Captain Corelli’s Mandolin by Louis de Bernières (1994)

This is, to begin with, a wonderful, warm, life-affirming and then, as it develops, a thoroughly harrowing and upsetting, and then, at the end, some kind of redemptive and redeeming, novel. But whatever the changing subject matter and mood it overflows with old-fashioned pleasures of narrative, character and plot. It fully deserved the prizes it won and its widespread popularity. To cite the facts of its success: it was on the Times bestseller list for four years, has sold more than 600,000 copies, has been reprinted in paperback more than thirty times, and has been translated into more than 17 languages. It also won the 1995 Commonwealth Writers Prize for Best Book and I’m surprised it didn’t win more.

Overview

It’s set on the Greek island of Cephallonia during the Second World War and its aftermath. The narrative follows a core handful of characters through:

  • the golden days of peace (1939 and 1940)
  • the advent of war i.e. having promised they wouldn’t Italy declares war on Greece (October 1941)
  • the Greco-Italian war (28 October 1940 to 23 April 1941)
  • the island’s lazy, peaceful, comic opera occupation by the Italian army from May 1941 to September 1943, with a token presence of the German army which mostly kept itself to itself
  • the armistice between Italy and the Allies in September 1943 which placed all Italian forces in an ambiguous and confusing position, and triggered the awful massacre by the Germans of every Italian soldier on the island – a total of 1,315 Italians were killed in the resultant, 5,155 were executed, and 3,000 drowned when the German ships taking the survivors to concentration camps were accidentally bombed by the Allies: the mass murder is considered a war crime second only to the Russian massacre of Polish officers at Katyn
  • the period when the island was occupied solely by the German army, hugely more brutal and rapacious than the Italians (September 1943 to October 1944)
  • the troubled period after ‘liberation’ of the Greek Civil War (1946 to 1949) when, in de Bernières’ view, the Communist forces of ELAS (Ellinikós Laïkós Apeleftherotikós Stratós – the Greek People’s Liberation Army) behaved with even greater brutality to anyone they considered traitors, bourgeois or just wanted to loot and rape, than the Nazis

Having got to about page 370 and supped deep of horrors, massacres and mutilations, you’d have thought de Bernières would draw this sorry sage to a conclusion but there’s more.

Central characters

For the first hundred pages or so we are introduced to the central characters of a small village not far from the town of Argostóli, on Cephallonia, being:

  • Dr Iannis, a widower, small, alert, curious wise old bird, who has a gift for healing despite not actually having a medical degree
  • Iannis’s wife died some time ago (of tuberculosis) so he lives alone with his beautiful, 17-year-old daughter, Pelagia, who has picked up much of her father’s medical knowledge and secretly wishes to become a doctor herself
  • dodging around is the 6-year-old girl Lemoni who’s always getting into pickles ‘in her capricious and erratic manner’ (p.175) from which Pelagia rescues her

The first hundred or more pages consists of a slow, relaxed and deeply pleasurable introduction to the peacetime life of a Greek town, with its annual festivals described in great detail along with its charmingly picturesque characters, including:

  • huge local strongman, Velisarios, whose party trick is to pick up mules
  • Father Arsenios, a fat, roly-poly drunken priest, always sweating like a pig and dogged by his failure to live up to his calling
  • Kokolios the cartoon communist
  • Stamatis the cartoon monarchist

This is all hugely enjoyable because it is how we Brits imagine Greek rural life to be. the narrative is peppered with the many sweet and eccentric little incidents in the village and the characters’ reactions to them. Every morning Dr Iannis goes off to the kapheneion to meet up with Kokolios and Stamatis where – being a republican, a monarchist and a communist – they have the same grumpy old arguments, very much like a Greek version of ‘Last of the Summer Wine’.

And behind the individual characters and chapters what comes over is the wonderfully urbane, amused, wise and droll attitude of the ‘implied author’ i.e. the authorial voice created by the text. To put it more simply, de Bernières’ voice. His treatment of his characters, his focus on the eccentric and charming, his immense good humour, radiate through every sentence and make it an immensely warming, lovely read.

A narrative of sorts gets going when, during the feast of the island’s saint, Saint Gerasimos, Velisarios does his party trick of holding an enormous heavy Venetian gun while the local kids stuff it with all the junk and rubbish they can find, then he gets someone to light the fuse and holds it while it goes off, a deed which requires staggering strength.

Anyway, on this particular occasion he fires it at the empty end of the street just as the handsome young fisherman Mandras comes round the corner. He isn’t badly injured but is taken to the house of Dr Iannis where he comes round to find the beautiful face of Pelagia looking down on him and promptly falls in love.

This Mandras proceeds to hang around the doctor’s house, continually bringing them offerings of fish for Pelagia to cook, until one day he’s fooling around in a tree and falls out, landing on an urn below and getting loads of shards of terracotta stuck in his bum, an absurdity which endears him even more to Pelagia.

On one occasion Pelagia goes down to the sea and not only sees Mandras setting out his nets to catch whitebait naked – i.e. sees what a dazzlingly lithe, fit young body he has – but is then astonished to see him whistle to three tame dolphins and allow himself to be pulled out to sea holding their fins.

Mandras’s mother is Drosoula, a strikingly ugly woman whose bad looks everyone forgets after a few moments in her company because of her warm nature. (On one occasion Drosoula tells Pelagia she only secured a husband because he had ‘unusual desires’ which she was prepared to satisfy – sodomy?).

Anyway that gives you a flavour of the charming and gently amusing first 100 pages or so.

A chapter per character

I haven’t yet mentioned the key ‘formal’ aspect of the novel, which is that each chapter represents the point of view and voice of a different character. The chapters are relatively short (5 or 6 pages) and each time you start a new one, you know it will be a new character and a new point of view.

In fact the chapters come in (at least) two flavours. First of all, there are chapters where the narrative is told by a third-person narrator but with a strong leaning towards a specific character’s point of view. The character in question is usually indicated in the first sentence if not in the very first words, making it pretty easy to understand and orient yourself:

  • Dr Iannis had enjoyed a satisfactory day in which none of his patients had died or got any worse… (first words of the novel)
  • Father Arsenios ruminated bitterly behind the iconostasis… (p.36)
  • Pelagia returned from the well with a jar upon her shoulder… (p.127)

The second kind of chapters are those told from a first person point of view, which I’ll elaborate below.

Politicians

What this technique allows de Bernières to do with tremendous effectiveness is cut between scenes and settings: it allows him to move the story along without having to set scenes each time; he can just cut away to a new character in a new setting in a very effective, filmic kind of way. Thus although the book is quite long, and very packed with text, it feels relatively light because you can just take it one bite-sized scene at a time.

In the early parts, the most striking use of this technique is when he cuts away from the idyllic island altogether to give us entire chapters devoted to the international statesmen responsible for running affairs in the early 1940s.

Thus we get chapters taking us into the mind of the Greek leader, Ioannis Metaxas, a Greek attempt at the kind of strongman leader typified by Hitler and Mussolini. The chapter devoted to him reveals a man who is browbeaten by international events and defeated by his disreputable daughter, Lulu.

But it’s also in these chapters that we get the first use of the other type of narrative, first-person narratives. The most recurring of these first person narratives is, unexpectedly, by a hulking Italian soldier who is in fact a repressed homosexual, and who, indeed, appears in chapters titled (all the chapters have titles) ‘L’Omosessuale’. Like the third-person chapters and to make it pretty simple and clear, the protagonist of these first-person chapters tends to be introduced in the first sentence:

I, Carlo Piero Guercio, write these words with the intention that they should be found after my death… (p.22)

This touchingly sweet, gentle giant and his inexpressible homosexual yearnings turn out to be a major thread running through the whole narrative.

At the furthest extreme of this spectrum is the sole chapter in which we hear the non-stop speech of Italian dictator Benito Mussolini, chapter 2 given as a Joycean monologue. It’s only seven and a half pages long but it is priceless, wonderfully conveying Il Duce’s stream-of-consciousness thinking, his vanity, his posing, combined with his madcap military schemes and would-be clever-clever ruses. He comes over as a dangerous idiot but is brilliantly conveyed and satirised. Just this one chapter could be presented as a hilarious short story or short prose text standing by itself.

Captain Antonio Corelli

So that’s a summary of all the elements of the text, namely ten or so characters on the island of Cephallonia, the Greek Prime Minister, the Italian dictator, an Italian soldier, plus a few other characters, so what happens?

What happens is the novel covers the true historical events leading up to and then during the Greco–Italian War of 28 October 1940 to 23 April 1941; which was followed by the German invasion and conquest of Greece in the summer of 1941, and the occupation of Greek territories by German and Italian forces. We follow our cadre of characters through several years of occupation up till armistice made between the Italian government and the Allies in September 1943, at which point the German army was ordered to regard their erstwhile allies, the Italians, as enemies, with the result that they rounded them up and massacred them.

These are the high-level historical events which provide the backdrop to developments among the characters we’ve slowly got to know on the island of Cephallonia. So who is Captain Corelli?

Well, from a technical point of view it’s interesting that Corelli only turns up on page 157 i.e. a little over a third of the way through the text. Corelli is a handsome, charming, charismatic Italian officer who inspires love and affection in his men and finds himself billeted on Dr Iannis and Pelagia with, as they say, comic and romantic consequences. Oh and he plays the mandolin which he takes everywhere with him (and which he calls ‘Antonia’) because he is a music lover and also to charm the ladies.

Detailed plot summary by chapter

1. Dr Iannis Commences his History and is Frustrated

Introduces us to humane and humorous Dr Iannis as he removes the dry pea lodged in the ear of his friend Stamatis then returns home to carry on composing his ‘New History of Cephallonia’, an ongoing project which allows de Bernières to fill in the backstory of Greek and Cephallonian history. And introduces his humorous, chiding daughter, Pelagia, 17 years old (p.19).

2. The Duce

Rome. The hilarious chapter given as the free-associating, idiotic ranting of Mussolini to secretaries and underlings and introduces his illogical reasons for declaring war on Greece – i.e. it will make Italy look strong, put him up in the same league as Hitler, the war will only last a few weeks etc.

3. The Strongman

Introduces us, first, to Alekos, a goatherd who lives high up on Mount Aenos and who will, from time to time, cast a cold, detached, uninvolved eye on events down n the plains. But the chapter is titled after Megalo Velisarios, the famous strongman. We also meet the cheeky little girl, Lemoni, who’s constantly getting into mischief. And fat waddling Father Arsenios who waddles into the square as Velisarios is entertaining the crowds and who Velisarios picks up and places on a wall to great cheers and Arsenios’s mortification. Velisarios fires the ancient (1739) Turkish culverin and accidentally hits Mandras the fisherman coming round the corner (the wound is caused by an old donkey nail). So Velisarios carries the wounded boy to Dr Iannis’s house where he first meets Pelagia.

4. L’Omosessuale (1)

First person account by the Italian Carlo Piero Guercio, a sensitive man tortured by his homosexuality:

I am exploding with the fire of love and there is no one to accept it or nourish it. (p.23)

He joins the Italian Army to be among men and escape conventional expectations. In a novel full of good things this sensitive portrayal of a vexed homosexual is one of the best.

5. The Man who Said ‘No’

Third person account of authoritarian Greek Prime Minister Ioannis Metaxas (1871 to 1941) in which he surveys the course of political events which brought him to power, his motivation for enforcing an authoritarian form of rule, to befriend Hitler and Mussolini and his dawning realisation that they are about to betray him and invade his country (‘Why had his international brothers betrayed him?’ p.29). Interspersed with rueful regrets about his wayward daughter, Lulu. All building up to his decision to say NO to Mussolini’s bullying ultimatum.

6. L’Omosessuale (2)

Guercio describes being a member of the Italian Julia Division sent to fight in Albania.

No civilian can comprehend the joy of being a soldier. (p.31)

The joy of being among young, beautiful, virile comrades. Unfortunately, he learns from bitter experience that the Italian chain of command is an inept joke, led by the idiot Mussolini, with the result that there isn’t enough support, organisation, arms, equipment or winter uniforms. He falls in love with a young married corporal from Genoa named Francesco (p.34) but becomes disgusted by the squalid lies and deceptions imposed on the Army and the public to justify Italy’s invasion of Albania.

The Italian invasion of Albania was a brief military campaign which was launched by the Kingdom of Italy against the Albanian Kingdom April 7 to 12, 1939. The conflict was a result of the imperialistic policies of the Italian prime minister and dictator Benito Mussolini. Albania was rapidly overrun, its ruler King Zog I went into exile in neighbouring Greece, and the country was made a part of the Italian Empire as a protectorate in personal union with the Italian Crown. (Wikipedia)

7. Extreme Remedies

Father Arsenios is at the back of the church and feeling sorry for himself for being a fat, useless, vice-ridden priests when he realises villagers are coming to leave gifts in the main body of the church, to apologise for the indignity he suffered when the strongman, Velarios, picked him up and place him atop a wall to general laughter. There follows a comic scene where Arsenios, dying for a pee, can’t bring himself to exit through the church and be seen by everybody (there is no toilet in the church) so he employs the desperate remedy of drinking one of the bottles of wine brought for him so as to have a receptacle to pee in. He does this several times with the result that he is completely plasters and lying in a pool of his own piss by the time that Velisarios comes to apologise in person.

Velisarios carries the unconscious priest to the house of Dr Iannis who forces him to drink vast amounts of water. Then Iannis is visited by Stamatis, whose ear he unblocked and now comes comically complaining that for the first time in decades he can hear his wife’s endless nagging and asks if the doctor can put the pea back in his ear.

8. A Funny Kind of Cat

Dr Iannis departs for the kapheneion to meet his friends Stamatis and Kokolios the communist for their daily argument. But the little girl Lemoni begs him to come and see the funny kind of cat she’s found deep in a labyrinth of brambles. Undignifiedly crawling on his hands and knees the doctor discovers it is a pine marten caught on wire and carefully detaches it.

Dr Iannis takes it back to his house to treat where, incidentally, Mandras is still laid up with his ‘wound’ and still flirting like mad with Pelagia, who he has just kissed. Iannis contemplates simply snapping the marten’s neck but then is overcome by humane sympathy and instructs his daughter to being straw and dead mice. He’s going to nurse it back to health.

9. August 15, 1940

Dr Iannis returns to the kapheneion encountering Lemoni on the way who is taunting a dog with a stick. She tells him she has decided to call ‘the strange kind of cat’ Psipsina (apparently this is a common Greek word meaning something like ‘puss’, p.374). Back drinking coffee with his mates a good hearty political argument swiftly ensures, with the communist Kokolios telling everyone they’ll be first up against the wall when the revolution comes etc. In casual conversation Iannis delivers what might be the central message of the entire novel:

‘We should care for each other more than we care for ideas, or else we will end up killing each other.’ (p.52)

As usual, the menfolk gather round an old radio set to listen to the BBC news and learn the latest (Churchill has allied with the free French, there’s been another Albanian revolt against Italian occupation).

Pelagia runs in to inform him that Mandras was fooling about in the olive tree in their yard and fell out of it and landed on his bottom on a terracotta pot. His buttocks are packed with shards and bleeding. Iannis has to rush home and spend hours with Mandras lying with his pants down on the kitchen table, while he carefully extracts every fragment (later commenting that Mandras has: ‘the arse of a classical statue, a very fine arse,’ p.69).

When Iannis returns to the kapheneion for the third time it is to find an extraordinary change in atmosphere. Martial music is playing on the radio, both his friends are weeping and the priest is striding up and down declaiming from the Old Testament. They’ve just heard that the Italians have sunk a Greek battleship, the Elli while it was anchored in the harbour at Tinos, participating in the celebrations of the Feast of the Dormition of the Theotokos (sinking of the cruiser Elli). Everyone in the café knows this has brought the possibility of war closer.

10. L’Omosessuale (3)

Guercio and Francesco are chosen for a mission by their officer Colonel Rivolta (p.58). They are to dress in Greek uniform and make an attack on an outpost of what they are told are Greeks masquerading as Italians. When they dress up and sneak up to this border post they realise a) the guns they’ve been given don’t work and b) the Italians really are Italians and c) there are many more of them than they were told and they are expecting them. In other words they’ve been conned into doing one of those ‘border incidents’ which cynical leaders throughout the twentieth century used to justify wars.

In the event they arrive early (at midnight not 2am) discover a big drum of kerosene under the tower and set it alight, causing panic in the tower at which point they open fire with a machine gun massacring the men in the tower. It’s only when one of them falls out of the tower and they recognise him as a fellow Italian that the full depth of the deception dawns on them.

11. Pelagia and Mandras

These two beautiful young people fall in love. The chapter contains a slight formal innovation which is that it contains alternating sections describing first Pelagia and then Mandras’s points of view as they: have a poo in the outhouse and worry about menstruating (Pelagia); load nets onto a boat (Mandras); draw water from a well (Pelagia); sings to his tame dolphins (Mandras). Mandras is given a little speech typifying the motivation of so many men to go to war, to prove themselves a man etc.

I know I will never be a man until I’ve done something important, something great, something I can live with, something to be esteemed. That’s why I hope there’s going to be a war. I don’t want bloodshed and glory, I want something to get to grips with. No man is a man until he’s been a soldier. (p.68)

It’s also tied up with marriage. He envisions going down on one knee and proposing to Pelagia. Pelagia thinks adoringly of the way Mandras now arrives every late afternoon with a gift of fish which she cooks and he sits at the table being polite to her father and rubbing her shin with his foot.

12. All the Saint’s Miracles

An extended and wonderful description of the feast of the local saint, St Gerasimos, with stories of his wonderful miracles. the chapter focuses in on inmates from the local lunatic asylum who have been brought to join the crowds watching the procession of the saint’s mummified body, notably Socrates and Mina. Mandras gets drunk and proposes to Pelagia (p.80) before drinking more and passing out. The day continues on into the evening which is a time of wild partying, music and celebration.

13. Delirium

Mandras doesn’t come for two days and Pelagia is reduced to agonies of worry. Lots of stuff about what traditional marriage meant for a Greek woman back then i.e. consigned to a life of endless labour and childbearing but arguably better than the fates of spinsters and widows.

This is why one had to have sons; it was the only insurance against an indigent and terrifying old age. (p.86)

As in the description of the delusions of the madwoman Mina, so throughout his characterisation of Pelagia, de Bernières displays a supernatural level of insight and understanding. Captain Corelli’s Mandolin is not only deeply pleasurable to read but deeply instructive, too.

On a typically warm and beautiful evening the doctor and his daughter sit outside looking at the stars, thinking about the future. She is fantasising about married life with Mandras until her father gives her a small pistol, warning that war is coming and in war bad things happen to women i.e. rape. She will use this gun only once, and with deep irony, in chapter 63.

The next day is the day when Pelagia goes down to the seashore and stumbles across Mandras, naked, setting his nets then going frolicking with his tame dolphins and is dazzled by the perfection of his young body (p.89).

14. Grazzi

Despite the picture postcard charm of all these village scenes, Captain Corelli’s Mandolin is a historical novel and contains descriptions of, and even soliloquies by, real historical figures. After the chapters devoted to Mussolini and Metaxas we have this one, told in the first-person by Emanuele Grazzi, Italian ambassador to Greece during World War II, who was given the shameful job of delivering Benito Mussolini’s ultimatum to Greek prime minister Ioannis Metaxas on 28 October 1940. Grazzi’s account gives a vivid sense of the incompetence, bad faith and lies of the Italian government which told neither its Army Chief of Staff nor ambassador that they were about to go to war with Greece, operating on Mussolini’s idea of taking everyone by surprise – which just ended up covering everyone in shameful dishonour.

15. L’Omosessuale (4)

Guercio and Francesco keep quiet about the farce they were involved in and are sent to train Albanian guerrillas who they discover to be unreliable lying thieving murderers (p.98). Guercio then goes on to give a vivid description of the chaos and mismanagement of the Italian invasion from Albania into northern Greece, the lack of ammunition, transport, air cover, the right equipment or uniforms for the freezing mountain tops, pages 99 to 104.

Incidentally, in among the memoirs he describes himself as he currently is i.e. sunning himself on the peaceful island of Caphallonia and, on page 100, makes the first reference n the novel to Captain Corelli:

a man who, full of mirth, his mind whirling with mandolins, could not be more different from the vanished and beloved Francesco, but whom I love as much.

16. Letters to Mandras at the Front

Italy and Greece are now at war. These are detailed, worried missives from Pelagia, increasingly begging for some kind of response. What she doesn’t know is that Mandras can’t write (p.130). She describes the inhabitants of their village rallying round to support the war effort and how everyone thinks Metaxas is a hero for standing up to the bully Duce. She describes an outbreak of fortune telling because Mandra isn’t the only son who’s been conscripted and sent to the front – hundreds of families have sent their main earners and supports to the war. She describes the beating up of some unfortunate Italians who live among them:

Why are people such animals? (p.107)

Because dear 17-year-old Pelagia, people are in fact animals, just another species of animals among the 1.2 million species so far identified by scientists. Everything your teachers and priests and leaders told you about humans not being part of the natural world, about our special soul given us by a loving God, was lies which left you completely unprepared for the world as it is and human beings as they are, and so asking such soppy, pointless questions.

Food is becoming short so Christmas Day 1940 wasn’t its usual festive celebration. On Christmas Day the Italians bombed Corfu, the bastards. de Bernières only gives us a selection three (fairly long) letters but the last one states that she has written one hundred letters to Mandras and is becoming frustrated and disillusioned at his lack of reply.

17. L’Omosessuale (5)

Continuation of Guercio’s account of the Greco-Italian War, piling detail on detail of Italy’s mind-boggling incompetence and the bravery, ferocity and effectiveness of the Greek counter-attack which drives the Italians right back to their starting points and then further back.

18. The Continuing Literary Travails of Dr Iannis

Pelagia sinks into a deep depression from which the doctor seeks to rescue her by various ruses like rearranging utensils or stealing stuff from the kitchen, anything to provoke anger and get her out of her mood. War is producing a shortage of medical supplies. He soldiers on with his history of Cephallonia, describing the brutality of the Balkans, crossroads between East and West, and the indolent pederasty of Turkish rulers.

19. L’Omosessuale (6)

Another little formal experiment or piece of playfulness. De Bernières gives a description of Francesco’s miserable death (half his face blown off by a mortar) in the form of an interview Guercio has with his beloved’s mother whereby Guercio tells her heroic patriotic lies, and each of his lies is offset by a long passage in parentheses describing what really happened, in those freezing, lice-infected trenches.

It ends by explaining how the Italians had, to all intents and purposes, lost to the Greeks when the Germans intervened, invading from Bulgaria in the East and opening up a second front which the Greeks couldn’t defend, especially since the Germans sent in 1,100 Panzer tanks against the Greeks 200 light tanks (many taken from the useless Italians).

20. The Wild Man of the Ice

One day Pelagia returns from the well to discover a wreck of man, covered in hair and beard, dressed in animal skins with red eyes and sunburned skin, infested with lice, sitting at her table. She is terrified and it takes several pages of scared enquiry before she eventually realises it’s Mandras back from the front in terrible state, having dodged the Germans and walked hundreds of miles.

21. Pelagia’s First Patient

Shrewdly, Pelagia co-opts Mandras’s mother, Drosoula, herself one of the million Greeks who were ethnically cleansed i.e. deported from their ancestral homes in Turkey after the First Word War. Together they strip and set about healing this broken skinny wreck of a man. Long gone is his god-like arse. De Bernières gives a vivid and extensive catalogue of Mandras’s appalling symptoms (worms, parasites, ticks, fleas, ezcema, gangrene) and shows Pelagia treating them all efficiently. Drosoula is impressed.

‘Koritsimou,’ said the gigantic creature, ‘you are astonishing. You are the first woman I have ever known who knows anything. Give me a hug.’ (p.138)

Dr Iannis had been up in the mountains checking Alekos and his herd of goats (who are always in perfect health). Now, upon his return, he is astonished to discover a huge ugly woman sleeping with Pelagia in his bed, and an emaciated malnourished man sleeping in Pelagia’s. When he listens to the detail of her treatment he is extravagantly proud of his daughter.

22. Mandras behind the Veil

A monologue from Mandras who resents how he is ignored in the Iannis house and realises Pelagia is horrified by him. This is a bitter pill since it was only a hallucinatory determination to get back to Cephallonia and see her again which kept him going after his entire unit was wiped out and he set off on the huge treks through ice and snow and mountains and forests and seas to reach her.

His account includes the magnificently mad episode of him coming across a stone hovel and lying down to sleep, only to be woken by an incredibly ugly old crone with only one eye. She feeds him and he starts to recover a bit but on the third night has a sex dream in which he imagines he’s sleeping with Pelagia but wakes up to discover it is the withered old hag writhing under him.

‘Witch, witch,’ I cried, kicking her and she sat up and shielded herself, her dugs falling to her waist and her body seeping with sores to equal mine. She waved her arms and twittered like a bird in the jaws of a cat, and it was at that point that I recognised the madness in us both and in the very manufacture of the world. I threw back my head and laughed. I had lost my virginity to an antique, loveless, solitary crone, and it was all just one small part of the way in which God had turned His face away and consigned us all to the malice and caprices of the dark. (p.144)

I thought this was inspired in its mocking lunacy, and captured the insanity of the war, and of human existence, in one magnificently grotesque image.

I laid back down next to her and we slept together like that until morning. I had realised that we humans are blameless.

Exactly. If there is a God and he claims to love the human race, he’s got a funny way of showing it. Mandras tells us that the disillusionment of his reception by Pelagia has been absolute. Now he just wants to return to the front to fight.

23. April 30, 1941

On 6 April 1941, the German Army, supported by Hungarian and Bulgarian forces, attacked Yugoslavia and Greece. Hitler launched the assault in order to overthrow the recently established pro-Allied government in Yugoslavia and to support the stalling Italian invasion of Greece. By 30 April the Germans had taken Athens and the Greek king and government had fled to Crete.

There is a hiatus on the island as people wait to see what will happen. They prepare for death or rape. The priest curses God for letting this happen. The doctor starts reading up in his ancient medical textbook, ‘The Complete and Concise Home Doctor’, about wounds.

Mandras is mentally disturbed. Back staying with his mother, he withdraws into himself, except for sudden moments of lucid normality, such as when he joins the celebrations on National Day, 31 March, and Easter on 19 April. Other times he rants and raves. he tells the priest his legs are made of glass. He tries to amputate on with a spoon. He shouts at Pelagia. In one scene he makes her read every one of the 100 plus letters she sent him, humiliating her by pointing out how they got slowly shorter and shorter until in the final ones she asked him to call off the betrothal. Pelagia realises with anguish that she now hates Mandras.

At that moment the Italian invasion starts. Planes fly overhead and landing craft beach and disembark thousands of Italian troops. The islanders are surprised at how diffident and polite they are. At the head of the 33rd Regiment of Artillery of the Acqui Division marches Captain Antonio Corelli, the first time we’ve seen him, so to speak, page 157. He confirms everyone’s stereotypes of Italian men by spotting Pelagia and instructing his men to turn eyes right in order to appreciate the ‘bella bambina’. One soldier does a goose-stepping impersonation of Hitler. Another walks like Charlie Chaplin. Dr Iannis tells Pelagia not to laugh, they are the enemy.

24. A Most Ungracious Surrender

Back to the first person narrative of Carlo Piero Guercio who, for some reason, has stopped being referred to as l’omosesualle. He explains how he was posted to the 33rd regiment in May and how Corelli became a kind of saint to him (p.159). Origin of La Scala club, a group of Italian soldiers who all went to the latrine together and covered up their lavatorial sounds by singing opera (p.160). He receives typically whimsical instructions from the head of La Scala, Corelli, for example rule 4 is that all aficionados of Wagner to be shot out of hand.

He tells the story of the ungracious surrender, namely that the Italian CO and officers marched to the Cephallonia town hall and sent in messages demanding a surrender to which the reply was ‘fuck off’. The Greek authorities said they had defeated the Italian army and refused to surrender except to a German officer so one had to be flown in specially from Corfu.

25. Resistance

The islanders’ response to occupation e.g. graffiti, insubordination and jokes (‘Why do Italians wear moustaches? To be reminded of their mothers.’) A quartermaster arrives to tell Iannis and Pelagia an officer is going to be billeted on them. Iannis gruffly agrees so long as the quartermaster can get him medical supplies. The officer turns out to be Corelli who is driven up by Bombardier Guercio. He is charming and humorous from the start but it is a joy to watch him being steadily put in his place by the doctor and Pelagia who confuse and embarrass him, humiliation doubled when the doctor diagnoses him as having hemorrhoids and then assigns him Pelagia’s bedroom (Pelagia will sleep on the kitchen floor) which destroys Corelli’s sense of himself as a gallant gentleman.

Corelli shyly reveals to them that he plays the mandolin. He joined the army when there was no war and it was a way to get paid for lazing around. That night there’s a scream and he comes running from the bedroom because the pine marten routinely sleeps on Pelagia’s bed and bit him.

26. Sharp Edges

The truck Guercio’s driving to collect Corelli breaks down. Walking, Guercio encounters Velisario, two hulking giants of men who cannot communicate but offer each other cigarettes, nod before going their ways. Velisario comes across the broken down truck, gets a friend, steals the wheels and pours petrol in the radiator.

Corelli is his usual charming self and chats merrily with the little girl Lemoni. When Pelagia breaks them up he asks why and it’s Pelagia’s turn to feel unworthy. These little domestic events and their psychological consequences are so wonderfully done, so real and vivid.

Mandras surprises her by appearing silently. Their every meeting is awkward now. He makes a joke which offends her. She gives him the waistcoat she sewed for him but his first comment is that the pattern is asymmetrical (p.177).

Mandras announces he is leaving now to return to the fight. The army is over but there are partisans in the mountains. Pelagia tells him that every time he is about to do something bad, he is to stop, think of her, and not do it. They hug like brother and sister. Their love is over. Then he walks away.

That evening Corelli finds the hand-made waistcoat on the back of a chair, marvels at its craftsmanship and says he will pay Pelagia anything for it but she insists it’s not for sale.

27. A Discourse on Mandolins and a Concert

Next morning Corelli wakens Pelagia by practicing his mandolin in his/her bedroom. She had been dreaming about the afternoon before when Corelli had arrived on a horse and managed to make it caracole. Corelli explains the structure of a mandolin, how to play it and why he switched to it from the violin which he was useless at. His playing enchants her (p.186). That evening Corelli agrees to perform for the doctor but irritates him by merely tapping the instrument till Iannis loses his temper and makes an outburst. Offended, Corelli explains that he’s playing Hummel’s concerto for mandolin and was tapping out the first 45 bars before the mandolin enters. And now he’s made him lose his place!

28. Liberating the Masses (1)

Describes Mandras’s career as an andarte i.e. partisan. By chance he falls in with the ELAS, the communist group. The resistance is being led by British officers parachuted in to organise and direct assaults, in this case a Brigadier Myers (p.190) who warns his superiors that a lot of their arms are going to communists and storing up trouble for the future (i.e. the post-war civil war).

Anyway, by chance Mandras falls in with a troop of ELAS led by pitiless martinet Hector, wearing his trademark red fez. He is broken in by being led to a village where they drag out a harmless old man, make him kneel then brutally beat his back with a knout before shooting him in the head. His crime? Not reporting a British parachute drop of supplies to ELAS, pilfering a bottle of scotch from it and being found unconscious under the parachute.

Hector makes it quite clear they are going to liberate the people by killing a lot of traitors, royalists, bourgeoisie, lackeys, saboteurs and so on. He is fluent in the death speak of Stalinism. It becomes just as clear that de Bernières loathes and despises the communists.

29. Etiquette

Joke chapter in which Corelli, embarrassed by his inability to communicate with the locals asks for basic phrases from the doctor who waggishly tells him phrases to formally greet all the Greeks he meets which, in reality, mean ‘Go fuck yourself’ and ‘Son of a whore’ (p.196).

30. The Good Nazi (1)

Historical background to the two towns of Argostoli and Lixouri, with explanation that the Italians garrisoned the former and the Germans the latter. Hitler didn’t trust the Italians an inch and sent to Cephallonia 3,000 Germans of the 996th Regiment under Colonel Barge, who were to carry out one of the war’s worst crimes.

One of these is young Leutnant Günter Weber, humourless, obedient, only free when he takes his uniform off at the beach. He is there when the Italians roll up in lorries along with a load of whores shipped there from Libya and much preferring relaxed Greece. They merrily strip off and splash about in the sea to the horror of conservative peasants. Weber is 22, a virgin and has never seen a naked woman before.

Correli introduces himself and when he asks whether Weber is any relation to the German Romantic composer Weber doesn’t know what he’s talking about. He is the son of a pastor in the Tyrol and knows nothing about culture. In the event, they get him drunk, the whores flirt with him, they throw him in the sea, and manage to break down his prim reserves. He becomes an honorary member of the La Scala club.

31. A Problem with Eyes

Two months go by and Pelagia does everything she can to discomfit the captain, almost always spilling food on his uniform when she serves it. She prepares a great speech of outrage at being occupied but somehow never finds the moment to deliver it. He leaves his pistol lying around and then catches her red-handed dunking it in a bowl of water to as to render it inoperative.

Infuriated by his unflappable good humour and manners Pelagia slaps him then throws unripe olives from the tree at him. More months go by and he becomes a fixture. She finds herself looking forward to his morning greeting and then becoming a little concerned if he’s later than usual coming back from the barracks.

He spends his time doing vast amounts of paperwork, or writing music and plucking the mandolin and sometimes watching her crochet. They begin to realise they’re looking at each other and eventually having a childish staring competition which Corelli wins with much laughter. Dr Iannis realises his daughter is falling in love with the enemy occupier.

32. Liberating the Masses (2)

These chapters are about the cruel and heartless communist Hector and his indoctrination of the uneducated lost soul, Mandras. Mandras learns to intimidate the peasants to steal from them, which is fine because Hector dismisses them all as Royalists, petit-bourgeois sympathisers, republicans etc.

33. A Problem with Hands

One dark night the doctor, Pelagia and Corelli are all in the living room, the latter composing music on sheet music paper. Pelagia walks over to look and places her hand on his shoulder as if it’s the most natural thing in the world until she realises what she’s doing and is then crippled by self consciousness. Luckily at that moment Psipsina scratches at the door and Pelagia lets her in from the storm outside and the marten promptly sits on Corelli’s lap make it water-soaked. Pelagia laughs and scoops the marten off his lap then starts to wipe it down, but when Corelli looks into her face she realises the sexual overtones of what she’s doing and straightens up with scorn.

This sets him fantasising, for some reason remembering that Vivaldi taught at a convent full of young women and suddenly Corelli is imagining loads of nubile girls pressing up against him and kissing and caressing him. He now has a prominent erection sticking up through his trousers and when Pelagia calls him to help her with her wind her wool he can’t stand up without revealing it so he makes a big performance of pretending to be a dog and going across to her on all fours which, of course, makes her smile, and they flirt and banter some more. The doctor sighs.

34. Liberating the Masses (3)

Hector is summoned to the headquarters of Lieutenant-Colonel Myers to be given a bollocking. Nobody had warned Myers that he would be spending 90% of his time trying to stop the Greeks being at one another’s throats (p.217). He finds Hector double dealing, dishonest and barbarous, meaning given to torturing and killing any peasants who don’t give him what he wants. Myers gives details of how Hector and his group torture peasants, gouge out their eyes and slit their throats. He knows Hector and his like don’t pay the peasants with the money the British give them a) because they’re greedy b) because they’re storing it up to fund the coming revolution.

Mind you, de Bernières is happy to take the mickey out of the Brits, who are routinely portrayed as upper class twits: ‘Top hole explosion, Absolutely ripping!’ Bertie Wooster meets the Greek communist partisans.

35. A Pamphlet Distributed on the Island Entitled with the Fascist Slogan ‘Believe, Fight and Obey’

A satirical pamphlet which takes eight pages to rip the piss out of the intellectual pygmy, liar, coward and rapist, Mussolini. At the very end of the book we learn that it was written by Carlo and Dr Iannis (p.424).

36. Education

Back with Hector and the partisans, showing that most of his group are thoroughly disillusioned: all they do is loot peasants and avoid any attacks on Germans, leaving everyone else to fight the war. This chapter is another exercise in style because it consists of a brilliant pastiche of a speech by a communist saturated with the self-serving rhetoric and justification for every kind of iniquity characteristic of communist ideology. Compare and contrast the revolting cowardly criminal communists described in Evelyn Waugh’s war novel Unconditional Surrender.

37. An Episode Concerning Pelagia’s belief That Men do not Know the Difference Between Bravery and a Lack of Common Sense

Carlo and the doctor come across Corelli reading the pamphlet quoted in chapter 35, leaping up and hurriedly tearing it in two. But this leads into debate about who wrote it, whether it was an Italian or a Greek and Pelagia, clever woman that she is, begins to speculate out loud that it might have been written by a Greek who was fluent in Italian, had access to BBC broadcasts, and someone who cold distribute it around the island when…she notices her father and Carlo both shuffling in embarrassment and concern. My God – it’s them! And her burbling nearly gave it away to Corelli. She goes inside to prepare dinner.

38. The Origin of Pelagia’s March

It’s the morning after Corelli returned to the house disgustingly drunk, declared his love for her, fell over and was sick. Now he has a crushing hangover and is crushed with embarrassment at his behaviour while Pelagia pours him cold water and berates him. His excuse is his battery’s football team won last night, but she says Weber has been by to explain that the Italians cheated.

While she stands there berating him, into Corelli’s head comes the theme and rhythm for a march which he will compose on the mandolin and write down, hence ‘Pelagia’s March’.

39. Arsenios

The war is the making of Father Arsenios. He quits his parish and takes to walking the length and breadth of the island preaching against the invader and iniquity and the fast-coming arrival of God’s wrath. He is cared for by nuns and monks at monasteries where he stops and by the peasants who feed the itinerant monk and the Italian soldiers enjoy his regular visits and obvious sincerity even though none of them can understand a word. For two years he tramps the length and breadth of the island, burning off his obese bulk, becoming thin and wiry and brown as teak.

40. A Problem with Lips

Short chapter in which Pelagia is passing out of the house as Corelli comes in and she finds herself absent-mindedly kissing him on the cheek. it’s only a few paces later that she realises what she’s done and then tries to furiously back peddle, claiming she though Corelli was her father, a mistake Corelli mocks by saying yes, they are both old and small. Then he throws himself on his knees and makes a comic opera declaration of love, before kissing her on the forehead and running off before she can slap him.

41. Snails

The three adults, Iannis, Pelagia and Corelli, go snail hunting led to a particularly rich briar patch by the ever-inquisitive girl Lemoni. Here Pelagia manages to scratch herself on a bramble then get her hair caught and Corelli can only unravel it by leaning in very close. He takes advantage to kiss her cheek. Suddenly Pelagia bursts into tears. When he asks why she says she can’t take it any more, any of it. He agrees and suddenly they are locked in their first embrace of long passionate kisses.

42. How like a Woman is to a Mandolin

For the first time we go inside the mind of Corelli in a first-person chapter devoted to his thoughts which are, predictably enough, all fantasies about Pelagia, some sexual about her breasts and so on, but mostly lovely scenarios or fantasy scenes or thinking of her actions in terms of musical chords, different moods reflected by different chords, which build together to make Pelagia’s March which he is writing.

43. The Great Big Spiky Rustball

The adults are in the fiddly process of preparing the snails for cooking when the never-mischievous Lemoni comes to the house to announce that she has discovered a big rusty ball on the beach. Carlo and Corelli both realise from her description that it’s a mine, the floating kind used for attacking ships, which has washed ashore.

This longish chapter describes their attempts to clear the villagers out of the way and blow it up safely. In this Corelli is hampered by an officious engineer who tells him all his preparations are inadequate. Corelli gets Stamatis and Kokolios to dig a trench in the sand just 50 metres away and the engineer mocks this. In the event the entire town turns out to watch, shooed away to the safety of the clifftops, while Corelli’s bombardiers have rigged up a small explosive charge underneath the mine and wires leading to a detonator in his little trench.

When he detonates it, sure enough, it goes off with a much vaster explosion than anyone had expected, sending a vast amount of sand mixed with shards of red hot metal flying high into the sky and then raining down on the locals lying flat along the clifftop. This is actually really dangerous and the busy little engineer is decapitated by a red hot piece of shrapnel while other locals are more or less badly burned by the rain of hot metal stinging like hornets (p.260).

Concerned for Corelli, Pelagia leads the charge down to the beach but it’s Carlo who finds Corelli’s trench obliterated and takes a moment before he sees the captain, who was seized in the blast, thrown into the air, dumped back down and covered with sand. He’s mostly alright but is deaf for two days afterwards and suffers periodic tinnitus for the rest of his life. The doctor is infuriated when a small army of people covered in sand with black eyes and cuts all over, presents itself at his house.

Corelli is nearly put on a charge by the Italian Commanding Officer, General Gandin, of whom more below. But he is bedbound at Iannis’s for days and revels in the attention he gets from Pelagia, Carlo and even Lemoni. Even friend Weber brings his wind-up gramophone round and tries to teach him German popular songs.

But he’s even more infuriated to discover that his house is completely infested with snails, these being the hundreds of snails Corelli and Pelagia and Lemoni brought back from their snail hunt which have escaped from their buckets and had all day to ooze themselves into every nook of the house. Charming comedy.

44. Theft

Kokolios discovers two Italian soldiers trying to steal his chickens. This bear of a man grabs them, beats and kicks them and drags them along to Dr Iannis’s house where he wakes up the household and presents them to Captain Corelli for discipline. Corelli goes inside and returns with his pistol and for a horrible moment Pelagia thinks he is going to shoot Kokolios. Instead he points it at the soldiers and, to their amazement, tells them to get down on their hands and knees and lick Kokolios’s boots. Which they do, after he’s threatened and kicked and pistol-whipped them.

At which point Kokolios realises he is stark naked (apart from his boots), suddenly covers his privates, and goes running off. Comedy. Two days later Pelagia’s beloved goat, who she has been feeding and grooming, her consolation in many an emotional drama, has gone missing. She is furious with Corelli, blaming his soldiers and he can only hang his head.

45. A Time of Innocence

Corelli and Pelagia become lovers in the old-fashioned sense, they ‘walk out’ together, kiss and cuddle but have nothing like sex. There is no contraception and Pelagia has seen too many girls her age either shamed by single motherhood or dying after botched abortions.

Weber gifts the captain an old Wehrmacht motorcycle which had broken down, in exchange for Italian rations. Corelli turns up on it and amazes Pelagia. They proceed to have mad adventures biking all round the island, specially when he takes corners too fast and ends up wildly going down side tracks, or when she leans the wrong way on corners.

This allows them to motor to places where Pelagia won’t be seen or recognised (death in such a conservative culture) and then they find a disused shepherd’s hit which becomes a safe place for them to lie and canoodle for hours (p.269).

All their talk is fantasies about what wonderful lives they’ll lead ‘after the war’.

46. Bunnios

Up on Mount Aenos the isolated goatherd Alekos hears a plane booming overhead and then watches a white circle fall from the sky. In his simplicity he thinks it is an angel but it is, of course, a British officer being parachuted in. This officer whacks his head on a rock and required a) untangling from his parachute and then b) days of careful feeding and care.

This is one of the comedy posh Brits who crop up throughout the story. ‘What ho’ is his only remark before passing out. When, after a few days, he tries to talk to Alekos the latter doesn’t understand a word and we are only later told that this is because this typical product of a British public school is speaking ancient Greek (p.275). De Bernières very amusingly conveys the impression this has on his Greek listeners by translating it into Chaucerian English:

‘Sire, of your gentilesse, by the leve of yow wol I speke in pryvetee of certayn thyng.’ (p.2174)

The angel has a mechanical box which he turns on and emits squeaks and squawls though he hears words like ‘Roger’ and ‘Wilco’ and so on. It is a radio.

After some thought, Aleko decides to take the angel to see Dr Iannis. This takes four days of travelling down the mountain by night and hiding from patrols during the day. At Iannis’s the angel reveals his identity as Lieutenant Bunny Warren, seconded to the Special Operations Executive from the Kings Dragoon Guards (p.276).

After discussion, they get him a native outfit and he makes his way off into town where he ends up by sheer chutzpah staying in a local house which already has four Italian officers billeted on it. He confounds them by trying to communicate in Eton Latin. Bunny takes to trekking all over the island, regularly going to the isolated shack where he’s hidden his radio and reporting back to Cairo details of all enemy troop movements.

In his journeys he comes across Father Arsenios and takes to walking with him, passing as another religious lunatic. One more oddity in a book full of eccentrics.

47. Dr Iannis Counsels his Daughter

We find the doctor once again writing a section of his history. He’s gone back to the ancient Romans’ occupation of Cephallonia. More importantly he can’t get his pipe to draw any more because of the vile apology for tobacco which is all you can get in wartime. He reflects that his history is more or a personal lament than an objective factual account. I’m sympathetic to the notion that History writing is actually impossible. We can never fully know the past for the blindingly obvious reason that none of us even understands the present. Like newspaper columnists all we can do is play with stereotypes and clichés, slightly more advanced stereotypes and clichés it’s true, but simplifications nonetheless. Because the true history of any event is beyond our abilities to fully understand. We always shape and interpret everything to suit our own purposes. History is no exception, the reverse: it’s distortion and simplification writ large.

Anyway, next time Pelagia comes in he asks her to sit down and have a heart to heart. He says he realises she and Corelli are in love. She blushes scarlet. He proceeds to calmly make the case against their love: 1) The captain is a foreigner and an enemy. If people discover she’s having an affair with the handsome enemy she will be universally decried as a traitor, spat at, stoned in the street. Her social life will end. 2) If she thinks of leaving for Italy she will leave behind forever everything which matters to her. 3) Infatuated love is transient, 6 months a year. After that it settles down to be hard work and you either discover you are two trees whose roots have entwined (like Dr Iannis and his wife did) or discover that you are separate beings. He is worried this is what Pelagia will discover when the dust settles. 4) She is still officially affianced to Mandras and nobody knows whether he’s alive or dead. 5) Sex deferred becomes more and more obsessed over, but lust can only really function within marriage, otherwise the risks are enormous of pregnancy, complete social death, the man abandoning her, or dying from an abortion. 6) If she did have a child and become a single mum no man would marry her and she would end up like most in that situation, becoming a prostitute. 7) Sexually transmitted infections for which there were, in 1943, no cures.

48. La Scala

Weber brings evidence of crooked Italian scams to Corelli. Carlo is there and the doctor. It turns into a debate about morality and ‘science’, giving Weber the opportunity to expound at length the Nazi idea of the New Morality, Strength Through Joy, the fascist perversion of Darwinian evolution.

Although this then morphs into Weber bringing in his wind-up gramophone and playing Lili Marlene on it, which Corelli plays along to, the sound wafting out into the warm Greek night and enchanting listeners. (Compare with the descriptions of hearing Lili Marlene over the radio in Fitzroy Maclean’s war memoir Eastern Approaches.)

Pelagia expresses such joy at the machine that Weber promises he’ll leave it with her when he finally leaves and she calls him a sweet boy and kisses him on the cheek which makes him blush. She must be 19 or so by now and he, maybe 24. They’re all kids.

49. The Doctor Advises the Captain

Dr Iannis and Corelli are sitting quietly chatting while Corelli restrings his mandolin. Iannis gives Corelli the male equivalent of the talking to he gave to Pelagia a few days earlier. He is nettled when Corelli gives a blithe picture of their future together and says he loves Pelagia, as if that will solve all problems. Iannis tries to explain why he thinks Italians and Greeks are profoundly different, with a view to explaining why Pelagia can never leave the island and go with Corelli back to Italy. She would die of homesickness (p.291).

50. A Time of Hiatus

The Allies invaded Sicily in July 1943. According to the very opinionated narrator this amounted to a betrayal of the Greeks, their most loyal allies and, fatefully, allowed the Greek communists a year to arm and prepare for their takeover i.e. the civil war, although in some places the people rebelled against the 25% tax they imposed everywhere.

The Italians on Cephallonia follow the progress of the Allies up Italy and talk aloud about armistice or surrender. The Germans in their small garrison fume at their perceived betrayal. Father Arsenios passes by with tattered dirty Bunny. Corelli tells Pelagia his boys think they should disarm the German garrison while it’s still small.

51. Paralysis

This chapter opens with another experiment in form for de Bernières has developments in Italy narrated as if in the style of Homer. De Bernières gives a day by day timeline of the collapse of Mussolini’s government in July 1943 and the secret negotiations of his replacement, Marshal Badoglio, with the Allies. The La Scala choir doesn’t meet any more. Corelli doesn’t come to the house any more, too busy training with his unit. On 8 September comes the announcement over the radio that all aggressive actions by Italian forces against the Allies will cease at once. Church bells are rung all over the island and neighbouring islands.

The Italian officers are confused: should they surrender to the Germans? sign an armistice with them? attack them? Corelli is crystal clear that they must disarm the Germans or they’re ‘fucked’. Italian warships in the harbour slip anchor and head back to Brindisi thus preventing the evacuation of the 5,000 or so troops on the island. Hard to credit such cowardly betrayal.

Corelli asks the doctor how he can contact the resistance or andartes but the doctor doesn’t know and all Corelli’s efforts fail.

52. Developments

Consisting of 10 short sections giving the points of view of people caught up in the general confusion.

  1. First person Carlo can’t believe their orders to surrender to the Germans.
  2. Conversation between Italian CO General Gandin who tells his German counterpart, Barge, that the Italians are voluntarily giving up positions to show their good faith.
  3. First person Corelli gives his mandolin to Pelagia for safekeeping, She reveals they’ve also taken Carlo’s manuscript and Corelli is surprised to learn the big man is a writer.
  4. Leutnant Weber cleans his gun.
  5. General Gandin uselessly confers with his chaplains and shows an irrational fear of attack by Stukas, unaware of the fact that’ from a military point of view they were one of the most ineffective weapons of war ever devised’ (p.304)
  6. Someone comes to Corelli’s barracks to tell them Italian officers in another place have been shot by the Germans, prompting Corelli to demand a vote.
  7. General Gandin wastes the next day in indecision.
  8. Quote of the short order sent directly from Hitler ordering the complete liquidation of all Italian forces on Cephallonia. Since Italy hasn’t declared war on Germany, the Italians are to be treated as franc-tireurs rather than as prisoners of war.
  9. General Gandin’s conference with senior officers, at which he highlights contradictory orders from Rome. Indecision.
  10. The British decoded the German order to liquidate the Italians but did nothing because it would reveal the fact that they’d cracked their codes. De Bernières has quite a lot satirical disgust at the British attitude and abandonment of their allies.

53. First Blood

The fighting breaks out piecemeal as Italian officers, abandoned by their commanders and their allies, take courage. Planes fly overhead dropping bombs. Italians take on the Panzer tanks parked at strategic points in the towns. Instead of demanding a surrender, Gandin calls only for a truce, effectively handing the initiative to the Germans.

54. Carlo’s Farewell

Carlo writes a love letter to Corelli saying he has loved him as much as Corelli loves Pelagia.

55. Victory

How the Germans promised the Italians safe passage from Corfu them machine gunned them in the water i.e. German mass murder. Stukas dive bomb the Italian barracks. Gandin makes the mistake of calling all Italians from outposts into the town where they are easier targets. Whatever it was this is now a war novel. From his mountaintop Aleko sees the flashes and hears the bangs and knows the war has come to his island. Bunny Warren tries to get Cairo to send reinforcements for the Italians but de Bernières gives a characteristically scathing characterisation of top hole British perfidy:

‘Dreadfully sorry, old boy, can’t be done. Chin-chin.’ (p.316)

In their house Iannis consoles Pelagia who is terrified Corelli is dead. Stamatis and Kolokios come to ask the doctor’s absolution for they are taking their rifles and going off to kill Germans. Meanwhile, Corelli wanders through the rubble of Argostoli which has been seriously bombed. He comes across a little girl, dead, buried in the rubble of a house. Refugees are streaming in from villages razed by the Germans, clogging the streets and making it difficult to move artillery. Meanwhile two more battalions of Germans land. The Germans flatten villages all over the island in fierce fights with the Italians who run out of ammunition and blame the British for abandoning them.

After days of fighting an exhausted Corelli motorbikes to the Iannis house, kisses Pelagia, tells this is the last time she’ll see him alive. She begs him to stay and hide in the house but he explains he has to be with his boys and motors off.

56. The Good Nazi (2)

Cut to Weber arguing with his superior officer that he doesn’t want to carry out the direct order to murder the Italian prisoners. He and his CO argue about the legality of it, which all depends on the prisoners’ status as either POWs (with rights) or franc-tireurs, who it is legal to shoot.

In the lorry taking them to their deaths Corelli and his pals sing the humming chorus from Madam Butterfly. Weber is appalled that these men arrive singing and jump down from the trucks instead of being forced at bayonet point. Corelli recognises Weber and waves to him. Weber goes up to him, they share a cigarette, Weber hesitates and apologises, Corelli is gracious and shakes his hand but Carlo is rude and unforgiving, Weber walks away.

The order to fire is given but the Italians aren’t lined up against a wall but standing or sitting or lying around crying so the Germans have to shoot them where they are. De Bernières singles out for his loathing a sadistic Croatian sergeant who takes thuggish pleasure in emptying his machine gun into the Italians bodies.

And now occurs the most famous incident in the novel. For as the firing starts, huge strong gay giant Carlo Piero Guercio steps smartly in front of Corelli, seizing his wrists in his hands, and stands in front of him like a human shield, receiving bullet after bullet in his body, seeing if he can count to 30 and nearly getting there before a bullet smashes his jawbone and he falls backwards onto Corelli crushing him. Then Weber walks dazed through the abattoir of bodies delivering the coup de grace with his pistol, bends down and looks directly into Corelli’s face, their eyes meet as Weber’s pistol hesitates, then he pulls it back, stands up and walks away.

57. Fire

And now there is an almighty coincidence when Velisarios – remember him? the village strongman? – comes across the killing field and recognises the corpse of Carlo and lifts him up, with difficulty propping him against a wall, and recognised the bloodied body underneath him as the captain who’s been billeted with the doctor. He has multiple bullet wounds and is covered in blood, so much so that Velisarios wonders if it would be kinder to finish him off there, but Corelli whispers ‘Iatro, Pelagia’ so Velisarios picks him up and carries him to Dr Iannis’s.

Meanwhile up on Mount Aenos the goatherd Aleko who, as I said at the start watches all these vents from an Olympian height and with Olympian detachment, sees fires spring up all over the island. With their usual thoroughness the Germans are now burning the bodies, thousands and thousands of Italian men who they’ve murdered in cold blood.

Father Arsenios comes across then largest fire, it is now dark and the German soldiers are exhausting themselves bringing in truckload after load of corpses and throwing them into the flames, some not yet dead. It is a scene from hell and Arsenios shouts his Biblical anathema on all concerned, then starts beating the Germans with his walking staff until eventually a German officer draws a pistol and shoots him through the nape of his neck and they chuck his body onto the enormous pyre.

Eventually the Germans leave and the Greeks come to rescue the bodies they can, in order to give them a decent Orthodox burial. General Gandin is executed along with all his staff officers. It was a massacre of up to 8,000 Italians and a massive war crime.

58. Surgery and Obsequy

Velisario brings Corelli to Dr Iannis’s. Neither Pelagia nor the doctor recognise him but they set to work to treat him. The procedures are described in great detail. After cleaning the blood off they see six bullet wounds but when Iannis starts operating he discovers that they are shallow wounds i.e. haven’t gone clean through the body. Velisario explains how he found the captain, hidden under Carlo, and they are awed at Carlo’s self sacrifice. They ask Velisario to go and fetch Carlo’s body which he does, at some effort, and Iannis digs a grave in the back garden where they sew up his shattered jaw then give him a decent burial. Iannis reads an eloquent eulogy as dawn breaks and the birds begin to sing.

59. The Historical Cachette

The cachette is the hole under the floorboards which has been used to hide rebels and recusants for centuries. This is where they hide Corelli if the Germans are active locally. When he wakes he is in terrible pain. Iannis had to break some of his ribs in order to extract the bullets and wired them together with mandolin wire. This will have to be extracted in further operations. Iannis gives an unflinching prognosis of what Corelli can expect and when the latter jokingly asks him to lie to him, the doctor replies:

‘The truth will make us free. We overcome by looking it in the eyes.’ (p.341)

Fine words but meaningless because – whose truth?

Corelli develops a fever, requires careful bathing, the fever breaks after four days and then he begins to eat. The doctor makes him stand up and walk on the spot. The pain is very bad but it looks like he’ll live.

60. The Beginning of Her Sorrows

Pelagia is now in very poor shape. Her skin is stretched tight and translucent. She is stick thin. She has grey hairs. Her gums bleed and she’s is worried teeth will start to fall out. She’s lost 50% of her body fat and her breasts have shrivelled. Now they start to starve and are reduced to hunting for lizards and snakes. She and her knackered lover, Corelli, lie on the bed together for hours and fantasise about the future. He hopes there’s a God because he wants to believe all his boys are in heaven. She says she hates all Germans but he makes the point that a lot of the German army isn’t German: they recruited from Poland, Ukraine, Latvia, Czechoslovakia, Lithuania, Croatia, wherever there are thugs and sadists.

(p.345)

They realise that the longer he stays the more likely he’ll be discovered. So with reluctance they ask Stamatis or Kolokios to contact Bunny Warren who, a few days later, comes knocking at the window in the early hours. Provided with gold sovereigns by London, Bunny has for some time been paying local fisherman to smuggle allies out of Cephallonia. Now he arranges for Corelli to be taken by caique to Sicily the next evening.

61. Every Parting is a Foretaste of Death

Corelli and Pelagia’s last day together, full of soppy sentimental fantasies about the future, squabbles about whether Corelli should rejoin the army to carry on fighting Germans, what they will name their children. Almost casually, Dr Iannis tells them he has given Corelli permission to marry his daughter.

That night Bunny comes scratching at the window, gives detailed instructions for how to sneak past the German coast guards, the walk in silence down to the beach, lights flash, a rowing boat comes inshore, Corelli and Pelagia hug, hold and kiss for the last time, then he clambers into the boat and is rowed off into the darkness.

62. Of the German Occupation

After the light-hearted romantic Italians have all gone, shot down in cold blood and incinerated, the Germans prove to be brutal heartless machines, with only one ideology, naked power, and the conviction of their own ineffable superiority. They go into anyone’s house at any hour, beat the inhabitants and steal all their belongings. Both the doctor and Pelagia are beaten and lovely Psipsina is casually beaten to death with the butt of a rifle. Drousoula has cigarettes stubbed out on her breasts for scowling at a German. Four Germans systematically destroy all the medical equipment Dr Iannis has accumulated over four decades. When the Master Race are ordered to withdraw in November 1944, the destroy as many of the houses of Cephallonia as they can.

63. Liberation (the communists)

The Liberation is no liberation because the Nazis are replaced by the brutes of ELAS, the communists, who elect themselves to all positions of power, impose a tax of 25% on everything and start rounding up Fascists and counter-revolutionaries and bourgeois and everyone who poses any kind of threat and sending them to concentration camps. De Bernières really hates them and enumerates their crimes, including stealing food sent to Athens by the Allies for famine relief, destroyed factories, docks and railways the Germans had left intact, created 100,000 refugees, and mutilated anyone who crossed them, castrating and gouging out the eyes of the recalcitrant.

The doctor is dragged away in the middle of the night and sent to a labour camp for the crime of being bourgeois. They beat Pelagia unconscious with a chair. When Kokolios and Stamatis try to protect the doctor all three are arrested and sent to the docks to travel to a camp on the mainland. The communists invite Bunny Warren to a party and shoot him. Chin-chin.

After she’s beaten up Pelagia goes running to Mandras’s mother, Drousoula who takes her to her (shrivelled) bosom and cares for her like a mother. Within a few days she moves into the doctor’s house which becomes a matriarchy.

Return of Mandras

But just when you thought things couldn’t get any worse, they do. Mandras arrives at the doctor’s house and he is now a bloated monster, degraded after years of murdering and raping at will with the communist partisans, gross and disfigured, looking like a toad.

He has come back to claim her as his bride (although he is as disconcerted by the change in his appearance as she is by him). Conversation turns to abuse and he angrily gets out the bundle of letters she wrote him all those years ago and repeats the scene of insisting she read them out loud. This escalates into shouting then he’s accusing her of sleeping with an Italian Fascist, everyone’s told him about it, he starts calling her a whore and when she makes a move to leave, smacks her round the face and when she falls to the floor kicks her in the back, lifts her by the wrists onto the bed and starts to rip off her clothes, as he’s done to so many women over the past three years. (De Bernières gives a horribly convincing psychological insight into the raging joy of rape and then the bitter aftermath, p.366).

Mandras beats her again and again and again till her face is a bloody swollen pulp then hoiks up her skirts but this causes the little derringer pistol her father gave her all those years ago to fall out of the pocket and beside her head. She grabs it and fires, shattering Mandras’s collarbone. He staggers back and at just that moment Drosoula returns, entering the bedroom to encounter this scene.

She rushes over to Pelagia who manages to say through her bloody mouth that Mandras tried to rape her. Outraged, Drosoula produces her own pistol and points it at her son. She formally disowns him, calls him Fascist, Fascist rapist, curses him with traditional curses: may his heart burst in his chest, may he die alone, he is no longer her son, she has no son.

Stumbling outside, Mandras sees the old olive tree, the one he used to fool around in, the one he fell out of onto the pot, the focus of so much love and laughter. Now the whole scene is ashes and emptiness. It’s all been for nothing, all his fighting and suffering and mastering the discourse of revolution, all for nothing. He stumbles along tracks down to the seashore where once he frolicked like a young god, strips off and wades into the sea.

Some time later his body is washed ashore, being nudged and nuzzled by his three tame dolphins. This, the immeasurable degradation of Mandras, more than the killing of Carlo and maiming of Corelli, made me feel really sick and distraught. The charming youth with the arse of a god and a permanent smile had been reduced to a fat, exploiting, bully rapist, symbol of a world degraded to bestial levels.

64. Antonia (the baby)

Someone leaves a newborn baby in a bundle on the step of the house. Drosoula and Pelagia take it in and discover it is a baby girl, to join the matriarchy. Pelagia names it Antonia after Corelli’s name for his mandolin. After so much loss it becomes the focus of their hopes and efforts.

Iannis returns

One of de Bernières’ aims is to flay the communists in the fiercest way possible for their barbaric behaviour. He makes Iannis the vehicle for this, for he has Dr Iannis return, after three long years in communist camps on the mainland, a complete wreck, a broken man. He can’t speak, can barely shuffle, his hands shake, broken by the forced marches without food or water, watching villagers along the way who are slow to feed the people’s army having their eyes gouged out, being castrated or raped, the mouths slit wide. He is haunted by the memory of seeing his two oldest friends, Stamatis and Kolokios, incapable of staggering further, sitting by the road as the column staggered onwards, waiting to be shot as ‘stragglers’. In many ways de Bernières paints the communists as worse than the Nazis.

All the more impressive, then, that he moves back in with the matriarchal household and helps Pelagia who is now the main doctor, healing the sick of the village, despite the deep sense of futility burned into his core (p.371).

She tries to get him interested in his old project, the history of Cephallonia, but the gently whimsical approach to history has been burned out of him. I was recently thinking about Joseph Conrad’s ‘Heart of Darkness’ towards the end of which Marlowe discovers that the deranged envoy of ‘civilisation’, Mr Kurtz, has scrawled words of nihilistic despair across the bottom of a missionary pamphlet, ‘Exterminate all the brutes’. In much the same spirit, Pelagia discovers that her father has scrawled across the bottom of the last page of his manuscript:

‘In the past we had the barbarians. Now we have only ourselves to blame.’ (p.372)

L’omosessuale

Pelagia finally reads the stash of writings by l’omosessuale, Carlo Piero Guercio, and marvels at the secret sensitivity behind the man’s giant strength, marvels at the depths of his love, for Francesco and Corelli. Thus the strength and virtue and endurance of gay love is one of the book’s central themes.

The house becomes a matriarchy, run by Pelagia and Drosoula, who raise little Antonia as a free spirit. The conservative neighbours call them witches, exacerbated by the obvious emasculation of the once-proud doctor, throw stones or hiss at them in the street, tell their children to avoid them. (This reminds me very much of the way the villagers treat the Englishwoman at the centre of John Buchan’s 1926 melodrama, The Dancing Floor.)

In 1950 they can’t scrape together enough to bribe an official who has discovered that neither Iannis nor Pelagia has a medical degree and so bans them from working. It looks as if they’re going to starve until Fate steps in in the shape of a Canadian poet, one of the millions of bourgeois intellectuals who, in the postwar boom, were seeking out the ‘authenticity’ of ‘primitive’ life among workers and sailors. To their astonishment he is prepared to pay an outrageous rent for the old house by the quay which Drosoula had abandoned to move in with Pelagia, and their finances bounce back to health.

In this figure de Bernières gently satirises the existentialist chic of the post-war years, humorously saying that the poet found himself living a happy and contented life and unable to write the angst-ridden and depressing verse which had made him famous and so he eventually packed up and went back to Montreal, via Paris:

where freedom was in the process of being recognised as a major source of Angst. (p.374)

I think he underestimates the extent to which existentialist thought, although well-established before the war, was a) coloured by the wartime years and b) was a kind of traumatic response to the war, and especially to the occupation. But it was also a fashionable fad, as well.

Almost inevitably the household acquires a cat. Women and cats. We learn for the first time that psipsina is, apparently, Greek for ‘puss’. They had started calling Antonia psipsina as a nickname and there is some of the old light-hearted whimsy in the comic confusion created by calling out psipsina and both the cat and the child misinterpreting it.

The revenant

In 1946 occurs the first of strange phenomena. One day, outside, nursing the baby, she looks up and sees a man dressed in black standing hesitating at exactly the spot where Velisarios hit Mandras with the canon. She is convinced it is her beloved Corelli, puts down the baby and runs down the street but when she turns the corner the figure has vanished, despite her anguished calls. Later a single red rose appears on Carlo’s grave. Is it Corelli’s ghost? Next year, at about the same time, she sees the figure again and another red rose appears. As the years of her spinsterhood progress, Pelagia is comforted by the love from beyond the grave.

65. 1953 (earthquake)

Pelagia stops thinking of herself as Greek. The barbarity of the civil war destroyed any belief that Greek culture was special or superior. Increasingly she thinks of herself as Italian and buys a radio cheap because its tuner is broken and it can only reach Italian radio stations. She sings Italian songs and raises Antonia to speak Italian.

Wars

Despite the tourist whimsy of many passages, this is fundamentally a book about war and wars. In one sentence de Bernières positions the events of this chapter after the Greek Civil War (March 1946 to August 1949), after the end of the Korean War (June 1950 to July 1953) and just as the French were drawing near the disastrous climax of the First Indochina War (December 1946 to July 1954). The Second World War may have ended but it was still a world in flames.

Earthquake

This chapter is a fantastically vivid and almost magical realist depiction of the 1953 Ionian earthquake as experienced by our main characters i.e. weird electrical phenomena, followed by a series of shocks, then the Big One, as they desperately try to escape from the collapsing house.

The most destructive [of the shocks] was the August 12 earthquake. The event measured 6.8 on the moment magnitude scale, raised the whole island of Kefalonia by 60 cm (24 in), and caused widespread damage throughout the islands of Kefalonia and Zakynthos … Between 445 and 800 people were killed. (Wikipedia)

The practical upshot is 1) the doctor’s old house is reduced to ruins 2) the doctor is crushed to death, the peg for another of the book’s countless ironies:

[The ruined house] also contained the disillusioned soul and tired body of the doctor, who had planned his dying words for years, and left them all unsaid. (p.383)

66. Rescue

De Bernière’s attitude to his homeland, Britain:

In those days Great Britain was less wealthy than it is now, but it was also less complacent, and considerably less useless. (p.383)

but remember this was published in 1994 and so written during the chaos at the end of the Thatcher regime, marked by the poll tax riots, and then the Conservative Party’s typically squalid and shambolic sacking of the greatest leader it’s ever had, in November 1990 and hurried replacement by the sad and ludicrous figure of John Major, who depressed all progressive-thinking people by winning the 1992 general election by a landslide. So, yes, from the perspective of 1994, Britain was indeed an unhappy, disgruntled, rather ludicrous country.

But there’s more, de Bernière expresses the standard liberal lament over Britain being America’s poodle:

[Britain] had not yet acquired the schoolboy habit of waiting for months for permission from Washington before it clambered out of its post-imperial bed, put on its boots, made a sugary cup of tea, and ventured through the door. (p.384)

You could argue that the crudeness of this is unworthy of the writer who’s delivered so many luminously subtle moments throughout this wonderful book. Then again, satire is, in general, crude. It prompts a second thought: that de Bernières and the world at large had seen nothing yet, and would be amazed ten years later at the behaviour of Tony Blair who rightly earned the nickname ‘Bush’s poodle’ and sent British forces into Afghanistan and Iraq…

Back to the text: it’s the British who send the most aid and stay the longest to help the inhabitants of the Ionian islands to recover but the chapter then goes onto become an overview of all the rescue attempts and aid sent by various countries, as well as the impacts on the locals, some of whom fell into despair, some intractable guilt at having survived, some set up businesses, unlikely leaders emerged such as Velisarios, the strong man, who took charge in Pelagia’s village. The narrative details his heroic acts (single-handedly cleaning out the village well so that nobody went thirsty) deeds which were remembered and venerated for decades afterwards.

In among the general confusion, an Italian fireman borrows an American jeep and drives out to Pelagia’s village, making his way to the ruins of the old house and identifying the ancient olive tree, split in two by the quake, and then sees the grave of the gentle giant Carlo, which has been opened up. He gets a spade from the jeep to recover the big man but as he does so the earth shakes again and the grave closes of its own volition.

Surely this is Corelli, but the text doesn’t say so.

67. Pelagia’s Lament

First-person lament by Pelagia for everything she’s lost, specifically her upbringing by her wonderful father, fount of fantastical stories, which leads up to her memory of Velisarios digging through the rubble to find her father, so small and limp and empty without his soul, and she realised how beaten and broken he had been but how he was the only man who loved her to the end. This lament made me cry.

68. The Resurrection of History

Pelagia sinks into profound guilt that she panicked and ran out of the house and left her father to die. Drosoula and Antonia sympathise to start with, but become more irritated as Pelagia becomes more morbidly obsessed. Eventually they make up the story that her father has appeared to them in dreams and told them to tell her to complete her father’s history of Cephallonia. After initial scepticism, Pelagi discovers that she can do it, enjoys doing it, starts flexing her intellectual muscles, expresses opinions she never knew she had, writes off to experts in Europe and America for more information and is amazed at the enthusiastic replies she receives. Several publishing houses turn it down but it doesn’t matter. Her father’s project has saved her.

It is 1961. Part of her intellectual exercise is enjoying teasing and contradicting the now teenage Antonia. But the girl dismays her and Drosoula by announcing that 1) she is a communist and 2) she is getting married, at the age of 17 (p.397).

69. Bean by Bean the Sack Fills

Life continues. Pelagia starts to receive postcards from cities round the world with short cryptic messages in Greek. They can’t be from Corelli, he couldn’t speak Greek and what was he doing gallivanting round the world. She decides they’re from the ghost of her father continuing the peregrinations of his youth.

Antonia gets a job serving in a café in Argostoli and is chatted up by short, plump, 32-year-old radical lawyer Alexi (p.399). Despite all her mother’s opposition, Antonia gets married at a happy traditional ceremony.

Time passes. Drosoula sets up a ramshackle taverna in the space down by the quay where her house used to be and becomes a tourist attraction, famed for her slow service but eccentric company. Lemona, now the plump mother of three children, helps out as does Pelagia.

Antonia cries when King Paul dies, comes for comfort when Alexi is locked up by the colonels in 1967 and again in 1973, goes to the mainland to take part in feminist demonstrations. She tells her mother it’s all the fault of the older generation and it’s up to the young people to fix the world. As all young people do. But, as a feminist and a radical, she refuses to have a grandchild for Pelagia to the latter’s sorrow.

Drosoula dies quietly in her chair and is buried next to Dr Iannis and Pelagia suddenly realises she is alone. But in the event Antonia does get pregnant and have a little baby boy. Pelagia dandles it and calls it Iannis so often that that becomes its name. Alexi is a rich bourgeois now, builds an apartment block on the hillside where the old village used to be, rebuilds Drosoula’s taverna, hires a competent chef, takes 50% of the profit.

70. Excavation

Iannis grows to be a beautiful 6-year-old who helps out at the taverna and is cooed over by foreign matrons. Alexi becomes a property tycoon, building evermore apartment blocks with swimming pools and tennis courts. Antonia opens a tourist emporium full of tat in Argostali and then in half a dozen other towns. They become rich.

The boy Iannis engages in competitions to pee as high as possible against the wall at the back of the taverna and his dreams are full of plump tourist matrons pressing him their squishy bosoms.

When he’s ten, Pelagia hires Spiridon, a talented bouzouki player from Corfu, whose dexterity reminds her of the one true love of her life. iannis dreams of becoming a kamakia or ‘harpoon’, slang for the handsome young men who hang about the airport on mopeds and make a living having passionate week-long affairs with single women who’ve flown to Greece looking for ‘romance’ (p.407).

Anyway, Iannis conceives the ambition of playing the bouzouki not least because, by the end of every evening, Spiridon has his arms round the prettiest girls in the restaurant and is being showered with roses. Spiridon says his arms are too short to play it, he should start with a mandolin, so he begs his mum and dad for a mandolin but they keep forgetting to get one on their umpteen trips abroad, so instead he pesters granny Pelagia, who says there’s one buried in the ruins of her old house.

Which is why Iannis is dispatched with Spiridon to dig it up and hence the title of this chapter. In digging through the rubble they discover all kinds of relics which mean something to the reader – a wartime photo of Corelli and Weber, a family photo album starting with Dr Iannis’s wedding, a jar with a shrivelled pea in it (the pea which kick starts the whole narrative).

In the middle of this digging a huge old man appears in the ruined doorway. It is old Velisarios, come to see if they are looters. In his hand he holds a red rose and it’s only now that we learn that it is he who has left a rose on Carlo’s grave every year in October and, it is strongly implied, that he too was gay and recognised and respected a kindred spirit.

Anyway, it’s this huge strong Velisarios who opens up the trapdoor to the historic cachette under the old house where, of course, they find all its treasures perfectly preserved – the manuscripts of Carlo’s letters, Iannis’s history, Weber’s wind-up gramophone with records, the clasp knife she gave her father, the blanket she crocheted throughout Corelli’s stay, and, in side a box inside cloth covers, the most beautiful mandolin Spiridon has ever seen.

71. Antonia Sings Again

Reunited with all these evocative objects, Pelagia cries for weeks, and then shows the photo album in particular to Iannis, boring him with stories of all the old people in them.

And Spiro teaches Iannis how to play the mandolin.

72. An Unexpected Lesson (reappearance of Corelli)

Cut to 1993. Iannis is 15. He likes to go up to the old ruined house to practice the mandolin. One day an old grey-haired man approaches him. It is, of course, Antonio Corelli. He politely points out that the boy is fingering the mandolin in slightly the wrong way which is hampering his technique. When he takes the mandolin to show him how, he suddenly realises it is his old one. Everything comes flooding out and he tells the enthralled teenager how he is the man his mother was going to marry, how he was saved by the giant buried in the back garden and how the four strings missing from the mandolin when they first found it… are in his chest, holding his ribs together, he never had them removed.

73. Restitution (Corelli and Pelagia reunited)

This final chapter opens comically, with Pelagia, confronted by Corelli in the middle of her taverna, going mad with rage, overturning tables, throwing plates and pans at him, then prodding him with the broom handle as she furiously accuses him. All these years she thought he was dead and yet he was alive and living the life of Reilly.

So now we have the Big Reveal, the explanation of the last 50 years of their lives (1943 to 1993). It was Corelli who Pelagia saw at the end of the road in chapter 64, in 1946. He had come back to see her. But what he saw was her nursing a baby and put 2 and 2 together and made 53, wildly assuming that she was married with a child. In his confusion he ran and jumped over a wall so that when she ran after him she saw an empty street.

He came back every year around the same time but always saw her with the baby and made the same mistake. Pelagia asks the obvious question, why did he never meet her and ask her? Because he didn’t want to ruin what he thought was her new, happily married life by stirring up old ghosts. So like a gentleman he did the restrained thing and backed off. Although he did return every year, so her impression of seeing the mysterious dark man was real.

In the meantime he took her parting advice, left the army and became a fireman. Plenty of time to practice and compose and eventually he wrote classical pieces which became a success, three concertos, one of them with Pelagia’s March as its central theme.

He became a successful concert performer and was in demand around the world. Hence the postcards. They were from him. Why in Greek? Because when the full truth of the Fascist regime’s evils came out he was ashamed to be an Italian and emigrated to Greece. He’s been a Greek citizen for 25 years.

Much more chat and memories then he shyly gives her a Walkman and a tape of his 1954 concerto and leaves, to meet up later. She fumbles with the Walkman but once she works out how to work it, is amazed at how immediate and total the musical experience is, right in the centre of her head. And then she hears Pelagia’s March which he used to hum, subject to all kinds of developments, played by different instruments and then makes out the rat-a-tat-tat of machineguns, and the rumbling of drums which embodies the earthquake, my God, the whole narrative is captured in musical form.

That evening he brings her a goat. He went to the trouble of taking a taxi to the top of Mount Aenos where he was swindled by Alekos, and had to pay the taxi driver a double fare to bring it all the way down the mountain. It’s restitution for the one she loved which was stolen in chapter 44. She says she’ll name it Apodosis which is Greek for ‘restitution’. She amusingly humiliates Corelli when he tells her she should get good milk out of it, maybe sell yoghurt in the restaurant and she points between its back legs at the big pink scrotum!

That evening he returns with a modern motorbike and suggests they roar off up into the hills to see if they can find the old shed where they used to hide away and kiss and cuddle, which they called their Casa Nostra. Pelagia says it’s a preposterous idea and agrees. As they roar up into the hills Pelagia is pleased and terrified and holds on tight.

And in the final image of the novel, they are overtaken by a scooter carrying not one but three young woman, wearing skimpy dresses showing their shapely breasts, long hair flowing in the wind, one driving, one doing her eye make-up, one nonchalantly reading a paper. An image of carefree youth and optimism. Corelli thinks that when he comes to map out his next concerto all he will have to do is remember this moment to conjure up the spirit of Greece.

THE END.

The unsaid as a central theme

Writing out the sentence describing Dr Iannis’s death in the Ionian earthquake, and how he had for years prepared some noble and profound last words which, in the event, he had no chance to utter before being crushed to death, made me realise that this is a minor but significant thread in the book – the frustration of the unsaid.

On several occasions Corelli has big speeches ready to deliver to Pelagia, only for her temper or mood to sweep the conversation away.

Similarly, Dr Iannis likes to prepare grand speeches with which he will demolish the communist beliefs of Kokolios or the monarchism of Stamatis, and yet life (and Lemoni) keep interrupting him so that they are never delivered.

Mandras has so much to say to Pelagia on his two returns, from the Albanian front and then from life with the communist partisans, and yet both times his hopes of expressing what he feels are dashed and he ends up attacking her in a raging fury.

But the theme has its best embodiment in the entire life of Carlo Guercio, who overflows with love for Francesco and then for Corelli, which he can never ever, in real life, express.

Related, is the scene of Pelagia and Corelli’s last day together before he takes the illicit boat back to Italy, in which they have plenty of time and yet, somehow, mysteriously, don’t get to express a fraction of their feelings.

And maybe also related is Dr Iannis’s eternal frustration with his History of Cephallonia – no matter how much he writes he somehow never gets to express what he wants to say.

It’s as if it’s a buried moral of the story, that no matter how eloquent the writing and the words, the most important part, somehow, still, is left unexpressed. Something which is expressed nearly at the end of the text when Pelagia shows young Iannis all the photos from her life and he is suddenly struck by how little survives of our lives and loves, thinking:

How can a present not be present? How did it come about that all that remained of so much life was little squares of stained paper with pictures on it? (p.416)

Hummel’s concerto for mandolin

Greek words

  • agapeton – sweetheart
  • iatre – ‘Doctor’
  • koritsimou – my girl
  • kyria – respectful title for a female, ‘kyria Pelagia’
  • mangas – men, chaps
  • papakis – diminutive form of address to a father
  • patir – form of address to a priest, same as ‘Father’

Credit

Captain Corelli’s Mandolin by Louis de Bernières was published by Secker and Warburg in 1994. References are to the 1995 Minerva paperback edition.

Modern Greek reviews

Second World War reviews

Imperial Life in the Emerald City: Inside Baghdad’s Green Zone by Rajiv Chandrasekaran (2006)

‘Yee-haw is not a foreign policy.’
(Hand-written sign in the bar of the British compound of the Green Zone, Baghdad)

Why America invaded Iraq

In March 2003 the US Army, accompanied by forces from the so-called ‘coalition of the willing’, invaded Iraq with the aim of overthrowing Saddam Hussein. The architects of the invasion, US Secretary of State for Defence Donald Rumsfeld and Deputy Secretary of Defence Paul Wolfowitz, persuaded all concerned that the Saddam needed to be overthrow because a) he was running programs to produce and launch weapons of mass destruction which presented a clear and present danger to America and other Western nations, and b) he supported Osama bin Laden and al Qaeda, who had been responsible for the 9/11 attacks on New York and the Pentagon.

The neo-con sponsors of the Iraq War

Rumsfeld, Wolfowitz, their chief supporter in the White House, Vice President Dick Cheney, and their gofer at Defence, Douglas Feith, assured the President, the press and the sceptical military that the Army would be greeted as liberators, much like the Allies who liberated Italy and France from Nazi rule. They argued that the US need only deploy the minimum number of troops possible because the Iraqi army and police would quickly take over law and order duties. They didn’t work out a detailed post-invasion plan on how to reconstruct the country after a decade of sanctions and Saddam’s mismanagement had run it into the ground because they thought Iraqi civil servants would remain in place, the various ministries would continue to function smoothly, and that an interim Iraqi government would quickly be put in place. Whatever it cost would be covered by revenue from Iraq’s abundant oil reserves.

Cheney, Rumsfeld, Wolfowitz and Feith were right-wing Republicans, also known as neo-conservatives or neo-cons (p.128). They had a long-standing, hawkish, interventionist view of foreign policy, believing the US should use its military superiority to every other country in order to reshape the world to suit American political and economic interests, and took advantage of the confused and hysterical atmosphere after 9/11 to:

  • remove Saddam and solve the Iraq Problem once and for all
  • rebuild Iraq as a model democracy which would be an example to the region
  • rebuild not only the political system and infrastructure on a Western democratic model, but remake the economy as a model free market economy, privatising all the nationalised industries, setting up a properly run stock market, and opening the country to foreign investment
  • ensure the new Iraqi government would be a friend and ally of Israel, a country to which all neo-con Republicans are fiercely attached

Backing Ahmad Chalabi

The neo-cons (especially Douglas Feith’s Office of Special Plans, p.216) put their faith in the smooth-talking Iraqi exile politician Ahmed Chalabi, head of the Iraqi National Congress who bolstered their thinking at every turn, assuring them Saddam was an immediate threat with his weapons of mass destruction, assuring them the US army would be greeted with flowers and celebrations, assuring them he could form a national government which would be friendly to America and Israel, assuring them the Iraqi economy, for decades a command economy consisting of state-supported industries, could easily be converted to a flourishing free market economy, and so on and so on. All lies and fantasy (p.30).

Anybody who expressed a negative opinion of this wonder-worker was liable to lose their job, such as Thomas Warrick, one of the few staff at ORHA who knew what they were doing but expressed a strong aversion to Chalabi who he regarded as a ‘smarmy opportunist’ (p.40). So Rumsfeld got him fired.

Military operations

The invasion phase of the war began on 19 March 2003 (air) and 20 March 2003 (ground) and lasted just over one month, including 26 days of major combat operations. After 22 days Coalition forces captured the capital city Baghdad on 9 April 2003 after a 6-day battle. On 1 May US President George W. Bush declared the ‘end of major combat operations’.

The Office for Reconstruction and Humanitarian Assistance

The Americans had made some preparations for managing the country after it had been conquered but left it very late and never developed one authoritative, commonly agreed plan; different plans produced by different parts of the bureaucracy floated around, none of them complete in the necessary detail.

It was as late as 20 January i.e. just 2 months before the start of the invasion, that Rumsfeld got round to creating a body to act as a caretaker administration in Iraq until the creation of a democratically elected civilian government. This was the Office for Reconstruction and Humanitarian Assistance (ORHA). They appointed retired Army Lieutenant General Jay Garner as Director, based on Garner’s experience managing the relief effort for Iraqi Kurds in the aftermath of the 1991 Gulf War (p.31).

Garner quickly realised that the lack of a plan for the reconstruction of post-war Iraq was just one among a whole host of problems he faced These included a lack of qualified senior managers to take over every Iraqi ministry and a severe shortage of experienced civil servants to assist them. Senior staff were dumped on him purely because of their ideological commitment to the Republican party rather than any expertise or qualifications.

  • Tim Carney was a retired ambassador. He was nominated to ORHA by Wolfowitz and assigned to run the Iraqi Ministry of Industry and Minerals. Carney had no knowledge whatsoever of industry or minerals. He was given no information and no briefing, no idea how many workers the industry employed, no idea how many factories or state-run companies there were, so he looked it up on the internet and busked it from there (p.38).
  • A bureaucrat from the US Treasury was put in charge of the Iraqi Ministry of Education, despite having no knowledge whatsoever of education.
  • A former ambassador with no experience of trade was put in charge of the Ministry of Trade.
  • Stephen Browning from the Corps of Engineers was asked to head up four Iraqi ministries, of Transport and Communication, Housing and Construction, Irrigation, and Electricity (p.34).

The Great Looting

Then came the looting. While they awaited the end of the conflict in their Kuwaiti hotel rooms Garner and his staff watched on TV the astonishing level of looting which the under-manned US army allowed to happen in the immediate aftermath of the Battle for Baghdad (p.43). Because Rumsfeld had obstinately insisted on keeping the US force to a minimum, the occupying army simply lacked the manpower to protect key buildings and facilities. Day after day American soldiers stood by and let looting on an industrial scale devastate every administrative office in the capital and every factory, warehouse and industry, down to power stations and electricity substations. Everything that could be dismantled, taken away for personal use or for sale on the black market, was.

Tim Carney of ORHA was quickly to conclude that the looting did far more damage to Iraq’s infrastructure than the Allied bombing campaign (p.49). For example, all but one of the nation’s fire stations had been completely looted of all their equipment; the service would need to be rebuilt from scratch (p.100). All bank records of all businesses and municipalities disappeared (p.134). The countries’ universities were stripped of all moveable assets, computers, lab equipment, desks, chairs, even wiring (p.186). Hospitals were completely gutted of all valuables, equipment and medicines (p.235).

With the result that when they finally arrived in Baghdad, Garner and his team had nowhere to stay, no agreed plan, little or no budget, and inherited government buildings which had been ransacked and, in many cases, burned to the ground, with the loss of all the key information about the Iraqi economy, assets and businesses.

Little surprise, then, that ORHA began its work in an atmosphere of confusion and demoralisation which only got worse as the scale of the disaster and the challenge sank in. Its own staff quickly gave it the joke name ‘the Office of Really Hopeless Americans’ (p.32). Garner’s pessimistic reports back to Rumsfeld in Washington, and his insistence that power be handed over to the Iraqis themselves as soon as possible, quickly turned the neo-cons opinion against him.

ORHA replaced by the CPA

With the result that, to the surprise of Garner and his staff, he was relieved of the job after just one month (p.60). In fact it was announced that ORHA itself was being shut down and replaced by a new entity, the Coalition Provisional Authority (CPA). This was to be assigned ‘executive, legislative, and judicial authority over the Iraqi government’ and headed up by staunch Republican, Lewis Paul Bremer III.

When he’d arrived in Baghdad Garner found no accommodation had been arranged for him or his staff. He’d had to scrounge help from spare military officials who had helped him find one of Saddam’s vacant palaces which had escaped bombing but had no water or electricity and so where his staff camped out while Halliburton, the government’s logistics supplier, put them on the long waiting list for camp beds, portable stoves and suchlike (p.55).

Setting up the Green Zone

Garner and ORHA were just one of several US administrative teams, the Army, the CIA and numerous private contractors who quickly realised that the palace area of Baghdad offered many advantages. Even in the first few weeks the general streets of Baghdad were lawless because the Iraqi civil administration had broken down, all the army and police stayed home and there weren’t enough American troops to enforce law and order. Baghdad’s big swish hotels (where the world’s press had stayed during the Gulf War) couldn’t be made secure enough by the insufficient numbers of soldiers and freelance security contractors (p.46).

Whereas, over a decade earlier, Saddam had begun work building palaces and reception buildings on a grand scale in an enclave of the city which fronted on the Tigris River. Here buildings were constructed on an epic scale, even the houses of the staff were luxurious, the roads were wider and shaded by trees. More to the point, Saddam had enclosed the whole thing in a solid, rocket-proof brick wall. The Americans quickly grasped this was a ready-made secure location for all their administrative staff and added 17-foot-high blast barriers topped with coils of razor wire. The precinct had just three entrances which were protected by concrete blast barriers, troops and tanks.

The Americans quickly named it the Green Zone, by contrast with the rest of Baghdad, and then of Iraq as a whole, which quickly degenerated into chaos and violence. Inside these walls, insulated from the privations of the entire Iraqi population which was going without fresh water, electricity and basic supplies, where the complete breakdown in law and order had resulted in burglary, theft, muggings, carjackings, shootings, murder and rapes, the thousand or so fresh-faced staff of the Coalition Provisional Authority, published reports festooned with statistics and graphs showing how the country was going from strength to strength, cooked up impressive project plans for restructuring the economy or turning Iraq into a Western-style democracy, in complete ignorance of the reality of the world outside their comfort zone.

Imperial Life in the Emerald City

And it is this – the heroic, ironic, often hilarious and sometimes tragic disconnect between the pipe-dream rhetoric of the CPA and the steady descent into chaos of the country they claimed to be running – which is the subject of Rajiv Chandrasekaran’s award-winning book, Imperial Life in the Emerald City.

It is ‘imperial’ life because Bremer was, in effect, the viceroy of the imperial power, America, which ran Iraqi affairs from Washington DC. And Chandrasekaran calls it ‘the Emerald City’ because of the happy colour coincidence between ‘Green Zone’ and the Emerald City in the Wizard of Oz books, a handy overlap which also conveys the sense of never-never quality of most of the CPA’s fantasies of nation building.

Chandrasekaran and Thomas E. Ricks

In Fiasco, his extraordinary account of the Iraq War, Thomas E. Ricks gives a high-level and highly analytical account which focuses on all aspects of the military involvement of the war, giving extraordinary insight into just how such a war is conceived and planned, with quotes and comments from an awesome cast of senior military figures, active and retired. Ricks sheds light on the huge amount of bureaucratic in-fighting which accompanies such a huge undertaking, not least between the conservative and sceptical diplomats at the State Department, run by former General Colin Powell (p.34), and the far more gung-ho, hawkish neo-conservatives at the Department of Defence (also referred to as the Pentagon) led by Rumsfeld and Wolfowitz, who despised the former:

Veteran Middle East hands were regarded as insufficiently committed to the goal of democratising the region. (p.95)

Although Chandrasekaran also covers some of the same territory as Ricks (he shows us Rumsfeld and Wolfowitz making the same mistakes as Ricks does, and Powell and other experts expressing the same reservations), by and large he is more firmly in the Green Zone, meeting numerous staffers, describing their everyday life of hamburgers and American movies, working out at the gym, and producing fantasy plans and utopian policies (their ‘crazy ivory tower schemes’, p.254) to please their ideological masters back in Washington which had no possibility of ever being carried out in Iraq. If Ricks is all about the Army, Chandrasekaran is all about the CPA and its people.

Ordinary people and amateurs

For the first part of the book Chandrasekaran is interested in people and their stories, generally the lower echelon staff, who populated the Green Zone. These guys were flown in to staff the CPA, often at very short notice, and generally with little or no expertise in the jobs they were expected to do.

Half had never been abroad before and for many it was their first full-time job (p.15). What comes over loud and clear is that all that mattered was ideological purity and commitment to the Bush Republican Party, that they be ‘the right kind of Republican’ (p.59). Ideology trumped both experience and expertise, as the whole world was able to tell, from the results.

Take John Agresto. He was 58 when Chandrasekaran met him. John had been assigned the daunting task of rehabilitating Iraq’s university system, comprising some 375,000 students located at 22 campuses which had all been trashed in the post-conquest looting. John had no experience of post-conflict reconstruction. He had no experience of the Middle East. His job back in the States was running a small college in Santa Fe with under 500 students. So what the devil was he doing in charge of rebuilding Iraq’s entire higher education system? Well, on the board of that little college back in Santa Fe just happened to be Secretary of Defence Donald Rumsfeld’s wife and, when John had a stint working on the National Endowment for the Humanities, he had got to know Vice President Dick Cheney’s wife, too, and they both told their husbands about him.

Getting a job at the CPA really was a case of not what you knew, or even who you knew but who knew you. However, once you were in post, none of your fancy contacts from back home in the States helped with getting the actual job done. After 8 months of assiduous research, John had concluded that he needed more than $1 billion to rebuild Iraq’s higher education facilities. When Chandrasekaran met him, he’d received just $8 million from the CPA. Neoconservative Republican nation-building…on the cheap (p.3).

At least Agresto had some experience of what he was charged with. Michael Cole was just 22 and barely out of college when he found himself employed by the ubiquitous contracting corporation, Halliburton, as ‘customer service liaison’ for the catering and canteen laid on for the CPA’s 1,000 or so staff. Did he have any experience of catering, of working with the military or in a warzone? Of course not. He had been working as a junior aide to a Republican congressman from Virginia when the Halliburton vice president overheard him talking to friends in a bar about handling irate constituents. She (the vice president) introduced herself, gave him her card, three weeks later Halliburton rang him up and offered him a job in Baghdad. That simple, that random.

Chandrasekaran’s book is about the extraordinary alternative reality which developed inside the enchanted city, populated as it was by young, fresh-faced American college kids who knew nothing about the real world, and less than nothing about Iraqi culture and society, but who carried on churning out PowerPoints and spreadsheets showing US policies transforming the country for the better, improving Iraq according to all kinds of gee-whizz metrics while, in the real world outside their bubble, the country was collapsing into hyper-violent sectarianism.

Another example is Mark Schroeder. This keen young fellow was employed to produce PowerPoint presentations and spreadsheets with graphs showing how everything was getting better and better in liberated Iraq. He had never been outside the Green Zone and had no real idea what conditions were like. He didn’t even interview or talk to the thousand or more Iraqis who had the menial service jobs inside the Zone. He had no interaction with any of the population of the country he was reporting on whatsoever. Instead Mark got all his information from Fox News which, of course, promoted George Bush’s agenda, so he thought everything in Iraq was just dandy (p.25).

When, after some delay, Bremer and his deputies realised the extraordinary power wielded by Iraq’s most influential Shiite leader, Grand Ayatollah Ali al-Sistani, they sent an emissary to him and who did they choose for this crucial mission? An Iraqi-American who knew nothing about politics or diplomacy but was a wealthy urologist from Florida who had developed a penile implant for impotent men (p.88).

The spirit is summed up by the comment of one unnamed staffer: ‘I’m not here for the Iraqis, I’m here for George Bush.’ (p.90) Not many of these staffers had voted Democrat and those who had quickly found out it was a secret best kept to themselves in this overwhelmingly partisan and zealously Republican environment.

Chandrasekaran has a section on how the vetting was carried out by pro-Bush partisans. According to Frederick Smith who served as deputy director of the CPA’s Washington office:

‘The criterion for sending people over there was that they had to have the right political credentials.’ (p.101)

People with much-needed expertise were rejected if they lacked commitment to Bush-type neo-conservatism. Rather than questions about the Middle East, Arabic or Iraq, applicants were questioned about their attitude to the Republican shibboleths of abortion and gun control. So they got an administration of people who voted the right way but had no qualifications for the job.

Bremer’s office advertised for 10 young gofers. The 10 who were hired were all vouched-for solid Republicans. Six of them were put in charge of Iraq’s $13 billion budget although none of them had financial management experience.

Bremer had hugely ambitious plans to completely remodel Iraq’s centrally planned command economy into a free market, neo-liberal, capitalist economy. When the first nominee to this role, Thomas Foley, proved too zealous for the post, Bremer replaced him with Michael Fleischer. Fleischer had no experience whatsoever of creating free enterprise in a formerly socialist economy but…his brother was White House press secretary Ari Fleischman. It was all about contacts and connections, not expertise (p.251). That’s why billions and billions and billions of dollars were completely wasted.

L. Paul Bremer

Chandrasekaran describes the personality and working practices of the CPA’s chief executive, L. Paul Bremer, appointed on 11 May 2003, in chapter titled ‘Control Freak’. (This is not as rude as it sounds. It is how Bremer was described by Henry Kissinger, who he at one point worked for as a special assistant, as described on pages 70, 75 and 215).

Chandrasekaran travels with Bremer to ministries and schools and interviews him en route. Bremer talks a good game. He works long hours, incredibly hard. He insists on seeing every memo, signing off every document. And yet, as the Wikipedia article on the CPA pithily puts it:

At the CPA, Bremer moved quickly to install opaque and corruption-prone methods for the withdrawal and transportation of extremely large amounts of cash often transported from the US to Iraq by C-17 transport plane…The CPA was strongly criticised for its mismanagement of funds allocated to the reconstruction of Iraq, with over $8 billion of these unaccounted for, including over $1.6 billion in cash that emerged in a basement in Lebanon.

American valules. Bremer is, of course, remembered for his first two major acts as ‘viceroy’ of occupied Iraq, which plunged the country into chaos and condemned America to an 8-year occupation, the loss of some 5,000 US troops, an equal number of civilian contractors and a truly awesome amount of money, at least $757 million. Wikipedia again:

The first act of the CPA under Bremer, Coalition Provisional Authority Order 1, was to order the de-Ba’athification of Iraqi society. On 23 May, CPA Order Number 2 formally disbanded the Iraqi army as well as other public servants including nurses and doctors and eventually led to the direct unemployment of more than 500,000 Iraqi citizens.

Chandrasekaran discusses the background to the debaathification order on pages 76 to 81, and to scrapping the Iraqi army on pages 81 to 86. He goes out of his way to play devil’s advocate, to explain Bremer’s thinking, and point out that he wasn’t alone.

Nonetheless, lots of experts, his colleagues in the CPA, State Department officials and senior army generals, Bremer’s predecessor, Jay Garner, Steve Browning the man running five ministries – all warned that these orders would be catastrophic (p.78). They would create at a stroke over half a million angry, humiliated men and women, rendered jobless and aimless in a society awash with weapons. (Thanks to Donald Rumsfeld’s obstinate refusal to send enough US troops to adequately police the hundreds of military barracks and arms depots these were left unguarded and promptly looted, keeping insurgents and militia groups happily armed and provisioned for the best part of the next decade).

But Bremer went ahead despite all the advice to the contrary and all the critics and warners were proved correct.

Challenges of rebuilding a country

Initially I thought the whole book would be a kind of freeflowing satire of the hapless American’s incompetence as demonstrated by the youth and inexperience of so many staffers. But around page 100 of this 330-page book the narrative becomes a lot more structured. Henceforward each chapter deals in some detail with one particular challenge the CPA faced, namely:

Privatising the economy

Describes the woeful state of the Iraqi economy and CPA officials various plans to convert its socialist command economy into an America-style free enterprise, capitalist economy. This implied a raft of changes which included:

  • privatising the many industries managed entirely by the state
  • changing Iraqi laws to allow foreign companies to invest in Iraqi businesses
  • letting the Iraqi dinar float on international currency markets
  • setting up a stock market according to best international standards of transparency
  • abolishing the complex system by which state industries were subsidised and kept uncompetitive
  • reducing personal taxes to encourage initiative and entrepreneurship

Managing all this was handed over to Bremer’s economics czar, Peter McPherson. Unfortunately, the only difference everyday Iraqis noticed was that a) a lot of them lost their jobs in uncompetitive industries which were closed down; the Iraqi dinar plummeted on international markets so everything became more expensive. An unintended consequence of deleting the complex system of cross-subsidies between state-run industries was that the most efficient of them saw all their capital held in state banks wiped out.

The single most risky change was that, under Saddam, all Iraqi families received free food baskets. The CPA Republicans were strongly against this, wanting at the very least to replace the system with a monthly sum in cash or vouchers, and so they disappeared into evermore complicated and impractical ideas to replace it.

This kind of thing turned out to be very interesting. It was fascinating to learn how 40 or so years of Ba’ath Party rule had created a particular kind of command economy, and fascinating to get into the details of what the CPA wanted to change, and why, and why it was so often impractical.

And the issue of political contacts trumping expertise occurs here as everywhere else. Brought into oversee the privatisation program was Thomas Foley who had no experience of working in a command economy or post-conflict situation, but he was a major Republican Party donor and had been Bush’s classmate at Harvard Business School (p.140)

Crooked contractors

There’s a chapter devoted to a couple of chancers who set up a service supplier company which, initially, bid to provide security at Baghdad Airport, despite having hardly any security guards on their books and little or no experience of such a large project. But Chandrasekaran shows how, in the Wild West environment of post-war Iraq, lack of experience and expertise didn’t stop the companies risk-taking owners from accumulating over $100 million in government contracts before they were revealed as overcharging and scamming. Chandrasekaran doesn’t say as much but the implication is that many of the suppliers of services to a panic-stricken CPA also milked them for millions.

Electricity

A fascinating explanation of why the world’s number one superpower couldn’t get the power working again in a country sitting on one of the biggest reserves of oil and natural gas in the world, thus creating ‘overnight nostalgia for Saddam among people who had cheered his fall (p.170).

Lieutenant General John Comparetto turns the challenge over to Steve Browning, clever and resourceful, who begs electrical engineers from the army, sends them to assess the state of Iraq’s power stations, and uses the information to pull together a national plan (p.173).

I found the technical explanations of why the power grid was in such poor shape fascinating. Basically, ever since he decided to attack Iran in September 1980, Saddam had wasted his nation’s oil income on weapons and war and let its once admirable infrastructure rot. The infrastructure had been further degraded when during the brief Gulf War of 1991 when a few choice American missiles obliterated key parts of the power generating and distribution system. This was followed by 12 long years of sanctions, when the country’s engineers were prevented from getting the spare parts they needed to repair anything. And then, of course, came the brief 2003 war which had just ended:

American bombing during the war damaged about 75% of the country’s power-generating capacity. (p.167)

So that when Browning did his assessment he discovered most of the biggest power stations were held together by string and sellotape and were on their last legs. In other words, to crank electricity generation back up to first world levels would costs billions and billions of dollars of investment (the World Bank eventually calculated it would require $55 billion over 4 years to rebuild Iraq’s infrastructure, p.175).

Trouble is, almost all the other policies of the CPA depended on the whole notion of having a good, reliable power supply. Take privatising Iraq’s industries: who wants to buy a factory which has no electric power. In fact most elements of a modern society, starting with a police service providing law and order, rely on power for computers and even lights in buildings.

Chandrasekaran explains a further bad decision which exacerbated things. Knowing he had far less power than his country needed Saddam took the cynical decision to channel as much as possible of it to Baghdad, home of most of the citizens and also his biggest possible rivals, the army generals. But when he learned about this Bremer, like a good American democrat, decided this was wildly unfair and that the limited power should be distributed fairly around the country. This had the effect of alienating everyone – the entire citizenry of Baghdad who now struggled to have power for even half of the day, thus rendering all kinds of businesses nearly impossible to run, specially anything connected with processing and storing food; but it didn’t please people in provincial towns and cities that much because they, also, only had intermittent power.

Reading Chandrasekaran’s descriptions of the genuinely complicated technical, engineering, managerial, budgetary and political problems thrown up by every single aspect of rebuilding Iraq, for the first time made me start to sympathise with Bremer. It was an impossible job.

Constitutional wrangles

Compared with rebuilding the entire national grid and trying to reboot the economy, the challenge of writing a new constitution should have been easy. it’s not as if the world is short of national constitutions, even if some account had to be taken of Iraq’s heritage, its multi-ethnic make-up and its Islamic faith: after all, there are plenty of Arab states and they all have constitutions.

But in a complicated chapter Chandrasekaran describes how the precise process of how this constitution was going to be written hit insuperable obstacles. To be honest I got lost in the maze of discussions but I think Bremer wanted to convene a cohort of leaders of different communities who would draft a constitution, whereupon some kind of national election would be held about just the constitution alone, which would then be installed or adopted and only then would actual elections be held for the first government.

But there were problems every step of the way, starting with the highly contentious choice of who would be the members of the convention who would produce a draft constitution, given the requirement to take account of the country’s three main groups, the Sunni and Shia Arabs and the Kurds. Another cause of disagreement the issue of exiles and remainers i.e. the animosity between leaders who’d lived in exile for decades and often lost touch with life under Saddam but had the ear of people in Washington such as Cheney and Rumsfeld; and those leaders who’d remained in the country and, by necessity, made compromises with Saddam and the Ba’ath Party.

Then there was the simple question of whether any of these so-called ‘leaders’ had any actual followings in the country at large or were just chancers who’d floated to the surface and succeeded in sucking up to the Americans. `The only way to find out was to hold elections. But elections couldn’t be held until you had a constitution. But what kind of mandate did these politicians hand-picked by the Americans have if none of them had been elected?

And this is where Bremer’s plans ran into Iraq’s most influential Shiite leader, Grand Ayatollah Ali al-Sistani who intervened to publish a fatwah or holy ruling which is that no constitution should be accepted unless it was drawn up by elected representatives, not Bremer’s hand-picked crew. (It is very characteristic that key CPA staff involved in the constitution building were seeking to establish an entirely Western separation of church and state and therefore thought al-Sistani not only could be ignored but should be ignored, p.183).

All these forces interacted to produce a situation of mind-boggling complexity which Chandrasekaran explains at great length and made me feel even more sorry for Bremer, working 12 hour days and getting nowhere.

Other reforms

Only somewhere in this sequence of issue-based chapters did I begin to realise that the book amounts to a history of the CPA and its long list of utopian fantasy reforms. There are entire chapters or long passages devoted to other major issues, including:

  • rebuilding the entire medical system which had been damaged in the war and then trashed beyond repair in the national looting, a huge project with multiple aspects which was handled by a succession of appointees (Frederick M. Burkle Jr, Steve Browning, James K. Haveman Jr) who developed complicated multi-faceted plans, fought valiantly to get adequate funding, up against the shrinking deadlines imposed by the evershifting constitutional arguments and all of whom, in the end, failed (pages 232 to 244)
  • setting up a media service to compete with the anti-American messages of all the Arab TV and radio stations Iraq’s citizens tuned into
  • rewriting Iraq’s entire highway code: this task was handed to John Smathers who was a personal injury lawyer from Maryland; lacking any other sources he based his new Iraqi highway code on the  highway code of his home state, Maryland, which he downloaded from the internet and tweaked to local conditions; in the event his code was merged with the eccentric and often irrational one proposed by Iraqi officials and both, in any case, carried on being ignored by both police and drivers; Smathers was seriously injured in an insurgent ambush and flown back to the States before his ineffective, mongrel code was finally signed into Iraqi law by Bremer (pages 263 to 268)
  • persuading Iraq’s scientists, especially involved in weapons programmes, to come out of hiding and join a new science centre where they could make peaceful and positive contributions to the country, assorted out by unconventional State Department nominee Alex Dehgan

And, of course, all this was being attempted in a country which was becoming more violent and lawless by the day. For most of the period Chandrasekaran covers the Green Zone was an oasis of well-lit, well-fed calm in a city racked with violence. But then he gives a harrowing description of a rocket attack on the al-Raschid Hotel on the edge of the Zone and the severe injuries sustained by Colonel Elias Nimmer whose hotel room was directly hit by a rocket, 26 October 2003. The atmosphere deteriorated. Many staffers decided they had to leave.

The Sadr Revolt

By page 200 I’d realised that the book amounts to a history of the Coalition Provisional Authority, which ended with the muted ceremony whereby Bremer formally handed power over to the Interim Iraqi Government on 28 June 2004 ad flew home.

I’d begun to formulate a mild criticism that Chandrasekaran’s narrative focuses entirely on the history of the civilian CPA with almost no mention let alone analysis of the deteriorating military and security situation outside the walls of the Emerald City (much more the subject of Ricks’s Fiasco) – but then, at this point, the narrative suddenly switched into full battle mode.

The penultimate chapter starts innocuously by describing another day in the life of Sergeant Jerry Swope as he drives his team of Humvees into the tightly packed slum quarter of Baghdad known as Sadr City on their regular, boring but very smelly mission to drain the open sewers which overflow into the streets as part of the general decay of all Iraq’s infrastructure. The whole area was the stomping ground of radical young Shiite cleric, Muqtada al-Sadr, who had organised his followers into what was loosely described as ‘the Mahdi Army’. Jerry saw disaffected young men hanging round on the streets but they’d never caused trouble before.

What Jerry didn’t know was that five days earlier, on 28 March, Bremer had decided to take Sadr on. First he closed Sadr’s al-Howza newspaper for an article which likened Bremer to Saddam Hussein. Then the day before, Bremer had Sadr’s main man in Najaf, Mustafa Yaqoubi, arrested for an alleged murder.

Before they knew it Jerry’s patrol came under attack, for pistol, AK47 and RPG fire. When they tried to accelerate out of danger they found the road blocked. When he reversed he discovered two of his four Humvees had been rendered immobile. So he gathered his men and ran down the nearest alleyway till they found a 3-story house, stormed into it, set up machine guns on the roof and became seriously besieged. He radioed headquarters who sent out relief vehicles and, when these ran into trouble, seven tanks. Jerry and his men were besieged till after dark and ammunition was running low when they were finally rescued. In this one encounter the army suffered eight soldiers dead and 50 wounded.

It was the start of the 10-week-long Shia Uprising which made not just parts of Baghdad into no-go warzones but spread to other towns and cities across the predominantly Shiite south. Later, Army generals were scathing of Bremer’s behaviour; he had taken on the leader of up to 10,000 heavily armed militiamen with no military plan whatsoever. Bremer though al-Sadr would meekly back down like the editor of some local paper in America. Instead he triggered a major insurrection across the country.

The First Battle of Fallujah 4 April to 1 May 2004

What made it nearly catastrophic was it occurred as the same time as the Battle of Fallujah. This city is 70 kilometres west of Baghdad and a Sunni stronghold. Ever since the occupation there had been a series of very violent incidents, with American troops shooting and killing unarmed protesters, and a steady flow of fatal attacks on US soldiers.

On 31 March 2004 Iraqi insurgents in Fallujah ambushed a convoy containing four American private military contractors from Blackwater USA. All four were shot dead, their bodies mutilated, burned and strung up from a nearby suspension bridge. Footage of the bodies and local civilians shouting and cheering were given to Arab news stations and beamed round the world.

Inevitably this caused outrage etc in Washington but, in Chandrasekaran’s account, the key fact is that Defence Secretary Donald Rumsfeld assured President Bush that Fallujah could be taken and pacified by US Marines with few if any casualties, and the guilty parties brought to justice. He claimed the good inhabitants of the city would willingly hand over the murderers to the authorities (p.306).

This was just the latest in a long line of ignorant, arrogant, wishful thinking and profoundly wrong opinions delivered by Rumsfeld, a man who emerges from both Ricks’ and Chandrasekaran’s books as a dangerous moron.

Because when Rumsfeld persuaded Bush to send in the Marines, it turned out they met far stiffer resistance than anybody anticipated, with American troops dying on the first day and numbers steadily escalating, not to mention the many innocent civilians killed. Meeting resistance, the Americans increased their firepower, raining death from helicopter gunships. Footage of all this was also beamed round the Arab world and helped crystallise the image of the Americans as trigger-happy murderers of unarmed women and children.

Not easy to be an imperial power, is it?

But the massive assault, which threatened to drag on for days, was unpopular not only around the Arab world, but with America’s nominal allies. When British Prime Minister Tony Blair rang up from Britain saying it must stop, President Bush reluctantly stopped it in mid-flow. The Marines commanding officer was livid. He estimated they were two days away from fighting their way to the city centre and securing the whole city. Don’t start a military offensive if you’re not prepared to carry it through. But in a way that’s the moral of the entire invasion and occupancy; wishing a fantasy goal (convert Iraq to a lovely liberal democracy) without willing the means (huge numbers of troops, a comprehensive political, engineering and economic plan, and a huge amount of money).

Impact on the CPA

The impact on the CPA was simple: all reconstruction shut down. The fighting dragged into early May and the CPA was due to hand over power to the Iraqi Provisional Government in June. What was the point?

In the last few pages Chandrasekaran describes the last-ditch attempts of committed CPA staff to push through at least some reforms, notably the heroic attempts of John Agresto to screw funding out of the elephantine US bureaucracy for his cherished restoration of Iraq’s universities.

But he also quotes quite a few staffers reflecting on their achievements. It was a failure. Ignorant of conditions in wider Iraq, ignorant of Iraq’s history, social economic make-up, unable to a man to speak the local language, cocooned in their bubble, highly educated staffers fretted about rewriting the Iraqi highway code or the precise medicines to be placed on a national formulary or fantasising about giving every home in the country broadband access while beyond their walls, hundreds of thousands of angry young men, deprived of their jobs in the army or police or fired because they’d been Ba’ath Party members, plotted their revenge, which exploded that spring of 2004 in insurrection and insurgency right across the country.

It’s not about democracy, it’s about civic society

One guy puts his finger on it. It’s a piece of cake to ‘build’ a democracy, to write a spiffy new constitution, hold a census, draw constituencies on a map and arrange a day when everyone puts an X next to a candidate. That’s easy.

Whereas it’s almost impossible to build a deeply rooted civil society of the type which exists in the advanced West. Our liberal democracies are hundreds of years old, with their roots in even older values of Protestantism with its emphasis on individual human rights, the primacy of the individual conscience and so on. It’s taken at least 300 years, since the time of Locke and the post-English Civil War theorists, to combine a secular philosophy of individualism with the panoply of complicated fiscal and economic policies (the establishment of the Bank of England, the development of banking law, the invention of the limited company) which enabled the rise of industrial capitalism in the West – and these developments were not without all kinds of wars and civil wars, continental conflagrations and atrocities even in the so-called ‘civilised’ West.

To think that the products of this deep, rich and complicated history can be imposed on a country with a completely different history, culture and religion shows a moronic lack of self awareness. Chandrasekaran focuses on Agresto because it’s his summary that the book ends with:

The problem with democracy building is that we think democracy is easy – get rid of the bad guys, call for elections, encourage ‘power sharing’, and see to it that somebody writes a bill of rights. The truth is the exact opposite – government of the few or government by one person is what’s easy to build; even putting together good autocratic rule doesn’t seem to be that hard. It’s good, stable and free democracies that are the hardest thing. America’s been so successful at being a free and permanent democracy that we think democracy is the natural way to rule [but it isn’t]…We as a country don’t have a clue what has made our country work… (p.320)

My interpretation is that the key component to successful Western democracy is none of the apparatus of democracy itself, nor the details of a particular economic model (free market capitalism). What makes them work is a very deep-seated commitment among most of the population to civic spirit and civic responsibility. We abide by the rules, we abide by the law, no matter how grudgingly, because our parents did and they brought us up in these traditions, in this culture.

The evidence from Chandrasekaran’s book is the Iraqis had absolutely none of this. Every Iraqi in any position of power demanded a bribe to carry out even the slightest duty. The Iraqi police demanded bribes to let malefactors off. Iraqi civil servants demanded bribes before they would process your claim.

The objective rule of law does not exist. Iraqi culture relies entirely on family, clan and religion, elements of personal identity it gives vastly more importance than most socially atomised Westerners can grasp. Rather than be loyal to some remote state or its officials who are corrupt to a man, for generations people have put their family, their clan, their tribe, and their religious allegiance first.

Handing out a spiffy new constitution along with a whole set of ridiculous documents like a westernised highway code, while the actual population was suffering from power shortages, food shortages, water shortages and anarchy on the streets, was the height of fatuousness.

Summary

Thomas E. Ricks’s book, Fiasco, is the irreplaceable, definitive account of the comprehensive lack of planning by Washington politicians and the military for the post-conquest situation which led to catastrophe in Iraq.

Chandrasekaran’s book perfectly complements it by showing you what the lack of a plan meant on the ground, in practice, when the badly conceived, badly organised and badly staffed Coalition Provisional Authority tried to rebuild and remodel Iraq’s economy, infrastructure and political system, and why it was always doomed to abject failure.

Read together these two books amount to a crushing indictment of the American political class, in particular the ideologically driven fantasy world of the Republican Party, and above all the unbelievably stupid, ignorant, short-sighted and disastrous policies promoted by Dick Cheney, Donald Rumsfeld and Paul Wolfowitz. Paul Bremer I came to pity for the impossibility of the task he was handed, but he too was blinded to reality by his ideological Republicanism and made a series of awesomely bad decisions which helped plunge an entire country into murderous chaos.


Credit

Imperial Life in the Emerald City by Rajiv Chandrasekaran was published by Bloomsbury Publishing in 2006. Page references are to the 2008 Bloomsbury paperback edition.

New World Disorder reviews

Orientalism by Edward Said (1978) part 2

Orientalism is the generic term that I have been employing to describe the Western approach to the Orient; Orientalism is the discipline by which the Orient was (and is) approached systematically, as a topic of learning, discovery and practice.
(Orientalism, page 73)

Said’s fundamental premise is that knowledge is power – and so the entire discipline of Orientalism, along with all related types of scholarship such as the sociology and anthropology of the East, the study of Oriental languages, culture, religions, history, customs, economies, geography, ethnic groups and so on, all of them contribute to a vast interlocking system of self-reinforcing ideas about the ineradicable difference between the West and the East, and the ineradicable inferiority of the latter:

The essence of Orientalism is the ineradicable distinction between Western superiority and Oriental inferiority (p.42)

Ideas which, obviously enough, were designed to bolster, justify and explain the inevitability of imperial rule. It all circles back to the fundamental premise that Knowledge is power:

To have knowledge of a thing is to dominate it, to have authority over it. (p.32)

Knowledge of subject races or Orientals is what makes their management easy and profitable; knowledge gives power, more power requires more knowledge, and so on in an increasingly profitable dialectic of information and control. (p.36)

Straightaway you can see how Said’s thesis is premised on a basically Marxist interpretation of the compromised, parti pris nature of bourgeois culture. The naive bourgeois thinks that their culture and their scholarship is objective and truthful, beacons of rationality and self-evident truths. Whereas Marxists from the 1850s onwards developed the idea that bourgeois culture was no such thing, but in every aspect a justification for the political control of their class.

Antonio Gramsci in the 1930s extended the idea that the bourgeoisie held power by extending their values through every aspect of capitalist culture to achieve what he termed hegemony.

Michel Foucault, in a series of studies in the 1960s and 70s, gave really practical examples of how this power or hegemony extended into the furthest recesses of hospitals, lunatic asylums, prisons and other state institutions.

And Said took these ideas, very current and fashionable in the mid-1970s when he was writing, and applied them to the subject closest to his heart, to imperial rule in the Middle East or Arab world.

But the idea that so-called scholarship and academic knowledge is never pure but always tainted by the power structures of the society it is generated by, is a straight Marxist idea.

Chapter 1. The Scope of Orientalism

[Chapter 1] draws a large circle around all the dimensions of the subject, both in terms of historical time and experiences and in terms of philosophical and political themes.

1. Knowing the Oriental

In western discourse the Oriental is an object to be studied, recorded, measured and ruled. He is always in a subordinate position vis-avis the Westerner. All this scholarship doesn’t depict the Oriental as they actually are: it creates an avatar of the Oriental as inferior in every way to the Westerner, and places this image within numerous ‘frameworks of power’. So study of the Orient produces a kind of ‘intellectual power’ (p.41).

Given its enormous impact and reputation it’s a surprise to discover that Orientalism is poorly conceived and poorly written. Said really struggles to develop an argument or present evidence. Instead he asserts the same core idea over and over again. In this section he opens with a speech by Arthur Balfour to the House of Commons in 1910, then goes onto some passages from the writings of Lord Cromer, consul-general in Egypt from 1883 to 1907.

Despite his repeated lists of big categories and ideas Said is decidedly poor at placing either speech in its historical context or at performing even basic practical criticism on them. He says both demonstrate the assumption of Western superiority over the East, but I thought that was the thing he was going to analyse, and whose history and development he was going to explain. Instead he just redescribes it in much the same terms he used in the Introduction. Repetition is going to be a central tactic of the book.

It’s surprising and disappointing that, having not got very far with what ought on the face of it to be two exemplars of the heyday of Orientalising imperialism he then, abruptly, jumps to an essay by Henry Kissinger (!?), ‘Domestic Structure and Foreign Policy’, published in 1966. Said says that when Kissinger, in this essay, discusses foreign policy he divides the nations of the world into the developed world and the developing world and then claims this is the same kind of binary opposition which he, Said, sees as the basis of Orientalism (West superior, East inferior). Kissinger adds the idea that the West is superior because it went through the Newtonian scientific revolution whereas the rest of the world is inferior (less developed politically and economically) because it didn’t. I see what he’s doing but it feels like a thin and predictable interpretation.

Moreover, at this early stage, it confirms the suspicion you have from the Introduction that, in one sense, Said’s deep aim in researching and writing the book is simply to attack American foreign policy, in particular US policy regarding Israel and Palestine. He doesn’t artfully combine his personal situation and history in a subtle way with objective history and scholarship, rather the reverse; his supposed scholarship keeps collapsing to reveal the pretty straightforward political agenda lurking underneath.

Lastly he comes to another contemporary essay, ‘The Arab World’ by one Harold W. Glidden published in the American Journal of Psychiatry in 1972. By now we recognise that the title alone would be enough to get Said’s goat and, sure enough, he extracts from the article a whole load of clichés about ‘the Arab world’ (based on its patriarchy, its ‘shame culture’, the way it’s structured through patron-client relationships,  the importance given to personal honour and revenge) which, predictably enough, set Said’s teeth on edge.

We’re only at part one of the first chapter and the book is in danger of turning into little more than ‘grumpy middle aged Palestinian reads the news and is outraged by anti-Arab stereotypes’.

2. Imaginative Geography and its Representations: Orientalising the Oriental [in fact this section is about historic Western attitudes to Islam]

The academic discipline of Orientalism dates its origin to the decision of the Church Council of Vienne in 1312 to establish a series of university chairs in Arabic, Greek, Hebrew and Syriac (p.50). Until the 18th century Orientalism meant chiefly study of the Biblical languages. Then in the later 18th century the field exploded and by the mid-19th century was vast.

Modern Orientalism can be said to have started with Napoleon’s expedition to Egypt, 1798 to 1801. He took scores of scholars who explored, excavated, measured, sketched and recorded every scrap of ancient Egyptian relics they could find. The result was the vast Description de l’Égypte (‘that great collective appropriation of one country by another’, p.84), the work of 160 scholars and scientists, requiring some 2,000 artists and technicians including 400 engravers. Published in 37 volumes from 1809 to 1829, at the time of its publication it was the largest known published work in the world.

In a way the sudden fashion for all things Oriental was a transposition further East of the great awakening of interest in ancient Greece and Rome which we call the Renaissance (p.51). In 1820 Victor Huge wrote: ‘In the time of Louis XIV one was a Hellenist; now one is an Orientalist.’ There was an explosion of Asiatic and Oriental and Eastern Societies devoted to studying ‘the Orient’.

But whereas the Renaissance was based on plastic relics i.e. buildings and statues, Orientalism, indicating its origins in Bible scholarship, was overwhelmingly textual. It concerned languages and belief systems. Orientalists went to the area looking to bolster and confirm what they had in ancient texts from the region.

Said’s structuring of the material is poor. In one paragraph he says there was an Oriental school of writers i.e. Western writers who were captured by its mystique, from Goethe to Flaubert. This is an interesting idea to explore, but in the very next paragraph he is discussing whether it’s valuable for university departments which study this region to retain the name ‘Oriental’. These feel like completely different topics, each would merit a page or two of thorough investigation. Instead he plonks them haphazardly side by side and doesn’t explore either of them properly. Frustrating.

He cites the anthropologist Claude Lévi-Strauss on the fundamental human tendency to give ‘poetic’ or emotional meaning to our immediate surroundings and the people who inhabit them, and define them by contrast with the land beyond our ‘borders’ and the strange people who live there. Good. But in my opinion this has always seemed a weak point in Said’s argument, because he admits that ‘othering’ ‘the Other’, far from being some wicked Western vice, is in fact a universal trait and all peoples and cultures do it.

He says he wants to investigate the geographical basis of Orientalism but, characteristically, kicks this off by summarising two classic Greek plays, The Persians by Aeschylus and The Bacchae by Euripides. It’s sort of relevant as the first one is one of the earliest Greek dramas to survive and depicts ‘the East’ as a military threat in the form of the Persian Empire. The second is one of the final ancient Greek plays which has come down to us and is also about ‘the East’ which it associates with frenzied religious cults – but discussing history via literature (and therefore ignoring the evidence of archaeology and history) is always a shaky procedure.

Next thing we know Said is talking about the rise of Islam. His account is inferior to every other account I’ve ever read, lacking detail, interest or insight. Compare it, for example, with the final illuminating chapter of Peter Brown’s wonderful book, ‘The World of Late Antiquity’ (1971).

Said is blinkered by his need to twist every aspect of history to suit his thesis, to make out the West to always be blinkered, limiting, constraining, ignorant, creating the East in its own negative image. Hence he underplays the completely real threat which militant Islam actually posed to Christendom for nearly a thousand years. He refers to the West’s ‘anxiety’ as if it is an over-nervous neurotic, whereas Islamic armies captured and colonised half of Christendom, seizing all of North Africa, Spain and the entire Middle East from what had been Christian rule, then capturing the great Christian city of Constantinople and then pressing on through the Balkans into central Europe until Ottoman conquest was only finally halted just outside Vienna. See the quote from Edward Gibbon, below. Of course the West was terrified of these unstoppably conquering armies. Of course we were scared shitless of these plundering hordes. He himself admits this in a sentence thrown away while he’s discussing something else:

During its political and military heyday from the eighth to the sixteenth century, Islam dominated both East and West. (p.205)

Only someone with a poor grasp of deep history can dismiss eight centuries of Islam’s military, cultural and economic domination as if it’s nothing, a speck, a detail which we can quickly hurry past in order to get to the juicy part, the West’s wicked wicked domination of the Muslim world for, what, all of 300 years.

Having broached the topic of Islam, Said goes on to describe the way medieval authors vilified Mohammed as a kind of failed impersonator of Christ. He emphasises the West’s ‘ignorance’ and ‘narcissism’. On the next page he is claiming that this kind of ignorance created the Orient as a kind of theatre attached to Europe on whose stage were presented a whole series of Oriental types and stereotypes, from Cleopatra onwards. His text moves fast and deals with a confusing variety of topics, all of them very superficially. The only constant is his relentless criticism of every aspect of ‘the West’.

He introduces us to the Bibliothegue oriental of Barthelemy d’Herbelot (1697), which was to remain the standard reference work on the subject for over a hundred years, before going on to explain how this kind of encyclopedic work narrows and constrains its subject matter until readers could only approach this knowledge of the Orient via ‘the learned grids and codes’ provided by the Orientalist.

Said makes this sound like some awful conspiracy, as if the worst thing anybody could ever do would be to write a book on a factual subject, because that would involve imposing ‘grids and codes’ on it and so preventing any reader ever struggling through to a ‘true’ understanding of it.

In fact Said frequently uses these scare tactics, as if he’s letting you in on the shocking truth! The text as a whole has the obsessively repetitive feel of a conspiracy theorist letting you in on a secret which is even worse than the fake moon landings, who killed JFK and what really happened at Roswell, yes, this previously covered-up, hush-hush secret is that…a lot of Western literature and culture stereotypes the so-called ‘Orient’ and ‘the Arab world’ and ‘Islam’.

Next Said has a couple of pages revealing that Dante, in his great masterpiece The Divine Comedy, put Mohamed right in the lowermost pit of hell, next to Satan, for the sin of being a sensualist and religious impostor. He takes this as an epitome of the West’s fundamental Islamophobia.

Said broadens his critique out to describe how conquering Islam came to be seen in Christendom as the vital ‘Other’ against which European Christendom defined itself. Far from being some kind of revelation, this just strikes me as being obvious, really bleeding obvious, particularly to anyone who’s ever read any medieval history. Of course European Christendom defined the Islamic Arab world as ‘the Other’ because it was the Other. India let alone China were just rumours. Nobody had ever been to sub-Saharan Africa. Nobody knew North or South America or Australia existed. To anyone living in medieval Europe, in a society drenched at every single level at every single moment in Christian belief and practice, all there was was Christendom and facing it the enemy at the gates who threatened to overthrow and destroy everything they knew and cared for. Of course the Orient was depicted as alien, because it was alien. Of course it was depicted as threatening, because it had overrun and conquered half of Christendom. Even Said at one point admits this:

From the end of the seventh century until the battle of Lepanto in 1571, Islam in either its Arab, Ottoman or North African and Spanish form dominated or effectively threatened European Christianity. (p.74)

Said goes on to quote Edward Gibbon’s Decline and Fall of the Roman Empire without, apparently, realising the full implications of what he’s citing:

In the ten years of the administration of Omar, the Saracens reduced to his obedience thirty-six thousand cities or castles, destroyed four thousand churches or temples of the unbelievers, and edified fourteen hundred mosques for the exercise of the religion of Mahomet. One hundred years after his flight from Mecca, the arms and the reign of his successors extended from India to the Atlantic Ocean.

‘Destroyed four thousand churches.’ How do you think that struck a society completely dominated by Christian belief? With horror and terror.

3. Projects [turns into a list of French Orientalists]

Starts with more stuff about the rivalry between Christianity and Islam. Yawn. By page 75 I was remembering my impression on first reading this book 40 years ago, that Said just doesn’t have the intellectual chops to manage such a huge subject, with all its vast conceptual ramifications, that he is trying to address. He’s bitten off far more than he can chew and the symptoms of this are his repetitiveness, his superficial analyses, his raising complex issue only to move swiftly on. And his superficial and often wrong versions of history.

The Ottoman Empire had long since settled into a (for Europe) comfortable senescence, to be inscribed in the nineteenth century as the ‘Eastern Question’. (p.76)

1) The Ottoman Empire did not settle into a ‘comfortable senescence’ in the later 18th and 19th centuries. There was a good deal of upheaval and violence in the palace of the Sultan, not to mention endless uprisings and rebellions by national groups around the empire.

2) Said’s tone is unpleasantly patronising, condescending to the both the contemporary politicians who had to deal with and the modern historians who write about the Eastern Question. The use of the modish, pretentious, would-be Parisian intellectual verb ‘inscribed’ tries to hide the fact that Said doesn’t know what he’s talking about. The ‘Eastern Question’ is the term given to the series of geopolitical tensions and international crises brought about by the obvious decline and fall of the Ottoman Empire, crises which included, for example, the Crimean War and a stream of military and diplomatic crises in the Balkans in the 1870s and 1880s which threatened to drag all Europe into war. See my review of Andrew Roberts’s life of Lord SalisburyThat book was extremely well researched, intelligently analytical and beautifully written. Next to Roberts, Said looks like a blustering frog puffing up his throat to try and persuade everyone how important he is.

The next orientalist book of note after Barthelemy d’Herbelot‘s Bibliothegue oriental, was Simon Ockley‘s History of the Saracens (1708). Ockley shocked contemporaries by recording how much of the ancient world only survived because the Muslims saved it.

Next major Orientalist was Abraham Hyacinthe Anquetil-Duperron (1731 to 1805), the first professional French Indologist, whose work on Avestan texts prompted him, unlike previous scholars, to actually go to India. (The Avesta is the primary collection of religious texts of Zoroastrianism, composed in the Avestan language.) Anquetil’s publications (including a translation of the Upanishads), opened up huge new vistas of Indian literature to European readers.

Next major Orientalist was Sir William Jones (1746 to 1794), British philologist, orientalist and scholar of ancient India. It was Jones who first suggested the relationship between European and Indo-Aryan languages which is now widely accepted. Said doesn’t like him. Jones was a polymath who embarked on a deep immersion in the languages and texts of India. He founded the Asiatic Society of Bengal in 1784. According to some he was ‘the undisputed founder of Orientalism’ (p.78).

As Said went on about Jones, and the other Brits who gathered round him, studying and translating Sanskrit texts (e.g. Charles Wilkins, first translator of the Bhagavad-Gita, in 1785), I suddenly realised we had made a huge leap away from Islam, Mohammed and the Arab world to India, a completely different civilisation.

That is the primary problem with Said’s use of the word and concept ‘Oriental’, that it can refer to the Near East, Middle East, Far East, India, China, Japan you name it – and Said doesn’t help. He offers no conceptual or lexical clarification, no way of making the term more geographically or conceptually precise. In fact you realise that it suits his political agenda to keep it as open and slippery as possible. This allows him to jump from one criticism to another of ‘the West’ and its awful Oriental scholars all the more easily, to shift his ground, to continually move the goalposts.

His narrative moves on to Napoleon’s invasion of Egypt which, you will remember, was described just 40 pages ago. He repeats some of the key facts from the earlier passage, but adds new details. This, you feel, is how Said’s mind works, going round in circles, covering the same ground albeit with new wrinkles, making the same points again and again – Western Orientalism was (and is) an artificial construct, a self-referential system, built on self-serving stereotypes of Oriental backwardness, laziness, corruption and sensuality, which paved the way for and justified Western (French and British) imperialism.

The most interesting new bit is a (typically brief) account of Constantin François de Chassebœuf, comte de Volney (1757 to 1820) who wrote an extremely practical record, Voyage en Egypte et en Syrie (1787), which detailed the obstacles an invader would face in conquering Egypt, and was consulted and used by Napoleon. Many of Napoleon’s Orientalist scholars had trained under de Sacy and Said tells us his pupils dominated the field of Orientalism for the next 75 years.

de Sacy was the first Frenchman to attempt to read the Rosetta stone (discovered by some of Napoleon’s soldiers in 1799) and he was a teacher of Jean-François Champollion who went on to play a key role in deciphering it and Egyptian hieroglyphics.

The introduction to the vast Description of Egypt was written by Jean-Baptiste Joseph Fourier (1768 to 1830) known to history as a mathematician but who accompanied Napoleon’s expedition as scientific adviser. Fourier was appointed secretary of the Institut d’Égypte and contributed papers to the Egyptian Institute (also called the Cairo Institute) which Napoleon founded with the aim of weakening British influence in the East.

Said, characteristically, sees these institutes devoted to study of the Orient (and the others founded around Europe at the same time) as ‘agencies of domination and dissemination’ (alliteration is an important element of critical theory; sounds impressive) (p.87).

Said gives a handy half-page list (God, he loves lists) of the aims of Napoleon’s project, as summarised by Fourier himself, which amounts to a shopping list of Orientalism, namely:

  • to restore Egypt from its present fallen state to its former glory
  • to instruct the Orient in the ways of the modern West
  • to promote ‘knowledge’ of the East
  • to define ‘the East’ in such a way as to make it seem a natural appendage or annex of the West
  • to situate European scholars as on control of Oriental history, texts, geography
  • to establish new disciplines with which to control even more ‘knowledge’ about the Orient
  • to convert every observation into a ‘law’ about the eternal unchanging essence of ‘the Orient’
  • to bring ‘the obscurity’ of the Orient into the light and clarity of Western science

Above all, to convert the 3D ‘reality’ of the multivariant Orient into texts, the fundamental sources of power and control in Western ideology, sources written by Westerners, edited by Westerners, updated by Westerners, for the minds and imaginations of Western politicians and public. Fourier goes on to confirm all Said’s ideas when he writes that Egypt will provide ‘a theatre’ for Napoleon’s ‘gloire’ (p.86).

The Orient as stage for Western glory. Out of this matrix of dominating discourses come classics of Orientalising literature such as:

  • François-René de Chateaubriand’s Itinéraire de Paris à Jérusalem (1811)
  • Alphonse de Lamartine’s Voyage en Orient (1835)
  • E.W. Lane’s Manners and Customs of the Modern Egyptians (1836)
  • Richard Burton’s Personal Narrative of a Pilgrimage to El-Medinah and Meccah (1856)
  • Gustave Flaubert’s Salammbô (1862)

In the world of scholarship the next milestone was Ernest Renan’s Histoire générale et système comparé des langues sémitiques (1855).

Said’s text progresses not logically and chronologically, but crabwise, digressively, one thing leading to another. It’s fairly well known that the Suez Canal was conceived, designed and supervised by Ferdinand de Lesseps. Less well known that his father Mathieu de Lesseps went to Egypt as part of Napoleon’s huge expedition and stayed on after the Napoleonic forces withdrew in 1801.

It’s a mental tic of Said’s that he often writes a sentence or paragraph or topic about a subject, then shoehorns in a sentence in parentheses because it’s in his notes and it’s relevant but he can’t think of a way of including it in a logical exposition. An example is the way he ends his discussion of the Suez Canal’s symbolic significance (uniting East and West, ‘opening’ Egypt to the modern world etc) with a really throwaway reference to the Suez Crisis of 1956. He should either have given the Suez Crisis a paragraph of its own, where its significance could have been properly developed, or not mentioned it all. A brief throwaway reference is the worst of all worlds, but very typical of his scatter-gun, repetitive and badly structured approach.

For Said the Suez Canal finally dispelled the notion of the Orient as somehow remote and barely reachable. The Suez Canal dragged ‘the Orient’ into the fast-growing global imagination, made it imaginatively reachable (he doesn’t mention the establishment of the first Cook’s tours to Egypt at around the time of the canal’s opening, the 1860s). At the same time made it more of an annex and dependency.

4. Crisis

He repeats one his basic ideas which is that Orientalism amounted to the transformation of messy reality into tidied-up texts.

It seems a common human failing to prefer the schematic authority of a text to the disorientations of direct encounters with the human. (p.93)

He calls this the textual attitude. Travel books are an epitome of this attitude, assuring readers of a kind of Platonic ideal of a place which all-too-often fails to live up to the book’s idealised portrait.

Suddenly he’s giving a page-long quote from Egyptian social scientist Anwar Abdel Malek (1924 to 2012), from his 1963 essay ‘Orientalism in crisis’.

This is a not particularly relevant preliminary to ‘a history of Orientalism’. Said says all the pioneering Orientalists were philologists. Almost all the great discoveries in philology of the nineteenth century were based on study of texts brought back from the Orient. The central idea was that European languages were descended from two great families of Oriental languages, Indo-European and Semitic. Said gives a political interpretation of this, saying it proves 1) the linguistic importance of the Orient (its languages and scripts) to the achievements of Western research/knowledge, and 2) the Western tendency to divide and categorise Oriental materials to suit its own interests.

Orientalism is inextricably bound up with the study of language and texts; and therefore had a huge tendency to look far back into the past, to a golden age when Orientals lived the idealised lives depicted in the Upanishads or the Koran. In other words, a field of study entirely based on romantic images of an ideal past was always going to regard the messy realities of modern life in India or the Middle East as ‘degraded’ and fallen. Orientalists travelled to the East with their heads full of Romantic ideals and were horrified by the poverty and backwardness of what they saw, leading to a universal agreement that inhabitants of the modern Orient were degraded, debased and vulgarised – ‘an upsetting demystification of images culled from texts’ (p.101).

He’s barely told us he’s going to do a history of Orientalism before he tells us he’s not, and instead going to rattle off lists of eminent Orientalists ‘to mention a few famous names almost at random’ (p.99). Scholars, philosophers, imaginative writers, novelists, poets, travel writers, and explorers and archaeologists, they all contributed to the vast hegemony of Orientalism.

Suddenly it’s 1955, the year of the Bandung Conference, by which date all the nations of the former Orient were independent, presenting Orientalists with conceptual problems. This undermined (destroyed) one whole trope about Oriental peoples, of them being passive and fatalistic.

(This itself is obviously a gross simplification since movements for independence began to stir as early as the 1880s [the Indian National Congress was founded in 1885)], were loud and powerful enough to worry Kipling in the 1890s, and gained new momentum after the Great War. I.e. it’s plain wrong to say the trope of passive Orientals was overthrown by 1955, the contrary evidence was highly visible 50 years earlier.)

Suddenly Said is quoting from the first of a series of lectures given by the ‘great’ Oriental scholar H.A.R. Gibb in 1945, ‘Modern Trends in Islam’, a passage which beautifully illustrates the kind of tropes Said is on about, in that Gibb pontificates about ‘the Arab mind’ being utterly different from the Western mind, specifically in its inability to generalise from individual instances out to general laws and so their inability to have the rationalist thought and utilitarian practices which characterise the West.

This slips somehow into critiquing modern-day Orientalists such as Bernard Lewis (1916 to 2018) who set themselves up as experts on ‘Islam’, ‘the Arab mind’ and so on but just repeat the same old slanders about the Orient’s ineradicable backwardness but also – and suddenly the political Said steps forward into the limelight – uses all these tropes and prejudices to defend Israeli policy in Palestine.

And this turns quickly into polemic as he accuses Orientalists of ignoring ‘the revolutionary turmoil’ gripping the Islamic Orient, the ‘anticolonialism’ sweeping the Orient, as the world faces various disasters (nuclear, environmental) Said accuses politicians of ‘exploiting popular caricatures’ of the Orient.

These contemporary Orientalist attitudes flood the press and the popular mind. (p.108)

And his anger at white people:

A white middle-class Westerner believes it is his human prerogative not only to manage the nonwhite world but also to own it. (p,108)

Who’s making sweeping generalisations now? Who’s invoking racial stereotypes now?

You can’t help thinking that the tiger of passionate political polemic is constantly straining at the leash just below the surface of Said’s text, ready at any moment to break free and unleash a torrent of righteous indignation, genuine anger not only at Western Orientalists but the greedy white societies which host them. Pages 105 to 110 display his real anger at the way academic, cultural and political Orientalists deploy a whole armoury of demeaning tropes and stereotypes to maintain the lie of the Oriental as a passive, backward degenerate, even up to the time of writing (1976 to 1977).

It might also explain why the book is so poor as scholarly exposition, why he promises some kind of history of Orientalism on page 96 but a few pages later apologises for giving us only a very superficial sketch, skipping over names and dates, citing essays and speeches almost at random. It’s because what is really motivating him is to get to the Polemical Outburst.

(I got to the end of this section without really understanding why it was titled ‘crisis’.)

Chapter 2. Orientalist Structures and Restructures

[Chapter 2] attempts to trace the development of modern Orientalism by a broadly chronological description, and also by the description of a set of devices common to the work of important poets, artists and scholars.

In this chapter my concern is to show how in the nineteenth century a modern professional terminology and practice were created whose existence dominated discourse about the Orient, whether by Orientalists or non-Orientalists. (p.156)

1. Redrawn Frontiers, Redefined Issues, Secularised Religion

Like the literary critic he started out as, Said opens with a 2-page summary of the plot of Flaubert’s last novel, Bouvard and Pecuchet, two clerks who come into an inheritance, resign, buy a house in the country and proceed to systematically study every subject then known to modern man, with a view to mastering all the arts and crafts. Inevitably, the turn out to bodge every single one. Said’s quoting the novel because in Flaubert’s notes for the ending (he died before completing it) the pair talk about the future and hope for a great regeneration of the West by the East.

Said takes this as his theme and shows how it derived from the Enlightenment achievement of rejecting Christianity but incorporating many of its mental structures, such as a millennial transformation of society, and how, in a central thread of the Romantic tradition, this transformation and redemption was expected to come from the East, or from the reintegration of Eastern and Western thought.

Modern Orientalism derives from secularising elements in eighteenth century European culture (p.120)

This triggers a rash of name-dropping – Schlegel, Novalis, Wordsworth, Chateaubriand, Comte, Schopenhauer.

Said is, of course, sharply critical of this whole way of thinking, saying it’s yet another example of Western intellectuals thinking they own the world and that ‘Asia’ or ‘the Orient’ will be happy to play this redemptive role for the benefit of the West.

During the eighteenth century the way for modern Orientalist structures was laid down in four major developments:

  1. Expansion The East was opened up far beyond the Islamic lands, by a range of explorers he lists
  2. Historical confrontation History benefited from an anthropology which conceived of cultures as self-contained systems and began to think more sympathetically about them e.g. George Sales’s translation of the Koran which also translated Muslim commentators
  3. Sympathy Leading to ‘sympathetic identification’ by which some writers, artists, and Mozart (his opera, ‘The Abduction from the Seraglio’) imaginatively identified with the East, he briefly sketches the rise of the Gothic and exotic in writers like Beckford, Byron, Thomas Moore et al
  4. Classification The Western impulse to categorise everything into types, Linnaeus, Buffon, Kant, Diderot, Johnson, Montesqieu, Blumenbach, Soemmerring, Vico, Rousseau, it’s difficult to make out the scanty ideas through the blizzard of impressive names

In this chapter:

My thesis is that the essential aspects of modern Orientalist theory and praxis (from which present-day Orientalism derives) can be understood, not as a sudden access of objective knowledge about the Orient, but as a set of structures inherited from the past, secularised, redisposed, and reformed by such disciplines as philology, which in turn were naturalised, modernised and laicised substitutes for (or versions of) Christian supernaturalism. (p.122)

2. Silvestre de Sacy and Ernest Renan: Rational Anthropology and Philological Laboratory

An extended discussion of the lives and works of these two founding Orientalists or, as he puts it, Orientalism’s:

inaugural heroes, builders of the field, creators of a tradition, progenitors of the orientalist brotherhood (p.122)

In Said’s usual manner this starts out reasonably clearly but soon gets bogged down in his characteristically elliptical, digressive, list-heavy and oddly expressed style. It is a struggle to read. Sacy was interested in fragments of texts and knowledge (a mindset very typical of the Romantic generation).

Renan is tougher-minded. Said’s passage on Renan brings out the importance of philology, considered as a leading discipline. He brings in Nietzsche, who was also a philologist, to describe how the discipline means bringing to light the meanings latent in words and language. Renan wrote in 1848: ‘the founders of the modern mind are philologists.’ The ‘new’ philology of the start of the nineteenth century was to score major successes:

  • the creation of comparative grammar
  • the reclassification of languages into families
  • the final rejection of the divine origins of language

Prior to this scholars thought that God gave Adam the first language in the Garden of Eden. The systematic discoveries of philologists in Semitic then Sanskrit languages, along with the texts newly discovered and translated from India, was to make the story of one divine origin for language untenable, and also to call into question the previously accepted timelines of the Book of Genesis.

Thus it was his philological studies which led Renan to lose his Christian faith and then to go on to write the secular Life of Jesus, published in 1863, the first account to portray Jesus as a purely human figure, which had a dramatic impact on intellectual life all across Europe.

In my opinion, Said misses a big point here, a massive point, which is that European Christendom (and latterly American Christian churches) have a weird, strange, distorted interest in the Middle East because that is where their religion comes from.

Islam has a kind of geographical integrity, because the key locations of the religion are in the ongoing heartlands of Islamic territory i.e. Saudi Arabia and to a lesser extent Jerusalem. By contrast the faith and ideology on which ‘the West’ based itself until very recently, along with all its holy texts, derive from a geographical location outside itself, completely detached from itself by the Muslim conquests of the 7th and 8th centuries.

This accident of history and geography explains why ‘the West’ has had such an intrusive, interfering interest in the Middle East, from the Crusades to Russia claiming control of the Holy Places which triggered the Crimean War, the mandates over Palestine and Syria between the wars – and always will have, for the region is the ground zero of its religious and ideological underpinnings.

The Orientalists Said describes were so obsessed with the Middle East because they sought, through their philological enquiries, to get closer to the heart of and seek out deeper secrets, of their faith and religion. Hence the recovery of all the texts they could get their hands on, the immense effort put into the archaeology of the region, setting up umpteen Institutes and learned societies.

Said mentions the minuscule number of ‘Orientals’ who came to Europe during the nineteenth century compared to the tidal wave of Europeans who went to the Orient and this is a major reason. Not many Arabs or Indians are interested in visiting, for example, Stonehenge, which has a purely tourist interest for them. But potentially every Christian had a profound vested interest in the stream of archaeological and philological discoveries which poured out the Middle East and Egypt throughout the nineteenth and on into the early twentieth century (for example, the discovery of the tomb of Tutankhamen) because each new discovery shed light on their faith, and the sum total of the discoveries tended to undermine Christian faith altogether, as it did in the high profile case of Renan.

Said brings out how Renan came to prefer the Sanskrit family of languages origin of the idea of an Indo-European language i.e. ancestors of European languages, over the Semitic family, which is the parent of Hebrew and Arabic. His dislike of the latter hardened into an antisemitic attitude which he expressed with growing virulence and became part of the anti-Arab, anti-Islamic discourse of Orientalism.

Said very briefly refers to the post-Prussian haste among the imperial powers to draw up maps, to mark boundaries of power and control over the colonial possessions. Hence (he doesn’t say this) the notorious Berlin Conference of 1885, called to allow all the European powers to peacefully agree who controlled which parts of Africa, through to the post-Great War division of the Middle East between Britain and France and the equally notorious maps of new states drawn up by Mark Sykes and Georges Picot.

The aim of all this map making activity was never the interest of the native inhabitants, but solely the need to avert conflict arising between the powers, above all between France and Britain.

3. Oriental Residence and Scholarship: The Requirements of Lexicography and Imagination

The profession of Orientalist is based on multiple inequalities, of wealth and power and intellectual control (of the West over the East).

This section carries on from the previous section, dwelling on Renan’s contempt for Semitic languages and peoples and asserting that philology, by reducing a language to its roots, has a similar reductive effect on views about its speakers and peoples. He comments on the tendency of Orientalists of the Romantic generation to project grand romantic feelings onto the Orient, then experience an adverse reaction when they learned more about the reality of the actual contemporary Orient, accusing it of being ‘backward’ and ‘barbaric’.

So many Orientalists ended up hating their subject, not just Renan but William Muir, Reinhart Dozy, Alfred Lyall, Caussin de Perceval. Each of these pieced together and constructed versions of ‘the Orient’ from fragments, creating imaginary models for other Orientalists to debate.

Popular stereotypes about the Orient were perpetrated by mainstream authors such as Thomas Carlyle and Lord Macaulay. Orientalist tropes were used by eminent men in unrelated fields as diverse as Cardinal Newman or French naturalist and zoologist Georges Cuvier.

Marx and abstraction

Even Karl Marx, usually friend of the poor and downtrodden, gives in to Orientalist tropes in his 1850s writings about India, where he says that although British rule is harsh and stupid, it may be historically necessary to waken India from its backward, barbaric stupor.

Said quotes a bit of Marx on India where the latter himself quotes Goethe, and this, for Said, shows the origins of Marx’s Orientalism in classic Romantic worldview, wherein peoples and races need redemption from suffering through pain.

The idea of regenerating a fundamentally lifeless Asia is a piece of pure Romantic Orientalism. (p.154)

Said says these are all examples of Western knowledge’s tendency to group everything into high-level categories and groups and ignore the multiplicity, diversity and specificity of individual lives on the ground. He makes the fairly crude accusation that:

Orientalists are neither interested in nor capable of discussing individuals. (p.154)

 I have a big problem with this whole angle of Said’s attack, because the tendency to categorise and group entities under abstract terms is, of course, fundamental to the management of all knowledge and of all modern societies. The field of medicine I work in is only possible by virtue of general categories, starting with the notion of ‘patients’ or ‘cases’. Take epidemiology, ‘the study of the determinants, occurrence, and distribution of health and disease in a defined population’, which played a central role in the management of COVID-19 around the world – this is only possible by converting individual cases into numbers and groups and categories.

Accusing just the one academic discipline of Orientalism of doing this – turning the specificity of individual people into abstract categories and numbers – seems to me 1) factually incorrect; almost all academic or professional specialisms do just this; and 2) this approach is the basis of our entire civilisation, the entirety of Western science, medicine, public health provision and so on rests on this approach.

I take the point that, in his opinion, the conversion of teeming cities full of all kinds of races, religious groups, ethnicities, sexualities and so on into one big dumb category, the Orient, is a kind of abuse of the procedure, and was designed to justify imperial conquest and rule. Yes yes. But to attack the intellectual approach of gathering large numbers of people together under particular headings or categories as somehow inherently wicked and abusive seems to me plain wrong.

Anyway Said spends a page guessing that what happened is Marx’s initial sympathy for suffering individuals in the East met, in his mind, the censorship and ‘the lexicographical police action of Orientalist science’, of the accumulated playbook of orientalist metaphors prevalent in his Romantic sources, and shut down his human sympathies in favour of Orientalist stereotypes.

What Said’s devoting a couple of pages to Marx really indicates is how important Marx still was to his audience in the academy back in 1978, that he has to perform such mental gymnastics to reconcile what he wrote about India with what he takes for granted was ‘Marx’s humanity, his sympathy for the misery of people’ (p.154).

As so often Said is blinkered or partial because the whole point of Marx is that he was a kind of acme of converting individual people into vast historical abstractions; his whole deal was about mentally converting the teeming masses of capitalist countries into vast abstracts named the proletariat and the bourgeoisie. In doing so he notoriously dismissed vast numbers of people who would be trodden on and be victims of the historical process, namely the industrial bourgeoisie which would have to be eliminated in a violent revolution. And all of this needed to be carried out in the cause of the biggest Romantic redemptive project every conceived i.e. the creation of the utopian classless society.

But Said ignores the fact that Marx’s central procedure was to apply huge dehumanising categories to all Western societies, and instead somehow wants imply that he only did it to India; that this was somehow unique to his thought, a uniquely dehumanising and uniquely Orientalising manoeuvre to make, whereas, as I’ve just shown, the very same procedure was of course fundamental to Marx’s entire approach.

Travelling to the Orient

Moving on, Said says you can draw a distinction between Orientalists who stayed in Europe and worked from texts, and those who actually went to the Orient, some of them settling and living there. Here they had the exciting experience of living like kings, the life of the privileged imperial conqueror, waited on hand and foot, free to travel anywhere.

Goes on to say that an interesting process can be observed, which is they start off writing about specific experiences but sooner or later come up against Orientalist tropes, rather like the buffers in a railway station. Some Western writing became official while other texts remained personal, such as tourist and travel writing (Flaubert, Kinglake, Mark Twain). He attempts a little categorisation of motives for travelling to the Orient at this period (mid-nineteenth century):

  1. The writer aiming to gather information for scientific purposes
  2. The writer intending to gain evidence but happy to mix this with personal observation and style – e.g. Richard Burton’s Personal Narrative of a Pilgrimage to Al-Madinah and Mecca (1857)
  3. The writer who travels to fulfil a personal (often literary) project – e.g. Gérard de Nerval’s Voyage en Orient (1851)

He calls the intentions of the different writers, their ‘author-function’ (p.159). I looked this up and a) it’s a term coined by Foucault who, as we’ve seen, Said is very indebted to throughout; and b) Foucault uses the term author-function as: ‘a concept that replaces the idea of the author as a person, and instead refers to the ‘discourse’ that surrounds an author or body of work’ (Open University)

He cashes this out with an extended discussion of the career of Orientalist Edward Lane (1801 to 1876), showing how the quirky personal asides he included in his monumental 1836 work, ‘Manners and Customs of the Modern Egyptians’, were expunged in his subsequent works – an entirely functional Arabic-English Lexicon and an ‘uninspired’ translation of the Arabian Nights (p.164).

4. Pilgrims and Pilgrimages, British and French

Pursuing the same line, Said categorises the many writers who went on journeys to the Orient as ‘pilgrims’.

(In my opinion the chapter title and concept just highlight the huge holes in his account, which include a proper discussion of actual Christian pilgrimage, a proper consideration of medieval literature, which would include a proper account of the Crusades and, indeed the vast and generally unread libraries of devotional Christian literature. Seen in this wider perspective, Said’s account pretty much solely focuses on the nineteenth century, taking its start from writers he would have taught in his comparative literature course, such as Victor Hugo, Gérard de Nerval, Flaubert and going a bit beyond them into the actual literature of Orientalists such as Sacy, Renan, Burton, Lane and so on. But of the vast hinterland of medieval and Christian accounts of the Orient, almost nothing [excepting the passage about Dante]. Not his specialism, not his area.)

He compares and contrasts British and French visitors to the region and makes the simple point that the British had strong or defining presence on the ground and the French didn’t: the British beat the French to seize India during the eighteenth century and slowly ramped up their presence in the Middle East till they established an unofficial protectorate over Egypt in 1882.

The Mediterranean echoed with the sounds of French defeats, from the Crusades to Napoleon. What was to become known as ‘la mission civilisatrice’ began in the nineteenth century as a political second-best to Britain’s presence. (p.169)

The (partly) explains why (some) British writing feels practical and administrative while some much French writing is more imaginative, projective, wistful, dwelling in ruins and lost hopes etc.

He spends some time summarising François-René, vicomte de Chateaubriand’s ‘Itinerary from Paris to Jerusalem of 1811’. Said shows how, besides Chateaubriand’s obsessive narcissism the book reeks of Orientalist tropes, despising Islam, regarding the Arab as degraded, saying the whole region needs to be redeemed by the West. Said talks about his ‘Christian vindictiveness’ (p.174).

He moves on to discuss Alphonse de Lamartine’s ‘Voyage en Orient’ of a generation later, 1835. He, too, ends up disliking the reality of the terrain and people (thinking it was painted better by Poussin, p.178) and saying it is ripe for conquest and development by the West.

Then on to Nerval (visited 1842-3) and Flaubert (1849-50). Nerval writes of an eerily empty Orient, disappointing the Romantic fantasies he had learned from (earlier Orientalist) books. He copies large blocs from Edward Lane’s account and passes them off as his own.

Flaubert, much the greater writer, vividly describes what he sees before him in notes and his wonderful letters. The Orient was to bulk large in two of his six novels, Salammbô (1862) and The Temptation of Saint Anthony (1874). Said takes an excerpt from Flaubert’s notes on visiting a hospital to highlight the way morality and revulsion are completely excise; all that matters is the correct rendering of exact detail (p.186).

The most famous episode in Flaubert’s journey to the Orient was the time he spent with Kuchuk Hanem, an Egyptian sex worker. This is a peg for Said to talk a little about the sexual stereotypes of the East and to make the fairly obvious point that not only for nineteenth century writers but for many readers ‘the Orient’ became associated with sensuality, guilt free and available sex, much more available than back in Victorian strictly regimented Europe.

But the main impact this had on me was to realise how little he talks about sex, desire, gender, feminism, themes which massively saturate modern academic studies. In fact he raises the issue, why the Orient then (and now) suggests ‘not only fecundity but sexual promise (and threat), untiring sensuality, unlimited desire, deep generative energies’, before going on to say (in his typically not quite correct English) ‘it is not the province of my analysis here.’ A little later (p.208) he refers to the use of Orientalist stereotypes of ‘exotic’ sex in semi-pornographic novels but, by and large, it’s not his thing, his aim, his subject.

Then he returns to his main theme, ‘the sense of layer upon layer of interests, official learning, institutional pressure, that covered the Orient as a subject matter and as a territory during the second half of the nineteenth century’ (p.192).

British visitors and writers had a harder more realistic sense of what pilgrimages to the Orient entailed. The French didn’t own any territory and so were, in a sense, more imaginatively free. The British were always anchored in the reality by the vast responsibility of India, later on of Egypt, both of which meant that tough questions about administration and Realpolitik lurked behind even the most carefree travelogue. In a word, they are less imaginative. He has harsh words for Alexander Kinglake (1809 to 1891, Eton and Cambridge), English travel writer and historian, whose ‘Eothen’ or Traces of travel brought home from the East’ (1844) was wildly popular. Kinglake didn’t let his ignorance of any Oriental language and poor grasp of its culture stop him from making sweeping xenophobic, antisemitic and racist generalisations about the culture, mentality and society of ‘the Orient’.

This contrasts with the splendid achievements of Richard Burton, always an imperialist at heart, but a rebel against the establishment who took great delight in pointing out to the Orientalists that he knew more languages, had travelled more, seen more and understood more of the Arab mind than they ever would. Of all the writers of the classic Orientalist period Burton is the one who knew most about the actual specificities of Arab and Muslim life which Said values. He is maybe the last compromised of all these writers. And yet throughout his work is the assumption that the Orient is there to be taken, to be ruled by the West, by Britain, leading Said to another restatement of his core theme, that in Burton’s writings:

Orientalism, which is the system of European or Western knowledge about the Orient, thus becomes synonymous with European domination of the Orient… (p.199)

Chapter 3. Orientalism Now

Begins where its predecessor left off at around 1870. This is the period of greatest colonial expansion into the Orient…the very last section characterises the shift from British and French to American hegemony. I attempt to sketch the present intellectual and social realities of Orientalism in the United States.

1. Latent and Manifest Orientalism

The phrase is obviously derived from Freud’s notion, first expressed in The Interpretation of Dreams, that dreams have both a manifest or obvious content, and then a latent or secret meaning (also latent in the sense that it required work by patient and therapist to bring it out). Said applies Freud’s metaphor to his topic of study.

The idea is simple: the details or surface or manifest Orientalism have changed and varied over the past 250 years but the latent or bedrock attitudes behind it remain as fixed as ever, namely that the Orient is backward, poor, lazy, undisciplined and passive, in need of endless help (p.206).

Actually his argument is not helped by the way that he continually shuffles the attributes he claims that Orientalism attributes to the Orient. In the space of a few pages he says there are the Orient’s:

  • sensuality, tendency to despotism, aberrant mentality, habits of inaccuracy, backwardness (p.205)
  • eccentricity, backwardness, silent indifference, female penetrability, supine malleability (p.206)
  • backward, degenerate, uncivilised, retarded (p.207)

I take the point that each list shuffles from a pack of negative stereotypes, but, like his repeated attempts to give a precise definition of Orientalism, none of which really nail it, there’s a constant sense of blurriness and slippage.

Helplessness

I read his criticism of this idea of Oriental ‘helplessness’ on a day (23 September 2023) when, on the radio, I heard that Morocco needs Western help because of the massive earthquake which just struck it, that Libya needs Western help because of the unprecedented floods which have devastated it, that Lebanon still needs help rebuilding itself three years on from the devastating explosion of 4 August 2020, and saw a charity appeal to help the victims of the civil war in Yemen.

It’s all very well to read Said’s repeated claim that seeing the Orient as helplessly needing Western intervention is an Orientalist trope, a demeaning stereotype entirely created by the institutions he describes, and yet…it also appears to be a real-world fact.

SOAS

Anyway, Said continues to describe (yet again) the process whereby a set of intellectual interests and disciplines based in study of the Biblical languages slowly transformed into a series of postulates which justified and enabled the colonial occupation of ‘the Orient’. He quotes Lord Cromer’s paternalistic speeches, specifically the one calling for the establishment of an institute to study the region, which was a trigger point for the establishment of the University of London’s School of Oriental and African Studies.

The importance of geography

If the section about Renan dwelled on the importance of the discipline of philology, this section dwells on the academic discipline of geography for the colonial enterprise. As Said puts it in his foggy, unclear prose:

Geography was essentially the material underpinning for knowledge about the Orient. All the latent and unchanging characteristics of the Orient stood upon, were rooted in, its geography. (p.216)

France bounced back from its humiliating defeat in the Franco-Prussian War (1870 to 71) with a renewed determination to expand its empire and this led, among other things, to ‘a tremendous efflorescence of geographical societies’ (p.217). There was even a thing called the geographical movement.

Scientific geography gave rise to commercial geography and an explosion of utopian schemes to interfere and alter geography. The opening of the Suez Canal had changed the world of commerce and profoundly affected geopolitics. Dreamers dreamed of similar huge projects, including flooding the Sahara to make the desert bloom, and tying together France’s scattered African colonies by ambitious railway networks.

Some French commentators blamed their defeat by Prussia on lack of imperial ambition; falling behind British imperial aggrandisement was blamed for France’s economic woes. The solution to every problem was to more aggressively conquer and control. This lay behind France’s drive to conquer the territories of what became French Indochina (Laos, Cambodia, Vietnam), clinched in a series of battles in 1885.

But the French throughout the period continually lamented coming second best to the British who had secured all the plum territories (India, Egypt). French envy and resentment knew no bounds. Said ties this to the way the British produced remarkable characters who flourished in the Oriental purview, such as Gertrude Bell and TE Lawrence.

2. Style, Expertise, Vision: Orientalism’s Wordliness

Starts with a discussion of the concept of The White Man, the controller at the centre of Orientalism who defined unwhites, blacks, coloureds and Orientals as ‘others’, lacking the attributes of whiteness, who therefore had to be schooled and trained up to ‘our’ standard. To demonstrate he gives (more) quotes from Gertrude Bell and T.E. Lawrence.

In the late nineteenth century bastardised theories of evolution, the survival of the fittest and race theories lent malevolent force to pre-existing Orientalist discourse.

Said introduces us to William Robertson Smith (1846 to 1894) a Scottish orientalist, Old Testament scholar and minister of the Free Church of Scotland, best known for his book ‘Religion of the Semites’ which became a foundational text in the comparative study of religion.

Said moves on to his most extended consideration of T.E. Lawrence who he sees following a recognisable career arc, from Romantic adventurer, to imperial agent (in the Arab Uprising), to disillusioned failure. He quotes passages from the Seven Pillars of Wisdom to show how Lawrence not only identified himself totally with the Arab Uprising but, more typically, identified the Arab Uprising with himself, another white man assuming the natives couldn’t have done it on their own.

I like his idea (maybe pretty obvious) that the mid and late nineteenth century figure of the adventurer-eccentric was replaced around the time of the Great War by the Orientalist-imperial agent, citing Lawrence, Gertrude Bell, St John Philby (a small checklist which he refers to countless times). This marked a shift from an academic to an instrumentalist mode.

Between the wars

Between the wars imperial rule throughout the Orient became problematic for the simple reason that the natives formed more and more strident nationalist movements, flanked by increasing acts of violence, while a growing minority in Western countries began to question or turn against colonialism and in favour of home independence.

Said quotes French Orientalists (Sylvain Lévi) who (like all academics) insist the answer is more study, more research, better understanding etc. He quotes the poet Paul Valéry whose contribution amounts (with comic French intellectualism) to analysing the problem away (p.250). And goes on to cite Valentine Chirol, Elie Faure, Fernand Baldensperger, all of whom reiterated the now crystallised Orientalist lines: ‘they’ are unlike us, lack the ability for rational knowledge, are economically and culturally backward, Islam is an imprisoning limiting religion, all the usual slurs.

At the end of this section he gives yet another summary of what he’s trying to do, to investigate:

the metamorphosis of a relatively innocuous philological subspeciality into a capacity for managing political movements, administering colonies, and making apocalyptic statements about the White Man’s difficult civilising mission (p.254)

3. Modern Anglo-French Orientalism in Fullest Flower

During the 1930s and 40s Orientalism had hardened into an extensive field of knowledge in which, like a spider’s web, reference to the most trivial fact tended to jangle the entire system and immediately invoke a whole gang of presuppositions, biases and bigotries.

There’s a long passage on the development, between the wars, of ‘types’ in the social sciences, which I think he contrasts with the cosmopolitan pluralism of the philological (in the wide sense) approach taken by one of his heroes, Auerbach. Narrowing versus widening.

So this section invokes the profound collapse of European economy and political consensus and in an obscure, round the back kind of way, describes how this impacted on national Orientalisms. For example, Snouck Hutgonje, Dutch scholar of Oriental cultures and languages and advisor on native affairs to the colonial government of the Dutch East Indies.

Then 20 pages contrasting the work of the most eminent Orientalists of their generations in France and Britain, Louis Massignon (1883 to 1962), French Catholic scholar of Islam and a pioneer of Catholic-Muslim mutual understanding, and Sir Hamilton Gibb (1895 to 1971), Scottish historian and Orientalist.

Massignon is depicted as an outsider of great genius and insight who devoted a lot of time to the biography of a Muslim Sufi saint, al-Hallaj. Gibb was the opposite, an insider, an institution man.

Inevitably Said depicts both of them, in subtle and sometimes impenetrable style, while citing Foucault and Barthes, as nonetheless continuers and purveyors of fundamental Orientalist stereotypes. His detailed look at the careers, professional subjects and styles of these two giants takes us from after the Great War up to the early 1960s.

4. The Latest Phase

To date the book has amounted to a brief consideration of the origin of Orientalist tropes and prejudices among the ancient Greeks, a brief sketch of the Middle Ages in the form of Dante, skipping past the Renaissance altogether and then settling down to a detailed examination of Orientalism from the late eighteenth and through the long nineteenth century.

In this last section he finally brings all his findings on home to the colossus which dominated the post-war settlement, culturally, economically and militarily, the US of A. It is completely unlike the rest of the book in that it is clear, accessible, magazine style rage against the unchecked proliferation of anti-Arab and Islamophobic caricatures across American culture.

The traditional Orientalism he has chronicled was broken up in 1960s America into a proliferation of academic subspecies. The European focus on philology, itself deriving from study of the Biblical languages, disappeared and was replaced by an American focus on the social sciences. American academics didn’t study the languages of the Middle East, they studied their ‘societies’ and on this basis set themselves up as experts and advisers.

Part of this was the abandonment of the study of literature. The long philological and literary approach he’s been praising and enjoying came to a grinding halt. In American hands it was all about preparing oil executives for their stints in the Arab world and advising the State Department.

He categorises ways in which ‘the Arab’ or ‘the Arab Muslim’ appear in ‘modern’ (i.e. 1960s and 70s) culture:

  1. Popular images and social science representations
  2. Cultural relations policy
  3. Merely Islam
  4. Orientals Orientals Orientals

Said becomes more and more angry, outraged at the barrage of anti-Arab and Islamophobic imagery to be found all across American culture. Images of humiliatingly defeated Arabs after the 1967 war. Images of hook-nosed Arab sheikhs at petrol pumps after the 1973 war and the oil price hike. These latter have all the Nazi antisemitic stereotypes born again.

He is appalled at the new tone of American Orientalism. He mounts a sustained attack on the 1970 Cambridge History of Islam, spotting stereotypes everywhere and accusing it of being bereft of ‘ideas and methodological intelligence’ (p.302).

He quotes from magazine articles, from Commentary magazine, from scholarly papers, interviews in which academics, politicians, commentators, repeat ad nauseam the same anti-Arab tropes he has enumerated throughout the book, the backwardness of Arabs, the stupidity of Arabs, the bombastic nature of Arabic which prevents Arabs from having rational thought, and so on.

He attacks 3 or 4 essays before alighting on a 1972 volume called ‘Revolution in the Middle East and other case studies’. He attacks the introductory essay by the volume’s editor P.J. Vatikiotis, before making a sustained attack on the essay by notable modern Orientalist, Bernard Lewis, giving numerous quotations in a vitriolic attack on what he takes to be Lewis at the same time setting himself up as an oracle on all things Arab while at the same time comprehensively despising and belittling his subject matter. Sounds weird, sounds counter-intuitive, unless you’ve read Said’s book in which he identifies it as a recurring characteristic of all Orientalists.

It’s in the Lewis passage that Said finally opens up about the Zionist movement and the foundation of the state of Israel, pointing out that Lewis nowhere (apparently) mentions Zionism or the Jewish appropriation of Palestinian land and, at last you feel, the cat is out of the bag. it feels as if the previous 300 pages have been a long, slow, laboursome foreplay leading up to this, the money shot.

What particularly gets his is Lewis’s pride in being an objective historian when Said claims to have shown he is in fact a ludicrously biased, anti-Arab, anti-Islamic bigot.

This is the culmination of Orientalism as a dogma that not only degrades its subject matter but also blinds its practitioners. (p.319)

The final pages describe the way Orientalism has infected the Orient in the sense that students and lecturers from the region come to the United States to train, are inculcated with Orientalism biases against their own people and culture and return to propagate these biases. There were, at the time of writing, hardly any institutes of higher education devoted to studying the Orient in the Orient. Academically, it is backward.

Worse, America has made the entire Middle East, economically, into a client region. America consumes a select number of products from it (mostly oil) but in return exports a huge number of goods, from blue jeans to Coca Cola. And TV and Hollywood movies, which often feature Arabs as the bad guys.

The modern Orient, in short, participates in its own Orientalising. (p.325)

Finally he hopes that his work has made a small contribution to encouraging scholars to critically scrutinise the premises of their disciplines, to be attentive to the realities on the ground and try to avoid the artificial and cramping conventions which constrict so many fields of study in the humanities. And, writing at a time of increasing nationalism in the developing world, he hopes it will help those peoples and movements get free of the mind-forg’d manacles (a quote from William Blake) which their oppressors created to judge, demean and control them.

Critique

Mind opening

Books like this are mostly for students because, if you hadn’t yet come across the notion that academic disciplines are not the clean objective collections of facts you were led to believe at school, then Said’s full frontal demolition of an entire area of academic study, and his association of it with one of modern woke ideology’s great bogeymen, Western imperialism, is liable to have a dynamite impact, opening your mind to whole new ways of thinking about scholarship, the academy, the humanities, history, geography, languages, religion, all of it.

And, given the extent to which Said ties his history of nineteenth century Orientalism directly to the perennial hot button issue of the Arab-Israeli conflict, the impressionable student is likely to have not only their intellectual interests, but their sense of justice fired up. When I used to visit my son at Bristol University I was struck by the number of posters around the town burning with indignation for the cause of oppressed Palestine.

But, unfortunately, it’s nearly 40 years since I read Orientalism, so none of this is new to me although rereading it made me realise I’d forgotten almost all the detail.

Repetitive

And forgotten how bad it is. It really doesn’t read very well. Reread in the cold light of day it feels extremely repetitive and confused. Too often Said asserts his case rather than proving it, in particular repeating the fundamental ideas like the created nature of Orientalist discourse, the premise of an unchangingly inferior Orient and so on, scores and scores of times till I felt like screaming.

Weak definitions

A surprisingly central problem is his failure to really define what his central term i.e. the Orient, actually means. When I began to explain the book to a friend she expected it to be about the Far East, China and Japan, which are the places she associates with the word ‘Orient’. She was very surprised when I told her it focuses almost entirely on the Middle East and Egypt, with some digressions about India. China and Japan are mentioned once or twice in passing, but not part of his hard core message. Here’s one of his not particularly useful definitions of the great subject, Orientalism:

What I shall be calling Orientalism, a way of coming to terms with the Orient that is based on the Orient’s special place in European Western experience. (p.1)

Or:

Orientalism is the habit for dealing with questions, objects, qualities, and regions deemed Oriental. (p.72)

You can see the air of tautology hanging over a sentence like this, as there are so many of his other formulations.

The Orient that appears in Orientalism is a system of representations framed by a whole set of forces that brought the Orient into Western learning, Western consciousness and, later, Western empire. (p.203)

Or this one, that Orientalism:

is an attempt to describe a whole region of the world as an accompaniment to that region’s colonial conquest. (p.343)

It’s peculiar that every time he mentions the concept, he feels the need to redefine it, and every time it comes out slightly different. This adds to the general difficulty of reading the book.

Relation to the contemporary world

The second point is one I made in part 1, which is that so much has happened in the world since it was published – chiefly the collapse of communism, the end of the Cold War, the rise of Islamic terrorism, the Western invasions of Middle Eastern countries, the Arab Spring and its failures – that, to anyone keeping up with events, the book doesn’t feel like a guide to the modern world but a dated dead end.

No doubt Western academics, commentators, ‘experts’ and journalists continue to use Orientalising stereotypes, and for much the same motives Said describes, to define, control and contain the complex realities of this troubled part of the world, to assert Western superiority over ‘barbaric’ Arabs. But this is, in the end, a very easy concept to understand and what would be useful would be a guide to the contemporary forms of Orientalising stereotyping which we in the West, no doubt, still labour under.

Ending the binary

Quite a few times Said says he laments the simplistic binary opposition between East and West which he says is at the heart of Orientalism. Does he? No. In my opinion he reinforces the binary on every page of the book, in fact he deepens and entrenches it by repeating its binary terms – the Orient and the West – on every page.

By not including a single Oriental, Arab or Muslim voice, while featuring scores and scores of European writers, I thought the book has the effect of making ‘the Orient’ even more invisible, disappearing it, while filling the mind to overflowing with Western European ideas. He angrily rejects those ideas. but those are the ideas I’ve just spent a week reading a 350-page book about, and so those are the ideas I remember.

Epistemology

Said’s thesis is based on the idea that knowledge is power, and that the way ‘knowledge’ about ‘the Orient’ was created and curated was always biased, bigoted, negative, critical and disempowering. Fine. But what this boils down to is an argument about epistemology, which is defined as ‘the theory of knowledge, especially with regard to its methods, validity, and scope, and the distinction between justified belief and opinion.’ This is the heart of his book and his thesis. It is an argument about the production of knowledge. And yet Said nowhere explains his own theory of epistemology. Just as he is slippery about what ‘the orient’ actually means, and gives ten or so differing definitions of ‘Orientalism’, in the same way he never gives an adequate definition of the central concept he’s arguing about.

In my opinion it’s this lack of really deep, thought-through clarity and consistency about his key concepts which explains why, instead, he lumps lots of disparate topics together, rarely explores them in any depth, and continually resorts to asserting his thesis instead of proving it.

Fake urgency

Said writes that, when Orientalists codified their knowledge into encyclopedias under alphabetical entries, they modelled and shaped knowledge, created constraints so that readers could only approach this knowledge of the Orient via ‘the learned grids and codes’ provided by the Orientalist, and this is made to sound like some wicked conspiracy. And yet the same is true of any other subject whatsoever. Take woodwork. You want to learn a bit about woodwork so you Google or buy a book on the subject, written by experts.

But in Said’s eyes, this knowledge about woodwork has been modelled and shaped knowledge by so-called ‘woodwork experts’ who have created constraints so that readers can only approach this knowledge of woodwork via ‘the learned grids and codes’ provided by the woodwork expert! Scary, eh? Or utterly banal.

Reading these kinds of scare tactics on every single page gets boring. Again and again and again he makes the same simple point which is a critique of the way knowledge is produced and curated by academics with, he claims, an anti-Eastern, anti-Arab, anti-Muslim prejudice – all so that he can lead the reader, in the Introduction and then in the third section, right back to the modern world and to the iniquity of US policy in the Middle East.

It’s this, Said’s obsession with the Arab-Israeli policy, which really gives the book its energy. The rise of ‘Orientalism’ as an academic discipline would be of solely academic interest, a very niche concern, if it weren’t for the fact that the same kind of anti-Eastern, anti-Arab and anti-Muslim tropes are at work, in the world, today, guiding American’s slavishly pro-Israeli and ruinously anti-Arab policy.

Last word

When we were students a friend of mine, who went on to become a professor of poetry, described it as ‘a bad book in a good cause’.

Practical criticism

See if you can identify the kind of essentialising Orientalist stereotypes about the Middle East, Arabs and Islam which Said describes, in Western (British) coverage of the recent Hamas attack on Israel (I’m just giving the BBC as a starting point):


Credit

Orientalism by Edward Said was first published by Routledge and Kegan Paul in 1978. References are to the 2003 Penguin paperback edition (with new Afterword and Preface).

Related reviews

Gulag: A History by Anne Applebaum (2003)

I went back to my apartment from which no policeman could evict me now. There was no one home, and finally I was able to weep freely. To weep for my husband, who perished in the cellars of the Lubyanka, when he was thirty-seven years old, at the height of his powers and talent; for my children, who grew up orphans, stigmatised as the children of enemies of the people; for my parents, who died of grief; for Nikolai, who was tortured in the camps; and for all of my friends who never lived to be rehabilitated but lie beneath the frozen earth of Kolyma.
(Olga Adamova-Sliozberg, labour economist, arrested in 1936, released in 1954, describing her formal exoneration in 1956, quoted on page 461)

Applebaum is not just a leading researcher and scholar of 20th century Russian history, she is also a senior journalist, having worked for The Economist, The Spectator and The Washington Post. This explains much of the power of this book. Of course the subject matter is horrifying, but Applebaum also knows how to tell a good story, to explain complex issues, and to put the key points clearly and forcefully.

Her terrifying history of the Soviet system of prison labour camps, or ‘gulags’, is in three parts: part one the rise from 1917 to 1939 – then part two, 250 pages describing in eye-watering detail the horrifically barbarous reality of ‘life’ in the camps – then part three, describing the further rise of the gulag system after the Second World War, before its long, slow decline after the death of Stalin in 1953.

Key learnings

Big

Russia is the largest country in the world, spanning 12 time zones. Most of the east, especially the north east, is uninhabited frozen tundra. The Tsars had a long history of not only locking up political opponents but sending them into exile at remote settlements, far, far from the key cities of the West, Moscow and St Petersburg. I.e. the communists were building on an already well-established Russian tradition.

Empty

Moreover, there was a long-established tradition of trying to populate the vast open spaces of continental Russia. Catherine the Great was concerned all her reign with this ambition, and it is described as a key aspect of domestic policy in Dominic Lieven’s history of Russia before the Great War, Towards The Flame.

Forced labour

Russia also had a well-established tradition of using forced serf labour to build grandiose projects. The most famous was Peter the Great’s creation of St Petersburg out of a swamp, using vast numbers of forced peasant labour. Everyone remembers Peter the Great – tourists ooh and aah over the beautiful boulevards. No one remembers the hundreds of thousands of forced labourers who worked and died in squalid conditions to build it.

Thus, the idea of setting up prison camps far away from the main cities, in the remotest distant parts of Russia, with a view to a) settling them b) developing untapped mineral wealth, had ample precedents in Tsarist practice. But the communists took it to a whole new level.

GULAG

GULAG is an acronym standing for Glavnoye Upravleniye Lagerej or Main Camps’ Administration. I was struck by the hideous coincidence that the Russians used the same term as the Nazis (and which therefore appears in so much Holocaust literature such as Primo Levi), Lager. Hence its abbreviated appearance as the suffix of numerous specific camps: Dallag, Dmitlag, Lokchimlag, Vishlag, Sevvostlag.

Concentration camp

Applebaum gives a brief history of the term ‘concentration camp’ which I thought was invented by the British during the Boer War, but apparently was coined by the Spanish. In 1895 they began a policy of reconcentracion to remove peasants from the land and concentrate them in camps, so as to annihilate the troublesome Cuban independence movement (p.19) – a practice copied by the British against the Boers in South Africa, the Germans against the Herero tribespeople in South-West Africa, and more or less every other colonial nation, at some point.

She defines a concentration camp as a prison camp where people are put not for specific crimes they’ve committed but for who they are. ‘Enemy of the people’, ‘saboteur’, ‘traitor’, these terms meant more or less anything the authorities wanted them to.

People at the time, in Russia and abroad, thought there was some vestige of ‘justice’ in the system i.e. that people were imprisoned because they had done something ‘wrong’. It took many a long time to grasp that ‘revolutionary justice’ wasn’t concerned with individuals but, like everything else in a centrally managed state, ran on a quota system. A certain number of traitors needed to be rounded up each year, targets were set, so ‘traitors’ were found and arrested.

Once the Soviet authorities had established complete freedom to arrest and sentence whoever they wanted, they could also use the system for practical ends. When the state needed engineers and geologists to help map out the vast projects to be built by forced labour, such as the White Sea Canal – they simply arrested and imprisoned leading geologists and engineers. ‘Recruitment by arrest’. Simple as that.

Camp life

I was tempted to skip the central section about life in the camp but it in fact turned out to be absolutely riveting, much more interesting than the factual history. Applebaum has personally interviewed scores of survivors of the camps, and weaves this testimony in with selections from the hundreds of Gulag memoirs to give a fascinating social history of all aspects of camp life, beginning with the experience of arrest, imprisonment and the invariably nightmare experience of train shipment thousands of miles.

Of the first 16,000 prisoners entrained right across continental Russia to Vladivostock then piled into completely unprepared cargo ships to be sent to Magadan, the wretched port which was the jumping off point for the bitter and fatal Kolyma mining area in the far north-east of Russia, only 10,000 made it to Magada, and half of them were dead within the first year of labour.

The nature of the ‘work’ in the camps, the special destinies of women and children, the nature of death – including suicides – methods of escape and, above all, the multifarious strategies of survival prisoners adopted, are all described in fascinating and appalling detail.

Memoirists

The two top Gulag memoirists are Aleksandr Solzhenitsyn (One Day in the Life of Ivan Denisovich and The Gulag Archipelago) and Varlaam Shalamov (The Kolyma Tales), though we also hear a lot from Alexander Dolgun, Yevgenia Ginzburg, Leonid Finkelstein and Lev Razgon,

Russia

The net effect of the book is to make me fear and dislike Russia even more.

The failure of state planned economies

State-controlled communism never did or could work. No matter what the rhetoric emitted by its propaganda departments and foreign fans, the Soviet system amounted to a vast bureaucracy of central planners laying down impossible targets for every aspect of economic production and a) they didn’t know what they were talking about b) they were under pressure from the dictators at the top to perform miracles c) so they set impossible quotas.

Then middle and lower management had to find ways of achieving these impossible targets or, more likely, faking the results. The result was vast piles of long, detailed reports, packed with glowing statistics, which were quoted in all the press and propaganda channels, while the society itself got poorer and poorer, in many places starved, and there were shortages of everything.

In this respect the Gulags were simply a microcosm of wider Soviet society. They were as slipshod, ramshackle, dirty, badly and cruelly run, as the rest of Soviet society.

Quotas

The entire system didn’t run on flexible responses to changing needs and situations. Instead bureaucrats at the centre set quotas. You either exceeded your quota and got a reward, reached the quota and were judged satisfactory, or failed the quota and were sacked. Nobody assessed production on the basis of what society actually needed. The central assumption of a communist society is that the Bureaucracy knows what society needs, knows what is good for it. Thus from 1929 onwards Stalin decided that what Russia needed was mass industrialisation. Factories, canals, railways were prioritised; consumer goods, decent accommodation, even food itself, less of a priority.

Because the quotas were so unrealistic, often the only way to fulfil them was to drastically compromise on quality and cut every available corner. Hence to this day Russia’s rotting infrastructure, built in a hurry by people lying and cheating about quality and design and durability, at every opportunity.

The Gulag

So this was the mismanaged society of which the Gulags were simply a vicious microcism. At any one moment the population of the Gulags hovered around 2 million. The majority of the population was common criminals – so-called ‘politicals’, the kind of people we in the West used to campaign about, were always in a minority. The kind of people literate enough to write memoirs were in a tiny minority.

From the start

Applebaum describes how the system of labour camps began immediately the Bolsheviks took power, as a result of the Red Terror of 1918, but that for most of the 1920s there were clashing priorities. In line with the early idealism of the Revolution many policy makers, bureaucrats and camp commanders thought the camps main purpose was to re-educate ordinary and political criminals in order to turn them into ideal Soviet citizens and rehabilitate them into the Model Society.

It was as late as 1939, when Lavrentia Beria became head of the NKVD, that he for the first time established a thorough-going and consistent policy: the forced labour camps existed to contribute to the Soviet economy, end of. Production output was all that mattered. He instituted systematic reform: Quotas were raised, inspections became more rigorous, sentences were extended, the slave labour day became longer.

Stupid projects

The White Sea Canal was the first massive prestige project undertaken with forced camp labour. The Bolsheviks thought it would show the world the dynamism of their new kind of society but instead it demonstrated the absurd stupidity of Soviet aims and methods. Stalin wanted to achieve what previous Russian rulers had dreamed of doing, opening a waterway from the Arctic to the Baltic, thus allowing goods to be transported to from anywhere along the immense Arctic Coast to Archangel, from where it would be dispatched along the new canal to Petersburg, and so into the Baltic and to market in Europe. Applebaum details the ridiculous way the impatient builders began excavations without proper maps, or full architects’ plans, but above all, with slave labourers equipped with no modern tools.

There were no mechanical tools or machines whatsoever, no diggers or drills or trucks, nothing. The entire thing had to be built by hand with tools and equipment built by hand by slave labourers barely surviving on thin soup and sawdust bread in sub-zero temperatures.

Anything up to a quarter of a million prisoners are thought to have died during the canal’s construction. In the event – because of the lack of machine tools and the extreme rockiness of the terrain – a decision was taken early on to limit the depth of the canal to the depth required for river boats but not deep enough for sea ships. This fateful decision ensured that the canal was never successful. It’s still open and carries between ten and forty shallow-draft ships per day, fewer than the number of pleasure steamers on the Thames.

The White Sea Canal was the first of countless similarly grandiose schemes trumpeted with high hopes in the state-controlled press, which relied on slave labour to be built, and which were failures at every level, due to catastrophically bad planning, bad implementation, bad management, bad materials, bad equipment and, above all, the terrible morale of slave labourers who did everything conceivable to cut corners and work as little as possible, simply to survive on the starvation rations which barely kept them alive, let alone fuelled them for hard heavy labour.

The book gives far-reaching insights into this mindset, which has tended to afflict all subsequent ‘socialist’ governments throughout the world, making them hurry to show the world how fabulous their economic system is by building grandiose vanity projects, cities in the middle of nowhere, airports nobody uses, dams which silt up – which plagued the Third World for generations after the Second World War. There is something incredibly childish about it all.

Crime and punishment

The intellectuals, especially True Believers in Communism, those who really thought they were building a better society, suffered most after arrest and imprisonment. They still thought life had some kind of meaning, that there is some kind of justice in human life. They wrote long letters to the head of the NKVD, the Politburo, to Stalin himself, arguing that there must have been a mistake.

But there was no mistake. Or rather the mistake was theirs in naively thinking that Soviet society was governed by any rational sense of ‘justice’. As the communist state’s grand plans failed one after another, the paranoid imbeciles at the top concluded it couldn’t possibly be their stupid economic theories which were at fault – the only explanation must be that there were vast networks of spies and saboteurs and ‘right-deviationists’ and Trotskyists undermining the glorious communist achievement at every step.

Thus when people began starving to death in the hundreds of thousands due to the villainously stupid decision to collectivise agriculture in the Ukraine and south Russia in the early 1930s, the centre couldn’t admit this was because the entire idea was cretinously self-defeating, but instead issues ‘quotas’ of saboteurs which local authorities must arrest.

Because The Quota was all that mattered, police and NKVD would just go to the villages concerned and arrest everyone they saw, women and children and babies included, until the quota was fulfilled. Job done. If the famine continued, it was obviously because the quota hadn’t been enough. So arrest more.

This is how the Gulag filled up and explains why it was a) always bursting at the seams, with camp bosses continually complaining to the centre about lack of room, food and facilities b) was always more full of peasants and working class than the small number of ‘politicals’, and c) why so many of them died.

They were rarely ‘extermination camps’ like the Nazi death camps of the same period – people died because of the criminal squalor, dirt, disease, lack of food or water or medical facilities. Over and over again Applebaum quotes prisoners’ descriptions of 40 people packed into rooms designed for five, of nowhere to sleep, no water except the snow which you had to melt yourself, no mugs or plates so water had to be scooped up in bark or rags, no spoons to eat the watery soup filled with rotten vegetables. Cannibalism – which became widespread in the Ukraine famine of 1933 – was also not unknown in the camps.

Over and again, trainloads of prisoners arrived in locations ordained to become camps to find nothing, absolutely nothing at all. Hundreds of thousands of city dwellers were dumped in frozen fields or bare tundra. They had to excavate holes in the ground with their bare hands and huddle together for warmth for the first few weeks. Immediately, the weak started dying. Only the strong survived the weeks necessary to chop down trees and assemble basic shelters from logs, and so on.

It is a picture of unrelieved squalor, poverty, stupidity, cruelty, degradation and inhumanity.

The purges

By the mid-1930s Stalin felt secure enough in his control of the Soviet state to turn on his enemies and anyone from the early days of the Bolshevik party. It began with targeted arrests, torture, execution or dispatch to the camps, but became a wave of persecution and just kept on growing throughout 1937 and 1938. This was the era of the Show Trials which stunned the world and much of the Soviet population, seeing heroes of the Revolution stand up in court and confess to the most absurd crimes (a process described in Arthur Koestler’s novel Darkness at Noon).

However, although this wave of arrests is famous in the West, it’s partly because it affected high-profile people and intellectuals and, as Applebaum shows, these always made up a tiny fraction of the Gulag population. In 1938 it was estimated that only 1.1% of prisoners had a higher education. Half had only a primary school education, about a third were semi-literate (p.270).

And contrary to common belief, it wasn’t during this period, in the 1930s, that the Gulag Archipelago hit maximum size. That happened after the war – 1952 appears to have been the peak year, with a prison population of some 4 million.

Women and children

Anyone with a heart will find it difficult to carry on reading after the chapter describing the plight of women and their children in the camps. It goes without saying that rape, sometimes gang rape, was a permanent threat to all female prisoners. Applebaum describes how initially idealistic women soon had to adapt to life among hardened criminals, quickly becoming mistress or moll to some hard man. There’s a particularly grim account of how a sweet, pretty blonde turned into, first a mistress, and then herself rose through unflinching cruelty to become a powerful camp boss.

The hardest stories are the countless times new-born babies were separated from their mothers as soon as they’d been weaned – not only that but were then indoctrinated in state-run nurseries into believing their mothers were ‘enemies of the people’ so that, even if the mothers ever managed to track down their children, it was to find Party zealots who refused to acknowledge or talk to them.

How could a nation, how could a people, how could so many people behave with such utter heartlessness?

Such were new Soviet Man and Woman, products of a system devised to bring heartless cruelty to a peak of perfection.

Crime

Paradoxically, the group which thrived most in the Gulag was the really hardened criminals. There was, and still is, an elaborate hierarchy of Russian criminals. At the top sit the vor v zakone (literally ‘thieves-in-law), the toughest of the tough, convicted multiple offenders, who lived by a very strict code of honour, first rule of which was ‘Never co-operate with the authorities’.

Applebaum’s section about these super-hard criminals is fascinating, as all depictions of criminal life are, not least for the light it sheds on post-communist Russia where large numbers of hardened criminals moved into the vacuum created by the fall of communism, and remain there to this day.

Orphans

There’s also some discussion of the huge number of orphans which were produced by the State breaking up millions of families during the 1920s and 1930s. These homeless kids took to street life, stealing, pimping, dealing drugs, became the petty criminals who graduated into Russia’s big criminal underclass. At numerous points the authorities realised the problems this was causing and tried out various policies to abolish it. Too late.

I’ve been reading Martin Cruz Smith’s brilliant thrillers about communist and post-communist Russia featuring tough guy investigator Arkady Renko, and the later ones give quite a lot of prominence to a street kid he picks up and tries to give a decent home, named Zhenya. The novel Three Stations, in particular, introduces us to the dangerous gangs of street kids who Zhenya associates with and/or avoids. It was a revelation to learn that this problem – Russian cities thronged with gangs of criminal homeless kids – is as old as the Revolution, and was partly caused by it.

How many?

A best guess is that some 18 million Soviet citizens passed through the Gulag system between 1929 and 1953. Over 4 million German and other nation prisoners of war were held in camps during and for some time after the Second World War. An additional 700,000 Soviet citizens, many Red Army soldiers returning from incarceration in Germany, were held in so-called ‘filtration camps’. And a huge number of citizens underwent internal exile, were removed to distant lands, though not kept in official gulags: for example, over 2 million kulaks were sent into internal exile in the early 1930s alone. The best estimate is that there were around 6 million special exiles.

Added up, the total number of forced labourers during the history of the gulags is around 28 million.

Conclusions

Applebaum’s book is not only extraordinarily thorough, deeply researched and beautifully written, but it organises its subject matter with immaculate clarity and logic.

The division of the book into three parts – pre-war, life in the camps, post-war – works perfectly, as the social and political and economic circumstances of each era differed so much, particularly in part three when the death of Stalin (in 1953) prompted a quick but chaotic ‘thaw’ in the administration of Soviet ‘justice’ and the swift release of hundreds of thousands of prisoners.

She is excellent at explaining the various methodological issues which confront the historian of this subject e.g. central and local archives contain thousands of official statistics and inspectors’ reports about the hundreds and hundreds of camps, but almost all of them contain substantial fictions and exaggerations – no numbers anywhere, about anything, from the Soviet period can be trusted.

She thoroughly explains the problem of simply trying to define the gulags, since camps came into existence for ad hoc project purposes, or changed function from forced labour camps to normal prisons, and back again, and so on.

Similarly, there are big problems defining the different categories of inmate – political, criminal, foreign – which the Soviet authorities themselves changed and redefined. And that’s before the Second World War, when the entire picture was further confused by the influx of huge numbers of prisoners of war, by the German seizure of most of European Russia and the collapse of production which led – once again – to widespread famine. And then, after the war, the forced relocations of entire nations moved at Stalin’s whim thousands of miles from their homelands, like the Crimean Tartars or the Chechens.

It is an epic story, involving not just every stratum of Russian society but victims from the Baltic states, Poland and Ukraine, along with entire populations of Crimean Tartars, Chechens and so on.

Stepping back it is like watching a huge ink blot spread over the map of the world from Petersburg to Moscow and all European Russia, then slowly across the Asian landmass and, after the Second War, well into Europe and then bursting into the huge area of China, before breaking out in various Third World countries across Africa, Asia and South America. What a global disaster!

The downside of the book is having to nerve yourself to read so many horror stories, whether at national local or individual level, the mental damage caused by immersing yourself in cruelty and heartlessness and suffering and death on a Biblical scale.

The upside is the astonishing clarity with which Applebaum defines the issues, presents the evidence, makes her decisions, divides the subject logically and then describes it in prose of inspirational clarity and intelligence. The book itself is a triumph of civilisation and intelligence over the crude barbarity of the subject matter.

In the final section Applebaum points out the effect on contemporary Russia of never facing up to the enormous crimes and injustices of the Soviet past. Briefly aired in the 1990s it has now been resolutely forgotten, with the result that some of the political figures involved in the final stages of the prison system in the 1970s and 1980s continued to hold positions of power and were never prosecuted. The FSB, successor to the KGB, still has rights to intercept mail and phone calls. And ideas of free speech and freedom of the press continue to be much more limited in Russia than in the West (and appear to deteriorate with every passing year).

Lots of cogent reasons why, as I said at the top, the book makes me fear and dislike Russia even more than I already did. It’s 15 years since Gulag was published. Political and social conditions under Vladimir Putin’s semi-permanent rule have not improved. I wonder if we will end up going to war with Russia.

Applebaum quotes the Russian philosopher Pyotr Chadev, who returned to St Petersburg from the West in 1836 and wrote an essay which included the sentence:

Contrary to the laws of the humanity Russia moves only in the direction of her own enslavement and the enslavement of all neighbouring peoples.

Tsar Nicholas I had Chadev placed under house arrest and word put around that he was insane. Plus ca change…

Summary

This is a really excellent history book, one which – as they say – everyone should read. Or, maybe more realistically, should be compulsory reading to anyone harbouring nostalgia for communism as a form of government or economic theory.

Or – as she says in her conclusion – should be compulsory reading for all those who are beginning to think that the Cold War was a futile waste of time.

Her book goes a long way to justifying the description of the Soviet Union as an ‘evil empire’. In the pampered West plenty of academic may poo-poo that idea – but ask the Czechs, the Poles, the East Germans, the Hungarians, Bulgarians, Romanians, Estonians, Latvians, the Lithuanians, or the Crimeans or the Chechens how much they enjoyed living under Soviet rule.

Map


Related reviews

History

Exhibitions

Fiction

Jailbird by Kurt Vonnegut (1979)

The most embarrassing thing to me about this autobiography, surely, is its unbroken chain of proofs that I was never a serious man. I have been in a lot of trouble over the years, but that was all accidental. Never have I risked my life, or even my comfort, in the service of mankind. Shame on me. (p.178)

This is Vonnegut’s ninth novel, published 27 years after his first, Player Piano (1952).

A hell of a lot had happened in those years – most of the 1950s, the entire 1960s and most of the 1970s – sex and drugs and rock and roll, the swinging sixties, hippies, glam rock, prog rock, punk – the Vietnam War with all its student protests segueing into the Killing Fields in Cambodia, the assassination of the Kennedys and Martin Luther King, the Civil Rights Movement morphing into the Black Panthers and Black Power, the entire Space Age from Sputnik through the moon landings to the Space Shuttle, the oil crisis, Watergate and the discrediting of the American presidency.

Reading Vonnegut’s novels in sequence is like following him and his country on an enormous bender, and then waking up dazed and incredibly hungover the morning after.

A return to sobriety

That’s how reading Jailbird feels (at first, anyway). In comparison with the freaky experimentalism of Slaughterhouse-Five (1969) and of his most fragmented and experimental novel, Breakfast of Champions (1973) which comes complete with Vonnegut’s own illustrations – and unlike the knackered sci-fi of the dystopian novel Slapstick (1976), Jailbird seems like a return to sobriety and convention.

For example, unlike those three novels whose texts are split up into fragmented sections and paragraphs by asterisks or arrows, garnished with illustrations, packed with digressions, including the author’s speculations about his own characters – Jailbird is visually a return to convention, the prose arranged without gimmicks into consecutive paragraphs, themselves grouped into 23 normal-length chapters (unlike the page or half-page-long chapters of its predecessors). Jailbird looks like a normal book.

The long preface

And it does indeed turn out to be a much more conventional read, in tone, mood and style. This is signalled by the thirty-page preface.

Vonnegut hadn’t been shy of writing prefaces to his novels which, as the 60s turned into the 70s, had contained more and more personal, almost intimate, information (for example, about his mother’s suicide and his own depression).

In striking contrast to the ‘letting it all hang out’ approach of those introductions, the introduction to 1979’s Jailbird is strikingly serious and earnest. In tones close to that of a history book or journalistic feature, it recounts the story of the Cuyahoga Bridge Massacre, in which, in 1894, peaceful and mostly female protesters outside an iron works which had laid off their menfolk for rejecting a pay cut, were shot down by freelance ‘security men’ brought in from outside the state.

The link to the rest of the book is that one of the sons of the brutal Scottish immigrant who owned the iron works – Daniel McCone – who was, therefore, responsible for the massacre, is Alexander Hamilton McCone. Well-meaning and well educated Alexander had tried to intervene to break up the protest but is forced to watch the massacre take place, nonetheless.

This results in him withdrawing to live as a traumatised recluse cut off from society, from even his own wife and daughter, by an extreme stammer. His only company is a young boy, the son of the McCone family’s cook and chauffeur Walter F. Starbuck. In return for keeping him company, Alexander promises to send the lad to Harvard when he grows up.

And Jailbird turns out to be the story of Walter F. Starbuck’s life, as told by himself.

First person memoir

In this respect it is like the first-person memoirs which make up Mother Night, Cat’s Cradle and Slapstick. In all of these an ageing man (Starbuck is 66 at the time of writing this book, p.47) looks back over his life from a current situation in which it is drawing to an end. Use of this retrospective point of view means the narrative can jump around from scene to scene, can set up expectations of the future, can signpost major incidents coming up numerous times before actually getting round to describing them.

And it leaves the narrator free to lard the text with his own comments, thoughts and interpretations, something Vonnegut was very inclined to do in those earlier books.

So this memoir or biography is being written by by Walter F. Starbuck.

Right on the first page he gives us the straightforward chronology of his life (just as he did the life of Billy Pilgrim on page one of Slaughterhouse-Five). He was born in 1913, went to Harvard in 1931, got his first government job in 1938. In 1945 he was sent to Germany ‘to oversee the feeding and housing of the American, British, French, and Russian delegations to the War Crimes Trials’ (p.51) and ends up spending four years in Germany.

In 1946 he married a Jewish translator he met in Germany and quickly had a son from whom he is estranged. In 1953 he was sacked from the federal government and ended up helping his wife with her interior decoration company throughout the 1960s. In 1970 he was offered a job in the Nixon White House, and in 1975 tried and convicted of involvement in the Watergate conspiracies, followed by early release from prison in 1977.

Somewhere in the blurbs for the book it says that this is Vonnegut’s Watergate novel but that is wildly misleading. That makes you think you’re going to be taken into the labyrinthine complexities of the Watergate conspiracies, meet the various bad guys in the Nixon administration, maybe there will be some thriller-style suspense and uncovering of new evidence.

Imagine how thrilling and exciting a write like Robert Harris would make a thriller about Watergate.

But nothing could be further from the truth. Jailbird is neither thrilling nor exciting, it is weird and – the temptation is to say ‘surreal’, but really it is nonsensical in the Edward Lear sense of putting nonsensical, non-sequitur and bizarre ideas together to see what effect they give.

RAMJAC Corps

Thus throughout the book we keep hearing that almost any company you can think of is being bought up by the huge and anonymous RAMJAC Corporation. It is only at the end of the book that we realise RAMJAC is run by one of Starbuck’s old girlfriends, in fact one of the only four women he’s ever loved, Mary Kathleen O’Looney. She lives as a bag lady on the streets of New York, wearing enormous black trainers in which she keeps all her legal documentation, and carrying six stuffed filthy bags around. She stinks, her hair is falling out and she is physically disgusting as Starbuck discovers the day after he is released from prison and a friend hails him in the street.

O’Looney hears his name, grabs hold of his hand, refuses to let go, and takes him down into her secret hideaway in a disused train station beneath Manhattan (to be precise, an abandoned locomotive repair shop beneath Grand Central Station). She reveals that she is the CEO of RAMJAC Corp and sends instructions by mail to the lawyer who administers her wishes under the pseudonym of Mrs Jack Graham. These are verified by including fingerprints of all her fingers and thumbs. This means that criminals who have learned about this system, try to kidnap her and cut off her hands in order to use the fingerprints to steal her money. This is not as paranoid as it sounds: one time she was staying in a hotel suite in Nicaragua waited on only by Mormons, the only people she trusts. She met a woman whose husband had just died of amoebic dysentry and put her up in her rooms, while she (Mary) went to make arrangements to ship the body home.

When she came back the Mormon had been murdered – and both her hands cut off and stolen (p.217).

In the couple of days after being released from prison Starbuck receives kindly treatment from a number of people – a prison guard, the chauffeur who brings him into Manhattan, a waiter at a restaurant, the owner of a deep fat frying joint, and so on.

Chatting to the disgusting, half-bald, filthy O’Looney he mentions their names only to have her straightaway write a letter to her executive lawyer, Arpad Leen, instructing that these eight people (including Starbuck himself) be immediately made Vice Presidents of various divisions of RAMJAC Corps, and that’s how the book ends, with a party attended by this random selection of eight guys who now find themselves executives in a massive American corporation.

Starbuck himself ends up as Executive Vice-President of the Down Home Records Division of the RAMJAC Corporation, along with Clyde Carter the prison guard, Cleveland Lawes the limousine driver, Dr Israel Edel the night clerk at the Arapahoe Hotel, Frank Ubriaco owner of the Coffee Shop who once deep-fat-fried his own hand when his expensive watch fell off into the fryer and on impulse he reached in to get it – all Vice presidents of one bit or another of the multinational corporation.

Hopefully, this summary of the RAMJAC/O’Looney thread of the novel shows you that this is not a book about Watergate, nor a thriller, nor really a conventional novel at all.

Satire or ridicule?

And it’s not really a satire on corporate America. A satire usually aims to undermine its target by making accurate, insightful hits on it. Inventing the idea that the most powerful corporation in America is run by a baglady hiding out in a derelict station under Manhattan isn’t really satirising corporate America, it is ridiculing it. This book – maybe all Vonnegut’s books – are less satires than ridicules.

In his view the whole world is so absurd and nonsensical that ridiculing it is the only rational response – including ridiculing the very idea of being a writer and writing novels (which is why I think I like Breakfast of Champions best of the seven novels I’ve read). There is no subtlety or insight to it.

I will say further, as an officer of an enormous international conglomerate, that nobody who is doing well in this economy ever even wonders what is really going on.
We are chimpanzees. We are orangutans. (p.123)

This is not satire. It is the despairing ridicule of a man who has given up trying to understand.

Watergate

The Watergate theme, such as it is, is limited to the following. Starbuck tells us that back in the 1950s he was called on to testify about communists in government. Before the famous House Un-American Activities Committee Starbuck lists a number of colleagues who he knows were communists in the 1930s buthave changed their views and present no threat to the American people. Among these he mistakenly includes a colleague named Leland Clewes. Clewes in fact had never been a communist and tries to clear his name.

Starbuck explains that the young assistant to Senator Joe McCarthy, one Richard Milhous Nixon, then spends two years hounding and investigating Clewes and eventually getting him convicted and sent to jail. This drew Nixon into the public eye. In a roundabout way, then, Starbuck takes the blame for having made Nixon’s career. This is why, a long time later, Starbuck finds himself offered a job at the Nixon White House. Nixon one day remembered his name, asked his aides what Starbuck was doing, wondered if he’d accept a lowly job.

This nothing job is ‘President’s special advisor on youth affairs’ (p.46). Starbuck was given a windowless room in the basement of the White House (‘a sub-basement in the Executive Office Building’), from where he churned out some 200 reports over five years about youth activities, none of which were ever read by anyone. Salary: $36,000 pa.

Starbuck’s sole connection with any of the Watergate conspiracy was twofold. Throughout his time there he could hear people stomping about upstairs. One day he coughed loudly and immediately there was a rumpus down the stairs and a couple of senior staffers burst in demanding to know whether he’d been listening in on their conversations. They then tested the soundproofing, with one of them shouting and swearing upstairs, while another one stood in Starbuck’s office until he was satisfied that even shouting didn’t travel through the floorboards and he could never have heard anything.

And then, in 1975, when police came to search the White House, some of the guilty staffers came rushing downstairs with several crates packed with cash. These were illegal donations to Nixon’s re-election campaign, which they thought they could stash in Starbuck’s out-of-the-way office. But the cops searched even down here, found it, arrested Starbuck, and that was what he was tried and convicted and sent to gaol for, conspiracy to hide, defraud, illegal contributions etc.

So you see, the book offers little or no insight into Watergate or Nixon, or the intricacies of the conspiracy (there is one scene where Starbuck attends a meeting of the entire cabinet, seated far away, the lowest of the low, and chain smoking so much that Nixon makes a joke about him – that is Starbuck’s one and only encounter and anecdote about Nixon pp.61-62. He takes the opportunity to name a number of the men around the table who would end up in prison. But it isn’t an insight or exploration or explanation of the Nixon White House. It is one joke and a list of names).

It’s more as if Starbuck is an innocent bystander, an inoffensive drone right on the periphery of the administration who gets sent to prison because the bad guys stashed some hot money in his office and he was too dutiful to reveal their names. This could have been the basis of a comedy if the rest of the book wasn’t so weird and nonsensical, and about so much else.

Ruth

For example, there is much more about is wife Ruth, her history, how they met and their life together, than there is about politics. Jewish, Ruth had been hidden for the first part of the war, but then discovered and sent to a concentration camp which she survived to be liberated by the Americans and Starbuck met her only hours after they had been requisitioned by an American army unit which needed a translator at a checkpoint. Starbuck himself requisitioned her, took her to a good hotel, fed her up, and employed her as a translator for his work with the War Trials. He takes ten or so pages to describe their work in some detail, to paint a picture of her earnest pessimism, and the determination with which she sets up an interior design company once they return to American in 1949.

Kilgore Trout

Trout was, by this stage, a well known recurrent figure in Vonnegut’s fiction, maybe his most eminent creation, having appeared in Breakfast of Champions, God Bless You Mr. Rosewater, and Slaughterhouse-Five. In Champions he is one of the two major protagonists and we learn a lot about his life. He is definitely a ‘real person’. So it comes as a surprise in Jailbird to learn that Trout is in fact one of the pseudonyms of a fellow prison at the gaol where Starbuck serves his two year sentence, in fact the only ‘lifer’ in the Federal Minimum Security Adult Correctional Facility near Finletter Air Force Base, Georgia. His real name is Dr Robert Fender and he has a doctorate is in veterinary science. While in prison, Fender also writes science fiction novels under another pseudonym, Frank X. Barlow (p.67).

I have seen the way Trout’s character changes in different novels as an example of Vonnegut’s use of ‘unreliable narrators’, but I think it’s far bigger than that. If we agree that Vonnegut’s strategy goes far beyond ‘satire’ into the realm I’ve described as ‘ridicule’, then Jailbird‘s revealing that Kilgore Trout in fact doesn’t exist, is another example of Vonnegut’s full-spectrum ridiculing of all stable and sensible ideas about fiction. It is an example of his ‘nonsense’ approach to fiction.

One strategy Vonnegut retains from earlier books, especially Breakfast of Champions, is that the narrator summarises entire novels or stories by Trout. The result is that, instead of having to read an entire Trout novel, you can simply read the narrator’s one or two-page summary which are much zippier, funnier or wackier.

There are other echoes of earlier techniques as well. You know I said that Jailbird looks more conventional in the sense that the prose is arranged into consecutive paragraphs and the chapters are a sensible length (unlike all three of his previous novels). Yes, but he redeploys the catchphrase. In Slaughterhouse many paragraphs or anecdotes ended with the phrase ‘So it goes’. Here it is ‘And so on’. Similarly, it doesn’t happen often, but every now and then Vonnegut just inserts a one-word paragraph saying ‘Peace’. Just to remind us that the same wacky nonsensicalist of the earlier experimental books is still there, lurking.

And the spirit of the nonsensicalist emerges more and more as the book progresses. There is an extended description of the night in 1931 he took the ‘Yankee clock heiress’ Sarah Wyatt to dinner at the swanky Hotel Arapahoe in Manhattan. Partly because he remembers it all when, having just been released from prison in 1977, Starbuck returns to the same hotel to see it much reduced, shabby and dingy and half boarded up. In fact, the receptionist tells him, the entire area where the restaurant used to be has been converted into a porn movie cinema which specialises in gay porn, many of the movies climaxing with scenes of anal fisting, something which, unsurprisingly, shocks and horrifies the narrator (p.130).

When he expresses an opinion, Starbuck just sounds dazed at what his country has come to.

Mary Kathleen O’Looney wasn’t the only shopping-bag lady in the United States of America. There were tens of thousands of them in major cities throughout the country. Ragged regiments of them had been produced accidentally, and to imaginable purpose, by the great engine of the economy. Another part of the machine was spitting out unrepentant murderers ten years old, and dope fiends, and child batterers and many other bad things. People claimed to be investigating. Unspecified repairs were to be made at some future time. (p.151)

Sacco and Vanzetti

He’s obviously been thinking, or reading, about the celebrated case of the Italian-born American anarchists Sacco and Vanzetti who were controversially convicted of murdering a guard and a paymaster during the April 15, 1920 armed robbery of the Slater and Morrill Shoe Company in Braintree, Massachusetts. They were both executed in the electric chair just after midnight on August 23, 1927.

Vonnegut refers to them in the preface to the book, and the preface ends with a quote from Nicola Sacco writing to his 13-year-old son Dante, a quote which went on to be turned into a song, and rallying cry for the Socialist cause in America.

Help the weak ones that cry for help, help the prosecuted and the victim, because they are your better friends; they are the comrades that fight and fall as your father and Bartolo fought and fell yesterday for the conquest of the joy of freedom for all the poor workers. In this struggle of life you will find more love and you will be loved.

Towards the end of the book, the narrative stops altogether while Vonnegut gives an extended summary of the events surrounding the supposed crimes, trial and execution of the pair. This chimes with the fact that Starbuck, although a Harvard man, was himself a student activist, and an actual member of the communist party.

This is par for the course in Vonnegut’s novels all of which contain large chunks of random subject matter thrown in from all sides. It’s part of what makes them surprisingly chewy and dense.

But it’s difficult to reconcile this apparent earnestness about Sacco and Vanzetti and the anarchist / socialist cause – the totally straight description of the 1894 Cuyahoga Bridge Massacre (fictional, although based on similar worker killings which took place around that time), and descriptions of Starbuck’s own student activism (it was while editing a communist student paper at Harvard that he first met the beautiful and idealistic Mary Kathleen O’Toole) — with the helpless nonsensicality of the main plot i.e. the way a ruined baglady turns out to be running the largest corporation in America. It doesn’t cohere. It’a as if they’re from different worlds – the serious, and the utterly nonsensical.

The nonsense is entertaining and sometimes funny but the trouble is it makes all his ‘serious’ criticisms of America or war or capitalism tremendously easy to ignore, take with a pinch of salt, and dismiss.

Epilogue

In the epilogue Starbuck describes how, soon after being made Executive Vice-President of the Down Home Records Division of the RAMJAC Corporation, he goes to see Mary Kathleen O’Looney in her secret base under grand Central Station and discovers her in a very poor way. In fact she dies in his arms. The epilogue then describes how Starbuck disposes of her body secretly and doesn’t tell anyone. RAMJAC Corporation continues for another two years before the discovery of its CEO’s demise is finally made. At which point Starbuck is taken to court once again, and convicted of not reporting her death, fraud etc.

The book ends with a party given for him by all the other vice-presidents, which has the effect of tying up any loose strands of the ‘plot’, before he is scheduled to be sent back to the slammer. And that is the story of this inveterate jailbird.


Related links

Kurt Vonnegut reviews

Other science fiction reviews

1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1898 The War of the Worlds – the Martians invade earth
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same future London as The Sleeper Wakes, Denton and Elizabeth defy her wealthy family in order to marry, fall into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – scientists invent a compound which makes plants, animals and humans grow to giant size, prompting giant humans to rebel against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a comet passes through earth’s atmosphere and brings about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Kent, gets caught up in the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels

1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, there to discover…

1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Ransom and take him in their spherical spaceship to Malacandra aka Mars,

1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent a second temptation by the Devil and the fall of the planet’s new young inhabitants
1945 That Hideous Strength: A Modern Fairy-Tale for Grown-ups by C.S. Lewis– Ransom assembles a motley crew to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the future history of the Foundation set up by psychohistorian Hari Seldon as it faces attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the ‘trilogy’ describing the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence powered by spindizzy technology
1953 Fahrenheit 451 by Ray Bradbury – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them
1953 Childhood’s End by Arthur C. Clarke a thrilling narrative involving the ‘Overlords’ who arrive from space to supervise mankind’s transition to the next stage in its evolution
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley to solve a murder mystery
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
1956 They Shall Have Stars by James Blish – explains the invention – in the near future – of the anti-death drugs and the spindizzy technology which allow the human race to colonise the galaxy
1959 The Triumph of Time by James Blish – concluding story of Blish’s Okie tetralogy in which Amalfi and his friends are present at the end of the universe

1961 A Fall of Moondust by Arthur C. Clarke a pleasure tourbus on the moon is sucked down into a sink of moondust, sparking a race against time to rescue the trapped crew and passengers
1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard New York
1962 The Man in the High Castle by Philip K. Dick In an alternative future America lost the Second World War and has been partitioned between Japan and Nazi Germany. The narrative follows a motley crew of characters including a dealer in antique Americana, a German spy who warns a Japanese official about a looming surprise German attack, and a woman determined to track down the reclusive author of a hit book which describes an alternative future in which America won the Second World War
1968 2001: A Space Odyssey a panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman being transformed into galactic consciousness
1968 Do Androids Dream of Electric Sheep? by Philip K. Dick In 1992 androids are almost indistinguishable from humans except by trained bounty hunters like Rick Deckard who is paid to track down and ‘retire’ escaped andys
1969 Ubik by Philip K. Dick In 1992 the world is threatened by mutants with psionic powers who are combated by ‘inertials’. The novel focuses on the weird alternative world experienced by a group of inertials after a catastrophe on the moon

1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic
1973 Rendezvous With Rama by Arthur C. Clarke – in 2031 a 50-kilometre long object of alien origin enters the solar system, so the crew of the spaceship Endeavour are sent to explore it
1974 Flow My Tears, The Policeman Said by Philip K. Dick – America after the Second World War is a police state but the story is about popular TV host Jason Taverner who is plunged into an alternative version of this world where he is no longer a rich entertainer but down on the streets among the ‘ordinaries’ and on the run from the police. Why? And how can he get back to his storyline?

1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the Golden Era of the genre, namely the 1950s
1982 2010: Odyssey Two by Arthur C. Clarke – Heywood Floyd joins a Russian spaceship on a two-year journey to Jupiter to a) reclaim the abandoned Discovery and b) investigate the monolith on Japetus
1987 2061: Odyssey Three by Arthur C. Clarke* – Spaceship Galaxy is hijacked and forced to land on Europa, moon of the former Jupiter, in a ‘thriller’ notable for Clarke’s descriptions of the bizarre landscapes of Halley’s Comet and Europa

Slaughterhouse-Five by Kurt Vonnegut (1969)

This was Vonnegut’s sixth novel and his commercial and critical breakthrough, quickly becoming a classic of counter-culture literature, its anti-war message chiming perfectly with the widespread protests across America against the Vietnam War, and then given an extra boost when it was made into a hit movie in 1972.

Both the anti-war message and Vonnegut’s laid-back, sardonic attitude are captured in the book’s jokey author biography:

Kurt Vonnegut Jnr
A fourth-generation German-American
now living in easy circumstances
on Cape Cod
[and smoking too much],
who, as an American infantry scout
hors de combat,
as a prisoner of war,
witnessed the fire-bombing of Dresden, Germany,
‘The Florence of the Elbe,’
a long time ago,
and survived to tell the tale.
This is a novel
somewhat in the telegraphic schizophrenic
manner of tales
of the planet Tralfamadore,
where the flying saucers
come from.
Peace.

That final ‘Peace’ says it all. You can almost smell the dope and patchouli oil.

Vonnegut was an American POW during the Second World War. He was taken to Dresden and set to work along with other POWs – among other things in a syrup factory – and so happened to be there during the notorious Allied bombing raid which flattened this beautiful and historic city on the night of 13 February 1945.

Vonnegut survived because he and other POWs had been billeted in a disused slaughterhouse. This happened to have no fewer than three levels underground of natural cold rooms where meat had been stored. Vonnegut, fellow POWs and their guards took refuge there on the night of the Allied raid and firestorm.

Vonnegut gives this experience and much else of his own life to the novel’s protagonist, Billy Pilgrim, but mixes it – bewilderingly but powerfully – with a science fiction story wherein Billy is captured by aliens from the planet Tralfamadore. And with a third element – which is that during the war Billy came ‘unstuck in time’ and from then on, periodically through the rest of his life, Billy’s consciousness keeps moving between different key moments of his life – one moment a POW captured in the snow in 1944, the next making a speech to fellow Lion’s Club members in 1967, one moment a boy of 12 taken to the Grand Canyon by his parents, the next a middle-aged man at his daughter’s wedding, and so on, for a number of other cardinal scenes in his life.

The text therefore mostly consists of fragments, any lengthy description of a particular scene liable to switch, with no warning, to another.

The odd thing is that despite this staginess, this artifice – it works. In fact it works more effectively than any straightforward account of the facts could have.

Even despite the opening chapter (pp.9-22) which consists mainly of fragments describing Vonnegut’s repeated failure to write this book. In these introductory pages he describes his visits to fellow war veterans and how, after a few drinks, they found they had nothing to say to each other. He candidly admits that, as a middle-aged man, he has gotten into the habit of staying up to late with a bottle of scotch, getting drunk and then ringing up old friends and acquaintances from the past, sometimes maundering on to complete strangers.

In other words, he sounds fucked. But it’s the inclusion of the admission of his failure to make his traumatic memories cohere, and his openness about the obvious emotional toll they’ve taken on him, which make the narrative which follows, deeply fragmented though it is, all the more powerful.

Billy’s biography

Despite all the apparent tricksiness, it is not too difficult to piece together Billy’s biography, in fact Vonnegut summarises most of it right at the start of chapter two, which is where the narrative proper begins.

Listen:
Billy Pilgrim has come unstuck in time. (p23)

Vonnegut likes short declarative sentences. And short paragraphs. He worked on newspapers for a while. Then as a press officer. Which taught him to keep it short. And snappy.

Bill Pilgrim was born in 1922 in Ilium, New York, the only son of a barber. He grew up to be tall and gangly, looking like a Coke bottle. He attended the Ilium school of optometry for one term before being drafted into the army. He was taken prisoner during the German advance of the Battle of the Bulge (December 1944-January 1945). There is an extended sequence describing his miserable march through the snow with two scouts and an aggressive bullying corporal named Roland Weary. The scouts eventually leave them and, a little later, they hear them being shot by a German patrol. So it goes.

He and hundreds of other American POWs were transported by overcrowded trains to a POW camp. The bully who gave him such a time on the march, Roland Weary, dies on the train. The base is really an extermination camp for Russian soldiers who were being starved to death. Within this camp was a small number of British officers who’d been captured at the start of the war and were living very well on Red Cross parcels. After various incidents here (such as witnessing the British stage a production of Cinderella). Billy starts laughing at this, the laugh becomes uncontrollable and turns into a shriek. They give him a shot of morphine. So it goes.

Then he is shipped to Dresden where he is billeted in a disused slaughterhouse and set to various labouring jobs, clearing rubble, and helping out in a syrup factory (where everyone steals as much syrup as they can eat).

One night 600 Allied bombers come and destroy Dresden, sparking a firestorm which incinerates everyone above ground. When Billy and the Germans emerge they discover the entire city reduced to smoking rubble littered with what seem planks of burning wood but are, in fact, smouldering corpses. So it goes.

Billy is liberated by the Russians, repatriated to Allied lines, and then back to the States. He re-enrols in the Ilium School of Optometry and becomes engaged to Valencia, the fat, ugly daughter of the founder of the school, who is addicted to eating candy bars and cries on their wedding night because she thought no-one would ever marry her.

In 1948 Billy suffers a mental breakdown and checks himself into a ward for nonviolent mental patients in a veterans’ hospital near Lake Placid, New York.

Here he meets a character mentioned in previous novels, namely Eliot Rosewater, who introduces him to the works of a prolific science fiction writer, Kilgore Trout (who will be one of the two main figures in Vonnegut’s next novel, Breakfast of Champions). Later on, in 1964, Billy bumps into Trout, as he tyrannises the pack of newspaper boys who he bullies into delivering papers, his only form of income since nobody will publish his numerous novels and, even if they do, Trout never sees any money from them. Rosewater has a big trunk of Trout’s sci-fi novels under his bed and during his stay in the hospital, Billy becomes a big fan.

Then he checks out and resumes his career as an optometrist. Marrying the boss’s fat daughter was a shrewd career move. His father-in-law gifts him a successful optometrist’s practice and Billy goes from strength to strength. He gets rich. He has two children, Barbara and Robert. Barbara marries an optometrist. Robert has a troubled school career (alcoholic at 16, desecrates graveyards) but turns his life round when he joins the Marines and goes to Vietnam.

In 1964 Billy meets Kilgore Trout and invites him to a party of optometrists. Trout chats up the most sensationally sexy woman in the room. When, in his excitement, he coughs on a canape, fragments of wet food land in her cleavage. Trout is that kind of character. Vonnegut is that kind of writer. Billy had planned to give his wife a big jewel as a wedding anniversary present, but is overcome with memories.

In 1967 Billy claims he was kidnapped by Tralfamodorians and taken to their planet in a flying saucer, where he was put in a zoo for the entertainment of Tralfamadorian crowds, and was soon joined by former movie star Montana Wildhack. Billy is laid back about the experience. He’s seen worse. He’s seen nearly the worst that human beings can do to each other. But Montana is hysterical for the first few weeks. Eventually they settle down together in their cage and mate, much to the cheers of the Tralfamadorian crowds.

In 1968 Billy is aboard a planeload of optometrists flying to a convention which crashes into Sugarloaf Mountain, Vermont. Billy is the only survivor. His wife, Valencia, in her worry, drives to the hospital but at one stage hits the central reservation, scraping the exhaust off the car. By the time she gets to the hospital where Billy is she is suffering from a fatal dose of carbon monoxide poisoning, and dies. So it goes.

After getting out of the hospital Billy goes to New York City where he gets airtime on a radio station telling everyone about how he was kidnapped by aliens from outer space and kept in a zoo. His grown-up daughter, Barbara, is furious and insists on coming to look after him (which feels a lot to Billy like nagging, hectoring bullying).

Billy is killed on 13 February 1976. Remember the soldier who died on the train, Roland Weary. Well another soldier, a really unpleasant psychopath named Paul Lazzarro, gives Weary his word of honour that he’ll take care of the dirty rotten fink who Weary blames for his death – the entirely innocent Billy.

And so it is that in 1976 that same Paul Lazzaro assassinates Billy using a laser gun with telescopic sights, while Billy is addressing a big rally about his flying saucer experiences. So it goes.

(It’s worth noting that, in a few throwaway sentences, Vonnegut tells us that by 1976 the USA has been divided into twenty smaller nations ‘so that it will never again be a threat to world peace’. Chicago has been hydrogen-bombed by angry Chinamen, p.96. This is not intended as any kind of prediction, it just continues the vein of pointless absurdity.)

POW

Central to the impact of the book is the powerful account of being taken prisoner, packed into cattle trucks so full people take it in turns to lie down, for days surrounded by the smells of poo and piss, and then arriving at the death camp more dead than alive. The surrealism of the brisk well-fed British officers among the starving Russians (kept in a separate area, behind barbed wire) and then onto the detailed, first hand account of a) labouring in Dresden in the build-up and then b) the night of the firestorm and then c) the aftermath.

These scenes, in their winter misery, reminded me of concentration camp memoirs I’ve read:

They also account in a roundabout way for the comment Vonnegut makes about the nature of his own book (he is prone to stop and comment on the text at random moments):

There are almost no characters in this story, and almost no dramatic confrontations, because most of the people in it are so sick and so much the listless playthings of enormous forces. One of the main effects of war, after all, is that people are discouraged from being characters. (p.110)

This fictional worldview, or attitude towards fiction, is related to the way Vonnegut repeatedly refers to people as machines. All the inhabitants of Tralfamadore are machines and don’t understand why the inhabitants of planet Earth won’t just accept this simple truth.

Tralfamadore

From the start of his career Vonnegut played the textual/fictional joke of having characters from one novel reappear in others.

Thus the town Billy’s born in, Ilium, is the setting for the first part of the novel Cat’s Cradle as is its General Forge and Foundry Company.

In hospital Billy is put in a bed next to Professor Bertram Copeland Rumfoord of Harvard, official Historian of the United States Air Force. This is a coincidence because the main character and master of destiny in The Sirens of Titan is Winston Niles Rumfoord.

The biggest recurring topic is the planet named Tralfamadore (which appears in five of Vonnegut’s novels). Anyone who’s read The Sirens of Titan knows that, on one level, it is all about a denizen of Tralfamadore marooned on Titan after his spaceship breaks down, and that all of human history (in this version, anyway) has in fact been shaped entirely by his home planet sending messages to him.

In Slaughterhouse-Five we learn that Tramalfadorians are:

two feet high, and green, and shaped like plumber’s friends. Their suction cups were on the ground, and their shafts, which were extremely flexible, usually pointed to the sky. At the top of each shaft was a little hand with a green eye in its palm. The creatures were friendly, and they could see in four dimensions. They pitied Earthlings for being able to see only three. They had many wonderful things to teach Earthlings about time.

So far, so frivolous and silly. But the biggest thing Billy learns from the Tramalfadorians is that:

’The most important thing I learned on Tralfamadore was that when a person dies he only appears to die. He is still very much alive in the past, so it is very silly for people to cry at his funeral. All moments, past, present and future, always have existed, always will exist. The Tralfamadorians can look at all the different moments just that way we can look at a stretch of the Rocky Mountains, for instance. They can see how permanent all the moments are, and they can look at any moment that interests them. It is just an illusion we have here on Earth that one moment follows another one, like beads on a string, and that once a moment is gone it is gone forever.’

Various other aspects and quirks of Tralfamadorian life and thought are made up for our amusement (such as that the Tralfamadorians have five sexes, all of which are required for successful reproduction). But this is the key one. They explain a) how all moments of time exist simultaneously so b) that is why Billy can slip between them so easily and c) that’s why it doesn’t matter. Which brings us to ‘so it goes’.

So it goes

The book popularised Vonnegut’s catch-phrase, ‘so it goes’.

The author writes this every time he describes anyone dying, either in the war or by accident or of old age. It appears several times on each page, and 99 times in the whole (relatively short) book. Once upon a time it was cool but I eventually found it irritating and distracting.

But on the same page as he explains the Tralfamadorian way of thinking about, and seeing, time, he also explains the phrase’s origin:

‘When a Tralfamadorian sees a corpse, all he thinks is that the dead person is in a bad condition in that particular moment, but that the same person is just fine in plenty of other moments. Now, when I myself hear that somebody is dead, I simply shrug and say what the Tralfamadorians say about dead people, which is “so it goes.”’

So this phrase ‘so it goes’ turns out to have more philosophical (or theological) than first appears. It indicates why the Tralfamadorians are relaxed about death – because it is only one stage in a person’s existence, and all the other stages of his or her existence continue unaffected by their death. And so it indicates how the author, too, has adopted this point of view.

That’s the nominal aim. But having read the first chapter in which Vonnegut describes the psychological problems he had writing this book – plus the scenes of Billy Pilgrim in the mental hospital – it’s difficult not to read the entire ‘so it goes’, throwaway kind of levity as in fact a form of psychological defence mechanism.

As he describes atrocities, random deaths, cruel accidents, suicides, immolations, plane crashes and the endless dumb pointlessness of the world, it’s hard not to see the ‘so it goes’ mentality as the coping mechanisms of a very unhappy man.

Folk wisdom

Vonnegut is addicted to sharing his wisdom with us. He is in the line of what Saul Bellow described as ‘reality instructors’, a line which goes back to Thoreau and beyond.

All Vonnegut’s novels are designed to persuade us that there is no meaning to life… and it doesn’t matter.

The same thing is said time and again. Thus a German guard punches an American POW, knocking him to the ground. The American asks: ‘Why me?’ The German guard replies: ‘Vy you? Vy anybody?’

Similarly, when the Tralfamadorians abduct him, Billy asks them: ‘Why me?’ to which they reply that they are all of them just embedded in this moment of time, like a prehistoric ant embalmed in amber.

‘There is no why?’ ‘Why?’ is the wrong question to be asking.

You can see why this Zen-like sidestepping of the anxious questions of Western philosophy appealed to the 60s generation, the spirit that made Zen and the Art of Motorcycle Maintenance such an instant best seller when it was published in 1974.

But pretty often it sounds no different from homespun folk wisdom, with no particular secret or mystique about it. Here’s Billy chatting with a Tramalfadorian:

‘But you do have a peaceful planet here.’
‘Today we do. On other days we have wars as horrible as any you’ve ever seen or read about. There isn’t anything we can do about them, so we simply don’t look at them. We ignore them. We spend eternity looking at pleasant moments – like today at the zoo. Isn’t this a nice moment?’
‘Yes.’
‘That’s one thing Earthlings might learn to do, if they tried hard enough: Ignore the awful times, and concentrate on the good ones.’

‘Ignore the awful times, and concentrate on the good ones.’ Not a dazzling revelation, is it? But then the thing about living wisely – as of eating a healthy diet – is everyone knows what they ought to be doing, it’s just that most people can’t or won’t or don’t do it.

Vivid writing

Notwithstanding that Vonnegut’s baseline style is the crisp brevity of newspaper journalism, he routinely comes up with great lines, descriptions and verbal effects.

There was a still life on Billy’s bedside table – two pills, an ashtray with three lipstick-stained cigarettes in it, one cigarette still burning, and a glass of water. The water was dead. So it goes. Air was trying to get out of that dead water. Bubbles were clinging to the walls of the glass, too weak to climb out.

This description is charged by the fact that Billy is himself lying in a hospital bed, too weak to get out.

Elsewhere Vonnegut nails aspects of his society and times with an accuracy made all the more lethal by the calm simplicity of his phrasing.

Like so many Americans, she was trying to construct a life that made sense from things she found in gift shops.

Set pieces

And like the other Vonnegut novels I’ve read, it is just crammed full of stuff. Characters, events, insights, jokes, wisdom, the author’s own hand-drawn illustrations.

While he is in the prison camp Billy meets an American traitor, Howard W. Campbell Jnr who is trying to raise an American Nazi regiment to fight the Russians on the Eastern Front. Obviously he’s a traitor Fascist, but he is not stupid and Billy reads the lengthy monograph Campbell has written which is a cunning blend of truths and falsehoods about the American character, and which allows Vonnegut to slip in some pretty bitter home truths:

America is the wealthiest nation on Earth, but its people are mainly poor, and poor Americans are urged to hate themselves… It is in fact a crime for an American to be poor, even though America is a nation of poor… Americans, like human beings everywhere, believe many things that are obviously untrue, the monograph went on. Their most destructive untruth is that it is very easy for any American to make money. They will not acknowledge how in fact hard money is to come by, and, therefore, those who have no money blame and blame and blame themselves. This inward blame has been a treasure for the rich and powerful, who have had to do less for their poor, publicly and privately, than any other ruling class since Napoleonic times.

In a different mode, there is an impressive writerly tour de force where Billy has a vision of the bombing of Dresden happening in reverse, with miraculous old buildings rising from a rubble-strewn wasteland, friendly planes flying over hoovering up all those nasty bombs, flying back to England in pretty poor shape but, luckily, fleets of fighter planes meet them and suck out all the bullets and flak so that they finally land back at their airfields in pristine condition, and everyone is happy!

Shell-shocked prose

But the most consistent style or tone is shell-shocked numbness. The author tells things in sequence like a zombie. Zombie prose. Then this then this then this.

Billy survived, but he was a dazed wanderer far behind the new German lines. Three other wanderers, not quite so dazed, allowed Billy to tag along. Two of them were scouts, and one was an antitank gunner. They were without food or maps. Avoiding Germans they were delivering themselves into rural silences ever more profound. They ate snow.

Dazed wanderer prose. Sometimes, when applied to actual combat, to soldiers shooting each other or planes dropping bombs, you can see how describing things in this simpleton, child’s eye way, is designed to undermine the army press release, conventional ways of seeing atrocities. To force us to realise that ‘combat’ means one bunch of men trying to send bits of metal at high velocity through other men’s bodies.

But at other moments this numb, dumb, dazed, zombie prose seems to me to convey nothing more than shell shock. Mental disturbance. An inability to function which isn’t glamorous or counter-cultural, but masks deep pain and unhappiness.

As a part of a gun crew, [Weary] had helped to fire one shot in anger-from a 57-millimeter antitank gun. The gun made a ripping sound like the opening of a zipper on the fly of God Almighty. The gun lapped up snow and vegetation with a blowtorch feet long. The flame left a black arrow on the ground, showing the Germans exactly where the gun was hidden. The shot was a miss.

What had been missed was a Tiger tank. It swiveled its 88-millimeter snout around sniffingly, saw the arrow on the ground. It fired. It killed everybody on the gun crew but Weary. So it goes.

Telling what happened with no emotion, affect or intellectual intervention, no defences, no assimilation. The wound still red raw and gaping.

It comes as absolutely no surprise to learn that Vonnegut suffered from chronic depression, and within a few years of Slaughterhouse being published, a difficult break-up with his wife and his son’s mental collapse prompted him to start taking anti-depressants. In 1984 he tried to commit suicide. I think you can hear not only Vonnegut’s war-torn past, but also his troubled future, in the prose of Slaughterhouse-Five.


Related links

Kurt Vonnegut reviews

Other science fiction reviews

1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1898 The War of the Worlds – the Martians invade earth
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same future London as The Sleeper Wakes, Denton and Elizabeth defy her wealthy family in order to marry, fall into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – scientists invent a compound which makes plants, animals and humans grow to giant size, prompting giant humans to rebel against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a comet passes through earth’s atmosphere and brings about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Kent, gets caught up in the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels

1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, there to discover…

1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Ransom and take him in their spherical spaceship to Malacandra aka Mars,

1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent a second temptation by the Devil and the fall of the planet’s new young inhabitants
1945 That Hideous Strength: A Modern Fairy-Tale for Grown-ups by C.S. Lewis– Ransom assembles a motley crew to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the future history of the Foundation set up by psychohistorian Hari Seldon as it faces attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the ‘trilogy’ describing the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence powered by spindizzy technology
1953 Fahrenheit 451 by Ray Bradbury – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them
1953 Childhood’s End by Arthur C. Clarke a thrilling narrative involving the ‘Overlords’ who arrive from space to supervise mankind’s transition to the next stage in its evolution
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley to solve a murder mystery
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
1956 They Shall Have Stars by James Blish – explains the invention – in the near future – of the anti-death drugs and the spindizzy technology which allow the human race to colonise the galaxy
1959 The Triumph of Time by James Blish – concluding story of Blish’s Okie tetralogy in which Amalfi and his friends are present at the end of the universe

1961 A Fall of Moondust by Arthur C. Clarke a pleasure tourbus on the moon is sucked down into a sink of moondust, sparking a race against time to rescue the trapped crew and passengers
1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard New York
1962 The Man in the High Castle by Philip K. Dick In an alternative future America lost the Second World War and has been partitioned between Japan and Nazi Germany. The narrative follows a motley crew of characters including a dealer in antique Americana, a German spy who warns a Japanese official about a looming surprise German attack, and a woman determined to track down the reclusive author of a hit book which describes an alternative future in which America won the Second World War
1968 2001: A Space Odyssey a panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman being transformed into galactic consciousness
1968 Do Androids Dream of Electric Sheep? by Philip K. Dick In 1992 androids are almost indistinguishable from humans except by trained bounty hunters like Rick Deckard who is paid to track down and ‘retire’ escaped andys
1969 Ubik by Philip K. Dick In 1992 the world is threatened by mutants with psionic powers who are combated by ‘inertials’. The novel focuses on the weird alternative world experienced by a group of inertials after a catastrophe on the moon

1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic
1973 Rendezvous With Rama by Arthur C. Clarke – in 2031 a 50-kilometre long object of alien origin enters the solar system, so the crew of the spaceship Endeavour are sent to explore it
1974 Flow My Tears, The Policeman Said by Philip K. Dick – America after the Second World War is a police state but the story is about popular TV host Jason Taverner who is plunged into an alternative version of this world where he is no longer a rich entertainer but down on the streets among the ‘ordinaries’ and on the run from the police. Why? And how can he get back to his storyline?

1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the Golden Era of the genre, namely the 1950s
1982 2010: Odyssey Two by Arthur C. Clarke – Heywood Floyd joins a Russian spaceship on a two-year journey to Jupiter to a) reclaim the abandoned Discovery and b) investigate the enormous monolith on Japetus
1987 2061: Odyssey Three by Arthur C. Clarke* – Spaceship Galaxy is hijacked and forced to land on Europa, a moon of the former Jupiter, but the thriller aspects are only pretexts for Clarke’s wonderful descriptions of landing on Halley’s Comet and the evolution of wild and unexpected new forms of life on Europa

Mother Night by Kurt Vonnegut (1962)

‘People should be changed by world wars,’ I said, ‘else, what are world wars for?’ (p.86)

Mother Night purports to be the memoirs of American Howard W. Campbell Jr., born 1912 (p.17) who goes to Germany in 1923, along with his family when his dad gets a job with the Berlin branch of General Electric (p.18) and so grows up fluent in German.

The three-page introduction by Vonnegut uses the hokey old strategy of claiming that the author is merely presenting the authentic papers of a genuine historical figure, which he has edited and corrected in various detail. This is both designed to give hokey plausibility to the narrative’s provenance while drawing attention to its artificiality. Just one of the numerous meta-fictional devices Vonnegut uses here and throughout his career.

Howard W. Campbell Jnr

The main text starts bluntly enough and very much in the tradition of much 19th century fiction:

My name is Howard W. Campbell Jnr. I am an American by birth, a Nazi by reputation, and a nationless person by inclination. (p.3)

As he came of age in Nazi Germany (he turns 21 in 1933, the year Hitler comes to power) Campbell set out to make a living as a writer, producing so-so plays and poems throughout the 1930s and marrying a German wife, the actress Helga Noth, daughter of Berlin’s Chief of Police. The glamorous young couple find themselves invited to society parties and so meeting, among others, many of the leaders of the Nazi Party, notably Joseph Goebbels.

The text purports to be a memoir written in 1961 in prison in Israel where Campbell has recently been brought after living quietly in Greenwich Village, New York since the end of the war, because Howard W. Campbell Jr.’s main achievement in life was to become a traitor to his country and a war criminal by broadcasting hard core, anti-Semitic, anti-American Nazi propaganda from Berlin right till the end of the war. Although we are not told till the end of the book how he ended up there, he is now in the custody of the Israeli authorities who are about to put him on trial for war crimes.

The memoir uses Vonnegut’s familiar approach of not giving a chronological approach to Campbell’s life, but ranging far and wide over his former life, to pick out key moments and scenes. Thus, in what is effectively a series of fragments, we learn that:

In Israel

  • Campbell is writing the memoir for Mr Tuvia Friedmann, Director of the Haifa Institute for the Documentation of War Criminals.
  • He describes the characters of the four very different Israeli guards who do the different shifts of guarding him – Andor Gutman who spent two years in Auschwitz, Arpad Kovacs who survived the war by pretending to be a good Aryan and joining the SS.

In Nazi Germany

  • It was Campbell who introduced Goebbels – and through him, Hitler – to Lincoln’s Gettysburg Address.
  • Half way through the war Helga was entertaining the German troops in the Crimea when the Crimea is overrun by the Russians. She was never heard from again, presumed dead.
  • Towards the end of the war Campbell borrowed the beloved motorbike of his best friend Heinz Schildknecht and went to visit his father-in-law, Werner Noth, in his big house on the outskirts of Berlin. Werner was having all the contents loaded on a cart and sent with his wife and other daughter, 10-year-old Resi, to Cologne. Werner asks Campbell to shoot the family dog, which Campbell did. 10-year-old Resi says she loves him (Campbell). Fine. He gets on his motorbike and tries to escape the advancing Russians.
  • In 1945 Campbell was captured by Lieutenant Bernard B. O’Hare of the American Third Army who drives him to the nearby and newly-liberated concentration camp of Ohrdruf, where he is photographed in front of the camp gallows (now full of former camp guards), a photo which makes the front cover of Life magazine and makes Campbell notorious.

In New York

  • Campbell is released by the American authorities and goes to live in New York. His mother and father had gone back to America just before war broke out, but they both die within 24 hours of each other of heart disease before the end of the war, and Howard has inherited their fortune.
  • Campbell’s downstairs neighbour in Greenwich Village is a young doctor named Abraham Epstein; he doesn’t care about the war, but his mother was in Auschwitz and recognises Campbell, who plays dumb.
  • In his loneliness, Campbell gets to know another neighbour, George Kraft, by playing chess with him. Little does he know that Kraft is in fact a Russian spy, real name Colonel Iona Potapov.
  • The beginning of the end comes when Campbell finds his mailbox stuffed with neo-Nazi literature, namely The White Christian Minuteman edited by the reverend Lionel L.D. Jones, D.D.S.
  • There’s also a letter from the American soldier who arrested him 16 years earlier, Bernard B. O’Hare, who threatens to pay him a visit and administer the punishment he so richly deserves.
  • How did they track him down? Kraft, the Russian spy. Over the months Campbell got to trust him and spill parts of his story. It was Kraft who contacted the neo-Nazis and O’Hare. Why? In order to force him to flee, so that he can be kidnapped by Russian security forces (see below).
  • Dr Jones comes to visit along with a couple of other American Nazis and… to Campbell’s amazement, his long-lost wife Helga. He gets rid of the others and he and Helga have riotous sex, just like back in the good times in Berlin. It’s only when he takes Helga shopping for a king-sized double bed like the one they used to have, that she drops the bombshell that she is not Helga – she is the kid sister, Resi, all grown up 🙂

Throughout the memoir Campbell claims he is innocent. He claims he was recruited for American intelligence by a Major Frank Wirtanen, who taught him how to leave pauses, gaps, coughs etc during his radio broadcasts, which conveyed valuable information to the American intelligence.

Trouble is the American government now (1961) refuses to confirm or deny Campbell’s story, and there are no records anywhere of this Major Wirtanen.

The deeper trouble is that Campbell himself is torn by his schizophrenia. Although he may have been an American agent he did, nonetheless, say those things over the radio. In his memoir he damns himself even more by pointing out various anti-Semitic ideas and pictures which he also contributed to the Nazi cause. He has no doubt that he was guilty of doing those things. Although he is also certain he was working for the Americans.

A book of two halves

Mother Night represents a drastic change from the mind-bending science fiction of The Sirens of Titan, coming freighted, as it does, with a lot of historical research, and a feel for the German language and German society (presumably drawing on the fact that Vonnegut himself was of German stock).

When the story is close to the Nazis and wartime Europe it is interesting. When it is more about the eccentric neo-Nazis in modern New York it feels like bubblegum comedy, like an early draft for Mel Brooks’s gross-out comedy, The Producers (‘Springtime for Hitler and Germany’).

The tone changes significantly and, in my opinion, for the worse, after Campbell is confronted and beaten up by an American soldier as he returns to his apartment building from that bed shopping trip with Resi, now that his identity is out. He is beaten to the ground and kicked in the head and loses consciousness.

When he wakes up it is in the house of Dr Jones, in the company of Kraft the Russian spy, along with some other grotesques, Father Keeley, a Catholic priest and Fascist, and the improbable figure of the ‘black Führer of Harlem’.

Somehow the book has turned into something like an episode of the Man from U.N.C.L.E., utterly implausible and unserious. When he was describing Campbell’s brief meeting with Dr Goebbels he was, I think, on his best behaviour. It is slyly satirical (the idea that Hitler would actually admire the Gettysburg Address) but at bottom serious.

Now it feels like an episode of Scooby-Doo with brightly coloured cartoon characters running round abandoned buildings.

Jones and Kraft tell him they’ve got a plan which is to abandon America completely and all fly to Mexico City.

In a farcical scene they invite Campbell to address a cohort of six-foot blonde American boys who have formed ‘the Iron Guard of the White Sons of the American Constitution’.

Campbell is giving a little speech from the stage in the basement of the building when the lights go down and he is disconcerted to hear one of his own wartime broadcasts being played (which gives us, the readers, an opportunity to savour his anti-Semitic Nazi rhetoric in full).

While the lights are down someone slips a message into Campbell’s pocket. Later he sneaks a look and it is a message from the elusive Major Frank Wirtanen to come meet him in a shop opposite.

Campbell makes his excuses for going for a stroll and suspiciously approaches the shutdown shop opposite but Wirtanen is waiting for him, alone and unarmed.

Here Wirtanen informs him the Kraft is a Russian spy and so is Resi. They will all fly to Mexico City where Campbell will immediately be kidnapped and flown to Moscow. Why? So the Soviets can try a high-profile war criminal and show how such criminals are allowed to live freely in the West.

Wirtanen warns Campbell that the safe house they’re all in is about to be raided. Back on the street, Campbell realises he has nowhere else to go and so walks back to the house. Here he confronts Resi and Kraft with their plan which they immediately admit – at which point American FBI agents burst in.

Now, John le Carré’s novel, The Spy Who Came In From The Cold was published just a year after Mother Night and even a moment’s mental comparison shows you that Vonnegut is not really interested in being serious. He is not interested in plot or suspense or dramatic climaxes.

If you call to mind the fiendish elaborateness of Le Carré’s plot and the depth of psychological duelling which it describes, and behind it all the sense of something really important at stake i.e. the survival of a high-level Western spy in the East German security machine – it throws Vonnegut’s bubble gum cartoon into vivid relief.

There is nothing remotely like that here.

The entire idea that Campbell was somehow transmitting secrets in his Nazi broadcasts is nonsense. Via a set of coughs and pauses? Rubbish. Vonnegut makes a half-arsed attempt to clarify it by having Wirtanen say that no fewer than seven women agents died getting him the information, but we never understand how that information reached Campbell or how it was codified into this nonsensical idea of coughs and pauses. He himself never explains how it was done, how he met these ‘agents’, how he turned their messages into code, the difficulty of staging the alleged coughs and pauses. It’s rubbish, a flimsy pretext.

When Campbell tells Resi that he knows she is a Russian spy she makes a rubbish speech about how she really, genuinely loves him and had asked Kraft to change the plan to protect him. But now she sees his love is dead she has no reason to go on living. So she takes a cyanide pill and collapses dead in his arms.

This isn’t serious. It is The Man from U.N.C.L.E.

The novel dissolves into fragments. While the others are arrested and taken away, Campbell, on Wirtanen’s permission is released.

He doesn’t know where to go and only a cop asking him to move along prompts him to drift back to his old apartment building. This has been trashed by various American patriots.

Campbell has a disconnected conversation with another cop, who tells him his own father was killed at Iwo Jima and how he reckons it’s all to do with chemicals in the brain, which affect our moods, can make us feel up or down, and maybe explain the different behaviour of different cultures. It’s call chemicals (a subject to be developed at length in Vonnegut’s later novel, Breakfast of Champions).

Upstairs in the ruins of his apartment (comprehensively trashed by American patriots once news about who he was has spread) Campbell is confronted by Lieutenant Bernard B. O’Hare of the American Third Army. He is drink but has dressed very correctly in uniform as he thinks he is fulfilling the military duty of killing Campbell which he should have performed 15 years earlier.

Vonnegut gives a good little cameo to O’Hare, having him admit how disappointing post-war life has been with his wife producing baby after baby and all his business plans coming to nothing. Vonnegut makes us see how O’Hare hopes to redeem all his failures in life and business by beating up Campbell, maybe killing him. But O’Hare is out of shape and drunk. As he lunges towards Campbell, our man beats down hard with a pair of fire tongs and breaks his arm. After some ineffective dodging and weaving Campbell forces O’Hare out into the hall where the latter copiously throws up, then staggers back down the stairs.

Campbell stands there, his life reduced to ashes. No wife, no lover, no friends, no cause, no help, and the entire country against him.

He has a brainwave and goes and hands himself into his young neighbour Abraham Epstein. Except it’s by now quite late at night and Epstein doesn’t know what he’s talking about and doesn’t care. Campbell insists he wants to hand himself over to the Israeli authorities. Epstein replies, well go along to the embassy tomorrow. But Campbell wants something decisive to happen now.

I suppose this is farcical but it didn’t strike me as very funny. Eventually Epstein’s mother phones three Jewish men friends who turn up and keep ‘guard’ on Campbell till the morning. She understands his need to confess, to come clean and for someone else simply to take over his life.

Suicide

And so the final pages cut to Campbell in the Israeli prison. There is a comic recap of the various witnesses for and against him, plus his lawyer who, like all lawyers, is costing him a fortune. He wakes up and has got three letters, two of them farcical (one from a company called Creative Playthings wanting his financial support).

But the third is from the elusive Major Frank Wirtanen who says he does exist, he did work for the American army, Campbell really worked for him and is an American patriot, and he will say so in court under oath.

Campbell looks up from the letter.

So I am about to be a free man again, to wander where I please.
I find the prospect nauseating.

And so in the remaining seven pages of the book, he decides he will hang himself for crimes against himself. The book’s last words are:

Goodbye cruel world.
Auf wiedersehen?

By this stage I had completely stopped taking Campbell or his fate seriously.

Thoughts

1. Vonnegut’s wisdom

As the 1960s went on Vonnegut gave in more and more to the temptation to lard his books with insights and wisdom and sayings. In this, his third novel, this tendency is mostly reined in, though various morals and meanings and precepts and proverbs about life and the world still slip through:

Oh, God – the lives people try to lead.
Oh, God – what a world they try to lead them in!

In the preface he tells us that ‘the moral of the story’ is:

We are what we pretend to be, so we must be careful about what we pretend to be.

Although it might also be:

When you’re dead you’re dead.

And another one springs to mind:

Make love when you can. It’s good for you.

This tendency to buttonhole us with his folksy wisdom – and not to be able to stop – was to run riot through his books as the 1960s progressed.

2. The Nazis and leading a double life

As to any serious thoughts about the Nazis, or Eichmann, or the nature of evil, or patriotism, and the separate theme of living a double life, epitomised by the figure of ‘the spy’ – Mother Night prompts none. It is a kind of comic fantasia without thoughts or consequences.

There are serious books on these subjects and if you seriously want to understand them, you should read those.

Reviews of anti-Semitism and Holocaust literature

3. Eichmann

The main thing it left me thinking was this: at one stage Campbell says he is being kept in the same prison as Adolf Eichmann, and several times they have brief conversations, in which Eichmann comes over as calm and serene.

Now Eichmann had been kidnapped in Argentina by the Israeli secret service Mossad, and was brought back to Jerusalem to undergo a very high-profile trial, before being found guilty and hanged in 1 June 1962.

The trial was widely followed in the media and was later the subject of several books, including Hannah Arendt’s Eichmann in Jerusalem, in which Arendt coined the phrase “the banality of evil” to describe Eichmann. (Wikipedia)

Serious commentators around the world, politicians and philosophers, were writing long earnest articles about the Eichmann trial. I’d love to know how many of them even noticed this half-comic novel by a little-known American novelist, and what – given the seriousness of the issues being discussed – any of them thought of his rather shallow, comical treatment of them.

My opinion is: Mother Night starts promisingly but then disintegrates into cartoon capers larded with two-penny, ha’penny folk wisdom. In his later novels Vonnegut would find subjects and a form (more fragmented and studiedly meta-fictional, more open-ended and gossipy) which were much better suited to the kind of writer he is obviously, even in this early book, straining to be.

Credit

Mother Night by Kurt Vonnegut Jnr was published in 1962 by Fawcett Publications/Gold Medal Books. All references are to the Vintage paperback edition.


Related links

Kurt Vonnegut reviews

Other science fiction reviews

1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1898 The War of the Worlds – the Martians invade earth
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same future London as The Sleeper Wakes, Denton and Elizabeth defy her wealthy family in order to marry, fall into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – scientists invent a compound which makes plants, animals and humans grow to giant size, prompting giant humans to rebel against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a comet passes through earth’s atmosphere and brings about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Kent, gets caught up in the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels

1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, there to discover…

1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Ransom and take him in their spherical spaceship to Malacandra aka Mars,

1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent a second temptation by the Devil and the fall of the planet’s new young inhabitants
1945 That Hideous Strength: A Modern Fairy-Tale for Grown-ups by C.S. Lewis– Ransom assembles a motley crew to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the future history of the Foundation set up by psychohistorian Hari Seldon as it faces attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the ‘trilogy’ describing the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence powered by spindizzy technology
1953 Fahrenheit 451 by Ray Bradbury – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them
1953 Childhood’s End by Arthur C. Clarke a thrilling narrative involving the ‘Overlords’ who arrive from space to supervise mankind’s transition to the next stage in its evolution
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley to solve a murder mystery
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
1956 They Shall Have Stars by James Blish – explains the invention – in the near future – of the anti-death drugs and the spindizzy technology which allow the human race to colonise the galaxy
1959 The Triumph of Time by James Blish – concluding story of Blish’s Okie tetralogy in which Amalfi and his friends are present at the end of the universe

1961 A Fall of Moondust by Arthur C. Clarke a pleasure tourbus on the moon is sucked down into a sink of moondust, sparking a race against time to rescue the trapped crew and passengers
1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard New York
1962 The Man in the High Castle by Philip K. Dick In an alternative future America lost the Second World War and has been partitioned between Japan and Nazi Germany. The narrative follows a motley crew of characters including a dealer in antique Americana, a German spy who warns a Japanese official about a looming surprise German attack, and a woman determined to track down the reclusive author of a hit book which describes an alternative future in which America won the Second World War
1968 2001: A Space Odyssey a panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman being transformed into galactic consciousness
1968 Do Androids Dream of Electric Sheep? by Philip K. Dick In 1992 androids are almost indistinguishable from humans except by trained bounty hunters like Rick Deckard who is paid to track down and ‘retire’ escaped andys
1969 Ubik by Philip K. Dick In 1992 the world is threatened by mutants with psionic powers who are combated by ‘inertials’. The novel focuses on the weird alternative world experienced by a group of inertials after a catastrophe on the moon

1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic
1973 Rendezvous With Rama by Arthur C. Clarke – in 2031 a 50-kilometre long object of alien origin enters the solar system, so the crew of the spaceship Endeavour are sent to explore it
1974 Flow My Tears, The Policeman Said by Philip K. Dick – America after the Second World War is a police state but the story is about popular TV host Jason Taverner who is plunged into an alternative version of this world where he is no longer a rich entertainer but down on the streets among the ‘ordinaries’ and on the run from the police. Why? And how can he get back to his storyline?

1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the Golden Era of the genre, namely the 1950s
1982 2010: Odyssey Two by Arthur C. Clarke – Heywood Floyd joins a Russian spaceship on a two-year journey to Jupiter to a) reclaim the abandoned Discovery and b) investigate the monolith on Japetus
1987 2061: Odyssey Three by Arthur C. Clarke* – Spaceship Galaxy is hijacked and forced to land on Europa, moon of the former Jupiter, in a ‘thriller’ notable for Clarke’s descriptions of the bizarre landscapes of Halley’s Comet and Europa

Remembering the Kindertransport: 80 Years On @ The Jewish Museum

To mark the 80th anniversary of the Kindertransport, the Jewish Museum in Camden is hosting two small but moving exhibitions.

The Kindertransport

‘Kinder’ is simply the German word for ‘children’, so the Kindertransport was the name given to the scheme whereby, in 1938-39, the British government allowed 10,000 Jewish and other ‘non-Aryan’ children from occupied Europe to come to Britain.

Earlier in the 1930s Britain had had a tough immigration policy, but that changed after the notorious Krystallnacht of November 1938, but the Kindertransport scheme was still very restrictive. Jewish lobbies brought pressure on the government to allow Jews up to the age of 17 to come to Britain without their parents, and on condition they would not cost the taxpayer.

Main room

Around the wall of the main exhibition room are photos of half a dozen grown-up Kindertransport children, now in their 80s or 90s. Photos of Ann, Bea, Bernd, Bob, Elsa and Ruth are accompanied by labels, replicas of the kind of labels which were attached to them when they arrived in Britain all those years ago.

Installation view of Remembering the Kindertransport at the Jewish Museum

Installation view of Remembering the Kindertransport at the Jewish Museum

The children escaped Nazi persecution, but they went through painful separations from their family, most of whom they never saw again. The parents had to find a British sponsor to cover the costs of hosting their child. In many cases this was done by British Jewish and non-Jewish charities under the lead of the Children’s Refugee Movement.

Not only teenagers, but toddlers and even babies were sent over. Often parents learned that their child had a place only days before the boat departed, leading to rushed and incomplete farewells. Most of the Kinder travelled by train through Holland, then by ferry to Harwich, before being taken on to London and greeted by the charity workers who then allotted them their placement.

Some children came to stay with relatives, but most lived with host families, or in children’s homes or hostels. The treatment of the Kinder varied from loving and nurturing through to surprisingly rough physical and economic exploitation. Some hosts and homes made no bones about the fact that the Kinder were going to have to work to earn their keep.

In 1940, when the Germans overran France and threatened to invade Britain, many of the Kinder found themselves evacuated yet again, this time to the countryside. And about 1,000 of the Kinder over the age of 18 were briefly interned as ‘enemy aliens’. Can you imagine the trauma!

On four big video screens are extensive interviews with Ann, Bea, Bernd, Bob, Elsa and Ruth , describing the pain of separation from family members, and the difficulty of fitting into an entirely new environment, with its new language and customs.

The films focus on the themes of ‘Life Before’, ‘Goodbyes’ and ‘New beginnings’. There are also a few display cases showing items like a hairbrush, a German-English dictionary, a Passover haggadah – the flotsam and jetsam of a terrible time.

Installation view of Remembering the Kindertransport at the Jewish Museum

Installation view of Remembering the Kindertransport at the Jewish Museum

On my visit the place was packed out with a school trip, working through one of those schoolkids’ worksheets which asks them to find facts and figures and ideas and issues among the various displays. That must surely be the focus of the exhibition – passing on history to the young generation. And above all the key message: Never again. Never again that kind of racism, intolerance and stupidity.

Still in Our Hands: Kinder Life Portraits

Up a few stairs, in the museum’s café, is a separate but related photographic exhibition. It consists of archival photographs and portraits by Dr Bea Lewkowicz of former Kindertransportees who were interviewed by the AJR Refugee Voices Testimony Archive.

The portraits in this little display show the connection between then and now, in each portrait the modern adult holding a back and white image of themselves as a child.

Some of the Kindertransport children, as adults

Some of the Kindertransport children, as adults

The 10,000 Kinder who came to Great Britain found themselves in the hands of a number of different agencies, governments, voluntary organisations, foster families and individual sponsors. In the words of one of interviewee, the Kinder were ‘thrown around by the tides of history’. Yet many not only survived, but thrived, going on to build extremely successful lives in their host country.

A small but thought-provoking exhibition in another time of mass flight and refugees.

A Kindertransport survivor remembers…


Related links

Reviews of anti-Semitism and Holocaust literature

Roman Vishniac Rediscovered @ the Photographers’ Gallery

Prepare to be stunned, upset and amazed at this major exhibition showcasing the incredibly long and varied career of Russian-born, Jewish-American photographer, Roman Vishniac (1897 to 1990).

The vast archive of Vishniac’s work in New York contains tens of thousands of items and so the exhibition is so copious it is not only spread across two floors at the Photographers’ Gallery, but is also being co-hosted by the Jewish Museum, in north London.

It includes recently discovered vintage prints, rare and ‘lost’ film footage from his pre-war period, contact sheets, personal correspondence, original magazine publications and newly created exhibition prints as well as his acclaimed photomicroscopy.

The quickest way to get an overview of Vishniac’s career and importance is via this interview with exhibition curator, Maya Benton.

I’d never heard of him before but the commentary tells us that Vishniac is best known for having created one of the most widely recognised and reproduced photographic records of Jewish life in Eastern Europe between the two World Wars. Maybe I’ve seen his photos in various history books of the period, but never registered his name.

Russia 1897 to 1920

Born in Pavlovsk, Russia in 1897 to a Jewish family, Roman Vishniac was raised in Moscow. On his seventh birthday, he was given a camera and a microscope which inspired a lifelong fascination with photography and science. He began to conduct early scientific experiments by attaching the camera to the microscope and, as a teenager, became both an avid amateur photographer and a student of biology, chemistry and zoology.

Berlin 1920 to 1933

In 1920, following the Bolshevik Revolution, Vishniac immigrated to Berlin. Armed with two cameras, a Rolleiflex and a Leica, Vishniac joined some of the city’s many flourishing camera clubs and took to the streets to record everyday life.

He was influenced by the advent of modernist art with its interest in unusual framing, strange geometries, experimental camera angles, and the dramatic use of light and shade. His subject was the people of the streets: streetcar drivers, municipal workers, day labourers, protesting students, children at play, the eeriness of public spaces.

Interior of the Anhalter Bahnhof railway terminus near Potsdamer Platz, Berlin, 1929–early 1930s by Roman Vishniac © Mara Vishniac Kohn

Interior of the Anhalter Bahnhof railway terminus near Potsdamer Platz, Berlin, 1929–early 1930s by Roman Vishniac © Mara Vishniac Kohn

The Nazis 1933 to 1939

The later 1920s saw the rise of the Nazi Party which finally achieved political power in January 1933. Jews were forbidden to take photographs on the street. German Jews had their businesses boycotted, were banned from many public places and expelled from Aryanised schools. They were also prevented from pursuing careers in law, medicine, teaching, and photography, among the many other indignities and curtailments of civil liberties.

Vishniac used his skills to document the growing signs of oppression, the loss of rights for Jews, the rise of Nazism in Germany, the proliferation of swastika flags and military parades, which were taking over both the streets and daily life.

Vishniac's daughter Mara posing in front of an election poster for Hindenburg and Hitler that reads 'The Marshal and the Corporal: Fight with Us for Peace and Equal Rights', Wilmersdorf, Berlin (1933) © Mara Vishniac Kohn

Vishniac’s daughter Mara posing in front of an election poster for Hindenburg and Hitler that reads ‘The Marshal and the Corporal: Fight with Us for Peace and Equal Rights’, Wilmersdorf, Berlin (1933) © Mara Vishniac Kohn

The Reichsvertretung der Deutschen Juden

Charities had long existed in Germany to channel help to poor Jews in Eastern Europe. From 1933 onwards they also helped Jews in the Fatherland. Zionist and other groups flourished which trained would-be émigrés in the practical agricultural and vocational skills they would need in their new lives in Palestine.

In response to restrictions placed on Jewish artists, the Jüdischer Kulturbund was established and Vishniac was commissioned to record the work of several large Jewish community and social service organisations in Berlin.

His images were used in fundraising campaigns for an American donor audience. This work brought him to the attention of a wide variety of other charitable and philanthropic groups, in Europe and America, which were to provide him with further commissions from Jewish relief and community organisations throughout the 1940s and 50s.

Jewish school children, Mukacevo (1935–38) by Roman Vishniac © Mara Vishniac Kohn

Jewish school children, Mukacevo (1935–38) by Roman Vishniac © Mara Vishniac Kohn

Jewish life in Eastern Europe 1935 to 1938

In 1935 Vishniac was hired by the European HQ of the Jewish Joint Distribution Committee – the world’s largest Jewish relief organisation – to document impoverished Jewish communities in Eastern Europe. The photos were to be used in lectures, magazines, presentations in the wealthy West to drum up donations.

Over the next four years Vishniac travelled extensively in the region, documenting the impact of antisemitic restrictions on populations who were already impoverished, in cities, towns and rural settlements. The technical proficiency and variety and impact of this big body of work ended up turning into something different from what was originally envisaged: it became the last extensive photographic record of an entire way of life that had existed for centuries and was about to be swept away forever.

Here, as in all the aspects of his career, the exhibition doesn’t just show the photos but also has display cases presenting the outputs of these projects: books, magazine articles, slide shows, with texts by Vishniac himself or other writers.

Installation view of Roman Vishniac Rediscovered at the Photographers Gallery

Installation view of Roman Vishniac Rediscovered at the Photographers’ Gallery

Werkdorp Nieuwesluis Agrarian Training Camp 1938

As the plight of German’s Jews worsened many families got their children to join Zionist organisations or sent them to camps in neutral countries. Among these was the Werkdorp Nieuwesluis Agrarian Training Camp in the Netherlands where young Jews could work at practical crafts while waiting for visas to travel to Palestine.

In 1938 Vishniac was sent by the Jewish Joint Distribution Committee to document the community. He used the heroic style common to Soviet propaganda photography of the 1920s – fit young men and women working in bright sunshine, shot from low angles to make them look big and powerful – to convey the sense of strong determined Jews building a better future.

In 1941 the SS ordered the inhabitants of the camp who hadn’t managed to flee to be sent to transit camps en route to concentration camps, where most of them died.

Ernst Kaufmann, center, and unidentified Zionist youth, wearing clogs while learning construction techniques in a quarry, Werkdorp Nieuwesluis, Wieringermeer, The Netherlands (1938–39) by Roman Vishniac © Mara Vishniac Kohn

Ernst Kaufmann, center, and unidentified Zionist youth, wearing clogs while learning construction techniques in a quarry, Werkdorp Nieuwesluis, Wieringermeer, The Netherlands (1938–39) by Roman Vishniac © Mara Vishniac Kohn

France 1939

From April to September 1939 Vishniac worked as a freelance photographer in France, while he and his wife struggled to get a visa to America. Vishniac was commissioned by the Jewish Joint Distribution Committee to photograph a vocational training school for Jewish refugees near Marseille.

It so happened that Visniac’s own parents had relocated to Nice in 1937, where he went to visit them and managed to take a series of light-hearted photos of Riviera beach life. So many angles, so many lights to his career.

Arrest and escape

In late 1939 Vishniac was arrested by the French authorities and placed in the Camp du Ruchard. His wife lobbied to secure his release and the pair, and their children, then took ship from Lisbon to New York, arriving on New Year’s Eve 1940.

Settling into his new American home opened up a range of possibilities. On the one hand Vishniac was still deeply attached to the Jewish community in Europe. He lobbied on their behalf and the exhibition includes a letter he wrote in 1942 directly to President Roosevelt, including five photographs, asking him to intervene in Europe to save the Jews.

Professionally, he was able to recycle the immense archive of photos from Eastern Europe in a number of exhibitions designed to highlight their plight, including a 1944 show Pictures of Jewish Life in Prewar Poland which has a slot to itself here, featuring images from Warsaw, Lublin and Wilno, presented on their original display boards.

In 1945 he was given a second exhibition, Jewish Life in the Carpathians. Both were organised by the Yiddish Scientific Institute of Wilno which had also fled to New York.

In the same spirit Vishniac’s work was included in a 1947 book titled The Vanished World edited by Raphael Abramovitch.

It was these exhibitions, books, magazine articles and reviews which established Vishniac’s lasting reputation as the chronicler of the now-lost world of European Jewry.

Inside the Jewish quarter, Bratislava (c. 1935–38) by Roman Vishniac © Mara Vishniac Kohn

Inside the Jewish quarter, Bratislava (c. 1935–38) by Roman Vishniac © Mara Vishniac Kohn

Immigrants, refugees and emigré life

But many had managed to flee and now found themselves in an alien land. The exhibition devotes a section to ‘immigrants, refugees, and New York Jewish community life 1941 to 47’.

Through the network of philanthropical agencies he had developed in Europe, Vishniac got work with the Hebrew Immigrant Aid Society and the National Refugee Society who paid for him to photograph new shiploads of refugees, and document their efforts to start a new life, and the inspiring work of Jewish social services and community groups.

Surprisingly, maybe, this section features many shots of children looking remarkably fit and healthy and well-fed. After the abject poverty of Eastern Europe, and then the miserable persecution of the Nazis, Visniac, along with many immigrants, wanted to accentuate the positive and make images of the new life in America full of youth, energy and optimism.

America at war 1941 to 1944

Alongside these is a section where Vishniac applied the street photography skills he had honed in Berlin to New York, in a strikingly varied series of shots which include sequences shot in New York’s Chinese community, shoppers queueing for rationed food, women’s entry into the military, off duty soldiers, and so on.

Customers waiting in line at a butcher's counter during wartime rationing, Washington Market, New York, 1941-44 by Roman Vishniac © Mara Vishniac Kohn

Customers waiting in line at a butcher’s counter during wartime rationing, Washington Market, New York, 1941 to 1944 by Roman Vishniac © Mara Vishniac Kohn

New York life

In New York, Vishniac established himself as a freelance photographer and built a successful portrait studio on Manhattan’s Upper West Side. He used his connections with the Jewish diaspora to secure portraits of eminent Jewish émigrés including Albert Einstein, Marc Chagall and Yiddish theatre star Molly Picon. These VIP shots helped to attract other dancers, actors, musicians and artists to his studio and provide a steady supply of work.

Albert Einstein by Roman Vishniac © Mara Vishniac Kohn

Albert Einstein by Roman Vishniac © Mara Vishniac Kohn

Alongside the studio work, he began a new series of shots made on location in New York’s countless nightclubs, featuring jazz musicians, dancers, singers and performers in a variety of settings, playing or relaxing backstage. Fascinating and evocative.

Back to Europe

In 1947 Vishniac was again commissioned by the Jewish Joint Distribution Committee, this time to return to Europe and document refugees and relief efforts in Jewish Displaced Persons camps, recording a wide array of relief activities such as the distribution of food and clothing, education and so on

He also got the opportunity to return to Berlin, city of his young manhood, now reduced to rubble. The same locations which hummed with life in his Weimar photos are now rubble-strewn ruins and vacancies. Pitiful remnants.

Photomicroscopy

As if this large body of invaluable documentary and street photography wasn’t enough, Vishniac never lost interest in his first love, scientific photography. And once he was financially secure in America he was able to pick it up with renewed enthusiasm, especially in photography of the very small, or ‘photomicroscopy’.

This field became the primary focus of his work during the last 45 years of his life, till his death in 1990. By the mid-1950s, he was regarded as a pioneer in the field, developing increasingly sophisticated techniques for photographing and filming microscopic life forms.

Classic examples of Vishniac's photomicrography (all magnifications as noted on originals): A. Fresh, horizontal, thick-section of skin from Roman Vishniac's thumb," colorization", x40, 1950s-1962. Mara Vishniac Kohn recalls her father slicing this specimen from his thumb. (Radzyner 2106B) B. Central core plant tissue, polarized light and Rheinberg illumination, x10, 1950s-1962. C. Oedogonium (Green Algae), interference contrast, x100, 1950s-1970s. D. Plant mitosis, transillumination, x100, early 1950s-1970s © Mara Vishniac Kohn, Courtesy International Center of Photography.

Examples of Vishniac’s photomicrography: A. Fresh, horizontal, thick-section of skin from Roman Vishniac’s thumb, ‘colorization’, x40 (1950s to 1962). B. Central core plant tissue, polarized light and Rheinberg illumination, x10 (1950s to 1962) C. Oedogonium (Green Algae), interference contrast, x100 (1950s to 1970s) D. Plant mitosis, transillumination, x100 (early 1950s to 1970s) © Mara Vishniac Kohn, Courtesy International Center of Photography.

In 1961 Vishniac was appointed Professor of Biology Education at Yale University, and his groundbreaking images and scientific research were published in hundreds of magazines and books.

The exhibition includes a darkened room where you can watch a slide show of 90 blown-up transparencies from the 1950s to the 1970s, of Visniac’s full colour plates of scientific subjects – ranging from the cells of various organs in the body, to close-ups of fungal spores or of insect eyes. Nearby is a case displaying the actual microscope and lenses he used in this work.

Installation view of Roman Vishniac Rediscovered at the Photographers Gallery

Microscope and lenses used by Roman Vishniac in his photomicroscopy work

What an amazing life! What a breath-taking achievement! This is a wonderful exhibition.


Related links

Reviews of antisemitism and Holocaust literature

More Photographers’ Gallery reviews

Fatherland by Robert Harris (1992)

‘What do you do,’ he said, ‘if you devote your life to discovering criminals, and it gradually occurs to you that the real criminals are the people you work for? What do you do when everyone tells you not to worry, you can’t do anything about it, it was a long time ago?’ (p.213)

Robert Harris

Harris went to Cambridge where he read English, was president of the Union and editor of the student newspaper Varsity. He joined the BBC, where he worked on its flagship current affairs programmes, Panorama and Newsnight. In 1987 he became political editor of the Observer newspaper. In the 1980s he wrote five factual journalistic books – about chemical and biological warfare, the Falklands War, Neil Kinnock, the Hitler Diaries scandal and a study of Mrs Thatcher’s press secretary. It is an exemplary career of its type.

Fatherland

In 1992 Harris took the publishing world by storm when he published his first novel, Fatherland, set in an alternative world where Germany has won the Second World War. The two big ‘divergence points’ in this version of history – i.e. where this version turned away from actual history – were that:

  1. German armies cut off the Russians from their oil sources in the Caucasus and so were able to force them back to the line of the Urals, conquering Russian territory far beyond Moscow. In the novel this has given rise to a whole settler movement to encourage good Aryans to go and live in the vast new Eastern Empire, although fighting continues out on the remote border. Everyone knows the Americans are supplying money and weapons to the rump of the Russian army to allow them to fight on, and there are also dark rumours of ‘terrorist’ attacks on German settlers.
  2. The Nazis realised in 1942 that the British had cracked their Enigma code and so issued an entirely new code machine to all their U-boats, which were then able to sink Allied convoys at will. Britain was eventually starved into submission, ‘Churchill and his gang’ forced to flee to Canada, and peace made with the Nazi-friendly King Edward VIII. With no ally left in Europe, America has no alternative but to make a grudging peace with Germany and turn its efforts to defeating Japan in the Pacific (which it does).

As a result of German victory:

Luxembourg had become Moselland, Alsace-Lorraine was Westmark; Austria was Ostmark. As for Czechoslovakia – that bastard child of Versailles had dwindled to the Protectorate of Bohemia and Moravia. Poland, Latvia, Lithuania, Estonia – vanished from the map. In the East, the German Empire was carved four ways into the Reichskommisariats Ostland, Ukraine, Caucasus, Muscovy. (p.201)

and Portugal, Spain, France, Ireland, Great Britain, Belgium, Holland, Italy, Denmark, Norway, Sweden and Finland have all been corralled by Germany into a European trading bloc under German control.

Xavier March

But all of this is old history to Xavier ‘Zavi’ March, ‘solitary, watchful’ (p.26), the world-weary Berlin cop – to be precise, a Sturmbannführer in the Kripo or Kriminalpolizei – who is the protagonist of this brilliantly gripping and disturbing thriller.

Like all fictional cops, March’s private life is a mess (his wife, Klara, has divorced him, taking his ten-year-old son, Pili, who has been taught to hate him as ‘insufficiently patriotic’) so now March inhabits a pokey flat in a squalid apartment block and lives only for his job. He doesn’t have a drink problem, which is a relief – but he does chain-smoke and he does worry about things.

The novel is set in 1964, over the five days between 14 April and the Führertag – 20 April – the day Germans (in this parallel universe) celebrate the birthday of Adolf Hitler. Not only that, but the newspapers are full of the impending visit of the US President Kennedy (in one of the many jokes that alternative histories allow, Harris makes this President Kennedy, the father of the one we know and love – the alleged crook and political fixer, Joseph Kennedy). Thus, like so many thrillers, Fatherland uses the build-up to big background events to crank up the tension in the main plot.

Like all good detective novels, it starts with a body, a man’s body is found in a lake in Berlin. After a lot of procedural work – visits to the gruesome autopsy, trips to the archives, calls to colleagues in other departments – March establishes that the dead man was a certain Buhler, a party official high up in the administration of occupied Poland early in the war. March discovers that Buhler had recently been in touch with two colleagues, Stuckart and Luther – but when March tries to track down these men he finds one is dead and the other missing.

Moreover, the investigation is only really getting going when March discovers it has been handed over to the Gestapo, who outrank his Kripo organisation and March is told to stand down. However, like every fictional investigator in every thriller ever, March is a conscientious maverick and so disregards orders to abandon the investigation. He goes poking around Buhler’s lakeside house, finding odd clues – for example Buhler had lost a foot in the war, blown off in a mine, and he discovers the plastic prosthetic foot in mud by the lake shore… Why would a man strip off for a swim in a freezing lake on a rainy Berlin day?

He then tracks down the feisty American woman journalist who reported Stuckart’s death to the authorities, one Charlie Maguire. She tells him Stuckart phoned to make an appointment to see her, but when she arrived at his apartment it was to find his blood-soaked corpse next to a gun and a suicide note.

Against his better judgement March finds himself confiding in Charlie, to the extent of persuading her to go back to the apartment with him and his trusty partner, Jaeger, to see if there are any clues. Here March’s superior police skills are demonstrated when he finds a hidden safe the ordinary cops had missed; they are just examining the contents when several cars screech up outside; it is the fearful Gestapo. Bundling Charlie out a back way, March and Jaeger remain to take the heat and they are arrested by the Gestapo and thrown into the cells. Anything could happen, including the torture they all know exists, but which is rarely discussed.

Instead, after stewing the whole night, the following morning they are driven back out to Buhler’s mansion by the lake where the two cops realise there is a power struggle going on over the investigation. On the one hand is Obergruppenführer Odilo Globocnik, universally known as Globus – the bull-necked sadist General in the Gestapo. March knows from a witness that Globus was seen at the lake where Buhler’s body was later found. He suspects he also had some part in Stuckart’s murder. Is Globus killing these men and making it look like suicide? But why? Facing him is wiry little Artur Nebe, the thin, shrewd head of the Kripo (or the Oberstgruppenführer, Reich Kriminalpolizei). Nebe listens to Globus rant about March disobeying orders to desist investigating, but out-ranks him and decides to give March the benefit of the doubt.

Globus marches March, Jaeger and Nebe down into Buhler’s cellar, where his men have broken through a panel to reveal a secret room absolutely stuffed with priceless European works of art. Triumphant, Globus asserts that Buhler, Stuckart and Luther were in cahoots to smuggle art works from the East, where Buhler worked, then out of the country to make themselves rich. When they realised their scam was discovered they killed themselves in shame. That’s it.

Outside Nebe takes March aside and puts him in the picture, telling him that Globus has reported him – March – to the terrifying Reinhard Heydrich, head of the Gestapo, and requested that March be immediately reposted from Berlin to some crappy provincial police force. What? Why? Because this affair is about much more than stolen art: March is blundering into something much bigger than he realises. Globus knows that March knows that Globus is somehow implicated, and therefore tried to persuade Heydrich to dispose of him. But Nebe convinced Heydrich to give March four days’ grace. Solve the case, Nebe tells March: report back to me everything you discover, and I may just be able to save your career.

Thus Harris deftly turns up the pressure on our man, who now has the threat of his career being ended and a swift exile to somewhere ghastly out in the occupied East, all set against the tension throughout Berlin rising with the approach of the Führertagand the impending visit of the US President, fraught with its own geopolitical ramifications. (It is testimony to Harris’s complete grasp of this parallel reality, that the implications of Kennedy’s visit are worked out so thoroughly; as a colleague tells him, it must indicate the war in the East is going really badly if Germany is prepared to cosy up to its long-term antagonist in the so-called ‘Cold War’, the United States, in what contemporaries are referring to as a new spirit of ‘détente’ – all this being, of course, a wry rethinking of the actual Cold War we know in our reality, the one between the US and the victorious USSR, and the well-known détente of the 1970s between them.)

Harris’s style

This book is written with great panache and style. It feels as if Harris has learned from all previous thriller writers, plus his own journalistic success, to deploy a prose style which is really taut and compressed. No matter how many times I had to put it down to go to work or cook dinner or other distractions, I was able to pick it up and within a few pages be back in its world, thoroughly gripped.

The comedy of alternative history

Alternative history is a recognised academic field now. I first heard of it via Niall Ferguson’s 1997 book, Virtual History: Alternatives and Counterfactuals. ‘Normal history’ is already full of irony, unintended consequences, comedy and farce. But alternative histories give the author the opportunity for commentary on the ‘real world’ at any number of levels, from the profoundly challenging, scholarly and intellectual, to the witty and waspish. Thus, in Harris’s universe, where Germany won the Second World War:

  • Cecil Beaton did some charming photo portraits of the Führer
  • four young lads from Liverpool are doing concerts in Hamburg which the authorities disapprove of (p.198)
  • The American president is a Kennedy, but not the stylish young dude we knew, rather his piratical anti-semitic father, Joseph
  • there is an SS Academy in Oxford (p.183)
  • there was a Treaty of Rome (as in the real world) but this one tied unoccupied Europe into a trading zone dominated by Germany

These comments are often very witty, but their overall effect is quite a profound one – for they raise the question of how much the deep currents of history can be altered or derailed? Would Germany have dominated the continent of Europe, have created a European Union, would German industry, German cars and TVs still have dominated our shops, would German tourists have hogged the best loungers and German football teams kept on winning the Euro and World cups, regardless of who won the war? Would the Beatles and 1960s protest have happened regardless of the outcome?

Are there patterns of social and economic and technological change which have their own ineluctable logic, which are unavoidable no matter what the outcome of wars, the decisions of politicians, the coming and going of revolutions and restorations? Is there a kind of fatality about the overall direction of human history, unaffected by even the largest social or political events?

The Holocaust

As the novel progresses March and Charlie become an item, falling in love and sleeping together, as they try to figure out what’s going on, each with their own perspective – March the conscientious cop, Charlie the American journalist looking for a scoop, both realising there’s something fishy about Globus’s art smuggling story.

As part of their deal, Nebe allows March out of the country for 24 hours, to fly to Zurich because he has established that Luther, the only one of the trio unaccounted for, flew to Zurich a few weeks earlier. And in Stuckart’s apartment, in the hidden safe, he discovered the number and key of a Swiss safety deposit box. Putting 2 and 2 together, he speculates that Luther flew out on behalf of all three to get something – what?

But when he and Charlie open the box in the Swiss bank they find nothing in it but an admittedly invaluable painting by Leonardo da Vinci. So is it all about art? Nothing but a big art smuggling scam? But in passport control back at Berlin, it dawns on March that Luther might have deliberately left something to be found as ‘lost luggage’, planning to reclaim it later, not knowing he would have to go on the run. Acting on this hunch he pulls in a favour from an old buddy in the airport staff and wangles hold of a stylish briefcase left behind after the flight which he and Charlie know Luther took back from Zurich, and with Luther’s initials. Must be his.

What they find inside comes a bombshell to them and the reader. Iit is a big collection of documents which the novel reprints verbatim over the next thirty pages or so. Most of them (as the afterword explains) are actual Nazi documents from the war detailing the construction of the Holocaust death camps, documents recording the high-level policy decisions to solve ‘the Jewish problem’ once and for all, a decision which led to mountains of bureaucratic paperwork organising the supply of bricks and mortar, new railway schedules of trains bringing Jews from the West to occupied Poland, to build the gas chambers and to supply the Zyklon B nerve gas, in an organised, psychopathic, industrialised attempt to murder all 11 million of Europe’s Jews.

For the next forty or fifty pages Charlie and March read through the documents and try to come to terms with what they’ve discovered. In their version of history, none of this is known. Germans sort of suspect it and sort of make jokes about it, but it is nowhere written down or recorded, the Jewish inhabitants of March’s flat before him – the Weiss family – have been obliterated from the record and so have all the other Jews of Europe.

This is a truly terrifying vision in a number of ways.

1. In this version of history the Germans succeed in wiping out the Jews. Completely. Not leaving 2 or 3 or 4 million to survive and go on to build their own independent state. None. None survive. Complete annihilation. While Charlie and March are getting used to the scale of this monstrous deceit and historical genocide, the reader is grappling with the notion that an entire race or nation can be wiped out and – it have no results. Europe carries on. People moan about the weather and their work and their wives and no-good children. The Jews are gone as if they had never been.

2. On another level, the reader is also rereading some of the actual key documents from the creation of the Holocaust, an experience which makes you feel traumatised, disgusted and shattered with despair all over again.

One of the documents is a five-page description of the visit Luther himself made to Auschwitz in his official position as a senior Nazi in Poland. He records the detraining of 60 wagons full of Jewish men, women and children who have been packed into the cattle trucks for four days and nights, during which many have died. He records the separation off of the fit men who will be worked to death, and the immediate hussling of the remaining sick, women, children and elderly direct to the gas chamber where they are told to strip off for delousing, and then coralled into the chamber and the door locked. Then the scientists arrive with the canisters which they empty into the chutes which go down into the floor of the chamber. Here the mauve crystals of Zyklon B are oxidised to become the fatal nerve gas which then pours unstoppably up through the grilles in the floor, creating an indescribable frenzy as the people inside scrabble over each other in futile attempts to escape.

These five pages alone overwhelm much of the rest of the book. It is difficult to continue reading and impossible to read the rest of the book in the previous frame of mind.

The documents indicate that there was a ring of some 14 Nazi officials who all worked in the same part of the Death camp division. March makes enquiries and discovers that one by one they’ve been dying off, killed in road accidents, mysterious explosions, ‘suicides’. Someone is killing off these final witnesses to the atrocity. It must have been this which prompted Stuckart, Buhler and Luther to panic and go for the documents in Zurich which they hoped to use as some kind of passport to escape.

While March had been away investigating Charlie received a phone call from the missing Luther. He wants to meet next day at the central station. He wants Charlie’s help to be smuggled out of Germany and to America, along with the documents. Next day March parks nervously across from the station steps and watches Charlie and her friend from the US Embassy wait tensely. Finally a furtive figure emerges from the crowds and moves towards them, is only meters away when… His head explodes, vaporises, demolished by the high velocity bullet of a professional assassin. Spattered with blood, in shock, Charlie is hussled into March’s car which takes off with a squeal of breaks.

Now they realise their phone calls and apartments are bugged. March takes Charlie to a hotel whose owner owes him a favour and they hide out in a small attic room. Here March supervises Charlie’s bid to flee Germany. They dye her hair to look like a young woman who was killed in an unrelated car accident earlier in the week and whose passport March has swiped from his offices for just this purpose. He packs her off in a hired car, telling her to drive south and cross the border into Switzerland. He promises to meet her there, but they both know he won’t. By now the atmosphere of doom lies too heavy over the story.

Instead March drives out to the crappy suburb where his ex-wife lives to see his son for one last time, to try and make amends for being such a bad dad. But, in a bitter twist of the knife, it turns out that Globus and his thugs have suborned his son to act nice and keep his Daddy busy until they can surround the house. They burst in, arrest March and take him to Gestapo headquarters, where Globus plays very bad cop, alternating with a more ‘civilised’ Gestapo interviewer, Krebs, who gives the bloodied March cigarettes, and tries to wheedle the truth out of him. Both want to know a) what was in the case and b) where’s the girl?

The torture scenes go on over many pages describing days and nights of pain and delirium, climaxing in the scene where several thugs man-handle March’s right forearm onto the table and Globus, with all his strength, swings a baseball bat down on to March’s hand, reducing it to a mangled pulp of bloody flesh.

Finally, the authorities try a con trick: Krebs, the more sympathetic of the interrogators, arrives with a sympathetic doctor, gives him painkillers and clean clothes, then takes him by car, ostensibly to another dungeon. But then he stops the car on a pretext and takes March down into some old war ruins. Here the sly Nebe steps out of the shadows, in a scene straight out of a hundred movies. Nebe says that he and Krebs have both been scandalised and disgusted by what March has told them about the Holocaust. They have always hated the Gestapo and their brutal methods, and so they want March to successfully smuggle the documents out of Germany, to be published in American, so the rest of the world can see what criminals are running the regime. They push him towards a car in which is waiting his fat partner, Jaeger. ‘Where shall I take you?’ Jaeger asks.

But even through the blood and pain and drugs of his torture wounds, March realises it is a trap. They are hoping he will take them to the girl and to the remaining documents. So he draws a gun on Jaeger and with his last energy orders him, not to drive south to where he hopes Charlie is crossing the Swiss border, but East, across the border into what was once Poland, driving for hours and hundreds of kilometers until he forces Jaeger to drive off the Autobahn onto the local road and then onto local farm tracks which lead out to the empty acres of derelict industrial land where once stood the appalling death camp Auschwitz, which he has read so much about.

During his torture by Globus, the fat sadist had gloated that, yes, he, Globus, took part in the extermination of the Jews and yes, he is proud of it, but that the world will never know. All the evidence has been destroyed. All the Jews are gone, all the buildings were destroyed long ago, and all the paperwork was burned like the bodies. Almost the only evidence left in the world is the documents Buhler and Stuckart and Luther had squirreled away in their Swiss bank as insurance in case their art smuggling was discovered. And now, Globus gloats in March’s blood-sodden face, all three are dead, and soon they will have the girl and the briefcase and all March’s clever investigation will have been for nothing.

So March has come to the bare barren land which was Auschwitz for two reasons: to decoy the Gestapo he knows must be following him, as far away as possible from his lover and her desperate mission to inform the world; and to see for himself whether it’s true: whether there really is no record, no sign, no testimony at all to the greatest horror in human history.

Thus he is still stumbling across the grass and mud looking for evidence, for bricks or doors or metal frames, for anything – when he hears the cars arrive, and the helicopter which had been following them from Berlin coming up overhead, carrying the Gestapo with their machine guns. ‘Drop your weapon,’ they shout through loudspeakers, so March turns and cocks his Luger, determined not to be taken alive.

And that’s the end. March is obviously going to die, but what about Charlie? Will she escape to Switzerland? Will she get anyone to publish the documents? Will anyone believe her? And will the US government – which has invested so much in President Kennedy’s visit to the old enemy, Nazi Germany, and its new policy of détente – allow this major geopolitical initiative to be derailed by a hysterical woman with her grotesque and improbable claims?

The novel leaves you reeling not only with the horror of the secret at its heart, but also at the seeming hopelessness of exposing the truth in a world where everyone has a vested interest in keeping it hidden.

Credit

Fatherland by Robert Harris was published by Hutchinson books in 1992. All quotes and references are to the 1993 Arrow Books paperback edition.


Related links

Robert Harris’s thrillers

1992 Fatherland – Berlin 1964. Germany won the Second World War. Xavier March is a cop in Berlin, capital of the huge German Empire. The discovery of a corpse in a lake leads him on an increasingly nail-biting investigation into the dark heart of the Nazi regime and its most infamous secret which, in this terrifying parallel universe, has been completely buried.
1995 Enigma – Bletchley Park 1943, where a motley collection of maths, computer and coding geniuses are trying to crack the Germans’ Enigma codes. The hero – weedy geek Tom Jericho – discovers that the gorgeous, sexy woman who seduced him and then as casually dumped him a month later, is in fact a spy, stealing top secret intercepts from the base for her Polish lover. Or is she?
1998 Archangel – Dr Christopher ‘Fluke’ Kelso, a populist historian of contemporary Russia, stumbles across one of the secrets of the century – that the great dictator Josef Stalin had a son, brought up by communist fanatics in the forests of the frozen north, who is now ready to return to claim his rightful position as the ‘Great Leader’ and restore Russia to her former glory.
2007 The Ghost – The gripping story is told in the first person by an unnamed narrator, a ghost writer called in to complete the memoirs of former UK Prime Minister Adam Lang (a thinly disguised portrait of Tony Blair) after the previous writer died mysteriously. Marooned with the politico and his staff in a remote mansion on the coast of New England, the ghost writer slowly uncovers a shattering conspiracy.
2011 The Fear Index A series of bizarre incidents plague American physics professor-turned-multi-billionaire hedge fund manager, Alex Hoffmann. Slowly it becomes clear they are all related to the launch of the latest version of his artificial intelligence program – VIXEL-4 – designed to identify and manage anxiety and fear on the financial markets, but which has gone significantly, bewilderingly, beyond its money-making remit.
2013 An Officer and a Spy A long, absorbing fictional recreation of the Dreyfus Affair which divided France at the end of the 19th century, seen from the point of view of a French army officer who played a key role in the prosecution of Alfred Dreyfus as a German spy, and then slowly, to his horror, uncovers the evidence which proves that Dreyfus was innocent all along, and his trial one of the great miscarriages of justice in history.