György Lukács on Franz Kafka (1955)

Brief biography of György Lukács

From the 1920s to the 1960s György Lukács was one of the leading Marxist philosophers and literary critics in Europe.

Born in Budapest, Hungary, in 1885, the son of a very affluent Jewish banker, he benefited from a superb education and was a leading intellectual at Budapest university, combining interests in literature and (Neo-Kantian) philosophy, and founded a salon which featured leading Hungarian writers and composers during the Great War.

The experience of the war (although he was himself exempted from military service) radicalised Lukács and he joined the Communist Party in 1918. His cultural eminence led to him being appointed People’s Commissar for Education and Culture in the short-lived Hungarian Soviet Republic which lasted from 21 March to 1 August 1919 and took its orders directly from Lenin. Lukács was an enthusiastic exponent of Lenin’s theory of Red Terror.

When the Republic was overthrown by army generals who instituted the right-wing dictatorship which was to run Hungary between the wars, Lukács fled to Vienna where he spent the 1920s developing a philosophical basis for a Leninist version of Marxism.

In 1930 he was ‘summoned’ to Moscow to work at the Institute of Philosophy of the Russian Academy of Sciences, although he soon got caught up in Stalin’s purges and was sent into exile in Tashkent. But Lukács survived, unlike an estimated 80% of Hungarian exiles in Russia, who perished.

At the war’s end he was sent back to Hungary to take part in the new Hungarian communist government, where he was directly responsible for written attacks on non-communist intellectuals, and took part in the removal of independent and non-communist intellectuals from their jobs, many being forced to take jobs as manual labourers.

Lickspittle apparatchik though that makes him sound, Lukács in fact trod a careful line which managed to be critical of Stalinism, albeit in coded and often abstruse phraseology. Due to his experience and seniority he was made a minister in the government of Imry Nagy which in 1956 tried to break away from Russia’s control during the so-called Hungarian Uprising. Nagy’s government was suppressed by the Soviets, and Lukács along with the rest of the Nagy government was exiled to Romania. Nagy himself was executed, Lukács only just escaped that fate. Yet again he had experienced the brutal and repressive force of Soviet tyranny.

He was allowed back to Budapest in 1957, abandoned his former criticisms of the Soviet Union, engaged in public self-criticism, and was allowed to keep his academic posts, continue writing and publishing his theoretical and critical works, up to his death in 1971.

His was a highly representative life of a certain kind of Central European intellectual in the twentieth century. He was reviled at the time by the people whose lives he blighted and by a wide range of liberal and conservative opponents.

Modernism as a symptom of capitalist society

In 1955 Lukács delivered a series of lectures on the clash between Realism and Modernism and a year later the lectures were published in essay form in a short book titled The Meaning of Contemporary Realism.

The message is simple: Realism good, Modernism bad. Simple enough, but the interest and, for me at any rate, the great pleasure to be had from reading this book is in the secondary arguments, in the premises and working through of the ideas and theories and insights which support this basic conclusion.

He begins with a sweeping premise: the era we live in is dominated by the conflict between capitalism and socialism. Looking back at the nineteenth century we can see how Realism in the arts emerged with the newly triumphant bourgeoisie, and was a result of the new social conditions brought about by their rise and overthrow of the last vestiges of power of the European aristocracy.

(Realist authors would include Stendhal, Balzac and early Flaubert in France, Tolstoy in Russia, George Eliot in England, Mark Twain in America.)

Realism in literature was followed by Naturalism in the final third of the century, which paid determined attention to the grim social conditions of mature capitalist society but also, in the hands of a novelist like Zola, began the process of reducing human beings to ciphers worked on by malign environments. Darwinism could be made to make people appear simple tools of their genetic inheritance, socialist theories could make people appear pawns and slaves of their working environments.

Zola saw his novels as sociological experiments. For Lukács he had already lost the tricky balance the realists maintained between character and ‘type’ – which helps to explain why Zola wrote nearly forty novels without a single memorable character in any of them.

(Naturalist authors are spearheaded by Zola in France, with maybe Jack London in America, George Gissing and Arthur Morrison in England.)

By the end of the century a shoal of movements erupted which prioritised an interest in decadence, perversion, the macabre and gruesome, the so-called Decadent movement and the gloomy atmosphere of Symbolism.

This brings us to the eruption of Modernism about the time of the First World War, the movement which, Lukács claims, is still praised and defended by bourgeois capitalist critics at the time he’s writing (1955). But for Lukács, Modernism represents a colossal failure of humanity: it turns its back on history and society, its protagonists are almost all loners undergoing nervous breakdowns, hopelessly alienated from societies which are portrayed as stuck, static, incapable of change or improvement.

From T.S. Eliot in The Waste Land to Samuel Beckett in Waiting For Godot Modernist writers depict complete psychological collapse, in Beckett’s case the degradation of human beings into almost wordless vegetables. He backs it up with references to Musil’s The Man Without Qualities and other European works which foreground hopelessness and despair, and he was, of course, writing during the heyday of French existentialism, which became a byword in the 1950s for black sweaters and anguish.

All of these works and writers, Lukács argues, are symptoms of the alienating effect of living under Western capitalism. All these writers, artists and composers bear out Marx’s insight that in the capitalist system people are alienated from each other and from themselves.

Specific points

This makes Lukács sound like a cumbersome Stalinist commissar, but in fact the book is a pleasure to read from start to finish because i) it moves relatively quickly, not belabouring the points ii) it makes references to all kinds of writers, most from the European and not the Anglo-Saxon tradition, and iii) it features a whole series of thought-provoking ideas.

Time There is a fascinating discussion of subjective versus objective time, and how Modernists of all stripe, including Modernist philosophers, became fascinated by trying to describe the undifferentiated flow of sense impressions and ideas which became known as stream-of-consciousness, most famously in the works of James Joyce and Virginia Woolf.

He compares and contrasts their approaches with the way Thomas Mann uses what, at first sight, is stream of consciousness to capture the thoughts of the poet Goethe in his novel Lotte in Weimar. Mann is a realist writer and so, in Lukács’s opinion, the stream of consciousness is deployed as a tool within which particular individuals and events emerge against a clearly defined social backdrop.

Static versus dynamic Joyce’s worldview is static. More than one critic pointed out how Ulysses portrays a Dublin trapped in stasis and his masterpiece, Finnegan’s Wake, portrays a vast circular movement. But, says Lukács, human beings only achieve their personhood, only become fully human, by interacting with other humans in a constantly changing, dynamic society. Realist authors select characters and details to portray their understanding of this ceaseless dialectic between the individual and society.

Solipsism and nihilism A full and proper understanding of society in all its relations is empowering, an analysis and understanding which gives people the confidence to mobile and change things. By contrast, Lukács accuses Modernists of turning their back on healthy interaction with the world, of rejecting society, and rejecting a historical understanding of how societies change and evolve.

And it is no great leap to go from the belief that nothing ever changes, to despair. Rejecting society and history leads the protagonists of Modernist fictions to:

1. be confined within the limits of their own subjective experiences (Joyce, stream of consciousness)
2. ultimately deprive the protagonist of even a self a personal history, since that history is (in a normal person) largely the interaction between themselves and the host of others, starting with their family and moving outwards, which constitute society

By exalting man’s subjectivity, at the expense of the objective reality of his environment, man’s subjectivity is itself impoverished. (p.24)

Man is reduced to a sequence of unrelated experiential fragments. (p.26)

Lukács invokes the teachings of Heidegger, as the godfather of 20th century existentialism, with his fundamental idea of Geworfenheit ins Dasein, of having been ‘thrown-into’-Being’, abandoned in a godless universe etc etc, all the self-pitying tropes which were promoted by existentialist philosophers, critics, playwrights, novelists, film-makers, rock stars and millions of teenagers in their lonely bedrooms ever since.

The individual, retreating into himself in despair at the cruelty of the age, may experience an intoxicated fascination with his forlorn condition. (p.38)

By contrast, Lukács invokes the fundamental insight of one of the founders of western philosophy – Aristotle – that man is a social animal: we only fully live and have our being in a social context. This insight goes through to Hegel in the early nineteenth century, who applies his mental model of the dialectic to the continual interplay between the healthily-adjusted individual and the society they find themselves in.

How does this play out in fiction? Well, the realist novelist such as George Eliot or Tolstoy chooses representative types, puts them in a narrative which represents realistic actions which capture the possibilities of their society, and selects details which highlight, bolster and bring out these two aspects. By and large things change in a realist novel, not least the characters, sometimes against the backdrop of dramatic social events (Middlemarch, War and Peace).

It is the interplay between a character and his or her fully realised environment, from Homer’s Achilles to Thomas Mann’s Adrian Leverkuhn, which gives us fully developed sense of character and, deeper than this, a dynamic sense of human potential. At bottom, the subject of the realist author is human change and development.

Moreover, he goes on to point out that all literature is, at some level, realistic. It would be impossible to have a totally non-realist novel (as you can have an utterly abstract work of art). More to his point, about the value of society and history:

A writer’s pattern of choice is a function of his personality. But personality is not in fact timesless and absolute, however it may appear to the individual consciousness. Talent and character may be innate; but the manner in which they develop, or fail to develop, depends on the writer’s interaction with his environment, on his relationships with other human beings. His life is part of the life of his times; no matter whether he is conscious of this, approves or disapproves. He is part of a larger social and historical whole. (p.54)

The Modernist, on the other hand rejects all this. More often than not their characters are extremes, psychopaths, neurotic, going mad, and he points to all of Samuel Beckett’s characters, but also the many mentally challenged characters in William Faulkner, of the man adrift on a sea of phenomena in Robert Musil’s Man Without Qualities. Details are chosen not to highlight their representativeness but to bring out the freakishness of themselves and the uncanny world they inhabit. And the plot or story is often sick and twisted, or barely exists, or revels in degradation and decline (Beckett).

(I laughed out loud when he described the way Beckett stands at the end of this tradition, as an example of ‘a fully standardised nihilistic modernism’, making him sound like a standard edition family saloon or entry level fridge freezer, p.53)

In a striking manoeuvre he invokes Freud as a godfather to Modernism, pointing out that Freud himself openly declared that his way of gaining insight into the structure of the ‘normal’ mind was via study of a colourful array of neurotics, obsessives and phobics. I.e. one of the major planks of though underlying all Modernist psychology, Freudianism, is based on the morbid and the unnatural (p.30)

Franz Kafka

Which brings us to Kafka. Kafka, for Lukács, even more than Beckett, for all his genius, represents the acme of the sickness that is Modernism. He points out a detail I’d forgotten which is that, as Joseph K is being led away to be executed, he thinks of flies stuck on flypaper, tearing their little legs off. This, Lukács says, is the vision at the heart of all Kafka’s fiction and at the heart of the Modernist worldview – humans are helpless insects, totally impotent, paralysed in a society they don’t understand, trapped in unintelligible situations.

Kafka’s angst is the experience par excellence of modernism. (p.36)

Lukács dwells on Kafka’s brilliant way with details, his eye for the telling aspect of a person or situation which brings it to life. But Lukács uses this fact to bring out the world of difference between the realistic detail in a realist fiction, which has been chosen because it is representative of the real world, properly conceived and understood – and the details in Kafka, which he chose with absolute genius to convey his sense of utter, paralysing futility and nonsense.

Kafka’s fictions are absolutely brilliant allegories, but allegories of nothing, allegories of emptiness (pp.44-45).

Thoughts

Pros

This is just a selection of some of Lukács’s insights in this short and, for the most part, very readable book. He may have been a slimeball, he may have been a criminal, he may have been a hypocrite, he may have been a toady to power – but there is no denying he was a clever man, very well read, and he conveys his learning fairly lightly. He doesn’t set out to be impenetrable as most French theorists do.

And he’s candid enough to admit that many of the experiments and new techniques and works written by the Modernists were dazzling masterpieces, and to concede that much of the stuff written under the aegis of Stalin’s Socialist Realism was tripe. He’s too sophisticated to defend rubbish.

But his basic critique that the Modernist works which Western critics, to this day, tend to uncritically adulate, do tend to foreground the outsider, the alienated, the loner, often with severe psychological problems, in fictions which often lack much plot or any interaction with other characters, and in which both hero and author have largely turned their back on wider society – this is very insightful. His analysis of the aspects of Modernist fiction is useful and stimulating.

And, having just read Kafka’s biography, his diagnosis of Kafka’s writings as the brilliant masterpieces of a very sick mind are completely spot on. I like the way he brings out the important of the just-so detail in Kafka’s works, the precise details which tip the whole thing over into paranoid nightmare.

Cons

But all that said, later on in the book an unnervingly more dogmatic tone emerges. Scattered references early in the book about the Cold War and the Peace Movement coalesce into political polemic. He links his concept of the Good Realist writers directly with the 1950s Peace Movement, which was strongly promoted by the Soviet Union amid disingenuous claims to want to end the Cold War (while all the time retaining a vice-like grip on Eastern Europe and funding destabilising communist insurgents around the world).

By contrast, he explicitly links some of the philosophers and authors of angst (most notoriously Heidegger) with Nazism and so tries to tar all Modernist authors with the taint of Fascism.

In other words, Lukács disappoints by making a direct and rather crude connection between a writer’s underlying worldviews and developments in international politics. He is not crude enough to blame individual writers for Fascism or capitalism – but he does point out repeatedly that they base their works on the same worldview that accepts the exploitation and alienation implicit in the capitalist system.

For most of the first half I enjoyed Lukács’s dissection of the psychopathology of Modernism. But when he began to directly relate it to capitalist-imperialism and to lecture the reader on how it led to The Wrong Side in the Cold War, the book suddenly felt crude, simplistic and hectoring.

When he suddenly states that:

The diabolical character of the world of modern capitalism, and man’s impotence in the face of it, is the real subject matter of Kafka’s writing (p.77)

I thought, How can such a clever, well-read man write something so crude?

  1. Kafka’s visions of human life crushed by a faceless and persecuting bureaucracy could equally well have come out of Czarist Russia with its notorious secret police.
  2. Kafka didn’t in fact live in an advanced capitalist society such as America, Britain or Germany – the endless useless bureaucracy of his books is not that of snappily efficient America or Germany, but precisely that of provincial Bohemia, a sleepy backwater entangled in the vast and impenetrable civil service of the Austro-Hungarian Empire.
  3. And Kafka would have been horribly out of place in any social system, at any time, as his biography brings home.

Worst of all, when, in the middle of the book, Lukács says that what counts about a writer isn’t their actual works, not their words or pages or techniques or style, but the general tendency of their thought… the implication is that this tendency can be measured by a commissar like himself, and suddenly I could hear the tones of Zhdanov and the other Soviet dictators of culture, whose crude diktats resulted in countless artists and writers being arbitrarily arrested and despatched to die in the gulag, crying out as they went that they meant no offence – while the apparatchiks calmly replied that they weren’t being punished for anything they’d actually said or done: they were being condemned to ten years hard labour for the tendency of their work.

At moments in this suave and sophisticated book, you suddenly glimpse the truncheon and the barbed wire of actual communist tyranny, which gives it a sudden thrill and horror not normally encountered in a genteel volume of literary criticism.

So it’s a complicated business, reading Lukács.


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Helene Schjerfbeck @ the Royal Academy

This exhibition takes you on a strange and mysterious journey through the career of one of Finland’s most eminent artists, Helene Schjerfbeck, from entirely conventional late-Victorian naturalism like this:

Self-portrait by Helene Schjerfbeck (1884-85) Finnish National Gallery / Ateneum Art Museum. Photo by Hannu Aaltonen

Via a kind of haughty modernism like this:

Self-portrait with a black background by Helene Schjerfbeck (1915) Finnish National Gallery / Ateneum Art Museum. Photo by Yehia Eweis

To the incredibly bleak, post-Holocaust self-portraits of her last few years.

Self-portrait with Red Spot by Helene Schjerfbeck (1944) Finnish National Gallery / Ateneum Art Museum. Photo by Hannu Aaltonen

Synopsis

Helene Schjerfbeck lived from 1862 to 1945. She is one of Finland’s most eminent artists. This is the first ever UK exhibition ever devoted to her work. It contains some 65 portraits, landscapes and still lifes, selected from the estimated 1,000 works that she produced in a career spanning nearly seventy years.

Early career and studies

Helene was the third child of an office manager in the Finnish state railway’s workshop. The family were lower-middle-class Swedish-speaking Finns. At the age of 11 some of her drawings were shown to a successful painter who arranged a free place for her at the drawing school of the Finnish Art Society. Aged 11! She won a prize every year for the four years she was there.

In 1877 she moved to a private academy in Helsinki, learning to handle oil paints. In 1880 her painting Wounded Soldier in the Snow won a prize from the Finnish Senate which allowed her to go and study in Paris. She made friends and visited Pont-Aven the emerging art colony where Gauguin was later to work.

In 1887 she travelled to St Ives in Cornwall at the invitation of a fellow art student who had married an Englishman. She returned again a year later and made many paintings, enjoying the English coastal light.

The first picture in the show is Two Profiles from 1881, when she was just 18. It took my breath away. The oil paint is laid on in swatches and clearly visible strokes which give a bracing energy and dynamism to what is, on the face of it, a passive image. This reproduction is terrible. In the flesh it is much more bright and airy.

Two Profiles by Helene Schjerfbeck (1881)

All the other early paintings have a tremendous confidence with oil paint, she handles it in the loose expressive way I associate with John Singer Sargent. They all deal with light and sunny Cornish landscapes or healthy looking peasants and workers and family and friends. Chocolate box. The rural settings and confident if (when you look closely) roughly applied paint remind me a bit of the farm paintings of George Clausen.

View of St Ives by Helene Schjerfbeck (1887)

The largest painting from this early phase is The Convalescent from 1888. It is a rich slice of late-Victorian tweeness, complete with a blue-eyed little girl. It was exhibited at the Paris Salon of that year and bought by the Finnish Art Society. It is tremendously proficient. Look at the glass jar on the right of the table. What immense talent she had for this kind of naturalism.

The Convalescent by Helene Schjerfbeck (1888)

Travelling and teaching

There is then a hiatus in the exhibition. The next painting is from 1905. What happened in between? She travelled and got a job as a teacher.

Travel In 1892 the Finnish Art Society commissioned her to travel to St Petersburg and make copies in the Hermitage Museum of Frans Hals, Diego Velasquez and other Old Masters for the Finnish Collection. In 1894 she visited the Austrian national museum to make more copies, then travelled on to Italy to make copies of Renaissance masters.

Teaching Schjerfbeck got a job as a teacher in the Finish Art Society’s drawing school. She was, by all accounts, extremely exacting. Complete silence in the classroom.

Ill Schjerfbeck was always unwell. As a child she had fallen and broken her hip leading to a permanent limp. She fell ill in 1895, took sick leave till 1896, and was again on extended sick leave in 1900. In 1902 she resigned her teaching job and went to live with her mother in the small town of Hyvinkää north of Helsinki. There is a series of portraits of her mother which hint at the psychological tensions between them. Nonetheless her mother’s small state pension meant she didn’t have to work.

Schjerfbeck ended up living in Hyvinkää for fifteen years, corresponding with friends and asking for copies of newspapers and magazines. During this time she used local girls and boys and men and women as models for her painting.

The mature style

All of this goes some way to explaining the radical change which came about in her art. Compare the two women and the little girl in the paintings above with the next one in the exhibition, from 1911.

Schoolgirl by Helene Schjerfbeck (1911)

The idea is that Schjerfbeck no longer needed to compete – to bow to current taste in order to sell things to the Salon or to compete for prizes or sales. Now she could experiment with her vision – and it is completely unlike anything from the 1880s and 90s.

Now the outlines of figures becomes misty and vague. The faces lose the precise features they formerly had. Detailed description disappears in favour of blocks of abstract colour. And the palette becomes deliberately more narrow, so that the compositions seem more aligned, more focused, creating a sense of luminosity.

Many of the paintings are deliberately unfinished, leaving patches of canvas showing through. And in many of them, she either scores the surface of the paint, or lets it dry then scrapes away at it, repaints a new layer, dry, and scrapes it back again – the idea being to mimic the aged and worn affect of the many frescos she had seen on her trip to Italy.

Flappers

The Great War came but didn’t greatly effect her art. Instead this rather misty style continues unabated into the between the wars period. Surprisingly, many of them reflect the fashions of the era. She subscribed to fashion magazines such as Marie Claire and was interested in the slender gender-neutral look of the ‘flapper’, and she also created fictional characters or types. Almost all her models were local working class people but she used them as the basis for novelistic ‘types’ such as The Skiier or The Motorist or, one of the most vivid images, the Circus Girl.

The Circus Girl by Helene Schjerfbeck (1916)

Note the vague unfinishedness of the whole image; the sketchiness of the outline; the sense that it has been scored or marked by charcoal lines; the tonal unity of the yellow background and yellow skin, the pastel top and golden choker. And note the unexpected surprise of the big red lips with their cartoon-style catchlight.

There are 20 or more paintings which are all variations on this theme, and in which the face is more or less stylised. In some it becomes a shield-shaped mask, verging on the abstract and obviously indebted to the experiments the great modernists had made earlier in the century, copying actual tribal masks held in museums of Ethnography.

A handful of other works deliberately reference El Greco who she particularly liked, he was, I suppose, another eccentric or outside-the-mainstream artist.

I love drawing, I love clear defined outlines, but I also love it when they’re not finished, incomplete and hint at a perfection they don’t try to achieve. I love the suggestion of struggle in a work of art. Hence I love lots of sketches and drawings by Degas. And hence I loved lots of Schjerfbeck’s misty, unfinished, gestural works. Is there some Picasso’s harlequin period in this one?

Girl from Eydtkuhne II by Helene Schjerfbeck (1927) Finnish National Gallery / Ateneum Art Museum. Photo by Hannu Aaltonen

The self portraits

Schjerfbeck painted her first self-portrait at age 22 and her last at 83. The exhibition has a room devoted to them, with seventeen examples placed in simple chronological order, and they create quite a harrowing effect, as shown at the top of this review, progressing from sweet and gentle young woman, in her naturalistic phase, to the haughty modernist of between the wars and then, in the 1930s and 40s, to an awesomely bleak and unforgiving vision. During the 1930s the familiar lineaments of her face are subjected to distortions, her cheekbones melting, her mouth becoming a dark wound. The only colour is grey, shades of grey, grisaille, the only tones left when all the colours of life have drained away.

Self-portrait with Palette by Helene Schjerfbeck (1937)

But these turn out to be only the build-up for the final half dozen self portraits painted during the Second World War as Schjerfbeck, by now an old woman and ill with the cancer which would kill her, morphs into a gaunt, grey, death-haunted skull-face which foreshadows the era of the Holocaust, the atom bomb, and the harrowed writings of Samuel Becket.

Green Self-Portrait – Light and Shadows by Helene Schjerfbeck (1945)

What an extraordinary pilgrimage. And what a distinctive, individual, strange and troubling journey she takes us on. This is a remarkable exhibition.

Promotional video

Curators

Rebecca Bray, Anna-Maria von Bonsdorff, Sarah Lea


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