The Gallic War by Julius Caesar – 3

It is nearly always invisible dangers which are most terrifying. (VII.84)

This second half of the Gallic Wars is much more exciting than the first. In the previous four books the Romans steamrollered over everyone they encountered in a rather monotonous way. Here they experience the catastrophic loss of an entire legion and then the fierce siege of Quintus Cicero’s camp, i.e. for the first time you feel the contingency and risk involved in the entire project. And both events are carefully crafted to feature dramatic episodes of a kind not found in the first four.

Book 5: The second rebellion

The book title was supplied by the editors of the Penguin edition and refers to the revolt of the Belgic tribes.

1 to 8: Illyricum and Gaulish rebels

At the end of each campaigning season in Gaul, Caesar spends the winter in Cisalpine Gaul attending to administration. He also visits the third province he’s in charge of, Illyricum. Here he stamped on the Pirustrae tribe who had allegedly been raiding over the border into Roman territory. Representatives of the tribe met him to tell him it wasn’t them, and delivered hostages as he demanded.

By this point we’re getting used to certain things.

  1. This is a world made up of scores and scores of tribes who co-exist uneasily, continually liable to be invaded or go invading themselves.
  2. Raiding other tribes’ territories seems to be a common occurrence so presumably is a standard way of making a living, acquiring land or loot.
  3. Caesar has a standard methodology. Where possible, meet and threaten representatives of the erring tribe. If they persist in troubling the peace, attack and defeat them. Either way, you insist on them sending hostages to be kept as security against good behaviour.

This handful of options are repeated endlessly. In the spring Caesar returns to Gaul where he has to sort out the Treveri, a tribe living close to the Rhine whose leaders have failed to come to the annual conference of Gallic tribes. Turns out two rivals are vying for leadership, Caesar supports Cingetorix.

He rides on to Portus Itius, from where the invasion is to be launched. Tellingly, he takes leaders of most of the Gaulish tribes with him. The most dangerous of these is Dumnorix, ambitious leader of the Aedui. When Caesar insists he accompany him to Britain, Dumnorix begins spreading rumours to the other chiefs that they’ll all be killed in Britain. The sailing is delayed 4 weeks by a contrary wind, towards the end of which Dumnorix left the damp with some Aeduin cavalry. Caesar immediately delayed the sailing and sent troops to recapture Dumnorix, buy force if necessary. Dumnorix did indeed put up a fight, drew his sword and told his followers to protect him. So the Roman cavalry killed him. End of disruptive influence.

9 to 25: Second expedition to Britain

Caesar had ordered his troops over the winter to build a massive fleet eventually consisting of 600 troopships and 28 warships. He sets sail with five legions (about 25,000 soldiers) and 2,000 cavalry. Including private ships they hired, the Romans appeared over the horizon with 800 ships, an enormous force. No wonder the defending Britons decided to retire to higher ground.

They disembarked without event, set up a camp, then Caesar marched the majority 12 miles or so inland till they came to a Briton camp. The Seventh Legion stormed it and forced the Britons to flee but Caesar brought them back to work on the camp.

They set out again to confront the Britons but were informed of a large storms and when he returned Caesar saw it had damaged lots of boats. he drew them further up on the beach, ordered repairs made, sent orders to Titus Labienus back in Gaul to start building more.

He gives an overview of the British which is a bit random. He includes the plausible notion that the coastal areas have been settled by incomers from the continent with trivia such as, the natives think it wrong to eat of hare, fowl, and goose although it’s alright to keep for pastime or pleasure. He also makes the wildly inaccurate claim that the climate is more temperate than in Gaul, the cold seasons more moderate. I don’t think so.

He gives a wildly inaccurate description of the geography of Britain, making it out to be a huge triangular island off the west coast of France extending down to opposite Spain. It’s a great mystery how the Romans managed to conquer anywhere without decent maps.

He mentions that the British paint themselves with woad so have blue bodies. But then goes on to say they share wives between groups of ten or 12 men. This is the kind of wildly improbable legend that disfigures to much of the ostensibly ‘factual’ writing of the ancient world.

Back to the present, he describes a lightning British attack on the camp which takes them by surprise and causes casualties. The British fight well, making use of chariots and loose formations which replace each other ad lib.

Next day he sends legions foraging but once again the Britons attack in numbers. It’s hard fought but this time the legions turn them and chase. The Britons scatter and never again attack in such a unified way.

The Britons had united under the leadership of one chieftain, Cassivellaunus. He withdraws his forces north of the Thames which the Romans traverse and continue fighting, with Cassivellaunus hiding his chariots in the woods, till opportunities present for raids.

Envoys arrive from the Trinovantes. Their young leader Mandubracius had already crossed the Channel to seek Caesar’s protection after his father was killed by Cassivellaunus. Caesar demands from Mandubracius hostages and corn, but when these are brought, lets him go.

When other tribes see how fairly Mandubracius was treated, they send envoys seeking Caesar’s protection, being the Cenimagni, the Segontiaci, the Ancalites, the Bibroci and the Cassi. He learns that Cassivellaunus has retreated to famous stronghold built in a good defensive position. Caesar lays siege to it and storms it from its weakest side. Meanwhile Cassivellaunus had sent orders to four allied tribes to attack the Roman camp in Kent, but the Romans repel the attack, kill many attackers and capture a tribal leader.

Summer is nearly over and Caesar decides to return to Gaul. So while he was in the ascendent and the Britons demoralised, he demanded hostages and set an annual tribute for Cassivellaunus to pay Rome. And not to attack the British tribes which had allied with Rome. Then he marches the legions to the coast and into the ships and so back to Gaul.

Given the size of the invasion fleet (800 ships!) which indicated that it was a serious attempt to permanently conquer at least the southern part of Briton, you can’t help concluding the invasion – both the invasions – were a failure.

26 to 37: Revolt of Belgic tribes and massacre of the 7th Legion

Caesar distributes his legions and generals with various tribes. The Eburonians rebel and attack a Roman camp. Ambiorix tells the Romans that a Gaul-wide agreement has been made to launch a concerted attack on all the Roman forces and moreover a group of German mercenaries has crossed the Rhine. So he warns them to leave their camp and promises them safe passage through his territory.

The Romans are surprised but it makes sense that the Eburonians wouldn’t rebel on their own. So, what to do? Caesar gives a dramatic set piece debate among the two commanders, Lucius Aurunculeius Cotta who says stay put, and Quintus Titurius Sabinus who trusts Ambiorix and recommends that they leave (28 to 29).

Sabinus wins the argument and the legionaries are told to pack their most important belongings and set off. Catastrophe ensues. The Gauls wait till the legion has entered a deep narrow defile then bottles them up at either end and starts to massacre them. At one point Ambiorix asks the two Roman generals to a meeting. Cotta refuses to go but Sabinus leaves the fight to climb a hill and approach Ambiorix. He and his centurions are ordered to lay down their weapons, which they do. But as they approach Ambiorix they are surrounded and then killed. The Gauls raise a shout and fall on the remaining Romans with renewed fury. Cotta and most of the force are killed. The remnant make it back to the camp where, that night, seeing they are surrounded, they all commit suicide. A handful of survivors make it to Titus Atius Labienus’s camp to tell the story.

It is thought that some 6,000 legionaries died in this colossal blunder. The massacre happened at Atuatuca in modern Belgium.

38 to 58: Siege of Quintus Cicero

Emboldened, Ambiorix rallies allied Gaulish tribes, and led a ‘huge mass’ of the Eburones, the Nervii, the Aduatuci and their allies and dependents against the camp of Quintus Tullius Cicero. This was somewhere on the river Sambre and about 80 miles from the camp Caesar had made at Amiens. The Gauls made a surprise attack as the legionaries (as so often) were out gathering firewood etc, but they fought a fighting retreat back to the camp. This the Gauls surrounded and invested. They had with them defectors and Roman prisoners who showed them how to build the kind of siege towers and earthworks the Romans used, so these were built and turned against their inventors.

The Gauls called a parley and offered Cicero the same deal they’d offered Sabinus i.e. to lay down their arms and walk away in peace. But Cicero is not as foolish as Sabinus and makes a defiant reply, telling the Gauls that if they lay down their arms he will send to Caesar who will judge them for their rebellion. And so the siege continues. On the seventh day a fierce gale blows up and the Gauls shoot flaming arrows into the camp which burn down a lot of the huts.

Cicero sends a series of messengers to try and get through to Caesar, but all of them are caught and some of them tortured in view of the camp. Eventually a native Gaul makes it through the blockade and to Caesar’s camp, to whom the news of Cicero’s siege comes as a shock. He immediately sends a message to Marcus Licinius Crassus at his camp 24 miles away telling him to march to meet him. Same to Gaius Fabius and Labienus. Labienus writes back that the entire force of the Treveri were upon him and so, on balance, it was too risky for him to leave his camp. Caesar approves this decision and sets off with just two legions to raise the siege on Cicero’s camp.

By a series of forced marches Caesar quickly reaches Cicero’s camp and sends word through a native messenger that he is near. The Gauls lift the siege and turn their forces to face Caesar, some 60,000 warriors (49). Caesar has 7,000 men (49). With the enemy only 3 or so miles away Caesar orders the building of a camp, only smaller than usual, and instructs the soldiers to run around and given an air of panic and fear. This lures the Gauls out into the open and then up to this camp which they start besieging. But they had barely begun engaging when Caesar ordered his infantry to flood out by side gates and the cavalry to sally out and attack the flanks. Taken by surprise the Gauls fled and the Romans were able to cut them down.

Then he marches to relieve Cicero. He is astonished to see the size and number of siege engines the Gauls had built and then to discover that almost all the defenders had been wounded and fought bravely. He publicly congratulates Cicero and all his men, carefully speaking to individual centurions and tribunes to thank them. He addresses the disaster of the massacred legion and assures them it was down to Sabinus’s error, unlike the resolute leadership of their own Cicero.

Caesar’s victory goes some way to rallying the Romans and, more importantly, their Gaulish allies. But nonetheless the tribes are in a ferment, all sending each other messages discussing alliances and attacks. Caesar realises he must winter in Gaul to keep an eye on the situation. Caesar calls meetings with the heads of various tribes, partly by threats, partly by promises, keeps them peaceful. The Aedui and the Remi remain the staunchest allies.

But the Senones try to murder their king, Cavarinus, who had been friendly to the Romans. Indutiomarus leader of the Treveri is particularly rebellious. He sends messages to the German tribes across the Rhine enticing them to war with the Romans, but none sign up, replying that they’ve learned their lesson.

In Gaul Indutiomarus is more successful in recruiting a large force from miscellaneous tribes, attracting to his standard exiles and criminals, training them, procuring horses and so on. Once he feels strong enough he calls an armed convention of the Gaulish tribes at which he a) outlaws Cingetorix, his son-in‑law and rival for leadership of the Treveri; and b) declares his intention to rally the Senones, the Carnutes and several other tribes, to march through the lands of the Remi and laying them waste, before going on to attack the camp of Labienus.

Indutiomarus with his massed forces approaches and invests Labienus’ camp. The latter feigns timidity and reluctance, all the while awaiting his opportunity. He recruits cavalry from nearby friendly tribes and keeps them all hidden in the camp, while Indutiomarus and his men ride up to the walls, yell and jeer and throw spears and abuse the Romans. At the end of a day like this, the Gauls are turning to ride away, with a false sense of security, when suddenly from two gates Labienus launched forth all his cavalry. Anticipating the enemy would scatter in confusion, Labienus carefully instructed his men to resist attacking anyone else but all of them to find and kill Indutiomarus. He put a big price on his head and sure enough some of his soldiers intercepted Indutiomarus at the ford of a river, killed him, cut off his head and brought it back to Labienus.

When they learned this, all his allies among the Eburones and Nervii flee, talk of rebellion is dowsed down and that winter found Gaul quiet.

Book 6: (53 BC)

1 to 8: Further revolt in Gaul

Caesar tasks three generals with raising new recruits and asks Pompey to send him the legion he recently raised in north Italy. He hears news of northern tribes conspiring to rebel and so makes a lightning attack on the Nervii, capturing cattle, prisoners and ravaging the countryside. When he convokes the annual conference of Gaulish leaders, the Senones, Carnuti and Senones refuse to attend, indicating their hostility. Caesar marches quickly on the Senones forcing their leader, Accio, to back down and hand over hostages.

Then he marches into the country of the Menapii in the far north, burning farms and villages and taking cattle and prisoners till their leaders were forced to sue for peace and hand over hostages in the usual way.

Meanwhile the Treveri, led by relatives of Indutiomarus, had gathered a large force of infantry and cavalry to attack Labienus. Labienus feigned fear and then pretended to leave the camp, luring the Treveri across the river onto flat ground this side. Once they were over he inspired his soldiers to turn and fight them, trapped by the river. Much killing. The Treveri submitted and the Germans they’d invited to come join them decided to stay on the other side of the Rhine.

9 to 10: Caesar crosses the Rhine, retreat of the Suebi

Another Rhine crossing:

  1. to punish the Germans who had sent the Treveri reinforcements
  2. to prevent Ambiorix finding asylum there

The Ubii swear it wasn’t them and he spares them. Investigation suggests it was the Suebi. The Suebi gather their men at a stronghold and await. Caesar’s men quickly build another bridge and he crosses it.

11 to 20: Description of the Gauls

Digression on the nature of Gaulish society. How the advent of the Romans reordered things to bring the Aedui and Remi into prominence. The Gauls fought every year among themselves. The Druids practised human sacrifice, sometimes in wickerwork giants which they set on fire (16).

When the father of a house, who is of distinguished birth, has died, his relatives assemble, and if there be anything suspicious about his death they make inquisition of his wives as they would of slaves, and if discovery is made they put them to death with fire and all manner of excruciating tortures.

Their funerals, considering the civilisation of Gaul, are magnificent and expensive. They cast into the fire everything, even living creatures, which they believe to have been dear to the departed during life, and but a short time before the present age, only a generation since, slaves and dependents known to have been beloved by their lords used to be burnt with them at the conclusion of the funeral formalities. (VI.19)

21 to 28: Description of the Germans

More primitive. Fewer gods, they only worship things they can see like sun, moon and fire. Sex in young men is frowned upon for stunting their growth. Land is redistributed each year to stop them becoming to land-bound and also to enforce a sort of equality. Obsession with war. When a chief proclaims a war anyone who resiles is shunned. They lay waste the land around each tribe.

The Gauls used to be more warlike than the Germans and at points crossed the Rhine and conquered. But being closer to Roman territory they’ve got used to trading and fine products unlike the Germans who remain more isolated and warlike.

He gives one of those characteristically ludicrous descriptions of the natural world, imputing to the great forest of Hyrcania a massive extent (true enough) and a number of fantastical animals.

The Penguin editor suggests that this long digression about Gauls and Germans was placed her to distract from the fact that Caesar’s second incursion across the Rhine, like the first one, achieved little tangible result. When the Germans retreat into the forest, Caesar doesn’t have the provisions to follow them and so, er, retreats back over the bridge, destroying the German end and placing a watchtower and guards on the Gaulish side.

29 to 44: Caesar returns to Gaul

Right up in the north, against the Rhine, is the territory of the Eburones led by Ambiorix. Caesar marches against them, sending ahead Gaius Volcacius Tullus with the cavalry. These go very fast and surprise Ambiorix off his guard with only a few men. However these hold off the Romans while Ambiorix saddles up and flees into the forest. He sends out messages telling every man for himself and many flee and hide.

The Segni and Condrusi come to Caesar and plead that not all Germans in Gaul are conspiring. They aren’t and give hostages and make peace.

Caesar makes his base at Atuatuca, then divides his forces in three and takes his force to ravage the land of the Eburones. Germans across the Rhine hear that there’s a free-for-all and cross the river 30 miles downstream of Caesar’s base, to join in. But prisoners tell them the Romans base is at Atuatuca, full of loot and poorly defended.

Cicero had been left in Atuatuca and initially kept the men penned up in case of attack. But after a week the frustrated men need to get out and the troops need corn so Cicero lets a detachment go collect some, and another detachment take out the animals for exercise. Inevitably it’s at this moment that the Germans appear, mounting a fierce attack, causing chaos. While a fierce fight goes on at the gates of the camp, the detachments sent to fetch food – raw recruits and servants – fell into a panic. Experienced centurions helped them form and wedge shape and make it back to the camp, but another detachment initially took to a nearby hill, then changed its mind and came back down into the flatlands where it was destroyed.

Failing to break in the Germans break off the engagement and ride back to the Rhine. Hysteria grips the Roman camp and rumours spread that Caesar and the other legions have been wiped out, until Caesar himself returns and restores order.

The Penguin edition notes that Cicero clearly deserved a bollocking but Caesar treats him very gently, listing all the extenuating circumstances he can think of. This is because his brother, the orator Marcus Tullius Cicero, back in Rome, is still a political force who Caesar needs to keep onside.

This is reminiscent of the panic at Vesontio back in I.39. Caesar supervises widespread burning and ravaging of the country, with the deliberate intention of starving the inhabitants. An enquiry into the rebellion of the Senones and Carnutes concludes that it was instigated by Accio, who is executed in the traditional Roman manner i.e. scourged and hanged.

Penguin point out that by holding courts, judging and executing leaders like this Caesar was behaving like the governor of an accredited Roman province which Gaul very much was not. It was arrogant (and illegal) behaviour like this which raised so much opposition back in Rome.

Book 7: The rebellion of Vercingetorix (52 BC)

By far the longest book.

1 to 7: General conspiracy of the Gauls — Vercingetorix chosen as leader

The murder of Publius Clodius in January 52 BC led to increased political turbulence in Rome. The Gauls, hearing of this, took advantage to conspire to overthrow the invader and regain their liberty. The Carnutes lead the rebellion and sack the town of Cenabum, killing the knight Gaius Fufius Cita, in charge of managing trade.

This inspires the leader of the Arverni, far away in the south of free Gaul, abutting on the Roman Province, one Vercingetorix. Background to Vercingetorix, namely his father was at one point premier chieftain of all Gaul but was executed for seeking to be king. When Vercingetorix proclaims his ambition to kick out the Romans, his uncle and other chiefs expel him from their capital, Gergovia, but Vercingetorix takes to the road recruiting followers and building up a following. Eventually he returns to Gergovia, takes over his tribe and sends out messages for a major, allied rebellion. He enforces ferocious discipline on his recruits:

compelling waverers by severity of punishment. Indeed for the commission of a greater offence he put to death with fire and all manner of tortures; for a lesser case he sent a man home with his ears cut off or one eye gouged out, to point the moral to the rest and terrify others by the severity of the penalty.

In Italy Caesar hears of numerous tribes forming alliances constellated around Vercingetorix’s leadership. Vercingetorix moves his forces into the territory of the Bituriges.

8 to 14: Caesar moves suddenly against the Arverni

But Caesar surprises Vercingetorix by clearing the snow from a pass through the Cevennes and approaching him from an unexpected direction. He leaves Brutus in charge of his camp and makes a forced march to Vienne. He picks up two legions and marches in through the territory of the Aedui into that of the Lingones, where two legions were wintering. Hearing all this Vercingetorix returns to the country of the Bituriges, and from there heads to assault Gorgobina, a stronghold of the Boii.

This is the longest book of the 8 and is all like this, two leaders criss-crossing ancient Gaul, doing deals with, or being double crossed by, numerous tribes, sending out legions or detachments or squads of cavalry under lieutenants. The names of tribes and locations Caesar passes through, allies with or fights gets very confusing. In brief: Caesar takes three Gaulish towns, Vellaunodunum, Cenabum and Noviodunum.

15 to 31: Siege, defence, and capture of Avaricum

Vercingetorix had suffered 3 defeats in a row so holds a conference of his allies and persuades them to adopt a scorched earth strategy, withdrawing before the Romans and destroying all towns, villages, fields and crops in their paths, with a view to starving them. But the Bituriges went down on their knees and begged him not to burn Avaricum, their fairest town.

So Vercingetorix relents, but Caesar besieges it, for 25 days building an elaborate rampart wall and two huge siege towers. When the population of the town tries to sneak out one night, Caesar takes it, puts it to flame and massacres the 40,000 inhabitants.

Caesar adjudicates leadership contest between rival leaders of the Aedui. But the one he chooses betrays him, a week later telling his people that the Romans have massacred their army, so they have no choice but to go join Vercingetorix and fight for freedom.

34 to 53: Siege of Gergovia

The chief oppidum (fortified town) of the Arverni.— abandoned, after severe repulse. Impulsiveness of the troops who do not hear the recall, continue up the hill to storm the stronghold but are repulsed when the enemy muster with overwhelming numbers. — 46 centurions 700 men

This was the one and only military defeat Caesar suffered at the hands of the Gauls in 8 years. Caesar gives speech reprimanding men and insisting on discipline and then withdraws from Gergovia, marching back along then crossing the river Allier.

54 to 57: Caesar moves against the Aedui.

58 to 62: Labienus, successful against the Parisii, joins him.

63 to 74: General revolt of the Gauls under Vercingetorix.

They attack Caesar, but are defeated, not least because of Caesar’s German cavalry, and retire to Alesia, a town of the Mandubii. Caesar leaves two legions to guard his baggage and swiftly pursues Vercingetorix, killing 3,000 of his rearguard. Three Aeduin traitors are brought to Caesar.

68 to 89: The siege of Alesia

The Gauls retreat inside this stronghold. Caesar orders his troops to construct massive siege-works eleven miles in length, featuring 11 camps and 23 forts. After a confused fight between the opposing cavalries, Vercingetorix adopts the following strategy: he orders his cavalry to leave in the dead of night from a gate which isn’t yet covered by the Roman siegeworks, and to ride to their respective tribes and to raise all men of military age and bring them back, all in the name of a Final Battle which will achieve National Liberation. Meanwhile, all grain is confiscated and Vercingetorix adopts a daily ration for his 80,000 men, which should last a month or so of siege, until the reinforcements from the tribes arrive.

Details of Caesar’s astonishingly complex and thorough siegeworks which face both in and out.

Schematic side view of the Roman siege works at Alesia, 52 BC

The Gauls hold a national convention at which the tribes allot armed forces to send to Alesia, with various factions resiling and bickering. Eventually an astonishing force of 260,000 sets off, but by this stage Alesia’s food supplies have run out.

Caesar describes a meeting of the leaders inside Alesia and gives a speech – presumably entirely fictional – to Critognatus, a noble Avernian who, after a long prologue, recommends cannibalism (77)! It is also notable as belonging to that genre of speeches which Roman authors attributed to their enemies, in which the enemy eloquently describes the crushing servitude and slavery imposed by the Romans.

The weak and old and wives and children are expelled from Alesia and trek over to the Romans to beg them for food. But the Romans barely have enough to feed themselves and refuse the refugees food or permission to pass. So they are caught in no man’s land to starve.

The Gaulish hoard arrives, much to the joy of the besieged who throng the barricades to watch the battle. Caesar places all his infantry around the 11 mile siegeworks then sends his cavalry against the Gaulish cavalry. The Romans suffer casualties before an attack by German cavalry breaks the Gauls and chases them back to their main camp.

A day later a co-ordinated attack from the relieving force triggers a sortie by the besieged and the Romans find themselves hard pressed. But they are defeated by the Romans firing from their strong defences, and fall into the complex web of trenches, booby traps filled with spiked poles and so on. They are forced to withdraw while the besieged are still trying to fill in the first trench of the inner siegeworks, so the latter retreat back into the town, too.

The Gauls then mount an attack on the one Roman camp which isn’t integrated into their defensive circuit, while the besieged again sally forth. (The complexity of the siegeworks and the peril and anxiety of the repeated attacks remind me of the atmosphere at another famous French siege, Dien Bien Phu in French Indo-China, March to May 1954.)

Caesar sends Labienus with reinforcements to the hilltop camp, sends Brutus with reinforcements to the strongest point of the sallying army, then leads reinforcements in person. The forces attacking the hilltop hesitate, then Labienus sallies forth with the cohorts he had picked up. Caught between these cohorts and Caesar’s cavalry, the Gauls panic, break ranks and are slaughtered.

Sedulius, commander and chief of the Lemovices, was killed; Vercassivellaunus the Arvernian was captured alive in the rout; seventy-four war‑standards were brought in to Caesar; of the vast host few returned safe to camp.

Vercingetorix conceded defeat to the tribal leaders inside Alesia. Kill him or surrender him alive, as they wish. The leaders go under flag of truce to Caesar, who sits in front of his fortifications. Vercingetorix is handed over, all the chiefs lay down their arms. Caesar puts the Aeduin and Arvernian prisoners to one side to use as bargaining chips with their tribes, then distributes all the captures Gauls to his army as loot, one Gaul to one Roman.

(I think what this means is each Roman soldier then gets his prisoner to contact his family and demands a ransom for their safe return. So equivalent to cash.)

Caesar then receives the submission of all the tribes, and carefully allots legions and commanders in the territories of the main tribes for the winter. When news of this comprehensive victory reaches Rome, a public thanksgiving of twenty days was granted.

Book 8

This final book was not written by Caesar but by his lieutenant Aulus Hirtius. He was a legate of Caesar’s army of Gaul from 58, and crossed the Rubicon with him in January 49. He fought for Caesar during the civil war, and was appointed governor of Transalpine Gaul in 45. In other words a senior figure.

Preface

Hirtius addresses his friend Lucius Cornelius Balbus, another friend of Caesar’s, serving under him as chief engineer (praefectus fabrum) in Gaul. Balbus was said to have attended the very select dinner Caesar hosted, along with Sallust, Hirtius, Oppius and Sulpicus Rufus on the evening of the day when he crossed the Rubicon.

He explains to Balbus that he is continuing the Commentaries because they don’t link up with Caesar’s own account of the Civil; War. He says he has finished the third of the latter books, set in Alexandria, and has now set to filling the blank between book 7 and the outbreak of civil war by supplying a book 8. But it has been hard work to match Caesar’s clear elegant style and also the speed and alacrity with which he wrote.

1 to 48: (51 BC) End of the revolt in Gaul

Winter of 52 to 51 Caesar hears that the Gauls are plotting again. Alesia proves they cannot defeat the Romans when the latter’s forces are united, but might be able to pick off the legions scattered around the country in different tribal regions.

At the end of December Caesar set out on a lightning march and caught the Bituriges in the fields (it’s not actually likely they would be tilling their fields in the depths of winter, is it? Is this a stock literary convention of this genre?) Anyway, Caesar captures thousands but then lets them go and, when they see him being similarly merciful to nearby allied tribes, the Bitiruges decide to submit and give hostages.

Carnutes dispersed, Bellovaci defeated. Dumnacus besieges Lemonum, but without success. The Armoric states subdued. Drappes captured. Uxellodunum besieged and taken by Caesar. Exemplary punishment, the captured have their right hands chopped off. Labienus’ successful operations against the Treveri. Commius subdued.

49 to 55: (50 BC) Caesar and the Senate

Caesar’s triumphal reception by cities and colonies. He returns to the army in Gaul. A description of his opponents in the Senate. Caesar returns to Italy.


Thoughts

Political consequences

1. Caesar’s Gallic Wars were fought to a) clear his debts b) bring him glory and political power.

2. But in doing so he went far beyond his brief as proconsul – dealing with the leaders of free Gaul as if he was governor of a conquered province, invading Britain (twice) and crossing the Rhine, far exceeding his authority. This prompted growing criticism in Rome throughout his eight-year command. And it was this which created the mounting political crisis about whether he would ever be prepared to lay down his command and return to Rome as a normal citizen – the ultimate result being that he was too scared to do so and, instead, crossed the Rubicon into Italy with his army thus triggering five years or ruinous civil war

The war itself

1. Interesting to learn how universal the exchange of hostages was – the standard procedure to ensure peace, not only with the Romans but among the Gaulish tribes themselves.

2. The relentless Roman victories of the first four books get a bit boring. Book 5 is far more dramatic and exciting, when the massacre of Sabinus’ legion and the siege of Quintus Cicero for the first time introduce a real sense of risk and uncertainty and pave the way for the epic account of the struggle against Vercingetorix in book 7.

3. The invasion of England cost a huge amount of time and money and resources and, in the end, seems completely futile. He took away hostages from southern tribes but, presumably that lapsed when Caesar returned to Rome a few years later. Nowhere was settled, no bases or camps, no trading. Seems like an expensive folly.

Anti-imperialism

One of the interesting things about the text is the way it contains its own anti-argument. Caesar’s entire account takes it for granted that rule by Rome is best for the Gauls. And yet fairly regularly he puts into the mouths of Gaulish leaders as direct speech, or attributes to them in indirect description, the wish to be free men in their own land, living under their own laws.

It’s not an unreasonable wish. And every time you read it, you think, ‘Just what right did Caesar think he had to ravage, burn, pillage, and endlessly fight all these peoples?’ Maybe he thought he was bringing ‘peace’ to a territory plagued by endless internecine violence but it’s hard to see how the endless campaigning and fighting and burning and selling into slavery which the Romans brought was an improvement. It consistently feels worse.

Slavery

Interesting when one of the chiefs, Ambiorix, complains that hostages given by his family were being treated ‘like slaves’ and put in chains (V.27). And, of Gaul in general:

Throughout Gaul there are two classes of persons of definite account and dignity. As for the common folk, they are treated almost as slaves, venturing naught of themselves, never taken into counsel. The more part of them, oppressed as they are either by debt, or by the heavy weight of tribute, or by the wrongdoing of the more powerful men, commit themselves in slavery to the nobles, who have, in fact, the same rights over them as masters over slaves. (VI.13)

At numerous other towns the inhabitants were captured and sold into slavery. But then so were some the captured Romans. Caesar says Britain is famous for half a dozen exports to the continent, among which are slaves.

In other words, slavery was current throughout Gaul, Britain and the land of the Germans, so well beyond ancient Greece or Rome. Was there any part of the known world where slavery wasn’t practised two thousand years ago? Was slavery universal?

Eternal war

The Gauls fought among themselves every year. The Britons fought among themselves until Caesar’s incursion temporarily united them. The Germans lived for war. The Italians went on aggressive campaigns every year and spent half their time fighting each other. In Africa Jugurtha, in Asia Mithridates and the Parthians, in Egypt civil war. War everywhere, every year, all the time, forever.

The stupidity of war

Men fighting, I get. It’s what we do, what we’ve always done. But some incidents highlight the sheer brainless stupidity of war and the terrible, futile, stupid cost to civilian victims, women and children. The height of lunacy is reached in book 7 when Vercingetorix persuades the Averni, to burn down their own towns and destroy their own crops all in the name of freedom and victory. Reminiscent of General Westmoreland’s famous quote during the Vietnam War, that the Americans had to destroy the village in order to ‘save’ it. Or Vladimir Putin’s determination to ‘save’ eastern Ukraine by utterly devastating it.

War crimes

In descriptions of other Roman campaigns I’ve wondered whether what the Romans did amounted to war crimes. Yes, is the short answer. Massacring the populations of entire towns, including women and children, is a war crime.

Caesar’s sustained eight year campaign of destroying towns, massacring their inhabitants or sending them off into slavery, have caused many moderns to compare his actions as a genocide. If a genocide is defined as the systematic attempt to wipe out a particular ethnic group, then no, he just wanted every tribe in Gaul to submit, not to exterminate them.

On the other hand, when tribes or towns did hold out, it appears, from his often very casual references, that he did consciously raze towns to the ground and either massacre or enslave entire populations, most notably at the town of Avaricum, and then at Uxellodunum (VIII.44). Or:

Caesar thought that the next best way of obtaining the satisfaction that his honour demanded was to strip the country of inhabitants, cattle and buildings so thoroughly that any of the Eburones who had the good fortune to escape would loathe Ambiorix for bringing such calamities upon them and never allow him to return. Detachments of legionary or auxiliary troops went all over the country killing or capturing large numbers of the natives, burning the homesteads, and carrying off plunder, until it was completely devastated. (VIII.25)

There’s a revealing moment early in book 8 when Hirtius mentions that the population of the Carnutes are still living in makeshift tents and shacks, as all the towns in their territory have been razed to the ground (VIII.5).

At moments like this you see a vast landscape where all the towns, villages, fields and crops have been destroyed, leaving the survivors to scrape a living in pathetic shelters beside burned-out fields, and you realise this is what the Romans meant when they said they brought ‘peace’.

The scarlet cloak

Caesar always wore the scarlet cloak (paludamentum) of a commander-in‑chief (VII.88).

Video

A useful video summary.


Related link

Roman reviews

The life of Julius Caesar by Suetonius (120 AD)

Suetonius

Not much is known about Gaius Suetonius Tranquillus, generally referred to as Suetonius. He was born around 70 AD, probably in a town in modern-day Algeria. He may have taught literature for a while, he seems to have practiced the law. He is recorded as serving on the staff of Pliny the Younger when the latter was governor of Bithynia in north Turkey in 110 to 112 AD. Subsequently he served on the staff of emperors, being in charge of the emperor’s libraries under Trajan and then managing the emperor Hadrian’s correspondence. Pliny describes him as a quiet and studious man devoted to his writing. He wrote The Lives of Illustrious Men, 60 or so biographies of poets, grammarians, orators and historians, almost all of which has been lost (except for short lives of Terence, Virgil and Horace).

The Lives of the Caesars, by contrast, has survived almost in its entirety (it is thought that only some of the opening sections of the first life, Caesar, are missing). As it says on the tin, The Lives of the Caesars includes biographies of the first 12 Roman emperors, being:

  • Julius Caesar
  • Augustus (ruled 31 BC to 14 AD)
  • Tiberius (14 to 37 AD)
  • Gaius (Caligula) (37 to 41)
  • Claudius (41 to 54)
  • Nero (54 to 68)
  • Galba (68 to 69)
  • Otho (69)
  • Vitellius (69)
  • Vespasian (69 to 79)
  • Titus (79 to 81)
  • Domitian (81 to 96)

(It may be worth pointing out that Nero’s suicide in 68 led to a period of anarchy in which a succession of generals seized power. Three of them ruled for only a few months each –Galba from June 68 to January 69; Otho from January to April 69; and Vitellius from April to December 69 – before Vespasian seized power and stabilised the situation, ruling from 69 to 79. Which is why 69 came to be called The Year of Four Emperors.)

Suetonius realised that the genre of biography needed to strike out in a different direction from history, not least because of the overpowering example of Publius Cornelius Tacitus, whose Annals and Histories describe the reigns of the emperors Tiberius, Claudius, Nero and the Year of the Four Emperors. (Taken together, Suetonius and Tacitus are our only major sources for this critical, formative period in the history of the western world.

So Suetonius departed from the strictly chronological approach of the historians, and of his younger contemporary, the biographer Plutarch (46 to 120), and a chose a different method. Suetonius only briefly covers the facts of the lives before moving to more personal, non-political material about his subjects, classified and arranged according to subject matter. Although this sounds dry the result is the opposite; the inclusion of lots of juicy gossip and anecdotes, delivered with a deadpan, non-judgemental expression.

In his introduction to the Penguin edition, the renowned classicist Michael Grant (1914 to 2004) points out that Suetonius’s main contribution to the genre was that he moved away from the traditional eulogistic treatment of dead great men to take a more ‘astringent’ and ‘disenchanted’ view (lovely words).

Above all, he avoids the heavy moralising of earlier writers (Sallust with his heavy moralising and Plutarch with his negative opinion of Caesar, both spring to mind). Suetonius assembles evidence for and against his subjects – then leaves it for the reader to decide.

Penguin still publish the translation they commissioned in the 1950s from the famous novelist and poet Robert Graves, a writer who is just as charming and gossipy as Suetonius (see his wonderful memoir Goodbye To All That).

The Life of Caesar

Just as with Plutarch’s life of Julius Caesar, Suetonius’s life appears to be missing the first section, about the great man’s family and boyhood. Why? Did Augustus suppress them as he is said to have suppressed Caesar’s juvenile writings, in order to manipulate and burnish the legend of his adoptive father?

The Life consists of 89 short sections which fill 40 pages of the Penguin translation.

(1) Aged barely 18, Caesar married Cornelia, daughter of the consul Lucius Cornelius Cinna, of Gaius Marius’s party. The dictator Lucius Cornelius Sulla demanded that Caesar ‘put her away’ i.e. divorce her, but Caesar obstinately refused and had to go into hiding from Sulla’s wrath. Eventually friends of his persuaded Sulla to relent, at which he spoke the much quoted words: “Have your way and take him but bear in mind that the man you are so eager to save will one day deal the death blow to the cause of the aristocracy, which you have joined with me in upholding. There are many Mariuses in this fellow Caesar.”

(2) He went to serve in Asia as aide-de-camp to the provincial governor Marcus Thermus. When sent to  raise a fleet in Bithynia he spent so much time with king Nicomedes that a rumour spread he was having a homosexual relationship with him. [A reputation for philandering was to follow Caesar cf his affair with Cleopatra.]

(3) He was serving another commander in Cilicia (southern Turkey) when the death of Sulla in 78 BC opened up the political scene and he hurried back to Rome, He was offered a place in the revolt of Marcus Lepidus but doubted the latter’s chances and turned it down.

(4) He brought a law suit against Cornelius Dolabella but it failed and to escape the resulting ill feeling he headed off to Rhodes to study under the noted orator Apollonius Molo. But en route he was captured by pirates and held to ransom. When his family and friends coughed up the required amount (50 talents = 12,000 gold pieces) Caesar promptly hired some ships and soldier, tracked down the pirates and had them all crucified. Then continued on to Rhodes to study.

(5) On Caesar’s return to Rome he helped the Assembly undo aspects of Sulla’s constitutional reforms, for example restoring the veto of the tribunes of the plebs.

(6) During his quaestorship in 69 BC he delivered eulogies to his aunt Julia [the one who had married the general and ruler of Rome Gaius Marius] and wife Cornelia, in which he lost no opportunity to remind everyone that his extended family or clan, the Julii, claimed descent from Aeneas and through him to the goddess Venus.

He next married Pompeia but divorced her after the strange (and irritatingly ubiquitous) story about Publius Clodius Pulcher disguising himself as a woman to enter Caesar’s house during the women-only rites for the goddess Bona.

(7) As quaestor he was sent to help govern Spain, In Gades he was seen to sigh on seeing the statue of Alexander the Great, vexed that, at the same age as Alexander when he died, he had done nothing of note. [In Plutarch the same story is told except Caesar bursts into tears.] He had a dream of raping his mother which the soothsayers interpreted as meaning he was destined to conquer the Earth, ‘our Universal Mother’.

(8) He laid down his quaestorship and visited the citizens living beyond the river Po who complained that they weren’t granted full Roman citizenship and might have raised them in revolt had not the authorities brought in fresh legions. In other words, he was an impatient ambitious young man looking for a cause.

(9) He was elected aedile in 65 BC. Suetonius then reports that Caesar conspired with Rome’s richest man, Marcus Licinius Crassus, to overthrow the government, to storm the Senate, massacre as many senators as possible, have Crassus installed as dictator with Caesar his Master of Horse or deputy, and a couple of other conspirators as consuls. Apparently Crassus got cold feet and the plan fell through. Suetonius mentions another conspiracy, with Piso, to raise rebellion in Rome, the Po valley and Spain simultaneously. Suetonius knows these are scandalous accusations and so names three other historians as his authorities. None of this is mentioned in Plutarch.

(10) As aedile Caesar put on spectacular shows. In fact he assembled so many gladiators for public fights that his opponents thought he was going to use them for political violence and rushed through a law limiting the number of gladiators that anyone might keep in Rome.

(11) Ambition. Caesar tried to get control of Egypt by popular vote following the outcry after Pharaoh Ptolemy XII, officially a friend and ally of Rome, was overthrown – but the aristocratic party foiled his attempt. [All this is context for his involvement in Egypt and Cleopatra 20 years later.] In revenge he restored statues of the anti-aristocratic Marius throughout central Rome. He also prosecuted bounty hunters who had brought in the heads of those proscribed under Sulla.

(12) He presided over the trial of Gaius Rabirius.

(13) He won the position of pontifex maximus, getting deeply into debt in order to bribe the people. Suetonius repeats the oft-told story that, on the morning of his election, as he set off to the polls, he told his mother he would return as pontifex or not at all [generally taken to mean he would be in so much debt that if he didn’t win the post, he’d be forced to flee the city.]

(14) The Catiline conspiracy Caesar spoke against the death penalty for the conspirators and swayed most of the Senate till Marcus Porcius Cato (also known as Cato the Younger) stood up and spoke sternly in favour of the death penalty. [A full transcript of these dramatic speeches, albeit probably made up, is given in Sallust’s Cataline’s War.]

Suetonius goes beyond previous accounts in adding the dramatic detail that when Caesar persisted in his call for clemency, a troop of Roman knights threatened him and even drew their swords and made  threatening passes with them so that his friends had to rally round and shield him. Only then did he yield the point, withdraw, and for the rest of the year didn’t revisit the Senate House.

This sounds like an artistic touch, like a deliberate prefigurement of his assassination 20 years later.

(15) On the first day of his praetor­ship he called upon Quintus Catulus to render an account owing to the people touching the restoration of the Capitol, but abandoned it when the aristocratic party of senators, who had been accompanying the newly elected consuls to the Capitol, returned to the Senate building.

(16) He supported Caecilius Metellus, tribune of the commons, in bringing some bills of a highly seditious nature in spite of the veto of his colleagues. Even when the Senate ordered him to cease and desist, he persisted until they threatened him with violence at which point he dismissed his lictors, laid aside his robe of office, and slipped off to his house.

All these stories bespeak the rebellious obstinacy of the man and the turbulence which surrounded him.

(17) He then got into trouble by being named among the accomplices of Catiline by an informer called Lucius Vettius and in the senate by Quintus Curius. Caesar strongly refuted the claims, not least by pointing out how he had alerted Cicero, consul and lead magistrate in Rome, of the conspiracy and so was decisive in getting is quelled. He secured the conviction and imprisonment of both informers.

(18) After securing the governorship of Further Spain he left hastily before formally confirmed in post in order to avoid his, by now, numerous and clamouring creditors. He restored order in the province but returned hastily to Rome to claim a triumph. He also wanted to be consul for the following year and couldn’t do both. After agonising, he entered the city, thus losing the triumph, in order to contest the consulship.

(19) Caesar was elected consul but not with the partner he wanted, as the aristocracy lobbied hard and bribed heavily to ensure that one of their party, Marcus Bibulus, was elected as his partner consul. The optimates then offered him the most trivial and demeaning governorship possible, of ‘woods and pastures’, which in practice meant guarding the mountain-pastures and keeping the woods free from brigands.

Frustrated, Caesar worked behind the scenes to reconcile the most successful general in the land, Pompey, and the richest man, Crassus, to come to a behind the scenes arrangement to share power and secure each other’s aims. This came to be called the First Triumvirate.

(20) As consul Caesar immediately passed a law that the proceedings both of the senate and of the people should day by day be compiled and published. He also revived a by-gone custom, that during the months when he did not have the fasces an orderly should walk before him, while the lictors followed him. He brought forward an agrarian law too and when his partner consul opposed it, drove him from the Senate by force, terrorising him into remaining in his house for the rest of his term.

Caesar had in effect made himself sole ruler. A joke went round that official documents, instead of being signed by the two consuls i.e. “Done in the consul­ship of Bibulus and Caesar” were marked “Done in the consul­ship of Julius and Caesar”. Many a true word spoken in jest. Suetonius gives examples of Caesar’s peremptory behaviour:

  • he divided public land among twenty thousand citizens who had three or more children each
  • when the tax collectors asked for relief, he freed them from a third part of their obligation but warned them from bidding too recklessly for contracts in the future
  • he freely granted to anyone whatever they took it into their heads to ask
  • Cato, who tried to delay proceedings, was dragged from the House by a lictor at Caesar’s command and taken off to prison
  • when Lucius Lucullus was too outspoken in his opposition, he filled him with such fear of malicious prosecution that Lucullus actually fell on his knees before him
  • because Cicero, while pleading in a court case, deplored the times, Caesar transferred the orator’s enemy Publius Clodius that same day from the patricians to the plebeians, something Clodius had vainly been striving for for ages
  • he bribed an informer to declare that he had been encouraged by certain men to murder Pompey, and to name them in public; however, the informer bungled the task and to cover this attempt to incriminate the entire body of his political enemies, Caesar had the would be informant poisoned

(21) As previously discussed, marriage in ancient Rome was an important way of creating political alliances. Caesar now married Calpurnia, daughter of Lucius Piso, who was to succeed him in the consul­ship, and married his own daughter, Julia, to Gnaeus Pompeius, to cement their partnership.

(22) With these influential backers in place Caesar now lobbied to be awarded the governorship of Gaul, not the ‘woods and pastures’, figuring, like so many Roman governors, that it would a an excellent location in which a) to gain military glory b) fleece the natives and grow rich.

At first by the bill of Vatinius he received only Cisalpine Gaul with the addition of Illyricum but then the Senate, fearful that the people would lobby violently, decided to add Gallia Comata as well. Suetonius passes on a juicy anecdote that, later, among friends, he celebrated his success over his enemies and said he would use it to mount on their heads with a pun meaning a) clambering over their heads b) mounting their penises.

When someone insultingly remarked that that would be no easy matter for any woman, he replied in the same vein that Semiramis too had been queen in Syria and the Amazons in days of old had held sway over a great part of Asia.

(23) As soon as his consulship ended some praetors tried to bring legal proceedings against him for misconduct but Caesar managed to bribe his way out of this and thenceforward took pains to be on good terms with all succeeding magistrates, getting them to vow and even sign pledges not to prosecute him.

[This is how Roman politics worked. Academics explain the process of voting for candidates but not enough attention is paid to what appears to be the almost inevitable consequence of office which is someone will try and prosecute you. While canvassing for office candidates had to spend a fortune bribing the voters and, after leaving office, had to spend a fortune bribing succeeding officials not to prosecute them. Forget morality – it was just a crazily unstable system.]

(24) Suetonius has the motivation behind Caesar calling a meeting of the Triumvirate in Luca, in 56, being that Lucius Domitius, candidate for the consul­ship, was threatening to remove him from the generalship of the armies in Gaul. He called Pompey, Crassus and a third of the Senate to head this off and, in exchange for favours to his partners, had his command in Gaul extended by 5 years.

(25) Suetonius summarises Caesar’s 9 years in Gaul:

  • he reduced the entire area to a province and imposed an annual tribute of 40 million sestercii
  • he was the first to build a bridge over the Rhine and attack the Germans on their home turf
  • he invaded Britain, exacting money and hostages

In all this time he suffered only three setbacks:

  • in Britain, where his fleet narrowly escaped destruction in a violent storm
  • in Gaul, when one of his legions was routed at Gergovia
  • on the borders of Germany, when his lieutenants Titurius and Aurunculeius were ambushed and slain

[In fact, by Caesar’s own account, he suffered more close shaves than that.]

(25) After the murder of Clodius the Senate voted for just one consul to hold office and gave it to Pompey. This seems a little garbled. I thought Pompey was awarded sole consulship in light of the ongoing riots between the rival gangs of Clodius and Titus Annius Milo.

Caesar now began lobbying to be awarded the consulship at the moment he relinquished his command in Gaul in 50 BC. He began to campaign lavishly, he:

  • began to build a new forum with his spoils from Gaul
  • announced a massive feast in memory of his daughter
  • he announced massive gladiatorial games and paid for gladiators to be trained
  • he doubled the pay of the legions for all time
  • whenever grain was plenti­ful he distributed it to the people

Populism. When he had put all Pompey’s friends under obligation, as well as the greater part of the Senate, through loans made without interest or at a low rate, he lavished gifts on men of all other classes.

(28) How he curried favour with foreign princes, sending troops or money or hostages as appropriate. He paid for public works for the principle cities throughout the empire. [Plutarch doesn’t make mention of this global campaign. Is it a later inflation of the legend?]

Nonetheless, events moved towards their crisis. The consul Marcus Claudius Marcellus proposed that, since peace was finally established in Gaul, Caesar be relieved of his command but forbidden from standing as consul in that year’s elections. The precise opposite of what Caesar wanted.

(29) The following year Gaius Marcellus, who had succeeded his cousin Marcus as consul, tried the same thing but Caesar by a heavy bribe secured the support of the other consul, Aemilius Paulus, and of Gaius Curio, the most reckless of the tribunes. He proposed a compromise, that he give up eight legions and Transalpine Gaul but be allowed to keep two legions and Cisalpine Gaul until he was elected consul.

(30) At the crisis intensified, Caesar crossed the Alps to Cisalpine Gaul and halted at Ravenna. When the Senate passed a decree that Caesar should disband his army before a given date and the tribunes Mark Antony and Quintus Cassius exercised their privilege and vetoed it, not only did the Senate ignore the veto but hounded the tribunes out of town with the threat of violence.

Why did he cross the Rubicon? Pompey later said it was he couldn’t afford to complete all the great works he’d promised and so wanted a state of disruption. Others said he knew he would be prosecuted for breaking umpteen laws during his first consulship. Cato hugely exacerbated the problem by taking an oath swearing he would impeach Caesar the minute he lay down his command. The simplest reason is he knew he would be tried, found guilty of something and permanently exiled.

(31) The story of how he decided to cross the Rubicon and sent his troops ahead but himself spent all day very publicly around Ravenna and in the evening attended a party, to allay suspicions. Only at the end of the evening did he harness a carriage and race to meet his troops.

(32) As he and his troops hesitated a being of wondrous stature and beauty appeared, snatched a trumpet from one of the soldiers, strode across the river and sounded the war-note with mighty blast from the other side. If only all corporate decisions were made that way.

(33) He harangued the soldiers with tears and tore his tunic and waved his hand around. This latter gave rise to a misunderstanding for he wore his senator’s ring on his left hand and the soldiers who couldn’t hear him thought he was offering them each a fortune to fight for him.

(34) He overran Umbria, Picenum, and Etruria, took prisoner Lucius Domitius, who was holding the town of Corfinium, let him go free, then proceeded along the Adriatic to Brundisium, where Pompey and the consuls had taken refuge. He tried but failed to prevent them sailing in a fleet across to modern day Albania but had no ships of his own to follow, so marched on Rome, taking it. Here he dealt peacefully with his remaining enemies, before setting off for Spain in order to defeat Pompey’s strongest forces, under command of three of his lieutenants – Marcus Petreius, Lucius Afranius, and Marcus Varro – which he did with surprising speed.

(35) Suetonius makes very light indeed of what happened next, describing Caesar’s assembly of a fleet, transport of his army across the Adriatic, the four month siege of Dyrrhachium, then following Pompey’s army into Thrace where he soundly defeated him at the battle of Pharsalum in one sentence. He followed the fleeing Pompey to Egypt where he arrived to discover he had been murdered by Egyptian officers who thought it would please him, and then became embroiled in an inconvenient war, bottled-up in the city of Alexandria. He was eventually triumphant over the army of the pharaoh who fled and was never heard of again, so that Caesar was able to leave Egypt in control of Ptolemy’s sister, Cleopatra.

Then he sums up the separate campaigns in Asia, Africa and Spain thus:

From Alexandria he crossed to Syria, and from there went to Pontus, spurred on by the news that Pharnaces, son of Mithridates the Great, had taken advantage of the situation to make war, and was already flushed with numerous successes; but Caesar vanquished him in a single battle within five days after his arrival and four hours after getting sight of him, often remarking on Pompey’s good luck in gaining his principal fame as a general by victories over such feeble foemen. Then he overcame Scipio and Juba, who were patching up the remnants of their party in Africa, and the sons of Pompey in Spain.

[Suetonius is a man in a hurry. All this is covered in vastly more detail in Caesar’s own account of the War in Alexandria, and whoever wrote the accounts of the campaigns in north Africa and Spain.]

(36) In all the civil wars Caesar suffered not a single disaster except through his lieutenant.

(37) Having ended the wars, he celebrated five triumphs, the first and most splendid was the Gallic triumph, the next the Alexandrian, then the Pontic, after that the African, and finally the Spanish, each differing from the rest in its equipment and display of spoils. He mounted the Capitol by torchlight with forty elephants bearing lamps on his right and his left. In his Pontic triumph he displayed among the show-pieces an inscription with just three words, “I came, I saw, I conquered,” not even bothering to describe the events of the war or the key battle (the battle of Zela, August 47 BC) but emphasising what he himself considered his outstanding quality which was amazing speed, of approach and attack.

(38) As examples of the astonishing liberality of these top leaders, Suetonius states that:

To each and every foot-soldier of his veteran legions he gave 24,000 sesterces by way of booty, over and above the 2,000 apiece which he had paid them at the beginning of the civil strife. He also assigned them lands but was careful not to dispossess any of the former owners. To every man of the people he gave 10 pecks of grain and the same number of pounds of oil plus the 300 sesterces he had promised at first, and 100 apiece because of the delay. He remitted a year’s rent in Rome to tenants who paid 2,000 sesterces or less and in Italy up to 500 sesterces. He added a banquet and a dole of meat, and after his Spanish victory two dinners for everyone.

[The reader is awed by the wealth of these super-rich people, but also at the kind of society in which this was a recognised convention or way of proceeding.]

(39) Having covered the war against Pompey and his heirs with laughable superficiality, Suetonius devotes twice as much space to describing the lavish games Caesar paid for. It is worth quoting at length because its impact derives from its scale.

1. He gave entertainments of diverse kinds: a combat of gladiators and also stage-plays in every ward all over the city, performed too by actors of all languages, as well as races in the circus, athletic contests, and a sham sea-fight. In the gladiatorial contest in the Forum Furius Leptinus, a man of praetorian stock, and Quintus Calpenus, a former senator and pleader at the bar, fought to a finish. A Pyrrhic dance was performed by the sons of the princes of Asia and Bithynia. 2. During the plays Decimus Laberius, a Roman knight, acted a farce of his own composition, and having been presented with five hundred thousand sesterces and a gold ring,​ passed from the stage through the orchestra and took his place in the fourteen rows.​ For the races the circus was lengthened at either end and a broad canal​ was dug all about it; then young men of the highest rank drove four-horse and two-horse chariots and rode pairs of horses, vaulting from one to the other. The game called Troy was performed by two troops, of younger and of older boys. 3. Combats with wild beasts were presented on five successive days, and last of all there was a battle between two opposing armies, in which five hundred foot-soldiers, twenty elephants, and thirty horsemen engaged on each side. To make room for this, the goals were taken down and in their place two camps were pitched over against each other. The athletic competitions lasted for three days in a temporary stadium built for the purpose in the region of the Campus Martius. 4. For the naval battle a pool was dug in the lesser Codeta and there was a contest of ships of two, three, and four banks of oars, belonging to the Tyrian and Egyptian fleets, manned by a large force of fighting men. Such a throng flocked to all these shows from every quarter, that many strangers had to lodge in tents pitched in streets or along the roads, and the press was often such that many were crushed to death, including two senators.

(40) Caesar reformed the calendar, adding a few days to make it last the 365 days of the solar year, with an extra day added every fourth year, such as we still do, 2,000 years later.

(41) He filled the vacancies in the senate, enrolled additional patricians, and increased the number of praetors, aediles, and quaestors, as well as of the minor officials. Half the officials were elected in the old way, half were directly appointed by him.

(42) Details of more of his reforms, including how long citizens were allowed to live overseas, who was allowed to travel. He made a partial attempt to sort out the problem of indebtedness which seems to have been one of Rome’s most enduring social problem. He dissolved all guilds, except those of ancient foundation. He increased the penalties for crimes.

(43) 1. He administered justice with the utmost conscientiousness and strictness. Those convicted of extortion he dismissed from the senatorial order. He imposed duties on foreign wares. He denied the use of litters and the wearing of scarlet robes or pearls to all except those of a designated position and age, and on set days. 2. He enforced the laws against extravagance, setting watchmen in the market to seize and bring to him dainties which were exposed for sale in violation of the law. Sometimes he sent his lictors and soldiers to take from a dining-room any articles which had escaped the vigilance of his watchmen, even if they had already been served to the guests.

(44) Caesar’s grand public schemes involved:

  • to build a temple of Mars bigger than any in existence
  • to build a theatre of vast size, sloping down from the Tarpeian rock
  • to reduce the civil code to fixed limits and the vast, prolix mass of statutes down to only the best and most essential
  • to open to the public the greatest possible libraries of Greek and Latin books
  • to drain the Pontine marshes
  • to build a highway from the Adriatic across the summit of the Apennines as far as the Tiber

Militarily, he planned to check the Dacians, who had poured into Pontus and Thrace then to make war on the Parthians by way of Lesser Armenia.

[Remember I mentioned that Suetonius departed from the basic chronological methodology of his predecessors by adding descriptions of his subjects’ characters by category? Well, sections 45 to about 77 of the Life of Caesar do just that, pausing the (often very superficial) account of Caesar’s life story to look at a range of his qualities or characteristics.]

Before I speak of Caesar’s death, it will not be amiss to describe briefly his personal appearance, his dress, his mode of life, and his character, as well as his conduct in civil and military life.

(45) “He is said to have been tall of stature with a fair complexion, shapely limbs, a somewhat full face, and keen black eyes. Sound of health, except that towards the end he was subject to sudden fainting fits and to nightmare as well. He was twice attacked by the falling sickness​ during his campaigns. 2. He was overnice in the care of his person, being not only carefully trimmed and shaved, but even having superfluous hair plucked out.”

[Hence his reputation, as a young man, of being a dandy.]

“His baldness was a disfigurement which troubled him greatly since he found that it was often the subject of the gibes of his detractors. Because of this he used to comb fhis thin hair forward from the crown of his head. Of all the honours voted him by the senate and people he welcomed none more gladly than the privilege of wearing a laurel wreath at all times since it covered his baldness.”

(46) He is said to have built a country house on his estate at Nemi at great cost but then torn it down because it did not suit him in every particular even though he was, at the time, poor and in debt. It was said that he carried tesselated and mosaic floors about with him on his campaigns [!].

(47) “He was an enthusiastic collector of gems, carvings, statues, and pictures by early artists. Also of slaves of exceptional figure and training at enormous prices, of which he himself was so ashamed that he forbade their entry in his accounts.”

(48) “He was so punctilious in the management of his household that he put his baker in irons for serving him with one kind of bread and his guests with another. He inflicted capital punishment on a favourite freedman for adultery with the wife of a Roman knight, although no complaint was made against him.”

(49) His early ‘friendship with King Nicomedes dogged the rest of his career, giving rise to no end of homophobic quips and insults.

(50) His affairs with women were described as numerous and extravagant. He seduced the wives of many senators and even Pompey’s wife Mucia. “But beyond all others Caesar loved Servilia, the mother of Marcus Brutus, for whom in his first consul­ship he bought a pearl costing six million sesterces.” Some people said that Servilia prostituted her own daughter Tertia to Caesar.

(51) That he behaved the same in Gaul is suggested by one of the many bawdy songs his soldiers sang about him in the Gallic triumph: “Men of Rome, keep close to your consorts, here’s a bald adulterer.”

(52) He had affairs with foreign queens, the most notable of course being Cleopatra. It is said that he would have followed her in a barge up the Nile to Ethiopia but his soldiers rebelled. He lavished her with presents and titles and she bore his son, Caesarion.

The extraordinary suggestion that Helvius Cinna, tribune of the commons, admitted to friends that he had a bill drawn which Caesar had ordered him to propose to the people in his absence, making it lawful for Caesar to marry what wives he wished, and as many as he wished, “for the purpose of begetting children.” [He sounds like an African dictator.]

That he had a bad reputation both for shameless vice and for adultery is suggested by the fact that the elder Curio in one of his speeches called him “every woman’s man and every man’s woman.” [Bisexual and shamelessly promiscuous.]

(53) He drank little, was never drunk, and cared little about food.

(54) In Gaul and Spain he shamelessly sacked towns which had surrendered in order to loot them. At first this was to pay off his monster debts but eventually he accumulated so much god “he didn’t know what to do with it”. In his first consul­ship he stole 3,000 pounds of gold from the Capitol, replacing it with the same weight of gilded bronze. He made alliances and thrones a matter of barter, for he extorted from Ptolemy alone nearly 6,000 talents. Later on he met the heavy expenses of the civil wars, his triumphs and entertainments by the most bare-faced pillage and sacrilegious looting of temples.

(55) Caesar equalled or surpassed both the greatest generals and the greatest orators in history. His prosecution of Dolabella placed him in the first rank of advocates and Cicero asked in his Brutus whether his readers knew of a better speaker than Caesar, of anyone who spoke so wittily with such a wide yet precise vocabulary.

(56) Caesar left memoirs of the Gallic war and the civil war with Pompey. The author of their continuations into a history of the Alexandrian, African, and Spanish Wars is unknown; some think it was Oppius, others Hirtius, who also supplied the final book of the Gallic War.

Cicero thought the accounts were “naked in their simplicity, straightforward yet graceful, stripped of all rhetorical adornment, as of a garment” and obviously written to supply material to others.

The orator, poet, playwright, literary critic, and historian Gaius Asinius Pollio thought they had been left incomplete and that Caesar intended to revise and polish them. Also that they were flawed because Caesar was biased in the description of his own accounts and too readily believed his subordinates’ accounts of their doings.

(57) He was highly skilled in arms and horseman­ship, and of incredible powers of endurance. He moved at incredible speed, sometimes covering 100 miles in a day, sometimes arriving at his destination before the messengers sent to warn of his coming.

(58) He was careful and cautious, about crossing to Britain, about crossing the Rhine, about crossing from Brundisium to Dyrrachium.

(59) No regard for religion ever turned him from any undertaking, or even delayed him.

(60) He joined battle, not only after planning his movements in advance but on a sudden opportunity, often immediately at the end of a march, and sometimes in the foulest weather, when one would least expect him to make a move.

(61) He rode a remarkable horse with feet that were almost human for its hoofs were cloven in such a way as to look like toes. This horse was foaled on his own place and the soothsayers foretold that its master would one day rule the world.

(62) When his army gave way, he often rallied it single-handed, planting himself in the way of the fleeing men and grabbing them one by one and turning them to face the enemy.

(63) He was famous for his presence of mind in a crisis.

(64) “At Alexandria, while assaulting a bridge, he was forced by a sudden sally of the enemy to take to a small skiff. When many others threw themselves into the same boat, he plunged into the sea, and after swimming for 200 paces, got away to the nearest ship, holding up his left hand all the way, so as not to wet some papers which he was carrying, and dragging his cloak after him with his teeth, to keep the enemy from getting it as a trophy.” [This seems to derive the War in Alexandria.]

(65) He valued his soldiers neither for their personal character nor for their fortune, but solely for their prowess, and he treated them with equal strictness and indulgence.

(66) When they were in a panic through reports about the enemy’s numbers, he used to rouse their courage not by denying or discounting the rumours, but by falsely exaggerating the true danger.

(67) He did not take notice of all his soldiers’ offences or punish them by rule, but he kept a sharp look out for deserters and mutineers. This he chastised them most severely, shutting his eyes to other faults.

(68) His men were fantastically loyal to him and looked after each other. When captured they refused to go over to the other side. They fought fanatically.

(69) They did not mutiny once during the ten years of the Gallic war. In the civil wars they did so now and then, but quickly resumed their duty. Caesar discharged the entire ninth legion in disgrace before Placentia, though Pompey was still in the field, reinstating them unwillingly and only after many abject entreaties, while insisting on punishing the ringleaders.

(70) How he handled the Tenth Legion which clamoured to be released from duty and which he humiliated by calling them ‘citizens’, making them beg to be reinstated as citizens again.

(71) His rescue of Masintha, a youth of high birth, against king Hiempsa.

(72) His friends he treated with invariable kindness and consideration.

(73) He readily forgave his enemies including Gaius Memmius, Gaius Calvus and the poet Valerius Catullus.

(74) Even in revenge he was merciful. Suetonius claims that when Caesar tracked down the pirates who had held him captive and had them crucified, he ordered their throats cut first so they didn’t really suffer.

(75) He repeatedly spared the lives of enemies, promoted some to high offices, in battle refused to kill his prisoners when the opposition killed theirs, and so on.

(76) On the other hand, he was intolerably puffed up with pride and accept excessive honours, such as:

  • an uninterrupted consul­ship
  • the dictator­ship for life
  • the censor­ship of public morals
  • the forename Imperator
  • the surname of Father of his Country
  • a statue among those of the kings
  • and a raised couch in the orchestra

He allowed honours to be bestowed on him which were too great for mortal man:

  • a golden throne in the House and on the judgment seat
  • a chariot and litter carrying his image in the procession at the circus
  • temples, altars, and statues beside those of the gods
  • an additional college of the Luperci
  • and the calling of one of the months by his name

He ruled by personal whim appointing officials with total disregard for law and precedent.

(77) A selection of some of his ‘arrogant’ sayings such as that the ‘state’ was a name without a body and that Sulla made a mistake when he lay down his dictatorship.

(78) The event which caused most ill feeling was when the Senate approached him in a body with many highly honorary decrees and Caesar received them before the temple of Venus Genetrix without rising. Some think he was held back by Cornelius Balbus, others that he felt one of his epileptic fits coming on and didn’t dare rise, but the story is widely attested as a prime example of him arrogantly thinking himself above the state.

(79) Kingship The events and rumours which led people to think he seriously aimed at becoming king, the one thing anathema to all Romans:

  • at the Latin Festival someone placed on his statue a laurel wreath with a white fillet tied to it symbolising kingship. When two tribunes ordered that the ribbon be removed from the wreath and the man taken off to prison, Caesar rebuked and deposed them. He claimed this was because he had been robbed of the glory of refusing it but from that time on he could not rid himself of the odium of having aspired to the title of monarch
  • the famous quip, when asked if he wanted to be king, that “I am Caesar and no king”
  • at the feast of the Lupercalia, when Mark Antony several times attempted to place a crown on his head as he spoke from the rostra, he put it aside and at last sent it to the Capitol, to be offered to Jupiter Optimus Maximus
  • reports that he planned to move to Alexandria, taking with him the resources of the state and leaving Rome in the charge of deputies
  • the rumour that at the next meeting of the Senate Lucius Cotta would announce as the decision of the college of fifteen priests that, since it was written in the Sybilline Books that the Parthians could only be conquered only by a king, Caesar should be given that title

(80) Examples of the resentment of the people at Caesar’s adoption of absolute power [Suetonius doesn’t give us details of when he made himself dictator and the powers it gave him]. Thus:

  • when Caesar admitted foreigners into the Senate, a placard was posted telling no-one to point out the way to the Senate House “to a newly made senator”
  • rude verses were made up and sung accusing Caesar of promoting Gauls
  • Caesar appointed Quintus Maximus as consul in his place for three months, but when Quintus was entering the theatre, and his lictor called attention to his arrival in the usual manner, a general shout was raised: “He’s no consul!”
  • someone wrote on the base of Lucius Brutus’ statue, the man who drove the last kings from Rome: “Oh, that you were still alive”

Thus there was widespread popular feeling against Caesar and this encouraged different groups of conspirators to coalesce into one big conspiracy, which eventually totally 60 men. Various times and places were discussed until a meeting of the Senate was called for the Ideas (15) of March and the plan coalesced.

(81) Just as much as Plutarch, Suetonius takes bad omens seriously enough to record them in detail:

  • at Capua settlers in the new colony found in some old tombs a bronze tablet saying that when these bones were moved, a son of Ilium shall be slain at the hands of his kindred and avenged at heavy cost to Italy [son of Ilium because a) that was the Greek name for Troy b) Caesar’s family, the Julii, claimed descent from Aeneas, a prince of Troy]
  • the herds of horses which he had dedicated to the river Rubicon when he crossed it, and had let loose without a keeper, stubbornly refused to graze and wept copiously
  • when Caesar was offering sacrifice, the soothsayer Spurinna warned him to beware of danger, which would come not later than the Ides of March
  • on the day before the Ides of March a little bird called the king-bird flew into the Hall of Pompey with a sprig of laurel, pursued by others of various kinds from the grove hard by, which tore it to pieces in the hall
  • the night before his murder he dreamt now that he was flying above the clouds, now that he was clasping the hand of Jupiter
  • his wife Calpurnia dreamed that the pediment​ of their house fell, and that her husband was stabbed in her arms

Which is why he hesitated to go to the Senate House that morning but Decimus Brutus, who was in on the conspiracy, kept urging him not to let the Senate down, so eventually he left his house and set off. Several people handed him notes warning him of the conspiracy but he merely held onto them without reading.

Finally, it is said that he laughed at Spurinna and calling him a false prophet, because the Ides of March had come and he wasn’t harmed – but Spurinna replied that they had indeed come, but they had not gone.

(82) Description of the precise order of who stabbed him where. Compare and contrast with Plutarch. What always amazes me is that in a such a heavily militarised society where almost every adult male had served in the army, it took 23 stab wounds to kill him. Everyone fled the scene leaving the body and it was left to three slaves to place it on a litter and carry it home to his wife.

The conspirators had intended to drag his body to the Tiber, confiscate his property and revoke his decrees but they forebore through fear of Marcus Antonius the consul, and Lepidus, the master of horse. [Unlike Plutarch’s version where they ran out of the Senate House crying “Liberty! Freedom!”]

(83) Suetonius has Caesar’s will being opened and read at Mark Antony’s house: he allotted three quarters of his fortune to his sisters’ grandson, Gaius Octavius, and Lucius Pinarius and Quintus Pedius to share the remainder. At the end of the will he adopted Gaius Octavius into his family and gave him his name. To the people he left his gardens near the Tiber for their common use and three hundred sesterces to each man.

(84) Suetonius gives a very different account of Caesar’s funeral which omits Antony’s inflammatory reading of the will and displaying the bloody toga to the mob, which infuriated them. Suetonius gives s detailed description of the gilded shrine which was made after the model of the temple of Venus Genetrix, within which was a couch of ivory with coverlets of purple and gold, and at its head a pillar hung with the robe in which he was slain. And that Antony had the decree of the Senate read out by which Caesar was deified, to which he added very few words of his own [unlike Plutarch, where it is Antony’s sustained impassioned speech which rouses the crowd to vengeance.

While his friends debated where the pyre should be lit, in another supernatural moment;

on a sudden two beings​ with swords by their sides and brandishing a pair of darts set fire to it with blazing torches, and at once the throng of bystanders heaped upon it dry branches, the judgment seats with the benches, and whatever else could serve as an offering.

Angels, apparently.

(85) Inflamed with anger the mob ran to set fire to the houses of the conspirators Brutus and Cassius, but were repelled. They came across the harmless poet Helvius Cinna in the street and, mistaking him for the conspirator Cornelius Cinna, tore him to pieces and paraded his head on a spear. [Suetonius doesn’t mention it but it was this incident which persuaded the conspirators to flee Rome, thus handing the city over to their enemy, Mark Antony.]

The people set up in the Forum a solid column of Numidian marble almost twenty feet high and inscribed upon it, “To the Father of his Country.” At the foot of this for years afterwards they made sacrifice, made vows, and settled disputes by an oath in the name of Caesar.

(86) Some of his friends thought Caesar no longer wanted to live due to failing health. This would explain why, despite the mounting rumours and ominous portents, he dismissed the armed bodyguard of Spanish soldiers that formerly attended him and went to the Senate unprotected.

It is reported that he said that it wasn’t for his own sake that he should remain alive – he had long since had his fill of power and glory – it was because if he were killed, the commonwealth would have no peace but be plunged into strife under much worse conditions. Which is precisely what happened.

(87) Everyone agrees Caesar himself had a horror of a long lingering death and wanted one which was sudden and unexpected.

(88) Caesar was 56 when he died and was swiftly deified, not only by a formal decree, but also in the hearts of the common people. At the first of the games which his heir Augustus gave in honour of his apotheosis, a comet shone for seven days in a row.

It was voted that the hall in which he was murdered be walled up, that the Ides of March be called the Day of Parricide, and that a meeting of the Senate should never be called on that day.

(89) Hardly any of his assassins survived him for more than three years or died a natural death. They all perished in various ways — some by shipwreck, some in battle; some took their own lives with the self-same dagger with which they had stabbed Caesar.

Comparisons

In comparison with Plutarch, Suetonius really skimps on the details of both the political intrigue and the military campaigns. Instead you get the character profiling about his horse and haircut and so on in chapters 45 to 77. For the intense debate in the Senate about the Catiline conspirators, read Sallust. For Caesar’s achievements in Gaul read his own account, ditto the civil war with Pompey. Cicero’s letters give a vivid feel of what it felt like living under Caesar’s dictatorship i.e. stifled and numb.

Like Plutarch, like plenty of commentators at the time and ever since, Suetonius seems conflicted in his opinion about Caesar, supplying plenty of evidence that he was an extravagant and arbitrary dictator, but also lamenting the impiety of his murder.


Related link

Roman reviews

The Dissolution of the Austro-Hungarian Empire 1867-1918 by John W. Mason (1985)

This is another very short book, one of the popular Seminar Studies in History series. These all follow the same layout: 100 or so pages of text divided up into brisk, logical chapters, followed by a short Assessment section, and then a small selection of original source documents from the period.  It’s a very useful format for school or college students to give you a quick, punchy overview of a historical issue.

This one opens by summarising the central challenge faced by the Austro-Hungarian Empire as it entered the twentieth century: how to take forward a fragmented, multi-cultural empire based on traditional dynastic and semi-feudal personal ties into the age of nationalism and democracy where every individual was, in theory at least, a citizen, equal before the law.

On page one Mason locates four key failures of late imperial governance:

  1. the failure to solve the Czech-German conflict in the 1880s and 1890s
  2. the failure to develop a genuine parliamentary government in the late 1890s
  3. failure to solve the Austro-Hungarian conflict in the early 1900s
  4. failure to solve the South Slav conflict in the decade before World War One

PART ONE The background

1. The Hapsburg Monarchy in European History

The Hapsburg monarchy lasted 640 years from 1278 to 1918. It was a dynastic creation, never attached to a specific country. In 1867 (following Hungary’s defeat to Prussia in the war of 1866) the state was organised into the so-called Dual Monarchy, with the Hapsburg ruler titled the Emperor of Austria and the King of Hungary. This gave Hungary more autonomy and respect than it had previously had.

The name ‘Hapsburg’ derives from Habichtsburg meaning ‘Castle of the Hawks’, located in what is now the Swiss canton of Aargau. During the eleventh century the knights from this castle extended their power to build up a position of growing influence in south Germany.

Meanwhile, the eastern March – the Oster Reich – of Charlemagne’s massive empire was granted to the Babenberg family in the tenth century and they held it for the next 300 years.

In 1273 the electors of the Holy Roman Empire elected Rudolf of Hapsburg to the office of Holy Roman Emperor. In the 14th century the Hapsburgs acquired Carinthia, Carniola, Tyrol, Istria and Trieste to their domain. In the 15th another Hapsburg was elected emperor and from 1438 till the Holy Roman Empire was dissolved by Napoleon in 1806 the Crown remained almost continuously in their house.

When King Louis II of Bohemia and Hungary died without issue in 1526, both his crowns passed to the Hapsburgs. This marked a turning point because up till then all Hapsburg land had been German-speaking. Now the Hapsburg administration had to take account of various non-German nations with their own independent histories.

This leads to a Big Historical Idea: just as the countries of the West were beginning to develop the idea of the nation state, central Europe was going down a different path, towards a multi-national empire.

Even more decisive was the role the Hapsburgs played in defending Europe from the Turks. Twice, in 1529 and 1683, the Turks laid siege to Vienna, a very under-reported and under-appreciated part of European history.

The Turkish threat had effectively been repulsed by the start of the 18th century and the Hapsburgs embarked on their new role in Europe which was to act as a counterweight to ambitious France, starting with the War of Spanish Succession (1702-14).

The long rule of the Empress Maria Theresa (1740-80) saw her undertake reform and centralisation of the administration. But her power in central Europe was challenged by Hohenzollern Prussia under Frederick the Great (1740-86). During this period, Poland was partitioned and Austria was given from it the southern province of Galicia, which she retained right up till the end of the Great War.

The French Revolution and Napoleonic Wars (1789-1815) unleashed the ideas of nationalism and democracy across Europe, both of which struck at the heart of the multi-ethnic and hierarchical structure of the Empire.

Under Maria Theresa and her son Joseph II, Austria had arguably been part of the continent-wide movement of reform associated with the Enlightenment, take for example their legislation to remove many of the restrictions placed on the Jewish population.

But the twin forces of nationalism and democracy were such a threat to a multinational polity that from this point onwards the Hapsburgs and the empire they led, became a reactionary force, embodied in the machinations of their legendary Foreign Minister, Klemens von Metternich (foreign minister from 1809 to 1848).

In 1848 revolutions took place all across Europe, with no fewer than five in capitals controlled by the dynasty – in Vienna, Prague, Budapest, Croatia and in northern Italy (territory which the Hapsburgs had seized after the defeat of Napoleon). Hapsburg forces put down the revolutions in four of the locations, but it required the intervention of the Russian army to defeat the revolutionary Hungarian forces. The Magyars never forgot this bitter defeat.

In the Crimean War (1853-6) Austria kept neutral from both sides (Britain & France versus Russia) which weakened her role in Europe. In 1859 France supported the desire for independence of Piedmont, the north Italian state ruled by the Hapsburgs since the defeat of Napoleon, and hammered the Austrians at the Battles of Magenta and Solferino. In response the Hapsburgs introduced some administrative reforms, but in 1866 lost another war, this time against Prussia under Bismarck, decided at the Battle of Sadowa.

Seriously weakened, and now definitely deprived of all influence in a Germany unified under Prussian rule, the Emperor’s politicians were compelled to bolster the Empire’s authority be devising a new agreement with the large Kingdom of Hungary to the East.

2. The Austro-Hungarian Compromise

Hence the Compromise or Ausgleich of 1867 which recognised the sovereign equality of two states, Austria and Hungary, bringing them under the rule of one man, Franz Joseph, Emperor of Austria and King of Hungary. The dual monarchy wasn’t the same as a federation, constitutionally it was unique. But it bolstered the Hapsburgs a) territory b) manpower. Crucially it provided a bulwark against the Slavs in the Balkans, quelling pan-Slavic sentiment.

The drawback of the Compromise was that it was essentially a personal agreement between the Emperor Franz Josef and the Magyar ruling class. Even liberal and progressive German-speaking Austrians felt left out, and that’s before you consider the numerous other nationalities contained within the empire.

PART TWO Domestic affairs

3. The Nationality Questions

The Treaty of Versailles entrenched the idea of national self-determination preached by American President Woodrow Wilson, and resulted in the break-up of the empire into a host of new nation states based on ethnicity. Viewed from this angle, it looks as though the Austro-Hungarian Empire was foredoomed to collapse. But all the histories I’ve read there was no such inevitability. This one wants to scotch two assumptions –

  1. that all the nationalities thought they’d be better off outside the empire (many realised they wouldn’t)
  2. that all the nationalities were ‘at war’ with imperial authorities; many weren’t, they were in much sharper conflict with each other

In the West the state and the nation were closely aligned; but in the East you can see how they are in fact distinct ideas. The state is an administrative unit and in Central and Eastern Europe was based on ancient rights and privileges of rulers, often going back to medieval origins.

From the mid-nineteenth century these traditional ideas were challenged by a concept of ‘nation’ based on ethnicity, culture and language. Otto Bauer the Austrian Marxist made a famous categorisation of the peoples of the empire into ‘historic’ nations, those which had an aristocracy and bourgeoisie and an independent national history;

  • Germans
  • Magyars
  • Poles
  • Italians
  • Croats

and those who don’t:

  • Czechs
  • Serbs
  • Slovaks
  • Slovenes
  • Ruthenians
  • Romanians

Most modern commentators include the Czechs in the list of ‘historic’ nations.

The Germans

In the western half of the empire the Germans made up 10 million or 35% of the population of 28 million. Nonetheless the administration was thoroughly German in character. The official language of the empire was German. The great majority of the civil servants were German, 78% of the officers in the army were German. The cultural life of Vienna, the capitalist class and the press were overwhelmingly German. Three political parties dominated from 1880 onwards, which adopted the three logical policies:

  1. The Pan-Germans looked beyond Austria to a nationalist union of all German peoples under Bismarcks Prussia
  2. The Christian Socialist Party under Karl Lueger aimed to unite all the nationalities under the dynasty
  3. The left-wing Social Democrats aimed to unite the working class of all the nationalities, thus dissolving the nationalities problem

The Czechs

Third largest ethnic group (after the Germans and Hungarians) with 6.5 million or 12% of the population. In Bohemia roughly two fifths of the people were German, three fifths Czech.The Czechs were the only one of the minorities which lived entirely within the borders of the empire, and some they were bitterly disappointed by the Compromise of 1867, which they thought should have recognised their identity and importance. Czech nationalists thought the deal left them at the mercy of German Austrians in the West and Hungarians in the East.

From the 1880s the struggle between Czech and German expressed itself in the issue of the official language taught in schools and used in the bureaucracy. The Czech population increased dramatically: Prague was an overwhelmingly German city in 1850 but 90% Czech by 1910. Germans found it harder to dismiss the Czechs as peasants Slavs, as Bohemia rapidly industrialised and became the economic powerhouse of the empire.

The Poles

The Poles were the fourth largest group, in 1910 4.9 million or 17.8% of the western part of the empire, most of them living in Galicia. Galicia was a) a province of Poland which had been obliterated from the map when it was divided between Russia, Prussia and Austria in the 18th century b) at the north-east fringe of the empire, beyond the Carpathian mountain range.

The Austrians needed the support of the Poles to make up a majority in the parliament in Vienna, and so made so many concessions to the Polish Conservative Party in Galicia that it enjoyed almost complete autonomy, with Polish recognised as the official  language, Polish universities and so on.

The Ruthenians

Only three fifths of the population of Galicia was Polish; the other two-fifths were Ruthenians. The Ruthenians belonged to the same ethnic group as the Ukrainians but were distinguished by adherence to the Latin/Greek Uniat church. The Ruthenians were the most socially backward group in the empire and very much under the thumb of the politically advanced Poles, responding by setting up a peasants’ party.

Conservative ‘Old Ruthenians’ gave way to ‘Young Ruthenians’ in the 1880s, who sought union with the 30 million Ukrainians living to their East. The more concessions the central government made to the Poles, the more it alienated the Ruthenians. After 1900 Ruthenians and Poles clashed over electoral or educational issues, sometimes violently.

The Slovenes

1.25 million or 4.4 per cent of the population of the Austrian half of the empire, the Slovenes were scattered over half a dozen Crownlands, and lacked even a written literature in their own land. Even mild efforts at nationalism, such as setting up a Slovene-speaking school, were fiercely opposed by the German majorities in their regions.

The Italians

770,000, the smallest national group in the empire, with Italian-speaking areas in the Tyrol and along the Adriatic coast, which had quite different concerns. In the Tyrol the Italians fought against the dominance of the Germans. Along the Adriatic they were a privileged minority among a Slav majority.

In May 1915 Italy betrayed its treaty promises to Germany and Austria-Hungary and joined the Allies because Britain and France promised Italy possession of the Tyrol and the Adriatic Littoral (and money).

The Magyars

10 million Magyars formed 48% of the population of Hungary. The Magyars dominated the country, owning, for example 97% of joint stock companies. It was dominated by ‘Magyarisation’ meaning fierce determination of the magyar ruling class to impose uniformity of language across the territory. If minorities like Romanians or Slovenes agreed to teach their children Hungarian and support Magyar rule, they could become citizens; otherwise they were subject to fierce discrimination. The Magyars didn’t want to exterminate the minorities, but assimilate them into oblivion.

Budapest was three quarters German in 1848 and three quarters German in 1910. Mason tells us that all attempts to reform the Dual Monarchy ultimately foundered on Hungary’s refusal to abandon its unbending policy of Magyarisation.

The Romanians

The largest non-Magyar group in Hungary, about 3 million, their aspirations were ignored in the 1867 Compromise, and the Hungarians’ intransigent policy of Magyarisation drove more and more to think about joining the independent Kingdom of Romania, just across the border from Hungarian Transylvania, and the forming of a National Party in 1881, which slowly poisoned Austria’s relations with Romania.

The Slovaks

The Slovaks were the weakest and least privileged group in the Hapsburg Monarchy, 9% of the population, a peasant people who had lived under Magyar domination for a thousand years. The 1867 Compromise made the Czechs and Croats second class citizens but condemned the Slovaks to cultural eradication. From the 1890s they started co-operating with the Czechs and slowly the idea of a combined Czech and Slovak nation evolved.

The Croats

9% of the population of Hungary. They had a national history and a strong aristocracy and considered themselves in direct touch with the Hapsburg monarchy. By an 1868 compromise Croatia received autonomy within the Hungarian state, but the head of the Croat state was imposed by the Hungarian government and the rule of Count Khuen-Héderváry was so repressive that Croatia became the seat of a movement to unite all the empire’s South Slavs.

The Serbs

About 2 million Serbs lived in the empire, divided between Dalmatia, Hungary, Croatia and Bosnia-Herzegovina. They didn’t have an independent national history until 1878 when the Congress of Berlin created a small state of Serbia independent of the Ottoman Empire, from which point every perceived injustice against the Serbs prompted calls for a pan-Slave movement, and/or for a Greater Serbia. The biggest incident on the road to collapse was the Austrian annexation of Bosnia-Herzegovina in 1908, the majority of whose population were Serbs.

The Jews

The Jews made up about 5% of the population in both Austria and Hungary. From 1850 Jews moved in large numbers into Lower Austria, overwhelmingly from poor rural Galicia (Poland), a large number of them migrating to Vienna, where they came to dominate cultural activity out of proportion to their numbers.

The Jews became so prominent in the Hungarian capital that some called it Judapest. The Jewish journalist Karl Kraus joked that ‘the Jews control the press, they control the stock market, and now [with the advent of Freud’s theory of psychoanalysis] they control the unconscious’.

The success of Jews in business and the stock market and banking created an association between ‘Jew’ and ‘capitalist’ which complicated class conflict and led to an easy demonisation of the Jews as responsible for much of the exploitation, low wages and fat profits of capitalism.

4. The economy

The Hapsburg Empire was behind Germany, France and Britain in industrialisation. It didn’t have large stocks of coal, it had no large ports, parts of it (like Galicia) were split off from the empire by high mountains; the great Hungarian Plain was designed for agriculture not industry.

It was a predominantly agricultural economy: in 1910 agriculture made up 50% of the Austrian economy, two-thirds of the Hungarian. Most of the trade was between Hapsburg regions and nations; the 1867 Compromise established a free trade area throughout the empire.  Only a small percentage of GDP came from exports.

In Hungary serfdom was only abolished in 1848. For most of the period, Hungary was characterised by Magyar landlords, sometimes with very extensive holdings, lording it over illiterate peasants of the various nationalities. That’s one reason why nationalist grievances became mixed up in economic ones. Only in the decade before the war did Hungary begin to industrialise.

Industrialisation was funded by banks which remained firmly in German and Hungarian hands. The industrial heartland of the empire was the Czech Crownlands (Bohemia and Moravia) which developed a strong textiles industry and then iron and steel, metallurgy and engineering. This became another source of tension between Czechs and Germans, because many of the industries remained in the hands of German managers, backed by German hands.

(Remember the passage in Ernst Pawel’s biography describing the end of the Great War, the declaration of independence, and the way the new Czech government immediately a) renamed all its businesses and industries in Czech and b) undertook a wholesale replacement of all German bureaucrats and business men with Czech replacements.)

The late 1860s saw a mounting fever of speculation which led to a stock market crash in 1873 and a prolonged depression afterwards. This led to low growth, and poverty among the urban proletariat and among rural peasants, which led to the rise of nationalist and populist parties.

5. The politics of Dualism

The Austrian (i.e. German-speaking) Liberal Party ruled after the 1867 Compromise. But that compromise had alienated the Czechs whose MPs didn’t even attend the parliament. But it was the massive financial crash of 1873 which ruined the Liberal Party, associated as it was with business and the banks.

In 1871 there was an attempt by the conservative aristocrat Count Hohenwart to reform the monarchy and turn it into a federation, who drafted some ‘Fundamental Articles’ which were intended to give the Czechs parity with the Hungarians, but this was fiercely opposed by the Hungarian prime minister, Count Andrássy. The Czechs never trusted the dynasty after that, and boycotted the Vienna parliament.

In 1879 Franz Joseph asked his boyhood friend Count Taaffe to form a new government and Taaffe went on to govern till 1893, passing a series of reforms which echoed those of Bismarck in Germany, such as extending the franchise, workers health and accident insurance, limiting the working day to 11 hours etc.

But when he tried to tackle the German-Czech issue by breaking up Czech provinces into smaller units based along ethnic lines, his plans were scuppered by the Poles, the Clericals and the Feudals, and the German Liberals and he was forced to resign. Over the next twenty years three parties emerged:

The Social Democrats

This left-wing party emerged from the trade union movement in 1889 and its soft Marxist outlook focused on economic and social reform cut across ethnic lines and so was a force for keeping the empire together. At the Brünner Conference of 1899 they called for the transformation of the empire into a democratic federation of nationalities.

The Christian Socials

Founded in 1890 by the phenomenally popular Karl Lueger who became mayor of Vienna 1897-1910, based around a devout Catholicism which linked democratic concern for ‘the small man’, responsible social reform, anti-semitism and loyalty to the dynasty. Turning artisans and small shopkeepers into a strong anti-socialist, anti-capitalist, pro-Hapsburg bloc.

The Pan-Germans

The extreme anti-semitic Pan-German Party founded by Georg von Schönerer. Starting as a liberal he grew disenchanted and wanted a) to separate out the German-speaking areas from their Slav populations and b) unite with the Reich. In 1884 he led a battle to nationalise the Nordbahm railway which had been financed by the Rothschilds. He failed, but gained wide support for presenting the plan as a battle of the Jews versus the people. Although small in numbers, the Pan-Germans spread vicious racist ideas and their supporters were prone to violence.

The end of parliamentary governance

The next government of Alfred III, Prince of Windisch-Grätz, was brought down after two years because it agreed to allow a German secondary school in southern Styria to have parallel lessons in Slovene at which point the German National Party rejected it, voted against it, and brought down the government.

The next government was led by a Pole, Count Kasimir Felix Badeni. In 1897 he tried to settle the perpetual conflict between Czechs and Germans by moving a law that said that from 1901 no official should be employed in Bohemia or Moravia who wasn’t fluent in German and Czech. Since most Czechs spoke German, this was no problem for them, but hardly any Germans spoke Czech and there was uproar in parliament, with all kinds of tactics used to stall the passage of the bill, riots broke out on the streets of Vienna and then Prague. Franz Joseph was forced to accept Badeni’s resignation, and the Vienna parliament never had the same prestige or power again.

It couldn’t function properly and legislation was from 1897 passed only by emergency decree via Article 14 of the constitution. Government was no longer carried out by politicians and ministers but by civil servants. The Germans and the Czechs continued to obstruct parliament

Several more ministries tried and failed to solve the nationalities problem, while the emperor accepted advice that extending the franchise to the working class might help create a mood of social solidarity. So a bill was passed in 1907 giving the vote to all men over 24. But it was irrelevant. By this stage parliament didn’t govern the empire, bureaucrats did. Extending the franchise brought in a new wave of socialist parties, which combined with the nationality parties, to make governing impossible. During the parliament of 1911 no fewer than 30 parties blocked the passage of all constructive measures in parliament.

6. Vienna – Cultural centre of the Empire

Traditional liberal culture was based on the premise of rational man existing within as stable, civic social order. By the 1890s this society was beginning to disintegrate…

The political crisis in late nineteenth-century Austria-Hungary was caused by the bankruptcy of liberalism. The result was the sudden growth of a number of anti-liberal mass movements. In the cultural sphere the consequence of the breakdown of liberalism were no less dramatic…

Mason distinguishes three phases or artistic eras in this period:

1. The 1870s

In the 1870s students formed the Pernerstorfer Circle, seeking an alternative to liberalism, which they rejected and found inspiration in early Nietzsche, his writings about the imagination and the Dionysian spirit, leading to veneration of the music dramas of Wagner. The most famous member was the composer Gustav Mahler.

2. The 1890s – Young Vienna

Aestheticism and impressionism, focus on the fleeting moment, in-depth analysis of subjective psychology. A moment’s reflection shows how this is a rejection of rational citizens living in a stable social order, and instead prioritises the non-stop swirl of sense impressions. The leading writers of the Young Vienna literary movement were Hugo von Hofmannstahl and Arthur Schnitzler, with his frank depictions of the sex lives and moral hypocrisy of the Viennese bourgeoisie.

3. After 1900 – Kraus, Loos and Schoenberg

The Jewish journalist Karl Kraus published a fortnightly magazine, Die Fackel, in which he flayed all political parties and most of the writers of the day. He carried out a one-man crusade against loose writing, sentimentality and pomposity. Mason doesn’t mention something Ernst Pawl emphasises in his biography of Kafka, which is that plenty of Kraus’s journalism railed against the Jewish influence on German prose, criticising its importation of Yiddishisms and other impurities. It was this attitude which led Pawl to diagnose Kraus as a leading example of the ‘Jewish self-hatred’ of the period.

Adolf Loos was a radical architect who despised any ornament whatsoever. He designed a starkly modernist house which was built in 1910 opposite the imperial palace and was a harsh modernist critique of the wedding cake baroque style of the empire.

Arnold Schoenberg thought Western music had reached the end of the road, and devised an entirely new way of composing music based on giving each note in the scale an equal value i.e. leaving behind traditional notions of a home key or key tones, i.e. 500 years of tradition that a piece of music is composed in a certain key and will develop through a fairly predictable set of chords and other keys closely related to it. Schoenberg demolished all that. In his system all notes are equal and their deployment is based on mathematical principles. Hence his theory came to be known as ‘atonality’ or the ‘twelve tone’ system.

And looming behind these three was one of the most influential minds of the 20th century, Sigmund Freud, the conservative and urbane Jew who did more than almost anyone else to undermine the idea of the rational, citizen or the rational human being. In Freud’s theory most of the activity of the human mind is unconscious and consists of a seething mass of primitive drives and urges. For the early period, from his first formulation of psychoanalysis in 1895 through to the outbreak of the First World War, Freud concentrated on the sexual nature of many or most of these urges, and the psychic mechanisms by which human beings try to repress or control them (via psychological techniques such as displacement or repression).

But the experience of the Great War made Freud change his theory in recognition of the vast role he now thought was played by violence and a Death Drive, which matched and sometimes overcame the sex urge.

Whatever the changing details, Freud’s theory can be seen as just the most radical and drastic attack on the notion of the sensible, rational citizen which were widespread in this time, and at this place.

Leading not only Mason but countless other critics and commentators to speculate that there was something about the complexity of the Austro-Hungarian Empire, and something about the thoroughness with which it collapsed, which led to the creation of so many anti-liberal and radical ideologies.

All the art exhibitions I’ve ever been to tend to praise and adulate 1900s Vienna as a breeding ground of amazing experiments in the arts and sciences. Many of them praise the artistic radicalism of a Loos or Schoenberg or Egon Schiele as a slap in the face to boring old bourgeois morality and aesthetics.

Not so many dwell on the really big picture which is that all these artistic innovations were the result of a massive collapse of the idea of a liberal society inhabited by rational citizens and that, in the political sphere, this collapse gave rise to new types of political movement, anti-liberal movements of the extreme left and extreme right, to the Communism and Fascism which were to tear Europe apart, lead to tens of millions of deaths and murder and torture, and the partition of Europe for most of the twentieth century.

PART THREE Foreign affairs

7. The Dual Alliance

In international affairs the thirty-six years between the Congress of Berlin in 1878 and the start of the Great War in 1914 were dominated by the Balkan Problem or the South Slav Question.

In the 1600s the Muslim Ottoman Empire had extended its reach right up to the walls of Vienna. The Ottomans were held off and pushed back so the border between Christendom and Islam hovered around south Hungary and Bulgaria. But the Balkans contained many ethnic groups and nationalities. Slowly, during the 19th century, Ottoman rule decayed causing two things to happen:

  1. individual ethnic groups or nations tried to assert their independence from the Ottoman Empire
  2. each time they did so tension flared up between Russia, who saw herself as protector of all the Slavs in the Balkans, and Austria-Hungary, who feared that the creation of a gaggle of independent states in the Balkans under Russian control would inflame her own minorities and undermine the empire

The Congress of Berlin was held in 1878 to try and adjudicate between the conflicting claims of Russia and Austria-Hungary, and the host of little countries who wanted independence from the Ottomans.

This section details the long history of the complex diplomatic policies adopted by successive foreign ministers of the empire, which all had more or less the same goal – to preserve the integrity and security of the empire – but changed in the light of changing events, such as the Franco-Prussian War of 1870, the Russo-Turkish War of 1877–78, and so on through to the Russo-Japanese War of 1905, the Young Turk revolution of 1908 which led to the Bosnian Crisis of the same year, and the Balkan Wars of 1912-13.

What’s striking or piquant is that the three autocracies – Prussia, Austria-Hungary and Russia – had a really profound interest in maintaining their semi-feudal reactionary regimes, and this was highlighted by the fact that they periodically signed variations on a Three Emperors Alliance (1881) – but that they kept allowing this fundamental interest to be decoyed by the festering sore of countless little conflicts and eruptions in the Balkans.

So that by 1907 Germany came to see its interests as tied to a strong Austria-Hungary which would prevent Russian expansion southwards; while Russia came to see itself as faced by a Germanic bloc and so sought alliance with France to counterweight the German threat. And so Europe was divided into two armed camps, an impression cemented when Italy joined a pact with Germany and Austria-Hungary, despite historic antagonism to Austria, with whom she had had to fight wars to regain territory in the north.

8. The Drift to war

One way of thinking about the First World War was that the assassination of the Archduke Franz Ferdinand, heir apparent to the crown, was without doubt a scandalous event but that it gave the Austro-Hungarian Empire a golden opportunity to smack down cocky little Serbia and thus re-establish the empire’s authority in the Balkans, which had been steadily slipping for a generation as a) more Balkan states became independent or b) fell under the influence of Russia.

After all, the empire had intervened in 1908 to annex Bosnia-Herzegovina with a view to creating a South Slav bloc of nations under her protection. Seen from her angle, this was one more step of the same type. Although, admittedly, a risky one. Her annexation of Bosnia-Herzegovina in 1908 led to a six-month-long diplomatic crisis which nearly sparked a European war, and there had been further, limited, Balkan Wars in 1912 and 1913. Most people thought this was more of the same.

So Austria issued a fierce ultimatum which was impossible to fulfil and prepared for a quick brutal suppression of Serbia. But she hadn’t anticipated that Russia would mobilise in favour of what was, after all, a small nation, with the result that the German military weighed in giving Austria-Hungary a promise of unconditional support; and when both of them saw Russia proceeding with its war mobilisation, the Germans mechanically and unthinkingly adopted the dusty old plan which had been perfected decades earlier, a plan to knock France out of any coming conflict with a quick surgical strike, just as they had back in 1870, before turning to the East to deal with a Russia they were sure was enfeebled after its humiliating defeat against Japan in 1905.

But the quick surgical strike against France failed because a) the French were supported by just enough of a British Expeditionary Force to stall the German advance and b) the Russians mobilised, attacked and advanced into East Prussia quicker than the Germans anticipated so that c) the German Chief of Staff Moltke made one of the most fateful decisions of the 20th century and decided to transfer some infantry corps from the Belgian wing of the German attack across Germany to staunch the Russian advance. Thus contributing to the German sweep across northern France coming to a grinding halt, to the failure of the Schlieffen Plan, and to four years of grinding stalemate.

All the parties to the war miscalculated, but it was arguably the Germans – with their bright idea of a quick strike to knock France out of the war – who did most to amplify it from yet another in a long line of Balkan Wars to an international conflagration.

What comes over from this section is the hopeless inability of historians to come to a clear decision. Some historians, apparently, think Austria-Hungary’s foreign policy in the decade leading up to war was aggressive; others think it was impeccably defensive.

There is no doubt that the emperor was devoted to peace. Franz Joseph ruled the empire from 1848, when he was 18, to 1916, when he was 86, and if there was one thing he’d learned it was that whenever Austria went to war, she lost. And he was proved right.

9. War Guilt and the South Slav Question

On one level the problem was simple: about twice as many Slavs lived inside the empire (7.3 million) as outside (3.3 million). In the age of nationalism it was unlikely that the ultimate unification of these Slavs could be prevented. The question was: would this unification take place within the empire’s border i.e. at Serbia’s expense; or outside the empire’s borders, under Serbian leadership a) at the cost of the empire losing land (including most of its coastline in Dalmatia) and Slav population to Serbia b) the new Serbian state itself coming under the strong influence of Russia.

Mason discusses how this threat could possibly have been averted if the empire had made any sort of overtures to the Serbs, had courted the South Slavs. All Serbia wanted was better terms of trade and access to the sea. Refusal to countenance even this much resulted from the Austria-Hungarian Monarchy’s internal tensions, above all from the entrenched but anxious rule of the Germans and Magyars, nearly but not quite majorities in their own domains. Their inflexibility brought those domains crashing down around their ears.

10. World War One and the Collapse of the Empire

The book goes on to emphasise that, just because the empire collapsed suddenly at the end of the Great War, doesn’t mean it was doomed to. In fact for most of the four year war onlookers expected it to last, and spent their time speculating about the territorial gains or losses it would have made, but not that it would disappear.

He gives a military account of the war which emphasises the simple fact that the much-vaunted Austro-Hungarian army was simply not up to the task its politicians had set it. Chief of the General Staff Franz Conrad von Hötzendorf intended at the outbreak to take out Serbia with a lightning strike, then move his corps north to Galicia to face the Russians who it was expected would mobilise slowly. But the Austro-Hungarians were repelled by ‘plucky Serbia’ and Conrad moved his forces north too slowly to prevent disastrous defeats to the Russians, who seized Galicia and Bukovina before Christmas.

In the first few months the empire lost 750,000 fighting men and a high percentage of their best officers. It’s a miracle they were able to carry on which they did, but at the cost of taking injections of better trained, better-armed German troops (remember the proud, tall, well dressed, well-fed Reich German soldiers lording it over their starving Austrian allies in the final chapters of The Good Soldier Svejk) and coming more or less under German military command.

Amazingly, in spring the following year, 1915, combined Austrian-Germany forces drove the Russians out of Galicia and seized most of Poland, defeated the numerically stronger Italian army along the Isonzo River. By 1916 the Alliance powers controlled a substantial slice of foreign territory (Poland, Russia, parts of the Balkans) and seemed to be sitting pretty.

The Austrian Social Democrat Otto Bauer wrote a book about the collapse of the empire, The Austrian Revolution, in 1925 which argued that the empire defined itself by its opposition to Tsarist Russia and dependency on Hohenzollern Germany. Certainly when the Bolsheviks seized power in St Petersburg and sued for peace, half the reason for fighting – and even be scared of the Slav menace – disappeared at a stroke.

Internal collapse

As we’ve seen, the Austrian parliament ceased to function properly before 1910 and government was run by civil servants and made by decree (the background to the novels of Franz Kafka with their infinitely complex and incomprehensible bureaucracies). Parliament was suspended from March 1914 to May 1917 because the ruling classes feared it would simply become a forum for criticism of the Crown. In 1916 the prime minister Count Stürgkh was assassinated. On November 1916 the Emperor Franz Joseph died and the crown passed to his great-nephew Archduke Charles, aged 29. The change in leadership gave an opportunity for the central powers to approach the Entente with suggestions for peace in December 1916, which, however, foundered on Germany’s refusal to cede territory back to France.

When Charles was crowned in Hungary he missed the opportunity to force the Hungarian prime minister to consider reforms, to extend the franchise, to give more rights to the non-Magyar minorities, and generally to compromise. On one level, the failure to effect any reform at all in the basic structure of the Dual Monarchy, led to its collapse.

But the most important event was the overthrow of the Romanov dynasty. If the Romanovs, why not the Hapsburgs? When Charles allowed parliament to sit again in summer 1917 initially the calls weren’t for dissolution, but for reform which gave the nationalities autonomy and rights. But during the summer Czech radicals published a manifesto calling for an independent Czech-Slovak state.

The winter of 1917-18 was harsh with widespread food shortages. There were widespread strikes. In the spring Czech prisoners of war began returning from Russian camps bearing revolutionary ideas. But the Hapsburgs were not overthrown. Mason suggests this is because what in Russia were clear, class-based animosities and movements, in Austria-Hungary were diverted into nationalist channels.

Even when America joined the war in April 1917, the Allies still didn’t call for the overthrow of the empire but its reform to give the nationalities more say. According to Mason what finally changed the Allies mind was the German offensive in Spring 1918. It became clear Austria-Hungary wouldn’t or couldn’t detach itself from Germany, and so the Allies now threw themselves behind plans to undermine the empire from within i.e. supporting Czech, Polish and Slav politicians in their calls for the abolition of the monarchy. In the summer they supported the Czechs. In September 1918 they recognised a Czech-Slovak state. Unlike the other minorities the Czechs existed entirely inside the empire, to recognising their independent state was effectively recognising the dismemberment of the empire.

The failure of the German spring offensive in the West, and the Austrian summer offensive against Italy spelled the end. In September Bulgaria sued for peace. In October Austria and Germany asked President Wilson to intervene. At the end of October the Czechs and Yugoslavs proclaimed their independence, followed by the Magyars and the Poles. On 11 November 1918 Emperor Charles abdicated. The Hapsburg Monarchy ceased to exist.

PART FOUR Assessments

Mason recaps some of the arguments about the fate of the Austro-Hungarian Empire which, by now, I feel I have heard hundreds of times. For example, that right up to the end most commentators did not expect the empire to collapse but for the strongest minorities, such as the Czechs, to successfully argue for parity with the Magyars, for more rights and privileges. Karl Marx thought the nations without history needed to be tutored and guided by the more advanced ones i.e. the Germans.

One school sees the collapse as due to the internal contradictions i.e failure to address the nationality question i.e. failure for any serious politician at the top, even Franz Ferdinand, even Charles, to do anything to palliate the nationalities demands which would have meant diluting the stranglehold of the German-Magyar ruling elites. The elites never accepted the nationalities question as a fundamental issue, but always as a problem which could be temporarily dealt with by clever tactics.

A completely opposite view holds that it was the First World War and the First World War alone which led to the collapse of the empire. Supporting this view is the fact that even radical critics and keen slavophiles like the Englishmen Seton-Watson and Wickham Steed as late as 1913 thought the empire was growing, and simply needed to be converted into a federal arrangement of more autonomous states, maybe like Switzerland.

PART FIVE Documents

Nineteen documents kicking off with hardcore economic tables showing, for example, populations of the various nationalities, index of Austrian industrial production, Austria’s share of world trade, steel production, harvest yields.

More interesting to the average reader are:

  • Mark Twain’s eye witness account of the army marching into parliament to suspend the sitting discussing  the 1897 legislation to make Czech equal with German in Bohemia and Moravia, which spilled out into riots in Vienna and Prague
  • Leon Trotsky’s impressions of the Austrian socialist leaders i.e they are smug and self satisfied and the extreme opposite of revolutionary
  • an extract from the memoir of George Clare who was a Jew raised in Vienna and gives a vivid sense of the frailty of Jewish identity, the assimiliated Jews’ shame about his caftaned, ringleted Yiddish cousin but also his sneaking envy for their authenticity – this is exactly the sentiment expressed by Kafka in his reflections on the Jews
  • the impact of Vienna on the young Adolf Hitler, who lived in Vienna from 1908 to 1913 and a) hugely respected the anti-semitic mayor Karl Lueger and b) loathed the multi-ethnic culture and especially the ubiquity of Jews
  • memoirs of the Jewish socialist leader Julius Braunthal, who emphasises the peculiarly powerful fermenting role played by Jews in all aspects of Austrian life, society and culture
  • a society hostess describing the meeting in 1902 between Rodin and Gustav Klimt

And then excerpts from more official documents, being a letter from the leader of the 1848 revolution, the key articles from the Dual Alliance of 1879, prime minister Aehrenthal’s proposed solution to the South Slav problem, census figures about Slavs inside the empire, a report on relations between Serbia and Austria-Hungary,


Related links

Other blog posts about the First World War

Art & music

Books

The Sirens of Titan by Kurt Vonnegut (1959)

The following is a true story from the Nightmare Ages, falling roughly, give or take a few years, between the Second World War and the Third Great Depression. (p.7)

Kurt realises the world is crazy

Kurt Vonnegut Junior was born in Indianapolis in 1922. He enlisted in the U.S. Army in 1943 and was deployed to Europe where he was captured by Germans during the Battle of the Bulge (December 44-January 45). Interned in Dresden, he witnessed the notorious Allied bombing of the city on 13 February 1945, and survived by taking refuge in a meat locker of the slaughterhouse where he was imprisoned, three stories underground. His mother had committed suicide the year before. As the bombs dropped Vonnegut had an epiphany about the complete meaningless of everything. Dresden had no military industries, no strategic importance, and so had been completely undefended, and had no air raid shelters. The beautiful city was utterly destroyed. Vonnegut realised that the war was crazy, people were crazy, the world was crazy.

Repatriated to the States, Vonnegut worked in the press department of General Electric for six years or so, in his spare time writing short stories, some of which got published in the early 1950s, giving him enough confidence to quit his job and try and survive as a freelance writer.

In fact he struggled for well over a decade, his books getting merely polite reviews, if any, until his breakthrough novel, Slaughterhouse 5, shot him to fame in 1969, mainly because the way it recycled his experience of the bombing of Dresden via a trippy science fiction scenario perfectly suited the anti-Vietnam War spirit of the times refracted through hallucinogenic drugs. From that point onwards Vonnegut became a hero of the counter-culture and a reliable liberal voice, publishing a series of satirical novels and wry essays.

All Vonnegut’s novels are characterised by a devil-may-care attitude to their content and form. Plot isn’t really a major concern. There is no attempt at suspense and little or no logic. People behave childishly, including the narrator, who is prone to repeating simplistic phrases in order to create an impression of simple-mindedness and thus ridiculing the very notion of a wise, all-knowing author. They actively campaign against ‘maturity’ and conventional values. After all, he had seen at first hand where those got you.

If in doubt, aliens are brought in from somewhere, with no concern for scientific plausibility, and who generally turn out to be as childish and aimless as the humans. Vonnegut’s novels are more like anti-novels.

The Sirens of Titan

For the first third or so of The Sirens of Titan we are caught up in the life of Winston Niles Rumfoord. He is one of the richest men in America so he builds a private spaceship (at a cost of $58 million) and sets off with his dog Kazan to explore the solar system.

Unfortunately he encounters a chrono-synclastic infundibula, a phenomenon which bends and stretches out space-time so that Winston and his dog are turned into a stream of wave patterns which stretch from the sun to Betelgeuse.

Every 59 days the earth passes through the infundibula and Mr Winston Niles Rumfoord (it is one of Vonnegut’s tactics to spell out everybody’s names in full, partly to satirise the characters, partly to satirise the very notion of names and ‘identity’, partly to make the narrator sound mentally deficient) reappears on earth, at his mansion in Cape Code, where he dictates instructions to his butler Moncrieff, and terrorises his super-rich, elaborately coiffed wife, Beatrice.

On one of his appearances Mr Winston Niles Rumfoord invites Mr Malachi Constant (31) of Hollywood, California, the richest man in America to visit and watch his apparate. A deal of satire is generated by the media furores which accompany Mr Winston Niles Rumfoord’s apparitions, with crowds outside his mansion jockeying for autographs, TV commentators babbling, and Christian tele-evangelists (the Love Crusaders) inflaming their viewers against such godliness.

Mr Winston Niles Rumfoord informs Mr Malachi Constant that in the future, he will marry his (Mr Winston Niles Rumfoord’s wife) and travel to Mars, Mercury, the earth and then Titan, in that order.

It’s tempting to call all this surreal, but the truly surreal is unexpected and jarring and Vonnegut rarely gives that kind of genuine shock. I think it’s closer to the nonsense verse of Edward Lear. It is simply not trying to make sense, because nothing makes sense, so why not this non-sense as any other?

Mr Malachi Constant returns to Hollywood where he holds a party which lasts for 58 days (and which, interestingly, involves the consumption of marijuana and peyote) and wakes up to discover he has drunkenly signed away all his oil wells to his fifty or more guests. More to the point, he is completely bankrupt following an economic crash.

He flies to the headquarters of his firm, Magnum Opus Inc, where his business manager, Ransom K. Fern (the more nonsensical the names, the better) tells him he is bust and quits. A passage takes us back to explain how Mr Winston Niles Rumfoord’s father made his fortune, namely as a broken-down failure he started investing the last of his savings in companies in companies who initials matched the consecutive pairs of letters found in the opening sentence of the Gideon Bible he found in his hotel room.

In the beginning God created the heaven and the earth

Thus he looked for firms whose initials were I.N. and T.H. and E.B.etc. Miraculously / absurdly / nonsensically, this strategy pays off and every company Noel Constant invests in doubles his money, till he is the richest man in America. When he dies he leaves it all to his son, Malachi.

Need one point out that this is a satire on the silliness of big business, global finance, the stock market, and capitalism?

Mr Malachi Constant is pondering his next move when a couple who had been drinking in the tavern across the road – Mr George M. Helmholtz and Miss Roberta Wiley – enter the room and make him an offer. Would he like to go to Mars?

‘I am here to inform you that the planet Mars is not only populated, but populated by a large and efficient and military and industrial society. It has been recruited from Earth, with the recruits being transferred by flying saucer. We are now prepared to offer you a direct lieutenant-colonelcy in the Army of Mars.’ (p.65)

Foolishly, Mr Malachi Constant agrees to go.

The Army of Mars (p.69)

The book had been silly up to this point but now I think it becomes actively unpleasant. We cut to the fascist drilling of the Army of Mars, tens of thousands of humans who have been gulled into flying to Mars where their memories are removed through brain surgery and they have antenna implanted in their skulls. Any questioning or disobedient thought is punished by the instant administering of extreme pain in the brain.

Among the ranks of soldiers marching, parading, halting, presenting arms etc on Mars, is a retard known only as Unk. He has had to go the hospital seven times to remove all traces of his personality and character. Because of his physical description, we know this poor unfortunate is none other than Mr Malachi Constant.

Maybe there is some moral here about the super-rich high and mighty being brought low. But it is mainly sick sadism. Unk is ordered to strangle to death with his bare hands another soldier tied to a post in front of the whole army, he hesitates a moment and immediately feels searing pain in his head, so carries on. The murdered man, we learn, was his best friend on Mars, Stony Stevenson.

Unk and all the men in his regiment are controlled not by the officers, who are themselves pain-driven zombies, but by commanders scattered among the men. In Unk’s regiment this is Boaz, smooth-talking black guy who enjoys using the device hidden in his trousers, with which he controls the men, all the while posing as one of them.

I suppose this is all ‘satire’ on militarism and the army, but, as the saying goes, it isn’t that clever and it isn’t at all funny.

Unk learns he has a son, Chrono, begotten on Beatrice, the wife of Mr Winston Niles Rumfoord, who had also been abducted by recruiters from Mars and happened to be on the same flying saucer. Fellow abductees taunted Malachi into raping her as she lay half-sedated and helpless in a flying saucer storeroom. Reading this does not make the reader at all well-disposed to this, by now, revolting story.

As the rest of his regiment marches to the flying saucers which they will use to attack the moon base (there is always a moon base) and then go on to invade Earth, Unk goes AWOL to try and find his wife and child. Bee has also had her memory deleted several times and is not interested when he tracks her down to a gym where she is teaching new recruits on Mars how to survive (you swallow oxygen pills, Combat Respiratory Rations, otherwise known as ‘goofballs’, which mean you don’t have to breathe through your mouth or nose.) Then he finds his son, Chrono, now 14 and playing some pointless version of baseball with the handful of other kids on Mars. When Unk claims to be his father, Chrono couldn’t care less.

It all gets worse because it turns out that the entire Army of Mars is the brainchild of none other than Winston Niles Rumfoord. As he dispatches the vast fleet of flying saucers off to invade Earth, Winston Niles Rumfoord appears to Unk and explains what has happened to him.

The Martian assault on Earth is a pitiful failure. In his fake simplistic way, Vonnegut gives that statistics:

Earth casualties: 461 killed, 223 wounded, none captured, 216 missing
Mars casualties: 149,315 killed, 446 wounded, 11 captured, 46,634 missing (p.118)

Again, you could take this as satire on the absurdity with which armies publish super-precise figures about conflicts which in reality involve the evisceration and obliteration of unknown numbers of people. Or you could, as I prefer to, see it more as deliberately nihilistic nonsense.

The point is that, as soon as it realises it is under attack, the superpowers of Earth simply obliterate the approaching flying saucers with batteries of nuclear rockets, send nuclear bombs to blow up all the moon bases, and even send nuclear missiles to Mars, which obliterate the only city on it, Phoebe, leaving it completely uninhabited.

If any of the Martian ‘army’ got through, they landed in such scattered bands, were so weak and badly trained, that they were often rounded up by old ladies with vintage shotguns.

Unk has been captured and reunited with Boaz. Mr Winston Niles Rumfoord explains to them both that the purpose of all this cruelty and suffering was never to win the war, but to let Earth exterminate so many relatively helpless people (including, towards the end, flying saucers which had only old people and children in them) that they will be overcome with shame and remorse. National borders will die out. The lust for war will die. All envy, fear and hate will die and a new religion will arise (p.128). Well, that’s the plan.

On Mercury (p.131)

Meanwhile, he packs Boaz and Unk off in a flying saucer which, unbeknown to them, is not headed for Earth at all, but flies directly to Mercury, where it burrows deep into a subterranean complex of caves. All the way Boaz is fantasising about reaching Earth and what a swell time he’s going to have in those great nightclubs. It comes as a shock to emerge into a cave 130 miles below the surface of Mercury.

They discover that deep in the caves of Mercury live Harmoniums, flat pancake like creatures which look ‘like small and spineless kits’ (p.132), which cling to the walls and oscillate in time with Mercury’s very slow ‘song’ (a note sometimes last a thousand years). Mr Winston Niles Rumfoord torments them by secretly arranging the Harmoniums on the walls to spell out messages, the first one being:

IT’S ALL AN INTELLIGENCE TEST!

Boaz becomes friends with the Harmoniums. He plays music from the spaceship (although very softly and faintly, otherwise the Harmoniums explode with pleasure). Unk meanwhile, roams far and wide in the caves, fondly imagining that the vast crystal pillars they saw as they briefly flew into Mercury, are skyscrapers full of rich people (a garbled memory of his life in the skyscraper of Magnum Opus Inc.) One day Unk reads another message spelled in Harmoniums: Turn the spaceship upside down. Of course! We were told it flew so deep into Mercury’s caves because it was programmed to hide deep below the surface. Turning it upside down will reverse the process.

Boaz and Unk split the supplies from the ship and say goodbye. Absurdly, Boaz has found his perfect place, where he can bring simple pleasure to the Harmoniums without causing harm. He has also refrained from telling Unk (still retarded) that he, Unk, murdered his best friend, Stony Stevenson, back on Mars. Unk thinks Stony is still alive and fantasises about the day when they’ll be reunited.

Back on earth (p.152)

It’s a Tuesday morning in spring back on earth, to be precise in the graveyard of the church of God the Utterly Indifferent in West Barnstaple, Cape Cod, Massachussetts. This is the new religion Mr Winston Niles Rumfoord promised, the one which united all mankind in brotherhood and love after they had massacred the helpless Martian invaders.

Mr Winston Niles Rumfoord has also prepared the way for the return of Unk for hanging up in the church of God the Utterly Indifferent in West Barnstaple, Cape Cod, Massachussetts is a lemon-coloured, zip-up plastic jumpsuit in Unk’s size.

Satire on equality

There follows a passage satirising liberals’ quest for equality, namely that in the new world after the failed Martian invasion, in order to be equal, anyone with any gifts or exceptions from a narrow definition of average subjects themselves to handicaps. Thus the Reverend C. Horner Redwine wears 48 pounds of lead shot arranged in various bags around his body to slow him down. A man with exceptional eyesight wears his wife’s glasses to half blind himself. Any woman suffering the cures of being beautiful wears frumpy clothes and bad make-up in order to equalise themselves.

There were literally billions of self-handicapped people on Earth. And what made them all so happy was that nobody took advantage of anybody any more. (p.158)

The Reverend C. Horner Redwine madly rings the church bells to tell the people that the Space Wanderer has arrived. They’ve been expecting the Space Wanderer for years. Crowds gather and follow the Space Wanderer as he is pressed into the skintight yellow plastic suit (with foot-high orange question marks on the side).

The Reverend C. Horner Redwine warns Unk that whatever he says he must not thank God, that is plain against the doctrines of the church of God the Utterly Indifferent. Instead he must repeat the words of the prophecy:

I WAS A VICTIM OF A SERIES OF ACCIDENTS, AS ARE WE ALL.

Unk recites the words, the crowd goes wild, then he is carried by fire engine to the home of Winston Niles Rumfoord, Cape Cod, Massachussetts, Earth, Solar System.

Here a huge crowd has gathered to witness another materialisation of Winston Niles Rumfoord. This is a great carnival, with huge crowds and fairground stalls. Running one of these stands is Beatrice Rumfoord and her son, Chrono. Their flying saucer from Mars crash landed in the Amazon where the local tribe worshipped them as emissaries of the suns and moon. Now here they are selling voodoo dolls of Mr Malachi Constant. Because a key element of the new religion of the church of God the Utterly Indifferent, is that its great hate figure is Mr Malachi Constant, a man who had everything but never achieved anything or used it for good.

Mr Winston Niles Rumfoord presides as master of ceremonies. He welcomes the Space Wanderer in his bright yellow suit, the crowd gasps, Mr Winston Niles Rumfoord invites the Space Wanderer’s wife and child, Bee and Chrono, up onto the stage to join them. Unk is overwhelmed by all this, but flabbergasted when Mr Winston Niles Rumfoord reveals that he, Unk, is none other than Mr Malachi Constant (the crowd oohs), that he raped Mr Winston Niles Rumfoord’s wife, Beatrice, on a flying saucer to Mars (the crowd aahs), and that he strangled to death his only friend, Stony Stevenson, on Mars (the crowd boos).

Now there’s only one thing for it. Mr Winston Niles Rumfoord (who has retired to the upper boughs of a nearby beech tree) tells Mr Malachi Constant that he must climb up the very long ladder top the only remaining Martian flying saucer, which is perched atop a 98-foot high tower – along with his wife and child (Bee and Chrono reluctantly climb after him) and fulfil his destiny by flying to Titan.

On Titan (p.186)

There are three seas on Titan named Winston, Niles and Rumfoord, and on an island on one of them Mr Winston Niles Rumfoord has taken up permanent habitation in a palace built as a replica of the Taj Mahal (remember: the more nonsensical, the better).

This final section, like all the others, is full of preposterous nonsense facts. The flying saucer carrying Malachi, Bee and Chrono lands on a shore by the lake among the two million life-sized statues which have been made by Salo.

Salo is an inhabitant of the planet Tralfamadore and, like all Tralfamadoreans, he is a machine. He was sent on a top secret mission to the other side of the universe but crash landed on Titan in 203,117 BC. He sent a message back to Tralfamadore (which is 150,000 light years from Earth) asking for the spare part he needed for his spaceship. The Tralfamadoreans replied via Earth, using various structures as encrypted messages. Thus Stonehenge means, in Tralfamadorean: Replacement part being rushed with all possibly speed, and various other structures (the Great Wall of China, the Kremlin) are in fact messages to Salo. He has watched entire Terran civilisations rise whose sole purpose was, unknown to them, to construct buildings which sent a message to a robot stranded on a moon of Titan.

‘Everything that every Earthling has ever done has been warped by creatures on a planet one-hundred-and-fifty-thousand light years away. The name of the planet is Tramalfadore.’ (p.207)

That would appear to be the meaning of all Earth history.

We now learn that Salo gave Mr Winston Niles Rumfoord the idea for the Martian invasion of Earth, helped him copy the design of his flying saucer, recruited the first humans, had the idea of implanting pain-giving antennae in their minds, Salo shared with Mr Winston Niles Rumfoord half of his power source, none other than the Unstoppable Will To Believe, all in the aim of creating a new religion of peace and harmony and equality on Earth.

Cut to the unhappy family made up of Unk – now mostly restored to his memory of being Malachi Constant – Bee and Chrono, picnicking by a Titan sea. They arrive just in time to watch Mr Winston Niles Rumfoord finally expire and disappear. Right up to the end he had begged Salo to open the sealed message which he had been tasked with carrying to the other side of the universe. Only once Mr Winston Niles Rumfoord has died and disappeared, does Salo open the message pouch. the message he has come all this way – and all of Earth history turns out to be merely messages sent to him while he waited repairs to his spaceship – this important message is: Greetings!

Malachi and Bee live to be in their seventies. Chrono goes to live with the birds of Titan. When Bee passes quietly away, Malachi persuades Salo to take him in his space ship back to Earth, specifically to Indianapolis, Indiana, USA, Earth, Solar System, Milky Way. It is deepest winter. Here Malachi, freezing to death in the snow, has a last vision that he is being warmly greeted by the close friend he has sought all these years, Stony Stevenson.

P.S.

The Sirens of Titan are three nubile young women who Mr Winston Niles Rumfoord shows Malachi Constant a photo of, way back at the start of the novel. Only in the final section on Titan do we learn that they are merely three of the two million humanoid statues which Salo made in the hundreds of thousands of years he spent hanging round on Titan waiting for the spare part for his spaceship to arrive from Tramalfadore.

In fact all three ‘sirens’ turn out to be situated at the bottom of Mr Winston Niles Rumfoord’s swimming pool in his fake Taj Mahal and, once he is dead, the pool clogs up with algae and when Malachi tries to drain it, the three beautiful statues end up completely covered in smelly green gunk. So much for… well… something.


Related links

Kurt Vonnegut reviews

Other science fiction reviews

1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1898 The War of the Worlds – the Martians invade earth
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same future London as The Sleeper Wakes, Denton and Elizabeth defy her wealthy family in order to marry, fall into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – scientists invent a compound which makes plants, animals and humans grow to giant size, prompting giant humans to rebel against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a comet passes through earth’s atmosphere and brings about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Kent, gets caught up in the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels

1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, there to discover…

1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Ransom and take him in their spherical spaceship to Malacandra aka Mars,

1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent a second temptation by the Devil and the fall of the planet’s new young inhabitants
1945 That Hideous Strength: A Modern Fairy-Tale for Grown-ups by C.S. Lewis– Ransom assembles a motley crew to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the future history of the Foundation set up by psychohistorian Hari Seldon as it faces attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the ‘trilogy’ describing the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence powered by spindizzy technology
1953 Fahrenheit 451 by Ray Bradbury – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them
1953 Childhood’s End by Arthur C. Clarke a thrilling narrative involving the ‘Overlords’ who arrive from space to supervise mankind’s transition to the next stage in its evolution
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley to solve a murder mystery
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
1956 They Shall Have Stars by James Blish – explains the invention – in the near future – of the anti-death drugs and the spindizzy technology which allow the human race to colonise the galaxy
1959 The Triumph of Time by James Blish – concluding story of Blish’s Okie tetralogy in which Amalfi and his friends are present at the end of the universe

1961 A Fall of Moondust by Arthur C. Clarke a pleasure tourbus on the moon is sucked down into a sink of moondust, sparking a race against time to rescue the trapped crew and passengers
1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard New York
1962 The Man in the High Castle by Philip K. Dick In an alternative future America lost the Second World War and has been partitioned between Japan and Nazi Germany. The narrative follows a motley crew of characters including a dealer in antique Americana, a German spy who warns a Japanese official about a looming surprise German attack, and a woman determined to track down the reclusive author of a hit book which describes an alternative future in which America won the Second World War
1968 2001: A Space Odyssey a panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman being transformed into galactic consciousness
1968 Do Androids Dream of Electric Sheep? by Philip K. Dick In 1992 androids are almost indistinguishable from humans except by trained bounty hunters like Rick Deckard who is paid to track down and ‘retire’ escaped andys
1969 Ubik by Philip K. Dick In 1992 the world is threatened by mutants with psionic powers who are combated by ‘inertials’. The novel focuses on the weird alternative world experienced by a group of inertials after a catastrophe on the moon

1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic
1973 Rendezvous With Rama by Arthur C. Clarke – in 2031 a 50-kilometre long object of alien origin enters the solar system, so the crew of the spaceship Endeavour are sent to explore it
1974 Flow My Tears, The Policeman Said by Philip K. Dick – America after the Second World War is a police state but the story is about popular TV host Jason Taverner who is plunged into an alternative version of this world where he is no longer a rich entertainer but down on the streets among the ‘ordinaries’ and on the run from the police. Why? And how can he get back to his storyline?

1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the Golden Era of the genre, namely the 1950s
1982 2010: Odyssey Two by Arthur C. Clarke – Heywood Floyd joins a Russian spaceship on a two-year journey to Jupiter to a) reclaim the abandoned Discovery and b) investigate the enormous monolith on Japetus
1987 2061: Odyssey Three by Arthur C. Clarke – Spaceship Galaxy is hijacked and forced to land on Europa, a moon of the former Jupiter, but the thriller aspects are only pretexts for Clarke’s wonderful descriptions of landing on Halley’s Comet and the evolution of wild and unexpected new forms of life on Europa

Spies of the Balkans by Alan Furst (2010)

The map at the start shows the ‘Balkan escape route 1941’, highlighting the train track from Berlin to Salonika on the Greek coast. So we have a possible subject matter, and date, before we’ve read a word.

Like all Furst’s novels the text follows the adventures of one manly man, a good man, in this case the Greek detective Constantine ‘Costa’ Zannis who enjoys smooth, sophisticated sex with his English girlfriend. As in all Furst’s novels, events are very precisely dated, so as to embed them in the troubled events of war – this one taking place between 5 October 1940 and 5 April 1941, giving a powerful sense of the historical events the characters are caught up in, as well as a dynamic sense of movement to the story, pace, at times rising to genuine tension.

Like all Furst’s historical spy stories, the text is divided into a handful of parts or ‘acts’, in this novel, four:

1. Dying in Byzantium – 5 to 27 October 1940

Introducing us to Costa Zannakis, senior detective in the port town of Salonika, to his staff in his office on the Via Egnatia, to his family and girlfriend, the succulent English woman Roxanne (‘content, feline and sleepy, her damp middle clamped to his thigh as they lay facing each other,’ p.46), to his beloved dog Melissa, and other characters such as Elias, the venerable poet who remembers fighting with the partisans in the Balkan Wars before the Great War, Vangelis, the ancient head of the police department, and so on.

Roxanne introduces Costa to Francis Escovar, a posh English travel writer who he immediately suspects of being a spy. More importantly he meets Emelia Krebs who begs him to help her set up an ‘escape route’ for the harassed Jews of Berlin. Costa’s role is to manage their transfer on through Bulgaria, into Greece, and then on to Turkey. Being a good chap he agrees. He can use his contacts in the Bulgarian police to smooth the way, and also pull in favours with the Turkish consul to facilitate ongoing journeys into Turkey.

2. The Back Door To Hell – November 1940 to mid-January 1941

Mounting political threats finally solidify as Mussolini’s Italian Army invades Greece from Albania (which it had invaded in April 1939) on 28 October 1940. Costa is called up and moved north to the village of Trikkala, along with detachments of the Greek Army. His unit are housed in a school which becomes the main radio contact for the area, and here he is met by a liaison officer from Yugoslavia, Marko Pavlic.

A local criminal is suborned by threatening foreigners to locate the building with a radio mast and to place a white blanket on the roof. This acts as a marker for the Italian dive bombers which appear and bomb the schoolohuse. Costa only just survives because he happens to have been standing in the doorway, the frame of which protects him. He pulls Pavlic from the wreckage and is himself taken to hospital with cuts to leg, damaged wrist, one eardrum punctured. And eventually patched up and sent back to Salonika, having made his military contribution.

Alas, at the first sign of trouble his English lovely, Roxanne, suddenly needs to leave. She gets Costa to drive her to an airfield where she is being met by an RAF plane, no less. Costa realises, sadly, that Roxanne was always a British spy, ‘not on you, my darling,’ she insists, but still. Deception.

Ho hum, but every cloud has a silver lining and back into his life comes Anastasia ‘Tasia’ Loukas, who he’d had a fling with previously, and who now wants to test out some of the tricks she’s learned from being an enthusiastic bisexual during their period apart. Lucky old Costa.

Back in his office, Costa continues working through the plans to set up the escape route. He and Emilia settle into a routine of sending innocent-looking letters about business to fictional companies requesting fictional orders, in which are concealed coded details of the people being sent down from Berlin.

Costa uses his underworld contacts in Salonika (Sami Pal) to identify a leading underworld figure in Budapest, Gypsy Gus, who he flies up to meet and concludes a deal with to smooth the refugees’ passage through Hungary.

We follow the fraught journey across Europe of the Gruens, renamed the Hartmanns, who encounter various problems but overcome them, in Budapest thanks to the enthusiastic stewardship of Akos, the white falcon’, a teenage psychopath who Gypsy Gus puts in charge of ensuring the ‘packages’ safety.

At every step, Furst makes us aware of the threat, the permanent threat from the Nazis, SS, Gestapo spy machinery, designed to keep watch on everyone. And we are introduced to Haupsturmführer Albert Hauser, a tidy-minded Gestapo official who had been instructed to arrest the Gruens and is irked to find them disappeared. And so starts to keep tabs on their social contacts, including one Frau Krebs. — Thus giving the story an ominous threatening sense of a net closing in on Emilia.

Back in Salonika Costa’s boss in the police, Vangelis, then brokers a meeting with Nikolas Vasilou, the richest man in Salonika, who is persuaded to donate money to fund the escape route. The quid pro quo is that Vangelis has assured Vasilou that Costa might one day end up Head of Police in Salonika: a good man to have in your debt. OK. Here’s your money, Zannakis, spend it well.

As Vasilou’s Rolls Royce purrs away Costa catches a glimpse of Vasilou’s (third) wife, the matchlessly beautiful Demetria, and it is love at first sight!

3. A French King – mid-January to 9 February 1941

British SIS officers tell Escovil he has to manage the escape of an airman, Harry Byer, from Paris. Byer is an important scientist who rashly enlisted in the RAF, was shot down in France, rescued and transported to a safe house in Paris by the Resistance. Escovil has an uncomfortable meeting with Costa in which he forces him to take the mission. Costa travels to Paris, meets the French people guarding Byer, but there is a complication. When one of the French resisters takes him to the Brasserie Heininger for dinner, Costa nearly gets into an argument with a drunk SS man who, unfortunately, follows them to the secret hotel where Byer is being kept. In getting away, Costa is forced to shoot the SS man as he approaches their car.

So, Plan B, which is Costa goes to track down his uncle, old Uncle Anasta, who moved to Paris all those years ago. Amazed to see him, Anasta calls on contacts until Costa meets an amazingly smooth man who is obviously doing very well out of the occupation (the French king of the title) who arranges for them to join an illicit cargo flight which is carrying machine guns to Bulgaria, departing from a foggy field somewhere north of Paris.

Arriving at Sofia airport Costa and Byer are nearly put under arrest until he persuades the captain unloading the crates to phone his old friend, Ivan Lazareff, chief of detectives in Sofia. What it is to have friends! Lazareff takes him and Byer for a tasty restaurant lunch, arranges exit visas and later the same day, Costa is back in Salonika, greeted like a hero by his family, handing over Byer to a suspicious Escovil,  before collapsing exhausted onto his bed.

4. Escape from Salonika – 10 February to 5 April 1941

10 February 1941. Back in his office Costa has to deal with some petty cases, then Escovil phones and irritates him by demanding a meeting and then demanding to know exactly how he got Byer out of Paris which – as it involved his uncle and Costa promised the rich Frenchman complete silence – he refuses to do.

Then he plucks up the courage to call Demetria, who he is completely besotted by – but she has gone, left with Vasilou for Athens. But then he opens one among the many letters waiting on his desk to read that she has escaped Athens on the pretext of visiting her mother and is a hotel in a village not 10 miles away. Costa takes a taxi there. They rendezvous in the place’s one shabby hotel. They sit on the bed, sad adulterers. If this was Graham Greene, just this adultery would give rise to hundreds of pages of suicidally-wracked guilt. Being Furst it only takes a glass of retsina before she’s slipping her silk panties over her garter belt and Costa makes the important discovery that her bottom is fuller and rounder than it appeared when she was dressed – and then that she is an ‘avid and eager lover without any inhibitions whatsoever’ with a fondness for fellatio. Lucky Costa. But she is another man’s wife, and not just any man, the richest man in town. This is all a very bad idea.

Next day a phone call out the blue for Roxanne, his former English lover. She drives round to his apartment. No romance, she is all business, every inch the hardened SIS agent. She describes the deteriorating situation in the Balkan countries which, one by one, are being forced to ally with Nazi Germany or will be invaded. One hope is to mount a coup in Belgrade against the pro-Nazi government. If a vehemently anti-Nazi regime can be put in place, the British will support it and that will hold up the Germans. Roxanne has come to ask Costa if he can pull strings, and contribute in a small way to the success of the coup. A wistful farewell and… she is gone!

1 March. King Boris of Bulgaria signs a pact with the Axis Powers and allows German troops to swarm into Bulgaria, not to occupy, to ensure ‘stability’ elsewhere in the Balkans. The border between Greece and Bulgaria is 475 km long.

As March proceeds Hitler threatens Yugoslavia and Costa makes arrangements for his friends and family to flee Greece. He secures visas for his lieutenant Gabi Saltiel and his family, and tells his own family they must go to Alexandria. Without him. He will stay and fight.

Costa takes a train to Belgrade where he meets up with the friend, Pavlic, who he pulled to safety from the bombed schoolhouse all those months previously and, along with a squad of hand-picked Serbian detectives, they carry out the British orders which are to arrest 27 senior Army officers and hold them in preventative custody while the Serb Air Force can carry out a coup, replacing the pro-Nazi government with an anti-Nazi one. Which is what – despite one or two hairy moments – happens.

Emilia is visited by the Gestapo man Hauser who adopts a polite tone but she is not fooled. When her husband returns home they realise they must part. She drives to see her grandfather (very rich) who has secured exit visas. Their chauffeur drives them all the way to the Swiss border which they cross with ease. Well, that was simple.

Costa’s office seems empty without Saltiel. Costa helps his family pack – even his beloved Melissa – then sees them off on a ship bound for Alexandria. Goodbye my beloved family.

A phone call from Demetria. She has finally left Vasilou. She is in a luxury hotel in Salonika. He takes a fast taxi there, runs up to her room, they order champagne, and in a few seconds she is just wearing bra and panties. And so on. It does seem to be a kind of law in these novels, that the men hold guns and the women hold penises.

The end is a sudden clot of plot. An anonymous letter, clearly from Escovil, includes one ticket on the last steamer heading to Alexandria, the Bakir. They go to board but the captain says, trouble with the engines, come back tomorrow. They’re lying in bed in the hotel next morning when the Germans begin bombing the city. The first hits are the ships in the port including the Bakir. They take what they can carry and trot to the train station. It is mayhem but they just about squeeze Demetria on the last train out of town. Costa plans to stay but has to hit a few surly men to get them to let Demetria get a tiny space on the jam-packed steps, so she implores him to stay. Thus it is that Costa ends up hanging onto the handrail by the door, one foot on the platform, almost swinging off at the bends. But instead of stopping at the next stop, the train accelerates through it and the next one, until it reaches the Turkish border. Without wanting to, he has fled Greece.

But Costa and Demetria have no visas and are just being turned away by an unimpressed Turkish official when a weedy little man pops up with Costa’s name on some list which he puts in front of the Turk – who jumps to his feet and salutes Costa! ‘Certainly he and his wife may enter Turkey!’ The little man is an agent of the British and tells an amazed Costa that he is now a captain in the British army! They will be taken to Izmir where they will help to co-ordinate the Greek resistance. They are safe. They will live!

And the little man who saved them? Is none other than the shabby little agent S. Kolb who has cropped up in numerous other Furst novels, helping out various protagonists. When his name is given on the penultimate page, I burst out laughing. It’s like the moment at the end of the movie Robin Hood, Prince of Thieves when the tall knight takes off his helmet to reveal it is – Sean Connery!

Although they deal with terrible events, there is a kind of Steven Spielberg sentimentality to Furst’s novels which means you are never really threatened, upset or afraid.


The political and strategic backgrounds

The timelines in Furst’s novels keep you on your toes regarding your World War Two knowledge and their depth of research into – here – the fast-moving political situation in the Balkans over a six month time period is fascinating.

Above all, the novels make you realise what it felt like day to day to live through the changing and generally grim events of these years. The story we on the British side are told is always very monolithic – Dunkirk, Battle of Britain, Blitz, the Desert War, D-Day, Victory.

Furst’s novels are very well-researched attempts to take you into the maze, the extremely complex mesh, of political developments on the continent, showing the reader the wide range of attitudes or opinions which were available for people to hold. Every European nation had to consider its position vis-a-vis not only the Nazis, but the likelihood of help from the Allies (Britain alone, before the Americans joined in December 1941) or the risk of entanglement with communist Russia. And every individual in those nations had to decide whose side they were on, how long they could delay making a decision, how things would pan out and affect them and their loved ones.

In Salonika, in the morning papers and on the radio, the news was like a drum, a marching drum, a war drum. (p.224)

Shucks, it was nothing

Something that places Furst’s novels a little on the simple side, psychologically, is that in all of them the protagonist is a hero: they may have foreign names but beneath the foreign clothes and foreign food and foreign languages, you can make out the lineaments of a clean-cut, all-American liberal fighting for Truth and Justice. Furst’s heroes abhor Hitler and his bully boys, they instinctively sympathise with the Jews or any other refugees. They are all decent men.

But if there is one thing we know about WW2 it is that it unleashed a very large amount of horrific indecency – betrayal, violence, torture, mass murder. Furst’s heroes not only never really see this, but even if they have minor adventures ‘in the field’, you can rely on them always returning to the healing presence of a round-bottomed young lady in their bed, trailing a winsome finger over lovely female contours, before making inventive love.

The carefree, problem-free sex (no periods, no pregnancy, no venereal disease) are symptomatic of fictions in which the hero encounters various problems, but has no inner problems or complexity. There is an untouchable innocence about the novels which is what makes them so easy and enjoyable to read. The Second World War without tears.

Style

Furst has developed a relaxed easygoing style which easily incorporates the thoughts of the main characters. In the last two novels, however, I’ve noticed the characters starting to say ‘fuck’ quite a lot. I dare say lots of people did say ‘fuck’ or its equivalent during the war, but it is such an Anglo word that rather undermines the effort of setting the stories among foreigners, among Greeks and Turks and Hungarians. Once they all start saying ‘fuck’, they all sound like they’re in an American action movie.

Zannis walked back to the office. Fucking war, he thought. (p.172)

Shut your fucking mouth before I shut it for you. (p.183)

Go fuck Germans and see where it gets you, Zannis said to himself. (p.192)

They start to sound like Rambo or Bruce Willis or anyone out of The Godfather. The advent of ‘fuck’ also made me notice the way other aspects of Furst’s style have also become more unbelted, more American. This is a Gestapo officer reviewing his card index of suspects:

He returned to his list and flipped over to the Ks: KREBS, EMILIA and KREBS, HUGO. The latter was marked with a triangle which meant, in Hauser’s system, something like uh-oh. (p.177)

Uh-oh? This makes the supposedly fearsome Gestapo officer sound like a character in Scooby-Doo or The Brady Bunch. And here is Costa, trying to decide whether to phone his mistress at her home, given the risk her husband might be there and might answer the phone:

Zannis’s eye inevitably fell on the telephone. He didn’t dare. Umm, maybe he did. Oh no he didn’t! Oh but yes, he did. (p.175)

The blurbs on the cover talk about Furst’s sophistication but I think they’re confusing descriptions of exotic locations, nice meals in fancy restaurants and women slipping out of their cami-knickers with psychological depth or acuity. In moments like these Furst’s characters come perilously close to being pantomime figures.


Dramatis personae

As always, it’s only when listing them that you realise the scale and breadth of Furst’s imagination in creating such a multiplicity of characters whose paths cross and recross in fascinating webs of intrigue.

  • Constantine ‘Costa’ Zannis, detective in Salonika, a sea port in northern Greece.
  • Gabriel – Gabi – Saltiel, his assistant.
  • Vangelis, head of the Salonika police force.
  • Spiraki, head of the local office of the Geniki Asphakia, the State Security Bureau (p.21).
  • K.L. Stacho, Bulgarian undertaker, somehow mixed up with the mystery German in the first part of the book (p.22).
  • Roxanne Brown, Costa’s sexy English girlfriend, ostensibly head of the Mount Olympus School of Ballet (p.24) though when the Italians invade she is exfiltrated by RAF plane, suggesting she was always some kind of British agent.
  • Laurette, Costa’s lover from way back, from his early years growing up in Paris.
  • Balthazar, owner of a popular restaurant in Vardar Square (p.24).
  • Sibylla, the stern clerk in Costa’s office (p.27).
  • Ivan Lazareff, chief of detectives up in Sofia, capital of Bulgaria (p.28).
  • Emilia ‘Emmi’ Krebs, née Adler, rich Jewess from Berlin, who entreats Costa to smuggle into Turkey two Jewish children (Nathaniel and Paula) she’s brought with her all the way from Berlin (p.30).
  • Ahmet Celebi the Turkish consul (p.35).
  • Madam Urglu, ‘in her fifties, pigeon-chested and stout’, Celebi’s secretary (p.37), in reality the Turkish legation’s intelligence officer (p.142).
  • Elias, king of Salonika’s poets (p.41).
  • Francis Escovil, English travel writer Roxanne introduces to Costa, pretty obviously a spy (p.44).
  • Captain Marko Pavlic, Costa’s liaison counterpart from the Yugoslav General Staff (p.74).
  • Behar, young illiterate Greek thief, bribed to place a white sheet on the roof of the schoolhouse which has been commandeered by Greek soldiers after the invasion, which acts as a marker for dive bombers who score a direct hit on it, wounding Costa and Pavlic, and killing many others (p.80).
  • Anastasia ‘Tasia’ Loukas, who works at Salonika city hall, former lover with a bisexual twist (p.94).
  • Sami Pal, Hungarian crook in Salonika, dealing in forged passports among other things (p.103)
  • Gustav Husar aka Gypsy Gus, head of Sami’s gang in Budapest (p.107).
  • Ilka, once beautiful, still sexy, owner of the bar where Gypsy Gus does business (p.119)
  • Nikolaus Vasilou, richest man in Salonika (p.120).
  • Demetria, Vasilou’s stunning goddess wife (p.122).
  • Herr and Frau Gruen, rich Jews helped by Emmi Krebs to flee Berlin, given the names Herr and Frau Hartmann (p.123).
  • The vindictive woman who picks up on the fact the Hartmanns lied when they said they were going to Frau H’s mother’s funeral, and confronts them on the boat to Hungary (p.127).
  • Man wearing a maroon tie who follows Akos and the Hartmanns to their cheap hotel and who Akos scares off by slicing the tie with his razor sharp knife (p.131).
  • Akos (Hungarian for white falcon), psychotic young fixer for Gypsy Gus (p.119).
  • Haupsturmführer Albert Hauser, dutiful officer in the Gestapo sent to arrest the Gruen / Hartmanns a few days after they arrive safely in Salonika (p.135).
  • Traudl, Hauser’s departmental secretary, a ‘fading blonde’, ‘something of a dragon’ (p.177)
  • Untersturmführer Matzig, Hauser’s devoted Nazi assistant (p.136).
  • Colonel Simonides, of the Royal Hellenic Army General Staff, gives a speech to the top 50 people in Salonika, including Costa, explaining that sooner or later the Germans will intervene to support the Italians and will win and occupy Greece. Everyone in the room should prepare for that event (p.148).
  • Jones and Wilkins, two British Secret Intelligence Service operatives who arrive in a yacht from Alexandria, compel a meeting with Francis Escovil, and surprise him by handing him a mission to smuggle a British scientist out of Paris (p.160).
  • Harry Byer, British scientist, pioneer of location finding radio beams who foolishly enlisted in the RAF and got shot down over France. Smuggled by the resistance to a safe house in Paris. Jones and Wilkins want Escovil to use Costa to smuggle him out (p.161).
  • Moises, ancient Sephardic Jew who owns the best gunshop in Salonika (p.171)
  • Didi, French aristocratic woman who is Costa’s contact in Paris, and takes him to dinner at the Brasserie Heininger, then onto the hotel where Byer is being hidden (p.180).
  • The Brasserie Heininger. Like the Fonz saying Heeeeey or Captain Kirk saying ‘Beam me up Scotty’, this is the scene the audience waits for in every Furst novel, the appearance of this fictional up-market restaurant. Here Costa is taken to lunch there by his contact in the French Resistance and, as always, they are seated at table 14, the one with the bullet hole from the shootout which featured in the first novel in the series, Night Soldiers.
  • The drunken SS officer who nearly picks a fight with Costa at the Heininger.
  • French aristocrat guarding Byer at the Paris hotel (p.185). Typically, Costa guesses that Didi and this officer are lovers.
  • Uncle Anastas, Costa’s uncle who stayed on in Paris minding a second hand store in the vast flea market at the Porte de Clignancourt (p.194). He is astonished to see his nephew, then earnestly sets about using his contacts to get him smuggled out of Paris.
  • The unnamed friend of a friend who looks like a French king, smoothly accepts the $4,000 Costa gives him, and explains the process for being flown out of France (p.197).
  • An emigre Greek who drives them up to a field north of Paris (p.199).
  • The Serbian (?) pilot of the plane which flies them to Sofia (p.200).
  • Vlatko, a bulky pale-haired Serb detective who Pavlic elects his number two when he and Costa set about rounding up potential Army opponents of the Yugoslav coup (p.239).

Credit

Spies of The Balkans by Alan Furst was published in 2010 by Weidenfeld and Nicholson. All quotes and references are to the 2011 Phoenix paperback edition.

 Related links

The Night Soldiers novels

1988 Night Soldiers –  An epic narrative which starts with a cohort of recruits to the NKVD spy school of 1934 and then follows their fortunes across Europe, to the Spain of the Civil War, to Paris, to Prague and Switzerland, to the gulags of Siberia and the horrors of the Warsaw ghetto, in a Europe beset by espionage, conspiracy, treachery and murder.
1991 Dark Star – The story of Russian Jew André Szara, foreign correspondent for Pravda, who finds himself recruited into the NKVD and entering a maze of conspiracies, based in Paris but taking him to Prague, Berlin and onto Poland – in the early parts of which he struggles to survive in the shark-infested world of espionage, to conduct a love affair with a young German woman, and to help organise a network smuggling German Jews to Palestine; then later, as Poland is invaded by Nazi Germany, finds himself on the run across Europe. (390 pages)
1995 The Polish Officer – A long, exhausting chronicle of the many adventures of Captain Alexander de Milja, Polish intelligence officer who carries out assignments in Nazi-occupied Poland and then Nazi-occupied Paris and then, finally, in freezing wintertime Poland during the German attack on Russia.
1996 The World at Night – A year in the life of French movie producer Jean Casson, commencing on the day the Germans invade in June 1940, following his ineffectual mobilisation into a film unit which almost immediately falls back from the front line, his flight, and return to normality in occupied Paris where he finds himself unwittingly caught between the conflicting claims of the Resistance, British Intelligence and the Gestapo. (304 pages)
1999 Red Gold – Sequel to the World At Night, continuing the adventures of ex-film producer Jean Casson in the underworld of occupied Paris and in various Resistance missions across France. (284 pages)
2000 Kingdom of Shadows – Hungarian exile in Paris, Nicholas Morath, undertakes various undercover missions to Eastern Europe at the bidding of his uncle, Count Janos Polanyi, a kind of freelance espionage controller in the Hungarian Legation. Once more there is championship sex, fine restaurants and dinner parties in the civilised West, set against shootouts in forests, beatings by the Romanian police, and fire-fights with Sudeten Germans, in the murky East.
2003 Blood of Victory – Russian émigré writer, Ilya Serebin, gets recruited into a conspiracy to prevent the Nazis getting their hands on Romania’s oil, though it takes a while to realise who’s running the plot – Count Polanyi – and on whose behalf – Britain’s – and what it will consist of – sinking tugs carrying huge turbines at a shallow stretch of the river Danube, thus blocking it to oil traffic. (298 pages)
2004 Dark Voyage – In fact numerous voyages made by the tramp steamer Noordendam and its captain Eric DeHaan, after it is co-opted to carry out covert missions for the Allied cause, covering a period from 30 April to 23 June 1941. Atmospheric and evocative, the best of the last three or four. (309 pages)
2006 The Foreign Correspondent – The adventures of Carlo Weisz, an Italian exile from Mussolini living in Paris in 1938 and 1939, as Europe heads towards war. He is a journalist working for Reuters and co-editor of an anti-fascist freesheet, Liberazione, and we see him return from Civil War Spain, resume his love affair with a beautiful German countess in Nazi Berlin, and back in Paris juggle conflicting requests from the French Sûreté and British Secret Intelligence Service, while dodging threats from Mussolini’s secret police.
2008 The Spies of Warsaw The adventures of Jean Mercier, French military attaché in Warsaw between autumn 1937 and spring 1938, during which he has an affair with sexy young Anna Szarbek, helps two Russian defectors flee to France, is nearly murdered by German agents and, finally, though daring initiative secures priceless documents indicating german plans to invade France through the Ardennes – which his criminally obtuse superiors in the French High Command choose to ignore!
2010 Spies of the Balkans The adventures of Costa Zannis, senior detective in the north Greek port of Salonika, who is instrumental in setting up an escape route for Jews from Berlin through Eastern Europe down into Greece and then on into neutral Turkey. The story is set against the attempted Italian invasion of Greece (28 October 1940) through to the German invasion (23 April 1941).
2012 Mission to Paris
2014 Midnight in Europe
2016 A Hero in France

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