The Dissolution of the Austro-Hungarian Empire 1867-1918 by John W. Mason (1985)

This is another very short book, one of the popular Seminar Studies in History series. These all follow the same layout: 100 or so pages of text divided up into brisk, logical chapters, followed by a short Assessment section, and then a small selection of original source documents from the period.  It’s a very useful format for school or college students to give you a quick, punchy overview of a historical issue.

This one opens by summarising the central challenge faced by the Austro-Hungarian Empire as it entered the twentieth century: how to take forward a fragmented, multi-cultural empire based on traditional dynastic and semi-feudal personal ties into the age of nationalism and democracy where every individual was, in theory at least, a citizen, equal before the law.

On page one Mason locates four key failures of late imperial governance:

  1. the failure to solve the Czech-German conflict in the 1880s and 1890s
  2. the failure to develop a genuine parliamentary government in the late 1890s
  3. failure to solve the Austro-Hungarian conflict in the early 1900s
  4. failure to solve the South Slav conflict in the decade before World War One

PART ONE The background

1. The Hapsburg Monarchy in European History

The Hapsburg monarchy lasted 640 years from 1278 to 1918. It was a dynastic creation, never attached to a specific country. In 1867 (following Hungary’s defeat to Prussia in the war of 1866) the state was organised into the so-called Dual Monarchy, with the Hapsburg ruler titled the Emperor of Austria and the King of Hungary. This gave Hungary more autonomy and respect than it had previously had.

The name ‘Hapsburg’ derives from Habichtsburg meaning ‘Castle of the Hawks’, located in what is now the Swiss canton of Aargau. During the eleventh century the knights from this castle extended their power to build up a position of growing influence in south Germany.

Meanwhile, the eastern March – the Oster Reich – of Charlemagne’s massive empire was granted to the Babenberg family in the tenth century and they held it for the next 300 years.

In 1273 the electors of the Holy Roman Empire elected Rudolf of Hapsburg to the office of Holy Roman Emperor. In the 14th century the Hapsburgs acquired Carinthia, Carniola, Tyrol, Istria and Trieste to their domain. In the 15th another Hapsburg was elected emperor and from 1438 till the Holy Roman Empire was dissolved by Napoleon in 1806 the Crown remained almost continuously in their house.

When King Louis II of Bohemia and Hungary died without issue in 1526, both his crowns passed to the Hapsburgs. This marked a turning point because up till then all Hapsburg land had been German-speaking. Now the Hapsburg administration had to take account of various non-German nations with their own independent histories.

This leads to a Big Historical Idea: just as the countries of the West were beginning to develop the idea of the nation state, central Europe was going down a different path, towards a multi-national empire.

Even more decisive was the role the Hapsburgs played in defending Europe from the Turks. Twice, in 1529 and 1683, the Turks laid siege to Vienna, a very under-reported and under-appreciated part of European history.

The Turkish threat had effectively been repulsed by the start of the 18th century and the Hapsburgs embarked on their new role in Europe which was to act as a counterweight to ambitious France, starting with the War of Spanish Succession (1702-14).

The long rule of the Empress Maria Theresa (1740-80) saw her undertake reform and centralisation of the administration. But her power in central Europe was challenged by Hohenzollern Prussia under Frederick the Great (1740-86). During this period, Poland was partitioned and Austria was given from it the southern province of Galicia, which she retained right up till the end of the Great War.

The French Revolution and Napoleonic Wars (1789-1815) unleashed the ideas of nationalism and democracy across Europe, both of which struck at the heart of the multi-ethnic and hierarchical structure of the Empire.

Under Maria Theresa and her son Joseph II, Austria had arguably been part of the continent-wide movement of reform associated with the Enlightenment, take for example their legislation to remove many of the restrictions placed on the Jewish population.

But the twin forces of nationalism and democracy were such a threat to a multinational polity that from this point onwards the Hapsburgs and the empire they led, became a reactionary force, embodied in the machinations of their legendary Foreign Minister, Klemens von Metternich (foreign minister from 1809 to 1848).

In 1848 revolutions took place all across Europe, with no fewer than five in capitals controlled by the dynasty – in Vienna, Prague, Budapest, Croatia and in northern Italy (territory which the Hapsburgs had seized after the defeat of Napoleon). Hapsburg forces put down the revolutions in four of the locations, but it required the intervention of the Russian army to defeat the revolutionary Hungarian forces. The Magyars never forgot this bitter defeat.

In the Crimean War (1853-6) Austria kept neutral from both sides (Britain & France versus Russia) which weakened her role in Europe. In 1859 France supported the desire for independence of Piedmont, the north Italian state ruled by the Hapsburgs since the defeat of Napoleon, and hammered the Austrians at the Battles of Magenta and Solferino. In response the Hapsburgs introduced some administrative reforms, but in 1866 lost another war, this time against Prussia under Bismarck, decided at the Battle of Sadowa.

Seriously weakened, and now definitely deprived of all influence in a Germany unified under Prussian rule, the Emperor’s politicians were compelled to bolster the Empire’s authority be devising a new agreement with the large Kingdom of Hungary to the East.

2. The Austro-Hungarian Compromise

Hence the Compromise or Ausgleich of 1867 which recognised the sovereign equality of two states, Austria and Hungary, bringing them under the rule of one man, Franz Joseph, Emperor of Austria and King of Hungary. The dual monarchy wasn’t the same as a federation, constitutionally it was unique. But it bolstered the Hapsburgs a) territory b) manpower. Crucially it provided a bulwark against the Slavs in the Balkans, quelling pan-Slavic sentiment.

The drawback of the Compromise was that it was essentially a personal agreement between the Emperor Franz Josef and the Magyar ruling class. Even liberal and progressive German-speaking Austrians felt left out, and that’s before you consider the numerous other nationalities contained within the empire.

PART TWO Domestic affairs

3. The Nationality Questions

The Treaty of Versailles entrenched the idea of national self-determination preached by American President Woodrow Wilson, and resulted in the break-up of the empire into a host of new nation states based on ethnicity. Viewed from this angle, it looks as though the Austro-Hungarian Empire was foredoomed to collapse. But all the histories I’ve read there was no such inevitability. This one wants to scotch two assumptions –

  1. that all the nationalities thought they’d be better off outside the empire (many realised they wouldn’t)
  2. that all the nationalities were ‘at war’ with imperial authorities; many weren’t, they were in much sharper conflict with each other

In the West the state and the nation were closely aligned; but in the East you can see how they are in fact distinct ideas. The state is an administrative unit and in Central and Eastern Europe was based on ancient rights and privileges of rulers, often going back to medieval origins.

From the mid-nineteenth century these traditional ideas were challenged by a concept of ‘nation’ based on ethnicity, culture and language. Otto Bauer the Austrian Marxist made a famous categorisation of the peoples of the empire into ‘historic’ nations, those which had an aristocracy and bourgeoisie and an independent national history;

  • Germans
  • Magyars
  • Poles
  • Italians
  • Croats

and those who don’t:

  • Czechs
  • Serbs
  • Slovaks
  • Slovenes
  • Ruthenians
  • Romanians

Most modern commentators include the Czechs in the list of ‘historic’ nations.

The Germans

In the western half of the empire the Germans made up 10 million or 35% of the population of 28 million. Nonetheless the administration was thoroughly German in character. The official language of the empire was German. The great majority of the civil servants were German, 78% of the officers in the army were German. The cultural life of Vienna, the capitalist class and the press were overwhelmingly German. Three political parties dominated from 1880 onwards, which adopted the three logical policies:

  1. The Pan-Germans looked beyond Austria to a nationalist union of all German peoples under Bismarcks Prussia
  2. The Christian Socialist Party under Karl Lueger aimed to unite all the nationalities under the dynasty
  3. The left-wing Social Democrats aimed to unite the working class of all the nationalities, thus dissolving the nationalities problem

The Czechs

Third largest ethnic group (after the Germans and Hungarians) with 6.5 million or 12% of the population. In Bohemia roughly two fifths of the people were German, three fifths Czech.The Czechs were the only one of the minorities which lived entirely within the borders of the empire, and some they were bitterly disappointed by the Compromise of 1867, which they thought should have recognised their identity and importance. Czech nationalists thought the deal left them at the mercy of German Austrians in the West and Hungarians in the East.

From the 1880s the struggle between Czech and German expressed itself in the issue of the official language taught in schools and used in the bureaucracy. The Czech population increased dramatically: Prague was an overwhelmingly German city in 1850 but 90% Czech by 1910. Germans found it harder to dismiss the Czechs as peasants Slavs, as Bohemia rapidly industrialised and became the economic powerhouse of the empire.

The Poles

The Poles were the fourth largest group, in 1910 4.9 million or 17.8% of the western part of the empire, most of them living in Galicia. Galicia was a) a province of Poland which had been obliterated from the map when it was divided between Russia, Prussia and Austria in the 18th century b) at the north-east fringe of the empire, beyond the Carpathian mountain range.

The Austrians needed the support of the Poles to make up a majority in the parliament in Vienna, and so made so many concessions to the Polish Conservative Party in Galicia that it enjoyed almost complete autonomy, with Polish recognised as the official  language, Polish universities and so on.

The Ruthenians

Only three fifths of the population of Galicia was Polish; the other two-fifths were Ruthenians. The Ruthenians belonged to the same ethnic group as the Ukrainians but were distinguished by adherence to the Latin/Greek Uniat church. The Ruthenians were the most socially backward group in the empire and very much under the thumb of the politically advanced Poles, responding by setting up a peasants’ party.

Conservative ‘Old Ruthenians’ gave way to ‘Young Ruthenians’ in the 1880s, who sought union with the 30 million Ukrainians living to their East. The more concessions the central government made to the Poles, the more it alienated the Ruthenians. After 1900 Ruthenians and Poles clashed over electoral or educational issues, sometimes violently.

The Slovenes

1.25 million or 4.4 per cent of the population of the Austrian half of the empire, the Slovenes were scattered over half a dozen Crownlands, and lacked even a written literature in their own land. Even mild efforts at nationalism, such as setting up a Slovene-speaking school, were fiercely opposed by the German majorities in their regions.

The Italians

770,000, the smallest national group in the empire, with Italian-speaking areas in the Tyrol and along the Adriatic coast, which had quite different concerns. In the Tyrol the Italians fought against the dominance of the Germans. Along the Adriatic they were a privileged minority among a Slav majority.

In May 1915 Italy betrayed its treaty promises to Germany and Austria-Hungary and joined the Allies because Britain and France promised Italy possession of the Tyrol and the Adriatic Littoral (and money).

The Magyars

10 million Magyars formed 48% of the population of Hungary. The Magyars dominated the country, owning, for example 97% of joint stock companies. It was dominated by ‘Magyarisation’ meaning fierce determination of the magyar ruling class to impose uniformity of language across the territory. If minorities like Romanians or Slovenes agreed to teach their children Hungarian and support Magyar rule, they could become citizens; otherwise they were subject to fierce discrimination. The Magyars didn’t want to exterminate the minorities, but assimilate them into oblivion.

Budapest was three quarters German in 1848 and three quarters German in 1910. Mason tells us that all attempts to reform the Dual Monarchy ultimately foundered on Hungary’s refusal to abandon its unbending policy of Magyarisation.

The Romanians

The largest non-Magyar group in Hungary, about 3 million, their aspirations were ignored in the 1867 Compromise, and the Hungarians’ intransigent policy of Magyarisation drove more and more to think about joining the independent Kingdom of Romania, just across the border from Hungarian Transylvania, and the forming of a National Party in 1881, which slowly poisoned Austria’s relations with Romania.

The Slovaks

The Slovaks were the weakest and least privileged group in the Hapsburg Monarchy, 9% of the population, a peasant people who had lived under Magyar domination for a thousand years. The 1867 Compromise made the Czechs and Croats second class citizens but condemned the Slovaks to cultural eradication. From the 1890s they started co-operating with the Czechs and slowly the idea of a combined Czech and Slovak nation evolved.

The Croats

9% of the population of Hungary. They had a national history and a strong aristocracy and considered themselves in direct touch with the Hapsburg monarchy. By an 1868 compromise Croatia received autonomy within the Hungarian state, but the head of the Croat state was imposed by the Hungarian government and the rule of Count Khuen-Héderváry was so repressive that Croatia became the seat of a movement to unite all the empire’s South Slavs.

The Serbs

About 2 million Serbs lived in the empire, divided between Dalmatia, Hungary, Croatia and Bosnia-Herzegovina. They didn’t have an independent national history until 1878 when the Congress of Berlin created a small state of Serbia independent of the Ottoman Empire, from which point every perceived injustice against the Serbs prompted calls for a pan-Slave movement, and/or for a Greater Serbia. The biggest incident on the road to collapse was the Austrian annexation of Bosnia-Herzegovina in 1908, the majority of whose population were Serbs.

The Jews

The Jews made up about 5% of the population in both Austria and Hungary. From 1850 Jews moved in large numbers into Lower Austria, overwhelmingly from poor rural Galicia (Poland), a large number of them migrating to Vienna, where they came to dominate cultural activity out of proportion to their numbers.

The Jews became so prominent in the Hungarian capital that some called it Judapest. The Jewish journalist Karl Kraus joked that ‘the Jews control the press, they control the stock market, and now [with the advent of Freud’s theory of psychoanalysis] they control the unconscious’.

The success of Jews in business and the stock market and banking created an association between ‘Jew’ and ‘capitalist’ which complicated class conflict and led to an easy demonisation of the Jews as responsible for much of the exploitation, low wages and fat profits of capitalism.

4. The economy

The Hapsburg Empire was behind Germany, France and Britain in industrialisation. It didn’t have large stocks of coal, it had no large ports, parts of it (like Galicia) were split off from the empire by high mountains; the great Hungarian Plain was designed for agriculture not industry.

It was a predominantly agricultural economy: in 1910 agriculture made up 50% of the Austrian economy, two-thirds of the Hungarian. Most of the trade was between Hapsburg regions and nations; the 1867 Compromise established a free trade area throughout the empire.  Only a small percentage of GDP came from exports.

In Hungary serfdom was only abolished in 1848. For most of the period, Hungary was characterised by Magyar landlords, sometimes with very extensive holdings, lording it over illiterate peasants of the various nationalities. That’s one reason why nationalist grievances became mixed up in economic ones. Only in the decade before the war did Hungary begin to industrialise.

Industrialisation was funded by banks which remained firmly in German and Hungarian hands. The industrial heartland of the empire was the Czech Crownlands (Bohemia and Moravia) which developed a strong textiles industry and then iron and steel, metallurgy and engineering. This became another source of tension between Czechs and Germans, because many of the industries remained in the hands of German managers, backed by German hands.

(Remember the passage in Ernst Pawel’s biography describing the end of the Great War, the declaration of independence, and the way the new Czech government immediately a) renamed all its businesses and industries in Czech and b) undertook a wholesale replacement of all German bureaucrats and business men with Czech replacements.)

The late 1860s saw a mounting fever of speculation which led to a stock market crash in 1873 and a prolonged depression afterwards. This led to low growth, and poverty among the urban proletariat and among rural peasants, which led to the rise of nationalist and populist parties.

5. The politics of Dualism

The Austrian (i.e. German-speaking) Liberal Party ruled after the 1867 Compromise. But that compromise had alienated the Czechs whose MPs didn’t even attend the parliament. But it was the massive financial crash of 1873 which ruined the Liberal Party, associated as it was with business and the banks.

In 1871 there was an attempt by the conservative aristocrat Count Hohenwart to reform the monarchy and turn it into a federation, who drafted some ‘Fundamental Articles’ which were intended to give the Czechs parity with the Hungarians, but this was fiercely opposed by the Hungarian prime minister, Count Andrássy. The Czechs never trusted the dynasty after that, and boycotted the Vienna parliament.

In 1879 Franz Joseph asked his boyhood friend Count Taaffe to form a new government and Taaffe went on to govern till 1893, passing a series of reforms which echoed those of Bismarck in Germany, such as extending the franchise, workers health and accident insurance, limiting the working day to 11 hours etc.

But when he tried to tackle the German-Czech issue by breaking up Czech provinces into smaller units based along ethnic lines, his plans were scuppered by the Poles, the Clericals and the Feudals, and the German Liberals and he was forced to resign. Over the next twenty years three parties emerged:

The Social Democrats

This left-wing party emerged from the trade union movement in 1889 and its soft Marxist outlook focused on economic and social reform cut across ethnic lines and so was a force for keeping the empire together. At the Brünner Conference of 1899 they called for the transformation of the empire into a democratic federation of nationalities.

The Christian Socials

Founded in 1890 by the phenomenally popular Karl Lueger who became mayor of Vienna 1897-1910, based around a devout Catholicism which linked democratic concern for ‘the small man’, responsible social reform, anti-semitism and loyalty to the dynasty. Turning artisans and small shopkeepers into a strong anti-socialist, anti-capitalist, pro-Hapsburg bloc.

The Pan-Germans

The extreme anti-semitic Pan-German Party founded by Georg von Schönerer. Starting as a liberal he grew disenchanted and wanted a) to separate out the German-speaking areas from their Slav populations and b) unite with the Reich. In 1884 he led a battle to nationalise the Nordbahm railway which had been financed by the Rothschilds. He failed, but gained wide support for presenting the plan as a battle of the Jews versus the people. Although small in numbers, the Pan-Germans spread vicious racist ideas and their supporters were prone to violence.

The end of parliamentary governance

The next government of Alfred III, Prince of Windisch-Grätz, was brought down after two years because it agreed to allow a German secondary school in southern Styria to have parallel lessons in Slovene at which point the German National Party rejected it, voted against it, and brought down the government.

The next government was led by a Pole, Count Kasimir Felix Badeni. In 1897 he tried to settle the perpetual conflict between Czechs and Germans by moving a law that said that from 1901 no official should be employed in Bohemia or Moravia who wasn’t fluent in German and Czech. Since most Czechs spoke German, this was no problem for them, but hardly any Germans spoke Czech and there was uproar in parliament, with all kinds of tactics used to stall the passage of the bill, riots broke out on the streets of Vienna and then Prague. Franz Joseph was forced to accept Badeni’s resignation, and the Vienna parliament never had the same prestige or power again.

It couldn’t function properly and legislation was from 1897 passed only by emergency decree via Article 14 of the constitution. Government was no longer carried out by politicians and ministers but by civil servants. The Germans and the Czechs continued to obstruct parliament

Several more ministries tried and failed to solve the nationalities problem, while the emperor accepted advice that extending the franchise to the working class might help create a mood of social solidarity. So a bill was passed in 1907 giving the vote to all men over 24. But it was irrelevant. By this stage parliament didn’t govern the empire, bureaucrats did. Extending the franchise brought in a new wave of socialist parties, which combined with the nationality parties, to make governing impossible. During the parliament of 1911 no fewer than 30 parties blocked the passage of all constructive measures in parliament.

6. Vienna – Cultural centre of the Empire

Traditional liberal culture was based on the premise of rational man existing within as stable, civic social order. By the 1890s this society was beginning to disintegrate…

The political crisis in late nineteenth-century Austria-Hungary was caused by the bankruptcy of liberalism. The result was the sudden growth of a number of anti-liberal mass movements. In the cultural sphere the consequence of the breakdown of liberalism were no less dramatic…

Mason distinguishes three phases or artistic eras in this period:

1. The 1870s

In the 1870s students formed the Pernerstorfer Circle, seeking an alternative to liberalism, which they rejected and found inspiration in early Nietzsche, his writings about the imagination and the Dionysian spirit, leading to veneration of the music dramas of Wagner. The most famous member was the composer Gustav Mahler.

2. The 1890s – Young Vienna

Aestheticism and impressionism, focus on the fleeting moment, in-depth analysis of subjective psychology. A moment’s reflection shows how this is a rejection of rational citizens living in a stable social order, and instead prioritises the non-stop swirl of sense impressions. The leading writers of the Young Vienna literary movement were Hugo von Hofmannstahl and Arthur Schnitzler, with his frank depictions of the sex lives and moral hypocrisy of the Viennese bourgeoisie.

3. After 1900 – Kraus, Loos and Schoenberg

The Jewish journalist Karl Kraus published a fortnightly magazine, Die Fackel, in which he flayed all political parties and most of the writers of the day. He carried out a one-man crusade against loose writing, sentimentality and pomposity. Mason doesn’t mention something Ernst Pawl emphasises in his biography of Kafka, which is that plenty of Kraus’s journalism railed against the Jewish influence on German prose, criticising its importation of Yiddishisms and other impurities. It was this attitude which led Pawl to diagnose Kraus as a leading example of the ‘Jewish self-hatred’ of the period.

Adolf Loos was a radical architect who despised any ornament whatsoever. He designed a starkly modernist house which was built in 1910 opposite the imperial palace and was a harsh modernist critique of the wedding cake baroque style of the empire.

Arnold Schoenberg thought Western music had reached the end of the road, and devised an entirely new way of composing music based on giving each note in the scale an equal value i.e. leaving behind traditional notions of a home key or key tones, i.e. 500 years of tradition that a piece of music is composed in a certain key and will develop through a fairly predictable set of chords and other keys closely related to it. Schoenberg demolished all that. In his system all notes are equal and their deployment is based on mathematical principles. Hence his theory came to be known as ‘atonality’ or the ‘twelve tone’ system.

And looming behind these three was one of the most influential minds of the 20th century, Sigmund Freud, the conservative and urbane Jew who did more than almost anyone else to undermine the idea of the rational, citizen or the rational human being. In Freud’s theory most of the activity of the human mind is unconscious and consists of a seething mass of primitive drives and urges. For the early period, from his first formulation of psychoanalysis in 1895 through to the outbreak of the First World War, Freud concentrated on the sexual nature of many or most of these urges, and the psychic mechanisms by which human beings try to repress or control them (via psychological techniques such as displacement or repression).

But the experience of the Great War made Freud change his theory in recognition of the vast role he now thought was played by violence and a Death Drive, which matched and sometimes overcame the sex urge.

Whatever the changing details, Freud’s theory can be seen as just the most radical and drastic attack on the notion of the sensible, rational citizen which were widespread in this time, and at this place.

Leading not only Mason but countless other critics and commentators to speculate that there was something about the complexity of the Austro-Hungarian Empire, and something about the thoroughness with which it collapsed, which led to the creation of so many anti-liberal and radical ideologies.

All the art exhibitions I’ve ever been to tend to praise and adulate 1900s Vienna as a breeding ground of amazing experiments in the arts and sciences. Many of them praise the artistic radicalism of a Loos or Schoenberg or Egon Schiele as a slap in the face to boring old bourgeois morality and aesthetics.

Not so many dwell on the really big picture which is that all these artistic innovations were the result of a massive collapse of the idea of a liberal society inhabited by rational citizens and that, in the political sphere, this collapse gave rise to new types of political movement, anti-liberal movements of the extreme left and extreme right, to the Communism and Fascism which were to tear Europe apart, lead to tens of millions of deaths and murder and torture, and the partition of Europe for most of the twentieth century.

PART THREE Foreign affairs

7. The Dual Alliance

In international affairs the thirty-six years between the Congress of Berlin in 1878 and the start of the Great War in 1914 were dominated by the Balkan Problem or the South Slav Question.

In the 1600s the Muslim Ottoman Empire had extended its reach right up to the walls of Vienna. The Ottomans were held off and pushed back so the border between Christendom and Islam hovered around south Hungary and Bulgaria. But the Balkans contained many ethnic groups and nationalities. Slowly, during the 19th century, Ottoman rule decayed causing two things to happen:

  1. individual ethnic groups or nations tried to assert their independence from the Ottoman Empire
  2. each time they did so tension flared up between Russia, who saw herself as protector of all the Slavs in the Balkans, and Austria-Hungary, who feared that the creation of a gaggle of independent states in the Balkans under Russian control would inflame her own minorities and undermine the empire

The Congress of Berlin was held in 1878 to try and adjudicate between the conflicting claims of Russia and Austria-Hungary, and the host of little countries who wanted independence from the Ottomans.

This section details the long history of the complex diplomatic policies adopted by successive foreign ministers of the empire, which all had more or less the same goal – to preserve the integrity and security of the empire – but changed in the light of changing events, such as the Franco-Prussian War of 1870, the Russo-Turkish War of 1877–78, and so on through to the Russo-Japanese War of 1905, the Young Turk revolution of 1908 which led to the Bosnian Crisis of the same year, and the Balkan Wars of 1912-13.

What’s striking or piquant is that the three autocracies – Prussia, Austria-Hungary and Russia – had a really profound interest in maintaining their semi-feudal reactionary regimes, and this was highlighted by the fact that they periodically signed variations on a Three Emperors Alliance (1881) – but that they kept allowing this fundamental interest to be decoyed by the festering sore of countless little conflicts and eruptions in the Balkans.

So that by 1907 Germany came to see its interests as tied to a strong Austria-Hungary which would prevent Russian expansion southwards; while Russia came to see itself as faced by a Germanic bloc and so sought alliance with France to counterweight the German threat. And so Europe was divided into two armed camps, an impression cemented when Italy joined a pact with Germany and Austria-Hungary, despite historic antagonism to Austria, with whom she had had to fight wars to regain territory in the north.

8. The Drift to war

One way of thinking about the First World War was that the assassination of the Archduke Franz Ferdinand, heir apparent to the crown, was without doubt a scandalous event but that it gave the Austro-Hungarian Empire a golden opportunity to smack down cocky little Serbia and thus re-establish the empire’s authority in the Balkans, which had been steadily slipping for a generation as a) more Balkan states became independent or b) fell under the influence of Russia.

After all, the empire had intervened in 1908 to annex Bosnia-Herzegovina with a view to creating a South Slav bloc of nations under her protection. Seen from her angle, this was one more step of the same type. Although, admittedly, a risky one. Her annexation of Bosnia-Herzegovina in 1908 led to a six-month-long diplomatic crisis which nearly sparked a European war, and there had been further, limited, Balkan Wars in 1912 and 1913. Most people thought this was more of the same.

So Austria issued a fierce ultimatum which was impossible to fulfil and prepared for a quick brutal suppression of Serbia. But she hadn’t anticipated that Russia would mobilise in favour of what was, after all, a small nation, with the result that the German military weighed in giving Austria-Hungary a promise of unconditional support; and when both of them saw Russia proceeding with its war mobilisation, the Germans mechanically and unthinkingly adopted the dusty old plan which had been perfected decades earlier, a plan to knock France out of any coming conflict with a quick surgical strike, just as they had back in 1870, before turning to the East to deal with a Russia they were sure was enfeebled after its humiliating defeat against Japan in 1905.

But the quick surgical strike against France failed because a) the French were supported by just enough of a British Expeditionary Force to stall the German advance and b) the Russians mobilised, attacked and advanced into East Prussia quicker than the Germans anticipated so that c) the German Chief of Staff Moltke made one of the most fateful decisions of the 20th century and decided to transfer some infantry corps from the Belgian wing of the German attack across Germany to staunch the Russian advance. Thus contributing to the German sweep across northern France coming to a grinding halt, to the failure of the Schlieffen Plan, and to four years of grinding stalemate.

All the parties to the war miscalculated, but it was arguably the Germans – with their bright idea of a quick strike to knock France out of the war – who did most to amplify it from yet another in a long line of Balkan Wars to an international conflagration.

What comes over from this section is the hopeless inability of historians to come to a clear decision. Some historians, apparently, think Austria-Hungary’s foreign policy in the decade leading up to war was aggressive; others think it was impeccably defensive.

There is no doubt that the emperor was devoted to peace. Franz Joseph ruled the empire from 1848, when he was 18, to 1916, when he was 86, and if there was one thing he’d learned it was that whenever Austria went to war, she lost. And he was proved right.

9. War Guilt and the South Slav Question

On one level the problem was simple: about twice as many Slavs lived inside the empire (7.3 million) as outside (3.3 million). In the age of nationalism it was unlikely that the ultimate unification of these Slavs could be prevented. The question was: would this unification take place within the empire’s border i.e. at Serbia’s expense; or outside the empire’s borders, under Serbian leadership a) at the cost of the empire losing land (including most of its coastline in Dalmatia) and Slav population to Serbia b) the new Serbian state itself coming under the strong influence of Russia.

Mason discusses how this threat could possibly have been averted if the empire had made any sort of overtures to the Serbs, had courted the South Slavs. All Serbia wanted was better terms of trade and access to the sea. Refusal to countenance even this much resulted from the Austria-Hungarian Monarchy’s internal tensions, above all from the entrenched but anxious rule of the Germans and Magyars, nearly but not quite majorities in their own domains. Their inflexibility brought those domains crashing down around their ears.

10. World War One and the Collapse of the Empire

The book goes on to emphasise that, just because the empire collapsed suddenly at the end of the Great War, doesn’t mean it was doomed to. In fact for most of the four year war onlookers expected it to last, and spent their time speculating about the territorial gains or losses it would have made, but not that it would disappear.

He gives a military account of the war which emphasises the simple fact that the much-vaunted Austro-Hungarian army was simply not up to the task its politicians had set it. Chief of the General Staff Franz Conrad von Hötzendorf intended at the outbreak to take out Serbia with a lightning strike, then move his corps north to Galicia to face the Russians who it was expected would mobilise slowly. But the Austro-Hungarians were repelled by ‘plucky Serbia’ and Conrad moved his forces north too slowly to prevent disastrous defeats to the Russians, who seized Galicia and Bukovina before Christmas.

In the first few months the empire lost 750,000 fighting men and a high percentage of their best officers. It’s a miracle they were able to carry on which they did, but at the cost of taking injections of better trained, better-armed German troops (remember the proud, tall, well dressed, well-fed Reich German soldiers lording it over their starving Austrian allies in the final chapters of The Good Soldier Svejk) and coming more or less under German military command.

Amazingly, in spring the following year, 1915, combined Austrian-Germany forces drove the Russians out of Galicia and seized most of Poland, defeated the numerically stronger Italian army along the Isonzo River. By 1916 the Alliance powers controlled a substantial slice of foreign territory (Poland, Russia, parts of the Balkans) and seemed to be sitting pretty.

The Austrian Social Democrat Otto Bauer wrote a book about the collapse of the empire, The Austrian Revolution, in 1925 which argued that the empire defined itself by its opposition to Tsarist Russia and dependency on Hohenzollern Germany. Certainly when the Bolsheviks seized power in St Petersburg and sued for peace, half the reason for fighting – and even be scared of the Slav menace – disappeared at a stroke.

Internal collapse

As we’ve seen, the Austrian parliament ceased to function properly before 1910 and government was run by civil servants and made by decree (the background to the novels of Franz Kafka with their infinitely complex and incomprehensible bureaucracies). Parliament was suspended from March 1914 to May 1917 because the ruling classes feared it would simply become a forum for criticism of the Crown. In 1916 the prime minister Count Stürgkh was assassinated. On November 1916 the Emperor Franz Joseph died and the crown passed to his great-nephew Archduke Charles, aged 29. The change in leadership gave an opportunity for the central powers to approach the Entente with suggestions for peace in December 1916, which, however, foundered on Germany’s refusal to cede territory back to France.

When Charles was crowned in Hungary he missed the opportunity to force the Hungarian prime minister to consider reforms, to extend the franchise, to give more rights to the non-Magyar minorities, and generally to compromise. On one level, the failure to effect any reform at all in the basic structure of the Dual Monarchy, led to its collapse.

But the most important event was the overthrow of the Romanov dynasty. If the Romanovs, why not the Hapsburgs? When Charles allowed parliament to sit again in summer 1917 initially the calls weren’t for dissolution, but for reform which gave the nationalities autonomy and rights. But during the summer Czech radicals published a manifesto calling for an independent Czech-Slovak state.

The winter of 1917-18 was harsh with widespread food shortages. There were widespread strikes. In the spring Czech prisoners of war began returning from Russian camps bearing revolutionary ideas. But the Hapsburgs were not overthrown. Mason suggests this is because what in Russia were clear, class-based animosities and movements, in Austria-Hungary were diverted into nationalist channels.

Even when America joined the war in April 1917, the Allies still didn’t call for the overthrow of the empire but its reform to give the nationalities more say. According to Mason what finally changed the Allies mind was the German offensive in Spring 1918. It became clear Austria-Hungary wouldn’t or couldn’t detach itself from Germany, and so the Allies now threw themselves behind plans to undermine the empire from within i.e. supporting Czech, Polish and Slav politicians in their calls for the abolition of the monarchy. In the summer they supported the Czechs. In September 1918 they recognised a Czech-Slovak state. Unlike the other minorities the Czechs existed entirely inside the empire, to recognising their independent state was effectively recognising the dismemberment of the empire.

The failure of the German spring offensive in the West, and the Austrian summer offensive against Italy spelled the end. In September Bulgaria sued for peace. In October Austria and Germany asked President Wilson to intervene. At the end of October the Czechs and Yugoslavs proclaimed their independence, followed by the Magyars and the Poles. On 11 November 1918 Emperor Charles abdicated. The Hapsburg Monarchy ceased to exist.

PART FOUR Assessments

Mason recaps some of the arguments about the fate of the Austro-Hungarian Empire which, by now, I feel I have heard hundreds of times. For example, that right up to the end most commentators did not expect the empire to collapse but for the strongest minorities, such as the Czechs, to successfully argue for parity with the Magyars, for more rights and privileges. Karl Marx thought the nations without history needed to be tutored and guided by the more advanced ones i.e. the Germans.

One school sees the collapse as due to the internal contradictions i.e failure to address the nationality question i.e. failure for any serious politician at the top, even Franz Ferdinand, even Charles, to do anything to palliate the nationalities demands which would have meant diluting the stranglehold of the German-Magyar ruling elites. The elites never accepted the nationalities question as a fundamental issue, but always as a problem which could be temporarily dealt with by clever tactics.

A completely opposite view holds that it was the First World War and the First World War alone which led to the collapse of the empire. Supporting this view is the fact that even radical critics and keen slavophiles like the Englishmen Seton-Watson and Wickham Steed as late as 1913 thought the empire was growing, and simply needed to be converted into a federal arrangement of more autonomous states, maybe like Switzerland.

PART FIVE Documents

Nineteen documents kicking off with hardcore economic tables showing, for example, populations of the various nationalities, index of Austrian industrial production, Austria’s share of world trade, steel production, harvest yields.

More interesting to the average reader are:

  • Mark Twain’s eye witness account of the army marching into parliament to suspend the sitting discussing  the 1897 legislation to make Czech equal with German in Bohemia and Moravia, which spilled out into riots in Vienna and Prague
  • Leon Trotsky’s impressions of the Austrian socialist leaders i.e they are smug and self satisfied and the extreme opposite of revolutionary
  • an extract from the memoir of George Clare who was a Jew raised in Vienna and gives a vivid sense of the frailty of Jewish identity, the assimiliated Jews’ shame about his caftaned, ringleted Yiddish cousin but also his sneaking envy for their authenticity – this is exactly the sentiment expressed by Kafka in his reflections on the Jews
  • the impact of Vienna on the young Adolf Hitler, who lived in Vienna from 1908 to 1913 and a) hugely respected the anti-semitic mayor Karl Lueger and b) loathed the multi-ethnic culture and especially the ubiquity of Jews
  • memoirs of the Jewish socialist leader Julius Braunthal, who emphasises the peculiarly powerful fermenting role played by Jews in all aspects of Austrian life, society and culture
  • a society hostess describing the meeting in 1902 between Rodin and Gustav Klimt

And then excerpts from more official documents, being a letter from the leader of the 1848 revolution, the key articles from the Dual Alliance of 1879, prime minister Aehrenthal’s proposed solution to the South Slav problem, census figures about Slavs inside the empire, a report on relations between Serbia and Austria-Hungary,


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Art & music

Books

William Blake @ Tate Britain

This is the largest survey of work by William Blake to be held in the UK for a generation. It brings together over 300 famous and rarely seen works, from the whole of his career, from all of his publications and projects, and sets them alongside works by contemporaries, friends and influences, in a blockbuster exhibition which spreads over 13 rooms.

Engraving

Blake was born in 1757 into a poor family in London’s Soho – his father was a hosier – who, nonetheless, supported his ambitions to be an artist. Aged 15 he got an apprenticeship to an engraver. At the age of 21 he became a student at the Royal Academy. He appears to have been studious, the exhibition contains a typical plaster cast classical statue which students had to sketch along with Blake’s drawings of it.

Distinctive style

Muscles But from early on Blake developed an idiosyncratic and eccentric way of depicting the human body. Most of his work is depictions of the human body. Most of the bodies in question are naked or draped in simple Biblical robes, and all of them are extremely muscley, with a heavy, musclebound weight which is reminiscent of Michelangelo. Although the curators don’t mention it I’ve read somewhere that this striking musculature is in fact anatomically inaccurate, and designed purely for expressive purposes.

Capaneus the Blasphemer (1824-1827) by William Blake © National Gallery of Victoria, Melbourne

Flat and close Other elements of his style include the lack of perspective. Figures almost always appear in a flat space. This gives them dramatic immediacy and directness, as in this striking image.

The Great Red Dragon and the Beast from the Sea by William Blake (1805)

Noses In both these images note the strikingly aquiline noses of his figures. Sounds trivial but its a trademark of his style.

Anti-commercial art Blake rejected much of the commercial art of his day, came to despise the Royal Academy, hated the way late 18th century art was dominated by society portraits or landscapes of rich people’s properties.

Visual purity He wanted to forge something much more visionary and pure. This search for a kind of revolutionary purity reminds me of the Republican phase of the art of the French painter Jacques-Louis David, which also features: legendary, classical or mythical subject matter; half naked men showing off their six-packs; in striking poses; flowing robes and togas.

Death of Socrates by Jacques-Louis David (1787)

Drawings not paintings

But a comparison with David vividly brings out the difference: Blake was never an oil painter. None of his works evince the kind of lavish, luxurious depth and perspective and colour and light and shade of an oil painter like David.

Most of Blake’s images are engravings, of which he produced over a thousand, and a central quality of an engraving is its flatness.

There are also watercolours but, as the curators point out, these have the clarity of line, formality and flatness of engravings which have simply been coloured in.

There is rarely any perspective or depth. The backgrounds are generally sketchy. All the focus is on the (generally melodramatic postures) of the foreground figures.

Cain Fleeing from the Wrath of God by William Blake (1799-1809) © The Fogg Art Museum, Harvard University

Illustrations

Cain Fleeing exemplifies a major fact about Blake’s visual work, which is that the majority of was illustrations for classic works. Over his life he was commissioned to produce illustrations for:

  • Mary Wollstonecraft – Original Stories from Real Life (1791)
  • John Gay – Fables by John Gay with a Life of the Author, John Stockdale, Picadilly (1793)
  • Edward Young – Night-Thoughts (1797)
  • Thomas Gray – Poems (1798)
  • Robert Blair – The Grave (1805–1808)
  • John Milton – Paradise Lost (1808)
  • John Varley – Visionary Heads (1819–1820)
  • Robert John Thornton – Virgil (1821)
  • The Book of Job (1823–1826)
  • John Bunyan – The Pilgrim’s Progress (1824–1827, unfinished)
  • Dante – Divine Comedy (1825–1827)

The exhibition features generous selections from most of these works, for example ten or more of Blake’s illustrations for the Grave or Gray’s Elegy Written in a Country Churchyard, etc.

Bad pictures

What comes over from many of these obscure and little exhibited illustrations is how bad they are. Milky, washed out, strangely lacking in the dynamism which Blake, in his written works, claimed for his art.

Elegy Written in a Country Church-Yard, Design 113 by William Blake (1797-8)

Bad, isn’t it? All the illustrations for the Elegy are like this.

Towards the end of his life Blake made 29 watercolour illustrations of the Pilgrim’s Progress which are similarly not much mentioned in his oeuvre. Being woke, the curators suggest this might be because his loyal, hard-working and artistic wife, Catherine, is said to have had a say in designing and colouring them, so their neglect is a sexist conspiracy. Maybe. Or maybe it’s just because they’re not very good. Here’s an example.

Illustration four for the Pilgrim’s Progress by William Blake

The composition, the use of perspective, the crappy buildings, the ludicrous posture of the figures, and the badness of their faces – everything conspires to make this picture, in my opinion, poor. And there are lots more of this low standard in the exhibition.

Good pictures

But what makes it impossible to dismiss and hard to evaluate is that Blake was also capable of coming up with images which turned his manifold weaknesses – the lack of depth, the odd stylised postures, the inaccurate anatomy – into strengths. This is true of many of the illustrations for Dante’s Divine Comedy. Take this depiction of the fate of the corrupt pope – the very unnaturalness of the postures and the weirdness of the setting work in its favour. To make it a deeply strange and troubling image.

The Simoniac Pope’ by William Blake (1824-7) Tate

Take another of his archetypal images, Newton. The closer you look, the weirder it becomes – not least his musculature which makes him look more like an insect with a segmented back than a human being – and yet, and yet… it’s so weird that it’s true – true not to lived life or anything anyone’s ever seen, but to something stranger, more mysterious and more visionary.

Newton by William Blake (1795-1805) Tate

The illustrated books

Of course Blake was also a poet, an epic poet, a writer of immense long epics featuring a mythology and mythological characters he made up out of a strange mishmash of the Bible, the classics and Milton. Not many people read these long poems nowadays although, as it happens, as a schoolboy I read all of them cover to cover in the Penguin Complete Blake edition, so I have a feel for the vastness and strangeness of his imaginary world.

Blake produced the poems in books which featured his own line illustrations and decorations of the handwritten texts.

  • Songs of Innocence and of Experience (edited 1794)
  • Songs of Innocence (edited 1789)
  • The Book of Thel (written 1788–1790, edited 1789–1793)
  • The Marriage of Heaven and Hell (written 1790–1793)
  • Visions of the Daughters of Albion (edited 1793)
  • Continental prophecies
  • America a Prophecy (edited 1793)
  • Europe a Prophecy (edited 1794–1821)
  • The Song of Los (edited 1795)
  • There is No Natural Religion (written 1788, possible edited 1794–1795)
  • The First Book of Urizen (edited 1794–1818)
  • All Religions are One (written 1788, possible edited 1795)
  • The Book of Los (edited 1795)
  • The Book of Ahania (edited 1795)
  • Milton (written 1804–1810)
  • Jerusalem The Emanation of the Giant Albion (written 1804–1820, edited 1820–1827 and 1832)

The exhibition features many of these illustrations to his own verse. There is, for example, half a room devoted to individual pages from America a Prophecy, which have been removed from the book and framed as prints. Some of them are displayed in doublesided cases set up on plinths so that visitors can walk around and see both sides. The most immediate thing you notice is how very small they are, old-fashioned paperback book size, which makes much of the writing very hard to read without a maginifying glass.

Title page of America a Prophecy, copy A (printed 1795) by William Blake © The Morgan Library

The shorter works

Even his contemporaries struggled with the obscure mythology, strangely named characters (Los, Urizen) and difficult-to-make-out plots of the longer poems. By contrast, two of the shorter works have always been popular, namely the pithy proverbs gathered in The Marriage of Heaven and Hell:

  • “Those who restrain desire do so because theirs is weak enough to be restrained.”
  • “The road of excess leads to the palace of wisdom.”

and the short and simple poems in Songs of Innocence and of Experience, which contain his best-known and most anthologised poems. Of these probably the most famous is 

Tyger Tyger, burning bright,
In the forests of the night;
What immortal hand or eye,
Could frame thy fearful symmetry?

It is undoubtedly a classic, but there is an odd and telling thing about it, which is that has become, over time, essentially, a children’s poem.

And this is emphasised by the illustration Blake did for it, which often comes as a shock to people who are familiar with it as an isolated text before they come to it in Blake’s illustrated version. It’s not just a children’s book illustration. It’s almost a baby‘s book illustration.

Tyger Tyger from Songs of Experience (designed after 1789, printed in 1794) by William Blake

Extremely hit and miss

And I think at some stage during the exhibition, it struck me that at some level, Blake is not a serious artist. He took himself very seriously, the small group of acolytes who gathered round him in his last years – the self-styled Ancients – took him very seriously, and critics and curators ditto, but… his long poems are all but incomprehensible and his own illustrations to his books are strange but often curiously childish and amateurish. His illustrations for Pilgrims Progress or the Elegy are deeply damaging to your sense of him as an artist. Some of the illustrations of Paradise Lost or Dante have a peculiar power, but many feel weak or half-finished. And strange random images throughout the exhibition leap out as expressing something no-one else had conceived or tried.

The Ancient of Days

Because every now and then, his peculiarities of style and technique (he pioneered new methods of acid engraving which the exhibition explains) come together to create something magical and genuinely visionary, something of depth and maturity.

‘Europe’ Plate i Frontispiece, ‘The Ancient of Days’ (1827) by William Blake (1757-1827) The Whitworth, The University of Manchester

The curators end the exhibition with this painting, which Blake was working on right up to his final days, at his house overlooking the Thames. Who is it, what is he doing, nobody is sure, although the hand gesture which seems to be creating a sort of compass is, unexpectedly, a negative gesture in Blake’s symbolism, because mathematics and science are the enemies of the liberated and revolutionary imagination which Blake defended and praised.

Still, as with so much of the rest of his ‘thought’ and personal opinions, it doesn’t matter. Again and again the curators have had to admit that nobody knows what this or that picture really means or whether it is illustrating this or that scene from one of his vast mythological books – so much about Blake’s output is scattered, broken up and mysterious, that one more mystery doesn’t make any difference.

At his best, Blake created images of startling power and resonance which, even if we don’t understand their intention or meaning, have stood the test of time. But the high risk this exhibition has taken is placing that dozen or so brilliant imagines amid a sea of ok, so-so, mediocre and downright poor images which do a lot to dilute their impact.

Two gaps

No explanation of Blake’s politics The curators mention in several places that Blake was a revolutionary thinker who engaged with the Great Issues of his day, and list those Great Issues as political revolution, sexual politics, and slavery, and he certainly did, in his long radical poems and his notes and essays.

The odd thing is you’d expect there to be, in such a big exhibition, some sections devoted to Blake the Revolutionary, explaining his revolutionary  views, his support of the American and French revolutions, his ideas of the power of the unfettered Imagination, sexual liberty and his violent anti-slavery sentiments.

But panels or sections devoted to Blake’s beliefs are strangely absent. His views are mentioned in passing, in the context of t his or that work, but you can’t make sense of a work like America A Prophecy without some explanation of the attitude English radicals took to the war their own government was fighting to put down men committed to freedom & Liberty.

No explanation of Blake’s mythology More importantly you can’t understand a lot of his images without delving into Blake’s own mythology, which was built around praising the power of the unfettered Imagination, in the arts and politics and private life, and which he elaborated out inventing a whole cast of pseudo-Biblical gods and goddesses.

This also was strangely absent – I mean all it would have taken was a panel explaining the symbolic roles of the characters he invented for the epic poems:

  • Urizen is the embodiment of conventional reason and law
  • his daughters Eleth, Uveth and Ona represent the three parts of the human body
  • his sons Thiriel, Utha, Grodna, Fuzon match the four elements but are also aligned with the signs of the Zodiac
  • Los is the fallen (earthly or human) form of Urthona, one of the four Zoas

and so on, to at least give you a flavour of how strange, eccentric, but oddly beguiling his personal mythology could be.

Maybe – I’m guessing – the curators wanted to focus narrowly on his art, and on the technical ways in which he experimented with techniques of engraving, and with the immediate facts of his biography. That would explain why there were rooms devoted to particular patrons such as John and Ann Flaxman, Thomas Stothard and George Cumberland, Thomas Butts and the Reverend Joseph Thomas.

I bought the audioguide. At the end of several sections on specific series of works, it said; ‘If you want to know more about the relationship between Blake and John Flaxman, press the green button’. My point being that all the additional information was biographical. Not one of them said: ‘If you want to hear more about Blake and the French Revolution, Blake and slavery, Blake and sexual Liberty, Blake’s theories of the imagination’ – all topics I’d love to have heard given a modern summary.

This biographical approach also explains why there is a big reproduction of a period map of London with markers indicating where Blake lived over the years. And even an entire room recreating the room in the family home in Broad Street where Blake staged a quirky one-man show in 1809, a show which was a disaster as hardly anyone showed up and the one critic who wrote about it dismissed Blake as ‘an unfortunate lunatic’.

I may be wrong but it seems to me that the curators have opted for a heavily biographical approach to Blake’s work, placing the works in the context of his real life career and biography, his houses and wife and friends and champions and critics. This is all interesting in its way, but not as interesting as Blake’s imaginative universe.

At the age of eight William Blake saw the prophet Ezekiel under a bush in Peckham Rye, then a rural backwater south of London. A few years later he had a vision of a tree full of angels nearby and, a month after that, a third vision of angels, walking towards him through the rye.

Blake really meant it. All through is life he claimed to have visions of angels and other divine beings, dancing and cavorting in London fields and streets. He was a visionary in the most literal sense of the word.

Although – with over 300 images – this exhibition is thoroughly documented and copiously illustrated, maybe the reason I left feeling so frustrated and dissatisfied was because I felt that Blake’s weird, peculiar and compelling imaginative universe had been almost completely left out of it.

There were plenty of framed pages taken from the illustrated versions of his ‘prophetic books’ covered with verse. But the verse itself wasn’t printed out on a label on the wall for us to actually read. There was an introduction to the subject matter of each one, but little explanation of what they meant or what he was trying to achieve.

This exhibition feels like a big, elaborately assembled, beautifully curated and presented catalogue of all Blake’s visual works. A list. A documentation of his works. But somehow, with all the fiery life, rebellion and pride of the Imagination taken out.

Blake’s life is presented as a story of professional frustration – rather than as a life of extraordinary imaginative triumph.


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LGBT+: Diversity in Manga @ Japan House

Downstairs at the Japan House in High Street Kensington are the exhibition spaces. The staircase takes you down into a central atrium. On one side is the entrance to the medium-sized lecture theatre-cum cinema, where they hold events, talks and screen movies. Opposite this is the entrance to the fairly large exhibition room, currently devoted to a show about manga artist Urasawi Naoki.

And between them is a glass-fronted room which is the ‘library’. The word library evokes images of size, of big, wood-lined rooms filled from floor to ceiling with ancient tomes, and the idea of encyclopedic knowledge, of lots of books and information.

However, the library at Japan House is the extreme opposite. It amounts to just one wall of exquisitely selected books chosen to highlight the best of Japanese culture, selected by noted book curator Haba Yoshitaka.

Haba Yoshitaka

The curator of the Library at Japan House, Haba Yoshitaka, is a leading expert in the emerging field of ‘book direction’. The aim is to create innovative ways in which we interact with books. He recently gave a talk on his philosophy of book direction:

As conventional bookstores and libraries experience declining numbers, Haba aims instead to bring books to people and make them relevant and accessible to their daily lives. From the Japan House Library to specialized book areas in hospitals, nurseries and even Kyoto City Zoo, Haba has curated a wide range of book direction services for libraries at locations inside and outside Japan.

The Japan House ‘library’ is not, then, your average ‘library’.

Haba’s selection fills just one wall. Opposite it is a wall which plays host to changing exhibitions of books. It is currently showing a display of manga books addressing issues of gender and diversity.

LGBT+: Diversity in Manga

The display was organised to coincide with ‘Pride In London’ last month (June). It brings together about 50 manga from different eras, and from different genres, each of them depicting diverse representations of gender and sexuality expression. It’s designed to explore ‘the impact of Japanese manga culture on the understanding and perceptions of gender and sexual diversity in Japan’.

The LGBT+: Diversity in Manga display at Japan House

Japan is still a very conservative society. Manga, with its enormous appeal and huge range of audiences, has been a potent force in spreading awareness of modern ideas of gender diversity and alternative sexualities, especially among younger people.

The display picks out half a dozen key works and themes.

Women as men; men as women

Cross-dressing has been around as long as manga, with the great pioneer of the form, Tezuku Osamu, writing a story titled Princess Knight about a cross-dressing female knight, said to have been inspired by the theatrical troupe made up entirely of women among whom he spent his boyhood.

Many other cross-dressing characters have appeared in manga, including Oscar, a beautiful lady who dresses as a man to lead the Royal Guard in The Rose of Versailles, a strip set during the French Revolution; and the cross-dressing male university student Koibuchi Kuranosuke who appears in Higashimura Akiko’s Princess Jellyfish, a romantic comedy about a group of women who live in an apartment block.

The Year 24 Flower Group

The name refers to a group of female manga artists who were born around 1949 (Shōwa Year 24 in the Japanese calendar) and are said to have laid the foundations for contemporary shōjo manga (comics for girls). The movement included Moto Hagio, Yumiko Ōshima, and Keiko Takemiya.

Their works used complicated layouts and styles of expression which hadn’t been seen in girls’ comics before, and they also tackled subject matter previously not covered in girls’ comics such as science fiction and fantasy.

They emphasised characterisation and depicted romantic attachments between young men which eventually developed into the specialised manga genre known today as BL or Boys Love (shōnen-ai). (Hagio Moto herself, one of the ‘founding mothers’ of shojo manga (manga aimed at girls) was at Japan House a few months ago, discussing her role in these innovations. Irritating to have missed it.)

Boys Love

BL is a genre which depicts romantic and sexual relationships between men. The wall label discusses the various Japanese terms which have applied to these kinds of stories, implying subtle gradations in and distinctions, both within and beyond the genre.

Crossing boundaries

Many manga artists started out creating self-published dōjinshi works. One such is Yoshinaga Fumi whose manga Ōoku which applies gender-bending to early modern Edo-period Japan, creating a female shogun who is served by a harem of men known as the Ōoku. 

Gay art legend Tagame Gengoroh wrote the runaway best-seller My Brother’s Husband, on display here and at the British Museum’s manga exhibition. He also was in London earlier in the year to discuss his work. The blurring of sexual identities helps to blur boundaries between genres, as well, with plotlines becoming capable of greater latitude and variety.

A more recent addition is the strip What Did You Eat Yesterday? which chronicles a gay couple’s day-to-day life through the meals they share together. Sometimes it reads like a recipe book. Its quiet domesticity is another way of raising awareness and opening doors about same-sex couples.

Kumota Haruko

Another example of an artist who started out creating self-publishing dōjinshi is Kumota Haruko. She has published an award-winning series titled Descending Stories: Showa Genroku Rakugo ShinkuRagoku is a form of storytelling theatre.

The series features two ragoku performers, the attractively mature Yakumo, and the cheerful and talented Sukeroku. Their same-sex relationship is never overtly stated. Instead the reader is left to infer it both from their day to day interactions, and from the subtle hints included in the traditional stories they tell. The display includes original artwork from the series.

Takemiya Keiko

Takemiya Keiko’s ground-breaking manga Kaze to Ki no Uta (The Poem of Wind and Trees) was first published in 1976 and explores relationships between young men at a boarding school in France. It caused a scandal at the time due to its depiction of sex between men, but was quickly championed by enlightened critics. Nowadays it is seen as the seminal work of Boys Love manga.

Why France? I wondered. Was it more associated, in the 1970s, with decadence and sensuality? In this country, Britain, probably, yes, it always has been seen as more licentious and ‘immoral’. Seems a distant and remote location for a manga artist to choose, though.

Summary

Not quite worth making a pilgrimage for on its own account, unless you are particularly interested in LGBT+ manga, this is nonetheless a small, but perfectly formed and exquisite display, and the Japan House is well worth a visit if you’ve never been before.


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Boilly: Scenes of Parisian Life @ the National Gallery

Louis-Léopold Boilly (1761 – 1845) was 28 and an established painter when the French Revolution broke out. He managed not to get his head cut off by the apostles of freedom and equality, going on to survive the rise and fall of Napoleon and the restoration of the Bourbon monarchy, and enjoying a long and successful career – 84 was quite a ripe old age, especially back then.

Sheet of studies with five self-portrait drawings of the artist, about 1810 by Louis-Léopold Boilly. The Ramsbury Manor Foundation. Photo © courtesy the Trustees

Sheet of studies with five self-portrait drawings of the artist, about 1810 by Louis-Léopold Boilly. The Ramsbury Manor Foundation. Photo © courtesy the Trustees

The National Gallery owns just one Boilly painting, the small but intriguing A Girl at a Window. For this exhibition they’ve borrowed 20 works from a British private collection which have never previously been displayed or published and hung them all in Room One of the gallery (up the stairs and immediately to your left, if you come in the main entrance).

So this really is an unparalleled opportunity to find out more about an artist who is little known in Britain.

The twenty paintings and drawings on display show that Boilly was a lot of fun. He comes from an era when people used paintings for amusement and entertainment and information and titillation.

The latter motive is to the fore in two or three of his paintings from the 1790s. In these boudoir scenes or ‘seductive interiors’ Boilly combines two or three of key concerns. One is human interest. This is an anecdotal scene of two nubile young women comparing feet (and stockings). For the time this was quite a ‘saucy’ picture in that you can see a lot of the ladies’ stockinged feet and (as the wall label points out) a titillating amount of bosom on the verge of falling out of both women’s dresses. Boilly was certainly not highbrow. He wanted to please and entertain.

Comparing Little Feet, about 1791 by Louis-Léopold Boilly. The Ramsbury Manor Foundation. Photo © courtesy the Trustees

Comparing Little Feet (about 1791) by Louis-Léopold Boilly. The Ramsbury Manor Foundation. Photo © courtesy the Trustees

But the second feature of this painting is the phenomenal attention to detail. When you lean in you can see how much fun he’s had capturing the difference textures and surfaces and the play of light on the wooden table, the pink sash, the silver tankard and the sheets of paper behind them. A tremendous eye for detail and a concern that the image is completely finished. The looseness of brush we are used to in the Impressionists and everyone who followed is inconceivable here. Every millimetre of the canvas is covered in paint which depicts the scene in loving detail.

But it was scenes of Parisian street life that made Boilly famous. the exhibition includes half a dozen paintings of street scenes – working men gambling at a tavern, a beggar importuning a smartly dressed couple couple, a small crowd of gawpers gathered round a punch and judy booth.

The Poor Cat (1832) by Louis-Léopold Boilly. The Ramsbury Manor Foundation. Photo © courtesy the Trustees

The Poor Cat (1832) by Louis-Léopold Boilly. The Ramsbury Manor Foundation. Photo © courtesy the Trustees

This is narrative or anecdote painting. You’re meant to admire the overall composition, but then are encouraged to look out for all the humorous touches and details the painter has included – the boy at far right trying to look inside the booth, the soldiers at far left commenting, the old lady nursing a baby under the tree, the dog on the left has he seen or smelt something? And of course the central event they’re all looking at which is the hand puppet of Mr Punch trying to fit a hoop over the neck of a cat.

Note the twee little girl in a bonnet with her face turned towards us. Boilly’s crowd scenes nearly always include someone looking out directly at the viewer, including us in the scene. And then, stepping back, note that by far the brightest, best illuminated part of the painting is the bright pink and white dresses of the two young ladies with their backs to us.  Once you’ve noticed how dazzlingly bright they are, you can read the painting again, purely in terms of the play of light and shade. When you do that, you come to appreciate how cannily Boilly has used various levels of lighting to create a dynamic interplay between different parts of the composition.

The French Revolution brought a new class to power, very loosely definable as the bourgeoisie, the educated middle classes who supplanted the French aristocracy in positions of power. Boilly’s naughty but nice interiors, and his observant depictions of street scenes were aimed at this new market. Instead of lofty allegories about Greek gods – the kind of thing which made aristocrats feel clever and godlike – Boilly’s pictures depict Parisian life as it actually was, naughty young ladies, beggars, the homeless, street entertainers, fine looking bourgeoisie, workers in rags.

The teemingness of it, the panoramic effect reminds me of the huge series of novels written by Honoré de Balzac which commenced in the same year as the Poor Cat and as what is arguably Boilly’s masterpiece, A Carnival Scene.

A Carnival Scene (1832) by Louis-Léopold Boilly. The Ramsbury Manor Foundation. Photo © courtesy the Trustees

A Carnival Scene (1832) by Louis-Léopold Boilly. The Ramsbury Manor Foundation. Photo © courtesy the Trustees

It is a winter’s afternoon and characters from the Italian commedial dell’arte are roaming the streets of Paris alongside men dressed as monkeys and aristocratic spectres from the pre-revolutionary era. Down at the front is a dog leaping with a theatrical mask over its tail, a boy is blowing a horn, a fat lady is climbing into the coach in the middle and her skirts have blown up to reveal her bare buttocks. This is the largest panorama of Paris life Boilly attempted, and I think you can detect its influence in later panoramic anecdotal paintings.

There’s a (slightly spooky) figure at the front a third of the way across the painting which is holding out its arms to the scampering dog. This gesture reminded me of William Powell Frith’s classic panorama, Derby Day, painted about 25 years later in 1858, where, in the centre at the front an acrobat entertainer dressed in white with yellow shorts is holding out his arms to his son who is completely distracted by the lavish meal being laid out on a picnic to his left (our right).

The Derby Day by William Powell Frith (1856 - 1858)

The Derby Day by William Powell Frith (1856 – 1858)

Comparing the two paintings brings out how totally Frith has assimilated all the lessons of painting and applied them directly to depicting his day with complete realism, fastidiously capturing costume, human types, and the chaotic teeming of the crowd.

By contrast Boilly seems very dated. The pink sky and the overall brown hue refers back to the countless landscapes of the Dutch school of the 17th century. Although his crowd is teeming, too, a look at any individual in it indicates that they are either caricatures (all the masked and costumed characters) or sentimentalised (the young ladies) and Boilly uses bright white light to lead the eye towards the centre of the composition and the fine lady in an expensive yellow dress, which acts as a sort of visual and psychological anchor. The well-heeled bourgeoisie are still at the heart of, still in control of things.

Portraits

Boilly’s depictions of modern urban life made his reputation at the Salon, but it was his vast output of portraits which made him his income. Over the course of  his career he painted over 5,000 small portraits for a huge range of patrons, soldiers, lawyers, members of the Napoleonic nobility and the bourgeoisie.

Most of these were smallish oil portraits measuring about 22cm by 17cm. It is recorded that they took him about two hours to complete. He was nothing if not a pro. But I’ve chosen to represent his skill at depicting the human face with this set of charcoal and chalk drawings of Jean Darcet and six members of his family. It’s a funny mix of the conventional and the truly realistic. The two young ladies on either side of the venerable patriarch have rather simpering expressions and the chap at bottom left looks like a certain stock type of 18th century portrait. It was the row of sons along the bottom that caught my attention, specially the chap with the porky cheeks second from left. I really like the way they all have very loose and scruffy haircuts.

Portrait of Jean Darcet and Six Members of his Family (about 1801) by Louis-Léopold Boilly. Black and white chalk on paper. The Ramsbury Manor Foundation. Photo © courtesy the Trustees

Portrait of Jean Darcet and Six Members of his Family (about 1801) by Louis-Léopold Boilly. Black and white chalk on paper. The Ramsbury Manor Foundation. Photo © courtesy the Trustees

Sentimentality

Connected to the portraits are Boilly’s rather sickly sweet treatment of small children. Boilly was married twice (both wives predeceased him) and fathered ten children, of whom four died young. This picture depicts three of Boilly’s young sons, Julien adjusting the position of Alphonse’s head, while Édouard (left) looks on. It’s one of several which focus on small children and mothers.

My Little Soldiers (1804) Louis-Léopold Boilly. The Ramsbury Manor Foundation. Photo © courtesy the Trustees

My Little Soldiers (1804) Louis-Léopold Boilly. The Ramsbury Manor Foundation. Photo © courtesy the Trustees

If you look on the left you can see the boys’ pet dog is sitting to attention, with a stick over one soldier like a soldier. Yes, this is sickeningly sentimental tripe for a sensitive bourgeois audience, but Boilly knew his market very well. Pictures like this sold very well, particularly to mothers, which is why many of them feature a mother amid her oh-so-lovely brood.

Trompe l’oeil

I had no idea that Boilly coined the expression trompe l’oeil, which is French for ‘deceives the eye’ and has come to be the term used to refer to tricks with paint which create visual illusions. The final little section of the display shows three or so paintings which use trompe l’oeil effects including this, the only Boilly painting the National Gallery possesses, A Girl at a Window.

It dates from 1799, the decade when Boilly was painting his saucy interiors, and it is an interior with a young woman but there’s nothing hugely saucy about it. As in so many of the paintings the figure is looking directly out at us, inviting us into the scene and at first we are – as we’ve seen in some of his other works – mainly taken with her face and dress because this is so very highlighted, so bright, the best lit part of the composition.

A Girl at a Window (after 1799) by Louis-Léopold Boilly © The National Gallery, London

A Girl at a Window (after 1799) by Louis-Léopold Boilly © The National Gallery, London

Only slowly do our eyes adjust to the relative gloom of the rest of the scene and slowly come to realise how absolutely packed it is with anecdote and detail. To the right not just a vase but a bowl with a fish swimming in it, echoed by the smaller vial in front of it and then some kind of stick (or flute). And when you really look you realise there is a bird cage hanging on the wall above the goldfish bowl.

And to the left is an attractive young boy peering through a telescope trained off to the left. Look at the catchlight on the rim of the telescope and then on the frame and tripod supporting it. The depiction of light and reflection is wonderful.

And then you notice the frieze carved into the stone beneath the window ledge. Half a dozen characters are depicted in that, caught in some mythological travails.

It qualifies as a trompe l’oeil, as a humorous attempt to trick the viewer because although it is painted, every aspect of it is designed to make it look like a print, namely the fact that it is monochrome, painted only in shades of black, white and grey. This illusion is accentuated by the grey mount or surround for the picture which is itself painted, and by the artist’s ‘printed’ signature at bottom left.

Coming to A Girl at a Window hanging on its own in the National Gallery, you might have been intrigued for a few minutes and then passed on. The achievement of this small but beautifully formed little exhibition is to place it in the context of a life and career which was artful, clever, stylish and fun.

This is a FREE exhibition and you leave it with a smile on your face.


Related links

Reviews of other National Gallery exhibitions

Alex’s Adventures In Numberland by Alex Bellos (2010)

Alexander Bellos (born in 1969) is a British writer and broadcaster. He is the author of books about Brazil and mathematics, as well as having a column in The Guardian newspaper. After adventures in Brazil (see his Wikipedia page) he returned to England in 2007 and wrote this, his first book. It spent four months in the Sunday Times bestseller list and led on to five more popular maths books.

It’s a hugely enjoyable read for three reasons:

  1. Bellos immediately establishes a candid, open, good bloke persona, sharing stories from his early job as a reporter on the Brighton Argus, telling some colourful anecdotes about his time in Brazil and then being surprisingly open about the way that, when he moved back to Britain, he had no idea what to do. The tone of the book is immediately modern, accessible and friendly.
  2. However this doesn’t mean he is verbose. The opposite. The book is packed with fascinating information. Every single paragraph, almost every sentence contains a fact or insight which makes you sit up and marvel. It is stufffed with good things.
  3. Lastly, although its central theme is mathematics, it approaches this through a wealth of information from the humanities. There is as much history and psychology and anthropology and cultural studies and philosophy as there is actual maths, and these are all subjects which the average humanities graduate can immediately relate to and assimilate.

Chapter Zero – A Head for Numbers

Alex meets Pierre Pica, a linguist who’s studied the Munduruku people of the Amazon and discovered they have little or no sense of numbers. They only have names for numbers up to five. Also, they cluster numbers together logarithmically i.e. the higher the number, the closer together they clustered them. Same thing is done by kindergarten children who only slowly learn that numbers are evenly spaced, in a linear way.

This may be because small children and the Munduruku don’t count so much as estimate using the ratios between numbers.

It may also be because above a certain number (five) Stone Age man needed to make quick estimates along the lines of, Are there more wild animals / members of the other gang, than us?

Another possibility is that distance appears to us to be logarithmic due to perspective: the first fifty yards we see in close detail, the next fifty yards not so detailed, beyond 100 yards looking smaller, and so on.

It appears that we have to be actively taught when young to overcome our logarithmic instincts, and to apply the rule that each successive whole number is an equal distance from its predecessor and successor i.e. the rational numbers lies along a straight line at regular intervals.

More proof that the logarithmic approach is the deep, hard-wired one is the way most of us revert to its perspective when considering big numbers. As John Allen Paulos laments, people make no end of fuss about discrepancies between 2 or 3 or 4 – but are often merrily oblivious to the difference between a million or a billion, let alone a trillion. For most of us these numbers are just ‘big’.

He goes on to describe experiments done on chimpanzees, monkeys and lions which appear to show that animals have the ability to estimate numbers. And then onto experiments with small babies which appear to show that as soon as they can focus on the outside world, babies can detect changes in number of objects.

And it appears that we also have a further number skill, that guesstimating things – the journey takes 30 or 40 minutes, there were twenty or thirty people at the party, you get a hundred, maybe hundred and fifty peas in a sack. When it comes to these figures almost all of us give rough estimates.

To summarise:

  • we are sensitive to small numbers, acutely so of 1, 2, 3, 4, less so of 5, 6, 7, 8, 9
  • left to our own devices we think logarithmically about larger numbers i.e lose the sense of distinction between them, clump them together
  • we have a good ability to guesstimate medium size numbers – 30, 40, 100

But it was only with the invention of notation, a way of writing numbers down, that we were able to create the linear system of counting (where every number is 1 larger than its predecessor, laid out in a straight line, at regular intervals).

And that this cultural invention enabled human beings to transcend our vague guesstimating abilities, and laid the basis for the systematic manipulation of the world which followed

Chapter One – The Counter Culture

The probable origins of counting lie in stock taking in the early agricultural revolution some 8,000 years ago.

We nowadays count using a number base 10 i.e. the decimal system. But other bases have their virtues, especially base 12. It has more factors i.e. is easier to divide: 12 can be divided neatly by 2, 3, 4 and 6. A quarter of 10 is 2.5 but of 12 is 3. A third of 10 is 3.333 but of 12 is 4. Striking that a version of the duodecimal system (pounds, shillings and pence) hung on in Britain till we finally went metric in the 1970s. There is even a Duodecimal Society of America which still actively campaigns for the superiority of a base 12 counting scheme.

Bellos describes a bewildering variety of other counting systems and bases. In 1716 King Charles XII of Sweden asked Emmanuel Swedenborg to devise a new counting system with a base of 64. The Arara in the Amazon count in pairs, the Renaissance author Luca Paccioli was just one of hundreds who have devised finger-based systems of counting – indeed, the widespread use of base 10 probably stems from the fact that we have ten fingers and toes.

He describes a complicated Chinese system where every part of the hand and fingers has a value which allows you to count up to nearly a billion – on one hand!

The Yupno system which attributes a different value for parts of the body up to its highest number, 33, represented by the penis.

Diagram showing numbers attributed to parts of the body by the Yupno tribe

Diagram showing numbers attributed to parts of the body by the Yupno tribe

There’s another point to make about his whole approach which comes out if we compare him with the popular maths books by John Allen Paulos which I’ve just read.

Paulos clearly sees the need to leaven his explanations of comparative probability and Arrow’s Theorem and so on with lighter material and so his strategy is to chuck into his text things which interest him: corny jokes, anecdotes about baseball, casual random digressions which occur to him in mid-flow. But al his examples clearly 1. emanate from Paulos’s own interests and hobby horses (especially baseball) and 2. they are tacked onto the subjects being discussed.

Bellos, also, has grasped that the general reader needs to be spoonfed maths via generous helpings of other, more easily digestible material. But Bellos’s choice of material arises naturally from the topic under discussion. The humour emerges naturally and easily from the subject matter instead of being tacked on in the form of bad jokes.

You feel yourself in the hands of a master storyteller who has all sorts of wonderful things to explain to you.

In fourth millennium BC, an early counting system was created by pressing a reed into soft clay. By 2700 BC the Sumerians were using cuneiform. And they had number symbols for 1, 10, 60 and 3,600 – a mix of decimal and sexagesimal systems.

Why the Sumerians grouped their numbers in 60s has been described as one of the greatest unresolved mysteries in the history of arithmetic. (p.58)

Measuring in 60s was inherited by the Babylonians, the Egyptians and the Greeks and is why we still measure hours in 60 minutes and the divisions of a circle by 360 degrees.

I didn’t know that after the French Revolution, when the National Convention introduced the decimal system of weights and measures, it also tried to decimalise time, introducing a new system whereby every day would be divided into ten hours, each of a hundred minutes, each divided into 100 seconds. Thus there were a very neat 10 x 100 x 100 = 100,000 seconds in a day. But it failed. An hour of 60 minutes turns out to be a deeply useful division of time, intuitively measurable, and a reasonable amount of time to spend on tasks. The reform was quietly dropped after six months, although revolutionary decimal clocks still exist.

Studies consistently show that Chinese children find it easier to count than European children. This may be because of our system of notation, or the structure of number names. Instead of eleven or twelve, Chinese, Japanese and Koreans say the equivalent of ten one, ten two. 21 and 22 become two ten one and two ten two. It has been shown that this makes it a lot simpler and more intuitive to do basic addition and subtraction.

Bellos goes on to describe the various systems of abacuses which have developed in different cultures, before explaining the phenomenal popularity of abacus counting, abacus clubs, and abacus championships in Japan which helps kids develop the ability to perform anzan, using the mental image of an abacus to help its practitioners to sums at phenomenal speed.

Chapter Two – Behold!

The mystical sense of the deep meaning of numbers, from Pythagoras with his vegetarian religious cult of numbers in 4th century BC Athens to Jerome Carter who advises leading rap stars about the numerological significance of their names.

Euclid and the elegant and pure way he deduced mathematical theorems from a handful of basic axioms.

A description of the basic Platonic shapes leads into the nature of tessalating tiles, and the Arab pioneering of abstract design. The complex designs of the Sierpinski carpet and the Menger sponge. And then the complex and sophisticated world of origami, which has its traditionalists, its pioneers and surprising applications to various fields of advanced science, introducing us to the American guru of modern origami, Robert Lang, and the Japanese rebel, Kazuo Haga, father of Haga’s Theorem.

Chapter Three – Something About Nothing

A bombardment of information about the counting systems of ancient Hindus, Buddhists, about number symbols in Sanskrit, Hebrew, Greek and Latin. How the concept of zero was slowly evolved in India and moved to the Muslim world with the result that the symbols we use nowadays are known as the Arabic numerals.

A digression into ‘a set of arithmetical tricks known as Vedic Mathematics ‘ devised by a young Indian swami at the start of the twentieth century, Bharati Krishna Tirthaji, based on a series of 16 aphorisms which he found in the ancient holy texts known as the Vedas.

Shankaracharya is a commonly used title of heads of monasteries called mathas in the Advaita Vedanta tradition. Tirthaji was the Shankaracharya of the monastery at Puri. Bellos goes to visit the current Shankaracharya who explains the closeness, in fact the identity, of mathematics and Hindu spirituality.

Chapter Four – Life of Pi

An entire chapter about pi which turns out not only to be a fundamental aspect of calculating radiuses and diameters and volumes of circles and cubes, but also to have a long history of mathematicians vying with each other to work out its value to as many decimal places as possible (we currently know the value of pi to 2.7 trillion decimal places) and the surprising history of people who have set records reciting the value if pi.

Thus, in 2006, retired Japanese engineer Akira Haraguchi set a world record for reciting the value of pi to the first 100,000 decimal places from memory! It took 16 hours with five minute beaks every two hours to eat rice balls and drink some water.

There are several types or classes of numbers:

  • natural numbers – 1, 2, 3, 4, 5, 6, 7…
  • integers – all the natural numbers, but including the negative ones as well – …-3, -2, -1, 0, 1, 2, 3…
  • fractions
  • which are also called rational numbers
  • numbers which cannot be written as fractions are called irrational numbers
  • transcendent numbers – ‘a transcendental number is an irrational number that cannot be described by an equation with a finite number of terms’

The qualities of the heptagonal 50p coin and the related qualities of the Reuleux triangle.

Chapter Five – The x-factor

The origin of algebra (in Arab mathematicians).

Bellos makes the big historical point that for the Greeks (Pythagoras, Plato, Euclid) maths was geometric. They thought of maths as being about shapes – circles, triangles, squares and so on. These shapes had hidden properties which maths revealed, thus giving – the Pythagoreans thought – insight into the secret deeper values of the world.

It is only with the introduction of algebra in the 17th century (Bellos attributes its widespread adoption to Descartes’s Method in the 1640s) that it is possible to fly free of shapes into whole new worlds of abstract numbers and formulae.

Logarithms turn the difficult operation of multiplication into the simpler operation of addition. If X x Y = Z, then log X + log Y = log Z. They were invented by a Scottish laird John Napier, and publicised in a huge book of logarithmic tables published in 1614. Englishman Henry Briggs established logarithms to base 10 in 1628. In 1620 Englishman Edmund Gunter marked logarithms on a ruler. Later in the 1620s Englishman William Oughtred placed two logarithmic rulers next to each other to create the slide rule.

Three hundred years of dominance by the slide rule was brought to a screeching halt by the launch of the first pocket calculator in 1972.

Quadratic equations are equations with an x and an x², e.g. 3x² + 2x – 4 = 0. ‘Quadratics have become so crucial to the understanding of the world, that it is no exaggeration to say that they underpin modern science’ (p.200).

Chapter Six – Playtime

Number games. The origin of Sudoku, which is Japanese for ‘the number must appear only once’. There are some 5 billion ways for numbers to be arranged in a table of nine cells so that the sum of any row or column is the same.

There have, apparently, only been four international puzzle crazes with a mathematical slant – the tangram, the Fifteen puzzle, Rubik’s cube and Sudoku – and Bellos describes the origin and nature and solutions to all four. More than 300 million cubes have seen sold since Ernö Rubik came up with the idea in 1974. Bellos gives us the latest records set in the hyper-competitive sport of speedcubing: the current record of restoring a copletely scrambled cube to order (i.e. all the faces of one colour) is 7.08 seconds, a record held by Erik Akkersdijk, a 19-year-old Dutch student.

A visit to the annual Gathering for Gardner, honouring Martin Gardner, one of the greatest popularisers of mathematical games and puzzles who Bellos visits. The origin of the ambigram, and the computer game Tetris.

Chapter Seven – Secrets of Succession

The joy of sequences. Prime numbers.

The fundamental theorem of arithmetic – In number theory, the fundamental theorem of arithmetic, also called the unique factorization theorem or the unique-prime-factorization theorem, states that every integer greater than 1 either is a prime number itself or can be represented as the product of prime numbers.

The Goldbach conjecture – one of the oldest and best-known unsolved problems in number theory and all of mathematics. It states that, Every even integer greater than 2 can be expressed as the sum of two primes. The conjecture has been shown to hold for all integers less than 4 × 1018, but remains unproven despite considerable effort.

Neil Sloane’s idea of persistence – The number of steps it takes to get to a single digit by multiplying all the digits of the preceding number to obtain a second number, then multiplying all the digits of that number to get a third number, and so on until you get down to a single digit. 88 has a persistence of three.

88 → 8 x 8 = 64 → 6 x 4 = 24 → 2 x 4 = 8

John Horton Conway’s idea of the powertrain – For any number abcd its powertrain goes to abcd, in the case of numbers with an odd number of digits the final one has no power, abcde’s powertrain is abcde.

The Recamán sequence Subtract if you can, unless a) it would result in a negative number or b) the number is already in the sequence. The result is:

0, 1, 3, 6, 2, 7, 13, 20, 12, 21, 11….

Gijswijt’s sequence a self-describing sequence where each term counts the maximum number of repeated blocks of numbers in the sequence immediately preceding that term.

1, 1, 2, 1, 1, 2, 2, 2, 3, 1, 1, 2, 1, 1, 2, 2, 2, 3, 2, 1, …

Perfect number A perfect number is any number that is equal to the sum of its factors. Thus 6 – its factors (the numbers which divided into it) are 1, 2 and 3. Which also add up to (are the sum of) 6. The next perfect number is 28 because its factors – 1, 2, 4, 7, 14 – add up to 28. And so on.

Amicable numbers A number is amicable if the sum of the factors of the first number equals the second number, and if the sum of the factors of the second number equals the first. The factors of 220 are 1, 2, 4, 5, 10, 11, 20, 22, 44, 55 and 110. Added together these make 284. The factors of 284 are 1, 2, 4, 71 and 142. Added together they make 220!

Sociable numbers In 1918 Paul Poulet invented the term sociable numbers. ‘The members of aliquot cycles of length greater than 2 are often called sociable numbers. The smallest two such cycles have length 5 and 28’

Mersenne’s prime A prime number which can be written in the form 2n – 1 a prime number that is one less than a power of two. That is, it is a prime number of the form Mn = 2n − 1 for some integer n. The exponents n which give Mersenne primes are 2, 3, 5, 7, 13, 17, 19, 31, … and the resulting Mersenne primes are 3, 7, 31, 127, 8191, 131071, 524287, 2147483647, …

These and every other sequence ever created by humankind are documented on The On-Line Encyclopedia of Integer Sequences (OEIS), also cited simply as Sloane’s. This is an online database of integer sequences, created and maintained by Neil Sloane while a researcher at AT&T Labs.

Chapter Eight – Gold Finger

The golden section a number found by dividing a line into two parts so that the longer part divided by the smaller part is also equal to the whole length divided by the longer part.

Phi The number is often symbolized using phi, after the 21st letter of the Greek alphabet. In an equation form:

a/b = (a+b)/a = 1.6180339887498948420 …

As with pi (the ratio of the circumference of a circle to its diameter), the digits go on and on, theoretically into infinity. Phi is usually rounded off to 1.618.

The Fibonnaci sequence Each number in the sequence is the sum of the two numbers that precede it. So the sequence goes: 0, 1, 1, 2, 3, 5, 8, 13, 21, 34, and so on. The mathematical equation describing it is Xn+2= Xn+1 + Xn.

as the basis of seeds in flowerheads, arrangement of leaves round a stem, design of nautilus shell and much more.

Chapter Nine – Chance Is A Fine Thing

A chapter about probability and gambling.

Impossibility has a value 0, certainty a value 1, everything else is in between. Probabilities can be expressed as fractions e.g. 1/6 chance of rolling a 6 on a die, or as percentages, 16.6%, or as decimals, 0.16…

The probability is something not happening is 1 minus the probability of that thing happening.

Probability was defined and given mathematical form in 17th century. One contribution was the questions the Chevalier de Méré asked the mathematical prodigy Blaise Pascal. Pascal corresponded with his friend, Pierre de Fermat, and they worked out the bases of probability theory.

Expected value is what you can expect to get out of a bet. Bellos takes us on a tour of the usual suspects – rolling dice, tossing coins, and roulette (invented in France).

Payback percentage if you bet £10 at craps, you can expect – over time – to receive an average of about £9.86 back. In other words craps has a payback percentage of 98.6 percent. European roulette has a payback percentage of 97.3 percent. American roulette, 94.7 percent. On other words, gambling is a fancy way of giving your money away. A miserly slot machine has a payback percentage of 85%. The National Lottery has a payback percentage of 50%.

The law of large numbers The more you play a game of chance, the more likely the results will approach the statistical probability. Toss a coin three times, you might get three heads. Toss a coin a thousand times, the chances are you will get very close the statistical probability of 50% heads.

The law of very large numbers With a large enough sample, outrageous coincidences become likely.

The gambler’s fallacy The mistaken belief that, if something happens more frequently than normal during a given period, it will happen less frequently in the future (or vice versa). In other words, that a random process becomes less random, and more predictable, the more it is repeated.

The birthday paradox The probability that, in a set of n randomly chosen people, some pair of them will have the same birthday. By the pigeonhole principle, the probability reaches 100% when the number of people reaches 367 (since there are only 366 possible birthdays, including February 29). However, 99.9% probability is reached with just 70 people, and 50% probability with 23 people. (These conclusions are based on the assumption that each day of the year (excluding February 29) is equally probable for a birthday.) In other words you only need a group of 23 people to have an evens chance that two of them share a birthday.

The drunkard’s walk

The difficulty of attaining true randomness and the human addiction to finding meaning in anything.

The distinction between playing strategy (best strategy to win a game) and betting strategy (best strategy to maximise your winnings), not always the same.

Chapter Ten – Situation Normal

Carl Friedrich Gauss, the bell curve, normal distribution aka Gaussian distribution. Normal or Gaurrian distribution results in a bell curve. Bellos describes the invention and refinement of the bell curve (he explains that ‘the long tail’ results from a mathematician who envisioned a thin bell curve as looking like two kangaroos facing each other with their long tails heading off in opposite directions). And why

Regression to the mean – if the outcome of an event is determined at least in part by random factors, then an extreme event will probably be followed by one that is less extreme. And recent devastating analyses which show how startlingly random sports achievements are, from leading baseball hitters to Simon Kuper and Stefan Szymanski’s analysis of the form of the England soccer team.

Chapter Eleven – The End of the Line

Two breakthroughs which paved the way for modern i.e. 20th century, maths: the invention of non-Euclidean geometry, specifically the concept of hyperbolic geometry. To picture this draw a triangle on a Pringle. it is recognisably a triangle but all its angles do not add up to 180°, therefore it defies, escapes, eludes all the rule of Euclidean geometry, which were designed for flat 2D surfaces.

Bellos introduces us to Daina Taimina, a maths prof at Cornell University, who invented a way of crocheting hyperbolic surfaces. The result looks curly, like curly kale or the surface of coral.

Anyway, the breakaway from flat 2-D Euclidean space led to theories about curved geometry, either convex like a sphere, or hyperbolic like the pringle. It was this notion of curved space, which paved the way for Einstein’s breakthrough ideas in the early 20th century.

The second big breakthrough was Georg Cantor’s discovery that you can have many different types of infinity. Until Cantor the mathematical tradition from the ancient Greeks to Galileo and Newton had fought shy of infinity which threatened to disrupt so many formulae.

Cantor’s breakthrough was to stop thinking about numbers, and instead think of sets. This is demonstrated through the paradoxes of Hilbert’s Hotel. You need to buckle your safety belt to understand it.

Thoughts

This is easily the best book about maths I’ve ever read. It gives you a panoramic history of the subject which starts with innumerate cavemen and takes us to the edge of Einstein’s great discoveries. But Bellos adds to it all kinds of levels and abilities.

He is engaging and candid and funny. He is fantastically authoritative, taking us gently into forests of daunting mathematical theory without placing a foot wrong. He’s a great explainer. He knows a good story when he sees one, and how to tell it engagingly. And in every chapter there is a ‘human angle’ as he describes his own personal meetings and interviews with many of the (living) key players in the world of contemporary maths, games and puzzles.

Like the Ian Stewart book but on a vastly bigger scale, Bellos makes you feel what it is like to be a mathematician, not just interested in nature’s patterns (the basis of Stewart’s book, Nature’s Numbers) but in the beauty of mathematical theories and discoveries for their own sakes. (This comes over very strongly in chapter seven with its description of some of the weirdest and wackiest number sequences dreamed up by the human mind.) I’ve often read scientists describing the beauty of mathematical theories, but Bellos’s book really helps you develop a feel for this kind of beauty.

For me, I think three broad conclusions emerged:

1. Most mathematicians are in it for the fun. Setting yourself, and solving, mathematical puzzles is obviously extremely rewarding. Maths includes the vast territory of puzzles and games, such as the Sudoku and so on he describes in chapter six. Obviously it has all sorts of real-world application in physics, engineering and so on, but Bellos’s book really brings over that a true understanding of maths begins in puzzles, games and patterns, and often remains there for a lifetime. Like everything else maths is no highly professionalised the property of tenured professors in universities; and yet even to this day – as throughout its history – contributions can be made by enthusiastic amateurs.

2. As he points out repeatedly, many insights which started out as the hobby horses of obsessives, or arcane breakthroughs on the borders of our understanding, and which have been airily dismissed by the professionals, often end up being useful, having applications no-one dreamed of. Either they help unravel aspects of the physical universe undreamed of when they were discovered, or have been useful to human artificers. Thus the development of random number sequences seemed utterly pointless in the 19th century, but now underlies much internet security.

On a profounder note, Bellos expresses the eerie, mystical sense many mathematicians have that it seems so strange, so pregnant with meaning, that so many of these arcane numbers end up explaining aspects of the world their inventors knew nothing of. Ian Stewart has an admirably pragmatic explanation for this: he speculates that nature uses everything it can find in order to build efficient life forms. Or, to be less teleological, over the past 3 and a half billion years, every combination of useful patterns has been tried out. Given this length of time, and the incalculable variety of life forms which have evolved on this planet, it would be strange if every number system conceivable by one of those life forms – humankind – had not been tried out at one time or another.

3. My third conclusion is that, despite John Allen Paulos’s and Bellos’s insistence, I do not live in a world ever-more bombarded by maths. I don’t gamble on anything, and I don’t follow sports – the two biggest popular areas where maths is important – and the third is the twin areas of surveys and opinion polls (55% of Americans believe in alien abductions etc etc) and the daily blizzard of reports (for example, I see in today’s paper that the ‘Number of primary school children at referral units soars’).

I register their existence but they don’t impact on me for the simple reason that I don’t believe any of them. In 1992 every opinion poll said John Major would lose the general election, but he won with a thumping majority. Since then I haven’t believed any poll about anything. For example almost all the opinion polls predicted a win for Remain in the Brexit vote. Why does any sane person believe opinion polls?

And ‘new and shocking’ reports come out at the rate of a dozen a day and, on closer examination, lots of them turn out to be recycled information, or much much more mundane releases of data sets from which journalists are paid to draw the most shocking and extreme conclusions. Some may be of fleeting interest but once you really grasp that the people reporting them to you are paid to exaggerate and horrify, you soon learn to ignore them.

If you reject or ignore these areas – sport, gambling and the news (made up of rehashed opinion polls, surveys and reports) – then unless you’re in a profession which actively requires the sophisticated manipulation of figures, I’d speculate that most of the rest of us barely come into contact with numbers from one day to the next.

I think that’s the answer to Paulos and Bellos when they are in their ‘why aren’t more people mathematically numerate?’ mode. It’s because maths is difficult, and counter-intuitive, and hard to understand and follow, it is a lot of work, it does make your head ache. Even trying to solve a simple binomial equation hurt my brain.

But I think the biggest reason that ‘we’ are so innumerate is simply that – beautiful, elegant, satisfying and thought-provoking though maths may be to the professionals – maths is more or less irrelevant to most of our day to day lives, most of the time.


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Liberty / Diaspora by Omar Victor Diop @ Autograph ABP

Autograph ABP is a lovely, big, open gallery space not far from Old Street tube station, devoted to exhibitions of photography by people of colour. It has just finished a ravishing exhibition by Senegalise photographer Omar Victor Diop, born 1980 in Dakar.

Thiaroye 1944 by Omar Victor Diop

Thiaroye 1944 by Omar Victor Diop

The ground floor exhibition space displays thirty beautiful digital photographs which feature Diop himself wearing the historical costumes of black people from defining moments in history. The photos are divided into two distinct projects:

Liberty: A Universal Chronology of Black Protest

This series reinterprets defining moments of historical revolt and black struggle in Africa and the diaspora. Diop dresses up as characters from key events such as the Alabama marches on Washington (Selma 1965), lesser-known resistance movements against colonial oppression in southeastern Nigeria (The Women’s War 1929) and the more recent Million Hoodie March in New York.

Selma 1965 by Omar Victor Diop

Selma 1965 by Omar Victor Diop

Diop appears as the main character throughout the series, but also – thank to modern digital wizardry – sometimes also appears multiple times, as African railway workers, French migrants, Second World War soldiers, Jamaican maroons and members of the Black Panther Party, as appropriate.

The Ibo Women's War 1929 by Omar Victor Diop

The Ibo Women’s War 1929 by Omar Victor Diop

The most immediately obvious thing about all the photos is how stunningly beautiful Diop is.

I took my teenage son to the exhibition with me and he agreed. He didn’t read any of the historic stories or references, he just enjoyed them as images in which an absolutely gorgeous young black man gets to dress up in lots of historical costumes.

Omar Ibn Said (1770-1864) by Omar Victor Diop

Omar Ibn Said (1770-1864) by Omar Victor Diop

Project Diaspora

The second series is titled Project Diaspora. Once again Omar dresses up and photographs himself in images quoting or parodying portraits celebrating four centuries of notable Africans in the diaspora.

These include:

  • Frederick Douglass (1818-1895), the abolitionist leader who was the most photographed person of his time
  • Olaudah Equiano (1745-1797) a freed slave, writer and activist in London
  • St Bénédicte de Palermo (1526-1589), a saint in the Catholic and Lutheran church
  • Prince Dom Nicolau (c.1830-1860), the Congolese African leader
  • August Sabac El Cher (c.1836-1885), an early Afro-German soldier
  • Jean-Baptise Belley (1746-1805), who fought during the French Revolution, and so on
Jean-Baptiste Belley (1746-1805) by Omar Victor Diop

Jean-Baptiste Belley (1746-1805) by Omar Victor Diop

Each of these characters has an extensive wall label describing who they were and what they did and why they matter. For example,

Jean-Baptiste Belley was a native of Senegal, born on the island of Gorée and former slave of Santo Domingo in the West Indies who bought his freedom with his savings. During the period of the French Revolution, he became a member of the National Convention and the Council of Five Hundreds of France. He was also known as Mars. Original painting by Girodet.

I found it a struggle to assimilate so many diverse historical periods and events, and my son didn’t bother but just enjoyed the sheer beauty of Omar himself, captured in enormous photographs which are all composed with a strange, interplanetary calmness.

Installation view of Liberty/Diaspora by Omar Victor Diop

Installation view of Liberty/Diaspora by Omar Victor Diop

And the footballs? I wondered whether you’d notice that. In many of the historic poses the figure is holding a modern plastic football, often very prominent, brightly coloured and incongruous. Why?

In Diop’s own words:

‘Football is an interesting global phenomenon that for me often reveals where society is in terms of race. When you look at the way that the African football royalty is perceived in Europe, there is an interesting blend of glory, hero-worship and exclusion. Every so often, you get racist chants or banana skins thrown on the pitch and the whole illusion of integration is shattered in the most brutal way. It’s that kind of paradox I am investigating in the work.’

A beautiful young man dressed up in historical costumes and carrying a football. What more could you ask for in a photography exhibition?


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The Dorrington Deed-Box by Arthur Morrison (1897)

‘I may as well tell you that I’m a bit of a scoundrel myself, by way of profession. I don’t boast about it, but it’s well to be frank in making arrangements of this sort…’ (Horace Dorrington describing himself)

According to Wikipedia,

In contrast to Morrison’s earlier character Martin Hewitt, who one critic described as a ‘low-key, realistic, lower-class answer to Sherlock Holmes’, Dorrington was ‘a respected but deeply corrupt private detective,’ ‘a cheerfully unrepentant sociopath who is willing to stoop to theft, blackmail, fraud or cold-blooded murder to make a dishonest penny.’

Sounds like an interesting guy. Morrison wrote half a dozen short stories about his amoral detective and collected them into a volume titled The Dorrington Deed-Box. It contains:

  1. The Narrative of Mr. James Rigby
  2. The Case of Janissary
  3. The Case of the ‘Mirror of Portugal’
  4. The Affair of the ‘Avalanche Bicycle and Tyre Co., Limited’
  5. The Case of Mr. Loftus Deacon
  6. Old Cater’s Money

The stories

1. The Narrative of Mr. James Rigby

Gripping first-person memoir of James Rigby, born and raised in Australia who came on a visit to Europe with his mum and dad when he was young. They visited Italy where his dad hired a local guide who, once they were all up in the mountains, turned on him with a knife, planning to rob him. Rigby senior happened to have a gun on him which he pulled out and shot the brigand dead.

But over the next few days, as he deals with consuls and local police, several attempts are made on his life by the dead man’s relatives. Turns out the guide was a member of the infamous ‘Camorra’, who will stop at nothing to avenge him.

So Rigby’s family move on to London, where they stay in a posh, supposedly secure hotel. But they still have the feeling they’re being watched and one morning discover a little circle of paper with a logo of crossed knives attached to their door. Within days, Mr Rigby senior is stabbed to death in an alleyway. James and his mother return to Australia where he grows up, inheriting the land his father had shrewdly invested in. James wants to be an artist and, at length, realises he has to come back to Europe to study.

On the boat he gets chatting to a fantastically easy, charming, witty man, Horace Dorrington, who tells young James that he and his partner are private detectives who’ve had much experience with the Camorra and know how to handle them.

‘Well,’ he said, ‘I’ve no particular desire to have it known all over the ship, but I don’t mind telling you – you’d find it out probably before long if you settle in the old country – that we are what is called private inquiry agents – detectives – secret service men – whatever you like to call it.’

Dorrington persuades Rigby to skip docking at London and instead to travel directly from the ship’s first port of call, Plymouth, up to Scotland for the opening of the grouse season to be his guest. Rigby does this and is impressed by the man’s house and land and by Dorrington’s confident hosting of the young man. But one morning Dorrington is regrettably called back to London. He advises Rigby to go to London himself, but to take the opportunity to visit some old picturesque English towns along the way, that might inspire his art, such as Chester and Warwick.

Rigby does this but then, in each of the towns he visits, finds himself being followed. Shuffling footsteps follow him everywhere, in Chester, in Warwick, as he explores the old towns, no matter which way he turns, in sequences which begin to have some of the supernatural thrill of an Edgar Allen Poe story.

He is terrified when a dark face with a mop of black hair and ear-rings appears for a moment at his hotel window. Rigby’s conviction that he’s being followed crystallises when he finds a little paper circle with the crossed-knives logo of the Camorra pinned to his hotel door, packs his bags, and hastens to London.

Rigby turns and chases the source of the shuffling footsteps, but cannot find them

Rigby turns and chases the source of the shuffling footsteps, but cannot find them

Here Rigby goes to Dorrington’s office, meets his rather withered assistant Hicks, tells Dorrington he’s being followed, and submits to Dorrington’s plan. Dorrington will take him to a safe house in Hampstead where he can lie low. Meanwhile Dorrington will assume Rigby’s identity and try to draw the assassins out into the open. Rigby gives Dorrington the letters from his London lawyer, Mowbray, as well as the deeds to his extensive landholdings in Australia, for safekeeping, and Dorrington bids goodbye.

(Incidentally, Dorrington’s offices are given as being in Bedford Street, Covent Garden – which still exists. They cannot, therefore, be very far from the offices of Morrison’s ‘good’ detective, Martin Hewitt, who has chambers ‘in a street by the Strand’. Chalk and cheese, living and working cheek by jowl.)

Once settled in at the ‘safe house’, Rigby is presented with a fine lunch prepared by the landlady, one Mrs Crofting. Next thing he knows he’s waking, awfully groggy, in the pitch-darkness, wet, lying in six inches of water! When he tries to stand up hits his head on a metal roof. He is inside a water cistern with water gushing in from two inlets in the top. He has been drugged, placed here and is going to drown!!!

Panic-stricken, Rigby tries to block up the inlets, then starts hammering at the metal sides and yelling his head off. This scene again reminded me of the genuine claustrophobia and horror generated by the best of Edgar Allen Poe’s horror stories. To Rigby’s immense relief the roof of the cistern suddenly slides off to reveal a grubby London workman looking down at him in amazement. He’d been working in the attic of the neighbouring house, heard all the commotion and come to investigate.

After receiving reviving spirits and reassurance with the neighbours, Rigby goes straight to the police who confirm that ‘Mrs Crofting’ has flown the coop, and so have Dorrington and Hicks. The entire thing appears to have been an elaborate hoax devised by Dorrington, as soon as Rigby let slip, in the middle of his story to him on the boat, that he owned land and money in Australia, a lot of land and money, worth millions.

Dorrington immediately conceived the plan to murder Rigby for the money. He wired to his assistant to rent a property in Scotland for the grouse shooting (designed to stop Rigby going to London and contacting his lawyer), then invented the excuse of having to dash back to London. It was Dorrington’s assistant who dressed up in Italian costume and followed Rigby in the shadows of Chester and Warwick. All the time Dorrington cannily preventing Rigby from meeting his London lawyer, Mowbray because he, Dorrington, intended to pass himself off as Rigby to the lawyer, to present all the letters and deeds, cash everything in as if he were Rigby, and walk away a multi-millionaire.

Wow! What a ripping yarn!

But as the story draws to a close, with Dorrington and all his accomplices disappeared – the police break into Dorrington’s offices and find – paperwork relating to numerous other criminal cases.

The business of Dorrington and Hicks had really been that of private inquiry agents, and they had done much bonâ fide business; but many of their operations had been of a more than questionable sort. And among their papers were found complete sets, neatly arranged in dockets, each containing in skeleton a complete history of a case. Many of these cases were of a most interesting character, and I have been enabled to piece together, out of the material thus supplied, the narratives which will follow this.

And these provide the basis for the rest of the stories in the volume. Hence the title of ‘Dorrington’s Deed Box’. These are the stories taken from ‘Dorrington’s Deed Box’.

2. The Case of Janissary

So this is the first of the ‘reconstructed’ Dorrington cases.

The extremely paranoid racehorse owner, Mr Telfer, contacts Dorrington because he suspects someone is trying to nobble his prize racehorse, Janissary, ahead of a big race, The Redfern Stakes. It might be his nephew, Richard, with whom he had a massive falling out a few weeks before, and has been seen around the stables slipping grooms sums of cash – or a big bloke with a red beard, also seen loitering.

Dorrington lodges in the nearby town of Redfern, at the local pub, During a riotous evening of drinking he befriends nephew Richard and also the leading horsetrainer stacked against Telfer, a Mr Bob Naylor.

Having identified Naylor’s room, Dorrington uses his nefarious skills to break into the room and rifle through a locked box. Here he finds a fake beard and a box containing powders and a syringe. Aha. So Naylor is up to something.

Dorrington returns to the boisterous bar where he befriends Naylor over a few more beers and tells him, casually, that he’s seen the favourite, Janissary, being walked every day at two pm, by a rather dim stable boy.

Dorrington goes back to Telfer, explains that the red-haired man is Naylor and his decoy story of the 2 o’clock walking. Now it just so happens that Telfer owns a horse which looks remarkably like Janissary but is a poor racer. So next day at 2 o’clock, Telfer and Dorrington hide in the stables with a view of the walking ground and watch a stable boy walking this inferior horse, well wrapped up in covers so as to be indistinguishable from the favourite.

Up comes the red-bearded man, chats a bit with the stable boy and goes to stroke the horse under the cover – which suddenly rears and whinnies. The red-bearded man backs off, apologises and walks on. So. Dorrington and Telfer both saw him inject something into the poor horse, which by the time it’s returned to its stall, is already shivering and weak.

The red-bearded man backs off after the horse he's surreptitiously injected rears up

The red-bearded man backs off after the horse he’s surreptitiously injected rears up

Overnight the betting against Janissary is big, which is why there are many appalled faces when Janissary finishes an easy first and Telfer cleans up on the betting. Telfer congratulates Dorrington, pays him his fee, and the latter returns to London.

The narrator explains that Naylor is pretty much cleaned out, but still owes the single biggest payout to Telfer’s nephew, Richard. We watch Naylor paying out his customers at his London club, then meeting Richard and telling him he’s temporarily out of cash, and to come round to his house in Gold Street, Chelsea that evening.

Outside the club Richard bumps into Dorrington, who he already knows as a fellow drinker from the Crown pub in Redbury, and who chaffs him about how heavy his pockets must be with winnings. ‘Not yet,’ replies Richard. ‘I’m meeting Bob Naylor tonight to collect them.’ ‘Really?’ thinks Dorrington. He vows to loiter around Naylor’s house and see what develops.

From the pub across the road, Dorrington sees a skinny lady setting up a step-ladder in the house’s top room. Suddenly the penny drops. Dorrington puts on some shoe-silencers, silently breaks into the house’s cellar, and sneaks up to that top room.

He hasn’t too long to wait before Richard arrives. He hears greetings and good fellowship on the ground floor, drinks and food and then the making of a cup of coffee (aha, the same kind of drugged coffee – the reader realises – as was used to drug Rigby in the opening story). Sure enough, we soon hear the bump of Richard falling off his chair and then the sound of two people manhandling an unconscious body upstairs.

They back into the top room to find … Dorrington waiting for them with a revolver! He explains that he understands their scam. They were going to drown Richard in the cistern then throw his body into the Thames. Except that now they aren’t. Now they are going to dump Richard anywhere, Dorrington doesn’t care where, because Naylor is going to pay up whatever he owes, because he is now going to retire from betting, and enter Dorrington’s employ as a full-time ‘disposer of bodies’.

Now we realise the significance of the newspaper cutting Rigby had quoted at the start of the story, an account of a dead man brought out of the Thames, with an empty pocket book and some bruising, suggesting manhandling.

Dorrington had read this, too, and, putting two and two together, had guessed the drowned man had been drowned by the Naylors using the cistern technique. He had caught them in the act preparing to do the same to another inconvenient creditor – Richard. And with that knowledge he blackmails them into becoming his assistants and disposers of bodies.

Having read the full ‘case’, Rigby is left to bleakly wonder how many others met a horrible watery death this way, before he was lucky enough to break out of the cistern (in the first story), sound the alarm, and break up the gang for good.

3. The Case of the ‘Mirror of Portugal’

The ‘Mirror of Portugal’ is, as so often in these 1890s detective stories, a jewel of unimaginable beauty, perfection and price. The narrator tells the traditional cock-and-bull story about its passage through the hands of the Portuguese royal family, into the English royal family, then onto the French royal family and then on into the hands of French revolutionaries of 1789, one of whom was the great-grandfather of the Léon Bouvier who keeps a little café in Soho, after his father was shot during the Franco-Prussian War.

Dorrington is approached by Léon’s cousin, Jacques Bouvier, who was working at a charcoal works in France until he came over to get a job with his cousin in his Soho café. Here he’s discovered Léon’s big secret. That he keeps a massive diamond in a small box under his armpit. Jacques thinks that, as a poor relation, he is entitled to a share of its value.

Dorrington dismisses Jacques, but then strolls round to the Soho café to poke around for himself. He arrives just after some kind of scuffle has taken place, and discovering someone running at top speed from the muddy alley where the café is located. Dorrington follows this runner who, a bit oddly from the reader’s point of view, runs all the way to Dorrington’s own offices in Covent Garden. Dorrington arrives soon after him to discover that it is none other than Léon – who has been mugged.

Léon now takes Dorrington back to the Soho alleyway, where Dorrington pokes around and easily finds shards of glass from a shattered bottle which, judging by the smell of the cork, once contained choloroform.

Someone must have crept up behind Léon, put a knee in his back and a chloroformed cloth over his face, waited till he passed out, cut the straps holding the box with the diamond in place under his armpit, then legged it. Léon is furiously certain that it is his jealous cousin, Jacques, but Dorrington is not so sure.

Because among the many complaints about his cousin that he made on his visit to Dorrington’s office, Jacques had mentioned that Léon had recently started frequenting Hatton Gardens and had been toying with the idea of buying and selling diamonds in a small way, trying to get to know the trade before cashing in his own monster diamond. He had got as far as renting some office or shop space off a certain Mr Ludwig Hamer. Aha.

Next morning Dorrington pays Mr Hamer a visit and, noticing the array of medicine bottles on the shelves of his office, calmly confronts Hamer with the accusation that it was he who mugged Bouvier the night before. Hamer denies it but Dorrington produces the bottle, identical to some on Hamer’s shelves, reveals that he saw the footprints of a woman’s narrow-heeled shoe, probably of Hamer’s wife, who kept watch while Hamer did the deed.

There’s a policeman outside. Dorrington sarcastically asks Hamer whether he should call the copper in and present him with all the evidence that Hamer is a crook? With bad grace Hamer admits it all, and says the jewel is at home with his wife who, he warns, has a furious temper.

Dorrington hails and cab and takes Hamer to the latter’s house in Pimlico. Here Dorrington confronts feisty little Mrs Hamer with the evidence. She is furious with her husband for not overcoming Dorrington. ‘But he had a gun’, Hamer whines. The redoubtable Mrs Hamer says the jewel is safe at another location, and sets off leading them across Vauxhall Bridge. Half way across the bridge she announces, ‘There’s your jewel, you crook, you thief’ and before Hamer or Dorrington can do anything, throws it into the Thames. Oh.

'There's your diamond, you dirty thief!'

‘There’s your diamond, you dirty thief!’ (Dorrington on the right)

4. The Affair of the ‘Avalanche Bicycle and Tyre Co., Limited’

Remember the dot com bubble of 2001? Well, I bet you didn’t know about the Bicycle Bubble of the 1890s.

Cycle companies were in the market everywhere. Immense fortunes were being made in a few days and sometimes little fortunes were being lost to build them up. Mining shares were dull for a season, and any company with the word ‘cycle’ or ‘tyre’ in its title was certain to attract capital, no matter what its prospects were like in the eyes of the expert. All the old private cycle companies suddenly were offered to the public, and their proprietors, already rich men, built themselves houses on the Riviera, bought yachts, ran racehorses, and left business for ever. Sometimes the shareholders got their money’s worth, sometimes more, sometimes less – sometimes they got nothing but total loss; but still the game went on. One could never open a newspaper without finding, displayed at large, the prospectus of yet another cycle company with capital expressed in six figures at least, often in seven. Solemn old dailies, into whose editorial heads no new thing ever found its way till years after it had been forgotten elsewhere, suddenly exhibited the scandalous phenomenon of ‘broken columns’ in their advertising sections, and the universal prospectuses stretched outrageously across half or even all the page – a thing to cause apoplexy in the bodily system of any self-respecting manager of the old school.

Everyone’s investing in bicycle companies. Dorrington goes along to the time trials featuring an exciting new competitive bike rider, Gillett, at a purpose-built velodrome.

Gillett is representing the ‘Indestructible Bicycle Company.’ Dorrington chats up a representative of the IBC who introduces him to the paunchy owner, Paul Mallows. They explain that Gillett will be competing against Lant, who is representing the new and much-talked-about ‘Avalanche Bicycle Company’. The ABC is about to launch on the stock market and is likely to be hugely subscribed in this time of bicycle bubbles.

The sun sets and the velodrome becomes dark as the cyclists do their last couple of laps. Suddenly there is a tremendous accident, as Gillett crashes into two other bikes, breaking his arm. Mallows is hopping mad, swears it’s sabotage, and offers a hundred pound reward on the spot to whoever can find the culprits..

Dorrington takes him up and goes over the crash site very carefully. In the dark someone had placed an old rusty chair smack bang in the middle of the track, it being so dark the approaching cyclists couldn’t see it till too late. Dorrington picks up evidence that it was Mallows who planted the chair.

To confirm his suspicions he catches a train that night to Birmingham, where the prospectus for the Avalanche Bicycle Company claims to have its factory. In fact, he discovers that the ‘factory’ is a disused warehouse in the corner of which are piled a bunch of knackered second-hand bikes, with a nearby oven used for making enamel badges with the ABC’s logo. The company’s business plan is to buy up old bikes, pin the labels to them, and turn over business just long enough for the board of the company to do a bunk with the money raised when the company floats on the stock market.

His suspicions confirmed, Dorrington telegraphs Mallows, pretending to be an employee and saying something important is happening at the Birmingham factory. Now, before he had left London, Dorrington had hired a snoop to watch Mallows’ house. Within minutes of getting the telegram, this spy reports that Mallows leaves his house and goes to a disguise and wig shop, emerging looking a lot different, before getting a train to Birmingham.

The disguised Mallows makes his way to the bike factory where Dorrington is waiting.

Dorrington confronts him and taunts and teases Mallows, saying he easily sees through his disguise, saying he knows it was him who planted the chair which caused the Gillett crash.

Why? In order to remove him from the Big Race and ensure that Lant wins. Lant winning will enormously boost the share launch of ABC on Monday. Mallow features in the prospectus for ABC under a false name. He and partners will pocket the cash raised by the stock market flotation, then abscond, leaving the company to crash and a couple of titled aristocrats, who put their names down as directors without bothering to learn the details, to take the flak.

But Dorrington is not going to turn him into the police for fraud. No, Dorrington wants a cut, not just any old cut either, but 50% of Mallows’s takings,

During this edgy confrontation Mallows has been manoeuvring Dorrington closer and closer to the oven where the bikes are melted down. Now, in a sudden desperate move, Mallows pushes Dorrington into the oven, bolting the door, and turning on the gas.

Most of these stories are fairly languid in pace with, at most, a chase through streets being the most exciting it gets. But this is a genuinely tense, cinematic moment, with Dorrington beginning to lose consciousness from the gas, beating futilely at the door. Luckily, he discovers a loose spar of metal inside the oven which he uses as a lever to prise open the door a fraction, repositions the spar to prise it open some more, and so on until it eventually bursts open and Dorrington staggers out half-gassed.

Now Dorrington goes for Mallows like a murderer and is dragging him by the collar across the floor with a view to locking him in the oven when – the escaping gas reaches a naked candle and there’s a Big Explosion. Mallows is half buried in bricks and has a broken leg. Dorrington is thrown clear and makes an escape before locals and the police turn up.

Dorrington dragging Mallows

Dorrington dragging Mallows

5. The Case of Mr. Loftus Deacon

Deacon is an elderly bachelor who collects Japanese objets d’art. (The descriptions of them have extra resonance because we know that Morrison was himself an expert on Japanese artefacts, which explains why the descriptions of Deacon’s works are long and informative.)

Deacon’s proudest object is a rare katana or longsword by the famous Japanese swordsmith, Masamuné. One day Deacon sets off for his club for lunch at a quarter to one, observed by the ever-vigilant hall porter. This same porter is surprised when, a few minutes later, Deacon reappears in a fluster at one o’clock. Turns out he’d forgotten something and lets himself into the flat. Moments later the porter hears ‘a shout followed in a breath by a loud cry of pain, and then silence.’

The door is locked from the inside so the porter has to call up to the housekeeper, who comes running with the spare keys, and they both find Deacon lying in a pool of blood with two fierce gashes to the head. He is dead. They search the room. It is locked, the windows closed from the inside etc.

Next morning Dorrington is hired to investigate the murder by Deacon’s only friend, Mr. Colson, ‘a thin, grizzled man of sixty or thereabout’. Colson takes Dorrington to survey the scene of the crime. It is only now that Colson realises that the famous Masamuné sword is missing.

There follows the usual fol-de-rol of distractions and false leads – for example, that the only window in Deacon’s apartment opened into a well, at the bottom of which a workman was doing some painting and repairs. Upon investigation, it turns out that this decorator had a criminal record and has now disappeared, just the kind of obvious lead the police like. But the reader, having read a few detective stories, suspects this is a red herring.

A much bigger red herring is the fact that for the past months Deacon has been besieged by a polite but determined Japanese man, Keigo Kanamaro. Kanamaro is the son of a Japanese warrior who had fallen on hard times and so was forced to sell the katana which Deacon prizes so much.

Colson gives a long, comprehensive explanation of the way that, for Japanese Samurai and other warriors, their weapons had a spiritual value. It was thought that when they were made by the swordsmith a guardian spirit entered the metal, and looked over its fate. There is no shame worse than being separated from your sword. A traditional Samurai would starve to death rather than barter it away. Nonetheless, that’s what Kanamaro’s father had been forced to do, and now his son – Kanamaro – is back to reclaim his father’s sword so that he can take it back to Japan and bury it with his father in his tomb, and his spirit can finally rest easy.

Deacon refuses but Kanamaro won’t give up, returning again and again, and slowly losing his impeccable Japanese manners.

It is only now that Colson notices – that the sword has gone!! So now Kanamaro is the obvious suspect, and when Colson goes to find him, all his suspicions are confirmed for Kanamaro has checked out of his London hotel in a hurry, and is returning to Japan.

When questioned, Kanamaro says that he has finally retrieved the sword but ‘at great cost’, shows no flicker of emotion upon hearing that Deacon is dead, and is generally cold and dismissive. It must be him! He must have recovered the kanata through violence.

But having read a dozen or so of these stories in quick succession, I recognised a number of the subtle contra-indications pointing towards the real culprit – most notably that Deacon’s body was found lying beneath an impressive statue of a Japanese god,

at the foot of a pedestal whereupon there squatted, with serenely fierce grin, the god Hachiman, gilt and painted, carrying in one of his four hands a snake, in another a mace, in a third a small human figure, and in the fourth a heavy, straight, guardless sword.

This is the kind of grotesque or Gothic detail which characterises the best Sherlock Holmes stories, and almost always turns out to be significant. And so it is here. And when, a lot later in the story, Colson tells Dorrington that the little god figure only arrived in the last few days my suspicions were aroused.

All these stories are divided into four or five logically discrete sections. In the final section of this one Dorrington reveals all: most of Deacon’s collection had been transhipped over the years at a huge warehouse full of all sorts of treasures down on the docks, owned by one Mr Copleston. Copleston employs all kinds of casual labour. One of the most notable employees is a short hunchback nicknamed Slackjaw. Dorrington speculates that the following is what took place.

The statue of the Japanese god arrived in Copleston’s warehouse and sat there for a week or more. During this time Slackjaw discovered that you can open it up and get inside. It was designed for a priest or someone to get inside back in Japan and breathe fire or make prophecies or whatnot from within.

But, having discovered that he could pop inside and lock it from the inside, Slackjaw did so one day, waited until everyone had left the warehouse, and then emerged to steal precious stuff then get a decent night’s kip in the warm.

This explains why Coplestone had told Colson that the men had begun to think the statue was cursed – because objects left near it overnight either disappeared or were found smashed in the morning. It was no ghost. This was just Slackjaw either nicking things, or being clumsy and knocking nearby objects over.

Anyway, when Slackjaw learned that the statue was to be shipped off to Deacon’s he reflected that it might be an opportunity for more plunder, so he stowed away inside and was carried into Deacon’s flat.

Here he waited a night, until Deacon left for work the next day, then crept out and was beginning to prise open a case holding precious gold objects, when Deacon unexpectedly returned. Panic-stricken Slackjaw bolted back to the statue but got there at the same moment as Deacon walked in the door. Slackjaw looked around him for a weapon and, unfortunately for both of them, his hand fell on the display of ornamental swords and he happened to grab the heaviest, sharpest one to whack Deacon with.

Hearing the porter rattling the door, Slackjaw quickly wiped the sword clean and climbed back into the statue. There he spent the rest of the day while the police crawled all over the place, but that night he finally climbed out of the statue, lightly opened the door and snuck away.

Slackjaw

Slackjaw

Corroborating evidence is the fact that Dorrington found knife marks on the case of gold, as of someone who had only just started trying to open it when they were disturbed.

Most compelling of all, though, is the fact that Dorrington found a little bottle inside the statue, obviously there to refresh Slackjaw, which he forgot to take with him and on which was written the name of the publican of the pub where it was bought.

Going down to the docks Dorrington ascertains that the pub is the nearest one to Coplestone’s warehouse. So Dorrington had returned there with the police and spotted Slackjaw. The moment the hunchback saw Dorrington and the cops he had turned pale, put down his glass and nipped out the back of the pub.

There was then a brief chase: Slackjaw dropped onto a barge then went jumping from one barge to the next, but suddenly slipped and fell between two. The slow movement of the barges always creates perilous suction. By the time the police got there, the hunchback had disappeared under the murky Thames water and Dorrington had left them dragging the river for his body. Case solved.

6. Old Cater’s Money

Rigby (or Morrison) ends the volume by telling a story from Dorrington’s early career.

Old Jerry Cater lived in the crooked and decaying old house over his wharf by Bermondsey Wall, where his father had lived before him. It was a grim and strange old house, with long-shut loft-doors in upper floors, and hinged flaps in sundry rooms that, when lifted, gave startling glimpses of muddy water washing among rotten piles below.

Old Cater has been a miserly usurer all his life. He had bamboozled his long-suffering secretary Sinclair, by lending him £40 at 200% compound interest to get married with, thus throwing him into a life-long debt he could never repay. Now, broken-spirited Sinclair and his gaunt wife are Cater’s debt slaves. The shabby derelict household where they live also includes ‘Samuel Greer, a squinting man of grease and rags, within ten years of the age of old Jerry Cater himself’.

Old Cater is dying. He takes to his death-bed while Greer fusses about him, rummaging through cupboards for anything to steal. All this has the vibe of Morrison’s stories of Mean Streets and the Jago, i.e. describing people who have almost nothing, who live hand to mouth from day to day, for whom the discovery of one penny is a highlight of the day. This story is the most colourful, lively and interesting of the set.

Greer’s face, with its greasy features and its irresponsible squint, was as expressive as a brick.

Old Cater finally passes away, attended by a local poor doctor. Now just before he passed, Greer had been rummaging in the cupboard and found a jar containing the old man’s will. He spies a money opportunity and goes to see Cater’s nephew, Paul Cater in Pimlico. the two take a cab back to Bermondsey during which Greer slimily reveals that he has the old miser’s will – but will only part with it for £20. Cater has a tenner in his wallet. That’ll do, says Greer, and hands over the will, which Paul Cater sees, gives him ownership of all the old man’s belongings.

However, Cater had another nephew, a certain Jarvis Flint, and Greer had also found a codicil to the main will which is in Jarvis’s favour. So Greer now goes and parlays with Flint, demanding £50 for knowledge of the codicil’s whereabouts. Flint throws him out and – here we finally get to Dorrington – has the young Dorrington, who’s working for him as a general dogsbody, follow Greer and try to ascertain the codicil’s whereabouts.

Many of Morrison’s detective stories hinge on sheer luck and this might be the most egregious example of this trait. Dorrington follows Greer around the streets until the latter decides to pop into a barber’s for a penny shave. One of the other customers is a drunk docker. There’s much ribaldry among the customers as this docker finishes his shave, grabs his hat and staggers out into the street. It’s only when Greer has himself finished being shaved and gets up to leave, that he realises that the drunken docker has taken his hat – the hat in which he has hidden the precious codicil.

Greer runs out of the barber’s crying ‘Stop thief’, pursued by the barber who he hasn’t paid yet, and all the other customers for the fun of it.

Now Dorrington had been watching from across the street and saw which way the drunk docker went. While Greer and the mob run off in one direction, Dorrington runs to catch up with the docker. As he catches up with him, he sees the docker getting into a fight: leaning over a wharf his hat fell off and when a helpful sailor brought it up to him, the drunk docker protests that it’s not his hat (which is, of course, true) and accuses the helpful sailor of having stolen his hat. And they fall to fighting.

And while they’re doing so, Dorrington picks up Greer’s hat, which has rolled to one side and saunters off. And as he suspected, it contains the codicil to Old Cater’s will.

The drunk docker and the sailr fight while Dorrington (with moustache) takes the hat

The drunk docker and the sailor fight while Dorrington (with moustache) takes the hat

Greer keeps returning to the barber’s but never sees the hat again. Reluctant to give up, he returns to Jarvis Flint to offer the next best thing, his sworn testimony as to the content of the codicil (which handed over all Old Cater’s property to Flint, valued at ten thousand pounds).

Meanwhile, Dorrington has a copy of the codicil made and legally witnessed. Then he calls on Paul Cater. He coolly demands £1,000 to hand it over. Cater is outraged. Dorrington points out that he will still make £9,000 on the deal and threatens to take a cab to Jarvis Flint to give him the codicil. Cater caves in, takes Dorrington to his bank in Pimlico, takes out £1,000 in gold and notes, and gives it to him in return for the codicil. Jarvis then takes a cab back to Old Cater’s house and promptly burns the codicil. He doesn’t know Dorrington has made a copy of it.

Now, Dorrington had intended to take the copy of the codicil over to Flint’s house and extract another thousand pounds from Jarvis in return for handing it over. But Dorrington leaves it for a day or two – which turns out to be a bad mistake.

For on the day of Old Cater’s funeral, Flint and his sleazy lawyer, Lugg, along with Greer as witness, all go to see Paul Cater and confront him with the fact that Greer – though he doesn’t have a physical copy of the codicil – will testify to its content i.e. that the entire estate goes to Flint.

So the scene is that Cater, Greer, Lugg and Flint are at old Cater’s place, making threats and counter-threats, when the lawyer Lugg reaches over to get the Bible which Old Cater had kept around him in his last days, with a view to then and there getting Greer to testify under oath to the contents of the codicil. But –

As he opens it, Lugg discovers writing scribbled onto its opening pages, and realises that on his very last day, Old Cater changed his will again. And left everything to… neither Jarvis nor Paul, but to Sinclair, the poor broken bondsman who has served him faithfully all this time.

The two nephews are thunderstruck and immediately start trying to bribe the lawyer. But Lugg sees that Greer has witnessed everything and would likely resort to blackmail him in the future, plus he sees the prospect of an extremely grateful new client (Sinclair) and so he promptly adopts a high tone of Pecksniffian morality, and insists that he must ‘perform his duty’ and report this new, final version of the will to authorities.

With the result that when Dorrington calls on Flint to carry out part two of his plan (to blackmail Flint) he, Dorrington, finds himself met with insults and abuse. When the new situation is explained to him, he doesn’t care. He’s already made £1,000 and it is with this money – the narrator tells us – that Dorrington is then able to set up, live and dress as a gentleman, and to begin his life as a detective and crook.

Indeed, when he hears about tCater’s final will scribbled in the Bible, Dorrington bursts out laughing.

The story ends with a comic flourish as a disgruntled Samuel Greer goes to the nearest pub for a wet, and bumps into the drunk docker who took Greer’s hat by mistake. Greer, failing to find the docker, had returned to the barber’s and taken the hat which the docker left behind. Now, finding Greer wearing his long-lost hat, the docker beats Greer up.

It is a very entertaining and comic story – but only if you accept that every single character in it is motivated by shameless greed, and is prepared to lie, cheat and betray everyone, in order to make money.


Thoughts

Being an anti-hero makes Dorrington much more appealing to modern tastes than Morrison’s squeaky clean ‘good’ detective, Martin Hewitt.

And whereas the Hewitt stories seemed to copy the basic Sherlock Holmes formula with slavish conformity, the fact that Dorrington doesn’t mind resorting to breaking and entering, theft and blackmail, and is prepared to do more or less anything when he sees private advantage, makes the stories much more unpredictable.

Sometimes he carries out his client’s wishes perfectly straight, but sometimes he spies an opening for skulduggery and goes over to the dark side – and sometimes he does both – as in the bicycle story where he both gains his reward from Mallows by good detective work, but then goes on to confront Mallows at the ABC factory, and nearly kills him.

And sometimes he does neither, as in the case of the Japanese sword, where he behaves like a perfectly straight and respectable detective.

But there is always the dark and Gothic threat that Dorrington might at any moment pull out his revolver and blackmail someone. And that makes the yarns from Dorrington’s Deed-Box immeasurably more entertaining than the Hewitt stories.

Information is power

Many of the stories bring out the fact that it’s not only always been important to have as much information as possible about your enemies (hence the long tradition of spies) – but also to gather information about people in general – who are neither friends nor enemies. Especially compromising information. You never know when it will come in useful. This is core to Dorrington’s modus operandi. Knowledge is power.

It was an important thing in Dorrington’s rascally trade to get hold of as much of other people’s private business as possible, and to know exactly in what cupboard to find every man’s skeleton. For there was no knowing but it might be turned into money sooner or later.

Knowledge of people’s foibles and secrets was as important then as it is now. The difference is that, in our time, several billion people have been happy to turn over their most intimate secrets to social media, email, phone and internet companies free and gratis, for them to use and exploit any way they see fit. Strange days.


Related links

Reviews of other fiction of the 1880s and 1890s

Joseph Conrad

Rudyard Kipling

Henry Rider Haggard

Sherlock Holmes

Arthur Morrison

Robert Louis Stevenson

Bram Stoker

H.G. Wells

Oscar Wilde

Socialism: Utopian and Scientific by Frederick Engels (1880)

Modern Socialism is, in its essence, the direct product of the recognition, on the one hand, of the class antagonisms existing in the society of today between proprietors and non-proprietors, between capitalists and wage-workers; on the other hand, of the anarchy existing in production. (Opening sentence)

I bought my copy of Socialism: Utopian and Scientific in a cheap Chinese edition from the Marxist bookshop under Brixton railway arches in the 1980s. It cost 45p. Neither the Chinese editions nor the bookshop exist any more.

Prefaces

A feature of the texts by Marx and Engels is the way they come festooned with prefaces and introductions. This is because:

  1. The societies they were describing in such detail, kept evolving and changing: the Europe of 1848 for which the Communist Manifesto was written had changed a lot by 1868, and out of all recognition by 1888.
  2. More subtly, socialism itself kept changing, in the hands of socialist and communist parties spread right across the continent, some of which were banned, some of which (e.g. in Germany) entered Parliament, some of which (e.g. in England) were tempted to join forces with the increasingly well-organised trades unions who weren’t interested in overthrowing capitalism at all; they wanted to keep it in place, but with better pay and conditions for their members.

And thus Marx and Engels found themselves having to tag new introductions and prefaces to all their works in order to keep up with the changing realities of European society, and also the changing nature of socialist belief, which included the continual eruption of new and heretical brands of socialism.

This text has a foreword by Marx, two prefaces by Engels and then an introduction by Engels which is nearly as long (30 pages) as the original text (56 pages).

Origins and impact

Socialism: Utopian and Scientific is such a short text because it is an extract from a longer work Engels wrote in 1878, entitled Herr Eugen Dühring’s Revolution in Science or the Anti-Dühring, as it became known.

During the 1870s the German philosopher, positivist, economist, and socialist Eugen Karl Dühring (1833–1921) published a sequence of books in which he enunciated a ‘positivist’ philosophy, on which he based a form of ‘ethical communism’, along with an economic theory which suggested there would eventually be a harmony of the interests of capitalists and labourers. Things, in other words, could only get better. Dühring’s extensive erudition across numerous fields, and his ‘soft’ form of communism, made his ideas influential in left-wing circles.

Marx and Engels were naturally alarmed because Dühring’s views undermined their insistence on the necessity of class warfare, and the inevitability of a violent revolution in which the radicalised proletariat would overthrow bourgeois capitalism. Dühring denied all this.

Also, it happened that both Marx and Engels had for some time being mulling over the fact that Marx’s great masterwork, Capital, was impenetrable to ordinary readers and that they should probably write a more accessible summary of their philosophical, political and economic theories for the man in the street.

Thus the need for a handy summary of Marxism combined with the urge to refute Dühring’s views inspired Engels to write his lengthy Anti-Dühring – and then to extract three chapters of it into the present work.

Socialism: Utopian and Scientific went on to become probably the most influential single work written by either Marx or Engels. It was quickly translated into over ten European languages, and widely distributed. It became the main vehicle publicising their socialist ideas in the key decades from 1890 to 1910.

In his epic biography of Marx, Gareth Stedman Jones quotes contemporaries testifying to its impact. According to the communist David Riazanov, founder of the Marx-Engels Institute in Moscow after the revolution (and then a high-profile victim of Stalin’s show trials in the 1930s):

Anti-Dühring was epoch-making in the history of Marxism. It was from this book that the younger generation, which began its activity during the second half of the 1870s, learned what was scientific socialism, what were its philosophical premises, what was its method… all the young Marxists who entered the public arena in the early 1880s – Bernstein, Kautsky, Plekhanov – were brought up on this book.

And Karl Kautsky, the Czech communist and torch bearer of orthodox Marxism between Engels’ death in 1895 and the outbreak of the Great War in 1914, said:

Judging by the influence that Anti-Dühring had upon me, no other book can have contributed so much to the understanding of Marxism. Marx’s Capital is the more powerful work, certainly. But it was only through Anti-Dühring that we learned to understand Capital and read it properly. (quoted in Jones, p.560)

Structure

Overall the book aims to distinguish Marx’s communism from all other previous and current versions of socialism, which Engels dismisses as ‘utopian’. Those other theories were or are based on morality – on moral feelings of outrage, sympathy for the oppressed, appeals to ‘justice’, and so on and so on.

Marx’s communism alone was scientific in the sense that Marx claimed to have uncovered the economic laws which underpinned the development of human civilisation and to have shown that a communist revolution will come regardless of anyone’s feelings or intentions.

Marx’s sociology had revealed that all previous societies have been based on class conflict. More than this, Marx had shown how societies evolve through the process of Dialectical Materialism, namely that at any given epoch there is a master narrative or ideology which, of necessity, contains within it the seeds of opposition and of its eventual overthrow. Within the slave society of ancient Rome lay the seeds of the feudal system. Within the feudal system lay the guilds and the seeds of the mercantilism which superseded it. Within mercantilism lay the seeds of the more organised, competitive capitalism.

And the capitalist system now triumphing in the West contained within itself the seeds of its own destruction. For, by concentrating more and more wealth and power in the hands of the bourgeoisie, the system inevitably, and unstoppably, created a larger and larger and larger class of powerless, impoverished, immiserated people – the proletariat – which sooner or later, must inevitably realise their superior strength, rise up and overthrow their capitalist masters and thus give rise to the communist society where everyone carries out productive labour, as they wish, and where everyone is equal.

This process was reinforced by the fundamental instability of capitalism – this was caused by the endless clash of rival companies and their products, an economic chaos which created day to day social anarchy, led inevitably to regular financial crashes and depressions and, at its highest level, gave rise to wars between rival capitalist empires fighting over raw materials and new markets in the third world.

This ‘system’, Engels explains, is simply not sustainable and will sooner or later crash under the weight of its own ‘contradictions’.

Chapter one

Engels begins the book by describing the thought of some characteristic ‘utopian’ socialists, starting with Saint-Simon, before going on to Charles Fourier and Robert Owen. He shows how their versions of socialism contained many insights but, at bottom, merely reflected the personal opinions of the authors.

Saint-Simon had the genius as early as 1802 to enunciate the principle that ‘all men must work’; to realise that the French Revolution had been a struggle not only between the aristocracy and the bourgeoisie but also the propertyless poor; and by 1815 was predicting that politics would soon boil down to issues of production: politics, in other words, would morph into economics – ‘the administration of things and the guidance of the processes of production’.

Fourier declared that humanity had progressed through four stages – savagery, patriarchy, barbarism and civilisation – each of which, including the bourgeois society of his time, partaking of the same tensions and stresses.

Robert Owen set up a model cotton factory at New Lanark in Scotland where he made the workers work shorter hours, and not the then customary seven days a week, provided hygienic accommodation and invented the infant school for the children. With the result that there was no drunkenness, no crime – and yet his investors still made sizeable returns on their money. Owen developed the idea that the wealth the working class produced ought to be retained by the working class instead of being siphoned off to support the aristocracy and the endless war against Napoleon. As his attacks on private property, religion and marriage became more strident, so Owen was dropped by his initial supporters.

According to Engels, each of these three political thinkers had valid and sometimes insightful contributions – but mixed up with hobby horses, personal views and experiences. The net effect was to contribute to a confused and confusing mish-mash of opinions welling up from the obvious injustices of society, and a thousand different schemes to put them right.

By contrast ‘scientific socialism’ derives from the close study of reality. It is based on a materialist conception of human history, and on the premise that the most important feature of any society is its level of technological achievement. The technology, and the economic system which derives from it, are the basis of the classes into which any given society is based, and underpin the ideology which is the collective value and belief system of that society.

  • The economic basis of society.
  • The instability of the capitalist system, constantly forced to seek out greater profits, new markets, resulting in periodic gluts and recessions.
  • The inevitability of class conflict between factory owners and workers.
  • The unstoppable triumph of the proletariat.

Chapter two

This is a short but genuinely interesting attempt to explain what dialectical materialism is.

Engels starts by asking you to reflect on your own experience and thoughts, how they are a constant flood of impressions and mental leaps and connections. Similarly, a moment’s reflection suggests that all organisms, people, objects, are in a constant state of flux. The Greeks knew this. They called it the dialectic, the acceptance of flow and change.

It was only from about the 16th century that western philosophers began to develop what became the natural sciences, whose central methodology is to isolate and define entities. This led to the triumph of Newtonian cosmology, which was reflected in the eighteenth century effort to define and categorise everything into static categories. Fixed entities. Unchanging mechanisms. The opposite of flow and change.

Engels sees the philosophy of Hegel as a rebellion against this mechanistic view of the universe and people. Hegel wanted to re-establish the impermanence of all entities and of all thought as the central feature of existence.

Engels goes on to claim that, as the 19th century had progressed, all the sciences had tended to prove Hegel right. We now know that planets and solar systems and even galaxies aren’t static, but come into and out of existence. The very landscape of the earth has changed out of all recognition over billions of years and is continually changing. Charles Darwin had proved that species are in a permanent state of flux. Even biology had proved that individual human beings – and all life forms – consist of cells which are continually dying, being sloughed off and replaced.

We are all of us, at the same time, something and not something. We are all processes.

This is the rebirth of dialectical thinking based on up-to-date science. This is a dialectic of matter. This is dialectical materialism, a worldview based on the idea that all things are in a state of flux, including humans and including human societies.

There is no such thing as a static society, there are no such things as static social ‘values’. A scientific study of history (such as the kind Marx and Engels claimed to have pioneered) shows that all previous societies have been in states of flux, always changing and evolving.

What Marx has proven in Capital and other writings is that these changes are not random, but the product of certain historical laws – laws which show that:

  • all societies are based on the technology of the day
  • the technology is owned and exploited by a ruling class which is always pitted against those it exploits, whether slaves or serfs or workers
  • the ruling classes produce an ‘ideology’ which contains the ideas used to justify and bolster their power – ‘religion’, ‘morality’, ‘the sanctity of marriage’ etc

But each era has not only had a dominant class, but contains within itself seeds of the opposing class which will rise up and overthrow it.

From that time forward, Socialism was no longer an accidental discovery of this or that ingenious brain, but the necessary outcome of the struggle between two historically developed classes – the proletariat and the bourgeoisie. Its task was no longer to manufacture a system of society as perfect as possible, but to examine the historico-economic succession of events from which these classes and their antagonism had of necessity sprung, and to discover in the economic conditions thus created the means of ending the conflict. But the Socialism of earlier days was as incompatible with this materialist conception as the conception of Nature of the French materialists was with dialectics and modern natural science. The Socialism of earlier days certainly criticized the existing capitalistic mode of production and its consequences. But it could not explain them, and, therefore, could not get the mastery of them. It could only simply reject them as bad. The more strongly this earlier Socialism denounced the exploitations of the working-class, inevitable under Capitalism, the less able was it clearly to show in what this exploitation consisted and how it arose.

Lacking a proper understanding of a) dialectical thinking i.e. the constant process of becoming, and b) the material basis of society and human nature, the reformers Engels mentioned in chapter one – Saint-Simon, Fourier and Owen – certainly had ‘inspired moments’, but were unable to effect any real change.

The theory of surplus labour

Added to this philosophical breakthrough is another insight, just as important, in the field of economics, which is Marx’s discovery of how capitalism works.

Capitalism works through squeezing out of each worker the ‘surplus value’ of his labour. Vampire-like, capitalism accumulates wealth by stealing the worker’s productive labour.

The more strongly this earlier Socialism denounced the exploitations of the working-class, inevitable under Capitalism, the less able was it clearly to show in what this exploitation consisted and how it arose. For this it was necessary to present the capitalistic mode of production in its historical connection and its inevitableness during a particular historical period, and therefore, also, to present its inevitable downfall; and to lay bare its essential character, which was still a secret.

This was done by the discovery of surplus-value.

It was shown that the appropriation of unpaid labour is the basis of the capitalist mode of production and of the exploitation of the worker that occurs under it; that even if the capitalist buys the labour power of his labourer at its full value as a commodity on the market, he yet extracts more value from it than he paid for; and that in the ultimate analysis, this surplus-value forms those sums of value from which are heaped up constantly increasing masses of capital in the hands of the possessing classes. The genesis of capitalist production and the production of capital were both explained.

These two great discoveries, the materialistic conception of history and the revelation of the secret of capitalistic production through surplus-value, we owe to Marx. With these discoveries, Socialism became a science.

Chapter three

Applies Marx and Engels’s materialist view to history.

The materialist conception of history starts from the proposition that the production of the means to support human life and, next to production, the exchange of things produced, is the basis of all social structure; that in every society that has appeared in history, the manner in which wealth is distributed and society divided into classes or orders is dependent upon what is produced, how it is produced, and how the products are exchanged. From this point of view, the final causes of all social changes and political revolutions are to be sought, not in men’s brains, not in men’s better insights into eternal truth and justice, but in changes in the modes of production and exchange. They are to be sought, not in the philosophy, but in the economics of each particular epoch.

This passage introduces a lengthy description of the way capitalist production arose out of medieval, feudal production, of how individual cottage producers gave way to workshops and then to factory owners who could produce goods cheaper than individual artisans and craftsmen, who drove them to of business, and forced them to become wage-slaves working in their factories.

But, remember – according to Hegel’s dialectic, any system is always changing, always contains within itself the seeds of its own overthrow.

For example, the capitalist, by creating a huge labour force of hundreds, sometimes thousands, of workers – creates the very force that will overthrow him, a huge mass of exploited workers who are capable, because of their new proximity to each other, of discussing and understanding their plight, of organising and educating and, eventually, of rising up and ending their exploitation.

The joy of paradoxes

Marx and Engels enjoy paradoxes. In fact their argument often proceeds by paradoxical reversals rather by than strict logic. For example, there’s a long, involved passage where Engels explains that new technology and new machinery – which ought to make everyone’s lives more pleasant – is twisted by the capitalist system (i.e. the ravenous competition between capitalists, the need to keep costs down) into the very thing which oppresses the worker. For the spread of new technology leads to the laying off of workers, who then create a pool of unemployed labour, ready and willing to be re-employed and the cheapest rates, which allows the capitalist to reduce wages to his existing staff.

Thus it comes about, to quote Marx, that machinery becomes the most powerful weapon in the war of capital against the working-class; that the instruments of labor constantly tear the means of subsistence out of the hands of the laborer; that the very product of the worker is turned into an instrument for his subjugation.

This is given as an example of dialectical thinking, although to the literary-minded it could also be interpreted as a love of ironic reversals and paradoxes, a love of binaries which Marx and Engels again and again collapse into their opposites.

But the chief means by aid of which the capitalist mode of production intensified this anarchy of socialized production was the exact opposite of anarchy. It was the increasing organization of production, upon a social basis, in every individual productive establishment

Accumulation of wealth at one pole [among capitalists] is, therefore, at the same time accumulation of misery, agony of toil, slavery, ignorance, brutality, mental degradation, at the opposite pole, i.e., on the side of the [workers].

In the trusts, freedom of competition changes into its very opposite – into monopoly.

The rise of monopolies

Engels points to a number of trends in contemporary capitalist society where, he claims, you can see the dialectical opposite of capitalist production already appearing.

For example, there is a tendency to monopoly in a number of industries e.g. railways or telegraphs. By an irony the tendency of a handful of big companies to buy up all the smaller ones repeats on a higher level the way early capitalists drove out small, cottage producers. Now it’s a lot of the capitalists who are turned into a ‘reserve army’ with nothing much to do all day except count their dividends.

At first, the capitalistic mode of production forces out the workers. Now, it forces out the capitalists, and reduces them, just as it reduced the workers, to the ranks of the surplus-population…

One step further along this line, in many European countries the state has bought out the monopoly capitalists, nationalising the railways and some other industries. This move is at one and the same time the peak of capitalist monopoly control but also – a forerunner of the way the state run by the workers will abolish all companies and run everything themselves.

The capitalist relationship is not abolished, rather it is pushed to the limit. But at this limit it changes into its opposite.

There is something powerful, slick, and magically persuasive about this rhetoric, like the famous phrases in The Communist Manifesto which describe the constructive/destructive impact of capitalism:

All fixed, fast-frozen relations, with their train of ancient and venerable prejudices and opinions, are swept away, all new-formed ones become antiquated before they can ossify. All that is solid melts into air, all that is holy is profaned…

It is a very effective way of thinking and makes for a powerful rhetoric.

The communist utopia

Having explained why previous socialist thinkers were mere rootless dreamers, having explained how Hegel’s theory of the dialectic can be allied with modern science to generate a theory of how things change, having explained how a materialist view of history throws out all fancy talk about God and Sin and Justice and focuses on the changing nature of production and the class antagonisms this throws up – and having looked in detail at why capitalist production is so unstable and gives rise to regular crises and recessions – Engels has prepared his reader for a vision of what a communist state should look like.

Namely that the means of production should not be used to enslave people and to create an unregulated chaos of competition – but brought into the ownership of the state, a state acting on behalf of everyone, so as to plan work and production, so as to maximise human life, health and happiness.

This solution can only consist in the practical recognition of the social nature of the modern forces of production, and therefore in the harmonizing with the socialized character of the means of production. And this can only come about by society openly and directly taking possession of the productive forces which have outgrown all control, except that of society as a whole. The social character of the means of production and of the products today reacts against the producers, periodically disrupts all production and exchange, acts only like a law of Nature working blindly, forcibly, destructively. But, with the taking over by society of the productive forces, the social character of the means of production and of the products will be utilized by the producers with a perfect understanding of its nature, and instead of being a source of disturbance and periodical collapse, will become the most powerful lever of production itself.

And the state, which has hitherto all through history been nothing more than the legal instrument through which the oppressing class dominates society – once it is identified with the great mass of the oppressed class, once it becomes truly representative of all of society – will die out. The state will wither away. Because its repressive function is no longer required in a society where production is controlled and planned by the whole population.

Insofar as the (repressive) government of persons is replaced by the (fair and just) administration of things. of the products of industry – so the entity which repressed people (the state) will simply vanish 🙂

It is here!

Engels has one last point to make, which is that the time for revolution is now, not because this, that or the other activist thinks so: but because it is objectively the case in the economic development of the West. In the early industrial revolution the amount produced by factories was barely enough to maintain subsistence living among the immiserated proletariat. But in the past forty years the amount of output, the wealth and variety and richness of industrial products, have reached new heights.

The socialized appropriation of the means of production does away, not only with the present artificial restrictions upon production, but also with the positive waste and devastation of productive forces and products that are at the present time the inevitable concomitants of production, and that reach their height in each new economic crisis.

Further, it sets free for the community at large a mass of means of production and of products, by doing away with the senseless extravagance of the ruling classes of today, and their political representatives.

The possibility of securing for every member of society, by means of socialized production, an existence not only fully sufficient materially, and becoming day-by-day more full, but an existence guaranteeing to all the free development and exercise of their physical and mental faculties – this possibility is now, for the first time, here. It is here.

With the seizing of the means of production by society, production of commodities is done away with, and, simultaneously, the mastery of the product over the producer. Anarchy in social production [i.e. chaotic competition between capitalists which leads to regular crises] is replaced by systematic, definite organization.

The struggle for individual existence disappears. Then, for the first time, man, in a certain sense, will finally be marked off from the rest of the animal kingdom, and emerge from mere animal conditions of existence into really human ones.

The whole sphere of the conditions of life which environ man, and which have hitherto ruled man, will now come under the dominion and control of man, who for the first time becomes the real, conscious lord of nature, because he has now become master of his own social organization.

The laws of his own social action, hitherto standing face-to-face with man as laws of Nature foreign to, and dominating him, will now be used with full understanding, and so mastered by him.

Man’s own social organization, hitherto confronting him as a necessity imposed by Nature and history, will now become the result of his own free action.

The extraneous objective forces that have, hitherto, governed history, will pass under the control of man himself.

Only from that time will man himself, more and more consciously, make his own history – only from that time will the social causes set in movement by him have, in the main and in a constantly growing measure, the results intended by him.

It is the ascent of man from the kingdom of necessity to the kingdom of freedom.

Thoughts

Wow. This is mind-blowing rhetoric, a heady, drunken mix of German philosophy, English economics, underpinned by the latest scientific theories and brought to bear on the great social issues of the age.

You can see why scads of people, from illiterate workers to highly educated intellectuals, would be roused and inspired by this vision. It is, at the end of the day, a wish for a better society, a wish every bit as utopian as the wish of Saint-Simon or Owen – but it is dressed up in a battery of ‘scientific’ and philosophical and economic arguments which pummel the brain like a heavyweight boxer.

Without doubt Marx brought an incredible rigour and thoroughness to left-wing thought across Europe, and then around the world, and his insights into how capitalism works, why it seems condemned to periodic crises, and into the way a culture’s ‘ideology’ masks the true nature of class conflict or exploitation of the poor by the rich, all these remain fertile insights right down to our own time.

But the entire prophetic and practical aspect of his creed failed. The most advanced economies – America, Britain and Germany – instead of experiencing a millennial revolution, managed to co-opt the workers into the fabric of bourgeois society by offering them the benefits of a welfare state – shorter hours, better working conditions, health benefits, pensions.

Exploitation continued, strikes and riots continued and the entire fabric of the West came under strain during periods of depression and seemed to many to have completely collapsed during the Great Depression, and yet…  even amid this ruinous failure of capitalism, the promised communist uprising never took place.

Instead, the revolution occurred in the most economically and socially backward society in Europe, Russia, and even then, less as a result of the inevitable triumph of capitalism magically morphing into its opposite – the process so beguilingly described by Engels in this entrancing pamphlet – but by straightforward social collapse brought about by prolonged war and starvation.

A political vacuum in which Lenin and his zealots were able to carry out a political and military coup, which then took years of civil war and immense suffering to settle down into the kind of prolonged totalitarian dictatorship which would have horrified Marx and Engels.


Related links

Related blog posts

Karl Marx

Communism in Russia

Communism in China

Communism in Vietnam

Communism in Germany

Communism in Poland

  • Warsaw 1920 by Adam Zamoyski (2008) How the Polish army stopped the Red Army from conquering Poland and pushing on to foment revolution in Germany.
  • The Captive Mind by Czesław Miłosz (1953) A devastating indictment of the initial appeal and then appalling consequences of communism in Poland: ‘Mass purges in which so many good communists died, the lowering of the living standard of the citizens, the reduction of artists and scholars to the status of yes-men, the extermination of entire national groups…’

Communism in France

Communism in Spain

  • The Battle for Spain by Antony Beevor (2006) Comprehensive account of the Spanish civil war with much detail on how the Stalin-backed communist party put more energy into eliminating its opponents on the left than fighting the fascists, with the result that Franco won.
  • Homage to Catalonia by George Orwell (1938) Orwell’s eye-witness account of how the Stalin-backed Spanish communist party turned on its left-wing allies, specifically the Workers’ Party of Marxist Unification which Orwell was fighting with, leading to street fighting in Barcelona and then mass arrests which Orwell only just managed to escape arrest, before fleeing back to England.

Communism in England

To the Finland Station by Edmund Wilson (1940)

Edmund Wilson (1895-1972) was one of mid-twentieth century’s great literary journalists and critics. (In her biography of Somerset Maugham, Selina Hastings describes Wilson as being, in 1945, ‘America’s most influential critic’ p.482)

Friends with F. Scott Fitzgerald, Hemingway and many other authors from that generation, he wrote extended essays on the French Symbolist poets, on T.S. Eliot, Proust, James Joyce and the classic Modernists, on Kipling, Charles Dickens, a study of the literature of the Civil War, memoirs of the 1920s and 30s, a book length study of the Dead Sea Scrolls, and much, much more.

Edmund Wilson in 1951

Edmund Wilson in 1951

His style now seems very old-fashioned, a leisurely, bookish approach which was long ago eclipsed by the new professionalism of academia and the blizzard of literary and sociological theory which erupted in the 1960s.

Most of Wilson’s books are not currently in print, and many passages in this book demonstrate the relaxed, belle-lettreist, impressionist approach – often more in love with the sound of its own rolling prose than with conveying any clear information – which shows why.

Though Marx has always kept our nose so close to the counting-house and the spindle and the steam hammer and the scutching-mill and the clay-pit and the mine, he always carries with him through the caverns and the wastes of the modern industrial world, cold as those abysses of the sea which the mariner of his ballad scorned as godless, the commands of that ‘eternal God’ who equips him with his undeviating standard for judging earthly things. (p.289)

That said, Wilson was an extremely intelligent man, more of a literary-minded journalist than an academic, capable of synthesising vast amounts of information about historical periods, giving it a literary, bookish spin, and making it accessible and compelling.

Some themes or ideas

To The Finland Station is Wilson’s attempt to understand the Marxist tradition, and its place in the America of his day i.e. the angry left-wing American literary world produced by the Great Depression of the 1930s. He began researching and writing the book in the mid-1930s as well-meaning intellectuals all across America turned to socialism and communism to fix what seemed like a badly, and maybe permanently, broken society.

Like many guilty middle-class intellectuals who lived through the Great Depression, Wilson went through a phase of thinking that capitalism was finished, and that this was the big crisis, long-predicted by Marxists, which would finish it off.

He was simultaneously attracted and repelled by the psychological extremism and religious fervour of communism. Even after actually visiting Russia and seeing for himself the poverty, mismanagement and terror as Stalin’s grip tightened, Wilson couldn’t eradicate this feeling. He tried to analyse its roots by going back to the intellectual origins of socialism – then reading everything he could about Marx and Engels – and so on to Lenin and the Russian Revolution. This book is a kind of diary of his autodidactic project.

The myth of the Dialectic As Wilson prepared the book he realised that to understand Marx and his generation you need to understand Hegel – and he couldn’t make head or tail of Hegel, as his chapter on ‘The Myth of the Dialectic’ all too clearly reveals. He ends up comparing Hegel’s Dialectic to the Christian notion of the Trinity (Thesis, Antithesis and Synthesis as a kind of modern version of Father, Son and Holy Ghost) in a way that’s superficially clever, but ultimately wrong. To understand Hegel’s importance for Marx and the German thinkers of that generation you should read:

More telling is Wilson’s point that Marx invoked his version of Hegelianism to give a mystical, quasi-religious sense of inevitability, a pseudo-scientific rationale, for what was simply, at bottom, the burning sense of moral outrage (i.e. at poverty and injustice) shared by so many of his contemporaries.

Aesthetics in Marx A later chapter dwells at length on Capital Volume One, pointing out that it is an aesthetic as much as an economic or political text, before going on to point out the ultimate inaccuracy of Marx’s Labour theory of Value.

The Labour Theory of Value Marx thought he had invented a new insight, that the value of a product is the value of ‘the labour invested in it’ – and that because the bourgeois owners of factories only paid their workers the bare minimum to allow them to live, they were thus stealing from the workers the surplus value which the workers had invested in the finished products.

This theory appeared to give concrete economic basis for the moral case made by trade unionists, socialists and their allies that capitalists are thieves. 

The only flaw is that there are quite a few alternative theories of ‘value’ – for example, as I’ve discovered whenever I’ve tried to sell anything on eBay, the ‘value’ of something is only what anyone is prepared to pay for it. In fact ‘value’ turns out to be one of the most tortuously convoluted ideas in economics, deeply imbricated in all sorts of irrational human drives (what is the ‘value’ of a gift your mother gave you, of your first pushbike, and so on?).

Wilson is onto something when he says that both the idea of the ‘Dialectic of History’ and the ‘Labour Theory of Value’ are fine-sounding myths, elaborate intellectual schemas designed to give some kind of objective underpinning to the widespread sense of socialist anger – but neither of which stand up to close scrutiny.

And although socialism or communism are meant to about the working class, Wilson’s book about Marx and Lenin, like so many others of its ilk, is a surprisingly proletarian-free zone, almost entirely concerned with bourgeois intellectuals and their highfalutin’ theories, with almost no sense of the experience of the crushing work regimes of capitalist industry, which were at the heart of the problem.

I’ve worked in a number of factories and warehouses (a Dorothy Perkins clothes warehouse, a credit card factory, the yoghurt potting section of a massive dairy) as well as serving on petrol pumps in the driving rain and working as a dustman in winter so cold the black binliners froze to my fingers. As in so many of these books about the working classes, there is little or nothing about the actual experience of work. The actual experience of actual specific jobs is nowhere described. Everything is generalisations about ‘History’ and ‘Society’ and ‘the Proletariat’ – which may partly explain why all attempts to put Socialism into action have been so ill-fated.

To The Finland Station

Wilson’s book is more like a series of interesting magazine articles about a sequence of oddball left-wing thinkers, often throwing up interesting insights into them and their times, always readable and informative, but lacking any theoretical or real political thrust. The book is divided into three parts.

Part one – The decline of the bourgeois revolutionary tradition

I was deeply surprised to discover that part one is a detailed survey, not of the pre-Marxist socialist political and economic thinkers – but of the careers of four of France’s great historians and social critics, namely:

  • Jules Michelet (1798-1874) author of a massive history of the French Revolution
  • Ernst Renan (1823-1892) expert on Semitic languages and civilizations, philosopher, historian and writer
  • Hippolyte Taine (1828-1893) critic, historian and proponent of sociological positivism
  • Anatole France (1844-1924) poet, critic, novelist and the most eminent man of letters of his day i.e. the turn of the century and Edwardian period

Why? What’s this got to do with Lenin or Marx? It is only in the very last paragraph of this section that Wilson explains his intention, which has been to follow ‘the tradition of the bourgeois revolution to its disintegration in Anatole France’ (p.68).

Scanning back through the previous 68 pages I think I can see what he means. Sort of.

The idea is that Michelet came from a poor background, taught himself to read and study, and expressed in his sweeping histories a grand Victorian vision of Man engaged in a Struggle for Liberty and Dignity. He was heavily influenced by the memory of the Great Revolution, which he dedicated his life to writing about. Thus Michelet is taken as a type of the post-revolutionary intellectual who espoused a humanist commitment to ‘the people’. He provides a kind of sheet anchor or litmus test for what a humanist socialist should be.

Renan and Taine, in their different ways, moved beyond this humanist revolutionary vision, Renan to produce a debunking theory of Christianity in which Jesus is not at all the son of God but an inspired moral thinker, Taine embracing Science as the great Liberator of human society. Both were disappointed by the failure of the 1848 French Revolution and its ultimate outcome in the repressive Second Empire of Louis-Napoleon.

Anatole France, 20 years younger than Renan and Taine, was a young man during the Franco-Prussian War and the Commune. This turned him completely off revolutionary politics and steered him towards a dandyish appreciation of art and literature. France represents, for Wilson, a disconnection from the political life around him. He continues the trajectory of French intellectuals away from Michelet’s humane engagement.

Anatole France

Anatole France A Corpse

During the 1890s the Symbolist movement in art and literature continued this trajectory, moving the artist even further from ‘the street’, from the deliberately wide-ranging social concerns of a Michelet.

The Paris Dadaists moved even further away from the Michelet ideal, choosing the day of Anatole France’s funeral in 1924 to publish A Corpse, a fierce manifesto excoriating France for representing everything conventional and bourgeois about French culture which they loathed.

And the Dadaists morphed into the Surrealists who proceeded to turn their back completely on politics and the public sphere – turning instead to ‘automatic writing’, to the personal language of dreams, to the writings of people in lunatic asylums.

So Wilson’s point is that between the 1820s and the 1920s the French intellectual bourgeoisie had gone from socialist solidarity with the poor, via sceptical Bible criticism and detached scientific positivism, to dilettantish symbolism, and – in Dada and Surrealism – finally disappeared up its own bum into art school narcissism. It amounts to a complete betrayal of the humanist, socially-conscious tradition.

Now all this may well be true, but:

  1. It would have been good manners of Wilson to have explained that describing all this was his aim at the start of part one, to prepare the reader.
  2. It is odd that, although he takes a literary-critical view of the writings of Michelet, Taine et al, he doesn’t touch on the most famous literary authors of the century – for example, the super-famous novelists Balzac, Flaubert, Maupassant and Zola, to name a few.
  3. And this is all very literary – there is next to nothing about the politics or economics of the era (apart from brief mention of the revolutions of 1830, 1848 and 1870 as they affected his chosen writers). There is no historical, social, economic or political analysis. The whole argument is carried by a commentary on the literary style and worldview of the four authors he’s chosen, with no facts or figures about changing French society, industrialisation, wars, the rise and fall of different political parties, and so on.

So even when you eventually understand what Wilson was trying to do, it still seems a puzzling if not eccentric way to present an overview of bourgeois thought in the 19th century – via a small handful of historians? And why only in France? What happened to Britain or Germany (or Russia or America)?

Having made what he thinks is a useful review of the decline of bourgeois thinking of the 19th century, Wilson moves on to part two, which is a review of the rise of socialist thinking during the 19th century.

Part two – The origins of socialism through to Karl Marx

You might disagree with his strategy, but can’t deny that Wilson writes in a clear, accessible magazine style. The opening chapters of this section present entertaining thumbnail portraits of the theories and lives of some of the notable pre-Marxist radical thinkers of the early 19th century, men like Babeuf, Saint-Simon, Fourier and Owen.

Wilson’s account of the large number of utopian communities which were set up across America in the first half of the century is particularly entertaining, especially the many ways they all collapsed and failed.

The Mormons It is striking to come across the Mormons being described as one of the early American utopian communities. They were pretty much the only idealistic community from the era to not only survive but thrive, despite fierce opposition. As Wilson reviews the fate of the various utopian communities set up during the early nineteenth century, it becomes clear that the key to survival was to have a strong second leader to succeed the founding visionary. For example, all the communities which Robert Owen founded failed when he left because they were only held together by his strong charisma (and dictatorial leadership).Hundreds of Fourieresque communities were set up, flourished for a few years, then expired. The Mormons were the exception because when their founder, Joseph Smith, died (he was actually murdered by an angry mob) he was succeeded by an even stronger, better organiser, Brigham Young, who went on to establish their enduring settlement of Utah.

Babeuf François-Noël Babeuf was a French political agitator during the French Revolution of 1789 who vehemently supported the people and the poor, founding a Society of Equals, calling for complete equality. As the bourgeois class which had done very well out of the overthrow of the king and aristocracy consolidated their gains during the period of the Directory (1795-99) Babeuf’s attacks on it for betraying the principles of the revolution became more outspoken and he was eventually arrested, tried and executed for treason. But his idea of complete equality, of everyone living in communes with little or no property, no hierarchy, everyone working, work being allotted equally, everyone eating the same, was to endure as a central thread of 19th century communism and anarchism.

Robert Owen ran a cotton factory in Scotland, and focused in his writings the paradox which plenty of contemporaries observed – that the world had experienced a wave of technological inventions which ought to have made everyone better off – and yet everyone could see the unprecedented scale of misery and poverty which they seemed to have brought about.

Young Karl Marx was just one of many thinkers determined to get to the bottom of this apparent paradox. The difference between Marx and, say, most British thinkers, is that Karl was drilled in the philosophical power of Hegel’s enormous Philosophy of World History.

Marx arrives in chapter five of part two and dominates the next eleven chapters, pages 111 to 339, the core of the book. Wilson gives us a lot of biography. Karl is the cleverest child of his Jewish-convert-to-Christianity father. He rejects advice to become a lawyer, studies Hegel, gets in trouble with the police and starts work as a newspaper editor.

Karl Marx

Karl Marx

Friedrich Engels Through this newspaper Karl meets Friedrich Engels, who sends him articles to publish. Two years younger, handsome and full of life, Engels is sent by his father to supervise the family factory in Manchester, north-west England. Here Engels is appalled by the staggering immiseration of the urban proletariat, several families packed to a damp basement room in the hurriedly-built shanty towns surrounding Manchester, enslaved 12 hours a day in the noise and dirt of factories and, whenever there was a depression, immediately thrown out of work, whole families begging on the street, boys turning to theft, the girls to prostitution, in order to survive.

And yet when Engels talked to the factory owners – and he was a man of their class, an owner himself – all they saw was profit margins, capital outlay, money to be made to build big mansions in the countryside. Questioned about the lives of their workers, the owners dismissed them as lazy, shiftless, good-for-nothings. Engels was disgusted by their greed, selfishness and philistinism.

Traipsing the streets of the city, shown into the homes of hundreds of workers, awed by the scale of the misery produced by the technological marvels of the industrial revolution, Engels could see no way to reform this society. The only way to change it would be to smash it completely.

The hypocrisy of classical economists As for contemporary British political and economic writing, it was a con, a sham, a rationalisation and justification of the rapacious capital-owning class. Adam Smith, David Ricardo and the rest of the so-called ‘classical’ economists merely provided long-winded rationalisations of exploitation. Smith said that the free market worked with a kind of ‘hidden hand’, a magic force which united people all over the globe in common enterprises, like the cotton pickers in America who supplied factories in Manchester to manufacture clothes which were then sold in India. Smith predicted that this ‘hidden hand’ of capitalism would, as if by magic, mean that, although everyone in society pursued their own interests, they would ineluctably be brought together by ‘the market’ to work together, to improve the lot of all, to create a balanced and fair society.

Well, Marx, Engels and anyone else with eyes could see that the exact opposite of these predictions had come about. British society circa 1844 was full of outrageous poverty and misery.

Marx meets Engels These were the thoughts Engels brought when he met Marx in Paris in 1844. His ideas and his practical experience electrified the brilliant polymath and provided Marx with the direction and focus he needed. He set about reading all the British political economists with a view to mastering classical economics and to superseding it.

Although Wilson periodically stops to summarise the development of their thought and give a précis of key works, I was surprised by the extent to which this middle section about Marx was mostly biographical. We learn a lot about the squalid conditions of Marx’s house in Soho, about Engels’s ménage with the Irish working class woman, Mary Burns, and there are entertaining portraits of rival figures like Lassalle and Bakunin.

All this is long on anecdote and very thin on theory or ideas. Wilson tells us a lot more about Lassalle’s love life than the reason why he was an important mid-century socialist leader. I learned much more about Mikhail Bakunin’s family life in Russia than I did about his political theories.

Wilson is at pains to point out on more than one occasion that he has read the entire Marx-Engels correspondence – but makes little more of it than to point out how Engels’s natural good humour struggled to manage Marx’s bitter misanthropy and biting satire.

Friedrich Engels

Friedrich Engels

Swiftian insults Wilson is happier with literary than with economic or political analysis, with comparing Marx to the great Anglo-Irish satirist Jonathan Swift, than he is trying to explain his roots in either German Hegelianism or economic theory. He repeatedly compares Marx’s misanthropy, outrage and sarcasm to Swift’s – passages which make you realise that bitterly anti-human, savage invective was core to the Marxist project right from the start, flowering in the flaying insults of Lenin and Trotsky, before assuming terrifying dimensions in the show trials and terror rhetoric of Stalinism.

Failures of theory In the last chapter of the section Marx dies, and Wilson is left to conclude that Marx and Engels’s claim to have created a scientific socialism was anything but. Dialectical Materialism only works if you accept the premises of German idealist philosophy. The Theory of Surplus Labour doesn’t stand up to investigation. Their idea that the violence and cruelty needed to bring about a proletarian revolution will differ in quality from the violence and cruelty of bourgeois repression is naive.

There is in Marx an irreducible discrepancy between the good which he proposes for humanity and the ruthlessness and hatred he inculcates as a means of arriving at it. (p.303)

The idea that, once the revolution is accomplished, the state will ‘wither away’ is pitiful. For Wilson, their thought repeatedly betrays:

the crudity of the psychological motivation which underlies the worldview of Marx (p.295)

the inadequacy of the Marxist conception of human nature (p.298)

In a telling passage Wilson shows how happy Marx was when writing about the simple-minded dichotomy between the big, bad exploiting bourgeoisie versus the hard-done-by but noble proletariat in The Communist Manifesto and to some extent in Capital. But when he came to really engage with the notion of ‘class’, Marx quickly found the real world bewilderingly complicated. In the drafts of the uncompleted later volumes of Capital, only one fragment tries to address the complex issue of class and it peters out after just a page and a half.

Marx dropped the class analysis of society at the moment when he was approaching its real difficulties. (p.296)

Larding their books with quotes from British Parliamentary inquiries into the vile iniquities of industrial capitalism was one thing. Whipping up outrage at extreme poverty is one thing. But Marx and Engels’ failure to really engage with the complexity of modern industrial society reflects the shallowness and the superficiality of their view of human nature. Their political philosophy boils down to:

  • Bourgeois bad
  • Worker good
  • Both formed by capitalist society
  • Overthrow capitalist society, instal communist society, everyone will be good

Why? Because the Dialectic says so, because History says so. Because if you attribute all the vices of human nature to being caused by the ‘capitalist system’, then, by definition, once you have ‘abolished’ the ‘capitalist system’, there will be no human vices.

At which point, despite the hundreds of pages of sophisticated argufying, you have to question validity of the Marxist conception of both the ‘Dialectic’ and of ‘History’ as anything like viable explanations of what we know about human nature.

Marx’s enduring contribution to human understanding was to create a wide-ranging intellectual, economic and cultural framework for the sophisticated analysis of the development and impact of industrial capitalism which can still, in outline, be applied to many societies today.

But the prescriptive part of the theory, the bit which claimed that capitalism would, any day now, give rise inevitably and unstoppably to the overthrow of the capitalist system, well – look around you. Look at the device you’re reading this on – the latest in a long line of consumer goods which have enriched the lives of hundreds of millions of ‘ordinary’ people around the world (the telephone, cheap cars, fridges, washing machines, tumble dryers, microwaves, radios, televisions, record players, portable computers, smart phones) invented and perfected under the entirely capitalist system of America which – despite a century of hopeful prophecies by left-wingers – shows no signs of ceasing to be the richest, most advanced and most powerful nation on earth.

As so many people have pointed out, the Great Revolution did not take place in the most advanced capitalist societies – as both Marx and Engels insisted that it inevitably and unstoppably must. Instead it came as, in effect, a political coup carried out in the most backward, least industrialised, most peasant state in Europe, if indeed it is in Europe at all – Russia.

Part three – Lenin and the Bolsheviks

The final section of 123 pages goes very long on the biography and character of its two main figures, Lenin and Trotsky. (It is strange and eerie that Wilson describes Trotsky throughout in the present tense because, in fact, Trotsky was alive and well, broadcasting and writing articles when Wilson was writing his book. It was only later the same year that To The Finland Station was published – 1940 – that Trotsky was assassinated on Stalin’s orders).

Thus I remember more, from Wilson’s account, about Lenin and Trotsky’s personal lives than about their thought. Lenin’s closeness to his elder brother, Alexander, images of them playing chess in their rural house, the devotion of their mother, the family’s devastation when Alexander was arrested for conspiring with fellow students to assassinate the Tsar, Lenin’s exile in Siberia and then wanderings round Europe – all this comes over very vividly.

I was startled to learn that Lenin lived for a while in Tottenham Court Road, where there was a longstanding centre for communist revolutionaries. Wilson also quotes liberally from the memoirs of Lenin’s wife, Nadezhda Krupskaya, about their trials and tribulations.

What comes over is that Lenin was good at lending a sympathetic hearing to working men and women, quick to make friends everywhere he went. Unlike Marx he didn’t bear rancorous grudges. Unlike Marx he didn’t have an extensive library and lard his books with literary references. Lenin was totally focused on the political situation, here and now, on analysing power structures, seizing the day, permanently focused, 24/7 on advancing the revolutionary cause.

Vladimir Ilyich Ulyanov, better known by the alias Lenin

Vladimir Ilyich Ulyanov, better known by the alias Lenin

Hence his 1902 pamphlet What Is To Be Done? Burning Questions of Our Movement addresses the practical problems of the communist movement at that specific moment.

I know a reasonable amount about the Russian Revolution itself. What fascinates me are the dog years between the death of Engels in 1895 and the Great War broke out in 1914. These were the years in which the legacy and meaning of Marxism were fought over by a floating band of revolutionaries, and in the meetings of the Second International, right across Europe, with factions splitting and dividing and reuniting, with leading communists bitterly arguing about how to proceed, about whether there would ever be a workers’ revolution and, if so, where.

Wilson brings out the constant temptation to so-called ‘bourgeois reformism’ i.e. abandoning the hope for a revolutionary transformation of capitalist society, and instead forming a democratic party, campaigning for votes and getting into the national parliament (in Britain, France, Germany, wherever).

This was the position of Edward Bernstein in Germany, who pointed out that the Social Democratic Party was having great success being elected and introducing reforms to benefit the working classes, building on the establishment of a welfare state, old age pensions and so on by Bismarck.

Reformists could also point to the way that the middle classes, far from being removed by the war between monopoly capitalists and an evermore impoverished proletariat, were in fact growing in numbers, that the working classes were better off, that all of society was becoming more ‘bourgeois’ (p.382).

This, we now know, was to be the pattern across all the industrialised countries. A large manufacturing working class, frequently embittered and given to strikes and even the occasional general strike, was to endure well into the 1970s – but the general direction of travel was for the middle classes, middle management, for ‘supervisors’ and white collar workers, to grow – something George Orwell remarks on in his novels of the 1930s.

The vision of an ever-more stark confrontation between super-rich capitalists and a vast army of angry proletariat just didn’t happen.

Lenin was having none of this bourgeois reformism. Wilson calls him the watchdog, the heresy hunter of orthodox Marxism. He turns out pamphlets attacking ‘reformism’ and ‘opportunism’. In Russia he attacks the ‘Populists’, the ‘Legal Marxists’, in books like Materialism and Empirio-Criticism (1908) (p.384).

His 1902 pamphlet What Is To Be Done? Burning Questions of Our Movement attacks Bernstein and bourgeois opportunists. What is to be done is that the working classes can never get beyond trade union level of political activity by themselves – they need to be spurred on by a vanguard of committed professional revolutionaries. People like, ahem, Comrade Lenin himself.

The same thinking was behind the creation of the ‘Bolsheviks’. At the Second Congress of the Social Democrats in summer 1903 some delegates brought forward a motion that the party should let concerned and sympathetic liberals join it. Lenin vehemently opposed the idea, insisting that the party must remain a small, committed vanguard of professional revolutionaries. When it came to a vote Lenin’s view won, and his followers became known as the majority, which is all that Bolsheviki means in Russian, as opposed to the Mensheviki, or minority. But over time, the overtones of majority, the masses, the bigger, greater number, would help the Bolsheviks on a psychological and propaganda level in their forthcoming struggles.

Throughout his thought, Lenin also dwells on the special circumstances of Russia, namely that:

a) 999 in a 1,000 of the population are illiterate peasants
b) even educated intellectuals, liberals and socialists, had been demoralised by centuries of Tsarist autocracy, reinforced by the recent decades of anti-socialist repression (all the revolutionaries had been arrested, spent time in prison even – like Trotsky – long periods in solitary confinement, as well as prolonged stays in Siberia)

The vast gulf in Russian society between a handful of super-educated elite on the one hand, and the enormous number of illiterate peasants sprinkled with a smaller number of illiterate proles in the cities, meant that the only practical way (and Lenin was always practical) to run a revolution was with top-down leadership. Lenin writes quite clearly that Russians will require a dictatorship not only to effect the revolutionary transformation of society, but to educate the peasants and workers as to what that actually means for them.

While even close associates in the communist movement such as Bernstein and Kautsky criticised this approach, while many of them wrote accurate predictions that this approach would lead to dictatorship pure and simple, others, like Trotsky, were energised and excited by the psychological vision of a ruthless and cruel dictatorship. The only thing the Russian people understood was force, and so the revolutionaries must use force, relentlessly. Amid the civil war of 1920 Trotsky found time to write a pamphlet, The Defense of Terrorism, refuting Kautsky’s attacks on the Bolshevik government and defending the shooting of military and political enemies.

What this all shows is how difficult it is for liberals and people with moral scruples to stop revolutionaries who eschew and ignore moral constraints, particularly when it comes to revolutionary violence and terror. The most violent faction almost always wins out.

At the Finland Station

In his chapter on Marx’s Capital Wilson had pointed out (rather inevitably, given his belle-lettrist origins) that the book has an aesthetic, as well as political-economic-philosophic aspect – i.e. that Marx had crafted and shaped the subject matter in order to create a psychological effect (namely arousing outrage at the injustices of capitalist exploitation, then channelling this through his pages of economic analysis into the climactic revolutionary call to action).

Wilson’s book is similarly crafted. Having moved back and forth in time between the childhood of Lenin and Trotsky and their actions in the 1920s and 30s, even mentioning Trotsky’s activities in the present day (1940), Wilson goes back in time to conclude the book with a detailed account of Lenin’s train journey.

In April 1917 Lenin and 30 or so supporters were provided with a train by the German Army High Command which took them from exile in Switzerland, across Germany to the Baltic, by ferry boat across to Sweden, and then on another train through Finland, until he finally arrived in St Petersburg in April 1917, into the political turmoil caused by the overthrow of the Tsar and the creation of a very shaky provisional government.

Lenin was welcomed by pompous parliamentarians but it was to the workers and soldiers present that, with typical political insight, he devoted his speeches. He knew that it was in their name and with their help, that his small cadre of professional revolutionaries would seize power and declare the dictatorship of the proletariat. Which is what they finally did in October 1917.

‘All power to the soviets’ would be their catchphrase. Only time would reveal that this meant giving all power to the Bolshevik Party – leading to civil war and famine – and that, a mere 15 years later, it would end with giving all power to Joseph Stalin, one of the greatest mass murderers of all time.


Related links

Related blog posts

Marx and Engels

Communism in Russia

Communism in China

Communism in Vietnam

Communism in Germany

Communism in Poland

  • Warsaw 1920 by Adam Zamoyski (2008) How the Polish army stopped the Red Army from conquering Poland and pushing on to foment revolution in Germany.
  • The Captive Mind by Czesław Miłosz (1953) A devastating indictment of the initial appeal and then appalling consequences of communism in Poland: ‘Mass purges in which so many good communists died, the lowering of the living standard of the citizens, the reduction of artists and scholars to the status of yes-men, the extermination of entire national groups…’

Communism in France

Communism in Spain

  • The Battle for Spain by Antony Beevor (2006) Comprehensive account of the Spanish civil war with much detail on how the Stalin-backed communist party put more energy into eliminating its opponents on the left than fighting the fascists, with the result that Franco won.
  • Homage to Catalonia by George Orwell (1938) Orwell’s eye-witness account of how the Stalin-backed Spanish communist party turned on its left-wing allies, specifically the Workers’ Party of Marxist Unification which Orwell was fighting with, leading to street fighting in Barcelona and then mass arrests which Orwell only just managed to escape arrest, before fleeing back to England.

Communism in England

The Manifesto of the Communist Party by Karl Marx and Friedrich Engels (1848)

This little booklet is worth whole volumes: to this day its spirit inspires and guides the entire organised and fighting proletariat of the civilised world. (Lenin)

The history of the Manifesto reflects the history of the modern working class movement; at present, it is doubtless the most widespread, the most international production of all socialist literature, the common platform acknowledged by millions of working men from Siberia to California.
(Preface to the 1888 English edition)

Layout of this blog post:

  1. Historical background
  2. Marx’s uniqueness
  3. Marx’s failure to complete Das Kapital
  4. The background to the Communist Manifesto
  5. The basic idea
  6. Structure
    1. Part one – The achievements of the bourgeoisie and why it is digging its own grave
    2. Part two
      1. the role of communists vis-a-vis the proletariat
      2. the future of private property
      3. the invalidity of bourgeois ideas of justice, morality etc
      4. how the proletariat will take over power
    3. Part three – Description and dismissal of a number of rival socialist or communist movements
  7. My thoughts:
    • the Manifesto’s appeal
    • its problems
    • its legacy
    • what we need today

1. Historical perspective

Utopian dreams of overthrowing repressive social structures go back in Europe at least as far as the Middle Ages. In the 17th century the British civil wars of the 1640s not only established a Puritan republic but threw up a variety of utopian schemes for redesigning society. The French Revolution turned into the Terror, then gave way to the military adventurism of Napoleon, but the ideas contained in its Declaration of the Rights of Man – of social and political freedom – haunted Europe for the rest of the nineteenth century.

2. Marx’s uniqueness

What made Marx’s vision of a free, equal and just society different from all its predecessors was that he based it on a massive analysis of the economic and technological underpinnings of society (of the Victorian society he lived in and – he claimed – of all previous human societies, too).

Previous utopians had based their ideas on moral or psychological or religious premises. Marx claimed to have discovered objective scientific laws of history which proved that industrial societies would inevitably move towards a revolution which must usher in a communist society i.e. one where everyone was equal, everyone worked, everyone had a say in what work they did, natural resources were exploited fairly for the benefit of all, in which there would be no more ‘classes’, in which everyone would rejoice in their work and lead fulfilling lives.

Marx thought it was inevitable because all capitalist economies tend towards the formation of monopolies: companies buy other companies, deploy economies of scale and pay, get bigger, buy out other companies – think of American multinationals, Google, Microsoft, Unilever, Monsanto. Meanwhile the workers in these ever-larger concerns get more and more value squeezed out of them, getting poorer while company shareholders get richer. As the workers approach closer and closer to the condition of slaves, the owning bourgeoisie become more and more rich.

Marx thought this unavoidable tendency in all capitalist systems for the concentration of wealth into fewer and fewer hands, while more and more people join the ranks of the immiserated proletariat, was leading to a society divided ever more sharply into two opposing camps – a shrinking bourgeoisie and a growing proletariat. The size and misery of the proletariat could only be contained by the various lackeys of the system – the police, law courts, the fig leaf of ‘parliamentary democracy’ and all the other phoney frontages of bourgeois society.

Our epoch, the epoch of the bourgeoisie, possesses this distinct feature: it has simplified class antagonisms. Society as a whole is more and more splitting up into two great hostile camps, into two great classes directly facing each other – Bourgeoisie and Proletariat.

Eventually, by sheer weight of numbers, it dawns on the proletariat that they have it in their own hands to rise up at ‘the decisive hour’, to overthrow the system, to eliminate the hated bourgeoisie, to seize control of the means of production and distribution, and to usher in the great day of universal freedom. Everything will be owned by ‘the people’ who will all have a say in how things are made and distributed.

3. Marx’s failure to complete Das Kapital

Marx spent thirty years sitting in the British Library getting haemorrhoids in the effort to flesh out his new theory of capitalism, with the aim of making it incontrovertible, unanswerable, irrefutable – a task he found, in the end, impossible.

The publication of volume one of Capital: A Critique of Political Economy in 1867 made Marx the foremost socialist thinker of the age – nobody could match its enormous erudition and its tremendous insights into the actual practical working of the capitalist economy. But despite all those hours in the library, he never completed volumes two or three before he died in 1883. It is important to realise that his life’s work as a scholar and theorist was left incomplete.

4. Background to the Communist Manifesto

Luckily for the general reader, a generation earlier he had produced a pop version of his ideas, in the form of the Manifesto of the Communist Party. The Communist Manifesto has been reprinted countless times over the decades since and became the single most accessible work by Marx,

It was published early in 1848. This was the year which saw political uprisings all across Europe. Young Karl was just 30 and deeply involved in European revolutionary politics. The manifesto was written to explain the programme of a new party, the Communist League. This had been established on June 1, 1847 in London by a merger of ‘The League of the Just’, headed by Karl Schapper and ‘the Communist Correspondence Committee of Brussels’, which was headed by Karl and his close friend and collaborator, Frederick Engels.

(A key characteristic of communist movements throughout the ages is the way they have always been divided into hundreds of groups on the left, which merge, splinter and fight each other like ferrets in a sack to promote their own special and uniquely correct view of the revolution. Left-wing politics has always been highly fissile. Thus a good deal of Marx and Engel’s best works were written not to attack the Bourgeoisie but to attack fellow socialists, Engels’s most influential work – Socialism Scientific and Utopian – was written for just this purpose, to rubbish all other flavours of socialism and communism and assert Marx’s vision as uniquely scientific and objective. The arcane in-fighting of left-wing groups in the 1840s and 50s prefigure the way that 20th century communist dictators like Stalin and Mao ended up putting so many of their own colleagues on trial. Communism is a radically unstable idea which, however, can tolerate no deviations from a very strict party line. The more you ponder this basic fact, the more you realise that it is an almost inevitable recipe for repression.)

5. Summary of the central idea

Less than thirty pages long, the Manifesto of the Communist Party was mostly the work of Karl, as he came up to his thirtieth birthday. The basic idea is simple.

The proposition is this: That in every historical epoch, the prevailing mode of economic production and exchange, and the social organization necessarily following from it, form the basis upon which it is built up, and from that alone can be explained the political and intellectual history of that epoch;

that consequently the whole history of mankind (since the dissolution of primitive tribal society, holding land in common ownership) has been a history of class struggles, contests between exploiting and exploited, ruling and oppressed classes;

that the history of these class struggles forms a series of evolutions in which, nowadays, a stage has been reached where the exploited and oppressed class – the proletariat – cannot attain its emancipation from the sway of the exploiting and ruling class – the bourgeoisie – without, at the same time, and once and for all, emancipating society at large from all exploitation, oppression, class distinction, and class struggles. (from Engels’s preface to the English edition of the Communist Manifesto, 1888)

6. Structure of the Communist Manifesto

Before we proceed, let’s be clear about terminology.

By bourgeoisie is meant the class of modern capitalists, owners of the means of social production and employers of wage labour. By proletariat, the class of modern wage labourers who, having no means of production of their own, are reduced to selling their labour power in order to live. (Engles 1888 note to the main text)

The Communist Manifesto is divided into three parts:

    1. Bourgeois and Proletarians
    2. Proletarians and Communists
    3. Socialist and Communist Literature

1. Part one – Bourgeois and Proletarians

Part one is in many ways the most inspirational and enjoyable part, a sustained hymn to the startling achievements of the new Victorian bourgeoisie, to the:

industrial millionaires, the leaders of the whole industrial armies, the modern bourgeois.

I’m not the first person to point out that although Karl said the bourgeoisie were wicked appropriators of the wealth created by other men, although they had overthrown all previous social relationships, reduced the family to organised prostitution, enslaved millions, and thrown their poisonous tentacles right round the world in search of profit – Karl can’t help being excited and enthused by their astonishing achievements.

Modern industry has established the world market, for which the discovery of America paved the way. This market has given an immense development to commerce, to navigation, to communication by land. This development has, in its turn, reacted on the extension of industry; and in proportion as industry, commerce, navigation, railways extended, in the same proportion the bourgeoisie developed, increased its capital, and pushed into the background every class handed down from the Middle Ages.

It has been the first to show what man’s activity can bring about. It has accomplished wonders far surpassing Egyptian pyramids, Roman aqueducts, and Gothic cathedrals; it has conducted expeditions that put in the shade all former Exoduses of nations and crusades.

The bourgeoisie, during its rule of scarce one hundred years, has created more massive and more colossal productive forces than have all preceding generations together. Subjection of Nature’s forces to man, machinery, application of chemistry to industry and agriculture, steam-navigation, railways, electric telegraphs, clearing of whole continents for cultivation, canalisation of rivers, whole populations conjured out of the ground – what earlier century had even a presentiment that such productive forces slumbered in the lap of social labour?

Impressive stuff, eh? Nonetheless, we need to hate the bourgeoisie. Why?

The bourgeoisie, wherever it has got the upper hand, has put an end to all feudal, patriarchal, idyllic relations. It has pitilessly torn asunder the motley feudal ties that bound man to his ‘natural superiors’, and has left remaining no other nexus between man and man than naked self interest, than callous ‘cash payment’. It has drowned the most heavenly ecstasies of religious fervour, of chivalrous enthusiasm, of philistine sentimentalism, in the icy water of egotistical calculation. It has resolved personal worth into exchange value, and in place of the numberless indefeasible chartered freedoms, has set up that single, unconscionable freedom – Free Trade. In one word, for exploitation, veiled by religious and political illusions, it has substituted naked, shameless, direct, brutal exploitation.

The bourgeoisie has stripped of its halo every occupation hitherto honoured and looked up to with reverent awe. It has converted the physician, the lawyer, the priest, the poet, the man of science, into its paid wage labourers. The bourgeoisie has torn away from the family its sentimental veil, and has reduced the family relation to a mere money relation.

Marx says the modern industrial bourgeoisie has introduced a permanent sense of change, of unsettled and ever-speeding novelty into society, due to its need to continually disrupt and revolutionise the means of production, in order to invent new ways to make a profit.

The bourgeoisie cannot exist without constantly revolutionising the instruments of production, and thereby the relations of production, and with them the whole relations of society. Conservation of the old modes of production in unaltered form, was, on the contrary, the first condition of existence for all earlier industrial classes. Constant revolutionising of production, uninterrupted disturbance of all social conditions, everlasting uncertainty and agitation distinguish the bourgeois epoch from all earlier ones. All fixed, fast-frozen relations, with their train of ancient and venerable prejudices and opinions, are swept away, all new-formed ones become antiquated before they can ossify. All that is solid melts into air, all that is holy is profaned, and man is at last compelled to face with sober senses his real conditions of life, and his relations with his kind.

The endlessness of bourgeois rapacity has led it to spread its tentacles over the face of the earth, creating empires of exploitation to further its lust for profit.

The need of a constantly expanding market for its products chases the bourgeoisie over the entire surface of the globe. It must nestle everywhere, settle everywhere, establish connections everywhere.

But this energy is creating its own nemesis.

The weapons with which the bourgeoisie felled feudalism to the ground are now turned against the bourgeoisie itself. But not only has the bourgeoisie forged the weapons that bring death to itself; it has also called into existence the men who are to wield those weapons – the modern working class – the proletarians.

Repeatedly, Marx asserts that this pattern – ‘the wheel of history’ – is inevitable and unstoppable.

The essential conditions for the existence and for the sway of the bourgeois class is the formation and augmentation of capital; the condition for capital is wage-labour. Wage-labour rests exclusively on competition between the labourers. The advance of industry, whose involuntary promoter is the bourgeoisie, replaces the isolation of the labourers, due to competition, by the revolutionary combination, due to association. The development of Modern Industry, therefore, cuts from under its feet the very foundation on which the bourgeoisie produces and appropriates products. What the bourgeoisie therefore produces, above all, are its own grave-diggers. Its fall and the victory of the proletariat are equally inevitable.

The proletariat is the revolutionary class, the class that holds the future in its hands. Crucially, the proletariat is a class like no other in history because it contains all that is best in the entire history of humanity: its victory will be the victory of humanity.

All previous historical movements were movements of minorities, or in the interest of minorities. The proletarian movement is the self-conscious, independent movement of the immense majority, in the interest of the immense majority. The proletariat, the lowest stratum of our present society, cannot stir, cannot raise itself up, without the whole superincumbent strata of official society being sprung into the air.

It is an immensely powerful vision, combining a thrilling overview of all human history, with devastatingly accurate insights into the nature of contemporary social and economic change, and an inspirational prophecy of the end of all conflict and the advent of a fair and just golden age.

Part two – Proletarians and Communists

Part two addresses a number of distinct issues, among them the role of the communist party, the future of private property, and the precise nature of the revolution.

The relationship of the communists to the Proletariat A dicey subject because it becomes clear that the Proletariat needed to be wakened from their slumber and roused on to the barricades by thinkers, writers and activists who were, ahem, unfortunately, of bourgeois origin. Karl explains it thus:

Just as, therefore, at an earlier period, a section of the nobility went over to the bourgeoisie, so now a portion of the bourgeoisie goes over to the proletariat, and in particular, a portion of the bourgeois ideologists, who have raised themselves to the level of comprehending theoretically the historical movement as a whole.

Raised themselves, in other words, to the lofty eminence of agreeing with Karl and Frederick’s theories! Knowing that he’s tackling a slightly embarrassing and touchy problem (if the rise of the Proletariat is so inevitable, why should they need the help of any members of the bourgeoisie?), this section is more programmatic and dogmatic than the more thrillingly rhetorical tone of part one.

In what relation do the Communists stand to the proletarians as a whole? The Communists do not form a separate party opposed to the other working-class parties. They have no interests separate and apart from those of the proletariat as a whole. They do not set up any sectarian principles of their own, by which to shape and mould the proletarian movement.

The Communists are distinguished from the other working-class parties by this only: 1. In the national struggles of the proletarians of the different countries, they point out and bring to the front the common interests of the entire proletariat, independently of all nationality. 2. In the various stages of development which the struggle of the working class against the bourgeoisie has to pass through, they always and everywhere represent the interests of the movement as a whole.

The Communists, therefore, are on the one hand, practically, the most advanced and resolute section of the working-class parties of every country, that section which pushes forward all others; on the other hand, theoretically, they have over the great mass of the proletariat the advantage of clearly understanding the line of march, the conditions, and the ultimate general results of the proletarian movement.

‘They have the advantage of clearly understanding the line of march, the conditions, and the ultimate general results of the proletarian movement.’ This claim to a uniquely privileged understanding of History would underpin the idea of a vanguard communist party until, in Lenin’s hands, it formed the basis of a ruthless dictatorship, which, in turn, gave rise to Stalin whose techniques of central control by terror were copied by Mao and numerous other, lesser, communist dictators.

Because it follows from what Marx says that, if the leaders of the Communist party are the only ones gifted with this special understanding of History, then any deviation or dissent from their views must by definition be an attack on the Course of History itself, a kind of blasphemy against the Unstoppable March of the Proletariat, and must be dealt with ruthlessly because it threatens to derail the Forward march of History.

Fortunately, Russia had a lot of empty sub-Arctic territory where anyone who questioned the party’s ‘clear understanding of the line of march’ could be sent for re-education.

But Karl spends less time on this issue than on the fate of private property.

The communists want to abolish private property, and Karl’s arguments explaining why include an enormously important idea. He says that the kind of property he wants to abolish is only bourgeois property, the kind built up by expropriating the labour of the slaving proletariat – and that all the philosophy, morality, legal and cultural arguments any of his opponents bring against this proposal are bourgeois ideas of philosophy, law, morality and culture and therefore invalid.

There are two points here, one about property, two about the complete invalidity of all ideas derived from the bourgeois domination of capitalist society, which is much bigger.

First, private property. Karl says communists only want to abolish the private property of the bourgeoisie since it all amounts to theft from the slave proletariat.

The distinguishing feature of Communism is not the abolition of property generally, but the abolition of bourgeois property. But modern bourgeois private property is the final and most complete expression of the system of producing and appropriating products, that is based on class antagonisms, on the exploitation of the many by the few.

What about the property of the non-bourgeoisie? Should they be worried about having it confiscated?

Here Karl resorts to some shifty arguments. He claims that the small peasant and petty artisans needn’t worry about having their property taken away because they have no property anyway. We day by day watch the monster squid bourgeoisie confiscate everyone’s property and so – the small peasant and petty artisan have no property to lose. (The only problem with this line of argument being that, of course they did.) Marx claims that a working definition of the proletariat – which he claims makes up nine-tenths of the population – is that they own nothing except their labour which they sell like slaves to the bourgeoisie.

You are horrified at our intending to do away with private property. But in your existing society, private property is already done away with for nine-tenths of the population; its existence for the few is solely due to its non-existence in the hands of those nine-tenths. You reproach us, therefore, with intending to do away with a form of property, the necessary condition for whose existence is the non-existence of any property for the immense majority of society.

Therefore, according to Karl, abolishing private property cannot hurt the workers or artisans or peasants because they have no property to ban. Only the bourgeoisie have property and since it is all the result of slave labour and therefore criminal, it is perfectly fair to confiscate it. All property must be confiscated by the revolutionary class, prior to redistribution.

This is a good example of the way Marx’s background in German philosophy blinds him to reality. He is used to dealing with Hegelian concepts which are neat and tidy. You can hear the conceptual tidiness in these ideas: the proletariat, artisans and peasants own nothing; only the bourgeoisie own anything; the bourgeoisie’s possessions are acquired through exploitation; therefore, it can all be confiscated by the new revolutionary communist government with a clear conscience.

Slick and compelling, this rhetoric completely ignores the way that peasants, for example, do own things, from icons and family heirlooms through to the tools of their agricultural work, to scraps of family land and maybe livestock.

It was following pure Marxist ideology which led first Stalin then Mao to force through the collectivisation of agriculture in revolutionary Russia and then China, on the basis that the peasants didn’t – and according to Marx shouldn’t – have any possessions of their own, so it wouldn’t matter. But the peasants did of course own all kinds of things, most importantly patches of land on which they grew food or livestock for themselves. When all of this was confiscated from them, they lost all motivation to work hard to grow just that little bit extra for themselves, and if they were caught anywhere doing so they were punished – with the result that agriculture in both Russia and China collapsed as a result of communist policies of collectivisation, resulting in the starving to death of millions of people.

There is a direct line between the conceptual tidiness of Marx’s writings, the rhetorical sleights of hand with which he makes absolute claims such as the peasants and artisans own no property which completely ignore the complex facts of reality on the ground – and the deaths of millions of poor people a hundred years later.

All bourgeois ideas are invalid, nay, criminal.

Law, morality, religion, are to [the communist] so many bourgeois prejudices, behind which lurk in ambush just as many bourgeois interests.

This is a massive idea, in its way the most important idea of the book.

We may sort of agree with Karl that the history of all previous societies has been the history of class conflicts. (It’s a dubious claim. Just because all previous societies – in fact all human history- has been pretty violent doesn’t prove the class-based nature of these conflicts. A moment’s reflection suggests that most violence in history has been between factions of ruling classes not between classes as such, or prompted by invasions by other groups. Could it just be that humans are violent by nature?)

We may give more agreement to Karl’s idea that the capital-owning class of Karl’s generation had built up huge amounts of money which they needed to constantly invest in new ventures in order to keep the system running.

We may agree that this ‘capitalist’ system had reached out from the cities into the countryside to make production more efficient, and stretched its tentacles right around the world in search of new raw materials and new markets to sell to – and that this process is the basis of imperialism, a process which was visibly gathering speed throughout Karl’s lifetime.

But we cross a very important line if we go on to agree that all the values expressed in a capitalist system are fake and invalid – are only fig leaves behind which the revolting bourgeoisie can do its work of exploitation.

But don’t wrangle with us so long as you apply, to our intended abolition of bourgeois property, the standard of your bourgeois notions of freedom, culture, law, &c. Your very ideas are but the outgrowth of the conditions of your bourgeois production and bourgeois property, just as your jurisprudence is but the will of your class made into a law for all, a will whose essential character and direction are determined by the economical conditions of existence of your class.

Yes, it’s clear that many laws in many societies are passed to bolster the ruling classes. It’s arguable that legal systems of many countries exist mainly or solely to protect the property and persons of the rich.

But to go one step further and to say that the very ideas of justice, law and morality are bourgeois prejudices which need to be abolished – that is a big line to cross, but it is a central element of Karl’s theory.

This section is devoted to proving that all bourgeois ideas of property, of freedom, of law and justice and of culture, are merely the contingent, transient notions thrown up to protect this particular form of economic production, the capitalist phase, and will, like the comparable notions of all previous ruling classes, eventually be overthrown by the coming communist revolution, this time forever.

The selfish misconception that induces you [the bourgeois apologist] to transform into eternal laws of nature and of reason, the social forms springing from your present mode of production and form of property – historical relations that rise and disappear in the progress of production – this misconception you share with every ruling class that has preceded you.

Cross that line – invalidate all those ideas of truth, justice or morality, in fact condemn them for their association with the criminal bourgeoisie – and you are left with no other source of values, ideas or morality except the proletariat whose guides are, of course, in practice, the ruling the communist party, which all experience has shown ends up being ruled by one super-powerful dictator.

The abolition of this state of things is called by the bourgeois, abolition of individuality and freedom! And rightly so. The abolition of bourgeois individuality, bourgeois independence, and bourgeois freedom is undoubtedly aimed at.

Marxist philosophers have spent 170 years devising ever-subtler refinements on the notion that ideas are produced by the social structures of the societies they originate in, and that all ideas are to some extent implicated or compromised by the power structures of that society, and so the palpable unfairness of Western capitalist society undermines its own ideas of justice, freedom etc.

All bourgeois ideas of truth, justice, law, morality and so on are merely tools and fig leafs for the ongoing exploitation of the proletariat.

But far from the scholarly seminar rooms of France and America where this kind of thing is debated, over in communist Russia and China, this principle allowed all so-called bourgeois notions of ‘fair’ trials, of the process of law, of freedom of speech or of the press and so on – all checks on absolute power – to be swept away in their entirety and replaced by revolutionary freedom, revolutionary justice and revolutionary morality.

Thus, by a grim logic, this ‘revolutionary justice’ tended to boil right down to the dictates of the highly centralised communist party which, in practice, boiled down to the whims and dictates of the man at the top. He issued ‘quotas’ of counter-revolutionaries or kulaks or saboteurs or spies or capitalist running dogs etc who needed to be eliminated and zealous functionaries rounded up suspects and eliminated them, without trials, without evidence, without any help or defence, without any of those discredited ‘bourgeois’ restraints on absolute lethal power.

By ‘individual’ you [opponents of communism] mean no other person than the bourgeois, than the middle-class owner of property. This person must, indeed, be swept out of the way, and made impossible.

Chinese counter-revolutionaries about to be swept out of the way and made impossible

Chinese counter-revolutionaries about to be swept out of the way and made impossible

The revolution So how will this perfect world actually in practice come about? How did Karl propose that we get from 1840s Britain, France and Germany to the classless utopia of the future?

Again I’m not the first person to point out that Karl left the nuts and bolts of this extremely important issue extremely vague and unclear, nor to point out that the later revolutions (in Russia or China) didn’t correspond at all with his prophecies. Here’s how Marx describes the transition.

We have seen above, that the first step in the revolution by the working class is to raise the proletariat to the position of ruling class to win the battle of democracy. The proletariat will use its political supremacy to wrest, by degree, all capital from the bourgeoisie, to centralise all instruments of production in the hands of the State, i.e., of the proletariat organised as the ruling class; and to increase the total productive forces as rapidly as possible.

Of course, in the beginning, this cannot be effected except by means of despotic inroads on the rights of property, and on the conditions of bourgeois production; by means of measures, therefore, which appear economically insufficient and untenable, but which, in the course of the movement, outstrip themselves, necessitate further inroads upon the old social order, and are unavoidable as a means of entirely revolutionising the mode of production.

So the proletariat are meant to ‘win the battle of democracy’ – does he mean in elections? What does he mean? The proletariat will use the power thus acquired to wrest control of capital ‘by degree’ from the bourgeoisie. There may be some ‘despotic inroads’ in the rights of property.

It all sounds like a peaceful if rather coercive process. There’s no mention of guns and street battles and firing squads, of prolonged civil war, famine and emergency measures.

Instead, having won ‘the battle for democracy’, the successful proletariat will then implement its ten-point plan:

  1. Abolition of property in land and application of all rents of land to public purposes.
  2. A heavy progressive or graduated income tax.
  3. Abolition of all rights of inheritance.
  4. Confiscation of the property of all emigrants and rebels.
  5. Centralisation of credit in the hands of the state, by means of a national bank with State capital and an exclusive monopoly.
  6. Centralisation of the means of communication and transport in the hands of the State.
  7. Extension of factories and instruments of production owned by the State; the bringing into cultivation of waste-lands, and the improvement of the soil generally in accordance with a common plan.
  8. Equal liability of all to work. Establishment of industrial armies, especially for agriculture.
  9. Combination of agriculture with manufacturing industries; gradual abolition of all the distinction between town and country by a more equable distribution of the populace over the country.
  10. Free education for all children in public schools. Abolition of children’s factory labour in its present form. Combination of education with industrial production, &c, &c.

And then:

When, in the course of development, class distinctions have disappeared, and all production has been concentrated in the hands of a vast association of the whole nation, the public power will lose its political character. Political power, properly so called, is merely the organised power of one class for oppressing another. If the proletariat during its contest with the bourgeoisie is compelled, by the force of circumstances, to organise itself as a class, if, by means of a revolution, it makes itself the ruling class, and, as such, sweeps away by force the old conditions of production, then it will, along with these conditions, have swept away the conditions for the existence of class antagonisms and of classes generally, and will thereby have abolished its own supremacy as a class.

In place of the old bourgeois society, with its classes and class antagonisms, we shall have an association, in which the free development of each is the condition for the free development of all.

By sweeping away the exploitative conditions which created it as a class, the proletariat will sweep away all exploitative relations and end all class antagonisms, forever. Society will become:

an association, in which the free development of each is the condition for the free development of all.

Again, you can see the beautiful clarity of the concepts underlying this view of the world, history and social change. It is like a set of equations on a blackboard; everything balances and works out perfectly.

The amazing thing is that anyone, anywhere, took such a naive view of human nature, as to think this was remotely possible.

Part three

Part three of the Communist manifesto is the least interesting. It consists of dismissals of everyone else’s visions of socialism and communism, in each case Karl explaining why they fall short of the purity, clarity and accuracy of his own views, and/or how they are merely the fig leaves of reactionary forces.

One by one he demolishes:

  1. Reactionary Socialism
    • Feudal Socialism (aristocrats encouraging the proletariat against the rising bourgeoisie, with a secret agenda of protecting their aristocratic privileges)
    • Clerical Socialism (much rhetoric from priests about ‘brotherly love’, which in reality serves to support the existing regime)
    • Petty-Bourgeois Socialism (a version which accurately critiques the ills of modern capitalism but in the name of nostalgia for old ways of production and social relations i.e. backward looking)
    • German or ‘True’ Socialism (when imported into backward Germany, French revolutionary slogans were converted into grandiose philosophical phrases which were taken up by petty-bourgeois philistines who opposed actual social change)
  2. Conservative or Bourgeois Socialism (a section of the bourgeoisie understands social grievances and wants to do everything necessary to redress them – short of actually changing society)
  3. Critical-Utopian Socialism and Communism (dating from an early era of industrialisation, various philanthropists judged the proletariat helpless victims and mapped out utopian communities for them to live in. As the proletariat has grown in power, these utopian socialists have grown fearful or resentful of it, criticised it and clung on to their (now reactionary) ideals – thinkers in this area include Saint-Simon, Fourier, Owen)

As mentioned above, fierce criticism of all other socialist/communist thinkers or movements is an intrinsic part of Marxist thought right from the beginning, and would bear fruit in the twentieth century in a rich rhetoric of vituperation and, of course, the arrest and murder of millions of ‘right deviationists’, ‘capitalist lackeys’ and so on.


7. My thoughts

Basic appeal

Like Christianity before it, Karl’s scientific communism provides:

  • a complete analysis of present society
  • a complete theory of human nature
  • a complete theory of human history (in terms of class conflicts) all leading up to the present moment
  • the promise of an end to all sorrows and suffering in the imminent arrival of a Perfect Society
  • and a complete theory of who you are, where you fit into the story and how you,too, can be saved

And it’s all going to have a happy ending. Karl says so. Science says so. The revolution is at hand. Any minute the workers will rise up and overthrow the hated bourgeoisie. This time next year we’ll be living in paradise.

The Communists turn their attention chiefly to Germany, because that country is on the eve of a bourgeois revolution that is bound to be carried out under more advanced conditions of European civilisation and with a much more developed proletariat than that of England was in the seventeenth, and France in the eighteenth century, and because the bourgeois revolution in Germany will be but the prelude to an immediately following proletarian revolution.

The Communist Manifesto had, as its object, the proclamation of the inevitable impending dissolution of modern bourgeois property. (1882 preface)

Millions of half-literate working men and women living in appalling conditions, working seven days a week, 52 weeks a year, were offered a vision that change would not only come, but was inevitable – not only in Karl’s Europe, but 70 years later, across continental Russia, 100 years later in China, and then across the newly independent nations of Africa and South America.

There’s no denying that Marx’s shrewd social and economic analysis, combined with his utopian rhetoric, have offered the hope of change and a better life to hundreds of millions of people.

Intellectual appeal

It’s such a powerful system partly because Karl combines mastery of three distinct fields:

  • philosophy
  • economics
  • politics

For the really well-educated, for the philosophically super-literate, Karl adapted the German philosopher Hegel’s idea of the dialectic to produce a vision of the motor of history. All previous philosophers considered human nature and society essentially static. Sure, stuff happened, but nothing that particularly changed human nature, so a 19th century philosopher could ponder essentially the same questions about human nature, reality and knowledge as Plato had done 2,000 years earlier.

Karl tore this static vision up and said humans are changed by the societies they live in, they are shaped and formed by their society. And every society is based on its technological and economic basis.

Does it require deep intuition to comprehend that man’s ideas, views, and conception, in one word, man’s consciousness, changes with every change in the conditions of his material existence, in his social relations and in his social life? What else does the history of ideas prove, than that intellectual production changes its character in proportion as material production is changed? The ruling ideas of each age have ever been the ideas of its ruling class.

It hadn’t been clear to previous ages, but as Karl and his contemporaries watched the bourgeoisie inventing steam engines and trains and telegraphs and factory production, they simultaneously watched them taking power in parliaments across Europe (for example, in the revolution of 1830 in France which brought to power the bourgeois king Louis Phillippe or in the changes wrought by the Great Reform Act in Britain in 1832, and so on) and saw that the two were related.

It was clear as never before that political power is based on economic power. And economic power is based on control of new technology. That society changes as its technological and economic base changes. And what people think is changed by these changes in society.

When people speak of the ideas that revolutionise society, they do but express that fact that within the old society the elements of a new one have been created, and that the dissolution of the old ideas keeps even pace with the dissolution of the old conditions of existence.

Ideas are socially determined. New technology = new economic arrangements = new classes (bourgeoisie overthrows landed aristocracy) = new ways of thinking.

Human nature is not fixed and static as philosophers in their book-lined studies had always thought (because, after all, it suited them very nicely to think that). Human nature is malleable and dynamic.

Thus 2,000 years of static philosophy are overthrown by Marx’s new dynamic philosophy based on the first, truly scientific understanding of economics.

And both together underpin the new politics outlined above i.e. the inevitability of a communist revolution led by the proletariat.

Like Christianity, Marxism is a belief system so vast and complex that you can enter it at any level – as an illiterate coal miner or a PhD student – and find you are surrounded by powerfully thought-through answers to almost any question you can ask about contemporary society, answers which are all the more impressive because they pull in evidence and arguments from such a wide range of the human sciences.

Problems

The biggest problem with Karl’s scientific communism was, of course, that it turned out to be wrong.

According to him, History was a kind of unstoppable conveyor belt and the most advanced capitalist countries would be the first to topple off the end into communist revolution, those being Britain, Germany and America.

But – despite plenty of social strife, none of these countries in the end had the communist revolution Karl said was inevitable. Instead, the big communist revolution took place in Russia, the most economically backward country in Europe, and then passed on to China, the most economically backward country in Asia.

The fundamental idea of communist inevitability – capitalism at its most advanced must evolved into communism – was categorically disproved.

Walter Laqueur, in his book on the Weimar Republic, says that some left-wing intellectuals as early as the 1920s were wondering if communism would turn out not to be a revolutionary force at all, but to be a centralised social system which would force industrialisation onto backward countries in a way their tottering aristocratic governments couldn’t. That it would turn out to be a form of compulsory industrialisation which would do capitalism’s job for it.

And that now appears to have been the case. Russia passed through a long period of forced industrialisation under a repressive communist regime, and has eventually emerged as a capitalist country. Reverted to being a capitalist country. China is doing the same.

In the Communist Manifesto Karl numbers among the bourgeoisie’s many crimes the way it drags all sectors of a nation into industrial production under a strong, centralised government.

The bourgeoisie keeps more and more doing away with the scattered state of the population, of the means of production, and of property. It has agglomerated population, centralised the means of production, and has concentrated property in a few hands. The necessary consequence of this was political centralisation. Independent, or but loosely connected provinces, with separate interests, laws, governments, and systems of taxation, became lumped together into one nation, with one government, one code of laws, one national class-interest, one frontier, and one customs-tariff.

But this is precisely what China and Russia did during their communist years.

Meanwhile, the most advanced capitalist country in the world, America, went from strength to strength, successfully managing periods of great economic distress (the Depression of the 1930s) to emerge as the world’s leading economic power after World War Two, offering what most of the global population considered to be an unbelievably luxurious and free way of life, and most definitely not becoming a communist state.

Marx’s compellingly scientific vision of the inevitable unfolding of history turned out to be just about as wrong as it was possible to be.

Legacy

If Karl’s idea of scientific inevitability looks broken beyond repair; if his entire notion that the dictatorship of the proletariat would give rise to a classless society looks laughable, since we know it just gave rise to dictatorship, pure and simple – nonetheless, much of his analysis of the social effects of capitalism linger on to this day in the social sciences.

Chief among these I would select: the idea that capitalism must constantly seek the new, new technologies which disrupt old structures, create huge new markets and needs (the internet, mobile phones, laptops, tablets and so on).

Constant revolutionising of production, uninterrupted disturbance of all social conditions, everlasting uncertainty and agitation distinguish the bourgeois epoch from all earlier ones. All fixed, fast-frozen relations, with their train of ancient and venerable prejudices and opinions, are swept away, all new-formed ones become antiquated before they can ossify. All that is solid melts into air, all that is holy is profaned, and man is at last compelled to face with sober senses his real conditions of life, and his relations with his kind.

The idea of job insecurity. Circumstances have fluctuated wildly over the past 170 years, but we are again living in a gig economy, a minimum wage economy, where many people are being paid the minimum required, with as little job security as necessary, by employers determined to screw as much value out of them as possible.

In proportion as the bourgeoisie, i.e., capital, is developed, in the same proportion is the proletariat, the modern working class, developed – a class of labourers, who live only so long as they find work, and who find work only so long as their labour increases capital. These labourers, who must sell themselves piecemeal, are a commodity, like every other article of commerce, and are consequently exposed to all the vicissitudes of competition, to all the fluctuations of the market.

And the central idea of alienation, that people feel alienated from their work, as if they’re making or producing something for others’ benefit, that they no longer in fact ‘make’ anything, just contribute paper, reports, powerpoints or spreadsheets to a huge system which seems to generate vast wealth for the owners of multinational companies or big government departments, but brings no sense of closure or achievement to the people sitting in front of crappy computers all day.

Owing to the extensive use of machinery, and to the division of labour, the work of the proletarians has lost all individual character, and, consequently, all charm for the workman. He becomes an appendage of the machine, and it is only the most simple, most monotonous, and most easily acquired knack, that is required of him.

Though so much has changed, many of Karl’s descriptions of the nature of work in a capitalist system, and the alienation it engenders, remain eerily accurate.

We need…

Someone to update Marx. Since the collapse of Soviet communism in 1990 the left in the West has been rudderless. Tony Blair thought he could square the circle of being left-wing within a neo-liberal capitalist system with his idea of ‘the Third Way’, which boiled down to public-private initiatives and setting targets in all aspects of government. Bill Clinton did something similar. Both ended up being patsies to international business.

Since the collapse of the Soviet Union, released from the threat of serious socialist or trade union resistance, big businesses in all Western nations have zoomed ahead with massive pay rises for executives, accompanied by zero hours and gig economy contracts for workers, and the stagnation of pay among the middle management. Lots of people are really pissed off.

A Marxist critique helps explain why and how this is happening in terms of capital accumulation, the way companies constantly seek to casualise labour, and the way capital buys political parties and laws which further its interests.

It also explains why, without a plausible left-wing alternative, the disgruntled populations of the industrialised nations will be tempted to turn to populist, nationalist leaders, who encourage xenophobia, conservative values, protectionist economic policies, but will ultimately fail because they don’t understand the real economic trends underpinning the crisis. Donald Trump.

So insights derived from Marx’s economic and social theories can still help us to understand the present moment. The problem is that the central plank of his theory – the notion that an ever-growing industrial proletariat will become so numerous that it simply must overthrow its oppressors – is no long remotely credible.

Marx has left us the intellectual tools to understand why we are so unhappy, but with no idea how to solve the problem.

Which explains why you read so many newspaper and magazine articles lamenting the end of meritocracy, the rise in job insecurity, the way our children will be the first ones to have a worse quality of life than their parents, the ruin of the environment, and the growth in wealth among the super-rich – you read in papers and hear on the radio the same thing year in, year out — but nobody has a clue what to do about it.


Related links

Communism in Russia

Communism in China

Communism in Vietnam

Communism in Germany

Communism in Poland

  • The Captive Mind by Czesław Miłosz (1953) A devastating indictment of the initial appeal and then appalling consequences of communism in Poland: ‘Mass purges in which so many good communists died, the lowering of the living standard of the citizens, the reduction of artists and scholars to the status of yes-men, the extermination of entire national groups…’

Communism in France

Communism in Spain

  • The Battle for Spain by Antony Beevor (2006) Comprehensive account of the Spanish civil war with much detail on how the Stalin-backed communist party put more energy into eliminating its opponents on the left than fighting the fascists, with the result that Franco won
  • Homage to Catalonia by George Orwell (1938) Orwell’s eye witness account of how the Stalin-backed communist party turned on its left-wing allies, the Workers’ Party of Marxist Unification, only just escaping arrest, interrogation and probable execution himself

Communism in England

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