The Lion and the Unicorn by George Orwell (1941)

In all countries the poor are more national than the rich, but the English working class are outstanding in their abhorrence of foreign habits. Even when they are obliged to live abroad for years they refuse either to accustom themselves to foreign food or to learn foreign languages. Nearly every Englishman of working-class origin considers it effeminate to pronounce a foreign word correctly.

The Lion and the Unicorn: Socialism and the English Genius was published in February 1941, well into the Second World War, after Dunkirk and the Battle of Britain. It is a long essay, divided into three parts.

  1. England Your England (35 pages)
  2. Shopkeepers at War (19 pages)
  3. The English Revolution (9 pages)

The three essays 1. describe the essence of Englishness and records changes in English society over the previous thirty years or so 2. make the case for a socialist system in England 3. argue for an English democratic socialism, sharply distinct from the totalitarian communism of Stalin.

Now, at this distance of 76 years, the political content seems to me almost completely useless. After the war, the socialist policies carried out by Attlee’s government, thirty years of ‘Butskellism’ and Britain’s steady industrial decline into the 1970s which was brutally arrested by Mrs Thatcher’s radical economic and social policies of the 1980s, followed by Tony Blair’s attempt to create a non-socialist Labour Party in the 1990s, and all the time the enormous social transformations wrought by ever-changing technology – the political, social, economic, technological and cultural character of England has been transformed out of all recognition.

That said, this book-length essay is still worth reading as a fascinating social history of its times and for its warm evocation of the elements of the English character, some of which linger on, some of which have disappeared.

England Your England

By far the longest section is part one which is an extended evocation of all aspects of English character, so powerful, well-written and thought-provoking that it is often reprinted on its own. In its affection for all aspects of England it continued the nostalgia for an older, less commercialised, more decent England which marked his previous book, the novel Coming Up For Air.

What really marks it out is not the truth or otherwise of Orwell’s statements, but the tremendously pithy lucidity with which he expresses them. If they are not true, many of us older white liberals wish they were true. The essay invites you to play a sort of ‘Where’s Wally’ game of deciding whether you agree or disagree with his generalisations, and why. It has a kind of crossword-y kind of pleasure.

What, he asks, is England?

The clatter of clogs in the Lancashire mill towns, the to-and-fro of the lorries on the Great North Road, the queues outside the Labour Exchanges, the rattle of pin-tables in the Soho pubs, the old maids hiking to Holy Communion through the mists of the autumn morning – all these are not only fragments, but characteristic fragments, of the English scene.

Other aspects of Englishness, as Orwell perceived it in 1941, include: solid breakfasts and gloomy Sundays, smoky towns and winding roads, green fields and red pillar-boxes, love of flowers and gardening, hobbies and the essential privateness of English life. An Englishman’s home is his castle means he can tell the authorities to buzz off and mind their own business.

We are a nation of flower-lovers, but also a nation of stamp-collectors, pigeon-fanciers, amateur carpenters, coupon-snippers, darts-players, crossword-puzzle fans. All the culture that is most truly native centres round things which even when they are communal are not official — the pub, the football match, the back garden, the fireside and the ‘nice cup of tea’.

Religion?

The common people are without definite religious belief, and have been so for centuries. The Anglican Church never had a real hold on them, it was simply a preserve of the landed gentry, and the Nonconformist sects only influenced minorities. And yet they have retained a deep tinge of Christian feeling, while almost forgetting the name of Christ.

This strikes me as true. A kind of buried Anglicanism flavours most mid-century English culture, in Auden the Anglican returnee, Vaughan Williams the agnostic Anglican or Larkin the atheist Anglican. This idea of the softening influence of a non-fanatical, non-Catholic, barely believed religion, leads on to the next idea. If you have read his writings of the 1930s it comes as no surprise when he says:

The gentleness of the English civilization is perhaps its most marked characteristic. You notice it the instant you set foot on English soil. It is a land where the bus conductors are good-tempered and the policemen carry no revolvers. In no country inhabited by white men is it easier to shove people off the pavement. And with this goes something that is always written off by European observers as ‘decadence’ or hypocrisy, the English hatred of war and militarism. It is rooted deep in history, and it is strong in the lower-middle class as well as the working class.

This reminds me of a consistent thread in Kipling’s writing which is righteous anger at the hypocrisy with which the general population despise and abuse soldiers – until they need them!

I went into a public ‘ouse to get a pint o’ beer,
The publican ‘e up an’ sez, ” We serve no red-coats here.”
The girls be’ind the bar they laughed an’ giggled fit to die,
I outs into the street again an’ to myself sez I:
O it’s Tommy this, an’ Tommy that, an’ ” Tommy, go away ” ;
But it’s ” Thank you, Mister Atkins,” when the band begins to play… (Tommy, 1890)

This anti-militarism has a comic side in that the English only seem to remember their terrible defeats: the Somme, Dunkirk. As Orwell puts it with typical pithiness:

The most stirring battle-poem in English is about a brigade of cavalry which charged in the wrong direction.

This anti-militarism goes alongside a profound respect for the law; not necessarily obeying it, but knowing it is there and can be appealed to at all times. ‘Oi, you can’t do that to me, I aven’t done anything wrong’ is a universal cry of the English crook and trouble-maker. The law may be organised to protect the property of the rich but it isn’t as absolutely corrupt as in other countries, and it certainly hasn’t ceased to matter, as it has in the totalitarian states.

Abroad? An old saying had it that ‘wogs begin at Calais’ and the recent Brexit vote confirms the underlying xenophobia of the British who have a proud tradition of never learning a word of a foreign language, even if they’ve lived in France or Spain for decades. This rejection of the foreign partly accounts for English philistinism:

The English are not gifted artistically. They are not as musical as the Germans or Italians, painting and sculpture have never flourished in England as they have in France. Another is that, as Europeans go, the English are not intellectual.

Class?

England is the most class-ridden country under the sun. It is a land of snobbery and privilege, ruled largely by the old and silly.

Towards the end of the essay Orwell analyses the role of the ruling class. Basically, they have been unable to get to grips with the modern world and retreated into Colonel Blimpish stupidity.

One of the dominant facts in English life during the past three quarters of a century has been the decay of ability in the ruling class.

The great public schools, the army, the universities, all teach the upper classes to rely on forms and behaviour which was suitable to the 1880s. The fact that Germany was out-producing British industry by 1900, that America was emerging as the strongest economy in the world, that the working classes were becoming organised and demanding a say in the running of the country? Go the club and surround yourself with like-minded cigar-puffing buffoons and dismiss it all as easily as dismissing the waiter.

This refusal to face the world, this decision to be stupid, explains much. It explains the astonishing sequence of humiliating military defeats – in the Crimea, the Zulu War, the Boer War, the Great War the British ruling class, as epitomised by its upper class twit general, consistently failed in every aspect of war-making. In each case initial defeats were only clawed back when a younger, less ‘educated’ cohort of officers took charge.

Orwell continues the sheer stupidity of the ruling class in his description of the terrifically posh Tory politicians who ran British foreign policy during the 1930s. Two things happened: the empire declined and we completely failed to understand the rise of the totalitarian states. To take the second first, upper-class numpties like Lord Halifax (Foreign Secretary 1938-40) and Neville Chamberlain (Prime Minister 1937-40) were paralysed during the 1930s. They were terrified of Stalin’s communism and secretly sympathised with much of Fascist policy, but couldn’t bring themselves to deal with the vulgar little Hitler. Their upbringing at public schools and running an empire where everyone said, Yes sahib, completely unprepared them for the modern world.

They could not struggle against Nazism or Fascism, because they could not understand them. Neither could they have struggled against Communism, if Communism had been a serious force in western Europe. To understand Fascism they would have had to study the theory of Socialism, which would have forced them to realize that the economic system by which they lived was unjust, inefficient and out-of-date. But it was exactly this fact that they had trained themselves never to face. They dealt with Fascism as the cavalry generals of 1914 dealt with the machine-guns – by ignoring it.

(Lord Halifax’s Wikipedia page relates that he almost created a massive scene when he first met Adolf Hitler and handed him his overcoat, thinking him to be the footman. Exactly. To Halifax’s class, everyone who didn’t go to their school must be a servant.)

And what about the British Empire? On the face of it between 1918 and 1945 the British Empire reached its greatest geographical extent, not least due to the addition of the various mandates in the Middle East carved out of the former Ottoman Empire. But despite the razamataz of the 1924 Empire Exhibition and so on, it’s quite clear that for most ordinary people and pretty much all intellectuals, the age of empire was over. it just took the ruling classes another 30 odd years to realise it. Orwell gives a reason for this decline in belief in the empire which I hadn’t heard before.

It was due to the rise of bureaucracy. Orwell specifically blames the telegraph and radio. In the golden age of empire the world presented a vast playground for buccaneering soldiers and ruthless merchants. No more.

The thing that had killed them was the telegraph. In a narrowing world, more and more governed from Whitehall, there was every year less room for individual initiative. Men like Clive, Nelson, Nicholson, Gordon would find no place for themselves in the modern British Empire. By 1920 nearly every inch of the colonial empire was in the grip of Whitehall. Well-meaning, over-civilized men, in dark suits and black felt hats, with neatly rolled umbrellas crooked over the left forearm, were imposing their constipated view of life on Malaya and Nigeria, Mombasa and Mandalay. The one-time empire builders were reduced to the status of clerks, buried deeper and deeper under mounds of paper and red tape. In the early twenties one could see, all over the Empire, the older officials, who had known more spacious days, writhing impotently under the changes that were happening. From that time onwards it has been next door to impossible to induce young men of spirit to take any part in imperial administration. And what was true of the official world was true also of the commercial. The great monopoly companies swallowed up hosts of petty traders. Instead of going out to trade adventurously in the Indies one went to an office stool in Bombay or Singapore. And life in Bombay or Singapore was actually duller and safer than life in London. Imperialist sentiment remained strong in the middle class, chiefly owing to family tradition, but the job of administering the Empire had ceased to appeal. Few able men went east of Suez if there was any way of avoiding it.

And of course, Orwell had seen this for himself, first hand, as an imperial servant in Burma from 1922 to 1928.

Lastly, the final section of part one describes the undermining of the rigid old class system since the Great War by the advent of new technologies, by the growth of light industry on the outskirts of towns, and the proliferation of entirely new types of middle-class work.

Britain was no longer a country of rich landowners and poverty-stricken peasants, of brutal factory owners and a huge immiserated proletariat. New technology was producing an entire new range of products – cheap clothes and shoes and fashions, cheap movies, affordable cars, houses with inside toilets etc, at the same time as the new industries no longer required thick-muscled navvies or exhausted women leaned over cotton looms, but educated managers, chemists, technicians, secretaries, salesmen and so on, who call into being a supporting class of doctors, lawyers, teachers, artists, etc. This is particularly noticeable in the new townships of the south.

In Slough, Dagenham, Barnet, Letchworth, Hayes – everywhere, indeed, on the outskirts of great towns – the old pattern is gradually changing into something new. In those vast new wildernesses of glass and brick the sharp distinctions of the older kind of town, with its slums and mansions, or of the country, with its manor-houses and squalid cottages, no longer exist. There are wide gradations of income, but it is the same kind of life that is being lived at different levels, in labour-saving flats or council houses, along the concrete roads and in the naked democracy of the swimming-pools. It is a rather restless, cultureless life, centring round tinned food, Picture Post, the radio and the internal combustion engine. It is a civilization in which children grow up with an intimate knowledge of magnetoes and in complete ignorance of the Bible. To that civilization belong the people who are most at home in and most definitely OF the modern world, the technicians and the higher-paid skilled workers, the airmen and their mechanics, the radio experts, film producers, popular journalists and industrial chemists. They are the indeterminate stratum at which the older class distinctions are beginning to break down.

It is fascinating to learn that this process, the breakdown of old class barriers due to new industries, new consumer products and a new thrusting classless generation, which I tended to associate with the 1960s – maybe because the movies and music of the 1960s proclaim this so loudly and are still so widely available – was in fact taking place as early as the 1920s.

The effect of all this is a general softening of manners. It is enhanced by the fact that modern industrial methods tend always to demand less muscular effort and therefore to leave people with more energy when their day’s work is done. Many workers in the light industries are less truly manual labourers than is a doctor or a grocer. In tastes, habits, manners and outlook the working class and the middle class are drawing together.

2. Shopkeepers at War

In this part Orwell declares that the old ruling class and their capitalism must be overthrown for the simple reason that

private capitalism, that is, an economic system in which land, factories, mines and transport are owned privately and operated solely for profit — DOES NOT WORK.

The war so far has shown that a planned economy will always beat an unplanned one. Both Hitler’s Germany and Stalin’s Russia have states and economies guided from the top downwards towards clearly articulated political ends (winning wars). A capitalist society is made up of thousands of businesses all competing against and undermining each other, and undermining the national good. His example is British firms which right up to the declaration of war were still aggressively seeking contracts with Hitler’s Germany to sell them vital raw materials required for weapons, tin, rubber, copper. Madness!

Only a modern centralised, nationalised economy can successfully fight off other centralised nationalised economies. This, argues Orwell, is why some kind of socialist revolution must take place. In order to win the war, the British government must, in the name of the people, take over central running of all aspects of the economy.

In this section Orwell gives us a good working definition of socialism, the definition which was promised and then so glaringly absent from The Road To Wigan Pier four years earlier. Maybe it took those four years, Spain and distance from England, to be able to define it for himself.

Socialism is usually defined as “common ownership of the means of production”. Crudely: the State, representing the whole nation, owns everything, and everyone is a State employee. This does not mean that people are stripped of private possessions such as clothes and furniture, but it does mean that all productive goods, such as land, mines, ships and machinery, are the property of the State. The State is the sole large-scale producer. It is not certain that Socialism is in all ways superior to capitalism, but it is certain that, unlike capitalism, it can solve the problems of production and consumption. At normal times a capitalist economy can never consume all that it produces, so that there is always a wasted surplus (wheat burned in furnaces, herrings dumped back into the sea etc etc) and always unemployment. In time of war, on the other hand, it has difficulty in producing all that it needs, because nothing is produced unless someone sees his way to making a profit out of it. In a Socialist economy these problems do not exist. The State simply calculates what goods will be needed and does its best to produce them. Production is only limited by the amount of labour and raw materials. Money, for internal purposes, ceases to be a mysterious all-powerful thing and becomes a sort of coupon or ration-ticket, issued in sufficient quantities to buy up such consumption goods as may be available at the moment.

However, it has become clear in the last few years that “common ownership of the means of production” is not in itself a sufficient definition of Socialism. One must also add the following: approximate equality of incomes (it need be no more than approximate), political democracy, and abolition of all hereditary privilege, especially in education. These are simply the necessary safeguards against the reappearance of a class system. Centralised ownership has very little meaning unless the mass of the people are living roughly upon an equal level, and have some kind of control over the government.

Socialism aims, ultimately, at a world-state of free and equal human beings. It takes the equality of human rights for granted.

The nature of the revolution

So what would this English revolution consist of? The complete overthrow of the useless ruling class which is bedevilled by its own stupidity and simply unable to see the genuine threat that Hitler posed, able only to read him as a bulwark against Bolshevism and therefore a defender of all the privileges of England’s entrenched ruling class. Away with it in –

a complete shift of power. New blood, new men, new ideas — in the true sense of the word, a revolution… It is only by revolution that the native genius of the English people can be set free. Revolution does not mean red flags and street fighting, it means a fundamental shift of power… What is wanted is a conscious open revolt by ordinary people against inefficiency, class privilege and the rule of the old… Right through our national life we have got to fight against privilege, against the notion that a half-witted public-schoolboy is better fitted for command than an intelligent mechanic… Although there are gifted and honest individuals among them, we have got to break the grip of the moneyed class as a whole. England has got to assume its real shape. The England that is only just beneath the surface, in the factories and the newspaper offices, in the aeroplanes and the submarines, has got to take charge of its own destiny.

In this section he speaks right to the present moment and lists the agents of defeat, from pacifists through Oswald Mosley’s blackshirts to some Roman Catholics. But the real enemy, he says, is those who talk of peace, of negotiating peace with Hitler, a peace designed to leave in place all their perks and privileges, their dividends and servants. These are the worst, the most insidious enemies, both of the war effort and of the English people as a whole.

3. The English Revolution

We cannot establish anything that a western nation would regard as Socialism without defeating Hitler; on the other hand we cannot defeat Hitler while we remain economically and socially in the nineteenth century.

Orwell gives a sweeping trenchant review of the current political scene in England, 1941. All the parties of the left are incapable of reform, the Labour Party most of all since it is the party of the trade unions and therefore has a vested interest in the maintenenace and flourishing of capitalism. The tiny communist party appeals to deracinated individuals but has done more to put the man in the street off socialism than any other influence.

The Labour Party stood for a timid reformism, the Marxists were looking at the modern world through nineteenth-century spectacles. Both ignored agriculture and imperial problems, and both antagonised the middle classes. The suffocating stupidity of left-wing propaganda had frightened away whole classes of necessary people, factory managers, airmen, naval officers, farmers, white-collar workers, shopkeepers, policemen. All of these people had been taught to think of Socialism as something which menaced their livelihood, or as something seditious, alien, “anti-British” as they would have called it.

Therefore, the revolution must come from below. Sound utopian? It is the war which has made it a possibility. The policy of the ruling class in the run-up to the war, the shameful incompetence of the opening year – Dunkirk – have made obvious to absolutely everyone that change is needed. Now, for the first time in its history, a genuinely revolutionary socialist change is thinkable.

A Socialist movement which can swing the mass of the people behind it, drive the pro-Fascists out of positions of control, wipe out the grosser injustices and let the working class see that they have something to fight for, win over the middle classes instead of antagonising them, produce a workable imperial policy instead of a mixture of humbug and Utopianism, bring patriotism and intelligence into partnership – for the first time, a movement of such a kind becomes possible.

Here, at the climax of the essay, he gives six practical policies:

  1. Nationalisation of land, mines, railways, banks and major industries.
  2. Limitation of incomes, on such a scale that the highest tax free income in Britain does not exceed the lowest by more than ten to one.
  3. Reform of the educational system along democratic lines.
  4. Immediate Dominion status for India, with power to secede when the war is over.
  5. Formation of an Imperial General Council, in which the coloured peoples are to be represented.
  6. Declaration of formal alliance with China, Abyssinia and all other victims of the Fascist powers.

The general tendency of this programme is unmistakable. It aims quite frankly at turning this war into a revolutionary war and England into a Socialist democracy.

Wow! The verve, the intellectual confidence, and the optimism of these passages is thrilling!

In the final pages Orwell guesses what kind of revolution it will be, namely a revolution ‘with English characteristics’, the characteristics he so lovingly enumerated in the first section. He gives a complicated analysis of the many forces against it, including comparisons with Vichy France and guesses about the strategies of Hitler and Stalin, too complicated to summarise. The essays ends by repeatedly attacking the pacifism and defeatism of English intellectuals, left-wing intellectuals and so-called communists. It is an all-or-nothing struggle. We can’t go back. the world has completely changed. We must recognise these changes, grasp them, and take them forward in a sweeping social revolution which alone can guarantee victory.

It is goodbye to the Tatler and the Bystander, and farewell to the lady in the Rolls-Royce car. The heirs of Nelson and of Cromwell are not in the House of Lords. They are in the fields and the streets, in the factories and the armed forces, in the four-ale bar and the suburban back garden; and at present they are still kept under by a generation of ghosts. Compared with the task of bringing the real England to the surface, even the winning of the war, necessary though it is, is secondary. By revolution we become more ourselves, not less. There is no question of stopping short, striking a compromise, salvaging “democracy”, standing still. Nothing ever stands still. We must add to our heritage or lose it, we must grow greater or grow less, we must go forward or backward. I believe in England, and I believe that we shall go forward.

Wow! It must have been amazing to read this at the time.

And then what happened?

Churchill’s government did grasp the need for total war mobilisation on an unprecedented scale. Rationing was introduced and every effort made to quash luxury. If we ‘won’ the war it was because Hitler made the mad decision to invade Russia at the same time as the Japanese foolishly attacked America. Britain became the baby buoyed up between Russia and America.

And the war was barely over (May 1945) when Britain held a general election (July 1945) which to everyone’s amazement swept the victorious war leader Churchill from power and produced a socialist government with a huge majority. For the one and only time in its history the British enacted a sweep of revolutionary policies, nationalising the entire health service, extending free state education, and nationalising the key industries of coal, steel and so on. Within two years India was granted its independence. Surely these fulfilled most of Orwell’s definitions of revolution.

And yet… Private schools weren’t abolished and continued to serve as a beacon for privilege and snobbery. The banks and entire financial system was left untouched to flourish, continuing to orchestrate an essentially capitalist economy and redistribute money upwards towards the rich. Income was in no way controlled and so soon the divide between rich and poor opened up again. Massive social changes took place and yet – as Orwell had clearly seen, England’s essential character remained unchanged. Attlee’s government achieved much in five brief years but then was tumbled from power and England reverted to being ruled by upper-class twits, the twits who, like all their ilk live in the past, thought Britain was still a global power, and so took us into the Suez Crisis of 1956. But by then Orwell was long dead.

Conclusion

This is a brilliant long essay, one of the greatest in all English literature, a wonderful combination of nostalgic description for an idealised England, with a fascinating analysis of the social and political scene of his day, and then onto a stirringly patriotic call to fight not only to defeat fascism but to create a new, fairer society. It is impossible not to be stirred and inspired by the combination of incisive analysis, the novelist’s imaginative evocation of English character, and then a speech-writer’s stirring peroration.

However, it is all too easy, in my opinion, to let yourself get swept along by the unashamed patriotism and the bracing insights into ‘the English character’ so that you end up acquiescing in what turned out to be Orwell’s completely inaccurate predictions of the future and his completely unfounded faith in an English revolution.

A social revolution of sorts did take place during and immediately after the war, but what made it so English was the way that, deep down, it didn’t change anything at all.

London 1940 - seat of a socialist revolution?

London 1940 – seat of a socialist revolution?


Credit

The Lion and the Unicorn by George Orwell was published by Secker and Warburg in 1941. All references are to the 1978 Penguin paperback edition.

Related links

All Orwell’s major works are available online on a range of websites. Although it’s not completely comprehensive, I like the layout of the texts provided by the University of Adelaide Orwell website.

George Orwell’s books

1933 – Down and Out in Paris and London
1934 – Burmese Days
1935 – A Clergyman’s Daughter
1936 – Keep the Aspidistra Flying
1937 – The Road to Wigan Pier
1938 – Homage to Catalonia
1939 – Coming Up for Air
1941 – The Lion and the Unicorn
1945 – Animal Farm
1949 – Nineteen Eighty-Four

Coming Up For Air by George Orwell (1939)

I shoved my foot down on the accelerator. The very thought of going back to Lower Binfield had done me good already. You know the feeling I had. Coming up for air! Like the big sea-turtles when they come paddling up to the surface, stick their noses out and fill their lungs with a great gulp before they sink down again among the seaweed and the octopuses. We’re all stifling at the bottom of a dustbin, but I’d found the way to the top. Back to Lower Binfield!

This is a surprisingly nostalgic and moving book. It is the only one of Orwell’s novels told in the first person, and it soon becomes clear why. Most of the first half consists of his protagonist’s long and evocative memory of England before the Great War, a loving memory of an England of calm, order and confidence.

The plot

Part one

The narrator is George Bowling. He lives in an anonymous semi in an anonymous street, one of those streets which ‘fester all over the inner-outer suburbs’, in an anonymous London suburb. He is middle-aged and fat (he mentions that he is fat a lot, there are page-long meditations on the condition of fatness).

I haven’t got one of those bellies that sag half-way down to the knees. It’s merely that I’m a little bit broad in the beam, with a tendency to be barrel-shaped.

George is a 45 year-old insurance salesman who makes a respectable seven of so pounds a week, so he is significantly better off – and more comfortable, more at ease with life – than the protagonists of Orwell’s previous novels, A Clergyman’s Daughter and Keep The Aspidistra Flying. He is married to a scrawny nagging wife, Hilda, and has two whiny kids – Billy (7) and Lorna (11) – that he refers to as the bastards.

On the day of the novel George has no work to do and so takes his time washing, shaving, having breakfast, taking the train into London, stopping into pubs for a quick one, and strolling the streets. It is, in fact, the day he is going to his dentist to take possession of his new set of false teeth. So a few things happen but there isn’t that much interaction with other people. For the most part we are inside George’s head listening to him muse about a) the wretched lives of London’s middle-class men, trapped by wage slavery and nagging wives –

Because, after all, what is a road like Ellesmere Road? Just a prison with the cells all in a row. A line of semidetached torture-chambers where the poor little five-to-ten-pound-a-weekers quake and shiver, every one of them with the boss twisting his tail and his wife riding him like the nightmare and the kids sucking his blood like leeches. (p.14)

b) the condition of being fat, how it crept up on him but how he still eyes up women in the street c) the awful shallowness and vulgarity of modern life – all those ads for shiny consumer goods; milk bars; radio – yuk d) overshadowing all his thoughts is his obsession with the shadow of war: bomber planes fly overhead at several points, and his imagination is saturated with the reality of modern war, whole cities bombed flat, refugees in the street, machine guns firing from broken windows. Hitler and Stalin, Stalin and Hitler.

I looked at the great sea of roofs stretching on and on. Miles and miles of streets, fried-fish shops, tin chapels, picture houses, little printing-shops up back alleys, factories, blocks of flats, whelk stalls, dairies, power stations – on and on and on. Enormous! And the peacefulness of it! Like a great wilderness with no wild beasts. No guns firing, nobody chucking pineapples, nobody beating anybody else up with a rubber truncheon. If you come to think of it, in the whole of England at this moment there probably isn’t a single bedroom window from which anyone’s firing a machine-gun.
But how about five years from now? Or two years? Or one year? (p.24)

War is coming soon, he reflects with a kind of grim satisfaction as he looks out the train window at the endless suburban gardens, as he sips his pint as he walks along the Strand.

As I read I kept thinking of James Joyce’s Ulysses, the famous modernist masterpiece describing a day in the life of an average man wandering round a big city, thinking, musing, pondering. But there is none of Joyce’s experimentalism here. The opposite, there is a good deal of repetition. The paragraphs about being fat, becoming fat, how a fat man feels, how a fat man looks and so on, are a bit repetitive, and so are the meditations about the trashiness of modern life (key hate word is ‘streamlined’ – everything ‘streamlined’ is by definition bad) and the visions of war come back every few pages like acid reflux and repeat entire phrases again and again (I got a little bored of envisioning the machine guns ‘squirting’ from the windows.)

Part two

But everything changes as the book enters part two. Triggered by a news story in today’s paper, George’s mind is taken back to the church services of his boyhood in the little village of Lower Binfield. This (fictional) village of around 2,000 inhabitants somewhere in south Oxfordshire, a few miles from the Thames, is where George’s idyllic childhood took place.

It was a wonderful June morning. The buttercups were up to my knees. There was a breath of wind just stirring the tops of the elms, and the great green clouds of leaves were sort of soft and rich like silk. And it was nine in the morning and I was eight years old, and all round me it was early summer, with great tangled hedges where the wild roses were still in bloom, and bits of soft white cloud drifting overhead, and in the distance the low hills and the dim blue masses of the woods round Upper Binfield. (p.58)

His father was a seed merchant who kept a shop off the High Street. George’s older brother, Joe, is a tough, part of a gang which eventually grudgingly lets little Georgie join in (the other members being Sid Lovegrove and Harry Burnes, the errand boy). He remembers that long distant era as a land of perpetual sunshine, endless wheat fields and cool tree-lined pools for fishing in. (Orwell deliberately makes his protagonist older than him: Bowling was born about 1893 – he’s just old enough to remember the Boer War and the argument about it between his father and Uncle Ezekiel, as well as the mad jubilation surrounding the relief of Mafeking.)

This is a long sequence with many passages of great descriptive beauty. It is an unembarrassed wallow in nostalgia for the sweet decency of rural south England (Orwell knows all too well about life in England’s cities and life in the North of England). It is a powerful vision of idealised south of England village life, the same kind of feeling which permeates John Betjeman and goes on into Philip Larkin in the 1950s…

I’m back in Lower Binfield, and the year’s 1900. Beside the horse-trough in the market-place the carrier’s horse is having its nose-bag. At the sweet-shop on the corner Mother Wheeler is weighing out a ha’porth of brandy balls. Lady Rampling’s carriage is driving by, with the tiger sitting behind in his pipeclayed breeches with his arms folded. Uncle Ezekiel is cursing Joe Chamberlain. The recruiting-sergeant in his scarlet jacket, tight blue overalls, and pillbox hat, is strutting up and down twisting his moustache. (p.34)

There are wonderful long descriptions of the wild flowers and weeds which, because of his father’s trade in seeds, he knew were alright to eat. And central to the section, and to the novel, is the long passage about his boyhood obsession with fishing, which involves pages of detailed description of how to make a fishing rod, how to make the flies and the float and the hook from basic household items – and when he’s got a little more experience, a detailed list of the different types of bait you need to catch all the traditional English fish.

Grasshoppers are about the best bait there is, especially for chub. You stick them on the hook without any shot and just flick them to and fro on the surface – ‘dapping’, they call it. But you can never get more than two or three grasshoppers at a time. Greenbottle flies, which are also damned difficult to catch, are the best bait for dace, especially on clear days. You want to put them on the hook alive, so that they wriggle. A chub will even take a wasp, but it’s a ticklish job to put a live wasp on the hook.

It is an astonishingly sensuous, free and delightful memory of boyhood, immensely readable like almost all of Orwell, but unexpectedly happy and carefree.

The still summer evening, the faint splash of the weir, the rings on the water where the fish are rising, the midges eating you alive, the shoals of dace swarming round your hook and never biting. And the kind of passion with which you’d watch the black backs of the fish swarming round, hoping and praying (yes, literally praying) that one of them would change his mind and grab your bait before it got too dark. And then it was always ‘Let’s have five minutes more’, and then ‘Just five minutes more’, until in the end you had to walk your bike into the town because Towler, the copper, was prowling round and you could be ‘had up’ for riding without a light. And the times in the summer holidays when we went out to make a day of it with boiled eggs and bread and butter and a bottle of lemonade, and fished and bathed and then fished again and did occasionally catch something. At night you’d come home with filthy hands so hungry that you’d eaten what was left of your bread paste, with three or four smelly dace wrapped up in your handkerchief.

There is much, much more capturing the quality of boyhood when there is no future and the sunny present stretches on forever. The local girl who looked after him and his brother when they were young. The taste and feel of long-forgotten sweets, bought by the penny. The sights and sounds of market day. His mother and father sitting either side of the fire on a Sunday afternoon, falling asleep over their respective newspapers.

It is not an utterly rose-tinted view. At school he and the rest tease the mentally sub-normal boy. Along with his brother’s gang, George pulls birds’ nests out of trees and stamps on the chicks. As he explains, violence and killing, tormenting and bullying, are part of the sense of power, of immortality which author and character both seem to see as an important part of boyhood.

The section continues past this boyhood into the arrival of puberty and girls, and then on to his first real experience of reading, of entering amazing imaginative worlds from the heat of India to the jungles of the Amazon. His older brother, Joe, always a handful, is co-opted by his dad into helping with the seed shop but is impatient, loafing at the front door, ogling girls, catcalling. One day he disappears from the house, having stolen everything in the till, and is never seen again.

There is a fascinating description of his experiences during the Great War. After being wounded just enough to be sent home from the trenches, Bowling finds himself, through a series of bureaucratic errors, charged with looking after a defunct rations dump in remotest Cornwall. Here he sits out the war in peace and comfort, along with another ne-er-do-well soldier, Private Lidgebird, ‘a surly devil’. Part of the enjoyment of this long memoir is not only Orwell’s prose but the vividness with which he describes the many odd characters his protagonist encounters.

  • Old Hodges, the lodge-keeper who acted as a kind of caretaker to the abandoned grand house on the hill. ‘He had a face like something carved out of a bit of root, and only two teeth, which were dark brown and very long.’ (p.75)
  • Whiskers (his name was Wicksey) the headmaster of the grammar school, a dreadful-looking little man, with a face just like a wolf, and at the end of the big schoolroom he had a glass case with canes in it, which he’d sometimes take out and swish through the air in a terrifying manner.
  • Gravitt, the butcher… was a big, rough-faced old devil with a voice like a mastiff, and when he barked, as he generally did when speaking to boys, all the knives and steels on his blue apron would give a jingle.

Finally, we get to George’s early manhood. After the war he is pushed into a job with the local grocer, before wangling a job as a travelling salesman. Through an extraordinary coincidence he bumps into the senior officer who had allotted him the job at the rations dump, now the head of a modern conglomerate business, and through him is given a much better job in the insurance company.

At around the same time he first meets Hilda. They completely misunderstand each other because, as Orwell elaborately explains, they are from completely different classes. Hilda’s people are ex-army, ex-India but come down in the world, living in a small house stuffed with memorabilia of the Raj. George thinks they are class. Hilda’s people think George is man on the move, going up in the world, and thus push Hilda towards marrying him.

They get married and quite quickly George realises he hates her. As soon as they’re wed she drops every effort to look nice or be comforting. She becomes sharp and shrewish and reveals that she is obsessed with money, penny-pinching at every turn. George is lumbered with her and fathers two brats by her but spends his life scheming how to get away which, fortunately, his life as a travelling insurance salesman makes relatively easy.

Part three

The short part three brings us back to the present. It is the evening of the same day. George allows himself to be persuaded by Hilda to go along to a lecture at the church hall, which turns out to be given by a fierce anti-fascist. George is appalled by the venom and violence in the man’s attitude. Afterwards he joins in good humouredly with a squabble about how to fight fascism with a little group of Labour supporters. The evening ends with George dropping in on a local friend, a public school teacher, Porteous, who is a satirical caricature of the Oxbridge ivory tower intellectual.

But beneath these surface vents, George has been coming to a decision. He will wangle a week’s leave from his firm, tell Hilda he’s got business for a week in Birmingham, and… he will go back to Lower Binfield. He will revisit the scene of his childhood and all its intense happiness, before the war starts, before the war obliterates everything, he will recapture that first fine careless rapture. He will ‘come up for air’.

Part four

Of course it’s all gone. As his car breasts the hill and he looks down into the village of 2,000 he remembers so well, George discovers… it has mutated into a town of maybe 25,000 people. Houses, houses everywhere. In the distance some glass and chrome factories – that explains the population boom. He gets lost trying to find the centre but eventually reaches it, parks up in the old village inn and takes a room for a week.

At which point Orwell sets about destroying every single one of Bowling’s happy memories by showing the present-day reality of all that fond nostalgia. The family home and shop which he remembered with such vivid intensity is now a tacky tea-rooms. He goes down to the Thames, with a newly-purchased fishing rod, determined to recreate those balmy summer days in the green light below the weir – but the towpath is absolutely packed out with screaming kids, ice cream stalls, hundreds of other fishers while the water is stirred up by non-stop pleasure cruisers and the water is filthy with diesel oil and paper cups. The big old house on the hill in whose ground he and the gang used to fish has been turned into a mental home. And the secluded pond, full of legendarily huge fish, has been drained and become a rubbish dump on the edge of a vast new estate.

They’d filled my pool up with tin cans. God rot them and bust them! Say what you like – call it silly, childish, anything – but doesn’t it make you puke sometimes to see what they’re doing to England, with their bird- baths and their plaster gnomes, and their pixies and tin cans, where the beech woods used to be? (p.215)

You can’t go back. George finds himself getting drunk and wittering on to the barmaid, then trying to chat up a single woman who turns out to be posh and dismisses him with a withering glance. One further humiliation is when he bumps into his first real girlfriend, the girl (it is implied) to whom he lost his virginity, sweet honey-haired Elsie. Well, now she’s a shapeless grey-haired frump, and he follows her through the street where he first saw her, back to the frowsy little tobacconists shop she now lives in. Neither her nor husband recognise him. The past is dead.

One thing, I thought as I drove down the hill, I’m finished with this notion of getting back into the past. What’s the good of trying to revisit the scenes of your boyhood? They don’t exist. Coming up for air! But there isn’t any air. The dustbin that we’re in reaches up to the stratosphere. (p.216)

There is an odd scene almost at the end. On his last, disappointed morning, he’s strolling across the market square when there is an almighty explosion. Recognising a barrage when he hears one George drops to the ground, but there is no repeat. Earlier we had learned that there is a new bomber airfield somewhere near the town, and locals had told George that the newish stocking factory had recently been converted to manufacture bombs for the planes. It seems one of the pilots on a test run pushed the wrong lever and dropped a bomb on Lower Binfield! A grocer’s shop was flattened and the three inhabitants killed. See, George thinks, it’s coming, it’s coming and there’s nothing any of us can do to stop it.

In the final scene he motors home to find that Hilda, the suspicious little shrew, had figured out he was never in Birmingham by the simple expedient of writing to the hotel George claimed to be staying at and getting a reply saying the hotel closed two years previously. She knows George has been with another woman and starts to give him a piece of his mind George, faced with the daunting challenge of trying to explain the impulse to rediscover his childhood happiness which took him on a wild goose chase to his boyhood haunts, well, George realises it’ll be easier to admit he spent the week with another woman.


Visions of war

Barely a page goes by without George imagining the bombing or fighting in the street to come, or reflects on the streamlined, Americanised trashiness of modern life. The difference between George’s visions and those of Gordon, in Keep The Aspidistra Flying, is that George keeps these thoughts under control; he is not infuriated or exasperated by them. He sees the world about him, thinks about wars and modern life, and then has another pint which fills him with a glow of well-being. He thinks grim but he actually feels warm and rosy.

I can hear the air-raid sirens blowing and the loud-speakers bellowing that our glorious troops have taken a hundred thousand prisoners… I see it all. I see the posters and the food-queues, and the castor oil and the rubber truncheons and the machine-guns squirting out of bedroom windows. (p.29)

Next moment he’s an affable cheeky chappie, the type you’d meet in the saloon bar of a decent local pub, buying drinks for all and sundry and telling humorous stories. This alternation between Vaughan Williams pastoralism and the violence of the Gestapo, rubber coshes and machine guns is like the good cop/bad cop act. Just as you’re softening up to another vision of lying under a weeping willow beside the Thames’s purling water, a bomber flies overhead and George is off again about Stalin and Hitler.

The book is a work in its own right, and the pastoral passages are beautifully worth reading for their mental and sensual pleasure. But read in the context of Orwell’s political writings about the necessity and the inevitability of Socialism in England, I think there is a clear message. England’s dreamy past is over. We face an entirely unprecedented new threat in the form of totalitarianism. We must wake up and face the reality around us.

George has a particular variation on the widespread war fear of the time – he is more worried about what will come after the war – will it be the triumph of totalitarianism in England, with a secret police, torture chambers and loudspeakers blaring from every corner telling people what to think? Ten years later these fears would be worked up into the monstrous vision of Nineteen Eighty-Four.

The modern world

Both Georges hate it. Streamlined, slick, Americanised, tasteless food, chromium bars, clever trite ads, George hates it all. He stops into a ‘milk bar’, epitome of everything flashy, American and revolting.

There’s a kind of atmosphere about these places that gets me down. Everything slick and shiny and streamlined; mirrors, enamel, and chromium plate whichever direction you look in. Everything spent on the decorations and nothing on the food. No real food at all. Just lists of stuff with American names, sort of phantom stuff that you can’t taste and can hardly believe in the existence of. Everything comes out of a carton or a tin, or it’s hauled out of a refrigerator or squirted out of a tap or squeezed out of a tube. No comfort, no privacy. Tall stools to sit on, a kind of narrow ledge to eat off, mirrors all round you. A sort of propaganda floating round, mixed up with the noise of the radio, to the effect that food doesn’t matter, comfort doesn’t matter, nothing matters except slickness and shininess and streamlining. (p.25)

George makes the bad mistake of buying a hot dog. One bite and he feels like retching.

It gave me the feeling that I’d bitten into the modern world and discovered what it was really made of. That’s the way we’re going nowadays. Everything slick and streamlined, everything made out of something else. Celluloid, rubber, chromium-steel everywhere, arc-lamps blazing all night, glass roofs over your head, radios all playing the same tune, no vegetation left, everything cemented over, mock-turtles grazing under the neutral fruit-trees. But when you come down to brass tacks and get your teeth into something solid, a sausage for instance, that’s what you get. Rotten fish in a rubber skin. Bombs of filth bursting inside your mouth. (p.27)

This modern trashiness provides an obvious contrast with the solid food and hearty beer of his childhood. But – the message of the book goes – this is the world today and we must face it.

On being a boy

I had a wonderful feeling inside me, a feeling you can’t know about unless you’ve had it – but if you’re a man you’ll have had it some time. I knew that I wasn’t a kid any longer, I was a boy at last. And it’s a wonderful thing to be a boy, to go roaming where grown-ups can’t catch you, and to chase rats and kill birds and shy stones and cheek carters and shout dirty words. It’s a kind of strong, rank feeling, a feeling of knowing everything and fearing nothing, and it’s all bound up with breaking rules and killing things. The white dusty roads, the hot sweaty feeling of one’s clothes, the smell of fennel and wild peppermint, the dirty words, the sour stink of the rubbish dump, the taste of fizzy lemonade and the gas that made one belch, the stamping on the young birds, the feel of the fish straining on the line – it was all part of it. Thank God I’m a man, because no woman ever has that feeling.

Having been a boy myself, raised in a little village in Berkshire, left to roam through woods and become part of a gang of other 8, 9, 10 year-olds, fishing in Englemere Lake and breaking into the old gravel pit to build dams out of sand, I very heartily respond to these visions of a south-of-England boyhood.


The importance of types and stereotypes in Orwell’s fiction and political writing

One of those…

In reviews of his previous novels I’ve highlighted Orwell’s continual appeal to our supposed common knowledge of various types or stereotypes of English life. He continues this trait in this novel, in fact it sits much better with Bowling’s cheeky-chappy, button-holing personality than it did with the third-person narrator of the earlier novels. But it’s the same habit of mind.

  • Do you know the active, hearty kind of fat man, the athletic bouncing type that’s nicknamed Fatty or Tubby and is always the life and soul of the party? I’m that type. (p.8)
  • She’s one of those people who get their main kick in life out of foreseeing disasters. (p.11)
  • He was one of those people who turn away and then suddenly dart back at you, like a dragon-fly. (p.17)
  • He’s one of these chaps you read about in novels, that have pale sensitive faces and dark hair and a private income. (p.22)
  • Warner is one of these cheap American dentists, and he has his consulting-room, or ‘parlour’ as he likes to call it, halfway up a big block of offices, between a photographer and a rubber-goods wholesaler. (p.25)

Again and again George shows off his ability to place and situate people he sees as characteristic types.

The girl was a kid about eighteen, rather fat, with a sort of moony face, the kind that would never get the change right anyway… He was an ugly, stiff-built little devil, the sort of cock-sparrow type of man that sticks his chest out and puts his hands under his coattails – the type that’d be a sergeant-major only they aren’t tall enough… Two vulgar kind of blokes in shabby overcoats, obviously commercials of the lowest type, newspaper canvassers probably, were sitting opposite me…

What I’m suggesting is that part of what Orwell’s fans and devotees describe as his honesty and his penetrating insight is actually created by this rhetorical habit of seeing the whole world in terms of recognisable and knowable types. This technique makes the world seem rational and susceptible to understanding, as organised, arranged and presented by an author who is a supreme knower of human types and behaviour. You bow before his wisdom.

  • I had one of those sudden inspirations that you get occasionally…
  • She was one of those people who never say much, but remain on the edge of any conversation that’s going on, and give the impression that they’re listening…
  • They had a little dark house in one of those buried back-streets that exist in Ealing.
  • Then they nearly joined one of those women’s clubs which go for conducted tours round factories
  • I could hear their voices cooing away in one of those meaningless conversations that women have when they’re just passing the time of day.

He is a man of the world, he knows all theses types, you know the sort, and he flatters the reader by expecting you to be, too.

Types and sterotypes

  • He looked the perfect professional soldier, the K.C.M.G., D.S.O. with bar type…
  • I’m the type that can sell things on commission…
  • I’m not the type that starves. I’m about as likely to end up in the workhouse as to end up in the House of Lords. I’m the middling type, the type that gravitates by a kind of natural law towards the five-pound-a-week level.
  • He was the usual type, completely bald, almost invisible behind his moustache, and full of stories about cobras and cummerbunds and what the district collector said in ‘93.
  • I knew the type. Vegetarianism, simple life, poetry, nature-worship, roll in the dew before breakfast. I’d met a few of them years ago in Ealing.

Yes, I know the type.

Stereotypes and Socialism

Having paid all this attention to Orwell’s use of types, half way through the book I had an epiphany.

In many ways political beliefs are built on ‘types’ of people, types we represent and speak for, types we oppose, who are our enemies. This was certainly true of the rather simple-minded (to our eye) political beliefs of the 1930s. To the Socialists their enemies are upper-class toffs, bankers, the bourgeoisie, the rentier class. To the Tory the enemy is the Bolshevik, the anarchist, the trade unionist, the stroppy worker. To the feminists of the day (who Orwell routinely lampoons: see the pert librarian who disapproves of Gordon Comstock asking for a book on midwifery, convinced he only wants to look at ‘dirty’ pictures) all men are horrible perverts only interested in one thing.

My questions are:

  1. To what extent is stereotyping your enemy vital to political discourse, in general?
  2. And what part do these types and stereotypes play in the formulation and expression of Orwell’s political beliefs?

Although his work is riddled with defences of ‘democratic socialism’, as even his own publisher, Victor Gollancz, explained in the apologetic preface he inserted before the second part of The Road To Wigan Pier, Orwell nowhere actually defines what Socialism is – except for a few trite phrases about justice and decency. Instead, the second part of Wigan Pier -which was intended as a 100-page long account of his intellectual development towards a belief in Socialism – mostly consists of Orwell setting up a whole series of straw men through the use of types and stereotypes – and then all-too-easily demolishing them. As a political manifesto, it is an embarrassing, almost incoherent failure.

Instead of proposing detailed plans to, say, nationalise key industries, to re-organise the economy, to create a nationalised health and education service – Orwell wastes these hundred pages addressing so-called objections the man-in-the-street might have to Socialism, via stereotypical caricatures of the views of its opponents. Thus he says the average person might be put off socialism because of the association that’s grown up with it and the kind of shiny technological future depicted in so many of H.G. Wells’s novels and tracts and magazine articles. The man-in-the-street doesn’t fancy that kind of technological future and so he (mistakenly) rejects socialism.

My point is that this farrago relies on a) trusting Orwell to know that this is in fact a major objection of the man-in-the-street to socialism b) accepting his much reduced and caricatured summary of Wells’s position and then c) accepting Orwell’s argument that a socialist future need not be a repellent one of glass and chrome.

This entire argument is so eccentric, so beside the point, that there’s something comic about it, and there is always something a little comic about Orwell’s use of human types, whether in his fiction or political essays. Something a little too pat, a little cartoonish. ‘It’s always that way with X.’ ‘They’re the type who Y.’ ‘He’s one of those Z.’ ‘Of course, the real bourgeoisie does A…  the true socialist says Y… the fascist type yells C…’

Look here, he always seems to be saying, I’m a man of the world and these people always say, do, promise, lie or behave in the following ways. It’s one thing when you’re listening to a fat, middle-aged insurance salesman in the pub; quite another when you’re deciding the future of the country.

To some extent, George Bowling is of course a parody of George Orwell’s own instincts, feelings and beliefs. Just as he cranked up his hatred of the modern world and conflicted self-loathing to create the wretched protagonist of Keep The Aspidistra Flying, so in Coming Up For Air he exaggerates both his sentimental nostalgia for a perfect England and his fear for the future.

You know

Backing away from the political implications, there’s no doubt that this button-holing and shoulder-nudging you towards acquiescence in the narrator’s thoughts and experiences is a major part of the rhetorical strategy of Orwell’s fiction.

George is propping up the bar and while the barmaid fetches another round of drinks, launches off on another story about one of those… you know the type… the kind of chap who…

  • You know how these streets fester all over the inner-outer suburbs. Always the same. Long, long rows of little semi-detached houses…
  • You know the smell churches have, a peculiar, dank, dusty, decaying, sweetish sort of smell…
  • You know the kind of kitchen people had in those days…
  • You know the feeling you had when you came out of the line. A stiffened feeling in all your joints, and inside you a kind of emptiness, a feeling that you’d never again have any interest in anything…
  • You know the kind of holiday. Margate, Yarmouth, Eastbourne, Hastings, Bournemouth, Brighton…
  • You know the atmosphere of a draper’s shop. It’s something peculiarly feminine. There’s a hushed feeling, a subdued light, a cool smell of cloth, and a faint whirring from the wooden balls of change rolling to and fro…
  • You know the feeling of a June evening. The kind of blue twilight that goes on and on, and the air brushing against your face like silk…
  • You know how it is with these big business men, they seem to take up more room and walk more loudly than any ordinary person, and they give off a kind of wave of money that you can feel fifty yards away…
  • You know those tennis clubs in the genteel suburbs — little wooden pavilions and high wire- netting enclosures where young chaps in rather badly cut white flannels prance up and down, shouting ‘Fifteen forty!’ and ‘Vantage all!’ in voices which are a tolerable imitation of the Upper Crust…
  • Do you know these Anglo-Indian families? It’s almost impossible, when you get inside these people’s houses, to remember that out in the street it’s England and the twentieth century. As soon as you set foot inside the front door you’re in India in the eighties. You know the kind of atmosphere. The carved teak furniture, the brass trays, the dusty tiger-skulls on the wall, the Trichinopoly cigars, the red-hot pickles, the yellow photographs of chaps in sun-helmets, the Hindustani words that you’re expected to know the meaning of, the everlasting anecdotes about tiger-shoots and what Smith said to Jones in Poona in ‘87…
  • It was rather a gloomy little hall. You know the kind of place. Pitch-pine walls, corrugated iron roof, and enough draughts to make you want to keep your overcoat on…
  • You know the line of talk. These chaps can churn it out by the hour. Just like a gramophone. Turn the handle, press the button, and it starts. Democracy, Fascism, Democracy…
  • Just behind her two old blokes from the local Labour Party were sitting. One had grey hair cropped very short, the other had a bald head and a droopy moustache. Both wearing their overcoats. You know the type…
  • You know the kind of day that generally comes some time in March when winter suddenly seems to give up fighting. For days past we’d been having the kind of beastly weather that people call ‘bright’ weather, when the sky’s a cold hard blue and the wind scrapes you like a blunt razor-blade. Then suddenly the wind had dropped and the sun got a chance. You know the kind of day..
  • You know the look of a wood fire on a still day. The sticks that have gone all to white ash and still keep the shape of sticks, and under the ash the kind of vivid red that you can see into…
  • You know how people look at you when they’re in a car coming towards you…
  • You know the kind of houses that are just a little too high-class to stand in a row, and so they’re dotted about in a kind of colony, with private roads leading up to them…
  • You know those very cheap small houses which run up a hillside in one continuous row, with the roofs rising one above the other like a flight of steps, all exactly the same…
  • I asked her for tea, and she was ten minutes getting it. You know the kind of tea – China tea, so weak that you could think it’s water till you put the milk in…
  • As soon as I set eyes on her I had a most peculiar feeling that I’d seen her somewhere before. You know that feeling…
  • Do you know that type of middle-aged woman that has a face just like a bulldog? Great underhung jaw, mouth turned down at the corners, eyes sunken, with pouches underneath…
  • Do you know the kind of shuffling, round-shouldered movements of an old woman who’s lost something?
  • You know the way small shopkeepers look at their customers – utter lack of interest…
  • Do you know these faked-up Tudor houses with the curly roofs and the buttresses that don’t buttress anything, and the rock-gardens with concrete bird-baths and those red plaster elves you can buy at the florists’?
  • You know the kind of tough old devil with grey hair and a kippered face that’s always put in charge of Girl Guide detachments, Y.W.C.A. hostels, and whatnot. She had on a coat and skirt that somehow looked like a uniform and gave you a strong impression that she was wearing a Sam Browne belt, though actually she wasn’t. I knew her type

Orwell, and his narrators, always know her type. They know all types. They are experts in all types of human and on the entire human condition. It is upon this claim to universal knowledge of human nature, upon this barrage of ‘types’ and ‘you knows’ that we are meant to place our trust in them.

Comments

Orwell wrote Coming Up for Air as soon as he’d finished Homage to Catalonia, the terrifying account of his time in Spain during the early stage of the Spanish civil war. He wrote Coming Up during a six-month stay in North Africa, from September 1938 to March 1939, which was recommended by his doctors on account of his poor health.

What a period to be outside of England and outside of Europe, looking in, looking back. From the Munich Crisis (September 1938) via Kristallnacht (November 1938) to the German annexation of Czechoslovakia  in March 1939.

Pretty obviously these were the twin sources of the powerful nostalgia which is Coming Up For Air‘s ultimate mood:

  • He had seen Soviet-style political terror in Barcelona and it made him re-evaluate the enduring value of the docile freedoms of England.
  • And then he was out of England for six long months, writing a book in which a middle-aged man reminisces about his boyhood in rural England, surely given piquancy at every turn from the fact that it was written under such very alien skies.

Ultimately Coming Up For Air is a dubious achievement as a novel – with little plot, almost no interaction among the characters and too much of a feeling that it is preaching at you – you could say that it dramatises a predicament more than a believable personality. But Orwell’s writing is marvellous throughout: you can open it at any page and immediately be drawn in by the vividness of the imagined details and the clarity of his wonderfully forthright, lucid prose.


Credit

Coming Up For Air by George Orwell was published by Victor Gollancz in 1939. All references are to the 1978 Penguin paperback edition.

Related links

All Orwell’s major works are available online on a range of websites. Although it’s not completely comprehensive, I like the layout of the texts provided by the University of Adelaide Orwell website.

George Orwell’s books

1933 – Down and Out in Paris and London
1934 – Burmese Days
1935 – A Clergyman’s Daughter
1936 – Keep the Aspidistra Flying
1937 – The Road to Wigan Pier
1938 – Homage to Catalonia
1939 – Coming Up for Air
1941 – The Lion and the Unicorn
1945 – Animal Farm
1949 – Nineteen Eighty-Four

Embers of War by Frederik Logevall (2012)

This is a staggeringly good book. The main text is a hefty 714 pages long, with another 76 pages of endnotes, a comprehensive list of further reading, and a thorough index. It is beautifully printed on good quality paper. It is in every way an immaculate book to own and read and reread (in fact I found it so addictive I read the first 500 pages twice over).

Vietnam before the war

Most histories of the Vietnam War focus on ‘the American War’ of the mid- and late-1960s. Logevall’s epic account comes to an end in 1959, when there were still only a few hundred U.S. troops in the country, before the American war of the movies and popular legend had even started (the Gulf of Tonklin Resolution in the U.S. Congress which gave President Johnson full power to prosecute a war was passed in August 1964.)

Instead, Logevall’s focus is on everything which preceded the full-blown American involvement. It is a masterly, incredibly detailed, superbly intelligent account of the long struggle for Vietnamese independence from French colonial rule over Indochina, which has its roots way back before the First World War, but whose major and fateful decisions were made in the years immediately after the Second World War. For the core of the book covers the twenty years between 1940 and 1960 which saw the First Indochina War of Independence and the bitter defeat of the French imperial army. Logevall’s intricate and comprehensive account for the first time makes fully comprehensible the circumstances in which the Americans would find themselves slowly dragged into the quagmire in the decade that followed.

Above all this is a political and diplomatic history of the events, with a great deal of space devoted to the personalities of the key political players – Ho Chi Minh, Viet Minh General Giap, U.S. Presidents Roosevelt, Truman and Eisenhower, French president Charles de Gaulle – along with exhaustive explanations of their differing aims and goals, and thorough analyses of the diplomatic and political negotiations which were constantly taking place between a dizzying and continually changing array of politicians, statesmen and military leaders.

The attractiveness of the book is the tremendous intelligence with which Logevall dissects and lays bare the conflicting political goals and shifting negotiating positions of all these players. Time and again he puts you in the room as Truman and his team discuss the impact of China going communist (in 1949) on the countries of the Far East, or Eisenhower and his team assessing the French forces’ chances of winning, or the debates in the Viet Minh high command about how best to proceed against the French army at Dien Bien Phu. In every one of these myriad of meetings and decision-points, Logevall recaptures the cut and thrust of argument and paints the key players so deftly and vividly that it is like reading a really immense novel, a 20th century War and Peace only far more complex and far more tragic.

Ho Chi Minh

A central thread is the remarkable story of Ho Chi Minh, who could have been a sort of Vietnamese Mahatma Gandhi, who could have led his country to peaceful independence if the French had let him – and who certainly emerges as the dominating figure of the long struggle for Vietnamese independence, from 1918 to 1975.

Ho Chi Minh was born Nguyễn Sinh Cung in 1889. In his long life of subterfuge and underground travel he used over 50 pseudonyms. The text skips through his education to his travels from Asia to Europe via the States (as a cook on merchant navy vessels, seeing the major American cities, establishing himself as a freelance journalist in Paris), and then the story really begins with Ho’s presence at the peace conference which followed the Great War.

Vietnam had been colonised by the French in the 1850s and their imperial grip solidified around the turn of the century. The French divided Vietnam into three units, Tonkin in the north (capital Hanoi), the narrow central strip of Annam, and Cochin China in the south (capital Saigon). Logevall eloquently evokes the atmosphere and beauty of these two cities, with their wide boulevards, French cathedrals and opera houses. The French also colonised Laos, which borders Vietnam to the central west, and Cambodia, which borders it to the south-west. These three countries were collectively known as French Indochina.

Between the wars

U.S. President Woodrow Wilson arrived at the Versailles peace conference which followed World War One brandishing his much-publicised Fourteen Points, the noble principles he hoped would underpin the peace, the fourteenth of which explicitly called for the self-determination of free peoples.

As Logevall points out, in practice the Americans were thinking about the self-determination of the peoples in Europe, whose multicultural empires had collapsed as a result of the war e.g. the Austro-Hungarian and Ottoman Empires; the principle wasn’t really addressed at the inhabitants of Europe’s overseas empires.

In a typically vivid snapshot, Logevall describes how the young optimistic Vietnamese nationalist Ho Chi Minh, who had already gained a reputation as a journalist advocating independence for his country, hired a morning coat and travelled to Versailles hoping to secure an interview with President Wilson to put the case for Vietnamese independence. But his requests were rebuffed, his letters went unanswered, nobody replied or took any notice. It was the start of a long sequence of tragically lost opportunities to avert war.

Instead the ‘victorious’ European empires (Britain and France) were allowed to continue untroubled by American interferences and French colonial administration of Vietnam, Laos and Cambodia, with all its snobbery and exploitation, strode on into the fragile 1920s and troubled 1930s.

Dispirited by the complete lack of interest from the Allies at Versailles, Ho traveled to Soviet Moscow in the early 1920s, where he received training from the infant Communist International (or Comintern) before returning to Vietnam to help organise a Vietnamese nationalist and communist movement.

But according to Logevall’s account, Ho continued to have a soft spot for America – not least because it was itself a country which had thrown off colonial shackles – and continued for decades to hope for help & support in Vietnam’s bid to escape from French control. In vain. Maybe the central, tragic theme of the book is how the American government went in the space of a decade (1940 to 1950) from potential liberator of the world’s colonial subjects, to neo-imperial oppressor.

The impact of the Second World War

In the West, and particularly in Britain, we think of the Second World War as starting with the German invasion of Poland on 1 September 1939, which prompted Britain and France to declare war on Nazi Germany. But the war in the East had its own timeframes and geography, and is really marked by the step-by-step aggression of Japan through the 1930s. For the highly authoritarian, militaristic Japanese government was the rising power in the East. Japan invaded Manchuria in northern China 1931 and then, in 1937, invaded the rest of coastal China, penetrating south. China was already embroiled in a chaotic civil war between various regional warlords, the nationalist movement of Chiang Kai-Shek and the nascent communist forces of Mao Zedong, which had been raging since the late 1920s. The border between north Vietnam and China is 800 miles long and the French colonial administrators watched developments in their huge northern neighbour with growing trepidation.

Meanwhile, in faraway Europe, Adolf Hitler’s Nazi regime successfully intimidated the western democracies (i.e. Britain and France) into allowing him to reoccupy the Rhine (March 1936), occupy Austria (March 1938) and seize the Czech Sudetenland (September 1938). But it was the surprise Nazi-Soviet Pact of August 1939 and then Hitler’s September 1939 invasion of Poland which plunged the continent into war.

None of this affected distant Indochina until the Germans’ six-week Blitzkrieg campaign in May 1940 against France. The victorious Nazis allowed a puppet right-wing government to be created in France, under the 84-year-old Marshall Petain and based in the spa town of Vichy. As a result of their defeat, the colonial administrations around the French Empire – in West and North Africa, in the Middle East and in Indochina – found themselves obliged to choose between the ‘legitimate’ new Vichy administration, which soon began persecuting socialists, freemasons and Jews (Logevall makes the ironic point that there were only 80 Jews in all Indochina and most of them were in the army) or the initially small group of followers of the self-appointed leader of the ‘Free French’, Charles de Gaulle.

When the highly armed and aggressive Japanese continued their expansion into northern Vietnam in September 1940, the Vichy French briefly resisted and then found themselves forced to co-operate with their supposed ‘allies’ – or the allies of their Nazi masters back in Europe. The Japanese wanted to cut off supply lines to the Chinese nationalists opposing them in China and also needed the rice, rubber and other raw materials Indochina could offer. In an uneasy understanding, the Japanese allowed the Vichy officials to administer the country at a civil service level – but they were the real masters.

Pearl Harbour

By setting it in its full historical context, Logevall for the first time made clear to me the reason the Japanese attacked Pearl Harbour (on 7 December 1941) and the central role played in this cataclysmic event by Indochina.

From 1940 U.S. President Roosevelt and his advisers were concerned about Japan’s push southwards and especially their seizure of Vietnam. If they continued, the Japs would be in a position to carry on down the Malay peninsula, taking Singapore and threatening the Philippines in the East and Burma to the West.

When, in July 1941, Japanese troopships were sighted off Cam Ranh Bay on the south coast of Vietnam, it set American alarm bells jangling and, after much discussion, the President imposed a goods blockade on Japan, including oil and rubber, insisting the Japanese withdrew from China. Negotiations with the moderate Japanese Prime Minister Konoye continued through the summer but neither side would back down and, in October 1941, Konoye was replaced by General Hideki Tojo, who represented the aggressive stance of the armed forces. His government decided the only way Japan could continue to expand was by eliminating the American threat and forcibly seizing required raw materials from an expanded Japanese empire. Hence the plan was formulated to eliminate the American Pacific fleet with a surprise attack on Pearl Harbour, and it was in this context that the Japanese Fleet launched the notorious attack on 7 December 1941.

Logevall describes this tortuous process and its consequences with great clarity and it is absolutely fascinating to read about. He introduces us to all the key personnel during this period, giving the main players two or three page biographies and explaining with wonderful clarity the motives of all the conflicting interests: The Vichy French reluctant to cede control to the Japanese and scared of them; the Japanese busy with conflicts elsewhere and content to rule Indochina via the compliant French; the Americans reeling from Pearl Harbour but already making long-term plans to regain Asia; and in Vietnam, alongside Ho’s communists, the activities of the other groups of Vietnamese nationalists, as well as numerous ‘native’ tribes and ethnic minorities. And far away in embattled London, the distant but adamantine wish of General de Gaulle and the ‘Free French’ to return Indochina to French rule.

Roosevelt and Truman

For most of the war the key factor for Asia was President Roosevelt, a lifelong anti-colonialist, who condemned and opposed the European empires. Admittedly, he had to tread carefully around key ally Winston Churchill, who was doggedly committed to the preservation of the British Empire, but he had no such qualms about France, which he despised for collapsing so abjectly to the German Blitzkrieg of 1940.

Roosevelt was only reluctantly persuaded to support the haughty, pompous General de Gaulle as representative of the so-called ‘Free French’ – he preferred some of the other leaders in exile – but took a particular interest in Indochina. Roosevelt gave strong indications in speeches that – after the Germans and Japanese were defeated – he would not let the French restore their empire there. Instead, the president got his State Department officials to develop the idea of awarding ‘trusteeship status’ to post-colonial countries – getting them to be administered by the United Nations while they were helped and guided towards full political and economic independence.

Alas for Vietnam and for all the Vietnamese, French and Americans who were to lose their lives there, Roosevelt died just as the Second World War drew to a close, in April 1945, and his fervent anti-imperialism died with him.

He was replaced by his unassuming Vice-President, plain-speaking Harry S. Truman from Missouri. (In the kind of telling aside which illuminates the book throughout, Logevall points out that Truman was only selected as Vice-President because he was so non-descript that when all the competing factions in the Democratic Party cancelled out each other’s nominations, Truman was the only one bland enough to be left acceptable to all parties.)

Vietnam’s first independence and partition

The atom bombs at Hiroshima and Nagasaki crystallised Japan’s defeat and she surrendered on 2 September 1945. Within days of Japan’s fall, Ho and his party were organising major celebrations of Vietnam’s independence. In a historic moment Ho spoke to a crowd of 300,000 cheering compatriots in Ba Dinh Square, central Hanoi, on 2 September 1945, formally declaring Vietnam’s independence. Logevall quotes American eye witnesses who were startled when Ho quoted extensively from the American Declaration of Independence, as part of his ongoing attempt to curry favour with the emerging world superpower.

But alas, back in Washington, unlike his predecessor Roosevelt, President Truman had little or no interest in Indochina and all talk of ‘trusteeship’ leading to eventual independence disappeared. Instead the victorious allies had to make practical arrangements to manage Indochina now Japan had surrendered. It was agreed that the north of the country would be taken over by an army of the nationalist Chinese (at this stage receiving huge aid from America) while the British Indian Army would take over temporary running of the south, in a temporary partition of the country while both forces waited for the full French forces to arrive and restore imperial rule.

Riven by political infighting and a spirit of defeatism, the French had rolled over and given up their country in 1940. Then a good number of them spent five years collaborating with the Nazis and shipping Jews off to concentration camps. Now they expected the Americans to give them huge amounts of money and military resources to help them return to their colonies, and they expected the colonial peoples to bow down to the old yoke as if nothing had happened.

General de Gaulle typified the militaristic, imperial French view that ‘metropolitan’ France was nothing without its ‘magnificent’ Empire; that France had a unique ‘civilising mission’ to bring the glories of French culture to the peoples of Vietnam and Laos and Cambodia (and Algeria and Syria and Mali and so on). Of course, the Empire provided cheap raw materials and labour for France to exploit.

The tragedy is that the Rooseveltian anti-imperial America which Ho and his followers placed so much hope on, betrayed them. Why? Two main practical reasons emerge:

  1. Restoring France Almost immediately after the end of the Second World War Stalin set about consolidating his grip on the Russian-occupied nations of Eastern Europe by establishing puppet communist regimes in them. The communist coup in Czechoslovakia and the start of the Berlin Airlift, both in 1948, epitomise the quick collapse of the wartime alliance between Russia and America into a Cold War stand-off. In this context, the Americans thought it was vital to build up Western Europe‘s capitalist economies to provide economic and military counterweight to the Soviet threat. Hence the enormous sums of money America poured into Europe via the Marshall Plan (which came into force in June 1948). A glance at the map of post-war Europe shows that, with Germany divided, Italy in ruins, Spain neutral, and the Benelux countries small and exposed, France emerges as the central country in Western Europe. If France’s empire contributed economically (through its raw materials), militarily (through colonial soldiers) and psychologically to France’s rebuilding, then so be it. The nationalist aspirations of Algeria, Tunisia and the other African colonies, along with Vietnam, Laos and Cambodia were sacrificed on the altar of building up a strong France in Europe to act as a bulwark against the Soviet threat.
  2. The domino theory It was only later, after China fell to communist control in October 1949, that Cold War hawks began to see (not unjustifiably) evidence of a worldwide communist conspiracy intent on seizing more and more territory. This received further shocking confirmation when North Korea invaded South Korea in June 1950. It is from the communist victory in China and the start of the 1950s that the Americans began to talk about a ‘domino effect’ – seeing non-communist countries as dominoes lined up in a row, so that if one fell to communism all the others would automatically follow. As the map below shows, the fear was that i) communist victory in Korea would directly threaten Japan ii) communist forces in central China would threaten the island of Formosa and the other western Pacific islands, and iii) most crucial of all – the collapse of Vietnam would allow communist forces a forward base to attack the Philippines to the east, open the way to the invasion of Thailand to the west, and threaten south down the long peninsula into Malaya and Indonesia.

Cast of characters

Logevall introduces us to a number of Americans on the ground – diplomats, analysts and journalists – who all strongly disagreed with the new American line, but were powerless to change it. Against their better judgement the Americans allowed the French to return to run Vietnam, Laos and Cambodia.

Logevall explains the arguments among the French themselves, and accompanies his account of the next nine years (1945-1954) with a running commentary on the changing patterns of the very fractured French political system (19 governments in just 8 years), and the conflicting priorities of the French communist party, the Socialists, the centre and the Gaullist right.

In contrast to French perfidy and inconsistency, Ho emerges as very much the hero of this account for the patience and mildness of his demands. Ho was in communication with both the French and American authorities – the French ignored all requests for independence, but he had some hopes the Americans would listen. Ho guaranteed that his independent Vietnam would allow for capitalism -for private property, a market economy. He said American firms would receive preferential treatment in rebuilding the post-war economy.

All on deaf ears. The same crowds who had greeted Ho’s historic declaration of independence in September 1945, stayed away from the pathetic French re-entry into Saigon the next year. On their first night of freedom, French troops who had been interned by the Japanese were released and went on a drunken rampage, beating up Vietnamese in the streets for being collaborators. Photo journalist Germaine Krull saw Vietnamese nationalists paraded through the streets with ropes tied round their necks while French women spat on them. Krull realised, right there and then, that the French had lost all respect and deference – instead of befriending the Vietnamese and creating a genuine partnership with promises of ultimate nationhood, the French hardliners had insisted nothing must question the ‘Glory’ and ‘Honour’ and ‘Prestige’ of La Belle France.

And so the quixotic quest for gloire and grandeur and prestige condemned France to nine years of bitter war, hundreds of thousands of death and, ultimately, to crushing humiliation. It feels like a grim poetic justice for the arrogance and stupidity of the French.

Dien Bien Phu

Almost immediately armed clashes between French soldiers and small guerrilla units or individuals began in all the cities and towns. Various nationalist groups claimed responsibility for the attacks but slowly Ho Chi Minh’s communists emerged as the best disciplined and most effective insurgent forces. The communists made up the core and most effective part of the coalition of nationalist forces christened the Viet Minh. Saigon became a twitchy nervous place to be, with an irregular drumbeat of gunshots, the occasional hand grenade lobbed into a cafe, assassinations of French officials in the street.

Logevall gives a detailed narrative of the slow descent of the country into guerilla war, with the dismal attempts of successive generals to try and quell the insurgency, by creating a defensive line of forts around Hanoi in the north, or sending search and destroy missions into the remote countryside.

The diplomatic and political emphasis of the book comes to the fore in the long and incredibly detailed account of the manoeuvring which surrounded the climactic Battle of Dien Bien Phu, from the beginning of its inception in 1953.

I have just reviewed a classic account of this battle, Martin Windrow’s epic military history, The Last Valley: Dien Bien Phu and the French Defeat in Vietnam, so won’t repeat the story here. Suffice to say the French had the bright idea of creating a defensive stronghold in an isolated valley in remote north-west Vietnam which could only be supplied from the air. Why? a) They intended to use it as a base to undertake offensive actions against Viet Minh supply lines running from China past Dien Bien Phu southwards into neighbouring Laos and b) they planned to lure the Viet Minh into a set piece battle where they would be crushed by overwhelming French artillery and airborne power.

The plan failed on both counts, as the Viet Minh surrounded the fort in such numbers that ‘offensive’ missions became suicidal; and with regard to luring the Viet Minh to their destruction, the French a) badly underestimated the ability of the Viets to haul large-calibre cannon up to the heights commanding the shallow valley and b) the battle took place as the monsoon season started and so air cover was seriously hampered (and in any case the Viet Minh were masters of camouflage, who only manoeuvred at night, making them very difficult to locate from the air).

The result was that the series of strongholds which comprised the French position were surrounded and picked off one by one over the course of a gruelling and epic 56-day battle.

Logevall devotes no fewer than 168 pages to the battle (pp.378 to 546) but relatively little of this describes the actual fighting. Instead, he chronicles in dazzling detail the intensity of the political and diplomatic manoeuvring among all the interested powers, particularly the Americans, the British and the French. Each of these governments was under domestic political pressure from conflicting parties in their parliaments and congresses, and even the governments themselves were riven by debate and disagreement about how to manage the deteriorating situation. Press reports of the French Army’s ‘heroic’ stand against the surrounding forces for the first time caught the public imagination, in France and beyond and the battle began to become a symbols of the West’s resolve.

It is mind-boggling to read that the Americans repeatedly mooted the possibility of using atom bombs against the Chinese (who were by now openly supporting the Viet Minh forces) or of giving the French some atom bombs to deploy as they wanted. The generals and politicians rejected dropping atom bombs directly onto Dien Bien Phu since they would obviously wipe out the French garrison as well as the attacking forces. Extra peril was added to the international scene when the Americans detonated their first hydrogen bomb at Bikini Atoll in March 1954, intensifying the sense of Cold War superpower rivalry.

But it is in his running account of the minute by minute, phone call by phone call, hurried meetings between ambassadors and Foreign secretaries and Prime Ministers, that Logevall conveys the extraordinary complexity of political and strategic manouevring during these key months. The central issue was: Should the Americans directly intervene in the war to help the French? The French pleaded for more, much more, American supplies and munitions; for American troops on the ground; or for a diversionary attack on mainland China; or for more, many more bombing raids over Viet Minh positions.

Republican President Eisenhower was himself a supremely experienced military leader and had come to power (in January 1953) by attacking the (Democrat) Truman administration’s ‘capitulation’ in letting China fall to communism – and then for letting the Korean War to break out on Truman’s watch.

Logevall’s account is so long because it chronicles every important meeting of Eisenhower’s cabinet, examining the minutes of the meeting and analysing the points of view of his political and military advisers. And then analysing the way decisions were discussed with other governments, especially the British Foreign secretary (Anthony Eden) and Prime Minister (an ageing Winston Churchill).

Basically, Eisenhower found himself forced into a position of issuing fiercer and fiercer threats against the growing communist threat. In a keynote speech delivered on 7 April 1954, he warned of the perils of the Domino Effect (the first time the phrase entered the public domain) but hedged his bets by insisting that America wouldn’t go to war in South-East Asia unless:

a) the decision was ratified by Congress (one of the Republican criticisms of Truman was that he took the Americans into the Korean War by Presidential Decree alone, without consulting the Congress)
b) it was a ‘United Action’ along with key allies, namely the British

The focus then moves to the British and to British Foreign Secretary Anthony Eden. Would he agree to U.S. demands to form a coalition, and thus give the Americans the fig leaf they needed to go in and help the French, whose situation at Dien Bien Phu was becoming more desperate each day.

But Logevall explains the pressure Eden was under, because he knew that any British intervention to prop up the ailing French imperial position in Indochina would be roundly criticised by India and other members of the newly-founded Commonwealth at an upcoming meeting of Commonwealth heads of state, and the British very much wanted to ensure the continuation of this legacy of their Empire.

Moreover, British government opinion was that the French were losing and that the Americans, if they intervened, would quickly find themselves being sucked into bigger and bigger commitments in Vietnam in a war which the British thought was doomed to failure. The risk would then be that the Americans would be tempted to ‘internationalise’ the conflict by directly attacking the Viet Minh’s arms supplier – China – possibly, God forbid, with atomic weapons – which would inevitably bring the Russians in on the Chinese side – and we would have World War Three!

Hence the British refusal to commit.

American Secretary of State John Foster Dulles flew to Britain several times but failed, in one-on-one meetings, to change Eden’s position. And it was this failure to secure British (and thence Australian and New Zealand) support to create a ‘United Action’ coalition which meant that Eisenhower wouldn’t be able to win round key members of Congress, which meant that – he couldn’t give the French the vital military support they were begging for – which, ultimately, meant that Dien Bien Phu was doomed.

It has been thrilling to read Martin Windrow’s bullet-by-bullet account of the battle (The Last Valley: Dien Bien Phu and the French Defeat in Vietnam) alongside Logevall’s meeting-by-meeting account of the diplomacy. Logevall gives you a sense of just how fraught and complex international politics can be and there is a horrible tragic inevitability about the way that, despite the French paratroopers fighting on bravely, hoping against hope that the Americans would lay on some kind of miracle, a massive air campaign, or a relief force sent overland from Laos – none of this was ever to materialise.

Instead, as the battle drew towards its grizzly end, all the parties were forced to kick the can down the road towards a five-power international conference due to start in Geneva in May 1954. This had been suggested at a meeting of the Soviets, British and Americans in Berlin late the previous year, to address a whole range of Cold War issues, from the status of West Germany and a final peace treaty with Austria, through to the unfinished aspects of the Korean War Armistice, and only partly to the ongoing Indochina crisis.

Dien Bien Phu had begun as only one among several operations carried out by General Navarre, head of French forces in Indochina, but it had steamrollered out of control and its air of a heroic last stand had caught the imagination of the French population and, indeed, people around the world, and had come to symbolise all kinds of things for different players – for the West a last ditch stand against wicked communism, but for many third-world populations, the heroic overthrow of imperial oppressors. And so the military result came to have a symbolic and political power out of all proportion to the wretched little valley’s strategic importance.

In the event, the central stronghold of Dien Bien Phu was finally overrun by the Viet Minh on 7 May 1954, the Viet Minh taking some 10,000 French and colonial troops (Algerian, West African, Vietnamese) prisoner. About two-thirds of these then died on the long marches to POW camps, and of disease and malnutrition when they got there. Only a little over 3,000 prisoners were released four months later.

The Geneva Conference (April 26 – July 20, 1954)

Meanwhile, Logevall works through the geopolitical implications of this titanic military disaster with characteristic thoroughness. Briefly, these were that the French quit Indochina. News of the French defeat galvanised the Geneva Conference which proceeded to tortuously negotiate its way to an agreement that a) the French would completely quit the country; b) Vietnam would be partitioned at the 17th parallel with the North to be run by an internationally-recognised Viet Minh government, while the South would be ruled by the (ineffectual playboy) emperor Bao Dai (who owned a number of residences in the South of France and was a connoisseur of high class call girls).

The negotiations to reach this point are described with mind-boggling thoroughness in part five of the book (pages 549 to 613), which give a full explanation of the conflicting views within each national camp (Americans, Russians, French, Chinese, British, Viet Minh) and the key moments when positions shifted and new lines of discussion became possible. Maybe the key breakthrough was the election of a new French Prime Minister, the left-of-centre Pierre Mendès France, who broke the diplomatic stalemate and set himself the deadline of one month to negotiate an end to the whole wasteful, crippling war.

Why did the Viet Minh in the end accept less than total independence for their country? Because they were leant on by the Chinese Premier Chou En-lai, himself carrying out the orders of his master, Mao Zedong. Mao didn’t want to give the Americans any excuse to intervene in the war, with the risk of attacks on mainland communist China. In fact the Russians and Chinese partly agreed to this temporary partition because they secured agreement from everyone that full and free elections would be held across the entire country in 1956 to decide its future.

The Americans, meanwhile, held aloof from the final agreement, didn’t sign it, and now – with the French definitively leaving – felt that the old colonial stigma was gone and so they were free to support the newly ‘independent’ nation of South Vietnam by any means necessary. When July 1956 – the date set for the elections – rolled around, the elections were never held – because the communist North had already in two years become very unpopular with its people, and because the Americans knew that, despite everything, Ho Chi Minh’s nationalists would still win. So both sides conspired to forget about elections and the partition solidified into a permanent state.

This then, forms the backdrop to the Vietnam War – explaining the long tortuous history behind the creation of a communist north Vietnam and a free capitalist South Vietnam, why the Americans came to feel that the ongoing survival of the south was so very important, but also the depth of nationalist feeling among the Vietnamese which was, eventually, twenty years later, to lead to the failure of the American war and the final unification of the country.

The volta

A high-level way of looking at the entire period is to divide it in two, with a transition phase:

  • In part one America under Roosevelt is trenchantly against European empires and in favour of independence for former colonies.
  • Under Truman there is growing anxiety about Russian intentions in Europe, which crystallise with China going red in 1949 and the North Korean attack in 1950 into paranoia about the communist threat so that –
  • In part two, America under Eisenhower (president for the key eight years from January 1953 to January 1961) reverses its strategy and now offers support to Imperial powers in combating communist insurgencies in Indochina, Malaya, Indonesia, as well as in Africa and South America.

What I found particularly rewarding and instructive was the detail on the earlier, wartime Roosevelt period, which I knew nothing about -and then Logevall’s wonderfully thorough explanation of what caused the change of attitude to the European empires, and how it was embodied in anti-communists like Secretary of State from 1953 to 1959 John Foster Dulles, and Eisenhower’s clever Vice-President, Richard Nixon.

Dien Bien Phu as symbol of French occupation of Indochina

Ngo Dinh Diem

The last hundred pages of the book cover the six and a half years from the end of the Geneva Conference (July 1954) to the inauguration of John F. Kennedy as the youngest ever U.S President in January 1961.

Titled ‘Seizing the Torch 1954 – 59’, this final section deals relatively briefly with the French withdrawal from Tonkin and northern Annam i.e. from the new territory of ‘North of Vietnam’ which was now handed over to the control of Ho Chi Minh’s Democratic Republic of Vietnam. (There is a good description of this difficult and potentially dangerous operation in Martin Windrow’s book).

The partition triggered the flight of an estimated 900,000 Vietnamese refugees from the North to the South – shipped to the South in a fleet of American passenger ships in what was titled Operation ‘Passage to Freedom’.

And in the North, the communists began to implement a foolishly harsh and cruel regime copied direct from the communist tyrannies of Russia and China. Most disastrous was their ‘land reform’, based on the categorisation of rural dwellers into different types – landlord, rich peasant, middle peasant, poor peasant etc – made with a view to rounding up and executing, or torturing or sending to labour camps everyone arbitrarily put in the ‘rich’ categories.

All this led swiftly to the predictable collapse of rural markets and the threat – yet again – of famine. There are records of Ho himself berating his top comrades for the brutality and foolishness of this brutal policy, but he doesn’t seem to have done much to stop it: the cadres had learned it from the masters; this was how Stalin and Mao had led their ‘revolutions’.

But Logevall’s real focus, as always, is not so much on these domestic social changes but on the continuing  international diplomatic and political jockeying, now focusing on the supposedly ‘independent’ and ‘democratic’ regime in the new territory of South Vietnam. With the French withdrawing all colonial forces and administration during 1955, the path was for the first time clear for the Americans to act with a free hand. As usual Logevall explicates the complex discussions which took place in Washington of the various options, and shows how policy eventually settled on installing the peculiar figure of Ngo Dinh Diem as President, under the aegis of the docile emperor Bao Dai.

Logevall first paints a thorough picture of Diem’s personality – a devout Catholic who went into self-imposed exile in Europe at various Catholic retreats in between cultivating American opinion-formers in his perfect English -and who, upon taking power in South Vietnam, began to immediately display authoritarian traits, namely confining power to a small clique of  his own direct family, and launching harsh persecutions of suspected communists and ‘traitors’.

In parallel, Logevall shows the tremendous efforts made by the American government to justify his corrupt and inefficient rule. The fundamental problem in Vietnam, as in so many other U.S. puppet states, would turn out to be that the Americans’ candidate was wildly unpopular: everyone knew that if a genuinely democratic election were held, Ho Chi Minh would win a decisive victory, even in the capitalist south. Thus the Americans, in the name of Democracy, found themselves defending a leader who would lose a democratic vote and showed clear dictatorial behaviour.

Diem wasn’t the representative of ‘democracy’ – he was the front man for free-market capitalism. As such he was enthusiastically supported by Eisenhower, Dulles and – as Logevall shows in some fascinating passages – by the stranglehold that mid-twentieth century U.S. media had on public opinion. Logevall lists the activities of a well-connected organisation called the ‘American Friends of Vietnam’, which included all the main publications of the day, most notably Time magazine, which ran glowing tributes to Diem in every edition.

Logevall introduces us to the born-again anti-communist doctor, Tom Dooley, whose account of working as a medic among refugees from the North – Deliver Us From Evil – was filled with the most appalling atrocity stories and became a highly influential bestseller, serialised in Reader’s Digest, which had a circulation of 20 million. Only decades later was it revealed to be a preposterous fake – with none of the atrocities Dooley recorded having any basis in fact.

It was ordinary American families who consumed this barrage of pro-Diem propaganda through the press and radio and TV from the mid-1950s onwards, with kids who in eight years time (when the States escalated the war in 1965) would be old enough to be drafted to go and give their lives to support the Diem regime.

But the reality in South Vietnam was much different from this shiny propaganda. Almost none of the huge amounts of American aid, soon rising to $300 million a year, went on health or education. Over 90% went on arming and training the South Vietnam Army which, however, continued to suffer from low morale and motivation.

America’s ‘support’ ignored much-needed social reform and was incapable of controlling Diem’s regime which passed increasingly repressive laws, randomly arresting intellectuals, closing down the free press, and implementing a regime of terror in the countryside.

More and more peasants and villagers found themselves forced to resist the blackmailing corruption of the Diem’s rural administrators, and revolt arose spontaneously in numerous locations around the country. This is a historical crux – many commentators and historians insist that the communist agitation in the South was created by the North; Logevall demurs and calls in contemporary analysts as evidence and witnesses. In his opinion, revolt against Diem’s repressive regime grew spontaneously and was a natural result of its harshness.

Indeed, newly opened archives in the North now reveal that the Hanoi leadership in fact agonised about whether, and how much, to support this groundswell of opposition. In fact, they were restrained by China and, more distantly, Russia, neither of whom wanted to spark renewed confrontation with America.

Nonetheless Hanoi found itself drawn, discreetly, into supporting revolutionary activity in the South, beginning in the late 1950s to create an administrative framework and a cadre of military advisers. These were infiltrated into the South via Laos, along what would become known as the ‘Ho Chi Minh Trail’. In response the Diem regime used a nickname for the communist forces, calling them the Viet Cong, or VC, a name which was to become horribly well-known around the world.

While the American press and President awarded Diem red carpet treatment, a tickertape parade in New York, and fawning press coverage when he visited the States in 1956, back home things were growing darker. As 1957 turned into 1958, Diem reinstituted the use of the guillotine as punishment for anyone who resisted his regime, and his roving tribunals travelling through the countryside used this threat to extort even more money from disaffected peasants. But simultaneously, the communist apparatus in the south began to take shape and to receive advice about structure and tactics from the North.

The beginning

The book ends with an at-the-time almost unnoticed event. On the evening of 8 July 1959 eight U.S. military advisers in a base 20 miles north of Saigon enjoyed a cordial dinner and then settled down to watch a movie. It was then that a squad of six Viet Cong guerrillas who had cut through the flimsy surrounding barbed wire, crept up to the staff quarters and opened fire with machine guns. Master Sergeant Chester Ovnand and Major Dale Buis died almost immediately, before armed help arrived from elsewhere in the camp to fight off the intruders. Ovnand and Buis’s names are the first of the 58,000 Americans who died in Vietnam and whose names are all carved into the black granite of the Vietnam Veterans Memorial in Washington.

Conclusion

Embers of War won many prizes and it really deserves them – it sheds light not only on the long, tortured death of French imperialism in Indochina, and gives incredible detail on the way the Americans inch-by-inch found themselves being drawn deeper into the Vietnam quagmire – it also shows any attentive reader how international affairs actually work, how great ‘decisions’ are ground out by the exceedingly complex meshing of a welter of complex and ever-shifting forces – at international, national, domestic, military, political and personal levels. On every level a stunningly informative and intelligent work of history.

Related links

Real to Reel @ The Imperial War Museum

‘Every man thinks meanly of himself for not having been a soldier.’ (Dr Johnson)

This is a small but densely-packed, moving and very thought-provoking exhibition. It would only take a about a minute to walk straight through the half dozen or so small rooms, created using an interesting setting of metal warehouse shelving and wooden packing crates – maybe only 15 minutes or so to stroll past the display cases and the dozen or so screens giving the looped movie clips a cursory glance – but stopping to watch every clip and read all the display case labels took me an absorbing hour and 40 minutes, longer than I’ve spent at many art exhibitions, time enough to form all kinds of thoughts and impressions – about individual films, about war, about films as a medium for history.

The exhibition

The show opens with a welter of classic war movie posters – Lawrence of Arabia, Casablanca – and then about thirty display cases contain costumes and props, screenplays and set designs and storyboards, publicity stills, movie magazine articles and scale models of machines used in classic movies (a model of the Flying Fortress used in Memphis Belle, and of the U-boat used in the German movie Das Boot).

The exhibition mostly features American and British movies. Of the 40 or so films referenced, there are none from France, Spain, Italy or Russia, all of which have or had pretty thriving film industries. The only non-Anglo country represented is Germany, with the Nazi propaganda film, Triumph of The Will, the TV-epic-turned movie Das Boot, and Downfall, the harrowing account of Hitler’s last days in the Berlin bunker.

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Film still of Jake Gyllenhaal in Jarhead (2005). A pair of the Santa hats worn in the movie are on display. © Universal City Studios LLLP, photographed by Francois Duhamel

Limitations

The exhibition’s sub-title is ‘A Century of War Movies’, which makes sense on one level, since ‘moving pictures’ were invented only a little over a century ago. But it is also taken to mean that the subject matter of the films themselves is limited to the last hundred years. Thus there are no movie representations of the countless wars from earlier in history – none of the Hollywood epics about ancient Rome (Cleopatra), the Greeks (The 300 Spartans, Troy), medieval wars (Henry VBraveheart), the Spanish conquest of America (The Royal Hunt of The Sun), the English Civil Wars (Cromwell), the Seven Years War (The Last of The Mohicans), the Napoleonic Wars (Waterloo, The Duellists), or the countless wars of the British Empire (The Four FeathersThe Charge of the Light BrigadeKhartoum, Zulu, Breaker Morant) let alone the Americans’ very own Civil War (Birth of a NationThe Red Badge of CourageGone With The Wind).

Even within its 20th century framework, there are surprising omissions – nothing about the Russian Revolution (Dr ZhivagoReds), the Spanish Civil War (For Whom The Bell Tolls, Land and Freedom), the Korean War (Hell In Korea, Pork Chop HillM*A*S*H), Algeria (Battle for Algiers), the many wars of independence in European colonies, or the bloody post-independence conflicts in places like Biafra, Bangladesh, Angola, Mozambique, and so on.

No, only Anglo wars feature – the Great War, the Second World War, the Vietnam War and, in the last decade or so, Iraq-Afghanistan (the one possible exception, Yann Demange’s 2014 movie about Northern Ireland, ’71, is still firmly from the Anglosphere).

Colour storyboard artwork of the helicopter attack scene from Apocalypse Now © Courtesy of American Zoetrope

Colour storyboard artwork of the helicopter attack scene from Apocalypse Now (1979) © Courtesy of American Zoetrope

Clips

If you wait and watch every clip on every screen you will see excerpts from the following films (ones in bold are factual films):

  • Battle of the Somme (1916) Fascinating explanation of how the British government commission and distributed one of the first real depictions of warfare to bring home to the civilian population the reality of the trenches.
  • Triumph of the Will (1934) Leni Riefenstahl’s Nazi masterpiece, which begs the fundamental question whether films always glamorise, no matter how evil their subject matter. (My answer is, Yes)
  • The Great Dictator (1940) Charlie Chaplin’s comic masterpiece, with production notes and stills, part of a larger section on the depiction of Hitler in films.
  • Dig for Victory (1941) Fascinating clip from an all-too-rare example of the British factual films produced during the war.
  • Hoch Der Lambeth Walk (1941) Short comedy setting Nazi goose-stepping troops to the popular Cockney tune.
  • Mrs Miniver (1942) Clip from the film’s moving patriotic climax.
  • Went The Day Well (1942) Scene where the vicar of a little English village stands up to the German invaders in Cavalcanti’s immensely moving British film, adapted from the Graham Greene short story.
  • Listen To Britain (1942) Fascinating depiction of Britain at war by the experimental documentary maker, Humphrey Jennings.
  • Donald Gets Drafted (1942) Comedy cartoon example of Disney supporting the war effort.
  • Victory Through Air Power (1943) An extended animated propaganda film from Disney – a display panel explains the surprising extent of the Disney studio’s involvement in war work.
  • The Cruel Sea (1953) A tearful Lieutenant Commander George Ericson (Jack Hawkins) remembers his decision to depth charge a German submarine, thus killing the British sailors in the sea above it.
  • The Colditz Story (1955) Pukka chaps plan escape, led by John Mills.
  • The Dam Busters (1955) Pukka chaps pull off a cunning stunt, led by Richard Todd.
  • The Bridge on the River Kwai (1957) the finale where the dying Alec Guinness falls on the detonator which blows up the bridge.
  • Paths of Glory (1957) A display case gives plenty of background to this early work by Stanley Kubrick, a powerful anti-war film based on the true case of a mutiny in the French army during the Great War.
  • Ice Cold In Alex (1958) Pukka chaps escape through the desert, led by John Mills.
  • Carve Her Name With Pride (1958) A big display case gives a thorough background to the heroic feats of Violette Szabo, who volunteered to work for the SOE in occupied France, until caught, tortured and executed.
  • Lawrence of Arabia (1962) Fascinating display case on how the Lawrence cult was carefully created by an American journalist.
  • The Longest Day (1962) All-star cast depiction of D-Day.
  • Hell In The Pacific (1968) One of the new breed of unglamorous anti-war films, starring Lee Marvin.
  • Oh! What A Lovely War (1969) Poster and clips from the archetypal anti-war film, satirising the First World War through music hall songs.
  • Hitler: The Last Ten Days (1973) Alec Guinness stars in what now seems a very dated, made-for-TV style.
  • Overlord (1975) an experimental black and white British film, which failed to get released in the States.
  • Das Boot (1981) The epic German TV series, edited down into a movie – a rare showing for a non-Anglo production. The show features one of the scale models of the German U-boat used in filming.
  • Full Metal Jacket (1987) Kubrick’s shiny Vietnam film, complete with predictable ‘shocking’ scenes.
  • Memphis Belle (1990) Happy ending for an all-star cast. The exhibition features one of the scale models of the Flying Fortress used in filming.
  • Schindler’s List (1993) Spielberg’s masterpiece. A display case shows the suit that Liam Neeson wears in the tear-jerking final scene.
  • Saving Private Ryan (1998) An extended sequence from the famous beach landing scene runs next to several display cases showing memorabilia from officers who landed that day, photos, maps, letters and uniforms, including from men who were killed in the landings.
  • Downfall (2005) Another rare non-Anglo production, with German actor Bruno Ganz giving a harrowing portrayal of the Fuhrer’s last days.
  • Atonement (2007) An extended display case includes production notes from the Dunkirk sequence of this love story gone wrong, and interview clips with the director and production designer which give insights into its creation.
  • The Hurt Locker (2008) The story of a US bomb disposal unit in Iraq. Clips and interview with the film’s director, Kathryn Bigelow.
  • Kajaki (2014) Clip and interviews with the film’s director, Paul Katis, and writer, Tom Williams.
  • ’71 (2014) British troops in the Troubles in Northern Ireland. Clip and interview with the director, Yann Demange.
  • Eye In the Sky (2016) Clip of a drone targeting ‘terrorists’ in Kenya, and an interview with the director, Gavin Hood.

The extensive interviews with writers and directors of the more recent films gives the last parts of the exhibition the feel of a bumper edition of ‘Film 2016’, and the suspicion that we are learning more and more about films we care less and less about.

Costumes

The show features a strong V&Aish, costume & design element. In various display cases we get to see:

  • the dress and shoes Marlene Dietrich used for her USO shows she gave to American troops during WW2
  • the RAF jacket worn by David Niven in A Matter of Life and Death
  • as mentioned, the tailored suit worn by Liam Neeson in Schindler’s List
  • the costume uniform worn by Tom Hanks in Saving Private Ryan
  • the very robe given to Lawrence of Arabia by Emir Faisal
  • the costume uniform worn by the lead character in Warhorse
  • the cap and jacket worn by Clint Eastwood as Lieutenant Schaffer in Where Eagles Dare
  • the costume uniform worn by McAvoy in Atonement
  • the very helmet worn by the hero of Black Hawk Down
James McAvoy starring in Atonement - this uniform is on display © Universal City Studios LLLP, photographed by Alex Bailey

James McAvoy starring in Atonement (2007). This uniform is on display in the exhibition © Universal City Studios LLLP, photographed by Alex Bailey

Props

As well as the scale models of the U-boat used in Das Boot and the Flying Fortress used in Memphis Belle, there’s a cane chair from Rick’s Bar in Casablanca, the mandolin played by Nicholas Cage in Captain Corelli’s Mandolin, and a reconstructed version of the Triumph motorbike ridden by Steve McQueen in The Great Escape!

There is a host of other memorabilia, such as the clapperboard used in Full Metal Jacket, Alec Guinness’s diary when filming Hitler: The Last Ten Days, a storyboard for the classic dogfight sequence in Battle of Britain, design sketches for the set of Dr Strangelove, production notes and models for Hope and Glory, a script for The Third Man, as well as publicity stills and movie magazine articles for numerous other war films, and much more in the same vein.

There’s even a genuine Hollywood Oscar – in case anybody doesn’t know what they look like.

Movie buff stuff

There’s a section about the wartime career of British actor David Niven, who dropped acting to serve in the RAF (though he found time to appear in several training films). He’s here mainly because of his starring role in the wonderful Powell and Pressburger film, A Matter of Life and Death (1946).

The background information about Marlene Dietrich i.e. her flight from Germany just before the war and the wholehearted way she threw herself into Allied propaganda efforts is very enlightening. Similarly, there is no clip of him but there’s a display case devoted to the wartime career of Clark Gable, at the peak of his career when the war began, having just starred in Gone With The Wind (itself, of course, a war film and, apparently, much enjoyed by Chancellor Hitler).

The section devoted to Lawrence of Arabia explains how his legend was fostered by an American journalist and broadcaster, Lowell Thomas, who shot footage of Lawrence in the desert and then went on tour with a show which included dancing girls and exotic props before a showing of the main film itself, which Thomas narrated. The film made Lawrence a household name (and Thomas lots of money). The exhibition explains all this with stills and a programme from the show.

There’s a moving section about Violette Szabo, a young shop girl from Brixton who volunteered to join the Special Operations Executive, was trained and then dropped into occupied France, where she performed several missions before being captured by the Germans, tortured and executed at Ravensbrück concentration camp – a true-life story which inspired the film Carve Her Name with Pride (1958).

Violette Szabo, whose undercover work for the SOE in occupied France inspired the film Carve Her Name with Pride (1958). The show includes costume items worn by the star, Virginia McKenna, as well as historic documents about Szabo’s training, mission, then arrest and execution by the Nazis © IWM

Violette Szabo, whose undercover work for the SOE inspired the film Carve Her Name with Pride (1958). The show includes costume items worn by the star, Virginia McKenna, as well as historic documents about Szabo’s training and mission, including photos of her war hero husband and small daughter © IWM

Themes

The exhibition labels point out that war films provide an excellent vehicle for drama, for depictions of bravery, cowardice, love and passion etc.

Another label remarks that music provides an important element of war films, many war songs and themes going on to become patriotic and iconic tunes, or to be sung by soldiers in subsequent conflicts.

Another display comments that some war films were subject to censorship, citing Churchill’s exasperation at Powell and Pressburger’s classic Life and Death of Colonel Blimp (1943) which portrayed the British officer class as ageing buffoons and which he tried – but failed – to get suppressed.

The exhibition mentions questions and ideas like these, but it doesn’t really address or explore them, not in any depth. They tend to be overshadowed by the sheer brainless pleasure of movie-watching which, I’m the first to admit, I am also prone to. A discussion of wartime censorship? Look, here’s a chair from Rick’s Bar! Exploring the role of music in shaping emotional responses? Who cares, here’s Steve McQueen’s motorbike!!

It’s a little like putting a few sentences about cholesterol and heart disease into a massive exhibition about ice cream with forty free samples. And that, for me, is the problem with film. Although I enjoyed seeing so many clips from so many beloved old war movies, and finding out a wealth of movie trivia and behind-the-scenes stories about their making, I couldn’t suppress a growing feeling that – no matter how realistic, harrowing or moving – there is something inescapably shallow about film as a medium. In films, thought is always trumped by emotional manipulation.

The weakness of film

Films are shallow entertainment Films by their nature are intense but shallow. Customers pay to go into a darkened auditorium, where they stuff their faces with popcorn and Coca Cola, or to watch at home on a big Entertainment Centre while scoffing a Dominos pizza or takeaway curry. Films are crafted to be consumed in a deliberately infantilising and indulgent environment, designed to relax your rational mind and bring emotions to the surface. Who doesn’t cry when Humphrey Bogart makes his big speech at the end of Casablanca or when the survivors’ families get the letters that their loved ones have survived in In Which We Serve? But plenty of evil men have sent thousands to their deaths and then burst into tears at a Hollywood weepie. I always find it telling that both Hitler and Stalin were not just movie fans, they were massive movie fans, with their own private projection rooms in which they watched films again and again, and then shared their critical insights with their terrified associates. Being moved by a film doesn’t, ultimately, change anything.

Films are commercial products All Hollywood films are designed to make money. It may employ many craftsmen, and plenty of people who want to think of themselves as ‘artists’, but cinema is a commercial business. Many of the movies featured here are shameless blockbusters – from The Battle of Britain to Saving Private Ryan (which made a stunning $481.8 million worldwide in 1998, the highest-grossing US film of the year). They are products designed and honed, whatever the actual content, to make a profit.

Films use stereotyped plots, characters and gestures Film students are taught that their screenplays must have a structure in three acts. They have to have an inciting incident, a confrontation and resolution in a way that history, let alone real life, doesn’t.

As Virginia Woolf pointed out 100 years ago, movies don’t have much time to play with – generally between 1.5 and 3 hours – so they have to boil human behaviour, motivation and psychology down into stereotyped characters, plots and dialogue, all of which must be easy to grasp at one fleeting viewing. Each generation’s actors have used stylised gestures, attitudes and poses appropriate for their times. (Because I don’t like modern films, I particularly dislike the non-stop shouting which passes for acting with most modern American actors. One way to view the clips on show here is to note the way the amount of shouting and swearing steadily increases from the restrained 1940s through to the ‘fuck you asshole’ Noughties.)

Films are vehicles for films stars Then there is the simple fact that movies are vehicles for movie stars. Right from the start a star-struck audience has gone ga-ga for gossip about Errol and Clark and Bette and Jean – nowadays, about Leonardo and Brad and Angelina and Scarlett. The studio ‘system’ of the 1930s and 40s was a machine to find profitable vehicles for bankable stars. Though the situation is more complex nowadays, it’s still about money, the money which buys the stars which drive the promotion and publicity machine. ‘Tom Hanks as you’ve never seen him before’, ‘Leonardo gives the performance of his career’, etc etc in thousands of variations.

The exhibition brings out the fashion in the 1960s and 1970s to cram as many stars into a movie as possible – creating an ‘all-star cast’ – to try and ensure profitability: think of The Great Escape (1963), Battle of the Bulge (1965), The Battle of Britain (1969), A Bridge Too Far (1977).

Cartoon characters War films up to about 1970 featured generally clean-cut heroes – classic movie stars from the 40s and 50s like Clark Gable (b.1901), Gary Cooper (b.1901), John Wayne (b.1907) David Niven (b.1910) and Gregory Peck (b.1916), John Mills (b.1908), Jack Hawkins (b.1910) and Kenneth More (b.1914). These were followed by the generation of movie stars I grew up watching in the 1960s – Richard Burton (b.1925), Clint Eastwood (b.1930), Steve McQueen (b.1930), Peter O’Toole (b.1932), Michael Caine (b.1933), David McCallum (b.1933). So many times, watching these clips, you realise it’s the star, the lines they’re given, the scenes they’re placed in, the way they’re made up, lit and filmed, which give the viewer deep pleasure.

The 1960s was a transition decade in so many ways but watching the war movies you realise they had a distinctive style of Swinging ’60s heroism – 633 Squadron (1964) or The Battle of Britain (1969), The Heroes of Telemark (1965) or Where Eagles Dare (1968). The ‘characters’ in films like this are really animated versions of schoolboy comics, like the ‘Commando Action Comics’ which I devoured as a kid, target audience – 10-year-old boys. The 1960s movies in particular are somehow not really serious. The Great Escape is more memorable for its comic than its ‘tragic’ moments – and although 50 Allied officers are murdered by the Nazis at the conclusion, the very end of the film features the imperishably supercool Steve McQueen returning to his solitary cell in undimmed triumph.

Cool, stylish, glamorous, ironic, smiling – unreal.

Since Private Ryan

A lot of war films from the 1970s and 80s are just too bad to be included (think Escape To Victory) so that this is the most under-represented period in the exhibition.

This is odd because the late ’70s saw a rash of major films about Vietnam which brought a new brutality and cynicism to the genre, led by The Deer Hunter (1978) and Apocalypse Now (1979). A later wave of Vietnam films try but, in my opinion, fail to capture the shocking freshness of those 70s Vietnam movies – Stanley Kubrick’s over-studied Full Metal Jacket (1987), Oliver Stone’s over-schematic Platoon (1987) and unwieldy Born on the Fourth of July (1989), let alone the eccentric Good Morning Vietnam (1987). By this stage we all knew that war is hell and that US Marine training sergeants can be really mean.

Jacket and Platoon are referenced in the exhibition, but the general under-representation of war films from the 70s and 80s makes something else all the more obvious – which is the decisive change in tone and style which came over war films after the epoch-making Saving Private Ryan was released in 1998.

That film’s extended sequence of American troops landing on Omaha Beach (shown here on the only really big screen in the exhibition, so that you can sit and watch it with the sound on headphones) was a game changer. It pioneered new computer-generated special effects to give the viewer a much more visceral sense of the devastating impact of bullets and ordinance on the human body. All war films since Ryan have had to match its hyper-realism, so that cinema goers now see soldiers being eviscerated, dismembered, punctured and disintegrated in unprecedented detail.

Think of the scene in the cave in Clint Eastwood’s Letters From Iwo Jima (2006, not included here) which unflinchingly shows a group of Japanese soldiers committing harakiri with grenades, leaving them with half-removed faces and handless stumps of arms spouting arterial blood. Yuk.

This body-parts-in-your-face style is apparent in all the subsequent works in the genre. Similarly, the harrowing scene in Saving Private Ryan where the troop’s medic, Private Irwin Wade, takes a long time to bleed to death from a stomach wound which his comrades are unable to staunch, has also been replicated in the post-1998 depiction of war wounds, which are much more unflinchingly realistic.

Whether this anatomical hyper-realism which has been mandatory for all war films since Ryan has elevated any of them as ‘works of art’ is an open question, but it’s certainly the style of our time, the set of conventions – of gesture and sound and special effects – which we all take to be ‘true’ – at any rate, until the next stylistic revolution comes along…

Factual films

Seeing all these clips from classic movies is without doubt entertaining and the movie trivia in the display cases is often very interesting and informative. But it’s a shame that, in among all the Hollywood and Pinewood glamour, there isn’t more of an investigation of wartime factual films. There are some:

Nazi propaganda films On the Nazi side there is a clip from Leni Riefenstahl’s classic propaganda piece, Triumph of the Will, a stunningly directed Modernist masterpiece celebrating the Nazis’ Nuremberg rally of 1934. The Nazis’ masterful use of propaganda films like this, and the steady output of Nazi-controlled film studios during the war, are a huge and fascinating topic, something I’d love to know more about – with relevant clips demonstrating Goebbels’ personal intervention in scripts and direction to bring out their Aryan values – but it was only referenced with this one clip and few panels about Triumph.

British propaganda films Presumably the Imperial War Museum owns a significant archive of British newsreel and propaganda films from the war. In fact the show opens with several clips from the information film about the Battle of the Somme which was commissioned by the War Office in 1916, and shown widely in cinemas throughout Britain to publicise the reality of the trenches. I was hoping there’d be much more like this explaining how governments used the new medium to promote or justify their wars.

Staged scene from The Battle of the Somme film (1916) © IWM

Staged scene from The Battle of the Somme film (1916) © IWM

But, disappointingly, there were clips from only three other British factual war films in the exhibition. Obviously the tone, the subject matter and treatment, the look and duration of these films is completely different from the commercial products, and a world away from airbrushed Hollywood.

Maybe one comedy short was enough, but I’d like to have learned much more about the relationship between government-sponsored films and shorts and the output of commercial news organisations like Pathe. This is a vast subject only fleetingly touched on.

US propaganda films A nearby case was devoted to the wartime output of the Disney studios. I’m not surprised that Mickey Mouse and Donald Duck were dragooned into short comedy films about the silly side of becoming a soldier…

but it was fascinating to learn that the Disney studio also made some 170 factual information films during the war. And that it produced a feature-length animation, Victory Through Air Power, from which we see a powerful clip.

Either of these three – Nazi, British or American propaganda films – treated in depth, would make for a fascinating exhibition in their own right, and one well suited to the IMW’s archives and experts. Having them in the show gave us a sense of what we were missing, and tended to highlight the glossy shallowness of the commercial movies.

Conclusion

Shatteringly realistic, brutal and bloody though many are, commercial movies are not real and are of only limited use in understanding the past. The past wasn’t like this. All that films show us is what films from the past were like -subject to all the limitations of their era, to its visual styles and technical capacity, audience expectations and fashions. They offer insights into their times, not the times they depict and even then, severely hampered by commercial concerns.

Above all films are hamstrung by the fundamental requirement to give emotional closure: with a rousing comic ending (Kelly’s Heroes), an uplifting finale looking to a better future (like Chaplin’s The Great Dictator), or as a hard-bitten meditation on the futility of war (any war movie of the past 20 years).

The narrative limitations, the psychological stereotyping, the simplification of the complex, the lack of time or space to explain anything in depth, all of these make movies the complete opposite of books. A history book, of course, also has a structure and an ending – but it will also be packed with references, notes and bibliography which encourage further exploration and further understanding, which move you forward and deeper, and will present you with conflicting points of view and opinions which you have to exercise judgement about. And books require mental alertness and mental effort – precisely the opposite of films.

Movies shut down the mind. Books open the mind.

This is a very enjoyable, stimulating, and thought-provoking exhibition. These are the thoughts it provoked in me, but I’m sure every visitor will take away something different.


Related links

  • Real to Reel continues at the Imperial War Museum until 8 January 2017

Reviews of other Imperial War Museum exhibitions

Paul Nash @ Tate Britain

The nine rooms in this show comprise a major exhibition of the life’s work of the painter, illustrator, sculptor, photographer and art critic, Paul Nash. The show proceeds in simple chronological order and, as well as oil paintings and watercolours, includes display cases containing letters, photographs, magazine articles, book illustrations, collages and sculptures, as well as two rooms putting his work into the context of contemporaries and collaborators. It is a comprehensive overview of a much-loved English artist.

Mysterious landscapes

Nash was born in 1889. He spent his early life in Iver Heath in what was then rural Buckinghamshire and early on developed a special feel for the modest highlights of the Home Counties landscape. He felt trees so powerfully that he thought they had almost human personalities – he depicted a particular stand of three trees near his home again and again, in different lights – and he was much taken with nightscapes and the moon and mysterious winged figures. He wrote poems and illustrated them in the manner of William Blake or Dante Gabriel Rossetti. Room 1 is dedicated to these, many of which felt childish and immature to me.

The great exception is a watercolour of Wittenham Clumps, in Oxfordshire, one of the oldest planted stands of beech trees in England, set atop an Iron Age fort. It is, in fact, only a very gently sloping hill, but in these pictures you can see his interest in pattern and linear shapes emerging from his not particularly accurate landscape technique.

The Great War

Nash was 24 when the Great War broke out. He was called up but not actually sent to France until 1917, when he saw the devastated landscape left after the Third Battle of Ypres, also known as Passchendaele. For such a sensitive man, so in tune with the special meaning of natural landscape, the war was a terrible blasphemy. He wrote blistering attacks on the war leaders in letters to his wife (on display here).

‘I am no longer an artist interested and curious, I am a messenger who will bring back
word from men who are fighting to those who want the war to go forever. Feeble,
inarticulate, will be my message, but it will have a bitter truth, and may it burn their
lousy souls.’

In terms of technique, the war inspired him to start using oil (as opposed to his previous light watercolours) and speeded his tendency to find simplified geometric shapes in landscape.

Spring in the Trenches, Ridge Wood 1917 by Paul Nash (1917) Imperial War Museum, London © Tate

Spring in the Trenches, Ridge Wood 1917 by Paul Nash (1917) Imperial War Museum, London © Tate

He was always poor at depicting the human figure. Not many appear in the early watercolours, and the few soldiers in the war paintings are weak compared to the soldiers of C.R.W. Nevinson or Wyndham Lewis or John Singer Sargent or William Orpen. His most famous war painting contains no humans – the shattered tree stumps represent the countless blighted lives – and highlights the new more abstract vision.

Vying with it is Menin Road 1917, in which the soldier figures have successfully blended with the design, appearing as just another set of angled lines in a composition dominated by verticals and diagonals.

Nash began his career as an illustrator and a display case here shows the pen-and-ink illustrations he did for a book of poetry by war novelist Richard Aldington. These are cleaner and sparer than the big oil paintings. I’m a sucker for strong outlines and silhouettes, so I really like them.

The 1920s

Nash emerged unharmed from the war and came back to live in a succession of rural locations. His paintings reflect pastoral views at Whiteleaf in Buckinghamshire or Dymchurch in Kent, but now done in an unapologetically modernist style.

I’ve always liked the Dymchurch paintings. They have a peculiar understated ominousness about them. Now I learn from the audio-commentary that shortly after moving there in 1924 Nash had a nervous breakdown, probably a delayed reaction to the war.

He has converted the ungainliness which characterises all his work into Unease. They are English landscapes, southern English landscapes, with the flatness and homeyness and boredom that implies but with… edge, disquiet, pregnant with some unspoken meaning…

Discovering de Chirico

In 1928 Nash visited an exhibition of works by Giorgio de Chirico, an Italian artist more or less his contemporary. De Chirico’s empty piazzas and abstract architecture had, by  his own admission, a dramatic impact on him. Nash wrote a lot about his own practice and phrases like ‘the power of abandoned objects’, ‘dreamlike ominousness’ and ‘isolated architectural elements’ begin to enter his prose.

Some of these paintings look Mediterranean, as if Nash has swallowed de Chirico whole. Others are still set in the English landscape but now seen in a completely new way, where isolated objects somehow bring out meanings which were always latent but not expressed in ‘reality’.

Nash trained as an illustrator, was at one time art critic for the Listener and became an avid photographer, as well as designing fabrics and china, so he had many strings to his bow. He was also involved in set design for contemporary theatre and some of the post-de Chirico works take his existing interest in the geometric aspect of landscape and add a new element, imposing frames within the frame to create angles and perspectives and plonking down abstract features in landscape as if they’re stage sets incongruously abandoned in a field or wood.

Unit One

In 1933 he joined forces with a host of other modern British artists to create ‘Unit One’, a movement he helped publicise. They held an exhibition which went on tour round the country in 1934 and 35. The exhibition devotes a room to Unit One and it is very useful to see works by other artists alongside Nash, very illuminating, clarifying what visual elements he shared with his contemporaries and what made him different. Works on display include:

I realised what all his peers have in common is that their works are very finished, with sharp lines, smooth paint surfaces or – in sculpture – the smoothly modelled shapes of Moore and Hepworth. By contrast, most of the half dozen or so works in this room by Nash seemed rough and scrappy, on canvas where you can often see the fabric of the canvas showing through the oil, where colours deliberately don’t go up to the edge of others colours, leaving canvas showing through, and where the oil is applied with thick strokes which are visible from even a few yards away. This scrappiness and lack of finish is really obvious in a work like Pillar and moon (1932) but it’s present in all his work, something photographic reproductions smooth out but which seeing them in real life makes really apparent.

This patchiness extends to entire compositions, which are clearly not interested in either crispness of outline or really pure, mathematical geometry. Although they make an impact, I don’t really like them, they make me feel uneasy.

Although they’re obviously landscapes and presumably come out of Nash’s lifelong numinous sense of place and nature, they actually remind me of early Francis Bacon in the sense of lumpish unhappiness they convey.

Alongside these blotchy works, Nash had another style which was much more precise and seems to stem from his training in graphic illustration. From his flat in St Pancras he looked out onto an advertising hoarding kept in place by multiple struts. Combine this with the strong de Chirico influence and you get images which are interested in line and intersection (like the window frames used in ‘Month of March’):

The background is pure de Chirico, no?

Swanage

In 1934 Nash moved to Swanage in Dorset. His wife gave him a camera. And he met the artist Eileen Agar. The result was an explosion of activity recorded in a fascinating room containing scores of works by both artists. As surrealism took hold of his imagination he became fascinated by the juxtaposition of objects found along the seashore and then, by extension, anywhere.

As the audio-commentary points out, the sea, in itself, is a surrealist work – an improbable realisation of our weirdest dreams, and the evocative driftwood, stones, fossils and human detritus it washes up are ready-made objects which only need to be placed on pedestals to become works of art.

He and Agar photographed incongruous objects placed together, experimented with photo-collage, made reliefs and sculptures and assemblages – boxes containing mixed media, seashells, driftwood, stones, eggs, fabric. In fact, as with the Unit One room, I was more taken by the non-Nash – in this case Agar’s – work than by Nash’s. For me her stuff has a crispness and sharpness which contrasts with his vaguer, unfinished feel.

Eileen Agar in Swanage

It amused me that, like so many women artists, Agar was interested in depicting her own naked body. But – like so many woman artists – only when she was young and nubile.

Nash got some of Agar’s pieces into the landmark 1936 exhibition of Surrealist art in London, making her the only woman artist represented.

Nash in Swanage

One of the many display cases has a magazine open at an article by Nash entitled ‘Swanage or Seaside Surrealism’. This title somehow captures the slightly amateurish modernism of these suburban surrealists, a slightly shamefaced English provincialism which has more in common with Philip Larkin’s down-at-heel Hull than Louis Aragon’s glamorous Paris.

The surreal landscape

The Swanage experiments helped crystallise the Surrealist message that one or two carefully placed objects somehow bring out features of a landscape, which are otherwise left implicit and unobserved.

As usual I felt there was a big difference between the deliberately unfinished feel of most of these works and his other style, which is much more rectilinear and complete and – to me, as a fan of clean lines and sharp draughtsmanship – more immediately enjoyable. Such as:

Equivalents for the Megaliths by Paul Nash (1935) © Tate

Equivalents for the Megaliths by Paul Nash (1935) © Tate

The Surrealist exhibition 1936

Nash was one of the curators of the 1936 Surrealist Exhibition in London, which caused a sensation and aligned him in the public mind with the movement. All his influences came together in a series of works in which mysterious objects, sometimes with stage set framings, appear in otherwise placid landscapes. What do they mean? The most famous is Landscape from a dream.

Landscape from a Dream by Paul Nash (1936-8) © Tate

Landscape from a Dream by Paul Nash (1936-8) © Tate

The Second World War

And then – war again. Nash was invited to be a war artist. The Ministry wanted him to depict our heroic pilots in their gleaming Spitfires – but Nash found himself attracted to the wrecks of airplanes – German fighters and bombers, so cruelly yanked out of their element, their mangled metal wreckage looking like so many of the found objects he had been studying and creating over the previous decade.

The war was Surrealism come true. Many of the works here are watercolours again, showing the same lightness as the early Wittenham Clumps watercolour back in 1912.

Near his home in Oxford was a vast dump of wrecked German planes, the Cowley Dump. The exhibition features many b&w photos Nash took of the wrecked masters of the sky, and includes b&w film footage of our hero looking out over the vista of twisted metal. The result was what is often regarded as one of his masterpieces, Totes Meer (German for ‘dead sea’).

By this stage, after looking closely at 50 or 60 paintings by Nash I had developed a feel for what I liked and what I didn’t, and to my surprise I’d come to dislike paintings like this and prefer the more geometric works. Thus I find the arrangement of elements in the equally famous Battle of Britain (not included in the exhibition, for some reason) much more pleasing.

Last works

Nash only lived a year after the war, dying in 1946 at the early age of 56 from the complications of the asthma which had dogged him with ill health for much of his life. In these final years he returned to landscapes but now pregnant with obscure symbolism. The final room includes several of the series of works he painted which feature enormous sunflowers – a symbol of life when in its prime or, when dead and dessicated, of mortality.

Artists’ last works often reveal new knowledge; they have achieved everything and feel liberated to say what they want. According to the audio-commentary, the Queen Mother liked Landscape of the vernal equinox enough to buy it. She is quoted as saying you can almost imagine an animal or spirit emerging from the woods.

Thoughts:

1. Right to the end he keeps the scrappiness I noticed in room 2 or 3, in fact it is exaggerated, with white gaps between areas of paint forming holes in thickly covered paint through which something – what? – might emerge…

2. No people: early on he realised people weren’t his thing and so hardly any of his paintings, after a few war ones, feature them – the humans are implied by the objects, in the collocations of objects and landscapes from the 1930s, in increasingly subtle, complex and mystifying ways.

3. Pink-peach-apricot: a lot of these last works feature variations on apricot or peach colours, applied to skies, sometimes to other objects, even to shadows. As I strolled back through the show I realised this unreal peach-apricot crops up throughout the work from the beginning – for example, it’s there (improbably enough) in the wartime setting of Spring in the trenches, or in the 1930s surrealism of Landscape from a dream. 

In some way I can’t quite define I think that if you like Landscape of the vernal equinox, its patchy design, blotchy paintwork and apricot coloration – I think you will have penetrated Paul Nash’s mystery.

In these last works I can sort of see it, but I don’t quite get it. Why did he paint giant magnolias in the sky in his final paintings? I think it takes time to feel your way into Nash’s world, and this big thorough exhibition is an excellent place to begin…


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War Stories and Poems by Rudyard Kipling (1990)

An excellent Oxford University Press collection edited by Andrew Rutherford, showcasing Kipling’s fictional and poetic responses to three distinct military eras:

  • the small wars of the Late Victorian period 1889-1899
  • the Boer War 1899-1902
  • the Great War 1914-18.

Despite setbacks and defeats, in the first period nobody doubted the duty of Empire to expand and spread good government and law; the Boer War disheartened both the nation and Kipling with its evident mismanagement and incompetence; and the Great War left millions bereaved, not least Kipling himself, who lost his only son, John.

Thus, as Rutherford shrewdly points out, the tone of Kipling’s writing about the three periods can be broadly divided into epic, satiric, and elegiac.

Having seen the incompetence of the Boer War at first hand, Kipling spent the next decade warning the country that it wasn’t taking the threat to its security seriously enough, despite some military and naval reforms, in a series of minatory poems and warning stories.

When the Great War came, Kipling was goaded to fierce anger by the aggression and cruelty of the Hun, resulting in the white hot anger of the early war stories, such as ‘Swept and Garnished’ and Mary Postgate, both written in 1915. In September of the same year his son was declared missing presumed dead on his first day in action. For the rest of the war Kipling kept up a steady, indeed impressive, rate of journalistic reporting in support of the war effort – writing France at War, The Fringes of the Fleet, Destroyers at Jutland, The War in the Mountains and The Eyes of Asia – but avoided writing fiction about it.

Moreover, in 1917 Kipling took on the task of writing the official history of his son’s regiment, the Irish Guards, a task which required interviewing soldiers in person, and reading soldiers’ letters and diaries over a sustained period. It was a demanding labour which took until 1923 to complete.

It is only then, with his debt to the dead fulfilled, that Kipling seems to have been able to return to the subject of the War in fiction, and the stories he wrote in the 1920s – especially the series of tales set in the London Freemasons’ Lodge for ex-soldiers – ‘In the Interests of the Brethren’, The Janeites, A Madonna of the Trenches, A Friend of the Family – have a new depth and subtlety, an empathy and pity which is a new flavour in his work. This deeper mature tone is part of what helps to make his post-war collection, Debits and Credits, his best book.

Imperial Frontiers

  1. The Drums of Fore and Aft (1889)
  2. A Conference of The Powers (1890)
  3. The Light That Failed, chapter two (1891)
  4. The Mutiny of The Mavericks (1891)
  5. The Lost Legion (1892)
  6. Slaves of The Lamp, part two (1897)

The Boer War

  1. The Way That He Took (1900)
  2. The Outsider (1900)
  3. A Sahibs’ War (1901)
  4. The Comprehension of Private Copper (1902)
  5. The Captive (1902)

The Great War

  1. ‘Swept and Garnished’ (1915)
  2. Mary Postgate (1915)
  3. Sea Constables (1915)
  4. Introduction to The Irish Guards in the Great War
  5. A Friend of the Family (1924)
  6. A Madonna of The Trenches (1924)
  7. The Gardener (1925)

1. The Imperial Frontiers

The Drums of Fore and Aft (1889) Quite a long story, the gist of which is that an inexperienced Indian Army regiment is brought up to the North-West Frontier, and involved in a massed attack on a force of Pathans, alongside a Gurkha regiment and some Highlanders. Being completely inexperienced and – crucially – lacking older soldiers and officers with experience of the terrain and of fighting Afghans, the first attack of fifty or so Muslim fanatics armed with terrifying man-high machetes makes the Fore and Aft break in a screaming panic and run back to the pass they emerged from. The two coarse orphan fourteen-year-old drummer boys who were with the band, Jakin and Lew, are left behind in the mad flight, recover a drum and fife, have a swig of rum from a canteen of one of the casualties, and set about playing the stirring military tune, ‘the British Grenadier’, marching up and down between the Afghan lines and the trembling regiment cowering in its retreat. Shamed by their officers and humiliated by the example of the boys Jakin and Lew, the regiment regroups and charges back out, this time co-ordinated with attacks by the Gurkhas and Highlanders on its flanks, and decimates the Afghans, though not before both boys have been shot dead by the enemy.

There’s story enough here, but not much below the surface is a blatant tract or pamphlet lamenting the lack of training, the shortness of service and the disorganisation which can lead to such lamentable catastrophes. Also it is very violent. Early on, while still in barracks, Lew and Jakin establish their street credentials by kicking the crap out of an officer’s son they find spying on them. The battle itself is described with, for its day, pretty stomach-churning realism.

The English were not running. They were hacking and hewing and stabbing, for though one white man is seldom physically a match for an Afghan in a sheepskin or wadded coat, yet, through the pressure of many white men behind, and a certain thirst for revenge in his heart, he becomes capable of doing much with both ends of his rifle. The Fore and Aft held their fire till one bullet could drive through five or six men, and the front of the Afghan force gave on the volley. They then selected their men, and slew them with deep gasps and short hacking coughs, and groanings of leather belts against strained bodies, and realised for the first time that an Afghan attacked is far less formidable than an Afghan attacking; which fact old soldiers might have told them.
But they had no old soldiers in their ranks.
The Gurkhas’ stall at the bazar was the noisiest, for the men were engaged — to a nasty noise as of beef being cut on the block — with the kukri, which they preferred to the bayonet; well knowing how the Afghan hates the half-moon blade.

‘To a nasty noise as of beef being cut on the block’. Wow.

A Conference of The Powers (1890) The narrator hosts a reunion in his London apartment for his friends, ‘Tick’ Boileau, ‘the Infant’ (who is to appear in other Kipling stories for the next 30 years), and Nevin. All are under 25 and have seen active service in India and on its frontiers. They are yarning away and putting the world to rights when there’s a knock and in comes the noted older novelist, ‘Eustace Cleever’. The rest of the ‘story’ amounts to the older man listening to the stories the young Army officers tell about their experiences and realising how little he understands about the lives of the men who maintain the Empire and keep him in the luxurious lifestyle to which he’s become accustomed. Particularly a long account by the Infant of a punitive expedition he led into Upper Burma to capture the leader of some dacoits or bandits, known as the Boh.

The story emphasises the pampered ignorance of London-based Liberals – and contrasts it with the clear-eyed enthusiasm and modesty of the Empire’s devoted servants. It also doesn’t scant on the reality of guerilla warfare and the dacoits’ savagery:

The Burmese business was a subaltern’s war, and our forces were split up into little detachments, all running about the country and trying to keep the dacoits quiet. The dacoits were having a first-class time, y’ know — filling women up with kerosine and setting ’em alight, and burning villages, and crucifying people.’
The wonder in Eustace Cleever’s eyes deepened. He could not quite realise that the cross still existed in any form.
‘Have you ever seen a crucifixion?’ said he.
‘Of course not. ‘Shouldn’t have allowed it if I had; but I’ve seen the corpses. The dacoits had a trick of sending a crucified corpse down the river on a raft, just to show they were keeping their tail up and enjoying themselves. Well, that was the kind of people I had to deal with.’

No wonder Kipling’s forthrightness made such a shattering impact on a literary world used to Tennysonian idylls.

The Light That Failed, chapter 2 (1891) The protagonist of Kipling’s early novel is an artist, Dick Heldar. His boyhood love for Maisie is frustrated so, like so many Victorian young men, he goes off adventuring round the Empire, only not as a soldier but as a freelance war artist. He bumps into a journalist named Torpenhow and Kipling packs in references to a lot of the small wars of the late 1870s and 1880s which they report and illustrate together, before they find themselves part of the expeditionary force sent up the Nile to rescue General Gordon, trapped in Khartoum, capital of Sudan, by the forces of the Muslim religious leader, the Mahdi. In the climax of the novel, Dick, Torpenhow and a host of British troops are all relaxing by the Nile, fixing boats and sails and clothes when they are subject to a surprise attack by several thousand Sudanese. The Brits quickly form into a square to fight off wave after wave of fanatical attackers, until the square gives and becomes the cockpit for savage hand-to-hand fighting.

Dick waited with Torpenhow and a young doctor till the stress grew unendurable. It was hopeless to attend to the wounded till the attack was repulsed, so the three moved forward gingerly towards the weakest side of the square. There was a rush from without, the short hough-hough of the stabbing spears, and a man on a horse, followed by thirty or forty others, dashed through, yelling and hacking. The right flank of the square sucked in after them, and the other sides sent help. The wounded, who knew that they had but a few hours more to live, caught at the enemy’s feet and brought them down, or, staggering into a discarded rifle, fired blindly into the scuffle that raged in the centre of the square.
Dick was conscious that somebody had cut him violently across his helmet, that he had fired his revolver into a black, foam-flecked face which forthwith ceased to bear any resemblance to a face, and that Torpenhow had gone down under an Arab whom he had tried to ‘collar low,’ and was turning over and over with his captive, feeling for the man’s eyes. The doctor jabbed at a venture with a bayonet, and a helmetless soldier fired over Dick’s shoulder: the flying grains of powder stung his cheek. It was to Torpenhow that Dick turned by instinct. The representative of the Central Southern Syndicate had shaken himself clear of his enemy, and rose, wiping his thumb on his trousers. The Arab, both hands to his forehead, screamed aloud, then snatched up his spear and rushed at Torpenhow, who was panting under shelter of Dick’s revolver. Dick fired twice, and the man dropped limply. His upturned face lacked one eye.

I wonder if anyone had described contemporary warfare with quite such brutal honesty before.

The Mutiny of The Mavericks (1891) A satirical and comic story about nameless conspirators in America (highly reminiscent of the American scenes in the early Sherlock Holmes novels) who fund an Irish conspirator to join ‘the Mavericks’, nickname of a (fictional) Irish regiment in the British Army in India. This conspirator, Mulcahey, tries to spread sedition and is quickly recognised for what he is by the men, led by Dan Grady and Horse Egan, who come up with the simple idea of playing along, and telling Mulcahey everything he wants to hear, in exchange for an endless supply of beer.

One fine day Mulcahey sees the barracks in uproar, the men chanting and shouting, officers running in fear, the men consorting with native Indians – at last! The mutiny has broken out! But Kipling is taking the mickey. The men have been told they’re going to the Frontier to see some fighting and are excited about it. Moreover, Dan and Horse now make it crystal clear to Mulcahey that he’s not wriggling out of it, he’s coming along too. And when the battle starts they’re digging a bayonet into Mulcahey’s calf, so the only way is forwards. In fact Mulcahey goes wild with panic-fear, storms a compound, leads others to capture enemy artillery and then runs on, bereft of gun, hat or belt after the fleeing Afghans, one of whom turns and runs him right through the chest with a large knife. Dead.

All this time Mulcahey had been drawing funds from his ‘mother’ in New York, a front for the anti-British conspirators. The story ends on a comic note as the ‘mother’ receives a letter of condolence saying Mulcahey died bravely in battle and would have been recommended for a Victoria Cross, had he survived – which happens to arrive at the same time as a crudely forged letter from Dan and Horse promising to keep up the subversive work, if only they can be sent some more funds, on behalf of Mulcahey, who’s a bit under the weather, like.

Kipling is astonishing assured and confident of his subject i.e. the structure, organisation and morale of Irish regiments within the British Army. The American secret society comes over as melodramatic, but events in Ireland during this period involved conspiracies and atrocities. Although he is optimistic about the attitude of the average Irish soldier, it’s the detail and thoroughness of the portrayal, combined with schoolboy high humour, which impresses. Who else was trying anything like this kind of depiction of the reality of the British Empire?

The Lost Legion (1892) Told as if to a journalist (as Kipling indeed was). Some officers are leading a night-time cavalry foray into the foothills of Afghanistan to arrest a persistent bandit leader, Gulla Kutta Mullah. But they keep on hearing the chinking of cavalry behind them rather than in front; it isn’t their own forces and the bandits’ horses are silent.

Our boys are able to penetrate beyond the watch towers of the bandits because the bandits are calling to each other in terror about something. Our chaps realise it’s because down in the valley the Afghan bandits can see the ghosts of an entire native Indian regiment, which rebelled in the Great Mutiny of 1857, which fled the British into the marches of Afghanistan, and which was massacred a generation earlier. Now their ghosts have returned to haunt and paralyse the Afghans. Their dread allows the little expeditionary force to take Gulla Kutta Mullah’s village by surprise and (much to Kipling’s ironic disgust) politely arrest him and his other men wanted for various crimes and murders.

Slaves of The Lamp, part two (1897) ‘The Infant’ who told the novelist Eustace Cleaver the long account of his capture of the dacoit Boh in Burma in the story ‘A Conference of the Powers’ – is now 30 and has inherited a vast country house. He invites the narrator – identified as ‘Beetle’ from the Stalky stories – to come along to a reunion of boys, now men, from the old Coll.

There’s much larking about and reminiscing which, basically, turns into hero worship of Stalky himself, three of the men describing their encounter with him in the North-West Frontier, fighting the Afghans. Stalky is portrayed as a super-hero, at one with his men (Sikhs) who worship him, given to sneaking off for acts of derring-do. Since he and his men are besieged in an old fort by two Afghan tribes, Stalky sneaks out and kills some of one tribe, marking them with the victor’s sign of the other tribe. Next day, when the fort is under attack, he again sneaks out of the secret passage he’s found, with his Sikhs, and shoots at one tribe from the lines of the other, thus leading both tribes to end up fighting each other.

The others compound this by saying Stalky went on to pacify the border, dragoon the tribes into building roads, doing everything bar mint his own coinage, before being called to Simla to explain himself to the Imperial authorities.

The story brims over with schoolboy slang and enthusiasm. Stalky had adopted a tune from the pantomime of Aladdin which the boys had put on as schoolboys, as a signal to his troops, and the group of men convened at the Infant’s house keep stopping their tale to sing it, falling about laughing, all clamouring for more details of Stalky’s acts of heroism. Alas, Kipling’s boundless schoolboy confidence was to come a cropper in the Boer War, where the true Stalkies, the canny, sassy, unconventional fighters, turned out to be the Boers.

2. The Boer War (1899-1902)

The Way That He Took (1900) One of four stories about the Boer War published in the Daily Express then collected in a volume called Land and Sea Tales for Scouts and Guides. It is a good atmospheric depiction of the landscape and people of South Africa, showcasing Kipling’s trademark research and understanding. In the first part a troop train pulls into a siding where detachment of Mounted Infantry are waiting. A captain gets talking to a nurse from the train and she turns out to have been born in the country, and have wonderful memories of a carefree childhood in the wide open spaces. This is the only scene of a man and a woman being tender and speaking softly under the stars that I can recall in any Kipling.

The second part commences a few months later when the captain has joined his regiment and they are in operations out on the veldt. In fact we first of all have a long scene where the leader of a Boer commando outlines a cunning plan – to send off the cattle trucks and some auxiliaries to stir up a lot of dust, and then wait on the low hills surrounding a little valley for the British regiment to come up – and shoot them like pigs in a pen. He knows the Brits will send a scouting party – who will poke around, draw the false conclusion the Boers are retreating, and return to the main force – and then lure them into the trap. It is crucial that a handful of men on a slope take a few pot shots at the scouting troop, enough to give them the impression they’re a rear-guard action – this will make the retreat seem even more real.

Sure enough the Brits see the dust cloud and send a scouting party. It is led by the captain we met talking to the nurse. He trots with his men through the twisting valleys to the place where a camp has apparently been struck and seems to be falling for the ploy. But then in a few vivid paragraphs, he realises something is wrong. It is as vivid as a movie. The hairs on his neck rise as he realises it’s a trap and it seems like someone else’s voice speaking when he gives the order to his sergeant, calmly to turn the men and go back.

At the last minute he remembers something the nurse had told him about her childhood, about how she and her siblings, on all their many ramblings, never went back the way they came. And suddenly taking this as his inspiration, the captain orders the men not to go back through the winding valley where (we know) a handful of Boers are waiting to take pot shots at them and one of them had singled him out as the officer to be killed. Thus, into this very military story, an element of voodoo slips. For it was the happenstance of remembering the nurse’s casual words, which saves the captain’s life.

The Outsider (1900) Another of the stories originally published in June 1900 (i.e. still in the early phase of the Boer War) in the Daily Express and only much later collected in a volume called Land and Sea Tales for Scouts and Guides. Like the one above, it is a vivid impassioned story. Simply, but with great detail and persuasiveness, it contrasts the hard professional life of Jerry Thumper, an engineer on the Rand, and the privileged, limited worldview of a dunderheaded Army officer named Walter Setton. While his father the vicar and his mother fuss about buying Walter the correct socks for his posting to South Africa, Jerry is commanding men at the gruelling work of gold-mining on the Rand.

Their separate lives and experiences clash when Walter – wounded after a stupid attempt to capture a solitary Boer which turned out to be a trap and from which he only escaped with his life due to the canniness and bravery of Australian Irregulars – is posted to the most out-of-the-way railway station the Army can find to hide him. But even here he causes damage, because Jerry and his mates – kicked out of the Rand by Dutch rebels – have formed a corps of Railway Volunteers and are skilfully repairing the railway lines which the Boers have been at pains to blow up, and which are vital for ferrying British troops around the battlefield.

Kipling describes in great technical detail the engineering challenge Jerry and his men face trying to rejoin two severed lengths of railway line, and are right at the vital moment of riveting them together, when ignorant, stupid, blinkered, narrow-minded, officious Lieutenant Setton intervenes, demanding to know who gave them orders to do this work, and insisting they stop immediately until he receives written authority etc etc – intervening just long enough for the girders to collapse and knock over some braziers which start a small bush fire, insisting his soldiers escort the furious engineers to his tent for a dressing-down. In fact later that day it is Setton who is visited by an incandescent Colonel of Engineers who gives him an epic bollocking, and we last see him reduced to overseeing a saddle-cloth and boot-lace division.

The ‘story’ seethes with Kipling’s anger at the grotesque incompetence, narrow-mindedness and baseless snobbery of the English officer class – a long way from the hero worship of Stalkey and his mates. Every other nationality – the Australians and New Zealanders, the Canadians and especially the Boers themselves, are superior men and soldiers in every way.

The life of Second-Lieutenant Walter Setton followed its appointed channel. His battalion, nominally efficient, was actually a training school for recruits; and to this lie, written, acted, and spoken many times a day, he adjusted himself. When he could by any means escape from the limited amount of toil expected by the Government, he did so; employing the same shameless excuses that he had used at school or Sandhurst. He knew his drills: he honestly believed that they covered the whole art of war. He knew the ‘internal economy of his regiment’. That is to say, he could answer leading questions about coal and wood allowances, cubic-footage of barrack accommodation, canteen-routine, and the men’s messing arrangements. For the rest, he devoted himself with no thought of wrong to getting as much as possible out of the richest and easiest life the world has yet made; and to despising the ‘outsider’ — the man beyond his circle. His training to this end was as complete as that of his brethren. He did it blindly, politely, unconsciously, with perfect sincerity. As a child he had learned early to despise his nurse, for she was a servant and a woman; his sisters he had looked down upon, and his governess, for much the same reasons. His home atmosphere had taught him to despise the terrible thing called ‘Dissent’. At his private school his seniors showed him how to despise the junior master who was poor, and here his home training served again. At his public school he despised the new boy — the boy who boated when Setton played cricket, or who wore a coloured tie when the order of the day was for black. They were all avatars of the outsider. If you got mixed up with an outsider, you ended by being ‘compromised’. He had no clear idea what that meant, but suspected the worst. His religion he took from his parents, and it had some very sound dogmas about outsiders behaving decently. Science to him was a name connected with examination papers. He could not work up any interest in foreign armies, because, after all, a foreigner was a foreigner, and the rankest form of outsider. Meals came when you rang for them. You were carried over the world, which is the Home Counties, in vehicles for which you paid. You were moved about London by the same means, and if you crossed the Channel you took a steamer. But how, or why, or when, these things were made, or worked, or begotten, or what they felt, or thought, or said, who belonged to them, he had not, nor ever wished to have, the shadow of an idea. It was sufficient for him and for high Heaven (this in his heart of hearts, well learned at his mother’s knee) that he was an officer and a gentleman incapable of a lie or a mean action. For the rest his code was simple. Money brought you half the things in this world; and your position secured you the others. If you had money, you took care to get your money’s worth. If you had a position, you did not compromise yourself by mixing with outsiders.

Rarely has Kipling’s dichotomy between the dirty-handed, practical-minded men who do things – his beloved engineer class – and the superior, snobbish, ignorant English upper-classes been more fiercely delineated. It’s brilliant.

A Sahibs’ War (1901) – Umr Singh is a Sikh in the British Army who is in South Africa, tasked with going to Stellenbosch to collect horses. The text is his monologue to a Sahib who helps him get a ticket for the right train, in which he a) shows off his knowledge of Indian customs, religion, traditions and service in the Indian Army b) laments the British setbacks in the Boer War due to their being too courteous and considerate of the Boer guerrillas. The Sikh thinks it silly of the British not to have used the Indian Army to put down the Boers, silly and subversive, for if the Brits fail in South Africa other colonies will take note of their weakness.

But privately to me Kurban Sahib said we should have loosed the Sikhs and the Gurkhas on these people till they came in with their foreheads in the dust.

The reason being it is a White Man’s war. Umr is not happy to be given command of a load of ‘niggers’, Kaffirs, who are ‘filth unspeakable’. But the core of the story is how Umr and his Sahib, Captain Corbyn – both of whom volunteered to take ‘sick leave’ from their Indian regiment to come and fight the Boers – are tricked by Boers in an ‘innocent’ farmhouse who in fact organise an ambush of them in which Corbyn is killed.

In a rage Umr and the Muslim servant Sikandar Khan go back to the farmhouse to take revenge, beheading one of the wounded Boers inside it and taking the mentally sub-normal son to hang him in a nearby tree as punishment for the treacherous farmer-priest and his wife. At which point the spirit of Kurban Sahib appears to Umr and three times forbids him from hanging the boy, ‘for it is a Sahibs’ war’.

This latter part of the text, the account of the ambush and then the narrator’s revenge, is vivid and powerful, and the appearance of the Sahib’s ghost eerie – it has a real imaginative force – Kipling’s daemon pushing through. But it is embedded in a text which overflows with contempt, hatred, resentment and is continually teetering on the edge of, not just violence but sadistic violence, vengeful hateful violence.

Epitomised in the last few lines when Umr returns to the site of his Sahib’s death and rejoices to find, not only a memorial carved by the Australians (a platoon of whom were with Corbyn and Umr when they were ambushed) – but that the farmhouse, the well, the water tank, the barn and fruit trees – all have been razed from the face of the earth, by the ‘manly’ Australians, who aren’t shackled by the British concern for ‘fair play’. The narrator rejoices, Kipling rejoices, and the reader is meant to rejoice in this act of nihilistic vengeance – the kind of scorched earth policy which will characterise so much of 20th century history.

The Comprehension of Private Copper (1902) – A Boer guerrilla captures Private Alf Copper who had strayed unwisely far from his platoon. The Boer descants at length to Alf about how his father, a Transvaal shop-keeper, was deceived out of his livelihood by the British. But he gets a shade too close to Alf, who lays him out with one well-aimed punch.

Kipling couldn’t be more frothingly on the side of the British Army and against the treacherous, arrogant, deceiving Boers. Now it’s Alf who takes the stunned Boer captive and marches him back to the the English lines. Here they arrive to discover that Alf’s mates are looking over a British Liberal paper, which is, as usual, blackening their names, attacking the whole idea of ‘Empire’ and accusing British soldiers of abuse and worse. A fellow Tommy of Alf’s jokingly quotes it:

‘You’re the uneducated ‘ireling of a callous aristocracy which ‘as sold itself to the ‘Ebrew financier. Meantime, Ducky”— he ran his finger down a column of assorted paragraphs —“you’re slakin’ your brutal instincks in furious excesses. Shriekin’ women an’ desolated ‘omesteads is what you enjoy, Alf . . ., Halloa! What’s a smokin’ ‘ektacomb?’

The general idea is that both the arrogant Boer and the treacherous Liberals back home think the British Tommy doesn’t know what he’s fighting for and is a poor, badly educated pawn – but, Oh yes he does, and Oh no he isn’t, respectively! The humiliation of the Boer is part of the enjoyment of the story and, by extension, the humiliation of the hated Liberals at home by the reality of the tough-minded, no-nonsense British soldier.

The Captive (1902) – Starts as a third-person account of a journalist visiting a Boer prisoner of war camp during the Boer War (1899 to 1902). He is free to walk among the prisoners and gets talking to one in particular, at which point the narrative changes into a long, rambling, first-person account given by an American – Laughton O. Zigler from Akron, Ohio.

Zigler brought over a field gun and ammunition of his own design to sell to the Boers and ended up getting involved with one of their commandos, led by Adrian Van Zyl, fighting in the field alongside them against the British, until finally captured and brought to this camp. Kipling characteristically stuffs the man’s monologue with technical know-how about the artillery piece, the ‘hopper-feed and recoil-cylinder’, trying to out-man and out-engineer the reader.

It’s hard not to find Zigler’s facetious tone as he jokes about ‘laying out’ the British boys with his gun, offensive.

‘They [the Boers] fought to kill, and, by what I could make out, the British fought to be killed. So both parties were accommodated.’

The war is seen as a comradely adventure between ‘friends’ and all the British officers admit to being ‘a bit pro-Boer’. Is this how combatants saw the Boer War? Or is it the sentimental self-serving view of a privileged observer? In this account both sides spend half the time trying to kill each other and the other half being complimentary; often the combatants had actually met socially, dined and gossiped: now they are trying to kill each other.

The second half of the monologue describes a dinner the British General and officers give for Zigler and Van Zyl, comparing notes like professionals. The British General is mighty lofty and complacent, hoping the war will go on another five years or so, so that he can knock his ragtag collection of floor-walkers and stevedores into a professional army. Nothing is mentioned of the rank incompetence and idiocy which made the Boer War such a shambles for the British. (See The Boer War by Thomas Pakenham.) And a ghost walks over the text when the General boomingly declares:

‘It’s a first-class dress-parade for Armageddon.’

These are the kind of heartless pro-war sentiments for which, although put into the mouths of fictional characters, Kipling was so criticised. The ‘story’ is rammed full of political point scoring, relentless sarcasm about the stupidity of politicians and so on – though these are couched in Zigler’s down-home Yankee terminology:

‘Well, you’ve an effete aristocracy running yours, and we’ve a crowd of politicians. The results are practically identical.’

‘I tell you, Sir, there’s not much of anything the matter with the Royal British Artillery. They’re brainy men languishing under an effete system which, when you take good holt of it, is England…’

Overall the story is of a piece with Kipling’s other ‘warning’ poems and stories, warning that only eternal vigilance could keep Britain safe from her ever-present enemies, and lamenting the failure of peacetime politicians to pay enough heed.

3. The Great War

‘Swept and Garnished’ (1915) It is the first autumn of the Great War. Old German widow Miss Ebermann is in bed in her apartment in Berlin with a heavy cold, whining at her maid to bring medication from the chemists, and the maid scuttles off. To Miss E’s surprise, when she next opens her eyes, she sees, first one little child poking about in her room, and a moment later, five little children.

Miss Ebermann shouts at them to get out of her apartment, telling them they have no right to break into her home like this. But the children reply that they have been told to come here until ‘their people’ come to reclaim them. And then, through a series of hints, the reader realises that the children are from a town in Belgium where someone fired on the German army passing through, who promptly massacred the inhabitants and burnt it to the ground. Miss Ebermann remembers letters from her son at the front claiming that the German army has to carry out ‘justice’ when it is attacked by treacherous civilians. Now she is seeing the ghostly victims of German ‘justice’.

Her and the reader’s suspicions are crystallised when the children finally agree to leave, but on their way out, as they turn to go, Miss Ebermann sees their horrific open wounds and they leave blood puddled all over her bedroom floor. When the maid comes back into the room she finds the old lady on her hands and knees trying to scrub the blood off the floorboards, so the place is ‘swept and garnished’ ready for the Lord.

The Kipling Society website gives useful historical notes to this story, listing genuine German atrocities from early in the war, including the rumours that the Germans cut off the right arms of Belgian boy children, so they wouldn’t be able to fight in the future. Kipling’s stories are no longer about helping tottering old ladies in health spas as they were only a few short years previously. All is changed, changed utterly.

Mary Postgate (1915) This is an extraordinary story, combining war, vengeance, sadism and barely suppressed sexuality. Mary Postgate is the plain Jane, 44-year-old personal maid to old Miss Fowler. She fetches and carries without question, is always well organised and emotionless. Miss Fowler’s nephew, Wynn, is orphaned and comes to live with them and Mary brings him up almost as a surrogate son though he is unceasingly rude, arrogant and unfeeling to her. When war comes all the sons go off and Wynn enlists in the Air Force, coming to visit them in his fine uniform until one day he is reported dead, having died in a training accident – the implication being that he fell, maybe 4,000 feet, from the cockpit of one of those primitive early aircraft.

Both Mary and Miss Fowler are strangely unemotional – Miss Fowler had expected Wynn’s death all along, Mary had completely repressed her anxiety. The two women agree to donate Wynn’s uniform to the Forces, but to burn all his private belongings. Kipling then gives is a moving page-long description of a young man’s belongings, stretching back through all his toys and school prizes, which Mary collects and takes to the incinerator at the bottom of the garden.

Then she has to go buy some paraffin in the village and, on the way back, she and a friend she’s bumped into, hear a bang and a wail and run behind a house to find a local child, Edna, has been blown up by a casual bomb dropped from a German plane, maybe returning from a bombing raid on London. The friend, a nurse, wraps the little girl’s body in a blanket, which immediately soaks with blood and they carry it indoors. Here the blanket falls open and Mary sees, for a second, poor little Edna’s body torn ‘into those vividly coloured strips and strings’. (Not so far-fetched. I was recently at Essendon, a little village in Hertfordshire. Here, in the early hours of 3 September 1916, a German airship returning from a raid on London dropped a bomb on the village which killed two sisters and damaged the east end of the church. Dead, out of the blue, for no reason, except the incompetence and stupidity of the German Army High Command which thought it could invade and conquer France in 6 weeks in August 1914.)

Staggering out of the house with the eviscerated child, Mary regains control of herself and walks back to the big house. Here she wheelbarrows dead Wynn’s belongings down to the incinerator and begins piling them in to burn. It is at this point that she hears a noise from the trees at the end of the garden and discovers a German airman who also seems to have fallen from the skies and crashed through trees, landing badly injured not far from the incinerator.

And this is the crux of the story: for although Mary gets an old revolver from the house (the kind of thing which seems to have been much more common in those days than now) she decides to deliberately let the man die in agony without calling for a doctor or any help.

And it is in the phrasing of the physical bodily pleasure this gives her, that many critics detect a sexual element, some going so far as to say that the dying man’s death throes give the lifelong repressed virgin an orgasm, as all kinds of anger and repressions brought to a climax.

As she thought — her underlip caught up by one faded canine, brows knit and nostrils wide — she wielded the poker with lunges that jarred the grating at the bottom, and careful scrapes round the brick-work above… The exercise of stoking had given her a glow which seemed to reach to the marrow of her bones. She hummed — Mary never had a voice — to herself… A woman who had missed these things [love, a husband, children] could still be useful — more useful than a man in certain respects. She thumped like a pavior through the settling ashes at the secret thrill of it… She ceased to think. She gave herself up to feel. Her long pleasure was broken by a sound that she had waited for in agony several times in her life. She leaned forward and listened, smiling… Then the end came very distinctly in a lull between two rain-gusts. Mary Postgate drew her breath short between her teeth and shivered from head to foot. ‘That’s all right,’ said she contentedly…

Anger, revenge, violence, sadism, repressed sex – this is an extraordinarily powerful, haunting concoction of a story.

Sea Constables (1915) ‘A tale of ’15. In February 1915 the German High Command declared the North Sea a war zone in which all merchant shipping, including neutral ships, were liable to be attacked and sunk without warning. This story describes four Royal Navy men meeting at a choice restaurant in London.

The four men sat down. They had the coarse-grained complexions of men who habitually did themselves well, and an air, too, of recent, red-eyed dissipation. Maddingham, the eldest, was a thick-set middle-aged presence, with crisped grizzled hair, of the type that one associates with Board Meetings. He limped slightly. Tegg, who followed him, blinking, was neat, small, and sandy, of unmistakable Navy cut, but sheepish aspect. Winchmore, the youngest, was more on the lines of the conventional prewar ‘nut,’ but his eyes were sunk in his head and his hands black-nailed and roughened. Portson, their host, with Vandyke beard and a comfortable little stomach, beamed upon them as they settled to their oysters.

In Kipling’s usual late manner they settle down to telling stories, then concentrate on swapping notes about the Neutral vessel (presumably American, though it isn’t stated) which they were all partly involved in tailing through the North Sea, down the Channel and round into the Irish Sea. Winchmore starts it and hands over to Maddingham who played the lion’s share. The ‘Newt’, as they nickname the neutral vessel and its captain, claims to be carrying oil for Antigua, which they think a likely story. Maddingham follows him into an unnamed West coast port where the American captain prompts a Court of Inquiry into the way he’s being closely tailed and chased. This is given as one of the several examples in Kipling where the British bend over backwards to be fair and above board to an enemy which is utterly unscrupulous – an approach he thought bedevilled our efforts in the Boer War, the kind of ‘health and safety gone mad’ sentiment you can read any day in the Daily Mail. One of the four at table, Tegg, was a lawyer during the inquiry.

And that’s what you get for trying to serve your country in your old age!’ Maddingham emptied and refilled his glass.
‘We did give you rather a grilling,’ said Tegg placidly. ‘It’s the national sense of fair play.’

The Newt goes back to sea, closely followed again by Maddingham who tags him up and down the Irish Sea, in stormy foggy weather, regularly hailing the captain on his bridge and exchanging insults. Maddingham and the others suspect he was planning to rendezvous with a German submarine and transfer his cargo of oil to it. Eventually the Newt puts into Cloone Harbour, where the captain takes to his bed, ill with bronchial pneumonia. Dying, he asks Manningham to help him organise his affairs and write a will. Manningham sticks to his orders and refuses.

This is taken as the crux of the story, where a usually decent man fails to show common humanity / oversteps some moral mark, and is interpreted in some commentaries as an example of how war deforms morality. As usual the text is dense with naval jargon as swished around by a bunch of chaps used to shorthand expressions, fleeting references, who share the same values and so don’t have to explain their sentiments and views. A number of critics point to the clipped approach of these later stories, and the way they’re couched in talk, in reams of highly technical or slang or dialect speech, as evidence that Kipling had forged a kind of ‘modernist’ style of his own. Maybe. This is how the main talker, Maddingham, talks:

‘He set the tops’ls in his watch. Hilarity won’t steer under any canvas, so we rather sported round our friend that afternoon, I believe. When I came up after dinner, she was biting his behind, first one side, then the other. Let’s see — that would be about thirty miles east-sou-east of Harry Island. We were running as near as nothing south. The wind had dropped, and there was a useful cross-rip coming up from the south-east. I took the wheel and, the way I nursed him from starboard, he had to take the sea over his port bow. I had my sciatica on me — buccaneering’s no game for a middle-aged man — but I gave that fellow sprudel! By Jove; I washed him out! He stood it as long as he could, and then he made a bolt for Harry Island. I had to ride in his pocket most of the way there because I didn’t know that coast. We had charts, but Sherrin never understood ’em, and I couldn’t leave the wheel. So we rubbed along together, and about midnight this Newt dodged in over the tail of Harry Shoals and anchored, if you please, in the lee of the Double Ricks. It was dead calm there, except for the swell, but there wasn’t much room to manoeuvre in, and I wasn’t going to anchor. It looked too like a submarine rendezvous. But first, I came alongside and asked him what his trouble was. He told me he had overheated his something-or-other bulb. I’ve never been shipmates with Diesel engines, but I took his word for it, and I said I ‘ud stand by till it cooled. Then he told me to go to hell.’

Introduction to The Irish Guards in the Great War (1923) A few years after his son’s death in 1915, serving with the Irish Guards, Kipling was approached to write the official history of the Irish Guards during the war. He took the task very seriously, suspending his fictional writing and working his way through a mountain of official records, soldiers’ letters and diaries, and also interviewing scores of survivors of the various battles and campaigns. The result has often been praised as a thorough and unflashy chronicle of the regiment’s war. Throughout Kipling is concerned with the life of the soldier, from the soldier’s point of view, consistent with the Tommy’s-eye-view he had developed even before the Barrack Room Ballads.

The introduction is short but powerfully conveys the speed of events, the complete unpreparedness of the British forces, the scale of the slaughter and the terrifying turnover of men, and all the time the buzz of men’s conversations.

They speculated on all things in Heaven and earth as they worked in piled filth among the carcases of their fellows, lay out under the stars on the eves of open battle, or vegetated through a month’s feeding and idleness between one sacrifice and the next.
But none have kept minutes of those incredible symposia that made for them a life apart from the mad world which was their portion; nor can any pen recreate that world’s brilliance, squalor, unreason, and heaped boredom. Recollection fades from men’s minds as common life closes over them, till even now they wonder what part they can ever have had in the shrewd, man-hunting savages who answered to their names so few years ago.
It is for the sake of these initiated that the compiler has loaded his records with detail and seeming triviality, since in a life where Death ruled every hour, nothing was trivial, and bald references to villages, billets, camps, fatigues, and sports, as well as hints of tales that can never now fully be told, carry each their separate significance to each survivor, intimate and incommunicable as family jests.

A Friend of the Family (1924) Frame: The fourth in a series of stories Kipling wrote set in the Masonic Lodge, ‘Faith and Works 5837’. Four chaps get chatting over dinner – Bevin, Pole, a sassy Australian with a glass eye named Orton, and the narrator. They yarn about their respective trades (Bevin owns a chicken farm and is diversifying into herbs). They all grumble that all they wanted after the War was Judgement and justice, instead of which they got talk talk talk. Grumble grumble grumble.

‘We didn’t want all that talk afterwards — we only wanted justice. What I say is, there must be a right and a wrong to things. It can’t all be kiss-an’-make-friends, no matter what you do.’

But if any generation had a right to grumble it’s the men who went through the war. Kipling conveys the way they fall to remembering incidents e.g. on the beach at Gallipolli, then go quiet, their faces suddenly tight, with the awful memories.

Story: Once they’re all comfortably settled after dinner, Bevin tells the story of Hickmot, a quiet Australian from the back of beyond, ‘brought up among blackfellas’, who was the only survivor of his battalion at Gallipolli and seconded to what was left of Bevin’s battalion. He was very quiet, very unobtrusive. Then a new draft came out including a man from the narrator, Bevin’s, village, one Bert Vigors. His dad was a market-gardener and they tried to exempt Bert on account of the family business but the local tribunal didn’t listen and he was drafted. The same tribunal exempted the son of a Mr Margetts, also a market gardener, because he hired a canny lawyer and was friends with some of the tribunes. Result: Vigors’ business goes bust, Margett’s old man buys it up.

Vigors won’t stop moaning to anyone who’ll listen about his Grievance, so quite quickly all the boys nickname him ‘the Grief’ and avoid him – all except Hickmot. He’ll listen to Vigors about his Grievance for hours so long as Vigors will then listen to him talking about sheep in the Outback. The two become inseparable. Soon Hickmot cops it in the leg and is shipped home and then Vigors is killed.

Bevin knows he right on the edge of a breakdown and wonders whether he’ll win a VC for some reckless exploit or go postal and shoot everyone around him. Just in time he is brought out of the trenches. He is posted back to England as a bomb instructor. Since the training camp is near his home village, he is able to marry his sweetheart – who just happens to have been Bert Vigors’s sister – and sleeps at home in his own bed, before going off to instruction duty every day.

Then they get a letter from the Brighton hospital where Hickmot is recovering from his wounds, asking if he can come and stay. Since Bert’s sister (now Bevin’s wife) had read so much about Hickmot in the letters which Bert sent home, she says Yes. Hickmot arrives for  his visit, with one leg amputated above the knee, hardly says a word, but fits right in and does all the chores. One day he unobtrusively accompanies Bevin to bomb instruction, holing up in the dugout where the duds are kept till used, then accompanying Bevin home at the end of the day. Then they see him onto the train to Roehampton, where he will be fitted with a prosthetic leg.

That night there is a series of explosions in the village, the villagers initially thinking they must be stray bombs from an air raid and running out into the street in panic. But Bevin and another officer quickly realise the damage is suspiciously localised; in fact, it is limited to the market gardener Margett’s property: the roof of his house has been bombed, so it burns down, two hay ricks set afire, the furnace in his greenhouse has exploded, demolishing the building and all his horses been mysteriously released to trample and graze in the new fields he’d bought off Vigors’s dad. Oddest of all, Bevin had applied to the local council to dam a local stream to create a duck-pond for his wife’s ducks but been refused permission. But a bomb happens to have exploded under the bank of the stream and blocked it exactly where Bevin wanted. Fancy that!

By now Bevin’s dinner companions are laughing. Silent Hickmot must have listened to all Vigor’s grievances in the trenches, and made a plan to enact justice for the injustice of Vigors’s drafting and his death. Asking to come and stay with Bevin was just a ruse to see the lie of the land and, when he learned that Bevin was giving bomb training, Hickmot hatched his brutal revenge on the all-conquering Margett family.

Revenge: So it is one of Kipling’s many ‘revenge’ stories, but this time the brutality of the war somehow justifies it, and also justifies it as comedy, or farce – and also – in the injustice of Vigors’s drafting and death – makes it very moving. On the surface it’s a story about how at least one soldier carried out poetic justice. But the real impact of the story comes from the many little touches in it indicating just how psychologically damaged and scarred by war the talkers are. There are several moments in his telling where Bevin’s face grows stiff and his hands go to tighten a belt he isn’t wearing, unconsciously carried back to the trenches.

More overtly, he admits that, after Hickmot’s wounding and Vigors’s death, he was reaching breaking point: he had a funny taste in his mouth and a sense of being distant from everything – just when his superiors had the sense to post him home as a bomb instructor. He is, in fact, just one more of Kipling’s many, many men on the verge of a nervous breakdown.

‘It took ’em five minutes to make me understand I was saved. Then I vomited, an’ then I cried. You know!’ The fat face of Bevin had changed and grown drawn, even as he spoke; and his hands tugged as though to tighten an imaginary belt.’

A Madonna of The Trenches (1924) Frame: One of several post-War stories set in the Freemason Lodge ‘Faith and Works 5837’. The narrator is helping the Senior Warden who is also a doctor, Dr Keede. During a lecture a new recruit, Strangwick, has a nervous attack, has to be helped out and administered a sedative. The noise of scraping chairs had reminded Strangwick of the noise made by the leather straps of the corpses which the French used to build their trenches over, of the squeaking noise the straps made when you walked on the duckboards laid over them. God. What horror. But as Keede gently questions and sympathetically listens to the stammering man, he draws out a story which is far weirder and stranger than mere post-traumatic stress.

Story: Strangwick was in the same regiment as an older man, Sergeant Godsoe, who he’d known since a boy and had been a father figure to him and his sister. On the day in question, Godsoe was found dead in a sealed gas room in the trenches, with two lighted braziers. Asphyxiation. Dr Keede knew about the incident but thought, like everyone else, it was an accident – that the gas-proof door banged shut and locked Godsoe in by accident.

Now Strangwick slowly, hesitantly, in his working class idiom, explains that Godsoe had been having an affair with his (Strangwick’s) auntie Armine, his mum’s sister (real name, in fact, Bella). Auntie Armine had given Strangwick, on his most recent leave, a note to take back to Godsoe, saying her little trouble would be over on the 21st and she was dying to meet him as soon as possible thereafter.

Strangwick, in his job as a runner on the fateful 21 January, thinks he sees his Auntie Armine at a corner of an old French trench, and, when he tells Godsoe, the latter realises what it means and makes Strangwick take him back to the scene. Here Strangwick’s hair stands on end as he realises that the apparition he thought was a trick of the light earlier on, really is the ghost of his Auntie who – he later finds out – had died of cancer that morning. The ghostly figure is holding out her arms to Sergeant Godsoe, imploring him with a terrifying look on her face to join her – and the Sergeant calmly beckons her into the gas room with the braziers and barricades the door behind him. He deliberately asphyxiated himself, killed himself, so that he can be with his lover for all eternity.

Frame: Having got all this out of his system, Strangwick sleeps. The Brother who introduced him comes along and apologises for his behaviour. He’s been under a lot of strain, he explains, on account of a ‘breach of promise’ action brought against him by his sweetheart, after Strangwick broke off the engagement. The Brother doesn’t know why he broke it off – but we know the full story and the way the sight of a) a middle-aged love affair b) and the ghostly horror of his ‘uncle’s death, have unhinged Strangwick. And there is a final irony because the Brother who brought him to the Lodge… is his actual Uncle, Auntie Armine’s husband! Only Strangwick knows that his Uncle’s wife was so totally unfaithful to him. And this is another element or level in his hysteria.

A spooky story, sure enough – but for me the ghost story element is outweighed by the touching sensitivity to hysterical soldiers shown by the narrator, the doctor and the other Masonic members, who quietly come to enquire if they can help. It is a community of men looking after men.

Strangwick, who had been fidgeting and twitching for some minutes, rose, drove back his chair grinding across the tesselated floor, and yelped ‘Oh, My Aunt! I can’t stand this any longer.’ Under cover of a general laugh of assent he brushed past us and stumbled towards the door.
‘I thought so!’ Keede whispered to me. ‘Come along!’ We overtook him in the passage, crowing hysterically and wringing his hands. Keede led him into the Tyler’s Room, a small office where we stored odds and ends of regalia and furniture, and locked the door.
‘I’m — I’m all right,’ the boy began, piteously.
‘‘Course you are.’ Keede opened a small cupboard which I had seen called upon before, mixed sal volatile and water in a graduated glass, and, as Strangwick drank, pushed him gently on to an old sofa. ‘There,’ he went on. ‘It’s nothing to write home about. I’ve seen you ten times worse. I expect our talk has brought things back.’
He hooked up a chair behind him with one foot, held the patient’s hands in his own, and sat down.

It feels a world away from the cocky young men kicking their native servants in Plain Tales, nearly 40 years earlier.

The Gardener (1925) Written 10 years after Kipling’s own son, Jack, went missing during the Battle of Loos, this short story is about a well-off single woman, Helen, who adopts the orphaned son of her scapegrace brother, George, who had got an unmarried woman pregnant.

When George died in India, Helen arranged the passage home of the baby, named him Michael, and raised him as his ‘Aunty’. Michael goes through prep and public school and is scheduled to go up to Oxford when the Great War breaks out. He enlists into a regiment which is posted to fill the gap in the Loos Offensive. (This is the prolonged battle during which Kipling’s only son was killed, aged barely 18.)

Helen at once accepts the terrible message of the telegram, and communes with the vicar and others in the village who have also lost sons.

After some years she gets an official letter notifying her that Michael’s body has finally been found and buried in Hagenzeele Third graveyard, the letter giving the grave’s row and number.

Helen decides to go and visit it and finds herself entering what Kipling describes as a well-established process for travelling to France, feeling like she is entering a sausage factory, a production-line type machine, which had been set up to process literally millions of grieving relatives.

She arrives at the pre-booked hotel in France, where she has a strange encounter with an insistent fellow grave visitor, who insists on sitting with her at dinner and nattering on about this and that, before she more or less forces her way into Helen’s bedroom to confess that, when she said she was visiting her friends’ sons’ graves, she was lying – she is in fact compulsively visiting and revisiting the grave of the only man she ever loved but who belonged to another.

Helen gets rid of her and lies in bed shaking. Everybody’s lives seem wracked. Next morning she walks to the graveyard and is appalled by the rows upon rows of graves, some 20,000 in total. A young man planting flowers helps her, asking the number of Michael’s grave and takes her to it. In the very last line there is the strong, ghostly implication, that the young man is Christ.

A man knelt behind a line of headstones — evidently a gardener, for he was firming a young plant in the soft earth. She went towards him, her paper in her hand. He rose at her approach and without prelude or salutation asked: ‘Who are you looking for?’
‘Lieutenant Michael Turrell — my nephew,’ said Helen slowly and word for word, as she had many thousands of times in her life.
The man lifted his eyes and looked at her with infinite compassion before he turned from the fresh-sown grass toward the naked black crosses.
‘Come with me,’ he said, ‘and I will show you where your son lies.’
When Helen left the Cemetery she turned for a last look. In the distance she saw the man bending over his young plants; and she went away, supposing him to be the gardener.

A masterpiece, a genuinely great story, which is all in the selection, the paring back to the barest essentials, just three short scenes conveying the relationship between the growing Michael and his Aunt – the disconcerting scene at the hotel with a distraught fellow grave visitor – and then just these seven sentences at the end. I’m crying as I write this.


Related links

A big thank you to the University of Adelaide for making most of Kipling’s works available online in such a stylish and accessible layout, and to the comprehensive notes provided on The Kipling Society’s website.

Other Kipling reviews

The Ascent of Money: A Financial History of the World by Niall Ferguson (2008)

Like Empire and Colossus before it, this is the book of a Channel 4 TV series. And like them, it is a thematic not a chronological history. Thus:

  • Chapter 1 – A quick skate through the history of money and credit, starting with Babylonian clay tablets, quickly on to the rise of the Medici bankers in Florence
  • Chapter 2 – The bond market
  • Chapter 3 – The stock market
  • Chapter 4 – Insurance
  • Chapter 5 – The real estate market
  • Chapter 6 – The rise and fall and rise again of international finance

In his introduction Ferguson says the world is more truly globalised than ever before and that money in all its aspects rules everyone’s lives, which makes it all the more worrying that polls and surveys in the western world show an astonishing ignorance of even the basics of economics. Therefore he was toiled on the TV series and book to try and make economics more comprehensible and to ‘break down that dangerous barrier which has arisen between financial knowledge and other kinds of knowledge’.

For this reader, at least, he fails. By page 150 I was confused and by page 200 had more or less given up trying to understand the economic mechanisms he’s referring to. I can read the words he uses to explain the massive financial bubble caused by the renegade Scotsman John Law in France in the 1720s. But I didn’t understand exactly why the repeated issue of shares at higher and higher prices in his phantom Mississippi company were doomed to collapse. I could understand that the executives of Enron lied and cheated about their accounts – but I didn’t understand why the financial authorities and auditors who are paid to regulate these things, gave them prizes for so many years.

I didn’t grasp some of the real basics: I don’t understand why the loans a bank has made are counted as part of its assets when common sense suggests that loans are the riskiest parts of its business and so should be part of their liabilities. I found Ferguson’s account of the Wall Street Crash as confusing as every other account of it I’ve ever read, not least because the stock market had been sliding for some time, amid a confusion of other economic indicators, and it actually rallied a bit after the ‘crash’. (Wikipedia article on the Wall Street Crash.) In fact one of the most salient features of the Great Depression of the 1930s which followed is that economists are still arguing about what caused it.

Of course historians are still arguing, and will argue forever, about almost everything that’s happened, from what caused the Great War to the rise of the Nazis. They – historians – fondly imagine they provide a useful function by shedding light on the past and providing some kind of guidance for the future – whereas anyone who’s read a lot of history knows that their ceaseless disagreements provide a kind of high-class entertainment, as informative and pointless as football fans arguing whether Alex Ferguson or Jose Mourinho is the greater manager. Ie their role is purely ornamental: nobody ever learned anything from history, especially the politicians, the populations and – as detailed here in alarming detail – the financiers who enthusiastically repeat it.

With economists, however, it’s a bit more important, as economists actually run things – banks, big corporations, finance ministries and governments. If we were inclined to take the world seriously, it would be desperately worrying that economists disagree so fundamentally about so much, and use a jargon which is so impenetrable to the rest of us and which, on closer examination, bears so little relationship to reality.

If the aim of the book was to make me more economically literate, it failed because it failed to explain even the basic concepts which economics is built on. Many terms are briskly defined as the narrative speeds on its way, but too briskly for this reader – and the text then moves on to use the building blocks I haven’t properly graspe, to build up more ever more complex sentences and statements. Since I don’t understand the individual elements of the sentences, the complete statements just sound like gibberish.

For example, he briskly defines some of the (numerous) definitions of ‘money supply:

M0 (also known as the monetary base or high-powered money), which is equal to the total liabilities of the central bank, that is, cash plus the reserves of private sector banks on deposit at the central bank; and M1 (also known as narrow money), which is equal to cash in circulation plus demand or ‘sight’ deposits. (p.51)

before going on to apply these definitions in different situations. It seems obvious to me that these are ideas that you should probably spend a week of a degree course getting to know and explore and trying out in different scenarios until you are absolutely confident you have mastered every theoretical and practical implication, before you begin applying them in further theory. That time and opportunity to explore the basics of economics is not on offer here.

Similarly, Ferguson devotes seven or so pages to the Great Depression of the 1930s. I read them twice so I know that an impressive amount of banks went bankrupt and I have some of the dates clearer in my mind, but I couldn’t explain to you why it happened and I have no idea why all the clever economists alive at the time and who presumably noticed it was going on, seem to have been powerless to fix it.

Imagine you have a group of people called airplane engineers and they design and build airplanes over the course of the years and suddenly, within a few months, every airplane in the world crashes out of the sky, killing all their passengers. And the engineers have no idea why it happened. And 80 years later – they are still arguing about why it happened. Would you get in a plane?

Suppose the entire class of European politicians, planners, economists and bankers persuaded Greece it would be a good idea to join the Euro. And a few years later the kind of financial crisis which everyone knows comes around every ten years or so, comes around, and it turns out Greece can no longer pay its debtors. But as a result of being in the Euro it cannot now devalue its currency to make its debts easier to pay and its European partners won’t let it default ie abandon repayment altogether – with the result that the combined efforts of some of the cleverest, best-paid politicians and economists in the modern world have turned Greece into a slave state with record unemployment, record bankruptcies and record suicides.

Would you trust these people? These economists and financial advisers and politicians? To guide your country?

If economists struggle to this day to understand why the Great Depression happened, then why am I even bothering trying to grasp the terminology and theories of an intellectual discipline which cannot explain the most important event in its territory and offers such consistently dreadful advice to the people who run countries?

Ferguson says that, out of the fogs of squabbling economists, there do emerge two vital lessons about the Great Depression:

That inept or inflexible monetary policy in the wake of a sharp decline in asset prices can turn a correction into a recession and a recession into a depression. (p.164)

and that:

the benefits of a stable exchange rate are not so great as to exceed the costs of domestic deflation. (p.165)

I think what makes these sentences incomprehensible to me is that I don’t understand the basic building blocks, the individual ideas, from which they’re made. What is ‘monetary policy’? Obviously it’s policy to do with money, but what exactly? What is an ‘inept’ monetary policy? (What would be a ‘good’ monetary policy?) What, in this context, are ‘assets’? What is a ‘correction’? What is a ‘recession’? What is a ‘depression’ and how are they different from each other?

The second sentence is a masterpiece of magic and obfuscation. I needed an extra paragraph or two to remind me what the benefits of a stable exchange rate are, and also a bit of help grasping what deflation is and what domestic deflation is: and then a bit of help putting that all together so I really grasp it. But that help wasn’t to hand.

So reading this book involved rereading a lot of  history I knew already (the Medicis and early banking blah blah blah, Lloyds of London and the birth of insurance blah blah blah, Rothschilds build biggest bank in Europe blah blah blah) but the book completely failed to explain ‘economics’ to me. It failed to explain how the Medicis got so powerful, or why the Rothschilds or Lloyds got so big. They appear to have introduced new banking techniques and had diverse activities, as also did the five Rothschild brothers, each running a bank in a major European capital. Yes. And?

Maybe I’m particularly stupid. Maybe I have the wrong type of brain. But throughout the book, as it hurried through the history of banking and insurance and bond markets and stock markets and property markets, it felt as if I was watching an American football match where quite a lot is obviously taking place, and the crowd around me are jumping up and down and shouting but, because nobody has explained to me even the basic rules, I have absolutely no idea what’s going on, what’s important and not important, when something special happens or why.

The last two chapters – about the housing market and recent economic crashes – read, like a lot of Ferguson’s previous book, Colossus – more like extended magazine articles than history. After some stuff about the decline of the landed aristocracy in England during the nineteenth century, the real core of the long real estate chapter (53 pages) is an extended description of the Savings and Loans scandal of the 1990s and the sub-prime mortgage scandal which helped prompt the recession of 2007 (or is it 2008?) The conclusion of this section appears to say that real estate ie property, isn’t always a reliable investment. Hmm.

Similarly, I have just finished the final chapter about high finance, which opens with an interesting account of the financial collapse surrounding the Great War, but only really takes fire as it approaches the present day and describes the hedge fund boom of the 1990s and 2000s. He then does a quick couple of pages on the way the USA and China have in recent decades become tied in a complex symbiotic financial relationship, with the Chinese government funding the American deficit and Chinese factories supplying consumption-mad America with its consumer goods. Again, this had historical elements but felt less like ‘history’ than an interesting extended article from the Economist or Financial Times. After all the interesting detail, the conclusion of this essay is that a financial crisis can come out of the blue when you least expect it. Hmm. Not a blinding insight, maybe.

These chapters, like similar ones in Colossus – which purports to be a history of the US but is really about the (then recent) US invasion of Iraq – tend to suggest that Ferguson is less a historian in the traditional sense than an impassioned commentator on current political and financial affairs who takes an unusually historical point of view, or uses an unusually large number of historical examples to shed light on  his analyses of the contemporary world.

Confidence sapping

If I came away with one over-riding impression, it is that economic theory has always struggled to catch up with the actual behaviour of incalculably greedy and clever men who are always devising financial structures and models way ahead of the theorists, politicians and regulators, and which almost always come to grief.

If there is one compelling conclusion from the book, it is that economists don’t know what they’re talking about. Again and again Ferguson introduces another tale of greed and folly with words to the effect of, ‘Until 19XX the conventional wisdom was that YY’, before going on to show, again and again and again, how received opinion among economists was overthrown by what actually happens in the world. ‘Bucking the trend’, ‘hardly anyone expected’, ‘nobody could have predicted…’ – by telling so many tales of financial disaster at such length Ferguson, presumably unintentionally, rubbishes the pretensions of his own subject.

Take pages 321 to 330, which describe the pioneering investment theory of a company called Long-Term Capital Management, set up in 1994 by Myron Scholes, an academic, and Fisher Black from Goldman Sachs who were  soon joined by another economist from Harvard Business School, Robert Merton. They devised an impressive mathematical formula for the optimum management of ‘option contracts’ (which, like so many of these concepts, I struggled to understand). They teamed up with a Federal Reserve vice-chairman, a Harvard professor and superstar traders from various firms, along with investment bank backing to set up the company, and started making a lot of money.

The best thing about this story is that after just three years, in 1997 Scholes and Merton were awarded the Nobel Prize for Economics. The Nobel Prize! In September the next year their firm went bankrupt, only surviving because of a $3.6 billion bailout by Wall Street banks, frightened of the knock-on effect its collapse would have on the other major financial houses of America. Truly a Nobel Prize-winning achievement.

The net effect of this book is to undermine your faith that anybody really understands what is going on in the world of money, and to make that world seem a much more anarchic and dangerous place than you already feared.

Related links

Bibliography

1995 Paper and Iron: Hamburg Business and German Politics in the Era of Inflation, 1897–1927
1998 The Pity of War
1998 The World’s Banker: The History of the House of Rothschild
1999 Virtual History: Alternatives and Counterfactuals
2001 The Cash Nexus: Money and Power in the Modern World, 1700–2000
2003 Empire: How Britain Made the Modern World
2004 Colossus: The Rise and Fall of the American Empire
2005 1914
2006 The War of the World: History’s Age of Hatred
2008 The Ascent of Money: A Financial History of the World
2010 High Financier: The Lives and Times of Siegmund Warburg
2011 Civilization: The West and the Rest
2013 The Great Degeneration
2015 Kissinger: 1923–1968: The Idealist

Empire: How Britain Made the Modern World by Niall Ferguson (2004)

Sir Richard Turnbull, the penultimate Governor of Aden, once told Labour politician Denis Healey that, “when the British Empire finally sank beneath the waves of history, it would leave behind it only two monuments: one was the game of Association Football, the other was the expression ‘Fuck off’.” (p.365)

Niall Ferguson is a bit of a rock star among historians – youngish, good looking in a rugged Scottish way, he’s been the presenter of a number of TV history series for Channel 4, writes combative articles for newspapers and magazines here and in the States, has been a contributing editor to Newsweek, the Daily Telegraph and the Financial Times, has actively helped US Presidential campaigns, appears regularly as a pundit on TV shows – all logged and available on his busy website.

Three things make him stand out:

1. He is an economic historian He has an impressive grasp of the economic and banking and business aspects of history. Most history books rely on government and administrative documents and interpret policy in terms of political parties or the individual psychology of a Disraeli or Churchill, with a smattering of culture (quoting poems) thrown in. For their part, most economic historians are dry specialists, working deep in the bowels of Treasury or corporate archives to produce very technical tracts.

But in the book which brought him to general attention, The Pity of War, Ferguson combined his economic perspective with a popular style and approach, taking a detailed look at defence budgets, steel production, armaments output and so on, to present the Great War from a purely economic point of view, resulting in a number of surprising insights & conclusions.

Ferguson’s unique selling point is his ability to cut through political discourse to show the economic realities – the profit and loss, the problems of issuing bonds, obtaining credit, securing loans, paying back interest, finding new markets, keeping down overheads – the sheer business of the Empire, and the challenges it threw up and the difficult decisions political and business leaders had to take as a result.

2. He is an unashamed capitalist He’s not a Marxist or a socialist or a liberal, he isn’t into cultural studies or feminism or post-colonial studies, as so many contemporary historians are. He is an unabashed Thatcherite capitalist. He has been employed by New York investment banks and has worked for Republican presidential candidates. Despite its obvious inequalities, he defends free market capitalism as the bringer of prosperity and freedom to all the countries which embrace it. After all – look at the alternatives.

3. He is a populist Three of his books are based on Channel 4 TV series which he wrote and presented – this history of the British Empire, another on the Rise of America, and the third on reasons why the West beat the Rest to world domination (all handily available to view on YouTube). He is not shy of tackling the Big Subjects.

Having worked for Channel 4 myself, I know that they value controversy above anything else, they like to encourage contrary and unexpected viewpoints, they like to feel they are stimulating debate. Ferguson, with his confidently conservative views, his brash way with economic statistics, and his Celtic good looks (it is a visual medium, after all) was perfectly placed to present the series and write the books on these epic subjects. He will have mapped out the overall approach or message – broken it down into hour-long episodes / chapters, which are built around key (ideally, controversial and ‘against received opinion’) propositions. Then teams of assistants will have been despatched to assemble the material required to fill them out. ‘We want striking locations, powerful stories, strong messages!’

This, the first of the three books-of-the-series, is hugely enjoyable, fluently written, full of deliberate provocations and journalistic summaries, pithy phrase-making and telling stories (I liked his quip that if Britain was a nation of shopkeepers, Australia started out as a nation of shoplifters) – liberally studded with graphs and diagrams displaying impressive-looking arrays of figures for the economically illiterate. It is designed to impress and persuade a broad popular audience, of which I am one.

Empire is a solid-looking Penguin paperback of medium length for such a vast subject (380 pages) and divided into six chapters which summarise the narrative arc of the story – Why Britain?, White Plague, The Mission, Heaven’s Breed, Maxim Force, Empire For Sale.

The British Empire A Good Thing

The biographical background sketched above helps to explain why Ferguson’s history ruggedly and abrasively declares the British Empire was a Good Thing. It had its fair share of atrocities, terrible behaviour, oppression and subjugation. But overall, on balance, from a high-level perspective, Ferguson in his Introduction asserts the British Empire was a civilising, globalising influence, and then spends the rest of the book going into detail to back his assertions.

The Empire was a good thing because it:

  1. Imposed free market capitalism around the globe, encouraging the free movement of goods, capital and labour on a vast scale.
  2. Spread the rule of law, specifically English common law, fairer, quicker, more efficient than other systems.
  3. Spread English forms of land tenure, which encouraged investment and development.
  4. Spread representative democracy: this has survived in eg India, to the ex-colonies’ lasting benefit.
  5. Spread the idea of a small, incorrupt state: its critics may have criticised Imperial administrators for arrogance and sometimes criminal neglect; but they weren’t venal and corrupt, and the administration was astonishingly small: at its height, the Indian Empire of 250 million was administered by a civil service of 1,000.
  6. Spread the English language.
  7. Spread Anglican Protestantism.

British ideals

Lastly, he emphasises the way the Empire disseminated English ideas of personal liberty. Critics immediately reply, ‘How could an Empire devoted to freedom have made so much money out of slavery?’ Ferguson doesn’t underplay the cruelty or neglect of the Imperial authorities. There are strong passages about slavery, including his description of visiting the slave cells on the West coast of Africa. But the history of the Empire can be split into two parts, Slavery and post-Slavery. Anybody who condemns the British Empire for its use of slavery needs to be reminded that it was the British who were the first nation anywhere in the world to outlaw the slave trade (1808), to abolish slavery altogether (1833), and then to enforce that ban on other nations. The Americans, famously, fought to defend Slavery into the 1850s.

Ferguson makes the profound point that, no matter how rapacious, violent or unjust its activities abroad, there was always a strong party at home which tried to hold the Imperialists to account against the highest standards. Even if the ideal of liberty was betrayed again and again in practice, it was nonetheless an ideal that a significant number of Britons aspired to, and the anti-slavery movement is proof of its power. (After all, a generation earlier, the American colonists had rebelled against their king in the name of a higher ideal than monarchy, in the name of Freedom, and a lot of 18th century Englishmen sympathised with them.) Thus, throughout the nineteenth century, economic and political Liberals criticised the idea and the implementation of Empire, against a range of higher ideals about freedom and national independence.

It was the very power of this British notion of liberty, holding the Empire’s rulers to account against nobler ideals, which meant the Empire’s days were always numbered. By about 1900, as domestic discourse became divided between shrill Imperialists (Kipling, Rhodes) and even shriller opponents (Gladstone’s heirs like John Hobson, author of the stinging critique, Imperialism) the whole idea of Empire was becoming difficult to defend, when it was dealt a body blow by the stupidity of the Boer War.

The alternative empires

The grossest, the most obvious defence of the British Empire is – Look at the alternatives. Empire critics tend to base arguments on the notion that, if the British hadn’t arrived, the ‘native’ red Indians, or Indians or Africans or Maoris or Aborigenes would have continued living their environmentally-friendly, spiritual lives. But no they wouldn’t have. They would have been colonised by the Spanish, Portuguese, Dutch, French, or God forbid, the Belgians or Germans. And, after the Great War, in the 1930s, the new empires were the totalitarian ones of the Japanese, the Russians and the Nazis. Without a shadow of a doubt, much much worse.

The Soviet Union, the Nazis, the fascist Japanese did not emphasise the rule of law, did not have powerful parties at home holding the Imperialists to account. Critics of their totalitarian policies were shot. Opponents in colonised countries were shot. Anyone complaining about British rule in the 1930s should spend a few minutes reading about the Japanese Rape of Nanking, or the way Germany behaved in its new East European colonies after 1939.

The economic end of empire

Ferguson is perhaps deliberately controversial, when he asserts that what ended the British Empire wasn’t the various rag-tag nationalist movements which agitated in their countries (Sinn Fein, the Indian Congress, Mau Mau) it was that in a few short years Britain comprehensively bankrupted itself fighting off other empires which were significantly worse, undoubtedly evil.

He gives pages of figures showing the collapse of Britain’s economy in the 20th century, begun in the Great War and ruined in the second. We were only able to continue fighting after 1940 because of huge American loans. Whatever the military or diplomatic facade, the baton for policing the world and combating evil empires had been handed on to America, an America reluctant to take on the role.

How the British made the modern world

Despite listing the things the British Empire gave to the 25% of the world it governed, I thought the book didn’t really address its subtitle, ‘How the British made the modern world’. In the introduction and again in the conclusion, Ferguson repeats the roll call listed above, but I don’t think that’s quite the same as showing how Britain made the modern world. All kinds of other things made the modern world as well. Oil. Coffee. Cars. Airplanes. Computers. Some Brits might have had a hand in some of them, but so did Germans, French, Americans.

Instead, the lion’s share of the text is taken up with a fairly traditional narrative of the key events in the Empire’s history, with a kind of running economic commentary. Insofar as it is a chronological narrative, it covers an awful lot of familiar ground, albeit littered with entertaining stories and stunning stats. So we get:

  • The early years, the Elizabethan settlements in Ireland and America.
  • A history of the East India Company as it takes over pieces of India piecemeal, fights off the French, in the 1700s, develops its own army.
  • The Slave Trade: the triangle of trade taking slaves to Africa, sugar from the Caribbean to Britain, then gewgaws to buy more slaves back in West Africa, from the 1600s until  the rise of the Evangelical anti-Slavery movement in the 1790s.
  • As we move into the Victorian era, the narrative thickens, becomes slower and more detailed, as:
    • Britain invents loads of stuff, better maps, theodolites, the steamship, the steam engine, iron, coking coal, factories, the telegraph – and sends explorers deeper into Africa.
    • The Indian Mutiny (1856) transforms Imperial power in India from its old relaxed amateurish basis, onto a more formal, hierarchical affair.
  • And thickens further in the era of High Imperialism from the 1880s onwards, as we fought small wars all across Africa and northern India – the era of the Great Game, Kipling, Pomp and Circumstance etc etc.
  • Then the twin catastrophes of the Boer War which sowed the seeds of doubt about the morality of the whole thing, and then the catastrophe of the Great War.
  • The odd twilight between the wars when we still had an Empire, in fact it reached its widest geographical extent, but somehow nobody took it seriously any more, except pompous administrators collecting gongs.
  • And then the hurried decolonisation between 1947 and the 1960s, marred by last-minute crackdowns in Cyprus, Malaysia, Kenya.

An over-familiar story?

A lot if not all of this is familiar from other books I’ve read, like Robert Hughes’ harrowing history of Australia, The Fatal Shore (1986), Robin Blackburn’s The Making of New World Slavery (1997), Thomas Pakenham’s The Scramble For Africa (1991), Lawrence James’s The Rise and Fall of the British Empire (1994), The Crisis of Imperialism by Richard Shannon (1974), Jan Morris’s Pax Britannica trilogy (1968–78), Eric Hobsbawm’s The Age of Empire 1875-1914 (1987).

Like these predecessors Ferguson takes this well-worn story and tries to make it new by studding it with telling anecdotes or accounts of significant figures, garnished by sections on the economics of imperial trade or slavery or the East India Company etc. These economic sections, frequent though they are, somehow don’t have the same impact. A graph about, say, English net migration 1601-1801, while mildly interesting, has little or no impact compared to the 40 or more pages he devotes to a long biographical sketch of David Livingstone, from his impoverished childhood, through his training as a doctor and missionary, and then a thorough account of his adult explorations. Or the long account of Indian Viceroy Lord Curzon, seen as epitomising the cultural moment of high Imperial pomp in India.

Imperial legacy?

In this book and in the Tate Britain exhibition about Artist and Empire I went to recently, I read that the legacy of Empire is ‘all around us’. Hmm. I don’t really agree. My daily commute to Clapham Common, travelling by Tube to Old Street, walking through dirty streets to a 1970s concrete tower block where I work for part of the NHS – not much of that strikes me as a legacy of the British Empire. It all happens to take place in the capital city of the same country, but none of those things were created by or for the British Empire. (Indeed, Ferguson points out that the cost of the NHS and the new welfare state, created after the Second World War, was one of the reasons running an empire became unaffordable.)

To me the most obvious and by far the most important legacy of the British Empire is America. America is the world’s superpower. We founded it, gave it its language, religion and political ideals, and then it grew up and went its own way.

The next most important thing we gave the world was the Industrial Revolution: coal and iron and steam power, railways, electricity, the telegraph and telephone, preparing the way for the oil economy – cars, airplanes and computers. These are the real and immediate physical and technological presences in the life of me and most Londoners. The fact that Indians have parliamentary democracy or Ghana’s judges wear British wigs or Australians play cricket are nice aspects of the world, but as irrelevant to me as the statues of all the generals and viceroys who line Whitehall.

Grace notes

In such a densely researched account, packed with stories, quotes, biographical accounts, facts and figures about such a vast undertaking over such a long period, a number of thoughts stood out, things I never knew or had forgotten, twists or turns in the familiar story:

  • The composer of the hymn Amazing Grace, John Newton, became a slaving captain after his born-again religious conversion.
  • Obviously I knew about David Livingstone: I didn’t know (or had forgotten) that Livingstone’s explorations were based on an economic theory ie mid-Victorian laissez-faire capitalism. Livingstone was a life-long opponent of slavery but he completely failed to make Christian converts among the Africans he visited or to persuade the African and Arab slavers to cease trading. Therefore, he switched his activities to a messianic mission to ‘open up’ Africa, to carve trade routes into deepest Africa, in the belief that, once British traders and businesses could be persuaded to set up trading posts, to start to grow coffee or cotton or whatever in the areas he opened up, free trade would kill off the slave trade. It would simply become more profitable to let Africans do honest labour in their own regions and rake in a profit, than to capture them and drag them down to Zanzibar in chains.
  • By the 1830s and 1840s 40% of the total value of Indian exports took the form of opium. The fact of the Opium Wars against China in which we stole Shanghai and Hong Kong never ceases to amaze me.
  • The very Evangelical Christians who powered the anti-slavery cause and successfully abolished the slave trade, then set their sights on converting the heathen in India, but the rapid growth of missionary societies and missionaries in the field trying to convert Hindus and Muslims was to have a disastrous result. Ferguson says that one of the main contributory factors of the Indian Mutiny was that the soldiers of the Indian Army felt their religion was under threat from the floods of missionaries.
  • The Indian Army was a vital support of the Empire. By the 1880s 62% of all the soldiers of the Queen were Indian. In autumn 1914 about a third of British forces in Flanders were from India. By the war’s end a million Indians had served, as much as the four white Dominions put together.

The Channel 4 TV series

Related links

Bibliography

1995 Paper and Iron: Hamburg Business and German Politics in the Era of Inflation, 1897–1927
1998 The Pity of War
1998 The World’s Banker: The History of the House of Rothschild
1999 Virtual History: Alternatives and Counterfactuals
2001 The Cash Nexus: Money and Power in the Modern World, 1700–2000
2003 Empire: How Britain Made the Modern World
2004 Colossus: The Rise and Fall of the American Empire
2005 1914
2006 The War of the World: History’s Age of Hatred
2008 The Ascent of Money: A Financial History of the World
2010 High Financier: The Lives and Times of Siegmund Warburg
2011 Civilization: The West and the Rest
2013 The Great Degeneration
2015 Kissinger: 1923–1968: The Idealist

Winter by Len Deighton (1987)

‘And how would Himmler benefit?’
‘If Fritsch went, the Reihsführer-SS would also take the opportunity to extend his powers.’
‘Himmler, extend his powers? My God, the fellow has taken over all the police forces in Germany. And now he’s expanded this SS army of his to two regiments, plus a combat-engineer company and a communications unit.’ (Winter p.339)

‘I like diagrams.’ (Len Deighton, interview January 2014)

The Deighton Dossier seems to be the main site on the internet dedicated to Len and his work and contains lots of fascinating material, including a bunch of interviews from recent years. Reading through these one thing comes over loud and clear, which is Len’s fascination with technology. Whether it’s the early computers and word processors he wrote his novels on (an interest crystallised in Billion Dollar Brainwhich is about a vast super-computer), or the technical histories of tanks and warplanes which are at the heart of his two classic history books (Blitzkrieg and Fighter), Len is warmly sympathetic to the designers and engineers who overcame practical obstacles with inventiveness and creativity (and often critical of the politicians and senior civil servants who frequently made a complete shambles of deploying these wonderful machines).

This knowledge of Len’s profound interest in engineering, design, diagrams, maps, charts and technical details coloured my reading of Winter. This is by far Len’s longest book, an ‘epic’ novel describing the lives, loves and destinies of several German families – the wealthy parents, the sons and daughters, the husbands and wives, the friends and relations – from 1899 to 1945 ie through the Great War, the Weimar Republic, the rise of Hitler and World War Two.

Winter is very readable, being written in Len’s characteristic no-nonsense, factual style. It is packed to the gills with eye-witness accounts of world important historical moments and never misses an opportunity to reference the key technical, military, political and cultural events at each stage of the story. And this is part of the problem. It feels too schematic. Information trumps character.

Plot

Prosperous German industrialist Harry Winter has an American wife, Victoria Rensselaer, a mistress in Vienna and two blonde sons, Peter (b.1896) and Paul, born on the first day of the new century. The text jumps briskly between snapshots of key events in their lives, the chapters simply named after the relevant years (1899, 1900, 1906, 1908 etc).

We read about their privileged childhood in the Edwardian years and move swiftly to the outbreak of the Great War and their differing careers as soldiers. While slim elegant Peter remains an aloof officer, stocky clumsy Pauli serves in the trenches and, on one fateful occasion, breaks the rules to visit his brother behind the lines. This breach of discipline could be punished by death but instead he is consigned to a punishment battalion, then to a stormtrooper unit, which turns him a hardened fighter.

In the chaos of post-war Germany Paul finds himself drawn into the Freikorps, the anarchic militias of generally right-wing soldiers, formed to combat the communists in the street battles which shook many German cities. We meet Pauli’s friend Alex Horner; their tough bastard NCO, Brand, who helps get Pauli punished and then becomes a rising star in the Nazi movement; another tough soldier, Graf, who goes on to become a power in the Sturmabteilung.

We also meet Victoria’s American family, her father Cyrus and her adventurous brother, Glenn. One summer, back when the boys were still small the dinghy they were learning to sail in was blown out to sea, they both pitched over board and were likely to drown until saved by the rough, crude, son of a local pig farmer, Fritz Esser. Their paths are to cross and cross again as Esser also becomes a power in the Nazi Party, rising to become a senior adviser to Heinrich Himmler.

We meet the three pretty daughters of Frau Wisliceny: Inge worships Peter but Peter loves Lisl but Lisl marries Erich Hennig, the smarmy boy who rivals Peter at their shared skill of piano playing. Peter then breaks Inge’s heart by marrying an American woman (like his mother), Lottie Danziger, daughter of an American Jewish businessman. Inge, after years of mourning this decision, to everyone’s surprise abruptly marries the other brother, Pauli, in a whirlwind romance. Her support helps Pauli through his training as a lawyer and then as his early contacts with the Nazis evolve into full-time employment as a senior Nazi lawyer. Much later, disillusioned and cynical, she has a prolonged adulterous affair with Fritz Esser.

Problems

There is no denying the range of characters and the cleverness of the network of relationships Deighton builds up between them. It is a phenomenal feat of planning to map out the lives not only of the main players but of the thirty or so minor characters whose paths cross and recross the central narrative, and to dovetail all of them with the complex political events of these fraught years.

There is no denying Deighton’s extraordinarily detailed knowledge of the period, his grasp of the political, military and technological developments year by year, the sheer depth of  his research. If Len says the weather was terrible on Sunday April 10 1932, the day of the second presidential election, with pelting rain in Berlin (p.271), then you can bet the house this was the case and that Len has checked and double checked it. But:

a) Overfamiliarity I did the rise of Hitler for O-Level 40 years ago. My son did it for GCSE 3 years ago. My daughter is doing it this year. We are in the middle of the 100 year commemorations of the Great War, with the BBC and umpteen other outlets following the events day by day. A month ago was the 70th anniversary of VE Day, with ceremonies involving the Queen, and all autumn there are shows around the country involving flypasts of the remaining World War Two planes. All these events are marked by TV, radio, newspaper and magazine coverage. In other words – the political and military events surrounding the build up to, and the prosecution of, the First and Second World Wars, must be the most intensively written-about and repeatedly dramatised, described, raked over and discussed historical period in our culture. It is a very very familiar story.

b) Overschematic This tends to give the entire narrative an inevitable, predictable character. It is 1908, so the characters are at the Baltic Sea watching the Kaiser’s fleet of Dreadnoughts and wondering about German’s naval rivalry with Britain. July 1914? The characters are feeling tense about Russia’s mobilisation; surely this Balkan nonsense will blow over. Spring 1918? Could the two boys in different parts of the German Army be about to be swept up in the German Spring Offensive? Yep. Christmas 1918? Is it all over, and our boys are eye witnesses to German society collapsing into chaos with the Army fighting communist insurgents on the street. 1924? Are we going to learn how the Winter family has survived the appalling hyperinflation (very well) and their views on Hitler’s 1923 Munich Putsch? Yes. 1929, could one of the characters be directly involved in the Wall Street Crash (yes, old man Danziger (Peter’s father-in-law) who commits suicide when he loses everything).

The new trends and fashions sweeping Europe? Let’s give Pauli a glitzy birthday party featuring young women sporting the new ‘flapper’ look and a band playing the new ‘jazz’ music. Does the novel need insight into the extraordinary cultural turmoil and creativity of the era? Let’s have Peter the piano-playing Army officer very unexpectedly get a job playing piano for Bertolt Brecht’s theatre company, so he can tell stories about Brecht’s genius at directing and play the latest numbers written by Kurt Weill. Hey, here’s a new one called Mack the Knife!

And so it goes on in a rather inevitable way, perilously close to a dramatisation of the BBC Bitesize guide to German history. 1930 election giving the Nazis 100 seats in the Reichstag? The characters express their various levels of disbelief. 1933 election of Hitler as Chancellor? In various conversations the characters react. Pauli is an eye-witness to the Night of the Long Knives in July 1934: he personally accompanies Hitler, Goebbels and others to the hotel where Röhm and the other SA leaders are hiding out; he gives legal advice about how the sentencing and execution can be speeded up and then he watches his old colleague from the War, Graf, be shot by firing squad.

Indeed the two brothers, Peter and Paul, have an uncanny knack for being in exactly the right place at the right time. When the Army is ordered to storm the Kaiser’s Palace in Berlin to evict the drunken sailors who have taken it over (1919), Pauli is at hand to persuade big, bear-like Fritz Esser to leave the sailors who he’s spent most of the war promoting communist propaganda among, and to join Pauli and his fellow officer Alex Horner, in the new right-wing Freikorps.

This latter incident is typical of the way you feel the characters are manipulated to fit the events. I found it frankly unbelievable that Esser, the angry, illiterate son of the village pig man who’s spent most of the war as a communist agent provocateur, could be persuaded to abandon his comrades at the moment of their greatest peril to go on a Berlin pub crawl with Pauli and then, what the hell, join the proto-Fascist Freikorps. Once the deed is done he swiftly rises to become the Adjutant and admin to the Berlin Freikorps commander and, further down the line, right hand man to Heinrich Himmler.

This is phenomenally convenient to the narrative because it means Fritz can drop into Pauli’s apartment at will for the rest of the novel and tell him the latest about senior Nazi machinations, for example Himmler’s consolidation of power via the SS. Much later it allows him to spell out the tentative peace feelers Himmler puts out towards the end of the war, and the various unsuccessful conspiracies to assassinate the Führer.

Fitz’s repeated visits are given the fictional pretext of him having a long-running affair with Pauli’s wife, Inge. Maybe so. The affair is fairly well portrayed or repeatedly described – but I didn’t believe in it half as much as I believed Fritz’s insights into political and historical events, which seemed immediate and convincing. Information trumps character.

No doubt people’s beliefs were fluid in this chaotic period and real people did make astonishing and unexpected changes of belief and loyalty. But you expect a novel to explore the psychology of these characters, of their allegiances and beliefs. You could argue that a novel is useful insofar as it sheds light on the minds of others. This novel doesn’t do that so much. The characters are dexterously moved and manipulated to allow us to be eye witnesses to key events, and to witness the changing political currents of the period. Their motivation, their psychology, comes second.

Early in the novel we see how the brothers’ father, Harald Winter the banker, gains a parcel of land in Bavaria after the suicide of a Jew who owed the bank money. Anybody who knows about the subject will smile when they read it is near the pretty village of Berchesgarten, because we know this is where Hitler was to build his rural Bavarian hideaway. And sure enough, 300 pages later, Pauli and Peter are invited, along with his other neighbours, for an audience at Hitler’s house, after the Nazi Party has gained its first big election victory. Paul and Inge go so we can get a first-hand account of Hitler’s rambling speeches and compulsive mannerisms. But – true to the schematic, diagrammatic nature of the narrative – Peter refuses to go on the insistence of his Jewish wife, Lottie.

One brother has married Jew, one has married Aryan, with predictable divergence of destinies: German Inge insists Hitler’s speeches are all hot air designed to appeal to the sentimental German soul; Lottie the Jewess says, ‘But can’t you hear the genuine hatred of the Jews in his speeches?’ It is a problem that the different views don’t have the same imaginative weight: we overwhelmingly know which one was right, there is no imaginative freedom to choose between characters, the weight of history presses us down on one side.

Schematic conversations

Thus too many conversations relate schematically to the timeline and bear little relation to either the characters or to how people actually talk. ‘Have you heard about the Munich Beerhall Putsch?’ ‘You mean the attempt by the crazy man Adolf Hitler and his Nazi party to take over the regional government by force? Thank goodness it failed and he and all his colleagues were arrested!’ ‘Yes, but did you hear he wasn’t sentenced to hard labour, the judge gave him a six month sentence in good conditions and I hear he is dictating his masterwork, Mein Kampf which will set out his core beliefs and ideas for a Nazi-run Germany!’ That’s a caricature but lots of the conversations veer in that direction:

‘Pauli couldn’t come. Pauli’s packing to go off to Vienna…’
‘Vienna? So the Anschluss is happening?’
‘At dawn tomorrow, our troops cross the border. Please God the Austrians don’t start shooting.’ (p.342)

Or sound like Wikipedia articles rewritten into dialogue.

‘They’re not tanks at all,’ complained von Kleindorf, thumping the thin steel of the PzKw IA with his fist. ‘Five metres long, and armed with nothing better than a couple of machine guns. The damned thing only weighs six tons!’ (p.346)

Moral development

Literature courses teach that the classic novel deals with ‘morality’ and this long novel shows in detail how people lived under the Nazis and came to accommodations with them or thrived. One aspect of the novel is to suggest to the reader how any of us would continue to live, seek promotion or take opportunities under a regime which leads us step by step into horror.

The main vehicle for this ‘moral’ thread is Paul, initially the hesitant, clumsy, younger son, who ends up becoming a proficient lawyer and, when his lay clients dry up a bit, takes on work for the local Nazi office in Berlin and finds himself becoming more and more indispensable.

It is Paul who suggests how Hitler can concentrate power in his hands after the death of President Hindenburg by leaving the office of President permanently vacant and superseding it with office of Führer. It is Pauli who devises a short form of sentencing for the SS executioners to quickly mutter before they murder the top brass of the SA in the Night of The Long Knives. And then, very casually, it is mentioned that it is the quiet, patient lawyer Pauli who writes a paper suggesting that the newly formed concentration camps could and should become economically self-sufficient – which helps spur the organisational structure and purpose of the camps right across Europe.

And, in the only really chilling moment of the novel (I have read too many books and seen too many movies about the Holocaust or the fighting in Russia to be shocked by many of this book’s revolting details) Pauli admits that he was only able to prevent Peter’s Jewish wife Lottie being sent to a concentration camp by swapping her identity papers with his father – Harald’s – Jewish mistress in Vienna, Martha. In an electrifying scene Pauli is forced to admit what he has done to his own father who, with hatred in his voice, bans him for the family house or from ever visiting him again.

In such a vast and compendious novel other readers may well find scenes which horrify and move them, but that one did it for me.

Narrative voice

Deighton’s Bernard Samson spy novels are so enjoyable because they are told in the first person in a voice which is persuasively warm and human (lots of stuff about his wife and kids and sister-in-law etc), ironic and questioning (about his espionage work) and, from time to time, dryly funny (especially about his dim Oxbridge bosses). The convoluted plots are – for me – secondary to this very readable voice and to the reassuringly familiar, sitcom-ish quality of the small group of bickering characters who crop up in each book. If the novels are sometimes rather dry and lacking in emotion and depth, well, that can be put down to the narrator’s costive character.

It is in novels told in the third person that Deighton’s lack of interest in the subtlety of human psychology becomes a bit more obvious. In Goodbye, Mickey Mouse, whereas the technical descriptions of the American fighter pilots, procedures and planes are totally convincing, the main emotional relationships – between Jamie Farebrother and his father, and Jamie and his lover – are contrived and unconvincing, and Deighton’s attempts to bring them out, to describe them and extract from them generalisations about human nature, a little trite and superficial.

This novel, Winter, falls into the second camp, the factually super-researched, emotionally underpowered third-person narratives: fascinating in their skilled retelling of technical and historical detail, reassuringly familiar in ticking off all those GCSE Important Dates – often weak in terms of human psychology and characterisation.

Characters from the Bernard Samson books

Winter has the added attraction for Deighton fans of being the fourth in the series of novels about jaded spy Bernard Samson. As the story unfolds we read, with a thrill of recognition, names of characters we have come to know very well in the first trilogy of Samson novels, because we are reading about their parents.

Thus Harald Winter has married into the Rensselaer family, which makes Veronica’s brother, Glenn, Peter and Paul’s uncle. But it is another branch of the family we’re interested in, for when Glenn and Veronica’s mother dies, their father marries again, and it is one of the step-mother’s three children who has a child who will become the Bret Rensselaer who features so prominently in the Samson novels.

It is a thunderbolt when Samson’s father, Brian, makes his first appearance as an enthusiastic young intelligence officer on page 275. He goes on to play a more and more prominent role in the story as he is put in charge of Peter Winter. Peter had been visiting America at the outbreak of the war, is marooned there for years but, at the prompting of his uncle Glenn Rensselaer, agrees to work for the Allies and so is parachuted back into Germany just before the end of the war as an agent for British Intelligence, supervised by Bernard’s dad!

Similarly, as soon as the character Erich Hennig is introduced and becomes an item with Lisl Wisliceny, I realised she is the old lady, Tante Lisl, who Samson stays with whenever he’s visiting Berlin (in the spy trilogy), because it is in her house that his father set up shop immediately at war’s end, was married and raised young Bernard. The scenes of elegant salons, parties and piano recitals which we witness in this novel are her backstory which is referred to in the trilogy.

Another major character in the Samson stories is the German Jew, Werner Volkmann, Samson’s oldest friend. In Winter we follow the tribulations of his father, a fashionable dentist, who sees his practice destroyed by the Nazi boycott and who only survives by the slenderest of margins, becoming a gravedigger in Berlin’s Jewish cemetery, a job no Gentile will do, which ensures his survival.

In fact, it is through old man Volkmann’s eyes that we see the final Russian push into the heart of Berlin, and the terrifying arbitrariness of total war, as his colleagues decide to walk towards the advancing Russian infantry waving a home-made red flag – and are promptly machine gunned and run over by the advancing communists – whereas Volkmann simply sets off home to his wife and young children and himself only escapes an encounter with one of the last-minute SS execution squads because their officer happened to have his teeth fixed by Volkmann 20 years earlier, in the peaceful Weimar days. In increasingly horrifying examples, the novel powerfully demonstrates that it is by such slender threads that our fragile destinies dangle.

Unlike the rather heavy inevitability of the Political Chronology, these touches and flashing insights into the back stories of characters from the Samson novels are unexpected and delightful, giving a distinct layer of pleasure and enjoyment to what is a very enjoyable but very long and too-often wooden narrative.

Conclusion

It’s a challenging book – long, complex, historical – and not really quite a novel if novels are meant to be concerned with character, psychology and motivation. But as a fictionalised account of the disaster years of German history, as a gripping, comprehensive, awe-inspiring and very readable history lesson, and as a storming backgrounder to the Samson spy novels, Winter is a huge and hugely enjoyable read.

Related links

Paperback cover of Winter

Paperback cover of Winter

Len Deighton’s novels

1962 The IPCRESS File Through the thickets of bureaucracy and confusing misinformation which surround him, an unnamed British intelligence agent discovers that his boss, Dalby, is in cahoots with a racketeer who kidnaps and brainwashes British scientists.
1963 Horse Under Water Perplexing plot which is initially about diving into a wrecked U-boat off the Portuguese coast for Nazi counterfeit money, then changes into the exposure of an illegal heroin manufacturing operation, then touches on a top secret technology which can change ice to water instantly (ie useful for firing missiles from submarines under Arctic ice) and finally turns out to be about a list – the Weiss List – of powerful British people who offered to help run a Nazi government when the Germans invaded, and who are now being blackmailed. After numerous adventures, the Unnamed Narrator retrieves the list and consigns it to the Intelligence archive.
1964 Funeral in Berlin The Unnamed Narrator is in charge of smuggling a Russian scientist through the Berlin Wall, all managed by a Berlin middle-man Johnnie Vulkan who turns out to be a crook only interested in getting fake identity papers to claim the fortune of a long-dead concentration camp victim. The Russians double-cross the British by not smuggling the scientist; Vulkan double-crosses the British by selling the (non-existent) scientist on to Israeli Intelligence; the Narrator double-crosses the Israelis by giving them the corpse of Vulkan (who he has killed) instead of the scientist; and is himself almost double-crossed by a Home Office official who tries to assassinate him in the closing scenes, in order to retrieve the valuable documents. But our Teflon hero survives and laughs it all off with his boss.
1966 Billion-Dollar Brain The Unnamed Narrator is recruited into a potty organisation funded by an American billionaire, General Midwinter, and dedicated to overthrowing the Soviet Union. A character from Funeral In Berlin, Harvey Newbegin, inducts him into the organisation and shows him the Brain, the vast computer which is running everything, before absconding with loot and information, and then meeting a sticky end in Leningrad.
1967 An Expensive Place to Die A new departure, abandoning all the characters and much of the style of the first four novels for a more straightforward account of a secret agent in Paris who gets involved with a Monsieur Datt and his clinic-cum-brothel. After many diversions, including an induced LSD trip, he is ordered to hand over US nuclear secrets to a Chinese scientist, with a view to emphasising to the Chinese just how destructive a nuclear war would be and therefore discouraging them from even contemplating one.
1968 Only When I Larf Another departure, this is a comedy following the adventures of three con artists, Silas, Bob and Liz and their shifting, larky relationships as they manage (or fail) to pull off large-scale stings in New York, London and the Middle East.
1970 Bomber A drastic change of direction for Deighton, dropping spies and comedy to focus on 24 hours in the lives of British and German airmen, soldiers and civilians involved in a massive bombing raid on the Ruhr valley. 550 pages, enormous cast, documentary prose, terrifying death and destruction – a really devastating indictment of the horrors of war.
1971 Declarations of War Thirteen short stories, all about wars, mainly the first and second world wars, with a few detours to Vietnam, the American Civil war and Hannibal crossing the Alps. Three or four genuinely powerful ones.
1972 Close-Up Odd departure into Jackie Collins territory describing the trials and tribulations of fictional movie star Marshall Stone as he betrays his wife and early lovers to ‘make it’ in tinseltown, and the plight he currently finds himself in: embroiled in a loss-making production and under pressure from the scheming studio head to sign a lucrative but career-threatening TV deal.
1974 Spy Story The Unnamed Narrator of the Ipcress spy novels returns, in much tamer prose, to describe how, after escaping from the ‘Service’ to a steady job in a MoD war games unit, he is dragged back into ‘active service’ via a conspiracy of rogue right-wingers to help a Soviet Admiral defect. Our man nearly gets shot by the right-wingers and killed by Russians in the Arctic, before realising the whole thing was an elaborate scam by his old boss, Dawlish, and his new boss, the American marine General Schlegel, to scupper German reunification talks.
1975 Yesterday’s Spy Another first-person spy story wherein a different agent – though also working for the American Colonel Schlegel, introduced in Spy Story – is persuaded to spy on Steve Champion, the man who ran a successful spy ring in Nazi-occupied France, who recruited him to the agency and who saved his life back during the war. Via old contacts the narrator realises Champion is active again, but working for Arabs who are planning some kind of attack on Israel and which the narrator must foil.
1976 Twinkle, Twinkle, Little Spy (aka Catch a Falling Spy) The narrator and his CIA partner manage the defection of a Soviet scientist, only for a string of murder attempts and investigations to reveal that a senior US official they know is in fact a KGB agent, leading to a messy shootout at Washington airport, and then to an unlikely showdown in the Algerian desert.
1977 Fighter: The True Story of the Battle of Britain Abandoning fiction altogether, Deighton published this comprehensive, in-depth and compelling history, lavishly illustrated with photos and technical diagrams of the famous planes involved.
1978 SS-GB A storming return to fiction with a gripping alternative history thriller in which the Germans succeeded in invading and conquering England in 1941. We follow a senior detective at Scotland Yard, Douglas Archer, living in defeated dingy London, coping with his new Nazi superiors, and solving a murder mystery which unravels to reveal not one but several enormous conspiracies.
1979 Blitzkrieg: From the Rise of Hitler to the Fall of Dunkirk Another factual history of WWII: Deighton moves quickly over Hitler’s rise to power and the diplomatic bullying of the 1930s, to arrive at the core of the book: an analysis of the precise meaning of ‘Blitzkrieg’, complete with detailed notes on all the weapons, tanks, artillery and hardware involved, as well as the evolution of German strategic thinking; and then its application in the crucial battle for the river Meuse which determined the May 1940 Battle for France.
1980 Battle of Britain
1981 XPD SIS agent Boyd Stuart is one of about 20 characters caught up in the quest for the ‘Hitler Minutes’, records of a top secret meeting between Hitler and Churchill in May 1940 in which the latter was (shockingly) on the verge of capitulating, and which were ‘liberated’ by US soldiers, along with a load of Nazi gold, at the very end of the war. Convoluted, intermittently fascinating and sometimes moving, but not very gripping.
1982 Goodbye, Mickey Mouse Six months in the life of the 220th Fighter Group, an American Air Force group flying Mustangs in support of heavy bombers, based in East Anglia, from winter 1943 through spring 1944, as we get to know 20 or so officers and men, as well as the two women at the centre of the two ill-fated love affairs which dominate the story.
1983 Berlin Game First of the Bernard Samson spy novels in which this forty-something British Intelligence agent uses his detailed knowledge of Berlin and its spy networks to ascertain who is the high-level mole within his Department. With devastating consequences.
1984 Mexico Set Second of the first Bernard Samson trilogy (there are three trilogies ie 9 Samson books), in which our hero manages the defection of KGB agent Erich Stinnes from Mexico City, despite KGB attempts to frame him for the murder of one of his own operatives and a German businessman. All that is designed to make Bernard defect East and were probably masterminded by his traitor wife, Fiona.
1985 London Match Third of the first Bernard Samson spy trilogy in which a series of clues – not least information from the defector Erich Stinnes who was the central figure of the previous novel – suggest to Samson that there is another KGB mole in the Department – and all the evidence points towards smooth-talking American, Bret Rensselaer.
1987 Winter An epic (ie very long and dense) fictionalised account of German history from 1900 to 1945, focusing on the two Winter brothers, Peter and Paul, along with a large supporting cast of wives, friends, colleagues and enemies, following their fortunes through the Great War, the Weimar years, the rise of Hitler and on into the ruinous Second World War. It provides vital background information about nearly all of the characters who appear in the Bernard Samson novels, so is really part of that series.
1988 Spy Hook First of the second trilogy of Bernard Samson spy novels in which Bernie slowly uncovers what he thinks is a secret slush fund of millions run by his defector wife with Bret Rensaeller (thought to be dead, but who turns up recuperating in a California ranch). The plot involves reacquaintance with familiar characters like Werner Volkmann, Frau Lisl (and her sister), old Frank Harrington, tricky Dicky Cruyer, Bernie’s 23-year-old girlfriend Gloria Kent, and so on.
1989 Spy Line Through a typically tangled web of incidents and conversations Samson’s suspicions are confirmed: his wife is a double agent, she has been working for us all along, she only pretended to defect to the East. After numerous encounters with various old friends of his father and retired agents, Samson finds himself swept up in the brutal, bloody plan to secure Fiona’s escape from the East.
1990 Spy Sinker In the third of the second trilogy of Samson novels, Deighton switches from a first-person narrative by Samson himself, to an objective third-person narrator and systematically retells the entire sequence of events portrayed in the previous five Samson novels from an external point of view, shedding new and sometimes devastating light on almost everything we’ve read. The final impression is of a harrowing world where everyone is deceiving everyone else, on multiple levels.
1991 MAMista A complete departure from the Cold War and even from Europe. Australian doctor and ex-Vietnam War veteran Ralph Lucas finds himself caught up with Marxist guerrillas fighting the ruling government in the (fictional) South American country of Spanish Guiana and, after various violent escapades, inveigled into joining the long, gruelling and futile trek through the nightmareish jungle which dominates the second half of the novel.
1992 City of Gold A complex web of storylines set in wartime Cairo, as the city is threatened by Rommel’s advancing Afrika Korps forces in 1942. We meet crooks, gangsters, spies, émigrés, soldiers, detectives, nurses, deserters and heroes as they get caught up in gun smuggling, black marketeering and much more, in trying to track down the elusive ‘Rommel spy’ and, oh yes, fighting the Germans.
1993 Violent Ward Very entertaining, boisterous first-person narrative by Los Angeles shyster lawyer Mickey Murphy who gets bought out by his biggest client, menacing billionaire Zach Petrovitch, only to find himself caught up in Big Pete’s complex criminal activities and turbulent personal life. The novel comes to a climax against the violent backdrop of the Rodney King riots in Los Angeles in April 1992.
1993 Blood, Tears and Folly: An Objective Look at World War II
1994 Faith Return to Bernard Samson, the 40-something SIS agent, and the world of his friends and family, familiar to us from the previous six Samson novels. Most of the characters (and readers) are still reeling from the bloody shootout when his wife returned from her undercover mission to East Germany at the climax of the previous novel. This book re-acquaints us with all the well-loved characters from the previous stories, in a plot ostensibly about smuggling a KGB colonel out from the East, but is really about who knows the truth – and who is trying to cover up – the real cause of the Fiona-escape debacle.
1995 Hope 40-something SIS agent Bernard Samson continues trying to get to the bottom of the death of his sister-in-law, Tessa Kosinski and is soon on the trail of her husband, George, who has gone missing back in his native Poland.
1996 Charity Ninth and final Bernard Samson novel in which it takes Bernard 300 pages to piece together the mystery which we readers learned all about in the sixth novel of the series, ie that the plot to murder Fiona’s sister, Tessa, was concocted by Silas Gaunt. Silas commissioned Jim Prettyman to be the middle-man and instructed him to murder the actual assassin, Thurkettle. Now that is is openly acknowledged by the Department’s senior staff, the most striking thing about the whole event – its sheer amateurish cack-handedness – is dismissed by one and all as being due to Gaunt’s (conveniently sudden) mental illness. As for family affairs: It is Bret who ends up marrying Bernard’s one-time lover, the glamorous Gloria; Bernard is finally promised the job of running the Berlin Office, which everyone has always said he should have: and the novel ends with a promise of reconciliation with his beautiful, high-flying and loving wife, Fiona.

Truth and Memory @ Imperial War Museum

The Imperial War Museum London re-opened in July after a £40 million refurbishment. Part of the new layout is a FREE permanent exhibition of some of the best British art works from the Great War. In fact the IMW claims it is ‘The largest exhibition of British First World War art for almost 100 years.’ The display is titled Truth and Memory and it turns out to be divided into two separate galleries on the third floor, each addressing one of these concepts.

Truth

What is artistic truth? In 1914 various forms of artistic Modernism were only just stirring in Britain, against a long Victorian tradition of noble and dignified realism. The rooms in the Truth gallery highlight the new young artists, often dismissed as artistic Bolsheviks but they and their supporters argued that the grotesque and unprecedented conditions of the War required new means of expression.

Many of these paintings were familiar to me both because I’m a fan of this kind of art and because I saw a number of them at the recent exhibition A Crisis of Brilliance at Dulwich Picture Gallery and read about them in the related book, which I reviewed here. In addition, I recently saw some of them or paintings by the same artists at the National Portrait Gallery’s recent show, The Great War In Portraits.

So I enjoyed seeing again the familiar and thrillingly ‘modern’ works by Nevinson, Nash, Spencer and Wyndham Lewis – but I was specially pleased to encounter works of people I’d never heard of before – Delf Smith, Spare, Clausen, Lamb and the two women artists, Norah Neilson-Gray and Anna Airy.

CRW Nevinson, the enfant terrible who was displaying his wonderfully stylish Futirust paintings and drawings within a year of the start of the War.

Paths of Glory (1917) by CRW Nevinson © IWM

Paths of Glory (1917) by CRW Nevinson © IWM

Paul Nash preferred landscapes to people and transferred the technique he’d developed for English pastoral to the blasted landscapes of the Western Front.

We Are Making a New World (1918) by Paul Nash © IWM

We Are Making a New World (1918) by Paul Nash © IWM

William Orpen was an older, established artist and developed an approach which used motifs from the Western tradition – he also did a number of lush traditional portraits, on show here are some spiffing fighter pilots – but also strange and haunting images of civilians, including the Mad Women of Douai.

Percy Delf Smith is so obscure he doesn’t have a Wikipedia entry. He is represented here by a set of engravings titled The Dance of Death, powerful, haunting realistic images of soldiers in various plights, all accompanied by the shrouding figure of death, including Death marches.

Austin Spare, a strange and haunting symbolist painter, represented by an image of one Tommy helping another.

Gilbert Rogers has several paintings, including Gassed.

Gassed. 'In Arduis Fidelis' (1919) by Gilbert Rogers © IWM

Gassed. ‘In Arduis Fidelis’ (1919) by Gilbert Rogers © IWM

Memory

How did people remember and commemorate the Great War – in its immediate aftermath, in the generations that followed and now, 100 years later? The Imperial War Museum itself has played a role in the shaping of perceptions, as it was founded in 1917 to collect and house artefacts relating to the War while it was still ongoing.

I’m not sure the arrangement of paintings makes perfect sense, as there is a room here dedicated to the Vorticists, who I’d have thought should have been over with the young Turk Modernist painters in the Truth wing. there are half a dozen wonderful Wyndham Lewis’s including the surprisingly enormous A Battery Shelled, covering a whole wall.

A Battery Shelled (1919) by Percy Wyndham Lewis ©IWM

A Battery Shelled (1919) by Percy Wyndham Lewis ©IWM

There was also a room devoted to Stanley Spenser, including Travoys Arriving with Wounded at a Dressing-Station at Smol, Macedonia, September 1916. I’m not sure these have much to do with memory, or only as much as any other painting or sketch does.

Travoys Arriving with Wounded at a Dressing-Station at Smol, Macedonia, September 1916 (1919) by Stanley Spencer ©IWM

Travoys Arriving with Wounded at a Dressing-Station at Smol, Macedonia, September 1916 (1919) by Stanley Spencer ©IWM

Hung next to the Spensers were works by Henry Lamb, who I’d never heard of but worked in a similarly naive style. the standout piece is Irish Troops in the Judean Hills Surprised by a Turkish Bombardment.

Arguably Lewis and Bomberg, Spenser and Lamb should have been over in the Truth gallery. I think this gallery makes its point about Memory when it a) shows works by much older artists, people too old to fight in the War, works which therefore try to find symbols to convey the suffering such as George Clausen’s enigmatic, symbolist-style Youth Mourning…

Youth Mourning (1916) by George Clausen © IWM

Youth Mourning (1916) by George Clausen © IWM

… Or b) shows  the larger number of works which follow directly on from late Victorian realist paintings and sculptures, using the established and traditional vocabulary, the epitome of which is probably William Orpen’s To the Unknown Soldier in France. Are institutional, formal and ‘official’ paintings like this somehow a betrayal of the rawer, horrendous experiences of the troops? Or do they accurately reflect the, after all, military training and mindset of the majority of the  soldiers who fought?

To the Unknown Soldier in France (1921-1928) by William Orpen ©IWM

To the Unknown Soldier in France (1921-1928) by William Orpen © IWM

Factories and Women

Though included in the Memory gallery this room struck me as being a massive subject in its won right: it contains ten or so paintings about the vast industrial effort that went on to supply the troops with everything they needed and, strikingly, some good, strong paintings by women artists I’d never heard of. Again, female artists of the Great War is a subject crying out for its own dedicated exhibition, certainly I’d like to see more by, and learn more about, about these two women artists.

Anna Airy

©IWM ART 2271 Shop for Machining 15-inch Shells: Singer Manufacturing Company, Clydebank, Glasgow (1918) Anna Airy Oil on canvas

Shop for Machining 15-inch Shells: Singer Manufacturing Company, Clydebank, Glasgow (1918) by Anna Airy. ©IWM

Norah Neilson-Gray, represented by a large painting The Scottish Women’s Hospital.

The assertion of tradition

Off to one side is a room which contains the traditional stuff, by the traditional artists of the day. Lots of busts of the military leaders, maquettes for formal war memorials and, dominating a whole wall, John Singer Sargent’s enormous and very moving  Gassed.

©IWM ART 1460 Gassed (1919) John Singer Sargent Oil on canvas

Gassed (1919) by John Singer Sargent © IWM

The information panel on the wall explains that much of the modern modern art acquired or commissioned by the IMW was lent to Tate Britain, a move which tended to leave the IW Museum with the more traditional, the more Imperial, the more jingoistic and paternalistic works.

This room gives a good impression of how technically good and effective these paintings and busts are, but also – how stifling, how conformist and so, ultimately, how untrue to the unique and horrifying experience so many millions of men and helpless civilians were forced to undergo during those nightmare years.

Related links


Reviews of other Imperial War Museum exhibitions

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