Empire Lite: Nation-Building in Bosnia, Kosovo and Afghanistan by Michael Ignatieff (2003)

Nobody likes empires but there are some problems for which there are only imperial solutions. (p.11)

Nations sometimes fail, and when they do only outside help – imperial help – can get them back on their feet. (p.106)

A bit of biography

In the 1990s Ignatieff managed to combine being a tenured academic, a journalist making extensive foreign trips, and a TV presenter. Without planning it, Ignatieff fell into a rhythm of publishing every 2 or 3 years short books chronicling the unfolding of the failed states he visited, and the chaos which engulfed some countries after the end of the Cold War.

These short but engaging studies build up into a series of snapshots of the new world disorder unfolding through the 1990s and into the post 9/11 era, mixed with profound meditations on the morality of international affairs and humanitarian intervention:

  • Blood and Belonging: Journeys Into the New Nationalism (1994)
  • Warrior’s Honour: Ethnic War and the Modern Conscience (1997)
  • Virtual War: Kosovo and Beyond (2000)
  • Empire Lite: Nation-Building in Bosnia, Kosovo and Afghanistan (2003)
  • The Lesser Evil: Political Ethics in an Age of Terror (2004)
  • The Ordinary Virtues: Moral Order in a Divided World (2017)

Ignatieff’s disappearance from British TV and radio around 2000 is explained by the fact that he moved  from London to America to take up a post at Harvard. The gap in the sequence of books listed above is explained by the fact that in 2005 he was persuaded to stand as an MP in the Canadian parliament, that in 2006 was made deputy leader of the Canadian Liberal Party and in 2009 became Liberal Party leader. Under his leadership the Liberals lost badly in the election of 2011 and Ignatieff quit as party leader. He went back to teaching at university, in betweentimes undertaking extended trips to eight non-Western nations which form the basis of his most recent book, The Ordinary Virtues published in 2017.

Empire Lite: Introduction

Three of the four chapters in this book started out as magazine articles published in 2002, so very soon after the seismic shock of 9/11. The premise of the book as a whole is that America is an empire which refuses to acknowledge the fact.

The Americans have had an empire since Teddy Roosevelt, yet persist in believing they do not. (p.1)

But America is not like any previous empire, it doesn’t have direct control of colonies, it is an ’empire lite’, which Ignatieff defines as:

hegemony without colonies, a global sphere of influence without the burden of direct administration and the risk of daily policing. (p.2)

Nonetheless, America is the only global superpower, spends a fortune on an awesome array of military weapons and resources, and uses these ‘to permanently order the world of states and markets according to its national interests’ (p.2). Imperial activities.

In this book Ignatieff sets out to look at the power and, in particular, the limits of America’s informal empire by looking at three locations he knows well and has covered in previous books, in former Yugoslavia and Afghanistan. Previously he has covered states collapsing into anarchy and attempts to bring peace, now he moves on. This book:

deals with the imperial struggle to impose order once intervention has taken place. (p.vii)

It focuses on the dilemma that many states in the modern world are failed or failing and some kind of intervention is emphatically required – and yet intervention is dogged with problems, notably:

  • the practical limitations of what can be achieved
  • the tension between what the intervening power (almost always America) wants to achieve, and the wishes of the local population

After 9/11

This book was written during the year following the 9/11 terrorist attacks on America, after George Bush had declared a ‘War on Terror’, and just as America was limbering up to invade Iraq and overthrow Saddam Hussein on the controversial pretext of confiscating his weapons of mass destruction. This book was completed and sent to the publishers in January 2003 and the invasion of Iraq began on 20 March 2003.

In other words it was conceived and written in a very different climate of opinion than his pre-9/11 works and 9/11 dominates its thinking. Ignatieff says ‘the barbarians’ have attacked the imperial capital and now they are being punished.

And yet he warns that the ‘War on Terror’ may turn into a campaign without end. He quotes Edward Gibbon who, in his history of the Decline and Fall of the Roman Empire, attributes the fall to what is nowadays called ‘overstretch’, trying to extend imperial control to regions beyond its natural borders. The Americans cannot control outcomes everywhere. This book sets out to examine the ragged edges where American hegemony reaches its limits.

Ignatieff says the terrorists who attacked on 9/11 co-opted grievances and the rhetoric of Islam into an unabashed act of violence. Violence first, cause later. What is worrying is the huge wave of support they garnered in parts of the Islamic world which feels it has been oppressed and humiliated for generations. It’s not just the obvious example of the Palestinians, oppressed by America’s client state Israel (Ignatieff mentions the pitiful inadequacy of the 1990 ‘peace treaty’ which set up the Palestinian Authority) but of dissident voices all across the Arab world.

9/11 highlighted the limitations of American control in Islamic states. America has poured billions of dollars into Saudi Arabia and Pakistan and yet Osama bin Laden was a Saudi and the Pakistanis founded, trained and supervised the Taliban which was giving Al Qaeda hospitality at the time of the attacks. And, as we have seen just a month ago, the Taliban were to prove impossible to extirpate and have just retaken Afghanistan after 20 years of supposed ‘nation building’.

America may have unrivalled power but it has not been able to build stability wherever it wants on its own terms. (p.10)

Problems of empire

Ignatieff bubbles over with ideas and insights. I was struck by his idea that the central problem of empires is deciding which of the many demands for the exercise of its power, it should respond to. This is a fascinating insight to apply to the history of the British Empire, which was a continual one of never having enough resources to properly deal with the endless flare-ups and problems in the numerous countries it claimed to manage. Eventually it became too expensive and too complicated for a country brought to its knees by two world wars, and we walked away. The mystery is how we hung on for so long.

Now the Americans face the same problem. Ignatieff interprets the crisis in Afghanistan as a result of the way the Americans spent ten years lavishly funding and supporting the anti-Soviet resistance (in reality a congeries of regional tribal groupings which we gave the blanket name the mujihadeen). Then, when the Soviets withdrew in 1989, so did the Americans; walking away and letting the highly-armed tribal groups collapse into prolonged civil war, out of which emerged the extremist Taliban who were to give shelter and succour to al-Qaeda ten years later.

Another way of putting this is that America hoped, with the end of the Cold War, to benefit from a ‘peace dividend’: to reduce its armed forces, withdraw from various strategic parts of the world, job done. On the contrary, as Ignatieff’s previous books have shown, imperial withdrawal from countries around the world did not lead to an outburst of peace, love and understanding but to the complete or partial collapse of many states and the emergence of new kinds of conflict, of ethnic wars, ‘ragged wars’, chaotic wars, and widespread destabilisation.

In these zones of chaos have flourished enemies of the West, and of America in particular and now, in 2002, as Ignatieff was writing these pieces, American rulers have to make some very difficult decisions about where to intervene and how much to intervene, and for how long.

Chapter 1. The Bridge Builder

The bridge in question is the bridge over the River Neretva in the centre of the town of Mostar in southern Bosnia. The town actually takes its name from the bridge, which is called the Stari Most (Old Bridge) in Serbo-Croat and the bridge-keepers, known as mostari, who guarded it.

The Stari Most was built by the Ottomans in the 16th century, is one of Bosnia and Herzegovina’s most visited landmarks, and is considered an exemplary piece of Islamic architecture. It was erected in 1566 on the orders of Sultan Suleiman the Magnificent and designed by the Ottoman architect Mimar Hayruddin.

During the Yugoslav civil wars Mostar suffered two distinct conflicts: after Bosnia-Herzogovina declared independence in April 1992 the (mostly Serb) Yugoslav Army went in to try and crush its independence. They were opposed by militias set up from both the Croat and Bosnian Muslim population (which both made up about a third of the city’s population). In June 1992 the Croat-Bosniak forces successfully attacked the besieging Yugoslav Army and forced them to withdraw. Lots of shelling and shooting resulted in the town’s historic buildings getting badly knocked about, but not the bridge.

The bridge was destroyed as part of the second conflict, for after jointly seeing off the Serbs, tension  then grew between the Croats and Bosniaks. In October Croats declared the independence of a small enclave which they called ‘the Croatian Republic of Herzeg-Bosnia’, supported by neighbouring Croatia and this triggered the Croat–Bosniak War which lasted from 18 October 1992 to 23 February 1994.

The Old Bridge was destroyed by Croatian forces on November 9, 1993 during a stand-off between opposing forces on each side of the river. It’s said that more than 60 shells hit the bridge before it collapsed. The collapse of the bridge consolidated the complete ethnic compartmentalisation of the city into Croat west bank and Muslim east bank.

What’s amazing is the enmity that lingered on after the ‘end’ of this small war. The town actually had six bridges and some of the others survived but adult men were forbidden from crossing over to ‘the other’s side. Ignatieff tells the story of a Muslim lad who drove over one of the surviving bridges to visit a Croatian girl he’d known before the division. On the way back he was shot in the back of the head by the Croat checkpoint guards and his car slowed to a halt half way across the bridge as he died (p.33). To understand the Yugoslav catastrophe you have to get inside the minds of the soldiers who did that.

While UN peacekeepers eventually moved in to supervise the fragile peace, the European Union considered how to repair the devastated infrastructure all across the former Yugoslav states. Ignatieff meets the man charged with rebuilding the famous Mostar bridge, a French architect named Gille Pequeux. Ignatieff spends time with him, learning how the Frenchman is doggedly studying whatever architects plans still survive, analysing the ancient techniques the Ottomans used to cut the stone and carve runnels along the inward-facing sides which were then filled with molten lead to tie them together, in every way trying to make the reconstruction as authentic as possible.

Ignatieff drolly points out that the president of Turkey offered to fund the rebuilding the bridge as a symbol of Turkey’s long-term presence/contribution/imperial occupation of this part of Europe. The EU politely turned down the offer and insisted it was done by one of their own. So it is drily ironic that the much-lauded rebirth of this ‘symbol of multiculturalism’ entailed a diplomatic rebuff of an actual gesture of multiculturalism (p.36).

But rebuilding bridges and houses and hospitals and mosques is easy. Reconciling the people who live and work in them is much harder. Ignatieff is blunt. The EU and America have spent over $6 billion ‘reconstructing’ Bosnia but it is still ruled by the crooks who rose to power during the wars and a big part of the aid money, like aid money anywhere, is routinely creamed off by corrupt leaders and administrators.

Leaders of the rival communities never meet and rarely talk. They only get together for the photo opportunities required to make a show of unity for the press and EU officials to ensure the all-important foreign aid cash keeps flowing.

For our part, the West is disillusioned. Real reconciliation has not taken place. Corruption is endemic. Some of the refugees have returned to their homes but for many ethnic cleansing achieved its goals. Many of the locals still hate each other.

And so Ignatieff points out that rebuilding the bridge is as important for the morale of the interventionist West as for the locals. We need it to prop up our delusions that opposite sides in a civil war can be reconciled. That our costly interventions are worthwhile.

This lovely essay rises to a poetic peroration:

The Western need for noble victims and happy endings suggests that we are more interested in ourselves than we are in the places, like Bosnia, that we take up as causes. This may be the imperial kernel at the heart of the humanitarian enterprise. For what is empire but the desire to imprint our values, civilisation and achievements on the souls, bodies and institutions of another people? Imperialism is a narcissistic enterprise, and narcissism is doomed to disillusion. Whatever other people want to be, they do not want to be forced to be us. It is an imperial mistake to suppose that we can change their hearts and minds. It is their memory, their trauma, not ours, and our intervention is not therapy. We can help them to rebuild the bridge. Whether they actually use it to heal their city is up to them. (p.43)

Beautiful rhythm to it, isn’t there? Lovely cadences. The flow of the prose beautifully embodies the flow of the thought which is both clear and logical but also emotive and compelling. Ignatieff writes like this everywhere: he is lucid, logical, but also stylish and evocative. He’s the complete package.

Chapter 2. The Humanitarian as Imperialist

Opens in 2000 with Ignatieff attending a press photo shoot given by UN representative in Kosovo, Bernard Kouchner, and a Spanish general, who have persuaded two local Kosovar politicians, one of them a former commander of the Kosovo Liberation Army nicknamed ‘the snake’, to accompany him to the site of an atrocity. In the night someone laid a landmine. This morning a van driving between two Serb villages ran over it, it detonated, killing two outright and blowing the legs off the one survivor. The two Kosovar politicians say the required words, about the need to change hearts and minds. Koucher delivers his patter. The photographers snap, the new crews record, then it is over and everyone jumps into their cars and speeds off.

Ignatieff accompanies them to a Serbian monastery. Father Sava, the head of the monastery has been chosen as a ‘moderate’ leader of the minority Serbian community left in Kosovo when the war ended in 1999. Attacks on Serbs are continuing on a daily basis. Kouchner and the Spaniard assure Father Sava they are doing everything they can. It doesn’t much matter since the simmering Serb community doesn’t believe either Sava or the UN. Not when members of their families are blown up or shot every day.

The international community is having to rebuild Kosovo from the ground up, rebuilding its entire infrastructure, economy, everything, making it ‘the most ambitious project the UN has ever undertaken’ (p.51).

Once again Ignatieff repeats that the West ‘want’s noble victims and doesn’t know how to cope when the victims turn on their former oppressors.

Bernard Kouchner

All this is by way of introduction to a long profile of Bernard Kouchner. Being Ignatieff, he sees Kouchner not so much as a person but as a walking embodiment of the way the entire doctrine of ‘humanitarian intervention’ has changed and evolved over thirty years.

Ignatieff says Kouchner came of age during the heady revolutionary days of Paris 1968. In a change-the-world spirit he volunteered to go serve as a doctor with the Red Cross in Biafra. However, he drastically disagreed with the Red Cross ideology of neutrality, non-intervention and non-reporting, removed his Red Cross armband and was among the founder members of the French organisation Médecins Sans Frontières or Doctors Without Borders. These guys are more prepared to call out aggressors and killers. Ignatieff considers the pros and cons of the two positions, Red Cross’s studied neutrality, Médecins’ engagement.

Ignatieff claims Kouchner also pioneered the involvement of the media in humanitarian aid, realising people need to be shocked out of their complacency by images of horror and starving children on their TVs. He has been involved in various publicity stunts which drew down a world of mockery from liberal commentators but do, generally, publicise his causes.

It is Kouchner, more than anyone else, who created the modern European relation between civic compassion, humanitarian action and the media. (p.61)

Kouchner parted from Médecins when the latter won the Nobel Prize in 1999. This is because Kouchner had moved on from thinking aid organisations should speak out about evil, murder, massacre, human-engineered famine and so on, but had progressed to a more assertive position – that humanitarian organisations needed to get involved in political attempts to combat evil.

Aid organisations talk about ‘civil society’ and the ‘humanitarian space’ but Ignatieff says Kouchner thought this was an illusion. Aid agencies are supported and enabled by nation states. More than that, some crises aren’t humanitarian crises at all, they are crimes. Thus Saddam Hussein attacking his Kurdish population, trying to exterminate it and driving it up into the mountains to starve to death wasn’t a ‘humanitarian crisis’, it was a crime against humanity. Situations like this don’t call for the discreet, neutral aid providing of the Red Cross; they must be opposed by force.

This led him to become deeply involved in French and then UN politics. In 1988 he became Secrétaire d’état for Humanitarian Action in 1988 in the Michel Rocard cabinet, then Minister of Health during Mitterrand’s presidency. He served in the European Parliament 1994 to 1997, chairing the Committee on Development and Cooperation. He became French Minister of Health 1997 to 1999 Lionel Jospin’s government, and then served as Minister of Health for a third time, 2001 to 2002.

Ignatieff says Kouchner’s positions, then, aren’t interesting conversation pieces, but have influenced French government action. Thus his position influenced the French decision to back the UN resolution to send a peace-keeping force into Bosnia, part of which was meant to protect Sarajevo and Srebrenica. This failed miserably, with the Serbs bombing Sarajevo for years, and rounding up and exterminating 8,000 Muslim boys and men in Srebrenica under the noses of the 300-strong UN force.

The logic of this sequence of events is that only force can work against evil aggressors, and it was this thinking which finally led the Americans to intervene when they ordered air strikes against Serbian positions in defence of a Croat advance; and then the sustained bombing of Belgrade from March to June 1999 to persuade the government of Slobodan Milošević to stop the massacring of Albanian Kosovars.

So the appointment of Kouchner as UN Representative to Kosovo in 1999 was full of historical ironies and meanings. This was the man who had led humanitarian intervention away from the studied neutrality of the 1960s, through active calling-out towards ever-growing aggressive intervention against the bad guys. So it is the evolution of Kouchner’s theoretical positions which interests Ignatieff.

In this chapter he reiterates what are, by now, becoming familiar points. One is that the intervention is ‘imperial’ in a number of ways. First and foremost, imperialism means powerful states compelling populations in weaker ones to behave how the powerful ones want them to. But all this talk about reconciliation is far from disinterested altruism: the European nations want to sort out the Balkan issue and impose peace and reconciliation so as to remove a source of political instability which could (in an admittedly remote scenario) draw in either Russia or Turkey. More immediately, to cut off the influx of the Balkans’ most successful exports, which he drily lists as organised crime, drugs and sex slaves (p.60).

Second, as in his essay about Bosnia and Afghanistan and in The Warrior’s Honour, is that Ignatieff is very, very sceptical about the chances of anything like genuine reconciliation. The same ethnic groups are now at daggers’ drawn and will do everything they can to harm or kill members of the opposing groups. He claims that Kouchner was taken aback by the ferocity of the tribal hatred he encountered when he first arrived (p.63), and depicts Kouchner, when he’s not performing for the cameras, as an exhausted and disillusioned man.

As in the essay on Mostar, he asks why the victims should be obliged to conform to the Western stereotype of the noble-minded victim? In reality, the second they had the chance, the ‘victims’ have turned the tables and are carrying out a campaign of revenge killings and terrorist atrocities against the Serbs still stuck in north Kosovo who haven’t been able to flee to the safety of Serbia.

Ignatieff sees Kouchner as an imperial viceroy who has been parachuted in to try and rebuild the country and prepare it for ‘autonomy’. He calls it a ‘protectorate’ with a pretence of local autonomy but where rule actually stops with the imperial viceroy, as in the Raj, as in the British and French mandates in the Middle East between the wars. If that was ‘imperialism’, surely this is, too.

Once again, Ignatieff makes the point that maybe what Kosovo needs is not a moderately independent-minded Kouchner, but an utterly independent-minded General MacArthur, who was given a free hand to rule Japan as he saw fit for six years. Maybe what the Balkans need is not less imperialism, but a more naked, out and out, assertive imperialism. Do this, or else.

(In the event Kosovo declared independence from Serbia on 17 February 2008. As of 4 September 2020, 112 UN states recognised its independence, with the notable exceptions of Russia and China.)

Chapter 3. Nation-building Lite

Max Weber said a state is an institution which exerts a monopoly of the legitimate use of violence over a given territory. Generally, this monopoly is channeled via the institutions of a professional police service and an army. In a Western nation the police are subject to an elected politician and their work feeds into an independent judiciary, while the army is trained and led by professionals.

In a failed state, weapons are everywhere and the use of violence is widely dispersed. Usually, after a period of anarchy, warlords emerge who control the application of violence, at least in their territories, but often only up to a point, and sometimes cannot control permanent low-level street violence.

The essence of nation-building is to get weapons out of circulation – out of the hands of warlords, paramilitaries, criminal gangs and punks on the street – and restore that monopoly of violence which is one definition of a functioning state; and in so doing to create a space in which non-violent politics, negotiation, discussion and compromise, can be encouraged. It may still be a violent and corrupt state but it is, at least, a starting point.

Ignatieff points out in The Warrior’s Honour that, in quite a few failed states round the world, this is now harder to do than ever before, because modern weapons are so cheap and easily available. Some societies have become soaked in guns and it’s hard to see a way back to unarmed civility.

Ignatieff gives specifics about the history of Afghanistan, the Soviet invasion, the West’s backing of the mujahideen who, once the Soviets left and the West walked away, degenerated into a civil war of regional warlords. But his interest, as always, is in the principles and theory behind it.

He repeats one of his central ideas which is that nation-building takes a long, long time, and gives a striking example. America’s own nation-building, starting with the Reconstruction after the civil war, arguably took an entire century, up until the civil rights legislation of 1964 finally abolished discrimination against Afro-Americans (p.85).

Reconstruction in Germany and Japan took about a decade, but in both the nation-builders were starting in states with well-defined borders, established (albeit corrupted) institutions, and ethnic homogeneity. The populations of both countries wanted to be reconstructed.

He makes the point that one of the secrets of success for an empire is the illusion of permanence, of longevity. As soon as you announce you’re leaving, all the vested interests rise up and jockey for power. This is vividly demonstrated by the absolute chaos into which Congo plunged at independence, as provinces seceded and new parties jockeyed for power using extra-political means i.e. guns and coups.

Ignatieff says the Americans have a poor track record on this issue, and a reputation for walking away from chaotic states when it suits them. This means local warlords realise they just have to mind their manners and bide their time. What Ignatieff didn’t know in 2002 is that the Americans would stay for an epic 20 years but, the same rule of permanence applies: as soon as Joe Biden announced they were leaving, people all across the country realised the Taliban would swarm back into power and began making arrangements accordingly, i.e. Afghan police, army and local governors defecting to them within days, so that the entire Afghan security apparatus melted away and the Taliban were in Kabul within a week.

Not so easy, running an empire, is it? Maybe the thousands of American academics who loftily criticise Britain’s chaotic withdrawal from Palestine or India will reflect on the cracking job their boys did in Afghanistan.

Ignatieff makes another snappy point: how can American Republican administrations, who are fanatically opposed to Big Government, find themselves spending tens of billions of dollars creating huge administrations in foreign countries? Easy. They get the Europeans to do it. The Americans are good at fighting (Ignatieff says that, in a sense, America is the last warlike nation in the West) so they handle the bombs and drones and special forces. The Europeans then move in with the peacekeeping police forces and the droves of humanitarian aid agencies, building schools, hospitals etc. Yin and yang.

Chapter 4. Conclusion: Empire and its Nemesis

He describes modern Western nation-building as ‘imperial’ because:

  • its essential purpose is to create stability in border zones essential to the security of the great powers
  • the entire project rests on the superior armed might of the West
  •  no matter how much ‘autonomy’ is given to local rulers, real power rests in Washington

In addition, he points out how all empires have to ration their interventions. It is a sage point, which sheds light on the British Empire. You have limited resources: which of the world’s endless trouble spots can you afford to address? Ignatieff points out the basic hypocrisy of ‘humanitarian intervention’ which is that it is only carried out in places which are convenient or important to the West. The West is never going to intervene in Chechnya or Crimea or Xinjiang because they are the preserves of other empires.

The new imperialism is not only lite it is impatient. The British gave themselves generations to prepare the populations of India for independence. The UN gives places like Kosovo or Afghanistan 3 years before they have to hold their first elections. Hurry up! This is costing us money!

No imperialists have ever been so impatient for quicker results. (p.115)

Why? The short attention span of the modern media, always hurrying on to the next story. (It took, by my calculation, about ten days from the American departure from Afghanistan being the biggest story in the whole world to being completely ignored and forgotten about.) And the election cycle in democracies. Whatever plans you put in place now, at the next election in a few years’ time the leader of the opposition party will be promising to bring our boys home and save everyone a shedload of money.

This conclusion takes its title from a reflection on the enduring force of nationalism. In the end the European empires were defeated by the indomitable force of the colonies’ nationalist movements. This was the lesson the Americans should have learned from Vietnam. It wasn’t their weapons which won the Viet Cong victory, it was their nationalist vehemence. Nationalism always trumps empire.

Nationalism will always prove to be the nemesis of any imperial nation-building project. (p.117)

Ignatieff didn’t know this when he wrote these lines, but they apply to the American invasion of Iraq. They overthrew a dictator and promised to bring peace and plenty, so were utterly unprepared for the violence of the forces that attacked them from all sides.

Thoughts

1. So Ignatieff’s message is that if liberal humanitarians really want to intervene to do good, they should really intervene: go in hard, defeat the bad guys, disarm them, force parties to the negotiating table, and run things themselves, setting up strong national institutions and teaching squabbling factions what democracy looks like in practice. And they have to do this for years, decades maybe, until the institutions and mindsets of civic society have been thoroughly inculcated. And only then leave. In other words, imperialism. Not the kind of imperialism which exploits the native populations and rips off their raw materials. An altruistic imperialism, a humanitarian imperialism. But imperialism all the same.

2. When Ignatieff devotes a chapter of The Warrior’s Honour to the growing sense of weariness and disillusion with humanitarian intervention, I suspected he was talking about himself. This book shows a further deterioration in his attitude; I mean, he has become markedly more cynical

Across the board hopes have been crushed, ideals have been compromised, ambitions have been stymied. Much of this may reflect the appalling history of the 1990s, but I also think some of it may be a projection of Ignatieff’s own growing disillusion.

You feel this downward trajectory when he says that Bernard Kouchner arrived in Kosovo in July ‘talking about European values, tolerance and multiculturalism’ but by Christmas this had been revised down to hopes for ‘coexistence’ (p.63). Kouchner simply hadn’t anticipated the hatred and the intransigence which he found in Kosovo. So many aid workers and proponents of humanitarian intervention don’t. In Blood and Belonging Ignatieff refers fairly respectfully to ‘the international community’. Eight years later he refers to it as:

what is laughingly referred to as the ‘international community’. (p.97)

He is particularly disillusioned with the international aid industry, which he sees as almost a scam, a locust swarm of very well-paid white Western graduates, who fly in, can’t speak the language, pay over the odds for everything thus pricing the locals out of accommodation and food, stay hunkered down in their armoured enclaves, drive everywhere in arrogant white 4 by 4s, and cook up huge projects without consulting any of the locals. All the Afghans he talks to complain to Ignatieff about the NGOs’ arrogance and condescension. It is the colonialist attitude with email and shades. In this book he has taken to referring to the aid organisation community dismissively as the ‘internationals’.

In this book Ignatieff is as clever and incisive and thought-provoking as ever. But sometimes he sounds really tired.


Credit

Empire Lite: Nation-Building in Bosnia, Kosovo and Afghanistan by Michael Ignatieff was published by Vintage in 2003. All references are to the 2003 Vintage paperback edition.

New world disorder reviews

Cubism by Philip Cooper (1995)

Browsing through books about Cubism in either a bookshop, library or second-hand shop can be a bit dispiriting because there are just so many of them. Where to begin? Should you read them all? And shouldn’t you know all about the most famous art movement of the twentieth century already?

The Colour Library look and layout

Cubism is a volume in Phaidon’s ‘Colour Library’ series. I came across it in a second-hand bookshop and snapped it up for £3, mainly because the size and format means it includes lots of full-page, full-colour illustrations – something often lacking in longer, more text-based accounts (e.g. the ‘World of Art’ volume, Cubism and Culture).

It’s coffee-table-sized (22.9 x 30.5 cm) but, being a paperback, is light and easy in the hand. It’s divided into two sections:

  1. Pages 5 to 25 give a surprisingly thorough history of the Cubism movement, surprising because I’d forgotten, or never knew, there was quite so much to it, nor that it spread to have quite so many exponents.
  2. Then there are 48 double-page spreads with a full-colour plate on the right-hand page, and commentary, artist biography, sometimes a b&w illustration of a related work, on the left.

Altogether the 48 illustrations show a surprising range of paintings and sculptures by precursors, core cubists and peripheral members of the movement, namely:

  • Cézanne (2 paintings)
  • Picasso (9)
  • Braque (7)
  • Léger (4)
  • Juan Gris (5)
  • Robert Delaunay (3)
  • Chagall (1)
  • Marcel Duchamp (1 – 1912)
  • Gino Severini (1 – 1912)
  • Natalia Gontcharova (1 – 1912)
  • Albert Gleizes (1 – 1912)
  • Jean Metzinger (1 – 1912)
  • Alexander Archipenko (1 – 1913)
  • Francis Picabia (1 – 1913)
  • Piet Mondrian (1 – 1913)
  • Lyonel Feininger (1 – 1913)
  • Franz Marc (1 – 1913)
  • Emil Filla (1 – 1915)
  • Edward Wadsworth (1 – 1915)
  • Max Weber (1 – 1915)
  • Henri Laurens (1 – 1920)
  • Stuart Davis (1 – 1921)
  • Amédée Ozenfant (1 – 1925)
  • Ben Nicholson (1 – 1947)

Cubist forebears

  • The Impressionists tried to capture fleeting impressions of objects in changing light, as they appeared to the artist, not as they objectively were (e.g. as depicted in the increasingly prevalent photographs).
  • Post-Impressionists – specifically van Gogh and Paul Gauguin, used unrealistic colours and vivid brushstrokes or strong black outlines and stark colour schemes to express emotion.
  • The Fauves (1905-8) took the colour idea further to represent real-life scenes or people in garishly bright and deliberately unrealistic colours.
  • The German Expressionists depicted real people or scenes in harsh, primitive woodcuts or angular ugly paintings.

The single greatest source of Cubism was the later painting of Paul Cézanne, who used a variety of techniques to bring out the geometric forms, the planes and rectangles implicit in a subject, to the fore – not least by creating patches of paint which look like facets of a view.

For example, Mont Saint-Victoire (1904) where the notion of realistically depicting the foliage of trees or houses has long since disappeared to be replaced by the idea of blocks or chunks of paint. The effect is to undermine the idea of a painting as ‘a window on the world’, and replace it with the arrangement of units of paint for semi-abstract aesthetic purposes.

In Cézanne’s still lifes he painted, for example, the bowl of fruit, the table it sat on, and the floor or background wall, all at different angles, with different implied perspectives – Still life with plaster cupid (1895).

The invention of Cubism

Cubism takes these trends a decisive step further. Cubism abandoned 450 years of the careful development of Renaissance techniques for creating a sense of perspective in a painting – rejected the notion of one particular vanishing point towards which all lines in the image converge which gives the viewer the illusion they are looking through a ‘window on the world’ – and instead set about representing the same subject from multiple points of view depicting all sides, top and bottom as required solely to create an aesthetic composition. Abandoning realism or naturalism. Conceiving the work as a purely aesthetic creation.

Cézanne had died in 1906, and 1907 saw two major retrospective exhibitions of his work held in Paris. It is a neat coincidence (or maybe no coincidence) that the first, proto-Cubist painting was made the same year, Les Demoiselles d’Avignon by Picasso. In this seismic work the idea of a coherent perspective giving depth and shape to the objects depicted has obviously been ripped up in favour of a stylised depiction of space and objects which is is impossible to relate to in any of the traditional ways of ‘seeing’ art.

In 1907 Braque saw Les Demoiselles in Picasso’s studio. He was also bowled over by the big Cézanne retrospective. By the next year he was painting landscapes at the village of L’Estaque in a kind of exaggerated Cézanne style, converting houses, trees and roads into increasingly stylised geometric forms. – Houses in l’Estaque (1908)

Thus began a period from about 1908 to 1914 when Braque and Picasso worked very closely together, to begin with both living in rented rooms in a rundown building in Montmartre, the bohemian area in northern Paris, named the Bateau Lavoir. Here they spent the days painting and the nights drinking, partying, joking, discussing ideas, and often spending the summers painting in the same or similar locations.

Very quickly they moved towards painting a relatively small selection of objects:

  • common-or-garden objects from their lives – jugs, newspapers, guitars
  • interiors – so few if any landscapes
  • in muted tones of grey and brown

If Matisse and the other ‘Fauves’ (Vlaminck and Derain) were continuing to explore colour in all its garish vibrancy, B and P undertook an almost scientific analysis of what happens if you paint things after abandoning the idea of there being one point of view in either time or space, if you bring in facets from every angle, if you abandon the idea of producing one coherent perspective on an object and instead, use your artistic power to depict whatever elements you want.

In 1910 Braque painted Violin and pitcher, the palette restricted to grey or brown, the entire composition broken up into numerous clashing planes, with only hints of the ostensible subject (actually, the violin is fairly easy to make out). The trompe l’oeil image of a nail hammered into the top of the painting (complete with its own shadow) conveys the ideas that a painting is a two-dimensional artefact.

Analytic cubism

Violin and pitcher is an example of so-called ‘analytical cubism’ i.e. the subject has been taken to pieces and the resulting fragments reassembled so as to seem splayed out, so as to emphasise a multitude of clashing picture planes.

Now objects can be seen from all points of view at once. Or denoted by one or two scattered attributes – a moustache for a man, an eye for a human being, a fragment of text to denote a newspaper, and so on.

The effect was liberating and seismic. It spread right across the art world like wildfire. As early as 1912 Gleize and Metzinger published a book On Cubism. Contemporary critics and artists related it to Einstein’s undermining of the traditional world of Newtonian physics with his new theory of relativity. Others related it to the philosopher Henri Bergson’s idea that Time isn’t made up of discreet, definable moments measured by clocks and human reason, but is instead an endless flux in which perception of the present moment is flooded with memories of the past and anticipations of the future: all happening at once, as all sides of an object can be depicted simultaneously in a cubist picture.

In 1911 Braque and Picasso went on to break objects down into constituent parts and not even reassemble them, making it almost impossible to see what they are. This further stage is referred to as ‘hermetic’ or ‘high analytical’ cubism. Thus Woman Reading (1911) by Braque – you can make out the curlicues at left and right indicating the wings of the chair, but after that…

It created the notion of the painting as puzzle, with only the title giving the viewer any help in identification.

It’s all the same to me whether a form represents a different thing to different people or many things at the same time. (Braque)

the book reinforces how cubism really was a joint venture by the artists, the look of their works converging into the same style. They often didn’t sign works, giving rise to a century of confusion and misattribution.

In 1912 Braque introduced several further techniques:

  • the use of stencilled lettering, which he had learned as an apprentice housepainter, and which further flattens the surface
  • a method of using steel combs to create the effect of wood grain (faux bois)

There were also three major innovations in materials:

  • Collage, i.e. attaching real objects and non-artistic elements onto the canvas. – Still Life with Chair Caning (May 1912) by Picasso.
  • Paper sculptures – Braque pioneered the idea of making sculptures of paper and then drawing or painting on them i.e. paper is no longer a flat surface i.e. the picture itself can be folded and sculpted.
  • papiers collé where collé means pasted. You paste a flattish medium onto paper and then paint or draw on that. Braque pasted imitation wood-grain wallpaper onto white paper and drew on it; Picasso, always the brasher and more experimental of the two, used newspaper pages. –
  • They mixed sand with paint to give the paintwork a real texture.

All these experiments with medium move the work of art away from being a flat, illusionistic window on the world into being a fully autonomous object in its own right, completely divorced from all previous aesthetic theories. It was a volcanic upheaval in art.

Picasso extended these techniques into the sculpture, Guitar, a) made from scrap metal b) with a rough finish c) inverting space (the sound hole should go into the guitar; instead it protrudes out from the surface like a tin can.

All these deliberate rejections of the entire history of Western sculpture were to have seismic repercussions and affect sculpture right down to the present day.

Synthetic cubism

These latter works are examples of what the critics came to call ‘synthetic cubism’. Whereas ‘analytic cubism’ reduced a given object to its constituent elements and then reassembled them according to a new aesthetic, ‘synthetic cubism’ took elements which had nothing to do with each other (newspaper, sand, spare metal) and assembled them into new objects, which were the end result of the process, not the starting point.

1913 saw Braque and Picasso experimenting with introducing more colour into analytical works, and experimenting further with sculpture and synthetic works.

Montmartre cubism and Salon cubism

But these stunning innovations had not gone unnoticed. Juan Gris was living in the same building as B&P, observing their innovations, and decided to give up his career as an illustrator and commit to becoming a painter.

In 1912 Gris painted a cubist portrait of Picasso. Immediately you can see the difference between his approach and that of B&P – how the idea of breaking down an object (here a human being) into facets can be done in completely different ways by different artists with different personal styles. The facets here are bigger and arranged in a much more orderly way – to the line across the top and the lines off at diagonals create a very regular geometric space of a kind never found in Picasso or Braque. (Cooper points out that Gris trained as an engineer and this may explain his love for architectural regularity.)

This is what now happened – at first a trickle and then a flood of other artists began to incorporate one or other aspect of analytical of synthetic cubism into their own practice.

While B&P didn’t exhibit their new works in 1912 or 1913, another group of artists, based around Jean Metzinger and Albert Gleizes, was exhibiting regularly at the various Paris art shows and/or had dealers who promoted them. They quickly soaked up the lessons of cubism and incorporated them into their own works. Other members of Salon cubism at the time loosely include Robert Delaunay, Henri le Fauconnier, Jacques Villon, Marcel Duchamp, Francis Picabia, Roger de la Fresnaye, Louis Marcoussis and Alexander Archipenko.

Salon Cubism is characterised by:

  • size – B&P’s works are often small and intense: Salon Cubist works are often immense, metres across
  • ambitious subject matter
  • less severe, demanding and complex

They also theorised and wrote about their work, something B&P never did. Thus it was Metzinger and Gleizes who co-authored On Cubism, which put the ideas into phrases which are still quoted. They had realised they were working in the same direction when their works were hung more or less by accident near each other in the 1910 Salon des Indépendants.

They recruited like-minded colleagues and then lobbied the hanging committee to get their works deliberately hung together in one room for the next year’s (1911) show. The effect of having a roomful of the new style hung together was to cause scandal (as so often in Paris art history). The poet Guillaume Apollinaire wrote a long defence of the show and thus came to be seen as a spokesman for the movement.

As to the name, Matisse, who was on the hanging committee of the 1908 Salon which B&P submitted some early works to, is said to have dismissed them as little more than a bunch of ‘cubes’.

The art critic Louis Vauxcelles (who has the distinction of having made the throwaway remark about the paintings of Matisse, Derain and Vlaminck looking like the works of wild things – thus naming the art movement of Fauvism) in 1910 referred to the collected works of Metzinger, Gleizes, Delaunay, Léger and Le Fauconnier as ‘ignorant geometers, reducing the human body, the site, to pallid cubes.’

Whatever the precise origin, the book On Cubism cemented the term and promoted it to a wide book-reading public.

La section d’Or

The Salon cubists held another show in October 1912, named the Section d’Or, French for ‘Golden ratio’, a mathematical concept which had fascinated artists for 2,500 years. It contained over 200 works and was designed as a deliberate retrospective, showing the evolution of a number of artists from 1909 to 1912, and also to establish cubism as a much broader range of styles and approaches than the narrow high cubism of Picasso and Braque.

Its strength (its diversity) was also its weakness. By 1913 many of these artists were pursuing their own visions and interpretations, so much so that Apollinaire’s book of 1913 – The Cubist Painters – was forced to divide the movement into four distinct categories.

Robert and Sonia Delaunay named their experiments in colour combination – painting interlocking or overlapping patches or planes of contrasting (or complementary) colours – Simultanism. Apollinaire called it Orphism or Orphic cubism insofar as it was interested in abstract shape and colour, and the play of colours was identified – by Delaunay and Apollinaire (as by Kandinsky, who Delaunay corresponded with) with music.

Meanwhile, a work like Metzinger’s Dancer in a café (1912) uses cubist rhetoric but is obviously much more decorative and accessible than P&B’s more demanding experiments – the lamp at top right is pure Art Nouveau.

Contemporary movements affected by cubism

Futurism The impresario of Futurism, Filippo Marinetti, published his loudmouth Futurist manifesto in 1909, then took his gang of painters and poets to Paris to see the latest work. Well organised and polemical, the Futurists adapted many of cubism’s tricks but focused on the modern world of machines and on the challenge of depicting movement. They were soon attacking cubism for being quaint and staid and conservative (ladies with mandolins, newspapers on cafe tables, how dull!).

  • States of mind: the Farewell by Umberto Boccioni (1911) breaks down the subject into facets (and uses a very obvious bit of stencilling) but in order to convey the dynamic and modern subject of a fast steam train gathering steam in a railway station.

Rayonism Russian artists wanted to create a home-grown brand of modern art. In 1911 Mikhail Larionov invented Rayonism, an attempt to depict the rays of light reflected from objects using spiky splintered forms. Kasimir Malevich experimented with this angular look and in 1913 he would invent Suprematism, starting from the radical ground zero of his famous black square. Many other contemporary works are described as Cubo-Futurist, for combining elements of both.

Expressionism Cooper sees the influence of cubism on the German Expressionist painter Franz Marc, whose rather naive paintings of animals from 1910 or so, become steadily more involved and broken up by complex sheets or facets as the cubist vision influenced him.

In fact Cooper attributes this highly colourful use of facets and planes more to Robert Delaunay’s version of cubism, than to the grey and brown style of Picasso or Braque.

Vorticism Established in London by the Canadian writer and artist Wyndham Lewis, named by the American poet Ezra Pound, Vorticism published on edition of its bombastic journal, Blast, trying to outdo the Futurists at their own game, and (inevitably) pouring scorn on cubism for being pale and passive. Nonetheless, in its brief life Vorticism attracted impressive talents including Henri Gaudier-Brzeska, Edward Wadsworth, David Bomberg, C.R.W. Nevinson and Jacob Epstein.

The Great War

World War One brought modern art to a grinding halt – Vorticism ceased to exist, Futurism’s key artists were enlisted; two of the key artists of German Expressionism (Marc and Macke) were killed.

Many of the French artists were called up (the Spaniard Picasso being lucky in this respect) and ceased working for the duration. Across Europe there was a reaction against the avant-garde in face of an understandable rise in patriotic nationalism. In France this was called the rappel a l’ordre.

The best example I know of this move to order is in the music of Igor Stravinsky, who moved from the barbaric primitivism of the Rite of Spring (1914) to the orderly, post-war, neo-classical ballet Pulcinella of 1920, which is still recognisably Stravinksian, but made orderly and sensible.

Something similar can be seen by comparing any of Picasso’s pre-war cubist works with Three Musicians of 1921. The later painting keeps many of the elements of cubism, but is somehow completely different. Every object now has a solid outline unlike the swirling blurring of facets in the pre-war work. There are brighter colours instead of the earth browns and greys of high cubism. The colours themselves are painted in solid unshaded blocks, unlike the very rough dabs and strokes of paint in pre-war work. All these changes go to make the later work much more readable that the esoteric ‘hermetic cubist’ works of the pre-war.

The use of much more clear and precise forms has given rise to the term crystal cubism to describe this late style.

Braque fought in the war, and survived. On his return he was never again so close to Picasso and continued to plough a traditionalist cubist furrow, earth colours and all, reworking the same still lifes, becoming maybe a bit more decorative. For example, Fruit on a table cloth with a fruit dish (1925). You can see why Picasso’s style would be more popular.

Léger, meanwhile, was perfecting the ‘shiny tube’ style which was to last the rest of his career. – The card players (1917)

These and other post-war ‘cubist’ works are included in the forty-eight colour plates of this impressive little book.

After cubism

By 1919 the poet Blaise Cendrars wrote a piece saying Cubism had been hugely important but was now finished. Artists were looking elsewhere. In Russia socially-committed Constructivism influenced the new post-revolutionary avant-garde. In Germany the airily ‘spiritualist’ Expressionists were succeeded the grotesque social satire of Otto Dix and George Grosz, which came to be called Neue Sachlichkeit.

In Zurich, Berlin and New York, the Dada movement (1915-20) ridiculed everything, all previous art included, in an outburst of nihilism whose most enduring artistic legacy was the invention of photomontage by John Heartfield in Berlin, a sort of spin-off of cubist collage but focusing exclusively on elements found in newspapers and magazines.

And when Dada fizzled out it was replaced by a new anti-rational movement, Surrealism, led by the imperious writer André Breton in Paris, and exploring dreams, automatic writing and drawing, which also criticised Cubism for being tame and passive.

Around 1918 the Purist movement was founded by Edouard Jeanneret (better known as the modern architect Le Corbusier) and Amédée Ozenfant who co-authored a book, After Cubism in which they criticised the fragmentation of the object in cubism and the way in which cubism had become, in their view, decorative by that time.

They proposed a kind of painting in which objects were represented as powerful basic forms stripped of detail. Purism reached a climax in Le Corbusier’s Pavilion of the New Spirit built in 1925 for the International Exposition of Decorative and Industrial Arts in Paris which contained works by the three principals and the cubists, Juan Gris and Jacques Lipchitz. Soon afterwards the movement lapsed and the painters went their separate ways. – Still life with jug by Amédée Ozenfant (1925).

But it didn’t really matter what these or any other art movements said about Cubism – its historical important is still vast, as seismic as the French Revolution. It definitively ended a centuries-old way of thinking about art as naively representational, and opened up a whole range of strategies and ideas and opportunities, and the use of new media and materials, which are still playing out to this day.

But that’s the subject of another book (in fact, whole libraries of books). This Phaidon volume combines a fact-filled and intelligent introduction with a generous selection of works to show how cubism influenced an entire generation of artists.


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