Preface to the French edition of Crash by J.G. Ballard (1974)

The short introduction to the French edition of Crash is so brilliantly insightful that it is worth quoting in its entirety. [I’ve put in the headings for my own reference, to break it up into sections, and to remind me at a glance the development of the argument. And I’ve added footnotes to my comments.]


The fear of nuclear holocaust weirdly combined with the ubiquity of advertising culture have emptied human emotions of any meaning

The marriage of reason and nightmare which has dominated the 20th century has given birth to an ever more ambiguous world. Across the communications landscape move the spectres of sinister technologies and the dreams that money can buy. Thermonuclear weapons systems [1] and soft drink commercials coexist [2] in an overlit realm ruled by advertising and pseudo-events, science and pornography. Over our lives preside the great twin motifs of the 20th century – sex and paranoia. Despite McLuhan’s delight in high-speed information mosaics we are still reminded of Freud’s profound pessimism in Civilization and its Discontents [3]. Voyeurism, self-disgust, the infantile basis of our dreams and longings – these diseases of the psyche have now culminated in the most terrifying casualty of the 20th century: the death of affect. [4]

This demise of feeling and emotion has paved the way for all our most real and tender pleasures – in the excitements of pain and mutilation; in sex as the perfect arena, like a culture bed of sterile pus, for all the veronicas of our own perversions; in our moral freedom to pursue our own psychopathology as a game; and in our apparently limitless powers for conceptualization – what our children have to fear is not the cars on the highways of tomorrow but our own pleasure in calculating the most elegant parameters of their deaths. [5]

Ballard’s defence of science fiction

To document the uneasy pleasures of living within this glaucous paradise have more and more become the role of science fiction. I firmly believe that science fiction, far from being and unimportant minor offshoot, in fact represents the main literary tradition of the 20th century, and certainly its oldest – a tradition of imaginative response to science and technology that runs in an intact line through H.G. Wells, Aldous Huxley, the writers of modern America science fiction, to such present-day innovators as William Burroughs. [6]

The main fact of the 20th century is the concept of the unlimited possibility. This predicate of science and technology enshrines the notion of a moratorium on the past – the irrelevancy and even death of the past – and the limitless alternatives available to the present. What links the first flight of the Wright brothers to the invention of the Pill is the social and sexual philosophy of the ejector seat. Given this immense continent of possibility, few literatures seem to be better equipped to deal with their subject matter than science fiction. No other form of fiction has the vocabulary and images to deal with the present, let alone the future. The dominant characteristic of the modern mainstream novelist its sense of individual isolation; its mood of introspection and alienation, a state of mind assumed to be the hallmark of the 20th century consciousness. Far from it. On the contrary, it seems to me that this is a psychology that belongs entirely to the 19th century, part of a reaction against the massive restraints of bourgeois society, the monolithic character of Victorianism and the tyranny of the paterfamilias, secure in his financial and sexual authority. Apart from its marked retrospective bias and its obsession with the subjective nature of experience, its real subject matter is the rationalization of guilt and estrangement. Its elements are introspection, pessimism and sophistication. Yet if anything befits the 20th century it is optimism, the iconography of mass merchandising, naivety and a guilt free enjoyment of all the mind’s possibilities. [7]

The kind of imagination that now manifests itself in science fiction is not something new. Homer, Shakespeare and Milton all invented new worlds to comment on this one. The split of science fiction into a separate and somewhat disreputable genre is a recent development. It is connected to the near disappearance of dramatic and philosophical poetry and the slow shrinking of the traditional novel as it concerns more and more exclusively with the nuances of human relationships. Among those areas neglected by the traditional novel are, above all, the dynamics of human societies [the traditional novel tends to depict society as static], and man’s place in the universe. However crudely or naively, science fiction at least attempts to place a philosophical and metaphysical frame around the most important events within our lives and consciousness. [8]

Ballard names, defines and explains ‘inner space’

If I make this general defense of science fiction it is, obviously, because my own career as a writer has been involved with it for almost 20 years. From the very start, when I first turned to science fiction, I was convinced that the future was a better key to the present than the past [9]. At the time, however, I was dissatisfied with science fiction’s obsession with its two principal themes – outer space and the far future. As much for emblematic purposes as any theoretical or programmatic ones, I christened the new terrain I wished to explore inner space, that psychological domain [manifest, for example, in surrealist painting] where the inner world of the mind and the outer world of reality meet and fuse.

Primarily I wanted to write a fiction about the present day. To do this in the context of the late 1950s, in a world where the call sign of Sputnik I could be heard on one’s radio like the advance beacon of a new universe, required completely different techniques from those available to the 19th century novelist. In fact, I believe that if it were possible to scrap the whole of existing literature, and be forced to begin again without a any knowledge of the past, all writers would find themselves inevitably producing something very close to science fiction [10]. Science and technology multiply around us. To an increasing extent they dictate the languages in which we speak and think. Either we use those languages, or we remain mute.

Yet, by an ironic paradox, modern science fiction became the first casualty of the changing world it anticipated and helped to create. The future envisaged by the science fiction of the 1940s and 1950s is already our past. Its dominant images, not merely of the first Moon flights and interplanetary voyages, but of our changing social and political relationships in a world governed by technology, now resemble huge pieces of discarded stage scenery [11]. For me, this could be seen most touchingly in the film 2001: A Space Odyssey, which signified the end of the heroic period of modern science fiction – its lovingly imagined panoramas and costumes, its huge set pieces, reminded me of Gone With the Wind, a scientific pageant that became a kind of historical romance in reverse, a sealed world into which the hard light of contemporary reality was never allowed to penetrate.

The death of ‘reality’

Increasingly, our concepts of past, present and future are being forced to revise themselves. Just as the past itself, in social and psychological terms, became a casualty of Hiroshima and the nuclear age [almost by definition a period where we were all forced to think prospectively], so in its turn the future is ceasing to exist, devoured by the all voracious present. We have annexed the future into our own present, as merely one of those manifold alternatives open to us. Options multiply around us, we live in an almost infantile world where any demand, any possibility, whether for lifestyles, travel, sexual roles and identities, can be satisfied instantly [12].

In addition, I think that the balance between fiction and reality has changed significantly in the past decade [1960s]. Increasingly their roles are reversed. We live in a world ruled by fictions of every kind – mass merchandising, advertising, politics conducted as a branch of advertising, the instant translation of science and technology into popular imagery, the increasing blurring and intermingling of identities within the realm of consumer goods, the pre-empting of any free or imaginative response to experience by the television screen. We live inside an enormous novel. For the writer in particular it is less and less necessary for him to invent the fictional content of his novel. The fiction is already there. The writer’s task is to invent the reality. [13]

In the past we have always assumed that the external world around us represented reality, however confusing or uncertain, and that the inner world of our minds, its dreams, hopes, ambitions, represented the realm of fantasy and the imagination. These roles, too, it seems to me, have been reversed. The most prudent and effective method of dealing with the world around us is to assume that it is a complete fiction – conversely, the one node of reality left to us is inside our own heads. Freud’s classic distinction between the latent and manifest content of the dream, between the apparent and the real, now needs to be applied to the external world of so-called reality [3].

The task of the contemporary writer – to be a scientist testing fictional hypotheses

Given these transformations, what is the main task facing the writer? Can he, any longer, make use of the techniques and perspectives of the traditional 19th century novel, with its linear narrative, its measured chronology, its consular characters grandly inhabiting domains within an ample time and space? Is his subject matter the sources of character and personality sunk deep in the past, the unhurried inspection of roots, the examination of the most subtle nuances of social behaviour and personal relationships? Has the writer still the moral authority to invent a self sufficient and self-enclosed world, to preside over his characters like an examiner, knowing all the questions in advance? Can he leave out anything he prefers not to understand, including his own motives, prejudices and psychopathologies? [14]

I feel myself that the writer’s role, his authority and license to act, has changed radically. I feel that, in a sense, the writer knows nothing any longer. He has no moral stance. He offers the reader the contents of his own head, he offers a set of options and imaginative alternatives. His role is that of the scientist, whether on safari or in his laboratory, faced with a completely unknown terrain or subject. All he can do is to devise hypothesis and test them against the facts. [15]

Crash, the novel, is just such a fictional and psychological experiment

Crash! is such a book, an extreme metaphor for an extreme situation, a kit of desperate measures only for use in an extreme crisis.

If I am right, and what I have done over the past years is to rediscover the present for myself, Crash! takes up its position as a cataclysmic novel of the present day in line with my previous novels of world cataclysm set in the near or immediate future – The Drowned World, The Drought and The Crystal World. Crash!, of course, is not concerned with an imaginary disaster, however imminent, but with a pandemic cataclysm institutionalized in all industrial societies that kills hundreds of thousands of people each year and injures millions. Do we see, in the car crash, a sinister portent of a nightmare marriage between sex and technology? Will modern technology provide us with a hitherto undreamed-of means for tapping our own psychopathologies? Is this harnessing of our innate perversity conceivably of benefit to us? Is there some deviant logic unfolding more powerful that that of reason? [16]

The nature of pornography i.e. ‘the most political form of fiction’

Throughout Crash! I have used the car not only as a sexual image, but as a total metaphor for man’s life in today’s society. As such the novel has a political role quite apart from its sexual content, but I would like still to think that Crash! is the first pornographic novel based on technology. In a sense, pornography is the most political form of fiction, dealing with how we use and exploit each other in the most urgent and ruthless way [17]. Needless to say, the ultimate role of Crash! is cautionary, a warning against that brutal, erotic realm that beckons more and more persuasively to us from the margins of technological landscapes.


My thoughts

1. The possibility of nuclear war and utter extermination which hung over Ballard and his generation from 1945 to 1990 has now more or less vanished, but dominated the imaginations of the sensitive for decades. The Americans lovingly filmed their nuclear tests throughout the 1950s and there’s something mesmerising, haunting and beautiful about the footage – the entranced mind only slowly registering the appalling destructive power embodied in those shapely mushroom clouds. Stanley Kubrick’s film Dr Strangelove captures the mad attractiveness of nuclear armageddon with its closing montage of nuclear test footage. And the intense psychic power of the abandoned nuclear test sites haunt Ballard stories, notably classic story The Terminal Beach, and haunt the predecessor to this book, The Atrocity Exhibition.

2. The juxtaposition of the very real possibility of the end of the world and the human race with a world of glossy, day-glo soft drinks ads and the ‘honey-I’m-home’ frivolities of FMCG advertising is a) Surreal without even trying to be, and b) patently absurd. It creates an absurdist mental landscape in which absurd thoughts flourish and absurdist works of art naturally arise. Ballard is situated bang in the middle of the absurd junctures of modern life.

3. It’s always worth remembering how literally and simplistically Ballard read Freud, he makes no reference to the super-subtle French interpretations of psychoanalysis e.g. by Jacques Lacan – although even a simplistic reading of Freud is bewildering enough, suggesting that all our ‘adult’ rationality and manners is built up on the most infantile, primitive foundation.

4. The death of affect i.e. of real emotion, is the basis given by the character Dr Nathan in The Atrocity Exhibition for the extreme pornography created by the book’s central character: he is trying to break through the husk of a sexuality which has become nullified by commercial exploitation, in search of extremes of sexual practice which once again mean something.

5. The death of vanilla sex leads to the diversion of the same primitive Freudian urge to new sources of excitement: violence and death.

6. It is ironic that Ballard is defending the tradition of science fiction at more or less the moment he abandons it to write novels about the present – an extreme fetishised vision of the present – but dispensing with every identifying characteristic of science fiction to become, simply, fiction, albeit of an extreme and pornographic flavour.

7. The notion that pessimism in fiction is an archetypal Victorian sentiment, and that the dominant mode of 20th century fiction ought to be optimism at the unlimited technical opportunities lying around us is bracingly counter-intuitive and attractive.

8. I take the point that much science fiction, even the shortest of short stories, tends to imply a worldview, a particular vision of the future, ideas about society, which plain fiction rarely does. The problem with this idea is that these ‘philosophical and metaphysical frames’ is that they are so often cheap, sensational, alarmist, comic-book cartoon ideas about society or human nature which no grown-up can take seriously.

9. ‘The future is a better key to the present than the past’ is a profound idea, if somewhat difficult to put into practice. But it’s certainly true that so many politicians, commentators and writers are stuck in the same old treadmill version of well-worn clichéd versions of the past (commemorating the Great War, commemorating the Holocaust and so on) which are a drag on human progress, which are always pulling us back back back, and prevent us from taking a long, hard look at the future.

10. Enchanting idea, thought experiment.

11. True dat. The most obvious thing about science fiction, hard science fiction dependent on technology, is how quickly it dates.

12. Surprisingly true of the Western world in 2020, with its obsession with gender, transgender and gender fluid identities.

13. Brilliantly witty and paradoxical conclusion, worthy of Wilde.

14. An impressive summary of the characteristics of grand, expansive, realist 19th century fiction?

15. A dazzlingly persuasive redefinition of the role of the writer, underpinned by Ballard’s familiarity with the scientific worldview derived from the science journals he worked on.

16. Like any good teacher, Ballard is prolific in plausible-sounding questions to stimulate thought/debate.

17. An unsettling idea. Discuss. Enjoyable to ponder for a while… Can this be true or is it just a glib formulation?


Related links

Reviews of other Ballard books

Novels

Short story collections

Other science fiction reviews

Late Victorian
1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same future London as The Sleeper Wakes, Denton and Elizabeth defy her wealthy family in order to marry, fall into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1900s
1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – scientists invent a compound which makes plants, animals and humans grow to giant size, prompting giant humans to rebel against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a comet passes through earth’s atmosphere and brings about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Kent, gets caught up in the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels

1910s
1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1920s
1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, where they discover…

1930s
1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years – surely the most sweeping vista of any science fiction book
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Oxford academic Ransom and take him in their spherical spaceship to Malacandra, as the natives call the planet Mars

1940s
1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent a second temptation by the Devil and the fall of the planet’s new young inhabitants
1945 That Hideous Strength: A Modern Fairy-Tale for Grown-ups by C.S. Lewis– Ransom assembles a motley crew to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950s
1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the future history of the Foundation set up by psychohistorian Hari Seldon as it faces attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the  Foundation Trilogy, which describes the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence, powered by ‘spindizzy’ technology
1953 Fahrenheit 451 by Ray Bradbury – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them until one fireman, Guy Montag, rebels
1953 The Demolished Man by Alfred Bester – a breathless novel set in a 24th century New York populated by telepaths and describing the mental collapse of corporate mogul Ben Reich who starts by murdering his rival Craye D’Courtney and becomes progressively more psychotic as he is pursued by telepathic detective, Lincoln Powell
1953 Childhood’s End by Arthur C. Clarke a thrilling narrative involving the ‘Overlords’ who arrive from space to supervise mankind’s transition to the next stage in its evolution
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley to solve a murder mystery
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
Some problems with Isaac Asimov’s science fiction
1956 They Shall Have Stars by James Blish – explains the invention, in the near future, of i) the anti-death drugs and ii) the spindizzy technology which allow the human race to colonise the galaxy
1956 The Stars My Destination by Alfred Bester – a fast-paced phantasmagoria set in the 25th century where humans can teleport, a terrifying new weapon has been invented, and tattooed hard-man, Gulliver Foyle, is looking for revenge
1959 The Triumph of Time by James Blish – concluding novel of Blish’s ‘Okie’ tetralogy in which mayor of New York John Amalfi and his friends are present at the end of the universe
1959 The Sirens of Titan by Kurt Vonnegut – Winston Niles Rumfoord builds a space ship to explore the solar system where encounters a chrono-synclastic infundibula, and this is just the start of a bizarre meandering fantasy which includes the Army of Mars attacking earth and the adventures of Boaz and Unk in the caverns of Mercury

1960s
1961 A Fall of Moondust by Arthur C. Clarke a pleasure tourbus on the moon is sucked down into a sink of moondust, sparking a race against time to rescue the trapped crew and passengers
1962 The Drowned World by J.G. Ballard – Dr Kerans is part of a UN mission to map the lost cities of Europe which have been inundated after solar flares melted the worlds ice caps and glaciers, but finds himself and his colleagues’ minds slowly infiltrated by prehistoric memories of the last time the world was like this, complete with tropical forest and giant lizards, and slowly losing their grasp on reality.
1962 The Voices of Time and Other Stories – Eight of Ballard’s most exquisite stories including the title tale about humanity slowly falling asleep even as they discover how to listen to the voices of time radiating from the mountains and distant stars, or The Cage of Sand where a handful of outcasts hide out in the vast dunes of Martian sand brought to earth as ballast which turned out to contain fatal viruses. Really weird and visionary.
1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard space-travelling New York
1962 The Man in the High Castle by Philip K. Dick In an alternative future America lost the Second World War and has been partitioned between Japan and Nazi Germany. The narrative follows a motley crew of characters including a dealer in antique Americana, a German spy who warns a Japanese official about a looming surprise German attack, and a woman determined to track down the reclusive author of a hit book which describes an alternative future in which America won the Second World War
1962 Mother Night by Kurt Vonnegut – the memoirs of American Howard W. Campbell Jr. who was raised in Germany and has adventures with Nazis and spies
1963 Cat’s Cradle by Kurt Vonnegut – what starts out as an amiable picaresque as the narrator, John, tracks down the so-called ‘father of the atom bomb’, Felix Hoenniker for an interview turns into a really bleak, haunting nightmare where an alternative form of water, ice-nine, freezes all water in the world, including the water inside people, killing almost everyone and freezing all water forever
1964 The Drought by J.G. Ballard – It stops raining. Everywhere. Fresh water runs out. Society breaks down and people move en masse to the seaside, where fighting breaks out to get near the water and set up stills. In part two, ten years later, the last remnants of humanity scrape a living on the vast salt flats which rim the continents, until the male protagonist decides to venture back inland to see if any life survives
1964 The Terminal Beach by J.G. Ballard – Ballard’s breakthrough collection of 12 short stories which, among more traditional fare, includes mind-blowing descriptions of obsession, hallucination and mental decay set in the present day but exploring what he famously defined as ‘inner space’
1964 Dr. Strangelove, or, How I Learned to Stop Worrying and Love the Bomb by Peter George – a novelisation of the famous Kubrick film, notable for the prologue written as if by aliens who arrive in the distant future to find an earth utterly destroyed by the events described in the main narrative
1966 Rocannon’s World by Ursula Le Guin – Le Guin’s first novel, a ‘planetary romance’ or ‘science fantasy’ set on Fomalhaut II where ethnographer and ‘starlord’ Gaverel Rocannon rides winged tigers and meets all manner of bizarre foes in his quest to track down the aliens who destroyed his spaceship and killed his colleagues, aided by sword-wielding Lord Mogien and a telepathic Fian
1966 Planet of Exile by Ursula Le Guin – both the ‘farborn’ colonists of planet Werel, and the surrounding tribespeople, the Tevarans, must unite to fight off the marauding Gaal who are migrating south as the planet enters its deep long winter – not a good moment for the farborn leader, Jakob Agat Alterra, to fall in love with Rolery, the beautiful, golden-eyed daughter of the Tevaran chief
1966 – The Crystal World by J.G. Ballard – Dr Sanders journeys up an African river to discover that the jungle is slowly turning into crystals, as does anyone who loiters too long, and becomes enmeshed in the personal psychodramas of a cast of lunatics and obsessives
1967 The Disaster Area by J.G. Ballard – Nine short stories including memorable ones about giant birds, an the man who sees the prehistoric ocean washing over his quite suburb.
1967 City of Illusions by Ursula Le Guin – an unnamed humanoid with yellow cat’s eyes stumbles out of the great Eastern Forest which covers America thousands of years in the future when the human race has been reduced to a pitiful handful of suspicious rednecks or savages living in remote settlements. He is discovered and nursed back to health by a relatively benign commune but then decides he must make his way West in an epic trek across the continent to the fabled city of Es Toch where he will discover his true identity and mankind’s true history
1966 The Anti-Death League by Kingsley Amis
1968 2001: A Space Odyssey a panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman being transformed into a galactic consciousness
1968 Do Androids Dream of Electric Sheep? by Philip K. Dick In 1992 androids are almost indistinguishable from humans except by trained bounty hunters like Rick Deckard who is paid to track down and ‘retire’ escaped ‘andys’ – earning enough to buy mechanical animals, since all real animals died long ago
1969 Ubik by Philip K. Dick In 1992 the world is threatened by mutants with psionic powers who are combated by ‘inertials’. The novel focuses on the weird alternative world experienced by a group of inertials after they are involved in an explosion on the moon
1969 The Left Hand of Darkness by Ursula Le Guin – an envoy from the Ekumen or federation of advanced planets – Genly Ai – is sent to the planet Gethen to persuade its inhabitants to join the federation, but the focus of the book is a mind-expanding exploration of the hermaphroditism of Gethen’s inhabitants, as Genly is forced to undertake a gruelling trek across the planet’s frozen north with the disgraced native lord, Estraven, during which they develop a cross-species respect and, eventually, a kind of love
1969 Slaughterhouse-Five by Kurt Vonnegut – Vonnegut’s breakthrough novel in which he manages to combine his personal memories of being an American POW of the Germans and witnessing the bombing of Dresden in the character of Billy Pilgrim, with a science fiction farrago about Tralfamadorians who kidnap Billy and transport him through time and space – and introduces the catchphrase ‘so it goes’

1970s
1970 Tau Zero by Poul Anderson – spaceship Leonora Christine leaves earth with a crew of fifty to discover if humans can colonise any of the planets orbiting the star Beta Virginis, but when its deceleration engines are damaged, the crew realise they need to exit the galaxy altogether in order to find space with low enough radiation to fix the engines – and then a series of unfortunate events mean they find themselves forced to accelerate faster and faster, effectively travelling forwards through time as well as space until they witness the end of the entire universe – one of the most thrilling sci-fi books I’ve ever read
1970 The Atrocity Exhibition by J.G. Ballard – Ballard’s best book, a collection of fifteen short experimental texts in stripped-down prose bringing together key obsessions like car crashes, mental breakdown, World War III, media images of atrocities and clinical sex
1971 Vermilion Sands by J.G. Ballard – nine short stories including Ballard’s first, from 1956, most of which follow the same shape, describing the arrival of a mysterious, beguiling woman in the fictional desert resort of Vermilion Sands, the setting for extravagantly surreal tales of the glossy, lurid and bizarre
1971 The Lathe of Heaven by Ursula Le Guin – thirty years in the future (in 2002) America is an overpopulated environmental catastrophe zone where meek and unassuming George Orr discovers that is dreams can alter reality, changing history at will. He comes under the control of visionary neuro-scientist, Dr Haber, who sets about using George’s powers to alter the world for the better with unanticipated and disastrous consequences
1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic, leading to harum scarum escapades in disaster-stricken London
1972 The Word for World Is Forest by Ursula Le Guin – novella set on the planet Athshe describing its brutal colonisation by exploitative Terrans (who call it ‘New Tahiti’) and the resistance of the metre-tall, furry, native population of Athsheans, with their culture of dreamtime and singing
1972 The Fifth Head of Cerberus by Gene Wolfe – a mind-boggling trio of novellas set on a pair of planets 20 light years away, the stories revolve around the puzzle of whether the supposedly human colonists are, in fact, the descendants of the planets’ shape-shifting aboriginal inhabitants who murdered the first earth colonists and took their places so effectively that they have forgotten the fact and think themselves genuinely human
1973 Crash by J.G. Ballard – Ballard’s most ‘controversial’ novel, a searingly intense description of its characters’ obsession with the sexuality of car crashes, wounds and disfigurement
1973 Rendezvous With Rama by Arthur C. Clarke – in 2031 a 50-kilometre-long object of alien origin enters the solar system, so the crew of the spaceship Endeavour are sent to explore it in one of the most haunting and evocative novels of this type ever written
1973 Breakfast of Champions by Kurt Vonnegut – Vonnegut’s longest and most experimental novel with the barest of plots and characters allowing him to sound off about sex, race, America, environmentalism, with the appearance of his alter ego Kilgore Trout and even Vonnegut himself as a character, all enlivened by Vonnegut’s own naive illustrations and the throwaway catchphrase ‘And so on…’
1974 Concrete Island by J.G. Ballard – the short and powerful novella in which an advertising executive crashes his car onto a stretch of wasteland in the juncture of three motorways, finds he can’t get off it, and slowly adapts to life alongside its current, psychologically damaged inhabitants
1974 Flow My Tears, The Policeman Said by Philip K. Dick – America after the Second World War is a police state but the story is about popular TV host Jason Taverner who is plunged into an alternative version of this world where he is no longer a rich entertainer but down on the streets among the ‘ordinaries’ and on the run from the police. Why? And how can he get back to his storyline?
1974 The Dispossessed by Ursula Le Guin – in the future and 11 light years from earth, the physicist Shevek travels from the barren, communal, anarchist world of Anarres to its consumer capitalist cousin, Urras, with a message of brotherhood and a revolutionary new discovery which will change everything
1974 Inverted World by Christopher Priest – vivid description of a city on a distant planet which must move forwards on railway tracks constructed by the secretive ‘guilds’ in order not to fall behind the mysterious ‘optimum’ and avoid the fate of being obliterated by the planet’s bizarre lateral distorting, a vivid and disturbing narrative right up until the shock revelation of the last few pages
1975 High Rise by J.G. Ballard – an astonishingly intense and brutal vision of how the middle-class occupants of London’s newest and largest luxury, high-rise development spiral down from petty tiffs and jealousies into increasing alcohol-fuelled mayhem, disintegrating into full-blown civil war before regressing to starvation and cannibalism
1976 Slapstick by Kurt Vonnegut – a madly disorientating story about twin freaks, a future dystopia, shrinking Chinese and communication with the afterlife
1979 The Unlimited Dream Company by J.G. Ballard – a strange combination of banality and visionary weirdness as an unhinged young man crashes his stolen plane in suburban Shepperton, and starts performing magical acts like converting the inhabitants into birds, conjuring up exotic foliage, convinced his is on a mission to liberate them
1979 Jailbird by Kurt Vonnegut – the satirical story of Walter F. Starbuck and the RAMJAC Corps run by Mary Kathleen O’Looney, a baglady from Grand Central Station, among other satirical notions including the new that Kilgore Trout, a character who recurs in most of his novels, is one of the pseudonyms of a fellow prison at the gaol where Starbuck serves a two year sentence, one Dr Robert Fender

1980s
1980 Russian Hide and Seek by Kingsley Amis – set in an England of 2035 after a) the oil has run out and b) a left-wing government left NATO and England was promptly invaded by the Russians – ‘the Pacification’, who have settled down to become a ruling class and treat the native English like 19th century serfs
1980 The Venus Hunters by J.G. Ballard – seven very early and often quite cheesy sci-fi short stories, along with a visionary satire on Vietnam (1969), and then two mature stories from the 1970s which show Ballard’s approach sliding into mannerism
1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the ‘Golden Era’ of the genre, basically the 1950s
1981 Hello America by J.G. Ballard – a hundred years from now an environmental catastrophe has turned America into a vast, arid desert, except for west of the Rockies which has become a rainforest of Amazonian opulence, and it is here that a ragtag band of explorers from old Europe discover a psychopath has crowned himself President Manson, has revived an old nuclear power station in order to light up Las Vegas, and plays roulette in Caesar’s Palace to decide which American city to nuke next
1981 The Affirmation by Christopher Priest – an extraordinarily vivid description of a schizophrenic young man living in London who, to protect against the trauma of his actual life (father died, made redundant, girlfriend committed suicide) invents a fantasy world, the Dream Archipelago, and how it takes over his ‘real’ life
1982 Myths of the Near Future by J.G. Ballard – ten short stories showing Ballard’s range of subject matter from Second World War China to the rusting gantries of Cape Kennedy
1982 2010: Odyssey Two by Arthur C. Clarke – Heywood Floyd joins a Russian spaceship on a two-year journey to Jupiter to a) reclaim the abandoned Discovery and b) investigate the monolith on Japetus
1984 Neuromancer by William Gibson – Gibson’s stunning debut novel which establishes the ‘Sprawl’ universe, in which burnt-out cyberspace cowboy, Case, is lured by ex-hooker Molly into a mission led by ex-army colonel Armitage to penetrate the secretive corporation, Tessier-Ashpool, at the bidding of the vast and powerful artificial intelligence, Wintermute
1986 Burning Chrome by William Gibson – ten short stories, three or four set in Gibson’s ‘Sprawl’ universe, the others ranging across sci-fi possibilities, from a kind of horror story to one about a failing Russian space station
1986 Count Zero by William Gibson – second in the ‘Sprawl trilogy’
1987 2061: Odyssey Three by Arthur C. Clarke – Spaceship Galaxy is hijacked and forced to land on Europa, moon of the former Jupiter, in a ‘thriller’ notable for Clarke’s descriptions of the bizarre landscapes of Halley’s Comet and Europa
1988 Mona Lisa Overdrive by William Gibson – third of Gibson’s ‘Sprawl’ trilogy in which street-kid Mona is sold by her pimp to crooks who give her plastic surgery to make her look like global simstim star Angie Marshall, who they plan to kidnap but is herself on a quest to find her missing boyfriend, Bobby Newmark, one-time Count Zero; while the daughter of a Japanese gangster who’s sent her to London for safekeeping is abducted by Molly Millions, a lead character in Neuromancer

1990s
1990 The Difference Engine by William Gibson and Bruce Sterling – in an alternative version of history, Charles Babbage’s early computer, instead of being left as a paper theory, was actually built, drastically changing British society, so that by 1855 it is led by a party of industrialists and scientists who use databases and secret police to keep the population suppressed databases and secret police to keep the population suppressed

The Atrocity Exhibition by J.G. Ballard (1970)

WARNING: This review contains quotations which are extremely brutal and/or sexually explicit.

Fingers fretting at the key in her pocket, she watched Travers search through the montage photographs which the volunteers had assembled during anaesthesia. Disquieting diorama of pain and mutilation: strange sexual wounds, imaginary Vietnam atrocities, the deformed mouth of Jacqueline Kennedy. (p.68)

The fact that American edition of the book was titled Love and Napalm gives you fair warning of what to expect.

The Atrocity Exhibition is only a short book, 110 pages in the Granada paperback edition I’ve got, and yet it opens up wide, jagged horizons and makes a tremendous impact because of its format.

The human organism is an atrocity exhibition at which he is an unwilling spectator. (p.13)

Experiments and collage

Ballard was keenly interested in experimental fiction and art, an interest which reached its peak in the late-1960s. As early as the late 1950s he’d created a series of collages assembled from texts cut out of scientific magazines. In 1967 he began a series of what came to be called ‘Advertiser’s Announcements’, being surreal or collagist parodies of traditional adverts. And we know that Ballard originally wanted The Atrocity Exhibition to be a book of collage illustrations.

I originally wanted a large-format book, printed by photo-offset, in which I would produce the artwork – a lot of collages, material taken from medical documents and medical photographs, crashing cars and all that sort of iconography.

In the event this proved impractical and Ballard ended up creating a kind of verbal equivalent of collage from a sequence of stand-alone prose pieces. These were originally published as stand-alone ‘stories’ in various art and sci fi magazines.

The final text of The Atrocity Exhibition is divided into 15 of these pieces or stories or texts, and then each of these is sub-divided into very short sections, often only a paragraph long. Each paragraph has a title of its own, in bold. The result is to make the book a highly fragmented read and certainly not a ‘novel’ with a consistent linear narrative in any traditional sense. Here’s a typical paragraph, or fragment, or angle.

Auto-erotic. As he rested in Catherine Austin’s bedroom, Talbot listened to the helicopters flying along the motorway from the airport. Symbols in a machine apocalypse, they seeded the cores of unknown memories in the furniture of the apartment, the gestures of unspoken affections. He lowered his eyes from the window. Catherine Austin sat on the bed beside him. Her naked body was held forward like a bizarre exhibit, its anatomy a junction of sterile cleft and flaccid mons. He placed his palm against the mud-coloured areola of her left nipple. The concrete landscape of underpass and overpass mediated a more real presence, the geometry of a neural interval, the identity latent within his own musculature.

1. You immediately see the intense but detached pornography of the female body, which never uses swearwords but refers to intercourse and all aspects of sexuality by their strict scientific names, ‘sterile cleft and flaccid mons’.

2. And you immediately see how the sex is intimately and intricately interwoven with equally precise descriptions of architecture and modern transport machines – helicopters flying over the motorway from the airport, a concrete landscape of overpasses and underpasses.

3. And beneath it all, initially obscured by the novelty of the clinical sexuality and the obsessed concrete-mania, lies the characteristic Ballard exorbitance, the Edgar Allen Poe hysteria ‘mediated’, as he would put it, through the detachment of the science journalist, summarising his perceptions as ‘symbols in a machine apocalypse’.

And yet there is no apocalypse. A few cars crash, one helicopter crashes and burns (I think), but there’s nothing like an ‘apocalypse’. The apocalypse – the extremity of all the situations – is all in the mind – of the cipher-characters and, ultimately, of Ballard himself.

The chapters of The Atrocity Exhibition

Here’s a list of the fifteen ‘chapters’/stories and the magazines they were first published in, and dates of first publication. You can see how the composition of the pieces stretched over three years from spring 1966 to late 1969 i.e. was a relatively slow and scattered process.

  1. The Atrocity Exhibition (New Worlds, Vol. 50, # 166, September 1966, excerpt)
  2. The University of Death (Transatlantic Review, No. 29, London, Summer 1968)
  3. The Assassination Weapon (New Worlds, Vol. 50, # 161, April 1966)
  4. You: Coma: Marilyn Monroe (Ambit # 27, Spring 1966)
  5. Notes Towards a Mental Breakdown (New Worlds July 1967, excerpt)
  6. The Great American Nude (Ambit # 36 Summer 1968)
  7. The Summer Cannibals (New Worlds # 186 January 1969)
  8. Tolerances of the Human Face (Encounter Vol. 33, No. 3, September 1969)
  9. You and Me and the Continuum (Impulse, Vol. 1, No. 1, March 1966) FIRST
  10. Plan for the Assassination of Jacqueline Kennedy (Ambit # 31, Spring 1967 [the 26 paragraph titles are in alphabetical order])
  11. Love and Napalm (Export USA Circuit #6, June 1968)
  12. Crash! (ICA-Eventsheet February 1969, excerpt) LAST
  13. The Generations of America (New Worlds # 183, October 1968)
  14. Why I Want to Fuck Ronald Reagan (Brighton: Unicorn Bookshop, 1968)
  15. The Assassination of John Fitzgerald Kennedy Considered as a Downhill Motor Race (Ambit # 29, Autumn 1966)

Condensed novels

In one interview Ballard described the chapters or stories as each forming an individual, ‘condensed’ novel.

They’re certainly condensed in the sense that, as you read them, it feels as if lots of the action and description and linking passages which would create an ordinary ‘story’ have been surgically removed. Instead the paragraphs jump between isolated moments or scenes, between characters, between settings, so that it’s often difficult to see how they’re at all related, apart from featuring the same names. I’m not sure I really followed the ‘narrative’ of any of them.

And the prose style is just as ‘condensed’. Although it’s only 110 pages long, The Atrocity Exhibition is a chewy read because every single sentence feels packed with meaning and significance. There’s no filler or run-of-the-mill description or dialogue. It makes you realise how slack the texture of most normal novels is.

The Geometry of Her Face. In the perspectives of the plaza, the junctions of the underpass and embankment, Talbot at last recognized a modulus that could be multiplied into the landscape of his consciousness. The descending triangle of the plaza was repeated in the facial geometry of the young woman. The diagram of her bones formed a key to his own postures and musculature, and to the scenario that had preoccupied him at the Institute. He began to prepare for departure. The pilot and the young woman now deferred to him. The fans of the helicopter turned in the dark air, casting elongated ciphers on the dying concrete.

Threads and themes

So the book consists of fifteen short (7, 8 or 9 page) sections, themselves sharply cut up into 20 or 30 fragments or perspectives which superficially justifies the term ‘condensed novels’.

But actually, the term is quite misleading because the sections are not as free-standing as it implies. In fact there are clear, indeed dominating, threads, themes, images and ideas which link almost all the chapters and make the assembly of the texts together much bigger than just the sum of a bunch of disparate parts.

For a start the same ‘characters’ recur in almost all of them – Dr Nathan the psychiatrist, Catherine Austen a mature love object and Karen Novotnik, a younger woman.

The first three or four sections all feature a central male protagonist who leads the action and the other characters comment on although, in an approach which I enjoyed, this character’s name changes from chapter to chapter – from Travis to Talbot to Tallis and so on – and in each incarnation he’s not quite the same person, as if reality shifts subtly in each story, or as if each avatar each one represents an alternative possible reality. This would explain why the young woman Karen Novotnik appears to die not once but several times, each time in a different scenario.

Celebration. For Talbot the explosive collision of the two cars was a celebration of the unity of their soft geometries, the unique creation of the pudenda of Ralph Nader. The dismembered bodies of Karen Novotny and himself moved across the morning landscape, re-created in a hundred crashing cars, in the perspectives of a thousand concrete embankments, in the sexual postures of a million lovers.

As well as these recurring names, the texts are held together by their obsessive circling round the same handful of images, ideas and names. In fact, the way that the central male figure keeps reappearing under different names made me realise that without much difficulty you could say that the characters aren’t carrying the plot, the obsessions are.

So that the book can really be seen as about the circulation, meeting, mingling, parting and interaction of certain obsessive ideas, images and phrases. It’s as if the obsessions are the real, rounded, multi-dimensional entities, the ones we get to know in detail, who feature in various adventures and permutations, while the so-called human ‘characters’ are just vectors or mediums through which the idées fixes are channelled.

Over and over, the same images, situations, ideas and phrases recur with a claustrophobic, obsessive repetition. Dominant are images of death, war, car crashes, apocalypse. They include:

  • World War III
  • the atom bomb and atomic test sites
  • cars and car crashes and the wounds car crashes create in soft human bodies
  • helicopters flying ominously overhead, Vietnam-style
  • utterly impersonal sexual congress conceived as a form of geometric investigation
  • images over-familiar film stars such as Elizabeth Taylor or Brigitte Bardot
  • newsreel footage of war atrocities, from Auschwitz to Vietnam via Biafra and the Congo
  • the Kennedy assassination (one character is described as obsessively trying to recreate the Kennedy assassination ‘in a way that makes sense’)
  • concrete motorways and multi-storey car parks

Each chapter contains a specific mix of these ingredients, but the same overall list of ingredients recurs across all 15, rotating in ever-changing combinations like a kaleidoscope.

Chapter one – The Atrocity Exhibition

Thus chapter one features characters named Travis, his wife Margaret Travis, Catherine Austen who he’s having an affair with, his psychiatrist Dr Nathan who is analysing Travis’s obsession with creating a kind of one-man, psychological World War III, and Captain Webster who is having an affair with Margaret.

Travis is collecting ‘terminal documents’ (just like Kaldren in the short story The Voices of Time). Travis dreams of starting World War III, if only in his head (‘For us, perhaps, World War III is now little more than a sinister pop art display…’). These terminal documents appear pleasingly random and in a note Ballard tells us they were the result of free association:

  1. A spectrohelion of the sun
  2. front elevation of balcony units, Hilton Hotel, London
  3. transverse section through a pre-Cambrian trilobite
  4. ‘chronograms’ by E.J. Marey
  5. photograph taken at noon 7 August 1945 in the Qattara Depression Egypt
  6. a reproduction of Max Ernst’s Garden Airplane Traps
  7. fusing sequences for ‘Little Boy’ and ‘Fat Boy’, the Hiroshima and Nagasaki atom bombs

They’re actually quite a good cross-section of JG’s obsessions: the atom bomb, the alienating effect of modernist architecture, deep geological time (which Ballard had painted as returning to dominate the modern world with its dinosaurs and tropical swamps in The Drowned World or the short story Now Awakes The Sea), a Surrealist painting, the obsession with time indicated by the fictional ‘chronographs’.

And hotels, hotels are classic locations for alienation and ennui for Ballard, if they’re abandoned in one of his dystopian futures, surrounded by drained swimming pools, all the better.

So far, so sort-of reasonable, after all characters and themes occur in all novels. But it’s difficult to convey the chaotic and deliberately dissociative texture of the book.

Brachycephalic. They stopped beneath the half-painted bowl of the radio-telescope. As the blunt metal ear turned on its tracks, fumbling at the sky, he put his hands to his skull, feeling the still-open sutures. Beside him Quinton, the dapper pomaded Judas, was waving at the distant hedges where the three limousines were waiting. ‘If you like we can have a hundred cars – a complete motorcade.’ Ignoring Quinton, he took a piece of quartz from his flying jacket and laid it on the surf. From it poured the code-music of the quasars.

There is no joined-up, consecutive narrative. Each paragraph is genuinely a fragment in the sense that they don’t cohere into any kind of ‘story’. Instead they are snapshots of the characters’ obsessions. Certainly the ‘people’ in the stories meet, encounter each other, have sex, drive cars because we see this in individual paragraphs. But each consecutive paragraph charts a new scene. They are like fragments from a lot of different jigsaws all jumbled together.

At the end of ‘chapter’ one the bodies of Dr Nathan, Captain Webster and Catherine Austen form a small tableau by the bunker. Maybe they were killed in bombing of the target zone in the disused military zone which Travis seems to have organised.

But the second ‘chapter’ begins with these same ‘dead’ characters – Dr Nathan, Catherine Austen – brought back to life, in new scenes as if nothing had happened. Now they are taking part in a screenshow in a university organised by one ‘Talbot'( a sort of structural variation on Travis) and whose students are ostensibly studying World War III, inspired by the jealous student Koester. Talbot is having an affair with Catherine but sees her body chiefly as a ‘geometry’ of vents and clefts and is more interested in the sculpture he’s building on the roof, metal aerials constructed to hold glass faces to the sun. He is clearly cracking up.

And so it continues, tangling and rethreading a narrow and obsessive networks of themes and images…

Key words

If certain key ideas recur and repeat in endless permutations, so do key words. As so often, I find the words more interesting than the ‘ideas’:

geometry

  • her own body, with its endless familiar geometry…
  • in the postures they assumed, the contours of thigh and thorax, Travis explored the geometry and volumetric time of the bedroom
  • only an anatomist could have identified these fragments, each represented as a formal geometric pattern
  • his wife’s body with its familiar geometry
  • His room was filled with grotesque magazine photographs: the obsessive geometry of overpasses, like fragments of her own body; X-rays of unborn children; a series of genital deformations; a hundred close-ups of hands.
  • the concrete landscape of underpass and flyover mediated a more real presence, the geometry of a neural interval…
  • the obsessive geometry of flyovers, like fragments of her own body
  • the geometry of the plaza exercised a unique fascination upon Talbot’s mind
  • a crushed fender; in its broken geometry Talbot saw the dismembered body of Karen Novotny
  • the danger of an assassination attempt seems evident, one hypotenuse in this geometry of a murder
  • For Talbot the explosive collision of the two cars was a celebration of the unity of their soft geometries…

mimetised

  • he assumed the postures of the fragmented body of the film actress, mimetising his past dreams and anxieties in the dune-like fragments of her body
  • the mimetised disasters of Vietnam and the Congo
  • segments of his postures mimetised in the processes of time and space
  • our anxieties mimetised in the junction between wall and ceiling

terminal

  • A Terminal Posture. Lying on the worn concrete of the gunnery aisles, he assumed the postures of the film actress, assuaging his past dreams and anxieties in the dune-like fragments of her
    body.
  • Dr Nathan gazed at the display photographs of terminal syphilitics in the cinema foyer
  • He remembered the aloof, cerebral Kline, and their long discussions on this terminal concrete beach…
  • The Terminal Zone. He lay on the sand with the rusty bicycle wheel. Now and then he would cover some of the spokes with sand, neutralizing the radial geometry. The rim interested him. Hidden behind a dune, the hut no longer seemed a part of his world. The sky remained constant, the warm air touching the shreds of test papers sticking up from the sand. He continued to examine the wheel. Nothing happened.

neural

  • Overhead the glass curtain-walls of the apartment block presided over this first interval of neural calm.
  • The concrete landscape of underpass and overpass mediated a more real presence, the geometry of a neural interval, the identity latent within his own musculature.
  • Impressions of Africa. A low shoreline; air glazed like amber; derricks and jetties above brown water; the silver geometry of a petrochemical complex, a Vorticist assemblage of cylinders and cubes superimposed upon the distant plateau of mountains; a single Horton sphere – enigmatic balloon tethered to the fused sand by its steel cradles; the unique clarity of the African light: fluted tablelands and jigsaw bastions; the limitless neural geometry of the landscape.

planes

  • For some reason the planes of his face failed to intersect, as if their true resolution took place in some as yet invisible dimension, or required elements other than those provided by his own character and musculature.
  • The planes of their lives interlocked at oblique angles, fragments of personal myths fusing with the commercial cosmologies.
  • Her blanched skin revealed the hollow planes of her face.
  • His rigid face was held six inches from her own, his mouth like the pecking orifice of some unpleasant machine. The planes of his cheekbones and temples intersected with the slabs of rainwashed cement, together forming a strange sexual modulus.
  • The planes of her face seemed to lead towards some invisible focus, projecting an image that lingered on the walls, as if they were inhabiting her skull
  • The apartment was a box clock, a cubicular extrapolation of the facial planes of the yantra, the cheekbones of Marilyn Monroe.

This sketchy review of his key vocabulary establishes that what Ballard’s key words have in common is the way they are hard and technical, continually shifting the imagination away from soft human bodies to hard geometries, from sentimental ‘feelings’ towards impersonal, scientific and mathematical notions of ‘neural’ events, planes and geometries.

Art

Ballard made no secret of the immense influence on him of Surrealist painting. He mentions it in pretty much every interview he ever gave, lards his stories with the adjective ‘surrealist’, and frequently refers to specific Surrealist paintings. The Atrocity Exhibition contains references to the following works of art:

  • Max Ernst – Garden Airplane Traps
  • Max Ernst – Europe after the Rain (p.15)
  • Salvador Dali – Hypercubic Christ
  • Max Ernst – Silence (p.21)
  • Salvador Dali – The Persistence of Memory (p.22)
  • Magritte – The Annunciation (p.31)
  • Duchamp – The Bride Stripped Bare By Her Bachelors, Even
  • Max Ernst, The Stolen Mirror (p.47)
  • Bellmer sculptures (p.54)
  • Duchamp – Nude descending a Staircase (p.55)
  • Tanguy – Jours de Lenteur (p.85)
  • Max Ernst – the Robing of the Bride (p.85)
  • de Chirico – The Dream of the Poet (p.85)

The art references tend to occur in contexts where they add, expand and complicate existing descriptions.

The ‘Soft’ Death of Marilyn Monroe. Standing in front of him as she dressed, Karen Novotny’s body seemed as smooth and annealed as those frozen planes. Yet a displacement of time would drain away the soft interstices, leaving walls like scraped clinkers. He remembered Ernst’s ‘Robing’: Marilyn’s pitted skin, breasts of carved pumice, volcanic thighs, a face of ash. The widowed bride of Vesuvius.

On reflection, I realise that you could see each of the individual paragraphs as the equivalent of free-standing paintings. That makes a lot of sense. Treating each paragraph as a painting treating a different mood, or angle, or perspective on similar events, covering similar subjects, but each from a different angle and approach – and yourself sauntering past them as they’re hung up on a gallery wall.

Sex and pornography

The text is soaked in sex and sexual perversions and pornography regarded as a clinically detached exercise.

This is justified, if needs be, by Ballard’s view that we are in a hyper-advanced technological society where all experience is mediated by a bombardment of media and advertising imagery to such an extent that naive notions of simple sentimental sex have been scorched out of existence.

The need for more polymorphic roles has been demonstrated by television and news media. Sexual intercourse can no longer be regarded as a personal and isolated activity, but is seen to be a vector in a public complex involving automobile styling, politics and mass communications

The satirical surveys

With a satire which is so straight-faced it’s hard to tell whether he’s laughing or not, the later chapters of The Atrocity Exhibition are notably different from the earlier ones.

They are still laid out as fragmented paragraphs but they more or less cease being (fragmented) narratives and consist of collections of pseudo-scientific surveys and reports.

And these focus relentlessly, obsessively on the conjunction of atrocity and sex, specifically the impact of viewing a) President Kennedy’s assassination b) Vietnam war footage c) general atrocity footage (Auschwitz, the Congo) on the sex lives of an amusingly random and surreal cross-section of audience types, including children, the mentally ill and housewives.

Satirically, the ‘research’ presents evidence that atrocity footage improves workplace efficiency and stimulates a healthy sex drive. Conclusion? Wars of the Vietnam type are good for society.

Using assembly kits of atrocity photographs, groups of housewives, students and psychotic patients selected the optimum child-torture victim. Rape and napalm burns remained constant preoccupations, and a wound profile of maximum arousal was constructed. Despite the revulsion expressed by the panels, follow-up surveys of work-proficiency and health patterns indicate substantial benefits. The effects of atrocity films on disturbed children were found to have positive results that indicate similar benefits for the TV public at large. These studies confirm that it is only in terms of a psychosexual module such as provided by the Vietnam war that the United States can enter into a relationship with the world generally characterized by the term ‘love.’

This fairly blunt satire – although presented in the same-chopped-up paragraphs each headed by a title in bold type as the earlier ‘stories’ – feels drastically different in intention from the earlier stories.

Maybe they reflect the quick escalation in protest against the war which took place in the last few years of the 1960s, and which prompted the equally savage satirical short story The Killing Ground of 1969.

Nuclear satire

Also: In one of his notes to the book, Ballard points out that from the late 1950s and early 1960s, the heyday of the Campaign for Nuclear Disarmament, the fact that the world was living under the shadow of impending nuclear holocaust meant that, to anybody who thought about it, everything was permissible. How could you believe in the fuddy-duddy old values of Church and State, all those crowns and gowns, if the world could be incinerated tomorrow?

Not only that, but how can you think about the end of the world and the destruction of the planet except via extremity and satire? As demonstrated by the Stanley Kubrick movie Dr Strangelove which was a) released in 1964 only 2 years before the first Atrocity story was published, and b) filmed at Shepperton studios just round the corner from Ballard’s house. Serendipities. Zeitgeist. Spirit of the Age.

Conclusion for philistines

If Ballard’s obsession with car crashes and clinical pornography seems sick, ask yourself who’s the sickest – novelists who write blistering porno-satire or generals who order napalm by the lakeful to be dropped on peasant villages?

That was the reality of the times Ballard was writing in, and for. Remember the American version of the book was titled Love and Napalm

  • The billboards multiplied around them, walling the streets with giant replicas of napalm bombings in Vietnam, the serial deaths of Elizabeth Taylor and Marilyn Monroe terraced in the landscapes of Dien Bien Phu and the Mekong Delta.
  • Homage to Abraham Zapruder Each night, as Travers moved through the deserted auditorium, the films of simulated atrocities played above the rows of empty seats, images of napalm victims, crashing cars and motorcade attacks.
  • On the basis of viewers’ preferences an optimum torture and execution sequence was devised involving Governor Reagan, Madame Ky and an unidentifiable eight-year-old Vietnamese girl napalm victim.

Remember the photo of that little naked Vietnamese girl running down the road her skin flapping off her where the napalm had burned her? Those photos were all around in 1966, 67, 68. Atrocity Exhibition is Ballard’s response to the TV-mediated hyper-violence and psychic disturbance of the times.

Conclusion for Ballardians

I think it’s his best book. It’s an über-intense encyclopedia of Ballard’s distinctive obsessions and visions. Some people read it as an experimental depiction of the psyche of a man undergoing a nervous breakdown.

I think it’s bigger than that, it presents an (in)coherent way of verbalising a number of the visual, psychological and imaginative pressures anyone living in the modern era is subjected to. The constant, hammering pressure of the motorways, the thundering traffic, the massive planes grinding overhead, the aggressive billboard hoardings, the saturated mediascape, the faces of the same handful of celebrities dinned into our brains, and the deadening and at the same time hysterical impact that has on our imaginative lives, and emotional lives, and sex lives (if we have them).

Joy Division

Wrote a song based on the book, released on their 1980 album Closer, which is a fair attempt to capture the book’s weirdness in another medium.


Related links

Reviews of other Ballard books

Novels

Short story collections

Other science fiction reviews

Late Victorian
1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same future London as The Sleeper Wakes, Denton and Elizabeth defy her wealthy family in order to marry, fall into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1900s
1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – scientists invent a compound which makes plants, animals and humans grow to giant size, prompting giant humans to rebel against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a comet passes through earth’s atmosphere and brings about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Kent, gets caught up in the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels

1910s
1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1920s
1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, where they discover…

1930s
1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years – surely the most sweeping vista of any science fiction book
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Oxford academic Ransom and take him in their spherical spaceship to Malacandra, as the natives call the planet Mars

1940s
1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent a second temptation by the Devil and the fall of the planet’s new young inhabitants
1945 That Hideous Strength: A Modern Fairy-Tale for Grown-ups by C.S. Lewis– Ransom assembles a motley crew to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950s
1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the future history of the Foundation set up by psychohistorian Hari Seldon as it faces attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the  Foundation Trilogy, which describes the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence, powered by ‘spindizzy’ technology
1953 Fahrenheit 451 by Ray Bradbury – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them until one fireman, Guy Montag, rebels
1953 The Demolished Man by Alfred Bester – a breathless novel set in a 24th century New York populated by telepaths and describing the mental collapse of corporate mogul Ben Reich who starts by murdering his rival Craye D’Courtney and becomes progressively more psychotic as he is pursued by telepathic detective, Lincoln Powell
1953 Childhood’s End by Arthur C. Clarke a thrilling narrative involving the ‘Overlords’ who arrive from space to supervise mankind’s transition to the next stage in its evolution
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley to solve a murder mystery
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
Some problems with Isaac Asimov’s science fiction
1956 They Shall Have Stars by James Blish – explains the invention, in the near future, of i) the anti-death drugs and ii) the spindizzy technology which allow the human race to colonise the galaxy
1956 The Stars My Destination by Alfred Bester – a fast-paced phantasmagoria set in the 25th century where humans can teleport, a terrifying new weapon has been invented, and tattooed hard-man, Gulliver Foyle, is looking for revenge
1959 The Triumph of Time by James Blish – concluding novel of Blish’s ‘Okie’ tetralogy in which mayor of New York John Amalfi and his friends are present at the end of the universe
1959 The Sirens of Titan by Kurt Vonnegut – Winston Niles Rumfoord builds a space ship to explore the solar system where encounters a chrono-synclastic infundibula, and this is just the start of a bizarre meandering fantasy which includes the Army of Mars attacking earth and the adventures of Boaz and Unk in the caverns of Mercury

1960s
1961 A Fall of Moondust by Arthur C. Clarke a pleasure tourbus on the moon is sucked down into a sink of moondust, sparking a race against time to rescue the trapped crew and passengers
1962 The Drowned World by J.G. Ballard – Dr Kerans is part of a UN mission to map the lost cities of Europe which have been inundated after solar flares melted the worlds ice caps and glaciers, but finds himself and his colleagues’ minds slowly infiltrated by prehistoric memories of the last time the world was like this, complete with tropical forest and giant lizards, and slowly losing their grasp on reality.
1962 The Voices of Time and Other Stories – Eight of Ballard’s most exquisite stories including the title tale about humanity slowly falling asleep even as they discover how to listen to the voices of time radiating from the mountains and distant stars, or The Cage of Sand where a handful of outcasts hide out in the vast dunes of Martian sand brought to earth as ballast which turned out to contain fatal viruses. Really weird and visionary.
1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard space-travelling New York
1962 The Man in the High Castle by Philip K. Dick In an alternative future America lost the Second World War and has been partitioned between Japan and Nazi Germany. The narrative follows a motley crew of characters including a dealer in antique Americana, a German spy who warns a Japanese official about a looming surprise German attack, and a woman determined to track down the reclusive author of a hit book which describes an alternative future in which America won the Second World War
1962 Mother Night by Kurt Vonnegut – the memoirs of American Howard W. Campbell Jr. who was raised in Germany and has adventures with Nazis and spies
1963 Cat’s Cradle by Kurt Vonnegut – what starts out as an amiable picaresque as the narrator, John, tracks down the so-called ‘father of the atom bomb’, Felix Hoenniker for an interview turns into a really bleak, haunting nightmare where an alternative form of water, ice-nine, freezes all water in the world, including the water inside people, killing almost everyone and freezing all water forever
1964 The Drought by J.G. Ballard – It stops raining. Everywhere. Fresh water runs out. Society breaks down and people move en masse to the seaside, where fighting breaks out to get near the water and set up stills. In part two, ten years later, the last remnants of humanity scrape a living on the vast salt flats which rim the continents, until the male protagonist decides to venture back inland to see if any life survives
1964 The Terminal Beach by J.G. Ballard – Ballard’s breakthrough collection of 12 short stories which, among more traditional fare, includes mind-blowing descriptions of obsession, hallucination and mental decay set in the present day but exploring what he famously defined as ‘inner space’
1964 Dr. Strangelove, or, How I Learned to Stop Worrying and Love the Bomb by Peter George – a novelisation of the famous Kubrick film, notable for the prologue written as if by aliens who arrive in the distant future to find an earth utterly destroyed by the events described in the main narrative
1966 Rocannon’s World by Ursula Le Guin – Le Guin’s first novel, a ‘planetary romance’ or ‘science fantasy’ set on Fomalhaut II where ethnographer and ‘starlord’ Gaverel Rocannon rides winged tigers and meets all manner of bizarre foes in his quest to track down the aliens who destroyed his spaceship and killed his colleagues, aided by sword-wielding Lord Mogien and a telepathic Fian
1966 Planet of Exile by Ursula Le Guin – both the ‘farborn’ colonists of planet Werel, and the surrounding tribespeople, the Tevarans, must unite to fight off the marauding Gaal who are migrating south as the planet enters its deep long winter – not a good moment for the farborn leader, Jakob Agat Alterra, to fall in love with Rolery, the beautiful, golden-eyed daughter of the Tevaran chief
1966 – The Crystal World by J.G. Ballard – Dr Sanders journeys up an African river to discover that the jungle is slowly turning into crystals, as does anyone who loiters too long, and becomes enmeshed in the personal psychodramas of a cast of lunatics and obsessives
1967 The Disaster Area by J.G. Ballard – Nine short stories including memorable ones about giant birds, an the man who sees the prehistoric ocean washing over his quite suburb.
1967 City of Illusions by Ursula Le Guin – an unnamed humanoid with yellow cat’s eyes stumbles out of the great Eastern Forest which covers America thousands of years in the future when the human race has been reduced to a pitiful handful of suspicious rednecks or savages living in remote settlements. He is discovered and nursed back to health by a relatively benign commune but then decides he must make his way West in an epic trek across the continent to the fabled city of Es Toch where he will discover his true identity and mankind’s true history
1966 The Anti-Death League by Kingsley Amis
1968 2001: A Space Odyssey a panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman being transformed into a galactic consciousness
1968 Do Androids Dream of Electric Sheep? by Philip K. Dick In 1992 androids are almost indistinguishable from humans except by trained bounty hunters like Rick Deckard who is paid to track down and ‘retire’ escaped ‘andys’ – earning enough to buy mechanical animals, since all real animals died long ago
1969 Ubik by Philip K. Dick In 1992 the world is threatened by mutants with psionic powers who are combated by ‘inertials’. The novel focuses on the weird alternative world experienced by a group of inertials after they are involved in an explosion on the moon
1969 The Left Hand of Darkness by Ursula Le Guin – an envoy from the Ekumen or federation of advanced planets – Genly Ai – is sent to the planet Gethen to persuade its inhabitants to join the federation, but the focus of the book is a mind-expanding exploration of the hermaphroditism of Gethen’s inhabitants, as Genly is forced to undertake a gruelling trek across the planet’s frozen north with the disgraced native lord, Estraven, during which they develop a cross-species respect and, eventually, a kind of love
1969 Slaughterhouse-Five by Kurt Vonnegut – Vonnegut’s breakthrough novel in which he manages to combine his personal memories of being an American POW of the Germans and witnessing the bombing of Dresden in the character of Billy Pilgrim, with a science fiction farrago about Tralfamadorians who kidnap Billy and transport him through time and space – and introduces the catchphrase ‘so it goes’

1970s
1970 Tau Zero by Poul Anderson – spaceship Leonora Christine leaves earth with a crew of fifty to discover if humans can colonise any of the planets orbiting the star Beta Virginis, but when its deceleration engines are damaged, the crew realise they need to exit the galaxy altogether in order to find space with low enough radiation to fix the engines – and then a series of unfortunate events mean they find themselves forced to accelerate faster and faster, effectively travelling forwards through time as well as space until they witness the end of the entire universe – one of the most thrilling sci-fi books I’ve ever read
1970 The Atrocity Exhibition by J.G. Ballard – Ballard’s best book, a collection of fifteen short experimental texts in stripped-down prose bringing together key obsessions like car crashes, mental breakdown, World War III, media images of atrocities and clinical sex
1971 Vermilion Sands by J.G. Ballard – nine short stories including Ballard’s first, from 1956, most of which follow the same shape, describing the arrival of a mysterious, beguiling woman in the fictional desert resort of Vermilion Sands, the setting for extravagantly surreal tales of the glossy, lurid and bizarre
1971 The Lathe of Heaven by Ursula Le Guin – thirty years in the future (in 2002) America is an overpopulated environmental catastrophe zone where meek and unassuming George Orr discovers that is dreams can alter reality, changing history at will. He comes under the control of visionary neuro-scientist, Dr Haber, who sets about using George’s powers to alter the world for the better with unanticipated and disastrous consequences
1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic, leading to harum scarum escapades in disaster-stricken London
1972 The Word for World Is Forest by Ursula Le Guin – novella set on the planet Athshe describing its brutal colonisation by exploitative Terrans (who call it ‘New Tahiti’) and the resistance of the metre-tall, furry, native population of Athsheans, with their culture of dreamtime and singing
1972 The Fifth Head of Cerberus by Gene Wolfe – a mind-boggling trio of novellas set on a pair of planets 20 light years away, the stories revolve around the puzzle of whether the supposedly human colonists are, in fact, the descendants of the planets’ shape-shifting aboriginal inhabitants who murdered the first earth colonists and took their places so effectively that they have forgotten the fact and think themselves genuinely human
1973 Crash by J.G. Ballard – Ballard’s most ‘controversial’ novel, a searingly intense description of its characters’ obsession with the sexuality of car crashes, wounds and disfigurement
1973 Rendezvous With Rama by Arthur C. Clarke – in 2031 a 50-kilometre-long object of alien origin enters the solar system, so the crew of the spaceship Endeavour are sent to explore it in one of the most haunting and evocative novels of this type ever written
1973 Breakfast of Champions by Kurt Vonnegut – Vonnegut’s longest and most experimental novel with the barest of plots and characters allowing him to sound off about sex, race, America, environmentalism, with the appearance of his alter ego Kilgore Trout and even Vonnegut himself as a character, all enlivened by Vonnegut’s own naive illustrations and the throwaway catchphrase ‘And so on…’
1974 Concrete Island by J.G. Ballard – the short and powerful novella in which an advertising executive crashes his car onto a stretch of wasteland in the juncture of three motorways, finds he can’t get off it, and slowly adapts to life alongside its current, psychologically damaged inhabitants
1974 Flow My Tears, The Policeman Said by Philip K. Dick – America after the Second World War is a police state but the story is about popular TV host Jason Taverner who is plunged into an alternative version of this world where he is no longer a rich entertainer but down on the streets among the ‘ordinaries’ and on the run from the police. Why? And how can he get back to his storyline?
1974 The Dispossessed by Ursula Le Guin – in the future and 11 light years from earth, the physicist Shevek travels from the barren, communal, anarchist world of Anarres to its consumer capitalist cousin, Urras, with a message of brotherhood and a revolutionary new discovery which will change everything
1974 Inverted World by Christopher Priest – vivid description of a city on a distant planet which must move forwards on railway tracks constructed by the secretive ‘guilds’ in order not to fall behind the mysterious ‘optimum’ and avoid the fate of being obliterated by the planet’s bizarre lateral distorting, a vivid and disturbing narrative right up until the shock revelation of the last few pages
1975 High Rise by J.G. Ballard – an astonishingly intense and brutal vision of how the middle-class occupants of London’s newest and largest luxury, high-rise development spiral down from petty tiffs and jealousies into increasing alcohol-fuelled mayhem, disintegrating into full-blown civil war before regressing to starvation and cannibalism
1976 Slapstick by Kurt Vonnegut – a madly disorientating story about twin freaks, a future dystopia, shrinking Chinese and communication with the afterlife
1979 The Unlimited Dream Company by J.G. Ballard – a strange combination of banality and visionary weirdness as an unhinged young man crashes his stolen plane in suburban Shepperton, and starts performing magical acts like converting the inhabitants into birds, conjuring up exotic foliage, convinced his is on a mission to liberate them
1979 Jailbird by Kurt Vonnegut – the satirical story of Walter F. Starbuck and the RAMJAC Corps run by Mary Kathleen O’Looney, a baglady from Grand Central Station, among other satirical notions including the new that Kilgore Trout, a character who recurs in most of his novels, is one of the pseudonyms of a fellow prison at the gaol where Starbuck serves a two year sentence, one Dr Robert Fender

1980s
1980 Russian Hide and Seek by Kingsley Amis – set in an England of 2035 after a) the oil has run out and b) a left-wing government left NATO and England was promptly invaded by the Russians – ‘the Pacification’, who have settled down to become a ruling class and treat the native English like 19th century serfs
1980 The Venus Hunters by J.G. Ballard – seven very early and often quite cheesy sci-fi short stories, along with a visionary satire on Vietnam (1969), and then two mature stories from the 1970s which show Ballard’s approach sliding into mannerism
1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the ‘Golden Era’ of the genre, basically the 1950s
1981 Hello America by J.G. Ballard – a hundred years from now an environmental catastrophe has turned America into a vast, arid desert, except for west of the Rockies which has become a rainforest of Amazonian opulence, and it is here that a ragtag band of explorers from old Europe discover a psychopath has crowned himself President Manson, has revived an old nuclear power station in order to light up Las Vegas, and plays roulette in Caesar’s Palace to decide which American city to nuke next
1981 The Affirmation by Christopher Priest – an extraordinarily vivid description of a schizophrenic young man living in London who, to protect against the trauma of his actual life (father died, made redundant, girlfriend committed suicide) invents a fantasy world, the Dream Archipelago, and how it takes over his ‘real’ life
1982 Myths of the Near Future by J.G. Ballard – ten short stories showing Ballard’s range of subject matter from Second World War China to the rusting gantries of Cape Kennedy
1982 2010: Odyssey Two by Arthur C. Clarke – Heywood Floyd joins a Russian spaceship on a two-year journey to Jupiter to a) reclaim the abandoned Discovery and b) investigate the monolith on Japetus
1984 Neuromancer by William Gibson – Gibson’s stunning debut novel which establishes the ‘Sprawl’ universe, in which burnt-out cyberspace cowboy, Case, is lured by ex-hooker Molly into a mission led by ex-army colonel Armitage to penetrate the secretive corporation, Tessier-Ashpool, at the bidding of the vast and powerful artificial intelligence, Wintermute
1986 Burning Chrome by William Gibson – ten short stories, three or four set in Gibson’s ‘Sprawl’ universe, the others ranging across sci-fi possibilities, from a kind of horror story to one about a failing Russian space station
1986 Count Zero by William Gibson – second in the ‘Sprawl trilogy’
1987 2061: Odyssey Three by Arthur C. Clarke – Spaceship Galaxy is hijacked and forced to land on Europa, moon of the former Jupiter, in a ‘thriller’ notable for Clarke’s descriptions of the bizarre landscapes of Halley’s Comet and Europa
1988 Mona Lisa Overdrive by William Gibson – third of Gibson’s ‘Sprawl’ trilogy in which street-kid Mona is sold by her pimp to crooks who give her plastic surgery to make her look like global simstim star Angie Marshall, who they plan to kidnap but is herself on a quest to find her missing boyfriend, Bobby Newmark, one-time Count Zero; while the daughter of a Japanese gangster who’s sent her to London for safekeeping is abducted by Molly Millions, a lead character in Neuromancer

1990s
1990 The Difference Engine by William Gibson and Bruce Sterling – in an alternative version of history, Charles Babbage’s early computer, instead of being left as a paper theory, was actually built, drastically changing British society, so that by 1855 it is led by a party of industrialists and scientists who use databases and secret police to keep the population suppressed

The Good Soldier Švejk, Part One: Behind the Lines by Jaroslav Hašek (1921)

Švejk or Schweik, Shveyk or Schwejk (pronounced sh-vague) is a cultural icon in his native Czechoslovakia. His name is a byword and forms the basis of an adjective – Švejkian – which describes the insouciance and devil-may-care attitude of the common man in the face of hostile officialdom.

Švejk is a survivor, an amiably simple-minded, middle-aged man who never takes offence or gets angry, who walks through life with a sweet smile on his face, who faces down the various jumped-up officials and army officers who try to break him with a calm, imperturbable gaze, a survivor with a ready fund of cheerful stories about friends and acquaintances, which are appropriate for every situation he finds himself in, no matter how challenging, happy as long as he has a pint in one hand and his pipe in the other.

The Good Soldier Švejk as drawn by Joseph Lada

The Good Soldier Švejk is a very long book at 750 pages in the Penguin paperback translation by Cecil Parrott. But, unlike many supposedly ‘comic classics’, it is actually genuinely funny, in the way that Švejk’s imperturbable good humour either disarms or drives mad the endless stream of policemen, coppers’ narks, prison warders, lunatic asylum officials, army officers, chaplains and so on who confront and try to break him.

Švejk just doesn’t care. He lives in a shabby boarding house, frets about his rheumatism, and trades in mongrel dogs which he blithely tells everyone are thoroughbreds and pedigrees although they’re nothing of the sort. Some years earlier he had done military service in the 91st regiment but been kicked out for idiocy. He has a certificate to prove it – a certificate of imbecility – which he is liable to bring out and present to perplexed officials in the spirit of being helpful, ‘Yes, your worship, I am a certified idiot, your worship’.

Plot summary, part one

The story begins in Prague with Švejk’s landlady Mrs Müller, giving Švejk news of the assassination of Archduke Franz Ferdinand in Sarajevo that precipitates World War I. Švejk sets the tone by not grasping the importance of any of this, and mixing the archduke up with several other Ferdinands of his acquaintance.

He goes to the local pub, the Chalice, landlord Mr Pavilec, where a police spy, Bretschneider, is encouraging the drinkers to speak their minds about the news, and then promptly arresting them for treasonous talk.

Švejk is arrested and taken off to police headquarters where he discovers numerous other innocents are filling the cells. He hears their stories which reflect the absurdity and randomness of police and official procedures, one of the guiding themes of the book. (Later he learns that the completely harmless landlord Pavilec was arrested at the same time as him but convicted and given ten years.)

But it is also where Švejk first demonstrates his uncanny ability to stay calm and reasonable in the face of ranting officials, like the police inspector shouting abuse at him for being a dirty traitor.

Švejk being yelled at by ‘a gentleman with a cold official face and features of bestial cruelty’

Švejk is taken before an examining magistrate, then back to the cells, and is then paraded before medical experts who have to decide whether he really is such an idiot as he appears.

They refer him to a lunatic asylum, which he enjoys a lot despite being forced to wear a white gown and where he is inspected by another set of experts, this time psychiatrists.

Eventually Švejk is kicked out and taken by the police back to another police station. Here he’s put in a cell with an anxious middle-class man who’s been locked up for doing something disreputable and is pacing up and down cursing the impact it will have on his wife and children. Švejk tries to calm him by telling some of his endless fund of stories about people he’s met or known or heard of, though some of the stories are comically inappropriate like the tale of the man who hanged himself in a police cell.

Švejk is then released from custody but is being accompanied through the streets by a policeman when they see a small crowd around a poster of the Emperor on the wall and Švejk gives vent to a patriotic cheer, which prompts his rearrest and return to the police station (for stirring up crowds, causing civil unrest).

Švejk is brought before yet another police official who listens to his excuses and, in an unusually piercing scene, looks into his wide-foolish, baby blue eyes for a long moment and… decides to release him. Švejk walks forward, kisses his hand, and then exits the police station and makes his way back to the Chalice pub where this whole sequence began.

Commentary

All this happens in the first 50 or so pages, the first quarter of volume one – and you can see straightaway that the ‘plot’, such as it is, consists almost entirely of Švejk the little man being dragged before an apparently unending sequence of police, warders, investigators, magistrates, doctors, and psychiatrists.

It is, essentially, the same scene of the little man facing down officialdom, repeated again and again.

Plot summary, part two

Švejk discovers that Mrs Müller has taken lodgers into his room while he was away. Švejk kicks them out and life returns to its easy-going normality for a week or so. But then Švejk receives his call-up papers to report to the nearest army barracks.

Incongruously, and memorably, he gets Mrs Müller to wheel him to the recruitment offices in Prague in a wheelchair, while he clutches his crutches, teporarily unable to walk because of his rheumatism.

Švejk is transferred to a hospital for malingerers because of his rheumatism, where he discovers the inhumane and brutal treatment the poor and sick are subjected to (and which some die of). He attends a compulsory church service for the malingerers, where they are given a sweary drunken sermon from the disreputable chaplain, Otto Katz.

Švejk bursts into tears at the constant swearing and emotional battering of Katz’s sermon. Surprised, Katz asks to see him, then takes him on as his assistant.

Švejk is inspected by the learned doctors

This pair have various adventures containing broad satire at the church’s expense – bluffing their way through Catholic services they don’t understand, being too drunk to remember the words, losing various bits of holy equipment (particularly the scene where Švejk is sent to buy Holy Oil and ends up in an art shop where he is sold painters’ oil).

Then Katz drunkenly loses Švejk at cards to Lieutenant Lukáš, an army officer much given to drinking, womanising and gambling.

Lieutenant Lukáš and Švejk proceed to have a series of adventures of their own, the most memorable being:

  1. when one of the lieutenant’s innumerable lovers and mistresses turns up unexpectedly and demands to move into the lieutenant’s rooms, until Švejk has the simple idea of telegraphing her husband to come and collect her, which all goes off with surprising civility
  2. and when Švejk obtains a pet dog for the Lieutenant by the simple expedient of getting one of his mates in the dog-catching underworld to steal one for him

Lieutenant Lukáš is delighted with his new dog until he bumps in the street into its former owner, one Colonel Friedrich Kraus von Zilllergut, to whom the dog, of course, goes running, and who – alas – turns out to be Lukáš’s senior officer.

Furious, Colonel Friedrich promises to get Lukáš moved up to the front immediately. Lukáš returns to confront Švejk with the fact he concealed that the dog was stolen, and has gotten him (Lukáš ) turfed out of his cushy life and sent into danger. But when Švejk looks at him with his mild clear eyes Lukáš, like everyone else who tries to get angry with him, feels his fury fizzle out in the face of such stolid, good-tempered imbecility.

And so volume one ends with the promise that volume two will follow the adventures of Švejk and Lukáš to war!

Religion

Hašek’s attitude towards religion is unremittingly satirical. All religion is an empty con, as far as he’s concerned, and if it had any meaning or content that was all finished off in the Great War.

Preparations for the slaughter of mankind have always been made in the name of God or some supposed higher being which men have devised and created in their own imagination… The great shambles of the world war did not take place without the blessing of priests… Throughout all Europe people went to the slaughter like cattle, driven there not only by butcher emperors, kings and other potentates and generals, but also by priests of all confessions… (p.125)

A central character in this first volume is the alcoholic, womanising, sceptical army chaplain Otto Katz who takes Švejk as his assistant and stars in a number of comic scenes:

  1. the first one is when he gives a rambling drunk sermon to a congregation of prisoners from the punishment barracks, who all nudge each other in anticipation of the chaplain’s regular drunken ranting
  2. in another he and Švejk get a visiting chaplain (who actually seems to believe in God and all that nonsense) blind, rolling drunk, until it’s safe for Katz to explain to him (the drunk chaplain) that he (Katz) only masquerades as a chaplain because it’s a well-paid, safe way of avoiding being sent to the front.

Satirical contempt is Hašek’s attitude to religion, and he yokes in the religions of the Incas or primitive tribesmen or Mongols to show how the same con has been pulled time and time again, marauding killers inventing some God in whose name they can commit whatever atrocities they like.

Švejk and the two drunken priests, the sincere one on the lft, Otto Katz on the right

Brutality

As I said, The Good Soldier Švejk is genuinely funny and yet, at the same time, it is surprisingly brutal. If I think of Edwardian comedy I tend to think of H.G. Wells’s comic novels featuring bumptious counter-jumpers like Mr Polly who are sort of comparable to Švejk, or the lighter moments of E.M. Foster, or the first novels of Aldous Huxley (1921, exactly same year as Švejk) – light comedy about vicars or chaps falling off bicycles.

By contrast Hašek’s book describes a world which, even in its civilian incarnation, is astonishingly harsh and brutal. Anyone in even the slightest position of authority seems to think it acceptable to shout and scream at anyone junior to them. All the characters find it acceptable to punch others across the mouth or box their ears or kick them downstairs. There are continual references to flogging as a casual form of punishment.

Švejk kicks the moneylender out of the house of Chaplain Katz

There is a generalised atmosphere of physical abuse which becomes a bit oppressive. On more or less every page people are kicked or hit or flogged:

  • p.163 Švejk tells the story of the trial of an army captain who was tried in 1912 for kicking his batman to death
  • p.165 the narrator describes informers who delight in watching fellow soldiers be arrested and tied up
  • p.167 Lieutenant Lukáš is described as routinely hitting his batmen across the jaw and boxing their ears

And the brutality applies not just to humans. When Švejk enters the employ of Lieutenant Lukáš we are told that all the Lieutenant’s previous servants tortured the his pets, starving the canary, kicking one of the cat’s eyes out, and beating his dog. Soon after starting work for him, Švejk even offers to flay the lieutenant’s cat alive, or crush it to death in a doorway, if he wants (p.167).

Or take Hašek’s detailed description of the physical assaults and torments to which supposed malingerers are subjected to by the medical authorities, described in chapter 8, page 62.

  1. cup of tea plus aspirin to induce sweating
  2. quinine in powder
  3. stomach pumped twice a day
  4. enemas with soapy water
  5. wrapped up in a sheet of cold water

More than one patient is described as having died from this treatment.

Maybe it’s a prejudice in me, but I can’t really recall this kind of thing, this level of violence and personal physical abuse, in any English novels of this era, certainly not in the comic novels – or when they do occur it is to highlight the psychopathic savagery of the exponents.

But here everyone behaves like this.

And this permanent background hum of punches and kickings and floggings occasionally rises to scenes of real horror. For example, in the barracks prison Švejk can hear other prisoners being beaten and tortured. He can hear the long, drawn-out screams of a prisoner whose ribs are being systematically broken (p.95).

And in the office of Judge Advocate Bernis are photos of the ‘justice’ recently meted out by Austrian soldiers in the provinces of Galicia and Serbia.

They were artistic photographs of charred cottages and trees with branches sagging under the weight of bodies strung up on them. Particularly fine was a photograph from Serbia of a whole family strung up – a small boy and his father and mother. Two soldiers with bayonets were guarding the tree, and an officer stood victoriously in the foreground smoking a cigarette. (p.93)

Goya’s drawings of the Horrors of war described all this a century earlier. What changed, maybe, was that the First World War was fought by civilian armies and so entire populations were subjected to horrors and atrocities with large numbers of soldiers either actively ordered to torture and murder civilians, or forced to stand by while it took place. Did anything like this happen in the West, I mean did the English army systematically torture and hang civilians in Flanders?

Kafka compared with Hašek – people

Bertolt Brecht pointed out that Josef Švejk is the identical twin but polar opposite of Kafka’s Joseph K.

Mulling over this remark, I realised this is because, for Kafka, other people barely exist: they are are sort of mirrors, or maybe extensions of the central protagonist’s own terror and anxiety, shadows dancing through the central figure’s endless nightmare.

Whereas Švejk’s life is full of other people – a steady stream of officials, doctors, police and army officers who try to break him, as well as the endless list of people he knows about or has met or heard or read about and who provide the subjects of the huge fund of stories, gossip and cheery anecdotes which he can produce at the drop of a hat to suit any situation.

So, at first sight they are indeed polar opposites – Kafka describes a haunted terrain of ghost figures, Hašek’s book is thronged with real substantial people, and can, up to a point, be taken as presenting a panoramic view of Austro-Hungarian society.

Austro-Hungarian bureaucracy

In chapter seven of The Castle the village mayor explains to K. how mistakes in the vast and complex bureaucracy up at the Castle have led to him being summoned to work as a Land Surveyor even though another department of the Castle had specifically cancelled this same request – but news of the cancellation didn’t come through in time. Now K is floating in limbo because the badly-run bureaucracy has both requested and not requested him, employed and not employed him: there is a reason for him being there, and no reason; hence his feeling of being a non-person, stuck in limbo.

Well, I was very struck when something almost identical happens in Chapter Nine of The Good Soldier Švejk. Here the narrator describes how Švejk comes up before Judge Advocate Bernis, and then proceeds to describe how, despite being ‘the most important element in military justice’, this Bernis is a masterpiece of ineptitude and incompetence.

Bernis keeps a vast pile of muddled documents which he continually loses and misplaces, and so simply makes up new ones. He mixes up names and causes and invents new ones as they come into his head. He tries deserters for theft and thieves for desertion. He invents all kinds of hocus pocus to convict men of crimes they haven’t even dreamed of. He presides over ‘an unending chaos of documents and official correspondence.’

But not only this. We learn that Bernis has a fierce rival and enemy in the department named Captain Linhart. Whenever Bernis gets his hands on any paperwork belonging to Linhart, he deliberately removes papers, swaps them with others, scrambles it up in the most destructive ways possible. And Linhart does the same to Bernis’s papers.

Thus their individual incompetence is compounded by active malevolence. And these are just two of the hundreds of thousands of incompetent fools who staffed the vast Austro-Hungarian bureaucracy. (In a satirical parenthesis we learn that the papers on Švejk’s case weren’t found till after the war, and had been wrongly filed in a folder belonging to JOSEF KOUDELA, and marked ‘Action Completed’.) (pp.91-92)

The Bernis-Linhart passage isn’t the only place in the novel where the bureaucracy of the police, legal system, medical authorities or army is described as being rotten and inept. In a sense, this vision of bureaucratic incompetence underlies the entire novel, with Švejk being an everyman figure sent on an endless picaresque journey through a landscape of muddle and confusion, which builds up into a powerful overview of a society in the grip of stasis and decay.

Indeed, even a casual search online turns up articles which paint a breath-taking portrait of the huge scale, byzantine complexity, and elephantine inefficiency of the Austro-Hungarian Empire:

Kafka compared with Hašek – bureaucracy

Anyway, the recurring presence of various wings of the state bureaucracy in The Good Soldier Švejk has two big impacts on our reading of Kafka.

1. Many critics praise Kafka for his ‘unique achievement’ in describing a vast, spookily endless and all-powerful bureaucracy. But Švejk is teaching me that such an enormous, omnipresent and incompetent bureaucracy really did exist in the late Austro-Hungarian Empire; that it is less a product of Kafka’s mind than we at first thought, that the general sense of decay which Kafka conveys was the actual state of the Austro-Hungarian bureaucracy in its dying days, even down to the details of the absurdity caused when different sections of the bureaucracy failed to communicate with each other.

2. Insofar as they are both dealing with more or less the same entity – this vast bureaucracy – then it makes us reflect on the differences between the ways Kafka and Hašek describe it, which can summed up as the inside and the outside:

Kafka describes the personal and psychological impact of a huge faceless bureaucracy on its victims (Joseph K and K) – we see it from inside their minds and we experience along with them the nightmareish sense of helplessness, anxiety and stress it causes them.

Whereas nothing at all upsets Švejk. The Good Soldier Švejk is, to a surprising extent, just as much of an indictment of the stupid, all-encompassing, vicious and inefficient Habsburg bureaucracy, but it is described entirely from the outside, in objective and comical terms. The effect on the reader is like reading a journalistic report in a satirical magazine. The continual atmosphere of blundering officialdom, cruelty and sometimes really horrible violence, is kept entirely under control, remote and detached by the tone of brisk satire, and above all by the burbling presence of the indefatigable, unflappable, undefeatable figure of Švejk. Without Švejk it would be a horror show.

Conclusion

I need to read a) other novels of the period b) some actual history of the end of the Austro-Hungarian Empire, to discover just how true this was.


Related links

The Good Soldier Švejk

The Nightmare of Reason: The Life of Franz Kafka by Ernst Pawel – part one (1984)

‘What do I have in common with the Jews? I hardly have anything in common with myself and should stand very quietly in a corner, content that I can breathe.’
(Franz Kafka, 8 January 1914)

This is a hugely enjoyable biography of Franz Kafka, chiefly because it is itself so unKafkaesque, so informative and logical and entertaining.

Although the subject matter and settings of Kafka’s novels and short stories vary, what all Kafka’s works have in common (well, apart from the really short stories) is the long-winded and often convoluted nature of his prose which seeks to reflect the over-self-conscious and over-thinking paranoia, anxiety and, sometimes, terror of his protagonists, narrators or characters.

Pawel’s book, by contrast, is a wonderfully refreshing combination of deep historical background, penetrating psychological insights, fascinating detail about the literary and cultural world of turn-of-the-century Prague, and hair-raising quotes from Kafka’s diaries, letters and works, all conveyed in brisk and colourful prose. Pawel is about as variedly entertaining as prose can be, which came as a huge relief after struggling through the monotone grimness of a story like The Burrow.

Three ethnicities

If you read any of Kafka’s works it’s difficult to avoid blurbs and introductions which give away the two key facts of his biography – 1. his lifelong fear of his father, Herrmann, and 2. how he spent his entire working life in a state insurance company, itself embedded in the elephantine web of Austro-Hungarian bureaucracy.

The Workmen’s Accident and Insurance Institute for the Kingdom of Bohemia was an integral part of the pullulating Austro-Hungarian bureaucracy that, like a giant net of near-epic intricacy, covered the entire Hapsburg domain. (The Nightmare of Reason, page 183)

Between them these two facts can be used as the basis of entry-level commentaries on Kafka’s stories, interpreting them as being about either:

  1. anxiety and dread of some nameless father figure who inspires an irrational sense of paralysing guilt
  2. or (as the two famous novels do) as unparalleled descriptions of vast, impenetrable bureaucracies which the helpless protagonists can never understand or appeal to

So far, so obvious. What I enjoyed most in this biography was all the stuff I didn’t know. First and foremost, Pawel gives the reader a much deeper understanding of the history, the politics and, especially, the ethnic make-up of Bohemia, where Kafka was born and lived most his life, and of its capital city, Prague – and explains why this mattered so much.

What comes over loud and clear is the tripartite nature of the situation, meaning there were three main ethnic groups in Bohemia, who all hated each other:

1. The majority of the population of Prague and Bohemia was Czech-speaking Czechs, who became increasingly nationalistic as the 19th century progressed, lobbying for a nation state of their own, outspokenly resentful of the Austrian authorities and of their allies in the German-speaking minority.

2. A minority of the population, around 10 to 15%, were ethnic Germans. They regarded themselves as culturally and racially superior to the Czechs, who they thought of as inferior ‘slavs’. The Germans were bolstered 1. by their proximity to Germany itself, with its immense cultural and literary heritage, and 2. because they spoke the same language as the Austrians who ruled the Austro-Hungarian Empire. Most schools in Bohemia taught German as the official language, resulting in a state of civil war between the two languages and low level conflict between the two cultures – Pawel describes it as an ‘abyss’ (p.140).

Kafka, for example, although he was complimented on his spoken Czech, never considered himself fluent in it, and was educated, preferred to speak and wrote in German. In reference books he is referred to as a master of German prose.

3. And then there were the Jews. Pawel goes into great detail and is absolutely fascinating about the position of Jews in the Austro-Hungarian Empire and Bohemia in particular. He goes back to the Emperor Joseph II’s 1781 Patent of Toleration, which allowed Jews and Protestants for the first time to practice their religion in the Empire, and the charter for religious freedom granted the Jews of Galicia in 1789. From these statutes dated a series of other laws enacted throughout the nineteenth century designed to ’emancipate’ the Jews from a range of medieval laws which had placed huge restrictions on how they could dress, where they could go, what jobs they could hold.

But this so-called emancipation was a double-edged sword, because it also abolished the communal autonomy which the Jews had enjoyed, it forbad the wearing of traditional Jewish clothes, and it enforced the Germanisation of Jewish culture.

The effect of all this was that, through the 19th century, successive generations of Jews tried to break out of the squalor and poverty of their predominantly rural settlements, emigrated to the big cities of the Empire, dropped their traditional clothing and haircuts, learned to speak German better than the Germans, and in every way tried to assimilate.

Both [Kafka’s] parents belonged to the first generation of assimilated Jews. (p.54)

Unfortunately, this ‘aping’ of German culture mainly served to breed resentment among ‘true’ Germans against these cultural ‘impostors’, with the net result that, the more the Jews tried to assimilate to German culture, the more the Germans hated them for it.

Thus, in a bitter, world-historical irony, an entire generation of urbanised, secular Jews found themselves in love with and practicing a Germanic culture whose rightful ‘owners’, the Germans, hated them with an unremitting anti-semitism (pp.99, 149).

And these hyper-intelligent Jews were totally aware of the fact, bitterly reminded of it every time another anti-semitic article was published in their newspapers or anti-semitic ruit took place in their towns. And so it helped to create a feeling that if only they weren’t Jews everything would be alright. It helped to create the phenomenon known as Jewish self-hatred, a condition Pawel thinks Kafka suffered from, acutely, all his life (p.108).

(Though not as much as the journalist Karl Kraus. In a typically fascinating digression, Pawel devotes an excoriating passage to Kraus, a secular Jew born into a wealthy industrialist family, who became a leading satirical writer and journalist, and devoted his flaming energies to protecting the ‘purity’ of the German language, and – according to Pawels – castigating ‘the Jews’ for importing provincial jargon and Yiddishisms. Kraus was, in Pawel’s view, ‘the quintessential incarnation of Jewish self-hatred’ (p.226).)

And don’t forget that, all the while they were the subject of German anti-semitism, the Jews also got it in the neck from the other side, from the nationalist Czechs, the more Germanic the Jews strove to become, the more the Czech nationalists hated them for sucking up to their oppressors. The Jews got it from both directions.

I knew about Austrian anti-semitism, not least from reading biographies of Freud. But I didn’t know anything about the distinctive dynamic of Czech anti-semitism.

The emancipation of the Jews

Pawel describes all this in such depth and detail because it explains the impact on Kafka’s own biography – namely that Franz’s father, Herrmann, was one of that generation of Jews who, in the mid-nineteenth-century, escaped from the grinding poverty of the rural shtetl, migrated to the city, and finagled the money to set himself up in business, to try to rise in the world.

One of the best-known things about Kafka is how he lived in abject fear of his father, who instilled a permanent sense of terror and anxiety in him, but Pawel explains brilliantly how Kafka senior was a highly representative figure, just one among a great wave of Jews of his generation who escaped rural poverty, migrated to the city, became more or less successful businessmen and… sired sons who despised them.

He wasn’t alone. Pawel shows how it was a pattern repeated across educated Jewry (p.98).

Seen from this historical perspective, Sigmund Freud (born 1856 in Příbor in what is now the Moravian province of the Czech Republic) is a kind of patron saint of his and the slightly later generation (Kafka was born in 1883) for Freud’s father, Jakob, was the son of devout Hasidic Jews, who, in the classic style, moved from his home district to the big city of Vienna where he struggled to run a business as a wool merchant, rejecting along the way all the appurtenances of the rural Judaism which were so associated with poverty and provincialism. It was as a result of Jakob’s deracination, that his son decisively broke with any religious belief, and became the immensely successful and highly urbanised founder of psychoanalysis.

Same or something similar with a whole generation of Jewish-German writers artists and composers – Kafka, Brod, Hermann Broch, Wittgenstein, Karl Kraus, Walter Benjamin, Gustav Mahler, Arnold Schoenberg and so on (pp.98, 99). It was a world of staggering artistic brilliance – this was the generation which contributed to and helped define the whole idea of Modern Art. But it was all built on a volcano, the fierce hatred of ‘genuine’ Germans for the ‘cosmopolitan’ Jews who (they thought) were appropriating their culture.

This was the atmosphere of Kafka’s world, dense with hate. (p.44)

Judaism is replaced by literature

A further consequence emerges from Pawel’s historical approach which is that this generation, the first generation of truly urbanised Jews, which had largely lost its religious faith in the process, nonetheless continued, like their rabbinical forefathers, the Jewish obsession with the written word.

Only instead of devoting their lives to interpreting the Holy Scriptures as their Hasidic forefathers, rabbis and holy men had – these largely irreligious urbanites now nagged and worried about secular types of writing – namely literature and philosophy and criticism and aesthetics. God may have been declared dead and words no longer used to pray and worship – but instead, the endless finagling of rabbis and commentators was now applied to existence itself, to a scrupulous cross-examination of modern life in the hurly-burly of hectic cities.

The Jewish intelligentsia on the whole remained isolated, inbred and inward looking…Theirs was a paradoxically communal shtetl of cantankerous individualists huddled in the warrens of their self-absorption, with literature as their religion and self-expression their road to salvation. (p.153)

As Pawel puts it with typically colourful rhetoric:

Kafka’s true ancestors, the substance of his flesh and spirit, were an unruly crowd of Talmudists, Cabalists, medieval mystics resting uneasy beneath the jumble of heaving, weatherbeaten tombstones in Prague’s Old Cemetery, seekers in search of a reason for faith. (p.100)

The same intense scrutiny the forefathers paid to every word and accent of the Talmud, their heirs now devoted to the production of texts exploring the experience of the modern world which boiled down, again and again, in the hands of its most dogged exponents, to an investigation of language itself.

And so we find Kafka in December 1910 making one of the hundreds and hundreds of diary entries he devoted obsessively to the subject of writing, of words, of prose, of literature:

I cannot write. I haven’t managed a single line I’d care to acknowledge; on the contrary, I threw out everything – it wasn’t much – that I had written since Paris. My whole body warns me of every word, and every word first looks around in all directions before it lets itself be written down by me. The sentences literally crumble in my hands.

‘Every word first looks around in all directions before it lets itself be written down by me’! In Kafka’s hands, even language itself is gripped by fear.

Kafka’s diet

Kafka was a lifelong hypochondriac who also happened to suffer from actual illnesses and conditions. From early in adulthood he experimented with a variety of cures from surprisingly silly quack doctors. He became obsessed with diet, first becoming a vegetarian, and then implementing an increasingly complicated regime of diets, which Pawel describes in detail.

But once again Pawel uses this to make the kind of socio-psychological point for which I really enjoyed this book, when he points out the following: In the Jewish tradition, strict adherence to kashrut or traditional Jewish dietary law linked the individual to the community, made him one with a much larger people and their heritage – whereas the dietary rituals Kafka made for himself completely cut him off not only from the Jewish tradition, but even from his own family, and ultimately his own friends. Later in life Kafka:

gradually got into the habit of taking all his meals by himself and intensely disliked eating in anyone’s presence. (p.209)

Like everything else in his life, even eating became a source of anxiety and dread and shame.

Hermann Kafka and his family

Although Pawel records the lifelong terror and feeling of humiliation which Herrmann inculcated in his over-sensitive son, he injects a strong dose of scepticism. As you read Franz’s Letter to his Father, the sustained thirty-page indictment of Herrmann which poor Franz wrote at the age of 36, you can’t help beginning to feel sorry a bit sorry for Herrmann. It wasn’t his fault that he emerged from grinding poverty all but illiterate and had to work hard all his life to support his family. Whereas Franz enjoyed 16 years of education and wangled a cushy job at the Workers Insurance Company thanks to a well-connected uncle. From one point of view, Franz is the typically ungrateful, spoilt son.

And in a subtle reinterpretation of the traditional story, Pawel wonders if it wasn’t Kafka’s mother, Julie, who did most damage to her son. How? By being totally aware of young Franz’s hyper-sensitive nature, but doing nothing about it – by effectively ignoring his hyper-sensitive soul in order to suck up to her bullying husband.

Because, as Pawel points out, Kafka gave the notorious Letter to His Father to his mother to read and then pass on to the family ‘tyrant’. She certainly did read it but never passed it on, returning it to Franz after a week and, well… Franz could easily have handed it over to his father by hand – or posted it. But he chose not to. That, Pawel speculates, is because the letter had in fact achieved its purpose. Not to address his father at all, but successfully implicating his mother in his childhood and teenage trauma. After all:

All parents fail their children, and all children weave their parents failure into the texture of their lives. (p.82)

As this all suggests, Kafka’s story was very much a family affair, a psychodrama played out in the claustrophobic walls of the Prague apartment he shared with his mother, father and three sisters.

Indeed it is a little staggering to read Pawel’s description of the apartment the family moved to in 1912, whose walls were so thin that everyone could hear everyone else cough or sneeze or open a window or plump a book down on a table – let alone all the other necessary bodily functions. What a terrible, claustrophobic environment it was (and we know this, because we have hundreds of diary entries made by Franz moaning about it) and yet – he didn’t leave.

More than once Pawel suggests there is something very Jewish about this smothering family environment and the way that, although he could easily have left once he had a secure job, Kafka chose to remain within the bosom of his smothering family.

It’s aspects of Kafka’s psychology and life like this which drive Pawel’s frequent comparisons and invocations of Freud, dissector and analyst of the smothering turn-of-the-century, urban, Jewish family, investigator of the kind of family lives that the young women of his case studies made up hysterias and neuroses, and the young men made up violent animal fantasies, to escape from.

But here, as in other ways, Kafka stands out as taking part in a recognisable general trend – but then going way beyond it – or moulding it to his own peculiar needs – because at some level, deep down, he needed to be smothered.

Anti-Semitism and Zionism

And all around them, surrounding the anxieties of family life, were the continual ethnic tensions which regularly broke out into actual violence. Sometimes it was Czech nationalists rioting against their Austro-German overlords in the name of Czech nationalism – as they did in the so-called Prague Pogrom of 1897 when Czech nationalists started off by ransacking well-known German cultural and commercial establishments, but ended up devoting three days to attacking Jewish shops and synagogues and anyone who appeared to be a Jew.

Slowly, over his lifetime, Kafka noted the situation getting steadily worse. Fifteen years later, the 60th anniversary of the accession of the Emperor Franz-Joseph led to violent attacks organised by the Czech National Socialists on German properties, which led to troops being sent in and the imposition of martial law (p.298).

But whether it was the Germans or the Czechs, and whether it was the journalistic or bureaucratic attacks of the intelligentsia, or crude physical attacks on the street (and street fighting occurring on an almost weekly basis, p.205):

The extremist demagogues prevailing in both camps were equally vocal in their common hostility to the Jews.

This pervasive fearfulness among Jews helps explain the origins of Zionism, first given theoretical and practical expression by Theodor Herzl, another urbanised and ‘assimilated’ Jewish son of poorer, more rural parents, from the same generation as Freud (Herzl was born a year later, in 1860).

In 1896, deeply shocked by the anti-semitism revealed by the Dreyfus Affair in France (1894-1906), Herzl published Der Judenstaat, in which he argued that anti-semitism in Europe couldn’t be ‘cured’ but only avoided altogether, by leaving Europe and founding a state solely for Jews.

The theme of Zionism looms large in Kafka’s life. Many of his school and university friends became ardent Zionists – including his good friend and literary executor, Max Brod, who managed to escape Prague on the last train before the Nazis arrived, and successfully made it to Palestine. Zionism it was one of the big socio-political movements of the time, along with socialism, anarchism, and Tolstoyan pacifism. (pp.61, 290)

And it was a practical movement. The Bohemian Zionists didn’t just campaign for the establishment of a foreign homeland; closer to home they organised the community, publishing a weekly magazine named Self Defence edited by Kafka’s friend Felix Weltsch (one of the many writers, journalists, critics and poets who Pawel tells us about).

Above all, they preached the idea that all the Jewish hopes for ‘assimilation’ were a fantasy: the Jews who worshipped German culture were adulating their abuser. There could never be full assimilation and the sooner the Jews realised it and planned for their own salvation the better. Tragically, the Zionists were to be proved entirely right.

So from Kafka’s twenties onwards, Zionism was one of the half dozen cultural and political themes of the day. Late in life Kafka encouraged his sisters to develop agricultural skills preparatory to emigrating to Palestine. It was a constant possibility, or dream of his, mentioned in diaries and letters although, being Kafka, he knew it was not a dream he would ever live to fulfil.

Multiple reasons to be afraid

Thus it is that Pawel’s book brilliantly conveys the multiple levels or sources of Kafka’s terror.

  1. He was born over-sensitive and anxious and would have had a hard time adapting to real life anywhere. He was painfully shy and morbidly self-aware.
  2. His father was a philistine bully who ridiculed his son’s weakness and intellectual interests, exacerbating the boy’s paranoia and anxieties in every way.
  3. In newspapers and even in lectures at the university he attended, Kafka would routinely read or hear the most blistering attacks on the Jews as enemies of culture, emissaries of poverty and disease from pestilent rural slums, Christ-killers and followers of an antiquated anti-Enlightenment superstition.
  4. And then, in the streets, there would be periodic anti-Jewish riots, attacks on individual Jews or smashing up Jewish shops.

In the midst of explaining all this, Pawel makes a point which it is easy to miss. He notes that in Kafka’s surviving correspondence with Max Brod or with his three successive girlfriends, Kafka rarely if ever actually alludes to anti-semitism, or to the street violence, clashes, public disorders and growing power of the anti-semitic nationalist parties in Prague. Pawel makes what I thought was a really powerful comment:

It was only in his fiction that he felt both safe and articulate enough to give voice to his sense of terror. (p.204)

An insight I thought was really worth pondering… something to do with the way fiction, or literature, can be a way of controlling and ordering the otherwise chaotic and overwhelming, the personally overwhelming and the socially overwhelming…

Anyway, that’s a lot of sources of fear and terror to be getting on with, before you even get into Franz’s more personal anxieties – not least about sex and everything sexual, which sent him into paroxysms of self-disgust.

Sex

I had no idea that Kafka was such an habitué of brothels. I mean not now and then. I mean routinely and regularly, as well as having sexual escapades with all sorts of working class girls, serving girls and servants and waitresses and barmaids and cleaning women in the many hotels he stayed at on his business trips. We know this because it is all recorded in the copious diaries he kept, and in his extensive correspondence with Max Brod and he even mentions it in letters to his various fiancées.

The subject prompts another one of Pawel’s wide-ranging cultural investigations which I found so fascinating, this time a lengthy description of the way the madonna-whore dichotomy experienced a kind of ill-fated, decadent blossoming in turn of the century Austro-Hungary – in the Vienna we all know about with its Klimt and Schiele paintings, but also in Germanic Prague.

Sex… was the sinister leitmotif dominating literature, drama, and the arts of the period. And beyond the poetic metaphors loomed the brutal real-life affinity of sex and death – botched abortions, childbed fever, syphilis, suicides. (p.77)

All his friends were at it, they all slept with prostitutes: we learn that Max Brod’s marriage got into trouble because he simply refused to carry on sleeping with every woman he could. The women – we learn – came in different grades, from professionals in brothels, to semi-pros in doorsteps, to amateurs – cleaners and suchlike – who would give you a quick one for cash.

All of which exacerbated the aforementioned Madonna-Whore complex, whereby women were divided into two categories – the generally working-class whores you paid to have dirty sex with – and the pure, high-minded and chaste young ladies you accompanied to concerts and were expected to marry (p.180).

To an astonishing extent, Kafka was a fully paid-up member of this club and had an extraordinary number of casual sexual partners – innumerable encounters which he then followed up with the predictable paroxysms of self-loathing and self-hatred. In this respect he was surprisingly unoriginal.

There is a lot more to be said about the relationship between Kafka’s intense but guilt-ridden sex life and the peculiar relations his two key protagonists have with women (in The Trial and The Castle) but that’s for others to write about. I’m interested in history, and language.

The Workmen’s Accident and Insurance Institute for the Kingdom of Bohemia

It is a revelation to discover that Kafka was good at his job in this insurance company. Not just good, vital. His quick intelligence and pedantic attention to detail were just what was needed. He was tasked with auditing safety regulations about a whole range of industrial processes, a job which required him to travel extensively around the country, staying in hotels (shagging chambermaids if possible) and visiting a huge range of factories and workplaces.

His annual reviews still survive and glow with praise from his superiors and colleagues. He started work at the company’s offices in 1908, was promoted within a year, given full civil service tenure in 1910, advanced to Junior Secretary in 1913, to Secretary in 1920, and senior Secretary in 1922. His immediate superior, Chief Inspector Pfohl, wrote that without him the entire department would collapse. He was a model employee, prompt, intelligent, diligent and polite, as all the testimony from his colleagues confirms.

Fourteen years of following bureaucratic procedures in an institute which was itself part of the wider bureaucratic Empire. And of writing official reports in the tone and style of a senior bureaucrat. You’d have to be quite dense not to link these factors with a) the visions of a vast topless bureaucracy which form the core of the two great novels, and b) with the parody of official, academic-bureaucratic style which is so omnipresent, especially in the later stories.

Kafka’s officialese

Commenting on the contradiction between Kafka the florid hypochondriac and Kafka the smartly turned-out insurance inspector, a contemporary Prague’s literary circle, Oskar Baum, is quoted about how the mental or intellectual structures of the workplace, of its official and stern prose, mapped very handily onto Kafka’s intensely personal obsessions with writing.

By nature he was a fanatic full of luxuriating fantasy, but he kept its glow in check by constantly striving toward strict objectivity. To overcome all cloying or seductive sentimental raptures and fuzzy-minded fantasising was part of his cult of purity – a cult quasi-religious in spirit, though often eccentric in its physical manifestation. He created the most subjective imagery, but it had to manifest itself in the form of utmost objectivity (quoted on page 133)

It’s easy to overlook, but this is a profoundly distinctive aspect of Kafka’s art which is easy to overlook: that all these delirious and often visionary stories are told in very formal and precise prose, and in a style which, in the later stories, becomes really heavily drenched in bureaucratic or academic or official rhetoric.

Pawel’s lurid style

So I found the way Pawel’s factual information about the social, economic and political changes in Bohemia leading up to Kafka’s birth – specifically the changing role of Jews in Bohemian culture – and then his detailed account of Franz’s family life and how that was woven into the complicated social and intellectual currents of the time, really built up a multi-layered understanding of Kafka’s life and times.

But curiously at odds with all this is Pawel’s own very uneven style. One minute he is describing statistics about industrial production or the percentage population of the different ethnicities in the tone of a government report or Wikipedia article:

Prague’s German-speaking minority was rapidly dwindling in proportion to the fast-growing Czech majority, from 14.6 percent in 1880, when the first language census was taken, to 13.6 percent in 1889, Kafka’s first school year. The city’s population totaled 303,000 at the time; of these, 41,400 gave German as their first and principal language. (p.31)

Or:

Between 1848 and 1890, Bohemia’s share in the total industrial output of the monarchy rose from 46 to 59 percent. By 1890, Bohemia and Moravia accounted for 65 percent of Austria’s industrial labour force. (p.37)

The next, he is writing wild and extravagant similes which seem to belong to another kind of book altogether. Here he is describing one of Kafka’s teachers:

Gschwind, author of several studies in linguistics, was rightfully regarded as an eminent classicist, and one can only speculate on the reasons that led him to waste his scholarly gifts and encyclopedic knowledge on a gang of recalcitrant teenagers who, as a group, progressed in classical philology with all the speed and enthusiasm of a mule train being driven up a mountain. (p.73)

Here he is describing Kafka’s anxiety about his end-of-school exams:

The prospect of those apocalyptic trials turned the final school years into a frenzied last-ditch effort to shore up the crumbling ramparts of knowledge, retrieve eight years of facts and figures, and prepare for a bloodbath. (p.76)

Once he starts engaging with Kafka’s stories, Pawel often adopts their phraseology, or at least their worldview, in over-the-top descriptions which could have been penned by Edgar Allen Poe.

Kafka’s impulse was basically sound – that of a trapped, starving animal wanting to claw its way out and sink its teeth into a solid food. (p.114)

Here he is describing the ferociously competitive literary world of Edwardian Prague:

In their panic it was every man for himself, a wild stampeded of gregarious loners grappling with monsters spawned in their own bellies. (p.155)

Or describing the detailed and self-punishing diaries Kafka kept all his adult life.

These so-called diaries assumed many forms and functions, from the writer’s version of the artist’s sketchbook to a tool for self-analysis; they were a fetishistic instrument of self-mutilation, a glimpse of reason at the heart of madness, and an errant light in the labyrinth of loneliness. (p.213)

In fact you can watch Pawel’s style go from sensible to overblown in just that one sentence.

I’ve read criticisms of the book which ridicule Pawel’s purple prose and certainly, from a po-faced academic point of view, much of his writing can sound a bit ludicrous. But as a reader I found it deeply enjoyable. It made me smile. Sometimes it was so over the top it made me laugh out loud.

I liked it for at least two reasons: after struggling with the long-winded and often very official and bureaucratic prose of late Kafka, reading Pawel’s juicy similes and purple paragraphs was like going from black and white to colour.

Secondly, it matches Kafka’s own hysteria. Kafka really was a very, very weird person. His letters abound in the most extreme language of paralysing fear and inchoate terror and crippling anxiety.

My fear… is my substance, and probably the best part of me.

He describes not being able to stand up for fear, not being able to walk for fear, not being able to face people or say anything because of the terror it caused him.

This craving I have for people which turns to fear the moment it reaches fulfilment (letter of July 1912)

– all symptoms of what Pawel calls his ‘near-pathological sensitivity’.

Kafka describes the way words crumble at his touch, his heart is going to explode, his head is too heavy to carry. He talked and wrote regularly about suicide (except that, in typical Kafkaesque fashion, he wrapped it round with paradoxes and parables).

Always the wish to die, and the still-just-hanging on, that alone is love (Diary, 22 October 113)

In other words, much of Pawel’s lurid and melodramatic writing, while not in the same league as Kafka’s, while much more obvious and pulpy and sometimes quite silly – nevertheless is not an unreasonable way to try and catch the permanent atmosphere of extremity and hyperbole which Kafka lived in all the time. I thought it was a reasonable attempt to translate Kafka’s own worldview from Kafkaese into phraseology which is easier for you and me to process and understand.

Fear, disgust, and rage were what this recalcitrant bundle of taut nerves, brittle bones, frail organs and coddled flesh had aroused in him from earliest childhood.

And sometimes Pawel’s phrases are so colourful and exaggerated that they’re funny. And humour, real laugh-out-loud humour, is in short supply in this story.


Related links

Related Kafka reviews

Dates are dates of composition.

György Lukács on Franz Kafka (1955)

Brief biography of György Lukács

From the 1920s to the 1960s György Lukács was one of the leading Marxist philosophers and literary critics in Europe.

Born in Budapest, Hungary, in 1885, the son of a very affluent Jewish banker, he benefited from a superb education and was a leading intellectual at Budapest university, combining interests in literature and (Neo-Kantian) philosophy, and founded a salon which featured leading Hungarian writers and composers during the Great War.

The experience of the war (although he was himself exempted from military service) radicalised Lukács and he joined the Communist Party in 1918. His cultural eminence led to him being appointed People’s Commissar for Education and Culture in the short-lived Hungarian Soviet Republic which lasted from 21 March to 1 August 1919 and took its orders directly from Lenin. Lukács was an enthusiastic exponent of Lenin’s theory of Red Terror.

When the Republic was overthrown by army generals who instituted the right-wing dictatorship which was to run Hungary between the wars, Lukács fled to Vienna where he spent the 1920s developing a philosophical basis for a Leninist version of Marxism.

In 1930 he was ‘summoned’ to Moscow to work at the Institute of Philosophy of the Russian Academy of Sciences, although he soon got caught up in Stalin’s purges and was sent into exile in Tashkent. But Lukács survived, unlike an estimated 80% of Hungarian exiles in Russia, who perished.

At the war’s end he was sent back to Hungary to take part in the new Hungarian communist government, where he was directly responsible for written attacks on non-communist intellectuals, and took part in the removal of independent and non-communist intellectuals from their jobs, many being forced to take jobs as manual labourers.

Lickspittle apparatchik though that makes him sound, Lukács in fact trod a careful line which managed to be critical of Stalinism, albeit in coded and often abstruse phraseology. Due to his experience and seniority he was made a minister in the government of Imry Nagy which in 1956 tried to break away from Russia’s control during the so-called Hungarian Uprising. Nagy’s government was suppressed by the Soviets, and Lukács along with the rest of the Nagy government was exiled to Romania. Nagy himself was executed, Lukács only just escaped that fate. Yet again he had experienced the brutal and repressive force of Soviet tyranny.

He was allowed back to Budapest in 1957, abandoned his former criticisms of the Soviet Union, engaged in public self-criticism, and was allowed to keep his academic posts, continue writing and publishing his theoretical and critical works, up to his death in 1971.

His was a highly representative life of a certain kind of Central European intellectual in the twentieth century. He was reviled at the time by the people whose lives he blighted and by a wide range of liberal and conservative opponents.

Modernism as a symptom of capitalist society

In 1955 Lukács delivered a series of lectures on the clash between Realism and Modernism and a year later the lectures were published in essay form in a short book titled The Meaning of Contemporary Realism.

The message is simple: Realism good, Modernism bad. Simple enough, but the interest and, for me at any rate, the great pleasure to be had from reading this book is in the secondary arguments, in the premises and working through of the ideas and theories and insights which support this basic conclusion.

He begins with a sweeping premise: the era we live in is dominated by the conflict between capitalism and socialism. Looking back at the nineteenth century we can see how Realism in the arts emerged with the newly triumphant bourgeoisie, and was a result of the new social conditions brought about by their rise and overthrow of the last vestiges of power of the European aristocracy.

(Realist authors would include Stendhal, Balzac and early Flaubert in France, Tolstoy in Russia, George Eliot in England, Mark Twain in America.)

Realism in literature was followed by Naturalism in the final third of the century, which paid determined attention to the grim social conditions of mature capitalist society but also, in the hands of a novelist like Zola, began the process of reducing human beings to ciphers worked on by malign environments. Darwinism could be made to make people appear simple tools of their genetic inheritance, socialist theories could make people appear pawns and slaves of their working environments.

Zola saw his novels as sociological experiments. For Lukács he had already lost the tricky balance the realists maintained between character and ‘type’ – which helps to explain why Zola wrote nearly forty novels without a single memorable character in any of them.

(Naturalist authors are spearheaded by Zola in France, with maybe Jack London in America, George Gissing and Arthur Morrison in England.)

By the end of the century a shoal of movements erupted which prioritised an interest in decadence, perversion, the macabre and gruesome, the so-called Decadent movement and the gloomy atmosphere of Symbolism.

This brings us to the eruption of Modernism about the time of the First World War, the movement which, Lukács claims, is still praised and defended by bourgeois capitalist critics at the time he’s writing (1955). But for Lukács, Modernism represents a colossal failure of humanity: it turns its back on history and society, its protagonists are almost all loners undergoing nervous breakdowns, hopelessly alienated from societies which are portrayed as stuck, static, incapable of change or improvement.

From T.S. Eliot in The Waste Land to Samuel Beckett in Waiting For Godot Modernist writers depict complete psychological collapse, in Beckett’s case the degradation of human beings into almost wordless vegetables. He backs it up with references to Musil’s The Man Without Qualities and other European works which foreground hopelessness and despair, and he was, of course, writing during the heyday of French existentialism, which became a byword in the 1950s for black sweaters and anguish.

All of these works and writers, Lukács argues, are symptoms of the alienating effect of living under Western capitalism. All these writers, artists and composers bear out Marx’s insight that in the capitalist system people are alienated from each other and from themselves.

Specific points

This makes Lukács sound like a cumbersome Stalinist commissar, but in fact the book is a pleasure to read from start to finish because i) it moves relatively quickly, not belabouring the points ii) it makes references to all kinds of writers, most from the European and not the Anglo-Saxon tradition, and iii) it features a whole series of thought-provoking ideas.

Time There is a fascinating discussion of subjective versus objective time, and how Modernists of all stripe, including Modernist philosophers, became fascinated by trying to describe the undifferentiated flow of sense impressions and ideas which became known as stream-of-consciousness, most famously in the works of James Joyce and Virginia Woolf.

He compares and contrasts their approaches with the way Thomas Mann uses what, at first sight, is stream of consciousness to capture the thoughts of the poet Goethe in his novel Lotte in Weimar. Mann is a realist writer and so, in Lukács’s opinion, the stream of consciousness is deployed as a tool within which particular individuals and events emerge against a clearly defined social backdrop.

Static versus dynamic Joyce’s worldview is static. More than one critic pointed out how Ulysses portrays a Dublin trapped in stasis and his masterpiece, Finnegan’s Wake, portrays a vast circular movement. But, says Lukács, human beings only achieve their personhood, only become fully human, by interacting with other humans in a constantly changing, dynamic society. Realist authors select characters and details to portray their understanding of this ceaseless dialectic between the individual and society.

Solipsism and nihilism A full and proper understanding of society in all its relations is empowering, an analysis and understanding which gives people the confidence to mobile and change things. By contrast, Lukács accuses Modernists of turning their back on healthy interaction with the world, of rejecting society, and rejecting a historical understanding of how societies change and evolve.

And it is no great leap to go from the belief that nothing ever changes, to despair. Rejecting society and history leads the protagonists of Modernist fictions to:

1. be confined within the limits of their own subjective experiences (Joyce, stream of consciousness)
2. ultimately deprive the protagonist of even a self a personal history, since that history is (in a normal person) largely the interaction between themselves and the host of others, starting with their family and moving outwards, which constitute society

By exalting man’s subjectivity, at the expense of the objective reality of his environment, man’s subjectivity is itself impoverished. (p.24)

Man is reduced to a sequence of unrelated experiential fragments. (p.26)

Lukács invokes the teachings of Heidegger, as the godfather of 20th century existentialism, with his fundamental idea of Geworfenheit ins Dasein, of having been ‘thrown-into’-Being’, abandoned in a godless universe etc etc, all the self-pitying tropes which were promoted by existentialist philosophers, critics, playwrights, novelists, film-makers, rock stars and millions of teenagers in their lonely bedrooms ever since.

The individual, retreating into himself in despair at the cruelty of the age, may experience an intoxicated fascination with his forlorn condition. (p.38)

By contrast, Lukács invokes the fundamental insight of one of the founders of western philosophy – Aristotle – that man is a social animal: we only fully live and have our being in a social context. This insight goes through to Hegel in the early nineteenth century, who applies his mental model of the dialectic to the continual interplay between the healthily-adjusted individual and the society they find themselves in.

How does this play out in fiction? Well, the realist novelist such as George Eliot or Tolstoy chooses representative types, puts them in a narrative which represents realistic actions which capture the possibilities of their society, and selects details which highlight, bolster and bring out these two aspects. By and large things change in a realist novel, not least the characters, sometimes against the backdrop of dramatic social events (Middlemarch, War and Peace).

It is the interplay between a character and his or her fully realised environment, from Homer’s Achilles to Thomas Mann’s Adrian Leverkuhn, which gives us fully developed sense of character and, deeper than this, a dynamic sense of human potential. At bottom, the subject of the realist author is human change and development.

Moreover, he goes on to point out that all literature is, at some level, realistic. It would be impossible to have a totally non-realist novel (as you can have an utterly abstract work of art). More to his point, about the value of society and history:

A writer’s pattern of choice is a function of his personality. But personality is not in fact timesless and absolute, however it may appear to the individual consciousness. Talent and character may be innate; but the manner in which they develop, or fail to develop, depends on the writer’s interaction with his environment, on his relationships with other human beings. His life is part of the life of his times; no matter whether he is conscious of this, approves or disapproves. He is part of a larger social and historical whole. (p.54)

The Modernist, on the other hand rejects all this. More often than not their characters are extremes, psychopaths, neurotic, going mad, and he points to all of Samuel Beckett’s characters, but also the many mentally challenged characters in William Faulkner, of the man adrift on a sea of phenomena in Robert Musil’s Man Without Qualities. Details are chosen not to highlight their representativeness but to bring out the freakishness of themselves and the uncanny world they inhabit. And the plot or story is often sick and twisted, or barely exists, or revels in degradation and decline (Beckett).

(I laughed out loud when he described the way Beckett stands at the end of this tradition, as an example of ‘a fully standardised nihilistic modernism’, making him sound like a standard edition family saloon or entry level fridge freezer, p.53)

In a striking manoeuvre he invokes Freud as a godfather to Modernism, pointing out that Freud himself openly declared that his way of gaining insight into the structure of the ‘normal’ mind was via study of a colourful array of neurotics, obsessives and phobics. I.e. one of the major planks of though underlying all Modernist psychology, Freudianism, is based on the morbid and the unnatural (p.30)

Franz Kafka

Which brings us to Kafka. Kafka, for Lukács, even more than Beckett, for all his genius, represents the acme of the sickness that is Modernism. He points out a detail I’d forgotten which is that, as Joseph K is being led away to be executed, he thinks of flies stuck on flypaper, tearing their little legs off. This, Lukács says, is the vision at the heart of all Kafka’s fiction and at the heart of the Modernist worldview – humans are helpless insects, totally impotent, paralysed in a society they don’t understand, trapped in unintelligible situations.

Kafka’s angst is the experience par excellence of modernism. (p.36)

Lukács dwells on Kafka’s brilliant way with details, his eye for the telling aspect of a person or situation which brings it to life. But Lukács uses this fact to bring out the world of difference between the realistic detail in a realist fiction, which has been chosen because it is representative of the real world, properly conceived and understood – and the details in Kafka, which he chose with absolute genius to convey his sense of utter, paralysing futility and nonsense.

Kafka’s fictions are absolutely brilliant allegories, but allegories of nothing, allegories of emptiness (pp.44-45).

Thoughts

Pros

This is just a selection of some of Lukács’s insights in this short and, for the most part, very readable book. He may have been a slimeball, he may have been a criminal, he may have been a hypocrite, he may have been a toady to power – but there is no denying he was a clever man, very well read, and he conveys his learning fairly lightly. He doesn’t set out to be impenetrable as most French theorists do.

And he’s candid enough to admit that many of the experiments and new techniques and works written by the Modernists were dazzling masterpieces, and to concede that much of the stuff written under the aegis of Stalin’s Socialist Realism was tripe. He’s too sophisticated to defend rubbish.

But his basic critique that the Modernist works which Western critics, to this day, tend to uncritically adulate, do tend to foreground the outsider, the alienated, the loner, often with severe psychological problems, in fictions which often lack much plot or any interaction with other characters, and in which both hero and author have largely turned their back on wider society – this is very insightful. His analysis of the aspects of Modernist fiction is useful and stimulating.

And, having just read Kafka’s biography, his diagnosis of Kafka’s writings as the brilliant masterpieces of a very sick mind are completely spot on. I like the way he brings out the important of the just-so detail in Kafka’s works, the precise details which tip the whole thing over into paranoid nightmare.

Cons

But all that said, later on in the book an unnervingly more dogmatic tone emerges. Scattered references early in the book about the Cold War and the Peace Movement coalesce into political polemic. He links his concept of the Good Realist writers directly with the 1950s Peace Movement, which was strongly promoted by the Soviet Union amid disingenuous claims to want to end the Cold War (while all the time retaining a vice-like grip on Eastern Europe and funding destabilising communist insurgents around the world).

By contrast, he explicitly links some of the philosophers and authors of angst (most notoriously Heidegger) with Nazism and so tries to tar all Modernist authors with the taint of Fascism.

In other words, Lukács disappoints by making a direct and rather crude connection between a writer’s underlying worldviews and developments in international politics. He is not crude enough to blame individual writers for Fascism or capitalism – but he does point out repeatedly that they base their works on the same worldview that accepts the exploitation and alienation implicit in the capitalist system.

For most of the first half I enjoyed Lukács’s dissection of the psychopathology of Modernism. But when he began to directly relate it to capitalist-imperialism and to lecture the reader on how it led to The Wrong Side in the Cold War, the book suddenly felt crude, simplistic and hectoring.

When he suddenly states that:

The diabolical character of the world of modern capitalism, and man’s impotence in the face of it, is the real subject matter of Kafka’s writing (p.77)

I thought, How can such a clever, well-read man write something so crude?

  1. Kafka’s visions of human life crushed by a faceless and persecuting bureaucracy could equally well have come out of Czarist Russia with its notorious secret police.
  2. Kafka didn’t in fact live in an advanced capitalist society such as America, Britain or Germany – the endless useless bureaucracy of his books is not that of snappily efficient America or Germany, but precisely that of provincial Bohemia, a sleepy backwater entangled in the vast and impenetrable civil service of the Austro-Hungarian Empire.
  3. And Kafka would have been horribly out of place in any social system, at any time, as his biography brings home.

Worst of all, when, in the middle of the book, Lukács says that what counts about a writer isn’t their actual works, not their words or pages or techniques or style, but the general tendency of their thought… the implication is that this tendency can be measured by a commissar like himself, and suddenly I could hear the tones of Zhdanov and the other Soviet dictators of culture, whose crude diktats resulted in countless artists and writers being arbitrarily arrested and despatched to die in the gulag, crying out as they went that they meant no offence – while the apparatchiks calmly replied that they weren’t being punished for anything they’d actually said or done: they were being condemned to ten years hard labour for the tendency of their work.

At moments in this suave and sophisticated book, you suddenly glimpse the truncheon and the barbed wire of actual communist tyranny, which gives it a sudden thrill and horror not normally encountered in a genteel volume of literary criticism.

So it’s a complicated business, reading Lukács.


Related links

Related reviews

Dates are dates of composition.

Vladimir Nabokov on Franz Kafka (1954)

Vladimir Nabokov

The eminent Russian novelist, Vladimir Nabokov (1899 – 1971) fled the Russian Revolution to Germany in 1919 moving, eventually, on to France. Then, like many others, he was forced to flee France ahead of the Nazi invasion in 1940, crossing the Atlantic to America. Here he found work as an academic, and taught literature for twenty years, first at Wellesley (a private women’s arts college in Massachusetts, 1941-48) and then at Cornell University (1948-58). In his autobiography he claims to have written some 200 lectures on Russian and European literature as preparation for these jobs.

At his death Nabokov left a mountain of notes and manuscripts, including many of the lectures which were in a very unruly condition: some were entirely hand-written, some mostly typed out by his wife, but then covered in scrawls and corrections. It took nine years to select and then edit into presentable form a selection of just seven of the lectures, which were published in 1980, and concern:

  • Jane Austen – Mansfield House
  • Charles Dickens – Bleak House
  • Gustave Flaubert – Madame Bovary
  • Robert Louis Stevenson – Dr Jeckyll and Mr Hyde
  • Marcel Proust – The Walk by Swann’s Way
  • Franz Kafka – the Metamorphosis
  • James Joyce – Ulysses

Nabokov’s approach to literature

Nabokov disapproved of thematic, psychoanalytic, symbolic or other types of overarching critical schools, and was strongly against all socio-political interpretations of works of literature. He preferred to concentrate on the physical realities described in classic novels, and on the ‘sensuous details’ which add ‘sparkle’ to fiction.

‘Caress the details, the divine details!’

When I was at school and university I judged a lot of books on their political or social goals and aspects, simply because I knew so little about the world that each new book was a revelation, often of entire new schools of politics or philosophy or psychology.

Years later, I now share Nabokov’s view that the ostensible ‘subjects’ of much fiction (or art) are often trite and obvious, and that the big schools of interpretation – Marxism, feminism, psychoanalysis, deconstruction – often prostitute the texts in order to make their polemical points. That, in fact, the real interest lies elsewhere. As he puts it:

Style and structure are the essence of a book; great ideas are hogwash.

John Updike’s introduction

American novelist, essayist and poet John Updike (1932 – 2009) contributes an introduction to the essays. For the most part this is a pretty factual account of Nabokov’s childhood in St Petersburg, brought up in the bosom of a very wealthy upper-middle-class Russian family, his childhood exposure to English literature (his father read him Dickens in English, he was reading French literature fluently at an early age), then the flight to West Europe in the aftermath of the Revolution.

Updike describes Nabokov’s successive short-term jobs before he took up the one lecturing on literature at Wellesley, where he has special insight because his (Updike’s wife) was one of Nabokov’s students.

We are told various stories about the great man’s lecturing style and rules (sit in the same seat each week, no knitting!) alongside a snippet from the correspondence between him and heavyweight literary journalist, Edmund Wilson, in which Wilson successfully persuades Nabokov to include Jane Austen in his lectures, and recommends Bleak House as the best Dickens novel to teach.

Pleasantly gossipy though all this is, the only really substiantial bit is the last page or so where Updike politely takes issue with Nabokov’s aesthetic views.

Updike first enlists the best-known biographical fact about Nabokov, which is that he was a world-class expert on butterflies; he formally studied them in a university setting and wrote textbooks about them. The idea is obvious: years of looking under a magnifying glass at the tiny but beautifully formed detail of often minuscule insects, bled over or matched or was of a piece with Nabokov’s approach to literature – a fondness for detail and pattern above all else. In Updike’s words:

He asked, then, of his own art and the art of others a something extra – a flourish of mimetic magic or deceptive doubleness… Where there was not this shimmer of the gratuitous, or the superhuman and nonutilitarian, he turned harshly impatient… Where he did find  this shimmer, producing its tingle in the spine, his enthusiasm went far beyond the academic, and he became an inspired, and surely inspiring, teacher.

But Updike goes on to gently question this. He points out that even such an arch-aesthete as Wallace Stevens admitted that art, at some level, touches on reality. Updike says that in Nabokov’s lofty aesthetic ‘small heed is paid to the lowly delight of recognition, and the blunt virtue of verity’. Nabokov gives the impression of thinking that the entire world is an artistic creation, ‘insubstantial and illusionistic’.

But it isn’t. And even in the novels he’s chosen, the realistic core is vital. Both Madame Bovary and Ulysses:

glow with the heat of resistance that the will to manipulate meets in banal, heavily actual subjects.

(Note Updike’s own highly lyrical way with words.)

In his essay on The Metamorphosis Nabokov deprecates Gregor Samsa’s place in his philistine bourgeois family as ‘mediocrity surrounding genius’. But Updike thinks this doesn’t give enough credit to one of the basic elements of the story, which is that Gregor needs and loves these ‘crass’ people. He cannot leave them. He cannot stop thinking about them. In Nabokov’s view they are dispensable furniture cluttering up the aesthetic creation. In Updike’s more forgiving view, they are vital components in the psychology – which is the core – of the story. Who’s view do you agree with?

Vladimir Nabokov on The Metamorphosis by Franz Kafka

Nabokov begins by distinguishing between a fiction like The Metamorphosis and Dr Jeckyll and Mr Hyde. the latter is artificial in the sense that Jeckyll-Hyde dyad come from a Gothic melodrama and they are set against an unreal fantasy London decorated with fog borrowed from Dickens. Ie foreground and background are unreal.

By contrast in The Metamorphosis

the absurd central character belongs to the absurd world around him but, pathetically and tragically, attempts to struggle out of it into the world of humans. (Lectures on Literature, p.255)

Nabokov gives a potted biography of Kafka in which he baldly states that he was ‘the greatest German writer of our time’.

Nabokov briskly dismisses two popular approaches to Kafka: the line, founded by Max Brod, that Kafka was a saint seeking, through his works, for holiness. And the Freudian, psychological interpretation which focuses on Kafka’s lifelong prostration before his domineering father and the resultant paralysing sense of guilt. He quotes Kafka himself who was dismissive of psychoanalysis, calling it ‘a helpless error’. Nabokov recaps the precise family background of the Samsas i.e. father’s business went bankrupt five years earlier, owing debts, and young Gregor took a job with one of the debtors as a travelling salesman, and arranged for the family to move into this small apartment.

As to the change itself, Nabokov quotes the opening passage at length and highlights how wonderfully dreamy it feels in the original German – all lost in translation. He quotes a critic who points out that the life of a travelling salesman regularly consists of waking up in strange hotels and experiencing moments of bewilderment and disorientation.

Then again, the sensation of being lonely and isolated is a common one for the artist, the pioneer, the discoverer.

Nabokov applies his entomological expertise to deciding what kind of creature Gregor has changed into, dismisses the notion of a cockroach, concludes that the ‘many legs’ referred to are just a confused person’s impression of six legs – that therefore he is an insect – and then on the basis that he has a segmented front but a hard concave back, decides he must be some kind of beetle.

He now takes us through the story dividing it into multiple scenes, and examining, in particular, what themes are addressed or raised in each section. Thus:

In the opening scene the metamorphosis is still not complete and Gregor continues thinking as a man, specifically as an employee and wage earner who is late for work and is going to catch it from the boss. Thus he wastes a lot of effort trying to stand up on his rear legs like a man, and encounters all kinds of problems (crashing to the floor) because his mind hasn’t caught up with the change to his body.

Nabokov makes a simple point I hadn’t thought of which is that although Gregor becomes the insect, it is his family who are the parasites. All three of them sponge off his hard labour, up very early, working long hours, exhausting travelling.

Nabokov highlights the theme of doors, the way the small apartment is claustrophobic, divided into small rooms, whose doorways play a key role. The relatives knock on them and speak through them. Luckily he has locked them, as he locks the doors of the hotel rooms he is used to staying in. The opening and closing of doors will become increasingly symbolic as the story progresses.

Nabokov proceeds with a detailed reading of the text, embedding large chunks of the story in his lecture, and then commenting on them. His main point is to highlight the contract between, on the one hand, Gregor’s philistine family who slowly get used to the situation and go about their normal business, while – in the classic bourgeois way – trying to ignore the catastrophe which has overcome them, and the many instances of Gregor’s sweet nature which endure. For example, when he realises how disgusted his sister is at the sight of him when she delivers his food twice a day, he, at great labour, carries a sheet over to the couch in his room and arranges it so it hangs down over the edge of the couch so that, when Gregor the giant insect is underneath it, he is completely hidden from her sight.

Thus Nabokov emphasises the contrast between the sensitive son, with his ‘sweet and subtle human nature’, and the philistine heedless family, who he bluntly calls ‘morons’.

Nabokov doesn’t have much to say about the central scene of the story, he simply retells the events: how the mother and daughter decide to move the furniture out of Gregor’s room but the mother is not prepared for the sight of him, collapses on the sofa with a shriek, the daughter rushes into the living room to get some smelling salts, Gregor the beetle scuttles up behind her (first time he’s been out of his room) she turns round and is startled by him, dropping a bottle so a shard of glass cuts Gregor, she runs back into Gregor’s room and slams the door so Gregor is locked in the living room and runs round the walls and ceilings in  his agitation, till the father returns home, high and mighty in the uniform of his post as a bank commissionaire and, infuriated by the sight of Gregor, chases him round the living room hurling apples – the only available weapons – at him, one of which somehow ‘sinks into’ Gregor’s back, causing him immense pain, and the sister and mother finally exit Gregor’s room, allowing him to scuttle back inside with the door slammed behind him.

This is the climax at the centre of the story. Thereafter the family sink into passivity. They often leave the door of his room open and, from his darkened lair, he watches them eat their meals, the father doze off in his chair, his mother do the needlework she’s taken in to earn some money. Nabokov speculates that Gregor’s transformation might be catching and that the father might be getting it, refusing to take off his shiny uniform which, as a result, gets increasingly shabby and stained with food. Certainly there is a strong sense of decay over the whole story…

The actual catastrophe or turning point comes in the next act, after the three old men lodgers have moved in, severely inconveniencing the family, the father and mother taking over the sister’s room and the sister having to bunk down in the living room, having to be up and ready before the earliest lodger rises.

They hear her playing violin, they invite her into the living room to entertain them, Gregor’s door is ajar and he finds himself entranced by his sister’s (very bad playing) and unconsciously drawn towards her, slowly scuttling across the floor – until he lodgers spot him. Oddly, they are not terrified, merely angry that Gregor’s father has put them up next to such a monster. They serve notice that they’re quitting the rooms and also that they won’t pay any of the back rent owed.

This is the tipping point because it prompts a family conference which, unfortunately, Gregor overhears. For the first time his strong-willed sister refers to Gregor as ‘it’, and forcefully argues that they must get rid of ‘it’ because ‘it’ is ruining their lives. Sadly, Gregor retreats into his room, exhausted, run down, wounded by the festering rotten apple in his back and, around 3 in the morning, breathes his last.

Nabokov is unforgiving of the philistine family.

Gregor is a human being in an insect’s disguise; his family are insects disguised as people. (p.280)

He observes how the three lodgers are shown the dead body, covered in dust. They themselves appear dusty and shabby in the new warm spring sunlight. Then they pack their things and slowly descend the staircase from the Samsas’ apartment, much – Nabokov points out – as the Chief Clerk had fled down it at his first sight of Gregor. Nabokov is good at bringing out chiming echoes like this. He describes them as ‘themes’, like the themes in a work of classical music which appear, disappear, return amended in new keys or the minor mode.

Then the ironic epilogue, in which we see the three members of the Samsa family writing letters to their respective employers while the robust charwoman explains that she’ll get rid of ‘that thing’ in the other room for them. They take a trolleycar out to the countryside to enjoy the new warm spring weather. And the parents notice along the way that young Greta has blossomed into a plump full-bodied young woman.

Nabokov makes the devastating comment that she has ‘fattened herself’ on Gregor’s body, filling out as he wasted away.

The lecture ends with a brief summary in which Nabokov brings out the importance of threes – three doors to his room, three people in the family, three lodgers and so on. But warns against a superficial interpretation of ‘symbols’.

There are artistic symbols and there are trite, artificial, and even imbecile symbols. You will find a number of such inept symbols in the psychoanalytic and mythological approach to Kafka’s work, in the fashionable mixture of sex and myth that is so appealing to mediocre minds. (p.283)

This kind of trite symbolic interpretation should not get in the way of understanding the work’s ‘beautiful burning life’.

And a final brief reference to the tremendous clarity and formality of Kafka’s prose – the way there isn’t a single metaphor or simile in the entire story, which gives it a sort of black and white feel.

The limpidity of his style stresses the dark richness of his fantasy.

Thoughts

At the end of the day, Nabokov does not add greatly to one’s understanding of the story. A surprising amount of his lecture consists of simply reading out the text, with minimal commentary.

He epitomises a certain kind of teaching which simply consists of making the student pay really, really close attention to the text, and that is considered its own reward.

No greater insights are intended – nothing about society or human nature or the triumph of the proletariat or the Oedipus Complex or the Patriarchy or any of the numerous other critical theories with their clutters of buzzwords.

Simply paying close attention and noting the deployment of certain themes – the importance of doors and doorways, the recurrence of the stairway theme – these are enough in themselves, because they take you deeper into a full, sensual experience of the text and that, for Nabokov, is the point of art.


Related links

Related reviews

Dates are dates of composition.

The Trial by Franz Kafka (1925)

‘It gives me the feeling of something very learned, forgive me if what I say is stupid, it gives me the feeling of something abstract which I don’t understand, but which I don’t need to understand either.’
(Frau Grubach, The Trial page 27)

About Kafka

The Trial was left unfinished at Kafka’s death from tuberculosis in 1924. In one of the most notorious incidents in literary history, Kafka asked his friend and literary executor, Max Brod, to burn all his stories, novels, notes and drafts after his death, but Brod ignored this request, carefully edited the surviving texts, and arranged for their publication and promotion throughout the 1920s.

Thus The Trial was published in 1925, The Castle in 1926, America in 1927, and a collection of short stories in 1931. It was Brod’s decision not to burn, and then his dedication to editing and publishing the works, which made Kafka, already known in German literary circles, world famous.

The Trial – style

Not experimental in form As great works of literature go, The Trial is straightforward enough to read. There is no formal experimentalism, no cutting between points of view or stream of consciousness or insertions of bits of diary or newspaper, or any of the other tricks the Modernists used.

Blocks of prose The most notable feature is that, contrary to modern practice, the paragraphs are very long – pages and pages long. And the dialogue is embedded in them. Extended exchanges between two or three characters go on in one long, monolithic block of prose – utterly contrary to the modern practice of starting a new paragraph for each speaker, and each new bit of dialogue, no matter how brief.

These great blocks of solid text make Kafka’s prose rather hard going. You can’t tell at a glance whether a page consists of description or dialogue, and there are hardly any ‘breaks’, places where you can enter the big, solid page of print. The text looks and feels like an imposing monolith of words. If your concentration lapses even for a few seconds, it’s difficult to track back to the last bit you were paying attention to. There are no visual cues, making it hard to find your place again when you pick the book up after a break.

This might sound trivial but, in my opinion, contributes to the sense of struggle, effort and oppressiveness which the book radiates.

German Although Kafka was born and lived most of his life in Prague, he wrote in German. He spent most of his working life in an office at the Workers Insurance Office in Prague, only right at the end of his life quitting this job to go and try and earn a living in Berlin by his writing.

The Trial – the setting

It’s Joseph K’s birthday. He’s 30 years-old. He works in a bank where he holds the ‘comparatively high post’ (p.10) of ‘Assessor’ (at one point he refers to himself as ‘the junior manager of a large Bank’, p.48), and is deferred to by lowly clerks. He has a big office with a waiting room attached, and ‘an enormous plate glass window through which he looks down on ‘the busy life of the city’ (p.70).

Joseph lives in a rented room in a boarding house, and his landlady is Frau Grubach. Other lodgers include Fräulein Bürstner, a typist (p.16) and Frau Grubach’s nephew, one Captain Lanz, ‘a tall men in the early forties, with a tanned, fleshy face’ (p.91).

The plot

The plot is in a sense simple, has the simplicity of a fable or dream fantasia.

On the morning of his 30th birthday, Joseph K’s breakfast isn’t brought in by the cook, Anna, as usually happens. Instead two men arrive and announce themselves to be officials who have placed him under arrest. Their names are Franz and Willem. While Franz explains the situation, Willem sits in the living room and calmly eats Joseph’s breakfast (p.11). Neither are wearing official or police uniforms, but are dressed casually. They aren’t violent or threatening, their tone is much more of hard-done-by and misunderstood lowly bureaucrats just doing their jobs. Through the window, an old couple in the apartment opposite watch the goings-on. And the warders seem to have brought three ‘assistants’ who are rummaging around in the apartment, as well, looking at family photos on the piano (p.16).

This opening sets the tone of mystery and uncertainty. In the very first sentence we learn Joseph has been placed ‘under arrest’, but it’s never really clear what this means. Even the officials carrying out the arrest aren’t really certain about it.

‘I can’t even confirm that you are charged with an offence, or rather I don’t know whether you are or not. You are under arrest, certainly, more than that I do not know.’ (The Inspector, page 18)

Indeed, the officials leave Joseph free to go about his life exactly as before. He goes to work, he meets friends and his fiancée after work, everything continues as normal except for his nagging worry about what  being ‘under arrest’ means.

The following Sunday he is invited to a so-called ‘interrogation’. But when he turns up at the appointed location at the appointed time, he finds it is more like a meeting in a crowded church hall. The officials seated up on the stage are trying to make themselves heard, before Joseph tries to make a speech, despite various distractions in the audience.

In the next chapter he goes to the office of ‘the Prosecutor’, which turns out to be a dingy room at the end of a grubby corridor littered with shabby appellants and clients, and this meeting, also, becomes hopelessly confused, as Joseph finds himself distracted by the pretty wife of one of the officials.

In other words, The Trial is emphatically not a case of Joseph being arrested, carted off to prison and subject to harsh interrogations, the kind of thing which became routine in the Soviet Union and Nazi Germany and all the other totalitarian states which copied them during the 1930s and 40s.

Far from it. There is no police station or cell, no actual interrogation, nothing that well-defined and recognisable. Instead, there follows a series of dreamlike, very long-winded, and claustrophobically frustrating scenes.

Episodic

This air of continual uncertainty about what is going on, and what Joseph should do about it, and where and when and why he should be attending hearings, or whether he should be preparing documents to present to this or that official – he doesn’t know and his adviser, his uncle, having claimed intimate knowledge of the Court only ends up confusing things – all these levels of uncertainty are reinforced by the episodic structure of the novel.

The chapters start with variations on the same phrase – ‘One afternoon’, ‘A few evenings later’, ‘In the next few days’, ‘During the next week’, making each episode only loosely connected to the previous one, if at all.

The reasons for all this are clarified in Max Brod’s afterword to the novel. Here Brod explains that Kafka a) never finished the novel b) left it as a collection of fragments, of finished and unfinished chapters, and other scraps. It was Brod who decided what to include and exclude. Put simply, he included all of what seemed to be the ‘finished’ chapters, and excluded the fragments which were self-evidently incomplete.

As to the ordering of the chapters, again Brod relied on the fact that he had listened to Kafka reading excerpts of the book out aloud to Brod and other friends, and discussing it with them. That gave him a good sense of how things were meant to follow each other. Still, the novel we read is not the author’s final, definitive version: it is the best guess of an assistant.

All this helps to explain the ‘episodic’ feel of the ‘book’, as if the consecutive chapters nearly but don’t quite link up.

But then, this fragmentary and provisional state is entirely in tune with the text itself, which is also structured according to a kind of dreamlike lack of logic or consequence. Everyone talks to Joseph about his arrest and trial but he is at no point detained anywhere, or prevented from doing anything, and there is no actual trial in the entire book.

Indeed, as the book progresses you being to realise that the so-called ‘trial’ simply amounts to Joseph’s knowledge that he has been charged. He doesn’t know what for, and nobody can tell him. The ‘trial’ really amounts to the pervasive sense of guilt and unease which his plight comes to bleed into every area of  his life and every waking thought.

It’s in this sense that the trial is more of an existential condition rather than a procedure or event. The chapters don’t really move on ‘events’ or any kind of narrative, so much as deepen the mystery and confusion surrounding Joseph’s situation.

You begin to realise that there really could, in theory, have been any number of chapters in the book, since there isn’t really a plot as such. As you read on, you can see how Kafka laboured hard over getting down his conception of a man lost and persecuted by a world he doesn’t understand… but also why the approach he’s taken almost militates against it ever really being finished… The encounters with court officials, and the bad advice from relatives, and the bizarre encounters with various female characters, could all be expanded indefinitely. As in a nightmare.

Crowded with characters

I read The Trial when I was at school and over the years had developed the common impression that Joseph K. is one man alone against a vast faceless monolithic bureaucracy. But that is a completely misleading memory. The book is actually crowded with people, and shows Joseph embedded in multiple webs of relationships – personal, social, sexual, familial and professional.

Home and family In his boarding house live Frau Grubach, Fräulein Bürstner, a typist (p.92) and Frau Grubach’s nephew, one Captain Linz. Fräulein Bürstner is soon joined by a lodger to share her room, the sickly pale Fräulein Montag. There’s also Anna the cook (who we never meet) and reference is made to the house-porter and his son.

In Chapter Six Joseph’s Uncle Albert K. turns up (his name is only given on page 111). Albert shows Joseph a letter Joseph’s niece, the 17-year-old Erna, has written the uncle, expressing her concern about Joseph, who has promised to go and visit her but never has. That’s why Albert’s come to see him. Uncle Albert takes his nephew off to see the Advocate Huld.

In other words, far from being one man against a faceless world, just considering Joseph’s home already furnishes us with quite an extensive cast. In other words, the novel is surprisingly busy and populated.

The neighbours Joseph’s arrest is watched through the window from the apartment across the way by ‘two old creatures’, and a tall young man with a reddish beard (p.17). ‘A fine crowd of spectators!’ cries Joseph. Who are they? We never find out, they are just silent watchers, adding to the sense of voyeurism and unease.

Work At work Joseph interacts with a number of junior clerks, the Manager of the Bank invites him for a drive or for dinner at his villa (p.24) and the Deputy Director invites him to a party on his yacht, and then crops up in most of the subsequent Bank scenes, poking and prying around in Joseph’s office. At other points Joseph is seen giving orders to any number of junior clerks and, in several scenes, we see him dealing with customers of the bank, including a manufacturer, and then a cohort of three business men.

So, once again, he isn’t a solo agent, but embedded in a network of professional relationships.

Crowd scenes

There are not only far more characters than you might have expected, but plenty of actual crowds.

In Chapter Three Joseph is told to attend an ‘interrogation’ at a set time and place the following Sunday. But first of all he has a hard time finding the building, as it is in a warren of slums, the kind of late-Victorian slum where everyone is out on the street yelling and fighting or selling stuff from cheap stalls, or cleaning doorsteps etc. (This page and a half describing Juliusstrasse, p.42, is an interesting piece of social history and reportage.)

And when he gets to the building itself, Joseph discovers it is a rabbit-warren of corridors and staircases. And when he finally arrives at the room where the so-called ‘interrogation’ is meant to take place, he discovers it is packed out with a crowd, like a meeting in a village hall –

K. felt as if her were entering a meeting-hall. (p.45)

– and that the official meant to be conducting the ‘interrogation’ is ‘a fat little wheezing man’ sitting up on the stage, by a table along with a number of other officials and assistants. In fact there is no procedure at all, there is no actual interrogation, just long dialogues where both sides try to figure out what is happening, all of which is interrupted by a student right at the back of the hall, wrestling a women to the ground in a clinch, it’s not clear whether they’re having sex or not but it’s certainly a love or sexual embrace, which utterly distracts the crowd from the proceedings up at the front.

This is the complete opposite of the icily terrifying interrogation scenes in books like Nineteen Eighty-Four or Darkness at Noon. The initial scenes in the slum street reminded me of Dickens, and then the scene amid the crowded meeting is like a very long-winded dream which is going nowhere but in which you feel you’re drowning or asphyxiating, mixed in with surreally jarring details.

The whole book is like that, a series of encounters with grand-sounding officials who turn out to be shabby little men tucked away in grubby attic rooms who, when pressed, know remarkably little about the procedures of the Court, have only heard about the higher officials, point out the many ways Joseph has blotted his copybook and upset the powers-that-be without even realising it, and give ominous but often contradictory advice which, far from helping Joseph, sinks him deeper and deeper into a sense that he’ll never understand what’s going on or be able to do anything about it.

Court officials

Joseph meets umpteen representatives of ‘the authority’ under which he seems to have been arrested, starting with the two warders who make ‘the arrest, Franz and Willem, followed by the Inspector who takes over Fräulein Bürstner’s room to turn it into a makeshift office, and proceeds to explain everything, but in an obscure and puzzling way.

It is also odd and confusing that the three ‘assistants’ who are fussing around in the background of Fräulein Bürstner’s room turn out, on closer inspection, to be three young clerks he knows from his bank – Rabensteiner, Kullich and Kaminer.

It’s also confusing that later, describing it all to Fräulein Bürstner and apologising for the way they moved furniture around in her bedroom, Joseph refers to them collectively as ‘the Interrogation Commission’ (p.33) a phrase none of them had used. In other words, Joseph himself collaborates in making what was in reality two shabby badly-paid warders and a lowly inspector, appear and sound like something much more grand and official.

When, in Chapter Two, Joseph goes to the building in Juliusstrasse as instructed over the phone, he meets the ‘Examining Magistrate’, presiding over an ‘Interrogation Chamber’. But in reality the magistrate is a comical fat little man and the Interrogation Chamber is like a packed village hall.

In fact all the way through, the so-called officials have grand-sounding titles which contrast mockingly with their shabby surroundings (‘the dimness, dust, and reek’, p.47), their cheap suits and lack of authority or knowledge.

When he looks down at the first row of men in the meeting hall which constitutes the Interrogation Room, Joseph expects to see a row of wise and seasoned lawyers, but instead sees a row of senile old men with long white beards. All his expectations are subverted. Everything is old, decayed, ineffectual. This continual subversion of expectations is a form of satire, a kind of dream satire.

He goes on to meet:

  • the Law Court Attendant
  • the grey-haired worn-out litigant
  • a warder smartly dressed in a smart grey waistcoat who represents the Inquiries Department
  • the Clerk of Enquiries
  • the Law Court Attendant
  • the Advocate Huld
  • the Chief Clerk of the Court
  • the businessman
  • the painter Titorelli
  • the chaplain

The higher authorities

The most obvious thing about the ‘authorities’ that everyone tells him about, is that even though Joseph himself believes it to be a grand and mighty organisation…

There can be no doubt that behind all the actions of this court of justice, that is to say in my case, behind my arrest and today’s interrogation, there is a great organisation at work. (p.54)

… in reality, the only people he ever comes into contact with seem to be at the very bottom of the hierarchy, very junior officials who, once he gets to know them, stop being intimidating and, quite the opposite, come over as paltry and whinging, spending their time complaining that they don’t like their jobs, don’t know what this case is all about etc etc.

So if the low-downs are a shabby bunch, surely the higher-ups must be more impressive? But in conversation after conversation, not only with members of ‘the Court’ but with hangers-on and outsiders, like the Law Court Attendant’s wife, they all convey the same sense that the hierarchy of officials extends infinitely upwards, and can never be reached.

‘The higher officials keep themselves well hidden.’ (p.120)

‘For the Judges of the lowest grade, to whom my acquaintances belong, haven’t the power to grant a final acquittal, that power is reserved for the highest Court of all, which is quite inaccessible to you, to me, to everyone.’ (Advocate Huld p.175)

In the real world of 1910s Austro-Hungarian Prague, there was, of course, en entirely public hierarchy of law courts, from local to municipal up to a High Court and then to the Emperor, who could be appealed to by legal petition. Kafka knew all about it since he himself had studied law at university.

In parallel, in the Roman Catholic religion of Kafka’s Prague, there were numerous intermediaries – priests then bishops, archbishops, then saints, the Virgin Mary and then God himself who could be appealed to by prayer.

Both of these hierarchies have an end, a top, an ultimate authority.

But Kafka’s hierarchy has no top, no pinnacle. You can appeal upwards for the rest of your life, and never reach anyone who has the ultimate say. Because there is no ultimate say.

The ranks of officials in this judiciary system mounted endlessly, so that not even adepts could survey the hierarchy as a whole. (p.132)

Chapter Seven is the one which really brings this home, being the Advocate’s account of his situation, in which – typically – he laments the plight of advocates such as himself (i.e. one of being miserably ignored by ‘the higher authorities’), and the likely fate of any appeals Joseph might make (waste of time). If you don’t have time or patience to read the whole book, you could (arguably) read Chapter Seven to get a vivid understanding of what the ‘Kafkaesque’ really means.

Shabbiness

The novel is full of shabby, half-derelict buildings. All the locations of the great Authority which Joseph is trying to identify are rundown, dirty, and generally located up rickety staircases in the attic rooms of derelict buildings out in the suburbs.

The whole milieu, all the settings, are deliberately opposite to the Grand Palaces and Castles and Institutions of the Austro-Hungarian Monarchy which Kafka began writing under. Google anything about modern-day Prague and you get images of brightly painted palaces and castles and Baroque churches and olde buildings.

Kafka’s Pargue couldn’t be more different, shabby and dirty and rickety and tumbledown. The ceiling of the court in Chapter Two is so low that people watching proceedings from the gallery are bent nearly in two, and use pillows to prevent their heads banging against the roof.

In Chapter Three Joseph can’t believe that such an important personage as the Examining Magistrate lives in a creaky garret at the top of some narrow stairs (p.69). When he goes up there to investigate, Joseph discovers a long narrow hallway, lined with benches on which sit the shabby, defeated clients of the Court (p.73).

When Joseph starts to feel faint because it’s so hot and stuffy, a young woman attendant (there always seems to be one of these at hand) opens a skylight, and so much soot immediately falls into the corridor that they have to close it and wipe Joseph down (p.78).

It is symptomatic that even the dining room in Frau Grubach’s house is inconveniently long and narrow, into which two cupboards are wedged at angles and the table so long it makes the window at the very end all but inaccessible (p.89). All the buildings and stairs and corridors and rooms are like this – difficult, and inconvenient.

Or that the bedroom of the Attorney Huld is so dark and dingy, illuminated only by one weak candle, that Albert and Joseph are half way through a long explanation of Joseph’s case to the bed-ridden Advocate, before either of them realise that there is another guest in the bedroom, completely hidden in the shadows, namely the Chief Clerk of the Court (p.116).

On a later visit the Advocate tells him the defence attorneys are in fact only barely tolerated by the court and that their room is small and cramped, right up in the attic, lit only by a skylight which is so high up the only way to see out of it is to get a colleague to hoist you up onto his back, and even then the smoke from the nearby chimney would choke you and blacken your face. Plus there’s a hole in the floor through which, if you’re not careful, you might stick your leg (p.129).

When in Chapter Seven Joseph catches a taxi to go and consult with the painter Titorelli, on the advice of ‘the manufacturer’ who he meets at work (at the Bank), Joseph is dismayed to find the painter’s studio in a slum neighbourhood, with a gaping hole in the doorway, some disgusting effluent oozing out of a pipe, inexplicably a baby lying in filth and crying, and the garret up disproportionately high, long, narrow stairs, and the artist’s studio ‘a wretched hole’ (p.160) made of bare wooden planks, in which you can hardly take two paces in any direction. Although there is a window set in the ceiling, as the atmosphere grows more and more stuffy, and Joseph breaks into a sweat, he’s told it can’t be opened, oh no.

There is no relief anywhere.

Sex…

Part of the dreamlike atmosphere is the way Joseph drifts easily from woman to woman: I mean that he has barely encountered a woman before they routinely start flirting with him, and sometimes have sex with him.

Given the generally Victorian tenor of the book, with its insistence on correct dressing and formal manners, it is incongruous how, every time he meets a new woman, Joseph immediately starts thinking about ‘having’ her – and how easy these women then are to be seduced, holding hands, then kissing and, in some instances, having sex.

Elsa Joseph tells us he has a girlfriend of sorts, Elsa, who dances at a cabaret, and receives guests during the day in bed (p.24). I couldn’t work out fro the text whether this just meant she had Bohemian manners, or was a prostitute. (I’ve subsequently read that yes, she is intended to be a prostitute.)

Fräulein Bürstner In the course of a long conversation with Fräulein Bürstner in which he apologises for the impertinence of the men who ‘arrested’ him and took over her room for the purpose, Joseph takes her hand, then kisses her fingers and they begin a flirtation.

The Law Court Attendant’s wife When he visits the ‘court’ where his first ‘interrogation’ takes place, proceedings, such as they are, are interrupted by the bright-eyed woman at the back falling to the ground in the grip of a young man.

When Joseph returns to the ‘court’ the following Sunday, he finds it empty except for the same young woman. She shows him the books lying on the Examining Magistrate’s table – which he imagines will be weighty books of law – but they are in fact cheap pornography (p.61).

The woman shows him round, explaining that she is married to an official of the court, the Law Court Attendant, then starts flirting with him, ‘offering’ herself to him.

She tells him how the Examining Magistrate works late into the night and one night, she discovered him at the end of the bed, holding a lamp, and remarking on how beautiful she looks. He sent her a pair of silk stockings as a wooing present. He, the magistrate, knows that she is married. She is telling him naughty or provocative stories in order to signal her sexual availability, which she then makes overt when she pulls up her skirt to admire her stockings. A page later she tells him:

‘I’ll go with you wherever you like, you can do with me what you please. I’ll be glad if I can only get out of here…’ (p.65)

But she and Joseph have barely got into their flirtation before another young man, Bertold, appears in the meeting room and takes the wife off to an alcove for an intense conversation, which – to Joseph’s astonishment – soon progresses to him kissing her on the neck. When Joseph steps forward to protest, the young man sweeps the woman up in one arm (a gesture which, by itself, is surreal enough) and carries her away upstairs for the ‘use’ of the Examining Magistrate.

if she’s the mistress of the Examining Magistrate why was she flirting so fiercely with Joseph? Why did she let the other man kiss her? What does any of this mean?

Leni Then, in Chapter Six, Joseph’s Uncle Albert arrives and takes him by taxi to the home of the Advocate Huld, another rundown house, mostly in darkness. They’re shown up the stairs to the official’s room by another dark-eyed beauty, who we learn is named Leni (p.113) and is the old man’s nurse (he’s had a heart attack and is bed-ridden).

Half way through the conversation with the official they all hear a plate smash somewhere in the house and Joseph volunteers to go investigate. Down in the darkened hallway, Leni takes his hand and leads him away from the others, sits on his lap, kisses him and then pulls him forward onto the floor on top of her. The text then cuts to him getting up and adjusting his clothing. Presumably they have, in this lacuna, had sex! (p.123).

This seems to be confirmed when, at the end of the chapter, a furious uncle Albert asks Joseph what the devil he thinks he’s playing at, not only walking out on a vital meeting which will decide his future, but then sleeping with the nurse who is, according to Uncle Albert, also the Advocate’s mistress.

Again, a woman who appears to be ‘giving herself’ to Joseph, turns out to ‘belong’ to another man – and a man higher up in the authorities and officials of the Court. Is that the point? That any woman he flirts with turns out to be already co-opted by the Court? That the Court owns not only him, but all his personal relationships?

The pubescent girls In Chapter Seven, when Joseph visits the painter Titorelli in his rickety slum, part of the slum vibe is the way a gaggle of pubescent street girls flock around the visitor, and tease and torment the painter, continually interrupting their conversation through the keyhole and poking object, paper and straw, up through the floorboards. An unnerving note being struck when the ringleader of the girls gives Joseph an unmistakably flirtatious and sexually knowing look, as she shows him up to the painter’s garret.

Even Joseph notices the ubiquity of woman in  his story.

‘I seem to recruit women helpers’, he thought almost in surprise: ‘first Fräulein Bürstner, then the wife of the Law Court Attendant, and now this cherishing little creature…’ (p.121)

(The ‘cherishing little creature’ being sexy Leni who is sitting on Joseph’s lap at that moment.)

So, taken together, you get the strong feeling that these aren’t real ‘women’, so much as counters or markers in the elaborate game which is being played out.

Because it’s not as simple as the male protagonist finding a steady stream of women throwing themselves at him. That would be level one male sexual fantasy. Instead, there’s this added level that all the women who do so are already sexually involved with at least one, sometimes two or more, other men.

The Law Court Attendant’s wife is also snogging Bertold and seems to be the Examining Magistrate’s mistress. Similarly, Leni has sex with Joseph but appears to be the Advocate’s mistress, and, when he visits in Chapter Seven, he finds another client of the Advocate’s, along with Leni, both half undressed.

Like everything else, these sexual partners are themselves ambiguous and unstable, not fixed points. They present another layer of human interactions which turn out to be unreliable and ambiguous, continually putting the meaning of what Joseph thinks he’s doing in doubt.

Just as all the Court officials he meets turn out to be low-ranking and as powerless and confused as him i.e. are not what they seem – so all the women appear to make what, in the ordinary world, would be pretty binding commitments to Joseph (holding hands, kissing, groping and having sex) and yet are continually revealed to belong to someone else, to not be in the kind of relationship with him with Joseph mistakenly imagined.

… and violence

On the whole the novel eschews violence. Almost all of it consists of long-winded dialogue between bemused and puzzled characters, often with a lot of late-Victorian politeness and courtesy.

Which makes the occurrence of the rare moments of actual violence all the more shocking. In Chapter Five, titled ‘The Whipper’, Joseph is at work in the bank, when he hears noises from one of the many storerooms. When he opens it he discovers to his horror the two ‘warders’ who came to ‘arrest’ him, Franz and Willem, stripped half naked while a big rough, sunburned man wearing a leather jerkin like a blacksmith, is whipping them with a hard rod while they scream in pain.

This is so brutal and so unexpected, so completely unlike the dreamlike wanderings round a busy city and peculiarly inconsequential encounters in shabby rooms at the end of long dirty corridors, that it is difficult to know how to react.

Joseph reacts by desperately offering the man money to let Franz and Willem go, but – and here’s a very characteristic Kafka touch – the whippees themselves refuse. They acknowledge their guilt. And what is their crime? Having been too fond and familiar with Joseph. He is partly to blame for their shocking punishment.

But hang on – why is all this taking place in a room in his bank? It is like a Terry Gilliam film, where someone opens a door in a boring bank and there are two half-naked men being whipped. When one of them lets out a particularly piercing scream, Joseph shoots back out of the room and slams the door shut. He notices a couple of the bank’s clerks walking towards him to investigate the scream and so, in a fluster, orders them to go about some other business.

What makes this scene even more bizarre, is that – having gone home and been troubled about what he saw all night – the next day at the Bank, Joseph tentatively goes along the corridor to the same room, opens the door and… discovers the three men in exactly the same postures, and picking up the conversation where it left off! That really is like something out of a film or, a nightmare.

And it is also symptomatic of the highly episodic nature of the book in the way it is a stand-alone episode, self-contained and leading, apparently, nowhere. Did Kafka intend other scenes of extreme violence, of which there is now no trace? Or was it consciously intended to stick out on account of its violence?

We can guess that this is one of the many editorial problems which the author faced, which led to him abandoning the book and then, a decade later, being so embarrassed by it that he asked Brod to burn it all.

The trial of being

Chapter Seven is the one which really brings into focus the way that the trial has nothing to do with anything Joseph K. has actually done: it is a trial of his very existence. It brings into doubt everything about him.

By the time we get to this chapter, the trial has come to obsessing Joseph K. and is forcing him to go back over every single action he’s ever taken, every thought and gesture, to try and discover what it was that he did wrong.

To meet an unknown accusation, not to mention other possible charges arising out of it, the whole of one’s life would have to be passed in review, down to the smallest actions and accidents, clearly formulated and  examined from every angle. (p.143)

I think this is the sense of Brod’s remarks about Kafka’s religious concerns. This hypersensitive paranoid self-consciousness reminds me of the 17th century Scottish Presbyterians and English Puritans who kept minutely detailed diaries and journals dedicated for just one purpose: to monitor every act and thought which might indicate whether the author was among those pre-determined by Calvinist theology to hell and damnation.

The entire book describes Joseph K.’s efforts not so much to defend himself as to discover what it is he’s been charged with, and in fact he never finds out.

In fact the entire book is a masterpiece of (very verbose) obfuscation and delay.

In the stories which Kafka left us, narrative art regains the significance it had in the mouth of Scheherazade: to postpone the future. In The Trial postponement is the hope of the accused man only if the proceedings do not gradually turn into the judgment. (Walter Benjamin)

Pages and pages and pages are devoted to dialogue between Joseph and the Inspector or Examining Magistrate or the Law Court Attendant or the Advocate Huld or the Chief Clerk of the Court, and each, in turn, tut tuts over Joseph’s behavior and attitude and explains some of the processes, while continually emphasising that they don’t understand most of it, no, a man in his position barely understands the cases that pass through his hands, may spend weeks or months preparing papers which they send off to higher authorities but never see again, or are returned unread, or may have a damaging rather than a meliorating effect, you never can tell.. and so on and so on, endlessly.

The majority of the text is taken up by that testimonies of these ‘lower’ officials which rarely if ever describe any tangible process, but repeat in ever more tormenting detail what a lowly role they hold and how little they understand.

By half-way through the book you can see why Max Brod wrote that Kafka could have gone on adding an indefinite number of extra chapters, making up a never-ending sequence of interviews Joseph has with a never-ending series of minor officials, each with grand-sounding titles who, when he actually meets them, turn out to be ill or old or fat or grubby little men, shacked up in makeshift offices up in the attics of slum buildings in out-of-the-way parts of the city, who proceed to spend entire chapters telling him that his case is going badly, oh very badly, or that he’s missed some golden opportunities to improve his lot, but, ho hum, they must do what they can, although they don’t really have much power and most of their efforts come to nothing or might even be counter-productive, but he will certainly have to come back and talk to them at greater length. Again. Forever.

It is the repetition of this kind of scene which gives the book its dream-like feel and structure, the sense of fighting with a giant blancmange which can never be seized or grasped or properly pinned down or attacked, let alone defeated.

It gives you a really uncomfortable cumulative sense of smothering and asphyxiating in a series of long drawn-out very wordy encounters with petty officials which always leave you even more in the dark than when you started.

And always accompanied by the constant, hyper-anxious sense that, whatever you’re doing, it is wrong – you are offending and alienating people, the people you share a house with, your work colleagues who notice you increasingly neglecting your duties, every single figure of authority you come into contact with who looks at you, shakes their head and says ‘Tut tut, if only you’d come to me sooner’… and all the time, you don’t know what it is you’ve done wrong!

Credit

The Trial by Franz Kafka was published in German in 1925. The English translation by Willa and Edwin Muir was first published in 1935 by Victor Gollancz, then by Penguin in 1953. All references are to the 1977 Penguin paperback edition.


Related links

Related reviews

Max Brod’s postscript to The Trial

Franz Kafka

Franz Kafka was born in Prague, capital of Bohemia, a province of the Austro-Hungarian Empire, in 1883. Despite being born in what would become the capital of Czechoslovakia after the Great War, he was educated, spoke and wrote in German. Kafka died in June 1924 at the age of 40 from laryngeal tuberculosis. By the time of his death Kafka had published three collections of short stories, but he left behind a vast collection of manuscripts, notes and sketches, including the drafts of three book-length novels. Knowing he was dying, Kafka appointed his best friend, the successful literary journalist Max Brod, as his executor and asked him, verbally, and in writing, to burn every scrap of his notes and manuscripts.

Famously, Brod ignored the request and went on to meticulously organise and edit the (often unfinished) manuscripts, arranging for their publication, and thus ensuring that Kafka went on, after his death, to ultimately become one of the most famous authors of the twentieth century.

Why did Brod ignore his friend’s final request? The Penguin edition of The Trial prints the short epilogue in which Brod justifies ignoring Kafka’s last wishes, and explains why he instead preserved them all, edited them, and published them as the three novels – The Trial (1925), The Castle (1926) and America (1927) – and then a short story collection in 1931.

This is a detailed précis of that note.

Kafka’s reluctance to publish his writings

Brod tells us that nearly everything that Kafka published during his lifetime had to be extracted from him by (Brod’s) extensive persuasion and guile.

Kafka always referred to his writings as his ‘scribblings’ and other self-deprecating terms.

Kafka frequently read his writings to his small circle of friends ‘with a rhythmic sweep, a dramatic fire, a spontaneity such as no actor ever achieves.’

But he was reluctant to publish anything due to:

  • ‘certain unhappy experiences which drove him to a form of self-sabotage and a nihilistic attitude to his work
  • he always applied the highest religious standards to his own work and felt it fell short

(‘Religious’!? Yes, Brod thinks Kafka was a seeker ‘for faith, naturalness, and spiritual wholeness’. Many later critics have interpreted Kafka’s writings in all kinds of ways: Brod is the founder and chief proponent of seeing them as religious works.)

Kafka once told him that false hands were reaching out to (mis)lead him, while writing.

Kafka told him that what he had published so far had ‘led him astray in his further work’.

Kafka’s wish to have his writings burnt

Kafka left no will. Among his papers were found two documents in which he asked Brod to burn everything. One was a folded note which contained the following sentences:

Everything I leave behind me… in the way of notebooks, manuscripts, letters, my own and other people’s sketches and so on, is to be burned unread and to the last page, as well as all writings of mine or notes which either you may have or other people, from whom you are to beg them in my name.

There was also a yellowed and much older piece of piece of paper with a hand-written note. In it Kafka acknowledges that some of his stories are in print and so unavoidably in the public domain, then goes on to say:

Everything else of mine that I have written (printed in magazines or newspapers, written in manuscripts or letters) without exception, so far as it can be got hold of, or begged from the addressees… all this, without exception and preferably unread (although I don’t mind you looking into it, but I would much prefer that you didn’t, and in any case no one else is to look at it) – all this, without exception, is to be burned, and that you should do it as soon as possible is what I beg of you.

Brod’s reasons for refusing Kafka’s request

First, Brod says that some of his reasons for refusing the request are ‘private’. (Well, that’s frustrating, it would be good to know what they were, I wonder if he ever revealed them anywhere else…)

As to the ‘public’ reasons which Brod is minded to share with us, these are:

1. Once, during a jokey conversation about wills, Kafka had shown Brod the same folded note quoted above, and explained his wish to have all his writings burned, to which Brod had jokily given him fair warning, that if it came to it, he would refuse to follow these instructions. Franz made a joke of it, they both laughed, but as a result, Brod is convinced that Kafka knew in advance that his wishes would not be carried out. Thus, if he had truly wanted the papers burned, he would have appointed a different literary executor, a relative, a lawyer, someone with no interest in them as literature.

2. Brod tells us that, after this conversation in which he’d said that he wanted no more of his works to be published, Kafka had contradicted himself by allowing further works to be published, including four short stories in a volume titled The Hunger Artist.

3. Brod says that both the notes were written at a time in Kafka’s life when Brod knows that he was full of ‘self-hatred and Nihilism’. But in his last few years, according to Brod, Kafka’s life took an unexpected turn for the better, and he became much more happy and positive. The entire mind-set in which he wrote the notes became redundant.

4. As Brod stated at the start, every single piece of Kafka’s which was ever published had to be extracted from him by Brod’s persuasion and guile. But in every case, after they were published, Kafka was always pleased with the results. I.e. Brod had first-hand experience of seeing that, deep down, and no matter how much he publicly dismissed his works, Kafka did enjoy seeing his work in print, but was just hyper-sensitively shy about it.

5. All the arguments Kafka gave as to the negative personal and professional effect publishing had on him – such as that they created bad examples which misled his muse, or expectations which he couldn’t live up to – were rendered void by his death. Their publication would have no more effect on him.

These are the five ‘public’ reasons Brod gives for ignoring Kafka’s written wish that all his works be burned ‘unread’.

Max Brod and The Trial

Brod tells us that he came into possession of the manuscript of The Trial in 1920. [From another source I discover that Kafka wrote the book in a sustained burst of activity from August to December 1914, then in January 1915 dropped it, never to return.)

Kafka never actually wrote a title on the manuscript, but always referred to it as The Trial in conversation, so we can be confident about the title. The division into chapters, and the chapter headings are also Kafka’s. (Each of the chapters was neatly stored in a folder, even the unfinished ones.)

But The Trial is unfinished. The chapters themselves were never arranged in a final order. There is an obvious beginning (in which Joseph K is arrested), and a chapter titled The End (which he wrote early on, apparently, and in which Joseph K is murdered), but the order of all chapters in between was fluid.

To order them Brod tells us that used his own judgement, heavily based on the fact that Kafka had read a lot of the novel out loud to him and other friends, so he had a good feel for the intended order of most of it.

Before the final chapter, which features the death of the protagonist, Brod tells us that Kafka planned to include many more stages of the agonisingly uncertain processes and encounters described in the existing text, but Brod tells us that Kafka told him that the case was never to reach the supposed ‘highest Court’, and so:

in a certain sense the novel was interminable, it could be prolonged into infinity.

He tells us that the writing of the book wasn’t cut off by Kafka’s death from tuberculosis in 1924, but that Kafka had abandoned it earlier [1915, as mentioned above], when ‘his life entered an entirely new atmosphere’. It was abandoned, and after a few years Kafka felt unable to return to its mood and story, unable ever to complete it. Hence his written wish to have it (and the other unfinished novels) destroyed. You can understand Kafka’s motivation: he knew what his original intention had been, knew that he had nowhere near completed it, and knew that he would never again be in the frame of mind, to re-enter the text and complete it.

So, we conclude, Brod’s labour on the manuscript of The Trial amounted simply to:

  • separating the obviously finished from the obviously unfinished chapters
  • placing the finished ones in the correct order according to internal logic and what he remembered of Kafka’s readings
  • then approaching publishers to get it published

Which it was, in 1925, the year after Kafka’s death, bringing its dead author a trickle and then a flood of posthumous recognition.

Pretty obviously, the literary world owes Brod a vast debt of gratitude for his act of friendly disobedience.


Related links

  • Metamorphosis (1915)
  • The Trial (1925)
  • The Castle (1926)
  • America (1927)

Immortality by Milan Kundera (1990)

Kundera’s first novel fully in, and of, the West

Immortality was published in 1990 and it’s by far Milan Kundera’s longest novel, at a hefty 386 pages in the Faber edition. Both these facts are significant.

By 1990, 42 years had passed since the Communist seizure of power in 1948 which is the backdrop to his first two novels, and 22 years had passed since 1968, when the Russians invaded and crushed the Prague Spring, a trauma which formed the backdrop to The Book of Laughter and Forgetting and The Unbearable Lightness of Being. 15 years earlier, in 1975, Kundera had finally abandoned all hope Czech communism could be ‘reformed’, and left his homeland to go into exile in France. A lot of time had passed since all of these traumatic events.

And it shows. Immortality feels like the first of Kundera’s novels which is fully set in the West and which isn’t dominated by theories of History, the Communist Party, and the awful political events of his homeland.

The results, though, are not necessarily beneficial, and represent a definite falling-off in imaginative power and charge. I can identify three:

1. Instead of political insight, moaning

This long novel is full of all-too-familiar Western griping. The first-person narrator, who makes his first in-person appearance on page five:

  • dislikes the phrase ‘consumers’ (p.6)
  • dislikes the rock music pounding at him from every direction
  • dislikes the way everything is photographed (‘the lens is everywhere’, p.32. ‘God’s eye has been replaced by a camera,’ p.33)
  • he hates ‘what is sadly called fast food‘ (p.21)
  • he loathes the way the pavements of Paris are crowded to overflowing with people prepared to just walk right over you, forcing you to step onto the road (‘The cars that have filled the streets have narrowed the pavements…Their omnipresent noise corrodes every moment of contemplation like acid. Cars have made the former beauty of cities invisible.’ (p.271)
  • he has learned of something called a “soundbite” which he spends a page or so satirising (p.60)
  • even the border between the unimportant and the important has been erased by the universal unending BLAH of the media (p.372)

In other words, Kundera has gone from sounding like a cool and sexy lecturer to sounding like your moany old grandad.

2. The narrator suddenly sounds old

Listening to the plaints of this grumpy old man prompts you to reflect on what made his Czech-era fiction so great. Obviously there was the seriousness and intensity of the political backdrop and the fear and edge it gave to everyone’s lives.

But I wonder if it’s also because the protagonists of his earlier novels are young. Reading Immortality made me realise that part of the reason I like The Joke so much, maybe more than the famous later novels, is because its main protagonist, Ludvik, is young and tough. Although terrible things happen to him, he is a survivor, and although it turns out that he has misunderstood just about every important thing that ever happened to him, nonetheless it is in a proactive, uncomplaining way, which is inspiring and invigorating to read. His plan to humiliate Helena Zemanek may be immoral in all kinds of ways, but it is lively and funny.

The narrator of Immortality (pretty much the same meandering, opinionated narrator as in the previous two or three novels – basically, Kundera – or Kundera-as-he-presents-himself-in-his-novels), by contrast, sounds tired and and pissed off. Bloody lifts. Bloody muzak. Bloody paparazzi everywhere. Bloody packed pavements.

The essence of the ‘grumpy old man’ is that he’s given up. He just can’t be doing any more with muzak and the endless traffic and the crowds on the pavement. He put up with it for a certain amount of time but now…

And so an air of defeat sits over the book. It makes you realise that one of the inspiring things about the earlier books was their air of defiance – defying the communist authorities, defying conventional wisdom, defying the scorn of women, his heroes may well be wrong in their interpretation of their lives, but they are cocky and confident (Ludvik and Tomas) which is life-affirming – whereas the tone of Immortality is defeated and sad.

3. All too familiar

Another aspect of Kundera’s settled dislike of numerous aspects of the ‘free world’, is that we already know about it. When Kundera was writing about the kind of tyranny, fear and power plays which took place at all levels of society in a communist society, it was news, it was like reports from another planet, he was presenting fascinating and deep insights into situations which had a weird compelling logic all of their own and which we, in the West, had never experienced.

But when he moans about the busy traffic and packed sidewalks of Paris, or about the intrusiveness of the paparazzi, or how modern politicians don’t even bother to make coherent arguments in their speeches but just repeat sound bites worked out by their PR teams… that’s the kind of moaning about the modern world which we in the West grew up in. He sounds like lamenting editorials in the Daily Telegraph or Spectator.

4. Prolix

The stereotype of old men is that they go on and on, they are prolix, which Google defines for me as ‘tediously lengthy’. Well, as you read into it you realise part of the reason this book is his longest one is because many of the digressions and historical or cultural references which he’d have made into a snappy half-page in the earlier books, in this one go on for pages and pages.

I wonder if it was something to do with his editors or publishers. I wonder if there was some external constraint requiring the earlier books to be pithy and concentrated. Whatever the reason, it feels like someone has said you him, ‘Right you’re in the Free West now, you can write as much as you want.’ It feels like Kundera has undone his belt… and it’s all come flooding out, fifteen years-worth of everything he hates about the decadent West, its pampered narcissistic populations, and their horrifying shallowness, flowing and flooding into this great grumpy purge of a book.

Part One – The Face (44 pages)

Kundera tries to get us interested in a middle-aged woman he names Agnes. He explains how the idea for her character came to him after watching the wave of an older woman at a swimming pool to her young instructor. (This is not new. In The Unbearable Lightness of Being he candidly explains how the seed of Tereza’s character was sown when he heard a woman’s tummy rumbling inappropriately and trying to cover it up. The entire idea for the character of a woman ashamed of her body came to him in one flash.)

Agnes is married, she has a husband Paul, they discuss big ideas in dialogues of concentrated, pointed wit which could only exist in a novel or play.

Agnes drives to her sauna and health club. She has memories of her Father who everyone thought would die, but it was her Mother who suddenly died, her Father lingered on, when her sister came upon her Father having apparently torn up the photos of his marriage, the sisters had a furious argument and falling out.

Kundera projects his own ageing disillusionment onto her. God, the traffic! And the noise! And the endless yapping of the women at her health club! No surprise that she feels completely alienated, that she has

‘the feeling that she had nothing in common with those two-legged creatures with a head on their shoulders and a mouth on their face’. (p.43)

No wonder she compares human beings to Renault cars, mass produced variations on the same basic design, who can only just about be told apart by their faces, a unique combination of familiar elements (much the same as a machine’s serial number is a unique number though made up of familiar digits, p.13)

The close association of Agnes’ gripes with Kundera’s makes the reader feel that she is pissed off because her creator is.

Part Two – Immortality (45 pages)

Then suddenly we are whisked off into History.

In a sudden jump, we are shown the scene where Goethe, the great German poet, met Napoleon, in 1811. Briefly, though, as the great general is mostly distracted with aides and assistants running in and out. Having dwelt at length on the evils of the paparazzi and the ubiquity of cameras, Kundera wittily imagines their meeting being snapped by (invisible) cameras, and scripted by PR people. So much attention is paid because both sides realise this meeting might go down in Posterity. It might become immortal.

Having broached the idea of the immortality of the famous, this section settles into a long and – for Kundera – unusually uninterrupted sequence describing the dogged devotion of Bettina von Arnim for the ageing Goethe. We get her full biography, an explanation of how she is the daughter of a woman Goethe had a passion for when he was a young man. The point of the thirty or so pages detailing her story is that her obsessed fan worship came close to stalking. She bombarded the older man with letters and guarded his replies. Kundera subtly takes us into the mind of the old poet, presenting his awareness that she is more of a threat than a love interest, and explaining the changes in their relationship over the decades as he tries to ward her off.

Where all this is heading is the way, after the poet died in 1832, Bettina got her letters back and then proceeded to doctor all of them, and all Goethe’s replies, to make him sound much more in love with her than he ever was, and then published them in a volume titled A Child’s Correspondence with Goethe. The von Arnim version became part of the Goethe legend for a century, profoundly affecting biographers’ views of the great man until, by chance, in the 1920s the original letters were discovered, published and the record was set straight.

Fascinating though all this is as a chunk of biographical speculation about an interesting historical figure, its real impact is that it operates at a higher level.

For it can’t help making you reflect that, while Kundera was in Czechoslovakia – or imaginatively dominated by its political history – his fiction had an urgency about its subject matter. It was telling important truths about the plight of oppressed Europe. But by the time he was writing Immortality he had been living and writing in the West for nearly 15 years, and had been fully subjected to the capitalist West’s celebrity machine, with its never-ending round of press and PR stunts and book festivals and interviews and TV documentaries. And reading this long, long section about a woman obsessed with writing a book about a great German poet, and about the later writers who wrote books about the book the woman wrote about the great German writer – you can’t help feeling Kundera has become just another Famous Writer writing books about what a pain it is to be a Famous Writer.

Which just feels like a really over-familiar, tired and boring subject, the subject of far too many already-existing novels and novellas and short stories and plays and films about famous writers obsessed with other famous writers. It feels like Kundera was once out there, reporting on the world. But now he has entered The Literary Bubble, and is talking about himself and other people like him.

In a surreal twist, in the last three short sections of this part, Kundera imagines Goethe in heaven, strolling along and chatting to, of all people, Ernest Hemingway. Why? Because among 20th century authors Hemingway has probably come in for more criticism of his personal life and attitudes – show-off, womaniser, misogynist etc – than any other. So he makes a fitting companion to discuss the perils of immortality. For, as Goethe sadly comments: ‘That’s immortality. Immortality means eternal trial.’ (p.91)

Again, I couldn’t help thinking that Kundera was also discussing his own plight. While in the East he was a persecuted dissident speaking truth to power, and the supposed ‘bravery’ of his writings – the fact that they were suppressed in his home country, gave him tremendous cachet and glamour in Western literary circles.

But now he’s happily ensconced in the West, he is as free as the rest of us to write what he pleases and… just as likely to be criticised and pawed over by the enormous army of critics looking to make a reputation by slamming the famous, as well as dissected to pieces in a hundred thousand university seminar rooms and, of course, comprehensively vilified by feminists, who find his depiction of predatory men, the male gaze and his sexualisation of pretty much every female character in his oeuvre, a symptom of his gross misogyny.

So the conversation between Goethe and Hemingway doesn’t come across as inventively as intended; it sounds like more Kundera complaining about his own situation. Moaning about it.

Part Three – Fighting (110 -ages)

This is the longest section, made up of lots of sub-sections, which overflow with characteristic Kundera ideas.

First and foremost it returns us to 20th century France and to the female characters, Agnes and her sister Laura. (Back from early 19th century Germany – by the way, it’s odd how attracted Kundera is to Germany and German culture, the way Beethoven crops up in several of the stories and not, for example, the Czech composers Dvořák or Janáček. Maybe it is symptomatic of the way that, not only does he not want to be pigeonholed as a political novelist, he doesn’t even want to be labelled a Czech novelist: he is aspiring to be a European novelist.)

Agnes and Laura are a dyad and, since Kundera’s ideas generally come in very neat binary opposites, no-one is surprised that he sets up Laura and Agnes as opposites in a whole range of ways: they wear sunglasses for different reasons; have opposite attitudes towards their bodies, and towards sex (Laura’s profound at-homeness, her permanent eroticism – p.178 – versus Agnes’s preference for only occasional excitement). And so on. Maybe it’s me, but I found all this profoundly unengaging.

At a higher level than the actual story, what interested me more were the signs and symptoms in the text of the issue I’ve identified above – namely, all the ways in which this is Kundera’s first Western novel.

I kept finding signs of one big symptom, which is the way he feels overwhelmed by life in the West. There is just too much of everything. This sense of overmuchness comes out in all kinds of remarks and ‘insights’.

In our world, where there are more and more faces, more and more alike, it is difficult for an individual to reinforce the originality of the self and to become convinced of its inimitable uniqueness. (p.111)

Brought up in a small, sparsely populated country, under the pitifully austere conditions first of the war, then of communist tyranny, he is completely unprepared for the monstrous affluence, scale and bombardment of the free world, and this is revealed in lots of touches and ideas.

  • the notion that people are like Renault cars, variations on the same mass-produced model
  • the way there are hundreds of radio channels, but they all sounds the same, and the latest ad jingle is indistinguishable from the latest pop hit (p.90)
  • you just can’t find anywhere to park in Paris, these days (p.151)

And the notion that, although there are so many people, there is only a finite set of ideas. So many people, so few ideas (p.113), with the result that you end up hearing people repeating the same clichés as if they’ve just invented them themselves.

He moans about modern journalists who don’t report events but, more and more, just interview people, and like gladiators paid to goad and humiliate their interviewees. Again this sounds like sour grapes. You can’t help feeling Kundera has been ‘monstered’ by French journalists and is now getting his revenge (pp.121-124). The protagonist listens to a radio programme where an interviewer has got a film actor on but only wants to talk about his private life. Can’t we talk about my films, the actor asks. What are you trying to hide? the interviewer asks, insidiously. No escape from the ghastly insinuations of the all-powerful media (p.138)

He complains that political discourse has been taken over by Imagology which is run by imagologues (p.127) meaning the people who advise politicians on how to advertise and promote themselves, who run opinion polls which determine what everyone thinks is going on, who determine advertising campaigns and fashion, who determine what appears in newspapers, on TV and the radio, and how it is presented.

He laments that his grandmother in Moravia knew everyone in her village and what everything was made of, from her quilt to her house, to her meals, and knew all the neighbours – whereas his neighbour in his Paris flat drives to work, sits silently across from a colleague all day, then drives home and turns on the TV and believes everything it tells him (p.128). Tut tut, modern life, eh?

This grumbling is half-heartedly turned into ‘fiction’ by having the ‘imagologues’ in charge of the advertisers who fund the radio station Paul (Agnes’ husband) works for, tell its director, nicknamed the Bear, to sack him from his weekly radio talk. Although he carries on his main job as a lawyer, the sacking has a subtle effect, making him realise he is not as young and amusing as he likes to think he is.

Paul has a young friend at the radio station, an interviewer named Bernard, who has started to date Laura, Agnes’s older sister. Both are thrilled because they are being oh-so-naughty (him dating an older woman, she going out with a toyboy).

Paul and Agnes have a grown-up daughter, Brigitte. She is spoilt. Paul manned the barricades in Paris in 1968 (well, for a few days), and for him the boy poet Rimbaud was part of a gestalt which included Che Guevara, Mao and Jean-Paul Sartre. He was against comfortable bourgeois lives. Now he is bewildered by the way his daughter is all in favour of comfortable bourgeois lives, and enjoys living one at her parents’ expense.

One day, out of the blue, a stranger walks into Bernard’s office and hands him a scroll of paper, a certificate declaring him a Compleat Ass, then walks out. Bernard is astonished. It’s one of the few blocks or negatives he’s encountered in a lifetime of easy success. He is so preoccupied with this fate that he begins to neglect Laura, who begins to suspect he has taken a mistress. (There are a few pages detailing how Laura thinks she ‘knows’ Bernard because she has given herself so completely to him; but in fact she doesn’t know him at all: Kundera’s, by now, stock take on human relationships.)

He begins to distance himself from Laura (they don’t actually live together). She notices and becomes querulous. He begins to think of her as a nuisance. She follows him on one of his weekends away to write. He is angry. She is angry. She throws herself on him and they have one of those joyless Kundera couplings, both trying to outdo each other in their fury as they put each other through a humiliating roster of punishing positions.

Bernard announces he is going to Martinique for his annual getaway (nice lives these characters lead, don’t they? They are members of the privileged haute bourgeoisie, another reason not to like this book.) And Laura agonises about whether to go, whether to precede him, whether to commit suicide so he finds her body in his holiday home. She drags Paul and Agnes into her agonising, and then phones them from Martinique, claiming to have found a gun and to be about to shoot herself, and generally exhausting everyone by her histrionics. Days later she returns to Paris and turns up in Paul and Agnes’s apartment, leading to a furious argument between the sisters.

Hard to care.

Part Four – Homo sentimentalis (32 pages)

Kundera mixes up a great meringue of a disquisition about love and the soul and sentiment. He

  • invokes the story of Bettina’s love for Goethe
  • how it was interpreted by three 20th century authors (Rilke, Romain Rolland and Eluard – each in favour of Bettina and against Goethe’s apparent coolness [and each contemptuous of his fat peasant wife])
  • swoops from the troubadours of 12th century Provence to an analysis of the love affair at the heart of Dostoyevsky’s novel, The Idiot, to interpretations of love scenes from Don Quixote

He splits hairs, and refines definitions, and makes learnèd references in a mighty impressive way, but this is the first sustained passage in all Kundera which I found boring and pointless.

He discusses the nature of sentimentality at length without, I felt, really clarifying it very much. He then reverts to the relationship with Bettina von Arnem and, in particular, to Romain Rolland’s interpretation of a famous anecdote which Bettina recounted in her memoirs, but many scholars now think she made up.

One day Beethoven was visiting Goethe in Weimar and the two great men took a walk and they saw the Empress i.e. wife of the ruler of Weimar coming towards them with her entourage. Goethe stopped and ceremoniously swept off his hat and bowed. But Beethoven pulled his hat down harder over his head and continued walking, hands firmly behind his back.

This became a commonly repeated anecdote even though Bettina probably made it up. Kundera repeats it a number of times, and lays out various possible interpretations of its meaning.

I began to be irritated by the way Kundera repeatedly talks about European History as if it is a history of ideas and Great Art, as if the motor of history was Ideas like Romanticism or Sentiment. This just seems to me stupid. For me the important things about European history are its incessant wars which themselves derived from endless competition, and it was this ceaseless competition for power and one-up-manship which drove an unprecedented inventiveness in a) technology and engineering b) trade and economics, and which led directly to c) the conquest of foreign colonies and centuries of imperialism.

Kundera mentions none of this. Instead a made-up anecdote about two Great Men is meant to tell us about the nature of the European Soul.

I know this kind of focus, angle, approach appeals to a cohort of other writers, critics and readers, who think reality should be approached via stories and anecdotes about Great Writers and Artists. Maybe I thought so too, when I was young. But now I believe that it’s not only not an adequate approach to the complexity of life and history, but – worse – that it runs the risk of obscuring truths about the world, deeper understanding about the world, rather than enlightening its readers. It helps to create and sustain the Happy Bubble of Literary Consensus, while the real world crashes and bangs around us, inexplicably.

Once again the section ends with a jokey chat between Goethe and Ernest Hemingway in heaven. Goethe says he’s moved on now. He went to watch his Eternal trial and realises he doesn’t care. He realises now that as soon as he died not only did he, as a person, cease to exist, but his personhood fled from his books. They just became books like all the other books, which don’t contain his essence or anything like it.

Part Five – Chance (55 pages)

A chapter about the meaning of coincidences. In his Frenchified, endlessly theorising manner, Kundera suggests that there are five types of coincidence:

  • the mute coincidence
  • the poetic coincidence
  • the contrapuntal coincidence
  • the story-generating coincidence
  • the morbid coincidence

He discusses this with his companion, Professor Avenarius, an entirely fictional creation with whom he can have these kinds of mock-intellectual conversations. Now we learn that it was this Avenarius who marched into the office of Bernard the radio broadcaster and handed him the certificate declaring him a Compleat Ass.

Cut to Agnes: she wants to leave Paul and Paris and move back to Switzerland where she grew up. When her company open an office in Bern they offer her a job there and she leaps at the chance. In several passages scattered through this part, we see her thinking as she lies in bed in a Swiss hotel, reminiscing about her childhood, and about her last days with her dying Father – all taking place on this trip to Switzerland, before she gets into her car to drive back to Paris.

Meanwhile Kundera is enjoying a hearty meal (of roast duck) with the professor, at which he elaborates on his notion of the novel, namely that it should resist being able to be translated into other media – film, TV, cartoons. It should resist being reduced to one single line of events. That kind of novel is like whipping your characters down a narrow street towards one dramatic climax where the entire preceding text goes up in the flames of a ‘resolution’. No, a novel should be more fragmented and digressive.

A novel shouldn’t be like a bicycle race but a feast of many courses. (p.266)

Professor Avenarius shares with the narrator his night-time hobby. He goes jogging with a big carving knife and slices up the tyres of all the cars in his neighbourhood, doing so in a structured geometric way. He tried to interest an environmental group into organising a tyre-slashing commando but they booed him and drove off to protest the building of some nuclear power plant.

Then they discuss a troubling news item the narrator had heard on the radio. It concerned a teenage girl who attempted suicide by walking out of town and into the middle of a busy road and sitting down waiting to be squashed. Unfortunately, the radio explains, a number of cars swerved to avoid killing her and so crashed into the verge or ditch, killing and injuring numerous motorists.

Kundera enters sympathetically into the mind – or at least makes a systematic attempt to imagine the weak character, and the snubs and humiliations she’s received, which lead the girl not to proactively jump off a high building or poison herself, but to want something else to make it all stop.

Anyway, having heard the radio account, now Kundera treats us to a vivid description of three cars screeching off the road to avoid hitting her, all crashing at speed, bursting into flames and filling with the screams of people burning to death.

Meanwhile back in Paris, Professor Avenarius tries to persuade Kundera to come tyre stabbing with him, but the author is tired (after their big, boozy dinner) and walks home. Avenarius is just about to attack yet another tyre when a woman walks round the corner, almost bumps into him, and starts screaming. A crowd gathers. Avenarius is arrested.

As he is taken away a dazed man emerges from an apartment block and, seeing the arrest, hands Avenarius his business card saying he’s a lawyer, then goes over to the most recent car Avenarius has slashed and, seeing the shredded tyre, bursts into tears.

It is Paul. He’s just had a phone call from a provincial hospital saying his wife is there, seriously injured. When he staggers downstairs to get into his car he is appalled to discover its tyres have been slashed (unbeknown to him, by the big paunchy man who’s just been arrested and whose card he’s just given him). He calls Bernard to beg for a lift, but in the event his grown-up daughter Brigitte turns up, and as soon as he’s told her the news, they get back in her car and head off at top speed.

Agnes dies fifteen minutes before they get to the hospital.

Part Six – The Dial (64 pages)

After an unpromising start, this turns into the best thing in the book, worth reading almost by itself, as a short story or – given that this is Kundera – almost a parable in its smooth neatness.

It concerns the erotic life of a man who acquired the nickname ‘Rubens’ at school for his precocious ability at art.

The dial in question is the zodiac, for astrology, although not literally indicative of your life, is a metaphor for the way your life has a pattern, certain set themes, and you can’t escape them. The theme is elaborated via the early erotic career of this young man, Rubens. After a promising start, his artistic career sputters out and so he decides to devote his life to the pursuit of women.

There follow pages of subtle distinctions, categorisations and paradoxes to do with sex, and the different phases of the erotic life:

  • the period of athletic muteness
  • the period of metaphors
  • the period of obscene truth
  • the period of Chinese whispers

And a lot of chatter about different types of love – true love, fake love, high love, low love, love itself, devotional love – which initially repelled me.

But these early passages are worth reading through, because Rubens, as he pursues his erotic career, devoting his life to what seems like a highly improbable sequence of sexual adventures with an endless sequence of willing women, begins to discover strange and troubling things about human nature.

As he grows older he realises he can’t remember most of the hundreds and hundreds of couplings he has taken part in. Or remembers odd quirky details. He can’t remember the most sensational of the escapades, but, for some reason, it’s often the most plain with the most plain partners which haunt him. Why? It puzzles him.

Then, in Italy, visiting art galleries, he bumps into a woman he’d met way back, when she was just 17. He nicknames her the lute player on the spot, and, for years to come, whenever he’s in Paris (her home city) they meet up, two or three times a year, and make love.

Once, they nearly have a ménage à trois but, at the last minute, he sends the other man, his best friend, away. But not before they have stood all three, before the cracked old wardrobe mirror, and he noticed the lute player’s distant gaze, not seeing the scene in front of her, gazing into some remote infinity.

It is moments like that that haunt him, even as he notices his powers failing with other women. Ad as his powers decline, so does his interest. It becomes harder and harder, not to make love as such, but to care.

I thought it was a vivid insight when Rubens realises, after one particular failed encounter, that he has crossed a Rubicon and that, from now on, he will find his erotic fantasies only in the past.

When he was young he thought he had the whole world ahead of him, in chagrin at failing to make a career in art, he decided instead to ‘live life to the full’. But now, as he ages, he realises, when he looks back over his sexual career, that he can hardly remember any of it. The ‘fullness’ to which he has devoted his life, turns out to be empty. Or, not quite empty, but a series of random snapshots and moments. It is not the fullness he expected.

He had become used to phoning the lute player every time he was visiting Paris, to make an illicit rendezvous. He knows she’s married, it doesn’t bother her or him (it never does in Kundera novels). One day she says she can’t see him. She can’t see him ever again. His puzzlement feels genuine because it’s one of the first things in the book which isn’t explained. She just says no. He tries to talk her round, he gets a little cross, she just says ‘No’ to meeting.

He finally accepts it and gets on with his life and with his several other women, and we are told about his increasingly problematic relations with them – especially a young lover who he just can’t satisfy, no matter what he does. He can’t read her. He has no idea whether she’s satisfied or not by their sessions. He has no idea whether he’s satisfied, he’s just doing it because… because… well, why?

On a whim he phones the lute player, after years of silence. An unknown woman’s voice replies. He asks where she is. Where is Agnes? And the woman replies that Agnes is dead. Rubens rings off in shock, but we are moved, as well. All this time the lute player was the Agnes who has been the lead protagonist through all the modern part of the story.

In the final pages Rubens rifles through all the memories he has of his time with her, from their meeting and dancing at some disco when they were 17, through to their chance re-encounter in Rome, and then their settled routine of adulterous afternoons in Paris hotels. And now he envisions her body being cremated, going up in flames except that in his dream of it, Agnes sits up amid the flames, and her look is the same one she had in the mirror of the hotel with him and his friend, staring off into the distance, penetrating some private infinity.

The story ends there, and is the best part of the novel, because, although still packed with rather tiresome ratiocination, it seemed to me to contain more of humanity, of ‘the crooked timber of humanity’, of the strange depths and unexpected shallownesses and unpredictability and puzzling obstinate difficulties, of life as most of us experience it. It still has many of the qualities of the fairy tale or fable, which most Kundera fiction has about it, a too-pat and just-so quality. But, for me at any rate, it also had real emotional and psychological depth.

Part Seven – The Celebration

A sort of epilogue. The narrator is sitting in his health club, high in some building, with a view over Paris, chatting to Dr Avenarius over a bottle of wine, when in walks Paul. It appears to be years later for Paul is now married to Laura, Agnes’s sister. He is drunk. Kundera gives him a drunken philistine speech in which he says he never reads novels, he only reads biographies, and this is part of a conscious effort to overthrow the enormous aesthetic efforts of the Great Artists and break the symphonies down into bite-sized chunks which can be used in toilet paper ads, and the novels become merely replicas of their author’s lives, which are far more interesting and gossipy to read about.

The narrator / Kundera is appalled. All this is probably displacement of the frustration he’s feeling with his situation. His daughter, Brigitte, ran away when he married his dead wife’s sister, Laura. But has recently returned, with a baby. Once again they are at permanent daggers drawn and Paul is caught in the middle. Avenarius and the narrator sympathise.

Paul eventually goes off, following his wife into the changing rooms. We are told that Avenarius, big fat Avenarius, is having an affair with Laura behind Paul’s back. We learn that, on the night when he was arrested for apparently threatening a woman with a knife (when he was in fact slashing car tyres), Avenarius took Paul up on his offer to act as his lawyer, and that Paul got Avenarius acquitted.

It is typical of him that he was prepared to go to gaol as a rapist rather than to tell the truth about how he was really slashing people’s car tyres that evening. (And we, the reader, get the irony, that, if he had told Paul he was the tyre slasher i.e. that it was on account of Avenarius slashing Paul’s tyres that Paul missed his wife’s death by fifteen minutes, that Paul might well have strangled him to death.)

Before he leaves, Paul demonstrates the arm gesture which first attracted him to Laura. It is the same gesture with which Kundera created the character of Agnes at the start of the book. The narrator tells us it is two years to the day since he saw the middle-aged woman swimmer make that gesture and began writing the novel and now it is finished.


Conclusion

I found it difficult to review the Unbearable Lightness of Being because it felt so overflowing with ideas that it was impossible to capture them all, to pin them all down – and it combined this fizzing emporium of ideas with a highly charged and emotional narrative, and with plausible and, by the end, highly sympathetic characters.

I felt the exact opposite with Immortality.

There are two strands, one set in the present concerning the trivial characters of Laura and Bernard, Paul and Agnes, and their daughter Brigitte, and I found it impossible to care very much about these spoilt French bourgeois.

The other strand concerns Goethe and the misleading image of him created for posterity by his stalker-admirer, Bettina von Arnem. I found the biographical facts about Goethe mildly interesting, but the level of attention paid to the precise ways in which Bettina distorted the record, and then how her later admirers defended her at the great man’s expense, increasingly difficult to care about.

Part of the problem is the choice of Goethe as centrepiece. Generations of critics have pointed out that Goethe represents a great blind spot in English culture; he is a vast influence on the continent and yet he has never made much impression over here. His poetry doesn’t translate very well, if at all, and all the scientific explorations he made – into early chemistry, astronomy, the theory of light – were carried out much more definitively by British scientists. So at the centre of the novel is a detailed study of a key memoir which shaped the image of a great European cultural reference point about whom we in England know little and care less.

A novel about a gaggle of spoilt, upper-middle-class French, and a German poet no-one reads. Put like this, you can see why Immortality is a disappointment compared to its predecessors.

Another way of putting it is that the political and psychological intensity of Laughter & Forgetting and Unbearable Lightness made those books feel compelling and important. Somehow, this book, although it uses all the same techniques – the lecturing narrator, with his stylish insights and digressions – the invocation of Great Names from European Culture – its thoughts about the Contemporary World – somehow this novel never manages to get much beyond the merely interesting.

Put yet another way, it boils down to its final scene: Rarefied, very clever, highly literate, obsessed with sex, and high above the crowds whose mass culture they hate and despise, two old men ramble on about Goethe and literary reputations and adultery, making huge and sweeping generalisations about European History and European Society and the Romantic Era and a thousand other subjects, while being completely ignored by the world around them. When push comes to shove, I find the multifarious ever-changing world round them much more interesting than the rarefied and self-satisfied characters in this novel.

Credit

Immortality by Milan Kundera was first published in the English translation by Peter Kussi by Faber and Faber in 1991. All references are to the 1992 Faber paperback edition.


Related links

Milan Kundera’s books

1967 The Joke
1969 Life Is Elsewhere
1969 Laughable Loves (short stories)

1972 The Farewell Party
1978 The Book of Laughter and Forgetting

1984 The Unbearable Lightness of Being
1986 The Art of the Novel (essays)

1990 Immortality
1995 Slowness
1998 Identity

2000 Ignorance
2014 The Festival of Insignificance

The Art of the Novel by Milan Kundera (1986)

Need I stress that I intend no theoretical statement at all, and that the entire book is simply a practitioner’s confession? Every novelist’s work contains an implicit vision of the history of the novel, an idea of what the novel is; I have tried to express here the idea of the novel that is inherent in my own novels. (Preface)

This book contains seven essays on the art of the novel. First, a few observations.

Kundera is an academic Remember Kundera was a lecturer in ‘World Literature’ at Charles University in Prague for some 20 years (1952-75). This is a grand title and obviously encouraged a panoramic overview of the subject. Then he emigrated to France, where he continued to teach at university. He is, in other words, an academic, an expounder, a simplifier and teacher of other people’s views and theories, and that is probably the most dominant characteristic of his fiction – the wish to lecture and explicate.

He discusses a narrow academic canon You quickly realise he isn’t talking about the hundreds of thousands of novels which have been published over the past 400 years – he is talking about The Novel, the ‘serious novel’, ‘real novels’ – an entirely academic construct, which consists of a handful, well at most 50 novelists, across that entire period and all of Europe, whose concerns are ‘serious’ enough to be included in ‘serious’ academic study.

Non-British And he is very consciously European. This means many of his references are alien or exotic to us. Or just incomprehensible. When he says that The Good Soldier Schweik is probably the last popular novel, he might as well be living on Mars. There is no mention of Daniel Defoe, of Walter Scott, Jane Austen, Dickens, Trollope, George Eliot, Conrad, Henry James, DH Lawrence or Virginia Woolf, or anyone from the British ‘Great Tradition’ except the dry and dusty Samuel Richardson, in some histories, the founder of the English novel. He mentions Orwell’s ‘1984’ to dismiss it as a form of journalism. All Orwell’s fiction, he thinks, would have been better conveyed in pamphlets.

There is no mention of American fiction: from Melville through Twain, Hemingway and Faulkner (OK, Faulkner is mentioned right towards the end as one of the several authors who want nothing written about their lives, only their works), Updike or Roth or Bellow. No reference to science fiction or historical fiction or thrillers or detective fiction. Or children’s fiction. There is no mention of South American fiction (actually, he does mention a novel by Carlos Fuentes), or anything from Africa or Asia.

Some exceptions, but by and large, it is a very very very narrow definition of the Novel. Kundera can only talk as sweepingly as he does because he has disqualified 99.9% of the world from consideration before he begins.

1. The Depreciated Legacy of Cervantes (1983)

In 1935 Edmund Husserl gave a lecture titled ‘Philosophy and the Crisis of European Man’. He identifies the Modern Era as starting with Galileo (Dialogue Concerning the Two Chief World Systems, 1632) and Descartes (Discourse on the Method, 1637) and complains that Europe (by which he includes America and the other colonies) has become obsessed with science and the external world at the expense of spirit and psychology, at the expense of Lebenswelt.

Kundera says that Husserl neglected the novel, which was also born at the start of the modern era, specifically in the Don Quixote of Miguel Cervantes (1605). It is in the novel that Europeans have, for 400 years, been investigating the interior life of humanity. The novel discovers those elements of life which only it can discover. Therefore the sequence of great novelists amounts to a sequence of discoveries about human nature:

  • Cervantes – explores the nature of adventure
  • Richardson – the secret life of feelings
  • Balzac – man’s rootedness in history
  • Flaubert – details of the everyday
  • Tolstoy – the intrusion of the irrational into decision making
  • Proust – the elusiveness of time past
  • Joyce – the elusiveness of time present
  • Mann – the role of ancient myth in modern life

At the start of the Modern Era God began to disappear, and with him the idea of one truth. Instead the world disintegrated into multiple truths. In the novel these multiple truths are dramatised as characters.

The whole point of the novel is it does not rush to judgement, to praise or condemn. Religion and ideologies (and political correctness) does that. The whole point of the novel is to suspend humanity’s Gadarene rush to judge and condemn before understanding: to ‘tolerate the essential relativity of things human’ (p.7).

He describes how there is a straight decline in the European spirit, from Cervantes – whose heroes live on the open road with an infinite horizon and never-ending supply of adventures – through Balzac whose characters are bounded by the city, via Emma Bovary who is driven mad by boredom, down to Kafka, whose characters have no agency of their own, but exist solely as the function of bureaucratic mistakes. It’s a neat diagram, but to draw it you have to leave out of account most of the novels ever written – for example all the novels of adventure written in the later 19th century, all of Robert Louis Stevenson, for example.

As in all his Western books, Kundera laments the spirit of the age, how the mass media are making everything look and sound the same, reducing everything to stereotypes and soundbites, simplifying the world, creating ‘the endless babble of the graphomanics’ –  whereas the novel’s task is to revel in its oddity and complexity.

2. Dialogue on the Art of the Novel

In a written dialogue with an interviewer, Kundera moves the same brightly coloured counters around – Cervantes, Diderot, Flaubert, Proust, Joyce. The novel was about adventure, then about society, then about psychology.

He states his novels are outside the novel of psychology. There’s psychology in them but that’s not their primary interest.

Being a central European he sees the 1914-18 war as a catastrophe which plunged art and literature into the grip of a merciless History. The essential dreaminess of a Proust or Joyce became impossible. Kafka opened the door to a new way of being, as prostrate victim of an all-powerful bureaucracy.

He clarifies that a key concern is the instability of the self: which is why characters often play games, pose and dramatise themselves; it is to find out where their limits are.

He clarifies his approach as against Joyce’s. Joyce uses internal monologue. There is no internal monologue at all in Kundera. In fact, as he explains it, you realise that the monologue is his, the author’s as the author tries different approaches in order to analyse his own characters. His books are philosophical analyses of fictional characters. And the characters are conceived as ‘experimental selfs’ (p.31), fully in line with his core idea that the history of the novel is a sequence of discoveries.

If the novel is a method for grasping the self, first there was grasping through adventure and action (from Cervantes to Tolstoy). Then grasping the self through the interior life (Joyce, Proust). Kundera is about grasping the self though examining existential situations. He always begins with existential plights. A woman who has vertigo. A man who suffers because he feels his existence is too light, and so on. Then he creates characters around these fundamentals. Then he puts them into situations which he, the author, can analyse, analyse repeatedly and from different angles, in order to investigate the mystery of the self.

Thus a character is ‘not a simulation of a living being. It is an imaginary being. An experimental self.’ (p.34) Making a character ‘alive’ means getting to the bottom of their existential problem’ (p.35).

A novel examines not reality but existence. And existence is not what has occurred, existence is the realm of human possibilities, everything that man can become, everything he’s capable of. (p.42)

The novelist is neither historian nor prophet: he is an explorer of existence. (p.44)

The novel is a meditation on existence as seen through the medium of imaginary characters. (p.83)

A theme is an existential enquiry. (p.84)

3. Notes inspired ‘The Sleepwalkers’

The Sleepwalkers is the name given to a trilogy of novels by the Austrian novelist Hermann Broch (1886 – 1951). The three novels were published between 1928 and 1932. They focus on three protagonists and are set 15 years apart:

  1. Joachim von Pasenow set in 1888
  2. August Esch set in 1903
  3. Wilhelm Huguenau set in 1918

In their different ways they address on core them: man confronting the disintegration of his values.

According to Kundera, before one writes one must have an ontological hypothesis, a theory about what kind of world we live in. For example The Good Soldier Švejk finds everything about the world absurd. At the opposite pole, Kafka’s protagonists find everything about the world so oppressive that they lose their identities to it.

After all, What is action? How do we decide to do what we do? That is, according to Kundera, the eternal question of the novel. (p.58)

Through an analysis of the plots of the three novels, Kundera concludes that what Broch discovered was the system of symbolic thought which underlies all decisions, public or private.

He closes with some waspish criticism of ‘Establishment Modernism’, i.e. the modernism of academics, which requires an absolute break at the time of the Great War, and the notion that Joyce et al. definitively abolished the old-fashioned novel of character. Obviously Kundera disagrees. For him Broch (whose most famous masterpiece, The Death of Virgil didn’t come out till the end of World War Two) was still opening up new possibilities in the novel form, was still asking the same questions the novel has asked ever since Cervantes.

It is a little odd that Kundera takes this 2-page swipe at ‘Establishment Modernism’, given that a) he is an academic himself, and his own approach is open to all sorts of objections (mainly around its ferocious exclusivity), and b) as he was writing these essays, Modernism was being replaced, in literature and the academy, by Post-Modernism, with its much greater openness to all kinds of literary forms and genres.

4. Dialogue on the Art of Composition (1983)

Second part of the extended ‘dialogue’ whose first part was section two, above. Starts by examining three principles found in Kundera’s work:

1. Divestment, or ellipsis. He means getting straight to the heart of the matter, without the traditional fol-de-rol of setting scenes or background to cities or towns or locations.

2. Counterpoint or polyphony. Conventional novels have several storylines. Kundera is interested in the way completely distinct themes or ideas can be woven next to each other, setting each other off. For the early composers a principle of polyphony was that all the lines are clear and distinct and of equal value.

Interestingly, he chooses as fine examples of his attempts to apply this technique to his novels, the Angels section in The Book of Laughter and Forgetting – which I found scrappy and unconvincing – and Part Six of The Unbearable Lightness of Being, which I think is by far the worst thing he’s ever written, embarrassingly bad.

There’s some chat about Kundera’s own personal interventions in his novels. He emphasises that anything said within a novel is provisional hypothetical and playful. Sure, he intervenes sometimes to push the analysis of a character’s situation deeper than the character themselves could do it. But emphasises that even the most serious-sounding interventions are always playful. They can never be ‘philosophy’ because they don’t occur in a philosophical text.

From the very first word, my thoughts have a tone which is playful, ironic, provocative, experimental or enquiring. (p.80)

This is what he means by ‘a specifically novelistic essay’ i.e. you can write digressions and essays within novels but, by coming within its force field, they become playful and ironic.

The final part is an analysis of his novels in terms of their structure, their architecture i.e. the number of parts, the way the sub-sections are so distinct. And then a really intense comparison with works of classical music, in the sense that the varying length and tempo of the parts of his novels are directly compared with classical music, particularly to Beethoven quartets. Until the age of 25 he thought he was going to be a composer rather than a writer and he is formidably learned about classical music.

5. Somewhere behind (1979)

A short essay about Kafka. He uses the adjective Kafkan, which I don’t like; I prefer Kafkaesque. What does it consist of?

  1. boundless labyrinth
  2. a man’s life becomes a shadow of a truth held elsewhere (in the boundless bureaucracy), which tends to make his life’s meaning theological. Or pseudo-theological
  3. the punished seek the offence, want to find out what it is they have done
  4. when Kafka read the first chapter of The Trial to his friends everyone laughed including the author. Kafka takes us inside a joke which looks funny from the outside, but…

Fundamentally his stories are about the dehumanisation of the individual by faceless powers.

What strikes Kundera is that accurately predicted an entire aspect of man in the 20th century without trying to. All his friends were deeply political, avant-garde, communist etc, thought endlessly about the future society. But all of their works are lost. Kafka, in complete contrast, was a very private man, obsessed above all with his own personal life, with the domineering presence of his father and his tricky love life. With no thought of the future or society at large, he created works which turned out to be prophetic of the experience of all humanity in the 20th century and beyond.

This Kundera takes to be a prime example of the radical autonomy of the novel, whose practitioners are capable of finding and naming aspects of the existential potential of humanity, which no other science or discipline can.

6. Sixty-Three Words (1986)

As Kundera became famous, and his books published in foreign languages, he became appalled by the quality of the translations. (The English version of The Joke particularly traumatised him; the English publisher cut all the reflective passages, eliminated the musicological chapters, and changed the order of the parts! In the 1980s he decided to take some time out from writing and undertake a comprehensive review of all translations of his books with a view to producing definitive versions.

Specific words are more important to Kundera than other novelists because his novels are often highly philosophical. In fact, he boils it down: a novel is a meditation on certain themes; and these themes are expressed in words. Change the words, you screw up the meditations, you wreck the novel.

A friendly publisher, watching him slog away at this work for years, said, ‘Since you’re going over all your works with a fine toothcomb, why don’t you make a personal list of the words and ideas which mean most to you?’

And so he produced this very entertaining and easy-to-read collection of short articles, reflections and quotes relating to Milan Kundera’s keywords:

  • aphorism
  • beauty
  • being – friends advised him to remove ‘being’ from the title of The Unbearable Lightness of Being’: but it is designed to be a meditation on the existential quality of being. What if Shakespeare had written: To live or not to live… Too superficial. He was trying to get at the absolute root of our existence.
  • betrayal
  • border
  • Central Europe – the Counter-Reformation baroque dominated the area ensuring no Enlightenment, but on the other hand it was the epicentre of European classical music. Throughout the book he is struck by the way the great modern central European novelists – Kafka, Hasek, Musil, Broch, Gombrowicz – were anti-Romantic and modern just not in the way of the flashy avant-gardes of Rome or Paris. Then after 1945 central Europe was extinguished and – as he was writing this list – was a prophetic type of the extinguishment of all Europe. Now we know this didn’t happen.
  • collaborator – he says the word ‘collaborator’ was only coined in 1944, and immediately defined an entire attitude towards modernity. Nowadays he reviles collaborators with the mass media and advertising who he thinks are crushing humanity. (Looking it up I see the word ‘collaborator’ was first recorded in English in 1802. This is one of the many examples where Kundera pays great attention to a word and everything he says about it turns out to be untrue for English. It makes reading these essays, and his ovels, a sometimes slippery business.)
  • comic
  • Czechoslovakia – he never uses the word in his fiction, it is too young (the word and country were, after all, only created in 1918, after the Austro-Hungarian Empire collapsed). He always uses ‘Bohemia’ or ‘Moravia’.
  • definition
  • elitism – the Western world is being handed over to the control of a mass media elite. Every time I read his diatribes against the media, paparazzi and the intrusion into people’s private lives, I wonder what he makes of the Facebook and twitter age.
  • Europe – his books are streaked with cultural pessimism. Here is another example. He thinks Europe is over and European culture already lost. Well, that’s what every generation of intellectuals thinks. 40 years later Europe is still here.
  • excitement
  • fate
  • flow
  • forgetting – In my review of The Book of Laughter and Forgetting I pointed out that Mirek rails against forgetting as deployed by the state (sacking historians) but is himself actively engaged in trying to erase his past (claiming back his love letters to an old flame). Kundera confirms my perception. Totalitarian regimes want to control the past (‘Orwell’s famous theme’), but what his story shows is that so do people. It is a profound part of human nature.
  • graphomania – he rails against the way everyone is a writer nowadays, and says it has nothing to do with writing (i.e. the very careful consideration of form which he has shown us in the other essays in this book) but a primitive and crude will to impose your views on everyone else.
  • hat
  • hatstand
  • ideas – his despair at those who reduce works to ideas alone. No, it is how they are treated, and his sense of the complexity of treatment is brought out in the extended comparison of his novels to complicated late Beethoven string quartets in 4. Dialogue on the Art of Composition
  • idyll
  • imagination
  • inexperience – a working title for The Unbearable Lightness of Being was The Planet of Inexperience. Why? Because none of us have done this before. We’re all making it up as we go along. That’s what’s so terrifying, so vertiginous.
  • infantocracy
  • interview – as comes over in a scene in Immortality, he hates press interviews because the interviewer is only interested in their own agenda and in twisting and distorting the interviewees’ responses. Thus in 1985 he made a decision to give no more interviews and only allow his views to be published as dialogues which he had carefully gone over, refined and copyrighted. Hence parts two and four of this book, although they have a third party asking questions, are in the form of a dialogue and were carefully polished.
  • irony
  • kitsch – he’s obsessed with this idea which forms the core – is the theme being meditated on – in part six of the Unbearable Lightness of Being. It consists of two parts: step one is eliminating ‘shit’ from the world (he uses the word ‘shit’) in order to make it perfect and wonderful, as in Communist leaders taking a May Day parade or TV adverts. Step two is looking at this shallow, lying version of the world and bursting into tears at its beauty. Kitsch is ‘the need to gaze into the mirror of the beautifying lie and to be moved to tears of gratification at one’s own reflection.’ (p.135)
  • laughter – For Rabelais, the comic and the merry were one. Slowly literature became more serious, the eighteenth century preferring wit, the Romantics preferring passion, the nineteenth century preferring realism. Now ‘the European history of laughter is coming to an end’. (p.136) That is so preposterous a thought I laughed out loud.
  • letters
  • lightness
  • lyric
  • lyricism
  • macho
  • meditation – his cultural pessimism is revealed again when he claims that ‘to base a novel on sustained meditation goes against the spirit of the twentieth century, which no longer likes to think at all. (p.139)
  • message
  • misogynist – gynophobia (hatred of women) is a potential of human nature as is androphobia (hatred of men), but feminists have reduced misogyny to the status of an insult and thus closed off exploration of a part of human nature.
  • misomusist – someone who has no feel for art or literature or music and so wants to take their revenge on it
  • modern
  • nonbeing
  • nonthought – the media’s nonthought
  • novel and poetry – the greatest of the nivelists -become-poets are violently anti-lyrical: Flaubert, Joyce, Kafka (don’t think that’s true of Joyce whose prose is trmeendously lyrical)
  • novel – the European novel
  • novelist and writer
  • novelist and his life – quotes from a series of novelists all wishing their lives to remain secret and obscure: all attention should be on the works. Despite this, the army of biographers swells daily. The moment Kafka attracts more attention that Josef K, cultural death begins.
  • obscenity
  • Octavio – the Mexican writer, Octavio Paz
  • old age – frees you to do and say what you want.
  • opus
  • repetitions
  • rewriting – for the mass media, is desecration. ‘Death to all those who dare rewrite what has been written!’ Jacques and His Master
  • rhythm – the amazing subtlety of rhythm in classical music compared to the tedious primitivism of rock music. Tut tut.
  • Soviet – the Germans and Poles have produced writers who lament the German and Polish spirit. The Russians will never do that. They can’t. Every single one of them is a Russian chauvinist.
  • Temps Modernes – his cultural pessimism blooms: ‘we are living at the end of the Modern Era; the end of art as conceived as an irreplaceable expression of personal originality; the end that heralds an era of unparalleled uniformity’ (p.150)
  • transparency – the word and concept in whose name the mass media are destroying privacy
  • ugly
  • uniform
  • value – ‘To examine a value means: to try to demaracte and give name to the discoveries, the innovations, the new light that a work casts on the human world.’ (p.152)
  • vulgarity
  • work
  • youth

7. Jerusalem Address: the Novel and Europe (1985)

In the Spring of 1985 Kundera was awarded the Jerusalem Prize. He went to Jerusalem to deliver this thank you address. It is a short, extremely punch defense of the novel as a form devoted to saving the human spirit of enquiry in dark times.

In a whistlestop overview of European history, he asserts that the novel was born at the birth of the modern era when, with religious belief receding, man for the first time grasped his plight as a being abandoned on earth: the novel was an investigation of this plight and has remained so ever since.

The novel is the imaginary paradise of individuals. It is the territory where no one possesses the truth… but where everyone has the right to be understood. (p.159)

Every novel, like it or not, offers some answer to the question: What is human existence, and wherein does its poetry lie? (p.161)

But the novel, like the life of the mind, has its enemies. Namely the producers of kitsch and what Rabelais called the agélastes, people who have no sense of humour and do not laugh. He doesn’t say it but I interpret this to mean those who espouse identity politics and political correctness. Thou Must Not Laugh At These Serious Subjects, say the politically correct, and then reel off a list which suits themselves. And kitsch:

Kitsch is the translation of the stupidity of received ideas into the language of beauty and feeling. It moves us to tears of compassion for the banality of what we think and feel. (p.163)

The greatest promoter of kitsch is the mass media which turns the huge human variety into half a dozen set narratives designed to make us burst into tears. We are confronted by a three-headed monster: the agélastes, the nonthought of received ideas, and kitsch.

Kundera sees European culture as being under threat from these three forces, and identifies what is most precious about it (European culture), namely:

  • its respect for the individual
  • for the individual’s original thought
  • for the right of the individual to a private life

Against the three-headed monster, and defending these precious freedoms, is set the Novel, a sustained investigation by some of the greatest minds, into all aspects of human existence, the human predicament, into human life and interactions, into human culture.


Central ideas

The novel is an investigation into man’s Lebenwelt – his life-being.

Novelists are discoverers and explorer of the capabilities, the potentialities, of human existence.

Conclusions

1. Fascinating conception of the novel as a sustained investigation into the nature of the self, conducted through a series of historical eras each with a corresponding focus and interest.

2. Fascinating trot through the history of the European novel, specially the way it mentions novelists we in England are not so familiar with, such as Hermann Broch or Diderot or Novalis, or gives a mid-European interpretation to those we have heard of like Kafka or Joyce.

3. Fascinating insight into not only his own working practice, but what he thinks he’s doing; how he sees his novels continuing and furthering the never-ending quest of discovery which he sees as the novel’s historic mission.

But what none of this fancy talk brings out at all, is the way Milan Kundera’s novels are obsessed with sex. It is extraordinary that neither Sex nor Eroticism appear in his list of 63 words since his powerfully erotic (and shameful and traumatic and mysterious and ironic) explorations of human sexuality are what many people associate Kundera’s novels with.

Last thoughts

Changes your perspective It’s a short book, only 165 pages with big gaps between the sections, but it does a very good job of explaining how Kundera sees the history and function of the novel, as an investigation into the existential plight of humanity. It changed my mental image of Kundera from being an erotic novelist to being more like an existentialist thinker-cum-writer in the tradition of Sartre.

The gap between Britain and Europe There is a subtler takeaway, which is to bring out how very different we, the British, are from the Europeans. True, he mentions a few of our authors – the eighteenth century trio of Richardson, Fielding and Sterne – but no Defoe, Austen, Scott or Dickens.

The real point is that he assumes all European intellectuals will have read widely in European literature – from Dante and Boccaccio through Cervantes and into the eighteenth century of Diderot, Voltaire, the Marquis de Sade. And when you read the French founders of critical theory, Barthes or Derrida, or the influential historian Foucault, they obviously refer to this tradition.

But it remains completely alien to us in Britain. Not many of us read Diderot or Novalis or Lermontov or even Goethe. We’ve all heard of Flaubert and Baudelaire because, in fact, they’re relatively easy to read – but not many of us have read Broch or Musil, and certainly not Gombrowicz. Though all literature students should have heard of Thomas Mann I wonder how many have read any of his novels.

My point being that, as you read on into the book, you become aware of the gulf between this huge reservoir of writers, novels and texts in the European languages – French, German and Russian – and the almost oppressively Anglo-Saxon cultural world we inhabit, not only packed with Shakespeare and Dickens, but also drenched in American writers, not least the shibboleths of modern American identity politics such as Toni Morrison or Maya Angelou.

Reading this book fills your mind with ideas about the European tradition. But at the same time it makes you aware of how very different and apart we, in Britain, are, from that tradition. Some of us may have read some of it; but none of us, I think, can claim to be of it.

Credit

The Art of the Novel by Milan Kundera was first published in French in 1986. The English translation was published by Grove Press in the USA and Faber and Faber in the UK in 1988. All references are to the 1990 Faber paperback edition.


Related links

Milan Kundera’s books

1967 The Joke
1969 Life Is Elsewhere
1969 Laughable Loves (short stories)

1972 The Farewell Party
1978 The Book of Laughter and Forgetting

1984 The Unbearable Lightness of Being
1986 The Art of the Novel (essays)

1990 Immortality
1995 Slowness
1998 Identity

2000 Ignorance
2014 The Festival of Insignificance

%d bloggers like this: