The Sack of Constantinople in 1204

There was never a greater crime against humanity than the Fourth Crusade.
(Sir Steven Runciman, 1954)

Until I read John Julius Norwich’s account of the Fourth Crusade, which ended with the devastating sack of Constantinople in 1204, I hadn’t appreciate what a seismic and unmitigated disaster it was.

Norwich’s account of the Latins’ destruction of the biggest, richest city in the world was so harrowing I was depressed for days and found it difficult to continue reading the book in which he describes it, Byzantium: The Decline and Fall.

Like reading detailed accounts of Hiroshima, I just felt that…. after seeing humanity revealed in such appalling colours, why… why go on with anything?

For me, personally, the reason to go on is to understand better. Not to understand perfectly, which I am confident, or acknowledge, is beyond human wit. But just because perfect understanding is an impossible platonic absolute, doesn’t mean that some understanding isn’t better than none. And, for me, personally, understanding things brings sweet mental joy.

And so, just like Norwich’s detailed description of the Sack of Rome by Alaric and the Visigoths in 410, a detailed description of the Fourth Crusade and the Sack of Constantinople makes it so much more comprehensible. Only if you follow the events in the most detailed way possible do you realise that a distant event which is often treated as a single thing – the Sack of Constantinople – was in fact a complex concatenation of accidents and misunderstandings and misjudgments and bad agreements. It took the malevolence of some people (the doge of Venice), the chancer’s gamble of the pretender to the Byzantine throne Alexius III, and then the passive acquiescence of the majority of the crusaders, to take place. Reading the details makes you realise that a) this is how ‘history’ i.e. human events, work, in complex unexpected ways, where all kinds of spokes are stuck into the machine and b) makes you realise how the nature of human life, human experience, human societies, and big political events, doesn’t change much. I’m thinking of the sequence of events which brought about Brexit, and which we are still in the middle of. The results aren’t as murderous and destructive as the sack of Constantinople – but they are recognisably the product of the same confused, chaotic species.

In other words, reading about the sack itself is grim and depressing, but the knowledge and insight it gives you into human nature and how human affairs operate, are powerful and liberating.

Summary

This is the short version you’re likely to read in books focusing on other subjects, such as the crusades as a whole, or the Middle Ages.

In April 1204 the Latin, Western soldiers of the Fourth Crusade laid siege to Constantinople, capital of the Byzantine Empire. On 12 April the crusader armies breached the city’s defences and stormed the city. Attacking Venetian forces tried to use fire as a defensive shield but it quickly got out of control and burned unchecked through the city. As if that wasn’t catastrophic enough, once the crusaders had established a bridgehead, they proceeded to spend three days pillaging and looting the city.

The Greek emperor fled and leaders of the ruling families were driven into exile, so the crusaders chose a Latin ruler – Baldwin of Flanders – who was crowned Emperor Baldwin I and inherited about a quarter of the territory his Greek predecessors had ruled This Latin rule of the Byzantine Empire was to last just under 60 years, before a Greek ruler and army re-established Greek power.

After the city’s sacking, most of the Byzantine Empire’s territories were divided up among the Crusaders, but Byzantine aristocrats also established a number of small independent splinter states, one of them being the Empire of Nicaea, which would become the kernel of Greek resistance and – after a long series of small wars, setbacks and struggles to reunify Greek leadership – would eventually recapture Constantinople in 1261 and restore the Greek tradition and religion to the city of Constantine.

But the restored Byzantine Empire never managed to reclaim all its former territorial or economic strength, and eventually fell to the rising Ottoman Sultanate in 1453.


Background

The Latin West and Greek East of Christendom had been growing apart for centuries, with the pope in Rome arrogating more and more power and authority to himself, insisting the Eastern church submit to his authority, and Western clerics as a whole coming to regard the Eastern Orthodox church as schismatic and in error on a wide range of theological and procedural issues. Norwich’s three volumes of Byzantine history are littered with theological, administrative and geopolitical arguments between the papacy and the emperor or Patriarch (head of the Eastern Church) of Constantinople. This helps explain the indoctrination of western crusaders that the Byzantines were exotic, untrustworthy, almost heretics.

But the real focus of the story is the growing rivalry between the maritime republic of Venice, whose wealth was based on shipping and trading across the Muslim Middle East to the ‘Indies’ where spices and pepper came from, and Byzantium as the established power in the region. Successive emperors of Byzantium had been obliged to make trade treaties with Venice and given Venetian merchants extensive privileges in the city, such as an entire quarter down by the docks for their use and trading rights across the Empire’s territories and islands.

The sack had three causes:

  1. long-term mistrust between Latin Westerners and Greek Byzantines
  2. the long-term rivalry with Venice which wished to supersede Byzantium as the main power in the eastern Mediterranean
  3. a short-term, proximate cause which was a string of accidents to do with the mismanagement of the Fourth Crusade, which were ruthlessly exploited by the doge of Venice, Enrico Dandolo, to fulfil point 2.

East-West relations

1. Mass arrest of the Venetians 1171

Latin Catholics from the rival cities Venice and Genoa dominated the city’s maritime trade and financial sector, having secured concessions from successive Byzantine emperors, which resulted in a virtual maritime monopoly and stranglehold over the Empire by the Venetians.

Rich Italian merchants grew very rich and so did the Byzantine aristocrats who allied with them, leading to popular resentment among the middle and lower classes in both the countryside and in the cities.

The Venetians resented that their main Italian rivals, the Genoese, also had extensive quarters in Constantinople, and in 1171 the Venetians attacked and largely destroyed the Genoese quarter. The Emperor retaliated by ordering the mass arrest of all Venetians throughout the Empire and the confiscation of their property (a move he had probably been meditating for some time – the Genoese attack gave him a pretext). As with all civil unrest, there were also rapes and the burning of houses. Infuriated, the Venetians launched a naval expedition to attack Byzantine interests, which failed, but the encouraged the Empire’s enemies, specifically the Serbs – to take advantage of the unrest and launch land attacks.

Relations were only gradually normalized, reaching an uneasy peace in the mid-1180s.

2. The massacre of the Latins

But the simmering resentment didn’t go away and burst out anew in the Massacre of the Latins which took place in Constantinople in April 1182.

After the death of Emperor Manuel I in 1180, his widow, the Latin princess Maria of Antioch, acted as regent to their son and became notorious for the favoritism she showed to Latin merchants and the big aristocratic land-owners.

In April 1182 she was overthrown by the ageing general Andronicus I Comnenus. He marched on Constantinople and entered the city in a wave of popular support. But the celebrations quickly got out of hand and escalated into mob violence against the hated Latins. The ensuing massacre was indiscriminate: Latin men, women and children were attacked in the street, their houses burnt down, Latin patients lying in hospital beds were murdered. Houses, churches, and charities were looted. Latin clergymen received special attention and Cardinal John, the papal legate, was beheaded and his head dragged through the streets at the tail of a dog.

Andronicus finally took control and curtailed the rioting, but the massacre obviously left profound bad feeling. The Normans under William II of Sicily in 1185 sacked Thessalonica, the Empire’s second largest city, while over the next decade or so, the German emperors Frederick Barbarossa and Henry VI both tried to get papal approval to mount an attack on Constantinople.

The Fourth Crusade

Henry VI’s failed expedition

This fraught relation between East and West, and especially between Byzantium and Venice, was the difficult background to the Fourth Crusade and largely explains what happened next.

The Third Crusade had ended in 1192 with a treaty signed between Richard I of England and Saladin, leader of the Saracen forces, agreeing that Jerusalem would remain under Muslim rule but that Christian pilgrims and traders would be assured safe passage to visit the city.

Almost immediately the failure to liberate Jerusalem led to calls for a new crusade to finish the job. In 1195 there was one of those large-scale western incursions into the area which aren’t included in the canonical ‘crusades’ but which Norwich describes in just as much detail – the steady rumble of expeditions, wars, raids, alliances and defeats which fill Norwich’s pages and help put the crusades into a broader context of unending conflict.

Henry VI, the second son of the Holy Roman Emperor Frederick Barbarossa, organised a new Eastern expedition and in the summer of 1197 a large number of German knights and nobles, headed by two archbishops, nine bishops, and five dukes, sailed for Palestine. There they captured Sidon and Beirut, but then the army heard that Henry himself had died at Messina in Sicily on his way to the Holy Land and many of the nobles and clerics returned to Europe. Deserted by much of their leadership, the rank and file crusaders panicked before the advance of a Muslim army from Egypt, and fled to their ships in Tyre. Thus ended this brief Western foray.

Pope Innocent III preaches the fourth crusade

Pope Innocent III succeeded to the papacy in January 1198 and immediately began preaching a new crusade. The kings of Germany, France and England were all distracted by dynastic squabbles, but the pope managed to get a leader in the shape of Count Thibaut of Champagne who, in 1199, committed to the crusade and began rallying knights. In the event, Thibault himself he died in 1201 and was replaced by an Italian count, Boniface of Montferrat.

Richard the Lionheart’s advice – attack Egypt

Now, on his return from the third crusade in 1192, King Richard of England had given his opinion that the main goal of any future crusade should be to seize Egypt. Jerusalem is far to the south of the east Mediterranean coastline and experience had shown that, going the land route through Anatolia (modern Turkey) tended to focus the military efforts of the crusaders on the territory they passed through – on Cilicia and Syria and Antioch and so on, in the north of Palestine – whereas Jerusalem is far to the south, much closer to the heart of what had been the Fatimid Dynasty in Egypt.

The idea being that whoever held Egypt would find it easy to secure Jerusalem as a strategic add-on and would have a strong secure hinterland. The leaders of the fourth crusade took all this on board and planned from the beginning to launch a naval campaign against Muslim Egypt.

The deal with Venice

However, an invasion of Egypt would require ships and the only Christian kingdom with the maritime capacity to help was Venice. Thus Boniface and the other leaders sent envoys to Venice, Genoa, and other city-states in 1200 to negotiate a contract for transport to Egypt.

Venice agreed to help. Specifically, Venice agreed to build the ships necessary to transport 33,500 crusaders across the Med. The agreement made for a full year of preparation on the part of the Venetians to build numerous ships and train the sailors who would man them. All this would take place at the cost of her own commercial activities. Venice also negotiated for permanent possession of ports seized in the Holy Land. The crusade was to be ready to sail on 24 June 1203 and make directly for the Ayyubid capital, Cairo. The agreement was ratified by Pope Innocent, with a solemn ban on attacks on Christian states.

However, nobody had enforced commitment to the Venice plan on the heterogenous armies and forces scattered all across Europe, and so various contingents sailed under their own steam from a variety of European ports. The number of crusaders who actually turned up at Venice in the appointed month of May 1202 was about a third of the expected 33,500.

Reasonably enough, the Venetians, under their aged and blind Doge Enrico Dandolo, would not let the crusaders leave without paying the full amount agreed to, some 85,000 silver marks. The crusaders could only manage 35,000 silver marks between them. This was disastrous for the Venetians, who had suspended their usual trading for a year, trained sailors and so on, in order to fulfil the deal.

Doge Dandolo proposes an attack on Zara

It is now that the Doge Dandolo starts to emerge as the wicked genie of the expedition. Dandolo proposed that to pay off their debts the crusaders should help Venice with a spot of bother: the port of Zara in Dalmatia had traditionally been dominated by Venice but had rebelled in 1181 and allied itself with King Emeric of Hungary. Dandolo told the crusaders they could pay off their debt if they helped Venice seize back control of Zara.

Now King Emeric was himself a Catholic and had taken the cross in 1195, so many of the crusaders understandably refused to countenance attacking Zara, and some, including a force led by the elder Simon de Montfort, returned home. Also, as soon as he learned about the proposal, the Pope wrote a letter to the crusading leadership threatening excommunication if they attacked another Christian state. However, this letter was kept secret from the ranks of the crusader army, which proceeded to take ship across the Adriatic and besiege Zara in November 1202.

Although the inhabitants of Zara hung banners from their buildings with crosses on to point out that they were fellow Christians, the crusaders quickly breached the walls and proceeded to ransack and pillage the city. Giving way to crude greed, the Venetians and other crusaders came to blows over the division of the spoils.

When Innocent III heard of the sack of Zara, he sent a letter to the crusaders excommunicating them and ordering them to return to their holy vows and head for Jerusalem. The leaders kept this letter from the troops, and replied to the pope that they had been forced to do it by the Venetians, having had no alternative between carrying out the attack or calling off the whole crusade.

The pope relented and in February 1203 rescinded the excommunications against all non-Venetians in the expedition. Somewhere someone must have done a study of just how ineffectual papal excommunications were in the Middle Ages.

The fatal deal with Alexius IV Angelus

Meanwhile, the nominal leader of the crusade, Boniface of Montferrat, had left the fleet before it sailed for Zara, to visit his cousin Philip of Swabia. At Philip’s court he found the exiled Byzantine prince Alexius IV Angelus, Philip’s brother-in-law and the son of the recently deposed Byzantine emperor Isaac II Angelus. (Isaac II had been deposed and blinded by his older brother, Alexius Angelus, who then claimed the throne as Alexius III. Alexius IV wasn’t Alexius IV yet, but would be if he could only reclaim the throne.)

Now Alexius proceeded to make the two would-be crusaders an offer: if they could get the crusaders to sail to Constantinople, and overthrow the reigning emperor Alexius III Angelus, and restore his father and himself to the Byzantine throne, then Alexius would:

  1. use the wealth of the Byzantine Empire to pay the entire debt owed to the Venetians
  2. give 200,000 silver marks to the crusaders
  3. give 10,000 Byzantine professional troops for the Crusade
  4. pay for the permanent maintenance of 500 knights in the Holy Land
  5. offer the service of the Byzantine navy to transport the Crusader Army to Egypt
  6. place the Eastern Orthodox Church under the authority of the Pope

This fantastic offer was passed on to the leaders of the Crusade as they wintered at Zara and they enthusiastically agreed, seconded by Doge Dandolo – although the latter knew that Alexius could never keep these promises: he knew that Byzantium didn’t have that much money and would never agree to submit its church to Rome. Dandolo did, though, see at a glance the benefits for Venice in such an arrangement, which were:

  • revenge for the massacre of the Latins and other historical grievances
  • seizure of Constantinople’s significant wealth
  • by reinstating a large Venetian colony in the city, gaining a permanent commercial advantage over Venice’s rival, Genoa

Even now there were dissenters among the crusade’s leaders who (correctly) thought it was no part of a crusade against the Muslims to attack the mainstay of Christian power in the East. Led by Reynold of Montmirail, they sailed directly on to Syria.

Diversion of the crusade to Constantinople

But the majority of the fourth crusade now set sail for Constantinople in April 1203. The fleet consisted of some 60 war galleys, 100 horse transports and 50 large transports (manned by 10,000 Venetian oarsmen and marines). The Pope hedged and issued an order against any more attacks on Christians unless they were actively hindering the Crusader cause, but he did not condemn the scheme outright.

The crusaders attack Constantinople

When the Fourth Crusade arrived at Constantinople on 23 June 1203, the city had a population of approximately 500,000 people, a garrison of 15,000 men (including 5,000 Varangians), and a fleet of 20 galleys. Norwich emphasises that the city’s defences had been left to decay by the useless emperor Alexius III Angelus, and most of the galleys had fallen into disrepair.

The crusaders delivered their ultimatum demanding that that the emperor Alexius III should abdicate to make way for his nephew, Alexius IV. The emperor refused. The crusaders attacked the suburbs of Chalcedon and Chrysopolis. When about 200 ships, horse transports, and galleys delivered the crusading army across the narrow strait of the Bosphorus from Asia to Europe, Alexius III had lined up the Byzantine army in battle formation along the shore but, when the crusader actually knights charged, the Byzantine army turned and fled.

The Crusaders followed south along the shore and attacked the Tower of Galata. From this tower stretched a massive chain across the Golden Horn, the strait of water up the east side of the city, preventing entry to enemy ships. The crusaders took the tower and lowered the chain, allowing the Venetian fleet to sail up the Golden Horn. This is a narrow strip of water and the crusader galleys were able to come up close against the city’s seaward walls. Here they presented the pretender to the throne, Alexius IV, but were surprised when the people and soldiers of Constantinople jeered from the battlements. The crusaders had been told the people were in the grip of a cruel dictator and that they and Alexius would be greeted as liberators. Now they began to realise this was not true.

The crusaders set about attacking the city, combining an attack on the land walls at the north-west, with attacks on the sea walls from the fleet in the Horn. Eventually a breach was made and the crusaders entered the city. They were forced back by the Byzantine response and set a fire to keep off their attackers. This fire got out of control and was the first of the disastrous fires which were to burn through a large part of the city, this first one leaving an estimated 20,000 people homeless.

Alexius III made one last foray out to face the crusaders, but compounded his reputation for cowardice and ineffectiveness by turning his 8,500 men back in the face of the crusaders’ smaller force of 3,500. The impact of the fire and of this dismal capitulation led to a collapse in morale among the defenders. Alexius fled the city with his favourite daughter and courtiers.

The Byzantine officials now quickly declared the runaway emperor deposed and restored blind old Isaac II to the throne.

This presented the crusaders with a dilemma. The main, official, justification for the whole expedition was supposed to be restoring Isaac and his son, Alexius IV, who had proposed the whole scheme in the first place, to the throne. Now the Byzantines had called their bluff and restored Isaac. The crusaders responded that they would only recognize the authority of Isaac II if his son was raised to co-emperor, but the Byzantines again called the crusaders’ bluff by immediately agreeing to this, taking Alexius into the city and hurriedly arranging for his coronation at Hagia Sophia where he was crowned Alexius Angelus IV, co-emperor.

Alexius is unable to pay

As Norwich makes all too plain, Alexius now realised what a dreadful error he had made. The mismanagement of the Angelus dynasty over the previous decades had left Byzantium’s coffers bare, and Alexius III had made it worse by fleeing with as much imperial treasure as he could carry.

Alexius IV now ordered the seizure and melting down of priceless icons and church plate to use their gold and silver to pay off the impatient crusaders who were waiting across the Golden Horn in the suburb of Galata. Forcing the populace to destroy their most precious icons to satisfy an army of foreign schismatics did not endear Alexius IV to the citizens of Constantinople. Alexius negotiated a six-month extension to his pledge to the crusaders, making it now fall due in April 1204. Alexius IV then led 6,000 men from the crusader army against his rival Alexius III in Adrianople, with a view to seizing back the treasure his uncle had stolen and whatever could be ransacked from the Empire’s second city.

The Great Fire of Constantinople

But during the co-emperor’s absence in August 1203, rioting broke out in the city against the arrogant Latin occupiers, a number of whom were killed. In retaliation armed Venetians and other crusaders entered the city from the Golden Horn and, among other mayhem, discovered a church which had been converted into a mosque to cater to Constantinople’s not insignificant Muslim population. Citizens, both Greek and Muslim, rallied to the defence of this building and, to cover their retreat, the Latins started a fire, which – as is the way with fires – quickly spread out of control.

This became the ‘Great Fire’ of Constantinople which burnt from 19 to 21 August, destroying a large part of the city, consuming many ancient palaces and churches, and leaving an estimated 100,000 homeless. Amid the ruins the demoralised citizenry struggled on, while the crusaders waiting impatiently for their money.

The overthrow of Alexius IV

In January 1204, blind old Isaac II died, probably of natural causes, and rule now passed to his lamentable son, Alexius IV. The Byzantine Senate elected a young noble Nicolas Canabus to be co-emperor, in what was to be one of the last known acts of this ancient institution. However he declined the appointment and sought church sanctuary. Who can blame him?

Now during this period of crisis a nobleman called Alexius Ducas (nicknamed Mourtzouphlos, referring to his bush eyebrows) had led Byzantine forces during the initial clashes with the crusaders, winning respect from both the army and the people. And so it was Mourtzouphlos who one night entered the bed chamber of Alexius IV, told him there was rioting outside and the people were baying for his blood, led him through secret passages in the palace, to a dungeon where he chained and locked him up. Then returned to join his supporters and have himself proclaimed Emperor Alexius V. A few weeks later Alexius IV, the man who had caused all this trouble with his foolish promise to the crusaders, was strangled.

Alexius immediately took control of the Byzantine resistance and had the city fortifications strengthened, as well as recalling loyal troops from the provinces to bolster the Constantinople garrison.

The crusaders and Venetians, incensed at the murder of their supposed patron, demanded that Mourtzouphlos honour the contract that Alexius IV had made. The terms, if you remember, were to:

  1. use the wealth of the Empire to pay the entire debt owed to the Venetians
  2. give 200,000 silver marks to the crusaders
  3. give 10,000 Byzantine professional troops for the Crusade
  4. pay for the maintenance of 500 knights in the Holy Land
  5. offer the service of the Byzantine navy to transport the Crusader Army to Egypt
  6. place the Eastern Orthodox Church under the authority of the Pope

The crusaders renew their attack

Alexius V refused for the simple reason that there was nowhere near that much money in the imperial treasury. In March he ordered the forcible expulsion of all Latins from the city, which , and so in April the crusaders launched another attack on the city. Alexius V’s army put up a strong resistance, hurling projectiles onto the crusader’s siege engines, shattering many of them, and bad weather also hampered the attackers.

Pope Innocent III again sent a message ordering the crusaders not to attack, but once again the papal letter was suppressed by the clergy and never made public. While the Latin crusaders prepared to attack the land walls the Venetian fleet drew close to the sea-walls in an attempt to storm them.

On 12 April 1204, the weather conditions finally favoured the crusaders. A strong northern wind helped the Venetian ships get close to the seaward walls while on the land approach, the crusaders managed to make a hole in the walls through which a force of crusaders was able to crawl and overpower the defenders.

The crusaders captured the Blachernae section of the city in the northwest and used it as a base to attack the rest of the city. Alexius V fled the city accompanied by his wife and mother-in-law. In the Hagia Sophia Constantine Lascaris was acclaimed emperor but, when he failed to persuade the Varangian guard to continue the fight against the crusaders, in the early hours of 13 April he also fled, leaving Constantinople abandoned to the control of the Latins.

The sack of Constantinople

Over the centuries Constantinople had become a museum of ancient and Byzantine art. Having secured control of the city the crusaders proceeded to systematically sack and devastate it for three days. Churches and palaces were ransacked. Vast numbers of works of art were stolen, or melted down for their precious metals, or just burned and destroyed. Thousands of citizens were murdered or raped.

Despite the pope’s threat of excommunication, the crusaders destroyed, defiled and looted and set on fire the city’s churches and monasteries. Priests were abused, defrocked or murdered. In the greatest church in Christendom, Hagia Sophia, the crusaders melted down the silver iconostasis, smashed the icons, burned the holy books, and set on the patriarchal throne a prostitute who sang bawdy songs as the crusaders got drunk and pissed on the holy relics.

It was now that the Venetians stole the four statues of horses which they set up over the portico of St Mark’s cathedral in the main square in Venice. A large bronze statue of Hercules, created by the legendary Lysippos, court sculptor of Alexander the Great, was destroyed. Like countless other artworks, the statue was melted down for its metal value.

It was said that the total amount looted from Constantinople was about 900,000 silver marks. After the dust had settled the leaders of the ‘crusade’ made a big pile of their takings and divided up according to a pre-arranged deal. The Venetians took 150,000 silver marks that they reckoned was their due, while the crusaders took 50,000 silver marks. A further 100,000 silver marks were divided evenly up between the crusaders and Venetians. The remaining 500,000 silver marks were kept back by crusader knights and gangs.

When Innocent III heard of the conduct of his crusaders he was beside himself with rage. The whole episode sharply highlights the limits of papal power, and the ineffectiveness of even of the strongest weapon the pope possessed, that of excommunication. Various popes excommunicate numerous kings and emperors and princes throughout Norwich’s book and it never seems to have the slightest effect. In fact I wonder if there is a single example of the threat of excommunication making anyone (anyone of note, any leader) change their behaviour. In his shame the pope wrote:

As for those who were supposed to be seeking the ends of Jesus Christ, not their own ends, who made their swords, which they were supposed to use against the pagans, drip with Christian blood, they have spared neither religion, nor age, nor sex. They have committed incest, adultery, and fornication before the eyes of men. They have exposed both matrons and virgins, even those dedicated to God, to the sordid lusts of boys. Not satisfied with breaking open the imperial treasury and plundering the goods of princes and lesser men, they also laid their hands on the treasures of the churches and, what is more serious, on their very possessions. They have even ripped silver plates from the altars and have hacked them to pieces among themselves. They violated the holy places and have carried off crosses and relics.

The fourth crusaders

The naval attack on Egypt was never carried out. Only a relatively small number of the members of the Fourth Crusade finally reached the Holy Land. About a tenth of the knights who had taken the cross in Flanders arrived to reinforce the remaining Christian states there, plus about half of those from the Île-de-France. What a farce.

The Fourth Crusade – if indeed it can be so described – surpassed even its predecessors in faithlessness and duplicity, in brutality and greed. Constantinople in the twelfth century had been not just the wealthiest metropolis in the world, but also the most intellectually and artistically cultivated and the chief repository of Europe’s classical heritage, both Greek and Roman. By its sack, Western civilisation suffered a loss greater than the sack of Rome by the barbarians in the fifth century or the burning of the library of Alexandria by the soldiers of the Prophet in the seventh – perhaps the most catastrophic single loss in all history. (Norwich, p.182)

The aftermath – a Latin emperor and the Greek successor states

When the looting was quite finished and large parts of the once-glorious city burned to the ground, the crusaders convened to appoint a Latin emperor to take control of the city and the Byzantine Empire. Doge Dandolo wisely withdrew from the field of candidates and Boniface of Montferrat was deliberately rejected because of his family ties with the Greek regime. Several other crusader leaders were overlooked till they settled on the inoffensive Baldwin of Flanders. The Empire was now partitioned:

  • Boniface went on to found the Kingdom of Thessalonica, a vassal state of the new Latin Empire.
  • The Venetians founded the Duchy of the Archipelago in the Aegean Sea.
  • A Duchy of Athens controlling most of Greece.

Byzantine refugees founded their own rump states, namely:

  • the Empire of Nicaea, just across the Bosphorus on the Asian mainland, under Theodore Lascaris (a relative of Alexius III)
  • the Empire of Trebizond far away on the south coast of the Black Sea
  • the Despotate of Epirus on the Dalmatian shore opposite Italy

While Crete, Rhodes, Caphalonia and Corfu were permanently handed over to Venice.

Partition of the Byzantine Empire into The Latin Empire, Empire of Nicaea, and Despotate of Epirus after 1204 (source: Wikipedia)

Its enemies take advantage of the ruin of the Byzantine Empire

Norwich’s book takes a decisive turn after the sack of Constantinople. Up till then the reader had a reasonable grasp on the notion of one Byzantine Empire and one Byzantine emperor, who faced a sea of opponents to north, west and east.

But now there were no fewer than four emperors – the Latin one in Constantinople, the Greek one in Nicaea, one in faraway Trebizond and an aspirant one in Epirus (not to mention the Holy Roman Emperor based in Germany). Each of these are led by rulers who aren’t content with their holdings but immediately started scheming against each other, and involving the leaders of the lesser states – the Duchy of Athens, the Principality of Achaea and so on.

For the next fifty years or so, all these characters conspired against each other, fought against each other, made and broke alliances with each other – all the time doing the same with the many enemies who continued to surround and menace the Empire, from the Bulgarians and Serbs in the north, to the Seljuk Turks in the East.

Several of the major Greek and Latin protagonists in the events died or were killed soon after the fall of the city. The betrayal and blinding of Murtzuphlus by Alexius III led to his capture by the Latins and his execution in 1205. Not long after, Alexius III was himself captured by Boniface and sent to exile in Southern Italy. He died in Nicaea in 1211.

On 14 April 1205, one year after the conquest of the city, the Latin emperor Baldwin was decisively defeated and captured at the Battle of Adrianople by the Bulgarians. In 1205 or 1206, the Bulgarian Emperor Kaloyan mutilated him and left him to die (others suggest he was kept captive in the famous Baldwin’s Tower in the Bulgarian capital Veliko Turnovo, where he died under unknown circumstances). Either way, he only lasted a year as the ruler of the Latin Empire and that Empire was to lead a stunted, blighted life, menaced on all sides and deprived of all economic livelihood.

Baldwin was succeeded by his brother Henry of Hainault who appears to have been a wise and fair king, liberal to his Greek subjects, and who – beside battling the troublesome Bulgarians – reached a peace settlement with the Greek Empire based in Nicaea.

The Latin Empire always rested on shaky foundations but it took nearly sixty years before the city was finally retaken by the Nicaean Greeks under Michael VIII Palaeologus in 1261. But it was a ruined wreck of a city, as Norwich’s desolate description makes clear. Many of the churches and palaces still lay abandoned ruins. The population had collapsed. The city was never to recover.

Conclusion

The sack of Constantinople was a major turning point in medieval history. The Crusaders’ decision to attack the world’s largest Christian city was controversial at the time and has been ever since. Reports of Crusader looting and brutality horrified the Orthodox world and crystallised bitter opposition to the barbarian West.

Relations between the Catholic and Orthodox churches were blighted, arguably right up to the present day. Norwich makes the point that, as the Turks drew nearer in the coming centuries, most Byzantines, whether aristocrats or peasants, preferred the idea of subjection by the Muslims to the barbaric destructiveness of the West Europeans. The Byzantines had a saying, ‘Better a turban than a cardinal’s hat,’ and they meant it.

So much for East-West relations, but the main and obvious result of the sack was that the Byzantine Empire was permanently crippled. Broken up into a number of successor states, it was never to be really unified again, never able to muster the resources in men and goods necessary to hold off its enemies, especially the Ottoman Turks who would begin their rise to power 200 years later.

The actions of the Crusaders thus directly accelerated the collapse of Christendom in the East, and in the long run facilitated the expansion of Islam across the Bosphorus and right into the heart of Europe. In 1529 the Ottoman Turks led by Suleiman the Magnificent were to lay siege to Vienna.

So you could argue that the net effect of the entire crusading enterprise was not only to leave an enduring legacy of bitterness throughout the entire Muslim world and among the Greek Orthodox eastern world – but also to hand the Middle East, all of Anatolia and half the Balkans over to Muslim occupiers.

Was ever a mass social movement and religious undertaking so utterly and completely counter-productive?


Related links

Reviews of other books and exhibitions about the Middle Ages

The Tragedy of the Templars: The Rise and Fall of the Crusader States (2) by Michael Haag (2012)

The Turks were aliens; the crusaders were not.

Haag’s book is opinionated in a very unacademic way. He has certain hobby horses, vehement ideas – about the central role played by the Templars in the crusades, and about justifying the crusades by completely rethinking their context, portraying the crusades not as violent attacks against peace-loving Arabs, but as justified attempts to help oppressed Christians in the Holy Land – which he gives vent to repeatedly and almost obsessively so that, eventually, the detached reader can’t help having misgivings about the objectivity of what they’re reading.

Nonetheless, that big reservation stated right at the start, this is a very interesting and thought-provoking book.

The Tragedy of the Templars signals its unorthodox approach by going back not ten or thirty or fifty years before the founding of its ostensible subject, the Order of the Knights Templars (in 1139), but by going back one thousand four hundred years earlier, to the conquests of Alexander the Great – and then giving a sweeping recap of all the wars and vicissitudes which struck the Middle East from 300 BC through to the eruption of the Muslims from Arabia in the 630s AD.

The book has notes on every page and an excellent bibliography at the back, and yet it sometimes reads like the opinions of a crank, determined at any cost to convince you of his deliberately revisionist point of view. This comes over most obviously in the very unacademic use of repetition. Again and again he drums home a handful of key points. These are:

Haag’s key points

– the Crusades were not an unprovoked outburst of Western, racist, colonialist, greed and violence

– they were a rational response to repeated pleas for help from figures like the Patriarch of Jerusalem and the Emperor of Byzantium

Why the pleas? because:

– even as late as the First Crusade (1095-99) the majority population of the Levant, of Jerusalem and all the other holy cities, let alone of Anatolia and even of Egypt – were Christians:

Christians had remained the majority at Damascus until the tenth century and maybe into the eleventh. (p.208)

Five hundred years after the Arab conquest, Egypt was still a substantially Christian country (p.211)

The Nubians were Christians, as were the majority of Egyptians (p.235)

– these Christians had suffered under the lordship of the Muslim Arabs who came rampaging out of Arabia in the 700s and quickly conquered north up the coast of Palestine into Syria, eastwards conquered the old Persian Empire, and westwards conquered Egypt and beyond

– but, despite centuries of inter-marriage, the Arabs remained an aristocracy, thinking of themselves as lords, knights, emirs and rulers over a broad population of subservient serfs – and these serfs remained predominantly Christian

– through the three hundred years from the mid-700s to the mid-1000s these Christian populations suffered from being second-class citizens, forced to wear clothes which identified them as dhimmis and, occasionally, when the oppression got really bad, forced to wear halters round their necks or be branded

– meanwhile they were forbidden to repair existing churches, build any new ones, and had to stand by while existing ones were often desecrated and destroyed in periodic waves of persecution or forcibly converted into mosques

So Haag’s central point, rammed home on scores of occasions, with all the data he can muster, is that it was not the Crusaders who were the foreign invaders – it was the Muslim Arabs. It was the Arabs who had invaded and conquered Christian Egypt, Christian Palestine, Christian Syria and raided into Christian Anatolia.

Bethlehem where Jesus was born, Nazareth Jesus’ home town, the River Jordan where Jesus was baptised, Jerusalem where Jesus was crucified and rose again, Tarsus where the apostle Paul came from, Antioch where the followers of Jesus were first named ‘Christians’, Damascus, on the road to which Paul had his great conversion experience – all these lands had, by about 400, become solidly Christian and were ruled by the Christian Roman Empire.

It was the Arabs who invaded and conquered them and subjected the Christian inhabitants to all kinds of discrimination and persecution. Christians were forbidden to build new churches or repair old ones. Thousands of churches were destroyed or converted into mosques. There were periodic massacres which triggered pleas from Christian leaders in the region to the Emperor in Constantinople for help, with the result that the Byzantine Empire and the Muslim invaders in the East were permanently at war.

And it wasn’t just the Arabs who were the alien invaders…

The Seljuk Turks add to the chaos

What specifically triggered the Crusades was the arrival of a third force on the scene, the Seljuk Turks, who swept out of central Asia, converted to Islam, and conquered Muslim Persia including the capital of the Abbasid Dynasty, Baghdad, in 1055.

From the 1060s the Seljuks besieged and took various cities in Palestine, as well as probing the eastern edges of Anatolia – the borders of the Byzantine Empire. Their ultimate goal was to tackle the Fatimid Dynasty based on Egypt. The Turks had converted to the majority or Sunni brand of Islam. A territorial ambition to seize Egypt – centrepiece of the Muslim lands – was compounded by the fact that the Fatimids were adherents to Shia Islam, which Sunnis regard as a heresy.

The Fatimids, for their part, also wanted control of (at least southern) Palestine, in order to create a buffer against the insurgent Turks. This meant that the two Muslim opponents clashed in various battles, at various times throughout the later 11th century, taking and retaking bits of Palestine from each other.

Meanwhile the Byzantine Empire was reeling from its defeat by the Turks at the momentous Battle of Manzikert in 1071, after which:

the empire lay open before bands of Turkish tribesmen, who looted, murdered and destroyed as they marauded westwards until in 1073 they were standing on the Bosphorus opposite Constantinople. (p.76)

As an anonymous chronicler put it:

Almost the whole world, on land and sea, occupied by the impious barbarians, has been destroyed and has become empty of population, for all Christians have been slain by them and all houses and settlements with their churches have been devastated by them in the whole East, completely crushed and reduced to nothing. (quoted on page 76)

It was not the Crusaders who were invading; it was the Seljuk Turks who, in the years after 1071, invaded, conquered, devastated and took control of a vast central region of Anatolia which had been part of the Roman Empire and solidly Christian for at least 600 years.  When the First Crusade arrived 25 years later it was to recover solidly Christian lands which had been invaded and to liberate its Christian inhabitants.

Anyway, the Byzantine Emperor survived the Turkish siege and soon began launching retaliatory raids into Syria and against Muslim strongholds in Palestine. So that’s Turks and Byzantines warring across the region.

And the Turks had brought with them bands of Turkomens, tribesmen of similar ethnic origin who didn’t, however, submit to Seljuk centralised authority and so raided, kidnapped and murdered across the region at will.

And the area had become infested by nomadic Bedouin, who took advantage of the prevailing chaos to also raid and kidnap and murder. Haag quotes liberally from the accounts of Christian pilgrims from Western Europe who made the dangerous journey across the Mediterranean and then found every step of their way to the Christian Holy Places fraught with the necessity to pay bribes to countless Muslim officials, and to pay armed guards to protect them from all manner of marauders and kidnappers.

Muslim destruction of Christian shrines, churches and towns

In 1077 Turkish forces led by Atsiz bin Uwaq laid siege to Jerusalem, destroying the surrounding orchards and vineyards. The city finally capitulated on promise of good treatment but Uwaq reneged on the deal and massacred about 3,000 of the Muslim population. He went on to devastate Palestine, burning harvests, razing plantations, desecrating cemeteries, raping women and men alike, cutting off ears and noses. He destroyed Ramla then went on to Gaza where he murdered the entire population, devastating villages and towns, burning down churches and monasteries.

In other words, the advent of the Seljuk Turks into the Middle East inaugurated a new era of chaos and disorder in the Holy Land

The Muslim East was wracked by misgovernment, division, exploitation, fanaticism an aggression. (p.79)

And this was widely reported by Christian pilgrims who returned to Western Europe (if they survived) telling tales of kidnap, rape and extortion, tales which had a cumulative effect at local, regional and national levels.

Back in 1009 al-Ḥākim bi-Amr Allāh, the sixth Fatimid caliph, embarked on an attempted ‘annihilation’ of Christians in the Levant, and called for the systematic destruction of all Christian holy places which culminated in the destruction of the Church of the Holy Sepulchre in Jerusalem.

This was the church built over two of the central holy sites in Christian tradition, the site where Jesus of Nazareth was crucified, at a place known as Calvary or Golgotha, and Jesus’s empty tomb, where he is said to have been buried and resurrected.

On Al-Hakim’s orders the church of the Holy Sepulchre was razed to its foundations, its graves were dug up, property was taken, furnishings and treasures seized, and the tomb of Jesus was hacked to pieces with pickaxes and hammers and utterly obliterated. Al-Hakim’s orders led to as many as thirty thousand churches being destroyed across the region or converted into mosques. News of the utter destruction of one of the holiest sites in Christendom shocked and appalled Christians from Constantinople through to Rome and into the Kingdom of the Franks. How much longer were the holiest sites in Christendom to remain at the utter mercy of fanatical opponents?

It was against this setting that Haag lists the repeated pleas for help, from the Byzantine Emperor and the Patriarch of Jerusalem, among others, which struck a chord, above all, with the Pope in Rome who, more than anyone else, heard eye-witness reports from pilgrims high and low about the mounting chaos in the region, about the wanton violence inflicted on pilgrims, and the wanton destruction inflicted on the Holy Sites themselves.

Seen from this perspective, the Crusades are not the unprovoked eruption of a bellicose West. The question is not why the Crusaders came, the question is why they took so long to respond to the pleas for help from their persecuted fellow Christians.

The Reconquista

The other really big idea I took from the book was that the Crusades happened in parallel to the Christian reconquest of Spain. I sort of knew this but Haag’s book really binds the two processes together, explaining how the Templars (the nominal subjects of his book) played as big or maybe a bigger role in the liberation of the Iberian Peninsula from Muslim control as they did in the Holy Land in the early years, anyway).

He points out how Popes and senior church figures called for the Christian knights of North and West Europe to put aside their differences and fight the Muslims in both places. When you look at a map of the Mediterranean Haag’s use of the phrase ‘war on two fronts’, fighting ‘on two fronts’, really makes sense.

The map below, from Wikipedia, clearly shows a) how the Muslims conquered the East, the West and the Southern coast of what had once been the Roman Christian Mediterranean and how, as a result, all the Mediterranean islands – Sicily, Sardinia, Crete, Cyprus – became battlefields for the centuries-long ‘assault by Islam against a Christian civilisation that had once embraced the whole of the Mediterranean’ (p.93)

If you were a Christian knight it wasn’t just a case of joining a Crusade to the Holy Land (as Haag points out, the term ‘crusade’ wasn’t coined until centuries after the things themselves had ended – contemporaries wrote about ‘taking the cross’). It was a question of where you chose to sign up to the global effort to stop and repel the invading Muslims – in Spain, in Sicily, in Cyprus or in Egypt or the Holy Land.

Map of the main Byzantine-Muslim naval operations and battles in the Mediterranean

Crusades wicked, Reconquista OK?

The big question all this left me asking is – Why is the ‘Crusade’ to liberate the Christian Holy Land from Muslim rule nowadays always criticised and castigated in the harshest possible terms as a racist, violent and greedy example of Western colonialism, whereas… the parallel ‘Crusade’ to liberate the Iberian Peninsula from Muslim rule, which was fought by much the same knights fighting for the same spiritual rewards offered by the same Pope… is totally accepted?

Does anyone suggest we should hand Spain back over to Muslim rule, to its rightful Moorish owners? No. The question is absurd. Does anyone suggest we should apologise to the Muslim inhabitants of Spain who were expelled 500 years ago? No. The notion is absurd.

Is it because the Crusades are perceived as consisting of violent attacks on Muslims living in a land they’d inhabited for hundreds of years? Well, the Reconquista was drenched in blood.

Or does the stark difference in historiographical thinking about the two Crusades mean that morality in history – how we judge the morality of past events – simply boils down to their success? The Christian Crusaders managed to expel the Muslims from Spain by about 1500, it has been a solidly Christian land for the past 500 years and so… it is accepted as the natural state of things…

Whereas the Christian Crusaders who tried to hang onto the Holy Land were always doomed to failure by virtue of the endless waves of new invaders streaming in from Asia (first the Turks, then the Golden Horde of Genghiz Khan’s Mongols) which were always going to outnumber the Christians’ dwindling numbers… and so… their effort is seen as reprehensible and subject to all the insults and abuse modern historians and the politically correct can level at them.

Yet the two Crusades were carried out by the same kind of knights, over the same period, inspired by the same ideology, and offered the same rewards (seizure of land and the remission of sins).

Is one a totally accepted fact which nobody questions, and the other a great Blot on the face of Western Civilisation, simply because one succeeded and the other failed?

The West

Not far behind that thought is the reflection that the West is simply called the West – is the West – because Muslim conquerors conquered the East.

‘The West’ was not some great insurgent triumphant entity – it is all that was left after the rampaging Muslims seized all of North Africa, all of the Middle East and most of Spain, then, in the 1100 began the process of seizing all of what we now call Turkey.

Previously Christendom had encompassed the entire Mediterranean and the lands around it. In this basic, geographical sense, the West is the creation of Islam.

The Knights Templar

So what about the ostensible subject of the book, the Order of the Knights Templar? Well it takes a while to get around to their founding in the 1130s… and then, in the rather unscholarly way which the reader soon gets used to, Haag goes out of his way to praise their involvement – claiming they were decisive or vital in almost every encounter with the Muslims over the next two hundred years – and to exonerate them from all accusations of greed, inaction or treachery brought against them by contemporaries. For example,

– when the contemporary chronicler William of Tyre criticises the Templars for their involvement in the murder of an envoy from the ‘Old Man of the Hills’ (p.251) – Haag dismisses William’s criticism as biased.

– Haag claims that the Crusader states – by the 1100s often administered by the Templars – were far more religiously tolerant than the surrounding Muslim states. When the Templars didn’t support an ill-fated Frankish expedition against the Fatimids in Egypt, Haag makes excuses for them. And so on.

So there’s lots of detail about the Knights Templars (when they were set up, their location in Solomon’s Temple in Jerusalem, the vows they took, names of the founders and much, much more).

But, again, I was rather dazzled by one Big Idea about the Templars, which is the notion that they were the first multinational corporation. They were established after the First Crusade had established the Crusader states in Palestine, to guard the Holy Places and protect pilgrims. Quite quickly they began offering banking services i.e. they set up branches in London, Paris, Rome, on the Mediterranean islands – because if you were going on pilgrimage to the Holy Land it was wise not to carry a big sack of gold which all manner of Muslim pirates, kidnappers and bandits might steal from you. Better to deposit the gold in London or Paris or Rome, and receive a chit or docket proving the fact, while the Templars recorded the fact on their increasingly sophisticated ledgers.

Within a hundred years they were on the way to becoming official bankers to the King of France. They made huge loans to the King of England and helped finance the Reconquista. By their constitution they answered only to the Pope in Rome. The point is that – not being allied with this or that European prince or king – they were strikingly independent. No-one had any interest in ‘conquering’ them, there was nothing to conquer except a set of international financial services.

Land and tithes in the West, gold and banking facilities across Europe, and by the time of the Battle of Hattin it is estimated the Templars, along with the Hospitallers (the other great order of knights) held maybe a third of the land of Outremer, the kingdom beyond the sea (i.e. the Christian kingdoms in the Holy Land established after the success of the First Crusade).

I found these ideas about the economic roots of their power and wealth more interesting than the blizzard of detail Haag also gives about the Templars’ involvement in various battles and strategic decisions. He follows the story right through to the events leading up to the suppression of the Knights Templar by King Philip IV of France who persuaded the Pope to suppress the order on trumped up charges of blasphemy, heresy and homosexuality, when his real motivation was simply to write off the enormous debts he’d incurred with the order to fund his prolonged war with England.

Saladin

As part of his program to debunk every myth about the Crusades, Haag really has it in for An-Nasir Salah ad-Din Yusuf ibn Ayyub, commonly known as Saladin (1137-1193) who defeated the Crusaders at the Battle of Hattin in 1187, then seized Jerusalem later the same year, events which triggered the third Crusade (1189-92) in which Saladin was confronted by Richard I of England, both becoming heroes of legend for centuries to follow.

Haag places Saladin carefully in the succession of Turkish leaders who wanted to overthrow the Fatimid Dynasty in Egypt and establish their own kingdom. Haag goes out of his way to point out that:

– Saladin was not an Arab, he was a Turk; in fact he wasn’t strictly a Turk, but a ‘Turkified’ Kurd (p.233), having been born in Tikrit of Kurdish family, his father rising within the ranks of the Turkish army to become a city governor

– Saladin spent far more time waging jihad against his fellow Muslims than against the crusaders

[between 1171 and 1186] Saladin had spent no more than thirteen months fighting against the Franks; instead he directed his jihad almost entirely against his fellow Muslims, heterodox in many cases but most of them far from being heretics (p.262)

– this is one of the points Haag really dins home with endless repetition seeking to emphasise that Saladin was not a Muslim hero defending Muslim Palestine from marauding Crusaders – he was a Kurd fighting under the banner of the Seljuk Turks, against his fellow Muslims in Egypt and Syria, in order to establish a dynasty of his own

As the Cambridge History of Islam explains, Saladin’s army was ‘as alien as the Turkish, Berber, Sudanese and other forces of his predecessors. Himself a Kurd, he established a regime and an army of the Turkish type, along the lines laid down by the Seljuks and atabegs in the East.’ In capturing Egypt, and in all his wars against the Muslims of Syria and the Franks of Outremer, Saladin was not a liberator; like the Seljuks and like Zengi and Nur al-Din, he was an alien leading an alien army of conquest and occupation. (p.234, emphasis added)

– Saladin wrote letters and issued edicts claiming he was fighting a jihad against heresy and the infidel – in both cases Haag claims, he was hypocritically assuming a religious mantle to conceal what were basically the same lust-for-power motivations as all the other petty emirs and viziers competing in the region, a record of ‘unscrupulous schemes and campaigns aimed at personal, and family aggrandisement’ (Lyons and Jackson’s biography of Saladin, quoted on page 262)

– Haag goes out of his way to contrast Saladin’s fierce campaigns against what he regarded as Muslim heretics (especially Ismaili Islam, which he explains as a form of dualism), with the religious freedom operating in the Crusader states of Outremer, even quoting a contemporary Muslim chronicler, Ibn Jubayr, who admits that many Muslims preferred to live under the rule of the Franks who didn’t care what style of Islam they practiced, where they were treated fairly in the law courts, and taxed lightly (p.243).

– far from being the chivalrous knight of legend, Saladin routinely beheaded captured prisoners of war, as well as massacring the populations of captured towns, or selling all the women and children into slavery, for example:

  • after taking the Templar stronghold of King’s Ford in 1179 Saladin took 700 prisoners, who he then had executed
  • all the Templars and Hospitallers who survived the Battle of Hattin (4 July 1187) were, according to an eye witness account, lined up and hacked to pieces with swords and knives (p.274)
  • when Jaffa refused to yield to Saladin, it was eventually taken by storm and the entire population either massacred or sent off to the slave market at Aleppo
  • after taking Jerusalem, Saladin was reluctantly persuaded to allow the inhabitants to go free if they could pay a ransom; about 15,000 of the population was sold into slavery; all the churches had their spires knocked down and were converted into stables

As with Haag’s treatment of the entire period, his treatment of Saladin is detailed, compelling and, you eventually feel, strongly biased. I dare say the facts are correct, but Haag continually spins them with the very obvious purpose of undermining the legend of Saladin the chivalric defender of Muslims.

But to the casual reader, what really comes over is the immense violence and cruelty of everyone, of all sides, during the period. Muslims massacred Muslims. Muslims massacred Christians. Christians massacred Muslims. When Richard the Lionheart took Acre after a siege, he executed 3,000 Muslim prisoners, including women and children. All sides carried out what we would consider war crimes, because all sides were convinced God was on their side.

And all sides took part in the slave trade. Populations of captured towns were liable to be sent off to the great slave trade centres such as Ayas on the coast. I was genuinely surprised to learn that both the Templars and the Hospitallers took part in the slave trade, shipping captives taken in Palestine to work for the houses, especially in southern Italy and Christian Spain (p.229).

In the last decades of Outremer, as town after town fell to the Turks, the men would usually be slaughtered but their women and children would be taken to the slave markets of Aleppo or Damascus. Many thousands of Frankish women, girls and boys must have suffered this fate, as well as great numbers of native Christians.

Otherwise the great centre of the slave trade in the late thirteenth century was the Mediterranean port of Ayas, in the Armenian kingdom of Cilicia. Marco Polo disembarked at Ayas in 1271 to begin his trip to China at about the same time that the Templars opened a wharf there. the slaves, who were Turkish, Greek, Russia and Circassian, had been acquired as a result of intertribal warfare, or because impoverished parents decided to sell their children, or because they were kidnapped, and they were brought to Ayas by Turkish and Mongol slavers. (p.230)

Slavery is mentioned a lot throughout the book. I would really like to read a good account of slavery in the Middle Ages.

Steven Runciman’s negative interpretation of the crusades

Haag in several places criticises Sir Steven Runciman, author of what, for the second half of the twentieth century, was the definitive three-volume history of the crusades, published from 1951 to 1954.

Haag’s criticism is that Runciman was a passionate devotee of Byzantine culture and the Greek Orthodox church – for example, the Protaton Tower at Karyes on Mount Athos was refurbished largely thanks to a donation from Runciman.

And so Runciman considered the sack of Constantinople by the Fourth Crusaders one of the greatest crimes in human history. His entire account is heavily biased against the crusaders who he portrays as ‘intolerant barbarians’ and, in the famous conclusion to his history, calls the entire enterprise a long act of intolerance and a sin against the Holy Ghost.

This is important because:

It is no exaggeration to say that Runciman single-handedly crafted the current popular concept of the crusades. (Thomas F. Madden, 2005)

And his three-volume history, still published by Penguin, created the impression which

across the Anglophone world continues as a base reference for popular attitudes, evident in print, film, television and on the internet. (Christopher Tyerman, Fellow and Tutor in History at Hertford College, Oxford)

Looking it up, I can see that Haag’s criticism of Runciman – that he was consistently and obviously biased against the crusaders, and that his negative interpretation has been massive and widespread and continues to this day – is now widely shared.

Reflections

The big picture lesson for me is not that this, that or the other side was ‘wrong’ or ‘right’ (and Haag’s interpretation has successfully undermined my simple, liberal, politically correct view that the Crusades were xenophobic, colonial massacres by showing how extremely complicated and fraught the geopolitical and military situations was, with a complex meshing of different forces each fighting each other).

The more obvious conclusion is that all sides in these multi-levelled conflicts shared values and beliefs and codes of conduct and moral codes and ethics which are wildly different from ours today – almost incomprehensibly different – drenched with a religious fanaticism few of us can imagine and prepared to carry out atrocities and cruelties it is often hard to believe.

It is in this light that the shambolic fourth (1204), fifth (1217-21) and sixth crusades (1228-9) must be seen – less as the violent intrusions of a homogenous Superpower into the peace-loving affairs of poor innocent Muslims – more as forms of time-honoured attack, war and conquest (and ignominious defeat) which had been practiced by all mankind, over the face of the whole world, since records began.

The 4th, 5th and 6th crusades may well have been blessed by the Pope (who also didn’t hesitate to excommunicate them and their leaders when they wandered off-target) but in practice followed the entirely worldly, calculating, selfish, power-hungry agendas of the various European princes and kings who led them.

Already, during the third crusade, the Holy Roman Emperor Frederick I Barbarossa had openly plotted with the Serbs, Bulgarians, Byzantine traitors, and even the Muslim Seljuks against the Eastern Empire and at one point sought Papal support for a crusade against the Orthodox Byzantines. Feeling between Latin West and Greek East was becoming ever more polarised.

It is this which helps explain why the so-called fourth crusade ended in the shameful sack of Constantinople in 1203-4. The Venetians were promised a huge sum if they built ships to carry 35,000 warriors to the Holy Land. They stopped all commercial activity to build the fleet. When the knights arrived they were more like 12,000 and the Venetians were told they would only be paid a third of the promised sum. After fractious negotiations, the Venetians came up with a compromise solution – the existing Crusader force would seize the port of Zara in Dalmatia. Zara had been dominated economically by Venice throughout the 12th century but had rebelled in 1181 and allied itself with King Emeric of Hungary and Croatia. It was a Christian city, but the ‘crusade’ proceeded nonetheless, and Zara fell to the combined Venetian-Crusader forces, after which it was thoroughly pillaged. Then, after further complicated negotiations, the crusaders were prevailed upon to attack Constantinople, capital of the Greek Byzantine Empire, by the Venetians, led by their blind Doge Dandolo. The Venetians had long been commercial rivals of the Greeks, and it was said Dandolo had himself been blinded by Byzantine forces in a much earlier conflict between them. There were many more complications – for example the crusaders were told they were fighting to liberate the deposed Byzantine emperor but, during the resultant siege, this emperor was hastily restored by the population of Constantinople, which robbed the attack of its prime goal. Didn’t stop the ‘crusaders’ from finally storming the walls and sacking the Greek capital.

The point is not that this was appalling. The point is that it quite patently has nothing whatsoever to do with the Holy Land or Muslims or liberating the Holy Places and all the rest of crusader rhetoric. It was quite clearly commercial and political warfare of the kind going on all across the world at the time, in a world awash with armies and fighting princes, kings, khans, emperors, sultans and so on, not to mention Chinese emperors and Mayan and Aztec kings.

Same goes for the long-delayed and wandering expedition of the Holy Roman Emperor Frederick II, which he grandly titled the Fifth Crusade, and which led up to him being crowned king of Jerusalem on 29 March 1229 but which was obviously more to do with his personal ambition than any ’cause’, let alone representing anything called ‘the West’. Frederick was excommunicated by the pope three times for pursuing his utterly selfish aims. He only stayed two days in Jerusalem. By this stage the once famous city was a dump, filled with ruins and churches turned into stables. As soon as decent, Frederick took ship back to Europe and got on with the serious job of building up his empire.

The fall of the Templars

And the point – that beneath a thin veneer of religious rhetoric, all these events were just dynasty-making, invading, conquering, and commercial conflicts of a familiar and entirely secular kind – is reinforced by the last few pages of Haag’s book, which chronicle the downfall of the Templars. King Philip IV was hugely in debt to the Templars. He decided to take advantage of the fact that the last Christian enclave in the Holy Land, Acre, had fallen in 1291, and the last little offshore island, Arwan, had fallen to Muslim forces in 1303, to turn on the Templars with a whole string of trumped-up charges of heresy, sodomy and so on which, despite the efforts of the pope to support an order which was nominally under his control, succeeded. The order was convicted of heresy, its leaders were burned at the stake and – the point of the exercise – King Philip’s huge debts were cancelled.

None of this is very edifying. But it is all very, very human.

Maps

There are only three maps in the book but they are excellent, clear and easy to read and they include all the place names mentioned in the text. I can’t find the name of the map designer but he or she is to be congratulated.


Related links

Reviews of other books and exhibitions about the Middle Ages

Byzantine Emperors 324-802

This blog post uses the timeline of Byzantine emperors from Wikipedia and then adds details and comments from John Julius Norwich’s book Byzantium: The Early Centuries.

Constantine I ‘the Great’ (324-337)

Son of the Augustus Constantius Chlorus and Helena. Proclaimed Augustus of the western empire upon the death of his father on 25 July 306, he became sole ruler of the western empire after the Battle of the Milvian Bridge in 312. In 324, he defeated the eastern Augustus Licinius and re-united the empire under his rule, reigning as sole emperor until his death. Constantine completed the administrative and military reforms begun under Diocletian, who had begun ushering in the Dominate period. Actively interested in Christianity, he played a crucial role in its development and the Christianization of the Roman world, through his convocation of the First Ecumenical Council at Nicaea. He re-founded the city of Byzantium as ‘New Rome’, popularly known as Constantinople.

Constantius II (337 – 361)

Second surviving son of Constantine I, he inherited the eastern third of Roman Empire upon his father’s death, becoming sole Roman Emperor from 353, after the overthrow of the western usurper Magnentius. Constantius’ reign saw military activity on all frontiers, and dissension between Arianism, favoured by the emperor, and the Orthodox supporters of the Nicene Creed. In his reign, Constantinople was given equal status to Rome, and the original church of Hagia Sophia was built. Constantius appointed Constantius Gallus and Julian as Caesars, and died on his way to confront Julian, who had risen up against him.

Constans I (337 – 350)

Third surviving son of Constantine I. Caesar since 333, he inherited the central third of Roman Empire upon his father’s death, and became sole emperor in the west following the death of Constantine II in 348. Constans was assassinated during the coup of Magnentius.

Julian ‘the Apostate’ (361 – 363)

Grandson of Constantius Chlorus and cousin of Constantius II. Proclaimed by his army in Gaul, Julian became legitimate Emperor upon the death of Constantius. He was killed on campaign against Sassanid Persia having failed to revive pagan religion.

Jovian (363 – 364)

Captain of the guards under Julian, elected by the army upon Julian’s death. Died on journey back to Constantinople.

Valentinian I (364 – 375)

An officer under Julian and Jovian, he was elected by the army upon Jovian’s death. He soon appointed his younger brother Valens as Emperor of the East. Died of cerebral haemorrhage.

Valens I (364 – 378)

A soldier of the Roman army, he was appointed Emperor of the East by his elder brother Valentinian I. Killed at the Battle of Adrianople.

Gratian (378 – 379)

Son of Valentinian I. Emperor of the West, he inherited rule of the East upon the death of Valens and appointed Theodosius I as Emperor of the East. Assassinated on 25 August 383 during the rebellion of Magnus Maximus.

Theodosius I ‘the Great’ (379 – 395)

Aristocrat and military leader, brother-in-law of Gratian who appointed him as emperor of the East. From 392 until his death sole Roman Emperor. Theodosius passed laws banning pagan religious practice, entrenching Christianity as the religion of the empire.

Arcadius (395 – 408)

On the death of Theodosius I in 395, the Roman Empire was permanently divided between the East Roman Empire, later known as the Byzantine Empire, and the West Roman Empire. Theodosius’ eldest son Arcadius became emperor in the East while his younger son Honorius became emperor in the West.

Theodosius II (408 – 450)

Only son of Arcadius. Succeeded upon the death of his father. As a minor, the praetorian prefect Anthemius was regent in 408–414. Died in a riding accident.

Marcian (450 – 457)

A soldier and politician, he became emperor after being wed by the Augusta Pulcheria, sister of Theodosius II, following the latter’s death. Died of gangrene.

Leo I ‘the Thracian’ (457 – 474)

Of Bessian origin, Leo became a low-ranking officer and served as an attendant of the Gothic commander-in-chief of the army, Aspar, who chose him as emperor on Marcian’s death. He was the first emperor to be crowned by the Patriarch of Constantinople. His reign was marked by the pacification of the Danube frontier and peace with Persia, which allowed him to intervene in the affairs of the western empire, supporting candidates for the throne and dispatching an expedition to recover Carthage from the Vandals in 468. Initially a puppet of Aspar, Leo began promoting the Isaurians as a counterweight to Aspar’s Goths, marrying his daughter Ariadne to the Isaurian leader Tarasicodissa (Zeno). With their support, in 471 Aspar was murdered and Gothic power over the army was broken.

Leo II (January – November 474)

Grandson of Leo I by Leo’s daughter Ariadne and her Isaurian husband, Zeno. He was raised to Caesar on 18 November 473. Leo ascended the throne after the death of his grandfather on 19 January 474. He crowned his father Zeno as co-emperor and effective regent on 10 November 474. He died shortly after, on 10 November 474.

Zeno (474 – 491)

As the leader of Leo I’s Isaurian soldiers, Zeno rose to comes domesticorum, married the emperor’s daughter Ariadne, took the name Zeno, and played a crucial role in the elimination of Aspar and his Goths. He was named co-emperor by his son on 9 February 474, and became sole ruler upon the latter’s death, but had to flee to his native country before Basiliscus in 475, regaining control of the capital in 476. Zeno concluded peace with the Vandals, saw off challenges against him by Illus and Verina, and secured peace in the Balkans by persuading the Ostrogoths under Theodoric the Great to migrate to Italy. Zeno’s reign also saw the end of the western line of emperors, with the deposition of Romulus Augustulus in 476.

Basiliscus (475 – 476)

General and brother-in-law of Leo I, Basiliscus seized power from Zeno but was then deposed by him.

Anastasius I (491 – 518)

He was a palace official when he was chosen as husband and Emperor by the Empress-dowager Ariadne. Anastasius reformed the tax system and the Byzantine coinage and proved a frugal ruler, so that by the end of his reign he left a substantial surplus. His Monophysite sympathies led to widespread opposition, most notably the Revolt of Vitalian and the Acacian Schism. His reign was also marked by the first Bulgar raids into the Balkans and by a war with Persia over the foundation of Dara. He died childless.

Justin I (518 – 527)

Officer and commander of the Excubitors bodyguard under Anastasius I, he was elected by army and people upon the death of Anastasius I. Illiterate, he was much influenced by his nephew Justinian.

Justinian I ‘the Great’ (527 – 565)

Nephew of Justin I, possibly raised to co-emperor on 1 April 527. Succeeded on Justin I’s death. Attempted to restore the western territories of the Empire, reconquering Italy, North Africa and parts of Spain. Also responsible for the corpus juris civilis, or ‘body of civil law’ which is the foundation of law for many modern European nations. For John Julius Norwich Justinian was the last Roman emperor of Byzantium. (See my review of Robert Graves’s novel about his reign, Count Belisarius.)

Justin II (565 – 578)

Nephew of Justinian I, he seized the throne on the latter’s death with support of army and Senate. Became insane, hence in 573–574 under the regency of his wife Sophia, and in 574–578 under the regency of Tiberius Constantine.

Tiberius II Constantine (578 – 582)

Commander of the Excubitors, friend and adoptive son of Justin. Named Caesar and regent in 574. Succeeded on Justin II’s death.

Emperor Maurice (582 – 602)

Became an official and later a general. Married the daughter of Tiberius II and succeeded him upon his death. Named his son Theodosius as co-emperor in 590. Deposed by Phocas and executed on 27 November 602 at Chalcedon.

Phocas (602 – 610)

Subaltern in the Balkan army, he led a rebellion that deposed Maurice but turned out to be spectacularly brutal and cruel. Increasingly unpopular, he was deposed and executed by Heraclius.

Heraclius (610 – 641)

The eldest son of the Exarch of Africa, Heraclius the Elder. With his father and uncle launched a revolt against the unpopular Phocas in 609 and deposed him in October 610. Brought the Byzantine-Sassanid War of 602–628 to a successful conclusion but was unable to stop the Muslim conquests; during his rule Muslim armies conquered of Syria (637), Armenia (639) and Egypt (639). In 638 Jerusalem fell after a two-year siege. The loss to the Muslims of Jerusalem, the holiest city to Christians, proved to be the source of much resentment in Christendom for centuries to come.

Heraclius officially replaced Latin with Greek as the language of administration. This act, for Norwich, makes Heraclius the first fully Greek Byzantine emperor. His military and administrative reforms created the backbone for the Byzantine Empire which helped it last another eight hundred years. He tried to solve the ongoing divisions caused by the monophysitic heresy by promoting a compromise theory, monothelitism, devised by Patriarch Sergius I of Constantinople, although this only ended up causing more ill-feeling and excommunications. Nonetheless, according to Norwich, his record:

remains a magnificent one. Without his energy, determination and inspired leadership, Constantinople might well have fallen to the Persians – in which case it would almost inevitably have  been engulfed a few years later by the Muslim tide, with consequences for Western Europe that can scarcely be imagined. (Byzantium: The Early Centuries p.310)

Constantine III (February – May 641)

Born 612, eldest son of Heraclius by his first wife Fabia Eudokia. Named co-emperor in 613, he succeeded to the throne with his younger brother Heraklonas following the death of Heraclius. Died of tuberculosis, reputedly poisoned by scheming empress-dowager (i.e. Heraclius’s wife) Martina.

Heraklonas (February to September 641)

Born 626 in to Heraclius’ second wife Martina, named co-emperor in 638. Succeeded to the throne with Constantine III following the death of Heraclius. Sole emperor after the death of Constantine III, under the regency of Martina, but was forced to name Constans II co-emperor by the army. In September both Martina and Heraklonas were arrested: her tongue was cut out and his nose was slit, and they were sent into exile on Rhodes.

Constans II (641 – 668)

Born 630 the son of Constantine III. Raised to co-emperor in summer 641 i.e. aged just 11, after his father’s death, Constans became sole emperor after the forced abdication and exile of his uncle Heraklonas (see above). Baptized Heraclius, he reigned as Constantine, ‘Constans’ was his nickname. Constans’s 27-year reign was overshadowed by constant struggle against the fast-expanding Muslim caliphate. In 642 the seized Alexandria, later razing its defences to the ground and starting a new town at the head of the Nile Delta, which would become Cairo. In 649 the Muslims sacked Cyprus. In 654 they attacked Rhodes. In 655 they thrashed an imperial fleet off the coast of Lycia. In 663 Constans led an army across the Adriatic and into Italy to combat the Lombards. Having taken Rome he stripped it of its last remaining treasures and shipped them back to Constantinople. Then he moved on to Syracuse, which he made his base for the last five years of his reign. He was murdered by a slave while bathing.

Constantine IV (668 – 685)

Eldest of Constans II’s three sons. In 669 there was an army uprising against his rule which he put down and then slit the noses of his two younger brothers to render them unfit to rule (in Byzantine theory the king or basileus had to be free of physical blemishes). From 674 to 678 he held off a sea-based siege of Constantinople, not least by deploying Greek fire, and in doing so – according to John Julius Norwich – ‘saved Western civilisation’.

Had they captured Constantinople in the seventh century rather than the fifteenth, all Europe – ad America – might be Muslim today. (p.325)

Not bad for a man who died of dysentery aged just 33.

Justinian II nicknamed ‘the Slit-nosed’ (685 – 695)

Son of Constantine IV, he was named co-emperor in 681 and became sole emperor upon Constantine IV’s death. He was a stern disciplinarian whose biggest act was to move an estimated quarter of million peasants and villagers from Thrace and northern Greece into Bithynia and the south coast of the Black Sea. He was also a ferocious taxer who made it plain he wanted to tax the aristocracy to extinction so when a military revolt broke out, they and other sections of the population gleefully welcomed Justinian’s overthrow in 695. He was dragged into the Hippodrome where his nose was slit, before being sent into exile at Cherson in Crimea.

The Twenty Years’ Anarchy (695–717)

Leontius (695–698)

A professional soldier from Isauria, Leontius led a military revolt against Justinian II, who was disfigured and sent into exile. In 698 the Muslims conquered Carthage and thus extinguished the entire Roman province of North Africa. Leontius had sent a fleet to defend the city but rather than return in disgrace, the sailors mutinied and elected a new king, the fleet returning to Constantinople and overthrowing Leontius.

Tiberius Apsimar (698–705)

Originally named Apsimar and of German origin, this is the admiral the failed Byzantine fleet elected their leader and king (and hastily gave the Roman-sounding name of Tiberius) and who led them back to the capital to overthrow Leontius. In the seven years of his reign he led military expeditions against the Muslims in Syria and Cilicia. His reign (and life) came to an end when the exiled Justinian II returned.

Justinian II ‘the Slit-nosed’ (705 – 711)

In exile Justinian did a deal with the Bulgar King Tervel to make the latter caesar in exchange for Slav troops. With these troops Justinian returned to Constantinople and seized power. The two usurpers – Leontius and Tiberius – were tracked down, put in chains, dragged round the Hippodrome in front of a jeering crowd, had their noses slit as Justinian had, and then were beheaded. Justinian then went on to inaugurate a reign of terror, torturing and executing his enemies.

In 709, for reasons which remain obscure, he sent an army to Ravenna – theoretically still a Byzantine ‘exarchate’ – round up the town’s dignitaries and packed them off to Constantinople where they were all executed except for the archbishop, who he had blinded, while his army went on the rampage in the captured city.

Then he launched an expedition against the Khazars who had taken Cherson, site of his exile, where a complicated sequence of events led to an exiled general named Bardanes rallying rebellious Byzantine forces and  sailing to take Constantinople, where a grateful populace greeted him. Justinian was captured a few miles outside of town and beheaded. His mother took his son, six-year-old Tiberius, to the sanctuary of a church across the Bosphorus but soldiers followed them there and slaughtered the little boy ‘like a sheep’. The Heraclian line of emperors had ended.

Philippicus Bardanes (711 – 713)

A general of Armenian origin, he led the forces from Cherson which deposed Justinian II, but turned out to be a ‘hopeless hedonist’ (p.347). The Bulgar King Tervel vowed to avenge his friend Justinian and marched his Slav army up to the walls of Constantinople. Philippicus called on the Opsikian Theme (a theme was a geographical and administrative unit of the empire) just across the Marmaris to send troops to help, but they refused and instead nominated a rival basileus. Philippicus was enjoying a siesta in his palace when soldiers broke in, seized him, dragged him to the Hippodrome where his eyes were put out.

Anastasius II (713 – 715)

Originally named Artemios, he was a chief secretary to Philippicus and proclaimed emperor by the soldiers who overthrew Philippicus. Anastasius set about repairing the walls defending Constantinople and, hearing the Muslims were once again on the war path, sent a pre-emptive force of Opsikian troops in a fleet to Rhodes. However the rebellious troops clubbed the head of the expedition to death and then returned to the capital, picking up an inoffensive tax collector named Theodosius along the way. After a six month siege, Constantinople submitted to the rebels and Anastasius, who had fled to Nicaea, was allowed to retire to a monastery in Thessalonica. In 719 he led a revolt against his successor but one, Leo III, but failed, and was executed by Leo.

Theodosius III (715 – 717)

A tax collector unrelated to any royal blood, Theodosius was proclaimed emperor by rebellious Opsikian troops, entering Constantinople in November 715. Two years later Leo the Isaurian, who was governor of a theme on the eastern border, led a revolt of soldiers on Constantinople and, after some negotiations with the Senate and Leo, Theodosius was allowed to abdicate and retire to a monastery in Ephesus.

End of the Twenty Years’ Anarchy

Leo III the Isaurian (717 – 741)

Norwich, in his history of Byantium, calls Leo ‘the saviour of the empire’. He rose through the ranks from very obscure origins (‘a Syrian peasant’) to become a general. Led a rebellion and secured the throne in spring 717. In the autumn a massive Muslim army and fleet besieged Constantinople but Leo had prepared well, the besieging army was decimated during a bitter winter of famine and disease, the survivors massacred by a Bulgarian army which attacked from the north, and then the retreating fleet was destroyed in a storm. Saved again.

Leo’s other big achievement was to inaugurate the movement known as Iconoclasm which set out to destroy all images of the human figure and face and which was to divide the empire and severely exacerbate the divide between the Western and Eastern churches. He had barely begun, by removing just one statue from one church, before he sparked a storm of protests across the city and the Greek East and from the pope in Rome. Despite protests, he pressed on and in 703 issued an imperial decree banning all religious images, demanding they be destroyed. Monks and priests fled east and west carrying their beloved icons and images concealed. The fleet and numerous military garrisons mutinied. There were riots in the major cities.

Some scholars attribute the rise of iconoclasm to the influence of the sternly anti-image Muslims who now controlled most of the former Roman territory in the East. But Norwich points out that the movement actually began as a charter launched by eastern bishops who thought they were challenging the increasingly fetishistic worship of icons in themselves. It had got to the stage where icons stood in as godparents during baptisms.

Constantine V (741 – 775)

The only son of Leo III. Constantine was made co-emperor in 720 and succeeded on his father’s death. He was leading a military expedition against the Muslims when he was attacked by Artabasdos, an old colleague of his father’s who had helped Leo seize the throne from Theodosius.

Artabasdos (741 – 743)

General who had helped Leo II to the throne and been given Leo’s sister’s hand in marriage, thus becoming brother-in-law to Leo and uncle to Constantine V, who he overthrew. For eighteen months he ruled in Constantinople making himself very popular by calling for the restoration of icons, which suddenly reappeared all over the city. Meanwhile Constantine had not been killed, but taken refuge in an eastern garrison filled with icon-supporters (the issue now split every level of Byzantine society) who marched behind him and they defeated Artabasdos in battle in Lydia.

Artabasdos fled to Constantinople which Constantine re-entered at the head of his army, dragged Artabasdos to the Hippodrome where he and his two sons were ritually blinded, their chief supporters executed or subjected to various mutilations. The Patriarch Anastasius was stipped naked, flogged, and paraded round the Hippodrome sitting backwards on a donkey.

Constantine V (741 – 775) part two

Constantine returned to power with renewed virulence against the icon-supporters, not least because they had helped overthrow him. He convened a church council which banned icons. He banned the use of the word ‘saint’ and ‘mother of God’ as blasphemous. He was particularly violent against monasteries, which had been growing in size and power. We have records of entire monasteries being sacked, the head monks having their beards doused in oil and set on fire, libraries burned to the ground. And this not by the Muslims, but by their fellow Christians.

Constantine campaigned continually against the Bulgars who threatened from the north but he was granted relief from the Muslim threat when, in 750, at the Battle of the Greater Zab River, the army of Caliph Marwan II was smashed by that of Abu al-Abbas al-Suffah and the Omayyad dynasty of Damascus came to an end. Power moved to the new Abbasid dynasty based in Baghdad, which was to be more interested in the East, in Persia, Afghanistan and Transoxiana than in Europe or Africa.

But in 751 Ravenna was taken by the Lombard king Aistulf and the last Byzantine foothold in north Italy was snuffed out forever. Constantine died of natural causes while on campaign against the Bulgars aged 56.

Leo IV ‘the Khazar’ (775 – 780)

Eldest son of Constantine V, co-emperor since 751, he succeeded upon his father’s death and was much influenced by his powerful, scheming wife Irene. When he died aged just 30, Irene made herself Regent for their son, Constantine VI. Irene was

scheming and duplicitous, consumed by a devouring ambition and an insatiable lust for power, she was to bring dissension and disaster to the Empire for nearly a quarter of a century (p.366)

Constantine VI (780 – 797)

Born in 771 and only child of Leo IV, co-emperor in 776, sole emperor upon Leo’s death in 780, he was for the next ten years under the regency of his mother, Irene of Athens.

Irene was a fierce supporter of icons and overthrew all Constantine V’s legislation, in 787 convening the Second Council of Nicaea which condemned the practice of iconoclasm and restored the veneration of icons to Christian practice. This also helped restore relations with the pope in Rome, the Western church having never condemned icons in the first place.

Her icon-support sparked repeated mutinies in the solidly iconoclast army. Anticipating a coup in 790 she placed her son – fast becoming a focal point for iconoclast rebellion – in prison. When she tried to make the entire army swear an oath of allegiance to her personally, it mutinied, freed young Constantine (now 18 years old) and confined Irene to house arrest. Constantine proved weak and indecisive and a poor military leader. The famous Muslim leader Haroun al-Rashid had to be bought off with vast tributes of gold, while Constantine failed in his campaigns against the ever-threatening Bulgars of the North.

Constantine scandalised his church, especially the monks, by divorcing his first wife and marrying a court attendant. This issue, like everything else, became ensnared in theological language and led to splits among the icon-supporters which were exploited by the iconoclasts. In 797 Irene launched a coup against her own son, having him captured, taken to the palace and there ritually blinded. Her own son. He died soon after of his wounds.

Irene (797 – 802)

Although she tried to court popularity by reducing all manner of unpopular taxes, this only had the effect of impoverishing the empire, leaving her unable to repel further incursions by Haroun al-Rashid, alienating the iconoclast army, as well as every conservative who thought there mustn’t be a woman basileus.

In 802, out of the blue, came a marriage proposal from Charles, King of the Franks, who had been crowned Holy Roman Emperor at St Peter’s on Christmas Day 800. Theoretically the pope in Rome was subject to the emperor, the Roman Emperor, resident in Constantinople. But Irene’s reign created a unique conjunction of events. For most churchmen, aristocrats and citizens, a woman couldn’t be basileus. Therefore the Roman throne was vacant. Add in the factor that the popes of Rome had been abused, ignored, sometimes kidnapped and even murdered by various Eastern emperors – and that the East seemed to have been taken over by icon-destroying madness – and was militarily weak, especially against the Muslims – all these are reasons why Pope Leo should turn to by far the strongest military figure in the West, the pious and genuine Christian believer Charles King of the Franks who, in the preceding 30 years, had hugely expanded the territory of his kingdom.

Crowning him emperor in Rome in 800 a) created an entirely new centre of power in the West, resulting in there being two emperors in Christendom b) gave enormous power and influence to Leo (which protected him against powerful enemies who were conniving at his downfall) and – though no-one realised it at the time – to all his successors.

Charles and probably Leo thought that if Charles married Irene it would reunite the two halves of the empire, and hence the marriage proposal. Irene for her part knew how unpopular she had become and looked favourably on it. Imagine if they had go married and Christendom united.

Instead she was overthrown in a palace coup in 802, sent into exile on Lesbos and died a year later. The epoch of one Roman Empire united under one emperor, was over. From now on there would be a Holy Roman Emperor in the West and a Byzantine Emperor in the East.


Related links

Other early medieval reviews

The Lost Victory: British Dreams and British Realities 1945-50 by Correlli Barnett (1995)

What a devastating indictment of British character, government and industry! What an unforgiving expose of our failings as a nation, an economy, a political class and a culture!

Nine years separated publication of Barnett’s ferocious assault on Britain’s self-satisfied myth about its glorious efforts in the Second World War, The Audit of War (1986) and this sequel describing how the Attlee government threw away a once-in-a-lifetime opportunity to modernise Britain’s creaking infrastructure and industry – The Lost Victory: British Dreams and British Realities, 1945-50.

I imagine Barnett and the publishers assumed most readers would have forgotten the detail of the earlier book and that this explains why some sections of this volume repeat The Audit of War’s argument pretty much word for word, down to the same phrases and jokes.

And these set the tone and aim which is to extend the brutal dissection of Britain’s wartime industrial failings on beyond victory in the Second World War, and to show how the same old industrial and economic mistakes were made at every level of British government and industry – but now how the ruling class not only ignored Britain’s bankruptcy and ruin during the war but consciously chose not to take the opportunity to consolidate and invest in Britain’s scattered industries, her creaking infrastructure, and draw up plans for long-term industrial rejuvenation (unlike the defeated nations Japan and Germany) but instead piled onto the smoking rubble of the British economy all the costs of the grandiose ‘New Jerusalem’ i.e. setting up a national health service and welfare state that a war-ruined Britain (in Barnett’s view) quite simply could not afford.

The unaffordable British Empire

One big new element in the story is consideration of the British Empire. The British Empire was conspicuous by its absence from The Audit of War, partly, it seems, because Barnett had dealt with it at length in the first book of this series, The Collapse of British Power which addressed the geopolitical failings of greater Britain during the interwar period, partly because Audit was focused solely on assessing Britain’s wartime economic and industrial performance.

Anyone familiar with Barnett’s withering scorn for the British ruling class, the British working class and British industry will not be surprised to learn that Barnett also considers the empire an expensive, bombastic waste of space.

It was the most beguiling, persistent and dangerous of British dreams that the Empire constituted a buttress of United Kingdom strength, when it actually represented a net drain on United Kingdom military resources and a potentially perilous strategic entanglement. (p.7)

It was, in sum:

one of the most remarkable examples of strategic over-extension in history (p.8)

The empire a liability Barnett makes the simple but stunningly obvious point that the British Empire was not a strategically coherent entity nor an economically rational organisation (it possessed ‘no economic coherence at all’, p.113). Instead he gives the far more persuasive opinion that the empire amounted to a ragbag of territories accumulated during the course of a succession of wars and colonising competitions (climaxing with the notorious Scramble for Africa at the end of the 19th century) whose rationale was often now long forgotten. It was, as he puts it, ‘the detritus of successive episodes of history, p.106.

For example, why, in 1945, was Britain spending money it could barely afford, administering the Bahamas, Barbados, Guiana, British Honduras, Jamaica, the Turks and Caicos Islands, Trinidad and Tobago, the Windward Islands, and the Leeward Islands? They didn’t bring in any money. They were a drain, pure and simple, on the British Treasury i.e. the British taxpayer.

India too expensive Everyone knows that India was ‘the jewel in the crown’ of the Empire, but Britain had ceased making a trading surplus with India by the end of the 19th century. Now it was a drain on resources which required the stationing and payment of a garrison of some 50,000 British soldiers. It was having to ‘defend’ India by fighting the Japanese in Burma and beyond which had helped bankrupt Britain during the war. Barnett is scathing of the British ruling class which, he thinks, we should have ‘dumped’ India on its own politicians to govern and defend back in the mid-1930s when the Congress Party and the Muslim League had started to make really vehement requests for independence. Would have saved a lot of British money and lives.

Ditto the long string of entanglements and ‘mandates’ and ‘protectorates’ which we’d acquired along the extended sea route to India i.e. Gibraltar, Malta, Cyprus and Egypt with its Suez Canal. None of these generated any income. All were a drain on the public purse, all required the building of expensive military bases and the indefinite prolongation of National Service to fill them up with discontented squaddies who, as the 40s turned into the 50s, found themselves fighting with increasingly discontented locals demanding independence.

So why carry on paying for this expensive empire?

For psychological reasons. Politicians and public alike though the Empire (morphing into the Commonwealth) was what made Britain Great.

Pomp and circumstance Barnett explains how the trappings of Empire were mostly created in the late Victorian period in order to unite public opinion across the dominions and colonies but also to impress the home audience. These gaudy ceremonies and medals and regalia and titles were then carried on via elaborate coronation ceremonies (George V 1910, George VI 1936, Elizabeth II 1952), via pomp and circumstance music, the Last Night of the Proms, the annual honours list and all the rest of it, the grandiose 1924 Empire exhibition – all conveying a lofty, high-minded sense that we, the British public, had some kind of ‘duty’ to protect, to raise these dusky peoples to a higher level of civilisation and now, in some mystical way, Kikuyu tribesmen and Australian miners and Canadian businessmen all made up some kind of happy family.

In every way he can, Barnett shows this to be untrue. A lot of these peoples didn’t want to be protected by us any more (India, granted independence 15 August 1947; Israel declared independence 14 May 1948) and we would soon find ourselves involved in bitter little wars against independence and guerrilla fighters in Malaya, Cyprus and Kenya to name just the obvious ones.

Empire fantasists But the central point Barnett reverts to again and again is the way what he calls the ’empire-fantasists’ insisted that the British Empire (morphing into the British Commonwealth as it was in these years) somehow, magically, mystically:

  • made Britain stronger
  • gave Britain ‘prestige’
  • made Britain a Great Power
  • thus entitling Britain to sit at the Big Boys table with America and Russia

He shows how all these claims were untrue. Successive governments had fooled themselves that it was somehow an asset when in fact it was a disastrous liability in three ways:

  1. Britain made no economic advantage out of any part of the empire (with the one exception of Malaya which brought in profits in rubber and tin). Even in the 1930s Britain did more trade with South America than with any of the colonies.
  2. Most of the Empire cost a fortune to police and maintain e.g. India. We not only had to pay for the nominal defence of these colonies, but also had to pay the cost of their internal police and justice systems.
  3. The Empire was absurdly widely spaced. There was no way the British Navy could police the North Sea, the Mediterranean and protect Australia and New Zealand from Japanese aggression.

The end of naval dominance Barnett shows that, as early as 1904, the British Navy had decided to concentrate its forces in home waters to counter the growing German threat, with the result that even before the Great War Britain was in the paradoxical position of not being able to defend the Empire which was supposed to be the prop of its status as a World Power.

In fact, he makes the blinding point that the entire layout of the Empire was based on the idea of the sea: of a merchant navy carrying goods and services from farflung colonies protected, if necessary, by a powerful navy. But during the 1930s, and then during the war, it became obvious that the key new technology was air power. For centuries up to 1945 if you wanted to threaten some small developing country, you sent a gunboat, as Britain so often did. But from 1945 onwards this entire model was archaic. Now you threatened to send your airforce to bomb it flat or, after the dropping of the atom bombs, to drop just one bomb. No navy required.

An Empire based on naval domination of the globe became redundant once the very idea of naval domination became outdated, superseded. Instead of an economic or military asset, by the end of the Second World War it had clearly become an expensive liability.

The hold of empire fantasy And yet… not just Churchill, but the vehement socialists who replaced him after their landslide general election victory in August 1945, just could not psychologically break the chain. Their duty to the Queen-Empress, all their upbringings, whether on a council estate or at Harrow, all the trappings of the British state, rested on the myth of the empire.

The delusion of being a Great Power Added to this was the delusion that the existence of a British Empire somehow entitled them to a place at the top table next to Russia and America. Churchill had, of course, taken part in the Great Alliance with Roosevelt and Stalin which made enormous sweeping decisions about the future of the whole world at Yalta and Potsdam and so on.

Looking back across 70 years it is difficult to recapture how all the participants thought, but there was clear unanimity on the British side that they genuinely represented a quarter of the world’s land surface and a quarter of its population.

Ernest Bevin What surprises is that it was a Labour politician, Ernest Bevin, who became Foreign Secretary in 1945, who felt most strongly about this. Barnett, in his typically brusque way, calls Bevin the worst Foreign Secretary of the 20th century because of his unflinching commitment to maintaining military defence of the British Empire at its widest and most expensive extent. He repeatedly quotes Bevin and others like him invoking another defence of this hodge-podge of expensive liabilities, namely that the British Empire provided some kind of ‘moral’ leadership to the world. They thought of it as an enormous stretch of land and peoples who would benefit from British justice and fair play, a kind of safe space between gung-ho American commercialism on the one hand, and the menace of Stalinist communism on the other.

And yet Barnett quotes the U.S. Secretary of State Dean Acheson as getting fed up with Britain’s clamorous calls to be involved in all the high level discussions between America and Russia, calls which would increasingly be ignored as the years went by and which were brutally snapped down during the Suez Crisis of 1956, when America refused to back Britain’s invasion of Egypt and Britain had to back down and walk away with its tail between its legs.

Salami slicing On the specific issue of imperial defence Barnett shows in considerable detail – using minutes and memoranda from the relevant cabinet meetings – that the Attlee government’s inability to decide what to do about defending the farflung Commonwealth set the pattern for all future British administrations by trying to maintain an army and navy presence in all sectors of the Empire (Caribbean, Far East, Middle East) but ‘salami slicing’ away at the individual forces, paring them back to the bone until… they became in fact too small to maintain serious defence in any one place. For the first few decades we had an impressive military and naval force but a) to diffused in scores of locations around the globe to be effective in any one place b) always a fraction of the forces the Americans and the Soviets could afford to maintain.

Empire instead of investment

Stepping back from the endless agonising discussions about the future of the Empire, Barnett emphasises two deeper truths:

1. The 1946 loan The British were only able to hand on to their empire because the Americans were paying for it – first with Lend-Lease during the war, which kept a bankrupt Britain economically afloat, then with the enormous post-war loan of $3.5 billion (the Anglo-American Loan Agreement signed on 15 July 1946). This was negotiated by the great economist John Maynard Keynes:

Keynes had noted that a failure to pass the loan agreement would cause Britain to abandon its military outposts in the Middle Eastern, Asian and Mediterranean regions, as the alternative of reducing British standards of living was politically unfeasible.

A debt that was only paid off in 2006.

2. Marshall Aid While Barnett shows us (in numbing detail) successive British governments squabbling about whether to spend 8% or 7% or 6% of GDP on the military budget required to ‘defend’ Malaya and Borneo and Bermuda and Kenya and Tanganyika – their most direct commercial rivals, Germany and Japan, were spending precisely 0% on defence.

I was surprised to learn that (on top of the special loan) Britain received more Marshall Aid money than either France or Germany but – and here is the core of Barnett’s beef – while both those countries presented the American lenders with comprehensive plans explaining their intentions to undertake comprehensive and sweeping investment in industry, retooling and rebuilding their economies to conquer the postwar world, Britain didn’t.

This was the once-in-a-generation opportunity which Britain also had to sweep away the detritus of ruined British industry, and invest in new technical schools, better training for workers and management, new plant and equipment built in more appropriate locations and linked by a modern road and rail infrastructure.

Instead Britain, in Barnett’s view, squandered the money it borrowed from America (the only thing keeping it afloat during the entire period of the Attlee government) on 1. the grandiose welfare state with its free care from cradle to grave and 2. propping up an ‘Empire’ which had become a grotesque liability and should have been cut loose to make its own way in the world.

Empire instead of Europe

Britain’s enthralment to delusions of empire is highlighted towards the end of the period (1945-50) when Barnett describes its sniffy attitude towards the first moves by West European nations to join economic forces. The first glimmers of European Union were signalled by the Schuman Declaration of 9 May 1950 which proposed the creation of a European Coal and Steel Community (ECSC), the basis of the EU as we know it today.

Typically, the British government commissioned several committees of mandarins to ponder our response, which turned out to be one of interest but reluctance to actually join – with the result that a pan-European coal and steel market was forged and we were left out of it.

The episode starkly demonstrated that five years after Victory-in-Europe Day Britain still remained lost in the illusion of a continuing destiny as a world and imperial power – an illusion which was costing her so dear in terms of economic and military overstretch. (p.120)

The following month (June 1950) North Korea invaded South Korea and Britain immediately pledged its support to America in repelling the invasion. The Korean War ended up lasting three years (until an armistice on 27 July 1953). Britain committed over 100,000 troops to what those who served bitterly called ‘the forgotten war’, of whom 1,078 were killed in action, 2,674 wounded and 1,060 missing, in defence of a nation 5,500 miles away – a military deployment which cost a fortune.

New Jerusalem

This prolonged demolition of the whole idea of the British Empire comes before Barnett even turns his guns on the main target of the book – the British government’s misguided decision not to invest in a comprehensive renovation of the British economy, and instead to devote its best minds, energies and money to the creation of the welfare state and the National Health Service.

Here Barnett deploys all the tactics he used in The Audit of War:

  • he lumps together these two projects, along with the broader aims of the Beveridge Report (massive rehousing, full employment) under the pejorative heading ‘New Jerusalem’ and deliberately mocks all its proponents as ‘New Jerusalemers’ (Beveridge himself described as ‘the very personification of the liberal Establishment’, possessing the righteousness and ‘authoritartian arrogance and skill in manipulating the press which made him the Field Marshall Montgomery of social welfare’, p.129)
  • he goes to great lengths to show how the entire New Jerusalem project was the misguidedly high-minded result of the culture of Victorian idealism, the earnest religious revival of the early and mid-Victorian period as brought to perfection in the public service ethos of the public schools and which he scornfully calls ‘the “enlightened” Establishment’ – meeting and marrying the ‘respectable’ working class tradition of non-conformism and moral improvement, particularly strong in Wales which produced, among many other Labour politicians, the father of the NHS, Aneurin Bevan
  • and how this enormous tide of high-minded paternalistic concern for the squalor and ill health of Britain’s industrial proletariat led throughout the war to a co-ordinated campaign across the media, in magazines and newspapers – led by public school and Oxbridge-educated members ‘the “enlightened” Establishment’, editors, writers, broadcasters – which used all means at its disposal to seize the public imagination

The result of this great tidal wave of high minded altruism was that by 1945 both Tories and Labour were committed to its implementation, the implementing the Beveridge Report of 1942 which called for the creation of a welfare state, for the creation of a national health service free at the point of delivery, and for Beveridge’s other two recommendations – for a vast building plan to erect over 4 million new houses in the next decade, as well as a manifesto pledge to maintain ‘full employment’.

Barnett quotes at length from the great torrent of public and elite opinion which made these policy decisions almost unavoidable – but also emphasises how none of these great projects was ever properly costed (the actual cost of the NHS tripled within two years, far exceeding expectations); and how the warnings of financial ‘realists’ like the successive Chancellors of the Exchequer (Sir Kingsley Wood, Sir John Anderson, Hugh Dalton, Sir Stafford Cripps and Hugh Gaitskell) that Britain simply couldn’t afford them, were rejected by the barnstorming rhetoric of the impetuous and passionate Bevan, who established a pattern of making grandstanding speeches about the poor and needy to his cabinet colleagues, before threatening to resign (page. 150) (Bevan did eventually resign, in 1951, in protest at Chancellor Gaitskell introducing prescription charges for false teeth and glasses).

Case studies and proof

As in The Audit of War these general chapters about the New Jerusalemites, the pointlessness of the empire, the arts and humanities education of both politicians and civil servants, and the lamentable anti-efficiency practices of the trade unions, are all just preliminaries for a long sequence of chapters and sections in which Barnett examines in mind-boggling detail how the Attlee government’s wrong-headed priorities and policies hampered and blocked any kind of industrial recovery across a wide range of industries which had already been struggling even before the war started, and now became fossilised in postures of bureaucracy and incompetence.

It is an absolutely devastating indictment of how restrictive government policies, short-sighted and stupid management, and the incredibly restrictive practices of an embittered and alienated working class all combined to create the ‘British disease’ which had brought Britain to its knees by the 1970s. Some quotes give a feel:

The catastrophically cold winter of 1946-47 forced the shutdown of large swathes of industry.

In 1947 the price of food imports, many of them from the dollar area, rose to nearly a third higher than in 1945. As a consequence of this double misfortune [loss of exports due to shutdown factories, huge rise in cost of food imports] plus the continued £140 million direct dead-weight cost of the world role, Britain was no longer gaining ground in the struggle to close the balance of payments gap, but losing it. In the first six months of 1947 more than half the original 1945 loan of $3.75 billion was poured away to buy the dollar goods and foodstuffs that Britain could not itself afford. (p.199)

In fact, there is evidence that it was the failure of the ‘centrally planned’ economy under Labour to supply enough coal to keep the power stations running, and the general collapse of the economy, which did a lot to undermine faith in their competence.

It is striking that in this great age of plans and planners, it turned out that Labour did not, in fact, have a fully costed and worked out plan for either the costs of the welfare state and NHS, and even less so for what it wanted to do with the country’s economy and industry. The only plan was to nationalise key industries in the vague hope that bringing them into public ownership would make management and workers work harder, with a greater spirit of public unity. But nationalisation did the opposite. Because no new money was poured in to modernise plant and equipment, men kept working in crappy workplaces at hard jobs and insisted on their pay differentials. Instead of directing resources to the most profitable coalmines or steel plants, the Labour government nationalised these industries in such a way that the most inefficient were subsidised by the most efficient, and workers across all factories and mines were paid the same wages – thus at a stroke, killing any incentive for management to be more efficient or workers to work harder. The effect was to fossilise the generally poor level of management and incredibly inefficient working practices, at the lowest possible level.

From the start the various Boards and committees and regional Executives set up to run these ramshackle congeries of exhausted industry regarded their job as to tend and succour, not to inspire and modernise, dominated

by a model of a ‘steady-state’ public utility to be ‘administered’ rather than dynamically managed.

But it’s the fact that, after all these years of articles and speeches and radio broadcasts and meetings and papers and research and books, there were no worked-out plans which takes my breath away.

The Labour government renounced the one advantage of a command economy – direct intervention in the cause of remaking Britain as an industrial society. Except in the fields of defence, nuclear power and civil aircraft manufacture, there were still to be no imposed plans of development – even in regard to industries where the need had long been apparent, such as shipbuilding, steel and textiles. (p.204)

As to these knackered old industries:

It was a mark of how profoundly twentieth century industrial Britain had remained stuck in an early-nineteenth century rut that even in 1937 exports of cotton (despite having collapsed by three-quarters since 1913) still remained a third more valuable than exports of machinery and two-and-a-half times more than exports of chemicals. (p.209)

A Board of Trade report stated that between 60 and 70% of its buildings had been put up before 1900. Whereas 95% of looms in America were automatic, only 5% of looms in Britain were. Most of the machinery was 40 years old, some as much as 80 years old. Barnett then describes the various make-do-and-mend policies of the government which had spent its money on defence and the welfare state and so had none left to undertake the sweeping modernisation of the industry which it required.

Same goes for coal, steel, shipbuilding, aircraft and car manufacturing, each of them suffering from creaking equipment, cautious management, mind-bogglingly restrictive trade union practices, poor design, absurd fragmentation –

The chapter on Britain’s pathetic attempts to design and build commercial airliners is one of humiliation, bad design, government interference, delay and failure (the Tudor I and II, the enormous Brabazon). While politicians interfered and designers blundered and parts arrived late because of lack of capacity in steel works themselves working at sub-optimal capacity because of failures in coal supply (due, more often than not, to strikes and go-slows) the Americans designed and built the Boeing and Lockheed models which went on to dominate commercial air flight.

While the French committed themselves to an ambitious plan to build the most modern railway network in the world, high speed trains running along electrified track, the British government – having spent the money on propping up the empire, building useless airplanes and paying for cradle to grave healthcare, was left to prop up the Victorian network of

slow, late, dirty and overcrowded passenger trains, freight trains still made up of individually hand-braked four-wheeled wagons, and of antique local good-yards and crumbling engine sheds and stations. (p.262)

The Germans had already built their motorways in the 1930s. Now they rebuilt them wider and better to connect their regions of industrial production, as did the French. The British bumbled along with roads often only 60 feet wide, many reflecting pre-industrial tracks and paths. The first 8 mile stretch of British motorway wasn’t opened until 1958.

When it came to telecommunications, there was a vast backlog of telephones because no British factories could produce vital components which had to be (expensively) imported from America or Germany. Result: in 1948 Britain was a backwards country, with 8.5 phones per 100 of the population, compared to 22 in the US, 19 in Sweden, 15.5 in New Zealand and 14 in Denmark (p.265). Some 450,000 people were on a waiting list of up to eighteen months meaning that for most of the 100,000 business waiting for a phone to be installed, making any kind of communication involved popping out to the nearest call box with a handful of shillings and pence and an umbrella (p.267).

Barnett

details the same kind of failings as applied to the entire system of British ports: too small, built in the wrong places without space to expand, harbour entrances too narrow, docks too shallow, cranes and other equipment too small and out of date – then throw in the immensely obstructive attitude of British dockers who were divided into a colourful miscellany of crafts and specialism, any of whom could at any moment decide to strike and so starve the country of supplies.

I was particularly struck by the section about the British car industry. it contained far too companies – some 60 in all- each of whom produced too many models which were badly designed and unroadworthy, made with inferior steel from knackered British steelworks and required a mind-boggling array of unstandardised parts. Barnett tells the story of Lucas the spark plug manufacturers who put on a display of the 68 different types of distributor, 133 types of headlamp and 98 different types of windscreen wiper demanded of them by the absurd over-variety of British cars e.g. Austin producing the A40, the Sheerline and the princess, Rootes brothers making the Sunbeam-Talbot, the Hillman Minx, and three types of Humber, and many more manufacturers churning out unreliable and badly designed cars with small chassis and weak engines.

Barnett contrasts this chaos with the picture across the Channel where governments helped a handful of firms invest in new plant designed to turn out a small number of models clearly focused on particular markets: Renault, Citroen and Peugeot in France, Mercedes and Volkswagen in Germany, Fiat in Italy. It wasn’t just the superiority of design, it was subtler elements like the continentals’ willingness to tailor models to the requirements and tastes of foreign markets, and to develop well-organised foreign sales teams. The British refused to do either (actually refused; Barnett quotes the correspondence).

On and on it goes, a litany of incompetence, bad management and appalling industrial relations, all covered over with smug superiority derived from the fact that we won the war and we had an empire.

It makes you want to weep tears of embarrassment and humiliation. More important – it explains what came next. More than any other writer I’ve ever read, Barnett explains why the Britain I was born into in the 1960s and grew up in during the 1970s was the way it was, i.e. exhausted, crap ad rundown on so many levels.


Related links

Related reviews

I am Ashurbanipal king of the world, king of Assyria @ the British Museum

Ashurbanipal

Ashurbanipal was ruler of the Assyrian Empire from 669 to about 630 BC. From his capital at Nineveh on the edge of present-day city of Mosul in northern Iraq, Ashurbanipal ruled a vast and diverse empire, reaching from upper Egypt, via the eastern shore of the Mediterranean (modern Cyprus, Israel Lebanon and Syria) and along a corridor either side of the Tigris and Euphrates rivers down to the Persian Gulf. During his reign he was probably the most powerful person on earth.

Map showing the fullest extent of the Assyrian empire (in pink) by Paul Goodhead

Map showing the fullest extent of the Assyrian empire (in pink) by Paul Goodhead

This blockbuster exhibition examines the life and times and cultural achievements and social context of Ashurbanipal’s rule alongside detailed profiles of the different kingdoms and cultures which he ruled over and exhaustive accounts of his numerous military campaigns.

Topics

The quickest way to give you a sense of the scope might be to list some of the headings which introduce different areas of the exhibition and displays:

  • Nineveh, a city without rival
  • The royal family
  • Ashurbanipal’s palace in Nineveh
  • Aqueducts and canals (agriculture and pleasure gardens)
  • Training to be a king (featuring numerous lions hunts in which the king displays his mastery of the natural world)
  • The scholar king (in inscriptions he boasts of being able to read numerous languages)
  • Knowledge is power (his surprisingly large library)
  • Coronation
  • Assyria’s world domination (introducing the various kingdoms and people the empire ruled over)
    • The southern Levant
    • Babylonia
    • Elam
    • The kingdoms of Cyprus
    • The kingdom of Urartu
    • Western Iran
    • Aramaean kingdoms
    • Ashurbanipal at war
    • Ashurbanipal conquers Egypt
    • Trouble in the East (Urtak, king of Elam, invades Babylonia)
    • Sibling rivalry (with his older brother Shamash-shumu-ukin)
  • Retaliation (against Elam for its rebellion)
  • Order restored
  • The empire falls apart (after Ashurbanipal’s death)
  • Ashurbanipal’s fate (a mystery to this day)
  • Legend, discovery and revival (Victorian archaeologists uncover the key sites and ship statues and carvings back to the British Museum in London)
Discovery of Nimrud by Frederick Charles Cooper (1810 – 1880) mid-19th century, watercolour on paper © The Trustees of the British Museum

Discovery of Nimrud by Frederick Charles Cooper (1810 – 1880) mid-19th century, watercolour on paper © The Trustees of the British Museum

Highlights

This is the first ever major exhibition to explore the life of Ashurbanipal in such depth and a dream come true for anyone interested in this period. Anyone familiar with the Assyrians knows that they were a strongly militaristic culture characterised, above all, by the immense statues of lions with the heads of bearded men. These tend to covered in cuneiform inscriptions which, when deciphered, amount to world class bragging about the emperor’s might and strength, king of kings, and then go on to give a long list of the emperor’s achievements.

Maybe even more famous are the numerous enormous friezes we have depicting the emperor on one of his countless lion hunts. Elsewhere in the British Museum (rooms 6, 7 and 8) you can walk along a corridor entirely lined by stone friezes depicting the lion hunt which was a central icon and symbol of Assyrian kingship. Why? Because the emperor’s role was to impose order on the world. The lion was the fiercest beast in the world. By beating it, by killing lions single handed (although surrounded by scores of courtiers and warriors) the emperor showed his fitness to rule and, symbolically, enacted the ordering of the world.

Both these types of imagery are familiar to anyone who knows a bit about the ancient Middle East.

Social history What is new and striking about the exhibition was a lot of the non-military social history. For example, the section on the immense library which Ashurbanipal assembled, and which led him to boast about his learning.  His library at Nineveh may have contained as many as 10,000 texts and the exhibition powerfully conveys this by displaying them in a massive glass wall divided into grids, each containing a cuneiform text, carved into a clay tablet, covering a wide range of subjects – astrology, medicine, legends and so on. Ashurbanipal claimed to be unlike his predecessors in that he could read, write and debate with expert scholars.

The canals of Nineveh Nearby is a section devoted to the orderly agriculture and watering of the capital city, conveyed via a big carving showing canals, tilled fields and a path leading to a gazebo with a happy looking emperor standing in it. Apparently it was Asurbanipal’s grandfather, Sennacherib (mentioned in the Bible) who built the canals which watered Nineveh.

Clever lighting What brings this all alive is the clever use of lighting which animates bands of blue slowly colouring the canals, and of green, slowly colouring in the fields, and white indicating the path. The information panel tells us that all of these carvings and sculptures would have been brightly coloured. But the use of son et lumiere to animate the colouring was inspired.

Battle scenes The same goes for several of the battle panels. One of them is maybe 30 feet wide and depicts the Battle of Til-Tuba in 653 BC, as Ashurbanipal led an invasion of the kingdom of Elam. As with many of these battle panels, the figures are carved in horizontal bands, each of which tells a story, in this case the Elamites retreating in panic down a hill before triumphant Assyrians who drive them into a river.

There are information panels along the bottom of the long frieze picking out scenes, but there was also another display of lighting effects for a sequence of spotlights picked out a particular scene – not only picked it out but highlighted the silhouettes of the relevant figures – and then text was projected onto a blank part of the frieze explaining what was going on.

Relief detail of Ashurbanipal hunting on horseback from Nineveh, Assyria (645–635 BC) © The Trustees of the British Museum

Relief detail of Ashurbanipal hunting on horseback from Nineveh, Assyria (645–635 BC) © The Trustees of the British Museum

The exhibition contains a number of maps and, in the main area you realise that the entire floor you are walking on is a schematic map of the Assyrian Empire.

There are several timelines, twenty of more large information panels and, of course, hundreds of smaller information panels relating to each of the 200 or so artefacts on display.

Partitions The exhibition is divided into different ‘rooms’ or areas by immense partitions on which are printed patterns and designs found on the tiled rooms of the emperor’s palace, abstract geometric patterns.

In fact these vast decorated partitions dominate the exhibition visually, much bigger than any one object on display, and encourage you to pay attention to the section of the show which focuses on Assyrian tiles and glazed bricks, explaining the evolution of their decorative patterns and styles.

If the central section focuses on Ashurbanipal’s military campaigns, with cases explaining the history and culture of each of the dozen or so areas which made up the empire, and then a series of displays about each of his major campaigns (against Egypt and Elam in particular), there are also plenty of more modest cases highlighting what we know about Assyrian religion, culture, design, even cookery – displaying ‘delicately carved ivories, extravagant metalwork, cosmetic vessels and gold ornaments’ – one case showing an enormous bronze cauldron decorated around the lip with what seem to be dragon heads.

Striding sphinx from ‘Fort Shalmaneser’, Nimrud, Iraq (900 -700 BC) © The Trustees of the British Museum

Striding sphinx from ‘Fort Shalmaneser’, Nimrud, Iraq (900 -700 BC) © The Trustees of the British Museum

Criticism

Overall the exhibition layout is imaginative and over-awing, and the use of the light animations to bring old stone friezes to life is really inspiring.

However the curators make the same mistake they made with the Viking exhibition. A good number of the information labels are at waist height. When I went the exhibition was absolutely crammed. Imagine the crowd at a football stadium. It was impossible to process through it in sequential order because some display cases were simply unapproachable. Early on, there is a display of a characteristic battle relief, maybe 20 feet long by 7 or eight feet high. As usual it shows a series of incidents during a battle and it was accompanied by about ten informative and interesting panels picking out and explaining specific incidents.

But because they were at waist height, they were completely hidden by the crowd of twenty of more people in front of them. Whereas, there was plenty of space above the relief. Why not put the information panels above the objects where anybody can read them, instead of at waist height, where they are inevitably hidden?

The end

The final sections of the show peter out a bit, after the dense concentration of information and huge reliefs depicting his famous victories which dominate the centre.

I was fascinated to learn that we don’t know when Ashurbanipal died. Nobody knows whether he died of natural causes, was murdered or abdicated. The last public inscription about him dates from 638. His kingship may have ended as early as 631 or as late as 627 – there is no written record in the sources of Assyria or its neighbours.

We do know that Ashurbanipal was briefly succeeded by a son, then another one. The significant event was that in 626 a former general, Nabopolassar, claimed the throne of Babylon and started a war of independence which led to the entire empire unravelling. The Iranian Medes led by Cyaxares, joined Nabopolassar and their forces sacked the city of Ashur, home to Assyria’s chief deity. This alliance then marched on Nineveh, the beautiful city of canals and decorated palaces built up by Ashurbanipal’s forebears and himself – and sacked it, burning it to the ground.

The Victorian rediscovery

It was only in the 1840s that Victorian archaeologists began systematically to uncover the site of Nineveh, discovering the massive lions statues, thousands of clay tables covered in writing, and other treasures. Some of these treasures were displayed at the Great Exhibition of 1851 and sparked a short-lived enthusiasm for Assyrian motifs on such things as tankards and dishes, and their use in jewellery and necklaces, a handful of which are on display here.

Until these discoveries, the reputation of the Assyrians and of Nineveh was taken from the Bible, where its rulers are depicted as gross, corrupt, Sybarites, who fully deserved their destruction by the Israelites’ jealous God.

The archaeological discoveries began to overthrow that old view and restore the more rounded view of Assyrian civilisation which, we like to think, we enjoy today.

War and destruction

The final section of the exhibition is staged in a long narrow corridor. It contains a timeline of modern archaeology (i.e. since the 1840s) and two short films.

One uses computer technology to match together aerial photos of the site of Nineveh as it appeared from the 1930s up to the present day, a rough square in a bend of the River Tigris. The camera, or point of view, slowly circles down from the high vantage point of early 20th century photos, spiralling down to show us how the site has changed and developed over the past eighty years or so, until we are at ground level looking up at the rather pitiful remains.

The second film features the head of the British Museum’s Iraq section explaining the scheme whereby archaeologists from Iraq are being brought to London and trained in various techniques, and then supported as they return to Iraq in the task of ongoing digging and preservation of that country’s heritage – the ‘Iraq Emergency Heritage Management Training Scheme’.

(This isn’t exactly the same one, but covers the same scheme)

I couldn’t help noticing the world class irony here.

For the previous half hour I had been reading numerous inscriptions in which Ashurbanipal had his sculptors inscribe words describing how he not only defeated his enemies in Egypt or Elam, but annihilated them and their cities, leaving not a blade of grass standing, how he ransacked the tombs of their royal families, destroyed their monuments, killed their sheep and goats and left not an animal stirring in the barren wastelands he created.

This is the man who is being held up, not exactly for our admiration but for our awe, a man who destroyed and killed wantonly in pursuit of his worldview, namely that the known world should be ruled by a man like him, with his beliefs.

The irony being that two and a half thousand years later, another cohort of warriors seized control of this region, also convinced that they had a God-given right to rule, to impose their beliefs on all the inhabitants, and to destroy anything, any relics or remains of civilisations which they saw as infidel and blasphemous.

Difficult not to see a certain continuity of culture reaching across two and a half millennia.

Relief depicting Ashurbanipal hunting a lion (645 – 635 BC) © The Trustees of the British Museum

Relief depicting Ashurbanipal hunting a lion (645 – 635 BC) © The Trustees of the British Museum

There’s a second final thought. Many bien-pensant liberals, as well as hard core identity politicians and virtue warriors, think the British Museum is a guilt-filled testimony to the wholesale looting carried out by the British Empire, and that all of its artefacts, starting with the Elgin Marbles, should be returned to their countries of origin.

But if all of these objects had been in the Baghdad Museum in 2003 or the Mosul Museum in 2015, they would all have been looted or simply destroyed.

That doesn’t settle the debate about the Marbles or thousands of other objects, but these are the thoughts which the final section, all about the Iraq War and ISIS, leave you pondering.

Video

Here’s an excellent visual overview of the show from Visiting London Guide.


Related links

Reviews of other British Museum exhibitions

The Magician by William Somerset Maugham (1908)

‘It was the face of a fiend of wickedness.’ (Susie describing Oliver Haddo)

This is, surprisingly from Maugham, a horror story.

The set-up

The book begins as a fairly run-of-the-mill love story. Young English surgeon Arthur Burdon knew Margaret Dauncey’s parents. When they died he was named the girl’s executor and guardian, a duty he faithfully performed. When Margaret turned 17 she expressed a wish to go to Paris to study art, which Arthur supported and enabled. It was during her studies in Paris that Margaret discovered her father had died penniless and that Arthur had paid for her entire education and living expenses out of his own pocket.

During the tearful conversation where Margaret asks if this is true and Arthur admits it, they both also admit that they’re deeply in love with each other.

‘Don’t you know that I’d do anything in the world for you?’ she cried.

And the upshot of these tearful confessions is that agree on the spot that they would like to get married. Nonetheless, Arthur insists that she goes off to Paris to study, see life and so on, before they get wed. He is a thoroughly decent chap.

In Paris Margaret stays in the studio of Susie Boyd (at 30, a lot older and more experienced than Margaret), located in Montparnasse, and becomes a regular at the local bar, Le Chien Noir, much frequented by poets, writers and artists.

It is at this point that the story proper begins, with Arthur arriving in Paris to meet Margaret and finalise plans for their wedding (all the preceding is told as exposition).

Commenting on the action is a much older man, Dr Porhoët, who was friends with Arthur’s parents and has known him ever since he was born. Dr Porhoët is a wise and bookish old man. He spent most of life working as a doctor in Egypt and is now retired, thus conveniently available to the characters for tea, conversation and advice as required.

Porhoët candidly tells Arthur he is surprised that he and Margaret are in love because Arthur is such an extremely unimaginative, prosaic, practical man who, by dint of working hard, has made himself into a leading surgeon – whereas Margaret is young and fanciful, not only beautiful but highly imaginative.

The magician

So far, so standard. The novel looks like settling down to become another of Maugham’s stories about the trials and tribulations of another mismatched couple. Except that into this fairly run-of-the-mill setup Maugham throws a bomb, in the shape of the tall, monstrously obese, absurdly flamboyant and utterly sinister, self-proclaimed magician and master of the dark arts, Oliver Haddo.

In the introduction to The Magician which Maugham wrote years later, he freely admits to basing the character of Haddo on the notorious black magician, writer, poet and self-publicist Aleister Crowley, who he met in Paris in the early-1900s, when Maugham was living with the painter Gerald Kelly.

In fact not only Haddo-Crowley but many of the other characters and settings are borrowed directly from life. Margaret’s studio is modelled on Kelly’s. Maugham and Kelly were regulars at a bar in Montparnasse called Le Chat Blanc, where local poets and artists congregated almost every evening. In the book this café becomes Le Chien Noir and many of its real-life habitués are coped into Maugham’s book with only slightly altered names. Maugham was notoriously sloppy about this, writing many of his stories almost directly from life and sometimes not even bothering to change people’s names – a habit which got him into trouble, particularly in the classic short stories from south-east Asia a generation later.

The main characters

I enjoy the old-fashioned way Maugham gives detailed, physical and psychological descriptions of his characters – unlike the modern style for fleeting, brief flashes, or having character revealed by dialogue. In Maugham every character is sat down, given a cup of tea, and thoroughly introduced to the reader.

I like the way they appear stiflingly conventional but often have unexpected aspects. We’re so culturally conditioned by Hollywood and advertising stereotypes to expect protagonists of dramas to beyoung, physically fit and good-looking protagonists that it’s a pleasure to go back before the domination of American advertising to be presented with characters who are far more diverse in age and quality. Who, en masse, bespeak an entirely different set of values. Here’s the hero, Arthur:

He was very tall and very thin. His frame had a Yorkshireman’s solidity, and his bones were massive. He missed being ungainly only through the serenity of his self-reliance. He had high cheek-bones and a long, lean face. His nose and mouth were large, and his skin was sallow. But there were two characteristics which fascinated her, an imposing strength of purpose and a singular capacity for suffering.

Margaret is the most stereotypical of the characters, being young and beautiful. But I still enjoyed the way the longest description of her occurs while she and Arthur are looking at a statue of a perfect young woman in the Louvre:

In Arthur’s eyes Margaret had all the exquisite grace of the statue, and the same unconscious composure; and in her also breathed the spring odours of ineffable purity. Her features were chiselled with the clear and divine perfection of this Greek girl’s; her ears were as delicate and as finely wrought. The colour of her skin was so tender that it reminded you vaguely of all beautiful soft things, the radiance of sunset and the darkness of the night, the heart of roses and the depth of running water. The goddess’s hand was raised to her right shoulder, and Margaret’s hand was as small, as dainty, and as white.

Whereas here is Maugham’s meticulous description of the older Susie:

She was one of those plain women whose plainness does not matter. A gallant Frenchman had to her face called her a belle laide, and, far from denying the justness of his observation, she had been almost flattered. Her mouth was large, and she had little round bright eyes. Her skin was colourless and much disfigured by freckles. Her nose was long and thin. But her face was so kindly, her vivacity so attractive, that no one after ten minutes thought of her ugliness. You noticed then that her hair, though sprinkled with white, was pretty, and that her figure was exceedingly neat. She had good hands, very white and admirably formed, which she waved continually in the fervour of her gesticulation. Now that her means were adequate she took great pains with her dress, and her clothes, though they cost much more than she could afford, were always beautiful. Her taste was so great, her tact so sure, that she was able to make the most of herself. She was determined that if people called her ugly they should be forced in the same breath to confess that she was perfectly gowned.

And, a passage to make feminists explode with outrage pithily sums up the (cramped patriarchal) expectations of the era:

Susie could not prevent the pang that wrung her heart; for she too was capable of love. There was in her a wealth of passionate affection that none had sought to find. None had ever whispered in her ears the charming nonsense that she read in books. She recognised that she had no beauty to help her, but once she had at least the charm of vivacious youth. That was gone now, and the freedom to go into the world had come too late; yet her instinct told her that she was made to be a decent man’s wife and the mother of children.

It is fascinating, chilling, informative, amazing, that at age 30, Susie considers herself an old maid, a spinster, over the hill and on the shelf. It is a vivid insight into social history.

Anyway, Susie plays the well-worn role of friend and confidante to the heroine and secret admirer of the hero. It’s a similar role to that played by Miss Ley in Maugham’s second novel Mrs Craddock, and in just the same way that Miss Ley comments sardonically and insightfully into the story of Bertha and Jim in that marriage, so Susie, at least initially, finds everything in the earnest love affair of Arthur and Margaret funny and mockable.

(In a tiny grace not, a ‘Miss Ley’ is mentioned in the letter written to Arthur from a friend who knew Haddo at Oxford: the letter describes the dark rumours which described the man even as a student, but it is this casual reference to a ‘Miss Ley’ which makes the Maugham fan’s ears prick up and wonder whether, at one stage, he was going to create an overlapping universe of characters appearing across all his novels. Intriguing thought. Instead of a Marvel Comic Universe, a Maugham Character Universe. To some extent he did do this, with the character of ‘William Ashenden’ narrating both the novel Cakes and Ale and figuring as the protagonist of the spy short stories, Ashenden. Similarly, several of the novels are set in north Kent (where Maugham himself grew up), town of Whitstable appearing in several novels renamed ‘Blackstable.’)

Anyway, alongside these good character, there is the villain, Haddo, whose main characteristic is his gross fatness:

He was a man of great size, two or three inches more than six feet high; but the most noticeable thing about him was a vast obesity. His paunch was of imposing dimensions. His face was large and fleshy. He had thrown himself into the arrogant attitude of Velasquez’s portrait of Del Borro in the Museum of Berlin; and his countenance bore of set purpose the same contemptuous smile.

And:

He was clearly not old, though his corpulence added to his apparent age. His features were good, his ears small, and his nose delicately shaped. He had big teeth, but they were white and even. His mouth was large, with heavy moist lips. He had the neck of a bullock. His dark, curling hair had retreated from the forehead and temples in such a way as to give his clean-shaven face a disconcerting nudity. The baldness of his crown was vaguely like a tonsure. He had the look of a very wicked, sensual priest.

Big, fat and evil, Haddo is designed to send shivers of horror through the reader and, as the book proceeds, does so very effectively.

Having created and described these characters in great detail, what does Maugham do with them?

The plot

Through a series of carefully orchestrated events, Haddo becomes an increasing and insidious presence in the lives of the young couple. It is on Arthur’s very first night in Paris that Margaret and Susie take him to Le Chien Noir where he is introduced to the gallery of bohemians, and into which Haddo erupts, fat and grandiloquent and ridiculous and spooky.

At first, as Haddo tells a series of preposterous stories about what a wonderful big game hunter and mountain climber he is to the audience of poets and painters at Le Chien Noir, he is met with mockery and scorn.

But it isn’t long before the theme of magic is raised and Haddo prompted to tell at length the lives of the famous magicians and alchemists of old – Paracelsus, Raymon Lull et al. (Contemporary critics of the novel drew attention to these factual passages, pointing out that they felt like they had been cut and pasted out of the Encyclopedia Britannica. Maugham candidly admits in his introduction to spending weeks in the British Museum researching the background. I like medieval history and the voodoo feel of the medieval and early Renaissance intellectual world, its domination by powers and thrones and hugely complex theological models, so I enjoyed the atmosphere of flickering candles in darkened cellars, and mystic shapes drawn on the floor and ritual incantations.)

Haddo intersperses stories about the alchemists with tales of his own encounters with strange men and women who possess second sight, the ability to control animals and to conjure spirits. Helping to reinforce all this, Dr Porhoët chips in, mostly sceptical but admitting that, during his time in Egypt, he also witnessed strange and unaccountable events.

‘I have seen many things in the East which are inexplicable by the known processes of science.’

The same night, after eating at the bar, Haddo ends up tagging along with Susie, Arthur and Margaret to a fair ‘held at the Lion de Belfort’ in Montparnasse. There then follow a sequence of spooky events. Haddo lays his hands on the mane of the horse which pulls the cab they go to the fair in, and the horse starts whinnying and shivering in fear. As soon as he removes his hand, the horse stops. At the fair they visit a scruffy booth presided over by an oriental woman who has a weird control over the snakes she tends.

The role of Dr Porhoët

Throughout these scenes the core trio of Arthur, Margaret and Susie are generally accompanied by Dr Porhoët. It becomes clear that his function in the book is to provide a plausible support for Haddo’s supernatural stories. If Haddo had been the only one talking about the Zohar and the Clavicula Salomonis and the Pseudomonarchia Daemonorum of Wierus and the Grimoire of Honorius and the Hexameron of Torquemada and the Tableau de l’Inconstance des Démons, by Delancre and Delrio’s Disquisitiones Magicae he would have been isolated and much less believable. But Maugham has given Dr Porhoët a career in Egypt so that he can have him witness umpteen weird oriental scenes, have Porhoët backing up and reinforcing many of Haddo’s claims.

A few days later, when the trio visit Dr Porhoët’s apartment, they discover it to be lined from floor to ceiling with leather-bound ancient volumes by all the great masters of the dark arts. While Porhoët isn’t himself a magician and is drily ironic about most of the ‘learning’ contained in his books, he does have one or two stories of weird and inexplicable events he saw occur during his time in Egypt…

So Dr Porhoët is like a straight man to Haddo’s dark magician, not quite believing in magic but helping to establish the fact that there is a vast body of writings on the subject, and that, maybe, you know, there’s something to it… Thus he and Haddo are shown having learned conversations about the old magicians, alchemists and their texts. This dramatic to and fro, spiced with Porhoët’s scepticism, is much more persuasive than if Maugham had had Haddo just give long monologues covering the same material.

Dr Porhoët is Haddo’s enabler. He is the door which lets Haddo in. Dr Porhoët’s testimony makes Haddo’s belief in ancient magic much more believable. If a man of science who is basically a sceptic believes some of these stories, then maybe…

The crisis of the plot

Out of politeness, after the fair outing, Margaret invites Haddo a few days later to come to tea.

Part one of this tea party is another long disquisition between Haddo and Dr Porhoët, touching on the lives and works of Paracelsus, Hermes Trismegistus and Albertus Magnus. It builds up to the long and vivid story of how Paracelsus created and nurtured ten little homunculi or spirits in jars. Silly though it sounds, the telling, amid plenty of detail, and horror-stricken intensity, creates a real atmosphere.

The story ended, Dr Porhoët rises to leave the little party and disaster strikes. Margaret’s little pet dog, which had started whining and gone to hide in a corner when Haddo first arrived, now inexplicably springs at him and bites Haddo in the hand. Without thinking, Haddo brutally kicks the dog right across the room at which Margaret screams and Arthur – who has met all of Haddo’s stories with mockery and disbelief – punches him full in the face then, while he is on the ground, kicks him again and again.

For the usually sedate and restrained Maugham, this is a shocking scene. While they all turn their attention to the dog, Haddo staggers to his feet, where he makes a dignified apology for his behaviour, bows and leaves the apartment. But not before Susie has seen a look of implacable demonic hatred on his face!

Haddo’s campaign of seduction

Next day Margaret encounters Haddo in the street. The fat man promptly stumbles and collapses. Passersby say he is having a heart attack. Margaret is forced to take him into her apartment, despite her misgivings, to rest, give him a glass of water etc. She is full of dislike but her good manners prevail.

This is a bad mistake because Haddo proceeds to seduce Margaret, but not in a sexual sense, something far worse. He entrances her somehow. He is meek and apologetic, he begs forgiveness, she finds herself touched by the tears in his eyes, she finds herself noticing the beauty of his lips and face. He recites Walter Pater’s famous description of the Mona Lisa and then goes on to spin flowery prose poetry about other paintings, paintings characterised by dark atmosphere and unknown sins… the whole thing sounding very much like the purple prose used by Oscar Wilde in The Picture of Dorian Gray – paintings, art, strange moods, rare emotions, unknown pleasures and so on…

When he commands her to listen to him playing the piano she follows and sits meekly, aware that she can do no other. He has somehow hypnotised her into admiration and submission. He doesn’t take advantage of her body. Much more insidiously, she finds him entering her heart and affections.

Haddo performs magic. He scatters a pinch of blue powder onto a bowl of water and, behold! the water burns up and disappears. Haddo elaborates a fantasy in which he scatters enough blue powder over the world to burn up the oceans!

He then scatters dried leaves over the fire to produce a pungent smoke which he tells Margaret to inhale deeply. He takes her hand and suddenly they are transported to a barren cross-roads in a bleak landscape of burnt heather where Margaret sees a sort of witches’ sabbath.

Margaret’s gaze was riveted upon a great, ruined tree that stood in that waste place, alone, in ghastly desolation; and though a dead thing, it seemed to suffer a more than human pain. The lightning had torn it asunder, but the wind of centuries had sought in vain to drag up its roots. The tortured branches, bare of any twig, were like a Titan’s arms, convulsed with intolerable anguish. And in a moment she grew sick with fear, for a change came into the tree, and the tremulousness of life was in it; the rough bark was changed into brutish flesh and the twisted branches into human arms. It became a monstrous, goat-legged thing, more vast than the creatures of nightmare. She saw the horns and the long beard, the great hairy legs with their hoofs, and the man’s rapacious hands. The face was horrible with lust and cruelty, and yet it was divine. It was Pan, playing on his pipes, and the lecherous eyes caressed her with a hideous tenderness. But even while she looked, as the mist of early day, rising, discloses a fair country, the animal part of that ghoulish creature seemed to fall away, and she saw a lovely youth, titanic but sublime, leaning against a massive rock. He was more beautiful than the Adam of Michelangelo who wakes into life at the call of the Almighty; and, like him freshly created, he had the adorable languor of one who feels still in his limbs the soft rain on the loose brown earth. Naked and full of majesty he lay, the outcast son of the morning; and she dared not look upon his face, for she knew it was impossible to bear the undying pain that darkened it with ruthless shadows. Impelled by a great curiosity, she sought to come nearer, but the vast figure seemed strangely to dissolve into a cloud; and immediately she felt herself again surrounded by a hurrying throng. Then came all legendary monsters and foul beasts of a madman’s fancy; in the darkness she saw enormous toads, with paws pressed to their flanks, and huge limping scarabs, shelled creatures the like of which she had never seen, and noisome brutes with horny scales and round crabs’ eyes, uncouth primeval things, and winged serpents, and creeping animals begotten of the slime. She heard shrill cries and peals of laughter and the terrifying rattle of men at the point of death. Haggard women, dishevelled and lewd, carried wine; and when they spilt it there were stains like the stains of blood. And it seemed to Margaret that a fire burned in her veins, and her soul fled from her body; but a new soul came in its place, and suddenly she knew all that was obscene. She took part in some festival of hideous lust, and the wickedness of the world was patent to her eyes. She saw things so vile that she screamed in terror, and she heard Oliver laugh in derision by her side. It was a scene of indescribable horror, and she put her hands to her eyes so that she might not see.

It is preposterous like all horror stories but, if you give yourself permission, if you read sympathetically and let your imagination go, many passages of the book are genuinely visionary and creepy.

All this has taken place on this one visit to her flat prompted when she saw him stumble and collapse in the street. Now Haddo finally leaves, and Margaret comes back to herself. But over the following days she finds herself thinking of him more and more. Haddo had scribbled down his address before he departed and now Margaret finds herself drawn to go and see him, despite her better judgement.

Susie returns from the studio. Arthur arrives and takes Margaret in his arms – but she is changed utterly, and walks and talks as in a daze.

The wrong marriage

Long story short – Margaret makes excuses to Susie and lies to Arthur and starts to visit Haddo every afternoon. He shows her more of the Dark Side, explaining more foul mysteries and mysterious sins.

If this was a modern movie I might have expected them to have sex, the camera lingering on the sight of the enormous repulsive slug-like magician ravishing the slender beautiful Margaret in a variety of pornographic postures.

However, two things appear to have restrained Maugham from going down this route. One was the censorship of his day, which was smothering. A whole raft of publishers refused to publish Mrs Craddock simply because it merely depicts feelings of arousal and lust. Any hint of actual physical sex would have gotten it banned. (It was a real eye-opener to me to learn just how much Maugham, generally portrayed as a reactionary and second-rate writer, in fact played a progressive role in pushing at the limits of censorship. Nonetheless, there was a definite line he could not cross.)

But reason two is that it will become important to the plot that Margaret remain a virgin.

Thus, all the time that ‘sensible’ Margaret is making plans for her wedding to Arthur, naming the day, choosing the dress, the cake and so on – ‘possessed’ Margaret is secretly seeing Haddo and, to the reader’s horror and amazement, agreeing to marry him! She is overcome with horror and revulsion but unable to stop herself.

On the day that she and Arthur were due to catch the boat train from Paris back to London to get married, Margaret sends a note to Susie to say that she has married Haddo and left town.

Flabbergasted, Susie spends a day visiting Margaret’s dressmaker, Haddo’s apartment and the British Embassy, establishing the truth of the story – before she tells Arthur, who is, as you might expect, absolutely devastated.

Thus Haddo wreaks the revenge on Arthur that Susie had read on his face, on that fateful day when Haddo had kicked the dog, and Arthur knocked him to the ground. Revenge!

Haddo and Margaret’s peregrinations

Arthur returns to London where he throws himself into his work, taking two jobs, delivering lectures and editing a big book of surgery in order to try and blot out his intense emotional pain.

Susie takes up an invitation from a friend to go and stay in Italy for the winter. In the spring she passes on to the Riviera. In both places she discovers Haddo and Margaret have been staying, behaving scandalously. Haddo gambles intensely, getting Margaret to lay the bets at the tables. They have high society parties but these tend to be ruined by Haddo’s caddish behaviour – he cheats at cards, he tries to pass forged money – and he is blackballed and cold shouldered by Society.

In Monte Carlo, Susie witnesses Margaret gambling and then shudders with horror as she sees the once-innocent and pure Margaret smile acquaintance with a notorious courtesan. Into what depths of sin has Haddo dragged her!!

Susie returns to London, and meets with Arthur a few times. What Arthur doesn’t realise is that Susie is passionately in love with him. It gives an added intensity to the story that Susie loves Arthur with a pure disinterested love which she knows can never be returned because of Arthur’s total commitment to Margaret.

They go to the opera (music, Susie realises, is a drug Arthur uses to help transport him away from his pain at Margaret’s desertion) and bump into an acquaintance of Arthur’s who invites them to make up a dinner at the Savoy.

Here they are horrified to discover that two of the other dinner guests are Haddo and Margaret. Margaret behaves coldly and disdainfully to Arthur, while Haddo politely but cruelly mocks Arthur at every opportunity in the conversation. And Susie has to sit watching her beloved suffer, wincing at every one of Haddo’s cruel jibes.

They abduct Margaret

Convinced that Margaret is not happy but somehow hypnotised by the obese bully, Arthur goes to the Savoy the next day and, after a long pleading conversation in which Margaret reveals that she is unhappy, abducts her – marching her out of the room, into a hansom cab, directing it to Euston and fleeing to the country.

There then follows a chapter where Arthur tries, with Susie’s help, to detoxify Margaret. Maugham explains the type of late Victorian divorce which they will arrange for her. But when Arthur returns to London to resume his work and organise the divorce, Margaret becomes more and more restless, and one day Susie goes into her room to find she’s left. She has returned to Haddo.

Arthur goes to Haddo’s country house

Susie, by now convinced that Haddo’s hold over Margaret really is irrational and magical, travels back to Paris to see Dr Porhoët. This is an opportunity for Maugham to give us more learned tales of how ancient magicians exerted power and control over their victims (designed to reinforce the plausibility of the situation).

A few weeks later, Arthur turns up in Paris and tells Susie a long story about how he has visited Haddo’s country seat. (Apart from everything else, Haddo is posh; he went to Eton and Oxford and is heir to a big estate in Staffordshire, named Skene.)

Arthur stayed at the local inn and then walked through the bleak and blasted countryside to Skene, to discover that it is a spooky old Gothic house. It is protected by a fence surrounding the grounds. Arthur finds a loose plank, wriggles it loose and and – in an effectively chilling sequence – stumbles through a dark wood to a clearing with a bench.

After a while (in a spectacularly convenient coincidence) Margaret comes and sits at this very bench. When Arthur walks out in front of her, she initially thinks Arthur is a phantom and explains to Arthur that she knows Haddo is carrying out all kinds of black magic in the house.

She quite calmly tells Arthur that she thinks Haddo is going to kill her, using her in some black magic ritual. Terrified, Arthur pleads for her to come with him but she wriggles free and says No, Haddo will punish her if he knew she was speaking to Arthur, she must go she must go now — and runs off into the pitch blackness of the woods.

Arthur searches through the grounds for her but fail, gives up, then retraces his footsteps to the hole in the fence, walks back to the local inn, gets a cab ride the next day to the station, catches the train to London, catches to boat train to Paris and is now standing in front of Susie and Porhoët telling them this narrative.

As it happens, Susie and Dr Porhoët had just been having another one of those conversations about black magic and speculating on Haddo’s motives. Now Susie remembers one of the many black rumours about Haddo that she had heard in Monte Carlo.

‘They said there that he was attempting to make living creatures by a magical operation.’ She glanced at the doctor, but spoke to Arthur. ‘Just before you came in, our friend was talking of that book of Paracelsus in which he speaks of feeding the monsters he has made on human blood.’
Arthur gave a horrified cry. (Chapter 13)

Susie persuades the by-now distraught Arthur to accompany her for a few days to Chartres to calm his nerves. But one day he rushes into her room convinced that something has happened to Margaret. How? Why? He can’t explain it. Even staid, boring, unimaginative Arthur is now caught up in the atmosphere of magic and irrationality.

Back to England, back to Skene

They rush back to Paris, co-opt Dr Porhoët (what a hectic retirement he’s turning out to have!), catch the next boat train to London (‘Susie never forgot the horror of that journey to England’), catch a cab to Euston, catch the train to Staffordshire, catch a cab to the local inn at the village of Venning, and hear from the innkeeper’s nosy wife that, Yes, Mr Haddo’s beautiful wife passed away earlier that week. The funeral had taken place the previous day.

Arthur is even more distraught. He takes the others to confront the local doctor, slow-minded provincial Dr Richardson, who blandly claims that Margaret died of heart disease. Infuriated at the man’s obtuseness, Arthur lets fly a stream of insults and abuse before storming out. He tells Susie he has a plan. (For a moment I thought he might have been planning to dig up Margaret’s coffin – which would have made for a grim and compelling scene. But no…)

Instead, he plans to break into Haddo’s house. Arthur drags Susie and Dr Porhoët along with him to the gates of Skene House, pushes past the outraged gatekeeper, bangs on the front door, and loudly demands admission from the stroppy doorkeeper. While they’re bickering on the doorstep, Haddo himself appears, more physically repulsive than ever.

Dr Porhoët, who had not seen him for some time, was astounded at the change which had taken place in him. The corpulence which had been his before was become now a positive disease. He was enormous. His chin was a mass of heavy folds distended with fat, and his cheeks were puffed up so that his eyes were preternaturally small. He peered at you from between the swollen lids. All his features had sunk into that hideous obesity. His ears were horribly bloated, and the lobes were large and swelled. He had apparently a difficulty in breathing, for his large mouth, with its scarlet, shining lips, was constantly open. He had grown much balder and now there was only a crescent of long hair stretching across the back of his head from ear to ear. There was something terrible about that great shining scalp. His paunch was huge; he was a very tall man and held himself erect, so that it protruded like a vast barrel. His hands were infinitely repulsive; they were red and soft and moist. He was sweating freely, and beads of perspiration stood on his forehead and on his shaven lip. (Chapter 14)

Haddo simply brushes off their concerns and accusations. Margaret died of a heart attack, the local doctor says so. If Arthur attacks him, Haddo, now, in the doorway of his house in front of witnesses, he will be compelled to report it to the village constable.

Incensed with frustration Arthur turns on his heel and marches back down the drive with the other two lamely following in his wake.

And now there comes a genuinely unexpected plot development: Arthur – cool, phlegmatic, Anglo-Saxon, rational scientist Arthur – asks Dr Porhoët to raise Margaret’s ghost from the dead!

Without his books, and relying on memory, given just a day to buy the basic ingredients from the local store, Porhoët, against all expectations, but in accordance with the book’s by-now dream logic, manages to do this.

Out on the blasted heath which surrounds Skene House, miles from any other people, at night, Porhoët arranges bowls, burns incense and commences reciting magic spells.

Inexplicably, a sudden terror seized Susie. She felt that the hairs of her head stood up, and a cold sweat broke out on her body. Her limbs had grown on an instant inconceivably heavy so that she could not move. A panic such as she had never known came upon her, and, except that her legs would not carry her, she would have fled blindly. She began to tremble. She tried to speak, but her tongue clave to her throat.

Margaret doesn’t appear like the ghost of Hamlet’s father – in the same shape as in life, and clearly commanding revenge. Instead, much more piteously, they at first only hear her, hear the sound of a woman weeping uncontrollably.

And then, seeming to come out of nothingness, extraordinarily, they heard with a curious distinctness the sound of a woman weeping. Susie’s heart stood still. They heard the sound of a woman weeping, and they recognized the voice of Margaret. A groan of anguish burst from Arthur’s lips, and he was on the point of starting forward. But quickly Dr Porhoët put out his hand to prevent him. The sound was heartrending, the sobbing of a woman who had lost all hope, the sobbing of a woman terrified. If Susie had been able to stir, she would have put her hands to her ears to shut out the ghastly agony of it.

And in a moment, notwithstanding the heavy darkness of the starless night, Arthur saw her. She was seated on the stone bench as when last he had spoken with her. In her anguish she sought not to hide her face. She looked at the ground, and the tears fell down her cheeks. Her bosom heaved with the pain of her weeping.

Then Arthur knew that all his suspicions were justified.

Fiery climax

The die is cast. In the long final chapter two things happen: the fight and the storming of the old house.

Several days go by while Arthur goes for long walks in the countryside and Susie and Dr Porhoët worry about him. One afternoon the sultry air is growing heavy with a storm when Arthur returns to the inn. It is getting dark as Susie and Dr Porhoët beg Arthur to tell them what his plan is. He tells them. He is going to kill Haddo.

As he utters these words, the wind in the darkness outside rises to a howl and then the lamp in the room they’re in is suddenly extinguished. In the darkness they all realise that someone else is in the room with them. Reading this at night I found it genuinely scary. A huge black shape fills a corner and without a word Arthur flings himself on it, identifying arms and head and neck, rolling over, struggling, fighting for a grip.

Arthur seized the huge bullock throat and dug his fingers into it, and they sunk into the heavy rolls of fat; and he flung the whole weight of his body into them.

Arthur fights to the death in the pitch blackness, breaking the thing’s arm and then strangling it to death. He staggers to his feet. ‘I’ve killed him,’ he says hoarsely. Except that, when Susie lights a candle with the rasp of a match… the room is empty. There is nothing there!

When so much of the dialogue and behaviour is polite, restrained and civilised – these scenes of sudden bestial violence are all the more striking.

Arthur insists that they must go, go now, go immediately to Skene. And so he force marches Susie and Dr Porhoët  the three or so miles from the inn to the fence of the old Gothic pile. He breaks in through the broken fence. He bangs on the door but there is no answer. They know from the gossipy landlady of the inn that the servants are sent away at night so, confident that the house is empty save for Haddo, Arthur breaks into a ground floor window then comes to the front door to unlock it and let the other two in.

Room by room they then search the house, finding half of it abandoned and cold. They search two floors then are stymied about how to get up to the upper floor, the only rooms which they saw lit up from the outside. Arthur finds a secret passage concealed behind the wood panelling.

Up they go and discover – chambers of horrors! Three long rooms which are a) dazzlingly lit b) immensely hot, warmed by open furnaces. There is a lengthy description of all the alchemical equipment Haddo had gathered and was using, but the climax of the entire novel comes with the revelation of a series of glass bowls in which Haddo had been experimenting… to create humans, to create human life. This goes far beyond the tales of the homunculi created by Paracelsus and into a world of creating and moulding human beings which is reminiscent of H.G. Wells’s horrifying fantasy of a decade earlier, The Island of Dr Moreau.

All of Maugham’s habitual taste and decorum is thrown to the winds as he describes, at nauseating length, a series of half-human abortions and monstrous lumps which are kept in the glass basins, palpitating, or writhing or scuttling on deformed limbs.

As a modern reader, who has read about (and seen in umpteen movies) inventive descriptions of disgusting things – I still found the descriptions sickening. God knows what contemporary Edwardian readers must have made of them.

In another [bowl] the trunk was almost like that of a human child, except that it was patched strangely with red and grey. But the terror of it was that at the neck it branched hideously, and there were two distinct heads, monstrously large, but duly provided with all their features. The features were a caricature of humanity so shameful that one could hardly bear to look. And as the light fell on it, the eyes of each head opened slowly. They had no pigment in them, but were pink, like the eyes of white rabbits; and they stared for a moment with an odd, unseeing glance. Then they were shut again, and what was curiously terrifying was that the movements were not quite simultaneous; the eyelids of one head fell slowly just before those of the other.

And then, over in a corner, they see the vast body of Haddo, lying dead, strangled with protruding eyes and tongue. His arm is broken, as Arthur broke the fat body he fought with in the blackout at the hotel. Somehow, by some magic which we are now totally prepared to believe, Haddo transported his body, or a version of himself, to the hotel room, and Arthur, killing the phantasm there, also killed the host body back here.

‘Out, out,’ cries Arthur, ‘We must leave now,’ and hustles them out of the rooms and down the stairs. Aren’t you coming? cries Susie. ‘In a moment,’ he replies. Moments later he rejoins them at the front door. They run down the drive, then detour into the dark wood, find the hole in the fence and walk the long way back towards the inn.

Dawn comes as they approach the inn. Susie feels an enormous sense of life and colour returning to the landscape. And then she realises there is red in the west too. Arthur had set Skene alight. Now it is blazing out of control. The old Gothic ruin, along with the body of its black magician master and the horror of the creatures he made, will all be wiped from the face of the earth.

Arthur puts his arm around Susie to support her and she suddenly feels safe and protected. The warm sun rises over the rejuvenated landscape. All will be well.


The pleasures of the text

Entertainment

Although it’s a preposterous story told in often lurid and over-wrought prose, it is still, like most of Maugham, immensely entertaining and readable.

Escapism

There’s the obvious escape any story offers, namely of escaping your present-day concerns into a world where you are able to understand all the characters and what is going on – where the stories have neat beginnings, middles and ends – all so very unlike the experience of messy, complicated and often inexplicable life that most of us experience.

There’s also the pleasure of escape into another era, the Downton Abbey syndrome. There are different clothes (for women an amazing array of rich costumes, gowns, cloaks, dresses, and hats – lots of hats – and fine jewellery). There is the way the streets of London, Paris or the towns they visit are not clogged and poisoned by cars, lorries, buses, taxis and other sources of poisonous toxic fumes.

And, something I noticed in Maugham’s novel Mrs Craddock as well as here – all the characters take it for granted that they can just swan off abroad whenever they feel like it. We are told that Arthur is a busy surgeon at a leading hospital but he can not only pop over to Paris for weeks at a time, but go gallivanting off to Chartres, or spend the latter part of the novel running off to Staffordshire, at will. I wish I had that kind of job.

Even more I wish I led the life of Susie. On the one hand the modern feminist reader might be horrified at the way she – and presumably the society around her – consider her an old maid on the shelf at age 30, and might object to the rather harsh way in which Maugham repeatedly emphasises the plainness of her looks, verging on ugliness.

But on the upside – she doesn’t have to work! As far as I can tell she has no job because she enjoys a modest allowance. This means she spends all day strolling round Paris, visiting galleries, having little tea parties and, when Margaret goes off with Haddo, she simply accepts an invitation from a friend to go and stay in Rome for the winter, where she visits the opera, goes out for dinner, strolls round the galleries. When she gets bored of that, she moves on to the Riviera for spring. Some oppression!

Manners

Everyone is so polite. It is lovely to dip for a while into the decorum and manners of a long lost era. Sure, it acted as a terrible restraint on people’s feelings – for example, it is made very clear that Arthur suffers immensely because he feels he cannot speak openly to anyone about his anguish over Margaret – but the general level of exquisite politeness at almost every level of society is wonderfully remote from the everyday rudeness and curtness of our own times.

And you have to enter into this world of exquisite manners in order to understand, and enjoy, when they are being deliberately manipulated by the characters. For example, it is one of Haddo’s entertaining (shocking) traits that he combines wicked heartlessness with the most polished manners, twisting the emotional knife into Arthur with the politest words and most refined diction.

Take the scene where our trio barge their way up to the front door of Skene House to find the truth about Margaret’s death. When Haddo appears he behaves with provocative good manners, the soul of politesse.

‘I have come about Margaret’s death,’ said Arthur.
Haddo, as was his habit, did not immediately answer. He looked slowly from Arthur to Dr Porhoët, and from Dr Porhoët to Susie. His eyes rested on her hat, and she felt uncomfortably that he was inventing some gibe about it.
‘I should have thought this hardly the moment to intrude upon my sorrow,’ he said at last. ‘If you have condolences to offer, I venture to suggest that you might conveniently send them by means of the penny post.’

In the midst of all the horror, Maugham makes Haddo the source of wonderfully cynical jibes, clothed in his immensely lofty Eton-Oxford-aristocratic refinement. Here is Arthur shouting at Haddo, and Haddo fending him off with unimpeachable civility.

‘I saw Margaret three weeks ago, and she told me that she went in terror of her life.’
‘Poor Margaret! She had always the romantic temperament. I think it was that which first brought us together.’
‘You damned scoundrel!’ cried Arthur.
‘My dear fellow, pray moderate your language. This is surely not an occasion when you should give way to your lamentable taste for abuse. You outrage all Miss Boyd’s susceptibilities.’ He turned to her with an airy wave of his fat hand. ‘You must forgive me if I do not offer you the hospitality of Skene, but the loss I have so lately sustained does not permit me to indulge in the levity of entertaining.’

Well, if you’re going to be a black magician confronted by the fiancé of the woman you stole from him and subsequently murdered as part of your fiendish experiments – this is the style to do it in.

The movie

The Magician was made into a fabulously melodramatic black-and-white silent film in 1926, directed by Rex Ingram.


Related links

Somerset Maugham’s books

1897 Liza of Lambeth
1902 Mrs Craddock
1908 The Magician
1915 Of Human Bondage
1919 The Moon and Sixpence

1921 The Trembling of a Leaf: Little Stories of the South Sea Islands (short story collection)
1921 The Circle (play)
1922 On a Chinese Screen (travel book)
1923 Our Betters (play)
1925 The Painted Veil (novel)
1926 The Casuarina Tree: Six Stories
1927 The Constant Wife (play)
1928 Ashenden: Or the British Agent (short story collection)
1929 The Sacred Flame (play)

1930 Cakes and Ale: or, the Skeleton in the Cupboard
1930 The Gentleman in the Parlour: A Record of a Journey From Rangoon to Haiphong
1931 Six Stories Written in the First Person Singular (short story collection)
1932 The Narrow Corner (novel)
1933 Ah King (short story collection)
1933 Sheppey (play)
1935 Don Fernando (travel book)
1936 Cosmopolitans (29 x two-page-long short stories)
1937 Theatre (novel)
1938 The Summing Up (autobiography)
1939 Christmas Holiday (novel)

1940 The Mixture as Before (short story collection)
1941 Up at the Villa (crime novella)
1942 The Hour Before The Dawn (novel)
1944 The Razor’s Edge (novel)
1946 Then and Now (historical novel)
1947 Creatures of Circumstance (short story collection)
1948 Catalina (historical novel)
1949 A Writer’s Notebook

1963 Collected short stories volume one (30 stories: Rain, The Fall of Edward Barnard, Honolulu, The Luncheon, The Ant and the Grasshopper, Home, The Pool, Mackintosh, Appearance and Reality, The Three Fat Women of Antibes, The Facts of Life, Gigolo and Gigolette, The Happy Couple, The Voice of the Turtle, The Lion’s Skin, The Unconquered, The Escape, The Judgement Seat, Mr. Know-All, The Happy Man, The Romantic Young Lady, The Point of Honour, The Poet, The Mother, A Man from Glasgow, Before the Party, Louise, The Promise, A String of Beads, The Yellow Streak)
1963 Collected short stories volume two (24 stories: The Vessel of Wrath, The Force of Circumstance, Flotsam and Jetsam, The Alien Corn, The Creative Impulse, The Man with the Scar, Virtue, The Closed Shop, The Bum, The Dream, The Treasure, The Colonel’s Lady, Lord Mountdrago, The Social Sense, The Verger, In A Strange Land, The Taipan, The Consul, A Friend in Need, The Round Dozen, The Human Element, Jane, Footprints in the Jungle, The Door of Opportunity)
1963 Collected short stories volume three (17 stories: A Domiciliary Visit, Miss King, The Hairless Mexican, The Dark Woman, The Greek, A Trip to Paris, Giulia Lazzari, The Traitor, Gustav, His Excellency, Behind the Scenes, Mr Harrington’s Washing, A Chance Acquaintance, Love and Russian Literature, Sanatorium)
1963 Collected short stories volume four (30 stories: The Book-Bag, French Joe, German Harry, The Four Dutchmen, The Back Of Beyond, P. & O., Episode, The Kite, A Woman Of Fifty, Mayhew, The Lotus Eater, Salvatore, The Wash-Tub, A Man With A Conscience, An Official Position, Winter Cruise, Mabel, Masterson, Princess September, A Marriage Of Convenience, Mirage, The Letter, The Outstation, The Portrait Of A Gentleman, Raw Material, Straight Flush, The End Of The Flight, A Casual Affair, Red, Neil Macadam)

2009 The Secret Lives of Somerset Maugham by Selina Hastings

The Temptation of Saint Anthony by Gustave Flaubert (1874)

These images appear suddenly, as in flashes – outlined against the background of the night, like scarlet paintings executed upon ebony.

Saint Anthony

Saint Anthony a.k.a Anthony the Great (c. 251 – 356) was a Christian monk and visionary who reacted against the increasing acceptance and normalisation of Christianity throughout the Roman Empire by becoming, first an ascetic, and then rejecting social life altogether by going to live in the Egyptian desert, to fast and pray by himself, relying only on gifts of food from pilgrims and local villagers.

Rumours and legends spread about his simple life and holiness, and soon he gained a following. He is known to posterity because his contemporary, Athanasius, bishop of Alexandria, wrote a long biography of him. For many years Anthony was credited as the founded of monasticism i.e. the idea that holy men should go and live in isolation from society, ideally in remote locations, to live simple lives and praise God – though modern scholars now know he was part of a widespread movement of religious puritans away from urban centres, which predated and accompanied him.

Athanasius’s biography describes how Anthony was tempted by the devil and by demons who appeared in numerous disguises, trying to seduce him with food and the pleasures of the flesh or, more subtly, trying to lure him into some of the heretical beliefs with which his age abounded.

Continually elaborated in the retelling, embellished with demons, naked women and weird monsters, the legend of the ‘Temptation of St Anthony’ went on to become a familiar subject in western art, inspiring lovingly grotesque depictions by the likes of Hieronymus Bosch and Mathias Grünewald.

The Temptation of Saint Anthony by Hieronymus Bosch

The Temptation of Saint Anthony by Hieronymus Bosch (1501)

In more modern times the Temptation was painted by Max Ernst and Salvador Dali, and was the subject of a symphony by the German composer Paul Hindemith (1934).

And it inspired this prose fantasia by Gustave Flaubert, published in 1874.

The mundane and the fantastic in Flaubert

As I’ve read through Flaubert I’ve realised his output can be very simply divided into two categories: the contemporary realist works (Madame Bovary, The Sentimental Education) and the exuberant historical fantasias (Salammbô, The Temptation of Saint Anthony).

In other words, alongside his painstaking attention to the detail of contemporary life, Flaubert was also fascinated and inspired by a wide range of historical and fantastical subjects. He had a long-running interest in the ancient world of the Mediterranean (an interest fuelled by his visits to Tunisia and Egypt) and a lifelong fascination with religion, all religions, ranging as far afield as Buddhism and Hinduism.

It is as if all the uncontrolled sexual, sadistic, fantastical and philosophical fantasies which Flaubert kept completely bottled up when creating the painstaking ‘realist’ novels, just had to erupt somewhere else – in the sustained cruelty of Salammbô and into the extended philosophical and psychological fantasia of Saint Anthony.

The problem of ‘evil’ in 19th century literature (i.e. it is boring)

Flaubert wrote three completely different versions of the Temptation (1849, 1856 and this one).

The long introduction to the Penguin paperback edition by Kitty Mrosovsky compares how the images and ideas changed in the three versions. She then goes on to quote the opinions of later French writers and critics, from Baudelaire through Valéry, from Sartre to Michel Foucault.

What becomes clear is that if you write about God and the devil, heaven and hell, being and nothingness, sex and sin, any number of critics will be able to impose their own critical schemas and obsessions on your text, and it can be turned into a Symbolist, Freudian, Modernist, Existentialist or Structuralist masterpiece, depending on which critic you’re reading.

In other words, modern texts on this kind of subject often turn out to be strangely empty.

Inner right wing of the Isenheim Altarpiece depicting the Temptation of St. Anthony by Matthias Grünewald (1512-1516)

Inner right wing of the Isenheim Altarpiece depicting the Temptation of St. Anthony by Matthias Grünewald (1512-1516)

Personally, I find the history of the late Roman Empire, the rise of Christianity and the efflorescence of its countless heresies, absolutely riveting. By contrast I often find the way secular ‘modern’ writers use this era and these ideas to spool out endless ruminations about the meaning of life, unutterably boring. Why?

I think the reason I like the history of the actual heresies – all those gnostics and Arians, the Adamites, Marcionians, Nicolaitans, Paternians, Archonites and so on – is that they are interesting in themselves, and they really mattered. There were riots, insurrections, people fought to the death about these beliefs and – arguably – the weakness of the Church in North Africa after centuries of bitter sectarian fighting made it easy for militant Islam to sweep across the region in the 7th century. This was of world-historical importance.

And the arcane Christological heresies of the 3rd or 4th centuries AD are interesting in themselves as thought-provoking explorations of the potential of Christian theology – was Christ a man? or a God? or half-man and half-God? Which half was which? Did God speak through him or were his words his own? Has the Son existed for all time, like God, or was he created at some later date i.e. is he equal to, or inferior to, God the Father? How can they be part of the same Substance when Jesus continually refers to ‘his Father’ as a distinct entity? And how does the Holy Spirit fit into each of these scenarios?

1. The long line of 19th century non-believing poets and writers who tackled issues of ‘sin’ and ‘damnation’ and ‘heaven’ and ‘hell’ – from Byron via Baudelaire to Rimbaud and beyond – were just playing at being ‘damned poets’. There is no sense of risk in their work. The absolutely worst thing they could conceive of in their fictions, was suicide (which, when all is said and done, is just a personal psychological disorder), or murdering someone (just the one person) the subject of Dostoyevsky’s 500-page-long Crime and Punishment. Even the primevally wicked Mr Hyde only in fact murders one person. The worst thing most of these writers did, in practice, was sleep around and get drunk a lot.

In a sense the twentieth century made much 19th century literature redundant. The First World War went a long way towards (and then the Second World War, the Holocaust and the atom bomb, completed the work of) redefining forever the meaning of evil, despair, horror.

Agonising over one person’s soul seems, well, rather paltry in the light of the world we live in. (This is the reason I find the novels of Graham Greene, and their enormous obsession with the sinfulness or damnation of just one person, rather ludicrous.)

2. Also, no-one believes in Christianity any more. Not in a literal hell and damnation, not like they used to. In the Middle Ages the idea of damnation really mattered, psychologically: in Chaucer and Dante it is a real place, with real fire, and real demons skewering your tortured body. By the nineteenth century, in the hands of a dilettante like Byron, it is a fashion accessory, part of the pose of tormented genius.

The Temptation of Saint Anthony

The Temptation is divided into seven parts. It is written as if a play, with prose instructions describing the setting and goings-on (Opening words: ‘The setting is Thebaid, high on a mountain…’) while the dialogue of the ‘characters’ is given in dramatic format- the name, a colon, the speech.

It starts with Anthony outside his primitive hut in the desert at nightfall, and he proceeds to have a bewildering series of visions, some of which transport him to cities and palaces, where he encounters emperors and queens, and all manner of famous individuals such as the Queen of Sheba, Helen of Troy, the Buddha, the Greek gods and so on.

Right from the start Anthony – surprisingly – bemoans his lot, hates being alone, wonders whether he shouldn’t have followed another vocation, grumbles and complains in what – to be honest – is Flaubert’s awful, stagey dialogue.

Another day! another day gone!… What solitude! what weariness!… Ah! woe, woe is me! will this never end? Surely death were preferable! I can endure it no more! Enough! enough!… Assuredly there is no human being in a condition of such unutterable misery!… What shame for me! Alas! poor Anthony!… It is my own fault! I allow myself to be caught in every snare! No man could be more imbecile, more infamous!…

Since he doesn’t really do anything, we only know Anthony through his speech and his speech is hammy Victorian melodrama. As with the dialogue in Salammbô, every sentence seems to end in an exclamation mark but, paradoxically, the more exclamation marks he uses, the less dramatic (or interesting) the speech becomes, the more tiresome and simple-minded.

I found it impossible to take Anthony seriously as a character.

He stamps his foot upon the ground, and rushes frantically to and fro among the rocks; then pauses, out of breath, bursts into tears, and lies down upon the ground, on his side.

In fact, given the extravagant cast of characters, there is also surprisingly little drama, hardly any sense of conflict or threat, in the whole work. Anthony remains the same miserable moaner all the way through. There is no change or development, no sense of critical encounters or turning points or sudden revelations.

As I’ve read through Flaubert’s works I’ve become increasingly aware of the importance of Set Piece Scenes in his fiction. In a sense the Temptation is a reductio ad absurdam of this approach: it consists of nothing but an apparently endless series of set-piece encounters and scenes. This accounts for the highly static impression it makes on the reader.

One critic compares the entire book to the panoramas created by magic lanterns in the mid-nineteenth century. These enchanted their simpler audiences by projecting a series of images onto a flat wall. You can envisage the entire book as just such a series of slides.

The Temptation Of St Anthony by Joos van Craesbeeck

The Temptation of St Anthony by Joos van Craesbeeck (1650)

Part one – Human frailty

We find Saint Anthony in front of his hut in the desert as the sun sets. The entire book takes place in the space of this one night, from dusk to dawn.

Anthony is moaning about his lot in life and wonders why he didn’t do almost anything else, become a soldier or a teacher. Almost continually his thoughts are interrupted by wolves prowling just outside the light of his torch, or by birds, by strange noises.

Personally, I found almost all the scenes involving Anthony off-putting because he comes across as so wet and feeble. As in Salammbô and the realist novels, I often found the quiet, descriptive passages the most enjoyable, the ones where Flaubert uses his extensive background reading in the period to depict ordinary life of the time. Here he is imagining the life of your ordinary Alexandrian merchant.

The merchants of Alexandria sail upon the river Canopus on holidays, and drink wine in the chalices of lotus-flowers, to a music of tambourines which makes the taverns along the shore tremble! Beyond, trees, made cone-shaped by pruning, protect the quiet farms against the wind of the south. The roof of the lofty house leans upon thin colonettes placed as closely together as the laths of a lattice; and through their interspaces the master, reclining upon his long couch, beholds his plains stretching about him – the hunter among the wheat-fields – the winepress where the vintage is being converted into wine, the oxen treading out the wheat. His children play upon the floor around him; his wife bends down to kiss him.

Anthony sees this vision because he himself is lonely and hungry. The local villagers used to come and give him food, now they’ve stopped. Anthony reminisces about his days back in the city, as a trainee monk, when he was invited by Athanasius to join a set piece debate against the Arians (a very popular type of Christian heresy). Then he sees visions -‘ a stretch of water; then the figure of a prostitute; the corner of a temple, a soldier; a chariot with two white horses, prancing’, then he faints.

Part two – the Seven Deadly Sins

Out of the darkness comes the Devil, like a huge vampire bat, and under its wings are suckling the Seven Deadly Sins. It is a disappointment, then, that this ominous creature doesn’t speak. Instead Anthony hallucinates that his mat is a boat, rocking on a river, floating past the temple of Serapis.

Papyrus-leaves and the red flowers of the nymphæa, larger than the body of a man, bend over him. He is lying at the bottom of the boat; one oar at the stem, drags in the water. From time to time, a lukewarm wind blows; and the slender reeds rub one against the other, and rustle. Then the sobbing of the wavelets becomes indistinct. A heavy drowsiness falls upon him. He dreams that he is a Solitary of Egypt.

I like passages like this, clips or little scenelets of vivid description. When Anthony wakes the Devil has, apparently, disappeared – very disappointing. Anthony finds a husk of bread and his jug empty and this prompts a vivid hallucination of a great banqueting table set for a feast, replete with intoxicating sights and smells.

Then many things appear which he has never seen before – black hashes, jellies, the colour of gold, ragouts in which mushrooms float like nenuphars upon ponds, dishes of whipped cream light as clouds.

It was only the notes which explained to me that what now follows is a sequence in which Anthony hallucinates each of the Seven Deadly Sins in turn. This one represented the Sin of Gluttony. As in a hallucination the food morphs into lips and then into one loaf on a table which now stretches to right in front of his face. He pushes it away and it vanishes.

Then Anthony stumbles over something underfoot, which turns into money, lots of money, a crown, precious jewels.

As water streams overflowing from the basin of a fountain, so diamonds, carbuncles, and sapphires, all mingled with broad pieces of gold bearing the effigies of Kings, overflow from the cup in never ceasing streams, to form a glittering hillock upon the sand…

It is the Sin of Avarice. As he throws himself upon the pile it vanishes. He trembles in the knowledge that, had he died in the middle of succumbing to any of these temptations, he would have gone to hell.

Now the scene completely changes and Anthony thinks he sees a panoramic overview of the city of Alexandria. In style this is identical to the numerous panoramic overviews of Carthage which Flaubert gave us in Salammbô. He sees crowds of vengeful monks pouring through the streets, seeking out their heretical opponents, the Arians, and then Anthony suddenly sees himself to be one of them, bursting into the houses of the heretics, burning their books, torturing and eviscerating them, wading up to his knees in the heretics’ blood!

And the blood gushes to the ceilings, falls back upon the walls like sheets of rain, streams from the trunks of decapitated corpses, fills the aqueducts, forms huge red pools upon the ground. Anthony is up to his knees in it. He wades in it; he sucks up the blood-spray on his lips; he is thrilled with joy as he feels it upon his limbs, under his hair-tunic which is soaked through with it.

This is the Sin of Wrath.

Next the scene morphs to a Roman city (which I deduce is the newish capital of the Roman Empire, Constantinople) and Anthony finds himself ushered through countless rooms in a grand palace, past armed guards to arrive in the presence of the Emperor. This painted, dazzling personage treats him as an equal, discusses politics and religion with him and places his imperial diadem on Anthony’s brow. He is taken out into the balcony overlooking the Hippodrome where the great chariot races are held, walking past prison cells in which are imprisoned his theological enemies, the Arians, grovelling and begging hur hur hur. The Sin of Pride.

Then the scene morphs into the throne room of Nebuchadnezzar, king of Babylon 600 BC, a long banqueting table, and crawling in the dirt all the kings Nebuchadnezzar has defeated, whose hands and feet have been cut off. A little way off sit the king’s brothers, all of whom have been blinded. As in Salammbô the reader becomes aware of Flaubert’s oppressive interest in sadism and cruelty. Anthony enters the mind of the king of kings and is immediately drenched in feelings of lust and cruelty. He climbs on the table and bellows like a bull and then…

Comes to himself. He is alone in front of his hut. He picks up his whip and flagellates himself, enjoying the pain, the tearing of his rebellious flesh, whereupon…

He sees men riding on onagers (a kind of Asiatic wild ass) and then a procession of camels and horses and then a white elephant with a golden net and waving peacock feathers, which bears the Queen of Sheba. The elephant kneels, the queen slides down its trunk onto a precious carpet laid out by her slaves and she greets Anthony. As with Salammbô, there is in these scenes an excess of description over psychology or character.

Her robe of gold brocade, regularly divided by furbelows of pearls, of jet, and of sapphires, sheaths her figure closely with its tight-fitting bodice, set off by coloured designs representing the twelve signs of the Zodiac.

She wears very high pattens – one of which is black, and sprinkled with silver stars, with a moon crescent; the other, which is white, is sprinkled with a spray of gold, with a golden sun in the middle. Her wide sleeves, decorated with emeralds and bird-plumes, leave exposed her little round bare arms, clasped at the wrist by ebony bracelets; and her hands, loaded with precious rings, are terminated by nails so sharply pointed that the ends of her fingers seem almost like needles.

A chain of dead gold, passing under her chin, is caught up on either side of her face, and spirally coiled about her coiffure, whence, redescending, it grazes her shoulders and is attached upon her bosom to a diamond scorpion, which protrudes a jewelled tongue between her breasts. Two immense blond pearls depend heavily from her ears. The borders of her eyelids are painted black.

And she claims they have been searching the wilderness for him and, now they have found him, she will marry him and worship him and anoint him and caress him. There is a great deal of Miltonic description of the riches and luxuries from far-flung exotic places which she can offer him, but then it focuses down to the pleasure of her body, which sums up a whole world of desire. The Sin of Lust.

I am not a woman: I am a world!

But Anthony stands firm and after flirting with him some more, she turns on her heel, remounts her elephant and departs along with all her servants, laughing, mocking him.

Part three – Hilarion (11 pages)

A small child appears. Going up to him Anthony recognises the face of his one-time disciple, Hilarion, long since departed for Palestine. This phantasmal Hilarion sets about systematically undermining Anthony’s faith:

  • he criticises Anthony’s teacher, Athanasius, pointing out his theological errors
  • he says Anthony’s mortification is pointless since many heretics do just the same
  • Jesus went cheerfully about his ministry, mixing with people, talking, teaching, unlike misanthropic Anthony
  • when Anthony points to the Scriptures as the basis of faith, Hilarion immediately rattles off a list of the inconsistencies in the Gospel accounts of Jesus
The Temptation of St. Anthony by David Teniers the Younger (1647)

The Temptation of St. Anthony by David Teniers the Younger (1647)

Part four – the Heresiarchs and the circus victims (60 pages)

The heresiarchs Hilarion ushers Anthony into a vast basilica full of people who turn out to be a collection of all the founders of heresies, all the rival theologians and preachers and mystic, the Gnostics and neo-Platonics and religious thinkers, of his time. This is quite a long list and, as most of them only get a sentence or so designed to baffle and demoralise Anthony, it is very difficult from Flaubert’s text alone to properly understand their deviant beliefs.

After all these years I still recommend Paul Johnson’s excellent History of Christianity (1977), whose long second chapter is devoted to a detailed exposition of the Christian heresies which exploded around the Mediterranean and caused outrage, riots and even wars (when different candidates for emperor adopted opposing theologies) until well into the 8th century.

Thus Anthony meets in quick succession the heresiarchs Mani, Saturninus, Cerdo, St Clement of Alexandria, Bardesanes, the Herbians, the Priscillianists, Valentine, Origen, the Elkhasaites, the Carpocratians, the Nicolaitans, the Marcosians, the Helvidians, the Messalians, the Paternians, Aetius, Tertullian, Priscilla, Maximilla, Montanus, the Archontics, the Tatianians, the Valesians, the Cainites, the Circumcellions, Arius. Pandemonium breaks out:

The Audians shoot arrows against the Devil; the Collyridians throw blue cloths toward the roof; the Ascites prostrate themselves before a waterskin; the Marcionites baptise a dead man with oil. A woman, standing near Appelles, exhibits a round loaf within a bottle, in order the better to explain her idea. Another, standing in the midst of an assembly of Sampseans distributes, as a sacrament, the dust of her own sandals. Upon the rose-strewn bed of the Marcosians, two lovers embrace. The Circumcellionites slaughter one another; the Valesians utter the death-rattle; Bardesanes sings; Carpocras dances; Maximilla and Priscilla moan; and the false prophetess of Cappadocia, completely naked, leaning upon a lion, and brandishing three torches, shrieks the Terrible Invocation.

As you can see, this glorified list is more a goldmine for editors and annotators than any kind of pleasure for readers. Indeed, the Penguin edition has 47 pages of notes giving you fascinating facts on almost every one of the characters and places mentioned in the text. But if you read it as text alone, all these names quickly blur.

This long section about heretics makes clearer than ever the fact that Flaubert has the mentality of an encyclopedist, a compiler of dictionaries. He boasted to friends about the hundreds of history books he read as research for both Salammbô and Anthony and boy does it show.

Flaubert cuts and pastes together the results to produce scenes packed with exotic names, but almost always without any life or psychology and, as here, disappointingly uninformative. The controversies about the precise meaning of Jesus’ crucifixion which racked the early church are riveting because there was so much to play for; they were political as well as theological arguments, because different sects seized control of entire Roman provinces, Roman emperors disinherited their own children or fought opponents because they espoused divergent beliefs.

Flaubert manages to drain this exciting and complex historical and theological subject of all interest and turn it into a procession of cardboard mouthpieces, who all sound the same.

Following Arius, the chapter continues with a paragraph or so from: Sabellius, the Valentinians, the Sethians, the Theodotians, the Merinthians, the Apollinarists, Marcellus of Ancyra, Pope Calixtus, Methodius, Cerinthus, Paul of Samosata, Hermogenes, the Cerinthians, the Marcosians, the Encratites, the Cainites, the Old Ebionites, Eusebius of Caesarea, Marcellina…

The ceremony of the Orphites Anthony is then taken through a door into a dark shrine where he witnesses a ceremony of the Orphites, who worshipped the snake, the serpent in the Eden story, believing it to be the true saviour. Their chanting awakens a monstrously huge python which they handle and twine around themselves as they hold a blasphemous eucharist.

Christians being thrown to the lions Exhausted with horror at the sheer number of heresies, Anthony falls to the floor and is immediately back in the dust in front of his humble hut. Time passes and a new hallucination begins. He is in a dark room, a prison cell, among other wretches. Outside it is sunny, he hears the roar of a crowd, the sound of lions and has a vision of the arena, tier after tier of seats. He is among Christians about to be thrown to the lions.

Various characters explain why they’re there (interrupting pagan rites, burning down temples, refusing to worship pagan gods) and explore their plight: an Old Man lamenting he didn’t escape, a Young Man bewailing the lost years, a Consoler saying a miracle might happen. The idea (apparently) is to disillusion Anthony by showing him the mean motives, the backsliding and lack of faith of the so-called ‘martyrs’. The portcullis on the other side of the arena opens and out lope lazy lions, panthers, leopards, and then the martyrs’ door opens and the gaoler whips the weeping Christians out into the sand…

In the cemetery And Anthony awakes, dazed, looks around him, then.. falls into another dream. He is in a cemetery where he meets veiled women lamenting the deaths of their husbands, sons or how they themselves were condemned as Christians and persecuted, and then… as they bow and pray together, eat together, their robes slip open and their mouths join and.. I think they have an orgy – presumably the Devil’s intention is to show him the lack of faith and the easy lasciviousness of the widows of the faithful. This scene fades out and…

The Hindu sage Anthony is at the edge of a tropical forest, with parrots and lizards. On a pyre squats a shrivelled man wearing a necklace of shells and with a bird’s nest built in his long matted hair. He is ‘the Gymnosophist’, a Hindu sage. This wizened figure repeats basic Hindu teachings about reincarnation, about striving to reach purity so as not to fall into corruption. Then his pyre bursts into flames and he is burnt alive without a sound.

Simon Magus and Helen of Troy Anthony tramples out the flames and it is dark again. Then through a cleft in the rocks comes a voice followed by a white-haired old man leading a young girl with bite marks on her face and bruises on her arm. It emerges that he is Simon Magus, a magician of the first century mentioned in the Gospels. He claims to be the reincarnation of God and that the woman with him is his ‘First Thought’ or Ennoia, who has been reincarnated through the ages, at one point in the body of the legendary Helen of Troy, before he rescued from her work in a brothel in Tyre. Simon shakes the pot he’s carrying which has a live flame at the top, but the flame shivers and goes out and a great smoke or fog fills the stage.

Apollonius of Tyana Anthony stumbles though the fog to discover Simon and Helen are gone. Now through the fog come a pair of men, one tall and lordly like Christ, the other a short servant. It is Apollonius of Tyana, the sage or thaumaturge, and his servant Dimas. Apollonius declaims grandly. As so often with Flaubert, the reader gets the sense that the author is more interested, intoxicated even, by lists of grand, exotic-sounding and remote peoples and places – than by any kind of sense or logic. Thus Apollonius:

I have conversed with the Samaneans of the Ganges, with the astrologers of Chaldea, with the magi of Babylon, with the Gaulish Druids, with the priests of the negroes! I have ascended the fourteen Olympii; I have sounded the Scythian lakes; I have measured the breadth of the Desert!…

But first I had visited the Hyrcanian Sea; I made the tour of it; and descending by way of the country of the Baraomati, where Bucephalus is buried, I approached the city of Nineveh….

At Taxilla, the capital of five thousand fortresses, Phraortes, King of the Ganges, showed us his guard of black men, whose stature was five cubits, and under a pavilion of green brocade in his gardens, an enormous elephant, which the queens amused themselves by perfuming. It was the elephant of Porus which had taken flight after the death of Alexander….

Upon the shores of the sea we met with the milk-gorged Cynocephali, who were returning from their expedition to the Island Taprobana…

So we returned through the Region of Aromatics, by way of the country of the Gangarides, the promontory of Comaria, the country of the Sachalites, of the Adramites and of the Homerites; then, across the Cassanian mountains, the Red Sea, and the Island Topazos, we penetrated into Ethiopia through the country of the Pygmies…

I have penetrated into the cave of Trophonius, son of Apollo! I have kneaded for Syracusan women the cakes which they carry to the mountains. I have endured the eighty tests of Mithra! I have pressed to my heart the serpent of Sabasius! I have received the scarf of Kabiri! I have laved Cybele in the waters of the Campanian gulfs! and I have passed three moons in the caverns of Samothracia!

And so on. There is not a trace of drama, character, psychology, theology or philosophy in sight. This is quite transparently just a litany of resonant names. Apollonius and Dimas step backwards off a cliff and remain suspended in the air, like Coyote in the Roadrunner cartoons, before ascending slowly into the black night sky.

The Temptation of Saint Anthony by Félicien Rops (1878)

The Temptation of Saint Anthony by Félicien Rops (1878)

Part five – the pagan gods and goddesses (42 pages)

Another long chapter in which Anthony meets what amounts to a list of all the pagan gods and goddesses, each of them given – as we’ve become used to – a few sentences or a paragraph in which to show off Flaubert’s erudition and wide reading, before handing on to the next one.

In fact it starts off with a parade of pre-pagan gods, the blocks of wood or stone which original humans worshipped. Anthony and Hilarion mock the stupidity of the men who worshiped these clods. Then detours (unexpectedly) to a quick review of the original Hindu gods and of the Buddha, who tells the story of his life. The purpose of this temptation is that, as each of these entities tells its story, Hilarion (like a mini-devil) chips in to point out that this or that aspect of their worship is really no different from Christian belief or practice; it is designed to erode Christianity’s claims to uniqueness.

We have appearances from the Buddha, Oanna (of the Chaldeans), the gods of ancient Babylon and their temple prostitutes, Ormuz god of the Persians, the Great Diana of Ephesus with her three rows of breasts.

Cybele’s priests sacrifice a sheep and spatter Anthony and Hilarion with the blood, Atys who in a frenzy castrates himself as do his priests, we see the funeral of Adonis, killed by the boar, and the lamentation of Persephone, Isis suckling her babe and lamenting the death and dismemberment of Osiris.

Anthony is racked with sadness that so many souls have been lost worshiping these false gods; but sly Hilarion points out that so many aspects of the gods or their worship echo the True Religion, seeking to undermine Anthony’s belief.

Now he and Anthony see a vast mountain with Olympus on its height and witness the pantheon of Greek gods, one by one lamenting their decline and fall: Jupiter, Juno, Minerva, Hercules, Pluto, Neptune, Mars, Vulcan, one by one they lament the loss of their powers and the end of their worship, before going tumbling down into a black abyss.

The lament of Osiris for her lost lover, and the sorrow of the Greek gods are the only pages in the book which I found moving enough to reread and savour. In it we can hear the voice of Flaubert, who from his schooldays believed he lived in a fallen world of stupidity and vulgarity. Hence the words he puts into dying Jupiter’s mouth:

‘Eagle of apotheoses, what wind from Erebus has wafted thee to me? or, fleeing from the Campus Martins, dost thou bear me the soul of the last of the Emperors? – I no longer desire to receive those of men. Let the Earth keep them; and let them move upon the level of its baseness. Their hearts are now the hearts of slaves; – they forget injuries, forget their ancestors, forget their oaths – and everywhere the mob’s imbecility, the mediocrity of individuals, the hideousness of every race, hold sway!

Latterly go the household gods, those minor deities who gave grace and dignity to all aspects of daily life in ancient Rome, who laid the bride in her bed, tended at childbirth, at sickness, at feasts, during illness. All scorned, ignored and gone. Finally – surprisingly – a page is devoted to Jehovah, the god of the Old Testament, himself rejected and abused, his followers – the Jews – scorned and scattered over the earth.

It was a struggle to read the previous chapters, but these long laments of the dying pagan gods and the imaginative grace and nobility they brought to everyday life is, I think, genuinely moving. For the first time the text stirred, for me, as actual literature instead of a list of gaudy names.

Part six – the Devil (8 pages)

Hilarion gives way to the Devil himself who chucks Anthony onto his horns and carries him up, up and away, through the sky, into space, up to the moon, beyond the solar system, into the realm of the stars, all the time explaining a) that the universe is infinite, nothing like the earth-centred structure of the ancient Greeks or Jews b) while giving him a compelling lecture on theology (the only theology in the text), explaining in a dry logical, professorial manner the unbounded infinitude and one substance of God.

God has no imperfections, God has no passions, God doesn’t worry or fret about his creatures, he is vastly beyond the momentary whims of man, his is as extended, infinite and integral as the universe. BUT the corollary of this is that He doesn’t listen to prayers and hear the sobs and hopes of his countless creations. He is infinitely remote, completely Perfect, utterly indifferent. (According to the notes, this is a summary of the philosophical pantheism of Spinoza.)

The point is that the Devil’s fluent and vast philosophising leads up to the terrifyingly logical conclusion:

Adore me, then! – and curse the phantom thou callest God!

On some instinct Anthony, despite being overwhelmed by this vision of the universe and the Devil’s compelling logic, lifts his eyes as if to pray. The Devil drops him in disgust.

Part seven (20 pages)

Anthony regains consciousness by the cliff edge. It crosses his mind to end it all by simply rolling over it and falling to his death. This final chapter is in three parts:

1. He is approached by a wizened old woman and a nubile young woman. One argues the case for suicide, the other urges him to embrace life. Slowly it becomes clear they are Death and Lust, respectively. He dismisses them and is confronted by:

2. The Chimera and the Sphinx. The former attracts men towards pointless delusions, the latter devours seekers after God. They squabble and argue until the Sphinx sinks into the sand and the Chimaera goes swooping off in pointless circles.

3. Their argument morphs into the most genuinely surreal and hallucinatory section in the text, where Flaubert creates a parade of the strangest creatures or human-beasts he has come across in all his reading of myths and legends. These include:

  • the Astomi, humans who are completely transparent
  • the Nisnas, who have only one eye, one cheek, one hand, one leg, half a body, half a heart
  • the Blemmyes who have no head at all
  • the Pygmies
  • the Sciapods, who live with their heads and bodies in the earth, only the soles of their feet and legs showing
  • the Cynocephali, men with the heads of dogs who fly through trees in great forests,
  • the Sadhuzag, who has seventy-four antlers which the wind blows through to make beautiful sounds
  • the Martichoras, a gigantic red lion, with human face, and three rows of teeth
  • the Catoblepas, a black buffalo with a pig’s head, falling to the ground, and attached to his shoulders by a neck long, thin, and flaccid as an empty gut
  • the Basilisk, a great violet serpent, with trilobate crest, and two fangs, one above, one below
  • the Griffin, a lion with a vulture’s beak, and white wings, red paws and blue neck

And then there is a terrifying outpouring of Life in a profusion of forms:

And all manner of frightful creatures arise: – The Tragelaphus, half deer, half ox; the Myrmecoles, lion before and ant behind, whose genitals are set reversely; the python Askar, sixty cubits long, that terrified Moses; the huge weasel Pastinaca, that kills the trees with her odour; the Presteros, that makes those who touch it imbecile; the Mirag, a horned hare, that dwells in the islands of the sea. The leopard Phalmant bursts his belly by roaring; the triple-headed bear Senad tears her young by licking them with her tongue; the dog Cepus pours out the blue milk of her teats upon the rocks.

Mosquitoes begin to hum, toads commence to leap; serpents hiss. Lightnings flicker. Hail falls.
Then come gusts, bearing with them marvellous anatomies: – Heads of alligators with hoofs of deer; owls with serpent tails; swine with tiger-muzzles; goats with the crupper of an ass; frogs hairy as bears; chameleons huge as hippopotami; calves with two heads, one bellowing, the other weeping; winged bellies flitting hither and thither like gnats.

They rain from the sky, they rise from the earth, they pour from the rocks; everywhere eyes flame, mouths roar, breasts bulge, claws are extended, teeth gnash, flesh clacks against flesh. Some crouch; some devour each other at a mouthful.

Suffocating under their own numbers, multiplying by their own contact, they climb over one another; and move about Anthony with a surging motion as though the ground were the deck of a ship. He feels the trail of snails upon the calves of his legs, the chilliness of vipers upon his hands: – and spiders spinning about him enclose him within their network.

Finally, in this endless chain of evolutions and transformations, animals turn into insects, flowers turn into rocks, beasts turn to crystal, ice pullulates with life, it is a wild hallucination of the pantheistic vision of life in all things

And now the vegetables are no longer distinguishable from the animals. Polyparies that seem like trees, have arms upon their branches. Anthony thinks he sees a caterpillar between two leaves: it is a butterfly that takes flight. He is about to step on a pebble: a grey locust leaps away. One shrub is bedecked with insects that look like petals of roses; fragments of ephemerides form a snowy layer upon the soil.

And then the plants become confounded with the stones. Flints assume the likeness of brains; stalactites of breasts; the flower of iron resembles a figured tapestry.

He sees efflorescences in fragments of ice, imprints of shrubs and shells—yet so that one cannot detect whether they be imprints only, or the things themselves. Diamonds gleam like eyes; metals palpitate.

His vision narrows right down onto ants, onto the tiniest creatures, onto organisms no bigger than pinheads, furred with cilia and quivering with primordial life. Anthony has seen the origins of life and evolution in reverse, and he bursts out:

‘O joy! O bliss! I have beheld the birth of life! I have seen the beginning of motion! My pulses throb even to the point of bursting! I long to fly, to swim, to bark, to bellow, to howl! Would that I had wings, a carapace, a shell – that I could breathe out smoke, wield a trunk – make my body writhe – divide myself everywhere – be in everything – emanate with odours – develop myself like the plants – flow like water – vibrate like sound – shine like light, squatting upon all forms – penetrate each atom – descend to the very bottom of matter – be matter itself!

And then:

Day at last appears, and, like the raised curtains of a tabernacle, golden clouds furling into larger scrolls unveil the sky.

There in the middle, inside the very disk of the sun, radiates the face of Jesus Christ.

Anthony makes the sign of the cross and returns to his prayers.

Conclusion

Now, either Anthony has learned something definitive in the course of this long, busy night, and Flaubert intends this final outcry, apparently in praise of a kind of pantheistic materialism, as the climax and ‘message’ of the piece (which is very much how it feels when you read it)…

Or the ending has a more pessimistic meaning: namely that the return to his prayers signals a return to the same rut, the same wheel, and that the next night the whole thing will repeat itself all over again. I.e. he is caught like a Beckett character in an endless, pointless cycle of torment and fake wisdom.

I could see that both of these are possibilities but I am happy to leave my reading of the ending completely open because I was just so relieved to get to the end of this long, dense, almost unreadable fantasia of cuttings and notes transmuted into a bizarre sequence of sometimes unbearably tedious scenes.

The only moving part of the whole book is the Lament of the Pagan Gods – where the scenario of each of the gods in turn lamenting the decline of their worship and the end of their influence for once was adequate to the feeling of world sadness Flaubert is obviously aiming at.

Also, the final few pages, the almost hysterical hallucination of the very origins of life, are also head-spinningly delirious. But most if it felt like I was at the dentist having a filling.

The Temptation of St. Anthony by Salvador Dali (1946)

The Temptation of St. Anthony by Salvador Dali (1946)


Related links

Flaubert’s books

The Crimean War by Orlando Figes (2010)

This was the first war in history in which public opinion played so crucial a role. (p.304)

This a brilliant book, a really masterful account of the Crimean War, a book I reread whole sections of and didn’t want to end. It covers the military campaigns (along the Danube, in Crimea) and battles (at the Alma river, Balaklava, Inkerman) competently enough, maybe with not quite the same dash as the Crimea section of Saul David’s Victoria’s Wars – but where it really scores is in the depth and thoroughness and sophistication of Figes’ analysis of the political and cultural forces which led to the war in the first place and then shaped its course – his examination of the conflict’s deep historical roots and in its long lasting influence.

Thus the first 130 pages (of this 490-page text) deal with the background and build-up to conflict, and drill down into the issues, concerns, plans and fantasies of all the main players. Not just the British (though it is a British book by a British historian) but a similar amount of space is devoted to the Russian side (Figes is a world-leading expert on Russian history), as well as the situation and motives of the French and the Ottoman Turks, with insights into the position of the Austrian and Prussian empires.

The Holy Places

The trigger for the war has always struck anyone who studied it as ridiculously silly: it concerned the conflict about who should have control of the ‘Holy Places’ in Jerusalem, the Catholic church (championed by France) or the Orthodox church (championed by Russia). (Who could have guessed that the acrimonious theological dispute about the meaning of the word filioque which split the two churches in the 11th century would lead to half a million men dying in miserable squalor 800 years later.)

To recap: the life and preaching and death of Jesus took place in Palestine; by the time of the Emperor Constantine (c.320), Roman Christians had supposedly tracked down the very barn Jesus was born in, at Bethlehem, and the precise site of the crucifixion in Jerusalem – and begun to build chapels over them.  By the 1800s there were well-established Churches of the Nativity (at Bethlehem) and of the Holy Sepulchre (in Jerusalem) with attendant monasteries, chapels and so on stuffed with Christian priests and monks of all denominations.

The situation was complicated by two factors. 1. In the 700s the Muslim Arabs stormed out of Arabia and by the 900s had conquered the Middle East and the North African coast. The Muslim world underwent a number of changes of leadership in the ensuing centuries, but from the 1300s onwards was ruled by the Ottoman dynasty of Turkish origin. The Ottoman Empire is alleged to have reached its military and cultural peak in the late 1500s/early 1600s. By the 1800s it was in obvious decline, culturally, economically and militarily. Many of the ‘countries’ or ‘nationalities’ it ruled over were restive for independence, from the Egyptians in the south, to the Christian ‘nations’ of Greece and Serbia in the Balkans.

What Figes’ account brings out in fascinating detail is the extent to which the Russian Empire, the Russian state, Russian culture, Russian writers and poets and aristocrats, academics and military leaders, were all drenched in the idea that their entire Christian culture owed its existence to Constantinople. The founding moment in Russia’s history is when missionaries from Greek Orthodox Byzantium converted the pagan ‘Rus’ who inhabited Kiev to Christianity in the 9th century. This newly-Christian people went on to form the core of the ‘Russians’, a people which slowly extended their empire to the Baltic in the North, the Black Sea in the south, and right across the vast territory of Siberia to the Pacific Ocean.

In a really profound way, which Figes’ book brings out by quoting the writings of its poets and philosophers and academics and Christian leaders, Russia saw itself as the Third Rome – third in order after the original Christian Rome and the ‘Second Rome’ of Constantinople – and felt it had a burning religious duty to liberate Constantinople from the infidel Turks (Constantinople, renamed Istanbul, being of course the capital of the Ottoman Empire). It is fascinating to read about, and read quotes from, this broad spectrum of Russian nationalist writers, who all agreed that once they’d kicked the Turks out of Europe they would rename Istanbul ‘Tsargrad’.

Alongside the deep and varied rhetoric calling for a ‘Holy War’ against the infidel Turks was the linked idea of the union of all the Slavic peoples. Russians are Slavs and felt a deep brotherly feeling for the Slavic peoples living under Ottoman rule – in present-day Serbia and Bulgaria in particular. The same kind of Russian intelligentsia which wrote poems and songs and pamphlets and sermons about liberating Constantinople, and – in extreme versions – going on to liberate the Christian Holy Places in Jerusalem, also fantasised about a great pan-Slavic uprising to overthrow the shackles of the infidel Turk, and uniting the great Slavic peoples in an Empire which would stretch from the Adriatic to the Pacific.

Intoxicating stuff, and this is where Figes is at his tip-top best, taking you deep deep inside the mind-set of the Russian educated classes and leadership, helping you to see it and understand it and sympathise with it.

The only snag with this grand Russian vision was the unfortunate fact that there is such a thing as Catholic Christianity, and that a number of the ‘nations’ of the Balkans were not in fact either Slavs or Orthodox Christians – e.g. the Catholic Romanians. In fact, there was a lot of animosity between the two distinct versions of Christianity, with the Catholics, in particular, looking down on the Orthodox for what they regarded as their more primitive and pagan practices.

The simmering conflict between the two came to a head at the two churches mentioned above, especially the Church of the Holy Sepulchre in Jerusalem. The churches had become rabbit warrens themselves, with holy grottoes underneath and vestries and side chapels sprouting onto them, with both Orthodox and Catholics clerics building monasteries and so on in the immediate vicinity and claiming complete access and ownership to the sites.

The Ottoman Turks had done their best to resolve disputes between the squabbling Christians and there had even been a succession of treaties in the 1700s which laid down the precise access rights of each Christian sect. But when the silver star embedded in the floor of the Church of the Nativity by the Catholics was dug up and stolen in 1847 the ‘dishonour’ was so great that the new ruler of Catholic France became involved, demanding that the Ottomans cede the French complete control of the Holy Sites to ensure there wasn’t a repetition of the sacrilege.

In that same year, the religiously significant silver star was stolen that had been displayed above the Grotto of the Nativity. In 1851, the Church of the Nativity was under the control of the Ottoman Empire. But near Christmas of 1852, Napoleon III sent his ambassador to the Ottoman Empire and forced the Ottomans to recognise France as the “sovereign authority” in the Holy Land, which the Latins had lost in the eighteenth century. The Sultan of Turkey replaced the silver star over the Grotto with a Latin inscription, but the Russian Empire disputed the change in “authority,” citing two treaties—one from 1757 and the other from 1774 (the Treaty of Küçük Kaynarca)—and deployed armies to the Danube area. (Wikipedia)

Egged on by the pan-Slav and religious zealots in his court, Tsar Nicholas I saw the opportunity to teach the Ottomans a lesson, to reassert Orthodox authority over the Holy Places, to spark the long-awaited Slavic uprising in the Balkans and to extend Russian power to the Mediterranean. Hooray! In May 1853 Russian forces moved into the two principalities which formed the border between Russia and the Ottoman Empire – the Danubian Principalities of Moldavia and Wallachia, ‘Danubian’ because the river Danube ran through them. The Ottomans moved armies up to face them, and the war was on!

Politics in depth

What sets Figes’ account apart is the thoroughness with which he explains the conflicting political and cultural pressures within each of the countries which then got drawn into this conflict.

France, for example, had recently been through a revolution, in 1848, which had eventually been crushed but did manage to overthrow the Bourbon monarchy and usher in the Second Republic. To people’s surprise the man who managed to get elected President of the Republic was Louis-Napoléon Bonaparte, nephew and heir of the famous Napoleon Bonaparte. When Napoléon’s presidential term expired in 1851, he first organised a coup d’état in that year, and then the following year, reclaimed the imperial throne, as Napoleon III, on 2 December 1852. At which point the Second Republic changed its name to the Second Empire. (19th century French history is a hilarious farce of revolutions, coups, republics and empires, each one more incompetent than the last. Mind you, 20th century French history isn’t much better – between 1946 and 1958 the French Fourth Republic had 22 Prime Ministers!)

But that’s not the interesting stuff, that’s just the basic factual information: the interest Figes brings to his account is his analysis of the various political pressures which the new president found himself under from within France. Obviously the Catholic Right and many actual churchmen were calling for action to defend the rights of Catholics in the Holy Places; but there was a large left-wing grouping in France whose hopes had been crushed by in the 1848 revolution. Napoleon realised that he could reconcile these opposing factions by depicting war against Russia as a pro-Catholic crusade to the Church and as a setback to the autocratic Tsarist regime – which was widely seen on the Left as the most repressive and reactionary regime in Europe. On top of which a glorious French victory would of course cover secure his place as successor to his famous uncle.

Polish liberation was a big cause in France. It wasn’t so long since 1830 when Polish nationalists had risen up to try and throw off Russian control of their country. The rebellion was brutally put down and Tsar Nicholas I (the same Tsar who launched the Crimean offensive 20 years later) had decreed that Poland would henceforward be an integral part of Russia, with Warsaw reduced to a military garrison, its university and other cultural activities shut down.

A stream of Polish intellectuals and aristocrats had fled west, many of them settling in France where they set up presses, publishing newspapers, pamphlets, books and poems and establishing networks of lobbyists and contacts. Figes investigates the writers and activists who made up this Polish lobby, specifically Prince Adam Czartoryski, and explains how they went about demonising Russia (and you can understand why), losing no opportunity to exaggerate Russia’s threatening intentions and, of course, lobbying for the liberation of Poland. Figes is excellent at showing how the Polish activists’ influence extended into both British and French ministries and military hierarchies.

But this was just one of the many forces at work across Europe. All the way through his account of the war, which lasted two and a half years, the constellation of forces at work in France shifted and changed as public opinion evolved from feverish support of a war against the Russian aggressor to increasing war-weariness. It is absolutely fascinating to read how Napoleon III tried to manage and ride the changing positions of all these factions, the vociferous press, and fickle public opinion.

And the same goes for Britain. In the 1830s and 40s conflicts in the Middle East – not least the rebellion of Mehmet Ali, pasha of Egypt, who rebelled against his Ottoman masters and demanded independence under his personal rule for Egypt and Syria – had forced the British to realise that, corrupt and collapsing though it may be, it was better to have a weak Ottoman Empire imposing some order, rather than no Ottoman Empire and complete chaos over such a huge and crucial region.

Thus the French and British governments, though perennially suspicious of each other, agreed that they had to prop up what became known as ‘the sick man of Europe’.

Again where Figes excels is by going much much deeper than standard accounts, to show the extent of the ‘Russophobia’ in British politics and culture, identifying the writers and diplomats who showed a fondness for Turkish and Muslim culture, explaining how British diplomats, the Foreign Office, and the cabinet staked their hopes on British-led reforms of Turkey’s laws and institutions.

Figes presents not a monolithic slab called ‘Britain’, but a complex country made up of all kinds of conflicting interests and voices. For example, it’s fascinating to learn that the British had the most varied, free and well-distributed press in the world. A side-effect of the railway mania of the 1840s had been that newspapers could now be distributed nationally on a daily basis. The prosperous middle classes in Bradford or Bristol could wake up to the same edition of The Times as opinion leaders in London.

This led to the first real creation of an informed ‘public opinion’, and to a huge increase in the power of the press. And Figes is fascinating in his depiction of the robust pro-war politician Lord Palmerston as the first ‘modern’ politician in that he grasped how he could use the press and public opinion to outflank his opponents within the British cabinet. Thus the British Prime Minister, Lord Aberdeen, was against war and supported the moderate Four Points which a peace conference held in Vienna suggested be put to the Russians. But Palmerston, as Foreign Secretary, had a much grander, much more aggressive vision of attacking Russia on all fronts – in the Baltic, Poland, the Balkans, the Crimea and in the Caucasus.

Figes’ account goes into great detail about these other little-known fronts in the war – for example the repeated efforts by the British to storm the Russian naval port of Kronstadt on the Baltic, with a view to ultimately marching on St Petersburg! (The successive British admirals sent out to size up the plan consistently declared it impossible pp.337-339.) Or the plan to foment a Muslim Holy War amongst the tribes of the Caucasus, who would be levied under the leadership of the charismatic leader Imam Shamil and directed to attack the Russians. In the event there were several battles between Turks and Russians in the Caucasus, but Palmerston’s Holy War plan was never implemented (pp.336-337)

The summary above is designed to give just a taste of the complexity and sophistication of Figes’ analysis, not so much of the actual events which took place – plenty of other histories do that – but of the amazingly complex kaleidoscope of political forces swirling in each of the combatant countries, of the various leaders’ attempts to control and channel them, and of the scores of alternative plans, alternative visions, alternative histories, which the leaders were considering and which could so nearly have taken place.

Being taken into the subject in such detail prompts all kinds of thoughts, big and small.

One is that history is a kind of wreck or skeleton of what is left when leaders’ grand plans are put into effect and come up against harsh reality. History is the sad carcass of actual human actions left over when the glorious dreams of night time meet the harsh reality of day.

The Tsar dreamed of liberating the Balkans, creating a great pan-Slavic confederacy and throwing the Turks completely out of Europe, liberating Istanbul to become the centre of a reinvigorated empire of Orthodox Christianity.

The Polish agitators dreamed of throwing off the Russian yoke and creating a free united independent Poland.

Napoleon III dreamed of establishing French supremacy over a weakened Ottoman Empire, thus consolidating his reputation at home.

Palmerston dreamed of a grand alliance of all the nations of Europe – Sweden in the Baltic, France and Prussia in the centre, Austria in the Balkans, allied with the Turks and Muslim tribesmen in the Caucasus to push back the borders of the Russian Empire a hundred years.

Figes is just as thorough in his analysis of the forces at work in the Ottoman Empire, which I haven’t mentioned so far. The Ottoman Emperor also struggled to contain domestic opinion, in his case continual pressure from Muslim clerics, imams and muftis, and from a large section of educated opinion, who all dreamed of an end to the ‘humiliation’ of the Muslim world by the West, who dreamed of a ‘Holy War’ to repel the Russians and restore Muslim power and dignity.

All these shiny dreams of glory, honour, liberation and holy war ended up as battlefields strewn with the corpses of hundreds of thousands of men blown up, eviscerated, decapitated, butchered, bayoneted, as well as plenty of civilian women and children raped and murdered – all rotting in the blood-soaked soil of the Crimea, the Danube, the Caucasus.

No matter what glorious rhetoric wars start off with, this is how they always end up. In rotting human bodies.

Figes brilliantly shows how, as reality began to bite, the various leaders struggled to control the rising tides of disillusionment and anger: Napoleon III deeply anxious that failure in the war would lead to another French revolution and his overthrow; the Tsar struggling to contain the wilder pan-Slavic fantasies of many of his churchmen and court officials on the one hand and a steady stream of serf and peasant rebellions against conscription, on the other; and, strikingly, the Ottoman Emperor (and his British advisors) really worried that unless he acted aggressively against the Russians, he would be overthrown by an Islamic fundamentalist revolution.

In standard histories, the various nations are often treated as solid blocks – Britain did this, France wanted that. By spending over a quarter of his book on an in-depth analysis of the long cultural, historical, religious, technological and social roots of the conflict, Figes gives us a vastly more deep and sophisticated understanding of this war, and of the deeper social and historical trends of the time.

Relevance

Many of which, of course, endure into our time.

Why read history, particularly a history of a forgotten old war like this? Because it really does shed light on the present. In a number of ways:

1. The area once ruled by the Ottoman Empire is still desperately unstable and racked by conflict – civil war in Libya, military repression in Egypt, chaos in northern Iraq, civil war in Syria. Almost all Muslim opinion in all of these regions wants to restore Muslim pride and dignity, and, whatever their factional interests, are united in opposing meddling by the West. And it doesn’t seem that long ago that we were living through the civil wars in former Yugoslavia, in lands where Catholic Croats, Orthodox Serbs and Muslim Bosnians were raping and murdering each other.

2. In other words, the religious and cultural forces which lay behind the Crimean War still dominate the region and still underpin modern conflicts. Again and again, one of Figes’ quotes from the pan-Slavic visions of the Russians or the Muslim doctrine of Holy War read exactly like what we read in the newspapers and hear on the radio today, in 2017. After all it was only as recently as March 2014 that Russia annexed the Crimea, an act most UN member states still consider an act of illegal aggression, and the Foreign Office consequently advises against any foreign travel to the Crimea.

165 years after the events analysed so brilliantly in this book, Crimea once again has the potential to become a flashpoint in a wider war between East and West.

What could be more relevant and necessary to understand?

3. And the book continually stimulates reflection not just about the possible causes of war, but about how national and religious cultures have eerily endured down to the present day. Figes paints a fascinating portrait of the fundamentally different social and political cultures of each of the belligerent countries – I was particularly struck by the contrast between the essentially open society informed by an entirely free press of Britain, as against the totalitarian closed society of Russia, which had only a handful of state-controlled newspapers which never criticised the government, and where a secret police could cart people off to prison and torture if they were overheard, even in private conversations, to utter any criticism of the tsar or the army. 160 years later Britain is still a raucously open society whereas journalism in Vladimir Putin’s Russia is a risky occupation and open opposition to the President has landed many of his opponents in gaol, or worse. Plus ca change… Also, it becomes quite depressing reading the scores and scores of references to Muslim leaders, mullahs, muftis and so on, insistently calling on the Sultan to put an end to Western interference, to declare a Holy War on the Western infidels, to attack and punish the Christians. Again, almost every day brings fresh calls from Al Qaeda or the Taliban or ISIS to defeat the infidel West. How long, how very, very long, these bitter hatreds have endured.

4. And the book offers another, more general level of insight – which is into the types of political pressure which all leaders find themselves under. The leaders of all the belligerent nations, as described above, found themselves trying to manage and control the often extreme opinion of their publics or churches or courts or advisors. How they did so, where they gave in, where they stood firm, and with what results, are object lessons modern politicians could still profitably study, and which give fascinating insight to us non-politicians into the sheer difficulty and complexity of trying to manage a big modern industrialised country, let alone a modern war.

The Crimean War was a shameful shambles for nearly all the participants. This book not only describes the squalor and suffering, the disease and dirt, the agonising deaths of hundreds of thousands of men in a pointless and stupid conflict – it sheds fascinating light on how such conflicts come about, why they are sometimes so difficult to avoid and almost impossible to control, and why sequences of decisions which each individually may seem rational and reasonable, can eventually lead to disaster.

This is a really outstanding work of history.


Memorable insights

The trenches The Siege of Sevastopol lasted from September 1854 until September 1855. Criminally, the British were completely unprepared for winter conditions in Russia (like Napoleon, like Hitler) resulting in tens of thousands of British soldiers living in pitifully inadequate tents, with no warm clothing, amid seas of mud and slush, so that thousands died of frostbite, gangrene and disease. In an eerie anticipation of the Great War both sides created elaborate trench systems and settled into a routine of shelling and counter-shelling. In between times there were pre-arranged truces to bury the dead, during which the opposing armies fraternised, swapped fags and booze and even toasted each other. In this element of prolonged and frustrating trench warfare,

this was the first modern war, a dress rehearsal for the trench fighting of the First World War. (p.373)

Alcohol 5,500 British soldiers, about an eighth of the entire army in the field, were court-martialled for drunkenness. It was rampant. Some soldiers were continually drunk for the entire 11-month siege.

Disease As usual for all pre-modern wars, disease killed far more than weapons. For example, in January 1855 alone, 10% of the British army in the East died of disease. Died. Cholera, typhoid and other waterborne diseases, combined with gangrene and infection from wounds, and frostbite during the bitter winter of 1854-55. Figes has a splendid few pages on Florence Nightingale, the tough martinet who tried to reorganise the wretched hospital facilities at Scutari, on the south side of the Black Sea. I was staggered to read that the Royal Inquiry, sent out in 1855 to enquire why so many soldiers were dying like flies, despite Nightingale’s intentions, discovered that the hospital barracks was built over a cesspit which regularly overflowed into the drinking water. As Figes damningly concludes, the British wounded would have stood a better chance of survival in any peasant’s hut in any Turkish village than in the official British ‘hospital’.

Nikolai Pirogov Figes goes into some detail about Florence Nightingale (fascinating character) and also Mary Seacole, who is now a heroine of the annual Black History Month. But Figes brings to light some other heroes of the 11-month long siege of Sevastapol, not least the Russian surgeon Nikolai Pirogov. Pirogov arrived in Sevastapol to find chaos and squalor in the main hospital, himself and the other doctors operating on whoever was put in front of them by harassed orderlies and nurses, as the allies’ continual bombardment produced wave after wave of mangled bodies. Finally it dawned on Pirogov that he had to impose some kind of order and developed the  system of placing the injured in three categories: the seriously injured who needed help and could be saved were operated on as soon as possible; the lightly wounded were given a number and told to wait in the nearby barracks (thus not cluttering the hospital); those who could not be saved were taken to a rest home to be cared for by nurses and priests till they died (pp.295-298). He had invented the triage system of field surgery which is used in all armies to this day.

Irish A third of the British army consisted of Catholic Irish. This surprising fact is explained when you learn that the army was recruited from the poorest of the urban and rural poor, and the poorest rural poor in the British Isles were the Irish.

The camera always lies The Crimean War is famous as seeing the ground breaking war reporting of Russell of The Times and some of the earliest photographs of war, by the pioneer Roger Fenton. However, Figes points out that the wet process of photography Fenton employed required his subjects to pose stationary for 20 seconds or more. Which explains why there are no photographs of any kind of fighting. He goes on to explain how Fenton posed many of his shots, including one claiming to be of soldiers wearing thick winter wear – which was in fact taken in sweltering spring weather – and his most famous photo, of the so-called Valley of Death after the Light Brigade charged down it into the Russian guns – in which Fenton carefully rearranged the cannonballs to create a more artistic effect.

The Valley of the Shadow of Death (1855) by Roger Fenton

The Valley of the Shadow of Death (1855) by Roger Fenton

This reminded me of the account of Felice Beato I read in Robert Bickers’ The Scramble for China. Beato was an Italian–British photographer, one of the first people to take photographs in East Asia and one of the first war photographers. Beato was allowed into the Chinese forts at Taku after the British had captured them in 1860 towards the climax of the Second Opium War and – he also arranged the bodies to create a more pleasing aesthetic and emotional effect.

Interior of the North Fort at Taku (1860) by Felice Beato

Interior of the North Fort at Taku (1860) by Felice Beato


Related links

Other blog posts about Empire

Every room in the British Museum

A friend’s son comes to stay from Spain. He’s studying art and culture and so we spent two days, from 10am till chucking out time at 5.30pm, on a mission to visit every room in the British Museum. And we did it.

The British Museum owns some 8 million artefacts, of which fewer than 1% are on display, amounting to around 50,000 objects. It is the most popular tourist attraction in the UK with nearly 7 million visitors annually. Before the doors even opened at 10, the crowds flocking into the main forecourt reminded me of the crowds heading for the turnstiles at a football match.

Confusing layout

  • The official floorplan gives 95 numbered rooms, but closer examination shows several are missing. For example, I couldn’t find mention of the 80s, whereas some numbers are used two or three times: eg 18, 18a and 18b are the rooms dedicated to the Elgin Marbles – or 33, 33a and 33b, sound like one number but turn out to label the long hall running along the north wing of the building, the room at the end and a long narrow hall running south from it, which between them contain all of India and China: two distinct and massive subjects/areas, covering a profusion of sub-subjects – all contained by one innocent sounding 33.
  • The collection is spread vertically between levels -2 to level 5, so there are lots of floors and lifts. But not all the stairs give access to all the levels ie some stairs only go from one level to another, or only to one or a few room: like the steps which only go from room 21a down to rooms 77 and 78 (devoted to Greek and Roman architecture, an interesting collection of just the tops of classical columns which allow you to get close to the various decorative styles and patterns, and to classical inscriptions). Or the one staircase (the North stairs) which are the only way to get up to the Japan displays (rooms 92 to 94).
  • The way some rational sequences of numbered rooms are suddenly interrupted or require a detour up or down back stairs, give the place a pleasing element of chance or randomness eg the way room 67 (the Korea Foundation Gallery) continues seamlessly into room 95 (the Sir Joseph Hotung Centre for Ceramic Studies). But overall, the visit prompted two big questions:
  • Why are the Egyptian and Roman and Greek collections split up? The massive long hall-type room 4 contains a wonderful collection of Egyptian sculptures and next to it are rooms displaying the similarly huge Assyrian sculptures (rooms 6 to 10) and then loads of rooms – 11 to 23 –  displaying the development of Greek sculpture (including the vast Duveen Galleries showing the Elgin Marbles). But then you have to go across the Museum and up to level 3 to visit the completely separate suite of rooms – 61 to 66 – displaying Egyptian mummies and sarcophaguses, in carefully explained chronological order. Why are the Egyptians split up like this? Why not have everything Egyptian all together? Similarly why, after you’ve done the evolution of Greek sculpture, do you have to go across and up to level 3 (rooms 69 to 73) to see more Greek pots and find out about the Greek colonies in the south of Italy before the rise of Rome?
  • Why is the chronological account of civilisations sometimes done in rooms numbered sequentially, but sometimes done against the order of the rooms? For example, rooms 11 to 23 on the ground floor take you through the history of Greek art in a nice logical sequence, from the earliest, primitive cycladic figures through to the artistic heights of the Parthenon, then on to Alexander the Great and the Romans. Whereas on the third floor, rooms 52 to 59 have to be visited in reverse order to experience the chronological progression, with 59 introducing the Levant ie Mesopotamia, Persia, Turkey – and then rooms moving forward in time as the numbers decrease (room 56 Mesopotamia 6000-1500, room 55 Mesopotamia 1500-539 and so on). Similarly, the history of Europe starts in room 51 (Europe and Middle East 10,000 to 800) then proceeds through rooms which count downwards: room 50 for Britain and Europe 800BC – 43 AD, room 49 for Roman Britain. Just when you’re getting used to this backwards progression, you have to leap straight to room 41 (Sutton Hoo and Europe 300-1100) and room 40 (Medieval Europe 1050-1500), because the missing rooms in between – rooms 46, 47, 48 (admittedly off to one side) turn out to contain rather unexpected and rather odd displays of Europe 1400-1800, Europe 1800-1900, and Europe 1900 to the present, respectively (mostly made up of ceramics, pottery, vases and plates).

In other words, finding your way around the British Museum is neither logical nor intuitive, making the visit of anyone with a limited amount of time really quite demanding. Especially if you’re trying to please impatient hectoring children. Don’t give up! It’s not you, it’s the museum.

On the other hand, if you do have the time or the opportunity to visit more than once, then the quirky layout, with countless unexpected and hidden treasures to stumble upon, maybe adds to the mystery and romance of the place…

Highlights

Obviously, not any kind of official highlights, this is a list of things that made me stop and think or want to make a note:

  • A dentil is a small block used as a repeating ornament in the ‘bedmould’ of a cornice. Picture of dentils.
  • African wooden fetishes contained the spirits of gods, ancestors or spirits. Banging nails or bits of metal into them activated the god, woke up the spirit. Photo of African fetish
  • Porcelain was invented around 600AD in China and was a practical cheap new way of making dishes, pots, cups etc.
  • In a traditional Korean house the male area or sarangbang, was prized for its simplicity and clarity: here the man of the house studied, worked, wrote poetry. The woman’s room, or anbang, was highly decorated, painted, adorned and ornamented.
  • Ganesh, the Hindu god, has the head of an elephant because his father, Shiva, cut off his human head in a fit of anger and said he’d replace it with the head of the first thing he saw.
  • The Buddhist chant Om mani padme om means ‘hail to the jewel in the lotus’.
  • The hands of the Buddha in statues can represent a number of meanings, in fact they are broken down into categories. The palm raised towards the viewer is the abhayamudra, which symbolises reassurance. (The right hand in this image.)
  • Many of the Indian statues are posed in the traditional tribhanga posture where the body is slightly bent at the neck, waist and knee, giving it a sensuous S shape. Tribhanga Wikipedia article
  • The Egyptian cat god was named Bastet. Epitomised by the famous Guyer-Andersen cat. The udjat-eye hieroglyph on its chest is a symbol of protection.
  • Egyptians were buried on the west bank of the Nile (eg the Valley of the Kings) right on the edge of the desert. They were buried facing east, facing back towards the living.
  • No-one knows who the mysterious figurines found in earliest cycladic sites represent or why they were nearly all female. Cycladic figure.
  • King Ashurbanipal of Assyria (685-627 BC) held lion hunts, where caged lions were brought to an enclosure and released so the king could chase after them on his chariot. He is depicted with one lion leaping up into the chariot and, while two soldiers hold it back with spears, Ashurbanipal in person leans forward to deliver the coup de grace with a short sword. Ashurbanipal killing a lion 640BC.
  • Egyptians believed the scarab beetle symbolised the sun, because each day as the sun rose beetles emerged from their dung balls or holes. Egyptian scarab statue.
  • At the temple complex of Kom Ombo in Upper Egypt, where crocodiles were worshipped as symbols of caring and nurturing, but also images of fear (?), over 300 mummified crocodiles have been found. The mummies include mummified versions of their tiny baby crocodiles, placed along the mother croc’s back. The crocodile god is Sobek.
  • My favourite thing in the Japanese gallery wasn’t the magnificent Samurai armour, it was the painted screen, ‘Pine trees at Maiko-no-hama beach‘, by Mori Ippo (1847).
  • Farming was invented about 12,000 years ago. Writing was invented about 5,000 years ago. Money was invented around 600AD.
  • The Queen of the Night dates from 1800BC in Mesopotamia.
  • The walls of ancient Nineveh, capital of the Assyrian empire in the 7th century BC, are now cheek-by-jowl with the modern Iraqi city of Mosul, which is currently held by forces of the Islamic State of Iraq and the Levant (ISIL).
  • The most beautiful statue I saw was of Antinous, the young man beloved of the Roman emperor Hadrian.
  • I learned that it was during the Hellenistic period after the death of Alexander the great (323BC) that Greek art became more individualised. When Greek statues reached their peak in the Athens of Pericles (495-429 BC) they depicted idealised images of power which reflected the communal values of the city state. After Alexander the Great (died 323 BC) effectively unified the Mediterranean world in one cosmopolitan culture, the rich became more individualistic, collecting rare and precious objects, and wanted to be depicted as they actually appeared. So by the time the Roman republic reached its peak and then became the Empire (27 BC), although bodies were still depicted with the Greek idealism – the super-defined muscles and bone structure etc – the faces had become the faces of individuals. Hence the faces of the Roman emperors, which are so individualised and evocative.
  • The invention of the pendulum clock in 1656 by Christiaan Huygens was a massive step forward in accurate measure of time and therefore of all kinds of processes, from the movement of the planets to new industrial or chemical processes. The super-accurate telling of time was one of the foundations of the industrial revolution and of the West’s dominance over the rest of the world.
  • When wound up this Mechanical Galleon, made in Germany in the 1590s, played music from a little organ as it trundled over the dinner table until it came to a stop and the model guns fired little puffs of gunpowder.
  • The Ram in a Thicket is one of a pair of figures excavated in Ur in southern Iraq. They date from 2600 to 2400 BC.
  • I’d heard of most of the other cultures mentioned here, but never of Urartu, a kingdom in the east of Turkey near Mount Ararat. This is a bronze winged bull’s head from the handle of a large cauldron, 8th to 7th century BC.
  • King Ashurbanipal established the world’s first library (as far as we know) consisting of thousands of clay tablets from the 7th century BC. The British Museum is embarked on a large project working with the University of Mosul to digitise the original texts and translations, making the entire library available online.
  • The double headed snake was important in Aztec mythology. The Museum houses an elaborate sculpture of a double headed snake covered in hundreds of tiny fragments of turquoise. What interested me is that this nearby mosaic skull also has snake motifs curling around the eyes of the nose and down to the lips.
  • A cabinet of curiosities is a display case an Enlightenment or Victorian collector might use to display his collection of interesting and unusual objects. It is in stark contrast to a ‘treasure room’ (exemplified by room 2, the The Waddesdon Bequest, donated by Baron Ferdinand Rothschild MP (1839–1898)) which contains objects of exquisite beauty and craftsmanship designed to highlight the owner’s refined taste. I preferred the cabinets.

Room one

Room 1 runs the length of the ground floor, along the right hand side as you enter the courtyard. The entry, opposite the east part of the bookshop, looks like a dusty old library, but don’t be put off: room 1 is dedicated to a permanent exhibition, in seven themed sections, showing why the Enlightenment period (roughly the 1700s) saw a new fashion among the rich and educated for collecting everything – stones, flints, flowers, trees, books, manuscripts, languages, paintings, sculptures, machinery, statues – you name it, someone somewhere, rich aristocrat or modestly funded vicar, was collecting it.

And how it was from the urge to collect and assess and categorise and compare all these innumerable specimens, that many of the disciplines we know today emerged – most notably archaeology, the science of dating and naming and categorising and understanding all the objects from the human past.

It may look a bit unexciting, but room 1 not only contains many objects which are fascinating in their own right, but provides just the right introduction, not just to the museum but to the whole ‘idea’ of a museum and what museums are for. And since the British Museum was founded with the bequest of one such personal collection, that of the physician and scientist Sir Hans Sloane, in 1753, room 1 is the ideal place to begin to understand the urge to collect and the urge to view, see and understand, which underlies the whole place and explains why you’re there.

Related links

Yesterday’s Spy by Len Deighton (1975)

I looked at him for a long time. ‘The days of the entrepreneur are over, Steve,’ I told him. ‘Now it’s the organisation man that gets the Christmas bonus and the mileage allowance. People like you are just called “heroes”, and don’t mistake it for a compliment. It just means has-beens, who’d rather have a hunch than a computer output. You are yesterday’s spy, Steve.’ (p.49)

Backstory

The improbably-named Steve Champion was a successful British spy in Nazi-occupied France during World War Two, where he ran one of the few resistance networks that lasted, based in Nice, in the south of France. A 19-year-old newbie SIS agent was secretly landed from a British submarine to join the group and work undercover, eventually witnessing the arrest of Champion and other key members, who are tortured or killed.

The present day

Thirty years later, that newbie is the narrator, Charlie, who is meeting Champion for drinks in a London club. All very sociable and chatting about the old times – but from there he goes to report to his superior, Major Schlegel, an American seconded to British Intelligence. (This is the same Schlegel who we met in this novel’s predecessor, Spy Story, but this narrator, with his war spent in the French Resistance, is definitely different from the narrator of the Ipcress novels and Spy Story.) For whereas Champion left the Service, the narrator didn’t, and he has been tasked with investigating rumours which have begun to circle around his old idol.

The first half of the novel consists of a series of encounters with figures from Champion’s and Charlie’s pasts:

  • Charlie travels to Wales to meet Champion’s ex-wife, Caty, and son Billy (Champion married her partly out of guilt because she was sister to Marius, the Catholic priest who was in their cell but who was eventually caught, tortured and murdered by the Nazis).
  • In Champion’s London flat he joins Schlegel and Special Branch men stripping it for evidence that Champion has killed and disposed of his girlfriend, Melodie Page…

Then, traveling to the south of France, specifically Nice, location of their wartime cell, Charlie meets:

  • Pina, the embittered daughter of one of the members of the cell, whose husband and two children were murdered in Algeria
  • Claude l’avocat, part of the wartime cell who is revealed as having been a German spy all along, and has continued on into peacetime, now working for German Intelligence
  • Serge Frankel, a passionate Jewish communist

Through this network of characters Deighton is able to explore the way wartime loyalties have evolved and changed and cost their characters very dearly. Frankel in particular has made the long journey from committed communist to avowed Jew and supporter of Israel, prompted by the vicious anti-semitism of the Soviet Union and the USSR’s support of the Arabs in their wars against Israel. Now, he tells a surprised Charlie, Champion is working to supply the Arabs with a nuclear warhead. He has even accepted a military rank in the Egyptian Army; a fact apparently confirmed when Charlie travels to Geneva to meet a high-ranking Egyptian diplomat who is, in fact, a double-agent for British Intelligence.

So far, so rational but, in a confusing sequence, Charlie is ‘arrested’ by two French Security policemen who drive him to the abandoned quarry a) where the wartime cell used to hide out b) which Champion bought, along with the neighbouring house, after the war and has made his home. As they pull into the quarry, there’s an unexpected shoot-out between Pina, who was being held hostage in a quarry building, and her captors. The French ‘security’ men join in, at which point Charlie pulls his gun and shoots them. Pina and Charlie survive, hide the bodies, and beat a hasty retreat in the car. The whole thing was a set-up but why? Were they going to frame Charlie for murdering Pina? Why?

Barely has he returned Pina to her flat, than, back at his hotel, Charlie is arrested by real French police but – in the deus ex machina manouevre which we’ve encountered in numerous previous Deighton thrillers – an authority figure (either good old Colonel Stok or, as here, his boss Major Schlegel) intervenes to persuade the French that Charlie is wanted for the murder of Melodie Page back in London.

Hiatus in prison

What happens now is a little improbable. The Department agrees with Charlie that he will be prosecuted for Melodie’s murder and sent to prison, but in a case so badly managed that his appeal lawyer should be able to get him released. And this is what happens. He outs up with a few weeks in Wormwood Scrubs before his (frustratingly incompetent) lawyer gets him release. And then Charlie goes on the tramp, sleeping rough, hanging out with other vagrants.

Why? Well, this unconvincing charade is designed to signal to Champion that Charlie has now well and truly severed his ties with the Department. Hmmm. a) I don’t believe it, it seems a wildly elaborate and unconvincing strategy b) Champion does contact him after a week or so, but he doesn’t believe it either c) the whole agent-going-to-prison-to-prove-he-no-longer-works-for-the-Service thing was done much better by John le Carré in The Spy Who Came In From The Cold ten years earlier.

Working for Champion

So Champion picks him up in his chauffeur-driven car and says, ‘Right boyo, do you want to come and work for me?’ The narrator melodramatises this as him ‘disappearing from view’ and ‘going off the grid’ which also doesn’t make much sense because as soon as Charlie is ensconced in Champion’s base (the big house by the Tix Quarry outside Nice) he immediately starts using his days off to pop in on his old mates – Serge, Claude, the Falstaffian restaurateur Ercole and, of course, his boss and ‘control’, Major Schlegel. All in all, the opposite of disappearing.

Charlie spends his time running low-level chores for Champion, the most interesting of which is handling low-grade intelligence from a worker at the nearby French Army test range; playing with Champion’s son, Billy; and screwing the nanny with the James Bond name Topaz, who one night came to his bedroom wearing only a skimpy shift which, in James Bond fashion, fell to the floor…

It’s on one of these visits that Frankel surprises Charlie by announcing Champion is scheming to get hold of a nuke and sell it to the Arabs. Can that be right? Or is it Frankel’s anti-Arab paranoia? Either way, travelling back from Nice in the chauffeur-driven car with Champion and Billy, the car is pursued by a motorbike rider with a pillion passenger who abruptly shoots the driver, causing Champion et al to have a very high-speed crash. Charlie crawls from the wrecked vehicle, rescues Billy, then saves Champion’s life by unobstructing his windpipe and giving him the kiss of life. Who the hell did it? And why?

Few days later, and back at the mansion where the comatose Champion has been transferred, Topaz arrives in Charlie’s bedroom at dusk and offers sex but when Charlie demurs pulls a gun and keeps him under guard while lots of Arabs clump around the house. Are they kidnapping Champion? Removing precious documents or jewels or what? Into the darkened room comes an Arab and when Topaz talks to him, he opens fire with a shotgun and blasts the sexy Topaz in half, while Charlie keeps absolutely still in the blacked out room…

When things have quietened down he sneaks down to the garden where he finds Billy hiding, and drives the back way into Nice, where he deposits Billy with Pina and tells her to fly to London then travel to Wales to be with Caty.

Then Charlie continues on to Frankel’s flat, where he finds Claude l’avocat in attendance as French police deal with Frankel’s corpse. And that of the low-level contact from the Army base. More murders. By who? And why? It is here that Claude tells Charlie that although he, Claude, was a double agent within the wartime cell, it wasn’t him but Champion who betrayed them all, the betrayal which led to the arrest and death of Marius.

Finale

The ending is also confusing. Charlie finds himself summoned and flying by helicopter to the German border, there to find Schlegel interrogating two hitch-hiking hippies who are carrying detonators and ammunition across the border. After some chat they realise this is a diversion. Schlegel tells Charlie five heavy-duty superlorries unloaded a large consignment from Nice docks and are driving up the Autobahn into Germany. Is the hitch-hiker thing a ploy by Champion to distract from that? Is there a plot to carry out some kind of Arab terrorist outrage in Germany? They helicopter over to where the trucks have been pulled over by French police at the border. No. The trucks are empty.

Maybe both were ploys, two levels of distraction, to decoy away from the real scam which is happening back in Nice? Cut back to the Tix mansion which Schlegel and Charlie find full of lights and activity. Charlie creeps in, using his knowledge of the house, and discovers a secret lift in a room he was never allowed to enter. It goes down into the old mine workings. After a few scrapes, Charlie follows a tunnel which emerges into the main bowl of the old quarry to find it filled with the inflated body of an airship! Melodie Page had sent messages back to the Department on postcards with images of airships crashing in flames. Topaz, the randy nanny, had a PhD in thermo-chemistry. Lots of pieces of the puzzle start clicking together. Sort of.

In a very James Bond climax, the floodlights go on and Charlie is caught like a rat in a trap. ‘Put down the gun, Charlie.’ Champion then comes forward and, while his minions make the final preparations to the airship, explains the whole plot. They have tunnelled under and up into the French Army base stores and stolen nuclear shells (not bombs). These they are going to load into the airship which will carry them across the Med to an Arab country. ‘It is too late, Mr Bond, nothing can stop me now.’

Charlie suddenly realises Champion has been bluffing him, they have already loaded the shells and are about to take off. With sudden desperation he pushes Champion down the stairs and empties all the bullets from his gun into the petrol tanks of the engines of the airship, then runs as fast as he can back into the tunnel and up the mine workings before he hears an enormous explosion and the blast and flames follow him up the tunnel, lifting and burning him. The airship is destroyed, all the Arabs and Champion incinerated.

Epilogue and explanation

Recovering in hospital (just as the narrator of the previous novel ends up recovering in hospital) Charlie explains it all to Schlegel. Champion never even broke into the French Army store, never touched a nuke. He was going to fly to an Arab country and claim to have sold them to Egypt, which would confirm the sale. The more the French authorities denied it, the more no-one would believe them. Champion would technically have committed no crime and been free to return to France, but the Egyptians would have gained a big psychological bargaining chip with Israel.

I don’t believe a word. It just isn’t convincing, in a world and a milieu which thrives on real threat and violence, I don’t believe Champion’s plan was feasible. To put it mildly, Israel would check. And the French would devise some way of throwing Charoie in prison. All this cunning and violence has been expended on what seems like a very dumb scheme.

I think the complex of double crosses, the description of the way wartime loyalties had been compromised, the revelations of past and present betrayals, as well as the deaths of Topaz and Frankel, were meant to move the reader. But they don’t. They feel like lifeless tokens being moved about on a Monopoly board.

Deighton’s novels have many virtues – namely his understated humour and technical expertise – but genuine tension and psychological depth are not among them.

I opened the car door, and began to get out. I said, ‘I’ve no inclination for all this play-acting, late-night TV spy stuff.’ (p.140)

Related links

1979 paperback cover of Yesterday's Spy

1979 paperback cover of Yesterday’s Spy

Len Deighton’s novels

1962 The IPCRESS File Through the thickets of bureaucracy and confusing misinformation which surround him, an unnamed British intelligence agent discovers that his boss, Dalby, is in cahoots with a racketeer who kidnaps and brainwashes British scientists.
1963 Horse Under Water Perplexing plot which is initially about diving into a wrecked U-boat off the Portuguese coast for Nazi counterfeit money, then changes into the exposure of an illegal heroin manufacturing operation, then touches on a top secret technology which can change ice to water instantly (ie useful for firing missiles from submarines under Arctic ice) and finally turns out to be about a list – the Weiss List – of powerful British people who offered to help run a Nazi government when the Germans invaded, and who are now being blackmailed. After numerous adventures, the Unnamed Narrator retrieves the list and consigns it to the Intelligence archive.
1964 Funeral in Berlin The Unnamed Narrator is in charge of smuggling a Russian scientist through the Berlin Wall, all managed by a Berlin middle-man Johnnie Vulkan who turns out to be a crook only interested in getting fake identity papers to claim the fortune of a long-dead concentration camp victim. The Russians double-cross the British by not smuggling the scientist; Vulkan double-crosses the British by selling the (non-existent) scientist on to Israeli Intelligence; the Narrator double-crosses the Israelis by giving them the corpse of Vulkan (who he has killed) instead of the scientist; and is himself almost double-crossed by a Home Office official who tries to assassinate him in the closing scenes, in order to retrieve the valuable documents. But our Teflon hero survives and laughs it all off with his boss.
1966 Billion-Dollar Brain The Unnamed Narrator is recruited into a potty organisation funded by an American billionaire, General Midwinter, and dedicated to overthrowing the Soviet Union. A character from Funeral In Berlin, Harvey Newbegin, inducts him into the organisation and shows him the Brain, the vast computer which is running everything, before absconding with loot and information, and then meeting a sticky end in Leningrad.
1967 An Expensive Place to Die A new departure, abandoning all the characters and much of the style of the first four novels for a more straightforward account of a secret agent in Paris who gets involved with a Monsieur Datt and his clinic-cum-brothel. After many diversions, including an induced LSD trip, he is ordered to hand over US nuclear secrets to a Chinese scientist, with a view to emphasising to the Chinese just how destructive a nuclear war would be and therefore discouraging them from even contemplating one.
1968 Only When I Larf Another departure, this is a comedy following the adventures of three con artists, Silas, Bob and Liz and their shifting, larky relationships as they manage (or fail) to pull off large-scale stings in New York, London and the Middle East.
1970 Bomber A drastic change of direction for Deighton, dropping spies and comedy to focus on 24 hours in the lives of British and German airmen, soldiers and civilians involved in a massive bombing raid on the Ruhr valley. 550 pages, enormous cast, documentary prose, terrifying death and destruction – a really devastating indictment of the horrors of war.
1971 Declarations of War Thirteen short stories, all about wars, mainly the first and second world wars, with a few detours to Vietnam, the American Civil war and Hannibal crossing the Alps. Three or four genuinely powerful ones.
1972 Close-Up Odd departure into Jackie Collins territory describing the trials and tribulations of fictional movie star Marshall Stone as he betrays his wife and early lovers to ‘make it’ in tinseltown, and the plight he currently finds himself in: embroiled in a loss-making production and under pressure from the scheming studio head to sign a lucrative but career-threatening TV deal.
1974 Spy Story The Unnamed Narrator of the Ipcress spy novels returns, in much tamer prose, to describe how, after escaping from the ‘Service’ to a steady job in a MoD war games unit, he is dragged back into ‘active service’ via a conspiracy of rogue right-wingers to help a Soviet Admiral defect. Our man nearly gets shot by the right-wingers and killed by Russians in the Arctic, before realising the whole thing was an elaborate scam by his old boss, Dawlish, and his new boss, the American marine General Schlegel, to scupper German reunification talks.
1975 Yesterday’s Spy Another first-person spy story wherein a different agent – though also working for the American Colonel Schlegel, introduced in Spy Story – is persuaded to spy on Steve Champion, the man who ran a successful spy ring in Nazi-occupied France, who recruited him to the agency and who saved his life back during the war. Via old contacts the narrator realises Champion is active again, but working for Arabs who are planning some kind of attack on Israel and which the narrator must foil.
1976 Twinkle, Twinkle, Little Spy (aka Catch a Falling Spy) The narrator and his CIA partner manage the defection of a Soviet scientist, only for a string of murder attempts and investigations to reveal that a senior US official they know is in fact a KGB agent, leading to a messy shootout at Washington airport, and then to an unlikely showdown in the Algerian desert.
1977 Fighter: The True Story of the Battle of Britain Abandoning fiction altogether, Deighton published this comprehensive, in-depth and compelling history, lavishly illustrated with photos and technical diagrams of the famous planes involved.
1978 SS-GB A storming return to fiction with a gripping alternative history thriller in which the Germans succeeded in invading and conquering England in 1941. We follow a senior detective at Scotland Yard, Douglas Archer, living in defeated dingy London, coping with his new Nazi superiors, and solving a murder mystery which unravels to reveal not one but several enormous conspiracies.
1979 Blitzkrieg: From the Rise of Hitler to the Fall of Dunkirk Another factual history of WWII: Deighton moves quickly over Hitler’s rise to power and the diplomatic bullying of the 1930s, to arrive at the core of the book: an analysis of the precise meaning of ‘Blitzkrieg’, complete with detailed notes on all the weapons, tanks, artillery and hardware involved, as well as the evolution of German strategic thinking; and then its application in the crucial battle for the river Meuse which determined the May 1940 Battle for France.
1980 Battle of Britain
1981 XPD SIS agent Boyd Stuart is one of about 20 characters caught up in the quest for the ‘Hitler Minutes’, records of a top secret meeting between Hitler and Churchill in May 1940 in which the latter was (shockingly) on the verge of capitulating, and which were ‘liberated’ by US soldiers, along with a load of Nazi gold, at the very end of the war. Convoluted, intermittently fascinating and sometimes moving, but not very gripping.
1982 Goodbye, Mickey Mouse Six months in the life of the 220th Fighter Group, an American Air Force group flying Mustangs in support of heavy bombers, based in East Anglia, from winter 1943 through spring 1944, as we get to know 20 or so officers and men, as well as the two women at the centre of the two ill-fated love affairs which dominate the story.
1983 Berlin Game First of the Bernard Samson spy novels in which this forty-something British Intelligence agent uses his detailed knowledge of Berlin and its spy networks to ascertain who is the high-level mole within his Department. With devastating consequences.
1984 Mexico Set Second of the first Bernard Samson trilogy (there are three trilogies ie 9 Samson books), in which our hero manages the defection of KGB agent Erich Stinnes from Mexico City, despite KGB attempts to frame him for the murder of one of his own operatives and a German businessman. All that is designed to make Bernard defect East and were probably masterminded by his traitor wife, Fiona.
1985 London Match Third of the first Bernard Samson spy trilogy in which a series of clues – not least information from the defector Erich Stinnes who was the central figure of the previous novel – suggest to Samson that there is another KGB mole in the Department – and all the evidence points towards smooth-talking American, Bret Rensselaer.
1987 Winter An epic (ie very long and dense) fictionalised account of German history from 1900 to 1945, focusing on the two Winter brothers, Peter and Paul, along with a large supporting cast of wives, friends, colleagues and enemies, following their fortunes through the Great War, the Weimar years, the rise of Hitler and on into the ruinous Second World War. It provides vital background information about nearly all of the characters who appear in the Bernard Samson novels, so is really part of that series.
1988 Spy Hook First of the second trilogy of Bernard Samson spy novels in which Bernie slowly uncovers what he thinks is a secret slush fund of millions run by his defector wife with Bret Rensaeller (thought to be dead, but who turns up recuperating in a California ranch). The plot involves reacquaintance with familiar characters like Werner Volkmann, Frau Lisl (and her sister), old Frank Harrington, tricky Dicky Cruyer, Bernie’s 23-year-old girlfriend Gloria Kent, and so on.
1989 Spy Line Through a typically tangled web of incidents and conversations Samson’s suspicions are confirmed: his wife is a double agent, she has been working for us all along, she only pretended to defect to the East. After numerous encounters with various old friends of his father and retired agents, Samson finds himself swept up in the brutal, bloody plan to secure Fiona’s escape from the East.
1990 Spy Sinker In the third of the second trilogy of Samson novels, Deighton switches from a first-person narrative by Samson himself, to an objective third-person narrator and systematically retells the entire sequence of events portrayed in the previous five Samson novels from an external point of view, shedding new and sometimes devastating light on almost everything we’ve read. The final impression is of a harrowing world where everyone is deceiving everyone else, on multiple levels.
1991 MAMista A complete departure from the Cold War and even from Europe. Australian doctor and ex-Vietnam War veteran Ralph Lucas finds himself caught up with Marxist guerrillas fighting the ruling government in the (fictional) South American country of Spanish Guiana and, after various violent escapades, inveigled into joining the long, gruelling and futile trek through the nightmareish jungle which dominates the second half of the novel.
1992 City of Gold A complex web of storylines set in wartime Cairo, as the city is threatened by Rommel’s advancing Afrika Korps forces in 1942. We meet crooks, gangsters, spies, émigrés, soldiers, detectives, nurses, deserters and heroes as they get caught up in gun smuggling, black marketeering and much more, in trying to track down the elusive ‘Rommel spy’ and, oh yes, fighting the Germans.
1993 Violent Ward Very entertaining, boisterous first-person narrative by Los Angeles shyster lawyer Mickey Murphy who gets bought out by his biggest client, menacing billionaire Zach Petrovitch, only to find himself caught up in Big Pete’s complex criminal activities and turbulent personal life. The novel comes to a climax against the violent backdrop of the Rodney King riots in Los Angeles in April 1992.
1993 Blood, Tears and Folly: An Objective Look at World War II
1994 Faith Return to Bernard Samson, the 40-something SIS agent, and the world of his friends and family, familiar to us from the previous six Samson novels. Most of the characters (and readers) are still reeling from the bloody shootout when his wife returned from her undercover mission to East Germany at the climax of the previous novel. This book re-acquaints us with all the well-loved characters from the previous stories, in a plot ostensibly about smuggling a KGB colonel out from the East, but is really about who knows the truth – and who is trying to cover up – the real cause of the Fiona-escape debacle.
1995 Hope 40-something SIS agent Bernard Samson continues trying to get to the bottom of the death of his sister-in-law, Tessa Kosinski and is soon on the trail of her husband, George, who has gone missing back in his native Poland.
1996 Charity Ninth and final Bernard Samson novel in which it takes Bernard 300 pages to piece together the mystery which we readers learned all about in the sixth novel of the series, ie that the plot to murder Fiona’s sister, Tessa, was concocted by Silas Gaunt. Silas commissioned Jim Prettyman to be the middle-man and instructed him to murder the actual assassin, Thurkettle. Now that is is openly acknowledged by the Department’s senior staff, the most striking thing about the whole event – its sheer amateurish cack-handedness – is dismissed by one and all as being due to Gaunt’s (conveniently sudden) mental illness. As for family affairs: It is Bret who ends up marrying Bernard’s one-time lover, the glamorous Gloria; Bernard is finally promised the job of running the Berlin Office, which everyone has always said he should have: and the novel ends with a promise of reconciliation with his beautiful, high-flying and loving wife, Fiona.

%d bloggers like this: