Oroonoko, or the Royal Slave by Aphra Behn (1688)

Aphra Behn

Aphra Behn (1640 – 1689) is generally considered the first known professional female writer in England. She was a very successful playwright, producing at least 15 plays, mostly Restoration comedies. She was a widely published poet, translator, essayist and writer of prose fictions.

She lived through troubled times – growing up during the civil wars (1637 – 53) she was 9 or so when King Charles was executed in January 1649, lived through the Commonwealth of Oliver Cromwell and was 20 or so when Charles II was restored. There are at least four biographies of Behn, plus numerous introductions to her work. They all agree that she welcomed the return of the Stuart dynasty, was popular with Charles II, and even did some spying for him abroad (on a journey to Antwerp). Back in London she was part of the set of rakish poets and playwrights which included John Wilmot Earl of Rochester, to whom she dedicated a poem.

‘Behn was a lifelong and militant royalist, and her fictions are quite consistent in portraying virtuous royalists and put-upon nobles who are opposed by petty and evil republicans/Parliamentarians.’ (Wikipedia)

Charles II died in 1685 (in Oroonoko he is referred to as ‘his late Majesty, of sacred Memory’) and was succeeded by his brother James II, triggering an uprising by Charles’s illegitimate son, the Duke of Monmouth, in the Protestant cause.

This was successfully defeated but three years later, when 1. James’s Catholic wife Mary of Modena gave birth to a son who was set to be raised a Catholic with the threat that Britain risked becoming a Catholic country, combined with 2. James’s foolish decision to prosecute seven Anglican bishops for seditious libel, led to a rebellion of the Protestant hierarchy who a) expelled James b) invited Prince William of Orange (a state in the Low Country), because of his marriage to James’s (solidly Protestant) daughter, Mary, to come and rule Britain.

This seismic event in British history and its political and legal consequences, for a long time referred to as The Glorious Revolution, had barely bedded in when Behn died, aged (if her birth date is correct) just 49.

Oroonoko

Oroonoko, or the Royal Slave is the longest and most successful of Behn’s prose pieces. It was a hit in her lifetime and was immediately turned into a successful stage play, going on to have at least three other stage adaptations and revivals.

Basically, it’s a tragic love story. Oroonoko is a prince of Coramantian, the 17th century name for what later became known as the Gold Coast, and later still became modern-day Ghana. Oroonoko is the grandson of the king of Coromantian, who has an impressive harem of wives. By the age of 17 Oroonoko is a heroic warrior and goes to war under the guardianship of the people’s greatest general, and blossoms into:

one of the most expert Captains, and bravest Soldiers that ever saw the Field of Mars: so that he was ador’d as the Wonder of all that World, and the Darling of the Soldiers.

The text has that tone throughout – Oroonoko is depicted as the greatest, noblest, most educated, wisest and wittiest and bravest and manliest man that ever lived. Oroonoko is available in several OUP and Penguin paperbacks all of which are introduced by feminist scholars, all of whom make the same point that Behn was an ‘outsider’ in the man’s world of literary Restoration England – and so they all point out the poignancy / structural appropriateness of her depicting another type of outsider to the ‘white supremacist, racist, misogynist discourse ‘of Restoration England, a black man.

Except that, as I read on, it seemed to me Behn makes her black hero a kind of epitome of civilisation conceived very much along European lines:

for his Discourse was admirable upon almost any Subject: and whoever had heard him speak, would have been convinced of their Errors, that all fine Wit is confined to the white Men, especially to those of Christendom; and would have confess’d that Oroonoko was as capable even of reigning well, and of governing as wisely, had as great a Soul, as politick Maxims, and was as sensible of Power, as any Prince civilis’d in the most refined Schools of Humanity and Learning, or the most illustrious Courts.

Not least because Oroonoko has had European tutors and governors:

Some Part of it we may attribute to the Care of a Frenchman of Wit and Learning, who finding it turn to a very good Account to be a sort of Royal Tutor to this young Black, and perceiving him very ready, apt, and quick of Apprehension, took a great Pleasure to teach him Morals, Language and Science; and was for it extremely belov’d and valu’d by him. Another Reason was, he lov’d when he came from War, to see all the English Gentlemen that traded thither; and did not only learn their Language, but that of the Spaniard also, with whom he traded afterwards for Slaves.

Thus:

Oroonoko, who was more civiliz’d, according to the European Mode, than any other had been, and took more Delight in the White Nations; and, above all, Men of Parts and Wit.

So Oroonoko is not quite the ‘outsider’ or ‘other’ figure that the politically correct introductions led me to believe.

It’s also striking that Behn deliberately removes from her hero some of the most prominent physical characteristics of people of colour.

His Nose was rising and Roman, instead of African and flat: His Mouth the finest shaped that could be seen; far from those great turn’d Lips, which are so natural to the rest of the Negroes. The whole Proportion and Air of his Face was so nobly and exactly form’d, that bating his Colour, there could be nothing in Nature more beautiful, agreeable and handsome. There was no one Grace wanting, that bears the Standard of true Beauty. His Hair came down to his Shoulders, by the Aids of Art, which was by pulling it out with a Quill, and keeping it comb’d; of which he took particular Care.

He does not have a large nose, or ‘great turn’d lips’, or frizzy Afro hair, but a Roman nose, flat lips, and shoulder-length, straight hair. He sounds more like a native Indian than an African. As educated as a European? Looking more like an Indian than an African? this is not quite the African prince I had expected.

Anyway, back to the love story. In the heat of the battle, the brave old general sees an arrow heading for Oroonoko and throws himself in front of it, dying from his wound. The general had one daughter, Imoinda, so Oroonoko goes to see her to tell her how bravely her father died.

Imoinda is, of course, a stunning beauty. The leading quality of Behn’s mind is exorbitance: everything is the bestest of the best.

This old dead Hero had one only Daughter left of his Race, a Beauty, that to describe her truly, one need say only, she was Female to the noble Male; the beautiful Black Venus to our young Mars; as charming in her Person as he, and of delicate Virtues. I have seen a hundred White Men sighing after her, and making a thousand Vows at her Feet, all in vain and unsuccessful. And she was indeed too great for any but a Prince of her own Nation to adore.

And Imoinda’s wonderful appearance is confirmed when Oroonoko actually visits her:

When he came, attended by all the young Soldiers of any Merit, he was infinitely surpris’d at the Beauty of this fair Queen of Night, whose Face and Person were so exceeding all he had ever beheld, that lovely Modesty with which she receiv’d him, that Softness in her Look and Sighs, upon the melancholy Occasion of this Honour that was done by so great a Man as Oroonoko, and a Prince of whom she had heard such admirable Things; the Awfulness wherewith she receiv’d him, and the Sweetness of her Words and Behaviour while he stay’d, gain’d a perfect Conquest over his fierce Heart.

The point of giving these three long quotes is to show how Behn’s prose works – with long sentences which swell with Romantic clichés and stereotypes – the language of Restoration poetry which was devoted to describing a narrow group of stereotyped qualities – Beauty of body and face; Love with its world of sighs and passions; Warrior qualities of sternness and bravery; and the Tragic Mode of grief and tears.

And every Important word is in Capitals.

Slavery

In another reversal of the politically correct interpretation of Oroonoko as a victim of white imperialism, he quite calmly gives the fair Imoinda a gift of slaves which he captured in the recent battle. The casualness with which Behn describes this suggests that slave-taking, selling and giving were part and parcel of the African societies of the time, or at least that Behn thought so:

So that having made his first Compliments, and presented her an hundred and fifty Slaves in Fetters, he told her with his Eyes, that he was not insensible of her Charms; while Imoinda, who wish’d for nothing more than so glorious a Conquest, was pleas’d to believe, she understood that silent Language of new-born Love; and, from that Moment, put on all her Additions to Beauty.

Note how the 150 slaves are mentioned only in passing and don’t merit as much space as the looks of love which the two lead characters exchange.

In fact the text then goes on to make it perfectly plain that Oroonoko is a slave trader in his own right. When an English ship arrives on the coast:

The Master of it had often before been in these Countries, and was very well known to Oroonoko, with whom he had traffick’d for Slaves, and had us’d to do the same with his Predecessors… To this Captain [Oroonoko] sold abundance of his Slaves…

So when Oroonoko is himself made a slave, it is no more than the fate he has dealt out to hundreds of his countrymen. In fact, when he is caught and sold into slavery Oroonoko he will meet many of the blacks he himself sold into slavery in the previous years.

Some of the mechanics of slavery are explained from what is, presumably, first hand experience.

  • how merchants in the West Indies contract with the captains of slave ships to bring back specified numbers of slaves
  • how the slave traders break up the slave into ‘lots’, deliberately mingling men, women and children from different tribes, so that they often speak different languages and dialects, to prevent them conspiring together
  • how the slave owners ignore the slaves’ real names and give them simpler, easier English names (as Oroonoko will be renamed ‘Caesar’, see below)

The narrator

The tale is told in the first person by a woman narrator, made plain in several places, including:

his Misfortune was, to fall in an obscure World, that afforded only a Female Pen to celebrate his Fame; tho’ I doubt not but it had lived from others Endeavours, if the Dutch, who immediately after his Time took that Country, had not killed, banished and dispersed all those that were capable of giving the World this great Man’s Life, much better than I have done.

The narrator tells us that she lived in Surinam, and spends a couple of pages describing the character of the native inhabitants with whom she and the other white colonists deal and trade. Among these is the description of an elaborate native head-dress the narrator was given and which she later donated to ‘the King’s Theatre’ for a production of The Indian Queen.

Now this was a real historical play which was produced in Behn’s London, so many critics see the story as overt autobiography, linking the narrating voice directly with Behn herself which – along with the vividness of her descriptions of the local climate, flowers and wildlife (armadillos) – persuades some modern scholars that Behn did indeed travel to Surinam and personally witness much of what she describes.

Whereas other modern scholars completely disagree, and point out that Behn could have gathered every scrap of detail she uses in the narrative from current books of exotic travel and description.

You pays your money and you believes whichever version takes your fancy.

The plot

Oroonoka falls in love with Imoinda and they perform a ceremony of troth-making, though not officially getting married.

The king of Coramantia – Oroonoka’s grandfather – hears about Imoinda’s wondrous beauty and also that Oroonoka is wooing her. He has her brought to his palace to join his harem, specifically to join him in the royal bath. Imoinda throws herself on his mercy and begs her innocence. The king ignores her pleas, takes her into his bath and into his bed. However, we are assured quite a few times that he is old and impotent – therefore he may ogle her and caress her but cannot ‘possess’ her. This is to ensure she remains a virgin for Oroonoka.

A word about virginity

In The Vicar of Wakefield, and Pamela and Oroonoko I am fascinated by the intense importance – the moral and emotional and legal and religious importances – that are put on the quality of female virginity, and also by the numerous flowery periphrases which are used to tastefully describe it.

 whether she was robb’d of that Blessing which was only due to his Faith and Love.

I am not yet known to my Husband.

’Twas not enough to appease him, to tell him, his Grandfather was old, and could not that Way injure him

for Imoinda being his lawful Wife by solemn Contract, ’twas he was the injur’d Man,

I believe he omitted saying nothing to this young Maid, that might persuade her to suffer him to seize his own, and take the Rights of Love.

… the Vows she made him, that she remained a spotless Maid till that Night, and that what she did with his Grandfather had robb’d him of no Part of her Virgin-Honour; the Gods, in Mercy and Justice, having reserved that for her plighted Lord, to whom of Right it belonged.

the old King had hitherto not been able to deprive him of those Enjoyments which only belonged to him,

But as it is the greatest Crime in Nature amongst them, to touch a Woman after having been possess’d by a Son, a Father, or a Brother, so now he looked on Imoinda as a polluted thing wholly unfit for his Embrace;

In part, then, Oroonoko joins the vast record of humanity’s complete inability to sensibly organise relationships between the two sexes which we find the human species cast into.

Millennia from now visitors from Mars will leaf through these records in disbelief at the enormous weight of importance which was put on the insertion of a part of the male anatomy into a part of the female anatomy – an event of such vast importance that it inspired murders, suicides, drove people to ruin their own and other’s lives, inspired tribes and entire nations to go to war about it. The Martians will flick through these records and their coy circumlocutions in disbelief at the trouble it caused.

More plot

Oroonoko is struck down with despair at the news his beloved has been taken off by the king. But his own life is in danger if the king thinks he still loves her. So Oroonoko has to feign indifference to Imoinda, even when they are both at court, even when he sees her, at the end of the evening’s entertainment, being led off into the king’s bed-chamber.

Luckily, Oroonoko recruits one of the king’s courtiers, the handsome Aboan, to his cause. This young man chats up one of the older ‘discarded’ mistresses of the king’s harem, Onahal, and persuades her to let him and Oroonoko in a back entrance of the palace one night. Oroonoko goes straight to Imoinda’s chamber, where:

I believe she was not long resisting those Arms where she so longed to be; and having Opportunity, Night, and Silence, Youth, Love, and Desire, he soon prevail’d, and ravished in a Moment what his old Grandfather had been endeavouring for so many Months.

While Aboan has to pay the price of old Onahal’s helping them, namely allowing the old woman to take him to bed. Here you can see the deliberate pairing of the Serious and the Comic, our hero’s coupling with the beautiful heroine paralleled by the essentially comic coupling of May and December in another bedroom nearby. You can see how this is designed to prompt fine sentiments about the former, interspersed with comedy or comic revulsion, at the latter.

Dawn comes too quickly, servants try to enter Imoinda’s chamber, Oroonoko threatens to kill them, calls the chamber the chamber of love, kisses her one last time then makes his escape. The servants report back to the king, confirming all his worst suspicions. Well, now she has been ‘possessed’ by another man, she is not fit for the harem and so the king orders Imoinda (and Onahal, who obviously helped her) to be sold as slaves.

Then he repents (or Behn contrives for him to repent) in such a way as to come round to respecting the couple’s young love. According to the twisted of the day, the king cannot undo Imoinda’s fate, but he can make it ‘respectable’ by declaring he had her executed. That is less shameful than being sold a slave. And so the king sends messengers to Oroonoko telling him he’s had Imoinda executed.

Oroonoko was at the army camp expecting an attack from the enemy. He slumps onto the carpet in suicidal despair. The enemy attacks and is winning and the captains come to beg Oroonoko snap out of it. Eventually he does, declares he will die in battle, storms out of his tent, and leads the army to a famous victory. He captures the enemy leader, Jamoan, single-handed, and comes to respect his nobility and dignity.

You can see how it is less a plot than a succession, a kind of gallery of scenes presenting the highest type of noble figure – kings, princes, generals – displaying the noblest emotions – true love, true grief, valour in battle, chivalry to a defeated opponent.

The weeks and months pass and Oroonoko becomes an accepted figure at the court; he has forgiven the king and the two rub along OK, but he has never overcome his grief at the supposed execution of his true love.

And English ship docks in the port and the captain, a man of culture and education, treats Oroonoko and his followers to a grand feast and tour of the ship – at the climax of which they seize them, throw them in chains and sail away. Oroonoko tries to kill himself, first by beating his head against the floor or walls, then starving himself to death, but the captain and he have a lengthy wordy exchange which results in the Oroonoko being given liberty of the ship on the basis that he will be freed when they reach the next port.

But they’re not. They arrive at Surinam, an English colony. Here Oroonoko is sold off in a lot of seventeen slaves. He throws a parting curse at the captain of the ship and worthlessness of the God he swore his vows by.

Oroonoko is sold to a Cornish man, Trefry, who hears Oroonoko speak and realises he not only speaks English but us a man of ‘quality’. He impresses everyone who meets him. Trefry gives him the slave name Caesar. They travel upriver for days. When they arrive Caesar behaves more like a governor than a slave – many of the other blacks on the plantation were slaves he himself consigned to their condition but, recognising natural Nobility, instead of stoning him, they flock to worship him and prostrate themselves at his feet!

Trefry entertains him at the plantation mansion telling him, among other things about a beautiful young slave woman they’ve christened Clemene, and who everyone is in love with. Trefry takes Caesar to see her and, of course, she is none other than Imoinda! She faints, he runs to catch er, Trefry is delighted this little romance has played out on his plantation. Hidden in all the alarums is the surprising news that Imoinda is only 15 or 16. Or, as Behn puts it, in her operatic baroque style:

Trefry, who was naturally amorous, and delighted to talk of Love as well as any Body, proceeded to tell him, they had the most charming Black that ever was beheld on their Plantation, about fifteen or sixteen Years old, as he guess’d; that for his Part he had done nothing but sigh for her ever since she came; and that all the White Beauties he had seen, never charm’d him so absolutely as this fine Creature had done; and that no Man, of any Nation, ever beheld her, that did not fall in love with her; and that she had all the Slaves perpetually at her Feet; and the whole Country resounded with the Fame of Clemene, for so (said he) we have christen’d her: but she denies us all with such a noble Disdain, that ’tis a Miracle to see, that she who can give such eternal Desires, should herself be all Ice and all Unconcern.

Then again, we know that Oroonoko entered the army and had become a noted captain by the age of seventeen:

as soon as he could bear a Bow in his Hand, and a Quiver at his Back, was sent into the Field, to be train’d up by one of the oldest Generals to War; where, from his natural Inclination to Arms, and the Occasions given him, with the good Conduct of the old General, he became, at the Age of seventeen, one of the most expert Captains, and bravest Soldiers that ever saw the Field of Mars:

So it’s a love story between a 17 year-old and a 16 year-old.

At this point the narrator enters the story. She has been introduced to Oroonoko, who has told her the story of  his life to date, corroborated by the French tutor who was captured along with the prince and his courtiers, and brought across the ocean, though cannot be enslaved (because he’s a Christian). She has assured Oroonoko she will petition the governor to get him freed. We also learn that Imoinda’s body is decorated, as is Oroonoko’s:

and tho’ from her being carved in fine Flowers and Birds all over her Body, we took her to be of Quality before, yet when we knew Clemene was Imoinda, we could not enough admire her. I had forgot to tell you, that those who are nobly born of that Country, are so delicately cut and raised all over the Fore-part of the Trunk of their Bodies, that it looks as if it were japan’d, the Works being raised like high Point round the Edges of the Flowers. Some are only carved with a little Flower, or Bird, at the Sides of the Temples, as was Cæsar; and those who are so carved over the Body, resemble our antient Picts that are figur’d in the Chronicles, but these Carvings are more delicate.

‘Carved’? ‘Cut and raised’? Does this mean tattooed, or scarred so as to create patterned ridges of scar tissue?

Oroonoko and Imoinda live – and are accepted by everyone – as man and wife. She becomes pregnant. The couple are always at the narrator’s house, eating, and she teaches them about history and Christianity which, however, Oroonoko doesn’t understand and mocks.

There is a pause in the narrative while the narrator explains that she sailed to Surinam with her father who was meant to become Lieutenant-General of 36 islands ‘beside the continent of Surinam’ but died on the voyage out. Nonetheless, she is put up in the finest house in the colony, Parham House.

It is important to grasp that Orinooko does not live the life of a slave at all – occasionally they go and visit the ‘Negro villages’ where the slaves live. Instead, he lives a life of leisure and diversion with the narrator and other white gentry. In this holiday capacity Oroonoko has several adventures:

  • he’s one of a party with the narrator who are surprised by a massive female tiger which threatens them but Oroonoko kills with one sword stroke
  • he hunts and kills another tiger which has been terrorising the neighbourhood
  • he fishes for the legendary numb-eel and is struck so numb by it he falls into the river and is carried some distance downstream, unconscious, before being rescued

Some kind of war breaks out with the native Indians, who attack white settlements and kill white settlers. The narrator, some others and Oroonoko go on a long journey down the river to visit a village of Indians and we are treated to an extended ethnographic description of their appearance and customs.

They meet some Indians of a different height and style, who tell them they’ve returned from the mountains where gold tumbles down in the streams. Once known this spurs gold fever in the settlers. More than once the narrator laments that the British government (well, Charles II) let the Dutch take over the colony of Surinam as a result of the third of the three brief Dutch wars of the 1660s (under the Treaty of Breda in 1667).

As Imoinda becomes more heavily pregnant, Oroonoko chafes more and more at, not exactly his slavery, because he isn’t used as a slave, but certainly at his lack of freedom. He calls together the Negroes on their free day and inspires, not a rebellion, but an exodus: they pack up all their stuff and leave, planning to cross rivers, mountains and forests and set up their own colony of the free.

They are followed by the governor-general, William Byam, and about 600 men. They catch up with the renegades and there’s a fierce fight, but the rebel blacks are slowly defeated or persuaded to stop fighting by their womenfolk, until only Ceasar and his most loyal lieutenant, Tuscan, are fighting on.

The governor promises them safe passage if they yield, and honourable Trefry goes talk to them and persuades them to surrender. They are all taken back to the plantation where Caesar and Tuscan are suddenly seized, tied to stakes, and whipped till the flesh falls off their bones. Many of the whippers are the very slaves he tried to free and who pretended to worship him. They rub pepper into the wounds and tie him to the ground.

The narrator didn’t witness this. She and the other white women, when they heard Caesar had led the slaves away, all fled to the safety of the river (?) where they were put in charge of the gallant Colonel Martin. When they hear the rebellion is put down they return to their house on the plantation (Parham House) then go to see Caesar in his wretched condition. They have him released, put into a bath to wash away the pepper, and surgeon called to administer healing balm. Caesar thanks them and respects Colonel Martin but says he vows to live solely to take his revenge on Governor Byam.

The Governor calls his council (of white trash, exiles and renegades) who call for Caesar to be hanged. But Trefry nobly points out the council has no authority over his estate (where they’ve brought Caesar to recuperate) and so he lives.

He lives but he vows eternal vengeance on Byam. But then he quavers in his determination, knowing he will not survive the murder and – worse – his beautiful Imoinda will be punished, maybe raped or gang-raped. Therefore (in the twisted logic of high opera) he resolves to kill her first.

He takes her up to a hilltop, explains his plan – to kill Byam, then take the punishment, but doesn’t want to leave her exposed – and she agrees, and amid tears and noble declamations – he stabs her to death!

while Tears trickled down his Cheeks, hers were smiling with Joy she should die by so noble a Hand, and be sent into her own Country (for that’s their Notion of the next World) by him she so tenderly loved, and so truly ador’d in this: For Wives have a Respect for their Husbands equal to what any other People pay a Deity; and when a Man finds any Occasion to quit his Wife, if he love her, she dies by his Hand; if not, he sells her, or suffers some other to kill her. It being thus, you may believe the Deed was soon resolv’d on; and ’tis not to be doubted, but the parting, the eternal Leave-taking of two such Lovers, so greatly born, so sensible, so beautiful, so young, and so fond, must be very moving,

Mind you, the details are extraordinarily gory:

All that Love could say in such Cases, being ended, and all the intermitting Irresolutions being adjusted, the lovely, young and ador’d Victim lays herself down before the Sacrificer; while he, with a Hand resolved, and a Heart-breaking within, gave the fatal Stroke, first cutting her Throat, and then severing her yet smiling Face from that delicate Body, pregnant as it was with the Fruits of tenderest Love.

He waits two days by the body but is then distraught to discover that excess of grief and lack of food have made him weak. When he tries to stand, he staggers. He rests another six days but only becomes weaker and weaker.

Meanwhile the narrator and his friends have become alarmed at the disappearance of Caesar and Imoinda and send out no fewer than hundred servants and slaves to find him. They find him in a clearing thanks to the smell of Imoinda’s rotting corpse.

Good God, why has he murdered his beautiful wife? He explains his plan but is too weak to move. He cuts flesh from his neck, then disembowels himself.

He stabs to the heart the first man who approaches him, but then Tuscan disarms him (be receiving the knife in the arm) and the other catch him and carry him back to Parham House. He is now skin and bone, like a death’s head.

Then one of the governor’s wretched criminal confederates comes and seizes Orookoko, not realising all he wants is to die and be with Imoinda. So when they tie him to the whipping post and announce they are going to kill him, Oroonoko is delighted.

Piece by piece they dismember his living body – cutting off his ‘members’, then his ears and nose and throwing them into the fire. Then hacking off one arm, then the other, at which point he dies. They quarter his body and send the quarters to different plantations to frighten the slaves.

Thus died this great Man, worthy of a better Fate, and a more sublime Wit than mine to write his Praise: Yet, I hope, the Reputation of my Pen is considerable enough to make his glorious Name to survive to all Ages, with that of the brave, the beautiful and the constant Imoinda.

Anti-colonialism

Nowhere does Behn express any explicit statements against slavery: it was too much a part of contemporary society, not just in Europe but in Africa and the colonies, for it to have come to seem monstrously unjust. Its evils and injustice and cruelty is amply described, but without any sense that the trade and institution itself could or should be stopped.

Instead, what Behn focuses on is the unfairness of enslaving a prince, a man of natural Nobility and Culture. The Wikipedia article and Penguin introduction both emphasise that the central pillar of Behn’s beliefs was her devotion to the principle of Monarchy. Nations need kings. Hence her enthusiastic support for Charles II. Once you grasp that this is the central principle of Behn’s worldview, then you understand:

– why she doesn’t criticise slavery, as an institution, but she does criticise the injustice of seizing Oroonoko

– why the issue of keeping one’s word is much more laboured over than slavery; for Behn, keeping one’s promise was the basis of trust, faith and society; her harshest criticism isn’t reserved for slavers as such, but for people like the sea captain who invites Oroonoko and his followers to a feast, then breaks his word to them – who promises to set them free at the next port, but breaks his word again; and for the governor of Surinam, Byam, who promises Oroonoko safe passage after his rebellion, but instead, once he gives himself up, orders his extreme whipping. In Behn’s view, men like that undermine the possibility of a civilised society, which must be based on trust and good faith.

– why the narrator is at such pains to repeated that Surinam lacks a proper governor, a representative of the king who would underpin good government. Instead it has the troth-breaking and treacherous governor Byam, and his treachery is intimately connected to the lack of his monarchical abilities. Without a True King a colony, like a nation, collapses.

– and this principle explains why Oroonoko’s Nobility and natural dignity outshine and shame the squalid brutality of his persecutors. The final scenes in which he continues smoking a pipe while his punishers cut off his members, his ears and nose and arms, is absurd from a ‘realist’ point of view, but an important token of Behn’s fervent belief in Royalism. Oroonoko is a king in the same way that Jesus was a king, full of sanctity and dignity, and beside his natural princely dignity the colonists seem like barbaric animals.

– and finally, it explains the narrator’s repeated disparaging references to the Dutch. The Dutch received the colony of Surinam as part of the Treaty of Breda of 1667 (the British received the settlement of New Amsterdam, which was to grow into New York City) and the narrator laments King Charles’s short-sightedness in giving away such a rich colony. But edge is added to her criticism because the Dutch were republicans and democrats. In Behn’s royalist view, every nation needs a king, and this is why she laments what she sees as the inevitable decline of the colony once it was handed over to democrats who, by definition, have no idea how to run a state.

Feminist scholars and critics have written scores of books and thousands of articles about Aphra Behn, raising her to sainthood in the pantheon of women writers. In doing so, they tend to equate her with their own politically correct and ultra-liberal views. They prefer to overlook the central fact that Behn was, from start to finish, in all her poems, prose and plays, a fervently right-wing, anti-democratic royalist. She would have voted for Mrs Thatcher.

Feminism

Behn is a feminist saint but it doesn’t prevent her depiction of the female lead, Imoinda, being the most clichéd and stereotypical imaginable, which will have come over from my plot summary.

On the other hand, the narrating voice, the persona she creates for herself within the text, is interesting, flexible and highly intelligent. She begs the reader’s indulgence for having a merely ‘female pen’, but this comes over as merely one of the polite formalities of the day, like the dedication and the preface and the verse prologue and so on attached to the text.

These conventional disclaimers shouldn’t distract us from her intelligence and skill, and the interest and curiosity she displays about the wildlife and climate of both the Africa of Oroonoko’s youth and the Surinam where the second half is set.

Feminist scholars and critics by the thousands have written scores of books and thousands of articles about Aphra Behn, raising her to sainthood in the pantheon of women writers. In doing so, they tend to equate her with their own politically correct and ultra-liberal views.

They prefer to overlook the central fact that Behn was, from start to finish, in all her poems, prose and plays, a fervently right-wing, anti-democratic royalist. She would have voted for Mrs Thatcher.

Is it a novel?

No, would be my answer, it is more like a Restoration play than a novel, and a restoration play – with its stock in trade of princely heroes and only the noblest and most highfalutin’ of emotions – is more like an opera than a modern play.

And towards the end it becomes more like the kind of sensationalist, penny-dreadful tracts hawked around scaffolds when criminals are to be executed, hanged or beheaded, another genre altogether.

One moment struck me as exemplifying the gap between the high-minded rhetoric of the text and the probable realities which underpin it. When Trefry describes the beautiful Clemene whose beauty ravishes everyone, Caesar asks him why he doesn’t just ‘ravish’ her, and Trefry replies:

‘I confess (said Trefry) when I have, against her Will, entertained her with Love so long, as to be transported with my Passion even above Decency, I have been ready to make Use of those Advantages of Strength and Force Nature has given me: But Oh! she disarms me with that Modesty and Weeping, so tender and so moving, that I retire, and thank my Stars she overcame me.’

I think a moment reflecting on this testimony, or text, or bit of discourse, suggests how utterly unlike the real world Behn’s fiction is, how it exists not to depict a ‘reality’ but to showcase the finest sentiments from a succession of noble characters. Indeed:

The Company laugh’d at [Trefry’s] Civility to a Slave, but Cæsar only applauded the Nobleness of his Passion and Nature…

(I wrote this observation before the final passages describing Oroonoko being whipped and peppered, murdering his wife, then wasting away, then being hacked to pieces. These final scenes seem, to me, to belong to a different genre altogether, certainly to a different register, and I wasn’t surprised to read, in the Wikipedia article about Oroonoko, that many of the details of the whipping and dismemberment might have been copied from written accounts of the appalling end of a white settle in Surinam, John Allin, which was described in detail in a contemporary publication.)

Is Oroonoko a novel? Well, it’s a long, connected narrative fiction, which is one definition. And you do get a cumulatively persuasive view of the narrator – the narrator’s tone and intentions and explanations seem assimilable to modern logic and understanding.

But the text itself, the actual story, seems to me too much like a Restoration tragedy, a contrived scaffold for unrealistically high sentiments all the way through – until it collapses in the last pages into its polar opposite, a blood-thirsty account of ‘true life crime passionel‘.

It is undeniably a precursor of the flexible, adult type of narrative which we call ‘the novel’, and yet…


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The Vicar of Wakefield by Oliver Goldsmith (1766)

The Vicar of Wakefield: A Tale, Supposed to be written by Himself was written by Irish novelist, playwright, poet and critic Oliver Goldsmith (1728–1774). It was immediately praised on publication and went on to become one of the most widely read 18th-century novels, and also one of the most widely illustrated, with hundreds of Victorian paintings depicting key scenes from the story.

The two ladies from London dazzle the family of the Vicar of Wakefield (standing at the centre) with their fashionable stories, by Charles Robert Leslie (1843)

Sentimentalism

Wikipedia puts it best:

The sentimental novel or the novel of sensibility is an 18th-century literary genre which celebrates the emotional and the concepts of sentiment, sentimentalism, and sensibility.

Sentimentalism – which is to be distinguished from sensibility – was a fashion in the poetry and prose fiction of the mid-eighteenth century in reaction to the rationalism of the Augustan Age.

Sentimental novels relied on emotional response, both from their readers and characters. They feature scenes of distress and tenderness, and the plot is arranged to advance both emotions and actions.

The result displays the characters as a model for refined, sensitive emotional effect and flatters the reader who is assumed to be refined and sensitive enough to appreciate the characters’ refinement and sensibility.

The Vicar of Wakefield is often mentioned among the half dozen classic examples of 18th century sentimental novels, and we shall see why.

The plot

The Vicar of Wakefield consists of 32 chapters which fall into three parts:

Chapters 1–3: beginning
Chapters 4–29: main part
Chapters 30–32: happy ending

1. Beginning

Charles Primrose The Vicar of Wakefield is Dr. Charles Primrose. The story opens with him living an idyllic life in a country parish with his wife Deborah, adult son George, marriageable daughters Olivia and Sophia, and three smaller children, the teenager Moses, and toddlers Richard and William. He has brought them all up to be ‘generous, credulous, simple, and inoffensive’.

Legacy Primrose is independently wealthy thanks to a legacy of ten thousand pounds from an uncle George, which he has invested with a ‘merchant in town’. Thus he is in a position to hand over the £35 a year he makes from his living as a vicar to trustees for the relief of the local poor.

George’s marriage Primrose’s eldest son George is all set to wed the beautiful daughter of a local landowner, Arabella Wilmot, when disaster strikes! Primrose is informed that the ‘merchant in town’ has absconded with all his money. Reckoning all his assets, he now has £400 left and, since the £35 income is in trust, he is now without income. Arabella’s father, prudent with his money and daughter, calls off the wedding, and George, who has had some education, is packed off to town with an introduction to a cousin to make his own way in the world.

Moralising about poverty This is the opportunity for some moralising about how they must match their expectations to their new station i.e. poverty, which goes hard with the girls who have got used to fussing about dresses and their appearance.

‘We are now poor, my fondlings, and wisdom bids us conform to our humble situation. Let us then, without repining, give up those splendours with which numbers are wretched, and seek in humbler circumstances that peace with which all may be happy.’

New job Primrose casts around and hears of a curate position going in a parish 70 miles distant and wins the job. He and his family pack their things and set out on the journey (noting that none of them had ever been further than ten miles from their beloved home). At an inn they fall in with an eccentric chap named Mr Burchell who doesn’t stand on ceremony and happily accepts Primrose’s charity when it is revealed that he – Burchell – can’t pay the bill.

Next day they ride on with Burchell who knows about and describes their destination. The new house and church is on the land of young Squire Thornhill, who is known to be a womaniser.

Scarce a farmer’s daughter within ten miles round but what had found him successful and faithless.

Mr Burchell goes on to describe the contrasting character of the young squire’s uncle, Sir William Thornhill, who is known throughout the country for his worthiness and generosity.

Mr Burchell rescues Sophia from drowning As he’s chatting on, there are shouts and the two men turn on their horses to see Sophia being swept away in a torrent they were crossing. While Primrose is paralysed, Burchell jumps into the flood and rescues Sophia from drowning. She is instantly attracted to him, but her ambitious mother does not encourage her feelings.

2. The Middle

Lovely new home The new cottage is plain but attractive and set in lovely countryside near a river, and among simple, unspoiled farmers whose vicar Primrose now becomes. Primrose describes the family’s ‘simple’ daily routine, including morning and evening prayers.

Young squire Thornhill One day a deer leaps past, followed by hunters. The most dashing and handsome fellow stops, dismounts and introduces him as Squire Thornhill, paying special attention to Primrose’s two pretty daughters. Next day he sends them a side of venison, and pays a social visit a day later. To Primrose’s dismay Olivia, who Thornhill pays particular court to, is swayed by his wealth and confident conversation, and so is his wife.

It is interesting the extent to which even in this ‘ideal’ family, and even though the book is written by a man, Deborah Primrose is given a mind and strong opinions of her own.

Mr Burchell drops by regularly, to help the family with their field work and harvesting (all very bucolic), reads them a sentimental ballad, pays court to Sophia.

A country dance There is a kind of rural ball, when Squire Thornhill arrives with his chaplain, two ladies of fashion, and a cold picnic. (The ladies are named Lady Blarney and Miss Carolina Wilelmina Amelia Skeggs.) The dancing goes on into the evening, with Primrose disapproving of the ladies’ attitude, and especially the turn the conversation takes to having his two daughters go up to London to be ‘finished’ for a season.

Over the following weeks, Primrose laments the reawakening of female ‘pride’ in his daughters who dream of fine dresses, London fashion and spurn the friendship of the grown-up daughters of their neighbour, Mr Flamborough, as beneath them.

A gypsy reads the girls’ fortunes and tells them they will marry a squire and a lord.

The Primrose family By about this point I realised that he salient aspect of the character of the narrator, Primrose, is his amused indulgence of his family, most notably his would-be married daughters, his ambitious wife, but also of his would-be learnèd son, Moses, who loses no opportunity to slip references to Greek legends into his conversation.

As a family, they rub along together, disagreeing, joshing, but ultimately getting on. Primrose realises that he himself sometimes comes over as too strict or ridiculous, or reveals the little verbal flourishes he uses to oil the wheels of family.

‘Ay,’ returned I, not knowing well what to think of the matter, ‘heaven grant they may be both the better for it this day three months!’ This was one of those observations I usually made to impress my wife with an opinion of my sagacity; for if the girls succeeded, then it was a pious wish fulfilled; but if any thing unfortunate ensued, then it might be looked upon as a prophecy.

The ride to church When it is announced the two fine London ladies will be at the next Sunday morning church service, there is a comic incident as the womenfolk insist they not just walk to church but ride, foolishly choosing the family’s two carthorses to ride on.

This goes even worse than expected, since the parson a) walks to church and b) takes the service on time without his family ever turning up. Only on his return journey does he discover that the obstinate great horses refused to carry their new burdens anywhere.

Michaelmas celebrations Next day the family goes to neighbour Flamborough’s to celebrate Michaelmas Eve with traditional food and party games. They are playing an innocent game of hunter the slipper but this rural mode is spoilt when the two Grand Ladies arrive and insist on replacing country games with high gossip from London. Uncivil Mr Burchell had been of the party and makes his disagreement known by turning his back on the main company and calling out ‘FUDGE’ at the end of every posh anecdote!

The green spectacles The women decide they must sell their old colt at the market and use the money to buy a fine horse for the daughters to take it in turn to ride. They give young Moses the task of doing all this  – taking the old horse to market, selling it, and buying a new one – but he screws up big-time, selling the colt but letting con-men persuade him to spend the entire profits (three pounds, five shillings and twopence) on… a gross of green spectacles!

Olivia and Sophia fitting out Moses for the fair by Daniel Maclise (1838)

Jobs for the girls The two fine ladies have let slip the notion that they might have vacancies for ‘readers’ and companions at £30 a year. Mrs P immediately proposes her girls for the job. The fine ladies say they must ponder. Mrs P and Mr Burchell have a falling out, he arguing really strongly that the girls should not be allowed up to London to be spoiled.

The Whistonian Controversy Initially it seems like a quirk but develops into a recurring comic motif that Primrose prides himself on being the author of several pamphlets on the all-important subject of clerical monogamy i.e. that a cleric may marry once but never remarry.

In this he supports the learned William Whiston – but his pamphlets have met with opposition and he has discovered himself drawn into theological controversy which was, in these halcyon pre-ideological days, the most venomous of all. He finds himself engaged in the Whistonean Controversy!

This hobby horse of his is reminiscent of the numerous hobby horses on display in Laurence Stern’s magnificent masterpiece Tristram Shandy published a few years before the Vicar (1759). Comparison with that book emphasises how boring and very low-level The Vicar is.

Primrose is diddled out of the second horse Anyway, Primrose himself sets out to sell the second horse and a seasoned con-man is able to play on Primrose’s bookishness – and monogamy hobby horse – to con him out of the money for their only remaining horse.

In fact it is the same con-men who sold Moses the green spectacles. He gives Primrose ‘a bill’ to ‘draw upon’ his neighbour Flamborough, a procedure I didn’t really understand since when he gets back home and presents it to Flamborough, the latter says he has no money and the thing is a con. Primrose has lost his money.

Buchell’s letter Surprisingly, the family discover that Mr Burchell has written a poison pen letter to the two Fine Ladies telling them the two Primrose girls are entirely unsuitable as companions, with the result that the ladies have returned to London without them and their prospects are dashed.

The Primrose family know this because they find Burchell’s copybook lying in a field, open it, and find a copy of a letter apparently written to the fine ladies warning them against the Primroses. They’ve barely finished reading it before Burchell himself arrives for one of his regular visits and first Deborah then Primrose himself accuse Burchell of ingratitude and baseness. Burchell takes it in his stride, says he could have them all hanged for breaking into his pocketbook, and walks off.

The family portrait In another comic moment they discover their neighbours and sort-of rivals the Flamboroughs have had their portraits done by a roving limner.

So the Primroses resolve to have a portrait done of themselves, a group portrait, which they over-excitedly decide should cast them in classical characters, as Venus, an Amazon and so on.

It is done very nicely, in the kitchen as a convenient space – but only when it’s finished do they realise it is too big to get through the doors – to take either into the house proper or outside. And so it becomes an expensive cause of mockery and gossip.

The basic mismanagement of this project, and even more so the ridiculous inappropriateness of much of the imagery (Mrs P as the goddess of Love!) is an easy symbol of the moral and cultural confusion the reader is asked to recognise in Primrose’s character.

Farmer William The womenfolk now conceive a strategem, which is to prompt Squire Thornhill to declare his passion for Olivia by encouraging a local farmer, William, in his hopes for Olivia (who he has been wooing since they moved into their new home).

Despite inviting Farmer William round at the same time as Squire Thornhill, and despite Olivia openly flirting with the farmer, the Squire only sighs and goes away, leaving the family puzzled. Even when the actual date of the young couple’s wedding is announced, the Squire only sighs.

Meanwhile, after Farmer William has left, Olivia goes into a corner and cries – Primrose is impressed at how naturally she keeps up her role of coquette but upset at how upset she is becoming, The reader feels like shouting, ‘Well, call the whole silly scheme off, then!’

Olivia elopes One morning the youngest son comes running in and tells the astonished family that he saw Olivia kissing a fine gentleman who helped her into a carriage, her crying very much and was for going back, but the gentleman hustled her into the carriage and off it swept. She has eloped.

Operatic misery and reproach and anger, Primrose rants against the seducer and vows revenge. He marches over to Castle Thornhill but is disarmed when the young Squire opens it and disclaims any knowledge. Some witnesses claim it was Mr Burchell who helped Olivia into the carriage!

A ‘witness’ says he saw them heading off to ‘the wells’, some 30 miles distant, so Primrose sets off to walk there, finds it full of gentry of Fashion. Here he meets ‘a person on horseback’ who assures him the couple have gone on to ‘the race’ thirty miles hence, so Primrose walks there as well. He doesn’t find them in either place.

Lack of description

It’s worth making a general point which these journeys highlight, which is the almost complete lack of description in the book. Primrose walks thirty miles to the wells, and another thirty miles to the races, and you realise there is absolutely no description whatsoever of the countryside he passes through, of the road or bridges or river or woods. When he gets to both the wells and races there is no description of either.

Now I think about it, there is little or no description of the physical appearance of any of the characters. It’s as if the story happens in a kind of empty space, devoid of shape or colour – is made of moralising conversations and reflections which take place in a big blank. And I think it’s this absence of visual information which makes it quite a difficult read. The modern reader is used to at least some description of setting and clothes and appearances. There’s almost none in The Vicar of Wakefield and that helps to make it feel rather… barren.

Fever The exertion of these long walks brings on a fever, and Primrose is forced to take to a bed in a nearby inn for 4 weeks. Fortunately a friend passing by is able to pay his bill (a more than usually ‘random’ coincidence, as my kids would say). Finally, restored to health, he sets off home.

The travelling players And falls in with a cart of props and equipment for some strolling actors. This gives rise, incongruously, to a couple of pages of pure Goldsmith, giving his low opinion about contemporary theatre i.e. he disapproves of the revival of the Elizabethans, Shakespeare and Jonson, as outlandish and unnatural.

Apparently, Goldsmith wrote a lengthy essay arguing for the strongly moral purpose of theatre, which he tried to embody in his own plays, namely his greatest hit, She Stoops To Conquer (1773).

Politics The entire book takes another unexpected turn when the player in charge of the props and Primrose are invited by a well-dressed gentleman they meet at the inn, to dine at his house. A coach takes them out to a very grand mansion, where they are treated to a tip-top dinner in the company of two fine ladies. But when the host starts toasting Liberty in the manner of John Wilkes, it triggers a long monologue in which Primrose appears to present Goldsmith’s political position, i.e. a staunch justification of Monarchy as the best protection of the middle sort of society (who produce all the arts and economy) against the rabble.

The argument between Primrose and the host is just getting nasty when – in a comic reversal – the real lord and lady of the house return and it is revealed that the fine gentleman and his ladies who are hosting our hero are in fact the house’s butler and maids! Hence their republican principles – they have enacted precisely the social overthrow they were proposing and Goldsmith/Primrose opposing.

Arabella Wilmot In a further comic development, it turns out the true owners are the aunt and uncle of Arabella Wilmot, the handsome young lady who Primrose tutored before the novel began, and who his son George was engaged to (the hosts are a Mr and Mrs Arnold).

We learn that it has now been three years since they lost their money and sent George off to earn his living, and have heard nothing of him since.

George Imagine everyone’s amazement when Primrose and Arabella go to see the first night of the play brought by the travelling players to the nearby town only to discover that the promising new lead actor is none other than… George, his son! George sees them in the audience, burst into tears and retreats from the stage. He ends up being invited out to the Arnolds’ mansion where a general reconciliation is effected.

George’s adventures The longest chapter in the book is George’s rambling picaresque first-person account of trying and failing to make a living in London and beyond. Apparently, these are closely based on Goldsmith’s own long, miserable years of struggle.

George goes to London and meets the cousin his father gave him a letter of introduction to and is inducted into the humiliations of being an usher at a school. He soon quits and tries becoming a hack writer in Grub Street. A hack poet introduces him to the method of whipping up subscriptions for volumes you never actually publish. George tries to write honestly, but is ignored.

He ends up sitting dejected in St James’s Park when he was spied by Ned Thornhill (‘Thornhill!’ his father exclaims) who hires him as a personal assistant up to and including fighting a duel for him (against, it turns out, a pimp in defence of the honour of a whore).

Thornhill gives him a letter of recommendation to his uncle, Sir William Thornhill (who rudely dismisses him as an abettor of his nephew’s dissipation) and to another mighty lord, to whom he has barely gained admittance than an important note calls him away, our George jostling the throng of other supplicants, beggars and hangers-on at his gate.

At his wit’s end, George finds himself at the office of a ‘Mr Cripse’ who he gives a deposit to ship him to America to find a good job as a negotiator with Indians, but bumps into a sailor friend who confirms his suspicion that people shipped to the States by Cripse in fact end up as slaves.

The sailor persuades George to come tomorrow on his ship to Amsterdam and teach the Dutch English. But as soon as he arrives he realises the Dutch don’t understand him and, in order to teach English, he needs to speak Dutch which, of course, he doesn’t.

He bumps into an Irishman who tells him barely anyone at the University of Louvain knows ancient Greek, which George does since he studied Classics at university – why doesn’t he apply to be a professor? But when he gets to Louvain, the existing chancellor confesses he doesn’t know ancient Greek, has never needed to, and so considers it worthless.

George wanders on through Flanders, using his skills as a musician to be a kind of minstrel, busking and begging room and board for the night. Arriving in Paris, he bumps (by outrageous coincidence) into the self-same cousin he had first encountered in London and who now undertakes to turn him into a connoisseur of paintings. There are, apparently, two rules:

  1. observe that the picture would have been better if the painter had taken more pains
  2. praise the works of Pietro Perugino

George witnesses his ‘cousin’ putting on awesome displays of art scholar lying, before the cousin gets him a job as the travelling companion of an immensely wealthy young man who’s been sent out on the Grand Tour. But George quickly discovers that this young ‘gentleman’ turns out to be phenomenally tight and greedy and indifferent to everything he sees.

The said young man, enquiring at an Italian port the cheapest way back to England and finding it was sailing rather than horse and coaching, took the first available boat home, abandoning George. George had to walk from Italy back to England, carrying out disputations at universities along the way, on days when they allowed public debates and rewarded the winner with a night’s board and lodging.

Having finally arrived back in England, he was planning to volunteer for the army when he ran into the players who were looking for a leading man. He joined them on their travels, and thus it was that he walked on stage the night before, only to recognise his father and former fiancée in the audience!

Squire Thornhill So George and Primrose stay a week or so with good kindly Mr and Mrs Arnold, and their niece Arabella. Who should turn up in the first few days but Squire Thornhill? He is initially surprised to see the Primrose males, but immediately becomes the suave soul of friendship. Turns out he has been wooing Arabella and continues to do so over the coming days – although Primrose sees Arabella warming day by day to George.

The army Until the Squire turns up one day with the wonderful news that he has got George the position of ensign in an army regiment which is about to sail to the West Indies, for the bargain price of £100! This is a genuine opportunity and father and son are thrilled and grateful – neither of them realising this is Thornhill’s way of getting George, his love rival, out of the way. The morning George is due to join his regiment, Primrose gives his son his blessing. Then sets out sadly to journey home by easy stages stopping at inns.

Olivia rediscovered In an inn on the way home, he finds the angry landlady kicking out a tenant who’s been holed up for two weeks without paying and discovers that – it is his own sweet Olivia!

Father and daughter fall into each other’s arms, amid much weeping and begging forgiveness. Olivia tells quite a complicated story. For a start it was Squire Thornhill who seduced her and carried her away. The two fine ladies he dazzled the family with were in fact London prostitutes. Good Mr Burchell had been warning the Primroses against them all the time. Thornhill got a Catholic priest to marry him to Olivia (Primrose is relieved at least to find that they are honest man and wife) but then Olivia discovered the same priest had married Thornhill half a dozen times before (Primrose is crushed).

Olivia appears to have lived in Thornhill’s place (Castle Thornhill?) alongside a couple of prostitutes, trying to dress well, dance and converse politely, but crying inside, until Thornhill offered her to a friend, a baronet, like a spare horse – at which point she snapped and ran away, caught a passing coach and dumped herself in this inn.

Fire Primrose takes Olivia a stage nearer home, leaves her at the next inn, and sets out to walk the last five miles to warn the family of her arrival. He is happy to approach the little cottage they call home but, at the precise moment he knocks on the front door, he sees flames leap out of the windows and, to cut a long story short, the family, waked by his cries, rush out and can only stand and watch as their cottage and all their belongings burn to the ground. Kind neighbours provide basic utensils and the family reassemble in the wretched outhouse.

Primrose burned his arm badly when he burst into the inferno to rescue the two smallest children trapped in their cot. So he sends Sophia and Moses to fetch Olivia home. Mrs P is fiercely critical of her shameful behaviour, but Primrose wades in and says they’re all in a hard case now and must pull together and let bygones be bygones.

Thornhill again Olivia continues extremely depressed and miserable, made worse when the family discovers that Thornhill is going to marry Arabella Wilmot. Squire Thornhill pays a visit during which he is casually dismissive of his appalling treatment of Olivia and invites them to his forthcoming wedding. Primrose is calm but incensed, and replies with cold fury. Thornhill calmly declares he was inclined to be forgiving but now finds his steward needs to collect their rent, plus other debts of theirs, and he walks off.

Prison It is winter because everything is buried in snow. Next day Thornhill’s steward comes and impounds their cattle, selling them off at the local town at firesale prices. The day after, through the deep snow, come two officers who arrest Primrose for non-payment of rent and, despite his badly burned arm, fever, and lack of clothes, take him to prison.

He reproves his parishioners A mob of 50 or so parishioners gather and begin to attack the officers and declare they will release Primrose. But, in the classic noble-sentimental style, he begs them to cease and desist and to obey the officers of the law.

(How old is this trope? Does it go all the way back to Jesus telling his disciples not to resist his arresters in the Garden of Gethsemane?)

In prison Thrown into prison, Primrose discovers he is expected to pay for the privilege and that the money is immediately spent on buying booze from the pub so the soldiers can get drunk. In the darkness, a gentlemanly-sounding chap engages him in conversation and there is a comic moment when, from his high-falutin conversation, Primrose realises it is the plausible con-man who took his horse off him at the fair. In the event, his name is Jenkinson and he turns out to be a good-hearted man who regrets having lived a life of trickery.

Prison reform Primrose has strong views about prison reform, a topical subject of the 1760s apparently. He wonders why Britain, the richest country in Europe, has such a high prison population and so many laws which call for capital punishment. He thinks it reflects the over-anxiety of the propertied classes.

He thinks the system is completely wrong: it currently sends malefactors to gaol for even minor infringements like stealing bread, and has hundreds of capital crimes. The result is to make criminals think they might as well be hung for a sheep as a lamb and commit worse crimes – and to send the relatively innocent to gaol for one minor crime where they are taught by old lags how to commit a thousand others.

Prison, in his view, should be about helping and reforming the prisoners and setting them on the path to a reformed life once they leave.

I cannot tell whether it is from the number of our penal laws, or the licentiousness of our people, that this country should shew more convicts in a year, than half the dominions of Europe united. Perhaps it is owing to both; for they mutually produce each other. When by indiscriminate penal laws a nation beholds the same punishment affixed to dissimilar degrees of guilt, from perceiving no distinction in the penalty, the people are led to lose all sense of distinction in the crime, and this distinction is the bulwark of all morality: thus the multitude of laws produce new vices, and new vices call for fresh restraints.

(It’s when I read speeches like this, from hundreds of years ago which address issues we still wrestle with 260 years later, that I realise some things will never, ever change.)

Sermon Primrose takes it upon himself to sermonise the prisoners. At first they take the mickey, say Amen in funny voices, spit on his books, swap them for porn and so on. He persists, suggesting they turn their minds to reform, and think of the God they will have to face, eventually. After a week they listen with respect and some have started to repent.

Olivia dies His family move in. His little boys and his wife. Olivia stays outside. Every time she visits she looks worse, more and more gaunt. Jenkinson brings news that she’s wasting away, over a four day period, and then, that she is dead. Primrose is prostrate with grief.

Jenkinson begs him to relent and submit to Thornhill’s demands, for the sake of his family, and because Primrose’s health is beginning to fail – but by the time Primrose dictates a letter of apology to Thornhill the latter has hardened his heart. He will marry Arabella in a few days.

Sophia Then Deborah comes news that Sophia was walking along with her mother when a post-chaise stopped, a man grabbed her round the waist and threw her in, then it drove off. Now he has lost both his girls!!

George in chains Still, at least he comforts himself and his wife with the thought that George is thriving. Their littlest reads out the most recent letter from George declaring the colonel of his regiment loves him and all his going well.

Primrose is just sharing this thought when there is the sound of prison doors being unlocked, fetters and chains rattling, and George himself is thrown into the cell, bloodied and wounded and covered in shackles.

Turns out his mother sent him a letter telling him about Thornhill’s responsibility for Olivia’s decline and so George left his regiment immediately, sought out Thornhill, challenged him to a duel, but instead was set upon by four of his ruffians, some of whom he wounded before being overcome and beaten black and blue.

(Clearly the intention of the story is to reduce Primrose to the absolute nadir of human suffering, to make him a latter-day Job. But it would be interesting to know how many of his readers read this as a parody or pastiche or mockery of this kind of sensationalising sentimental novel. The incidents come pell-mell and occur with absurdly pat timing e.g. the house bursting into flames just as Primrose arrives home, or George being thrown into their cell at the very moment Primrose is explaining how his success is his last prop. Were the original readers meant to weep? Or to burst out laughing at the melodramatic contrivance of it all?)

A sermon Primrose puts a moralising cap to this catalogue of woe by delivering a sermon in which he points out that Jesus came to the ill and weak and criminals and sinners, and that their translation from this life of woe into bliss will be all the more intense.

3. Happy ending

Then Mr. Burchell arrives and solves all the problems:

Firstly, Burchell has rescued Sophia from her abductors. Sophia herself appears and explains the whole story. She was grabbed and hustled into a post-chaise, but she screamed from it, Burchell heard and gave chase, bashed the postilion off his seat with his big stick, chased the abductor off into the fields, then returned to the stationary coach and rescued Sophia (who he also saved from drowning, remember: that’s two pretty big debts).

It emerges that Mr. Burchell is in reality the worthy Sir William Thornhill, who travels through the country in disguise. He inspires awe in the gaoler and other officers, who now jump at his bidding. They fetch a damn fine dinner and bottles of wine from the pub nearby.

Olivia is not dead. She is brought in by Jenkinson. Her being dead was a ruse cooked up by Jenkinson and agreed by her mother. It was because they thought the only way Squire Thornhill could be bought off was i.e. made to forgive and release Primrose – was if they offered him Primrose’s other daughter, Sophia. But Primrose had said he would let Thornhill marry Sophia over Olivia’s dead body. So they pretended Olivia was dead. (What a complicated and preposterous scheme!)

Jenkinson now reveals he is a master of disguise and has worked for Squire Thornhill for many years. He explains how they contrived to beat up George, and how the accusation that George injured one of them – the chief cause for him being imprisoned – is baseless. None of them were injured.

Hearing this, Sir William bids the Gaoler let George go, who exits to clean up.

Arabella walks in more or less by accident since she was staying in the town en route to her wedding. She is astonished to find the entire cast assembled in this cell. She is amazed to discover her fiancé, Squire Thornhill, there too. And even more surprised when George re-enters the cell, now tidied up and wearing his army uniform and looking gorgeous.

She is surprised, because Thornhill had told her George had chucked her for someone else, gotten married and left for America – none of which is true. So Arabella rushes into George’s strong manly arms!

Nonetheless, Squire Thornhill chuckles a wicked evil chuckle because all the deeds and contracts for the marriage have been signed and so he will inherit Arabella’s fortune, anyway. This upsets Arabella’s father who has just walked into the scene, and Sir William enjoys a few minutes of gloating over the way the latter’s greed has been rebuked.

But everyone is wrong about this – for Jenkinson now drops the bombshell that when Thornhill underwent the marriage to Olivia, it was not a sham ceremony performed by a fake Catholic priest (as Thornhill believed) but a real ceremony performed by a real priest!

Thus at one stroke 1. the stain of illegitimacy is removed from Olivia, and 2. Squire Thornhill, being already married, cannot take possession of Arabella’s fortune! It reverts to her and to George who she is now determined to marry!!

In a final twist, there is a minute of comic business while Sir William jocosely tries to pair young Sophia off with Jenkinson, who he says he’ll give £500 a year. But Sophia becomes more and more miserable as Sir William increases his briberies and inducements until… he abruptly gives up and says, ‘Well then, he’ll have her for himself!’ Grabs her, proposes, she accepts, he has been looking for years for a woman who would love him for who he is rather than his riches.

Oh, and Primrose is hereby released from prison, all his debts paid off.

What an incredibly complex tangle of themes and revelations and contrivances!

The prison scene from The Vicar of Wakefield by Ernest Gustave Girardot – wicked Squire Thornhill, seated, is having it explained that he will NOT be getting Arabella’s money, the vicar (standing) embraces his ‘dead’ daughter Olivia, Mrs Primrose seated right, teenage Moses standing behind her, George background right in his smart red army uniform standing with fiancée Arabella

Wedding bells

In the last pages, the wealth of the vicar is restored, as the bankrupt merchant is found in Antwerp, in possession of all Dr Primrose’s money and more.

Then, as in traditional comedy since Roman times, the narrative ends with a wedding, in fact a double wedding: George marries Arabella, as he originally intended, and Sir William Thornhill marries Sophia. The family is restored, renewed and expanded.


Sentiment and improving feelings

You can see from this summary how the plot is designed at almost every turn to provide the 18th century reader with a combination of:

  1. shocks and surprises and sensational moments and incidents (the near-drowning, the house burns down, thrown in prison, duels) worthy of a soap opera
  2. and that all of these extreme events are prompts for displays of Christian stoicism in the face of disaster and noble high-minded sentiments, the over-riding ones being forgiveness and charity and big-heartedness

The narrative provides a steady stream of incidents designed to trigger high-minded sentiments of the kind which could be embroidered and hung on the wall of any good Christian family of the middling sort (much as Dr Primrose – comically – hangs the epitaph he’s written for his wife, in a frame over the main fireplace, in chapter 2).

Autobiography

To begin with I had various thoughts about fictional autobiography as a genre, about how writers like Defoe used it at the turn of the 1700s. About the flood of popular literature, pamphlets and ballads and so on, which all claimed to give the personal biographies of all sorts of figures, especially notorious criminals, especially if they were about to be executed. About the interest in people’s personal lives and quirks and oddities which grew throughout the century.

By the 1760s it was a very well-established genre, and the narrative arc from happiness, down into times of tribulation – a vale of sorrows – and then back up to ultimate vindication – this amounts to a basic human story, deeper than religion, underpinning the Christ narrative itself.

The psychology of details

I was going to write something about the growing interest in details – When you read Bunyan’s Pilgrim’s Progress or 17th century fictions one of the first thing the reader notices is how sparse they are, how lacking in detail, whereas one of the things that makes Daniel Defoe stand out from contemporaries was his realisation that the telling detail can have a dramatic psychological effect.

What makes Robinson Crusoe so gripping is not only the plot, but the accumulation of significant details which make you believe the plot. The gold Crusoe initially leaves in the shipwreck, but then goes back for, is often cited as a particularly acute and lifelike psychological detail.

But, as mentioned above, The Vicar of Wakefield is quite disappointing in this respect – it lacks the uniting of physical detail and psychological importance which you find in Defoe, to some extent in Fielding, and in the brilliant details of Tristram Shandy. It feels much closer to a sermon, or a highly moralising Christian tract, than to those novels.

Although the narrator reflects a bit upon events, the narrative is very exterior – it focuses on a series of events rather than of thoughts. In this respect it is a highly theatrical narrative, which becomes obvious in the denouement which reads like the climax of a comic play.

Idolising rural life

And I was also going to write something about the ancientness of the cliché of the superiority of ‘simple’ rural life over town life. To begin with, the story is premised on the idea that being a simple, kind-hearted country parson who does a bit of farming on the side, is the purest, noblest, most honest and religious vocation possible for a human being.

The hero of this piece unites in himself the three greatest characters upon earth; he is a priest, an husbandman, and the father of a family.

This idea – that simple rural living is purer, more innocent and noble than city living – is at least as old as the Roman Empire (and the Georgics of Virgil), can be found in Chaucer and became a cliché under the Elizabethans (see Spenser’s Faerie Queene).

The paradox is that it is always the opinion of a sophisticated townee (Virgil, friend of the emperor; Chaucer, poet to the king; Spenser, writer for aristocratic patrons).

In Goldsmith’s case, this image of rural content is the product of an urban socialite who made his living by his wits and his writing and steered a precarious course through the dog-eat-dog, hyper-bitchy, gossipy cultural world of Georgian London – and the book was designed to be read by a jaundiced, urban literary elite who enjoyed fancying themselves as simple sensitive souls… if only for the couple of afternoons it took to read the book.

And as the plot unravels, it can be interpreted as indicating the basic instability of the idea. Basically, Primrose’s wife and two daughters both yearn to escape from ‘rural idiocy’ to the bright lights of the city and fashionable living, and George is actually packed off to the city. In other words, this version of rural idyll cannot exist without the city to feed it, or counterbalance it.

The dream of rural contentment is radically unstable and needs constant policing by Dr Primrose to try and maintain, and the whole story is a litany of ways in which he fails to maintain it.

Conclusion

was going to write about those three areas – autobiography, the importance of details and rural life – but the narrative ended up sweeping past all these clever thoughts and obliterating them in the helter-skelter of hyper-theatrical melodrama – capped by the host of reversals and revelations in the final scene.

It is this concatenation of complex plot denouements which is the lasting impression of the book and which swamps the early pages’ gentle evocations of rural life. And it’s these closing scenes which raise the really obvious question about the book which is – Is it meant to be taken seriously? Are you meant to weep sensitive tears of empathy for Olivia and Arabella and feel your heart swell as Primrose expresses a series of noble sentiments about prison reform, and the souls of sinners and so on?

Or are you meant to burst out laughing at the increasingly farcical complexities and improbabilities of the plot?

Or is it both? Are you allowed to feel both, to be genuinely moved by some scenes but find others broadly comic?

Points of interest – the remoteness of 18th century life

Primrose tells us none of his family had ever been further than ten miles from their homestead, so were quite scared at the thought of an epic journey of 70 miles.

A journey of seventy miles to a family that had hitherto never been above ten from home, filled us with apprehension…

Mr Burchell has no money at the inn where he is first encountered, because he gave three guineas to the beadle ‘to spare an old broken soldier that was to be whipped through the town for dog-stealing’.

Floods The countryside round Wakefield is troubled by floods so deep that, in crossing one, Primrose’s daughter is like to be swept away and drowned.

Home-made gooseberry wine The Primrose family are famous for it among the neighbours.


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18th century history

Gainsborough: A Portrait by James Hamilton (2017)

Executive summary

Born in 1727, eighteenth century portrait and landscape artist Thomas Gainsborough was far less ambitious and canny than his main rival and the dominating artist of the day, Sir Joshua Reynolds.

Gainsborough was fairly happy churning out portraits of local worthies in his nearest large town, Ipswich, but was encouraged to go to Bath to seek a higher class of client. Unlike Reynolds – a lifelong bachelor – Gainsborough married young, aged 19, the illegitimate daughter of an aristocrat who settled a £200 annuity on her for life. His earning from portraits supplemented this basic family income.

  1. Suffolk (1727 – 1740) childhood in Sudbury
  2. London (1740 – 1748) apprenticeship, prints, acquaintance with Hogarth, marries Margaret Burr
  3. Suffolk again (1748 – 1758) first Sudbury, then the more profitable town of Ipswich
  4. Bath (1759 – 1773: 14 years, first in Abbey Street, from 1767 at 17 King’s Circus)
  5. London again (1774 – 1788)

In his letters we have Gainsborough’s own testimony that he didn’t really like painting portraits, and he actively disliked the ‘ugly’ aristocrats who were his clients. But success drew him on till he was making a lot of money and by the 1760s, found himself renting big town houses, with a coach and servants to run, paying for tutors for his two beautiful daughters. By 1769 he calculated his annual expenses at £1,000. He was trapped.

By the 1760s he was established as one of the best portrait artists of the day and so was invited to join the new Royal Academy of Art set up in 1768, but he argued with the hanging committee about the placing of some of his portraits and in other ways kept his distance.

Detailed review

Far less authoritative and comprehensive than Ian McIntyre’s life of Joshua Reynolds, for at least two reasons. The main one is Gainsborough’s life was far more fleeting and elusive. Reynolds led an active social life among leading figures of the day who all kept records of their dinners and conversations, dedicated their books to him, plus one of his pupils kept notes and wrote a detailed biography soon after his death, plus the minutes and accounts of the clubs and societies he was a member of, not least the Royal Academy of the Arts which he helped found and was the first president of. Reynolds kept a detailed appointments book which recorded all his sitters, the dates and times of their appointments. In other words the biographer if Reynolds has a mass of paperwork and evidence to work with.

Gainsborough is an altogether more fleeting character. He left relatively few letters (150 in all), no diary or journal or accounts book. He didn’t even own many books at his death. He didn’t cultivate the best circles or make sure he was mentioned in their books by the best writers. He painted the rich and famous but didn’t like them very much, unlike super-sociable Reynolds.

For the biographer who requires a constellation of dates to steer by, Gainsborough supplies thin pickings. (p.6)

Thomas Gainsborough

Thomas Gainsborough was born in 1727 into a large extended family based in the Suffolk town of Sudbury. His father was a weaver with ambitions to be a businessman, which got him into financial trouble – he only escaped debtors’ prison because of a family whip-round. A benevolent uncle – also named Thomas – left some money to help young Tom to pursue ‘some light handy craft trade’, and the family decided to send him to London at the tender age of 13 in 1740,

Here he trained under engraver Hubert Gravelot, of Huguenot extraction. Hamilton goes into some detail about the expanding print market of the mid-eighteenth century and the dominating figure of William Hogarth, whose moralised pictures had created a sensation in the 1730s – A Harlot’s Progress (1732), A Midnight Modern Conversation (1733), A Rake’s Progress (1735), Four Times of Day (1738). Gainsborough probably came into contact with Hogarth, but mainly worked for an established painter named Francis Hayman, although details about the period are sketchy.

[During his early years in London] whoever it was that nurtured him, Hayman or Hogarth or Canaletto or Hudson or other painters such as Arthur Devis who took assistants and apprentices, they all gave him something of what follows. (p.59)

The second reason this is not such a compelling book as McIntyre’s is that Hamilton makes an editorial decision to roll with the relative lack of information about Gainsborough and to make his approach a bit more impressionistic. Thus the opening sentences don’t tell us much about Gainsborough, but tell us everything about Hamilton’s style:

Thomas Gainsborough lived as though electricity shot through his sinews and crackled at his finger tips. There is a fire in Gainsborough: it lights up his paintings…

He is going to embroider and speculate – based on facts for sure, but a fairly thin picking of facts meringued up with many a fluffy turn of phrase.

Landscape, however, hovered around him like an old flame (p.84)

Like a family of cats jumping off a ledge, the Gainsboroughs had landed on their feet (p.160)

Whole pages pass wherein we learn a lot about mid-century Sudbury or Ipswich or Bath, embroidered and elaborated from contemporary accounts by diarists and commentators – but where Gainsborough himself doesn’t make an appearance. Other pages pass in speculation and guesswork and Hamilton is fond of drawing comparisons between aspects of Gainsborough’s society and our own.

Just as a salesman or marketing person or builder must drive an expensive car in the twenty-first century to reassure the world that he or she is doing all right, so in the eighteenth century a portrait painter had to look neat, confident and successful to attract the custom he needed. Fine clothes were very expensive indeed, and much aspired to: flash car and flash waistcoat are probably equivalent as status signifiers, if not in monetary terms. (p.120)

Or he quotes a letter where Gainsborough brags about owning 5 viola da gambas, three Jayes and two Barak Normans:

Today, a star of the art world might tell a friend, My comfort is I have 5 Lamborghinis, 3 Ferraris and two Aston Martins’ Their value as status symbols is roughly similar. (p.262)

Hamilton’s relentless urge to give eighteenth century people and customs a 21st century comparison can get pretty annoying, and sometimes offensive. After half a page giving a reasonable enough analysis of Gainsborough’s great portrait of the young women musician Ann Ford, Hamilton concludes:

With Ann Ford, Gainsborough added extra titty to the fluctuating city. (p.188)

Key learnings

Jack the Lad The biggest surprise, which Hamilton announces early and then refers repeatedly is that Thomas Gainsborough was a bit of a lad, a roaring boy, one for wine and the ladies. Hamilton routinely refers to Gainsborough as a lad, to his laddish behaviour, and to his ‘mates’.

There are distinct Jack-the-Lad tendencies about Gainsborough the young man… The 19th century song about Jack-the-Lad ‘swigging, gigging, kissing, drinking, fighting’ had echoes in the young Gainsborough…(p.133)

The idea is that although Gainsborough mixed professionally with numerous aristocratic sitters – ‘the Quality’, in the contemporary term – his tastes remained those of a country boy who came to London in his teens and was introduced to a dizzying world of booze and broads (Hamilton has a section describing the delights of Vauxhall Pleasure Gardens) and what letters we have contain rather oblique references to regretting being led astray, particularly on his visits to London.

This is a striking claim but I don’t think he actually backs it up with that much evidence, mostly hearsay collected after his death, for example Joseph Farington quoting the artist’s daughter as saying he ‘was passionately fond of music… and this led him much into company with musicians, with whom he often exceeded the bounds of temperance & his health suffered from it, being occasionally unable to work for a week after’ (quoted page 111). Fine, but she was a small girl at the time and this report comes from decades later. Reliable?

Hamilton asserts that one his visits to London from Bath he had ‘the casual sexual encounters that punctuated his life’ but immediately goes on to say:

How many or how regular these were is impossible to tell. (p.199)

Well, if it is ‘impossible’ to tell how many ‘casual sexual encounters’ Gainsborough had, how come Hamilton is confidently telling us that they ‘punctuated his life’? Throughout the book I had the uneasy feeling that Hamilton was bending or interpreting the evidence to suit his vision of a freewheeling Jack the Lad. The more he asserted it, the more reluctant I felt to acquiesce, the more doubtful I felt of Hamilton’s opinions.

Hamilton quotes the daughter of an Ipswich friend describing him as ‘very lively, gay and dissipated’ (p.118) which fits his Jack the Lad thesis, but then goes on to explain that ‘dissipated’ might have its 18th century meaning of ‘spendthrift, an simply indicated that he spent beyond his means in order to dress his wife and growing daughters appropriately.

In autumn 1763 Gainsborough was very ill, laid up for three months unable to work, and a Bath newspaper even reported that he had died! Hamilton interprets the handful of letters we have to mean the illness was associated with a sexually transmitted disease because Gainsborough describes feeling guilt and regret. But then, to my surprise, Hamilton concedes:

It may be the case that Gainsborough’s long near-fatal illness had nothing to do with his sex life… (p.200)

So Hamilton’s entire speculation about the illness being related to an STD is just that – speculation. This kind of building castles in the sky and then, reluctantly, admitting the castles may all speculation, slowly and steadily undermined my trust in Hamilton as a guide and interpreter to Gainsborough’s life.

Making it up It’s a feeling compounded by the amount of sheer invention which appears on every page.

Now, in his late thirties, he was active, busy, in demand. His sitters’ book in Bath, assuming he had one, would have bulged with the names of old clients, new clients, their friends and relations and their various requirements. (p.203)

‘Assuming he had one’. Hamilton did warn us in his introduction that he would be weaving a certain amount of fantasia around the very thin documentary evidence which survives, and I wouldn’t mind if I thought his spinning were justified, but… his relentless habit of inventing things and then commenting on them didn’t agree with me and I came to dislike reading this book.

Destroyed letters We learn that part of the reason that so few of Gainsborough’s letters survive is because a surprising number were in Hamilton’s view ‘filthy’ – presumably sexually explicit – and so Gainsborough’s executors destroyed them – for example, the cache of letters sent to his friend Samuel Kilderbee and destroyed by Samuel’s heirs because of their ‘obscenity’.

But if they have been destroyed… how can we know what they contained? The generations after Gainsborough’s were not only more puritanical about sex but about religion too, and about family values. I.e. there could be a number of grounds why the letters gave offence to later generations and it was considered best to destroy them.

Spirited What is believable – because we can read it in the letters and in many diary accounts and memoirs of the period – is that Gainsborough was very high spirited. Good-looking, cutting a graceful figure, lively and talkative, he said whatever was on his mind, a fountain of lively observations, so much so that surviving letters and memoirs agree that, next morning, on sober reflection, he often regretted things he said. But being over-talkative and shooting from the hip is very different from being sexually promiscuous.

This high-spiritedness is a quality Gainsborough readily admits in himself, indeed actively promotes in some of his letters, writing:

I am the most inconsistent, changeable being, so full of fitts and starts… (quoted p.257)

or describing himself as:

a Long cross made fellow [who] only flings his arms about like threshing-flails without half an Idea what he would be at. (p.258)

Joshua Reynolds Later memoirists, notably Ephraim Hardcastle, give colourful accounts comparing and contrasting Gainsborough and Joshua Reynolds. Hardcastle paints Reynolds in conversation as pursuing ‘a steady philosophic course’, while

the lively Gainsborough was a skipping and gambolling backwards and forwards from side to side… none for enthusiasm and vivacity could compare with he. (p.199)

Now this is the aspect of Gainsborough which is most consistently reported – his unbuttoned liveliness and spontaneity.

Margaret Aged 19, Thomas married a local woman Margaret Burr. She was the illegitimate daughter of the Duke of Beaufort, who acknowledged her and had settled a £200 annuity on her. Thus Thomas was marrying into what counted, in Sudbury, for money. It was to be a difficult marriage. Both were faithful, there was no divorce, Thomas had no mistresses, but Margaret owned and managed her own money, and there is plenty of evidence that she took a strong-willed approach to Thomas’s income, too (from his own letters and the accounts of others). He sometimes felt too much under her thumb. It was an effective working relationship but he writes on a couple of occasions that he didn’t feel worthy of her and the cumulative sense is that it was not a very loving marriage.

A life in five acts The trajectory of his life is indicated by the five parts of Hamilton’s account:

  1. Suffolk (1727 – 1740) childhood in Sudbury
  2. London (1740 – 1748) apprenticeship, prints, acquaintance with Hogarth, marries Margaret Burr
  3. Suffolk again (1748 – 1758) first Sudbury, then the more profitable town of Ipswich
  4. Bath (1759 – 1773: 14 years, first in Abbey Street, from 1767 at 17 King’s Circus)
  5. London again (1774-1778)

Landscapes He knew he was better at landscape than at portraits, and enjoyed painting landscapes more, but portraits paid the bills (in fact, Hamilton tells us that during his time in Ipswich 1752 – 1759, Gainsborough painted so many landscapes that he ended up giving them away, p.108).

Gainsborough’s landscapes are indebted to the style of Dutch landscape painting crossed with his own immersion of the Suffolk countryside around Sudbury. His early landscapes are already a joy to look at. This one was painted when he was only 20 years old. Pretty impressive.

Cornard Wood by Thomas Gainsborough (1748)

Doll paintings Whereas most of his portraits before the 1750s are embarrassingly bad. They look like skinny children’s doll’s with empty dolls’ faces plonked in lovely landscapes. In fact, Hamilton explains that the bodies really were painted from so-called ‘lay dolls’, wooden mannekins with jointed bodies which could be arranged in  different postures. Later, from the 1760s, he pained bodies and clothes from life, but not from the actual sitters, from much cheaper models brought in and made to wear the sitters’ clothes (p.218).

Sarah Kirby and Joshua Kirby by Thomas Gainsborough (1751-1752)

Music Gainsborough was very musical, unlike Reynolds. He was proficient on the violin and a member of the Ipswich Music Club which held regular concerts. He was easily distracted by invitations to play music, and portrayed musicians, with their instruments e.g. Johann Christian Fischer, Carl Friedrich Abel, Ann Ford,

Hamilton quotes the letter to William Jackson, well-known to Gainsborough buffs, in which the artist declares he is sick of painting portraits and wishes he could go off somewhere quiet in the country, just him and his viola da gamba, and live a quiet life of music and paint Landskips (p.260). However, Hamilton marshals the evidence of friends that he wasn’t, actually, that good at music and also that he was very impulsive, taking up a string of different instruments each time he heard one being played, and never becoming proficient on any of them (p.266-270).

Style transformed Hamilton doesn’t really identify how and why Gainsbrough’s depiction of human figures and faces changed, but change it did, drastically, between the early 1750s (when, to be fair, he was still only 23, 24, 25) and the later 1750s. But it amounts to a revolution in style, which allowed him to create depictions of human faces and figures of transcendent grace and beauty, such as this, the famous unfinished portrait of his two young daughters, Mary and Margaret.

The Painter’s Daughters with a Cat by Thomas Gainsborough (1760-1761)

Bath Bath was hectic with social life and also with artistic competition. Over the 18th century as a whole some 160 artists worked in Bath, the majority portrait miniaturists. The most successful, like Gainborough, provided life-size portraits in oil on canvas and had a permanent show room as well as a ‘painting room’ (the Italian word studio was only introduced in the 19th-century).

Until Gainsborough arrived the most successful portrait painter in Bath was William Hoare (1707 – 1792) who Gainsborough quickly eclipsed, though the two men became friends. A flick through his work shows that it is very capable at catching a likeness, but a bit dead and, above all, set inside.

People in landscapes A glance at one of the largest and most ambitious (double portraits) Gainsborough painted at Bath, The Byam Family (1764) instantly shows you how placing his sitters outside, in a kind of generic gentle south-of-England wooded countryside immediately transforms the subjects, giving them a lordly sense of style and movement as well as a sense of ownership of the land they walk through. And gives the viewer a similar sense of breadth and ease

Gainsborough’s painting method The younger painter Ozias Humphrey observed Gainsborough painting on numerous occasions and left detailed descriptions (pp.217-218).

  1. Surprisingly, Gainsborough painted by candlight in a room kept perpetually dark.
  2. He painted the sitter’s face in chalk and arranged the canvas so it was only inches from the sitter’s face.
  3. He was very restless, stepping back from the canvas to size it up, then quickly right back up to it to paint more, in an endless round of fidgety movement.
  4. All he needed was the face; the costume was painted afterwards, worn by a model (often his wife or one of his by-now grown-up daughters was dragooned in).
  5. He painted for 5 or 6 hours a day continuously, quite a physically demanding regimen (although this is from the account of the unreliable witness, Philip Thicknesse, quoted page 339).

Contempt for sitters Gainsborough was fairly open about not liking most of his sitters: he described portrait painting as ‘my dam’d business’ and a ‘curs’d face business’, of the clients as ‘damn gentlemen’ and ‘confounded ugly creatures’ (quoted page 275).

Royalty Ironically, for all his focused ambition, Joshua Reynolds had a troubled relationship with King George III (ascended the throne in 1760) not least because Reynolds associated with writers and politicians associated with the Whig i.e. anti-royal faction. Whereas Gainsborough who was far less professionally and socially ambitious than Reynolds, was asked to do portraits of the king and queen in 1780 and ended up getting on famously with both of them, invited back to do portraits of their large brood of children and individual portraits.

Models No, not that sort. Later in his career, Gainsborough enjoyed making models for landscapes which could fit on a table and were constructed from broccoli, moss and stones.

Prices At the height of his fame, in the 1780s, Gainsborough charged for a three-quarters portrait 40 guineas, for half-length 80 guineas, and for a full-length 160 guineas.

Religion Hamilton describes Gainsborough as ‘a devout Anglican’, though there are almost no references to him going to church and only the most generic religious references in his letters, which are strewn with swearing (lots of ‘Damns’). It was a religiously tolerant family. His older brother, Humphrey, was a non-conformist minister, and his sister Mary, was a Methodist.

Kew Gainsborough is buried, not back home in Suffolk, in fashionable Bath, or in mercantile London, but in the graveyard of St Anne’s Church, Kew. I used to go and sit by his tomb and eat my sandwich lunch, when I worked at Kew.

Concluding image

There are a lot of Society ladies and gentlemen to choose from, but I think one of Gainsborough’s greatest paintings is this portrait of his wife, Margaret, done in the late 1770s. It is an extremely subtle, sensitive, sensuous depiction of his spouse of 25 years, a brilliant portrait of any middle-aged woman, honest and frank and a universe away – not only in terms of art, but of experience – from the silly doll-figures of the 1740s. It is a triumph of technique but also of human wisdom.

Portrait of Mrs Gainsborough by Thomas Gainsborough (1778) @The Samuel Courtauld Trust, The Courtauld Gallery, London


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Joshua Reynolds: The Creation of Celebrity (2005)

This is the catalogue of a major exhibition of Sir Joshua Reynolds’s portraits held at Tate Britain back in 2005. I went, loved the exhibition and bought this catalogue. In my opinion the written content of the catalogue is poor, but the colour reproductions of 100 or so of Reynolds’s best paintings are spectacular.

The catalogue contains a biography of Reynolds by Martin Postle and four essays by Reynolds scholars:

  • ‘The Modern Apelles’: Joshua Reynolds and the Creation of Celebrity by Martin Postle
  • Reynolds, Celebrity and The Exhibition Space by Mark Hallett
  • ‘Figures of Fame’: Reynolds and the printed Image by Tim Clayton
  • ‘Paths of Glory’: Fame and the Public in Eighteenth-Century London by Stella Tillyard

The essays are followed by some 100 full-colour reproductions, divided into the following sections:

  • Reynolds and the Self-Portrait
  • Heroes
  • Aristocrats
  • The Temple of Fame
  • The Streatham Worthies
  • Painted Women
  • The Theatre of Life

With separate sections of images devoted to:

  • Reynolds and the Reproductive Print
  • Reynolds and the Sculpted Image

The concept of celebrity

As the title suggests, the idea is somehow to tie Reynolds’s 18th century art and career to modern 21st century ideas of ‘celebrity’. In my opinion all four essays fail to do this. Despite frequently using sentences with the word ‘celebrity’ in them, the catalogue nowhere really explains what ‘celebrity’ is.

The authors have a hard time really distinguishing it from the notion of ‘fame’ and the pursuit of ‘fame’ and the risks of ‘fame’ – subjects which have been thoroughly discussed since ancient Greek times.

In Greek mythology Pheme was the personification of fame and renown, her favour being notability, her wrath being scandalous rumors… She was described as ‘she who initiates and furthers communication’… A tremendous gossip, Pheme was said to have pried into the affairs of mortals and gods, then repeated what she learned, starting off at first with just a dull whisper, but repeating it louder each time, until everyone knew. In art, she was usually depicted with wings and a trumpet… In Roman mythology, Fama was described as having multiple tongues, eyes, ears and feathers by Virgil (in Aeneid IV line 180 ff.) and other authors.

In other words, the concept of ‘fame’ and the way it unavoidably attracts a spectrum of public comment, from dignified praise at one end through to scurrilous rumour at the other end – is as old as Western civilisation.

In my opinion the authors struggle to establish a really clear distinction between these multiple and time-honoured notions of fame with all its consequences, and their attempt to shoe-horn modern-day ‘celebrity’ into the picture.

The whole thing is obviously an attempt by Tate to make Reynolds and his paintings more ‘relevant’ to a ‘modern’ audience, maybe to attract in those elusive ‘younger’ visitors which all arts venues need to attract to sustain their grants. Or to open a new perspective from our time back to his, which makes his society, his aims and his paintings more understandable in terms of modern concepts.

I can see what they’re trying to do, and it is obvious that the four authors have been told to make as many snappy comparisons between the society of Reynolds’s day and our own times as possible – but flashy references to the eighteenth-century ‘media’ or to Reynolds’s sitters getting their ‘fifteen minutes of fame’, aren’t enough, by themselves, to give any insight. In fact, these flashy comparisons tend to obscure the complexity of 18th century society by railroading complex facts and anecdotes into narrow 21st notions and catchphrases.

Being modish risks becoming dated

The authors’ comparisons have themselves become dated in at least two ways:

  1. the modern-day celebrities they invoke have dated quickly (David Beckham is given as a current example)
  2. it was written in 2005, before the advent of social media, Instagram, twitter etc, so has itself become completely out of date about the workings of ‘modern celebrity’

There is a third aspect which is – Who would you trust to give you a better understanding of social media, contemporary fame, celebrity, influencers, tik tok and so on – a social media marketing manager, a celebrity journalist or… a starchy, middle-aged, white English academic?

There is a humorous aspect to listening to posh academics trying to get down wiv da kids, and elaborately explaining to their posh white readership how such things as ‘the media’ work, what ‘the glitterati’ are, and showing off their familiarity with ‘the media spotlight’ – things which, one suspects, library-bound academics are not, in fact, all that familiar with.

The authors’ definitions of celebrity

The authors attempt numerous definitions of celebrity:

Reynolds’s attitude towards fame, and how it was inextricably bound up with a concern for his public persona, or what we today would call his ‘celebrity‘ status.

So Reynolds was concerned about his fame, about building a professional reputation and then defending it, but wasn’t every other painter, craftsman and indeed notable figure of the time? As Postle concedes:

In this respect he was not untypical of a whole range of writers, actors and artists  who regarded fame as the standard for judging the worthiness of their own performance against the achievements of the past.

Postle goes on to try and distinguish fame from celebrity:

However, Reynolds [achieved fame] by using the mechanisms associated with what has become known as ‘celebrity‘, a hybrid of fame driven by commerce and the cult of personality.

Hmm. Is he saying no public figures prior to Joshua Reynolds cultivated a ‘cult of personality’ or that no public figures tried to cash in on their fame? Because that is clearly nonsense. And putting the word celebrity in scare quotes doesn’t help much:

Reynolds pandered to the Prince [of Wales]’s thirst for ‘celebrity‘ and fuelled his narcissistic fantasies.

The author doesn’t explain what he means by ‘celebrity’ in this context or why the prince thirsted for it and how he was different in this respect from any other 18th century aristocrat who ‘thirsted’ for fame and respect.

Through portraits such as these [of the Duc d’Orleans], Reynolds openly identified with fashionable Whig society; the Georgian ‘glitterati’ – liberal in the politics, liberated in their social attitudes, and libidinous in their sexual behaviour.

Does use of the word ‘glitterati’ add anything to our understanding?

He was also the first artist to pursue his career in the media spotlight.

‘Media spotlight’? Simply using modern clichés like ‘media spotlight’ and ‘celebrity’ and ‘glitterati’ didn’t seem to me to shed much light on anything. The reader wants to ask a) what do you understand by ‘media spotlight’? b) in what way did Reynolds pursue his career in a media spotlight?

As experience of the modern media tells us, a sure sign that an individual’s fame has been transmuted into ‘celebrity’ is when press interest in his or her professional achievements extends to their private and social life.

I’m struggling to think of a time when there hasn’t been intrusive interest in the lives of the rich and famous, and when it hasn’t been recorded in scurrilous satires, squibs, poems.

People gossiped about Julius Caesar, about all the Caesars. We have written records of the way Athenians gossiped about Socrates and his wife. Prurient interest in the personal lives of anyone notable in an urban environment go back as far as we have written records.

Here’s another definition:

In a process that seems to prefigure the ephemeral dynamics of heroism and redundancy found in today’s celebrity culture, the exploitation of celebrity typified by Reynolds’s representation of [the famous soldier, the Marquess of] Granby depended not only on the glorification, in portrait form, of individuals who had already gained a certain kind of renown within the wider realms of urban culture, but also on a continual replenishment – from one year to the next – of this hyperbolic imagery of bravery, beauty and fame.

I think he’s saying that visitors to the annual exhibitions liked to see new pictures – or, as he puts it with typical art scholar grandiosity, ‘a continual replenishment of this hyperbolic imagery’.

‘The ephemeral dynamics of heroism and redundancy found in today’s celebrity culture’? Does that tortuous definition have any relevance to Kim Kardashian, Beyonce, Taylor Swift, Rihanna et al?

What these authors are all struggling to express is that Reynolds made a fabulously successful career by painting the well-known and eminent people of his day, making sure to paint army or naval heroes as soon as they returned from famous victories, making sure he painted portraits of the latest author after a hit novel or play, painting well-known courtesans, carefully associating his own name (or brand) with success and fame.

It was a dialectical process in which Reynolds’s portraits, often hung at the annual Royal Academy exhibition – which was itself the talk of the town while it lasted – promoted both the sitter and their fame, but also kept Sir Joshua’s name and reputation as Top Painter Of The Famous continually in the public eye.

That’s what the essay writers are trying to say. But you have to wade through a lot of academic rhetoric to get there. Take this questionable generalisation thrown out by Stella Tillyard, which sounds reasonable, until you start to think about it.

Like so much else that defines us in Europe and America now, celebrity appears to have been made in the eighteenth century and in particular in eighteenth century London, with its dozens of newspapers and print shops, its crowds and coffee houses, theatres, exhibitions, spectacles, pleasure gardens and teeming pavements. (Stella Tillyard, p.61)

‘Like so much else that defines us in Europe and America now’? What would you say defines modern society in 2020? I’d guess the list would include the internet, social media, webcams and digital technology generally, big cars, long-haul flights, cheap foreign holidays, mass immigration, multi-cultural societies, foreign food… things like that.

Quite obviously none of these originated in eighteenth century London.

Tillyard’s essay is the best of the four but it still contains highly questionable assertions. She thinks there is a basic ‘narrative’ of ‘celebrity’ which is one of rise, stardom, fall and rise again. The examples she gives are Bill Clinton getting into trouble because of Monica Lewinsky, and the footballers Francesco Totti and David Beckham. She thinks this basic narrative arc echoes the story of Jesus Christ, rising from obscurity, gaining fame, being executed, and rising from the dead. You have to wonder what drugs she is on.

Nonetheless, Tillyard’s is the best essay of the four because she’s an actual historian and so has a wide enough grasp of the facts to make some sensible points. She also gives the one and only good definition of celebrity in the book when she writes that:

Celebrity was born at the moment private life became a tradeable public commodity. (p.62)

Aha. Right at the end of the four essays we get the first solid, testable and genuinely insightful definition of celebrity.

According to Tillyard’s definition, the really new thing about celebrity is not the interest in gossip about the rich and famous – that, as pointed out, has been with us forever – it is that this kind of fame can be packaged into new formats and sold. It has become part of the newly mercantile society of the 18th century.

Celebrity, among other things, is about the commodification of fame, about the dissemination of images representing the individual celebrity, and about the collective conversations and fantasies generated by these processes. (p.37)

The assertion is that Reynolds was able to capitalise on his reputation. He made money out of it. He was able to exploit the new aspects of mid-18th century fame in order to build up a successful business and make a fortune.

He developed a process for making his portraits well known. The lead element in this was ensuring they were prominently hung at the annual exhibition of paintings by members of the new Royal Academy and so became the subject of the enormous amount of comment the exhibition attracted in the scores of newspapers, magazines, cartoons, lampoons, caricatures, poems and plays which infested Georgian London.

Deftly riding this tide of gossip and talk and critical comment, Reynolds was able to assure his sitters that he would make them famous – and he made himself famous in the process. And, as a result, he was able to charge a lot of money for his portraits.

He was able to turn the insubstantial, social quality of ‘fame’ into hard cash. That’s how the argument goes. I’ve put it far more plainly than any of these four writers do, and it’s an interesting point, but still begs a lot of questions…

Robert Orme’s 15 minutes of fame

When Postle says that the soldier Robert Orme got his ‘fifteen minutes of fame’ (p.27) it strikes me as being a flashy but misleading reference.

Andy Warhol’s expression, ‘in the future everyone will be famous for 15 minutes’, refers very specifically to the 15-minute time slots allocated on the kind of American TV programmes which are punctuated every 15 minutes or so with ad breaks. Its merit derives from its source in a very specific technology and at a very specific moment in that technology (the later 1960s).

Whereas Robert Orme took part in an important battle of the Seven Years War (surviving the massacre of General Edward Braddock’s forces by French and Indians in July 1755), returned to England and was for a while feted and invited to dinners to give first-hand accounts of the massacre.

OK, so interest in Orme petered out after a while, but his story hardly conforms to the ‘fifteen minutes of fame’ description in the very precise, TV-age way Warhol had intended.

It’s an example of the way the authors are prepared to twist the historical record in order to shoehorn in their strained comparisons with modern ‘celebrity’ or the ‘glitterati’ or ‘the media spotlight’.

My point is that just chucking modern buzzwords at historical events doesn’t help us understand the historical events and doesn’t shed much light on the buzzwords or the ideas behind them, either. Not without a much more detailed analysis, anyway.

What was new about 18th century ‘media’

The one place in the four essays which comes alive i.e. presents new facts or insights, is in historian Stella Tillyard’s essay, where she explains that a new concept of ‘fame’ was being driven by some genuinely new developments in mass publication. She suggests four factors which account for the rise of a new type of fame in the mid-18th century:

1. A limited monarchy – the mystique surrounding the Divine Right of Kings which had clung to the Stuart Monarchy (1660-1714) drained away from the stolid Hanoverian monarchs who replaced them after 1714. Their powers were circumscribed from the start by Parliament and this made them much more human, much more worldly and, well, sometimes boring figures, for example. George III, widely known as Farmer George.

2. Royal glamour migrated – instead of surrounding the monarch in a nimbus of glory the human desire to have glamorous figures to look up to and gossip about migrated to new categories of ‘star’ or ‘celebrity’, namely top military figures, successful actors and even writers.

3. The lapse of the Licensing Act left the press a huge amount of freedom. By 1770 there were 60 newspapers printed in London every week, all looking for gossip and tittle tattle to market. Combined with a very weak libel law which allowed almost any rumour and speculation to be printed. Well before the tabloids were invented, the taste for an endless diet of celebrity tittle tattle was being catered to.

4. A public interested in new ways of thinking about themselves or others. This is the tricksiest notion, but Tillyard argues that this huge influx of new printed matter, combined with shops full of cheap prints, to make literate urban populations think about themselves and their roles as citizens of a busy city, and as consumers, in new ways.

Now all this chimes very well with the picture painted in Ian McIntyre’s brilliant biography of Reynolds, which clearly shows how almost every incident, not only from his personal life but of the lives of all his famous friends (e.g. the writer Dr Johnson, the actor David Garrick, the historian Edmund Gibbon, the poet Oliver Goldsmith) was quickly leaked to scurrilous journalists, who reported them in their scandal sheets, or made cartoons or comic poems about them.

Reynolds’s world was infested with gossip and rumour.

By contrast with Tillyard’s authoritative historian’s-eye view, Postle’s art critic assertions are less precise and less persuasive:

Reynolds grew up in an age that witnessed the birth of modern journalism.

Did he, though? ‘Modern’ journalism?

Googling ‘birth of modern journalism’ you discover that ‘modern journalism’ began with a piece written by Defoe in 1703. Or was it during the American Civil War in the 1860s? Or maybe it was with Walter Lippmann, writing in the 1920s, often referred to as the ‘father of modern journalism’?

In other words, the birth of ‘modern’ journalism happened more or less any time you want it to have done, any time you need to add this cliché into your essay to prop up your argument. And that little bit of googling suggests how risky it is making these kinds of sweeping assertions.

In fact it suggests that any generalisation which contains the word ‘modern’ is dodgy because the term ‘modern’ itself is so elastic as to be almost meaningless. Historians themselves date ‘the modern period’ to the 1500s. Do you think of the Elizabethan era as ‘modern’?

The modern era of history is usually defined as the time after the Middle Ages. This is divided into the early modern era and the late modern era. (Define modern era in history)

Postle’s assertion that there was something uniquely and newly journalistic about Reynolds’s era sounds fine until you think of earlier periods – take the turn-of-the 18th century and the reign of Queen Anne (1702-1714) which was packed with coffee house publications and scurrilous poems written against each other by leading figures. Alexander Pope’s entire career exemplifies a world of literary gossip and animosity.

Going further back, wasn’t the court of Charles II the subject of all kinds of cartoons, pictures, scurrilous paintings and poems and plays? Lots of John Dryden’s poems only make sense if you realise they’re about leading figures of the day, either praising or blaming them. During the British civil wars (1637-51) there was an explosion of pamphlets and leaflets and poems and manifestos denouncing the actions of more or less every notable figure, and giving a running commentary on the political developments of the day. Wasn’t Shakespeare’s time (1590 to 1615) one of rumour and gossip and pamphlet wars?

Maybe not to the same extent as Reynolds’s time, but surely it was a matter of degree not kind. Earlier artists (van Dyck, Peter Lely, Godfrey Kneller) had had types of fame and tried to capitalise on it. By Reynolds’s day there were just more outlets for it, more magazines, newspapers, journals – reflecting a steadily growing urban population and market for all things gossip-related. Between 1650 and 1750 the British population increased, the population of London increased, the number of literate people increased, and so the market for reading matter increased.

So when Postle asserts that newspapers played an increasingly important part in the critical reception of art, well, they played an increasingly important role in the critical reception of everything, such as war and politics and religion, such as the Seven Years War, the American War of Independence, the French Revolution and every other kind of debate and issue.

That is what newspapers do – tell people what’s going on and editorialise about it – and there were more and more of them, because the population was growing and the number of literate consumers steadily growing with it.

Reynolds didn’t invent any of this. He just took advantage of it very effectively.

Reynolds’s strategies for success

  • Reynolds was apprenticed to a fellow Devonian, Thomas Hudson, who not only taught him how to paint portraits but introduced him to important patrons
  • Hudson introduced Reynolds to leading gentlemen’s clubs of the time (the 1740s)
  • Reynolds took care to keep a large table i.e. to invite notable people to dinner, specially if they had had a recent ‘hit’ with a novel or play or work of art
  • Reynolds took dancing lessons, attended balls and masquerades, cultivated a man about town persona
  • as Reynolds became well known he was invited to join top clubs and societies e.g. the Royal Society and the Society of Dilettanti
  • he helped to found the blandly named The Club, with a small number of very eminent figures in literature, theatre and politics, including Garrick, Goldsmith, Johnson and Edmund Burke, later to include Charles James Fox and Richard Brinsley Sheridan
  • in the 1770s Reynolds painted portraits of the friends to be met at the Streatham house of his friend Mrs Hester Thrale (who became nicknamed ‘the Streatham Worthies‘)
  • during the 1770s and 80s there was a growth in a new genre, ‘intimate biographies’ told by authors who knew the subjects well, such as Johnsons Lives of the Poets (1781) and Boswell’s The Journal of a Tour to the Hebrides with Samuel Johnson (1785) – the intimate portraits of the Streatham Worthies tied into this taste, in fact Boswell considered writing an intimate biography of Reynolds
  • the point of having a cohort of friends like this was that they provided a mutual admiration and mutual support society, promoting each others’ work – for example, Oliver Goldsmith dedicated his famous poem, The Deserted Village to Reynolds, James Boswell’s vast ‘intimate biography’ The Life of Samuel Johnson (1791) was dedicated to Reynolds, as was Sheridan’s The School for Scandal (1777)
  • in former times, getting an appointment to work for the king had been crucial to artists’ careers – by Reynolds’s day, however, it was no longer vital because 1. the monarch no longer had the absolute powers of the Stuarts – the Hanoverian kings’ powers and patronage were much more limited and often determined by Parliament 2. there was a well enough developed domestic market for art for a painter to make a career and livelihood without explicit royal patronage
  • Reynolds very consciously bought a large house in fashionable Leicester Fields; the Prince of Wales owned a big house in the same square
  • Reynolds bought an expensive coach that had formerly belonged to the Lord Mayor of London, renovated it and encouraged his sister Fanny to drive round in it in order to prompt gossip and awe

But was Reynolds unique?

As mentioned above, the four essayists have clearly received a brief to make Reynolds sound as modern and edgy and contemporary and down with the kids as possible.

But the tendency of the essays is also to try and make Reynolds sound unique – in his painterly ambition, in the way he used connections and pulled strings to paint famous sitters, promoted himself socially (by being a member of many clubs and inviting all the famous men and women of the time to large dinners), promoted his work through public exhibitions, tried to wangle key painting positions to the royal family, and by having prints made of his portraits which could be sold on to a wider audience.

The trouble is that – having just read Ian McIntyre’s brilliant biography of Reynolds which presents an encyclopedic overview of his times, its clubs, newspapers, magazines, his colleagues and rivals, of the mechanisms of a career in art and an in-depth overview of all Georgian society – I realise these were the standard procedures of the day.

For example, the authors point out that Reynolds was keen to paint portraits of famous people to boost his career – but what portrait painter of the day wasn’t? Allan Ramsay and Thomas Gainsborough, to name just two contemporary painters, lobbied hard to win aristocratic patrons, to promote their portraits to other potential clients, to expand their client base, and so on. It was a highly competitive and commercial world.

The catalogue contains sections on the portraits of aristocratic ladies, military heroes and courtesans as if Reynolds had invented the idea of painting these kinds of figures – but paintings of aristocrats go back at least as far as the Renaissance, and statues of emperors, notable figures and military leaders go back through the ancient Romans to the Greeks.

There’s a section devoted to showing how Reynolds used prints extensively to promote his career, not only here but abroad, where British art prints commanded good prices. (One of the few new things I learned from the essays was that British mezzotinting was so highly regarded as to become known as la maniere anglaise, p.51)

But all his rivals and colleagues did just the same, too – otherwise there wouldn’t have been a thriving community of printmakers and of printbuyers.

And the authors strain to prove that the kind of high-profile aristocrats, military leaders, and top artists-writers-actors of the day that Reynolds portrayed were often discussed, profiled, ridiculed and lampooned in London’s countless scurrilous newspapers, magazines, pamphlets, poems, broadsides, gossip columns and so on.

But this was just as true of all the notable figures that all the other portrait painters of his day painted. It was an extremely gossipy society.

In other words, none of the activities the authors attribute to Reynolds was unique to him – they were being energetically carried out by scores of rivals and colleagues in the swarming ant hill of rivalry and competition that was Georgian London. What is interesting, is the extent to which Reynolds did all these things best (when he did), or where he failed, or where he pioneered a new aspect of this or that activity.

Unfortunately, the four authors don’t really have much space to make their cases. The four essays are relatively short. They have nowhere like the 550 closely-typed pages that Ian McIntyre has in his masterful biography of Reynolds. Therefore, to anyone who’s read McIntyre, the four essays come over as fleeting and superficial sketches of subjects and issues which deserve to be dealt with in much, much greater detail if you want to understand why Reynolds was the towering figure that he was.

It wasn’t that he did all these activities listed above – it’s that he did many of them better, more comprehensively, and more systematically than his rivals.

And also that he just worked harder at it. He was extremely disciplined and professional, working a solid 6 or 7 hour days, every day, often on Sundays. He produced, on average, well over one hundred commissions a year, an extraordinary workrate. This isn’t mentioned anywhere in the essays, but it is a key reason for his success.

Or the even more obvious fact that a his success was down to the fact that he was, quite simply, the best portrait painter of his time. He may well have adopted the canny career strategies listed above, but they’d have been meaningless if he hadn’t also been a painter of genius.


Art scholarship prose style

This section contains no facts and is devoted to an analysis and skewering of pretentious artspeak. Art scholar prose is very identifiable. It has at least three elements:

  1. use of fashionable, pretentious buzzwords such as subvert, interrogate, engage, gendered, identity, desire, site, gaze, other
  2. combined with a curiously starchy, old-fashioned locutions such as whilst, amongst
  3. thin actual content

1. Buzzwords

In terms of his desire to associate himself with the celebrity of others, the most compelling paintings by Reynolds are surely his portraits of prostitutes… (p.29)

‘Wish’ wouldn’t be a better word?

When the ancient philosopher, Socrates, visited the artist’s house with friends, the courtesan was to be found under the gaze of the painter (p.29)

The word ‘gaze’ now has the adjective ‘male’ attached to it in all contexts, and is always a bad thing.

[At the new public exhibitions of the 1760s] the visitor’s encounter with the painted images of celebrities was crucially informed by those other burgeoning cultural sites of the period, the newspaper and the periodical. (p.35)

Do you think of a newspaper or magazine you read as a cultural site? Alliteration is always good, makes your ideas sound grander and more important.

In arranging that his pictures of such women [the royal bridesmaids at the wedding of George III and Queen Charlotte]… Reynolds… was contributing to, and trading upon, a burgeoning cult of aristocratic celebrity within the sites and spaces of urban culture. (p.39)

Tillyard in particular likes the word and idea of the ‘site’:

In response to the overwhelming attention of the London public [Jean-Jacques Rousseau] took himself off to the wilds of Derbyshire and began to write his Confessions, in which he demanded the right to be heard on his own terms rather than to become the site for others’ imaginings. (p.66)

Omai [a South Sea islander Reynolds painted] is both sophisticate and innocent, celebrity and savage, an eloquent but mute subject whose lack of the English language and inability to write allowed his audience and the picture’s viewers to make him a site for their own imaginings. (p.69)

It is surprising that Omai isn’t taken as an example of The Other, an almost meaningless word commonly used to describe anyone who isn’t a privileged white male.

The press functioned as one vital counterpart to the exhibition space in terms of what was emerging as a recognisably modern economy of celebrity… (p.37)

The ‘modern economy of celebrity’ sounds impressive but what does it mean, what is an ‘economy of celebrity’ (and remember the warning about using the word ‘modern’ which is generally an empty adjective used solely for its sound, to make the text sound grand and knowledgeable).

Reynolds painted a number of portraits of aristocratic patrons such as Maria, Countess Waldegrave and Elizabeth Keppel. This allows art scholar Mark Hallett to write:

In being invited to track the shifting imagery of such women as Keppel, Bunbury and Waldegrave, attentive visitors to the London exhibition rooms thus became witness to an extended process of pictorial and narrative transformation, choreographed by Reynolds himself, in which his sitters became part of a gendered, role-playing theatre of aristocratic celebrity that was acted out on an annual basis in the public spaces of the exhibition room. (p.39)

If you read and reread it, I think you realise that this long pretentious sentence doesn’t actually tell you anything. It is prose poetry in the tradition of the mellifluous aesthete, Walter Pater, just using a different jargon.

‘Narrative’, ‘gendered’, ‘theatre’, ‘spaces’ are all modish critical buzzwords. What does ‘gendered’ even mean? That some portraits were of women and some of men? Hmm. And a gallery isn’t really a theatre, no matter how hard art scholars wish their working environment was more jazzy and exciting. It’s a gallery. It consists of pictures hung on a wall. Therefore to say a gallery is a ‘role-playing theatre’ is simply a literary analogy, it is a type of literary artifice which makes absolutely no factual addition to our knowledge.

Translated, that sentence means that regular visitors to the Royal Academy exhibition often saw portraits of the same famous sitters and so could judge different artists’ treatment of them, or gossip about how their appearance changed from year to year. That’s what ‘pictorial and narrative transformation’ means.

The artist’s portrait of Granby can now be understood as just one element within an unfolding iconography of military celebrity that was being articulated by the artist in the exhibition space during the 1760s.

Translated, this means that Reynolds painted many portraits of successful military heroes. As did lots and lots of other portrait painters of the time. But it sounds more impressive the way Hallett expresses it using key buzzwords.

We can even suggest that such details as the Duchess [of Devonshire]’s ‘antique’ dress and rural surroundings… transform her into a figure of pastoral fantasy, a delicately classicised icon of aristocratic otherness… (p.43)

Ah, ‘the Other’ and ‘otherness’, it was the last empty space on my bullshit bingo card. What does ‘otherness’ mean here? That aristocrats aren’t like you and me? That, dressed up in fake Greek robes, leaning against a classical pillar in a broad landscape, they seem like visions from another world? Better to say ‘otherness’. Makes it sound as if you understand complex and only-hinted-at deeply intellectual ideas (taken, in fact, from Jacques Lacan and other French theorists).

2. Starchy prose style

It’s peculiar the way art scholars combine these flashy buzzwords from Critical Theory (interrogate, subvert, gender, identity, The Other) with creaky old phrases which sound as if they’ve come from the mouth of a dowager duchess.

It’s as if Lady Bracknell had read a dummy’s guide to Critical Theory and was trying to incorporate the latest buzzwords into her plummy, old-fashioned idiolect. For example, art scholars always prefer ‘within’ to ‘in’, ‘amongst’ to among, and ‘whilst’ to while – versions of common English words which help them sound grander.

Some contemporary critics thought Reynolds’s experiments with oil and painting techniques meant his works would eventually decay and disintegrate. Mark Hallett says:

The fact that an exhibition including paintings such as these is now taking place, more than two hundred years after Reynolds’s death, helps put paid to such aspersions.

‘Helps put paid to such aspersions’? Isn’t that the voice of Lady Bracknell? ‘I should certainly hope, Mr Moncrieff, that in future you shall keep your aspersions and animadversions to yourself.’

3. Thin content

See above where I’ve highlighted the relative lack of new or interesting insights in the four critical essays, which can’t be concealed by tarting them up with references to the eighteenth century ‘glitterati’ or Andy Warhol.

Sometimes the essays descend to the bathetic. When we read that scholar Richard Wendorf has written a paper in which he observes that

Reynolds was adept at cultivating patrons through observing the rules of polite society

we are straying close to the University of the Bleeding Obvious.

When we learn that Reynolds sometimes flouted these rules in order to create a Bohemian effect, in order to copy the more raffish end of the aristocratic spectrum of behaviour, it feels like a variation on the obvious, and hardly something which required an entire essay to ‘explain’.


Conclusion

Having read the four essays twice, what you take away is that Reynolds specialised in painting portraits of famous people, this ensured the portraits were much talked about, written about and commented on by the larger-than-ever number of daily newspapers and magazines, and encouraged other famous people to commission their portraits from him, all of which boosted his professional career.

And that he was canny in using the means available to him – aristocratic patrons, choosing famous people to paint – famous soldiers, sailors, aristocrats, courtesans, writers and fellow artists – socialising and hosting grand dinners, joining top clubs, getting supporters to talk him up in the press, and encouraging the distribution of prints of his work – to build a successful and profitable career.

All of these were strategies adopted by most of his contemporaries were doing. He just did it better.

I’m confident making a statement like that because I’ve just read Ian McIntyre’s brilliant biography of Reynolds which places the great man in the incredibly busy, buzzing, competitive, dog-eat-dog environment of Georgian London, and  gives extended portraits of scores and scores of his peers, rivals, colleagues and competitors.

It shows how British society changed during Reynolds’s long career, from his earliest paintings in the 1740s to his last ones in 1790. He changed, art changed, society changed.

None of the essays in this catalogue have much space to play with and so these art scholars play very fast and loose with the historical record, yanking together quotes and events which were actually far separated in time, in order to impose on the people and culture of a very different society the modish contemporary art scholar concerns of ‘gender’, ‘identity’ and ‘celebrity’.

The point being: these essays are actually quite an unreliable introduction to the life and career of Joshua Reynolds, written at the behest of a gallery with an agenda and a marketing plan. By all means buy or borrow this book for its wonderful reproductions of the paintings. But read the McIntyre biography to understand the man and his times.

Unanswered questions

Having read both MacIntyre’s book and this catalogue, I still have a couple of unanswered questions:

1. They both tell me that History Painting was meant to be the highest and most prestigious genre of the day. In which case, how come the greatest painter of the age, Reynolds, didn’t paint any history paintings, and neither did his closest rivals, Allan Ramsay or Thomas Gainsborough?

2. Why are there so many black servants in 18th century portraits?


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Blog posts about the 18th century

Joshua Reynolds: The Life and Times of The First President of the Royal Academy by Ian McIntyre (2003)

Sir Joshua Reynolds (1723-1792) was one of – if not the – leading English painter of the 18th century. He specialised in portraits, painting just about 2,000 during a long and busy professional career, as well as 200 ‘subject pictures’, and over 30 self-portraits.

Self-portrait by Sir Joshua Reynolds (1780) Note the bust of Michelangelo, the Rembrandtesque hat, and the text of one of his Discourses folded in his hand © Royal Academy of Arts

Reynolds promoted a ‘Grand Style’ in painting which was less interested in visual or psychological accuracy to his sitters than in placing them in idealised and heroic poses and settings. He was known – and criticised – for pinching aspects from the Old Masters – poses, tints, props, tricks of lighting and so on.

So when you look at this painting – of Reynolds’s lifelong friend, the successful actor David Garrick – you see that not only is he caught between the two allegorical figures representing Comedy and Tragedy, but that the figures are each painted in different styles – the figure of Comedy on the left in a flirty rococo style of Correggio, the figure of Tragedy is done in a consciously ‘antique’ or neo-classical style reminiscent of Guido Reni, dressed in Roman robes with a stern profile – and Garrick in the middle, is wearing a historical costume reminiscent of van Dyck but his face is done in an unashamedly realistic or figurative style.

David Garrick Between Tragedy and Comedy by Joshua Reynolds (1760)

Reynolds was a founder and first president of the Royal Academy of Arts. He gave an inaugural lecture and this soon settled into an annual – later, biannual – lecture or ‘discourse’. At the end of his life these were published together as 20 or so Discourses about art, which were influential for decades afterwards.

The biography

Ian McIntyre’s biography of Sir Joshua Reynolds is a big book, weighing in at 608 pages, including index and notes (542 pages of actual text). What makes it hugely enjoyable is the way McIntyre very deliberately widens its scope to become a portrait of the age. Not a page goes by without entertaining and often amusing digressions away from the basic chronology of events.

For example, before we’re ten pages in we’ve had a whistlestop history of Devon and the town Reynolds was born in, Plympton, from Roman times to his birth in 1723. There’s an interesting explanation of the medieval and Renaissance tradition of Emblem Books and in particular the work of Jacob Cats, little known in this country but hugely influential on the continent. A little detour into the life of a well-known gypsy of the early 18th century, Bamfylde Carew. And so on.

The book is packed with footnotes, often as many as six on a page, giving biographical snapshots of every single person Reynolds comes into contact with, reads or meets or writes to or mentions, often with a bit of background about their achievements in art or literature – Reynolds cultivated friendships with the leading writers of the time – or, quite often, the wars or battles they were involved in, as a) Reynolds painted a large number of military and naval personnel and b) Britain was almost continually at war throughout the 18th century.

This blizzard of contextual information is partly explained because, as McIntyre candidly points out, we don’t actually know all that much about Reynolds’s life. We know he went to Italy to study the Old Masters for an extended stay from ages 25 to 27 (1750-52). Then he returned to London, set up a studio, and quickly became very successful. We have annual business ‘pocketbooks’ he kept, and these are packed full of appointments with sitters, practical notes about rents and paints and canvas and shopping (p.94). We have the accounts and minutes of the Royal Academy which he set up and ran from 1768 till his death in 1792, the Discourses he published to the world – the written version of the lectures he delivered at the Academy – and numerous descriptions of him in the diaries and letters of contemporaries – but not much more.

Reynolds didn’t keep a diary or interesting notes and thoughts about art which contain breath-taking insights and ideas. He never married, and so didn’t have either a wife or children to write memoirs about him. He doesn’t appear to have had affairs, or if he did they were kept very secret (the issue is discussed on p.85). His sister, Fanny, was his housekeeper for 25 years, followed by a niece.

Er, that’s about it in terms of a ‘personal’ life.

`So in a way McIntyre’s strategy of padding out the story with reams and reams of information about pretty much everyone else alive at the time was a necessity – a factual account of just Reynolds’s life would be quite sparse. Still, McIntyre’s encyclopedic approach makes for a highly enjoyable account.

As does his rangy, slangy style. He is at pains to emphasise that he is not a stuffy art critic, he’s one of the boys:

  • Then, brushing away a crocodile tea, he [an anonymous critic] put the boot in. (p.319)
  • Reynolds was taking a fair amount of stick in the press… (p.320)

18th century artists

Thus McIntyre doesn’t just place Reynolds in the 18th century art world – he introduces us to quite an intimidating number of 18th century artists, starting with Reynolds’s predecessors in Britain, referencing leading contemporary painters in France and Italy, and then a host of other contemporary painters – the famous, the not so famous, and the downright obscure. They include – and this list excludes all the many sculptors:

  • Sir Godfrey Kneller (1646 – 1723) leading portraitist of his time
  • Francesco Solimena (1657 – 1747) leading Italian painter of the Baroque
  • Jonathan Richardson (1667 – 1745) whose book, An Essay on the Theory of Painting inspired young Reynolds
  • Joseph Highmore (1692-1780)
  • William Hogarth (1697-1764) leading English artist, caricaturist and printmaker
  • Jean-Baptiste-Siméon Chardin (1699 – 1779) ‘the other great middle-class painter of the century’ specialising in quiet domestic scenes, in contrast to either grand historical paintings, or pink and blue rococo
  • John Shackleton (? – 1767) Principal ‘Painter in Ordinary’ to George II and George III
  • Thomas Hudson (1701-1779) Reynolds was apprenticed to him
  • Francesco Zuccarelli (1702 – 1788) Italian landscape painter from Venice
  • Jean-Étienne Liotard (1702 – 1789) French portraitist working mainly in pastel
  • Francis Hayman (1708 – 1776)
  • Arthur Devis (1712 – 1787) started as landscape artist, then portraits of members of pro-Jacobite Lancashire families, then portraits of London society
  • Allan Ramsay (1713 – 1784) rising star arrived in London from Rome in 1738, painted the definitive image of the coronation of King George III and a stream of royal commissions
  • Claude-Joseph Vernet (1714 – 89) landscape and marine painter
  • Richard Wilson (1714 – 82) ‘the classic master of British 18th century landscape painting’
  • Henry Robert Morland (1716 – 1797) Young woman shucking oysters
  • Richard Dalton (1720 – 91)
  • Katherine Read (1721-1778) Scottish portrait painter
  • John Astley (1724 – 1787) portrait painter
  • George Stubbs (1724 – 1806) English painter of horses
  • Francis Cotes (1726 – 1770) pioneer of English pastel painting
  • Thomas Gainsborough (1727 – 1788)
  • Anton Raphael Mengs (1728 – 1779) German artist, precursor of neo-classicism
  • Charles Catton (1728 – 98) coach painter to George III
  • George Barrett Senior (1732 – 1784) Irish, leading contemporary landscape painter
  • Jean-Honoré Fragonard (1732 – 1806) late Rococo painter of remarkable facility, exuberance, and hedonism
  • Robert Edge Pine (1730 – 1788)
  • George Romney (1730 – 1802) portrait painter in the Reynolds / Ramsay league
  • Sawrey Gilpin (1733 – 1807) English animal painter, illustrator and etcher who specialised in painting horses and dogs
  • Johann Zoffany (1733 – 1810) German neo-classical painter
  • Joseph Wright (1734 – 1797) to become Wright of Derby
  • Jeremiah Meyer (1735 – 1789) Painter in Miniatures to Queen Charlotte, Painter in Enamels to King George III
  • John Singleton Copley (1738 – 1815) Anglo-American painter, active in both colonial America and England
  • Benjamin West (1738 – 1820) first American artist to visit Rome, settled in London as a painter of historical scenes, early pioneer of neo-classicism
  • Nicholas Pocock (1740 – 1821) master of a merchant ship aged 26, he became a noted painter of naval battles
  • Ozias Humphry (1740 – 1810) a leading English painter of portrait miniatures, later oils and pastels
  • Angelica Kauffman (1741 – 1807) history painter and portraitist
  • Ozias Humphrey (1742 – 1810) a leading English painter of portrait miniatures, later oils and pastels
  • Mary Moser (1744 – 1819) English painter specialised in flowers
  • Philip Reinagle (1749 – 1833) pupil of Allan Ramsey, specialised in hunting pictures – Members of the Carrow Abbey Hunt
  • Robert Smirke (1753 – 1845) English painter and illustrator, specialising in small paintings of literary subjects
  • James Gillray (1756 – 1815) British caricaturist and printmaker
  • Thomas Rowlandson (1757 – 1827) English artist and caricaturist of the Georgian Era
  • Maria Cosway (1760 – 1838) Italian-English artist and educationalist
  • John Opie (1761 – 1807) English painter of historical subjects and portrait, took London by storm in 1781
  • Thomas Phillips (1770 – 1845) leading English portrait painter of the day, notable for portraits of William Blake and Lord Byron
  • Benjamin Haydon (1786 – 1846) British painter who specialised in grand historical pictures,

As with many of McIntyre’s digressions about contemporary figures, I found it well worth taking a few minutes to look up each of these painters. I was particularly drawn to some of the pictures of Jean-Étienne Liotard who I’d never heard of before.

The Chocolate Girl by Jean-Etienne Liotard (1744)

Provenances

An interesting aspect of Reynolds’s career is the number of portraits which have gone missing or are disputed. That the authorship of works of art can be disputed is significant: it shows you that, when the provenance of a painting is crystal clear, then the experts can confidently pontificate about its distinctive composition and style; but where there is no signature of clear history of ownership, where the authorship is disputed, then style and composition are not enough to determine the identity of the painter. Take this portrait of a black man.

Portrait of an African by Allan Ramsay (1757-60)

It is instructive to learn that it was once thought to be a portrait of Olaudah Equiano and painted by Joshua Reynolds, but is now generally accepted to a portrait of the young Ignatius Sancho painted by the Scottish painter, Allan Ramsay. The point being that the ‘house style’ of 18th century portrait painters was so similar, overlapped at so many points, that even experts can’t tell them apart.

Destructions

McIntyre’s book is extremely thorough. He documents the sitters and the painting sessions for what seems like every one of Reynold’s nearly two and a half thousand paintings. But a theme which emerges is the dismayingly large number of paintings which have been lost or destroyed, by Reynolds:

  • Portrait of Lady Edgcumbe – destroyed by bombing during Second World War
  • Portrait of Thomas Boone – untraced
  • Portrait of Jane Hamilton – untraced
  • Portrait of Mrs Baddeley – untraced
  • Portrait of Alexander Fordyce – untraced
  • Portrait of Elizabeth Montagu – untraced

No fewer than nineteen works by Reynolds were destroyed in a disastrous fire at the family seat of the Dukes of Rutland, Belvoir Castle in Grantham, Leicestershire, in 1816 (in which also perished works by Titian, Rubens and Van Dyck).

Or other artists of the day:

  • Benjamin West’s Cimon and Iphigenia and Angelica and Medoro – untraced

Which gives rise to a meta-thought: I wonder what percentage of all the paintings ever painted, still exist? Half? A quarter? To put it another way – how much of all the art ever created has been ‘lost’?

Miscellaneous notes

Reynolds’s first studio was at 5 Great Newport Street, in London’s West End. It was on the edge of the country, with a good sized garden both behind and in front (inconvenient in rainy weather since rich people’s carriages couldn’t park right outside the door, p.119). His rival, Allan Ramsay (1713 – 84) lived round the corner in Soho Square.

In 1760 he moved to a house on the west side of Leicester Fields, later Leicester Square. The Prince of Wales kept a big house dominating the north side. Hogarth had lived since 1733 in a house on the east side.

Reynolds’s style is considered ‘more masculine and less ornamental’ than that of his main rival, Allan Ramsay, who was therefore generally thought to be the better painter of women portraits (p.117).

Penny-pinching Reynolds was careful with money. Anecdotes abound. He got up early to visit the fishmarket to select the best value fish then returned home with detailed instructions to his servant about which ones to buy. He made a fuss about the value of an old mop (p.122)

Vandal Reynolds was fantastically disrespectful of old paintings. Apparently, he stripped back layer by layer of paint to see how they had been painted, a number of Venetian paintings and one by Watteau – stripped them right down to the canvas until he had utterly destroyed them (p.239).

Factory production None of your romantic waiting-for-inspiration nonsense, 18th century painters painted to order and commission and on an awesome scale. Allan Ramsay’s portraits of George III and Queen Charlotte dressed for his coronation (1761) was so popular that his studio i.e. assistants, produced no fewer than one hundred and fifty pairs of the paintings to meet the market; buyers including members of the royal family, sovereigns, heads of state, colonial governors, ambassadors, corporations, institutions and courtiers.

Knock ’em out, pile ’em high was the watchword. When one aristocratic sitter offered to come for an additional sitting so that Reynolds could have a session devoted to her hands (of which she was very proud) Reynolds casually told her not to bother as he normally used his servants as models for hands (p.137). (This chimes with the revelation in James Hamilton’s book that Gainsborough generally painted the entire body of his sitters from models, often his wife or grown-up daughters.)

Anti-romanticism

It has been the fate of arts to be enveloped in mysterious and incomprehensible language, as if it was thought necessary that even the terms should correspond to the idea entertained of the instability and uncertainty of the rules which they expressed.

To speak of genius and taste as any way connected with reason or common sense, would be, in the opinion of some towering talkers, to speak like a man who possessed neither, who had never felt that enthusiasm, or, to use their own inflated language, was never warmed by that Promethean fire, which animates the canvas and vivifies the marble.

If, in order to be intelligible, I appear to degrade art by bringing her down from her visionary situation in the clouds, it is only to give her a more solid mansion upon the earth.  It is necessary that at some time or other we should see things as they really are, and not impose on ourselves by that false magnitude with which objects appear when viewed indistinctly as through a mist. (Discourse 7)

No good at drawing Reynolds was acknowledged to be more interested in colour and tone than in drawing and design. He himself confessed he wasn’t too strong on anatomy. One of the hardest parts of pure figure drawing is hands and Reynolds’s sitters hands are often ungainly, stylised or hidden. He wasn’t too bothered about strict visual accuracy:

The likeness consists more in taking the general air, than in observing the exact similitude of every feature. (quoted on page 127)

‘Flying colours’ Throughout his career Reynolds experimented with materials that make an oil painting, incorporating at one time or another, asphalt, wax, charcoal, experimenting with non-traditional types of key colours such as incarnadine for red. This was often disastrous, as scores of anecdotes testify, the painter Benjamin Haydon just one who was sharply critical of his over-treatment of his paintings (quoted page 282).

One painting, being carried to its patron, was knocked in the street and the entire creation simply slid off the canvas and onto the street. Many others complained that the colours changed. The sky in Admiral Barrington’s portrait changed from blue to green within months of receiving it (p.362). Hence his reputation for ‘flying colours’ and many burlesques and parodies about them.

Rich As a result of his astonishing industry, Reynolds was by 1762 making £6,000 a year (p.141). By way of comparison, the homely parson in Goldsmith’s The Deserted Village has a stipend of:

A man he was, to all the country dear,
And passing rich with forty pounds a year.

By about 1780 it cost 50 guineas for a ‘head’, 70 guineas for a ‘half length’, 200 guineas for a full length (p.361).

Reynolds’s deafness In Rome in 1751 Reynolds suffered a heavy head cold which left him partially deaf. For the rest of his life he carried about an ear trumpet. There are numerous humorous anecdotes of him pretending not to hear unflattering or critical remarks.

Reynolds’s height Sir Joshua Reynolds was five feet five and one-eighths of an inch tall (p.149).

Reynolds and the king Despite his prolific portrayal of the British aristocracy, Reynolds was disliked by King George III and never got the post of Principle Painter in Ordinary which he aimed for. This post went to Allan Ramsay in 1761. A number of reasons are given for this dislike, for example that when Reynolds was offered the presidency of the newly founded Royal Academy in 1768 but said he’d have to consult his close friends, Dr Johnson and Edmund Burke. Since it was a royal appointment which the king had personally agreed, he was offended that Reynolds hesitated, and particularly offended at the mention of Edmund Burke, a critic of the king. And his friendship with John Wilkes, a radical critic of the king and the Establishment as a whole (p.322).

Reynolds and Dr Johnson I’d like to like Dr Johnson more than I do. At the end of the day, his bluff English pragmatism comes close to philistinism. His rudeness was legendary, as was his greed (the story of a host setting out bowls of clotted cream, strawberries and a jar of cider for a party of guests and Johnson eating the lot, or asking for pancakes and eating 13 in a row) and his addiction to tea. And his depression: letters are quoted in which he describes his morbid fear of being left alone to his thoughts. Which is why it was difficult to get rid of him; he’d pop round for tea then stay, talking interminably, till past midnight. If he was ever left out of a conversation:

His mind appeared to be preying on itself; he fell into a reverie accompanied with strange antic gesticulations. (Reynolds, quoted page 210)

Reynolds and his sister Reynolds’s sister, Francis (1729 – 1807), acted as his housekeeper from when he moved to London in the early 1750s until 1779, when some kind of argument – still unknown – led to her leaving and her place being taken by their nieces. Fanny was an artist in her own right, of histories and portraits. She also wrote and won the support of Dr Johnson, who encouraged her and remained friendly and supportive even after the break with her brother. Mutual friends were critical of Reynolds’s treatment of her, e.g. Mrs Thrale (p.327).

Reynolds and Gainsborough The ‘Grand Style’ which Reynolds spoke about in his Discourses meant improving on nature, removing blemishes and imperfections, creating an idealised image.

The likeness consists more in taking the general air, than in observing the exact similitude of every feature. (p.127)

And by ‘idealised’ he often meant aspiring to the style of Roman art and architecture, all pillars and togas. Thus Gainsborough and Reynolds disagreed about what their sitters should wear. Gainsborough, the more informal, casual and bohemian (p.338) of the pair thought it was an important part of capturing a sitter’s personality that they wore their own clothes; Reynolds, by contrast, kept a wardrobe of ‘idealised’ costumes and often painted his sitters in Romanised togas and tunics. The Dowager Duchess of Rutland complained that Reynolds made her try on eleven different dresses before settling on what she dismissed as ‘that nightgown’ (p.151).

Benjamin West, the American painter of historical scenes and second President of the Royal Academy, is quoted criticising Reynolds’s fondness for dressing his female sitters in antique robes, pointing out how much more interesting and useful for posterity it would be to see them in their actual everyday wear.

Technical terms

Conversation piece an informal group portrait, popular in Britain in the 18th century, beginning in the 1720s, distinguished by portrayal of a group apparently engaged in genteel conversation or some activity, very often outdoors. Typically the group will be members of a family, but friends may be included, and some groups are of friends, members of a society or hunt, or some other grouping.

Fancy picture Fancy picture refers to a type of eighteenth century painting that depicts scenes of everyday life but with elements of imagination, invention or storytelling. The name fancy pictures was given by Sir Joshua Reynolds to the supreme examples of the genre produced by Thomas Gainsborough in the decade before his death in 1788, particularly those that featured peasant or beggar children in particular. (Source: Tate)

Profile portrait The profile portrait ultimately derived from coins and medals from ancient Rome. It could be used as a commemoration of the dead, or as a tribute to the living great.

Eighteenth century London courtesans

In terms of his desire to associate himself with the celebrity of others, the most compelling paintings by Reynolds are surely his portraits of courtesans which he began to make from the late 1750s onwards.

I include this list not out of a conscious or unconscious wish to define women by their sexuality, but because these women’s lives are fascinating, and the niche they occupied in the society of their time so startlingly different from our day.

Eighteenth century women artists

  • Katherine Read (1721-1778) Scottish portrait painter
  • Angelica Kauffman (1741 – 1807) history painter and portraitist
  • Mary Moser (1744 – 1819) English painter specialised in flowers
  • Maria Cosway (1760 – 1838) Italian-English artist and educationalist

Those are the ones I noticed in the text, anyway. There’s a full list online:


Blog posts about the 18th century

Those Barren Leaves by Aldous Huxley (1925)

‘I don’t see that it would be possible to live in a more exciting age,’ said Calamy. ‘The sense that everything’s perfectly provisional and temporary – everything, from social institutions to what we’ve hitherto regarded as the most sacred scientific truths – the feeling that nothing, from the Treaty of Versailles to the rationally explicable universe, is really safe, the intimate conviction that anything may happen, anything may be discovered – another war, the artificial creation of life, the proof of continued existence after death – why, it’s all infinitely exhilarating.’
‘And the possibility that everything may be destroyed?’ questioned Mr. Cardan.
‘That’s exhilarating too,’ Calamy answered, smiling. (Chapter 3)

Huxley’s third novel is twice as long as his first. His early novels got steadily longer and more chewy. The characters’ speeches get longer and Huxley’s descriptions of his characters go from pencil-thin paragraphs to page-long analyses.

Number of pages in Aldous Huxley’s first four novels

Those Barren Leaves

We are in Italy, the perfect unspoilt aristocratic Italy of the English bourgeois imagination, from the Florence of E.M. Foster to the Tuscan villas rented by David Cameron and his class, the land of classical ruins, Chianti and English snobbery. That Italy.

Dominating the town of Vezza from its hilltop location is the enormous palace built by the Cybo Malaspina, some kind of eminent renaissance family. The palace has been bought by an Englishwoman, Mrs (Lilian) Aldwinkle, at least 48, statuesque and Junoesque. She is immensely proud of ‘her’ palace, loves to show off its history and paintings, dreams of it becoming once again a salon for the great artists of the age.

Currently staying with her are:

  • the 30-year-old novelist Miss (Mary) Thriplow, who has elbowed her way into the literary world from the lowly position of governess
  • Mrs Aldwinkle’s niece, Irene
  • Mr Cardan the 60-something bon viveur
  • and Mr Falx, a white haired notable in the Labour movement

The story opens with the arrival of young, handsome Mr Calamy – ‘ Brown, blue-eyed, soldierly and tall. Frightfully upper class and having all the glorious self-confidence that comes of having been born rich and in a secure and privileged position’ – who sets hearts and ovaries a-flutter.

We are in the land of the unworking classes – not the super-rich, maybe, but the very comfortably off, and of the artists and writers who hang around them because they have such lovely houses and host such interesting parties. Huxley’s world – which he loves analysing, anatomising, and satirising.

Mrs. Aldwinkle impatiently cut short the conversation. ‘I want you to look at this ceiling,’ she said to Calamy. Like hens drinking they stared up at the rape of Europa. Mrs. Aldwinkle lowered her gaze. ‘And the rustic work with the group of marine deities.’ In a pair of large niches, lined with shell-work and sponge-stone, two fishy groups furiously writhed. ‘So delightfully seicento,’ said Mrs. Aldwinkle.

Cast

Mrs. Lilian Aldwinkle, 48 or so, has wealth from unnamed sources, has bought this old palazzo in Italy and tends to think she has also bought all Italian art and culture and history along with it. She is obsessed with the idea of art:

‘Art’s the great thing,’ Mrs. Aldwinkle was saying earnestly, ‘the thing that really makes life worth living and justifies one’s existence.’

She, of course, believes herself to be especially sensitive and noble:

‘Sometimes,’ Mrs. Aldwinkle was saying, as she walked with Chelifer on the second of the three terraces, ‘sometimes I wish I were less sensitive. I feel everything so acutely – every slightest thing. It’s like being… like being…’ she fumbled in the air with groping fingers, feeling for the right word… I have an intuition about people. It’s because I’m so sensitive. I feel their character. I’m never wrong.’

But in fact Mrs Aldwinkle doesn’t have an artistic bone in her body, doesn’t understand the visual arts, can’t make out different chords in music. And of course, she is a rentier (defined as: ‘a person living on income from property or investments’), a parasite, her finer (and generally inchoate) feelings enabled by the sweat of thousands of actual workers – as the Labour leader, at one point, reflects:

And at this very moment, Mr. Falx was meditating, at this very moment, on tram-cars in the Argentine, among Peruvian guano-beds, in humming power-stations at the foot of African waterfalls, in Australian refrigerators packed with slaughtered mutton, in the heat and darkness of Yorkshire coal-mines, in tea-plantations on the slopes of the Himalaya, in Japanese banks, at the mouth of Mexican oil-wells, in steamers walloping along across the China Sea – at this very moment, men and women of every race and colour were doing their bit to supply Mrs. Aldwinkle with her income. On the two hundred and seventy thousand pounds of Mrs. Aldwinkle’s capital the sun never set. People worked; Mrs. Aldwinkle led the higher life. She for art only, they – albeit unconscious of the privilege – for art in her.

Irene, Mrs Aldwinkle’s niece, a young 18 who Mrs Aldwinkle bullies into feeling more artistic and sensitive and passionate than she really wants to. She has a doll-like little face peering out a window formed by a copper bell of hair.

Miss Mary Thriplow, a serious young lady novelist very concerned about her feelings, and who considers herself an expert on Life:

‘I can never understand,’ Miss Thriplow went on, meditatively pursuing her Special Subject, ‘I can never understand how it is that everybody isn’t happy – I mean fundamentally happy, underneath; for of course there’s suffering, there’s pain, there are a thousand reasons why one can’t always be consciously happy, on the top, if you see what I mean. But fundamentally happy, underneath – how can anyone help being that? Life’s so extraordinary, so rich and beautiful – there’s no excuse for not loving it always…’

Mr Calamy, 33, tall, young and handsome.

Mr Cardan, 65, an elderly bon viveur.

Lord Hovenden, barely 21, can’t yet pronounce his ‘th’s, ‘immensely rich’, has recently discovered the existence of ‘the poor’ and has become a devotee of –

Mr Falx a Labour Party leader, ‘with his white beard, his long and curly white hair, his large dark liquid eyes, his smooth broad forehead and aquiline nose, he had the air of a minor prophet’.

Noble and grand

‘I won’t let you tease her, Cardan,’ [Mrs Aldwinkle] said. ‘She’s the only one of you all who has a real feeling for what is noble and fine and grand.’

The characters talk a great deal and at great length. But it’s noticeable, and then becomes a little tiresome, how limited their conversational subjects actually are.

Nothing about contemporary science, technology, nothing about the economy or politics, all the things which would have been of enduring interest to the historically-minded reader. (In fact on several occasions the characters do apparently talk about politics – Mr Falx delivers a speech about the Italian Fascist Trade Unions [p.46] and, later, delivers a speech about the working classes [p.170] but both times the narrator cuts sharply away and we don’t hear a word :()

The most tiresome subject is love. All the characters talk at great length about ‘love’. Becomes very tedious as they endlessly discuss the precise state of their finer feelings.

And next to ‘love’, art. Again these conversations are consistently disappointing because, for all their self-conscious cynicism and ‘liberation’ from Victorian values, the characters all still think of art in the most clichéd Victorian terms, as something to do with all that is fine and ‘noble’ and ‘pure’ and ‘uplifting’ in the ‘human spirit’. None of them seem to be aware of the new spirit of Modernism which had, after all, been around since the German Expressionists and the french Fauves nearly twenty years earlier.

As a test I cut & pasted all the references to ‘Art’ (50 mentions) and ‘passion’ (87). Here’s a selection:

  • [he was] intelligent, fundamentally serious, interested in the arts and so on.
  • [she spoke] with that awed and simple reverence for the mysteries of art,
  • [one of the mansion’s former owners] had come to be credited by the present owner with an unbounded enthusiasm for the arts and, what in Mrs. Aldwinkle’s eyes was almost more splendid, an unbounded enthusiasm for love.
  • ‘Such a wonderful…!’ exclaimed Mrs. Aldwinkle, with that large and indistinct enthusiasm evoked in her by every masterpiece of art.
  • Art’s the great thing,’ Mrs. Aldwinkle was saying earnestly, ‘the thing that really makes life worth living and justifies one’s existence.’
  • ‘Through art man comes nearest to being a god… a god….’
  • I have practised the art of literature so long that it comes natural to me to take the pains I have always taken.
  • And then those camp-followers of the arts, those delicious Bohemians who regard their ability to appreciate the paintings of the cubists and the music of Stravinsky as a sufficient justification for helping themselves freely to one another’s wives…
  • ‘My poor friend Calamy would call them more real, would say that they belong to the realm of Absolute Art…’

They talk continually about art and yet have so little to say of any interest at all. All they can manage is endless variations on the same old idea that it is ‘fine’ and ‘uplifting’ and ‘beautiful’ and ‘spiritual’ and ‘soulful’ and connected with passion and life.

One of the frustration of the books is that these characters were living through what we, looking back, think of as the great revolution of Modernism, in which poetry, prose novels, the art of photography, painting, sculpture, theatre and design, all underwent amazing and revolutionary changes and yet…none of the characters seem to realise it. They all still talk about art and passion as if they were friends of Tennyson.

You can see why Wyndham Lewis was driven to distraction by the legions of oh-so-sensitive women in their arts and crafts dresses with their pre-Raphaelite hair drifting oh-so-sensitively from room to room in their exquisitely decorated mansions talking endlessly about art and passion. You can see why T.S. Eliot satirised them:

In the room the women come and go
Talking of Michelangelo.

You can see why D.H. Lawrence, trying to forge a new aesthetic, ran as far away as he could, to New Mexico or Australia, to try & escape from this kind of tinkling, gluey, third-rate lucubrations.

And then ‘love’: flocks of the same kind of privileged, shallow people sharing their trite thoughts about Love.

  • Love – it was the only thing. Even Art, compared with it, hardly existed [thinks Mrs Aldwinkle]
  • ‘It’s easy to talk like that,’ said Mrs. Aldwinkle, when [Mr Cardan] had finished. ‘But it doesn’t make any difference to the grandeur of passion, to its purity and beauty and…’ She faded out breathlessly.

And ‘passion’ — mewling on about their weedy, English, virginal idea of ‘passion’:

  • ‘Wasn’t it Bossuet who said that there was something of the Infinite in passion?’ (Irene)

It’s as if the characters are taking part in a Darwinian competition to show off who has the finer nerves, and the most sensitive perceptions – a politely jostling rivalry to be the experiencer of a finer type of love, of a more refined and pure and delicate emotion:

Miss Thriplow meanwhile would have liked to say something showing that she too believed in passion – but in a passion of a rather different brand from Mrs. Aldwinkle’s; in a natural, spontaneous and almost childish kind of passion, not the hot-house growth that flourishes in drawing-rooms. Cardan was right in not thinking very seriously of that. But he could hardly be expected to know much about the simple and dewy loves that she had in mind. Nor Mrs. Aldwinkle, for that matter. She herself understood them perfectly. On second thoughts, however, Miss Thriplow decided that they were too tenuous and delicate – these gossamer passions of hers – to be talked of here, in the midst of unsympathetic listeners.

Too delicate, oh too too delicate! There is an unstated competition to not only have the finest feelings but, because the world is such a cruel place, to be hurt, oh so terribly hurt by this hard, cruel world; to suffer so much because of one’s exquisite sensitivity!

Nobody knew how much she suffered, underneath. How could people guess what lay behind her gaiety? ‘The more sensitive one is,’ she used to tell herself, ‘the more timid and spiritually chaste, the more necessary it is for one to wear a mask.’ (thinks Miss Thripley)

A bit more solidly – and satirically – in Mrs Aldwinkle’s hands this admiration for ‘art’ or ‘passion’ is the opposite of disinterested; it is a naked attempt at self-aggrandisement and egotism.

She liked to think that every one she knew was tremendously complicated; had strange and improbable motives for his simplest actions, was moved by huge, dark passions; cultivated secret vices; in a word, was larger than life and a good deal more interesting.

Mrs Aldwinkle wants to host a salon like the Grand Ladies of the past, in Italy and France, surrounded by the greatest artists, writers, musicians and thinkers of the day, and ruling over them without, herself, contributing anything except – her finer feelings and her delicate insights and her passion.

Beautiful women should swim through the great saloons and the gardens, glowing with love for the men of genius.

Snobbery about Italy

‘Even Nature, in Italy, is like a work of art,’ she added. (Miss Thriplow, chapter 4)

From the Grand Tour of the 18th century to the modern British bourgeoisie renting its Tuscan villas, there is a long tradition of English snobbery about Italy – the notion that simply by going to Italy or being in Italy, one becomes more primal, passionate, nobler of spirit, more artistic.

It runs through Henry James and E.M Foster, reminds me of Mrs Craddock, the 1902 novel by Somerset Maugham in which unhappy Bertha is taken under the wing of Aunt Mary and they set off across the continent, staying at the finest hotels, enjoying the finest art, Venice, Florence, the glory that was Rome!! and so on.

This Italophilia is satirised in Mrs Aldwinkle, who has bought a palace in Italy in order to be more passionate and artistic and – Huxley satirically emphasises – likes to think she has also bought the Italian climate, Italian history, Italian music and even Italian stars!

  • ‘Nights like this,’ said Mrs. Aldwinkle, halting and addressing herself with intensity to Calamy, ‘make one understand the passion of the South.’
  • ‘In this horrible bourgeois age’ – Mrs. Aldwinkle’s vocabulary… contained no word of bitterer disparagement than ‘bourgeois’ – ‘it’s only Southern people who still understand or even, I believe, feel passion.’ Mrs. Aldwinkle believed in passion, passionately.
  • No serious-minded, hard-working man has the time, the spare energy or the inclination to abandon himself to passion. Passion can only flourish among the well-fed unemployed. Consequently, except among women and men of the leisured class, passion in all its luxuriant intricacy hardly exists in the hard-working North. It is only among those whose desires and whose native idleness are fostered by the cherishing Southern heat that it has flourished and continues to flourish…

At bottom all of these wishes – the wish to be artistic, to be sensitive, to have a delicate soul, to understand passion and love and the soul of Italy – they are all symptoms of the human wish to feel special, to feel authentic or loved or precious, a subjective wish common to all of us, which is entirely understandable but is, alas, rather contradicted by the facts. None of us are special. All of us will die. The waters will close over our heads as if we had never existed.

Huxley’s aim

The satirist disappears so completely into his characters that it is sometimes hard to know when they are, and when they aren’t, being ridicul

ed. The novel is so long and wordy that at one point he has the opportunity to give Miss Thriplow a little speech which appears to describe Huxley’s own approach to his fiction.

‘I’m trying to do something new – a chemical compound of all the categories. Lightness and tragedy and loveliness and wit and fantasy and realism and irony and sentiment all combined. People seem to find it merely amusing, that’s all.’ She threw out her hands despairingly.

Or does it?

The plot

Whereas the slender satire Antic Hay was divided into 20 beautifully slim and elegant chapters, the much more bloated text of Those Barren Leaves is divided into five whole parts, to wit:

PART I. An Evening at Mrs. Aldwinkle’s (pp.7 – 77)
PART II. Fragments from the Autobiography of Francis Chelifer (pp.78 – 157)
PART III. The Loves of the Parallels (pp.158 – 241)
PART IV. The Journey (pp.242 – 299)
PART V. Conclusions (pp.300 – 335)

Part one – an evening at Mrs Aldwinkle’s

I have described the participants in the first afternoon, dinner and evening at Mrs Aldwinkles, along with their endless chat about love and passion and art.

Part two – Fragments from the Autobiography of Francis Chelifer

Part two is an interesting experiment – it’s the first bit of first-person narrative in the early novels, a nearly hundred-page-long text done in the voice if this chap, Francis Chelifer, who thinks and writes with a hilariously florid, self-congratulatorily, over-literary style. I liked him for his ludicrousness.

It opens with his wildly over-written description of floating in the warm Mediterranean sea, off a packed tourist beach, as a pedalo approaches and goes by and we can tell, from Francis’s description, that aboard it are Mrs Aldwinkle, Miss Thriplow, Mr Calamy and Lord Hovenden. Aha. So it is to be tied into the characters in part one.

The ludicrousness of his over-written, over-thought content is rammed home when we discover that this would-be litterateur and prose stylist has a job back in London as editor of…The Rabbit Fanciers’ Gazette, with which, as every schoolboy knows, is incorporated ‘The Mouse Breeders’ Record’! He took up the job after seeing an advert in The Times and at a period when rabbit breeding was suffering, after the war. He is personally pleased with the way he revived the magazine’s fortunes by cleverly incorporating a new section about goats! Ha! Nothing unentrepreneurial about Mr Chelifer.

He lives at Miss Carruthers’s boarding house in Chelsea, along with half a dozen other boarders, a tawdry, down-at-heel and annoying crew. Over dinner of roast beef we are treated to snippets of their conversation, about the Wembley Empire exhibition, the merits of Charlie Chaplin, and ‘flappers’.

In a sad chapter he goes home to see his mother in her rundown house in North Oxford. His father was a don. He remembers being a child and witnessing the grown-ups morris dancing in the garden (led by Mr Toft, Miss Dewball and Miss Higlett). Now she is a widow, protrectress of mangy dogs and cats, donator to charitable causes, and vegetarian. He remembers his enormous strong father with a face like a Greek philosophers, who almost never spoke, and about the time he took him walking to the top of Mount Snowden, where he quoted from Wordsworth’s Prelude.

Francis is writing a series of poems on the first six Caesars (which may remind the alert reader of Mr Scogan in Crome Yellow who has a hobby of comparing everyone he meets to one of the six first Caesars [Crome Yellow chapter 16]). Despite these poetic attempts, he has come to believe it is all a waste of time, everything is. He is the Compleat Cynic. It meant a lot when his father recited those Wordsworth lines on Snowden. Later… well, he came to disbelieve in all of it.

‘A sense of something far more deeply interfused.’ Ever since that day those words, pronounced in my father’s cavernous voice, have rumbled through my mind. It took me a long time to discover that they were as meaningless as so many hiccoughs.

We follow his disillusioning love affair with Barbara Waters. As a teenager he glimpsed her among many others on an outing up the River Cherwell in Oxford and she struck him as being an image of Perfect Beauty. Years later, during the war, he bumps into her working as a secretary in the big war office where he’s working (after being injured and invalided out of the army). They start dating, him utterly bewitched to be wining and dining the woman he had dreamed of for so many years (in the interval she had gone to live in South Africa for a bit, then come back). Only slowly and painfully does he realise she’s just a normal human being. In fact she’s self-centred, likes to have worshippers who she can then treat cruelly. She bores him, then disgusts him. Then she migrates towards another lover, a flabby Syrian, and that’s it, the affair is over, leaving Francis heart-broken.

He is floating in the Mediterranean remembering all this when he is hit by a sailing boat going by fast and sinks, can feel himself drowning. Some time later he comes to on the beach being cared for by a doctor and a bronzed man who is massaging his back to empty his lungs of water. Huxley gives a long detailed description of what it’s like to come round form near death, the sense of light-headed euphoria.

Then Mrs Aldwinkle steps forward and offers this stricken Englishman the hospitality of her palazzo. He accepts and is drawn into her world. He is helped into the Rolls Royce and driven up to her palazzo, where she insists on giving him a complete tour of the quadrangles and colonnades and the art work in every room until he faints with exhaustion.

Part three – The loves of the parallels (pp.158 – 241)

The notion of the convenience of parallel lives had been mentioned in Antic Hay.

‘Poor Casimir!’ [Mrs Viveash] said. Why was it that people always got involved in one’s life? If only one could manage things on the principle of the railways! Parallel tracks—that was the thing. For a few miles you’d be running at the same speed. There’d be delightful conversation out of the windows; you’d exchange the omelette in your restaurant car for the vol-au-vent in theirs. And when you’d said all there was to say, you’d put on a little more steam, wave your hand, blow a kiss and away you’d go, forging ahead along the smooth, polished rails. But instead of that, there were these dreadful accidents; the points were wrongly set, the trains came crashing together; or people jumped on as you were passing through the stations and made a nuisance of themselves and wouldn’t allow themselves to be turned off.

This part continues with the same characters we met in part one – we are still at Mrs Aldwinkle’s vast Italian palazzo, with her hen-pecked niece Irene, the earnest lady novelist Miss Thriplow, old Mr Falx the Labour leader, worldly wise Mr Cardan, credulous young Lord Hovenden, and dashing but bored Mr Calamy. Except that now weary and disillusioned Francis Chelifer has been added to the mix.

The loves of the parallels are:

1. In his autobiographical fragments we certainly learned that Chelifer wrote poetry but what didn’t come over so much is that he is quite a well-known poet. As such, Mrs Aldwinkle suddenly realises she is in love with him and sets her cap at him. In her eyes she becomes The Most Important Poet in England and she becomes his Muse and Protector (p.163). Chelifer tunes out while she burbles on about art, and then takes to sneaking off to avoid her.

2. Lord Hovenden pursues Irene, but Irene is conflicted. On that first evening her aunt had made a sniping comment that Irene is cold and frigid; so, on the one hand, Irene wants to prove her aunt wrong, and so she makes an effort to be with Lord Hovenden as often as possible. On the other hand, she discovers that Chelifer is sneaking off to the top of the medieval tower to avoid everyone, and Irene becomes earnestly worried about the impact this sneaking away might have on her beloved aunt if she were to learn this. When Hovenden pushes things so far as to kiss Irene, she bursts into tears and asks how he could be so beastly (p.180).

3. Similarly Mr Calamar, much against his better judgement and out of boredom, finds himself half-heartedly wooing the ‘serious lady novelist’ Miss Thriplow. Frustrated by her stand-offishness, he one day decides to show her his passionate, manly side during a walk on the terrace, seizes her and passionately kisses her. Like Irene, she protests but, secretly, is pleased (p.177).

The Elvers

There’s a peculiar interlude which reminds me of something out of Dickens where Mr Elver a) sets off with Miss Thriplow to find a grocer who claims his cousin has a rare and precious piece of antique statuary. This is the ground for some comedy with the grocer where Mr Cardan impersonates various classical poses in an effort to find out what it looks like. But mostly b) he refuses to take the car home, insists on walking, gets lost in a maze of marshes and canals, and at dusk is surprised by two figures a tall, gloomy man and a dumpy little woman. They take him back to their squalid rented house, after a scrappy meal served by a wizened old woman, the young lady goes to bed and Cardan stays up with tall cadaverous Mr Elver. Turns out he is an embittered impoverished man, brought up poor but with high ambitions who, when his father dropped dead, was forced into the humiliating job of travelling salesman. His imbecile sister (the dumpy one) was taken in by a rich relation who, when she died, left the imbecile a huge fortune of £25,000. As he’s spoken Mr Cardan has plied him with drink until Elver is really drunk and finally admits that he brought his sister here to the muddy marshland so that she’ll get malaria and die and he’ll inherit the money. Mr Cardan laughs loud and long, the punchline of this weird drunken story is so incongruous and ineffectual and Elver stumbles off to bed humiliated. Mr Cardan stays the night in their wretched rented hovel and the next day rescues the ‘simple’ sister, Grace.

Actually it’s the day after next. Next day he has breakfast with wicked old Elver and ponders his moves. He will marry simple-minded Grace and inherit her £25,000. There! He’ll never have to work again. He strolls back to the wretched hovel and tells wicked Elver he’s staying the night again and bluffs his way through the evening. Next morning he persuades simple Grace to walk with him round the lake to the town, where he hires a horse & cart to take him to the Palazzo. She follows him like a dog.

His arrival at the palazzo makes hardly any impression. He had thought he’d have a bit of explaining to do but it coincides with the arrival of Francis Chelifer’s mother, who he has persuaded to give up her damp, draughty house and the stray dogs and cats and local children of Oxford, and come to him so they can go on to Rome together. This throws Mrs Aldwinkle into such a tizzy, which she projects onto all the other guests, that people barely notice Mr Cardan has brought home a tame idiot.

In the last couple of short chapters of this part it is strongly hinted that Calamy and Miss Thriplow have started a physical relationship. Seems unlikely, this is the suggestive passage:

The image of Mary Thriplow presented itself again to his mind’s eye. Limply she lay in the crook of his arm, trembling as though after torment.

Part four – The Journey (pp.242 – 299)

They drive to Rome. To be precise Mrs Aldwinkle, Chelifer, Mrs Chelifer and Mrs Cardan are squeezed into the back of Mrs Aldwinkle’s Rolls Royce, with simple-minded Grace sitting up front next to the chauffeur, Ernest (p.244). Following behind, Lord Hovenden drives his Vauxhall Velox, accompanied by Irene.

There follows a very funny chapter where lisping Lord Hovendon, transformed into a demon by driving his car, drives round and round and round the same lake asking Irene to marry him, until she at last gives in and says she’ll consider it.

But overall, I was disappointed by this part. Huxley’s narrating voice goes to very great lengths to show off his knowledge of the scenery, landscape and all the little towns, and their churches, and their works of art, between Viarreggio and Rome in an unironic way.

I.e the book stops being satirical and begins to show off. This disappointing lapse into earnestness continues in Rome where Huxley disapproves of the vulgarity of ‘the worst sort of international and Italian public’. He disapproves of loud bars. He disapproves of jazz, in one scene comparing the monotonous thump-thump of gramophone jazz to a live version of Wagner being played by a band elsewhere. T

here is a long passage set in a Tuscan tomb whose sole purpose appears to be to allow Huxley to show off his knowledge of that dead language. There is a page-long ridiculing of Freud and psychoanalysis, which he blames for reducing the subtlety of Fra Lippo Lippi’s paintings to examples of anal erotism.

Up to now the satire had been buried in its subject, subtle and very funny. When he comes out into the open like this, Huxley’s own views appear crude and snobbish. The rapier-like satire turns into blundering sarcasm. Very disappointing.

The characters had all gone to Rome to accompany Lord Hovenden who was himself accompanying Mr Falx who was attending an International Labour Conference there. True to form Huxley gives us nothing at all about this conference, merely the fact that after a few days of being bored to tears, Hovenden skives off and rejoins the rest of the crew who’ve begun to make their way back to Vezza and Mrs Aldwinkle’s palazzo.

Miss Elver is now one of the party, completely accepted in her simplicity. At the restaurant she insists on eating fish despite Mr Cardan’s words of caution. Later that night, in the hotel, she has food poisoning and stomach cramps. Her moans wake up Irene who goes to fetch Mrs Aldwinkle, but she’s not in her bed. After a moment’s pause Irene goes and knocks on Mr Cardan’s bedroom door.

There is a reprise of Francis Chelifer’s diary, from which we learn that Mrs Aldwinkle had gone to his bedroom that evening, thrown herself on his mercy, declared that she loved loved loved him and would be his slave and do anything for him. Chelifer is mortally embarrassed. Love bores him. People bore him. Mrs Aldwinkle appals him.

Simple-minded, innocent Miss Grace Elver falls ill with food poisoning! Hovenden and Chelifer drive to Rome to fetch a doctor, but it takes them a whole morning (some of the scenery on the drive to Rome is beautifully described, dawn rising through milky white mist) and by the time they get back, Grace has died!!

Mr Cardan attends the funeral which is performed with indecent haste by a bunch of local peasants and even the priest, who have been out all day picking this year’s grape harvest. Mr Cardan reflects how death is not ennobling to the dying or beholders. There is only one fact, the body and its predestined decay, collapse and death.

Part five – Conclusions (pp.300 – 335)

Calamy and Miss Thriplow are in bed together (so they have had sex – golly!). He is meditating on his hand and the multiple levels of reality i.e. the quantum, the atomic, the molecular, the cellular, nervous system, sensation and feeling and consciousness and will and soul. He can’t hide from Miss Thriplow that he wants to break free. This long conversation in a darkened bedroom marks the end of their affair.

Irene tells Mrs Aldwinkle she is going to marry Lord Hovenden and is astonished at the vehemence of her aunt’s anger and raving recriminations. She doesn’t understand how lonely Mrs Aldwinkle feels, and how, now summer is ending and all her guests are leaving, she feels abandoned, she feels time’s clock ticking, she feels old.

Calamy has rented a cottage up the mountain to live the simple life in. Of course it’s easy to lead the simple philosophical life when you don’t have to work for a living. At all. Chelifer and Mr Cardan come to visit and the last ten pages of the book are quite a serious and thorough dialogue about the nature of reality and of mysticism, and of the layers of reality inside us, inside our minds. I understood all of it, specially Huxley’s bang up to date stuff about quantum theory, the indeterminacy of matter, the arbitrariness with which the human mind creates a world of three spatial dimensions and time because it has to, because it has evolved that way.

But I didn’t warm to Calamy’s determination to spend months and months trying to think it all through. I preferred Chelifer’s point of view, which is flawed (the others call him an ‘inverted sentimentalist’ in the sense that a sentimentalist thinks reality is rosier than it is, whereas an inverted sentimentalist thinks reality is more horrifying than it is) but I liked his idea that you must immerse yourself in the destructive element i.e. society as it is actually constituted, among human beings 99% of whom accept the world at face value.

Calamy’s mysticism is more attractive; but I find Chelifer’s point of view more vibrant and alive (and his character a lot more funny).

Anticipations of Brave New World

Right from the start Huxley’s books contained references to breeding, to eugenics, to perfecting the race, to designing and controlling the process of human birth, which all anticipate Brave New World. And the same theme crops up here, too.

‘And then, Mr. Chelifer,’ he said, ‘we don’t very much like, my fellow directors and I, we don’t much like what you say in your article on ‘Rabbit Fancying and its Lesson to Humanity.” It may be true that breeders have succeeded in producing domesticated rabbits that are four times the weight of wild rabbits and possess only half the quantity of brains–it may be true. Indeed, it is true. And a very remarkable achievement it is, Mr. Chelifer, very remarkable indeed. But that is no reason for upholding, as you do, Mr. Chelifer, that the ideal working man, at whose production the eugenist should aim, is a man eight times as strong as the present-day workman, with only a sixteenth of his mental capacity.

And part of Mr Cardan’s extended conversation with wicked Mr Elver is about vivisection i.e. do animals have rights, any rights? which he slyly brings round to the idea of defective humans, do they have rights? This isn’t the precise subject of Brave New World but it’s in the same ballpark.

Later Chelifer ironically predicts that in the perfect future people will be so bored they’ll kill themselves.

‘The more material progress, the more wealth and leisure, the more standardized amusements–the more boredom. It’s inevitable, it’s the law of Nature. The people who have always suffered from spleen and who are still the principal victims, are the prosperous, leisured and educated. At present they form a relatively small minority; but in the Utopian state where everybody is well off, educated and leisured, everybody will be bored; unless for some obscure reason the same causes fail to produce the same effects. Only two or three hundred people out of every million could survive a lifetime in a really efficient Utopian state. The rest would simply die of spleen. In this way, it may be, natural selection will work towards the evolution of the super-man. Only the intelligent will be able to bear the almost intolerable burden of leisure and prosperity. The rest will simply wither away, or cut their throats–or, perhaps more probably, return in desperation to the delights of barbarism and cut one another’s throats, not to mention the throats of the intelligent.’

He’s turning over ideas of ‘ideal futures’ and its unexpected costs and risks.

More work for the undertaker

At one point Mr Cardan finds himself lost in the plain far away from the palazzo as night falls, becomes worried, and then finds his thoughts taking a morbid turn, and the verse of this macabre little song rattling through his mind (pp.194-5).

Credit

Those Barren Leaves by Aldous Huxley was published by Chatto & Windus in 1925. Page references are to the 1982 Panther paperback edition.


Related links

Aldous Huxley reviews

  • Crome Yellow (1921)
  • Antic Hay (1923)
  • Those Barren Leaves (1925)
  • Point Counter Point (1928)
  • Brave New World (1932)
  • Eyeless in Gaza (1936)
  • After Many a Summer (1939)
  • Time Must Have a Stop (1944)
  • Ape and Essence (1948)
  • Doors of Perception (1954)
  • The Genius and the Goddess (1955)
  • Heaven and Hell (1956)
  • Brave New World Revisited (1958)
  • Island (1962)

Antic Hay by Aldous Huxley (1923)

And how did she spend her time?… Well, she read a lot of books; but most of the novels she got from Boots’ seemed to her rather silly. ‘Too much about the same thing. Always love.’ (chapter 12)

‘You bore me,’ said Mrs. Viveash.
‘Must I talk of love, then?’ asked Gumbril.
‘It looks like it,’ Mrs. Viveash answered, and closed her eyes. (chapter 21)

Antic Hay

Antic Hay is a contemporary comedy of manners set in 1922 (p.45) The comic hero is Theodore Gumbril Junior, B.A. Oxon., who is an intellectual young public school and Oxbridge graduate, who has taken a job as a teacher at a public school, like so many before and after him (like Evelyn Waugh did in 1924 and W.H. Auden did in 1930 and Edward Upward did, all hating it).

(After spelling it wrong, I realised that Gumbril is only one transposed letter away from being Grumbil i.e. grumble.)

Theodore Gumbril is a ‘bony starveling’. He is, in other words, yet another iteration of the over-intellectual, under-active, permanent miasma of jealousy, alienation and resentment which populates Huxley and Waugh’s satires. He hates the Head Master of his school, a man with fierce whims – he hates the music master Dr Jolly but most of all, he hates the boys.

He fantasises about living in a fine Italian villa, hosting magnificent parties, having just the right word of wit and intelligence to say to all his famous guests – of beautiful women who fall into his arms naked, of giving money to the composer Arnold Schoenberg, and discussing quantum theory i.e. he is totally up to speed with all the latest trends. And fired by this fantasy, at the end of chapter one Gumbril writes a letter of resignation to the Head.

Thus begin his efforts to ‘make a living’ out in ‘the real world’. In the school chapel, with a sore bottom from sitting on the hard benches, Gumbril conceives the idea of trousers containing an inflatable rubber pad under the bottom. Yes! He can patent it, he’ll call it his Patent Small-Clothes! He’ll make a fortune!

Theodor’s father, who lives in a shabby square in north London, bursts into laughter when his son tells him his plan. ‘Make money?’ ha ha ha. Mr Gumbril senior is a failing architect who has a spare room full of models of cathedrals which would put Brunelleschi and Wren to shame, but to earn his bread is obliged to design huts for the workers at Bletchley Park.

The book presents a series of comic types and characters who then circulate around the bars and restaurants and salons of London, bumping into each other like dodgems at a funfair. They include:

Casimir Lypiatt (40) a Titan of an Artist and Poet, always booming loudly about Art, the need for a modern Michelangelo, who laughs:

with the loud and bell-mouthed cynicism of one who sees himself as a misunderstood and embittered Prometheus

In fact it’s a running joke of the author’s that when Lypiatt laughs, all the elements of his face collapse. Lypiatt is supposedly a caricature of the Vorticist painter and self-proclaimed ‘Enemy’ of bourgeois conformity, Wyndham Lewis, who himself wrote a number of blistering satires on England’s artistic circles during the 1920s and 30s.

Mr Wyndham Lewis as a Tyro (1921) © The Estate of Mrs G A Wyndham Lewis; The Wyndham Lewis Memorial Trust

Jim Shearwater, a scientist, biologist to be precise. It’s a recurring joke that Shearwater seems to take up a lot of space and always blunders into tables and cupboards. He is married to pretty young Rosie who he completely neglects.

Mr Mercaptan, a flourishing aesthete, ‘wherever he was, it was Paris’ – a great exponent of civilisation, a word which he pronounces with great care and definition; he is theatrically and amusingly appalled by all the paintings at Lypiatt’s exhibition. It is a close secret that his first name is Pasteur. He is 34.

Coleman, ‘a huge bearded Cossack of a man’, ‘a young man with a blond, fan-shaped beard stood by the table, looking down at them through a pair of bright blue eyes’ – even louder and more bombastic than Lypiatt, huge strong Coleman never misses an opportunity to mock and satirise Christianity.

Myra Viveash (25), a beautiful socialite who Gumbril hangs around like a dog and who gave herself to him for a few days, then just as quickly dumped him – a haunting memory of brief bliss which makes Gumbril permanently miserable. As the plot develops we realise at least two of the other male characters are ‘in love’ with her. But unbeknown to them, she herself had a great love, gorgeous blue-eyed Tony Lamb, who was killed in the Great War, in 1917. She has never recovered. She cultivates the pose of being an exquisite creature too good for this world, and speaks in a highly mannered style as if every sentence consisted of her final, dying words. This is a fashionable pose and yet, deep inside, she really is broken forever by the death of the only man she ever loved.

Bruin Opps top-hatted, monocled toff, Myra’s current lover.

Lypiatt also loves Myra and, when she goes to his rundown mews and studio to pose for her portrait, it becomes all too clear that 40-year-old Lypiatt loves her too, so much as to burst into tears at her knees, and next moment smash his fist into the wooden dais.

I read this and thought: Love is a boring subject. There is nothing whatever mysterious about it. It is the pre-mating behaviour of Homo sapiens. It is merely a question of how long and tortuous the negotiations will be before the inevitable act of sexual intercourse is undertaken.

In Huxley’s first two novels it takes the same form – the beautiful but unattainable, nubile young woman (Anna in Crome, Myra here) and a little cluster of men all convinced they are head over heels in love with her or that she has broken their hearts. As Anne complains in Crome, men are so boring.

Chapter 7

Lypiatt holds an exhibition of new work at the gallery of the bumptious optimistic salesman, Mr Albemarle. Lypiatt has written the catalogue which rages against everyone else in the arts who he calls ‘the modern impotents’. Numerous art critics attend, including little Mr Clew and the thin, long, skin-covered skeleton of Mr Mallard. Mrs Viveash attends accompanied by Mr Mercaptan, who amusingly poo-poohs everything he sees.

Chapter 8

As mentioned above, Gumbril is pinning his hopes of generating an income on his invention of inflatable ring inside gentlemen’s trousers. In this chapter he visits his tailor who’s been working on a prototype. Well, they look pretty clumsy. His tailor is a comically loquacious character who, the first time we met him, chatted about Lenin and revolution. Now he shares his theory on how political leaders need some kind of identifying symbols or markers.

Chapter 9

On the way home Gumbril – tired of feeling like a weak loser – drops into a costumier’s shop and orders a fan-shaped blonde beard to stick onto his face to try and look more manly. It certainly makes him look bigger, wider, stronger, and more capable of the ‘conquest’ of the fair sex (p.95).

He is transformed from the Mild and Melancholy Man into The Complete Man. As I said, a lot of literature can be reduced to biology.

With the beard on, he goes walking along the Bayswater Road, finds himself looking in the same shop windows as a mysterious slender lady and, acting the role of The Complete Man, chats her up, steers her into Hyde Park, they chat for an hour, he accompanies her back to her flat in Maida Vale.

Huxley lets us see inside her head and understand that she is just as much of a fantasist as Gumbril. She pretends it’s a rented flat and that the ghastly heavy furniture isn’t hers (though it is). She says the real furniture is at her place on the Riviera where she is, of course, used to playing hostess to soirees of poets. She tries to cultivate a Catherine the Great grandeur but, for a moment the conversation flags and they both see who they are and what they are – two sad losers in a shabby flat in Maida Vale. But then Gumbril remembers he is The Complete Man, takes her in his arms and carries her to the bed.

Lying there with her eyes shut, she did her best to pretend she was dead.

Yes. I’ve had that experience too, the young women who think of themselves as madly passionate, excitingly, daringly transgressively sexual, until you try to kiss them and they squeal and freeze. It’s difficult to know what to do next, especially if you’re young and very inexperienced. Make a cup of tea? Make your excuses and leave?

Anyway, the text simply cuts from that sentence, to Gumbril preparing to leave. It seems that they have had sex in the interim, although the censorship prevents it being in any way described. Now he is leaving. During sex (whatever that was like) he has, apparently, discovered her name is Rosie. At the door he asks her full name so he can write to her, and she hands him a card and girlishly closes the door.

On the dark stairs Gumbril peers at the card and realises – she is the wife of his friend Shearwater! She is Rosie Shearwater! He is reeling from this discovery when the front door into the hall opens and Shearwater walks in. Now luckily, he walks into the darkened, shared hallway of the flats and, also, Shearwater is in conversation with a younger man about some experiment – so that Gumbril after a moment’s panic, is able to pull his hat down over his face, rush down the stairs and blunder gruffly between the two men, who both ignore him.

That evening, for the first time in their marriage, Shearwater is happy because his wife is quiet and leaves him to his scientific thoughts, after dinner lying on the sofa quietly. Good little woman. She is of course, remembering Gumbril’s caresses of her smooth, secret, pink body. But the result of her adultery is their first evening of domestic bliss in years.

Chapter 10

Gumbril has several meetings with Mr Boldero, a boosterish business man and master of advertising. His lengthy speeches are, I imagine, intended to be a satirical description of 1920s advertising, more sophisticated and manipulative than ever before, there are paragraphs devoted to how advertisers play on modern people’s ignorance of science, wish not to be left out, wish to be up to date, enjoyment of novelty for its own sake, and the argument from economy.

Mr Boldero’s financial terms for going into partnership are initially risible. Gumbril writes a firm letter and then turns up wearing his beard and a thick greatcoat which makes him look much larger and more threatening. In the guise of The Complete Man. He says the terms are unacceptable and bangs the table. Mr Boldero is genuinely intimidated and Gumbril walks out with a check for £350 down and promise of £800 a year for taking lead responsibilities in the company, namely ‘to act as a managing director, writer of advertisements and promoter of foreign sales’.

Chapter 11

Gumbril spends the afternoon at Rosie’s i.e. having sex. I thought the situation would throw him into utter confusion, as it would have done Denis Stone from Crome Yellow but Theodore Gumbril is obviously made of tougher stuff. He is in his father’s flat composing advertising copy for the Patent Small-Clothes when who should knock at the door by Shearwater himself. For a moment he panics that the man has found out he’s having an affair with his wife, but it soon becomes clear Shearwater has been seeing Myra Viveash of all people and is coming out of his scientific shell and falling love with her. He’s come to ask Gumbril’s advice. Gumbril is jocular and tries not to burst out in hysterical laughter at the absurdity of the situation.

They are interrupted by the return of Mr Gumbril senior. He takes them upstairs to a room which is usually kept locked. Now, he unlocks it and shows them a scale model of London as it would have looked if it had been rebuilt to Christopher Wren’s designs after the Great Fire of London which e describes at some length.

Chapter 12

To our surprise we learn that Gumbril, dressed in his beard as The Complete Man, picked up two young women in the National Gallery (‘Old Masters, young mistresses,’ being the cynical advice Coleman gave him). Molly flirts and rolls her eyes but Emily is more sensitive. The novel risks becoming quite serious when she tells Theodore her story, namely that she gave in to the blandishments of a kindly older man, when she was just 17 but as soon as they married he beat her and assaulted her severely. Doctors took her to a rest home after he ruptured a blood vessel in her throat and she decided not to go back. Gumbril, posing as The Complete Man, feels ashamed. So does the male reader.

In a taxi he tries to kiss her but she is really traumatised, pushes him away, is in floods of tears. He feels dreadful and grovellingly apologises, it takes ages to persuade her to see him again. Next day he takes her to Kew Gardens, they walk easily hand in hand, they sit on the grass, they talk about wildflowers which he used to collect as a boy with his mother, they talk about playing the piano – she likes the opening of Beethoven’s Sonata 32 opus111 – Theodore admires her neck and hair, thinks how beautiful she is (occasionally also remembering Rosie in her pink underwear).

Suddenly Gumbril realises they’re going to be late for the evening he’s planned. The exit the Gardens and grab a taxi and race into London, but are a bit late to arrive at the classical concert he’s bought tickets for. Nonetheless, they get in in time to see the ‘Sclopis Quartet’, plus extra viola, play the Mozart String Quintet No.4. Huxley gives us over a page of prose poetry designed to match or evoke the music (pp.148-9).

But that is nothing compared to the extended lyricism of the passage which describes them going back to his ‘rooms’ in Great Russell Street, where they sit talking by candlelight till it is very late and then, in an ecstasy of expectation, he invites her to stay the night.

Like shy fawns they strip in the night and get into bed, but all he does is stroke her neck and arms while she shivers from cold and fear, gently gently reassuring her till she falls asleep in his arms and then he falls asleep, too.

So the book is not at all played for laughs. In some places it can be as sensitive as D.H. Lawrence.

Chapter 14

Similarly all kinds of new psychological depths are played with in this chapter. Mrs Viveash exits her house weary and bored. She had cancelled all her appointments but now is overcome with futility. At the corner by the London Library she sees a familiar face and haloos Gumbril. He runs up, says hello, tells her he can’t stay as he has an appointment to catch the 2 o’clock train from Charing Cross. Lovely Emily has rented a cottage in Sussex and will be waiting at the station in a cart.

But Mrs Viveash really pressurises him to joining her for lunch, and something in him gives in, and we follow in detail his changing psychology as he says Emily is only a girl, and is seduced by Mrs Viveash’s sophistication, and is led by her to a post office where he sends Emily a telegram saying he’s had a slight accident, will come down tomorrow same time, then lets himself be led off for a heavy lunch of lobster and wine.

Over lunch he is a hilarious clown, quotes poetry and Mozart opera, is very witty. Afterwards in a cab back to her place he is sad, but not as sad as Mrs Viveash who is overcome by memories of Tony Lamb, young and beautiful with blond hair and blue eyes, they shared a glorious week together in 1917, then he went back to the War and was killed. Now she imagines his beautiful face and blue eyes rotting under the ground and is devastated, but is too controlled to weep.

Chapter 15

That evening Theodore and Myra are dancing at a revue or cabaret club to a jazz band of four people of colour (they’re referred to as negroes or blackamoors in the text). They’re dancing to a tune called ‘What’s he to Hecuba?’ with its refrain ‘Nothing at all’ and, once again, the text isn’t really funny, it’s a combination of almost stream-of-consciousness rendition of their thought processes, heavily flavoured by Mrs Viveashe’s depression, her sense that everything is Nil, you can’t escape Nil, nothing can escape Nil.

‘What’s he to Hecuba?’ Lachrymosely, the hilarious blackamoors chanted their question, mournfully pregnant with its foreknown reply. Nil, omnipresent nil, world-soul, spiritual informer of all matter. Nil in the shape of a black-breeched moon-basined Toreador. Nil, the man with the greyhound’s nose. Nil, as four blackamoors. Nil in the form of a divine tune. Nil, the faces, the faces one ought to know by sight, reflected in the mirrors of the hall. Nil this Gumbril whose arm is round one’s waist, whose feet step in and out among one’s own. Nothing at all. (p.167)

Chapter 16

This is a peculiar, and possibly consciously ‘experimental’, chapter.

The band ceases, packs away behind curtains, then the curtains open to reveal the stage is set for a play. In Act I a mother has just died in childbirth and the grieving father, infuriated by the baby that did it, gets a tubercular cow brought on stage and milked into a dirty bucket, which milk he proceeds to feed the baby, or ‘Monster’ as he calls it.

Curtain down, scene change, Theodore and Mrs Viveash make desultory, jaded, cynical conversation. This is all a bit like the Weimar Republic cabaret vibe depicted in the Neue Sachlichkeit artists like Dix and Grosz.

Metropolis by Otto Dix (1928)

Act II: the Monster has grown into a sickly man, bandy-legged from rickets, coughing up lung from TB. He’s just turned 21 and is poetically minded. He looks out the window at a lovely girl and rhapsodises about her.Unfortunately we hear her thoughts and she’s worrying about whether to buy some fabric for new underwear, specially as her fancy man, Roger, might any day now go as far as seeing her underwear and she doesn’t want it to look middle class now, does she? The monster reaches out through his window towards the girl but she flings his hand away, yuk, disgusting at that point Roger strolls up, healthy and fit, his motorbike is on the corner, they both mock the Monster and leave. Another woman comes along, a painted prostitute. ‘Feeling lonely, ducks?’ He asks her in, the curtain descends for the duration of a quick sexual act, then she kicks up a fuss because he tries to write her a check.

During all this onstage action, Mrs Viveash and Theodore make ironic comments. She is appalled, not at its ‘immorality’, but because it is so clichéd and dire.

As in Joyce or Woolf, words and phrases connected with her lost, dead love, her only one true love, Tony Lamb, recur and repeat, broken up and recombined in her half-drunk consciousness.

Then Coleman turns up, punning cynically, accompanied by a very pretty, drunk young man. He wittily introduces himself as Virgil and the young man as his Dante, who he is taking him on a tour of the circles of hell (in fact he found him drunk at some nightclub and about to be fleeced by two prostitutes twice his age).

Back to the onstage play, Act III: The Monster, now bald, sans teeth, with a patch over his eye, is confined in an asylum. He makes a speech certain that there are real men somewhere, living in freedom and beauty, climbs the back of his chair, topples off it and breaks his neck, as verified by the same doctor from Act I, who enters, now terribly old with a long white beard.

Mrs Viveash is relieved the ghastly thing is over. The others want to carry on drinking and so, against his better judgment, Gumbril invites them back to his ‘secret’ rooms in Great Russell Street. they drink heavily and are blasphemous. This is the secret room where he spent that magical evening with Emily, by candlelight, until he coaxed the delicate bruised young faun into bed with him. Now Coleman and his pick-up boy are carousing on the same divan and suddenly the boy is sick all over it. As Gumbril throws them out, the boy tells them all his name is Porteous and boasts about how much money he’s spent drinking and debauching.

This is the last straw as Porteous is the name of one of Theodore’s father’s oldest friends, a poor man who’s had to scrim and save all his life.

So these last couple of chapters have described the complicated frame of mind in which Gumbril has allowed himself to betray Emily’s trust, and led away from his better self to the cynical, sophisticated nightclub roue. It’s a long way from the clever sweetness of Crome Yellow.

Chapter 17

Predictably enough he feels like hell in the morning, and not just in a physical way. He’s barely roused himself at 11.30, planning to catch the 2 o’clock train, when he gets a telegram from Emily, a long, long telegram telling him how upset she was when she got his telegram, after all the plans she’d made for a perfect day, and how, then, thinking about it, she realised their relationship was doomed from the start; for him she was just a nice adventure but sooner or later he’d tire of her and dump her and then she would never recover, whereas he’d get over it. So she says it’s goodbye, she’s packing her bags and leaving the cottage and he’ll never see her again.

Gumbril spends an agonising train journey beating himself up for his stupidity, and casually mentions that this afternoon he had to pass up ‘an afternoon’ with Rosie, and – in a spirit of malicious satire – sent her a note telling her he was indisposed & could she please come and see him at 213 Sloane Street. It is a wicked joke because that’s the address of Mr Mercapton and his rococo boudoir.

Gumbril really seems to have evolved very fast from the frustrated schoolteacher of the first chapter who was shy around girls. He’s metamorphosed into a rake, juggling all these women. I suppose this is the meaning of the book’s epigraph, a quote from Marlowe:

My men like satyrs grazing on the lawns
Shall with their goat-feet dance the antic hay

‘Men like satyrs’, to be precise, Gumbril is the satyr in question, dancing with his clumsy goat-feet.

The chapter returns to a lighter mood because it contains a crusty old gentleman who tut tuts at all the suburban villas the train is passing and when Gumbril sympathises, launches into a long speech about how overpopulated the world is becoming. Gumbril agrees, partly in a satirical spirit of getting the old dog to carry on but then is disarmed when he offers to give Theodore a case of his best brandy. He is just writing Theodore’s name in his notebook when Theodore looks up and realises the train is pulling out of the station he should have got off at. He leaps to his feet, flings open the door and jumps onto the platform, stumbling a few paves then managing to stop. The old man waves inaudibly from the window. Presumably the story is meant to show us just how fickle and superficial Theodore is.

When Theodore finally arrives at the cottage a) it is every bit as beautiful as Emily predicted b) she is long gone c) she left no forwarding address. Miserable, he catches the next train back to London.

Chapter 18

Broad comedy. We find Mr Mercaptan in his exquisite rococo rooms putting the finishing touches to an exquisite essay. In barges Lypiatt who is furious. His exhibition was a failure, he sold nothing, and he was infuriated by Mercaptan’s superior, mocking review which implied his works were insincere.

After a brief exchange, Lypiatt loses his temper and boxes the exquisite dandy about the ears until Mercaptan tells him the cruelest barb in his review – that Lypiatt’s paintings looking like adverts for Cinzano – was actually thought up by Mrs Viveash. The woman Lypiatt adores. He is instantly crushed and quelled.

He is standing silently by the mantelpiece when Rose Shearwater is shown in. She is very confused. She was expecting to meet Theodore who, we now learn, has never told Rosie his real name, preferring to be referred to as ‘Toto’. To cut a long story short, Rosie quickly adjusts to the new surroundings – determined to play the grande dame who nothing flusters – while Mercaptan in his dandyish way proceeds to flatter and impress here.

We are given to understand that they end up having sex on his sofa. Well, Rosie moved on from Theodore easily enough. Later, that evening, she’s at home while boring Shearwater tries to write an essay about kidneys but just can’t, he is so upset at the way Mrs Viveashe picked him up for about three days and now appears to have dropped him.

Plucking up his clumsy courage, Shearwater blurts out a confession to Rosie that he’s had a crush on another woman, that it’s over now, and that he feels guilt about how he’s treated her and will do better in future – and is disconcerted when Rosie is so relaxed as to be indifferent.

Chapter 19

Lypiatt returns to his mews utterly devastated by the news that it was Mrs Viveash who contributed the most telling thrust in Mercaptan’s devastating review of his art exhibition i.e. that they looked like posters advertising Italian drinks. He sits down and writes her an extended soul-searching letter wondering whether his entire life has been a wretched failure.

He is surprised and fearful when he hears steps coming up to his studio. To his surprise it is a funny little man who introduces himself as Mr Boldero (the thrusting businessman who has agreed to take up & promote Theodore’s idea of the Patent Small-Clothes. He listens in a daze as the man explains his silly scheme, but then Boldero makes the mistake of saying that they’d like him to do the art work for their advertising campaign, something in the style of Italian liquor posters, and this triggers a titanic wave of rage and frustration in Lypiatt who rises from his chair, rushes at Boldero, seizes and shakes him till the man wriggles free and makes a run for it down the stairs, out the door and along the mews.

Chapter 20

Coleman lives with Zoe in an atmosphere of violent arguments. One of these ends with her stabbing him in the arm with a penknife and rushing out. Coleman tries but can’t stanch the bleeding. At that moment Rosie arrives. She’s been given Coleman’s address by Mercaptan, on the misunderstanding that her original lover ‘Toto’ had a blonde beard. None of them realise that ‘Toto’ is Gumbril because he never told Rosie his name. Instead Rosie arrives just in time to administer some first aid and bandage the wound.

Coleman is a huge Cossack of a man with a big blonde beard, very loud, talks loudly and tactlessly, quoting the Christian Fathers about women being bags of ordure, and so on, in a way which puts Rosie off, she gets up and runs to the outer door but it won’t open and in a few paces Coleman is upon her. When she starts screaming and crying, he is enraptured and licks her tears. Are we to understand that he ‘ravishes’ her? That he rapes her?

Chapter 21

The taxi chapter. Gumbril turns up to see Mrs Viveash. She is feeling increasingly bilious and unhappy. He accuses her of wrecking her life i.e. persuading him to go for lunch with her so that he missed his date with Emily.

She is tired of men blaming her for everything and, frankly, so am I. Gumbril, Lypiatt, Shearwater, they all blame her for making them fall in love with her. How tiresome men are! (This is precisely the sentiment expressed by Anne in chapter 21 of Antic Hay).

Gumbril tries talking about things other than love and for two pages we are treated to a surreal jumble of facts about the natural world or literature until Mrs Viveash shouts at him to stop. Gumbril announces he’s fed up of everything and is going to leave the country. Mrs Viveash says they must have a going-away dinner. So they decide to go and invite all their friends. This, as it turns out, is a pretext for a kind of survey of the state of play with each of them:

They take a taxi across London to Lypiatt’s studio. Cut to Lypiatt plunged in the deepest melancholy and contemplating suicide. He is just putting a loaded Service revolver against his forehead when he hears the taxi pull up, a knock on the door and the sound of Mrs Viveash’s and Gumbril’s voices outside.

After a few more knocks they decide Lypiatt must have gone out and depart. Lypiatt remains in his darkened studio, in utter misery. It’s a feature of this chapter that Mrs Viveash and Gumbril comment on the lights of Piccadilly twice as they pass through on their to Lypiatt’s and back i.e. a little bit of social history of which adverts were there at the time. And to emphasise the depths of Mrs Viveash’s Weltschmerz.

Mrs. Viveash drew the corners of her mouth down into a painful smile and did not answer. “Aren’t we going to pass through Piccadilly Circus again?’ she asked. “I should like to see the lights again. They give one temporarily the illusion of being cheerful.’

Instead they go to visit Mr Mercaptan but he’s not there (according to his gabbling housekeeper). And we cut to Mercaptan having a delightful time staying with rich Mrs Speegle amid her butlers and staff at the delightful Oxhanger House. She had wittily thrown out the comment that some people have skins as thick as pachyderms whereas you and I, darling, we have painfully thin skins because we are such spiritual and artistic people. And so Mercaptan has worked this up into one his simply adorable little essays, dividing the poor pachyderms into lots of sub-categories, as he amusingly explains to Mrs Speegl and Maisie Furlonger at dinner.

Meanwhile Lypiatt lies at home lost in the void. Gumbril and Mrs Viveash take a taxi to Coleman’s. It’s not too long since Coleman ravished/raped Rosie. He answers the door. Gumbril glimpses past him the open door to his bedroom, and there a bare female back, and as it turns over, for a split second he recognises beyond doubt Rosie! My word! He’s astonished and disgusted.

The text cuts to a little stream-of-consciousness as we dip into Rosie’s mind and see her stream of memories – unhappy domestic scenes with Jim Shearwater, and then memories of being made love to by huge animal Coleman. Which is disconcerting. Anyway, Coleman says he can’t come to any farewell dinner.

They then take the cab to Shearwater’s house in Maida Vale. He’s out and so is the Missus, according to a characteristically uneducated maid (it doesn’t seem to occur to any of the bourgeois characters, when they talk about love and, occasionally, fairness or a better society, that this might include the army of servants and butlers and drivers and cleaners who service their oh-so-sensitive lives).

Gumbril leaves a message for Mrs i.e. Rosie, to tell her that Mr Toto apologises for not having spoken to her when he saw her in Pimlico. I.e. signalling that he saw her at Coleman’s.

Lastly they call on Mr Gumbril Senior, happily sitting on the balcony of his apartment watching his beloved starlings in the plane trees in the square. The text reverts back to Huxley’s Peacockian approach i.e. a character becomes the mouthpiece for a theory, in this case, Mr Gumbril Senior explains to Mrs Viveash his theory that we humans have a capacity for telepathy which we have let go to rust, but we could revive it if we wanted.

Look at the general development of the mathematical and musical faculties only within the last two hundred years. By the twenty-first century, I believe, we shall all be telepaths.

Remember the exquisitely detailed model of London as designed by Christopher Wren which Gumbril’s father had made? Remember how we met Gumbril Senior’s father’s friend, Porteous, and were told how he had scrimped and saved to raise a family and build up a library of precious books. Well, now Theodore’s father takes his son aside to tell him how Porteous’s son has drunk away all the family money and then borrowed more and gambled that away so that Porteous has been forced to sell his library.

That is why, Gumbril Senior explains, he has sold the model to the Victoria & Albert Museum to raise money for his friend. Theodore is touched. So much for the ‘beyond good and evil’, post-war cynicism of his generation. It is a sentimental beacon in an otherwise deliberately cynical narrative.

Mrs Viveashe is touched by Gumbril Senior and his theories about his starlings and telepathy. He is a sweet and kind old man. They get back into the taxi for the last time (this cabby is making a fortune out of them).

Chapter 22

The final chapter describes experiments going on at Shearwater’s laboratory. He is in a sealed room, wearing only a loin cloth, pedalling an early version of an exercise bike. The aim is to find out how long a man sweats for and to catch and analyse his sweat. We enter his head, as we have most of the other characters, and discover he is still tormented by his thwarted passion for Mrs Viveash, is dreaming, as he steadily cycles on, of fleeing her, getting away. Which explains why it is quite a comic moment when he looks up and sees at the porthole looking into his experiment room… none other than Mrs Viveash!  Convinced he is hallucinating a nightmare, he turns back to facing the wall and pedals all the more furiously.

His assistant, Lancing, shows Gumbril and Mrs Viveash around the garish and grotesque biological experiments they’re carrying out in the lab. Animal identity is being tampered with through extensive vivisection. Maybe human beings will be next. They look out a big window across the Thames to St Paul’s illuminated in the night and both are awed into silence by thoughts of time and destiny.

Then are roused back to the present. ‘Come on’, says Mrs Viveash. ‘Let’s go and see Piers Cotton.’ The great issues of time and destiny may stand over us. But most people hide them by getting on with the endless tittle tattle of their busy social lives. We are, according to Aristotle, first and foremost social animals, interested in gossip and tittle tattle. Big Ideas and theories come a looooooooong way back in the queue.


Recurring themes

1. As others see us

The theme which strikes me as recurring most obviously in Crome Yellow and Antic Hay is the panic fear various characters have of realising that they are beings-in-the-world – meaning their horrified realisation of the gap between their own sense of themselves as full of life and ideas and passions which are serious and deep and full – and the terrible realisation that for most other people you barely exist, and even then only as the butt of cheap jokes.

Most other people think that I – the vital, all-important I that lives and moves and loves and feels – is scarcely relevant to their busy lives, or at best the punchline of a crappy anecdote.

Lypiatt stood with folded arms by the window, listening. How lightly they threw his life, his heart, from hand to hand, as though it were a ball and they were playing a game! He thought suddenly of all the times he had spoken lightly and maliciously of other people. His own person had always seemed, on those occasions, sacred. One knew in theory very well that others spoke of one contemptuously – as one spoke of them. In practice – it was hard to believe. (Antic Hay chapter 21)

Thus when I am in love, it is all Wagner and Shakespeare. Whereas other people in love ‘are always absurd’ (p.238).

2. Working classes

It’s so tiny as to be buried, but just now and then the characters meet people from the working classes. None of the characters in these novels has a job: Mrs Viveash doesn’t work, Lypiatt is a poor artist, Mercaptan dashing off his reviews is hardly work, Theodore lives off a legacy from an aunt (£300 a year from ‘the intolerable Aunt Flo’, p.24).

It’s only when members of the working class intrude a little that you realise what a solidly upper-middle-class book this is, set among the owners of manor houses, rich widows and their amusing hangers-on – writers and artists. Thus the dawdling dilettante Pasteur Mercaptan’s housekeeper, Mrs Goldie, is one of the few working class characters and voices in the book:

Mr. Mercaptan, it seemed, had left London. His housekeeper had a long story to tell. A regular Bolshevik had come yesterday, pushing in. And she had heard him shouting at Mr. Mercaptan in his own room. And then, luckily, a lady had come and the Bolshevik had gone away again. And this morning Mr. Mercaptan had decided, quite sudden like, to go away for two or three days. And it wouldn’t surprise her at all if it had something to do with that horrible Bolshevik fellow. Though of course Master Paster hadn’t said anything about it. Still, as she’d known him when he was so high and seen him grow up like, she thought she could say she knew him well enough to guess why he did things. It was only brutally that they contrived to tear themselves away.

Yes, the working classes do have a habit of nattering on so, don’t you find?

There is one place where serious social concern does intrude, a ‘sudden irruption’ into the self-obsessed peregrinations of the narcissistic characters.

After a typical night’s drinking and arguing the Bohemian crew (Lypiatt, Coleman, Shearwater, Gumbril) find themselves at the all-night coffee stand at Hyde Park corner. It’s here that they bump into Mrs Viveash and her monocled posh-boyfriend. But as they gossip and make clever witticisms about Love, they slowly become aware of a pair of hard-core, down and out, unemployed, homeless proletarians slumped up against the railings nearby.

One wrecked specimen is telling a small crowd a hard luck story about how he was leading his rag and bone cart when the cops stopped him and told him the old pony Jerry was too unwell for the job and took him away and now he doesn’t have any work, couldn’t get work, him and the missus heard of work in Portsmouth so they walked there, his missus being heavily pregnant but no money for transport, but there was no jobs in Portsmouth and so they had to walk back.

‘’Opeless,’ ’e says to me, ‘quite ’opeless. More than two hundred come for three vacancies.’ So there was nothing for it but to walk back again. Took us four days it did, this time. She was very bad on the way, very bad. Being nearly six months gone. Our first it is. Things will be ’arder still, when it comes.’
From the black bundle there issued a sound of quiet sobbing.
‘Look here,’ said Gumbril, making a sudden irruption into the conversation. ‘This is really too awful.’ He was consumed with indignation and pity; he felt like a prophet in Nineveh.
‘There are two wretched people here,’ and Gumbril told them breathlessly, what he had overheard. It was terrible, terrible. ‘All the way to Portsmouth and back again; on foot; without proper food; and the woman’s with child.’
Coleman exploded with delight. ‘Gravid,’ he kept repeating, ‘gravid, gravid. The laws of gravidy, first formulated by Newton, now recodified by the immortal Einstein. God said, Let Newstein be, and there was light. And God said, Let there be Light; and there was darkness o’er the face of the earth.’ He roared with laughter.
Between them they raised five pounds. Mrs. Viveash undertook to give them to the black bundle. The cabmen made way for her as she advanced; there was an uncomfortable silence. The black bundle lifted a face that was old and worn, like the face of a statue in the portal of a cathedral; an old face, but one was aware somehow, that it belonged to a woman still young by the reckoning of years. Her hands trembled as she took the notes, and when she opened her mouth to speak her hardly articulate whisper of gratitude, one saw that she had lost several of her teeth. (pp.65-6)

The narrative then swiftly returns to its endless permutations of love affairs and artistic agonising among the educated and unworking classes, but it’s a dark and disturbing moment. Its bleakness puts all the self-obsessed navel gazing of the main characters into perspective. And makes you ask: one hundred years later, have are we any close to solving the issues of homelessness, unemployment and poverty?


Social history

References which indicate what his readers in 1922 had heard of or were thinking about, topics in the news:

Lenin and the Bolshevik revolution. Gumbril’s tailor Mr Bojanus gives his ideas about ‘liberty’, which people resent the rich, and why he’d welcome a revolution, despite thinking it would make no great difference (people will never be ‘free’ because they will always have to work).

Russian famine ‘After you’ve accepted the war, swallowed the Russian famine,’ said Gumbril. ‘Dreams!’

The first famine in the USSR happened in 1921–1923 and garnered wide international attention. The most affected area being the Southeastern areas of European Russia, including Volga region. An estimated 16 million people may have been affected and up to 5 million died (Wikipedia)

Nietzsche ‘Beyond good and evil? We are all that nowadays.’ thinks Theodore. The interesting point is that he frames it in Nietzsche’s terms, i.e. the endurance of Nietzsche’s thought.

Freud Gumbril and friends criticise Lypiatt’s use of ‘dream’ in a poem saying that nowadays ‘the word merely connotes Freud.’ I.e. by 1922 sophisticated urbanites were so over Freud.

Stopes ‘British author, palaeobotanist and campaigner for eugenics and women’s rights… With her second husband, Humphrey Verdon Roe, Stopes founded the first birth control clinic in Britain. Stopes edited the newsletter Birth Control News, which gave explicit practical advice. Her sex manual Married Love (1918) was controversial and influential, and brought the subject of birth control into wide public discourse.’

Schoenberg avant-garde composer and inventor of the twelve-tone system which would come to dominate classical music after the Second World War

Heroin I was surprised by a reference to heroin, I thought cocaine was the fashionable drug of the 1920s:

‘Who lives longer: the man who takes heroin for two years and dies, or the man who lives on roast beef, water and potatoes till ninety-five? One passes his twenty-four months in eternity. All the years of the beef-eater are lived only in time.’
‘I can tell you all about heroin,’ said Mrs. Viveash. (p.224)


Style

Huxley flexes his wings a little. In the two years since he published his first book, T.S. Eliot and James Joyce had brought out The Waste Land and Ulysses, respectively. Huxley doesn’t go mad, but the text includes noticeable linguistic experiments.

Inverted word order

Floating she seemed to go, with a little spring at every step and the skirt of her summery dress—white it was, with a florid pattern printed in black all over it…

Rare vocabulary

  • rachitic – feeble, weak
  • imberb – beardless
  • callipygous – having finely developed buttocks
  • empest – to corrupt or infect
  • priapagogue – an invented word
  • paronomasia – a play on words; a pun
  • disembogue – of a river or stream, to emerge or be discharged into the sea or a larger river
  • inenarrable – incapable of being narrated, indescribable

Onomatopoeia

And in a handful of places he makes the prose onomatopoeically to mimic the action being described. These are all timid baby steps which distantly echo the revolution in writing taking place at the time.

Piranesi

There are recurring references to Piranesi, specifically that the archway into the mews where Lypiatt lives looks like one of the arches in Piranesi’s series of etchings of vast imaginary prisons. As it happens I visited a free exhibition of Piranesi at the British Museum.


Credit

Antic Hay by Aldous Huxley was published by Chatto & Windus in 1923. All references are to the 1984 Panther paperback edition.

Related links

Aldous Huxley reviews

  • Crome Yellow (1921)
  • Antic Hay (1923)
  • Those Barren Leaves (1925)
  • Point Counter Point (1928)
  • Brave New World (1932)
  • Eyeless in Gaza (1936)
  • After Many a Summer (1939)
  • Time Must Have a Stop (1944)
  • Ape and Essence (1948)
  • The Genius and the Goddess (1955)
  • Island (1962)

Crome Yellow by Aldous Huxley (1921)

He was overcome by the beauty of those deeply embayed combes, scooped in the flanks of the ridge beneath him. Curves, curves: he repeated the word slowly, trying as he did so to find some term in which to give expression to his appreciation. Curves – no, that was inadequate. He made a gesture with his hand, as though to scoop the achieved expression out of the air, and almost fell off his bicycle.
(23-year-old Denis Stone, hero of Crome Yellow, page 6)

Huxley, born in 1894, was 26 when his first novel was published. It is a short and funny comedy of contemporary post-war English manners. Its hero, Denis Stone, is a young 23, has just published a very slim volume of verse and is, sigh, a most sensitive soul. He has come down by train to the charming English village of Crome and to the house of his friends Mr Henry Wimbush and his astrology-loving wife, Priscilla.

‘I see Surrey has won,’ she said, with her mouth full, ‘by four wickets. The sun is in Leo: that would account for it!’

The silly goings-on of guests at a charming country house was an established literary genre, going back at least as far as the slender comic novels of Shelley’s friend, Thomas Love Peacock, to wit: Headlong Hall, Nightmare Abbey, The Misfortunes of Elphin and Crotchet Castle.

Anyway, half a dozen house guests are assembled at the manor house of the sweet little village of Crome and proceed to be frivolous, posh and silly. They are:

Jenny Mullion – ‘perhaps thirty, owner of a tilted nose and a pink-and-white complexion, and wore her brown hair plaited and coiled in two lateral buns over her ears, who is separated from the rest of the world by the almost impenetrable barriers of her deafness.’ The way she uses her deafness to withdraw into is described very wittily.

I’m glad to hear it,’ said Priscilla.
‘Glad to hear what?’ asked Jenny, emerging suddenly from her private interior world like a cuckoo from a clock. She received an explanation, smiled, nodded, cuckooed a last ‘I see’,  and popped back, clapping shut the door behind her.

Mary Bracegirdle – ‘nearly twenty-three, but one wouldn’t have guessed it. Her short hair, clipped like a page’s, hung in a bell of elastic gold about her cheeks. She had large blue china eyes, whose expression was one of ingenuous and often puzzled earnestness.’

Mr. Scogan – ‘like one of those extinct bird-lizards of the Tertiary. His nose was beaked, his dark eye had the shining quickness of a robin’s. But there was nothing soft or gracious or feathery about him. The skin of his wrinkled brown face had a dry and scaly look; his hands were the hands of a crocodile. His movements were marked by the lizard’s disconcertingly abrupt clockwork speed; his speech was thin, fluty, and dry.’

Gombauld – an artist: ‘with more hair and less collar, Gombauld would have been completely Byronic – more than Byronic, even, for Gombauld was of Provencal descent, a black-haired young corsair of thirty, with flashing teeth and luminous large dark eyes.’

And Anne, Henry Wimbush’s niece: ‘Within its setting of light brown hair her face had a pretty regularity that was almost doll-like. And indeed there were moments when she seemed nothing more than a doll; when the oval face, with its long-lashed, pale blue eyes, expressed nothing; when it was no more than a lazy mask of wax.’

Denis is, of course, madly in love with her, included poems to her in his recently published slim volume; she, of course, merely thinks he’s a darling and a sweet boy, thus condemning him to hours of torture. Whenever they talk she doesn’t understand anything he says about the life of the mind and ethics and the soul: her philosophy is “One enjoys the pleasant things, avoids the nasty ones. There’s nothing more to be said.” Denis is tormented by the suspicion that she is attracted to the wild Provencal artist, Gombauld (and who wouldn’t be?)

They go on a tour of Henry’s farm, admiring his pigs and prize bull.

Mr Barbecue-Smith arrives. He is a writer, too, but of vulgar self-help and spiritual enlightenment books. Denis is horrified when the older man takes him aside in order to share authorly tips with him i.e. dragging him down to his level.

A chapter is devoted to the village’s vicar, the iron-grey Mr Bodiham. Huxley satirically includes the text of an actual sermon which correlated events of the First World War with predictions in the Book of Revelation to show that the Second Coming was at hand. Any moment. Really soon.

It is interesting that two of the themes Huxley would become famous for are clearly expressed in this, his first work:

1. Mr Scogan is an apostle of technology and efficiency. When they visit Henry Wimbush’s farm and are asked to admire the prodigious reproductive achievements of his pigs and his cows, Mr Scogan confidently predicts that in the future all this kind of thing will be managed, eventually in test tubes and bottles – a vision which clearly anticipates the work he’s most famous for, Brave New World:

With the gramophone, the cinema, and the automatic pistol, the goddess of Applied Science has presented the world with another gift, more precious even than these – the means of dissociating love from propagation. Eros, for those who wish it, is now an entirely free god; his deplorable associations with Lucina may be broken at will. In the course of the next few centuries, who knows? the world may see a more complete severance. I look forward to it optimistically. Where the great Erasmus Darwin and Miss Anna Seward, Swan of Lichfield, experimented – and, for all their scientific ardour, failed – our descendants will experiment and succeed. An impersonal generation will take the place of Nature’s hideous system. In vast state incubators, rows upon rows of gravid bottles will supply the world with the population it requires. The family system will disappear; society, sapped at its very base, will have to find new foundations; and Eros, beautifully and irresponsibly free, will flit like a gay butterfly from flower to flower through a sunlit world.

2. Spirituality. In 1937 Huxley moved to California and soon developed an interest in Vedanta, a form of Indian spiritualism. He was to go on and take this very seriously, becoming a follower of Hindu Swami Prabhavananda, receiving instruction in meditation, translating Indian spiritual classics and so on. The point is that some of the characters in this, his first novel, already display an interest in the spirit world, namely Priscilla Wimbush and Mr Barbecue-Smith although, as the names suggest, at this stage it is played entirely for laughs.

The plot

Things happen in nice, neat little chapters, their crisp tidiness itself contributing to the feel of slickness and cleverness.

Chapter 7

Virginal Mary knocks politely and tiptoes into Mary’s bedroom where the latter is lying catlike in bed reading, and timidly raises the subject of sex and how frightfully bad it is for you to be ‘repressed’ and ‘frustrated’ and therefore, was Mary attached to either Gombauld or Denis? Anne tries to keep a straight face and says No. Right. Mary is on the prowl.

Chapter 8

Priscilla and Mr Barbecue-Smith discuss Spiritualism over breakfast. It is interesting social history that, when Mr Wimbush asks if anyone wants to come to church with him, they all make excuses no to – interesting that there’s such widespread apathy, interesting that he’s a little shamefaced about asking.

Chapter 9

Mr Bodiham the iron-faced vicar in the Rectory, furiously wondering why his apocalyptic sermon predicting the end of the world and the Second Coming doesn’t shake up his sleepy congregation.

Chapter 10

In the drawing room that evening  Gombauld and Anne are dancing to jazz shouting out from a gramophone. Like many an intellectual, Denis is oppressed by the sight of other people having fun and wish he could be spontaneous and enjoy himself, instead he has picked up the first book that came to hand – The Stock Breeder’s Vade Mecum – and is pretending to read it. And now he finds virginal Mary suddenly standing in front of him, blocking his view of Anna and Gombauld, infuriating him with a load of damn fool questions. She earnestly asks who his favourite contemporary poets are and, savagely angry, he facetiously invents a trio based on the book he’s reading. ‘Blight, Mildew, and Smut,’ he angrily replies.

Chapter 11

Next morning they see off Mr Barbecue-Smith and all stroll round the house to the terrace and garden. Wanting to sound worldly Denis says: ‘The man who built this house knew his business. He was an architect’ only to be immediately contradicted and made to look a fool by the owner, Mr Wimbush, who gives a lengthy explanation of how the house was the design of a gifted amateur, an aristocrat who was obsessed with toilets.

Chapter 12

Mary realised Denis’s answer about Blight, Mildew and Smut was facetious and is upset. Now she sets her sights on Gombauld, the raffish painter from Marseilles and goes to see him in the upstairs part of a converted barn which has converted into a studio. First she is disconcerted to see that his current painting demonstrates that he has gone right the way through cubism and come out the other side into a form of figurativism. Second, he treats her like a child, lets her stay and witter on for precisely the length of one cigarette, then turns her round and firmly guides her back the step-ladder out of the attic, and pats her behind a few times for good measure.

Chapter 13

Henry comes down to dinner that evening and presents his History of Crome, a book which his niece Anne remembers him as working ever since she’s known him. He reads the chapter about his ancestor, Sir Hercules Lapith, who was a dwarf and so populated the staff with fellow dwarfs, had only the smallest dogs and shetland ponies to ride and even sought out and married an Italian lady dwarf. But alas when she gave birth, the son grew into a surly, normal-sized brute. After arguments and disputes, the giant one day returns from the Grand Tour with two normal-sized friends and their servants. They mock the dwarves and get the loyal butler drunk and make him dance while chucking walnuts at him. Sir Hercules spies all this through the keyhole of the dining room and decides there is no place for him in the world. He goes back to his bedroom, commiserates with his lovely wife, she takes an overdose of opium and he gets into a hot bath and slashes his wrists. It is a strangely absorbing and peculiar story.

Chapter 14

In the living room is a door cunningly made to look like part of the shelves of the library, with lots of leatherbound spines which contain no actual books. This prompts Mr Scogan to paeans of praise for the glories of these, alas, inaccessible volumes, especially the legendary ‘Seven volumes of the ‘Tales of Knockespotch’.

Chapter 15

They’re all on the terrace admiring the view. Mr Scogan descants on the oddity of the fact that in all of recorded history writers have been amused by sex until the nineteenth when it suddenly became unmentionable. At the end of the 19th century, sex reappeared in polite conversation but now seen through science: discussion of sex is frank but earnest, whereas he laments the jolly sex of Chaucer and Rabelais. Earnest Mary, proving his point, earnestly disagrees. She thinks sex is very serious. Frivolous Ivor arrives on his motorbike. He is a natural at everything, driving cars, playing the piano, singing, art, chatting up women, he even has contacts in the spirit world which he draws with gay abandon.

Chapter 16

After dinner the ladies leave the room. Mr Scogan explains his habit of comparing everyone he’s in company with to one of the first six Caesars. This frivolous thought develops into quite a serious point about the post-war climate of violence. Huxley has

‘Seventy and eighty years ago simple-minded people, reading of the exploits of the Bourbons in South Italy, cried out in amazement: To think that such things should be happening in the nineteenth century! And a few years since we too were astonished to find that in our still more astonishing twentieth century, unhappy blackamoors on the Congo and the Amazon were being treated as English serfs were treated in the time of Stephen. To-day we are no longer surprised at these things. The Black and Tans harry Ireland, the Poles maltreat the Silesians, the bold Fascisti slaughter their poorer countrymen: we take it all for granted. Since the war we wonder at nothing. We have created a Caesarean environment and a host of little Caesars has sprung up. What could be more natural?’

Since the war. A little piece of anecdotal fictional evidence which supports the conclusion of numerous commentators that the First World War unleashed previously undreamed-of levels of violence into politics and society.

And a serious point about the limits of sympathy, namely that it is only because we are such unsympathetic, unfeeling and on the whole unimaginative people, that happiness is possible.

‘At this very moment,’ he went on, ‘the most frightful horrors are taking place in every corner of the world. People are being crushed, slashed, disembowelled, mangled; their dead bodies rot and their eyes decay with the rest. Screams of pain and fear go pulsing through the air at the rate of eleven hundred feet per second. After travelling for three seconds they are perfectly inaudible. These are distressing facts; but do we enjoy life any the less because of them? Most certainly we do not. We feel sympathy, no doubt; we represent to ourselves imaginatively the sufferings of nations and individuals and we deplore them. But, after all, what are sympathy and imagination? Precious little, unless the person for whom we feel sympathy happens to be closely involved in our affections; and even then they don’t go very far. And a good thing too; for if one had an imagination vivid enough and a sympathy sufficiently sensitive really to comprehend and to feel the sufferings of other people, one would never have a moment’s peace of mind. A really sympathetic race would not so much as know the meaning of happiness. But luckily, as I’ve already said, we aren’t a sympathetic race.’

I wholeheartedly agree. We are a blunt unimaginative species. It is the only thing that allows us to live. But our inability to see beyond the little circle of our families, friends and pleasures will be the death of our planet.

Chapter 17

It is night. The younger members of the party go out into the garden and then set off running down the slope in the dark. First Ivor tries it on with Jenny and gets a slap for his troubles. Then waiting at the bottom of the slope he puts his arms around Anne only to discover it is Mary. Still, he sings so divinely and it is such a beautiful evening that she soon forgets and then succumbs to his charms. Meanwhile Denis discovers that Anne has tripped and twisted her ankle and scraped her hands. He sits next to her, cleans her wounds, puts his arms around her and then experimentally kisses her. For a fleeting moment it works but then she averts her face and tells him ‘It’s not our stunt,’ an interesting turn of phrase. He volunteers to carry her back up to the house and makes it for five paces before he stumbles and drops her. Anne bursts into tinkling laughter and, as usual, poor Denis is covered in confusion and mortification.

Chapter 18

Mr Wimbush attends church. Mr Bodiham preaches a sermon about the necessity for a war memorial. Various ideas have been mooted – a memorial library, lich gate or stained glass window – but no decision has been made and not much money has been raised. Mr Wimbush walks home in a pensive mood, passing through a group of surly, loutish village youths who just about tug their forelocks before bursting into sniggers. They reminded me of the bored village teenagers in Posy Simmonds’s graphic novel Tamara Drewe.

Chapter 19

Mr Wimbush reads another chapter from his History of Crome. (The reader realises this is going to be a recurring feature.) This time the short happy life of Sir Ferdinando Lapith, the rough rude son of the dwarf Sir Hercules, who drank to excess, especially when celebrating defeats of the tyrant Napoleon and drank himself silly on a coach heading west after the victory at Waterloo, fell off as it approached Swindon, was run over and died, from excess of patriotic zeal!

This leads into the comic tale of his ancestor George who was in love with three thin and everso spiritual sisters of a local landowner. They indicated this extraordinary spirituality by eating little or nothing and rhapsodising about Death in a Shelleyan manner. One night George is dozing in a deep armchair when he sees a serving woman carrying a heavy tray press a secret button, open a false door and disappear up some stairs. Following on tiptoe George burst into a hidden room to find the three sisters stuffing their faces. They’re as shocked as he is. After a muttered apology he turns tail, flees back down the stairs, then bursts into laughter at the bottom. Next day he blackmails the prettiest of the daughters, Georgiana, into marrying him. Her mother Lady Lapith, was disappointed but after all, he wasn’t such a bad catch.

When Henry has finished reading the young people complain what a stuffy night it is. Mary and Ivor suggest they sleep in mattresses up on the towers, and so they do, and when everyone has gone to sleep, Ivor perilously tightrope walks along the roof ridge, over to Mary’s tower, where they have a snog and watch the sunrise. Sounds wonderful.

Chapter 20

Ivor departs in his lemon yellow sedan, leaving a fluent poem in the visitors book. This prompts a conversation wherein Denis explains the nature of literature and poetry to Mr Scogan, namely in the magic of words.

‘That’s the test for the literary mind,’ said Denis. ‘The feeling of magic, the sense that words have power. The technical, verbal part of literature is simply a development of magic. Words are man’s first and most grandiose invention. With language he created a whole new universe; what wonder if he loved words and attributed power to them!’

Chapter 21

Gombauld is painting Anne’s portrait in the granary. He infuriates her by claiming she is flirting with him, and then even more by claiming she is leading Denis on. Anne delivers a feminist lecture complaining that men simply project onto passive women their own lusts and fantasies and then blame the women for it. Hundred years old, this book is.

‘So like a man again!’ said Anne. ‘It’s always the same old story about the woman tempting the man. The woman lures, fascinates, invites; and man—noble man, innocent man—falls a victim. My poor Gombauld! Surely you’re not going to sing that old song again. It’s so unintelligent, and I always thought you were a man of sense.’
‘Thanks,’ said Gombauld.
‘Be a little objective,’ Anne went on. ‘Can’t you see that you’re simply externalising your own emotions? That’s what you men are always doing; it’s so barbarously naive. You feel one of your loose desires for some woman, and because you desire her strongly you immediately accuse her of luring you on, of deliberately provoking and inviting the desire. You have the mentality of savages. You might just as well say that a plate of strawberries and cream deliberately lures you on to feel greedy. In ninety-nine cases out of a hundred women are as passive and innocent as the strawberries and cream.’

Chapter 22

In a lazy post-prandial mood, Denis lazily tries to write a poem. Then out the window he glimpses Gombauld and Anne walking by towards the granary and is so angry he throws the poem in the bin, and rushes downstairs.

Straight into the arms of Mr Scogan who insists on taking him for a walk through the herb garden where he expounds his vision of a perfectly rational future state – the Rational State – in which psychologists allot every new-born baby to a particular class or species. There may be hundreds of these but there will be three master categories – the commanding Intelligences; the Men of Faith, i.e. fanatical believers who translate the Intelligence’s plans into the kind of emotional rhetoric the masses understand along with ’causes’ and ‘battles’; and then the masses, the Herd.

Chapter 23

Denis persuades Mr Scogan to accompany him on his original errand, which was to interrupt whatever Anne and Gombauld are up to in the granary. In fact they are in bad moods with each other and happy to be interrupted. Mr Scogan admires Gombauld’s portrait of Anne but goes on to explain why he in fact likes cubism because it so utterly banishes huge, unwieldy and incomprehensible nature – which is why he likes travelling on the Tube in London. Denis rests his hands on the back of Anne’s chair as they both look at some of Gombauld’s other paintings, both aware of a special mood. Suddenly, in a strangled voice, Denis says, ‘Anne, I love you’. She laughs but blushes. Is she starting…

Chapter 24

Denis comes across the secret journal Jennifer is always writing in. He is aghast to discover it’s full of blisteringly accurate caricatures of all the house guests, not least him, portrayed in an armchair watching Gombauld dance with Anne and entitled Sour Grapes. In a flash he realises he is not the only person in the world – that people talk about him all the time behind his back. He is watched (this is the anxious feeling – that, for others, we are no more than objects that Jean-Paul Sartre would examine in depth 20 years later).

He mopes.

Oh, these rags and tags of other people’s making! Would he ever be able to call his brain his own? Was there, indeed, anything in it that was truly his own, or was it simply an education?

Depressed, Denis walks down to the boathouse by the lake where he finds Mary sitting, depressed after receiving a postcard from Ivor who has moved on to his next house party, and which makes it quite plain he’s moved on from her, while she has fallen fatally in love with him.

Chapter 25

Mr Wimbush announces the annual Charity Fair and Anne groans in horror. Quickly she signs up all the guest to perform functions. Gombauld cheerfully says it sounds like a holiday. This triggers a long disquisition by Mr Scogan about holidays, we can never have holidays because we can never escape from ourselves or our human nature.

‘Isn’t a complete and absolute change precisely the thing we can never have—never, in the very nature of things?’ Mr. Scogan once more looked rapidly about him. ‘Of course it is. As ourselves, as specimens of Homo Sapiens, as members of a society, how can we hope to have anything like an absolute change? We are tied down by the frightful limitation of our human faculties, by the notions which society imposes on us through our fatal suggestibility, by our own personalities.’

Mr Scogan is described as beaky and saurian, with claws instead of hands. Is he a caricature of the philosopher Bertrand Russell?

Chapter 26

Feeling soulful and sad, as usual, Denis looks down at the hubbub of the annual Fair, and then goes down amongst it, among all those people, amazing to think they all have souls and minds like his, are individuals full of hopes and fears and criticism. He steps down into the crowd and visits the stalls, the Tattooed Lady, the Largest Rat in the World, the funfair rides, a balloon flying loose up into the sky.

Chapter 27

Mr Scogan is dressed up as a gypsy palm reader, ‘Sesostris, Sorcoress of Ecbatana’, and very funnily gives people dark hints about their doom-lade futures. The result is that he is wildly popular and a big queue forms outside his tent. We watch him reading the palm of one susceptible young woman and – it appears – predicting that a short beaky-faced man will meet her next Sunday afternoon at 6pm and she will take him down to the woods for some rumpy-pumpy. Hmm.

Denis wanders on to the trestle table where Anne is serving mugs of tea. There’s a neat pile of the poem Denis wrote specially for the fair. They had five hundred copies printed. It is a page long and mournful and completely inappropriate for a people’s fair. He asks Anne how many copes have been sold (at tuppence a go). Three.

Old Mrs Budge who, when the government announced that it needed peach stones (for unknown reasons) bravely did her bit for the war effort and in 1916 ate 4,200 peaches and sent the stones to the government. In 1917 the government called up three of her gardeners and she was only able to eat 2,900 peaches, which may explain why the allies fared so badly in that disastrous year.

Denis strolls on to the Young Ladies Swimming Competition where he sees two local worthies, old Lord Moleyn and Mr Callamay ‘congratulating’ the winner of the latest heat, standing trim and nubile in her dripping swimming costume. Hmm. Or leching over her. Walking on he hears voices and looks up to see the vicar and his wife peering over a high yew hedge, staring at the schoolgirl swimmers in their costumes, and tut-tutting and saying, ‘Disgusting, disgusting.’

Elsewhere earnest, rational Mary is swamped by schoolchildren who she is organising into a three-legged race, red-faced and efficient. Denis sneaks away from all thus vulgar racket, back up to the empty manor house, makes himself a cheeky gin and tonic, and settles into a deep armchair to read the French critic, Sainte-Beuve (1804-69).

Chapter 28

In the evening there is a band. Two or three hundred couples dance under the hard white acetylene lights. Henry finds Denis and asks if he’d like to come and view the old oak log pipes he’s dug up which were part of the original house. Far enough away from the noisy dance floor, Henry sighingly laments how much he doesn’t like people. Life would be so much simpler if we could just read books and didn’t have to engage with the smelly, noisy and completely unknowable people of the present. How comforting history is, where life is wrapped and defined and finished and comprehensible. As to the present he has no idea about news or current affairs and lacks the energy to find out. One day all our ‘human’ interactions will be carried out by machines.

Chapter 29

10pm the evening of the Fair. The crowds have left, things are being packed away. Denis sees Gombauld and Anne necking and smooching down by the swimming pool and runs inside in despair. In fact Anne is furiously trying to escape Gombauld’s clutches and he is irritated at being balked.

Denis reads till 2.30 but is still upset. He sneaks down the hall to the little pantry which houses the ladder up to one of the mansion’s towers, pushes open the trapdoor and emerges on the tower top. O Life. O Death. O Love. What is the meaning of it all? Denis looks down at the terrace far below and deliciously imagines plummeting to his death. Then they’d be sorry.

He is holding his arms up and out like wings when he is startled by a voice from close behind him and very nearly does topple over the parapet by accident! It is Mary. Ever since that magical night with Ivor she has slept up here on a mattress. Now Denis confesses everything i.e. his doomed love for Anne, his rage and frustration. An hour later he is lying with his head on her knees as she stroke his hair, having herself confessed her undying love for Ivor. O love!

There’s only one way out of Denis’s torment. He must leave.

Chapter 30

So he arranges for a telegram to be sent to him declaring ‘Urgent Family Business. Come At Once.’ Of course, as soon as the plan is laid, Anne starts to become more sympathetic, coming to sit with him on the terrace. After lunch the telegram arrives, is handed to him, he opens it and announces he must leave. All the other guests tut tut and say how sad they are, but Anne really does look sad and Denis is in torment, wondering whether he’s made a huge blunder. Again. As usual.

The final chapter is as funny as the first, with Mary urging Denis on in her brisk, no-nonsense fashion, Anne expressing what seems to be genuine regret that he’s leaving, and then the car is at the door, Denis’s stuff is loaded into it, and the novel ends.

Romanà clef

Wikipedia confirms my hunch that Mr Scogan is a portrait of Bertrand Russell. By extension the lovely manor house with its relaxed atmosphere is based on Garsington Manor, a favourite venue for posh literati between the wars, owned by Lady Ottoline Morrell who is the basis for the mannish, astrology-reading Priscilla Wimbush. Gombauld is – apparently – loosely based on the energetic young painter Mark Gertler (1891-1939) and earnest Mary Bracegirdle on Dora Carrington.

Knowing this only makes it more intriguing to wonder who the other characters – the fragrant willowy Anne, Mr Barbecue-Smith, the charming Ivor – are based on. But thinking about this much reminds you that the whole thing may be loosely based on real-life characters, but has been hugely perfected and rounded out by Huxley’s comic invention.

To give a sense of the period and the people and what they looked like, here’s a photo of the American poet T.S. Eliot visiting Garsington, with Mark Gertler seated in the middle, and the weird-looking Ottoline Morrell swathed in silk and sitting in an uncomfortable-looking posture (look at her feet) on the right.

T.S. Eliot, Mark Gertler and Lady Ottoline Morrell


Related links

Books from or about the 1920s

First World War

The Good Soldier Švejk

Russian Revolution

William Somerset Maugham

Franz Kafka

Hermann Hesse

Alfred Döblin

Dashiell Hammett

Arrival and Departure by Arthur Koestler (1943)

Warning: This review contains disturbing content about sexual violence and the Holocaust.

Arthur Koestler, a potted biography

Arthur Koestler was born to a Jewish mother in Budapest, capital of the Hungarian part of the the Austro-Hungarian Empire, in 1905. So he was 14 when the short-lived Hungarian communist government of Bela Kun seized power in 1919 and Koestler later remembered his teenage high hopes for it and for a better future. The Bela Kun regime was crushed and replaced by the authoritarian rule of Admiral Horthy, but Koestler retained that youthful idealism

Koestler became a journalist and travelled widely in the late 1920s and early 1930s, reporting from the Soviet Union, Palestine and Germany, for a variety of German newspapers. He joined the German Communist Party in 1931.

In 1936, early in the Spanish Civil War, Koestler got access, as an accredited journalist, to General Franco’s headquarters and gathered evidence of the support the regime was getting from Nazi Germany and Fascist Italy, which was published, a great scoop at the time. This and other experiences were incorporated into his book Spanish Testament.

On a second trip in 1937, Koestler was caught in Málaga when it fell to Mussolini’s troops, was arrested, and convicted for spying because of the revelations from the Franco HQ. He was sentenced to death and from February to June 1937 he was imprisoned in Seville under sentence of death.

Quite an experience, which he also wrote about in Dialogue with Death. Eventually he was released in a prisoner exchange for the wife of one of Franco’s favourite flying aces.

Koestler moved to Paris where in 1938 he completed The Gladiators, a novel about the rising of ancient Roman slaves under Spartacus. The same year he quit the Communist Party and began writing the novel he’s most famous for, Darkness at Noon. His then girlfriend, English sculptor Daphne Hardy, translated Darkness at Noon from German into English and smuggled it out of France when she left ahead of the German occupation (June 1940).

Koestler’s life story is extremely colourful. First he was arrested by the French authorities in late 1939 and held in a French internment camp as an enemy alien. He described this experience in the hastily written memoir Scum of the Earth. He was eventually released at the request of the British authorities and as the result of intense lobbying by Hardy.

But how to get out of France without official papers, which the sclerotic French bureaucracy wouldn’t give him because he was ‘an enemy alien’? Koestler came up with a mad scheme. On the very day the French surrendered to the invading Germans, in May 1940, Koestler joined the French Foreign Legion in a desperate expedient to get out of the country.

He was accepted, trained and packed off to North Africa where he promptly deserted, made his way to Lisbon and so by boat to Britain. However, because he arrived without an entry permit, Koestler was again imprisoned.

Surely the only major writer to have been imprisoned in three different countries.

Koestler was still in prison when Daphne Hardy’s English translation of Darkness at Noon was published in Britain in early 1941 to great acclaim. This, and influential friends, helped get Koestler released from prison and he immediately volunteered to fight for the British Army, serving 12 months in the Pioneer Corps.

In March 1942 Koestler was assigned to the Ministry of Information, where he worked as a scriptwriter for propaganda broadcasts and films. During his spare time he wrote Arrival and Departure, the third in what had now become a trilogy of ‘political’ novels that began with The Gladiators and continued with Darkness at Noon.

Arrival and Departure

Although Darkness at Noon is transparently about the grotesque show trials which Stalin organised in the Soviet Union to discredit and liquidate all the old Bolshevik leaders who could be a threat to him, a striking feature of the book is that it nowhere actually mentions Russia, the Soviet Union or Stalin, preferring to use generic terms such as ‘the Party’ or ‘Number One’.

Clearly, Koestler felt there was value in trying to generalise the experience he was describing. Presumably the same wish not to be tied down by details and specifics underlies his approach in Arrival and Departure which continues to use some of the same generic terms.

Arrival and Departure is arranged in five parts which also bear very general titles.

Part 1: Arrival

The book opens mysteriously with an unnamed male protagonist leaping from the deck of a ship carrying a waterproof bundle. He swims to the anchor chain of the large ship, a cargo ship, the Speranza, which he’s been stowing away in while he orientates himself. He’s been hiding in the cargo hold for fifteen long days and nights. Now he can see a shoreline not too far away and swims towards it, eventually hitting the sloping shoreline and walking up through the waves onto the beach. He hides in one of the long row of bathing huts. His nose has been broken, his two front teeth smashed. His body has cigarette burns at various places (we later learn there are three: on one heel, behind one knee and on his penis), the result of torture. He is 22.

On the beach were sandcastles made by children. One of them carried a little toy flag, the flag of ‘Neutralia’ – so that’s where he is. Hidden in the beach cabin he weeps with relief.

Next day, things feel very relaxed. His clothes have dried overnight, it is very bright and sunny, he walks into town along a road lined with palms, there’s a square, he manages to change some of the money he had in his bundle, sits at a cafe table and orders a slap-up breakfast.

A family sitting nearby recognise him. They’re waiting to get visas to move on. So are friends. They tell him where the consulate is. As he walks on people recognise him. We learn from a woman in a queue that his name is Peter Slavek, he was a leading figure in the Party, and was arrested. Her husband mutters it’s best not to remember anything. Nonetheless the woman remembers that ‘they’ broke his nose, smashed his teeth out and extinguished cigarettes on his body. ‘He was the hero of our generation’.

Another woman, Dr Sonia Bolgar, watches Peter pass. She tells her companion Peter’s mother was a friend of hers. She thought ‘they’ had shot him. She says an accident happened in his family when the boy was just five and he has blamed himself ever since. He was a star student at the university, joined the party and was arrested a couple of times.

The combination of extreme heat (‘blazing street’, ‘hard glare’, ‘the sun was like a furnace’) and tropical fruit in the market stalls Peter passes made me wonder if it’s set in a North African colony. The waiter and others speak French, so a French colony – Tunisia, Morocco, Algeria.

Peter walks to the consulate and tries to persuade the officials that he wants to enlist in their army. Their country is at war. The official (incongruously named Mr, not Monsieur, Wilson) accepts Peter but shrugs and says it’s for ‘the authorities at home’ to decide. The problem is Peter comes from a nation which is an ally of the country the country he’s in is fighting. (Hungary? Allied with Nazi Germany? against France?) Mr Wilson says he’ll see what he can do but off the record suggests he tries the American consulate.

He sees Nazi posters in the shops but, in line with the ‘allegorical’ approach, the posters which describe a New Europe dominated by a newly arisen Central Power, under its stern-faced leader – neither the country nor leader are actually named. Walking on Peter comes to another shop window which shows photos of the New Nation’s opponents, led by their king and a cabinet minister in a bowler hat who flashes a V sign.

Peter bumps into the couple who discussed him earlier. He refers to the man as Comrade Thomas. They were both once part of the Movement. But the Movement has tacked and veered and changed directions so many times it has strangled itself. Presumably he is talking about the Soviet Union and the staggering impact it had on communists around the world when Stalin abruptly announced the Nazi-Soviet Pact of 23 August 1939.

He had thought it would be so easy. Stowaway. Get to a safe destination. Find the consulate. Volunteer for their army. Be greeted with open arms, taken right in, given somewhere to sleep and papers. But no. None of that. He’s out walking the blazing hot streets, rejected with officialdom, with nowhere to stay and no papers.

By about this stage I realised it’s CasablancaCasablanca for intellectuals. There’s an extended community of refugees from all over Europe

Part 2: The Present

Five weeks later, Peter is in the queue at the American consulate. Dr Sonia joins him. He is evidently feverish and weak. She realises he is starving, making one loaf of bread last four days. She takes him back to her flat, feeds and washes him, and he moves in. It isn’t a sexual thing. She is huge (her size is repeatedly emphasised) and was a friend of his mother’s i.e. twice his age.

Sonia is a practising psychotherapist. Half the refugees in town come to her for advice and comfort, even representatives of ‘the other side’. The young woman Odette often comes to visit and the two women make it plain they expect Peter to leave.

Over the coming days Peter slowly falls in love with Odette, well, develops a one-sided obsession with her.

One day she calls round when Sonia is out, one thing leads to another, she gets up to walk out, he slams the door shut, she struggles, he grips her, they stumble to the floor and in a red mist he rapes her. I didn’t see that coming.

Peter doesn’t acknowledge the enormity of what he’s done, he insists that he loves her while the raped woman remains in a foetal position on the sofa facing the wall, crying.

But after a while of Peter pleading, Odette loses her temper and tells him to shut up. He holds her hands and insists that he loves her and after a while she stops crying and start commenting sarcastically on this so-called ‘love’, on men and their brutish ways, how they beat a woman down, bullying and nagging until she eventually says, ‘After all – why not?’ And as he lowers himself towards her again, she says that to him: ‘After all – why not’, indicating her self-abandonment. Athough she adds: ‘But don’t hurt me this time.’

For ten days he lives in a sensual paradise, absolutely head over in heels in love. Every day he spends at Odette’s room in a her boarding house, they have sex, then laze around chatting, then get dressed and go for mussels and local wine at a harbourside restaurant. Paradise. On the tenth day he knocks and immediately sense the flat’s emptiness. Inside it has been stripped bare. A note on the table says she got her visa, had a place booked on a ship and has left.

Part 3: The Past

Peter undergoes a complete nervous collapse. He can’t walk. He has deep dreams and waking hallucinations. Deliriously he thinks he’s flying a fighter plane. He has snapped. Sonia calls Dr Huxter who does a thorough physical. Nothing wrong. It is mental. Huxter describes himself as ‘an old Jew’, ‘a general practitioner of the old school’, and is sceptical of Dr Sonia’s depth therapy methods, in fact he sees her as a huge beast, Leviathan from the Bible, dabbling in arcane and unhealthy powers.

Peter is delirious for three days. When he comes out of it he is very weak. Big Sonia nurses him but also does therapy. In his delirium he repeated a psalm about Jerusalem. Now he remembers an incident from his childhood when the family had a pet rabbit, and he overheard the cook say they were going to eat it, and he decided to save it, and his mother repeated the psalm and the little boy picked up the word Jerusalem and applied it to the rabbit and knew that, so long as he thought about Jerusalem the rabbit would be safe. But one day at the park he saw a little girl his age by the pond and fell in love with her and forgot all about Jerusalem, When he got home hungry he wolfed down the chicken stew and only then did the family cook (it was that kind of bourgeois family) tell him it was rabbit stew. He vomited.

Now he remembers that story.

But much worse follows. Suddenly, from pages 78 to 87 he gives a detailed account of the time he was taken out of prison and sent (by mistake it turns out) on a mixed transport, a long train of cattle trucks which included ‘Useless Jews’, women who’d been selected to become prostitutes for Nazi officers, and gypsies who were going to be sterilised.

Only a few pages ago we were reading about the sensual bliss of being young and in love. Now Koestler delivers a really stomach-churning account of how the journey takes days, each truck too packed for people to sit down, then all treading in each other’s excrement, before they are parked in a siding by a disused quarry and here, his truck load watch the ‘Useless Jews’ be forced along a corridor of guards and up steps into removal-type vans which have airtight doors, and in which the Jews are gassed to death in batches.

It takes all afternoon and long into the night, and in their cattle trucks and then as they are hustled along to the vans, the Jews sing, sing defiantly, a song about the return of the Messiah as they are led to be murdered.

Then the scene switches: Peter describes being caught. He was distributing leaflets for the Movement in a working class area near a mill when cops spotted them and gave chase. His three colleagues fell behind, but Peter made it to the main street, jumped on a tram, switched to a bus, made it home to the apartment where he lived with his poorly mother and the maid, a peasant girl. Later the same day, three detectives arrive. The take the place to pieces, ripping open pillows and cushions and sofas, smashing lamps, breaking chairs, looking for evidence. Then they take him away, handcuffing him and punching him in the face. It was the last time he saw his mother.

Peter explains the arrest was nothing to do with the leafleting. It was because he was on the executive committee of ‘the Movement’ at the university.

He is taken in to be questioned by the legendary interrogator, Raditsch, in his deep-carpeted interview room. Raditsch is a burly peasant who has risen to the top of his career. He disarms Peter by revealing he knows all about his career, and knows the identities of half the members of the Movement, who the authorities are about to arrest. He explains that this country will never go communist because it is a land of peasants. Raditsch understands them, he came from a peasant family.

Worse, Raditsch then proceeds to enumerate the failings of Marxism during which it becomes clear that he knows and understands its theory, history and practice fact better than peter does. Raditsch is familiar with Rosa Luxemberg’s arguments with Bukharin, with the shortcomings of the labour theory of value, he explains to Peter how the theory of working class consciousness is based on an inadequate theory of psychology (p.100).

In other words Raditsch quietly and confidently strips Peter of all his intellectual and organisational protection. Then he gives him thirty seconds to confess, thirty seconds to avoid being taken away and tortured and puts his pocket watch on the table and they both watch the second hand tick round.

At the end of 30 seconds Peter has kept silent and so with a sigh Raditsch orders him to be taken away, down stairs, along a corridor and into a room with six strong men dressed in black who in a friendly ungrudging way proceed to beat him black and blue, breaking his nose, smashing his face, stretching him across a table and whipping him with some metal implement that makes it feel like his body’s been cut in two. He screams, he wets himself, he shits himself, his face is covered in blood and tears and snot, he passes out.

All this is in flashback. Peter pieces together the scene over a series of sessions with Sonia, who sits quietly and rather formally, apparently doing her knitting, only occasionally asking a question to prompt Peter, to help him over a bump in the road.

All kinds of mental images and memories and layers overlap and interpenetrate. For example, Peter explains that despite the most outrageous torture he refuses to ‘confess’ not because of Party discipline, he’s long forgotten the Movement, it’s something deeper, a sense that he has already betrayed the Party with a thousand little mental infidelities and witholdings, which he’s told Sonia about. On page 119 he makes a list for Sonia of all his betrayals, starting with feeling guilty about getting away after the leafleting episode when his three comrades were captured, for breaking his mother’s heart, for being powerless to help the Jews as they walked off to be gassed, working backwards through a long list of excuses for guilt.

Anyway, the text gives a very detailed description of the four days of intense torture, beatings, whippings, waterboarding and bastinado that he received, very detailed and stomach-churning, not for the faint-hearted.

But all this is only really preparatory to Sonia’s psychotherapy. Peter was to emerge as a hero for the Movement, a legend because he didn’t break under torture. But he had nothing to confess because in his heart he had already betrayed everyone. It is the root of this guilt which Sonia is really interested in, she calls it his Christmas tree of guilt on which he has spent his life (he is now 23 years old) hanging all kinds of decorations. Backwards she goes through his memories till we reach the real bedrock.

When he was five he was playing half-maliciously with his younger brother in a disused rowing boat by the sea on a family holiday, when they both tripped and fell forward and his little brother’s eye was impaled on a rusty rowlock, permanently blinding him. But even that isn’t it, because digging deeper we learn that aged just three he remembers reaching into the cot of the little baby, the newcomer who had taken everyone’s love and affection away from him. Not long before a beloved toy of his, a teddy bear, had been taken away supposedly because its eyes had fallen out. Now, aged just three, little Peter thought that if he put the eyes out of the screaming baby it, too, would be taken away and he would be restored to the centre of his mother’s love. He was disturbed in the mere beginnings of the attempt, but the memory of the murderous impulse remained with him, and when the accident in the rowing boat happened he was stricken, because it felt like his murderous wish had come true.

And for the whole of the rest of his life, he had sought pretexts and excuses for blaming himself for everything. Feeling guilty at the way the cops trashed his mother’s apartment, feeling guilty about his comrades being arrested – these are just decorations on the really deep, swarming, brooding feeling of worthlessness and guilt pullulating at the core of his mind. As Dr Sonia says:

‘The hardest sentences are those which people inflict on themselves or imaginary sins.’ (p.97)

Peter’s nightmares disappear. His leg begins to move again. His fever goes. He feels calm and awake. He is cured.

And not only cured of his personal demons. He had joined but then abandoned the Movement, disillusioned, but these complicated personal motivations, the memories, the guilt and the cataclysm of the torture, had kept him tied to it. Now he has exorcised both chains which held him back.

That was over. He was cured; never again would he make a fool of himself. He was cured of his illusions, both about objective aims and subjective motives. The two lines had converged and met. No more debts to pay, no more commands to obey. Let the dead bury their dead. For him, Peter Slavek, the crusade had come to an end. (p.128)

Outside of Freud’s own case studies, I think this is the most extended, detailed and compelling account of a psychotherapeutic cure of neurosis I’ve ever read.

Part 4: The Future

Just as he fell ill, Peter had received a letter to go see Mr Wilson at the Consulate. There he received the papers he needed to apply at the American consulate for permission to emigrate. Now he has been given permission to travel to the United States, and immediately visits a travel agency and books a berth in a ship sailing from Neutralia to the US in three weeks time.

Sonia has left on a boat to the New World. He stays on in her flat. He is in limbo. She has exorcised him of the past, but the new world has yet to begin. This part is made up of scattered scenes set against his mounting anticipation of boarding the precious ship.

By far the most interesting is the long scene (pp.136-151) where ‘Bernard’ drops by to collect some books he’d loaned Sonia. Peter politely lets him in and their conversation immediately turns into a schematic confrontation. Bernard is a Nazi (nobody uses that word, but that’s what he is), a fervent Nazi, a believer that it is Germany’s destiny to carry the next stage of human evolution which will sweep away all traditions, parliaments and liberal notions of individual liberty, it will sweep away old nations and national boundaries and usher in a world built entirely on the rational use of Europe’s resources for a racially purified population.

There’s much more to it than that. Bernard skewers the compromised motives of all the upper-class university-educated liberals who claim to be one of the ‘workers’, while many of those ‘workers’ actually flocked to the Nazi party because they wanted a way out of their proletariat destiny. He accurately describes a lot of revolutionaries as neurotic middle-class mummy’s boys. They argue back and forth about the legacy of the French Revolution. Bernard puts the view that the Thirty Years War set back German nationhood by 150 years, but this means she is coming to the notion of nationhood completely new and unshackled by nineteenth century ideas, free to create a new future for all mankind.

What’s vivid and exciting about this passage is the plausibility of much of what he says – about the bankruptcy of old economic systems, the ineffectiveness of old parliaments, and the vigour of new scientific discoveries and technologies, not least genetics and selective breeding. If of plants, why not of humans? And when he goes on to explain how similar the Soviet Union is to Nazi Germany, particularly in their totalitarian systems designed to crush individual liberty in the name of a greater social good, Peter is uncomfortably aware of the similarities and overlaps.

There are other short sections. Peter has a drink at a cafe with Mr Taylor from the Consulate who introduces him to ‘Andrew’, a young man who’s been horribly burned flying planes during an early phase of the war, and his face reassembled with skin grafts from other parts of his body, with grotesque results. Worse, Andrew is cynical about people’s motives for fighting. Everyone feels guilty about someone else who is doing more, is closer to the action, is more at risk, he says. Maybe this four-page section is a coda to the de-guilting of Peter during the psychotherapy scenes.

Peter dreams dreams. The book is full of dreams. Before his therapy, they were anxiety dreams and nightmares. During his therapy they are hideously vivid memories of torture, guilt and self-hatred. After his therapy he continues to have them but they are now diffuse and mysterious.

He dreams of reuniting with Odette. Her letter to him, the one explaining that she’d abruptly left with no goodbye, had left it open whether he wanted to follow her, be reunited with her. Now he is obsessing about that possibility, he dreams of her and her naked body.

Cleaning out the drawers on his last few days before leaving he comes across a fragment of letter written from Odette to Sonia which strongly hints that they were lesbian lovers. He’d sort of guessed that from the way he had to leave the flat every time Odette came round but, it exacerbates his uncertainties about leaving (p.166).

Bernard drops by for another brief fascinating exchange in which he makes the telling point that Marxism has preserved the class divisions of the nineteenth century in aspic and brought them into the 20th, where they are utterly irrelevant. His movement on the other hand is more dynamic and fluid. Nobody can deny that large sections of the so-called working classes have gone over wholesale to the fascists while, conversely, a lot of the upper-class intelligentsia have gone over to communism. In short, a class-based analysis is hopelessly out of date for modern conditions. Bernard is badgering him because he wants to recruit him to work for ‘them’ in America. He drops the bombshell that he will be sailing on Peter’s ship (the Leviathan).

On the day of departure Peter arrives early, is checked on board and dismayed to discover how cramped Third Class quarters and the pitiful lower deck promenade. To cover his anxiety he drinks two bottles of wine for lunch and passes out in a deckchair. When he regains consciousness, it is to discover the deck heaving like a Bank Holiday crowd. He looks up just in time to see Bernard walking up the gangplank and waving down at him. He bursts free, goes down to his hot sweaty cabin and feels like throwing up. Through the porthole he sees a former party member, Comrade Thomas and his wife and Ossie (!) the comrade he thought had been caught by the police at the leafleting fiasco.

Suddenly he feels morally sick. He rushes out the cabin, up the crowded staircases, across the deck to the gangplank and, as the final hoots of the enormous funnel sound above him, safe onto shore, runs to the ticket booth (empty) and then runs runs runs back into the city.

He runs all the way to Mr Wilson’s office. The latter is disappointed to see him but not altogether surprised and happens to have a military man visiting. On the spot Peter manages to volunteer to fight, to fight the enemy. He walks back into the city enormously relieved. Sometimes decisions just have to be taken. Maybe he is motivated by romantic idealism. But if, like him, you have seen the Jews being herded towards the gas vans in the name of a shiny new technocratic Europe, then it behoves you to take up arms against it. When he had joined the Movement, he hadn’t been fully aware of his motives, which were largely personal. Now he is aware of his motives, which are just as flawed and personal but it is a fully conscious decision.

Peter has been writing short stories. In the last few days before he’s called up he writes a short story about the Last Judgement. It is a very powerful fable, very impressive. The Last Judgement is the nightly court of the unconscious which we are all called to and to which we must all return every night of our lives.

Part 5: Departure

The novel concludes with a five-page envoi (‘an author’s concluding words’). Peter is driven to an English RAF aerodrome, shown into officers quarters, introduced to his pilot, given a cup of tea. He waits. In the other room the pilots are playing ping-pong. He is being parachuted into enemy territory. He just has time to finish a hurried letter to Odette telling her he will lover her always. then the pilot appears and it is time to go.

Some hours later he jumps out of the plane and into the night just as he did at the start of the novel when he jumped from the deck of the Speranza into the dark, but this time he knows why and is determined to see it through.

Wow. What a brilliant ending.


Style

Koestler the Hungarian has an infinitely clearer, cleaner and more enjoyable prose style than the other two, English novelists from the same period who I’ve been reading, Rex Warner and Edward Upward. He just describes things in cool, clear flowing prose.

Out in the blazing street again, Peter had to narrow his eyes against the impact of the hard glare on walls and pavement. He felt in his breast-pocket for a cigarette and his hand touched the flag in his buttonhole. He automatically put it away in his pocket and strolled slowly uphill through the steep, narrow street towards the main Avenue. (pp.25-26)

This directness and clarity means that when he comes to describe the two really harrowing scenes – the Mixed Transport and gassing of the Jews, and Peter’s torture – he is able to do it with factual, unsentimental phrasing which makes it all the more harrowing, I mean really harrowing.

If you are squeamish you shouldn’t read this book. On day three the torturers tie Peter naked and spread-eagled to a table and then just look at his bruised bleeding broken body.

This silence, fraught with the expectation of the unknown, brought him nearer to breaking down than the physical pain they had inflicted upon him the previous days. Pain had its limits, fear had none. It was all-pervading like a sustained electric shock, it made his bared teeth vibrate although he clenched his jaws to prevent them from clattering. (p.112)

In these scenes you are right there, inside the character’s terrified mind, feeling every new bolt of shattering pain.

And it means that when Koestler discusses ideas, or has Peter and Bernard argue about the historical, philosophical, economic and psychological basis of Nazism, he does it crisply and logically, making the arguments in sharp clear sentences which are readable and powerful to this day.

Science metaphors

Koestler wrote a lot. Trained as a journalist, he churned out words every day and produced a wealth of articles, essays and books. But it’s notable that after Arrival and Departure he more or less abandoned fiction. He wrote memoirs and books against communism and about Zionism and the Jews in Palestine – but most of his later books are about science or pseudo-science, beginning with an account of the astronomy of Kepler and moving on to tackle Lamarckism, psychedelic drugs, parapsychology, and euthanasia. By the time I started reading in the mid-70s a lot of these books had been discredited and Koestler was seen as an eccentric or fringe character.

You can see the scientific side of his mind already at work in his fondness for scientific metaphors throughout Arrival and Departure.

Touched with the magic rod of cause and effect, the actions of men were emptied of their so-called moral contents as a Leyden jar is discharged by the touch of a conductor. (p.116)

[Peter] listened to [Sonia] with eager excitement, as one listens, at the end of a crime-story, to the detective explaining the clues which had been all the time before one’s eyes; and as at last they begin to yield their meaning, one feels a new pattern of understanding emerge, like symmetrical crystals in a liquid solution. (p.120)

He felt the exultation of his early student days, when he suddenly grasped the principle of Kepler’s laws of planetary movement and the chaotic world around him was tamed. (p.126)

His interest in scientific metaphors can be considered just one aspect of Koestler’s obvious quest for a factual, unrhetorical style and approach, for a clear-headed factual approach – one which eventually led him out of fiction altogether.

N.B.

It is interesting that Arrival and Departure keeps faith not only with the ‘allegorical’ method of Darkness at Noon but with some of the same nomenclature. Neither Germany nor Russia nor the Communist party nor the Nazi party nor Hitler or Stalin are mentioned by name. As in Darkness the ruler of the people’s state is referred to simply as ‘Number One’, and Bernard jovially agrees that his own country (the one bent on uniting Europe and cleansing it of the mentally and racially impure i.e. Germany) has its own ‘Number One’.

We all know who he’s referring to but this use of generic terms keeps the story floating just above actual historical reality, giving it an allegorical, generalised power.

Conclusion

Arrival and Departure – with its detailed description of torture, its harrowing account of the murder of the Jews, with its complex treatment of the psychotherapy of the traumatised central character, and the clear and powerful arguments between Bernard and Peter about the merits of communism and fascism – is a far more varied, powerful and intellectually stimulating novel than Darkness At Noon.


Related reviews about totalitarianism

Holocaust reviews

Alan Furst’s ‘Night Soldier’ novels

Alan Furst’s ‘Night Soldier’ series of novels are unashamed thrillers, but they are set in the same murky world of spies, and communist and fascist agitators in Eastern and central Europe in the mid and late-1930s which Koestler is depicting, and the best of them (arguably, the first two) capture the mood of paranoia and fear (and brutal violence) which is the subject of Arrival and Departure.

In The Thirties by Edward Upward

Edward Upward

Edward Upward was born in 1903 to a middle class family in Birmingham. He went to prep school and then Repton public school and then ‘up’ to Cambridge, before going on to (try to) become a writer. These are all classic characteristics of members of the so-called ‘Auden Generation’ and, as it happens, Upward’s father was, like Auden’s, a doctor.

But Upward had a particularly close connection to the Auden Gang because at Repton he became good friends with Christopher Isherwood, later to be W.H. Auden’s collaborator, friend and sometime lover. At Cambridge, Upward and Isherwood invented an English village, Mortmere, which became the setting for various surreal, obscene and satirical stories. He was introduced to the great Wystan in 1927.

Upward was characteristic of the group in two other ways.

1. Teacher After leaving university he became a teacher (as did Auden and Isherwood) in 1926 and remained one till he retired in 1961. For 30 years he taught at Alleyn’s private school in Dulwich. Nowadays Alleyn’s annual fees are £21,000.

2. Communist Somehow Upward managed to reconcile teaching at private schools for the rich with being a member of the Communist Party of Great Britain (CPGB). He became a ‘probationary member’ in 1932, then a full member in 1934. From 1942 Upward and his wife, also a member of the Communist Party of Great Britain, were investigated by MI5 for their communist activities. (MI5 should have been investigating those pillars of the establishment Kim Philby, Guy Burgess, Donald Maclean and Surveyor of the Queen’s Pictures, Sir Anthony Blunt). It was only in 1948 that Upward quit the British Communist Party and that wasn’t in disgust at the show trials or the communist coup in Czechoslovakia, but because he thought it had gone soft and was becoming ‘reformist’, i.e. ceasing to be revolutionary and instead truckling to the post-war Labour government, then at the peak of its power.

Despite winning poetry prizes at Cambridge, publishing some poems and hanging round on the fringes of the literary world, Upward only managed to publish one novel in the 1930s, Journey to The Border, in 1938. This describes in poetic prose how a private tutor rebels against his employer and how this and the darkening international situation triggers a breakdown from which he only emerges when he realises he must throw in his lot with ‘the workers’. (Presumably by teaching at a fee-paying, exclusive private school for the wealthy.)

Then came the Second World War. Upward continued his teaching career but struggled to write anything. When he took a year’s sabbatical from teaching, in the 1950s, specifically to write his Great Novel, he found he couldn’t and suffered, like the fictional character of his first novel, an actual nervous breakdown. Only slowly did Upward work up a story about a posh private schoolboy who goes to Cambridge and tries to reconcile the conviction that he’s a writer (a poet; they’re always poets) with his commitment to the Communist Party of Great Britain.

A ‘story’ which is, in other words, completely autobiographical.

Slowly the idea turned into a trilogy which came to bear the overall name, The Spiral Ascent. In the second volume, Rotten Elements (1969) our hero terminates his membership of the Communist Party of Great Britain because he thinks it’s gone soft and ‘reformist’ (ring any bells?). In the final part, No Home But The Struggle (1977), the protagonist is reconciled to the new forms of radical politics of the 50s and 60s and joins the Campaign For Nuclear Disarmament.

In The Thirties, published in 1962, is the first volume of The Spiral Ascent and introduces us to its lead figure, would-be poet Alan Sebrill.

In The Thirties

The Penguin paperback edition I picked up in a second-hand bookshop is 237 pages long, so average novel length. It’s divided into 14 chapters. Its protagonist, Alan Sebrill, is supposed to be a young, aspiring poet. The title of this book leads you to expect that it might capture some of the youthful exuberance and heady excitement of those strange and threatening times and it certainly describes the idealism, naivety and gaucheness of youth.

Chapter 1

Chapter one is by far the longest at 40 or so pages. Having finished the book I can now see that Upward intends it as an introduction to his lead character and fills it with incidents designed to show how young, privileged, idealistic and naive he is.

It is the summer of 1931. (This isn’t explicitly stated, we deduce it from two pieces of evidence. 1. In chapter two a character says it’s nearly ten years since he took part in the great Hunger March of January 1922 [p.58], so just under ten years after Jan 1922 must be December 1931 at the latest. 2. Later on, the narrator tells us that the meeting where the character said yhat took place in October i.e. October 1931. Since the events in chapter 1 take place in the summer of the same year, we can deduce they take place in the summer of 1931.)

Young would-be poet Alan Sebrill has packed in his job as a teacher at a posh preparatory school and taken up the invitation of his friend, young would-be poet Richard, to come and stay with him on the Isle of Wight so he can complete his Great Long Poem. Richard moves Alan into a spare room in the boarding house he’s staying at, kept by a strict Miss Pollock.

They are innocent young chaps, full of banter and absurd idealism. They walk down to the beach and along the cliffs, playing with words and terms for the birds and geological strata and wave formations, convinced that their special feel for language and the acuteness of their perceptions will make them poets, great poets, place them among ‘the English poets’.

The doomed

Alan develops the idea that they are ‘doomed’ because they are so much more sensitive and alive and alert than ordinary people, and especially the hated ‘poshos’.

‘What makes people vile is being successful or comfortably off. That’s why most of the hotel visitors are so poisonous. They are the wicked, the devils. Only the doomed are good, and we must be on their side always.’ (p.20)

Richard likes it. It makes them both feel special.

The working classes

Richard is convinced he is ‘well in’ with the local working classes. He gets a drunk local lad, Basher, to show off his tattoos to Alan. How frightfully working class! Richard enjoys talking to ‘the working classes’ on the beach-front esplanade in a loud voice.

‘It surprised the stuck-up public school gang staying at the big hotel. I’ve realised lately that the time has arrived for me to show definitely that I’m against the plus-foured poshocracy, and for the cockneys and the lower orders.’ (p.8)

‘Poshocracy’? Richard and Alan both agree their poetry will contain plenty of ‘Marxian’ ideas although, when pushed, it turns out that all Marx means for Alan is that he was the great repudiator of the ‘upper-class mystique’ which dominated his ghastly prep school. Now he’s left the school Alan doesn’t find Marx so compelling any more.

Outsiders

Alan is on the short side, chronically shy, specially round girls. He feels like a misfit. He thinks writing poetry makes him special. He thinks it makes him different and better than the ‘poshocrats’ who dress for dinner up at the grand hotel. He tried reading Marx (Capital) but the reader can clearly see that he uses the German philosopher as a psychological prop to counter his excruciatingly self-conscious sense of inferiority around the effortlessly tall and stylish ‘poshos’, both at his former prep school, at the hotel on the island.

For example Alan and Richard see other young people dancing outside the pub they frequent, but Alan is too shy to approach any of the girls, despite fairly obvious encouragement.

After a week Richard abruptly announces he is leaving. Alan is at first upset that he is breaking up their poets’ conclave but Richard is bored of the island, is not writing anything, wants to go back to London. Well, when you have independent means you can be free and easy like that. (Later on we learn that Richard has left England to live abroad. Alright for some, p.197).

Alan’s Audenesque poetry

Alan stays on in Miss Pollock’s boarding house for weeks, squeezing out four or five lines of verse a day for his Great Poem. In the entire book we are shown only one couplet of Alan’s poetry and it reads like pure Auden. Here it is:

Central anguish felt
for goodness wasted at peripheral fault (p.12)

Note the use of classic Auden tricks like:

  • omitting the definite or indefinite article – ‘the’ or ‘a’ – where you’d expect them (in front of ‘central anguish’ or ‘goodness’, for example) in order to convey a more robotic/ominous meaning
  • technocratic diction – ‘central’, ‘peripheral’ – which somehow makes it feel part of a science fiction film or laboratory report
  • half-rhyme (‘felt/fault’) cf. Auden: ‘Fathers in sons may track/Their voices’ trick’

Peg

After Richard has left, Alan summons up the courage to talk to the red-haired girl who he’s noticed staring at him. She is far more experienced and forward than him. They talk and then dance (the foxtrot) to the band on the esplanade at the bar/pub/restaurant on the beach. She’s called Peg and rather surprisingly tells him she has a fiancé up in London, but this is a holiday romance so it won’t count. She discovers Alan’s middle name is Thorwald, and playfully introduces him to her two friends as the poet Count Thorwald. Playful undergraduate stuff.

Peg invites him for tea at her aunt’s house where she’s staying. The aunt is eccentric. Confident Peg tells the disconcerted Alan that that night she’ll leave the scullery window into the house unlocked (the aunt firmly locks all the other windows and doors). So a lot later that night, Alan has to go through the rather degrading experience of sneaking down the lane to her house, shimmying up the wall and squeezing through the narrow window, stepping into scullery sink and elaborately down onto the floor then tiptoeing through the house up to her bedroom.

Sex in the Thirties

Eventually they arrive on her bed where, to the modern reader’s bemusement, they lie side by side ‘for a very long time’ (p.27) chatting. Really? Eventually they turn towards each other and embrace but then lie in this position ‘for almost as long’. Alan postpones any movement at all as it would have seemed like ‘an affront to her, an impudence, a crudity’ (p.27). The very next sentence is: ‘After the climax they stayed awake talking about what they would do next day.’

Sex is strange – an odd, uncanny, disruption of everyday life and manners and conventions. Reading about anybody else’s sex life is almost always disconcerting. But the oddness of Alan and Peg’s behaviour makes you think: is this really how our great-grandparents thought and behaved, with this odd combination of knowingness and timidity?

Is the scene here to indicate just how young and timid and shy and inexperienced Alan is? Why does it jump from them lying completely still to ‘after the climax’? Was it the Censorship – remember Ulysses and a number of D.H. Lawrence novels had been banned for their sexual content? Maybe the very strict rules about depicting sexual activity meant novels were allowed to tell you all about the before and the after but all descriptions of the thing itself were simply removed?

Or is it me? Are my expectations of sexual behaviour thoroughly debauched from watching thousands of movies and pop videos in which scantily-clad dolly birds adopt a series of stylised and stereotyped poses and positions – and I’ve come to think that that’s what sex is or should be? That I’ve lost touch with a world before TV, movies and pop videos, magazines and advertising saturated us with fixed ideas about what sex, or behaviour around sex, should be?

Is this scene a) incomprehensibly innocent and dated or b) a fairly accurate description of some people’s often clumsy and embarrassed experience of sex?

The oddity of the scene suggests how books like this have at least two values over and above any literary ones:

  1. as social history, to show us how our grandparents, great-grandparents, and great-great-grandparents thought and felt.
  2. by doing so, to broaden our horizons about what human behaviour and feeling can be. To show us that we’re not trapped in an Instagram / Tinder / ‘hot priest’ world, where each new TV series tries to outdo its predecessors in sexual frankness and explicitness. That we can escape from the crushing conformities of the modern world.

Just a thought.

Peg leaves

Anyway, after whatever it is that happens that night, things go awry. He is initially elated and wants Peg to become his beloved, but she continues prattling on about her fiancé in London (John) and casually mentioning that even after she’s married she intends to have lots of lovers. Deflated, he stumbles back out of her bedroom, down the stairs. He can’t be bothered to go through the fol-de-rol of climbing out the scullery window and just unlocks the backdoor and walks out. Stuff the security-minded aunt.

Next day they meet on the beach and their relationship deteriorates further. Alan presses his love and Peg is increasingly distanced and detached and then announces she’s going back to London earlier than expected. He wants to take her in his arms but is convinced she will rebuff her. But he can see that she still has feelings for him. Cross-purposes. Later that day she catches the coach for London, he doesn’t bother to see her off.

The struggle to write continues

Abruptly Alan decides romanticism is the enemy. He must be hard, forget all about Peg. For the next fortnight he struggles with the Long Poem, writing a handful of lines each morning. Then he realises it is all wrong because it’s based on this notion of the ‘doomed’, sensitive young men. No no no. Start again. He wakes up one fine morning and decides he is going to throw all that sentimentalism out and write a Great Marxist Poem. Right. Now. Sit down. Get blank sheet of paper. Pen in hand. Er…

God, this is hopeless. He looks in the mirror and sees himself for what he is:

It was the face, he thought, of a self-fancying spoilt darling, of the overvalues don from a bourgeois family who had been unreasonably expected and had himself expected to do something exceptional, to be different from the common crowd, to be a great poet, a genius, whereas the truth very probably was that he had no talent at all, that he was a pampered young or no longer quite so young shirker who considered himself too good for the kind of everyday job in which he might perhaps have been of some slight use to the community. (p.34)

But even here, there is a big difference between looking in a mirror and, in a sentimentally depressed kind of way, confronting yourself (or a rather dramatised version of yourself), a big difference between doing that – and actually going out and getting a useful everyday job.

Suicidal thoughts

Alan melodramatically concludes that his life is a failure and decides to walk to the nearest cliff and throw himself off. But he is so entranced with the soulful beauty of the idea that without even realising it, he walks out the boarding house, under the hawthorn arch, into the lane and in the opposite direction from the clifftops, walking in a dream up to Peg’s aunt’s house before he realises it. He moons around looking through her bedroom window, hoping against hope that she is still there, but she isn’t.

Then Alan does find himself walking up to the cliffs, looking out over the scintillating sea, thinking about jumping off and realising it’s impossible, it’s hopeless, he’ll always be this miserable unless he makes some seismic change, finds some kind of ‘way of escape’.

(That phrase prefigures Graham Greene’s use of it for the second volume of his autobiography, Ways of Escape, published in 1980. They had all the advantages life could give them, these young men of the 1930s, but they still managed to be desperately unhappy.)

As he stands on the cliff Alan thinks maybe he should join the church, become a vicar, yes, ‘In his will is our peace’. He spies the Congregationalist church down in the village and remembers visiting the Congregationalist chapel of his grandparents. Hmm. It was quite grim. Maybe something more ornate. Maybe Catholicism. Great poets had been or had converted to Catholicism, it was meant to be easy once you’d made the initial leap of faith.

Or what about Marxism? Yes it was on the side of the ‘doomed’, against the hated ‘poshocrats’, maybe it would help him to write his poetry.

Communism was the only force in the world which was uncompromisingly on the side of the doomed and against those who wanted to keep them doomed. It was the enemy of his enemies: it aimed at the overthrow of a society which was dominated by poshocrats and public-school snobs and which had no use for the living poets. It demanded that its converts should believe not in the supernatural nor in anti-scientific myths but in man. If he joined the Communist Party he might be able to write poetry again (p.43)

Summary

All this happens in just one chapter, the first 40 pages or so, the first eighth of this 240-page-long book.

I initially found its upper-middle-class locutions and earnestness (‘Oh super idea, Richard!’) silly and off-putting. But if you bear with it, then my experience was that the story slowly grows on you and turns into an engaging portrait of a naive, confused young man.

Upward is a patient and very detailed chronicler – he describes in detail the appearance of a room, its furniture, and curtains and mirrors – and in the same meticulous way describes dialogue, people’s appearances and precisely how Alan feels at every moment, how his feelings are swayed and buffeted by trivial incidents. It’s a key quality of Upward’s mind and approach which he attributes to his alter ego in the narrative.

In revulsion from the platitude he tried to be more precise (p.161)

Once I got past Alan and Richard’s naive poshness I realised that most sensitive, bookish, young people have probably had one or more of these experiences, and began to respect and enjoy the precision with which Upward depicts them.

The rest of the plot

Chapter 2

It is the end of October 1931 (p.46). Alan has come down to London for an interview to work as a teacher. The chapter opens as he travels by tram to an office of the Communist Party. He’s scared to go in, thinking they’ll despise him.

They would be intelligent, politically experienced people who would see him as he was; yes, and who would see through him, would guess the self-regarding quasi-religious motives, the sickly wish for his own salvation, which had brought him to them. (p.46)

In the event it’s a shabby room with some people preparing leaflets, others hanging around. The apparent leader Ron Spalding takes pity on the shy young man, says they need more posh people to help them, and suggests he goes out leafleting with a couple of the comrades, young Elsie Hutchinson and Wally Ainsworth (p.53). An election is coming up and they’re leafleting for the local communist candidate, Joey Pearson.

With chapter 2 the book immediately gets more grip and drive. The reality of the shabby hall is described with Upward’s trademark attention to detail, as are the half dozen communists. What stiffens it, though, is that right from the start the characters discuss the current economic and political situation in concrete terms, the number of unemployed, the reality of unemployment benefit, recent bills and votes in Parliament – and combine this with the sweeping generalisations about the crisis of capitalism which they have learned about in Engels and Marx. Out leafleting with Wally the pair discuss Feuerbach, Plekhanov, Lenin.

Leafleting complete, Alan says goodnight to Wally and walks away feeling elated.

He had found a place among people who wanted him and with whom, however inferior he might be to them in courage and in strength of will, he felt an affinity because they were members of the lower class to which he too, the would-be poet, in a sense belonged. He would do all he could to be worthy of them and of the great cause for which they were working. From now on he would be dedicated to the Revolution. (p.46)

Chapter 3

It is four months since his first contact with the party (p.86), so presumably January 1932. Alan has a teaching job at a boys school, Condell’s (‘‘It calls itself an Academy and likes to pose as a public school.’ p.60). He devotes a page (p.110) to describing in detail how much he despises its shameless aping of public school customs and terminology.

In part one of the chapter Alan has just plucked up the courage to pin a leaflet about a communist party meeting to the staff noticeboard. This is spotted by the Second Master, and triggers a fascinating debate between the two of them. It’s almost a dramatised version of a political pamphlet.

Alan says the crisis of capitalism is inevitable, as Marx predicted. The other teacher, Aldershaw, points out that Marx predicted the revolution would break out in the most advanced capitalist countries whereas in fact it occurred in by far the most backward, Russia. Alan counters that both Lenin and Stalin had written that Marx was indeed wrong about this and the revolution of necessity broke out in the weakest link of the capitalist system.

Aldershaw highlights another wrong prediction of Marx’s, that the proletariat would become steadily more impoverished until revolution became inevitable. Alan counters with mass unemployment. Aldershaw says modern young men have motorcars and the cinema and cigarettes and radios, a lifestyle his own parents couldn’t have dreamed of. Alan counters that malnutrition statistics show mothers and children aren’t getting enough to eat. Aldershaw counters that’s because most mothers are completely ignorant of the basics of diet and nutrition and send their kids with packed lunches full of buns and jam tarts.

Alan says society will never be free till all businesses are owned by the people. Aldershaw counters that lots of businesses are run by shareholders. Alan says workers will only be free when the state owns everything and Aldershaw lures him into asserting this is the case in the Soviet union.

Aldershaw says the Soviet Union is the worst place in the world to be a worker because if you make a wrong word of criticism about the system or Stalin you’ll be hauled off to a labour camp. Alan asserts that the camps are necessary because of reactionary and bourgeois elements who are trying to sabotage the worker’s paradise. Communists accept a temporary phase to dictatorship because it is a step on the path to a totally free and equal society. Aldershaw counters that no dictatorship ever willingly evolved into anything else. Dictators cling onto power until they’re overthrown.

Alan counters that dictatorships which oppress the Negro or try to keep women economically subservient to men deserve to be overthrown, but dictatorship in the name of communism i.e. creating a free society, can be justified.

Several points about this exchange.

  1. It is very well done. Upward really captures the way both men become steadily more infuriated that the other one isn’t seeing the obvious sense of his arguments.
  2. It suggests how schematic the entire novel is, how carefully constructed so that each episode contributes to the whole.
  3. It is striking how contemporary these arguments seem, especially about overcoming racism and women’s equality. They were written 50 years ago and put into the mouths of characters from 90 years ago, giving the reader the strong impression that some things never change.

In the second half of the chapter Alan, upset from this argument, tries and fails to keep discipline over his class. They obviously despise him and make a hissing noise as he approaches his classroom. He ends up shouting at them and giving detention to a particularly repellent spotty oik (Dibble) who answers back. Then subsides behind his desk feeling, as so often, like a complete failure.

Chapter 4

Description of a workers march on Trafalgar Square which starts in a street with warehouses, presumably in the East End. Alan learns to his surprise that Roy, the leader of their cell who greeted him so kindly on his first visit, has been arrested and is in gaol on charges of burglary – he and mates stole timber from a timber yard. He’s been expelled from the Party.

Upward pays attention to the detail of people’s appearance and behaviour, to what Alan sees and feels, as the disciplined march is blocked by a police cordon and he lets himself be led away through back streets to the Square by the tall and reckless comrade Bainton. When they get there Whitehall is cordoned off by mounted police and then a file of riot police move in with truncheons and start battering the workers, hitting many to the ground.

As the crowd disperses Alan gets a bus and notices comrade Elsie is on it. He is attracted to her again, goes and sits with her and tries to make conversation but she mostly upbraids him for failing to attend recent meetings.

Chapter 5

It is 18 months since Richard and Alan were at the seaside village (p.116), so presumably the autumn of 1932. Alan is called to see the headmaster of the school. While he waits for the appointed hour (9.30am, after Assembly) Alan looks out the window at the autumnal trees and experiences a characteristic series of thoughts about the squalid reality of being an educator upholding the corrupt capitalist system. He vows to become utterly mechanical in his tuition, an automaton, reserving his energy for working with ‘the Party’ in the evenings.

Unfortunately, the headmaster is pretty critical of the way Alan can’t seem to control or win the respect of his class. Alan is coming up to the end of his first year’s probation. The head doesn’t sack him, as he fears, but says he’ll have to toughen up. The boys need to be driven. And has he considered beating some of the offenders?

Alan zones out of the entire conversation, becoming absorbed in the reflection of the autumnal trees outside the window in the glass frontage of a bookcase, making first the books, then the trees come into focus. I don’t think I’ve ever read that experience, of completely zoning out of a conversation, be described in such minute detail. I am coming to appreciate that this is what Upward does very well. The real minutiae of experience.

For a while he fantasises that he can pack in teaching and go back to being a poet by the sea, and indeed he fantasises in great detail the experience of walking down to the sea and watching the scintillating waves. Then the headmaster’s voice brings him back to reality. No, he tried that and it was an abject failure. He finds himself saying ‘Yes Headmaster, yes I will strive to take your advice,’ rising as in a dream and leaving the room.

Only his devotion to the Party prevents him falling into bottomless misery and despair.

Chapter 6

The local communist party cell has been renting the upper floor of a coach-house. Alan arrives early for a meeting. We are introduced to the ten or so party members. Alan is hopelessly starry-eyed about them, convinced they know so much more about the ‘real’ world than the ghastly middle-class intellectuals he knew at university. Take Eddie Freans, Eddie works on building sites but in his spare time is a practical inventor. Alan is in awe of his true working class roots.

Eddie might have his moments of naiveté but about things that were really important he had a far better understanding than was to be found in the university-educated intellectual chatterers of whom Alan had met too many. For those, and for members of the middle class generally, Alan could never have the respect that he had for Eddie; and in spite of the things Alan had in common with them – education, accent, manners – he felt much closer to Eddie than to them. He was happier and more at home with Eddie, just as he was happier and more at home with the other comrades here… (p.127)

Turns out this is the meeting where the members vote whether to accept Alan as a member of the Communist Party, they do by a unanimous vote. He is asked why he wants to join, what motivated him to make contact with them in the first place. He had a little speech prepared:

He had intended to say that in the conditions of modern monopoly capitalism the independence of the middle class was being increasingly undermined and would soon cease to exist and that the only hope for individual members of his class was to go over to the side of the workers against the monopoly capitalists, and that therefore he had decided to contact the Party. (p.130)

This is actually how all the other members talk and might have gone down well. However, with typical clumsy scrupulosity, Alan realises that is too stereotyped and insincere, and the Party is all about truth! So he actually shares with them that his first motivation came when he was leading prayers in a class at a prep school where he was teaching and was disgusted that he, an atheist, was put in this position, and realised it was not just him, but millions put in false positions by the system, which needed to be completely overthrown. That was the moment he first realised he had to be a communist.

There’s an embarrassed silence, followed by nervous laughter and Alan realises, yet again, that he’s done something wrong. Then the meeting gets down to an extended discussion of the current economic and political situation, which is rammed full of Marxist analysis and Marxist rhetoric and Upward describes very carefully and precisely. Characteristically, Alan finds himself zoning out of the discussion and imagining the whole room being blown up in the coming war between fascists and communists so misses half the discussion.

Afterwards, they lock up the room and go their separate ways. Alan is walking part of the way with Elsie and manages to persuade her to go up a dark alley as a ‘short cut’, where he tries – extremely clumsily – to embrace her. Upward gives an excruciating account of what a tangle he gets his arms in as he attempts a smooch, ending up placing his cheek next to hers and then has a go at a fumble, cupping her breast in the summer dress and then, toe-curlingly, pinching what he thinks is her nipple but might just be a seam of the fabric. During this entire thing Elsie remains utterly silent and unresponsive. When Alan eventually gives up they resume walking to the end of the lane and Alan says a lame goodbye. Well, he blew that.

Communist Party members:

  • Elsie Hutchinson, ‘wore glasses, had a sullen-looking mouth, and whose fuzzy hair rising to a point above her forehead and jutting out sideways at her temples had the effect of a triangular frame.’ (p.53)
  • Jimmy Anders –
  • Willie Dean Ayres, head round as a ball (p.128)
  • Beatrix Farrell, Ayres’ wife, posh (p.128)
  • red-haired Jean Pritchet (Anders’ girls, p.128)
  • Mike Bainton, irreverent and a little insubordinate, he leads Alan away from the marchers blocked in the East End, and by side routes to the main meeting. In chapter 8 he is expelled from the party for his deviant views i.e. denouncing Stalin’s takeover of the
  • Wally Ainsworth, ‘a happy-faced man of about thirty-five, with sallowly chubby cheeks reminiscent of those squeezable rubber faces that used to be made as toys for children.’ (p.53)
  • Eddie Frearns, slim, thinfaced, works in a small workshop which makes lampshades (p.126)
  • Harry Temley, 22, thickset, works as a mechanic (p.125)
  • Jock Finlayson, branch secretary of the AEU (p.127)
  • Sam Cowan, trade unionist and orator (p.127)
  • Lily Pentelow, recently elected to an important position in the Co-op movement (p.128)

Chapter 7

Back at the school. In the playground some of the boys make the contemptuous pssssssing noise they seem to make whenever Alan appears. Infuriated, Alan pounces on the probable leader, Childers, and tells him to report to the Master’s room. He is going to cane him. The entire chapter rotates around this event. He has to borrow a cane off a master who is infinitely more confident and self-assured than Alan.

The boy is waiting outside the master’s room at the assigned time, Alan takes him into the room although it’s the other master who really sorts things out, arranges the desk so there’s enough swing room for the cane, and then stands at the door while Alan administers six of the best. Upward gives a very detailed description which makes you realise how difficult caning actually is to administer. You must be sure to hit the exact same spot on the buttocks six times in a row.

Afterwards the boy stands, says ‘Thank you, sir’, and leaves without a backward glance. Alan feels wretched.

Back in the staff room the report of what he’s done triggers a discussion among the other masters. Almost all of them vigorously approve, the boy Childers is a frequent offender. But their very enthusiasm suddenly prompts a vehement outburst from Alan condemning caning as primitive and barbaric. That throws cold water on everything. Once again Alan has displayed his uncanny knack of throwing away an advantage, of making himself the least popular person in the room.

Staff members:

  • The Head Master
  • Sidney Bantick the Head Master’s assistant, with his black jacket and striped city trousers (p.114)
  • Aldershaw – who Alan has the extended argument about Marxism with in chapter
  • Ampleforth – a very reserved man
  • Barnet, the only master who stands up for Alan, in fact expresses his own extreme disgust with capital punishment
  • Benson – ‘pale-faced and strongly built, moving with large strides, his big glasses calling attention to his pale eyes which had no expression in them.’ (p.145)
  • Brook – disciplinarian, assists at the caning
  • Buckle, ‘brown-eyed pale-faced and physically strong’ (p.180)
  • Gus Chiddingford, ‘rotund’ popular joker
  • Hefford, Head of English
  • Langton, ‘one of the Maths men’
  • Lexton, ‘a bumptious extroverted younger member of the staff who taught Classics’
  • Moberley, the Handicraft man
  • Railton, ‘very tall’, older than the others, tight skin over his skull but heavy eyelids (pp.186, 188)
  • Ransome, ‘a Classics man’

Chapter 8

A meeting of the CP is held and Ben Curtis attends, to judge Mike Bainton on charges of criticising the Soviet Union in public. He’s been overheard slandering the workers’ paradise while doing a holiday job on Bognor beach.

Bainton repeats his criticism to the members. In the Soviet Union congresses have been held less and less frequently. Now the USSR has signed a treaty of non-interference in each others’ affairs (November 1933) and joined the League of Nations (15 September 1934). Bainton sees this as selling out the international revolution and thus betraying the world’s working classes.

As so often, Upward shows us how Alan drifts off during this speech, visualising the early revolutionary workers, and the travails the workers’ paradise had been through.

Then other members stand up to denounce Bainton. He is immediately recognised as being a Trotskyite heretic, i.e. someone who continued to push for world revolution while the official line was the Soviet Union needed forst and foremost to survive in the capitalist world and therefore some compromises with capitalism and imperialism might be called for.

The members vote unanimously to expel Bainton, and he votes with them, though it’s impossible to tell whether he’s being ironic. When Elsie and Alan leave the meeting they cut Bainton, though both feel bad about it, and try to rationalise this snubbing of a man who had been a good friend till an hour earlier.

if the Party were to disappear from the world there would be no hope for humanity. The showing of kindness to a few deviationist human individuals could lead to disaster for human beings in general. At a time when decaying capitalism had taken the form of Fascism in Germany and Italy and was preparing for an all-destructive war, and when only the Soviet Union stood unequivocally for international peace, anyone who like Bainton spread propaganda against the Soviet Union was objectively helping Fascism and working to bring violent death to millions of men, women and children. He was a traitor not only to the Party but to humanity. (p.171)

Alan feels a sort of exultation because he has suppressed his natural fellow feeling for Bainton in a higher cause. By this point I am really admiring Upward’s unflinching honesty.

The same honesty he applies to part two of the chapter where Alan walks with Elsie who suddenly asks if she can come back to his flat. Alan’s heart skips a beat, this can only mean one thing and is a big surprise after his hideous fumblings up a back alley.

But once again it turns into a peculiar scene. Upward describes with mechanical clarity Alan’s shyness. She sits in the only armchair, he sits at the further edge of the divan, three quarters of a room away. They discuss a ramblers meeting she’s leading. Bursting with tension he eventually picks up a cushion and throws it at her, then bounds to her side and puts his hands on her cheeks stroking them, then has a hurried feel of her breasts in her vest, slips down into the cramped armchair as she squeezes up then slips his hand up her skirt and does something up there for ten minutes or so, during which her expression never changes, they don’t say a word, they don’t kiss.

Then he stops whatever he was doing (‘the activity of his hand’), she stands up, they kiss mechanically, she goes over to the mirror and adjusts her clothes and hair. Is that it? Watching her, he is overcome by repulsion from her, she is definitely from a lower class than him, with a rougher accent and manners. And then he feels disgust at himself for his petit-bourgeois mentality.

As usual, Alan demonstrates his gift a) behaving clumsily and b) making himself miserable.

Chapter 9

The chronology of the book is leaping ahead. Hitler has reoccupied the Rhineland (p.183).

Back at the school Alan has been given a gizmo to raise money for the ‘The Teachers’ Anti-War Movement. It is a battery with a power plug and lots of sockets. You pay 4d, put the plug in one of the sockets, if it lights up you get 1/6. He takes it to the games room for masters and is, predictably, confused and humiliated. Maybe Alan Sebrill is one of the great losers of English literature.

Alan tries to persuade them that Hitler reoccupying the Rhineland is just the first step. Next it will be Austria, Czechoslovakia and Poland. (Was anyone that prescient in 1936? Easy enough to be from the vantage point of 1962.) All the masters in the games room ridicule him. They’ve nicknamed him ‘the Red Menace’ (p.150) or, more amusingly, ‘Rasputin’ (p.180).

There’s an extended description of four masters playing a game of snooker and all their posh banter which is quite funny, but which Upward recites with the attitude of a scientist examining specimens.

Afterwards one of the sceptical teachers gives the battery gizmo a go and loses half a crown to Alan. It’s typical of Alan that he doesn’t understand betting or odds.

He bumps into Barnet and has a conversation in which Barnet agrees with pretty much everything he says, especially the inevitability of a war, and Alan suggests he joins the Communist Party.

Chapter 10

It’s September (1936?). Alan is on the train from his parents’ house up to London. He and Elsie have arranged to be married but, typically, he has already said yes but backed out of it twice. He doesn’t really want to marry her, but sees it as his duty to marry a fellow party member. He also wants to overcome the class gap between them. When Elsie had come to visit, his parents had displayed ‘undisguised and snobbish disapproval of her’ and then, on the railway station platform he had spotted a public school friend, Tom Cumbers, with an unmistakably posh young woman, classy-looking, well dressed… and Alan had felt mortally ashamed of his rough girlfriend with her sometimes ‘pug-nosed’ appearance (p.201), turned his back to try and hide himself and her from the public schoolfriend and – cringingly – told her he couldn’t marry her.

He is a feeble twerp.

Yes, it is 1936 because as soon as he meets Elsie at the ticket barrier they start talking about the Spanish Civil War. For a moment Alan thinks he sees Jimmy Anders in the crowd, Jimmy is due to go off and fight in Spain any day now. His cousin had volunteered to drive an ambulance but has returned wounded (his right arm was amputated).

Elsie takes Alan by tube and bus to a street where new maisonettes are being built. She’s chosen one for them to live in once they’re married. She shows him round. It’s an interesting piece of social history. It’s clean but small and cramped. He looks out the window and sees a big cedar tree like the one at his parents’ spacious home in the country and all of a sudden is flooded with despair that his life has come down to this.

He turns on Elsie and says he can never live here. She is beginning to say she can find another place when he goes further and says he can never marry her. She is stunned. He knows he has to say something irrevocable, and so now says: ‘Oh Elsie, you are so ugly.’

The second he says it, he regrets it, and tries to take it back. Elsie is sensible. She simply says she is not ugly, and some of the men she’s gone out with have told her she’s very attractive. Now, seconds after trying to get out of it, Alan finds himself more determined than ever to marry her and live the life of a communist poet.

Chapter 11

Well, they appear to have reconciled because this chapter opens with Alan and Elsie sitting in armchairs opposite each other in their maisonette. They discuss a review in the New Statesman in which Robert Jordan complains that modern poetry is too obscure. This upsets Alan who seems to think of himself as a poet even though he doesn’t appear to write poetry and has never had anything published.

Wally Ainsworth arrives. They are scheduled to go to a meeting of the British Union of Fascists that evening. It is at least 1937 because the conversation references the coronation of George VI (12 May 1937). They set off for the meeting. Barnet questions a young lad why he’s selling the British Union of Fascist newspaper, Action. Because the Jews are ruining the country, the lad replies. Barnet reveals that he is a Jew and he is not ruining the country. The boy is confused.

The communist group continues to the meeting and Upward describes with characteristic precision the exact appearance of the hall, the look of the fascist stewards they have to pass, the look of other members of the audience.

Alan shares his reflections on the nature of fascism’s appeal to the petite bourgeoisie, shopkeepers, small businessmen, workshop owners, people who aspire to be part of the haute bourgeoisie, and ape its snobbery and pretensions but are economically insecure and thus anxious and thus desperate to blame someone (the Jews) and adulate whoever will save them (the Leader).

The  Leader appears and speechifies in respectful silence for 20 minutes before cranking up a gear and beginning to blame the Jews for everything. At this point Alan and the other communist party members stand and walk out. That’s all they intended to do – make a peaceful protest.

Barnet, the schoolteacher, who Upward had implied was Jewish in chapter 9, is delayed because he lays out leaflets saying ‘Smash Fascism before Fascism Smashes You’. For a moment stewards close in on him and you think there’s going to be a fight. But Alan stands his ground in front of Barnet and the threatening steward straightens up and lets them leave.

Elsie has told Alan she thinks she is pregnant.

Chapter 12

Elsie’s baby is nearly due so it must be eight months later. The chapter opens with Alan plunged in real misery, about his job, the baby, the coming war, the triumph of fascism, his non-existent poetic career. The future seems like a tidal wave of slime heading for him, for everyone. He doesn’t want to wake up. He doesn’t want to go to work.

He casts his mind back to a few days earlier when there was a knock at the front door of the maisonette. It was Holyman, an old boy from the school come to show them how to put on gas masks. They were talking about Chamberlain and Czechoslovakia so it must be the autumn of 1938. Holyman shows them how to put on the gas mask and explains how babies will be placed inside gas insulators. Elsie is querulous. When Holyman leaves she bursts into tears of unhappiness and wishes she’d never got pregnant.

Now back to the present as they both wake up together. She is heavily pregnant. He has fantasies about dressing, walking to the station but going on straight past it, to the coast, the cliffs, to the countryside, anywhere except to his wretched job.

Chapter 13

The Munich Crisis (September 1938). Alan is at school taking round a letter to the Prime Minister demanding that he not submit to Hitler over the Sudeten Crisis for the other masters to sign. No fewer than 15 have signed and it is a symbolic victory when the most sceptical among them, Brook, also signs. To Alan’s surprise the Head Master also signs, but with a few patriotic provisos, reminding Alan that England never had, and never would, break a promise; but that supporting the Czechs was the Christian thing to do. Alan suppresses his disagreement with all this and thanks him.

This segues into a really good scene where Alan tries to get one of the last of the masters, Benson, to sign, and the man turns out to be a Christian pacifist, a really thorough-going and intelligent pacifist. For pages (pp.249- ) Upward stages a very stimulating debate between the two sides – we must stand up to Hitler versus violence only begets violence, look at the last war where both sides ended up losers; except now it will be fought with much more destructive weapons.

What makes In The Thirties so enjoyable is that Upward gives his ideological opponents a very fair crack of the whip. Like the extended debate with Aldershaw, this one with Benson forces Alan onto the defensive. When he says the final war of communism which overthrows capitalism will lead to a world of perpetual peace, he can hear how unbelievable it sounds, and Benson scores a big point when he says that, even if communism did triumph the world over, the communists would fall out with themselves as they already had in Moscow.

As he works his way systematically through the arguments, Upward forces you to consider which side you would have been on. In autumn 1938 would you have encouraged Britain to enter into a catastrophic war simply to uphold France’s treaty commitment to Czechoslovakia?

In fact the argument takes on a surreal twist because when Alan insists on the necessity of struggle, that struggle defines and will always define humanity, they both end up speculating about humanity carrying that struggle on into outer space, into colonising the planets and so on, as the conversation strays into H.G. Wells territory. Benson refuses on principle to sign anything which might provoke violence. Not only that but he points out, quite simply, that it the precious letter will never be read or, if it is, chucked in the waste bin.

A few days later Chamberlain signs the Munich Agreement and returns home promising peace in our time. Alan is disgusted, convinced that such kowtowing to Hitler makes Chamberlain and his cabinet more than appeasers but active allies of fascism.

This interpretation seems wildly wide of the mark.

Chapter 14

‘Nearly ten months after Munich’ i.e. July 1939.

The concluding chapter is deliberately and carefully lyrical. It is set entirely in a ramble by a large group of communist party members in the North Downs. Alan is with Elsie and quite a few others. As they climb into a wood Alan notices, with the same kind of intensity he had had back on the Isle of Wight, the extraordinary variety of shapes made by trees and branches, old and new. Light plays amid the branches and he is suddenly seized by a sense of poetry, that there is a spirit in the woods, some special message, but it won’t come.

Only when they emerge from the woods and all camp down to eat their sandwiches and drink coffee from thermos flasks, does it come to him. To some extent, throughout the book, his strong sense of a poetic vocation had been set against the iron logic and demanding work of the party. Now, suddenly, the two are reconciled, the two modes of thinking become one and he has an uplifting and inspiring vision of the future.

As he sat and continued looking up at the trees, he could not suppress a contrary and a stronger feeling, a gladness, a conviction that the poetic life was not a fraud, not a mirage, was good, was possible. It was possible because he knew from within himself that he was capable of it…

A time would come when human beings would know how to remove the social obstacles which they themselves had been forced to set up against happiness. Then the poetic life could be lived – though he would be dead – by others whose inborn bent would be similar to his. There would be a world in which everyone would have freedom for self-fulfilment, would be expected, would have the prime social duty to become whatever he was born to be. (p.272)

Here on a sunny slope, surrounded by friends and party members, he has an utterly optimistic view of the future. He wants to share it with his wife and – typically – spends some time trying to find just the right words, not sentimental, not patronising, that would express just what he feels for her. He leans over and tells Elsie:

‘I’ve been thinking how admirable you are.’ (p.274)


Details

I slowly came to appreciate Upward’s way with very carefully imagined and precisely described scenes. To give a small example, it takes a couple of pages to describe Alan trying to persuade a sceptical Brook to sign the letter. When he does, Brook takes it from his hands and presses it up against the wall of the school corridor to sign. Except that the school walls are covered in roughcast render and Alan immediately sees that if he tries to write on it, Brook will inevitably tear the paper with his pen. Quick as a flash, he proffers the schoolbook he’s holding in his hand, for Brook to use to write on. Suddenly I could see and almost feel the texture of that roughcast wall, and felt the sudden panic in Alan’s mind that his petition would be torn and ruined.

The novel is full of hundreds of little details like that, which add verisimilitude and clarity to the scenes and situations, making them that much more imaginable and enjoyable.

The rasping of Alan’s shoes against the brickwork of Peg’s aunt’s house as he humiliatingly pulls himself up and through the scullery window is more closely described than the act of sex which, apparently, follows it.

And the reader is reminded of the intense passage back at the start when Richard and Alan go walking along the shoreline intensely noticing everything, leaves, shells, rock shapes, strata, waves.

Upward is well aware that it’s a feature of his style. He even makes a joke about it at the end of the book. After the passage where Alan has made an enormous list of the different shapes and analogies the tree trunks remind him of, he realises:

He had lost the excitement of the wood in the interesting detail of the trees…

In other words, he quite literally can’t see the wood for the trees. But it’s OK. In the euphoric final pages of the novel, details and overall narrative are integrated, the poetic life becomes one with the struggle for a better future, the details and the pattern coalesce – he can see the wood and the trees.

Politics

There is a great deal of thinking about communism in the book. Alan starts by expressing an inchoate longing for the certainties of communist doctrine, then turns up ready with thoughts to his first meeting, and then listens to other communists debating current politics. He himself gets caught up in political arguments, namely the two extended arguments. 1. with Aldershaw which amounts to a checklist of objections to communism and their refutations and 2. with Benson when he really struggles to combat Benson’s powerfully consistent Christian pacifism.

Any time he’s with other party members, even with the party member who becomes his girlfriend (Elsie) the subject is likely to change at the drop of a hat into an extended Marxist analysis of the contemporary crisis of capitalism, or musings about party policy, or how a good communist ought to behave.

Communism dominates the book. It is a novel about an idealistic young communist.

Indeed it’s a striking feature of the book that, whereas the Alan character is depicted as hopelessly confused, self-conscious, timorous and clumsy, the political speeches given to the characters are solid, thoughtful pieces which stand up to analysis even 60 years later.

I wonder how much of that is due to the fact that the book isn’t really from the 1930s but was published in 1962 i.e. Upward had had 30 long years to mull over these issues, to see what the unknown future turned out to hold in story, to read, study and listen to Marxist thinkers cleverer and clearer-minded than him.

However, coming fresh from reading Ian Kershaw’s magisterial survey of European history in the 1920s an 30s – To Hell and Back – what interested me was the logic of the communists’ opposition to socialists, a fundamental problem with The Left throughout the period which Kershaw sees as one of the causes of the rise of Fascism.

Because the communists have an iron-strict confidence they are the side of History and the Future, they despise any softening of their calls for the complete and utter overthrow of the system. It is fascinating to read the historical interpretation that the 1917 Bolshevik Revolution could and should have spread to Europe, and was only stopped by the Social Democrats. Here is party member Willy Dean Ayres explaining:

The only way out from this present crisis was by proletarian revolution and by the abolition of the capitalist system, which was strangling the forces of production, and this way could and should have been taken all over Europe during the period following the 1917 Revolution in Russia. What had prevented it from being taken? Mainly the political attitude of the Social Democrats, who instead of co-operating with the Communists had preferred to try to help capitalism to its feet again and had even been responsible for the suppression by violence of workers’ risings. The Social-Democrats had acted as the faithful backers of senile capitalism, but later, when the crisis deepened and disillusionment began to spread among those sections of the working class who had hitherto trusted them, they were no longer useful to the capitalists. ‘Capitalism in extreme decay,’ Dean Ayres was at the moment saying, ‘is forced to use other means, more openly dictatorial and more crudely demagogic, to maintain itself in power. The Social-Democratic hostility to revolution brings not a gradual progress towards Socialism but – as we have seen in Italy and recently in Germany – the temporary victory of Fascism.’ (p.135)

I, as a left-liberal, read Kershaw’s analysis as tending to blame the hard-line communists for the splits which so weakened the Left during these crucial years. And there’s no doubt from all the objective accounts of the Spanish Civil War, beginning with George Orwell’s, that it was the Stalinist hard-line of the communist party which prompted it to attack the anarchist party in Barcelona and led to the localised but intense and bitter civil war between the parties of the Left, which Orwell describes in Homage to Catalonia.

So it’s fascinating to read, in lots of places throughout this book, the opposite point of view being presented – that the communists were the only real force capable of a) overthrowing capitalism and b) taking on fascism, and that it was the fatal weakness of social democrats propping up the defunct capitalist system which a) dragged out its demise unnecessarily b) left so many working people so immiserated that they threw in their lot with the fascists and their easy promises of renewal.

Fascinating to read that other side of the argument put with logical and imaginative conviction.

Credit

In The Thirties by Edward Upward was published in 1962 by William Heinemann. I read the 1969 Penguin paperback. References are to the online version, see below.


Related links

It’s symptomatic that none of the three volumes of The Spiral Ascent appears to be in print. You can pick up the first volume on Amazon for as little as £4 second-hand, but each successive volume seems to double in price. My Penguin copy cost £1 in Oxfam. Or you can download all three novels in the series from the The Spiral Ascent website.

The 1930s

George Orwell

Graham Greene

History

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