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Remote People by Evelyn Waugh (1931)

How wrong I was, as it turned out, in all my preconceived notions about this journey.
(Remote People, page 97)

After weeks of reading heavy factual and often horrifying history about Africa, it was like getting into a warm bubble bath to read some Evelyn Waugh. He is a wonderful writer, clear and smooth – admittedly with occasional old-fashioned locutions and sometimes antiquated word order which makes you realise he was closer to the Victorians than to us – but he is nonetheless a deep pleasure to read because of his calm, clear, quietly cynical, drily humorous attitude. For his sophistication and style. For his combination of super-civilised manners and bright heartlessness. For his permanent alertness to the absurdity of life.

We sat in the open under an orange-tree and drank chianti and gossiped about the coronation, while many hundreds of small red ants overran the table and fell onto our heads from above. (p.72)

We saw a bridge being built under the supervision, apparently, of a single small boy in gumboots. (p.153)

[Jinja golf course] is, I believe, the only course in the world which posts a special rule that the player may remove his ball by hand from hippopotamus footprints. (p.156)

Temporary correspondent

Waugh establishes his a) posh, country house party persona and b) all-important membership of the network of posh public schoolboys who ran everything in 1930s England, by telling us that he was travelling by train back to London from a splendid country house in Wales when he bumped into an old chum who worked for The Times and, by the time the train journey had ended, his chum had promised him a job as a temporary correspondent to cover the upcoming coronation of the new emperor of Ethiopia, scheduled for November 1930.

So that’s why the reader opens the book to discover Waugh aboard a steamship, the Azay le Rideau, which has sailed from Marseilles across the Mediterranean, through the Suez Canal and is now docking at Djibouti on the coast of French Somalia. The ship is packed with dignitaries, royal guests, diplomats, journalists and cameramen, plus a unit from the Foreign Legion down in 4th class, and even military bands, all heading for the coronation.

There is ample Carry On comedy about the behaviour of guests on the ship, fuss about porters and baggage, and endless complications about who’s going to get priority places on the very occasional train service which runs from Djibouti up to the capital of Ethiopia, Addis Ababa.

Haile Selassie

A few words about Haile Selassie. He didn’t inherit the ancient throne of Ethiopia in a straightforward manner, by being the eldest son of the previous emperor, it was much more complicated than that. His most notable forebear was the emperor Menelik II (ruled 1889 to 1913) who extended and consolidated Ethiopia’s imperial rule over its neighbouring territories and defeated the invading Italian forces at the Battle of Adowa in 1896. Menelik left no immediate male heir and was succeeded on his death in 1913 by young Lij Iyasu (Lej Yasu, in Waugh’s spelling), who was the son of Menelik’s eldest daughter.

However, Lij Iyasu quickly alienated the powerful Ethiopian aristocracy with his erratic behaviour and the last straw came when he abandoned the millenium-old Ethiopian Christianity for Islam. He was dethroned and replaced by his aunt, his mother’s half-sister, Zewditu (or Zauditu as Waugh spells it). (Waugh also mentions that many of Lij’s Muslim followers were massacred at the town of Harar, p.18.)

Zewditu is an interesting figure in her own right, the first female ruler of Ethiopia in its history, she ruled as empress till her death in 1930. However, long before that, she had appointed young Ras Tafari Makonnen her heir.

Ras is a traditional title in Ethiopia. It translates somewhere between ‘duke’ and ‘prince’, which explains why accounts of its history are full of people with ras in their names. Tafari is a personal name which means ‘one who is respected or feared’. Makonnen was his family name.

Tension arose between Empress Zewditu and Ras Tafari because she was a deeply conservative and devout Christian whereas the young Tafari though Ethiopia needed to modernise.  In 1928 conservative elements in the court tried to overthrow Tafari and have him exiled, but they were defeated by a majority of the more progressive aristocracy. Zewditu was forced to confer on him the title of Negus or king, confirming his position as regent and heir to the throne.

Renewing the feud, in 1930, Zewditu’s own husband Ras Gugsa Welle led a rebellion against Negus Tafari in Begemder, hoping to end the regency in spite of his wife’s repeated pleas and orders to desist. But Gugsa was defeated and killed in battle by the Ethiopian which Tafari had devoted the previous decade to modernising, at the Battle of Anchem in March 1930.

A few days later the empress died, whether as a result of long-term illness or from shock at the death of her husband remains a subject of speculation to this day. Either way the path was now clear for Ras Tafari to inherit the throne and he was officially recognised by his peers as Negusa Nagast which translates as ‘King of Kings’. It is this title which is usually translated into English as ‘Emperor’.

It took 6 months to arrange for the actual coronation to be organised. It took place on 2 November 1930. It was traditional that, upon his coronation, the emperor choose a regnal name and Tafari chose to retain the name given to him at his baptism, Selassie, and incorporate it into his full imperial name – Haile Selassie. In the ancient Ethiopian language of Ge’ez, Haile means ‘power of’ and ‘Selassie’ means Trinity – so Haile Selassie means ‘Power of the Trinity’.

So much for his names. They’re just one aspect of the way that, the more you study it, the more the history of Ethiopia and Selassie’s place in it, become complicated and flavoursome.

Waugh at the coronation

Ethiopia was, at the time, more or less Africa’s only independent country, untainted by colonial rule. Italy had tried to colonise it in the 1890s but the Italian army was massacred at the Battle of Adowa in 1896 and signed a peace treaty with Ethiopia recognising its borders and independence.

Once news of this grand imperial coronation became known, the European countries sent their own princes and dukes to attend the ceremony of a fellow royal. There were also ambassadors quietly jostling for position, and the Americans sent business representatives to try and do deals with the new ruler. Hence the presence of the Duke of Gloucester (King George V’s son), Marshal Louis Franchet d’Espèrey of France, Prince of Udine representing King Victor Emmanuel III of Italy and representatives of the United States, Egypt, Turkey, Sweden, Belgium and Japan.

This all explains the atmosphere of colourful and confused diplomatic parties and Ethiopian  ceremonies which were held during the official week of celebrations leading up to the coronation and which Waugh reports with glee and satire.

He emphasises the surreal atmosphere of posh Westerners in top hats and monocles walking through streets full of white-robed locals riding mules and wearing bandoleers and antiquated rifles.

Every man in Abyssinia carries arms; that is to say, he wears a dagger and bandolier of cartridges around his waist and has a slave boy walking behind with a rifle.

The nearest thing he can compare the ‘galvanised and translated reality’ of Addis Ababa in coronation week to is Alice in Wonderland. In fact surreal details crop up throughout the narrative, making the reader gasp. I was particularly struck when, later in the story he goes for a stroll round the shabby town of Harar and discovers that a lion in a wooden cage is kept behind the courthouse (p.83).

The text continually teeters on the edge of fiction. I mean it is continually turning into a novel. Presumably most of what he reports actually happened but Waugh’s account dwells on characters and incidents which feel like they’re from a fiction. Thus (characteristically showing off his intimacy with the  aristocratic Bright Young Things of his generation) he falls in with ‘old friend’ Irene Ravensdale, the fantastically posh Mary Irene Curzon, 2nd Baroness Ravensdale, Baroness Ravensdale of Kedleston, and they go on trips together to local attractions. They spend an afternoon scrambling through the forest of Jemjem ‘in hopeless pursuit of black-and-white monkeys’ (p.71).

He also becomes friendly with an American professor – Professor W. – who is depicted as a comic character because he is supposedly an expert on Ethiopian history and culture yet doesn’t speak the language and consistently misunderstands what is going on – particularly at the coronation service itself where he gives a running commentary on proceedings which turns out to be wrong in every detail.

Despite this Waugh decides to go on a mini expedition with the professor, to Debra Lebanos, a remote monastery which has for four centuries been at the heart of Ethiopia’s spiritual life. The chapter describing this little jaunt exemplifies many of Waugh’s strengths as a traveller, observer, writer and, dare one say it, thinker.

First of all there are the colourful characters: the Armenian taxi driver they hire to take them on the long, gruelling desert journey, with his no-nonsense attitude and catchphrase, repeated at every crisis: ‘Ça n’a pas d’importance.’ The professor, who’s brought along a crate of empty Vichy water bottles to fill with holy water from the sacred spring but which keep rolling underfoot or falling out the car every time they stop. Then, once they get to the ‘monastery’ there are extended descriptions of the priests who turn out to be a pretty shabby lot, though not as shabby as many of the ‘monks’ who are, in reality, the sick and the halt and the lame who came on pilgrimages and stayed on to populate the place.

One aspect of these blunt descriptions is Waugh’s lack of pretence. About two things he has sentimental blind spots – the Catholic faith and a shamelessly sentimental, William Rees-Mogg-style fantasy about an Old England of enlightened paternalistic squires. But about everything else he is pitilessly, inexorably accurate.

Thus he doesn’t hesitate to describe the sacred monastery as a filthy dump, full of shabby undisciplined ‘monks. Even when they deign to take him and the professor up to the sacred stream, their guide gives a good indication of their general level of piety by pausing the walk to shuffle off into the nearby rocks and have a crap.

The chapter makes a more general point about travelling, or about the kind of travelling Waugh is doing, to very out of the way places – which is he doesn’t hesitate to show that a lot of these ‘legendary’ places turn out to be nothing like they’re cracked up to be. It is refreshingly not the tourist brochure or movie version, but a pitiless gaze at the impoverished, scrappy reality. Same goes for the various coronation scenes and religious ceremonies he witnesses which are often chaotic and shabby.

Then there’s broad comedy, epitomised by the honey scene. Waugh and the professor have brought with them a hamper full of choice Western delicacies (jars of olives, tins of foie gras, crackers), but when the priests offer them food they can’t, of course, refuse.

At first the priests insist that they sacrifice a beast, either a sheep or a goat, despite our heroes’ protestations. It takes the Armenian driver to make them understand that the priests exist on a very scanty diet and so killing a goat for visitors is a big treat for them, the priests. It is typical sly satire that, even when he knows this, Professor W.’s high-minded Boston principles – he is a vegetarian – make him refuse the gift, to the priest’s obvious disappointment.

But what happens next is brilliant. The priests offer to put them up in the only spare room they have, which they describe as a great honour, so Waugh and the professor are horrified to discover it is a filthy shack full of lumber and junk and pullulating with fleas.

Worse is to follow for the priest then returns with some traditional food, namely some rounds of disgusting local soggy grey ‘bread’ and, worse still, a jar of local ‘honey’. This is not the honey you buy at Harrods; it is authentic Ethiopian honey collected the traditional way, scraped off the trees where wild bees have their nests. And so the jar of translucent gloop visibly contains bits of bark, dead insects and bird poo.

Our heroes are horrified but the priest hunkers down and then looks on expectantly, evidently waiting for his honoured visitors to tuck into the monks’ bounty. Stymied and refusing to touch the poisonous viands, our heroes are at a pass, until the professor overcomes his scruples and feigns an attack of severe stomach upset, holding his tummy, pretending to be faint, mimicking throwing up.

Suddenly all attentive, the priest goes to fetch some water, then makes sure they are comfortable for the night, condoling with the poor professor. As soon as he’s left the squalid little hut, our starving heroes tear open their hamper, pull out tins of grouse and bottles of beer and have a feast – being very careful to tidy every scrap of evidence back into the suitcase before the priest returns a few hours later (pages 63 to 64).

And the last point to be drawn from this chapter, is that on occasion Waugh rises to the level of really serious insight. Not allowed into the inner sanctum of the monastery to watch the priests perform their hidden rituals, Waugh has an epiphany. He realises the enormous contrast between the obscure, secret and hidden rites of the pagan East and the bright, open, public ceremonies of Western Christianity. He spends a page explaining how Roman Christianity performs its rituals in the open, in the light, for all to see and participate in and, the corollary of this, how its liturgies and theology give clear, hard-edged verbal definition to the hazy, murky intuitions, the holy terrors and ecstasies of the East.

Obviously whether this is precisely true is debatable, but it’s a big, thought-provoking idea and it arises naturally from the bed of pitiless observation and dry comedy which he creates for it. The unflinching gaze, the comedy and satire, are all based on deeper ideas, which you may or may not agree with, but which provide a serious, substantial foundation for the comedy.

Gentlemen of the press

Waugh is well aware he is masquerading as a foreign correspondent aware that he has no experience of such a role and nothing to qualify him except the self confidence inculcated at a jolly good public school and Oxford. He is alert to the ridiculousness of his own position but also to the farcical aspects of the job. For example, the assembled press cohort realise that the coronation itself is going to take place too late for their copy to make the first editions. Waugh gives a comic survey of the way the entire press corps responds by deciding to make up descriptions of the coronation and gives us choice excerpts of detailed descriptions of the exotic ceremony which were published in various British newspapers and which were entirely fictional. There are also grace notes, as it were, describing the unruly pushing and jostling of the cameramen, especially the one and only film crew in attendance (from America, of course).

The point for Waugh fans is this sets the tone for the even more farcical description of the press and foreign correspondents which he gives in the book’s sequel, Waugh in Abyssinia (1936) and which formed the basis for what is often described as the funniest satire ever written about the British press, the magnificent comic novel Scoop (1938).

Harar

The assignment to cover Selassie’s coronation forms the first part of the book but it is only the start of an odyssey in which Waugh takes the opportunity to visit a number of British colonies in East Africa. All in all, the trip was to take 6 months (p.84) and take in an impressive list of countries, namely Aden, Kenya, Zanzibar, the Belgian Congo and South Africa.

He explains how, once he had filed the requisite number of reports via telegraph back to The Times his contract came to an end and he was a free man. In London he had booked passage by boat from Djibouti to Zanzibar, but now finds he has ten days to kill and is uncertain what to do. Until, that is, the British Consul in Harar, Mr Plowman, kindly invites him to come and stay.

In fact the consul has to remain a few more days in Addis, so Waugh decides to make his own way overland to Harar, travelling by train and taxi. Harar was the first Ethiopian town visited by the famous Victorian explorer Sir Richard Burton and one of the first territories conquered by the warrior emperor Menelik II. It was the town where the caravans met between highlands and coastal lowlands; where Galla, Somali and Arab interbred to produce women of outstanding beauty.

Or so Waugh fantasised. In reality, he finds it to be a dingy medieval town. He is visited by the bishop of Harar and quizzes him about the French poet, the boy wonder Arthur Rimbaud, who lived here after he fled France and became a gun runner to the emperor Menelik II. He is disappointed to learn that the bishop remembers him only as a solemnly serious man, who took a native wife and had a gammy leg (p.79).

The owner of the hotel where he stays, the Leon d’Or, is ‘an Armenian of rare character’, Mr Bergebedgian, who has a wonderfully relaxed attitude to life. The Armenian takes him to all the shops in the town, where he incites himself in, has a coffee and chat with the owner, moves on, telling Waugh all the gossip of the town, shows him the town prison and courthouse (the one with a lion in a wooden cage behind it).

In an aside Waugh says he grew to really admire this man’s character: he thinks he is the most tolerant man he has ever met. Bergebedgian takes him to a hilarious local party at the governor’s house, and then on to a wedding party, which he only dares visit when fully armed and accompanied by two armed police.

Slavery

Last point about Ethiopia. When Haile Selassie ascended the throne, slavery was still legal and common in Ethiopia. An estimated 2 million of the population were slaves. As a modernising ruler the King of Kings moved quickly to abolish it but, inevitably, it lingered on in remote rural areas for decades.

First nightmare

This is the name Waugh gives a short 6-page section describing his unbearable tedium at missing a train connection and so being marooned in the dull dusty town of Dirre-Dowa and then, when he did manage to get a train to the coast, just missing the steamship to Zanzibar and so being marooned in Djibouti.

It is a dithyramb on the excruciating dullness of being stuck in a tropical town with nothing to do and no-one to visit. His attempts to alleviate the boredom are accurate and funny, including a painstaking  attempt at reading the complete works of Alexander Pope which he has (for some reason) brought with him. When he gives up Pope, he is reduced to reading through a small French dictionary in alphabetical order. Then he sits staring out the window in a state of stupefaction. As he accurately notes, most travel books don’t honestly recount the amount of time that is spent in boredom and inanition and frustration and, occasional, depression.

This short chapter certainly rang a bell with me, reminding me of many moments of boredom and loneliness on my various foreign travels. It’s another aspect of Waugh’s unflinching truthfulness.

Aden

It is very surprising to discover the importance which politics assume the moment one begins to travel. (p.120)

His description of Aden as a shabby rundown dump is a masterpiece with many laugh-out-loud moments. He meets the usual cast of eccentrics, or people who, in his novelist’s hands, become eccentrics, such as the two enterprising young German engineers who are working their way round the world. He finds the bachelor world of chaps dining at their clubs very congenial. After all, he says, it’s the womenfolk who ruin colonies, insisting their menfolk stay at home in the evenings, indulging in ferocious snobbery and pooh-poohing the natives.

Waugh describes going to the open air cinema where, a few minutes into the black and white comedy he realises almost everyone around him has fallen fast asleep. He attends a scout meeting where the patient British scoutmaster hopelessly tries to teach Arab youths how to build a fire or the ten rules of scout law.

He attends a council of local Arab chiefs and goes into great detail about the social and political situation of Yemen and southern Arabia. It was barely ten years since the entire area was taken over by the British after the fall of the Ottoman Empire which had run it for centuries. There is a detailed analysis of the complicated rivalries among the tribes, exacerbated by Ottoman rule and now complicated by British attempts to bring peace between internecine feuds. The council is a jurga hosted by the Sultan of Lahej and attended by Sir Stewart Symes, Resident at Aden from 1928 to 1931. He gives detailed insight into the challenges of trying to manage such a fissiparous people.

The tendency of Arab communities is always towards the multiplication of political units.

Disintegration, tribalism, feuding, rivalry, enmity and war. Britain withdrew from South Yemen in 1967. Since September 2014 (seven years and 2 months) Yemen has been torn apart by a brutal civil war in which about 380,000 people have died, including some 85,000 children who have died of starvation. Still. Independent of the ghastly British.

Zanzibar

Zanzibar turns out to be an ordeal. Sweltering oppressive heat and the subterranean prevalence of black magic. December is the worst time of year to visit. He spends all day sweating, only achieving peace a few times a day for a few minutes under a cold shower.

The general point he makes about Zanzibar is that it was taken over by the British with the express aim of abolishing the long-standing East African slave trade run by Arabs, which had increased in volume after the Sultan of Oman relocated his court to Zanzibar in 1840.

Now, in 1930, Waugh sees all around him evidence of the decay of Arab rule and ownership and the steady buying up of everything by merchants and businessmen from India. Waugh overtly likes the old aristocratic Arab culture and deprecates the ascension of what he sees as the ‘mean and dirty’, lower middle class merchant culture of the Indians (p.128) (but then he dislikes the sharp-elbowed middle classes of every race).

Kenya

He has an unpleasant experience with two officious British passport control officials at Mombasa on arriving at the Kenya coast, but once he gets to Nairobi he starts to have a wonderful time. It is Race Week and he has letters of introduction to top chaps, such as the Governor’s aide-de-camp, and spots various chaps and chapesses he knows from school and London (the benefits of being part of that network of public schoolboys and their sisters, wives and girlfriends), and so is swept away in a whirl of race meetings, parties, gambling, cocktails and nightclubs. It is London’s Bright Young Things nightclub society recreated on the equator.

This chapter contains a long serious section about the race issue in Kenya, about race and imperialism and the problems of the white settlers. It is fascinating to read an account from the period, as he grapples with what, to him, are recent developments, such as the government White Paper on the future of Kenya published in 1923.

Basically, Waugh comes out strongly in favour of the colonial settlers. He thinks they acquired the land legitimately, by buying it at fair auction. He thinks most of the land was waste and uncultivated before white farmers invested their life savings to buy it, then reinvested their profits to develop it. He accepts at face value the idea that the whites have a special ‘love’ for the country and its people.

He brings in the broader argument that all of human history has been a record of mass migrations and so the white settlement of the best parts of Africa is just another form of migration and time will tell whether it works out or not.

And finally, he makes the case that many of the white settlers represent a model of the traditional English squirearchy which has died out in the motherland, that they represent something fine and noble, with a patriarchal concern for the natives who they are slowly lifting out of savagery and into civilisation.

More than that, he thinks the way the mindset of the white settlers is so at odds with the socialising ideology of the modern they live in that they have a sort of special connection with the figure of The Writer, who is also at odds with his time.

Hmm. He’s wrong and the settlers were wrong. They might have had legal right on their side, but it was a system of law imposed by the conquering empire, a system which, notoriously, took no account of the African natives.

Waugh’s account is valuable and interesting because it isn’t an out-and-out racist, white supremacist argument, it’s much more mixed and nuanced than that. He happily criticises the whites, saying Anglo-Saxons are peculiarly prone to paranoid fears of other races. He says the appropriation of Masai land was a great injustice. He dislikes incidents of overt anti-black racism when he sees them. But, at the same time, his depiction of the white settlers as country-loving squirearchy is laughably sentimental and rose-tinted.

His account is valuable because it takes you into the complex dynamic of the situation circa 1930. There are:

  • the hard-working white settlers and farmers
  • the white professionals living in Nairobi and the towns who have made a killing out of property speculation
  • the distant government and civil service in Whitehall who all the settlers think don’t understand them and are gagging to sell them out
  • the colonial government on the ground in Nairobi which tries to mediate between London and the settlers, while also taking into account the interests of the natives
  • the native Africans who remain almost completely invisible and silent in Waugh’s account
  • much more visible and vocal are the Indians, successful businessmen who outnumber the whites, are often richer and more successful than them, but are infuriated at the way they are excluded from all aspects of white colonial life by a solid colour bar

In this account it is the Indians who are subject to pronounced racist attitudes. Waugh gives a tendentious account of three Indians he has a conversation with in Mombassa who get very heated. They are angry that they have no rights in Kenya, no legal or political rights and are discriminated against. Then they get angry about Indian independence. Waugh clearly dislikes them.

But they’re in the right. And he acknowledges the fact when he spends half a page dwelling on the hysteria which perfectly ordinary Anglo-Saxon people are driven into when abroad, when part of this absurd empire and their white privilege is threatened. He finds it incredible that the merest speculation that the governor might amend the law to allow Indians a vote in the Kenyan government has hot-headed whites muttering in their clubs about kidnapping the Governor and staging an anti-London protest similar to the Boston Tea Party.

He concludes the 4 or 5 pages he devotes to the subject by saying the entire colonial thing is an experiment. It’s perfectly possible that in the next 25 years the whole thing will be swept away. And, of course, eerily enough, that is just what happened. The entire ants nest of squabbling interest groups was swept away in the great tide of African independence which reached Kenya just 30 years later in 1963, to be replaced by an entirely new dynamic of tribally based political parties and much more severe problems.

Race and class

It comes as no surprise that a public schoolboy travelling the British Empire in 1930 occasionally betrays a condescending and patronising tone towards the ‘natives’. The two obvious things to go on to say are:

1. That he regularly expresses more or less the same condescending criticism towards Europeans, royalty, the English middle classes, colonists and so on, in fact about the entire enterprise of Empire which, like so many of his generation, he finds endlessly ridiculous. When he has dinner with a Quaker doctor and his wife there was ‘no nonsense about stiff shirts and mess jackets’; they eat dinner outside in their pyjamas.

2. For every negative comment about this or that group or tribe, there are plenty of positive remarks about other groups or nations or races or tribes.

For example, he goes out of his way to remark that the two most impressive and congenial people he met in his entire 6-month trip were Armenians and gives extended descriptions of their characters.

When I came to consider the question I was surprised to realise that the two most accomplished men I met during this six months I was abroad, the chauffeur who took us to Debra Labanos and Mr Bergebedgian, should both have been Armenians. A race of rare competence and the most delicate sensibility. (p.84)

No white supremacy there. He is full of admiration for the beauty of the women of Harar. And what prompted me to write this little section was a remark he makes à propos of his time in Zanzibar.

The Arabs are by nature a hospitable and generous race… (p.128)

He very much enjoys the company of a Turk he met on the boat to Zanzibar, enjoys discussing history and hearing history from an intelligent man born and bred entirely from the Mohammedan point of view (p.124).

The dividing line for Waugh isn’t race, as such: it is the line between civilisation and barbarism. Black men who can read and write, are educated, or maybe neither but still have manners and decorum are, for him, civilised. The Arabs demonstrate tremendous courtesy and hospitality. His two favourites among the hundreds of people he met were Armenians for their tolerance and capability. So it’s not to do with race, it’s to do with culture and civilisation.

On the other side of the line are what he calls the savages, the uneducated, illiterate, filthy and threatening natives, the ‘savages with filed teeth’ with long hair glued together by rancid butter dressed in rags. And then the homicidal behaviour of natives remote from all townships, who murder strangers on sight, sometimes eating them. For Waugh it’s not about skin colour as such, but behaviour and values, and these can be shared by anyone regardless of skin colour or ethnicity.

There is a third category which is the pushy, angry, Indian merchants and the occasional Jewish entrepreneur he encounters, and who he takes an instinctive dislike to. But again this isn’t necessarily about race. He just dislikes money-minded merchants of any culture: he is reliably contemptuous of British businessmen, especially lower-middle-class shopkeepers, and deprecates the commercially minded Yanks who hang round the emperor’s coronation. It’s not racism, it’s snobbery.

Alert and malicious

One contemporary described the young Waugh as having the appearance of ‘an alert and malicious faun’. Exactly. He is always alert. He notices (or invents) details which give his descriptions and accounts a tremendous specificity.

But this alertness of observation only ‘exists’ because of the way it is embodied within the text by the preciseness of his vocabulary and the timing of his phrasing, which themselves enact the aloof, scrupulous, alertness of attitude.

After a profoundly indigestible dinner, Mr Bergebedgian joined us – the unsmiling clerk and myself – in a glass of a disturbing liqueur labelled ‘Koniak’. (p.80)

I’m not claiming Shakespearian mastery of the language for Waugh, but pointing out the accuracy of observation and description. The way he casually mentions that the dinner was ‘profoundly indigestible’ is funny, continuing a theme about the general poverty and dirtiness of most of the places he stayed in, indeed the hotel kept by the affable Armenian Mr Bergebedgian is described in the only travel book of the region as one to be avoided at all costs.

But it’s the placement of the adjective ‘disturbing’ which made me burst out laughing. The unexpectedness but preciseness of the word. And then it is also part of the stylised vocabulary of the public school Bright Young Things. It is part of the pose they are trained in to underplay disasters and setbacks. ‘Oh I say, how unfortunate / how regrettable / how simply ghastly’ they say as their plane falls out of the sky, canoe goes over the falls, or the roast beef is a trifle overdone. ‘Disturbing’ is typical of that public school understatement: why say something as crudely explicit as ‘disgusting’ or ‘unpalatable’ when you can achieve humour and mastery of the situation with English understatement? So this one word raises a host of connotations. It is a complex effect delivered with immaculate timing, and it is the combination of a) surreal detail described with b) English understatement c) with perfect timing, which are a key part of Waugh’s reliably entertaining style.

On other occasions it is just the sheer beauty of his descriptions. On the ferry across Lake Tanganyika he is forced to make a rough bed on the deck, all the cabins having gone to the savvy passengers who had bribed the captain:

As we got up steam, brilliant showers of wood sparks rose from the funnel; soon after midnight we sailed into the lake; a gentle murmur of singing came from the bows. In a few minutes I was asleep. (p.170)

It’s not the most dramatic scene, but he describes it with such smoothness and style, having taken a few overnight ferries I recognise the mood, I felt I was there. When it is appropriate to be simple and descriptive, he is.

At the other end of the spectrum, sometimes it is the extended caricatures of the people he meets.

Soon after five the captain appeared. No one looking at him would have connected him in any way with a ship; a very fat, very dirty man, a stained tunic open to his throat, unshaven, with a straggling moustache, crimson-faced, gummy-eyed, flat-footed. He would have seemed more at home as the proprietor of an estaminet. (p.168)

Variety and innocence

This leads into my last point which is that the book contains a great diversity of characters. Alright, there aren’t any speaking parts for Africans once he’s left Ethiopia; but this large caveat aside, I found it wonderful that wherever he went, there was this diversity of races and nationalities: the two Armenians stick out, but plenty of Italians, French, Belgians, Germans, the Indians in Zanzibar, the Arabs and Jews in Aden.

And it’s not just nationalities, but a florid variety of characters and types, ranging from the shabby ship’s captain mentioned above to the most correctly dressed Governors and ambassadors, via Quaker missionaries in pyjamas, the monks of Debra Labanos in their filthy tunics, Kikuyu serving ‘boys’, Abyssinian bandits dressed in white gowns and riding donkeys, the historically-minded Turk, any number of demoralised Greek hotel keepers.

It has the same abundant mix of nationalities and types all rubbing along together which you get in the Tintin books of the 1930s and 40s. One of the things I loved about Tintin when I was a boy was the way all the characters are so colourful, come from different countries, speak different languages, cook different cuisines, are so wonderfully varied. The argumentative sea captain, the dotty professor, the dignified butler, the unstoppable opera singer, her timid assistant, the piratical South American dictator, the nitwit detectives – how unlike the very boring, samey suburban English people I grew up among, what a wonderful escape into a realm where everyone is a vivid and distinct character.

The same variety is evident right from the opening scenes of this book on the cruise ship bringing Waugh to Djibouti with its colourful cast of passengers, from princes to Foreign Legionaries.

I’ve just read half a dozen books about African countries where, at independence, almost the entire European population fled (Congo, Angola) or, soon afterwards, was expelled and all their businesses nationalised (Zaire, Uganda).

Buried in the chaos of the Second World War were huge ethnic cleansings and attempted genocides. The Cold War saw ideological differences stop being entertaining and become murderous. In Africa (and South America and South-East Asia) communist guerrillas kidnapped and murdered foreigners, dictatorships ran death squads, the world became a much more dangerous place. In Africa, specifically, successive nationalist regimes nationalised all foreign businesses and expelled their owners. The Greek hotel owners, the Armenian taxi drivers, the Russian who runs a hide company in Addis Ababa, the other European oddballs who’d fetched up in remote corners and, of course, the large Indian business communities in many African countries – all expelled, all banished, all swept away. Replaced by much more homogeneous societies, 100% black, 100% African.

I think that’s what happened. By the time I went a-travelling in the late 1970s it felt like the colourful bricolage or personalities you regularly encounter in Tintin or pre-war travel books had vanished: in Egypt I met only Egyptians, in Thailand only Thais, in Turkey only Turks, in Greece only Greeks.

The colourful world in which you pulled into an Ethiopian or Ugandan town to find the only hotel run by a morose Greek and the only taxi in town driven by a cheerful Armenian taxi driver and got chatting with a jolly Turk happy to explain the Mohammedan view of history – that colourful world of real variety and diversity had gone for good.


Credit

Remote People by Evelyn Waugh was published in 1931. All references are to the 1985 Penguin paperback edition.

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Stanley: The Impossible Life of Africa’s Greatest Explorer by Tim Jeal (2)

‘Niama! Niama!’ (‘Meat! Meat!’)
The excited cry of cannibals on the Congo river when they saw Stanley’s expedition approaching (p.197)

Jeal’s exemplary and hugely researched biography (winner of the Sunday Times Biography of the Year award 2007) takes 570 pages (including notes, index etc) to given an immensely detailed narrative of the life of Henry Morton Stanley, widely acknowledged to be the greatest European explorer of Africa. There’s a huge amount about his disastrous childhood, his adventures as a young man, his numerous romantic attachments ie the various engagements which collapsed because he kept on disappearing off to Africa for years , speculation about his psychological profile and needs (an orphan in search of a father who created surrogate families of younger men on his various expeditions).

What interested me more was the general light Jeal’s book shed on the Africa of the 1870s. The French owned Algeria and had footholds in Dakar and Gabon, the British owned the Cape Colony, and a handful of outposts on the Gold Coast (Lagos) and provided military and financial support to the Khedive who administered Egypt on behalf of the Ottoman sultan, while pushing south into Sudan. The Dutch Boers had asserted states in the Orange Free State and Transvaal, and Portugal claimed the coastal strips of Angola and Mozambique in the south west and east coasts, respectively. But huge areas remained unclaimed and unexplored.

Africa before colonial partition, circa 1870

Some large regions were ruled by established African rulers or tribes, such as the Ashanti in the west and the Matabele in the south. Abyssinia was ruled by a long-established Christian emperor. In the 1830s an Arab Muslim ruler had established the sultanate of Zanzibar. The region of Buganda had a king or Kabak, at this period Mutesa, who kept an impressive court and had 300 wives.

I’m not going to attempt a historical overview. I just want to record notes on the social conditions Stanley encountered.

The second Ashanti war

After the success of his Livingstone mission, in 1874 Stanley was sent by the editor of the New York Herald, Bennett, to cover the second Ashanti War. The powerful Ashanti tribe resented the encroachment of the British. When the British bought their last outlet to the sea, Elmina, off the Dutch, it triggered war.  The British government despatched General Sir Garnet Wolseley who invaded Ashanti territory, inflicted a crushing military defeat and burned down the capital, Kumasi. The treaty enforced on the king was to pay 50,000 ounces of gold reparations, keep the trade road to Kumasi open, and abandon human sacrifices. Stanley witnessed and reported on all this. He also saw the put outside the capital city where Ashanti kings ritually decapitated slaves, prisoners and enemies. Their blood was kept in a huge bowl and used in religious ceremonies. There was a pile of skulls alongside rotting bodies (p.152).

The Arab slave trade

The Sultanate of Zanzibar was the epicentre of the East African slave trade, which was entirely run by Arabs. Up to a third of the population of 200,000 was slaves, working as servants or workers on the island’s many plantations. Up to 20,000 slaves a year were brought by Arab slavers from the interior, about half being kept on the island the other half shipped north to become slaves in the Middle East. British estimates varied but the most horrifying calculated that as many as 9 in 10 of the slaves captured or bought in the interior survived the long trek, in chains, back to the coast at Bagamoyo.

The British were dedicated to trying to stamp out the East African slave trade but it could only be done with the co-operation of its managers and of the Sultan. In 1873 he was persuaded to sign a treaty abolishing the trade by Sir Bartle Frere. Jeal emphasises the importance of Stanley’s long reports on the Livingstone mission about the evils of the slave trade, which were published in London just as the Parliamentary committee was debating the trade and helped crystallised British determination to enforce the treaty on the Sultan. However, the actual condition of slavery was not abolished, the slave traders merely found new outlets on the coast, and it is possible the number of slaves captured and traded actually increased for a decade or more after this date (p.160).

For the European explorers there were two big points: almost wherever they went they saw examples of the devastation wrought by the Arab slave traders. But, much worse, all too often, the European explorers opened up entire new areas to the slave trade. Frank McLynn’s book, Hearts of Darkness: The European Exploration of Africa, contains numerous descriptions of explorers returning to regions they had first encountered as lush, fertile and densely populated areas a few years later to find they had been burned and emptied of people by Arab slavers who followed in the European explorers’ wake. Humans, eh.

The great trans-Africa journey 1874 to 1877

Stanley set off from Bagamoyo with 224 porters (known as ‘wangwana’), 3 white companions and five dogs in November 1874. Within weeks all four white men had contracted malaria and fevers of various types. In January 1875 Edward Pocock died of smallpox. Eventually all three white men would perish and all the dogs.

As the going got harder, numerous porters absconded. Stanley sent ‘detectives’ to find them and drag them back. Absconders were put in chains for a couple of days to set an example. Travelling through the territory of the Wanyatu tribe, a straggler was captured and hacked to pieces. A porter who had gone to cut wood was killed by a spear. The tribe attacked but was fought off with rifles, killing six. Next day they attacked again, were fought off but when Stanley told his men to counter-attack, they lost discipline broke into smaller groups and some were speared to death, others hunted through the forest, presumed killed.

By the time they arrived on the shore of Lake Victoria 102 days and 720 miles later, Stanley had lost 62 men, through disease, desertion or killed in fighting with locals. His train of 224 was down to 166. Stanley had brought a boat, broken down into sections so as to be portable by the wangwana, and named the Lady Alice (after his rich man’s daughter girlfriend back in America). They now assembled it and undertook the first ever circumnavigation of Lake Victoria, mapping and charting and measuring as he went. He had complex interactions with the numerous tribes living around Lake Victoria, trying to manipulate tribal enmities to his advantage, nearly being massacred by the inhabitants of Bumbireh island when he landed his boat looking for food, and only just pushing off and escaping with the lives of himself and the 11 porters who accompanied him.

The mighty warlord Mirambo was responsible for the deaths of thousands of men and skulls lined the road to his gates (p.185). It was a custom of the Nyamwezi people to strangle their mtemi (leader) when they became unfit to rule. When I read that, for a split second I wondered what the effect would be if we imported that custom into contemporary Britain.

By the time Stanley and his men reached Ujiji on Lake Tanganyika in May 1876 he weighed 118lb, having lost a third of his body weight. It took Stanley 51 days to circumnavigate and map Lake Tanganyika, discovering it was 450 miles from north to south and therefore the longest freshwater lake in the world.

As Stanley travelled with 130 porters and their camp followers, by boat and canoe along the river Lualaba, they were repeatedly attacked by cannibal tribes, the paths to whose villages were lined with human skulls.

Some of the tribes they parlayed with were very suspicious of writing, which they saw as witchcraft designed to curse the tribe. They insisted Stanley hand over his notebook so he handed over his edition of the complete Shakespeare which was ritually burned in front of the whole tribe (p.198).

None of the expedition had any idea that there were 32 separate sets of waterfalls beyond the 15 mile lake they named Stanley Pool, itself a distinctive lake-like widening of the river, 22 miles long and 14 miles wide and littered with islands large and small. It is gruelling to read of the struggle to carry canoes along the river bank or risk running the river to the next set of falls. Numerous canoes were lost with 20 or so porters and the last, most effective and loyal white man, Frank Pocock, swept over a fall and drowned.

When he had announced on 25 July that they were not far from the sea, his loyal lieutenant, Wadi Safeni, who had saved the Lady Alice on several occasions and been a vital ‘captain’ of the wangwani broke down and went mad, clasping Stanley’s legs, gibbering about an end to their suffering, before running off into the jungle and never being seen again.

In the last 50 miles to the Atlantic coast they ran almost completely out of food, the hundred or more porters were all ill, several women had given birth Stanley sent a letter by the fittest men to the small European settlement at Boma. Miraculously they returned several days later with food, and more arrived by porters. They were saved.

It is touching to read about the fuss Stanley then kicked up with Bennett and the British government to ensure that the survivors of ‘his people’, with whom he had suffered so much, were taken by British gunboat round the Cape and returned to their homes on Zanzibar, fully paid off and compensation given to the families of those who had perished. He had left Zanzibar in November 1874 with 228 people. He returned in November 1877 with 108 (p.217).

Tribes mentioned

The Bangala (cannibals), Barundu, Ganda, Haya, Kumu (cannibals), Manyema, Ngoni, Nyamwezi, Wajiwa, Wané-Mpungu, Wanyaturu, Warasura, Wasongoro, Wakonju, Wavuma, Wasambye, Wasukuma, Wenya.


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Stanley: The Impossible Life of Africa’s Greatest Explorer by Tim Jeal (2007)

The workhouse boy in paradise… (p.104)

When news broke that the large and expensive expedition led by the American journalist Henry Morton Stanley and funded by the biggest newspaper in America, the New York Herald, had succeeded in locating the ‘lost’ Scottish missionary, Dr David Livingstone, in deepest darkest Africa (in fact, at the town of Ujiji on the shores of Lake Tanganyika on 10 November 1871) it was telegraphed round the (developed) world and overnight made Stanley one of the most famous men on the planet.

Over the next 15 years Stanley would lead a series of epic expeditions through central Africa, making important geographical discoveries, drafting maps, establishing contact with local inhabitants, naming lakes and waterfalls and founding settlements which last to this day, especially along what developed into his main area of activity the enormous Congo river.

Stanley’s later expeditions were financed by King Leopold II of Belgium and played a vital role in marking out the territory which Leopold, at the epochal Congress of Berlin in 1885, claimed as his own personal demesne. The Congo Free State under Leopold’s personal rule had, by the turn of the twentieth century, become a byword for brutality and exploitation. Maybe as many as a million natives of the huge Congo region were killed, maimed or worked to death by white overseers intent on extracting rubber and other marketable commodities by any means necessary.

1. This association with the evil king, along with 2. numerous damning stories and rumours spread about him by his rivals (that Stanley was gay, his marriage was a sham, that he went to Africa to indulge a) his homosexual inclinations or b) his homicidal inclinations), and even 3. Stanley’s own writings in which he poses as a tough and merciless leader of men, exaggerating the battles he was in and the men he’d whipped or even killed, all these factors contributed to blackening Stanley’s reputation, from his own day down to ours.

In his introduction to this long, thorough and meticulously researched biography, Tim Jeal explains that these accusations were given their modern expression in Frank McLynn’s 1990 biography, Stanley: Dark Genius of African Exploration.

Young Stanley, aged 31, posing as the great white explorer with Kalulu, an African boy he bought out of slavery during the Livingstone expedition and took to London with him where he sent him to a church school in Wandsworth. A year later Stanley took Kalulu on the trans-Africa expedition, where the boy would die when his canoe was swept over a huge cataract on the Congo river

By sharp contrast, Jeal sets out to give a strongly revisionist account. He goes to lengths to explain that, unlike any previous biographer, he has been lucky enough to have access to the vast archive of Stanley’s papers held in the Musée Royal de l’Afrique Central in Brussels, some 7,000 items, including some 5,000 letters to him from a vast range of correspondents.

It is a close reading of Stanley’s unpublished journals, letters to  early sweethearts, to his wife, and masses of other unpublished documents which have led Jeal to take a much more nuanced approach to Stanley’s character and achievements and to actively rebut some of the traditional accusations made against him.

In addition, Jeal has spent most of his working life researching the classic Victorian explorers in Africa. His 1973 biography of Livingstone took the same approach, using private letters, diaries and archives to reveal the deeply flawed and troubled man behind the legend. And a few years after this book, Jeal published Explorers of the Nile: The Triumph and Tragedy of a Great Victorian Adventure (2011), a group portrait of the key European explorers – John Hanning Speke, James Augustus Grant, Richard Francis Burton, Samuel White Baker, Stanley, Livingstone and many others from 1856 to 1878.

The point is that Jeal has devoted a lifetime to in-depth research of these figures and it shows – in the length and scholarliness and immense attention to detail of this biography.

The central premise of Jeal’s account is that Stanley exaggerated his own brutality and the violent means he used in his explorations for personal and commercial reasons. 1. On a personal level, Stanley had experienced a childhood of Dickensian harshness and deprivation. Short, unloved, abandoned by his family and brought up in a workhouse, he over-compensated with fantasies of power, projecting himself as an invulnerable tough guy. 2. On a commercial level, Stanley was a journalist writing for American newspapers and they, too, valued sensationalism and tough guy heroics.

So both personally and professionally Stanley was incentivised to exaggerate the number of hostile tribes he encountered, the number of battles he fought, the casualties on all sides, the brutal way he enforced discipline on his own porters, the cruel way he inflicted punishment on warlike tribes. Jeal’s extensive notes indicate the thoroughness with which he re-investigated every single one of these claims and found time and time again a pattern of exaggeration and embellishment.

With the result that the Stanley who emerges from Jeal’s account is a much more intelligent, flexible and strategic figure, using violence where it was required, fighting back when attacked, but also encouraging his men and preferring to sign peaceful treaties with local chieftains, where possible. We have written evidence that he respected and admired Africans, wanted them to be treated fairly, and went out of his way to praise the lead porters who managed his extensive baggage trains. And he emerges as a much more psychologically damaged and vulnerable figure than the superficial history books suggest.

Stanley aged 44 in 1885, sporting the hat he designed to keep off flies and the sun, but which was widely mocked

Stanley’s early life

Accounts of Stanley’s three big Africa expeditions and his extended spell as explorer and negotiator for King Leopold can be found on any website about African exploration:

  • Livingstone expedition, 1871 to 1872, written up in How I Found LIvingstone, which single-handedly created the legend of the saintly missionary
  • African Great Lakes and Congo River, 1874 to August 1877 (999 days)
  • working for King Leopold, 1879 to 1885
  • Emin Pasha Relief Expedition, 1886 to 1889

Overall Stanley’s career in Africa covered some 18 years.

What is less well known and absolutely flabbergasted me was Jeal’s detailed description of Stanley’s early years. The young Stanley had one of the most action-packed and extreme lives I’ve ever heard of. So much happened to him that at several points I wondered whether I was reading a kind of spoof or parody of a life of derring-do. Surely nobody could have had so many adventures!

Stanley’s real name

For a start his name wasn’t Henry Morton Stanley and he wasn’t American. The boy was born John Rowlands in the town of Denbigh, north-east Wales, about 30 miles from the border with England.

Stanley’s mother

His mother was a teenager, Elisabeth Parry, who ended up having five children by three different fathers. Stanley never knew his father. He had suspicions and in later life tried to find out, but as a boy had no father figure in his life, and was haunted by the very real literal of abandonment.

Abandoned

His mother handed him over to his grandfather, Moses Parry, to look after but the grandfather died a few years later and the toddler John was passed onto cousins. They in turn fell on hard times and at the tender age of six, his uncle said he was taking him on an adventure, carried him on his shoulders the six miles to the nearby town of St Asaph and dumped him on the doorstep of the workhouse, rang the bell and walked away, abandoning him with no explanation. Imagine. Arguably John never recovered from these twin boyhood betrayals and the rest of his life can be interpreted by psychologists as a sustained attempt to regain the love and trust and sense of self-worth which he was robbed of at such an early age.

Workhouse

John Rowlands spent the next ten years living, eating, working in a workhouse where conditions were grim. Workhouses were inspected by local authorities and maintained a certain level of hygiene, food and education, and so young John was taught to read and write. He ended up as the equivalent of head boy and Jeal suggests that it was here, abandoned by parents and family, that he developed a taste for having younger, male followers, who he could order around, who gave him a sense of confidence and worth, which the Africa expeditions were to prove a an outlet for on a much larger scale.

Homosexuality?

In the St Asaph workhouse the boys slept several to a bed and contemporaries record that the older boys ‘took part in every possible vice’. Another Stanley biographer speculates that he was sexually abused there. Some of the girls were inducted into prostitution at an early age. Jeal quotes Stanley’s own writings asserting that this atmosphere had the opposite effect on him, putting him off sex, making him fastidious and disgusted. Maybe. There’s no doubt that his earlier, pre-Africa adventures and expeditions involved young male devotees. Was it platonic adoration or did it have a sexual tinge? This is the kind of psychosexual speculation beloved of modern biographers and encouraged by modern publishers because sex sells. Personally, I find it demeans the subject of this fruitless speculation and degrades the reader.

Jeal spends time producing the (limited) evidence and speculating. Personally, I don’t give a damn about anyone’s sex life except insofar as it directly effects their public actions or written works, and even then, most psychosexual biography seems pointless to me. Sexuality is so complicated, contradictory and chaotic that it seems to me presumptuous and generally futile to waste pages on idle speculation. I always skip these bits.

Liverpool

On coming of age Stanley left the workhouse and had to make his way in the world. His cousins arranged for him to go and stay with a relative, Uncle Tom Morris, in Liverpool (p.28). The family were friendly enough but turned out to be hard up and so John had to scout for work, eventually finding a job as assistant in a haberdashery. But the Liverpool docks were a romantic scene for a young man, full of sailors with stories of distant lands.

Cabin boy

Not surprising, then, that one day John announced to his relatives that he had signed up as a cabin boy on the Windermere bound for America. They warned him against it, it was a common practice to promise ‘cabin boys’ the equivalent of an apprenticeship but then treat them like dirt.

New Orleans

This is exactly what happened to young John and by the time the Windermere docked in New Orleans he’d had enough bullying and bad treatment, and jumped ship (p.31).

Hardware store

He wandered the streets and may have slept rough a couple of nights before getting into conversation with the owner of a hardware store and persuading him to take him on. In his autobiography John says the store owner’s name was Henry Hope Stanley and that he, John, needing a new identity in a new country, copied it. Jeal shows in meticulous detail that, as you might expect, the process was much more tentative than that: that the name might not have been that of the storekeeper himself (who Jeal identifies as a completely different person, James Speake) but certainly belonged to an eminent and successful New Orleans businessman and that John’s adoption of it was piecemeal and experimental over a period of years during which he experiments with variations on the names to create a new, American identity.

The Wild West

The store owner advised the man we can now call Stanley that he’d never make his fortune as a delivery boy, and to move up the Mississippi into the ‘the West’ where there were more openings for an enterprising man. So in August 1860 Stanley shipped up to Arkansas, to the small town of Cypress Bend fifty miles from Little Rock, where he got a job in another hardware store. Here he saw at first hand the violent, selfish, law unto themselves attitude of many of the settlers of what could be described as the Wild West. He gained in-depth knowledge of stores and supplies and provisions which would be of great use in his African adventures, and also of the very latest in guns and ammunition.

American Civil War

In April 1861 the American Civil War broke out. There was the usual rush of bellicose enthusiasm in both north and south. If young men didn’t volunteer for the army they came under concerted pressure, not least from young women, to show their manliness. Reluctantly young Stanley, still only 20, joined a regiment in the Confederate army (p.44). He fought at the famous Battle of Shiloh in April 1862, where Jeal gives a vivid description of the mayhem and massacre around him. Miraculously, Stanley survived unscathed and was taken prisoner by Union forces (p.45).

Briefly back to Wales

Stanley spent several months in a POW camp in Illinois where the prisoners came under pressure to sign up to the Union army which, eventually, Stanley did, on 4 June 1862 (p.48). A few weeks later Stanley discharged himself, made his way to Baltimore and took a ship back to Liverpool, to go see his estranged family (p.49). His mother was now the landlady of a pub in Denbigh, and when he arrived, hungry and tired, having walked from Liverpool, she rejected him. He stayed in the area a few days before returning Liverpool and taking ship back to the States.

Merchant seaman

For the next year and a half he bummed around as a sailor on American merchant ships which visited ports in Spain and France (p.51). In July 1864, still at a loss what to do in life, Stanley enlisted in the Union navy. He was appointed ship’s clerk or writer on the USS Minnesota. He was an eye witness to the bombardment of Fort Fisher in December 1864, and wrote it up not only for official records, but managed to sell colourful descriptions to several local newspapers. This marked his debut as a journalist (p.52). In February 1865 he persuaded a younger shipmate, Lewis Noe, to desert the ship when it was refitting in docks at Portsmouth, New Hampshire. They escaped wearing civilian clothes he’d bought from some carpenters.

Rafting down the Platte river

Stanley returned to New York where he resumed working for a man named Hughes. But he wanted a life of adventure, he avidly consumed accounts of adventures, he wanted to see the West. In May 1865 Stanley travelled to St Louis and managed to wangle a job a freelancer for the Missouri Democrat. To supplement his income he got a labouring job at a smelting works. Here he picked up another acolyte, William Harlow Cook and managed to persuade him to go on an ‘adventure’ and navigate the Platte River some 600 miles from Denver to where it joins the huge Missouri river (p.57).

It was at moments like this that I began to wonder whether Jeal was pulling the reader’s leg, but then I realised he is taking these accounts directly from Stanley’s own autobiography. As Jeal is a tremendous stickler for accuracy and devotes pages of text and extensive footnotes to even tiny details of the expeditions, one assumes he has cross-checked and verified Stanley’s accounts of his early adventures, too. And Stanley and Cook did have adventures, rafting during the day, camping in a tent at night: the raft capsized, losing a lot of their equipment, they were arrested by an army officer looking for deserters till Stanley threatened to shoot it out, the righted the raft and continued the journey, till it overturned again, Cook held on and was quickly carried away while Stanley had to make his way by land to Nebraska where they were eventually reunited.

Adventure in Turkey

Stanley returned to New York with Cook in tow and was reunited with Lewis Noe and his family. Somehow Stanley now managed to persuade both Cook and Noe to accompany him on an expedition to Turkey. They sailed from Boston to Izmir where, funds being low, Stanley could only afford two horses: one of his young acolytes had to walk. The journey turned into another ruinous farce. Noe set fire to some bushes to scare Cook but started a major conflagration which saw the three Americans get arrested.

Securing a release they continued inland till another controversial incident took place where Stanley tried to murder a Turk they met with a sword: he claimed he was fighting off the Turk’s sexual advances to Noe, Cook claimed Stanley meant to murder the Turk and steal his horses (p.59). The fight attracted ten other Turks who robbed our guys of all their belongings, dragged them to a nearby village, tied them up. Noe was gang-raped at knifepoint. A local magistrate heard of their situation and had them conveyed to a proper gaol. The local judge found the alleged assailants in possession of what was obviously Stanley’s American goods and so our guys all Stanley’s were released from prison and then spent some time suing the Turkish government for compensation. Stanley contacted the American ambassador at Constantinople who reluctantly lent these shabby American chancers £150, enough to pay Noe and Stanley’s fares to Marseilles, then to Paris, London and onto Liverpool (Cook had to stay behind to give evidence in the trial).

(Later we learn that much of the substance of these adventures were ratified by Lewis Noe himself who sold his version of events, from jumping ship in Portsmouth through the Turkey debacle, to the New York Sun, when Stanley returned from the Livingstone strip and was famous.)

Denbigh again

Stanley detoured, once again, from Liverpool to Denbigh to track down his mother the publican, this time wearing an officer’s uniform he’d had knocked up in Constantinople, to impress her with what a success he had become. Once again, she was less than impressed. He stayed over Christmas, visited other relatives, tried out his new persona of Henry Morton Stanley, moped around Liverpool, again, then took ship back to America.

The Wild West

In February 1867 Stanley arrived back in St Louis and wangled a full-time job on the Missouri Democrat at the princely salary of $15 a day. The very next day he was given the assignment of reporting on General Winfield Scott Hancock’s Indian campaign against the Kiowas and the Comanches (p.67). He covered the whole campaign, describing Indian atrocities and scalpings, the army’s destruction of native villages, he interviewed Wild Bill Hickock. He was right there in the Wild West.

The imperialist principle

Jeal makes the important point that it was here, watching the native Americans being harried, murdered and burnt off their ancestral land, that Stanley imbibed the key principle of imperialism – that backward nations and peoples will fall ineluctably and unpreventably before the forces of ‘civilisation’, industrialisation and economic development. In his writings Stanley sympathised with the Indians but thought that nothing could be done to save them; modernisation was an inevitable process; if not this general then another one. And this was the hard-headed, ‘realist’ attitude he took to Africa.

The New York Herald

But a fire burned in him to see the world, to have great adventures, to go to Africa. In December 1867 he travelled to New York, to the offices of the best selling newspaper in America, the New York Herald, where he bluffed his way into an interview with the tough editor James Gordon Bennett Junior, the hard-driving editor of America’s most successful newspaper, the New York Herald. Stanley pitched his idea of going in search of Dr Livingstone, but it was too speculative for Bennett who suggested a more practical assignment – reporting on the British military expedition into Ethiopia.

Journalist in Ethiopia

In 1867 the emperor of Ethiopia, Tewodros II, had taken a British envoy and others hostage the British government despatched a force to release them. Stanley arrived in Suez in January 1868 and promptly bribed the telegraph operator to transmit his despatches before any other journalist (p.71). accompanied that force as a special correspondent of the New York Herald.

He made several big discoveries on this trip. First was that, by posing as an American, he sidestepped the wretched British class system, and was treated as an equal by the lofty British officers. He was impressed by their cult of nonchalance and aristocratic indifference and cultivated the same pose. He also discovered how to be a success, ensuring that his account of the Battle of Magdala in 1868 (where the British, predictably, whipped the Ethiopian forces) was the first to be telegraphed back to Europe and America. It was a sensational scoop which made his reputation as a journalist and secured him a permanent job at the Herald (p.72)

Spain

Bennett now treated Stanley like any foreign correspondent and sent him to trouble spots to report. In October 1868 he was sent to Spain which was experiencing a civil war between monarchists and republicans. Taking a break from reports he returned to London, where he invited his mother and half sister to visit him, now staying in a grand hotel and unambiguously a successful man of the world. He returned to Spain in 1869 and Jeal uses Stanley’s autobiography to describe Stanley’s hair-raising adventures in Madrid, running across streets as the bullets flew and barricading hotel windows to stop stray bullets in scenes reminiscent of George Orwell’s Homage to Catalonia (p.82).

Through Asia

As you’d expect, Jeal deals with his customary thoroughness with the thorny question of who had the idea to go looking for the famous British missionary, Dr David Livingstone, who had departed for central Africa several years earlier, who nothing had been heard of for years, and who was feared dead. Was it Bennett’s idea or was it, the preferred option, a long-standing ambition of Stanley’s which he pitched an at-first sceptical Bennett?

Either way, although Bennett agreed it was a good idea, he decided to leave it on the back burner while public interest in Livingstone’s mysterious fate grew. Instead he paid for Stanley to go on journalistic assignments through ‘Egypt, Palestine, Syria, Iraq, the Crimea, Persia and finally India’ (p.85). During this year of travels Stanley reported on the opening of the Suez Canal, examined excavations in Jerusalem, visited Odessa and the battlefields of the Crimea, interviewed the governor of the Caucasus at Tiflis and travelled to the Persian Gulf via Persepolis.

Go ahead for the Livingstone expedition

He ended up in Bombay in October 1870, which is where he finally received the go-ahead from Bennett to proceed with the expedition to find Livingstone who was, still, ‘lost’, his whereabouts unknown. With promise of full funding Stanley set sail from Bombay across the Indian Ocean to Zanzibar, the traditional provisioning and jumping off point for east central Africa, in January 1871 (p.91).

It’s important to emphasise that there had been some news about Livingstone. In November 1869 the Bombay Gazette had published a letter Livingstone had sent from the interior, dated 6 months earlier and stating he was at the town of Ujiji on Lake Tanganyika. And this was, indeed, where Stanley was to find him.

Provisioning an African expedition

But the journey inland was perilous and logistically challenging. In the absence of any roads or wheeled vehicles or pack animals who could survive the dreaded tsetse fly, all provisions had to be carried by porters, hundreds of porters, who as well as food and drink carried the trade goods and gifts which had to be doled out liberally to all the tribal chiefs whose territory had to be crossed.

Jeal goes into characteristic detail about the funding, recruiting and provisioning for the great adventure. He hired local porter managers who had helped other explorers with their expeditions, and four white men to act as companions. Stanley led his large force out of Bagamoyo, the coastal port opposite Zanzibar, and into the interior on 21 March 1871. He had just turned thirty years old.

Summary of Stanley’s early life

What a life he had led! Just reading about his exploits is exhausting. Rejected by his mother, abandoned by his family, workhouse boy in a swamp of depravity, self educated, runaway to America where he acquired a new identity and reinvented himself as a buccaneering journalist in the Wild West, leader of absurd adventures on rivers and into faraway Turkey before bluffing his way into a top job as foreign correspondent with America’s premier newspaper, reporting from all over Europe and the Middle East. And only now, aged 30, embarking on the great adventure which would make his name and which, in turn, inaugurated 16 years of exploring, trekking, fighting, signing trade deals and mapping out huge swathes of unexplored central Africa.

He had packed more into his life before he set out to find Livingstone, aged 29, than many adventurers could claim to have experienced in their entire lives. (p.469)


Africa-related reviews

History

Fictions set wholly or partly in Africa

Exhibitions about Africa

Hearts of Darkness: The European Exploration of Africa by Frank McLynn (2)

The collision between Europe and Africa came at a time when European self-confidence, based on the wonders of science, was at a peak, and African social conditions were at their worst. (p.175)

This book turns out to be longer and more complex than it initially seems. In the first section, which makes up around a third of the text, McLynn details all the important European expeditions and explorers of note from 1788 to the end of the explorer era around 1890 in a packed hundred pages. It feels quite rushed and hectic.

But as you proceed on into the text it emerges that the first part is by way of being a glorified timeline or chronology, merely a sketch of the main series of expeditions, because McLynn’s real interest is in writing a thematic history of the subject, which aims to consider wider the issues and problems and practicalities of African exploration.

Once the timeline and the key figures are roughly established in our minds, McLynn goes on to examine the issues surrounding exploration at some length, considering the problems, the obstacles, the solutions and the compromises common to the entire era of European exploration of Africa, roping in aspects of specific expeditions or explorers whose names we’ve already encountered in part 1, quoting from books and diaries and letters, as required. In the preface McLynn himself describes this book as:

A sociology of African exploration rather than a history [in which I stress] the common problems and experiences faced by the explorers rather than their unique exploits. (my italics)

So while part one (pages 1 to 128) is by way of being an introductory chronology, the subsequent three parts then re-approach the subject from various angles. In doing so we get to see other sides, aspects and interactions of the key explorers and this goes to build up a more rounded and thought-provoking portrait of the era.

The topics, each addressed in its own chapter, are:

Transport and porterage

In a continent without roads and without viable pack animals, where every animal the explorers tried to use as carriers (horses, mules, oxen, even elephants) died without fail, everything, on all these expeditions, had to be carried by humans. McLynn explores the long list of supplies included on every expedition, including: medicines, alcohol, clothes, helmets, tents, soap and toiletries, weapons and ammunition, food and lots of fresh water, trade goods such as cloth, beads and wire.

Many tribes were used as porters but the Nyemwezi emerged as the most effective and reliable, able to carry up to 70 pounds of equipment and goods. Portering for the white man became big business. By the 1890s it’s estimated that some 20,000 porters a month were leaving Bagamoyo for the interior (p.209).

The importance of hongo or tribute which had to be paid to a tribe to pass their territory.

‘Dark companions’

(‘Dark companions’ was the phrase Stanley used for the many African porters he knew, a phrase he used as the title of a collection of stories he claimed the porters told around campfires at night, ‘My Dark Companions and Their Strange Stories’, published in  1893.)

Without help from the Africans there would have been no exploration of Africa by Europeans. (p.170)

Looks in details at the profession of porter on these expeditions. Porters were known by the generic term wangwana.

In opening up the Dark Continent the wangwana played a key role. (p.170)

The most important fact to grasp was that portering work was, for most Africans, well paid. If they made it back to the expedition starting place (most often Zanzibar on the east coast) they could live as relatively rich men. But the conditions were challenging and many porters were laid low by disease (either dying outright or becoming unable to work) while many others simply absconded. Of the 708 wangwana who left Zanzibar with Stanley in November 1887 on the Emin Pasha expedition, only 210 returned in December 1877.

This chapter looks at how the porters were ordered, how they were managed, a typical day’s march, the problem of discipline – how to read the fine line between being too weak and being too brutal, in charge of a large number of malingering, mutinous and absconding natives He looks in detail at the careers of three wangwana who rose to become senior figures in the portering business, and senior managers on a succession of expeditions, namely Bombay, Baraka, Susi and Chuma. The latter two became the most famous porters of the age after the took the decision, by themselves, to carry Livingstone’s embalmed body from Ilala, where he died in May 1873, nearly a thousand miles down to the sea opposite Zanzibar.

An object lesson in obstacles

A consideration of the many obstacles which dogged all African expeditions demonstrated through a detailed description of just part of the 1874 to 1877 Stanley expedition, the three months spent crossing of modern Tanzania to Lake Victoria, which featured a harrowing list of experiences, including virulent disease, famine and starvation, mutiny of the porters, flash floods, sustained attack by warlike tribes, death of all the pet dogs and two of the five white men from disease, a catalogue of horrendous trials and misery.

The impact of disease

The impact of disease was catastrophic. The porters died, the horses died, the mules died, the dogs died and the Europeans died. McLynn lists virulent African diseases which, in the absence of effective traditional medicine or any real Western medicine, ran rampant through explorers and their porters, and included: smallpox, fever, ague, amoebic and bacillic dysentery, guinea worm, ulcers acquired when scratches (from thorn bushes or tall sharp grass) got infected and festered in the heat and humidity, bronchitis, pneumonia, rheumatism, sciatica, asthma, dropsy, emphysema, erysipelas, elephantiasis, sleeping sickness (trypanosomiasis), bilharzia, filariasis, hookworm infestation (ankylostomiasis), river blindness (onchocerciasis), exanthematic typhus, yaws and leprosy, for each of which he proceeds to give a stomach-churning description of symptoms, explorers who caught it, and various attempts by Africans and Europeans at cures.

McLynn gives us excerpts from journals of explorers which describe the symptoms of fever in graphic and gruelling detail, the most notable parts of which were not the cold, the shivering, the fever, vomiting, difficulty breathing, inability to eat or drink, and so on, but the sometimes vivid hallucinations, dreams and nightmares fever gave rise to.

He also points out that fevers often led to feelings of paranoia, which might explain why some of the white explorers fell out so vitriolically and might also explain the sometimes unusual violence of white explorers towards local tribes or their own porters, the result of fever-inspired paranoia or aggression (p.237).

McLynn comes to the sweeping conclusion that, because almost all Africans were exposed to these devastating illnesses (as many are to this day), that all Africans ‘operated at very much less than full energy or efficiency.’ That the severity and widespreadness of these severe illnesses resulted in: smaller crop reduction, reduced calorie intake and hence widespread ‘malnutrition and apathy’ (p.252).

Armed clashes

The use of force was endemic to Africa; the most admired human beings were warriors ans conquerors. (p.253)

McLynn emphasises the traditional patriarchal values of African tribes. He describes how, in some tribes, heirs to a throne had to fight it out between themselves (as in medieval Europe), before going on to look at the violent behaviour of the Europeans, contrasting the fiercely anti-African Sir Samuel Baker with Henry Morton Stanley.

In the late Victorian period Stanley acquired the unenviable reputation of being a hard man, violent and sadistic, using beatings, stealing, intimidation and armed attacks to get his way, but McLynn suggests Stanley was more subtle and strategic than that, whereas Baker genuinely enjoyed nothing more than massacring Africans with rifle and machine gun.

A key text is when Baker admitted he had done much worse than Stanley but was wise enough to hush it up and never to write it up in print. Stanley, naively, included his violent engagements with Africans in his various books and, what is more, exaggerated them, and was therefore was his own worst PR enemy.

McLynn sketches a spectrum of anti-African violence with the saintly David Livingstone at one end, genuinely believing in his Christian mission and that kind words and deeds recruited natives to his side; with Baker, Chaille-Long, Frederick Lugard and Carl Peters at the explicitly racist, hyper-violent end; beside whom Stanley was a lot less violent, used his superior arms strategically (to fight his way down the Congo against a never-ending succession of aggressive tribes), was prepared to use peaceful negotiation when he had the time, and often spoke highly of the native Africans. But while the former are forgotten, Stanley’s name is the one which has gone down in the annals of infamy (p.273).

Animals dangerous to man

McLynn selects stories from explorers’ accounts of encounters with the most dangerous fauna in Africa, working thematically through lions (only attack if provoked), leopards (far more dangerous) hyenas, elephants, rhinoceros on land, terrifyingly aggressive crocodiles and easily enraged hippopotami in the water. He has a passage about snakes and various terrifying encounters with cobras and pythons. And lastly a section on the deepest enemy of man in Africa, insects, bees, wasps, locusts, white ants which ate anything and the fearsome soldier ants who devoured everything in the path of their huge armies. And, of course, the malaria-carrying mosquito and the ruinous tsetse fly.

The main story, though, is that in doing the discovering, drafting the maps and pioneering the routes into various parts of Africa, the Victorian explorers opened the way for big game hunters and tourists who, as early as the 1870s had driven some unique African species extinct (the textbook example is the quagga), by 1900 had emptied regions which only 50 years earlier had teemed with wildlife, and on into the twentieth century’s long, sorry record of extermination.

Explorers and imperialism

Obviously the explorers drafted the maps, joined up the rivers and lakes, established routes and provided a wide range of information about geography, flora, fauna, tribes and societies which was then used by those who argued for greater British involvement in Africa which, by the late 1880s/early 1890s was becoming known as the New Imperialism. McLynn points out that many Africa watchers expected British intervention in Africa to come in the shape of chartered companies on the analogy of the East Indian Company. The British government didn’t get directly involved until it annexed its first African territory, Uganda, in 1894.

Formal empire began with the annexation of Uganda in 1894. (p.316)

In fact the explorers were very different men with a wide range of attitudes towards Africa, Africans and the commercial opportunities there, some believing fortunes could be made, some believing (with Livingstone) that western commerce would help develop Africa into a thriving economy, others (like Baker) believing nothing could redeem the African from his savagery.

McLynn groups the views justifying imperial interventions of the very diverse Africanists into five overall arguments (p.314):

  1. There was no alternative. The explorers depicted a continent riven by tribal wars, mired in poverty and ignorance, and prey to the brutal activities of Arab slave traders. Could European Christians stand by and let this situation continue forever? Or intervene.
  2. Piecemeal measures were inadequate. Baker and Gordon tried to annex territory round the source of the Nile and abolish slavery there, but the distances were too great, the lack of communications infrastructure too weakening, the local rulers too corrupt, the Arab slavers too flexible. Only wholesale annexation and complete administrative control by well-funded European bureaucrats could shift the situation.
  3. Experience showed that formal agreements to end slavery, such as that between Sir Bartle Frere and the Sultan of Zanzibar, were ineffective unless backed by systematic state force.
  4. In the era of liberal free trade economics it was thought iniquitous that the African lived in poverty, squalor and famine in a land which, if it was only ‘developed’ properly by European masters, could provide ample food, material goods, education and progress towards European standards of living.
  5. Racial theorists, and the more anti-African explorers such as Burton and Baker, thought Africans were children in terms of intellect, emotion, ability to reason and so on, and therefore needed to be taken in hand and guided by wise parents. Westerners, of course.

Reputation and impact

McLynn examines the impact of the explorers on African tribes and societies. Their reputations, obviously, varied, from the very positive memories of Livingstone and Speke, to the negative folk memories of Burton and Baker, with Stanley a complex mix of both.

The most striking thing about this chapter is the profound ignorance of the Africans, who, across many tribes and regions, thought the white men were spirits returned from the dead or arriving from a different realm, who thought the cloth they bought was woven by spirits contained in their steamships, who didn’t understand how their weapons or any other technologies worked and so thought they were magicians, had supernatural powers, and so on.

As to impact, it was universally disastrous: the white men uprooted settled societies and beliefs, undermined local religions and practices, undermined traditional methods of transferring or holding power (by backing usurpers who supported European aims), undermined the currency, disrupted trading patterns, and again and again, opened up previously inaccessibly areas to the evil attentions of the Arab slave traders.

The psychology of the explorers

McLynn mixes up a number of ideas. He contrasts the mentality of the explorer and the mere traveller (the traveller seeks out the little known, the explorer the unknown). Obviously there was a Romantic thirst for grandeur and spectacular scenes. There is the highly driven ambition to be the ‘first to set eyes on’ or ‘the first man to establish’ some geographical fact, the most famous one being the intense quest to establish the source of the Nile.

Many explorers expressed the same deep feeling that only in Africa, far from the constraints and conventions of European civilisation, did they feel really free, did they feel truly themselves, a feeling vividly expressed by Burton and Stanley, who revelled in demanding physical endurance and the exercise of untrammeled power over large numbers of men. McLynn ropes in psychoanalysis and one of its founding mothers, Melanie Klein, but we don’t really need her theories to understand that Africa represented a vast canvas on which highly motivated individuals could act out all kinds of fantasies of power over other men, direct personal struggles against physical limitations and death, and psychological rewards, in terms of achieving goals, completing epic journeys, answering huge geographical speculations, which in turn brought fame, wealth and the love of women.

Livingstone was a subtler more complex man and described complex feelings, which included the ‘far from England’ liberation but also the warmth of feeling one was doing good work in a good cause. Livingstone enjoyed unerring confidence that God was guiding him, that Providence was on his side, that Stanley observed at close quarters, envied, but thought ultimately deceptive.

Something Livingstone and Stanley had in common was the extreme poverty of their backgrounds. Exploring offered an opportunity for freedom, power and, when the results were published back in Blighty, extraordinary fame. As the age of exploration drew to an end many of the explorers transitioned to holding official and extensive power under the new colonial dispensations, such as de Brazza and Lugard.

This chapter ends with extended psychoanalytical speculation of four leading figures, Livingstone, Speke, Stanley and Burton, all of whom had larger than life, obsessive and florid personalities which they were able to express freely in the wilderness and then embroider even further in their many published writings.

I found McLynn’s speculations a bit tiresome in the same way so many modern biographer’s psychological speculations about their subjects are. a) It is an old, worn-out creed, Freudianism. b) McLynn, like so many of his ilk, is not a trained psychologist or psychoanalyst, so all his speculating is that of an amateur.

Reading McLynn’s speculations that Livingstone was obsessed with sex, Speke was dominated by a death drive, and Stanley was a repressed homosexual don’t really add to the preceding accounts of their extraordinary achievements against so many odds. This kind of amateur psychosexual speculation degrades the biographer’s subjects and demeans the biographer himself. It sullies the reader. Yuk.

************

All these subjects are interesting in themselves but the chapters which really stood out for me were the one about guns and the one about slaves. These contain some really Big Ideas.

Guns

Jared Diamond’s 1997 book Guns, Germs and Steel sets out to give a materialist explanation for why some parts of the world, specifically the Eurasian land mass, supported cultures and civilisations which advanced in complexity and sophistication, while others remained primitive and backward. The two key ones are the presence of domesticatable animals and a wide variety of grasses which could be carefully bred and modified to improve food yields (wheat, barley, oats) are two important ones. This enabled agricultural surpluses which could support non-labouring classes, kings, warriors, priests, administrators and bureaucrats, the kinds of people who invented writing and art to tally up the king’s possessions and record the king’s mighty deed.

Writing meant later generations could read about the achievements of previous generations and try to better them. For thousands of years all aspects of the culture could be improved from agricultural techniques, breeding livestock, improvements in military and other technology. But the big lift-off came with the industrial revolution which gathered pace in Britain from the mid-18th century onwards and led to the development of the factory production of a huge range of goods.

All this explains why, when white men first appeared on the coasts of Africa and then slowly penetrated inland, they might as well have been aliens from another planet for all they had in common with the local inhabitants, who had no writing or history or technology, had no pack animals, survived on subsistence agriculture, had no cities or roads or canals, whose only water transport was canoes.

Everything the white arrivals wore and carried and bartered was produced in factories and economies driven by technologies and linked by international trading routes beyond the comprehension of most Africans.

But nowhere was this more important than in the realm of weaponry. All Africans used bows and arrows and spears and primitive knives. None of them had seen guns. It was like aliens invading with ray guns. ‘Bunduki sultani ya bara bara,’ – ‘the gun is the ruler of Africa’, as Stanley’s wangwani are alleged to have told him.

McLynn goes into great detail about the makes of gun and their technical spec and the munitions carried and preferred by the various explorers. But it is the central idea of the magic of killing from afar, killing from a distance, which makes you stop and reflect on the relationship between the gunned and the non-gunned or (once they start acquiring old flintlocks from some European traders) the outgunned.

The heyday of exploration, 1870 to 1890, happened to coincide with a quantum leap in western armaments, with the invention of the breech-loading rifle in the 1860s, the magazine rifle (first used in the Russo-Turkish war in 1877) and the Maxim machine gun in 1884. The early explorers overawed the Africans they met with their Snyder rifles. The last generation, in the 1890s, annihilated them with machine guns. These instruments of death burst upon an African scene which was already characterised by tribal rivalry:

The pre-existing structural instability of Bantu tribalism, with raiding, looting and tribal war a way of life, and a worldview that exalted power over all attributes and held human life cheap, were all part of an essential indiscipline likely to be made worse when the rifle arrived. (p.175)

Almost as devastating was the way the advent of Western firearms undermined traditional structures of power and authority. Previously, there were village elders and councils and traditional wisdom of sorts which bolstered traditional hierarchies of power. The advent of guns meant power was transferred to the ones with guns, to the most tooled-up. Traditional hierarchies were replaced by charismatic warlords who led roving bands of raiders, generically referred to as the ruga-ruga, a situation which still obtains in parts of Africa, and resurfaces wherever modern authority structures collapse in civil war (Somalia, Eritrea, Darfur, eastern Congo).

Did the explorers take many weapons? The very earliest ones, not so much. But fifty years later Stanley led expeditions huge in manpower (up to 800 porters) and massively armed. On the Emin Pasha Relief Expedition, Stanley took 510 Remington rifles with 100,000 rounds, 50 Winchester repeaters with 50,000 cartridges, 2 tons of gunpowder, 350,000 percussion caps, 30,000 Gatling cartridges and 35,000 special Remington cartridges (p.176).

Makes me reflect that it is true to this day. America was able to overthrow the rulers of Iraq and Afghanistan because of the awesome power of their weapons, and the shattering way they were able to co-ordinate mass attacks, wave after wave of carefully targeted bombs. It was when the fighting came down to the ground level, with gangs of men with guns shooting at other gangs of men with guns, that the technical superiority faded away, and the occupying forces, American and British, found themselves in such difficulties in the narrow alleyways of Lashkar Gah or the Sunni Triangle.

As I read detailed accounts of how Europeans at first shot, then fought, and then massacred native Africans with steadily escalating weaponry (climaxing in the gatling gun which mowed down Sudanese warriors by the thousand at the notorious battle of Omdurman in 1898) I reflected that the situation in today’s world is unchanged.

World peace is maintained by America’s vast spending on its military. Much of it may be useless or corrupt and siphoned off into the accounts of America’s vast arms manufacturers and traders. But they can deploy overwhelming force to any part of the world in a way Russia certainly can’t and China doesn’t want or need to. Only the vast superiority of their weaponry gave the Americans the confidence to intervene in Somalia and Iraq and Afghanistan.

What I’m driving at is that everybody nowadays mocks the Victorian explorers-cum-imperialists for their hypocrisy, for the discrepancy between their high-minded rhetoric about civilisation and culture and freedom – and the reality of the brute force they actually deployed. But wherein are we different? All liberal rhetoric about human rights boils down to who has the better guns (the Americans) and whether they’re prepared to use them (not any more, or not for a while, anyway)

Slavery

This is a vast subject which is becoming ever more fashionable. An unending tide of books and movies and art works and activism and political movements and statue toppling is going to keep the issue of historical slavery in the headlines for the foreseeable future. It doesn’t dominate McLynn’s book but crops up throughout and he is wise to devote an entire chapter to it.

Firstly, he explains that there were two types of slavery, domestic i.e. internal African slavery, and external or export slavery (p.189). Domestic slavery had been a fact of African life since time immemorial and was widely accepted. Slaves were taken as prisoners of war after battle. Slaves could be traded on the open market for other goods. Family members, especially children, could be offered as requital for homicide.

Buying and selling human beings was a culture already widespread in the Dark Continent. (p.204)

Most slaves were women. Verney Cameron estimated 90% of slaves in Ujiji as women and children. Men were too risky, and so were generally slaughtered on the spot. Women slaves could potentially become wives of their owners and, if they bore children, well treated. Women slaves to Arab traders and on the coast were treated less well. Slaves could be put to work as servants, retainers, canoe paddlers, to work the fields. They could be bought to be made human sacrifices. German explorer E.J. Glave watched two slaves being bought, killed, cooked and eaten (p.191).

Like any system, slavery could be gotten around. All observers noted that the systems were varied from place to place and tribe to tribe, and included a bewildering number of rules and exceptions and traditions and customs. It wasn’t just One Thing.

The Atlantic slave trade

The British abolished the slave trade in 1807 and liberated all slaves across the empire in 1833. Other empires weren’t so willing. The Portuguese continued shipping slaves from Mozambique to Brazil for decades to come. Brazil didn’t abolish slavery till 1888.

In 1841 Britain organised the Quintuple Treaty whereby Britain, France, Austria, Prussia and Russia agreed to impound all ships fitted out for slave trading. The Portuguese were forced into signing a year later but ignored it and the American government vigorously protested the right of the British to stop and search it ships, in fact the issue became so heated there was some talk of a war.

The East African slave trade

The Muslim-Arab trade in African slaves had been going on since the 7th century, if not before. It received a boost when Omani Said, Sultan of Muscat, transferred his entire court to Zanzibar in 1833. By the time the British arrived it was estimated about two-thirds of the population of 200,000 were slaves. The trade moved inland, with trails commencing from the major port of Bagamoyo on the coast opposite Zanzibar, leading to the waystation of Tabora and on to Lake Tanganyika.

The British consul estimated that about 40,000 slaves were brought to Zanzibar each year of which half were exported north to the Arab world. In 1866 Livingstone observed the slave market where between 100 and 300 slaves were sold off every day. As many as half the original captives died on the long march to the coast, and significant numbers then died in the 24 hour crossing from the coast to Zanzibar, packed like sardines into filthy and boiling conditions below decks.

In 1873 Sir Bartle Frere arrived in Zanzibar as British consul and delivered an ultimatum to the sultan, which forced him to sign a treaty abolishing the slave trade. But the sultan himself didn’t control it and Arab slavers simply moved their routes and markets to other islands.

McLynn describes the process whereby Arab traders entered new territory, bribed their way into the favours of local rulers with trade goods, assisted in their wars in exchange for a cut of the slaves. Mostly these were women and children who were place in the sheba or forked pole which fit round the captive’s neck. Shackled together, they then began the long trek to the coast in blistering heat with inadequate food and water. Anyone who fell sick or protested was killed out of hand.

Cameron estimated that to achieve a haul of 52 female prisoners, the slavers had to destroy 10 villages, each with a population of 1,500 to 2,000, burned to death when the villages were torched, or shot down if they tried to escape, or dying of starvation in the jungle. Thomson thought about 2 in 3 died on the way to the coast. Livingstone observed it at close quarters and thought the figure was closer to 1 in ten. The tremendous loss of life explains why, once the Arabs entered an area, it was devastated.

In 1863, on reaching Gondokoro, [Baker] found a populous region teeming with vast herds of cattle. On his second journey in 1872, he found the area denuded of people; the slave trade had wiped the land of milk and honey off the face of the earth. (p.206)

This was the trade that all the explorers without exception, and the British government, were committed to ending but found hard to do so with so little power on the ground. If the British were serious about ending slavery, then they needed more than a few scattered explorers and single-handed consuls. They needed to take over full administrative and security responsibility for entire regions.

Towards the end of the book McLynn quotes historian Dorothy O. Helly making the startling point that, if the British were serious about completely stamping out slavery in Africa, then imperial rule was the only way to achieve it.

‘Played out to its logical end…the British antislavery impulse led to empire.’ (quoted on page 309)

On this view, the extension of the British Empire into Africa was nothing to do with the Hobson-Lenin thesis that the empire existed to soak up excess capital, to provide opportunities for profitable investment which had dried up at home.

On the contrary, it was a moral crusade which ended up being costly and impractical and involving the British in an ever-deepening mire of repressing rebellions and independence movements which eventually proved unstoppable.

The end of slavery?

Frederick Lugard’s attempts to eliminate slavery around Lake Nyasa in 1888 were a humiliating failure. It took the post-Berlin Congress takeover by the Germans to begin serious eradication. As the Germans advanced along the classic route from Bagamoyo to Tabora to Ujiji, they captured and punished slavers as they went. Only in 1900 had they wiped out all traces of slavery around Tanganyika. Domestic slavery, however, endured with the result that when war broke out in 1914 there were still some 50,000 domestic slaves in German East Africa. After the war the British took over the territory but it wasn’t until 1939 that slavery in the area was completely extirpated.

African rulers

Leading African rulers of the era included kings Mutesa, Lobengula, Mzilikazi, Mirambo and Kabbarega.

Insults

Glave reported that on the upper Congo the imprecation Owi na nlorli was a mortal insult. It means ‘May a crocodile eat you’ (p.290).


Credit

Hearts of Darkness: The European Exploration of Africa by Frank McLynn was published in 1992 by Hutchinson. All references are to the 1993 Pimlico paperback edition.

Africa-related reviews

History

Fictions set wholly or partly in Africa

Exhibitions about Africa

The Age of Empire: 1875 to 1914 by Eric Hobsbawm (1987)

Summary

This is a very mixed bag of a book. The first quarter or so is a thrilling global overview of the main trends and developments in industrial capitalism during the period 1875 to 1914, containing a vast array of fascinating and often thrilling facts and figures. But then it mutates into a series of long, turgid, repetitive, portentous, banal and ultimately uninformative chapters about social change, the arts, sciences, social sciences and so on, which are dreadful.

And underlying it all is Hobsbawm’s unconcealed contempt for the nineteenth century ‘bourgeoisie’ and their ‘bourgeois society’, terms he uses so freely and with so little precision that they eventually degenerate into just being terms of abuse.

And in his goal of insulting the 19th century ‘bourgeoisie’ as much as possible, Hobsbawm glosses over a huge range of crucial differences – between nations and regions, between political and cultural and religious traditions, between parties and politicians, between classes and even periods, yoking a fact from 1880 to one from 1900, cherry-picking from a vast range of information in order to make his sweeping Marxist generalisations and support the tendentious argument that ‘bourgeois society’ was fated to collapse because of its numerous ‘contradictions’.

But when you really look hard at the ‘contradictions’ he’s talking about they become a lot less persuasive than he wants them to be, and his insistence that ‘bourgeois society’ was doomed to collapse in a welter of war and revolution comes to seem like the partisan, biased reporting of a man who is selective in his facts and slippery in his interpretations.

Eventually you feel like you are drowning in a sea of spiteful and tendentious generalisations. I would recommend literally any other book on the period as a better guide, for example:

It is symptomatic of Hobsbawm’s ignoring specificity, detail and precision in preference for sweeping generalisations about his hated ‘bourgeois society’, that in this book supposedly ‘about’ imperialism, he mentions the leading imperialist politician in the world’s leading imperialist nation, Joseph Chamberlain, precisely once, and the leading British cultural propagandist of imperialism, Rudyard Kipling, also only once. These feel like glaring omissions.

When I read this book as a student I was thrilled by its huge perspectives and confident generalisations and breezily Marxist approach. It was only decades later, when I read detailed books about the scramble for Africa, or late-imperial China, or really engaged with Kipling’s works, that I realised how little I actually understood about this period and how much I had been seriously misled by Hobsbawm’s fine-sounding but, in the end, inadequate, superficial and tendentiously misleading account.

Introduction

The Age of Empire is the third and final volume in Marxist historian Eric Hobsbawm’s trilogy of books covering what he termed ‘the long nineteenth century’, from the outbreak of the French Revolution in 1798 to the start of the Great War in 1914. This third instalment covers the final 40 years, from 1875 to 1914.

In the previous book, The Age of Capital, Hobsbawm had amply demonstrated that he regards the third quarter of the nineteenth century as marking the triumph of the liberal ‘bourgeoisie’, of the ‘capitalist’ middle classes, in industry and technology and finance and politics and the arts.

Having seen off the attempt to overthrow existing regimes across continental Europe in the failed revolutions of 1848, the continent’s ruling classes experienced from 1850 onwards, a period of spectacular economic, technological, business and trade growth which continued on into the 1860s. This boom period was overseen by laissez-faire liberal governments in most countries and reflected in the widespread, optimistic belief that the steady stream of scientific, technological and industrial innovations would produce an endless progress upwards towards peace and prosperity. It was 25 years of what Hobsbawm insists on calling ‘liberal bourgeois triumph’.

It led to the confident conquest of the globe by the capitalist economy, carried by its characteristic class, the bourgeoisie, and under the banner of its characteristic intellectual expression, the ideology of liberalism. (p.9)

At the end of The Age of Capital he gave a short preview of what was coming up in the next era, and it is a major change in tone and subject. Whereas the pace of scientific and technological innovation accelerated, economically, politically and culturally the period which began around 1875 felt like a very different period, witnessing the collapse of much of the mid-century optimism.

Main features of the period

The Long Depression

The period witnessed a long depression, particularly in agriculture, which lasted from 1873 to 1896. A glut of agricultural produce led to a collapse in prices, rural poverty and loss of revenue for the landowning aristocracies. Cheaper food made life better for all those who lived in cities, so the overall impact was very mixed. Commentators at the time didn’t understand what had led to an apparent stalling in expansion and profits and historians have debated its precise causes ever since.

Protectionism

The Long Depression was the main trigger for many western governments to move rapidly from the mid-century free trade model associated with Liberalism towards protectionism, the imposition of protective tariffs on imports etc, especially by America.

New industries

The textile base of the first industrial revolution continued to be important (witness Britain’s huge exports of cotton to its captive markets in India) but the main industrial economies entered a new era driven by new sources of power (electricity and oil, turbines and the internal combustion engine), exploiting new, science-based materials (steel [which became a general index for industrialisation and modernisation, p.35], alloys, non-ferrous metals), accompanied by numerous discoveries in organic chemistry (for example, new dyes and ways of colouring which affected everything from army uniforms to high art).

Monopoly-capitalism

The depression and the consumer explosion led to small and medium-sized companies being replaced by large industrial corporations, cartels, trusts, monopolies (p.44).

New managerial class

The age of small factories run by their founders and family was eclipsed by the creation of huge industrial complexes themselves gathered into regions linked by communications and transport. Hobsbawm mentions the vast industrial conurbation taking shape in the Ruhr region of Germany or the growth of the steel industry around Pittsburgh in America. The point is that these operations became far too large for one man and his son to run; they required managers experienced at managing industrial operations at scale, and so this gave rise to a new class of high level managers and executives. And to the beginnings of management ‘theory’, epitomised by the work of Frederick Winslow Taylor (born 1865 in Pennsylvania) which introduced concepts like, to quote Wikipedia:

analysis; synthesis; logic; rationality; empiricism; work ethic; efficiency and elimination of waste; standardization of best practices; disdain for tradition preserved merely for its own sake or to protect the social status of particular workers with particular skill sets; the transformation of craft production into mass production; and knowledge transfer between workers and from workers into tools, processes, and documentation.

Population growth

Europe’s population rose from 290 million in 1870 to 435 million in 1910, America’s from 38.5 million to 92 million. (All told, America’s population multiplied over five times from 30 million in 1800 to 160 million by 1900.)

Consumer capitalism

This huge population explosion led to a rapid expansion of domestic consumer markets (p.53). There was still much widespread poverty in the cities, but there was also an ever-growing middle and lower-middle-class keen to assert its status through its possessions. This led to an fast-expanding market for cheap products, often produced by the new techniques of mass production, epitomised by the radical industrial organising of Henry Ford who launched his Model T automobile in 1907.

Department stores and chain stores

Another symbol of this explosion of consumer culture was the arrival of the department store and the chain store in the UK (p.29). For example, Thomas Lipton opened his first small grocery shop in Glasgow in 1871 and by 1899 had over 500 branches, selling the characteristic late-Victorian product, tea, imported from Ceylon (p.53; British tea consumption p.64).

Or take Whiteleys, which began as a fancy goods shop opened in 1863 at 31 Westbourne Grove by William Whiteley, employing two girls to serve and a boy to run errands. By 1867 it had expanded to a row of shops containing 17 separate departments. Whiteley continued to diversify into food and estate agency, building and decorating and by 1890 employed over 6,000 staff. Whiteleys awed contemporaries by its scale and regimentation: most of the staff lived in company-owned male and female dormitories, having to obey 176 rules and working 7 am to 11 pm, six days a week.

Mass advertising

The arrival of a mass consumer market for many goods and services led to an explosion in the new sector of advertising. Many writers and diarists of the time lament the explosion of ads in newspapers, magazines and, most egregious of all, on the new billboards and hoardings which started going up around cities.

The poster

Hoardings required posters. The modern poster was brought to a first pitch of perfection during what critics consider ‘the golden age of the poster’ in the 1890s (p.223) (something I learned a lot about at the current exhibition of the poster art of John Hassell at the Heath Robinson Museum in Pinner).

Hire purchase and modern finance

New ways for the financially squeezed lower middle classes to pay for all this were invented, notably hire-purchase or instalment payments (p.49).

New popular technologies

Entirely new technologies were invented during the 1880s and 1890s, the most notable being the internal combustion engine and the car, the bicycle, cinema, telephone, wireless and light bulb (pages 19 and 28 and 53).

Competition for resources

New discoveries in industrial chemistry and processes required more recherché raw materials – oil, rubber, rare metals such as manganese, tin and nickel (p.63). The booming consumer market also developed a taste for more exotic foodstuffs, specifically fruits, bananas, cocoa. (Apparently it was only during the 1880s that the banana became widely available and popular in the West.) Where was all this stuff found? In the non-European world.

Imperialism

Growing need for all these resources and crops led to increasing competition to seize territories which contained them. Hence the 1880s and 1890s are generally seen as the high point of Western imperialism, leading up to the so-called Scramble for Africa in the 1880s.

(Interestingly, Hobsbawm notes that the word ‘imperialism’, used in its modern sense, occurs nowhere in Karl Marx’s writings, and only became widely used in the 1890s, many commentators remarking [and complaining] about its sudden ubiquity, p.60.)

Globalisation

During the 1860s and 70s the world became for the first time fully ‘globalised’, via the power of trade and commerce, but also the physical ties of the Railway and the Telegraph (p.13).

The major fact about the nineteenth century is the creation of a single global economy, progressively reaching into the most remote corners of the world, an increasingly dense web of economic transactions, communications and movements of goods, money and people linking the developed countries with each other and with the undeveloped world. (p.62)

During the 1880s and 1890s this process was intensified due to the growth of direct competition between the powers for colonies and their raw materials. Until the 1870s Britain ruled the waves. During this decade international competition for territories to exploit for their raw resources and markets became more intense (p.51). Imperialism.

A world divided

The final mapping of the world, its naming and definitions, led inevitably to the division of the world into ‘developed’ and ‘undeveloped’ parts, into ‘the advanced and the backward’.

For contemporaries, the industrialised West had a duty to bring the benefits of civilisation and Christianity to the poor benighted peoples who lived in all the ‘undeveloped’ regions. Hobsbawm, with the benefit of hindsight, says that the representatives of the developed part almost always came as ‘conquerors’ to the undeveloped part whose populations thus became, in Hobsbawm’s phrase, ‘victims’ of international capitalism.

On this Marxist reading, the imperial conquerors always distorted local markets to suit themselves, reducing many populations to plantation labour reorganised to produce the raw materials the West required, and eagerly helped by the tiny minorities in each undeveloped country which were able to exploit the process and rise to the top as, generally, repressive local rulers (pages 31, 56, 59).

In the second half of the twentieth century, many nations which had finally thrown off the shackles of colonialism found themselves still ruled by the descendants of these collaborationist elites, who modelled themselves on their former western rulers and still ran their countries for the benefit of themselves and their foreign sponsors. Further, truly nationalist revolutions were required, of which the most significant, in my lifetime, was probably the overthrow of the American-backed Shah of Iran by Islamic revolutionaries in 1978.

New working class militancy

Working class militancy went into abeyance in the decades 1850 to 1875, politically defeated in 1848 and then made irrelevant by a general raising of living standards in the mid-century boom years, much to Marx and Engels’ disappointment.

But in the 1880s it came back with a vengeance. Across the developed world a new generation of educated workers led a resurgence in working class politics, fomented industrial unrest, and a significant increase in strikes. There was much optimistic theorising about the potential of a complete or ‘general’ strike to bring the entire system to a halt, preliminary to ushering in the joyful socialist paradise.

New socialist political parties, some established in the 1860s or 1870s, now found themselves accumulating mass membership and becoming real powers in the land, most notably the left-wing German Social Democratic Party, which was the biggest party in the Reichstag by 1912 (chapter 5 ‘Workers of the World’).

Incorporation of working class demands and parties into politics

The capitalist class and ‘its’ governments found themselves forced to accede to working class demands, intervening in industries to regulate pay and conditions, and to sketch out welfare state policies such as pensions and unemployment benefit.

Again, Germany led the way, with its Chancellor, Bismarck, implementing a surprisingly liberal series of laws designed to support workers, including a Health Insurance Bill (1883), an Accident Insurance Bill (1884), an Old Age and Disability Insurance Bill (1889) – although, as everyone knew, he did this chiefly to steal the thunder from the German socialist parties.

Whatever the motives, the increasing intervention by governments across Europe into the working hours, unemployment and pension arrangements of their working classes were all a world away from the laissez-faire policies of the 1850s and 60s. Classical liberalism thought the forces of the market should be left entirely to themselves and would ineluctably resolve all social problems. By the 1880s it was clear to everyone that this was not the case and had instead produced widespread immiseration and poverty which states needed to address, if only to ensure social stability, and to neutralise the growing threat from workers’ parties.

Populism and blood and soil nationalism

But the rise of newly class-conscious workers’ parties, often with explicit agendas to overthrow the existing ‘bourgeois’ arrangements of society, and often with an internationalist worldview, triggered an equal and opposite reaction: the birth of demagogic, anti-liberal and anti-socialist, populist parties.

These harnessed the tremendous late-century spread of a new kind of aggressive nationalism which emphasised blood and soil and national language and defined itself by excluding ‘outsiders. (Chapter 6 ‘Waving Flags: Nations and Nationalism’).

Some of these were harmless enough, like Cymru Fydd, founded in Wales in 1886. Some would lead to armed resistance, like the Basque National Party founded 1886. Some became embroiled in wider liberation struggles, such as the Irish Gaelic League founded 1893. When Theodor Herzl founded Zionism with a series of articles about a Jewish homeland in 1896 he can little have dreamed what a seismic affect his movement would have in the second half of the twentieth century.

But the point is that, from the time of the French Revolution through to the 1848 revolutions, nationalism had been associated with the political left, from La Patrie of the Jacobins through the ‘springtime of the peoples’ of the 1848 revolutionaries.

Somehow, during the 1870s and 80s, a new type of patriotism, more nationalistic and more aggressive to outsiders and entirely associated with the political Right, spread all across Europe.

Its most baleful legacy was the crystallisation of centuries-old European antisemitism into a new and more vicious form. Hobsbawm makes the interesting point that the Dreyfus Affair, 1894 to 1906, shocked liberals across Europe precisely because the way it split France down the middle revealed the ongoing presence of a stupid prejudice which bien-pensant liberals thought had been consigned to the Middle Ages, eclipsed during the Enlightenment, long buried.

Instead, here it was, back with a vengeance. Herzl wrote his Zionist articles partly in response to the Dreyfus Affair and to the advent of new right-wing parties such as Action Francaise, set up in 1898 in response to the issues of identity and nationhood thrown up by the affair. (In a way, maybe the Dreyfus Affair was comparable to the election of Donald Trump, which dismayed liberals right around the world by revealing the racist, know-nothing bigotry at the heart of what many people fondly and naively like to think of as a ‘progressive’ nation.)

But it wasn’t just the Jews who were affected. All sorts of minorities in countries and regions all across Europe found themselves victimised, their languages and dialects and cultural traditions under pressure or banned by (often newly founded) states keen to create their own versions of this new, late-century, blood and soil nationalism.

The National Question

In fact this late-nineteenth century, super-charged nationalism was such a powerful force that socialist parties all across Europe had to deal with the uncomfortable fact that it caught the imagination of many more members of the working classes than the socialism which the left-wing parties thought ought to be appealing to them.

Hobsbawm’s heroes Lenin and ‘the young Stalin’ (Stalin – yes, definitely a man to admire and emulate, Eric) were much concerned with the issue. In fact Stalin was asked by Lenin in 1913 to write a pamphlet clarifying the Bolsheviks’ position on the subject, Marxism and the National Question. Lenin’s concern reflected the fact that all across Europe the effort to unify the working class into a revolutionary whole was jeopardised by the way the masses were much more easily rallied in the name of nationalistic ambitions than the comprehensive and radical communist overthrow of society which the socialists dreamed of.

In the few years before Stalin wrote, the Social Democratic Party of Austria had disintegrated into autonomous German, Czech, Polish, Ruthenian, Italian and Slovene groupings, exemplifying the way what ought to be working class, socialist solidarity was increasingly undermined by the new nationalism.

Racism

Related to all these topics was widespread racism or, as Hobsbawm puts it:

  • Racism, whose central role in the nineteenth century cannot be overemphasised. (p.252)

This is the kind of sweeping generalisation which is both useful but questionable, at the same time. Presumably Hobsbawm means that racism was one of the dominant ideologies of the period, but where, exactly? In China? Paraguay? Samoa?

Obviously he means that racist beliefs grew increasingly dominant through all strands of ‘bourgeois’ Western ideology as the century progressed, but even this milder formulation is questionable. In Britain the Liberals consistently opposed imperialism. Many Christian denominations in all nations very powerfully opposed racism. For example, it was the incredibly dedicated work of the Quakers which underpinned Britain’s abolition of the slave trade in 1807.The missionaries who played such a vital role in funding expeditions into Africa did so to abolish the slave trade there and because they thought Africans were children of God, like us.

A key point of the Dreyfus Affair was not that it was a storming victory for antisemites but the reverse: it proved that a very large part of the French political and commenting classes, as well as the wider population, supported Dreyfus and condemned antisemitism.

It is one thing to make sweeping generalisations about the racism which underpinned and long outlasted the slave system in the American South, which Hobsbawm doesn’t hesitate to do. But surely, in the name of accuracy and real historical understanding, you have to point out the equal and opposite force of anti-racism among the well organised, well-funded and widely popular anti-slavery organisations, newspapers and politicians in the North.

I can see what Hobsbawm’s driving at: as the nineteenth century progressed two types of racism emerged ever more powerfully:

1. In Europe, accompanying the growth of late-century nationalism went an increasingly bitter and toxic animosity against, and contempt for, people identified as ‘outsiders’ to the key tenets nationalists included in their ideology (that members of the nation must speak the same language, practice the same religion, look the same etc), most obviously the Jews, but plenty of other ‘minorities’, especially in central and eastern Europe, suffered miserably. And the Armenians in Turkey, right at the end of Hobsbawm’s period.

2. In European colonies, the belief in the intrinsic racial superiority of white Europeans became increasingly widespread and was bolstered in the later period by the spread of various bastardised forms of Darwinism. (I’ve read in numerous accounts that the Indian Revolt of 1857 marked a watershed in British attitudes, with the new men put in charge maintaining a greater distance from their subjects than previously and how, over time, they came to rationalise this into an ideology of racial superiority.)

I don’t for a minute deny any of this. I’m just pointing out that Hobsbawm’s formulation is long on rousing rhetoric and short on any of the specifics about how racist ideology arose, was defined and played out in actual policies of particular western nations, in specific times and places – the kind of details which would be useful, which would aid our understanding.

And I couldn’t help reflecting that if he thinks racism was central to the 19th century, then what about the twentieth century? Surely the twentieth century eclipses the nineteenth on the scale of its racist ideologies and the terrible massacres it prompted, from the Armenian genocide, the Jewish Holocaust, the Nazi Ostplan to wipe out all the Slavs in Europe, the Japanese massacres in China, the anti-black racism which dominated much of American life, the Rwandan genocide, and so on.

Hobsbawm confidently writes about ‘the universal racism of the bourgeois world’ (p.289) but the claim, although containing lots of truth a) like lots of his other sweeping generalisations, tends to break down on closer investigation and b) elides the way that there were a lot of other things going on as well, just as there were in the twentieth century.

The New Woman

In 1894 Irish writer Sarah Grand used the term ‘new woman’ in an influential article, to refer to independent women seeking radical change and, in response, the English writer Ouida (Maria Louisa Rame) used the term as the title of a follow-up article (Wikipedia).

Hobsbawm devotes a chapter to the rise of women during the period 1875 to 1914. He makes a number of points:

Feminism

The number of feminists and suffragettes was always tiny, not least because they stood for issues which only interested middle-class women, then as now. The majority of British women were poor to very poor indeed, and most simply wanted better working and living conditions and pay. It was mostly upper-middle-class women who wanted the right to vote and access to the professions and universities like their fathers and brothers.

The more visible aspects of women’s emancipation were still largely confined to women of the middle class… In countries like Britain, where suffragism became a significant phenomenon, it measured the public strength of organised feminism, but in doing so it also revealed its major limitation, an appeal primarily confined to the middle class. (p.201)

Upper class feminism

It is indicative of the essentially upper-class nature of suffragism and feminism that the first woman to be elected to the UK House of Commons was Constance Georgine Gore-Booth, daughter of Sir Henry Gore-Booth, 5th Baronet, and Georgina, Lady Gore-Booth.

Nancy Astor

In fact, as an Irish Republican, Constance refused to attend Westminster, with the result that the first woman MP to actually sit in the House of Commons, was the American millionairess, Nancy Astor, who took her seat after winning a by-election for the Conservative Party in 1919. Formally titled Viscountess Astor, she lived with her American husband, Waldorf Astor, in a grand London house, No. 4 St. James’s Square, or spent time at the vast Cliveden House in Buckinghamshire which Waldorf’s father bought the couple as a wedding present. Hardly the stuff of social revolutions, is it? The exact opposite, in fact. Reinforcing wealth and privilege.

Rentier feminism

In the same way, a number of the most eminent women of the day lived off inherited money and allowances. They were rentiers, trustafarians aka parasites. When Virginia Woolf wrote that a woman writer needed ‘a room of her own’ what she actually meant was an income of about £500 a year, ideally provided by ‘the family’ i.e. Daddy. The long-running partnership of the founders of the left-wing Fabian Society, Beatrice and Sidney Webb, was based on the £1,000 a year settled on her by her father at her marriage i.e. derived from the labour of others, mostly working class men (p.185).

New secretarial jobs for women

Alongside the rise of a new managerial class, mentioned above, the 1880s and 1890s saw the rise of new secretarial and administrative roles, what Hobsbawm neatly calls ‘a tribute to the typewriter’ (p.201). In 1881 central and local government in Britain employed 7,000 women; by 1911 that number was 76,000. Many women went into these kinds of secretarial jobs, and also filled the jobs created by the spread of the new department and chain stores. So these years saw a broad social change as many middle-class and lower middle-class single women and wives were able to secure reasonable white collar jobs in ever-increasing numbers (p.200).

Women and education

Education began to be offered to the masses across Europe during the 1870s and 80s, with Britain’s patchy 1870 Education Act followed by an act making junior school education compulsory in 1890. Obviously this created a huge new demand for schoolteachers and this, also, was to become a profession which women dominated, a situation which continues to this day. (In the UK in 2019, 98% of all early years teachers are women, 86% of nursery and primary teachers are women, 65% of secondary teachers are women. Overall, 75.8% of all grades of school teacher in the UK are female).

Secretarial and admin, shop staff, and schoolteachers – the pattern of women dominating in these areas was set in the 1880s and 1890s and continues to this day (p.201).

Women and religion

Hobsbawm makes one last point about women during this period which is that many, many more women were actively involved in the Christian church than in feminist or left-wing politics: women were nuns, officiants in churches, and supporters of Christian parties.

Statistically the women who opted for the defence of their sex through piety enormously outnumbered those who opted for liberation. (p.210)

I was surprised to learn that many women in France were actively against the vote being given to women, because they already had a great deal of ‘soft’ social and cultural power under the existing system, and actively didn’t want to get drawn into the worlds of squabbling men, politics and the professions.

Even within the bourgeois liberal society, middle class and petty-bourgeois French women, far from foolish and not often given to gentle passivity, did not bother to support the cause of women’s suffrage in large numbers. (p.209)

Feminism, then as now, claimed to speak for all women, a claim which is very misleading. Many women were not feminists, and many women were actively anti-feminist in the sense that they devoutly believed in Christian, and specifically Catholic, values, which allotted women clear duties and responsibilities as wives and mothers in the home, but also gave them cultural capital, privileges and social power.

These anti-feminists were far from stupid. They realised that a shift to more secular or socialist models would actually deprive them of much of this soft power. Or they just opposed secular, socialist values. Just as more than 50% of white American women voted for Donald Trump in 2016 and did so again in 2020.

Sport

Hobsbawm mentions sport throughout the book. I knew that a lot of sports were given formal rules and their governing bodies founded during this era – the Football League founded in 1888, Rugby Football Union founded 1871, Lawn Tennis Association founded 1888. I knew that tennis and golf in particular quickly became associated with the comfortably off middle classes, as they still are to this day.

But I hadn’t realised that these sports were so very liberating for women. Hobsbawm includes posters of women playing golf and tennis and explains that clubs for these sports became acceptable meeting places for young women whose families could be confident they would be meeting ‘the right sort’ of middle class ‘people like them’. As to this day. The spread of these middle class sports significantly opened up the number of spaces where women had freedom and autonomy.

The bicycle

Another new device which was an important vehicle for women’s freedom was the bicycle, which spread very quickly after its initial development in the 1880s, creating bicycle clubs and competitions and magazines and shops across the industrialised world, particularly liberating for many middle class women whom it allowed to travel independently for the first time.

Victorian Women's Cyclewear: The Ingenious Fight Against Conventions - We Love Cycling magazine

The arts and sciences

I haven’t summarised Hobsbawm’s lengthy sections about the arts and literature because, as a literature graduate, I found them boring and obvious and clichéd (Wagner was a great composer but a bad man; the impressionists revolutionised art by painting out of doors etc).

Ditto the chapters about the hard and social sciences, which I found long-winded, boring and dated. In both Age of Capital and this volume, the first hundred pages describing the main technological and industrial developments of the period are by far the most interesting and exciting bits, and the texts go steadily downhill after that.


Credit

The Age of Empire: 1875 to 1914 by Eric Hobsbawm was published in 1975 by Weidenfeld and Nicholson. All references are to the 1985 Abacus paperback edition.

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The Age of Capital: 1848 to 1875 by Eric Hobsbawm (1975)

The astonishing world-wide expansion of capitalism in the third quarter of the [nineteenth] century…
(The Age of Capital, page 147)

Eric Hobsbawn (1917 to 2012) was one of Britain’s leading historians. A lifelong Marxist, his most famous books are the trilogy covering what he himself termed ‘the long 19th century’, i.e. from the outbreak of the French Revolution in 1789 to the Great War in 1914. These three books are:

  • The Age of Revolution: Europe 1789–1848 (1962)
  • The Age of Capital: 1848–1875 (1975)
  • The Age of Empire: 1875–1914 (1987)

To which he later appended his account of the ‘short’ 20th century, The Age of Extremes: The Short Twentieth Century, 1914 to 1991 (1994).

The Age of Capital: 1848 to 1875

The Age of Capital: 1848 to 1875 does what it says on the tin and provides a dazzlingly panoramic overview of the full economic, political and social events right across Europe and indeed around the world, from the famous year of revolutions (1848) through to his cutoff point 27 years later.

In his preface Hobsbawm says that the end of the era can be taken as 1873, which marked the start of what contemporaries came to call the Great Depression, a decades-long slump in trade and industry which is usually taken to have lasted from 1873 to 1896. Maybe he and the publishers chose the slightly later date of 1875 so as to end it precisely 100 years before the book’s publication date. Certainly nothing specifically important happened in 1875, it’s just a convenient marker.

General response

When I was a student in the 1980s I much preferred Hobsbawm’s rip-roaring and colourful trilogy to his dry economic volume, Industry and Empire: From 1750 to the Present Day (1968). Now the situation is reversed. I like the earlier book because it is more factual, which makes the central proposition of its first part – that the vital spur to the industrial revolution was Britain’s position at the centre of a complex global network of colonies which allowed it to import raw materials from some and export finished products to others at great profit – all the more powerful and persuasive.

By contrast, The Age of Capital is much more overtly a) Marxist and b) rhetorical and, after a while, both these aspects began to seriously detract from my enjoyment.

1. Very dated Marxism

Hobsbawm loses no opportunity to bang on about the bourgeoisie and the proletariat. These are both foreign words, French and German, respectively, and, for me, they began to really stick out from the text. I began to circle them in pencil, along with his other buzzwords, ‘capitalism’ and ‘revolution’, and this helped to visually confirm my sense that some passages of the book are entirely constructed from this dusty Marxist rhetoric. ‘The demands of the bourgeoisie…’, ‘The bourgeois market…’, ‘The business and domestic needs of the bourgeoisie…’, literally hundreds of times.

Back in the 1980s it didn’t stick out so much because a) as a humanities student I moved in an atmosphere permanently coloured with excitable student rhetoric about ‘the revolution’ and the overthrow of ‘capitalism’ and so on, and b) this reflected the rhetoric’s widespread use in the public domain, where you heard a lot more of this sort of terminology coming out of the 1980s Labour Party in the era of the Miners Strike and the Militant Tendency and so on.

But when the Soviet Union collapsed in 1991, all the steam went out of international socialism. Up till then the rhetoric of revolution had a genuine sense of threat or menace – not that there was necessarily going to be a revolution tomorrow, but there had been, and there could be again, and so it felt like some kind of communist revolution was, at the very least, a real, conceptual possibility. And this sense of possibility and threat was reinforced by the number of genuinely communist governments around the world, all 15 Soviet states, all of China, half of Europe, much of south-east Asia, as well as the various Marxist guerrilla groups across Africa and Latin America. It was a rhetoric, a set of ideas and a mindset you couldn’t help engaging with every day if you watched the news or read newspapers.

File:Communist countries 1979-1983.png

Communist countries 1979 to 1983. Source: Wikipedia

These terms had real-world presence and possibilities because they were the official rhetoric of half the governments of the world. The Soviet Union, Chinese or Cuban governments routinely made pronouncements condemning the ‘capitalist countries’, attacking ‘bourgeois liberalism’, criticising ‘western imperialists’ and so on.

Now, decades later, all this has disappeared. Gross injustice there still is, and sporadic outbreaks of left-wing-sounding movements for fairness. But they lack the intellectual cohesion and above all the sense of confidence (and funding) and threat which ‘revolutionary’ movements were given in the 1960s, 70s and 80s by the vast presence and threat of the Soviet Union and the Eastern bloc. John Le Carré’s thrillers had such an impact because behind the small number of spies battling it out there was the real sense that a war might break out, that espionage might play a role in the actual undermining of the West.

What I’m driving at is that Hobsbawm’s relentless focus on the political movements of the workers of his era, of the proletariat and radicals and socialists and so on of the 1860s and 1870s, now looks quaint and dated. Of course 1848 to 1875 was the era of the triumph of capitalism and the response of workers and workers parties and liberals and intellectuals all across Europe was often couched in terms of socialism and even communism, and Karl Marx and Friedrich Engels were alive and organising and writing, yes, of course.

But this book’s relentless focus on the plight of ‘the workers’ and the formation of ‘the proletariat’ is not only obviously biased and parti pris but now, in our post-communist era, comes over as dated and contrived. He was writing in the mid-1970s to a widespread acceptance of very left-wing politics which was common not only among academics but in trade unions and major political parties all across Europe and which has now… vanished.

And comes over as boring. I got bored of the way Hobsbawm casually labels the working classes or the populations of non-western countries as ‘victims’, as if absolutely everyone in 1860s China or Persia or Egypt or Africa were helpless children.

I’m just reading a passage where he lambasts the Victorian bourgeoisie for its ‘prejudices’ but his own worldview is just as riddled with prejudice, clichés and stereotypes – the ‘bourgeoisie’ is always 100% powerful exploiters; everyone else is always 100% helpless ‘victims’; only Karl Marx understood what was going on; the holy quest for ‘revolution’ went into abeyance during these years but was to revive and flourish in the 1880s, hurrah!

He repeats certain phrases, such as ‘bourgeois liberalism’, so many times that they eventually become empty of meaning, little more than slogans and boo words.

‘Here is the hypocrite bourgeois in the bosom of his smug family while the workers slave away in his factory’, BOO!

‘Here are the socialist intellectuals and more educated workers seeking to organise labour and planning for the revolutionary overthrow of bourgeois society and the seizure of the means of production by the workers’, HOORAY!

‘Here are the Great Thinkers of the period, Auguste Comte and Herbert Spencer, whose writings supported raw capitalism, racism and eugenics’, BOO!

‘Here are Karl Mark and Friedrich Engels, noble humanitarians who were the only ones to grasp the scale of the socio-economic changes the industrialised world was undergoing’, HOORAY!

2. Hobsbawm’s superficial treatment prevents understanding

This brings me to the other major flaw in the book which is that it reads to me, now, as so superficial on almost all the specific events it covers, as to be actively misleading.

As a starry-eyed and fairly uneducated student it came as a dazzling revelation to learn just how many huge and momentous events took place during this packed 25-year period. It was my first introduction to the 1848 revolutions and the Paris Commune, to the Taiping Rebellion and the American Civil War and so on, all of which stretched my historical understanding and broadened my perspectives on world history.

However, rereading it now, 30 years later, I think Hobsbawm’s presentation of many of these subjects is so brief and is so skewed by the way he forces everything into his Marxist worldview – everything is shoehorned into the same framework of capitalism and proletariat and bourgeoisie – as to be actively misleading.

Because every event he covers is described in terms of the triumph of the liberal-capitalist bourgeoisie over either their own proletariat or entire foreign nations (for example, China or India) everything ends up sounding very samey. He doesn’t distinguish between the enormous cultural, economic, legal and historical differences between nations – between, for example the ‘bourgeoisie’ of America, Britain and Germany, all very different things – he doesn’t pay attention to the complexities and unexpected turns and ironies which defy Marxism’s neat patterns and limited repertoire of concepts.

This generalising tendency makes a lot of the events of the era sound the same and this actively prevents a proper understanding of history’s complexities and strangeness. It was only when I read specific books on some of the events he describes that I came to really understand the complexity and specificity of events which Hobsbawm, for all his verve and rhetoric, often leaves badly unexplained.

For example, I’ve just read Hobsbawm’s description of the Paris Commune (pages 200 to 202) and am profoundly unimpressed. He skimps on the historical detail or the actual events of the Commune, preferring to give a shallow, teenage account of how much it scared the European bourgeoisie and how they took fright at the sight of workers running their own government etc.

Its [the Commune’s] actual history is overlaid by the enormously powerful myth it generated, both in France itself and (through Karl Marx) in the international socialist movement; a myth which reverberates to this day, notably in the Chinese People’s Republic… If it did not threaten the bourgeois order seriously, it frightened the wits out of it by its mere existence. Its life and death were surrounded by panic and hysteria, especially in the international press, which accused it of instituting communism, expropriating the rich and sharing their wives, terror, wholesale massacre, chaos, anarchy and whatever else haunted the nightmares of the respectable classes – all, needless to say, deliberately plotted by the International. (p.201)

See what I mean by rhetoric? Heavy on rhetoric and references to Marx, the International, communist China, revolution, bourgeois order and so on. But where are the facts in that passage? There aren’t any.

Hobsbawm fails to explain the context of the Franco-Prussian War or the complex sequence of events which led to the declaration of the Commune. He glosses over the way the workers’ government came into being, the disagreements among various factions, the executions of hostages which introduced a note of terror and violence into the situation, which was then amply repaid by the French government forces when they retook Paris arrondissement by arrondissement and the mass executions of communards which followed. I only came to properly appreciate the Commune’s grim complexity when, many decades later, I read The Fall of Paris by Alistair Horne (1965)

Same with the Crimean War, which Hobsbawm dismisses as a notorious fiasco and more or less leaves at that (p.96). It wasn’t until I read The Crimean War by Orlando Figes (2010) a few years ago that I for the first time understood the long-term geopolitical forces at work (namely the Ottoman Empire’s decay and the fierce ambition of Russia to seize the Straits and extend their territory all the way to Constantinople), the complicated sequence of events which led up to the outbreak of war, and the multiple ways in which it was, indeed, a mismanaged disaster.

Same with the American Civil War (pages 170 to 173). Hobsbawn gives a breath-takingly superficial sketch (‘For four years the civil war raged’) and, surprisingly for such a left-wing writer, doesn’t really give slavery its due weight. He is more interested in the way victory for the North was victory for American capitalism, which was the view of Marx himself.

Anyway, it wasn’t until I read James McPherson’s epic history of the American Civil War, decades later, that I really understood the long-term causes of the war, the huge conceptual frameworks within which it took place (I’m still awed at the ambition of some of the southern slavers to create a new and completely separate nation which would include all the Caribbean and most of Central America), the terrible, appalling, mind-searing horrors of slavery, the strong case made by the southern states for secession, and the technological reasons (development of better guns) why it went on so long and caused such immense casualties (620,000 dead).

Here are books on specific events or figures from the period, which I would strongly in preference to Hobsbawm if you really want to fully understand key events from the period:

Same on the domestic front. By limiting his description of British society to concepts of capital, capitalists, bourgeoisie and proletariat, Hobsbawm, in his concern with identifying the structural and economic parallels between all the capitalist nations of the West, loses most of the details which make history, and life, interesting.

I came to this book immediately after reading Richard Shannon’s book, The Crisis of Imperialism, 1865 to 1915 which is a long, sometimes rather turgid, but nonetheless fascinating and detailed analysis of the high politics of Britain during the period, which views them almost entirely in terms of the complicated challenges faced by successive British leaders in trying to keep the various factions in their parties onside while they negotiated the minefields of domestic and international politics. Among other things, Shannon’s book brilliantly conveys the matrix of intellectual and political traditions which politicians like Gladstone and Disraeli sought to harness, and how they both were trying to preserve visions of a past equilibrium or social balance which probably never existed, while the world hurried them relentlessly onwards.

By contrast, Hobsbawm’s account gives you no idea at all of the characters and worldviews of the leading politicians of the day; they are all just representatives of the ‘bourgeoisie’, taken as, for all intents and purposes, identical, whether in America, Britain, France, Germany, Italy and so on. (The one possible exception is Bismarck, who emerges with a very clear political agenda, all of which he achieved, and so impresses Hobsbawm.)

The book’s strengths

Where the book does score, what made its reputation when it was published and has maintained it ever since, is the bravura confidence with which Hobsbawm leaps from one continent to another, mimicking in the structure of his text the phenomenal spread of the industrial revolution and the new capitalist ways of managing production, new social relations, a new economy, and new trading relations, new and unprecedented ways of doing things which spread like wildfire around the world. The first half of the book is crammed with raw facts and statistics about the West’s astonishing feats of industrialisation and engineering. Here are some highlights:

1848, the ‘springtime of peoples’

1848 saw political revolution across Europe. I have summarised these in a review of 1848: Year of Revolution by Mike Rapport (2008). The revolutions of 1848 generated a huge amount of rhetoric, primarily by middle class nationalists and liberals, but also from ideologists for the new ideas of socialism and communism.

But the key thing about the 1848 revolutions and the so-called ‘springtime of peoples’ is that they failed. Within a year, year and a half at most, they had all been crushed. Some political gains were made, serfdom was abolished in Hungary, but broadly speaking, within two years the kings and emperors were back in control.

All except in the most politically unstable country of Europe, France, which overthrew its king, endured three years of unstable democracy and then elected a buffoon, the nephew of Napoleon Bonaparte, to become their emperor, Napoleon III (Napoleon counted his father as Napoleon II, hence the way he named himself the third Napoleon). The French replaced an inept king with a populist buffoon. The left was decisively crushed for nearly 40 years, only reviving in the harsher environment of the 1880s.

The labour movement [across Europe] had not so much been destroyed as decapitated by the failure of the 1848 revolutions and the subsequent decades of economic expansion. (p.133)

Boom years of the 1850s

The 1848 revolutions were bitterly fought, there was a lot of bloodshed which amounted to civil war in some parts of Europe, but apart from the fact that they all failed in their aims of establishing liberal republics, the other key thing about them that Hobsbawm brings out is they were the end of a process, not the beginning.

The 1840s are often referred to as the Hungry Forties because of the malign impact of industrialisation on many populations, combined with a run of bad harvests. BUT 1850 saw all this change, with a sudden industrial boom which lasted most of the rest of the 1850s and a run of good harvests.

With the result that the ‘working class militancy’ so beloved of a Marxist like Hobsbawm fizzled out. Chartism, which had at one point threatened the state in Britain, disappeared and the same with the other movements across Europe. All except for the nationalist movements in Germany and Italy, which were by no means socialist or for the workers. The unification of Germany was brought about by Bismarck, the opposite of a socialist.

1848 gold rush

Much more important for the global economy was the discovery, in the same year, 1848, of gold in California. This is the kind of thing Hobsbawm is good at, because he has the figures at his fingertips to show how dramatically the gold rush drew the Pacific world closer together. An unprecedented number of Chinese crossed the sea to find their fortunes in California, part of the huge influx of migrants who boosted San Francisco’s population from 812 in 1848 to 35,000 just 4 years later (p.79).

Crews of ships docking in San Francisco regularly absconded in their entirety, leaving the wooden ships to rot, many of them eventually being torn up and used as building materials. Such was the pull of gold and the mushroom wealth it created, that fleets and food were attracted up the coast from faraway Chile.

The gold rush also acted as a financial incentive for the completion of the transcontinental railways being built at the time (the line right across America was completed in 1869). Previously California had been cut off by the huge Rocky mountains. Now there was the incentive of gold to complete a transport link to it, allowing the traffic of food from the mid-West.

Globalisation

The gold rush in California (shortly followed by one in Australia) is a good example of one of the overall themes of the book, which is that this era saw the advent of Globalisation.

The interdependence of the world economy could hardly be better demonstrated. (p.79)

Due to the railway, the steamer and the telegraph…the geographical size of the capitalist economy could suddenly multiply as the intensity of its business transactions increased. The entire globe became part of this economy. This creation of a single expanded world is probably the most significant development of our period…for practical purposes an entirely new economic world was added to the old and integrated into it. (p.48)

In this industrial capitalism became a genuine world economy and the globe was therefore transformed from a geographical expression into a constant operational reality. History from now on became world history. (p.63)

No wonder that observers saw the economic world not merely as a single interlocking complex, but as one where each part was sensitive to what happened elsewhere, and through which money, goods and men moved smoothly and with increasing rapidity, according to the irresistible stimuli of supply and demand, gain and loss and with the help of modern technology. (p.82)

…the ever-tightening network of global communications, whose most tangible result was a vast increase in the flow of international exchanges of goods and men… (p.85)

For the historian the great boom of the 1850s marks the foundation of a global industrial economy and a single world history. (p.88)

… the extraordinary widening and deepening  of the world economy which forms the basic theme of world history at this period. (p.207)

Second industrial revolution

There are varying opinions about how many industrial revolutions there were. From Hobsbawm’s accounts here and in Industry and Empire it seems clear the first industrial revolution centred on cotton production, took place in Lancashire, and relied on British dominance of international trade, since 100% of the raw material was imported (from the American South) and a huge percentage was then exported (to Africa and India).

There was a slump in the textile economy in the 1830s and Hobsbawm briefly entertains the counter-factual possibility that the process of industrialisation, which had, after all, only touched a relatively tiny part of the world’s surface, might have sputtered out and died altogether.

But it was saved by a second wave of renewed industrial activity leading to phenomenal growth in production of coal and iron, with accompanying technical innovations, which were catalysed by the new technology connected with the railway (which Hobsbawm tells us Karl Marx thought of as capitalism’s ‘crowning achievement’, p.48).

Railway mania

Hobsbawm explains how the railway mania, at first in Britain, then in other industrialising nations, was driven by financial factors, namely the need for capitalists who had acquired large amounts of capital for something to invest in.

Hobsbawm has some lyrical passages, the kind of thing most readers of this book long remember, describing the astonishing feats of finance and engineering and labour which flung huge lengths of iron railroad across the continents of the world between the 1840s and the 1870s, connecting coasts with hinterlands, linking the world together as never before. Many readers remember Hobsbawm’s awed descriptions of the astonishing achievements of individual railway entrepreneurs such as Thomas Brassey, who at one point was employing 80,000 men on five continents (pages 70 to 73).

Such men thought in continents and oceans. For them the world was a single unit, bound together with rails of iron and steam engines, because the horizons of business were like their dreams, world-wide. (p.74)

He points out that Jules Verne’s famous novel of 1873, Around the World in Eighty Days, was fantastically topical to its time. In effect its protagonist, Phileas Fogg, was testing and showcasing the spread of the new railway technology which had girdled the earth (p.69).

Map of the trip

Map of Philea Fogg’s route in Around the World in Eighty Days by Jules Verne (Map created by Roke. Source: Wikipedia)

The electric telegraph

Even more dramatic than railways was the development of the electric telegraph which Hobsbawm describes in detail on pages 75 to 78. It was the telegraph which created the first and definitive communications revolution. In 1848 you had to wait months for letters to arrive from another continent. By 1875 news could be telegraphed from England to America in minutes. It was a transformation in human relations, perception and psychology.

Hobsbawm goes on to make the interesting point that this globalisation was still very limited and focused on high profit areas and routes. Only a hundred miles from the railway and telegraph, billions of people still lived with more or less feudal technology, the fastest vehicle being the ox-cart.

Right from the beginning the process of globalisation created an even bigger zone of unglobalisation, what is now often called the ‘left behind’. So Phileas Fogg’s famous journey has this additional interpretation, that it was a journey along the frontier between the newly globalised and the still untouched. In the novel Phileas travels a kind of borderline between the deep past and the ever-accelerating future.

Production figures

Britain produced 2.5 million tons of iron in 1850, in 1870 6 million tons, or about half the world’s total. Over the same period world production of coal increased by two and a half times, world output of iron four times. Global steam power increased from an estimated 4 million horsepower in 1850 to 18.5 million HP by 1870. In 1859 2,000 million barrels of oil were produced in the USA, in 1874, 11 million barrels. The book ends with a dozen pages of tables conveying these and many other examples of the explosion in productivity and output, and maps showing the spread of trade routes and emigration movements around the world.

The industrialisation of the German Federation between 1850 and 1870 had major geopolitical implications, creating the industrial might which helped Bismarck win three wars in succession and create a united Germany, which has been a decisive force in Europe ever since (p.56).

World fairs

As their economic system, businesses and military might spread around the world, what Hobsbawm calls the ‘liberal bourgeoisie’ celebrated in a series of world’s fairs, starting with the famous Great Exhibition at the Crystal Palace in London at which no fewer than 14,000 firms exhibited (1851), followed by Paris 1855, London 1862, Paris 1867, Vienna 1873 and Philadelphia 1875 (p.47).

Mass migration

The third quarter of the nineteenth century saw the largest migrations in human history to that point. Between 1846 and 1875 more than 9 million people left Europe, mostly for America (p.228). Between 1851 and 1880 about 5.3 million people left the British Isles (3.5 million to the USA, 1 million to Australia, half a million to Canada).

More subtly, maybe, there was large scale inner migration from the countryside to the new mushroom towns and cities of the industrial revolution, creating vast acreages of appallingly squalid, over-crowded slums without any sanitation, water etc. These were to be the settings for the poverty literature and government reports of the 1880s and 1890s which brought about sweeping changes in town planning at the end of the century and into the 1900s.

The challenge to the developing world

The corollary of the notion that industrial ‘liberal capitalism’ spread its tentacles right around the world during this period, drawing all nations and peoples and places into its ravenous quest for profit, was the challenge this represented to all the non-Western nations and other cultures. Hobsbawn has sections describing the responses of the Ottoman Empire, the world of Islam, the Chinese Empire, the Persian Empire and the Japanese to the growing challenge from what he glibly calls ‘the West’.

His passages on these nations suffer from the same shortcomings I’ve listed above, namely that they are brief and superficial. To really understand what happened in China during this period, I would recommend The Penguin History of Modern China: The Fall and Rise of a Great Power, 1850 to the Present by Jonathan Fenby (2013). For an overview of why the non-Western empires and cultures proved incapable of matching the West’s dynamism, I recommend the outstanding After Tamerlane: The Rise and Fall of Global Empires 1400 to 2000 by John Darwin. For descriptions of the internal crises the transformation sparked, generally leading to the overthrow of the old regimes, in the Ottoman Empire, China, Japan in a controlled way, I would recommend you to find books specifically about those countries.

Wars

It was an era of wars. Which era hasn’t been?

  • The Second Carlist War (1846 to 1849) was a minor Catalan uprising
  • The Taiping Rebellion aka the Taiping Civil War or the Taiping Revolution, 1850 to 1864
  • The Crimean War, October 1853 to February 1856
  • American Civil War, 12 April 1861 to 9 April 1865
  • The Unification of Germany involved:
    • The Second Schleswig War aka Prusso-Danish War Feb to October 1864
    • The Austro-Prussian War or Seven Weeks’ War, June to July 1866
    • The Franco-Prussian War War, 19 July 1870 to 28 January 1871
  • The Unification of Italy involved:
    • The Second Italian War of Independence aka the Austro-Sardinian War, April to 12 July 1859
      (2 months, 2 weeks and 2 days)
    • The Third Italian War of Independence between the Kingdom of Italy and the Austrian Empire, June and August 1866
  • The Paraguayan War aka the War of the Triple Alliance, 1864 to 1870
  • The Third Carlist War, in Spain, 1872 to 1876

Famines

Less newsworthy than wars, less painted, less celebrated, producing fewer statues and medals, but many times more people died in famines than conflicts. As Hobsbawm points out, one of the fundamental differences between the ‘civilised world’ and the rest is that the industrial world can (by and large) feed its populations, whereas the undeveloped world is susceptible to failures of harvest and distribution.

  • 1848: Java ravaged by famine
  • 1849: maybe 14 million died in the Chinese famine
  • 1854 to 1864 as many as 20 million died in prolonged famine in China
  • 1856: one in ten of the population of Orissa died in the famine
  • 1861 to 1872: a fifth the population of Algeria died of starvation
  • 1868 to 1870: up to a third the population of Rajputana
  • 3 and a half million perished in Madras
  • 1871 to 1873: up to 2 million, a third the population of Persia, died of starvation
  • 1876 to 1878: 1 million in Mysore

Hobsbawm tries to reclaim human dignity i.e. give these catastrophes some semblance of meaning, by blaming some of this on the colonial powers (especially the British in India; as a British Marxist he is duty bound to reserve most of his scorn and contempt for the British authorities). But the effect of this list is not to make me ‘blame’ anyone, it just overwhelms me with the misery and suffering most of humanity have experienced throughout most of human history.

American states

In the post-civil war era, America continued to grow, adding states to its roster, having now settled the central issue of the war, which was whether they would be slave states of free states. The North’s victory in 1865 meant they would all be ‘free’ states.

  • Wisconsin became a state in 1848
  • California 1850
  • Minnesota 1858
  • Oregon 1859
  • Kansas 1861
  • West Virginia 1863
  • Nevada 1864
  • Nebraska 1867
  • Russia sold America Alaska 1867
  • Colorado 1876

Colonies

The original European colonial powers were Portugal and Spain. Spain lost control of its colonies in Central and South America in the early 1800s. Portugal hung on longer to a handful of territories in Latin America, a few coastal strips in Africa and Goa in India (p.145). The Dutch created a sizeable foreign empire in the 17th and 18th centuries. The French had ambitions to control North America and India but lost out during the 18th century to the British. So that the nineteenth century belonged to Britain, which ruled the world’s oceans and developed an unprecedented web of international, ocean-carried trade and this, Hobsbawm argues, was the bedrock reason for Britain pioneering the industrial revolution.

In a nutshell, the idea is that a fully developed capitalist system must be continually looking for new markets in order to maintain its growth. Where markets don’t exist in its native country, the system creates needs and markets through advertising. Or it conquers new parts of the world and new populations which it can drag into its mesh of trade and sales, extracting its raw materials at the cheapest cost, and turning them into manufactured items which it sells back to colonial peoples at the maximum profit.

Although there continued to be expeditions and territorial claims during this period, it was really a prelude to the frenzy of imperial conquest which characterised the final quarter of the nineteenth century, and which is the subject of the third book in the trilogy, the sequel to this one, Age of Empire.

In a word

Hobsbawm’s book impressed when it was published, and still does now, with its sheer range and scope, with its blizzard of facts and data, with its rhetorical conjuring of a world for the first time embraced and joined together by new technologies (railway, steamship, telegraph).

But its strength is its weakness, for its breadth means it sacrifices subtlety and insight for dogma, and becomes increasingly bogged down in sweeping generalisations about the wicked bourgeoisie and hypocritical capitalists (‘In general capitalists of the first generation were philistines…’, p.334).

By the end of the book I was sick to death of the sight of the word ‘bourgeois’. Hobsbawm sounds like a fairground toy: put a penny in the slot and watch it jerk to life and start spouting endless slogans about the vicious, hypocritical, exploitative ‘bourgeoisie’, especially in the long and profoundly dim final  sections of the book in which, God forgive us, an ageing Marxist historian shares with us his banal and  predictable views about the intellectual and artistic achievements of the period. For example:

  • The novel can be considered the one genre which found it possible to adapt itself to that bourgeois society….p.326
  • When one considers the orgy of building into which a prosperous bourgeois society threw itself…326
  • Few societies have cherished the works of creative genius… more than that of the nineteenth-century bourgeoisie. p.327
  • The demands of the bourgeoisie were individually more modest, collectively far greater. (p.330)
  • The business and domestic needs of the bourgeoisie made the fortunes of plenty of architects… (p.330)
  • The bourgeois market was new only insofar as it was now unusually large and increasingly prosperous. (p.330)
  • We can certainly discover those who, for various reasons, resisted or tried to shock a bourgeois public… (p.332)
  • For bourgeois society [the artist] represented ‘genius’…
  • Bourgeois tourists could now hardly avoid that endless and footsore pilgrimage to the shrines of the arts which is still in progress along the hard floors of the Louvre, Uffizi and San Marco. (p.335)
  • [Artists] did not have to conform to the mores of the normal bourgeois… (p.335)
  • Here again Richard Wagner showed a faultless appreciation of the bourgeois artist. (p.335)
  • Did the bourgeois actually enjoy the arts? (p.335)
  • Aestheticism did not become a bourgeois fashion until the late 1870s and 1880s. (p.336)
  • The bourgeoisie of the mid-nineteenth century was torn by a dilemma which its triumph made even more acute. (p.340)
  • At best the bourgeois version of ‘realism’ was a socially suitable selection… (p.340)
  • [Naturalism] normally implied a conscious political critique of bourgeois society… (p.340)
  • The insatiable demands of the bourgeoisie, and especially the petty-bourgeoisie, for cheap portraits provided the basis of [photography]’s success. (p.341)
  • Torn between the idealism and the realism of the bourgeois world, the realists also rejected photography… (p.342)
  • The Impressionists are important not for their popular subject matter – Sunday outings, popular dances, the townscapes and city scenes of cities, the theatres, race-courses and brothels of the bourgeois society’s half world – but for their innovation of method. (p.344)
  • If science was one basic value of bourgeois society, individualism and competition were others. (p.345)
  • [The birth of the avant-garde] represents the collapse of the attempt to produce an art intellectually consistent with (though often critical of) bourgeois society… (p.346)
  • This breakdown affected the marginal strata of the bourgeois world more than its central core: students and young intellectuals, aspiring writers and artists, the general boheme of those who refused to accept (however temporarily) to adopt the ways of bourgeois respectability… (p.347)
  • [French artists] were united, like the Romantics before 1848, only by a common dislike of the bourgeoisie… (p.348)
  • Until 1848 these spiritual Latin Quarters of bourgeois society had hope of a republic and social revolution…. (p.348)
  • Flaubert’s Sentimental Education (1869) is that story of the hope in the hearts of the world-storming young men of the 1840s and its double disappointment, by the 1848 revolution itself and by the subsequent era in which the bourgeoisie triumphed… (p.348)
  • With the collapse of the dream of 1848 and the victory of the reality of Second Empire France, Bismarckian Germany, Palmerstonian and Gladstonian Britain and the Italy of Victor Emmanuel, the western bourgeois arts starting with painting and poetry therefore bifurcated into those appealing to the mass public and those appealing to a self-defined minority. They were not quite as outlawed by bourgeois society as the mythological history of the avant-garde arts has it… (p.349)
  • [Music] could oppose the bourgeois world only from within, an easy task, since the bourgeois himself was unlikely to recognise when he was being criticised. (p.350)
  • Richard Wagner succeeded…in convincing the most financially solvent cultural authorities and members of the bourgeois public that they themselves belonged to the spiritual elite… (p.350)
  • Prose literature, and especially that characteristic art form of the bourgeois era, the novel, flourished for exactly the opposite reason. (p.350)
  • It would be unfair to confine the discussion of the arts in the age of bourgeois triumph to masters and masterpieces… (p.351)

Eventually, by dint of endless relentless repetition, the word ‘bourgeois’ becomes almost entirely emptied of meaning, and the endless conflating of everything bad, vicious, exploitative, hypocritical and philistine under this one mindless label eventually obliterates all Hobsbawm’s attempts to analyse and shed light. It does the opposite.

He nowhere makes clear that, since it is a French word implies, this venomous hatred of the ‘bourgeoisie’ had special French origins and significances in a politically unstable country which had a revolution more or less every generation throughout the century, which just weren’t the same and couldn’t be applied in the same way in Germany, Britain let alone America. Tennyson didn’t hate the English ‘bourgeoisie’, Dickens didn’t despise the English ‘bourgeoisie’, as much as their French counterparts, Baudelaire and Flaubert hated the French ‘bourgeoisie’. The hatred, the concept and the cultural context are all French and have never made nearly as much sense in Britain, let alone in America, as Marx learned to his bitter disappointment.

The passages describing the astonishing achievements of entrepreneurs, inventors, engineers and industrial innovators during this period remain thrilling and eye-opening, but they make up a minority of the text. Struggling through the long, doctrinaire Marxist and tediously banal second half is like being trapped in a corner of a party by a slobbering bore who asks you to hang on while he just tells you 20 more reasons why the Victorian bourgeoisie were so despicable. ‘Yes, grandad. I get it.’

The Age of Capital is arguably, in its overall tendency and rigidly doctrinaire interpretations, more a relic of its own time, the right-on, Marxisant 1970s, than a reliable guide to the era it claims to describe.

Ad hominem

On one occasion only have I been in a traditional London gentleman’s club, when a TV producer invited me to lunch at his club, the Garrick. He pointed out a few famous members in the packed dining room, including the distinctive features of the agèd and lanky Hobsbawm over at one of the tables.

It struck me how very English it was that this fire-breathing, ‘radical’, ‘Marxist’ historian enjoyed all the benefits of the English Establishment, membership of top clubs, numerous honours (Companion of Honour, Fellow of the Royal Society of Literature, Fellow of the British Academy and so on), enjoying a tasty lunch at the Garrick before strolling back to the library to pen another excoriating attack on the hypocrisy, philistinism, greed, ruthlessness and cruelty of the ancestors of the jolly chaps he’d just been sitting among, confident that his ‘bourgeois’ publishers would do a good job producing and promoting his next book, that the ‘bourgeois’ bookshops would display and sell it, that the ‘bourgeois’ press would give it glowing reviews, and he would be awarded another chestful of honours by a grateful monarch.

It’s not really even hypocrisy, it’s something odder: that academic communities across the Western world happily employed, paid and promoted humanities academics and writers who systematically castigated their employers, their nations and their histories, and cheerfully proclaimed their allegiance to foreign powers (the USSR, China) who made no secret of their intention to overthrow the West in violent revolution.

Well, history has had its revenge on the Marxist historians. As I slotted Age of Capital back onto my shelf I thought I heard the sound of distant laughter.


Credit

The Age of Capital: 1848 to 1875 by Eric Hobsbawm was published in 1975 by Weidenfeld and Nicholson. All references are to the 1985 Abacus paperback.

Hobsbawm reviews

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Industry and Empire: From 1750 to the Present Day by Eric Hobsbawm (1968)

Eric Hobsbawm (1917 to 2012) was one of Britain’s leading Marxist historians. Of Jewish parentage he spent his boyhood in Vienna and Berlin during the rise of the Nazis. With Hitler’s accession to power in 1933, the family moved to Britain in 1933, although his Wikipedia page is at pains to point out that, because his father was originally from London’s East End, he had always had British citizenship. Hobsbawm excelled at school and went to Cambridge where he joined the communist party in 1936.

Twenty-two when the Second World War broke out, Hobsbawm served in the Royal Engineers and the Army Educational Corps, though he was prevented from serving overseas due to his communist beliefs. In 1947 he got his first job as a lecturer in history at Birkbeck College, University of London, the start of a long and very successful career as a historian, which included stints teaching in America at Stanford and MIT.

As a Marxist Hobsbawm had a special interest in what he called the ‘dual revolutions’ i.e. the political revolution in France in 1789 and the parallel industrial revolution in Britain. His most famous books are the trilogy describing what he himself termed ‘the long 19th century’, i.e. from the outbreak of the French Revolution in 1789 to the Great War in 1914. These three books are:

  • The Age of Revolution: Europe 1789–1848 (1962)
  • The Age of Capital: 1848–1875 (1975)
  • The Age of Empire: 1875–1914 (1987)

A series he completed with a fourth volume, his account of the ‘short’ 20th century, The Age of Extremes (1994).

Industry and Empire was commissioned by the high-minded Pelican books back in the mid-1960s, as the third and concluding volume in a series about economic history (part 1 being The Medieval Economy and Society by M.M. Postan, part 2 Reformation to Industrial Revolution by Hobsbawm’s fellow Marxist historian, Christopher Hill).

I read it as a student and had a vague memory of finding it rather boring, but on rereading I found it riveting. Setting out to cover such a huge period of just over 200 years means that individual chapters are relatively brief at around 20 pages long and highly focused on their subjects.

State of England 1750

Arguably the most interesting section is the opening 50 pages where Hobsbawm sets the scene for the industrial revolution which is to come, describing the state of England (the book focuses overwhelmingly on England with only occasional remarks about the other three nations of the UK) around 1750, and making a number of interesting observations.

The most interesting is that, although England was ruled by an oligarchy of a relatively small number of mighty families – maybe as few as 200 – who owned most of the land, the key thing about them was that they were a post-revolutionary elite (p.32). Their equivalents in France or the German or Italian states were genuinely hidebound reactionaries obsessed with aping the accoutrements and etiquette of kings and princes. By sharp contrast England’s elite had survived not one but two revolutions (the execution of Charles I in 1649, then the Glorious Revolution of 1688). As a result they did not submit to their monarch but had reached a position of constitutional ascendancy over their king in the form of a dominating Parliament. They were powerful and independent.

Above all, England’s elite were devoted to commerce and profit. One of the motive forces of the civil war of the 1640s had been King Charles’s insistence on granting monopolies of trade to favoured courtiers and spurning genuine entrepreneurs who came to form a powerful bloc against him. But all that had been sorted out a century ago. Now this politically independent oligarchy was interested in trade and profit of all sorts.

But these were only one of the many differences which distinguished 1750s England from the continent. Foreign visitors also remarked on the well-tended, well-organised state of the land and the thoroughness of its agriculture. They commented on the flourishing of trade: England was noted as a very business-like nation, with well-developed markets for domestic goods of all kinds.

Multiple origins of the Industrial Revolution

Hobsbawm points out that the industrial revolution is one of the most over-determined and over-explained events in history. He amusingly rattles off a list of reasons which have been given by countless historians over the years for why the industrial revolution first occurred in Britain, for why Britain was for several generations the unique workshop of the world and pioneer of revolutionary new ways of working, new industrial machinery, new ways of producing and distributing goods. Historians have attributed it to:

  • Protestantism and the Protestant work ethic
  • the ‘scientific revolution’ of the 1660s
  • Britain’s political maturity compared with Europe (i.e. the Glorious Revolution)
  • the availability of large sources of coal
  • the presence of numerous fast-flowing streams to provide water power
  • a run of good harvests in mid-18th century
  • Britain’s better road and canal infrastructure

And many more. The list is on page 37.

Hobsbawm’s explanation – colonies and colonial trade

Hobsbawm lists all these putative causes in order to dismiss them and attribute Britain’s primariness to one reason. The first wave of the industrial revolution was based on the mass processing of raw cotton into textiles. 100% of Britain’s cotton was imported from the slave plantations of the American South and a huge percentage of it was then exported to foreign markets, in Africa and then to India where, in time, the authorities found it necessary to stifle the native cloth-making trade in order to preserve the profits of Lancashire factory owners. The facts are astonishing: Between 1750 and 1770 Britain’s cotton exports multiplied ten times over (p.57). In the post-Napoleonic decades something like one half of the value of all British exports consisted or cotton products, and at their peak (in the 1830s), raw cotton made up twenty per cent of total net imports (p.69). So the industrial revolution in Britain was driven by innovations in textile manufacturing and these utterly relied on the web of international trade, on importing raw materials from America and then exporting them in huge quantities to captive markets in British colonies.

Cotton manufacture, the first to be industrialised, was essentially tied to overseas trade. (p.48)

If Britain had had to rely on a) domestic sources of raw materials and b) its domestic market to sell the finished product to, although the native population was growing during the 1700s it wasn’t growing that fast. What provided the crucial incentive to the cloth manufacturers of Lancashire to invest and innovate was the certainty of a vast overseas market for manufactured cloth in the British Empire, which was finally made safe for British control after the Seven Years War (1756 to 1763).

Britain had established itself as master of the world’s seas as a result of the Seven Years War and already had a thriving trade infrastructure at ports like Glasgow, Liverpool, Bristol and London. What kick-started things, in Hobsbawm’s view, was the opening up of overseas markets. It was the ability to send ships full of cloth products to India and other colonial markets, to make large profits and then reinvest the profits in further innovations that led a generation of Lancashire entrepreneurs to experiment with new devices and machines and ways of working.

So, Hobsbawm’s thesis rests on a set of linked propositions, that:

  • Britain had a uniquely warlike series of governments through the 18th century (pp.49 to 50)
  • Britain was able to rely on a far more advanced and sizeable navy than its nearest rival, France, which was always distracted by wars on the continent and so preferred to spend resources on its army, thus, in effect, handing rule of the oceans over to Britain
  • in the mid-1700s a series of foreign wars conquered all of north America, most of the Caribbean and India for Britain
  • and it was the complex web of international trading thus established by its a) warlike government and b) its world-dominating navy which provided the economic framework which motivated the technological and business innovations which led to the Industrial Revolution (pages 48 to 51)

This vast and growing circulation of goods…provided a limitless horizon of sales and profit for merchant and manufacturer. And it was the British – who by their policy and force as much as by their enterprise and inventive skill – captured these markets. (p.54)

And again:

Behind our industrial revolution there lies this concentration on the colonial and underdeveloped markets overseas, the successful battle to deny them to anyone else…the exchange of overseas primary products for British manufactures was to be the foundation of our international economy. (p.54)

And:

The Industrial Revolution was generated in these decades – after the 1740s, when this massive but slow growth in the domestic economies combined with the rapid – after 1750 extremely rapid – expansion of the international economy; and it occurred in the country which seized its international opportunities to corner a major share of the overseas market. (p.54)

1. Manufacturers in a pre-industrial country, in agriculture and artisans in trade, have to wait fairly passively on market requirements. But an aggressive foreign policy which seizes territory overseas creates new markets, potentially huge markets with massive opportunities for rapid and massive expansion (p.42).

2. Hobsbawm makes the interesting point that it wasn’t the inventions per se that accelerated and automated cotton manufacture. The level of engineering skill required to start the industrial revolution was very low. Most of the technology and ideas already existed or had been lying around for decades (pages 59 to 60). It was the guarantee of tasty profits by exporting finished goods to captive colonial markets which gave individual entrepreneurs the certainty of profit and so the incentive to experiment and innovate. One factory owner’s innovation was copied by all his rivals, and so an ever-accelerating cycle of innovation was created.

All the other conditions historians have suggested (listed above) were present and many were important contributors. But it was the spur of guaranteed profits abroad which, in Hobsbawm’s opinion, provided the vital spark.

Is British industrialisation a model for the developing world?

It is an odd feature of the book that Hobsbawm has barely articulated his thesis before he is worrying about the plight of the developing world. He keeps asking, particularly in the opening ‘Origins’ chapters, whether Britain’s experience of industrialisation could be a model for the newly industrialising and newly independent post-colonial nations of the 1960s to emulate?

The short answer is an emphatic No and in answering it, Hobsbawm makes clearer than ever the uniqueness of Britain’s history. Britain was unique in being able to fumble its way towards industrialisation slowly and piecemeal and on a very small scale, one factory owner here trying out a new machine, another, there, devising a more efficient way of organising his factory hands and so on.

There was no ‘barrier to entry’ into the industrialised state for Britain because it was the first nation ever to do so, and so had the luxury of making it up as it went along. It started from 0. A little bit of tinkering could produce surprising rewards. There were no leaps but a series of pragmatic steps. And there was no competition and no pressure from anyone else.

Obviously, 150 years later, any nation trying to industrialise in the 1960s (or now) is in a totally different situation in at least two obvious ways: the shift from non-industrial to modern industrial production now represents an enormous leap. The technology and scale and infrastructure required for industrialisation is huge and can only begin to be achieved by dint of enormous planning (to create a co-ordinated energy and transport and distribution infrastructure) and huge investment, money which by definition a non-industrialised country does not have, and so has to go cap-in-hand to international banks which themselves dictate all kinds of terms and conditions.

Above all, a newly industrialising nation will be entering a very crowded marketplace where over a hundred nations are already fighting tooth and claw to maintain competitive advantage in a multitude of areas and practices, not least trade and tariff and tax and financial arrangements which a country with few financial resources will find difficult to match.

At first I found Hobsbawm’s adversions to this question of whether Britain’s history and example could be useful to developing nations a modish digression (it occurs on pages 38, 39, 61 to 62 and many more). But in fact placing British history in this contemporary frame turns out to be very thought-provoking. It not only sheds light on the challenges developing nations face, still, today – but also highlights the huge advantage Britain enjoyed back in the later 18th century by virtue of being the pioneer.

Because it industrialised and developed a transport infrastructure and financial systems first, Britain could afford to do them pretty badly and still triumph. Nobody, nowadays, could industrialise as amateurishly as Britain did.

To contemporaries who didn’t understand economics (pretty much everyone) the transformation and inexorable rise of Britain seemed inexplicable, miraculous, and it was this that gave rise to the simplistic, non-economic, cultural explanations for Britain’s success – all those explanations which foreground the anti-authoritarian, Protestant spirit of free enquiry, the independence of thought and action guaranteed by the Glorious Revolution, the nonconformist values of thrift and discipline and hard work espoused by dissenting tradesmen and factory owners excluded from politics or the professions by the Test Acts and so forced to make their way in the world through business, innovation and investment. And so on.

All these are aspects of the truth but are, ultimately, non-economists’ ways of trying to explain economics. And Hobsbawm is first and foremost an economic historian and proposing a Marxist thesis – Britain’s industrial primacy was based on a) her aggressive control of the seas and b) the huge and complex web of transoceanic trading arrangements which linked foreign suppliers with endless marketing opportunities in her foreign colonies.

The second industrial revolution

The second industrial revolution is the term commonly applied to the second wave of industrialisation associated with the rise of the new capital goods industries of coal, iron and steel, generally credited with starting in the 1840s.

Hobsbawm pauses to consider the teasing counter-factual notion that the industrial revolution based on textiles alone might conceivably have fizzled out in the 1830s, for the 15 years after the end of the Napoleonic Wars saw a catastrophic depression with much rural poverty. If nothing new had come along, it is conceivable that industrial development might have stalled or even stopped and the world remained at the level of having highly efficient machines to turn out cloth and no more.

But the railways came along. Hobsbawm explains that the great railway ‘mania’ of the 1840s was the result of the huge accumulation of capital derived from textiles looking for something to invest in (p.112). This explains the hysterical tone of wild investment and speculative mania which surrounded the early railways, and the irrationality of many of the lines which were opened with great fanfare only to go bust within years. To quote Wikipedia:

The mania reached its zenith in 1846, when 263 Acts of Parliament setting up new railway companies were passed, with the proposed routes totalling 9,500 miles (15,300 km). About a third of the railways authorised were never built — the companies either collapsed due to poor financial planning, were bought out by larger competitors before they could build their line, or turned out to be fraudulent enterprises to channel investors’ money into other businesses.

Between 1830 and 1850 6,000 miles of railways were opened in Britain (p.110) soaking up an investment of £240 million of capital (p.112), most of them during the intensest period of railway mania in between 1844 and 1846. By way of comparison, the total mileage of the modern UK railway network is around 11,000 miles.

Social historians dwell on the immense cultural changes the coming of the railways created. I remember being struck as a student when I learned that the standardisation of time and clocks across the UK required for railway timetables to work, was a huge innovation which dragged even the remotest locations into a modern, synchronised timeframe. If you visit any of the seaside towns of Britain you’ll discover their fortunes were transformed with the coming of the railways which allowed large numbers of visitors to travel cheaply to the coast, causing a building boom in hotels. And so on.

But as an economic historian, Hobsbawm makes the more obvious point that the building of all these railways required a vast expansion in the production of iron and then, quickly, of the more durable material, steel.

The railways acted as an immense spur to technical innovations in all aspects of metal manufacture, which in turn created a huge increase in demand for the coal to fuel all this industrial production, which in its turn created a need for quicker, more cost-effective bulk transportation, and so commercial motivation for yet more railways, and for trains which were more powerful, more cost effective, and so on. Innovation in one field spurred innovation all down the line.

British investors were able to invest because the act of investing in business speculations was itself a fast-growing area of business activity, creating cadres of stockbrokers and financial lawyers, jobs which didn’t exist 50 years earlier.

And this matrix of industries and professions spread abroad, with a huge growth of British investment in foreign companies, especially in the USA and South America. Profits from these foreign holdings gave rise to an entirely new class of rentiers, people able to afford a moneyed middle-class lifestyle without doing a day’s work, solely off the profit of shrewd investments.

By 1870 Britain had about 170,000 people of rank and property, living lives of luxury without any visible occupation. Hobsbawm emphasises that most of them were women (p.119). These were the ladies of independent means swanning off to spa resorts in Switzerland or villas in Italy who festoon the pages of late Victorian and Edwardian novels, like the Italophiles of E.M. Foster, like the continent-trotting Aunt Mary in Somerset Maugham’s novel Mrs Craddock. These comfortably-off parasites were still living a wonderful life between the wars, floating around Tuscany vapouring about Art and Life, as documented in the early novels of Aldous Huxley, living lives of luxury off the sweat and labour of working men in three continents.

Competitors and the long decline

The scale and speed of development, particularly of the second wave of the industrial revolution, with entire cities mushrooming into existence stuffed with factories, and a country swiftly criss-crossed by the loud, noisy new technology of the railways, awed contemporaries and again and again gave rise to essays and books and speeches extolling the miraculous qualities of the British nation.

It was only when competitor nations such as America and Germany began to harness the new technologies of the second industrial revolution, the ones which rotated around the production of coal, iron and the new material of steel, taking and improving techniques in the area of metal and machine production which rotated around the great boom in railways from the 1840s onwards, that the shortcomings of British production methods and efficiency began, very slowly, to be revealed.

The entire developed world entered a prolonged agricultural depression in the 1870s which lasted a decade or more (different historians give different start and end points but contemporaries thought it lasted from about 1873 into the 1890s) and when Britain emerged from this depression in the 1890s, she had been decisively overtaken in all measures of industrial production by Germany and America.

Between 1890 and 1895 both the USA and Germany passed Britain in the production of steel. During the ‘Great Depression’ Britain ceased to be ‘the workshop of the world’ and became merely one if its three greatest industrial powers; and, in some crucial respects, the weakest of them. (p.127)

The wealth pouring in from protected imperial trade with an empire was now vastly bigger than it had been in 1750 and so hid our industrial shortcomings from the unintelligent (which included most of the ruling class) and the Daily Mail-reading middle classes. But even the rousing jingoism of Kipling the imperialist poet and Joseph Chamberlain the imperialist politician during the 1890s couldn’t conceal Britain’s relative decline. The pomp and circumstance of the turn of the century was a fool’s paradise.

After the middle of the nineteenth century [the British cotton trade] found its staple outlet in India and the Far East. The British cotton industry was certainly in its time the best in the world, but it ended as it had begun by relying not on its competitive superiority but on a monopoly of the colonial, and underdeveloped markets which the British Empire, the British Navy and British commercial supremacy gave it. (p.58)

While the Germans and Americans developed new ways of organising industrial concerns, with huge cartels and monopolies, developed ever-better methods of mass production, invested heavily in technical education and pioneered new ways of selling high quality products to their domestic markets, Britain was still expending its time and energy expanding its already huge empire and trying to create a global imperial market with preferential treatment of what slowly came to be seen as inferior British goods. This remained the case into the period between the wars and even into the 1940s and 50s.

Imperialism, which reached its peak of rivalry and competition in the 1890s and 1900s, concealed the deep structural reasons for Britain’s long decline, which were already well established by 1900 (p.131).


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The Square Egg and Other Sketches by Saki (1924)

Eight amusing short pieces by Hector Hugh Munro (pen name Saki) who was shot dead by a sniper while serving on the Western Front during the First World War. These last few pieces were collected and published posthumously in 1924.

The Square Egg: a badger’s eye view of the mud war in the trenches

The first few pages are a humorous description of life in the First World War trenches, whose main points can be summarised as:

  • snuffling around in the mud is like being a badger
  • though engaged in a titanic struggle against one of the greatest armies in the world, the average soldier thinks about the enemy relatively little
  • the subject which does consume the soldier’s every waking minute is the mud and how to avoid it; now the narrator knows what it’s like to be one of those animals you see at the zoo wallowing in muddy enclosures
  • he describes the nature of the many estaminets just behind the front lines, a cross between coffee houses and bars, and the way they always manage to have small children running round and getting in the way

At which point the text morphs into an anecdote about a chap he met in such an estaminet, a shifty French bloke who talked to him about eggs, specifically the way he’s noticed one of the many hens kept by his aunt lays eggs with the hint of angles. Consider how, through a programme of selective breeding, one could eventually create hens which produce only square eggs! Well, this guy claims to have done just that!! (Saki’s narrator makes wry, sardonic references under his breath).

The shifty Frenchie then explains how he had set up a thriving square-egg business but then came the war, he has been sent to the Front and his aunt is now selling his square eggs without any special consideration about keeping the breeding line secure and keeping the money she owes him. Therefore he has decided to take her to court to stop her, but the law is so expensive, monsieur. So, could Saki please lend him a small sum towards his legal fees, 80 francs should do it! The whole thing is, in other words, a scam.

This was a mildly amusing story which confirmed my sense of how many Saki’ stories are set on farms or involve farmyard animals.

Birds of the Western Front

These texts written at the Front highlight, almost exaggerate, Saki’s characteristic upper class nonchalance; everything is cast into an ironical manner which, for example, amuses itself by making elaborate and ironic comparisons. Thus, since the war began:

Rats and mice have mobilized and swarmed into the fighting line, and there has been a partial mobilization of owls, particularly barn owls, following in the wake of the mice, and making laudable efforts to thin out their numbers. What success attends their hunting one cannot estimate; there are always sufficient mice left over to populate one’s dug-out and make a parade-ground and race-course of one’s face at night.

Crows and rooks have become habituated to shellfire and machine guns. Drolly, Saki describes observing a pair of crows fighting a pair of sparrowhawks while above them the same number of English and German airplanes were fighting. Nature red in tooth and claw. He observes that magpies have been bereft of the poplar trees they used to love to nest in, and so on with further observations about buzzards, kestrels, larks and a hen-chaffinch which he noticed unaccountably hanging around a wrecked woodland, even during the most intense bombardment.

He ends with the sardonic observation that English gamekeepers as a breed believe their precious gamebirds and pheasants and whatnot must be protected from the slightest disturbance. They should come to the Western Front and learn how hardy birds are in face of even the most ruinous disruption.

The Gala Programme: an unrecorded episode in Roman history

The scene shifts abruptly from the present war, jumping back in time 2,000 years to ancient Rome.

It is the birthday of the Roman Emperor Placidus Superbus who has arrived at the Circus Maximus to enjoy the games, but just as the first entertainment is about to begin – a thrilling chariot race – hundreds of shouting women are lowered by ropes into the track and completely prevent the race taking place.

‘Who are these furies?’ the emperor demands. ‘The dreaded Suffragetae,’ his miserable Master of Ceremonies explains. The emperor has a brainwave. ‘Skip the chariot race,’ he tells the MC, ‘let’s go straight to part two, the combat of wild animals.’ And so a horde of beasts are let loose among the protesting women, to really very entertaining effect :).

Takes its place with the other 3 or 4 Saki stories entirely dedicated to commenting on / ridiculing the suffragettes.

The Infernal Parliament

Bavton Bidderdale (a typically Sakian preposterous name) dies, but the medical authorities contest the exact cause of death etc and so, although his soul has gone down to hell, the officials there keep it in a kind of limbo until the paperwork is sorted out.

While he’s waiting, the officials offer to show him round and suggest taking a tour of the infernal Parliament, a relatively new innovation. As he arrives the infernal Parliament is having a debate to lodge a formal complaint with the human race for describing events or activities as ‘devilish’ or ‘fiendish’ when they are, in fact, nothing of the sort, but entirely human.

Other details obviously mock contemporary parliamentary debates (and, in the final passage, mock a living playwright, possibly George Bernard Shaw) but these references are lost without some kind of annotation. You can see the comic intention but it would have more bite if included in my dream idea of an ‘Annotated Saki’.

The Achievement of the Cat

A wonderfully suave and ironical tribute to the qualities of the domestic cat:

It is, indeed, no small triumph to have combined the untrammelled liberty of primeval savagery with the luxury which only a highly developed civilization can command; to be lapped in the soft stuffs that commerce has gathered from the far ends of the world; to bask in the warmth that labour and industry have dragged from the bowels of the earth; to banquet on the dainties that wealth has bespoken for its table, and withal to be a free son of nature, a mighty hunter, a spiller of life-blood. This is the victory of the cat.

The Old Town of Pskoff

Not a story at all, but a straightforward description of how this city in west Russia, now referred to as Pskov, represents a kinder, quainter, more colourful and older Russia than the unpleasantly nouveau riche style of Petersburg. Sounds like it’s based on a real visit and the real views of Hector Munro who had been a foreign correspondent in Russia and, indeed, wrote a history of it.

Clovis on the Alleged Romance of Business

The last appearance of Clovis Sangrail, the witty, ironic, ‘languidly malicious’ young man who embodies key aspects of Saki’s droll, langorous, ironic humour.

This one is a short squib, a return to the format of his early Reginald ‘stories’, and amounts simply to a 2-page speech by Clovis, declaiming, fairly predictably, against the so-called Romance of business. In his view, business is deadly dull, which is why all the best adventures have been written about the young men who ran away from it:

The romance has all been the other way, with the idle apprentice, the truant, the runaway, the individual who couldn’t be bothered with figures and book-keeping and left business to look after itself.

The Comments of Moung Ka

Moung Ka is a wise man who lives by the banks of the River Irrawaddy (whichm, upon looking it up, I discover is the longest river in modern Burma).

The opening description of the landscape and birds where Moung Ka lives is a final reminder that, although people routinely describe Saki as a deliciously malicious critic of Edwardian upper class society, he was also obsessed with animals, and wrote a lot of vivid descriptions of landscapes and the wild animals living in them. A collection of excerpts titled ‘Saki’s nature and animal writing’ would be surprisingly extensive.

In the tall reed growth by the riverside grazing buffaloes showed in patches of dark slaty blue, like plums fallen amid long grass, and in the tamarind trees that shaded Moung Ka’s house the crows, restless, raucous-throated, and much-too-many, kept up their incessant afternoon din, saying over and over again all the things that crows have said since there were crows to say them.

Anyway, the story, such as it is, is another political satire. Old Moung Ka reads the paper which is brought up the river and then interprets its contents for his village followers. He comments on two related pieces of news. The recently announced division of Bengal by the (British-run) government of India has been cancelled. In 1905 Lord Curzon divided Bengal along sectarian lines, into a Hindu and Muslim province. The policy was a disaster, leading to an outburst of terrorism and sectarian violence and so was reversed in 1911. This is the news Moung Ka reads out to his followers.

And contrasts with the fact that the newspaper tells him that the United Kingdom itself is about to be partitioned. It isn’t explained what he means so it took me a moment to realise he must have been referring to the granting to Ireland of home rule, which led to vehement protests from Protestant Ulster and a serious crisis which dominated Edwardian politics from 1911 up to the outbreak of the Great War.

The very last joke in this, Saki’s very last published story, is a satirical and political one. Earlier Moung Ka had explained to his followers that Britain is what is called a Democracy. One of the followers doesn’t understand how come, if Britain is a Democracy, it can enact such a big and impactful decision  (the partitioning of Ireland) without consulting its people.

Moung Ka clarifies – and this, one imagines, is the point of the whole ‘story’ – that he didn’t say Britain was a democracy; he said Britain is what is called a democracy. The implication being that its alleged democracy is in fact a sham. The implication being that Saki is a Unionist and considers the prolonged political haggling about granting Ireland independence to be squalid and destructive.

There’s plenty of meat in this short text to chew over, it confirmed my sense of Saki as an unrepentant Unionist and conservative and anti-suffragette reactionary, and review in my mind the reactionary views which crop up periodically through the short stories and underpin the entire novel When William Came.

Then again, the world is more full than ever before of division, dispute and angry argument. For my part, I like to take leave of this long journey through Saki’s complete works by remembering the grazing water buffalo like plums fallen amid long grass, and the eternal crows in the tamarind trees.


Saki’s works

After Tamerlane: The Rise and Fall of Global Empires 1400 – 2000 by John Darwin (2007)

Empires exist to accumulate power on an extensive scale…
(After Tamerlane: The Rise and Fall of Global Empires 1400 – 2000 page 483)

Questions

Why did the nations of Western Europe rise through the 18th and 19th centuries to create empires which stretched around the world, how did they manage to subjugate ancient nations like China and Japan, to turn vast India into a colonial possession, to carve up Africa between them?

How did white European cultures come to dominate not only the territories and peoples who they colonised, but to create the modern mindset – a vast mental framework which encompasses capitalist economics, science and technology and engineering, which dominates the world right down to the present day?

Why did the maritime states of Europe (Britain, France, the Dutch, Spanish and Portuguese) end up either settling from scratch the relatively empty places of the world (America, Australia), or bringing all the other cultures of the world (the Ottoman Empire, Hindu India, Confucian China and Shinto Japan) under their domination?

Answers

For at least two hundred years politicians, historians, economists and all kinds of academics and theoreticians have been writing books trying to explain ‘the rise of the West’.

Some attribute it to the superiority of the Protestant religion (some explicitly said it was God’s plan). Some that it was something to do with the highly fragmented nature of Europe, full of squabbling nations vying to outdo each other, and that this rivalry spilled out into unceasing competition for trade, at first across the Atlantic, then along new routes to India and the Far East, eventually encompassing the entire globe.

Some credit the Scientific Revolution, with its proliferation of new technologies from compasses to cannons, an unprecedented explosion of discoveries and inventions. Some credit the slave trade and the enormous profits made from working to death millions and millions of African slaves which fuelled the industrial revolution and paid for the armies which subjugated India.

Lenin thought it was the unique way European capitalism had first perfected techniques to exploit the proletariat in the home countries and then applied the same techniques to subjugate less advanced nations, and that the process would inevitably lead to a global capitalist war once the whole world was colonised.

John Darwin

So John Darwin’s book, which sets out to answer all these questions and many more, is hardly a pioneering work; it is following an extremely well-trodden path. BUT it does so in a way which feels wonderfully new, refreshing and exciting. This is a brilliant book. If you were only going to read one book about imperialism, this is probably The One.

For at least three reasons:

1. Darwin appears to have mastered the enormous revisionist literature generated over the past thirty years or more, which rubbishes any idea of innate European superiority, which looks for far more subtle and persuasive reasons – so that reading this book means you can feel yourself reaping the benefits of hundreds of other more detailed & specific studies. He is not himself oppressively politically correct, but he is on the right side of all the modern trends in historical thought (i.e. is aware of feminist, BAME and post-colonial studies).

2. Darwin pays a lot more attention than is usual to all the other cultures which co-existed alongside Europe for so long (Islam, the Ottoman Empire, the Mughal Empire, the Safavid Empire, the Chinese Empire, Japan, all are treated in fascinating detail and given almost as much space as Europe, more, in the earlier chapters) so that reading this book you learn an immense amount about the history of these other cultures over the same period.

3. Above all, Darwin paints a far more believable and plausible picture than the traditional legend of one smooth, consistent and inevitable ‘Rise of the West’. On the contrary, in Darwin’s version:

the passage from Tamerlane’s times to our own has been far more contested, confused and chance-ridden than the legend suggests – an obvious enough point. But [this book places] Europe (and the West) in a much larger context: amid the empire-, state- and culture-building projects of other parts of Eurasia. Only thus, it is argued, can the course, nature, scale and limits of Europe’s expansion be properly grasped, and the jumbled origins of our contemporary world become a little clearer.

‘Jumbled origins’, my God yes. And what a jumble!

Why start with Tamerlane?

Tamerlane the Eurasian conqueror died in 1405. Darwin takes his death as marking the end of an epoch, an era inaugurated by the vast wave of conquest led across central Asia by Genghis Khan starting around 1200, an era in which one ruler could, potentially, aspire to rule the entire Eurasian landmass.

When Tamerlane was born the ‘known world’ still stretched from China in the East, across central Asia, through the Middle East, along the north African shore and including Europe. Domination of all of China, central Asia, northern India, the Middle East and Europe was, at least in theory, possible, had been achieved by Genghis Khan and his successors, and was the dream which had inspired Tamerlane.

Map of the Mongol Empire created by Genghis Khan

But by the death of Tamerlane the political situation across Eurasia had changed. The growth in organisation, power and sophistication of the Ottoman Empire, the Mamluk state in Egypt and Syria, the Muslim sultanate in north India and above all the resilience of the new Ming dynasty in China, meant this kind of ‘global’ domination was no longer possible. For centuries nomadic tribes had ravaged through Eurasia (before the Mongols it had been the Turks who emerged out of Asia to seize the Middle East and found the Ottoman Dynasty). Now that era was ending.

It was no longer possible to rule the sown from the steppe (p.5)

Moreover, within a few decades of Tamerlane’s demise, Portuguese mariners had begun to explore westwards, first on a small scale colonising the Azores and Canary Islands, but with the long-term result that the Eurasian landmass would never again constitute the ‘entire world’.

What was different about European empires?

Empires are the oldest and most widespread form of government. They are by far the commonest way that human societies have organised themselves: the Assyrians, Babylonians, Egyptians, Persians, the Greek and Roman Empires, the Aztec Empire, the Inca Empire, the Mali Empire, Great Zimbabwe, the Chinese empire, the Nguyễn empire in Vietnam, the Japanese Empire, the Ottoman empire, the Mughal empire, the Russian empire, the Austro-Hungarian empire, to name just a few.

Given this elementary fact about history, why do the west European empires come in for such fierce criticism these days?

Because, Darwin explains, they were qualitatively different.

  1. Because they affected far more parts of the world across far more widespread areas than ever before, and so ‘the constituency of the aggrieved’ is simply larger – much larger – than ever before.
  2. Because they were much more systematic in their rapaciousness. The worst example was surely the Belgian Empire in the Congo, European imperialism stripped of all pretence and exposed as naked greed backed up by appalling brutality. But arguably all the European empires mulcted their colonies of raw materials, treasures and of people more efficiently (brutally) than any others in history.

The result is that it is going to take some time, maybe a lot of time, for the trauma of the impact of the European empires to die down and become what Darwin calls ‘the past’ i.e. the realm of shadowy past events which we don’t think of as affecting us any more.

The imperial legacy is going to affect lots of people, in lots of post-colonial nations, for a long time to come, and they are not going to let us in the old European colonial countries forget it.

Structure

After Tamerlane is divided into nine chapters:

  1. Orientations
  2. Eurasia and the Age of Discovery
  3. The Early Modern Equilibrium (1750s – 1800)
  4. The Eurasian Revolution (1800 – 1830)
  5. The Race Against Time (1830 – 1880)
  6. The Limits of Empire (1880 – 1914)
  7. Towards The Crisis of The World (1914 – 42)
  8. Empire Denied (1945 – 2000)
  9. Tamerlane’s Shadow

A flood of insights

It sounds like reviewer hyperbole but there really is a burst of insights on every page of this book.

It’s awe-inspiring, dazzling, how Darwin can take the elements of tremendously well-known stories (Columbus and the discovery of America, or the Portuguese finding a sea route to India, the first trading stations on the coasts of India or the unequal treaties imposed on China, or the real consequences of the American Revolution) and present them from an entirely new perspective. Again and again on every page he unveils insight after insight. For example:

American

Take the fact – which I knew but had never seen stated so baldly – that the American War of Independence wasn’t about ‘liberty’, it was about land. In the aftermath of the Seven Years War (1756 – 63) the British government had banned the colonists from migrating across the Appalachians into the Mississippi valley (so as to protect the Native Americans and because policing this huge area would be ruinously expensive). The colonists simply wanted to overthrow these restrictions and, as soon as the War of Independence was over (i.e. after the British gave up struggling to retain the rebel colonies in 1783), the rebels set about opening the floodgates to colonising westward.

India

Victorian apologists claimed the British were able to colonise huge India relatively easily because of the superiority of British organisation and energy compared with Oriental sloth and backwardness. In actual fact, Darwin explains it was in part the opposite: it was because the Indians had a relatively advanced agrarian economy, with good routes of communication, business hubs and merchants – an open and well-organised economy, which the British just barged their way into (p.264).

(This reminds me of the case made in The Penguin History of Latin America by Edwin Williamson that Cortés was able to conquer the Aztec and Pissarro the Incas, not because the Indians were backward but precisely because they were the most advanced, centralised and well organised states in Central and South America. The Spanish just installed themselves at the top of a well-ordered and effective administrative system. Against genuinely backward people, like the tribes who lived in the arid Arizona desert or the swamps of Florida or hid in the impenetrable Amazon jungle, the Spanish were helpless, because there was no one emperor to take hostage, or huge administrative bureaucracy to take over – which explains why those areas remained uncolonised for centuries.)

Cultural conservatism

Until about 1830 there was still a theoretical possibility that a resurgent Ottoman or Persian empire, China or Japan, might have reorganised and repelled European colonisers. But a decisive factor which in the end prevented them was the intrinsic conservatism of these cultures. For example, both Chinese and Muslim culture venerated wisdom set down by a wise man (Mohammed, Confucius) at least a millennium earlier, and teachers, professors, civil servants were promoted insofar as they endorsed and parroted these conservative values. At key moments, when they could have adopted more forward-looking ideologies of change, all the other Eurasian cultures plumped for conservatism and sticking to the Old.

Thus, even as it dawned on both China and Japan that they needed to react to the encroachments of the Europeans in the mid-nineteenth century, both countries did so by undertaking not innovations but what they called restorations – the T’ung-chih (‘Union for Order’) restoration in China and the Meiji (‘Enlightened rule’) restoration in Japan (p.270). (Darwin’s description of the background and enactment of both these restorations is riveting.)

The Western concept of Time

Darwin has a fascinating passage about how the Europeans developed a completely new theory of Time (p.208). It was the exploration of America which did this (p.209) because here Europeans encountered, traded and warred with Stone Age people who used bows and arrows and (to start with) had no horses or wheeled vehicles and had never developed anything like a technology. This led European intellectuals to reflect that maybe these people came from an earlier phase of historical development, to develop the new notion that maybe societies evolve and develop and change.

European thinkers quickly invented numerous ‘systems’ suggesting the various ‘stages of development’ which societies progressed through, from the X Age to the Y Age and then on to the Z Age – but they all agreed that the native Americans (and even more so, the Australian aborigines when they were discovered in the 1760s) represented the very earliest stages of society, and that, by contrast, Western society had evolved through all the intervening stages to reach its present state of highly evolved ‘perfection’.

Once you have created mental models like this, it is easy to categorise all the other cultures you encounter (Ottomans, Hindus, China, Japan, Siam, Annamite etc) as somewhere lower or backward on these paths or stages of development.

And being at the top of the tree, why, naturally that gave white Europeans the right to intervene, invade, conquer and administer all the other people of the world in order to ‘raise’ them to the same wonderful level of civilisation as themselves.

18th and 19th

I’ve always been a bit puzzled by the way that, if you read accounts of the European empires, there is this huge difference between the rather amateurish 18th century and the fiercely efficient 19th century. Darwin explains why: in the eighteenth century there were still multiple European players in the imperial game: France was the strongest power on the continent, but she was balanced out by Prussia, Austria and also Spain and Portugal and the Dutch. France’s position as top dog in Europe was admittedly damaged by the Seven Years War but it wasn’t this, it was the Napoleonic Wars which in the end abolished the 18th century balance of power in Europe. Britain emerged from the Napoleonic Wars as the new top dog, with a navy which could beat all-comers, which had hammered the French at the Battle of the Nile and Trafalgar, and which now ruled the waves.

The nineteenth century feels different because Britain’s world-encompassing dominance was different in kind from any empire which ever preceded it.

The absence of Africa

If I have one quibble it’s that I’d like to have learned more about Africa. I take the point that his book is focused on Eurasia and the Eurasian empires (and I did learn a huge amount about Persia, the Moghul empire, China and Japan) and that all sub-Saharan Africa was cut off from Eurasia by the Sahara, but still… it feels like an omission.

And a woke reader might well object to the relative rareness of Darwin’s references to the African slave trade. He refers to it a few times, but his interest is not there; it’s in identifying exactly where Europe was like or unlike the rival empires of Eurasia, in culture and science and social organisation and economics. That’s his focus.

The expansion of the Russian empire

If Africa is disappointingly absent, an unexpected emphasis is placed in each chapter on the imperial growth of Russia. I knew next to nothing about this. A quick surf on Amazon suggests that almost all the books you can get about the Russian ’empire’ are about the fall of the Romanovs and the Bolshevik Revolution and then Lenin or Stalin’s creation of a Bolshevik empire which expanded into Eastern Europe after the war. That’s to say it’s almost all about twentieth century Russia (with the exception of a crop of ad hoc biographies of Peter the Great or Catherine the Great).

So it was thrilling to read Darwin give what amounts to a sustained account and explanation of the growth of the Kingdom of Muscovy from the 1400s onwards, describing how it expanded west (against Poland, the Baltic states, Sweden), south towards the Black Sea, south-west into the Balkans – but most of all how Russian power was steadily expanded East across the vast inhospitable tundra of Siberia until Russian power reached the Pacific.

It is odd, isn’t it, bizarre, uncanny, that a nation that likes to think of itself as ‘European’ has a huge coastline on the Pacific Ocean and to this day squabbles about the ownership of small islands with Japan!

The process of Russian expansion involved just as much conquering of the ‘primitive’ tribal peoples who hunted and trapped in the huge landmass of Siberia as the conquest of, say, Canada or America, but you never read about it, do you? Can you name any of the many native tribes the Russians fought and conquered? No. Are there any books about the Settling of the East as there are thousands and thousands about the conquest of the American West? Nope. It is a historical black hole.

But Darwin’s account of the growth of the Russian Empire is not only interesting as filling in what – for me at any rate – is a big hole in my knowledge. It is also fascinating because of the role Russian expansion played again and again in the game of Eurasian Risk which his book describes. At key moments Russian pressure from the North distracted the attention of the Ottoman Empire from making more offensive thrusts into Europe (the Ottomans famously encroached right up to the walls of Vienna in 1526 and then again in 1683).

When the Russians finally achieved one of their territorial goals and seized the Crimea in 1783, as a result of the Russo-Turkish War, it had the effect, Darwin explains, of cracking the Ottoman Empire open ‘like an oyster’. For centuries the Black Sea had been an Ottoman lake and a cheaply defensible frontier. Now, at a stroke, it became a massive vulnerability which needed costly defence (p.175).

And suddenly, seeing it all from the Russian perspective, this sheds new light on the timeworn story of the decline of the Ottoman Empire which I only know about from the later 19th century and from the British perspective. For Darwin the role of Russian expansionism was vital not only in itself, but for the hemming in and attritional impact it had on the other Eurasian empires – undermining the Ottomans, making the Chinese paranoid because Russian expansion around its northern borders added to China’s sense of being encircled and endangered, a sense that contributed even more to its risk-averse policy of doubling down on its traditional cultural and political and economic traditions, and refusing to see anything of merit in the Westerners’ technology or crude diplomacy. A policy which eventually led to the Chinese empire’s complete collapse in 1911.

And of course the Russians actually went to war with imperial Japan in 1905.

Numbered lists

Darwin likes making numbered lists. There’s one on almost every page. They rarely go higher than three. Here are some examples to give a flavour of his careful, forensic and yet thrillingly insightful way of explaining things.

The 18th century geopolitical equilibrium

The geopolitical revolution which ended the long equilibrium of the 18th century had three major effects:

  1. The North American interior and the new lands in the Pacific would soon become huge extensions of European territory, the ‘new Europes’.
  2. As a result of the Napoleonic war, the mercantile ‘zoning’ system which had reflected the delicate balance of power among European powers was swept away and replaced with almost complete control of the world’s oceans by the British Navy.
  3. Darwin gives a detailed description of why Mughal control of North India was disrupted by invasions by conquerors from the north, first Iran then Afghanistan, who weakened central Indian power at just the moment the British started expanding from their base in Bengal. Complex geopolitical interactions.

The so-called stagnation of the other Eurasian powers can be characterised by:

  1. In both China and the Islamic world classical, literary cultures dominated the intellectual and administrative elites – the test of intellectual acumen was fitting all new observations into the existing mindset, prizes went to those who could do so with the least disruption possible.
  2. Cultural and intellectual authority was vested in scribal elites backed up by political power, both valuing stasis.
  3. Both China and the Islamic world were profoundly indifferent and incurious about the outside world.

The knowledge revolution

Compare and contrast the East’s incuriosity with the ‘West’, which underwent a cognitive and scientific revolution in which merit went to the most disruptive inventors of new theories and technologies, and where Darwin describes an almost obsessive fascination with maps. This was supercharged by Captain Cook’s three huge expeditions around the Pacific, resulting in books and maps which were widely bought and discussed, and which formed the basis of the trade routes which followed in his wake, and then the transportation of large numbers of convicts to populate Australia’s big empty spaces (about 164,000 convicts were transported to the Australian colonies between 1788 and 1868).

Traumatic impact of the Napoleonic Wars

I hadn’t quite realised that the Napoleonic Wars had such a traumatising effect on the governments of the main European powers who emerged in its aftermath: Britain, France, Prussia, Austria and Russia. Very broadly speaking there was peace between the European powers between the 1830s and 1880s. Of course there was the Crimean War (Britain, France and Turkey containing Russia’s imperial expansion), war between Austria and Prussia (1866) and the Franco-Prussian War. But all these were contained by the system, were mostly of short duration and never threatened to unravel into the kind of general conflict which ravaged Europe under Napoleon.

Thus, from the imperial point of view, the long peace had four results:

  1. The Royal Navy’s policing of all trade routes across the Atlantic and between Europe and Asia kept trade routes open throughout the era and kept costs down for everyone.
  2. The balance of power which the European powers maintained among themselves discouraged intervention in either North or South America and allowed America to develop economically as if it had no enemies – a rare occurrence for any nation in history.
  3. The post-Napoleonic balance of power in Europe encouraged everyone to tread carefully in their imperial rivalries.
  4. Geo-political stability in Europe allowed the growth across the continent of something like a European ideology. This was ‘liberalism’ – a nexus of beliefs involving the need for old-style autocratic power to be tempered by the advice of representatives of the new middle class, and the importance of that middle class in the new technologies and economics unleashed by the industrial revolution and in founding and administering the growing colonies abroad.

Emigration

Emigration from Europe to the New World was a trickle in the 1830s but had become a flood by the 1850s. Between 1850 and 1880 over eight million people left Europe, mostly for America.

  1. This mass emigration relieved the Old World of its rural overcrowding and transferred people to an environment where they could be much more productive.
  2. Many of the emigrants were in fact skilled artisans. Moving to an exceptionally benign environment, a vast empty continent rich in resources, turbo-charged the American economy with the result that by the 1880s it was the largest in the world.

Fast

His chapter The Race Against Time brings out a whole area, an entire concept, I’ve never come across before, which is that part of the reason European colonisation was successful was it was so fast. Not just that Western advances in military technology – the lightning advances in ships and artillery and guns – ran far ahead of anything the other empires could come up with – but that the entire package of international finance, trade routes, complex webs sending raw materials back home and re-exporting manufactured goods, the sudden flinging of railways all across the world’s landmasses, the erection of telegraphs to flash knowledge of markets, prices of goods, or political turmoil back from colonies to the European centre – all of this happened too quickly for the rival empires (Ottoman, Japan, China etc) to stand any chance of catching up.

Gold rushes

This sense of leaping, hurtling speed was turbo-charged by literal gold rushes, whether in the American West in the 1840s or in South Africa where it was first gold then diamonds. Suddenly tens of thousands of white men turned up, quickly followed by townships full of traders and artisans, then the railway, the telegraph, the sheriffs with their guns – all far faster than any native American or South African cultures could hope to match or even understand.

Shallow

And this leads onto another massive idea which reverberates through the rest of the book and which really changed my understanding. This is that, as the spread of empire became faster and faster, reaching a kind of hysterical speed in the so-called Scramble For Africa in the 1880s (the phrase was, apparently, coined by the London Times in 1884) it meant that there was something increasingly shallow about its rule, especially in Africa.

The Scramble for Africa

Darwin says that most radical woke historians take the quick division of Africa in the 1880s and 1890s as a kind of epitome of European imperialism, but that it was in fact the opposite, and extremely unrepresentative of the development of the European imperialisms.

The Scramble happened very quickly, markedly unlike the piecemeal conquest of Central, Southern of North America, or India, which took centuries.

The Scramble took place with almost no conflict between the European powers – in fact they agreed to partitions and drew up lines in a very equable way at the Congress of Berlin in 1885. Other colonies (from the Incas to India) were colonised because there were organised civilisations which could be co-opted, whereas a distinctive feature about Africa (‘historians broadly agree about one vital fact’ p.314) was that people were in short supply. Africa was undermanned or underpeopled. There were few organised states or kingdoms because there simply wasn’t the density of population which lends itself to trading routes, settled farmers and merchants – all the groups who can be taxed to create a king and aristocracy.

Africans hadn’t progressed to centralised states as humans had in Eurasia or central America because there weren’t enough of them. Hence the poverty and the lack of resistance which most of the conquerors encountered in most of Africa.

In fact the result of all this was that most of the European governments weren’t that keen on colonising Africa. It was going to cost a lot of money and there weren’t the obvious revenue streams that they had found in a well-established economy like India.

What drove the Scramble for Africa more than anything else was adventurers on the ground – dreamers and fantasists and ambitious army officers and business men and empire builders who kept on taking unilateral action which then pitched the home government into a quandary – deny their adventurers and pass up the opportunity to win territory to a rival, or reluctantly support them and get enmeshed in all kinds of messy responsibilities.

For example, in the mid-1880s a huge swathe of West Africa between the desert and the forest was seized by a buccaneering group of French marine officers under Commandant Louis Archinard, and their black rank and file. In a few years these adventurers brought some two million square miles into France’s empire. The government back in Paris felt compelled to back them up which meant sending out more troops, police and so on, which would cost money.

Meanwhile, modern communications had been invented, the era of mass media had arrived, and the adventuring soldiers and privateers had friends and boosters in the popular press who could be counted on to write leading articles about ‘the white man’s burden’ and the torch of civilisation and ask: ‘Isn’t the government going to defend our brave boys?’, until reluctant democratic governments were forced to cough up support. Modern-day liberals often forget that imperialism was wildly popular. It often wasn’t imperialist or rapacious governments or the ruling class which prompted conquest, but popular sentiment, jingoism, which couldn’t be ignored in modern democracies.

Darwin on every page, describes and explains the deep economic, trade and financial structures which the West put in place during the nineteenth century and which eventually underpinned an unstoppable steamroller of annexation, protectorates, short colonial wars and long-term occupation.

The Congress of Berlin

The Congress of Berlin helped to formalise the carving up of Africa, and so it has come to be thought of as evil and iniquitous, particularly by BAME and woke historians. But once again Darwin makes you stop and think when he compares the success of the congress at reaching peaceful agreements between the squabbling European powers – and what happened in 1914 over a flare-up in the Balkans.

If only Bismarck had been around in 1914 to suggest that, instead of rapidly mobilising to confront each other, the powers of Europe had once again been invited for tea and cake at the Reichstag to discuss their differences like gentlemen and come to an equable agreement.

Seen from this perspective, the Berlin Congress is not so much an evil colonialist conspiracy, but an extremely successful event which avoided any wars between the European powers for nearly thirty years. Africa was going to be colonised anyway because human events have a logic of their own: the success was in doing so without sparking a European conflagration.

The Scramble for China

The Scramble for China is not as well known as its African counterpart,  the competition to gain ‘treaty ports’ on the Chinese coast, impose unfair trading terms on the Chinese and so on.

As usual, though, Darwin comes at it from a much wider angle and makes one massive point I hadn’t registered before, which is that Russia very much wanted to seize the northern part of China to add to its far eastern domains; Russia really wanted to carve China up, but Britain didn’t. And if Britain, the greatest trading, economic and naval power in the world, wasn’t onside, then it wouldn’t happen. There wasn’t a genuine Scramble for China because Britain didn’t want one.

Why not? Darwin quotes a Foreign Office official simply saying, ‘We don’t want another India.’ One enormous third world country to try and administer with its hundreds of ethnic groups and parties growing more restive by the year, was quite enough.

Also, by the turn of the century, the Brits had become paranoid about Russia’s intentions to conquer Afghanistan and march into North India. If they partitioned China with Russia, that would mean policing an even longer frontier even further way against an aggressive imperialist power ready to pounce the moment our guard was down.

Summary

This is an absolutely brilliant book. I don’t think I’ve ever come across so many dazzling insights and revelations and entirely new ways of thinking about a time-worn subject in one volume.

This is the book to give anyone who’s interested not just in ‘the rise of the West’ but how the whole concept of ‘the West’ emerged, for a fascinating description not just of the European empires but of all the empires across Eurasia – Ottoman, Persian, Moghul, Chinese and Japanese – and how history – at this level – consists of the endless juggling for power of these enduring power blocs, the endless and endlessly

complex history of empire-, state- and culture-building. (p.490)

And of course it all leads up to where we are today: a resurgent Russia flexing its muscles in Ukraine and Crimea; China wielding its vast economic power and brutally oppressing its colonial subjects in Tibet and Xinkiang, while buying land, resources and influence across Africa. And both Russia and China using social media and the internet in ways we don’t yet fully understand in order to undermine the West.

And Turkey, keen as its rulers of all colours have been since the Ottoman days, to keep the Kurds down. And Iran, as its rulers have done for a thousand years, continually seeking new ways to extend its influence around the Gulf, across Syria and to the Mediterranean, in eternal rivalry with the Arab world which, in our time, means Saudi Arabia, against whom Iran is fighting a proxy war in the Yemen.

Darwin’s books really drives home the way the faces and the ideologies may change, but the fundamental geopolitical realities endure, and with them the crudeness and brutality of the tools each empire employs.

If you let ‘morality’, especially modern woke morality, interfere with your analysis of this level of geopolitics, you will understand nothing. At this level it always has and always will be about power and influence, dominating trade and ensuring raw resources, and behind it all the never-ending quest for ‘security’.

At this level, it isn’t about following narrow, English notions of morality. Getting hung up on that only gets in the way of grasping the utterly amoral forces at play everywhere in the world today, just as they’ve always been.

Darwin stands up for intelligence and insight, for careful analysis and, above all, for a realistic grasp of human nature and human society – deeply, profoundly flawed and sometimes pitiful and wretched though both routinely are. He takes an adult view. It is absolutely thrilling and a privilege to be at his side as he explains and analysis this enormous history with such confidence and with so many brilliant ideas and insights.


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