The Death of Virgil by Hermann Broch (1945)

The silver lamp next to the couch swung gently to and fro on its long silver chain and outside the window the emanation of the city, ebbing and flowing above the roofs, was dissolved into purple, from purple-violet into dark blue and black, and then into the enigmatic and fluctuant.
(The Death of Virgil, page 47)

The Sleepwalkers

A few years ago I read and reviewed The Sleepwalkers (1931), the masterpiece of Modernist German novelist Hermann Broch (1886 to 1951). The title in fact refers to a trilogy of novels each of which focuses on a troubled individual from successive generations of German society, the novels being titled: The Romantic (1888), The Anarchist (1903) and The Realist (1918).

I reviewed each novel individually but also subjected the magniloquent claims often made about the trilogy to fierce criticism, using evidence from Walter Laqueur’s blistering attack on the failure of intellectuals in the Weimar Republic, Weimar: A Cultural History 1918 to 1933 by Walter Laqueur (1974). I argued that calling the trilogy things like ‘a panoramic overview of German society and history’ were wrong in fact and misleading in implication. The three novels are more eccentric and particular than such generalisations. But then lots of critics make sweeping claims about books they haven’t read.

Broch flees Austria

In March 1938, Nazi Germany annexed Austria in a move known as the Anschluss. Within days Broch was arrested by Nazi authorities for possession of a Socialist pamphlet and thrown into a concentration camp. A campaign by western writers managed to get him freed and he immediately emigrated to Britain, then moved on to America where he settled in 1939.

Before this happened, in 1937, in Austria, Broch had delivered a radio lecture about Virgil. Over the following years he enormously expanded and elaborated this text to become his other great masterpiece, Der Tod des Vergil or The Death of Virgil. This big novel was first published in June 1945 in both the original German and English translation simultaneously. Symbolically, it appeared in the month after the Second World War in Europe finally came to an end, with the complete destruction of Nazi Germany. A crushing end to all illusions about Germany politics, history and culture.

Schematics

Broch’s imagination is schematic: the three novels which make up The Sleepwalkers trilogy each centre on a character who a) come from successive generations and are in some sense emblematic of them; and who b) are each of a distinct and categorisable type. The same urge to structure the material is immediately evident in The Death, which is divided into four equal parts, portentously titled:

  • Water – The Arrival
  • Fire – The Descent
  • Earth – The Expectation
  • Air – The Homecoming

Despite these universal-sounding categories the ‘action’ of novel in fact only ‘describes’ the last 18 hours of the Roman poet Virgil’s life in the port of southern Italian port of Brundisium. The year is 19 BC. Virgil had travelled to Greece, according to this novel hoping to a) escape the fevers of Rome b) finally complete the long poem which has been dogging him, and c) be free to pursue his first love, philosophy.

But he was foiled in this ambition when the princeps or proto-emperor, Augustus, returning from the East, stopped off in Athens, called on Virgil and invited/ordered him to accompany him back to Italy. Hence Virgil’s regret at the start of the novel at giving in to Augustus’s insistence and abandoning his hopes of finally being rid or ‘art and poetry’ and devoting his life to meditation and study.

Anyway, on this return journey Augustus, Virgil and others of the party fell ill. Augustus fully recovered, but the novel opens with Virgil lying in a hammock that’s been rigged up in one of the ships, feeling very unwell indeed. Starting from this moment the long novel portrays the last 18 hours of his life.

The central theme or subject of the novel is Virgil’s wish to burn the manuscript of his epic poem, The Aeneid, a wish which is decisively thwarted by his master and ‘friend’, Augustus.

Modernist?

Blurbs about the novel claims it uses well-established modernist techniques, mixing poetry and prose with different styles and registers to convey the consciousness of a sick man drifting in and out of reality and hallucination but I didn’t find this to really be the case.

When I think of modernism I think of the combination of fragmented interiority matched by collage used in The Waste Land, or the highly collaged text of Berlin Alexanderplatz or the tremendous stylistic variety of Ulysses. There’s none of that here: the text is fluent and continuous. There’s no collage effect, no newspaper headlines or scraps of popular song or advertising jingles. Instead the text is continuous and smooth and highly poetic in style.

Modernism is also usually associated with the accelerated rhythms of the western city, as in the examples above or in John dos Passos’s huge novel, USA (1930 to 1936). Quite obviously a novel set nearly 2,000 years, before anything like the modern city had been imagined, could not use, quote or riff off any aspects of the twentieth century urban experience. So in that respect, also, the novel is not modernist.

What is modernist about it, maybe, is a secondary characteristic, which may sound trivial but is the inordinate length of Broch’s sentences. These can be huge and very often contain multiple clauses designed to convey the simultaneous perception of external sense impressions with bursts of interior thought, memory, opinion and so on – all captured in one sentence.

The Jean Starr Untermeyer translation

The 1945 translation into English was done by Jean Starr Untermeyer. I have owned the 1983 Oxford University Press paperback edition of this translation (with an introduction by Bernard Levin) since the mid-1980s and never got round to reading it till now. This edition contains a longer-than-usual 4-page translator’s note by Jean Starr Untermeyer who, we learn, devoted five years of her life to translating this novel. We also realise, within a few sentences, that her English is non-standard i.e. a bit quirky and idiomatic. On the whole I think that is a good thing because it continually reminds you of the novel’s non-English nature.

Untermeyer makes a number of good points about the difficulty of translating German into English. An obvious one is German’s tendency to create new words by combining individual nouns into new compound nouns. A second aspect of German style is that it can often have a concrete practical meaning but also a ghostly metaphysical implication. This doesn’t happen in English which has traditionally been a much more pragmatic down-to-earth language.

Long sentences

The biggest issue, though, is sentence length. Good German prose style has for centuries allowed of long sentences which build up a succession of subordinate clauses before being rounded out or capped by a final main verb.

English is the extreme opposite. English prefers short sentences. Hemingway stands as the patron saint of the prose style taught in all creative courses for the past 40 years which recommends the dropping of subordinate clauses, the striking out of all unnecessary adjectives, the injunction to keep sentences short and unadorned, a process Untermeyer colourfully refers to as ‘exfoliation’.

As Untermeyer points out, Henry James’s use of long, multi-clause sentences was very much against the general trend of 20th century English prose (as was the extravagant prose style developed by William Faulkner a generation or so later, contrary to the Hemingway Imperative).

Untermeyer says that English prose works by placing its thoughts in sequence and separately expressed in short, clear sentences; German prose more often works by seeking to express multiple levels of meaning ‘at one stroke’ i.e. in each sentence.

But Broch not only came from this very different tradition of conceiving and writing prose, but he pushed that tradition to extremes. Untermeyer reckons some of the sentences in the middle of the book might be the longest sentences ever written in literature. (I’m not so sure. Samuel Beckett wrote some very long sentences in Malone Dies and The Unnameable.)

Thought-groups

Broch’s sentences are long, very long, but they don’t have the deliberately confusing repetitiveness, the incantatory repetitiveness of Beckett. They are clearly trying to capture something and Untermeyer explains in her note that the aim can be summed up by one maxim: ‘one thought – one moment – one sentence’.

Each sentence is trying to capture what she calls one ‘thought-group’, the flickering and often disparate impressions and sensations which occur to all of us, all the time, continually, in each changing second of perception and thought. The difference between you and me and Hermann Broch is that Broch spent a lifetime trying to develop a prose style which adequately captures the complexity of each fleeting moment of consciousness.

In English we do have a tradition of hazy impressionistic prose maybe best represented by the shimmering surfaces of Walter Pater’s aesthetic novel, Marius the Epicurean (also about ancient Rome). And a related tradition of deliberate over-writing in order to create an indulgently sensual effect, maybe associated with Oscar Wilde and sometimes dismissively called ‘purple prose’.

Broch’s intention is different from both of those because he is trying to be precise. His sentences are so very long only because he is trying to capture everything that his subject felt in that moment. The superficial comparison in English is with James Joyce’s Ulysses but Joyce wove an intricate web of symbolic and sound associations, at the same time as he steadily dismantled the English language, in order to make his text approximate the shimmering a-logical process of consciousness. Broch goes nowhere near that far. His sentences may be epic in length, but they are always made up of discrete clauses each of which is perfectly practical and logical and understandable in its own right.

And from Pater to Joyce, the English style of long sentences has tended to choose sensual and lugubrious subject matter, from the lilies and roses of Wilde’s prose to the astonishing sensuality of Ulysses. Broch, by contrast, uses his long sentences to cover a much wider range of subject matter, much of it modern, unpleasant and absolutely not soft and sensual.

In the warehouse district

One example will go a long way to demonstrating what I’m describing. Early in the novel the little fleet carrying the emperor and Virgil docks at Brundisium. Virgil is then carried off the ship and carried in a litter by slaves to the emperor’s mansion in the city, led by a young man with a torch who leads them among the warehouses of Brundisium. Here is one sentence from the passage describing this journey.

Again the odours changed; one could smell the whole produce of the country, one could smell the huge masses of comestibles that were stored here, stored for barter within the empire but destined, either here or there after much buying and selling, to be slagged through these human bodies and their serpentine intestines, one could smell the dry sweetness of the grain, stacks of which reared up in front of the darkened silos waiting to be shoveled within, one could smell the dusty dryness of the corn-sacks, the barley-sacks, the wheat-sacks, the spelt-sacks, one could smell the sourish mellowness of the oil-tuns, the oil-jugs, the oil-casks and also the biting acridity of the wine stores that stretched along the docks one could smell the carpenter shops, the mass of oak timber, the wood of which never dies, piled somewhere in the darkness, one could smell its bark no less than the pliant resistance of its marrow, one could smell the hewn blocks in which the axe still clove, as it was left behind by the workman at the end of his labour, and besides the smell of the new well-planed deck-boards, the shavings and sawdust one could smell the weariness of the battered, greenish-white slimy mouldering barnacled old ship lumber that waited in great heaps to be burned. (Pages 24 to 25)

What does this excerpt tell us? It demonstrates both a) Broch’s ability to handle a long sentence with multiple clauses and b) the complete absence of modernist tricks such as collage, quotation etc.

And there is none of the shimmering incoherence of, say, Virginia Woolf’s internal monologues. Instead it is quite clear and comprehensible and even logical. What stands out is the repetition, and the way it’s really more like a list than a wandering thought.

I’ve mentioned that Broch is a systematic thinker and many of these long sentences don’t really meander, they work through all the aspects of a thought or, in Untermeyer’s phrase, thought-group. We are in the warehouse district, a place saturated in the stinks of the goods stored there. And so Broch enumerates them, not in the English style, in a series of short, discrete sentences, but in one super-sentence which tries to capture the totality of the sense impression all together, as it were, capturing one moment of super-saturated perception.

Pigs and slaves

Far from the shimmering impressionism of the English tradition, The Death of Virgil is also capable of being quite hard, almost brutal. Thus the opening passages contain quite stunning descriptions of being on deck of an ancient Roman galley on a very calm sea as it is rowed at twilight into the harbour of Brundisium just as a thousand lamps are lit in the town and reflected like stars on the black water. So far, so aesthetic.

But Broch mingles this soft stuff with over a page harshly criticising the aristocratic guests on the ship whose only interest on the entire journey has been stuffing their faces like pigs. At these moments the narrative is more like Breughel than Baudelaire.

He also devotes a page to a nauseated imagining of the life of the galley slaves, chained below decks, condemned to eternal toil, barely human, a frank admission of the slave society the entire narrative is set among. The theme is repeated a bit later as Virgil watches the slaves carrying goods from the ship once it’s docked and being casually whipped by their bored overseers.

And there’s another theme as well. When the imperial ship docks, it is greeted by roars of approval from the crowd who have gathered to greet their emperor. Suddenly Broch switches to a more socio-political mode, meditating on the terrible evil to be found in the crowds which seek to suppress their individual isolation by excessive adulation of The One – an obvious critique of Nazism.

From far off came the raging, the raging noise of the crowd frantic to see, the raging uproar of the feast, the seething of sheer creatureliness, hellish, stolid, inevitable, tempting, lewd and irresistible, clamorous and yet satiated, blind and staring, the uproar of the trampling herd that in the shadowless phantom-light of brands and torches dove on towards the evil abyss of nothingness… (p.47)

German brutalism

These passages also epitomise what I think of as ‘the German quality’ in literature, which is a tendency to have overgassy metaphysical speculation cheek-by-jowl with a pig-like brutality, qualities I found in the other so-called masterpiece of German Modernism.

The claim about metaphysical bloat is merely repeating the claim of Walter Laqueur, who knew more about Weimar literature than I ever will and found it present in much of that literature. The comment about piggishness is based on my reading of:

  • Berlin Alexanderplatz, which starts as the protagonist, Franz Biberkopf, is released from prison where he’d been serving a sentence for murdering his girlfriend, Ida, and one of the first things he does is go round and rape his dead girlfriend’s sister, Minna. There’s the scene where the scumbag Reinhold drunkenly smashes his girlfriend, Trude’s, face to a pulp or when Franz beats his girlfriend Mieze black and blue etc.
  • The surprising crudity of much Kafka, the protagonists of The Trial and The Castle jumping on their female companions without warning, and the visceral brutality of stories like The Hunger Artist or In The Penal Colony.
  • The crudity of Herman Hesse’s novels, such as The Steppenwolf, in which the ‘hero’, Harry Haller, murders the woman who took pity on him and loved him, Hermine.
  • The Man Without Qualities by Robert Musil which I was enjoying very much for its urbane and humorous tone until – sigh – being German, it had to introduce a psychopath, Moosbrugger, who is on trial for murdering a prostitute and chopping her up into pieces, a process which the author describes in gratuitous detail.
  • In Broch’s own novels, Esch, the piggish ‘hero’ of The Anarchist rapes the innkeeper he subsequently shacks up with, and thinks well of himself because he doesn’t beat her up too much, too often.
  • Wilhelm Huguenau, the smooth-talking psychopathic ‘hero’ of The Realist, murders Esch and then rapes his wife.
  • Bertolt Brecht made a point of dispensing with bourgeois conventions in order to emphasise the brutal reality of the ‘class struggle: ‘Erst kommt das Fressen, dann kommt die Moral.’

Phenomenology

I’ll quote from my own review of The Romantic:

Aged 40 Broch gave up management of the textile factory he had inherited from his father and enrolled in the University of Vienna to study mathematics, philosophy and psychology. I wonder what kind of philosophy Broch studied because this focus on trying to describe the actual processes of consciousness – the flavour of different thoughts, and the ways different types of thought arise and pass and sink in our minds – reminds me that Phenomenology was a Germanic school of philosophy from the early part of the century, initially associated with Vienna. According to Wikipedia:

In its most basic form, phenomenology attempts to create conditions for the objective study of topics usually regarded as subjective: consciousness and the content of conscious experiences such as judgements, perceptions, and emotions. Although phenomenology seeks to be scientific, it does not attempt to study consciousness from the perspective of clinical psychology or neurology. Instead, it seeks through systematic reflection to determine the essential properties and structures of experience.

‘Through systematic reflection to determine the essential properties and structures of experience.’ That’s not a bad summary of what Broch does in The Sleepwalker novels and does again here. The obvious difference is that whereas The Sleepwalker novels have plots and numerous characters who interact in a multitude of scenes, in The Death of Virgil Broch found a perfect subject – a deeply sensitive, highly articulate poet – to host/inspire/articulate an enormous number of these phenomenological speculations, long passages which not only describe Virgil’s sensations and thoughts, but analyse, ponder and reflect on the nature of thought itself.

Thus the first part of the passage through the warehouses, which I’ve quoted, amounts to a catalogue of sense impressions. But the smells of country produce awaken a yearning in him for the peace he knew back when he was growing up on his parents’ farm, but not some peace described in the English purple prose tradition – instead a highly theoretical and metaphysical notion of ‘peace’, as representing longing for a full integration of the self, a longing-yearning which haunts Virgil but which he is fated never to achieve.

Here’s an excerpt from that scene. To understand it you need to know that the roaring greeting of the mob in Brundisium town square had led Virgil to pretty negative thoughts about humanity in all its crudity. And so, in this sentence, the two themes –yearning, and the mob – are blended.

It was himself he found everywhere and if he had to retain everything and was enabled to return all, if he succeeded in laying hold on the world-multiplicity to which he was pledged, to which he was driven, given over to it in a daydream, belonging to it without effort, effortlessly possessing it, this was so because the mutiplicity had been his from the very beginning; indeed before all espial, before all hearkening, before all sensibility, it had been his own because recollection and retention are never other than the innate self, self-remembered, and the self-remembered time when he must have drunk the wine, fingered the wood, tasted the oil, even before oil, wine or wood existed, when he must have recognised the unknown, because the profusion of faces or non-faces, together with their ardour, their greed, their carnality, their covetous coldness, with their animal-physical being, but also with their immense nocturnal yearning, because taken all together, whether he had ever seen them or not, whether they had ever lived or not, were all embodied in him from his primordial origins as the chaotic primal humus of his very existence, as his own carnality, his own ardour, his own greed, his own facelessness, but also his own yearning: and even had this yearning changed in the course of his earthly wanderings, turned to knowledge, so much so that having become more and more painful it could scarcely now be called yearning, or even a yearning for yearning, and if all this transformation had been predestined by fate from the beginning in the form of expulsion or seclusion, the first bearing evil, the second bringing salvation, but both scarcely endurable for a human creature, the yearning still remained, inborn, imperishable, imperishably the primal humus of being, the groundwork of cognition and recognition which nourishes memory and to which memory returns, a refuge from fortune and misfortune, a refuge from the unbearable; almost physical this last yearning, which always and forever vibrated in every effort to attain the deeps of memory, however ripe with knowledge that memory might be. (pages 25 to 26)

Here we have some choice examples of the German tendency to make up new compound nouns to describe elusive philosophical or psychological categories: ‘world-multiplicity’, ‘self-remembered’, ‘animal-physical’.

And the use of repetition is pretty obvious – I’ve singled out the words ‘yearning’ and ‘memory’. It isn’t really repetition for the sake of either euphony (purely for the sound), or to drive home a point (as in, say, Cicero’s legal speeches). It is more that, with each repetition, the meaning of the word changes. Broch is examining the concepts behind these key words from different angles. Each repetition sheds new light, or maybe gives the word additional connotations. It is a cumulative effect.

An obvious question is: does this kind of thing actually shed light, does it help us to understand the human mind any better? Well, not in a strictly factual sense, but in the way that literature forces us to have different thoughts, sensations, expands the possibilities of cognition, vocabulary and expression, then, maybe, yes. And the epic length of Broch’s sentences are indicative of his attempt to really stretch the possibilities of perception, or perception-through-language, in his readers.

Then again, it isn’t an actual lecture, it’s not a scholarly paper appearing in a journal of psychology; it’s embedded in a work of literature so a better question is: how does it work within the text?

Any answer has to take account of the fact that this is only one of literally hundreds of other passages like it. No doubt critics and scholars have tabulated and analysed Broch’s use of key words and concepts and traced them back to works of psychology, philosophy or phenomenology he may have read. For the average reader the repetition of words and phrases and the notions they convey has more of a musical effect, like the appearance, disappearance, then reappearance of themes and motifs, building up a complex network of echoes and repetitions, many of which are not noticeable on a first reading. I ended up reading passages 2 or 3 times and getting new things from them at every reading.

Last but not least: do you like it? I found The Death of Virgil difficult to read not because of the clever meanings or subtle psychology but because a lifetime of reading prose from the Hemingway Century, compounded by a career working on public-facing websites, has indoctrinated my mind into preferring short, precise sentences. So I found it an effort to concentrate fully on every clause of these monster sentences – that, the sheer effort of concentrating of every element in these long sentences, holding all the clauses in your mind as they echo and modify each other – that’s what I found difficult.

But short answer: Yes, I did enjoy it. Very much. And it grows and adds new resonances with every rereading. It’s a slow read because I kept picking it up after putting it aside to make lunch, water the garden, feed the cats etc, found I’d forgotten where I was (because so many of the pages are solid blocks of text without any paragraph breaks) and so ended up rereading pages which I’d read once and not even realising it, but when I did, deliberately rereading it with a whole new pleasure, hearing aspects of the text, its meanings and implications and lush style, which I’d missed first time around.

Lyricism

Because The Death of Virgil is highly lyrical. Untermeyer says the entire text is in effect a poem because of its sustained lyricism. It certainly overflows with lyrical passages of deliberate sensuality.

Through the open arched windows well above the city’s roofs a cool breeze was blowing, a cool remembrance of land and sea, seafast, landfast, swept through the chamber, the candles, blown down obliquely, burned on the many-branched, flower-wreathed candelabrum in the centre of the room, the wall-fountain let a fragile, fan-shaped veil of water purl coolly over its marble steps, the bed under the mosquito netting was made up and on the table beside it food and drink had been set out. (p.41)

Maybe you could posit a spectrum of the content, with pure lyricism at one end, pure abstraction at the other, and a mix in the middle. So the excerpt above is what you could call entry-level lyricism in the sense that it is concerned solely with sense impressions, sense data, describing the ‘real’ world. Here’s a passage which contains hints of the metaphysical:

Yet in the night’s breath all was mingled, the brawling of the feast and the stillness of the mountains and the glittering of the sea as well, the once and the now and again the once, one merging into the other, merged into one another… (p.42)

And here is the full-on visionary-metaphysical:

Oh, human perception not yet become knowledge, no longer instinct, rising from the humus of existence, from the seed of sentience, rising out of the wisdom of the mothers, ascending into the deadly clarity of utter-light, of utter-life, ascending to the burning knowledge of the father, ascending to cool heights, oh human knowledge, unrooted, eternally in motion, neither in the depths nor on the heights but hovering forever over the starry threshold between night and day, a sigh and a breath in the interrealm of starry dusk, hovering between the life of the night-held herds, and the death of light-flooded identification with Apollo, between silence and the word, the word that always returns into silence. (p.48)

By now I hope you can see how Virgil’s mind is in almost permanently visionary mode. In his last hours he is entirely concerned with huge abstract ideas of human nature and destiny and personal intimations about being and consciousness and awareness, all mixed into a great, prolonged swirl. Every conversation, every new event, stirs a new aspect of this endless flow of thoughts, triggers a new long rhapsody. The novel as rhapsody, where rhapsody is defined as ‘an effusively enthusiastic or ecstatic expression of feeling’.

Plot summary

Part one, ‘Water – The Arrival’, is just 53 pages long. The third person narrator records Virgil’s thoughts about the sea journey, his swinish companions, his regret at being forced to leave Athens, notifies us that he is very ill, all as the fleet of 6 ships pulls into the harbour of Brundisium as night falls.

The emperor’s ship navigates among the many other ships in the harbour, ties up and slaves start to unload it, while Virgil is carried ashore in a litter borne by 4 slaves.

A huge crowd has turned out to greet Augustus in the central square, roaring approval. Virgil is carried through them, overcome with disgust at humanity, led by a youth who has appeared out of nowhere carrying a torch.

This youth leads the slaves bearing Virgil’s litter through the smelly warehouse quarter and then into a very dirty narrow back passage, reeking of poverty, as raddled women hang out their windows yelling abuse at the rich guy in the litter. This is a sort of vision of hell and goes on for some pages, Virgil repeatedly calling it Misery Street.

They finally emerge into a plaza, also thronged, and make their way through the surging crowd to the gates to the emperor’s palazzo. Here they are let through by the guard and handled by an efficient major-domo who escorts them to their room.

The mysterious torch-bearing boy is unaccountably still with Virgil and when the major-domo tells him to leave, Virgil, on an impulse, says the boy is his ‘scribe’ and can stay. When he asks how long the boy slave will stay with him, the boy gives the portentous reply ‘forever’, which triggers a characteristic response in Virgil:

 Everlasting night, domain in which the mother rules, the child fast asleep in immutability, lulled by darkness, from dark to dark, oh sweet permanence of ‘forever’. (p.44)

The slaves depart. Virgil is alone in the bedroom he’s been allotted, perceiving the night sky, the plash of the fountain in the gardens outside, overcome with swirling thoughts about peace and youth and sense impressions and memory, as he lies on the bed and tries to sleep. End of part one.


Credit

The Death of Virgil by Hermann Broch was published by Pantheon Books in 1945. References are to the 1983 Oxford University Press paperback edition.

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Virgil and the Christian World by T.S. Eliot (1951)

T.S. Eliot: a potted biography

The great Anglo-American poet, playwright and critic T.S. Eliot (1888 to 1965) came from America to England just before the First World War, published a small number of sensuous, ‘modernist’ poems displaying a sensibility in debt to French Symbolism. Soon after the Great War ended he published the seminal modernist poem, The Waste Land (1922), but also established a reputation as a deeply insightful and intelligent critic of much earlier English literature, particularly the Jacobean playwrights and metaphysical poets of the early 1600s.

His reputation was enhanced and his influence steadily spread, especially among the younger generation of writers and critics, due to his editorship of a literary and philosophical magazine, The Criterion, which he edited from 1922 to 1939. Readers of The Criterion came to realise that, far from being a youthful revolutionary who was set on overturning literary values, and despite the radical format of The Waste Land (collage, fragments, quotes from multiple foreign languages), Eliot was, in fact, a profoundly conservative thinker.

This was made explicit when in 1928, in the foreword to a book of essays titled ‘For Lancelot Andrewes’ (the Jacobean bishop and writer) Eliot ‘came out’, declaring himself ‘a classicist in literature, royalist in politics and Anglo-Catholic in religion,’ committing himself to hierarchy and order in all three fields.

He had already taken British citizenship. In the later 1930s he attempted to revive the verse drama of the Elizabethans which he had spent so much time analysing, on the modern stage, writing a series of plays in verse, starting with Murder in the Cathedral (1935).

During the Second World War Eliot worked as a reader for the publishers Faber & Faber during the day and a fire warden at night. The masterpiece of his maturity was the set of four longer poems collectively titled the Four Quartets (Burnt Norton, 1936, then East Coker, The Dry Salvages, and Little Gidding, published in 1940, 1941 and 1942, respectively).

After the war, Eliot settled into the position of Grand Old Man of Poetry, with a leading role at the leading publisher of poetry, Faber. He continued to write essays and make broadcasts on the radio. With his public conversion to Anglicanism he had achieved an ideological and psychological stability.

Having lived through two ruinous world wars, a lot of Eliot’s effort was now devoted towards helping to define and preserve the best of European civilisation. His early essays had been offshoots of a poet working through his own problems and interests; the later essays are a conscious effort to establish a canon of classic literature, trying to formulate universal categories to define and preserve it.

It is in this spirit that in 1951 he delivered a lecture on BBC radio titled ‘Virgil and the Christian World’, which was then printed in The Listener magazine and collected in the volume On Poetry and Poets.

Virgil and the Christian World

As befits radio this is not an address to a specialist audience of literary scholars but a more broad brush approach for a general audience. Eliot explains that he is not setting out to assert Virgil’s special value as a poet or moralist, but to pay attention to ‘those characteristics of Virgil which render him peculiarly sympathetic to the Christian mind’.

Straight away he addresses the notorious issue of the Virgil’s Fourth Eclogue. This, the fourth and final of Virgil’s set of lengthy poems about the countryside or ‘eclogues’, contains extravagant praise of the forthcoming birth of a special child, who, the poet claims, will bring a new golden age, the return of Saturn and the Virgin, the gift of divine life etc.

As early Christianity established itself, early Christian apologists ransacked all available texts, from old Jewish scriptures to the entire literature of the ancient world, looking for proofs and prophecies, any text anywhere which could be made to prefigure and predict the arrival of their messiah.

Thus the Fourth Eclogue was quickly adopted by these apologists and Virgil was made an honorary Christian before the fact because Christians claimed he had been gifted with spiritual prophecy to foresee the coming of the Christ. Throughout the entire Middle Ages and well into the Renaissance scholars and theologians genuinely believed that Virgil had predicted the coming of the Christ child.

Eliot makes clear right at the start that he in now way thinks that Virgil foresaw the birth of Christ (some 19 years after he himself died). Rather, Eliot thinks the Fourth Eclogue was written to a friend of his, Pollio, whose wife was expecting a baby.

[In fact, the notes to the OUP edition of the Eclogues which I recently read, suggest that this passage of the Fourth Eclogue was describing the hoped-for son of the recent marriage of Antony and Octavius’s sister, Octavia (in 40 BC), because contemporaries devoutly hoped that their union would usher in a final end to Rome’s endless civil wars.]

Eliot then ponders the meaning of the words prophet, prophecy and predict. He himself has no doubt that Virgil had no inkling of the coming of Christ. On the other hand, he suggests that if the word ‘inspiration’ means writing something the poet himself does not completely understand, and which he or she may themselves misinterpret once the ‘inspiration’ has passed, the maybe Virgil was ‘inspired’.

This is by way of preparing the way for some autobiography, for Eliot then paints an obvious portrait of himself and how his most famous poem, The Waste Land, which arose out of his purely private concerns, amazed him by going on to become the rallying cry for an entire generation of writers.

A poet may believe that he is expressing only his private experience; his lines may be for him only a means of talking about himself without giving himself away; yet for his readers what he has written may come to be the expression both of their own secret feelings and of the exultation or despair of a generation.

A poet need not know what his poetry will come to mean for others just as a prophet need not understand the meaning of their prophetic utterance. Thus there may be any number of secular, historical explanations for the Fourth Eclogue; but he repeats his definition of ‘inspiration’ as tapping into a force which defies all historical research.

Anyway the point is that the existence of the Fourth Eclogue which so many Christians mistakenly thought was divinely inspired, gave Virgil and his writing a kind of free pass into the new Christian order, opening ‘the way for his influence in the Christian world’, something mostly denied to other explicitly ‘pagan’ authors. On the face of it this is a lucky accident but Eliot doesn’t believe it was an ‘accident’.

Eliot anticipates Jackson Knight’s view, expressed in his Penguin translation of the Aeneid from a few years later (1956), that Virgil was the poet of the gateway, looking both back to the pagan world and forwards to the Christian dispensation.

So after these preliminaries, Eliot gets to the meat of his essay: In what way did Virgil anticipate the Christian West? Eliot tells us that, to answer his question, he is going to rely on a book by a German scholar, Theodor Haecker, titled Virgil: The Father of the West.

Before he gets started though, Eliot rather surprisingly devotes a page to autobiography, telling us that as a boy learning the Classics he much preferred Greek to Latin (and still does). However he found himself immediately more drawn to Virgil than Homer. The main reason was that the gods in Homer are so capricious, selfish and immoral and all the so-called ‘heroes’ are in fact coarse ruffians. The only decent character in the entire book is Hector.

Nowadays, if forced to explain his preference, he’d say he prefers the world of Virgil to the world of Homer: it was ‘a more civilised world of dignity, reason and order’. Eliot goes on to compare the Greek and Roman worlds, saying the culture of Athens was much superior in the arts, philosophy and pure science. Virgil made of Roman culture something better than it was. Then he quietly makes a very big leap in the argument, claiming that Virgil’s ‘sensibility was more nearly Christian than any other Roman or Greek poet’. How so?

He says he is going to follow Haeckel’s procedure of examining key words in the poem and highlights laborpietas and fatum. However, he immediately drops this plan and veers off into a consideration of the Georgics. What Virgil really intended the Georgics for remains a bit of a mystery: they’re not particularly useful as a handbook to farming, and they contain many digressions completely extraneous to their ostensible subject matter. After pondering Virgil’s motivation, Eliot concludes that Virgil intended to affirm the dignity of agricultural labour and the importance of the cultivation of the soil for the wellbeing of the state, both materially and spiritually.

The Greeks may have perfected the notion that the highest type of life is the contemplative life (Plato et al) but they tended to look down on manual labour. For Eliot the Georgics affirm the importance of manual labour on the land. Then he makes a leap to talk about the monastic movement which grew up within medieval Christendom and how the monastic orders combined both aspects, combining a life of contemplation with quite arduous labour, as both being essential for the life of the complete man.

It may be that the monks who read and copied Virgil’s manuscripts recognised their spirit in the Georgics.

Now onto the Aeneid. Eliot says this epic poem is:

concerned with the imperium romanum, with the extension and justification of imperial rule.

(quite unlike W.A. Camps with his silly claim that the Aeneid is not a work of propaganda.) But Eliot claims that Virgil’s ‘ideal of empire’ was founded on a devotion to the land, to the region, village, and family within the village. This brief explanation is his discussion of labor because Eliot now turns to the more important concept of pietas.

In English someone is called ‘pious’ if they make a great show of their religious faith. Eliot says that pietas for Virgil had much wider associations: it implies a respectful attitude to the individual, the family, the region, and towards ‘the imperial destiny of Rome’. Aeneas is also ‘pious’ in his respect towards the gods and punctilious observance of rites and offerings.

Eliot delves further into the meanings of the word. Piety to a father can, for example, mean not only affection for an individual but acceptance of a bond which one has not chosen. Piety towards the father is also an acceptance of the correct order of things, and so, obliquely, respect of the gods. After some shilly-shallying Eliot gets to the point he wants to make: all these forms of piety involve some form of humility and humility is a professedly Christian virtue. Aeneas is, in this respect, the polar opposite of Achilles or Odysseus, who have not a shred of humility about them.

[Interestingly, given the date of the essay, written soon after the end of the Second World War, Eliot describes Aeneas as the original Displaced Person, a fugitive from a ruined city and an obliterated society.]

Odysseus endures ten years of exile but eventually returns to his home hearth, to a loyal wife, a dutiful son, his slaves and faithful dog. Whereas Aeneas can’t go home: he is a man on a mission and accomplishing that mission, the poem makes repeatedly clear, is only the very beginning of the long history of Roman origins and rise. Odysseus’s story ends when he gets home (and kills the suitors); Aeneas’s entire journey is itself only an episode in the much larger history of Rome.

Therefore, Eliot asserts (with a bit of a stretch, in my view) Aeneas is ‘the prototype of a Chistian hero’. He accepts the duty laid on him by the gods regardless of the price to himself. He subjugates his own will and desires to his god-given task.

This brings Eliot to fatum (so, OK, we are proceeding via the key word process). There is an excess of words to cover this concept. Eliot says maybe the best translation is ‘destiny’ but then makes the polemical point that you cannot have ‘destiny’ in a purely mechanical universe.

Eliot then tries to give a Christian interpretation to Aeneas’s ‘destiny’. It is a burden and a responsibility rather than a reason for self glorification. It happens to some men and not others because some have the gifts and the responsibility but they did not make these; something external made these and the humble man accepts the gifts and the responsibility. Who made them? Not the anthropomorphised pagan gods who behave so selfishly and vulgarly in the poem. Some power much deeper.

He zeroes in on the entire Dido episode (book 4) in particular Aeneas’s shame at abandoning Dido, shame which is revived when he meets her shade in the underworld in book 6 and she refuses to look at him or speak. This, for Eliot, more than personal shame, symbolises how much Aeneas suffered to carry out his god-given destiny. Making his point completely explicit, he says: ‘it is a very heavy cross to bear.’

Eliot can think of no other pagan poet who could have created this situation with its emotional, psychological and philosophical subtlety.

What does this ‘destiny’ mean? For Virgil’s conscious mind, and his contemporary readers, not least the all-powerful Augustus, there’s no doubt it means the imperium romanum. But Eliot then makes some dubious and sweeping generalisations. He claims that Virgil proposed for his contemporaries a noble ideal of empire – personally, I don’t see that in the poem. There are Anchises’ lines reminding Romans they must rule well and there’s praise of Augustus for bringing peace and order, but that’s about it. Eliot stretches it by claiming that Virgil’s work proposed ‘the highest ideal’ for any secular empire. Personally, I just don’t see that. In my view what the Aeneid praises is military conquest, might and power. There might be a strong thread of regret and sadness running through it, but that is the poem’s overt message.

Eliot proceeds to claim that ‘we are all, so far as we inherit the civilisation of Europe, still citizens of the Roman Empire’. Is that true? I can see strong points on either side of the argument.

But he then goes on to claim that the Roman Empire Virgil imagined was ‘greater’ than the actual one of generals and proconsuls and businessmen. Eliot claims that Virgil invented this ideal and ‘passed [it] on to Christianity to develop and to cherish.’ I disagree on a number of levels.

First, I find the actual process of creating empire, as described in the Aeneid, to be hyper-violent and destructive, flagrantly contrary all Christian morality.

Second, part of the ideal which Eliot is describing must include the idealisation of the first Roman emperor Augustus. I can see why Virgil a) pinned his hopes for peace on b) sucked up to, the most powerful man in Rome, but in the end the entire poem amounts to the propagandistic adulation of a mass murderer, a man who achieved supreme power by liquidating all his enemies and then ensuring nobody could threaten his unique rule for the next 40 years. The Aeneid defends a military dictator.

So I just don’t agree when Eliot claims that it passed onto its Christian heirs any kind of noble model for how to run a spiritual empire. The exact opposite.

Eliot reiterates his claim that we are all still citizens the Roman Empire. Well, there are arguments both ways but ultimately I think he is incorrect. The state we inhabit in England in 2022 owes more to the non-Roman traditions of the pagan Danes and Anglo-Saxons and feudal Normans who each conquered this country, than to the Roman civilisation which they eclipsed. Our democracy owes nothing to Rome; it developed out of medieval feudalism, itself an import from Normandy, itself a colony of Vikings.

I think Eliot’s vision of a total European civilisation is erroneous and that his claim that this civilisation was in part inspired by Virgil is wrong.

Moreover, there is a blindingly obvious problem here, which is that Eliot is defending empire as an ideal form of government. Obviously this was considerably easier to do in 1951 than it would be nowadays. Millions of inhabitants of the former British Empire have immigrated to Britain and their children, in politics, in culture and in academia, have enthusiastically set about damning the British Empire, rubbishing any claim that it ever had anything positive about it. So just the sound of Eliot defending empire as a ‘noble ideal’ sounds badly in our time.

As to whether Virgil’s ideal of a suprahuman noble empire actually did inspire church authorities in the Middle Ages, I think you’d need a book examining the impact of the Virgilian ‘ideal’ on theologians, political thinkers, churchmen and statesmen throughout the Middle Ages and that would be a vast undertaking. I bet one exists, though. I’d love to read it.

This was, after all, only a half-hour radio lecture. Eliot’s sensitivity and insight and intellect bring out all kinds of aspects of Virgil’s achievement. And his thesis – that Virgil’s achievement of creating the notion of an ideal empire was to haunt the European imagination – is one of those ideas which is itself so big and vague that you can’t really prove or disprove it. But it’s an interesting perspective to add to the hundreds of other perspectives with which we can view Virgil’s epic poem.

Eliot concludes his essay with a page about a word which is missing from Virgil which is ‘love’. Amor does crop up, especially in the story of Dido and Aeneas. But it has nowhere near the force and central importance that it has for a Christian poet like Dante. It never has:

the same significance as a principle of order in the human soul, in society and in the universe that pietas is given.

Thus Eliot agrees (no surprise) with Dante’s positioning of Virgil in the Divine Comedy as an inspired teacher and guide right up to the barrier of belief, which he is not allowed to cross. In Eliot’s view Virgil mapped out a universe which in many ways anticipated the Christian universe, and handed many of its values onto later generations of Christian thinkers (and poets). But there is a line and Virgil doesn’t cross over into being a Christian. He can’t.

Instead, Virgil was limited by his position in history: the highest value he can conceive of, the value which underpins so much of the character and action of the Aeneid, was pietas, respect for father, family and fatherland.

But the highest value for the Christian poet Dante was love, the love which has created the entire universe and moves the sun and the stars and which we can all aspire to. Next to the gorgeous rose of Dante’s universe of love, Virgil’s pietas is a hard, iron sword, the colour of Roman imperialism.


Other Eliot reviews

Roman reviews

The Thirties and After: Poetry, Politics People 1933-75 by Stephen Spender (1978)

Artists always have been and always will be individualists (p.52)

In this book Spender brought together key reviews, essays and other documents from each decade of his writing career. There’s a section of writings from the 1930s, but also from the 1940s, 50s and 60s.

As you know, I don’t have much time for Spender’s poetry, but he has sensible, honest liberal views on a wide range of subjects, and is a fantastic gossip. His very sensibleness seems to have made him a good editor (by all accounts), of Horizon magazine which he co-founded in 1939, and literary editor of Encounter magazine from 1953 to 1967.

As an affable, clubbable fellow, he sat as a judge for various prizes and could be counted to take part in innumerable ‘writers congresses’, with the result that he seems to have met and chatted with just about every important writer from the middle of the twentieth century. The index of this handy little paperback is a who’s who of poets, novelists, artists and playwrights from the 1920s to the 70s.

These are notes on his essays and reviews from, and comments about, the 1930s.

The Thirties

Background

Spender thinks the left-wing feel of literature in the 1930s has deep roots, going back at least to the Fabians (who included H.G. Wells and Bernard Shaw). He points out that the famous war poets Sassoon, Graves and Owen were all, by the war’s end, ‘socialists’ too, based on:

  • hatred of the older generation who had sent out the young to be slaughtered
  • sympathy for the working class men they supervised
  • admiration for revolutionary movements in Europe, political cultural and sexual
  • resentment of the way the British establishment tried to strangle the Bolshevik revolution
  • dislike of the British Empire

That said, all arts undergraduates of the late 1920s revered T.S. Eliot whose masterpiece The Waste Land prophesied the end of all civilisation, an apocalyptic vision which made conventional politics irrelevant.

But although the Modernists (Yeats, Eliot, Pound, Wyndham Lewis) held extreme right-wing views, their young fans still revered them because they were revolutionary in form & content. Also, although right-wing in tendency, the Modernists were heartily loathed by the dead, dull, philistine Conservatives who ran the artistic and literary establishment and thought them dangerous radicals and Bohemians (foreigners, too). The English conservative establishment was, Spender tells us, ‘philistine, stupid, respectable and frightened’.

As an undergraduate Auden held the view that the poet should be utterly unpolitical, in fact that he should be as unemotional and detached as a scientist: his own emotions, the lives around him and society at large were merely a field for his forensic enquiries. The exact opposite of, say, Shelley.

Writing in the 1970s, Spender now sees how that view stems from T.S. Eliot’s famous 1919 essay Tradition and The Individual Talent i.e. was indebted to the detached classicism of the Modernist generation.

Spender thinks he and the Auden Gang initially continued to adhere to the apolitical aesthetics of the Modernists. Only slowly did they let politics enter their work and it felt, to them, like a conscious lowering of standards. They had a ‘we’re only doing this for the duration’ feel about them. MacNeice in particular barely wrote any ‘political’ poetry during the 30s.

Spender sees the real generational break being between his friends – Auden, Day-Lewis, MacNeice – and the genuinely younger generation of fire-eating communist poets – Julian Bell and John Cornford – who were sincerely and utterly political (though he tempers this by pointing out that they were, in every instance, rebelling against the apolitical bourgeois aestheticism of their Bloomsbury parents).

Spender suggest that even when they were writing ‘political’ poems, he and Auden were in a way simply continuing the anti-war attitude of Wilfred Owen. He suggests his own poem, Ultima Ratio Regum, and Auden’s sonnets from China. They are anti-war protests, a kind of ‘anti-fascist pacifist poetry’.

In fact Spender thinks there wasn’t a thirties ‘movement’; movements have meetings and manifestos. But Auden was a ‘leader’ in the sense that he was intellectually in advance of all the rest, had through things through more thoroughly, and had a more highly developed technique.

Spender describes Auden’s advanced knowledge of psychoanalysis and how he used it to psychoanalyse his friends, inviting them to his darkened rooms in Christ Church and exposing them to penetrating psychological investigation. He liked doing this one-on-one, and preferred to keep his friends apart, which partly explains why the members of the so-called ‘movement’ rarely actually met.

In other words people didn’t ‘follow’ Auden because he commanded obedience. He simply was a cleverer, more fully formed and fascinating character than everyone else.

What triggered the ‘political content was simply the extremity of the times, the early 1930s, when it really looked as if the capitalist system might collapse, and the well-heeled literati in the south of England couldn’t fail to notice mass unemployment, squalor, and millions going hungry, their lives going to waste.

Because it was part of every educated person’s consciousness, the social crisis inevitably entered their writing. Overlapping it and extending the sense of crisis was the rise to power of Hitler and the sense, by the mid-30s, that war was inevitable. And they had an H.G. Wells-style horror of what the approaching war would entail. Spender was told by a leading government expert that British cities would be flattened in days by mass bombing.

Adding bite to this mood was the appalling complacency of almost everyone outside the ‘intellectual class’ – the complacency of Stanley Baldwin and the Empire exhibition. You can hear the same note of exasperation in George Orwell’s novels – he wants to shake England out of its myopic slumber. Wake up! so many of those poems say.

Spender sympathises with the critics who point out the 100% private school nature of these lefties. There was something laughable, Spender himself admits, in their attempts to write for the working classes. Spender thinks that, if anyone, their poems were aimed at ‘sixth-formers from their old schools and at one another’ (p.23).

But what else could they have done? Ignored the mass unemployment and economic collapse of the Great Depression? Ignored the rise of Hitler and the outbreak of the Spanish Civil War? In a society in crisis every work becomes political.

The essence of the Modernist movement was it created works which centred on themselves, were self contained as art. The next generation, his generation, took Modernist tools and reinjected what the Modernist works had lacked, namely day-to-day subject matter. ‘We were putting the subject back into poetry’.

In his opinion the members of the movement were very varied, never had a manifesto, and had all kinds of doubts about putting politics into poetry – but were made to seem like a movement because of the deep sleep of everyone else around them. Writing about the Slump or Hitler created the impression of a camaraderie among writers who were, deep down, very disparate.

Real political poetry was that written by committed Communists like Christopher Caudwell, Ralph Fox, John Cornford and Tom Wintringham – but the first three of these were killed in Spain and the tradition they might have created, vanished with them.

All these concerns came to a head with the Spanish Civil War which triggered a crescendo of political commitment among the bourgeois poets – and then a collapse of cynicism and disillusion. One way of seeing it is that all the bourgeois writers were brought by the crisis right up against the need to write propaganda, that is, to lie, to write things they doubted or knew were lies (about the unity of the left, about the Moscow show trials, the wisdom of Stalin, and so on). When push came to shove, they all rebelled against this.

In face of Stalinist propaganda and methods it was a reversion to the view that individual conscience is the repository of witnessed truth. (p.29)

Once the scales fell from their eyes, they realised they had let themselves be cajoled into writing in ways, about subjects and reaching conclusions, that they knew to be false or disagreed with. This concern for individual truth-telling explains why many of them, most famously Auden, tried to suppress much of their work from the 30s as ‘dishonest’. Thus he tinkered with Spain, the long poem he wrote trying to support the Republicans, but eventually came to hate its entire tone and banned it.

This notion of individual truth was the reef that the ‘movement’ of political poetry ran aground on.

Review of A Vision by W.B. Yeats (April 1938)

In this book Yeats systematically laid out the complex system of images and ideas which underpinned his later poetry and which, he claimed, had been communicated to his wife by messages from the spirit world. With restrained irony Spender says that, if these complex insights into the meaning of human history, its patterns and recurrences really are true, it is a shame this long and complicated book makes no attempt to prove the fact or to relate it to the world the rest of us live in. More sharply, Spender notes that when Yeats writes that when he read Oswald Spengler’s vast epic about The Decline of the West (1918-22) he found an eerie similarity with his own thought – that is because both of them, along with Stefan George and d’Annunzio, in their attacks on the rotten littleness of modern democratic society and the need for new Caesars to rise up and restore civilisation – all prove ideological and artistic justifications for fascism.

Review of One-Way Song by Wyndham Lewis (December 1933)

Percy Wyndham Lewis was an avant-garde artist who, just before the First World War, founded the short-lived movement of Vorticism, a British response to Italian Futurism. After the war (in which he served) he continued to paint, including marvellous modernist portraits of his chums T.S. Eliot and Ezra Pound, plus the doyenne of 1920s poetry, Edith Sitwell; but also wrote a lot, novels, huge meditations upon Western Man, and, as in this case, poetry.

One-Way Song is an extended satire written with Lewis’s demonic energy which sets out to flail every cause Lewis can think of, including parliamentary democracy, Progress, relativity, the expanding universe and racial equality. Some of the lines tend towards fascism i.e. saying society can only be saved from its pettiness by a Strong Leader, but on the whole Spender admires Lewis for his vigour and his openness, unlike many a fascist sympathiser who couches their support in suaver support for ‘the corporate state’ etc.

Review of Phoenix by D.H. Lawrence (January 1937)

Lawrence was one of a kind, sui generis. Not many major writers have emerged from the genuine working class, his Dad being a miner in the coalfields outside Nottingham. As Lawrence got educated he moved out of his own class, but was never at home with the smug bourgeoisie which runs English culture (in his day, the Bloomsbury Group).

Despising the middle class for its post-impressionist pusillanimity, but unable to expect anything of a working class he knew was crushed and cowed, he found a solution, a way out – Sex.

In the sexual act two people could transcend the petty restrictions of class and country and rediscover human dignity and authenticity. On this discovery he posited a potential social revolution, and described and wrote about it on countless occasions. He was against crowds, the masses and their filthy representation politics and democracy. In this respect he was anti-democratic and gave way sometimes to brooding images of Dark Power and the Strong Leader. But at its core he revolted against all of society, of whatever shape, in favour of a revolution in the head of individuals, then of men and women in their relationships with each other.

All settlement of the property question must arise spontaneously out of the new impulse in man, to free himself from the extraneous load of possession, and walk naked and light.

This is why he is among the Great Writers – because he took the key subject of the most serious novels – relationships between men and woman, or a man and a woman – to new levels of intensity.

Review of Red Front by Louis Aragon (May 1933)

A review of a zealously communist poem by the French poet, Louis Aragon. Spender is blisteringly critical of its calls for the proletariat to rise up and shoot the bourgeoisie. Why, asks Spender. Why is one lot of people arresting, imprisoning, torturing and executing another group of people terrible if it’s group A, but fabulous and deserving hymns of praise if it’s group B? They’re all people.

Marx had an answer. The proletariat represent Hegel’s Spirit of History. They are not only good and just in themselves, they represent the future of mankind. Spender obviously doesn’t buy this.

Spender says this isn’t a poem it’s propaganda and, what’s more, threatening propaganda. He treats Aragon to about the most withering criticism possible by saying its invocations and threats of violence are directly comparable to Hitler. Compare this poem to any speech by Hitler. Whoosh!

Poetry and Revolution (March 1933)

A poem is complete in itself, it does not reach out and affect the real world. Poetry is idealist in the sense that it is restricted to the world of thought. It is, therefore, the opposite of materialist thought. Individuals locked in their own little worlds is the opposite of the mass movement which the revolutionist calls for.

Basically Spender argues that all literature is middle class. To read it or be able to write it, workers have to get educated enough to lose their working class roots and enter the bourgeoisie. Even rebels against the bourgeoisie tend to be bourgeois, and their ‘rebellion’ tends to be into precisely the kind of visionary individualism which the true revolutionary hates most (he evidences the French poet, Rimbaud).

The bourgeois artist can not rebel against his bourgeois origins. But he can serve revolutionary ends by writing honestly. If he writes honestly his writings will accurately reveal the symptoms of a decaying society.

He defends poetry with these arguments:

  • poetry records the changing meaning of words, it preserves words in their pure and historic meaning
  • poetry saves the language from degenerating
  • poetry is a function of our emotional life
  • ‘poetry is the language of moments in which we see ourselves or other people in their true relation to humanity or nature’
  • poetry expresses compassion for all human beings regardless of race or class

Contemporary writers who wish to be communists cannot join the communist cause because of their economic condition, which forces them to be individuals, alone and alienated. Come the revolution, this will be solved.

(Compare and contrast Spender’s lightweight ideas with the fully worked out theory of Realism in fiction propounded by Marxist philosopher György Lukács.)

The Poetic Dramas of W.H. Auden and Christopher Isherwood (Autumn 1938)

Spender had written a poetic drama himself, Trial of a Judge, this same year of 1938.

He praises the poetic dramas of W.H. Auden and Christopher Isherwood, specifically The Dog Beneath The Skin and The Ascent of F6, but enters a few typically sensible caveats.

  • Not much of the poetry in them is as good as Auden’s individual poems.
  • None of the characters has the subtlety of the characters in Isherwood’s novels.
  • Lastly, the pop nature of some of the lyrics created a kind of lowest common denominator style which Auden’s younger fans are now copying.

The public figures in F6 are too true to life to be believable. The satire on them is too crude to be believable and therefore effective. In this respect, yes, they are rather schoolboyish, as older critics claimed. Spender considers Dog works in its long journey round Europe, but when the protagonist returns to his English village, the climax of the play is him delivering a sermon indistinguishable from one any ordinary vicar would deliver.

Spender acutely points out the several ways in which the conclusion of The Ascent of F6 is not only unsatisfactory, it is incoherent. I agree with him that lots of it are just chunks of Auden which have been inserted into the play without too much regard for context. But that the chorus poetry of Mr and Mrs A is excellent (the best thing in the play, in my view).

With a touch of the apocalyptic, Spender hopes Auden and Isherwood have laid the foundations of what might be a much wider social change in coming decades which would see ‘the emergence of the theatre as the most significant and living of literary forms’ (p.61). Of course, they hadn’t.

Tangiers and Gibraltar Now (Left Review, February 1937)

Six months into the Spanish Civil War, Spender tried to get into republican Spain but was refused a visa so he did the next best thing which was to travel to Tangiers – where he attended meetings, speeches etc by Republican supporters – then Gibraltar, where he dwells on the revolting Franco sympathies of the British authorities and old British colonels’ mithering about ‘Red atrocities’. Even if these atrocities are true, Spender excuses them as the inevitable excesses of the suffering imposed on the people by the ‘monstrous Spanish system’ (p.64).

Heroes in Spain (New Statesman, May 1937)

Finally Spender got himself into Republican Spain and reports on what he saw and the Unity of the People as he travelled round for six weeks.

Spender takes exception to calling anyone who dies in a war, a ‘hero’, saying this is just a rhetoric people use to hide from themselves the disgusting reality of war. He testifies that the actual soldiers dislike talk of heroes and heroics; in the reports they read they are far more concerned to hear the simple truth.

Spain invites the world’s writers (Autumn 1937)

Being notes on the International Writers Congress held in which Spender attended. He is very impressed by André Malraux (‘a hero’) and his talk of will, how the writer must create an environment which allows them to write. They drive from Barcelona to Valencia and on to Madrid, seeing sights, meeting the People, excited by the social revolution very obviously going on around them. The essay concludes with a conversation with the Spanish poet, José Bergamín who, when asked about his Catholicism, says yes yes yes he believes all the articles of faith, but no no no he believes the Catholic Church in Spain has allied with one particular class and is trying to prevent ‘the spiritual growth of the Spanish people’. Spender optimistically concludes that, within the political revolution sparked by the war, is also taking place a Catholic Reformation. (In both predictions he was, of course, wrong.)

I join the Communist Party (Daily Worker, February 1937)

Spender explains that the motivation of his book Forward From Liberalism, published in 1937, was to show the mindset of a typical bourgeois liberal (i.e. himself) approaching communism, namely his belief in social justice and international peace rather than imperialist aggression.

In this article he announces that he has a) formally joined the communist party b) is setting off to Valencia to support the Republican government.

In fact these three short pages conclude with a description of his whistlestop tour of Tangiers and Gibraltar (mentioned above) and how he found everywhere how a minority of capitalist-imperialists was wedded to the Francoist attachment to property and in doing so seeking to suppress and put down the 80% of the population who wanted revolutionary change to their society.

Everywhere he went he saw Communists leading the fight against fascism, the best and most dignified of the working class were the Communists. And so he’s joined the Party.

When he puts it like that, his decision sounds eminently reasonable.

However, the first half of the little essay indicates a massive problem he faced: even before he joined the Party he had been sharply criticised by a critic in the Daily Worker for passages in Forward From Liberalism in which he had questioned the Moscow Show Trials i.e. Stalin’s word.

This is the crux of this entire section and of Left-wing politics in the 1930s as a whole. In contrast to the rotten, do-nothing democracies, Communism was actively fighting the unambiguous evil of fascism, and everywhere communist workers provided inspiring examples of human heroism and high-mindedness. Plus, to the anxious bourgeois intellectual, the Communist Party provided a wonderful sense of community and acceptance in a greater task. Good.

But, as they all discovered, Communism-in-practice meant lying for Stalin. Lying about the show trials, the deportations, the famines, the labour camps, the murder of opponents and rivals in Russia, and lying about the undermining of the entire Spanish Republican war effort by commissars more concerned with eliminating Trotskyists or Anarchists than with fighting the supposed enemy.

And this was the enormous disillusion which woke Spender, Auden and many other writers from their dream of solidarity with the working class. They would love to show solidarity with the working class and overthrow the rotten old system. But central to membership of the Party was abandoning their individual ‘bourgeois’ consciences and lying for a brutal, murderous dictator. And none of them could do that.

Postscript

With the ending of the Spanish Civil War it became clear that the thirties was being wound up like a company going into bankruptcy. The departure of Auden for America in 1939, whatever personal feelings it aroused, considered as a public act only underlined what most of his colleagues already felt: that the individualist phase was over. From now on, people did not join anti-fascism as individuals who might influence history. They joined armies in which they were expected to forget that they were individuals. (p.85)

With a few exceptions the writer associated with the thirties tried after 1939 to break with their political connections. This was particularly true of Auden who edited out of his works what might be termed the Thirties Connection. His departure for Isherwood in late 1939 dramatised the end of a decade. (p.276)

(In this second passage Spender makes a small but telling mistake. Auden and Isherwood sailed for New York in January 1939, at the start of the year. Spender’s memory has smoothed this out by making it occur in ‘late’ 1939, right at the end of the year and so of the decade – thus making it appear more symbolic and neat. Well, he’s a poet, not a historian.)


Credit

The Thirties and After by Stephen Spender was first published by Macmillan Books. All references are to the 1978 Fontana paperback edition.

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The Auden Generation

Rex Warner was one of the generation of English schoolboys born in the Edwardian decade who went to public schools during the war, then onto Oxford and Cambridge in the 1920s, where they met, mingled and often had affairs (many of them were gay or bisexual), before going on to start their writing careers at the very start of the 1930s.

They were the generation which gave literature in England in the 1930s its distinctive tone, its schoolboy enthusiasms – for the shiny Art Deco world, for a glamorised black-and-white movie view of spies and fighting, and (since so many of them dabbled with left-wing politics) for sixth-form disapproval of unemployment and a simple-minded sort of communism.

At the time, this cohort of poets and novelists was often referred to as ‘the Auden Group’ and in hindsight is often called ‘the Auden Generation’ because of the enormously influence of the poetry and criticism of W.H. Auden. It includes:

  • Edward Upward b.1903 Repton School, Cambridge, joined the Communist Party of Great Britain 1934
  • Christopher Isherwood b.1904, Repton School, Kings College London
  • Cecil Day-Lewis b.1904, Sherborne School, Oxford, joined the Communist Party of Great Britain 1935
  • Rex Warner b.1905 St George’s School Harpenden, Oxford
  • W.H. Auden b.1907 Greshams School, Oxford
  • Louis MacNeice b.1907, Marlborough, Oxford
  • Stephen Spender b.1909 Greshams School, Oxford, joined the Communist Party of Great Britain 1936
  • Benjamin Britten b.1913 Greshams School, Royal College of Music

All the guys on this list knew each other well from public school or Oxbridge, and collaborated on poems and plays and travel books which brought a new feel to English literature. They were modern and unstuffy, they rejected the values of their fuddy-duddy Edwardian parents. They were unashamed of their homosexuality or bisexuality, and rejected hypocritical old sexual morality.

They rebelled against their parents’ timid Anglican Christianity (‘nothing but vague uplift, as flat as an old bottle of soda’ as Auden put it). Many of them e.g. Rex Warner and Louis MacNeice, were actually the sons of clergymen and (with a kind of inevitability which tends to disillusion you with human nature) quite a few ended up many years later reverting to the Anglican faith of their boyhoods (e.g. Rex Warner and, surprisingly, Auden himself).

They revelled in the new 1920s world of fast cars and speedboats, the excitement of air travel and the sheer glamour of steam trains with names like The Flying Scotsman. They were totally at home in the new media of radio and film, typified by Auden’s poetic commentary for a documentary about the London to Glasgow night train in 1936.

Auden’s poetry is significant because it is, arguably, the first in English literature which doesn’t reject the city and fetishise the countryside as most previous poets had. It’s true some English poets had conveyed the squalor of the late-Victorian metropolis, and T.S. Eliot had described 1920s urban crowds seen through the eyes of someone having a nervous breakdown:

Unreal City
Under the brown fog of a winter dawn,
A crowd flowed over London Bridge, so many,
I had not thought death had undone so many.
Sighs, short and infrequent, were exhaled,
And each man fixed his eyes before his feet. (The Waste Land lines 60 to 65)

But instead of horror or revulsion at the modern world, Auden conveys a tremendous excitement and enthusiasm for a world of factories, mine workings, racing cars, air speed records, ocean liners, electricity pylons. (Spender wrote a poem entirely about electricity pylons striding across the landscape, which led some critics to nickname the group the ‘pylon poets’).

And Auden does it in poetic forms which are popular and accessible. If Eliot’s poetry represents a crisis of Modernity in which sensitive, highly cultivated minds break down before the assault of the modern world and convey this in fragmented works packed with recondite references to the highest of European high culture (Dante, St John of the Cross), then Auden is the opposite.

Totally at home in the 20th century with its crowds and trains and trams and advertising hoardings and jazz bands and radio programmes, Auden knocks off ballads and limericks and lyrics and songs with a devil-may-care insouciance, a slapdash brilliance which a whole generation found inspiring and liberating after the psychologically intense, cramped and unhappy poetry of Modernism with its daunting battery of obscure references. Now poetry could be silly, inconsequential, as wittily throwaway as a Cole Porter lyric.

You were a great Cunarder, I
Was only a fishing smack.
Once you passed across my bows
And of course you did not look back.

It was only a single moment yet
I watch the sea and sigh,
Because my heart can never forget
The day you passed me by.

The Auden Group had all been too young to take part in or even understand, the First World War but, as impressionable teens, were exposed by their schoolmasters to endless stories of British pluck and heroism. They had all taken part in the Officer Training Corps at school and were used to playing at soldiers, wearing schoolboy soldier outfits, using schoolboy compasses and schoolboy maps to take part in pretend battles and missions.

It was this bright-eyed, schoolboy innocence they brought to the world as they found it in the late 1920s and 1930s. On the one hand it was a world of thrilling opportunities, with its hot jazz and dance halls, and radio just one of the new technologies opening the horizons of millions, its fast cars and sleek trains.

But on other hand, these boys were just leaving university and looking for their first jobs as the world was plunged into the economic collapse of the Depression, a world in which something had obviously gone badly wrong if millions were unemployed, factories and mines were shut down, and the destitute of Jarrow had to march on London to beg for work.

This exciting, thrilling modern world with all its cocktails and gizmos was at the same time somehow compromised, wrong, in error, needed to be rejected, rejuvenated, overthrown. Beneath the smouldering heaps of slag which disfigured the landscapes of the Black Country and the industrial North, slumbered the dragon of change, impatient to overthrow the old regime, the Old Gang.

Auden, again, vividly captured the feeling of an entire generation of impatient, upper-middle-class young men that they’d been sold a pup, that something was badly wrong, that society was poised on the brink of some terrible catastrophic change.

It is time for the destruction of error.
The chairs are being brought in from the garden,
The summer talk stopped on that savage coast
Before the storms, after the guests and birds:
In sanatoriums they laugh less and less,
Less certain of cure; and the loud madman
Sinks now into a more terrible calm.
The falling leaves know it, the children,
At play on the fuming alkali-tip
Or by the flooded football ground, know it–
This is the dragon’s day, the devourer’s:

Orders are given to the enemy for a time
With underground proliferation of mould,
With constant whisper and the casual question,
To haunt the poisoned in his shunned house,
To destroy the efflorescence of the flesh,
To censor the play of the mind, to enforce
Conformity with the orthodox bone,
With organised fear, the articulated skeleton.

You whom I gladly walk with, touch,
Or wait for as one certain of good,
We know it, we know that love
Needs more than the admiring excitement of union,
More than the abrupt self-confident farewell,
The heel on the finishing blade of grass,
The self-confidence of the falling root,
Needs death, death of the grain, our death.
Death of the old gang; would leave them
In sullen valley where is made no friend,
The old gang to be forgotten in the spring,
The hard bitch and the riding-master,
Stiff underground; deep in clear lake
The lolling bridegroom, beautiful, there.

Some of this is, admittedly, pretty obscure, but other bits leap out as wonderfully expressive:

In sanatoriums they laugh less and less,
Less certain of cure; and the loud madman
Sinks now into a more terrible calm.

And the whole things conveys the sense of crisis, through a heady mix of 1. details picked out like close-ups in a movie:

…the abrupt self-confident farewell,
The heel on the finishing blade of grass,

2. Invocations of northern mythology, not the sunlit references poets usually made to Greek mythology, but something northern, darker, more sinister:

This is the dragon’s day, the devourer’s…

3. Snapshots of the real derelict industrial England:

… the children,
At play on the fuming alkali-tip
Or by the flooded football ground…

It was a heady mixture of technical brilliance (Auden could and did write in almost every form known to English poetry, as well as inventing a few), brilliant details which leap out at you, great phrase-making, and confident mastery of modern psychology:

… love
Needs more than the admiring excitement of union

References to kinky sex:

The hard bitch and the riding-master,

And ominous threat, the vague but powerfully expressed sense that there needs to be sweeping social change if anything is to be fixed, the solution to society’s problems, it:

Needs death, death of the grain, our death.
Death of the old gang.

The confidence of his voice influenced an entire generation away from the crabbed, fractured obscurities of Modernism (epitomised by Eliot’s Waste Land and Pound’s Cantos) towards this lighter, more open, confident and often funny tone, oddly combined with its schoolboy enthusiasm for ‘revolution’, for ‘radical’ change – something which, of course, none of them really understood.

(It was this political naivety, this ‘playing’ with radical politics which led George Orwell [b.1903, educated at Eton] to despise Auden, who he described as ‘a kind of gutless Kipling’. He really hated the whole gang. In reviews of their books, Orwell frequently referred to them as ‘the pansy poets’. Two other big names of the Thirties also stood apart from the gang, Graham Greene and Evelyn Waugh, although both were Edwardian-born chaps who attended pukka schools – Greene b.1904, Berkhamsted school, Oxford; Waugh b.1903, Lancing school, Oxford.)

Spain

This sense of Auden’s omnicompetence and omniscience is exemplified in the first half dozen stanzas of the long poem Auden wrote after visiting Spain early in the civil war, titled simply Spain, which was published as a pamphlet in order to raise money for the Republican side.

Spain opens with a succession of stanzas each of which start with the word ‘Yesterday’ and give a visionary review of early Spanish history, building up a sense of the country’s pagan primeval past, before the poem arrives at the plight of the present.

Yesterday all the past. The language of size
Spreading to China along the trade-routes; the diffusion
Of the counting-frame and the cromlech;
Yesterday the shadow-reckoning in the sunny climates.

Yesterday the assessment of insurance by cards,
The divination of water; yesterday the invention
Of cartwheels and clocks, the taming of
Horses. Yesterday the bustling world of the navigators.

Yesterday the abolition of fairies and giants,
the fortress like a motionless eagle eyeing the valley,
the chapel built in the forest;
Yesterday the carving of angels and alarming gargoyles;

The trial of heretics among the columns of stone;
Yesterday the theological feuds in the taverns
And the miraculous cure at the fountain;
Yesterday the Sabbath of witches; but to-day the struggle.

Yesterday the installation of dynamos and turbines,
The construction of railways in the colonial desert;
Yesterday the classic lecture
On the origin of Mankind. But to-day the struggle.

It’s the confident tone, and the breadth of knowledge, and the fluent technique which allows him to include all these references in such powerful striding rhythms, which thrilled and influenced all the writers, especially the poets, of the 1930s. Only a few managed to resist, to establish a voice of their own.

Stephen Spender

Spender was a key figure of the group, went to the same private school as Auden, on to Oxford, then to bohemian Germany, was bisexual, political, published his first poems in 1933, joined the Communist Party of Great Britain in 1936, travelled to Spain and wrote extensively about it during the civil war. Over the years he developed extraordinary connections with writers across Europe and became a leading literary figure in post-war Britain, not least as literary editor of Encounter magazine from 1953 to 1967. He was made a CBE in 1962 and knighted in 1983.

But I’ve always his poetry Stephen Spender wet and weedy. He’s too nice. He lacks the peculiar obscurity and the threat which lies behind even the most apparently accessible Auden. And he generally delivers one good phrase per poem and then the rest feels like padding. Here’s his famous pylon poem.

The secret of these hills was stone, and cottages
Of that stone made,
And crumbling roads
That turned on sudden hidden villages

Now over these small hills, they have built the concrete
That trails black wire
Pylons, those pillars
Bare like nude giant girls that have no secret.

The valley with its gilt and evening look
And the green chestnut
Of customary root,
Are mocked dry like the parched bed of a brook.

But far above and far as sight endures
Like whips of anger
With lightning’s danger
There runs the quick perspective of the future.

This dwarfs our emerald country by its trek
So tall with prophecy
Dreaming of cities
Where often clouds shall lean their swan-white neck.

It’s a copy, a pastiche, the work of a devotee. Much of it is poor, like the opening line:

The secret of these hills was stone, and cottages
Of that stone made…

The line about the electricity pylons being ‘Bare like nude giant girls that have no secret’ catches most people’s eyes, specially if they’re men. This is the best stanza:

But far above and far as sight endures
Like whips of anger
With lightning’s danger
There runs the quick perspective of the future.

This has the Auden touch with its explicit reference to threat and danger and sense of the future as being ominous. ‘Whips of anger’ is good. But overall, it is (in my opinion) second rate.

Louis MacNeice

One of the contemporaries who was influenced by Auden (they all were) but maintained his independence was the car-loving, heterosexual Louis MacNiece.

MacNeice wrote funny, stylish poems which took a more mordant, sceptical look at the contemporary world than Auden’s. All Auden’s poems, when you look closely, contain a lot about his own personal unease and psychological issues. For the decade of the 1930s his inclusion of these neuroses (generally the parts of his poems which are most obscure in syntax and imagery) seemed to express the anxieties of the times.

MacNeice was a much more frank and forthright personality and so a lot of his verse has a more objective, external, sometimes journalistic vibe. Even when he starts off writing about workers in a factory, Auden ends up dragging in his own uncertainty and anxiety. MacNeice stays far more impersonal or, when he does express himself, that self is far more straightforward (maybe because he was far more straightforwardly heterosexual).

Possibly his most famous short poem or lyric is Snow.

The room was suddenly rich and the great bay-window was
Spawning snow and pink roses against it
Soundlessly collateral and incompatible:
World is suddener than we fancy it.

World is crazier and more of it than we think,
Incorrigibly plural. I peel and portion
A tangerine and spit the pips and feel
The drunkenness of things being various.

And the fire flames with a bubbling sound for world
Is more spiteful and gay than one supposes—
On the tongue on the eyes on the ears in the palms of one’s hands—
There is more than glass between the snow and the huge roses.

It isn’t neurotic or nostalgic or sentimental or depressed as so much poetry can be. It is vigorous and positive. It isn’t dressed in old-fashioned Victorian poetic rhetoric: its vocabulary and speech rhythms are absolutely modern:

… I peel and portion
A tangerine and spit the pips

What could be more prosaic and mundane? Except that, into this banal scene, MacNeice has inserted a world of wonder and, for the purpose, invented a register which allows wonder without any recourse to old-fashioned phraseology or imagery.

World is crazier and more of it than we think

No classical myths or historical figures or lady loves are invoked. Just one man in a room, sitting by a snug fire, peeling a tangerine as it starts to snow outside and suddenly he is struck by how weird and varied the world is. And how wonderful it is to be alive.

Autumn Journal

MacNeice is far more at home in his own skin than Auden. His most famous longer poem, Autumn Journal, is a wonderfully flowing verse diary he kept of the 1938 autumn of the Munich Crisis, recording day-to-day impressions of what he read and felt and saw in the London around him as everyone held their breath while British Prime Minister Neville Chamberlain flew three times to Germany to negotiate with Hitler in a bid to resolve the crisis over Czechoslovakia and prevent a world war.

It opens with a vivid depiction of the fuddy-duddy world of Edwardian colonels and village fairs which Auden, also, often satirised. But whereas Auden shoots out scattergun pellets, flying impatiently from one cinematic detail to another, note how MacNeice is much slower, more patient, describes the scene thoroughly, more like a novel.

Close and slow, summer is ending in Hampshire,
Ebbing away down ramps of shaven lawn where close-clipped yew
Insulates the lives of retired generals and admirals
And the spyglasses hung in the hall and the prayer-books ready in the pew
And August going out to the tin trumpets of nasturtiums
And the sunflowers’ Salvation Army blare of brass
And the spinster sitting in a deck-chair picking up stitches
Not raising her eyes to the noise of the ’planes that pass
Northward from Lee-on-Solent. Macrocarpa and cypress
And roses on a rustic trellis and mulberry trees
And bacon and eggs in a silver dish for breakfast
And all the inherited assets of bodily ease
And all the inherited worries, rheumatism and taxes…

(The poem is laid out with more visual inventiveness than above, with successive lines indented to give visual variety. This doesn’t seem to be possible in WordPress.)

Actually, rereading this opening section makes me realise how much this passage depends on the word ‘and’ to create what is, in some ways, a rather simple accretion of detail. Auden leaps from detail to detail giving you a dizzy sense of a master film director; MacNeice says: ‘and another thing…’, giving you the sense of someone leading you into an interesting story.

Whether because of the fear and censorship surrounding homosexual love, or because Auden was so much the intellectual in whatever he wrote whereas MacNeice is much closer to the pie-and-a-pint, ordinary man-in-the-street, MacNeice’s heterosexual love lyrics are simpler and more immediate that Auden’s. Less troubled. Here’s a later passage from Autumn Journal where he’s thinking about his wife:

September has come, it is hers
Whose vitality leaps in the autumn,
Whose nature prefers
Trees without leaves and a fire in the fireplace.
So I give her this month and the next
Though the whole of my year should be hers who has rendered already
So many of its days intolerable or perplexed
But so many more so happy.
Who has left a scent on my life, and left my walls
Dancing over and over with her shadow
Whose hair is twined in all my waterfalls
And all of London littered with remembered kisses.

Beautiful, non? In its simplicity of diction, flow and candour.

Afterlife of the Auden Group

The arts in the 1930s were a bit like the 1960s. Caught up in fast-moving turbulent times a new generation of writers, poets and artists spearheaded new forms and media and subjects, determined to overthrow the conservative certainties of their parents, especially when it came to sexual freedom and artistic experimentation – many getting mixed up with heady declarations of political and social revolution, which they spent the rest of their lives trying to live down (Day Lewis left the Communist Party in 1938, Spender in fact only lasted a few months as a member and a decade later he was one of the six leading European writers who recorded their disillusionment with communism in the seminal essay collection The God That Failed, 1949.)

And then it all suddenly ground to a halt. The abject failure of the Republican cause in the Spanish Civil War – ground down to defeat amid internecine conflict and bitter recriminations – broke their boyish idealistic spirit (the Spanish Civil War ended on 1 April 1939). A few months later (September 1939) the Second World War broke out and was not at all the glamorous struggle these public schoolboys had spent a decade anticipating. Literary movements collapsed, people moved away (to America, generally, where Auden and Isherwood fled in 1939).

[Auden’s] departure with Isherwood for America in late 1939 dramatised the end of a decade. (The Thirties and After by Stephen Spender, p.276)

The dust settled and a lot of people spent the rest of their lives writing memoirs and essays and documentaries trying to figure out what it had all meant.

Over the 80 or so years since, a small industry has developed of people who claimed to have been there at decisive moments, eye-witnesses to artistic revolutions, friends of the great – magazine editors and critics who were already lionising and mythologising Auden and his mates in the 30s and spent the rest of their lives carrying the torch (or, alternately, expressing the same animosity towards these flashy and over-successful young whippersnappers).

There are now hundreds of books and thousands of academic papers about The Auden Generation, essays galore which pore and pick to pieces every work by every member of ‘the movement’, major or minor.  What started as in-jokes and fooling between friends have been blown up into dissertations which academics have built entire careers upon.

In this respect the Auden Generation are comparable to the Bloomsbury Group which preceded them: at the core were one or two writers or artists of real note (Virginia Woolf in Bloomsbury, Auden in his group) and surrounding them concentric circles of steadily less and less interesting or talented figures, often their friends or family or lovers.

They all wrote memoirs explaining how brilliant they all were, and recording every conversation, letter, diary entry and in-joke for posterity, and biographers coming afterwards have added to the pile and the complexity, dwelling at length on who said what to whom or who slept with whom and what every reference in every letter and diary really means — until it becomes difficult to penetrate the sea of obfuscation and really grasp what was important and lasting.

Auden emigrates to America

When you look at the sea of highly professional and deadening commentary which mythologised the group and the era, you can appreciate why Auden just walked away from it all, from England’s small, incestuous and parochial literary scene, and why he took ship to New York in January 1939, with sometime lover and literary collaborator, Christopher Isherwood. Years later he said in an interview:

The Ascent of F6 was the end. I knew I had to leave England when I wrote it…I knew it because I knew then that if I stayed, I would inevitably become a part of the British establishment. (quoted in Humphrey Carpenter’s biography, page 195)

A member of the Establishment like Cecil Day-Lewis, appointed poet laureate in 1968.

(Mind you, the main, practical reason for moving to America was that there was more work there for a freelance poet, playwright and critic, and a man’s got to eat. One of their literary enemies, Evelyn Waugh, was particularly scathing about the way Auden and Isherwood abandoned their native country just as the Second World War broke out, putting them into his hilarious 1940 novel Put Out More Flags as the characters Parsnip and Pimpernel).

The left-behind

Relocating to America allowed Auden to carry on developing and evolving (generally in a way his early English fans disapproved of) while the group members and hangers-on left back in England often struggled to adapt their youthfully exuberant style to the realities of post-war, austerity England, and then to the grimly conformist 1950s. None of them were ever so young again or able to recapture the first fine careless rapture of being alive in the exciting, terrible, scary and thrilling decade of the 1930s. Spender became an anti-communist, a reliable stalwart of the Cold War literary scene, eventually knighted for his services to blah blah. MacNeice wrote long boring radio plays. Reading any of them in the 1970s was like reading a sustained lament for a lost world.

The Mendelson revival

Even the American Auden became sometimes intolerably boring. In later life he suppressed a lot of his best work from the 1930s – he came to believe it was meretricious, flashy and immoral – or tinkered, rewrote and generally watered down what he did allow to be reprinted, so that for a long time it was impossible to find or read.

Only after Auden’s death in 1973, when his literary executor Edward Mendelson published a comprehensive volume of everything Auden wrote in the 1930s – The English Auden – were we able to read a) the poems Auden had banned from being reprinted for 30 years or more; b) the original, generally far more dynamic versions of his poems; c) lots of surprisingly attractive ephemera, lyrics from plays or literary magazines which had slipped through the cracks.

Which is why The English Auden isn’t just a handy collection of all Auden’s writing from the period, but 1. an incredible collection of poetry of genius, as well as 2. explaining at a stroke why Auden so dominated the period, creating a voice and style and persona and rhetoric for modern moods and feelings, in an enormous range of formats and genres, which captured a decade as few writers before or since ever have.

And even made it into a Richard Curtis movie:

Stop all the clocks, cut off the telephone,
Prevent the dog from barking with a juicy bone,
Silence the pianos and with muffled drum
Bring out the coffin, let the mourners come.

Let aeroplanes circle moaning overhead
Scribbling on the sky the message He Is Dead,
Put crepe bows round the white necks of the public doves,
Let the traffic policemen wear black cotton gloves.

He was my North, my South, my East and West,
My working week and my Sunday rest,
My noon, my midnight, my talk, my song;
I thought that love would last for ever: I was wrong.

The stars are not wanted now: put out every one;
Pack up the moon and dismantle the sun;
Pour away the ocean and sweep up the wood;
For nothing now can ever come to any good.


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The Sleepwalkers by Hermann Broch: a summary

On the back of the book, on Wikipedia and in various other locations, large claims are made for The Sleepwalkers, the trilogy of ‘modernist’ novels by Austrian writer Hermann Broch. They are all along the lines of it being ‘a portrait of a world tormented by its loss of faith, morals and reason’.

Having read all three novels quite carefully, the aim of this little essay is to question some of these claims and to put the trilogy into a broader historical perspective. If this seems a questionable thing to do, then bear in mind that the novels – especially the third one – themselves include long passages which take a very highbrow, Hegelian view of history, and which analyse the development of Western culture since the Renaissance right down to the present day.

In other words, rather than applying an alien and academic approach to what are essentially fictions, it’s more accurate to say that I am continuing Broch’s own obsession with the present plight of Western Civilisation and his own lengthy analyses of where Western Man has gone wrong – and applying this approach to his own books.

Critics claim The Sleepwalkers is a panoramic overview of German society and history

The Sleepwalkers is emphatically not ‘a panoramic overview of German society and the collapse of its values’. It is three portraits of tiny groups of characters, each one centring on individuals who are psychologically unbalanced.

Critics claim The Sleepwalkers portray ‘a world tormented by its loss of faith, morals and reason’

1. The books are spread over thirty years, from 1888 to 1918. That’s not ‘a world’, that’s three distinct eras. Imagine saying three novels set in the England of 1988, 2003 and 2018, as describing ‘a world’ – they might be set in the same country but the social setup, the politics and feel of each of those moments would be very different. Same here.

2. None of the books really describe ‘a world‘ – it felt to me like the opposite: each novel describes tiny, unrepresentative groups of characters.

The Romantic is about army officer Joachim von Paselow, his Bohemian mistress Ruzena, his posh fiancée Elisabeth and his suave ex-army friend, Eduard von Bertrand. That’s not a portrait of ‘a world’. That’s a drawing room drama. It barely has enough characters in it to make a sitcom.

Similarly, The Anarchist concerns a relatively small number of characters, namely the book-keeper August Esch, the woman he bullies into marrying him (Mother Hentjen), the brother and sister he boards with in Mannheim, the local tobacconist and a trade union activist who gets locked up, and with three or four theatrical types he goes into business with. About the wider world beyond these ten or so characters we hear very little. Hardly the portrait of ‘a world’. It’s a microcosm.

The closing pages of the third novel in the trilogy, The Realist, are the only place where you have a sense of the wider world and History impinging on the characters, as they describe the anarchy which breaks out at the very end of the Great War, but these final passages leave a misleading impression: the nearly 300 pages which preceded them, once again, focus on a handful of characters: Huguenau the canny deserter, Esch from the second book who we now meet running a small newspaper, Joachim von Pasenow from the first book, who is now an elderly major in charge of the town, and a handful of civic dignitaries and workers. Again this is the opposite of ‘a world’, it is more like a small village.

3. Another sense in which the novels don’t describe a world is the way the lead figures in all three books are psychologically extreme characters. To be a little more analytical, they are highly unrepresentative figures.

– Joachim von Pasenow becomes subject to increasingly prolonged bouts of delusion and almost delirium. He has little or no grasp on the ‘real’ world, as his friend Eduard von Bertrand is quick to point out.

– August Esch is a dim-witted bully, whose malfunctioning mind is overtaken by absurdly grandiose, religio-philosophical psychodramas.

– Huguenau is calm and collected and detached from reality, an early forebear of the hundreds of psychopaths described in thousands of modern thrillers. This feeling is crystallised when he murders Esch in cold blood, stabbing him from behind with an army bayonet in a darkened street.

The third novel is longer and more complex than the others, but follows the same broad arc whereby the central character becomes drowned in their author’s increasingly lengthy pseudo-philosophical and religious ramblings.

So: three fruitcakes, three psychological cases and their close friends and associates do not constitute a world and are not really ‘a portrait’ of anything (if they really build up to anything, it’s a very negative summary of ‘the German character’, see below).

Critics claim The Sleepwalkers is a bold analysis of the collapse of Western values

Even if it were anything like a panoramic overview etc (which it isn’t), portraying the collapse in values in modern Germany (1888-1918) could hardly be called original.

In fact, it would be deeply unoriginal, since this topic of decline and fall was the obsessive subject of most German politics and culture in the decade after the Great War.

The territory had already been well staked out by Oswald Spengler’s classic of gloomy pessimism, The Decline of the West. Spengler’s book depicted the 19th century as a soulless age of materialism which had led to rootless immoralism in the arts (i.e. Symbolism, Expressionism and everything else which Spengler disliked).

The Decline of the West was published in 1922 and was an immediate bestseller, setting the tone for cultural debate throughout the Weimar period.

A 1928 Time review of the second volume of Decline described the immense influence and controversy Spengler’s ideas enjoyed during the 1920s: ‘When the first volume of The Decline of the West appeared in Germany a few years ago, thousands of copies were sold. Cultivated European discourse quickly became Spengler-saturated. Spenglerism spurted from the pens of countless disciples. It was imperative to read Spengler, to sympathize or revolt. It still remains so’. (Wikipedia)

Quite. Lamenting the decline and fall of ‘Western values’ was an intellectual parlour game played by every intellectual, writer, critic, commentator, aspiring politician and pub bore in the Western world.

Therefore, claiming that Broch’s massive novel about ‘the collapse of social values’ was in any way innovative or ground-breaking is ridiculous, seeing as it was published ten years after Spengler’s book had set the tone and defined the age.

The Waste Land by T.S. Eliot holds up because (among many other things) it is an excoriating portrait of mental collapse amid what genuinely seemed – in the immediate aftermath of the Great War – to be a continent going up in flames. But it got in early (like the Spengler, The Waste Land was published in 1922) and established a marker for a new technique and tone to describe the world. The Sleepwalkers, on the contrary, was published ten years later, and was more like a tardy latecomer to the debate.

Using Walter Laqueur to critique The Sleepwalkers

1. The Sleepwalkers’ cultural pessimism, far from being innovative, was entirely in line with its time and place

A few years ago I read half a dozen books about the Weimar Republic to coincide with some art exhibitions on the subject. By far the most convincing was Weimar: A Cultural History 1918-1933 by Walter Laqueur, who had the advantage of growing up during the period (born 1921, he fled Germany in 1938).

Laqueur’s history of Weimar is interesting because, unlike most left-wing academics who tend to concentrate on the communist writers and composers and the gender-bending nightclubs etc, Laqueur gives full weight to the conservative cultural forces of the time.

Above all he makes it all the more clear that so many of the liberal or left-wing, Socialist or communist artists, writers, playwrights etc who infested the Weimar Republic, did everything they could to undermine it and nothing to support it and thus materially contributed to its overthrow by Hitler and the Nazis.

I was continually reminded of Laqueur and his diagnosis as I read the final volume in the trilogy, The Realist. This is divided into short alternating chapters describing – or in the voice of – eight or so key characters.

One of these is (rather inevitably) an academic – not a professor of medicine or physics or engineering or anything useful, but (again, rather inevitably) a philosopher, and it is he who is the author of a series of sections entitled ‘The Disintegration of Values’.

These ‘Disintegration of Values’ sections go on at some length about the horrors of ‘this age’ and the laziness and cowardice of ‘our age’. The author is something of an aesthete and seems to be an expert in architecture. His sections repeatedly make the point, at immense, circumlocutionary length, that the unornamented style of modern post-war architecture bespeaks a deliberate banishment of ‘style’ and ‘beauty’ which is, ultimately, the emptiness of death.

‘Style’ and ‘Beauty’ we are told, reached their heights in the Middle Ages when all Europeans believed in one ideology, Catholicism as promoted by the universal Catholic Church, and everyone shared the same values and so art was accessible to all. But the Renaissance broke this happy balance between public and private, promoting the value of ‘the individual’, and then the Protestant Revolution smashed it wide open, leading to civil war in Europe but, more importantly, to the triumph of the each individual finding their own path to God.

This quest for individualism has led to 400 years of decline, in social life, art and architecture, until we reach the sorry depths described in Broch’s novels, which, he now explains to us, are meant to be detailed descriptions of how older values have been rejected in favour of the current state of soulless materialism and everyone-for-themselves consumer capitalism.

These sections are example of the worst kind of turgid, long-winded, grandstanding German philosophising. The author of these sections is not slow to drop in learnèd tags, like cogito ergo sum and refer to Neo-Kantianism or Hegelian notions of Geist – and confidently makes sweeping generalisations about all Western history interpreted as an interplay between The Rational and the Irrational etc.

But none of this really masks the fact that, deep down, the author is another drunk old bore propping up a bar somewhere telling anyone who comes near enough that the world is going to the dogs. And quite quickly this becomes really tiresome.

2. The Sleepwalkers is a good example of turgid, incomprehensible Germanic philosophising at its worst

Laqueur’s review of Weimar culture gives pen portraits of the works of numerous figures from the era who are now totally forgotten. Quite quickly you realise something almost all of them had in common was that they were:

  • long-winded and verbose
  • at the same time, extremely obscure and hard to understand
  • full of dire cosmic predictions about the collapse of civilisation and the end of the Western world

You notice this because Laqueur goes to some lengths to point it out and emphasise that long-winded, pretentious obscurity is an enduring strand of German culture.

Take the works of Moeller van den Bruck who wrote The Right of Young Peoples and The Third Reich. Laqueur comments that van den Bruck’s two books are almost impenetrably obscure, but nonetheless full of high-sounding rhetoric, ‘poetic visions, enormous promises and apocalyptic forebodings’ (p.96). Well that describes Broch’s huge trilogy to a T. Here are some other Laqueur comments on writers of the period:

The German language has an inbuilt tendency towards vagueness and lack of precision… (p.63)

[Thomas Mann was] Weimar Germany’s greatest and certainly its most interesting writer. But he could not be its spokesman and teacher, magister Germaniae. For that function someone far less complex and much more single-minded was needed. With all his enormous gifts, he had the German talent of making easy things complicated and obvious matters tortuous and obscure. (p.124)

Sounds like Broch.

[The heroes of the most popular writers of the time, neither left wing nor modernist, not much known outside Germany] were inward-looking, mystics, men in search of god, obstinate fellows – modern Parsifals in quest of some unknown Holy Grail. They were preoccupied with moral conflicts and troubled consciences, they were inchoate and verbose at the same time, very German in their abstraction, their rootedness and sometimes in their dullness. (p.139)

Quite. That sounds exactly like the thought processes which come to dominate the characters Joachim von Pasenow and August Esch – long-winded, verbose, over-the-top, full of pretentious, world-shattering generalisations which, on a moment’s reflection, mean nothing.

3. The Sleepwalkers revels in the corruption it portrays without offering any positive vision

What I came to dislike over the ten days I was immersed in these three heavy, turgid novels, is the way Broch’s vast trilogy revels in psychological collapse. It glories in the hysteria and confusion of its characters. It smiles with glee as they hallucinate, scheme and panic.

The Sleepwalkers enjoys its descriptions of corruption. It takes 150 densely-written pages to dissect the character of the loathsome, stupid and mentally ill army officer Joachim von Paselow, and a further 150 glutinous pages to plumb the depths of the wife-beating dimwit, August Esch.

The books dabble their fingers in the damaged Germanic soul, relishing every minute of their portrayal of deeply disturbed characters, and periodically inserting lengthy descriptions of their confused pseudo-philosophical obsessions.

Like so much Weimar Art, The Sleepwalkers trilogy didn’t build, but destroyed. It didn’t make positive suggestions, but carped and cavilled at every aspect of modern society, which their author regarded as going hopelessly downhill. Just like more or less every other author of his day (compare with the lengthy laments about the ‘sickness of our age’ throughout the first half of Herman Hesse’s Steppenwolf.)

It has no positive suggestions to make, it offers no solutions. It despises industrialism and social democracy and politics as much as it ends up appearing to despise pretty much all human beings and their pathetic attempts to find meaning.

I know that Broch was himself arrested by the Nazis in 1938, not least because he was a Jew, and so he was no friend at all of the regime – but that doesn’t alter the fact that the tendency of these three novels is entirely destructive of what you could call the sensible, democratic middle ground.

They don’t really describe or analyse this supposed ‘collapse of values’ (I actually found it impenetrably difficult to understand just what ‘values’ were being discussed in any of the novels: for example the concept of ‘romanticism’ which is referenced half a dozen times in the novel of the same name is nowhere really explained; not clearly).

What the novels do do, is enact and promote the very decadence and corruption which they claim to be lamenting.

Their nihilism was just one more contribution to the overall artistic nihilism of Weimar, and if this didn’t exactly open the door to Hitler, it ensured that when the moment came, the artistic, cultural and intellectual community lacked the intellectual means or the will to resist him.

The hopeless German-ness of the Germans

I’ve been moving from the specificness of the individual novels, up to a higher-level look at their place in Weimar culture as a whole. Now let’s step outside German culture altogether.

Stepping right back and viewing it from an Anglo-Saxon perspective, it seems to me that the entire analysis carried out by The Sleepwalkers is wrong because it is trapped inside German culture and can’t get out.

It is a truism that people often get stuck in hopeless, repetitive and self-destructive behaviour and eventually need help from therapists or counsellors. This is because the therapist is outside the situation the patient is stuck in and consequently can see it with a clearer perspective, and can offer what often turn out to be relatively simple solutions and ways out.

In the same way, all the works of cultural criticism and gloomy pessimistic German fiction which Laqueur describes, and of which Broch’s trilogy was a notable example, are trapped inside the prison of being German.

They were all addressing a simple problem made up of the following parts:

1. They take it as axiomatic that at some point in the past, say the era of Goethe and Schiller, German culture was fine and good and healthy, that the Germans had at some stage in the past had a wonderful soul and beautiful art and matchless music.

2. But then something seems to have gone wrong. Nietzsche in the 1870s was warning that something was wrong with German culture and after him a flood of writers, philosophers and so on produced thousands of variations on the same theme, from the tortured German Expressionist artists, through Gustav Mahler and his obsession with Death, through Spengler’s pessimism and thousands of nihilistic Weimar artists and writers, through to the Granddaddy of German unhappiness, and friend of the Nazis, the high priest of incomprehensible, long-winded laments that the modern world has lost its soul and authenticity, Martin Heidegger.

3. And this ‘problem’ had gone into overdrive in the aftermath of the First World War because the Germans, from all classes, at all levels, up to and including the loftiest intellectuals, couldn’t understand why the Germans had lost the war.

Why did we lose the war? What is wrong with us? What is wrong with Germany?

Questions which prompted thousands of agonised screeds about Seele and Geist and God and the Absolute – when the answer was perfectly simple: the Germans lost the First World War because the combined industrial and agricultural resources of Germany and Austria were no match for the combined industrial and agricultural resources of Britain, France and, especially, America.

Any therapist or counsellor outside their situation could have told them that this was the brute, blunt, material reason why they lost – but, unfortunately, this was precisely the kind of pragmatic, bathetic ‘fact’ beloved of the despised ‘nation of shopkeepers’ and of vulgar Yankee carpetbaggers that lofty and high-falutin German professors of philosophy just couldn’t handle, process or accept.

It was too simple, too obvious – lacking in true Germanic dignity and Geist and God and Sacrifice and Volk and Blut.

Thus, from the lowest bar-room drunk to the cleverest writers in the land, the Germans, as a people, looked for the reasons for their defeat in a huge variety of reasons and excuses – all except for the blindingly obvious one staring them in the face.

They attributed their defeat to a lack of honour, or patriotism, or duty or sacrifice, in a ‘collapse of values’, in the viciousness of modern culture, in its sexual decadence or its mercantile corruption, in the machinations of big business or the financial conspiracies of the Jews or the betrayal of the Army by civilian politicians or betrayal of the Volk by liberals and Jews – in a hundred and one reasons and excuses all of which managed to mask and conceal from themselves the blindingly obvious reality that, as a nation, they ran out of manpower and resources.

It was this failure to properly and responsibly analyse the stark economic and material reasons for their defeat, and instead the addiction to attributing defeat to a wild collection of fanciful philosophical or religious or psychological failings, which helped to create a paranoid victim culture – which emphasised psychological or moral or spiritual failings, rather than the more mundane practical realities – which helped Hitler’s rise to power.

Seen in this broad cultural context, Broch was just one more German writer crying out that his culture was profoundly, horribly diseased. Stepping right back, he was one among a huge chorus of cultural producers in Weimar Germany who were all lamenting how rotten and corrupt their culture was.

Well, they shouldn’t have been all that surprised when a strong leader stepped forward and offered himself as the cure to everything which was wrong with German society, starting with rejuvenating its rotten debased ‘values’ and re-instilling a sense of Pride and Patriotism and Confidence.

They wanted it. They got it.

The gross failure of German political culture between 1870 and 1945

Above the intrinsic economic and industrial strength of a nation obviously sits the class of people who manage them, who manage the economy, who run the country – the politicians.

And here again, Broch wasn’t experiencing some ‘collapse of values’ – or no more so than anyone in any Western country which had thrown off its Victorian straitjacket, had swapped its ankle-length skirts for flapper fashion and was dancing the Charleston.

No, what he was experiencing – as every other German between the wars did – was the complete and utter failure of German political class to manage its nation.

In the years leading up to 1914, and then again in during the 1930s, the men who came to the top of the German political system turned out to be completely incapable of running a modern state, without itching for war.

This is made crystal clear in all the histories of the Great War which I read during its recent centenary. In 1914 the men at the top of the German political system – Kaiser Wilhelm and the German Chiefs of Staff – took a calculated gamble that they could exploit the crisis which erupted after the assassination of Archduke Ferdinand.

This is a summary of the argument made in a recent book about Germany and Austro-Hungary in the build- up to, and during, the First World War, Ring of Steel by Alexander Watson (2014):

  • The conspirators – Elements in the Austro-Hungarian Foreign Ministry and military had been waiting for an opportunity to suppress little Serbia, located just on the empire’s border and endlessly fomenting nationalist unrest. When Archduke Ferdinand, heir to the Austro-Hungarian throne was assassinated on 28 June in the Serbian capital, Sarajevo, the Austrians blamed Serbia and spent most of July devising an ultimatum so extreme that they, and everyone else in Europe, knew that it could not be fulfilled. Germany, not that concerned at this point, gave Austro-Hungary unqualified support, the so-called ‘blank cheque’. Both countries changed their tune when they realised that Russia was mobilising to support the Serbs, their fellow Slavs.
  • War of existence – Why was the Austro-Hungarian hierarchy so harsh on Serbia? Watson gives a review of the many tensions tearing the Austro-Hungarian empire apart. ‘The actions of Austro-Hungarian rulers in the summer of 1914, although secretive and aggressive, were motivated less by belligerence than a profound sense of weakness, fear and despair’ (p.14).
  • The miscalculated risk – The pressures on German Chancellor Bethmann Hollweg reflected a nation anxious about the growing might of Britain and France and the industrialisation of Russia, but also well aware of the risk of world war. German Chancellor Hollweg gambled that a) the Austrians would defeat Serbia quickly, within a week and b) that Russia would be so slow to mobilise that the conflict on the ground would be over in the Austrians’ favour before the whole thing got handed over to international mediation (as had a number of other recent international disputes e.g. the Balkan Wars of 1912-13). He was wrong on both counts.

As the situation deteriorated and the German High Command began to fear a possible war on two fronts, they decided to implement the Schlieffen Plan which called for the rapid invasion of France in order to knock her out of the war in a brisk six weeks, so that the Germans could then turn their attention to Russia who, they expected, would take at least six weeks to mobilise.

Wrong wrong wrong wrong wrong wrong wrong wrong.

Germany’s political and military leaders made a huge military gamble and were wrong wrong wrong wrong wrong wrong. World class wrong. All the catastrophes of the twentieth century stem from this one catastrophic miscalculation, not only the war itself but the overthrow of the Tsarist regime by the Bolsheviks, the rise of communism in Russia, Stalin, millions murdered in famines and gulags, the catastrophic triumph of communism and the rule of Mao in China, the entire Cold War with all its deaths and distortions.

From that one miscalculated gamble.

Once they’d committed they couldn’t back down, and when the ‘lightning’ attack through Belgium that was designed to capture Paris and knock France out of the war failed, the world was condemned to four years of meat-grinding deadlock.

This was the simple truth that everyone living in Germany through and after the war appeared to be unable to realise or accept. Instead, they were told by their leaders that they were fighting a war of civilisation against Western decadence (France) and Eastern barbarism (Russia).

They were fed cultural and spiritual and moral reasons for a war which was characterised as a crusade. And so an entire generation of Germans appears not to have grasped its much simpler geopolitical reasons (Germany’s paranoid fear of its rivals France and Britain, combined with paranoid fear of attack from the East, combined with a really fatal military miscalculation).

Back to Broch

Thus Hermann Broch’s big trilogy of novels, The Sleepwalkers, can be read, not as any kind of analysis of ‘a world tormented by its loss of faith, morals and reason’ and so on, but as one more instance of the German intellectual class’s complete failure to grasp the realities of the geopolitics, political leadership and economics which determined the world they lived in.

Broch was just one of many, many, many over-educated intellectuals and philosophers and academics and writers and commentators who couldn’t accept the simple truth that they lost the First World War because their leaders fucked up, and so wrote thousand-page novels blaming it all on the Renaissance or the Reformation or the Romantic movement or the imbalance between Reason and The Irrational or the falling of God from Infinity into the Absolute, and so on and on and on and on.

Conclusion

To summarise: in my opinion, Broch’s entire project of attempting to explain his country’s plight in terms of a collapse of so-called values:

  1. is not an accurate description of what the books are actually about
  2. is, in any case, crushingly unoriginal and indebted to much more influential cultural forerunners such as Spengler
  3. and in any case completely misses the point – it wasn’t the Germans’ social values which were at fault, it was the failure of their political culture to be able to manage a large modern state without resorting to the Kaiserprinzip or the Fuhrerprinzip and aggressive wars of conquest, which was at fault

What German ‘culture’ meant to its neighbours

Because if you happen not to have been born in Germany in the 1880s, if you happen to have been born in, say, France, the most obvious thing about Germany was not its lamentable collapse into ‘a world tormented by its loss of faith, morals and reason’ – the most obvious thing about Germany was the way it kept on bloody invading you – in 1870 and in 1914 and in 1940.

The most obvious thing about German culture was that it produced the febrile and unpredictable Kaiser Wilhelm II and his military high command who started World War One, and then the febrile and mad Adolf Hitler, who started World War Two.

‘World tormented by its loss of faith, morals and reason’ be damned – this was a nation which plunged the world into a catastrophe in 1914, and then did it again, 25 years later, so that the destruction they caused during the second one surpassed the most destructive capacity of all humanity in all preceding history put together.

That is why to this day the Germans are forbidden from having an army. Because nobody trusts them to have one. Think about that.

To this day the Germans are not to be trusted with an army because the whole world has seen what happens if you let Germany have an army. They wreak havoc, death and destruction on an unprecedented scale (read the mind-boggling descriptions of the destruction the Germans wrought all across Europe in Savage Continent: Europe in the Aftermath of World War II by Keith Lowe; read Primo Levi about Auschwitz.)

Because Death is a master from Germany.

Thus, stepping right back from the specifics of plot and character, The Sleepwalkers can be read as just one among many long-winded, melodramatic and pretentious refusals by German intellectuals to acknowledge the reality of German culture and history – to deny, to refuse to acknowledge what Germany had been in 1870 and 1914 and would be 1939 – a force for unbridled savagery and aggression.

Which part of the siege of Paris (1870) or the burning of Louvain:

From the first days they crossed into Belgium, violating that small country’s neutrality on the way to invade France, German forces looted and destroyed much of the countryside and villages in their path, killing significant numbers of civilians, including women and children. (August 25 1914)

Or the systematic demolition of Warsaw or the massacre at Oradour-sur-Glane

The women and children were locked in the church, and the village was looted. The men were led to six barns and sheds, where machine guns were already in place… The SS men began shooting, aiming for their legs. When the victims were unable to move, the SS men covered them with fuel and set the barns on fire… The SS men next proceeded to the church and placed an incendiary device beside it. When it was ignited, women and children tried to escape through the doors and windows, only to be met with machine-gun fire… (Oradour-sur-Glane massacre)

Did German ‘intellectuals’ not get?

All of it. They refused to acknowledge any of it as their fault or responsibility. Germany’s intellectual class continued to worry about Goethe and Beethoven and the World Spirit while their sons and nephews murdered, raped and burned their way across Europe.

How to cure Germany

Only the complete destruction of their country, the mass rape of their women, the seizure of their borderlands by Poland and the permanent encampment of the Soviet Union in the eastern half of their country for 45 years, along with the expulsion of over ten million ethnic Germans from every one of their neighbours, finally, at last, completely and utterly convinced the Germans that maybe they weren’t a Master Race blessed with special insight into Culture and Spirit and Being.

Only the utter devastation of all their cities, of their infrastructure and economy managed to finally convince the German population that all their verbose, melodramatic, self-indulgent rhetoric about ‘morality’ and ‘values’ and ‘reason’ concealed a people who would shovel millions of Jews into crematoria and set out to exterminate the entire Slav population of Eastern Europe (Generalplan Ost).

In the final book of the trilogy, The Realist, Broch goes out of his way to attack modern, money-minded commercial culture. The central figure of the book, Wilhelm Huguenau, is a successful, respectable businessman who is also show to be an amoral murderer and Broch repeatedly emphasises the direct connection between money-minded entrepreneurism and heartless murder. Broch despises modern business and business methods and business men.

But this didn’t stop Broch when push came to shove i.e. when the Nazis came to power, like so many of his left-wing, socialist or communist fellow Weimar intellectuals, from fleeing to the heartland of consumer capitalism, the epicentre of modern business methods, America, where he sat out the Second World War in comfort, holding a number of academic posts, benefiting from the largesse and the protected by the enormous military machine, generated by precisely the kind of modern capitalist society he went out of his way to anathematise in his novels.

This combination of factors goes some way to explaining why Broch came to dislike and then actively despise ‘the novel’ as an ‘art form’.

Because it was not The Novel he was reviling, not the novels of, say, Virginia Woolf or Ernest Hemingway or William Faulkner or Evelyn Waugh – it was his own novels:

– long pretentious tracts which claim to be analysing an entire society through the lens of half a dozen freakish characters

– larded with weighty rhodomontades about Sacrifice and Truth and Reality and Mind and Spirit and a whole load of other capitalised and empty words

– misleading and windy ‘analyses’ which concealed the true nature of the German plight / condition / situation, and so proved utterly useless in preventing the rise to power of the most evil regime in world history

– none of which prevented the rise of the Nazis, their aggressive foreign policy, the outbreak of war and the complete collapse of European civilisation

When you put like that, I think you can see why Broch would come to despise his own efforts as long-winded showing off, as showy grandstanding which, in the end, changed nothing.

Credit

The English translation by Willa and Edwin Muir of The Sleepwalkers by Hermann Broch was first published in 1932. All references are to the Vintage International paperback edition of all three novels in one portmanteau volume, first published in 1996.


20th century German literature

The Weimar Republic

German history

György Lukács on Franz Kafka (1955)

Brief biography of György Lukács

From the 1920s to the 1960s György Lukács was one of the leading Marxist philosophers and literary critics in Europe.

Born in Budapest, Hungary, in 1885, the son of a very affluent Jewish banker, he benefited from a superb education and was a leading intellectual at Budapest university, combining interests in literature and (Neo-Kantian) philosophy, and founded a salon which featured leading Hungarian writers and composers during the Great War.

The experience of the war (although he was himself exempted from military service) radicalised Lukács and he joined the Hungarian Communist Party in 1918. His cultural eminence led to him being appointed People’s Commissar for Education and Culture in the short-lived Hungarian Soviet Republic which lasted from 21 March to 1 August 1919 and took its orders directly from Lenin. Lukács was an enthusiastic exponent of Lenin’s theory of Red Terror.

When the Republic was overthrown by army generals who instituted the right-wing dictatorship which was to run Hungary for the rest of the interwar period, Lukács fled to Vienna where he spent the 1920s developing a philosophical basis for the Leninist version of Marxism.

In 1930 he was ‘summoned’ to Moscow to work at the Institute of Philosophy of the Russian Academy of Sciences, although he soon got caught up in Stalin’s purges and was sent into exile in Tashkent. But Lukács was fortunate enough to survive – unlike an estimated 80% of Hungarian exiles in Russia, who perished.

At the end of the Second World War Lukács was sent back to Hungary to take part in the new Hungarian communist government, where he was directly responsible for written attacks on non-communist intellectuals, and took part in the removal of independent and non-communist intellectuals from their jobs, many being forced to take jobs as manual labourers.

Lickspittle apparatchik though that makes him sound, Lukács in fact trod a careful line which managed to be critical of Stalinism, albeit in coded and often abstruse philosophical phraseology. Due to his experience and seniority, Lukács was made a minister in the government of Imry Nagy which in 1956 tried to break away from Russia’s control during the so-called Hungarian Uprising. Nagy’s government was suppressed by the Soviets, and Lukács along with the rest of the Nagy government was exiled to Romania. Nagy himself was executed, Lukács only just escaped that fate. Yet again Lukács had experienced at first hand the brutal and repressive force of Soviet tyranny.

He was allowed back to Budapest in 1957 on the condition that he abandoned his former criticisms of the Soviet Union, engaged in public self-criticism, and on this basis was allowed to keep his academic posts, to continue writing and publishing his theoretical and critical works, up to his death in 1971.

His was a highly representative life of a certain kind of Central European intellectual in the twentieth century. He was reviled at the time by the people whose lives he blighted and by a wide range of liberal and conservative opponents.

Modernism as a symptom of capitalist society

In 1955 Lukács delivered a series of lectures on the clash between Realism and Modernism and a year later the lectures were published in essay form in a short book titled The Meaning of Contemporary Realism.

The message is simple: Realism good, Modernism bad. Simple enough, but the interest and, for me at any rate, the great pleasure to be had from reading this book is in the secondary arguments, in the clarity with which he presents his premises and works through the ideas and theories which support his case.

Lukács begins with a sweeping premise: the era we live in is dominated by the conflict between capitalism and socialism. Looking back at the nineteenth century we can see how Realism in the arts emerged with the newly triumphant bourgeoisie, and was a result of the new social conditions brought about by their rise and overthrow of the last vestiges of power of the European aristocracy.

(Realist authors would include Stendhal, Balzac and early Flaubert in France, Tolstoy in Russia, George Eliot in England, Mark Twain in America.)

Realism in literature was followed by Naturalism in the final third of the nineteenth century, which paid more attention to the grim social conditions of mature capitalist society but also, in the hands of a novelist like Zola, began the process of reducing human beings to ciphers worked on by malign environments. Darwinism, when applied to society by right-wing theorists, could be made to make people appear simple tools of their genetic inheritance, while late-Victorian socialist theories could make people appear pawns and slaves of their working environments.

Émile Zola (1840 to 1902) was the chief exponent of Naturalism. He regarded his novels as sociological experiments. In Lukács’s opinion, Zola abandoned the tricky balance which the realist novelists maintained between character and ‘type’, in favour of the latter: he created countless social types, which helps explain why Zola wrote nearly forty novels without a single memorable character in any of them.

(Naturalist authors are spearheaded by Zola in France, with maybe Jack London in America, George Gissing and Arthur Morrison in England.)

By the end of the century (during the 1890s) a shoal of literary movements developed which prioritised an interest in decadence, perversion, the macabre and gruesome, the so-called Decadent movement and the gloomy atmosphere of Symbolism.

This brings us to the eruption of Modernism about the time of the First World War, the movement which, Lukács claims, is still praised and defended by bourgeois capitalist critics at the time he’s writing (1955). But for Lukács, Modernism represents a colossal failure of humanity. Modernism turns its back on history and society, its protagonists are almost all loners undergoing nervous breakdowns, hopelessly alienated from societies which are portrayed as stuck, static, incapable of change or improvement.

From T.S. Eliot in The Waste Land to Samuel Beckett in Waiting For Godot, Modernist writers depict complete psychological collapse, in Beckett’s case the degradation of human beings into mumbling vegetables. He backs it up with references to Musil’s The Man Without Qualities and other European works which foreground hopelessness and despair, and he was, of course, writing during the heyday of French existentialism, which became a byword in the 1950s for black sweaters and anguish.

All of these Modernist works and writers, Lukács argues, are symptoms of the alienating effect of living under Western capitalism. All these writers, artists and composers bear out Marx’s insight that in the capitalist system people are alienated from each other and from themselves.

Specific points

This makes Lukács sound like a cumbersome Stalinist commissar, but in fact the book is a pleasure to read from start to finish because:

  1. it moves relatively quickly, not belabouring the points
  2. it makes references to all kinds of writers, most from the European and not the Anglo-Saxon tradition so which we Brits are not very familiar with
  3. it features a whole series of thought-provoking ideas

Time

There is a fascinating discussion of subjective versus objective time, and how Modernists of all stripe, including Modernist philosophers, became fascinated by trying to describe the undifferentiated flow of sense impressions and ideas which became known as stream-of-consciousness, most famously in the works of James Joyce and Virginia Woolf.

Lukács compares and contrasts Joyce and Woolf’s approaches with the way Thomas Mann uses what, at first sight, is also stream of consciousness to capture the thoughts of the poet Goethe in his novel Lotte in Weimar (1939). Mann is a realist writer and so, in Lukács’s opinion, when he uses stream of consciousness it is as a tool to help particular individuals and events emerge against a clearly defined social backdrop.

Static Modernism versus dynamic Realism

Joyce’s worldview is static. More than one critic has pointed out how Ulysses portrays a Dublin trapped in stasis and his masterpiece, Finnegan’s Wake, portrays a vast circular movement. But, says Lukács, human beings only achieve their personhood, only become fully human, by interacting with other humans in a constantly changing, dynamic society. Realist authors select characters and details to portray their understanding of this ceaseless dialectic between the individual and society.

Solipsism and nihilism

A full and proper understanding of society in all its relations is empowering, an analysis and understanding which gives people the confidence to mobilise and change things. By contrast, Lukács accuses Modernists of turning their backs on a healthy interaction with the world, of rejecting society, and rejecting a historical understanding of how societies change and evolve.

And it is no great leap for Modernists, in Lukács’s view, to pass from the belief that nothing ever changes, to despair. Rejecting society and history leads the protagonists of Modernist fictions to:

  1. be confined within the limits of their own subjective experiences (Joyce, stream of consciousness, Beckett’s monads)
  2. ultimately deprive the protagonist of even a self – a personal history, since that history is (in a normal person) largely a record of the interaction between themselves and the host of others, starting with their family and moving outwards, which constitute society

As Lukács puts it:

By exalting man’s subjectivity, at the expense of the objective reality of his environment, man’s subjectivity is itself impoverished. (page 24)

Man is reduced to a sequence of unrelated experiential fragments. (page 26)

Heidegger versus Hegel

In this context, Lukács invokes the teachings of Heidegger, the godfather of 20th century existentialism, with his fundamental idea of Geworfenheit ins Dasein, that human beings have been ‘thrown-into’-Being’, abandoned in a godless universe etc etc, all the self-pitying tropes which have been promoted by existentialist philosophers, critics, playwrights, novelists, film-makers, rock stars and millions of teenagers in their lonely bedrooms ever since.

The individual, retreating into himself in despair at the cruelty of the age, may experience an intoxicated fascination with his forlorn condition. (page 38)

By contrast, Lukács goes back to the origins of Western philosophy to invoke the fundamental insight of one of its founders – Aristotle – that man is a social animal: we only fully live and have our being in a social context. This insight recurs in various Western thinkers and finds its fullest modern embodiment in the vast system of Georg Hegel (1770 to 1831) who, in the early nineteenth century, applies his theoretical model of the dialectic to the continual interplay between the healthily-adjusted individual and the society they find themselves in.

How does this play out in fiction? Well, the realist novelist such as George Eliot or Tolstoy chooses representative types, puts them in a narrative which represents realistic actions which capture the possibilities of their society, and selects details which highlight, bolster and bring out these two aspects. By and large things change in a realist novel, not least the characters, sometimes against the backdrop of dramatic social events (Middlemarch and the Great Reform Bill, War and Peace and the Napoleonic War).

It is the realist’s interest in the interplay between a character and his or her fully realised environment – from Homer’s Achilles to Thomas Mann’s Adrian Leverkuhn – which gives us a fully developed sense of character and, deeper than this, a dynamic sense of human potential. At bottom, the subject of the realist author is human change and development.

Moreover, Lukács goes on to point out that all literature is, at some level, realistic. It would be impossible to have a totally non-realist novel (whereas you can, for example, have an utterly abstract work of art). More to his point, about the value of society and history:

A writer’s pattern of choice is a function of his personality. But personality is not in fact timesless and absolute, however it may appear to the individual consciousness. Talent and character may be innate; but the manner in which they develop, or fail to develop, depends on the writer’s interaction with his environment, on his relationships with other human beings. His life is part of the life of his times; no matter whether he is conscious of this, approves or disapproves. He is part of a larger social and historical whole. (page 54)

So much for the Realist worldview, then.

The Modernist, on the other hand, rejects all this. More often than not Modernist characters are extremes, psychopaths, neurotic, going mad. Lukács points to all of Samuel Beckett’s characters, trapped in the cage of their solipsism, but also the many mentally challenged characters in William Faulkner, or of the man adrift on a sea of phenomena in Robert Musil’s Man Without Qualities.

Details are chosen not to highlight the characters’ representativeness but to bring out the freakishness of themselves and the uncanny world they inhabit. And the plot or story is often sick and twisted (Faulkner), or barely exists (Joyce), or revels in degradation and decline (Beckett).

(I laughed out loud when he described the way Beckett stands at the end of this tradition, as an example of ‘a fully standardised nihilistic modernism’, making him sound like a standard edition family saloon or an entry-level fridge freezer, page 53)

In a striking manoeuvre Lukács invokes Freud as a godfather to Modernism, pointing out that Freud himself openly declared that his way of gaining insight into the structure of the ‘normal’ mind was via study of a colourful array of neurotics, obsessives and phobics. In other words, one of the major planks of thought underlying all Modernist psychology, Freudianism, is based on generalisations from the morbid and the unnatural (page 30).

Franz Kafka

Which brings us to Kafka. Kafka, for Lukács, even more than Beckett, for all his genius, represents the acme of the sickness that is Modernism. He points out a detail I’d forgotten which is that, as Joseph K is being led away to be executed, he thinks of flies stuck on flypaper, tearing their little legs off. This, Lukács says, is the vision at the heart of all Kafka’s fiction and at the heart of the Modernist worldview – humans are helpless insects, totally impotent, paralysed in a society they don’t understand, trapped in unintelligible situations.

Kafka’s angst is the experience par excellence of modernism. (page 36)

Lukács dwells on Kafka’s brilliant way with details, his eye for the telling aspect of a person or situation which brings it to life. But Lukács uses this fact to bring out the world of difference between the realistic detail in a realist fiction –which has been chosen because it is representative of the real world, properly conceived and understood – and the details in Kafka, which he selected with absolute genius in order to convey his crushing sense of the utter, paralysing futility and nonsense of existence.

Kafka’s fictions are absolutely brilliant allegories, but allegories of nothing, allegories of emptiness (pages 44 to 45).

Thoughts

Pros

This is just a selection of some of Lukács’s insights in this short and, for the most part, very readable book. He may have been a slimeball, he may have been a criminal, he may have been a hypocrite, he may have been a toady to power – but there is no denying he was a very clever man, very well read, and he conveys his learning fairly lightly. He doesn’t set out to be impenetrable, as most French theorists do.

And he’s candid enough to admit that many of the experiments and new techniques and works written by the Modernists were dazzling masterpieces, and to concede that much of the stuff written under the aegis of Stalin’s doctrine of Socialist Realism was tripe. He’s too sophisticated to defend rubbish.

But his basic critique that the Modernist works which Western critics, to this day, tend to uncritically adulate, do tend to foreground the outsider, the alienated, the loner, often with severe psychological problems, in fictions which often lack much plot or any interaction with other characters, and in which both hero and author have largely turned their back on wider society – this is very insightful. His analysis of these aspects of Modernist fiction is useful and stimulating.

And, having just read Kafka’s biography, his diagnosis of Kafka’s writings as the brilliant masterpieces of a very sick mind are completely spot on. I like the way he brings out the important of the just-so detail in Kafka’s works, the precise details which tip the whole thing over into paranoid nightmare.

Cons

However, all this good stuff is in the first part of the book. As the book progresses an increasingly more dogmatic tone emerges. What are at first scattered references early in the book to the Cold War and the Peace Movement coalesce into a sustained political polemic. Lukács links his concept of the Good Realist writer directly with the 1950s Peace Movement, which was strongly promoted by the Soviet Union amid disingenuous claims to want to end the Cold War (while all the time retaining a vice-like grip on Eastern Europe and funding destabilising communist insurgents around the world).

By contrast, Lukács explicitly links some of the philosophers and authors of angst (most notoriously Heidegger) with Nazism and so tries to tar all Modernist authors with the taint of Fascism, which is clearly not true, think of Kafka, and Joyce and Faulkner.

In other words, Lukács disappoints by dropping the insights of the early part in order to make a direct and crude connection between a writer’s underlying worldviews and current developments in international politics. He is not crude enough to blame individual writers for Fascism or capitalism – but he does point out repeatedly that they base their works on the same worldview that accepts the exploitation and alienation implicit in the capitalist system.

For most of the first half I enjoyed Lukács’s dissection of the psychopathology of Modernism. But when he began to directly relate it to capitalist-imperialism and to lecture the reader on how it led to The Wrong Side in the Cold War, the book suddenly felt crude, simplistic and hectoring. When he suddenly states that:

The diabolical character of the world of modern capitalism, and man’s impotence in the face of it, is the real subject matter of Kafka’s writing (page 77)

I thought, How can such a clever, well-read man write something so crude, and I immediately thought of counter-arguments:

  1. Kafka’s visions of human life crushed by a faceless and persecuting bureaucracy could equally well have come out of Czarist Russia with its notorious secret police or, indeed, Stalin’s Russia.
  2. Kafka didn’t in fact live in an advanced capitalist society such as America, Britain or Germany – the endless, useless bureaucracy lampooned in his books is precisely not that of snappily efficient America or dogmatically thorough Germany, but precisely that of provincial Bohemia, a sleepy backwater entangled in the vast and impenetrable civil service of the Austro-Hungarian Empire.
  3. And Kafka would have been horribly out of place in any social system, at any time, as his biography brings home with startling force.

Worst of all, when, in the middle of the book, Lukács says that what counts about a writer isn’t their actual works, not their words or pages or techniques or style, but the general tendency of their thought… the implication is that this tendency can be measured by a communist commissar like himself – and suddenly I could hear the tones of Zhdanov and the other Soviet dictators of culture, whose crude diktats resulted in countless artists and writers being arbitrarily arrested and despatched to die in the gulag, crying out as they went that they meant no offence – while the apparatchiks calmly replied that they weren’t being punished for anything they’d actually said or done: they were being condemned to ten years hard labour for the tendency of their work.

At moments like this in this suave and sophisticated book, you suddenly glimpse the truncheon and the barbed wire of actual communist tyranny, which gives it a sudden thrill and horror not normally encountered in a genteel volume of literary criticism.

So it’s a complicated business, reading Lukács – at one moment, immensely rewarding, at the next genuinely disgusting.


Related links

Kafka reviews

Dates are dates of composition.

Marx and communism

Communism in Russia

Communism in China

Communism in Vietnam

Communism in Germany

Communism in Poland

  • Warsaw 1920 by Adam Zamoyski (2008) How the Polish army stopped the Red Army’s advance into Poland in 1920 preventing them pushing on to support revolution in Germany
  • The Captive Mind by Czesław Miłosz (1953) A devastating indictment of the initial appeal and then appalling consequences of communism in Poland: ‘Mass purges in which so many good communists died, the lowering of the living standard of the citizens, the reduction of artists and scholars to the status of yes-men, the extermination of entire national groups…’

Communism in France

Communism in Spain

  • The Battle for Spain by Antony Beevor (2006) Comprehensive account of the Spanish civil war with much detail on how the Stalin-backed communist party put more energy into eliminating its opponents on the Left than fighting the fascists, with the result that Franco won
  • Homage to Catalonia by George Orwell (1938) Orwell’s eye-witness account of how the Stalin-backed communist party turned on its left-wing allies, specifically the Workers’ Party of Marxist Unification which Orwell was fighting with, and how he only just managed to escape arrest, interrogation and probable execution

Communism in England

Investigations of a Dog by Franz Kafka (1922)

What is there actually except our own species? To whom but it can one appeal in the wide and empty world? All knowledge, the totality of all questions and all answers, is contained in the dog.

Kafka wrote this ‘story’ in September and October 1922, soon after abandoning work on his unfinished novel, The Castle. Like A Report to an Academy (narrated by an ape), Josephine the Singer (narrated by a mouse) and The Burrow (narrated by a mole), the narrator is an animal, in this case, as the name suggests, a dog.

These later stories are perplexing because there is a great weight of verbiage and little actual plot. I wonder if anyone’s compared late Kafka to late Henry James (died 1916). There are the same very long, sesquipedalian sentences, printed in solid blocks of text, whose sole point seems to be the pleasure of seeing how long you can stretch out a sentence for, by inserting qualifications and hesitations and subordinate clauses, and deploying numerous other tricks of rhetoric.

When I think back and recall the time when I was still a member of the canine community, sharing in all its preoccupations, a dog among dogs, I find on closer examination that from the very beginning I sensed some discrepancy, some little maladjustment, causing a slight feeling of discomfort which not even the most decorous public functions could eliminate; more, that sometimes, no, not sometimes,
but very often, the mere look of some fellow dog of my own circle that I was fond of, the mere look of him, as if I had just caught it for the first time, would fill me with helpless embarrassment and fear, even with despair.

Little or nothing ‘happens’ in these stories – the text is more like an adventure in pure language. These later stories sound like lectures given by a particularly pompous academic, or parodies of lectures given by a particularly pompous academic, as the title A Report to an Academy suggests.

Now that is, if you like, by no means a simple question, of course; it has occupied us since the dawn of time, it is the chief object of all our meditation, countless observations and essays and views on this subject have been published, it has grown into a province of knowledge which in its prodigious compass is not only beyond the comprehension of any single scholar, but of all our scholars collectively…

And indeed the Investigations do in fact consist not in any physical investigations of the real world, but a series of ‘philosophical’ investigations which are rendered ‘absurd’ to the reader because it becomes clear that many of what the dog takes to be the strange and insoluble problems of canine existence are accounted for by the simple fact that it is humans who breed and feed and look after them.

But because he omits this simple fact, all the dog’s investigations are filled with puzzlement and confusion. For example, he remembers seeing what we, the readers, slowly realise is a pack of performing dogs, presumably at a circus but – omitting the presence of humans altogether from his account – the narrator is bewildered by why the pack of dogs is going through such unnatural motions:

Why were they afraid? Who then forced them to do what they were doing?.. Was the world standing on its head? Where could I be? What could have happened?

A common tactic of these late stories is to exhaust all the possibilities of one way of considering a subject… and then to say, ‘but the converse is also true’ and set off to spend another page considering the precise opposite. The text proceeds by negations and reversals.

A striking example occurs in Josephine where the narrator spends some time telling us that mice have a short intense childhood which often leaves them giggly and immature, subject to an ‘unexpended, ineradicable childishness’. Only when he’s utterly finished and exhausted this trope does he abruptly tell us that the other important thing about mice is that they are also prematurely old and decrepit – and then spends a page explaining the reason and consequences of this.

Same happens here. Early on he goes to some lengths to describe dogs as sociable animals who stick together, who live all in a heap. Then, abruptly, comes the volte face.

But now consider the other side of the picture. No creatures to my knowledge live in such wide dispersion as we dogs…

It feels a little as if Kafka is teasing the reader, seeing how many contradictions, changes of track and tack he can get away with.

The lack of tangible content also explains why these stories which he wrote towards the end of his life (he died in 1924 at the age of forty), despite being fairly long (Investigations is 16,000 words long, 40 pages in the Penguin edition) are so difficult to remember.

I remember what happens in The Metamorphosis and In the Penal Colony because something does, indeed, take place (the transformation and the grisly punishment, respectively). Whereas texts like Investigations and The Burrow can be summarised in a few sentences but defy longer description because nothing at all happens in them except for the extended, mock scholarly meditations of the ageing and rambling narrator.

Even the so-called ‘ideas’ which the animals consider, the hypotheses and postulates and theories and speculations which their author makes them lay out and weigh with such straight-faced seriousness, can’t really survive outside of the stories.

  • Thus the ‘story’ begins with the dog narrator recounting a puppyhood memory of coming across seven dogs behaving oddly to music; only slowly do we realise he’s at a circus watching performing dogs
  • Then he addresses the great and mysterious subject of dog food, which seems to appear as a result of certain magical rituals such as scratching the ground

In these cases the humour, such as it is, is in the puzzlement caused by the dog’s failure to acknowledge, or even realise, the prime role played in the existence of all dogs, by their human owners. At no point does he realise that dog food is given to dogs by owners. In the doggyverse various theories abound as to what produces it, and why it appears, sometimes ready-placed on the ground, at other moments descending out of the air (as a human places a bowl before its pet). Half the story or more is devoted to the dog-narrator’s tortured and endlessly convoluted engagement with various doggy scholars as to how these mysteries come about, all of them, of course, a complete waste of time.

And there is a certain humour in Kafka’s invention of a handful of doggy sayings which his dogged investigator subjects to much mock-learnèd scrutiny:

  • “Water the ground as much as you can.”
  • “If you have food in your jaws you have solved all questions for the time being.”
  • “If you haven’t enough to eat, we’ll give you some of ours.”

But what are we to make of his lengthy pondering on the mystery of the soaring dogs who spend most of their lives suspended in mid-air? I didn’t understand this, maybe it is a satire on dogs who live on pampered cushions.

Or the even more inconsequential and prolonged ruminations about his neighbour dog and whether he is, or isn’t, or might be, or might not be, a worthy companion in his doggish investigations.

Naturally I do not talk to my neighbor of these things, but often I cannot but think of them when I am sitting opposite him — that typical old dog — or bury my nose in his coat, which already has a whiff of the smell of cast-off hides. To talk to him, or even to any of the others, about such things would be pointless. I know what course the conversation would take. He would urge a slight objection now and then, but finally he would agree — agreement is the best weapon of defense — and the matter would be buried: why indeed trouble to exhume it at all? And in spite of this there is a profounder understanding between my neighbor and me, going deeper than mere words. I shall never cease to maintain that, though I have no proof of it and perhaps am merely suffering from an ordinary delusion, caused by the fact that for a long time this dog has been the only one with whom I have held any communication, and so I am bound to cling to him. ‘Are you after all my colleague in your own fashion? And ashamed because everything has miscarried with you? Look, the same fate has been mine. When I am alone I weep over it; come, it is sweeter to weep in company. I often have such thoughts as these and then I give him a prolonged look. He does not lower his glance, but neither can one read anything from it; he gazes at me dully, wondering why I am silent and why I have broken off the conversation. But perhaps that very glance is his way of questioning me, and I disappoint him just as he disappoints me.

These stories don’t consider anything which is applicable to actual life; the content can only subsist within the matrix of the text. (Unlike the Metamorphosis, the glaring exception to this rule, which does contain a massive, central event which anyone can summarise and explain to anyone else, and which explains why it has been adapted countless times for stage and screen. Investigations of a Dog couldn’t be adapted for anything, or it would make for a very dull play – a pompous orotund dog pondering the insoluble mysteries of the doggy world.)

This is what I mean by adventures in pure language – that when you try to extract a ‘meaning’ from these texts, it’s difficult or impossible to find one. They are more like long-winded, meandering and strangely empty ‘meditations’ whose nominal subject or theme is not the actual point.

This one doesn’t even manage to say anything at all ‘useful’ or quotable about dogs. Because it isn’t in fact about dogs at all. The following passage is typical: what does it tell us about anything?

How much intelligence is needed even by an ordinary dog even in average and not unfavorable circumstances, if he is to live out his life and defend himself against the greater of life’s customary dangers. True, knowledge provides the rules one must follow, but even to grasp them imperfectly and in rough outline is by no means easy, and when one has actually grasped them the real difficulty still remains, namely to apply them to local conditions — here almost nobody can help, almost every hour
brings new tasks, and every new patch of earth its specific problems; no one can maintain that he has settled everything for good and that henceforth his life will go on, so to speak, of itself, not even I myself, though my needs shrink literally from day to day. And all this ceaseless labor — to what end? Merely to entomb oneself deeper and deeper in silence, it seems, so deep that one can never be dragged out of it again by anybody.

In its last quarter or so the story wanders off topic because the dog narrator, as part of ‘scientific’ investigations into the mysterious appearance of dog food at regular intervals, determines to fast, to go without food and see what happens to the mysterious appearances. In fact the description of fasting and its psychological affects last for several pages, and reminds the reader very much of the near-contemporary story, The Hunger Artist, and also – if we’ve read the biography – that Kafka submitted to a number of food fads and dietary regimes which all anticipated his death, which was actually due to the closing up of his larynx and the prevention of swallowing, even liquids. This is gruesome and horrible and nothing to do with dogs, although cast in a doggy context.

My beautiful fancies fled one by one before the increasing urgency of my hunger; a little longer and I was, after an abrupt farewell to all my imaginations and my sublime feelings, totally alone with the hunger burning in my entrails. ‘That is my hunger,’ I told myself countless times during this stage, as if I wanted to convince myself that my hunger and I were still two things and I could shake it off like a burdensome lover; but in reality we were very painfully one, and when I explained to myself: ‘That is my hunger,’ it was really my hunger that was speaking and having its joke at my expense. A bad, bad time! I still shudder to think of it, and not merely on account of the suffering I endured then, but mainly because I was unable to finish it then and consequently shall have to live through that suffering once more if I am ever to achieve anything; for today I still hold fasting to be the final and most potent means
of my research. The way goes through fasting; the highest, if it is attainable, is attainable only by the highest effort, and the highest effort among us is voluntary fasting.

This rather random straying into psychopathological territory, the point, if any, seems to be that late stories like this are very pure exercises in the possibilities of thought and language. And hence my comparison with the dense, difficult but – if you have a taste for that sort of thing – wonderfully, elaborately and curiously crafted works of the later Henry James. Maybe.

Tropes

The narrator is remote in space and attitude

Like several other of the ‘scholarly’ narrators, the dog narrator gives the impression of being very, very detached from the run of his society, utterly detached, alienated and ignored by all the other members of his species.

It seemed to me as if I were separated from all my fellows, not by a quite short stretch, but by an infinite distance, and as if I would die less of hunger than of neglect. For it was clear that nobody troubled about me, nobody beneath the earth, on it, or above it; I was dying of their indifference…

Messages rarely penetrate through to what, by implication, is his remote distance from dogkind.

Solitary and withdrawn, with nothing to occupy me save my hopeless but, as far as I am concerned,
indispensable little investigations, that is how I live; yet in my distant isolation I have not lost sight of my people, news often penetrates to me, and now and then I even let news of myself reach them.

This all feels like the narrator of The Burrow who lives vastly remote from all other creatures, and the conditions described in The Great Wall of China where the vast distances mean that remote villages go through their entire existences worshiping a particular emperor without even realising that not only the emperor but his entire dynasty has perished.

The narrator is very old

I grow old … I grow old …
I shall wear the bottoms of my trousers rolled.

wrote T.S. Eliot in The Love Song of J. Alfred Prufrock, published in 1920 when he was 32. Similarly, Kafka, another hypsersensitive hypochondriac, creates narrators in these final stories who also lament (or boast) about their advanced age, poor memories and general decrepitude.

How, indeed, without these breathing spells, could I have reached the age that I enjoy at present; how could I have fought my way through to the serenity with which I contemplate the terrors of youth and endure the terrors of age…

… all our laws and institutions, the few that I still know and the many that I have forgotten…

I can recall an incident in my youth…

In itself it was nothing very extraordinary, for I have seen many such things, and more remarkable things too, often enough since…

in the course of a long life one encounters all sorts of things…

And I have preserved my childlike qualities, and in spite of that have grown to be an old dog…

Perhaps I have the prospect of far more childlike happiness, earned by a life of hard work, in my old age than any actual child would have the strength to bear…

I shall very likely die in silence and surrounded by silence, indeed almost peacefully, and I look forward to that with composure…

the diligent labor of a long life

But I have seen much, listened to much, spoken with dogs of all sorts and conditions…

Or, as Eliot put it in The Waste Land:

And I Tiresias have foresuffered all
Enacted on this same divan or bed;
I who have sat by Thebes below the wall
And walked among the lowest of the dead…

Something about Modernism which aspirates to a sort of global, primeval wisdom. The generations of novelists before were content to tell a tale, either of fantasy or social realism, to entertain like Balzac, to craft a work of art like Flaubert or to waken the reader’s conscience like Zola.

Kafka’s generation thought they were struggling with the nature of being, and of language, itself, an endeavour which required the adoption of a pose of great, almost superhuman, antiquity.


Related links

Related reviews

Dates are dates of composition.

That Hideous Strength: A Modern Fairy-Tale for Grown-ups by C.S. Lewis (1945)

‘A conscious being is either obeying God or disobeying Him.’ Dr Dimble

That Hideous Strength is the third and final volume in C.S. Lewis’s science fiction trilogy. As is so often the case in concluding volumes, it is significantly longer than the previous members of the series (Out of The Silent Planet 58,715 words, Perelandra 85,376 words, That Hideous Strength 156,719 words, double its predecessor, nearly three times as long as the first story) and it really feels like it.

It feels like Lewis has stuffed the book as full of his thoughts about Christian belief, angels, prayer, about the nature of obedience, charity and love on the one hand – and on the other, produced a huge gallery of characters, organisations, beliefs and behaviours which he thinks plague modern life and which all stem, at bottom, from a loss of faith in God.

The plot

That Hideous Strength opens like a campus novel, with squabbles among amusingly depicted caricatures of stuffy old male dons, at a place called Bracton College, one of the supposed three colleges which comprise the fictional little university of Edgestow, somewhere in the Midlands.

We are introduced to the usual cast of senile, pompous, ambitious, sly, snide and slimy academics, but the main protagonist is Mark Studdock, a Sociologist who has just been elected to a teaching post. Lewis takes us back into Mark’s childhood and boyhood to show how he has always been an outsider who wanted to be in with the smart set, at school, at university and now, here, at Bracton.

The smart set here calls itself the ‘progressive element’ and is plotting schemes. To be precise we watch as they manoeuvre the board of dons into selling off a plot of land centring on ancient and legendary Bracton wood to a new, go-ahead organisation, the National Institute of Co-ordinated Experiments or the N.I.C.E.

Mark is taken up by the progressive element, but it then turns out the leaders of this as in fact working for the N.I.C.E., and he is offered a place within that secretive organisation. For hundreds of pages we watch how Mark’s frailties, his lack of confidence, his wish to be accepted and part of a clique, leads him deeper and deeper into the heart of the N.I.C.E.

Where he finds horror. At first he discovers that the scientist at its heart, one Dr Filostrato, is experimenting with reviving the heads of dead men, with a view to creating a new race of disembodied intelligences who will transcend mere mortals with their silly perishable bodies.

In the so-called Blood Transfusion Office at Belbury, where the nucleus of the N.I.C.E. had taken up its temporary abode, Mark is taken to see the floating head which Mark is taken to see, the head of a criminal recently guillotined in France, and now suspended from a bracket in a laboratory, with all kinds of tubes and cables running into it, which drools and then – horror of horrors – speaks.

This takes a while to build up to, to show to Mark, and for the full horrific implications to sink in – that the N.I.C.E. is working to abolish mankind as we currently know it.

But that turns out not to be the inner truth. In fact Wither and Frost are using Filostrato, and keeping all the other inner circle of the N.I.C.E. in ignorance of the secret plan, known only to them. This is that they are in touch with dark forces larger and older than man – what they call macrobes – and the N.I.C.E. is preparing the way for them to supercede mankind as rulers of the earth.

Throughout all the long sequences to do with the N.I.C.E. I was continually reminded of the Dr Who episodes from my youth. My Dr Who was Jon Pertwee, whose Tardis had broken leaving him stuck here on earth to help Brigadier Lethbridge-Stewart and the forces of U.N.I.T. (United Nations Intelligence Taskforce). Each week they discovered a fiendish conspiracy to invade and take over earth. More often than not these conspiracies were launched from the shiny offices of gleaming modern corporations which ran a mining operation or massive chemical works or suchlike, which turned out to be an elaborate front for creating some matter poisonous to humans or a front for allowing aliens to invade or for kidnapping humans and turning them into zombies.

Well, that’s what the N.I.C.E. are doing. Lewis builds in an analogy with the totalitarian nations England was fighting as he wrote the book by having the N.I.C.E. run its own police department. Directors of the N.I.C.E. orchestrate incidents and then riots with the local townspeople and then, using their contacts in parliament and among the authorities, get a ‘state of emergency’ declared in Edgestow such that the N.I.C.E. police take over running the town and, as you might expect, turn out to be a very unpleasant paramilitary force. People are beaten up, many carted off to the new prison cells the N.I.C.E. is building, there is mention of at least one rape and beating to death.

All this is supervised by a big domineering leering woman, Miss Hardcastle, who is portrayed as a lascivious, Robert Crumb-like, dominating lesbian, dressed in leather, who surrounds herself with fluffy young women she can bully, and enjoys going down to the N.I.C.E. cells to torture people.

Sleepy little Edgestow turns, before our eyes, into a fascist statelet combined with the shiny new buildings of a modern new town-cum-industrial complex. Filostrato tells Mark they are aiming to abolish all organic life, trees, plants, animals: all the chemicals they produce for the air, all the food they produce can be made much more efficiently in factories. Frost, a man who has talked himself out of any emotions or feelings, tells Mark they are aiming for ‘efficiency’, they aim to become so efficient that they will supersede humanity altogether.

The good guys

Lewis makes no bones that the book is a kind of fairy story, maybe a morality tale as well. So it’s no surprise to discover that all these bad guys are mirrored by a gang of good guys. Specifically, the book opens with Mark’s wife, Jane. She is bored and lonely at home, trying to concentrate on her academic PhD i.e. when the book opens her and Mark’s marriage is failing due to mutual incomprehension, lack of trust, lack of candour, lack of love. Mark is far too busy trying to brown-nose his way into the ‘progressive element’ in his college, and then trying to wangle a job at the N.I.C.E., to listen to Jane.

As the N.I.C.E. take over Edgestow she discovers that her kindly tutor, Dr Dimple and his wife, are being kicked out of the college house they live in, as is her cleaner, the working class Ivy Maggs. She takes pity on them and discovers they are going to stay in the big old house up on St Anne’s Hill.

But the important thing about Jane is her dreams. She has terrifying dreams which turn out to be true, to be visions of things which have really taken place. She dreams of a middle aged man in prison, another comes into the cell and twists off his head. This refers to the guillotining of a criminal in France which is in the next day’s news. Her friends, the Dennistons, suggest she goes to see an ‘analyst’ about the dreams, one Grace Ironwood who also lives up on St Anne’s Hill.

What emerges or develops, over several chapters, is that Janes slowly accepts that her dreams are in fact visions of real events; and she too is forced to take refuge up in the big house on the hill. Here she discovers quite a menage, Doctor Dimble (who had been Jane’s supervisor) and his wife, a bustling older woman who everyone called ‘Mother’ Dimble, Mr and Camilla Denniston, Ivy Maggs the cleaning lady, and a sceptical Scot named MacPhee – along with a menagerie of animals which includes Baron Corvo the crow and – preposterously but fittingly for a fairy tale – a tame bear named Mr Bultitude.

But overseeing the house at St Anne’s is a figure she is at first told is named Mr Fisher-King. The second I read this I thought it was too direct a reference to the role of the Fisher King in T.S. Eliot’s famous poem, The Waste Land, itself borrowed (according to Eliot’s notorious notes) from The Golden Bough: A Study in Comparative Religion, the compendious study of mythology and religion by the Scottish anthropologist Sir James George Frazer.

He is called this until Jane is actually presented to him at which point we realise that Mr Fisher-King is none other than Elwin Ransom, protagonist of the first two novels in the series. Wonderfully well-preserved and youthful looking, due to his stay on Venus (described in the second book) Ransom is nonetheless in pain due to the bite he received there from the evil Weston, possessed by a demon.

Each of these revelations – Mark’s step-by-step induction into the college’s progressive element, then into the conspiracy to sell the old college wood to the N.I.C.E., then into the ‘true’ purpose of the N.I.C.E. in Dr Filostrato’s version (to create a new race of superhuman heads or intelligences), then into the level above that – into Wither and Frost’s true knowledge that even the head experiment is a front for raising much darker forces, is prefaced by much suspense – is accompanied by shock on the part of the initiate – and then a world of doubts and fears and uncertainties.

Same goes for Jane. We follow her journey from unhappy ‘modern’ woman, sceptic and feminist, frustrated by her marriage and stalled career. We follow her anxious response to her dreams, and her seeking help from Grace Ironwood. Then her realisation that dark forces are taking over Edgestow – which includes her being arrested by N.I.C.E police during a riot, and tortured by the sadistic pervert Miss Hardcastle (by having a lighted cheroot stubbed out on her skin). Her flight to the house at St Anne’s. Her introduction to the household and the way she has to overcome her middle class snobbery about consorting with her ‘cleaning lady’, Mrs Maggs. Her introduction to Mr Fisher-King where her modern sceptical mind reels at everything he tells her about dark forces.

And so on. Step by step Mark goes deeper into the darkness, and Lewis paints the doubts, anxieties and inferiority complex which drives him, making him a very human figure, explaining how easy it would be for us, the reader, to do likewise.

And step by step Jane climbs out of Edgestow, ascends out of the real and actual fog the N.I.C.E have projected over the town, up into the sunlit hilltop of St Anne’s, where she is inducted into a successive circle of secrets concerning Ransom.

Merlin

Slowly the narrative focuses onto the reason the N.I.C.E bought the college wood in the first place. There was a hoary old legend that Merlin lived and died there. Now Jane is afflicted by dreams of an underground cavern and an ancient figure lying on a raised altar. Surely, Ransom and his advisers think, this must be Merlin. And the Dark Side is seeking the exact location of the burial chamber in order to waken him, and recruit him and his ancient magic to their plan.

Meanwhile, in the Mark chapters, the men who have emerged as leaders of the Dark Side – Wither and Frost – know about Jane’s dreams but not exactly what they mean. Thus they put Mark under pressure to get his wife to join him – and he realises it’s because they want to use her – and for the first time he begins to see how wicked these dried-up old husks of men are. And it dawns on him that, in a way, he has always used her, for sex, for comfort, because having a wife is respectable – but he has never really listened to her or respected her.

Anyway, the waking of Merlin is the turning point of the novel and, I couldn’t help feeling, in a way it is all downhill from here.

there is a genuinely scary (in the way a children’s story can be genuinely scary) chapter where Jane guides Denniston and Dimble to the grotto where she thinks she saw in a dream a figure who might have been Merlin, and as they circle towards a a fire burning in a glen in the pouring rain there is a real sense of suspense and terror. But nobody is there.

Instead Merlin turns up at the house on the hill, banging the door open, riding a wild horse, rearing in the weird light of the rainy evening. This image promised all kinds of mayhem and Lewis surrounds it with multiple examples of his scholarly knowledge of ancient myths, fairies, elves, woodwos and so on.

But, alas, when Merlin is dressed and shown up to the Director (i.e. Ransom’s) room, he is quickly tamed. Merlin wants to unleash the earth, the trees and other organic forces against the bad guys, but Ransom refuses, tells him no. And now Ransom reveals that he is the legitimate king or Pendragon of the nation of Logres, the heir of King Arthur, having been handed the crown by a dying man in remote Cumberland (chapter 17, section 4).

There is a great deal of background information explaining how two forces have always vied on these islands – Logres, the small league of mystical powers, against ‘Britain’, the humdrum and prosaic.

The triumph of the N.I.C.E. is the triumph of the prosaic; the scientific, technocratic, managerial worldview which is so concerned for ‘efficiency’ that it would sweep away all traditions and customs, all chivalry and courtesy, all kindness and charity, in fact all organic life itself, reducing life on earth to chemical processes supervised by a handful of super-brains.

Logres stands for the opposite, and Ransom – Fisher-King – Pendragon – is its head.

What happens then is that Ransom calls down the tutelary spirits of the planets of the solar system – Mercury, Venus, Mars, Jupiter, Saturn – and each in turn a) infects the whole household with their qualities (when Mercury appears everyone becomes talkative and gay, when Mars appears everyone starts quarreling), and infuse their powers into Merlin.

The climax

The ending is disappointing for a number of reasons. I haven’t mentioned that, at the same time that Merlin burst into St Anne’s house, the N.I.C.E. police force were out looking for him and did, indeed find someone, a rough looking big man who couldn’t talk. He is brought to Wither and frost who put him in the same prison cells as Mark – who is refusing to go and get Jane for them. In  a broadly comic scene Mark tumbles to the fact that the scruffy old geezer is just a common or garden tramp but he’s not going to let the two heads of N.I.C.E. know that.

What happens then is that the cell door is unlocked and a big unwieldy curate is ushered in by Wither and Frost. Unbeknown to Mark it is the real Merlin in disguise. He hypnotises the tramp and makes him speak gibberish which he then ‘interprets’ back to Wither and Frost. The ‘curate’ claims that ‘Merlin’ is demanding a tour of the facilities, so off they go, rather reluctantly.

This demand coincides, very inconveniently, with a visit from the man who Wither and Frost had long ago persuaded to be the official figurehead of the N.I.C.E., a superannuated novelist and popular science writer ‘Horace Jules’. I think this a fairly broad caricature of H.G. Wells (who died in the same year this novel was published, 1945). He is rather cruelly depicted as a short, stocky, vulgar Cockney, who got his ideas from Thomas Huxley 50 years ago, and had never learned anything new since.

The climax of the entire novel – with its themes of God versus the devil, faith versus scientific modernism, of ancient Logres versus technocratic Britain, of charity versus ruthlessness, of the superlunary powers of the planets versus the dark forces of earth – all this comes to a grand climax in…. a college dining hall.

For it is here that the fellows of Bracton College (by the time you get to the end of the novel it’s difficult to remember that it all began on the campus of a fictional college) assemble and Jules rises to give his speech to discover… that he is talking gibberish. The audience starts tittering. Wither rises to interrupt him and take control, but he talks gibberish. the audience start laughing then talking among themselves and discover that everyone is talking gibberish.

At that point a tiger appears in the dining hall and starts attacking people. Then a snake. Then an elephant breaks down the doors into the dining hall and proceeds to stomp all over the assembled dons as a peasant woman stamps down the grapes. Miss Hardcastle shoots Jules dead before herself being torn to shreds by the tiger.

These animals – we realise – were just some of the animals which the N.I.C.E were conducting vivisection experiments on. Still it comes as a complete surprise when this happens and seems utterly random.

Some of the bad guys escape. Wither and Straik force the injured Filostrato along to the laboratory which contains the head. The head makes them bow down and worship it. then it demands another head. Wither and Straik manhandle Filotrato over to the guillotine and behead him, offering the Head this new head and chanting to him. Then at the same moment they both realise the Head will ask for another head, and attack each other. Straik flees but Wither kills him with a knife and is just contemplating his body when a bear walks into the laboratory, reared up on its two hind legs, inflamed by the smell of blood, and kills him.

Frost makes his way to the laboratory, discovers the three corpses there and – his mind suddenly taken over by some force – finds himself locking himself in, pouring petrol everywhere and burning to death.

Some of the baddies escape further, namely Lord Feverstone, a slimy politicking member of the college, who also had a seat in the House of Lords and so helped to secure the state of emergency which allowed the N.I.C.E. to take over Edgestow.

But now there is an earthquake, all the land surrounding Edgestow turns into the cone of a volcano and all the buildings, roads, cars and people trying to flee – including Featherstone – are tipped tumbling down into the inferno.

Aftermath

Ransom / the Director / Pendragon, assembles his team – Dr and Mrs Dimble, Mr and Mrs Denniston, Ivy (now reunited with her husband, who had been doing time in prison), Jane and sceptical old MacPhee.

He delivers the last of the explanations which are required i.e. a long account of how he came to be the Pendragon, having inherited it from the old man in Cumberland, and what Logres means and why it is always at odds with ‘Britain’.

And he says goodbye one by one to his ‘disciples’ touching their heads and blessing them. He is leaving. He is returning to Perelandra where he gained his wound and where it will be healed.

And the book ends where it began: with Mark and Jane Studdock. I haven’t had space to mention it, but at the point where Wither and Frost began clamouring for Mark to bring Jane to them, he had realised something was wrong. Not just with the N.I.C.E. but with him, and his whole life, and his whole attitude to life. He had been undergoing training to join the really inner circle of Wither and Frost, a training in abnormality, a training designed to burn out of him any morality, normality and decency. But when it came to spitting and treading on the helpless figure of Christ, on a big crucifix laid on the floor of the training room, he refused, he rebelled and from that moment hardened his heart against the N.I.C.E. and all its works, and began to repent.

Thus, in the confusion of the escaping animals, the massacre of dons, and then the fire which starts in the Laboratory and quickly spreads, he escapes, makes it up out of the earthquake zone and finds himself trudging towards St Anne’s, miserable, humbled, willing to apologise.

And, when ransom dismisses Jane, he sends her to the cottage in the big house’s grounds, where Venus appears to her in a vision. She also has been chastened and humbled. She has learned that the beginning of wisdom is to realise other people are as important as you, that there are powers above you, that egotism always turns in on itself, whereas charity expands the soul and obedience, paradoxically, leads to a wonderful freedom.

And so the chastened young couple enter the cottage and proceed to a new marriage bed, based on mutual respect and understanding.

Quite a story, eh?


Comment

Where to start with what is really an enormous hodge-podge of a book?

I’ll start with the disappointing elements.

1. The prophecy that doesn’t arrive At the end of the previous novel in the sequence, the great spirit presiding over Perelandra had made the following prophecy regarding the ‘final battle’:

‘We shall fall upon your moon, wherein there is a secret evil, and which is as the shield of the Dark Lord of Thulcandra – scarred with many a blow. We shall break her. Her light shall be put out. Her fragments shall fall into your world and the seas and the smoke shall arise so that the dwellers in Thulcandra will no longer see the light of Arbol. And as Maleldil Himself draws near, the evil things in your world shall show themselves stripped of disguise so that plagues and horrors shall cover your lands and seas. But in the end all shall be cleansed, and even the memory of your Black Oyarsa blotted out, and your world shall be fair and sweet and reunited to the field of Arbol and its true name shall be heard again.’

Nothing like this happens. The moon isn’t smashed into fragments which fall into the sea creating a fog which blots out the sky, plagues and horrors do not cover the land, the Black Oyarsa doesn’t come into it, and there is no sense at all of the world swept clean.

The opposite. Towards the end Doc Dimble – who seems to know a surprising amount about Logres and so on – explains to the others i.e. Jane, MacPhee and the ladies, that the tension between ‘Britain’ and ‘Logres’ is a permanent state of affairs on these islands, in England, in Albion. I.e there is never a final anything. Conflict between the ancient and the modern technocratic vision will be permanent.

2. The silly massacre Instead of this world-shattering prophecy, what we get is a massacre in a college dining hall. Lewis tries to jive it up by saying that in the days leading up to the climax a thick fog settles over Edgestow, a small town in the Midlands. But that’s not quite the same as the moon being shattered into pieces and falling into the oceans, is it? Fog over small town in the Midlands is not headline-grabbing news. But nothing can hide the fact that the massacre in the dining hall falls far short of what the build-up had led us to expect, in lots of ways.

a) Farce It is treated more as farce than tragedy, beginning as it does with an entirely comical caricature of H.G. Wells and his pompous lecturing of the fawning dons. The way that he, and then everyone in the hall, starts speaking gibberish is a very small piece of magic, for such a mighty magician as Merlin to perform. It seems more like a parlour trick.

b) The animals’ revenge And then the way they are massacred by wild beasts is just not properly built-up to. Sure, we’d been told a few times that part of the N.I.C.E.’s experimental work involved vivisection, but it was never a central part of the novel at all. Using it as the central instrument of revenge feels random and contrived.

3. Merlin The central part of the novel deepens the mystical significance of events by invoking all manner of medieval and pre-medieval beliefs, by taking us – very atmospherically – back to the darkest of the dark ages after the Romans left and all kinds of pagan spirits reasserted their presence, and both Dimble and Ransom hint that Merlin’s powers in fact stretch far back before that, to the earliest days of humankind.

Jane’s creams of Merlin in  his chamber, and Ransom and Dimble’s accounts of his deep ancestral magic are very evocative and a bit scary. It is, then, a profound disappointment that Merlin’s main role is to be chastened by Ransom, to be told he can’t use any of his old magic, to be told he has to act within the framework which Ransom dictates.

It is a fundamental failure of the book that the rip-roaring ancient magic which we had been led to expect does not then arrive. Instead, Merlin is persuaded to dress up as a curate, inveigle his way into the N.I.C.E. masquerading as a priest who knows arcane old languages and so may be able to speak to the old man they’ve brought in (who Mark and the reader knows to be a harmless old tramp just after a warm place to kip and some decent grub).

Instead of being big, mighty and transformative, this scene is small, paltry and silly, more reminiscent of a French farce. Merlin in disguise hypnotises the tramp into speaking gibberish which Merlin then translates to Wither and Frost as a wish to see the facilities. Once touring round them Merlin a) casts the spell which makes everyone at the dinner speak gibberish b) sets the animals free.

That’s it. Very anti-climactic.

4. The gods Now Lewis tries to juice up Merlin’s role by having the tutelary spirits, the oyarsa, of the planets of the solar system appear one by one and infuse Merlin with their powers. This is a highly symbolic and schematic scene – one where we are meant to recognise and enjoy the depiction of the attributes of each planet, which could almost be a scene from Chaucer or Spenser, and yet… in the end…. What does Merlin do with all this mighty extra-terrestrial power? Put a spell on some doddery old academics and let the animals out of their cages. Hardly needed spirits from the solar system come down to help him do that.

5. The devil I was led to believe the devil was going to appear, the ‘bent’ oyarsa or darkarchon who rules this world – and that he would be overthrown and everything wiped clean. This doesn’t happen. Ransom disappears off to Perelandra at the end, and Mark and Jane go to bed together, for the first time to make love with courtesy and respect – which is all very nice – but what happened to the Dark Archon? Is the world still in his control? Has the new era prophesied at the end of Perelandra come about?

Emphatically not.

It doesn’t gel

They don’t mesh. The prophecy and expectation built up by the first two books of an Last Battle and global cleansing – the sense that the future of all mankind is at stake – the yoking in of Merlin and Logres – and setting it all in the broadly comic setting of the senior common room of a dusty old college or in a nice English country house – it is too much to manage, to pull together, and Lewis fails to deliver on all fronts.

Of the three novels, Perelandra is much the best, because its setting on another planet allowed Lewis’s imagination absolute free rein to dazzle us with his imagination, and to create from nothing a magnificent setting which truly dramatised the themes he was dealing with (the nature of evil, the fall, the nature of faith).

Some issues

The original version of That Hideous Strength was, as I’ve pointed out, nearly three times as long as the first book in the trilogy. Lewis clearly threw everything into it, creating an unstoppable outpouring of rambunctious ideas and social criticism.

While the main narrative of the book alternates between Mark’s adventures and Jane’s adventures, hardly an incident occurs which he doesn’t use to promote his view that the modern world with its blind belief in science and technology and efficiency and materialism has led modern man to a cliff edge, is destroying age-old values of courtesy and chivalry and charity and love and, above all, belief in something outside ourselves, something bigger than our individual selves, which made the world and deserves our respect and gratitude and obedience.

The experience of reading the book is to be almost continually lectured, either by the Dark Side characters lecturing Mark about everything from how to manipulate committees, how to write propaganda, how to manage the media, how to create talking heads, how to promote efficiency to such a degree that you end up abolishing mankind altogether – or, on the Light Side, Ransom’s explanations to innocent Jane of everything we learned in the first two books about the spirits of the universe, the oyarsa which rule each planet, and Dimble’s lengthy lectures about Merlin and Logres.

Somewhere the American novelist Saul Bellow laments that, these days, everyone is an expert, everyone is ‘a reality instructor’. Well, almost all the characters in this book seem to be lecturing each other about something or other. Here is Dr Dimble lecturing the sceptical MacPhee who is used as a butt for his and Ransom’s arguments.

‘You see, MacPhee, if one is thinking simply of goodness in the abstract, one soon reaches the fatal idea of something standardised – some common kind of life to which all nations ought to progress. Of course there are universal rules to which all goodness must conform. But that’s only the grammar of virtue. It’s not there that the sap is. He doesn’t make two blades of grass the same: how much less two saints, two nations, two angels. The whole work of healing Tellus depends on nursing that little spark, on incarnating that ghost, which is still alive in every real people, and different in each.’

Here is Lord Feverstone (who I only realised, half way through, is the same slimy, selfish adventurer who helped kidnap Ransom and transport him to Mars in the very first novel) who has got himself made a lord and is now a mover and shaker at Bracton college, here he is early on explaining things to naive young Mark:

‘Man has got to take charge of man. That means, remember, that some men have got to take charge of the rest – which is another reason for cashing in on it as soon as one can. You and I want to be the people who do the taking charge, not the ones who are taken charge of. Quite.’

‘What sort of thing have you in mind?’

‘Quite simple and obvious things, at first – sterilisation of the unfit, liquidation of backward races (we don’t want any dead weights), selective breeding. Then real education, including pre-natal education. By real education I mean one that has no ‘take-it-or-leave-it’ nonsense. A real education makes the patient what it wants infallibly: whatever he or his parents try to do about it. Of course, it’ll have to be mainly psychological at first. But we’ll get on to biochemical conditioning in the end and direct manipulation of the brain.’

You can see why Mark is taken aback, Sterilisation, liquidation? Oh yes old chap, drawls Feverstone, all in the name of progress, doncha know. Elsewhere Filostrato opens up the possibility that the two world wars they’d lived through are just the start of a sequence of wars which will all but wipe humanity out.

Throughout the book Lewis conflates modern management techniques in big organisations with special constables, underground cells, torture, liquidation. There are hundreds and hundreds of digs at the entire vocabulary of modern social services. there’s a section where Feverstone explains that the N.I.C.E. have persuaded the government to let them undertake the ‘rehabilitation’ of prisoners (as opposed to what Lewis clearly sees as the more honest, traditional view of punishment) but that this rehabilitation actually means a license to carry out experiments and torture.

Mr Straik is a clergyman who has gone profoundly wrong, whose theology has become so other-worldly that he has lost all touch with human life in all its imperfection. He tells Mark why he has joined the N.I.C.E.

‘The feeblest of these people here has the tragic sense of life, the ruthlessness, the total commitment, the readiness to sacrifice all merely human values, which I could not find amid all the nauseating cant of the organised religions.’

Dr Filostrato is the ‘scientist’ masterminding the bringing back to life of the head of the guillotined criminal Alcasar. During a college dinner early on, he explains to Mark that, having seen a metal tree made as a work of art in an art gallery, he realised, why stop at one? Why not replace all real trees with metal trees?

‘Why one or two? At present, I allow, we must have forest for the atmosphere. Presently we find a chemical substitute. And then, why any natural trees? I foresee nothing but the art tree all over the earth. In fact, we clean the planet.’

‘Do you mean,’ put in a man called Gould, ‘that we are to have no vegetation at all?’

‘Exactly. You shave your face: even, in the English fashion, you shave him every day. One day we shave the planet.’

‘I wonder what the birds will make of it?’

‘I would not have any birds either. On the art tree I would have the art birds all singing when you press a switch inside the house. When you are tired of the singing you switch them off. Consider again the improvement. No feathers dropped about, no nests, no eggs, no dirt.’

‘It sounds,’ said Mark, ‘like abolishing pretty well all organic life.’

‘And why not? It is simple hygiene.’

It is no accident that Mark’s academic subject is Sociology. Lewis obviously loathes Sociology. It sums up everything which is wrong with the modern world, which is regarding people as numbers and units instead of rich, complex human beings. Mark’s

education had had the curious effect of making things that he read and wrote more real to him than things he saw. Statistics about agricultural labourers were the substance: any real ditcher, ploughman, or farmer’s boy, was the shadow. Though he had never noticed it himself, he had a great reluctance, in his work, ever to use such words as ‘man’ or ‘woman’. He preferred to write about ‘vocational group’, ‘elements’, ‘classes’, and ‘populations’: for, in his own way, he believed as firmly as any mystic in the superior reality of the things that are not seen.

Early on, one of the dons who disapproves of the N.I.C.E., Bill Hingest, makes a telling point to Mark:

‘I happen to believe that you can’t study men, you can only get to know them.;

Good idea, good thought. For his opposition to the N.I.C.E. his car is flagged down in a dark country lane and he is beaten to death by N.I.C.E. goons.

Ancient versus modern

Wither witters on in interminable and obscure sentences designed to confuse his listeners, and also ensure they never know where they stand. He is obfuscation versus Lewis’s ideal of the simple autoritative clarity with which Ransom speaks. Here is Wither:

‘Good morning, good morning, Mr. Studdock,’ he said. ‘It is with the greatest regret that I–er–in short, I would not have kept you from your breakfast unless I had felt that in your own interests you should be placed in full possession of the facts at the earliest possible moment. You will of course regard all that I am about to say as strictly confidential. The matter is a distressing or at least an embarrassing one. I feel sure that as the conversation proceeds (pray be seated, Mr. Studdock) you will realise in your present situation how very wise we have been in securing from the outset a police force–to give it that rather unfortunate name–of our own.’

Here is Ransom:

‘I am the Director,’ said Ransom, smiling. ‘Do you think I would claim the authority I do if the relation between us depended either on your choice or mine? You never chose me. I never chose you. Even the great Oyéresu whom I serve never chose me. I came into their worlds by what seemed, at first, a chance; as you came to me–as the very animals in this house first came to it. You and I have not started or devised this: it has descended on us–sucked us into itself, if you like. It is, no doubt, an organisation: but we are not the organisers. And that is why I have no authority to give any one of you permission to leave my household.’

Light versus dark. Clarity versus obscurity. Good faith versus deliberate uncertainty. Sunlight versus fog. Love versus fear. Openness and permission contrasted with a paramilitary police and torture cells. Country versus city. Rural landscape versus industry. Tradition versus novelty. People versus statistics. Muddling through versus inhuman ‘efficiency’.

Filostrato wants to  abolish all organic life from the planet. In sharp contrast Ransom is shown going out of his way to be courteous and loving to animals, to the unexpected bear Mr Bultitude, but also to a covey of mice who he rings a bell to summons to eat the crumbs left over by the humans, his pets Baron Corvo the jackdaw and Mr Pinch the cat.

Ransom’s is a supra-human vision which encompasses all life forms.

The cosmic view

‘Your mistake is to think that the little regularities we have observed on one planet for a few hundred years are the real unbreakable laws; whereas they are only the remote results which the true laws bring about more often than not; as a kind of accident.’ (Grace Ironwood)

Merlin

Lewis writes wonderfully evocatively of the Dark Ages whose literature he knew so well.

And suddenly all that Britain which had been so long familiar to him as a scholar rose up like a solid thing. He could see it all. Little dwindling cities where the light of Rome still rested – little Christian sites, Camalodunum, Kaerleon, Glastonbury – a church, a villa or two, a huddle of houses, an earthwork. And then, beginning scarcely a stone’s-throw beyond the gates, the wet, tangled, endless woods, silted with the accumulated decay of autumns that had been dropping leaves since before Britain was an island; wolves slinking, beavers building, wide shallow marshes, dim horns and drummings, eyes in the thickets, eyes of men not only Pre-Roman but Pre-British, ancient creatures, unhappy and dispossessed, who became the elves and ogres and wood-wooses of the later tradition. But worse than the forests, the clearings. Little strongholds with unheard-of kings. Little colleges and covines of Druids. Houses whose mortar had been ritually mixed with babies’ blood.

And the figure of Merlin is, at least initially, presented with a powerful sense of the old pagan beliefs.

his great mass stood as if it had been planted like a tree, and he seemed in no hurry. And the voice, too, was such as one might imagine to be the voice of a tree, large and slow and patient, drawn up through roots and clay and gravel from the depths of the Earth.

And Lewis gives Merlin some great speeches, commenting on what, to him, are the peculiarities of 20th century life.

‘I cannot, indeed, understand the way you live, and your house is strange to me. You give me a bath such as the Emperor himself might envy, but no one attends me to it: a bed softer than sleep itself, but when I rise from it I find I must put on my own clothes with my own hands as if I were a peasant. I lie in a room with windows of pure crystal so that you can see the sky as clearly when they are shut as when they are open, and there is not wind enough within the room to blow out an unguarded taper; but I lie in it alone, with no more honour than a prisoner in a dungeon. Your people eat dry and tasteless flesh, but it is off plates as smooth as ivory and as round as the sun. In all the house there is warmth and softness and silence that might put a man in mind of paradise terrestrial; but no hangings, no beautified pavements, no musicians, no perfumes, no high seats, not a gleam of gold, not a hawk, not a hound. You seem to me to live neither like a rich man nor a poor one: neither like a lord nor a hermit.’

Compared to the thrilling power of his own days.

Merlin saw in memory the wintry grass on Badon Hill, the long banner of the Virgin fluttering above the heavy British-Roman cataphracts, the yellow-haired barbarians. He heard the snap of the bows, the click-click of steel points in wooden shields, the cheers, the howling, the ringing of struck mail. He remembered also the evening, fires twinkling along the hill, frost making the gashes smart, starlight on a pool fouled with blood, eagles crowding together in the pale sky.

Wow! Such a shame that this primal force then has to be tamed and neutered by Ransom.

The choice

What the books brings out is that both Jane and Mark are brought to the point of having to make a choice. Which side are you on?

In his normal condition, explanations that laid on impersonal forces outside himself the responsibility for all this life of dust and broken bottles would have occurred at once to his mind and been at once accepted. It would have been “the system” or “an inferiority complex” due to his parents, or the peculiarities of the age. None of these things occurred to him now. His “scientific” outlook had never been a real philosophy believed with blood and heart. It had lived only in his brain, and was a part of that public self which was now falling off him. He was aware, without even having to think of it, that it was he himself–nothing else in the whole universe–that had chosen the dust and broken bottles, the heap of old tin cans, the dry and choking places.

Even realising that you have a choice, even realising that we must all take responsibility for our own lives is presented by Lewis, as almost a lost knowledge, as a basic prerequisite for being human which modern society does everything it can to obscure. Mark:

became able to know (and simultaneously refused the knowledge) that he had been wrong from the beginning, that souls and personal responsibility existed.

Feminism

There is a massive amount to be written about Lewis’s depiction of the female characters. I imagine modern women students will want to throw the book in the nearest fire when they read the howlingly stereotyped characterisation of Miss Hardcastle, the leather-clad lesbian chief of police and torturer – although I enjoyed her character on an entirely cartoon level.

But central to the book is the way both Mark and Jane have to be cured of their modern scepticism and atheism and brought to see that there are people outside them a world outside them, powers outside them, that they are really very small and have to smother their egotism and learn to love others, and to love their Creator.

Jane is a moderately complex figure, in some ways the most sympathetic character in the book (Mark is depicted as an unrelentingly selfish fool in a hurry to suck up to anyone who’s in a position of power). Feminists might sympathise with the opening where Jane is depicted as frustrated by married life and excluded from an academic career, and by her later comments about sexism.

For a moment she looked on Mr. Denniston with real dislike. She saw him, and Mark, and the Fisher-King man and this preposterous Indian fakir simply as men – complacent, patriarchal figures making arrangements for women as if women were children or bartering them like cattle. (‘And so the king promised that if anyone killed the dragon he would give him his daughter in marriage.’) She was very angry.

But feminists presumably wouldn’t like the sections where she has to overcome these feminist views, in order to progress to the next level, the level Lewis depicts as to do with very ancient symbols of gender, of male and female coming together in rituals and ceremonies celebrating fertility and, at the end of the story, in a traditional marriage bed – cleansed and healed from their modern angry scepticism. Brought to realise that they should both be humble, forgiving and charitable.

Continually, throughout the book, the good things evoke whole systems of personal and folk memory, so that this generation is seen as repeating, echoing, and confirming the wisdom of the ages.

It woke in Jane vague memories of helping at Christmas or Easter decorations in church when she had been a small child. But it also suggested to her literary memory all sorts of things out of sixteenth-century epithalamions – age-old superstitions, jokes, and sentimentalities about bridal beds and marriage bowers, with omens at the threshold and fairies upon the hearth.

Maybe much of this can be critiqued as outrageously sexist, patriarchal and patronising, bit I, for one, can see where Lewis is coming from in invoking folk traditions, religious traditions, pagan traditions, pre-Christian traditions, and non-Western traditions, all of which see humans as aspiring to literally superhuman ideals of masculinity and femininity – ideals none of us may be able to attain, but which are guides to behaviour.

Or we can do what many people are doing in our day and age, try to rewrite our understanding of human nature and gender from scratch. But even if they’re not true, even if they are not exactly a guide for modern living, I – like Lewis – love and reverence the old literature, the old traditions and the old magic.

In Perelandra the theme and the treatment have a unity which completely transport the reader and make you accept all kinds of stately, ceremonial behaviour, at bottom based on gender norms and traditional views of fertility and procreation.

But when he tries to set the same ideas in the ‘modern’ age (well, 1940s England) they, along with much else in this mad gallimaufrey of a story, fall to really cohere or convince.


Related links

Other science fiction reviews

1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1898 The War of the Worlds – the Martians invade earth
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same London of the future described in the Sleeper Wakes, Denton and Elizabeth fall in love, then descend into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – two scientists invent a compound which makes plants, animals and humans grow to giant size, leading to a giants’ rebellion against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a passing comet trails gasses through earth’s atmosphere which bring about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Bun Hill in Kent, manages by accident to be an eye-witness to the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels

1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, there to discover…

1932 Brave New World by Aldous Huxley
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Ransom and take him in their spherical spaceship to Malacandra aka Mars,

1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent a second temptation by the Devil and the fall of the planet’s new young inhabitants
1945 That Hideous Strength: A Modern Fairy-Tale for Grown-ups by C.S. Lewis– Ransom assembles a motley crew to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic

1980 Russian Hide and Seek by Kingsley Amis – in an England of the future which has been invaded and conquered by the Russians, a hopeless attempt to overthrow the occupiers is easily crushed

The Napoleon of Notting Hill by G.K. Chesterton (1904)

In his prime, between 1910 and into the 1930s, Gilbert Keith Chesterton (1874-1936) was a hugely successful ‘writer, poet, philosopher, dramatist, journalist, orator, lay theologian, biographer, and literary and art critic’.

He wrote a vast amount of essays, reviews, columns, articles and literary criticism – notably helping a revival of interest in Dickens with his 1906 biography of the great man – and also wrote extensively about religion, leading up to his own conversion to Roman Catholicism in 1922.

Probably Chesterton’s most enduring legacy is the 53 Father Brown detective stories published between 1910 and 1936, which are regularly dramatised for TV or radio. His next most famous works are probably the novels The Man Who Was Thursday, and The Napoleon of Notting Hill.

Edwardian humour

The Napoleon of Notting Hill is a comic novel, full of satire and high spirits, not all of which are easily understandable. Some of the incidental humour is pretty laboured and dated.

For example, book three (of five) opens with an extended satire on the kind of poetry published around 1904 and the kind of criticism it received, in the form of an extended joke about a volume of poetry, Hymns on the Hill. This fictional book of poetry is described as being reviewed by the king, no less, who uses the pseudonym ‘Thunderbolt’ and is described as being a member of the so-called ‘Hammock’ school of criticism. This ‘hammock’ school of criticism gets its name because so many of their reviews start by referring to the great pleasure the book brought the reviewer as he lazed in his hammock on a seasonal summer’s afternoon.

I understand how this is a gentle satire on the state of literary criticism circa 1904, and it is sort of funny, in its way, but it requires a bit of effort to cast your mind back to that kind of era and worldview.

Similarly, book one opens with a chapter satirising the fashion for ‘prophecies of the future’ which were so popular in Chesterton’s day and which is obviously designed to skewer not only H.G. Wells – by then the leader of a whole school of scientific prophecy – but all the other prophets of socialism and pacifism and vegetarianism and so on which proliferated at the turn of the century. Chesterton mocks them all by describing their prophetic predictions, and then extending them to ludicrous extremes.

Then, having itemised all the individual prophets and their foibles, Chesterton demolishes the lot with one grand fictional gesture. Which is to make this novel, The Napoleon of Notting Hill, another grand social prophecy, to set it in the far distant remote year of 1984, and then to assert the simple fact that, contrary to all the predictions of all the so-called prophets… nothing whatsoever has changed!

All the great catastrophes and collapses and social revolutions predicted by the prophets… have failed to transpire.

For, as Chesterton writes, with a broad smile on his face, the people – the uneducated, uninterested masses – have listened to the Great Prophets, have read their books and articles and… ignored them, and just got on with their lives.

They have played the traditional game which Chesterton puckishly names ‘Cheat the Prophet’, with the result that:

When the curtain goes up on this story, eighty years after the present date, London is almost exactly like what it is now.

The Napoleon of Notting Hill

In fact the England of 1984 is a despotism but in the nicest possible way. Democracy has faded into the rule of one man, a titular ‘king’, overseeing committees of efficient civil servants. But there have been no devastating wars, society carries on much as it always has, chaps still wear frock coats and top hats, ladies wear elaborate Victorian dresses with corsets and bustles, horse-drawn hansom cabs rumble through the streets. The only change that concerns us is that the ruler of the country, the so-called ‘king’, is chosen at random, from a long list of eligible citizens.

In the first couple of pages we are introduced to a trio of young men – the Honourable James Barker (‘one of the most powerful officials in the English Government’), Wilfrid Lambert (a ‘youth with a nose which appears to impoverish the rest of his face’, ‘a fool’) and their short friend Auberon Quin, who:

had an appearance compounded of a baby and an owl. His round head, round eyes, seemed to have been designed by nature playfully with a pair of compasses.

Some of the early incidents, before the story really gets going and taking up several chapters – are offputtingly inexplicable. In one they bump into the exiled President of Nicaragua in Whitehall, and watch as he goes to mad extremes to recreate the flag of his lost country – first sourcing the colour yellow by tearing a rip in an advertising hoarding for Coleman’s mustard, then the colour red by plunging a knife into his own hand and staining a handkerchief red. After spouting much inconsequential Latin fieriness, the ex-President walks proudly off into the night never to be met again. I found this scene incomprehensible.

Quin, Lambert and Barker are strolling through Kensington Gardens one fine day, Quin infuriating the other two with his latest tom-fool idea which is that the secret of humour is telling elaborate stories which don’t have a point. He is just sticking his head between his legs and making a cow noise when… two equerries walk up and announce that the new King of England, picked by random lot is…. Quin! He will be King Auberon!

While the other two go pale with horror, Quin preens and plumes himself and struts around.He wanders up into Notting Hill, where a serious little boy wearing a toy knight in armour costume, prods him in the tummy with a wooden sword, whereat Quin very seriously tells the young man he must defend his home turf, the Hill of Notting, with all his strength and honour, before strolling off dispensing similar ‘advice’ to puzzled passersby.

But this brief encounter with the little boy sets Quin thinking. What if he used his power to make the rulers of all of London’s boroughs wear medieval armour and halberds and…? And so when his friend Barker visits ‘his majesty’ a few days later, he finds Quin on the floor surrounded by poster paints, playfully sketching out new coats of arms and coloured standards for each of the 32 London boroughs.

The King was happy all that morning with his cardboard and his paint-box. He was engaged in designing the uniforms and coats-of-arms for the various municipalities of London. They gave him deep and no inconsiderable thought. He felt the responsibility. (Book 2, chapter 2)

As the last sentence indicates, the whole thing is told with an amused, tongue-in-cheek drollery.

Ten years later

Cut to ten years later: Quin is still King Auberon and still the joker. the 32 London boroughs really have become self-governing fiefdoms and all their officials forced to wear the ridiculous cod-medieval outfits Quin has designed for them.

One day a building developer (‘Mr Buck, the abrupt North Kensington magnate’) comes to complain about delays in getting a new road and housing development which he is managing. It is intended to go from Hammersmith up through Notting Hill and beyond but the rulers of Notting Hill are being obstructive. Soon he is joined by the Provosts of West Kensington and so on – all dressed in the ceremonial costumes which Quin still childishly insists they all wear, announced by medieval pages and so on.

They’re all complaining to Quin about the hold-ups and delays blocking the project, and the costs and the overheads and profit margins, when a remarkable thing happens — the Provost of Notting Hill arrives and, at a stroke, reveals that he takes all Quin’s nonsense about medieval pageantry perfectly seriously!

He speaks medieval phraseology as if he means it. He says ‘my liege’ and ‘my honour’ and waves his doughty sword and generally takes Quin’s silly joke at face value.

‘I bring homage to my King. I bring him the only thing I have – my sword.’
And with a great gesture he flung it down on the ground, and knelt on one knee behind it.
There was a dead silence.
‘I beg your pardon,’ said the King, blankly.

Stunned, Quin looks closer and realises this chap is none other than the little boy who prodded him in the tummy with a toy sword ten years earlier. His name is Adam Wayne and now, aged 19, he announces that he is prepared to defend the Hill of Notting to the death! Well, well.

The novel then tells us something about Adam Wayne’s character. Never having been out of London – or even Notting Hill – he is a genuine modernist, in the sense that he finds poetic beauty in the urban landscape, finds fairyland in railings and gas lamps and hansom cabs, and in the silhouette of terraced houses against the night sky. (This is, again, satire on what Chesterton takes to be the absurd pretentiousness of modernist poets and writers.)

Above all Wayne takes absolutely seriously the notion that Notting Hill is a precious land, worthy of his patriotism, worthy of defending.

In a comic sequence we are shown Wayne canvassing opinion among the shop-keepers on Notting Hill, visiting a grocer’s, a chemist’s, a barber’s, an old curiosity shop and a toy-shop. The comic premise is simple: Wayne enters each shop and speaks the 15th-century register of patriotism and heroism and defending the Hill – and the (generally) short, round, balding shop-keepers are comically nonplussed.

(It’s interesting to learn just how long short, irascible shopkeepers have been a reliable staple of English humour – from H.G. Wells’s numerous retailers [I’ve just read about Bert Smallways, keeper of a bicycle hire shop in The War In The Air] to Jones the butcher in Dad’s Army and Arkwright in Open All Hours, the blustering, bumbling shopkeeper is a comic staple.)

Anyway, Wayne meets with predictable, and comic, incomprehension until he comes to the sweet and toy shop of Mr Turnbull, who stuns him by revealing that, in his spare time, he plays wargames with his lead soldiers and – has even built a model of Notting Hill which he uses to play wargames!

What a find! A man after Wayne’s own heart!

The Pump Street fight

Anyway, the Provosts of the boroughs affected by Wayne’s refusal to let the new road development cut up through Notting Hill put their case before King Auberon for his approval. Specifically the plans call for the demolition of a few buildings in Pump Street. Wayne says no. Led by Buck, the businessmen offer Wayne three times the properties’ value. But Wayne refuses point blank to see any part of his kingdom despoiled, and leaves the meeting.

At which point Buck and the other speculators say they will simply send men in to knock down the buildings, halbardiers from each of the allied boroughs, Wayne or no Wayne – and the king sadly acquiesces. He had intended to create fun, frivolity and fantasy, and now it’s all got a little out of hand.

The king has only just moved on to begin a champagne dinner, arranged by servants in Kensington Gardens, when things really do get out of hand.

He hears the sound of shouting, footsteps running closer, and then – to his and his courtiers’ astonishment – wounded halberdiers come running and stumbling from Notting Hill, beating down a flimsy wall which separates Kensington Gardens from the public thoroughfare and then, in the gap, appears a god-like figure, blazoned with light – it is Adam Wayne, General of the army of Notting Hill!

A dazed Barker (one of Quin’s friends who we met back at the start of the book), who had been involved in the battle, stumbles south to High Street Kensington where he bumps into the entrepreneur Buck closing up his shop, and tells him what has happened.

Buck is immediately on his mettle, rallies the Provosts of all the nearby London boroughs, quickly assembles a few hundred soldiers from each of them, and leads them on a march converging on Pump Street, which has now become the symbolic epicentre of the war.

But the Notting Hillers take control of the nearby gasworks and turn off the gas supply to the streetlamps, plunging all the roads into darkness. Intimately familiar with their home turf, the Hillers launch devastating attacks, genuinely hurting, maiming and killing their opponents.

Chesterton manages to gloss over the seriousness of injury and death, instead inserting writing a funny chapter where King Auberon storms into the offices of his favourite newspaper, The Court Journal. Here he terrorises the editor into giving him huge placards to write incendiary headlines on, and then sets about concocting an entirely fictional description of the battle – in the manner of a modern newspaper – presumably this is all satire on journalism and newspapers’ readiness simply to invent the stuff they print – when real eye witnesses to the fighting, Barker and Buck, stumble into the offices.

Immediately the whimsical king nominates himself Foreign Correspondent to the paper and sets off ‘for the front’, in his usual, comically histrionic style:

‘I have an idea,’ he said. ‘I will be an eye-witness. I will write you such letters from the Front as will be more gorgeous than the real thing. Give me my coat, Paladium. I entered this room a mere King of England. I leave it, Special War Correspondent of the Court Journal. It is useless to stop me, Pally; it is vain to cling to my knees, Buck; it is hopeless, Barker, to weep upon my neck. “When duty calls”… the remainder of the sentiment escapes me.’

There follows an increasingly complex description of the various battles now being fought across the borough, which climax with man-to-man fighting around the waterworks on Campden Hill.

Meanwhile Buck has sent for reinforcements from the further-flung London boroughs, who have all promptly sent a few hundred men each. He now has a substantial force at his disposal. During a lull in the battle Buck sends an emissary to Wayne pointing out that they now outnumber the Notting Hillers by ten to one. In the manner of confident business men he makes a bet with the king that Wayne will promptly surrender. The king suspects not.

And is proved correct when an emissary from Wayne arrives, arrayed in full medieval gear, and blandly asks the assembled army of the boroughs to surrender.

Buck and his entourage burst out laughing, what a preposterous idea. But the emissary goes on to point out that Wayne has secured Campden Hill reservoir and, if a surrender is not given in ten minutes, will open it, flooding and drowning the entire army which is standing in the valley below.

Astonished, Buck realises they will have to surrender. The mischievous king is delighted with this turn of events. And so the Empire of Notting Hill commences.

The last battle

Now the novel cuts to twenty years later. Notting Hill is an empire to which the other London boroughs pay obeisance. It is entered via nine huge, elaborately carved gateways on which are depicted events from the battle for Independence.

King Auberon is walking its quiet and amazingly prosperous streets. He notes how the five shopkeepers who Wayne visited all those years ago now rule over colourful emporia and use the elaborate diction of medieval merchants. In fact Wayne’s victory is not so much a military conquest of the rest of the London as the discovery that everyone turned out to want to live a life of medieval colour and romance, to want more than the simple Edwardian money-grubbing. Dressing and speaking as medieval burghers and courtiers turns out to be surprisingly liberating.

The king bumps into Barker, who begins explaining that the men of Kensington sometimes get exasperated by the Notting Hillers’ lordliness when… the lights abruptly go out. A local inhabitant tells our puzzled protagonists that this happens every year on the anniversary of the Great Battle. Then the Hillers start singing a martial song of victory — and this pushes the ever-touchy Barker over the edge. He grabs a sword, yells ‘South Kensington’ and leaps at passing revellers. Some of the other passersby turn out to be from other London boroughs, and join in. From nowhere appears Buck, leader of the allied boroughs in the earlier war and so soon there is a massive battle taking place… again.

And these final pages are odd, strange and puzzling. One of the reasons I read older books is because they come from a foreign country, where lots if not most of the assumptions are different – about society, class, technology, gender, race, about language itself – and you find yourself being brought up dead on every page by words, expressions, ideas, things taken for granted by the author and their Edwardian readers which we, a hundred years later, find outlandish or inexplicable – all of which force the modern reader to stop and rethink their prejudices, values and opinions.

I find this approach much more challenging than reading modern fiction, which mostly just confirms our current liberal pieties. It is more bracing to be challenged.

In these last passages the reader is really challenged.

Chesterton descends into a kind of romantic fugue state, the battle becomes a vision of romantic fighting from the period of King Arthur, all swords and halberds, and quickly relinquishes all contact with reality.

At the climax of the battle Wayne stands with his back against a huge old oak tree, symbolic of deep English character. Repeated waves of attackers can’t separate him from it until, in finally pulling him from it, they only manage in pulling the whole tree up by its roots, which promptly falls onto the crowd of soldiers killing all of them.

This is obviously a hugely symbolic moment but… symbolic of what, exactly?

I read in the introduction to the book that Chesterton was criticised, then and now, for glorifying war, for thinking of war as a redeeming cleansing activity. For example, critics quote King Auberon musing as he walks round the empire of Notting Hill:

‘Old Wayne was right in a way,’ commented the King. ‘The sword does make things beautiful.’

But the use of the word ‘sword’ immediately reveals that Chesterton is not really thinking about war as such. The book was written in the aftermath of the Boer War with its barbed wire, concentration camps and machine guns which had very much dominated British culture. No fool glamorises that kind of war. The key is given by the king’s very next remark:

‘It has made the whole world romantic…’

The book doesn’t glamorise war, it praises the life-enhancing qualities of medieval romance – while at the same time richly satirising it. The book tries to have its cake and eat it. Right up until the end, when something much stranger happens.

This strangeness reaches a new height in the very last chapter – titled ‘Two Voices’ – when out of the ruins and grim silence at the end of the last battle, from out of the darkness of the night amid the landscape ruined with corpses, arise two voices.

I’ve read the chapter twice but still don’t really understand what they’re saying. It seems to be a sort of conservative hymn to the notion of undying, unchanging values.

‘If all things are always the same, it is because they are always heroic. If all things are always the same, it is because they are always new. To each man one soul only is given; to each soul only is given a little power – the power at some moments to outgrow and swallow up the stars. If age after age that power comes upon men, whatever gives it to them is great. Whatever makes men feel old is mean – an empire or a skin-flint shop. Whatever makes men feel young is great – a great war or a love-story.

‘And in the darkest of the books of God there is written a truth that is also a riddle. It is of the new things that men tire – of fashions and proposals and improvements and change. It is the old things that startle and intoxicate. It is the old things that are young. There is no sceptic who does not feel that many have doubted before. There is no rich and fickle man who does not feel that all his novelties are ancient.

‘There is no worshipper of change who does not feel upon his neck the vast weight of the weariness of the universe. But we who do the old things are fed by nature with a perpetual infancy. No man who is in love thinks that any one has been in love before. No woman who has a child thinks that there have been such things as children. No people that fight for their own city are haunted with the burden of the broken empires. Yes, O dark voice, the world is always the same, for it is always unexpected.’

The text then takes on a theological tone. Suppose he is God, says one voice, and he made the whole universe as a joke, as a jeu d’esprit, knocked it off for his own amusement and then forgot about it.

At which point dawn begins to lighten the eastern sky (with rather crashing symbolism) and one of the two voices is revealed as that of King Auberon and the other, that of Wayne.

‘Wayne,’ says the king, ‘it was all a joke. I meant it as a joke.’ ‘Then that makes it all the more real,’ says Wayne.

All criticism of Chesterton sooner or later mentions his fondness for paradoxes, for the unexpected, for reversals. And that’s what happens here. Somehow, the very fact that the entire premise of the story was one man’s childish joke — makes its unintended consequences all the more profound and serious.

Wayne says it doesn’t matter what motivated Auberon: all that matters is that the two of them – the two poles of human nature – the over-satirical and the over-earnest – came together to restore humanity to the poetic way of life, vision and diction which it deserves.

It isn’t war as such: it is the romance of human life which Chesterton is asserting, in this strange visionary conclusion to what had been, up until these last few pages, a fairly easy-to-assimilate satire.

‘I know of something that will alter that antagonism, something that is outside us, something that you and I have all our lives perhaps taken too little account of. The equal and eternal human being will alter that antagonism, for the human being sees no real antagonism between laughter and respect, the human being, the common man, whom mere geniuses like you and me can only worship like a god.

‘When dark and dreary days come, you and I are necessary, the pure fanatic, the pure satirist. We have between us remedied a great wrong. We have lifted the modern cities into that poetry which every one who knows mankind knows to be immeasurably more common than the commonplace.

‘But in healthy people there is no war between us. We are but the two lobes of the brain of a ploughman. Laughter and love are everywhere. The cathedrals, built in the ages that loved God, are full of blasphemous grotesques. The mother laughs continually at the child, the lover laughs continually at the lover, the wife at the husband, the friend at the friend.

‘Auberon Quin, we have been too long separated; let us go out together. You have a halberd and I a sword, let us start our wanderings over the world. For we are its two essentials. Come, it is already day.’

In the blank white light Auberon hesitated a moment. Then he made the formal salute with his halberd, and they went away together into the unknown world.

As I say, I read older books because they are so often challenging, not because of their plots or characters, but because of ideological or political or theological or cultural assumptions which underly them are so often hard to understand or sympathise with. Making the effort to do so, in my opinion, whether you agree with them or not (indeed, whether you completely understand them or not) expands your mind.

Better than TV. Better than movies. Better than drugs.


A hint of modernism

Under the brown fog of a winter dawn,
A crowd flowed over London Bridge, so many,
I had not thought death had undone so many.

Thus T.S. Eliot wrote in The Waste Land, published in 1922 but much of it written much earlier. Accidie and world-weariness were clearly common feelings among Edwardian writers – passages in Conrad and Wells spring to mind – and I was struck how vivid and forceful the same feeling appears in Chesterton.

He is eloquent on the sheer oppressive boredom of London’s long, blank streets. Adam Wayne is a figure of fun, but in his innocence he often speaks truth:

‘I sometimes wondered how many other people felt the oppression of this union between quietude and terror. I see blank well-ordered streets and men in black moving about inoffensively, sullenly. It goes on day after day, day after day, and nothing happens; but to me it is like a dream from which I might wake screaming. To me the straightness of our life is the straightness of a thin cord stretched tight. Its stillness is terrible. It might snap with a noise like thunder.’

Maybe it was Tennyson who introduced this mood of specifically urban despair into English poetry. Here’s a lyric from his long, desolate poem In Memoriam, commemorating his best friend who died young.

Dark house, by which once more I stand
Here in the long unlovely street,
Doors, where my heart was used to beat
So quickly, waiting for a hand,

A hand that can be clasp’d no more –
Behold me, for I cannot sleep,
And like a guilty thing I creep
At earliest morning to the door.

He is not here; but far away
The noise of life begins again,
And ghastly thro’ the drizzling rain
On the bald street breaks the blank day.

Dickens knew that long bald street, and so did Chesterton.

The blank white morning had only just begun to break over the blank London buildings when Wayne and Turnbull were to be found seated in the cheerless and unswept shop.

Blankness upon blankness. And:

‘I have walked along a street with the best cigar in the cosmos in my mouth, and more Burgundy inside me than you ever saw in your life, and longed that the lamp-post would turn into an elephant to save me from the hell of blank existence.’

So although most of the book bubbles with (sometimes incomprehensible) satire and good humour, and then metamorphoses into a hymn to medievalism – nonetheless, not far from the surface and bubbling up in random locations, is Chesterton’s awareness of the bleak boredom of city life.


Related links

Modern Couples: Art, Intimacy and the Avant-Garde @ the Barbican

This is an extraordinarily packed, dense and demanding exhibition. The basic idea is deceptively simple. The show looks at over 40 artistic couples who were pioneers of early 20th century avant-garde art, photography, design and literature, and explores the stories of their sexual, emotional and artistic relationships, liberally illustrating the narratives with photos and art works, books and pamphlets, fabrics and ceramics, chairs and bookshelves, which one or other or both of them produced.

Women first

One central aim of the exhibition is to show that, more often than not, the women in these artistic relationships were as, if not more, important and influential (and creative in their own right) than the male artists and male critics of their time – and ever since – have acknowledged.

So, in a small but telling detail, in all the displays of couples, it is the woman who is presented first, the woman’s name which appears first and the woman’s work and contribution which is most explored.

Thus in the opening room we are told that the model Camille Claudel played a larger role in the career of sculptor Auguste Rodin than is usually credited, as well as being an interesting sculptor in her own right, with samples of her work to prove it.

The same goes for Maria Martens, who enjoyed a long and passionate working relationship with the more-famous Marcel Duchamp, but was a notable artist in her own right.

Later on we learn that Gustav Klimt’s lifelong soul-mate, and the model for some of his most famous paintings – Emilie Flöge – was more than just a muse and model, but a talented fashion designer who ran her own very successful couture house, the Schwestern Flöge (1904 to 1938), in Vienna.

Emilie Flöge and dress designs c.1900

Emilie Flöge and some of her dress designs c.1900

The exhibition works through scores of other examples, in each case showing that the women in each famous couple were often notable artists, sculptors, designers and business people in their own right, as well as contributing ideas, designs and artworks to what would nowadays be seen more as collaborative relationships than the old-fashioned story of an active Male Artist and a passive Female Muse.

Natalia Goncharova, the Russian Futurist artist, painter, costume designer, writer, illustrator, and set designer was every bit as innovative as her lifelong partner and founder of Rayonism, Mikhail Larionov.

Frida Kahlo, during the 1930s overshadowed by her husband, the famous mural painter Diego Rivera, has subsequently emerged as a powerful artistic figure in her own right.

Leonora Carrington has traditionally been seen as a ‘muse’ for the Surrealist artist, Max Ernst, during the three intense years of their relationship, 1937 to 1940, but she was a sculptor and painter in her own right, as well as the author of a harrowing account of her experience of mental illness, Into the Abyss.

Early in their relationship Georgia O’Keeffe was the junior partner to her husband, the famous New York photographer Alfred Stieglitz, but her career as a painter would go on to eclipse his reputation.

And so on.

In fact, the show at moments suggests that it was sometimes the men who were the muse figures for a woman artist, for example in the section on Picasso and how his image was crafted and shaped by his lover Dora Maar, in her own photographs and sculptures.

Picasso en Minotaure, Mougins, 1937 by Dora Maar © ADAGP, Paris. Photo © Centre Pompidou

Picasso en Minotaure, Mougins, 1937 by Dora Maar © ADAGP, Paris. Photo © Centre Pompidou

So, on one level, this exhibition is a massive, encyclopedic review of twentieth century avant-garde art as retold from the women artists’ perspectives. Redressing a balance. Restoring, or creating, a new feminist interpretation of many artistic relationships, from the super-famous to the sometimes relatively obscure.

Collaborations

But this theme – rediscovering and rethinking the importance of the women collaborators vis-a-vis often more famous male artists – is not the only one. It is complemented by explorations of the diverse meanings of the very ideas of ‘working relationships’ and ‘collaborations’.

Take homosexual partnerships. Alongside the long sequence of heterosexual couples, there are rooms devoted to gay, lesbian or bisexual couples, for example the passionate same-sex relationship between Virginia Woolf and Vita Sackville-West which inspired Woolf’s novel, Orlando. Or the room devoted to the long-lasting artistic relationship between transgender couple Claude Cahun and Marcel Moore.

Other rooms expand the notion of ‘relationship’ beyond the idea of a simple binary couple, for example the relationship of the three Magic Realist painters – Paul Cadmus, Jared French and Margaret Hoening French – who worked together so closely that they attributed their works to a joint pseudonym made up from the first two letters of their first names – the PaJaMa collective.

Other rooms move beyond threesomes to explore larger groups of artists who collaborated and worked together during this exuberant period. Thus one room focuses on the community of lesbian writers and artists in 1920s Paris, while another explores the Surrealist idea of the ‘Chance Encounter’ in a room which brings together some ten or so artists, male and female, who collaborated together in loose and shifting networks of co-operation.

Paul Cadmus and Jared French (1937) photographed by George Platt Lynes © 2018 Estate of George Platt Lynes

Paul Cadmus and Jared French (1937) photographed by George Platt Lynes © 2018 Estate of George Platt Lynes

In other words, the exhibition starts off by exploring the notion of modernist artistic couples but quite quickly deconstructs, reconfigures, explores and rethinks what working artistic relationships actually meant in practice for a wide variety of artists.

It may begin with women who challenged conventional notions of female behaviour and the role of ‘the wife’ or ‘the mistress’ or ‘the muse’, but soon becomes an investigation of a number of types of artistic working relationships, between not only heterosexual and same-sex couples, but among larger and more fluid groupings.

Is modernism about love or the Machine Age?

But alongside the notion of the couple, the collaboration and the group, the curators make a bold assertion which I find hard to agree with, namely that artistic modernism was coterminous with ‘modern love’. To quote the introductory wall label at the start of the exhibition:

Modern art. Modern love. From the 1890s through to just after the Second World War, these two phenomena were interwoven and indelibly linked. Side-by-side, artist couples forged new ways of making art and of living and loving.

And in the scores and scores of wall labels which follow, there is much, much more along the same lines. All of the artists are given thumbnail biographies and these tend to focus as much on their love lives, on their bohemian rejection of bourgeois conventions around love, marriage, sexuality and so on, as on their actual artistic achievements.

Central to the exhibition is the claim that Modernism, or the 20th century avant-garde, was about love and sex and desire. Or, as the curators put it:

‘Modern Couples’ roots Modernism in the field of desire.

This claim, or assertion, allows the curators to present a coherent and persuasive narrative. Modern Art is about love and desire. 20th century women artists and authors invariably depicted love and desire. Therefore women artists are central to Modern Art.

Or: If love and desire are the core subject of Modernism, then women artists, who focused on love and desire, must be central to Modernism.

It is a circular, self-fulfilling and self-reinforcing argument.

Having established this axiom, the show can then settle down to ticking off a familiar checklist of feminist art concerns, demonstrating how these radical women artists ‘subverted’ traditional ‘patriarchal’ ideas of ‘gender stereotyping’ and explored ‘transgressive’ sexuality i.e. by having numerous lovers or by being lesbians.

By selecting love and ‘desire’ as the central theme of Modernism, the curators are able to pull together:

  • the heterosexual and homosexual relationships of women artists
  • women artists’ ambivalent roles as sexual objects and muses to men
  • women artists’ own sexual feelings and needs, expressed in infidelities, affairs and multiple partners
  • the fact that women artists sometimes got pregnant and gave birth
  • the way women artists explored and mythologised the condition of femininity and fertility
  • alongside the legion of lesbian artists, seen as social and political pioneers in the way they explored man-free notions of same-sex desire

All of these multifarious activities and interests can be pulled together as if they make up a single coherent movement, all saying the same thing, all addressing the same handful of ‘issues’, all united in the same aim.

And the way the same theme and subject – love, sex and the (generally female) body – is repeated on all the wall labels and is exemplified again and again in the artworks also contributes to this sense of a huge transcontinental network of artists, sculptors and writers all inspired by the same theme. Reinforcing the curators’ premise that ‘modern art’ is coterminous with ‘modern love’.

This strikes me as being very neat, very convenient and not completely true, for one very big reason.

At university I was taught that the huge array of new artistic and literary strategies which we call ‘Modernism’ was, at least in part, a reaction to the ongoing dominance of the Machine in modern life, and a response to the hectic pace of technological change which accelerated from the 1890s onwards.

Electric lights, bicycles, skyscrapers with electric elevators, motor cars and airplanes, the cinema and portable cameras, were just a few of the technologies which didn’t exist in 1890, were only just being developed in 1900, and which had become almost commonplace by 1910, in a few decades of dizzying technical and engineering change.

I was taught that T.S. Eliot in The Waste Land and James Joyce in Ulysses and Alfred Döblin in Berlin Alexanderplatz and John Dos Passos in U.S.A. use techniques of collage, parody and fragmentation to convey the disorientating experience of life in modern, fast-moving cities and the way it had uprooted sensitive people from their cultural and communal identities, producing a blizzard of fragmented experiences.

The City of Ambitions (1910) by Alfred Stieglitz. Courtesy of the George Eastman Museum

The City of Ambitions (1910) by Alfred Stieglitz. Courtesy of the George Eastman Museum

Same with the photomontages of Alexander Rodchenko and the Russian Constructivists, or the zealous machine-worship of the Futurists, or the angularities of the Vorticists, or the geometric forms of Fernand Léger, or the Suprematism of Kazimir Malevich, or the shock close-ups and split screens and montages of Sergei Eisenstein, or the grid pictures of Piet Mondrian which began life as attempts to capture the energy of fast-moving traffic around modern city blocks.

I was taught that all of these undeniably ‘modernist’ books and artworks were first and foremost responses to what many artists felt was the disruptive impact of a host of new technologies on modern life. They have nothing – visually or intellectually – to do with love and desire.

So it’s a surprise to realise that this indisputably key element of Modernism – the hectic, alienating, urban, machine-riddled aspect of the Modernist movement – is largely absent from this exhibition. If it’s mentioned at all it is only to be quickly downplayed.

Thus when the exhibition describes the Futurist poet and provocateur, Marinetti it does so mainly in order to prove that his partner, Benedetta, was a pioneering artist in her own right, who feistily stood up to Marinetti’s misogynist rhetoric and co-wrote a lot of his most famous works.

Fair enough, but this perspective downplays Marinetti’s importance as (half-crazed) apostle of The Machine – of the new age of fast cars, planes and trains, a mania which influenced the Surrealists in Paris and the Vorticists in London.

Room 20, devoted to Russian Modernism, describes the artistic output of Alexander Rodchenko, Varvara Stepanova, Lilya Brk and Osip Brik, and Vladimir Mayakovsky mainly in terms of their fluid relationships and collaborations i.e. in order to justify the curators’ central premise.

What is underplayed is the crucial importance of The Machine Age to their development of new styles of photography and photomontage, design, experimental film and so on – radical responses to the impact of new technologies on human life which were so acute and perceptive that many of them still influence us to this day.

A. Rodchenko and V. Stepanova descending from an airplane in a still for the film The General Line by Sergei Eisenstein (1926) a very rare appearance of a machine in an exhibition overwhelmingly devoted to bodies and desire. Courtesy Rodchenko and Stepanova Archives, Moscow

A. Rodchenko and V. Stepanova descending from an airplane in a still for the film The General Line by Sergei Eisenstein (1926). A very rare appearance of a machine in an exhibition overwhelmingly devoted to bodies and desire. Courtesy Rodchenko and Stepanova Archives, Moscow

Some of the exhibition wall labels do refer to the new experience of the modern city, a bit, where absolutely necessary, reluctantly – but overall the exhibition systematically downplays or ignores it in order to focus on its core concern – with relationships, love, ‘desire’ and the female body.

For me, this is simply to ignore, underplay and obscure a vital element in early 20th century avant-garde modernist art and literature.

Moreover, if you think about it, the curators’ unrelenting focus on love, sex and (generally) women’s bodies leads to a deep irony.

By choosing to equate Modernism exclusively with love and desire, an exhibition which sets out to reject sexist stereotypes of women in a subtle way ends up limiting women to – the realm of the emotions, of love and desire.

An exhibition which ostensibly sets out to tell us that women were interested in more than just the stereotypical concerns of love and sex (they were also successful businesswomen and designers), paradoxically goes to great lengths to tell us in sometimes embarrassing detail about the love lives, partners and sensuality and eroticism of these same women.

Which tends to have the cumulative affect of confirming the stereotypical prejudice that women, at the end of the day, aren’t interested in wider ideas, social change, technology, science and engineering, in designing better engines, cars, planes and trains.

No, with a handful of exceptions, most of the women in this exhibition are described as being predominantly interested – in their lives and art and writing – in love and sex. The lesbians, gays and transgender people, too, are defined, categorised and interpreted in the light of their sexual preferences, not in any wider social or intellectual concerns.

[At a more remote level, for people who don’t give a damn about art or artists (90+% of the population), this exhibition confirms every philistine prejudice they’ve ever held about the art world, namely that it’s a Sodom and Gomorrah of sexual perversion, infidelity, adultery and pornography. (There is quite a lot of nudity on display, as you’d expect in an exhibition about desire and the body, lots of bare boobs and one or two naked penises. Visitors are warned that the room about the Surrealists’ ‘Chance Encounter’ has so much explicit content that it might not be suitable for under-16s. Oooh er.)]

Meanwhile, beyond the artists’ studios and bedrooms in the 1910s and 20s, there was an immense and exciting world – the world of motorbikes and racing cars and fast trains and ocean liners and skyscrapers and high speed elevators and escalators and department stores and cinemas and world wars and machine guns and tanks and airplanes, the world where people tested themselves against machines, climbed mountains, did solo flights across the Atlantic.

But all this is ignored, left out, omitted, elided and glossed over, in the curators’ keenness to assert that the essence of Modernism was… love and desire, marriages and mistresses, ‘transgressive sexuality’, ‘the queer citizen’, ‘women’s liberation’, ‘same-sex acceptance’ and so on.

It is difficult to read every word of all the wall labels, not only because there are so many of them, but also because so many of them end up saying the same thing. The circumstantial details of each artist and their relationships maybe be distinct and individual but so many of the labels take us to the same destination – explaining that so and so made ‘the body’ the centre of their practice or ‘the site of transgressive desire’ or an epitome of ‘queer citizenship’, and so on.

The explosively diverse and often fascinating works of many of these artists are time after time reduced, interpreted via the same handful of ideas which rotate obsessively around sex, ‘desire’, the body, and transgressing gender stereotypes.

It is, in my opinion, both a narrow view of Modern Art, and a very narrow view of the female, lesbian and gay achievement of the time, both in the art world and beyond.

A tsunami of information

So much for the core ideas of the exhibition, and my issue with some of them.

The actual experience of visiting Modern Couples is to be completely overwhelmed by a tsunami of names and stories. The two floors of the Barbican Gallery have been divided up into some 23 small rooms, into most of which have been crammed displays about at least two sets of couples, with each couple introduced and explained by sometimes lengthy texts on the wall, as well as scores and scores of key quotes from the respective artists and authors.

It’s a lot to take in – to read the explanation of each couple, and then try and match the quotes to what you’ve just read about their lives – and then to find the energy to look at the actual art works. To give you a sense of the scale and the deluge of information, here’s the list of the Artist Couples:

  • Aino and Alvar Aalto
  • Vanessa Bell and Roger Fry
  • Vanessa Bell and Duncan Grant
  • Lilya Brik and Vladimir Mayakovsky
  • Claude Cahun and Marcel Moore
  • Benedetta and Filippo Tommaso Marinetti
  • Leonora Carrington and Max Ernst
  • Camille Claudel and Auguste Rodin
  • Nancy Cunard and Henry Crowder
  • Sonia Delaunay and Robert Delaunay
  • Lili Elbe And Gerda Wegener
  • Emilie Flöge and Gustav Klimt
  • Federico García Lorca and Salvador Dalí
  • Natalia Goncharova and Mikhail Larionov
  • Eileen Gray and Jean Badovici
  • Barbara Hepworth and Ben Nicholson
  • Hannah Höch and Til Brugman
  • Hannah Höch and Raoul Hausmann
  • Frida Kahlo and Diego Rivera
  • Dora Maar and Pablo Picasso
  • Alma Mahler and Oskar Kokoschka
  • Alma Mahler and Gustav Mahler
  • Maria Martins and Marcel Duchamp
  • Margrethe Mather and Edward Weston
  • Lee Miller and Man Ray
  • Lee Miller and Roland Penrose
  • Tina Modotti and Edward Weston
  • Lucia Moholy and László Moholy-Nagy
  • Gabriele Münter and Wassily Kandinsky
  • Winifred Nicholson and Ben Nicholson
  • Georgia O’Keeffe and Alfred Stieglitz
  • PaJaMa: Paul Cadmus, Jared French, and Margaret French
  • George Platt Lynes, Monroe Wheeler and Glenway Wescott
  • Lavinia Schultz and Walter Holdt
  • Varvara Stepanova and Alexander Rodchenko
  • Sophie Taeuber-Arp and Jean Arp
  • Toyen and Jindrich Štyrský
  • Marianne von Werefkin and Alexej von Jawlensky
  • Virginia Woolf and Vita Sackville-West
  • Virginia Woolf and Leonard Woolf
  • Unica Zürn and Hans Bellmer

That’s a lot of biographies to read and digest, that’s a lot of names to remember.

Nude with Poppies (1916) by Vanessa Bell. Swindon Art Gallery

Nude with Poppies (1916) by Vanessa Bell. Swindon Art Gallery

Here are the names, careers, art and writing of the ‘Sapphists’ featured in just one room, the one dedicated to ‘The Temple of Friendship’ i.e. the lesbian writers and artists of 1920s Paris:

  • Djuna Barnes and Thelma Wood
  • Natalie Clifford-Barney and Romaine Brooks
  • Natalie Clifford Barney and Rémy de Gourmont
  • Natalie Clifford-Barney and Liane de Pougy
  • Natalie Clifford Barney and Renée Vivien
  • Sylvia Beach and Adrienne Monnier
  • Luisa Casati
  • Radclyffe Hall and Una Troubridge
  • Tamara de Lempicka
  • Ida Rubinstein
  • Gertrude Stein and Alice B. Toklas

And that’s before you get to the artists featured in the Surrealist ‘Chance Encounter’ room, namely:

  • Eileen Agar and Joseph Bard
  • Eileen Agar and Paul Nash
  • Marcel Duchamp as Rrose Sélavy
  • Leonor Fini and André Pieyre de Mandiargues
  • Gala and Salvador Dalí
  • Gala, Paul Éluard and Max Ernst
  • Valentine Hugo and André Breton
  • Jacqueline Lamba and André Breton
  • Kiki de Montparnasse and Man Ray
  • Nadja and André Breton
  • Nusch and Paul Éluard
  • Grace Pailthorpe and Reuben Mednikoff
  • Valentine Penrose and Alice Rahon
  • Valentine Penrose and Roland Penrose
  • Dorothea Tanning and Max Ernst
Dorothea Tanning and Max Ernst with his sculpture, Capricorn, 1947 © John Kasnetsis

Dorothea Tanning and Max Ernst with his sculpture, Capricorn, 1947 © John Kasnetsis

Not only must the visitor assimilate this tsunami of names, relationships and diversity of artistic and literary practices, but every visitor to the exhibition is given a free handout, a ‘glossary’, which includes even more themes to think about.

For when the curators had collated this much information about this many people and assembled this many works all in one place – it turns to be an interesting exercise to detect all kinds of further links and connections between the huge diversity of artists, activities or artworks on show.

Thus the free handout suggests that, as you walk round the exhibition, you look out for the following themes:

  • Activism
  • Agency – ‘Feminism, agency and the desire for independence underpins much of the work by women artists in the avant-garde period.’
  • Breaking up
  • Businesswomen – Emilie Flöge, Sonia Delaunay, Aino Aalto
  • Chance encounter
  • Chloe liked Olivia – quote from Virginia Woolf epitomising ‘the new queer citizen of the 20th century’
  • Clandestine
  • Co-authored – or collaboration, one of the show’s central themes.
  • Communicating vessels – ‘Two different bodies, rubbed against one another, attain, through the spark, their supreme unity in fire’ – André Breton, 1932.
  • Collage
  • Daring – ‘What have I dared embark upon by entering your life?’ Dora Maar to Picasso, 1936.
  • Desire
  • Elegy – ‘Butterflies represent a scene of your life in which the dawn awakens on your lips. A star takes shape according to your design.’ Jean Arp remembering Sophie Taeuber-Arp after her death.
  • Escape to the country
  • Feminism – ‘We will be better than the wife, the mother or the sister of a man, we will be the female brother of the man’ – Natalie Clifford Barney
  • Gift
  • Homoeroticism – ‘The work that came out of Monroe Wheeler, Glenway Wescott and George Platt Lynes’s at times uneasy polyamorous relationship opened up a queer utopian space, away from 1930s American conservatism, in which the male subject could be liberated.’
  • Intimacy
  • Liberation – sexual liberation, liberation from Victorian clothing and Victorian morality, liberation from constricting fabrics and dull designs, liberation from boring interiors, liberation from artistic naturalism and even from language
  • Love
  • Mad love
  • Mirroring – ‘I am one, you are the other. Or the opposite. Our desires meet one another.’ Claude Cohun, 1930.
  • Muse – Dora Maar took photos of her lover Picasso in ‘a turnaround of gender expectations‘.
  • Mythology
  • Nest
  • Non-binary – ‘Gender fluidity, sexual empowerment, awakening, and the fight for safe spaces of becoming, were part of the avant-garde currency.’
  • Play
  • Printed word – ‘It could be a political text, a perfect branding platform, a token of love, a site of artistic collaboration or a platform for transgressive or erotic content.’
  • Procreation
  • Publishing – Many modernists experimented with setting up their own publishing company, most notably the Hogarth Press of Leonard and Virginia Woolf.
  • Pygmalion
  • Radical abstraction
  • Reinvention – The importance of the portrait, in art and literature. Claude Cohun and Marcel Moore, life partners for 45 years, and produced a huge body of work playing with ‘gender politics‘.
  • Revolution – Alexander Rodchenko and partner Varvara Stepanova’s revulsion for the West’s cult of ‘Woman as object’ and determination to embrace ‘gender equality‘.
  • Selfie
  • Sidelined – women sidelined by men, obviously, always, everywhere
  • Total work of art
  • Triadic
  • Two-people movements – Rayism invented by Natalia Goncharova and Mikhail Larionov, the Mask Dancer movement of Lavinia Schultz and Walter Holdt, the Tactilism of Benedetta and Filippo Marinetti, the Orphism of Sonia and Robert Delaunay.
  • Utopia
  • War
  • X-rated – ‘Many artists in this exhibition used eroticism in their art as a way of fighting bourgeois conformity, propaganda and artistic censorship.’

Is that enough to think about yet?

A self-portrait by Claude Cahun, subverting gender stereotypes. Courtesy of Jersey Heritage Collections

A self-portrait by Claude Cahun, subverting gender stereotypes. Courtesy of Jersey Heritage Collections

This is what the exhibition is like. Overflowing with texts, quotes, references, biographical data, artistic theory and, underpinning it all, emerging sooner or later in every wall label for every artist – the axioms of modern identity politics and feminism – gender politics, the body, gender fluidity, transgressive art, gender equality, and so on.

Numbers

I counted a total of 103 paragraphs of wall text – sometimes very long, densely factual paragraphs. It would take at least an hour just to read them, and that’s before the 50 or so quotes from artists’ letters, diaries and so on.

There are over 40 couples, but many more ‘couples-plus’ – groups and movements of artists and writers to get a handle on – with the result that the exhibition features more than 80 writers and artists in total.

And there are a staggering 600 objects on display, including paintings, sculptures, models, furniture, personal photographs, love letters, gifts, books – 35 first editions from Virginia and Leonard Woolf’s Hogarth Press – magazines, rare archival material and much, much more!

Les deux amies (1923) by Tamara de Lempicka. Association des Amis du Petit Palais, Geneve

Les deux amies (1923) by Tamara de Lempicka. Association des Amis du Petit Palais, Geneve. A portrait of two naked women painted by a woman!

In the event, this was simply too much for me to take in. I started off dutifully reading every wall text but quickly got tired, saturated, full up – I started skimming some and then just ignored others. I went round about five times, each time reading at new bits of text, toying with quotes here and there – above all, trying to let the actual art fight its way through the jungle of biography and interpretation and bitty quotations and make its impact.

I came to roughly two conclusions.

1. One is that, if you’re a student or have an educational motivation, this is a spectacular opportunity to see works great and small, by artists famous and obscure, by men, women, gays, lesbians and trans people, from what feels like all the most important art movements of the early 20th century.

(In fact it’s far from being a complete overview of early 20th century art – that would fill ten Barbican galleries – but it is an impressive stab at conveying a really comprehensive overview of important modern art as retold with women, gays and lesbians to the fore.)

2. The second point is that among the 600 paintings, books, photos and furniture on display there are some real masterpieces, many on loan from abroad, and so a rare opportunity to see many beautiful things in the flesh.

Small is not necessarily beautiful

In this respect – my response to the art – I found the smaller, more cramped rooms to be unconducive to aesthetic enjoyment.

For example, the small first room which is shared by the story of Camille Claudel and Auguste Rodin, and the story of Maria Martins and Marcel Duchamp, included some plaster busts and faces by the former pair, and some bronze casts of Maria’s body parts (her buttocks and vagina) made by Duchamp. But it was so small, cramped and crowded that it felt more like a reading and learning space, than an art space.

The reduction ad absurdum of this shoehorn approach was the way that the no doubt complex and interesting working relationship between modernist designer Lilly Reich and her long-term partner and collaborator, Ludwig Mies van der Rohe, was explained via one chrome and black leather chair and three paragraphs of text plonked at the bottom of the stairs to the first floor.

He claimed to be the sole designer of this classic and hugely influential chair. Only decades later did it emerge that she had as least as much input as he did into the design. What a beast!

Barcelona chair by Mies van der Rohe (1929)

Barcelona chair by Mies van der Rohe (1929)

Interesting story, but blink and you might miss it altogether.

The show is co-curated by Emma Lavigne, Director of the Centre Pompidou in Metz. The French connection made me think of some of the smaller displays as types of ‘bonnes bouches’ or ‘tasty bites’ – fleeting treats designed to add to the overall argument, but whose main function would be to inspire you to go away and find out more.

Big rooms where art can breathe

By contrast, I only really felt comfortable – and that I was really getting an aesthetic kick (as opposed to processing large amounts of biographical and art information) – in some of the larger rooms. There were plenty of other highlights, but I would single out rooms 14, 15 and 17.

Room 17

Room 17 displayed the work of two and a half couples: of the English artist Ben Nicholson, who 1. enjoyed a close working relationship with Winifred Nicholson (whom he married) in the early 1930s before 2. then partnering with the sculptor Barbara Hepworth. The wall labels quote letters they exchanged in which they spoke of becoming, literally, one person, with one taste and one artistic motivation.

In this same room, on the opposite wall, was a suite of work by Jean Arp and Sophie Taeuber-Arp. I found the juxtaposition of the sculptural abstractions of Nicholson and Hepworth with the playful abstracts of Arp really interesting.

But I was transfixed by the four or five 18-inch-high marionettes made by Sophie Taeuber-Arp for a puppet production of a folk tale about King Stagg. These possessed something almost nothing else in the exhibition did – which was charm and humour.

Marionettes by Sophie Taeuber-Arp (1918)

Marionettes by Sophie Taeuber-Arp (1918)

Room 15

Room 15 is a rare example of a room devoted to just one couple, in this case the wife-and-husband partnership between Sonia and Robert Delaunay (who were married from 1910 to Robert’s death in 1941). This married couple developed a movement variously titled Simultanism and then Orphism, in which different patterns of colours are set against each other to create disruptive effects.

The Delaunay room benefited immensely from being just about them, with no other couple squeezed in. It had more than twenty works hung around the walls, most of them – from what I could see – the calm, restful abstract designs by Sonia, mostly for fabrics and dresses. This made for a really absorbing and beautiful space.

Design B53 (1924) by Sonia Delaunay

Design B53 (1924) by Sonia Delaunay

But the room I found it literally hard to leave and, even when I’d left it, found myself walking round the entire ground floor in order to visit again with a renewed frisson of delight, was room 14 devoted to the overlapping artistic partnerships of Gabriele Münter and Wassily Kandinsky, and Marianne von Werefkin and Alexej von Jawlensky.

This foursome produced German Expressionist paintings of wonderful colour and vivid design at their self-styled artist colony at Murnau in Bavaria, in the years just before the Great War. Wow.

I liked lots of other things in the exhibition (the enormous painting of naked lesbians by Tamara de Lempicka, the thrilling Constructivist photos of Varvara Stepanova and Alexander Rodchenko, the dazzling photos of Lee Miller done by Man Ray, the couple of small but wonderful paintings by Gustav Klimt, some of the abstract paintings produced by Roger Grant and Vanessa Bell’s Omega Workshop, the wonderfully aloof portraits painted by Romaine Brooks), but for sheer visual pleasure, nothing beat this room of hyper-bright, vivid brushstrokes, bold childlike designs, and colour-drenched splashes and flourishes by this German foursome.

Improvisation III by Wassily Kandinsky (1909)

Improvisation III by Wassily Kandinsky (1909)

Probably I should have been reading up on how their work ‘subverted’ this or that tradition, and ‘challenged gender stereotypes’, or how the two women definitely contributed as much or more to their commune as the men.

But I switched off all that curatorial chatter, and just stood in awe of these wonderful, beautiful, transcendent works of art. No reproductions can do justice to the shiny vibrancy of the real thing in the flesh. Go and see them for yourself.

Conclusion

It must have taken an immense amount of effort by the four co-curators to bring together such an epic collection of objects and art works and to bring order, coherence and meaning to the multiple stories behind them.

If you are a feminist I can see how this exhibition of feminist artists lovingly assembled by feminist curators with scores of texts by feminist scholars would thunderingly confirm all your feminist beliefs. That’s what it’s designed to do.

And I wondered, as I left, whether this exhibition now and in the future, might be seen as a landmark show, a really massive rethinking of early 20th century modern art which reinstates women’s stories in all these important relationships, and often rehabilitates them as being as, if not more, creative than their male partners.

And also for the way it explores the idea that modern art was characterised, more than any previous type of art, by its collaborative nature, by the way it was produced by partnerships, by trios or quartets, by small groups working, thinking and making together.

It is a strong, well-argued, illuminating and very thought-provoking show.

But, that said, it’s hard to imagine that a lot of these artists and their stories won’t already be well known to the average gallery goer – the stories of Picasso and Dora, Frida and Diego, Virginia and Vita and the names of Dali, Ernst, Man Ray, Klimt, Marinetti, Nicholson and Hepworth are hardly unknown, and the notion that, ‘behind every great man there’s a great woman’, is hardly a radical thought – as indicated by the fact that there’s a centuries-old proverb on the subject.

Similarly, it’s hard to imagine that the fact that there were lesbian writers in the 1920s or gay photographers in the 1930s, will come as a great surprise to the average gallery goer. Homosexuality is not really news to most people. Most of the people the exhibition is targeted at will, I suspect, have heard of Virginia Woolf before, and will know she had a lesbian affair with Vita Sackville-West.

My position, after forty years of studying twentieth century art, literature and history, is that the Century of Catastrophes is too diverse and complex to be reduced to any one narrative or interpretation. From about the 1890s onwards there was (and still is) too much going on in an interconnected world of billions of human beings for any one narrative or story to hope to tell any kind of definitive ‘truth’.

For example, this is an exhibition, at bottom, about European and American white women, often very wealthy women (Nancy Cunard, Natalie Barney). You can immediately see that focusing on these often very privileged people tends to omit the stories of working class people of both genders in those continents. You could be forgiven for not realising there were things called the First World War and the Russian Revolution during the period the exhibition covers. Not enough ‘same sex desire’ to merit inclusion.

Similarly, there is precious little (surprisingly) about the black experience of modernity (there is one black person in the exhibition, the jazz musician Henry Crowder, who is included because of his influence over the immensely wealthy patron of the arts and writer, Nancy Cunard).

In fact, now I think about it, jazz is a crashingly obvious and central element of Modernism, from Stravinsky to Eliot, and is depicted in countless modernist art works. But it doesn’t fit with the curators’ insistence that Modernism be defined by couples, love and relationships, sex and partners and gender and desire and so… it isn’t here.

My view is that the ‘Modern’ experience of humanity, the bewildering catalogue of technological, scientific and cultural change which overwhelmed Homo sapiens in the early twentieth century – is too vast and multiform for any one narrative to encompass.

The curators make a powerful and persuasive case that Modernism was characterised above all by new thinking about love, eroticism, desire and relationships, much of which promoted the liberation of women (and trans people and gays).

Lee Miller with a cast of her torso, Downshire Hill, London, England 1940 by Roland Penrose © Roland Penrose

Lee Miller with a cast of her torso, Downshire Hill, London, England 1940 by Roland Penrose
© Roland Penrose

I accept all their points as valid, and the body of evidence they’ve assembled is pulverisingly persuasive. And yet I still think that an equal if not more important element of Modernism was artists’ reaction to the revolution in everyday life caused by new technologies. And everyone’s world was turned upside down by the Great War. And the entire intellectual world was galvanised by the radicalism of the Russian Revolution. And I haven’t mentioned the famously disruptive discoveries of Einstein and others, undermining the static view of the forces of nature held since Newton. Too much was happening. No wonder the art from this period is so excited and effervescent.

Alternative interpretations

But I’m well aware that my own interpretation can itself be trumped by other competing narratives. That there are numerous ways of looking at this period of cultural history.

For example, arguably the most important aspect of the era was the collapse of the old European empires – the German, Austro-Hungarian, Russian and Ottoman Empires. The entire art of the period could be interpreted in terms of the breakdown of the ideologies, laws and customs which supported them, of which conventions about relations between the sexes are just a small sub-set.

Or there’s a Marxist interpretation which suggests that the era was characterised by unprecedented wealth derived from the West’s imperialist domination of the rest of the world – wealth which gave rise to a new class of super-rich collectors and connoisseurs who patronised ‘modern’ art and literature and experimented with new ‘decadent’ lifestyles. (Vide Nancy Cunard, Natalie Barney and the numerous other rich American women who populate the 1920s lesbian room).

Or there’s a strong post-colonial interpretation which says that the decisive impetus for Modernism and its revolutionary overthrow of 400 years of realistic art came from the cultural appropriation of the African masks and Oceanic art looted by imperial collectors, which were enthusiastically copied by Picasso and Matisse, and which had a transformative effect on everyone who followed them.

To give just a few of the most obvious interpretations of the art of the period.

This exhibition is an impressive and stimulating attempt to write one particular story about early twentieth century art. But it is only one interpretation among a sea of alternative stories.

The promotional video

P.S. What does ‘modern’ mean?

When I told my wife I was off to see an exhibition titled ‘Modern Couples’ she thought it would be a V&A-style celebration of contemporary celebrity pairs like Elton John and David Furnish, the Beckhams, Kanye West and Kim Kardashian, and so on.

No, I explained. When art and literary critics say ‘modern’ what they mean is art from the 1900s, 1910s and 20s. They mean art and literature which is over a hundred years old. That’s what they mean by ‘modern’.

And even as I explained it, I realised how odd this use of the word ‘modern’ is. Eventually this stuff is going to be 150 years old. Will we still be describing it as ‘modern’ in 2050? At what point will someone have to come up with a better name? Or will Modernist art remain ‘modern’ forever?


Related links

Women in art

Other reviews of artists featured in this exhibition

Books about artists featured in the exhibition

Other Barbican reviews

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