Foundation by Isaac Asimov (1951)

Asimov

Born in Russia of Jewish descent, Isaac Asimov (1920-1992) was taken by his parents to New York while still a toddler and raised in Brooklyn, New York.

He was a prodigy. He sold his first science fiction story at 18, and by his early 20s was selling SF short stories to John Campbell, the legendary editor of Astounding Science Fiction magazine.

One of the most prolific authors of all time, Asimov wrote or edited over 500 books, plus hundreds of articles for magazines, encyclopedias and so on. That fact alone should prepare you for his superficial and slapdash prose style.

Out of this vast output, probably his most famous works are two groups of short stories and novels, one clustered around the Robot idea – I, Robot, the Caves of Steel and so on – the other, the seven novels of the Foundation and Empire series.

The story behind Foundation

Late in life Asimov himself gave a detailed account of the origin of the original Foundation stories which he wrote in the 1940s, and then of the various sequels and prequels he was persuaded to write in the 1980s.

For me, the key facts are that the first eight stories were:

  1. written as short stories
  2. for a popular sci fi magazine
  3. when Asimov had only just turned 21

They were never intended for book publication, they were certainly never intended to be considered ‘novels’, they were hacked out for the transient existence of a gee-whizz sci-fi magazine.

But, apparently, the start of the 1950s saw a big transformation of the SF market in America: for the first time proper book publishers became interested in it. No longer was it the preserve of fans and collectors of luridly illustrated magazines. And, as they started publishing SF books, publishers discovered there was an untapped audience for it in the broader book-buying public.

So, where to get the material to satisfy this market? They could approach tried and tested SF writers with book contracts. Bit slow. And they could also trawl back through the vast pulp magazine content produced over the previous decades, cherry picking popular stories which could be reversioned for book publication.

Thus it was that in 1951 – three years after Asimov had had the final Foundation story published in Astounding Science-Fiction – that a small publisher (Gnome Books) suggested republishing all the stories in book format. When Asimov agreed, Gnome went on to suggest that the series, as it stood, started too abruptly and that Asimov should write an introductory story setting the scene and explaining the backstory. Which he promptly did.

Taken together these facts explain the Foundation series’ pulpy worldview, the uneven and often very bad prose style, the errors in grammar and spelling, the very poor proofreading in all versions of the stories, and the looseness with which they hang together.

Foundation and its two sequels were not conceived or written as novels. In fact at just this time, in 1950, the expression ‘fix-up novel’ was coined to describe a ‘novel’ created by just such a glueing together of pre-existing short stories that had been previously published and may, or may not, have had much in common. The stories’ plots could be tweaked to make for consistency, have new connecting material written for the novelisation, or – a popular device – have a new frame narrative and narrator created who could introduce and contextualise each story or ‘episode’.

In the rush to capitalise on the new popularity of SF, ‘fix-up’ became a very apposite description, first applied to a classic SF author, A.E. van Vogt. Loads of the old hacks who’d been churning out sci-fi stories by the bucket load and flogging them to the steaming jungle of pulp sci-fi magazines, suddenly had a cash incentive to cobble the stories together and present them as ‘novels’.

Asimov’s Foundation and Robot series, as well as Ray Bradbury’s Martian Chronicles, are classic examples of ‘fix-ups’.

The afterlife of the Foundation stories

So all this explains why the book titled Foundation and published in 1951 in fact consists of the following linked short stories:

  1. The Psychohistorians – the introductory story to the series written at Gnome’s request (1951)
  2. The Encyclopedists – originally published in the May, 1942 issue of Astounding Science-Fiction under the title of Foundation
  3. The Mayors – originally published in the June 1942 issue of Astounding Science-Fiction as Bridle and Saddle
  4. The Traders – originally published in the October 1944 issue of Astounding Science-Fiction as The Wedge
  5. The Merchant Princes – first published in the August 1944 issue of Astounding Science-Fiction as The Big and the Little

The stories got longer as Asimov wrote them, and the second volume – Foundation and Empire – contains just two long stories, or a short story and a novella, The General and The Mule (published in November and December 1945).

Similarly, the third and final volume of the original trilogy – Second Foundation – also contains a short story and a novella:

  1. Search by the Mule was originally published in the January 1948 issue of Astounding Science Fiction under the title Now You See It…
  2. Search by the Foundation was originally published in the November and December 1949 and January 1950 issues of Astounding Science Fiction under the title … And Now You Don’t

So, in total, there were eight original Foundation stories, written over a period of eight years, 1940 to 1948, plus the introductory one commissioned by Gnome in 1951. Nine.

As it turned out Goblin Publishers weren’t great at promoting the books, which hardly sold. It was only in 1961, when Asimov had cemented a good book deal with Doubleday, the major American publishers, that they discovered this item from his back catalogue was underperforming. They promptly bought it off Goblin and undertook a big marketing campaign and, slightly to everyone’s surprise, the Foundation trilogy was, for the first time, a bestseller, becoming a phenomenon.

By 1966 a special category of the SF Hugo Awards was created to honour trilogies of novels and the Foundation trilogy promptly won.

By the time I was getting into SF in the early 1970s, the trilogy, alongside Asimov’s Robot books, and numerous volumes of short stories and other novels, thronged the shelves in shiny paperback editions with wonderful covers designed by Chris Foss, and I took them to be among the defining works of the genre.

Foundation cover art by Chris Foss

Foundation cover art by Chris Foss

Posthumous Foundations

Then, twenty years after their first appearance in book form, in 1981, Doubleday asked Asimov to write a sequel to the trilogy. Initially reluctant, Asimov reread the series and realised he had more to say, much more.

He quickly wrote and published Foundation’s Edge (1982), then a follow-up to that, Foundation and Earth (1986). These were followed, after Asimov’s death, by Foundation and Chaos, published in 1998, written by Greg Bear with the permission of the Asimov estate and, in 1999 Foundation’s Triumph, written by David Brin, incorporating ideas from Asimov short stories.

Before his death Asimov also went back before the events covered in Foundation, to describe them in two prequels – Prelude to Foundation (1988) and Forward the Foundation, published posthumously in 1993. These have been complemented by Foundation’s Fear (1997) by Gregory Benford.

Like the novels about James Bond or Jason Bourne which were written after their creators died, there’s no reason why new Foundation novels shouldn’t roll off the production line for the foreseeable future.

Foundation and Robot

Not only this but as early as the 1960s Asimov began to link the Foundation stories and their ‘universe’ with the ever-growing world of the Robot stories, by writing stories which feature characters, or issues, or planets, common to both – thus creating an enormously complicated fictional universe.

As you might expect from this huge ‘fix-up’ approach, the resulting ‘universe’ contains plenty of plot holes and inconsistencies for fans and fellow authors to happily crawl over and debate forever.

Now comes news that the Foundation stories are about to be made into a major TV series by HBO, home of Band of Brothers and Game of Thrones. I’d be surprised if they don’t tweak, edit, and amend the original texts to make the content more suitable for TV and the plots fit into one-hour episodes. Plus catering to modern sensibilities by having more female and black leads.

All of which will lead to an even greater ferment of comment and critique online. Thus the endless proliferation and unstoppable afterlife of American cultural products.

The premise of the Foundation stories

It’s a struggle to clamber free of this jungle of backstories, overlapping universes, and real-world developments in order to get back to the primal experience of reading the stories as they were first conceived nearly 80 years ago.

Asimov tells us the original idea was inspired by his reading (not once, but twice!) of Edward Gibbon’s The Decline and Fall of the Roman Empire. What, he thought, if he wrote about the decline of a Galactic Empire – from the vantage point of the Second Empire which eventually rose to replace it, after a prolonged dark age? A vast epic history looking back over the decline and collapse of a space empire…

Back in 1940 this appears to have been (surprisingly) a fairly original story. One of the classic early SF tales – H.G. Wells’s Time Machine gives the reader a poignant sense of the passage of vast periods of time, but doesn’t give a detailed chronicle.

Similarly, Olaf Stapledon’s epic SF classic, Last and First Men, deals with the rise and fall of countless human civilisations on a mind-boggling scale, but again it doesn’t go into detail to describe the nitty-gritty events or characters of any of them.

But it’s still a trope – the collapse of empire – familiar to artists and poets for centuries. The twist, the gimmick, the unique selling point which gives the Foundation series its distinctive quality, is the idea that, amid the teeming trillions of the Empire, spread across all the habitable planets of the entire galaxy, a scientific discipline has arisen, known as Psychohistory.

Psychohistorians try and predict human history, based on the vast amount of data by that point amassed about human and social behaviour. And it is this idea which underpins the entire Foundation universe.

Hari Seldon’s role in the Foundation stories

For one of these psychohistorians is the extremely brilliant Hari Seldon, who has used the discipline to map out a precise vision of events which will unfold over thousands of years into the future.

The fundamental premise of the original series is that Seldon can see that the Empire’s fall is inevitable and that, other things being equal, it will be followed by a thirty thousand year-long dark age, until civilisation rises again.

But Seldon thinks he was worked out a plan whereby this thirty thousand year period can be abbreviated to just a thousand years. His plan is to create a ‘Foundation’ of committed men and women who will create a Galactic Encyclopedia which will preserve all the knowledge of the Empire through the dark age and hasten the rise of the Second Empire.

Thus, in the first story Seldon gathers round him enthusiastic devotees of the plan and confronts the sceptical powers-that-be. Then each of the following five stories describes a crisis moment facing the Foundation over the ensuing hundreds of years.

But – and here’s where the psychohistory thing really comes into its own – at each of these crises, Seldon turns out to have already seen and anticipated the outcome. In fact, he turns out to have stage-managed things in order to secure the outcome he wanted.

The technique is exemplified in the first story. This describes young, naive Gaal Dornick arriving on the planet Trantor, magnificent capital of the 12,000-year-old Galactic Empire to meet the famous psychohistorian. Dornick has barely arrived and met the legendary Seldon than the latter is arrested and Dornick attends his trial.

Seldon is accused of treason by the aristocratic members of the Committee of Public Safety who, nowadays, rule the Empire (the actual emperor being a puppet figure). He outrages the committee by explaining that in just 500 years the empire will collapse and enter its 30,000 year dark age.

The committee find him guilty of treason but, not wanting to create a martyr, offers Seldon exile to a remote world, Terminus, accompanied by the others who wish to help him create the Encyclopedia. And he accepts.

But here’s the kicker, which is revealed to an adoring Dornick right at the end of the first story: Seldon knew that’s what the Committee would do.

He knew they would offer exile (to hedge their bets – to get rid of him but keep him alive, just in case what he says is true) and he was almost certain that he’d be sent as far away as possible, with the result – as he explains to an awed Dornick – that he has already prepared his community of 100,000 to travel to Terminus! Ta-dah!

Each of the four following stories zeroes in on a similar crisis moment in the Foundation’s history, 30, 50 or 100 years apart. In each one we are introduced to new characters, who face a plight or challenge to the Foundation. And in each story it turns out – right at the end – that Seldon had foreseen the challenge… and secretly planned, or created the conditions, for the challenge to be overcome!

Or, in the words of the hero of the fifth story, the trader Hober Mallow (who overcomes the challenge of his day and, in doing so, becomes the first of the Merchant Princes of Foundation):

‘When the Galactic Empire began to die at the edges, and when the ends of the Galaxy reverted to barbarism and dropped away, Hari Seldon and his band of psychologists planted a colony, the Foundation, out here in the middle of the mess, so that we could incubate art, science, and technology, and form the nucleus of the Second Empire.’
‘Oh, yes, yes – ‘
‘I’m not finished,’ said the trader, coldly. ‘The future course of the Foundation was plotted according to the science of psychohistory, then highly developed, and conditions arranged so as to bring about a series of crises that will force us most rapidly along the route to future Empire. Each crisis, each Seldon crisis, marks an epoch in our history. We’re approaching one now – our third.’

So each story occurs in a new period – features entirely new characters – and presents them with a challenge thrown up by the ongoing collapse of the Empire, and the survival of the Foundation. Each of the characters in question beats the challenge and then, they either see a hologram of Seldon (which, we are told, are scheduled to return at regular intervals into the future) which confirms that nature of the challenge and how they’ve overcome it. Or is made to realise (by Asimov’s guiding hand) the nature of the crisis they’ve just passed through and how it adhered to Seldon’s Laws of Psychohistory.

Either way, the characters (and the reader) come to reverence the memory and extraordinary foresight of Hari Seldon even more.

So the Foundation stories are more than just ‘chronicles of the future’: each one contains a trick in the tail reminiscent of a classic detective story, the kind which reveals whodunnit at the end.

You read partly to find out what happens in each story – but also to find out how Asimov will reconcile each new crisis with Seldon’s omniscient prophecies.

1. The Psychohistorians

12,000 years into the history of the Galactic Empire psychohistorian Hari Seldon realises it is doomed to collapse and manipulates the Committee of Public Safety into sending him and 100,000 followers to the remote planet of Terminus to create a Galactic Encyclopedia.

2. The Encyclopedists

Fifty years later, the Foundation is well-established on planet Terminus. The creation of Seldon’s Encyclopedia is proceeding under the control of a board of scientists known as Encyclopedists. The nominal figurehead of the state, Salvor Hardin, realises Terminus is under threat from the four neighbouring prefects of the Empire, which have declared independence from the Empire. By skillful diplomacy Hardin defuses a demand from the Kingdom of Anacreon to establish military bases on Terminus, and also overthrows the Encyclopedists in a coup. To his surprise, when Seldon makes his next scheduled appearance by hologram recording, it turns out Seldon had anticipated the coup and approves of it as the inevitable next stage in the Foundation’s evolution. He also reveals – shockingly – that the Encyclopedia Galactica was always a pretext to allow the creation of the Foundation. It was just a way of getting everyone focused and unified while the real structural consolidation of Foundation society proceeded alongside it.

3. The Mayors

It is 80 years into the history of the Foundation – in other words we are in Year 80 of the Federation Era or F.E. Having preserved its technological knowledge while other imperial star systems are losing theirs, the Federation is well placed to exert power over the four neighbouring kingdoms, but has developed a policy of doing this under cover of a Religion of Science.

Salvor Hardin is now the well-established ruler of the Foundation, but, as the story opens, is threatened by a new political movement led by city councillor Sef Sermak, the ‘Actionist Party’, which wants to attack and conquer the Four Kingdoms.

The kingdom which gives most concern is Anacreon, ruled by Prince Regent Wienis and his nephew, the teenage King Lepold I. (This gives rise to scenes between regent and pimply king which kept reminding me of black and white movies of The Prisoner of Zenda in their camp cheesiness.)

When Wienis launches a direct attack against Terminus, using an abandoned Imperial space cruiser redesigned by Foundation experts, he discovers that the Foundation have installed devices in the ship to prevent it firing. Wienis had planned the attack for the night of his nephew’s coronation as king. Hardin attends this ceremony, out of diplomatic courtesy, but is arrested while the arch-fiend Wienis rubs his hands and cackles like Ming the Merciless,

Little does he know that Hardin has a cunning plan. 1. He has agreed with Anacreonian High Priest Poly Verisof to create a popular uprising against Wienis. 2. The Imperial space cruiser’s weapons turn out to have been neutralised so that they can’t attack Terminus. 3. Instead, the leader of the fleet is forced to make an Anacreon-wide broadcast that he has been compelled to lead a treacherous and ‘blasphemous’ attack against the Federation by the wicked Wienis – which crystallises the popular rebellion against the regent. And then – all technology on Anacreon shuts down. the Foundation maintain it; they have planned for it all to close down. Anacreon is plunged into darkness.

Wienis turns in fury on Hardin and tries to zap him with a ray gun, but the latter is protected by Foundation tech i.e. a personal force field. In fury, Wienis turns the gun on himself and commits suicide.

Thus Hardin is vindicated: the narrator had given the impression that the Actionist Party was gaining the upper hand in the Foundation and threatening his rule. But the calm, clever way he handles the crisis entirely restores his power.

This is confirmed by another scheduled appearance of Hari Seldon by hologram, who confirms his expectation that the Foundation’s immediate neighbours, the Four Kingdoms, will now be virtually powerless and incapable of resisting the Religion of Scientism’s advance.

4. The Traders

It is 135 F.E. If the religion of ‘Scientism’ was the focus of the previous story, this one reveals how trading will be the next stage in the Foundation’s expansion.

The story demonstrates this through a complicated plot involving the imprisonment of one the Foundation’s lead traders (and spies) Eskel Gorov by the authorities on a planet in a nearby system, Askone.

He is rescued by a fellow Foundation trader, Linmar Ponyets, who conspires with an ambitious and rebellious Askonian councilor, Pherl, to overthrown Askone’s council.

Ponyets makes Pherl a device which can transmute any metal into gold – enough to corrupt anyone – but has also plants a video recorder in it. Now, meddling with this kind of old tech is regarded by the Askone council as blasphemous. When Pherl tries to renege on his deal to set Gorov free, Ponyets shows him the tape he’s made recording Pherl committing the blasphemy of using Foundation tech.

Thus (the Foundation’s) Ponyets He can blackmail (Askone’s) Pherl. He promptly gets him to have Gorov released, and to hand over a load of metal ore which the Foundation needs.

On the spaceship back to Terminus, Pherl explains his success to Gorov. Not only has Pherl a) released Gorov b) bartered a big supply of tin out of him but c) since Pherl is likely to become the next Grand Master of Askone, he has also neutralised it as an enemy.

When Gorov criticizes his techniques, Ponyets quotes one of Salvor Hardin’s alleged sayings: ‘Never let your sense of morals prevent you from doing what is right!’

5. The Merchant Princes

Twenty years late i.e. about 155 F.E., the Foundation has expanded to subjugate the neighbouring Four Kingdoms and is expanding. But there is resistance. Three Foundation vessels have vanished near the planets of the Republic of Korell. Master Trader Hober Mallow is sent to find out why and assess Korell’s state of technological development.

A long complicated plot ensues in which the Foundation’s Foreign Secretary Publis Manlio and Mayoral Secretary Jorane Sutt are both out to incriminate Mallow, but he a) handles a diplomatic crisis with Korell b) establishes relations with Korell’s authoritarian ruler, Commdor Asper Argo.

Noticing the atomic handguns carried by the Commdors’ bodyguards – a technology mostly lost on the Periphery of the Empire – Mallow suspects the Empire of reaching out to the Korellians. Mallow travels to the planet Siwenna, which he believes may be the capital of an Imperial province, and where he finds the impoverished former patrician Onum Barr, amid the ruins of the planet’s former glories.

Barr explains that a previous viceroy to Siwenna rebelled against the Emperor, and that Barr took part in a revolution which overthrew him. The Imperial fleet despatched to put down the rebellion ended up massacring the population, including killing all but one of Barr’s children. The new viceroy of Siwenna is now planning his own rebellion against the Empire.

(This idea of the permanent rebellion of the provinces under a succession of rulers, each of them aspiring to become emperor, quite obviously copies the pattern of the later years of the Roman Empire.)

Mallow goes spying at a Siwellian power plant, noting that it is atomically powered (atomic power is the benchmark of technical civilisation in the Empire) but that the technicians – the tech-men – don’t actually know how to maintain it.

With this and other information Mallow becomes convinced that the ‘religious’ phase of the Foundation’s expansion is over. Henceforward its power must rest on its ability to trade goods which nobody out here on the Periphery has or can fix.

Mallow is elected Mayor of Terminus, and has his opponents, Manlio and Sutt, who were planning a coup against him, are arrested.

But then there follows a real Seldon Crisis – namely that Korell declares war on the Foundation, using its powerful Imperial flotilla to attack Foundation ships. Oh dear. But instead of counterattacking, to everyone’s surprise, Mallow takes no military action at all – he just ceases trading with Korell.

In his Seldonian wisdom he has realised that almost all Korell’s society – including its battle fleet – runs on technology which only the Foundation understands and can repair. Sure enough, without Foundation input, Korell’s economy collapses, and its attack is called off.

Wisdom and understanding – not main force – win the day.

Comments

The stories – and the way they hang together to create a history of the future – generate a sense of scale and vastness which thrills the adolescent mind.

The cleverness of the way Seldon is revealed – at every major turning point of the future – to have anticipated the future, creates the exciting sense of an omniscient hero, comparable to the pleasure the reader gets from identifying with Sherlock Holmes – except on a galactic scale!

BUT the actual plots of the stories themselves – and especially the style, the prose style, and the phrasing of the dialogue – are often execrable. Sometimes Asimov’s jumping between scenes, and the obscurity of characterisation and dialogue, make it hard to understand what is going on – to grasp which moments or details are important or not important.

I only really understood what happened in any of these stories when I read the Wikipedia summaries. Reading about the Foundation stories is quite a lot clearer and more compelling than actually wading through the texts themselves.

Asimov was only just into his twenties when he began the series, writing fast against the clock to flog the stories to a pulp SF magazine.

The scale and ambition of the series are still impressive, and the idea of a master historian able to use advanced maths and sociology to predict the future, and the way each crisis confirms the often unexpected aspects of his thinking – all these are great ideas.

But Asimov’s youth, the hasty writing, and the way so many scenes are straight out of Dan Dare or Flash Gordon or cannibalise other boys adventure clichés – the ragged prose, the derivativeness of so many actual scenes, and the paper-thinness of all of the characters – make reading the book really hard work.

Hari Seldon depicted by Michael Whelan

Hari Seldon depicted by Michael Whelan


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