Byzantine Emperors 802 to 1081

By the tenth century to be a eunuch was, for a promising youth about to enter the imperial service, a virtual guarantee of advancement; many an ambitious parent would have a younger son castrated as a matter of course.
(Byzantium: The Apogee, page 130)

This is a timeline of Byzantine emperors between 802 and 1081, based on John Julius Norwich’s history of the period, Byzantium: The Apogee (1991).

The Empress Irene

Iconoclasm (the banning of religious images and icons) had been instituted by Leo III the Isaurian in 726. 80 years later it still divided the empire. The empress Irene had dominated her weak husband, Leo IV (775 to 780) and their son, Constantine VI (780 to 797) who came to the throne aged just nine and who, when he became a threat to her power, Irene had arrested and blinded, resulting in his death soon afterwards.

So then the wicked Empress Irene reigned by herself for five years, alienating most sections of the empire – by being a woman, by being an icon-supporter, and for the foul murder of her own son.

In 800 Pope Leo II crowned King Charles of the Franks as Holy Roman Emperor in St Peter’s Rome. This astonished the Byzantines who considered it an appalling assault on their power and prerogatives, but to both Pope and new Emperor, Irene, as a woman, simply did not count and so, for them, the throne of Roman emperor was vacant.

To seal the deal Charlemagne, in 802, sent Irene a proposal of marriage. This in fact struck her as a decent exit strategy to escape the gathering number of enemies to her rule. But her leading ministers rebelled. Led by the Logosthete of the Treasury (the minister of finance), they mounted a coup, and exiled Irene.

Nicephorian dynasty (802–813)—

Nicephorus I Logothetes (802 to 811)

The leader of the coup against Irene took the name Nicephorus. Irene had cancelled loads of taxes in a bid to be popular with the people and thus brought the empire to the brink of bankruptcy. The fact that Nicephorus had been finance minister meant he understood how important it was to revitalise the tax base, rebuild the city’s walls, and build up the army. In 803 an Armenian general in the Byzantine army, Bardanes Turcus, rebelled but his revolt was crushed, Bardanes being sent to a monastery where he was, in the traditional style, blinded to prevent him being any more of a threat.

Irene had tried to buy off both the Khan of the Bulgars (in the north) and the Muslim Caliph Harun al-Raschid (in the East) with gold tribute. Nicephorus immediately cancelled both these tributes, sparking war with both (although Raschid died in 809).

Nicephorus led initially successful campaigns against the Bulgars but was killed at the Battle of Pliska against the mighty leader of the Bulgars, Khan Krum. Initially, Nicephorus had successfully led raids into Bulgar territory and destroyed their capital city, but he and his army were eventually caught in a narrow defile and annihilated. Krum had Nicephorus’s skull encased in silver and used it as a cup for wine-drinking.

Staurakios (July to October 811)

The only son of Nicephoros I, Staurakios automatically succeeded on his father’s death but had been present at the Battle of Pliska and was himself severely wounded, left paralyzed and in constant pain. He was forced to resign within a year, and retired to a monastery where he died soon after.

Michael I Rangabe (811 to 813)

Son-in-law of Nicephorus I, Michael succeeded Staurakios on the latter’s abdication. A spendthrift in everything except defence, he wasted money on high living while Khan Krum devastated various Byzantine towns.

In late 812 Krum offered battle some miles from the capital and in June Michael marched out at the head of an army but, as battle began, the Anatolian wing of the Byzantine army, led by Leo the Armenian, deserted their posts. As a result the Byzantine army was decimated, Michael made it back to Constantinople where he abdicated (retiring to a monastery where he lived quietly for another thirty years). All four of his sons were castrated and his wife and daughters sent to a monastery – while Leo the Armenian returned to the capital and seized the throne.

Non-dynastic—

Leo V ‘the Armenian’ (813 to 820)

Born about 775, Leo joined the army and rose to become a general in which capacity he betrayed the army in a confrontation with Khan Krum of the Bulgars, leading to the abdication of Michael I.

Leo still had to deal with Krum and arranged a meeting with the Bulgar at which he treacherously set assassins to kill him. They failed and Krum made off, infuriated, destroyed all the buildings without Constantinople’s city walls – palaces and churches – then systematically destroyed every Byzantine town he could seize, murdering all the men and taking the women and children into slavery. Adrianople was burned to the ground and the entire population sent into slavery beyond the Danube.

Leo, for his part, mounted some sneaky raids into Bulgar territory where, the chroniclers report, his armies had instructions to kill all the children (dashing their heads against rocks and walls, is the precise description). It was a war of extermination on both sides. Then, just as Krum was supervising the siege engines rumbling up to the walls of Constantinople for a final siege, he dropped dead of apoplexy. To everyone’s surprise, peace had come.

Leo devoted the remainder of his rule to reviving Iconoclasm. The previous three ill-fated emperors had been icon-supporters and their reigns had coincided with financial and military disasters. Leo hoped to revive support for his rule by falling in line with the majority of the upper class, the army and many of the Eastern refugees (who now thronged the city, having fled the armies of the Arabs) who were all deep-rooted iconoclasts. (Iconoclasm feeling became stronger the further east you went.) In 815 Leo promulgated an edict against images which led to an orgy of destruction across the empire. So much beauty and art, silken vestments, gold icons, priceless statues – destroyed forever.

Something – the chronicles are unclear – led to a rift with his one-time good friend Michael from Armoria, who began speaking openly against the emperor and who Leo had imprisoned and ordered to be thrown into a burning furnace. Before this order could be carried out, Michael was freed by accomplices who went with him to the imperial chapel on Christmas Day 820, where they struck down Leo, first cutting off his sword arm, then his head. Leo’s corpse was paraded in ignominy around the Hippodrome. Leo’s four sons were castrated (one died during the procedure) and sent, along with his wife and daughters, into exile.

Amorian dynasty (820 to 867)—

Michael II ‘the Amorian’ (820 to 829)

Michael was an illiterate boor who made his son co-emperor in a bid to establish a settled dynasty. Almost immediately he faced a rebellion which evolved into a civil war, led by Thomas the Slav, a Byzantine general, who besieged Constantinople. However, Thomas’s army was unexpectedly attacked from the north by the Bulgars and massacred. The survivors retreated to a walled town, and Michael now felt confident enough to lead a Byzantine army to besiege them. Michael quickly persuaded the rebels to surrender with a promise of mercy, and to give up Thomas – who promptly had his hands and feet chopped off and his body impaled on a stake.

During Michael’s reign the empire lost Crete to Arab pirates, who ravaged all the towns and converted the entire population into slavery. Another band of Arab adventurers began the Muslim conquest of Sicily. Both islands became the home for Arab corsairs who preyed on shipping all over the eastern Mediterranean, despite Michael sending numerous fleets to try and stop them.

Michael died peacefully in his bed, the first emperor in a sequence of six to do so.

Theophilus (829 to 842)

Born in 813, Theophilus was the only son of Michael II, the illiterate Armorian. Co-emperor since 821, he succeeded on his father’s death aged 25 and was, according to Norwich, ‘magnificently qualified to take on the responsibilities of emperor’.

Theophilus had to deal with the aggressive campaigns from the Muslim East of Caliph Mutasim, who besieged and sacked Armoria, the second city in the empire: when some of the inhabitants took refuge in the town church, Mutasim burned them alive in it, the rest of the population was put in chains and taken back across the desert towards Syria but, when water ran short on this long trek, almost all of them were executed. Only 42 made it alive to Muslim territory. Years later the 42 were offered a final choice between converting to Islam or martyrdom. All 42 chose death and were beheaded on the banks of the River Tigris, thus entering the canon of saints of the Byzantine church. Burning, murdering, death.

Theophilus continued the iconoclastic policies of his father, but rather half-heartedly (with some notably brutal exceptions: he had two Christian writers who refused to renounce icons, tattooed across their faces with a long iconoclastic poem, and he had the greatest icon painter of the time, Lazarus, scourged and branded on the palms of his hands with red hot nails). Nonetheless, in Norwich’s opinion, when Theophilus died, aged just 29, from dysentery, ‘the age of iconoclasm died with him’ (p.52).

Interestingly, in response to the Muslim seizure of Crete and Sicily, Theophilus appealed to the son of Charlemagne, Lewis the Pious, to join forces and drive the Muslims from the Mediterranean. Interesting because, as Norwich points out, if Lewis had done so, the age of the crusades (i.e. armed Western Christian knights interfering in the Muslim Mediterranean world) would have come two and a half centuries early and, if it had become a sustained campaign uniting the Western and Eastern Christians, might have seized back more of the Mediterranean littoral.

Michael III ‘the Drunkard’ (842 to 867)

Born in 840, Michael succeeded on Theophilus was succeeded by his son Michael, born in 840 and so just two years old, with the result that the empire was ruled by his mother, Theodora, until 856. She called a Church Council in 845 which anathematised Iconoclasm, not without the usual fierce ecclesiastical in-fighting. (The fierceness of language and actual bodily violence involved in these Church disputes has to be read to be believed. Senior Christian opponents to imperial policy were often arrested, tortured, scourged and whipped, branded, blinded and exiled.)

The Logothete and eunuch Theoctistus manoeuvred his way to becoming co-ruler with Theodora. (Logothete: An administrative title originating in the eastern Roman Empire. In the middle and late Byzantine Empire, it became a senior administrative title, equivalent to minister or secretary of state.)

Theoctistus led a fleet which managed to recapture Crete, and another Byzantine fleet attacked and ravaged the Muslim naval base at Damietta. In other words, this period saw the start of a significant fightback against Muslim domination of the Eastern Mediterranean.

Theoctistus and the Empress adopted the ruinous policy the pair adopted of the systematic persecution of the heretics known as Paulicians. The Paulicians were Christians of a sort, but rejected large parts of the Old and New Testament and many of the practices of the Church. They were based in Armenia, a mountainous region far to the east of Anatolia. They were ordered to renounce their beliefs but refused, and so a vast military army set out to the East and, if the chroniclers are to be believed, massacred up to 100,000 of the Paulician community – by hanging, drowning, putting to the sword and even crucifixion. Not only was this a foul atrocity in itself, but strategically short-sighted in that it drove the entire community into alliance with the Muslim regime based in Baghdad.

Map showing the spread of the Muslim empire and how surrounded and embattled the Byzantine Empire became (and how foolish it was to drive the Armenians into alliance with the Muslims)

The Empress Theodora’s brother (Michael’s uncle) Bardas, overthrew Theoctistus, confronting him in the palace with a group of soldiers and the young emperor himself, who ran him through with a sword. That was in 855.

Bardas was raised to Caesar in 862. Norwich considers Bardas’s ten year-rule (855 to 865) one of unparalleled success, notable for his military victories over the Bulgars to the north and the negotiation of their conversion to Christianity, for the growing confidence and distinctness of the Eastern Church, and for Bardas’s personal sponsorship of learning – setting up schools and a university – and the arts.

In the last years of Bardas’s rule the monks and scholars, the brothers Cyril and Methodius, were invited by the Khan of the Bulgars to help convert his Slavic people to Christianity. (Formerly it was believed that Cyril, forced to invent new letters to convey Slavic speech sounds, invented the Cyrillic script which is named after him. Nowadays it is thought he and Methodius invented the Glagolitic script, and that Cyrillic was developed later by their students and followers.)

This story didn’t end well, though, because the Khan of the Bulgars wrote a long letter to the emperor complaining about the endless squabbles among the Byzantine Christian missionaries, and asking for clarification on various points of theology. The emperor Michael made the mistake of arrogantly dismissing it, with the result that the Khan turned to the Pope, who gave him a clear, thorough and polite response. The result was the Khan of the Bulgars gave his allegiance to the Pope in Rome and expelled all the Byzantine missionaries.

Meanwhile, Emperor Michael declined into alcoholism. In his last years he took a favourite, Basil, a strong, illiterate peasant from Armenia, talented with horses, and raised him to the level of Court Chamberlain. All kind of speculation floats around him, including the possibility that he was Michael’s gay lover. Michael ordered Basil to marry a young woman who was almost certainly Michael’s mistress, in order to give his mistress free access to the palace (and Michael), without scandalising the clergy. It is possible, then, that when Basil’s wife bore him children, they were in fact the children of the emperor…

Whatever the details, Basil tightened his grip on Michael’s affections, becoming a serious rival to Michael’s uncle, Bardas. On 21 April 866, on the eve of a naval expedition which he was meant to be leading to liberate Crete from the Muslims, Bardas was sitting next to Michael in the imperial pavilion, when Bardas stepped forward and assassinated him. The emperor was obviously in on the coup because he issued a statement declaring Bardas a traitor and exonerating Basil.

Macedonian dynasty (867 to 1056)—

Basil I ‘the Macedonian’ (867 to 886)

Having assassinated Michael’s uncle, Bardas, in 866, 18 months later, on 24 September 867, Basil and seven followers killed the emperor Michael as he lay in a drunken stupor in his bedchamber. Basil had himself proclaimed basileus.

Basil led successful wars in the East against the Arabs and the Paulicians, and seized back the entire Dalmatian coast, Bari, and all southern Italy for the Empire. He initiated a major review and digest of the laws (on the model of Justinian’s code) and also commissioned the building of new churches and palaces. He had four sons but one, young Constantine, was the apple of his eye. When Constantine died suddenly in 879, Basil went into a decline, becoming surly, reclusive and unbalanced. A later legend says he was killed by a stag while out hunting. We’ll never know for sure.

Leo VI ‘the Wise’ (886 to 912)

Instead of Basil’s favourite son, Constantine, it was his next eldest son, Leo, who succeeded, aged twenty. Already he has acquired the nickname ‘the wise’ for his scholarship, grace and deportment. But Leo VI’s reign saw an increase in Muslim naval raids, culminating in the Sack of Thessalonica, and was marked by unsuccessful wars against the Bulgarians under Symeon I.

Leo sparked a far-ranging religious dispute because he married a succession of wives, who all managed to die of illness or in childbirth. He kept at it because he was desperate for a male heir but when he married for the fourth time, to Zoe ‘Carbonopsina’ (of the black eyes), the church was outraged.

Orthodox theology disapproved of even one remarriage, only reluctantly admitted two – so long as the partners spent a good deal of time repenting and praying – but to remarry for a third time was completely forbidden and the Patriarch of Constantinople. Nicholas, was not slow to criticise and anathematise the emperor. So Leo had Nicholas exiled and appointed a new Patriarch who carried out his wishes. But Nicholas’s dismissal and the scandal of the four marriages split the church into fiercely opposing factions.

Alexander (912 to 913)

Leo had sidelined his brother, Alexander, during his reign. When Leo finally died his brother inherited and promptly set about undoing much of his brother’s work, starting by banishing Leo’s wife, Zoe, and ignoring Leo’s careful diplomacy with the ever-threatening Bulgars. He restored the troublesome patriarch, Nicholas, who Leo had dismissed and who returned from exile furious and determined to take his revenge on everyone in the hierarchy who had condoned Leo’s marriage.

Alexander was an alcoholic and died of exhaustion after a polo game, leaving the throne to Leo’s young son, Constantine, born in 905 and so aged just seven.

Constantine VII Porphyrogenitus (913 to 959)

At Alexander’s death there is a scrabble for power. When Zoe learned that Alexander lay dying she rushed back to the palace to protect her and Leo’s son, Constantine. On his deathbed Alexander confirmed Constantine as heir, but appointed a Regency Council led by Nicholas. And the first thing Nicholas did was order the empress to have her hair shorn and be sent to a nunnery, where she was renamed Sister Anna.

Within days the leader of the army, Constantine Ducas, mounted a coup against the regency Council, but as he snuck into the city, he and his conspirators (including his eldest son, Gregory) were caught and killed. Almost certainly Nicholas was in league with Ducas but, after the coup failed, it gave Nicholas the pretext he needed to launch a drastic reign of terror.

Whole companies were massacred, their bodies impaled along the Asiatic shore of the Bosphorus; others were flogged or blinded…. Ducas’s widow was exiled… his younger son… was castrated. (p.127)

Leo VI had wisely paid a tribute or bribe to Symeon the Great, Khan of the Bulgars, to stop him ravaging Thrace (the area to the north of Constantinople).

Constantine rashly stopped the payment with the result that Symeon led a Bulgar army right up to the walls of Constantinople. At this point the Patriarch Nicholas went out to see Symeon and did some kind of deal, so that the Bulgars went away.

But 1) Nicholas’s brutal treatment of the empress and 2) his brutal treatment of the army and 3) the rumour that he had sold out to the Bulgars, led to the collapse of the Regency Council. This triggered the swift return of ‘Sister Anna’, who reclaimed the role of Augusta and Regent and her true name of Zoe.

The next thing that happened was a coup organised by the admiral Romanus Lecapenos. He overthrew the empress (and sent her back to the convent again, hair shorn, Sister Anna once more) and quickly wedded his daughter to Constantine, thus becoming the young emperor’s father-in-law. Romanus worked to make himself invaluable and to seize all the levers of state. Eventually he got himself crowned senior emperor in 920.

Constantine was sidelined during the Lecapenos regime, but asserted his control by deposing Romanus’s sons in early 945. Byzantine forces helped an Armenian king against the Muslims in the East and destroyed an advancing Muslim army in south Italy, restoring a lot of the empire’s prestige. The Byzantines then caught an attacking army of Bulgars under Symeon I unprepared, forcing it to retire back over the Danube.

Constantine’s long reign also saw a flourishing of the arts known as the ‘Macedonian Renaissance’, with the emperor sponsoring encyclopaedic works and histories. He was a prolific writer himself, best remembered for the manuals on statecraft (De administrando imperio) and ceremonies (De ceremoniis) which he compiled for his son, Romanus II.

Romanus I Lecapenos (920 to 944)

This is the admiral, mentioned above, who seized power in 920 and ruled as the emperor Constantine’s ‘father-in-law’. After becoming the emperor’s father-in-law, he successively assumed higher offices until he crowned himself senior emperor. Like a previous Armenian emperor, Basil I, Romanus was keen to create a family dynasty.

His reign was marked by the end of warfare with Bulgaria and the great conquests of John Kourkouas in the East. Romanus promoted his sons Christopher, Stephen and Constantine as co-emperors over Constantine VII. Eventually Constantine VII threw off his rule and sent him to an island as a monk. He died there on 15 June 948.

Romanus II ‘the Purple-born’ (959 to 963)

The only surviving son of Constantine VII, Romanus was born on 15 March 938 and succeeded his father on the latter’s death in 959. He ruled for four years, although the government was led mostly by the eunuch Joseph Bringas. His reign was marked by successful warfare in the East against Sayf al-Dawla and the recovery of Crete by general Nicephorus Phocas.

Nicephorus Phocas (963 to 969)

The most successful general of his generation who restored Byzantine fortunes in the West and East, Nicephorus II was born around 912 to the powerful Phocas clan. The Phocas family were one of the leading powers in the state, having already produced several generals, including Nicephorus’ father Bardas Phocas, his brother Leo Phocas, and grandfather Nicephorus Phocas the Elder.

On the ascension of Emperor Romanus II in 959, Nicephoros and his younger brother Leo Phocas had been placed in charge of the eastern and western field armies respectively. In 960, 27,000 oarsmen and marines were assembled to man a fleet of 308 ships carrying 50,000 troops in a campaign against the Muslim Emirate of Crete. They besieged the capital, Chandax, till it fell in 961, and took back the island after 130 years of Muslim occupation. Meanwhile, another Byzantine force recovered Cyprus in 965.

Nicephorus was recalled to Constantinople by Constantine and sent to the East, where he defeated the governor of Tarsus, ibn al-Zayyat in open battle, before taking the major Muslim city of Aleppo. From 964 to 965, he led an army of 40,000 men which liberated Cilicia and raided in Upper Mesopotamia and Syria. Then Nicephorus led Byzantine forces which besieged and took Tarsus. In 968, Nicephorus conducted a raid through Syria into Palestine which reached the city of Tripoli, raiding and sacking most of the fortresses along his path and which finally managed to take the city of Antioch. It was a high summer for the empire.

However, to finance these wars Nicephorus had increased taxes both on the people and on the church at a time of poor harvests and general dearth, while maintaining unpopular theological positions and alienating many of his most powerful allies. This combination of policies led to a series of riots in Constantinople. These involved his nephew, John Tzimiskes, who, despite having played a key role in many of his military victories, Nicephorus banished to Asia Minor on suspicion of disloyalty.

Tzimiskes was a popular general and, rallying his supporters, was smuggled back to Constantinople. Fellow conspirators let him into the palace, where he and a gang of collaborators murdered Nicephorus in his sleep. Thus ended the life of one of the most successful emperor-generals in Byzantine history.

John I Tzimiskes (969 to 976)

Tzimiskes took over as regent for the young sons of Romanus II. As ruler, Tzimiskes crushed the Rus in Bulgaria and ended the Bulgarian tsardom, before going on to campaign in the East.

According to Norwich, travelling through Anatolia John was appalled to discover the vast extent of the lands acquired by the Imperial chamberlain Basil Lecapenos. Basil got to hear about the emperor’s anger and, fearing that he was about to lose his lands and position, paid servants to administer a poison to Tzimiskes. Taken very ill, John just about made it back to Constantinople before dying. He was, in Norwich’s opinion:

One of the greatest of Byzantine emperors (p.230)

Basil II ‘the Bulgar-Slayer’ (976 to 1025)

Basil was the eldest son Romanus II, born in 958 and, with Tzimiskes’ death, he now inherited the throne aged just 18. He was to have a long and successful reign but the first half was a struggle to establish his own personal rule.

The first decade of his reign was marked by rivalry with the powerful Imperial chamberlain, the eunuch Basil Lecapenos, who he eventually managed to overthrow, confiscating all his estates and having him banished. Then there was a prolonged attempt by two rival generals – Bardas Phocas and Bardas Sclerus – to overthrow him, though the generals spent as much time fighting each other as the emperor. Both eventually failed, though not after prolonged unrest and military campaigns.

Threatened by the rise of Thomas the Slav who revived the kingdom of the Bulgarians, Basil found it wise to form an alliance with Vladimir I of Kiev whose entry into the Church (the baptism of him and his court) Basil supervised, as well as marrying off his sister, Anna, to the new convert. Vladimir would, in time, be made into a saint by the Russian Orthodox Church, for his zeal in building churches, monasteries, and converting his people.

In his campaigns in the East against the Muslims, Basil had seen for himself the immense estates built up by the class of ‘nobles’ or ‘those with power’, and he determined to break their influence, confiscating all large estates, reducing much of the aristocracy to poverty, rejuvenating the peasant communities which the empire depended on for its manpower, and reverting large tracts of land to the emperor.

Basil then did a deal whereby Venice was awarded the coast of Dalmatia to rule under Byzantine suzerainty: this suited the Venetians for the area was rich in wood and grain, and they also wanted to campaign against Croatian pirates; and suited Basil because it left him free for his life’s work, a sustained campaign against Bulgaria. It took twenty years but he eventually defeated Thomas the Slav and his son, and the usurper who murdered the son. All Bulgarian territory and cities were seized, and all survivors of the royal family taken prisoner off to Constantinople. In fact Basil ruled wisely, keeping taxes deliberately low and assimilating leading Bulgar aristocrats into the Byzantine administration.

Basil II’s reign is widely considered the apogee of medieval Byzantium.

Map of the Byzantine Empire in the year 1025  most of present-day Turkey, Greece, the southern Balkans and south Italy

Constantine VIII (1025 to 1028)

The second son of Romanus II, Constantine was born in 960 and raised to co-emperor in March 962. During the rule of Basil II, he spent his time in dissipation. He was 65 when he came to power and managed, in three short years, to fritter away almost all of his brother’s achievements. Unsure of his powers, he became paranoid, suspicious of courtiers and plots, and hundreds of men arrested, tortured and blinded on trumped-up charges.

Only on his death-bed, aged 68, did he worry about the succession. He had three daughters, themselves now relatively old (in their 40s and 50s) and decided that the most presentable of them, Zoe, should be married off to continue the line. After some squabbling about who the lucky man should be, his civil service settled on Romanus Argyros to be Zoe’s husband. The fact that Romanus was already married was not a barrier, since Constantine said, Marry my daughter or I will blind you and your wife. So Romanus’s wife willingly divorced him, took the veil and disappeared to a convent. Next day Romanus married Zoe. Next day the emperor was dead.

Empress Zoe (1028 to 1050)

The daughter of Constantine VIII, Zoe succeeded on her father’s death, as the only surviving member of the Macedonian dynasty. She had three husbands – Romanus III (1028 to 1034), Michael IV (1034 to 1041) and Constantine IX (1042 to 1050) – who ruled in quick succession alongside her.

Zoe’s first husband: Romanus III Argyros (1028 to 1034)

Romanus was an ageing aristocrat, judge and administrator when he was chosen by Constantine VIII on his deathbed to become Zoe’s husband. He was educated but had an inflated opinion of his own abilities and led his army into a disastrous defeat against the Muslims in Syria. Realising his limitations he decided to make a name for himself by building an enormous church to Mary Mother of God, but taxed the population of Constantinople to the hilt to build it with the result that he became very unpopular.

Contemporary chroniclers also claim he had alienated his wife once he realised they were never going to conceive a child (despite both parties spending lots of money on amulets and charms and potions to restore fertility). He had her confined to her quarters and cut her spending allowance.

Gossip had it that Zoe took a young, handsome Greek lover, Michael, related to the most powerful figure at the court, the eunuch John the Orphanotrophos. The chronicler Michael Psellus suggests the couple poisoned Romanus who was discovered expiring by an imperial swimming pool.

Zoe’s second husband: Michael IV ‘the Paphlagonian’ (1034 to 1041)

Within hours of Romanus’s death, Zoe arranged to be enthroned alongside her 18-year-old lover Michael.

Michael quickly came to despise his aging wife and, once again, had her confined to her quarters. He was an epileptic when they married and his condition rapidly worsened, so that he had a curtain installed around the throne which could be quickly drawn by servants at the first sign of a fresh attack.

Aided by his older brother, the eunuch John the Orphanotrophos, Michael’s reign was moderately successful against internal rebellions, but his massed attempt to recover Sicily from the Muslims totally failed, not least because it was put under the command of John the Orphanotrophos’s sister’s husband, Stephen.

As he grew iller, Michael spent more time building churches and having masses said for his soul. His older brother, the by-now all-powerful John the Orphanotrophos, could see he was dying and cast around for ways to preserve the dynasty. His other brothers were eunuchs, so John’s search alighted on the son of his sister, Maria, and her husband Stephen, Michael.

Basil II had wisely decreed that the defeated Bulgarians should only pay tax in kind. John the Orphanotrophos unwisely revoked this and imposed tax demands in gold. This, plus the imposition of an unpopular Greek to rule their church, led to a revolt of the Bulgars. Michael amazed everyone by taking to his horse and leading the Byzantine army which successfully put the revolt down. He then returned to the capital and died.

Zoe’s son: Michael V Calaphates (‘the Caulker’) (1041 to 1042)

In the last stages of terminal illness, Michael IV was persuaded to adopt Stephen’s son (his nephew), also named Michael, as his own son and heir. Michael IV duly died, aged just 25, and was succeeded by this nephew and namesake, who became Michael V.

In time Michael would be nicknamed calaphates or ‘the caulker’ because this had been the humble shipyard profession of his father, Stephen, before John the Orphanotrophos had wangled him a job as admiral on the ill-fated expedition to reclaim Sicily. He certainly had a very tenuous claim to the throne.

No emperor in the whole history of Byzantium had less title to the throne than Michael Calaphates. (Norwich p.292)

Michael V immediately 1. mounted an assault on the court civil service, making widespread changes 2. removed John the Orphanotrophos from power, confiscating his property and sending him to a monastery. Next he tried to sideline Zoe, having her shaven and send to a convent, but, unexpectedly, this sparked a popular revolt which led to days of mass rioting – resulting in the largest casualties from civic strife the capital had seen since the Nika riots. Michael was forced to recall her and restore her as empress on 19 April 1042, along with her sister Theodora but this wasn’t enough. Norwich quotes the eye witness account of Michael Psellus who went with the mob to the palace chapel where Michael and his uncle, Constantine, were hiding, describes them being persuaded to leave, escorted by the City Prefect through a jeering mob, and then met by the public executioner sent by Zoe, who proceeded to blind them both in front of the baying mob. They were both sent to separate monasteries, Michael dying later that year.

Michael had managed to get himself deposed after a pitiful four months and 11 days on the throne,

Zoe had hoped the riots were solely in her favour but it became apparent that the city didn’t trust her, associating her too much with the ancient regime, and began clamouring for her sister, Theodora who had, fifty years earlier, been consigned to a convent where she had spent most of her life.

Zoe’s sister: Theodora (1042 to 1056)

Born in 984, Theodora was therefore 58 when she was raised as co-ruler on 19 April 1042. However, it quickly became clear that the sisters didn’t get on and that, worse, the court, civil administration, the army and so on were liable to divide into sects supporting one or other woman. The solution was to bring a man in to rule. Theodora, still a highly religious virgin, refused absolutely to be married, but Zoe, now 64, accepted with relish. (It is symptomatic of the name shortage in Byzantium that all three of the candidates which were considered for her hand were named Constantine.)

Zoe’s third husband: Constantine IX Monomachos (1042 to 1055)

Wikipedia tells the story:

Constantine Monomachos was the son of Theodosius Monomachos, an important bureaucrat under Basil II and Constantine VIII. At some point, Theodosius had been suspected of conspiracy and his son’s career suffered accordingly. Constantine’s position improved after he married his second wife, a niece of Emperor Romanus III Argyros. After catching the eye of the Empress Zoe, Constantine was exiled to Mytilene on the island of Lesbos by Zoe’s second husband, Michael IV.

The death of Michael IV and the overthrow of Michael V in 1042 led to Constantine being recalled from his place of exile and appointed as a judge in Greece. However, prior to commencing his appointment, Constantine was summoned to Constantinople, where the fragile working relationship between Michael V’s successors, the empresses Zoe and Theodora, was breaking down. After two months of increasing acrimony between the two, Zoe decided to search for a new husband, thereby hoping to prevent her sister from increasing her popularity and authority.

After her first preference displayed contempt for the empress and her second died under mysterious circumstances, Zoe remembered the handsome and urbane Constantine. The pair were married on 11 June 1042, without the participation of Patriarch Alexius I of Constantinople, who refused to officiate over a third marriage (for both spouses). On the following day, Constantine was formally proclaimed emperor together with Zoe and her sister Theodora.

During his thirteen-year rule Constantine supported the mercantile classes and favoured the company of intellectuals, thereby alienating the military aristocracy. A pleasure-loving ruler, he installed his long-term mistress, Maria, grand-daughter of the rebel Bardas Sclerus, in the palace with the apparent approval of the old empress, although this scandalised public opinion. He endowed a number of monasteries, chiefly the Nea Moni of Chios and the Mangana Monastery.

He had to cope with two major military revolts, of George Maniakes, the empire’s leading general who was rampaging across southern Italy in combat with the new power in the region, the Normans, and who, when recalled to the capital, was so angry that he had himself declared emperor by his troops in 1042 and marched on Constantinople, ending up killed in a skirmish with loyal troops in Thessalonica in 1043

The second revolt occurred three years later, led by Leo Tornikios, who raised an army in Thrace and marched on the capital, which he besieged. After two failed assaults Leo withdrew, his army deserted him and he was captured. At Christmas 1047, he was blinded and no more is known of him.

Though he survived these threats, Constantine’s rule saw the elimination of the Byzantine presence from Calabria and Sicily, the Seljuk Turks had established themselves in Baghdad and were planning their invasions of Anatolia, and the Danube frontier had been breached by a number of invading tribes – the Pechenegs, the Cumans and the Uz. Which leads Norwich to comment:

The Emperor Constantine IX was more confident than Constantine VIII, more of a realist than Romanus Argyrus, healthier than Michael IV and less headstrong than Michael V. Politically, however, through sheer idleness and irresponsibility, he was to do the Empire more harm than the rest of them put together. (p.307)

Norwich goes into great detail to describe the Great Schism between the patriarchates of Rome and Constantinople which climaxed in legates from Rome placing a grand bull of excommunication on the high altar of St Sophia cathedral during the Eucharist. It is a long, sorry, shambolic story of misunderstandings and animosity between bigots on both sides.

This was bad politics because both sides needed to unite to drive the Normans out of Sicily. Their disunity allowed the Normans to seize control of the island and part of southern Italy. Interestingly, Constantine set about restoring the Church of the Holy Sepulchre in Jerusalem, which had been substantially destroyed in 1009 by Caliph al-Hakim bi-Amr Allah, and endowing other churches in Palestine.

During Constantine’s reign, Theodora was again sidelined, but Zoe died in 1050, and Constantine himself followed her in 1055. At which point Theodora briefly assumed full governance of the Empire and reigned until her own death the following year (1056).

As both Theodora and Zoe had no children, the chronicler Michael Psellus describes the panic-stricken meetings in which senior officials cast around for someone to replace her. They finally settled on an elderly patrician and a member of the court bureaucracy, Michael Bringas, who had served as military finance minister (and hence the epithet Stratiotikos often attached to his name). The senior civil servants knew he was one of them, and thought he would be easily managed. The dying Empress was persuaded to nod her head in approval of the choice, just hours before she passed away.

Non-dynastic (1056 to 1057)—

Michael VI Bringas ‘the Old’ (1056 to 1057)

Michael was in his 60s, an ageing bureaucrat who had put up with years of low level abuse from military types. Now, as emperor, he took his revenge, spending money on the civil service and state officials, but underfunding the army. In his first review of the leading generals he amazed them by berating them in violent terms, and followed it up a few days later with more of the same.

They rebelled. A conspiracy of generals persuaded their leading figure, the tall, successful leader Isaac Comnenus, to lead the army of the East against Constantinople. Everywhere they went troops and citizens rallied to his flag, but nonetheless they were forced to fight a hard-fought battle against the army of Europe which Michael had summoned to his defence, just across the Bosphorus near Nicomedi. After a prolonged struggle, the eastern army triumphed and – after negotiations with Michael’s envoys – the emperor abdicated and was allowed to retire to a monastery where he died in 1059.

Comnenid dynasty (1057 to 1059)—

Isaac I Comnenus (1057 to 1059)

Born about 1005, Isaac was the empire’s leading general when he was declared emperor by his troops and led them against Constantinople in 1057. He reigned for just two years, during which he tried to fund and organise the army better, but alienated the church (by arresting Michael Cerularius, the Patriarch who had persuaded Michael VI to abdicate) and much of the population (rigorous collection of taxes, reduction in state salaries, confiscation of property from the mega-rich).

There are two stories about his death: either he simply abdicated, perhaps depressed by the scale of the problems he faced and the obdurate roadblocking of the civil service, and retired to a monastery. In the other version he caught a chill while out hunting which turned into pneumonia.

In both versions of the story Isaac needed to name a successor and ignored his daughter, brother and five nephews to choose Constantine Ducas, the most aristocratic of the group of intellectuals who had helped revive Byzantine learning a few years before.

Doucid dynasty (1059 to 1081)—

Constantine X Ducas (1059 to 1067)

There is no Emperor in the history of the later Roman Empire whose accession had more disastrous consequences. (p.337)

Constantine was a highly educated Greek aristocrat but he was also, in Norwich’s opinion, ‘a hopelessly impractical and woolly-minded bureaucrat’ (p.336) and ‘arguably the most disastrous ruler ever to don the purple buskins’ (p.338).

Why all the blame? Because Constantine wasted the imperial finances on high living and indulged in theological and philosophical speculation. Meanwhile he replaced standing soldiers with mercenaries and left the frontier fortifications unrepaired.

This led to mounting unhappiness within the army and an attempt by some generals to assassinate him in 1061 which was foiled. The result of running down the army was that under his rule the Empire lost most of Byzantine Italy to the Normans under Robert Guiscard, suffered invasions by Alp Arslan in Asia Minor in 1064, resulting in the loss of the Armenian capital, and by the Oghuz Turks in the Balkans in 1065, while Belgrade was lost to the Hungarians.

But it is the rising threat from the Seljuk Turks which Norwich focuses on. He describes the Turks as being a nomadic tribe of warriors, famed for their abilities firing a bow and arrow from the saddle, which originated in Transoxiana, and moved south, converting to Islam and slowly taking over Persia. They finally seized the capital of the old Abbasid Dynasty, Baghdad, in 1055. Meanwhile they also led expeditions against Armenia, which was by way of being a buffer state between the east and the Empire, and then pushed on into Anatolia, raiding as far as Ankara and Caesarea.

It is for Constantine’s systematic and deliberate running down of the Empire’s army and physical defences that Norwich names him worst Byzantine Emperor ever. In the same year that the Turks penetrated as far as Ankyra – with no army or force of any kind sent to prevent them – that Constantine died.

On his deathbed Constantine made his wife swear not to remarry and made all the senior officials sign a pledge that the succession could only go to a member of his family, the Ducases.

By his second wife, Eudocia Macrembolitissa, Constantine had the following sons:

  • Michael VII Ducas, who succeeded as emperor
  • Andronicus Ducas, co-emperor from 1068 to 1078
  • Constantius Ducas, co-emperor from 1060 to 1078

Michael VII Ducas (1067 to 1078) part 1

Born about 1050, Michael was the eldest son of Constantine X and succeeded to the throne aged 17 but showed little interest in ruling, leaving that to his mother, Eudocia, and uncle, John Ducas.

On 1 January 1068, Eudocia, having deceived the leading aristocrats about her intentions in order to get her deathbed promise to Constantine not to marry again annulled, married the general Romanus Diogenes, who now became senior co-emperor alongside Michael VII, and Michael’s brothers Constantius and Andronicus.

Romanus IV Diogenes (1068 to 1071)

If the Ducas family was one of the grandest, oldest and most illustrious parts of the courtly bureaucracy, Romanus hailed from the Anatolian military aristocracy. Eudocia, at least, appeared to realise that, with the pressing threat from the Turks, the Empire needed a strong military leader.

Michael VII had surrounded himself with sycophantic court officials, and was oblivious to the empire collapsing around him. In dire straits, imperial officials resorted to property confiscations and even expropriated some of the wealth of the church. The underpaid army mutinied, and the Byzantines lost Bari, their last possession in Italy, to the Normans of Robert Guiscard in 1071. Simultaneously, there was a serious revolt in the Balkans, where the Empire faced an attempt at the restoration of the Bulgarian state. Although this revolt was suppressed by the general Nicephorus Bryennius, the Byzantine Empire was unable to recover its losses in Asia Minor.

Struggling against this tide, Romanus immediately began to try and correct all the abuses which had built up around the army, to settle all arrears of pay, negotiate new contracts with mercenary soldiers, raise new levies from peasants in Anatolia, improve equipment and training.

In 1068, 1069, and 1070 he led raids into Turkish territory, seizing towns. The leader of the Turks by this point was Alp Arslan and the two leaders tried to negotiate a truce, but this was constantly broken by the Turcomen, lawless bandits related to the Turks who had not adopted Islam or any central authority.

Finally Romanus set off in the spring of 1071 with the largest army he could muster to crush the Turks. But – to be brief – it was he and the Byzantine army which was crushingly and definitively defeated, at a massive battle near the small fortress of Manzikert in August 1071.

There is reams of speculation about what exactly happened, but it seems certain that, having split his army in two due to uncertainty about the precise location of the Turk army, when Romanus located it and called for the other half, led by Joseph Tarchaniotes, to come to his aid, it didn’t. Speculation why continues to this day. After lining up for an engagement the Turks then retreated systematically, luring Romanus’s army towards mountains at the edge of the plain, where he feared getting trapped, so turned his forces. But some of them interpreted this as flight, rumour spread that the Emperor was killed, the Turks suddenly attacked in force, and the rearguard, led by one of the rival Ducas clan, fled. The remaining army was massacred by the Turks, Romanus fighting to the end, captured and brought before the Turkish leader.

The battle of Manzikert was the greatest disaster suffered by the Empire of Byzantium in the seven and a half centuries of its existence. (p.357)

Alp treated Romanus with respect, concluded a treaty with him, had him dressed, his wounds treated, and escorted back towards Constantinople: it would pay him to have a defeated Emperor in his power who would respect their treaty, rather than a new young buck who would ignore it. But Romanus’s fate was already sealed.

Michael VII Ducas (1067 to 1078) part 2

When rumours of a calamitous defeat reached Constantinople, the initiative was taken by Michael’s uncle John Ducas and his tutor Michael Psellus. They quickly proclaimed Michael VII Senior Emperor and he was crowned as such on October 24, 1071. Eudocia was quickly despatched to a convent.

Romanus seems to have mustered what remained of his army for the return march on Constantinople but was beaten in two consecutive battles with loyalist troops, after the second of which he gave himself up. Despite promises of a safe passage he was blinded and then paraded in rags sitting backwards on a donkey.

After Manzikert, the Byzantine government sent a new army to contain the Seljuk Turks under Isaac Comnenus, a brother of the future emperor Alexius I Comnenus, but this army was defeated and its commander captured in 1073.

The problem was made worse by the desertion of the Byzantines’ western mercenaries, who became the object of the next military expedition in the area, led by the Caesar John Ducas. This campaign also ended in failure, and its commander was likewise captured by the enemy.

The victorious mercenaries now forced John Ducas to stand as pretender to the throne. The government of Michael VII was forced to recognize the conquests of the Seljuks in Asia Minor in 1074, and to seek their support against Ducas. A new army under Alexius Comnenus, reinforced by Seljuk troops sent by Malik Shah I, finally defeated the mercenaries and captured John Ducas in 1074.

The net effect of these years of chaos was that the Turks established enduring control of a vast swathe of Anatolia, previously the main source for the Empire’s grain and manpower. The Turks named it the Sultanate of Rum (derived from ‘Rome’).

The economic upheaval caused by all these defeats added to widespread dissatisfaction and in 1078 two generals, Nicephorus Bryennius and Nicephorus Botaneiates, simultaneously revolted in the Balkans and Anatolia, respectively.

Bryennius raised the standard of revolt in November 1077 in his native city of Adrianople and marched on the capital. But, out east, Botaneiates gained the support of the Seljuk Turks, and he reached Constantinople first. They arrived as rising prices and food shortages led to riots and widespread burning and looting in March 1078. Michael abdicated on March 31, 1078 and retired into the Monastery of Studium.

Nicephorus III Botaneiates (1078 to 1081)

Born in 1001, Nicephorus rose to become the strategos of the Anatolic Theme, rebelled against Michael VII and was welcomed into the capital as a saviour to the rioting and anarchy. He had his rival Bryennius arrested and blinded.

Botaneiates was in his seventies when he came to power, old and faced with the breakdown of the civil authority (after the leading bureaucrat had been murdered in the riots) and the ongoing weakness of the army on all fronts, which led to uprisings, rebellions and invasions on all borders, Botaneiates struggled and failed to cope.

Alexius I Comnenus (1081 to 1118)

In the nick of time arrived a saviour. Exhausted, Botaneiates abdicated in 1081 and retired to a monastery where he died on 10 December of the same year. He abdicated in favour of an aristocratic young general who was to reign for the next 37 years with a firm hand and give the Empire the stability is so sorely needed.

He was Alexius Comnenus, nephew of Isaac Comnenus. His reign was to be dominated by wars against the Normans and the Seljuk Turks, as well as the arrival of the First Crusade and the establishment of independent Crusader states. But that is the start of a new era, and so here Norwich ends the second volume of his history of the Byzantine Empire.


Other Dark Age reviews

Other medieval reviews

Juvenal Satires

Juvenal wrote just 16 satires but they are considered among the best and most influential in Western literature. Tackling them now, for the first time, I discover that his poems are considerably more strange, gnarly and uneven than that reputation suggests, and also that the man himself is something of a mystery.

Potted biography

Decimus Junius Juvenal was probably born around 55 AD, the son of a well-off freedman who had settled in Aquinum near Monte Cassino, 80 miles south-east of Rome. According to two stone inscriptions found in the area, in 78 a ‘Junius Juvenal’ was appointed commander of a cohort and served in Britain under Julius Agricola (father-in-law of Tacitus the historian). The supposition is that this is the same Juvenal as our author, but scholars disagree. The satires contain a number of surprisingly detailed references to life in Britain which seem to reinforce this view, but…Nothing conclusive. (Introduction, pages 16 to 18)

The same inscription describes the return of this Junius Juvenal to Rome in 80, when he was made a priest of the deified Vespasian. A year later, in 81, Domitian became emperor and it is likely that Juvenal cultivated his position in society, writing verses. But in 93 a lampoon he’d written caused offence and he was exiled to Egypt (at least that’s what some scholars believe; Introduction p.18 to 20).

After Domitian’s assassination in 96, it seems that he was allowed back to Rome. Another decade passed and then, in 110-112 he published his first book of satires, containing satires 1 to 5.

  • Book 2 (published around 116 AD) consists of the long sixth satire against women.
  • Book 3 (around 120) consists of satires 7 to 9.
  • Book 4 (around 124) contains satires 10, 11, 12.
  • Book 5 (around 130) contains satires 13 to 16.

The dates of these publications are deduced from what seem to be contemporary references in some of the poems and are themselves the subject of fierce debate.

Unlike the satires of his predecessors in the genre, Horace and Statius, Juvenal’s satires contain no autobiographical information. They are hard, external, objective.

Contemporary references to Juvenal are few and far between. Martial’s epigrams contain three references to a ‘Juvenal’, the longest being epigram 18 in book 12 where Martial writes to someone named Juvenal, as to an old friend, gloating that while his friend is still living in noisy, stinky Rome, he (Martial) has retired to a beautifully quiet farm back in his native Spain. Scholars assume this is the same Juvenal, though there is no proof beyond the text itself.

The earliest satires are bitter and angry. In the later ones a change of tone is noticeable. Scholars assume this is because he went from being an utterly penniless poet, dependent on the good will of patrons handing out dinner invitations or a small portula or ‘dole’, to somehow acquiring a moderate ‘competency’. We learn from these later poems that he owned a small farm at Tivoli (satire 11) and a house in Rome where he entertained modestly. How did he acquire these? Did a grateful emperor gift them to him, as Augustus gave Horace a farm and a pension? We don’t know.

Scholars estimate that books 4 and 5 appeared in 123-5 and 128-30. It is likely that he survived the emperor Hadrian to die around 140, having lived a very long life. (Green refers to him as ‘the bitter old man from Aquinum’, p.10).

Soon after his death sometime in the late 130s, Juvenal’s work disappears and isn’t mentioned by anyone until the 4th century when he begins to be cited by Christian writers. Lactantius established the tradition of regarding Juvenal as a pagan moralist with a gift for pithy phrases, whose scathing contempt for corrupt pagan and secular society could be usefully quoted in order to contrast with the high-minded moral behaviour of the Christian believer – a tradition which was to hold true for the next 1,500 years.

Peter Green’s introduction

If you’ve read my notes on Peter Green’s translations of Ovid you’ll know that I’m a big fan of his. Born in 1924, Green is still alive, a British classical scholar and novelist who’s had a long and lively career, latterly teaching in America. Green’s translations of Ovid are characterised by a) long, chatty, informative, opinionated notes and b) rangy, freeflowing, stylish translations. Same here.

At 320 pages long, the Penguin edition of the Green translation feels like a bumper volume. This is because, with characteristic discursiveness, it starts with a 54-page introduction, which summarises all scholarly knowledge about, and interpretations of, the satires. And then each of the satires are immediately followed by 6, 7 or 8 pages of interesting, chatty notes.

I found Green’s introduction fascinating, as usual. He develops a wonderfully deep, complex and rewarding interpretation of Juvenal and first century Rome. It all starts with an explanation of the economic, social and cultural outlook of the rentier class.

Rentier ideology

At its most basic a rentier is ‘a person living on income from property or investments’. In our day and age these are most closely associated with the large number of unloved buy-to-let landlords. In ancient Rome the class system went, from the top:

  1. the emperor, his family and circle
  2. the senatorial class and their family and clan relatives
  3. beneath them sat the eques, the equestrian or knightly class

To belong to the senatorial class required a net worth of at least a million sesterces. To belong to the equestrian order required at least 400,000 sesterces.

Beneath these or attached to them, was the class Juvenal belonged to – educated, from a reputable family with maybe roots in the regional administrative class, who had come to Rome, rejected a career in the administration or the law courts, preferred to live by their wits, often taking advantage of the extensive networks of patrons and clients. Both Martial and Juvenal appear to have chosen to live like this. They weren’t rentiers in the strict sense of living off ‘income from property or investments’; but they were rentiers in the sense of not working for a living, not having a profession or trade or position in the administration.

Thus their livelihood depended on the existing framework of society remaining the same. Their income, clothes, property etc , all derived from finding wealthy patrons from the classes above them who endorsed the old Roman value and lived up to aristocratic notions of noblesse oblige i.e. with great wealth and position comes the responsibility to look after men of merit who have fallen on bad luck or don’t share your advantages i.e. supporting scroungers like Martial and Juvenal.

What Juvenal’s satires promote, or sometimes clamour for, is the continuation of the old Roman social structures and the endurance of the good old Roman (republican) virtues.

His approach to any social problem is, basically, one of static conservatism. (Introduction, p.23)

Green sums up the characteristic beliefs of the rentier class as:

  • lofty contempt for trade and ignorance of business
  • indifference to practical skills
  • intense political conservatism, with a corresponding fear of change or revolution
  • complete ignorance of the economic realities underpinning his existence
  • a tendency, therefore, to see all social problems in over-simplified moral terms (p.26)

The rentier believes that, because they are ‘good’ and uphold the ‘old values’ and traditional religion and so on, that they deserve to be rewarded with the old privileges and perks. They cannot process the basic reality of life that just being good, won’t make you rich.

And so the enemy of this entire worldview, of all its traditional values and relationships, is change, and especially economic change.

For in the century leading up to Juvenal’s time, Rome had not only transitioned from being a republic to becoming a full-blown empire but had also undergone sweeping economic changes. The old family farm, which was already a nostalgic fantasy in the time of Virgil and Horace, had long been obliterated by vast latifundia worked by huge gangs of shackled slaves.

But far more importantly, there had arisen an ever-changing and ever-growing class of entrepreneurs, businessmen, merchants, loan sharks, import-export buffs, hustlers and innovators who swarmed through the capital city, the regions and provinces. Sustained peace (apart from the disruption of the bad year, 69) had brought undreamed of wealth. Money, affluence, luxury was no longer restricted to the emperor, his family and the better-off senatorial classes, but had helped to create large numbers of nouveaux-riches. And these people and their obsession with money, money, money seemed to have infiltrated every aspect of Roman society.

It is this which incenses Juvenal and drives him to paroxysms of bile. He wants social relations in Rome to stay the same, ideally to revert to what they were in the fabled Golden Age, before money ruined everything. It is these floods of unprincipled money and the luxury, corruption and loss of traditional values which they bring in their wake, which obsess Juvenal. It expresses itself in different ways:

Money

Money is the root of all evil. It corrupts all social relationships.

Patron and client

Applied to Juvenal’s specific social position as an educated dinner-scrounger, parasite and hanger-on, he is incensed that the Grand and Noble Tradition of patron and client, which he likes to think applied some time back in the Golden Age, has now been corrupted and brought low by a flood of unworthy parasites among the clients, and the loss of all noble and aristocratic feeling among the patrons.

One of his recurring targets is the decadent aristocrat who has betrayed the upper-class code, whose money-mad, sexually profligate behaviour – adultery, gay sex, appearing on stage or in the gladiatorial arena – undermines all the old values Juvenal believes in.

Business

Green makes the excellent point that very often writers who find themselves in this position, dependent on charity from patrons, don’t understand how money is actually made. They’ve never run a business, let alone an international import-export business, so have only the vaguest sense of what qualities of character and responsibility and decision-making are required. This explains why Juvenal’s portraits of the nouveaux riches are so spiteful but also generalised. Somehow these ghastly people have become filthy rich and he just doesn’t understand how. With no understanding of the effort involved, of the changes in the Mediterranean economy or transport and storage or markets which are involved, all Juvenal has to resort to is abuse. The most hurtful spiteful sort of abuse is to attack someone’s sex life.

Sex

The thought of other people having sex is, for many, either disgusting or hilarious. Sex has always been an easy target for satirists. Conservatives like Juvenal, concentrate all their disgust at the wider ‘collapse of traditional values’ onto revulsion at any form of sex which doesn’t conform to traditional values (the missionary position between a married heterosexual couple). Hence the astonishing vituperation levelled at the vast orgy of deviant sex which Juvenal thinks Rome has become. He singles out a) deviant sex practiced by straight people, such as fellatio and cunnilingus; b) homosexual sex and in particular the stories of men and boys getting married: the way these couples (allegedly) dress up in the traditional garb of bride and groom, use the same priests reciting the traditional wedding ceremony etc, drives him to paroxysms of fury.

As so often with angry men, Juvenal’s vituperation is especially focused on the sexual behaviour of women, and indeed Book 2 consists of just one satire, the unusually long sixth satire against women. As Green points out, the focus of Juvenal’s fury is not women in general but aristocratic women for falling so far short of the noble values they should be upholding. What drives Juvenal mad is that their sexual liaisons are with men from the lower classes such as gladiators or actors. He contrasts their irresponsible promiscuity with the behaviour of women of lower classes who actually bear children instead of having endless abortions, and would never dream of performing on the stage or in the arena. There is a great deal of misogyny in the sixth satire but Green suggests that it is driven, like all his other anger, not quite by woman-hating alone but by the failure to preserve traditional values.

Immigrants

As mentioned several times, Rome saw an ‘invasion’ of new money and entrepreneurial rich. What gets Juvenal’s goat is how many of them are foreigners, bloody foreigners, coming over here, buying up our grand old houses, buying their way into the equestrian class, even running for public office, bringing their bloody foreign religions. A virulent strain of xenophobia runs alongside all Juvenal’s other rages and hates, in particular hatred of Egyptians who he particularly loathes. A recurrent hate figure is Crispinus (‘that Delta-bred house slave’, p.66) who, despite originating as a fish-hawker from Egypt, had risen to become commander of the Praetorian Guard!

Freedmen

Alongside loathing of the newly rich and foreigners goes hatred of freedmen, jumped-up social climbers who come from slave families or who were once slaves themselves! My God! What is the city coming to when ex-slaves rise to not only swanky houses on Rome’s grandest hills, but even become advisers to emperors (as Claudius, reigned 41 to 54, had notoriously let state affairs be run by a small coterie of freedmen.) Unhampered by the dignified self-restraint and lofty morality of the old Romans, these base-born parvenus often acquired immense fortunes and thrust themselves into positions of great political power.

This, of course, is precisely the type who Petronius nails with his extended description of the grossly luxurious dinner party of the upstart arriviste Trimalchio, in his Satyricon.

It was not just economic and social power: Juvenal raged against the fact that he and his shabby-genteel friends were kept out of the seats reserved for Knights at the theatre and the games, while the same seats were filled with the sons of pimps, auctioneers and gladiators! They were everywhere, taking over everything! What could any decent person do, he argues in satire 1, except write bilious anathemas of these crooks and careerists and corrupters?

Bad literature

I find it the most predictable and least amusing thread in the satires, but it is a recurring theme that literature itself has been debauched by the collapse of these values. Somehow the old world of mythology, ancient myths and legends, all the twee genres of pastoral and idyll which accompanied them, none of these are appropriate for the current moronic inferno which faces the poet.

All this is entertainingly expressed in Satire 1 which is a justification of his approach i.e. rejecting all those knackered old mythological tropes and forms (idyll, epic, what-have-you) because these are all forms of escapism, in order to write blistering broadsides against the actual real world which he saw all around him.

In other words, wherever he looked, from the details of his own day-to-day livelihood to the counsels of the highest in the land, to the private lives of pretty much every citizen of note, Juvenal was aghast that a tide of money and corruption had tainted every aspect of Roman society, destroying the old aristocratic values, undermining traditional religion, destroying family values, turning the place into an Oriental bazaar run by foreigners who have imported their filthy decadent sexual practices.

Solutions?

Do Juvenal’s 16 satires offer a solution or alternative to this sorry state of affairs? Of course not. The satirist’s job is to flay abuses not fix them. Insofar as a solution is implied by the 16 satires, it is a return to traditional old Roman values and virtues. But as with so much satire, the pleasure comes not from hopes of solutions and improvements, but from sharing the sadistic glee of the demolition. He is a caricaturist, creating a rogues’ gallery of outrageous portraits.

Juvenal does not work out a coherent critique of institutions or individuals: he simply hangs a series of moral portraits on the wall and forces us to look at them. (p.43)

Philosophy

In a similar vein, Green points out that, at moments the poems appear briefly to espouse formulas from one or other of the three main philosophies popular in Rome at the time (Stoicism, Epicureanism and Cynicism), but never enough make you think he understands or cares for them. Generally they’re referred to in order to mock and ridicule their practitioners, as in the extended passage in Satire 3 which accepts the conventional view that most philosophers are homosexual and then exaggerates this idea for comic effect.

An unstructured torrent of bile

Juvenal’s lack of any theory of society or economics, any understanding of business, his lack of any coherent philosophical framework, all these go to explain the lack of structure which critics have always lamented in the satires.

Instead of coherent argument, Juvenal is notorious for bombarding the reader with powerful, vitriolic, scabrous images in paragraphs or couplets which often bear little relation to each other. Each satire has a broad subject but, within it, Juvenal’s ‘thought’ jumps all over the place. Juvenal:

picked a theme and then proceeded to drive it home into his reader’s mind by a vivid and often haphazard accumulation of examples. He is full of abrupt jumps…and splendidly irrelevant digressions. (p.44)

He obtains his effects by the piling up of visual images, paradoxical juxtapositions rather than step-by-step development. (p.46)

A principle of random selection at work, a train of thought which proceeds from one enticing image to another like a man leaping from tussock to tussock across a bog. (p.47)

Green points out that, in addition, although we have many manuscripts of the satires, all of them contain textual problems and issues – at some points there appear to be gaps in the logic of sentences or paragraphs, some passages or lines seem to be in the wrong place.

This has made Juvenal’s satires, over the centuries, a happy hunting ground for generations of editors, who have freely cut and pasted lines and passages from where they sit in the manuscript to other places where editors think they make more sense. Editors have even made up sentences to connect two passages which contain abrupt jumps. Green in his introduction laments that this is so, but himself does it quite freely, with interesting notes explaining each of his edits.

The point is that the problematic nature of all the manuscripts only exacerbate the issue which was always there, which is that Juvenal’s poems lack the kind of logical discursive narrative you find (up to a point) in ‘architectonic’ poets such as Horace or Ovid. Instead they generally consist of illogical but fantastically angry, vivid bombardments of bile and imagery.

The best attitude in a reader, then, is not to look for cool, considered argument, which simply isn’t there; it’s to sit back and enjoy the fireworks. The pleasure is in watching a clever, learnèd man, with advanced skills in writing verse, exploding with anger and bile.

Juvenal’s style

Green mentions ‘Juvenal’s technical virtuosity; his subtle control of rhythm and sound effects, his dense, hard, verbal brilliance.’ (p.7) According to Green few Roman poets can equal his absolute control over the pace, tone and texture of a hexameter, and no translator can hope to capture the condensed force of Juvenal’s enjambed hexameters, his skilful rhythmic variations, his dazzling displays of alliteration and assonance and onomatopoeia (p.59).

He goes on to elaborate that Juvenal’s use of Latin was ‘distilled, refined, crystallised.’ Of the 4,790 words used in the satires now fewer than 2,130 occur here once only and nowhere else. His entire lifetime’s work amounts to barely 4,000 lines. Rarely has a writer’s oeuvre had less spare fat. This helps to explain the number of Juvenal’s pithy phrases which went on to become well-known Latin tags:

  • quis custodiet ipsos custodes? (satire 6) = ‘who will guard the guards themselves?’, also translated as ‘who watches the watchers?’. The original context dealt with ensuring marital fidelity by setting watchers to guard an unfaithful wife, but the phrase is now used to refer to the problem of controlling the actions of persons in positions of power
  • panem et circenses (satire 10) = ‘bread and circuses’, meaning to generate public approval, not by excellence in public service or policy but by diversion, distraction, by satisfying the basest requirements of a population
  • mens sana in corpore sano (satire 10) = ‘a healthy mind in a healthy body’, the phrase is now widely used in sporting and educational contexts to express that physical exercise is an important part of mental and psychological well-being

The 16 satires

Book 1

Satire 1: A justification for satire (171 lines)

He’s sick to death of rubbish poets declaiming the same exhausted stories about old mythology. He too has cranked out suasoria in the school of rhetoric. Why is he writing satire in the mode of old Lucilius? With Rome overrun by money and vulgarity, what else is there to do? Then gives a long list of types of social climber, frauds, embezzlers, men who rise by screwing rich old women, or pimp out their own wives, forgers carried round in litters, chiselling advocates, sneaky informers, the young buck who squandered his inheritance on horses, the lowly barber who used to shave Juvenal but is now as rich as any aristocrat, the distinguished old lady who’s an expert in poisoning. Everyone praises honesty, but it’s crime that pays.

Why, then, it is harder not to write satires, for who
Can endure this monstrous city and swallow his wrath?

Since the days of the flood has there ever been
Such a rich crop of vices? When has the purse
Of greed yawned wider?…Today every vice
Has reached its ruinous zenith…

Though talent be wanting, yet
Indignation will drive me to verse, such as I or any scribbler
May still command. All human endeavours, men’s prayers,
Fears, angers, pleasures, joys and pursuits, these make
The mixed mash of my verse.

An extended lament on the corruption of the relationship of patron and client, and all the thrusting crooks who now join the morning scrum outside a patron’s house for the ‘dole’, including many who are actually wealthy, but still scrounge for scraps. Describes the typical day of a client i.e. hanger-on, trudging round Rome after their patron, getting hot and sweaty and hungry. He rages against the greedy patron who feeds his cadgers scraps while he gorges on roast boar and peacock. One day he’ll have a heart attack but nobody will care.

He ends by saying Lucilius in his day felt confident of shared civil values to name the guilty men; in Juvenal’s day, naming an imperial favourite or anyone with pull could end you up as a burning torch illuminating the games. Better not name names, better restrict himself to using only the names of the dead, safer that way.

Satire 2: Against homosexuals and particularly gay marriage (170 lines)

The hypocrisy of bogus moralists, people who quote the great philosophers, who fill their halls with busts of the great thinkers, but don’t understand a word. Most philosophers are effete fairies. He prefers the eunuch priest of the Mother goddess, at least he’s open about it. Just recently Domitian was reviving laws about public morality while all the time tupping his niece; he forced her to have an abortion which killed her.

He has a courtesan address one such manicured, perfumed moralist for his hypocrisy, going on to say men are far worse than women; women wouldn’t dream of licking each other’s parts; accuses men of pleasuring their boy lovers ‘both ways’. She laments how most women, when they marry, have to take second place to a favoured boy or freedman.

He describes the scandalous advocate who prosecuted a case before the public wearing see-through chiffon, ‘a walking transparency’. It’s a slippery slope which leads to involvement in the secret rites of the Mother Goddess, for men only, who wear elaborate make-up, wear women’s clothing, use women’s oaths and ‘shrill, affected voices’. Throws in an insulting comparison to ‘that fag of an emperor, Otho’ who fussed over his armour in front of a mirror.

What about the young heir who went through a wedding ceremony with a trumpeter? Or the once-honourable priest of Mars who dresses up in ‘bridal frills’.

O Father of our city,
What brought your simple shepherd people to such a pitch
Of blasphemous perversion?

When men marry men why doesn’t great Mars intervene? What’s the point of worshipping him if he lets such things happen? Mind you, they can’t have children, so can’t preserve the family name (and, Juvenal appears to suggest, do try magic remedies so that the passive homosexual can get pregnant. Can that possibly be true, can ancient Romans have really thought a man can get pregnant?)

Juvenal goes on that what’s worse than holding a wedding ceremony to marry another man was that this blue-blooded aristocrat then took up a trident and net to fight in gladiatorial games. This really seems to be the most outrageous blasphemy of all, to Juvenal.

A digression to claim that nobody in Rome now believes in the ancient religion, Hades, Charon the ferryman and all that. But if they did wouldn’t the noble dead, fallen in so many battles to make Rome great, be scandalised to welcome such a degenerate aristocrat into their midst? Wouldn’t Hades itself need to be purified?

Yes, even among the dead Rome stands dishonoured.

Even the barbarians at Rome’s borders are not so debauched; although if we bring them as prisoners to Rome, they soon learn our decadent, effeminate ways and, when released, take our corruption back to their native lands.

Satire 3: Unbricius’ monologue on leaving Rome (322 lines)

His friend Umbricius is leaving Rome to go and live in Cumae. He’s jealous. He gives Umbricius a long speech in which he says he leaves Rome to fraudulent developers, astrologers, will-fixers, magicians, the go-betweens of adulterous lovers, corrupt governors, conspirators. Above all he hates Greeks, actually Syrians with their awful language, flutes and tambourines and whores. Sly slick dexterous Greeks from the islands can turn their hand to anything. These are the people who now wear the purple, precede him at dinner parties, officiate at manumissions. They can blag anyone, which explains why they’re such great actors, especially in women’s roles. Mind you, no woman is safe from a Greek man in the house, ‘he’ll cheerfully lay his best friend’s grandmother.’

This morphs into the misery of the client or hanger-on to dismissive rich men. He describes being kicked out of a prime seat at the theatre to make way for a pimp’s son, an auctioneer’s offspring or the son of a gladiator because they have more money. A plain white cloak is fine for the provinces, but here in Rome we must beggar ourselves to keep up with the latest decadent fashions.

And the misery of living in apartment blocks which are falling down or liable to fire at any moment. (Umbricius implies he lives on the third floor, as Martial does in one of his epigrams.) If your block goes up you lose everything, compared to the rich man; if his house burns down he is flooded with presents and financial aid to rebuild it from clients and flatterers and connections.

No, Umbricius advises to buy the freehold on a nice place in the country rather than a rented hovel in Rome. The worst of it is the noise at night from all the wagons wending through the winding alleyways. Insomnia’s causes more deaths among Roman invalids than any other cause. He gives a vivid description of the muddy, jostling misery of trying to get through Rome’s packed streets without being involved in some gruesome accident.

Walking at night is even worse, with the risk of being brained by a falling roof tile or drenched in slops chucked out the window by a housewife. And then the possibility of being beaten up by some bored, drunk bully. Or the burglars. Or some ‘street apache’ who’ll end your life with a knife.

So farewell Rome, he begs the author won’t forget him and, when he goes back to his home town for a break, will invite him round to celebrate a country festival.

Satire 4: A mock epic of the turbot (154 lines)

Starts off by ridiculing Crispinus for buying a red mullet for the ludicrous price of 60 gold pieces. Then morphs into a mock epic celebrating a fisherman in the Adriatic who catches an enormous giant turbot and carries it all the way to Rome to present to the emperor. This 100 lines of mock epic poetry contains a mock invocation to the Muses, extended epic similes etc. Then – and this appears to be the real point of the poem – it turns into a list of the emperor Domitian’s privy councillors, each one a crook or sadist or nark or creep.

Satire 5: Trebius the dinner-cadger (173 lines)

Is dinner worth every insult which you pay for it?

In the miserable figure of Trebius Juvenal lists the humiliations the ‘client’ must undergo in order to wain a grudging, poor quality ‘dinner’ from his patron (here called Virro), at which he will be offered the worst wine, rocky bread and humiliated by sneering slaves, served half an egg with boiled cabbage while the patron eats a huge crayfish with asparagus garnish.

Now if you had money, if you got yourself promoted to the Equestrian Order, then at a stroke you’d become Virro’s best friend and be lavished with the finest food. As it is, he serves you the worst of everything out of spite, to amuse himself. He wants to reduce you to tears of anger and frustration.

Don’t fool yourself that you are his ‘friend’. There is none of the honour of the old Republican relationship of patron and client. He simply wants to reduce his clients to the level of a buffoon, the stupidus of Roman pantomime who has his head shaved and is always being kicked or slapped by his smarter colleagues. He wants to make you an abject punchbag.

Book 2

Satire 6: Don’t marry (661 lines)

Postumus, are you really taking a wife?
You used to be sane…

Wouldn’t it be quicker to commit suicide by jumping out of a high building or off a bridge? Surely boys are better: at least they don’t nag you during sex or demand endless gifts or criticise your lack of passion.

Juvenal gives a funny account of the Golden Age, when humans lived in cave and women were hairier than their menfolk, their big breasts giving suck to tough babies. But long ago Chastity withdrew to heaven and now infidelity and adultery are well-established traditions.

Fidelity in a woman! It’s be easier to persuade her to have an eye out than keep faithful to one man! Posh women are mad for actors and entertainers. If he marries his wife will make some flute player or guitarist or gladiator father to his children.

He profiles Eppia the senator’s wife who ran off to Egypt with a gladiator, abandoning her children and her country. Then a searing portrait of Messalina, the nymphomaniac wife of Claudius, who snuck off to a brothel where, wearing a blonde wig and gilded nipples, she let herself be fucked by all-comers, all night long. A profile of Bibula who has her husband in thrall and goes on monster shopping sprees which morphs into a dig at Queen Berenice who lived for many years in an incestuous union with her brother, Agrippa of Judaea.

What point a beautiful wife if she is proud and haughty. Juvenal cites Niobe who was so vain she called down disaster on herself and her 12 children.

Modern girls doll themselves up like the bloody Greeks and express themselves with Greek language which (apparently) reeks of the bedroom.

Our provincial dollies ape Athenian fashion, it’s smart
To chatter away in Greek – though what should make them blush
Is their slipshod Latin. All their emotions – fear,
Anger, happiness, anxiety, every inmost
Secret thought – find expression in Greek, they even
Make love Greek-style.

It may be alright for schoolgirls to act this way, but Roman women in their eighties!

A flurry of sexist stereotypes: Women want money money money. They’ll take control of household spending, veto your business plans, control your friendships. She’ll force you to include her lover’s in your will.

Yet another shocking insight into Roman’s and their slaves when it’s played for laughs that a husband will order ‘crucify that slave’ and Juvenal paints it as typically feminine of a wife to want to know why, what the slave has done, before they’re hustled off to be crucified.

And the mother-in-law! She’ll egg her daughter on to every sin, adultery, spending all your money. Women are behind virtually all law suits, and insist on defending or prosecuting. And what about women athletes! And women fencers! And women who want to fight in the ring, ‘helmeted hoydens’, gladiatresses!

But bed is the place where wives are at their worst, endlessly bitching, about your boyfriends or imaginary mistresses, all the time hiding letters from her lover or making plans to visit her mother as an excuse to meet her lover. Bursting into tears if you accuse her, but quick to insist it was always an open marriage if you find her out.

What triggered all this corruption? In the good old days of relative poverty wives were too busy working, cooking, cleaning, darning to play the whore. All this wickedness is the result of a ‘too-long peace’. The world Rome conquered takes its revenge by afflicting Rome with Luxury, from which all vices spring, money – filthy lucre – leading to ‘shameless self-indulgence’.

He accuses religious festivals: the Floralia which celebrates fertility with phallus images and prostitutes; the worship of Venus; the mysteries of the Great Goddess whose frenzied worship makes women wet between the thighs, get drunk, bump and grind – then they call in the slaves to fuck them and if there aren’t any slaves, a donkey will do. The shrine of Isis might as well be called the brothel of Isis.

Gladiator trainers keep the gay ones segregated from the straight, but in a rich woman’s house queers are encouraged, man with kohl-ringed eyes, see-though clothes and hairnets. Mind you, half of them turn out to be straight after all, and well able to give your wife a good stuffing.

Juvenal accuses a specific fag of being a straight man in disguise. His friends tell him it’s best to lock up a wife and bar the doors. And here comes one of Juvenile’s most famous quotes. Yes, by all means lock up your wife and put a guard on the doors but will keep guard on the guards? ‘quis custodiet ipsos custodes?’ They, also, will be bribed by your whore wife to turn the other eye when her lover calls. Or will screw her themselves.

He profiles a generic aristocratic woman, Ogulna, who’s mad about the games and attends with a big expensive entourage, example of women who spend everything you have then get you into debt.

Then the wives who love eunuchs, if they’ve been neutered the right way they still can get erections and no worries about abortions! Especially the big bull black ones!

Women will lavish your money on music, musicians and musical instruments. The temples are packed with woman asking the gods to favour this or that performer or actor or gladiator or whatnot.

But they’re not as bad as the flat-chested busybody, who runs round town, buttonholing men, interrupting their conversations, an expert on every subject under the sun. overflowing with gossip about politics or military campaigns. Then goes off to the baths after dark, works out with weights, has a massage from an expert who oils her and makes her climax. Making her guests wait till she arrives late and proceeds to drink gallons on an empty stomach then spew it up all over the dining room tiles.

Worse is the bluestocking who holds forth about literature at dinner, comparing Virgil and Homer. God how he hates a female pedant and grammarian, always correcting your speech, ‘a husband should be allowed his solecisms in peace’.

Juvenal gives a description of the elaborate process of an upper class woman putting her make-up on, looking ridiculous in face-pack and thick creams at home, reserving her ugliness for her husband. The kind of woman who has her wool-maid or cosmetician or litter bearers flogged till they bleed while she fusses about her eye make-up or the hem of a gown.

God, the number of helpers and assistants required just to do her hair till it stands up like a ridiculous pomade.

Then a passage ridiculing the absurd requirements of foreign religious cults and superstitions, Bellona, Cybele, requiring total immersion in the Tiber, crawling across the field of Mars on your hands and knees, going a pilgrimage to Egypt. Or admires the shaven-headed devotees of the dog god Anubis who run through the streets wailing for dead Osiris. Or a palsied Jewess arrives ready to interpret the secret laws of Jerusalem.

Then the fortune tellers, Armenians and Syrians, or the Chaldean astrologers, all knowing they’ll get a credulous hearing from the rich woman of the house, the kind of woman who won’t make any decision, who won’t accompany or agree with her husband unless her astrologer says it’s written in the starts, or the augur tells her it’s written in the entrails of some chicken or pigeon or puppy.

Poor women go to the races to consult palmists or phrenologists, but at least they actually bear children, keep their pregnancies to full term. Not like rich women with their drugs to be made sterile or prompt abortions. Well, it could be worse, you could find yourself ‘father’ to a black child, obviously not yours, obviously fathered by a slave or gladiator.

If you start forgetting things, chances are you’re being poisoned by your wife. After all, emperors’ wives have poisoned their husbands and so set an example to us all! Beware step-mothers, scheming to kill the biological son and promote their boy. He cites the example of Pontia, daughter of Petronius, who is said to have poisoned her own two sons.

He doesn’t mind the old myths about women who murdered in a white hot frenzy; what he loathes is modern matrons who cold-bloodedly scheme to do away with husbands or stepsons and care about their lives less than they do about their lapdogs.

Book 3

Satire 7: The misery of a writer’s, but especially a teacher’s, life (243 lines)

Modern poets in Juvenal’s day would make a better living opening a bakery or becoming an auctioneer. The emperor (probably Hadrian who came to power in 118) has let it be known he’s looking for poets to patronise, but the run-of-the-mill writer looking for a decent patron, forget it! The modern patron begrudges funding even a small recital in an out of town hall. After all, he’s probably a poet himself and ranks his work higher than yours!

It’s a very contrast between the lofty diction the modern poet aspires to and the sordid reality of his own life, forced to pawn his coat and dishes for his next meal. Horace on the old days, and Lucan more recently, could write magnificent verse because they weren’t hungry.

He gives an interesting sketch of the poet Publius Papinius Statius and how popular his public recitals were of his great epic, the Thebaid, reeled off in his mellifluous voice. But even has to make a living by flogging libretti to the head of the ballet company. Because:

Today the age
Of the private patron is over; Maecenas and co.
Have no successors.

Does the historian make any more, slaving away in his library, covering thousands of pages? No.

What about lawyers, huffing and puffing and promoting their skills? Look closely and you’ll see a hundred lawyers make less than one successful jockey. He profiles an aristocratic advocate, Tongilus, ‘such a bore at the baths’, who is carried about in a litter by 8 stout Thracian slaves. For what’s valued in a court of law is a dirty great ring, flash clothes and a bevy of retainers. Eloquence is dead. Juries associate justice with a flashy appearance. Cicero wouldn’t stand a chance.

What about teachers of rhetoric, wasting their lives getting boys to rehash tired old topics in stale old catchphrases. Better to drop logic and rhetoric and become a singer, they get paid a fortune.

Juvenal profiles a typical nouveau riche building private baths and a cloister to ride his pampered horses round and a banqueting hall with the best marble and ready to cough up for a first class chef and a butler. But a teacher of rhetoric for his son? Here’s a tenner, take it or leave it.

Really it’s down to luck or Fortune as the ancients called her, ‘the miraculous occult forces of Fate’. Luck makes a first class speaker or javelin thrower, if Fortune favours you can rise from teacher to consul.

In the olden days teachers were respected, even Achilles still feared the rod of his tutor Chiron as he turned man; but nowadays pupils are likely to beat up their teachers who go in fear. God, why be a teacher stuck in some hell-hole cellar before dawn, working by the light of filthy oil lamps, trying to knock sense into pupils who answer back, and all for a pittance, from which you have to give a cut to the boy’s attendant to make sure he even attends lessons?

And if the pupils are awful, what about the parents? Expecting each teacher to be a 100% expert in all knowledge, buttonholing him on the way to the baths and firing off all kinds of impossible questions. All for a pittance which, nine times out of ten, you’ll have to go to court for just to get paid.

Satire 8: Family trees and ‘nobility’ are worth nothing next to personal virtue (275 lines)

What good are family trees?

What good is tracing your family back through venerable ancestors if your own life is a public disgrace?

You may line your whole hall with waxen busts, but virtue,
And virtue alone, remains the one true nobility.

And:

Prove that your life
Is stainless, that you always abide by what is just
In word and deed – and then I’ll acknowledge your noble status.

Unlike the other satires which are often strings of abuse and comic caricatures, this one has a thread of argument and logic and is addressed to a named individual, Ponticus who is depicted as preening himself on his ‘fine breeding’..

Juvenal claims nobility is as nobility does. A racehorse may come from the noblest ancestry imaginable but if it doesn’t win races it’s pensioned off to work a mill-wheel. Just so, claiming respect for having been born to a particular family is ludicrous. Instead, show us one good deed in order to merit our respect.

Lots of the most useful work in the empire, from soldiers on the frontier to the really effective lawyers in the city, are done by ‘commoners’. He is surprisingly programmatic and non-ironic in listing the virtues:

  • be a good soldier
  • be a faithful guardian
  • be an honest witness in law cases
  • be a good governor:
    • set a limit on your greed and pity the destitute locals
    • have staff that are upright and honest (not some corrupt long-haired catamite)
    • have a wife above suspicion not a rapacious harpy
  • observe the law
  • respect the senate’s decrees

This leads into a lament for the way Rome used to govern its colonies wisely, but then came ‘the conquistadors’, the looters, Anthony and his generation, and its been rapacity, greed and illegal confiscations ever since.

Then Juvenal goes on to flay aristocratic wasters, dissipating their fortunes with love of horseracing and gambling, to be found among the lowest possible company down at the docks; or reduced to acting on the stage (clearly one of the most degraded types of behaviour Juvenal can imagine). Or – absolute lowest of the low – appear in the gladiator fights and he names a member of the noble Gracchii clan who shamefully appeared as a retiarius.

This leads to a profile of the most scandalously debased of leaders, Nero, with his insistence on performing as a musician and singer onstage, not only in Rome but at festivals across Greece. Super-noble ancestry (membership of the gens Sergii) didn’t stop Lucius Sergius Catilina planning to burn Rome to the ground and overthrow the state. It was an upstart provincial, Cicero, who saved Rome. Or Marius, man of the people, who saved Rome from invasion by Germanic tribes in 102 and 101 BC.

Achievement is what counts, not family. Juvenal ends with a surprising general point, which is that the very first settlement of Rome was carried out by Romulus who then invited men to join him, men who, according to the Roman historian Livy, were either shepherds, or escaped convicts and criminals. Ultimately, no matter how much they swank, all the ‘great and noble’ Roman families are derived from this very ignoble stock.

Satire 9: Dialogue with Naevolus the unemployed gay gigolo (150 lines)

According to green some scholars think this was an early work, added in to bulk out the book. This is one explanation of why it is, unlike any of the other poems, in dialogue form. A character named Juvenal swaps dialogue with a character named Naevolus.

Juvenal starts by asking why Naevolus, previously a smart man-about-town, a pick-up artists who shagged women by the score (and their husbands too, sometimes) is now so long-in-the-mouth, pale, thin and unkempt.

Naevolus explains that his time as a gigolo has ground to an end and brought him few returns, specially since he was working for a very tight-fisted gay patron, Virro (presumably the same dinner party host who enjoyed humiliating his hangers-on in satire 5). Virro seems to have got bored of him and dumped him.

There is an extremely graphic moment when Naevolus describes how difficult it was having to stuff his hard cock up Virro’s anus, till he was ‘stopped by last night’s supper.’ Yuk.

The dialogue becomes a dialogue-within-a-dialogue as Naevolus imagines a reproachful conversation with Virro. Why does he, Naevolus, have to send his rich patron gifts on his birthday? What’s Virro going to do with his huge estates when he dies, will Naevolus get even a little cottage?

As it is Naevolus doesn’t have enough to clothe and feed his one lousy slave. Naevolus reproaches Virro that he not only had to service the fat man but his wife too!

I sired you a son and a daughter: doesn’t that mean
Anything to you at all, you ungrateful bastard?

(In the Roman context this means Naevolus has only provided Virro with heirs, but with the legal advantages of being a father.) So Juvenal interrupts to ask what Virro says in his own defence. Nothing, apparently, he’s too busy looking for Naevolus’s replacement, a mere ‘two-legged donkey’. Suddenly Naevolus gets nervous. He begs Juvenal not to whisper a word of all this, or Virro will have him bumped off, knifed or poisoned, or his house burned down.

Juvenal mocks the idea that a master can keep any secret from his slaves who will, in turn, blab to everyone they meet. There’s no such thing as secrecy in a slave society.

So Naevolus asks what Juvenal advises him to do. Juvenal replies a) there’ll always be more customers for him, b) ‘chew colewort; it’s a fine aphrodisiac.’

the poem ends with Naevolus saying he doesn’t want much, but then – surprisingly – including in his list of modest requirements a pair of brawny Bulgarian porters to carry him in a chair, a silver engraver and a portraitist, all of which seem wildly extravagant and commentators have worried about for the past 1,900 years.

Book 4

Satire 10: The vanity of human wishes (366 lines)

This is the comprehensive overview of the futility of human ambition which formed the basis for the 18th century English author, Samuel Johnson’s great poem, ‘The Vanity of Human Wishes: The Tenth Satire of Juvenal Imitated‘.

Mankind is gripped by a self-destructive urge. What man was ever guided by Reason? Any man with belongings is the toy of Fate. He invokes Democritus the laughing philosopher and Heraclitus the weeping philosopher and goes on to mockingly describe the progress of a modern consul through the streets preceded by his lictors. Democritus thought the worries of the people as absurd as their joys, the gods listen to neither. So what should we ask the gods for?

He gives Sejanus as an example, not only of Fortune turning her wheel to bring the second highest figure in the land down into the gutter, but at the fickleness of the change, since there was no legal process involved, it all resulted from one single letter from Tiberius in Capri to the Senate. And the mob? They don’t care for proof or law, they just cheer the victors and jeer the losers. They all rushed to kick Sejanus’s corpse or pull down his statues, but if Tiberius had dropped dead of a heart attack, the same mob would have been cheering Sejanus to the rafters as the new emperor. Fickle.

In the olden days, when their votes were vital for the election of consuls, praetors, governors and so on, the public took an interest in public affairs. But in 14 AD Tiberius transferred the election of magistrates from the popular assemblies to the senate, with the far-reaching consequences that Juvenal describes. After nearly a century of non-involvement, now the catchphrase is ‘who cares?’ Now there’s only two things that interest the people: bread and the games. (Another famous tag, panem et circenses in the Latin.)

No, he’d rather be the small-time governor of some sleepy backwater, with no glory but no risk, than rise to the giddy heights of a Sejanus only to be be dragged to his death. Same goes for the first triumvirate, Pompey and Crassus and Julius Caesar – lust for ultimate power took them to giddy heights and then…catastrophic fall, miserable murder.

Setting off on a tangent, Juvenal claims what everyone seeks is eloquence, the gift of swaying crowds, but look what happened to the two greatest orators of all time, Cicero was beheaded at the insistence of his arch enemy Anthony, and the great Demosthenes was forced to commit suicide.

How many national leaders thirst for glory, for the spoils of victory, for triumphs and a triumphal arch.

The thirst for glory by far outstrips the pursuit of virtue.

Vladimir Putin thinks murdering thousands of men, women and children is a price well worth paying for restoring Ukraine to the Russian motherland. Killing pregnant women is worth it to get a place in the history books. ‘The thirst for glory by far outstrips the pursuit of virtue.’

Yet countries have come to ruin
Not once but many times, through the vainglory of a few
Who lusted for power, who wanted a title that would cling
To the stones set over their ashes…

Or take Hannibal, one-time conqueror of the Mediterranean, vaingloriously vowing to capture Rome but, in the end, routed from Italy, then defeated in Africa and forced into exile to become the humiliated hanger-on of ‘a petty Eastern despot’ eventually, when his extradition was demanded by Rome, committing suicide by poison.

Same with Alexander the Great, at one point commanding the entire known world, next moment filling a coffin in Babylon. Or Xerxes whose exorbitant feats of engineering (a bridge across the Hellespont, a canal through the peninsula of Mount Athos) all led up to complete military defeat at the Battle of Salamis in 480 BC and Xerxes’ miserable return to Persia.

Juvenal makes one of his jump cuts to a completely different theme, the triumph of old age over all of us. Men start out full of hope and individuality and all end up looking the same, senile sexless old dodderers. All your senses weaken, you can no longer appreciate music, you fall prey to all kinds of illnesses.

And senility. Old men forget the names of their servants, their hosts at dinner, eventually their own families, and end up disinheriting their children and leaving everything to a whore whose expert mouth has supplied senile orgasms.

But if you live to a ripe old age, as so many people wish, chances are you’ll witness the deaths of everyone you loved, your wife, your siblings, maybe your own children. ‘Perpetual grief’ is the reward of old age. Examples from legend: Nestor outliving everyone he loved; Peleus mourning his son; if only Priam had died in his prime he wouldn’t have seen all his sons killed and his city destroyed. And Mithridates, and Croesus.

Then he turns to specific Roman examples: if only Marius had died after his triumph for defeating the Teutons instead of going on to humiliation and then tyranny; if only Pompey had died at the peak of his powers instead of being miserably murdered in Egypt.

Then the theme of beauty. Mothers wish their daughters to be beautiful and their sons handsome but beauty brings great risks and he cites Lucretia raped and Virginia murdered by her own father to keep her ‘honour’. Then handsome young men generally go to the bad, become promiscuous, sleep around, and then risk falling foul of jealous husbands. Even if he stays pure and virginal, chances are he’ll fall foul of some middle-aged woman’s lust, just look at Hippolytus and Phaedra.

Or take the case of Gaius Silius, consul designate, who Claudius’s third wife, Messalina was so obsessed with she insisted they have a public wedding, even though she was already married to Claudius, precursor to a coup. With the inevitable result that when Claudius found out he sent the Praetorian Guard to execute both Silius and Messalina. (The story is told in Tacitus’s Annals 11.12 and 26.)

Juvenal concludes the poem by answering the question he asked at the start of it, what should we pray to the gods for? Answer: nothing. Leave it to them to guide our destinies without our intervention. The gods give us what we need, not what we want. Humans are led by irrational impulses and blind desires so it follows that most of our prayers are as irrational as our desires. But if you must insist on making silly sacrifices and praying for something, let your requirements be basic and practical. Ask for:

a sound mind in a sound body, a valiant heart
Without fear of death, that reckons longevity
The least among Nature’s gifts, that’s strong to endure
All kinds of toil, that’s untainted by lust and anger…
…There’s one
Path and one path only to a life of peace – through virtue.
Fortune has no divinity, could we but see it; it’s we,
We ourselves, who make her a goddess, and set her in the heavens.

So that’s the context of another of Juvenal’s most famous quotes or tags, mens sana in corpore sano – it comes at the end of an enormous long list of the futilities of seeking long life or wealth or power or glory. It is the first and central part of Juvenal’s stripped-down, bare minimum rules for living.

Satire 11: Invitation to dinner at Juvenal’s modest place in the country (208 lines)

This starts out as a diatribe against spendthrifts, against the young heirs who take out big loans and blow it all on luxurious foods. If you’re going to host a dinner, make sure you can afford it.

This leads into an actual dinner party invitation Juvenal is giving to his friend Persicus. He lists the menu and assures him it’s all ‘home-grown produce’: a plump tender kid ‘from my farmstead at Tivoli’; mountain asparagus; eggs still warm from the nest; chicken; grapes, baskets of Syrian pears and Italian bergamots, and apples.

[This mention of the farmstead is what makes Green and other commentators deduce that Juvenal had, by this point, ceased to be the impoverished and consequently very angry satirist of the earlier works, has somehow acquired a ‘competence’ and so his tone is more mellow.]

Juvenal says even this relatively modest menu would have appeared luxury in the good old republican days, and lists various high-minded old Roman heroes (Fabius, Cato, Scaurus, Fabricius) and the tough old Roman legionaries they led, uncorrupted by luxury and money, who ate their porridge off earthenware bowls. Those were the days.

The gods were closer back then, their images made of humble baked clay, not gold, and so they warned us e.g. of the approaching Gauls.

How changed is contemporary Rome whose aristocrats demand obscene levels of luxury in food and ornamentation. Nothing like that for Persicus when he comes round, there won’t be a pupil of Trypherus’s famous school of cuisine where students are taught the correct way to carve antelope, gazelle and flamingo!

His slaves, likewise, are honest lads dressed practically for warmth, a shepherd’s son and a ploughman’s son, not smooth imported Asiatics who can’t speak Latin and prance around in the baths flaunting their ‘oversized members’.

[Green notes that the Roman historian Livy dates the introduction of foreign luxuries to the defeat of the Asiatic Gauls in 187 BC. Whereas Sallust thought the introduction of corrupt luxury dated from Sulla’s campaign in Asia Minor in the 80s BC. Whatever the precise date, the point is the author always thinks things started to go to hell a few generations before their own time.]

And don’t expect any fancy entertainment like the Spanish dancers who wiggle their bums to arouse the flagging passions of middle-aged couples, no such obscene entertainment in his modest home, no, instead he’ll have a recitation of Homer or Virgil.

Like Horace, Juvenal tells his guest to relax. Discussion of business is banned. He won’t be allowed to confide his suspicions of his wife who stays out till all hours, or the ingratitude of friends. ‘Just forget all your troubles the minute you cross my threshold.’

Let all Rome (the Colosseum seated 300,000 spectators) go to the Megalesian Games (4 to 10 April) and cheer the Blues and the greens (chariot racing teams) and sweat all day in an uncomfortable toga. Juvenal prefers to let his ‘wrinkled old skin’ soak up the mild spring sunshine at his nice place in the country.

Satire 12: A storm at sea (130 lines)

The first 20 or so lines describe to a friend a series of sacrifices Juvenal is going to make, and the even bigger ones he wishes he had the money to make. Why? To celebrate the safe arrival in harbour of a dear friend of his, Catullus (not the famous poet, who died 170 years earlier, in 54 BC).

Juvenal gives a vivid description of a storm at sea, ending with the sailors seeing ‘that lofty peak so dear to Ascanius’ in diction which evokes Virgil’s Aeneid with no irony or mocking. And he’s just as sincere when he returns to describing how he’ll burnish his household gods, make oblations to Jupiter, burn incense and so on.

Up to this point this combination of devout piety and picturesque description are very much not the viciously angry Juvenal of the Roman streets that we are used to. But in the final 30 or so lines Mr Angry reappears a bit, to make the distinction between his genuine, devout sacrifices and those of legacy hunters and it turns into a stock diatribe against this class of parasites who seek out the wealthy but childless and do anything, including making extravagant sacrifices for them when they’re ill, in the hope of being included in their wills. May all their tricks and scams work but ‘May they love no man and be loved by none.’

[Incidentally, this last section has a passage about elephants, saying the legacy-hunters would sacrifice elephants if they could but none live naturally in Italy except for those of the emperor’s personal herd, near modern Anzio. Elephants are mentioned in quite a few Juvenal poems. At some level they fascinated him, maybe because they’re the biggest animal and so attracted a poet interested in extremity and exaggeration.]

Book 5

Satire 13: The futility of revenge, the pangs of a guilty conscience (249 lines)

On putting up with life’s vicissitudes. Juvenal reproaches someone called Calvinus for making a big fuss and going to court about a loan not being repaid. Doesn’t he realise the age he’s living in? Honour long since departed. It’s not like it was back in the good old days, in the Golden Age when there were only a handful of gods who dined modestly, back in those days youth respected the elderly, everyone was upstanding and dishonesty was vanishingly rare. The decent god-fearing man is a freak like the sky raining stones or a river issuing in milk.

While guilty people, whether they believe in the gods or not, tell themselves they’ll be OK, the gods won’t get round to punishing them yet and so on. In fact many make a histrionic appeal to the gods to vouchsafe their honesty, banking on ‘brazen audacity’.

Juvenal mentions the three philosophies current in his day, Cynicism, Stoicism and Epicureanism, only to dismiss them all. Instead he mocks Calvinus for making such a fuss about such a common, everyday bit of dishonesty and goes into a list of far worse crimes starting with the temple robbers who steal devoted statues or plate and melt them down or sell them off. Think of arsonists or poisoners or parricides. If you want to find the truth about human nature you should visit a courtroom.

Many unusual things are taken for granted in the appropriate context, for example big breasted women in Upper Egypt or blonde, blue-eyed men in Germany, or pygmies in Africa. Well, so does this kind of embezzlement or fraud feel completely at home in its natural setting, Rome. What’s the point of pursuing his legal vendetta. Rise above it.

Benign
Philosophy, by degrees, peels away our follies and most
Of our vices, gives us a grounding in what’s right or wrong.

[This is surprisingly reflective and thoughtful of Juvenal, supporting the thesis that the poems are in chronological order and the later ones reflect middle-age and having come into some property and generally stopped being so vitriolically angry at the world.]

He goes on to say that paying off scores is for the small-minded. Anyway, people who break laws and commit crimes are often punished most of all in their own minds, by their own guilt. ‘The mind is its best own torturer.’ He gives examples of people who suffered the pangs of conscience but what’s striking is:

  1. how didactic he’s become; instead of depicting bad behaviour with satirical glee, now he’s lecturing the reader on good behaviour
  2. how much he sounds at moments like a Christian, preaching about the power of conscience; when he says that he who meditates a crime is as guilty as he who commits one, he sounds like Christ (‘I tell you that everyone who gazes at a woman to lust after her has committed adultery with her already in his heart.’ Matthew 5. verses 27 to 28)

The guilty man is wracked with conscience, can’t eat or drink or sleep. In fact it turns into a vivid proto-Christian depiction of the miseries of Guilt, interpreting the weather as signs from God, the slightest setback as punishment, the slightest physical ailment as payback.

Satire 14: The disastrous impact of bad parenting (331 lines)

Again this satire has a direct addressee, Fuscinus. Juvenal takes the theme that parents hugely influence their children, generally for the worse. ‘Bad examples are catching.’ By the time he’s seven a boy’s character is fixed for life. He gives examples of terrible parents starting with ‘Rutilus’ who is a sadistic brute to his slaves.

[As with so much Roman literature, the examples of brutality to slaves tend to eclipse all the subtler argumentation: here, Rutilus is described as ordering a slave to be branded with a red-hot iron for stealing a couple of towels.]

Or the girl who’s brought up into a life of adultery and sexual intrigues by her mother. We are all corrupted by examples of vice in the home. This is a spur to good behaviour – that our bad behaviour is quickly copied by our children.

All this turns into a surprisingly preachy lists of dos and don’ts and turns into almost a harangue of bad parents, telling them to set better examples.

For some reason this leads into a short passage about the Jews who Juvenal sees as handing on ridiculously restrictive practices, circumcision and avoiding certain foods, along with taking every seventh day off for idleness, to their children. So Judaism is taken as an example of parents handing down bad practices to their children in an endless succession.

Then a passage attacking misers, characterising them especially by their recycling scraps of leftover food at revolting meals. And insatiable greed for more land, the kind of men who won’t rest till they’ve bought up an estate as the entire area cultivated by the first Romans. Compare and contrast with pensioned off Roman legionaries who are lucky to receive 2 acres of land to support themselves and their families.

then he invokes the old mountain peasants and the wisdom of living simply and plainly on what a small parcel of land provides. [This strikes me as straight down the line, entry level, the good old days of the Golden Age clichés, such as centuries of Roman writers had been peddling.]

The logical corollary of praising the simple lives and virtues of his farming forefathers, is dislike and contempt for the vices of luxury which are attributed to foreigners, especially from the exotic East.

[I always thought Edward Said, in his lengthy diatribe against ‘Orientalism’, should have started not in the 18th century, but 2,000 years earlier, with the ancient Greeks writing pejoratively about oriental despotism (with Persia in mind), a discursive tradition which was handed on to the Romans who also associated decadence and luxury with the East (Cleopatra of Egypt, Mithridates of Pontus and so on), centuries of stereotyping and anathematising the East and the Oriental to which Juvenal adds his own contribution and which was merely revived, like so much other ancient learning, in the Europe of early modernity – xenophobic clichés and stereotypes which were dusted off and reapplied to the Ottoman Empire.]

Juvenal then gives an interesting portrait of the ambitious father of a modern youth, recommending all the ways he can get on and rise in the world, studying to become a lawyer, or aiming for a career in the army, or becoming a merchant. Juvenal reprimands this made-up figure, telling him to lay off inculcating greed and deceit quite so early; his kids will learn it all by themselves in good time. ‘But’, claims the made-up father, ‘I never taught my son his criminal ways!’ Yes, replies Juvenal, but you taught him the principles of greed at an early age, and all the rest follows. You set the spark, now watch the forest fire rage out of control.

And you’ll have created a peril for your own life. For such a greedy offspring will grow impatient to see his parent snuff it so he can inherit his patrimony.

In the final passage he compares the life of a merchant with that of a tightrope walker at the circus and says watching greedy merchants trying to juggle their many deals is far more entertaining. He mocks harbours packed with huge merchant ships, prepared to go to the ends of the earth and beyond to make a profit.

Juvenal goes so far as to say these far-trading merchants are mad, as mad as mad Ajax at Troy, mad to risk his life and fortune and for what? Little silver coins printed with someone else’s head. One minute he’s at the prow of his mighty ship, laden with precious cargo; next moment it’s sunk in a storm and he’s clinging to the wreckage. Only a madman would commit his life and wealth to capricious Fortune and then…he’s a beggar in the streets, waving an artist’s impression of the storm which ruined him at passersby. Right at the end he cites Diogenes the Cynic, who abandoned all earthly possessions in order to have a calm mind. Compared to the merchant who risks losing everything and even drowning at sea:

The tub of the naked Cynic
Diogenes never caught fire: if it broke, he could pick up another
The following day – or put some lead clamps in an old one.
Alexander perceived, on seeing the tub and its famous
Occupant, how much happier was the man who desired nothing
Than he whose ambitions encompassed the world, who would yet
Suffer perils as great as all his present achievements.

And he concludes with another straight, unironic recommendation of the bare minimum required by philosophers and the old Roman tradition, in phrasing very similar to the barebones advice at the end of satire 10.

If anyone asks me
Where we’re to draw the line, how much is sufficient, I’d say:
Enough to meet the requirements of cold and thirst and hunger
As much as Epicurus derived from that little garden,
Or Socrates, earlier still, possessed in his frugal home.

Satire 15: In praise of kindness (174 lines)

Addressed to Volusius of whom we know nothing. The poem opens by reviewing the fantastical beliefs of the Egyptians in their animal gods, then takes a comic view of Odysseus’s telling of his adventures at the court of King Alcinous whose guests, if they had any sense, would dismiss such a pack of lies.

The point of this introduction is to contrast fantastical myths and legends with what Juvenal now intends to tell us about which is a real-life atrocity which happened in the recent past. In fact, Peter Green in a note tells us it took place in 127AD. Juvenal goes on to describe the rancorous feud which broke out between the neighbouring towns of Ombi and Tentyra (real neighbouring towns in ancient Egypt).

the fighting becomes savage, involving thousands. One of the leading Ombites stumbled, fell and was immediately seized by the Tentyrans who tore him to pieces and ate every morsel. This gives rise to a digression about cannibalism practiced by the Spanish in the besieged town of Calagurris who were reduced by starvation to eating human flesh. Then onto the Tauri in Crimea who worshipped Artemis by making human sacrifices of travellers who fell into their hands.

But the Tauri don’t actually eat the victims they kill and the Spaniards had the excuse of starvation. nothing excused the horror of contemporary men tearing each other to pieces and eating each other’s raw bodies. It triggers an outburst of virulent xenophobia.

And then, to our complete surprise, Juvenal turns mushy. Describing these horrors turn out to have been preparation for a hymn to tenderness and kindness.

When nature
Gave teas to mankind, she proclaimed that tenderness was endemic
In the human heart: of all our impulses, this
Is the highest and best.

We weep at funerals of children, or to see adolescents in court cases. ‘What good man…thinks any human ills outside his concern?’

It’s this
That sets us apart from the dumb brutes, it’s why we alone
Have a soul that’s worthy of reverence, why we’re imbued
With a divine potential, the skill to acquire and practice
All manner of arts…

Who are you, O wise Stoic teacher, and what have you done with the angry, fire-breathing Juvenal?

When the world was still new, our common Creator granted
The breath of life alone, but on us he further bestowed
Sovereign reason, the impulse to aid one another…

Juvenal identifies this God-given sovereign reason with everything noble and altruistic in man, proof of his difference from the animals and that he has a soul. This makes him a Stoic, doesn’t it?

Then, right at the end, the poem returns to the disgusting story of the Egyptian torn apart and eaten raw, and laments that man, blessed with all these gifts, creates swords and spears, man alone of the animals, goes out of his way to kill and massacre his own kind.

Satire 16: The military life (60 lines; incomplete)

The final satire in the series is incomplete. It is addressed to one Gallius, about whom nothing is known. Were all Juvenal’s addressees fictional or real people? No-one knows.

the poem obviously set out to ironically praise the great advantages of the soldier’s life. First is that you can beat up anyone you like and either be too intimidated to take legal action against them or, if you do, you’ll end up in a military court where the judge and jury will find for the soldier and you’ll end up being beaten up a second time.

Next advantage is that, whereas most people caught up in law suits have to endure endless delays and adjournments, a soldier will get his case seen straightaway. Plus, if you earn money as a soldier it is exempt from control by your father (which other earnings aren’t). The reverse; doddering old fathers court their sons to get a cut of their pay…

Here the poem simply breaks off. Scholars speculate that Juvenal died before he completed it. or maybe the emperor Hadrian censored this mocking of the Roman army. But Green sides with the Juvenal expert, Gilbert Highet, who thinks the earliest version of the manuscript, from which all surviving manuscript copies derive, early on lost its final few pages.

Common tropes

1. Juvenal’s position really is based on a profound belief that the olden days were best, the Golden Age of Saturn, when Rome’s ancestors lived in mud huts and farmed small allotments, and lived frugally, and taught honour and respect to their sons and daughters.

Mankind was on the decline while Homer
Still lived; and today the earth breeds a race of degenerate
Weaklings, who stir high heaven to laughter and loathing.
(Satire 15)

2. The logical corollary of thinking his primitive ancestors knew best is Juvenal’s virulent xenophobia, blaming Rome’s decline into luxury and decadence on the corrupting wealth and example of foreigners, especially the tyrannies of the East (note p.238).

3. As usual, I am left reeling by the casual way he describes the brutal, savage, sadistic treatment meted out to Roman slaves. Branded with a red-hot iron for stealing a few towels, crucified for speaking out of turn, horse-whipped for trivial mistakes serving dinner. What a brutal, cruel, inhumane society. ‘Cato, in his Res Rustica, recommends the dumping of worn-out horses’ harnesses and worn-out slaves in the same breath,’ (p.276)

Thoughts

Very simply, Juvenal is the Lionel Messi of satirists, producing high-octane, intense, bitterly angry and often very funny masterpieces of the genre.

Second thought is that Augustus had Ovid exiled, supposedly for the amorality of his ‘Art of Love’ which is a guide for pick-up artists. How things had changed a hundred years later when Juvenal not only mentions the places to hang out if you want to pick up women (or boys) but goes way, way beyond Ovid in his depiction of a pungently promiscuous society with, apparently, no consequences from the powers that be.

Summary

Final thought is that this is another brilliant volume from Peter Green, containing not just a zingy, stylish translation from the Latin but also long and fascinating introduction, and then encyclopedic notes which are full of fascinating titbits of information, opinion and insight. Of course most editions of ancient texts have notes, but Green’s are distinguished by their length and engaging chattiness. Here’s a random selection of brief but typical nuggets:

  • Women swore by Juno. (page 83)
  • After the sack of Jerusalem by Titus in 70 AD many Jews made their way to Rome and eked out a living as fortune tellers or beggars. (99)
  • No wheeled traffic was allowed in Rome for ten hours after dawn, so the city was incredibly noisy all through the night as farmers and merchants drove their carts through the narrow cobbled streets. (102)
  • Any of the (six) vestal virgin caught having sex was buried alive. (111)
  • Nine days after a funeral, offerings of eggs, salt and lentils were left on the grave of the deceased. (125)
  • It is hard to realise the influence which the Roman ballet (or pantomimus) exerted on Roman citizens. It was not only immensely popular but formed a centre for violent factions like those of the chariot races and sometimes led to riots and bloodshed. (153)
  • The secret rites of the Bona Dea were held at the home of one of the consuls. It was attended by women only. The house owner and all male slaves had to leave the premises. Even statues or images of men were covered up to protect the secret ceremonies. (156)
  • Eclipses of the moon were said to be caused by witchcraft. Beating pots and pans was said to put the witches off their wicked spells. (158)
  • A lawyer who won a case could advertise the fact by hanging palm branches outside his door.
  • People who survived a shipwreck often commissioned a painting of the event either to hang in a temple as an offering or to display to passersby in the street, if they were begging. (246)
  • the emperor kept a herd of elephants on a ranch at Laurentum, near Ardea. (248)

Among his many fascinating comments, one theme stood out for me:

Useless natural history

It’s odd that 2,000 years of writers or scholars in the humanities continue to quote, praise or base their writings on the literature or philosophy of the ancient world, when the ancients’ knowledge of the natural world, the world around them, its geology, and geography, and weather, and all the life forms we share the planet with, was fantastically ignorant.

As Green points out in a note, it is staggering that all the ancient authors whose writings have survived held ludicrous and absurd beliefs about animals and nature which you’d have thought the slightest actual observation by any rational adult would have disproved in a moment (note, page 238).

No, elephants do not get rid of their over-heavy tusks by thrusting them in the ground (satire 11). No, sparrows are not more highly sexed than other birds (satire 9). No, cranes flying south do not engage in pitched battles with pygmies in Ethiopia (satire 13). No, stags do not live to over 900 years old (satire 14).

‘A collector of natural history fallacies would do quite well out of Juvenal’ (note, page 291).

It is testament, maybe, to the way their culture preferred book learning to even the slightest amount of actual observation. And on a par with their credulous belief in no end of signs, omens and portents. Not only are these reported in all the histories as preceding momentous occasions but most official ceremonies in Rome, including whether to do battle or not, depended on the reading of the weather or flight of birds or entrails of sacrificed animals. It was an astonishingly credulous culture.

Only with Francis Bacon in the 1600s do we have an author who bravely declares that we ought to throw away most ancient ‘learning’ and make our own scientific observations about the phenomena around us. Such a long, long time it took for genuinely rational scientific method to slowly extract itself from deadening layers of absurd and nonsensical ‘learning’.


Credit

Sixteen Satires by Juvenal, translated by Peter Green, was published by Penguin Classics in 1967, then reprinted with revisions in 1973. Page references are to the 1982 paperback edition.

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The Life of Titus by Suetonius

A sub-edited version of the 1914 Loeb Classical Library translation of Suetonius’s Life of Titus by J.C. Rolfe, with a few comments and clarifications.

Summary of Titus’s life (from Wikipedia)

Titus Caesar Vespasianus (39 to 81 AD) was Roman emperor from 79 to 81. A member of the Flavian dynasty, Titus succeeded his father Vespasian upon his death.

Before becoming emperor, Titus gained renown as a military commander, serving under his father in Judea during the First Jewish–Roman War. The campaign came to a brief halt with the death of emperor Nero in 68, launching Vespasian’s bid for the imperial power during the Year of the Four Emperors. When Vespasian was declared Emperor on 1 July 69, Titus was left in charge of ending the Jewish rebellion. In 70, he besieged and captured Jerusalem, and destroyed the city and the Second Temple. For this achievement Titus was awarded a triumph – the Arch of Titus commemorates his victory to this day.

During his father’s rule, Titus gained notoriety in Rome in his role as prefect of the Praetorian Guard, and for carrying on a controversial relationship with the Jewish queen, Berenice. Despite concerns over his character, Titus ruled to great acclaim following the death of Vespasian in 79, and was considered a good emperor by Suetonius and other contemporary historians.

As emperor, Titus is best known for completing the Colosseum and for his generosity in relieving the suffering caused by two disasters, the eruption of Mount Vesuvius in 79 and a fire in Rome in 80. After barely two years in office, Titus died of a fever on 13 September 81. He was deified by the Roman Senate and succeeded by his younger brother Domitian.

The Life of Titus by Suetonius

(1) Titus, of the same surname as his father, was the delight and darling of the human race, such surpassing ability had he, by nature, art or good fortune, to win the affections of all men and, what was harder, to do so while he was emperor. For as a private citizen, and even during his father’s rule, he did not escape hatred, much less public criticism.

Titus was born on the third day before the Kalends of January (30 December, 41 AD) in a mean house near the Septizonium and in a very small dark room besides. It still remains and is on exhibition.

(2) Titus was brought up at court in company with [Claudius’s son] Britannicus and taught the same subjects by the same masters. At that time, so they say, a physiognomist was brought in by Narcissus, the freedman of Claudius, to examine Britannicus and declared most positively that he would never become emperor but that Titus, who was standing nearby at the time, would surely rule.

The boys were so intimate that it is believed that when Britannicus drained the fatal draught that poisoned him, Titus, who was reclining at his side, also tasted of the potion and for a long time suffered from an obstinate disorder. Titus did not forget all this, but later set up a golden statue of his friend in the Palace and dedicated another equestrian statue of ivory, which is to this day carried in the procession in the Circus, and he attended it on its first appearance.

(3) Even in boyhood Titus’s bodily and mental gifts were conspicuous and they became more and more so as he advanced in years. He had a handsome person in which there was no less dignity than grace, and was uncommonly strong, although he was not tall of stature and had a rather protruding belly. His memory was extraordinary and he had an aptitude for almost all the arts, both of war and of peace.

Skilful in arms and horseman­ship, Titus made speeches and wrote verses in Latin and Greek with ease and readiness, and even extempore. He was not unacquainted with music but sang and played the harp agreeably and skilfully.

I have heard from many sources that he used also to write shorthand with great speed and would amuse himself by playful contests with his secretaries. Also that he could imitate any handwriting that he had ever seen and often declared that he might have been the prince of forgers.

(4) Titus served as military tribune both in Germany and in Britain, winning a high reputation for energy and no less integrity, as is evident from the great number of his statues and busts in both those provinces and from the inscriptions they bear.

After his military service Titus pleaded in the Forum, rather for glory than as a profession. He married Arrecina Tertulla, whose father, though only a Roman knight, had once been prefect of the praetorian cohorts. On her death he replaced her with Marcia Furnilla, a lady of a very distinguished family, but divorced her after he had acknowledged a daughter which she bore him.

Then, after holding the office of quaestor, as commander of a legion he subjugated the two strong cities of Tarichaeae and Gamala in Judaea, having his horse killed under him in one battle and mounting another, whose rider had fallen fighting by his side.

(5) Titus was sent to congratulate Galba on becoming ruler of the state [in January 69) and attracted attention wherever he went, through the belief that he had been sent for to be adopted by the new emperor. But observing that everything was once more in a state of turmoil, he turned back. He visited the oracle of the Paphian Venus to consult it about his voyage and was encouraged to hope for imperial power.

[His father, Vespasian, put him in charge of the siege of Jerusalem.] In the final attack on the city he slew twelve of the defenders with as many arrows. He took the city on his daughter’s birthday, so delighting the soldiers and winning their devotion that they hailed him as ‘Imperator​’ and detained him when he wanted to leave the province, urging him with prayers and even with threats either to stay or to take them all with him.

This aroused the suspicion that he had tried to revolt from his father and make himself king of the East and he strengthened this suspicion on his way to Alexandria by wearing a diadem at the consecration of the bull Apis in Memphis, an act in accord with the usual ceremonial of that ancient religion, but unfavourably interpreted by some.

Because of this he hastened to Italy and, putting in at Regium and then at Puteoli in a transport ship, he went with all speed from there to Rome, where as if to show that the reports about him were groundless, he surprised his father with the greeting, ‘I am here, father; I am here.’

(6) From that moment onwards Titus never ceased to act as the emperor’s partner and even as his protector. He took part in his father’s triumph and was censor with him. He was also his colleague in the tribunicial power and in seven consul­ships. He took upon himself the discharge of almost all duties, personally dictated letters and wrote edicts in his father’s name and even read his speeches in the senate in lieu of a quaestor.​

Titus also assumed the command of the praetorian guard, which before that time had never been held except by a Roman knight. In this office he conducted himself in a somewhat arrogant and tyrannical fashion for whenever he regarded anyone with suspicion, he would secretly send some of the Guard to the various theatres and camps to demand their punishment as if by consent of all who were present and then he would put them out of the way without delay.

Among these was Aulus Caecina, an ex-consul whom he invited to dinner and then ordered to be stabbed almost before he left the dining-room. But in this case he was led by a pressing danger, having got possession of an autograph copy of a harangue which Caecina had prepared to deliver to the soldiers. Although by such conduct he provided for his safety in the future, he incurred such odium at the time that hardly anyone ever came to the throne with so evil a reputation or so much against the desires of all.

(7) Besides cruelty, Titus was also suspected of riotous living, since he protracted his revels until the middle of the night with the most prodigal of his friends. Likewise of unchastity because of his troops of catamites and eunuchs and his notorious passion for Queen Berenice, to whom it was even said that he promised marriage.

He was suspected of greed as well for it was well known that in cases which came before his father he put a price on his influence and accepted bribes. In short, people not only thought but openly declared that he would be a second Nero. But this reputation turned out to his advantage and gave place to the highest praise when, on coming to power, no fault was discovered in him but, on the contrary, the highest virtues.

Titus’s banquets were pleasant rather than extravagant. He chose as his friends men whom succeeding emperors also retained as indispensable alike to themselves and to the State, and of whose services they made special use. Berenice he sent from Rome at once, against her will and against his own. Some of his most beloved paramours, although they were such skilful dancers that they later became stage favourites, he not only ceased to cherish any longer but even to attend their public performances.

Titus took away nothing from any citizen. He respected others’ property, if anyone ever did. In fact, he would not accept even proper and customary presents. And yet he was second to none of his predecessors in munificence. At the dedication of his amphitheatre​ and of the baths which were hastily built near it he gave a most magnificent and costly gladiatorial show. He presented a sham sea-fight too in the old naumachia,​ and in the same place a combat of gladiators,​ exhibiting 5,000 wild beasts of every kind in a single day.

(8) Titus was most kindly by nature, and whereas in accordance with a custom established by Tiberius, all the Caesars who followed him refused to regard favours granted by previous emperors as valid, unless they had themselves conferred the same ones on the same individuals, Titus was the first to ratify them all in a single edict, without allowing himself to be asked.

Moreover, in the case of other requests made of him, it was his fixed rule not to let anyone go away without hope. Even when his household officials warned him that he was promising more than he could perform, he said that it was not right for anyone to go away sorrow­ful from an interview with his emperor. On another occasion, remembering at dinner that he had done nothing for anybody all day, he gave utterance to that memorable and praiseworthy remark: ‘Friends, I have lost a day.’

The whole body of the people in particular Titus treated with such indulgence on all occasions that once, at a gladiatorial show, he declared that he would give it ‘not after his own inclinations but those of the spectators’ and, what is more, he kept his word. For he refused nothing which anyone asked, and even urged them to ask for what they wished.

Titus openly displayed his partiality for Thracian gladiators and bantered the people about it by words and gestures (i.e. by humorously pretending to wrangle with those who favoured other gladiators than the Thracians). However, he always preserved his dignity, as well as observing justice. Not to omit any act of condescension, he sometimes bathed in the baths which he had built, in company with the common people.

There were some dreadful disasters during Titus’s reign, such as the eruption of Mount Vesuvius in Campania, a fire at Rome which continued three days and as many nights, and a plague the like of which had hardly ever been known before. In these many great calamities he showed not merely the concern of an emperor but even a father’s surpassing love, now offering consolation in edicts, and now lending aid so far as his means allowed.

Titus chose commissioners by lot from among the ex-consuls for the relief of Campania and the property of those who lost their lives by Vesuvius and had no heirs left alive he applied to the rebuilding of the buried cities.

During the fire in Rome he made no remark except, ‘I am ruined,’ and he set aside all the ornaments of his villas for the public buildings and temples and put several men of the equestrian order in charge of the work, that everything might be done with the greater dispatch.

For curing the plague and diminishing the force of the epidemic there was no aid, human or divine, which he did not employ, searching for every kind of sacrifice (i.e. to propitiate the gods who were supposed to inflict such evils upon mankind by way of punishment)​ and all kinds of medicines.

Among the evils of the times were the informers and their instigators who had enjoyed a long-standing licence. After these had been soundly beaten in the Forum with scourges and cudgels and finally led in procession across the arena of the amphitheatre, he had some of them put up and sold and others deported to the wildest of the islands.

(9) Having declared that he would accept the office of pontifex maximus​ for the purpose of keeping his hands unstained, he was true to his promise for after that he neither caused nor connived at the death of any man, although he sometimes had no lack of reasons for taking vengeance, but he swore that he would rather be killed than kill.

When two men of patrician family were found guilty of aspiring to the throne, he satisfied himself with warning them to abandon their attempt, saying that imperial power was the gift of fate and promising that if there was anything else they desired, he himself would bestow it. Then he sent his couriers with all speed to the mother of one of them, for she was some distance off, to relieve her anxiety by reporting that her son was safe. And he not only invited the men themselves to dinner among his friends but on the following day, at a gladiatorial show, he purposely placed them near him and when the swords of the contestants were offered him handed them over for their inspection. It is even said that, inquiring into the horoscope of each of them, he declared that danger threatened them both, but at some future time and from another – as turned out to be the case.

Although his brother, Domitian, never ceased plotting against him, but almost openly stirred up the armies to revolt and meditated flight to them, he had not the heart to put him to death or banish him from the court or even to hold him in less honour than before. On the contrary, as he had done from the very first day of his rule, he continued to declare that Domitian was his partner and successor, and sometimes he privately begged him with tears and prayers to be willing at least to return his affection.

(10) Titus was cut off by death, to the loss of mankind rather than to his own. After finishing the public games, at the close of which he wept bitterly in the presence of the people, he went down to the Sabine territory, somewhat cast down because a sacrificial animal had escaped as he was sacrificing, and because it had thundered from a clear sky [i.e. bad omens]. Then at the very first stopping place he was seized with a fever and, as he was being carried onwards in a litter, it is said that he pushed back the curtains, looked up to heaven, and lamented bitterly that his life was being taken from him contrary to his deserts. For he said that there was no act of his life of which he had cause to repent, save one only.

What this was he did not himself disclose at the time nor could anyone easily divine.​ Some think that he meant the intimacy which he had with his brother’s wife; but Domitia swore most solemnly that this did not exist (and she would not have denied it if it had been in the least true, but on the contrary would have boasted of it, as she was most ready to do of all her scandalous actions).

11. Titus died in the same farmhouse​ as his father, on the Ides of September [13 September], two years two months and twenty days after succeeding Vespasian [81 AD], in the forty-second year of his age.

When his death was made known the whole populace mourned as they would for a loss in their own families, the senate hastened to the House before it was summoned by proclamation and, with the doors still shut, and then with them open, rendered such thanks to him and heaped such praise on him after death as they had never done even when he was alive and present.


Related links

Suetonius’s Lives of the Twelve Caesars

Roman reviews

The Year One by M.I. Finley (1968)

History tends to be the history of the winners, with the losers assigned the passive, largely unvoiced, faceless role of the people on whom the winners operated.
(‘Aspects of Antiquity’, page 189)

Notes on ‘The Year One’, a short essay included in Finley’s 1968 collection, ‘Aspects of Antiquity’.

Ancient calendars

People living through a momentous year (1066, 1789, 1939, 2000) usually know about it. The most obvious thing to say about the year 1 is nobody living through it knew about it at the time. The entire chronological framework of Western civilisation, whereby we divide years into before Christ (BC) or after Christ (in the year of the Lord, anno Domini, AD) hadn’t been invented.

Instead, all the different cultures of the ancient world kept their own calendars relating to their own cultural landmarks. The Greeks thought in terms of four year blocks or ‘Olympiads’ which began with the first Olympic Games in 776 BC, so year one was the first year of the 195th Olympiad.

The Romans had, for centuries, dated events by referring to the two consuls who were in office for that year, thus ‘in the consulship of Caius Caesar, son of Augustus, and Lucius Aemilius Paullus, son of Paullus.’

Only the learned wanted to look back deeper than a few decades and, for those purposes, Roman historians had worked out the year of the legendary foundation of Rome, and dated everything AUC standing for ‘ab urbe condita’ or ‘since the founding of the city (Rome)’. Many centuries later Christian historians aligned this legendary date to 753 years before the birth of Christ. So the year one was 754 AUC. This system was devised by the Christian historian Dionysius Exiguus, a Greek-speaking monk.

The evidence of the gospels

Of the four gospels only two give details of the birth of Jesus, Matthew and Luke

Matthew’s Gospel

Matthew’s gospel includes the story of ‘the massacre of the innocents’ (chapter 2, verses 16 to 18). Herod the Great, king of Judea, is said to have heard a prophecy that his kingdom will be overthrown by a child about to be born in Bethlehem, so he ordered the execution of all male children aged two and under in the vicinity of Bethlehem. The Catholic Church regards them as the first Christian martyrs, and their feast – Holy Innocents’ Day (or the Feast of the Holy Innocents) – is celebrated on 28 December. In this story, Joseph and Mary were warned by angels about the impending massacre and so made their way secretly to Egypt, ‘The Flight to Egypt’, a journey depicted in countless paintings.

Unfortunately for the veracity of this version, Herod the Great died in 4 BC. If Matthew is literally correct, Jesus must have been born in 4 BC at the latest.

Luke’s Gospel

Luke’s story is different. He says the Romans sent out a decree that everyone had to return to their home town in order to take part in a national census of the population of Judea so they could be taxed more efficiently.

Unfortunately, the only census decreed by the Romans that we know of occurred in either 6 or 7 AD.

In 6 AD the Romans deposed Herod’s son, Archelaus, themselves took over Judea, and installed a Roman governor with instructions to conduct a census. (The northern province of Galilee remained under the rule of the Herod family; Finley says this slight inconsistency between direct and indirect rule was common in provinces on the edge of the empire.)

The Roman Empire

Was an empire in the full sense. The ‘Roman people’ i.e. citizens of Rome and central and northern Italy, ruled all the other inhabitants of the empire as subjects. The empire outside Italy was divided into provinciae. In 1 AD the Roman empire covered about 1,250,000 square miles with a population of about 60 million (population figures are deeply contested). Censuses were taken in the provinces to maximise tax revenue, but at different times in different provinces, using different methods and definitions, so…

The tax collector, along with the soldier, was the most obvious and ubiquitous link between the provinces and Rome. (p.187)

The limits of Empire

In 9 AD a Romanised German warrior chief named Arminius lured three legions into an ambush in the Teutoburg Forest and annihilated them, seizing the precious standards. Traumatised by this terrible news, the emperor Augustus ordered the remaining two legions and all Roman citizens to withdraw back across the Rhine, a decision reinforced by his successor Tiberius, which crystallised into a fiat. The Romans never attempted to conquer and colonise Germany and the north European border settled for the next four centuries along the Rhine-Danube line.

The borders finalised as England in the north-west, the Atlantic in the west, the Atlas mountains, the Sahara and the cataracts of the Nile in Africa, Judea in what is now the Middle East, and Asia i.e. half of Anatolia up to the border with Armenia.

Imperial exploitation

The Romans had no shortage of writers and propagandists (Horace, Virgil and so on) praising Augustus’ rule and, by extension, Rome’s right to rule the entire world (Virgil). The Christian European empires 1700 years later (Spain, France, Britain, Holland) made lengthy attempts to justify their imperial conquests in terms of bringing civilisation etc to barbarian lands. The Romans used the same rhetoric but were much more honest about the sheer greed and looting involved in conquest. As Finley says in his essay about slavery, Julius Caesar set out for Gaul a penniless aristocrat from a down-at-heel family and he returned 8 years later a multi-millionaire and the most powerful man in Rome. That’s what 8 years of burning and looting did for him.

Once a province had been conquered and pacified there an infrastructure was imposed designed to extract wealth, consisting of extensive taxes(in goods and services and money) for the state, but great personal income skimmed off by high officials and members of the tax farming corporations.

Rome had no mission to civilise comparable to France’s great pretension to a mission civilisatrice. Some of her propagandists later developed this idea but the reality was that, so long as they paid their taxes, Rome left her subject peoples largely to themselves, only interfering if there was disorder, rebellion etc. Over a century of conquering and administering other peoples had shown that minimal interference paid off and…was cheap to run.

This was particularly true in the East, which had well-established cultures/civilisations long before the Romans arrived. Latin was the language of the new rulers but Greek remained the language of intellectuals and the ruling classes which sat directly below the Roman governor. Educated Romans learned Greeks but Greeks rarely bothered to learn Latin, a far simpler, cruder language.

Josephus

Finley makes a pit stop to spend a page profiling Joseph ben Matthias, member of a Jewish priestly family known to history as Josephus and for the epic history of the Jewish War, an account of the 4-year rebellion of Jews against Roman rule 66 to 70 AD which led up to the Romans storming Jerusalem and destroying the Great Temple built by Herod.

Josephus was a Pharisee, a member of the elite priestly caste who identified with law and order and the Romans, so the enemies in his book are the Zealots, who he calls rebels and bandits, religious visionaries who stirred up the people to revolt by playing on their grievances, their extreme poverty and promises of a new world.

Augustus

The essay then turns to consider Augustus’s achievement, namely bringing to an end 60 odd years of chaos as the Roman Republic proved incapable of managing its empire, or, more precisely, the scale of the wealth and power pouring into Rome exacerbate the toxic rivalries among great men which had previously been contained by its republican institutions, but now boiled over into repeated civil wars by over-mighty rulers. Until Octavian put a stop to it (helped by the fact that all the eminent men of his generation had been killed in the civil wars, committed suicide or been murdered in his ‘proscriptions’, leaving him the last significant military-political figure standing).

Augustus’s titles

In 27 BC Octavian was awarded the title ‘Augustus’ by the senate. But his other titles are significant. He wanted to be known as ‘princeps’ i.e. principle figure, partly because it avoided the dreaded term rex or king. And also kept the title Imperator, originally given to victorious generals, but now awarded him a) as recognition of victorious campaigns but b) as continual reminder of where his power lay – the complete loyalty of the army.

Around the time of Christ’s birth, in 2 AD Augustus was awarded a further title, ‘Father of the Nation’, which is not as cuddly as it sounds, given the draconian authority the father of a family had over all its other members, male or female.

Augustus tries to ensure heirs

In his magisterial biography of Augustus Adrian Goldsworthy goes out of his way to emphasise that through most of his rule Augustus appears to have not wanted to create a dynasty and been succeeded by one heir. On the contrary he tried to create a cohort of experienced young men who, Goldsworthy thinks, were meant to form a small cabinet, to rule collegiately.

The two problems with this was that they all tended to come from within his own close family, so royal, monarchical, imperial logic was hard to deny – but worse, that almost all his proteges died, leaving, the grumpy, surly, graceless Tiberius as the last most obvious figure standing.

But before all this had become clear Augustus spent time and energy grooming a succession of young male relatives for rule and in doing so rode roughshod over many of the conventions of the Republic he claimed to be defending. Thus in 4 BC the Senate was prevailed upon to decree that Augustus’s two grandsons (who he had adopted to make legally his sons) Gaius and Lucius, should be designated consuls at the tender age of 15 and then awarded the actual posts, for a year, when they turned 20. Each was titled ‘Princeps of the Youth’. In the Year One Gaius was indeed ‘elected’ consul (as everyone the Princeps recommended to the voters tended to be). But then the curse struck…Lucius died in 2 AD, Gaius in 4 AD.

Augustus’s propaganda machine

Augustus had statues of himself carved and erected in cities all over the empire. Instead of realistic depictions they show an idealised, tall virile commander of men. He ensured his face was on all coinage, so even the illiterate knew who he was. He encouraged his inclusion in the ceremonies of all the religions and cults practiced across the empire. Via his unofficial minister of the arts, Maecenas, he ‘encouraged’ praise by the leading poets of the day, poets like Virgil, Horace and Ovid whose words of sycophantic praise have survived down to our time, 2,000 years later.

Augustus’s campaign for moral regeneration

Alongside a major programme of rebuilding and renovating not only Rome but all the major cities in the Empire, Augustus tried to bring about a moral revival as well. He had roughly two concerns: one was that the ancient noble families of Rome had been severely depleted by the civil wars and so he passed successive legislation promoting marriage and punishing adult men who failed to marry or have children. He gave legal and financial incentives to families with three or more children – legislation collectively known as the Leges Iuliae.

Augustus wasn’t concerned about sexual morality as such but was concerned about its impact on the stability and fecundity of the ruling class which he wanted to grow and stabilise in order to secure Rome’s future. It’s in this context that he passed legislation severely punishing adultery. He wanted more sons of the aristocracy, and that they should marry and do their military and civic duty, instead of not marrying and frittering away their family fortunes on increasing displays of opulence.

Exiling the Julias

It was in this context that in 2 BC he exiled his only biological child, his daughter Julia the Elder (39 BC to 14 AD), who he married to an unwilling Tiberius, allegedly for flagrant adultery and sexual depravity. Several men who had allegedly been her partners were also exiled. In 8 AD he similarly exiled Julia the Elder’s daughter and so Augustus’s grand-daughter, Julia the Younger, again for adultery.

On each of these occasions the ostensible reason was breaching the emperor’s own code of morality, but he also spoke about Julia the Elder being involved in some kind of plot against his life. The details remain obscure but most modern historians think there was more to both affairs than meets the eye, and that in both cases the exiled women were in some way figureheads of attempts to overthrow Augustus’s rule. Hence historians speak of a ‘Julian’ party at his court.

Although the details continue to elude us, Finley draws the central point which is that as soon as you have courts you have courtly intrigue, you have palace plotting – in the later empire this kind of conspiracy became endemic but it is instructive to note that it appears to have arisen as soon as there was a court, in the close family of the very first emperor.

Ovid is exiled

This is the view of Peter Green who devotes most of the long 80-page introduction to his translation of Ovid’s Art of Love to a forensic analysis of events and accusations surrounding the 8 AD exiling of Julia the Younger, because the poet was caught up in the same event and, with little or no warning, exiled by Augustus to the furthest border of the Roman empire, to the miserable provincial town of Tomis on the Black Sea. Ovid wrote a large number of letters to former friends and officials begging to be allowed to return, and a series of poems elaborating on the wretchedness of his fate – but to no avail. Even when Augustus died, his successor, Tiberius, renewed his exile and Ovid died miserably, far from his beloved Rome.

Frustratingly, despite writing a huge amount about his exile, Ovid never anywhere specifies the nature of his error. He insists it was minor, that he never plotted against the emperor, or planned to use poison or a knife or anything like that. Green weighs all the evidence and thinks Ovid must have seen something or been present at meetings where such plots were discussed and failed to report them to the authorities. Because he wasn’t an active plotter, Ovid’s life was spared; but because he didn’t report whatever he saw, his lack of loyalty to the emperor – and to the entire peaceful regime which Augustus had spent a lifetime creating – was called into doubt. Hence exile.

The Augustan peace

It’s easy to criticise Augustus’s early career, his cut-throat manoeuvres, his participation in the proscriptions i.e. mass murder of anyone who stood in the way of the Second Triumvirate, his hugely unpopular land redistribution away from traditional farmer and to veterans of the military campaigns leading up to the decisive Battle of Philippi. But by these expedients he secured the end of the civil wars which had lasted as long as anyone could remember, brought military, civil and social peace, order and stability. He secured the longest period of continuous peace the Mediterranean world had ever known. In this atmosphere of peace and stability business flourished and people got rich.

If the theatre was the characteristic secular building of the ancient Greeks, the amphitheatre was its Roman counterpart, and the long peace saw them built in cities all around the Central Sea.

Augustus worship

The result, especially in the East, was that people began to worship Augustus:

as Saviour, Benefactor and God Manifest (Epiphanes) just as they had deified a succession of Ptolemies, Seleucids and other rulers of the preceding centuries. (p.194)

In Rome he couldn’t be worshipped as a god while alive, only his spirit was said to be holy. But the east had no such hesitations and built temples to Augustus the god. This had nothing to do with love or respect but simple pragmatism. Most people were utterly powerless to influence events, least of all the slaves. It made simple sense to venerate and appease the mighty; that was the way of the world. Finley draws the major conclusion with huge implications for the growth of Christianity, that:

Religion became increasingly centred on salvation in the next world, whereas it had once been chiefly concerned with life in this one. (p.194)

Client kings and dependent rulers had a vested interest in encouraging the cult of Augustus as it underpinned their own authority, for most of the East was a patchwork of cults and religions which, for the most part, co-existed peacefully enough.

The Jewish Revolt

The Jews stood apart in their fierce insistence on monotheism. Jews had migrated and had communities all around the Mediterranean and in Rome (where Ovid recommends the synagogue as a good place to pick up women in The Art of Love). The Old Testament writings had been translated into Greek as far back as the third century BC as Jews in the diaspora lost touch with Hebrew.

Herod the Great, King of Judaea, had more in common with his Roman rulers than his Jewish subjects. When he introduced an amphitheatre and gladiator fights in the Roman style there were mutterings of discontent, but when he tried to impose official worship of Augustus the god there was an outcry and an assassination attempt.

The Jews’ dogged insistence on the uniqueness of their god puzzled the Romans (and their neighbours). Neither Augustus nor Tiberius took any steps against the Jews, but Roman officials in the provinces were less tolerant and insistence on conformity to Augustus worship or other religious practices led to repeated clashes. Many Jews were nervous of their masters’ lack of understanding and religious extremists – the Zealots so criticised by Josephus – played on these fears and encouraged proactive rebellion.

All these forces led to the outbreak of the First Jewish–Roman War (66 to 73 AD), sometimes called the Great Jewish Revolt or The Jewish War. It began in the twelfth year of the reign of Nero, with anti-taxation protests leading to attacks on Roman citizens by the Jews. The Roman governor, Gessius Florus, responded by plundering the Second Temple, claiming the money was for the Emperor, and the next day launching a raid on the city, arresting numerous senior Jewish figures. This prompted a wider, large-scale rebellion and the Roman military garrison of Judaea was quickly overrun by the rebels.

It took the Romans with all their might four full years to quell the rebellion, marked by the sack of Jerusalem, the destruction of Herod’s Temple and the displacement of its people around the Mediterranean, followed by three years of further mopping-up operations. Most other Roman provinces suffered from extortionate taxation, harsh military rule, severe punishment for anyone who breached the peace. What made the Jews different was the involvement of fierce religious belief which shaded into millenarian visions of a Final Battle and Second Coming of the Promised One. Egypt, Greece, Britain, Spain and other equally exploited provinces had nothing like this.

The rise of Christianity

Obviously nobody alive in the Year One had a clue that it would one day, centuries later, be singled out as the start of a new dispensation on human history. If you’re not a Christian, chances are you still use the Christian system of numbering years, if only for business purposes. If you are a Christian this year marked the start of a completely new epoch of world and human history, one in which Divine Grace entered the human realm and all people were offered the chance of salvation through faith in the risen Christ.

Finley dwells on the fairly well-known textual records of early Christianity, within his realm of Roman studies, for example the famous letters of Pliny the Elder to the emperor Trajan asking for advice on how to deal with the men and women being denounced to him as ‘Christians’.

Returning to borders, Finley points out that this same emperor Trajan conquered ‘Dacia’, roughly modern Transylvania, and embarked on a foolhardy campaign against the Parthians (graveyard of the ambitions of Crassus and Anthony to name but two) but Hadrian, who succeeded him, gave up the Parthian gains and settled the borders of the empire for good. Thus, give or take a few small provinces and the elimination of a few client-kingdoms, such as Judaea, the frontiers established by Augustus in the Year One were not far from being the final, definitive borders of the Empire.

Trade

One of the consistent surprises when reading about pre-modern history is the extent and complexity of pre-modern trade routes. It was one of the big messages of the British Museum’s great Vikings exhibition, showing just how far-flung Viking exploration and trade was. Whether considering the trading networks of ancient China or the early explorations of the Portuguese or the vast extent of the Mongol conquests, the message is always the same: pre-modern trading networks were always more wide-reaching than you would have thought.

Same here: Finley points out that the Romans bought silk from as far afield as China (via middlemen in Chinese Turkestan), and more directly with China and Ceylon. Indo-Roman trading stations existed as far away as Pondicherry. ‘There was a drain of Roman coins to India and further East’. Yet references to India were thin and misleading. In the works of the elegiac poets India is usually just linked as a name alongside Parthia to represent the furtherst ends of the earth.

Similarly, there was trans-Sahara trade, especially for ivory, but almost total ignorance of the African continent below the desert. (p.198)

In a way the northern border was more intriguing. After the catastrophe of the Teutoburg Forest (described in vivid detail by Goldsworthy in his biography of Augustus) Augustus withdrew all legions, merchants and settlers in Germany back south of the Rhine and the Rhine-Danube became de facto the northern border of the empire for the next four centuries.

Despite interacting with them extensively, despite making treaties with chieftains, trading with them, understanding something about their societies, in a sense the Romans never got to grips with the Germans. Finley explains part of this was because the Germans were illiterate so had no texts for the Romans to study; no history, art, no architecture.

Also, the Germans were made up of loose and constantly changing tribal confederations. The Parthians had an emperor, the Armenians a great king and so on: you knew who you were dealing with and what they had to offer and how to bargain. None of this worked with the Germans.

(He makes the interesting point that, in their relative ignorance, the Germans relied on ‘primitive agricultural techniques’ which rapidly exhausted what agricultural land they created by forest clearance, and this was a factor in their constant migrations. That and the periodic arrival of entire peoples from further east, which pushed the nearby Germans over the Rhine, often for safety.)

Lastly, he makes a quick point that despite trade with far-flung places outside the empire, most of the cultural and especially religious innovation came from within the empire.

The great matrix of religion innovation was within the empire, in its eastern regions: Egypt, Syria and Palestine, Asia Minor. And, of course, in the end the triumphant contribution from that area in this period was Christianity. (p.198)

East and West

He concludes with the Big Idea that the whole notion of Western Europe in a sense owes its existence to the Augustan settlement which secured Italy, Spain, France and Britain for Roman rule for centuries to come, bequeathing them a common culture, no matter how far it decayed during the Dark Ages.

The East, with far deeper cultural roots of its own, was not ‘Romanised’ to anything like the same extent, retaining a cultural independence which was expressed, first through the survival of the Byzantine Empire for another 1,000 years, and then through its conquest by another Eastern religion, Islam, tearing the Middle East and North Africa out of the Roman Christian family of nations, setting up a profound geographical and cultural divide which lasts to this day.


Credit

‘The Year One’ was included in a collection of essays by M.I. Finley titled Aspects of Antiquity, published by Penguin books in 1968. References are to the 1977 Penguin paperback edition.

Roman reviews

Cornelia Parker @ Tate Britain

Cornelia Parker (CBE, RA) is a very well-known and successful figure in British art. Born in 1956, she’s become famous for her ‘immersive’ i.e. BIG works. Above all she is a conceptual artist. What is conceptual art? According to the Tate website:

Conceptual art is art for which the idea (or concept) behind the work is more important than the finished art object. It emerged as an art movement in the 1960s and the term usually refers to art made from the mid-1960s to the mid-1970s.

In some exhibitions you react to the painting or sculpture immediately, as an object in space which fills your visual cortex with sensations and impressions. You don’t necessarily have to read the wall labels. With conceptual art it is almost always vital to read the wall label in order to understand what you’re looking at. Sure, you could still respond naively and sensuously to the work’s appearance but you would be missing out on 99% of its meaning and intention.

The wonderful wall labels

This major retrospective of Parker’s career brings together almost 100 works, spanning the last 35 years. So that’s quite a lot of reading you have to do in order to understand almost every one of these pieces.

But a major feature of the exhibition is that the wall labels are written by Parker herself. Most wall labels at exhibitions are written by curators who, in our day and age, are obsessed with the same handful of issues around gender and ethnicity and lose no opportunity to bash the visitor over the head with reminders of Britain’s shameful, imperial, racist, slave-trading past etc etc.

So it is a major appeal of this exhibition that, instead of every single piece explained solely in terms of race or gender – as it would be if Tate curators had written them – Parker’s own wall labels are fantastically interesting, insightful, thought-provoking insights into her way of thinking and seeing the world. Instead of the world of art being reduced to a handful of worn-out ideas, Parker’s wall labels are as entertainingly varied as her subject matter, full of stories, anecdotes, bright ideas, explanations of technique, aims, collaborations.

They give you a really privileged insight into her worldview and into her decades’-long ability to be interested, curious, take everyday objects and have funny and creative ideas about how to transform them. After spending an hour and a half working through her thought processes for the different pieces, some of her creative spirit begins to rub off on you, you begin to see the everyday world the way she does, full of opportunities for disruptive and fun interventions. In this respect, this exhibition is one of the most genuinely inspiring I’ve ever been to.

Types of work

The exhibition includes immersive installations, sculptures, photographs, embroidery and drawings, as well as four large-scale, room-sized installations, and two rooms showing her art films. At the simplest, physical level, the pieces can be divided into two categories: Small and Large. Examples of the small will serve as an introduction to the large.

Introductory

In the downstairs atrium of Tate Britain stands a single sculpture, preparing you for the exhibition ahead.

The Distance (A Kiss with String Attached) by Cornelia Parker (2003) © Tate Photography

It is, of course, a life-size cast of Rodin’s sculpture, The Kiss, wrapped up in a mile of string. A vague symbolic gesture towards ‘the ties that bind’ people in relationships, maybe. In the nearby wall label Parker describes this as a ‘punk gesture’, which I found very significant. It’s the only time she mentions punk but she was just 20 when it hit, maybe at art school by then, so its attitude of really offensive, in-your-face irreverence must have taken her art school by storm. The point is, various later wall labels repeatedly say that she is interested in destruction and violence – but not violence against persons, against things. Her art does violence to inanimate objects in all kinds of inventive, creative and often very funny ways.

But there is, as so often, a further twist to the tail. Wrapping The Kiss in string is a relatively tame thing to do compared with Dada, Surrealist, Duchamp provocations from 100 years ago. It becomes more interesting when you learn that some opponents of conceptual art within the art world, fellow young irreverent artists, vandalised the original version of The Distance by cutting up the string into short sections, thus ‘liberating’ the sculpture.

And best of all, that Parker was undaunted and promptly gathered up all the cut-up pieces of string and tied them back together around a mysterious object at the centre, ‘a secret weapon’, which is unnamed and unknown.

‘The Distance (with concealed weapon)’ by Cornelia Parker (2003) © Cornelia Parker (Photo by the author)

Small

I’ll jump straight in and give examples.

‘The Negative of Words’ (1996)

Parker realised that when an engraver engraves words into silver, for example into a cup like the Wimbledon champion’s cups, tiny fragments or curls of silver are generated. This piece is a pile of the shavings thus created. Parker contacted a silversmith, who agreed to her proposal, and it took several months to accumulate enough shavings for her to create the little mound, with sprinkled outliers, which we see on display here. As she points out, each sliver represents a letter, is the trace of a letter, is the inverse of writing, of language. They are absences made solid. This idea really resonated with me as I admired this carefully created little mound and its sprinkled outliers.

‘The Negative of Words’ by Cornelia Parker (1996) © Cornelia Parker (Photo by the author)

‘Luck Runs out’ (1995)

In the case next to it is an old dictionary. Under careful supervision, Parker arranged for a shotgun loaded with dice to be fired into the back of the book. The die penetrated to different depths into the text and jammed most of the pages together. As it happens the post-shooting dictionary automatically fell open at a page about ‘luck’. Hence the title, The luck of the draw. The roll of the dice.

‘Luck Runs Out’ and ‘The Negative of Words’ by Cornelia Parker © Cornelia Parker (Photo by the author)

Apparently it’s part of a series titled ‘Avoided Objects’, so-called ‘object poems’ which ‘explore the fractured, unmade and unclassified’. The series explores ‘the denied and repressed’, which sounds a bit hackneyed and stale until she goes on to specify what that means in practice – the backs, underbellies or tarnished surfaces of things, which is much more interesting. Hence shooting this dictionary ‘in the back’.

‘Embryo Firearms’ (1995)

While in Hartford Connecticut, Parker asked to visit the factory where the famous Colt 45 handgun is made. She was surprised to discover the process began with blank featureless gun-shaped casts, before any working parts were added. She asked if she could have one and the Americans, obliging as ever, gave her two and gave them a nice smooth industrial polish. Adding the word ’embryo’ to firearm juxtaposes the birth of the gun with the general idea of the birth of a human being, alongside a tool which might potentially bring it to an end.

‘Embryo money’ (1996)

Fascinated by money, Parker asked permission to visit the Royal Mint in Pontyclun, Wales. She asked for some samples of coins before they were ‘struck’ i.e. had the monarch’s face, writing, value, corrugated edges and everything else added – just the blank dummy coins. Embryo money, before it has accrued any of the power which so dominates all our lives.

‘Embryo Firearms’ (1995) and ‘Embryo money’ (1996) by Cornelia Parker © Cornelia Parker (Photo by the author)

See what I mean by ‘conceptual’. You could relate to these just as intriguing objects, but the stories behind them – the anecdotes of Parker’s expeditions to interesting and unusual places to see industrial processes in action – add immeasurably to the enjoyment.

‘Exhaled cocaine’ (1996)

Parker developed a relationship with His Majesty’s Customs and Excise. She visited and got to know them at their Cardiff headquarters over a period of several months. One of the many, many types of contraband objects they confiscate are drugs. Parker persuaded them to let her have a seizure of cocaine after it had been incinerated. A million pounds worth of cocaine turned to ash, which is on display here, as a sad little pile.

In her wall label, Parker adds the coda, which you’d never have got from a curator, that she really loves the way Customs and Exercise destroy things in such a theatrical way, steamrollering fake Rolex watches or alcohol. ‘Like me, they are often symbolically killing things off.’ This kind of casual, candid opinion is a lovely insight into her way of thinking.

Inhaled cliffs’ (1996)

A personal favourite was ‘Inhaled cliffs’. She asked Customs about methods people use to smuggle stuff into the country, especially drugs, and discovered that some drugs can be used to ‘starch’ sheets, so a set of innocuous looking sheets turn out to be drenched in heroin, cocaine or other illicit substances which can be extracted once they’re safely in the country. This notion inspired ‘Inhaled cliffs’ in which Parker starched sheets with chalk from the white cliffs of Dover, ‘smuggling’ those great symbols of England into bed with her. She is tickled by the notion of ‘sleeping between cliffs’.

‘Exhaled cocaine’ (1996) and Inhaled cliffs’ (1996) by Cornelia Parker © Cornelia Parker (Photo by the author)

I’m focusing a bit much on these objects in cases. There were conventional things attached to the wall, prints, flat objects treated in various ways. Photographs, for example. On her way to her studio past Pentonville Prison she noticed workmen plastering cracks in the perimeter wall, creating vivid white abstract shapes. They then started to whitewash the wall as a whole so, before these irregular, crack-shaped gestures disappeared, she quickly took photos with her phone and developed a set of 12 prints which are hung here, titled ‘Prison Wall Abstract’.

Or the ‘Pornographic drawings’ (1996). As part of her ongoing conversations with HM Customs she asked for examples of contraband and they gave her (along with the bag of cocaine ashes) chopped up lengths of pornographic film. Parker dissolved the fragments in solvent to create her own ink. She used this ink to create Rorschach blots i.e. poured them on one side of a piece of folded paper, pressed the other side down on the inked side and reopened it to have a symmetrical image. For some reason, all the ones she made (or chose to display) came out ‘to be particularly explicit’.

It dawns on me that these works are beyond ‘conceptual’ in the sense that they might better be described as anecdotal. Often there isn’t a grand concept, project or goal behind them – there is happenstance and accident. Seeing an opportunity to do something interesting and seizing it.

The other obvious thing is that she’s about transforming objects from one state to another. She starts with ‘found objects’ – gun moulds, unstamped coins, porn movies, cocaine and so on – and, in the examples I’ve given, doesn’t even transform them herself, but recognises their artistic potential.

Medium

Using this technique of remodelling the existing and everyday, is a middle-sized work titled ‘Black Path (Bunhill Fields)’ from 2013. Parker describes playing hopscotch on pavements with her daughter. This led her to pay attention to pavements and to notice the antiquity of the old stone paving in Bunhill Fields near Old Street. She got permission to pour liquid rubber into the cracks in a path through Bunhill Fields. When the rubber dried she used the mould to make a metal cast, memorialising the captured cracks in bronze. She then suspended the mould on pins so that the cracks in the pavement hover a few inches above the floor, making it seem more spectral and ghostly. (It’s an accidental quirk that my photo of it features so many people’s feet.)

‘Black Path (Bunhill Fields)’ (2013) by Cornelia Parker © Cornelia Parker (Photo by the author)

Large

The interest in destruction I’ve mentioned earlier really comes to the fore in the three most famous room-sized installations in the exhibition. These are by way of being her greatest hits. They are:

  • Thirty Pieces of Silver (1988 to 89)
  • Cold Dark Matter: An Exploded View (1991)
  • Perpetual canon (2004)

Cold Dark Matter: An Exploded View (1991)

I’ll quote her wall label in its entirety:

We watch explosions daily, in action films, documentaries and on the news in never-ending reports of conflict. I wanted to create a real explosion, not a representation. I chose the garden shed because it’s the place where you store things you can’t quite throw away. The shed was blown up at the Army School of Ammunition. We used Semtex, a plastic explosive popular with terrorists. I pressed the plunger that blew the shed skywards. The soldiers helped me comb the field afterwards, picking up the blackened, mangled objects. In the gallery, as I suspended the objects one by one, they began to lose their aura of death and appeared reanimated. The light inside created huge shadows on the wall. The shed looked as if it was re-exploding or perhaps coming back together again. The first part of the title is a scientific term for all the matter in the universe that can’t be seen or measured. The second part describes a diagram in which a machine’s parts are laid out and labelled to show how it works.

I’ve seen photos of this many times. Seeing it in the flesh I realised several things:

  1. it is a mobile – a very complex mobile, but in principle the same kind of thing my son makes to hang his origami figures from his ceiling
  2. it has a cubic, rectangular shape i.e. it is the opposite of chaotically exploding outwards; it is very contained
  3. this is achieved by hanging multiple objects from the same string, not just one
  4. as people walk slowly respectfully round it the eddies of air they stir
  5. and placing a single light bulb at the centre of it means not only that is casts shadows on the wall, but as the string move gently, so a) your perspective through the multiple layers of debris shifts and changes b) the shadows they cast on the wall subtly change

Cold Dark Matter: An Exploded View (1991) by Cornelia Parker © Cornelia Parker (Photo by the author)

Perpetual canon (2004)

Again, I’ll give Parker’s words verbatim:

I was invited to make a work for a circular space with a beautiful domed ceiling. I first thought of filling it with sound. This evolved into the idea of a mute marching band, frozen breathlessly in limbo. Perpetual Canon is a musical term that means repeating a phrase over and over again. The old instruments had experienced thousands of breaths circulating through them in their lifetime. They had their last breath squeezed out of them when they were squashed flat. Suspended pointing upwards around a central light bulb, their shadows march around the walls. This shadow performance replaces the cacophonous sound of their flattened hosts. Viewers and their shadows stand in for the absent players.

Perpetual canon (2004) by Cornelia Parker © Cornelia Parker (Photo by the author)

The ghosts of music past. I was really taken by the idea that the shadows of us, the visitors, stand in for the long-dead players of these instruments.

Thirty Pieces of Silver (1988 to 1989)

Tate own this piece. In Tate’s words:

‘Thirty Pieces of Silver’ comprises over a thousand flattened silver objects, including plates, spoons, candlesticks, trophies, cigarette cases, teapots and trombones. All the objects were ceremoniously crushed by a steamroller at Cornelia Parker’s request. She then arranged the transformed silver artefacts into thirty disc-shaped groups, which are suspended about a foot from the floor by hundreds of fine wires. Each ‘disc’ is approximately ninety centimetres in diameter and they are always hung in orderly rows, although their overall configuration is adapted each time to the space in which the work is displayed. The title refers to the biblical story of how the apostle Judas Iscariot betrayed Jesus in return for thirty pieces of silver.

And in Parker’s own words:

Drawn to broken things, I decided it was time to give in to my destructive urges on an epic scale. I collected as much silver plate as I could from car-boot sales, markets and auctions. Friends even donated their wedding presents. All these objects, with their various histories, shared the same fate: they were all robbed of their third dimension on the same day, on the same dusty road, by a steamroller. I took the fragments and assembled them into thirty separate pools. Every piece was suspended to hover a few inches above the ground, resurrecting the objects and replacing their lost volume. Inspired by my childhood love of the cartoon ‘deaths’ of Roadrunner or Tom and Jerry, I thought I was abandoning the traditional seriousness of sculptural technique. But perhaps there was another unconscious reason for my need to squash things. My home in east London was due to be demolished to make way for the M11 link road. The sense of anxiety lingers even now.

‘Thirty Pieces of Silver’ by Cornelia Parker (1988 to1989) © Cornelia Parker (Photo by the author)

Newer works

‘War Room’ (2015)

The biggest thing in the show is a big long room entirely lined with red paper with holes in, titled ‘War Room’, from 2015. As usual, you need to read the wall label to understand what this is about.

‘War Room’ by Cornelia Parker (2015) © Cornelia Parker (Photo by the author)

In Parker’s own words:

I was invited to make a piece of work about the First World War. I had always wanted to go to the poppy factory in Richmond, London. Artificial poppies have been made there since 1922. They are sold to raise for money for ex-military personnel and their families. When I visited the factory, I saw this machine that had rolls of red paper with perforations where the poppies had been punched out. The fact that the poppies are absent is poignant, because obviously a lot of people didn’t come back from the First World War, and other wars since. In this room there’s something like 300,000 holes, and there’s many more lives lost than that. I decided to make War Room like a tent, suspending the material like fabric. It’s based on the magnificent tent which Henry VIII had made for a peace summit with the French king in 1520, known as the Field of the Cloth of Gold. About a year later they were at war again.

The story, the anecdote, is, as usual, interesting but the resulting work less so.. You walk in, you walk round, you walk out. Meh. A slightly shimmery effect is created by having two layers of hole-y red paper hanging everywhere but…this is a minimal effect.

‘Magna Carta (An Embroidery)’ (2015)

One work dominates the penultimate room. It is an enormous, thirteen-metre long, hand-sewn embroidery of the Wikipedia page about Magna Carta.

‘Magna Carta (An Embroidery)’ by Cornelia Parker (2015) © Cornelia Parker (Photo by the author)

It is a collaborative work which involved over 200 volunteers including public figures, human rights lawyers, politicians and prisoners. On the wall is a list of the worthies who signed up to be involved, an entertaining list of the usual suspects: media-friendly left-of-centre politicians (Tom Watson, 55), actors, psychotherapists (Susie Orbach, 75), academics (Germaine Greer, 83), other high profile artists (Antony Gormley, 72), writers (Jeanette Winterson, 63, Philip Pullman, 75) and so on.

What struck me was how old all these people are. Our generation is declining, now, Cornelia. We’ve trashed the planet, wrecked the economy and degraded the political system for our children: best to withdraw tactfully and not keep on shouting and marching and trying to dominate everything. We’ve had our time. Over to a younger generation and hope they can do better.

The videos

There are two rooms featuring 7 or 8 art videos running consecutively. The best thing in the first room is a new six-minute video titled ‘FLAG 2022’ and made specially for this exhibition. Very entertainingly this shows the creation of a Union Jack by seamstresses in a factory only run backwards – so we see the British flag being systematically unsown and unstitched. It’s accompanied by a straight orchestral rendition of the hymn Jerusalem. Shame. It would have been funnier if Jerusalem had been played backwards, too – but maybe that would be a bit too 1960s, too much like the old avant-garde.

The second film room is about America. Oh dear. That far away country of which we hear so little, which is so rarely in the news, whose cultural products we so rarely get to see. This room contains:

  • One film which Parker shot at the annual Halloween Parade in New York, that city we so rarely hear about. Personally, I’d have though New York has enough artists of its own to do this kind of thing.
  • Another film showing supporters of Donald Trump milling about in New York outside Trump Tower sometime during his election campaign. I don’t know whether you’ve heard of Donald Trump? He was quite big in America, apparently.

Frankly, these films are a let-down. It’s disappointing to see Parker genuflecting to God’s Own Country – as if New York or America need the slightest bit more coverage or publicity than the saturation exposure they already enjoy in the British media, TV, radio, films, academia, all across the internet and the toxic marshes of social media. There are other countries in the world, you know.

I’d like to have shared FLAG or any of the others in t his review, but I can’t find any of them on the internet.

Politics

From here onwards – in the second half of the exhibition – politics emerges as an increasingly dominant theme.

As well as the flag movie, the British film room includes a film made in the empty chamber of the House of Commons in 2018 using a camera attached to a drone, titled ‘Left Right and Centre’. Not only did they make this film, but they made a film about the making of the film, in which I caught Parker telling us how damn difficult it was to make because of health and safety, fire risk assessment etc. When artists start to think they are heroes…

I thought the result was very underwhelming. The drone hovered over the table you see in front of the Speaker of the House’s chair, set between the two front benches, which usually has the Mace on it – except in this film it had been covered with copies of England’s daily papers, which fluttered in the downdraft of the drone’s little rotors.

As with Donald Trump, I am sick to death of Parliament, the succession of incompetent politicians we have had leading our nation for the past 12 years, and the corrupt newspapers which lie and distort in order to keep the ruling party in power. Watching a 10-minute film on the wretched subject of contemporary British politics went a long way to destroying the happy, creative, open impression inspired by the first half of the exhibition.

In 2017 Parker was the first woman to be appointed official artist for the General Election. In this role, she observed the election campaign leading up to the 8 June vote, meeting with politicians, campaigners and voters and producing artworks in response. She made several films during this period including the aforementioned drone movie, and one titled ‘Election Abstract 2018’, a documentation of Parker’s observations during the campaign, posted on her Instagram account.

None of this, to my mind, is as funny or inventive as flattening a load of silverware with a steamroller, or displaying a little pile of incinerated cocaine, or soaking sheets in white cliff chalk, or taking a mould of Bunhill pavement. It just looks and sounds like the news, with little or no inventiveness and no particular insight. British politicians are idiots. Our newspapers are studies in bias and lies. So what’s new?

My heart sank even further when I read that another of her films is titled ‘Chomskian Abstract 2007’ and is an interview with the American social critic and philosopher Noam Chomsky, apparently about ‘the entwined relationship between ecological disaster and capitalism’.

Oh dear God. It’s not that Chomsky’s wrong or that hyper-capitalism driven on by American corporations and banks is not destroying the planet; it’s just that he is such a bleeding obvious choice for Great Man of the Left to interview. And so very, very, very old (born in 1928, Noam Chomsky turns 93 this year).

Is this the best Parker can do in the field of ‘radical’ or oppositional politics – interview a 93-year-old? It’s like waking up one morning and deciding you need to make a film about the environment and, after careful consideration, deciding you’d like to interview David Attenborough (aged 96) on the subject. Topics, and interviewees, don’t come more crashingly obvious than this.

Each year thousands and thousands of students in Britain graduate from international studies, politics or environmental courses. It would have been so much more interesting to interview the young, the future generation, and get their point of view rather than the done-to-death, decrepit old.

And he’s another Yank for God’s sake. What is it with the British cultural establishment and their cringing obeisance to American culture, artists, film-makers, politicians and intellectuals. Of the 200 contributors to the Magna Carta embroidery, in their summary of the show the curators single out just two – Wikipedia founder Jimmy Wales (who stitched ‘user’s manual’ into the embroidery) and Edward Snowden (who stitched the word ‘Liberty’).

Notice anything about them? Yes, they’re both American. Americans just seem carry more weight with Britain’s art establishment. They have a little more human value than mere Brits like you and me. More pizzazz, more glamour.

Lastly, what has Chomsky actually changed in his 50-odd years of railing against the American government and global capitalism? Nothing. Come to that, what good does getting 200 media-friendly worthies to contribute bits to a 13-metre-long embroidery achieve? Nothing. It’s a feel-good exercise for everyone involved and maybe it makes some of the gallery visitors feel warm and fuzzy and virtuous, too. Which is nice, but…

But meanwhile, out in the real world, Liz Truss and Kwasi Kwarteng are destroying the economy, ruining Britain’s standing in the financial world, and declaring war on the poor, the unwell, the vulnerable, even trashing support among their own middle-class, mortgage-paying supporters, in a zombie march of ideologues divorced from reality.

Flying a drone round the House of Commons or stitching a room-length embroidery are not only feeble responses to the world we live in but, worse, I found them imaginatively limiting and cramped. If you’re going to tackle the terrible world of contemporary politics, at least do it with some style and imagination. Old newspaper photos of Theresa May or Jeremy Corbyn didn’t take me anywhere new – unlike the pile of silver shavings or a cast of Bunhill pavement or most of the pieces in the first half of the show, which opened magic doors in my mind.

Maybe Parker should stick to what she does best – blowing things up. Guy Fawkes Night is coming. Just a thought…


Related links

More Tate Britain reviews

The Life of Mark Antony by Plutarch

This is one of the longest lives at 87 chapters, longer than Sertorius (27), Crassus (33), Cicero (49), Brutus (53), Caesar (69), Cato the Younger (73) or Pompey (80). Dates and other information in square brackets are not in Plutarch but content I’ve added in to make the account more accurate.

Plutarch’s life of Marcus Antonius

(1) Marcus Antonius [83 to 30] came from an undistinguished family. His grandfather was murdered during the purges of Marius in 87 BC. Plutarch tells an anecdote about how, when a friend came asking for money, all his father could give him was a bowl, and that when his wife discovered it was missing she threatened to torture all the slaves to find it until his father confessed to having given it away. (Torture all the slaves? So the references to torturing slaves to  establish something, as jokily referred to in the plays of Plautus and Terence, is based on common practice.)

(2) His mother was Julia, a third cousin of Julius Caesar. When his father died, his mother remarried Publius Cornelius Lentulus Sura, an eminent man of noble family who was always in debt due to his extravagance and so had got lured into the Catiline conspiracy. He was one of the conspirators caught in the capital about whom the famous debate in the senate was held (where Julius Caesar and Cato the Younger put opposing views, namely clemency versus execution, as described in detail in Sallust’s Catilinarian Conspiracy). As a result of Cato’s violent argument, Lentulus was summarily executed on the orders of Cicero, consul at the time. According to Plutarch, this explains Antony’s violent hatred of Cicero who he would, 20 years later, directly cause to be executed. Thus does the whirligig of time being in his revenges.

A promising youth, Antony fell under the influence of Gaius Scribonius Curio, who debauched him with wine and women till he was massively in debt and Curio’s father banned him from the house. Then he fell in with Publius Clodius Pulcher, the street demagogue and rabble rouser. He acquired so many enemies that he thought it wise to leave Italy for Greece, where he studied military tactics and oratory. Interestingly, Plutarch tells us that Antonius adopted:

the Asiatic style of oratory, which was at the height of its popularity in those days and bore a strong resemblance to his own life, which was swashbuckling and boastful, full of empty exultation and distorted ambition.

So by chapter 2 we know where Plutarch’s sympathies lie. With Brutus the liberator and Cato the principled, against Caesar the tyrant and Antony his swaggering lieutenant. OK. Good.

(3) Antony accompanies Grabinius to Syria as captain of his horse and distinguishes himself in a siege against Aristobulus at Jerusalem in 57 BC. He plays a leading role in the campaign to restore King Ptolemy XII Auletes to the throne of Egypt after he’d been dethroned by his people. For example, capturing the city of Pelusium. (Cato 35, Pompey 49) Something which, presumably, endeared him to Ptolemy’s daughter, Cleopatra, when he was to meet her 15 years later.

(4) “He had also a noble dignity of form; and a shapely beard, a broad forehead, and an aquiline nose were thought to show the virile qualities peculiar to the portraits and statues of Hercules.” He liked to play on his putative descent from Hercules. He dressed casually, was boastful and banterish, all this produced goodwill and reputation among the soldiers, helped by ‘his liberality, and his bestowal of favours upon friends and soldiers’.

(5) When the crisis between Caesar and Pompey came to a head, Curio, with money provided by Caesar, got Antony elected tribune of the plebs in 50 BC [following straight on from Curio’s own term]. During the crisis Antony played a key role at crucial moments. In January 49 he read out Caesar’s letter to the senate with his proposals for a compromise. It was he who suggested the further compromise that both Caesar and Pompey lay down their arms simultaneously, but this proposal was rejected by the consuls and Lucius Cornelius Lentulus (not the same Lentulus as the one involved in the conspiracy) expelled Antony from the Senate building by force and threats.

Which is why Antony changed into the clothes of a slave and headed to Caesar’s camp by the river Rubicon, there to brief him that all compromise was impossible. (Pompey 58, Caesar 30) It was the hounding of Antony in his capacity as tribune which made it possible for Caesar to dress up his motivation for invading Italy as being in part to restore the rights of the tribunes i.e. to dress up personal ambition in lofty rhetoric about rights and customs. [See the opening chapters of Caesar’s Civil War.]

(6) It was this which allowed Cicero to write, in his Philippics against Antony, that he was the prime cause of the civil war, which is, of course, silly, and Plutarch goes on to say so, and to explain that Caesar was not a man to do anything on a whim. No:

that which led [Caesar] to war against all mankind, as it had led Alexander before him, and Cyrus of old, was an insatiable love of power and a mad desire to be first and greatest.

Not a fan, then.

After Caesar crossed into Italy and drove Pompey across the Adriatic to Macedonia, he lacked the ships to follow and so turned around and headed to Spain to quell the Pompeian legions there, leaving Rome to Lepidus, who was praetor, and Italy and the troops to Antony, in his capacity as tribune of the people.

Antony curried favour with the troops by living with them and sharing their exercises and making generous gifts of money, but he was impatient with administering justice and gained a reputation for sleeping with other men’s wives. In other words, he did a lot of damage to Caesar’s cause.

(7) Nonetheless Caesar was right to put his faith in him as a general. Early in 48, having crushed Spain, Caesar has marched his army all the way back into Italy and rustled up the ships to transport them across the Adriatic. He was besieging Pompey’s army at Dyrrhachium in the Balkans with limited forces and sent word for Antony to send reinforcements. And Antony did a very good job by embarking 20,000 men and escaping the blockade of Brundisium being carried out by Lucius Scribonius Libo. He sailed them down the Macedonian coast in a storm but managed to find a safe port and so brought his forces safely to Caesar – the forces with which Caesar was to win the decisive Battle of Pharsalus later that summer.

(8) Antony distinguished himself at two engagements, where he stood and rallied fleeing troops, and Caesar gave him the decisive command of the left wing at the Battle of Pharsalus. [This is skipped over here because Plutarch describes it at length in his life of Pompey, chapters 68 to 73]. After Caesar won and had himself appointed dictator, he set off in pursuit of Pompey to Egypt, but made Antony his Master of Horse and sent him back to Rome. This post was second only to dictator and when the dictator was absent, as Caesar was, Antony was effectively in complete control.

(9) But while Caesar is away Antony shocked Rome with his loose living, his drunkenness, his heavy expenditures, his debauches with women, his spending the days in sleep or wandering about with an aching head, or attending the nuptial feasts of mimes and jesters. He has a falling out with Publius Cornelius Dolabella, who he thought had had an affair with his wife, so he drove the latter from his house. When Dolabella proposed a law for the abolition of debts and sought to enact it by force and seized the Roman Forum, Antony responded by unleashing his soldiers upon the assembled masses, killing hundreds. – The civil war had taught them nothing. Political street violence wouldn’t go away (at least not until the arrival of the ultimate strong man).

(10) When Caesar returned to Rome he disapproved of Antony’s actions, pardoned Dolabella and chose Lepidus rather than Antony to be his co-consul the next year. (Antony, in fact, was stripped of all official positions and received no appointments for the year 46 or 45 BC.)

Anthony took to wife Fulvia, the widow of both the demagogue Clodius and the hellraiser Curio, who was a tough woman and determined to reform him. Plutarch waspishly claims that Cleopatra owed her a debt because Fulvia house-trained Antony and made him ready to be ruled by a woman. [Before you get too impressed, remember this is the woman who delighted in seeing the severed head and hands of Cicero, executed in December 43 and sparked a full blown war with Octavian in 41.]

An anecdote: Antony goes to meet Caesar on  his return from Spain, but then news breaks that Caesar is dead. So Antony made his way back to Rome disguised as a slave (an echo or repeat of his flight from Rome at the start of 49) and in disguise gained admittance to his own house claiming to be a slave with a message. He hands it to Fulvia who tearfully begs for news about her beloved Antony, at which point he drops his disguise and embraces her.

(11) When Caesar returned from victory in Rome, from all the men who went to meet him it was Antony he honoured and had accompany him in his ‘car’ back to the capital. Plutarch continues the idea of rivalry with Dolabella, claiming Caesar wanted to hand over power to him but Antony vehemently opposed it. Plutarch repeats the story about Caesar being warned about Antony and Dolabella and replying that it wasn’t these fat men who worried him, it was the pale and thin ones, indicating Brutus and Cassius. [Told less convincingly than in the lives of Caesar (62) or Brutus (8).]

(12) A repeat of the story of how Antony was taking part in the annual festival of the Lupercalia and ran with a diadem to the rostra where Caesar was sitting, had his fellow athletes lift him up and place the diadem on Caesar’s head. Some applauded but when Caesar pushed it away the whole crowd applauded. This happened several times before Caesar stood in displeasure, pulled the toga from his throat and said anyone who wanted could strike him there and then. It’s an odd story, isn’t it, with a folk legend aptness but also a deep implausibility. And the related anecdote that unknown hands hung wreaths  on the heads of Caesar’s statues, which were then torn down by the tribunes. All this is told better in Caesar 61.

(13) The conspirators discuss inviting Antony to join. Trebonius shared a tent with Antony as they both accompanied Caesar back to Rome, hinted at the idea and Antony firmly refused. At which they switched round to considering killing Antony along with Caesar – a neat illustration of the way that, once you’ve crossed the line into deciding you need to kill people to get rid of the ‘tyrant’ and the ‘dictator’, it quickly becomes a list. In fact, Brutus is held up as the man of principle who insists that nobody else is harmed. Fearing Antony’s popularity and position, they nonetheless arrange for some of their number to engage Antony outside the senate hall so he is not present when the deed is done.

(14) In this account the actual assassination of Caesar takes up one short sentence. Fair enough; it is described in great and dramatic detail in the life of Caesar [chapters 63 to 69]. Anthony flees into hiding but when he realises the conspirators are harming no-one else but are holed up on the Capitol, he comes out of hiding, gives his son to them as a hostage guaranteeing safe passage, and then entertains the assassins to dinner. In the senate he proposes an act of amnesty and a distribution of provinces among Brutus and Cassius and their partisans.

In the immediate aftermath Antony was widely thought to have acted with immense wisdom to calm the risk of civil war.  But everything changed when he made the official funeral address over Caesar’s body.

At the close of his speech shook on high the garments of the dead, all bloody and tattered by the swords as they were, called those who had wrought such work villains and murderers, and inspired his hearers with such rage that they heaped together benches and tables and burned Caesar’s body in the forum, and then, snatching the blazing faggots from the pyre, ran to the houses of the assassins and assaulted them.

This one act split the city, terrified the assassins into fleeing and, in effect, restarted the civil war.

(15) The assassins fled Rome. Caesar’s wife gave Antony his fortune to dispense with and all his papers. Antony implemented Caesar’s wishes but went further, appointing magistrates who suited him, acting increasingly autocratically.

(16) Octavian It was at this point that 18-year-old Octavian arrived in Rome, a son of Caesar’s niece. When Octavian asked for the money Caesar had left him, in order to distribute the payment of 75 drachmas which Caesar had enjoined, Antony ridiculed the boy for being a mere stripling, and also blocked his attempt to become a tribune. But Octavian allied with Cicero and others of the anti-Caesar party and Antony began to fear him, so held a summit conference, gave into his demands, and was reconciled. Briefly. For then Antony learned Octavian was touring the country drumming up old soldiers and recruiting an army.

(17) Cicero was the most powerful man in Rome and got the senate to declare Antony a public enemy while he was out of the city conducting a siege. Plutarch says this drove Antony and his army out of Italy and over the Alps and they suffered hardships and starvation, but this brought out the best in him, as adversity always did, and the soldiers admired him for sharing their privations.

(18) When Antony’s army came close to camp near to Lepidus‘s the latter, who owed Antony many favours, surprised him by being reluctant to acknowledge him. He came to Lepidus’s campy dishevelled and unshaven and won the sympathy of the troops. Many of Lepidus’s soldiers implored him to usurp their commander and take over but Antony insisted Lepidus be treated with respect and when their armies united he did so. This inspired Munatius Plancus also to join him so that he crossed the Alps into Italy with 17 legions of infantry and 10,000 horse.

(19) Octavian had realised he couldn’t treat with Cicero because the latter was a man of principle, so realised he had to come to an accommodation with Antony. So Octavian, Antony and Lepidus met on an island where ‘they divided up the whole empire among themselves as though it were an ancestral inheritance’. The Second Triumvirate. They all wanted to get rid of political enemies but agreeing a list presented great difficulties. Octavian gave up Cicero to Antony, Antony gave up Lucius Caesar (Antony’s uncle) to Octavian, Lepidus gave up Paulus his brother. ‘Nothing, in my opinion, could be more savage or cruel than this exchange.’

(20) Plutarch has it that the soldiers demanded additional tokens of their alliance so Octavian married Clodia, a daughter of Antony’s wife Fulvia. As a result of these agreements, 300 men were proscribed and put to death, including Cicero. [Wikipedia has 2,000 Roman knights and one third of the senate.] Antony ordered his head and right hand be cut off, the one he had used to write his savage criticisms of Antony with, and nailed to the rostra in the forum [Cicero 48]. In the Gallic Wars Caesar remarked on the Gauls’ ‘barbaric’ practice of sticking the heads of defeated enemies on poles around their camps. How is this different? What could be more savage and barbarian?

(21) Antony emerges as the most powerful of the triumvirate but makes himself very unpopular for his dissolute living. And because he had bought up the house of Pompey [only recently and tragically dead] and the people were upset to see it closed against commanders, magistrates and ambassadors and filled instead with mimes, jugglers and drunken flatterers.

The triumvirate not only sold the properties of those they slew, but brought false charges against their wives and heirs in order to confiscate their belongings. They instituted new taxes, and plundered the  treasure deposited with the Vestal Virgins.

Then Octavian and Antony led their armies into Macedonia against Brutus and Cassius, leaving Rome in charge of Lepidus.

(22) This short chapter deals with the campaign of Octavian and Antony in Greece against Brutus and Cassius, describing but not mentioning by name the crucial two battles at Philippi in October 42, mainly to bring out how it was Antony who was victorious while Octavian was sick in his tent and his forces lost their part of the battle. [Brutus and Cassius’s campaigns in Greece, the long buildup to the battle, the battle and its aftermath are described in great detail in Plutarch’s life of Brutus, taking up the final third of the text, chapters 38 to 53, which is why he skimps it here.] In Plutarch’s account Cassius commits suicide after the first battle, Brutus after the second.

In the negotiations of the triumvirate it was Antony who insisted that Cicero was killed. In revenge Brutus ordered Hortensius to execute Antony’s own brother, Caius. In revenge, Antony had Hortensius executed on his family tomb. Thus the logic of civil wars.

(23) After the battle Octavian, still sick, returns to Rome, while Antony remains in Greece, raising money and enjoying himself, gaining a reputation as a philhellene, listening to learned debates, attending games, giving money to Athens.

(24) In 41 Antony left Lucius Censorinus in charge of Greece and he and his army crossed into Asia meaning the Eastern, Greek-speaking part of what is now Turkey. Here he was greeted as conqueror, lavished with gifts and women and lapsed into his former lifestyle of debauchery. His tax gatherers milked the territory till a brave local politician complained that they had already given Antony 200,000 talents, now he was demanding more. Which gave him pause.

For Antony was simple and slow, quick to forgive, lavish of gifts, but easily flattered and deceived by his subordinates.

(25) Enter Cleopatra who:

roused and drove to frenzy many of the passions that were still hidden and quiescent in him, and dissipated and destroyed whatever good and saving qualities still offered resistance.

Antony sends to her to attend him in Cilicia to explain her support for Cassius. Antony’s messenger, Dellius, on meeting her immediately realises his boss will be enslaved by such a lustrous woman, now at the peak of her beauty [born in 69 BC, in 41 she was 28].

(26) Cleopatra first meets Antony by sailing down the river Cydnus to his camp. This inspires the single most gorgeous description in Plutarch who says she sailed up:

the river Cydnus in a barge with gilded poop, its sails spread purple, its rowers urging it on with silver oars to the sound of the flute blended with pipes and lutes. She herself reclined beneath a canopy spangled with gold, adorned like Venus in a painting, while boys like Loves in paintings stood on either side and fanned her. Likewise also the fairest of her serving-maidens, attired like Nereïds and Graces, were stationed, some at the rudder-sweeps, and others at the reefing-ropes. Wondrous odours from countless incense-offerings diffused themselves along the river-banks.

Antony asked her to come meet him but Cleopatra refused and told him to come meet her. And he obeyed.

(27) A chapter on the character of Cleopatra, tactfully observing that she was no necessarily the most beautiful of women, but she had an ineffable charm and wove a magic every time she spoke.

(28) Instead of preparing for war against the Parthians, Antony sank into oriental sloth, went to Alexandria with Cleopatra and spent his time in feasting and drinking. Plutarch includes a very rare snippet of autobiography which hints at the personal sources of information for his biographies.

Philotas, the physician of Amphissa, used to tell my grandfather, Lamprias, that he was in Alexandria at the time, studying his profession, and that having got well acquainted with one of the royal cooks, he was easily persuaded by him (young man that he was) to take a view of the extravagant preparations for a royal supper. Accordingly, he was introduced into the kitchen, and when he saw all the other provisions in great abundance, and eight wild boars a-roasting, he expressed his amazement at what must be the number of guests. But the cook burst out laughing and said: “The guests are not many, only about twelve; but everything that is set before them must be at perfection, and this an instant of time reduces. For it might happen that Antony would ask for supper immediately, and after a little while, perhaps, would postpone it and call for a cup of wine, or engage in conversation with some one. Wherefore,” he said, “not one, but many suppers are arranged; for the precise time is hard to hit.” This tale, then, Philotas used to tell; and he said also that as time went on he became one of the medical attendants of Antony’s oldest son, whom he had of Fulvia, and that he usually supped with him at his house in company with the rest of his comrades, when the young man did not sup with his father. Accordingly, on one occasion, as a physician was making too bold and giving much annoyance to them as they supped, Philotas stopped his mouth with some such sophism as the: “To the patient who is somewhat feverish cold water must be given; but everyone who has a fever is somewhat feverish; therefore to everyone who has a fever cold water should be given.” The fellow was confounded and put to silence, whereat Antony’s son was delighted and said with a laugh: “All this I bestow upon thee, Philotas,” pointing to a table covered with a great many large beakers. Philotas acknowledged his good intentions, but was far from supposing that a boy so young had the power to give away so much. After a little while, however, one of the slaves brought the beakers to him in a sack, and bade him put his seal upon it. And when Philotas protested and was afraid to take them, “You miserable man,” said the fellow, “why hesitate? Don’t you know that the giver is the son of Antony, and that he has the right to bestow so many golden vessels? However, take my advice and exchange them all with us for money; since perchance the boy’s father might miss some of the vessels, which are of ancient workmanship and highly valued for their art.” Such details, then, my grandfather used to tell me, Philotas would recount at every opportunity.

(29) Astonishingly, Antony liked to dress up as a slave and go round the streets of Alexandria, looking through people’s doors and mocking them. And Cleopatra accompanied him in these merry jaunts! She played at dice with him, drank with him, hunted with him, and watched him as he exercised himself in arms. The Alexandrians said that he used the tragic mask with the Romans, but the comic mask with them.

He was fishing once, and had bad luck, and was vexed at it because Cleopatra was there to see. He therefore ordered his fishermen to dive down and secretly fasten to his hook some fish that had been previously caught, and pulled up two or three of them. But the Egyptian saw through the trick, and pretending to admire her lover’s skill, told her friends about it, and invited them to be spectators of it the following day. So great numbers of them got into the fishing boats, and when Antony had let down his line, she ordered one of her own attendants to get the start of him by swimming onto his hook and fastening on it a salted Pontic herring. Antony thought he had caught something, and pulled it up, whereupon there was great laughter, as was natural, and Cleopatra said: “Imperator, hand over thy fishing-rod to the fishermen of Pharos and Canopus; thy sport is the hunting of cities, realms, and continents.”

(30) Eventually the real world intruded on these larks. His wife and brother had become enemies of Octavian and been forced to flee Italy. Meanwhile, Labienus, Caesar’s best lieutenant in Gaul, who had gone over to Pompey and then escaped East after Pharsalus, was leading a Parthian army into Asia. Antony set off to engage Labienus but received messages from Fulvia.

[Fulvia had become involved in a full-blown conflict with Octavian which is known as Fulvia’s civil war or the Perusine war, because it ended up with Octavian besieging the forces of Fulvia and Antony’s younger brother, Lucius Antonius, in the Italian town of Perusia, modern Perugia.]

Plutarch has Antony changing direction to meet her but she died en route to meet him. [Wikipedia, by contrast, says Octavian took Perusia but spared both Lucius Antonius and Fulvia, sending the latter into exile at Sicyone near Corinth where she promptly died of disease.] Either way, when Antony arrived in Rome, he was able to restore friendship with Octavian by blaming any dissension on his headstrong wife.

The triumvirs divided up the empire, making the Ionian sea a boundary, assigning the East to Antony and the West to Caesar and giving Africa to Lepidus. They then arranged either to be consuls themselves or arranged for their friends and allies to have senior offices. So the Republic was in effect dead.

(31) In order to cement their alliance, Antony married Octavian’s half sister, Octavia, who was recently widowed. The senate passed a law allowing her to marry in less than the legal requirement of 10 months mourning. It’s one among many examples of the way the laws and the senate operated on a micro level to adjust things for fellow members of the small Roman elite.

(32) Pompey’s son Sextus Pompeius inherited command of his big fleet. Antony and Octavian meet him at Misenum, where they make peace [August 39]. As he is entertaining them on his flagship, a senior officer of Sextus’s whispers in his ear that they could cut their ropes, set sail, execute them, and Sextus would become ruler of the Roman world. But Sextus chooses integrity and rejects the idea.

(33) Antony sends Antony sent Publius Ventidius Bassus on ahead into Asia to oppose the Parthians while he has himself made Pontifex Maximus, as Julius had been. The partnership between Octavian and Antony functioned but Antony consistently came off worse in all their deals, even when things were decided (improbably enough) by throwing dice or cockfights (!). A soothsayer tells Antony to avoid Octavian.

Antony leaves Rome for Greece taking Octavia who has borne him a daughter. In Athens he learns that Ventidius had conquered the Parthians in battle [of the Cilician Gates] and slain Labienus [39 BC]. Antony takes part in traditional Athenian games.

(34) A more detailed description of Publius Ventidius’s successes against the Parthians which go some way to redeeming the disastrous defeat of Crassus in 53 BC. in 40 BC the Parthians invaded Syria led by Pacorus, the son of King Orodes. Ventidius met Pacorus’ huge army [in the Battle of Cyrrhestica] where he inflicted an overwhelming defeat in which Pacorus was killed [38 BC].

Ventidius doesn’t pursue them into their own land as he is worried about Antony’s jealousy, and when Antony arrived with an army, he takes over Ventidius’s siege of Antiochus of Commagené in the city of Samosata, which in fact goes very badly, leaving Antony chagrined. He sends Ventidius back to Rome for a triumph.

Plutarch makes a general point that other generals flourished under Antony or that he was more successful in campaigns conducted by those under him, namely: Ventidius against the Parthians, Sossius in Syria, and Canidius who conquered , who was left by the Armenians.

(35) Tensions had been building between Octavian and Antony who sailed for Italy with 200 ships but sent his wife on ahead of him, and when Octavia met Octavian she pleaded with him not to make her a widow, and so the two imperators were reconciled again, for the time being…

So they ate and conferred in peace, then Octavian gave Antony two legions to pursue his wars in the East while Octavian set off to quell remaining Pompeians in Sicily. Antony left Octavia and his children with Octavian.

(36) But in Asia Antony fell back into his old infatuation with Cleopatra. In October 41 he called her to attend him in Cilicia and made her a gift of ‘Phoenicia, Coele Syria, Cyprus and a large part of Cilicia…and.. the balsam-producing part of Judaea and all that part of Arabia Nabataea which slopes toward the outer sea’. Antony set up or removed monarchs, punished nations and ruled like an eastern potentate. He acknowledged his children by Cleopatra, and granted her numerous honours. In 40 she bore him two children. All this scandalised conservative Roman opinion.

37 to 52: the Parthian War

(37) In 38 BC Phraates put his father Hyrodes, king of Parthia, to death, and many nobles fled Parthia. Antony assembles a vast army, including the forces of many vassal kings, against Phraates but Plutarch tells us he mismanaged everything in his haste to win quick victories so he could get back to Cleopatra.

(38) For example, in his haste he left behind a number of state of the art siege engines in Armenia in charge of Statianus and 10,000 men. But this meant that when he laid siege to Phraata, a large city, in which were the wives and children of the king of Media a) the siege dragged on needlessly, but b) Phraates attacked the waggon camp back in Armenia, massacred the soldiers, killed Statianus and destroyed the engines. A calamity.

(39) The Parthians then march up to the besieged city, Antony lifts the siege and marches off, pretending to flee, but then turns and engages the Parthians in perfect battle order. They see them off, attacked first by the cavalry then the infantry and follow the Parthian army for many miles, but are disheartened to see how few of them they’ve killed. Then the Medes in their own camp turn traitor and attack them.

(40) It is a long punitive campaign. Some Parthian soldiers ride alongside Romans and tell them they and their king Phraates respect them, but despise Antony for relying on fear and famine rather than fighting. Eventually Antony decides to break camp and retreat. He is too downhearted to address his men but gets Domitius Ahenobarbus to do it.

(41) A  man of the Mardian race offers to guide the Roman army back, emphasising that they should avoid the open plain and cleave to hilly country. Antony is not sure whether to trust him, till the Mardian offers to be put in chains as he guides them, so they agree. On the third day the Mardian notices a dyke has been cut to pour water across then Roman path and predicts an ambush, giving Antony enough time to prepare his legions and fight it off.

(42) Having cracked the strategy for fighting them off, Antony puts his army in the shape of a hollow square with slingers and cavalry on the outside and succeeds in fighting off the notorious Parthian cavalry for four days. But Antony makes the bad decision of letting Flavius Gallus lead an attack against the Parthians and, when he gets cut off, sending only small detachments to reinforce him which all get massacred. Eventually the entire Roman army wheels round to attack the Parthians, but it was a defeat.

(43) 3,000 dead and 5,000 wounded. Plutarch is typically sentimental, saying Antony went to visit the sick and they all with tears in their eyes assured him they were fine and would be happy so long as great Antony makes it to safety i.e. testament to his popularity.

(44) The Parthians camp near the Roman camp. Antony makes a speech berating those who have fled but asking for any punishment for transgressions to come down on his head so long as his army can be victorious.

(45) The Parthians continue to harry the retreating Romans. The Romans begin to starve and experiment with unknown vegetables. One of these is a herb which drives the eater mad, producing a mad obsession to turn over and move stones, and then death.

(46) Once again some individual Parthians fraternise with Roman soldiers and say their army, too, is exhausted and hungry. But a local named Mithridates came offering advice and showed one of Antony’s lieutenants hills in the distance and told him the entire Parthian host is waiting there to ambush them.

(47) Thus warned that the road through the deserts would leave them exposed, Antony holds a council of advisers and opts to take the path through the mountains, short of water though this would leave them. The Parthians attack their rear while the troops in the van fall on a river and start drinking but the water is salt and poisonous, causing stomach cramps.

(48) The Romans march on, assured by their guide that once they cross the next river the Parthians won’t pursues them. A garbled passage seems to imply that some of the Romans attacked and looted their own baggage train. There is such confusion that Antony calls one of the freedmen in his body-guard, Rhamnus, and tells him that, when he gives the order, he is to run Antony through then cut off his head. Weeping and lamentation from his entourage. But their guide swears the river is close and word comes that the disorder in the rearguard is caused by their own forces, and everyone cheers up.

(49) The Parthians continue to harass their rearguard, raining down arrows till they arrive at The River and cross it at which point the Parthians (supposedly) unstrung their bows and praised their bravery. Would be lovely to hear the Parthian version of all this. Finally they cross the river Araxes into the kingdom of Armenia and drop to the ground and kiss it. Although they promptly fall ill of dropsies and dysenteries.

(50) Antony undertakes a review and discovers 20,000 of his infantry and 4,000 cavalry have perished. (These numbers are always suspiciously round.) More than half from disease, which sounds the right kind of amount from modern accounts of the impact of disease and famine. Plutarch says Antony blamed their defeat on Artavasdes the Armenian who had led back from Media 16,000 horsemen who would have made all the difference in encounters with the mounted Parthian cavalry.

(51) They marched on to the coast at Sidon through snowstorms and lost another 8,000 men. Here Antony was beside himself with impatience to see Cleopatra.

(52) The king of the Medes falls out with the king of the Parthians and sends word to Antony that he is ready to join him on another campaign against the Parthians. This is music to Antony’s ears because it was precisely the  lack of Medean cavalry which he blamed for his previous failure.

(53) In 35 Octavian gave permission to his sister, Antony’s wife, to sail east with a fleet carrying extensive supplies. Antony wrote her telling her to stop at Athens, at which point she realised he wanted her out of the way while he consorted with Cleopatra. And Cleopatra realised her rival wanted to engage in battle. So Cleopatra loses weight and takes to simpering when Antony is there and pining when he’s not, and is backed up by a host of sycophants who tell Antony Octavia only married him as a matter of public policy. And so Antony puts off the war to go to Alexandria to see Cleopatra.

(54) Octavia returns to Rome where she continues to live in her absent husband’s house, raising their children, behaving nobly and honourably, and by doing so helping to highlight Antony’s disreputable behaviour. By contrast Antony dresses up in oriental royal costumes, holds an elaborate ceremony at which he distributes thrones and honours to Cleopatra, and her children, for all the world like an eastern king of kings.

(55) Octavian made sure to keep all these accusations before the senate and people, drip feeding scandal. Antony replies with his own accusations:

  1. Octavian seized Sicily from Pompey but never gave him a share of it
  2. Antony lent Octavian ships which he never gave back
  3. after ejecting their fellow triumvir Lepidus from office and degrading him, Octavian was keeping for himself the army, the territory, and the revenues which had been assigned to Lepidus
  4. Octavian had distributed almost all Italy in allotments, to his own soldiers, and had left nothing for the soldiers of Antony

Octavian replied:

  1. he had deposed Lepidus from office because he was abusing it
  2. he would share whatever he’d won in war with Antony whenever Antony should share Armenia with him
  3. Antony’s soldiers had no claim upon Italy, since they had Media and Persia

Playground squabbles.

(56) Antony gathers a huge naval force of 800 ships of which 200 are Cleopatra’s though he sends her back to Egypt. Cleopatra bribes his advisers to plead her case, that she needs to be by his side. So Antony relents and invites her to Samos where they party to the sound of theatre performances, music, banquets and processions. ‘How will the conquerors celebrate their victories if their preparations for the war are marked by festivals so costly?’

(57) Then on to Athens where there are more festivals and parties and Antony makes a great speech to Cleopatra, ostensibly on behalf of the city. Antony sends word to have Octavia ejected from his house and she leaves with all his children, to the great scandal of the people.

(58) It is 32 BC and Octavian is alarmed at Antony’s preparations for war. He is unpopular because he is enforcing high taxes, a quarter of income for citizens, and eighth for freedmen. If Antony had struck now he might have won the people, but he delayed. Then senior Antony officials who had been hounded out by Cleopatra maliciously told Octavian about Antony’s will. Octavian seized this from the Vestal Virgins and read it out to the senate. The most offensive provision was that he wanted to be buried in Egypt.

A man called Calvisius then made the following charges against Antony:

  1. he had bestowed upon Cleopatra the libraries from Pergamum, in which there were two hundred thousand volumes
  2. at a banquet where there were many guests he had stood up and rubbed her feet, in compliance with some agreement  they had made
  3. he consented to have the Ephesians in his presence salute Cleopatra as mistress
  4. many times, while seated on his tribunal and dispensing justice to tetrarchs and kings, he would receive love-billets from her in tablets of onyx or crystal, and read them
  5. and once when Furnius was speaking, the ablest orator in Rome, Cleopatra was carried through the forum on a litter, and Antony, when he saw her, sprang up from his tribunal and forsook the trial and, hanging on to Cleopatra’s litter, escorted her on her way

(59) Cleopatra’s suspicion or jealousy of Antony’s entourage, many of whom she forces to flee.

(60) When Octavian was quite ready a law was passed to wage war on Cleopatra and remove from Antony the power he had handed over to her i.e. reclaim it for the Roman authorities. Octavian claimed Antony had been drugged and bewitched and was under the thumb of Cleopatra’s officials.

Plutarch gives us the usual litany of ill omens he claims occur before every war or battle:

  • Pisaurum, a city colonized by Antony situated near the Adriatic, was swallowed by chasms in the earth
  • from one of the marble statues of Antony near Alba sweat oozed for many days, and though it was wiped away it did not cease
  • in Patrae while Antony was staying there, the Heracleium was destroyed by lightning
  • at Athens the Dionysus in the Battle of the Giants​ was dislodged by the winds and carried down into the theatre
  • the same tempest fell upon the colossal figures of Eumenes and Attalus at Athens, on which the name of Antony had been inscribed and prostrated them
  • the admiral’s ship of Cleopatra was called Antonius; some swallows made their nest under its stern but other swallows attacked these, drove them out and destroyed their nestlings

(61) So war begins between Octavian and Antony. Antony had 500 fighting ships, 100,000 infantry soldiers and 12,000 horsemen and the tribute of all the kings in the east.

(62) But so in thrall is Antony to Cleopatra that he decides to fight the battle at sea, even though they are struggling to fully man their ships. These are high-sided with as many as ten ranks of oars and heavy and slow to manoeuvre. Whereas Octavian’s ships are fully manned and in perfect array. He invites Antony to come and dock at Brundisium and Tarentum and that he’ll withdraw a day’s march to allow Antony to land and arrange his forces perfectly for battle.

Antony replies by challenging Octavian to single combat; then to re-enacting the battle of Pharsalus. But while Antony was lying at anchor off Actium, where now Nicopolis stands, Caesar got the start of him by crossing the Ionian sea and occupying a place in Epirus called Toruné.

(63) Octavian’s fleet engaged Antony’s but Antony boldly had his rowers released and sent up top to look like soldiers and his ships drawn up in battle array so that Octavian was put off and withdrew. Antony sealed off watersources to prevent Octavian’s fleet watering. Domitius defected from Antony to Octavian but Antony generously sent his baggage, servants and friends after him.

Some allied kings defected. Canidius advises Antony to send Cleopatra away and abandon the naval strategy, drawing Octavian onto land where Antony has the bigger force and better track record.

But Cleopatra’s insistence that they fight a naval battle prevailed, even though she was already making preparations to flee. Octavian approves a plan to kidnap Antony as he walked on the shore and it nearly succeeded, they captured the man in front of him but Antony managed to get away.

(64) Antony burns all but 60 of the Egyptian ships and packs these with 20,000 heavy-armed soldiers and 2,000 archers. An old infantry centurion complains to Antony that naval battles are all very well for  Egyptians and Phoenicians but Romans fare best on land.

(65) Four days of rough winds and high seas but on the fifth, 2 September 31 BC the Battle of Actium took place. Antony exhorts his men and tells the captains to keep the ships in the narrow mouth of the gulf. At first Antony’s ships refused to budge and Octavian thought they were anchored, but then the more impetuous left their line to attack him. Excellent! His ships were smaller and lighter and more nimble and able to surround Anthony’s.

(66) There was little ramming because Antony’s ships were too slow and Octavian didn’t want to risk his. It was as if three or four of Octavian’s ships were laying siege to Antony’s monsters. The battle is in mid flow when Cleopatra’s 60 ships made sail and began to leave right through the battlefield. Abandoning all reason, betraying his soldiers and sailors and allies, as if bewitched, Antony leapt into a five-oared galley and made after her.

(67) He caught up with her and was taken aboard Cleopatra’s ship where he sat with his head in his hands after they’d docked at Taenarum. For three days he didn’t move until her women persuaded him to come ashore and be reconciled with her. The world lost for love.

Some of their friends arrive in heavy transport ships and tell them the fleet is destroyed but they still possess an awesome land force. So Antony wrote to Canidius ordering him to withdraw across Greece into Asia. And he hands over a big transport ship full of the rarest treasure to his friends, telling them to divide it up and make the best of their fortune.

(68) In fact his fleet held out for hours at Actium and was only overcome by a storm, while he abandoned nineteen legions of undefeated men-at‑arms and 12,000 horsemen. Madness. The greatest example in human history of a man who was pussywhipped, meaning: “Totally controlled, domineered, or emasculated by a woman.”

His men held out for seven days expecting Antony to return at any moment, but he didn’t and after their commander Canidius ran away in the night, they handed themselves over to Octavian. Octavian sails on to Greece where he redistributes the grain which Antony had stripped from them for his forces. And here again a second unusually direct bit of reminiscence by Plutarch:

My great-grandfather Nicarchus used to tell how all his fellow-citizens were compelled to carry on their shoulders a stipulated measure of wheat down to the sea at Anticyra, and how their pace was quickened by the whip; they had carried one load in this way, he said, the second was already measured out, and they were just about to set forth, when word was brought that Antony had been defeated, and this was the salvation of the city; for immediately the stewards and soldiers of Antony took to flight, and the citizens divided the grain among themselves.

(69) Antony reaches the coast of Libya, sends Cleopatra ahead to Alexandria, and takes to roaming around with just two companions. Plutarch says nothing about Antony’s state of mind but his actions betoken a ghost man, a man who has ruined his cause and his reputation and has nothing to live for. When the general commanding Antony’s forces in Libya defected to Octavian Antony tried to kill himself but is stopped by his friends.

Eventually he sails on to Alexandria where he discovers Cleopatra is engaged in a ridiculous scheme, namely to raise and drag her fleet along the course of the current Suez canal, from the Mediterranean into the Red Sea and thus go and colonise somewhere to escape conquest by Octavian. But the Arabs burned her boats and Antony convinced her he still had a land army so she desisted.

And now Antony forsook the city and the society of his friends, and built for himself a dwelling in the sea at Pharos, by throwing a mole out into the water. Here he lived an exile from men, and declared that he was contentedly imitating the life of Timon, since, indeed, his experiences had been like Timon’s; for he himself also had been wronged and treated with ingratitude by his friends, and therefore hated and distrusted all mankind.

(70) A digression on the life and notorious misanthropy of Timon of Athens, clearly a legendary figure by Antony’s time.

(71) Canidius arrives to tell him what finally happened at Actium and the news that all the kings and tetrarchs and whatnot of the Middle East are defecting to Octavian. All he has left is Egypt. At which Antony abandons his depression and goes back into Alexandria where he embarks on a new round of feasting and partying, holding coming of age feasts for his children. Antony and Cleopatra establish a new society which they call Partners in Death. Cleopatra starts collecting rare poisons and experimenting with them on prisoners. the painless ones are too slow but the quick ones are very painful. After lengthy experimentation she settles on the venom of the asp.

(72) They send a petition to Octavian, Cleopatra asking that she be allowed to keep her children, Antony that he may go and live as a private citizen in Athens.

(73) Octavian wrote to Cleopatra that he would treat her well if she would kill or expel Antony. Plutarch shares some typical gossip, telling us that the leader of Octavian’s embassy was one Thyrsus, ‘a man of no mean parts’ who had frequent converse with Cleopatra till it made Antony jealous and he had Thyrsus strung up and flogged then sent back to Octavian. After that Cleopatra went out of her way to suck back up to Antony, celebrating her own birthday very modestly but Antony’s birthday with great splendour. Octavian was called back to Rome by Agrippa.

(74) The war is suspended for winter, but next spring Octavian advanced on two fronts, coming down through Syria and advancing east across Libya. Octavian hears that Cleopatra has built an extravagant tomb into which she has collected all her treasure and sends reassuring messages to her, because he is scared she will kill herself, set light to it and thus deprive him of his loot.

When Octavian is at the outskirts of the city Antony sallies force and fought brilliantly, routing Octavian’s cavalry and driving him back to his camp. Plutarch tells a typically waspish anecdote.

Then, exalted by his victory, he went into the palace, kissed Cleopatra, all armed as he was, and presented to her the one of his soldiers who had fought most spiritedly. Cleopatra gave the man as a reward of valour a golden breastplate and a helmet. The man took them, of course — and in the night deserted to Caesar.

(75) Antony makes Octavian a second offer of single combat. Octavian of course refuses so Antony insists on leading his army into battle. At feast the night before the battle, he tells his friends he will be victorious or die trying, while they all cry.

That night, as usual with Plutarch there are omens. Just the one this time which is that over the city a great music and noise is heard as of a Dionysian festival, but it is heard to move from the city centre towards the gate facing Octavian’s camp and then disappear. It was, people said, the god he had devoted his life to, Dionysius, abandoning him.

(76) On 1 August 30 BC Antony watches his fleet set out to engage Octavian’s but, at the last minute, raise their oars in peace, surrender, and be accepted into Octavian’s fleet. Also his cavalry defects. He fights with his infantry but they are defeated. He withdraws into Alexandria ranting that he has been betrayed by Cleopatra. Scared, Cleopatra retired into her refuge, had the doors locked and barred and messengers sent to Antony telling her he was dead.

Antony goes into his chamber, laments that he has been found wanting in courage to a woman, and orders his man Eros to kill him. Instead Eros kills himself. You just can’t get the staff. So Antony tries to stab himself but makes a hash of it. When he recovers he orders the bystanders to finish him off but they all run away. Until the secretary Diomedes arrives with orders to take Antony to her tomb.

(77) A peculiar scene. Antony is carried to Cleopatra’s tomb but she refuses to unbar the doors to let him in, instead insisting that he is laid on a bier and that she and her serving women haul him up using a rope and pulley system, even though this is extremely difficult for her. When they’ve finally got him inside, Cleopatra rents her clothes and beats her breasts and there’s blood everywhere, but he tells her he’s had a good life and to look out for herself.

(78) Antony dies and his sword is taken by a servant who shows it to Octavian.

When Caesar heard these tidings, he retired within his tent and wept for a man who had been his relation by marriage, his colleague in office and command, and his partner in many undertakings and struggles.

Octavian calls in colleagues and reads out his correspondence with Antony, emphasising how reasonable he had been and how rude Antony’s replies. Then Octavian sends Proculeius to negotiate with Cleopatra, anxious that she will burn her treasure and wanting her to adorn his triumph through Rome.

(79) Proculeius wangles his way into the tomb. He goes back accompanied by Gallus and while Gallus is keeping Cleopatra in conversation by the door, Proculeius uses a ladder to get up to that window, the window they hauled Antony in through, and then down the stairs and to the door and takes Cleopatra by surprise. She tries to stab herself with a small knife but Proculeius is too fast, seizes it, shakes her down to ensure she has no other weapons, then sends her under guard to Octavian.

(80) Now Octavian finally arrives in Alexandria, proceeds to a tribunal erected in the gymnasium. The population prostrate themselves in terror but Octavian says he holds them blameless and won’t punish them. At this crucial moment Plutarch rather spoils the effect by saying Octavian does it at least in part to gratify his companion, Areius the philosopher.

(81) As for the children of Antony, Antyllus, his son by Fulvia, was betrayed by Theodorus his tutor and put to death. Theodorus stole the precious stone the boy wore about his neck but when this was discovered he  was crucified. Cleopatra’s children, together with their attendants, were kept under guard and had generous treatment.

Caesarion, who was said to be Cleopatra’s son by Julius Caesar, was sent by his mother, with much treasure, into India, by way of Ethiopia. There Rhodon, another tutor like Theodorus, persuaded him to go back, on the ground that Octavian invited him to take the kingdom. And Octavian had him executed, after his mother died. One way of regarding this is barbaric. But it should be out in the context of the mass proscriptions Octavian enforced in Rome. His rule was characterised by large scale executions.

(82) Octavian allowed Cleopatra to bury Antony with lavish rites. Then she began to starve herself. But Octavian threatened the lives of her children and thus forced her to eke out a miserable existence.

(83) An interview between Octavian and Cleopatra at which she tries to justify her course of action but Octavian refutes her interpretations at every step. When a servant reveals that she is hiding away her jewellery she crossly slaps him and insists to Octavian that she is storing up women’s ornaments in order to send to Octavia and Livia to beg them to intercede for her. And so Octavian went away confident that she wanted to live. But she fooled him.

(84) One of Octavian’s entourage tells Cleopatra that his army is setting off for Syria and will be taking her, so she obtains permission to pour libations at Antony’s tomb one last tie and Plutarch give her a long sentimental speech.

(85) Cleopatra has a bath and then dinner. A man from the country arrives carrying a basket. The suspicious guards tell him to open it and are amazed at the size of the figs it contains. He bids them have a taste if they like so they let him pass. After her meal Cleopatra sends Octavian a written message, then has herself locked in her chamber with her two serving women. When Caesar opens the tablet and reads the message asking for her body to be buried next to Antony’s he knows what has happened and sends messengers to go instantly to prevent her. But they find Cleopatra lying dead upon a golden couch, arrayed in royal state.

And of her two women, the one called Iras was dying at her feet, while Charmion, already tottering and heavy-handed, was trying to arrange the diadem which encircled the queen’s brow. Then somebody said in anger: “A fine deed, this, Charmion!” “It is indeed most fine,” she said, “and befitting the descendant of so many kings.” Not a word more did she speak, but fell there by the side of the couch.

(86) Plutarch reports the 4 or 5 different versions of how she was poisoned, whether she stirred up the asp to make it angry, dipped her hand in the basket or took the snake out and applied it to her arm or breast. In Octavian’s triumph an ‘image’ (does this mean a model or effigy) of Cleopatra was included with the snake hanging from her, though Plutarch doesn’t say where exactly on her body.

Octavian was cross but admired her lofty spirit and so let her be buried with full rites next to Antony. Statues of Antony throughout Alexandria were torn down but those of Cleopatra were allowed to remain standing after one of her friends, Archibius, gave Caesar two thousand talents. She was 39, Antony was 55, they had been an item for 15 years.

(87) As in many a Victorian novel, Plutarch ends his narrative by tying up all the loose threads and telling us what happened to all Antony’s children and their descendants. He had seven children by three wives and their marriages and second marriages and intermarriages make for a complicated diagram. One of the two daughters he had by Octavia:

Antonia, famous for her beauty and discretion, was married to Drusus, who was the son of Livia and the step-son of Octavian. From this marriage sprang Germanicus and Claudius, Germanicus dying young but Claudius coming to the throne in the chaos after Caligula was assassinated in 41 AD.

Before Germanicus died he fathered Julia Agrippina, who, at age 13, was married off to Gnaeus Domitius Ahenobarbus. They had a son, Lucius Domitius Ahenobarbus. 21 years later, with Ehenobarbus dead, Agrippina married the emperor Claudius. And Claudius, having adopted Agrippina’s son, gave him the name of Nero Germanicus. This was the Nero who came to the throne in 54 AD.

So Antony’s ‘blood’, if there is such a thing, ran on into the Julio-Claudian dynasty for several generations.

Learnings

Predestination

Plutarch is a fatalist. He believes everything is predestined to happen. Not very often, but at various key moments when central characters try to avert war or settle conflicts or lay high-minded plans, Plutarch is at hand to tell us that an implacable fate controls our ends.

It was destined that everything should come into Caesar’s hands. (55)

A maze of cross-references

The way that the lives refer to each other creates an evermore complex matrix of cross-references, which turn them into a complex meta-narrative, or a multi-stranded history.

Iraq, Iran and the West

At some point, reading about the inexorable opposition of the Parthian Empire to the Romans (i.e. ‘the West’) and learning that the Parthian Empire was roughly cognate with present-day Iraq and Iran – made me think of the never-ending conflict between those places and ‘the West’ in my day.

Modes of death of Plutarch’s eminent Romans

  • Marius (died a natural death aged 71)
  • Sulla (died a natural death aged 60)
  • Lucullus (died a natural death aged 61)
  • Crassus (died killed in battle aged 61)
  • Sertorius (assassinated aged 53)
  • Pompey (murdered aged 57)
  • Caesar (assassinated aged 55)
  • Cato the Younger (suicide aged 49)
  • Brutus (suicide aged 43)
  • Cicero (murdered aged 63)
  • Antony (suicide aged 53)

It’s the opposite of a scientific sample but you notice how the first three died of natural causes, although Marius and Sulla had been mass murderers; somehow there was the space for them to retire, as for lucky Lucullus. But from then onwards all the rest die violent deaths, and the third aspect of trend is the number of suicides. It feels like Rome no longer had room for many of its eminent men. They were no longer just killed in battle or assassinated but removed themselves from a world which no longer had room for the beliefs or values or causes they had supported. In a voodoo kind of way it’s as if the Republic liquidated itself.


Related links

Roman reviews

Carthage Must Be Destroyed by Richard Miles (2010)

According to legend Carthage was founded in 814 BC. Its history came to an end in 146 BC, the year in which Rome defeated and utterly destroyed it. Richard Miles is a young historian whose book, Carthage Must Be Destroyed, sets out to record everything we know about Carthage, from the legends of its founding, through its umpteen wars, up to the final catastrophe.

Carthage Must Be Destroyed is long, 373 pages of text, 77 pages of notes, 34 page bibliography and a 66-page index = 521 pages.

It is not a social or political history. There is hardly anything about Carthage’s form of government, a reasonable amount about its economy (trade and some agriculture), a surprising amount about the evolving design and metallurgy of its coinage (in the absence of other evidence, coins are a good indicator of cultural changes and economic success), and quite a lot about its religion, in particular a recurring thread about the syncretistic melding of the Phoenician god of Melqat with the Hellenistic demigod Heracles, about which Miles has a real bee in his bonnet.

But what the text is really filled with is relentless details of Carthage’s endless wars, wars, wars. It is an overwhelmingly military history. Countless battles, an apparently endless stream of generals with the same four names (Hannibal, Hamilcar, Hasdrubal or Hanno) and gruesome references to torture. Failed generals, defeated enemies, rebellious mercenaries, overthrown tyrants, unlucky hostages or ambassadors, an endless stream of unfortunates are publicly tortured, beheaded or crucified (pages 131, 147, 152, 165, 173, 203, 208, 211, 212, 219, 273, 358). The ideal reader of this book will really love details of ancient wars and sadistic punishments.

The single most surprising thing about the history of Carthage is how much of it took place on the island of Sicily. The western half of Sicily was colonised by Carthage from about 900 BC, the eastern half by Greek colonists from different mother cities from about 750 BC, and the economic and territorial rivalry led to almost continuous warfare between the two sets of colonists between 580 and 265 BC, a period known as the Sicilian Wars.

If you know nothing whatever about Carthage, here are the key facts:

The Phoenicians

is the general name given to the people who, 3,000 years ago (1,000 BC) inhabited the trading cities situated along the coast of modern-day Lebanon, ports like Byblos, Sidon and Tyre. The Phoenicians invented new types of more efficient sailing ships with which they established trading routes all round the Mediterranean, trading in precious metals and manufactured goods such as jewellery, ceramics, and food. The high point of Phoenician culture and sea power is usually placed between about 1,200 to 800 BC. They founded trading settlements on all the Mediterranean islands (Cyprus, Sicily, Sardinia) and as far afield as Gades (modern Cadiz) beyond what the ancients called the Pillars of Hercules, i.e. beyond the Mediterranean, onto the Atlantic coast of modern-day Spain.

Carthage

The most successful of these settlements was Carthage. Carthage was founded in the 9th century BC on the coast of North Africa, in what is now Tunisia, by traders from Tyre in Phoenicia (Phoenicia being the coastal strip of the what is now Syria and Lebanon). It was a pivotal position, half way along the trade routes from east to west and also handy for the short routes north to and south from Italy and its two big islands, Sardinia and Sicily.

Map of the Mediterranean showing position, central to various trade routes (source: Politeia website)

In the following centuries Carthage became independent of its mother city (which was eventually subjugated by the Asian empire of Assyria) to become a trading empire in its own right, creating its own colonies around the Mediterranean and spreading inland from its coastal location to conquer territory originally occupied by Libyan tribes.

New city

Carthage’s status as a colony or settlement is indicated by its name: the Punic term qrt-ḥdšt directly translates as ‘new city’, implying it was a ‘new Tyre’ (p.62). The city states of Phoenicia – the leading ones being Sidon and Tyre – had thrived in the vacuum caused by the late Bronze Age collapse (about 1,200 to 1,100 BC). But from 900 to 800 onwards the big land empires returned, namely Egypt to the south and Assyria to the east, and repeatedly invaded and conquered the city states. Miles shows how they allowed some, Tyre in particular, a measure of independence because the Assyrian rulers relied on the luxury goods, and especially the rare metals, which were brought in from their trade around the Med (copper from Cyprus, silver from southern Spain).

Nonetheless, as the mother city, Tyre, lost power, its strongest child, Carthage, grew.

Punic wars

From the 300s BC onwards Carthage found its maritime empire threatened by the fast-growing new power of Rome, half-way up the west coast of the Italian peninsula. The Romans used the adjective poenus to refer to the Phoenicians and, by extension, the Carthaginians, and so the three wars Rome fought against Carthage are referred to as ‘the Punic Wars’:

  • First Punic War (264–241 BC)
  • Second Punic War (218–201 BC)
  • Third and final Punic War (149–146 BC)

Rome wins

Rome won the Third Punic War, stormed the city and utterly destroyed Carthage in 146 BC, leading away the survivors into brutal slavery and razing the buildings to the ground. During the final war a leading Roman politician, Cato the Censor, made a reputation by, whatever subject he was nominally addressing in the Senate, ending all his speeches with the same words, ‘Carthago delenda est’, meaning ‘Carthage must be destroyed’. It is this famous catchphrase that gives this book its title.

Not only did the Romans destroy all buildings, but all statues, inscriptions and records, emptying the libraries of Carthage and giving away the manuscripts and codices to local tribes. None have survived. This explains why, despite its long history and one-time predominance, the historiography of Carthage is so shadowy, and has to be reconstructed from references in the writings of its enemies or from the often obscure or ambiguous archaeological evidence.

Archaeology

The victorious Romans razed Carthage to the ground. Generations later, the first emperor, Augustus, ordered the erection of a new city on its ruins, Colonia Iulia Concordia Carthago (p.364). Both are now embedded in the huge modern city of Tunis, capital of Tunisia (current population 11 million), which makes archaeological investigation difficult to this day. However, the Carthaginians had established many of their own colonies both across northern Tunisia and on many Mediterranean islands, and from time to time new Punic sites are discovered, or new discoveries are made at existing sites, which provide information which keep our view of Carthage’s history slowly changing and updating.

Punic gods

All written records were destroyed, all the poems and hymns and inscriptions which we have for the Greek or Roman pantheons. From archaeological evidence and references in Greek or Roman works it appears the main gods of Carthage were a couple, the god Baal Hammon and the goddess Tanit (list of 3 triads of gods on page 289).

Baal was a Phoenician name for ‘Lord’, so there were a lot of gods whose first name was Baal. In fact the common Carthaginian men’s name Hannibal is a combination of the Carthaginian name Hanno with the word ‘Baal’.

Melqart was the tutelary god of Carthage’s mother-city, Tyre, sometimes titled the ‘Lord of Tyre’ (Ba‘al Ṣūr), King of the Underworld, and Protector of the Universe. Miles shows how worship of Melqart was encouraged at all Phoenician colonies across the Mediterranean as a way of binding them together culturally.

Miles also shows how Melqart became identified and merged with Greek worship of Heracles, the hugely popular Greek figure who could be taken as both a demigod or a mortal hero, depending on context, and who was the signature figure for Greeks colonising westwards through the Mediterranean in the sixth century and later (pages 105, 221). Heracles was even adopted as a patron and icon by Alexander the Great.

In fact the prevalence of Melqart-Heracles becomes a recurring theme of Miles’s book, popping up wherever Carthage creates colonies, for example becoming the god/face or brand of the new colony in south Spain in the third century (p.221), depicted on the coins of Hannibal (p.227), and then co-opted by the post-Punic emperor Augustus. Miles develops what almost amounts to an obsession with Heracles, turning his myths and legends into a kind of central narrative to the five or six centuries leading up to the Christian Era which are fought over by Greeks and Carthaginians and Romans in turn, who each seek to commandeer and appropriate him as ancestor and avatar for their own colonial ambitions.

By contrast with the hundreds of mentions and extended passages about Heracles, the goddess Astarte is only mentioned a handful of times. She was a goddess of the Levant, of not only Phoenicians but the Canaanites too, rather than distinctively of the Phoenician diaspora. Still, I could have done with more about Astarte.

Carthage as ‘the other’ for Rome

Miles’s central point is that, for the reasons explained above, almost everything we know about ancient Carthage comes down to us from Greek, and then Roman sources, and that both of them were bitter rivals of Carthage’s trading and military might. In other words, all the written evidence we have about Carthage comes from her enemies.

Miles uses ideas derived from Edward Said’s 1978 book Orientalism about how colonial conquerors project onto their victims their own vices, to suggest that in these accounts the ancient Greeks and Romans projected onto the Carthaginians all the moral and social sins and transgressions and weaknesses they could think of. These included cruelty, dishonesty, effeminacy, luxuriousness, barbarity, sexual immorality, and so on. The notion of the unreliability or deceitfulness of the Carthaginians gave rise to a Roman proverb, fides Punica, meaning Punic or Carthaginian ‘faith’ – ironically indicating the exact opposite. Towards the end of the book he spends three pages describing how the Roman comic playwright Plautus’s play, The Little Carthaginian, performed in the lull between the second and third Punic wars, attributed all these perfidious characteristics to the hapless protagonist (pages

So Miles’s mission is to use the latest up-to-the-minute archaeological and scholarly knowledge to penetrate back through centuries of Greek and Roman prejudice and anti-Carthage propaganda to try and establish who the Carthaginians really were.

There are two problems with this approach:

1. It assumes that you are already fairly familiar with all the Roman prejudices against Carthage which he is setting out to overthrow. If you’re not familiar with Roman slurs against Carthage, then the book has to explain the prejudiced view first, before going on to rebut it and, in doing so, it turns out that the accusations of the Greeks and Romans are often so florid and vivid that you remember them more than Miles’s myth-busting antidotes.

2. This is especially the case when Miles’s anti-prejudice myth-busting is not as exciting or as clear-cut as you might hope, substituting a clearly defined line with the uncertain speculations of modern scholars.

The most obvious example is when Miles sets out to undermine the Greek and Roman accusation that the Carthaginians practised the ritual sacrifice of babies. But to do so he has to present all the evidence supporting the baby-killing view and this turns out to be pretty persuasive. He explains that a ‘tophet’ was the general term the Carthaginians used for a site where infants were sacrificed. It was a Hebrew term derived from a location in Jerusalem in the Gehinnom where worshippers, influenced by the ancient Canaanite religion, practised the human sacrifice of children to the gods Moloch and Baal by burning them alive.

Miles then goes on to look very thoroughly at the archaeological evidence from the cemeteries which have been found in Carthage itself and in the surrounding towns, where urns have been found which contain the ashes of infants. Up-to-the minute scholarly research using DNA and other types of scientific technology seem to have established that many of the infants who were (undoubtedly) burned to ashes, were so young as to maybe have been still-born. Maybe it was only still-born infants or infants who died within months of birth (i.e. who were already dead) who were burned as offerings to the gods. But still… the accusation is not completely baseless… the Carthaginians did burn babies… So Miles’s attempt to overthrow a modern ‘prejudice’ against the Carthaginians ends up bringing the prejudice more prominently to my attention and not really decisively rebutting it.

The endlessness of scholarly debate

And that’s the trouble with any book which sets out to take us into the heart of scholarly debate – the trouble is that scholarly debate is endless. And it is particularly exacerbated with a subject like Carthage where the Romans went out of their way to destroy every building, statue, stele or inscription, and all the books and manuscripts which recorded Carthaginian religion, culture or history.

What we are left with is an admittedly copious amount of archaeological evidence from the city itself and its numerous colonies around the Mediterranean, but evidence which is always partial, fragmentary, complex and open to differing interpretation.

Therefore Miles’s book doesn’t tell ‘the’ story of Carthage, it tells one possible story and, as his narrative proceeds, it is very scrupulous in pointing out where scholars differ and mentioning different interpretations. In fact he does this so often you feel you are reading not one but multiple versions, multiple possible histories of Carthage.

Take something as simple as the start of the Punic period itself, the period of Phoenician economic hegemony in the Mediterranean, presumably, after two and a half thousand years, historians are fairly clear when this began, right? Wrong.

The advent of what we call the ‘Punic’ era is notoriously difficult to define. (p.88)

Presumably historians have a clear sense of what ‘Punic’ culture was, right? Wrong. Turns out that Punic culture was highly ‘syncretic’ i.e. incorporating elements from many other Mediterranean cultures:

What we refer to as ‘Punic’ culture is an umbrella term for a whole series of diffuse cultural experiences that took place all over the western and central Mediterranean. (p.89)

In other words, wherever you look in the subject of Punic or Carthaginian history, there are scholarly problems of interpretation which the steady trickle of modern archaeological discoveries only makes more complex, sometimes bewilderingly so. In fact rather than one coherent story, the text can more accurately be described as a succession of puzzles, historical teasers for which Miles presents the evidence for and against particular solutions or interpretations.

For example, does the existence of the Ara Maxima altar and temple in the Forum Boarium in Rome testify to the early Roman adaptation of a local legend about a hero-brigand with the Greek legends about the wandering hero Heracles? Or, on the contrary, might it point towards early Rome being a mish-mash of Etrurian, Greek, Phoenician, Punic and other peoples in a typically Phoenician cosmopolitan trading community?

Miles devotes pages 108 to 111 to presenting the evidence for either interpretation, which were intriguing to follow but, ultimately, quite hard to remember or care about – and my point is that a good deal of the book is like this, a sequence of puzzles and mysteries and obscurities which scholars are wrangling over right up to the present day, and which Miles shares with us in some detail.

  • There is no consensus on the meaning of the Nora stone… (p385)
  • There has been considerable debate over the provenance of the Cacus myth… (p.404)
  • The identification of the goddess figure has been controversial… (p.405)

Greece, the first rival

For centuries before Rome rose, Carthage’s rival was Greece or, more precisely, the numerous Greek colonies around the Mediterranean. Not a lot of people know that the Greeks colonised or, more accurately, set up trading centres which became towns and sometimes fortified citadels, at points all round the Mediterranean coast, the ones Carthage clashed with dotting the coasts of Sardinia and Sicily. I’m always surprised to reread that the southern coast of Italy was for centuries known as Magna Graecia, or Greater Greece, because of the dominance of Greek towns.

The ubiquity of Greek colonisation was reflected in the spread of the cult of the Greek hero and demi-god, Herakles, whose legendary travels, labours and womanising, as Miles shows, became a symbol of ‘the Greek colonial project’, the ‘Greek colonial endeavour’ (p.171). Temples were built for him all over the Mediterranean littoral and local towns and cities and even ethnic groups claimed descent from the far-travelling bully. A particularly striking example is the way that the Celtic race claimed to be descended from Heracles after he slept with the daughter of the king of Galicia and fathered a son named Kelta (p.399).

Sicily, the endless battlefield

Sicily is separated from Italy by a strait just 1.9 miles wide at its narrowest point and is only 87 miles from the African shore.

Around 500 the narrative emerges from speculation based on archaeology into more reliable history documented by Greek sources, in the form of military campaigns in Sicily. A glance at the map shows why Sicily was important to anyone trying to set up a trading empire in the Mediterranean and Miles devotes several chapters to accounts of the long-running conflict between towns founded by Carthage in the west of the island, and towns founded by Greeks in the east, specifically Syracuse, founded by Greek settlers from Corinth.

The Sicilian Wars, or Greco-Punic Wars, were a series of conflicts fought between ancient Carthage and the Greek city-states led by Syracuse over control of Sicily and the western Mediterranean between 580 and 265 BC. (Wikipedia)

The Carthaginians set up small trading settlements on Sicily as early as 900 BC but never penetrated far inland. They had traded with the local peoples, the Elymians, Sicani and Sicels. Greek colonists began arriving after 750 BC.

  • 580 BC – The Phoenicians in Sicily and the Elymians unite to defeat the Greeks of Selinus and Rhodes near Lilybaeum, the first such recorded incident in Sicily
  • 540 – Carthaginian Malchus is said to have ‘conquered all Sicily’ and sent captured booty to Tyre
  • 510 BC – Carthage helped the town of Segesta defeat the expedition of the Greek Dorieus
  • early 5th century; the higher 400s BC were the era of Sicilian ‘tyrants’ i.e. rulers who ruled a town and its surrounding area without consulting the landed elite; examples of these ‘tyrants’ crop up in the writings about contemporary political theory of the Greek philosophers Plato and Aristotle; for example, Gelon who captured the main Greek city, Syracuse, in 485 BC and then deployed a policy of ‘ethnic cleansing, deportation and enslavement’
  • 483 – Terrilus, tyrant of Himera, was deposed by the tyrant Theron of Acragas, and called on Carthage to help; Carthage was motivate to defend its Sicilian territory against Theron who threatened to take over; Carthage sent a large army, maybe as many as 50,000, many mercenaries, under general Hamilcar; the fleet suffered heavy losses en route to Sicily and was then slaughtered at the Battle of Himera; the defeat was a catastrophe and had political ramifications back in Carthage, leading to the replacement of government by an aristocratic elite with the institution of a special form of republic managed by a Council of 104 and an Assembly of Elders (pages 116, 130, 215); Carthage didn’t intervene in Sicily for 70 years, allowing the Greeks to undergo an era of expansion and building, although they themselves then collapsed into a dozen or so bickering commonwealths
  • 410 – Carthage got involved in the complicated internecine Sicilian wars when Hannibal Mago helped the town of Segesta defeat the town of Selinus and then destroyed Himera, thus avenging the disastrous defeat of 73 years earlier
  • 406 – second expedition led by Hannibal Mago was ravaged by plague which killed Hannibal but his successor Himilco, captured and sacked Akragas, then captured the city of Gela, sacked Camarina and repeatedly defeated the army of Dionysius I, the new tyrant of Syracuse, before plague brought the fighting to a halt

And so on for another 150 years. I’m not going to explain the details of this map from the Turning Points of Ancient History website, I’m including it to show how the island of Sicily was characteristically divided up into a surprising number of territories and towns all of which were, at some point, attacking each other, besieged, surrendered, burnt down and so on during the 300 years of the Sicilian Wars. Basically, for most of that period Carthage held the west of the island, various Greek rulers held Syracuse in the south-east, and then they got embroiled in scores of alliances to try and grab as much of the territory between them.

Map of Sicily 483 BC showing its division between different rulers.

What was surprising to me about this was:

  • realising just how much of a colonising, imperialist peoples the Greeks were: I had a very limited image of the ancient Greeks as philosophers in togas strolling round the agora in Athens or heroically defending themselves against the Persians at Thermopylae; it’s chastening to read about their ambitious imperial aims and their success at founding Greek towns on coastlines all around the Mediterranean; in this respect the long chapter Miles devotes to the cult and legends of Herakles and the way his cult was used to both explain and justify Greek imperialism, is genuinely eye-opening
  • and of course, where you have colonies you have people being colonised; Miles’s book and the Wikipedia article devote all their time to the names of Carthaginian and Greek leaders and their battles and only in passing mention the names of the local ‘peoples’ whose land and livings were stolen from them by one or other set of invaders – the natives being the Elymians, Sicani and Sicels – having read so much about the European colonisation of Africa recently, I was struck by the similarities, only on a much smaller scale, in the sense that we hear a lot about the colonists because they were literate and left records, and almost nothing about the illiterate subject tribes who have gone down in history without a voice

Rome’s civic nationalism

Most people think of Carthage in connection with its rivalry with Rome, which led to the three Punic wars (264 to 146 BC) and which climaxed in the conquest and utter destruction of the city. Miles describes the long prehistory to the conflict, describing the slow but steady rise of Rome from a Carthaginian point of view.

Putting to one side the blizzard of dates, events and individuals, what is fascinating is Miles’s analysis of Rome’s success. It had a number of causes. One was that Rome was ruled by a pair of consuls who were elected for one year’s service. This meant they were in a hurry to make their name in history and were encouraged to aggressive policies now. A contrast to most other polities led by kings or tyrants who could afford to take their time. Miles explains that this ‘war without respite’ was a new thing, and economically exhausted Carthage (p.192).

Another was that when the Romans were defeated they simply raised more troops and came back to avenge the defeat, unlike the Carthaginians who tended to withdraw.

Another big reason for Rome’s success was its astonishing ability to integrate newly conquered territory and peoples into the Roman state (pages 158-9 and 197). This was done via infrastructure – conquered territory soon benefited from the building of the famous roads and aqueducts and laying out towns rationally and efficiently. But also by law, whereby newly integrated populations became equal under Roman law. Rome espoused what Michael Ignatieff calls ‘civic nationalism’ – all Roman citizens were treated equally under the law regardless of race or religion – as opposed to the ‘ethnic nationalism’ which most other states (then and for most of history) employed to unite its populations.

The ancient Latin identity survived, but only as a set of duties, rights and privileges enshrined in Roman law. (p.159)

A huge consequence of this is that Rome was able to recruit its armies from citizens, albeit only recently incorporated into the Roman state, but still, freeborn Roman citizens, who were inculcated with a sincere belief in Roman laws and values. This was in striking contrast to most other Mediterranean powers, including Carthage, which relied heavily on mercenaries to fill their armies, mercenaries who were both unreliable (often mutinied or defected) but also very expensive (a fact pointed out by the contemporary historian Polybius, quoted page 241). One of the reasons for Carthage’s relative decline was it bankrupted itself paying mercenaries to fight the wars against Rome.

(The best example of this was the Mercenary War which began at the end of the first Punic War when a huge force of some 20,000 mercenaries mutinied and turned on Carthage because they hadn’t been paid. Under canny leaders, who allied with neighbouring African tribes who would benefit from the overthrow of Carthage, it turned into a full-blown war on its own account which lasted from 241 to 237 BC when the mercenaries were finally defeated and massacred. Miles describes it in vivid detail pages 200 to 211. The mutiny contributed to the further weakening of Carthage in her long-running feud with Rome and vividly demonstrated the weakness of relying on foreign mercenaries. It is also the vivid and barbaric background to Gustave Flaubert’s novel, Salammbô.)

To be honest, this was one of the seven main things I took away from this long detailed book:

  1. The Carthaginians sacrificed (or were widely accused of sacrificing) babies to their gods.
  2. The huge cultural importance of the figure of Heracles to Greek imperialism and how he was incorporated into the Carthaginian cult of Melqart.
  3. Rome’s success was in large part to its efficiency at incorporating conquered territory and peoples into the civic nationalism of its polity.
  4. Rome’s military success was attributable, in part, to the way they just would not stop or admit defeat, put pressed on relentlessly till they won. (A point seconded by Adrian Goldsworthy’s book about the Punic Wars.)
  5. The gigantic role played by Sicily in Carthage’s history.
  6. The Mercenary War.
  7. The origins and career of Hannibal Barca.

The Punic Wars

Obviously Miles gives a very thorough account of the Punic Wars although here, as in his account of the Sicilian Wars, the immense detail and the explanation of scholarly debate about various key points and cruxes, often threatened to obscure the outline of the bigger picture. For example, in Miles’s narrative, it wasn’t exactly clear when each of the Punic wars either started or ended, since they merged into peace negotiations and visits by ambassadors and skirmishes and violent rebellions or coups and so on.

The overall message seems to be that the three Punic wars accelerated the rise of Rome, in all sorts of ways, militarily, culturally, economically and culturally.

The first war (264 to 241 BC) was fought mainly on the island of Sicily. Rome’s involvement was the first time that a Roman army was sent outside Italy (p.357). However, even having just read about it, it pales into the background compared to the second one (218 to 201 BC) which is dominated by the ‘romantic’ figure of Hannibal. Part of the reason is that, apparently, we have far better sources for the second war, not least because a number of biographies of the famous Hannibal survive in whole or part.

Slavery

In case it’s not clear, all these societies the ancient Greeks, the Romans and the Carthaginians, relied on slaves. In all the wars, the populations of captured towns and cities were routinely sold into slavery by the victors (pages 127, 140, 281, 296, 315, 347, 352).

Iberia

A fascinating aspect of the final period of Carthage was the success of its sub-colony in the south of Spain, which was established and triumphed due to the region’s extensive silver deposits. The Carthaginian general Hamilcar Barca invaded and subdued the locals in 237 BC, putting them to work on the silver mines on an industrial scale. Eventually there were something like 40,000 slaves working in the silver mines to generate the precious metal to prop up Carthage and its military campaigns. (The town of Cartagena in south-east Spain was founded by Hamilcar as qrt-ḥdšt, which the Romans called ‘Cartago Nova,’ which was corrupted by the locals to Cartagena. So the city of Cartagena in Colombia owes its name to the same origin in the Phoenician language of the Middle East, page 224.)

The Barcids

Hamilcar’s success really brought to prominence the family of Barca whose era or influence is referred to by the adjective ‘Barcid’. Hence ‘Barcid Spain’. In fact the most famous Hannibal of all, the one who took his elephants over the Alps in 218 BC, was a Barcid, the son of the Hamilcar Barca who subjugated the Iberian tribes. When Hamilcar died in the early 220s, his son-in-law Hasdrupal took over, with Hannibal becoming a senior officer in the army aged just 18. When Hasdrupal was assassinated in 221 Hannibal was acclaimed leader by the army (and promptly issued new coinage depicting Heracles/Melqart, just one of the way in which Hannibal consciously associated himself with the oldest iconography of Carthaginian power, pages 227, 245, 247, 250-258).

Hannibal and the second Punic war (218 to 201 BC)

I remember Hannibal taking his elephants over the Alps from boyhood history books. I must have wondered why he did it. This book makes things clear.

1. Hannibal was seeking revenge or, more accurately, restitution from the peace settlement of the first Punic war (264 to 241 BC) which had given Sicily to Rome as a Roman province – the first ever Roman province – and cemented Rome as the leading military power in the western Mediterranean and, increasingly, the Mediterranean region as a whole. (Coming 20 years after the end of the first war, and seeking to correct the ‘injustices’ of the peace treaty which ended it, reminds me of the 20 year gap between the first and second world wars.)

2. Having been acclaimed general of the Carthaginian army in Spain Hannibal was ambitious to make his mark and confident, having been raised in an army family, gone on campaigns from an early age and been an officer at age 18, that he could do it.

3. But instead of trying to invade and conquer Sicily – graveyard of so many Carthaginian campaigns in the past – he would strike direct at the enemy and invade Italy.

4. But why over the Alps? Simples. The Romans controlled the seas. A sea-borne invasion was just too risky.

As it was, as soon as Hannibal’s left Carthage-occupied Spain they were attacked by Celtic Iberian tribes. Crossing the Pyrenees was dangerous. Then crossing the entire south of France, again, involved armed confrontations with a succession of local Gaulish tribes. Finally they were shown by guides how to ascend one side of the Alps, go through passes, and descend into Italy in late autumn 218, with 20,000 infantry, 6,000 cavalry, and an unknown number of elephants – the survivors of the 37 with which he left Iberia.

Here Hannibal spent several years marching and fighting and campaigning. He won one of the most famous victories of the ancient world, crushing a Roman army at Cannae in 216 BC, but the description of the war quickly gets bogged down and complicated. Overall the war makes the point that you can be the best general of your day and win stunning battles but still lose a war which is being fought on numerous fronts. While he was in Italy the Romans shrewdly sent an army to Iberia; although they suffered numerous setbacks, the Iberian tribes the Carthaginians had oppressed were happy to defect to them and so, eventually, the Romans defeated them, and, despite mutinies in their own army and local rebellions, eventually forced all Carthaginian forces, led by Hasdrubal Gisco, out of Iberia. The thirty-year Punic occupation of south Iberia was over, and it became a Roman province, as Sicily had at the end of the first war.

Hannibal was in Italy from 218 to 203. 15 years. Long time, isn’t it? Lots of battles. Early on the Roman authorities panicked and appointed Quintus Fabius Maximus as dictator. Fabius introduced the strategy of avoiding open battle with his opponent, instead skirmishing with small detachments of the enemy. This was unpopular with the army, public or Roman elite, as Hannibal marched through the richest and most fertile provinces of Italy wreaking devastation as he went. (This softly, slowly approach explains the name of the Fabian Society, founded in 1884 as a British socialist organisation which aims to advance the principles of democratic socialism via gradualist and reformist effort in democracies, rather than by revolutionary overthrow.)

At one point he seized key towns in the very south, Magna Graecia, notably Capua, not as Punic fiefs but giving them their independence. His aim was not to destroy Rome but to mortally weaken it by giving Rome’s Latin and Italian allies their independence. This explains why he only once marched on the actual city and then was rebuffed by its thorough defences. In the end, though, all the cities he’d liberated ended up being retaken by the Romans.

Nonetheless, in the book’s conclusion, Miles says that these fifteen years during which an alien invader roamed more at less at will across the sacred territory of Rome left a deep psychological scar on the Roman psyche which took generations to exorcise (p.361).

In 203 Hannibal was recalled to Africa because in his absence, Publius Cornelius Scipio who had led the Romans to victory in Iberia, had led a force to Africa. Scipio destroyed an army of 50,000 sent against him but failed to capture the town of Utica and realised that besieging Carthage itself would probably be a long drawn-out process, costly in men and resources.

Thus both sides had fought themselves to a standstill and were ready to sue for peace. The Romans imposed very harsh terms but when Hannibal finally arrived back in Carthaginian territory the stage was set for a massive battle between the two old enemies. At the Battle of Zama in October 202 BC Scipio won a decisive victory and brought the war to an end (p.316).

Wikipedia has a cool animated graphic which sums up the change in territorial holdings over the course of the wars:

Changes in Rome and Carthage’s territories during the three Punic Wars, 264 to 146 BC. (Image by Agata Brilli ‘DensityDesign Integrated Course Final Synthesis Studio’, Polytechnic University of Milan)

The third Punic war

Surprisingly, shorn of its empire, Carthage flourished after the second war, quickly paying off the reparations owed to Rome and actively supplying her with vast amounts of wheat and food to support Rome’s wars against Macedon and other kingdoms in the East. When the end came it was entirely of Roman prompting. Factions in the Senate warned endlessly of the threat Carthage could still pose. Cato visited Carthage and was appalled at its prosperity. Eventually argument in the Senate led to an embassy being sent to demand impossible conditions of the Carthaginians – to uproot their city and move inland and cease to be an ocean-going, trading nation at all.

The embassy withdrew into the city and a 3-year siege commenced. Scipio adopted grandson of the great Scipio Africanus. Eventually stormed the walls and broke into the city and destroyed it and massacred its population. There is no doubt in Miles’s mind the Carthaginians did everything they could to abide by the letter of the treaties and to avoid war, and that the Romans would accept nothing but utter destruction. Once again it was Roman inflexibility and relentlessness which triumphed. Miles notes how this was recorded around the Mediterranean where Rome’s determination was noted but many lamented its bad faith, its falling short of the values it claimed to promote, of fairness and good faith.

Appropriating Carthage

At the end of the book, Miles shows how Carthage served numerous ideological purposes for Rome. For a start, in later works it became THE enemy which Rome had to overcome to in order to become great. In a sense, if Carthage hadn’t existed, it would have been necessary to invent her (p.373).

Closely connected, as mentioned above re. Said, even as it was being besieged and for centuries afterwards, Carthage became the anti-type of all the virtues the Romans congratulated themselves on, perfidious compared to Roman fides, with a disgusting baby-killing religion compared to Rome’s dignified ceremonies. Rome’s self-image was built by contrasting itself with the imagined vices of Carthage.

Third, however, a series of poets and historians wondered whether, in defeating Carthage, Rome had somehow peaked. The existence of a potent rival in a sense kept Rome on her toes, not just militarily but morally. For some later moralists, the defeat of Carthage marked the start of the internal squabbles, factions and corruption which were to lead to the civil wars, starting in the 80s BC.

The many dead

Deep down, the book made me marvel and gape at just how many, many men, throughout history, have miserably lost their lives in war. As Adrian Goldsworthy writes in his book on the Punic Wars:

In just one battle, in 216, the Romans and their allies lost 50,000 dead. During the second Punic war a sizeable part of Rome’s adult make population perished, mostly in the first few years of the conflict.

Between one and a quarter and one and three quarter millions of men died in the 120-year war. God knows how many civilians perished or were sold into slavery.


Related links

Roman reviews

The Jew of Malta by Christopher Marlowe (1589)

‘But I perceive there is no love on earth,
Pity in Jews, nor piety in Turks…’
(Abigail, after learning her father conspired to get her true love murdered)

Provenance

First recorded performance: 26 February 1592, by Lord Strange’s acting company.

First published: 1592.

Earliest extant edition, 1633. This was published to coincide with a revival of the play, which included a performance before King Charles and his wife Queen Henrietta Maria, for which a new prologue and epilogue were written.

Full title: The Famous Tragedy of the Rich Jew of Malta. Note that, although the 1633 quarto divided the play into acts, it wasn’t divided into scenes, there were no indications where scenes were set, or which bit of dialogue were asides to the audience. All of these were added by the Reverend Alexander Dyce in his 1876 edition of the plays, and have been copied by most modern editors.

Like Tamburlaine, the Jew has a large cast of 25 speaking characters, plus numerous unnamed citizens of Malta, Turkish janizaries, guards, attendants and slaves. In other words, it was a theatrical epic, in its day.

Executive summary

The Governor of Malta seizes the wealth of all Jewish citizens to pay the Turks not to invade. In revenge the richest Jew in Malta, Barabas, designs a barrage of retaliation against the governor, helped by his slave, Ithamore.

Barabas’ murderous deeds include:

  • getting the governor’s son killed in a duel
  • terrorising his own daughter, who joins a nunnery for safety but is afterwards poisoned by her father, along with the entire nunnery
  • the strangling of an old friar and the framing of another friar for the murder
  • poisoning his servant Ithamore when he deserts him, along with the prostitute and her pimp, who had threatened to expose him

Finally, Barabas betrays the entire population of Malta by helping the Turks conquer Malta Town, but he is then outwitted when the Christian governor turns the tables on him, leaving him to burn alive in the trap he had set for the Turks, but is led to fall into himself. Subtle, it ain’t.

Historical fact check: Barabas and Ferneze are fictional characters, there never was a Jew of Malta or a governor of that name. Malta never fell to the Turks, and never paid them tribute. The entire storyline is a product of the playwright’s imagination.

The play

Prologue The ghost of Machiavelli introduces Barabas, the Jew of Malta. In Marlowe’s time there were only a few hundred Jews in London. They were better known from popular stereotypes of greed or cunning than from personal contact.

It is appropriate, then that one stereotype of cunning is introduced by another. Niccolò Machiavelli (1469 – 1527) was an Italian Renaissance diplomat, philosopher and writer best known for The Prince, a handbook of statecraft which eschews any notions of religion or morality in favour of hard-nosed advice about what actually works when it comes to ruling a state. Machiavelli’s attitude is typified by these lines from the prologue:

I count religion but a childish toy,
And hold there is no sin but ignorance.

Machiavelli’s bluntness and his rejection of Christian morality, in an age drenched in Christian values, caused his name to be associated with complex and unscrupulous scheming – as it has remained, right down to the present day.

Might first made kings, and laws were then most sure
When, like the Draco’s, they were writ in blood.

Anyway, the ghost of Machiavelli introduces Barabas as one of his own – an amoral, cunning schemer.

Act 1

Scene 1 Barabas is counting his wealth. He envies factors for the rich mines of India, and the Moors who (according to legend) simply have to bend down to pick rare stones from the earth. This opening scene establishes Barabas as very rich, very greedy, and the possessor of a Marlowe-sized imagination, rich with exotic and evocative names and visions of boundless riches.

Give me the merchants of the Indian mines,
That trade in metal of the purest mould;
The wealthy Moor, that in the eastern rocks
Without control can pick his riches up,
And in his house heap pearl like pebble-stones,
Receive them free, and sell them by the weight;
Bags of fiery opals, sapphires, amethysts,
Jacinths, hard topaz, grass-green emeralds,
Beauteous rubies, sparkling diämonds,
And seld-seen costly stones of so great price,
As one of them, indifferently rated,
And of a carat of this quantity,
May serve, in peril of calamity,
To ransom great kings from captivity

And of course Barabas’s occupation is a trader in the rarest, most precious jewels, clothes and valuables in the world, so it is an open invitation for reams of Marlovian sensual luxury.

Two merchants come to tell Barabas his ships have arrived from various destinations, including Egypt via Cyprus, bearing rich goods. When they leave he soliloquises on how much more successful the practical Jews are than faithless Christians, name-checking a number of other Jewish millionaires, saying he’d rather be hated as a Jew and be rich, than be accepted as a Christian and be poor.

Three Jews arrive to tell the ominous news that an embassy of Turks has arrived to see the governor and that all the island’s Jews are summoned to the senate house. Barabas assures them they are wrong to have misgivings. When they exit, he continues to tell himself that the Turks and Maltese are at peace, so there will be no trouble. And even if there is, he is only concerned about himself and his daughter.

The scene establishes what will become a format of the play which is the many times Barabas is talking to someone saying one thing – but then makes an aside to the audience in which he reveals he is thinking something quite different.

Scene 3 The senate house The Turkish leader, the Sultan’s son Selim Calymath, makes it clear to the governor of Malta, Ferneze, that they demand ten years worth of tribute – a hundred thousand crowns. Ferneze begs a month to raise it and Calymath agrees, leaving with his retinue.

The governor calls in the island’s Jews, explains Calymath’s extortion and says he is going to raise the lion’s share of it by mulcting them, demanding half their estates. He is quite venomous about it:

SECOND KNIGHT: Have strangers leave with us to get their wealth?
Then let them with us cóntribute.
BARABAS: How! equally?
GOVERNOR FERNESE: No, Jew, like infidels;
For through our sufferance of your hateful lives,
Who stand accursèd in the sight of Heaven,
These taxes and afflictions are befall’n,
And therefore thus we are determinèd. −

So the Christians put up with the Jews but not far beneath the surface hate and despise them. The Governor announces he will confiscate half the Jews’ wealth and anyone who hesitates will a) be forced to convert to Christianity and if they still hesitate, b) all their goods will be confiscated. The other Jews immediately say they’ll surrender half their wealth, but Barabas is outraged, criticises them and tries to haggle with the Governor. Who promptly orders all Barabas’s wealth to be confiscated!

When he protests at this, one of the governor’s knights the governor’s entourage consists of members of the Order of the Knights of St John) suggests they confiscate Barabas’s house and turn it into a nunnery, which the Governor immediately accepts and orders.

The governor and his officials exit and Barabas sinks to his knees to call down a world of vengeance upon them. The other Jews tell him to reflect on the story of Job but Barabas dismisses it, saying he was vastly richer than Job, has lost more, is hugely more inconsolable.

Scene 4 Barabas’s daughter Abigail comes to meet him. She is in tears, she has heard the bad news. He reveals a secret – he had hidden quite a lot of wealth away. But Abigail tells him they have already confiscated the house and started to convert it into a nunnery! Barabas laments his lost gold and jewels, pauses, then comes up with a Cunning Plan. Abigail will convert to Christianity, enrol as a nun and, once she’s in, pull up the floorboards under which the loot is hidden, and return with it to her father.

Abigail agrees but doubts whether she can carry it off. Confidence is all, her father tells her. They exit.

Enter Friar Jacomo, Friar Barnardine, Abbess, and a Nun. They have barely made a few remarks about the new nunnery before Abigail re-enters, identifies herself as the daughter of the Jew, and begs forgiveness, penitence and asks to be enrolled in the order. Improbably the friars and abbess agree.

At which point Baraba re-enters and puts up a pretence of being appalled that his daughter is going over to the enemy. He curses and anathematises her as the Christians try to intervene, but interspersed between his curses, Barabas whispers instructions on how to find the floorboard with the secret mark and find the treasure. They all leave the stage.

Enter Mathias, a young man who, we soon learn, is in love with Abigail and dejected to see her going off to a nunnery. His friend Lodowick enters – who just happens to be the governor’s son – and asks Mathias why he’s in the dumps, allowing Mathias to explain at length his love for Abigail. While he does so, he reveals that she is scarce fourteen-years-old. Lodowick says that if she’s as beautiful as his friend claims, it would be good to visit and see her. They exit.

Act 2

Scene 1 Before the House of Barabas, now a Nunnery Enter Barabas who explains a) that it is night but he can’t sleep, and b) he’s awaiting a signal from Abigail. Enter Abigail, obviously in the balcony of the theatre, where she describes: finding the floorboards, digging up the treasure, coming to the window, whispering to her father waiting below, then throwing him the bags of gold, at which he rejoices and praises her.

Scene 2 The Council House The Governor interviews the Spanish captain – Martin del Bosco – of a ship recently docked in the harbour who describes how his ship was set upon by Turks, how they fought them off and seized one of their ships, whose crew they have come to Malta to sell as slaves.

The governor initially says no, because he is afraid of the Turks, but some of his advisors encourage del Bosco to shame the governor, to tell him not to submit to the Turks, specially after their recent capture of Rhodes (seized from the order of the Knights of St John in 1523).

Del Bosco succeeds in firing the governor’s fighting zeal. He offers to write to the king of Spain for help. Ferneze appoints him military ruler of the island and challenges the Turks to do their worst. If necessary, like the garrison on Rhodes, they’ll fight and die to the last man.

Scene 3 The market place Two officers are lining del Bosco’s captured men up to be sold as slaves. Enter Barabas who tells us he has used the gold to buy a house as big as the governor’s and his daughter has left the convent. He tells us he hails from Florence where he learned to bow and fawn and curtsey to faithless Christians and then to spit into their collecting bowls.

Enter Lodowick and he and Barabas engage in a stylised conversation in which Lodowick asks whether Barabas has a diamond, and Barabas replies, yes a pretty one – by which they both mean Abigail – the dialogue being interspersed with Barabas’s bitter vengeful asides to the audience in which he reveals what he’d really like to do to the governor’s son i.e. poison him.

Having mutually agreed to rendezvous later, Lodowick now accompanies Barabas to the slave market, where they size up the merchandise and chat to the selling officers. He rejects one costing 200 crowns, not least because he looks fit and healthy so will cost a fortune to feed, instead buys a leaner one, from Thrace, named Ithamore, for 100 crowns. Aside to the audience Barabas explains that he is buying the slave solely to further his plans of revenge!

Enter young Mathias and his mother to the slave market, and discuss the wares. We now learn that Barabas knows his daughter and Mathias are in love but plans to foil their love. Nonetheless, he enjoys leading Mathias on. Everyone exits, leaving Barabas alone with Ithamore. Barabas tells him, if he is to please his master, he must forget the Christian virtues of ‘Compassion, love, vain hope, and heartless fear’ and lose pity. He goes on to give a magnificent speech describing his own biography.

As for myself, I walk abroad o’ nights,
And kill sick people groaning under walls:
Sometimes I go about and poison wells;
And now and then, to cherish Christian thieves,
I am content to lose some of my crowns,
That I may, walking in my gallery,
See ’em go pinioned along by my door.
Being young, I studied physic, and began
To practice first upon th’ Italian;
There I enriched the priests with burials,
And always kept the sexton’s arms in ure −
With digging graves and ringing dead men’s knells:
And, after that, was I an engineer,
And in the wars ‘twixt France and Germany,
Under pretence of helping Charles the Fifth,
Slew friend and enemy with my stratagems:
Then, after that, was I an usurer,
And with extorting, cozening, forfeiting,
And tricks belonging unto brokery,
I filled the gaols with bankrouts in a year,
And with young orphans planted hospitals;
And every moon made some or other mad,
And now and then one hang himself for grief,
Pinning upon his breast a long great scroll
How I with interest tormented him.

There’s nothing like a good stage villain. You can imagine the actor taunting the Elizabethan audience, who enthusiastically booed him and threw rotten tomatoes. Boo, hiss, villain! And it turns out that Ithamore is a perfect match. When Barabas asks how he has spent his life, Ithamore gleefully replies:

Faith, master,
In setting Christian villages on fire,
Chaining of eunuchs, binding galley-slaves.
One time I was an hostler in an inn,
And in the night-time secretly would I steal
To travellers’ chambers, and there cut their throats:
Once at Jerusalem, where the pilgrims kneeled,
I strowèd powder on the marble stones,
And therewithal their knees would rankle so,
That I have laughed a-good to see the cripples
Go limping home to Christendom on stilts.

He was raised in Arabia and has served the Turks till his recent capture, so it appears Ithamore is a Muslim i.e. a) like Barabas, an enemy of Christians and b) circumcised. ‘We are villains both; Both circumcisèd; we hate Christians both.’

Scene 4 Now they are in front of Barabas’s new house and enter Lodowick to keep his appointment. Barabas lets him into the house and orders his daughter to entertain him. (In asides he whispers to Abigail to pretend to Lodowick she is in love with him, to lead him on, she protests it is Mathias she loves, Barabas orders her to do it. He plans to kill them both [Lodowick and Mathias]).

Enter Mathias and Barabas play acts that he supports his suit for his daughter’s hand but is having a hard time fighting off Lodowick. Only recently he snuck into his house to see Abigail. He tells Mathias to hide and watch. They both watch Lodowick come out of the house hand in hand with Abigail, as if in love. Mathias makes to draw his sword and kill him, but Barabas says ‘not in my house; contain your wrath; there will be other occasions’ and Mathias exists, mighty angry.

Lodowick sees him depart, asks Barabas about him, who explains that Mathias is mad with jealousy and plans to kill him (Lodowick). He encourages Lodowick’s suit for Abigail, and tells her to continue pretending to be in love with him, doing so in strongly anti-Christian phraseology, which is designed to play up the Christian audience’s stereotypes of wicked Jews, describing Lodowick as:

This offspring of Cain, this Jebusite,
That never tasted of the Passover,
Nor e’er shall see the land of Canaan,
Nor our Messias that is yet to come;
This gentle maggot, Lodowick, I mean

And as to the ‘morality’ of the situation:

It’s no sin to deceive a Christiän;
For they themselves hold it a principle,

Abigail promises herself to Lodowick – then immediately turns to the audience and shares her regret. (This happens throughout the play, it’s one of its leading features – the very high amount of speaking aside, to let the audience hear a character’s true feelings of intentions, as opposed to what they say.)

Lodowick is puzzled why Abigail looks pale and faint. His doubts vanish when he sees that villain Mathias enters and makes as if to attack him. Barabas tells him to hold and leave, while he (Barabas) sorts out the situation. Barabas then tells Mathias that he – Barabas – just saved his life from the incensed rival, Lodowick. He encourages Mathias to attack Lodowick next time he sees him.

Barabas is, as we can see, adopting the role of impresario which emerges clearly as the central role in the city comedies of a decade later, written by Ben Jonson and colleagues – in which the play itself contains a trickster figure who concocts ever-more elaborate scams and schemes to humiliate or punish other characters.

Abigail has witnessed all this and has, of course, played a lying part, deceiving Lodowick. Now she bursts into tears and asks her father why he’s setting the two young men against each other. Barabas orders Ithamore to put her in the house which he does, presumably none too gently. Then Barabas gives Ithamore a letter to deliver to Mathias, as if from Lodowick, challenging him to a duel. Ho ho ho, he rubs his hands with malevolent glee, the audience boos and hisses.

Act 3

Scene 1 The Veranda of the House of Bellamira Enter Bellamira. Who is Bellamira? A courtesan. She laments that business has dried up since the Turks besieged the island. Enter her ‘bully’, meaning either pimp or associate, Pilia-Borza, who has stolen a bag of silver from Barabas’s house, through the window. At that moment, Ithamore enters, Pilia-Borza drags Bellamira away, but not before Ithamore sees her and falls in love at first sight. In passing, he tells us he’s delivered Barabas’s fake letter to Mathias.

NOTE: Ithamore, as a slave, and Pilia-Borza, as a criminal, both speak in prose, unlike every other character in the play who speak in verse.

Scene 2 Mathias and Lodowick encounter each other in the street and have a swordfight while Barabas watches gleefully from a balcony. They kill each other. Enter their respective parents, governor Ferneze Lodowick’s father and Katherine, Mathias’s widowed mother. After initial antagonism, Ferneze and Katherine lock hands in grief, promising to bury the dead boys in one mausoleum, and to discover what drove the former friends to kill each other. Ooops. Sounds ominous for Barabas.

Scene 3 A room in Barabas’s house Ithamore is cackling over the two dead Christians when Abigail enters. Ithamore laughingly tells her that her father was responsible for the scam to fool Lodowick and Mathias into killing each other.

Outraged (and not really that upset) Abigail orders him to go fetch a friar from the nunnery. She gives a little speech which is enough time for Ithamore to go and return with Friar Jacomo. Abigail tells him she wants to enter the nunnery. ‘What, again?’ Jacomo asks. She tried it once and almost immediately left. What’s changed? She’s learned more about life, she replies.

ABIGAIL: Then were my thoughts so frail and unconfirmed
And I was chained to follies of the world:
But now experience, purchasèd with grief,
Has made me see the difference of things.
My sinful soul, alas, hath paced too long
The fatal labyrinth of misbelief,
Far from the Son that gives eternal life!

She is being positioned as the Good Jew, the one who converts to Christianity.

Scene 4 Barabas has heard that Abigail has entered a nunnery. Does she suspect him of murdering her sweetheart? What has made her betray him? Who gave him away? Ironically, at the moment Ithamore enters and, with absurd exaggeration, Barabas now calls him his only hope.

BARABAS: Come near, my love; come near, thy master’s life,
My trusty servant, nay, my second self;
For I have now no hope but even in thee,
And on that hope my happiness is built.

Ithamore begins to explain that it was he who told Abigaill about the murder plot, but Barabas, thinking he is about to defend his daughter, cuts him off and says, henceforth ‘she is hateful to my soul and me.’ Rashly and grotesquely he says he’ll adopt Ithamore as his heir.

But still his servant… He bids Ithamore fetch the pot of rice off the oven. When the servant brings it, Barabas explains that he is going to use it to poison Abigail. Yes, he now shows Ithamore and the audience a vial of ‘precious powder’ that he bought off a bloke in Ancona, which binds, infects and poisons deeply.

He sprinkles the poison powder onto the rice, mixes it in, and tells Ithamore to go and leave it in the dark entrance to the nunnery where people leave offerings when they want to be anonymous. (The reader/audience can immediately foresee unintended consequences i.e. poisonings.)

Ithamore enthusiastically sets off with the pot. As soon as he’s left, Barabas says he will pay Ithamore back, too. Ooh he’s such a bad baddie.

Scene 5 The Council House Apparently it’s a month after the first scene with the Turks, for now a Turkish envoy has arrived to tell the governor the month is up, so where’s the gold? If you remember, governor Ferneze had been encouraged to break his word to the Turks by some of the Knights and the Spaniard Martin del Bosco, and so now he tells the Turkish basso (pashaw) that he will have no tribute and defies the Turks to do their worst. They will, the basso replies and exits.

Ferneze makes a brief speech summoning the young men of Malta to war.

Scene 6 Interior of the nunnery Friar Jacomo and Friar Barnardine announce that all the nuns are sick. In fact as they enter the nunnery one appears to say that all the nuns are dead – except for Abigail, who now meets them, herself grievously sick.

Jacomo goes off and Abigail confesses to Barnardine that her greatest sin or regret is knowledge that her father conspired to set Lodowick and Mathias against each other, and she shows them papers to prove it. But she begs them not to reveal this to anyone and, as it was said in confession, they can’t. And then Abigail dies – poisoned by her father.

Jacomo rejoins Barnardine to see Abigail’s body, and confirm that the nuns are all dead. Barnardine asks him to accompany him to confront the Jew.

Act 4

Scene 1 A street Barabas is malevolently gleeful that all the nuns are dead, poisoned by him! Listen to those Christian bells ha ha ha. There’s a monastery nearby. Ithamore enthusiastically offers to poison all the monks, but Barabas says that won’t be necessary. Since they were all sleeping with the nuns, they’ll all die of grief. Ooooh, you could bottle the malevolent cynicism!

Along come the two monks, to a famous line from Ithamore: ‘ Look, look, master; here come two religious caterpillars.’ There is a clever, stylised dialogue where Bardnardine keeps trying to accuse Barabas of gross sins but Barabas interrupts him to deflect the charges with confessions of more minor sins. The most famous exchange comes at the end , famous because it was used as an epigraph to one of his own poems by T.S. Eliot.:

FRIAR BARNARDINE: Thou hast committed −
BARABAS: Fornication: but that was in another country;
And besides, the wench is dead.

But when Barnardine finally manages to mention Mathias and Lodowick, Barabas panics that his daughter confessed everything, he will be hanged for murder, and makes a panic-stricken appeal to convert to Christianity. As part of which he says some notable lines calumniating his own religion:

Is’t not too late now to turn Christiän?
I have been zealous in the Jewish faith,
Hard-hearted to the poor, a covetous wretch,
That would for lucre’s sake have sold my soul;

Which sounds like libelous anti-Semitism, but consider the context. He is sucking up to two Catholic officials, he wants to make the best possible impression. Of course he’ll tell them what they want to hear.

Anyway, Barabas makes asides to Jacomo about how much wealth he’ll give his monastery, if can make the other leave, which he tries to do but the monks end up poking and pushing each other and then break out fighting, egged on, one imagines by the audience who are thoroughly enjoying themselves.

Barabas and Ithamore part the fighting friars, and Barabas continues to promise them, separately, his bounty. Ithamore takes Barnardine into Barabas’s house, Barabas promises Jacomo he’ll have a special meeting with him that evening.

Left alone onstage, Barabas reveals his plan which is – to murder them to stop them talking about the Lodowick-Mathias con:

Now I have such a plot for both their lives,
As never Jew nor Christian knew the like:
One turned my daughter, therefore he shall die;
The other knows enough to have my life,
Therefore ’tis not requisite he should live.

Scene 2 Inside Barabas’ House Ithamore tells Barabas Father Barnardine has eaten and fallen asleep in a chair. Barabas orders him to take off his girdle and make a noose from it. They pull back the curtain of the stage’s inner room to reveal Barnardine asleep in a chair, startle him awake, slip the noose round his neck and strangle him. Ithamore is pleased that the rope left no mark on the friar’s neck.

He has an idea and they prop the corpse up against a wall holding a staff. He looks large as life. They exit the room.

Scene 3 It’s 1 in the morning. Friar Jacomo has come to keep his appointment. He spots Barnardine, apparently blocking his way, addresses him, is irritated by his silence, eventually gets angry, seizes his staff and strikes him down. At this moment Barabas and Ithamore come out the house and feign horror to discover that Jacomo has murdered his fellow friar. Ithamore makes fun of ‘these Christians’ who murder each other. Jacomo is panic-stricken. Then horrified when Barabas and Ithamore piously make a citizen’s arrest.

Scene 4 Veranda of Bellamira’s house Haven’t seen much of her, have we? She greets Pilia-Borza who returns from delivering a letter to Ithamore. She asks where he found him? At the public gallows watching the hanging of a friar (presumably Jacomo).

Now Ithamore enters. The other two greet him lavishly. Ithamore is not wrong to think they’re planning some scam. They flatter him and Bellamira feigns sexy love for him, while they try to establish how much money Barabas has, where it is hidden, and whether Ithamore will help them steal it. Yes, is his answer, but the Jew buries it secretly every night.

Ithamore is comically ready to write a letter to Barabas threatening to reveal all unless he sends him a hundred crowns. ‘Two hundred’ says Pilia. Ithamore changes it, signs it and hands it to Pilia, condescendingly, who exits.

Now Bellamira takes Ithamore’s head into her lap and calls her servants for food and to bring rich silks to dress her lover in. It is pure comedy the way Ithamore takes to this role immediately. She tells him she’s not married. He says they’ll get married and go to Greece, and then – strikingly – breaks into verse, producing a variation on Marlowe’s famous lyric, ‘Come live with me and be my love.’

Pilia returns and the Jew only gave him ten crowns. Outraged, Ithamore springs up and scribbles another letter demanding at least 500. Pilia departs. Bellamira kisses Ithamore, then takes him inside for a banquet of love i.e. sex.

Scene 5 Barabas’ house Barabas is outraged at Ithamore’s defection, and almost as much by the skinny, hacked-about appearance of Pilia-Borza, ‘a shag-rag knave’. Whining self-pity:

BARABAS: Was ever Jew tormented as I am?

At which moment Pilia appears with the new demands. More demands! Barabas adopts a wheedling tone and tries to persuade Bilia to share a meal (which he will poison) but Pilia is having none of it and simply wants the money.

Scene 6 Bellamira’s veranda Bellamira and Pilia get Ithamore drunk and to confess his role in the murder of Lodowick and Mathias, that he carried the poisoned broth which killed an entire nunnery and strangled Friar Barnardine.

Bellamira and Pilia are just agreeing between themselves that they’ll take this intelligence to the governor, when enter Barabas disguised as a French musician with a lute, offering to play love music. He has a conspicuous nosegay in his hat and Bellamira takes a fancy to it. Barabas graciously hands it over and the other three all take a deep smell of it – which is what Barabas planned, because it is poisoned.

They tell Barabas to play his lute and, as he does so, drunken Ithamore regales the other two with a series of scandalous libels on Barabas’s stinginess and personal hygiene – to each of which Barabas-in-disguise responds with angry asides to the audience. Finally Barabas can stand it no more and – still in disguised as the French musician – makes his excuses and departs.

Drunken Ithamore thinks he needs to send for one more lot of money and now dispatches Pilia, without a letter, just with a verbal threat to reveal all – then goes back inside with Bellamira.

Act 5

Scene 1 In the Council House The governor is just warning the knights that the long-threatened Turkish assault is about to begin, when Bellamira and Pilia-Borza push their way through and blurt out that Barabas is responsible for the death of the governor’s son and the dead nuns and the friar. Ferneze is inclined to dismiss them but they say they have his servant at their place, drunk: he’ll vouch for it.

Ferneze dispatches officers to fetch Barabas and Ithamore and they return approximately ten seconds later. This is theatre, a forum for entertainment not realism or plausibility. Ithamore has belly-ache (from the poison – Barabas kicks himself that he did not administer more, sooner) and readily confesses everything to the governor.

Quick-wittedly, Barabas dismisses the other three as bad witnesses, but Ferneze doesn’t buy it and tells his officers to take all four of them to the cells.

Enter Katherine who wants to know whether it’s true that ‘the Jew’ was responsible for the murder of her son. Yes, the governor tells her. Barely a minute after being taken away, an officer re-enters to say all four of them are dead! Ferneze says bury the other three, get someone to throw the Jew’s body over the wall at the Turks. Everyone exits, leaving Barabas’ corpse lying onstage.

Scene 2 Not exactly to our surprise, Barabas wakes up. He took some kind of fancy sleeping potion (actually explained to be ‘poppy and cold mandrake juice’). Now he is outside the city walls. He gets up and vows vengeance on the city, vows revenge and not in a subtle way:

I’ll be revenged on this accursèd town;
For by my means Calymath shall enter in:
I’ll help to slay their children and their wives,
To fire the churches, pull their houses down,
Take my goods too, and seize upon my lands.
I hope to see the governor a slave,
And, rowing in a galley, whipt to death.

Enter Calymath, Bassoes, and Turks to whom Barabas immediately explains who he is, why he is not a spy, and why he will help them take the town. He explains there’s a secret vault dug under the town to let streams pass under and out. He’ll lead a force of 500 along it and up into the centre of the town, surprise everyone and open the gates. Turkish leader Calyphas says: it’s a deal!

Scene 3 The next scene jumps forward to the city having been stormed by the Turks with Barabas’s help. Enter Calymath, Bassoes, Turks, and Barabas with Ferneze and Knights prisoners. As reward for his help, Calyphas makes Barabas governor of the town and says he can do what he wants with his prisoners – then exits. Barabas orders his new troops, his Janizaries, to throw the governor and his entourage in prison.

Scene 4 Residence of Barabas the governor Barabas soliloquises that he is not safe while the entire population hates him, He must be wary, ‘circumspect’.

Ferneze is brought in and, after he’s finished shouting at Barabas, Barabas surprises him by saying he plans to ‘save’ Malta. How about a plan to trap Calymath and all his men in an out-house and set it on fire? Ferneze is impressed and interested, says he will give Barabas even more wealth if he keeps his word. Barabas promptly grants Ferneze his freedom, and the shake on the deal.

Ferneze exits and Barabas reflects that he will use anyone to suit his ends. He makes what at first seems an anti-semitic remark i.e. invoking anti-Semitic stereotypes:

Thus, loving neither, will I live with both,
Making a profit of my policy;
And he from whom my most advantage comes,
Shall be my friend.
This is the life we Jews are used to lead;

But then backs it with the crucial addition – after all, this is how Christians behave:

And reason too, for Christians do the like.

So the entire play might be a monstrosity of anti-Semitic stereotyping, but Barabas makes a point of repeating that he is only behaving as the faithless Christians do.

Scene 5 Calymath and his officials have finished a tour of the ruins and the island, and Calymath is just musing on its geographical advantages when a messenger arrives inviting Calymath and his men to a grand feast, the men in a big out-house, Calymath and his officers at his house.

Scene 6 A very short scene in which we see Ferneze briefing Martin del Bosco and the Knights about the signal which will tell them it’s the moment to attack the feasting Turks.

Scene 7 Barabas is in his grand hall with carpenters as they finish some big contraption. He pays them to go and drink. In fact he hopes they drink and die. Barabas has arrived at the extreme limit of misanthropy:

BARABAS: For, so I live, perish may all the world!

A messenger arrives to say Calymath will attend the feast.

Then enter Ferneze who hands over to Barabas the sum agreed for freeing Malta from the Turks, 100,000 pounds. Barabas explains his plan: the monastery where the Turkish troops are to be feasted is mined with gunpowder; at the right moment it will be set off, the whole place blown sky high and all the Turkish soldiers massacred.

Meanwhile – Barabas explains – in this hall the carpenters have fixed it so that, at the height of the feast, at a signal Ferneze will cut a cord and the floor will part throwing Calymath and his generals into a deep pit. The Turks approach, Ferneze hides, and Marlowe makes Barabas directly address the audience. Asides are one thing but Barabas ‘breaks the fourth wall’ to boast of his ingenious evil:

A kingly kind of trade, to purchase towns
By treachery, and sell ’em by deceit?
Now tell me, worldlings, underneath the sun
If greater falsehood ever has been done?

Calymath and his entourage enter and salute Barabas up in the gallery who is guilefully greeting them when…. Ferneze steps forward from his hiding place and says he will show Calymath the trap Barabas had prepared. All this time Barabas has been up in the ‘balcony’ section of the theatre. Now, at the sound of a distant trumpet, Ferneze cuts the cord, the floor opens beneath Barabas and… he falls into the vat of boiling oil.

The amazed Turks watch Barabas writhing and screaming for help. Barabas makes a death-moment confession to all his crimes, admits he was going to massacre the Turks, and dies:

Die, life! fly, soul! tongue, curse thy fill, and die!

The Calymath rallies his entourage and says they will fly. They won’t get far, says Ferneze: the trumpet they heard was the signal for the outhouse to be blown up and the entire Turkish army liquidated. Calymath is appalled. Ferneze blames it all on the machinations of the Jew. Now he explains he will hold Calymath hostage, until his father pays the reparations necessary to restore Malta to its former state.

And the play ends on that note: the Christian governor, Ferneze has outwitted both the fiendish ‘Jew’ – seeing him come to a richly deserved end – and the warlike Turk, come out on top and won the day for Christian Malta. Hooray!

Thoughts

Obviously, The Jew of Malta is a garish and extreme entertainment, in some ways not unlike a pantomime where the audience is encouraged to boo and hiss every time the baddie comes onstage. Marlowe’s aim was obviously to create the villainest of villains, as Tamburlaine had been the most megalomaniac of rulers.

Giving him a villainous sidekick was sort of obvious, but the character of the ruthless Muslim, Ithamore, is inspired. They egg each other on to increasingly extreme outrages while the audience hiss and boo them like Alan Rickman playing the Sheriff of Nottingham in Robin Hood, and Ithamore’s scenes with fellow lowlifes Bellamira and Pilia-Borza, are very much played for pantomime laughs, including Pilia-Borza’s ridiculous sense of himself as tall and knightly when he is – according to Barabas – a gangling piece of war wreckage, and Bellamira’s absurd declarations of love.

Anyway, all this garish and crowd-pleasing comedy is why it’s not worth bothering with the play’s many inconsistencies and illogicalities, let alone considering it as a ‘moral analysis’ of anything.

The most glaring plot fault is the notion that Barabas is motivated entirely by revenge for being reduced to utter poverty… and yet by act 4 he is pretty much restored to his former position of super-wealth, having bought a house bigger than the governor’s and, as he tells the friars, once again having investments in ships bringing goods from round the Mediterranean. I.e. the real engine of his revenge has disappeared. It is a theatrical illusion, a motive which is required to quickly set the plot in motion and then just as quickly dropped.

As for the end, it is a wonderful piece of over-the-top theatrical sadism, a Hammer House of Horror, a London Dungeon level of populist, tub-thumping poetic justice, no doubt cheered to the rooftops by the very groundlings Barabas had been boasting to only minutes before.

Historical footnote – the Knights of St John and the Turkish threat

The Order of the Knights of Malta was founded in 1048, when a group of Christian merchants were given permission by the Egyptians to run a hospital in Jerusalem to care for Christian pilgrims travelling to the Holy City. The First Crusade captured Jerusalem in 1098 and the organisation running the hospital, by now called the Order of St. John of Jerusalem, expanded to provide armed escorts for pilgrims, becoming known as the Knights of the Order of St John of Jerusalem.

When the Holy Land fell to the Saracens in 1291, the Order of St John (popularly known as the Hospitallers) moved their
headquarters to the island of Cyprus, from which the order continued to protect pilgrims travelling to Palestine by sea.

The Knights bought the island of Rhodes in 1310. In 1523 the Ottoman Turks laid siege of the island and after six months, the Knights were forced to surrender but were permitted to leave Rhodes with full military honours.

Meanwhile, the island of Malta came into the ownership of the Crown of Aragon in 1282 and passed into the control of the Holy Roman Emperor. In 1530 the Emperor Charles V granted Malta to the Knights of St. John who had been forced to abandon Rhodes in 1523. From that point the order took the name by which it is most familiarly known, the Knights of Malta. These are the knights who are advising governor Ferneze in The Jew of Malta.

Malta was repeatedly besieged by the Ottoman Turks but never fell to them (as they repeatedly tried to capture Venice). It had been besieged in 1565, the year after Marlowe was born and 25 or so years before the play was performed. In 1569 the Ottomans captured Crete and in 1570 Cyprus. That said, the Turks’ seemingly unstoppable advance was stalled at the sea Battle of Lepanto, where an alliance of European powers defeated the Ottoman navy.

It’s worth pointing out that some 12,000 Christian slaves – of the 37,000 slaves chained in the Turkish galleys – were liberated during and after the battle. Not all slaves were black.

The Muslim Turkish threat to Europe was still very real during Marlowe’s lifetime. So Marlowe’s depiction of Ithamore isn’t picking on a helpless ‘minority’ but a caricature of a race who were threatening to seize control of the Mediterranean and invade Europe. It was as if, during the Cold War, a comic playwright created a fiendish Russian communist who took every opportunity to criticise and scheme against ‘capitalist running dogs’, ‘reactionary troglodytes’, ‘bourgeois pigs’ and so on.

Different values, ideologies and buzzwords – but the same basic structure that an overwhelming military threat to civilisation from the East was invoked and then neutralised through theatrical representation and, in this case, crude caricature.


Related links

  • The Jew of Malta This excellent website gives you a choice of reading the play script unencumbered by notes, or a very comprehensively annotated text full of fascinating facts.

Marlowe’s works

The Ottoman Endgame: War, Revolution, and the Making of the Modern Middle East, 1908–1923 by Sean McMeekin (2015)

This is a very good book, maybe the definitive one-volume account of the subject currently available.

McMeekin’s earlier volume, The Berlin-Baghdad Express: The Ottoman Empire and Germany’s Bid for World Power, 1898-1918, although full of solid history, was conceived and structured as an entertainment, using the erratic history of the Berlin to Baghdad railway project as a thread on which to hang an account of the German High Command’s attempt to raise a Muslim Holy War against her enemies, Britain and France, across the entire territory of the Ottoman Empire and beyond, into Persia and Afghanistan.

It had a chapter apiece devoted to the quixotic missions which the Germans sent out to try and recruit various Muslim leaders to their side, very much dwelling on the colourful characters who led them and the quirky and sometimes comic details of the missions – which, without exception, failed.

In Berlin to Baghdad book McMeekin had a habit of burying references to key historic events in asides or subordinate clauses, which had a cumulatively frustrating effect. I felt I was learning a lot about Max von Oppenheim, the archaeological expert on the ancient Middle East who was put in charge of Germany’s Middle East Bureau – but a lot less about the key events of the war in Turkey.

Similarly, as McMeekin recounted each different mission, as well as the various aspects of German policy in Turkey, he tended to go back and recap events as they related to this or that mission or development, repeatedly going back as far as the 1870s to explain the origin of each thread. I found this repeated going over the same timeframe a number of times also rather confusing.

This book is the opposite. This is the book to read first. This is the definitive account.

In 500 solid pages, with lots of very good maps and no messing about, following a strict chronological order, McMeekin gives us the political, military and diplomatic background to the Ottoman Empire’s involvement in the First World War, a thorough, authoritative account of those disastrous years, and of their sprawling aftermath through the disastrous Greco-Turkish War (1919-23) ending with the Treaty of Lausanne, signed in July 1923, which established the modern republic of Turkey and brought that troubled country’s decade of tribulations to an end.

McMeekin suggests that the bloody decade which stretched from the first of the two Balkan Wars in 1912/13 through to the final peace of the Greco-Turkish War as, taken together, constituting The War of The Ottoman Succession.

Gallipoli

This is the first detailed account of the Gallipoli disaster I’ve read, which clearly sets it in the wider context of a) the broader Ottoman theatre of war b) the First World War as a whole. I was a little shocked to learn that the entire Gallipoli campaign was in response to a request from Russian High Command to draw Ottoman troops away from the Caucasus, where the Russian High Command thought they were being beaten.

One among many bitter ironies is that the Russians were not, in fact, being defeated in the Caucasus, that in fact the Battle of Sarikamish (December 1914 to January 1915), which the Russian leadership panicked and took to be a rout, eventually turned into the worst Ottoman defeat of the war.

But the Russians’ panicky request to the British at Christmas 1914 was enough to crystallise and jog forward British ideas about opening a second front somewhere in Turkey. From a raft of often more practical options, the idea attacking and opening up the Dardanelles (so British ships could sail up to and take Constantinople, and gain access to the Black Sea) soon acquired an unstoppable momentum of its own.

Armenian genocide

As with Gallipoli, so McMeekin also presents the Armenian Genocide in the context of the bigger picture, showing, for example, how the Christian Armenians did rise up against their Ottoman masters in the eastern city of Van, and did co-operate with the attacking Russians to expel the Ottomans and hand the city over, and so did justify the paranoia of the Ottoman High Command that they had a sizeable population of fifth columnists living in potentially vital strategic areas.

For it was not only in the far East of the Empire, in Armenia, a fair proportion of the Armenian population of Cilicia, over on the Mediterranean coast, was also prepared to rise up against the Ottomans, if provided with guns and leadership from the British (pp.223-245).

So McMeekin’s measured and factual account makes it much more understandable why the Ottoman High Command – under pressure from the ongoing British attack at Gallipoli, and terrified by the swift advances by the Russians through the Caucasus – took the sweeping decision to expel all Armenians from all strategically sensitive locations.

None of this excuses the inefficiency they then demonstrated in rounding up huge numbers of people and sending them into the Syrian desert where hundreds of thousands perished, or the gathering mood of violent paranoia which seized local authorities and commanders who took the opportunity to vent their fear and anxiety about the war on helpless civilians, which led to localised pogroms, execution squads and so on. But it does help to explain the paranoid atmosphere in which such things are allowed to happen.

McMeekin emphasises that, once it saw what was happening on the ground, the Ottoman leadership then tried to moderate the expulsion policy and explicitly forbade the punishment of Armenians, but it was too late: at the local level thousands of administrators and soldiers had absorbed the simple message that all Armenians were ‘traitors’ and should be shown no mercy. The net result was the violent killing, or the starving and exhausting to death, of up to one and a half million people, mostly defenceless civilians, an event which was used by Allied propaganda at the time, and has been held against the Turks ever since.

Siege at Kut

Again, I was vaguely aware of the British army’s catastrophe at Kut, a mud-walled town a few hundred miles (230 miles, to be precise) up the Tigris river, where an entire British army was surrounded and besieged by a Turkish army, in a situation reminiscent of the Boer War sieges of Mafeking and Ladysmith (pp.263-270, 290-293).

But McMeekin’s account helps you see how the Kut disaster was a climax of the up-to-that-point successful campaign to seize the estuary of the Tigris and Euphrates rivers, the Shatt al-Harab, and to win towns as far north as Basra, Qurna and Amara.

He takes you into the British thinking strategic thinking behind the ill-advised decision to push on towards Baghdad, and explains why the Turks turned out to be better dug-in and better led around that city than we expected (p.269). There’s a fascinating thread running alongside the slowly building catastrophe, which was the extreme reluctance of the Russian commander in the field, General N.N. Baratov to come to our aid (pp.290-292).

In fact Russian tardiness / perfidy is a recurrent theme. We only mounted the Gallipoli offensive to help the bloody Russians, but when it ran into trouble and British leaders begged Russia to mount a diversionary attack on the Black Sea environs of Constantinople to help us, the Russians said the right thing, made a few desultory naval preparations but – basically – did nothing.

British take Jerusalem

Similarly, I vaguely knew that the British Army ‘took’ Jerusalem, but it makes a big difference to have it set in context so as to see it as the climax of about three years of on-again, off-again conflict in the Suez and Sinai theatre of war.

Early on, this area had seen several attempts by Germans leading Turkish armies, accompanied by Arab tribesmen, to capture or damage parts of the Suez Canal, which McMeekin had described in the earlier book and now tells again, much more thoroughly and factually. The capture of Jerusalem was the result of a new, far more aggressive British policy  of not just defending the canal, but of attacking far beyond it – known as the Southern Palestine Offensive of November to December 1917, carried out by the Egypt Expeditionary Force led by General Edmund Allenby.

Balfour Declaration

Similarly, the Balfour Declaration of November 1917. I knew about this but hadn’t realised how it was related to the Russian Revolution. Apparently, world Jewish opinion was split for the first three years of the war about who to support because:

  1. Zionism, as a movement, was actually an Austro-German invention, the brainchild of Austrian journalist Theodor Herzl
  2. the World Zionist Executive was based throughout the war in Berlin
  3. most powerfully, the Western democracies were allied with Russia which had, from time immemorial, been the traditional enemy of Jews and Judaism

But the overthrow of the Tsarist government, and the transition to what everyone hoped would be more liberal democratic rule, tipped the balance of world Jewish opinion, especially in America, where the money came from (pp.352-3), against the Central Powers. The Balfour Declaration was a pretty cynical attempt to take advantage of this shift in Jewish opinion.

The Russian Revolution

God knows how many histories of the Russian Revolution I’ve read, but it was fascinating to view the whole thing from the point of view of the Ottoman Empire.

1916 was actually a good year for the Russians in the Ottoman theatre of war. They won a series of sweeping victories which saw them storm out of the Caucasus and into Anatolia, seizing Van and then the huge military stronghold at Erzerum.

And McMeekin shows how, even as the central government in faraway Petrograd collapsed in early 1917, the Russian Black Sea navy under Admiral Kolchak, chalked up a series of aggressive victories, climaxing with a sizeable naval attack force which steamed right up to the Bosphorus in June 1917.

But the collapse of the Tsarist regime in February 1917 had led to slowly ramifying chaos throughout the army and administration, and the the arrival of Lenin in the capital in April 1917, with his simple and unequivocal policy of ending the war, sowed the seeds of the complete collapse of Russian forces.

McMeekin leaves you with one of those huge historical what-ifs: What if the Russian revolution hadn’t broken out when it did – maybe the Russians would have taken Constantinople, thus ending the war over a year early and permanently changing the face of the Middle East.

The best history is empowering

As these examples show, this is the very best kind of history, the kind which:

  1. lays out very clearly what happened, in a straightforward chronological way so that you experience the sequence of events just as the participants did, and sympathise with the pressures and constraints they were under
  2. and places events in a thoroughly explained context so that you understand exactly what was at stake and so why the participants behaved as they did

McMeekin is slow to judge but, when he does, he has explained enough of the events and the context that you, the reader, feel empowered to either agree or disagree.

Empowerment – and this is what good history is about. 1. It explains what happened, it puts it in the widest possible context, and it empowers you to understand what happened and why, so you can reach your own assessments and conclusions.

2. And it has another, deeper, empowering affect which is to help you understand why things are the way they are in the modern world, our world.

McMeekin explains that, on one level, the entire history of the later Ottoman Empire is about Russia’s relationship with Turkey and the simple facts that the Russians wanted:

  1. to seize all of European Turkey, most of all Constantinople, to reclaim it as a Christian city to be renamed Tsargrad
  2. to make big inroads into eastern Turkey, creating semi-independent states of Armenia and Kurdistan which would be Russian protectorates
  3. the net affects of 1 and 2 being to give Russia complete dominance of the Black Sea and easy access to the Mediterranean

This is the fundamental geopolitical conflict which underlies the entire region. The intrusion into bits of the Empire by the British (in Egypt, Palestine and Iraq) or the French wish to colonise Lebanon and Syria, are in a sense secondary to the fundamental Russo-Turkish conflict whose roots stretch back centuries.

Competition for the Caucasus

McMeekin covers the ‘scramble for the Caucasus’ in the Berlin-Baghdad book but, as with the rest of the subject, it feels much more clear and comprehensible in this version.

It’s the story of how, following the unilateral declaration of peace by the Bolsheviks, the Germans not only stormed across Eastern Europe, sweeping into the Baltic nations in the north and Ukraine in the south – they also got involved in a competition with the Turks for the Caucasus and Transcaucasus.

In other words the Ottoman Army and the German Army found themselves competing to seize Armenia, Georgia, Kurdistan and, above all, racing to seize Baku on the Caspian Sea, important not only for its strategic position, but because of the extensive oil fields in its hinterland.

The story is fascinatingly complex, involving a British force (led by General Dunster) which at one point held the city for 6 weeks (the British got everywhere!) but was forced to withdraw by boat across the Caspian as the hugely outnumbering Turks moved in – and a great deal of ethnic conflict between rival groups on the spot, specifically the native Azeri Muslims and the Christian Armenians.

Events moved very quickly. Local political leaders across the region declared the Transcaucasian Democratic Federative Republic which included the present-day republics of Azerbaijan, Georgia, and Armenia which existed from just April to May 1918, but the area around Baku was engulfed in ethnic violence – the so-called March Days massacres from March to April 1918 – and then in May 1918, the leading party in Baku declared independence as the Azerbaijan Democratic Republic.

Nice for them but irrelevant as the Ottoman Army then routed the British and seized the city in September 1918. And only a few years later, most of these countries were reinvented by the Bolsheviks as Socialist Soviet Republics strongly under the control of Moscow, as they would remain for the next 70 years till the collapse of the Soviet Union (so in this region, the Russians won).

The end of the Great War…

The race for Baku was just one example of the chaos which was unleashed over an enormous area by the collapse of the Russian state.

But for McMeekin, it was also an example of the foolishness of the main military ruler of the Ottoman Empire during the entire Great War, Enver Pasha, who over-extended the (by now) under-manned and under-armed Turkish army, by dragging it all the way to the shores of the Caspian in what McMeekin calls ‘a mad gamble’ (p.400) ‘foolish push’ (p.409).

This left the Anatolian heartland under-defended when it suffered attacks by the British from the north in Thrace, from the south up through Palestine, and in Iraq – not to mention the French landings in Cilicia and Lebanon on the Mediterranean coast.

The Empire was forced to sign the Armistice of Mudros with Great Britain on 30 October and Ottoman troops were obliged to withdraw from the whole region in the Caucasus which they’d spent the summer fighting for.

… was not the end of the fighting

The war between France and Britain and the Ottoman Empire theoretically ended with the Armistice of Mudros on 30 October 1918. But McMeekin’s book is fascinating because it shows how invasions, landings, fighting and massacres continued almost unabated at locations across the Empire.

Specifically, it was a revelation to me that the Allied decision to allow the Greeks to land troops in the city of Smyrna on the Aegean coast turned out to be the flashpoint which triggered the end of the Ottoman Empire.

Disgruntled Ottoman officers had been gathering in central Anatolia, away from Constantinople, now occupied by the Allies, who bitterly resented the way the civilian politicians were handing over huge tranches of the Empire to the Allies. These men rallied in Eastern Anatolia under Mustafa Kemal, who became the leader of the hastily assembled Turkish National Movement.

And thus began, as McMeekin puts it, one of the most remarkable and successful political careers of the twentieth century, the transformation of Mustafa Kemal from successful general into Father of his Nation, who was awarded the honorific Atatürk (‘Father of the Turks’) in 1934.

Big ideas

As always, when reading a history on this scale, some events or issues leap out as new (to me) or particularly striking. Maybe not the ones the author intended, but the ones which made me stop and think.

1. The First World War ended in Bulgaria

Brought up on the story of the trenches, I tend to think of the war ending because the German Spring offensive of 1918 broke the Allied lines and advanced 25 miles or so before running out of steam, at which point the Allies counter-attacked, pushing the Germans back to their original lines and then ever-backwards as more and more German soldiers deserted and their military machine collapsed. That’s how it ended.

I knew that Bulgaria had surrendered to the Allies as early 24 September and that that event had had some impact on German High Command, but it is fascinating to read McMeekin’s account which makes the end of the First World War all about the Balkans and Bulgaria.

The British had had a large force (250,000) defending Macedonia and the approach to Greece from Bulgaria, which was allied with Austria and Germany. But the Bulgarians were fed up. In the peace treaties imposed on the new Bolshevik Russian government in May 1918 the Bulgarians got hardly any territory. When the Germans advanced into Ukraine the Bulgarians received hardly any of the grain which was seized. The Bulgarians are Slavs and so there was widespread sympathy for Russia while many ordinary people wondered why their young men were fighting and dying for Germany. And there was abiding antagonism against the Ottomans, their supposed ally, who Bulgaria had had to fight to free itself from and had fought against in the Balkan Wars of 1912-13.

All this meant that when an aggressive new French general, Louis Félix Marie François Franchet d’Espèrey, arrived to take command of Allied army in Macedonia, and sent exploratory probes against the Bulgarian line, discovered it was weak, and then unleashed a full frontal assault in the Vardar Offensive of September 1918, that the Bulgarian army and state collapsed.

The Bulgarian army surrendered, mutinied, part even declared an independent mini-republic, and the Bulgarian government was forced to sue for peace on 24 September 1918. When he heard of the Bulgarian surrender, the supreme leader of the German Army, Ludendorff, said they were done for. The Turkish generalissimo, Enver Pasha, said we’re screwed.

The collapse of Bulgaria gave the Allies command of the Balkans, allowing the channeling of armies south-east, the short distance to capture Constantinople, or north against the vulnerable southern flank of Austro-German territory.

In McMeekin’s account, the collapse of Tsarist Russia was certainly a seismic event but it didn’t, of itself, end the war.

The trigger for that event was the surrender of Bulgaria.

2. East and West

Another of the Big Ideas to really dwell on is the difference between the First World War on the Western Front and on the other theatres of war – the Eastern Front in Europe, but also all the warzones in Ottoman territory, namely Gallipoli, the Black Sea, Suez, Mesopotamia, Persia and the Caucasus.

Any English person brought up, like me, on the history and iconography of the Western Front, with its four-year-long stalemate and gruelling trench warfare, will be astonished at the dynamism and tremendously changing fortunes of the combatants on all the other fronts I’ve just listed.

Not only that, but events in the East were intricately interlinked, like a vast clock.

Thus it is one thing to learn that Serbia, the cause of the whole war, which Austria-Hungary had threatened to demolish in the first weeks of the war, was not in fact conquered until over a year later, in November 1915. So far, so vaguely interesting.

But it took my understanding to a whole new level to learn that the fall of Serbia to the Central Powers was the decisive event for Gallipoli. Because, while Serbia was holding out, she had prevented the Germans from shipping men and material easily down through the Balkans to their Ottoman ally. Once Serbia fell, however, the transport routes to Turkey were open, and this was the last straw for strategists in London, who realised the bad situation of the Allied troops stuck on the beaches of the Dardanelles could only deteriorate.

And so the decision to abandon the Gallipoli campaign and remove the troops from the beaches.

This is just one example from the many ways in which McMeekin’s account helps you see how all of these events were not isolated incidents, but how, all across the region from Libya in the West to the Punjab in the East, from the Balkans via Palestine to Suez, across Syria, down into Arabia, or up into the snowy Caucasus mountains, events in one theatre were intricately connected with events in all the others – and how the entire complex machinery was also influenced by events on the immense Eastern Front to their north, which ran from the Baltic to the Black Sea.

Basically, the First World War in Eastern Europe and the Middle East, was vastly more complicated, dynamic and interesting than the war in the West. And also pregnant with all kinds of long-running consequences.

3. The ends of wars are incalculably more complex than the beginnings

Real peace didn’t come to Turkey till 1923. In this regard it was not unlike Germany which saw coups and revolutions through 1919, or the vast Russian Civil War which dragged on till 1922 and included an attempt to invade and conquer Poland in 1920, or the political violence which marred Italy until Mussolini’s black shirts seized power in 1922.

Across huge parts of the world, violence, ethnic cleansing and actual wars continued long after the Armistice of November 1918. In fact McMeekin goes so far as to describe the Battle of Sakarya (23 August to 12 September 1921) as ‘the last real battle of the First World War (p.456).

Thus the book’s final hundred pages describe the long, complex, violent and tortuous transformation of the Ottoman Empire into the Turkish Republic, a story which is riveting, not least because of the terrible decisions taken by Prime Minister David Lloyd George, often against the advice of his entire cabinet, namely:

  1. to allow the Greek Army to occupy Smyrna, which led to riots, massacres, and outrage right across Turkey
  2. to occupy Constantinople on March 20 1920 – I had no idea British warships docked in the harbour, and British soldiers backed by armoured cars set up control points at every junction, erecting machine-gun posts in central squares – God, we got everywhere, didn’t we?

And bigger than both of these, the folly of the Allies’ approach of imposing a humiliating peace without providing the means to enforce it.

That said, America also played a key role. Much is always made of the Sykes-Picot Plan to divide the Ottoman Empire up between Britain and France, but McMeekin goes to great pains to emphasise several massive caveats:

1. Sazonov That, when it was drawn up, in June 1916, the Sykes-Picot Plan was largely at the behest of the pre-revolutionary Russian government which had more interest in seizing Ottoman territory than the other two combatants, so the plan ought, in McMeekin’s view, to be called the Sazonov-Sykes-Picto Plan because of the dominant influence of Russian Foreign Minister, Sergei Sazonov.

2. Sèvres I was astonished to see that the Treaty of Sèvres (imposed on the new Turkish government in May 1920, reluctantly signed in August 1920) handed a huge amount of territory, the bottom half of present-day Turkey, to Italy – in fact pretty much all the contents of the Treaty of Sèvres are mind-boggling, it enacted ‘a policy of forcefully dismembering Turkey’ (p.447). As McMeekin brings out, a document better designed to humiliate the Turks and force them into justified rebellion could barely be imagined.

Map showing how the Ottoman Empire was carved up by the Treaty of Sèvres, not only between the French and British, but the Italians, Greeks and Russians as well (Source: Wikipedia, author: Thomas Steiner)

3. States That the key player in the final year of the war and the crucial few years after it, was the United States, with some plans being drawn up for America to hold ‘mandates’ over large parts of the Ottoman Empire, namely Palestine, Syria, Mesopotamia. Given a choice the native populations wanted the Americans in charge because they thought they would be genuinely disinterested unlike the colonial powers.

Here, as across Central Europe, it was a great blow when, first of all Woodrow Wilson had a stroke which disabled him (October 1919), and then the American Congress refused to ratify the Treaty of Versailles or join the League of Nations.

As the chaos continued, and as David Lloyd George listened to his influential Greek friends and supported a Greek army invasion of Smyrna on the Turkish coast (with its large Greek population), and then its pushing inland to secure their base, only slowly did I realise McMeekin was describing events which are nowadays, with hindsight, referred to as the Greco-Turkish War of 1919–1922.

I had no idea the Greeks penetrated so far into Anatolia.

Map of the Greco-Turkish War, blue arrows showing the advance of the Greek Army into undefended Anatolia and coming within 50 miles of the new Turkish capital at Ankara before being halted at the Battle of Sakarya (source: Wikipedia, author: Andrei Nacu)

And no idea that the Greeks were encouraged to the hilt by David Lloyd George right up until it began to look like they would lose after their advance was halted by the vital Battle of Sakarya just 50 miles from Ankara.

Nor that the Greeks then forfeited the backing of the French and British and world opinion generally, by the brutality with which they pursued a scorched earth policy in retreat, torching every town and village and railway and facility in their path, also committing atrocities against Muslim Turkish civilians. It’s gruelling reading the eye-witness descriptions of destroyed villages, raped women, and murdered populations. What bastards.

Mustafa Kemal’s impact on Britain

It was a revelation to me to learn that, once Kemal’s Turkish army had driven the Greeks back into the sea and forced the evacuation of Smyrna, and with his eastern border protected by a rock-solid treaty he had signed with Soviet Russia, Kemal now turned his attention to the Bosphorus, to Constantinople, and to Thrace (the thin strip of formerly Turkish territory on the northern, European side of the Straits), all occupied by (relatively small) British forces.

It was news to me that Lloyd George, backed by Winston Churchill, was determined that Kemal would not have either Constantinople or the Straits back again, and so a) wrote to the premiers of Australia, Canada, New Zealand and South Africa asking them to contribute forces to a second defence of Gallipoli – they all said No – and b) the British public were by now so sick of the war in Turkey, and war generally, that they, and all the newspapers, roundly called for an end to British involvement – STOP THIS NEW WAR! shouted the Daily Mail.

And that it was this crisis which caused the collapse of the coalition government which had ruled Britain and the Empire since 1916.

The Conservatives abandoned the coalition, it collapsed, the Liberals split into two factions and the election of October 1922 resulted in not only a Conservative victory (344 seats) but the Labour Party emerging for the first time as the largest opposition party (142 seats), with the two factions of the Liberal party knocked into third and fourth place. The Liberals, even when they finally recombined, were never to regain the power and influence they enjoyed throughout the nineteenth century.

Thus, McMeekin points out with a flourish, Mustafa Kemal had not only divided the wartime Alliance (the French wanted nothing to do with Lloyd George’s foolish support for the Greeks) and atomised the Commonwealth (all those white Commonwealth countries refusing to help the Old Country) but ended the long history of the Liberal Party as a party of power.

Fascinating new perspectives and insights

Conclusion

Nowadays, it is easy to blame the usual imperialist suspects Britain and France for all the wrongs which were to beset the Middle East for the 100 years since the Treaty of Lausanne finally finalised Turkey’s borders and gave the rest of the area as ‘mandates’ to the victorious powers.

But McMeekin, in his final summing up, is at pains to point out the problems already existing in the troubled periphery – there had already been two Balkan Wars, Zionist immigration was set to be a problem in Palestine no matter who took over, Brits, Russians or Germans – Arabia was already restless with the Arab tribes jostling for power – Mesopotamia had been a hornet’s nest even during Ottoman rule, with the Ottoman authorities telling non-Muslims never to visit it. All this before you get to the smouldering cause of Armenian independence.

All these problems already existed under the last years of Ottoman rule, the British and French didn’t invent them, they just managed them really badly.

Ataturk’s achievement was to surgically remove all these problems from Ottoman control and delegate them to the imperial powers. He was clever, they were dumb, inheriting insoluble problems. He created an ethnically homogenous and ‘exclusionary state’ whose borders have endured to this day.

As a very specific example, McMeekin cites Kemal’s readiness to hand over the area around Mosul to British control, even though he was well aware of its huge oil deposits. He made the very wise assessment that the benefit of the oil would be outweighed by the disruptive issues he would inherit around managing the ethnic and religious conflicts in the region (between Kurds and Arabs, between Sunni and Shia Muslims). And indeed, the low-level conflicts of the region are alive and kicking to this day.

The Allies for 25 years struggled to rule Palestine, Arabia, Syria, Iraq and eventually withdrew in various states of failure. McMeekin’s mordant conclusion is that the ‘the War of the Ottoman Succession rages on, with no end in sight’ (p.495, final sentence).

For the clear and authoritative way it lays out its amazing story, and for the measured, deep insights it offers into the period it describes and the consequences of these events right up to the present day, this is a brilliant book.


Related reviews

Other blog posts about the First World War

Books

Histories

Memoirs and fiction

Art & music

The Byzantine Empire

Which describe the first arrival of the Seljuk Turks in the region, their conquest of Anatolia, Byzantine territory and, finally, Constantinople itself.

The Berlin-Baghdad Express: The Ottoman Empire and Germany’s Bid for World Power, 1898-1918 by Sean McMeekin

Memorandum on revolutionizing the Islamic territories of our enemies (Title of a paper written in October 1914 by German archaeologist and Orientalist Max von Oppenheim which argued for enlisting the Sultan of the Ottoman Empire to call on the world’s Muslims to engage in a Holy War or jihad against the colonial powers, France and Great Britain)

This is a colourful and entertaining book about Germany’s military and diplomatic involvement with the Ottoman Empire in the decades leading up to, and then during, the Great War of 1914 to 18.

Kaiser Wilhelm’s enthusiasm for Islam

The first 80 pages or so provide background, describing Kaiser Wilhelm’s first state visit to Turkey in 1889 when he met the reigning Sultan, Abdul Hamid II, and his second visit in 1898 when Wilhelm grandiosely rode into Jerusalem through a breach specially made in its walls.

And they detail the very slow progress made on an ambitious commercial scheme to extend the railway line which already stretched from Hamburg on the Baltic Sea via Berlin to Constantinople, onwards across Anatolia, Syria and Iraq, to Baghdad and thence onto the Persian Gulf at Basra.

This railway project – to create a Berlin to Baghdad Railway – the focus of the opening 70 or 80 pages, although described in detail with lots of facts about the funding, selling bonds on various stock markets, the setting up of companies, the engineering challenges and so on – is really only a pretext or way in to the wider story about German-Ottoman relations, and how cultural, economic and political factors drew the two countries closer together in the years leading up the Great War.

McMeekin describes the Kaiser’s over-excitable whims and enthusiasms. One of the most notorious of these saw Wilhelm make a speech at Saladin’s tomb in Damascus on the 1898 trip, when he declared himself and his Reich a friend to the world’s 300 million Muslims. In private letters he announced that Islam was superior to Christianity, he was intoxicated by his visits and his receptions… only to largely forget his enthusiasms once he was back in Berlin.

German High Command develops an Eastern strategy

But key elements in the German diplomatic and military didn’t forget; they built on this new idea of expanding German influence down through the Balkans into the Middle East. Germany’s European rivals, France and Britain, already had extensive empires with territories all round the world. Even the Dutch and the Italians had farflung colonies.

It was true the Germans had grabbed a few wretched bits of Africa during the notorious scramble for that continent in the 1880s, but now German strategists realised that extending her influence south and east, through the Balkans and into the Middle East was:

  1. a far more natural geographical extension of Germany’s existing territory
  2. fed into all kinds of cultural fantasies about owning and running the origins of Western civilisation in Babylon, Jerusalem and so on
  3. and offered the more practical geopolitical goals of:
    • forestalling Russian expansion into the area, via the Balkans or the Caucasus
    • breaking up the British Empire by seizing control of its most vital strategic asset, Suez Canal, and sparking an uprising of the tens of millions of ‘oppressed’ Muslim subjects of the British, specifically in British India

So the book isn’t at all a dry and dusty account of German-Ottoman diplomatic relations from 1889 to 1918 (although it does, by its nature, contain lots of aspects of this).

It is more a description of this GRAND VISION which entranced generations of German political and military leaders and a score of German entrepreneurs, spies and adventurers, a VISION which inspired official reports with titles like Overview of Revolutionary Activity We Will Undertake in The Islamic-Israelite World and Exposé Concerning The Revolutionising of The Islamic Territories of Our Enemies, a VISION of Germany sparking and leading a Great Uprising of Islam which would overthrow the British Empire and… and…

Well, that was the problem. The Big Vision was intoxicating, but working out the details turned out to be more tricky.

Apparently, there’s controversy among historians about whether the German leadership had any kind of conscious plan to raise the Muslim East against the British before the First World War broke out in August 1914. But once war was declared, a combination of German military and diplomatic officials were dispatched to the Ottoman Empire along with a colourful cast of freelance archaeologists and regional experts who fancied themselves as spies and provocateurs. These all give McMeekin the raw material for a book full of adventures, mishaps, farcical campaigns, ferocious Young Turks and double-dealing Arab sheikhs.

The book proceeds by chapters each of which focuses on an aspect of the decades building up to the First World War, then on specific historical events during 1914 to 18, or on leading personalities, often repeating the chronology as he goes back over the same pre-war period to explain the origins of each thread or theme. Topics covered include:

  • the brutal reign of Sultan Abdul Hamid II (1876 to 1909) which combined attempts to modernise the Ottoman Empire with some notorious repressions of Armenians calling for independence, specifically the Hamidian Massacres of 1893 during which up to 300,000 Armenians were killed and which earned Hamid the nickname ‘the Bloody Sultan’
  • the revolution of the Young Turks who overthrew Abdul Hamid, and replaced him with a more compliant ruler during a series of complex events stretching from 1908 into 1909
  • the complex diplomatic manouevring which followed the outbreak of the war in 1914 by which the Central Powers (Germany and Austro-Hungary) tried to persuade the Young Turk government to take the Ottoman Empire in on their side
  • the intricate tribal rivalries in Arabia between fiercely rival tribes such as the ibn Saud, the Ibn Rashid of the Shammar, An-Nuri’s Rwala bedouin and so on

Why the Ottoman Empire joined the First World War

And of course, some time is spent explaining why the Ottomans did, eventually, come into the war, by launching an attack on Russian ports in the Black Sea on 29 October 1914, although their reasons aren’t  hard to grasp. The Ottomans:

  1. resented French incursions into Lebanon and Syria
  2. really disliked the ongoing British ‘protectorate’ over Egypt (established in the 1880s) and encroaching British influence in Arabia and the Persian Gulf
  3. and very much feared the permanent threat of attack from Russia, their historic enemy, whose military chiefs and right-wing hawks harboured a long-standing fantasy about invading right down through the (mostly Slavic) Balkans and conquering Constantinople, restoring it as an Orthodox Christian city

This sense of being beset by enemies was steadily compounded through the 1900s as first France and Britain signed an Entente (the Entente Cordiale, 1904), and then Britain reached out to Russia to create the Anglo-Russian Entente of 1907, thus creating what became known as the Triple Entente.

Compared to these three known and feared opponents who were slowly drawing together, the Germans were a relatively unknown quantity who, led by the Kaiser’s impulsive gushing enthusiasm for Islam, and combined with the Germans’ undoubted a) money b) engineering abilities, made them welcome partners in not only building the railway but trying to rejuvenate the crippled Ottoman economy.

The Ottoman Caliph proclaims fatwas against the infidel

But the Germans didn’t just want the Ottomans as military allies. They saw huge potential in getting the Sultan, in his capacity as Caliph of the Muslim world, to raise the entire Muslim world in a Holy War against the infidel… well… the British and French infidel, not the German or Austrian infidel. Maybe the Italian infidel too, although at this early stage of the war nobody knew which side Italy would come in on (Italy entered the First World War on 23 May 1915 on the side of the Entente Powers).

So McMeekin details the diplomatic shenanigans (and the bribes, always the bribes) which led up to the great day, Wednesday November 11th, 1914, when Shaykh al-Islam Ürgüplü Hayri, the highest religious authority of the caliphate in Constantinople, issued five fatwas, calling Muslims across the world for jihad against the Entente countries (Britain, France, Russia) and promising them the status of martyr if they fell in battle.

Three days later, in the name of Sultan-Caliph Mehmed V, the ‘Commander of the Faithful’ (the puppet caliph who had been put in place by the Young Turk government) the decree was read out to a large crowd outside Constantinople’s Fatih Mosque and then huge crowds carrying flags and banners marched through the streets of the Ottoman capital, calling for holy war. Across the Ottoman Empire, imams carried the message of jihad to believers in their Friday sermons, and so on.

This was a seismic even and it had been very expensive – McMeekin calculates German payments to the Young Turk government of £2 million of gold, a loan of £5 million more, and massive shipments of arms on credit to persuade them to join the German side (p.233).

Missions and characters

OK, so now the Germans had gotten the highest authority in the Muslim world to issue a holy order to rise up against the infidel (the British and French infidel, that is), now all that was needed was to organise and lead them. Simples, right?

The book devotes a chapter apiece to the missions of a number of idiosyncratic German adventurers who were sent out by the German military authorities to recruit Muslim allies in their fight against the allies.

Key to the whole undertaking was Max von Oppenheim, archaeologist and Orientalist who, in October 1914, had published a Memorandum on revolutionizing the Islamic territories of our enemies which argued for enlisting the Sultan to call on the world’s Muslims to engage in a Holy War against Germany’s enemies, France and Britain. Seeing the possibilities, the German High Command set up an Intelligence Bureau for the East in Berlin and made Oppenheim its head.

From this position Oppenheim helped plan, equip and select the personnel for a series of missions to be led by noted German archaeologist / linguists / explorers all across the Muslim world, with a view to raising it against the British (the French Muslim colonies of the Maghreb are mentioned a few times but were too far West along North Africa to be of any strategic importance to the European war).

These colourful expeditions included:

  • the mission given the ethnologist and archaeologist Leo Frobenius to stir up the Muslims of Abyssinia and Sudan against the British (pages 145 to 151)
  • the mission led by Austrian orientalist and explorer Alois Musil to recruit the bedouin of Arabia to the German cause (pages 154 to 165)
  • an ill-fated military campaign of Turks and Arabs to try and capture the Suez Canal, led by Freiherr Friedrich Kress von Kressenstein, which was badly mauled by the British defenders (pages 167 to 179)
  • Max Oppenheim’s own negotiations with Feisal, son of Hussein, Sherif of Mecca, to recruit the guardian of the Muslim Holy Places onto the German side (pages 191 to 195)
  • the mission of Captain Fritz Klein to the leader of the Shia world, Sheikh Ali el Irakein, the Grand Mufti of Karbala in modern-day Iraq, ‘to spread the fires of Ottoman holy war to the Gulf’ (pages 203 to 208)
  • the even more ambitious mission of Oskar von Niedermayer to the Emir of Afghanistan, with a view to recruiting a force which could invade North-West India through the Khyber Pass and raise all the Muslims of India in rebellion against their imperial masters (pages 209 to 229)

Several things emerge very clearly from McMeekin’s detailed accounts of each of these missions, and slowly dawned on the German High Command:

1. The Muslim world was the opposite of united; it was surprisingly fragmented.

2. The Germans were disconcerted to discover that none of the Arabs they met gave a toss what the Turkish Sultan-Caliph declared in faraway Constantinople. In fact, on one level, the ineffectiveness of the Sultan-Caliph’s call to arms ending up emphasising his irrelevance to most Muslims and, in a roundabout way, undermining the authority of the Ottoman Empire as a whole over its non-Turkish subjects (p.258).

3. Again and again, in different contexts, different German emissaries made the same discovery – that the Turks and the Arabs distrusted or even hated each other.

4. When it came to fighting the Germans could trust the Turks but not the Arabs. At Gallipoli the Arab regiments ran away, and had to be replaced by Turks, who held the line under the brilliant leadership of Mustafa Kemal’ (p.189). As soon as the shooting started during the Turco-German attack on the Suez Canal (3 February 1915), all the bedouin who had been so carefully recruited, turned tail and fled, followed by all the Arab conscripts in the Turkish ranks (p.177). The Turks didn’t trust any of the Arab regiments in their army, and made sure they were all led by Turkish officers.

5. All the Arabs were only in it for the money: whether it was the Arabian bedouin, the north African Arabs of Libya or Sudan, the Shia ruler in Karbala or the Emir of Afghanistan, all of them were currently being subsidised by the British and often their people were being supplied with grain and basic foodstuffs by the British. Therefore, the Germans found themselves having to outbid the British subsidies and handing over eye-watering amounts of money. The Emir of Agfhanistan demanded an annual payment of $15,000 before he signed up with the Germans. Ibn Rashid, headman of the Shammar tribe, had negotiated payment from Turkey of 50,000 rifles, a one-off bribe of 15,000 Turkish pounds (worth $20 million today), a luxury car and a monthly stipend of 220 Turkish pounds – but all that didn’t prevent him carrying out secret negotiations with the French to see if he could get a better deal out of them (p.163). And the Emir of Afghanistan demanded a lump sum of £10 million, the equivalent of $5 billion today, before he signed a treaty allying himself to the Central Powers on 24 January 1916 (p.228).

Gallipoli and the Armenian genocide

The book covers a couple of the best known episodes of the Great War in the Middle East, namely:

  • the catastrophic Gallipoli Campaign, February 1915 to January 1916 (pages 180 to 190)
  • the Armenian genocide, April 1915 to 1917 (pages 241 to 258)

But McMeekin is not interested in presenting comprehensive factual accounts of either. Plenty of other books do that. Both disasters feature in his account only insofar as they affected German plans and policies.

For example, from a German perspective, the main aspects of the Armenian genocide were that:

  1. it could be used by Western propagandists against the German war effort
  2. most of the skilled labour on the still-unfinished Baghdad railway was Armenian, and when they were rounded up and sent off to the wild interior of Anatolia, it deprived the Germans of their main labour force

Which is why the German authorities made complaints all the way up the chain of command until the Head of the German General Staff himself made a formal complaint to the Young Turk government, pointing out that elimination of the Armenian workers was hampering work on the railway which was still – in 1915 – seen as of key strategic importance in carrying arms and ammunition to the Arab Muslims in Mesopotamia or the Gulf so they could rise up against British influence in the region.

The symbolism of the Berlin to Baghdad railway

The Berlin to Baghdad railway which dominated the first 70 or 80 pages of the book thereafter disappears from view for long stretches. As and when it does reappear, it snakes its way through the narrative as a symbol of the tricky and ultimately unworkable relationship between the Reich and the Ottoman Empire (the railway was still not completed in 1918, when the war ended in German and Ottoman defeat).

But the railway also stands as a symbol of McMeekin’s strategy in this book, which is to approach an enormous subject via entertaining episodes, a multifaceted crab-like methodology.

This isn’t at all dry, factual and comprehensive account of Germano-Turkish diplomatic and military relations in the years leading up to, and then during, the First World War.

It is more a collection of themes and threads, each chapter focusing on a particularly exciting episode (ranging from the very well known like Gallipoli through to the relatively obscure, such as Niedermayer’s gruelling trek to distant Afghanistan) and McMeekin deliberately presents them in a popular and almost sensational style, emphasising the personal quirks of his protagonists.

We learn that leading German Orientalist Max von Oppenheim built up a collection of some 150 traditional Turkish costumes, that the Emir of Afghanistan owned the only motor car in his country, a Rolls Royce, that the leader of the military mission to the Ottomans, Liman von Sanders was partly deaf which explained his aloof, distracted manner, and so on. Wherever he can, McMeekin adds these personal touches and colourful details to bring the history to life.

The end of the war

McMeekin’s account of the end of the war feels different from the rest of the book. Up till now we had spent a lot of time getting to know Max von Oppenheim or Liman von Sanders or Young Turks like Enver Bey or Mehmed Talaat, leading ambassadors in Constantinople, Arabs like Feisal of Mecca or non-Arab Muslims like the Emir of Afghanistan. It had, to a surprising extent, been quite a human account, I mean it focuses on individuals that we get to know.

The end of the war in the Ottoman Empire completely changes the scope and scale and tone because, to understand it, you have to fly up to take a vast, God-like overview of the conflict. McMeekin has to explain the February revolution in Russia, how and why the Russian offensives of the summer failed and were pushed back, the dazzling success of the German scheme to send Lenin to St Petersburg in a sealed train, the success of the Bolshevik coup in October, Lenin’s unilateral declaration of peace, the long drawn out peace negotiations at Brest-Litovsk – all the while describing the impact of these increasingly fast-moving developments on the main front between the Ottoman Empire and the Russians, located in the Caucasus.

In other words, the last 60 or so pages of the book cease to have the colourful and sometimes comic tone of the earlier accounts of German adventurers and two-faced Arab sheikhs, and become something much more faceless, high-level and brutal.

And complex. The fighting in the Caucasus involved not just the Russians and Turks, but a large number of other nationalities who all took the opportunity of the Russian collapse to push their hopes for independence and statehood, including the Georgians, the Armenians, the Kurds, the Azerbaijanis and many others. I can tell I’m going to have to reread these final sections to get my head round the chaos and complexity which carried on long after the supposed peace treaties had been signed…

Two big ideas

1. Bismarck had made it a lynchpin of his foreign policy to maintain the Holy Alliance first established as far back as 1815 at the Congress of Vienna and promoted by the Austrian diplomat, Metternich during the first half of the nineteenth century.

The Holy Alliance bound together the three Central and East European autocracies, Prussia (and its successor state, Germany), Austria-Hungary and Russia. According to McMeekin, within weeks of sacking Bismarck (in 1890), the cocky young Kaiser rejected overtures from Russia to renew Germany and Russia’s understanding, determined to throw out everything the boring old man (Bismarck) had held dear, and to embark on new adventures.

The impact on Russia was to make her even more paranoid about the ambitions of Germany and Austria in ‘her’ backyard of the Balkans – shutting down lines of communication which might have contained the Balkan Crises of the 1910s – and made Russia cast around for other alliances and, in the end, improbably, forge an alliance with the ditziest of the western democracies, France.

All this was explained on page ten and struck me as the most fateful of all the Kaiser’s mistakes and, in a sense, the key to everything which came afterwards.

2. After the peace treaties are finally signed, McMeekin presents an epilogue, which goes on for a long time and develops into a complicated argument about the links between Wilhelmine Germany’s encouragement of an anti-western, anti-Christian and anti-Jewish jihad – which his book has described at some length – and the rabid anti-Semitism which emerged soon after the German defeat of 1918, and which carried on getting evermore toxic until the Nazis came to power.

This strikes me as being a complex and controversial subject which probably merits a book of its own not a hurried 20-age discussion.

But before he goes off into that big and contentious topic, McMeekin makes a simpler point. Modern Arabs and Western Liberals like to blame the two colonial powers, Britain and France, for everything which went wrong in the Arab world after the collapse of the Ottoman Empire in the years after the Great War ended, and obviously there is a lot to find fault with.

But this over-familiar line of self-blame among Western liberals completely omits, ignores, writes out of history, the baleful impact of the prolonged, deep (and very expensive) engagement of Wilhelmine Germany with the Ottoman Empire – with Arabs from Tunisia to Yemen, with the Muslim world from Egypt to Afghanistan. And the fact that it was the Germans who went to great lengths to summon up jihad, to set the Muslim world on fire, to create murderous hatred against Westerners and Europeans, and at the same managed to undermine the authority of the Turkish Caliphate, the one central, stabilising authority in the Muslim world.

Summary

So if there’s one thing The Berlin-Baghdad Express sets out to do, and does very well, it is to restore to the record the centrality of the role played by the Germans in the downfall of the Ottoman Empire, and the long-term legacy of German influence across the Middle East.


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