from the common crowd, to be a great poet, a genius, whereas the truth very probably was that he had no talent at all, that he was a pampered young or no longer quite so young shirker who considered himself too good for the kind of everyday job in which he might perhaps have been of some slight use to the community. (p.34)

But even here, there is a big difference between looking in a mirror and, in a sentimentally depressed kind of way, confronting yourself (or a rather dramatised version of yourself), a big difference between doing that – and actually going out and getting a useful everyday job.

Suicidal thoughts

Alan melodramatically concludes that his life is a failure and decides to walk to the nearest cliff and throw himself off. But he is so entranced with the soulful beauty of the idea that without even realising it, he walks out the boarding house, under the hawthorn arch, into the lane and in the opposite direction from the clifftops, walking in a dream up to Peg’s aunt’s house before he realises it. He moons around looking through her bedroom window, hoping against hope that she is still there, but she isn’t.

Then Alan does find himself walking up to the cliffs, looking out over the scintillating sea, thinking about jumping off and realising it’s impossible, it’s hopeless, he’ll always be this miserable unless he makes some seismic change, finds some kind of ‘way of escape’.

(That phrase prefigures Graham Greene’s use of it for the second volume of his autobiography, Ways of Escape, published in 1980. They had all the advantages life could give them, these young men of the 1930s, but they still managed to be desperately unhappy.)

As he stands on the cliff Alan thinks maybe he should join the church, become a vicar, yes, ‘In his will is our peace’. He spies the Congregationalist church down in the village and remembers visiting the Congregationalist chapel of his grandparents. Hmm. It was quite grim. Maybe something more ornate. Maybe Catholicism. Great poets had been or had converted to Catholicism, it was meant to be easy once you’d made the initial leap of faith.

Or what about Marxism? Yes it was on the side of the ‘doomed’, against the hated ‘poshocrats’, maybe it would help him to write his poetry.

Communism was the only force in the world which was uncompromisingly on the side of the doomed and against those who wanted to keep them doomed. It was the enemy of his enemies: it aimed at the overthrow of a society which was dominated by poshocrats and public-school snobs and which had no use for the living poets. It demanded that its converts should believe not in the supernatural nor in anti-scientific myths but in man. If he joined the Communist Party he might be able to write poetry again (p.43)

Summary

All this happens in just one chapter, the first 40 pages or so, the first eighth of this 240-page-long book.

I initially found its upper-middle-class locutions and earnestness (‘Oh super idea, Richard!’) silly and off-putting. But if you bear with it, then my experience was that the story slowly grows on you and turns into an engaging portrait of a naive, confused young man.

Upward is a patient and very detailed chronicler – he describes in detail the appearance of a room, its furniture, and curtains and mirrors – and in the same meticulous way describes dialogue, people’s appearances and precisely how Alan feels at every moment, how his feelings are swayed and buffeted by trivial incidents. It’s a key quality of Upward’s mind and approach which he attributes to his alter ego in the narrative.

In revulsion from the platitude he tried to be more precise (p.161)

Once I got past Alan and Richard’s naive poshness I realised that most sensitive, bookish, young people have probably had one or more of these experiences, and began to respect and enjoy the precision with which Upward depicts them.

The rest of the plot

Chapter 2

It is the end of October 1931 (p.46). Alan has come down to London for an interview to work as a teacher. The chapter opens as he travels by tram to an office of the Communist Party. He’s scared to go in, thinking they’ll despise him.

They would be intelligent, politically experienced people who would see him as he was; yes, and who would see through him, would guess the self-regarding quasi-religious motives, the sickly wish for his own salvation, which had brought him to them. (p.46)

In the event it’s a shabby room with some people preparing leaflets, others hanging around. The apparent leader Ron Spalding takes pity on the shy young man, says they need more posh people to help them, and suggests he goes out leafleting with a couple of the comrades, young Elsie Hutchinson and Wally Ainsworth (p.53). An election is coming up and they’re leafleting for the local communist candidate, Joey Pearson.

With chapter 2 the book immediately gets more grip and drive. The reality of the shabby hall is described with Upward’s trademark attention to detail, as are the half dozen communists. What stiffens it, though, is that right from the start the characters discuss the current economic and political situation in concrete terms, the number of unemployed, the reality of unemployment benefit, recent bills and votes in Parliament – and combine this with the sweeping generalisations about the crisis of capitalism which they have learned about in Engels and Marx. Out leafleting with Wally the pair discuss Feuerbach, Plekhanov, Lenin.

Leafleting complete, Alan says goodnight to Wally and walks away feeling elated.

He had found a place among people who wanted him and with whom, however inferior he might be to them in courage and in strength of will, he felt an affinity because they were members of the lower class to which he too, the would-be poet, in a sense belonged. He would do all he could to be worthy of them and of the great cause for which they were working. From now on he would be dedicated to the Revolution. (p.46)

Chapter 3

It is four months since his first contact with the party (p.86), so presumably January 1932. Alan has a teaching job at a boys school, Condell’s (‘‘It calls itself an Academy and likes to pose as a public school.’ p.60). He devotes a page (p.110) to describing in detail how much he despises its shameless aping of public school customs and terminology.

In part one of the chapter Alan has just plucked up the courage to pin a leaflet about a communist party meeting to the staff noticeboard. This is spotted by the Second Master, and triggers a fascinating debate between the two of them. It’s almost a dramatised version of a political pamphlet.

Alan says the crisis of capitalism is inevitable, as Marx predicted. The other teacher, Aldershaw, points out that Marx predicted the revolution would break out in the most advanced capitalist countries whereas in fact it occurred in by far the most backward, Russia. Alan counters that both Lenin and Stalin had written that Marx was indeed wrong about this and the revolution of necessity broke out in the weakest link of the capitalist system.

Aldershaw highlights another wrong prediction of Marx’s, that the proletariat would become steadily more impoverished until revolution became inevitable. Alan counters with mass unemployment. Aldershaw says modern young men have motorcars and the cinema and cigarettes and radios, a lifestyle his own parents couldn’t have dreamed of. Alan counters that malnutrition statistics show mothers and children aren’t getting enough to eat. Aldershaw counters that’s because most mothers are completely ignorant of the basics of diet and nutrition and send their kids with packed lunches full of buns and jam tarts.

Alan says society will never be free till all businesses are owned by the people. Aldershaw counters that lots of businesses are run by shareholders. Alan says workers will only be free when the state owns everything and Aldershaw lures him into asserting this is the case in the Soviet union.

Aldershaw says the Soviet Union is the worst place in the world to be a worker because if you make a wrong word of criticism about the system or Stalin you’ll be hauled off to a labour camp. Alan asserts that the camps are necessary because of reactionary and bourgeois elements who are trying to sabotage the worker’s paradise. Communists accept a temporary phase to dictatorship because it is a step on the path to a totally free and equal society. Aldershaw counters that no dictatorship ever willingly evolved into anything else. Dictators cling onto power until they’re overthrown.

Alan counters that dictatorships which oppress the Negro or try to keep women economically subservient to men deserve to be overthrown, but dictatorship in the name of communism i.e. creating a free society, can be justified.

Several points about this exchange.

  1. It is very well done. Upward really captures the way both men become steadily more infuriated that the other one isn’t seeing the obvious sense of his arguments.
  2. It suggests how schematic the entire novel is, how carefully constructed so that each episode contributes to the whole.
  3. It is striking how contemporary these arguments seem, especially about overcoming racism and women’s equality. They were written 50 years ago and put into the mouths of characters from 90 years ago, giving the reader the strong impression that some things never change.

In the second half of the chapter Alan, upset from this argument, tries and fails to keep discipline over his class. They obviously despise him and make a hissing noise as he approaches his classroom. He ends up shouting at them and giving detention to a particularly repellent spotty oik (Dibble) who answers back. Then subsides behind his desk feeling, as so often, like a complete failure.

Chapter 4

Description of a workers march on Trafalgar Square which starts in a street with warehouses, presumably in the East End. Alan learns to his surprise that Roy, the leader of their cell who greeted him so kindly on his first visit, has been arrested and is in gaol on charges of burglary – he and mates stole timber from a timber yard. He’s been expelled from the Party.

Upward pays attention to the detail of people’s appearance and behaviour, to what Alan sees and feels, as the disciplined march is blocked by a police cordon and he lets himself be led away through back streets to the Square by the tall and reckless comrade Bainton. When they get there Whitehall is cordoned off by mounted police and then a file of riot police move in with truncheons and start battering the workers, hitting many to the ground.

As the crowd disperses Alan gets a bus and notices comrade Elsie is on it. He is attracted to her again, goes and sits with her and tries to make conversation but she mostly upbraids him for failing to attend recent meetings.

Chapter 5

It is 18 months since Richard and Alan were at the seaside village (p.116), so presumably the autumn of 1932. Alan is called to see the headmaster of the school. While he waits for the appointed hour (9.30am, after Assembly) Alan looks out the window at the autumnal trees and experiences a characteristic series of thoughts about the squalid reality of being an educator upholding the corrupt capitalist system. He vows to become utterly mechanical in his tuition, an automaton, reserving his energy for working with ‘the Party’ in the evenings.

Unfortunately, the headmaster is pretty critical of the way Alan can’t seem to control or win the respect of his class. Alan is coming up to the end of his first year’s probation. The head doesn’t sack him, as he fears, but says he’ll have to toughen up. The boys need to be driven. And has he considered beating some of the offenders?

Alan zones out of the entire conversation, becoming absorbed in the reflection of the autumnal trees outside the window in the glass frontage of a bookcase, making first the books, then the trees come into focus. I don’t think I’ve ever read that experience, of completely zoning out of a conversation, be described in such minute detail. I am coming to appreciate that this is what Upward does very well. The real minutiae of experience.

For a while he fantasises that he can pack in teaching and go back to being a poet by the sea, and indeed he fantasises in great detail the experience of walking down to the sea and watching the scintillating waves. Then the headmaster’s voice brings him back to reality. No, he tried that and it was an abject failure. He finds himself saying ‘Yes Headmaster, yes I will strive to take your advice,’ rising as in a dream and leaving the room.

Only his devotion to the Party prevents him falling into bottomless misery and despair.

Chapter 6

The local communist party cell has been renting the upper floor of a coach-house. Alan arrives early for a meeting. We are introduced to the ten or so party members. Alan is hopelessly starry-eyed about them, convinced they know so much more about the ‘real’ world than the ghastly middle-class intellectuals he knew at university. Take Eddie Freans, Eddie works on building sites but in his spare time is a practical inventor. Alan is in awe of his true working class roots.

Eddie might have his moments of naiveté but about things that were really important he had a far better understanding than was to be found in the university-educated intellectual chatterers of whom Alan had met too many. For those, and for members of the middle class generally, Alan could never have the respect that he had for Eddie; and in spite of the things Alan had in common with them – education, accent, manners – he felt much closer to Eddie than to them. He was happier and more at home with Eddie, just as he was happier and more at home with the other comrades here… (p.127)

Turns out this is the meeting where the members vote whether to accept Alan as a member of the Communist Party, they do by a unanimous vote. He is asked why he wants to join, what motivated him to make contact with them in the first place. He had a little speech prepared:

He had intended to say that in the conditions of modern monopoly capitalism the independence of the middle class was being increasingly undermined and would soon cease to exist and that the only hope for individual members of his class was to go over to the side of the workers against the monopoly capitalists, and that therefore he had decided to contact the Party. (p.130)

This is actually how all the other members talk and might have gone down well. However, with typical clumsy scrupulosity, Alan realises that is too stereotyped and insincere, and the Party is all about truth! So he actually shares with them that his first motivation came when he was leading prayers in a class at a prep school where he was teaching and was disgusted that he, an atheist, was put in this position, and realised it was not just him, but millions put in false positions by the system, which needed to be completely overthrown. That was the moment he first realised he had to be a communist.

There’s an embarrassed silence, followed by nervous laughter and Alan realises, yet again, that he’s done something wrong. Then the meeting gets down to an extended discussion of the current economic and political situation, which is rammed full of Marxist analysis and Marxist rhetoric and Upward describes very carefully and precisely. Characteristically, Alan finds himself zoning out of the discussion and imagining the whole room being blown up in the coming war between fascists and communists so misses half the discussion.

Afterwards, they lock up the room and go their separate ways. Alan is walking part of the way with Elsie and manages to persuade her to go up a dark alley as a ‘short cut’, where he tries – extremely clumsily – to embrace her. Upward gives an excruciating account of what a tangle he gets his arms in as he attempts a smooch, ending up placing his cheek next to hers and then has a go at a fumble, cupping her breast in the summer dress and then, toe-curlingly, pinching what he thinks is her nipple but might just be a seam of the fabric. During this entire thing Elsie remains utterly silent and unresponsive. When Alan eventually gives up they resume walking to the end of the lane and Alan says a lame goodbye. Well, he blew that.

Communist Party members:

  • Elsie Hutchinson, ‘wore glasses, had a sullen-looking mouth, and whose fuzzy hair rising to a point above her forehead and jutting out sideways at her temples had the effect of a triangular frame.’ (p.53)
  • Jimmy Anders –
  • Willie Dean Ayres, head round as a ball (p.128)
  • Beatrix Farrell, Ayres’ wife, posh (p.128)
  • red-haired Jean Pritchet (Anders’ girls, p.128)
  • Mike Bainton, irreverent and a little insubordinate, he leads Alan away from the marchers blocked in the East End, and by side routes to the main meeting. In chapter 8 he is expelled from the party for his deviant views i.e. denouncing Stalin’s takeover of the
  • Wally Ainsworth, ‘a happy-faced man of about thirty-five, with sallowly chubby cheeks reminiscent of those squeezable rubber faces that used to be made as toys for children.’ (p.53)
  • Eddie Frearns, slim, thinfaced, works in a small workshop which makes lampshades (p.126)
  • Harry Temley, 22, thickset, works as a mechanic (p.125)
  • Jock Finlayson, branch secretary of the AEU (p.127)
  • Sam Cowan, trade unionist and orator (p.127)
  • Lily Pentelow, recently elected to an important position in the Co-op movement (p.128)

Chapter 7

Back at the school. In the playground some of the boys make the contemptuous pssssssing noise they seem to make whenever Alan appears. Infuriated, Alan pounces on the probable leader, Childers, and tells him to report to the Master’s room. He is going to cane him. The entire chapter rotates around this event. He has to borrow a cane off a master who is infinitely more confident and self-assured than Alan.

The boy is waiting outside the master’s room at the assigned time, Alan takes him into the room although it’s the other master who really sorts things out, arranges the desk so there’s enough swing room for the cane, and then stands at the door while Alan administers six of the best. Upward gives a very detailed description which makes you realise how difficult caning actually is to administer. You must be sure to hit the exact same spot on the buttocks six times in a row.

Afterwards the boy stands, says ‘Thank you, sir’, and leaves without a backward glance. Alan feels wretched.

Back in the staff room the report of what he’s done triggers a discussion among the other masters. Almost all of them vigorously approve, the boy Childers is a frequent offender. But their very enthusiasm suddenly prompts a vehement outburst from Alan condemning caning as primitive and barbaric. That throws cold water on everything. Once again Alan has displayed his uncanny knack of throwing away an advantage, of making himself the least popular person in the room.

Staff members:

  • The Head Master
  • Sidney Bantick the Head Master’s assistant, with his black jacket and striped city trousers (p.114)
  • Aldershaw – who Alan has the extended argument about Marxism with in chapter
  • Ampleforth – a very reserved man
  • Barnet, the only master who stands up for Alan, in fact expresses his own extreme disgust with capital punishment
  • Benson – ‘pale-faced and strongly built, moving with large strides, his big glasses calling attention to his pale eyes which had no expression in them.’ (p.145)
  • Brook – disciplinarian, assists at the caning
  • Buckle, ‘brown-eyed pale-faced and physically strong’ (p.180)
  • Gus Chiddingford, ‘rotund’ popular joker
  • Hefford, Head of English
  • Langton, ‘one of the Maths men’
  • Lexton, ‘a bumptious extroverted younger member of the staff who taught Classics’
  • Moberley, the Handicraft man
  • Railton, ‘very tall’, older than the others, tight skin over his skull but heavy eyelids (pp.186, 188)
  • Ransome, ‘a Classics man’

Chapter 8

A meeting of the CP is held and Ben Curtis attends, to judge Mike Bainton on charges of criticising the Soviet Union in public. He’s been overheard slandering the workers’ paradise while doing a holiday job on Bognor beach.

Bainton repeats his criticism to the members. In the Soviet Union congresses have been held less and less frequently. Now the USSR has signed a treaty of non-interference in each others’ affairs (November 1933) and joined the League of Nations (15 September 1934). Bainton sees this as selling out the international revolution and thus betraying the world’s working classes.

As so often, Upward shows us how Alan drifts off during this speech, visualising the early revolutionary workers, and the travails the workers’ paradise had been through.

Then other members stand up to denounce Bainton. He is immediately recognised as being a Trotskyite heretic, i.e. someone who continued to push for world revolution while the official line was the Soviet Union needed forst and foremost to survive in the capitalist world and therefore some compromises with capitalism and imperialism might be called for.

The members vote unanimously to expel Bainton, and he votes with them, though it’s impossible to tell whether he’s being ironic. When Elsie and Alan leave the meeting they cut Bainton, though both feel bad about it, and try to rationalise this snubbing of a man who had been a good friend till an hour earlier.

if the Party were to disappear from the world there would be no hope for humanity. The showing of kindness to a few deviationist human individuals could lead to disaster for human beings in general. At a time when decaying capitalism had taken the form of Fascism in Germany and Italy and was preparing for an all-destructive war, and when only the Soviet Union stood unequivocally for international peace, anyone who like Bainton spread propaganda against the Soviet Union was objectively helping Fascism and working to bring violent death to millions of men, women and children. He was a traitor not only to the Party but to humanity. (p.171)

Alan feels a sort of exultation because he has suppressed his natural fellow feeling for Bainton in a higher cause. By this point I am really admiring Upward’s unflinching honesty.

The same honesty he applies to part two of the chapter where Alan walks with Elsie who suddenly asks if she can come back to his flat. Alan’s heart skips a beat, this can only mean one thing and is a big surprise after his hideous fumblings up a back alley.

But once again it turns into a peculiar scene. Upward describes with mechanical clarity Alan’s shyness. She sits in the only armchair, he sits at the further edge of the divan, three quarters of a room away. They discuss a ramblers meeting she’s leading. Bursting with tension he eventually picks up a cushion and throws it at her, then bounds to her side and puts his hands on her cheeks stroking them, then has a hurried feel of her breasts in her vest, slips down into the cramped armchair as she squeezes up then slips his hand up her skirt and does something up there for ten minutes or so, during which her expression never changes, they don’t say a word, they don’t kiss.

Then he stops whatever he was doing (‘the activity of his hand’), she stands up, they kiss mechanically, she goes over to the mirror and adjusts her clothes and hair. Is that it? Watching her, he is overcome by repulsion from her, she is definitely from a lower class than him, with a rougher accent and manners. And then he feels disgust at himself for his petit-bourgeois mentality.

As usual, Alan demonstrates his gift a) behaving clumsily and b) making himself miserable.

Chapter 9

The chronology of the book is leaping ahead. Hitler has reoccupied the Rhineland (p.183).

Back at the school Alan has been given a gizmo to raise money for the ‘The Teachers’ Anti-War Movement. It is a battery with a power plug and lots of sockets. You pay 4d, put the plug in one of the sockets, if it lights up you get 1/6. He takes it to the games room for masters and is, predictably, confused and humiliated. Maybe Alan Sebrill is one of the great losers of English literature.

Alan tries to persuade them that Hitler reoccupying the Rhineland is just the first step. Next it will be Austria, Czechoslovakia and Poland. (Was anyone that prescient in 1936? Easy enough to be from the vantage point of 1962.) All the masters in the games room ridicule him. They’ve nicknamed him ‘the Red Menace’ (p.150) or, more amusingly, ‘Rasputin’ (p.180).

There’s an extended description of four masters playing a game of snooker and all their posh banter which is quite funny, but which Upward recites with the attitude of a scientist examining specimens.

Afterwards one of the sceptical teachers gives the battery gizmo a go and loses half a crown to Alan. It’s typical of Alan that he doesn’t understand betting or odds.

He bumps into Barnet and has a conversation in which Barnet agrees with pretty much everything he says, especially the inevitability of a war, and Alan suggests he joins the Communist Party.

Chapter 10

It’s September (1936?). Alan is on the train from his parents’ house up to London. He and Elsie have arranged to be married but, typically, he has already said yes but backed out of it twice. He doesn’t really want to marry her, but sees it as his duty to marry a fellow party member. He also wants to overcome the class gap between them. When Elsie had come to visit, his parents had displayed ‘undisguised and snobbish disapproval of her’ and then, on the railway station platform he had spotted a public school friend, Tom Cumbers, with an unmistakably posh young woman, classy-looking, well dressed… and Alan had felt mortally ashamed of his rough girlfriend with her sometimes ‘pug-nosed’ appearance (p.201), turned his back to try and hide himself and her from the public schoolfriend and – cringingly – told her he couldn’t marry her.

He is a feeble twerp.

Yes, it is 1936 because as soon as he meets Elsie at the ticket barrier they start talking about the Spanish Civil War. For a moment Alan thinks he sees Jimmy Anders in the crowd, Jimmy is due to go off and fight in Spain any day now. His cousin had volunteered to drive an ambulance but has returned wounded (his right arm was amputated).

Elsie takes Alan by tube and bus to a street where new maisonettes are being built. She’s chosen one for them to live in once they’re married. She shows him round. It’s an interesting piece of social history. It’s clean but small and cramped. He looks out the window and sees a big cedar tree like the one at his parents’ spacious home in the country and all of a sudden is flooded with despair that his life has come down to this.

He turns on Elsie and says he can never live here. She is beginning to say she can find another place when he goes further and says he can never marry her. She is stunned. He knows he has to say something irrevocable, and so now says: ‘Oh Elsie, you are so ugly.’

The second he says it, he regrets it, and tries to take it back. Elsie is sensible. She simply says she is not ugly, and some of the men she’s gone out with have told her she’s very attractive. Now, seconds after trying to get out of it, Alan finds himself more determined than ever to marry her and live the life of a communist poet.

Chapter 11

Well, they appear to have reconciled because this chapter opens with Alan and Elsie sitting in armchairs opposite each other in their maisonette. They discuss a review in the New Statesman in which Robert Jordan complains that modern poetry is too obscure. This upsets Alan who seems to think of himself as a poet even though he doesn’t appear to write poetry and has never had anything published.

Wally Ainsworth arrives. They are scheduled to go to a meeting of the British Union of Fascists that evening. It is at least 1937 because the conversation references the coronation of George VI (12 May 1937). They set off for the meeting. Barnet questions a young lad why he’s selling the British Union of Fascist newspaper, Action. Because the Jews are ruining the country, the lad replies. Barnet reveals that he is a Jew and he is not ruining the country. The boy is confused.

The communist group continues to the meeting and Upward describes with characteristic precision the exact appearance of the hall, the look of the fascist stewards they have to pass, the look of other members of the audience.

Alan shares his reflections on the nature of fascism’s appeal to the petite bourgeoisie, shopkeepers, small businessmen, workshop owners, people who aspire to be part of the haute bourgeoisie, and ape its snobbery and pretensions but are economically insecure and thus anxious and thus desperate to blame someone (the Jews) and adulate whoever will save them (the Leader).

The  Leader appears and speechifies in respectful silence for 20 minutes before cranking up a gear and beginning to blame the Jews for everything. At this point Alan and the other communist party members stand and walk out. That’s all they intended to do – make a peaceful protest.

Barnet, the schoolteacher, who Upward had implied was Jewish in chapter 9, is delayed because he lays out leaflets saying ‘Smash Fascism before Fascism Smashes You’. For a moment stewards close in on him and you think there’s going to be a fight. But Alan stands his ground in front of Barnet and the threatening steward straightens up and lets them leave.

Elsie has told Alan she thinks she is pregnant.

Chapter 12

Elsie’s baby is nearly due so it must be eight months later. The chapter opens with Alan plunged in real misery, about his job, the baby, the coming war, the triumph of fascism, his non-existent poetic career. The future seems like a tidal wave of slime heading for him, for everyone. He doesn’t want to wake up. He doesn’t want to go to work.

He casts his mind back to a few days earlier when there was a knock at the front door of the maisonette. It was Holyman, an old boy from the school come to show them how to put on gas masks. They were talking about Chamberlain and Czechoslovakia so it must be the autumn of 1938. Holyman shows them how to put on the gas mask and explains how babies will be placed inside gas insulators. Elsie is querulous. When Holyman leaves she bursts into tears of unhappiness and wishes she’d never got pregnant.

Now back to the present as they both wake up together. She is heavily pregnant. He has fantasies about dressing, walking to the station but going on straight past it, to the coast, the cliffs, to the countryside, anywhere except to his wretched job.

Chapter 13

The Munich Crisis (September 1938). Alan is at school taking round a letter to the Prime Minister demanding that he not submit to Hitler over the Sudeten Crisis for the other masters to sign. No fewer than 15 have signed and it is a symbolic victory when the most sceptical among them, Brook, also signs. To Alan’s surprise the Head Master also signs, but with a few patriotic provisos, reminding Alan that England never had, and never would, break a promise; but that supporting the Czechs was the Christian thing to do. Alan suppresses his disagreement with all this and thanks him.

This segues into a really good scene where Alan tries to get one of the last of the masters, Benson, to sign, and the man turns out to be a Christian pacifist, a really thorough-going and intelligent pacifist. For pages (pp.249- ) Upward stages a very stimulating debate between the two sides – we must stand up to Hitler versus violence only begets violence, look at the last war where both sides ended up losers; except now it will be fought with much more destructive weapons.

What makes In The Thirties so enjoyable is that Upward gives his ideological opponents a very fair crack of the whip. Like the extended debate with Aldershaw, this one with Benson forces Alan onto the defensive. When he says the final war of communism which overthrows capitalism will lead to a world of perpetual peace, he can hear how unbelievable it sounds, and Benson scores a big point when he says that, even if communism did triumph the world over, the communists would fall out with themselves as they already had in Moscow.

As he works his way systematically through the arguments, Upward forces you to consider which side you would have been on. In autumn 1938 would you have encouraged Britain to enter into a catastrophic war simply to uphold France’s treaty commitment to Czechoslovakia?

In fact the argument takes on a surreal twist because when Alan insists on the necessity of struggle, that struggle defines and will always define humanity, they both end up speculating about humanity carrying that struggle on into outer space, into colonising the planets and so on, as the conversation strays into H.G. Wells territory. Benson refuses on principle to sign anything which might provoke violence. Not only that but he points out, quite simply, that it the precious letter will never be read or, if it is, chucked in the waste bin.

A few days later Chamberlain signs the Munich Agreement and returns home promising peace in our time. Alan is disgusted, convinced that such kowtowing to Hitler makes Chamberlain and his cabinet more than appeasers but active allies of fascism.

This interpretation seems wildly wide of the mark.

Chapter 14

‘Nearly ten months after Munich’ i.e. July 1939.

The concluding chapter is deliberately and carefully lyrical. It is set entirely in a ramble by a large group of communist party members in the North Downs. Alan is with Elsie and quite a few others. As they climb into a wood Alan notices, with the same kind of intensity he had had back on the Isle of Wight, the extraordinary variety of shapes made by trees and branches, old and new. Light plays amid the branches and he is suddenly seized by a sense of poetry, that there is a spirit in the woods, some special message, but it won’t come.

Only when they emerge from the woods and all camp down to eat their sandwiches and drink coffee from thermos flasks, does it come to him. To some extent, throughout the book, his strong sense of a poetic vocation had been set against the iron logic and demanding work of the party. Now, suddenly, the two are reconciled, the two modes of thinking become one and he has an uplifting and inspiring vision of the future.

As he sat and continued looking up at the trees, he could not suppress a contrary and a stronger feeling, a gladness, a conviction that the poetic life was not a fraud, not a mirage, was good, was possible. It was possible because he knew from within himself that he was capable of it…

A time would come when human beings would know how to remove the social obstacles which they themselves had been forced to set up against happiness. Then the poetic life could be lived – though he would be dead – by others whose inborn bent would be similar to his. There would be a world in which everyone would have freedom for self-fulfilment, would be expected, would have the prime social duty to become whatever he was born to be. (p.272)

Here on a sunny slope, surrounded by friends and party members, he has an utterly optimistic view of the future. He wants to share it with his wife and – typically – spends some time trying to find just the right words, not sentimental, not patronising, that would express just what he feels for her. He leans over and tells Elsie:

‘I’ve been thinking how admirable you are.’ (p.274)


Details

I slowly came to appreciate Upward’s way with very carefully imagined and precisely described scenes. To give a small example, it takes a couple of pages to describe Alan trying to persuade a sceptical Brook to sign the letter. When he does, Brook takes it from his hands and presses it up against the wall of the school corridor to sign. Except that the school walls are covered in roughcast render and Alan immediately sees that if he tries to write on it, Brook will inevitably tear the paper with his pen. Quick as a flash, he proffers the schoolbook he’s holding in his hand, for Brook to use to write on. Suddenly I could see and almost feel the texture of that roughcast wall, and felt the sudden panic in Alan’s mind that his petition would be torn and ruined.

The novel is full of hundreds of little details like that, which add verisimilitude and clarity to the scenes and situations, making them that much more imaginable and enjoyable.

The rasping of Alan’s shoes against the brickwork of Peg’s aunt’s house as he humiliatingly pulls himself up and through the scullery window is more closely described than the act of sex which, apparently, follows it.

And the reader is reminded of the intense passage back at the start when Richard and Alan go walking along the shoreline intensely noticing everything, leaves, shells, rock shapes, strata, waves.

Upward is well aware that it’s a feature of his style. He even makes a joke about it at the end of the book. After the passage where Alan has made an enormous list of the different shapes and analogies the tree trunks remind him of, he realises:

He had lost the excitement of the wood in the interesting detail of the trees…

In other words, he quite literally can’t see the wood for the trees. But it’s OK. In the euphoric final pages of the novel, details and overall narrative are integrated, the poetic life becomes one with the struggle for a better future, the details and the pattern coalesce – he can see the wood and the trees.

Politics

There is a great deal of thinking about communism in the book. Alan starts by expressing an inchoate longing for the certainties of communist doctrine, then turns up ready with thoughts to his first meeting, and then listens to other communists debating current politics. He himself gets caught up in political arguments, namely the two extended arguments. 1. with Aldershaw which amounts to a checklist of objections to communism and their refutations and 2. with Benson when he really struggles to combat Benson’s powerfully consistent Christian pacifism.

Any time he’s with other party members, even with the party member who becomes his girlfriend (Elsie) the subject is likely to change at the drop of a hat into an extended Marxist analysis of the contemporary crisis of capitalism, or musings about party policy, or how a good communist ought to behave.

Communism dominates the book. It is a novel about an idealistic young communist.

Indeed it’s a striking feature of the book that, whereas the Alan character is depicted as hopelessly confused, self-conscious, timorous and clumsy, the political speeches given to the characters are solid, thoughtful pieces which stand up to analysis even 60 years later.

I wonder how much of that is due to the fact that the book isn’t really from the 1930s but was published in 1962 i.e. Upward had had 30 long years to mull over these issues, to see what the unknown future turned out to hold in story, to read, study and listen to Marxist thinkers cleverer and clearer-minded than him.

However, coming fresh from reading Ian Kershaw’s magisterial survey of European history in the 1920s an 30s – To Hell and Back – what interested me was the logic of the communists’ opposition to socialists, a fundamental problem with The Left throughout the period which Kershaw sees as one of the causes of the rise of Fascism.

Because the communists have an iron-strict confidence they are the side of History and the Future, they despise any softening of their calls for the complete and utter overthrow of the system. It is fascinating to read the historical interpretation that the 1917 Bolshevik Revolution could and should have spread to Europe, and was only stopped by the Social Democrats. Here is party member Willy Dean Ayres explaining:

The only way out from this present crisis was by proletarian revolution and by the abolition of the capitalist system, which was strangling the forces of production, and this way could and should have been taken all over Europe during the period following the 1917 Revolution in Russia. What had prevented it from being taken? Mainly the political attitude of the Social Democrats, who instead of co-operating with the Communists had preferred to try to help capitalism to its feet again and had even been responsible for the suppression by violence of workers’ risings. The Social-Democrats had acted as the faithful backers of senile capitalism, but later, when the crisis deepened and disillusionment began to spread among those sections of the working class who had hitherto trusted them, they were no longer useful to the capitalists. ‘Capitalism in extreme decay,’ Dean Ayres was at the moment saying, ‘is forced to use other means, more openly dictatorial and more crudely demagogic, to maintain itself in power. The Social-Democratic hostility to revolution brings not a gradual progress towards Socialism but – as we have seen in Italy and recently in Germany – the temporary victory of Fascism.’ (p.135)

I, as a left-liberal, read Kershaw’s analysis as tending to blame the hard-line communists for the splits which so weakened the Left during these crucial years. And there’s no doubt from all the objective accounts of the Spanish Civil War, beginning with George Orwell’s, that it was the Stalinist hard-line of the communist party which prompted it to attack the anarchist party in Barcelona and led to the localised but intense and bitter civil war between the parties of the Left, which Orwell describes in Homage to Catalonia.

So it’s fascinating to read, in lots of places throughout this book, the opposite point of view being presented – that the communists were the only real force capable of a) overthrowing capitalism and b) taking on fascism, and that it was the fatal weakness of social democrats propping up the defunct capitalist system which a) dragged out its demise unnecessarily b) left so many working people so immiserated that they threw in their lot with the fascists and their easy promises of renewal.

Fascinating to read that other side of the argument put with logical and imaginative conviction.


Credit

In The Thirties by Edward Upward was published in 1962 by William Heinemann. I read the 1969 Penguin paperback. References are to the online version, see below.

Related links

It’s symptomatic that none of the three volumes of The Spiral Ascent appears to be in print. You can pick up the first volume on Amazon for as little as £4 second-hand, but each successive volume seems to double in price. My Penguin copy cost £1 in Oxfam. Or you can download all three novels in the series from the The Spiral Ascent website.

The 1930s

George Orwell

Graham Greene

History

The Thirties and After: Poetry, Politics People 1933-75 by Stephen Spender (1978)

Artists always have been and always will be individualists (p.52)

In this book Spender brought together key reviews, essays and other documents from each decade of his writing career. There’s a section of writings from the 1930s, but also from the 1940s, 50s and 60s.

As you know, I don’t have much time for Spender’s poetry, but he has sensible, honest liberal views on a wide range of subjects, and is a fantastic gossip. His very sensibleness seems to have made him a good editor (by all accounts), of Horizon magazine which he co-founded in 1939, and literary editor of Encounter magazine from 1953 to 1967.

As an affable, clubbable fellow, he sat as a judge for various prizes and could be counted to take part in innumerable ‘writers congresses’, with the result that he seems to have met and chatted with just about every important writer from the middle of the twentieth century. The index of this handy little paperback is a who’s who of poets, novelists, artists and playwrights from the 1920s to the 70s.

These are notes on his essays and reviews from, and comments about, the 1930s.

The Thirties

Background

Spender thinks the left-wing feel of literature in the 1930s has deep roots, going back at least to the Fabians (who included H.G. Wells and Bernard Shaw). He points out that the famous war poets Sassoon, Graves and Owen were all, by the war’s end, ‘socialists’ too, based on:

  • hatred of the older generation who had sent out the young to be slaughtered
  • sympathy for the working class men they supervised
  • admiration for revolutionary movements in Europe, political cultural and sexual
  • resentment of the way the British establishment tried to strangle the Bolshevik revolution
  • dislike of the British Empire

That said, all arts undergraduates of the late 1920s revered T.S. Eliot whose masterpiece The Waste Land prophesied the end of all civilisation, an apocalyptic vision which made conventional politics irrelevant.

But although the Modernists (Yeats, Eliot, Pound, Wyndham Lewis) held extreme right-wing views, their young fans still revered them because they were revolutionary in form & content. Also, although right-wing in tendency, the Modernists were heartily loathed by the dead, dull, philistine Conservatives who ran the artistic and literary establishment and thought them dangerous radicals and Bohemians (foreigners, too). The English conservative establishment was, Spender tells us, ‘philistine, stupid, respectable and frightened’.

As an undergraduate Auden held the view that the poet should be utterly unpolitical, in fact that he should be as unemotional and detached as a scientist: his own emotions, the lives around him and society at large were merely a field for his forensic enquiries. The exact opposite of, say, Shelley.

Writing in the 1970s, Spender now sees how that view stems from T.S. Eliot’s famous 1919 essay Tradition and The Individual Talent i.e. was indebted to the detached classicism of the Modernist generation.

Spender thinks he and the Auden Gang initially continued to adhere to the apolitical aesthetics of the Modernists. Only slowly did they let politics enter their work and it felt, to them, like a conscious lowering of standards. They had a ‘we’re only doing this for the duration’ feel about them. MacNeice in particular barely wrote any ‘political’ poetry during the 30s.

Spender sees the real generational break being between his friends – Auden, Day-Lewis, MacNeice – and the genuinely younger generation of fire-eating communist poets – Julian Bell and John Cornford – who were sincerely and utterly political (though he tempers this by pointing out that they were, in every instance, rebelling against the apolitical bourgeois aestheticism of their Bloomsbury parents).

Spender suggest that even when they were writing ‘political’ poems, he and Auden were in a way simply continuing the anti-war attitude of Wilfred Owen. He suggests his own poem, Ultima Ratio Regum, and Auden’s sonnets from China. They are anti-war protests, a kind of ‘anti-fascist pacifist poetry’.

In fact Spender thinks there wasn’t a thirties ‘movement’; movements have meetings and manifestos. But Auden was a ‘leader’ in the sense that he was intellectually in advance of all the rest, had through things through more thoroughly, and had a more highly developed technique.

Spender describes Auden’s advanced knowledge of psychoanalysis and how he used it to psychoanalyse his friends, inviting them to his darkened rooms in Christ Church and exposing them to penetrating psychological investigation. He liked doing this one-on-one, and preferred to keep his friends apart, which partly explains why the members of the so-called ‘movement’ rarely actually met.

In other words people didn’t ‘follow’ Auden because he commanded obedience. He simply was a cleverer, more fully formed and fascinating character than everyone else.

What triggered the ‘political content was simply the extremity of the times, the early 1930s, when it really looked as if the capitalist system might collapse, and the well-heeled literati in the south of England couldn’t fail to notice mass unemployment, squalor, and millions going hungry, their lives going to waste.

Because it was part of every educated person’s consciousness, the social crisis inevitably entered their writing. Overlapping it and extending the sense of crisis was the rise to power of Hitler and the sense, by the mid-30s, that war was inevitable. And they had an H.G. Wells-style horror of what the approaching war would entail. Spender was told by a leading government expert that British cities would be flattened in days by mass bombing.

Adding bite to this mood was the appalling complacency of almost everyone outside the ‘intellectual class’ – the complacency of Stanley Baldwin and the Empire exhibition. You can hear the same note of exasperation in George Orwell’s novels – he wants to shake England out of its myopic slumber. Wake up! so many of those poems say.

Spender sympathises with the critics who point out the 100% private school nature of these lefties. There was something laughable, Spender himself admits, in their attempts to write for the working classes. Spender thinks that, if anyone, their poems were aimed at ‘sixth-formers from their old schools and at one another’ (p.23).

But what else could they have done? Ignored the mass unemployment and economic collapse of the Great Depression? Ignored the rise of Hitler and the outbreak of the Spanish Civil War? In a society in crisis every work becomes political.

The essence of the Modernist movement was it created works which centred on themselves, were self contained as art. The next generation, his generation, took Modernist tools and reinjected what the Modernist works had lacked, namely day-to-day subject matter. ‘We were putting the subject back into poetry’.

In his opinion the members of the movement were very varied, never had a manifesto, and had all kinds of doubts about putting politics into poetry – but were made to seem like a movement because of the deep sleep of everyone else around them. Writing about the Slump or Hitler created the impression of a camaraderie among writers who were, deep down, very disparate.

Real political poetry was that written by committed Communists like Christopher Caudwell, Ralph Fox, John Cornford and Tom Wintringham – but the first three of these were killed in Spain and the tradition they might have created, vanished with them.

All these concerns came to a head with the Spanish Civil War which triggered a crescendo of political commitment among the bourgeois poets – and then a collapse of cynicism and disillusion. One way of seeing it is that all the bourgeois writers were brought by the crisis right up against the need to write propaganda, that is, to lie, to write things they doubted or knew were lies (about the unity of the left, about the Moscow show trials, the wisdom of Stalin, and so on). When push came to shove, they all rebelled against this.

In face of Stalinist propaganda and methods it was a reversion to the view that individual conscience is the repository of witnessed truth. (p.29)

Once the scales fell from their eyes, they realised they had let themselves be cajoled into writing in ways, about subjects and reaching conclusions, that they knew to be false or disagreed with. This concern for individual truth-telling explains why many of them, most famously Auden, tried to suppress much of their work from the 30s as ‘dishonest’. Thus he tinkered with Spain, the long poem he wrote trying to support the Republicans, but eventually came to hate its entire tone and banned it.

This notion of individual truth was the reef that the ‘movement’ of political poetry ran aground on.

Review of A Vision by W.B. Yeats (April 1938)

In this book Yeats systematically laid out the complex system of images and ideas which underpinned his later poetry and which, he claimed, had been communicated to his wife by messages from the spirit world. With restrained irony Spender says that, if these complex insights into the meaning of human history, its patterns and recurrences really are true, it is a shame this long and complicated book makes no attempt to prove the fact or to relate it to the world the rest of us live in. More sharply, Spender notes that when Yeats writes that when he read Oswald Spengler’s vast epic about The Decline of the West (1918-22) he found an eerie similarity with his own thought – that is because both of them, along with Stefan George and d’Annunzio, in their attacks on the rotten littleness of modern democratic society and the need for new Caesars to rise up and restore civilisation – all prove ideological and artistic justifications for fascism.

Review of One-Way Song by Wyndham Lewis (December 1933)

Percy Wyndham Lewis was an avant-garde artist who, just before the First World War, founded the short-lived movement of Vorticism, a British response to Italian Futurism. After the war (in which he served) he continued to paint, including marvellous modernist portraits of his chums T.S. Eliot and Ezra Pound, plus the doyenne of 1920s poetry, Edith Sitwell; but also wrote a lot, novels, huge meditations upon Western Man, and, as in this case, poetry.

One-Way Song is an extended satire written with Lewis’s demonic energy which sets out to flail every cause Lewis can think of, including parliamentary democracy, Progress, relativity, the expanding universe and racial equality. Some of the lines tend towards fascism i.e. saying society can only be saved from its pettiness by a Strong Leader, but on the whole Spender admires Lewis for his vigour and his openness, unlike many a fascist sympathiser who couches their support in suaver support for ‘the corporate state’ etc.

Review of Phoenix by D.H. Lawrence (January 1937)

Lawrence was one of a kind, sui generis. Not many major writers have emerged from the genuine working class, his Dad being a miner in the coalfields outside Nottingham. As Lawrence got educated he moved out of his own class, but was never at home with the smug bourgeoisie which runs English culture (in his day, the Bloomsbury Group).

Despising the middle class for its post-impressionist pusillanimity, but unable to expect anything of a working class he knew was crushed and cowed, he found a solution, a way out – Sex.

In the sexual act two people could transcend the petty restrictions of class and country and rediscover human dignity and authenticity. On this discovery he posited a potential social revolution, and described and wrote about it on countless occasions. He was against crowds, the masses and their filthy representation politics and democracy. In this respect he was anti-democratic and gave way sometimes to brooding images of Dark Power and the Strong Leader. But at its core he revolted against all of society, of whatever shape, in favour of a revolution in the head of individuals, then of men and women in their relationships with each other.

All settlement of the property question must arise spontaneously out of the new impulse in man, to free himself from the extraneous load of possession, and walk naked and light.

This is why he is among the Great Writers – because he took the key subject of the most serious novels – relationships between men and woman, or a man and a woman – to new levels of intensity.

Review of Red Front by Louis Aragon (May 1933)

A review of a zealously communist poem by the French poet, Louis Aragon. Spender is blisteringly critical of its calls for the proletariat to rise up and shoot the bourgeoisie. Why, asks Spender. Why is one lot of people arresting, imprisoning, torturing and executing another group of people terrible if it’s group A, but fabulous and deserving hymns of praise if it’s group B? They’re all people.

Marx had an answer. The proletariat represent Hegel’s Spirit of History. They are not only good and just in themselves, they represent the future of mankind. Spender obviously doesn’t buy this.

Spender says this isn’t a poem it’s propaganda and, what’s more, threatening propaganda. He treats Aragon to about the most withering criticism possible by saying its invocations and threats of violence are directly comparable to Hitler. Compare this poem to any speech by Hitler. Whoosh!

Poetry and Revolution (March 1933)

A poem is complete in itself, it does not reach out and affect the real world. Poetry is idealist in the sense that it is restricted to the world of thought. It is, therefore, the opposite of materialist thought. Individuals locked in their own little worlds is the opposite of the mass movement which the revolutionist calls for.

Basically Spender argues that all literature is middle class. To read it or be able to write it, workers have to get educated enough to lose their working class roots and enter the bourgeoisie. Even rebels against the bourgeoisie tend to be bourgeois, and their ‘rebellion’ tends to be into precisely the kind of visionary individualism which the true revolutionary hates most (he evidences the French poet, Rimbaud).

The bourgeois artist can not rebel against his bourgeois origins. But he can serve revolutionary ends by writing honestly. If he writes honestly his writings will accurately reveal the symptoms of a decaying society.

He defends poetry with these arguments:

  • poetry records the changing meaning of words, it preserves words in their pure and historic meaning
  • poetry saves the language from degenerating
  • poetry is a function of our emotional life
  • ‘poetry is the language of moments in which we see ourselves or other people in their true relation to humanity or nature’
  • poetry expresses compassion for all human beings regardless of race or class

Contemporary writers who wish to be communists cannot join the communist cause because of their economic condition, which forces them to be individuals, alone and alienated. Come the revolution, this will be solved.

(Compare and contrast Spender’s lightweight ideas with the fully worked out theory of Realism in fiction propounded by Marxist philosopher György Lukács.)

The Poetic Dramas of W.H. Auden and Christopher Isherwood (Autumn 1938)

Spender had written a poetic drama himself, Trial of a Judge, this same year of 1938.

He praises the poetic dramas of W.H. Auden and Christopher Isherwood, specifically The Dog Beneath The Skin and The Ascent of F6, but enters a few typically sensible caveats.

  • Not much of the poetry in them is as good as Auden’s individual poems.
  • None of the characters has the subtlety of the characters in Isherwood’s novels.
  • Lastly, the pop nature of some of the lyrics created a kind of lowest common denominator style which Auden’s younger fans are now copying.

The public figures in F6 are too true to life to be believable. The satire on them is too crude to be believable and therefore effective. In this respect, yes, they are rather schoolboyish, as older critics claimed. Spender considers Dog works in its long journey round Europe, but when the protagonist returns to his English village, the climax of the play is him delivering a sermon indistinguishable from one any ordinary vicar would deliver.

Spender acutely points out the several ways in which the conclusion of The Ascent of F6 is not only unsatisfactory, it is incoherent. I agree with him that lots of it are just chunks of Auden which have been inserted into the play without too much regard for context. But that the chorus poetry of Mr and Mrs A is excellent (the best thing in the play, in my view).

With a touch of the apocalyptic, Spender hopes Auden and Isherwood have laid the foundations of what might be a much wider social change in coming decades which would see ‘the emergence of the theatre as the most significant and living of literary forms’ (p.61). Of course, they hadn’t.

Tangiers and Gibraltar Now (Left Review, February 1937)

Six months into the Spanish Civil War, Spender tried to get into republican Spain but was refused a visa so he did the next best thing which was to travel to Tangiers – where he attended meetings, speeches etc by Republican supporters – then Gibraltar, where he dwells on the revolting Franco sympathies of the British authorities and old British colonels’ mithering about ‘Red atrocities’. Even if these atrocities are true, Spender excuses them as the inevitable excesses of the suffering imposed on the people by the ‘monstrous Spanish system’ (p.64).

Heroes in Spain (New Statesman, May 1937)

Finally Spender got himself into Republican Spain and reports on what he saw and the Unity of the People as he travelled round for six weeks.

Spender takes exception to calling anyone who dies in a war, a ‘hero’, saying this is just a rhetoric people use to hide from themselves the disgusting reality of war. He testifies that the actual soldiers dislike talk of heroes and heroics; in the reports they read they are far more concerned to hear the simple truth.

Spain invites the world’s writers (Autumn 1937)

Being notes on the International Writers Congress held in which Spender attended. He is very impressed by André Malraux (‘a hero’) and his talk of will, how the writer must create an environment which allows them to write. They drive from Barcelona to Valencia and on to Madrid, seeing sights, meeting the People, excited by the social revolution very obviously going on around them. The essay concludes with a conversation with the Spanish poet, José Bergamín who, when asked about his Catholicism, says yes yes yes he believes all the articles of faith, but no no no he believes the Catholic Church in Spain has allied with one particular class and is trying to prevent ‘the spiritual growth of the Spanish people’. Spender optimistically concludes that, within the political revolution sparked by the war, is also taking place a Catholic Reformation. (In both predictions he was, of course, wrong.)

I join the Communist Party (Daily Worker, February 1937)

Spender explains that the motivation of his book Forward From Liberalism, published in 1937, was to show the mindset of a typical bourgeois liberal (i.e. himself) approaching communism, namely his belief in social justice and international peace rather than imperialist aggression.

In this article he announces that he has a) formally joined the communist party b) is setting off to Valencia to support the Republican government.

In fact these three short pages conclude with a description of his whistlestop tour of Tangiers and Gibraltar (mentioned above) and how he found everywhere how a minority of capitalist-imperialists was wedded to the Francoist attachment to property and in doing so seeking to suppress and put down the 80% of the population who wanted revolutionary change to their society.

Everywhere he went he saw Communists leading the fight against fascism, the best and most dignified of the working class were the Communists. And so he’s joined the Party.

When he puts it like that, his decision sounds eminently reasonable.

However, the first half of the little essay indicates a massive problem he faced: even before he joined the Party he had been sharply criticised by a critic in the Daily Worker for passages in Forward From Liberalism in which he had questioned the Moscow Show Trials i.e. Stalin’s word.

This is the crux of this entire section and of Left-wing politics in the 1930s as a whole. In contrast to the rotten, do-nothing democracies, Communism was actively fighting the unambiguous evil of fascism, and everywhere communist workers provided inspiring examples of human heroism and high-mindedness. Plus, to the anxious bourgeois intellectual, the Communist Party provided a wonderful sense of community and acceptance in a greater task. Good.

But, as they all discovered, Communism-in-practice meant lying for Stalin. Lying about the show trials, the deportations, the famines, the labour camps, the murder of opponents and rivals in Russia, and lying about the undermining of the entire Spanish Republican war effort by commissars more concerned with eliminating Trotskyists or Anarchists than with fighting the supposed enemy.

And this was the enormous disillusion which woke Spender, Auden and many other writers from their dream of solidarity with the working class. They would love to show solidarity with the working class and overthrow the rotten old system. But central to membership of the Party was abandoning their individual ‘bourgeois’ consciences and lying for a brutal, murderous dictator. And none of them could do that.

Postscript

With the ending of the Spanish Civil War it became clear that the thirties was being wound up like a company going into bankruptcy. The departure of Auden for America in 1939, whatever personal feelings it aroused, considered as a public act only underlined what most of his colleagues already felt: that the individualist phase was over. From now on, people did not join anti-fascism as individuals who might influence history. They joined armies in which they were expected to forget that they were individuals. (p.85)

With a few exceptions the writer associated with the thirties tried after 1939 to break with their political connections. This was particularly true of Auden who edited out of his works what might be termed the Thirties Connection. His departure for Isherwood in late 1939 dramatised the end of a decade. (p.276)

(In this second passage Spender makes a small but telling mistake. Auden and Isherwood sailed for New York in January 1939, at the start of the year. Spender’s memory has smoothed this out by making it occur in ‘late’ 1939, right at the end of the year and so of the decade – thus making it appear more symbolic and neat. Well, he’s a poet, not a historian.)


Credit

The Thirties and After by Stephen Spender was first published by Macmillan Books. All references are to the 1978 Fontana paperback edition.

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Edith Tudor-Hart and Wolfgang Suschitzky @ Tate Britain

This is a one-room, FREE display of the wonderfully evocative 1920s and 1930s black-and-white photos of the Jewish émigrés, Edith Tudor-Hart and Wolfgang Suschitzky.

In fact, despite the name difference, they were sister and brother, two Austrian Jews born and raised in Vienna (Edith born 1908, Wolfgang born in 1912), who fled the Nazis, settled in England, and made a major contribution to documentary photography and film in mid-20th century England.

Their father was a social democrat who was born into the Jewish community in Vienna, but had renounced Judaism and become an atheist. He opened the first social democratic bookshop in Vienna and the family home was a meeting place for left-wing intellectuals.

Edith Suschitzky trained in photography at Walter Gropius’s Bauhaus in Dessau by which time she had become a fervent socialist, eventually a communist, and vowed to dedicate her art to documenting the lives of the poor.

A child stares into a Whitechapel bakery window (circa 1935) by Edith Tudor-Hart

In 1933 Edith was jailed for a month in Vienna after acting as a courier for the Communist Party. Upon release she married a British medical doctor, Alexander Tudor-Hart, who left his wife and two children to be with her. (Tudor-Hart was himself an active member of the British Communist Party who would volunteer to serve as a doctor on the Republican side in the Spanish Civil War, 1936 to 1939). And so the couple fled Vienna where she was in jeopardy twice over, for being a communist and a Jew.

Demonstration outside the Opera House, Vienna (about 1930) by Edith Tudor-Hart © Peter Suschitzky, Julia Donat & Misha Donat

Once settled in London, Edith continued her photography, photographing the working class in the East End and then undertaking trips to depict poor communities all round England – from the south Wales coal miners, to the unemployed in Jarrow, to working families in London’s East End.

Gee Street, Finsbury, London (1936) by Edith Tudor-Hart © Scottish National Portrait Gallery

She worked for several British magazines – The Listener, Picture Post and Lilliput among others – and earned a modest income as a children’s portraitist. There was always a completely separate strand to her work which was about health and education, especially of small children, something that dated back to her early enrolment, aged just 16, in a course with Maria Montessori in London, where she at one stage planned to become a kindergarten teacher.

Later, in England, alongside her photos of the poor and deprived, she also took numerous photos of children in clinics and health centres and exercising healthily outdoors. As if contrasting the misery and poverty and deprivation of 1930s England with what might be if only we could organise society’s resources rationally.

Ultraviolet Light Treatment, South London Hospital for Women and Children (c. 1934) by Edith Tudor-Hart © Scottish National Portrait Gallery, Edinburgh

Wolfgang Suschitzky

Edith’s younger brother, Wolfgang, fled Vienna a little after Edith (in 1935) and although he, too, settled in England, his photography was strikingly different in style and approach. He too took mostly street scenes of ordinary people, but his work is more consciously poetic, carefully arranged and lit.

Backyard, Charing Cross Road (1936) Wolfgang Suschitzky

Light and shade and shadow, and the glimmer of dust in sunlight or fog and mist attracted him.

Westminster Bridge, London (1934) Wolfgang Suschitzky

Whereas Edith’s work focuses relentlessly on the day to day poverty of the working classes, Wolfgang’s, as the wall label puts it, ‘displays an affection for the city in which he found freedom and safety’. Probably his best-known photos are from a series made on the bookshops of Charing Cross Road. They can be interpreted as a) street scenes from the London he came to love b) a memorial to his bookseller father (who took his own life in 1934 in despair at the collapse of Socialism in Austria) c) a tribute to books and their readers as symbols of intellectual and imaginative freedom which need to be treasured and defended.

Charing Cross Road/Foyles (c.1936) by Wolfgang Suschitzky

Spies

In fact Edith’s story has an extraordinary extra dimension: she was a Soviet spy. And not just any old spy but played a key role in the recruitment and management of the Cambridge Five spies including Kim Philby and Anthony Blunt.

She was instrumental in recruiting members of the Cambridge Spy ring, which damaged British intelligence from World War II through to its discovery in the late 1960s.

During the early 1930s Edith’s former lover Arnold Deutsch was teaching at the University of London, but was also an active Soviet spy, recruiting British students to spy for Russia. When, in 1934, Kim Philby and his Austrian wife Litzi Friedmann arrived back in London from Vienna, Tudor-Hart – who had met and got to know them in Vienna – suggested to Deutsch that the NKVD recruit them as agents. After some vetting, a direct approach was made to Philby and he became the KGB’s longest-serving and most damaging British spies.

Entwined lives: Kim Philby and Edith Tudor-Hart

Edith had been placed under surveillance by Special Branch soon after her arrival in Britain, but despite this she was able to carry on espionage activities. In addition to Philby, she also helped to recruit Arthur Wynn for the Soviets in 1936. In 1938–39 Burgess used her to contact Russian intelligence in Paris. When the rezidentura at the Soviet Embassy in London suspended its operations in February 1940, Edith acted as an intermediary for Anthony Blunt and Bob Stewart, passing on their messages to the Soviets.

In 1950 Edith was commissioned by the Ministry of Education to take a series to be titled Moving and Growing, showing children undertaking healthy music-and-movement style exercise, often outdoors.

From the series Moving and Growing (1951) by Edith Tudor-Hart

But they were to be among her last photographs. Following Kim Philby’s first arrest in 1952, Edith was brought in for interrogations by MI5 agents and her apartment was searched several times. She burned many of papers, notes, journals and many of her negatives in order to protect herself. What a loss!

Despite the searches and interrogations MI5 were unable to prove evidence of her espionage, so she was left at liberty. However, Edith’s mental health was not good. She had divorced Tudor-Hart in 1940, and had to cope with the fact that their only child, a son, Tommy, born in 1936, was severely autistic, and was placed in mental institutions from the age of 11, never to be fully released.

How hard that must have been for a woman who had taken so many life-affirming photos of happy little children at innovative health centres or playgroups or dancing in the sunshine.

So later in the 1950s Edith abandoned photography altogether and moved to Brighton, where she opened a tiny antique shop on Bond Street and lived in the flat above it in genteel poverty until her death in 1973. It was only 20 years later, after the fall of communism and the Soviet Union, that files about her were released and a newspaper article first revealed her role as a Soviet agent and spy.

And that her relatives, namely her brother Wolfgang’s children, first learned of their aunt’s scandalous double life. This led to research, the writing of a biography, and last year a documentary was released about her double life. This is the trailer:

Conclusion

So this modest one-room display of 49 photos by just a brother and sister ends up unfolding a story of huge historical, artistic and psychological complexity and poignancy.


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György Lukács on Franz Kafka (1955)

Brief biography of György Lukács

From the 1920s to the 1960s György Lukács was one of the leading Marxist philosophers and literary critics in Europe.

Born in Budapest, Hungary, in 1885, the son of a very affluent Jewish banker, he benefited from a superb education and was a leading intellectual at Budapest university, combining interests in literature and (Neo-Kantian) philosophy, and founded a salon which featured leading Hungarian writers and composers during the Great War.

The experience of the war (although he was himself exempted from military service) radicalised Lukács and he joined the Hungarian Communist Party in 1918. His cultural eminence led to him being appointed People’s Commissar for Education and Culture in the short-lived Hungarian Soviet Republic which lasted from 21 March to 1 August 1919 and took its orders directly from Lenin. Lukács was an enthusiastic exponent of Lenin’s theory of Red Terror.

When the Republic was overthrown by army generals who instituted the right-wing dictatorship which was to run Hungary for the rest of the interwar period, Lukács fled to Vienna where he spent the 1920s developing a philosophical basis for the Leninist version of Marxism.

In 1930 he was ‘summoned’ to Moscow to work at the Institute of Philosophy of the Russian Academy of Sciences, although he soon got caught up in Stalin’s purges and was sent into exile in Tashkent. But Lukács was fortunate enough to survive – unlike an estimated 80% of Hungarian exiles in Russia, who perished.

At the end of the Second World War Lukács was sent back to Hungary to take part in the new Hungarian communist government, where he was directly responsible for written attacks on non-communist intellectuals, and took part in the removal of independent and non-communist intellectuals from their jobs, many being forced to take jobs as manual labourers.

Lickspittle apparatchik though that makes him sound, Lukács in fact trod a careful line which managed to be critical of Stalinism, albeit in coded and often abstruse philosophical phraseology. Due to his experience and seniority, Lukács was made a minister in the government of Imry Nagy which in 1956 tried to break away from Russia’s control during the so-called Hungarian Uprising. Nagy’s government was suppressed by the Soviets, and Lukács along with the rest of the Nagy government was exiled to Romania. Nagy himself was executed, Lukács only just escaped that fate. Yet again Lukács had experienced at first hand the brutal and repressive force of Soviet tyranny.

He was allowed back to Budapest in 1957 on the condition that he abandoned his former criticisms of the Soviet Union, engaged in public self-criticism, and on this basis was allowed to keep his academic posts, to continue writing and publishing his theoretical and critical works, up to his death in 1971.

His was a highly representative life of a certain kind of Central European intellectual in the twentieth century. He was reviled at the time by the people whose lives he blighted and by a wide range of liberal and conservative opponents.

Modernism as a symptom of capitalist society

In 1955 Lukács delivered a series of lectures on the clash between Realism and Modernism and a year later the lectures were published in essay form in a short book titled The Meaning of Contemporary Realism.

The message is simple: Realism good, Modernism bad. Simple enough, but the interest and, for me at any rate, the great pleasure to be had from reading this book is in the secondary arguments, in the clarity with which he presents his premises and works through the ideas and theories which support his case.

Lukács begins with a sweeping premise: the era we live in is dominated by the conflict between capitalism and socialism. Looking back at the nineteenth century we can see how Realism in the arts emerged with the newly triumphant bourgeoisie, and was a result of the new social conditions brought about by their rise and overthrow of the last vestiges of power of the European aristocracy.

(Realist authors would include Stendhal, Balzac and early Flaubert in France, Tolstoy in Russia, George Eliot in England, Mark Twain in America.)

Realism in literature was followed by Naturalism in the final third of the nineteenth century, which paid more attention to the grim social conditions of mature capitalist society but also, in the hands of a novelist like Zola, began the process of reducing human beings to ciphers worked on by malign environments. Darwinism, when applied to society by right-wing theorists, could be made to make people appear simple tools of their genetic inheritance, while late-Victorian socialist theories could make people appear pawns and slaves of their working environments.

Émile Zola (1840 to 1902) was the chief exponent of Naturalism. He regarded his novels as sociological experiments. In Lukács’s opinion, Zola abandoned the tricky balance which the realist novelists maintained between character and ‘type’, in favour of the latter: he created countless social types, which helps explain why Zola wrote nearly forty novels without a single memorable character in any of them.

(Naturalist authors are spearheaded by Zola in France, with maybe Jack London in America, George Gissing and Arthur Morrison in England.)

By the end of the century (during the 1890s) a shoal of literary movements developed which prioritised an interest in decadence, perversion, the macabre and gruesome, the so-called Decadent movement and the gloomy atmosphere of Symbolism.

This brings us to the eruption of Modernism about the time of the First World War, the movement which, Lukács claims, is still praised and defended by bourgeois capitalist critics at the time he’s writing (1955). But for Lukács, Modernism represents a colossal failure of humanity. Modernism turns its back on history and society, its protagonists are almost all loners undergoing nervous breakdowns, hopelessly alienated from societies which are portrayed as stuck, static, incapable of change or improvement.

From T.S. Eliot in The Waste Land to Samuel Beckett in Waiting For Godot, Modernist writers depict complete psychological collapse, in Beckett’s case the degradation of human beings into mumbling vegetables. He backs it up with references to Musil’s The Man Without Qualities and other European works which foreground hopelessness and despair, and he was, of course, writing during the heyday of French existentialism, which became a byword in the 1950s for black sweaters and anguish.

All of these Modernist works and writers, Lukács argues, are symptoms of the alienating effect of living under Western capitalism. All these writers, artists and composers bear out Marx’s insight that in the capitalist system people are alienated from each other and from themselves.

Specific points

This makes Lukács sound like a cumbersome Stalinist commissar, but in fact the book is a pleasure to read from start to finish because:

  1. it moves relatively quickly, not belabouring the points
  2. it makes references to all kinds of writers, most from the European and not the Anglo-Saxon tradition so which we Brits are not very familiar with
  3. it features a whole series of thought-provoking ideas

Time

There is a fascinating discussion of subjective versus objective time, and how Modernists of all stripe, including Modernist philosophers, became fascinated by trying to describe the undifferentiated flow of sense impressions and ideas which became known as stream-of-consciousness, most famously in the works of James Joyce and Virginia Woolf.

Lukács compares and contrasts Joyce and Woolf’s approaches with the way Thomas Mann uses what, at first sight, is also stream of consciousness to capture the thoughts of the poet Goethe in his novel Lotte in Weimar (1939). Mann is a realist writer and so, in Lukács’s opinion, when he uses stream of consciousness it is as a tool to help particular individuals and events emerge against a clearly defined social backdrop.

Static Modernism versus dynamic Realism

Joyce’s worldview is static. More than one critic has pointed out how Ulysses portrays a Dublin trapped in stasis and his masterpiece, Finnegan’s Wake, portrays a vast circular movement. But, says Lukács, human beings only achieve their personhood, only become fully human, by interacting with other humans in a constantly changing, dynamic society. Realist authors select characters and details to portray their understanding of this ceaseless dialectic between the individual and society.

Solipsism and nihilism

A full and proper understanding of society in all its relations is empowering, an analysis and understanding which gives people the confidence to mobilise and change things. By contrast, Lukács accuses Modernists of turning their backs on a healthy interaction with the world, of rejecting society, and rejecting a historical understanding of how societies change and evolve.

And it is no great leap for Modernists, in Lukács’s view, to pass from the belief that nothing ever changes, to despair. Rejecting society and history leads the protagonists of Modernist fictions to:

  1. be confined within the limits of their own subjective experiences (Joyce, stream of consciousness, Beckett’s monads)
  2. ultimately deprive the protagonist of even a self – a personal history, since that history is (in a normal person) largely a record of the interaction between themselves and the host of others, starting with their family and moving outwards, which constitute society

As Lukács puts it:

By exalting man’s subjectivity, at the expense of the objective reality of his environment, man’s subjectivity is itself impoverished. (page 24)

Man is reduced to a sequence of unrelated experiential fragments. (page 26)

Heidegger versus Hegel

In this context, Lukács invokes the teachings of Heidegger, the godfather of 20th century existentialism, with his fundamental idea of Geworfenheit ins Dasein, that human beings have been ‘thrown-into’-Being’, abandoned in a godless universe etc etc, all the self-pitying tropes which have been promoted by existentialist philosophers, critics, playwrights, novelists, film-makers, rock stars and millions of teenagers in their lonely bedrooms ever since.

The individual, retreating into himself in despair at the cruelty of the age, may experience an intoxicated fascination with his forlorn condition. (page 38)

By contrast, Lukács goes back to the origins of Western philosophy to invoke the fundamental insight of one of its founders – Aristotle – that man is a social animal: we only fully live and have our being in a social context. This insight recurs in various Western thinkers and finds its fullest modern embodiment in the vast system of Georg Hegel (1770 to 1831) who, in the early nineteenth century, applies his theoretical model of the dialectic to the continual interplay between the healthily-adjusted individual and the society they find themselves in.

How does this play out in fiction? Well, the realist novelist such as George Eliot or Tolstoy chooses representative types, puts them in a narrative which represents realistic actions which capture the possibilities of their society, and selects details which highlight, bolster and bring out these two aspects. By and large things change in a realist novel, not least the characters, sometimes against the backdrop of dramatic social events (Middlemarch and the Great Reform Bill, War and Peace and the Napoleonic War).

It is the realist’s interest in the interplay between a character and his or her fully realised environment – from Homer’s Achilles to Thomas Mann’s Adrian Leverkuhn – which gives us a fully developed sense of character and, deeper than this, a dynamic sense of human potential. At bottom, the subject of the realist author is human change and development.

Moreover, Lukács goes on to point out that all literature is, at some level, realistic. It would be impossible to have a totally non-realist novel (whereas you can, for example, have an utterly abstract work of art). More to his point, about the value of society and history:

A writer’s pattern of choice is a function of his personality. But personality is not in fact timesless and absolute, however it may appear to the individual consciousness. Talent and character may be innate; but the manner in which they develop, or fail to develop, depends on the writer’s interaction with his environment, on his relationships with other human beings. His life is part of the life of his times; no matter whether he is conscious of this, approves or disapproves. He is part of a larger social and historical whole. (page 54)

So much for the Realist worldview, then.

The Modernist, on the other hand, rejects all this. More often than not Modernist characters are extremes, psychopaths, neurotic, going mad. Lukács points to all of Samuel Beckett’s characters, trapped in the cage of their solipsism, but also the many mentally challenged characters in William Faulkner, or of the man adrift on a sea of phenomena in Robert Musil’s Man Without Qualities.

Details are chosen not to highlight the characters’ representativeness but to bring out the freakishness of themselves and the uncanny world they inhabit. And the plot or story is often sick and twisted (Faulkner), or barely exists (Joyce), or revels in degradation and decline (Beckett).

(I laughed out loud when he described the way Beckett stands at the end of this tradition, as an example of ‘a fully standardised nihilistic modernism’, making him sound like a standard edition family saloon or an entry-level fridge freezer, page 53)

In a striking manoeuvre Lukács invokes Freud as a godfather to Modernism, pointing out that Freud himself openly declared that his way of gaining insight into the structure of the ‘normal’ mind was via study of a colourful array of neurotics, obsessives and phobics. In other words, one of the major planks of thought underlying all Modernist psychology, Freudianism, is based on generalisations from the morbid and the unnatural (page 30).

Franz Kafka

Which brings us to Kafka. Kafka, for Lukács, even more than Beckett, for all his genius, represents the acme of the sickness that is Modernism. He points out a detail I’d forgotten which is that, as Joseph K is being led away to be executed, he thinks of flies stuck on flypaper, tearing their little legs off. This, Lukács says, is the vision at the heart of all Kafka’s fiction and at the heart of the Modernist worldview – humans are helpless insects, totally impotent, paralysed in a society they don’t understand, trapped in unintelligible situations.

Kafka’s angst is the experience par excellence of modernism. (page 36)

Lukács dwells on Kafka’s brilliant way with details, his eye for the telling aspect of a person or situation which brings it to life. But Lukács uses this fact to bring out the world of difference between the realistic detail in a realist fiction –which has been chosen because it is representative of the real world, properly conceived and understood – and the details in Kafka, which he selected with absolute genius in order to convey his crushing sense of the utter, paralysing futility and nonsense of existence.

Kafka’s fictions are absolutely brilliant allegories, but allegories of nothing, allegories of emptiness (pages 44 to 45).

Thoughts

Pros

This is just a selection of some of Lukács’s insights in this short and, for the most part, very readable book. He may have been a slimeball, he may have been a criminal, he may have been a hypocrite, he may have been a toady to power – but there is no denying he was a very clever man, very well read, and he conveys his learning fairly lightly. He doesn’t set out to be impenetrable, as most French theorists do.

And he’s candid enough to admit that many of the experiments and new techniques and works written by the Modernists were dazzling masterpieces, and to concede that much of the stuff written under the aegis of Stalin’s doctrine of Socialist Realism was tripe. He’s too sophisticated to defend rubbish.

But his basic critique that the Modernist works which Western critics, to this day, tend to uncritically adulate, do tend to foreground the outsider, the alienated, the loner, often with severe psychological problems, in fictions which often lack much plot or any interaction with other characters, and in which both hero and author have largely turned their back on wider society – this is very insightful. His analysis of these aspects of Modernist fiction is useful and stimulating.

And, having just read Kafka’s biography, his diagnosis of Kafka’s writings as the brilliant masterpieces of a very sick mind are completely spot on. I like the way he brings out the important of the just-so detail in Kafka’s works, the precise details which tip the whole thing over into paranoid nightmare.

Cons

However, all this good stuff is in the first part of the book. As the book progresses an increasingly more dogmatic tone emerges. What are at first scattered references early in the book to the Cold War and the Peace Movement coalesce into a sustained political polemic. Lukács links his concept of the Good Realist writer directly with the 1950s Peace Movement, which was strongly promoted by the Soviet Union amid disingenuous claims to want to end the Cold War (while all the time retaining a vice-like grip on Eastern Europe and funding destabilising communist insurgents around the world).

By contrast, Lukács explicitly links some of the philosophers and authors of angst (most notoriously Heidegger) with Nazism and so tries to tar all Modernist authors with the taint of Fascism, which is clearly not true, think of Kafka, and Joyce and Faulkner.

In other words, Lukács disappoints by dropping the insights of the early part in order to make a direct and crude connection between a writer’s underlying worldviews and current developments in international politics. He is not crude enough to blame individual writers for Fascism or capitalism – but he does point out repeatedly that they base their works on the same worldview that accepts the exploitation and alienation implicit in the capitalist system.

For most of the first half I enjoyed Lukács’s dissection of the psychopathology of Modernism. But when he began to directly relate it to capitalist-imperialism and to lecture the reader on how it led to The Wrong Side in the Cold War, the book suddenly felt crude, simplistic and hectoring. When he suddenly states that:

The diabolical character of the world of modern capitalism, and man’s impotence in the face of it, is the real subject matter of Kafka’s writing (page 77)

I thought, How can such a clever, well-read man write something so crude, and I immediately thought of counter-arguments:

  1. Kafka’s visions of human life crushed by a faceless and persecuting bureaucracy could equally well have come out of Czarist Russia with its notorious secret police or, indeed, Stalin’s Russia.
  2. Kafka didn’t in fact live in an advanced capitalist society such as America, Britain or Germany – the endless, useless bureaucracy lampooned in his books is precisely not that of snappily efficient America or dogmatically thorough Germany, but precisely that of provincial Bohemia, a sleepy backwater entangled in the vast and impenetrable civil service of the Austro-Hungarian Empire.
  3. And Kafka would have been horribly out of place in any social system, at any time, as his biography brings home with startling force.

Worst of all, when, in the middle of the book, Lukács says that what counts about a writer isn’t their actual works, not their words or pages or techniques or style, but the general tendency of their thought… the implication is that this tendency can be measured by a communist commissar like himself – and suddenly I could hear the tones of Zhdanov and the other Soviet dictators of culture, whose crude diktats resulted in countless artists and writers being arbitrarily arrested and despatched to die in the gulag, crying out as they went that they meant no offence – while the apparatchiks calmly replied that they weren’t being punished for anything they’d actually said or done: they were being condemned to ten years hard labour for the tendency of their work.

At moments like this in this suave and sophisticated book, you suddenly glimpse the truncheon and the barbed wire of actual communist tyranny, which gives it a sudden thrill and horror not normally encountered in a genteel volume of literary criticism.

So it’s a complicated business, reading Lukács – at one moment, immensely rewarding, at the next genuinely disgusting.


Related links

Kafka reviews

Dates are dates of composition.

Marx and communism

Communism in Russia

Communism in China

Communism in Vietnam

Communism in Germany

Communism in Poland

  • Warsaw 1920 by Adam Zamoyski (2008) How the Polish army stopped the Red Army’s advance into Poland in 1920 preventing them pushing on to support revolution in Germany
  • The Captive Mind by Czesław Miłosz (1953) A devastating indictment of the initial appeal and then appalling consequences of communism in Poland: ‘Mass purges in which so many good communists died, the lowering of the living standard of the citizens, the reduction of artists and scholars to the status of yes-men, the extermination of entire national groups…’

Communism in France

Communism in Spain

  • The Battle for Spain by Antony Beevor (2006) Comprehensive account of the Spanish civil war with much detail on how the Stalin-backed communist party put more energy into eliminating its opponents on the Left than fighting the fascists, with the result that Franco won
  • Homage to Catalonia by George Orwell (1938) Orwell’s eye-witness account of how the Stalin-backed communist party turned on its left-wing allies, specifically the Workers’ Party of Marxist Unification which Orwell was fighting with, and how he only just managed to escape arrest, interrogation and probable execution

Communism in England

Käthe Kollwitz @ the British Museum

This is a really brilliant exhibition. Kollwitz is a genius and this is a searing, dazzling, breath-taking exhibition of 48 of her best prints – and it is FREE! You should go see it.

Biography

Kollwitz (1867 to 1945) was the fifth child of Karl Schmidt, a radical Social democrat, and Katherina Schmidt, daughter of a freethinking pastor. She was born and raised in Koenigsberg in East Prussia. Two key points: her family were committed socialists who exposed her to the social realist novels of Zola et al, as well as discussing the social issues of the day – supported her through her art school studies.

The result was that her work, throughout her life, was devoted to the suffering of the poor – especially poor women – and a particular interest in moments of rebellion and uprising and social conflict.

Plate 2 Death from A Weavers Revolt (1893 to 1897) by Käthe Kollwitz © The Trustees of the British Museum

Berlin

After studying art in Berlin and Munich, in 1891 Kollwitz moved permanently to Berlin, when she married Karl Kollwitz, a doctor. They lived near his practice in a poor working class district of the rapidly growing city. They were both politically committed special democrats, and it shows, God it shows, in a series of dark, raw and intense prints showing the harrowing poverty and squalor of working class life.

Between 1908 and 1910 she made fourteen drawings in this realist style for the satirical magazine Simplicissimus, on social realist themes such as unemployment, alcoholism, unwanted pregnancy and suicide, including this one.

Unemployment (1909) by Käthe Kollwitz © The Trustees of the British Museum

One of the captions refers to the plasticity of her style, the superb modelling of faces and bodies. In a work like Unemployment this comes over in the dramatic contrast between the faces of the two toddlers and the baby on the bed, and the sparseness and vagueness of other areas of the composition, notably the hard troubled faces of the two adults. These key areas are soft and sensitive, while the surroundings – and the brooding figure on the left – feel harsher, darker, rebarbative.

As early as 1888, aged 21 and at the Women’s Art School in Munich, she had realized her strength was not as a painter, but a draughtswoman, and the strength and shape and depth of all the compositions here is wonderful. Thus her increasing focus on the techniques of etching, lithography and woodcuts.

Series

Paintings are often one-off affairs which can be sold at a premium (especially if commissioned by a rich patron), but the effort required in making prints, etchings and woodcuts has meant that artists often conceive of them as series, to be produced and sold in limited runs, and maybe collected into books.

The Weavers: Six prints, 1897 to 1898

Kollwitz based her first series on a play by Gerhart Hauptmann, The Weavers, which dramatized the oppression of the Silesian weavers in Langenbielau and their failed revolt in 1844. She produced three lithographs (Poverty, Death, and Conspiracy) and three etchings with aquatint and sandpaper (March of the Weavers, Riot, and The End). See the grim image which opens this review. When they were exhibited in 1898 they made her name.

The Peasants War: Seven prints, 1902 to 1908

Kollwitz’s second major cycle of works was the Peasants War which occupied her from 1902 to 1908. This was another rebellion of the workers, in this case the maltreated peasants who rose up against their feudal lords in the wake of the Protestant Reformation, in 1525, and were eventually defeated in a bloodbath.

Plate 5 Outbreak from The Peasants War (1902 to 1903) by Käthe Kollwitz © The Trustees of the British Museum

At first sight there is a tremendous dynamism in this image, with the figure of the woman rousing and encouraging the men dominating the foreground. Looking closer I was struck by the ape-like clumpiness of many of the peasants – look at the man on the right. This heaviness, this simian Neanderathal appearance, seems to bespeak their status as oppressed serfs, as people who are in fact, barely human, so low have they been degraded.

All the images are tremendous but I was thrilled by Arming in the vault where she uses dark and light to convey the sense of a great horde of proletarians emerging from the underworld, armed to the teeth, ready to cause havoc.

And there is a detailed and devastating print titled simply Raped which shows the foreshortened body of a woman lying amid dead leaves in an orchard or garden, wearing a skirt but her hard peasant’s feet and calves and knees towards us, while lost in the overhanging trees, her young son looks down at her ravaged body. Note how the woman’s head is set at an unnatural angle, lying back into the leaves.

Sensuality

But alongside the historical-political series, Kollwitz also produced images of startling sensuality. They date from the early 1900s after she had made several trips to Paris and been amazed at the colourfulness and vivacity of its streets and social life as well as its brilliant Impressionist and Post-Impressionist painting. The experience inspired experiments in sensual and also with colour. This female nude is stunning. I found the pinpoint accuracy of the draughtsmanship breathtaking.

Female nude seen from the back with green shawl (1903) by Käthe Kollwitz © The Trustees of the British Museum

Self portraits

Kollwitz made a total of 275 prints, in etching, woodcut and lithography, of which about 50 are self-portraits. The wall labels tell us that she also kept extensive diaries and wrote many letters describing and analysing her own feelings, her art and career.

One wall of the show is devoted to half a dozen or so self-portraits which showcase her tremendous draughtsmanship and accuracy, along with a deep brooding gaze, and the ability to capture mood and personality to a spooky extent. She is as harsh and unforgiving on herself as she is on her grim peasants and mourning mothers. What technique! What a godlike gift for capturing the intensity of the human soul!

Self Portrait (1924) by Käthe Kollwitz © The Trustees of the British Museum

The Great War

Then Europe went to war and her youngest son, Peter, aged 18, volunteered, marched off, and was killed in October 1914. The suffering of poor mothers had been a constant topic of her social-realist work, and – eerily enough – a decade earlier she had created this haunting image of a mother cradling a dead son, for which she had herself modelled, holding the self-same Peter as a seven-year-old boy.

Woman with dead child (1903) by Käthe Kollwitz © The Trustees of the British Museum

In fact the exhibition contains three of the eight working versions of this work, which demonstrate how she created, modelled and evolved her way towards the final image, a fascinating insight into her technique.

The War series: Seven woodcuts, 1922 to 1923

The loss of her son, and the slow strangulation of Germany caused by the Allied blockade, the loss of so many sons and husbands, as well as the gradual impoverishment of the entire nation, burned and purified her art to its essence, resulting in the scathing series of woodcuts she titled simply War.

God! How searing and blistering are her stark woodcut prints of mourning mothers and starving people, carved out of what look like blocks of coal, or ancient fossilised trees, images which reach right down into the roots of the earth, deep into the lineage of human experience.

All the light and shade, the modelling and depth and (sometimes brutal) sensuality of the earlier works has been burnt away in the fires of war. Now Anguish speaks in stark flat images dominated by lignite black, from which lined and haggard faces emerge like nightmares.

Plate 7 The People from the War series (1922) by Käthe Kollwitz © The Trustees of the British Museum

All seven of the War prints are here – The Sacrifice, The Volunteers, The Parents, The Widow I, The Widow II, The Mothers, and The People – ranged along the opening wall, bringing a new visual intensity to her approach.

It’s that emotional intensity and the stark black and white of the images which leads some histories to group her with the German Expressionists, except that the Expressionists were mostly a pre-war movement, and Kollwitz’s pre-war images had been much more smooth and naturalistic, as we have seen.

In fact Kollwitz went on producing work into the 1930s and indeed up till her death, in 1945. Her last great series of prints was the Death cycle of the mid-1930s.

Death Cycle, Eight prints, 1930s

Her last great cycle rotated around the figure of Death and consisted of: Woman Welcoming Death, Death with Girl in Lap, Death Reaches for a Group of Children, Death Struggles with a Woman, Death on the Highway, Death as a Friend, Death in the Water, and The Call of Death.

It marks a return to lithographs, with their ability to give depth and shade, unlike the medieval starkness of the war woodcuts. And also a return of the Neanderthal or simian quality which recurs throughout many of the harsher works, gaunt images of creatures who are barely human, with thick, knotty hands and feet. Big, clunky hands and especially feet, bony feet, huge knuckled feet, used to carrying burdens and long days of physical labour, are a trademark feature of her work, even in so ‘tender’ an image as Woman holding a dead child, the knees and feet are prominent and brutal.

Plate 8 Call of Death from the Death series (1937) by Käthe Kollwitz © The Trustees of the British Museum

This one, Call of Death, reminded me of Holocaust or Gulag or prisoner of war imagery. Homo redux, reduced by the crimes and the atrocities of the twentieth century to a bare minimum, barely human rump. And reminded me of the great poem, Death is a Master from Germany, written at the end of the war by Paul Celan.

death is a master from Germany his eyes are blue
he strikes you with leaden bullets his aim is true

Summary

All of the images in this exhibition are brilliant. I honestly can’t think of another exhibition I’ve ever been to where the quality of all the works is so uniformly high. The images of peasants pulling ploughs in muddy, wet fields, with harnesses round their necks are searing.

The barely human, half-apes sharpening their scythes from the Peasants War series are terrifying.

The woodcut she made commemorating the funeral of Communist agitator Karl Liebknecht is a great piece of popular art, albeit in a dubious cause (Liebknecht wanted to bring Leninist rule to Germany, but was murdered by right-wing militias in 1919 during the chaotic street fighting which followed the collapse of the German Empire. Same year Kollwitz was the first woman elected to the Prussian Academy of Arts. In letters she is recorded as explaining she had no sympathy for his cause, but was moved by the huge crowds of working class mourners who attended his funeral, the class she had been depicting for decades.)

Even before the Great War Kollwitz was a well-established artist in her genre, acknowledged by her receiving the position at the Prussian Academy immediately the war ended. But between the wars she developed a reputation not only in America (land of the rich collector) but, amazingly, in inter-war China, riven by civil war and Japanese invasions, where her blistering images of the poorest of the poor peasants working the land influenced the Woodcut Movement among socially conscious artists in that vast, peasant-based country. Her Peasants War work was seen by, and directly influenced, the Chinese artist Li Hua, who founded the Modern Woodcut Society at the Guangzhou Art School in 1934.

Struggle (1947) by Li Hua © The Trustees of the British Museum

The Campbell Dodgson collection

Kollwitz made a total of 275 prints, in etching, woodcut and lithography. This exhibition features 48. Why these 48 and no others? Because these prints were collected by Campbell Dodgson, former Keeper of the Department of Prints and Drawings (1893 to 1932) who then bequeathed them to the British Museum in 1948. Dodgson was influenced by his colleague Max Lehrs of the Dresden and Berlin Print Rooms – Kollwitz’s first and greatest champion – and acquired as many of her works as he could.

And then donated them to the museum. And now all 48 are on display here, along with generous picture captions and labels which give full explanations of her life and work and the motivation and process behind each one of these wonderful works. She is a really great, great artist. This exhibition is FREE. I can’t recommend it too highly.

Death and woman (1910) by Käthe Kollwitz © The Trustees of the British Museum


Related links

Germany between the wars

Art and culture

History

Victorian poverty and violence

Other British Museum reviews

The Festival of Insignificance by Milan Kundera (2014)

The Festival of Insignificance is by far Milan Kundera’s shortest book at just 115 pages. Four men live in Paris, four men of varying ages, pottering round, bumping into each other, in the street, at parties, having thoughts and conversations.

Alain is walking down the street fascinated by the way all the girls these days wear low-slung jeans and crop tops, showing off their navels. Ramon strolls through the Luxembourg Gardens. D’Ardelo visits his doctor with a heavy heart, convinced his symptoms are cancer. The doctor assures him they’re not.

Moments later D’Ardelo bumps into Ramon in the Luxembourg (they use to work in the same institute) and D’Ardelo a) asks Ramon whether he knows someone who can organise a little cocktail party to celebrate his (D’Ardelo’s) birthday and b) deceitfully tells Ramon he has just been diagnosed with cancer. His friend commiserates. As he walks away even D’Ardelo doesn’t understand why he lied.

An hour later Ramon is at Charles’s apartment and asks if he and his partner, an unemployed actor named Caliban, can cater for this cocktail party. Sure. Ramon explains the client with a story designed to show the difference between Brilliance and Insignificance. D’Ardelo is at a party preening like a peacock and spinning jokes, whereas Quaquelique is a discreet, quiet presence. Not silent, just uttering the occasional platitude. Ramon explains how D’Ardelo’s brilliance intimidates the women he talks to, they struggle to rise to his repartee.Whereas it is Quaquelique who leaves with the beautiful woman at the end of the party.

Insignificance trumps brilliance.

Part two – the marionette theatre

Introducing the anecdote Stalin told the Politburo about how, when he was a boy, he came across 24 partridges sitting on the bough of a tree. He had his shotgun with him, but only 12 cartridges. So he shot the first twelve birds, then walked home with the bodies, collected 12 more cartridges, walked back to the tree to find the other 12 partridges sitting there peacefully and shot them too. The Politburo listened in stunned silence. Only after the meeting had ended and they all went to the loo, while Stalin went off to his private room, did the Politburo burst out in guffaws of outraged laughter at Stalin’s outrageous lies.

We know the story because it is told in Khruschev’s memoirs which Charles owns a copy of. On another occasion Charles explains why the Russians renamed Koenigsberg Kaliningrad. It’s because of a Politburo member Kalinin, in fact president of the Supreme Soviet, who had a particularly weak bladder, and Stalin liked to keep waiting or late at meetings until he wet  his pants. Naming a city after this man was the whim of a dictator who felt something like genuine affection for this poor weak man.

Part three – Alain and Charles often think about their mothers

Alain, still thinking about girls’ navels, has a memory of being ten, of his mother paying a rare visit to the family home, of him climbing out of the family swimming pool and going over to where she’s sitting, and of her reaching out and touching  his navel.

There is an unexplained cut to an unnamed woman who drives to a bridge over a river and jumps in, attempting to drown. She hears a man’s voice, a man dives in and swims out to rescue her. Vengefully she drags the man down under the surface, lying athwart his body till he is still, then swimming up to the surface, walking wetfoot to her car, driving off…

On his way to his apartment, Alain is jostled by a brisk young woman who calls him an idiot. He phones Charles who tells him about his sick mother. Alain for some reason imagines her as an angel, and this leads to a brief consideration of angels, and a mild comparison of Alain, who’s mother left him when he was a baby, and Charles’s mother, who he’s known all his life and is now old and frail and a burden.

Part four – They are all in search of a good mood

Caliban the unemployed actor decided that, if he was going to work as a waiter for Charles, it would be fun to act a role, and so pretends to be from Pakistan. They get dressed up in waiter costume and drive to Madame D’Ardelo’s, unpack food and drink, get it ready to be presented etc. There’s a Portuguese waitress there (who hates speaking French) and, somehow, she gets into speaking to him in Portuguese while he replies to her in (largely made-up) Pakistani. Despite talking at complete cross-purposes (as so many Kundera characters do) they sort of fall in love.

Meanwhile, Alain is in his apartment which is decorated with just one photo, of the mother who didn’t want to have him. She told his father to be careful when making love but he came inside her nonetheless (making the modern reader realise this act of love happened before the coil or the pill i.e. in another universe).

She, we now learn, is the young woman who jumped into the river, because she was pregnant and didn’t want it. The drowning of the man is just one of the many fantasies Alain projects onto the mother he never knew. He talks to the photo and, in a mild outbreak of magical realism, she talks back. He reflects that, being gentle and weak, and yet an intruder into his life, he was born to be an Apologiser.

Ramon arrives at the party. He hates these posh people. He’s retired i.e. older than D’Ardelo. He watches an amusing scene in which some grande dame, Madame Franck (whose husband recently died) stuffs a canapé in her face while rudely ignoring the pushy, social-climbing daughter of M and Mme D’Ardelo.

Alain is pleased to bump into his old friend, Quaquelique, on the scout, as ever, for a new girlfriend. Alain bumps into a woman he knows, Julie, who flirts with him, then walks away waggling her bottom.

Part five – A little feather floats beneath the ceiling

The narrative becomes slowly more fantastical. Charles the bartender is looking up at a tiny feather drifting down from the ceiling. Remember the conversation earlier about angels? He wonders if this is a tiny token of an angel. Madame Franck notices it too and holds out her finger for it to land on.

Somehow this scene morphs into the Politburo standing round while Stalin calls them to order and then laughs at his own joke of renaming Koenigsberg after pitiful comrade Kalinin.

Ramon engages in conversation with Caliban, agreeing that their tactic of speaking in ridiculous languages does, to some extent, mollify the humiliation of making their living by being lackeys at parties of the rich.

We’ve known for a long time that it was no longer possible to overturn this world, nor reshape it, nor head off its dangerous headlong rush. There’s been only one possible resistance: to not take it seriously. (p.75)

But now he wonders if we are in a post-joke era. As if to confirm it they both notice a man who appears to be eavesdropping on them, on Caliban. Suddenly he is seized with anxiety: what happens if a French security man or policeman realises he is a Frenchman masquerading as Pakistani? Arrest. Interrogation. Prison, Deportation. (This seems to me a bit weak; if Kundera wanted to raise the spectre of 9/11 and the war on terror, why not have a Muslim or Arab character?)

Which leads Ramon to remind them of the story of Stalin and the partridges. One way of interpreting it is that Stalin didn’t expect to be believed, he was telling a joke, but the Politburo didn’t get it because they were too sacred. Ramon grandly announces that this moment symbolised the start of the Post-Joke Age (p.77). This is such palpable bollocks it barely seems worth engaging with. Do you think we live in a Post-Joke Age?

Madame Franck finally catches the feather on her finger and announces it is a symbol. Ramon slips out the door and hails a taxi in the street. Alain’s mother speaks to him from her photo, describing an enormous fantasy in which all humanity is still connected via their umbilical cords back to their mothers who are connected back to their mothers and so on in a vast tree back to Eve. Alain’s mother wanted to destroy the tree and wipe out the memory of humanity.

Part six – Angels falling

The party is over. Charles and Caliban change back into their ordinary clothes. The young waitress, whose name is Mariana, adores Caliban even more. She intercedes with Charles to speak on her behalf, but then Caliban walks over and kisses her. But she remains chaste and rushes off. The two men reflect on chastity.

Caliban wants to go see their friend Alain and drink to chastity. They call up from the street, Alain lets them in, Caliban teeters on a chair to reach the bottle of vintage Armagnac brandy Alain has placed high on his armoire, but the chair breaks and Caliban topples to the floor, mashing the brandy.

Meanwhile, the narrative cuts back to an extended sequence with Stalin and Politburo. First of all he asks them if they know what Kant’s great idea was: It was the Ding an sich, the notion that there is a reality out there, but we can never know it. Against this he describes the central idea of Schopenhauer, namely that the world is made of Will and Representation. Everyone in the world has their different representations of it. Which ones triumph depends on the force of will. And he, Stalin, has done more than any man in history to impose his Will, and his Idea, on humanity.

But now he feels tired and, looking round at the imbeciles in the Politburo, he wonders what he sacrificed his life to. He thumps the table which shakes.

That thump coincides with Caliban falling off the chair in Alain’s flat with a bump.

And the door closing in Julie’s flat. Without quite understanding how, she seems to have left the party with Quaquelique and to have slept with him.

But the Politburo are distracted by an amazing sight. Outside the Kremlin window, from high in the air, angels are falling. What does it mean? While they are distracted Stalin changes into his hunting gear, grabs his shotgun, and goes stalking off down the Kremlin corridors.

Part seven – The festival of insignificance

It gets weirder and weirder, and more fantastical and inconsequential.

It’s the morning after the party. Alain gets on his motorbike and feels the presence behind him of the mother he’s never known. She now reads him a bitter lecture about people, humans and the way none of us asked to be born, the way we have our existence, our gender, our physical characteristics, and the era we’re born into, thrust on us. After all that how can there be a thing called ‘freedom’?

Alain arrives at the Luxembourg Gardens to meet Ramon. They had planned to go the Chagall exhibition at the museum but, once again, the queue is too long and puts Alain off. Instead they stroll, and Alain takes the opportunity to expand on his theories about the navel. Previously, he said, women’s bodies had three distinct erogenous zones, the breast, buttocks and thighs. These were individual and distinctive. Now, Alain claims, we live in the era of the navel (two young women walk past displaying their navels as he speaks) and the navel is anonymous and identical. We live in an era of uniformity. Everyone must conform to the same values and music and fashion. We live in a culture which promotes all the values of ‘individuality’ and yet… there is no individuality left.

In the past, love was a celebration of the individual, of the inimitable, the tribute to a unique thing, a thing impossible to replicate. But not only does the navel not revolt against repetition, it is a call for repetitions. And in our millennium we are going to live under the sign of the navel. (p.107, italics added)

I think he means endless pointless reproduction, and mass uniformity.

D’Ardelo arrives and he and Ramon greet each other warily. All three are interrupted by two events. One is a flood of children streaming into the gardens who arrange themselves in a circle to take part in some kind of musical performance.

Much more striking is the arrival of Stalin in his hunting gear. Yes. Josef Stalin runs into the scene, looking manly and virile.

All around people stop and watch, startled and sympathetic. (p.110)

His appearance is that of a ladies’ man, a village rake, an adventurer. The morning crowds in the Luxembourg warm to this fellow (is this satire? on how the conformity of the modern world is preparing the way for new dictators? or whimsy?).

He takes up his shotgun and fires at one of the many statues of French queens in the park, blowing the nose off Marie de Medici. Why? Because Kalinin – remember him of the weak bladder – is having a pee behind it. Stalin explains that pissing in the park is illegal and roars a great Georgian laugh and the crowd warms to his honest, free-spirited hi jinks.

He bursts into laughter, and his laugh is so gay, so free, so innocent, so rustic, so brotherly, so contagious, that everyone around, as if relieved, starts laughing as well. (p.111)

From time to time the narrative has told us that Charles dreams of putting on a play, maybe a play performed by marionettes. Now Ramon turns to Alain and says, ‘Does the hunter remind you of anyone?’ Yes, Charles.

‘Yes. Charles is here with us. It’s the last act of his piece.’ (p.112)

‘His piece’? What piece? Is the implication that some or more of the text is part of Charles’s ‘play’? Surely not. So is it really Charles or really Stalin? Charles, apparently. Both men conclude the Stalin and the Kalinin are the high jinks you’d expect of two actors trying to keep in practice.

Then Ramon delivers a long speech about the subject of the novel:

‘Insignificance, my friend, is the essence of existence. It is all around us, and everywhere and always. It is present even when no one wants to see it: in horror, in bloody battles, in the worst disasters. It often takes courage to acknowledge it in such dramatic situations, and to call it by name. But it is not only a matter of acknowledging it, we must love insignificance, we must learn to love it. Right here, in this park, before us – look, my friend, it is present here in all its obviousness, all its innocence, in all its beauty. Yes, its beauty. As you yourself said, the perfect performance [referring to the actors dressed as Stalin and Kalinin]… and utterly useless, the children laughing… without knowing why, isn’t that beautiful? Breathe, D’Ardelo, my friend, inhale this insignificance that’s all around us, it is the key to wisdom, it is the key to a good mood…’ (p.113)

Alain’s mother whispers in his ear that she is truly happy. Ramon sees that his speech about insignificance has not pleased D’Ardelo, a man who is more attracted by the weighty and the significant. So he changes tack and flatters him by telling him he saw how much Madame Franck was eyeing him at the party last night: surely they must be secret lovers – which sends D’Ardelo off with a spring in his step.

And an old-fashioned horse and carriage draws up, and ‘Stalin’ and ‘Kalinin’ climb into it, waving to the crowd, as the children’s choir strikes up a rendition of La Marseillaise.

Thoughts

By the end I think you’re meant to have realised that the entire book is a festival of insignificance. To use the comparison explained by Ramon back at the start, it avoids the off-putting brilliance of a D’Ardelo, and adopts the steady unobtrusive burbling of a Quaquelique, and wins the pretty girl in the end.

But no, that can’t be right. Because the whole short narrative is far from unobtrusive burbling: it is made up of bravura displays and performances – the sudden unexplained story of the woman who tries to drown herself but drowns her would-be rescuer – the story of Stalin terrifying the Politburo – Caliban’s jokey adoption of Pakistani – the way Alain’s photo of his mother regularly talks to him and holds conversations. And from time to time the characters mention their Master, who I didn’t immediately understand meant the author, the man who dreamed them up and is manipulating them as they speak and act.

These are not quiet and unobtrusive events, they are surreal or magical realist tokens: they strike me as being displays of whimsical narratorial brilliance.

But why? Why choose Stalin to be a central figure in his last novel? Why not some figure from Czech history? Is it a poke in the eye at all the people who expect him to write about Czech history and issues, who expect him to conform to what their idea of a political writer or an émigré writer should be (as the Czech émigré Irena is irritated by all the French people telling her how much she ought to be caring about her homeland when communism collapses in 1989)?

Is he demonstrating the complete freedom of the novelist to write about whatever takes his fancy? Is the insignificance of the entire story part of its resistance to the forces of Kitsch and earnest conformity, which he identifies in his earlier novels?

Maybe. But I can’t help feeling there’s a quality of disappointment about these later novels. I mean that, when you hand over your time and effort to a writer, you expect, to some extent, a kind of rounded experience, one with a beginning, middle and an end.

That sounds crude, but what I’m driving at is the way this book, like Slowness and Identity, starts off with high hopes and expectations, with promising and interesting characters and immediately hits you with some of his trademark meditations about ideas and notions about the meaning of life and memory and love and so on…. but then, somehow, lose their way, fails to deliver, fizzle out – as Slowness leads up to Vincent’s frustrated copulation by the pool of the hotel and the last third of Identity, even worse, turns out all to have been a dream.

Somehow the cleverness of the meditations and digressions, and of many of the incidents, is not, ultimately, matched by a cleverness of form or shape. That’s what I mean by disappointing. They don’t quite deliver the intellectual or imaginative punch they start out promising.

But maybe, again, he is reacting against giving the audience what is expects. If that’s what we want, maybe we should go watch a Hollywood movie. Fiction does something different. It intrigues and beguiles. And puzzles… Maybe this book is intended to be an entertainment, a beguilement and a puzzle… Pretty obviously it is saying: ‘If you want a serious message… my serious message is… that nothing is serious :)’

Credit

The Festival of Insignificance by Milan Kundera was first published in the English translation by Linda Asher by Harper Collins in 2015. All references are to the 2016 paperback edition.


Related links

Milan Kundera’s books

1967 The Joke
1969 Life Is Elsewhere
1969 Laughable Loves (short stories)

1972 The Farewell Party
1978 The Book of Laughter and Forgetting

1984 The Unbearable Lightness of Being
1986 The Art of the Novel (essays)

1990 Immortality
1995 Slowness
1998 Identity

2002 Ignorance
2014 The Festival of Insignificance

Ignorance by Milan Kundera (2002)

This is a really enjoyable book and feels like a return to form for Kundera. I hate to say it because it sounds like such a cliché, but it feels like the reason for this is simply that, after three novels set predominantly in France and in a Western consumer capitalist culture which Kundera can’t help but loathe and despise – this one returns to Czechoslovakia, to his homeland – and feels significantly more confident, relaxed, integrated, deep and thoughtful as a result.

It’s a novel about returning from exile. It’s set soon after the collapse of communism in 1989 and the liberation of Czechoslovakia from Russian rule, and describes the journeys back to newly-liberated Czechoslovakia of two émigrés, one man, one woman.

But it is a Kundera novel, so the narrative, such as it is, is routinely interspersed with digressions and thoughts and analyses, primarily about the characters’ perceptions and feelings, then of their personal situations, then of their positions as symbols of ‘the émigré’, then explanations of the broader historical background to their situation, and then, stepping right back from the present, Kundera aligns their ‘returns’ with a) the classical legend of Odysseus, maybe the greatest symbol in European literature of the Returner, and b) with passages about the different words in European languages which attempt to convey the many feelings of the returner, nostalgia, longing for home, and so on.

Ignorance

Thus we discover he is using the word ‘ignorance’ in the title of the book not at all in the common or garden sense of ‘lack of knowledge or information’, but in a subtler sense moderated by placing all around it words from other languages (such as the German Sehnsucht and the Czech stesk) which express ‘nostalgia’, longing, the act of missing something or someone – then by examining its Latin root, to produce a wider deeper definition:

To be unaware of, not know, not experience; to lack or miss. In that etymological light nostalgia seems something like the pain of ignorance, of not knowing. You are far away, and I don’t know what has become of you. My country is far away, and I don’t know what is happening there. (p.6)

Arguably, the rest of the text is an extended mediation on the meaning of this concept, the suffering of the exile, and the bewilderment of return.

Odysseus is doubly relevant: not just as a returner, but a returner after an absence of twenty years, he is surprisingly close to Kundera’s fictional character. It was in 1968 that the Russians invaded Czechoslovakia and suppressed of the Prague Spring, but only in 1969 that they imposed their new government which proceeded to implement its harsh crackdown on all liberals and dissidents. So it was 20 years later that Russian communism collapsed and the Russia-backed Czech communist government fell.

And Odysseus was away from his homeland (Ithaca) for a long 20 years: 10 years fighting at Troy, three wandering across the Mediterranean and having the extraordinary adventures all children learn about; then seven trapped by the magician Calypso, who was also his lover.

Now these disparate elements – geopolitics, personal stories, etymological precision and ancient myth – could easily have hung apart and pulled in different directions. In my opinion his use of these kinds of disparate elements, or different levels, failed to gel in the previous couple of novels.

But here they meld perfectly. All four of these levels or themes naturally complement each other. The feelings and experiences of the present-day émigrés really does illuminate your understanding of how Odysseus must have felt, pitching up in his homeland twenty years after leaving it. And Kundera’s subtle insights into Odysseus’s plight really does help to amplify the bitter experiences of his émigrés in the present day.

To both of them Kundera applies his insights about memory and forgetting, namely the idea developed in Identity that part of the point of friendship it to tell each other stories about the old days and keep memories alive. Exiled to a foreign land, with no friends, those memories atrophy and die. The more intense Odysseus’s longing for his native land – the less he can remember anything about it.

Émigrés gathered together in compatriot colonies keep retelling to the point of nausea the same stories, which thereby become unforgettable. But people who do not spend time with their compatriots, like Irena or Odysseus, are inevitably stricken with amnesia. The stronger their nostalgia, the emptier of recollections it becomes. (p.33, emphasis added)

Plus (as a big history fan) I am fascinated by the light Kundera sheds on the political and social and cultural changes which took place in a communist-dominated society, how it changed so quickly after the fall of communism, and the myriad little insights thrown up as his two protagonists move among this familiar but alien world.

For me, all of these elements come together to make a really fascinating and engaging book.

The characters

Irena

The woman protagonist, Irena, fled Czechoslovakia with her husband Martin, with one little girl and pregnant with another, back in the 1970s. Émigrés from communist countries weren’t all that welcome in the Paris of the 1970s, dominated by its communist party and the fashion for left-wing students. Her husband fell ill and died, and she had a hard time bringing up the girls (cleaning houses, caring for a paraplegic, p.28).

Emigration-dreams

All the émigrés have them, both she and her husband are plagued by them, dreams in which you are wandering the streets of a strange city and the see the uniforms of the Czech police and awake sweating in panic. Dreams like that. Sometimes they came during the day, in the middle of a meeting, a sudden shaft of memory, walking through a green part of Prague, for a moment, becomes more real than the real world. The continual eruption of the unconscious.

Gustaf

Then she met Gustaf, a Swede who’s fled his homeland to get away from his homeland. They become friends then lovers, then partners. He disconcerts her by saying his company are going to open up a small office in Prague. She wants to get away from the old life, not have it hanging over her all the time. Especially her self-centred, garrulous mother. After the fall of communism his company expands this to buying a house in central Prague, with a flat in the eaves where Gustaf stays on his business trips.

Now Irena flies back to Prague and is able to stay there, while she looks up her old friends and has a sort of hen night for women friends only. This scene registers their different reactions, some jealous, some bitter, everyone keen to tell how much they suffered, the ‘suffering contests’ (p.41).

All of this is interesting and moving and subtly described – very unlike the sex comedy shenanigans of the previous novels, Slowness and Identity, which I didn’t like. When references to Odysseus’s experiences as an exile returning after twenty years are interleaved with Irena’s it doesn’t feel contrived or arch; the two complement each other really well.

Josef

In the airport Irena spots a man she knew twenty years earlier. He had been someone else’s boyfriend who she had flirted with at some party downstairs in a bar in Prague. But then she got married and left the country. But she’d always wondered what would have happened. When she introduces herself to him, he is flustered and shy.

Then we cut to his point of view and learn why he is flustered. He is called Josef and he has absolutely no memory of her whatever, can’t even remember her name. He also fled Czechoslovakia, settling in Denmark and marrying. Now his wife is dead and he is making the pilgrimage home.

The great broom

He wriggles free of her and goes on his own quest in Prague, his own odyssey. He goes to the cemetery where his parents are buried and is appalled by how cramped it is, overshadowed by high rise blocks and freeways. He reflects than an invisible broom has swept across the landscape of his childhood, wiping away everything familiar.

And it seems to be getting faster. Things changed slowly ‘back in the day’, now they change before your eyes. This is brought home in the dining room of the hotel where he’s staying and he realises spoken Czech has changed in intonation and tone in the twenty years he’s been away. Now it feels like ‘an unknown language’ (p.55)

Josef’s brother

Then Josef goes on to meet his brother and the sister-in-law who never liked him. I really liked this scene, the way his sense of the feelings of the other two fluctuate, how Kundera captures the changing mood, the sudden embarrassing silences. He realises he must have been seen as The Betrayer, the lucky younger son who ran away. His flight bedevilled his brother’s career as a surgeon, casting a blight over it. Josef had turned his back on a career as a doctor (turning his back on the family tradition pursued by his grandfather and father) in order to become a vet. The motives for his flight are examined.

Josef left in a hurry and mailed his brother the key to his apartment, saying take what he wanted. Now his brother gives him a bundle of notes and journals and diaries and letters. Back at his hotel he goes through them. He realises he has forgotten most of his childhood.

The law of masochistic memory: as segments of their lives melt into oblivion, men slough off whatever they dislike, and feel lighter, freer. (p.76)

He is disconcerted at the combination of ‘sentimentality and sadism’ (p.83) displayed by the diaries of himself as a frustrated virginal teenager.

The teenage girl

Kundera now creates ‘out of the mists of the time when Josef was in high school’ a virginal girl his own age who has just split up with her first boyfriend. She enjoys the fist pangs of ‘nostalgia’, the first teenage tryouts of that feeling of wanting to ‘go back’ (in her case to the happy days when she was going out with X; but you see how this mention of nostalgia ties in with the book’s theme).

She goes out with young Josef. He is petulant and frustrated. When she announces she is going off on a school skiing trip he has a tantrum and dumps her.

Josef tears up his diary and throws the pieces away. But,

The life we’ve left behind us has a bad habit of stepping out of the shadows, of bringing complaints against us, of taking us to court. (p.90)

Gustaf and Irena’s relationship decays

I thought the book was about Irena’s first and major visit back to Prague, but this passage makes it clear that, her partner Gustaf having opened an office in the city, she found herself spending more and more time there, watching as Prague rapidly becomes westernised, repaints itself and fills up with tourists.

Meanwhile her relationship with Gustaf peters out. They stop having sex. They stop even talking because he enjoys talking in American English, talking loud and long, whereas she clings to the French she had learned in Paris, and behind that to the Czech she grew up with, neither of which Gustaf understands. Now, meeting the strange man (Josef) in the airport has revived something in her. He had given her the number of his hotel and when she gets through after trying half a dozen times, she is thrilled and aroused at his voice.

All this contrasts with the gabby loudmouth Gustaf who she can hear downstairs keeping her horrible chatterbox mum in stitches. Josef represents escape from two people she’s come to loathe.

The teenage girl attempts suicide

The narrative cuts back to that teenage girl after her second boyfriend cruelly dumps her. We are intended by now, I think, to realise that the sentimental and sadistic boyfriend was none other than Josef, and I think the distraught girl was a young Irena.

We are told how the teenage girl goes on the school ski trip, one evening walks away from the chalet, as far as she can, swallows a bunch of sleeping pills she’s stolen off her mother, and lies down in the snow to die.

Burying the dead

This narrative breaks off to revive a thought that had been mentioned earlier (and which recurs in Kundera’s later fiction) which is the correct disposal of the dead. When Josef’s wife dies, he fights an almighty battle to stop her family claiming the body and burying it in the family plot. Josef feels she would be abandoned among strangers. (This parallels Chantal’s anxiety in Identity about what happens to the bodies of the dead the instant they’ve gone i.e. they lose all privacy and pored over by pathologists and police and strangers, cut open and humiliated. Which is why she insists on being cremated.)

The suicide survives

She had lain down under a beautiful blue Alpine sky, her head woozily full of images of a beautiful death. She wakes up under a black night sky feeling awful and in fact unable to feel half her body. Evidently she is not dead, and she staggers back to the ski chalet where the doctor diagnoses her with frostbite and says part of her ear will have to be chopped off. Word goes round the other kids and teachers about the girl who tried to kill herself. She is mortified. Now her life divides into two halves – the innocent years under the blue sky of childhood, and the years of knowledge under a black sky.

The implications of human lifespan

There now follow some fascinating passages about the human condition. Nothing impenetrable or difficult, it’s all very accessible. It’s as if Kundera’s made philosophy entertaining. It’s like Heidegger turned into a newspaper editorial.

First idea is a consideration of how much our lifespan – say 80 years – affects meaning. If human beings lived for, say 160 years, then the notion of a Great Return which his book is about, would dissolve into just one of the many peregrinations 180 year-olds would be prone to.

Human memory

Next, Memory. The fact is that human memory retains no more than a millionth, maybe a hundred millionth of our actual lived experiences. If human beings remembered everything they would cease being human and be a different species. One of the things that defines us is the way we forget almost everything.

And why do we remember some things and not others? Because they are part of the complex narratives we tell ourselves about our lives. And these narratives, obviously, vary hugely from person to person.

It’s not just that people remember the same event differently (as Kundera has given us ample examples of throughout his work), but that quite often two people don’t even remember the event at all. Thus Irena powerfully remembers her first meeting with Josef, and remembers him as a symbol or talisman of the single life she left behind when she married her husband soon after. Whereas Josef doesn’t remember her at all.

Kundera describes both Irena’s experience after her husband died and Josef’s after his wife died: for both of them the shared memories which made up their relationships required constant discussing and sharing. Once the sharing ended, the memories started to decay, worryingly quickly.

Kundera’s discussed some of these issues before but, as I’ve said, they seem to arise more naturally from the subject matter and setting in this book than they do in its immediate predecessors. The result is that it feels more graceful. There are fewer abrupt handbrake turns.

Back to the narrative

Irena goes strolling round Prague, revising the middle class area where she grew up. She walks through woodland to the back of the famous castle. She thinks about her upbringing, the poets and storytellers and the little theatres with their humour – the ‘intangible essence’ of her country.

Josef reflects

He drives out into the country. He reflects on the destiny of the Czechs, a small nation, whose history has been one of fear and domination, yet have refused to bow to their larger neighbours, like the Danes he has settled among.

He and his sister-in-law had bickered about a painting, a painting by a painter friend of his depicting a working class neighbourhood in the flamey colours of the Fauves. Now he realises he doesn’t want it anyway. It would be a splinter of old Prague in his clean, windswept Danish existence. Out of place.

Man cannot know the future because he doesn’t understand the present

This point is made very amusingly though the example of Schoenberg the revolutionary Austrian composer. In the 1920s he announced that his new twelve-tone system would ensure the dominance of German music for a century. Barely ten years later he, a Jew, was forced to flee Nazi Germany, to America. Here he continued to write and developed the fans and acolytes who were to dominate post-war classical music and impose the atonal ‘system’ onto serious music until well into the 1970s.

But where is he now? In Kundera’s view forgotten and ignored (I’m not sure that’s quite true, but his system certainly doesn’t dominate classical music the way it used to).

Anyway, Kundera introduces another level to explain what he means. Imagine two armies meet to determine the fate of the world but unknown to either one carries the plague bacillus which will wipe out the civilisation they’re fighting over.

Same with Schoenberg and his arch-enemy Stravinsky who he spent fifty years slagging off. In the event both were blown away by radio. The advent of radio in the 1920s was the start of the great plague of noise and din and racket which, in Kundera’s view, has ruined music forever. Kundera lets rip with some classic cultural pessimism:

If in the past people would listen to music out of love of music, nowadays it roars everywhere and all the time, ‘regardless of whether we want to hear it’, it roars from loudspeakers, in cars, in restaurants, in elevators, in the streets, in waiting rooms, in gyms, in the earpieces of Walkmans, music rewritten, reorchestrated, abridged, and stretched out, fragments of rock, of jazz, of opera, a flood of everything jumbled together so that we don’t know who composed it (music become noise is anonymous), so that we can’t tell beginning from end (music become noise has no form); sewage-water music in which music is dying. (p.146)

So who cares any more whether Schoenberg or Stravinsky was right. Both have gone down under a tsunami of sewage-water music.

Irena and music

As so often in Kundera, having shared a thought or idea with us for a couple of pages, he then applies it to one of his walking experiments, also known as ‘characters. Thus we eavesdrop on how much Irena hates the way music blares from every outlet, how much she wants to get away from it to a realm of quiet. On one side of her the bedside radio which, even in its speech programmes, contains snippets of sewage music; on the other side Gustaf snoring like a pig. (This trip to Prague has crystallised how much she hates him.)

She is tense because it is the day when she’s made an appointment to meet Josef.

Josef and N

Before he left the country, Josef had been helped by N., a devout communist who stood up for people like him. Josef goes to meet him, his head full of questions about how he felt about collaborating in the oppression of his people, how things changed towards the end, what he feels now. But N.’s house is packed full of his grown-up kids milling around and he and Josef can’t manage to get a conversation started. He laments the capitalist commercialisation he sees all over the country. N. nods his head. ‘National independence has been an illusion for some time, now.’

Josef abandons his plans to engage in Weighty Conversation and, as soon as he does so, experiences a sudden release and sense of liberation. Suddenly he and N. are like two old friends chatting and gossiping about the past. (There is a certain polemical purpose in the notion that Josef the émigré has more in common with a former communist than with his own brother. His brother represents bitterness, and his wife, Josef’s sister-in-law, would string up the old communists if she could. Josef’s relaxed and warm conversation with his old friend shows how irrelevant that witch-hunting mentality is to the situation. Celebrate what we have in the here and now. Not least because ‘they’ – N. nods towards his adult children – have no idea what they’re talking about.)

The memory theme reappears because N. thanks Josef for acting as his alibi to his wife, on an occasion when N. was off with his mistress. Josef has absolutely no memory of this happening and doubts it was him, but acquiesces in the story. Earlier, his brother had reminded him of some boyhood lines he had supposedly uttered, and his sister-in-law reminded him that he used to scandalise the family with his anti-clerical sentiments. Josef remembers none of this, none of it.

Irena and Josef

They meet at his hotel. They chat and get on. She describes how alien she feels in Prague and yet how she has been cold-shouldered in Paris. The French accepted her and Martin as Heroic Exiles. When the wall came down and she could go back, she realised her few friends slowly lost contact with her because she was no longer interesting.

The suicide girl grown into a woman

I was wrong about the suicide teenager being Irena. It’s her best friend from the old days, Milada, who alone of the cackling women at the hen night reception for Irena, makes the effort to talk to her and understand her. At the time Kundera had told us that she had a very particular hairstyle, the hair cut to perfectly frame her face. Now we realise it is to hide the ear she had cut off because of the frostbite. For her, while Josef and Irena get to know each other in the Prague hotel bar, it is another boring day driving out to a suburb, having a beer and a sandwich alone in a bar.

Except that she has learned that he has come back, the teenage boy who rejected her and prompted her suicide attempt and the loss of her ear. Him. Josef.

Irena and Josef

It’s so noisy with sewage-water music in the bar that Josef invites Irena up to his bedroom. He’s reading the Odyssey. They explicitly compare Odysseus’s 20 year exile with Irena’s own. Talk swiftly moves to Odysseus and Penelope’s first night back in bed. Irena describes it then, half drunk, describes it again using coarse sex words. Both are immediately aroused and tumble into bed. Yes. It is a Milan Kundera novel where, no matter how artful, erudite and thought-provoking the ideas and discussion, straightforward heterosexual penetrative sex is never far away.

It was the sound of those rude words in their native Czech. Both have been married to or living with people who don’t speak Czech. The sound of those words in their native tongue, certainly stimulates Irena to ecstasies of sexual abandonment, she wants to do everything, try every position, and then describe out loud her crudest fantasies, voyeurism, exhibitionism (to be honest, in the era of Fifty Shades of Grey, these do not sound like the wildest fantasies).

Gustaf and Irena’s mother

She is a loud bossy vulgar woman who Irena has been trying to escape all her life. She lives in one of the rooms of the big house Gustaf’s company bought after the liberation. He gets back after a heavy lunch with clients. She has put on some dance music and playfully dances round the room. She takes his hand and makes her dance with her. She pulls him over towards the wall-length mirror. She places her hand on his crotch. They continue dancing. She lets her robe fall open so he can see her breasts and pubic triangle. They continue dancing. She slips her hand down his trousers to touch his hardening member.

Irena and Josef

Irena is exhausted and drunk. She bursts into tears. One thing leads to another and suddenly she realises the awful truth – he doesn’t know who she is. He didn’t on the plane, or in their follow-up phone calls, or downstairs in the bar, or now. She stands and demands he tell her her name. He is silent. Oh dear.

Gustaf and Irena’s mother

Gustaf withdraws from Irena’s mother’s quavery wobbly body. In the darkness she intones that he is quite free to make love to her whenever he likes, but under no obligation. Now, throughout the book we’ve been gently reminded that Gustaf is a bit of a mother’s boy, who fled the responsibility of his wife and child. Now, we realise, he has finally arrived home. Irena’s mother offer him precisely the reassurance and mother love he’s always sought. He reaches out to stroke her cellulite-wobbly buttocks.

Irena and Josef

Abruptly drunk tearful Irena collapses on the bed and passes out. She starts snoring. Josef knees beside her naked body and wonders: could he spend his life with her? she is so obviously in love with him? is she the sister-lover he’s been seeking (on and off) throughout the book?

The suicide girl

Alone and sad, she is in her flat, she is a vegetarian because she is terrified by the thought of eating bodies, that we are all bodies, that she is a body. She has a sad snack dinner and looks at herself in the mirror. She lifts up her hair and looks at her damaged ear. She became a scientist and dreams about flying off into space to find a world where people don’t have bodies.

I thought she and Josef would have had some dramatic reunion in which she blamed him for ruining her life (after he, the selfish teenager, dumped her, she made her suicide attempt, then had part of her ear cut off due to frostbite and gangrene, then she was too scared to show herself to men and never married). But it doesn’t happen, and it feels like an opportunity (deliberately) missed. Remember when he wrote:

The life we’ve left behind us has a bad habit of stepping out of the shadows, of bringing complaints against us, of taking us to court. (p.90)

I thought this was a strong hint that the jilted girlfriend was going to step out of the shadows to confront Josef. Shame. It feels a little like coitus interruptus, a little like the flirting with the reader Kundera does in all his books, promising big things which, somehow, don’t quite come off.

Josef leaves

He writes sleeping snoring Irena a brief sincere note, telling her she has the hotel room till noon the next day. Then packs his bags, goes downstairs, tells reception there’s a guest sleeping in the room who’s not to be disturbed, takes a taxi to the airport and catches his flight. The plane flies up through the clouds and into the big empty black empyrean of night dotted with stars.

Credit

Ignorance by Milan Kundera was first published in the English translation by Linda Asher by Harper Collins in 2002. All references are to the 2003 paperback edition.


Related links

Milan Kundera’s books

1967 The Joke
1969 Life Is Elsewhere
1969 Laughable Loves (short stories)

1972 The Farewell Party
1978 The Book of Laughter and Forgetting

1984 The Unbearable Lightness of Being
1986 The Art of the Novel (essays)

1990 Immortality
1995 Slowness
1998 Identity

2002 Ignorance
2014 The Festival of Insignificance

The Unbearable Lightness of Being by Milan Kundera (1984)

Like The Book of Laughter and Forgetting, this novel is sharply divided into seven distinct parts. Unlike that book it retreats a little from being a collection of fragmented stand-alone narratives, heavily interspersed with philosophical digressions, back towards something a bit more like a conventional novel, in that the same characters recur in every part.

That said, it is still not at all like a conventional novel. Conventional novels set scenes, paint locations, introduce characters, and explore them slowly by taking them through events, described in full, with plenty of dialogue.

Kundera’s novels feature characters, but they are more often than not presented through the author’s ideas about them. The ideas come first, and then the characters exist – or are invented – to flesh them out.

Thus the first two short sections of part one of this book present no characters or settings at all, but consist of a meditation on Nietzsche’s puzzling idea of Eternal Recurrence, an idea Nietzsche proposed in his last works before going mad. Kundera interprets to it to mean the notion that anything which happens only once barely happens at all. He quotes the German proverb: Einmal ist Keinmal: ‘once is nothing’. Only recurrence nails something down with weight and meaning. What occurs only once, has no weight, no meaning. Its lightness is unbearable.

And this dichotomy between lightness and weight will underpin much of the discussion which follows.

Part One – Lightness and Weight

Tomas is a surgeon. Since Tomas divorced his wife and abandoned his son (she was a rabid communist who gave him only very restricted access, and even then kept cancelling his dates to see his son – so Tomas eventually gave up trying), he’s had numerous lovers which he runs on a rule of three: Either three quick sex sessions, then never see them again; or a longer term relationship but scheduled at three-weekly intervals. (Putting it like this makes you realise how, well, crass a lot of Kundera’s male characters and their supposed sexual wisdom, can easily appear.)

And I’m afraid that the effect of reading five of his books in quick succession began to make me see through his plausible sounding words of wisdom.

Tomas came to this conclusion: Making love with a woman and sleeping with a woman are two separate passions, not merely different but opposite. Love does not make itself felt in the desire for copulation (a desire that extends to an infinite number of women) but in the desire for shared sleep (a desire limited to one woman). (p.15)

Tomas is sent to a sleepy provincial town by his hospital to perform a tricky operation on a patient who can’t be moved. Here, in a sleepy local restaurant, he meets Tereza who is a waitress. They have sex. Weeks later, she turns up on his doorstep. He takes her in, they sleep together, he gets her suitcase from the station. All this goes against his principles, such as hating having women sleep over, preferring to drive them home after sex. Anyway, Tereza comes down with flu and Tomas is forced to look after her and, as he does so, has the peculiar sensation that she is like Moses in the cradle and he is the pharaoh’s daughter. Some higher power has decreed he must protect her. And so he finds himself falling in love with her. He gets his mistress, Sabina, to wangle her a job as a dark room assistant with a magazine.

And so they settle in to living together. But then Tereza discovers that Tomas has lots of other lovers. She comes across a stash of letters. She begins to have panic dreams, which Kundera vividly describes, one in which Tereza is one among a group of naked women who walk around a swimming pool performing kneed bends and exercises and if any of them hesitates or stumbles, Tomas, who is in a basket suspended from the roof, shoots them dead with the gun in his hand. Those kinds of dreams. Anxiety dreams.

He loves her and wishes to calm her feverish dreams, but can’t stop seeing his lovers, but then can’t make love to them without feeling guilty, so needs to drink to mask the guilt, but then Tereza smells the booze on his breath when he gets home, and has another one of her anxiety attacks. In fact she tries to kill herself.

Then, in his anxiety, Tomas’s longest-term mistress, the artist Sabina, catches him looking at his watch while making love, and takes her revenge on him. Oh dear. Can the poor man do nothing right?

Years go by. Tomas marries Tereza. He buys her a mongrel puppy, they name Karenin after the hero of the Tolstoy novel.

Then the Russians invade Czechoslovakia in August 1968. Tereza is by now a staff photographer on the magazine and spends the days after the invasion roaming the streets taking photographs of the occupying army, then handing the film over to foreign journalists.

Sabina has left for Geneva, Switzerland. A hospital manager from Zurich Tomas knows phones up and offers him a job. After hesitation he takes it and they drive to Switzerland. For some months she is happy and confident. Taking photos during the occupation gave her confidence. Then he gets home one day and finds a farewell letter from her. She can’t hack life in the West. She’s gone back to Czechoslovakia and taken the dog.

Initially Tomas feels liberated. Seven years with her were, in the end, a burden. But it only takes a day or two and then the terrible power of compassion kicks in – Kundera gives us a disquisition on the etymology and meaning of ‘com’ [meaning with] ‘passion’ [from the Latin word meaning ‘suffering’] – and he imagines Tereza alone in their flat in Prague. So, with a heavy heart, he resigns from the Zurich hospital, quoting the motif from a late Beethoven string quartet – Muss es sein? Ja, es muss sein. And drives back across the border to Prague, finding Teresa asleep in their old flat, and wondering if he’s just made the worst mistake of his life.

On this recording of Beethoven’s string quartet number 16, click to the final movement at 17:39. It’s here that Beethoven wrote the words Muss es sein? Ja, es muss sein before the music itself begins, indicating that the rhythm of the words was the basis of the musical motifs from which he then created the music. What do the words mean: ‘Must it be?’ ‘Yes. It must be.’ It seems like it should be a meditation on man’s fate, on whether we make real decisions or go along with a pre-determined fate. Except that the music itself is surprisingly light and airy.

Puzzling and teasing. And, in this, similar to Kundera’s texts which invoke all kinds of serious political and philosophical ideas, and reference well-known writers and musicians in order… to muse on the different types of philanderer (the epic or the lyric), or the four types of ‘look’, or why one character close their eyes during sex while another keeps them open, or to give a mock academic definition of the art of flirtation. Is the entire book a deliberate playing and toying with ideas of seriousness and triviality?

Part Two – Soul and Body

In which we learn a lot more about Tereza, namely her family background. Her mother married the least eligible of her nine suitors because he got her pregnant. After a few years of boring marriage, she ran off with another man, who turned out to be a loser. She took all this out on young Tereza, in the form of nudity. Tereza’s mother walks round the house naked, she refuses to have a lock on the lavatory, she parades her friends round the house and into Tereza’s room when she’s half dressed. For Tereza, nudity represents a concentration camp-style enforcement of loss of privacy.

Meeting Tomas was an escape. He had a book on the table of the restaurant where she served him on the occasion of him coming to the town to perform an operation. Books are symbolic of escape from narrow provincial life into a higher realm. (In this respect she reminds me of Kristyna the butcher’s wife who is enchanted with the higher learning and big city sophistication of ‘the student’ in part five of The Book of Laughter and Forgetting, or of nurse Ruzena who longs to escape the narrow confines of her boring provincial town in The Farewell Party. The uneducated young woman trapped in a provincial town until rescued by a much more educated, big city-dweller, is a recurring trope.)

We re-see the birth and development of her love affair with Tomas through her eyes, including the night she danced with another man and made him jealous, then her discovery at discovering all his letters from his lovers, particularly Sabina.

She has a brainwave to control her jealousy which is to try and co-opt his lovers into their sex life. She has the idea to visit Sabina the painter and take photos of her (by this time she is a staff photographer on the weekly magazine). Which progresses to suggesting she photograph Sabina nude. As a heterosexual man I found this couple of pages stimulating, as I think they’re intended, but as wildly improbable as a porn film. It doesn’t come off, there isn’t a lesbian scene, the two women collapse in laughter.

We see how her exile in Geneva comes to a head when she takes her best photos of the Russian occupation of Prague to a magazine editor, who says, ‘Yes, they’re wonderful, but things have moved on, Is she any good at photographing plants, cacti, for example? Very fashionable at the moment.’

She protests that the Russian tanks are still on the streets of Prague, Czechs are still being sent to prison by the thousand. The editor gets a woman staff photographer to take her to lunch and explain the facts of life in the capitalist West to her, but the more she does so, the more Tereza feels patronised and disgusted.

In both these sections Kundera describes the fate of Alexander Dubček, the Czech leader who allowed the widespread liberalisation of communism which became known as the Prague Spring, and who was arrested and flown to prison in Russia after the Russians invaded in August 1968.

Initially, Dubček was told he was going to be executed, like Imre Nagy, leader of rebel Hungary, had been in 1956. But then he was reprieved, bathed and shaved and given a new suit and taken to a meeting with Leonid Brezhnev, where he was offered his life if he agreed to roll back all his reforms. Within days he was flown back to Prague and forced to make a nationwide address on the radio explaining his change of strategy.

For Kundera, the significant thing was Dubček’s pitiful performance, his long pauses, his gasps for breath. During those pauses, he says, the entire nation heard their humiliation. And both Tomas and Tereza revert to this example of humiliation as they consider their own lives.

And it occurs to me that whereas traditional novelists use symbolism with a kind of subtlety, burying it in the narrative and descriptions, Kundera’s distinguishing feature is that he makes his ‘symbols’ front and foreground of the text. They are not subtly worked into the text but very visibly added into it and then commented on at length. Each time they recur Kundera himself does all the commentary and critique, explaining how Dubček’s silences became symbolic of all kinds of other silences, in apartments bugged by the secret police, or between lovers who can no longer talk to each other.

Tereza realises she is utterly alone in the West. She packs her bags, takes Karenin, and catches a train back to the Czech border. Five days later Tomas joins her.

Who is strong here, who is weak? Is weakness bad? Was Dubček weak? No. Anybody is weak when they are set against vastly stronger forces. Weakness has no intrinsic meaning.

Part Three – Words Misunderstood

Part three introduces us to Franz, who is happily set up with his docile wife, Marie-Claude, who runs a private art gallery, and (somewhat inevitably) enjoys the favours of his artist-mistress. Artist? Like Sabina? Her name is deliberately suppressed but as soon as the narrator mentions a bowler hat we know that it is Sabina, Tomas’s mistress Sabina, since the bowler is a prop she used to wear (with little else) for her erotic encounters with Tomas in Part One. In fact Kundera treats us to an entire digression about the bowler hat, which used to belong to her grandfather, the small-town mayor, and how her bringing it into exile in the West has now loaded it with multiple layers of symbolism.

But the real purpose of this section is to form an extended example of one of the central themes of Kundera’s fiction – which is the profound mutual misunderstandings which can occur between two people, even if they are lovers, especially if they are lovers.

And for the first time this is given a formal structure, in that Kundera shepherds the completely opposite ideas and principles of West-born Franz and Eastern émigré Sabina into a humorous format, a Short Dictionary of Misunderstood Words. This dictionary occurs in more than one of the sections and includes such subjects as: Woman, Fidelity & Betrayal, Music, Light & Darkness, the beauty of New York, Strength, Living In Truth, and so on – all areas where Kundera humorously shows us Franz thinking one thing and Sabina thinking the diametric opposite.

Take music. Franz would like to disappear inside a great orgasm of totally obliterating music. Whereas Sabina thought only under communism did musical barbarism reign until she came to the West and discovered the crudest pop music blaring and thumping from every public orifice. She hates its stifling omnipresence.

This is a clever, witty and funny idea – and another example of how Kundera pushes old fashioned ideas about ‘the novel’ to the limit. In your traditional novel these themes might have been embedded in fictional events, or maybe in dialogue, but to some extent dramatised. In Kundera, the narrative comes to a dead stop and the text comes close to becoming a Powerpoint presentation. At moments like this it comes close to being a collection of bullet points more than a narrative. The interesting thing is just how far Kundera can push all these tricks and experiments – and the book still feel like a novel, with a story and characters.

Parades For Franz, raised in the West, political parades are a release and a protest (and also, on a personal level, a relief to get out from the libraries and lecture halls where he spends his professional life). But Sabina was brought up in the communist East where, from earliest youth, she was forced to go on political marches and rallies, forced to march in rank with other Young Pioneers, forced to chant political slogans. Thus, he loves parades but she loathes them.

Lightness Franz feels that everything that happens in the West, and to him, is too boring trivial and easy. Too light. He was resigned to dissolving into the never-ending sea of words which is academic discourse. Which is why Sabina excites him so much as a mistress. In her country even the slightest phrase can be charged with superhuman weight, can consign one or more people to prison or execution. Now there’s meaning for you, drama and revolution and human adventure! Whereas for Sabina, of course, words like ‘revolution’, ‘struggle’ and ‘comrade’ are dirty, sordid, horrible reminders of the crushing of the human spirit.

Franz is worn out, psychologically and philosophically exhausted, by the West’s sheer profusion.

The endless vanity of speeches and words, the vanity of culture, the vanity of art. (p.110)

including the vanity of the endless pontificating about art which he hears on all sides at his wife’s press days and exhibition launches, and the insufferable loquacity of his cocktail-party-superficial daughter.

Franz finally plucks up the guts to tell his wife of 23 years that he has been seeing a mistress for nine months. He is horrified when Marie-Claude doesn’t buckle into tears (it turns out he had completely the wrong idea about her for this entire time – see the discussion in the Short Dictionary of his concept of ‘Woman’) but becomes very hard-faced. Becoming scared, Franz goes on to tell her the mistress is Sabina.

Next day he is on a flight to Amsterdam and feels wonderful light and airy and released from all guilt. He is living in truth. He has told Sabina, sitting beside him, that he’s told his wife everything about them, and so he feels light and breezy. But Sabina now is wracked with anxiety. No longer is she the free-spirited artist Sabina. Now she is ‘that painter who’s involved in the Franz and Marie-Claude divorce’. Now she’s going to have to decide how to play the role of ‘the mistress’. She feels weighted down.

This is just one of the many many ways the theme of ‘lightness’ is played out and dramatised throughout the book.

In fact during this trip to Amsterdam, while Franz feels lighter and lighter, Sabina feels so weighted down that she realises she can never see him again. They have a night of unbridled passion in Amsterdam, she giving herself up to physical ecstasy as never before. He thinks it’s because she is excited by their new life together and by the prospect of living in truth. But it is nothing of the sort. It is because she knows it is the last time. She knows she has to leave him. Thus they have completely opposed understandings and motivations. Complete misunderstanding, which is really Kundera’s central subject.

Back in Geneva, Franz shamefacedly packs a few things in front of his wife, then goes round to Sabina’s flat. The door is locked. There’s no-one home. He keeps going back like a lost puppy, no answer. After a few days removal men appear and empty it. She’s gone, and left no forwarding address. Initially he is devastated. When he goes back to his wife, she says ‘Don’t let me stop you moving out.’ On the face of it he’s lost everything. But in the event he takes a small flat in the old part of town. Moves in furniture which he, not his wife has chosen. Stuffs it full of books and becomes happy. One of his students falls in love with him and they start an affair. Deep in his heart he is grateful to Sabina for freeing him from the staleness of a 23-year marriage. Life is sweet. He is living in truth.

Meanwhile Sabina moves to Paris. She had hoped that the successive affairs and liaisons would weight her down and give her life significance. But she finds herself floating free and rootless in Paris. It is here that for the first time we read the title phrase of the book. She seems doomed to experience ‘the unbearable lightness of being’ (p.122).

One day she gets a letter telling her that Tomas and Tereza have died in a car crash in some remote mountain town in Czechoslovakia.

By this point I’m thinking that the way this novel has followed just a handful of characters through quite extensive twists and turns makes it unlike his previous works. It’s still stuffed full of soft philosophising about life, but… feels deeper, more deeply felt, simply from the old-fashioned device of letting us get to know the characters via a reasonably chronological narrative.

Part Four – Soul and Body

Part four picks up with Tomas and Tereza back in Czechoslovakia, after she fled from Geneva and the West, and he reluctantly followed her.

Tereza gets a job in a hotel bar. The receptionist is a former ambassador, who criticised the Soviet invasion. All the intelligentsia has been kicked out of their jobs. Tereza gets chatted up by various male customers, which prompts Kundera to give a typically pithy and pseudo-academic definition of the activity of ‘flirting’:

What is flirtation? One might say that it is behaviour leading another to believe that sexual intimacy is possible, while preventing that possibility from becoming a certainty. In other words, flirting is a promise of sexual intercourse without a guarantee. (p.142)

The men at the bar hit on her. One is a fat secret policeman who gets drunk and tries to blackmail her. He is being particularly obnoxious, when a tall stranger intervenes and tells him to shut his trap, she is immensely grateful. But with a kind of sinking inevitability this man then begins chatting her up in a friendly way.

Now a key thing to realise is that at the start of this section, Tomas had come back from window-cleaning and fallen into bed dog-tired just as Tereza was waking for her evening job but not before she smells… can it be… is it really?… yes, the smell of women’s privates in his hair. My God! What has he been up to? But alas, she knows only too well what he’s been up to.

And so her jealousy-anxiety dreams start to recur, especially a new one in which Tomas smilingly tells her to go up Petrin Hill, the big hill in the centre of Prague. She does so, finding it eerily empty. At the top are a few other lost souls like herself, and a suave gentleman with a rifle and several assistants. He politely informs her that he is there to execute them. But only of their own free will, if they want to. And she is so miserable at Tomas’s infidelities, that she lets herself be led to a tree by the assistants and the rifleman is lifting his gun to execute her, and she tries to steel herself but, at the last minute, she bursts out No No, she didn’t come of her own free will, and the rifleman sadly lowers his gun, and she turns to the tree and bursts into inconsolable tears (p.151).

This, like the dream of the naked woman walking round the swimming pool, has the eerie uncanniness of literary dreams (I dream a lot and remember my dreams and none of them are this well-rounded and pregnant with symbolism). And they add to the sense that this book somehow goes deeper than its predecessors. It includes just as much learnèd digression, but by portraying Tomas and Tereza and Sabina at such length, we feel like we’re ‘getting to know them’ much more than previous creations.

So Tereza lets the tall man, an engineer it turns out, invite her to his small apartment where, after the minimum of preamble, he begins unbuttoning her and then having sex with her.

All the way through the book Tereza is afflicted by a dichotomy between her body and her soul (hence the title of this part, Body and Soul) caused by her early experiences with her shameless mother. In many ways she wants to escape her body. She certainly has an ambivalent attitude towards it. Now, she lets herself be stripped bare and penetrated (‘penetrate’ is a verb which crops up regularly in Kundera’s descriptions of sex) but, like so many of his female protagonists, feels far distant from what is going on.

She becomes more disgusted the more he roots around in her body, eventually spitting in his face. Later she uses his horrible toilet with no toilet seat, perching precariously on the crude bit of cold plumbing. Tereza longs to escape from the crudity of bodies, the way Tomas seems able to have casual sex with more or less any woman. But it kills her.

Later, when the supposed engineer doesn’t get back in touch, she becomes paranoid. What if it was a set-up? What if she was somehow filmed or recorded having sex, compromising herself?

And her mind goes back to how, in the months following the Prague Spring, the new hardline communist authorities broadcast secret recordings made of émigrés and dissidents, obviously only the most shameful bits when, after a bottle of wine or so they were persuaded to turn on their colleagues or admit what a crappy country Czechoslovakia is, or admit to being wife-beaters or closet paedophiles or anything – anything the agents provocateurs could wheedle out of them which could then be carefully edited and broadcast on Radio Communism to destroy the images of all the would-be leaders of the people and cow the populace into even deeper passive stupor.

One of these was the well-known author Jan Prochazka, recorded slagging off his colleagues and then broadcast all over the airwaves. Tereza is horrified by this and all other examples of the complete lack of privacy under communism. For her it is tied to her mother’s insistence on going around naked and on parading her, Tereza, naked to her friends. The horror of it!

And the time when she was 14 and her mother found her secret diaries, recording her innermost adolescent secrets… and brought them out when friends were round for tea and insisted on reading out whole entries at which all the raddled middle-aged women cackled with hilarity and Tereza wanted to die.

For Tereza, the definition of a concentration camp is a place of absolutely no privacy, where privacy is abolished (p.137)

That’s why Tomas’s infidelity makes her want to die, and dream about ways of dying: because she thought with him, she had found something utterly private and safe and secure. She gives their love tremendous weight. And yet Tomas finds sex light and easy, no consequences, no angst. She cannot relate to the lightness of his attitude. His lightness is unbearable to her.

Part Five – Lightness and Weight

And now, Tomas’s experience of returning to occupied Czechoslovakia.

At first he is welcomed back to the hospital. He is the leading surgeon of his generation. But now we are told about an article he wrote a few years previously, during the general relaxing of censorship leading up to the Prague Spring. It took as its subject the Oedipus of Sophocles. When Oedipus realises what a terrible thing he has done, even though he did it in complete innocence, he blinds himself. Tomas writes a long essay accusing the Communist Party of having betrayed Czechoslovakia and, although many of them did it with good intentions, he compares their pleas for forgiveness and understanding, with Oedipus’s intensely tragic self-punishment. The article is accepted by an intellectual magazine, though Tomas is irritated that they severely cut it, making it seem much more harsh and aggressive than he’d intended.

Then came the Russian invasion. A year later the director of the hospital calls him in and says the communist authorities want him to write a note disclaiming the article and its criticism. This gives rise to some intense analysis by Kundera. He foresees his colleagues reacting in two ways: first the nods from all the others who have given in and signed; then the smug sneers of everyone who was too young to be implicated and so can take a moral high line with no risk. Tomas realises he will hate being the recipient of either kind of smile. He refuses to sign and is sacked.

He gets a job as a GP in a practice 50 k from Prague. One day the last patient is a smooth-talking and charming secret policeman. He takes Tomas for a glass of wine and sympathises with his plight, he never meant to write that article, the editors butchered it, of course the authorities want one of their leading surgeons to return to his métier. And he holds out another document for Tomas to sign, his one much harsher than the hospital one, this one declaring how much Tomas loves the Soviet Union and the Communist party.

I found this sequence fascinating, it has a John le Carré sense of the insinuating ways of power and corruption, for it took a while for innocent Tomas to realise he is being tempted. He refuses. More than that, he quits his job as a GP and finds work as a window cleaner. The authorities only make people of significance sign these disclaimers. Once you’ve reached rock bottom they lose interest. Tomas wants to reach rock bottom. He wants to be free (p.192).

The ensuing passages describe Tomas’s adventures as a window-cleaner in Prague. The underground grapevine goes before him and he often finds himself offered a glass of wine and assured he doesn’t have to do any work by former patients who happily sign the chit saying he’s done the work.

But, this being Kundera, there is of course sex. Quite a bit of sex. Because handsome saturnine Tomas is calling during the day on plenty of bored middle-aged, middle-class housewives. Kundera describes his sexual escapades, the one which drive Tereza to paroxysms of despair, as casual couplings which Tomas can barely remember by the weekend. And, being Kundera, there is a great deal of theorising about sex. Again.

Men who pursue a multitude of women fit neatly into two categories.  Some seek their own subjective and unchanging dream of a woman in all women. Others are prompted by a desire to possess the endless variety of the objective female world. (p.201)

and he goes on to call the obsession of the former lyrical, and of the latter, epical, and spends a couple of pages of entertaining theorising expanding on this premise. The lyricists seek an Ideal and are always disappointed. Some sentimental women are touched by their idealism. Epic womanisers garner no sympathy. They are interested in quantity not quality. And eventually they get bored and become interested in ever more specific quirks. They become collectors.

Kundera describes Tomas’s collector habits, and several encounters of great erotic intensity. However, after a few years the women begin to blur into one, he starts forgetting names. But the real purpose of all this is to make the distinction (and Kundera’s type of intellectuality is about making endless numbers of distinctions – heaviness and lightness, lyrical and epical, demonic and angelic laughter, and so on) between Tomas’s collector instinct when he’s out there, in the world, and his love for Teresa.

He doesn’t need to collect Teresa. She came to him. And her falling ill within an hour or so of arriving was a key moment, which is referred to again and again in the novel. It made her completely vulnerable and reliant on him, in a way none of his conquests are, in a way he’s careful to make sure they never are. Which is what makes her the Great Exception.

Anyway, all this merry philosophising about sex is bookended with another encounter with people who want him to sign something. One of the editors of the magazine where he sent his ill-fated article about Oedipus calls him to a surreptitious meeting at a borrowed flat where Tomas is unnerved to encounter his own son, the one he rejected and walked away from after his divorce nearly 20 years earlier,

Over the space of several pages they try to persuade him to sign a petition they’re getting up among intellectuals to protest against the maltreatment of prisoners in prison. Again we are in the world of politics and coercion, as when the secret policeman met him. Only now there is this weird personal element of his son coercing him. Initially Tomas is minded to sign, but when they remind him of the Oedipus article which screwed up his life, he is reminded of what prompted him to write it. It was looking down in Tereza, as she lay in bed with a fever from the flu that kicked in within hours of her arriving at his flat, and made him think of pharaoh’s daughter looking down on Moses in the basket made of bullrushes. And so he went to his book of ancient legends and came across Oedipus, another abandoned child who is rescued… and one thing led to another.

And in a moment of insight Tomas realises she is still the defenceless babe in the basket and he must do nothing to endanger her. And he looks at the two men facing him and realises that nothing he signs or says or does will make the slightest difference to political prisoners in Czechoslovakia – but it might endanger his beloved. And so Tomas tells them he will not sign. He knows they won’t understand. He gets up and returns to the only woman he cares for… But, at the same time, unbeknown to him, the one who he is torturing to death with his ceaseless infidelities…

The petition is duly published. The signers are rounded up. The communist press denounces them as wreckers and saboteurs. On it goes, the endless cycle of repression. Tomas reflects on the history of the Czechs, their apparently bottomless ability to screw up their lives and politics. He ponders how one decision (to stand up for themselves) led to total defeat in the Thirty Years War (1618-48) while the opposite decision (to be compliant to stronger powers, at Munich) led to total defeat by the Nazis. What is right? What is best to do? All alternatives seem to lead down to defeat.

If history were repeated multiple times we could try alternative answers and find out. But we can’t. Using these (not totally convincing arguments) Tomas concludes that History isn’t unbearable because of its crushing weight, but the opposite.

The history of the Czechs and of Europe is a pair of sketches from the pen of mankind’s fateful inexperience. History is as light as a feather, as dust swirling into the air, as whatever will no longer exist tomorrow. (p.223)

He’s been a windowcleaner for nearly three years, now. It’s gotten boring. The former patients no longer greet him with champagne and toasts. They just want their windows cleaned. The sight of intellectuals doing manual labour has become passé, and then embarrassing. And he is growing psychologically tired of all the sex. He can’t stop it, but it is wearing him out.

Tereza suggests they move to the countryside, get new jobs. She is obviously unhappy. He asks her why and she finally reveals that every day when he gets back from work she can smell other women’s private parts on his hair. Appalled, he makes to go and shower immediately but she says, It’s alright, she’s used to it and he is stricken with grief.

That night he wakes from a strange dream (lots of dreams in this book) about (alas) sex and the ideal woman, and wakens to find Tereza holding his hand, and vows to change.

Part Six – The Grand March

This is the shortest and the silliest part of the novel, in fact one of the worst things Kundera ever wrote. Although it is packed with serious themes it feels somehow the most superficial.

In a great hurry Kundera progresses through an anecdote about how Stalin’s son died, in a Second World War prisoner of war camp, arguing with British prisoners about his messy defecating habits. Then Kundera picks up this idea of human faeces and runs with it via references to various theologians and their ideas of the relation between the human body and its creator, the way they force a binary choice on us: that either man’s body is made in the image of God’s – in which case God has intestines, guts, and defecates – or it isn’t, in which case it isn’t perfect and godlike, and neither is creation.

This leads him on to a meditation on the meaning of kitsch, which he takes to be the belief that the world is perfect, that it is a world without shit. (The general drift of this definition reminds me of his definition of angelic laughter in The Book of Laughter and Forgetting i.e. that it is creepily unrealistic.)

Kundera then hurries on to rope in thoughts about ‘sentimentality’, defining sentimentality as The awareness of how much one is moved by the notion that the world is a perfect and beautiful world.

And then moves on to claim that this kitsch is universal among all politicians. All politicians want to be seen with babies because they identify with the kitsch notion that human life is an unmitigated blessing. This is demonstrated by the time when Sabina, by now a famous artist and living in America, is driven by a US senator to an ice rink, where kids are frolicking and makes an expansive gesture with his arm as if to incorporate everything that is Good In Life. But Sabina has had a tough life and sees in his rinky-dink smile exactly the cheesy smiles of the Communist Parties smiling down at the smiling masses of the Communist Faithful as they march past on a May Day Parade. Totalitarian kitsch is a world in which everyone is smiling all the time because everything is so perfect. Anyone who asks a question or expresses a doubt must immediately be shipped off to the gulag because kitsch admits of no imperfections.

Which brings us to Franz and his need to be seen. Which prompts Kundera to explain the four categories of ways we need to be seen.

  1. People who long for the look of an infinite number of anonymous eyes. Actors.
  2. People who have a need to be seen by many known eyes. Cocktail party hosts.
  3. People who need to be constantly before the eyes of the person they love.
  4. People who live in the imaginary eyes of those who are not present.

Franz is of this latter type and he undertakes the escapade which ends his life because of a futile sense that somehow, somewhere, Sabina the great love of his life is watching him.

This is a Mercy Mission to Cambodia. The Khmer Rouge ran Cambodia from 1975 to 1978 during which they managed to murder around a million of their fellow citizens, about a quarter of the population, in order to create their peasant-Marxist utopia. Communist Vietnam invaded in 1978 and expelled the Khmer Rouge, setting up their own puppet government.

In the novel a group of French doctors decide to mount a mercy mission by going to Thailand and marching to the Cambodian border and demanding admission. Soon the mission snowballs as a load of American intellectuals and actresses get involved. The French fall out with the Americans, the Americans are offended, can’t everyone see their motives are pure.

I think this entire episode is a rare example of Kundera striking a false note. The entire thing is meant to satirise the sentimentality of the liberal West and its obsession with Grand Marches and Noble Gestures, but… the horror of the Khmer Rouge seems, to me, too serious a setting for Kundera’s satire. It’s as if he was making facile or footling nit-picking pseudo-philosophical points in Auschwitz or Katyn. Don’t get me wrong. I believe you can laugh at more or less anything, I have no politically correct objection to universal mockery. But some things you can only laugh at if it’s a really, really, really good joke, sufficiently funny to outweigh your knowledge of the horror – and Kundera tying together the superficial narcissism of western protests, silly Hollywood actresses and snotty French intellectuals with…. the horrors of the Pol Pot regime – this strikes me as the first wrong step he’s taken in the five books of his I’ve read.

Kundera tries to redeem what even he may have suspected was forced material by piling in ‘tragic’ material about his characters. In particular we now learn that the son, Simon, who Tomas abandoned early on in the novel is now all grown up and is also working as a farm labourer. He starts writing letters to Tomas in which he explains that, in protest at the regime, he left an academic career and married a devout wife and became a Christian. Simon and Tomas exchange a few letters but remain (as all Kundera characters do) at cross-purposes. When he receives a letter that Tomas and Tereza have been killed in a car accident, crushed by a truck which rolled onto their car, Simon hurries to the funeral.

Hmm. I don’t mind Tomas and Tereza’s deaths being reported at one remove like this, and by a fairly new character, but… this ‘Simon’ feels like he’s been introduced too quickly to properly perform the task. We barely know him before he is carrying the freight of having the deaths of our two beloved central characters die.

Similarly, the Grand March of the French doctors and American celebrities to the Cambodian border descends into farce, that much was predictable. But there’s another oddly false note, when one of the hundreds of photographers accompanying the self-important marchers, steps off the road and onto a land mine and is blown to pieces, his body parts spattering all over one of the banners the Grand Marchers are carrying. Initially dazed, they look up and then… feel a surge of pride.

Then they timidly ventured a few more looks upwards and began to smile slightly. They were filled with a strange pride, a pride they had never known before: the flag they were carrying had been consecrated by blood. Once more they joined the march. (p.265)

That feels to me like bollocks. Satire has to have an element of truth to work, and this just feels to me like pure fantasy. Can you imagine a Hollywood actress being spattered by the blown-up body parts of a press photographer, then slowly breaking into a smile? It felt like Kundera was forcing his characters to fit his thesis and they snap.

Same with Franz. The Grand Marchers finally arrive at the border, and stand at one end of the slim bridge over the river which forms the border, staring across it into Cambodia. Everyone knows snipers are watching on the other side, and will shoot at the slightest provocation.

The interpreter calls out three times (as in a fairly tale) for the other side to let the doctors in, but each time there is only an ominous silence. Then the Marchers pack up and march back to their jumping off point, catch the bus back to Bangkok, and go off to restaurants or brothels as their tastes dictate.

It was a fiasco. But for me it doesn’t work as satire because it doesn’t contain any kernel of truth, it feels like contrived fantasy from start to finish. And then Franz is walking along a side street when he is mugged, smacked on the head and thrown into a deep hole where he breaks his back and blacks out. When he comes to, he is in hospital in Geneva unable to move his body or head and staring up into the benevolent eyes of the wife he abandoned. She is thrilled, because she is having her revenge, because

a husband’s funeral is a wife’s true wedding! The climax of her life’s work! The reward for her suffering! (p.275)

Maybe he’s just dramatising Marie-Claude’s feelings, here, but this still feels like utter bollocks. Contrived and glib. Franz wastes away and dies, full of hatred for his wife, and to her great delight.

It feels like this entire section was written by someone else, by someone parodying Kundera’s approach of throwing together historical, social cultural, psychological and philosophical elements and threading them together with fictional characters and who…. has somehow got it profoundly wrong.

Part Seven – Karenin’s Smile

Which is why the final part is a relief. It follows Tomas and Tereza’s life once they move out of Prague and become agricultural labourers. Admittedly communism has destroyed the old rural ties, closing the village hall, and banning church attendance and cancelling the traditional holidays. But Tomas and Tereza don’t mind and he takes to driving a tractor with gusto and she tends the cows and heifers with real affection.

At moments it’s almost like Tess of the D’Urbervilles.

This last section is very beautiful, quite sentimental and made me cry. Which is odd because it’s still packed to the gill with references to philosophers (we learn about Descartes’ theory that animals have no souls and no feelings, and are merely machines; and this view is compared with Nietzsche, who had his final nervous breakdown and collapse into madness, after he saw a man whipping a broken-down horse in the streets of Turin) along with plenty more philosophising on his own account:

We can never establish with certainty what part of our relations with others is the result of our emotions – love, antipathy, charity, or malice – and what part is predetermined by the constant power play among individuals. (p.289)

Comparing Adam and Karenin leads me to the thought that in Paradise man was not man, Or to be more precise, man had not yet been cast out on man’s path. Now we are long-time outcasts, flying through the emptiness of time in a straight line. Yet somewhere deep down a thin thread still ties us to that far-off misty Paradise, where Adam leans over a well and, unlike Narcissus, never even suspects that the pale yellow blotch appearing in it is he himself. The longing for Paradise is man’s longing not to be man. (p.296)

And much more in the same vein.

In among all these lugubrious lucubrations, some stuff actually happens, mainly that their beloved dog of ten years, Karenin, falls ill of cancer, and wastes away until Tomas -being a doctor – is forced to put him out of his misery with a lethal injection.

This event prompts a series of reflections about humanity and animals: that the measure of humanity is how it treats the absolutely helpless i.e. animals, and that in this respect humankind has undergone an absolutely catastrophic debacle. Our contact with animals was the last thread attaching us to Paradise, and look how we treat them. Factory chickens. Veal calves. Hormone-pumped cattle. Vivisection. How many rabbits have been blinded by mascara or beagles forced to smoke themselves to death?

So it’s no surprise how we treat each other. Kundera emerges from this final section as a vehement Animal Liberationist (reminding me of the South African novelist J.M. Coetzee).

This last section, about Karenin wasting away and dying, and how they eventually, finally, have to put him down and then jointly bury the little doggy corpse, is pretty obviously designed to be tear-jerking, the dog’s final hours and last whimpers, and then how they bury him in the garden in a plot chosen by Tereza, designed to wring the last drop of feeling from the sensitive reader.

But what made me cry was how, at long, long last, Tereza was finally reconciled with Tomas. She comes across him hiding letters and once again the old gnawing doubts bite into her. But then, one day, he reveals that they’re letters from his son who has become a Christian and works on the land not far away. Inevitably, they discuss his son more as an intellectual example of conversion to faith (given his mother was a rabid communist), than as a person – but the point is that Tereza finally realises that Tomas’s days of unfaithfulness are over. Finally, they are completely together. Finally her years of anxiety-jealousy nightmares can end.

And the book ends with them accompanying the jovial old director of the collective farm, and a young farm hand whose dislocated shoulder Tomas has fixed, to the nearest town where they get drunk and dance to the ludicrous accompaniment of an ageing pianist and equally old violinist, till they fall into bed together, finally, at last, HAPPY.

Thoughts

To read a Milan Kundera novel is to be bombarded with so many ideas about love and sex and marriage and fidelity and psychology and religion and politics that it’s difficult to keep them all in your head. Some will stick, some will go in one ear and out the other. Some kind of diagram would be needed to store them all and work out their web of interrelations.

They are dazzling, awesome intellectual feats of thinking, imagination and writing. But the downside is it can sometimes feel like you’re reading an encyclopedia; or a highly erudite author’s commonplace book where they’ve jotted down every thought and notion that’s ever occurred to them – and the concocted characters and a narrative which allows him to insert them at regular intervals.

I found it ultimately a very moving book, as mentioned above for the simple reason that we follow Tomas and Tereza’s story for longer, in more depth, and with more sympathy, than any of his previous characters. And because it ends with emotional closure, with them going to bed happy and contented so the reader can close the book with a big smile on their face.

But I also regularly experienced Idea Fatigue at quite a few places, where I just felt overwhelmed by yet another page of graceful and witty fancies and hypotheses, theories and thoughts, opinions and asides. It is possible to have too many postulates and paradoxes per page, in fact:

Questionable wisdom

Saul Bellow coined the term ‘reality instructor’ for people who take it upon themselves to explain what life is really like, what it really means. This kind of lecturing is a quintessential part of Kundera’s style. I think in small doses it can be very illuminating, but the more you read, the more you have the sense of being harassed.

An author can discuss philosophy without being a philosopher, psychology without being a psychologist. On the one hand it gives them the freedom to play with ideas and spin amusing and unusual insights. On the other hand, their little lessons risk lacking depth or evidence – of resting, ultimately, on assertion, often on rhetorical tricks, on paradox and wit, more than evidence. Here are some examples:

Dreaming is not merely an act of communication (or coded communication, if you like); it is also an aesthetic activity, a game of the imagination, a game that has a value in itself. Our dreams prove that to imagine – to dream about things that have not happened – is among mankind’s deepest needs. (p.59)

Is that true? Or does it just sound like it’s true?

The only serious questions are the ones that a child can formulate. Only the most naive of questions  are truly serious. They are the questions with no answers. A question with no answer is a barrier that cannot be breached. In other words, it is questions with no answers that set the limits of human possibilities, describe the boundaries of human existence. (p.139)

Is this deep? Or does it just sound deep?

An important point to make about all this intellectualising and philosophising is that… none of it is difficult. It’s clever… but none of it is hard to understand, if you pay attention.

If you think of the tradition of learnèd wit, epitomised by Tristram Shandy, in which the narrative is buried in spoof footnotes and fake academic papers and sermons and all sorts of other texts interrupting the story… Kundera is not like that. By intellectual, we don’t mean he literally references academic papers or abstruse findings. The opposite. Most of his reflections are very middle brow. Referencing the Garden of Eden or quoting Descartes’ opinion that animals are just machines, these are either part of common lore or only a little beyond it. Intelligent A-Level standard. An A-Level student should have heard of Don Juan. Or Beethoven. Or Adam. These are not really obscure intellectual references.

And his core subject – sexuality, love, fidelity and betrayal, affairs and mistresses – hardly high-brow, is it? Not difficult to grasp. The opposite, in many ways all-too-easy to grasp.

Similarly, he’s surprisingly un-hypertextual. His texts aren’t clever constructions pieced together from diaries and journals and letters and newspaper reports and eye-witness accounts and so on. They are just meandering musings, all spoken in the same voice, his characters all speak in much the same way, and they certainly stop and reflect about the meaning of fidelity or political marches or nudity or art or music in the identical, same manner as each other and as the narrator.

For long stretches they seem like extended essays with characters thrown in. At other moments the characters get the upper hand and for a moment you forget the ideas in reading about them sympathetically.

God, it’s just so full, so rich, like a Christmas pudding, so full of so many ingredients it’s difficult to get a real grasp of, or give an adequate review of, because it’s impossible to hold so many ideas, incidents and events in your head at once. Inevitably, some bits will appeal more to some readers than others – the politics or the philosophy.

Wisdom about men and woman

Sames goes, but that much more, for his sweeping generalisations about love and sex, men and women. Why that much more? Because the past forty years have seen a transformation in relationships between the sexes, and a massive shift in what is considered acceptable behaviour, especially around men and their speech and behaviour towards women. Sometimes, reading one of his countless reflections about ‘women’, it feels like a massive tide has gone a long way out and left a lot of what Kundera wrote about relations between the sexes seeming very dated.


Related links

Milan Kundera’s books

1967 The Joke
1969 Life Is Elsewhere
1969 Laughable Loves (short stories)

1972 The Farewell Party
1978 The Book of Laughter and Forgetting

1984 The Unbearable Lightness of Being
1986 The Art of the Novel (essays)

1990 Immortality
1995 Slowness
1998 Identity

2000 Ignorance
2014 The Festival of Insignificance

The Book of Laughter and Forgetting by Milan Kundera (1978)

We are all prisoners of a rigid conception of what is important and what is not. We anxiously follow what we suppose to be important, while what we suppose to be unimportant wages guerrilla warfare behind our backs, transforming the world without our knowledge and eventually mounting a surprise attack on us.
(The Book of Laughter and Forgetting, page 197)

The Book of Laughter and Forgetting is divided into seven parts, each of which is a self-contained story although, as the recurring titles suggest, with recurring themes:

Part One – Lost Letters
Part Two – Mother
Part Three – The Angels
Part Four – Lost Letters
Part Five – Litost
Part Six – The Angels
Part Seven – The Border

Short sections

And each story is itself broken up into numerous, very short, numbered sections, often as short as a page long. For example, the first story, Love Letters, is 22 pages long and is divided into 19 sections.

The reading experience is dominated by this fragmentation of the narrative into short sections. Kundera uses the ‘short section technique’ for a number of purposes.

One is to continually change perspective on events, shedding ironic light on his characters’ mixed motives and misunderstandings. The most obvious way is to describe a piece of dialogue or event, and then devote separate sections to the speakers’ often wildly differing interpretations of what they just said or meant.

It also allows him to switch from close-up description of actions carried out by the protagonists, to higher-level reflections, about human nature, the character of irony or comedy, generalisations about men women and love, or about fate and destiny – and especially about Czech history, and of course, focusing on the most traumatic event of his lifetime, the communist coup of 1948 and its consequences.

The ‘short section technique’ allows Kundera to set off a train of events and then to step right outside them and present them from the perspectives of the different characters, revealing – more often than not – that they completely misinterpret each other’s motives. This has been the bedrock of his authorial approach since his first novel, The Joke – the basic premise that people really, really don’t understand each other, and that pretty much all our intentions and aims and plans turn out to be wildly miscalculated, and consistently backfire.

I read all Kundera’s books back in the 1980s when he first became very fashionable, and I had remembered Laughter and Forgetting for being lighter and funnier than its predecessors – but this, I think, was a misleading memory. Although the text is much more broken up and ‘bitty’, more interrupted by digressions and ideas – the actual content is just as grim as its predecessors. The opening story, in particular, leaves a sour taste in the mouth.

1. Lost Letters

It is 1971 and Mirek is a dissident who played a prominent role in the 1968 Prague Spring, then, after the Russian tanks and half a million Warsaw Pact soldiers invaded Czechoslovakia, was thrown out of his job and became an unperson. Since then he’s religiously kept all his diaries and journals and the records of meetings of him and dissident friends, despite them all advising him to burn or destroy them. But:

It is 1971, and Mirek says that the struggle of man against power is the struggle of memory against forgetting. (p.3)

When we read that grand opening sentence back in the early 1980s (the book was published in English in 1980) we all thought it said something profound and beautiful about human nature and politics and society, and the need to resist the ever-growing forces of oblivion (as well as being a good example of Kundera’s straight-out, intellectual, almost academic style. No long paragraphs setting the scene or describing dawn over Prague or an unmarked car drawing up outside a house, none of the normal conventions of fiction. Instead Kundera goes directly to the beliefs and ideas of his main characters.) Anyway, rereading the story today, I realise this simple interpretation doesn’t stand up to scrutiny.

The main event in the story is Mirek driving out to the village to meet up with an old flame of his, his first love in fact, Zdena. Why? Because she has a big cache of all the letters he wrote to her and he wants to secure, protect and guard his archive. Also, there is a deeper psychological reason. He wanted:

to find the secret of his youth, his beginnings, his point of departure. (p.18)

The body of the short story concerns Mirek’s thoughts and reflections about Zdena, for example the fact that, back when they were going out, she was plain and ugly, his friends, and even she herself, were surprised that he was going out with her. Nobody knew that he was timid and shy and a virgin.

As he drives, Mirek realises that his car is being followed, by a car driven by a couple of security goons who make no attempt to hide. When Mirek stops at a friend’s mechanic shop to get the car tuned up, the goons stop too, and watch him, with a smirk.

So that when he finally arrives at Zdena’s house, and is reluctantly invited in, and makes his pitch to ask for his letters back, and she surprises him by saying a categorical NO… Mirek is convinced it’s because she is in league with the security men, and is keeping the letters to hand them over to the authorities, preparatory to his arrest and trial etc. She always was a communist die-hard, a party fanatic, even when they were going out together, as he now remembers bitterly.

But the narrator has told us otherwise. He has explained that Zdena was not a party fanatic but simply clove to the party after Mirek dumped her. After he dumped her, she needed to have something she could trust and base her life on, and this became an absolute faith in the Party. It was Mirek who made her what she is.

And, we learn, she is not at all in league with the security men, who she doesn’t even know about. She is simply scared – scared witless, scared of how it’s all got too big and scary, how they’re arresting people, how he might be bringing trouble into her life. She is simply too paralysed by fear to hand the letters over.

Demoralised, Mirek gets back into his car, the security men get back into theirs, and they tail him back to Prague, despite a small interlude when he throws them off in a village and sits parked by the railway station, dazed, pondering his past and future.

The narrator now picks up the theme about memory and forgetting which was announced at the beginning, reflecting that Mirek’s true motive in seeking the letters wasn’t because he never loved Zdena, or regretted loving Zdena. It’s because he loved Zdena so much and is now embarrassed about being associated with such a plain, if not ugly woman, that he wants to erase her from his past. Which leads us up to the author’s message, a characteristically jaundiced view:

By erasing her from his mind [by finally repossessing the letters] he erased his love for her… Mirek is as much a rewriter of history as the Communist Party, all political parties, all nations, all men. People are always shouting that they want a better future. It’s not true. The future is an apathetic void of no interest to anyone. the past is full of life, eager to irritate us, provoke and insult us, tempt us to destroy or repaint it. The only reason people want to be masters of the future is to change the past. They are fighting for access to the laboratories where photographs are retouched and biographies and histories rewritten. (p.22, italics added)

So 1. that grand opening statement turns out to be a lie. Mirek is lying to himself. His grand claim to want to preserve the past from forgetting is completely contradicted by this analysis of his motives. According to his creator, Mirek is every bit as mendacious and controlling as his enemy, the Communist Party.

And 2. when Mirek arrives home he discovers the police are already there, have ransacked his apartment, and read through all the diaries and journals in which he recorded meetings with other dissidents, their criticism of the Party, their analysis of its tyranny after the crushing of the Prague Spring. In other words, they have seized all the documents in which he foolishly implicated and betrayed his closest friends. The last sentences of the ‘story’ are bleak and unforgiving.

After a year of investigatory custody he was put on trial. Mirek was sentenced to six years, his son to two years, and ten or so of their friends to terms of one to six years. (p. 24)

So let us return to that ringing opening line – ‘the struggle of man against power is the struggle of memory against forgetting’: it now appears to be contradicted in at least two ways.

  1. Although it’s Mirek’s own line, we have seen that, when push comes to shove, he doesn’t believe it; his quest to reclaim Zdena’s letters is, according to his creator, a quest to erase and rewrite the past as completely as the Communists want to.
  2. Worse, it turns out to be a ludicrously selfish and self-serving position and one which ended up condemning his best friends – and his own son – to years and years in prison.

Could it be that the opposite is true? That maybe the past ought to be forgotten? Certainly I think so. I completely disagree with the old cliché “Those who cannot remember the past are condemned to repeat it.” It’s the other way round. Those who obsessively remember the past, are doomed to walk within the confines and categories it imposes on us. In Northern Ireland throughout my life and in Yugoslavia during the 1990s, there were groups of people who clung on to the past, cherished and nurtured their grievances, thirsted for revenge, determined to re-enact the past (the freedom struggle of the Irish people, the freedom struggle of the Serbian people) but this time to win. it seemed back then that it is precisely those who remember the past, who are doomed to repeat it.

Maybe the content of the story proves the complete opposite of that ringing opening declaration.

2. Mother

Marketa and Karel are married. At first they lived with his parents, but Marketa and his mother had daily run-ins, which became so intense that they eventually moved to the other end of the country to be as far as possible away. Then Karel’s father died and Mother was left alone, and Marketa, as she got older, softened. It is Easter and Marketa invites Mother to come and stay for a week, Saturday to Saturday, because they’ve something planned for Sunday.

This is an orgy, well a ménage à trois. Marketa knows Karel has a high sex drive. Early on in their marriage it became clear that he would be the unfaithful one and Marketa would suffer, although she would enjoy the perks of an unassailable moral superiority.

Then one day, in a sauna at a spa (the Czechs and their spas!), Eva walks in, naked, beautiful and confident, and starts chatting to Marketa. Soon they are good friends and it makes Marketa feel in control when she introduces Eva to Karel and they become lovers.

The irony is, we learn a few pages later, that Eva and Karel had been lovers for years before this. Their first meeting and love-making is very erotically described. It had been Eva who suggested that she approach Marketa. And so the three of them have settled into having periodic three-way sex. Sunday evening has been set aside for one such session.

But Mother mischievously declares she will only leave on Monday and both Karel and Marketa fail to argue her out of her decision.

On the fateful Sunday evening, the girls have slipped off to the bedroom to change into their sexy outfits (a negligee so short it reveals her pubes, for Eva, a pearl necklace and garter belt for Marketa) and are about to return to the living room, where they’ve been chatting and drinking for Karel, for the erotic entertainment to begin… when Mother comes in!

Now, the saving grace is that Mother has gotten pretty short-sighted and so doesn’t even realise the girls are wearing next to nothing (Marketa scampers out to throw on a raincoat). In fact Karel maliciously welcomes her untimely visit because he’d been getting irritated with the girls. And the story is unusually sympathetic to Mother – unusual in the sense that almost all Kundera’s narratives focus on horny men. She has stumbled back into the living room because she is troubled by the memory of reciting a poem which she had described earlier, over dinner, to Marketa and Karel. She had told them it was a poem about the Austro-Hungarian Empire which she recited at the end of the war. But Karel points out that she left school well before then. Alone in her bedroom, it dawns on her that he is right, and that it was a Christmas poem, not a patriotic one, and that she had recited it years earlier. And now she blunders back into the living room – just as the orgy is about to begin – to set them all right. And, in this odd, ludicrous setup, proceeds to recite the poem again, reviving the distant memory of her girlhood.

And then she goes one further by pointing out that Eva reminds her of Nora, a friend of hers when she was a young woman. And all of a sudden Karel has a flashback, remembers being four years old, in some spa town, and being left in a room, and a little while later the tall, statuesque naked body of Nora entered the room and took a nightgown off a hook. The memory of being four, of being small, and looking up at this huge naked Amazon, has stayed with him ever since.

Having said her piece and fussed around a bit more, Mother goes quietly back to her room. Immediately, Karel arranges Eva as he remembers Nora standing in that distant boyhood memory, and kneels down so that she is towering over him. Fired with lust, Karel proceeds to make love to both women furiously.

But, as with all Kundera, there are other perspectives. While he is tupping them, Marketa is miles away, trying to reduce Karel’s fornicating body to a headless machine. And afterwards, as the girls are lying on the couch, Eva quietly invites Marketa to come away with her and have a threesome with her husband. And Marketa quietly accepts.

Karel may be lost in his childhood reveries, but this doesn’t stop the other characters – his wife and mistress – carrying on living their own lives, pursuing their own goals and agendas.

3. The Angels

The angels are those who believe the world is full of order and rationality. They are humourless imposers of order and pattern and meaning. They are terrifying because they want to abolish all the muddy, confused, speckled, mongrel mixedness of the actual world and real people. Kundera identifies them with the Communist Party, Soviet tyranny, feminists, modern literature teachers, and with hypocrites like the French surrealist poet Paul Éluard, who wrote inspirational poems about Freedom while at the same time supporting the Czech regime which sent poets to their deaths.

To begin this assault Kundera creates a pair of earnest and utterly humourless American feminist literature students who don’t understand that a play by Ionesco is meant to be absurd and funny. And when they do grasp this basic fact, he satirises the funny little choked breathy noise they make. He is referring to their laughter.

The students have a narrow, dogmatic literature teacher, Miss Raphael, who is lonely. She is looking for a circle of like-minded believers to dance with. She has tried the Communist Party, the Trotsykists, the anti-abortionists, the pro-abortionists (this pairing is included to show that she has absolutely no moral underpinnings or beliefs, but is just looking for a gang she can join).

Then Kundera describes the way the idealistic young people, students and writers and artists, danced in the street after the communists came to power in Czechoslovakia in 1948, danced and laughed, even as innocent politicians and poets and artists were being executed in prisons just a few miles away.

Thus they danced in circles, the high-minded angels, laughing their laughter of joy because the world is so ordered and rational and just. And – in a touch of magical realism – their dancing bodies slowly lifted off the ground till they were dancing in the air.

Similarly, when the two humourless feminist students give their humourless interpretation of Ionesco to their class, their humourless teachers joins hands with them and they, too, rise up into the sky.

But not everyone can join a circle. Circles, in fact, can’t be broken. Unlike ranks. Anyone can slip into the ranks of an army, they are designed to allow any number of new members to fit right in. But getting into a circle is hard, if not impossible, without momentarily breaking it. Circles are exclusive.

Kundera very forcefully emphasises how he doesn’t belong to the flying circles of dancing angels, sublimely convinced of their own rectitude. He was once a Communist, he once danced in those circles, but he was unwise and tactless and expelled from the party, and forbidden to work. He was kicked out of the circle and he has been falling ever since (for nearly 30 years, by the time this book was published) falling falling falling like a meteorite broken loose from a planet (p.66).

Then he gives us an extended example of how his misplaced humour prevented him from ever dancing with the angels.

Forbidden to write for any official outlet, friends got Kundera a job writing an astrology column in a popular magazine for young socialists. It was harmless work, and not particularly well paid. But after a few years, the intelligent young woman editor – known only as R. – who had given him the job was called in for questioning by the security police. Does she realise she is ridiculing socialist youth? Does she realise she is mocking the people? Does she realise she has been associating with notorious enemy of the people Kundera?

She is promptly sacked from her job and when she turns to others in the media, they all cold shoulder her as well. Her career is through. Her life is over. She meets Kundera in a borrowed apartment and she is so terrified by what is happening to her, that she has to keep going to the toilet, her bowels are that upset.

And as he listens to her repeated flushing of the toilet, Kundera realises he has become a curse to those he knows and loves. He really cannot go on living in his homeland, bringing bad luck down on everyone he knows. He will have to go into exile. He will have to carry on falling, falling, falling away from the circles of the angels, the laughing angels, laughing because they know the Truth about a world which is orderly and rational and for the best, rejoicing in how:

rationally organised, well conceived, beautiful, good and sensible everything on earth was. (p.62)

4. Lost Letters

The title makes you think it might return to the character Mirek, who we met in the first story. Not at all.

It concerns Tamina. She is a Czech exile, working in a café in an unnamed Western town. She and her husband fled Czechoslovakia illegally, pretending to go on holiday. Thus she never brought all her belongings. Her husband got ill once they were abroad, sickened and died. Hollow and sad, she works at the café, listening to every customer who wants to bend her ear.

One day one of the customers, a tiresome wannabe writer named Bibi, mentions that she and her husband are thinking of going on holiday to Prague. Suddenly Tamina wakes from her sleep. Back in Prague, in a drawer in a desk in her mother’s flat, is a bundle of all the diaries she kept during her eleven-year marriage to her husband.

Suddenly Tamina is fired up and wants them back. She has been living like a ghost. The prospect of repossessing them promises to fill in her life, colour it in, give it detail and background and depth. The rest of the story details her struggles, first of all to get her mother-in-law to unlock the desk and get out the notebooks (every phone call to Prague costs her an arm and a leg), then to persuade her father to take it from the provincial town where they live to Prague where he can hand it over to Bibi.

Just about everything which could go wrong does go wrong, but the ‘story’ is really a peg for Kundera to hang miscellaneous thoughts on. One of these is an extended disquisition about graphomania, namely that back at the beginning writing promoted mutual understanding. But in our current state of graphomania, the opposite is true:

everyone surrounds himself with his own writings as with a wall of mirrors cutting off all voices from without. (p.92)

and again, a bit later:

The proliferation of mass graphomania among politicians, cab drivers, women on the delivery table, mistresses, murderers, criminals, prostitutes, police chiefs, doctors and patients proves to me that every individual without exception bears a potential writer within himself and that all mankind has every right to rush out and into the streets with a cry of ‘We are all writers!’

And then:

Once the writer in every individual comes to life (and that time is not far off), we are in for an age of universal deafness and misunderstanding. (p.106)

This was written over forty years ago. How prophetic of the age of Facebook and twitter.

Another theme of the story is how fatuously stupid Westerners are. Several scenes and characters exist solely to satirise the West.

For example, Bibi dreams of being a writer but comes over as a narcissistic fool. They do contrive a meeting with a real published author, Banaka, who comes over as a pompous bore. One day he turns up in her café drunk and on the verge of tears because he was the victim of a poor review in a newspaper. Pathetic.

In another scene, a professor of philosophy holds forth about the nature of the novel. On a separate occasion, Tamina is with Bibi, her husband and a Japanese woman, watching TV on which two authors get irate. One of them is insisting that the fact that he spent his entire childhood in the village of Rourou is important, very important, vitally important if you are to understand his work. A new character, Joujou, tells everyone in the room, straight-faced and humourlessly, that she rarely used to have orgasms, but now she has them regularly. Bored, Bibi remarks offhand that what they really need round here is a revolution to shake things up.

Since all Kundera’s work up to this point describes what a revolution really looks like in practice i.e. the repression, the arrests, the executions, and the systematic humiliation of the entire population, it is difficult to think of anything she could say which would be a more damning indictment of her empty-headed idiocy.

After struggling to get through to her bloody family in Czechoslovakia, Tamina finally gets through to her brother and persuades him to travel to the provincial town and gather her diaries and notebooks from her mother-in-law. He reports that he’s done so, but found the drawer unlocked and the notebooks ransacked. Her mother-in-law has been through them, maybe read everything. Suddenly they don’t feel so precious…

Bibi abruptly announces she is not now going to Prague so Tamina shifts her attentions to Hugo, a young man with bad breath who regularly visits the café and is in love with her. Torpidly, she lets herself be taken out for a date, then back to his place, and stripped naked and penetrated, all without any excitement or interest, solely because Hugo says he will go to Prague and get her things. But he is irritated at her complete passivity. In subsequent meetings she just sits there dumbly while he craps on about his big plans to write a book, yes a book! a book all about power and politics. And then he tells her he has published an article about the Prague Spring which means he will not be allowed to travel to Czechoslovakia. He is sure she understands, he had to, he owed it to the world to share his article.

And suddenly she is so revolted by him, and the memory of him penetrating her, that she runs into the toilets and copiously strenuously throws up. And her vomiting seems, to this reader, to also be a reaction to the self-deception, narcissism and superficiality of the spoilt West.

There was only one thing she wanted, to preserve the memory of her husband and their time together untainted. And just about everyone she knows has conspired to foil that endeavour and desecrate his memory.

She went on serving coffee and never made another call to Czechoslovakia. (p.115)

What this story has in common with the first Lost Letters is how bleak it is.

Part Five – Litost

Kristyna is in her thirties. She lives in a small town with her husband, a butcher, and their little boy. She is having an affair with a mechanic who she allows to penetrate her in the locked security of the garage tyre bay. Then she meets the student, home from university for the vacation, and is seduced by his ways with big words and poetic quotations. He is desperate to make love but she wants him to remain on the level of poetry and ideas. Saying yes would drag him (and her) down into the world of the mechanic. So she meets with him in out-of-the-way places and lets him kiss and touch her but always refuses to go all the way. Finally the holidays end and they make a last-minute pact: she will come up to Prague and stay the night in his accommodation. They both know what this means.

Litost is a Czech word which combines grief, sympathy, remorse and an indefinable longing (p.121). It is ‘a state of torment caused by a sudden insight into one’s own miserable self’ (p.122). Kundera gives us some stories from the student’s past to flesh it out.

The night Kristyna is coming to stay, the student’s professor, who Kundera wittily names Voltaire, tells him the greatest poet in the land is having a get-together that night and he’s invited. The student is thrown into a quandary: sex or literature? He is young. He chooses sex.

When Kristyna arrives in Prague she is horrified at the seedy little restaurant he’s arranged to meet her in, the kind of place the butcher takes her to. It’s dirty and full of drunks and they give her a table by the toilets. By the time the student arrives, she’s ready to give him a piece of her mind. But he also is chagrined: she is wearing the most embarrassingly provincial clothes imaginable, including heavy strings of pearls and black pumps.

He tries to mollify her and they go out into the streets. She had dreamed of nightclubs and theatres and glamour – but he is only a poor student, after all. He takes her to his garret; it is small and shabby. Suddenly he has a brainwave. He tells her about the evening of poets, and says he’ll go (he can’t take her, it’s men only) but he’ll take a book and get it autographed by the greatest poet.

She willingly agrees, chooses a book off the poet’s shelf and settles down while he hurries off.

Kundera, with the airy candour which has become second nature, tells us that he’s writing all this in 1977. He eventually couldn’t put up with life in communist Czechoslovakia and drove west, as far west as he could till he stopped in the Breton town of Rennes. Now he is setting this passage fifteen years earlier, in the happier days of 1962. He paints a charming eccentric portrait of an evening’s drinking and squabbling among a variety of poets he humorously names after famous poets in the Western tradition, namely Goethe, Verlaine, Petrarch, Yesenin, Lermontov, and the cynic and anti-poet Boccaccio.

This extended depiction of a bunch of boisterous drunken poets is mildly entertaining but I was struck by the echoes of his novel, Life is Elsewhere, about a lyric poet, in which we met Lermontov quite a few times. And by the way Lermontov, in this book, dismisses all the rest of the poets as ‘Mama’s boys’ (p.141) – exactly the accusation Kundera threw at lyric poets as a class in the earlier novel.

Eventually the party breaks up and all the poets group together to help carry Goethe downstairs because he is very old and can’t walk without crutches. Then Lermontov gets in the taxi and volunteers to take him home and handle Mrs Goethe, who is a dragon and always cross when her husband stays out late.

The student walks with Petrarch who tells him lots of things about love, for example love and laughter are opposites. Then rushes back to his garret where Kristyna is awaiting him. He presents her with the book of poetry which he got Goethe to sign and indeed write a long personal message for her, and she is genuinely thrilled. He tears off his clothes and jumps into bed with her and she kisses him back but then, when he tries to part her thighs, refuses. And refuses and refuses and refuses. All night long, For hours. He is fired up and hard as rock. But she still wants to preserve the student on a different plane from the rest of her life. (Also, the delivery of her son was so difficult the doctors told her she must never again get pregnant or it would endanger her life.)

Eventually the student rolls off her body and onto his back and, for some obscure reason, Kristyna reaches out and grasps his rigid member, but doesn’t move it or do anything to relieve the pressure. Just holds it. Like a mother, like a sister, passionlessly.

Litost!

Part Six – The Angels

This begins as a literary-political essay about Prague which Kundera calls a city of forgetting. In the works of Kafka, Prague is a city which has forgotten its own identity, full of unnamed streets and houses, and even the characters have forgotten their own names – Josef K. of The Trial declines to become just K. in The Castle.

Kundera then moves on to discuss T.G. Masaryk, seventh president of Czechoslovakia, who was installed by the Russians in the aftermath of the crushing of the Prague Spring, and who is known as ‘the president of forgetting’ (p.158). Among other things he sacked some 150 Czech historians, as part of a repressive policy of obliterating the past and writing a new official version.

Tamina reappears, she of Part Four. She is sad because she has forgotten so many details about her husband, not least after making love to the despicable, smelly Hugo. Her plight reminds Kundera of his father, whose dementia meant he slowly lost the power of speech until finally all he could say was one phrase: ‘That’s strange!’

Kundera’s father was a musicologist and had been working on a study of Beethoven’s variations. With the airy confidence with which he slips so much factual content into all his books, Kundera proceeds to stop the narrative while he writes a page or two about the profundity of the variation form, ‘the form of maximum concentration.’ Indeed:

This entire book is a novel in the form of variations. The individual parts follow each other like individual stretches of a journey toward a theme, a thought, a single situation, a sense of which fades into the distance. (p.165)

And the figure of Tamina is at its heart, the faithful lover who struggles to remember her beloved.

The rest of the story is odd, and reminds us that, although we remember the sex, and the politics and the philosophy, dreams and fantasy are also a recurring theme in Kundera’s work.

A nice-looking man named Raphael comes into the café, knows Tamina’s name, and asks her to leave with him. They go outside and get into his sports car, and drive off, drive into the country, the green landscape turning sandy, then ochre. It reminds Tamina of the landscape her husband was forced to work in, when he was kicked out of white collar jobs and ended up working a digger on building sites.

He parks by a river and points down towards where a boy is holding the painter of a boat. As in a dream she gets into the boat and he starts to row, but she takes over, rows and rows, they arrive at a strange strand, are greeted by children, she disembarks and is shown the way to a dormitory where she’ll be sleeping, the children tell her that only children live on the island (she walks along the shore and ends up back where she started), and are divided into ‘squirrels’ and ‘tigers’, they are fascinated by her mature breasts and black pubic hair, and she finds herself at night being touched and stroked so she achieves a strange kind of climax, until one day one little urchin twists her nipple hard and she throws them all off, she tries to join in their games, like hopscotch, but gets things wrong, they chase her, catch her in badminton nets, a little like other outsiders in science fiction scenarios, finally she runs down to the seashore and swims, while they yell at her from the shore, she’s a strong swimmer and swims all night imagining she must reach the other side, but when dawn breaks she realises she’s only a few hundred yards from the island and is overcome with fatigue.

Some of the children come out in the rowing boat to watch her curiously, they make no offer to help her, and watch, while she goes under, once, twice, and then drowns.

Part Seven – The Border

This appears to be a whole-hearted satire of life in the West. Jan is from the East and observes the people round him like a zoologist. Jeanne likes to sit cross legged like the Buddha while she traces the outline of the coffee table before her, drawing attention to herself and her asinine comments. Jan drops in on the Clevis family. They are card-carrying liberal progressives, who subscribe to all the best liberal opinions and when he drops in they’ve just finished watching a TV programme on which representatives of all the schools of thought debated one of the big issues of the day, which is whether women should go topless. Jan listens to their fourteen-year-old daughter shout that she’s not going to be anybody’s Sex Object, while her mother cheers her on. The narrator reflects that millions of women across the west have burned their bra and now go about their days work wobbling as Nature intended.

They remind me of the right-on, vegetarian, socialist feminist family, the Webers, in the Posy Simmonds cartoon strip. And any number of other right-on families who were mocked and satirised in the 1970s.

The Clevises point out that poor Jeanne has gone through tragic times because her son ran away for a few days. Jan reflects on what the term tragic means in his country and how trivial it is in this country.

Jan is seeing a girl from a sports rental company. She is an orgasm fanatic. She is determined to have as many as possible, and gives him a running commentary when they’re making love, telling him just what to do when, and where to put his hands and whether to speed up or slow down. She’s like the cox of a rowing eight.

There’s a lot more discussion of sex. Jan speculates there are three kinds of erotic history: all the women you’ve had; all the women you could have had but let slip; and then all the women you could never have had. He is alarmed that more and more women seem to be slipping into this category. Is it because they have ‘begun to organise and reform their perennial fate?’ (I take it he’s referring to feminism).

There’s a passage about the male gaze (presumably Kundera was introduced to all these ideas, along with humourless feminist students, only once he’d arrived in France, in 1975), which he takes for granted as already being a well-known concept. This was forty years ago. Less well known, he asserts, is the fact that the object can look back. The object can cease to be an object, open its eyes, and unsettle and unnerve the gazer, and his protagonist goes on to discuss about various examples of women who bite back, with his girlfriend Edwige, the feminist.

For example, their friend Barbara is known for giving orgies (who are these people? how did he get to know so many women obsessed with sex? how come I never met or heard of anyone like this when I was a young man?) One day she invites their friend Ervin who arrived to find two pretty women and Barbara. Barbara got out an egg timer then the three women stripped naked. Then she told Ervin to strip naked which he quickly did. Then she set the egg timer and said he had precisely one minute to get a hard on or they’d throw him out. And all three women stared at his crotch laughing. Then they threw him out.

Then Jan and Edwige discuss rape. Jan sees rape as integral to eroticism, whereas castration is its negation. Edwige says if rape is integral to eroticism, then we need to develop a new form of eroticism. He defends women who say the word ‘no’ when they don’t mean it. She gets angry and says ‘no means no’. He trots through a repertoire of sexual scenes – the woman acting coy, having to be brought round, concealing her charms, the man having to talk her round, persuade her to reveal herself, and so on. He calls them time-honoured images. She says they certainly are time-honoured – and idiotic! Time to change them all!

And so it goes on, the never-ending ping-ping game between men and women.

Meanwhile, the notion of the border is applied to several situations. A friend is dying of cancer. Jan reflects how very close death is all the time to each of us. The border is an inch away. Ten years ago he used to be visited by a woman for sex. They both stood and stripped in the same hurried way each time. One time she caught his eye and smiled a sad sympathetic smile. Jan was inches away from bursting out laughing, which would have ended their sexual affair. The ‘border’ was there filling the room. But he stifled his laughter, stayed this side of the border. Another time he chatted up a young woman on a train but it just wouldn’t click, despite taking her to the dining car, then out into the corridor and lifting her head into the light as he had done a thousand times before. There was a border of seduction, but he just couldn’t cross it.

There’s also a border when it comes to repetition. Every time something is repeated it loses part of its vital force. Every action therefore has a border, this side of which it retains meaning, that side of which it has become meaningless automatism.

Similarly, many of Jan’s fellow exiles initially felt great attachment to their old country and fiercely vowed to fight for its freedom. But that passion faded, and now many are scared to admit they have passed beyond a psychological border where they realise there is no cause and no fight. And no purpose.

Their friend Passer dies of cancer. At his funeral the hat is blown off the head of Papa Clevis and in successive gusts blown to the feet of the solemn funeral orator. Everyone strains to contain their laughter. Then it blows into the grave itself. When the orator bends to throw the first earth into the grave he is stunned. The watchers strain every sinew not to burst out laughing.

Jan attends one of Barbara’s legendary orgies and is appalled to discover what a bully she is, pushing and arranging and goading and forcing everyone to have a good time. Jan buddies up with a bald man who quips ‘Major Barbara’ and comments that she’s like a coach training her team for the Olympics. Barbara spots them chatting and separates them, taking the bald guy off to a corner where she starts masturbating him, while Jan finds himself being handled by the clumsy provincial stripper who had started proceedings. He finds himself looking over at the bald man, and coming up with more jokes and references and ludicrous metaphors, and suddenly both he and baldie burst out laughing. Barbara is furious. She expels Jan from the party.

Sex is a serious business. It cannot stand being mocked. Now, as Jan moves into his forties (Kundera was nearly 50 when this book was published) he finds himself more and more aware of all these borders: death just inches away; absurdity underlying all our behaviour; sex just a facial flicker away from guffaws.

In the last sequence in the book, just before he goes abroad for good (to America, I think), Jan takes his feminist girlfriend to an island which is a nudist colony. In their rented cottage they strip off, then walk down to the beach to join grandparents, parents, teenagers and toddlers, all stark naked.

Here his misunderstandings with Edwige – and the entire novel’s theme of misunderstandings – reaches a kind of climax. She is obsessed with ‘the Western Judaeo-Christian’ tradition of shame of the body. But Jan is thinking about something quite different. More and more he has been dreaming of a state of bodily arousal which is pleasure but innocent of climax; a pre-sexual state, which he associates with the Greek myth of Daphnis and Chloe.

They sit on the beach in the sun, watching all the naked people around them, and Jan murmurs ‘Daphnis’. Edwige hears this and pounces on it, convinced he shares her feelings about a feminist escape from the Judeao-Christian sexist tradition. He nods agreement although he is sick to death of her trite, stupid obvious ideas, the way she feeds everything into the same half dozen, half-baked ‘issues’. Instead he is consumed with a sense of the sheer absurdity of human existence, and this conviction – so similar to the recurring obsession of his author and creation – is cemented in the vivid image which ends the book.

A group of Edwige’s nudist friends has just come up and been introduced to Jan, and Edwige has mentioned Jan’s throwaway idea that they should name the anonymous little island Daphne.

Everyone was delighted with the idea, and a man with extraordinary paunch began developing the idea that Western civilisation was on its way out and we should soon be freed once and for all from the bonds of Judeo-Christian thought – statements Jan had heard ten, twenty, thirty, a hundred, five hundred, a thousand times before – and for the time being those few feet of beach felt like a university auditorium. On and on the man talked. The others listened with interest, their naked genitals staring dully, sadly, listlessly at the yellow sand. (p.228)


Thoughts

Are these stories continually interrupted by multiple digressions into interesting topics? Or essays on interesting topics into which ‘characters’ and their slender narratives are occasionally inserted?

Of the five books by Milan Kundera which I’ve read so far, this one has by far the most ‘interruptions’ and digressions; it feels the most finely balanced between narrative and editorial, between story and lecture.

For example, the story titled Litost, with its rhetorical questions and technical explanations (of foreign words and their etymologies) keeps reverting to the nature of an academic essay, a quality demonstrated by one of the last sections which is titled Further Notes for a Theory of Litost. 

Or take the section about the two types of laughing, the demonic which celebrates chaos, and the angelic which celebrates order, which underpins the sections about Angels i.e. that their laughter is repressive.

Or Kundera’s touching memoir of his senile father, and the way he (Kundera) came to understand his father’s scholarly fascination with the variation form.

In fact Part Six has an extended passage remembering much more about his father the musicologist: how he explained to the young Milan the structure and purpose of the key system, before Kundera himself goes on to give his account of the collapse of that system, as overthrown by Schoenberg, the reluctant revolutionary, who ushered in the twelve-tone system, which was to dominate international classical music after the Second World War.

There’s a lot lot more topics like this: on the nature of absurdity and human intention; on the nature of love; on the nature of political and cultural forgetting.

A cultural conservative?

Although he is a striking radical in the technique he brings to the novel, in chopping it up into these bite-sized sections, and inserting all kinds of authorial asides, and with the brisk no-nonsense way he gets straight to the gist of a character’s thoughts… in other ways, when you look at what his discussion values, Kundera can come over as a surprisingly cultural conservative.

In this book he thinks ‘beauty’ is a thing of the past which has been buried under a deluge of pop music and public announcements. He thinks Schoenberg murdered music and, as with the three-hundred page diatribe against lyric poetry which is his second novel, Life Is Elsewhere, he did it with the best of intentions. His innovation represented the death of classical music, but he made it with excitement and daring, and his post-war devotees were zealots and extremists of the kind Kundera deplores.

Bleakly, he says that everyone who spouts the big word Progress, imagines it means progress towards a bright new future. They don’t realise that what they are moving towards is death (p.179).

He hates pop music. There are a couple of pages comparing the Czech pop singer Karel Gott with the president of forgetting, T.G. Masaryk, in the sense that both want to bury the past. Pop music is ‘music without memory’, music deprived of the legacy of Bach to Beethoven, music reduced to the stumps of its basic elements, mindlessly repeated over a nightmareishly amplified totalitarian beat.

Towards the end of the book he rubbishes the entire notion of ‘progress’.

Jan had never shared Passer’s enthusiasm for observing how things change, though he did appreciate his desire for change, considering it the oldest desire in man, mankind’s most conservative conservatism. (p.215)

Pessimistic stuff, isn’t it?

Lost in the West

In this the book represents Kundera’s uneasy transition to the ‘free’ society of the West. In a sense, it was easy to write in the East because art, poetry and literature were taken seriously, especially by the regime, which paid artists and writers the great tribute of locking them up and, in the Soviet Union, of murdering them.

In the communist East there was not only a shortage of food and consumer goods (cars, fridges), which meant you made do with a much more threadbare lifestyle – but a shortage of types of lifestyle. At its simplest, you were either for the regime or against it, and everyone trod a very careful path so as not to put a foot wrong and be dragged off to prison.

This was Kundera’s first book published since he defected to the West (in 1975) and although his technical achievement (the chopping up of narratives into micro-sections and their interleaving with meditations on all kinds of subjects) has reached giddy heights, it seems to me that he is struggling with the sheer profusion of narratives available in the West.

Put simply, there’s so much crap. Radios are on everywhere blaring out idiot pop music, muzak in lifts and supermarkets, so much cheap food the inhabitants make themselves sick and fat, shiny adverts bombard you from radio, TV, cinema and huge hoardings.

And people fuss and fret about such trivia – epitomised by the monstrous superficiality of the would-be novelist Bibi in Part Two, or the ludicrous self-centred ‘tragedy’ of Jeanne in Part Seven, or the stupid television debates about whether women should or should not go bare breasted on beaches. Is this it? Is this what thousands of years of human civilisation dwindle down to? An endless froth of trivia?

Maybe this is what he means when he says that the entire book is about Tamina, protagonist of the fourth and sixth stories, which is at first a puzzling statement, since a number of the other characters (Mirek and Karel spring to mind) are well defined and memorable. But:

It is a novel about Tamina, and whenever Tamina is absent, it is a novel for Tamina. She is its main character and main audience, and all the other stories are variations on her story and come together in her life as in a mirror. (p.165)

And who is Tamina? She is an exile in the West. She loves her country and feels she left her soul there. But all her attempts to reclaim it are foiled. She is appalled by the superficiality (Bibi) and selfishness (Hugo) and pretentiousness (the writers bickering on TV) of ‘cultural’ life in the West. And what happens to her in the end? She drowns.


Related links

Milan Kundera’s books

1967 The Joke
1969 Life Is Elsewhere
1969 Laughable Loves (short stories)

1972 The Farewell Party
1978 The Book of Laughter and Forgetting

1984 The Unbearable Lightness of Being
1986 The Art of the Novel (essays)

1990 Immortality
1995 Slowness
1998 Identity

2000 Ignorance
2014 The Festival of Insignificance