The Plantagenets (2) by Dan Jones (2012)

Part two of my summary of Dan Jones’s rip-roaring, boys-own-adventure, 600-page-long account of the history of the Plantagenet kings and queens (1154-1400).

Episodes

It becomes clearer in the second half of the book that each of the book’s short chapters (average length 9 pages) begins with a dramatic moment or colourful scene which grabs our attention. And then Jones goes back a bit to explain how it came about, what led up to it and what it meant.

This helps explain why the book feels so popular and gripping, because, on one level, it supplies a steady sequence of 85 (there are 85 chapters) dramatic, exciting or colourful moments. This became particularly obvious in a sequence of chapters about the early reign of Edward III:

When Parliament met in March 1337, a hum of excitement and agitation settled over Westminster… (New Earls, New Enemies)

On 26 January 1340, Edward III entered the Flemish city of Ghent, with his entire household accompanying him, including his heavily pregnant queen, who was carrying the couple’s sixth child in ten years… (The Hundred Years War Begins)

As dusk approached on the evening of 24 June 1340, six months after he had declared himself king of the best part of western Europe, Edward stood aboard his flagship, the cog Thomas… and watched the sea offshore from Sluys, in Flanders, churn with the blood of tens of thousands of Frenchmen… (Edward at Sea)

Violent seas threw the king’s boat about for three days as it stuttered from the coast of Flanders to the mouth of the Thames. It was the very end of November 1340, and with winter approaching it was more dangerous than usual to venture a Channel crossing… (The Crisis of 1341)

In the heat of July 1346 the English army marched through a broken, hell-bright landscape of coastal Normandy. All around them fields were lit up in ghastly orange by marauding bands of arsonists… (Dominance)

The English summer of 1348 was wet, but in defiance of the weather the country fairly blazed with glory. The king had returned to England in October the previous month in triumph… (The Death of a Princess)

You get the idea. The way the chapters don’t have numbers but snappy or sensational titles also helps give you the impression that what you’re reading is less like a traditional history and more like a poolside thriller.

Henry III and Prince Edward

We left our heroes in the last days of the weak and malleable king, Henry III – years which saw the rise of his tough, warrior son, Prince Edward (b.1239).

Prince Edward led the Royalist army at the Battle of Lewes on 14 May 1264, the first set piece battle on English soil in a century. The rebels won, capturing the King, Lord Edward, and Richard of Cornwall, Henry’s brother and the titular King of Germany. This led to the Great Parliament of 1265 (also known as Montfort’s Parliament). For the first time representatives were invited from all the counties and selected boroughs of England. Voting rights were discussed. All this was the seeds of modern democracy, more accurately part of the ongoing detailed process whereby successive Plantagenet kings found themselves forced to consult, first with the barons and nobles and then, by the reign of Richard II (1377-99) with the ‘commons’, the knights and justices of the shires.

But Prince Edward managed to escape from captivity and rallied royalist nobles as well as Welsh rebels and this led to a pitched battle with de Montfort’s forces at Evesham, which was a decisive royalist victory. Jones describes how a 12-man hit squad was commissioned to roam the battlefield, ignoring everything, with the sole task of finding and killing de Montfort. They succeeded. His body was mutilated, his testicles, hands and feet cut off. To later generations he became a sort of patron saint of representative government. Today De Montfort University in Leicester is named after him.

Henry III was once again titular king but he was a broken, dithering old man. The real power in the land was his forceful and energetic son, Edward (named after Henry’s icon, Edward the Confessor) who turned out to be a very different character from the saintly Saxon.

Edward I (1272-1307) ‘a great and terrible king’

Edward’s career divides into roughly four parts:

1. Growth to maturity under his father Henry (1239-1272). This involved him in the complex problems caused by his father’s weakness and the malign influence of his mother’s foreign relations, the de Lusignan family, all of which climaxed in the Barons Wars, in which rebels against royal authority were led by Simon de Montfort. These forces won the battle of Lewes in 1264 and de Montfort was for a few years effectively ruler of England, but were then comprehensively crushed and de Montfort killed at the Battle of Evesham in 1265. The civil war dragged on for a few more years, with individual rebels being picked off or offered concessions and peace.

2. Crusade (1270-74). Edward mulcted the country to raise the money to go on the Ninth Crusade and, unlike his immediate forebears, actually managed to leave, but the crusade proved to be a fiasco in several ways. For a start the leader, French King Louis IX of France allowed himself to be persuaded by his brother, Charles of Anjou, who had made himself King of Sicily, to sail not to Palestine but to attack his enemies in the coast of Tunisia, who were harrying Sicily. By the time Edward arrived Louis had signed a peace with the emir leaving Edward and his army with nothing to do. Undeterred they sailed for the Holy Land.

Here the situation was poor. Jerusalem had fallen 50 years earlier leaving Acre the centre of the diminished Crusader state and this was menaced by the overwhelming force of Baibars, leader of the Mamluks. After a few feeble sorties Edward had to stand by while Hugh III king of Jerusalem made a treaty with the Mamluks, who were themselves menaced by the encroaching Mongols in the north. The only notable event of Edward’s crusade is when an assassin was allowed into his private chambers and stabbed him. Edward managed to kill the attacker but was seriously wounded and took months to recover.

With the signing of the peace treaty there was little more to do, so he reluctantly packed up and headed back to England. En route he learned that his father had died but instead of rushing back took nearly a year to return, attending to business in his province of Gascony, then having an audience with the French king at which he renewed his vows of fealty i.e. that he held Gascony as a servant of the French King.

Wales Edward is famous for his wars of conquest in Wales and Scotland. Wales came first. It was ruled by Llywelyn ap Gruffudd who had benefited from the Barons Wars and slowly intimidated his way to rule over more and more of the other Welsh princes from his base in the northern province of Gwynned. Eventually, Llywelyn’s aggressive policies triggered a response from Edward who invaded with an overwhelming force in a carefully calculated campaign. In less than a year he had forced Llywelyn ap Gruffudd to retreat. Edward built enormous castles to act as permanent English powerbases as he and his army progressed through north Wales. After Llywelyn sued for peace he was made to perform fealty to Edward, hand over hostages, pay fines, and then travel to Westminster to perform submission, again.

In 1284 Edward issued the Statute of Rhuddlan that annexed Wales and made it a province of England. The title Prince of Wales was handed to Edward’s eldest son, Prince Edward (later Edward II) – a tradition that continues to this day.

Scotland Edward was so relentless in his attacks against the Scots that after his death he became known as ‘Scottorum malleus’ – the Hammer of the Scots. In 1287 Alexander III, King of Scots, died suddenly after falling from his horse. The succession crisis that followed presented Edward with a golden opportunity to expand on his conquest of Wales. In the absence of an obvious heir, the Scottish crown looked set to pass to Alexander’s infant grand-daughter, Margaret, the daughter of the King of Norway, hence the folk name she acquired, the ‘Maid of Norway’. But all elaborate plans centring on her collapsed when she died en route to Scotland.

With rival claimants vying for the crown Edward was invited by the senior nobles of Scotland to judge the claims and make the choice. This was a golden opportunity and Edward exploited it insisting that he be recognised as feudal overlord of the Scots before a new Scots king be appointed. The two strongest claimants were Robert Bruce and John Balliol. After much machination Balliol was appointed king, but on the understanding that he did so as vassal to Edward.

Edward rode Scotland hard, demanding high taxes and soldiers for his wars in Wales and Gascony. In 1295 the Scots signed a mutual aid treaty with France, an alliance which was to last centuries and come to be known as ‘the Auld Alliance’.

Edward launched a brutal attack, taking Berwick, which the Scots had occupied, slaughtering the inhabitants before pushing on into Scotland and decisively defeating the Scots at the Battle of Dunbar 1296. Balliol was captured, stripped of his ceremonial trappings, and sent to prison in England, while Edward’s army returned south laden with loot including the legendary stone of Scone, also known as the Stone of Destiny, which was placed under the throne in Westminster Abbey.

However the Scots, like the Welsh, refused to accept defeat, and rebellions broke out in the highlands and lowlands, the latter led by William Wallace who managed to defeat the army Edward sent against him at the Battle of Stirling Bridge 11 September 1297. At which point Edward marched north with another army and defeated Wallace at the Battle of Falkirk. Wallace was later captured and sent south to London where he was brutally tortured and executed.

However Robert Bruce, who lost the contest for the crown in 1295, won support among the Scots nobles and had himself crowned King of Scotland in 1306. As he hadn’t asked permission of Edward, the English king once again marched north, defeated the Scots in a series of battles and forced Robert to flee. However, the Bruce refused to admit defeat, gathered his forces, and made renewed attacks on isolated English garrisons in 1307. Not even the capture and execution of key Bruce supporters (including members of Bruce’s own family) could reverse the tide.

Yet again Edward marched north but on 7 July 1307, within sight of Scotland in sight, the 68-year-old king died at Burgh-on-Sands. The campaign for the conquest of Scotland passed on to his son, Edward II who was, to the Scots’ relief, and shadow of his brutal and implacable father. In 1314 Bruce was to rout a larger English force at Bannockburn. Recognition of Scotland’s sovereignty came at the start of the reign of Edward’s grandson, Edward III, in 1328.

The Jews Usury i.e. lending money out at interest, was banned to Christians, but kings and merchants needed funds so money-lending tended to be a specialist activity of England’s small Jewish community of maybe 2,000. This activity and their status as outsiders to the laws of the land made them vulnerable to victimisation. In 1275 Edward issued the Statute of Jewry that imposed severe taxation on the Jewish population of England. The Statute proved both lucrative and popular, so Edward extended the policy and in 1290 expelled the entire Jewish community from England – minus their money and property. The money raised went directly into his expensive campaigns in Scotland and Wales.

Edward II (1307-27)

The revelation for me was how unpopular Edward II was even before he became king. Edward I fathered no fewer than 14 children but with the deaths of most of the older ones, young prince Edward of Carnarfon emerged as the heir and favourite. But even by the time he was a teenager he was already proving a disappointment. There are records of numerous violent arguments between father and son, not least as Edward fell under the hypnotic spell of the charismatic Piers Gaveston.

It is difficult to establish at a distance of eight hundred years just what their relationship really amounted to but Jones points out that the accusations of homosexuality which later gathered round the relationship only really appear in the chronicles after Edward’s death in 1327. From Edward’s recorded words and writings during his reign, it seems that he regarded Gaveston more as a beloved adopted brother, who he blindly hero worshipped. Gaveston joined Edward’s household in 1300 and was tried and executed in 1312 and during this time caused havoc. He was dilettantish and rapacious, greedy for titles.

Gaveston stage-managed Edward II’s coronation, shocking the assembled nobility of England by rudely sidelining Edward’s queen, Isabella, daughter of the powerful King Philip IV of France. His behaviour alienated numerous groups and noble families who first protested and forced the king to send him into exile, then, when Gaveston returned, and then rose against the king. Edward II’s reign comes to its first climax with the seizure and execution of Gaveston by a kangaroo court led by the Earl of Lancaster, in 1312. The polarisation of the aristocracy led to several years of confrontation between the armed camps and it was during this period that the Scots won their great victory at the Battle of Bannockburn in June 1314.

The sense of ill omen about Edward’s reign was compounded by the Great Famine of 1315-17. For three years in a row there was unusual amounts of rainfall in the spring and summer which ruined crops. There was widespread famine and reports of cannibalism. It is thought that population had been rising since the time of the Norman Conquest but now it came to a dead halt and declined. The famine undermined belief in the church and the efficacy of prayer, and also in the secular authorities who proved hopeless at alleviating starvation.

But having eliminated Gaveston did not change Edward II’s dependence and he switched his allegiance to the Despenser family, in particular Hugh Despenser the Younger with whom he became close friends. The same problems arose again, which is that the king gave disproportionate amounts of land and favours and honours to the Despensers and their extended family, perpetuating the party opposed to Edward.

In 1321, once again led by the Earl of Lancaster, the rebellious barons seized the Despensers’ lands and forced the king to exile them. Edward led a short military campaign, capturing and executing Lancaster and restoring Despensers grip on power. The cabal set about executing their enemies and confiscating their estates, particularly of the Mortimer family who had become one of the leading opponents and now fled to France.

The French king took advantage of the turmoil in England to make attacks on Plantagenet territory in France, particularly Aquitaine. Lacking the money or support from his nobles to launch any kind of military campaign, in 1325 Edward sent his queen, Isabella, to negotiate a peace treaty but by now she had had quite enough of a king who did nothing but snub her and load his favourites with wealth and honour. Isabella not only refused to return but quickly fell into league with the exiled noble Roger Mortimer and scandalised opinion by taking him as her lover.

In 1326 they landed with a small army in East Anglia and, as they marched across the country, more and more local nobles rallied to the cause. As his regime collapsed around him, Edward was forced to flee to Wales where he was captured in November. The king was forced to relinquish his crown in January 1327 in favour of his 14-year-old son, Edward III, and he died in Berkeley Castle on 21 September, probably murdered on the orders of the new regime.

Edward III (1327-77)

In Jones’s account Edward’s reign falls into roughly three periods. For the first three years, as a boy, he was under the guardianship of his mother Isabella and her lover Roger Mortimer, who proved every bit as rapacious as the former king had been. As soon as he was old enough, in 1330 Edward launched a coup against them. Isabella was exiled to a provincial castle but Mortimer was formally tried for arrogating royal power, found guilty and hanged at Tyburn.

Part two of his life is the central period from 1330 to 1360, during which Edward emerged as possibly the greatest of all the Plantaganet kings. He:

  1. conducted successful campaigns to restore or establish English control of Wales, Scotland and key territories in mainland France, namely Aquitaine
  2. fathered a huge brood of children (ten), with three or four of the sons growing up to become powerful and successful soldiers, political figures and leaders in their own right, namely Edward the Black Prince b.1330
  3. realising the English aristocracy had been depleted by deaths in battle and also what had been in effect the civil war of Edward II’s reign, Edward cannily set about creating new earls and awarding them land around the kingdom, along with a new order of ‘dukes’, this creating a special bond between himself and the nobles of England
  4. Edward was fascinated by the legend of King Arthur and spent a fortune commissioning a room to hold a Round Table at Windsor, as well as instituting the noble Order of the Garter, as another way of binding together the English aristocracy

Edward was determined to seize back the territories in continental France which had been held by Henry II at the peak of the Plantagenet Empire. Over the next thirty years he launched a series of campaigns which led to the two ‘famous’ victories over French armies, at Crecy on 26 August 1346 and Poitiers on 19 September 1356. The latter battle was so decisive the English captured the French King John II and took him, and numerous other nobles, back to England to be ransomed.

Jones explains how Edward set about carefully allotting each of his adult sons a territory within his ’empire’ to manage, with the Black Prince being awarded Aquitaine, the duchy belonging to his great grandfather Richard the Lionheart. However, the Prince’s rule was troubled by three factors. He chose to get dragged into the affairs of Spain, taking the side of Don Pedro of Castile against his half-brother Henry of Trastámara. The Prince defeated Henry only to discover that Pedro was completely broke and couldn’t pay anything towards the huge loans the Prince had taken out to pay his mercenaries. This led directly to the second bad decision which was that the Prince was forced to impose onerous taxes on the nobles and people of Aquitaine, managing to alienate all of them. When the king of France came probing around the border of Aquitaine, towns opened their gates to him without a fight.

The third piece of bad luck was that during the campaign against Henry of Trastámara, the Prince picked up a recurrent fever, maybe malaria, which undermined the physical energy which had made him such a legend at Crecy and Poitiers. Increasingly enfeebled – having to be carried around in a sedan chair – he reacted savagely to his mounting problems. After the town of Limoges capitulated to the French king without a struggle, but was then retaken by English forces, the Prince ordered an indiscriminate slaughter of the civilian population in 1370. The Black Prince returned to England in 1371 and the next year resigned the principality of Aquitaine and Gascony. He lingered on, increasingly infirm, for five more years and died in 1376, the year before his father.

As the 1360s progressed, King Edward himself grew more infirm. Many of the close knit circle of contemporaries passed away. In 1364 King John II of France passed away and was succeeded by the vigorous and aggressive Charles V. Edward sent his son John of Gaunt with an army against Charles but the campaign was a failure. With the Treaty of Bruges in 1375, the once-great English possessions in France were reduced to the coastal towns of Calais, Bordeaux, and Bayonne.

Edward’s beloved wife Philippa of Hainault died in 1369. Grief-stricken, Edward took comfort in a long-running affair with a mistress, Alice Perrers. Discontent at home led to the convocation of the so-called Good Parliament in 1376, which was the longest parliament up to that time. As so often it was called to raise taxes for the crown, but was an opportunity for critics to vent their grievances and in particular gave voice to the so-called commons more than any previous meeting.

But the real power in the land at the end of Edward’s reign was his son John of Gaunt.

The Black Death

Plague came to England in 1348, arriving at Weymouth in Dorset, from Gascony in June 1348. By autumn, the plague had reached London, and by summer 1349 it covered the entire country, before dying down by December. The best current estimate is that, depending on region, between 40 and 60 percent of the population perished. Not so well known is that the plague returned in 1361–62 this time causing the death of around 20 percent of the population.

Leaving aside the horror and the despair the surprising thing, in Jones’s account at any rate, is how little impact this astonishing holocaust had on the economic, political, military or social structures of the day. The best known is that is resulted in a shortage of labour which lasted generations and, in effect, led to the end of feudal servitude.

Because he is interested in political history and, more precisely, in the stories of the kings conceived as Hollywood blockbusters, the plague makes remarkably little difference to Jones’s narrative. In 1356 England and France are back at war as if nothing had happened.

Richard II (1377-1399)

Richard was the second ill-fated king of the 14th century, destined, like Edward II, to be overthrown and, oddly, after nearly the same length of reign, 20 years for Edward II, 22 years for Richard II.

Richard was the son of Edward III’s oldest surviving son, Edward the Black Prince and so heir to the throne even though his father died before his grandfather. Having been born in 1367 he was only ten when he came to the throne and Jones gives a vivid description of his coronation and the surrounding festivities which – he speculates – deeply marked the boy, convincing him of his divine right to rule.

The common people, and the nobles, all hoped the arrival of a new young king would mark a turnaround from the sombre final years of Edward III’s reign. They also crowned him in a hurry because many feared that the mature and forceful John of Gaunt was himself scheming to seize the throne.

Early on he was controlled by a series of Regency Councils dominated by his uncles, John of Gaunt and Thomas of Woodstock, though their influence was contested. The ruling classes imposed a series of three poll taxes to raise money for continuing the war with France, and this was one of the spurs which led to a sudden outbreak of violence among serfs in Essex and Kent which quickly escalated into the Peasants’ Revolt. The revolt was a really serious violent revolution. The rebels took London, burning and looting, seized the Tower of London and murdered many leading notables including the Archbishop of Canterbury, who was also Lord Chancellor, and the king’s Lord High Treasurer, Robert Hales.

Richard played an astonishingly central role in quelling the revolt, personally intervening to meet the rebel leaders and organise an ambush whereby the main leader Wat Tyler was pulled from his horse and stabbed. When the mob surged forward Richard rode among them and shouted ‘I am your leader, follow me’, and they did follow him away from the scene of the murder and Richard’s militia was then able to disperse them.

Richard married Anne of Bohemia, daughter of Charles IV, the Holy Roman Emperor, on 20 January 1382, the empire being seen as potential allies against France in the ongoing Hundred Years’ War, but the marriage was unpopular, the alliance didn’t lead to a single military victory, and the marriage was childless. Anne died from plague in 1394, greatly mourned by her husband.

Richard’s reign was marked by two political crises, in 1386-88 and the final one in 1397-9.

First crisis 1386-88

Favourites Very like Edward II, Richard appointed a handful of devoted favourites who he lavished with honours and lands and positions. The fact that they came from merchant families without true aristocratic forebears, created great resentment among the rest of the nobility. There were Michael de la Pole, created chancellor in 1383 and Earl of Suffolk two years later. Worse was Robert de Vere, Earl of Oxford, who Richard raised to the new title of Duke of Ireland in 1386. Their relationship was so close that later chroniclers speculated it was homosexual.

Failure in France and Scotland An expedition to France to protect English possessions was a failure. Richard decided to lead an expedition against Scotland but this also was a miserable failure as the Scots evaded a set-piece battle. Rumblings against the king was led by the Duke of Gloucester and Richard Fitzalan, Earl of Arundel.

The Wonderful Parliament (November 1386) Parliament was called in November 1386 and the unpopular chancellor, Michael de la Pole, asked for an unprecedented level for taxation to cover these military expeditions. The parliament blamed Richard for the military failures and said it couldn’t consider the issue till de la Pole was removed. The king dismissed their threat but was in the end forced to sack de la Pole. Parliament appointed a ‘continual council’ to supervise the king’s rule, a direct and humiliating attack on Richard’s royal prerogative.

As soon as the parliament had closed, Richard denounced all its actions and in the new year went on a prolonged tour of the country to drum up support and appointed de Vere Justice of Chester to build up a powerbase in Cheshire. Here he put great pressure on seven senior judges to annul the decisions of Parliament and denounce its leaders as traitors.

Radcot bridge 19 December 1387 On his return to London, the king was confronted by the Duke of Gloucester, Arundel and Thomas de Beauchamp, 12th Earl of Warwick, who brought an appeal of treason against de la Pole, de Vere, Tresilian, and two other loyalists, the mayor of London, Nicholas Brembre, and Alexander Neville, the Archbishop of York. Richard played for time and ordered de la Pole to bring loyalist forces from Chester.

Jones opens the relevant chapter with a wonderfully atmospheric account of the loyalist forces advancing under cover of fog towards the Thames but being confronted at Radcot Bridge by overwhelming rebel forces and being forced to swim his horse out into the Thames and escape downstream, ultimately fleeing to France.

The Merciless Parliament (February to June 1388) Parallel to his efforts to raise loyalist forces and seize back London, Richard had been involved in lengthy negotiations with the king of France whereby he would relinquish all England’s territory in France except for Aquitaine, for which he would proclaim himself the French king’s vassal. Rumours of these negotiations leaked out and led to fears that Richard might be prepared to countenance a French invasion of England, so long as he was returned to the throne.

Richard’s original opponents were now joined by John of Gaunt’s son Henry Bolingbroke, Earl of Derby, and Thomas de Mowbray, Earl of Nottingham and the group became known as the Lords Appellant because, with de Vere out of the way, they now made legal demands (or appeals) designed to dismantle the apparatus of Richard’s rule. Having dispersed the loyalist army at Radcot, the rebels now marched back to London where they found the king barricaded in the Tower of London which, however, they entered and confronted the king in person with accusations of treason. Apparently the Lords debated executing the king there and then – it came that close, executing their liege king to whom they were all related and who they were negotiating with – but decided against it and called another parliament.

The parliament convened in February 1388 and became known as the Merciless Parliament because the Lords revealed Richard’s treacherous plans with France, won over the Houses of Lords and the Commons and pushed ahead with legal actions to have almost all of Richard’s advisers convicted of treason. Two key figures in the administration, Brembre and Tresilian, were condemned and executed, while de Vere and de la Pole – who had both fled the country – were tried for treason and sentenced to death, then the Appellants went on to arraign, try and execute most of the rest of Richard’s inner circle.

It reads like something from the Terror of the French Revolution. Not only the leading nobles but retainers, clerks, chaplains, and secretaries to Richard were summarily condemned and executed. The seven judges who had been terrorised into denouncing the Lords Appellent, the year before in Chester, were all arrested, tried and executed. Richard’s chamber knights were tried and executed. Richard’s intermediaries who had been negotiating with France, were discovered and executed. No wonder it ended up being called the Merciless Parliament.

Restoration Amazingly, given that their power had been so absolute and the terror so thorough and Richard’s humiliation so complete, Richard returned to personal rule in 1389 and ruled more or less successfully for the next eight years. He was helped by the fact that, once the Lords Appellant had liquidated so many of their enemies, as a group they fell apart, reverting to their individual interests. One of the things which united them had been opposition to Richard’s peace policy with France but when they requested another round of taxation to further their war policy, Parliament baulked and the tide of opinion turned against them.

France and Ireland Richard therefore spent the next few years trying to finalise a peace treaty with France. Meanwhile the Anglo-Irish lords were begging for help against the insurgent Irish and in the autumn of 1394, Richard left for Ireland, where he remained until May 1395. His army of more than 8,000 men was the largest force brought to the island during the late Middle Age, the invasion was a success, and a number of Irish chieftains submitted to English overlordship.

Second crisis 1397-99

The last few years of Richard’s rule are referred to as the ‘tyranny’. The king had Gloucester, Arundel and Warwick arrested in July 1397. After years or reasonably peaceful rule, and bolstered by success in Ireland, Richard felt strong enough to safely retaliate against these three men for their role in events of 1386–88 and eliminate them as threats to his power. Arundel’s brother Thomas Arundel, the Archbishop of Canterbury, was exiled for life. Richard then set about persecuting his enemies around the regions of England. All the allies of the former Lords Apellant were arrested, tried and released only on payment of enormous fines.

The policy was made possible by the support of old John of Gaunt, Duke of Lancaster, and a suite of powerful magnates who Richard awarded with new titles and lands including the former Appellants Henry Bolingbroke, Earl of Derby, who was made Duke of Hereford, and Thomas de Mowbray, Earl of Nottingham, who was created Duke of Norfolk, John and Thomas Holland, the king’s half-brother and nephew, who were promoted from earls of Huntingdon and Kent to dukes of Exeter and Surrey respectively, the King’s cousin Edward, Earl of Rutland, who received Gloucester’s French title of Duke of Aumale, Gaunt’s son John Beaufort, Earl of Somerset, who was made Marquess of Somerset and Marquess of Dorset and so on.

The Shrewsbury parliament In 1398 Richard summoned a packed Parliament to Shrewsbury – known as the Parliament of Shrewsbury – which declared all the acts of the Merciless Parliament to be null and void, and announced that no restraint could legally be put on the king. It delegated all parliamentary power to a committee of twelve lords and six commoners chosen from the king’s friends, making Richard an absolute ruler unbound by the necessity of gathering a Parliament again.

The house of Lancaster John of Gaunt, son of Edward III, brother of Richard’s father the Black Prince, and so Richard’s uncle, had cast a long shadow over Richard’s reign. In the 1390s he had gone to Spain to pursue claims, through his wife, Constance of Castile, to the titles of King of Castile and León, but had returned in 1397. Next to the king he was the largest, richest landowner in the country and had a virile, aggressive son, Henry Bolingbroke, Duke of Hereford.

Bolingbroke versus Mowbray In December 1397 a bitter quarrel broke out at the core of the courtly circle when Bolingbroke accused Thomas Mowbray of saying that, as former Lords Appellant, they were next in line for royal retribution. Mowbray denied the claim and it was decided the quarrel should be settled the old fashioned way through a joust. Jones vividly paints the scene as the setting for a mounted joust was assembled and the two warriors arrived on horseback in full knightly array.

Bolingbroke exiled However, just as they were gearing themselves to ride at each other Richard intervened and cancelled the joust, deciding that Mowbray should be exiled for life, Bolingbroke for ten years. Aristocratic and public opinion was dismayed, John of Gaunt complained but was by now very ill. When Gaunt died in February 1399 Bolingbroke should have succeeded to his father’s vast lands and wealth. However, Richard extended his exile to life and proceeded to sequester the Lancaster estate, parcelling it out to loyal followers.

Bolingbroke’s return Amazingly, Richard chose this moment to lead an army back to Ireland in May 1399. Bolingbroke saw his opportunity and landed with a small force at Ravenspur in Yorkshire at the end of June 1399. What follows reads almost as a fairy story as men of all ranks rallied to Bolingbroke’s flag, because they thought he had been treated badly, because they were sick of the king’s erratic and tyrannical behaviour, because they thought it was time for a change.

Also Richard had taken most of his household knights and the loyal members of his nobility with him to Ireland so there was no-one to organise opposition. Bolingbroke met with the powerful Henry Percy, 1st Earl of Northumberland, and persuaded him that he didn’t seek the crown, merely the rightful return of his patrimony and Percy decided to support him.

By the time Richard returned from Ireland, landing in Wales on 24 July, it was all over. Bolingbroke had conquered England without a battle. He was astounded to realise that all the leading men of the realm had gone over to Bolingbroke without a struggle. On 19 August Richard II surrendered to Henry at Flint Castle, promising to abdicate if his life were spared. Richard was taken back to London and  imprisoned in the Tower of London on 1 September.

Deposing Richard Henry had by now realised he could become the next king, but exactly how to manage it presented problems. Henry wasn’t even the next in line to the throne: the most direct heir was Edmund Mortimer, 5th Earl of March, great-grandson of Edward III’s second surviving son, Lionel. Bolingbroke’s father, John of Gaunt, had been Edward’s third son to survive to adulthood. The problem was solved by emphasising Henry’s descent in a direct male line, whereas March’s descent was through his grandmother, Philippa.

Psychodrama These final chapters of Jones’s history overshadow all the preceding adventures because what happened to Richard is so weird that the modern reader can’t help envisioning it as a play or movie. Henry and Richard were related. They had a common history having, for example, both survived the Peasants revolt back in 1381, and the rights and wrongs of the king’s policies vis-a-vis the House of Lancaster were both intimately personal and of national political importance. And then, how did Henry square the age’s religious-ideological belief in the divinity of the king, with the reality of leading a broken, tearful young man (Richard was just 32) to the Tower and locking him up while powerful barons decided just how to get rid of him and whether or not to execute him.

Parliament decides In the end, tellingly, Henry worked through parliament. The Archbishop of Canterbury read out to an assembly of lords and commons at Westminster Hall on Tuesday 30 September that Richard willingly renounced his crown.  A few days later parliament met to discuss Richard’s fate and the Bishop of St Asaph read thirty-three articles of deposition that were unanimously accepted by lords and commons. On 1 October 1399, Richard II was formally deposed and on 13 October, the feast day of Edward the Confessor, Henry Bolingbroke was crowned king.

Starved to death Richard was imprisoned but, as you would expect, his continued existence proved the focal point of various plots to release and restore him to the throne. Bolingbroke realise he had to be liquidated and – although no definitive account survives – it is thought he was starved to death in Pontefract castle and was dead by Valentine’s day 1400. In order to dispel rumours that he was still alive, Henry had Richard’s emaciated body carried on open display from Pontefract and put on show in the old St Paul’s Cathedral on 17 February before burial in King’s Langley Priory on 6 March.

The Plantagenet Legacy

Jones has a ten-page epilogue where he trots through the legacies of the Plantagenet kings who reigned from 1154 to 1400, in the arts, economy, culture, in military terms especially vis-a-vis the endless wars with France, and in terms of the steady growth of parliamentary democracy. These are fine but a bit throwaway, analysis not being his thing, dramatic scenes, conflict, battles and the endless scheming of medieval politics being his strong point.

What came over to me from this 600-page book was the extraordinary violence of it all. Almost none of the 250 or so years in the book are not marked by conflict at home or abroad or both. England, like just about every ‘nation’ in Europe, seems to be involved in more or less non-stop conflict. War was a way of life for kings and princes, wars of conquest to expand their empires, or to maintain them, or to retrieve lost land, make up the dominant theme of this book.

And the extreme fragility of the political realm. This is a vast subject, covered by thousands of historians but it all tends to remind me of Karl Popper’s great insight into the nature of ‘democracy’. Popper said democracy is not about voting for this or that politician or political party on the basis of their manifesto (well, it is, a bit) – far more importantly, democracy exists so we can throw out politicians we are fed up with. It is mechanism to prevent tyranny by regularly getting rid of rulers.

That seems to me the nub of so many of the issues described in this big gripping book. The nobles couldn’t get rid of the king and the king couldn’t get rid of the nobles – at least not without commencing the machinations, the arraignments for treason and beheadings etc which tended to kick off cycles of violence which soon escalated out of control.

Now we have mechanisms to vote for our equivalent of local ‘nobles’ – MPs – and for our ruler – the Prime Minister – on a fairly regular basis, and all parties concerned can appeal to this validation or mandate for their behaviour which, if it is queried seriously enough, will prompt another election.

God knows modern ‘democratic’ societies still experience extremes of social tension and conflict – having lived through Mrs Thatcher’s premiership and its polarising Miners Strike and then the Poll Tax riots – but there are mechanisms for just about managing them by changing rulers and ruling parties: it was the widespread unpopularity of the poll tax which led to the overthrow of Mrs Thatcher and the election of her anodyne successor John Major.

So all this just makes me imagine what it must have been like living in a world where this kind of peaceful changeover of ruler, and of ruling class (which, in a sense, modern MPs are) is impossible. Both the king and his barons find themselves trapped for all eternity with each other. Their conflicts have nowhere to go. The king cannot resign after a military failure. The barons cannot quit public life in disgust, as modern politicians can.

Both were trapped in their positions, forced by notions of nobility and duty to act out roles which time and again led to armed conflict, to the collapse of dialogue and civil wars. One of the surprising aspects of Jones’s book is the number of occasions on which the nobility took up arms against their kings, not just overthrowing Edward II and Richard II, but taking up arms against King John and, repeatedly against Henry III, and even against tough King Edward I.

Jones’s book is a gripping, hugely readable account of this big chunk of English history, but it also prompts all kinds of thoughts about the nature of power and politics, about the nature of what is possible in politics has changed and evolved, which shed light on the political struggles which are going on right now.

The Wilton Diptych

The Wilton Diptych is thought to have been a portable altarpiece made for the private devotion of King Richard II by an artist now unknown. On the left Richard is kneeling in the foreground and being presented by three saints to the Virgin and Child and a company of eleven angels on the right. Nearest to Richard is his patron saint John the Baptist, to the left are Saint Edward the Confessor and Saint Edmund, earlier English kings who had come, by Richard’s time, to be venerated as saints.

The Wilton Diptych, artist unknown, so-called because it was discovered in Wilton House

This wonderful work can be seen FOR FREE in the Sainsbury Wing of the National Gallery in London.


Related links

Other medieval reviews

The Tragedy of the Templars: The Rise and Fall of the Crusader States (2) by Michael Haag (2012)

The Turks were aliens; the crusaders were not.

Haag’s book is opinionated in a very unacademic way. He has certain hobby horses, vehement ideas – about the central role played by the Templars in the crusades, and about justifying the crusades by completely rethinking their context, portraying the crusades not as violent attacks against peace-loving Arabs, but as justified attempts to help oppressed Christians in the Holy Land – which he gives vent to repeatedly and almost obsessively so that, eventually, the detached reader can’t help having misgivings about the objectivity of what they’re reading.

Nonetheless, that big reservation stated right at the start, this is a very interesting and thought-provoking book.

The Tragedy of the Templars signals its unorthodox approach by going back not ten or thirty or fifty years before the founding of its ostensible subject, the Order of the Knights Templars (in 1139), but by going back one thousand four hundred years earlier, to the conquests of Alexander the Great – and then giving a sweeping recap of all the wars and vicissitudes which struck the Middle East from 300 BC through to the eruption of the Muslims from Arabia in the 630s AD.

The book has notes on every page and an excellent bibliography at the back, and yet it sometimes reads like the opinions of a crank, determined at any cost to convince you of his deliberately revisionist point of view. This comes over most obviously in the very unacademic use of repetition. Again and again he drums home a handful of key points. These are:

Haag’s key points

– the Crusades were not an unprovoked outburst of Western, racist, colonialist, greed and violence

– they were a rational response to repeated pleas for help from figures like the Patriarch of Jerusalem and the Emperor of Byzantium

Why the pleas? because:

– even as late as the First Crusade (1095-99) the majority population of the Levant, of Jerusalem and all the other holy cities, let alone of Anatolia and even of Egypt – were Christians:

Christians had remained the majority at Damascus until the tenth century and maybe into the eleventh. (p.208)

Five hundred years after the Arab conquest, Egypt was still a substantially Christian country (p.211)

The Nubians were Christians, as were the majority of Egyptians (p.235)

– these Christians had suffered under the lordship of the Muslim Arabs who came rampaging out of Arabia in the 700s and quickly conquered north up the coast of Palestine into Syria, eastwards conquered the old Persian Empire, and westwards conquered Egypt and beyond

– but, despite centuries of inter-marriage, the Arabs remained an aristocracy, thinking of themselves as lords, knights, emirs and rulers over a broad population of subservient serfs – and these serfs remained predominantly Christian

– through the three hundred years from the mid-700s to the mid-1000s these Christian populations suffered from being second-class citizens, forced to wear clothes which identified them as dhimmis and, occasionally, when the oppression got really bad, forced to wear halters round their necks or be branded

– meanwhile they were forbidden to repair existing churches, build any new ones, and had to stand by while existing ones were often desecrated and destroyed in periodic waves of persecution or forcibly converted into mosques

So Haag’s central point, rammed home on scores of occasions, with all the data he can muster, is that it was not the Crusaders who were the foreign invaders – it was the Muslim Arabs. It was the Arabs who had invaded and conquered Christian Egypt, Christian Palestine, Christian Syria and raided into Christian Anatolia.

Bethlehem where Jesus was born, Nazareth Jesus’ home town, the River Jordan where Jesus was baptised, Jerusalem where Jesus was crucified and rose again, Tarsus where the apostle Paul came from, Antioch where the followers of Jesus were first named ‘Christians’, Damascus, on the road to which Paul had his great conversion experience – all these lands had, by about 400, become solidly Christian and were ruled by the Christian Roman Empire.

It was the Arabs who invaded and conquered them and subjected the Christian inhabitants to all kinds of discrimination and persecution. Christians were forbidden to build new churches or repair old ones. Thousands of churches were destroyed or converted into mosques. There were periodic massacres which triggered pleas from Christian leaders in the region to the Emperor in Constantinople for help, with the result that the Byzantine Empire and the Muslim invaders in the East were permanently at war.

And it wasn’t just the Arabs who were the alien invaders…

The Seljuk Turks add to the chaos

What specifically triggered the Crusades was the arrival of a third force on the scene, the Seljuk Turks, who swept out of central Asia, converted to Islam, and conquered Muslim Persia including the capital of the Abbasid Dynasty, Baghdad, in 1055.

From the 1060s the Seljuks besieged and took various cities in Palestine, as well as probing the eastern edges of Anatolia – the borders of the Byzantine Empire. Their ultimate goal was to tackle the Fatimid Dynasty based on Egypt. The Turks had converted to the majority or Sunni brand of Islam. A territorial ambition to seize Egypt – centrepiece of the Muslim lands – was compounded by the fact that the Fatimids were adherents to Shia Islam, which Sunnis regard as a heresy.

The Fatimids, for their part, also wanted control of (at least southern) Palestine, in order to create a buffer against the insurgent Turks. This meant that the two Muslim opponents clashed in various battles, at various times throughout the later 11th century, taking and retaking bits of Palestine from each other.

Meanwhile the Byzantine Empire was reeling from its defeat by the Turks at the momentous Battle of Manzikert in 1071, after which:

the empire lay open before bands of Turkish tribesmen, who looted, murdered and destroyed as they marauded westwards until in 1073 they were standing on the Bosphorus opposite Constantinople. (p.76)

As an anonymous chronicler put it:

Almost the whole world, on land and sea, occupied by the impious barbarians, has been destroyed and has become empty of population, for all Christians have been slain by them and all houses and settlements with their churches have been devastated by them in the whole East, completely crushed and reduced to nothing. (quoted on page 76)

It was not the Crusaders who were invading; it was the Seljuk Turks who, in the years after 1071, invaded, conquered, devastated and took control of a vast central region of Anatolia which had been part of the Roman Empire and solidly Christian for at least 600 years.  When the First Crusade arrived 25 years later it was to recover solidly Christian lands which had been invaded and to liberate its Christian inhabitants.

Anyway, the Byzantine Emperor survived the Turkish siege and soon began launching retaliatory raids into Syria and against Muslim strongholds in Palestine. So that’s Turks and Byzantines warring across the region.

And the Turks had brought with them bands of Turkomens, tribesmen of similar ethnic origin who didn’t, however, submit to Seljuk centralised authority and so raided, kidnapped and murdered across the region at will.

And the area had become infested by nomadic Bedouin, who took advantage of the prevailing chaos to also raid and kidnap and murder. Haag quotes liberally from the accounts of Christian pilgrims from Western Europe who made the dangerous journey across the Mediterranean and then found every step of their way to the Christian Holy Places fraught with the necessity to pay bribes to countless Muslim officials, and to pay armed guards to protect them from all manner of marauders and kidnappers.

Muslim destruction of Christian shrines, churches and towns

In 1077 Turkish forces led by Atsiz bin Uwaq laid siege to Jerusalem, destroying the surrounding orchards and vineyards. The city finally capitulated on promise of good treatment but Uwaq reneged on the deal and massacred about 3,000 of the Muslim population. He went on to devastate Palestine, burning harvests, razing plantations, desecrating cemeteries, raping women and men alike, cutting off ears and noses. He destroyed Ramla then went on to Gaza where he murdered the entire population, devastating villages and towns, burning down churches and monasteries.

In other words, the advent of the Seljuk Turks into the Middle East inaugurated a new era of chaos and disorder in the Holy Land

The Muslim East was wracked by misgovernment, division, exploitation, fanaticism an aggression. (p.79)

And this was widely reported by Christian pilgrims who returned to Western Europe (if they survived) telling tales of kidnap, rape and extortion, tales which had a cumulative effect at local, regional and national levels.

Back in 1009 al-Ḥākim bi-Amr Allāh, the sixth Fatimid caliph, embarked on an attempted ‘annihilation’ of Christians in the Levant, and called for the systematic destruction of all Christian holy places which culminated in the destruction of the Church of the Holy Sepulchre in Jerusalem.

This was the church built over two of the central holy sites in Christian tradition, the site where Jesus of Nazareth was crucified, at a place known as Calvary or Golgotha, and Jesus’s empty tomb, where he is said to have been buried and resurrected.

On Al-Hakim’s orders the church of the Holy Sepulchre was razed to its foundations, its graves were dug up, property was taken, furnishings and treasures seized, and the tomb of Jesus was hacked to pieces with pickaxes and hammers and utterly obliterated. Al-Hakim’s orders led to as many as thirty thousand churches being destroyed across the region or converted into mosques. News of the utter destruction of one of the holiest sites in Christendom shocked and appalled Christians from Constantinople through to Rome and into the Kingdom of the Franks. How much longer were the holiest sites in Christendom to remain at the utter mercy of fanatical opponents?

It was against this setting that Haag lists the repeated pleas for help, from the Byzantine Emperor and the Patriarch of Jerusalem, among others, which struck a chord, above all, with the Pope in Rome who, more than anyone else, heard eye-witness reports from pilgrims high and low about the mounting chaos in the region, about the wanton violence inflicted on pilgrims, and the wanton destruction inflicted on the Holy Sites themselves.

Seen from this perspective, the Crusades are not the unprovoked eruption of a bellicose West. The question is not why the Crusaders came, the question is why they took so long to respond to the pleas for help from their persecuted fellow Christians.

The Reconquista

The other really big idea I took from the book was that the Crusades happened in parallel to the Christian reconquest of Spain. I sort of knew this but Haag’s book really binds the two processes together, explaining how the Templars (the nominal subjects of his book) played as big or maybe a bigger role in the liberation of the Iberian Peninsula from Muslim control as they did in the Holy Land in the early years, anyway).

He points out how Popes and senior church figures called for the Christian knights of North and West Europe to put aside their differences and fight the Muslims in both places. When you look at a map of the Mediterranean Haag’s use of the phrase ‘war on two fronts’, fighting ‘on two fronts’, really makes sense.

The map below, from Wikipedia, clearly shows a) how the Muslims conquered the East, the West and the Southern coast of what had once been the Roman Christian Mediterranean and how, as a result, all the Mediterranean islands – Sicily, Sardinia, Crete, Cyprus – became battlefields for the centuries-long ‘assault by Islam against a Christian civilisation that had once embraced the whole of the Mediterranean’ (p.93)

If you were a Christian knight it wasn’t just a case of joining a Crusade to the Holy Land (as Haag points out, the term ‘crusade’ wasn’t coined until centuries after the things themselves had ended – contemporaries wrote about ‘taking the cross’). It was a question of where you chose to sign up to the global effort to stop and repel the invading Muslims – in Spain, in Sicily, in Cyprus or in Egypt or the Holy Land.

Map of the main Byzantine-Muslim naval operations and battles in the Mediterranean

Crusades wicked, Reconquista OK?

The big question all this left me asking is – Why is the ‘Crusade’ to liberate the Christian Holy Land from Muslim rule nowadays always criticised and castigated in the harshest possible terms as a racist, violent and greedy example of Western colonialism, whereas… the parallel ‘Crusade’ to liberate the Iberian Peninsula from Muslim rule, which was fought by much the same knights fighting for the same spiritual rewards offered by the same Pope… is totally accepted?

Does anyone suggest we should hand Spain back over to Muslim rule, to its rightful Moorish owners? No. The question is absurd. Does anyone suggest we should apologise to the Muslim inhabitants of Spain who were expelled 500 years ago? No. The notion is absurd.

Is it because the Crusades are perceived as consisting of violent attacks on Muslims living in a land they’d inhabited for hundreds of years? Well, the Reconquista was drenched in blood.

Or does the stark difference in historiographical thinking about the two Crusades mean that morality in history – how we judge the morality of past events – simply boils down to their success? The Christian Crusaders managed to expel the Muslims from Spain by about 1500, it has been a solidly Christian land for the past 500 years and so… it is accepted as the natural state of things…

Whereas the Christian Crusaders who tried to hang onto the Holy Land were always doomed to failure by virtue of the endless waves of new invaders streaming in from Asia (first the Turks, then the Golden Horde of Genghiz Khan’s Mongols) which were always going to outnumber the Christians’ dwindling numbers… and so… their effort is seen as reprehensible and subject to all the insults and abuse modern historians and the politically correct can level at them.

Yet the two Crusades were carried out by the same kind of knights, over the same period, inspired by the same ideology, and offered the same rewards (seizure of land and the remission of sins).

Is one a totally accepted fact which nobody questions, and the other a great Blot on the face of Western Civilisation, simply because one succeeded and the other failed?

The West

Not far behind that thought is the reflection that the West is simply called the West – is the West – because Muslim conquerors conquered the East.

‘The West’ was not some great insurgent triumphant entity – it is all that was left after the rampaging Muslims seized all of North Africa, all of the Middle East and most of Spain, then, in the 1100 began the process of seizing all of what we now call Turkey.

Previously Christendom had encompassed the entire Mediterranean and the lands around it. In this basic, geographical sense, the West is the creation of Islam.

The Knights Templar

So what about the ostensible subject of the book, the Order of the Knights Templar? Well it takes a while to get around to their founding in the 1130s… and then, in the rather unscholarly way which the reader soon gets used to, Haag goes out of his way to praise their involvement – claiming they were decisive or vital in almost every encounter with the Muslims over the next two hundred years – and to exonerate them from all accusations of greed, inaction or treachery brought against them by contemporaries. For example,

– when the contemporary chronicler William of Tyre criticises the Templars for their involvement in the murder of an envoy from the ‘Old Man of the Hills’ (p.251) – Haag dismisses William’s criticism as biased.

– Haag claims that the Crusader states – by the 1100s often administered by the Templars – were far more religiously tolerant than the surrounding Muslim states. When the Templars didn’t support an ill-fated Frankish expedition against the Fatimids in Egypt, Haag makes excuses for them. And so on.

So there’s lots of detail about the Knights Templars (when they were set up, their location in Solomon’s Temple in Jerusalem, the vows they took, names of the founders and much, much more).

But, again, I was rather dazzled by one Big Idea about the Templars, which is the notion that they were the first multinational corporation. They were established after the First Crusade had established the Crusader states in Palestine, to guard the Holy Places and protect pilgrims. Quite quickly they began offering banking services i.e. they set up branches in London, Paris, Rome, on the Mediterranean islands – because if you were going on pilgrimage to the Holy Land it was wise not to carry a big sack of gold which all manner of Muslim pirates, kidnappers and bandits might steal from you. Better to deposit the gold in London or Paris or Rome, and receive a chit or docket proving the fact, while the Templars recorded the fact on their increasingly sophisticated ledgers.

Within a hundred years they were on the way to becoming official bankers to the King of France. They made huge loans to the King of England and helped finance the Reconquista. By their constitution they answered only to the Pope in Rome. The point is that – not being allied with this or that European prince or king – they were strikingly independent. No-one had any interest in ‘conquering’ them, there was nothing to conquer except a set of international financial services.

Land and tithes in the West, gold and banking facilities across Europe, and by the time of the Battle of Hattin it is estimated the Templars, along with the Hospitallers (the other great order of knights) held maybe a third of the land of Outremer, the kingdom beyond the sea (i.e. the Christian kingdoms in the Holy Land established after the success of the First Crusade).

I found these ideas about the economic roots of their power and wealth more interesting than the blizzard of detail Haag also gives about the Templars’ involvement in various battles and strategic decisions. He follows the story right through to the events leading up to the suppression of the Knights Templar by King Philip IV of France who persuaded the Pope to suppress the order on trumped up charges of blasphemy, heresy and homosexuality, when his real motivation was simply to write off the enormous debts he’d incurred with the order to fund his prolonged war with England.

Saladin

As part of his program to debunk every myth about the Crusades, Haag really has it in for An-Nasir Salah ad-Din Yusuf ibn Ayyub, commonly known as Saladin (1137-1193) who defeated the Crusaders at the Battle of Hattin in 1187, then seized Jerusalem later the same year, events which triggered the third Crusade (1189-92) in which Saladin was confronted by Richard I of England, both becoming heroes of legend for centuries to follow.

Haag places Saladin carefully in the succession of Turkish leaders who wanted to overthrow the Fatimid Dynasty in Egypt and establish their own kingdom. Haag goes out of his way to point out that:

– Saladin was not an Arab, he was a Turk; in fact he wasn’t strictly a Turk, but a ‘Turkified’ Kurd (p.233), having been born in Tikrit of Kurdish family, his father rising within the ranks of the Turkish army to become a city governor

– Saladin spent far more time waging jihad against his fellow Muslims than against the crusaders

[between 1171 and 1186] Saladin had spent no more than thirteen months fighting against the Franks; instead he directed his jihad almost entirely against his fellow Muslims, heterodox in many cases but most of them far from being heretics (p.262)

– this is one of the points Haag really dins home with endless repetition seeking to emphasise that Saladin was not a Muslim hero defending Muslim Palestine from marauding Crusaders – he was a Kurd fighting under the banner of the Seljuk Turks, against his fellow Muslims in Egypt and Syria, in order to establish a dynasty of his own

As the Cambridge History of Islam explains, Saladin’s army was ‘as alien as the Turkish, Berber, Sudanese and other forces of his predecessors. Himself a Kurd, he established a regime and an army of the Turkish type, along the lines laid down by the Seljuks and atabegs in the East.’ In capturing Egypt, and in all his wars against the Muslims of Syria and the Franks of Outremer, Saladin was not a liberator; like the Seljuks and like Zengi and Nur al-Din, he was an alien leading an alien army of conquest and occupation. (p.234, emphasis added)

– Saladin wrote letters and issued edicts claiming he was fighting a jihad against heresy and the infidel – in both cases Haag claims, he was hypocritically assuming a religious mantle to conceal what were basically the same lust-for-power motivations as all the other petty emirs and viziers competing in the region, a record of ‘unscrupulous schemes and campaigns aimed at personal, and family aggrandisement’ (Lyons and Jackson’s biography of Saladin, quoted on page 262)

– Haag goes out of his way to contrast Saladin’s fierce campaigns against what he regarded as Muslim heretics (especially Ismaili Islam, which he explains as a form of dualism), with the religious freedom operating in the Crusader states of Outremer, even quoting a contemporary Muslim chronicler, Ibn Jubayr, who admits that many Muslims preferred to live under the rule of the Franks who didn’t care what style of Islam they practiced, where they were treated fairly in the law courts, and taxed lightly (p.243).

– far from being the chivalrous knight of legend, Saladin routinely beheaded captured prisoners of war, as well as massacring the populations of captured towns, or selling all the women and children into slavery, for example:

  • after taking the Templar stronghold of King’s Ford in 1179 Saladin took 700 prisoners, who he then had executed
  • all the Templars and Hospitallers who survived the Battle of Hattin (4 July 1187) were, according to an eye witness account, lined up and hacked to pieces with swords and knives (p.274)
  • when Jaffa refused to yield to Saladin, it was eventually taken by storm and the entire population either massacred or sent off to the slave market at Aleppo
  • after taking Jerusalem, Saladin was reluctantly persuaded to allow the inhabitants to go free if they could pay a ransom; about 15,000 of the population was sold into slavery; all the churches had their spires knocked down and were converted into stables

As with Haag’s treatment of the entire period, his treatment of Saladin is detailed, compelling and, you eventually feel, strongly biased. I dare say the facts are correct, but Haag continually spins them with the very obvious purpose of undermining the legend of Saladin the chivalric defender of Muslims.

But to the casual reader, what really comes over is the immense violence and cruelty of everyone, of all sides, during the period. Muslims massacred Muslims. Muslims massacred Christians. Christians massacred Muslims. When Richard the Lionheart took Acre after a siege, he executed 3,000 Muslim prisoners, including women and children. All sides carried out what we would consider war crimes, because all sides were convinced God was on their side.

And all sides took part in the slave trade. Populations of captured towns were liable to be sent off to the great slave trade centres such as Ayas on the coast. I was genuinely surprised to learn that both the Templars and the Hospitallers took part in the slave trade, shipping captives taken in Palestine to work for the houses, especially in southern Italy and Christian Spain (p.229).

In the last decades of Outremer, as town after town fell to the Turks, the men would usually be slaughtered but their women and children would be taken to the slave markets of Aleppo or Damascus. Many thousands of Frankish women, girls and boys must have suffered this fate, as well as great numbers of native Christians.

Otherwise the great centre of the slave trade in the late thirteenth century was the Mediterranean port of Ayas, in the Armenian kingdom of Cilicia. Marco Polo disembarked at Ayas in 1271 to begin his trip to China at about the same time that the Templars opened a wharf there. the slaves, who were Turkish, Greek, Russia and Circassian, had been acquired as a result of intertribal warfare, or because impoverished parents decided to sell their children, or because they were kidnapped, and they were brought to Ayas by Turkish and Mongol slavers. (p.230)

Slavery is mentioned a lot throughout the book. I would really like to read a good account of slavery in the Middle Ages.

Steven Runciman’s negative interpretation of the crusades

Haag in several places criticises Sir Steven Runciman, author of what, for the second half of the twentieth century, was the definitive three-volume history of the crusades, published from 1951 to 1954.

Haag’s criticism is that Runciman was a passionate devotee of Byzantine culture and the Greek Orthodox church – for example, the Protaton Tower at Karyes on Mount Athos was refurbished largely thanks to a donation from Runciman.

And so Runciman considered the sack of Constantinople by the Fourth Crusaders one of the greatest crimes in human history. His entire account is heavily biased against the crusaders who he portrays as ‘intolerant barbarians’ and, in the famous conclusion to his history, calls the entire enterprise a long act of intolerance and a sin against the Holy Ghost.

This is important because:

It is no exaggeration to say that Runciman single-handedly crafted the current popular concept of the crusades. (Thomas F. Madden, 2005)

And his three-volume history, still published by Penguin, created the impression which

across the Anglophone world continues as a base reference for popular attitudes, evident in print, film, television and on the internet. (Christopher Tyerman, Fellow and Tutor in History at Hertford College, Oxford)

Looking it up, I can see that Haag’s criticism of Runciman – that he was consistently and obviously biased against the crusaders, and that his negative interpretation has been massive and widespread and continues to this day – is now widely shared.

Reflections

The big picture lesson for me is not that this, that or the other side was ‘wrong’ or ‘right’ (and Haag’s interpretation has successfully undermined my simple, liberal, politically correct view that the Crusades were xenophobic, colonial massacres by showing how extremely complicated and fraught the geopolitical and military situations was, with a complex meshing of different forces each fighting each other).

The more obvious conclusion is that all sides in these multi-levelled conflicts shared values and beliefs and codes of conduct and moral codes and ethics which are wildly different from ours today – almost incomprehensibly different – drenched with a religious fanaticism few of us can imagine and prepared to carry out atrocities and cruelties it is often hard to believe.

It is in this light that the shambolic fourth (1204), fifth (1217-21) and sixth crusades (1228-9) must be seen – less as the violent intrusions of a homogenous Superpower into the peace-loving affairs of poor innocent Muslims – more as forms of time-honoured attack, war and conquest (and ignominious defeat) which had been practiced by all mankind, over the face of the whole world, since records began.

The 4th, 5th and 6th crusades may well have been blessed by the Pope (who also didn’t hesitate to excommunicate them and their leaders when they wandered off-target) but in practice followed the entirely worldly, calculating, selfish, power-hungry agendas of the various European princes and kings who led them.

Already, during the third crusade, the Holy Roman Emperor Frederick I Barbarossa had openly plotted with the Serbs, Bulgarians, Byzantine traitors, and even the Muslim Seljuks against the Eastern Empire and at one point sought Papal support for a crusade against the Orthodox Byzantines. Feeling between Latin West and Greek East was becoming ever more polarised.

It is this which helps explain why the so-called fourth crusade ended in the shameful sack of Constantinople in 1203-4. The Venetians were promised a huge sum if they built ships to carry 35,000 warriors to the Holy Land. They stopped all commercial activity to build the fleet. When the knights arrived they were more like 12,000 and the Venetians were told they would only be paid a third of the promised sum. After fractious negotiations, the Venetians came up with a compromise solution – the existing Crusader force would seize the port of Zara in Dalmatia. Zara had been dominated economically by Venice throughout the 12th century but had rebelled in 1181 and allied itself with King Emeric of Hungary and Croatia. It was a Christian city, but the ‘crusade’ proceeded nonetheless, and Zara fell to the combined Venetian-Crusader forces, after which it was thoroughly pillaged. Then, after further complicated negotiations, the crusaders were prevailed upon to attack Constantinople, capital of the Greek Byzantine Empire, by the Venetians, led by their blind Doge Dandolo. The Venetians had long been commercial rivals of the Greeks, and it was said Dandolo had himself been blinded by Byzantine forces in a much earlier conflict between them. There were many more complications – for example the crusaders were told they were fighting to liberate the deposed Byzantine emperor but, during the resultant siege, this emperor was hastily restored by the population of Constantinople, which robbed the attack of its prime goal. Didn’t stop the ‘crusaders’ from finally storming the walls and sacking the Greek capital.

The point is not that this was appalling. The point is that it quite patently has nothing whatsoever to do with the Holy Land or Muslims or liberating the Holy Places and all the rest of crusader rhetoric. It was quite clearly commercial and political warfare of the kind going on all across the world at the time, in a world awash with armies and fighting princes, kings, khans, emperors, sultans and so on, not to mention Chinese emperors and Mayan and Aztec kings.

Same goes for the long-delayed and wandering expedition of the Holy Roman Emperor Frederick II, which he grandly titled the Fifth Crusade, and which led up to him being crowned king of Jerusalem on 29 March 1229 but which was obviously more to do with his personal ambition than any ’cause’, let alone representing anything called ‘the West’. Frederick was excommunicated by the pope three times for pursuing his utterly selfish aims. He only stayed two days in Jerusalem. By this stage the once famous city was a dump, filled with ruins and churches turned into stables. As soon as decent, Frederick took ship back to Europe and got on with the serious job of building up his empire.

The fall of the Templars

And the point – that beneath a thin veneer of religious rhetoric, all these events were just dynasty-making, invading, conquering, and commercial conflicts of a familiar and entirely secular kind – is reinforced by the last few pages of Haag’s book, which chronicle the downfall of the Templars. King Philip IV was hugely in debt to the Templars. He decided to take advantage of the fact that the last Christian enclave in the Holy Land, Acre, had fallen in 1291, and the last little offshore island, Arwan, had fallen to Muslim forces in 1303, to turn on the Templars with a whole string of trumped-up charges of heresy, sodomy and so on which, despite the efforts of the pope to support an order which was nominally under his control, succeeded. The order was convicted of heresy, its leaders were burned at the stake and – the point of the exercise – King Philip’s huge debts were cancelled.

None of this is very edifying. But it is all very, very human.

Maps

There are only three maps in the book but they are excellent, clear and easy to read and they include all the place names mentioned in the text. I can’t find the name of the map designer but he or she is to be congratulated.


Related links

Reviews of other books and exhibitions about the Middle Ages

Byzantium: The Apogee by John Julius Norwich (1991)

By the tenth century to be a eunuch was, for a promising youth about to enter the imperial service, a virtual guarantee of advancement; many an ambitious parent would have a younger son castrated as a matter of course. (p.130)

This is a timeline of Byzantine emperors between 802 and 1081, based on John Julius Norwich’s book, Byzantium: The Apogee (1991).

This book is volume two in his three-volume history of the Byzantine Empire, and the first thing you notice is that although the book is a similar length to the first one (389 pages to volume one’s 408), it covers only half the number of years (478 years in volume one, 281 in this volume). The reason is that there are more sources for this later period, and the sources are more complete, and so our histories can be more detailed. Indeed,

thanks to such writers as Liudprand of cremona, St Theophanes and his continuators, George Cedrenus, John Scylitzes and above all the odious but ever-fascinating Michael Psellus, we can enjoy an incomparably nore colourful picture of life in the Imperial Palace of Byzantium in the early middle ages thatn we can of any other court in Europe. (p.xxii)

Permanently embattled

By the time this book starts the Byzantine Empire feels permanently embattled. Muslim armies were constantly attacking in what we now call Syria and Palestine, in Anatolia, but also in faraway Sicily, even invading the Italian Peninsula. The Muslims had conquered most of the Iberian Peninsula and a new breed of Arab pirates or ‘corsairs’ was attacking Byzantine shipping, and raided the islands of the eastern Mediterranean and the Aegean.

As if this wasn’t enough, there was the barbarian threat from the north. The book opens with Constantinople besieged by the mighty armies of Khan Krum of the Bulgars, later replaced by Symeon I. And the Bulgars themselves were later superseded by the ‘Rus’, in the shape of the Khan of Kiev and his armies.

Time and again Constantinople is only saved by the impenetrability of its defensive walls. The Byzantine response to these threats was either a) to buy the attackers off with vast tributes of gold and treasure or b) occasionally to lead counter-attacking armies, and the emperors who are best remembered tend to be the ones who were successful in defeating these foes in battle.

Constant war

All this means that Norwich’s book is overwhelmingly, consistently, about war – describing campaigns, battles and – more dispiritingly – the endless cycle of sieges and sackings of cities, the massacring of inhabitants or their selling off into slavery, the ravaging of countryside, the murder and killing and raping and looting of civilians.

Every year, as spring rolled around, the campaigning season resumed and off the armies went to pillage and kill, the armies of the Bulgars or Muslims or Rus or Greeks. It does, eventually, become a quite depressing chronicle of man’s inhumanity to man. Since Norwich hardly mentions Byzantine art or architecture, what you’re left with is a gloomy cavalcade of men’s infinite capacity for murder and destruction.

Palace intrigues

And that’s before you get to the palace politics, for the book also highlights the endless scheming among the emperor’s immediate family and the higher echelons of the civil service and army. There is a whole succession of generals or top administrators who mount coups and seize ultimate power. Successful or failed, the coups are always accompanied, not just by predictable bloodshed, but by especially cruel punishments, namely the blinding and castration of the loser, and often of all his sons (to prevent them presenting a long-term threat the the winner).

The divisive impact of religion

And then there is the perpetual problem of religion. This comes in two forms:

  1. the Patriarch and ‘home’ church of the Greeks might oppose the wishes or behaviour of the emperor, raise crowds and mobs against him, excommunicate him and so on – which led to the forcible deposition and sometimes imprisonment of unruly religious leaders
  2. the Pope in faraway Rome could be just as much of a problem, acting with what the Byzantine emperors considered was unacceptable independence, and forever poking their noses into Byzantine court business, for example supporting or even harbouring a deposed Patriarch, sending ambassadors to the emperor insisting the latter obey this, that or the other stricture of the church

Iconoclasm

And that’s before you even consider the complexifying impact of the great divide about Iconoclasm – the belief that images of any sort should be banned from religion, a policy issued by an emperor which led to the gleeful destruction of untold amounts of painted icons, statues, mosaics and other art works in the following hundred years or so. But for Norwich, interested primarily in the political impact of everything, what matters is that Iconoclasm split the ruling class, with some emperors, empresses, their senior administrators and the aristocracy, and even generals and the army holding directly contrary views – some in favour of the strictest interpretation of Iconoclasm and the destruction of religious images wherever they were found – others directly opposed to this policy, and reversing it whenever they had the chance.

If you combine all these elements – repeated coups and civil wars, permanent cultural civil war over Iconoclasm, and annual invasions and attacks by at least three distinct groups of enemies (Bulgars, Rus, Muslims) – it makes for Game of Thrones levels of political intrigue, poisonings, blindings and assassinations, all set against the permanent backdrop of vicious and immensely destructive wars.

The cover illustration is of a fabulous golden icon, and my impression of Byzantine and Greek Orthodox culture had been of austere magnificence: but this book undermines that and is hard to read, not only because the details are often confusing, but because the overall impression is of unrelenting low-minded conspiracy, killing and destruction, covering entire centuries.


Emperors of Byzantium 802 – 1081

The Empress Irene

Iconoclasm (the banning of religious images and icons) had been instituted by Leo III the Isaurian in 726. 80 years later it still divided the empire. The empress Irene had dominated her weak husband, Leo IV (775-780) and their son, Constantine VI (780-797) who came to the throne aged just nine and who, when he became a threat to her power, Irene had arrested and blinded, resulting in his death soon afterwards.

So then the wicked Empress Irene reigned by herself for five years, alienating most sections of the empire – by being a woman, by being an icon-supporter, and for the foul murder of her own son.

In 800 Pope Leo II crowned King Charles of the Franks as Holy Roman Emperor in St Peter’s Rome. This astonished the Byzantines who considered it an appalling assault on their power and prerogatives, but to both Pope and new Emperor, Irene, as a woman, simply did not count and so, for them, the throne of Roman emperor was vacant.

To seal the deal Charlemagne, in 802, sent Irene a proposal of marriage. This in fact struck her as a decent exit strategy to escape the gathering number of enemies to her rule. But her leading ministers rebelled. Led by the Logosthete of the Treasury (the minister of finance), they mounted a coup, and exiled Irene.

Nicephorian dynasty (802–813)

Nicephorus I Logothetes (802 – 811)

The leader of the coup against Irene took the name Nicephorus. Irene had cancelled loads of taxes in a bid to be popular with the people and thus brought the empire to the brink of bankruptcy. The fact that Nicephorus had been finance minister meant he understood how important it was to revitalise the tax base, rebuild the city’s walls, and build up the army. In 803 an Armenian general in the Byzantine army, Bardanes Turcus, rebelled but his revolt was crushed, Bardanes being sent to a monastery where he was, in the traditional style, blinded to prevent him being any more of a threat.

Irene had tried to buy off both the Khan of the Bulgars (in the north) and the Muslim Caliph Harun al-Raschid (in the East) with gold tribute. Nicephorus immediately cancelled both these tributes, sparking war with both (although Raschid died in 809).

He led initially successful campaigns against the Bulgars but was killed at the Battle of Pliska against the mighty leader of the Bulgars, Khan Krum. Initially, Nicephorus had successfully led raids into Bulgar territory and destroyed their capital city, but he and his army were eventually caught in a narrow defile and annihilated. Krum had Nicephorus’s skull encased in silver and used it as a cup for wine-drinking.

Staurakios (July – October 811)

The only son of Nicephoros I, Staurakios automatically succeeded on his father’s death but had been present at the Battle of Pliska and was himself severely wounded, left paralyzed and in constant pain. He was forced to resign within a year, and retired to a monastery where he died soon after.

Michael I Rangabe (811 – 813)

Son-in-law of Nicephorus I, Michael succeeded Staurakios on the latter’s abdication. A spendthrift in everything except defence, he wasted money on high living while Khan Krum devastated various Byzantine towns.

In late 812 Krum offered battle some miles from the capital and in June Michael marched out at the head of an army but, as battle began, the Anatolian wing of the Byzantine army, led by Leo the Armenian, deserted their posts. As a result the Byzantine army was decimated, Michael made it back to Constantinople where he abdicated (retiring to a monastery where he lived quietly for another thirty years), all four of his sons were castrated and his wife and daughters sent to a monastery – while Leo the Armenian returned to the capital and seized the throne.

Non-dynastic

Leo V ‘the Armenian’ (813 – 820)

Born about 775, Leo joined the army and rose to become a general in which capacity he betrayed the army in a confrontation with Khan Krum of the Bulgars, leading to the abdication of Michael I.

Leo still had to deal with Krum and arranged a meeting with the Bulgar at which he treacherously set assassins to kill him. They failed and Krum made off, infuriated, destroyed all the buildings without Constantinople’s city walls – palaces and churches – then systematically destroyed every Byzantine town he could seize, murdering all the men and taking the women and children into slavery. Adrianople was burned to the ground and the entire population sent into slavery beyond the Danube.

Leo, for his part, mounted some sneaky raids into Bulgar territory where, the chroniclers report, his armies had instructions to kill all the children (dashing their heads against rocks and walls, is the precise description). It was a war of extermination on both sides.

Then, just as Krum was supervising the siege engines rumbling up to the walls of Constantinople for a final siege, he dropped dead of apoplexy. To everyone’s surprise, peace had come.

Leo devoted the remainder of his rule to reviving Iconoclasm. The previous three ill-fated emperors had been icon-supporters and their reigns had coincided with financial and military disasters. Leo hoped to revive support for his rule by falling in line with the majority of the upper class, the army and many of the Eastern refugees (who now thronged the city, having fled the armies of the Arabs) who were all deep-rooted iconoclasts. (Iconoclasm feeling became stronger the further east you went.) In 815 Leo promulgated an edict against images which led to an orgy of destruction across the empire. So much beauty and art, silken vestments, gold icons, priceless statues – destroyed forever.

Something – the chronicles are unclear – led to a rift with his one-time good friend Michael from Armoria, who began speaking openly against the emperor and who Leo had imprisoned and ordered to be thrown into a burning furnace. Before this order could be carried out, Michael was freed by accomplices who went with him to the imperial chapel on Christmas Day 820, where they struck down Leo, first cutting off his sword arm, then his head. Leo’s corpse was paraded in ignominy around the Hippodrome. Leo’s four sons were castrated (one died during the procedure) and sent, along with his wife and daughters, into exile.

Amorian dynasty (820–867)

Michael II ‘the Amorian’ (820 – 829)

Michael was an illiterate boor who made his son co-emperor in a bid to establish a settled dynasty. Almost immediately he faced a rebellion which evolved into a civil war, led by Thomas the Slav, a Byzantine general, who besieged Constantinople. However Thomas’s army was unexpectedly attacked from the north by the Bulgars and massacred. The survivors retreated to a walled town, and Michael now felt confident enough to lead a Byzantine army to besiege them. Michael quickly persuaded the rebels to surrender with a promise of mercy, and to give up Thomas – who promptly had his hands and feet chopped off and his body impaled on a stake.

During Michael’s reign the empire lost Crete to Arab pirates, who ravaged all the towns and converted the entire population into slavery. Another band of Arab adventurers began the Muslim conquest of Sicily. Both islands became the home for Arab corsairs who preyed on shipping all over the eastern Mediterranean, despite Michael sending numerous fleets to try and stop them.

Michael died peacefully in his bed, the first emperor in a sequence of six to do so.

Theophilus (829 – 842)

Born in 813, Theophilus was the only son of Michael II, the illiterate Armorian. Co-emperor since 821, he succeeded on his father’s death aged 25 and was, according to Norwich, ‘magnificently qualified to take on the responsibilities of emperor’.

Theophilus had to deal with the aggressive campaigns from the Muslim East of Caliph Mutasim, who besieged and sacked Armoria, the second city in the empire: when some of the inhabitants took refuge in the town church, Mutasim burned them alive in it, the rest of the population was put in chains and taken back across the desert towards Syria but, when water ran short on this long trek, almost all of them were executed. Only 42 made it alive to Muslim territory. Years later the 42 were offered a final choice between converting to Islam or martyrdom. All 42 chose death and were beheaded on the banks of the River Tigris, thus entering the canon of saints of the Byzantine church. Burning, murdering, death.

Theophilus continued the iconoclastic policies of his father, but rather half-heartedly (with some notably brutal exceptions: he had two Christian writers who refused to renounce icons, tattooed across their faces with a long iconoclastic poem, and he had the greatest icon painter of the time, Lazarus, scourged and branded on the palms of his hands with red hot nails). Nonetheless, in Norwich’s opinion, when Theophilus died, aged just 29, from dysentery, ‘the age of iconoclasm died with him’ (p.52).

Interestingly, in response to the Muslim seizure of Crete and Sicily, Theophilus appealed to the son of Charlemagne, Lewis the Pious, to join forces and drive the Muslims from the Mediterranean. Interesting because, as Norwich points out, if Lewis had done so, the age of the crusades (i.e. armed Western Christian knights interfering in the Muslim Mediterranean world) would have come two and a half centuries early and, if it had become a sustained campaign uniting the Western and Eastern Christians, might have seized back more of the Mediterranean littoral.

Michael III ‘the Drunkard’ (842 – 867)

Born in 840, Michael succeeded on Theophilus was succeeded by his son Michael, born in 840 and so just two years old, with the result that the empire was ruled by his mother, Theodora, until 856. She called a Church Council in 845 which anathematised Iconoclasm, not without the usual fierce ecclesiastical in-fighting. (The fierceness of language and actual bodily violence involved in these Church disputes has to be read to be believed. Senior Christian opponents to imperial policy were often arrested, tortured, scourged and whipped, branded, blinded and exiled.)

The Logothete and eunuch Theoctistus manoeuvred his way to becoming co-ruler with Theodora. (Logothete: An administrative title originating in the eastern Roman Empire. In the middle and late Byzantine Empire, it became a senior administrative title, equivalent to minister or secretary of state.)

Theoctistus led a fleet which managed to recapture Crete, and another Byzantine fleet attacked and ravaged the Muslim naval base at Damietta. In other words, this period saw the start of a significant fightback against Muslim domination of the Eastern Mediterranean.

Theoctistus and the Empress adopted the ruinous policy the pair adopted of the systematic persecution of the heretics known as Paulicians. The Paulicians were Christians of a sort, but rejected large parts of the Old and New Testament and many of the practices of the Church. They were based in Armenia, a mountainous region far to the east of Anatolia. They were ordered to renounce their beliefs but refused, and so a vast military army set out to the East and, if the chroniclers are to be believed, massacred up to 100,000 of the Paulician community – by hanging, drowning, putting to the sword and even crucifixion. Not only was this a foul atrocity in itself, but strategically short-sighted in that it drove the entire community into alliance with the Muslim regime based in Baghdad.

Map showing the spread of the Muslim empire and how surrounded and embattled the Byzantine Empire became (and how foolish it was to drive the Armenians into alliance with the Muslims)

The Empress Theodora’s brother (Michael’s uncle) Bardas, overthrew Theoctistus, confronting him in the palace with a group of soldiers and the young emperor himself, who ran him through with a sword. That was in 855.

Bardas was raised to Caesar in 862. Norwich considers Bardas’s ten year-rule (855-865) one of unparalleled success, notable for his military victories over the Bulgars to the north and the negotiation of their conversion to Christianity, for the growing confidence and distinctness of the Eastern Church, and for Bardas’s personal sponsorship of learning – setting up schools and a university – and the arts.

In the last years of Bardas’s rule the monks and scholars, the brothers Cyril and Methodius, were invited by the Khan of the Bulgars to help convert his Slavic people to Christianity. (Formerly it was believed that Cyril, forced to invent new letters to convey Slavic speech sounds, invented the Cyrillic script which is named after him. Nowadays it is thought he and Methodius invented the Glagolitic script, and that Cyrillic was developed later by their students and followers.)

This story didn’t end well, though, because the Khan of the Bulgars wrote a long letter to the emperor complaining about the endless squabbles among the Byzantine Christian missionaries, and asking for clarification on various points of theology. The emperor Michael made the mistake of arrogantly dismissing it, with the result that the Khan turned to the Pope, who gave him a clear, thorough and polite response. The result was the Khan of the Bulgars gave his allegiance to the Pope in Rome and expelled all the Byzantine missionaries.

Meanwhile, Emperor Michael declined into alcoholism. In his last years he took a favourite, Basil, a strong, illiterate peasant from Armenia, talented with horses, and raised him to the level of Court Chamberlain. All kind of speculation floats around him, including the possibility that he was Michael’s gay lover. Michael ordered Basil to marry a young woman who was almost certainly Michael’s mistress, in order to give his mistress free access to the palace (and Michael), without scandalising the clergy. It is possible, then, that when Basil’s wife bore him children, they were in fact the children of the emperor…

Whatever the details, Basil tightened his grip on Michael’s affections, becoming a serious rival to Michael’s uncle, Bardas. On 21 April 866, on the eve of a naval expedition which he was meant to be leading to liberate Crete from the Muslims, Bardas was sitting next to Michael in the imperial pavilion, when Bardas stepped forward and assassinated him. The emperor was obviously in on the coup because he issued a statement declaring Bardas a traitor and exonerating Basil.

Macedonian dynasty (867–1056)

Basil I ‘the Macedonian’ (867 – 886)

Having assassinated Michael’s uncle, Bardas, in 866, 18 months later, on 24 September 867, Basil and seven followers killed the emperor Michael as he lay in a drunken stupor in his bedchamber. Basil had himself proclaimed basileus.

Basil led successful wars in the East against the Arabs and the Paulicians, and seized back the entire Dalmatian coast, Bari, and all southern Italy for the Empire. He initiated a major review and digest of the laws (on the model of Justinian’s code) and also commissioned the building of new churches and palaces. He had four sons but one, young Constantine, was the apple of his eye. When Constantine died suddenly in 879, Basil went into a decline, becoming surly, reclusive and unbalanced. A later legend says he was killed by a stag while out hunting. We’ll never know for sure.

Leo VI ‘the Wise’ (886 – 912)

Instead of Basil’s favourite son, Constantine, it was his next eldest son, Leo, who succeeded, aged twenty. Already he has acquired the nickname ‘the wise’ for his scholarship, grace and deportment. But Leo VI’s reign saw an increase in Muslim naval raids, culminating in the Sack of Thessalonica, and was marked by unsuccessful wars against the Bulgarians under Symeon I.

Leo sparked a far-ranging religious dispute because he married a succession of wives, who all managed to die of illness or in childbirth. He kept at it because he was desperate for a male heir but when he married for the fourth time, to Zoe ‘Carbonopsina’ (of the black eyes), the church was outraged.

Orthodox theology disapproved of even one remarriage, only reluctantly admitted two – so long as the partners spent a good deal of time repenting and praying – but to remarry for a third time was completely forbidden and the Patriarch of Constantinople. Nicholas, was not slow to criticise and anathematise the emperor. So Leo had Nicholas exiled and appointed a new Patriarch who carried out his wishes. But Nicholas’s dismissal and the scandal of the four marriages split the church into fiercely opposing factions.

Alexander (912 – 913)

Leo had sidelined his brother, Alexander, during his reign. When Leo finally died his brother inherited and promptly set about undoing much of his brother’s work, starting by banishing Leo’s wife, Zoe, and ignoring Leo’s careful diplomacy with the ever-threatening Bulgars. He restored the troublesome patriarch, Nicholas, who Leo had dismissed and who returned from exile furious and determined to take his revenge on everyone in the hierarchy who had condoned Leo’s marriage.

Alexander was an alcoholic and died of exhaustion after a polo game, leaving the throne to Leo’s young son, Constantine, born in 905 and so aged just seven.

Constantine VII Porphyrogenitus (913 – 959)

At Alexander’s death there is a scrabble for power. When Zoe learned that Alexander lay dying she rushed back to the palace to protect her and Leo’s son, Constantine. On his deathbed Alexander confirmed Constantine as heir, but appointed a Regency Council led by Nicholas. And the first thing Nicholas did was order the empress to have her hair shorn and be sent to a nunnery, where she was renamed Sister Anna.

Within days the leader of the army, Constantine Ducas, mounted a coup against the regency Council, but as he snuck into the city, he and his conspirators (including his eldest son, Gregory) were caught and killed. Almost certainly Nicholas was in league with Ducas but, after the coup failed, it gave Nicholas the pretext he needed to launch a drastic reign of terror.

Whole companies were massacred, their bodies impaled along the Asiatic shore of the Bosphorus; others were flogged or blinded…. Ducas’s widow was exiled… his younger son… was castrated. (p.127)

Leo VI had wisely paid a tribute or bribe to Symeon the Great, Khan of the Bulgars, to stop him ravaging Thrace (the area to the north of Constantinople).

Constantine rashly stopped the payment with the result that Symeon led a Bulgar army right up to the walls of Constantinople. At this point the Patriarch Nicholas went out to see Symeon and did some kind of deal, so that the Bulgars went away.

But 1. Nicholas’s brutal treatment of the empress and 2. his brutal treatment of the army and 3. the rumour that he had sold out to the Bulgars, led to the collapse of the Regency Council. This triggered the swift return of ‘Sister Anna’, who reclaimed the role of Augusta and Regent and her true name of Zoe.

The next thing that happened was a coup organised by the admiral Romanus Lecapenos. He overthrew the empress (and sent her back to the convent again, hair shorn, Sister Anna once more) and quickly wedded his daughter to Constantine, thus becoming the young emperor’s father-in-law. Romanus worked to make himself invaluable and to seize all the levers of state. Eventually he got himself crowned senior emperor in 920.

Constantine was sidelined during the Lecapenos regime, but asserted his control by deposing Romanus’s sons in early 945. Byzantine forces helped an Armenian king against the Muslims in the East and destroyed an advancing Muslim army in south Italy, restoring a lot of the empire’s prestige. The Byzantines then caught an attacking army of Bulgars under Symeon I unprepared, forcing it to retire back over the Danube.

Constantine’s long reign also saw a flourishing of the arts known as the ‘Macedonian Renaissance’, with the emperor sponsoring encyclopaedic works and histories. He was a prolific writer himself, best remembered for the manuals on statecraft (De administrando imperio) and ceremonies (De ceremoniis) which he compiled for his son, Romanus II.

Romanus I Lecapenos (920 – 944)

This is the admiral, mentioned above, who seized power in 920 and ruled as the emperor Constantine’s ‘father-in-law’. After becoming the emperor’s father-in-law, he successively assumed higher offices until he crowned himself senior emperor. Like a previous Armenian emperor, Basil I, Romanus was keen to create a family dynasty.

His reign was marked by the end of warfare with Bulgaria and the great conquests of John Kourkouas in the East. Romanus promoted his sons Christopher, Stephen and Constantine as co-emperors over Constantine VII. Eventually Constantine VII threw off his rule and sent him to an island as a monk. He died there on 15 June 948.

Romanus II ‘the Purple-born ‘ (959 – 963)

The only surviving son of Constantine VII, Romanus was born on 15 March 938 and succeeded his father on the latter’s death in 959. He ruled for four years, although the government was led mostly by the eunuch Joseph Bringas. His reign was marked by successful warfare in the East against Sayf al-Dawla and the recovery of Crete by general Nicephorus Phocas.

Nicephorus Phocas (963 – 969)

The most successful general of his generation who restored Byzantine fortunes in the West and East, Nicephorus II was born around 912 to the powerful Phocas clan. The Phocas family were one of the leading powers in the state, having already produced several generals, including Nicephorus’ father Bardas Phocas, his brother Leo Phocas, and grandfather Nicephorus Phocas the Elder.

On the ascension of Emperor Romanus II in 959, Nicephoros and his younger brother Leo Phocas had been placed in charge of the eastern and western field armies respectively. In 960, 27,000 oarsmen and marines were assembled to man a fleet of 308 ships carrying 50,000 troops in a campaign against the Muslim Emirate of Crete. They besieged the capital, Chandax, till it fell in 961, and took back the island after 130 years of Muslim occupation. Meanwhile, another Byzantine force recovered Cyprus in 965.

Nicephorus was recalled to Constantinople by Constantine and sent to the East, where he defeated the governor of Tarsus, ibn al-Zayyat in open battle, before taking the major Muslim city of Aleppo. From 964 to 965, he led an army of 40,000 men which liberated Cilicia and raided in Upper Mesopotamia and Syria. Then Nicephorus led Byzantine forces which besieged and took Tarsus. In 968, Nicephorus conducted a raid through Syria into Palestine which reached the city of Tripoli, raiding and sacking most of the fortresses along his path and which finally managed to take the city of Antioch. It was a high summer for the empire.

However, to finance these wars Nicephorus had increased taxes both on the people and on the church at a time of poor harvests and general dearth, while maintaining unpopular theological positions and alienating many of his most powerful allies. This combination of policies led to a series of riots in Constantinople. These involved his nephew, John Tzimiskes, who, despite having played a key role in many of his military victories, Nicephorus banished to Asia Minor on suspicion of disloyalty.

Tzimiskes was a popular general and, rallying his supporters, was smuggled back to Constantinople. Fellow conspirators let him into the palace, where he and a gang of collaborators murdered Nicephorus in his sleep. Thus ended the life of one of the most successful emperor-generals in Byzantine history.

John I Tzimiskes (969 – 976)

Tzimiskes took over as regent for the young sons of Romanus II. As ruler, Tzimiskes crushed the Rus in Bulgaria and ended the Bulgarian tsardom, before going on to campaign in the East.

According to Norwich, travelling through Anatolia John was appalled to discover the vast extent of the lands acquired by the Imperial chamberlain Basil Lecapenos. Basil got to hear about the emperor’s anger and, fearing that he was about to lose his lands and position, paid servants to administer a poison to Tzimiskes. Taken very ill, John just about made it back to Constantinople before dying. He was, in Norwich’s opinion:

One of the greatest of Byzantine emperors (p.230)

Basil II ‘the Bulgar-Slayer’ (976 – 1025)

Basil was the eldest son Romanus II, born in 958 and, with Tzimiskes’ death, he now inherited the throne aged just 18. He was to have a long and successful reign but the first half was a struggle to establish his own personal rule.

The first decade of his reign was marked by rivalry with the powerful Imperial chamberlain, the eunuch Basil Lecapenos, who he eventually managed to overthrow, confiscating all his estates and having him banished. Then there was a prolonged attempt by two rival generals  – Bardas Phocas and Bardas Sclerus – to overthrow him, though the generals spent as much time fighting each other as the emperor. Both eventually failed, though not after prolonged unrest and military campaigns.

Threatened by the rise of Thomas the Slav who revived the kingdom of the Bulgarians, Basil found it wise to form an alliance with Vladimir I of Kiev whose entry into the Church (the baptism of him and his court) Basil supervised, as well as marrying off his sister, Anna, to the new convert. Vladimir would, in time, be made into a saint by the Russian Orthodox Church, for his zeal in building churches, monasteries, and converting his people.

In his campaigns in the East against the Muslims, Basil had seen for himself the immense estates built up by the class of ‘nobles’ or ‘those with power’, and he determined to break their influence, confiscating all large estates, reducing much of the aristocracy to poverty, rejuvenating the peasant communities which the empire depended on for its manpower, and reverting large tracts of land to the emperor.

Basil then did a deal whereby Venice was awarded the coast of Dalmatia to rule under Byzantine suzerainty: this suited the Venetians for the area was rich in wood and grain, and they also wanted to campaign against Croatian pirates; and suited Basil because it left him free for his life’s work, a sustained campaign against Bulgaria. It took twenty years but he eventually defeated Thomas the Slav and his son, and the usurper who murdered the son. All Bulgarian territory and cities were seized, and all survivors of the royal family taken prisoner off to Constantinople. In fact Basil ruled wisely, keeping taxes deliberately low and assimilating leading Bulgar aristocrats into the Byzantine administration.

Basil II’s reign is widely considered the apogee of medieval Byzantium.

Map of the Byzantine Empire in the year 1025 – most of present-day Turkey, Greece, the southern Balkans and south Italy

Constantine VIII (1025 – 1028)

The second son of Romanus II, Constantine was born in 960 and raised to co-emperor in March 962. During the rule of Basil II, he spent his time in dissipation. He was 65 when he came to power and managed, in three short years, to fritter away almost all of his brother’s achievements. Unsure of his powers, he became paranoid, suspicious of courtiers and plots, and hundreds of men arrested, tortured and blinded on trumped-up charges.

Only on his death-bed, aged 68, did he worry about the succession. He had three daughters, themselves now relatively old (in their 40s and 50s) and decided that the most presentable of them, Zoe, should be married off to continue the line. After some squabbling about who the lucky man should be, his civil service settled on Romanus Argyros to be Zoe’s husband. The fact that Romanus was already married was not a barrier, since Constantine said, Marry my daughter or I will blind you and your wife. So Romanus’s wife willingly divorced him, took the veil and disappeared to a convent. Next day Romanus married Zoe. Next day the emperor was dead.

Zoe (1028 – 1050)

The daughter of Constantine VIII, Zoe succeeded on her father’s death, as the only surviving member of the Macedonian dynasty. She had three husbands – Romanus III (1028–1034), Michael IV (1034–1041) and Constantine IX (1042–1050) – who ruled in quick succession alongside her.

Zoe’s first husband: Romanus III Argyros (1028 – 1034)

Romanus was an ageing aristocrat, judge and administrator when he was chosen by Constantine VIII on his deathbed to become Zoe’s husband. He was educated but had an inflated opinion of his own abilities and led his army into a disastrous defeat against the Muslims in Syria. Realising his limitations he decided to make a name for himself by building an enormous church to Mary Mother of God, but taxed the population of Constantinople to the hilt to build it with the result that he became very unpopular.

Contemporary chroniclers also claim he had alienated his wife once he realised they were never going to conceive a child (despite both parties spending lots of money on amulets and charms and potions to restore fertility). He had her confined to her quarters and cut her spending allowance.

Gossip had it that Zoe took a young, handsome Greek lover, Michael, related to the most powerful figure at the court, the eunuch John the Orphanotrophos. The chronicler Michael Psellus suggests the couple poisoned Romanus who was discovered expiring by an imperial swimming pool.

Zoe’s second husband: Michael IV ‘the Paphlagonian’ (1034 – 1041)

Within hours of Romanus’s death, Zoe arranged to be enthroned alongside her 18-year-old lover Michael.

Michael quickly came to despise his aging wife and, once again, had her confined to her quarters. He was an epileptic when they married and his condition rapidly worsened, so that he had a curtain installed around the throne which could be quickly drawn by servants at the first sign of a fresh attack.

Aided by his older brother, the eunuch John the Orphanotrophos, Michael’s reign was moderately successful against internal rebellions, but his massed attempt to recover Sicily from the Muslims totally failed, not least because it was put under the command of John the Orphanotrophos’s sister’s husband, Stephen.

As he grew iller, Michael spent more time building churches and having masses said for his soul. His older brother, the by-now all-powerful John the Orphanotrophos, could see he was dying and cast around for ways to preserve the dynasty. His other brothers were eunuchs, so John’s search alighted on the son of his sister, Maria, and her husband Stephen, Michael.

Basil II had wisely decreed the defeated Bulgarians should only pay tax in kind. John the Orphanotrophos unwisely revoked this and imposed tax demands in gold. This, plus the imposition of an unpopular Greek to rule their church, led to a revolt of the Bulgars. Michael amazed everyone by taking to his horse and leading the Byzantine army which successfully put the revolt down. He then returned to the capital and died.

Zoe’s son: Michael V Calaphates (‘the Caulker’) (1041 – 1042)

In the last stages of terminal illness, Michael IV was persuaded to adopt Stephen’s son (his nephew), also named Michael, as his own son and heir. Michael IV duly died, aged just 25, and was succeeded by this nephew and namesake, who became Michael V.

In time Michael would be nicknamed calaphates or ‘the caulker’ because this had been the humble shipyard profession of his father, Stephen, before John the Orphanotrophos had wangled him a job as admiral on the ill-fated expedition to reclaim Sicily. He certainly had a very tenuous claim to the throne.

No emperor in the whole history of Byzantium had less title to the throne than Michael Calaphates. (Norwich p.292)

Michael V immediately 1. mounted an assault on the court civil service, making widespread changes 2. removed John the Orphanotrophos from power, confiscating his property and sending him to a monastery. Next he tried to sideline Zoe, having her shaven and send to a convent, but, unexpectedly, this sparked a popular revolt which led to days of mass rioting – resulting in the largest casualties from civic strife the capital had seen since the Nika riots. Michael was forced to recall her and restore her as empress on 19 April 1042, along with her sister Theodora but this wasn’t enough. Norwich quotes the eye witness account of Michael Psellus who went with the mob to the palace chapel where Michael and his uncle, Constantine, were hiding, describes them being persuaded to leave, escorted by the City Prefect through a jeering mob, and then met by the public executioner sent by Zoe, who proceeded to blind them both in front of the baying mob. They were both sent to separate monasteries, Michael dying later that year.

Michael had managed to get himself deposed after a pitiful four months and 11 days on the throne,

Zoe had hoped the riots were solely in her favour but it became apparent that the city didn’t trust her, associating her too much with the ancient regime, and began clamouring for her sister, Theodora who had, fifty years earlier, been consigned to a convent where she had spent most of her life.

Zoe’s sister: Theodora (1042 – 1056)

Born in 984, Theodora was therefore 58 when she was raised as co-ruler on 19 April 1042. However, it quickly became clear that the sisters didn’t get on and that, worse, the court, civil administration, the army and so on were liable to divide into sects supporting one or other woman. The solution was to bring a man in to rule. Theodora, still a highly religious virgin, refused absolutely to be married, but Zoe, now 64, accepted with relish. (It is symptomatic of the name shortage in Byzantium that all three of the candidates which were considered for her hand were named Constantine.)

Zoe’s third husband: Constantine IX Monomachos (1042 – 1055)

Wikipedia tells the story:

Constantine Monomachos was the son of Theodosius Monomachos, an important bureaucrat under Basil II and Constantine VIII. At some point, Theodosius had been suspected of conspiracy and his son’s career suffered accordingly. Constantine’s position improved after he married his second wife, a niece of Emperor Romanus III Argyros. After catching the eye of the Empress Zoe, Constantine was exiled to Mytilene on the island of Lesbos by Zoe’s second husband, Michael IV.

The death of Michael IV and the overthrow of Michael V in 1042 led to Constantine being recalled from his place of exile and appointed as a judge in Greece. However, prior to commencing his appointment, Constantine was summoned to Constantinople, where the fragile working relationship between Michael V’s successors, the empresses Zoe and Theodora, was breaking down. After two months of increasing acrimony between the two, Zoe decided to search for a new husband, thereby hoping to prevent her sister from increasing her popularity and authority.

After her first preference displayed contempt for the empress and her second died under mysterious circumstances, Zoe remembered the handsome and urbane Constantine. The pair were married on 11 June 1042, without the participation of Patriarch Alexius I of Constantinople, who refused to officiate over a third marriage (for both spouses). On the following day, Constantine was formally proclaimed emperor together with Zoe and her sister Theodora.

During his thirteen-year rule Constantine supported the mercantile classes and favoured the company of intellectuals, thereby alienating the military aristocracy. A pleasure-loving ruler, he installed his long-term mistress, Maria, grand-daughter of the rebel Bardas Sclerus, in the palace with the apparent approval of the old empress, although this scandalised public opinion. He endowed a number of monasteries, chiefly the Nea Moni of Chios and the Mangana Monastery.

He had to cope with two major military revolts, of George Maniakes, the empire’s leading general who was rampaging across southern Italy in combat with the new power in the region, the Normans, and who, when recalled to the capital, was so angry that he had himself declared emperor by his troops in 1042 and marched on Constantinople, ending up killed in a skirmish with loyal troops in Thessalonica in 1043; and three years later by Leo Tornikios, who raised an army in Thrace and marched on the capital, which he besieged. After two failed assaults Leo withdrew, his army deserted him and he was captured. At Christmas 1047, he was blinded and no more is known of him.

Though he survived these threats, Constantine’s rule saw the elimination of the Byzantine presence from Calabria and Sicily, the Seljuk Turks had established themselves in Baghdad and were planning their invasions of Anatolia, and the Danube frontier had been breached by a number of invading tribes – the Pechenegs, the Cumans and the Uz. Which leads Norwich to comment:

The Emperor Constantine IX was more confident than Constantine VIII, more of a realist than Romanus Argyrus, healthier than Michael IV and less headstrong than Michael V. Politically, however, through sheer idleness and irresponsibility, he was to do the Empire more harm than the rest of them put together. (p.307)

Norwich goes into great detail to describe the Great Schism between the patriarchates of Rome and Constantinople which climaxed in legates from Rome placing a grand bull of excommunication on the high altar of St Sophia cathedral during the Eucharist. It is a long, sorry, shambolic story of misunderstandings and animosity between bigots on both sides.

This was bad politics because both sides needed to unite to drive the Normans out of Sicily. Their disunity allowed the Normans to seize control of the island and part of southern Italy. Interestingly, Constantine set about restoring the Church of the Holy Sepulchre in Jerusalem, which had been substantially destroyed in 1009 by Caliph al-Hakim bi-Amr Allah, and endowing other churches in Palestine.

During Constantine’s reign, Theodora was again sidelined, but Zoe died in 1050, and Constantine himself followed her in 1055. At which point Theodora briefly assumed full governance of the Empire and reigned until her own death the following year (1056).

As both Theodora and Zoe had no children, the chronicler Michael Psellus describes the panic-stricken meetings in which senior officials cast around for someone to replace her. They finally settled on an elderly patrician and a member of the court bureaucracy, Michael Bringas, who had served as military finance minister (and hence the epithet Stratiotikos often attached to his name). The senior civil servants knew he was one of them, and thought he would be easily managed. The dying Empress was persuaded to nod her head in approval of the choice, just hours before she passed away.

Non-dynastic (1056–1057)

Michael VI Bringas ‘the Old’ (1056 – 1057)

Michael was in his 60s, an ageing bureaucrat who had put up with years of low level abuse from military types. Now, as emperor, he took his revenge, spending money on the civil service and state officials, but underfunding the army. In his first review of the leading generals he amazed them by berating them in violent terms, and followed it up a few days later with more of the same.

They rebelled. A conspiracy of generals persuaded their leading figure, the tall, successful leader Isaac Comnenus, to lead the army of the East against Constantinople. Everywhere they went troops and citizens rallied to his flag, but nonetheless they were forced to fight a hard-fought battle against the army of Europe which Michael had summoned to his defence, just across the Bosphorus near Nicomedi. After a prolonged struggle, the eastern army triumphed and – after negotiations with Michael’s envoys – the emperor abdicated and was allowed to retired to a monastery where he died in 1059.

Comnenid dynasty (1057–1059)

Isaac I Comnenus (1057 – 1059)

Born about 1005, Isaac was the empire’s leading general when he was declared emperor by his troops and led them against Constantinople in 1057. He reigned for just two years, during which he tried to fund and organise the army better, but alienated the church (by arresting Michael Cerularius, the Patriarch who had persuaded Michael VI to abdicate) and much of the population (rigorous collection of taxes, reduction in state salaries, confiscation of property from the mega-rich).

There are two stories about his death: either he simply abdicated, perhaps depressed by the scale of the problems he faced and the obdurate roadblocking of the civil service, and retired to a monastery. In the other version he caught a chill while out hunting which turned into pneumonia.

In both versions of the story Isaac needed to name a successor and ignored his daughter, brother and five nephews to choose Constantine Ducas, the most aristocratic of the group of intellectuals who had helped revive Byzantine learning a few years before.

Doucid dynasty (1059–1081)

Constantine X Ducas (1059 – 1067)

There is no Emperor in the history of the later Roman Empire whose accession had more disastrous consequences. (p.337)

Constantine was a highly educated Greek aristocrat but he was also, in Norwich’s opinion, ‘a hopelessly impractical and woolly-minded bureaucrat’ (p.336) and ‘arguably the most disastrous ruler ever to don the purple buskins’ (p.338).

Why all the blame? Because Constantine wasted the imperial finances on high living and indulged in theological and philosophical speculation. Meanwhile he replaced standing soldiers with mercenaries and left the frontier fortifications unrepaired.

This led to mounting unhappiness within the army and an attempt by some generals to assassinate him in 1061 which was foiled. The result of running down the army was that under his rule the Empire lost most of Byzantine Italy to the Normans under Robert Guiscard, suffered invasions by Alp Arslan in Asia Minor in 1064, resulting in the loss of the Armenian capital, and by the Oghuz Turks in the Balkans in 1065, while Belgrade was lost to the Hungarians.

But it is the rising threat from the Seljuk Turks which Norwich focuses on. He describes the Turks as being a nomadic tribe of warriors, famed for their abilities firing a bow and arrow from the saddle, which originated in Transoxiana, and moved south, converting to Islam and slowly taking over Persia. They finally seized the capital of the old Abbasid Dynasty, Baghdad, in 1055. Meanwhile they also led expeditions against Armenia, which was by way of being a buffer state between the east and the Empire, and then pushed on into Anatolia, raiding as far as Ankara and Caesarea.

It is for Constantine’s systematic and deliberate running down of the Empire’s army and physical defences that Norwich names him worst Byzantine Emperor ever. In the same year that the Turks penetrated as far as Ankyra – with no army or force of any kind sent to prevent them – that Constantine died.

On his deathbed Constantine made his wife swear not to remarry and made all the senior officials sign a pledge that the succession could only go to a member of his family, the Ducases.

By his second wife, Eudocia Macrembolitissa, Constantine had the following sons:

  • Michael VII Ducas, who succeeded as emperor
  • Andronicus Ducas, co-emperor from 1068 to 1078
  • Constantius Ducas, co-emperor from 1060 to 1078

Michael VII Ducas (1067 – 1078) part 1

Born about 1050, Michael was the eldest son of Constantine X and succeeded to the throne aged 17 but showed little interest in ruling, leaving that to his mother, Eudocia, and uncle, John Ducas.

On 1 January 1068, Eudocia, having deceived the leading aristocrats about her intentions in order to get her deathbed promise to Constantine not to marry again annulled, married the general Romanus Diogenes, who now became senior co-emperor alongside Michael VII, and Michael’s brothers Constantius and Andronicus.

Romanus IV Diogenes (1068 – 1071)

If the Ducas family was one of the grandest, oldest and most illustrious parts of the courtly bureaucracy, Romanus hailed from the Anatolian military aristocracy. Eudocia, at least, appeared to realise that, with the pressing threat from the Turks, the Empire needed a strong military leader.

Michael VII had surrounded himself with sycophantic court officials, and was blind to the empire collapsing around him. In dire straits, imperial officials resorted to property confiscations and even expropriated some of the wealth of the church. The underpaid army mutinied, and the Byzantines lost Bari, their last possession in Italy, to the Normans of Robert Guiscard in 1071. Simultaneously, there was a serious revolt in the Balkans, where the Empire faced an attempt at the restoration of the Bulgarian state. Although this revolt was suppressed by the general Nicephorus Bryennius, the Byzantine Empire was unable to recover its losses in Asia Minor.

Struggling against this tide, Romanus immediately began to try and correct all the abuses which had built up around the army, to settle all arrears of pay, negotiate new contracts with mercenary soldiers, raise new levies from peasants in Anatolia, improve equipment and training.

In 1068, 1069, and 1070 he led raids into Turkish territory, seizing towns. The leader of the Turks by this point was Alp Arslan and the two leaders tried to negotiate a truce, but this was constantly broken by the Turcomen, lawless bandits related to the Turks who had not adopted Islam or any central authority.

Finally Romanus set off in the spring of 1071 with the largest army he could muster to crush the Turks. But – to be brief – it was he and the Byzantine army which was crushingly and definitively defeated, at a massive battle near the small fortress of Manzikert in August 1071.

There is reams of speculation about what exactly happened, but it seems certain that, having split his army in two due to uncertainty about the precise location of the Turk army, when Romanus located it and called for the other half, led by Joseph Tarchaniotes, to come to his aid, it didn’t. Speculation why continues to this day. After lining up for an engagement the Turks then retreated systematically, luring Romanus’s army towards mountains at the edge of the plain, where he feared getting trapped, so turned his forces. But some of them interpreted this as flight, rumour spread that the Emperor was killed, the Turks suddenly attacked in force, and the rearguard, led by one of the rival Ducas clan, fled. The remaining army was massacred by the Turks, Romanus fighting to the end, captured and brought before the Turkish leader.

The battle of Manzikert was the greatest disaster suffered by the Empire of Byzantium in the seven and a half centuries of its existence. (p.357)

Alp treated Romanus with respect, concluded a treaty with him, had him dressed, his wounds treated, and escorted back towards Constantinople: it would pay him to have a defeated Emperor in his power who would respect their treaty, rather than a new young buck who would ignore it. But Romanus’s fate was already sealed.

Michael VII Ducas (1067 – 1078) part 2

When rumours of a calamitous defeat reached Constantinople, the initiative was taken by Michael’s uncle John Ducas and his tutor Michael Psellus. They quickly proclaimed Michael VII Senior Emperor and he was crowned as such on October 24, 1071. Eudocia was quickly despatched to a convent.

Romanus seems to have mustered what remained of his army for the return march on Constantinople but was beaten in two consecutive battles with loyalist troops, after the second of which he gave himself up. Despite promises of a safe passage he was blinded and then paraded in rags sitting backwards on a donkey.

After Manzikert, the Byzantine government sent a new army to contain the Seljuk Turks under Isaac Comnenus, a brother of the future emperor Alexius I Comnenus, but this army was defeated and its commander captured in 1073.

The problem was made worse by the desertion of the Byzantines’ western mercenaries, who became the object of the next military expedition in the area, led by the Caesar John Ducas. This campaign also ended in failure, and its commander was likewise captured by the enemy.

The victorious mercenaries now forced John Ducas to stand as pretender to the throne. The government of Michael VII was forced to recognize the conquests of the Seljuks in Asia Minor in 1074, and to seek their support against Ducas. A new army under Alexius Comnenus, reinforced by Seljuk troops sent by Malik Shah I, finally defeated the mercenaries and captured John Ducas in 1074.

The net effect of these years of chaos was that the Turks established enduring control of a vast swathe of Anatolia, previously the main source for the Empire’s grain and manpower. The Turks named it the Sultanate of Rum (derived from ‘Rome’).

The economic upheaval caused by all these defeats added to widespread dissatisfaction and in 1078 two generals, Nicephorus Bryennius and Nicephorus Botaneiates, simultaneously revolted in the Balkans and Anatolia, respectively.

Bryennius raised the standard of revolt in November 1077 in his native city of Adrianople and marched on the capital. But, out east, Botaneiates gained the support of the Seljuk Turks, and he reached Constantinople first. They arrived as rising prices and food shortages led to riots and widespread burning and looting in March 1078. Michael abdicated on March 31, 1078 and retired into the Monastery of Studium.

Nicephorus III Botaneiates (1078 – 1081)

Born in 1001, Nicephorus rose to become the strategos of the Anatolic Theme, rebelled against Michael VII and was welcomed into the capital as a saviour to the ruioting and anarchy. He had his rival Bryennius arrested and blinded.

Botaneiates was in his seventies when he came to power, old and faced with the breakdown of the civil authority (after the leading bureaucrat had been murdered in the riots) and the ongoing weakness of the army on all fronts, which led to uprisings, rebellions and invasions on all borders, Botaneiates struggled and failed to cope.

Alexius I Comnenus (1081-1118)

In the nick of time arrived a saviour. Exhausted, Botaneiates abdicated in 1081 and retired to a monastery where he died on 10 December of the same year. He abdicated in favour of an aristocratic young general who was to reign for the next 37 years with a firm hand and give the Empire the stability is so sorely needed.

He was Alexius Comnenus, nephew of Isaac Comnenus. His reign was to be dominated by wars against the Normans and the Seljuk Turks, as well as the arrival of the First Crusade and the establishment of independent Crusader states. But that is the start of a new era, and so here Norwich ends the second volume of his history of the Byzantine Empire.


Thoughts

Same names

I found this book hard going for several reasons. The most obvious is there’s a lot of repetition of names. Quite a few Leos, Michaels, Nicephoruses and Theodosuses recur throughout the narrative and when, on page 265, you find yourself reading about yet another Leo or another Michael, suddenly your mind goes completely blank and you can’t remember whether this is the one who inherited as a baby or was an alcoholic or murdered his brother or what…

And it’s not just the emperors’ names which get confusing. There were roughly two other major figures at any one moment of Byzantine history – the Patriarch of Constantinople – the head of the Eastern Church – and the Logothete or Chamberlain (in fact there were a number of logothetes with specialised roles, but there only ever seems to be one head of the imperial household and/or civil service at a time).

The point is that these other figures, also share just a handful of the same names. There were quite a few patriarchs named Leo or Nicephorus, and the same with the logothetes.

Then there’s the popes. Every Eastern Emperor and Patriarch had a troubled relationship with the Patriarch of Rome who increasingly ran the Western Church and, after Pope Leo III crowned Charlemagne on Christmas Day 800, had an increasing say in the running of the new Holy Roman Empire.

There appear to have been no fewer than ten popes named Leo during the three hundred years covered by this book. At the moment I am reading about the overthrow of the emperor Constantine by the Armenian general Romanus who, once he had seized power, had to settle things with his powerful rival Leo Phocas, before turning to turning to settle things with pope Leo. And all this is recorded for us in the chronicle of Leo the Deacon.

There are lots of Leos in this book.

It doesn’t help that Norwich’s standard practice is to introduce a new figure with their full title and number (Leo V, Michael II) but thereafter to omit the number. So you can easily find yourself reading about a Leo conspiring against a Nicephorus while a Basil lurks in the background – and wonder whether you’re in the 8th, 9th or 10th century.

The lack of social history indicates deeper gaps and absences

In fact this confusion about names and people stems from a deeper problem. Norwich, in his preface, candidly admits he isn’t interested in economic or social history. He likes people, and so his book is purely a history of the succession of the emperors, their wives, of troublesome patriarchs and rebellious generals – a history enlivened with plenty of gossip and speculation about the emperors’ sex lives and true parentages and military campaigns and heroic monuments. Fair enough, and all very entertaining.

But the unintended consequence of this VIP-based approach is that nothing ever seems to change.

The empire is permanently threatened by the Muslims in the east and the barbarians from the north. Time and again, one or other of them leads a massive army right up to the walls of Constantinople. Time and again, the emperor has a falling-out with the patriarch, imprisons him, replaces him, and holds an ecumenical council to try and impose his will on the church. Time and again, a rebellious general or jealous colleague assassinates the emperor in the heart of the palace and declares himself basileus.

There is little or no sense of historical change or development. Instead it feels a little like we are trapped in a very ornate version of Groundhog Day.

This is more than just confusing – the absence of economic or social history really profoundly fails to capture the passage of time.

What was the impact of mass destruction? I grew puzzled and frustrated every time I read that the Bulgars razed Adrianople to the ground and took 100,000 citizens off into slavery; or the Muslims razed Armoria to the ground and devastated the entire region, or captured Sicily or Crete.

Because in Norwich’s narrative, events like this are only interesting or relevant insofar as they consolidate or undermine each emperor’s position, as they feed into court intrigues.

But I kept wondering about their effect on the Byzantine Empire as a whole? Surely the utter destruction of its second city, the ravaging of entire areas, and the loss of major islands in the Mediterranean – surely these events changed things: surely trade and the economy were affected, surely the tax base and therefore the ability to pay for civil services and the army were affected. Surely archaeology or letters or books by private citizens might shed light on the impact of these events and what it felt like to live through them.

But none of that is included in Norwich’s narrative, which focuses exclusively on the tiny, tiny number of people right at the pinnacle of the empire and their increasingly squalid and repetitive shenanigans.

This is a highly entertaining account of the colourful lives and conspiracies of the Byzantine emperors, which gives you all the major political and biographical events of the period, but – the more I read it, the more I felt I was missing out on a deeper understanding of the Byzantine Empire, of its economy and trade – was it based on farming (and if so, of what?), or mining, or trade (and if so, with who?).

Writers And of its broader social structure and changes. Were there no poets or chroniclers who give us insight into the lives of ordinary people – farmers, and traders and lawyers – beyond the corrupt and violent emperors and their horrible families?

Art Art is mentioned occasionally, but only in the context of the massive schisms caused by Iconoclasm. I appreciate that there are other, separate books devoted to Byzantine art, but it’s just one of a whole range of social and cultural areas which remain pretty much a blank.

Slavery Slavery is repeatedly mentioned as a fundamental element of the empire and, indeed, of the surrounding societies. We hear again and again that both Muslim and barbarian raiders sold their captives into slavery. But what did that mean? Who ran the slave trade? Which societies had most slaves? What was a slave’s life like? How did you escape from slavery, because there are casual mentions of former slaves who rise to positions of power…

Eunuchs Eunuchs played a key role in Byzantine civilisation, and plenty of sons of deposed emperors were castrated; but not once does Norwich explain what this really meant, I mean not only how the operation was carried out, but there is no exploration of the culture of the court eunuchs, and how this made the Byzantine court different from those of, say, the King of the Franks or the Muslim Caliph in Baghdad.

So this is a great gaudy romp of a book which gives you all the necessary dates and explanations of the political and military history – but I was left wanting to know a lot more about the Byzantine Empire.


Related links

Other early medieval reviews

Weimar: A Cultural History 1918-1933 by Walter Laqueur (1974)

The term ‘Weimar culture’, while generally accepted, is in some respects unsatisfactory, if only because political and cultural history seldom coincides in time. Expressionism was not born with the defeat of the Imperial German army, nor is there any obvious connection between abstract painting and atonal music and the escape of the Kaiser, nor were the great scientific discoveries triggered off by the proclamation of the Republic in 1919. As the eminent historian Walter Laqueur demonstrates, the avant-gardism commonly associated with post-World War One precedes the Weimar Republic by a decade. It would no doubt be easier for the historian if the cultural history of Weimar were identical with the plays and theories of Bertolt Brecht; the creations of the Bauhaus and the articles published by the Weltbühne. But there were a great many other individuals and groups at work, and Laqueur gives a full and vivid accounting of their ideas and activities. The realities of Weimar culture comprise the political right as well as the left, the universities as well as the literary intelligentsia (Publisher’s blurb)

Laqueur was born into a Jewish family in 1921 in Prussia. He emigrated to British-controlled Palestine in 1938, where he graduated from school then worked as a journalist till the mid-50s. In 1955 he moved to London, and then on to America where he became an American citizen and a leading writer on modern history and international affairs.

Laqueur is still going strong at the age of 96 and has had a prodigious career – his first book (a study of the Middle East) was published in 1956 and his most recent (a study of Putinism) was published in 2015.

This book is about twice the length of Peter Gay’s 1968 study of the culture of Weimar. It is more urbane and expansive in style, and less tied to a specific thesis. Gay’s aim was to show how, in a range of ways, the intelligentsia of Weimar failed to support, or actively sought to overthrow, the young German democracy.

The overall tendency of Laqueur’s book is the same – the failure of the arts and intelligentsia to support the Republic – but his account feels much more balanced and thorough.

Geography

I appreciated his description of the geography of post-war Germany and how it influenced its politics. It’s important to remember that, under the punitive Treaty of Versailles, Germany lost all her overseas colonies, 13% of her European territory and a tenth of her population (some 6 million people) who now found themselves living in foreign countries (France, Poland, the new state of Czechoslovakia).

Much more than France or Britain, Germany had (and still has) many cities outside the capital which have strong cultural traditions of their own – Hamburg, Munich, Leipzig, Dresden.

Laqueur emphasises the difference between the industrial north and west and more agricultural south and east. He points out that the cities never gave that much support to Nazism; on the eve of Hitler’s coup, only a third of Berliners voted for the Nazis. Nazism was more a product of the thousands of rural towns and villages of Germany – inhabited by non-urbanites easily persuaded that they hated corrupt city life, cosmopolitanism, rapacious capitalists, Jews, and the rest of the Nazi gallery of culprits.

The left

I benefited from his description of the thinkers based around the famous Frankfurt Institute for Social Research, founded in 1923. The aim of the Institute was to bring together Marxist thinkers, writers, philosophers in order to work on a cultural critique of capitalist society. The idea was to analyse literature, plays, the new form of cinema – to show how capitalism conditioned the manufacture and consumption of these cultural artefacts.

To us, today, this seems like an obvious project, but that’s because we live in a culture saturated with an analysis of culture. Newspapers, magazines, the internet, blogs, TV shows, books, university courses by the thousand offer analyses of plays, art, movies and so on in terms of their construction, hidden codes, gender stereotyping, narrative structures, and so on and so on. The Frankfurt School thinkers – men like Max Horkheimer, Theodor W. Adorno, Erich Fromm, Herbert Marcuse and Walter Benjamin – more or less invented the language and approach to do this.

With Hitler’s rise to power in 1933, all these Marxist thinkers were forced into exile. Did they flee to the Workers’ Paradise of the Soviet Union? No. They may have been Marxists but they weren’t stupid. They fled to the epicentre of world capitalism, America. New York at first, but many passed on to California where, among the palm trees and swimming pools, they penned long disquisitions about how awful capitalism was.

What Laqueur brings out from a review of their different approaches is the complete impracticality of their subtle and sophisticated critiques of capitalist society, which were more or less ignored by the actual German Communist Party (the KPD). In fact it only slowly dawned on these clever men that the Communist Party merely carried out Moscow’s foreign policy demands and that clever, individualistic Marxist thinkers like them were more of a liability to its demands for unswerving obedience, than an asset. In the eyes of the Party:

Since they lacked close contact with the working class few of them had been able to escape the ideological confusion of the 1920s, and to advance from a petty-bourgeois, half-hearted affirmation of humanist values to a full, wholehearted identification with Marxism-Leninism. (p.272)

Their peers in the USSR were rounded up and executed during Stalin’s great purges of the 1930s. Life among the tennis courts of California was much nicer.

The right

Surprisingly, Laqueur shows that this political impractibility also goes for thinkers of the right, who he deals with at length in a chapter titled ‘Thunder from the Right’.

The right had, probably, a higher proportion of cranks than the left, but still included a number of powerful and coherent thinkers. Laqueur gives insightful pen portraits of some of the most significant figures:

  • Alfred Rosenberg the Nazi propagandist, thought that the Bolshevik revolution symbolised the uprising of racially inferior groups, led by the Asiatic Lenin and the Jew Trotsky, against the racially pure Aryan élite (the Romanov dynasty). Rosenberg wrote The Myth of the Twentieth Century (1930), the myth being ‘the myth of blood, which under the sign of the swastika unchains the racial world-revolution. It is the awakening of the race soul, which after long sleep victoriously ends the race chaos.’ Despite this feverish support for the Nazis, Laqueur points out that Hitler and the Nazi leaders didn’t bother to read this long work. Rosenberg was in fact, seen as ‘plodding, earnest, humourless,’ a figure of fun even on the right.
  • Oswald Spengler‘s famous tome The Decline of the West (1922) had been drafted as early as 1911, its aim being to describe the 19th century as a soulless age of materialism, which had led to rootless immoralism in the arts. According to Spengler history moves in enormous unavoidable cycles of birth and decay. The age of kings and emperors was over, a new age of mass society and machines was at hand. (Although Spengler attacked the Republic for being a business scam, he also had some hard words for the Nazis who in reply criticised him. But they let him live and he died a natural death, in 1936.)
  • Moeller van den Bruck wrote The Right of Young Peoples and The Third Reich, the latter arguing that the key to world history was the conflict between the new young nations (Germany, Russia, America) and the old imperial ones (Britain and France). He thought Germany’s leaders needed to adopt a form of state ‘socialism’ which would unite the nation in a new Reich, which would become a synthesis of everything which came before. Laqueur comments that van den Bruck’s two books are almost impenetrably obscure, but nonetheless full of high-sounding rhetoric, ‘poetic visions, enormous promises and apocalyptic forebodings’ (p.96). It is in this hyperbole which he represents the overwrought spirit of the times.
  • Edgar Jung was a leader of the Conservative Revolutionary movement who lobbied long and hard against the Weimar Republic, whose parliamentarian system he considered decadent and foreign-imposed. Jung became speech writer to the Vice-chancellor of the coalition cabinet, Franz von Papen. He wrote a 1934 speech which was fiercely critical of the Nazis for being fanatics who were upsetting the return to Christian values and ‘balance’ which is what he thought Germany required. With the result that Hitler had him arrested and executed on the Night of the Long Knives, at the end of June 1934.
  • Carl Schmitt was an eminent legal philosopher who developed a theory based around the centrality of the state. The state exists to protect its population, predominantly from aggression by other states. To function it has to be a co-ordinated community of interests. Liberalism undermines this by encouraging everyone to go their own way. Parliamentarianism is the (ineffectual) reflection of liberalism. The state exists to make firm, clear decisions (generally about foreign policy), the opposite of the endless talking-shop of parliaments. Schmitt was yet another ‘serious’ thinker who prepared the minds he influenced for the advent of a Führer. But what I enjoyed about Laqueur’s account is that he goes on to bring out nuances and subtleties in the positions of all these people. Despite being anti-parliamentarian and soundly right-wing, Schmitt wasn’t approved of by the Nazis because his theory of the strong state made no room for two key Nazi concepts, race and Volk. Also – like many right wing thinkers – his philosophy was temperamentally pessimistic – whereas the Nazis were resoundingly optimistic and required optimism from their followers.
  • Ludwig Klages was, after the Second World War, nominated for a Nobel Prize for his work in developing graphology, the study of handwriting. But during the 1920s he was a pessimist of global proportions and a violent anti-Semite. His key work was The Intellect as Adversary of the Soul (1929) which claims that the heart, the soul, the essence of man has been trapped and confined ever since the beastly Jews invented monotheism and morality, twin evils which they passed on to Christianity. His book was a long review of the way Western morality had trapped and chained the deep ‘soul of Man’. Although the work was ripe in rhetoric, fiercely anti-rational and anti-democratic in tone and purpose it was, once again, not particularly useful to the Nazis.

To summarise: There was a large cohort of eminent thinkers, writers, philosophers, historians, of intellectuals generally, who wrote long, deeply researched and persuasive attacks on liberalism and democracy. Laqueur’s account builds up into a devastating indictment of almost the entire intellectual class of the country.

But all these attacks on Weimar democracy begged the central question: What would become of individual freedom when there were no longer human rights, elections, political parties or a parliament? The answer was that many of these thinkers developed a notion of ‘freedom’ completely at odds with out modern, UN Declaration of Human Rights-era understanding of the term. But notions which came out of deep German traditions of philosophy and religion.

Spengler, for example, maintained that, despite its harsh outer discipline, Prussianism – an epitome of core German values – enabled a deeper, inner freedom: the freedom which comes from belonging to a unified nation, and being devoted to a cause.

Protestant theologians of the era, on the other hand, developed a notion that ‘freedom’ was no longer (and never had been) attached to the outdated, liberal concept of individual liberty (which was visibly failing in a visibly failing ‘democracy’ as the Weimar Republic tottered from one crisis to the next). No, a man could only be ‘free’ in a collective which had one focus and one share belief.

In numerous thinkers of the era, a political order higher than liberalism promised freedom, not to individual capitalists and cosmopolitans, but to an entire oppressed people. The Volk.

What emerges from Laqueur’s summary of Weimar’s right-wing thinkers is that they were responding to the failure of democratic politics in just as vehement a fashion as the Marxists. The main difference is that invoked a much more varied selection of interesting (often obscure, sometimes bonkers) ideas and sources (compared with the communists who tended to be confined, more or less, to slightly varying interpretations of Marx).

To summarise, common features of Weimar right-wing thinking included:

  • the favouring of German Kultur (profound, spiritual, rural, of the soil) against superficial French Zivilisation (superficial, decadent, urban)
  • a focus on deep cultural values – Innerlichkeit meaning wholesomeness, organic growth, rootedness
  • fierce opposition to the ‘ideas of 1918’:
    • political liberalism, social democracy, socialism, parliamentarianism
    • sexual lascivious dancing, jazz, nudity, immorality, abortion, divorce, pornography
    • cultural arts which focused on corruption and low moral values instead of raising the mind to emulate heroes
    • racial against foreigners, non-Germans, traitors and Jews

But just as the actual Communist Party didn’t think much of Weimar’s Communist intellectuals and were as likely to be repelled by avant-garde art as the staidest Berlin banker (as Stalin’s crack down on all the arts in favour of Socialist Realism was soon to show) – so Laqueur shows that the Nazis weren’t all that interested in most of the right-wing intellectuals, some of whom (as explained above) they even executed.

One of the themes which emerges from Laqueur’s long account of intellectuals of all stripes is that none of them seem to have grasped that politics is not about fancy ideas, but about power.

The Nazis had a far more astute grasp of the realities of power than the other right-wing leaders; they did not think highly of intellectuals as allies in the political struggle, and they made no efforts to win them over. (p.88)

The Nazis realised (like Lenin) that the intellectuals who supported them would rally to their cause once they’d won power; and that those who didn’t… could be killed. Simples.

The politically negative impact of the arts

As to the arts, Laqueur echoes Gay in thinking that every one of the left-wing plays and movies and pictures, all the scabrous articles by Kurt Tucholsky and the searing drawings of George Grosz – didn’t convert one conservative or bourgeois to the cause. Instead, their net effect was to alienate large sectors of the population from an urban, predominantly Berlin-based culture, a milieu which the conservative newspapers could all-too-easily depict as corrupt, decadent, immoral and unpatriotic.

Conservatives said: ‘Why do all paintings, plays, cabarets and movies seem to focus on criminals, prostitutes, grotesques and monsters? Why can’t artists portray ordinary decency and German virtues?’

Laqueur gives a long account of Weimar literature, the main thrust of which is that a) it was more varied than is remembered b) Thomas Mann was the leading writer. Indeed, Mann’s career, writings and changing political attitudes weave in and out of the whole text.

Weimar had possibly the most interesting theatre in the world with the innovations of Erwin Piscator standing out (projection of film onto the stage, facts, statistics, graphs; stylised stage sets; stage workings left exposed to view, and so on). But he, like the most famous playwright of the era, Bertolt Brecht, appealed ultimately to an intellectual, bourgeois audience (as they do today). There’s no evidence that ‘the workers’ saw many of these avant-garde plays. Instead ‘the workers’ were down the road watching the latest thriller at the cinema. Film was well-established as the populist art form of the era.

Art is much more international than literature or theatre, and Laqueuer makes the same point as Gay, that what we think of as Modern art was mostly a pre-war affair, with the Fauves, Cubism, Futurism and Expressionism all named and established by 1910, let alone 1914. In 1918 the survivors of these movements carried on, but Laqueur shows how the Expressionist impulse in all the arts – the harrowing sense of anguish, the apocalyptic visions, the strident imagery – was exhausted by 1923 or 4, and the more conservative, figurative (if still often stark and grotesque style) of Otto Dix and George Grosz was prevalent enough to be given its name of Neue Sachlichkeit well before the famous 1925 exhibition of that name.

Laqueur covers a lot more ground than Gay. There’s an entire chapter about German universities, which proceeds systematically through each of the subjects – sciences, arts, humanities, social studies and so on – explaining the major works of the era, describing the careers of key figures, putting them in the wider social and historical context. For example, art history emerges as a particular strong point of Weimar scholarship, from which America and Britain both benefited when Hitler came to power and all the art scholars fled abroad.

The main take home about universities is how shockingly right-wing the authorities and the students were, with plenty of learned scholars spending all their energy undermining the hated republic, and students forming all sorts of anti-Semitic and nationalist groups. I was genuinely surprised by this.

There’s a section on Weimar theology describing the thought of famous theologians such as Karl Barth, Rudolf Bultmann and the Jewish thinker Martin Buber. As so often throughout the book there is often a strong sense of déjà vu, as the reader realises that ideas first promulgated during the 1920s have, in essence, echoed down to the present day:

The religious socialists, best-known among them Paul Tillich, preached ‘socialism derived from faith’, attacking soulless capitalist society, the free market economy and the alienation of man in which it had resulted. (p.210)

This sounds like the more outspoken Anglican bishops since as far back as I can remember (the 1970s).

Comparisons with our time

In fact one of the book’s great appeals is the way it prompts the reader to stop and draw comparisons between the Weimar years and our own happy times. Here are some thought-provoking similarities:

  • The left was full of utopian dreams, often about advanced sexual morality (divorce and abortions in the 1920s, LBGT+ and trans people in our time), which alienated a good deal of broader conventional opinion from their cause.
  • The left was characterised then, as now, by bitter internecine fighting (in our time the splits in the Labour Party between Momentum+young people supporting Jeremy Corbyn against the Labour MPs and left-wing commentators [e.g. The Guardian] who bitterly opposed him). The net effect of all this in-fighting, then as now, was to leave the way clear for the right to take and hold power.
  • The Weimar left was overwhelmingly urban and educated and made the fundamental mistake of thinking everyone was like them and shared their values. But, now as then, the majority of the population does not have university degrees, nor live in big cities full of talk about ‘gender fluidity’ and ‘racial diversity’. This seems to be what took Vote Remain campaigners in the UK and Clinton campaigners in the US by surprise: the discovery that there are tens of millions of people who simply don’t share their views or values. At all.

Reading about: the obscene gap between rich and poor; the exploitation of workers; homelessness and dereliction; the in-fighting of the left; the irrelevance of the self-appointed avant-garde who made ‘revolutionary’ art, films, plays which were sponsored by and consumed by the bourgeois rich; while all the time the levers of power remained with bankers and financiers, huge business conglomerates and right-wing politicians — it’s hard not to feel that, although lots of surface things have changed, somehow, deep down, the same kind of structures and behaviours are with us still.

Reading the book tends to confirm John Gray’s opinion that, whereas you can definitely point to objective progress in the hard sciences, in the humanities – in philosophy, politics, art, literature and so on – things really just go round and round, with each new generation thinking it’s invented revolutionary politics or avant-garde art or subversive movies, just like the previous ones.

On a cultural level, has anything changed since the Weimar Republic produced Marxist culture critics, avant-garde movies, gay nightclubs, gender subversion and everyone was moaning about the useless government?

The peril of attacking liberal democracy

For me the central take-home message of both Gay and Laqueur’s books is that — If left wingers attack the imperfect bourgeois democracy they’ve got, the chances are that they won’t prepare the way for the kind of utopian revolution they yearn for. Chances are they will open the door to reactionaries who harness the votes and support of people which the left didn’t even know existed – the farmers and rural poor, the unemployed and petty bourgeoisie, the religious and culturally conservative – and lead to precisely the opposite of what the left hoped to achieve.

All across the developed world we are seeing this happening in our time: the left preaching utopian identity politics, supporting mass immigration and bickering among themselves – while the culturally and socially conservative right goes from strength to strength. I’m not saying there’s a direct comparison between Weimar Germany and now; I’m just pointing out that, reading this long and absorbing book, it was striking how many times the political or artistic rhetoric of the era sounded identical to the kind of thing we hear today, on both sides.

German values

Like Gay, Laqueur is German. Therefore his occasional, generally negative, comments about the German character are all the more noteworthy.

The esoteric language they [the members of the Frankfurt School for Social Research] used made their whole endeavour intelligible only to a small circle of like-minded people. This, incidentally, applied to most of the writings of the German neo-Marxists; the German language has an inbuilt tendency towards vagueness and lack of precision, and the Frankfurt School, to put it mildly, made no effort to overcome this drawback. (p.63)

The new trend [Modernism in all its forms] was in stark contrast to German innerlichkeit, wholesomeness, organic growth, rootedness. (p.85)

[Thomas Mann was] Weimar Germany’s greatest and certainly its most interesting writer. But he could not be its spokesman and teacher, magister Germaniae. For that function someone far less complex and much more single-minded was needed. With all his enormous gifts, he had the German talent of making easy things complicated and obvious matters tortuous and obscure. (p.124)

[The heroes of the most popular writers of the time, neither left wing nor modernist, not much known outside Germany] were inward-looking, mystics, men in search of god, obstinate fellows – modern Parsifals in quest of some unknown Holy Grail. They were preoccupied with moral conflicts and troubled consciences, they were inchoate and verbose at the same time, very German in their abstraction, their rootedness and sometimes in their dullness. (p.139)

Something that comes over very powerfully is that the Germans don’t appear to have a sense of humour. They have bitter sarcasm, biting satire and harsh irony – but lightness, wit, drollery? Apparently not.

[Before The Captain of Köpenick by Carl Zuckmayer] the German theatre had been notoriously weak in comedy. (p.152)

It is easy to think of many tragedies in the annals of German theatre and opera; the comedies which have survived can be counted on the fingers of one hand. There was no German operetta, not a single composer who could even remotely be compared to Johann Strauss or Offenbach, to Milloecker or Gilbert and Sullivan. (p.226)

Quite a few patriotic films dealing with heroic episodes of Prussian or German history were produced. Von Czerèpy’s Fridericus Rex, perhaps the first major film of this genre, was done so crudely, with such a total lack of humour, that it was acclaimed outside Germany on the mistaken assumption that it was anti-German propaganda. (p.231)

The absence during the 1920s of good comedies and adventure films helps to explain the tremendous popularity in Germany not only of Charlie Chaplin, but also of Buster Keaton, Harold Lloyd and, later, Jackie Coogan. (p.243)

These are just a few examples, but Laqueur repeatedly describes the writers, thinkers, intellectuals and so on who he summarises as humourless, earnest, heavy and serious. I thought the notion of Germans being ponderous and humourless was a dubious stereotype, but reading this book goes a long way to confirming it.

The Weimar revival of the 1960s

In his final summary, Laqueur presents another very important piece of information, when he explains how and why the reputation of Weimar culture underwent a revival.

This, he says, happened in the 1960s. For 40 years the period had been forgotten or brushed aside as a shameful failure which preceded the Great Disaster. It was during the 1960s that societies across the Western world saw a swing to the left among intellectuals and the young, a movement which became known as the New Left.

It was as a result of this revival of interest in far left thought that much of Weimar’s experimental and left-wing achievements were revived, that saw an upsurge in interest in of Piscator’s modernist theatre stagings, Brecht’s theory of epic theatre, and the cultural Marxism of the Frankfurt School. This revival has never gone away. The Marxist theories of the Frankfurt School – a kind of communism-without-tears – has gone on to take over the thinking of most humanities departments in the Western world.

But, as Laqueur points out, the revival of interest in left wing and ‘radical’ thinkers, artists, writers of the period, systematically ignores both the conservative or right-wing thinkers of the period, as well as the middle ground of run-of-the-mill but popular playwrights, novelists or film-makers – the kind that most people read or went to the theatre to enjoy. These have all been consigned to oblivion so that in modern memory, only the radicals stand like brave heroes confronting the gathering darkness.

Laqueur argues that this has produced a fundamental distortion in our understanding of the period. Even the opinions of non-left-wing survivors from the Weimar years were ignored.

Thus Laqueur reports a conference in Germany about the Weimar achievement at which Golo Mann accused the Piscator theatre of being Salonkommunisten (the German equivalent of the English phrase ‘champagne socialists’), while Walter Mehring criticised Brecht’s Threepenny Opera for abetting Nazi propaganda by undermining the Republic. These kinds of criticisms from people who were there have been simply ignored by the generations of left-wing academics, students and bien-pensant theatre-goers and gallery visitors who have shaped the current Weimar myth.

The utopian left-wing 1960s sought for and boosted the thinkers and artists who they thought supported their own stance.

Just like Gay, Laqueur thinks that the latterday popularity of the novelist Hermann Hesse would have been inexplicable to those who lived through Weimar when he published most of his novels. Back then he was seen as an eccentric and peripheral figure, but in the 1960s he suddenly found himself hailed godfather of the hippy generation, and his books Steppenwolf, Siddhartha and Narcissus and Goldmund became bestsellers. In his final years Hesse was in fact driven to declare that his writings were being misinterpreted by the younger generation. But then, in 1962, he died and the hippies and their successors were free to interpret him according to their own needs and fantasies.

After the Second World War Bertolt Brecht’s plays and productions became the toast of champagne socialists everywhere.

The Bauhaus brand underwent a great efflorescence, the architects who had settled in America (particularly Mies van der Rohe) having a huge impact on American skyscraper design, while the works of Kandinsky and Klee were revived and made famous.

In the humanities, the Frankfurt School’s criticism of capitalist consumer culture fit perfectly with the beliefs of the ‘New Left’, as it came to be known in the 1960s. The obscure essays of Walter Benjamin were dusted off and are now included in all literature, culture and critical theory courses. (I was struck by how Benjamin was referenced in almost every one of the 14 essays in the book about Weimar Art I recently read, The New Objectivity: Modern German Art in the Weimar Republic 1918-33. I wonder if you’re allowed to write an essay in a humanities subject which doesn’t mention Saint Walter.)

Laqueur’s point is that the New Left of the 1960s, which has gone on to find a permanent home in humanities departments of all universities, chose very selectively only those elements of Weimar culture which suited their own interests.

Right here, at the end of the book, we realise that Laquer has been making a sustained attempt to present a less politicised, a more factual and inclusive account of Weimar culture than has become popular in the academy – deliberately ranging over all the achievements in pretty much every sphere of cultural endeavour, whether left or right, popular or avant-garde, whether it had undergone a golden revival in the 1960s or slumped into complete obscurity – in order to present a complete picture.

Weimar: A Cultural History 1918-1933 is a big, rich, thorough, sensible and thought-provoking book, which prompts ideas not only about the vibrant, conflicted culture of its time, but about how the Weimar legacy has been appropriated and distorted by later generations.


Related links

Related reviews

King John by Marc Morris (2015)

I loved Marc Morris’s History of the Norman Conquest because it gave such a thorough explanation of the background, build-up, events and consequences of the most famous moment in English history, so I was looking forward to reading this book and it is certainly good – but not as good as the Conquest one, and I spent some time, as I read it, trying to figure out why.

1. The long historical build-up to John’s reign

I think the main reason is that the central feature of King John’s reign (1199 to 1216) is the complete collapse of the huge and elaborate ’empire’ created by his predecessors – Henry I (his grandfather), the great Henry II (his father) and King Richard, his swashbuckling brother.

The pressures John faced trying to hang on to the south (Aquitaine), the middle (Anjou) and the north (Normandy) of France, along with the large and fractious realm of England, as well as managing relations with Scotland, Wales and Ireland – all these only make sense if you have a good grasp of how this patchwork ’empire’ had been slowly and effortfully acquired by his father and brother in the first place.

So anyone describing John’s reign would have to give a fair amount of space to this ‘back story’. Thus Morris has to start his story with the advent of Henry I (1100) and explain how his son and heir, William Aetheling, was lost in a disastrous shipwreck (1120) which – since Henry had no other sons – led him to the desperate expedient of trying to impose his daughter, Matilda, as his heir on his reluctant nobles. When Henry I died in 1135 Matilda’s claim was immediately contested by her cousin, Stephen of Blois, who managed to secure the throne of England and ruled as King Stephen (1135 – 1154) but under constant assault from the forces loyal to Queen Matilda in the west and north of England leading to 20 years of exhausting civil war.

Eventually, in the event-packed last few years of his reign, Stephen’s own son and heir, Eustace, died young (in 1153) and Stephen was forced to accept the son of Matilda and her husband, Geoffrey Count of Anjou, Touraine and Maine, Henry, as his heir. Geoffrey enjoyed the sportive nickname of Plantagenet, and so this name was also given to his son, Henry.

The very next year Stephen himself died (1154) and young Henry Plantagenet assumed control over a complex web of territories – England from Stephen, Normandy via his grandfather the Conqueror, Anjou, Touraine and Maine from his father and, via his shrewd marriage to Eleanor of Aquitaine in 1152, possession of Aquitaine, a huge slab of south-west France, maybe a third the land area of the present-day France.

Because Henry’s central inheritance (from his father, Geoffrey) was of the Duchy of Anjou, the ’empire’ is often referred to as the Angevin Empire, Angevin being the adjectival form of Anjou (as Poitevin is the adjectival version of the neighbouring region of Poitou).

Just holding on to control of these far-flung territories needed every drop of this remarkable man’s confidence, aggression, cunning and ruthlessness. But it is only by understanding how the ’empire’ came about, almost by accident, that we can understand the context of problems which he and his sons – first Richard (1189-99) and then John (1199 to 1216) – would inherit:

  • How to maintain the disparate French possessions in the face of continual uprisings by local counts and lords?
  • How to fight off the continual attacks and threats of successive French kings – Louis VII and Philip II?
  • How to keep the aggressive Scottish kings bottled up in Scotland?
  • How to secure more land in Wales?
  • How and when to interfere in the troublesome island of Ireland?
  • How to manage relations with the pope, especially when you seem to be at loggerheads with one or other of your archbishops? (England has two archbishops – of Canterbury and of York)
  • How to pay for it all by raising the maximum amount of taxes but not alienating the fractious competing nobles of England?
  • And, above all, how to manage all this while coping with all the adult members of your family politicking and conspiring against you?

This context, this historical backdrop, the events of the 60 or 70 years prior to John’s accession (in 1199) are key to understanding John’s predicament.

2. Use of flashbacks

Rather than deal with this long historical run-up in a straightforward chronological account, Morris takes the risky decision to start his narrative in the middle of John’s reign, starting with a detailed account (along with pictures and two maps) of the French King Philip II’s siege of the Plantagenet castle of Château Gaillard, on the River Seine, 20 miles south-east of Rouen in 1204.

Having painted this scene, in chapter two Morris jumps all the way back to the birth of the family empire in the early 1100s (as outlined above). Chapter three returns us to the Château Gaillard siege (which turned out to be one of the longest and most gruelling in medieval history). Chapter four jumps back again, to 1189, when Henry II died and his son Richard succeeded.

This chapter takes us through the first half of Richard’s ten-year reign – his adventures on the Third Crusade (1189-92), his capture on his return through Europe, his imprisonment by the Holy Roman Emperor Henry VI and his final release after his regents in England had raised an enormous ransom for him in 1194 – then abruptly stops.

The next chapter picks up the thread of John’s reign in 1205 after the end of the Château Gaillard siege and the humiliating failure of his English nobles to join an armed flotilla designed to attack King Philip of France, then follows events of the ‘campaigning season’ of the following year, 1206.

We are just getting our head round this context when the next chapter whisks us away from all that, to pick up the second half of King Richard’s reign from 1194 and carry it on through to the first years of John’s reign, 1202.

And so on. For well over half its length the book flicks back and forward between a ‘present’ narrative and historical flashbacks. I think I can see why: he didn’t want to start his book with 60 or 70 pages of solid exposition before he gets to John’s coronation. But, for me, it doesn’t work.

Comparison with Dan Jones

It just so happens that I read Morris’s book  in parallel with Dan Jones’s jaunty, boys-own-adventure account of the entire Plantagenet dynasty. This tells the story outlined above but in a traditional chronological order and a direct comparison between the two suggests that, although Morris’s book is more scholarly and nuanced, Jones’s narrative is not only easier to read but gives you a much better cumulative sense of the issues at stake for all these rulers:

  • how the Angevin empire was originally created
  • the tremendously complex shifting alliances it required to keep it together
  • the history of the other major players involved, like Eleanor of Aquitaine, like Henry II’s rebellious children, like the pesky kings of France
  • as well as the litany of difficulties Henry, Richard and John all encountered while trying to tax the bolshy nobles of England
  • and the challenges of keeping the bloody church and interfering pope onside

To put yourself in the place of these (horrible) rulers you have to understand the constant pressure they were under from all sides (and the constant pressure they themselves exerted in the never-ending conflict which was medieval high politics). And the only hope you have of understanding why William of Scotland or Llewylyn of Wales or Louis of France attacked when and how they did, is to have a sense of the cumulative relationships between them and Henry or Richard or John, and the accumulated grudges or alliances or betrayals which feed into their behaviour.

It is hard enough to follow when presented clearly and simply so, for me, Morris’s approach made it hopelessly confusing. I quite quickly decided to read the chapters of his book out of the textual order he’s placed them in (reading chapters 2, 4, 6, 8, then 1, 3, 5, 7).

Detail

Dan Jones is shrewd to start his 600-page account of the Plantagenets with the sinking of the White Ship in 1120, which really seems to be the mainspring of the whole Plantagenet story. But his chronological approach also allows him to give events a properly detailed treatment as they occur – logically enough, there is a set of chapters devoted to Henry II and Richard I, before we get to the birth and youth of John.

Morris, by contrast, often skips over these earlier events in order to get to the ostensible subject of his book the quicker. He has to tell us something about the events of earlier reigns because John grew up under them and spent most of, for example Richard’s reign (1189-1199) politicking and conspiring against his brother – but he tends to skimp on details of Richard’s activities.

Thus he tells us simply that, en route to the Holy Land in 1191, Richard conquered Cyprus, in one sentence (p.72). Jones goes into much more detail, giving us a full description of Richard’s two-pronged assault on Cyprus (pp.118-119) and giving a typical snapshot that, once he’d conquered, Richard forced all Cypriot men to shave their beards off!

Similarly, Morris skips very briskly over Richard’s time in Palestine to focus on John’s scheming back in England. But we need to understand the detail of Richard’s activities in Palestine in order to understand how and why he managed to alienate so many of his Christian allies with such parlous consequences: we need to know that he scorned Philip of France so much that Philip eventually packed up and returned to Paris. And when the vital city of Acre was finally taken from the Muslims after a prolonged siege in which many Christian knights died of fighting or sickness (1191), Richard managed to infuriate Leopold Duke of Austria. Leopold had been involved in the siege for a year before Richard arrived and had demanded an equal place at the front of the victorious Crusader army as it rode into the fallen city along with Richard – but Richard rejected this request and added insult to injury by having Leopold’s flag torn down from the ramparts of Acre.

These details are vital because both Philip and Leopold returned to Europe before Richard and spread the blackest possible rumours about Richard’s treachery, lack of chivalry and so on, to anyone who would listen. When Richard finally decided to abandon the Crusade and return to England (prompted by news of the ruinous feud which had grown up between his chancellor William Longchamps and his enemies supported by John) Richard discovered that he was now a wanted man across most of Western Europe. So that when his ships were blown ashore in north Italy and he tried to make his way in disguise through Austrian lands, Richard was soon recognised, arrested and taken to the court of the very same Leopold who he had so fatefully insulted in Palestine – who promptly threw him into prison.

For sure Richard’s imprisonment, and the vast ransom demanded for his release, are all dealt with by Morris because they all impinge on the state of England and on John’s scheming (John was in his late 20s during the ransom crisis) – but the story makes much more sense, acquires a fuller depth of meaning, if you’ve been given a really good account of Richard’s activities in Palestine, and this Jones does better than Morris.

King John

King John

Notable aspects of John’s reign

It is in the second half of Morris’s book (chapters 9 to 14) – once he drops the flashback structure – that it becomes measurably more detailed and immersive than the Jones account. Having had a run-up of 150 pages or so you begin to have a feel for certain key players in the story – the ill-fated William de Brouze who John hounded into exile, imprisoning and starving to death his wife and son – or the remarkable William Marshall, 1st Earl of Pembroke, whose career spanned five monarchs, and who managed to survive accusations and punishments from the erratic John and went on to become guardian and regent for John’s young son, Henry III, when he succeeded in 1216.

And you get a feel for the relentless turnover of events: every year sees all the players on the board – the Scots, the Welsh, the numerous Irish and Anglo-Irish, the King of France, the nobles of Normandy, Brittany, Anjou, Main, Poitou, Angouleme, Gascony and so on, all girding their loins and setting off to fight each other, in a bewildering blizzard of alliances which shift and change at the drop of a hat. This second half of Morris’s book becomes really gripping, providing much more detail than Jones’s limited space can, and judiciously weighing evidence, balancing the accounts of the different contemporary chroniclers, as he gives a week by week account of John’s difficult confusing reign.

Some highlights

His reign lasted 17 years (1199 to 1216).

John Lackland While a boy under King Henry II John acquired the nickname ‘Lackland’ because his older brothers were all given substantial provinces to rule except for John, who was too young. Towards the end of his reign, the nickname was ironically revived to describe the way he had lost most of the Angevin Empire.

The loss of Brittany Arthur, Duke of Brittany From the very start of John’s reign there was an alternative ruler, Arthur, son of John’s elder son Geoffrey (who himself had died in 1186). Arthur was born in 1187 and so was 12 when King Richard died in 1199.

Arthur inherited from his father the title of Duke of Brittany, and his Breton nobles proved remarkably loyal to him, while Arthur himself sought help and advice from French King Philip II. The situation was worsened by the fact that back in 1190 Richard had officially declared the infant Arthur his legal heir (during his peace negotiations with Tancred of Sicily, p.67). On his death-bed Richard changed his mind and proclaimed John his heir, fearing Arthur was too young for the job – but the Bretons, and everyone opposed to John, took Arthur as a figurehead for their cause.

The to and fro of successive alliances and peace treaties whereby Arthur allied with Philip, then John, then Philip again, came to an end when, in one of the rare military successes of his rule, John captured Arthur, who was leading a force besieging his grand-mother, Eleanor, at the Château de Mirebeau in Anjou.

John sent his nephew to a series of castle prisons. The contemporary chronicler Ralph of Coggeshall reports the story that John sent two knights with orders to mutilate the duke but that his gaoler, Hubert de Burgh, refused to let them – a legend which quickly spread and later provided the central plotline of Shakespeare’s play, King John, as well as heaps of wonderfully sentimental Victorian illustrations, like this one.

Prince Arthur and Hubert de Burgh by William Frederick Yeames (1882)

Prince Arthur and Hubert de Burgh by William Frederick Yeames (1882)

Young Arthur was moved to Rouen prison in 1203 and never heard of again. Quickly the rumour got about that John had had Arthur murdered, though whether getting others to do it or, in one version, murdering his nephew himself in a drunken rage, has never been confirmed. The rumour was enough for many people, nobles and commoners alike, throughout his realm, and John became known as the nephew-killer. In response the nobles of Brittany rebelled against John and he never regained their trust.

The loss of Normandy Meanwhile in 1204, to the East, King Philip II of France began a major offensive against Normandy, bypassing the stronghold of Rouen and picking off smaller towns – Falaise, Cherbourg. Rouen begged John (in England) for reinforcements and John tried to mount an armed expedition to help them, but was stymied by the reluctance of his own nobles, who showed up late or not at all. When it became clear that no help was coming from England, Rouen surrendered to King Philip and the remaining strongholds of Normandy followed suit. The 139-year union of England and Normandy, created by William the Bastard in 1066, came to an end in 1204.

The loss of Aquitaine In April 1204 Eleanor of Aquitaine died, old and full of years (a little over 80). With her died the loyalty of most of the dukes and counts of the massive region to the Plantagenet regime in the form of the unattractive John. They rose up, seized whatever strongholds remained loyal to John and, within months, the largest part of the Angevin Empire was lost.

Tough taxes With the loss of most of the Empire, John’s sphere of activity was vastly reduced and now confined to the British Isles. Here he became famous for instituting ferocious new taxes. At that time many simple activities of the nobility traditionally required permission and a nominal fee to be paid to the king, for example for the smooth succession of an heir or the arrangement of a new marriage. John pushed these customary dues much deeper into every aspect of noble life and hugely increased the fees, by up to 1,000%. Anyone who questioned his right to do so was arrested or forced into exile and their lands confiscated. There was a ‘forest tax’ for anyone found breaching the rules of the Forest. John hiked these and extended the definition of ‘forest’ to include agricultural land and even towns. There was a tax known as ‘scutage’, which knights could pay if they didn’t want to answer the king’s call to join an army: John hugely increased this and applied it for new purposes. He applied another tax known as the Thirteenth, and in 2008 another tax, known as the tallage (p.182). He relentlessly mulcted everyone and everything throughout his reign.

The failed 1205 invasion In 1205 John used this money to organise a massive invasion of Normandy, recruiting thousands of knights and soldiers and building (or hijacking) enough ships to create a war fleet of 1,500 vessels. But – at the last minute his leading nobles and knights backed out – afraid of chaos in the realm if John were killed (he had no heir), afraid they would find no support in the French realms which had so solidly gone over to King Philip, afraid of losing their lives and remaining goods.

And so John was left to gnash his teeth and weep tears of frustration. In fact John did mount several expeditions to France later in his reign, in one of them landing in Bordeau and marching inland to seize castles in his traditional heartland of Anjou. But always he had to retreat before the superior forces of King Philip II, or the Bretons or Normans or the Gascon nobles, sometimes reinforced by armies from over the border in Spain.

Two wives King John had two wives, both named Isabella. In 1189 Henry married John off to Isabella, Countess of Gloucester, when he was 23 and she was 16. In fact they were half-second cousins as great-grandchildren of Henry I, and thus within the prohibited degrees of consanguinity, and on this basis John had their marriage annulled by the Church in 1199, just before he acceded to the throne. He then married Isabella of Angoulême in 1200, when she was just 12 years old. The marriage gave him possession of lands in the centre of Aquitaine but also, unfortunately, led to the enduring enmity of Hugh IX le Brun, Count of Lusignan, to whom she had been betrothed and who John was widely seen as stealing her from. The enmity of the de Lusignan family and their allies was a contributory factor to the loss of Aquitaine in 1204 when Eleanor died.

The Papal Interdict Archbishop Hubert of Canterbury died in 1205 and the monks secretly elected one of their own as his successor. King John and the English bishops refused to accept their choice and appointed John’s favorite, John de Gray, in his place. Pope Innocent III (1198-1216) refused to accept either candidate and instead arranged the election of his friend Stephen Langton, in 1207. Furious, John expelled the monks of Canterbury who fled to France. The pope responded by placing England under Interdict in 1208. The interdict suspended Christian services and the administration of sacraments (except baptism, confession, and last rites). Even the dead were denied Christian burial. Ordinary people would have experienced an eerie phenomenon – for the first time in their lives church bells – which rang at numerous times of day for various services – fell silent and remained silent. John in fact turned the situation to his advantage, imposing lucrative fines and threatening imprisonment to bully the clergy. Innocent III retaliated by excommunicating John and eventually declared John ‘deposed’ in 1212, absolving his subjects of their allegiance to him.

In fact John, at a low point in his fortunes in 1213, made the shrewd move of completely and totally humbling himself to the papal legate, declaring England as the pope’s belonging and himself only a humble vassal. Innocent II was delighted and from that point onwards (for the last three years of his life) treated John with notable indulgence and favouritism. The interdict was lifted and after five long years, the church bells of England were allowed to ring again.

The Jews There were probably only a few thousand Jews in all of Britain, but they were in a vulnerable position. They were allowed to carry on the business of lending money – forbidden to Christians – but only on the king’s sufferance. The crusading fervour at the very end of Henry’s rule led to violent anti-Jewish pogroms on the day of Richard’s coronation and for weeks afterwards, leading to the horrible climax of the entire Jewish community of York being hounded into York castle and preferring mass suicide to facing the baying mob outside. In 1210 John imposed a massive tax or ‘tallage’ in 1210, extracting some £44,000 from the community. At first he wanted only a percentage of their loans but this escalated to become a percentage of all their possessions. Roger of Wendover tells the gruesome story of a Jew of Bristol who was imprisoned and had one tooth knocked out every day until he gave in and handed over all his wealth to the king. Leading Jews were hanged as an example. And then, in John’s last full year of 1215, there were further attacks on the Jews, extracting money under torture. It took the Jewish community a generation to recover population and belongings after this onslaught.

Scotland When he came to power John turned down King William the Lion of Scotland’s demand to have the province of Northumbria returned to him. The two remained on reasonable terms until in 1209 John heard rumours that William planned to ally with King Philip of France. John invaded Scotland and forced William to sign the Treaty of Norham, which gave John control of William’s daughters and required a payment of £10,000.

Ireland John was made ‘Lord of Ireland’ by his father as long back as 1177, when he was just 11. When just 19 he was sent there by his father but, along with his youthful courtiers, created a very bad impression, making fun of the local nobles’ long beards. During his reign there was conflict not only between the caste of Anglo-Irish rulers who had settled in Ireland since the Conquest, and the native lords, but also among the natives themselves. John played all sides off against the other, and in 1210 led a major expedition to Ireland to crush a rebellion by the Anglo-Irish lords and impose English laws and customs.

Wales was divided into roughly three parts, the border or ‘marcher’ regions with England, ruled over by a handful of powerful Anglo-Norman lords, south Wales/Pembrokeshire owned by the king directly, and wilder North Wales. The leading figure was Llywelyn the Great, to whom John married off one of his illegitimate daughters, Joan, in 1204. In 1210 and 11 Llywelyn launched raids into England. John retaliated by supporting a range of Llywelyn’s enemies in the south and in 2011 launched a massive raid into North Wales. However Llywelyn’s forces retreated and John’s army was reduced to near starvation in the barren lands around Snowdonia. But the next year he came back on a better planned attack, ravaging Llywelyn’s heartlands, burning villages, towns and cities, until Llywelyn sent his wife, John’s daughter, as emissary to beg for peace. Peace was signed at, of course, a steep price, then John sent his mercenary warlords into South Wales to secure the territory and build defensive castles.

By 1212 John had lost almost the entire continental empire, but solidly secured the grip of the English crown over the neighbouring British countries. But all mention of peace is deceptive, even inappropriate in the context of the Middle Ages. The very next year John had to go to the aid of William of Scotland who faced pressing danger from a usurper and had barely finished doing this before Llywelyn led a concerted attack to reclaim his lost territory in north Wales, along with uprisings by lords in central Wales.

Basically, every year there was conflict – and in more than one theatre of war – with players shifting alliances from year to year based on short-term strategy. This is what makes medieval history so difficult to follow in any detail.

The Battle of Bouvines I’d never heard of this battle, but both Jones and Morris says it has a similar talismanic importance in the history of France as the Battle of Hastings has for England. It was the climax of the series of incursions John made into French territory in the previous few years. John had amassed a force of English nobles and foreign mercenaries (all paid for by his brutal taxation) and was campaigning in central France, while his allies – a force of German, English and Flemish soldiers – was being led by Otto IV, Holy Roman Emperor, in the north. John’s plan was for his forces to draw King Philip II south while his German allies took Paris, leading to the decisive crushing of King Philip, for him to regain all his lost French land and the Emperor Otto to seize the Low Country.

In fact John had already suffered a defeat when he was forced to abandon the siege of La Roche-au-Moine due to the reluctance of his Poitevin allies to engage in a pitched battle against King Philip’s son, Louis. In the retreat his infantry were badly mauled and he only just made it back to La Rochelle, losing all the gains of the campaign to the French.

So everything now depended on the northern army of the Emperor. This caught up with Philip’s main army on 27 July 1214, and rapidly attacked. The battle turned into confused mayhem but slowly the cavalry charges of the French began to tell. By the end of the day the Emperor had fled, his army was defeated, and a collection of rebel nobles had fallen into Philip’s hands.

From the French point of view, their strongest enemies had created their strongest possible alliance and thrown everything against the French – and failed. A chapel was built, Masses were sung everywhere, the students of Paris danced in the streets for a week, according to one chronicler. The Battle of Bouvines confirmed the French crown’s sovereignty over the Angevin lands of Brittany and Normandy, and lost them forever to the English crown. It was the climax of John’s decade of brutal taxation and war plans: and it was a complete failure.

A few hours of bloody mayhem at Bouvines had confirmed that [John]’s loss of Normandy, Brittany and Anjou would be permanent. (p.235)

Magna Carta

The barons’ rebellion The failure of this campaign tipped many of England’s nobles over into open rebellion. Morris says there were about 160 barons in England and now most of them openly denounced and defied John. For several years there had been calls to return to the good old days of Henry II or even before, embodied in calls to restore the charter Henry II issued on his accession. Numerous hands – probably involving the archbishop – were involved in creating a draft document which started with traditional calls for good rule but then went on to address specific issues of John’s reign. The climax of the Barons’ Rebellion came when one of their forces – a self-proclaimed ‘army of God’ – seized London ahead of John’s representatives in May 2015. Now they had access to all his treasure and the taxation rolls of the Exchequer.

John camped with his forces at Windsor and representatives of both sides met half way, in the meadows at Runnymede. Here the document we call Magna Carta took shape and was swiftly stamped and agreed by John.

The key thing about Magna Carta is that it was a peace treaty between the two armed sides; and that it failed. Within weeks open conflict broke out again and John took his foreign mercenaries on a rampage through East Anglia, killing and raping all the supporters of the rebel barons, destroying crops in the fields, burning everything. It was on this last final orgy of destruction that he decided to take a short cut across the Wash into Lincolnshire but was caught by the tide and lost his entire baggage train, including all his jewellery and treasure, the crown of England and his priceless collection of Holy Relics. And he got dysentery. It was a blessing for everyone when he died on 19 October 1216.

There is no doubting John was a wicked, evil man, a coward who screwed his country and tortured countless victims in order to extract a vast fortune from his subjects which he then squandered on mismanaged military campaigns. He lost almost the entire Angevin Empire which he’d inherited, and he left his country in a state of bitter civil war.

Morris’s book includes at the end a full translation of the Magna Carta into English but that is all. Obviously his preceding historical account gives a blow-by-blow description of the events leading up to it, and to the issues raised by John’s misrule, which the charter seeks to address and limit. And briefly describes how the charter – a failure in its own day – was reissued under later kings, widely distributed, and became a set of standards to which medieval kings could be held to account. But somehow just stopping with the translation and nothing more felt a bit… abrupt.

Plantagenet trivia

  • King Henry I carried out a brutal recoinage of the realm’s money in 1125 in which he ordered the mutilation of all his moneyers – the people who had official permission to mint coins, namely the removal of their right hands and genitals
  • Right at the end of his life Henry II took the Cross with a view to going on Crusade and recapturing Jerusalem. In 1188 he instituted ‘the Saladin Tithe‘, a levy of 10% on all revenues and movable properties across England. In the end it raised some 100,000 marks, though Henry died before he could go on Crusade. The administrative machinery created to claim the tithe was used four years later to raise the enormous ransom required to free Richard I from his imprisonment by the Holy Roman Emperor.
  • King Richard founded Portsmouth Royal Naval dockyard.
  • Richard in his usual impetuous way, finding himself in negotiation with Tancred ruler of Sicily, promised to betrothe Arthur (then aged 4) to one of Tancred’s daughters (aged 2), though the wedding never took place.
  • In his passion to go on crusade, Richard weakened the Crown by selling off or mortgaging a huge number of Crown lands and goods. He is said to have quipped, ‘I would have sold London if I could find a buyer.’
  • King John founded Liverpool in 1207.
  • the word Exchequer derives from the large chequered cloth laid out a table on which debts were counted out using a device like an abacus (p.167).

Glossary

  • amercement – a financial penalty in English law, common during the Middle Ages, imposed either by the court or by peers
  • castellan – the governor or captain of a castellany and its castle
  • distrain – seize (someone’s property) in order to obtain payment of rent or other money owed
  • interdict –  in the Roman Catholic church a punishment by which the faithful, while remaining in communion with the church, are forbidden certain sacraments and prohibited from participation in certain sacred acts
  • forest eyre – the main court of the Forest Law in the medieval period was the Forest Eyre, which was held at irregular intervals by itinerant justices
  • Forest Law – laws separate from English Common Law designed to protect game animals and their forest habitats from destruction. Forest Law offenses were divided into two categories: trespass against the vert (the vegetation of the forest) and the venison (the game).
  • justiciar – a regent and deputy presiding over the court of a Norman or early Plantagenet king of England
  • moneyer – any private individual who is officially permitted to mint money
  • scutage – also called shield money (from the Latin scutum meaning ‘shield’) in feudal law payment made by a knight to commute the military service that he owed his lord
  • tallage – a form of arbitrary taxation levied by kings on the towns and lands of the Crown

Related links

Reviews of other medieval books

%d bloggers like this: