Oroonoko, or the Royal Slave by Aphra Behn (1688)

Aphra Behn

Aphra Behn (1640 – 1689) is generally considered the first known professional female writer in England. She was a very successful playwright, producing at least 15 plays, mostly Restoration comedies. She was a widely published poet, translator, essayist and writer of prose fictions.

She lived through troubled times – growing up during the civil wars (1637 – 53) she was 9 or so when King Charles was executed in January 1649, lived through the Commonwealth of Oliver Cromwell and was 20 or so when Charles II was restored. There are at least four biographies of Behn, plus numerous introductions to her work. They all agree that she welcomed the return of the Stuart dynasty, was popular with Charles II, and even did some spying for him abroad (on a journey to Antwerp). Back in London she was part of the set of rakish poets and playwrights which included John Wilmot Earl of Rochester, to whom she dedicated a poem.

‘Behn was a lifelong and militant royalist, and her fictions are quite consistent in portraying virtuous royalists and put-upon nobles who are opposed by petty and evil republicans/Parliamentarians.’ (Wikipedia)

Charles II died in 1685 (in Oroonoko he is referred to as ‘his late Majesty, of sacred Memory’) and was succeeded by his brother James II, triggering an uprising by Charles’s illegitimate son, the Duke of Monmouth, in the Protestant cause.

Monmouth’s rebellion was successfully defeated, but three years later:

  1. James’s Catholic wife, Mary of Modena, giving birth to a son, who everyone knew was set to be raised a Catholic, with the threat that Britain would become a Catholic country
  2. coincided with James’s foolish decision to prosecute seven Anglican bishops for seditious libel

The combination of these events triggered a rebellion by England’s richest Protestant landowners, who a) expelled James b) invited Prince William of Orange (a state in the Low Countries) – who had a sort of legitimacy because he was  married to James’s (solidly Protestant) daughter, Mary – to come and rule Britain in his place.

This seismic event in British history and all its political and legal consequences, for a long time referred to as The Glorious Revolution, had barely bedded in when Behn died, aged (if her birth date is correct) just 49.

Oroonoko

Oroonoko, or the Royal Slave is the longest and most successful of Behn’s prose pieces. It was a bestseller in her lifetime, was quickly turned into a successful stage play and went on to have at least three other stage adaptations and revivals.

Basically, it’s a tragic love story. Oroonoko is a prince of Coramantian, the 17th century name for what later became known as the Gold Coast, and later still became modern-day Ghana. Oroonoko is the grandson of the king of Coromantian, who has an impressive harem of wives. By the age of 17 Oroonoko is a heroic warrior and goes to war under the guardianship of the people’s greatest general, and blossoms into:

one of the most expert Captains, and bravest Soldiers that ever saw the Field of Mars: so that he was ador’d as the Wonder of all that World, and the Darling of the Soldiers.

The text has that tone throughout – Oroonoko is depicted as the greatest, noblest, most educated, wisest and wittiest and bravest and manliest man that ever lived.

Oroonoko is available in several OUP and Penguin paperback editions, all of which are introduced by feminist scholars, all of whom make the same point that Behn was an ‘outsider’ in the ‘man’s world’ of literary Restoration England. Thus they all point out the poignancy / structural appropriateness of Behn depicting another type of outsider to the ‘white supremacist, racist, misogynist discourse’ of Restoration England – a black man. One outsider writing about another.

Except that, as I read Oroonoko, it seemed to me Behn makes her black hero less of an outsider than you might expect. In fact he comes over as an epitome of civilisation, conceived very much along European lines:

for his Discourse was admirable upon almost any Subject: and whoever had heard him speak, would have been convinced of their Errors, that all fine Wit is confined to the white Men, especially to those of Christendom; and would have confess’d that Oroonoko was as capable even of reigning well, and of governing as wisely, had as great a Soul, as politick Maxims, and was as sensible of Power, as any Prince civilis’d in the most refined Schools of Humanity and Learning, or the most illustrious Courts.

Not least because Oroonoko has had European tutors and governors:

Some Part of it we may attribute to the Care of a Frenchman of Wit and Learning, who finding it turn to a very good Account to be a sort of Royal Tutor to this young Black, and perceiving him very ready, apt, and quick of Apprehension, took a great Pleasure to teach him Morals, Language and Science; and was for it extremely belov’d and valu’d by him. Another Reason was, he lov’d when he came from War, to see all the English Gentlemen that traded thither; and did not only learn their Language, but that of the Spaniard also, with whom he traded afterwards for Slaves.

Thus:

Oroonoko, who was more civiliz’d, according to the European Mode, than any other had been, and took more Delight in the White Nations; and, above all, Men of Parts and Wit.

So Oroonoko is not quite the ‘outsider’ or ‘other’ figure that the politically correct introductions led me to believe.

It’s also striking that Behn deliberately removes from her hero some of the most prominent physical characteristics of people of colour.

His Nose was rising and Roman, instead of African and flat: His Mouth the finest shaped that could be seen; far from those great turn’d Lips, which are so natural to the rest of the Negroes. The whole Proportion and Air of his Face was so nobly and exactly form’d, that bating his Colour, there could be nothing in Nature more beautiful, agreeable and handsome. There was no one Grace wanting, that bears the Standard of true Beauty. His Hair came down to his Shoulders, by the Aids of Art, which was by pulling it out with a Quill, and keeping it comb’d; of which he took particular Care.

He does not have a large nose, or ‘great turn’d lips’, or frizzy Afro hair, but a Roman nose, flat lips, and shoulder-length, straight hair. He sounds more like a native Indian than an African. As educated as a European? Looking more like an Indian than an African? this is not quite the African prince I had expected.

Anyway, back to the love story. In the heat of the battle, the brave old general sees an arrow heading for Oroonoko and throws himself in front of it, dying from his wound. The general had one daughter, Imoinda, so Oroonoko goes to see her to tell her how bravely her father died.

Imoinda is, of course, a stunning beauty. The leading quality of Behn’s mind is exorbitance: everything is the bestest of the best.

This old dead Hero had one only Daughter left of his Race, a Beauty, that to describe her truly, one need say only, she was Female to the noble Male; the beautiful Black Venus to our young Mars; as charming in her Person as he, and of delicate Virtues. I have seen a hundred White Men sighing after her, and making a thousand Vows at her Feet, all in vain and unsuccessful. And she was indeed too great for any but a Prince of her own Nation to adore.

And Imoinda’s wonderful appearance is confirmed when Oroonoko actually visits her:

When he came, attended by all the young Soldiers of any Merit, he was infinitely surpris’d at the Beauty of this fair Queen of Night, whose Face and Person were so exceeding all he had ever beheld, that lovely Modesty with which she receiv’d him, that Softness in her Look and Sighs, upon the melancholy Occasion of this Honour that was done by so great a Man as Oroonoko, and a Prince of whom she had heard such admirable Things; the Awfulness wherewith she receiv’d him, and the Sweetness of her Words and Behaviour while he stay’d, gain’d a perfect Conquest over his fierce Heart.

The point of giving these three long quotes is to show how Behn’s prose works – with long sentences which swell with Romantic clichés and stereotypes – the language of Restoration poetry which was devoted to describing a narrow group of stereotyped qualities – Beauty of body and face; Love with its world of sighs and passions; Warrior qualities of sternness and bravery; and the Tragic Mode of grief and tears.

And every Important word is in Capitals.

Slavery

In another reversal of the politically correct interpretation of Oroonoko as a victim of white imperialism, he quite calmly gives the fair Imoinda a gift of slaves which he captured in the recent battle. The casualness with which Behn describes this suggests that slave-taking, selling and giving were part and parcel of the African societies of the time, or at least that Behn thought so:

So that having made his first Compliments, and presented her an hundred and fifty Slaves in Fetters, he told her with his Eyes, that he was not insensible of her Charms; while Imoinda, who wish’d for nothing more than so glorious a Conquest, was pleas’d to believe, she understood that silent Language of new-born Love; and, from that Moment, put on all her Additions to Beauty.

Note how the 150 slaves are mentioned only in passing and don’t merit as much space as the looks of love which the two lead characters exchange.

In fact the text then goes on to make it perfectly plain that Oroonoko is a slave trader in his own right. When an English ship arrives on the coast:

The Master of it had often before been in these Countries, and was very well known to Oroonoko, with whom he had traffick’d for Slaves, and had us’d to do the same with his Predecessors… To this Captain [Oroonoko] sold abundance of his Slaves…

So when Oroonoko is himself made a slave, it is no more than the fate he has dealt out to hundreds of his countrymen. In fact, when he is caught and sold into slavery Oroonoko he will meet many of the blacks he himself sold into slavery in the previous years.

Some of the mechanics of slavery are explained from what is, presumably, first hand experience.

  • how merchants in the West Indies contract with the captains of slave ships to bring back specified numbers of slaves
  • how the slave traders break up the slave into ‘lots’, deliberately mingling men, women and children from different tribes, so that they often speak different languages and dialects, to prevent them conspiring together
  • how the slave owners ignore the slaves’ real names and give them simpler, easier English names (as Oroonoko will be renamed ‘Caesar’, see below)

The narrator

The tale is told in the first person by a woman narrator, made plain in several places, including:

his Misfortune was, to fall in an obscure World, that afforded only a Female Pen to celebrate his Fame; tho’ I doubt not but it had lived from others Endeavours, if the Dutch, who immediately after his Time took that Country, had not killed, banished and dispersed all those that were capable of giving the World this great Man’s Life, much better than I have done.

The narrator tells us that she lived in Surinam, and spends a couple of pages describing the character of the native inhabitants with whom she and the other white colonists deal and trade. Among these is the description of an elaborate native head-dress the narrator was given and which she later donated to ‘the King’s Theatre’ for a production of The Indian Queen.

Now this was a real historical play which was produced in Behn’s London, so many critics see the story as overt autobiography, linking the narrating voice directly with Behn herself which – along with the vividness of her descriptions of the local climate, flowers and wildlife (armadillos) – persuades some modern scholars that Behn did indeed travel to Surinam and personally witness much of what she describes.

Whereas other modern scholars completely disagree, and point out that Behn could have gathered every scrap of detail she uses in the narrative from current books of exotic travel and description.

You pays your money and you believes whichever version takes your fancy.

The plot

Oroonoka falls in love with Imoinda and they perform a ceremony of troth-making, though not officially getting married.

The king of Coramantia – Oroonoka’s grandfather – hears about Imoinda’s wondrous beauty and also that Oroonoka is wooing her. He has her brought to his palace to join his harem, specifically to join him in the royal bath. Imoinda throws herself on his mercy and begs her innocence. The king ignores her pleas, takes her into his bath and into his bed. However, we are assured quite a few times that he is old and impotent – therefore he may ogle her and caress her but cannot ‘possess’ her. This is to ensure she remains a virgin for Oroonoka.

A word about virginity

In The Vicar of Wakefield, and Pamela and Oroonoko I am fascinated by the intense importance – the moral and emotional and legal and religious importances – that are put on the quality of female virginity, and also by the numerous flowery periphrases which are used to tastefully describe it.

 whether she was robb’d of that Blessing which was only due to his Faith and Love.

I am not yet known to my Husband.

’Twas not enough to appease him, to tell him, his Grandfather was old, and could not that Way injure him

for Imoinda being his lawful Wife by solemn Contract, ’twas he was the injur’d Man,

I believe he omitted saying nothing to this young Maid, that might persuade her to suffer him to seize his own, and take the Rights of Love.

… the Vows she made him, that she remained a spotless Maid till that Night, and that what she did with his Grandfather had robb’d him of no Part of her Virgin-Honour; the Gods, in Mercy and Justice, having reserved that for her plighted Lord, to whom of Right it belonged.

the old King had hitherto not been able to deprive him of those Enjoyments which only belonged to him,

But as it is the greatest Crime in Nature amongst them, to touch a Woman after having been possess’d by a Son, a Father, or a Brother, so now he looked on Imoinda as a polluted thing wholly unfit for his Embrace;

In part, then, Oroonoko joins the vast record of humanity’s complete inability to sensibly organise relationships between the two sexes which we find the human species cast into.

Millennia from now visitors from Mars will leaf through these records in disbelief at the enormous weight of importance which was put on the insertion of a part of the male anatomy into a part of the female anatomy – an event of such vast importance that it inspired murders, suicides, drove people to ruin their own and other’s lives, inspired tribes and entire nations to go to war about it. The Martians will flick through these records and their coy circumlocutions in disbelief at the trouble it caused.

More plot

Oroonoko is struck down with despair at the news his beloved has been taken off by the king. But his own life is in danger if the king thinks he still loves her. So Oroonoko has to feign indifference to Imoinda, even when they are both at court, even when he sees her, at the end of the evening’s entertainment, being led off into the king’s bed-chamber.

Luckily, Oroonoko recruits one of the king’s courtiers, the handsome Aboan, to his cause. This young man chats up one of the older ‘discarded’ mistresses of the king’s harem, Onahal, and persuades her to let him and Oroonoko in a back entrance of the palace one night. Oroonoko goes straight to Imoinda’s chamber, where:

I believe she was not long resisting those Arms where she so longed to be; and having Opportunity, Night, and Silence, Youth, Love, and Desire, he soon prevail’d, and ravished in a Moment what his old Grandfather had been endeavouring for so many Months.

While Aboan has to pay the price of old Onahal’s helping them, namely allowing the old woman to take him to bed. Here you can see the deliberate pairing of the Serious and the Comic, our hero’s coupling with the beautiful heroine paralleled by the essentially comic coupling of May and December in another bedroom nearby. You can see how this is designed to prompt fine sentiments about the former, interspersed with comedy or comic revulsion, at the latter.

Dawn comes too quickly, servants try to enter Imoinda’s chamber, Oroonoko threatens to kill them, calls the chamber the chamber of love, kisses her one last time then makes his escape. The servants report back to the king, confirming all his worst suspicions. Well, now she has been ‘possessed’ by another man, she is not fit for the harem and so the king orders Imoinda (and Onahal, who obviously helped her) to be sold as slaves.

Then he repents (or Behn contrives for him to repent) in such a way as to come round to respecting the couple’s young love. According to the twisted of the day, the king cannot undo Imoinda’s fate, but he can make it ‘respectable’ by declaring he had her executed. That is less shameful than being sold a slave. And so the king sends messengers to Oroonoko telling him he’s had Imoinda executed.

Oroonoko was at the army camp expecting an attack from the enemy. He slumps onto the carpet in suicidal despair. The enemy attacks and is winning and the captains come to beg Oroonoko snap out of it. Eventually he does, declares he will die in battle, storms out of his tent, and leads the army to a famous victory. He captures the enemy leader, Jamoan, single-handed, and comes to respect his nobility and dignity.

You can see how it is less a plot than a succession, a kind of gallery of scenes presenting the highest type of noble figure – kings, princes, generals – displaying the noblest emotions – true love, true grief, valour in battle, chivalry to a defeated opponent.

The weeks and months pass and Oroonoko becomes an accepted figure at the court; he has forgiven the king and the two rub along OK, but he has never overcome his grief at the supposed execution of his true love.

And English ship docks in the port and the captain, a man of culture and education, treats Oroonoko and his followers to a grand feast and tour of the ship – at the climax of which they seize them, throw them in chains and sail away. Oroonoko tries to kill himself, first by beating his head against the floor or walls, then starving himself to death, but the captain and he have a lengthy wordy exchange which results in the Oroonoko being given liberty of the ship on the basis that he will be freed when they reach the next port.

But they’re not. They arrive at Surinam, an English colony. Here Oroonoko is sold off in a lot of seventeen slaves. He throws a parting curse at the captain of the ship and worthlessness of the God he swore his vows by.

Oroonoko is sold to a Cornish man, Trefry, who hears Oroonoko speak and realises he not only speaks English but us a man of ‘quality’. He impresses everyone who meets him. Trefry gives him the slave name Caesar. They travel upriver for days. When they arrive Caesar behaves more like a governor than a slave – many of the other blacks on the plantation were slaves he himself consigned to their condition but, recognising natural Nobility, instead of stoning him, they flock to worship him and prostrate themselves at his feet!

Trefry entertains him at the plantation mansion telling him, among other things about a beautiful young slave woman they’ve christened Clemene, and who everyone is in love with. Trefry takes Caesar to see her and, of course, she is none other than Imoinda! She faints, he runs to catch er, Trefry is delighted this little romance has played out on his plantation. Hidden in all the alarums is the surprising news that Imoinda is only 15 or 16. Or, as Behn puts it, in her operatic baroque style:

Trefry, who was naturally amorous, and delighted to talk of Love as well as any Body, proceeded to tell him, they had the most charming Black that ever was beheld on their Plantation, about fifteen or sixteen Years old, as he guess’d; that for his Part he had done nothing but sigh for her ever since she came; and that all the White Beauties he had seen, never charm’d him so absolutely as this fine Creature had done; and that no Man, of any Nation, ever beheld her, that did not fall in love with her; and that she had all the Slaves perpetually at her Feet; and the whole Country resounded with the Fame of Clemene, for so (said he) we have christen’d her: but she denies us all with such a noble Disdain, that ’tis a Miracle to see, that she who can give such eternal Desires, should herself be all Ice and all Unconcern.

Then again, we know that Oroonoko entered the army and had become a noted captain by the age of seventeen:

as soon as he could bear a Bow in his Hand, and a Quiver at his Back, was sent into the Field, to be train’d up by one of the oldest Generals to War; where, from his natural Inclination to Arms, and the Occasions given him, with the good Conduct of the old General, he became, at the Age of seventeen, one of the most expert Captains, and bravest Soldiers that ever saw the Field of Mars:

So it’s a love story between a 17 year-old and a 16 year-old.

At this point the narrator enters the story. She has been introduced to Oroonoko, who has told her the story of  his life to date, corroborated by the French tutor who was captured along with the prince and his courtiers, and brought across the ocean, though cannot be enslaved (because he’s a Christian). She has assured Oroonoko she will petition the governor to get him freed. We also learn that Imoinda’s body is decorated, as is Oroonoko’s:

and tho’ from her being carved in fine Flowers and Birds all over her Body, we took her to be of Quality before, yet when we knew Clemene was Imoinda, we could not enough admire her. I had forgot to tell you, that those who are nobly born of that Country, are so delicately cut and raised all over the Fore-part of the Trunk of their Bodies, that it looks as if it were japan’d, the Works being raised like high Point round the Edges of the Flowers. Some are only carved with a little Flower, or Bird, at the Sides of the Temples, as was Cæsar; and those who are so carved over the Body, resemble our antient Picts that are figur’d in the Chronicles, but these Carvings are more delicate.

‘Carved’? ‘Cut and raised’? Does this mean tattooed, or scarred so as to create patterned ridges of scar tissue?

Oroonoko and Imoinda live – and are accepted by everyone – as man and wife. She becomes pregnant. The couple are always at the narrator’s house, eating, and she teaches them about history and Christianity which, however, Oroonoko doesn’t understand and mocks.

There is a pause in the narrative while the narrator explains that she sailed to Surinam with her father who was meant to become Lieutenant-General of 36 islands ‘beside the continent of Surinam’ but died on the voyage out. Nonetheless, she is put up in the finest house in the colony, Parham House.

It is important to grasp that Orinooko does not live the life of a slave at all – occasionally they go and visit the ‘Negro villages’ where the slaves live. Instead, he lives a life of leisure and diversion with the narrator and other white gentry. In this holiday capacity Oroonoko has several adventures:

  • he’s one of a party with the narrator who are surprised by a massive female tiger which threatens them but Oroonoko kills with one sword stroke
  • he hunts and kills another tiger which has been terrorising the neighbourhood
  • he fishes for the legendary numb-eel and is struck so numb by it he falls into the river and is carried some distance downstream, unconscious, before being rescued

Some kind of war breaks out with the native Indians, who attack white settlements and kill white settlers. The narrator, some others and Oroonoko go on a long journey down the river to visit a village of Indians and we are treated to an extended ethnographic description of their appearance and customs.

They meet some Indians of a different height and style, who tell them they’ve returned from the mountains where gold tumbles down in the streams. Once known this spurs gold fever in the settlers. More than once the narrator laments that the British government (well, Charles II) let the Dutch take over the colony of Surinam as a result of the third of the three brief Dutch wars of the 1660s (under the Treaty of Breda in 1667).

As Imoinda becomes more heavily pregnant, Oroonoko chafes more and more at, not exactly his slavery, because he isn’t used as a slave, but certainly at his lack of freedom. He calls together the Negroes on their free day and inspires, not a rebellion, but an exodus: they pack up all their stuff and leave, planning to cross rivers, mountains and forests and set up their own colony of the free.

They are followed by the governor-general, William Byam, and about 600 men. They catch up with the renegades and there’s a fierce fight, but the rebel blacks are slowly defeated or persuaded to stop fighting by their womenfolk, until only Ceasar and his most loyal lieutenant, Tuscan, are fighting on.

The governor promises them safe passage if they yield, and honourable Trefry goes talk to them and persuades them to surrender. They are all taken back to the plantation where Caesar and Tuscan are suddenly seized, tied to stakes, and whipped till the flesh falls off their bones. Many of the whippers are the very slaves he tried to free and who pretended to worship him. They rub pepper into the wounds and tie him to the ground.

The narrator didn’t witness this. She and the other white women, when they heard Caesar had led the slaves away, all fled to the safety of the river (?) where they were put in charge of the gallant Colonel Martin. When they hear the rebellion is put down they return to their house on the plantation (Parham House) then go to see Caesar in his wretched condition. They have him released, put into a bath to wash away the pepper, and surgeon called to administer healing balm. Caesar thanks them and respects Colonel Martin but says he vows to live solely to take his revenge on Governor Byam.

The Governor calls his council (of white trash, exiles and renegades) who call for Caesar to be hanged. But Trefry nobly points out the council has no authority over his estate (where they’ve brought Caesar to recuperate) and so he lives.

He lives but he vows eternal vengeance on Byam. But then he quavers in his determination, knowing he will not survive the murder and – worse – his beautiful Imoinda will be punished, maybe raped or gang-raped. Therefore (in the twisted logic of high opera) he resolves to kill her first.

He takes her up to a hilltop, explains his plan – to kill Byam, then take the punishment, but doesn’t want to leave her exposed – and she agrees, and amid tears and noble declamations – he stabs her to death!

while Tears trickled down his Cheeks, hers were smiling with Joy she should die by so noble a Hand, and be sent into her own Country (for that’s their Notion of the next World) by him she so tenderly loved, and so truly ador’d in this: For Wives have a Respect for their Husbands equal to what any other People pay a Deity; and when a Man finds any Occasion to quit his Wife, if he love her, she dies by his Hand; if not, he sells her, or suffers some other to kill her. It being thus, you may believe the Deed was soon resolv’d on; and ’tis not to be doubted, but the parting, the eternal Leave-taking of two such Lovers, so greatly born, so sensible, so beautiful, so young, and so fond, must be very moving,

Mind you, the details are extraordinarily gory:

All that Love could say in such Cases, being ended, and all the intermitting Irresolutions being adjusted, the lovely, young and ador’d Victim lays herself down before the Sacrificer; while he, with a Hand resolved, and a Heart-breaking within, gave the fatal Stroke, first cutting her Throat, and then severing her yet smiling Face from that delicate Body, pregnant as it was with the Fruits of tenderest Love.

He waits two days by the body but is then distraught to discover that excess of grief and lack of food have made him weak. When he tries to stand, he staggers. He rests another six days but only becomes weaker and weaker.

Meanwhile the narrator and his friends have become alarmed at the disappearance of Caesar and Imoinda and send out no fewer than hundred servants and slaves to find him. They find him in a clearing thanks to the smell of Imoinda’s rotting corpse.

Good God, why has he murdered his beautiful wife? He explains his plan but is too weak to move. He cuts flesh from his neck, then disembowels himself.

He stabs to the heart the first man who approaches him, but then Tuscan disarms him (be receiving the knife in the arm) and the other catch him and carry him back to Parham House. He is now skin and bone, like a death’s head.

Then one of the governor’s wretched criminal confederates comes and seizes Orookoko, not realising all he wants is to die and be with Imoinda. So when they tie him to the whipping post and announce they are going to kill him, Oroonoko is delighted.

Piece by piece they dismember his living body – cutting off his ‘members’, then his ears and nose and throwing them into the fire. Then hacking off one arm, then the other, at which point he dies. They quarter his body and send the quarters to different plantations to frighten the slaves.

Thus died this great Man, worthy of a better Fate, and a more sublime Wit than mine to write his Praise: Yet, I hope, the Reputation of my Pen is considerable enough to make his glorious Name to survive to all Ages, with that of the brave, the beautiful and the constant Imoinda.

Anti-colonialism

Nowhere does Behn express any explicit statements against slavery: it was too much a part of contemporary society, not just in Europe but in Africa and the colonies, for it to have come to seem monstrously unjust. Its evils and injustice and cruelty is amply described, but without any sense that the trade and institution itself could or should be stopped.

Instead, what Behn focuses on is the unfairness of enslaving a prince, a man of natural Nobility and Culture. The Wikipedia article and Penguin introduction both emphasise that the central pillar of Behn’s beliefs was her devotion to the principle of Monarchy. Nations need kings. Hence her enthusiastic support for Charles II. Once you grasp that this is the central principle of Behn’s worldview, then you understand:

– why she doesn’t criticise slavery, as an institution, but she does criticise the injustice of seizing Oroonoko

– why the issue of keeping one’s word is much more laboured over than slavery; for Behn, keeping one’s promise was the basis of trust, faith and society; her harshest criticism isn’t reserved for slavers as such, but for people like the sea captain who invites Oroonoko and his followers to a feast, then breaks his word to them – who promises to set them free at the next port, but breaks his word again; and for the governor of Surinam, Byam, who promises Oroonoko safe passage after his rebellion, but instead, once he gives himself up, orders his extreme whipping. In Behn’s view, men like that undermine the possibility of a civilised society, which must be based on trust and good faith.

– why the narrator is at such pains to repeated that Surinam lacks a proper governor, a representative of the king who would underpin good government. Instead it has the troth-breaking and treacherous governor Byam, and his treachery is intimately connected to the lack of his monarchical abilities. Without a True King a colony, like a nation, collapses.

– and this principle explains why Oroonoko’s Nobility and natural dignity outshine and shame the squalid brutality of his persecutors. The final scenes in which he continues smoking a pipe while his punishers cut off his members, his ears and nose and arms, is absurd from a ‘realist’ point of view, but an important token of Behn’s fervent belief in Royalism. Oroonoko is a king in the same way that Jesus was a king, full of sanctity and dignity, and beside his natural princely dignity the colonists seem like barbaric animals.

– and finally, it explains the narrator’s repeated disparaging references to the Dutch. The Dutch received the colony of Surinam as part of the Treaty of Breda of 1667 (the British received the settlement of New Amsterdam, which was to grow into New York City) and the narrator laments King Charles’s short-sightedness in giving away such a rich colony. But edge is added to her criticism because the Dutch were republicans and democrats. In Behn’s royalist view, every nation needs a king, and this is why she laments what she sees as the inevitable decline of the colony once it was handed over to democrats who, by definition, have no idea how to run a state.

Feminist scholars and critics have written scores of books and thousands of articles about Aphra Behn, raising her to sainthood in the pantheon of women writers. In doing so, they tend to equate her with their own politically correct and ultra-liberal views. They prefer to overlook the central fact that Behn was, from start to finish, in all her poems, prose and plays, a fervently right-wing, anti-democratic royalist. She would have voted for Mrs Thatcher.

Feminism

Behn is a feminist saint but it doesn’t prevent her depiction of the female lead, Imoinda, being the most clichéd and stereotypical imaginable, which will have come over from my plot summary.

On the other hand, the narrating voice, the persona she creates for herself within the text, is interesting, flexible and highly intelligent. She begs the reader’s indulgence for having a merely ‘female pen’, but this comes over as merely one of the polite formalities of the day, like the dedication and the preface and the verse prologue and so on attached to the text.

These conventional disclaimers shouldn’t distract us from her intelligence and skill, and the interest and curiosity she displays about the wildlife and climate of both the Africa of Oroonoko’s youth and the Surinam where the second half is set.

Feminist scholars and critics by the thousands have written scores of books and thousands of articles about Aphra Behn, raising her to sainthood in the pantheon of women writers. In doing so, they tend to equate her with their own politically correct and ultra-liberal views.

They prefer to overlook the central fact that Behn was, from start to finish, in all her poems, prose and plays, a fervently right-wing, anti-democratic royalist. She would have voted for Mrs Thatcher.

Is it a novel?

No, would be my answer, it is more like a Restoration play than a novel, and a restoration play – with its stock in trade of princely heroes and only the noblest and most highfalutin’ of emotions – is more like an opera than a modern play.

And towards the end it becomes more like the kind of sensationalist, penny-dreadful tracts hawked around scaffolds when criminals are to be executed, hanged or beheaded, another genre altogether.

One moment struck me as exemplifying the gap between the high-minded rhetoric of the text and the probable realities which underpin it. When Trefry describes the beautiful Clemene whose beauty ravishes everyone, Caesar asks him why he doesn’t just ‘ravish’ her, and Trefry replies:

‘I confess (said Trefry) when I have, against her Will, entertained her with Love so long, as to be transported with my Passion even above Decency, I have been ready to make Use of those Advantages of Strength and Force Nature has given me: But Oh! she disarms me with that Modesty and Weeping, so tender and so moving, that I retire, and thank my Stars she overcame me.’

I think a moment reflecting on this testimony, or text, or bit of discourse, suggests how utterly unlike the real world Behn’s fiction is, how it exists not to depict a ‘reality’ but to showcase the finest sentiments from a succession of noble characters. Indeed:

The Company laugh’d at [Trefry’s] Civility to a Slave, but Cæsar only applauded the Nobleness of his Passion and Nature…

(I wrote this observation before the final passages describing Oroonoko being whipped and peppered, murdering his wife, then wasting away, then being hacked to pieces. These final scenes seem, to me, to belong to a different genre altogether, certainly to a different register, and I wasn’t surprised to read, in the Wikipedia article about Oroonoko, that many of the details of the whipping and dismemberment might have been copied from written accounts of the appalling end of a white settle in Surinam, John Allin, which was described in detail in a contemporary publication.)

Is Oroonoko a novel? Well, it’s a long, connected narrative fiction, which is one definition. And you do get a cumulatively persuasive view of the narrator – the narrator’s tone and intentions and explanations seem assimilable to modern logic and understanding.

But the text itself, the actual story, seems to me too much like a Restoration tragedy, a contrived scaffold for unrealistically high sentiments all the way through – until it collapses in the last pages into its polar opposite, a blood-thirsty account of ‘true life crime passionel‘.

It is undeniably a precursor of the flexible, adult type of narrative which we call ‘the novel’, and yet…


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The Vicar of Wakefield by Oliver Goldsmith (1766)

The Vicar of Wakefield: A Tale, Supposed to be written by Himself was written by Irish novelist, playwright, poet and critic Oliver Goldsmith (1728–1774). It was immediately praised on publication and went on to become one of the most widely read 18th-century novels, and also one of the most widely illustrated, with hundreds of Victorian paintings depicting key scenes from the story.

The two ladies from London dazzle the family of the Vicar of Wakefield (standing at the centre) with their fashionable stories, by Charles Robert Leslie (1843)

Sentimentalism

Wikipedia puts it best:

The sentimental novel or the novel of sensibility is an 18th-century literary genre which celebrates the emotional and the concepts of sentiment, sentimentalism, and sensibility.

Sentimentalism – which is to be distinguished from sensibility – was a fashion in the poetry and prose fiction of the mid-eighteenth century in reaction to the rationalism of the Augustan Age.

Sentimental novels relied on emotional response, both from their readers and characters. They feature scenes of distress and tenderness, and the plot is arranged to advance both emotions and actions.

The result displays the characters as a model for refined, sensitive emotional effect and flatters the reader who is assumed to be refined and sensitive enough to appreciate the characters’ refinement and sensibility.

The Vicar of Wakefield is often mentioned among the half dozen classic examples of 18th century sentimental novels, and we shall see why.

The plot

The Vicar of Wakefield consists of 32 chapters which fall into three parts:

Chapters 1–3: beginning
Chapters 4–29: main part
Chapters 30–32: happy ending

1. Beginning

Charles Primrose The Vicar of Wakefield is Dr. Charles Primrose. The story opens with him living an idyllic life in a country parish with his wife Deborah, adult son George, marriageable daughters Olivia and Sophia, and three smaller children, the teenager Moses, and toddlers Richard and William. He has brought them all up to be ‘generous, credulous, simple, and inoffensive’.

Legacy Primrose is independently wealthy thanks to a legacy of ten thousand pounds from an uncle George, which he has invested with a ‘merchant in town’. Thus he is in a position to hand over the £35 a year he makes from his living as a vicar to trustees for the relief of the local poor.

George’s marriage Primrose’s eldest son George is all set to wed the beautiful daughter of a local landowner, Arabella Wilmot, when disaster strikes! Primrose is informed that the ‘merchant in town’ has absconded with all his money. Reckoning all his assets, he now has £400 left and, since the £35 income is in trust, he is now without income. Arabella’s father, prudent with his money and daughter, calls off the wedding, and George, who has had some education, is packed off to town with an introduction to a cousin to make his own way in the world.

Moralising about poverty This is the opportunity for some moralising about how they must match their expectations to their new station i.e. poverty, which goes hard with the girls who have got used to fussing about dresses and their appearance.

‘We are now poor, my fondlings, and wisdom bids us conform to our humble situation. Let us then, without repining, give up those splendours with which numbers are wretched, and seek in humbler circumstances that peace with which all may be happy.’

New job Primrose casts around and hears of a curate position going in a parish 70 miles distant and wins the job. He and his family pack their things and set out on the journey (noting that none of them had ever been further than ten miles from their beloved home). At an inn they fall in with an eccentric chap named Mr Burchell who doesn’t stand on ceremony and happily accepts Primrose’s charity when it is revealed that he – Burchell – can’t pay the bill.

Next day they ride on with Burchell who knows about and describes their destination. The new house and church is on the land of young Squire Thornhill, who is known to be a womaniser.

Scarce a farmer’s daughter within ten miles round but what had found him successful and faithless.

Mr Burchell goes on to describe the contrasting character of the young squire’s uncle, Sir William Thornhill, who is known throughout the country for his worthiness and generosity.

Mr Burchell rescues Sophia from drowning As he’s chatting on, there are shouts and the two men turn on their horses to see Sophia being swept away in a torrent they were crossing. While Primrose is paralysed, Burchell jumps into the flood and rescues Sophia from drowning. She is instantly attracted to him, but her ambitious mother does not encourage her feelings.

2. The Middle

Lovely new home The new cottage is plain but attractive and set in lovely countryside near a river, and among simple, unspoiled farmers whose vicar Primrose now becomes. Primrose describes the family’s ‘simple’ daily routine, including morning and evening prayers.

Young squire Thornhill One day a deer leaps past, followed by hunters. The most dashing and handsome fellow stops, dismounts and introduces him as Squire Thornhill, paying special attention to Primrose’s two pretty daughters. Next day he sends them a side of venison, and pays a social visit a day later. To Primrose’s dismay Olivia, who Thornhill pays particular court to, is swayed by his wealth and confident conversation, and so is his wife.

It is interesting the extent to which even in this ‘ideal’ family, and even though the book is written by a man, Deborah Primrose is given a mind and strong opinions of her own.

Mr Burchell drops by regularly, to help the family with their field work and harvesting (all very bucolic), reads them a sentimental ballad, pays court to Sophia.

A country dance There is a kind of rural ball, when Squire Thornhill arrives with his chaplain, two ladies of fashion, and a cold picnic. (The ladies are named Lady Blarney and Miss Carolina Wilelmina Amelia Skeggs.) The dancing goes on into the evening, with Primrose disapproving of the ladies’ attitude, and especially the turn the conversation takes to having his two daughters go up to London to be ‘finished’ for a season.

Over the following weeks, Primrose laments the reawakening of female ‘pride’ in his daughters who dream of fine dresses, London fashion and spurn the friendship of the grown-up daughters of their neighbour, Mr Flamborough, as beneath them.

A gypsy reads the girls’ fortunes and tells them they will marry a squire and a lord.

The Primrose family By about this point I realised that he salient aspect of the character of the narrator, Primrose, is his amused indulgence of his family, most notably his would-be married daughters, his ambitious wife, but also of his would-be learnèd son, Moses, who loses no opportunity to slip references to Greek legends into his conversation.

As a family, they rub along together, disagreeing, joshing, but ultimately getting on. Primrose realises that he himself sometimes comes over as too strict or ridiculous, or reveals the little verbal flourishes he uses to oil the wheels of family.

‘Ay,’ returned I, not knowing well what to think of the matter, ‘heaven grant they may be both the better for it this day three months!’ This was one of those observations I usually made to impress my wife with an opinion of my sagacity; for if the girls succeeded, then it was a pious wish fulfilled; but if any thing unfortunate ensued, then it might be looked upon as a prophecy.

The ride to church When it is announced the two fine London ladies will be at the next Sunday morning church service, there is a comic incident as the womenfolk insist they not just walk to church but ride, foolishly choosing the family’s two carthorses to ride on.

This goes even worse than expected, since the parson a) walks to church and b) takes the service on time without his family ever turning up. Only on his return journey does he discover that the obstinate great horses refused to carry their new burdens anywhere.

Michaelmas celebrations Next day the family goes to neighbour Flamborough’s to celebrate Michaelmas Eve with traditional food and party games. They are playing an innocent game of hunter the slipper but this rural mode is spoilt when the two Grand Ladies arrive and insist on replacing country games with high gossip from London. Uncivil Mr Burchell had been of the party and makes his disagreement known by turning his back on the main company and calling out ‘FUDGE’ at the end of every posh anecdote!

The green spectacles The women decide they must sell their old colt at the market and use the money to buy a fine horse for the daughters to take it in turn to ride. They give young Moses the task of doing all this  – taking the old horse to market, selling it, and buying a new one – but he screws up big-time, selling the colt but letting con-men persuade him to spend the entire profits (three pounds, five shillings and twopence) on… a gross of green spectacles!

Olivia and Sophia fitting out Moses for the fair by Daniel Maclise (1838)

Jobs for the girls The two fine ladies have let slip the notion that they might have vacancies for ‘readers’ and companions at £30 a year. Mrs P immediately proposes her girls for the job. The fine ladies say they must ponder. Mrs P and Mr Burchell have a falling out, he arguing really strongly that the girls should not be allowed up to London to be spoiled.

The Whistonian Controversy Initially it seems like a quirk but develops into a recurring comic motif that Primrose prides himself on being the author of several pamphlets on the all-important subject of clerical monogamy i.e. that a cleric may marry once but never remarry.

In this he supports the learned William Whiston – but his pamphlets have met with opposition and he has discovered himself drawn into theological controversy which was, in these halcyon pre-ideological days, the most venomous of all. He finds himself engaged in the Whistonean Controversy!

This hobby horse of his is reminiscent of the numerous hobby horses on display in Laurence Stern’s magnificent masterpiece Tristram Shandy published a few years before the Vicar (1759). Comparison with that book emphasises how boring and very low-level The Vicar is.

Primrose is diddled out of the second horse Anyway, Primrose himself sets out to sell the second horse and a seasoned con-man is able to play on Primrose’s bookishness – and monogamy hobby horse – to con him out of the money for their only remaining horse.

In fact it is the same con-men who sold Moses the green spectacles. He gives Primrose ‘a bill’ to ‘draw upon’ his neighbour Flamborough, a procedure I didn’t really understand since when he gets back home and presents it to Flamborough, the latter says he has no money and the thing is a con. Primrose has lost his money.

Buchell’s letter Surprisingly, the family discover that Mr Burchell has written a poison pen letter to the two Fine Ladies telling them the two Primrose girls are entirely unsuitable as companions, with the result that the ladies have returned to London without them and their prospects are dashed.

The Primrose family know this because they find Burchell’s copybook lying in a field, open it, and find a copy of a letter apparently written to the fine ladies warning them against the Primroses. They’ve barely finished reading it before Burchell himself arrives for one of his regular visits and first Deborah then Primrose himself accuse Burchell of ingratitude and baseness. Burchell takes it in his stride, says he could have them all hanged for breaking into his pocketbook, and walks off.

The family portrait In another comic moment they discover their neighbours and sort-of rivals the Flamboroughs have had their portraits done by a roving limner.

So the Primroses resolve to have a portrait done of themselves, a group portrait, which they over-excitedly decide should cast them in classical characters, as Venus, an Amazon and so on.

It is done very nicely, in the kitchen as a convenient space – but only when it’s finished do they realise it is too big to get through the doors – to take either into the house proper or outside. And so it becomes an expensive cause of mockery and gossip.

The basic mismanagement of this project, and even more so the ridiculous inappropriateness of much of the imagery (Mrs P as the goddess of Love!) is an easy symbol of the moral and cultural confusion the reader is asked to recognise in Primrose’s character.

Farmer William The womenfolk now conceive a strategem, which is to prompt Squire Thornhill to declare his passion for Olivia by encouraging a local farmer, William, in his hopes for Olivia (who he has been wooing since they moved into their new home).

Despite inviting Farmer William round at the same time as Squire Thornhill, and despite Olivia openly flirting with the farmer, the Squire only sighs and goes away, leaving the family puzzled. Even when the actual date of the young couple’s wedding is announced, the Squire only sighs.

Meanwhile, after Farmer William has left, Olivia goes into a corner and cries – Primrose is impressed at how naturally she keeps up her role of coquette but upset at how upset she is becoming, The reader feels like shouting, ‘Well, call the whole silly scheme off, then!’

Olivia elopes One morning the youngest son comes running in and tells the astonished family that he saw Olivia kissing a fine gentleman who helped her into a carriage, her crying very much and was for going back, but the gentleman hustled her into the carriage and off it swept. She has eloped.

Operatic misery and reproach and anger, Primrose rants against the seducer and vows revenge. He marches over to Castle Thornhill but is disarmed when the young Squire opens it and disclaims any knowledge. Some witnesses claim it was Mr Burchell who helped Olivia into the carriage!

A ‘witness’ says he saw them heading off to ‘the wells’, some 30 miles distant, so Primrose sets off to walk there, finds it full of gentry of Fashion. Here he meets ‘a person on horseback’ who assures him the couple have gone on to ‘the race’ thirty miles hence, so Primrose walks there as well. He doesn’t find them in either place.

Lack of description

It’s worth making a general point which these journeys highlight, which is the almost complete lack of description in the book. Primrose walks thirty miles to the wells, and another thirty miles to the races, and you realise there is absolutely no description whatsoever of the countryside he passes through, of the road or bridges or river or woods. When he gets to both the wells and races there is no description of either.

Now I think about it, there is little or no description of the physical appearance of any of the characters. It’s as if the story happens in a kind of empty space, devoid of shape or colour – is made of moralising conversations and reflections which take place in a big blank. And I think it’s this absence of visual information which makes it quite a difficult read. The modern reader is used to at least some description of setting and clothes and appearances. There’s almost none in The Vicar of Wakefield and that helps to make it feel rather… barren.

Fever The exertion of these long walks brings on a fever, and Primrose is forced to take to a bed in a nearby inn for 4 weeks. Fortunately a friend passing by is able to pay his bill (a more than usually ‘random’ coincidence, as my kids would say). Finally, restored to health, he sets off home.

The travelling players And falls in with a cart of props and equipment for some strolling actors. This gives rise, incongruously, to a couple of pages of pure Goldsmith, giving his low opinion about contemporary theatre i.e. he disapproves of the revival of the Elizabethans, Shakespeare and Jonson, as outlandish and unnatural.

Apparently, Goldsmith wrote a lengthy essay arguing for the strongly moral purpose of theatre, which he tried to embody in his own plays, namely his greatest hit, She Stoops To Conquer (1773).

Politics The entire book takes another unexpected turn when the player in charge of the props and Primrose are invited by a well-dressed gentleman they meet at the inn, to dine at his house. A coach takes them out to a very grand mansion, where they are treated to a tip-top dinner in the company of two fine ladies. But when the host starts toasting Liberty in the manner of John Wilkes, it triggers a long monologue in which Primrose appears to present Goldsmith’s political position, i.e. a staunch justification of Monarchy as the best protection of the middle sort of society (who produce all the arts and economy) against the rabble.

The argument between Primrose and the host is just getting nasty when – in a comic reversal – the real lord and lady of the house return and it is revealed that the fine gentleman and his ladies who are hosting our hero are in fact the house’s butler and maids! Hence their republican principles – they have enacted precisely the social overthrow they were proposing and Goldsmith/Primrose opposing.

Arabella Wilmot In a further comic development, it turns out the true owners are the aunt and uncle of Arabella Wilmot, the handsome young lady who Primrose tutored before the novel began, and who his son George was engaged to (the hosts are a Mr and Mrs Arnold).

We learn that it has now been three years since they lost their money and sent George off to earn his living, and have heard nothing of him since.

George Imagine everyone’s amazement when Primrose and Arabella go to see the first night of the play brought by the travelling players to the nearby town only to discover that the promising new lead actor is none other than… George, his son! George sees them in the audience, burst into tears and retreats from the stage. He ends up being invited out to the Arnolds’ mansion where a general reconciliation is effected.

George’s adventures The longest chapter in the book is George’s rambling picaresque first-person account of trying and failing to make a living in London and beyond. Apparently, these are closely based on Goldsmith’s own long, miserable years of struggle.

George goes to London and meets the cousin his father gave him a letter of introduction to and is inducted into the humiliations of being an usher at a school. He soon quits and tries becoming a hack writer in Grub Street. A hack poet introduces him to the method of whipping up subscriptions for volumes you never actually publish. George tries to write honestly, but is ignored.

He ends up sitting dejected in St James’s Park when he was spied by Ned Thornhill (‘Thornhill!’ his father exclaims) who hires him as a personal assistant up to and including fighting a duel for him (against, it turns out, a pimp in defence of the honour of a whore).

Thornhill gives him a letter of recommendation to his uncle, Sir William Thornhill (who rudely dismisses him as an abettor of his nephew’s dissipation) and to another mighty lord, to whom he has barely gained admittance than an important note calls him away, our George jostling the throng of other supplicants, beggars and hangers-on at his gate.

At his wit’s end, George finds himself at the office of a ‘Mr Cripse’ who he gives a deposit to ship him to America to find a good job as a negotiator with Indians, but bumps into a sailor friend who confirms his suspicion that people shipped to the States by Cripse in fact end up as slaves.

The sailor persuades George to come tomorrow on his ship to Amsterdam and teach the Dutch English. But as soon as he arrives he realises the Dutch don’t understand him and, in order to teach English, he needs to speak Dutch which, of course, he doesn’t.

He bumps into an Irishman who tells him barely anyone at the University of Louvain knows ancient Greek, which George does since he studied Classics at university – why doesn’t he apply to be a professor? But when he gets to Louvain, the existing chancellor confesses he doesn’t know ancient Greek, has never needed to, and so considers it worthless.

George wanders on through Flanders, using his skills as a musician to be a kind of minstrel, busking and begging room and board for the night. Arriving in Paris, he bumps (by outrageous coincidence) into the self-same cousin he had first encountered in London and who now undertakes to turn him into a connoisseur of paintings. There are, apparently, two rules:

  1. observe that the picture would have been better if the painter had taken more pains
  2. praise the works of Pietro Perugino

George witnesses his ‘cousin’ putting on awesome displays of art scholar lying, before the cousin gets him a job as the travelling companion of an immensely wealthy young man who’s been sent out on the Grand Tour. But George quickly discovers that this young ‘gentleman’ turns out to be phenomenally tight and greedy and indifferent to everything he sees.

The said young man, enquiring at an Italian port the cheapest way back to England and finding it was sailing rather than horse and coaching, took the first available boat home, abandoning George. George had to walk from Italy back to England, carrying out disputations at universities along the way, on days when they allowed public debates and rewarded the winner with a night’s board and lodging.

Having finally arrived back in England, he was planning to volunteer for the army when he ran into the players who were looking for a leading man. He joined them on their travels, and thus it was that he walked on stage the night before, only to recognise his father and former fiancée in the audience!

Squire Thornhill So George and Primrose stay a week or so with good kindly Mr and Mrs Arnold, and their niece Arabella. Who should turn up in the first few days but Squire Thornhill? He is initially surprised to see the Primrose males, but immediately becomes the suave soul of friendship. Turns out he has been wooing Arabella and continues to do so over the coming days – although Primrose sees Arabella warming day by day to George.

The army Until the Squire turns up one day with the wonderful news that he has got George the position of ensign in an army regiment which is about to sail to the West Indies, for the bargain price of £100! This is a genuine opportunity and father and son are thrilled and grateful – neither of them realising this is Thornhill’s way of getting George, his love rival, out of the way. The morning George is due to join his regiment, Primrose gives his son his blessing. Then sets out sadly to journey home by easy stages stopping at inns.

Olivia rediscovered In an inn on the way home, he finds the angry landlady kicking out a tenant who’s been holed up for two weeks without paying and discovers that – it is his own sweet Olivia!

Father and daughter fall into each other’s arms, amid much weeping and begging forgiveness. Olivia tells quite a complicated story. For a start it was Squire Thornhill who seduced her and carried her away. The two fine ladies he dazzled the family with were in fact London prostitutes. Good Mr Burchell had been warning the Primroses against them all the time. Thornhill got a Catholic priest to marry him to Olivia (Primrose is relieved at least to find that they are honest man and wife) but then Olivia discovered the same priest had married Thornhill half a dozen times before (Primrose is crushed).

Olivia appears to have lived in Thornhill’s place (Castle Thornhill?) alongside a couple of prostitutes, trying to dress well, dance and converse politely, but crying inside, until Thornhill offered her to a friend, a baronet, like a spare horse – at which point she snapped and ran away, caught a passing coach and dumped herself in this inn.

Fire Primrose takes Olivia a stage nearer home, leaves her at the next inn, and sets out to walk the last five miles to warn the family of her arrival. He is happy to approach the little cottage they call home but, at the precise moment he knocks on the front door, he sees flames leap out of the windows and, to cut a long story short, the family, waked by his cries, rush out and can only stand and watch as their cottage and all their belongings burn to the ground. Kind neighbours provide basic utensils and the family reassemble in the wretched outhouse.

Primrose burned his arm badly when he burst into the inferno to rescue the two smallest children trapped in their cot. So he sends Sophia and Moses to fetch Olivia home. Mrs P is fiercely critical of her shameful behaviour, but Primrose wades in and says they’re all in a hard case now and must pull together and let bygones be bygones.

Thornhill again Olivia continues extremely depressed and miserable, made worse when the family discovers that Thornhill is going to marry Arabella Wilmot. Squire Thornhill pays a visit during which he is casually dismissive of his appalling treatment of Olivia and invites them to his forthcoming wedding. Primrose is calm but incensed, and replies with cold fury. Thornhill calmly declares he was inclined to be forgiving but now finds his steward needs to collect their rent, plus other debts of theirs, and he walks off.

Prison It is winter because everything is buried in snow. Next day Thornhill’s steward comes and impounds their cattle, selling them off at the local town at firesale prices. The day after, through the deep snow, come two officers who arrest Primrose for non-payment of rent and, despite his badly burned arm, fever, and lack of clothes, take him to prison.

He reproves his parishioners A mob of 50 or so parishioners gather and begin to attack the officers and declare they will release Primrose. But, in the classic noble-sentimental style, he begs them to cease and desist and to obey the officers of the law.

(How old is this trope? Does it go all the way back to Jesus telling his disciples not to resist his arresters in the Garden of Gethsemane?)

In prison Thrown into prison, Primrose discovers he is expected to pay for the privilege and that the money is immediately spent on buying booze from the pub so the soldiers can get drunk. In the darkness, a gentlemanly-sounding chap engages him in conversation and there is a comic moment when, from his high-falutin conversation, Primrose realises it is the plausible con-man who took his horse off him at the fair. In the event, his name is Jenkinson and he turns out to be a good-hearted man who regrets having lived a life of trickery.

Prison reform Primrose has strong views about prison reform, a topical subject of the 1760s apparently. He wonders why Britain, the richest country in Europe, has such a high prison population and so many laws which call for capital punishment. He thinks it reflects the over-anxiety of the propertied classes.

He thinks the system is completely wrong: it currently sends malefactors to gaol for even minor infringements like stealing bread, and has hundreds of capital crimes. The result is to make criminals think they might as well be hung for a sheep as a lamb and commit worse crimes – and to send the relatively innocent to gaol for one minor crime where they are taught by old lags how to commit a thousand others.

Prison, in his view, should be about helping and reforming the prisoners and setting them on the path to a reformed life once they leave.

I cannot tell whether it is from the number of our penal laws, or the licentiousness of our people, that this country should shew more convicts in a year, than half the dominions of Europe united. Perhaps it is owing to both; for they mutually produce each other. When by indiscriminate penal laws a nation beholds the same punishment affixed to dissimilar degrees of guilt, from perceiving no distinction in the penalty, the people are led to lose all sense of distinction in the crime, and this distinction is the bulwark of all morality: thus the multitude of laws produce new vices, and new vices call for fresh restraints.

(It’s when I read speeches like this, from hundreds of years ago which address issues we still wrestle with 260 years later, that I realise some things will never, ever change.)

Sermon Primrose takes it upon himself to sermonise the prisoners. At first they take the mickey, say Amen in funny voices, spit on his books, swap them for porn and so on. He persists, suggesting they turn their minds to reform, and think of the God they will have to face, eventually. After a week they listen with respect and some have started to repent.

Olivia dies His family move in. His little boys and his wife. Olivia stays outside. Every time she visits she looks worse, more and more gaunt. Jenkinson brings news that she’s wasting away, over a four day period, and then, that she is dead. Primrose is prostrate with grief.

Jenkinson begs him to relent and submit to Thornhill’s demands, for the sake of his family, and because Primrose’s health is beginning to fail – but by the time Primrose dictates a letter of apology to Thornhill the latter has hardened his heart. He will marry Arabella in a few days.

Sophia Then Deborah comes news that Sophia was walking along with her mother when a post-chaise stopped, a man grabbed her round the waist and threw her in, then it drove off. Now he has lost both his girls!!

George in chains Still, at least he comforts himself and his wife with the thought that George is thriving. Their littlest reads out the most recent letter from George declaring the colonel of his regiment loves him and all his going well.

Primrose is just sharing this thought when there is the sound of prison doors being unlocked, fetters and chains rattling, and George himself is thrown into the cell, bloodied and wounded and covered in shackles.

Turns out his mother sent him a letter telling him about Thornhill’s responsibility for Olivia’s decline and so George left his regiment immediately, sought out Thornhill, challenged him to a duel, but instead was set upon by four of his ruffians, some of whom he wounded before being overcome and beaten black and blue.

(Clearly the intention of the story is to reduce Primrose to the absolute nadir of human suffering, to make him a latter-day Job. But it would be interesting to know how many of his readers read this as a parody or pastiche or mockery of this kind of sensationalising sentimental novel. The incidents come pell-mell and occur with absurdly pat timing e.g. the house bursting into flames just as Primrose arrives home, or George being thrown into their cell at the very moment Primrose is explaining how his success is his last prop. Were the original readers meant to weep? Or to burst out laughing at the melodramatic contrivance of it all?)

A sermon Primrose puts a moralising cap to this catalogue of woe by delivering a sermon in which he points out that Jesus came to the ill and weak and criminals and sinners, and that their translation from this life of woe into bliss will be all the more intense.

3. Happy ending

Then Mr. Burchell arrives and solves all the problems:

Firstly, Burchell has rescued Sophia from her abductors. Sophia herself appears and explains the whole story. She was grabbed and hustled into a post-chaise, but she screamed from it, Burchell heard and gave chase, bashed the postilion off his seat with his big stick, chased the abductor off into the fields, then returned to the stationary coach and rescued Sophia (who he also saved from drowning, remember: that’s two pretty big debts).

It emerges that Mr. Burchell is in reality the worthy Sir William Thornhill, who travels through the country in disguise. He inspires awe in the gaoler and other officers, who now jump at his bidding. They fetch a damn fine dinner and bottles of wine from the pub nearby.

Olivia is not dead. She is brought in by Jenkinson. Her being dead was a ruse cooked up by Jenkinson and agreed by her mother. It was because they thought the only way Squire Thornhill could be bought off was i.e. made to forgive and release Primrose – was if they offered him Primrose’s other daughter, Sophia. But Primrose had said he would let Thornhill marry Sophia over Olivia’s dead body. So they pretended Olivia was dead. (What a complicated and preposterous scheme!)

Jenkinson now reveals he is a master of disguise and has worked for Squire Thornhill for many years. He explains how they contrived to beat up George, and how the accusation that George injured one of them – the chief cause for him being imprisoned – is baseless. None of them were injured.

Hearing this, Sir William bids the Gaoler let George go, who exits to clean up.

Arabella walks in more or less by accident since she was staying in the town en route to her wedding. She is astonished to find the entire cast assembled in this cell. She is amazed to discover her fiancé, Squire Thornhill, there too. And even more surprised when George re-enters the cell, now tidied up and wearing his army uniform and looking gorgeous.

She is surprised, because Thornhill had told her George had chucked her for someone else, gotten married and left for America – none of which is true. So Arabella rushes into George’s strong manly arms!

Nonetheless, Squire Thornhill chuckles a wicked evil chuckle because all the deeds and contracts for the marriage have been signed and so he will inherit Arabella’s fortune, anyway. This upsets Arabella’s father who has just walked into the scene, and Sir William enjoys a few minutes of gloating over the way the latter’s greed has been rebuked.

But everyone is wrong about this – for Jenkinson now drops the bombshell that when Thornhill underwent the marriage to Olivia, it was not a sham ceremony performed by a fake Catholic priest (as Thornhill believed) but a real ceremony performed by a real priest!

Thus at one stroke 1. the stain of illegitimacy is removed from Olivia, and 2. Squire Thornhill, being already married, cannot take possession of Arabella’s fortune! It reverts to her and to George who she is now determined to marry!!

In a final twist, there is a minute of comic business while Sir William jocosely tries to pair young Sophia off with Jenkinson, who he says he’ll give £500 a year. But Sophia becomes more and more miserable as Sir William increases his briberies and inducements until… he abruptly gives up and says, ‘Well then, he’ll have her for himself!’ Grabs her, proposes, she accepts, he has been looking for years for a woman who would love him for who he is rather than his riches.

Oh, and Primrose is hereby released from prison, all his debts paid off.

What an incredibly complex tangle of themes and revelations and contrivances!

The prison scene from The Vicar of Wakefield by Ernest Gustave Girardot – wicked Squire Thornhill, seated, is having it explained that he will NOT be getting Arabella’s money, the vicar (standing) embraces his ‘dead’ daughter Olivia, Mrs Primrose seated right, teenage Moses standing behind her, George background right in his smart red army uniform standing with fiancée Arabella

Wedding bells

In the last pages, the wealth of the vicar is restored, as the bankrupt merchant is found in Antwerp, in possession of all Dr Primrose’s money and more.

Then, as in traditional comedy since Roman times, the narrative ends with a wedding, in fact a double wedding: George marries Arabella, as he originally intended, and Sir William Thornhill marries Sophia. The family is restored, renewed and expanded.


Sentiment and improving feelings

You can see from this summary how the plot is designed at almost every turn to provide the 18th century reader with a combination of:

  1. shocks and surprises and sensational moments and incidents (the near-drowning, the house burns down, thrown in prison, duels) worthy of a soap opera
  2. and that all of these extreme events are prompts for displays of Christian stoicism in the face of disaster and noble high-minded sentiments, the over-riding ones being forgiveness and charity and big-heartedness

The narrative provides a steady stream of incidents designed to trigger high-minded sentiments of the kind which could be embroidered and hung on the wall of any good Christian family of the middling sort (much as Dr Primrose – comically – hangs the epitaph he’s written for his wife, in a frame over the main fireplace, in chapter 2).

Autobiography

To begin with I had various thoughts about fictional autobiography as a genre, about how writers like Defoe used it at the turn of the 1700s. About the flood of popular literature, pamphlets and ballads and so on, which all claimed to give the personal biographies of all sorts of figures, especially notorious criminals, especially if they were about to be executed. About the interest in people’s personal lives and quirks and oddities which grew throughout the century.

By the 1760s it was a very well-established genre, and the narrative arc from happiness, down into times of tribulation – a vale of sorrows – and then back up to ultimate vindication – this amounts to a basic human story, deeper than religion, underpinning the Christ narrative itself.

The psychology of details

I was going to write something about the growing interest in details – When you read Bunyan’s Pilgrim’s Progress or 17th century fictions one of the first thing the reader notices is how sparse they are, how lacking in detail, whereas one of the things that makes Daniel Defoe stand out from contemporaries was his realisation that the telling detail can have a dramatic psychological effect.

What makes Robinson Crusoe so gripping is not only the plot, but the accumulation of significant details which make you believe the plot. The gold Crusoe initially leaves in the shipwreck, but then goes back for, is often cited as a particularly acute and lifelike psychological detail.

But, as mentioned above, The Vicar of Wakefield is quite disappointing in this respect – it lacks the uniting of physical detail and psychological importance which you find in Defoe, to some extent in Fielding, and in the brilliant details of Tristram Shandy. It feels much closer to a sermon, or a highly moralising Christian tract, than to those novels.

Although the narrator reflects a bit upon events, the narrative is very exterior – it focuses on a series of events rather than of thoughts. In this respect it is a highly theatrical narrative, which becomes obvious in the denouement which reads like the climax of a comic play.

Idolising rural life

And I was also going to write something about the ancientness of the cliché of the superiority of ‘simple’ rural life over town life. To begin with, the story is premised on the idea that being a simple, kind-hearted country parson who does a bit of farming on the side, is the purest, noblest, most honest and religious vocation possible for a human being.

The hero of this piece unites in himself the three greatest characters upon earth; he is a priest, an husbandman, and the father of a family.

This idea – that simple rural living is purer, more innocent and noble than city living – is at least as old as the Roman Empire (and the Georgics of Virgil), can be found in Chaucer and became a cliché under the Elizabethans (see Spenser’s Faerie Queene).

The paradox is that it is always the opinion of a sophisticated townee (Virgil, friend of the emperor; Chaucer, poet to the king; Spenser, writer for aristocratic patrons).

In Goldsmith’s case, this image of rural content is the product of an urban socialite who made his living by his wits and his writing and steered a precarious course through the dog-eat-dog, hyper-bitchy, gossipy cultural world of Georgian London – and the book was designed to be read by a jaundiced, urban literary elite who enjoyed fancying themselves as simple sensitive souls… if only for the couple of afternoons it took to read the book.

And as the plot unravels, it can be interpreted as indicating the basic instability of the idea. Basically, Primrose’s wife and two daughters both yearn to escape from ‘rural idiocy’ to the bright lights of the city and fashionable living, and George is actually packed off to the city. In other words, this version of rural idyll cannot exist without the city to feed it, or counterbalance it.

The dream of rural contentment is radically unstable and needs constant policing by Dr Primrose to try and maintain, and the whole story is a litany of ways in which he fails to maintain it.

Conclusion

was going to write about those three areas – autobiography, the importance of details and rural life – but the narrative ended up sweeping past all these clever thoughts and obliterating them in the helter-skelter of hyper-theatrical melodrama – capped by the host of reversals and revelations in the final scene.

It is this concatenation of complex plot denouements which is the lasting impression of the book and which swamps the early pages’ gentle evocations of rural life. And it’s these closing scenes which raise the really obvious question about the book which is – Is it meant to be taken seriously? Are you meant to weep sensitive tears of empathy for Olivia and Arabella and feel your heart swell as Primrose expresses a series of noble sentiments about prison reform, and the souls of sinners and so on?

Or are you meant to burst out laughing at the increasingly farcical complexities and improbabilities of the plot?

Or is it both? Are you allowed to feel both, to be genuinely moved by some scenes but find others broadly comic?

Points of interest – the remoteness of 18th century life

Primrose tells us none of his family had ever been further than ten miles from their homestead, so were quite scared at the thought of an epic journey of 70 miles.

A journey of seventy miles to a family that had hitherto never been above ten from home, filled us with apprehension…

Mr Burchell has no money at the inn where he is first encountered, because he gave three guineas to the beadle ‘to spare an old broken soldier that was to be whipped through the town for dog-stealing’.

Floods The countryside round Wakefield is troubled by floods so deep that, in crossing one, Primrose’s daughter is like to be swept away and drowned.

Home-made gooseberry wine The Primrose family are famous for it among the neighbours.


Related links

18th century art

18th century history

Those Barren Leaves by Aldous Huxley (1925)

‘I don’t see that it would be possible to live in a more exciting age,’ said Calamy. ‘The sense that everything’s perfectly provisional and temporary – everything, from social institutions to what we’ve hitherto regarded as the most sacred scientific truths – the feeling that nothing, from the Treaty of Versailles to the rationally explicable universe, is really safe, the intimate conviction that anything may happen, anything may be discovered – another war, the artificial creation of life, the proof of continued existence after death – why, it’s all infinitely exhilarating.’
‘And the possibility that everything may be destroyed?’ questioned Mr. Cardan.
‘That’s exhilarating too,’ Calamy answered, smiling. (Chapter 3)

Huxley’s third novel is twice as long as his first. His early novels got steadily longer and more chewy. The characters’ speeches get longer and Huxley’s descriptions of his characters go from pencil-thin paragraphs to page-long analyses.

Number of pages in Aldous Huxley’s first four novels

Those Barren Leaves

We are in Italy, the perfect unspoilt aristocratic Italy of the English bourgeois imagination, from the Florence of E.M. Foster to the Tuscan villas rented by David Cameron and his class, the land of classical ruins, Chianti and English snobbery. That Italy.

Dominating the town of Vezza from its hilltop location is the enormous palace built by the Cybo Malaspina, some kind of eminent renaissance family. The palace has been bought by an Englishwoman, Mrs (Lilian) Aldwinkle, at least 48, statuesque and Junoesque. She is immensely proud of ‘her’ palace, loves to show off its history and paintings, dreams of it becoming once again a salon for the great artists of the age.

Currently staying with her are:

  • the 30-year-old novelist Miss (Mary) Thriplow, who has elbowed her way into the literary world from the lowly position of governess
  • Mrs Aldwinkle’s niece, Irene
  • Mr Cardan the 60-something bon viveur
  • and Mr Falx, a white haired notable in the Labour movement

The story opens with the arrival of young, handsome Mr Calamy – ‘ Brown, blue-eyed, soldierly and tall. Frightfully upper class and having all the glorious self-confidence that comes of having been born rich and in a secure and privileged position’ – who sets hearts and ovaries a-flutter.

We are in the land of the unworking classes – not the super-rich, maybe, but the very comfortably off, and of the artists and writers who hang around them because they have such lovely houses and host such interesting parties. Huxley’s world – which he loves analysing, anatomising, and satirising.

Mrs. Aldwinkle impatiently cut short the conversation. ‘I want you to look at this ceiling,’ she said to Calamy. Like hens drinking they stared up at the rape of Europa. Mrs. Aldwinkle lowered her gaze. ‘And the rustic work with the group of marine deities.’ In a pair of large niches, lined with shell-work and sponge-stone, two fishy groups furiously writhed. ‘So delightfully seicento,’ said Mrs. Aldwinkle.

Cast

Mrs. Lilian Aldwinkle, 48 or so, has wealth from unnamed sources, has bought this old palazzo in Italy and tends to think she has also bought all Italian art and culture and history along with it. She is obsessed with the idea of art:

‘Art’s the great thing,’ Mrs. Aldwinkle was saying earnestly, ‘the thing that really makes life worth living and justifies one’s existence.’

She, of course, believes herself to be especially sensitive and noble:

‘Sometimes,’ Mrs. Aldwinkle was saying, as she walked with Chelifer on the second of the three terraces, ‘sometimes I wish I were less sensitive. I feel everything so acutely – every slightest thing. It’s like being… like being…’ she fumbled in the air with groping fingers, feeling for the right word… I have an intuition about people. It’s because I’m so sensitive. I feel their character. I’m never wrong.’

But in fact Mrs Aldwinkle doesn’t have an artistic bone in her body, doesn’t understand the visual arts, can’t make out different chords in music. And of course, she is a rentier (defined as: ‘a person living on income from property or investments’), a parasite, her finer (and generally inchoate) feelings enabled by the sweat of thousands of actual workers – as the Labour leader, at one point, reflects:

And at this very moment, Mr. Falx was meditating, at this very moment, on tram-cars in the Argentine, among Peruvian guano-beds, in humming power-stations at the foot of African waterfalls, in Australian refrigerators packed with slaughtered mutton, in the heat and darkness of Yorkshire coal-mines, in tea-plantations on the slopes of the Himalaya, in Japanese banks, at the mouth of Mexican oil-wells, in steamers walloping along across the China Sea – at this very moment, men and women of every race and colour were doing their bit to supply Mrs. Aldwinkle with her income. On the two hundred and seventy thousand pounds of Mrs. Aldwinkle’s capital the sun never set. People worked; Mrs. Aldwinkle led the higher life. She for art only, they – albeit unconscious of the privilege – for art in her.

Irene, Mrs Aldwinkle’s niece, a young 18 who Mrs Aldwinkle bullies into feeling more artistic and sensitive and passionate than she really wants to. She has a doll-like little face peering out a window formed by a copper bell of hair.

Miss Mary Thriplow, a serious young lady novelist very concerned about her feelings, and who considers herself an expert on Life:

‘I can never understand,’ Miss Thriplow went on, meditatively pursuing her Special Subject, ‘I can never understand how it is that everybody isn’t happy – I mean fundamentally happy, underneath; for of course there’s suffering, there’s pain, there are a thousand reasons why one can’t always be consciously happy, on the top, if you see what I mean. But fundamentally happy, underneath – how can anyone help being that? Life’s so extraordinary, so rich and beautiful – there’s no excuse for not loving it always…’

Mr Calamy, 33, tall, young and handsome.

Mr Cardan, 65, an elderly bon viveur.

Lord Hovenden, barely 21, can’t yet pronounce his ‘th’s, ‘immensely rich’, has recently discovered the existence of ‘the poor’ and has become a devotee of –

Mr Falx a Labour Party leader, ‘with his white beard, his long and curly white hair, his large dark liquid eyes, his smooth broad forehead and aquiline nose, he had the air of a minor prophet’.

Noble and grand

‘I won’t let you tease her, Cardan,’ [Mrs Aldwinkle] said. ‘She’s the only one of you all who has a real feeling for what is noble and fine and grand.’

The characters talk a great deal and at great length. But it’s noticeable, and then becomes a little tiresome, how limited their conversational subjects actually are.

Nothing about contemporary science, technology, nothing about the economy or politics, all the things which would have been of enduring interest to the historically-minded reader. (In fact on several occasions the characters do apparently talk about politics – Mr Falx delivers a speech about the Italian Fascist Trade Unions [p.46] and, later, delivers a speech about the working classes [p.170] but both times the narrator cuts sharply away and we don’t hear a word :()

The most tiresome subject is love. All the characters talk at great length about ‘love’. Becomes very tedious as they endlessly discuss the precise state of their finer feelings.

And next to ‘love’, art. Again these conversations are consistently disappointing because, for all their self-conscious cynicism and ‘liberation’ from Victorian values, the characters all still think of art in the most clichéd Victorian terms, as something to do with all that is fine and ‘noble’ and ‘pure’ and ‘uplifting’ in the ‘human spirit’. None of them seem to be aware of the new spirit of Modernism which had, after all, been around since the German Expressionists and the french Fauves nearly twenty years earlier.

As a test I cut & pasted all the references to ‘Art’ (50 mentions) and ‘passion’ (87). Here’s a selection:

  • [he was] intelligent, fundamentally serious, interested in the arts and so on.
  • [she spoke] with that awed and simple reverence for the mysteries of art,
  • [one of the mansion’s former owners] had come to be credited by the present owner with an unbounded enthusiasm for the arts and, what in Mrs. Aldwinkle’s eyes was almost more splendid, an unbounded enthusiasm for love.
  • ‘Such a wonderful…!’ exclaimed Mrs. Aldwinkle, with that large and indistinct enthusiasm evoked in her by every masterpiece of art.
  • Art’s the great thing,’ Mrs. Aldwinkle was saying earnestly, ‘the thing that really makes life worth living and justifies one’s existence.’
  • ‘Through art man comes nearest to being a god… a god….’
  • I have practised the art of literature so long that it comes natural to me to take the pains I have always taken.
  • And then those camp-followers of the arts, those delicious Bohemians who regard their ability to appreciate the paintings of the cubists and the music of Stravinsky as a sufficient justification for helping themselves freely to one another’s wives…
  • ‘My poor friend Calamy would call them more real, would say that they belong to the realm of Absolute Art…’

They talk continually about art and yet have so little to say of any interest at all. All they can manage is endless variations on the same old idea that it is ‘fine’ and ‘uplifting’ and ‘beautiful’ and ‘spiritual’ and ‘soulful’ and connected with passion and life.

One of the frustration of the books is that these characters were living through what we, looking back, think of as the great revolution of Modernism, in which poetry, prose novels, the art of photography, painting, sculpture, theatre and design, all underwent amazing and revolutionary changes and yet…none of the characters seem to realise it. They all still talk about art and passion as if they were friends of Tennyson.

You can see why Wyndham Lewis was driven to distraction by the legions of oh-so-sensitive women in their arts and crafts dresses with their pre-Raphaelite hair drifting oh-so-sensitively from room to room in their exquisitely decorated mansions talking endlessly about art and passion. You can see why T.S. Eliot satirised them:

In the room the women come and go
Talking of Michelangelo.

You can see why D.H. Lawrence, trying to forge a new aesthetic, ran as far away as he could, to New Mexico or Australia, to try & escape from this kind of tinkling, gluey, third-rate lucubrations.

And then ‘love’: flocks of the same kind of privileged, shallow people sharing their trite thoughts about Love.

  • Love – it was the only thing. Even Art, compared with it, hardly existed [thinks Mrs Aldwinkle]
  • ‘It’s easy to talk like that,’ said Mrs. Aldwinkle, when [Mr Cardan] had finished. ‘But it doesn’t make any difference to the grandeur of passion, to its purity and beauty and…’ She faded out breathlessly.

And ‘passion’ — mewling on about their weedy, English, virginal idea of ‘passion’:

  • ‘Wasn’t it Bossuet who said that there was something of the Infinite in passion?’ (Irene)

It’s as if the characters are taking part in a Darwinian competition to show off who has the finer nerves, and the most sensitive perceptions – a politely jostling rivalry to be the experiencer of a finer type of love, of a more refined and pure and delicate emotion:

Miss Thriplow meanwhile would have liked to say something showing that she too believed in passion – but in a passion of a rather different brand from Mrs. Aldwinkle’s; in a natural, spontaneous and almost childish kind of passion, not the hot-house growth that flourishes in drawing-rooms. Cardan was right in not thinking very seriously of that. But he could hardly be expected to know much about the simple and dewy loves that she had in mind. Nor Mrs. Aldwinkle, for that matter. She herself understood them perfectly. On second thoughts, however, Miss Thriplow decided that they were too tenuous and delicate – these gossamer passions of hers – to be talked of here, in the midst of unsympathetic listeners.

Too delicate, oh too too delicate! There is an unstated competition to not only have the finest feelings but, because the world is such a cruel place, to be hurt, oh so terribly hurt by this hard, cruel world; to suffer so much because of one’s exquisite sensitivity!

Nobody knew how much she suffered, underneath. How could people guess what lay behind her gaiety? ‘The more sensitive one is,’ she used to tell herself, ‘the more timid and spiritually chaste, the more necessary it is for one to wear a mask.’ (thinks Miss Thripley)

A bit more solidly – and satirically – in Mrs Aldwinkle’s hands this admiration for ‘art’ or ‘passion’ is the opposite of disinterested; it is a naked attempt at self-aggrandisement and egotism.

She liked to think that every one she knew was tremendously complicated; had strange and improbable motives for his simplest actions, was moved by huge, dark passions; cultivated secret vices; in a word, was larger than life and a good deal more interesting.

Mrs Aldwinkle wants to host a salon like the Grand Ladies of the past, in Italy and France, surrounded by the greatest artists, writers, musicians and thinkers of the day, and ruling over them without, herself, contributing anything except – her finer feelings and her delicate insights and her passion.

Beautiful women should swim through the great saloons and the gardens, glowing with love for the men of genius.

Snobbery about Italy

‘Even Nature, in Italy, is like a work of art,’ she added. (Miss Thriplow, chapter 4)

From the Grand Tour of the 18th century to the modern British bourgeoisie renting its Tuscan villas, there is a long tradition of English snobbery about Italy – the notion that simply by going to Italy or being in Italy, one becomes more primal, passionate, nobler of spirit, more artistic.

It runs through Henry James and E.M Foster, reminds me of Mrs Craddock, the 1902 novel by Somerset Maugham in which unhappy Bertha is taken under the wing of Aunt Mary and they set off across the continent, staying at the finest hotels, enjoying the finest art, Venice, Florence, the glory that was Rome!! and so on.

This Italophilia is satirised in Mrs Aldwinkle, who has bought a palace in Italy in order to be more passionate and artistic and – Huxley satirically emphasises – likes to think she has also bought the Italian climate, Italian history, Italian music and even Italian stars!

  • ‘Nights like this,’ said Mrs. Aldwinkle, halting and addressing herself with intensity to Calamy, ‘make one understand the passion of the South.’
  • ‘In this horrible bourgeois age’ – Mrs. Aldwinkle’s vocabulary… contained no word of bitterer disparagement than ‘bourgeois’ – ‘it’s only Southern people who still understand or even, I believe, feel passion.’ Mrs. Aldwinkle believed in passion, passionately.
  • No serious-minded, hard-working man has the time, the spare energy or the inclination to abandon himself to passion. Passion can only flourish among the well-fed unemployed. Consequently, except among women and men of the leisured class, passion in all its luxuriant intricacy hardly exists in the hard-working North. It is only among those whose desires and whose native idleness are fostered by the cherishing Southern heat that it has flourished and continues to flourish…

At bottom all of these wishes – the wish to be artistic, to be sensitive, to have a delicate soul, to understand passion and love and the soul of Italy – they are all symptoms of the human wish to feel special, to feel authentic or loved or precious, a subjective wish common to all of us, which is entirely understandable but is, alas, rather contradicted by the facts. None of us are special. All of us will die. The waters will close over our heads as if we had never existed.

Huxley’s aim

The satirist disappears so completely into his characters that it is sometimes hard to know when they are, and when they aren’t, being ridicul

ed. The novel is so long and wordy that at one point he has the opportunity to give Miss Thriplow a little speech which appears to describe Huxley’s own approach to his fiction.

‘I’m trying to do something new – a chemical compound of all the categories. Lightness and tragedy and loveliness and wit and fantasy and realism and irony and sentiment all combined. People seem to find it merely amusing, that’s all.’ She threw out her hands despairingly.

Or does it?

The plot

Whereas the slender satire Antic Hay was divided into 20 beautifully slim and elegant chapters, the much more bloated text of Those Barren Leaves is divided into five whole parts, to wit:

PART I. An Evening at Mrs. Aldwinkle’s (pp.7 – 77)
PART II. Fragments from the Autobiography of Francis Chelifer (pp.78 – 157)
PART III. The Loves of the Parallels (pp.158 – 241)
PART IV. The Journey (pp.242 – 299)
PART V. Conclusions (pp.300 – 335)

Part one – an evening at Mrs Aldwinkle’s

I have described the participants in the first afternoon, dinner and evening at Mrs Aldwinkles, along with their endless chat about love and passion and art.

Part two – Fragments from the Autobiography of Francis Chelifer

Part two is an interesting experiment – it’s the first bit of first-person narrative in the early novels, a nearly hundred-page-long text done in the voice if this chap, Francis Chelifer, who thinks and writes with a hilariously florid, self-congratulatorily, over-literary style. I liked him for his ludicrousness.

It opens with his wildly over-written description of floating in the warm Mediterranean sea, off a packed tourist beach, as a pedalo approaches and goes by and we can tell, from Francis’s description, that aboard it are Mrs Aldwinkle, Miss Thriplow, Mr Calamy and Lord Hovenden. Aha. So it is to be tied into the characters in part one.

The ludicrousness of his over-written, over-thought content is rammed home when we discover that this would-be litterateur and prose stylist has a job back in London as editor of…The Rabbit Fanciers’ Gazette, with which, as every schoolboy knows, is incorporated ‘The Mouse Breeders’ Record’! He took up the job after seeing an advert in The Times and at a period when rabbit breeding was suffering, after the war. He is personally pleased with the way he revived the magazine’s fortunes by cleverly incorporating a new section about goats! Ha! Nothing unentrepreneurial about Mr Chelifer.

He lives at Miss Carruthers’s boarding house in Chelsea, along with half a dozen other boarders, a tawdry, down-at-heel and annoying crew. Over dinner of roast beef we are treated to snippets of their conversation, about the Wembley Empire exhibition, the merits of Charlie Chaplin, and ‘flappers’.

In a sad chapter he goes home to see his mother in her rundown house in North Oxford. His father was a don. He remembers being a child and witnessing the grown-ups morris dancing in the garden (led by Mr Toft, Miss Dewball and Miss Higlett). Now she is a widow, protrectress of mangy dogs and cats, donator to charitable causes, and vegetarian. He remembers his enormous strong father with a face like a Greek philosophers, who almost never spoke, and about the time he took him walking to the top of Mount Snowden, where he quoted from Wordsworth’s Prelude.

Francis is writing a series of poems on the first six Caesars (which may remind the alert reader of Mr Scogan in Crome Yellow who has a hobby of comparing everyone he meets to one of the six first Caesars [Crome Yellow chapter 16]). Despite these poetic attempts, he has come to believe it is all a waste of time, everything is. He is the Compleat Cynic. It meant a lot when his father recited those Wordsworth lines on Snowden. Later… well, he came to disbelieve in all of it.

‘A sense of something far more deeply interfused.’ Ever since that day those words, pronounced in my father’s cavernous voice, have rumbled through my mind. It took me a long time to discover that they were as meaningless as so many hiccoughs.

We follow his disillusioning love affair with Barbara Waters. As a teenager he glimpsed her among many others on an outing up the River Cherwell in Oxford and she struck him as being an image of Perfect Beauty. Years later, during the war, he bumps into her working as a secretary in the big war office where he’s working (after being injured and invalided out of the army). They start dating, him utterly bewitched to be wining and dining the woman he had dreamed of for so many years (in the interval she had gone to live in South Africa for a bit, then come back). Only slowly and painfully does he realise she’s just a normal human being. In fact she’s self-centred, likes to have worshippers who she can then treat cruelly. She bores him, then disgusts him. Then she migrates towards another lover, a flabby Syrian, and that’s it, the affair is over, leaving Francis heart-broken.

He is floating in the Mediterranean remembering all this when he is hit by a sailing boat going by fast and sinks, can feel himself drowning. Some time later he comes to on the beach being cared for by a doctor and a bronzed man who is massaging his back to empty his lungs of water. Huxley gives a long detailed description of what it’s like to come round form near death, the sense of light-headed euphoria.

Then Mrs Aldwinkle steps forward and offers this stricken Englishman the hospitality of her palazzo. He accepts and is drawn into her world. He is helped into the Rolls Royce and driven up to her palazzo, where she insists on giving him a complete tour of the quadrangles and colonnades and the art work in every room until he faints with exhaustion.

Part three – The loves of the parallels (pp.158 – 241)

The notion of the convenience of parallel lives had been mentioned in Antic Hay.

‘Poor Casimir!’ [Mrs Viveash] said. Why was it that people always got involved in one’s life? If only one could manage things on the principle of the railways! Parallel tracks—that was the thing. For a few miles you’d be running at the same speed. There’d be delightful conversation out of the windows; you’d exchange the omelette in your restaurant car for the vol-au-vent in theirs. And when you’d said all there was to say, you’d put on a little more steam, wave your hand, blow a kiss and away you’d go, forging ahead along the smooth, polished rails. But instead of that, there were these dreadful accidents; the points were wrongly set, the trains came crashing together; or people jumped on as you were passing through the stations and made a nuisance of themselves and wouldn’t allow themselves to be turned off.

This part continues with the same characters we met in part one – we are still at Mrs Aldwinkle’s vast Italian palazzo, with her hen-pecked niece Irene, the earnest lady novelist Miss Thriplow, old Mr Falx the Labour leader, worldly wise Mr Cardan, credulous young Lord Hovenden, and dashing but bored Mr Calamy. Except that now weary and disillusioned Francis Chelifer has been added to the mix.

The loves of the parallels are:

1. In his autobiographical fragments we certainly learned that Chelifer wrote poetry but what didn’t come over so much is that he is quite a well-known poet. As such, Mrs Aldwinkle suddenly realises she is in love with him and sets her cap at him. In her eyes she becomes The Most Important Poet in England and she becomes his Muse and Protector (p.163). Chelifer tunes out while she burbles on about art, and then takes to sneaking off to avoid her.

2. Lord Hovenden pursues Irene, but Irene is conflicted. On that first evening her aunt had made a sniping comment that Irene is cold and frigid; so, on the one hand, Irene wants to prove her aunt wrong, and so she makes an effort to be with Lord Hovenden as often as possible. On the other hand, she discovers that Chelifer is sneaking off to the top of the medieval tower to avoid everyone, and Irene becomes earnestly worried about the impact this sneaking away might have on her beloved aunt if she were to learn this. When Hovenden pushes things so far as to kiss Irene, she bursts into tears and asks how he could be so beastly (p.180).

3. Similarly Mr Calamar, much against his better judgement and out of boredom, finds himself half-heartedly wooing the ‘serious lady novelist’ Miss Thriplow. Frustrated by her stand-offishness, he one day decides to show her his passionate, manly side during a walk on the terrace, seizes her and passionately kisses her. Like Irene, she protests but, secretly, is pleased (p.177).

The Elvers

There’s a peculiar interlude which reminds me of something out of Dickens where Mr Elver a) sets off with Miss Thriplow to find a grocer who claims his cousin has a rare and precious piece of antique statuary. This is the ground for some comedy with the grocer where Mr Cardan impersonates various classical poses in an effort to find out what it looks like. But mostly b) he refuses to take the car home, insists on walking, gets lost in a maze of marshes and canals, and at dusk is surprised by two figures a tall, gloomy man and a dumpy little woman. They take him back to their squalid rented house, after a scrappy meal served by a wizened old woman, the young lady goes to bed and Cardan stays up with tall cadaverous Mr Elver. Turns out he is an embittered impoverished man, brought up poor but with high ambitions who, when his father dropped dead, was forced into the humiliating job of travelling salesman. His imbecile sister (the dumpy one) was taken in by a rich relation who, when she died, left the imbecile a huge fortune of £25,000. As he’s spoken Mr Cardan has plied him with drink until Elver is really drunk and finally admits that he brought his sister here to the muddy marshland so that she’ll get malaria and die and he’ll inherit the money. Mr Cardan laughs loud and long, the punchline of this weird drunken story is so incongruous and ineffectual and Elver stumbles off to bed humiliated. Mr Cardan stays the night in their wretched rented hovel and the next day rescues the ‘simple’ sister, Grace.

Actually it’s the day after next. Next day he has breakfast with wicked old Elver and ponders his moves. He will marry simple-minded Grace and inherit her £25,000. There! He’ll never have to work again. He strolls back to the wretched hovel and tells wicked Elver he’s staying the night again and bluffs his way through the evening. Next morning he persuades simple Grace to walk with him round the lake to the town, where he hires a horse & cart to take him to the Palazzo. She follows him like a dog.

His arrival at the palazzo makes hardly any impression. He had thought he’d have a bit of explaining to do but it coincides with the arrival of Francis Chelifer’s mother, who he has persuaded to give up her damp, draughty house and the stray dogs and cats and local children of Oxford, and come to him so they can go on to Rome together. This throws Mrs Aldwinkle into such a tizzy, which she projects onto all the other guests, that people barely notice Mr Cardan has brought home a tame idiot.

In the last couple of short chapters of this part it is strongly hinted that Calamy and Miss Thriplow have started a physical relationship. Seems unlikely, this is the suggestive passage:

The image of Mary Thriplow presented itself again to his mind’s eye. Limply she lay in the crook of his arm, trembling as though after torment.

Part four – The Journey (pp.242 – 299)

They drive to Rome. To be precise Mrs Aldwinkle, Chelifer, Mrs Chelifer and Mrs Cardan are squeezed into the back of Mrs Aldwinkle’s Rolls Royce, with simple-minded Grace sitting up front next to the chauffeur, Ernest (p.244). Following behind, Lord Hovenden drives his Vauxhall Velox, accompanied by Irene.

There follows a very funny chapter where lisping Lord Hovendon, transformed into a demon by driving his car, drives round and round and round the same lake asking Irene to marry him, until she at last gives in and says she’ll consider it.

But overall, I was disappointed by this part. Huxley’s narrating voice goes to very great lengths to show off his knowledge of the scenery, landscape and all the little towns, and their churches, and their works of art, between Viarreggio and Rome in an unironic way.

I.e the book stops being satirical and begins to show off. This disappointing lapse into earnestness continues in Rome where Huxley disapproves of the vulgarity of ‘the worst sort of international and Italian public’. He disapproves of loud bars. He disapproves of jazz, in one scene comparing the monotonous thump-thump of gramophone jazz to a live version of Wagner being played by a band elsewhere. T

here is a long passage set in a Tuscan tomb whose sole purpose appears to be to allow Huxley to show off his knowledge of that dead language. There is a page-long ridiculing of Freud and psychoanalysis, which he blames for reducing the subtlety of Fra Lippo Lippi’s paintings to examples of anal erotism.

Up to now the satire had been buried in its subject, subtle and very funny. When he comes out into the open like this, Huxley’s own views appear crude and snobbish. The rapier-like satire turns into blundering sarcasm. Very disappointing.

The characters had all gone to Rome to accompany Lord Hovenden who was himself accompanying Mr Falx who was attending an International Labour Conference there. True to form Huxley gives us nothing at all about this conference, merely the fact that after a few days of being bored to tears, Hovenden skives off and rejoins the rest of the crew who’ve begun to make their way back to Vezza and Mrs Aldwinkle’s palazzo.

Miss Elver is now one of the party, completely accepted in her simplicity. At the restaurant she insists on eating fish despite Mr Cardan’s words of caution. Later that night, in the hotel, she has food poisoning and stomach cramps. Her moans wake up Irene who goes to fetch Mrs Aldwinkle, but she’s not in her bed. After a moment’s pause Irene goes and knocks on Mr Cardan’s bedroom door.

There is a reprise of Francis Chelifer’s diary, from which we learn that Mrs Aldwinkle had gone to his bedroom that evening, thrown herself on his mercy, declared that she loved loved loved him and would be his slave and do anything for him. Chelifer is mortally embarrassed. Love bores him. People bore him. Mrs Aldwinkle appals him.

Simple-minded, innocent Miss Grace Elver falls ill with food poisoning! Hovenden and Chelifer drive to Rome to fetch a doctor, but it takes them a whole morning (some of the scenery on the drive to Rome is beautifully described, dawn rising through milky white mist) and by the time they get back, Grace has died!!

Mr Cardan attends the funeral which is performed with indecent haste by a bunch of local peasants and even the priest, who have been out all day picking this year’s grape harvest. Mr Cardan reflects how death is not ennobling to the dying or beholders. There is only one fact, the body and its predestined decay, collapse and death.

Part five – Conclusions (pp.300 – 335)

Calamy and Miss Thriplow are in bed together (so they have had sex – golly!). He is meditating on his hand and the multiple levels of reality i.e. the quantum, the atomic, the molecular, the cellular, nervous system, sensation and feeling and consciousness and will and soul. He can’t hide from Miss Thriplow that he wants to break free. This long conversation in a darkened bedroom marks the end of their affair.

Irene tells Mrs Aldwinkle she is going to marry Lord Hovenden and is astonished at the vehemence of her aunt’s anger and raving recriminations. She doesn’t understand how lonely Mrs Aldwinkle feels, and how, now summer is ending and all her guests are leaving, she feels abandoned, she feels time’s clock ticking, she feels old.

Calamy has rented a cottage up the mountain to live the simple life in. Of course it’s easy to lead the simple philosophical life when you don’t have to work for a living. At all. Chelifer and Mr Cardan come to visit and the last ten pages of the book are quite a serious and thorough dialogue about the nature of reality and of mysticism, and of the layers of reality inside us, inside our minds. I understood all of it, specially Huxley’s bang up to date stuff about quantum theory, the indeterminacy of matter, the arbitrariness with which the human mind creates a world of three spatial dimensions and time because it has to, because it has evolved that way.

But I didn’t warm to Calamy’s determination to spend months and months trying to think it all through. I preferred Chelifer’s point of view, which is flawed (the others call him an ‘inverted sentimentalist’ in the sense that a sentimentalist thinks reality is rosier than it is, whereas an inverted sentimentalist thinks reality is more horrifying than it is) but I liked his idea that you must immerse yourself in the destructive element i.e. society as it is actually constituted, among human beings 99% of whom accept the world at face value.

Calamy’s mysticism is more attractive; but I find Chelifer’s point of view more vibrant and alive (and his character a lot more funny).

Anticipations of Brave New World

Right from the start Huxley’s books contained references to breeding, to eugenics, to perfecting the race, to designing and controlling the process of human birth, which all anticipate Brave New World. And the same theme crops up here, too.

‘And then, Mr. Chelifer,’ he said, ‘we don’t very much like, my fellow directors and I, we don’t much like what you say in your article on ‘Rabbit Fancying and its Lesson to Humanity.” It may be true that breeders have succeeded in producing domesticated rabbits that are four times the weight of wild rabbits and possess only half the quantity of brains–it may be true. Indeed, it is true. And a very remarkable achievement it is, Mr. Chelifer, very remarkable indeed. But that is no reason for upholding, as you do, Mr. Chelifer, that the ideal working man, at whose production the eugenist should aim, is a man eight times as strong as the present-day workman, with only a sixteenth of his mental capacity.

And part of Mr Cardan’s extended conversation with wicked Mr Elver is about vivisection i.e. do animals have rights, any rights? which he slyly brings round to the idea of defective humans, do they have rights? This isn’t the precise subject of Brave New World but it’s in the same ballpark.

Later Chelifer ironically predicts that in the perfect future people will be so bored they’ll kill themselves.

‘The more material progress, the more wealth and leisure, the more standardized amusements–the more boredom. It’s inevitable, it’s the law of Nature. The people who have always suffered from spleen and who are still the principal victims, are the prosperous, leisured and educated. At present they form a relatively small minority; but in the Utopian state where everybody is well off, educated and leisured, everybody will be bored; unless for some obscure reason the same causes fail to produce the same effects. Only two or three hundred people out of every million could survive a lifetime in a really efficient Utopian state. The rest would simply die of spleen. In this way, it may be, natural selection will work towards the evolution of the super-man. Only the intelligent will be able to bear the almost intolerable burden of leisure and prosperity. The rest will simply wither away, or cut their throats–or, perhaps more probably, return in desperation to the delights of barbarism and cut one another’s throats, not to mention the throats of the intelligent.’

He’s turning over ideas of ‘ideal futures’ and its unexpected costs and risks.

More work for the undertaker

At one point Mr Cardan finds himself lost in the plain far away from the palazzo as night falls, becomes worried, and then finds his thoughts taking a morbid turn, and the verse of this macabre little song rattling through his mind (pp.194-5).

Credit

Those Barren Leaves by Aldous Huxley was published by Chatto & Windus in 1925. Page references are to the 1982 Panther paperback edition.


Related links

Aldous Huxley reviews

  • Crome Yellow (1921)
  • Antic Hay (1923)
  • Those Barren Leaves (1925)
  • Point Counter Point (1928)
  • Brave New World (1932)
  • Eyeless in Gaza (1936)
  • After Many a Summer (1939)
  • Time Must Have a Stop (1944)
  • Ape and Essence (1948)
  • Doors of Perception (1954)
  • The Genius and the Goddess (1955)
  • Heaven and Hell (1956)
  • Brave New World Revisited (1958)
  • Island (1962)

Antic Hay by Aldous Huxley (1923)

And how did she spend her time?… Well, she read a lot of books; but most of the novels she got from Boots’ seemed to her rather silly. ‘Too much about the same thing. Always love.’ (chapter 12)

‘You bore me,’ said Mrs. Viveash.
‘Must I talk of love, then?’ asked Gumbril.
‘It looks like it,’ Mrs. Viveash answered, and closed her eyes. (chapter 21)

Antic Hay

Antic Hay is a contemporary comedy of manners set in 1922 (p.45) The comic hero is Theodore Gumbril Junior, B.A. Oxon., who is an intellectual young public school and Oxbridge graduate, who has taken a job as a teacher at a public school, like so many before and after him (like Evelyn Waugh did in 1924 and W.H. Auden did in 1930 and Edward Upward did, all hating it).

(After spelling it wrong, I realised that Gumbril is only one transposed letter away from being Grumbil i.e. grumble.)

Theodore Gumbril is a ‘bony starveling’. He is, in other words, yet another iteration of the over-intellectual, under-active, permanent miasma of jealousy, alienation and resentment which populates Huxley and Waugh’s satires. He hates the Head Master of his school, a man with fierce whims – he hates the music master Dr Jolly but most of all, he hates the boys.

He fantasises about living in a fine Italian villa, hosting magnificent parties, having just the right word of wit and intelligence to say to all his famous guests – of beautiful women who fall into his arms naked, of giving money to the composer Arnold Schoenberg, and discussing quantum theory i.e. he is totally up to speed with all the latest trends. And fired by this fantasy, at the end of chapter one Gumbril writes a letter of resignation to the Head.

Thus begin his efforts to ‘make a living’ out in ‘the real world’. In the school chapel, with a sore bottom from sitting on the hard benches, Gumbril conceives the idea of trousers containing an inflatable rubber pad under the bottom. Yes! He can patent it, he’ll call it his Patent Small-Clothes! He’ll make a fortune!

Theodor’s father, who lives in a shabby square in north London, bursts into laughter when his son tells him his plan. ‘Make money?’ ha ha ha. Mr Gumbril senior is a failing architect who has a spare room full of models of cathedrals which would put Brunelleschi and Wren to shame, but to earn his bread is obliged to design huts for the workers at Bletchley Park.

The book presents a series of comic types and characters who then circulate around the bars and restaurants and salons of London, bumping into each other like dodgems at a funfair. They include:

Casimir Lypiatt (40) a Titan of an Artist and Poet, always booming loudly about Art, the need for a modern Michelangelo, who laughs:

with the loud and bell-mouthed cynicism of one who sees himself as a misunderstood and embittered Prometheus

In fact it’s a running joke of the author’s that when Lypiatt laughs, all the elements of his face collapse. Lypiatt is supposedly a caricature of the Vorticist painter and self-proclaimed ‘Enemy’ of bourgeois conformity, Wyndham Lewis, who himself wrote a number of blistering satires on England’s artistic circles during the 1920s and 30s.

Mr Wyndham Lewis as a Tyro (1921) © The Estate of Mrs G A Wyndham Lewis; The Wyndham Lewis Memorial Trust

Jim Shearwater, a scientist, biologist to be precise. It’s a recurring joke that Shearwater seems to take up a lot of space and always blunders into tables and cupboards. He is married to pretty young Rosie who he completely neglects.

Mr Mercaptan, a flourishing aesthete, ‘wherever he was, it was Paris’ – a great exponent of civilisation, a word which he pronounces with great care and definition; he is theatrically and amusingly appalled by all the paintings at Lypiatt’s exhibition. It is a close secret that his first name is Pasteur. He is 34.

Coleman, ‘a huge bearded Cossack of a man’, ‘a young man with a blond, fan-shaped beard stood by the table, looking down at them through a pair of bright blue eyes’ – even louder and more bombastic than Lypiatt, huge strong Coleman never misses an opportunity to mock and satirise Christianity.

Myra Viveash (25), a beautiful socialite who Gumbril hangs around like a dog and who gave herself to him for a few days, then just as quickly dumped him – a haunting memory of brief bliss which makes Gumbril permanently miserable. As the plot develops we realise at least two of the other male characters are ‘in love’ with her. But unbeknown to them, she herself had a great love, gorgeous blue-eyed Tony Lamb, who was killed in the Great War, in 1917. She has never recovered. She cultivates the pose of being an exquisite creature too good for this world, and speaks in a highly mannered style as if every sentence consisted of her final, dying words. This is a fashionable pose and yet, deep inside, she really is broken forever by the death of the only man she ever loved.

Bruin Opps top-hatted, monocled toff, Myra’s current lover.

Lypiatt also loves Myra and, when she goes to his rundown mews and studio to pose for her portrait, it becomes all too clear that 40-year-old Lypiatt loves her too, so much as to burst into tears at her knees, and next moment smash his fist into the wooden dais.

I read this and thought: Love is a boring subject. There is nothing whatever mysterious about it. It is the pre-mating behaviour of Homo sapiens. It is merely a question of how long and tortuous the negotiations will be before the inevitable act of sexual intercourse is undertaken.

In Huxley’s first two novels it takes the same form – the beautiful but unattainable, nubile young woman (Anna in Crome, Myra here) and a little cluster of men all convinced they are head over heels in love with her or that she has broken their hearts. As Anne complains in Crome, men are so boring.

Chapter 7

Lypiatt holds an exhibition of new work at the gallery of the bumptious optimistic salesman, Mr Albemarle. Lypiatt has written the catalogue which rages against everyone else in the arts who he calls ‘the modern impotents’. Numerous art critics attend, including little Mr Clew and the thin, long, skin-covered skeleton of Mr Mallard. Mrs Viveash attends accompanied by Mr Mercaptan, who amusingly poo-poohs everything he sees.

Chapter 8

As mentioned above, Gumbril is pinning his hopes of generating an income on his invention of inflatable ring inside gentlemen’s trousers. In this chapter he visits his tailor who’s been working on a prototype. Well, they look pretty clumsy. His tailor is a comically loquacious character who, the first time we met him, chatted about Lenin and revolution. Now he shares his theory on how political leaders need some kind of identifying symbols or markers.

Chapter 9

On the way home Gumbril – tired of feeling like a weak loser – drops into a costumier’s shop and orders a fan-shaped blonde beard to stick onto his face to try and look more manly. It certainly makes him look bigger, wider, stronger, and more capable of the ‘conquest’ of the fair sex (p.95).

He is transformed from the Mild and Melancholy Man into The Complete Man. As I said, a lot of literature can be reduced to biology.

With the beard on, he goes walking along the Bayswater Road, finds himself looking in the same shop windows as a mysterious slender lady and, acting the role of The Complete Man, chats her up, steers her into Hyde Park, they chat for an hour, he accompanies her back to her flat in Maida Vale.

Huxley lets us see inside her head and understand that she is just as much of a fantasist as Gumbril. She pretends it’s a rented flat and that the ghastly heavy furniture isn’t hers (though it is). She says the real furniture is at her place on the Riviera where she is, of course, used to playing hostess to soirees of poets. She tries to cultivate a Catherine the Great grandeur but, for a moment the conversation flags and they both see who they are and what they are – two sad losers in a shabby flat in Maida Vale. But then Gumbril remembers he is The Complete Man, takes her in his arms and carries her to the bed.

Lying there with her eyes shut, she did her best to pretend she was dead.

Yes. I’ve had that experience too, the young women who think of themselves as madly passionate, excitingly, daringly transgressively sexual, until you try to kiss them and they squeal and freeze. It’s difficult to know what to do next, especially if you’re young and very inexperienced. Make a cup of tea? Make your excuses and leave?

Anyway, the text simply cuts from that sentence, to Gumbril preparing to leave. It seems that they have had sex in the interim, although the censorship prevents it being in any way described. Now he is leaving. During sex (whatever that was like) he has, apparently, discovered her name is Rosie. At the door he asks her full name so he can write to her, and she hands him a card and girlishly closes the door.

On the dark stairs Gumbril peers at the card and realises – she is the wife of his friend Shearwater! She is Rosie Shearwater! He is reeling from this discovery when the front door into the hall opens and Shearwater walks in. Now luckily, he walks into the darkened, shared hallway of the flats and, also, Shearwater is in conversation with a younger man about some experiment – so that Gumbril after a moment’s panic, is able to pull his hat down over his face, rush down the stairs and blunder gruffly between the two men, who both ignore him.

That evening, for the first time in their marriage, Shearwater is happy because his wife is quiet and leaves him to his scientific thoughts, after dinner lying on the sofa quietly. Good little woman. She is of course, remembering Gumbril’s caresses of her smooth, secret, pink body. But the result of her adultery is their first evening of domestic bliss in years.

Chapter 10

Gumbril has several meetings with Mr Boldero, a boosterish business man and master of advertising. His lengthy speeches are, I imagine, intended to be a satirical description of 1920s advertising, more sophisticated and manipulative than ever before, there are paragraphs devoted to how advertisers play on modern people’s ignorance of science, wish not to be left out, wish to be up to date, enjoyment of novelty for its own sake, and the argument from economy.

Mr Boldero’s financial terms for going into partnership are initially risible. Gumbril writes a firm letter and then turns up wearing his beard and a thick greatcoat which makes him look much larger and more threatening. In the guise of The Complete Man. He says the terms are unacceptable and bangs the table. Mr Boldero is genuinely intimidated and Gumbril walks out with a check for £350 down and promise of £800 a year for taking lead responsibilities in the company, namely ‘to act as a managing director, writer of advertisements and promoter of foreign sales’.

Chapter 11

Gumbril spends the afternoon at Rosie’s i.e. having sex. I thought the situation would throw him into utter confusion, as it would have done Denis Stone from Crome Yellow but Theodore Gumbril is obviously made of tougher stuff. He is in his father’s flat composing advertising copy for the Patent Small-Clothes when who should knock at the door by Shearwater himself. For a moment he panics that the man has found out he’s having an affair with his wife, but it soon becomes clear Shearwater has been seeing Myra Viveash of all people and is coming out of his scientific shell and falling love with her. He’s come to ask Gumbril’s advice. Gumbril is jocular and tries not to burst out in hysterical laughter at the absurdity of the situation.

They are interrupted by the return of Mr Gumbril senior. He takes them upstairs to a room which is usually kept locked. Now, he unlocks it and shows them a scale model of London as it would have looked if it had been rebuilt to Christopher Wren’s designs after the Great Fire of London which e describes at some length.

Chapter 12

To our surprise we learn that Gumbril, dressed in his beard as The Complete Man, picked up two young women in the National Gallery (‘Old Masters, young mistresses,’ being the cynical advice Coleman gave him). Molly flirts and rolls her eyes but Emily is more sensitive. The novel risks becoming quite serious when she tells Theodore her story, namely that she gave in to the blandishments of a kindly older man, when she was just 17 but as soon as they married he beat her and assaulted her severely. Doctors took her to a rest home after he ruptured a blood vessel in her throat and she decided not to go back. Gumbril, posing as The Complete Man, feels ashamed. So does the male reader.

In a taxi he tries to kiss her but she is really traumatised, pushes him away, is in floods of tears. He feels dreadful and grovellingly apologises, it takes ages to persuade her to see him again. Next day he takes her to Kew Gardens, they walk easily hand in hand, they sit on the grass, they talk about wildflowers which he used to collect as a boy with his mother, they talk about playing the piano – she likes the opening of Beethoven’s Sonata 32 opus111 – Theodore admires her neck and hair, thinks how beautiful she is (occasionally also remembering Rosie in her pink underwear).

Suddenly Gumbril realises they’re going to be late for the evening he’s planned. The exit the Gardens and grab a taxi and race into London, but are a bit late to arrive at the classical concert he’s bought tickets for. Nonetheless, they get in in time to see the ‘Sclopis Quartet’, plus extra viola, play the Mozart String Quintet No.4. Huxley gives us over a page of prose poetry designed to match or evoke the music (pp.148-9).

But that is nothing compared to the extended lyricism of the passage which describes them going back to his ‘rooms’ in Great Russell Street, where they sit talking by candlelight till it is very late and then, in an ecstasy of expectation, he invites her to stay the night.

Like shy fawns they strip in the night and get into bed, but all he does is stroke her neck and arms while she shivers from cold and fear, gently gently reassuring her till she falls asleep in his arms and then he falls asleep, too.

So the book is not at all played for laughs. In some places it can be as sensitive as D.H. Lawrence.

Chapter 14

Similarly all kinds of new psychological depths are played with in this chapter. Mrs Viveash exits her house weary and bored. She had cancelled all her appointments but now is overcome with futility. At the corner by the London Library she sees a familiar face and haloos Gumbril. He runs up, says hello, tells her he can’t stay as he has an appointment to catch the 2 o’clock train from Charing Cross. Lovely Emily has rented a cottage in Sussex and will be waiting at the station in a cart.

But Mrs Viveash really pressurises him to joining her for lunch, and something in him gives in, and we follow in detail his changing psychology as he says Emily is only a girl, and is seduced by Mrs Viveash’s sophistication, and is led by her to a post office where he sends Emily a telegram saying he’s had a slight accident, will come down tomorrow same time, then lets himself be led off for a heavy lunch of lobster and wine.

Over lunch he is a hilarious clown, quotes poetry and Mozart opera, is very witty. Afterwards in a cab back to her place he is sad, but not as sad as Mrs Viveash who is overcome by memories of Tony Lamb, young and beautiful with blond hair and blue eyes, they shared a glorious week together in 1917, then he went back to the War and was killed. Now she imagines his beautiful face and blue eyes rotting under the ground and is devastated, but is too controlled to weep.

Chapter 15

That evening Theodore and Myra are dancing at a revue or cabaret club to a jazz band of four people of colour (they’re referred to as negroes or blackamoors in the text). They’re dancing to a tune called ‘What’s he to Hecuba?’ with its refrain ‘Nothing at all’ and, once again, the text isn’t really funny, it’s a combination of almost stream-of-consciousness rendition of their thought processes, heavily flavoured by Mrs Viveashe’s depression, her sense that everything is Nil, you can’t escape Nil, nothing can escape Nil.

‘What’s he to Hecuba?’ Lachrymosely, the hilarious blackamoors chanted their question, mournfully pregnant with its foreknown reply. Nil, omnipresent nil, world-soul, spiritual informer of all matter. Nil in the shape of a black-breeched moon-basined Toreador. Nil, the man with the greyhound’s nose. Nil, as four blackamoors. Nil in the form of a divine tune. Nil, the faces, the faces one ought to know by sight, reflected in the mirrors of the hall. Nil this Gumbril whose arm is round one’s waist, whose feet step in and out among one’s own. Nothing at all. (p.167)

Chapter 16

This is a peculiar, and possibly consciously ‘experimental’, chapter.

The band ceases, packs away behind curtains, then the curtains open to reveal the stage is set for a play. In Act I a mother has just died in childbirth and the grieving father, infuriated by the baby that did it, gets a tubercular cow brought on stage and milked into a dirty bucket, which milk he proceeds to feed the baby, or ‘Monster’ as he calls it.

Curtain down, scene change, Theodore and Mrs Viveash make desultory, jaded, cynical conversation. This is all a bit like the Weimar Republic cabaret vibe depicted in the Neue Sachlichkeit artists like Dix and Grosz.

Metropolis by Otto Dix (1928)

Act II: the Monster has grown into a sickly man, bandy-legged from rickets, coughing up lung from TB. He’s just turned 21 and is poetically minded. He looks out the window at a lovely girl and rhapsodises about her.Unfortunately we hear her thoughts and she’s worrying about whether to buy some fabric for new underwear, specially as her fancy man, Roger, might any day now go as far as seeing her underwear and she doesn’t want it to look middle class now, does she? The monster reaches out through his window towards the girl but she flings his hand away, yuk, disgusting at that point Roger strolls up, healthy and fit, his motorbike is on the corner, they both mock the Monster and leave. Another woman comes along, a painted prostitute. ‘Feeling lonely, ducks?’ He asks her in, the curtain descends for the duration of a quick sexual act, then she kicks up a fuss because he tries to write her a check.

During all this onstage action, Mrs Viveash and Theodore make ironic comments. She is appalled, not at its ‘immorality’, but because it is so clichéd and dire.

As in Joyce or Woolf, words and phrases connected with her lost, dead love, her only one true love, Tony Lamb, recur and repeat, broken up and recombined in her half-drunk consciousness.

Then Coleman turns up, punning cynically, accompanied by a very pretty, drunk young man. He wittily introduces himself as Virgil and the young man as his Dante, who he is taking him on a tour of the circles of hell (in fact he found him drunk at some nightclub and about to be fleeced by two prostitutes twice his age).

Back to the onstage play, Act III: The Monster, now bald, sans teeth, with a patch over his eye, is confined in an asylum. He makes a speech certain that there are real men somewhere, living in freedom and beauty, climbs the back of his chair, topples off it and breaks his neck, as verified by the same doctor from Act I, who enters, now terribly old with a long white beard.

Mrs Viveash is relieved the ghastly thing is over. The others want to carry on drinking and so, against his better judgment, Gumbril invites them back to his ‘secret’ rooms in Great Russell Street. they drink heavily and are blasphemous. This is the secret room where he spent that magical evening with Emily, by candlelight, until he coaxed the delicate bruised young faun into bed with him. Now Coleman and his pick-up boy are carousing on the same divan and suddenly the boy is sick all over it. As Gumbril throws them out, the boy tells them all his name is Porteous and boasts about how much money he’s spent drinking and debauching.

This is the last straw as Porteous is the name of one of Theodore’s father’s oldest friends, a poor man who’s had to scrim and save all his life.

So these last couple of chapters have described the complicated frame of mind in which Gumbril has allowed himself to betray Emily’s trust, and led away from his better self to the cynical, sophisticated nightclub roue. It’s a long way from the clever sweetness of Crome Yellow.

Chapter 17

Predictably enough he feels like hell in the morning, and not just in a physical way. He’s barely roused himself at 11.30, planning to catch the 2 o’clock train, when he gets a telegram from Emily, a long, long telegram telling him how upset she was when she got his telegram, after all the plans she’d made for a perfect day, and how, then, thinking about it, she realised their relationship was doomed from the start; for him she was just a nice adventure but sooner or later he’d tire of her and dump her and then she would never recover, whereas he’d get over it. So she says it’s goodbye, she’s packing her bags and leaving the cottage and he’ll never see her again.

Gumbril spends an agonising train journey beating himself up for his stupidity, and casually mentions that this afternoon he had to pass up ‘an afternoon’ with Rosie, and – in a spirit of malicious satire – sent her a note telling her he was indisposed & could she please come and see him at 213 Sloane Street. It is a wicked joke because that’s the address of Mr Mercapton and his rococo boudoir.

Gumbril really seems to have evolved very fast from the frustrated schoolteacher of the first chapter who was shy around girls. He’s metamorphosed into a rake, juggling all these women. I suppose this is the meaning of the book’s epigraph, a quote from Marlowe:

My men like satyrs grazing on the lawns
Shall with their goat-feet dance the antic hay

‘Men like satyrs’, to be precise, Gumbril is the satyr in question, dancing with his clumsy goat-feet.

The chapter returns to a lighter mood because it contains a crusty old gentleman who tut tuts at all the suburban villas the train is passing and when Gumbril sympathises, launches into a long speech about how overpopulated the world is becoming. Gumbril agrees, partly in a satirical spirit of getting the old dog to carry on but then is disarmed when he offers to give Theodore a case of his best brandy. He is just writing Theodore’s name in his notebook when Theodore looks up and realises the train is pulling out of the station he should have got off at. He leaps to his feet, flings open the door and jumps onto the platform, stumbling a few paves then managing to stop. The old man waves inaudibly from the window. Presumably the story is meant to show us just how fickle and superficial Theodore is.

When Theodore finally arrives at the cottage a) it is every bit as beautiful as Emily predicted b) she is long gone c) she left no forwarding address. Miserable, he catches the next train back to London.

Chapter 18

Broad comedy. We find Mr Mercaptan in his exquisite rococo rooms putting the finishing touches to an exquisite essay. In barges Lypiatt who is furious. His exhibition was a failure, he sold nothing, and he was infuriated by Mercaptan’s superior, mocking review which implied his works were insincere.

After a brief exchange, Lypiatt loses his temper and boxes the exquisite dandy about the ears until Mercaptan tells him the cruelest barb in his review – that Lypiatt’s paintings looking like adverts for Cinzano – was actually thought up by Mrs Viveash. The woman Lypiatt adores. He is instantly crushed and quelled.

He is standing silently by the mantelpiece when Rose Shearwater is shown in. She is very confused. She was expecting to meet Theodore who, we now learn, has never told Rosie his real name, preferring to be referred to as ‘Toto’. To cut a long story short, Rosie quickly adjusts to the new surroundings – determined to play the grande dame who nothing flusters – while Mercaptan in his dandyish way proceeds to flatter and impress here.

We are given to understand that they end up having sex on his sofa. Well, Rosie moved on from Theodore easily enough. Later, that evening, she’s at home while boring Shearwater tries to write an essay about kidneys but just can’t, he is so upset at the way Mrs Viveashe picked him up for about three days and now appears to have dropped him.

Plucking up his clumsy courage, Shearwater blurts out a confession to Rosie that he’s had a crush on another woman, that it’s over now, and that he feels guilt about how he’s treated her and will do better in future – and is disconcerted when Rosie is so relaxed as to be indifferent.

Chapter 19

Lypiatt returns to his mews utterly devastated by the news that it was Mrs Viveash who contributed the most telling thrust in Mercaptan’s devastating review of his art exhibition i.e. that they looked like posters advertising Italian drinks. He sits down and writes her an extended soul-searching letter wondering whether his entire life has been a wretched failure.

He is surprised and fearful when he hears steps coming up to his studio. To his surprise it is a funny little man who introduces himself as Mr Boldero (the thrusting businessman who has agreed to take up & promote Theodore’s idea of the Patent Small-Clothes. He listens in a daze as the man explains his silly scheme, but then Boldero makes the mistake of saying that they’d like him to do the art work for their advertising campaign, something in the style of Italian liquor posters, and this triggers a titanic wave of rage and frustration in Lypiatt who rises from his chair, rushes at Boldero, seizes and shakes him till the man wriggles free and makes a run for it down the stairs, out the door and along the mews.

Chapter 20

Coleman lives with Zoe in an atmosphere of violent arguments. One of these ends with her stabbing him in the arm with a penknife and rushing out. Coleman tries but can’t stanch the bleeding. At that moment Rosie arrives. She’s been given Coleman’s address by Mercaptan, on the misunderstanding that her original lover ‘Toto’ had a blonde beard. None of them realise that ‘Toto’ is Gumbril because he never told Rosie his name. Instead Rosie arrives just in time to administer some first aid and bandage the wound.

Coleman is a huge Cossack of a man with a big blonde beard, very loud, talks loudly and tactlessly, quoting the Christian Fathers about women being bags of ordure, and so on, in a way which puts Rosie off, she gets up and runs to the outer door but it won’t open and in a few paces Coleman is upon her. When she starts screaming and crying, he is enraptured and licks her tears. Are we to understand that he ‘ravishes’ her? That he rapes her?

Chapter 21

The taxi chapter. Gumbril turns up to see Mrs Viveash. She is feeling increasingly bilious and unhappy. He accuses her of wrecking her life i.e. persuading him to go for lunch with her so that he missed his date with Emily.

She is tired of men blaming her for everything and, frankly, so am I. Gumbril, Lypiatt, Shearwater, they all blame her for making them fall in love with her. How tiresome men are! (This is precisely the sentiment expressed by Anne in chapter 21 of Antic Hay).

Gumbril tries talking about things other than love and for two pages we are treated to a surreal jumble of facts about the natural world or literature until Mrs Viveash shouts at him to stop. Gumbril announces he’s fed up of everything and is going to leave the country. Mrs Viveash says they must have a going-away dinner. So they decide to go and invite all their friends. This, as it turns out, is a pretext for a kind of survey of the state of play with each of them:

They take a taxi across London to Lypiatt’s studio. Cut to Lypiatt plunged in the deepest melancholy and contemplating suicide. He is just putting a loaded Service revolver against his forehead when he hears the taxi pull up, a knock on the door and the sound of Mrs Viveash’s and Gumbril’s voices outside.

After a few more knocks they decide Lypiatt must have gone out and depart. Lypiatt remains in his darkened studio, in utter misery. It’s a feature of this chapter that Mrs Viveash and Gumbril comment on the lights of Piccadilly twice as they pass through on their to Lypiatt’s and back i.e. a little bit of social history of which adverts were there at the time. And to emphasise the depths of Mrs Viveash’s Weltschmerz.

Mrs. Viveash drew the corners of her mouth down into a painful smile and did not answer. “Aren’t we going to pass through Piccadilly Circus again?’ she asked. “I should like to see the lights again. They give one temporarily the illusion of being cheerful.’

Instead they go to visit Mr Mercaptan but he’s not there (according to his gabbling housekeeper). And we cut to Mercaptan having a delightful time staying with rich Mrs Speegle amid her butlers and staff at the delightful Oxhanger House. She had wittily thrown out the comment that some people have skins as thick as pachyderms whereas you and I, darling, we have painfully thin skins because we are such spiritual and artistic people. And so Mercaptan has worked this up into one his simply adorable little essays, dividing the poor pachyderms into lots of sub-categories, as he amusingly explains to Mrs Speegl and Maisie Furlonger at dinner.

Meanwhile Lypiatt lies at home lost in the void. Gumbril and Mrs Viveash take a taxi to Coleman’s. It’s not too long since Coleman ravished/raped Rosie. He answers the door. Gumbril glimpses past him the open door to his bedroom, and there a bare female back, and as it turns over, for a split second he recognises beyond doubt Rosie! My word! He’s astonished and disgusted.

The text cuts to a little stream-of-consciousness as we dip into Rosie’s mind and see her stream of memories – unhappy domestic scenes with Jim Shearwater, and then memories of being made love to by huge animal Coleman. Which is disconcerting. Anyway, Coleman says he can’t come to any farewell dinner.

They then take the cab to Shearwater’s house in Maida Vale. He’s out and so is the Missus, according to a characteristically uneducated maid (it doesn’t seem to occur to any of the bourgeois characters, when they talk about love and, occasionally, fairness or a better society, that this might include the army of servants and butlers and drivers and cleaners who service their oh-so-sensitive lives).

Gumbril leaves a message for Mrs i.e. Rosie, to tell her that Mr Toto apologises for not having spoken to her when he saw her in Pimlico. I.e. signalling that he saw her at Coleman’s.

Lastly they call on Mr Gumbril Senior, happily sitting on the balcony of his apartment watching his beloved starlings in the plane trees in the square. The text reverts back to Huxley’s Peacockian approach i.e. a character becomes the mouthpiece for a theory, in this case, Mr Gumbril Senior explains to Mrs Viveash his theory that we humans have a capacity for telepathy which we have let go to rust, but we could revive it if we wanted.

Look at the general development of the mathematical and musical faculties only within the last two hundred years. By the twenty-first century, I believe, we shall all be telepaths.

Remember the exquisitely detailed model of London as designed by Christopher Wren which Gumbril’s father had made? Remember how we met Gumbril Senior’s father’s friend, Porteous, and were told how he had scrimped and saved to raise a family and build up a library of precious books. Well, now Theodore’s father takes his son aside to tell him how Porteous’s son has drunk away all the family money and then borrowed more and gambled that away so that Porteous has been forced to sell his library.

That is why, Gumbril Senior explains, he has sold the model to the Victoria & Albert Museum to raise money for his friend. Theodore is touched. So much for the ‘beyond good and evil’, post-war cynicism of his generation. It is a sentimental beacon in an otherwise deliberately cynical narrative.

Mrs Viveashe is touched by Gumbril Senior and his theories about his starlings and telepathy. He is a sweet and kind old man. They get back into the taxi for the last time (this cabby is making a fortune out of them).

Chapter 22

The final chapter describes experiments going on at Shearwater’s laboratory. He is in a sealed room, wearing only a loin cloth, pedalling an early version of an exercise bike. The aim is to find out how long a man sweats for and to catch and analyse his sweat. We enter his head, as we have most of the other characters, and discover he is still tormented by his thwarted passion for Mrs Viveash, is dreaming, as he steadily cycles on, of fleeing her, getting away. Which explains why it is quite a comic moment when he looks up and sees at the porthole looking into his experiment room… none other than Mrs Viveash!  Convinced he is hallucinating a nightmare, he turns back to facing the wall and pedals all the more furiously.

His assistant, Lancing, shows Gumbril and Mrs Viveash around the garish and grotesque biological experiments they’re carrying out in the lab. Animal identity is being tampered with through extensive vivisection. Maybe human beings will be next. They look out a big window across the Thames to St Paul’s illuminated in the night and both are awed into silence by thoughts of time and destiny.

Then are roused back to the present. ‘Come on’, says Mrs Viveash. ‘Let’s go and see Piers Cotton.’ The great issues of time and destiny may stand over us. But most people hide them by getting on with the endless tittle tattle of their busy social lives. We are, according to Aristotle, first and foremost social animals, interested in gossip and tittle tattle. Big Ideas and theories come a looooooooong way back in the queue.


Recurring themes

1. As others see us

The theme which strikes me as recurring most obviously in Crome Yellow and Antic Hay is the panic fear various characters have of realising that they are beings-in-the-world – meaning their horrified realisation of the gap between their own sense of themselves as full of life and ideas and passions which are serious and deep and full – and the terrible realisation that for most other people you barely exist, and even then only as the butt of cheap jokes.

Most other people think that I – the vital, all-important I that lives and moves and loves and feels – is scarcely relevant to their busy lives, or at best the punchline of a crappy anecdote.

Lypiatt stood with folded arms by the window, listening. How lightly they threw his life, his heart, from hand to hand, as though it were a ball and they were playing a game! He thought suddenly of all the times he had spoken lightly and maliciously of other people. His own person had always seemed, on those occasions, sacred. One knew in theory very well that others spoke of one contemptuously – as one spoke of them. In practice – it was hard to believe. (Antic Hay chapter 21)

Thus when I am in love, it is all Wagner and Shakespeare. Whereas other people in love ‘are always absurd’ (p.238).

2. Working classes

It’s so tiny as to be buried, but just now and then the characters meet people from the working classes. None of the characters in these novels has a job: Mrs Viveash doesn’t work, Lypiatt is a poor artist, Mercaptan dashing off his reviews is hardly work, Theodore lives off a legacy from an aunt (£300 a year from ‘the intolerable Aunt Flo’, p.24).

It’s only when members of the working class intrude a little that you realise what a solidly upper-middle-class book this is, set among the owners of manor houses, rich widows and their amusing hangers-on – writers and artists. Thus the dawdling dilettante Pasteur Mercaptan’s housekeeper, Mrs Goldie, is one of the few working class characters and voices in the book:

Mr. Mercaptan, it seemed, had left London. His housekeeper had a long story to tell. A regular Bolshevik had come yesterday, pushing in. And she had heard him shouting at Mr. Mercaptan in his own room. And then, luckily, a lady had come and the Bolshevik had gone away again. And this morning Mr. Mercaptan had decided, quite sudden like, to go away for two or three days. And it wouldn’t surprise her at all if it had something to do with that horrible Bolshevik fellow. Though of course Master Paster hadn’t said anything about it. Still, as she’d known him when he was so high and seen him grow up like, she thought she could say she knew him well enough to guess why he did things. It was only brutally that they contrived to tear themselves away.

Yes, the working classes do have a habit of nattering on so, don’t you find?

There is one place where serious social concern does intrude, a ‘sudden irruption’ into the self-obsessed peregrinations of the narcissistic characters.

After a typical night’s drinking and arguing the Bohemian crew (Lypiatt, Coleman, Shearwater, Gumbril) find themselves at the all-night coffee stand at Hyde Park corner. It’s here that they bump into Mrs Viveash and her monocled posh-boyfriend. But as they gossip and make clever witticisms about Love, they slowly become aware of a pair of hard-core, down and out, unemployed, homeless proletarians slumped up against the railings nearby.

One wrecked specimen is telling a small crowd a hard luck story about how he was leading his rag and bone cart when the cops stopped him and told him the old pony Jerry was too unwell for the job and took him away and now he doesn’t have any work, couldn’t get work, him and the missus heard of work in Portsmouth so they walked there, his missus being heavily pregnant but no money for transport, but there was no jobs in Portsmouth and so they had to walk back.

‘’Opeless,’ ’e says to me, ‘quite ’opeless. More than two hundred come for three vacancies.’ So there was nothing for it but to walk back again. Took us four days it did, this time. She was very bad on the way, very bad. Being nearly six months gone. Our first it is. Things will be ’arder still, when it comes.’
From the black bundle there issued a sound of quiet sobbing.
‘Look here,’ said Gumbril, making a sudden irruption into the conversation. ‘This is really too awful.’ He was consumed with indignation and pity; he felt like a prophet in Nineveh.
‘There are two wretched people here,’ and Gumbril told them breathlessly, what he had overheard. It was terrible, terrible. ‘All the way to Portsmouth and back again; on foot; without proper food; and the woman’s with child.’
Coleman exploded with delight. ‘Gravid,’ he kept repeating, ‘gravid, gravid. The laws of gravidy, first formulated by Newton, now recodified by the immortal Einstein. God said, Let Newstein be, and there was light. And God said, Let there be Light; and there was darkness o’er the face of the earth.’ He roared with laughter.
Between them they raised five pounds. Mrs. Viveash undertook to give them to the black bundle. The cabmen made way for her as she advanced; there was an uncomfortable silence. The black bundle lifted a face that was old and worn, like the face of a statue in the portal of a cathedral; an old face, but one was aware somehow, that it belonged to a woman still young by the reckoning of years. Her hands trembled as she took the notes, and when she opened her mouth to speak her hardly articulate whisper of gratitude, one saw that she had lost several of her teeth. (pp.65-6)

The narrative then swiftly returns to its endless permutations of love affairs and artistic agonising among the educated and unworking classes, but it’s a dark and disturbing moment. Its bleakness puts all the self-obsessed navel gazing of the main characters into perspective. And makes you ask: one hundred years later, have are we any close to solving the issues of homelessness, unemployment and poverty?


Social history

References which indicate what his readers in 1922 had heard of or were thinking about, topics in the news:

Lenin and the Bolshevik revolution. Gumbril’s tailor Mr Bojanus gives his ideas about ‘liberty’, which people resent the rich, and why he’d welcome a revolution, despite thinking it would make no great difference (people will never be ‘free’ because they will always have to work).

Russian famine ‘After you’ve accepted the war, swallowed the Russian famine,’ said Gumbril. ‘Dreams!’

The first famine in the USSR happened in 1921–1923 and garnered wide international attention. The most affected area being the Southeastern areas of European Russia, including Volga region. An estimated 16 million people may have been affected and up to 5 million died (Wikipedia)

Nietzsche ‘Beyond good and evil? We are all that nowadays.’ thinks Theodore. The interesting point is that he frames it in Nietzsche’s terms, i.e. the endurance of Nietzsche’s thought.

Freud Gumbril and friends criticise Lypiatt’s use of ‘dream’ in a poem saying that nowadays ‘the word merely connotes Freud.’ I.e. by 1922 sophisticated urbanites were so over Freud.

Stopes ‘British author, palaeobotanist and campaigner for eugenics and women’s rights… With her second husband, Humphrey Verdon Roe, Stopes founded the first birth control clinic in Britain. Stopes edited the newsletter Birth Control News, which gave explicit practical advice. Her sex manual Married Love (1918) was controversial and influential, and brought the subject of birth control into wide public discourse.’

Schoenberg avant-garde composer and inventor of the twelve-tone system which would come to dominate classical music after the Second World War

Heroin I was surprised by a reference to heroin, I thought cocaine was the fashionable drug of the 1920s:

‘Who lives longer: the man who takes heroin for two years and dies, or the man who lives on roast beef, water and potatoes till ninety-five? One passes his twenty-four months in eternity. All the years of the beef-eater are lived only in time.’
‘I can tell you all about heroin,’ said Mrs. Viveash. (p.224)


Style

Huxley flexes his wings a little. In the two years since he published his first book, T.S. Eliot and James Joyce had brought out The Waste Land and Ulysses, respectively. Huxley doesn’t go mad, but the text includes noticeable linguistic experiments.

Inverted word order

Floating she seemed to go, with a little spring at every step and the skirt of her summery dress—white it was, with a florid pattern printed in black all over it…

Rare vocabulary

  • rachitic – feeble, weak
  • imberb – beardless
  • callipygous – having finely developed buttocks
  • empest – to corrupt or infect
  • priapagogue – an invented word
  • paronomasia – a play on words; a pun
  • disembogue – of a river or stream, to emerge or be discharged into the sea or a larger river
  • inenarrable – incapable of being narrated, indescribable

Onomatopoeia

And in a handful of places he makes the prose onomatopoeically to mimic the action being described. These are all timid baby steps which distantly echo the revolution in writing taking place at the time.

Piranesi

There are recurring references to Piranesi, specifically that the archway into the mews where Lypiatt lives looks like one of the arches in Piranesi’s series of etchings of vast imaginary prisons. As it happens I visited a free exhibition of Piranesi at the British Museum.


Credit

Antic Hay by Aldous Huxley was published by Chatto & Windus in 1923. All references are to the 1984 Panther paperback edition.

Related links

Aldous Huxley reviews

  • Crome Yellow (1921)
  • Antic Hay (1923)
  • Those Barren Leaves (1925)
  • Point Counter Point (1928)
  • Brave New World (1932)
  • Eyeless in Gaza (1936)
  • After Many a Summer (1939)
  • Time Must Have a Stop (1944)
  • Ape and Essence (1948)
  • The Genius and the Goddess (1955)
  • Island (1962)

Crome Yellow by Aldous Huxley (1921)

He was overcome by the beauty of those deeply embayed combes, scooped in the flanks of the ridge beneath him. Curves, curves: he repeated the word slowly, trying as he did so to find some term in which to give expression to his appreciation. Curves – no, that was inadequate. He made a gesture with his hand, as though to scoop the achieved expression out of the air, and almost fell off his bicycle.
(23-year-old Denis Stone, hero of Crome Yellow, page 6)

Huxley, born in 1894, was 26 when his first novel was published. It is a short and funny comedy of contemporary post-war English manners. Its hero, Denis Stone, is a young 23, has just published a very slim volume of verse and is, sigh, a most sensitive soul. He has come down by train to the charming English village of Crome and to the house of his friends Mr Henry Wimbush and his astrology-loving wife, Priscilla.

‘I see Surrey has won,’ she said, with her mouth full, ‘by four wickets. The sun is in Leo: that would account for it!’

The silly goings-on of guests at a charming country house was an established literary genre, going back at least as far as the slender comic novels of Shelley’s friend, Thomas Love Peacock, to wit: Headlong Hall, Nightmare Abbey, The Misfortunes of Elphin and Crotchet Castle.

Anyway, half a dozen house guests are assembled at the manor house of the sweet little village of Crome and proceed to be frivolous, posh and silly. They are:

Jenny Mullion – ‘perhaps thirty, owner of a tilted nose and a pink-and-white complexion, and wore her brown hair plaited and coiled in two lateral buns over her ears, who is separated from the rest of the world by the almost impenetrable barriers of her deafness.’ The way she uses her deafness to withdraw into is described very wittily.

I’m glad to hear it,’ said Priscilla.
‘Glad to hear what?’ asked Jenny, emerging suddenly from her private interior world like a cuckoo from a clock. She received an explanation, smiled, nodded, cuckooed a last ‘I see’,  and popped back, clapping shut the door behind her.

Mary Bracegirdle – ‘nearly twenty-three, but one wouldn’t have guessed it. Her short hair, clipped like a page’s, hung in a bell of elastic gold about her cheeks. She had large blue china eyes, whose expression was one of ingenuous and often puzzled earnestness.’

Mr. Scogan – ‘like one of those extinct bird-lizards of the Tertiary. His nose was beaked, his dark eye had the shining quickness of a robin’s. But there was nothing soft or gracious or feathery about him. The skin of his wrinkled brown face had a dry and scaly look; his hands were the hands of a crocodile. His movements were marked by the lizard’s disconcertingly abrupt clockwork speed; his speech was thin, fluty, and dry.’

Gombauld – an artist: ‘with more hair and less collar, Gombauld would have been completely Byronic – more than Byronic, even, for Gombauld was of Provencal descent, a black-haired young corsair of thirty, with flashing teeth and luminous large dark eyes.’

And Anne, Henry Wimbush’s niece: ‘Within its setting of light brown hair her face had a pretty regularity that was almost doll-like. And indeed there were moments when she seemed nothing more than a doll; when the oval face, with its long-lashed, pale blue eyes, expressed nothing; when it was no more than a lazy mask of wax.’

Denis is, of course, madly in love with her, included poems to her in his recently published slim volume; she, of course, merely thinks he’s a darling and a sweet boy, thus condemning him to hours of torture. Whenever they talk she doesn’t understand anything he says about the life of the mind and ethics and the soul: her philosophy is “One enjoys the pleasant things, avoids the nasty ones. There’s nothing more to be said.” Denis is tormented by the suspicion that she is attracted to the wild Provencal artist, Gombauld (and who wouldn’t be?)

They go on a tour of Henry’s farm, admiring his pigs and prize bull.

Mr Barbecue-Smith arrives. He is a writer, too, but of vulgar self-help and spiritual enlightenment books. Denis is horrified when the older man takes him aside in order to share authorly tips with him i.e. dragging him down to his level.

A chapter is devoted to the village’s vicar, the iron-grey Mr Bodiham. Huxley satirically includes the text of an actual sermon which correlated events of the First World War with predictions in the Book of Revelation to show that the Second Coming was at hand. Any moment. Really soon.

It is interesting that two of the themes Huxley would become famous for are clearly expressed in this, his first work:

1. Mr Scogan is an apostle of technology and efficiency. When they visit Henry Wimbush’s farm and are asked to admire the prodigious reproductive achievements of his pigs and his cows, Mr Scogan confidently predicts that in the future all this kind of thing will be managed, eventually in test tubes and bottles – a vision which clearly anticipates the work he’s most famous for, Brave New World:

With the gramophone, the cinema, and the automatic pistol, the goddess of Applied Science has presented the world with another gift, more precious even than these – the means of dissociating love from propagation. Eros, for those who wish it, is now an entirely free god; his deplorable associations with Lucina may be broken at will. In the course of the next few centuries, who knows? the world may see a more complete severance. I look forward to it optimistically. Where the great Erasmus Darwin and Miss Anna Seward, Swan of Lichfield, experimented – and, for all their scientific ardour, failed – our descendants will experiment and succeed. An impersonal generation will take the place of Nature’s hideous system. In vast state incubators, rows upon rows of gravid bottles will supply the world with the population it requires. The family system will disappear; society, sapped at its very base, will have to find new foundations; and Eros, beautifully and irresponsibly free, will flit like a gay butterfly from flower to flower through a sunlit world.

2. Spirituality. In 1937 Huxley moved to California and soon developed an interest in Vedanta, a form of Indian spiritualism. He was to go on and take this very seriously, becoming a follower of Hindu Swami Prabhavananda, receiving instruction in meditation, translating Indian spiritual classics and so on. The point is that some of the characters in this, his first novel, already display an interest in the spirit world, namely Priscilla Wimbush and Mr Barbecue-Smith although, as the names suggest, at this stage it is played entirely for laughs.

The plot

Things happen in nice, neat little chapters, their crisp tidiness itself contributing to the feel of slickness and cleverness.

Chapter 7

Virginal Mary knocks politely and tiptoes into Mary’s bedroom where the latter is lying catlike in bed reading, and timidly raises the subject of sex and how frightfully bad it is for you to be ‘repressed’ and ‘frustrated’ and therefore, was Mary attached to either Gombauld or Denis? Anne tries to keep a straight face and says No. Right. Mary is on the prowl.

Chapter 8

Priscilla and Mr Barbecue-Smith discuss Spiritualism over breakfast. It is interesting social history that, when Mr Wimbush asks if anyone wants to come to church with him, they all make excuses no to – interesting that there’s such widespread apathy, interesting that he’s a little shamefaced about asking.

Chapter 9

Mr Bodiham the iron-faced vicar in the Rectory, furiously wondering why his apocalyptic sermon predicting the end of the world and the Second Coming doesn’t shake up his sleepy congregation.

Chapter 10

In the drawing room that evening  Gombauld and Anne are dancing to jazz shouting out from a gramophone. Like many an intellectual, Denis is oppressed by the sight of other people having fun and wish he could be spontaneous and enjoy himself, instead he has picked up the first book that came to hand – The Stock Breeder’s Vade Mecum – and is pretending to read it. And now he finds virginal Mary suddenly standing in front of him, blocking his view of Anna and Gombauld, infuriating him with a load of damn fool questions. She earnestly asks who his favourite contemporary poets are and, savagely angry, he facetiously invents a trio based on the book he’s reading. ‘Blight, Mildew, and Smut,’ he angrily replies.

Chapter 11

Next morning they see off Mr Barbecue-Smith and all stroll round the house to the terrace and garden. Wanting to sound worldly Denis says: ‘The man who built this house knew his business. He was an architect’ only to be immediately contradicted and made to look a fool by the owner, Mr Wimbush, who gives a lengthy explanation of how the house was the design of a gifted amateur, an aristocrat who was obsessed with toilets.

Chapter 12

Mary realised Denis’s answer about Blight, Mildew and Smut was facetious and is upset. Now she sets her sights on Gombauld, the raffish painter from Marseilles and goes to see him in the upstairs part of a converted barn which has converted into a studio. First she is disconcerted to see that his current painting demonstrates that he has gone right the way through cubism and come out the other side into a form of figurativism. Second, he treats her like a child, lets her stay and witter on for precisely the length of one cigarette, then turns her round and firmly guides her back the step-ladder out of the attic, and pats her behind a few times for good measure.

Chapter 13

Henry comes down to dinner that evening and presents his History of Crome, a book which his niece Anne remembers him as working ever since she’s known him. He reads the chapter about his ancestor, Sir Hercules Lapith, who was a dwarf and so populated the staff with fellow dwarfs, had only the smallest dogs and shetland ponies to ride and even sought out and married an Italian lady dwarf. But alas when she gave birth, the son grew into a surly, normal-sized brute. After arguments and disputes, the giant one day returns from the Grand Tour with two normal-sized friends and their servants. They mock the dwarves and get the loyal butler drunk and make him dance while chucking walnuts at him. Sir Hercules spies all this through the keyhole of the dining room and decides there is no place for him in the world. He goes back to his bedroom, commiserates with his lovely wife, she takes an overdose of opium and he gets into a hot bath and slashes his wrists. It is a strangely absorbing and peculiar story.

Chapter 14

In the living room is a door cunningly made to look like part of the shelves of the library, with lots of leatherbound spines which contain no actual books. This prompts Mr Scogan to paeans of praise for the glories of these, alas, inaccessible volumes, especially the legendary ‘Seven volumes of the ‘Tales of Knockespotch’.

Chapter 15

They’re all on the terrace admiring the view. Mr Scogan descants on the oddity of the fact that in all of recorded history writers have been amused by sex until the nineteenth when it suddenly became unmentionable. At the end of the 19th century, sex reappeared in polite conversation but now seen through science: discussion of sex is frank but earnest, whereas he laments the jolly sex of Chaucer and Rabelais. Earnest Mary, proving his point, earnestly disagrees. She thinks sex is very serious. Frivolous Ivor arrives on his motorbike. He is a natural at everything, driving cars, playing the piano, singing, art, chatting up women, he even has contacts in the spirit world which he draws with gay abandon.

Chapter 16

After dinner the ladies leave the room. Mr Scogan explains his habit of comparing everyone he’s in company with to one of the first six Caesars. This frivolous thought develops into quite a serious point about the post-war climate of violence. Huxley has

‘Seventy and eighty years ago simple-minded people, reading of the exploits of the Bourbons in South Italy, cried out in amazement: To think that such things should be happening in the nineteenth century! And a few years since we too were astonished to find that in our still more astonishing twentieth century, unhappy blackamoors on the Congo and the Amazon were being treated as English serfs were treated in the time of Stephen. To-day we are no longer surprised at these things. The Black and Tans harry Ireland, the Poles maltreat the Silesians, the bold Fascisti slaughter their poorer countrymen: we take it all for granted. Since the war we wonder at nothing. We have created a Caesarean environment and a host of little Caesars has sprung up. What could be more natural?’

Since the war. A little piece of anecdotal fictional evidence which supports the conclusion of numerous commentators that the First World War unleashed previously undreamed-of levels of violence into politics and society.

And a serious point about the limits of sympathy, namely that it is only because we are such unsympathetic, unfeeling and on the whole unimaginative people, that happiness is possible.

‘At this very moment,’ he went on, ‘the most frightful horrors are taking place in every corner of the world. People are being crushed, slashed, disembowelled, mangled; their dead bodies rot and their eyes decay with the rest. Screams of pain and fear go pulsing through the air at the rate of eleven hundred feet per second. After travelling for three seconds they are perfectly inaudible. These are distressing facts; but do we enjoy life any the less because of them? Most certainly we do not. We feel sympathy, no doubt; we represent to ourselves imaginatively the sufferings of nations and individuals and we deplore them. But, after all, what are sympathy and imagination? Precious little, unless the person for whom we feel sympathy happens to be closely involved in our affections; and even then they don’t go very far. And a good thing too; for if one had an imagination vivid enough and a sympathy sufficiently sensitive really to comprehend and to feel the sufferings of other people, one would never have a moment’s peace of mind. A really sympathetic race would not so much as know the meaning of happiness. But luckily, as I’ve already said, we aren’t a sympathetic race.’

I wholeheartedly agree. We are a blunt unimaginative species. It is the only thing that allows us to live. But our inability to see beyond the little circle of our families, friends and pleasures will be the death of our planet.

Chapter 17

It is night. The younger members of the party go out into the garden and then set off running down the slope in the dark. First Ivor tries it on with Jenny and gets a slap for his troubles. Then waiting at the bottom of the slope he puts his arms around Anne only to discover it is Mary. Still, he sings so divinely and it is such a beautiful evening that she soon forgets and then succumbs to his charms. Meanwhile Denis discovers that Anne has tripped and twisted her ankle and scraped her hands. He sits next to her, cleans her wounds, puts his arms around her and then experimentally kisses her. For a fleeting moment it works but then she averts her face and tells him ‘It’s not our stunt,’ an interesting turn of phrase. He volunteers to carry her back up to the house and makes it for five paces before he stumbles and drops her. Anne bursts into tinkling laughter and, as usual, poor Denis is covered in confusion and mortification.

Chapter 18

Mr Wimbush attends church. Mr Bodiham preaches a sermon about the necessity for a war memorial. Various ideas have been mooted – a memorial library, lich gate or stained glass window – but no decision has been made and not much money has been raised. Mr Wimbush walks home in a pensive mood, passing through a group of surly, loutish village youths who just about tug their forelocks before bursting into sniggers. They reminded me of the bored village teenagers in Posy Simmonds’s graphic novel Tamara Drewe.

Chapter 19

Mr Wimbush reads another chapter from his History of Crome. (The reader realises this is going to be a recurring feature.) This time the short happy life of Sir Ferdinando Lapith, the rough rude son of the dwarf Sir Hercules, who drank to excess, especially when celebrating defeats of the tyrant Napoleon and drank himself silly on a coach heading west after the victory at Waterloo, fell off as it approached Swindon, was run over and died, from excess of patriotic zeal!

This leads into the comic tale of his ancestor George who was in love with three thin and everso spiritual sisters of a local landowner. They indicated this extraordinary spirituality by eating little or nothing and rhapsodising about Death in a Shelleyan manner. One night George is dozing in a deep armchair when he sees a serving woman carrying a heavy tray press a secret button, open a false door and disappear up some stairs. Following on tiptoe George burst into a hidden room to find the three sisters stuffing their faces. They’re as shocked as he is. After a muttered apology he turns tail, flees back down the stairs, then bursts into laughter at the bottom. Next day he blackmails the prettiest of the daughters, Georgiana, into marrying him. Her mother Lady Lapith, was disappointed but after all, he wasn’t such a bad catch.

When Henry has finished reading the young people complain what a stuffy night it is. Mary and Ivor suggest they sleep in mattresses up on the towers, and so they do, and when everyone has gone to sleep, Ivor perilously tightrope walks along the roof ridge, over to Mary’s tower, where they have a snog and watch the sunrise. Sounds wonderful.

Chapter 20

Ivor departs in his lemon yellow sedan, leaving a fluent poem in the visitors book. This prompts a conversation wherein Denis explains the nature of literature and poetry to Mr Scogan, namely in the magic of words.

‘That’s the test for the literary mind,’ said Denis. ‘The feeling of magic, the sense that words have power. The technical, verbal part of literature is simply a development of magic. Words are man’s first and most grandiose invention. With language he created a whole new universe; what wonder if he loved words and attributed power to them!’

Chapter 21

Gombauld is painting Anne’s portrait in the granary. He infuriates her by claiming she is flirting with him, and then even more by claiming she is leading Denis on. Anne delivers a feminist lecture complaining that men simply project onto passive women their own lusts and fantasies and then blame the women for it. Hundred years old, this book is.

‘So like a man again!’ said Anne. ‘It’s always the same old story about the woman tempting the man. The woman lures, fascinates, invites; and man—noble man, innocent man—falls a victim. My poor Gombauld! Surely you’re not going to sing that old song again. It’s so unintelligent, and I always thought you were a man of sense.’
‘Thanks,’ said Gombauld.
‘Be a little objective,’ Anne went on. ‘Can’t you see that you’re simply externalising your own emotions? That’s what you men are always doing; it’s so barbarously naive. You feel one of your loose desires for some woman, and because you desire her strongly you immediately accuse her of luring you on, of deliberately provoking and inviting the desire. You have the mentality of savages. You might just as well say that a plate of strawberries and cream deliberately lures you on to feel greedy. In ninety-nine cases out of a hundred women are as passive and innocent as the strawberries and cream.’

Chapter 22

In a lazy post-prandial mood, Denis lazily tries to write a poem. Then out the window he glimpses Gombauld and Anne walking by towards the granary and is so angry he throws the poem in the bin, and rushes downstairs.

Straight into the arms of Mr Scogan who insists on taking him for a walk through the herb garden where he expounds his vision of a perfectly rational future state – the Rational State – in which psychologists allot every new-born baby to a particular class or species. There may be hundreds of these but there will be three master categories – the commanding Intelligences; the Men of Faith, i.e. fanatical believers who translate the Intelligence’s plans into the kind of emotional rhetoric the masses understand along with ’causes’ and ‘battles’; and then the masses, the Herd.

Chapter 23

Denis persuades Mr Scogan to accompany him on his original errand, which was to interrupt whatever Anne and Gombauld are up to in the granary. In fact they are in bad moods with each other and happy to be interrupted. Mr Scogan admires Gombauld’s portrait of Anne but goes on to explain why he in fact likes cubism because it so utterly banishes huge, unwieldy and incomprehensible nature – which is why he likes travelling on the Tube in London. Denis rests his hands on the back of Anne’s chair as they both look at some of Gombauld’s other paintings, both aware of a special mood. Suddenly, in a strangled voice, Denis says, ‘Anne, I love you’. She laughs but blushes. Is she starting…

Chapter 24

Denis comes across the secret journal Jennifer is always writing in. He is aghast to discover it’s full of blisteringly accurate caricatures of all the house guests, not least him, portrayed in an armchair watching Gombauld dance with Anne and entitled Sour Grapes. In a flash he realises he is not the only person in the world – that people talk about him all the time behind his back. He is watched (this is the anxious feeling – that, for others, we are no more than objects that Jean-Paul Sartre would examine in depth 20 years later).

He mopes.

Oh, these rags and tags of other people’s making! Would he ever be able to call his brain his own? Was there, indeed, anything in it that was truly his own, or was it simply an education?

Depressed, Denis walks down to the boathouse by the lake where he finds Mary sitting, depressed after receiving a postcard from Ivor who has moved on to his next house party, and which makes it quite plain he’s moved on from her, while she has fallen fatally in love with him.

Chapter 25

Mr Wimbush announces the annual Charity Fair and Anne groans in horror. Quickly she signs up all the guest to perform functions. Gombauld cheerfully says it sounds like a holiday. This triggers a long disquisition by Mr Scogan about holidays, we can never have holidays because we can never escape from ourselves or our human nature.

‘Isn’t a complete and absolute change precisely the thing we can never have—never, in the very nature of things?’ Mr. Scogan once more looked rapidly about him. ‘Of course it is. As ourselves, as specimens of Homo Sapiens, as members of a society, how can we hope to have anything like an absolute change? We are tied down by the frightful limitation of our human faculties, by the notions which society imposes on us through our fatal suggestibility, by our own personalities.’

Mr Scogan is described as beaky and saurian, with claws instead of hands. Is he a caricature of the philosopher Bertrand Russell?

Chapter 26

Feeling soulful and sad, as usual, Denis looks down at the hubbub of the annual Fair, and then goes down amongst it, among all those people, amazing to think they all have souls and minds like his, are individuals full of hopes and fears and criticism. He steps down into the crowd and visits the stalls, the Tattooed Lady, the Largest Rat in the World, the funfair rides, a balloon flying loose up into the sky.

Chapter 27

Mr Scogan is dressed up as a gypsy palm reader, ‘Sesostris, Sorcoress of Ecbatana’, and very funnily gives people dark hints about their doom-lade futures. The result is that he is wildly popular and a big queue forms outside his tent. We watch him reading the palm of one susceptible young woman and – it appears – predicting that a short beaky-faced man will meet her next Sunday afternoon at 6pm and she will take him down to the woods for some rumpy-pumpy. Hmm.

Denis wanders on to the trestle table where Anne is serving mugs of tea. There’s a neat pile of the poem Denis wrote specially for the fair. They had five hundred copies printed. It is a page long and mournful and completely inappropriate for a people’s fair. He asks Anne how many copes have been sold (at tuppence a go). Three.

Old Mrs Budge who, when the government announced that it needed peach stones (for unknown reasons) bravely did her bit for the war effort and in 1916 ate 4,200 peaches and sent the stones to the government. In 1917 the government called up three of her gardeners and she was only able to eat 2,900 peaches, which may explain why the allies fared so badly in that disastrous year.

Denis strolls on to the Young Ladies Swimming Competition where he sees two local worthies, old Lord Moleyn and Mr Callamay ‘congratulating’ the winner of the latest heat, standing trim and nubile in her dripping swimming costume. Hmm. Or leching over her. Walking on he hears voices and looks up to see the vicar and his wife peering over a high yew hedge, staring at the schoolgirl swimmers in their costumes, and tut-tutting and saying, ‘Disgusting, disgusting.’

Elsewhere earnest, rational Mary is swamped by schoolchildren who she is organising into a three-legged race, red-faced and efficient. Denis sneaks away from all thus vulgar racket, back up to the empty manor house, makes himself a cheeky gin and tonic, and settles into a deep armchair to read the French critic, Sainte-Beuve (1804-69).

Chapter 28

In the evening there is a band. Two or three hundred couples dance under the hard white acetylene lights. Henry finds Denis and asks if he’d like to come and view the old oak log pipes he’s dug up which were part of the original house. Far enough away from the noisy dance floor, Henry sighingly laments how much he doesn’t like people. Life would be so much simpler if we could just read books and didn’t have to engage with the smelly, noisy and completely unknowable people of the present. How comforting history is, where life is wrapped and defined and finished and comprehensible. As to the present he has no idea about news or current affairs and lacks the energy to find out. One day all our ‘human’ interactions will be carried out by machines.

Chapter 29

10pm the evening of the Fair. The crowds have left, things are being packed away. Denis sees Gombauld and Anne necking and smooching down by the swimming pool and runs inside in despair. In fact Anne is furiously trying to escape Gombauld’s clutches and he is irritated at being balked.

Denis reads till 2.30 but is still upset. He sneaks down the hall to the little pantry which houses the ladder up to one of the mansion’s towers, pushes open the trapdoor and emerges on the tower top. O Life. O Death. O Love. What is the meaning of it all? Denis looks down at the terrace far below and deliciously imagines plummeting to his death. Then they’d be sorry.

He is holding his arms up and out like wings when he is startled by a voice from close behind him and very nearly does topple over the parapet by accident! It is Mary. Ever since that magical night with Ivor she has slept up here on a mattress. Now Denis confesses everything i.e. his doomed love for Anne, his rage and frustration. An hour later he is lying with his head on her knees as she stroke his hair, having herself confessed her undying love for Ivor. O love!

There’s only one way out of Denis’s torment. He must leave.

Chapter 30

So he arranges for a telegram to be sent to him declaring ‘Urgent Family Business. Come At Once.’ Of course, as soon as the plan is laid, Anne starts to become more sympathetic, coming to sit with him on the terrace. After lunch the telegram arrives, is handed to him, he opens it and announces he must leave. All the other guests tut tut and say how sad they are, but Anne really does look sad and Denis is in torment, wondering whether he’s made a huge blunder. Again. As usual.

The final chapter is as funny as the first, with Mary urging Denis on in her brisk, no-nonsense fashion, Anne expressing what seems to be genuine regret that he’s leaving, and then the car is at the door, Denis’s stuff is loaded into it, and the novel ends.

Romanà clef

Wikipedia confirms my hunch that Mr Scogan is a portrait of Bertrand Russell. By extension the lovely manor house with its relaxed atmosphere is based on Garsington Manor, a favourite venue for posh literati between the wars, owned by Lady Ottoline Morrell who is the basis for the mannish, astrology-reading Priscilla Wimbush. Gombauld is – apparently – loosely based on the energetic young painter Mark Gertler (1891-1939) and earnest Mary Bracegirdle on Dora Carrington.

Knowing this only makes it more intriguing to wonder who the other characters – the fragrant willowy Anne, Mr Barbecue-Smith, the charming Ivor – are based on. But thinking about this much reminds you that the whole thing may be loosely based on real-life characters, but has been hugely perfected and rounded out by Huxley’s comic invention.

To give a sense of the period and the people and what they looked like, here’s a photo of the American poet T.S. Eliot visiting Garsington, with Mark Gertler seated in the middle, and the weird-looking Ottoline Morrell swathed in silk and sitting in an uncomfortable-looking posture (look at her feet) on the right.

T.S. Eliot, Mark Gertler and Lady Ottoline Morrell


Related links

Books from or about the 1920s

First World War

The Good Soldier Švejk

Russian Revolution

William Somerset Maugham

Franz Kafka

Hermann Hesse

Alfred Döblin

Dashiell Hammett

Arrival and Departure by Arthur Koestler (1943)

Warning: This review contains disturbing content about sexual violence and the Holocaust.

Arthur Koestler, a potted biography

Arthur Koestler was born to a Jewish mother in Budapest, capital of the Hungarian part of the the Austro-Hungarian Empire, in 1905. So he was 14 when the short-lived Hungarian communist government of Bela Kun seized power in 1919 and Koestler later remembered his teenage high hopes for it and for a better future. The Bela Kun regime was crushed and replaced by the authoritarian rule of Admiral Horthy, but Koestler retained that youthful idealism

Koestler became a journalist and travelled widely in the late 1920s and early 1930s, reporting from the Soviet Union, Palestine and Germany, for a variety of German newspapers. He joined the German Communist Party in 1931.

In 1936, early in the Spanish Civil War, Koestler got access, as an accredited journalist, to General Franco’s headquarters and gathered evidence of the support the regime was getting from Nazi Germany and Fascist Italy, which was published, a great scoop at the time. This and other experiences were incorporated into his book Spanish Testament.

On a second trip in 1937, Koestler was caught in Málaga when it fell to Mussolini’s troops, was arrested, and convicted for spying because of the revelations from the Franco HQ. He was sentenced to death and from February to June 1937 he was imprisoned in Seville under sentence of death.

Quite an experience, which he also wrote about in Dialogue with Death. Eventually he was released in a prisoner exchange for the wife of one of Franco’s favourite flying aces.

Koestler moved to Paris where in 1938 he completed The Gladiators, a novel about the rising of ancient Roman slaves under Spartacus. The same year he quit the Communist Party and began writing the novel he’s most famous for, Darkness at Noon. His then girlfriend, English sculptor Daphne Hardy, translated Darkness at Noon from German into English and smuggled it out of France when she left ahead of the German occupation (June 1940).

Koestler’s life story is extremely colourful. First he was arrested by the French authorities in late 1939 and held in a French internment camp as an enemy alien. He described this experience in the hastily written memoir Scum of the Earth. He was eventually released at the request of the British authorities and as the result of intense lobbying by Hardy.

But how to get out of France without official papers, which the sclerotic French bureaucracy wouldn’t give him because he was ‘an enemy alien’? Koestler came up with a mad scheme. On the very day the French surrendered to the invading Germans, in May 1940, Koestler joined the French Foreign Legion in a desperate expedient to get out of the country.

He was accepted, trained and packed off to North Africa where he promptly deserted, made his way to Lisbon and so by boat to Britain. However, because he arrived without an entry permit, Koestler was again imprisoned.

Surely the only major writer to have been imprisoned in three different countries.

Koestler was still in prison when Daphne Hardy’s English translation of Darkness at Noon was published in Britain in early 1941 to great acclaim. This, and influential friends, helped get Koestler released from prison and he immediately volunteered to fight for the British Army, serving 12 months in the Pioneer Corps.

In March 1942 Koestler was assigned to the Ministry of Information, where he worked as a scriptwriter for propaganda broadcasts and films. During his spare time he wrote Arrival and Departure, the third in what had now become a trilogy of ‘political’ novels that began with The Gladiators and continued with Darkness at Noon.

Arrival and Departure

Although Darkness at Noon is transparently about the grotesque show trials which Stalin organised in the Soviet Union to discredit and liquidate all the old Bolshevik leaders who could be a threat to him, a striking feature of the book is that it nowhere actually mentions Russia, the Soviet Union or Stalin, preferring to use generic terms such as ‘the Party’ or ‘Number One’.

Clearly, Koestler felt there was value in trying to generalise the experience he was describing. Presumably the same wish not to be tied down by details and specifics underlies his approach in Arrival and Departure which continues to use some of the same generic terms.

Arrival and Departure is arranged in five parts which also bear very general titles.

Part 1: Arrival

The book opens mysteriously with an unnamed male protagonist leaping from the deck of a ship carrying a waterproof bundle. He swims to the anchor chain of the large ship, a cargo ship, the Speranza, which he’s been stowing away in while he orientates himself. He’s been hiding in the cargo hold for fifteen long days and nights. Now he can see a shoreline not too far away and swims towards it, eventually hitting the sloping shoreline and walking up through the waves onto the beach. He hides in one of the long row of bathing huts. His nose has been broken, his two front teeth smashed. His body has cigarette burns at various places (we later learn there are three: on one heel, behind one knee and on his penis), the result of torture. He is 22.

On the beach were sandcastles made by children. One of them carried a little toy flag, the flag of ‘Neutralia’ – so that’s where he is. Hidden in the beach cabin he weeps with relief.

Next day, things feel very relaxed. His clothes have dried overnight, it is very bright and sunny, he walks into town along a road lined with palms, there’s a square, he manages to change some of the money he had in his bundle, sits at a cafe table and orders a slap-up breakfast.

A family sitting nearby recognise him. They’re waiting to get visas to move on. So are friends. They tell him where the consulate is. As he walks on people recognise him. We learn from a woman in a queue that his name is Peter Slavek, he was a leading figure in the Party, and was arrested. Her husband mutters it’s best not to remember anything. Nonetheless the woman remembers that ‘they’ broke his nose, smashed his teeth out and extinguished cigarettes on his body. ‘He was the hero of our generation’.

Another woman, Dr Sonia Bolgar, watches Peter pass. She tells her companion Peter’s mother was a friend of hers. She thought ‘they’ had shot him. She says an accident happened in his family when the boy was just five and he has blamed himself ever since. He was a star student at the university, joined the party and was arrested a couple of times.

The combination of extreme heat (‘blazing street’, ‘hard glare’, ‘the sun was like a furnace’) and tropical fruit in the market stalls Peter passes made me wonder if it’s set in a North African colony. The waiter and others speak French, so a French colony – Tunisia, Morocco, Algeria.

Peter walks to the consulate and tries to persuade the officials that he wants to enlist in their army. Their country is at war. The official (incongruously named Mr, not Monsieur, Wilson) accepts Peter but shrugs and says it’s for ‘the authorities at home’ to decide. The problem is Peter comes from a nation which is an ally of the country the country he’s in is fighting. (Hungary? Allied with Nazi Germany? against France?) Mr Wilson says he’ll see what he can do but off the record suggests he tries the American consulate.

He sees Nazi posters in the shops but, in line with the ‘allegorical’ approach, the posters which describe a New Europe dominated by a newly arisen Central Power, under its stern-faced leader – neither the country nor leader are actually named. Walking on Peter comes to another shop window which shows photos of the New Nation’s opponents, led by their king and a cabinet minister in a bowler hat who flashes a V sign.

Peter bumps into the couple who discussed him earlier. He refers to the man as Comrade Thomas. They were both once part of the Movement. But the Movement has tacked and veered and changed directions so many times it has strangled itself. Presumably he is talking about the Soviet Union and the staggering impact it had on communists around the world when Stalin abruptly announced the Nazi-Soviet Pact of 23 August 1939.

He had thought it would be so easy. Stowaway. Get to a safe destination. Find the consulate. Volunteer for their army. Be greeted with open arms, taken right in, given somewhere to sleep and papers. But no. None of that. He’s out walking the blazing hot streets, rejected with officialdom, with nowhere to stay and no papers.

By about this stage I realised it’s CasablancaCasablanca for intellectuals. There’s an extended community of refugees from all over Europe

Part 2: The Present

Five weeks later, Peter is in the queue at the American consulate. Dr Sonia joins him. He is evidently feverish and weak. She realises he is starving, making one loaf of bread last four days. She takes him back to her flat, feeds and washes him, and he moves in. It isn’t a sexual thing. She is huge (her size is repeatedly emphasised) and was a friend of his mother’s i.e. twice his age.

Sonia is a practising psychotherapist. Half the refugees in town come to her for advice and comfort, even representatives of ‘the other side’. The young woman Odette often comes to visit and the two women make it plain they expect Peter to leave.

Over the coming days Peter slowly falls in love with Odette, well, develops a one-sided obsession with her.

One day she calls round when Sonia is out, one thing leads to another, she gets up to walk out, he slams the door shut, she struggles, he grips her, they stumble to the floor and in a red mist he rapes her. I didn’t see that coming.

Peter doesn’t acknowledge the enormity of what he’s done, he insists that he loves her while the raped woman remains in a foetal position on the sofa facing the wall, crying.

But after a while of Peter pleading, Odette loses her temper and tells him to shut up. He holds her hands and insists that he loves her and after a while she stops crying and start commenting sarcastically on this so-called ‘love’, on men and their brutish ways, how they beat a woman down, bullying and nagging until she eventually says, ‘After all – why not?’ And as he lowers himself towards her again, she says that to him: ‘After all – why not’, indicating her self-abandonment. Athough she adds: ‘But don’t hurt me this time.’

For ten days he lives in a sensual paradise, absolutely head over in heels in love. Every day he spends at Odette’s room in a her boarding house, they have sex, then laze around chatting, then get dressed and go for mussels and local wine at a harbourside restaurant. Paradise. On the tenth day he knocks and immediately sense the flat’s emptiness. Inside it has been stripped bare. A note on the table says she got her visa, had a place booked on a ship and has left.

Part 3: The Past

Peter undergoes a complete nervous collapse. He can’t walk. He has deep dreams and waking hallucinations. Deliriously he thinks he’s flying a fighter plane. He has snapped. Sonia calls Dr Huxter who does a thorough physical. Nothing wrong. It is mental. Huxter describes himself as ‘an old Jew’, ‘a general practitioner of the old school’, and is sceptical of Dr Sonia’s depth therapy methods, in fact he sees her as a huge beast, Leviathan from the Bible, dabbling in arcane and unhealthy powers.

Peter is delirious for three days. When he comes out of it he is very weak. Big Sonia nurses him but also does therapy. In his delirium he repeated a psalm about Jerusalem. Now he remembers an incident from his childhood when the family had a pet rabbit, and he overheard the cook say they were going to eat it, and he decided to save it, and his mother repeated the psalm and the little boy picked up the word Jerusalem and applied it to the rabbit and knew that, so long as he thought about Jerusalem the rabbit would be safe. But one day at the park he saw a little girl his age by the pond and fell in love with her and forgot all about Jerusalem, When he got home hungry he wolfed down the chicken stew and only then did the family cook (it was that kind of bourgeois family) tell him it was rabbit stew. He vomited.

Now he remembers that story.

But much worse follows. Suddenly, from pages 78 to 87 he gives a detailed account of the time he was taken out of prison and sent (by mistake it turns out) on a mixed transport, a long train of cattle trucks which included ‘Useless Jews’, women who’d been selected to become prostitutes for Nazi officers, and gypsies who were going to be sterilised.

Only a few pages ago we were reading about the sensual bliss of being young and in love. Now Koestler delivers a really stomach-churning account of how the journey takes days, each truck too packed for people to sit down, then all treading in each other’s excrement, before they are parked in a siding by a disused quarry and here, his truck load watch the ‘Useless Jews’ be forced along a corridor of guards and up steps into removal-type vans which have airtight doors, and in which the Jews are gassed to death in batches.

It takes all afternoon and long into the night, and in their cattle trucks and then as they are hustled along to the vans, the Jews sing, sing defiantly, a song about the return of the Messiah as they are led to be murdered.

Then the scene switches: Peter describes being caught. He was distributing leaflets for the Movement in a working class area near a mill when cops spotted them and gave chase. His three colleagues fell behind, but Peter made it to the main street, jumped on a tram, switched to a bus, made it home to the apartment where he lived with his poorly mother and the maid, a peasant girl. Later the same day, three detectives arrive. The take the place to pieces, ripping open pillows and cushions and sofas, smashing lamps, breaking chairs, looking for evidence. Then they take him away, handcuffing him and punching him in the face. It was the last time he saw his mother.

Peter explains the arrest was nothing to do with the leafleting. It was because he was on the executive committee of ‘the Movement’ at the university.

He is taken in to be questioned by the legendary interrogator, Raditsch, in his deep-carpeted interview room. Raditsch is a burly peasant who has risen to the top of his career. He disarms Peter by revealing he knows all about his career, and knows the identities of half the members of the Movement, who the authorities are about to arrest. He explains that this country will never go communist because it is a land of peasants. Raditsch understands them, he came from a peasant family.

Worse, Raditsch then proceeds to enumerate the failings of Marxism during which it becomes clear that he knows and understands its theory, history and practice fact better than peter does. Raditsch is familiar with Rosa Luxemberg’s arguments with Bukharin, with the shortcomings of the labour theory of value, he explains to Peter how the theory of working class consciousness is based on an inadequate theory of psychology (p.100).

In other words Raditsch quietly and confidently strips Peter of all his intellectual and organisational protection. Then he gives him thirty seconds to confess, thirty seconds to avoid being taken away and tortured and puts his pocket watch on the table and they both watch the second hand tick round.

At the end of 30 seconds Peter has kept silent and so with a sigh Raditsch orders him to be taken away, down stairs, along a corridor and into a room with six strong men dressed in black who in a friendly ungrudging way proceed to beat him black and blue, breaking his nose, smashing his face, stretching him across a table and whipping him with some metal implement that makes it feel like his body’s been cut in two. He screams, he wets himself, he shits himself, his face is covered in blood and tears and snot, he passes out.

All this is in flashback. Peter pieces together the scene over a series of sessions with Sonia, who sits quietly and rather formally, apparently doing her knitting, only occasionally asking a question to prompt Peter, to help him over a bump in the road.

All kinds of mental images and memories and layers overlap and interpenetrate. For example, Peter explains that despite the most outrageous torture he refuses to ‘confess’ not because of Party discipline, he’s long forgotten the Movement, it’s something deeper, a sense that he has already betrayed the Party with a thousand little mental infidelities and witholdings, which he’s told Sonia about. On page 119 he makes a list for Sonia of all his betrayals, starting with feeling guilty about getting away after the leafleting episode when his three comrades were captured, for breaking his mother’s heart, for being powerless to help the Jews as they walked off to be gassed, working backwards through a long list of excuses for guilt.

Anyway, the text gives a very detailed description of the four days of intense torture, beatings, whippings, waterboarding and bastinado that he received, very detailed and stomach-churning, not for the faint-hearted.

But all this is only really preparatory to Sonia’s psychotherapy. Peter was to emerge as a hero for the Movement, a legend because he didn’t break under torture. But he had nothing to confess because in his heart he had already betrayed everyone. It is the root of this guilt which Sonia is really interested in, she calls it his Christmas tree of guilt on which he has spent his life (he is now 23 years old) hanging all kinds of decorations. Backwards she goes through his memories till we reach the real bedrock.

When he was five he was playing half-maliciously with his younger brother in a disused rowing boat by the sea on a family holiday, when they both tripped and fell forward and his little brother’s eye was impaled on a rusty rowlock, permanently blinding him. But even that isn’t it, because digging deeper we learn that aged just three he remembers reaching into the cot of the little baby, the newcomer who had taken everyone’s love and affection away from him. Not long before a beloved toy of his, a teddy bear, had been taken away supposedly because its eyes had fallen out. Now, aged just three, little Peter thought that if he put the eyes out of the screaming baby it, too, would be taken away and he would be restored to the centre of his mother’s love. He was disturbed in the mere beginnings of the attempt, but the memory of the murderous impulse remained with him, and when the accident in the rowing boat happened he was stricken, because it felt like his murderous wish had come true.

And for the whole of the rest of his life, he had sought pretexts and excuses for blaming himself for everything. Feeling guilty at the way the cops trashed his mother’s apartment, feeling guilty about his comrades being arrested – these are just decorations on the really deep, swarming, brooding feeling of worthlessness and guilt pullulating at the core of his mind. As Dr Sonia says:

‘The hardest sentences are those which people inflict on themselves or imaginary sins.’ (p.97)

Peter’s nightmares disappear. His leg begins to move again. His fever goes. He feels calm and awake. He is cured.

And not only cured of his personal demons. He had joined but then abandoned the Movement, disillusioned, but these complicated personal motivations, the memories, the guilt and the cataclysm of the torture, had kept him tied to it. Now he has exorcised both chains which held him back.

That was over. He was cured; never again would he make a fool of himself. He was cured of his illusions, both about objective aims and subjective motives. The two lines had converged and met. No more debts to pay, no more commands to obey. Let the dead bury their dead. For him, Peter Slavek, the crusade had come to an end. (p.128)

Outside of Freud’s own case studies, I think this is the most extended, detailed and compelling account of a psychotherapeutic cure of neurosis I’ve ever read.

Part 4: The Future

Just as he fell ill, Peter had received a letter to go see Mr Wilson at the Consulate. There he received the papers he needed to apply at the American consulate for permission to emigrate. Now he has been given permission to travel to the United States, and immediately visits a travel agency and books a berth in a ship sailing from Neutralia to the US in three weeks time.

Sonia has left on a boat to the New World. He stays on in her flat. He is in limbo. She has exorcised him of the past, but the new world has yet to begin. This part is made up of scattered scenes set against his mounting anticipation of boarding the precious ship.

By far the most interesting is the long scene (pp.136-151) where ‘Bernard’ drops by to collect some books he’d loaned Sonia. Peter politely lets him in and their conversation immediately turns into a schematic confrontation. Bernard is a Nazi (nobody uses that word, but that’s what he is), a fervent Nazi, a believer that it is Germany’s destiny to carry the next stage of human evolution which will sweep away all traditions, parliaments and liberal notions of individual liberty, it will sweep away old nations and national boundaries and usher in a world built entirely on the rational use of Europe’s resources for a racially purified population.

There’s much more to it than that. Bernard skewers the compromised motives of all the upper-class university-educated liberals who claim to be one of the ‘workers’, while many of those ‘workers’ actually flocked to the Nazi party because they wanted a way out of their proletariat destiny. He accurately describes a lot of revolutionaries as neurotic middle-class mummy’s boys. They argue back and forth about the legacy of the French Revolution. Bernard puts the view that the Thirty Years War set back German nationhood by 150 years, but this means she is coming to the notion of nationhood completely new and unshackled by nineteenth century ideas, free to create a new future for all mankind.

What’s vivid and exciting about this passage is the plausibility of much of what he says – about the bankruptcy of old economic systems, the ineffectiveness of old parliaments, and the vigour of new scientific discoveries and technologies, not least genetics and selective breeding. If of plants, why not of humans? And when he goes on to explain how similar the Soviet Union is to Nazi Germany, particularly in their totalitarian systems designed to crush individual liberty in the name of a greater social good, Peter is uncomfortably aware of the similarities and overlaps.

There are other short sections. Peter has a drink at a cafe with Mr Taylor from the Consulate who introduces him to ‘Andrew’, a young man who’s been horribly burned flying planes during an early phase of the war, and his face reassembled with skin grafts from other parts of his body, with grotesque results. Worse, Andrew is cynical about people’s motives for fighting. Everyone feels guilty about someone else who is doing more, is closer to the action, is more at risk, he says. Maybe this four-page section is a coda to the de-guilting of Peter during the psychotherapy scenes.

Peter dreams dreams. The book is full of dreams. Before his therapy, they were anxiety dreams and nightmares. During his therapy they are hideously vivid memories of torture, guilt and self-hatred. After his therapy he continues to have them but they are now diffuse and mysterious.

He dreams of reuniting with Odette. Her letter to him, the one explaining that she’d abruptly left with no goodbye, had left it open whether he wanted to follow her, be reunited with her. Now he is obsessing about that possibility, he dreams of her and her naked body.

Cleaning out the drawers on his last few days before leaving he comes across a fragment of letter written from Odette to Sonia which strongly hints that they were lesbian lovers. He’d sort of guessed that from the way he had to leave the flat every time Odette came round but, it exacerbates his uncertainties about leaving (p.166).

Bernard drops by for another brief fascinating exchange in which he makes the telling point that Marxism has preserved the class divisions of the nineteenth century in aspic and brought them into the 20th, where they are utterly irrelevant. His movement on the other hand is more dynamic and fluid. Nobody can deny that large sections of the so-called working classes have gone over wholesale to the fascists while, conversely, a lot of the upper-class intelligentsia have gone over to communism. In short, a class-based analysis is hopelessly out of date for modern conditions. Bernard is badgering him because he wants to recruit him to work for ‘them’ in America. He drops the bombshell that he will be sailing on Peter’s ship (the Leviathan).

On the day of departure Peter arrives early, is checked on board and dismayed to discover how cramped Third Class quarters and the pitiful lower deck promenade. To cover his anxiety he drinks two bottles of wine for lunch and passes out in a deckchair. When he regains consciousness, it is to discover the deck heaving like a Bank Holiday crowd. He looks up just in time to see Bernard walking up the gangplank and waving down at him. He bursts free, goes down to his hot sweaty cabin and feels like throwing up. Through the porthole he sees a former party member, Comrade Thomas and his wife and Ossie (!) the comrade he thought had been caught by the police at the leafleting fiasco.

Suddenly he feels morally sick. He rushes out the cabin, up the crowded staircases, across the deck to the gangplank and, as the final hoots of the enormous funnel sound above him, safe onto shore, runs to the ticket booth (empty) and then runs runs runs back into the city.

He runs all the way to Mr Wilson’s office. The latter is disappointed to see him but not altogether surprised and happens to have a military man visiting. On the spot Peter manages to volunteer to fight, to fight the enemy. He walks back into the city enormously relieved. Sometimes decisions just have to be taken. Maybe he is motivated by romantic idealism. But if, like him, you have seen the Jews being herded towards the gas vans in the name of a shiny new technocratic Europe, then it behoves you to take up arms against it. When he had joined the Movement, he hadn’t been fully aware of his motives, which were largely personal. Now he is aware of his motives, which are just as flawed and personal but it is a fully conscious decision.

Peter has been writing short stories. In the last few days before he’s called up he writes a short story about the Last Judgement. It is a very powerful fable, very impressive. The Last Judgement is the nightly court of the unconscious which we are all called to and to which we must all return every night of our lives.

Part 5: Departure

The novel concludes with a five-page envoi (‘an author’s concluding words’). Peter is driven to an English RAF aerodrome, shown into officers quarters, introduced to his pilot, given a cup of tea. He waits. In the other room the pilots are playing ping-pong. He is being parachuted into enemy territory. He just has time to finish a hurried letter to Odette telling her he will lover her always. then the pilot appears and it is time to go.

Some hours later he jumps out of the plane and into the night just as he did at the start of the novel when he jumped from the deck of the Speranza into the dark, but this time he knows why and is determined to see it through.

Wow. What a brilliant ending.


Style

Koestler the Hungarian has an infinitely clearer, cleaner and more enjoyable prose style than the other two, English novelists from the same period who I’ve been reading, Rex Warner and Edward Upward. He just describes things in cool, clear flowing prose.

Out in the blazing street again, Peter had to narrow his eyes against the impact of the hard glare on walls and pavement. He felt in his breast-pocket for a cigarette and his hand touched the flag in his buttonhole. He automatically put it away in his pocket and strolled slowly uphill through the steep, narrow street towards the main Avenue. (pp.25-26)

This directness and clarity means that when he comes to describe the two really harrowing scenes – the Mixed Transport and gassing of the Jews, and Peter’s torture – he is able to do it with factual, unsentimental phrasing which makes it all the more harrowing, I mean really harrowing.

If you are squeamish you shouldn’t read this book. On day three the torturers tie Peter naked and spread-eagled to a table and then just look at his bruised bleeding broken body.

This silence, fraught with the expectation of the unknown, brought him nearer to breaking down than the physical pain they had inflicted upon him the previous days. Pain had its limits, fear had none. It was all-pervading like a sustained electric shock, it made his bared teeth vibrate although he clenched his jaws to prevent them from clattering. (p.112)

In these scenes you are right there, inside the character’s terrified mind, feeling every new bolt of shattering pain.

And it means that when Koestler discusses ideas, or has Peter and Bernard argue about the historical, philosophical, economic and psychological basis of Nazism, he does it crisply and logically, making the arguments in sharp clear sentences which are readable and powerful to this day.

Science metaphors

Koestler wrote a lot. Trained as a journalist, he churned out words every day and produced a wealth of articles, essays and books. But it’s notable that after Arrival and Departure he more or less abandoned fiction. He wrote memoirs and books against communism and about Zionism and the Jews in Palestine – but most of his later books are about science or pseudo-science, beginning with an account of the astronomy of Kepler and moving on to tackle Lamarckism, psychedelic drugs, parapsychology, and euthanasia. By the time I started reading in the mid-70s a lot of these books had been discredited and Koestler was seen as an eccentric or fringe character.

You can see the scientific side of his mind already at work in his fondness for scientific metaphors throughout Arrival and Departure.

Touched with the magic rod of cause and effect, the actions of men were emptied of their so-called moral contents as a Leyden jar is discharged by the touch of a conductor. (p.116)

[Peter] listened to [Sonia] with eager excitement, as one listens, at the end of a crime-story, to the detective explaining the clues which had been all the time before one’s eyes; and as at last they begin to yield their meaning, one feels a new pattern of understanding emerge, like symmetrical crystals in a liquid solution. (p.120)

He felt the exultation of his early student days, when he suddenly grasped the principle of Kepler’s laws of planetary movement and the chaotic world around him was tamed. (p.126)

His interest in scientific metaphors can be considered just one aspect of Koestler’s obvious quest for a factual, unrhetorical style and approach, for a clear-headed factual approach – one which eventually led him out of fiction altogether.

N.B.

It is interesting that Arrival and Departure keeps faith not only with the ‘allegorical’ method of Darkness at Noon but with some of the same nomenclature. Neither Germany nor Russia nor the Communist party nor the Nazi party nor Hitler or Stalin are mentioned by name. As in Darkness the ruler of the people’s state is referred to simply as ‘Number One’, and Bernard jovially agrees that his own country (the one bent on uniting Europe and cleansing it of the mentally and racially impure i.e. Germany) has its own ‘Number One’.

We all know who he’s referring to but this use of generic terms keeps the story floating just above actual historical reality, giving it an allegorical, generalised power.

Conclusion

Arrival and Departure – with its detailed description of torture, its harrowing account of the murder of the Jews, with its complex treatment of the psychotherapy of the traumatised central character, and the clear and powerful arguments between Bernard and Peter about the merits of communism and fascism – is a far more varied, powerful and intellectually stimulating novel than Darkness At Noon.


Related reviews about totalitarianism

Holocaust reviews

Alan Furst’s ‘Night Soldier’ novels

Alan Furst’s ‘Night Soldier’ series of novels are unashamed thrillers, but they are set in the same murky world of spies, and communist and fascist agitators in Eastern and central Europe in the mid and late-1930s which Koestler is depicting, and the best of them (arguably, the first two) capture the mood of paranoia and fear (and brutal violence) which is the subject of Arrival and Departure.

In The Thirties by Edward Upward

Edward Upward

Edward Upward was born in 1903 to a middle class family in Birmingham. He went to prep school and then Repton public school and then ‘up’ to Cambridge, before going on to (try to) become a writer. These are all classic characteristics of members of the so-called ‘Auden Generation’ and, as it happens, Upward’s father was, like Auden’s, a doctor.

But Upward had a particularly close connection to the Auden Gang because at Repton he became good friends with Christopher Isherwood, later to be W.H. Auden’s collaborator, friend and sometime lover. At Cambridge, Upward and Isherwood invented an English village, Mortmere, which became the setting for various surreal, obscene and satirical stories. He was introduced to the great Wystan in 1927.

Upward was characteristic of the group in two other ways.

1. Teacher After leaving university he became a teacher (as did Auden and Isherwood) in 1926 and remained one till he retired in 1961. For 30 years he taught at Alleyn’s private school in Dulwich. Nowadays Alleyn’s annual fees are £21,000.

2. Communist Somehow Upward managed to reconcile teaching at private schools for the rich with being a member of the Communist Party of Great Britain (CPGB). He became a ‘probationary member’ in 1932, then a full member in 1934. From 1942 Upward and his wife, also a member of the Communist Party of Great Britain, were investigated by MI5 for their communist activities. (MI5 should have been investigating those pillars of the establishment Kim Philby, Guy Burgess, Donald Maclean and Surveyor of the Queen’s Pictures, Sir Anthony Blunt). It was only in 1948 that Upward quit the British Communist Party and that wasn’t in disgust at the show trials or the communist coup in Czechoslovakia, but because he thought it had gone soft and was becoming ‘reformist’, i.e. ceasing to be revolutionary and instead truckling to the post-war Labour government, then at the peak of its power.

Despite winning poetry prizes at Cambridge, publishing some poems and hanging round on the fringes of the literary world, Upward only managed to publish one novel in the 1930s, Journey to The Border, in 1938. This describes in poetic prose how a private tutor rebels against his employer and how this and the darkening international situation triggers a breakdown from which he only emerges when he realises he must throw in his lot with ‘the workers’. (Presumably by teaching at a fee-paying, exclusive private school for the wealthy.)

Then came the Second World War. Upward continued his teaching career but struggled to write anything. When he took a year’s sabbatical from teaching, in the 1950s, specifically to write his Great Novel, he found he couldn’t and suffered, like the fictional character of his first novel, an actual nervous breakdown. Only slowly did Upward work up a story about a posh private schoolboy who goes to Cambridge and tries to reconcile the conviction that he’s a writer (a poet; they’re always poets) with his commitment to the Communist Party of Great Britain.

A ‘story’ which is, in other words, completely autobiographical.

Slowly the idea turned into a trilogy which came to bear the overall name, The Spiral Ascent. In the second volume, Rotten Elements (1969) our hero terminates his membership of the Communist Party of Great Britain because he thinks it’s gone soft and ‘reformist’ (ring any bells?). In the final part, No Home But The Struggle (1977), the protagonist is reconciled to the new forms of radical politics of the 50s and 60s and joins the Campaign For Nuclear Disarmament.

In The Thirties, published in 1962, is the first volume of The Spiral Ascent and introduces us to its lead figure, would-be poet Alan Sebrill.

In The Thirties

The Penguin paperback edition I picked up in a second-hand bookshop is 237 pages long, so average novel length. It’s divided into 14 chapters. Its protagonist, Alan Sebrill, is supposed to be a young, aspiring poet. The title of this book leads you to expect that it might capture some of the youthful exuberance and heady excitement of those strange and threatening times and it certainly describes the idealism, naivety and gaucheness of youth.

Chapter 1

Chapter one is by far the longest at 40 or so pages. Having finished the book I can now see that Upward intends it as an introduction to his lead character and fills it with incidents designed to show how young, privileged, idealistic and naive he is.

It is the summer of 1931. (This isn’t explicitly stated, we deduce it from two pieces of evidence. 1. In chapter two a character says it’s nearly ten years since he took part in the great Hunger March of January 1922 [p.58], so just under ten years after Jan 1922 must be December 1931 at the latest. 2. Later on, the narrator tells us that the meeting where the character said yhat took place in October i.e. October 1931. Since the events in chapter 1 take place in the summer of the same year, we can deduce they take place in the summer of 1931.)

Young would-be poet Alan Sebrill has packed in his job as a teacher at a posh preparatory school and taken up the invitation of his friend, young would-be poet Richard, to come and stay with him on the Isle of Wight so he can complete his Great Long Poem. Richard moves Alan into a spare room in the boarding house he’s staying at, kept by a strict Miss Pollock.

They are innocent young chaps, full of banter and absurd idealism. They walk down to the beach and along the cliffs, playing with words and terms for the birds and geological strata and wave formations, convinced that their special feel for language and the acuteness of their perceptions will make them poets, great poets, place them among ‘the English poets’.

The doomed

Alan develops the idea that they are ‘doomed’ because they are so much more sensitive and alive and alert than ordinary people, and especially the hated ‘poshos’.

‘What makes people vile is being successful or comfortably off. That’s why most of the hotel visitors are so poisonous. They are the wicked, the devils. Only the doomed are good, and we must be on their side always.’ (p.20)

Richard likes it. It makes them both feel special.

The working classes

Richard is convinced he is ‘well in’ with the local working classes. He gets a drunk local lad, Basher, to show off his tattoos to Alan. How frightfully working class! Richard enjoys talking to ‘the working classes’ on the beach-front esplanade in a loud voice.

‘It surprised the stuck-up public school gang staying at the big hotel. I’ve realised lately that the time has arrived for me to show definitely that I’m against the plus-foured poshocracy, and for the cockneys and the lower orders.’ (p.8)

‘Poshocracy’? Richard and Alan both agree their poetry will contain plenty of ‘Marxian’ ideas although, when pushed, it turns out that all Marx means for Alan is that he was the great repudiator of the ‘upper-class mystique’ which dominated his ghastly prep school. Now he’s left the school Alan doesn’t find Marx so compelling any more.

Outsiders

Alan is on the short side, chronically shy, specially round girls. He feels like a misfit. He thinks writing poetry makes him special. He thinks it makes him different and better than the ‘poshocrats’ who dress for dinner up at the grand hotel. He tried reading Marx (Capital) but the reader can clearly see that he uses the German philosopher as a psychological prop to counter his excruciatingly self-conscious sense of inferiority around the effortlessly tall and stylish ‘poshos’, both at his former prep school, at the hotel on the island.

For example Alan and Richard see other young people dancing outside the pub they frequent, but Alan is too shy to approach any of the girls, despite fairly obvious encouragement.

After a week Richard abruptly announces he is leaving. Alan is at first upset that he is breaking up their poets’ conclave but Richard is bored of the island, is not writing anything, wants to go back to London. Well, when you have independent means you can be free and easy like that. (Later on we learn that Richard has left England to live abroad. Alright for some, p.197).

Alan’s Audenesque poetry

Alan stays on in Miss Pollock’s boarding house for weeks, squeezing out four or five lines of verse a day for his Great Poem. In the entire book we are shown only one couplet of Alan’s poetry and it reads like pure Auden. Here it is:

Central anguish felt
for goodness wasted at peripheral fault (p.12)

Note the use of classic Auden tricks like:

  • omitting the definite or indefinite article – ‘the’ or ‘a’ – where you’d expect them (in front of ‘central anguish’ or ‘goodness’, for example) in order to convey a more robotic/ominous meaning
  • technocratic diction – ‘central’, ‘peripheral’ – which somehow makes it feel part of a science fiction film or laboratory report
  • half-rhyme (‘felt/fault’) cf. Auden: ‘Fathers in sons may track/Their voices’ trick’

Peg

After Richard has left, Alan summons up the courage to talk to the red-haired girl who he’s noticed staring at him. She is far more experienced and forward than him. They talk and then dance (the foxtrot) to the band on the esplanade at the bar/pub/restaurant on the beach. She’s called Peg and rather surprisingly tells him she has a fiancé up in London, but this is a holiday romance so it won’t count. She discovers Alan’s middle name is Thorwald, and playfully introduces him to her two friends as the poet Count Thorwald. Playful undergraduate stuff.

Peg invites him for tea at her aunt’s house where she’s staying. The aunt is eccentric. Confident Peg tells the disconcerted Alan that that night she’ll leave the scullery window into the house unlocked (the aunt firmly locks all the other windows and doors). So a lot later that night, Alan has to go through the rather degrading experience of sneaking down the lane to her house, shimmying up the wall and squeezing through the narrow window, stepping into scullery sink and elaborately down onto the floor then tiptoeing through the house up to her bedroom.

Sex in the Thirties

Eventually they arrive on her bed where, to the modern reader’s bemusement, they lie side by side ‘for a very long time’ (p.27) chatting. Really? Eventually they turn towards each other and embrace but then lie in this position ‘for almost as long’. Alan postpones any movement at all as it would have seemed like ‘an affront to her, an impudence, a crudity’ (p.27). The very next sentence is: ‘After the climax they stayed awake talking about what they would do next day.’

Sex is strange – an odd, uncanny, disruption of everyday life and manners and conventions. Reading about anybody else’s sex life is almost always disconcerting. But the oddness of Alan and Peg’s behaviour makes you think: is this really how our great-grandparents thought and behaved, with this odd combination of knowingness and timidity?

Is the scene here to indicate just how young and timid and shy and inexperienced Alan is? Why does it jump from them lying completely still to ‘after the climax’? Was it the Censorship – remember Ulysses and a number of D.H. Lawrence novels had been banned for their sexual content? Maybe the very strict rules about depicting sexual activity meant novels were allowed to tell you all about the before and the after but all descriptions of the thing itself were simply removed?

Or is it me? Are my expectations of sexual behaviour thoroughly debauched from watching thousands of movies and pop videos in which scantily-clad dolly birds adopt a series of stylised and stereotyped poses and positions – and I’ve come to think that that’s what sex is or should be? That I’ve lost touch with a world before TV, movies and pop videos, magazines and advertising saturated us with fixed ideas about what sex, or behaviour around sex, should be?

Is this scene a) incomprehensibly innocent and dated or b) a fairly accurate description of some people’s often clumsy and embarrassed experience of sex?

The oddity of the scene suggests how books like this have at least two values over and above any literary ones:

  1. as social history, to show us how our grandparents, great-grandparents, and great-great-grandparents thought and felt.
  2. by doing so, to broaden our horizons about what human behaviour and feeling can be. To show us that we’re not trapped in an Instagram / Tinder / ‘hot priest’ world, where each new TV series tries to outdo its predecessors in sexual frankness and explicitness. That we can escape from the crushing conformities of the modern world.

Just a thought.

Peg leaves

Anyway, after whatever it is that happens that night, things go awry. He is initially elated and wants Peg to become his beloved, but she continues prattling on about her fiancé in London (John) and casually mentioning that even after she’s married she intends to have lots of lovers. Deflated, he stumbles back out of her bedroom, down the stairs. He can’t be bothered to go through the fol-de-rol of climbing out the scullery window and just unlocks the backdoor and walks out. Stuff the security-minded aunt.

Next day they meet on the beach and their relationship deteriorates further. Alan presses his love and Peg is increasingly distanced and detached and then announces she’s going back to London earlier than expected. He wants to take her in his arms but is convinced she will rebuff her. But he can see that she still has feelings for him. Cross-purposes. Later that day she catches the coach for London, he doesn’t bother to see her off.

The struggle to write continues

Abruptly Alan decides romanticism is the enemy. He must be hard, forget all about Peg. For the next fortnight he struggles with the Long Poem, writing a handful of lines each morning. Then he realises it is all wrong because it’s based on this notion of the ‘doomed’, sensitive young men. No no no. Start again. He wakes up one fine morning and decides he is going to throw all that sentimentalism out and write a Great Marxist Poem. Right. Now. Sit down. Get blank sheet of paper. Pen in hand. Er…

God, this is hopeless. He looks in the mirror and sees himself for what he is:

It was the face, he thought, of a self-fancying spoilt darling, of the overvalues don from a bourgeois family who had been unreasonably expected and had himself expected to do something exceptional, to be different from the common crowd, to be a great poet, a genius, whereas the truth very probably was that he had no talent at all, that he was a pampered young or no longer quite so young shirker who considered himself too good for the kind of everyday job in which he might perhaps have been of some slight use to the community. (p.34)

But even here, there is a big difference between looking in a mirror and, in a sentimentally depressed kind of way, confronting yourself (or a rather dramatised version of yourself), a big difference between doing that – and actually going out and getting a useful everyday job.

Suicidal thoughts

Alan melodramatically concludes that his life is a failure and decides to walk to the nearest cliff and throw himself off. But he is so entranced with the soulful beauty of the idea that without even realising it, he walks out the boarding house, under the hawthorn arch, into the lane and in the opposite direction from the clifftops, walking in a dream up to Peg’s aunt’s house before he realises it. He moons around looking through her bedroom window, hoping against hope that she is still there, but she isn’t.

Then Alan does find himself walking up to the cliffs, looking out over the scintillating sea, thinking about jumping off and realising it’s impossible, it’s hopeless, he’ll always be this miserable unless he makes some seismic change, finds some kind of ‘way of escape’.

(That phrase prefigures Graham Greene’s use of it for the second volume of his autobiography, Ways of Escape, published in 1980. They had all the advantages life could give them, these young men of the 1930s, but they still managed to be desperately unhappy.)

As he stands on the cliff Alan thinks maybe he should join the church, become a vicar, yes, ‘In his will is our peace’. He spies the Congregationalist church down in the village and remembers visiting the Congregationalist chapel of his grandparents. Hmm. It was quite grim. Maybe something more ornate. Maybe Catholicism. Great poets had been or had converted to Catholicism, it was meant to be easy once you’d made the initial leap of faith.

Or what about Marxism? Yes it was on the side of the ‘doomed’, against the hated ‘poshocrats’, maybe it would help him to write his poetry.

Communism was the only force in the world which was uncompromisingly on the side of the doomed and against those who wanted to keep them doomed. It was the enemy of his enemies: it aimed at the overthrow of a society which was dominated by poshocrats and public-school snobs and which had no use for the living poets. It demanded that its converts should believe not in the supernatural nor in anti-scientific myths but in man. If he joined the Communist Party he might be able to write poetry again (p.43)

Summary

All this happens in just one chapter, the first 40 pages or so, the first eighth of this 240-page-long book.

I initially found its upper-middle-class locutions and earnestness (‘Oh super idea, Richard!’) silly and off-putting. But if you bear with it, then my experience was that the story slowly grows on you and turns into an engaging portrait of a naive, confused young man.

Upward is a patient and very detailed chronicler – he describes in detail the appearance of a room, its furniture, and curtains and mirrors – and in the same meticulous way describes dialogue, people’s appearances and precisely how Alan feels at every moment, how his feelings are swayed and buffeted by trivial incidents. It’s a key quality of Upward’s mind and approach which he attributes to his alter ego in the narrative.

In revulsion from the platitude he tried to be more precise (p.161)

Once I got past Alan and Richard’s naive poshness I realised that most sensitive, bookish, young people have probably had one or more of these experiences, and began to respect and enjoy the precision with which Upward depicts them.

The rest of the plot

Chapter 2

It is the end of October 1931 (p.46). Alan has come down to London for an interview to work as a teacher. The chapter opens as he travels by tram to an office of the Communist Party. He’s scared to go in, thinking they’ll despise him.

They would be intelligent, politically experienced people who would see him as he was; yes, and who would see through him, would guess the self-regarding quasi-religious motives, the sickly wish for his own salvation, which had brought him to them. (p.46)

In the event it’s a shabby room with some people preparing leaflets, others hanging around. The apparent leader Ron Spalding takes pity on the shy young man, says they need more posh people to help them, and suggests he goes out leafleting with a couple of the comrades, young Elsie Hutchinson and Wally Ainsworth (p.53). An election is coming up and they’re leafleting for the local communist candidate, Joey Pearson.

With chapter 2 the book immediately gets more grip and drive. The reality of the shabby hall is described with Upward’s trademark attention to detail, as are the half dozen communists. What stiffens it, though, is that right from the start the characters discuss the current economic and political situation in concrete terms, the number of unemployed, the reality of unemployment benefit, recent bills and votes in Parliament – and combine this with the sweeping generalisations about the crisis of capitalism which they have learned about in Engels and Marx. Out leafleting with Wally the pair discuss Feuerbach, Plekhanov, Lenin.

Leafleting complete, Alan says goodnight to Wally and walks away feeling elated.

He had found a place among people who wanted him and with whom, however inferior he might be to them in courage and in strength of will, he felt an affinity because they were members of the lower class to which he too, the would-be poet, in a sense belonged. He would do all he could to be worthy of them and of the great cause for which they were working. From now on he would be dedicated to the Revolution. (p.46)

Chapter 3

It is four months since his first contact with the party (p.86), so presumably January 1932. Alan has a teaching job at a boys school, Condell’s (‘‘It calls itself an Academy and likes to pose as a public school.’ p.60). He devotes a page (p.110) to describing in detail how much he despises its shameless aping of public school customs and terminology.

In part one of the chapter Alan has just plucked up the courage to pin a leaflet about a communist party meeting to the staff noticeboard. This is spotted by the Second Master, and triggers a fascinating debate between the two of them. It’s almost a dramatised version of a political pamphlet.

Alan says the crisis of capitalism is inevitable, as Marx predicted. The other teacher, Aldershaw, points out that Marx predicted the revolution would break out in the most advanced capitalist countries whereas in fact it occurred in by far the most backward, Russia. Alan counters that both Lenin and Stalin had written that Marx was indeed wrong about this and the revolution of necessity broke out in the weakest link of the capitalist system.

Aldershaw highlights another wrong prediction of Marx’s, that the proletariat would become steadily more impoverished until revolution became inevitable. Alan counters with mass unemployment. Aldershaw says modern young men have motorcars and the cinema and cigarettes and radios, a lifestyle his own parents couldn’t have dreamed of. Alan counters that malnutrition statistics show mothers and children aren’t getting enough to eat. Aldershaw counters that’s because most mothers are completely ignorant of the basics of diet and nutrition and send their kids with packed lunches full of buns and jam tarts.

Alan says society will never be free till all businesses are owned by the people. Aldershaw counters that lots of businesses are run by shareholders. Alan says workers will only be free when the state owns everything and Aldershaw lures him into asserting this is the case in the Soviet union.

Aldershaw says the Soviet Union is the worst place in the world to be a worker because if you make a wrong word of criticism about the system or Stalin you’ll be hauled off to a labour camp. Alan asserts that the camps are necessary because of reactionary and bourgeois elements who are trying to sabotage the worker’s paradise. Communists accept a temporary phase to dictatorship because it is a step on the path to a totally free and equal society. Aldershaw counters that no dictatorship ever willingly evolved into anything else. Dictators cling onto power until they’re overthrown.

Alan counters that dictatorships which oppress the Negro or try to keep women economically subservient to men deserve to be overthrown, but dictatorship in the name of communism i.e. creating a free society, can be justified.

Several points about this exchange.

  1. It is very well done. Upward really captures the way both men become steadily more infuriated that the other one isn’t seeing the obvious sense of his arguments.
  2. It suggests how schematic the entire novel is, how carefully constructed so that each episode contributes to the whole.
  3. It is striking how contemporary these arguments seem, especially about overcoming racism and women’s equality. They were written 50 years ago and put into the mouths of characters from 90 years ago, giving the reader the strong impression that some things never change.

In the second half of the chapter Alan, upset from this argument, tries and fails to keep discipline over his class. They obviously despise him and make a hissing noise as he approaches his classroom. He ends up shouting at them and giving detention to a particularly repellent spotty oik (Dibble) who answers back. Then subsides behind his desk feeling, as so often, like a complete failure.

Chapter 4

Description of a workers march on Trafalgar Square which starts in a street with warehouses, presumably in the East End. Alan learns to his surprise that Roy, the leader of their cell who greeted him so kindly on his first visit, has been arrested and is in gaol on charges of burglary – he and mates stole timber from a timber yard. He’s been expelled from the Party.

Upward pays attention to the detail of people’s appearance and behaviour, to what Alan sees and feels, as the disciplined march is blocked by a police cordon and he lets himself be led away through back streets to the Square by the tall and reckless comrade Bainton. When they get there Whitehall is cordoned off by mounted police and then a file of riot police move in with truncheons and start battering the workers, hitting many to the ground.

As the crowd disperses Alan gets a bus and notices comrade Elsie is on it. He is attracted to her again, goes and sits with her and tries to make conversation but she mostly upbraids him for failing to attend recent meetings.

Chapter 5

It is 18 months since Richard and Alan were at the seaside village (p.116), so presumably the autumn of 1932. Alan is called to see the headmaster of the school. While he waits for the appointed hour (9.30am, after Assembly) Alan looks out the window at the autumnal trees and experiences a characteristic series of thoughts about the squalid reality of being an educator upholding the corrupt capitalist system. He vows to become utterly mechanical in his tuition, an automaton, reserving his energy for working with ‘the Party’ in the evenings.

Unfortunately, the headmaster is pretty critical of the way Alan can’t seem to control or win the respect of his class. Alan is coming up to the end of his first year’s probation. The head doesn’t sack him, as he fears, but says he’ll have to toughen up. The boys need to be driven. And has he considered beating some of the offenders?

Alan zones out of the entire conversation, becoming absorbed in the reflection of the autumnal trees outside the window in the glass frontage of a bookcase, making first the books, then the trees come into focus. I don’t think I’ve ever read that experience, of completely zoning out of a conversation, be described in such minute detail. I am coming to appreciate that this is what Upward does very well. The real minutiae of experience.

For a while he fantasises that he can pack in teaching and go back to being a poet by the sea, and indeed he fantasises in great detail the experience of walking down to the sea and watching the scintillating waves. Then the headmaster’s voice brings him back to reality. No, he tried that and it was an abject failure. He finds himself saying ‘Yes Headmaster, yes I will strive to take your advice,’ rising as in a dream and leaving the room.

Only his devotion to the Party prevents him falling into bottomless misery and despair.

Chapter 6

The local communist party cell has been renting the upper floor of a coach-house. Alan arrives early for a meeting. We are introduced to the ten or so party members. Alan is hopelessly starry-eyed about them, convinced they know so much more about the ‘real’ world than the ghastly middle-class intellectuals he knew at university. Take Eddie Freans, Eddie works on building sites but in his spare time is a practical inventor. Alan is in awe of his true working class roots.

Eddie might have his moments of naiveté but about things that were really important he had a far better understanding than was to be found in the university-educated intellectual chatterers of whom Alan had met too many. For those, and for members of the middle class generally, Alan could never have the respect that he had for Eddie; and in spite of the things Alan had in common with them – education, accent, manners – he felt much closer to Eddie than to them. He was happier and more at home with Eddie, just as he was happier and more at home with the other comrades here… (p.127)

Turns out this is the meeting where the members vote whether to accept Alan as a member of the Communist Party, they do by a unanimous vote. He is asked why he wants to join, what motivated him to make contact with them in the first place. He had a little speech prepared:

He had intended to say that in the conditions of modern monopoly capitalism the independence of the middle class was being increasingly undermined and would soon cease to exist and that the only hope for individual members of his class was to go over to the side of the workers against the monopoly capitalists, and that therefore he had decided to contact the Party. (p.130)

This is actually how all the other members talk and might have gone down well. However, with typical clumsy scrupulosity, Alan realises that is too stereotyped and insincere, and the Party is all about truth! So he actually shares with them that his first motivation came when he was leading prayers in a class at a prep school where he was teaching and was disgusted that he, an atheist, was put in this position, and realised it was not just him, but millions put in false positions by the system, which needed to be completely overthrown. That was the moment he first realised he had to be a communist.

There’s an embarrassed silence, followed by nervous laughter and Alan realises, yet again, that he’s done something wrong. Then the meeting gets down to an extended discussion of the current economic and political situation, which is rammed full of Marxist analysis and Marxist rhetoric and Upward describes very carefully and precisely. Characteristically, Alan finds himself zoning out of the discussion and imagining the whole room being blown up in the coming war between fascists and communists so misses half the discussion.

Afterwards, they lock up the room and go their separate ways. Alan is walking part of the way with Elsie and manages to persuade her to go up a dark alley as a ‘short cut’, where he tries – extremely clumsily – to embrace her. Upward gives an excruciating account of what a tangle he gets his arms in as he attempts a smooch, ending up placing his cheek next to hers and then has a go at a fumble, cupping her breast in the summer dress and then, toe-curlingly, pinching what he thinks is her nipple but might just be a seam of the fabric. During this entire thing Elsie remains utterly silent and unresponsive. When Alan eventually gives up they resume walking to the end of the lane and Alan says a lame goodbye. Well, he blew that.

Communist Party members:

  • Elsie Hutchinson, ‘wore glasses, had a sullen-looking mouth, and whose fuzzy hair rising to a point above her forehead and jutting out sideways at her temples had the effect of a triangular frame.’ (p.53)
  • Jimmy Anders –
  • Willie Dean Ayres, head round as a ball (p.128)
  • Beatrix Farrell, Ayres’ wife, posh (p.128)
  • red-haired Jean Pritchet (Anders’ girls, p.128)
  • Mike Bainton, irreverent and a little insubordinate, he leads Alan away from the marchers blocked in the East End, and by side routes to the main meeting. In chapter 8 he is expelled from the party for his deviant views i.e. denouncing Stalin’s takeover of the
  • Wally Ainsworth, ‘a happy-faced man of about thirty-five, with sallowly chubby cheeks reminiscent of those squeezable rubber faces that used to be made as toys for children.’ (p.53)
  • Eddie Frearns, slim, thinfaced, works in a small workshop which makes lampshades (p.126)
  • Harry Temley, 22, thickset, works as a mechanic (p.125)
  • Jock Finlayson, branch secretary of the AEU (p.127)
  • Sam Cowan, trade unionist and orator (p.127)
  • Lily Pentelow, recently elected to an important position in the Co-op movement (p.128)

Chapter 7

Back at the school. In the playground some of the boys make the contemptuous pssssssing noise they seem to make whenever Alan appears. Infuriated, Alan pounces on the probable leader, Childers, and tells him to report to the Master’s room. He is going to cane him. The entire chapter rotates around this event. He has to borrow a cane off a master who is infinitely more confident and self-assured than Alan.

The boy is waiting outside the master’s room at the assigned time, Alan takes him into the room although it’s the other master who really sorts things out, arranges the desk so there’s enough swing room for the cane, and then stands at the door while Alan administers six of the best. Upward gives a very detailed description which makes you realise how difficult caning actually is to administer. You must be sure to hit the exact same spot on the buttocks six times in a row.

Afterwards the boy stands, says ‘Thank you, sir’, and leaves without a backward glance. Alan feels wretched.

Back in the staff room the report of what he’s done triggers a discussion among the other masters. Almost all of them vigorously approve, the boy Childers is a frequent offender. But their very enthusiasm suddenly prompts a vehement outburst from Alan condemning caning as primitive and barbaric. That throws cold water on everything. Once again Alan has displayed his uncanny knack of throwing away an advantage, of making himself the least popular person in the room.

Staff members:

  • The Head Master
  • Sidney Bantick the Head Master’s assistant, with his black jacket and striped city trousers (p.114)
  • Aldershaw – who Alan has the extended argument about Marxism with in chapter
  • Ampleforth – a very reserved man
  • Barnet, the only master who stands up for Alan, in fact expresses his own extreme disgust with capital punishment
  • Benson – ‘pale-faced and strongly built, moving with large strides, his big glasses calling attention to his pale eyes which had no expression in them.’ (p.145)
  • Brook – disciplinarian, assists at the caning
  • Buckle, ‘brown-eyed pale-faced and physically strong’ (p.180)
  • Gus Chiddingford, ‘rotund’ popular joker
  • Hefford, Head of English
  • Langton, ‘one of the Maths men’
  • Lexton, ‘a bumptious extroverted younger member of the staff who taught Classics’
  • Moberley, the Handicraft man
  • Railton, ‘very tall’, older than the others, tight skin over his skull but heavy eyelids (pp.186, 188)
  • Ransome, ‘a Classics man’

Chapter 8

A meeting of the CP is held and Ben Curtis attends, to judge Mike Bainton on charges of criticising the Soviet Union in public. He’s been overheard slandering the workers’ paradise while doing a holiday job on Bognor beach.

Bainton repeats his criticism to the members. In the Soviet Union congresses have been held less and less frequently. Now the USSR has signed a treaty of non-interference in each others’ affairs (November 1933) and joined the League of Nations (15 September 1934). Bainton sees this as selling out the international revolution and thus betraying the world’s working classes.

As so often, Upward shows us how Alan drifts off during this speech, visualising the early revolutionary workers, and the travails the workers’ paradise had been through.

Then other members stand up to denounce Bainton. He is immediately recognised as being a Trotskyite heretic, i.e. someone who continued to push for world revolution while the official line was the Soviet Union needed forst and foremost to survive in the capitalist world and therefore some compromises with capitalism and imperialism might be called for.

The members vote unanimously to expel Bainton, and he votes with them, though it’s impossible to tell whether he’s being ironic. When Elsie and Alan leave the meeting they cut Bainton, though both feel bad about it, and try to rationalise this snubbing of a man who had been a good friend till an hour earlier.

if the Party were to disappear from the world there would be no hope for humanity. The showing of kindness to a few deviationist human individuals could lead to disaster for human beings in general. At a time when decaying capitalism had taken the form of Fascism in Germany and Italy and was preparing for an all-destructive war, and when only the Soviet Union stood unequivocally for international peace, anyone who like Bainton spread propaganda against the Soviet Union was objectively helping Fascism and working to bring violent death to millions of men, women and children. He was a traitor not only to the Party but to humanity. (p.171)

Alan feels a sort of exultation because he has suppressed his natural fellow feeling for Bainton in a higher cause. By this point I am really admiring Upward’s unflinching honesty.

The same honesty he applies to part two of the chapter where Alan walks with Elsie who suddenly asks if she can come back to his flat. Alan’s heart skips a beat, this can only mean one thing and is a big surprise after his hideous fumblings up a back alley.

But once again it turns into a peculiar scene. Upward describes with mechanical clarity Alan’s shyness. She sits in the only armchair, he sits at the further edge of the divan, three quarters of a room away. They discuss a ramblers meeting she’s leading. Bursting with tension he eventually picks up a cushion and throws it at her, then bounds to her side and puts his hands on her cheeks stroking them, then has a hurried feel of her breasts in her vest, slips down into the cramped armchair as she squeezes up then slips his hand up her skirt and does something up there for ten minutes or so, during which her expression never changes, they don’t say a word, they don’t kiss.

Then he stops whatever he was doing (‘the activity of his hand’), she stands up, they kiss mechanically, she goes over to the mirror and adjusts her clothes and hair. Is that it? Watching her, he is overcome by repulsion from her, she is definitely from a lower class than him, with a rougher accent and manners. And then he feels disgust at himself for his petit-bourgeois mentality.

As usual, Alan demonstrates his gift a) behaving clumsily and b) making himself miserable.

Chapter 9

The chronology of the book is leaping ahead. Hitler has reoccupied the Rhineland (p.183).

Back at the school Alan has been given a gizmo to raise money for the ‘The Teachers’ Anti-War Movement. It is a battery with a power plug and lots of sockets. You pay 4d, put the plug in one of the sockets, if it lights up you get 1/6. He takes it to the games room for masters and is, predictably, confused and humiliated. Maybe Alan Sebrill is one of the great losers of English literature.

Alan tries to persuade them that Hitler reoccupying the Rhineland is just the first step. Next it will be Austria, Czechoslovakia and Poland. (Was anyone that prescient in 1936? Easy enough to be from the vantage point of 1962.) All the masters in the games room ridicule him. They’ve nicknamed him ‘the Red Menace’ (p.150) or, more amusingly, ‘Rasputin’ (p.180).

There’s an extended description of four masters playing a game of snooker and all their posh banter which is quite funny, but which Upward recites with the attitude of a scientist examining specimens.

Afterwards one of the sceptical teachers gives the battery gizmo a go and loses half a crown to Alan. It’s typical of Alan that he doesn’t understand betting or odds.

He bumps into Barnet and has a conversation in which Barnet agrees with pretty much everything he says, especially the inevitability of a war, and Alan suggests he joins the Communist Party.

Chapter 10

It’s September (1936?). Alan is on the train from his parents’ house up to London. He and Elsie have arranged to be married but, typically, he has already said yes but backed out of it twice. He doesn’t really want to marry her, but sees it as his duty to marry a fellow party member. He also wants to overcome the class gap between them. When Elsie had come to visit, his parents had displayed ‘undisguised and snobbish disapproval of her’ and then, on the railway station platform he had spotted a public school friend, Tom Cumbers, with an unmistakably posh young woman, classy-looking, well dressed… and Alan had felt mortally ashamed of his rough girlfriend with her sometimes ‘pug-nosed’ appearance (p.201), turned his back to try and hide himself and her from the public schoolfriend and – cringingly – told her he couldn’t marry her.

He is a feeble twerp.

Yes, it is 1936 because as soon as he meets Elsie at the ticket barrier they start talking about the Spanish Civil War. For a moment Alan thinks he sees Jimmy Anders in the crowd, Jimmy is due to go off and fight in Spain any day now. His cousin had volunteered to drive an ambulance but has returned wounded (his right arm was amputated).

Elsie takes Alan by tube and bus to a street where new maisonettes are being built. She’s chosen one for them to live in once they’re married. She shows him round. It’s an interesting piece of social history. It’s clean but small and cramped. He looks out the window and sees a big cedar tree like the one at his parents’ spacious home in the country and all of a sudden is flooded with despair that his life has come down to this.

He turns on Elsie and says he can never live here. She is beginning to say she can find another place when he goes further and says he can never marry her. She is stunned. He knows he has to say something irrevocable, and so now says: ‘Oh Elsie, you are so ugly.’

The second he says it, he regrets it, and tries to take it back. Elsie is sensible. She simply says she is not ugly, and some of the men she’s gone out with have told her she’s very attractive. Now, seconds after trying to get out of it, Alan finds himself more determined than ever to marry her and live the life of a communist poet.

Chapter 11

Well, they appear to have reconciled because this chapter opens with Alan and Elsie sitting in armchairs opposite each other in their maisonette. They discuss a review in the New Statesman in which Robert Jordan complains that modern poetry is too obscure. This upsets Alan who seems to think of himself as a poet even though he doesn’t appear to write poetry and has never had anything published.

Wally Ainsworth arrives. They are scheduled to go to a meeting of the British Union of Fascists that evening. It is at least 1937 because the conversation references the coronation of George VI (12 May 1937). They set off for the meeting. Barnet questions a young lad why he’s selling the British Union of Fascist newspaper, Action. Because the Jews are ruining the country, the lad replies. Barnet reveals that he is a Jew and he is not ruining the country. The boy is confused.

The communist group continues to the meeting and Upward describes with characteristic precision the exact appearance of the hall, the look of the fascist stewards they have to pass, the look of other members of the audience.

Alan shares his reflections on the nature of fascism’s appeal to the petite bourgeoisie, shopkeepers, small businessmen, workshop owners, people who aspire to be part of the haute bourgeoisie, and ape its snobbery and pretensions but are economically insecure and thus anxious and thus desperate to blame someone (the Jews) and adulate whoever will save them (the Leader).

The  Leader appears and speechifies in respectful silence for 20 minutes before cranking up a gear and beginning to blame the Jews for everything. At this point Alan and the other communist party members stand and walk out. That’s all they intended to do – make a peaceful protest.

Barnet, the schoolteacher, who Upward had implied was Jewish in chapter 9, is delayed because he lays out leaflets saying ‘Smash Fascism before Fascism Smashes You’. For a moment stewards close in on him and you think there’s going to be a fight. But Alan stands his ground in front of Barnet and the threatening steward straightens up and lets them leave.

Elsie has told Alan she thinks she is pregnant.

Chapter 12

Elsie’s baby is nearly due so it must be eight months later. The chapter opens with Alan plunged in real misery, about his job, the baby, the coming war, the triumph of fascism, his non-existent poetic career. The future seems like a tidal wave of slime heading for him, for everyone. He doesn’t want to wake up. He doesn’t want to go to work.

He casts his mind back to a few days earlier when there was a knock at the front door of the maisonette. It was Holyman, an old boy from the school come to show them how to put on gas masks. They were talking about Chamberlain and Czechoslovakia so it must be the autumn of 1938. Holyman shows them how to put on the gas mask and explains how babies will be placed inside gas insulators. Elsie is querulous. When Holyman leaves she bursts into tears of unhappiness and wishes she’d never got pregnant.

Now back to the present as they both wake up together. She is heavily pregnant. He has fantasies about dressing, walking to the station but going on straight past it, to the coast, the cliffs, to the countryside, anywhere except to his wretched job.

Chapter 13

The Munich Crisis (September 1938). Alan is at school taking round a letter to the Prime Minister demanding that he not submit to Hitler over the Sudeten Crisis for the other masters to sign. No fewer than 15 have signed and it is a symbolic victory when the most sceptical among them, Brook, also signs. To Alan’s surprise the Head Master also signs, but with a few patriotic provisos, reminding Alan that England never had, and never would, break a promise; but that supporting the Czechs was the Christian thing to do. Alan suppresses his disagreement with all this and thanks him.

This segues into a really good scene where Alan tries to get one of the last of the masters, Benson, to sign, and the man turns out to be a Christian pacifist, a really thorough-going and intelligent pacifist. For pages (pp.249- ) Upward stages a very stimulating debate between the two sides – we must stand up to Hitler versus violence only begets violence, look at the last war where both sides ended up losers; except now it will be fought with much more destructive weapons.

What makes In The Thirties so enjoyable is that Upward gives his ideological opponents a very fair crack of the whip. Like the extended debate with Aldershaw, this one with Benson forces Alan onto the defensive. When he says the final war of communism which overthrows capitalism will lead to a world of perpetual peace, he can hear how unbelievable it sounds, and Benson scores a big point when he says that, even if communism did triumph the world over, the communists would fall out with themselves as they already had in Moscow.

As he works his way systematically through the arguments, Upward forces you to consider which side you would have been on. In autumn 1938 would you have encouraged Britain to enter into a catastrophic war simply to uphold France’s treaty commitment to Czechoslovakia?

In fact the argument takes on a surreal twist because when Alan insists on the necessity of struggle, that struggle defines and will always define humanity, they both end up speculating about humanity carrying that struggle on into outer space, into colonising the planets and so on, as the conversation strays into H.G. Wells territory. Benson refuses on principle to sign anything which might provoke violence. Not only that but he points out, quite simply, that it the precious letter will never be read or, if it is, chucked in the waste bin.

A few days later Chamberlain signs the Munich Agreement and returns home promising peace in our time. Alan is disgusted, convinced that such kowtowing to Hitler makes Chamberlain and his cabinet more than appeasers but active allies of fascism.

This interpretation seems wildly wide of the mark.

Chapter 14

‘Nearly ten months after Munich’ i.e. July 1939.

The concluding chapter is deliberately and carefully lyrical. It is set entirely in a ramble by a large group of communist party members in the North Downs. Alan is with Elsie and quite a few others. As they climb into a wood Alan notices, with the same kind of intensity he had had back on the Isle of Wight, the extraordinary variety of shapes made by trees and branches, old and new. Light plays amid the branches and he is suddenly seized by a sense of poetry, that there is a spirit in the woods, some special message, but it won’t come.

Only when they emerge from the woods and all camp down to eat their sandwiches and drink coffee from thermos flasks, does it come to him. To some extent, throughout the book, his strong sense of a poetic vocation had been set against the iron logic and demanding work of the party. Now, suddenly, the two are reconciled, the two modes of thinking become one and he has an uplifting and inspiring vision of the future.

As he sat and continued looking up at the trees, he could not suppress a contrary and a stronger feeling, a gladness, a conviction that the poetic life was not a fraud, not a mirage, was good, was possible. It was possible because he knew from within himself that he was capable of it…

A time would come when human beings would know how to remove the social obstacles which they themselves had been forced to set up against happiness. Then the poetic life could be lived – though he would be dead – by others whose inborn bent would be similar to his. There would be a world in which everyone would have freedom for self-fulfilment, would be expected, would have the prime social duty to become whatever he was born to be. (p.272)

Here on a sunny slope, surrounded by friends and party members, he has an utterly optimistic view of the future. He wants to share it with his wife and – typically – spends some time trying to find just the right words, not sentimental, not patronising, that would express just what he feels for her. He leans over and tells Elsie:

‘I’ve been thinking how admirable you are.’ (p.274)


Details

I slowly came to appreciate Upward’s way with very carefully imagined and precisely described scenes. To give a small example, it takes a couple of pages to describe Alan trying to persuade a sceptical Brook to sign the letter. When he does, Brook takes it from his hands and presses it up against the wall of the school corridor to sign. Except that the school walls are covered in roughcast render and Alan immediately sees that if he tries to write on it, Brook will inevitably tear the paper with his pen. Quick as a flash, he proffers the schoolbook he’s holding in his hand, for Brook to use to write on. Suddenly I could see and almost feel the texture of that roughcast wall, and felt the sudden panic in Alan’s mind that his petition would be torn and ruined.

The novel is full of hundreds of little details like that, which add verisimilitude and clarity to the scenes and situations, making them that much more imaginable and enjoyable.

The rasping of Alan’s shoes against the brickwork of Peg’s aunt’s house as he humiliatingly pulls himself up and through the scullery window is more closely described than the act of sex which, apparently, follows it.

And the reader is reminded of the intense passage back at the start when Richard and Alan go walking along the shoreline intensely noticing everything, leaves, shells, rock shapes, strata, waves.

Upward is well aware that it’s a feature of his style. He even makes a joke about it at the end of the book. After the passage where Alan has made an enormous list of the different shapes and analogies the tree trunks remind him of, he realises:

He had lost the excitement of the wood in the interesting detail of the trees…

In other words, he quite literally can’t see the wood for the trees. But it’s OK. In the euphoric final pages of the novel, details and overall narrative are integrated, the poetic life becomes one with the struggle for a better future, the details and the pattern coalesce – he can see the wood and the trees.

Politics

There is a great deal of thinking about communism in the book. Alan starts by expressing an inchoate longing for the certainties of communist doctrine, then turns up ready with thoughts to his first meeting, and then listens to other communists debating current politics. He himself gets caught up in political arguments, namely the two extended arguments. 1. with Aldershaw which amounts to a checklist of objections to communism and their refutations and 2. with Benson when he really struggles to combat Benson’s powerfully consistent Christian pacifism.

Any time he’s with other party members, even with the party member who becomes his girlfriend (Elsie) the subject is likely to change at the drop of a hat into an extended Marxist analysis of the contemporary crisis of capitalism, or musings about party policy, or how a good communist ought to behave.

Communism dominates the book. It is a novel about an idealistic young communist.

Indeed it’s a striking feature of the book that, whereas the Alan character is depicted as hopelessly confused, self-conscious, timorous and clumsy, the political speeches given to the characters are solid, thoughtful pieces which stand up to analysis even 60 years later.

I wonder how much of that is due to the fact that the book isn’t really from the 1930s but was published in 1962 i.e. Upward had had 30 long years to mull over these issues, to see what the unknown future turned out to hold in story, to read, study and listen to Marxist thinkers cleverer and clearer-minded than him.

However, coming fresh from reading Ian Kershaw’s magisterial survey of European history in the 1920s an 30s – To Hell and Back – what interested me was the logic of the communists’ opposition to socialists, a fundamental problem with The Left throughout the period which Kershaw sees as one of the causes of the rise of Fascism.

Because the communists have an iron-strict confidence they are the side of History and the Future, they despise any softening of their calls for the complete and utter overthrow of the system. It is fascinating to read the historical interpretation that the 1917 Bolshevik Revolution could and should have spread to Europe, and was only stopped by the Social Democrats. Here is party member Willy Dean Ayres explaining:

The only way out from this present crisis was by proletarian revolution and by the abolition of the capitalist system, which was strangling the forces of production, and this way could and should have been taken all over Europe during the period following the 1917 Revolution in Russia. What had prevented it from being taken? Mainly the political attitude of the Social Democrats, who instead of co-operating with the Communists had preferred to try to help capitalism to its feet again and had even been responsible for the suppression by violence of workers’ risings. The Social-Democrats had acted as the faithful backers of senile capitalism, but later, when the crisis deepened and disillusionment began to spread among those sections of the working class who had hitherto trusted them, they were no longer useful to the capitalists. ‘Capitalism in extreme decay,’ Dean Ayres was at the moment saying, ‘is forced to use other means, more openly dictatorial and more crudely demagogic, to maintain itself in power. The Social-Democratic hostility to revolution brings not a gradual progress towards Socialism but – as we have seen in Italy and recently in Germany – the temporary victory of Fascism.’ (p.135)

I, as a left-liberal, read Kershaw’s analysis as tending to blame the hard-line communists for the splits which so weakened the Left during these crucial years. And there’s no doubt from all the objective accounts of the Spanish Civil War, beginning with George Orwell’s, that it was the Stalinist hard-line of the communist party which prompted it to attack the anarchist party in Barcelona and led to the localised but intense and bitter civil war between the parties of the Left, which Orwell describes in Homage to Catalonia.

So it’s fascinating to read, in lots of places throughout this book, the opposite point of view being presented – that the communists were the only real force capable of a) overthrowing capitalism and b) taking on fascism, and that it was the fatal weakness of social democrats propping up the defunct capitalist system which a) dragged out its demise unnecessarily b) left so many working people so immiserated that they threw in their lot with the fascists and their easy promises of renewal.

Fascinating to read that other side of the argument put with logical and imaginative conviction.

Credit

In The Thirties by Edward Upward was published in 1962 by William Heinemann. I read the 1969 Penguin paperback. References are to the online version, see below.


Related links

It’s symptomatic that none of the three volumes of The Spiral Ascent appears to be in print. You can pick up the first volume on Amazon for as little as £4 second-hand, but each successive volume seems to double in price. My Penguin copy cost £1 in Oxfam. Or you can download all three novels in the series from the The Spiral Ascent website.

The 1930s

George Orwell

Graham Greene

History

Goodbye to Berlin by Christopher Isherwood (1939)

In the introduction to the 1954 edition which combines Goodbye to Berlin with Mr Norris Changes Trains, Isherwood describes the background to his Berlin stories. He lived almost continuously from 1929 to 1933 in Berlin, scraping a living as an English tutor and trying to fit in his writing. Realising that the social crisis he saw around him and the colourful characters he was meeting were solid gold material, Isherwood kept a detailed diary of everyone he met and everything he saw.

Initially he planned to create a huge sprawling masterpiece of interconnected stories in the manner of Balzac, but found it impossible to manage. So in 1934 he had the brainwave of writing solely about the larger-than-life crook and con-man he called Mr Norris and wrote that novel quite quickly, from May to August 1934, in the garden of a pension at Orotava in Tenerife. The other extended stories were published in magazines over the next few years, and then he drew them together into one volume, Goodbye to Berlin, published in 1939

Goodbye to Berlin

Goodbye To Berlin immediately signals its differences from Mr Norris Changes Trains. The main one is that the first-person narrator is not named William Bradshaw but Christopher Isherwood. Partly this is because the ‘novel’ seems much closer to being an actual diary. It gives rise to his landlady, Fraulein Schroeder’s, famous mispronunciation of his name, Herr Issyvoo.

The most famous lines in Goodbye To Berlin are the often-quote statement the narrator makes about being as blank and affectless as a camera.

I am a camera with its shutter open, quite passive, recording, not thinking. Recording the man shaving at the window opposite and the woman in the kimono washing her hair. Some day, all this will have to be developed, carefully printed, fixed.

This has been interpreted and reinterpreted as the basis for an entire aesthetic, of the 1930s combination of man and technology, and so on. On a simpler interpretation, it flags up that the book will basically be a diary of things that happen, with little attempt to shape them into narratives. This became clear to me after reading the very long prose text of Journey To A War by Isherwood which really is a long, detailed transcription of a diary. Reading that made me see the diary just beneath the skin of this book. Hence it is not one sutained narrative but four or five sections, each of which chronicles his relationship with a particular group of people, namely the demi-mondaine Sally Bowles, the dirt poor Nowak family, the rich Landauer family, and his gay buddies Peter and Otto on holiday in the Baltic.

In other words, the famous ‘I am a camera’ lines can be read, not as a manifesto, but as an excuse.

The most important difference, though, between Mr Norris Changes Trains and Goodbye To Berlin is that this book is a lot less funny than its predecessor. In fact it opens on a note of gloom and melancholy which I found it hard to shake off thereafter. Thus Fraulein S loves telling Herr Issyvoo about all his predecessors in the rented rooms, about their foibles and habits. This makes the narrator see himself as just another in an endless procession of meaningless lives.

How much food must I gradually, wearily consume on my way? How many pairs of shoes shall I wear out? How many thousands of cigarettes shall I smoke? How many cups of tea shall I drink and how many glasses of beer? What an awful tasteless prospect! And yet – to have to die… A sudden vague pang of apprehension grips my bowels and I have to excuse myself in order to go to the lavatory.

Not very cheerful, is it? Anyway, the other tenants of Fraulein Schroeder’s boarding house are:

  • Bobby, the barman at the Troika
  • Fraulein Mayr, ‘a music-hall jodlerin’ past her prime, with ‘a bull-dog jaw, enormous arms and coarse string-coloured hair’ who is addicted to tea and tarot cards, she is a Nazi
  • Fraulein Kost, ‘a blonde florid girl with large silly blue eyes’, a prostitute

The first chapter is very bitty. We are introduced to these characters, the narrator swings by the Troika bar and discovers how empty and sad it is until a small group walks in at which point it comes to life with the band suddenly playing and the cigarette boy hurrying over to their table. Or he comes across Frauleins Mayr and Schroeder lying on their tummies with their ears to the floor listening to the woman in the flat downstairs having a furious row with a man she’s contacted via a dating agency.

Sally Bowles

Things perk up in chapter two where we meet Sally Bowles

She was dark enough to be Fritz’s sister. Her face was long and thin, powdered dead white. She had very large brown eyes which should have been darker, to match her hair and the pencil she used for her eyebrows… She was really beautiful, with her little dark head, big eyes and finely arched nose – and so absurdly conscious of all these features.

She is nineteen, been in Berlin two months, came out with a friend who promptly found a rich man who swept her off to Paris. Now Sally sings (badly) in a seedy bar, where Christopher’s friend, Franz Wendel, takes him to see her. She invited Chris for tea. She tells her life story, mother was the Lancashire heiress to a mill fortune, married a feisty businessman, so her real name is double-barrelled, Jackson-Bowles, she got herself expelled from her posh school and Daddy encouraged her to go to London to learn acting. She likes telling him all about this and flows straight into telling him about her numerous love affairs and the man she spent the night with last night.

I had posh women friends like that at university and for a while afterwards. Once it’s clear that you’re not going to make a pass at them – that you are neuter – they treat you like a pet and enjoy seeing if they can shock you – letting you stay while they get dressed and made up for a party for example – and you enjoy finding out whether you are shocked by what they say or do.

Now, about a hundred years since those days, and as the father of a teenage daughter the same age as Sally, I can see her behaviour as nerves and self-consciousness and an endless fishing for compliments and reassurance. I see her as pathetic and in need of help.

It initially seems as if Berlin is going to really focus on this one central figure in the same was Norris focused on Norris, but Sally Bowles is a lot less interesting or funny as a character. There is something sad about her from the start, and she’s just not funny. She mistakes flirting and talking about her lovers for having something interesting to say.

In other ways the book feels secondary. For example, he describes a little New Year’s Eve party at Fraulein Schroeder’s which includes Sally (who’s now moved in) then they move on to a big dance hall with phones on the tables, then he gets really drunk and wakes up in a bed full of paper streamers. The point is this is a pale echo or repetition of the far more vividly written and funnier New Year’s Eve party which occurs early in Norris and which climaxes with the narrator discovering Mr Norris on his hands and knees polishing the knee-length boots of his Mistress who is brandishing a whip!

Now that was something, that was surprising, impressive and very funny. Here the characters just get drunk and Sally ends up sleeping with her piano accompanist, Klaus, and then bragging about it next day to Chris, as she brags about all her conquests to her pet.

Then Klaus decamps to London where he’s got a good job orchestrating music for the movies and a few weeks later Sally gets the inevitable letter from him saying they must part because he’s fallen in love with the most marvellous English society lady and Fraulein Schroeder is scandalised, and Christopher listens loyally while Sally whines and smokes and the reader is bored.

They meet Clive, a big, fabulously rich American, who drinks half a bottle of scotch before breakfast and is full of grand plans. (This event is tied to a specific date when they watch the big state funeral of Weimar politician Hermann Müller, which took place in March 1931.)

If this is 1931, that new year’s even party must have been seeing in 1931. In which case Christopher is not the same character as William Bradshaw, because we saw William attend a completely different new year’s even 1931 party with Mr Norris. Just saying.

After getting their hopes up that he could take them on a round the world fantasmagoria of a travel, Clive does a bunk, Still he leaves some money and he bought Chris some nice shirts.

Sally discovers she’s pregnant. Fraulein Schroeder knows someone who knows an abortionist. It’s a fairly up-class deal, she’s signed into a rest home with a medical notes that she’s too ill to have a baby. Chris visits every day. The couple of days after the operation she’s very low. Bit depressing.

Chris goes to the Baltic, stays a month of more to write. When he comes back Sally has moved out of Frl Schroeder’s and into quite a swanky flat in a modernist block she shares with a girlfriend. She’s more distant, and vague about men. She is, basically, a prostitute, makes money by having sex with men, all the time telling herself she’s going to get her big break and be an actress. They argue. They aren’t friends any more, or not in the same way.

A con-man visits Chris and tries to extract money from him. When Chris says no, the con tells him he does a sideline in face cream for actresses, and out of malice Chris gives him Sally’s address. A few days later she phones to say she was wined and dined and then screwed out of all her money by a beastly conman. Oh dear. Chris goes round and hears the full story, and admits he sent her. They call the police who find the whole thing hilarious. But to their surprise they’re asked to come and identify the conman a week or so later, they’ve spotted him in a restaurant. Christopher instantly sees him and, after a moment’s hesitation, points him out to the cops. Then goes away feeling disgusted and swears he’ll never do anything like that again.

A few days later Sally pops round to tell him the end of the story. She had to identify him and he was terribly upset, said: ‘I thought you were my friend’. Amazingly, he turned out to be just 16 years old, so would have had to be tried in Juvenile Court but instead the doctors certified him and he was sent to a home.

Christopher never saw Sally again. A little later he gets a postcard from Paris, then a brief one-liner from Rome, then that was that. This ‘story’ is his tribute to her and their friendship. But it’s not a story, is it? It’s a series of diary entries written up a bit.

On Rügen Island (May 1931)

According to Wikipedia:

Rügen is Germany’s largest island by area. It is located off the Pomeranian coast in the Baltic Sea. Rügen is 31.9 miles from north to south and 26.6 miles east to west. Its coast is characterized by numerous sandy beaches, lagoons (Bodden) and open bays (Wieke), as well as peninsulas and headlands. In June 2011 UNESCO awarded the status of a World Heritage Site to the Jasmund National Park, famous for its vast stands of beeches and chalk cliffs.

It is to this idyllic and beautiful island that Christopher comes in the summer of 1931 to work on his novel. He’s sharing a holiday house with two others, an Englishman named Peter Wilkinson, about his own age and a German working-class boy from Berlin named Otto Nowak, aged sixteen or seventeen years old.

Peter is the fourth child of an immensely rich Englishman with a big house in Mayfair and a country seat. His sisters are marrying aristocracy while his brother is a successful explorer. Peter is the neurotic failure of the family, who went to Oxford but dropped out, had several nervous breakdowns. He’s been through several expensive psychoanalysts in England and then decided to try one in Berlin, which brings him here.

Peter appears to be in a gay relationship with Otto who, however, torments him by going out by himself every night to flirt with girls in the nearby small town and reeling back drunk to another argument. This long section or short story appears to be a diary recording of the day-by-day activities, sunbathing during the day, Otto and Peter arguing and occasionally having actual fights every night, while Christopher stays out of it and gets his work done.

Creeping in at various points are the Nazis. They meet a ferret-faced Nazi enthusiast who says types like Otto can’t be reformed but should be sent to a labour camp. He points out that one of the beaches (Hoddensee) is full of Jews. It is good to be back among ‘real Nordic types’. Christopher and Peter like going in the evenings to the nearby town of Baabe, although it is full of Nazi youths.

Peter and Christopher go for a row on the sea. Peter asks Christopher what should he do. Only at this point does it emerge that Peter is paying Otto to stay, to be with them, to be his partner. Anyway, it’s hypothetical, when they get back to the house the landlord tells them Otto’s caught the train. He’s ransacked Peter’s room, nicked a couple of ties, three shirts and two hundred marks.

Peter tells Christopher he’ll go back to England, not that he gets on with any of his family. Christopher sees him off then feels lonely in the holiday chalet without the two bickering lovers. He packs up and returns to Berlin.

The Nowaks

Not only does Christopher meet Otto again back in Berlin, he ends up renting a ‘room’ in the cramped, squalid, noisy, smelly apartment of this very working class Berlin family, not unlike George Orwell staying with working folk in the north of England. Herr Nowak the furniture remover, Frau Nowak the worn harassed mother who chars, Otto who thinks he’s a communist, 20-year-old Lothar who’s started going round with Nazis and pudgy 12-year-old Greta.

They live in a cramped, draughty, smelly two-roomed attic five flights up a block in a warren of slums in Wassertorsrasse. It’s never quiet, harassed Frau Nowak makes a dinner of mashed lung, boiled potatoes and brown bread. In the evenings he hangs around the Alexander Casino with rough trade like Piep or Gerhardt. Slowly the smell and the poverty and the arguments, especially between Otto and his poor mother, wear him down. He tells them he’s leaving. On his last afternoon Otto and mother have such a shouting match that Otto retires to his room and tries to cut his wrists.

Some time later, around Christmas, Christopher pays a visit. He can’t believe how squalid, dirty and noisy the street is. Frau Nowak is so ill she’s been sent to a sanatorium. They haven’t paid the bill so the electricity’s been cut off. Lothar and Otto don’t go home very much.

Otto persuades Christoph – they all call him Christoph – to accompany him out to the sanatorium to see his mother. This is a genuinely weird and hallucinatory sequence for Frau Nowak shares a room with three other women, one of whom is a skinny bright-eyed wreck who takes a shine to Christoph, the other is a plump 18-year-old who takes a shine to Otto, and the six of them spend a surreal deranged day together, walking in the grounds, then back to the room to dance to a gramophone and then sit listening to Frau Nowak’s reminiscences as it gets dark and nobody turns on the light and black-eyed skinny trembling Erna puts her wasted arm round Christoph and draws his mouth down for a feverish kiss. Like a horror story. Eventually the nurse comes to say visiting hours are over and Otto and Christoph get back to the coach which is take them back into town.

The Landauers

It is October 1930. In other words, before the events of the Sally Bowles section. In other words Goodbye to Berlin isn’t a continuous narrative but a collection of stories or reminiscences in non-chronological order.

Christopher had been given in England a letter of introduction to the rich, Jewish Landauer family. He takes it up and meets 18-year-old Natalia Landauer, dining several times with her and her mother, before going out to the cinema etc. They are a wealthy, happy, civilised family. On one occasion he has dinner with the father and a cousin as well as Frau and Natalia. The father is intelligent, stayed in London 35 years earlier and did what we’d call sociological research on London slums (so that would be about 1896, year of the bleak novel A Child of the Jago by Arthur Morrison).

The cousin, Bernhard, is incredibly polite, formal, correct, civilised, intelligent, speaks fluent English. Christoph calls on him at his luxury apartment, exquisitely furnished, immaculate luncheon. A few days later calls on him at the vast department store the Landauers own in the centre of Berlin. Bernhard is a beguiling character, one of several in this character-led book.

Christopher makes the experiment of introducing fastidious and tightly-disciplined Natalia Landauer to Sally Bowles at a restaurant. It goes wrong immediately as Sally apologises for being late because

‘I’ve been making love to a dirty old Jew producer. I’m hoping he’ll give me a contract–but no go, so far….’

Christopher kicks her under the table but it is too late, Natalia has gone rigid. Sally breezes on, nattering about the film business but all her stories involve adultery, sex or drugs (funny how little changes in that business) for an excruciating further 20 minutes before the date breaks up. Natalia walks briskly away. From that moment dates the decline in his friendship with her.

Bernhard rings up Christopher and asks if he wants to come to a secret destination. He calls round in his chauffeur-driven car and they drive along a stretch of motorway out to the Wannsee to an astonishingly luxurious built right by the shore, built by Bernhard’s father in 1904. His mother was English, Jewish, she became more interested in Jewish culture and studied Hebrew even as her cancer got worse until the pain was so severe she killed herself. All this and more Bernhard tells him over dinner and as they walk out to the shore in the darkness. The conversation gets bad-tempered when Bernhard explains he is experimenting with himself, he hasn’t had a private conversation with anyone about anything for ten years, he wanted to try it out. Christopher doesn’t enjoy being a guinea pig.

Next day Christopher is driven back into Berlin and dropped off by the chauffeur. He doesn’t speak to Bernhard for six months. Then Bernhard phones him up and invited him out there again. Christopher has cut his foot on some tin at the beach and it has got infected. He imagines it will be a little convalescence so doesn’t bother to dress and so is cross when the car arrives at the house and he discovers it is a posh party like something from The Great Gatsby.

They are waiting for the results of a referendum about the government. Christopher looks around at all these people and thinks they’re doomed.

It’s nine months before he sees Bernhard again. He’s been in effect hiding because he became really hard-up, that’s why he was forced to move in with the Nowaks and live in poverty. They banter in that detached way. Bernhard looks dreadful, overworked. Christopher recommends a holiday in Italy. Bernhard jokes about a trip to China, would he like to come with him to China, now, tonight? Christopher thinks this is a joke and makes a joke about having to wait for his clean linen to be returned from the laundry, but later he comes to think it was a totally serious proposal.

Christopher returns to England for a while, returns to Berlin in Autumn 1932, tries to contact Bernhard a couple of times, but is told he is away on business. Then Hitler is elected, the Reichstag burns down, the Jewish boycott includes the Landauer department store. Christopher leaves Germany for good in May 1933, for Prague. At a restaurant he overhears two fat German business men gossiping and one of them mentions Bernhard is dead. ‘Heart failure’, the kind of heart failure you get with a bullet through it, the kind of heart failure lots of Jews are getting in Nazi Germany.

Christopher’s thoughts and reactions are not recorded, we are left to imagine them and it is a complex imagining because theirs was a complex and strange relationship.

Berlin diary (winter 1932-3)

The text finally comes clean and turns into pure diary, the format which underlay it all the time.

His diary records miscellaneous memories as the political crisis deepens, as Christopher meets up with friends, sits in restaurants, the climate of fear intensifies.

One of his pupils, Herr Krampf, a young engineer, recalls the starvation at the end of the last war. Another, a police chief, announces he is taking up a post in America but worries about his wife who is too ill to make the trip. He goes to the funfair at the end of Potsdamerstrasse and watches the utterly fake, staged matches. Even though they know they’re staged the crowd still bets and argues about the outcome. These people will believe anything. He sees three SA men viciously attack a stranger in the street, beating him to the ground and poking out his eye with their spiked flagpoles. Another time he sees a Nazi fighting with two Jews who’d been kerb-crawling.

Fritz Wendel takes him on a tour of ‘debauched’ bars including one with performers dressed up as women. Christopher finds it tawdry and tacky but this, ironically, is precisely the subject matter people think of when they think of his Berlin stories even though they’re not about that kind of cabaret-nightclub decadence at all. Some American college boys are plucking up the courage to go in. When Fritz tells them the entertainment consists of men dressing as women, they say, ‘What? You mean queer?’

‘Eventually we’re all queer,’ drawled Fritz solemnly, in lugubrious tones. The young man looked us over slowly. He had been running and was still out of breath. The others grouped themselves awkwardly behind him, ready for anything – though their callow, open-mouthed faces in the greenish lamp-light looked a bit scared.
‘You queer, too, hey?’ demanded the little American, turning suddenly on me.
‘Yes,’ I said, ‘very queer indeed.’

In fact the really queer thing about Mr Norris Changes Trains and Goodbye to Berlin is how very, very unqueer they are.

The Nazis come to power, people are beaten up in the streets, publishers are closed down, Jews in all walks of life are arrested and dragged off. When Fritz takes Christopher to a ‘communist’ bar in a cellar, they all pretend to be confident of the future, assuring him this Nazi period in power is just a flash in the pan, but the reader knows they are doomed to lose and lose badly.

The book ends with these scattered, ominous fragments and Christopher’s final confession that, a few short years later (as he wrote), he can barely believe any of it actually happened.


The jarring image

Isherwood’s got a gift for the sudden, startling image, described crisply and clearly. Maybe he got it from Auden:

Birds call with sudden uncanny violence, like alarm-clocks going off.

Yesterday morning I saw a roe being chased by a Borzoi dog, right across the fields and in amongst the trees. The dog couldn’t catch the roe, although it seemed to be going much the faster of the two, moving in long graceful bounds, while the roe went bucketing over the earth with wild rigid jerks, like a grand piano bewitched.

‘It’s only a short time…’ sobbed Frau Nowak; the tears running down over her hideous frog-like smile. And suddenly she started coughing – her body seemed to break in half like a hinged doll.

Old Muttchen had a cold, they said. She wore a bandage round her throat, tight under the high collar of her old-fashioned black dress. She seemed a nice old lady, but somehow slightly obscene, like an old dog with sores. She sat on the edge of her bed with the photographs of her children and grandchildren on the table beside her, like prizes she had won.

Herr Landauer was a small lively man, with dark leathery wrinkled skin, like an old well-polished boot.

When Herr Nowak’s 12-year-old daughter runs to greet him:

Bending, he picked her up, carefully and expertly, with a certain admiring curiosity, like a large valuable vase.

Erna is in the sanatorium:

She had immense, dark, hungry eyes. The wedding-ring was loose on her bony finger. When she talked and became excited her hands flitted tirelessly about in sequences of aimless gestures, like two shrivelled moths.


Related links

Weimar Germany

Novels from or about the 1930s

Mr Norris Changes Trains by Christopher Isherwood (1935)

‘I must say, Bill, you’re a nice little chap, but you do have some queer friends.’
(journalist Helen Pratt to the narrator William Bradshaw, page 187)

Christopher William Bradshaw-Isherwood (b.1904) was a key member of the Auden Generation. In fact he first met its leader, W.H. Auden, when they went to the same prep school. Christoper went on to a jolly good public school (Repton – modern boarding fees £37,000 per annum), where he became lifelong friends with the novelist Edward Upward – and then onto Cambridge.

Throughout the 1930s Isherwood wrote novels and essays and collaborated with his friend from prep school, W.H. Auden, on three experimental plays – The Dog Beneath the Skin (1935), The Ascent of F6 (1937) and On the Frontier (1938) – as well as writing an extended prose account of their joint visit to China during the Sino-Japanese War, which was published along with Auden’s poems as Journey to a War (1939).

In January 1939, along with Auden, he sailed for America to make a new life. Auden stayed in New York but Isherwood moved onto California and to a long, successful career as a novelist, critic, screenwriter, devotee of Indian religion, and lived long enough (he died in 1986) to become a gay icon in Reagan’s America.

Right back at the start of his career, though, he wrote the books for which he’s most famous, the autobiographical accounts of his time in Weimar Berlin. (From 1918 until its overthrow by Hitler in 1933, Germany was a parliamentary democracy which came to be named after the town of Weimar where Germany’s new government was formed by a national assembly after Kaiser Wilhelm II abdicated in 1918. Thus anything from this era is referred to as ‘Weimar’ Germany, ‘Weimar’ Berlin etc).

Berlin had, by the late-1920s, become a byword for sexual, and especially homosexual, license, offering a freedom of lifestyle and sexuality which couldn’t scarcely be imagined in starchy, repressed, between-the-wars England, and which still hasn’t really arrived in Puritan England nearly a century later.

The first of the Berlin novels was Mr Norris Changes Trains, published in 1935. It is often combined with its 1939 sequel, Goodbye to Berlin into a single volume, The Berlin Stories, and together these formed the basis of the well-known 1972 movie, Cabaret. I remember arriving at them as a schoolboy having already read quite a lot of French literature with its explicit descriptions of sex and drugs, and being bitterly disappointed at their utter tameness and their prissy, public schoolboy tone. Now, returning to them years later, I appreciate them for what they are, hilarious social comedies.

Mr Norris Changes Trains

This is a bloody funny book. For the first 100 or so pages I smiled or laughed out loud regularly.

The narrator is William Bradshaw. He is an English tutor in Berlin. He appears to be 27 when the novel begins, for he is 28 a year later (p.129). It is autumn 1930. He is on a train back into Germany he meets ‘Arthur Norris, gent.’, a much older man, fat, fussy, nervous, who wears an outrageous wig, worries about his passport, his papers, is widely travelled, calls everyone ‘dear boy’.

William returns to his Berlin boarding house and his pupils but we hear next to nothing about them or his work. Instead the narrative focuses almost entirely on the larger-than-life figure of Arthur Norris. He is an eccentric, a posing exponent of out-of-date values and manners, he ‘risks’ the poor wine on the train, orders champagne with everything, delights in gossip and fine art.

Soon after his return to Berlin William goes round to Arthur’s flat (at 168 Courbierestrasse, a real Berlin street) where the eccentricity builds up. Arthur’s apartment has two doors right next to each other, one is the private entrance, one is marked ‘Import/Export’. A sinister young man with a big head opens the door, takes his coat, and visibly disapproves of his visit. Arthur flusters though, takes William by the hand and escorts him round the oddly arranged flat.

Over the course of successive meetings at cafes and restaurants, William learns that Mr Norris is a relic of the legendary Oscar Wilde circle from back in the 1890s. That’s when his beloved mother died and he came into a small fortune which, however, he managed to blow in just two years (p.45). Two years during which he met the divine Oscar and his circle, gossip is made about the scapegrace Frank Harris, and Mr Norris has a fund of stories which date from the late 1890s or the early 1900s, or the glory years just before the war when he had a large apartment overlooking the Bois de Boulogne in Paris, with decorations designed by himself and a unique collection of whips! (p.51)

Now he has very much fallen on hard times and tries to keep up the appearance of a cultured and flamboyant man of business, but in reality he is up to his neck in debt (£5,000!) and Schmidt – the sinister young man who opened the door – is his minder, receiving all the money deriving from Mr Norris’s dubious and mysterious ‘business ventures’, managing the numerous debtors in a blunt brutal manner which Mr Norris could never bring off, and in exchange taking 10% of the transactions.

He was one of those people who have not only a capacity, but a positive attitude for doing their employer’s dirty work. (p.46)

In fact, over scattered conversations in cafes, restaurants or his flat, Arthur slowly reveals he has had quite a few brushes with the law and then that he actually went to prison, Wormwood Scrubs, for 18 months. Something to do with embezzlement or misappropriated funds.

So the humour derives mostly from the outrageous pretensions, lies and evasions of Mr Norris, as well as his humorous turns of phrase. He is, in his way, a sort of Falstaff, pompously fond of all the good things in life while completely unable to afford them. He is a great comic character.

Arthur certainly gave things away with an air. He knew how to play the Grand Seigneur. (p.173)

But the humour is aided by Isherwood’s stone cold, precise and sometimes malicious eye for detail. The narrator reports everything with exceptional lucidity. Not only that but he disarms us with suddenly blunt turns of mind, which are often very funny, and which Arthur comments on:

‘Really William, you’re so unkind. You say such sharp things.’ (p.37)

For example:

As he spoke he touched his left temple delicately with his finger-tips, coughed, and suddenly smiled. His smile had great charm. It disclosed the ugliest teeth I had ever seen. They were like broken rocks. (page 7)

These moments are designed to show us that Isherwood has a kind of unblinking, unflinching clarity of observation. But their tactlessness, and their abrupt surprising appearance are also very funny.

‘This is Olga, our hostess,’ Arthur explained.
‘Hullo, baby!’ Olga handed me a glass. She pinched Arthur’s cheek: ‘Well, my little turtle-dove?’
The gesture was so perfunctory that it reminded me of a vet with a horse. (p.32)

Key to all these effects is the William/narrator persona. He laughs at everyone’s jokes, he gets on with (almost) everyone, he dances, he drinks but doesn’t get angry or maudlin. He knows what to wear, how to eat correctly at smart restaurants, he is tactful and polite. Quite a few paragraphs start with the simple sentences: ‘I smiled’, ‘I grinned’ or ‘I laughed’. He is flattering company. He is the perfect, well-mannered English house party guest and excellent company.

(I took the trouble of counting and the word ‘smile’ appears 80 times in the novel, ‘laugh’ 55, and ‘grin’ 14. The point being that all this smiling and laughing subconsciously nudges you towards reading the book in a good mood — rather as the hundreds of mentions of ‘death’ and ‘blood’ make the Penguin Book of Civil War Verse such a grim read.)

The cast

  • Arthur Norris – ‘I’m generally at my best in the witness box’ (p.42)
  • Schmidt – Arthur’s malicious assistant or minder (p.18)
  • Baron von Pregnitz aka Kuno – a scary drawling nightclub denizen, rimless monocle screwed intimidatingly into his pink face as if by some horrible operation (p.28)
  • Anni with the thigh boots who Arthur likes being whipped by (p.32)
  • Fraulein Schroeder – William’s ancient landlady, who enjoys dressing up and flirting with Arthur
  • Helen Pratt – Berlin correspondent to one of the weekly political magazines, tough as nails, no-nonsense, statistics and Freud, very earnest about Sex (p.38)
  • Fritz Wendel – German-American man about town, likes playing bridge (p.39)
  • Olga – enormous, wobbling hostess of decadent parties i.e. everyone gets blotto, men dance with men

Events, dear boy

Things happen. They have to in a novel. Early on Mr Norris takes William to a New Year’s Eve party to see in 1931 (p.30) at the house of a certain Olga, an enormous good-natured woman. Everyone is very drunk and Isherwood describes being drunk at a party very well. People appear, disappear, he finds himself with his arms round someone, dancing with two or three people at once. He is introduced to the slightly sinister Baron von Pregnitz, then to Anni a bored prostitute wearing leather boots up to her knees. Later on William staggers down the hall, blunders into a room and finds her standing with a whip in hand while fat Mr Norris is on his hands and knees polishing her boots and she is whipping him for being such a naughty boy. Neither of them minds him blundering in, in fact Anni says he can be next.

Anni lives with Otto, her pimp, an enormously strong, good-natured working class man, middleweight champion of his local boxing club (p.57). It is a recurring comic motif that he insists on shaking William’s hand whenever they meet, and crushes it so hard, it takes a while for William to recover feeling in it. Or slaps people so hard on the shoulder that they nearly fall over.

In a surprise development, Mr Norris takes William along to a Communist Party meeting, a hall full of Berlin’s working class, to which he makes a surprisingly impactful plea of solidarity with the poor peasants and workers of China!). William goes along and meets Anni and Otto there (chapter five). It is very funny when all four of them return to Arthur’s flat, open a bottle of wine,m and jovially refer to each other as Comrade Arthur, Comrade Otto and so on.

It is, of course, a scam. Desperate to pay off his debts, Mr Norris has fibbed to the head of the Berlin Communists, a short extremely self-contained man named Bayer, that he has ‘important contacts’ in Paris etc. He never explains it properly to William but the general idea is that he becomes some kind of go-between or messenger.

Mr Norris plans to host a party on his 53rd birthday but William gets there to find everyone gone – Arthur pawned his carpet to pay for it but when Schmidt saw what he’d done and he demanded all the money from the pawnbroker and only left Arthur a few marks.

Arthur tells William that Otto and Anni broke up after they argued about the Party and Otto smacked Anni so hard he knocked her back over the bed and against the wall so hard she dislodged the picture of Stalin which fell to the floor and its glass shattered. Anni runs off and next thing Otto knows she’s shacked up with a guy he knows who quit the Communist Party to join the Nazis. Otto goes right round to the bar or Lokal where this guy, Werner Baldow, and is just being thrown out for the second time when some police passing by and, when he starts attacking them too, arrest him so that he ends up sending a couple of weeks in gaol. (pp.72-73)

As it happens William and Arthur glimpse Otto from a window when Arthur is summonsed to Berlin police headquarters for a, er, meeting. Arthur is so nervous he asks William to accompany him, which our man does. There’s a typically light-hearted / facetious exchange as they emerge from the restaurant where they have a boozy lunch before going into police HQ:

‘Be brave, Comrade Norris, think of Lenin.’
‘I’m afraid, ha ha, I find more inspiration in the Marquis de Sade.’ (page 64)

It turns out to be a friendly enough chat with the authorities but it is just to let Arthur know that they know that he is linked with the Communists and they’re keeping an eye on him.

Half-way hiatus

There is a hiatus half-way through the book, a caesura. Arthur suddenly disappears. William goes round to discover the flat in Courbierestrasse empty and abandoned. A few weeks later William receives a letter from Prague in which he apologises for his sudden disappearance (p.83).

The political situation in Germany deteriorates with more violence in the streets and hysteria in the newspapers (pp.90-92). Nearly six months later William himself goes back to England for an extended break, which includes ‘four months in the country’. He promises to write but doesn’t.

When he finally returns to Berlin in October 1932, and tramps up the familiar stairs of Fraulein Schroeder’s boarding house, he is delighted to discover Arthur has returned! Not only that but he seems to be surprisingly flush and so, being the bon-viveur that he is, insists on immediately taking William to a wildly expensive restaurant. William gives us an amusing description of Arthur’s morning toilette which goes on for some time and involves plucking and make-up.

Mr Norris takes William to dinner at a restaurant where they find Baron von Pregnitz aka Kuno. They’ve had some kind of a fight and Mr Norris rather desperately tries to be the life and soul of the conversation, before making his excuses and leaving, making it clear he’s dumped William for Kuno to seduce, which the latter tries to do in a taxi home, while William successfully fights him off (chapter ten).

(It’s worth remembering that in an earlier chapter, Arthur and William had visited Kuno at a wonderful lakeside mansion he has and discovered it packed with a collection of almost naked, beautiful, tanned and fit young men, who oil themselves, sunbathe, swim in the pool and play practical jokes on Kuno. Gay paradise.)

November 1932. Germany’s confused political situation deteriorates. Everyone is making backroom deals, including Hitler. There is another general election and communist party support increase while the Nazis lose two million votes.

Mr Norris’s murky affairs appear to go downhill. He had been receiving mysterious telegrams from Paris which William and Fraulein Schroeder steamed open. They appeared to come from a woman named Margot and described his presents to her – must be a code, William decides.

One thing leads to another and finally, in a coy and roundabout way, Arthur explains to William that Kuno aka Baron von Pregnitz, now something in the German government, has an interest in a German glass manufacturer. Now his contact in Paris – ‘Margot’ – is interested in going into business with him. What they need to do is to arrange for Margot and Kuno to meet, not on German soil. Slowly Arthur reveals that he himself cannot go because he would find it ‘difficult’ to return to German soil, so, er, would William very much mind accompanying Kuno to Switzerland. Even more suspicious is when Arthur explains that Kuno mustn’t know – the rendezvous when it happens, must appear to be chance.

And so William finds himself kitted out with a new dinner jacket on a train to Switzerland. it didn’t take much persuading to get Kuno to agree to go – after all, we’ve seen that he’s already made one pass at William, he must have thought his chance had come. Their first morning in the sweet Alpine resort is Boxing Day 1932 (p.141).

Here, in chapter thirteen, the book veers into spy thriller / Eric Ambler territory. Over the coming days our duo (William and Kuno) meet several characters – a Mr van Hoorn and his son Piet, tall blond and striking in a Viking way – a French popular novelist Marcel Janin who Isherwood satirises for the brisk superficiality of his research (maybe it’s a lampoon of someone famous – this book has no notes or introduction, it would be nice to know).

The point of the chapter is that William is on tenterhooks trying all the time to guess who ‘Margot’ is that Kuno is supposed to be making contact with. There are various distractions, for example Piet and Kuno seem to form a gay friendship based on athletic skiing, and William has a hair-raising conversation with Piet who explains that Europe needs to be cleansed of its rotten Jews by a strong leader. Eventually, on day three of this mystery, William comes across Mr van Hoorn and Kuno deep in a whispered conversation in a corner of the lounge. Aha. He must be ‘Margot’.

It is just at this moment that William is handed a telegram which triggers the final crisis of the book. It simply reads: ‘Please return immediately’ and is signed Ludwig, an alias used by Bayer, head of the Berlin Communist Party. Something is up. William makes his excuses, packs his bag, catches a train back to Berlin, takes his bags to the flat – Arthur is out – takes a taxi to Communist Party headquarters. Here there is:

The big reveal

Bayer reveals that Arthur has, all this time, been spying for French security – on the communists or anyone else he can information about – sending reports to ‘Margot’ in Paris (p.157). Not only that, but the communists have been using him to send disinformation to the French. Not only that, but the Berlin police know all about it, as they made clear on a visit to Bayer a few days earlier. And now Bayer is, very generously, passing it on to William.

The ‘business’ trip to Switzerland was arranged so that ‘Margot’ – an official from French security – could make an approach to Kuno, not because he is a businessman (I didn’t think he was) but because he is now in the German government. The French are approaching him to see if he wants to spy for them. Bayer calmly lucidly explains that this makes William an accessory to an attempt to suborn an official of the German government. (It’s why Arthur didn’t want to go or be involved.) In other words – William could find himself in a German prison sentenced as a spy.

Listening to this William passes through the gamut of emotions – humiliation, embarrassment, mortification – but with this final revelation blazes with anger. Bayer restricts himself to advising William to be more careful how he picks his friends, and mildly suggests he might want to pass this all on to Arthur and shakes his hand. In a daze in a dream in a dazzle William stumbles down the stairs, out the building, into a taxi and charges up the stairs of Fraulein Schroeder’s boarding house.

Arthur has (conveniently for the theatrics of the situation) returned and William lets him have it with both barrels. Arthur tries to manage it all with his ‘dear boys’ and pooh-poohing but as William reveals that the communists know he’s been betraying them and the police know, too, Arthur’s confidence wilts and then collapses.

Arthur looked up at me quickly, like a spaniel which is going to be whipped. (p.161)

Eventually William’s rage blows over and he starts feeling sorry for the shattered old man before him.

He sat there like a crumpled paper bag, his blue eyes vivid with terror. (p.161)

He says there’s only one thing for it. Arthur has to get out of the country before he’s arrested. Already William’s noticed a detective has been posted outside the boarding house. They discuss it then William packs Arthur along to a travel agency (where the detective follows him) and he returns declaring he has, rather improbably, bought tickets for Mexico. He’ll catch a train to Hamburg, then get the boat.

There is then a Big Psychological Moment – a moment when the scales really drop from the narrator’s eyes:

Mr Norris tentatively asks William whether – given the fact the police don’t know everything yet and that there might be a big reward for more information and William stands to gain from it – whether… he’s going to tell on him…

And in a flash William and the reader realise that Arthur judges everyone by his own standards, thinks everyone can be bought and corrupted, that anyone is willing to betray his friends if the price is right.

William is at first scandalised and insulted by the imputation, by even the suspicion that he might betray his friend. But then he realises… he is the one at fault. All the time he had been projecting his own public schoolboy, English code of honour onto someone who really is from a different time and set of values. His bad. (There is also the deeper implication – that William might not understand anything which is happening around him).

Arthur washes and brushes up and they go for a last meal together but, although they giggle like schoolboys at the detective who so blatantly follows them and even enters the restaurant and has his own meal, the old spirit, the old closeness has gone.

Next morning Arthur liberally gives away those of his belongings he’s not taking with him, dispensing gifts to the porter, the porter’s wife and the porter’s son, and some of his wonderful silk underwear, incongruously, to Fraulein Schroeder.

After a final lunch (these characters and their eating out!) Arthur has packed his bags and moved them into the hall ready to depart when there’s a flurry of excitement. After banging on the door  Schmidt his old minder-bully bursts in, very drunk, looking down at heel, demanding his money and, when he sees Arthur has packed his bags, accusing him of doing a runner. Real violence might have broken out except that, in a moment of Joe Orton farce, it is feeble old Fraulein Schroeder, so angry at having her lovely Herr Norris threatened like this, who runs at Schmidt from behind, taking him unawares, pushing him into the front room (‘like an engine shunting trucks’) and quickly locking the door on him.

William accompanies Arthur to the train station. There is a prolonged and excruciatingly embarrassing farewell during which Arthur pours out wishes and regrets which make William’s toes curl. ‘He was outrageous, grotesque, entirely without shame.’

Coda

The last chapter is a sort of coda or envoi. The Falstaffian figure of Mr Norris departs early in January 1933. His departure disenchants William who for the first time looks around him and sees the dire situation Germany is in. On 30 January 1933 President Paul von Hindenburg, as a result of backroom deals, appointed Hitler as Chancellor. It is William’s acquaintance, the tough journalist Helen Pratt, investigating the uptick in arrests and rumours of torture, who tells William that Bayer, the communist leader, is dead. A Jewish friend suddenly becomes very fearful.

The whole city lay under an epidemic of discreet, infectious fear. I could feel it, like influenza, in my bones.

William realises he’s got various Communist Party papers in his possession, which Bayer had given him to translate into English, and realises how incriminating these would be if the authorities discovered them. He and Fraulein Schroeder hide them. He lies awake at night hearing vans driving past wondering if one will stop and he’ll hear the thunk of Nazi boots on the stairs.

Otto turns up on their doorstep, dirty and dishevelled. His old rival, Werner Baldow, had turned up with six of his stormtroop but Otto escaped through the skylight and has been on the run ever since. They feed and wash him and in a few days he says he’ll leave and try to make his way to the French border. He has a list of comrades who are said to be dead. Of Anni his whore he knows nothing and doesn’t care. Olga the big hostess was protected by having an important Nazi as a client. She’ll be fine.

There is a wonderful bittersweet moment when William shows Otto a postcard from Arthur in Mexico. Otto’s face gleams, he is convinced Arthur is still true to the communist faith, is out there in Mexico making speeches and raising money, old Hitler had better look out when Arthur gets back. ‘Yes of course that’s what he’s doing,’ William lies, with the perfect poise we’ve come to expect of him.

He and Fraulein Schroder give him some food, a penknife and a map of Germany and wave him off. William never hears from him again. Three weeks later William returns to Britain, Helen Pratt comes to visit him, immensely fired up by her award-winning journalism about the new Nazi regime, full of scoops and insider info. She tells him that the police caught Baron von Pregnitz (Kuno) for spying, tailed him to a train station and then chased him into a public lavatory where he locked himself in a cubicle and tried to blow his brains out.

Helen also introduces the final thought and lasting motif of the novel, which is she discovered Pregnitz was being blackmailed by none other than Schmidt, Arthur’s venomous minder-blackmailer. This leads us into the final sequence where the narrator shares with us a series of hilarious-gruesome postcards from Arthur which recount how he moved from Mexico to California where he was hoping to manage a tidy little deal, but who should turn up and ruin it but SCHMIDT. Arthur elopes to Costa Rica – but Schmidt follows him there – ‘may try Peru’ says one brief postcard. But even there Schmidt follows him. He cannot shake him off. By this time the pairing has become allegorical, mythical, the two are tied together like Faust and Mephistopheles, condemned to torment each other for all time. In his very last postcard, Arthur is forced to admit that they are, reluctantly, going into partnership.

And thus the book ends on this complex note, all the preceding frivolity seriously undermined by the final ten pages detailing Nazi brutality and murders, and then this quasi-religious final image of a pair of rascals ‘doomed to walk the earth together’. The very last sentence returns to the comic mode, but now with all kinds of complex overtones.

‘Tell me William,’ his last letter concluded, ‘what have I done to deserve all this?’

Very funny. A comic masterpiece.


Gay culture

Knowing that Isherwood was gay, and would go on to become something of a gay icon, changes the way we read the book. There is the obviously gay character, Baron von Pregnitz and his villa full of tanned half-naked young men. That’s quite a hauntingly sensual image.

Mr Norris himself is a more complex creation. On the one hand he is very associated with the 1890s and the Oscar Wilde circle – what could be more gay? On the other hand Isherwood – presumably because he had to because of the times – makes his peccadilos solidly heterosexual – he may have naughty French erotic literature and he may like to be whipped as he polishes his dominant’s boots – but the naughty books are about schoolgirls and the person holding the whip is definitely a woman (Anni). I.e. the latent homosexuality of the character has been changed into acceptable, if still risqué, heterosexuality.

Despite this camouflage, the book can be seen as a kind of handing on of the torch. Mr Norris educates, shows and displays the camp values and behaviour of that older, late-Victorian and Edwardian, gay generation. William observes and analyses them, and in some measure absorbs them into his good-humoured schoolboy-in-Berlin persona, before taking them with him to sunny California.

The novel stands alone, but can also be interpreted as part of a gay lineage, a tradition, handing on the torch of a subterranean set of behaviours. In his introduction to a recent edition of this book, the gay American novelist Armistead Maupin describes meeting Isherwood at the end of his life, who was kind enough to read the manuscript of his first novel. Like Mr Norris Changes Train, Maupin’s novel rotates around a number of characters in a boarding house and thus, at one remove, invokes the outrageous, camp, very funny and sad persona of Mr Norris. It’s really Maupins idea that he was taking part in a gay lineage or tradition, I’m just pointing out that the entire novel can be read in this light.

Isherwood disowned it

Like many of the 1930s writers, Isherwood came to dislike and even despise his younger self and his early works, for their shallowness and immorality. Not their sexual immorality, the deeper immorality of seeing the real suffering, poverty, prostitution and violence around him in Berlin but thinking it was all frightfully exciting and fun, purely the raw materials for an Englishman’s novels – which is pretty much what the Berlin stories do.

Twenty years later, when Isherwood was invited to write an introduction to a memoir by the real-life person Mr Norris is based on, the memoirist, critic and crook Gerald Hamilton, he took the opportunity to put the record straight:

What repels me now about Mr Norris is its heartlessness. It is a heartless fairy-story about a real city in which human beings were suffering the miseries of political violence and near-starvation. The ‘wickedness’ of Berlin’s night-life was of the most pitiful kind; the kisses and embraces, as always, had price-tags attached to them, but here the prices were drastically reduced in the cut-throat competition of an over-crowded market. … As for the ‘monsters’, they were quite ordinary human beings prosaically engaged in getting their living through illegal methods. The only genuine monster was the young foreigner who passed gaily through these scenes of desolation, misinterpreting them to suit his childish fantasy.

On this reading, the narrator’s endless good humour and incessant laughing is not a sign of his wonderful bonhomie but of his ignorance and superficiality. It encourages us to remember the couple of places where Isherwood explicitly refers to the narrator’s behaviour as immature, callow and schoolboyish.

We sniggered together, like two boys poking fun at the headmaster. (p.168)

Well, maybe this attitude of regret was appropriate enough for Isherwood in later life, but I don’t think we need to be limited by his perspective. Things have moved on since he wrote that. I can think of at least two comic movies about the Nazis which have been well received in our times (Jojo Rabbit and Life is Beautiful) and nobody seems to have questioned the 1972 movie Cabaret for its comic or silly interludes.

And then, the ending of the book, the last chapter, doesn’t at all treat the dangerous times, the Nazis’ arrival in power, the terror of his Jewish friends, at all frivolously. I thought he was being hard on himself.

Lastly, this novel is funny, and funny is good. We need more humour and less anger in the world. For a lot of the book the German background is irrelevant, it could have been set in Paris or any other European capital, any of which would have had communists and fascists fighting against a sense of looming disaster. And wherever it had been set, any novel describing a bunch of posh, amused characters drinking and diletantting against the backdrop of the Great Depression might have prompted the author to later berate himself for not being more sensitive to the poverty and sufferings of the poor, or to the political catastrophe just round the corner.

Don’t beat yourself up, Christopher. It’s a very funny book, Mr Norris is a comic masterpiece and the crisp witty prose it’s written in is a delight to read.


Related links

Weimar Germany

Novels from or about the 1930s

The Aerodrome by Rex Warner (1941)

What a record of confusion, deception, rankling hatred, low aims, indecision!
(The Air Vice-Marshall nicely summing up this absurd novel, page 200)

There’s a genre of books about English village life, set in the 1920s and 30s, which are so normal, so provincial, so banal, and yet so utterly removed from the world we live in now, 80 years later, that an air of surrealism hovers over them, a gentle sense of unreality.

American tourists fresh from the excitement of Pamplona, the glory that was Greece or the grandeur that was Rome etc, were often nonplussed to arrive in 1930s England and find themselves invited to village fetes and vicarage tea parties, all emotions so repressed, everything so hemmed in by good taste, the scones and cream arranged just so, that foreign visitors felt something weird and lurid must be hidden just below the surface.

This feeling, that everyone’s frightfully good manners are too good to be true, is one appeal of the very English detective novels of Agatha Christie and Dorothy L. Sayers, where the primmest of country house parties all turn out to conceal vipers’ nests of infidelity and jealousy.

Rex Warner’s third novel, The Aerodrome, takes this kind of vicarage tea party mode, a fussy English concern for napkins and cucumber sandwiches (the central figure is in fact a village Rector’s son) and then transmutes it into an increasingly weird and clunky allegory.

Rex Warner

Warner was a typical product of the Auden generation. Born in 1905 to a clergyman father, he went to a jolly good boarding school where he was jolly good at games, and then onto Oxford, where he associated with W. H. Auden, Cecil Day-Lewis and Stephen Spender, and published in the chummy university magazine, Oxford Poetry.

He was also typical of that generation in that:

  1. he picked up at post-war Oxford a radical attachment to revolutionary communism (this was the generation of the Cambridge spies e.g. Anthony Blunt, expensively educated at Marlborough, Cambridge then became a spy for Stalin)
  2. he went on to become a teacher and writer

The Aerodrome was Warner’s third novel. The first, The Wild Goose Chase (1937) is a fantasy in which three brothers, representing different personality types, are on holiday when they come across a wild goose and chase it into a fantasy land ruled by a right-wing dictator. The second, The Professor (1938), is the story of a liberal academic whose struggles against a repressive government eventually lead to his arrest, imprisonment and murder.

The Aerodrome continues this combination of fantasy and strong political message. It’s the story of a fairly innocent and naive young man, Roy, brought up in a village vicarage by the dear old Rector and his lovely wife, all of them friendly with the kindly old Squire and his lovely sister.

Roy is partial to a few beers and games of darts with the lads at the village pub, and is having a heady first-love affair with the publican’s willing daughter, Bess. But he also finds himself drawn to the slick, drawling, manly air force officers from the nearby Aerodrome.

For just outside the village, with its sweet old Manor house and characterful old pub and dawdling river, is a big new Aerodrome, staffed by brisk, efficient, no-nonsense men of action, the dynamic hi-tech forces of the 20th century looming over the almost feudal life of ye olde village.

Should Roy choose the earthy life of the village i.e. getting drunk with Mac and Fred, and (literally) rolling in the hay with bosomy Bess? Or acquiesce in the growing power of the Aerodrome and its brisk no-nonsense leader, the Air Vice-Marshal, and a love affair with the highly-sexed wife of one of its top officials?

However, what this quick summary fails to capture is the weirdness of the actual plot and the difficulty of penetrating Warner’s clunky, thunking prose style.

It’s not exactly rubbish, but I can see why The Aerodrome is long forgotten (it has no Wikipedia page, you can’t find the text anywhere online). And difficult to understand how the noted short story writer V. S. Pritchett called Warner ‘the only outstanding novelist of ideas whom the decade of ideas produced’, let alone why Anthony Burgess considered it as much of a modern classic as Nineteen Eighty-Four!

The plot

1. The Dinner Party

The story opens in media res with our hero drunk lying face down in a wet mire in Gurney’s Field, enjoying the sensation of the watery black mud seeping in at the collar and between the buttons of his formal dinner shirt. We learn his name is Roy. He is the son of the village Rector. It is his twenty-first birthday.

2. The Confession

Earlier that evening Roy’s parents had held a little birthday dinner party for him, the guests consisting of the Rector and his kindly wife, the elderly Squire and his lovely sister, and a Flight-Lieutenant from the nearby Aerodrome.

To Roy’s horror his ‘father’, the Rector, makes a speech in which he reveals that he and his wife are not Roy’s parents, but that baby Roy was brought to them by someone from the local village and they arranged to take him as their own. Now they’re revealing the truth. In front of a table of strangers.

Disgusted, the Flight-Lieutenant gets up and leaves, Roy follows him, and ends up going to local village pub where he proceeds to get hog-whimpering drunk, staggers out the pub and across country with two drinking buddies – which is when he trips over a wire fence and finds himself face down in the mud – which is where the book opened.

On reflection I can see how this episode is meant to convey, as literally as can be, the earthiness of village life, its drunken peasant quality.

Anyway, Roy sobers up a bit and staggers back to the vicarage. He slips through the only unlocked window into the house, and finds himself in the study and is still in the curtained window alcove when he realises the Rector is kneeling in prayer and (like Hamlet’s father) confessing his sins. Astonishingly, he reveals that his wife was once in love with his best friend, Antony – he caught them in embraces a couple of times – and so the vicar-father conceived a wicked plan to go mountain climbing with Antony, to get to a particularly tricky cliff and there to yank Antony off the ledge and, as he dangled helplessly from the safety rope, to slowly cut through the rope so that Antony plunged to his death.

This whole scene would be pretty unrealistic in itself, but as Roy peeps through the curtains drawn across ‘his’ window he sees the Rector’s wife peeping from the curtains of the neighbouring window alcove. She spots him and winks. On her usually placid face is a shocking expression of malice and contempt.

As the Rector-father concludes his long piece of exposition, she slips over to the door and makes a fuss of opening it as if coming into the room, the Rector snaps out of his prayerful trance and welcomes her presence, she puts on a simpering vicar’s wife expression and Roy, watching all this from the crack in the curtains, is left absolutely flummoxed.

Within the space of one short evening he has discovered that his ‘parents’ are not his parents, that his supposedly saintly ‘father’ is in fact a cold-hearted murderer and his lovely ‘mother’ had a passionate affair!

But not half so flummoxed as the reader. Is this clever allegory, deliberately absurd Joe Orton-style satire, or tripe?

3. The Agricultural Show

Events follow each other in quick succession, with a sense of mounting hysteria, or plain weirdness. Roy, his ‘parents’ and the Squire’s sister meet up next morning to motor out to the annual Agricultural Show. So far, so Archers. They bump into the Flight-Lieutenant who is breezily apologetic for leaving the little birthday party the night before, then, on a whim, jumps onto the back of the show’s prize bull (Slazenger), cutting through the nearby fabric of the marquee tent they’re in, and riding the mooing protesting massive bull through the gap in the tent and out into the astonished and screaming crowds. What?

4. The Accident

They come to the Beer Tent where Roy discovers his drinking buddies from the night before, Mac and Fred. Strange scenes: a retired grocer with a red face and white hair staggers to his feet and makes a long speech to his dead mother to forgive him his wicked life. In another corner is a rat-catcher who, for a pint, takes live rats out of his teeming pockets and bites their heads off. A quarrel turns into a fight and the village bell-ringer, George Birkett, is smashed in the face with a broken beer glass by a short man who then darts out the tent, allegedly some member of staff from the Aerodrome (p.44).

This isn’t a normal Agricultural Show. It is more like something out of Breughel, or maybe Hieronymus Bosch.

It’s time for Roy’s date with Bess, they agreed to meet at noon, he finds her, they swagger arm in arm through the show, to her adulation he has a go at the coconut shy and being a big touch chap knocks all the coconuts off their shies.

They come across the Flight-Lieutenant now ensconced in a display area of his own, demonstrating the working of various machine guns to entranced little boys, and onlookers. He sees them and shouts over that the bull was recaptured and is perfectly fine, then gets on with his demonstration.

Roy and Bess wander beyond the bounds of the show itself across farmland to a remote barn and here have what was presumably as much sex as the censors of a 1940s novel would allow i.e. it’s written obscurely and elliptically, but clothes are unbuttoned and some kind of sexual experience is had (though nothing is ‘satisfactorily achieved’) which leaves Roy dazed (p.47).

They are just adjusting their clothes when the Flight-Lieutenant comes running over the field towards them and announces in his foppish, bantering style, that there’s been an accident. ‘I’m afraid I’ve potted your old man’. The F-L thought he’d loaded one of his machine guns with blanks, but they were real bullets, the Rector was among the crowd, and when he fired, the gun fired a ream of real bullets into the Rector who fell over like a nine-pin. It is specifically pointed out that the bullets didn’t just hit him, they ripped off his face. The corpse is unidentifiable. The Flight-Lieutenant is absurdly formal about his apologies. Frightfully sorry, old boy. ‘It was a really bad show.’ (p.48).

5. The Squire

Everyone takes this tragedy in their stride. The narrator isn’t that upset. The body lies in a coffin at the Rectory for a few days. Roy goes to the Manor to visit the Squire. He finds the old man at the end of a visit from an airman from the Aerodrome. The smartly dressed man salutes and leaves. The old Squire tells Roy the devastating news that the Aerodrome is going to take over the village, all its land, lock stock and barrel, converting the pub, all the houses, even the church, to air force purposes (p.55).

This prompts him to a soliloquy in which he reflects that his whole life has been for nothing, all the little kindnesses, running the boys club, helping expectant mothers, it’s all come to this. To be kicked out of his own home in his 70s. And his sister, Florence, has devoted her life to him, but he knows she’s never been happy. At least not except for one short period and he, the Squire, did what he could to crush even that (p.56). Roy listens politely and embarrassed.

6. The Funeral

The Rector’s funeral is held at the local church. First the Air Vice-Marshall appears at the Rectory. He is immensely blunt and to the point, polite as a robot, unbending. Roy can feel himself attracted to the man’s steely efficiency (the ‘power and confidence of the man’, p.62) and we get the impression both the womenfolk – the Rector’s wife and the Squire’s sister, Florence – moisten at the lips.

To people’s surprise, the ceremony is led by the Air Vice-Marshall. The address he gives is blunt to the point of rudeness. In fact he hardly lauds the dead man, instead using the opportunity to announce to the startled villagers that the entire village is going to be taken over by the Air Force, who will instal a new padre, take over as employees of all the adults, maintaining their pay, as long as the work is done conscientiously. An old boy rises to his feet to protest but the Air Vice-Marshall asks for him to be removed and two smartly-dressed airmen are immediately at the man’s sides, taking his arms and hustling him out of the church (p.67). After this stunning announcement the Air Vice-Marshall steps down from the pulpit and the rest of the service follows in the traditional style.

7. New Plans

Afterwards in the pub, what I suppose Warner intends us to think of as the common people, the chavs, the villagers, swig their ale and complain about the news: ‘The old Rector was a good man, he wouldn’t have allowed no takeover of the village’ etc.

When the pub closes, Roy has another date with Bess, she comes out the pub to join him, link arms and go for a country walk. She, like the Rector’s wife and the Squire’s sister, is impressed by the Air Vice-Marshall (just twenty years later Sylvia Plath would write: ‘Every woman adores a fascist.’). Bess begs and insists that Roy join the air force, and they get married and he will be an airman and she will be an airmans wife, oh won’t it be marvellous.

As so often happens, the Flight-Lieutenant strolls along at just that moment, the opportune moment, like an angel or allegorical figure, like Hermes or Puck.

He sits down by them in the shade of a hedgerow and Bess enthusiastically tells him that Roy is going to join the air force and they’re going to be married. At which the Flight-Lieutenant rather surreally explains that, when the air force take over the village, he is going to be made padre and so he sort of has the legal right to marry them right now if they want. ‘Tomorrow’, says the excited Bess. And Roy walks her back to the pub and hands her over to her publican father, both of them dizzied by the prospect of getting married.

8. The Impulse

En route back to the Rectory, Roy bumps into the Squire’s butler, flustered and without his customary bowler hat, who tells him the Squire has taken to bed and is very sick. Returning to the Rectory, Roy finds the Air Vice-Marshall has arranged to stay overnight and overhears a conversation in which he tells the Rector’s wife:

‘I was merely observing that those who have been my enemies tend to die out, usually as a result of their own weakness or incompetence, while I survive them.’ (page 81)

Roy formally enters, the adults suspend their conversation, the Rector’s wife also tells him about the Squire who’s been calling for Roy. Cut to a few hours later and Roy is in the Squire’s bedroom, curtains drawn, night-time, fire burning, the old man is in bed, unconscious, barely breathing. Suddenly he stirs and utters the words: ‘Your father’ before relapsing exhausted. A few moments later, with great effort, he says: ‘Florence’.

Now, having been alerted to the unlikely sexual shenanigans concerning the Rector and his wife right at the start of the novel, I immediately began to suspect there was more to Roy’s parentage than meets the eye. The precise story, as told by the Rector at the opening birthday party, was that the baby was found in a basket by the road at the top of the village, and the wife of the village publican brought the babe in a basket to the Rector who adopted it (p.19).

Well, the abandoned baby with a fateful parentage is as old as writing, appearing in Jewish (Moses) and Greek (Oedipus) mythology, and hundreds of novels as a cheap plot (Tom Jones, Oliver Twist). What if Roy is the Squire’s sister’s son? What if she had an affair with the wicked Rector? Alternatively, who was it ‘discovered’ and brought the babe in a basket to the Rector’s? The landlord’s wife. What if Roy is her child? In which case his affair with Betty would be incest.

Anyway, Roy has taken the old man’s hand as he tries to say something dreadfully important, but at that moment the Squire’s sister, Florence comes in and starts to gently stroke the old man’s face when, to everyone’s astonishment, the old man’s legs shoot out, his grip tightens on Roy’s hand, and he bites deep into his sister’s hand!. She shrieks and the old man only bites harder at which the sister’s face completely transforms and she starts beating him round the face, smack smack smack. Too astonished to move, Roy watches the old man’s jaws slacken, the sister whip away her bleeding hand, and they both hear his death rattle. The old Squire is dead (p.85).

Roy sees it is his duty to comfort the Squire’s sister, although at the same time repelled by her actions. Then out into the hall where the Squire’s servants are all gathered, muttering about the news, and so home to the Rectory where he finds the Air Vice-Marshall, brisk and businesslike, fastening his gloves before getting into his chauffeur-driven car and motoring away.

9. The Honeymoon

Cut to a few weeks later. The Flight-Lieutenant, true to his word, has ‘married’ Roy and Bess. Not only that but he and a couple of air force buddies have fitted them up a sort of quarters in a corrugated iron shed at the bottom of airfield property. Over the days they and the happy couple bring pillows and fabric and turn it into a cosy love nest. Neither of their families know they’re married. They meet at the edge of the village and spend afternoons and evenings there together. They finally have proper sex, and Roy is astonished by the world of splendour which opens up for him.

On the day of the Squire’s funeral, the air force begins its formal takeover of the village. The village divides into two parties, the older inhabitants who’ve been used to traditions and dislike the new regime, and the younger men who admire the airmen and their machines and, now that agricultural work has come to an end, hope to get jobs as labourers or technicians up at the aerodrome – with the landlord acting as a sort of referee between them.

The Squire’s sister becomes openly contemptuous of the airmen, spitting on the ground after the Flight-Lieutenant’s walked by. He now takes Sunday service in the church but doesn’t bother changing out of his airforce uniform and reads dully and uninspiredly. The Rector’s asks Roy if he might consider working for the air force. She doesn’t know that, at the same time as he got married to Bessy, Roy signed up to join the air force.

10. A Disclosure

Roy is bowled over by the intimacy and power of sexual love, and a bit irked that Bessy is far more excited by the prospect of him joining the air force, learning to fly, them getting married quarters and a little car, of travelling abroad! The weeks go by. One day she is a bit distant. She explains that her mother is always trying to put her off him. Roy vows to go and see her, walks down the sloping field, stops at the bottom and waves. He feels a tremendous closeness and intimacy with her, as with no-one else.

He walks to the pub and presents himself to the landlord’s wife in the garden, among the lupins, delphiniums and buzzing bees. After preliminary chat she takes him up to her bedroom (her husband, the landlord, being fast asleep in the bar) and tells him blank: Bess is his sister. The Rector had an affair with her, the landlady. She got pregnant, Bess is the result. At first Roy denies it, explaining that the Rector explained at his birthday that he was not Roy’s biological father. Oh but he was, the landlady explains. Just that he got the Rector’s wife pregnant quite a bit before they were married. They married in a hurry, then the Rector’s wife was packed off abroad with her, the landlady, Eve, to accompany her. The Rector’s wife returned, the story of the finding of the baby in a basket was cooked up and arranged between all three of them. And during this period the Rector had started an affair with the landlady, getting her pregnant too. ‘Oh he was a fine man.’

So the beautiful young woman Roy is having an affair with, who he has married and who has opened up for him the world of sexual delight… is his half-sister!

Chapter 11 Change of Plan

Roy walks back through the village, across the fields and up towards the tin shed in the field, when he hears voices. Laughter. He jerks open the door of the shed to reveal Bess on the bed naked and the Flight-Lieutenant naked above her. As she scoops bedclothes up around her nekkid body, the Flight-Lieutenant is up and getting swiftly dressed, so swiftly that within moments he is moving towards Roy holding his call-up papers for the air force. As Roy looks down, the Flight-Lieutenant, obviously quite scared, skips past him, into the open and is off with a typically unfeeling quip: ‘Sorry about this, but all’s fair, you know’ (p.112).

It’s the old story: the more totally in love you are, the deeper the knife twists in your guts. Roy reels. Bess’s uneducated simplicity comes out. She thought she was being ‘nice’ to both of them. She tells him she started her ‘affair’ with the Flight-Lieutenant the day before she and Roy were married. And she goes on to tell him, as if it will help, that the Flight-Lieutenant is much better, physically, than him: much more confident, much more exciting, makes her feel much more at ease. Thanks, Bess.

This chapter well conveys the flood of contradictory feelings you experience in such a situation, including the impression that it’s all a bad dream and all you have to do is reach out your hand to restore the wonderful, paradisal intimacy you once shared with another human being. But the more they talk the worse it gets, and then Roy decides to prick her smug self-satisfaction and tells her they are brother and sister.

This prompts a moment of horror, Bess struggles to process this momentous new fact, but then she manages to smile and say, ‘Well at least that makes it easier.’ She reaches out her hand and smiles at him, ‘What shall we do now, Roy?’ but he too has processed the situation to a conclusion and says, ‘Do what you want’, turns on his heel, walks down the field then breaks into a run over fields and fences, till he gets to the river, strips off and dives into its refreshing cleansing cold waters.

12. The Air Vice-Marshall

Cut to a few weeks later. Roy has been inducted into the air force along with fifty or so other recruits. Life isn’t as cushy as he’d anticipated, the accommodation is basic, the food is poor, up early, to bed late, lots of exercise and none of them have been anywhere near a plane.

The Air Vice-Marshall assembles them in an underground lecture theatre (a lot of the Aerodrome’s facilities, it turns out, are underground, linked by an underground railway – maybe on the model of the French Army’s Maginot Line defences.)

The Air Vice-Marshall delivers an extended lecture about what is expected of the new recruits (pp.121-128). They are seeking not only to protect but to transform society. He anatomises the feudal rules of the village, labouring under a worn-out religion nobody believes any more, losing themselves in drunkenness and humiliating ‘love affairs’.

The airmen must rise above all that. First be rejecting their parents and all aspects of their former lives. Then the Air Vice-Marshall embarks on a lengthy description of how, although love and sex are inevitable for any young man, they must not let themselves be trapped by women, time-bound creatures made by biology to be bound to the past (parents) and future (children) more than men. All love affairs end in tears. A true airman makes sure the tears are not his. All love affairs are between unequals. The airman must make sure he is not the giver who ends up feeling exploited. He must always be the exploiter, the taker.

This way the airman can fulfil his destiny which is to escape the constraints of time and achieve the complete self-mastery, which is Freedom.

I can imagine many a feminists head exploding in outrage as she reads this extended and forensic explanation of how to exploit women and their supposedly ‘better’ nature. For me, though, the disappointment is in Warner’s fictional character’s target. We know from the book about European fascism which I’ve just finished reading (To Hell and Back by Ian Kershaw) that, in the ideology of true Fascism, a key tenets alongside transforming the state and devoting yourself to The Leader, is fighting communism. Communism was the great bogeyman which helped unify all kinds of forces on the right of politics and helped them bury their differences to create authoritarian dictatorships across Europe.

You can see why mentioning specific political movements or parties is too specific or narrow for the kind of broad allegory Warner i writing. But it seemed to me that he was playing to the gallery instead of addressing the issue. What I mean is: these passages address an issue dear to the hearts of humanist and liberal readers of literature (love and relationships and feelings and emotions etc) and completely irrelevant to the actual historical circumstances of Fascism, which has its origins in the collapse of parliamentary democracy and the spread of street violence which only The Strong Man says he can quell.

13. Alterations

They watch a synchronised flying display. The man behind the radio-controlled co-ordination of the planes is an elderly mathematical genius. The Air Vice-Marshall congratulates him. The implication is that someday soon actual pilots will be redundant.

Roy is now a talented pilot. He’s surprised to discover he is already regarded as more promising that the Flight-Lieutenant who he used to so admire. When he goes down into the village he finds it transformed. The sleepy high street is full of air force vehicles or squads of cadets marching up and down. The Manor has been gutted and turned into an officers club with a new rooftop restaurant, the elaborate garden torn up to make way for a swimming club and tennis courts. When he drops into the pub, Roy’s old mates avoid him. He’s one of them now.

The airmen hear that the Flight-Lieutenant is going native. It’s as he and Roy have switched identities. Roy finds the villagers harder and harder to take, beginning to think these simple muddy souls are fit only for hard labour, while the Flight-Lieutenant is reported to be taking his duties as padre more and more seriously, delivering extended sermons, asking for Aerodrome funds to help repair the church tower. He has long ago lost interest in Bess. On his rare visits to the pub Bess tries to be friendly with Roy, but he’s having none of it.

In a striking scene Roy makes a rare visit to the Rectory only to discover the Flight-Lieutenant leaning against an armchair, having his hair idly stroked by the Squire’s sister. He has become their darling – whereas Roy has become an airman – coldly he asks for his clothes, shakes hands and departs. He has become the brisk, rude personality he admired at the start of the book.

14. Eustasia

Their positions become even more reversed when we learn that the Flight-Lieutenant is in love with a lady on the airbase called Eustasia, but that she upsets him by often asking after Roy — rather as Bes, although ‘married’ Roy, secretly lusted after the Flight-Lieutenant.

Now, just to spite the Flight-Lieutenant, Roy determines to have an affair with her. (Eustasia is, by the way, the wife of the genius mathematician-engineer who’s designing the radio-controlled airplanes. She’s bored. She has lots of affairs with the fit young pilots.)

The Flight-Lieutenant takes Roy to her rooms, introduces them. She has just got out of the shower and is wearing a dressing gown. Clearly this is her seduction outfit. She tells the Flight-Lieutenant to run along and buy some cigarettes and, once he’s gone, there is a moment of stasis super-charged with meaning and lust. Then she puts her hand on Roy’s knee, he grasps her thigh, she pout towards him and they are kissing lustfully.

In the midst of their grappling they realise the Flight-Lieutenant has reappeared in the room, sinks to the floor beside the sofa, puts his head against it and start crying. Roy looks down at him with contempt. The Flight-Lieutenant lets rip with a lot of stuff about how she’s the only woman who understands him, he feels so out of place at the aerodrome, and other emotional claptrap. With a jolt Roy realises this is how he must have appeared when he made his declarations of undying love to Bess. Eustasia treats him like a puppy. Everything he says, his entire outpouring of heartfelt emotion, means nothing to her.

Now this, this thread of meditations about love, which run from Roy’s puppy love for Bess, through devastation at her betrayal, to his newfound cynical confidence with a worldly woman like Eustasia, and their cynical almost sadistic treatment of the Flight-Lieutenant, this strikes me as having an imaginative force and experience unlike anything else in the book. The intense focus on analysing the relations between men and women reminds me a little of Kingsley Amis.

They become lovers. They meet and have sex every day in her stylishly decorated apartment. Roy is a confident man of the world and takes her to the officers club and to balls. He thinks back with a shudder to the time he wasted in the shabby tin hut on the edge of a field with the landlord’s stupid daughter in her home-made dresses. God, how far he has come!

15. Discipline

To his surprise Roy is appointed personal assistant to the Air Vice-Marshall. Slowly he discovers the scope of the Aerodrome, not just to defend the country but to transform it. Thus it has departments devoted to banking, agriculture, fisheries and so on.

From this point on (page 149), rather suddenly, Roy – and therefore the entire text – is transported to high up in the secret paramilitary organisation which actually runs the Aerodrome, and we now hear all about it from two sources: 1. verbatim speeches which the Air Vice-Marshall gives explaining the movement’s philosophy and 2. Roy’s description of his own discoveries about the movement’s aims (to take over and transform society).

Alongside his discoveries, Roy hears of incidents of insubordination in the village, leading up to the murder of an Air Force officer. In vague militaristic terms we learn that an example is made, anyone caught criticising the Air Force is dealt with severely.

Then we learn that the Flight-Lieutenant has been taking his job as padre too seriously and making anti-Air Force comments. The Air Vice-Marshall takes Roy along with him to the next Sunday service at the village church and they are both surprised to see the Flight-Lieutenant appear in full vicar outfit, to which he has no right, ascend to the pulpit and start talking about the good old days before the Air Force took over.

At which point the Air Vice-Marshall steps into the aisle and orders the Flight-Lieutenant to come down. As he hesitates some parishioners start muttering and there are shouts of ‘throw him out’ at which the Vice-Marshall draws his revolver and points it at the Flight-Lieutenant.

While he hesitates the Squire’s sister rises and starts shouting at the Vice-Marshall, pushing her way past sitting parishioners into the aisle, points at the Vice-Marshall and other airmen, starts saying, ‘Listen, listen all of you,’ and the Vice-Marshall shoots her point blank.

The Squire’s sister falls to the floor dead. The parishioners cower, the women start weeping, the Flight-Lieutenant comes down along the aisle and kneels beside the bleeding body, the Vice-Marshall orders his men to arrest him (p.159). The Vice-Marshall and Roy leave the church together, Roy is astonished at how little he feels for the murdered woman.

16. The secret

Roy goes to the club. Fellow officers are laughing and joking about the shooting. Roy reveals an extremely strange attitude to the killing of one of his oldest friends, which is that he finds it unaccountable that he seems to be somewhat moved. This is not an ordinary novel, in which we might expect the protagonist to be badly shaken up. He realises it is nearly his birthday, nearly a year since the events which kicked off the narrative. He realises he isn’t interested in the date or the occasion. He has now been lifted onto the Air Force’s level of abstract living, detached from human values.

He walks past the pub and toys with going in but the locals, the ones he used to be mates with, give him dirty looks. But the landlady comes out, takes him aside, and tells him how miserable Bess is, in fact she’s so broken-hearted she’s ill. This gets through Roy’s zombie-carapace a little and he promises to get Dr Faulkner the chief medical officer at the Aerodrome to visit her.

As he walks into the Aerodrome grounds he sees Eustasia outside her apartment building. She waves him over and insists on taking her upstairs to his flat. There she announces that she’s pregnant, staring at the floor. Roy is horrified – airmen are forbidden from having children, it ties them down – but pretends to be pleased.

But when Eustasia starts telling him how excited she’ll be to leave the Aerodrome and go live in another part of the country, Roy can’t hide the dismay at the ruin of all his plans and ambitions, and suddenly Eustasia gets really angry, ‘You never loved me’ etc. And then Roy feels sees in her the recriminations he brought against Bess and feels sorry for her. And they have sensitive tearful sex, both of them knowing their happy-go-lucky fun days are over.

17. Bess

Roy accompanies Dr Faulkner, the Aerodome chief medical officer, to see Bess. She is in her bedroom, hunched up in the windowseat, staring into space, catatonic, the lap of her homespun dress full of primroses she’s picked. Immediately we think of Ophelia, who went mad and picked flowers.

In a surprising development Roy gets down on his knees and puts his head in her lap. She strokes it absent-mindedly like Ophelia and Hamlet. He realises that Eustasia and the entire Aerodrome and its plan to take over and transform the nation mean nothing to him next to Bess’s love.

I remembered suddenly and vividly the moment in the past when we had been together in the field listening to the larks singing, the time when I had decided easily and gladly to abandon myself to her love. The promises and ambitions of that time may have been stupid and ill-considered. I had believed them to have become null and void; but I saw now that the feeling that had prompted them could never be recalled. It was not that I had any more a desire to possess her. Such an idea would in any case have been absurd; but I knew in a moment and with certainty that compared with her health and happiness the aerodrome and all that it contained meant nothing to me at all… (p.175)

I was astonished at how soppy this was, and how quick and complete the change in Roy’s attitude. He has little or no plausibility as a character, as a depiction of a real human being. He is more a robot witness of the ‘allegorical’ and often bizarre events Warner puts him through.

18. New friends

Roy bumps into the Rector’s wife waiting outside the Aerodrome. It is eerie how neither of them seem particularly upset by the events they’ve witnessed – the Rector and the Squire’s wife being shot dead.

She amazes the reader by explaining that the Flight-Lieutenant is the dead Squire’s sister’s son. The Squire had refused to have the boy in the house, had insisted on him being sent away, nobody knew about it, and nobody realised it was the Flight-Lieutenant until a chance remark of his confirmed it. (But this is the man who shot dead the Rector, her husband – how can anyone… oh, whatever).

Roy accompanies Dr Faulkner to see Bess and then walk back to the Aerodrome on numerous occasions. She had been in a deep depression, incapable of speaking. Slowly she is coming out of it and the doctor assures Roy her recovery will be complete, but he’s not telling something, Roy catches him and the Rector’s wife conferring, there’s some secret.

Somehow Roy manages to reconcile his realisation that he loves Bess, that he sympathises with the villagers and realises the values of the Aerodrome are worthless with… working closely with the Air Vice-Marshall on the plan to take over the country. You can see how he’s not really a person, but more a puppet in a pantomime.

And it tells you everything about Warner’s priorities that he devotes just one paragraph to this subject – the plan to take over the entire country: whereas he has given us pages and pages about a) Bess & her health b) about the Flight-Lieutenant being the Squire’s sister’s son and now c) goes into an extended analysis of the new flavour of his love affair with Eustasia i.e. they stop having sex but enter a deeper kind of relationship. All his about love and relationships, but barely a paragraph about the plans to take over the country. Those are his priorities.

Now you might remember that the Flight-Lieutenant had been imprisoned at the Air Vice-Marshall’s order after the scene at the village church. Now he’s released, has been reduced to the ranks and is working as ground staff. Roy meets him again at Eustasia’s apartment and they discover they’re back to being friends again. Roy tells him how disillusioned he is with the Air Force, the Flight-Lieutenant urges caution.

But at their next meeting Roy tells the Air Vice-Marshall that he has got Eustasia pregnant.

  1. The Air Vice-Marshall reveals that he, too, once had a liaison with her (confirming the sense that more or less all the men on the Aerodrome have slept with Eustasia)
  2. The Air Vice-Marshall angrily reminds Roy that a key tenet of the Air Force is it is absolutely forbidden to have children. Children are a tie to the future and an airman must have no past or future, he must elude time in order to become a New Man.

The Air Vice-Marshall gives Roy three days to sort it out i.e. to force Eustasia to have an abortion. (This is a pretty obvious symbol of the Air Force’s literal denial of life in all its messy glory, and crystallises Roy’s sense that:

the code under which I had been living for the past year was, in spite of its symmetry and its perfection, a denial of life, its difficulty, its perplexity and its suffering, rather than an affirmation of its nobility and its grandeur. (p.193)

19. The Decision

One day Roy is out at the Aerodrome watching the Flight-Lieutenant and other mechanics making last-minute adjustments to the twenty-seater plane which is to fly the Air Vice-Marshall to some important meeting. The Flight-Lieutenant steps briskly away, in the direction of Eustasia’s block of flats and Roy goes to follow him, but is intercepted and delayed by a chat with Dr Faulkner.

Walking on to Eustasia’s flat he is almost knocked over by a squad of six motorcyclists heading out of the base at top speed. Arriving at Eustasia’s flat Roy finds all the doors open and a message. She and the Flight-Lieutenant have done a bunk, running away together. He realises the motor bikes were sent out to catch them. Stepping out into the Aerodrome road, Roy sees one of the bikers returning. He salutes and the biker tells them they caught up with the escapees at a narrow stone bridge. The cars crashed, both the people inside were crushed, killed.

He is describing it to the doctor, stunned, when an orderly tells him the Air Vice-Marshall wants to see him. Roy reports. The Air Vice-Marshall is in an excellent mood. He jovially tells Roy how this means he is off the hook – no more pregnant Eustasia, no more difficult decision for Roy. He can refocus on his work.

Roy tells him he can stuff his work. He is disgusted and repelled by the organisation, The Air Vice-Marshall controls his fury and tells Roy he has no option but to have him killed. (All this passes as in a dream. I had no sense of threat, and couldn’t care less about Roy, unlike, for example the real terror you feel on Winston Smith’s behalf.)

The Air Vice-Marshall is just offering Roy a last opportunity to change his mind and save his life when there is a swift knock at the door and the doctor and the Rector’s wife walk in. This is more like a Whitehall farce than a dystopia. The doctor apologises and call the Air Vice-Marshall Antony.

Antony!? The name of the man the Rector confessed to sending plummeting to his doom up some mountain, the supposed lover of  his wife, the Rector’s wife before they got married!?

Yes: now it all comes tumbling out, as on the last page of a whodunnit or the last few minutes of a bedroom farce. Yes: as a young man the Air Vice-Marshall (Antony) had been in love with the Rector’s wife (we never get to learn her name), and had had a fling with her while the Rector was pursuing a more formal wooing. Spotting them, the Rector had suggested their trip to the mountains where he cut Antony’s rope sending him plunging down the mountainside. But he had survived and returned (somehow the Rector never noticed this), returned to discover that his lover, pregnant with his son, had now married the Rector (thinking Antony dead) and born the child who is… none other than Roy!

So…. so when the landlady told Roy she was his mother, after the Rector had an affair with her…. that was a lie? So Roy is not a blood relative of Bess? So their ‘marriage’ was not incest?

But not only this – the Rector’s wife now tells us and the audience that Antony not only returned from the dead and berated her for marrying his would-be murderer and making him his son’s father… Antony then went and had an affair with her best friend, the Squire’s sister, got her pregnant, and spirited away the baby, a boy, a son, who was to return years later as…. the Flight-Lieutenant!!!

So…. the Air Vice-Marshall… let me get this straight… when the Air Vice-Marshall shot dead the Squire’s sister in the church he was killing the woman he had an affair with and the mother of his son, the Flight-Lieutenant, who he then had thrown into prison and… and has just now despatched a squad of motorcycle riders to have killed.

Yes, because the Rector’s wife now accuses Tthe Air Vice-Marshall of having had one of his sons murdered, and being on the verge of murdering the other, too (Roy).

(So the Flight-Lieutenant and Roy were brothers… which explains why he was invited to Roy’s 21st birthday party right at the start… doesn’t it?)

After the Rector’s wife makes her big speech explaining all this, the Air Vice-Marshall turns to Roy and says I told you so. What an absurd, messy, sordid business life is. Come with me, cast off the shackles of the past and be free.

Can you not see, and I am asking you for the last time, to escape from time and its bondage, to construct around you something that is guided by your own will, not forced upon you by past accident, something of clarity, independence and beauty? (p.200)

The doctor now reveals that it was he who saved Antony/the Air Vice-Marshall’s life after his fall and nursed him back to life. He pleads for Roy’s life. Furious, the Air Vice-Marshall says he’ll be lucky to survive for his treason.

He asks Roy if he’s coming with him to the climactic meeting of the organisation, to finalise plans for the coup. Roy says No. The Air Vice-Marshall tells him he’s going to lock the doors, if anyone tries to escape he’s giving orders for them to be shot down, He goes out and they hear the lock turn.

Through the window of the office where he’s locked up, Roy idly watches him walk across the runway, meet up with the Chief Mathematician and all the other important men from the organisation. They get in the plane. The Air Vice-Marshall himself is flying it. It taxis down the runway, turns and takes off. But it doesn’t climb as it should. Then climbs too steeply. Then the wing Roy had seen the Flight-Lieutenant fiddling with falls off! The plane plummets back to earth, smashing and exploding on impact, killing everyone inside it.

20. Conclusion

Three last pages tie up loose ends. The doctor tells Roy how he was friends with both the Rector and Antony and a) nursed the latter back to health b) decided with him to keep his survival a secret and stage a fake funeral c) never told the Rector the truth (thus letting him live a life plagued by guilt).

And watched the recovered Antony vow never to let himself be influenced by women or love or the past, but to remake and remodel himself. Out of this burning ambition grew the ambition to remodel the entire country and human nature. So: that’s the origin of the Air Vice-Marshall’s steely determination and ‘fascist’ beliefs.

But now that he’s dead, the organisation he had built up over years collapses. The threat of a coup evaporates.

Bess is now healed. Reconciled with her, Roy now marries her in a formal ceremony. They sit in the fields by the ancient elms. He is at one not only with her, and with Nature but with… past time, the way the messiness of time, our pasts and everyone else’s pasts prevents anything human from being pure, or being made new. The author’s final message is:

It was not for me, I knew now, to attempt either to reshape or to avoid what was too vast even to be imagined as enfolding me, nor could I reject as negligible the least event in the whole current of past time. (p.205)


Cast

  • Roy – the 21-year-old first person narrator
  • The Rector – his supposed father, murdered his friend Antony, shot dead by the Flight-Lieutenant at the Agricultural Show
  • The Rector’s wife – Roy’s supposed mother
  • Antony – the Rector’s friend and his wife’s lover, who the Rector confesses to murdering in chapter two
  • the Squire – a 70-year-old, white haired old worthy, lives in the Manor, dies after the Aerodrome requisition the entire village and specifically after his siter has beaten him round the face
  • the Squire’s sister – Florence, who has devoted her life to her brother, but falls into a huge rage at his death-bed and then is shot dead by the Air Vice-Marshall of the church
  • Mac – one of Roy’s drinking buddies from the (unnamed) pub in the (unnamed) village
  • Fred – another of Roy’s drinking buddies
  • the landlord – of the unnamed pub
  • the landlady – of the unnamed pub, who claims to be Roy’s mother, by the Rector
  • Bess – the landlord’s sexy but simple daughter who Roy has a passionate affair with, and even gets unofficially ‘married’ to, until the landlady tells Roy she is actually the illegitimate daughter of the Rector and so Roy’s step-sister
  • the Flight-Lieutenant – a drawling, lackadaisical smart young representative of the Aerodrome and its complete lack of conventional manners or pieties, who accidentally shoots the Rector dead, has a fling with Bess behind Roy’s back, is tasked with being the village padre after the Aerodrome takes it over, but slowly adopts village values, takes his duties seriously, begins speaking out against the Air Force
  • the Air Vice-Marshall – ‘a slight tense figure’ (p.158) the logical, no-nonsense head of the Air Force and indeed of the wider ‘movement’ which is planning to take over the country and transform it
  • the mathematician – a tall, elderly man with a small straggling beard (p.131) mastermind of a new technology of remote controlled airplanes; married to the pneumatic Eustasia
  • Eustasia – sexy wife of the mathematician who has had affairs with a string of airmen and now takes up with Roy
  • Dr Faulkner – medical co-ordinater at the Aerodrome, tends to Bess during her melancholia

Time

Several times the Air Vice-Marshall goes well beyond a conventional view of fascism as the takeover of the state and the expulsion of all the time-servers and money-lenders and parasites who infest it, far beyond that, to expound a vision of a new type of Man who will have a new type of relationship with Time! (p.128)

He explains that the airman must reject his parents, siblings, family and background i.e. all the ties of the past – and cease to worry about his own life, how it will turn out etc, in other words, cease to fear about the future. In other words, the New Men, by abandoning the ties of past and future, by entire devotion to the mission of the Air Force, can escape Time itself:

‘What is the whole purpose of our life… To be freed from time, Roy. From the past and from the future.’ (p.150)

Only then will we become ‘a new and more adequate race of men’ (p.128).

But in the last few chapters, as Roy passes the apogee of his attachment to the Aerodrome ideals, he comes to see that men are stuck in time for better or for worse, and that it is this embedded-in-time-ness which creates the potential, the adventure and excitement which are quintessentially human, as against the rigid, utterly predictable logic of the Air Force. ‘We in the Air Force had escaped but not solved the mystery’ (p.177).

It is only human to make mistakes, and get caught up in the confusing messiness of life, whereas it is an error:

to deny wholly the relevance of the world of time and feeling where such mistakes were only too easy to make, and to erect in contrast with it our own barren edifice of perfection, our efficient and mystical mastery over time. (p.181)

This interest in Time is an unusual and thought-provoking spin on the central polarity the novel describes. It reminds me of the contemporaneous obsession with time in T.S. Eliot’s poem Burnt Norton (1936).

Style

My plot summary gives you the events but doesn’t give any sense of how hard The Aerodrome is to actually read, chiefly because of its clotted, clunky style.

Warner writes in long sentences, often with three or four subordinate clauses, with non-standard word order, and using idioms or phrases which have long ago been dropped from ordinary English. Take the opening of chapter five:

In our house, as I should say in many others, death had not been in the past a frequent topic of conversation; but now, with a dead body in an upper room lying beneath a sheet, both the presence and the certainty of death were never, during the days that preceded the funeral, far from our minds. (page 50)

The prose is sufficiently different in layout and phrasing from modern English that, at moments, it prompts your mind (expecting clarity and logic) to set off in the wrong direction and you have to call it back in order to reread what the text actually says. Take this passage describing the layout of the Aerodrome, much of which is built beneath ground so that staff move around it using an underground railway.

By this railway we had come immediately after breakfast, accompanied by the three or four officers who were responsible for our training, and since the early days after we had been called up had been rigorous enough, we had been surprised to find this place so luxuriously furnished and so unlike the severity of the quarters in which we had so far lived. (p.119)

A modern writer would perhaps say the training had been ‘very rigorous’ – saying rigorous ‘enough’ sets a modern reader up to expect that it was vigorous enough for something to follow logically. Similarly, when I read the first ‘so’ I expected the sentence to continue ‘so luxuriously furnished that…‘ – I mean that the ‘so’ would lead into a conclusion rather than remain an adverb.

Maybe it’s just me, but I found Warner’s prose as stiff and restraining as Roy’s dinner party white shirt. Towards the end of the book the landlord’s wife approaches Roy:

She appeared to me at once as both older and less self-possessed than she had been at our last interview, and though for some weeks after that time I had avoided conversation with her, now I was by no means displeased to see that she evidently wished to talk to me; for I still retained for her the affection of my childhood, and did not fancy that she could reveal anything else to me that could disturb the serenity in which I lived. (page 163)

Warner’s clunky, peculiar prose style has at least two consequences:

1. You as the reader have to work quite hard to penetrate the prose and make out what’s happening, or to rethink the crabbed sentences into more flowing English so you can grasp their meaning. Quite often I felt Warner was struggling, didn’t have the basic expressive skill, to describe his own story.

I saw that Eustasia was watching me closely. Her large eyes were fixed on my face and there was an expression of eagerness in them, as though she were attempting to drag to her my thoughts from behind my forehead. (p.169)

2. The style is so peculiar and stilted that it keeps you on the outside of the narrative.

Apparently Warner intended his book to be an ‘allegory’ and it’s just as well because it doesn’t work as a psychological novel i.e. a novel where we’re meant to care in the slightest about the characters.

Roy barely reacts to the bizarre and shocking things he sees – his father’s confession, the Squire’s sister slapping the Squire to death, the Vice-Marshall shooting her dead – Roy moves through the story like a zombie.

The only places his account comes to life are in the scattered descriptions of being really head-over-heels in love with Bess, the persuasive account of his distress when he discovers her with another man, and then the new set of emotions he discovers during his affair with the worldly-wise Eustasia.

But almost all the other passages – about the Rector, his wife, the Squire, his sister and much of the description of the Aerodrome – are processed logically, in his stiff, starchy sometimes clumsy prose, and leave the reader utterly outside the experience. I kind of read at The Aerodrome but never felt I got inside it. Certainly none of its characters or events made much impression on me. For Anthony Burgess to compare it with Nineteen Eighty-Four, one of the most effectively nightmareish novels ever written, is grotesque.

Critique

By the end of the book, it has become, almost in spite of itself and its odd prose style, an impressive text. I’ve given a detailed summary so you can judge for yourself what you think of the story as a story; I’ll mention a few other aspects.

Many critics claim Warner is a kind of English Kafka. This is maybe true in two respects:

  1. the overall allegorical feel of the story in which incidents and details are crafted to fit into the totality of the allegory, as they are in The Trial and The Castle
  2. the bizarre and inexplicable elements – having recently reread all of Kafka I was reminded how plain weird many of the episodes in Kafka’s novels are, and also that he left the novels in fragments precisely because he was good at weird and intense scenes but less good at figuring out how to stitch them together

Kafka and Warner are even similar in their attitude to sex, in the sense that Kafka’s two main protagonists, Joseph K and K, seem to be very attractive to women but end up having sudden sex in incongruous places with little or no courting or foreplay – a little like Roy finds himself fornicating in a hay barn or a rickety tin shed with Bess.

For me, though, the central criticism of the Aerodrome is in its vision of a totalitarian movement. It’s too simple and too clean. Having just read Ian Kershaw’s exhaustive survey of Europe in the 1930s and 40s, a key element in the rise of right-wing dictatorships was the violence – the violence of thugs on the street, the violence of left and right wing paramilitaries, and then the violence of seizing and holding power. Enemies were rounded up, gaoled and murdered.

The Aerodrome contains some thrilling speeches by the Air Vice-Marshall about how the movement is not going to take over the country, it is going to transform it, how the old world of muddle and confusion will be swept away, how a new breed of men who have rejected the past and have no fear of the future – who have, in other words, escaped the bonds of Time – will for the first time live properly human lives.

But, like Aldous Huxley’s Brave New World, it is a very shiny, technology-driven vision. Clean, antiseptic. It doesn’t take into account the actual conditions which gave rise to right-wing government across Europe which were, above all, poverty, unemployment, complete loss of faith in elected governments, and real fear of a communist revolution. These were the elements which so destabilised European nations that right-wing, often military figures could step in and promise to restore order, give people jobs, and prevent the advent of the communism which huge portions of the population were so terrified of.

None of this is in The Aerodrome. None of the political complexity, the collapse of government, and the street violence. It is a strangely antiseptic and theoretical vision of what a fascist regime would look like. And this theoretical or ‘allegorical’ treatment extends to the way the opposite of the fascist movement is not a communist or social democrat regime, it is rural tradition. But this wasn’t the alternative most people in urban industrialised Europe faced, let alone in Britain, the most urbanised country in the world.

Instead the central antithesis in the book between hi-tech airmen and drunks from the pub feels like a warmed-up version of the age-old dichotomy between city and countryside which stretches back through all civilisations, to the ancient Roman and Greeks and probably beyond, in which the businesslike city-dweller is glamorous but somehow shallow, while the country-dweller is humble and thick but somehow more authentic.

And in the simplicity of its age-old dichotomy The Aerodrome also fails to investigate the much more tangled imagery of contemporary Fascism which somehow managed to combine both elements, so that the Nazis managed to create posters and propaganda films which showed blonde Hitler youths both helping with the harvest, exercising in the country and flying brand new Messerschmitt fighter planes.

German Fascism, like Italian and Spanish cousins, combined veneration of Blood and Soil with veneration of shiny new technologies, to present the propaganda image of the totality of a nation united in one purpose.

By adopting his gleaming airmen versus doddery old village types, Warner misses all the complexities and contradictions of actual Fascist regimes, and instead paints a kind of children’s cartoon version of it.

The Aerodrome is, at the end of the day, despite its terrible prose and lack of any attempt to create credible characters, an interesting and occasionally enjoyable book. But as any kind of guide or insight into the actual fascist mind it strikes me as useless.

Also it tells you bugger-all about the air force, any air force, or what it was like to fly a plane in the late 1930s. For a book which describes the joy of flying, try Sagittarius Rising by Cecil Lewis (1936).

Credit

The Aerodrome by Rex Warner was published in 1941. All references are to the 1968 Sphere Books paperback edition (cover price 7/6).


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