Orientalism by Edward Said (1978) part 2

Orientalism is the generic term that I have been employing to describe the Western approach to the Orient; Orientalism is the discipline by which the Orient was (and is) approached systematically, as a topic of learning, discovery and practice.
(Orientalism, page 73)

Said’s fundamental premise is that knowledge is power – and so the entire discipline of Orientalism, along with all related types of scholarship such as the sociology and anthropology of the East, the study of Oriental languages, culture, religions, history, customs, economies, geography, ethnic groups and so on, all of them contribute to a vast interlocking system of self-reinforcing ideas about the ineradicable difference between the West and the East, and the ineradicable inferiority of the latter:

The essence of Orientalism is the ineradicable distinction between Western superiority and Oriental inferiority (p.42)

Ideas which, obviously enough, were designed to bolster, justify and explain the inevitability of imperial rule. It all circles back to the fundamental premise that Knowledge is power:

To have knowledge of a thing is to dominate it, to have authority over it. (p.32)

Knowledge of subject races or Orientals is what makes their management easy and profitable; knowledge gives power, more power requires more knowledge, and so on in an increasingly profitable dialectic of information and control. (p.36)

Straightaway you can see how Said’s thesis is premised on a basically Marxist interpretation of the compromised, parti pris nature of bourgeois culture. The naive bourgeois thinks that their culture and their scholarship is objective and truthful, beacons of rationality and self-evident truths. Whereas Marxists from the 1850s onwards developed the idea that bourgeois culture was no such thing, but in every aspect a justification for the political control of their class.

Antonio Gramsci in the 1930s extended the idea that the bourgeoisie held power by extending their values through every aspect of capitalist culture to achieve what he termed hegemony.

Michel Foucault, in a series of studies in the 1960s and 70s, gave really practical examples of how this power or hegemony extended into the furthest recesses of hospitals, lunatic asylums, prisons and other state institutions.

And Said took these ideas, very current and fashionable in the mid-1970s when he was writing, and applied them to the subject closest to his heart, to imperial rule in the Middle East or Arab world.

But the idea that so-called scholarship and academic knowledge is never pure but always tainted by the power structures of the society it is generated by, is a straight Marxist idea.

Chapter 1. The Scope of Orientalism

[Chapter 1] draws a large circle around all the dimensions of the subject, both in terms of historical time and experiences and in terms of philosophical and political themes.

1. Knowing the Oriental

In western discourse the Oriental is an object to be studied, recorded, measured and ruled. He is always in a subordinate position vis-avis the Westerner. All this scholarship doesn’t depict the Oriental as they actually are: it creates an avatar of the Oriental as inferior in every way to the Westerner, and places this image within numerous ‘frameworks of power’. So study of the Orient produces a kind of ‘intellectual power’ (p.41).

Given its enormous impact and reputation it’s a surprise to discover that Orientalism is poorly conceived and poorly written. Said really struggles to develop an argument or present evidence. Instead he asserts the same core idea over and over again. In this section he opens with a speech by Arthur Balfour to the House of Commons in 1910, then goes onto some passages from the writings of Lord Cromer, consul-general in Egypt from 1883 to 1907.

Despite his repeated lists of big categories and ideas Said is decidedly poor at placing either speech in its historical context or at performing even basic practical criticism on them. He says both demonstrate the assumption of Western superiority over the East, but I thought that was the thing he was going to analyse, and whose history and development he was going to explain. Instead he just redescribes it in much the same terms he used in the Introduction. Repetition is going to be a central tactic of the book.

It’s surprising and disappointing that, having not got very far with what ought on the face of it to be two exemplars of the heyday of Orientalising imperialism he then, abruptly, jumps to an essay by Henry Kissinger (!?), ‘Domestic Structure and Foreign Policy’, published in 1966. Said says that when Kissinger, in this essay, discusses foreign policy he divides the nations of the world into the developed world and the developing world and then claims this is the same kind of binary opposition which he, Said, sees as the basis of Orientalism (West superior, East inferior). Kissinger adds the idea that the West is superior because it went through the Newtonian scientific revolution whereas the rest of the world is inferior (less developed politically and economically) because it didn’t. I see what he’s doing but it feels like a thin and predictable interpretation.

Moreover, at this early stage, it confirms the suspicion you have from the Introduction that, in one sense, Said’s deep aim in researching and writing the book is simply to attack American foreign policy, in particular US policy regarding Israel and Palestine. He doesn’t artfully combine his personal situation and history in a subtle way with objective history and scholarship, rather the reverse; his supposed scholarship keeps collapsing to reveal the pretty straightforward political agenda lurking underneath.

Lastly he comes to another contemporary essay, ‘The Arab World’ by one Harold W. Glidden published in the American Journal of Psychiatry in 1972. By now we recognise that the title alone would be enough to get Said’s goat and, sure enough, he extracts from the article a whole load of clichés about ‘the Arab world’ (based on its patriarchy, its ‘shame culture’, the way it’s structured through patron-client relationships,  the importance given to personal honour and revenge) which, predictably enough, set Said’s teeth on edge.

We’re only at part one of the first chapter and the book is in danger of turning into little more than ‘grumpy middle aged Palestinian reads the news and is outraged by anti-Arab stereotypes’.

2. Imaginative Geography and its Representations: Orientalising the Oriental [in fact this section is about historic Western attitudes to Islam]

The academic discipline of Orientalism dates its origin to the decision of the Church Council of Vienne in 1312 to establish a series of university chairs in Arabic, Greek, Hebrew and Syriac (p.50). Until the 18th century Orientalism meant chiefly study of the Biblical languages. Then in the later 18th century the field exploded and by the mid-19th century was vast.

Modern Orientalism can be said to have started with Napoleon’s expedition to Egypt, 1798 to 1801. He took scores of scholars who explored, excavated, measured, sketched and recorded every scrap of ancient Egyptian relics they could find. The result was the vast Description de l’Égypte (‘that great collective appropriation of one country by another’, p.84), the work of 160 scholars and scientists, requiring some 2,000 artists and technicians including 400 engravers. Published in 37 volumes from 1809 to 1829, at the time of its publication it was the largest known published work in the world.

In a way the sudden fashion for all things Oriental was a transposition further East of the great awakening of interest in ancient Greece and Rome which we call the Renaissance (p.51). In 1820 Victor Huge wrote: ‘In the time of Louis XIV one was a Hellenist; now one is an Orientalist.’ There was an explosion of Asiatic and Oriental and Eastern Societies devoted to studying ‘the Orient’.

But whereas the Renaissance was based on plastic relics i.e. buildings and statues, Orientalism, indicating its origins in Bible scholarship, was overwhelmingly textual. It concerned languages and belief systems. Orientalists went to the area looking to bolster and confirm what they had in ancient texts from the region.

Said’s structuring of the material is poor. In one paragraph he says there was an Oriental school of writers i.e. Western writers who were captured by its mystique, from Goethe to Flaubert. This is an interesting idea to explore, but in the very next paragraph he is discussing whether it’s valuable for university departments which study this region to retain the name ‘Oriental’. These feel like completely different topics, each would merit a page or two of thorough investigation. Instead he plonks them haphazardly side by side and doesn’t explore either of them properly. Frustrating.

He cites the anthropologist Claude Lévi-Strauss on the fundamental human tendency to give ‘poetic’ or emotional meaning to our immediate surroundings and the people who inhabit them, and define them by contrast with the land beyond our ‘borders’ and the strange people who live there. Good. But in my opinion this has always seemed a weak point in Said’s argument, because he admits that ‘othering’ ‘the Other’, far from being some wicked Western vice, is in fact a universal trait and all peoples and cultures do it.

He says he wants to investigate the geographical basis of Orientalism but, characteristically, kicks this off by summarising two classic Greek plays, The Persians by Aeschylus and The Bacchae by Euripides. It’s sort of relevant as the first one is one of the earliest Greek dramas to survive and depicts ‘the East’ as a military threat in the form of the Persian Empire. The second is one of the final ancient Greek plays which has come down to us and is also about ‘the East’ which it associates with frenzied religious cults – but discussing history via literature (and therefore ignoring the evidence of archaeology and history) is always a shaky procedure.

Next thing we know Said is talking about the rise of Islam. His account is inferior to every other account I’ve ever read, lacking detail, interest or insight. Compare it, for example, with the final illuminating chapter of Peter Brown’s wonderful book, ‘The World of Late Antiquity’ (1971).

Said is blinkered by his need to twist every aspect of history to suit his thesis, to make out the West to always be blinkered, limiting, constraining, ignorant, creating the East in its own negative image. Hence he underplays the completely real threat which militant Islam actually posed to Christendom for nearly a thousand years. He refers to the West’s ‘anxiety’ as if it is an over-nervous neurotic, whereas Islamic armies captured and colonised half of Christendom, seizing all of North Africa, Spain and the entire Middle East from what had been Christian rule, then capturing the great Christian city of Constantinople and then pressing on through the Balkans into central Europe until Ottoman conquest was only finally halted just outside Vienna. See the quote from Edward Gibbon, below. Of course the West was terrified of these unstoppably conquering armies. Of course we were scared shitless of these plundering hordes. He himself admits this in a sentence thrown away while he’s discussing something else:

During its political and military heyday from the eighth to the sixteenth century, Islam dominated both East and West. (p.205)

Only someone with a poor grasp of deep history can dismiss eight centuries of Islam’s military, cultural and economic domination as if it’s nothing, a speck, a detail which we can quickly hurry past in order to get to the juicy part, the West’s wicked wicked domination of the Muslim world for, what, all of 300 years.

Having broached the topic of Islam, Said goes on to describe the way medieval authors vilified Mohammed as a kind of failed impersonator of Christ. He emphasises the West’s ‘ignorance’ and ‘narcissism’. On the next page he is claiming that this kind of ignorance created the Orient as a kind of theatre attached to Europe on whose stage were presented a whole series of Oriental types and stereotypes, from Cleopatra onwards. His text moves fast and deals with a confusing variety of topics, all of them very superficially. The only constant is his relentless criticism of every aspect of ‘the West’.

He introduces us to the Bibliothegue oriental of Barthelemy d’Herbelot (1697), which was to remain the standard reference work on the subject for over a hundred years, before going on to explain how this kind of encyclopedic work narrows and constrains its subject matter until readers could only approach this knowledge of the Orient via ‘the learned grids and codes’ provided by the Orientalist.

Said makes this sound like some awful conspiracy, as if the worst thing anybody could ever do would be to write a book on a factual subject, because that would involve imposing ‘grids and codes’ on it and so preventing any reader ever struggling through to a ‘true’ understanding of it.

In fact Said frequently uses these scare tactics, as if he’s letting you in on the shocking truth! The text as a whole has the obsessively repetitive feel of a conspiracy theorist letting you in on a secret which is even worse than the fake moon landings, who killed JFK and what really happened at Roswell, yes, this previously covered-up, hush-hush secret is that…a lot of Western literature and culture stereotypes the so-called ‘Orient’ and ‘the Arab world’ and ‘Islam’.

Next Said has a couple of pages revealing that Dante, in his great masterpiece The Divine Comedy, put Mohamed right in the lowermost pit of hell, next to Satan, for the sin of being a sensualist and religious impostor. He takes this as an epitome of the West’s fundamental Islamophobia.

Said broadens his critique out to describe how conquering Islam came to be seen in Christendom as the vital ‘Other’ against which European Christendom defined itself. Far from being some kind of revelation, this just strikes me as being obvious, really bleeding obvious, particularly to anyone who’s ever read any medieval history. Of course European Christendom defined the Islamic Arab world as ‘the Other’ because it was the Other. India let alone China were just rumours. Nobody had ever been to sub-Saharan Africa. Nobody knew North or South America or Australia existed. To anyone living in medieval Europe, in a society drenched at every single level at every single moment in Christian belief and practice, all there was was Christendom and facing it the enemy at the gates who threatened to overthrow and destroy everything they knew and cared for. Of course the Orient was depicted as alien, because it was alien. Of course it was depicted as threatening, because it had overrun and conquered half of Christendom. Even Said at one point admits this:

From the end of the seventh century until the battle of Lepanto in 1571, Islam in either its Arab, Ottoman or North African and Spanish form dominated or effectively threatened European Christianity. (p.74)

Said goes on to quote Edward Gibbon’s Decline and Fall of the Roman Empire without, apparently, realising the full implications of what he’s citing:

In the ten years of the administration of Omar, the Saracens reduced to his obedience thirty-six thousand cities or castles, destroyed four thousand churches or temples of the unbelievers, and edified fourteen hundred mosques for the exercise of the religion of Mahomet. One hundred years after his flight from Mecca, the arms and the reign of his successors extended from India to the Atlantic Ocean.

‘Destroyed four thousand churches.’ How do you think that struck a society completely dominated by Christian belief? With horror and terror.

3. Projects [turns into a list of French Orientalists]

Starts with more stuff about the rivalry between Christianity and Islam. Yawn. By page 75 I was remembering my impression on first reading this book 40 years ago, that Said just doesn’t have the intellectual chops to manage such a huge subject, with all its vast conceptual ramifications, that he is trying to address. He’s bitten off far more than he can chew and the symptoms of this are his repetitiveness, his superficial analyses, his raising complex issue only to move swiftly on. And his superficial and often wrong versions of history.

The Ottoman Empire had long since settled into a (for Europe) comfortable senescence, to be inscribed in the nineteenth century as the ‘Eastern Question’. (p.76)

1) The Ottoman Empire did not settle into a ‘comfortable senescence’ in the later 18th and 19th centuries. There was a good deal of upheaval and violence in the palace of the Sultan, not to mention endless uprisings and rebellions by national groups around the empire.

2) Said’s tone is unpleasantly patronising, condescending to the both the contemporary politicians who had to deal with and the modern historians who write about the Eastern Question. The use of the modish, pretentious, would-be Parisian intellectual verb ‘inscribed’ tries to hide the fact that Said doesn’t know what he’s talking about. The ‘Eastern Question’ is the term given to the series of geopolitical tensions and international crises brought about by the obvious decline and fall of the Ottoman Empire, crises which included, for example, the Crimean War and a stream of military and diplomatic crises in the Balkans in the 1870s and 1880s which threatened to drag all Europe into war. See my review of Andrew Roberts’s life of Lord SalisburyThat book was extremely well researched, intelligently analytical and beautifully written. Next to Roberts, Said looks like a blustering frog puffing up his throat to try and persuade everyone how important he is.

The next orientalist book of note after Barthelemy d’Herbelot‘s Bibliothegue oriental, was Simon Ockley‘s History of the Saracens (1708). Ockley shocked contemporaries by recording how much of the ancient world only survived because the Muslims saved it.

Next major Orientalist was Abraham Hyacinthe Anquetil-Duperron (1731 to 1805), the first professional French Indologist, whose work on Avestan texts prompted him, unlike previous scholars, to actually go to India. (The Avesta is the primary collection of religious texts of Zoroastrianism, composed in the Avestan language.) Anquetil’s publications (including a translation of the Upanishads), opened up huge new vistas of Indian literature to European readers.

Next major Orientalist was Sir William Jones (1746 to 1794), British philologist, orientalist and scholar of ancient India. It was Jones who first suggested the relationship between European and Indo-Aryan languages which is now widely accepted. Said doesn’t like him. Jones was a polymath who embarked on a deep immersion in the languages and texts of India. He founded the Asiatic Society of Bengal in 1784. According to some he was ‘the undisputed founder of Orientalism’ (p.78).

As Said went on about Jones, and the other Brits who gathered round him, studying and translating Sanskrit texts (e.g. Charles Wilkins, first translator of the Bhagavad-Gita, in 1785), I suddenly realised we had made a huge leap away from Islam, Mohammed and the Arab world to India, a completely different civilisation.

That is the primary problem with Said’s use of the word and concept ‘Oriental’, that it can refer to the Near East, Middle East, Far East, India, China, Japan you name it – and Said doesn’t help. He offers no conceptual or lexical clarification, no way of making the term more geographically or conceptually precise. In fact you realise that it suits his political agenda to keep it as open and slippery as possible. This allows him to jump from one criticism to another of ‘the West’ and its awful Oriental scholars all the more easily, to shift his ground, to continually move the goalposts.

His narrative moves on to Napoleon’s invasion of Egypt which, you will remember, was described just 40 pages ago. He repeats some of the key facts from the earlier passage, but adds new details. This, you feel, is how Said’s mind works, going round in circles, covering the same ground albeit with new wrinkles, making the same points again and again – Western Orientalism was (and is) an artificial construct, a self-referential system, built on self-serving stereotypes of Oriental backwardness, laziness, corruption and sensuality, which paved the way for and justified Western (French and British) imperialism.

The most interesting new bit is a (typically brief) account of Constantin François de Chassebœuf, comte de Volney (1757 to 1820) who wrote an extremely practical record, Voyage en Egypte et en Syrie (1787), which detailed the obstacles an invader would face in conquering Egypt, and was consulted and used by Napoleon. Many of Napoleon’s Orientalist scholars had trained under de Sacy and Said tells us his pupils dominated the field of Orientalism for the next 75 years.

de Sacy was the first Frenchman to attempt to read the Rosetta stone (discovered by some of Napoleon’s soldiers in 1799) and he was a teacher of Jean-François Champollion who went on to play a key role in deciphering it and Egyptian hieroglyphics.

The introduction to the vast Description of Egypt was written by Jean-Baptiste Joseph Fourier (1768 to 1830) known to history as a mathematician but who accompanied Napoleon’s expedition as scientific adviser. Fourier was appointed secretary of the Institut d’Égypte and contributed papers to the Egyptian Institute (also called the Cairo Institute) which Napoleon founded with the aim of weakening British influence in the East.

Said, characteristically, sees these institutes devoted to study of the Orient (and the others founded around Europe at the same time) as ‘agencies of domination and dissemination’ (alliteration is an important element of critical theory; sounds impressive) (p.87).

Said gives a handy half-page list (God, he loves lists) of the aims of Napoleon’s project, as summarised by Fourier himself, which amounts to a shopping list of Orientalism, namely:

  • to restore Egypt from its present fallen state to its former glory
  • to instruct the Orient in the ways of the modern West
  • to promote ‘knowledge’ of the East
  • to define ‘the East’ in such a way as to make it seem a natural appendage or annex of the West
  • to situate European scholars as on control of Oriental history, texts, geography
  • to establish new disciplines with which to control even more ‘knowledge’ about the Orient
  • to convert every observation into a ‘law’ about the eternal unchanging essence of ‘the Orient’
  • to bring ‘the obscurity’ of the Orient into the light and clarity of Western science

Above all, to convert the 3D ‘reality’ of the multivariant Orient into texts, the fundamental sources of power and control in Western ideology, sources written by Westerners, edited by Westerners, updated by Westerners, for the minds and imaginations of Western politicians and public. Fourier goes on to confirm all Said’s ideas when he writes that Egypt will provide ‘a theatre’ for Napoleon’s ‘gloire’ (p.86).

The Orient as stage for Western glory. Out of this matrix of dominating discourses come classics of Orientalising literature such as:

  • François-René de Chateaubriand’s Itinéraire de Paris à Jérusalem (1811)
  • Alphonse de Lamartine’s Voyage en Orient (1835)
  • E.W. Lane’s Manners and Customs of the Modern Egyptians (1836)
  • Richard Burton’s Personal Narrative of a Pilgrimage to El-Medinah and Meccah (1856)
  • Gustave Flaubert’s Salammbô (1862)

In the world of scholarship the next milestone was Ernest Renan’s Histoire générale et système comparé des langues sémitiques (1855).

Said’s text progresses not logically and chronologically, but crabwise, digressively, one thing leading to another. It’s fairly well known that the Suez Canal was conceived, designed and supervised by Ferdinand de Lesseps. Less well known that his father Mathieu de Lesseps went to Egypt as part of Napoleon’s huge expedition and stayed on after the Napoleonic forces withdrew in 1801.

It’s a mental tic of Said’s that he often writes a sentence or paragraph or topic about a subject, then shoehorns in a sentence in parentheses because it’s in his notes and it’s relevant but he can’t think of a way of including it in a logical exposition. An example is the way he ends his discussion of the Suez Canal’s symbolic significance (uniting East and West, ‘opening’ Egypt to the modern world etc) with a really throwaway reference to the Suez Crisis of 1956. He should either have given the Suez Crisis a paragraph of its own, where its significance could have been properly developed, or not mentioned it all. A brief throwaway reference is the worst of all worlds, but very typical of his scatter-gun, repetitive and badly structured approach.

For Said the Suez Canal finally dispelled the notion of the Orient as somehow remote and barely reachable. The Suez Canal dragged ‘the Orient’ into the fast-growing global imagination, made it imaginatively reachable (he doesn’t mention the establishment of the first Cook’s tours to Egypt at around the time of the canal’s opening, the 1860s). At the same time made it more of an annex and dependency.

4. Crisis

He repeats one his basic ideas which is that Orientalism amounted to the transformation of messy reality into tidied-up texts.

It seems a common human failing to prefer the schematic authority of a text to the disorientations of direct encounters with the human. (p.93)

He calls this the textual attitude. Travel books are an epitome of this attitude, assuring readers of a kind of Platonic ideal of a place which all-too-often fails to live up to the book’s idealised portrait.

Suddenly he’s giving a page-long quote from Egyptian social scientist Anwar Abdel Malek (1924 to 2012), from his 1963 essay ‘Orientalism in crisis’.

This is a not particularly relevant preliminary to ‘a history of Orientalism’. Said says all the pioneering Orientalists were philologists. Almost all the great discoveries in philology of the nineteenth century were based on study of texts brought back from the Orient. The central idea was that European languages were descended from two great families of Oriental languages, Indo-European and Semitic. Said gives a political interpretation of this, saying it proves 1) the linguistic importance of the Orient (its languages and scripts) to the achievements of Western research/knowledge, and 2) the Western tendency to divide and categorise Oriental materials to suit its own interests.

Orientalism is inextricably bound up with the study of language and texts; and therefore had a huge tendency to look far back into the past, to a golden age when Orientals lived the idealised lives depicted in the Upanishads or the Koran. In other words, a field of study entirely based on romantic images of an ideal past was always going to regard the messy realities of modern life in India or the Middle East as ‘degraded’ and fallen. Orientalists travelled to the East with their heads full of Romantic ideals and were horrified by the poverty and backwardness of what they saw, leading to a universal agreement that inhabitants of the modern Orient were degraded, debased and vulgarised – ‘an upsetting demystification of images culled from texts’ (p.101).

He’s barely told us he’s going to do a history of Orientalism before he tells us he’s not, and instead going to rattle off lists of eminent Orientalists ‘to mention a few famous names almost at random’ (p.99). Scholars, philosophers, imaginative writers, novelists, poets, travel writers, and explorers and archaeologists, they all contributed to the vast hegemony of Orientalism.

Suddenly it’s 1955, the year of the Bandung Conference, by which date all the nations of the former Orient were independent, presenting Orientalists with conceptual problems. This undermined (destroyed) one whole trope about Oriental peoples, of them being passive and fatalistic.

(This itself is obviously a gross simplification since movements for independence began to stir as early as the 1880s [the Indian National Congress was founded in 1885)], were loud and powerful enough to worry Kipling in the 1890s, and gained new momentum after the Great War. I.e. it’s plain wrong to say the trope of passive Orientals was overthrown by 1955, the contrary evidence was highly visible 50 years earlier.)

Suddenly Said is quoting from the first of a series of lectures given by the ‘great’ Oriental scholar H.A.R. Gibb in 1945, ‘Modern Trends in Islam’, a passage which beautifully illustrates the kind of tropes Said is on about, in that Gibb pontificates about ‘the Arab mind’ being utterly different from the Western mind, specifically in its inability to generalise from individual instances out to general laws and so their inability to have the rationalist thought and utilitarian practices which characterise the West.

This slips somehow into critiquing modern-day Orientalists such as Bernard Lewis (1916 to 2018) who set themselves up as experts on ‘Islam’, ‘the Arab mind’ and so on but just repeat the same old slanders about the Orient’s ineradicable backwardness but also – and suddenly the political Said steps forward into the limelight – uses all these tropes and prejudices to defend Israeli policy in Palestine.

And this turns quickly into polemic as he accuses Orientalists of ignoring ‘the revolutionary turmoil’ gripping the Islamic Orient, the ‘anticolonialism’ sweeping the Orient, as the world faces various disasters (nuclear, environmental) Said accuses politicians of ‘exploiting popular caricatures’ of the Orient.

These contemporary Orientalist attitudes flood the press and the popular mind. (p.108)

And his anger at white people:

A white middle-class Westerner believes it is his human prerogative not only to manage the nonwhite world but also to own it. (p,108)

Who’s making sweeping generalisations now? Who’s invoking racial stereotypes now?

You can’t help thinking that the tiger of passionate political polemic is constantly straining at the leash just below the surface of Said’s text, ready at any moment to break free and unleash a torrent of righteous indignation, genuine anger not only at Western Orientalists but the greedy white societies which host them. Pages 105 to 110 display his real anger at the way academic, cultural and political Orientalists deploy a whole armoury of demeaning tropes and stereotypes to maintain the lie of the Oriental as a passive, backward degenerate, even up to the time of writing (1976 to 1977).

It might also explain why the book is so poor as scholarly exposition, why he promises some kind of history of Orientalism on page 96 but a few pages later apologises for giving us only a very superficial sketch, skipping over names and dates, citing essays and speeches almost at random. It’s because what is really motivating him is to get to the Polemical Outburst.

(I got to the end of this section without really understanding why it was titled ‘crisis’.)

Chapter 2. Orientalist Structures and Restructures

[Chapter 2] attempts to trace the development of modern Orientalism by a broadly chronological description, and also by the description of a set of devices common to the work of important poets, artists and scholars.

In this chapter my concern is to show how in the nineteenth century a modern professional terminology and practice were created whose existence dominated discourse about the Orient, whether by Orientalists or non-Orientalists. (p.156)

1. Redrawn Frontiers, Redefined Issues, Secularised Religion

Like the literary critic he started out as, Said opens with a 2-page summary of the plot of Flaubert’s last novel, Bouvard and Pecuchet, two clerks who come into an inheritance, resign, buy a house in the country and proceed to systematically study every subject then known to modern man, with a view to mastering all the arts and crafts. Inevitably, the turn out to bodge every single one. Said’s quoting the novel because in Flaubert’s notes for the ending (he died before completing it) the pair talk about the future and hope for a great regeneration of the West by the East.

Said takes this as his theme and shows how it derived from the Enlightenment achievement of rejecting Christianity but incorporating many of its mental structures, such as a millennial transformation of society, and how, in a central thread of the Romantic tradition, this transformation and redemption was expected to come from the East, or from the reintegration of Eastern and Western thought.

Modern Orientalism derives from secularising elements in eighteenth century European culture (p.120)

This triggers a rash of name-dropping – Schlegel, Novalis, Wordsworth, Chateaubriand, Comte, Schopenhauer.

Said is, of course, sharply critical of this whole way of thinking, saying it’s yet another example of Western intellectuals thinking they own the world and that ‘Asia’ or ‘the Orient’ will be happy to play this redemptive role for the benefit of the West.

During the eighteenth century the way for modern Orientalist structures was laid down in four major developments:

  1. Expansion The East was opened up far beyond the Islamic lands, by a range of explorers he lists
  2. Historical confrontation History benefited from an anthropology which conceived of cultures as self-contained systems and began to think more sympathetically about them e.g. George Sales’s translation of the Koran which also translated Muslim commentators
  3. Sympathy Leading to ‘sympathetic identification’ by which some writers, artists, and Mozart (his opera, ‘The Abduction from the Seraglio’) imaginatively identified with the East, he briefly sketches the rise of the Gothic and exotic in writers like Beckford, Byron, Thomas Moore et al
  4. Classification The Western impulse to categorise everything into types, Linnaeus, Buffon, Kant, Diderot, Johnson, Montesqieu, Blumenbach, Soemmerring, Vico, Rousseau, it’s difficult to make out the scanty ideas through the blizzard of impressive names

In this chapter:

My thesis is that the essential aspects of modern Orientalist theory and praxis (from which present-day Orientalism derives) can be understood, not as a sudden access of objective knowledge about the Orient, but as a set of structures inherited from the past, secularised, redisposed, and reformed by such disciplines as philology, which in turn were naturalised, modernised and laicised substitutes for (or versions of) Christian supernaturalism. (p.122)

2. Silvestre de Sacy and Ernest Renan: Rational Anthropology and Philological Laboratory

An extended discussion of the lives and works of these two founding Orientalists or, as he puts it, Orientalism’s:

inaugural heroes, builders of the field, creators of a tradition, progenitors of the orientalist brotherhood (p.122)

In Said’s usual manner this starts out reasonably clearly but soon gets bogged down in his characteristically elliptical, digressive, list-heavy and oddly expressed style. It is a struggle to read. Sacy was interested in fragments of texts and knowledge (a mindset very typical of the Romantic generation).

Renan is tougher-minded. Said’s passage on Renan brings out the importance of philology, considered as a leading discipline. He brings in Nietzsche, who was also a philologist, to describe how the discipline means bringing to light the meanings latent in words and language. Renan wrote in 1848: ‘the founders of the modern mind are philologists.’ The ‘new’ philology of the start of the nineteenth century was to score major successes:

  • the creation of comparative grammar
  • the reclassification of languages into families
  • the final rejection of the divine origins of language

Prior to this scholars thought that God gave Adam the first language in the Garden of Eden. The systematic discoveries of philologists in Semitic then Sanskrit languages, along with the texts newly discovered and translated from India, was to make the story of one divine origin for language untenable, and also to call into question the previously accepted timelines of the Book of Genesis.

Thus it was his philological studies which led Renan to lose his Christian faith and then to go on to write the secular Life of Jesus, published in 1863, the first account to portray Jesus as a purely human figure, which had a dramatic impact on intellectual life all across Europe.

In my opinion, Said misses a big point here, a massive point, which is that European Christendom (and latterly American Christian churches) have a weird, strange, distorted interest in the Middle East because that is where their religion comes from.

Islam has a kind of geographical integrity, because the key locations of the religion are in the ongoing heartlands of Islamic territory i.e. Saudi Arabia and to a lesser extent Jerusalem. By contrast the faith and ideology on which ‘the West’ based itself until very recently, along with all its holy texts, derive from a geographical location outside itself, completely detached from itself by the Muslim conquests of the 7th and 8th centuries.

This accident of history and geography explains why ‘the West’ has had such an intrusive, interfering interest in the Middle East, from the Crusades to Russia claiming control of the Holy Places which triggered the Crimean War, the mandates over Palestine and Syria between the wars – and always will have, for the region is the ground zero of its religious and ideological underpinnings.

The Orientalists Said describes were so obsessed with the Middle East because they sought, through their philological enquiries, to get closer to the heart of and seek out deeper secrets, of their faith and religion. Hence the recovery of all the texts they could get their hands on, the immense effort put into the archaeology of the region, setting up umpteen Institutes and learned societies.

Said mentions the minuscule number of ‘Orientals’ who came to Europe during the nineteenth century compared to the tidal wave of Europeans who went to the Orient and this is a major reason. Not many Arabs or Indians are interested in visiting, for example, Stonehenge, which has a purely tourist interest for them. But potentially every Christian had a profound vested interest in the stream of archaeological and philological discoveries which poured out the Middle East and Egypt throughout the nineteenth and on into the early twentieth century (for example, the discovery of the tomb of Tutankhamen) because each new discovery shed light on their faith, and the sum total of the discoveries tended to undermine Christian faith altogether, as it did in the high profile case of Renan.

Said brings out how Renan came to prefer the Sanskrit family of languages origin of the idea of an Indo-European language i.e. ancestors of European languages, over the Semitic family, which is the parent of Hebrew and Arabic. His dislike of the latter hardened into an antisemitic attitude which he expressed with growing virulence and became part of the anti-Arab, anti-Islamic discourse of Orientalism.

Said very briefly refers to the post-Prussian haste among the imperial powers to draw up maps, to mark boundaries of power and control over the colonial possessions. Hence (he doesn’t say this) the notorious Berlin Conference of 1885, called to allow all the European powers to peacefully agree who controlled which parts of Africa, through to the post-Great War division of the Middle East between Britain and France and the equally notorious maps of new states drawn up by Mark Sykes and Georges Picot.

The aim of all this map making activity was never the interest of the native inhabitants, but solely the need to avert conflict arising between the powers, above all between France and Britain.

3. Oriental Residence and Scholarship: The Requirements of Lexicography and Imagination

The profession of Orientalist is based on multiple inequalities, of wealth and power and intellectual control (of the West over the East).

This section carries on from the previous section, dwelling on Renan’s contempt for Semitic languages and peoples and asserting that philology, by reducing a language to its roots, has a similar reductive effect on views about its speakers and peoples. He comments on the tendency of Orientalists of the Romantic generation to project grand romantic feelings onto the Orient, then experience an adverse reaction when they learned more about the reality of the actual contemporary Orient, accusing it of being ‘backward’ and ‘barbaric’.

So many Orientalists ended up hating their subject, not just Renan but William Muir, Reinhart Dozy, Alfred Lyall, Caussin de Perceval. Each of these pieced together and constructed versions of ‘the Orient’ from fragments, creating imaginary models for other Orientalists to debate.

Popular stereotypes about the Orient were perpetrated by mainstream authors such as Thomas Carlyle and Lord Macaulay. Orientalist tropes were used by eminent men in unrelated fields as diverse as Cardinal Newman or French naturalist and zoologist Georges Cuvier.

Marx and abstraction

Even Karl Marx, usually friend of the poor and downtrodden, gives in to Orientalist tropes in his 1850s writings about India, where he says that although British rule is harsh and stupid, it may be historically necessary to waken India from its backward, barbaric stupor.

Said quotes a bit of Marx on India where the latter himself quotes Goethe, and this, for Said, shows the origins of Marx’s Orientalism in classic Romantic worldview, wherein peoples and races need redemption from suffering through pain.

The idea of regenerating a fundamentally lifeless Asia is a piece of pure Romantic Orientalism. (p.154)

Said says these are all examples of Western knowledge’s tendency to group everything into high-level categories and groups and ignore the multiplicity, diversity and specificity of individual lives on the ground. He makes the fairly crude accusation that:

Orientalists are neither interested in nor capable of discussing individuals. (p.154)

 I have a big problem with this whole angle of Said’s attack, because the tendency to categorise and group entities under abstract terms is, of course, fundamental to the management of all knowledge and of all modern societies. The field of medicine I work in is only possible by virtue of general categories, starting with the notion of ‘patients’ or ‘cases’. Take epidemiology, ‘the study of the determinants, occurrence, and distribution of health and disease in a defined population’, which played a central role in the management of COVID-19 around the world – this is only possible by converting individual cases into numbers and groups and categories.

Accusing just the one academic discipline of Orientalism of doing this – turning the specificity of individual people into abstract categories and numbers – seems to me 1) factually incorrect; almost all academic or professional specialisms do just this; and 2) this approach is the basis of our entire civilisation, the entirety of Western science, medicine, public health provision and so on rests on this approach.

I take the point that, in his opinion, the conversion of teeming cities full of all kinds of races, religious groups, ethnicities, sexualities and so on into one big dumb category, the Orient, is a kind of abuse of the procedure, and was designed to justify imperial conquest and rule. Yes yes. But to attack the intellectual approach of gathering large numbers of people together under particular headings or categories as somehow inherently wicked and abusive seems to me plain wrong.

Anyway Said spends a page guessing that what happened is Marx’s initial sympathy for suffering individuals in the East met, in his mind, the censorship and ‘the lexicographical police action of Orientalist science’, of the accumulated playbook of orientalist metaphors prevalent in his Romantic sources, and shut down his human sympathies in favour of Orientalist stereotypes.

What Said’s devoting a couple of pages to Marx really indicates is how important Marx still was to his audience in the academy back in 1978, that he has to perform such mental gymnastics to reconcile what he wrote about India with what he takes for granted was ‘Marx’s humanity, his sympathy for the misery of people’ (p.154).

As so often Said is blinkered or partial because the whole point of Marx is that he was a kind of acme of converting individual people into vast historical abstractions; his whole deal was about mentally converting the teeming masses of capitalist countries into vast abstracts named the proletariat and the bourgeoisie. In doing so he notoriously dismissed vast numbers of people who would be trodden on and be victims of the historical process, namely the industrial bourgeoisie which would have to be eliminated in a violent revolution. And all of this needed to be carried out in the cause of the biggest Romantic redemptive project every conceived i.e. the creation of the utopian classless society.

But Said ignores the fact that Marx’s central procedure was to apply huge dehumanising categories to all Western societies, and instead somehow wants imply that he only did it to India; that this was somehow unique to his thought, a uniquely dehumanising and uniquely Orientalising manoeuvre to make, whereas, as I’ve just shown, the very same procedure was of course fundamental to Marx’s entire approach.

Travelling to the Orient

Moving on, Said says you can draw a distinction between Orientalists who stayed in Europe and worked from texts, and those who actually went to the Orient, some of them settling and living there. Here they had the exciting experience of living like kings, the life of the privileged imperial conqueror, waited on hand and foot, free to travel anywhere.

Goes on to say that an interesting process can be observed, which is they start off writing about specific experiences but sooner or later come up against Orientalist tropes, rather like the buffers in a railway station. Some Western writing became official while other texts remained personal, such as tourist and travel writing (Flaubert, Kinglake, Mark Twain). He attempts a little categorisation of motives for travelling to the Orient at this period (mid-nineteenth century):

  1. The writer aiming to gather information for scientific purposes
  2. The writer intending to gain evidence but happy to mix this with personal observation and style – e.g. Richard Burton’s Personal Narrative of a Pilgrimage to Al-Madinah and Mecca (1857)
  3. The writer who travels to fulfil a personal (often literary) project – e.g. Gérard de Nerval’s Voyage en Orient (1851)

He calls the intentions of the different writers, their ‘author-function’ (p.159). I looked this up and a) it’s a term coined by Foucault who, as we’ve seen, Said is very indebted to throughout; and b) Foucault uses the term author-function as: ‘a concept that replaces the idea of the author as a person, and instead refers to the ‘discourse’ that surrounds an author or body of work’ (Open University)

He cashes this out with an extended discussion of the career of Orientalist Edward Lane (1801 to 1876), showing how the quirky personal asides he included in his monumental 1836 work, ‘Manners and Customs of the Modern Egyptians’, were expunged in his subsequent works – an entirely functional Arabic-English Lexicon and an ‘uninspired’ translation of the Arabian Nights (p.164).

4. Pilgrims and Pilgrimages, British and French

Pursuing the same line, Said categorises the many writers who went on journeys to the Orient as ‘pilgrims’.

(In my opinion the chapter title and concept just highlight the huge holes in his account, which include a proper discussion of actual Christian pilgrimage, a proper consideration of medieval literature, which would include a proper account of the Crusades and, indeed the vast and generally unread libraries of devotional Christian literature. Seen in this wider perspective, Said’s account pretty much solely focuses on the nineteenth century, taking its start from writers he would have taught in his comparative literature course, such as Victor Hugo, Gérard de Nerval, Flaubert and going a bit beyond them into the actual literature of Orientalists such as Sacy, Renan, Burton, Lane and so on. But of the vast hinterland of medieval and Christian accounts of the Orient, almost nothing [excepting the passage about Dante]. Not his specialism, not his area.)

He compares and contrasts British and French visitors to the region and makes the simple point that the British had strong or defining presence on the ground and the French didn’t: the British beat the French to seize India during the eighteenth century and slowly ramped up their presence in the Middle East till they established an unofficial protectorate over Egypt in 1882.

The Mediterranean echoed with the sounds of French defeats, from the Crusades to Napoleon. What was to become known as ‘la mission civilisatrice’ began in the nineteenth century as a political second-best to Britain’s presence. (p.169)

The (partly) explains why (some) British writing feels practical and administrative while some much French writing is more imaginative, projective, wistful, dwelling in ruins and lost hopes etc.

He spends some time summarising François-René, vicomte de Chateaubriand’s ‘Itinerary from Paris to Jerusalem of 1811’. Said shows how, besides Chateaubriand’s obsessive narcissism the book reeks of Orientalist tropes, despising Islam, regarding the Arab as degraded, saying the whole region needs to be redeemed by the West. Said talks about his ‘Christian vindictiveness’ (p.174).

He moves on to discuss Alphonse de Lamartine’s ‘Voyage en Orient’ of a generation later, 1835. He, too, ends up disliking the reality of the terrain and people (thinking it was painted better by Poussin, p.178) and saying it is ripe for conquest and development by the West.

Then on to Nerval (visited 1842-3) and Flaubert (1849-50). Nerval writes of an eerily empty Orient, disappointing the Romantic fantasies he had learned from (earlier Orientalist) books. He copies large blocs from Edward Lane’s account and passes them off as his own.

Flaubert, much the greater writer, vividly describes what he sees before him in notes and his wonderful letters. The Orient was to bulk large in two of his six novels, Salammbô (1862) and The Temptation of Saint Anthony (1874). Said takes an excerpt from Flaubert’s notes on visiting a hospital to highlight the way morality and revulsion are completely excise; all that matters is the correct rendering of exact detail (p.186).

The most famous episode in Flaubert’s journey to the Orient was the time he spent with Kuchuk Hanem, an Egyptian sex worker. This is a peg for Said to talk a little about the sexual stereotypes of the East and to make the fairly obvious point that not only for nineteenth century writers but for many readers ‘the Orient’ became associated with sensuality, guilt free and available sex, much more available than back in Victorian strictly regimented Europe.

But the main impact this had on me was to realise how little he talks about sex, desire, gender, feminism, themes which massively saturate modern academic studies. In fact he raises the issue, why the Orient then (and now) suggests ‘not only fecundity but sexual promise (and threat), untiring sensuality, unlimited desire, deep generative energies’, before going on to say (in his typically not quite correct English) ‘it is not the province of my analysis here.’ A little later (p.208) he refers to the use of Orientalist stereotypes of ‘exotic’ sex in semi-pornographic novels but, by and large, it’s not his thing, his aim, his subject.

Then he returns to his main theme, ‘the sense of layer upon layer of interests, official learning, institutional pressure, that covered the Orient as a subject matter and as a territory during the second half of the nineteenth century’ (p.192).

British visitors and writers had a harder more realistic sense of what pilgrimages to the Orient entailed. The French didn’t own any territory and so were, in a sense, more imaginatively free. The British were always anchored in the reality by the vast responsibility of India, later on of Egypt, both of which meant that tough questions about administration and Realpolitik lurked behind even the most carefree travelogue. In a word, they are less imaginative. He has harsh words for Alexander Kinglake (1809 to 1891, Eton and Cambridge), English travel writer and historian, whose ‘Eothen’ or Traces of travel brought home from the East’ (1844) was wildly popular. Kinglake didn’t let his ignorance of any Oriental language and poor grasp of its culture stop him from making sweeping xenophobic, antisemitic and racist generalisations about the culture, mentality and society of ‘the Orient’.

This contrasts with the splendid achievements of Richard Burton, always an imperialist at heart, but a rebel against the establishment who took great delight in pointing out to the Orientalists that he knew more languages, had travelled more, seen more and understood more of the Arab mind than they ever would. Of all the writers of the classic Orientalist period Burton is the one who knew most about the actual specificities of Arab and Muslim life which Said values. He is maybe the last compromised of all these writers. And yet throughout his work is the assumption that the Orient is there to be taken, to be ruled by the West, by Britain, leading Said to another restatement of his core theme, that in Burton’s writings:

Orientalism, which is the system of European or Western knowledge about the Orient, thus becomes synonymous with European domination of the Orient… (p.199)

Chapter 3. Orientalism Now

Begins where its predecessor left off at around 1870. This is the period of greatest colonial expansion into the Orient…the very last section characterises the shift from British and French to American hegemony. I attempt to sketch the present intellectual and social realities of Orientalism in the United States.

1. Latent and Manifest Orientalism

The phrase is obviously derived from Freud’s notion, first expressed in The Interpretation of Dreams, that dreams have both a manifest or obvious content, and then a latent or secret meaning (also latent in the sense that it required work by patient and therapist to bring it out). Said applies Freud’s metaphor to his topic of study.

The idea is simple: the details or surface or manifest Orientalism have changed and varied over the past 250 years but the latent or bedrock attitudes behind it remain as fixed as ever, namely that the Orient is backward, poor, lazy, undisciplined and passive, in need of endless help (p.206).

Actually his argument is not helped by the way that he continually shuffles the attributes he claims that Orientalism attributes to the Orient. In the space of a few pages he says there are the Orient’s:

  • sensuality, tendency to despotism, aberrant mentality, habits of inaccuracy, backwardness (p.205)
  • eccentricity, backwardness, silent indifference, female penetrability, supine malleability (p.206)
  • backward, degenerate, uncivilised, retarded (p.207)

I take the point that each list shuffles from a pack of negative stereotypes, but, like his repeated attempts to give a precise definition of Orientalism, none of which really nail it, there’s a constant sense of blurriness and slippage.

Helplessness

I read his criticism of this idea of Oriental ‘helplessness’ on a day (23 September 2023) when, on the radio, I heard that Morocco needs Western help because of the massive earthquake which just struck it, that Libya needs Western help because of the unprecedented floods which have devastated it, that Lebanon still needs help rebuilding itself three years on from the devastating explosion of 4 August 2020, and saw a charity appeal to help the victims of the civil war in Yemen.

It’s all very well to read Said’s repeated claim that seeing the Orient as helplessly needing Western intervention is an Orientalist trope, a demeaning stereotype entirely created by the institutions he describes, and yet…it also appears to be a real-world fact.

SOAS

Anyway, Said continues to describe (yet again) the process whereby a set of intellectual interests and disciplines based in study of the Biblical languages slowly transformed into a series of postulates which justified and enabled the colonial occupation of ‘the Orient’. He quotes Lord Cromer’s paternalistic speeches, specifically the one calling for the establishment of an institute to study the region, which was a trigger point for the establishment of the University of London’s School of Oriental and African Studies.

The importance of geography

If the section about Renan dwelled on the importance of the discipline of philology, this section dwells on the academic discipline of geography for the colonial enterprise. As Said puts it in his foggy, unclear prose:

Geography was essentially the material underpinning for knowledge about the Orient. All the latent and unchanging characteristics of the Orient stood upon, were rooted in, its geography. (p.216)

France bounced back from its humiliating defeat in the Franco-Prussian War (1870 to 71) with a renewed determination to expand its empire and this led, among other things, to ‘a tremendous efflorescence of geographical societies’ (p.217). There was even a thing called the geographical movement.

Scientific geography gave rise to commercial geography and an explosion of utopian schemes to interfere and alter geography. The opening of the Suez Canal had changed the world of commerce and profoundly affected geopolitics. Dreamers dreamed of similar huge projects, including flooding the Sahara to make the desert bloom, and tying together France’s scattered African colonies by ambitious railway networks.

Some French commentators blamed their defeat by Prussia on lack of imperial ambition; falling behind British imperial aggrandisement was blamed for France’s economic woes. The solution to every problem was to more aggressively conquer and control. This lay behind France’s drive to conquer the territories of what became French Indochina (Laos, Cambodia, Vietnam), clinched in a series of battles in 1885.

But the French throughout the period continually lamented coming second best to the British who had secured all the plum territories (India, Egypt). French envy and resentment knew no bounds. Said ties this to the way the British produced remarkable characters who flourished in the Oriental purview, such as Gertrude Bell and TE Lawrence.

2. Style, Expertise, Vision: Orientalism’s Wordliness

Starts with a discussion of the concept of The White Man, the controller at the centre of Orientalism who defined unwhites, blacks, coloureds and Orientals as ‘others’, lacking the attributes of whiteness, who therefore had to be schooled and trained up to ‘our’ standard. To demonstrate he gives (more) quotes from Gertrude Bell and T.E. Lawrence.

In the late nineteenth century bastardised theories of evolution, the survival of the fittest and race theories lent malevolent force to pre-existing Orientalist discourse.

Said introduces us to William Robertson Smith (1846 to 1894) a Scottish orientalist, Old Testament scholar and minister of the Free Church of Scotland, best known for his book ‘Religion of the Semites’ which became a foundational text in the comparative study of religion.

Said moves on to his most extended consideration of T.E. Lawrence who he sees following a recognisable career arc, from Romantic adventurer, to imperial agent (in the Arab Uprising), to disillusioned failure. He quotes passages from the Seven Pillars of Wisdom to show how Lawrence not only identified himself totally with the Arab Uprising but, more typically, identified the Arab Uprising with himself, another white man assuming the natives couldn’t have done it on their own.

I like his idea (maybe pretty obvious) that the mid and late nineteenth century figure of the adventurer-eccentric was replaced around the time of the Great War by the Orientalist-imperial agent, citing Lawrence, Gertrude Bell, St John Philby (a small checklist which he refers to countless times). This marked a shift from an academic to an instrumentalist mode.

Between the wars

Between the wars imperial rule throughout the Orient became problematic for the simple reason that the natives formed more and more strident nationalist movements, flanked by increasing acts of violence, while a growing minority in Western countries began to question or turn against colonialism and in favour of home independence.

Said quotes French Orientalists (Sylvain Lévi) who (like all academics) insist the answer is more study, more research, better understanding etc. He quotes the poet Paul Valéry whose contribution amounts (with comic French intellectualism) to analysing the problem away (p.250). And goes on to cite Valentine Chirol, Elie Faure, Fernand Baldensperger, all of whom reiterated the now crystallised Orientalist lines: ‘they’ are unlike us, lack the ability for rational knowledge, are economically and culturally backward, Islam is an imprisoning limiting religion, all the usual slurs.

At the end of this section he gives yet another summary of what he’s trying to do, to investigate:

the metamorphosis of a relatively innocuous philological subspeciality into a capacity for managing political movements, administering colonies, and making apocalyptic statements about the White Man’s difficult civilising mission (p.254)

3. Modern Anglo-French Orientalism in Fullest Flower

During the 1930s and 40s Orientalism had hardened into an extensive field of knowledge in which, like a spider’s web, reference to the most trivial fact tended to jangle the entire system and immediately invoke a whole gang of presuppositions, biases and bigotries.

There’s a long passage on the development, between the wars, of ‘types’ in the social sciences, which I think he contrasts with the cosmopolitan pluralism of the philological (in the wide sense) approach taken by one of his heroes, Auerbach. Narrowing versus widening.

So this section invokes the profound collapse of European economy and political consensus and in an obscure, round the back kind of way, describes how this impacted on national Orientalisms. For example, Snouck Hutgonje, Dutch scholar of Oriental cultures and languages and advisor on native affairs to the colonial government of the Dutch East Indies.

Then 20 pages contrasting the work of the most eminent Orientalists of their generations in France and Britain, Louis Massignon (1883 to 1962), French Catholic scholar of Islam and a pioneer of Catholic-Muslim mutual understanding, and Sir Hamilton Gibb (1895 to 1971), Scottish historian and Orientalist.

Massignon is depicted as an outsider of great genius and insight who devoted a lot of time to the biography of a Muslim Sufi saint, al-Hallaj. Gibb was the opposite, an insider, an institution man.

Inevitably Said depicts both of them, in subtle and sometimes impenetrable style, while citing Foucault and Barthes, as nonetheless continuers and purveyors of fundamental Orientalist stereotypes. His detailed look at the careers, professional subjects and styles of these two giants takes us from after the Great War up to the early 1960s.

4. The Latest Phase

To date the book has amounted to a brief consideration of the origin of Orientalist tropes and prejudices among the ancient Greeks, a brief sketch of the Middle Ages in the form of Dante, skipping past the Renaissance altogether and then settling down to a detailed examination of Orientalism from the late eighteenth and through the long nineteenth century.

In this last section he finally brings all his findings on home to the colossus which dominated the post-war settlement, culturally, economically and militarily, the US of A. It is completely unlike the rest of the book in that it is clear, accessible, magazine style rage against the unchecked proliferation of anti-Arab and Islamophobic caricatures across American culture.

The traditional Orientalism he has chronicled was broken up in 1960s America into a proliferation of academic subspecies. The European focus on philology, itself deriving from study of the Biblical languages, disappeared and was replaced by an American focus on the social sciences. American academics didn’t study the languages of the Middle East, they studied their ‘societies’ and on this basis set themselves up as experts and advisers.

Part of this was the abandonment of the study of literature. The long philological and literary approach he’s been praising and enjoying came to a grinding halt. In American hands it was all about preparing oil executives for their stints in the Arab world and advising the State Department.

He categorises ways in which ‘the Arab’ or ‘the Arab Muslim’ appear in ‘modern’ (i.e. 1960s and 70s) culture:

  1. Popular images and social science representations
  2. Cultural relations policy
  3. Merely Islam
  4. Orientals Orientals Orientals

Said becomes more and more angry, outraged at the barrage of anti-Arab and Islamophobic imagery to be found all across American culture. Images of humiliatingly defeated Arabs after the 1967 war. Images of hook-nosed Arab sheikhs at petrol pumps after the 1973 war and the oil price hike. These latter have all the Nazi antisemitic stereotypes born again.

He is appalled at the new tone of American Orientalism. He mounts a sustained attack on the 1970 Cambridge History of Islam, spotting stereotypes everywhere and accusing it of being bereft of ‘ideas and methodological intelligence’ (p.302).

He quotes from magazine articles, from Commentary magazine, from scholarly papers, interviews in which academics, politicians, commentators, repeat ad nauseam the same anti-Arab tropes he has enumerated throughout the book, the backwardness of Arabs, the stupidity of Arabs, the bombastic nature of Arabic which prevents Arabs from having rational thought, and so on.

He attacks 3 or 4 essays before alighting on a 1972 volume called ‘Revolution in the Middle East and other case studies’. He attacks the introductory essay by the volume’s editor P.J. Vatikiotis, before making a sustained attack on the essay by notable modern Orientalist, Bernard Lewis, giving numerous quotations in a vitriolic attack on what he takes to be Lewis at the same time setting himself up as an oracle on all things Arab while at the same time comprehensively despising and belittling his subject matter. Sounds weird, sounds counter-intuitive, unless you’ve read Said’s book in which he identifies it as a recurring characteristic of all Orientalists.

It’s in the Lewis passage that Said finally opens up about the Zionist movement and the foundation of the state of Israel, pointing out that Lewis nowhere (apparently) mentions Zionism or the Jewish appropriation of Palestinian land and, at last you feel, the cat is out of the bag. it feels as if the previous 300 pages have been a long, slow, laboursome foreplay leading up to this, the money shot.

What particularly gets his is Lewis’s pride in being an objective historian when Said claims to have shown he is in fact a ludicrously biased, anti-Arab, anti-Islamic bigot.

This is the culmination of Orientalism as a dogma that not only degrades its subject matter but also blinds its practitioners. (p.319)

The final pages describe the way Orientalism has infected the Orient in the sense that students and lecturers from the region come to the United States to train, are inculcated with Orientalism biases against their own people and culture and return to propagate these biases. There were, at the time of writing, hardly any institutes of higher education devoted to studying the Orient in the Orient. Academically, it is backward.

Worse, America has made the entire Middle East, economically, into a client region. America consumes a select number of products from it (mostly oil) but in return exports a huge number of goods, from blue jeans to Coca Cola. And TV and Hollywood movies, which often feature Arabs as the bad guys.

The modern Orient, in short, participates in its own Orientalising. (p.325)

Finally he hopes that his work has made a small contribution to encouraging scholars to critically scrutinise the premises of their disciplines, to be attentive to the realities on the ground and try to avoid the artificial and cramping conventions which constrict so many fields of study in the humanities. And, writing at a time of increasing nationalism in the developing world, he hopes it will help those peoples and movements get free of the mind-forg’d manacles (a quote from William Blake) which their oppressors created to judge, demean and control them.

Critique

Mind opening

Books like this are mostly for students because, if you hadn’t yet come across the notion that academic disciplines are not the clean objective collections of facts you were led to believe at school, then Said’s full frontal demolition of an entire area of academic study, and his association of it with one of modern woke ideology’s great bogeymen, Western imperialism, is liable to have a dynamite impact, opening your mind to whole new ways of thinking about scholarship, the academy, the humanities, history, geography, languages, religion, all of it.

And, given the extent to which Said ties his history of nineteenth century Orientalism directly to the perennial hot button issue of the Arab-Israeli conflict, the impressionable student is likely to have not only their intellectual interests, but their sense of justice fired up. When I used to visit my son at Bristol University I was struck by the number of posters around the town burning with indignation for the cause of oppressed Palestine.

But, unfortunately, it’s nearly 40 years since I read Orientalism, so none of this is new to me although rereading it made me realise I’d forgotten almost all the detail.

Repetitive

And forgotten how bad it is. It really doesn’t read very well. Reread in the cold light of day it feels extremely repetitive and confused. Too often Said asserts his case rather than proving it, in particular repeating the fundamental ideas like the created nature of Orientalist discourse, the premise of an unchangingly inferior Orient and so on, scores and scores of times till I felt like screaming.

Weak definitions

A surprisingly central problem is his failure to really define what his central term i.e. the Orient, actually means. When I began to explain the book to a friend she expected it to be about the Far East, China and Japan, which are the places she associates with the word ‘Orient’. She was very surprised when I told her it focuses almost entirely on the Middle East and Egypt, with some digressions about India. China and Japan are mentioned once or twice in passing, but not part of his hard core message. Here’s one of his not particularly useful definitions of the great subject, Orientalism:

What I shall be calling Orientalism, a way of coming to terms with the Orient that is based on the Orient’s special place in European Western experience. (p.1)

Or:

Orientalism is the habit for dealing with questions, objects, qualities, and regions deemed Oriental. (p.72)

You can see the air of tautology hanging over a sentence like this, as there are so many of his other formulations.

The Orient that appears in Orientalism is a system of representations framed by a whole set of forces that brought the Orient into Western learning, Western consciousness and, later, Western empire. (p.203)

Or this one, that Orientalism:

is an attempt to describe a whole region of the world as an accompaniment to that region’s colonial conquest. (p.343)

It’s peculiar that every time he mentions the concept, he feels the need to redefine it, and every time it comes out slightly different. This adds to the general difficulty of reading the book.

Relation to the contemporary world

The second point is one I made in part 1, which is that so much has happened in the world since it was published – chiefly the collapse of communism, the end of the Cold War, the rise of Islamic terrorism, the Western invasions of Middle Eastern countries, the Arab Spring and its failures – that, to anyone keeping up with events, the book doesn’t feel like a guide to the modern world but a dated dead end.

No doubt Western academics, commentators, ‘experts’ and journalists continue to use Orientalising stereotypes, and for much the same motives Said describes, to define, control and contain the complex realities of this troubled part of the world, to assert Western superiority over ‘barbaric’ Arabs. But this is, in the end, a very easy concept to understand and what would be useful would be a guide to the contemporary forms of Orientalising stereotyping which we in the West, no doubt, still labour under.

Ending the binary

Quite a few times Said says he laments the simplistic binary opposition between East and West which he says is at the heart of Orientalism. Does he? No. In my opinion he reinforces the binary on every page of the book, in fact he deepens and entrenches it by repeating its binary terms – the Orient and the West – on every page.

By not including a single Oriental, Arab or Muslim voice, while featuring scores and scores of European writers, I thought the book has the effect of making ‘the Orient’ even more invisible, disappearing it, while filling the mind to overflowing with Western European ideas. He angrily rejects those ideas. but those are the ideas I’ve just spent a week reading a 350-page book about, and so those are the ideas I remember.

Epistemology

Said’s thesis is based on the idea that knowledge is power, and that the way ‘knowledge’ about ‘the Orient’ was created and curated was always biased, bigoted, negative, critical and disempowering. Fine. But what this boils down to is an argument about epistemology, which is defined as ‘the theory of knowledge, especially with regard to its methods, validity, and scope, and the distinction between justified belief and opinion.’ This is the heart of his book and his thesis. It is an argument about the production of knowledge. And yet Said nowhere explains his own theory of epistemology. Just as he is slippery about what ‘the orient’ actually means, and gives ten or so differing definitions of ‘Orientalism’, in the same way he never gives an adequate definition of the central concept he’s arguing about.

In my opinion it’s this lack of really deep, thought-through clarity and consistency about his key concepts which explains why, instead, he lumps lots of disparate topics together, rarely explores them in any depth, and continually resorts to asserting his thesis instead of proving it.

Fake urgency

Said writes that, when Orientalists codified their knowledge into encyclopedias under alphabetical entries, they modelled and shaped knowledge, created constraints so that readers could only approach this knowledge of the Orient via ‘the learned grids and codes’ provided by the Orientalist, and this is made to sound like some wicked conspiracy. And yet the same is true of any other subject whatsoever. Take woodwork. You want to learn a bit about woodwork so you Google or buy a book on the subject, written by experts.

But in Said’s eyes, this knowledge about woodwork has been modelled and shaped knowledge by so-called ‘woodwork experts’ who have created constraints so that readers can only approach this knowledge of woodwork via ‘the learned grids and codes’ provided by the woodwork expert! Scary, eh? Or utterly banal.

Reading these kinds of scare tactics on every single page gets boring. Again and again and again he makes the same simple point which is a critique of the way knowledge is produced and curated by academics with, he claims, an anti-Eastern, anti-Arab, anti-Muslim prejudice – all so that he can lead the reader, in the Introduction and then in the third section, right back to the modern world and to the iniquity of US policy in the Middle East.

It’s this, Said’s obsession with the Arab-Israeli policy, which really gives the book its energy. The rise of ‘Orientalism’ as an academic discipline would be of solely academic interest, a very niche concern, if it weren’t for the fact that the same kind of anti-Eastern, anti-Arab and anti-Muslim tropes are at work, in the world, today, guiding American’s slavishly pro-Israeli and ruinously anti-Arab policy.

Last word

When we were students a friend of mine, who went on to become a professor of poetry, described it as ‘a bad book in a good cause’.

Practical criticism

See if you can identify the kind of essentialising Orientalist stereotypes about the Middle East, Arabs and Islam which Said describes, in Western (British) coverage of the recent Hamas attack on Israel (I’m just giving the BBC as a starting point):


Credit

Orientalism by Edward Said was first published by Routledge and Kegan Paul in 1978. References are to the 2003 Penguin paperback edition (with new Afterword and Preface).

Related reviews

Antony and Cleopatra by William Shakespeare (1606)

“These strong Egyptian fetters I must break,
Or lose myself in dotage…”
(Antony in Antony and Cleopatra, Act 1, scene 2)

Plot summary

Act 1

The assassination of Julius Caesar in March 44 BC led to a period of chaos with warlords commanding legions around the Roman world, until a deal was brokered the three most powerful of them, Mark Antony, Octavius Caesar, and Lepidus, who formed what came to be called the Second Triumvirate in November 43.

They divided up the provinces of the empire and Mark Antony was assigned command of the eastern Mediterranean. The play opens three years later, in 40 BC, and finds him living in Egypt where has fallen deeply in love with the queen, Cleopatra, where he has abandoned himself to a life of luxury and debauchery.

Act 1 scene 1 sets the scene quickly: the chorus of Demetrius and Philo lament that Antony, the fearless warrior, is ignoring his responsibilities and wasting his time in thrall to a seductive queen. They have barely finished before Antony and Cleopatra enter and give us a prize example of the foolish flirting of love. But they have barely begun – are in fact only 4 lines in – when a messenger from Rome arrives and prompts Antony to an outburst of vexed frustration. Cleopatra then taunts him, saying he must listen to the messenger in case he brings instructions from his ‘master’ Octavius in Rome, or from his true Roman wife, Fulvia.

CLEOPATRA: Fulvia perchance is angry; or, who knows
If the scarce-bearded Caesar have not sent
His powerful mandate to you, ‘Do this, or this;

At which Antony eloquently summarises his own devil-may-care, laddish irresponsibility for the benefit of the audience:

MARK ANTONY: Let Rome in Tiber melt, and the wide arch
Of the ranged empire fall! Here is my space.
Kingdoms are clay: our dungy earth alike
Feeds beast as man: the nobleness of life
Is to do thus;

And he embraces his Greco-Egyptian squeeze. The messengers tell Antony that his Roman wife, Fulvia, is dead. (Fulvia was a tough cookie. She had united with Antony’s brother, Lucius, to raise an army in Italy against Octavian which led to the so-called Perusine War, because it boiled down to a siege of Perusia, modern Perugia, and had taken Octavian over a year to quell. Out of respect for Antony, Caesar spared Lucius, who was sent to be governor of a province in Spain, but he exiled Fulvia to Sicyon in Greece where, we now learn, she has died from unspecified causes.)

As if this wasn’t enough another messenger arrives to tell him that the son of the Gnaeus Pompeius who had fought Julius Caesar in the first civil war of 49 BC – Sextus Pompeius – has established a naval base on Sicily from which he is attacking Roman shipping.

The guilt Antony feels at the death of his wife is compounded by news that the state he is charged with defending is in danger, and so he announces that he must return to Rome.

ANTONY: I must from this enchanting queen break off:
Ten thousand harms, more than the ills I know,
My idleness doth hatch

Cleopatra is angry, mocking, scornful, upset. Antony travels with his friend, the general Enobarbus who has become even more of a wastrel in the fleshpots of Egypt and who acts as a foil to Antony’s drunken antics, a licensed jester who delivers satirical opinions about Antony, Cleopatra and everything else.

Act 2

Meanwhile in Rome Octavius Caesar, adopted heir of the murdered Julius, has been consolidating his power and acting with stern dutifulness. Their first meeting is difficult, with Octavius and his entourage freely criticising Antony’s unpatriotic, unroman behaviour in Alexandria, which he is forced to acknowledge and admit to.

One of Caesar’s closest advisers, Agrippa, then proposes an ingenious solution to their problems: Antony should marry Octavius’s sister, Octavia. Antony ponders this for a moment, then willingly agrees and the two triumvirs shake hands on it.

The red-faced old general, Enobarbus is shown reunited with officer friends who are part of Octavius’s entourage, and he rather too candidly tells them the marriage will never work out. Antony will never be able to kick his addiction to Cleopatra and he paints a glowing portrait of her multi-faceted character:

ENOBARBUS: Age cannot wither her, nor custom stale
Her infinite variety: other women cloy
The appetites they feed: but she makes hungry
Where most she satisfies…
(Act 2, scene 2)

The third triumvir, Lepidus, attends these meetings but is depicted as a well-intentioned but weak-minded older man who just wants everyone to be friends.

Antony had been prompted to return to Rome by news of the threat young Sextus Pompeius poses to Rome’s merchant fleet and so the next scene shows Antony, Octavious and their followers  having a summit meeting with Sextus aboard the latter’s ship. At one point Sextus’s admiral suggests they cut the cables, put out to sea, and murder all the triumvirs but Sextus refuses. Once agreement is made, Enobarbus and Antony lead all the delegates into a boozy dinner which turns into a drinking session in which Lepidus is humiliated in front of everyone while Octavius coldly refuses to get drunk and holds himself aloof from the partying which degenerates into drunken dancing.

Act 3

Cleopatra is amusing herself with her serving women, Charmian and Iras, when a messenger arrives and tells her her beloved Antony has married someone else. Furious she attacks the messenger before demanding to know everything about her rival. Only slowly does she reassure herself that this prim and proper Roman matron is no real rival for Antony’s affections.

Meanwhile Antony and Octavia arrive at Athens en route for his command in the East only to learn that Octavius has gone back on the deal he made, and attacked Pompey. He has also ended the triumvirate  by dismissing Lepidus on a trumped-up charge relating to the campaign against Pompey in Sicily.

Compassionately enough, Antony sends his new wife back to Rome to parlay with her brother – but also because, like an alcoholic hitting the bottle at the first sign of trouble, this rupture of the triumvirate makes him hanker for his real love, Cleopatra. So he heads back to Egypt with a view to raising an army to take on Octavian.

Caesar had handed over his beloved sister to Antony with visible reluctance, and had repeated his  injunction that Antony respect and love her, so her unannounced reappearance in Rome makes him furious, part of which he directs at her (the poor woman). Incensed, he declares war on Antony and Cleopatra.

Antony ignores the advice of Enobarbus and his other generals, to fight on land, and decides to tackle Caesar’s fleet at Actium. During the battle, Cleopatra’s ships flee from the Roman fleet and Antony loses his head and sails after her in his admiral’s ship, abandoning his fleet. He effectively loses the battle, his fleet, and the allegiance of the many eastern kings he had cultivated as allies.

Act 4

Initially very downcast, much weeping and wailing between the loves, Antony eventually pulls himself together and vows to rally his land forces and attack Caesar on land.

However, we are shown various soldiers and generals questioning his judgement and then, in the one supernatural scene in the play, a squad of guards at his camp at night think they hear strange music coming from underground; they take this to be Hercules, Antony’s ancestor and protector, abandoning him.

Back in the real world, Antony’s bosom buddy and drinking companion, Enobarbus, disillusioned at Antony’s string of bad decisions, defects to Caesar’s army. He had been very conflicted about doing this and when Antony graciously sends him all his belongings and a kindly message, Enobarbus is so overcome with guilt that he kills himself.

So a second, land, battle takes place between Caesar and Antony’s forces but Antony’s bullish confidence turns to despair when Cleopatra’s forces abandon Antony and, like everyone else, go over to the unstoppable force of destiny which is young Caesar.

Terrified of the Roman army which is now approaching Alexandria, Cleopatra leads her serving women and eunuchs into the stronghold of her ‘monument’. Wrongly thinking Antony will blame her for her army’s defection, she sends a messenger to Antony, wandering forlorn in the city, to say that she is dead.

She had hoped this would soften his heart to her but it is a colossal miscalculation (and eerily reminiscent of the misunderstanding at the end of Romeo and Juliet). For Antony is so distraught at her death that he resolves to die and falls on his own sword. However, like many a Roman before him (e.g. Cato) he makes a bad job of it and is writhing in agony from his injury when messengers arrive to tell him that Cleopatra is alive after all. Oh.

So he asks the messengers to carry his dying body to Cleopatra’s ‘monument’ where she has holed up. Here they have a piteous exchange, before his body is lifted up on a rope and pulley and fetched inside the ‘monument’ where they exchange touching last words, then Antony dies in her arms and Cleopatra is distraught.

Act 5

With Antony defunct, the entire last act is devoted to Cleopatra and builds steadily towards a kind of apotheosis.

The Romans trick their way into the ‘monument’ and there is, at last, the confrontation between the future world emperor Caesar, and the legendary woman who seduced his father (Julius Caesar) and fellow triumvir.

Caesar is, as usual, suave and reasonable and tells her to live, for her children’s sake, and that he will allow her to continue her rule of Egypt – on Roman sufferance, of course. Cleopatra is more resolute and self possessed than, I think, a woman was expected to be in Elizabethan culture i.e. she shows herself to be exceptional and there are hints that, even in her grief and loss, she may very slyly be laying the groundwork to seduce a third great Roman leader in a row.

But as soon as Caesar leaves, she gets her women to send for a countryman who brings a basket of figs which contain the famous asps, small poisonous snakes. Suspecting nothing the Roman guards let him through. He is, in fact, a yokel, a simpleton, on a par with the rude mechanicals in A Midsummer Night’s Dream or the hungover porter who pops up at the most dramatic part of Macbeth.

It’s a prime example of the incongruity and tonal unevenness which the classically minded French reject about Shakespeare and made the classically-minded Restoration playwright John Dryden rewrite the play to make it conform to enlightened standards.

Long story short, Cleopatra takes not one but two asps from the basket, gets them to bite her and dies, along with her two long-serving maids, Charmian and Iras. However, the intensity of her wish to travel quickly to the afterlife to be reunited with her beloved Antony achieves an intensity and luminance absent from most of the rest of the play and really, for me, takes it to a new level.

She dies, Caesar is called back to see the corpse, delivers the standard eulogy over the dead body of his adversary, orders the lovers to be buried together with all due ceremony etc, then tells his people they must head back to Rome where, of course, he will become undisputed ruler of the state and, in effect, the first Roman Emperor.

But still. In this final act Cleopatra rises above the skittish, ironic, mocking, bad tempered, squabbling middle-aged woman she appears in much of the rest of the play to become a force of nature. And it’s  the image of this transcendent icon that she leaves blazing in the audience’s memory.

A problem play

In the First Folio of Shakespeare’s plays, Antony and Cleopatra is categorised as a tragedy, but it is far longer, more complex and problematic than the earlier tragedy, Julius Caesar (1599), to which it is a sort of sequel.

Julius Caesar has one obvious central event to which the first half leads and from which everything in the second half follows; I’ve come to realise that although he is physically absent from the second half, it is nevertheless Caesar’s play because his spirit haunts the subsequent actions of all the characters, actually appears as a ghost to Brutus on the eve of the Battle of Philippi, and that both the assassins, Brutus and Cassius, address his spirit just as the commit suicide, and do so using the same swords they murdered him with. So there is one central figure dominating Julius Caesar.

Antony and Cleopatra is more complicated. There is no one central event and no one central figure. Instead acts 1 and 2 contain a confusing mish-mash of scenes, introducing us to different settings, characters and events in swift succession; and 3 and 4 depict a series of battles which are all defeats for Antony and lead to his downfall…but not immediately; the process is dragged out.

I agree with the assessment of Jonathan Miller who directed the BBC Shakespeare production of it, that there is something elegiac about the whole play: both Antony and Cleopatra are past their prime: Cleopatra is touchy about her age, Antony looks back to past military glories, and both, when they talk about happy love, refer to it in the past. Antony refers to the grey hairs appearing among their brown (Act 4, scene 8).

They are both on the way down and for this reason, maybe, deep down, not that sad to be beaten by confident young Octavian. The whole thing has a dying fall right from the opening lines where two Romans lament Antony’s falling-off from a world-bestriding general to the plaything of an Egyptian strumpet.

Time covered

Whereas Julius Caesar packed two years (44 to 42 BC) into its 3-hour span, Antony and Cleopatra tries to cram in ten years of complex history – from the death of Antony’s wife Fulvia, in 40 BC, to Antony and Cleopatra’s double suicides in 30 BC.

Ten years is a long time and these years were packed with events, the most notable being Antony’s vast ill-fated campaign to invade and conquer Parthia in 36 BC a huge 2-year undertaking of which we hear nothing whatsoever in the play (Wilder, p.58).

This drastic cutting and collaging is testament to Shakespeare’s skill at picking out what he needed, at throwing away references to entire wars (such as the Perusine War) in just a few lines in order to stay focused on the central psychological theme of his play, of the bickering, addicted central lovers. But still, despite all his skill, and even stripped of many key events and virtually all details, the sheer logic of the events which the play sets out to depict is still irreducibly complex and, well, big. The result is that the play is very long and feels it. Picking up on all the historical events and references is quite an ask.

Maybe this is why the final act, Cleopatra’s apotheosis, is, from one angle, the most effective thing in the play. It is the only event that is entirely in the present. It is the most mindful of the acts. It fulfils the old (and misunderstood) Aristotelian idea of the unity of time and action. With Antony dead and her cause roundly defeated, Cleopatra is intensely present. Like many suicides, once the decision is made, those last few minutes of life take on a supernatural intensity. Every word, every gesture, is lovingly scrutinised as the last this mind and this body will take. The never-ending web of Roman wars and alliances which Caesar completely mastered, which Antony miserably failed at, disappear.

Instead the audience is privileged to share the last moments of an extraordinary human being about to turn themselves into a legend.

Stats

A quick check with this website which gives basic stats about the plays reveals that, if Julius Caesar was notable for its relative shortness and the brevity of some of its acts, Antony and Cleopatra is the reverse.

At 3,039 total lines Antony and Cleopatra is longer than the average Shakespeare play (average play: 2,768 lines; average tragedy: 2,936). It has more scenes – 43 – than any other Shakespeare play (average play 21; average tragedy: 24). And far more characters – 57 – than any other play (plays: 36; tragedy: 39).

The obvious conclusion is that the excessive length and the unusually large number of scenes and characters, reflect the complexity of the history Shakespeare is trying to pack in (see below).

Knotty verse

And there’s something else. The verse is more sinewy and knotty than before. As Shakespeare’s career developed, the prolific invention of the early plays evolved into a more mature but still gorgeous style around 1600, dense with metaphor and dazzling flights of fancy. But by the time he wrote Antony and Cleopatra in late 1606, Shakespeare had been writing plays for about 17 years (first play 1589). Antony and Cleopatra follows a run of three major thrillingly visceral tragedies but, as this list demonstrates, represents a pivot into a series of later, less famous and less outstanding works:

  • All’s Well That Ends Well (1602–1603)
  • Measure for Measure (1604–1605)
  • Othello (1604–1605)
  • King Lear (1605–1606)
  • Macbeth (1605–1606)
  • Antony and Cleopatra (1606–1607)
  • Coriolanus (1607–1608)
  • Timon of Athens (1607–1608)
  • Pericles (1608–1609)
  • Cymbeline (1609–1610)

Either Shakespeare was out of juice or he was pivoting towards a late style in the conception, construction and style of the plays. Assessing the structure of the plays would require an examination of their sources and quickly turn into a book, so it’s easiest to focus on the verse style:

To me Antony and Cleopatra feels characterised by less flashily beautiful verse and a kind of sparser, knottier style than previously. Julius Caesar sounds like this:

CASSIUS. Why, man, he doth bestride the narrow world
Like a Colossus, and we petty men
Walk under his huge legs and peep about
To find ourselves dishonourable graves.

This is a vivid metaphor and it is developed over four lines which run confidently over the end of each line to create one long, fluent sentence. It is clear, vivid and enjoyable to read or hear spoken. Compare it with a random passage from Antony and Cleopatra:

ANTONY: Go, Eros, send his treasure after. Do it.
Detain no jot, I charge thee. Write to him–
I will subscribe–gentle adieus and greetings.
Say that I wish he never find more cause
To change a master.

This is deliberately staccato, broken up into bitty phrases (except the more fluent sentence at the end, which caps the thought). Whereas sentences in the earlier play are long and complete, confidently running over a series of lines with little punctuation to create a fluid, mellifluent effect, in the later play, again and again, the full stop comes in mid-line and phrases are not an easy sentence in length, but are often shorter, sometimes three little phrases wedged into one line.

CLEOPATRA: Nay, pray you, seek no colour for your going,
But bid farewell and go. When you sued staying,
Then was the time for words, No going then.
Eternity was in our lips and eyes,
Bliss in our brows’ bent. None our parts so poor,
But was a race of heaven. (Act 1, scene 3)

And speeches hand over from one character to another, not at the neat end of a line, but joltingly, in mid-line.

CLEOPATRA: Or thou, the greatest soldier of the world,
Art turn’d the greatest liar…
ANTONY:                               How now, lady!
CLEOPATRA: I would I had thy inches; thou shouldst know
There were a heart in Egypt.
ANTONY:                                Hear me, queen.

This creates a clotted, knotty style, a lot less fluid.

POMPEY: I shall do well.
The people love me, and the sea is mine.
My powers are crescent, and my auguring hope
Says it will come to the full. Mark Antony
In Egypt sits at dinner and will make
No wars without doors. Caesar gets money where
He loses hearts. Lepidus flatters both,
Of both is flatter’d.

It also has the related effect of making the poetry less metaphorical. There are a lot more orders and instructions or sudden thoughts, a lot less florid poetry, similes and comparisons. When Cleopatra asks whether she or Antony is at fault, Enobarbus replies:

ENOBARBUS: Antony only, that would make his will
Lord of his reason. What though you fled
From that great face of war, whose several ranges
Frighted each other? Why should he follow?
The itch of his affection should not then
Have nick’d his captainship.

See what I mean about the sentences ending (and the next one beginning) in mid-line and so creating a stuttering, staccato, clipped effect. There’s similes even in this little passage (the face of war, ‘the itch of his affection’ meaning his lust, ‘nicking his captainship’ meaning cut short his command [of the fleet at Actium]). But none of them are developed at relaxed length into a gorgeous conceit expanding over multiple lines as in his earlier style. Instead they are tightly compressed, expressed in as compressed a form as possible before the verse moves onto the next one.

It is a style less appropriate for the flowing love duets of Romeo and Juliet, than for undecorated sarcasm or irony, which doesn’t need elaborate conceits, as when Cleopatra jokes with Antony that she has something important to say to him, but can’t remember what it is:

CLEOPATRA: Courteous lord, one word.
Sir, you and I must part, but that’s not it:
Sir, you and I have loved, but there’s not it;
That you know well: something it is I would,
O, my oblivion is a very Antony,
And I am all forgotten.

Here’s another example from Julius, showing what I mean by the fluent flow of long sentences running through a sequence of lines with hardly any punctuation, or coming only at the end of each line, thus allowing the lines to breathe through their full length:

SOOTHSAYER: The throng that follows Caesar at the heels,
Of senators, of praetors, common suitors,
Will crowd a feeble man almost to death.
I’ll get me to a place more void and there
Speak to great Caesar as he comes along.

It flows, each iambic pentameter has the entire line to breathe and display. It’s a pleasure to read or say aloud. By contrast here’s Octavian from the later play giving instructions to his envoy Thyreus:

CAESAR: From Antony win Cleopatra. Promise,
And in our name, what she requires. Add more,
From thine invention, offers. Women are not
In their best fortunes strong, but want will perjure
The ne’er touch’d vestal. Try thy cunning, Thyreus.

Completely different. This must be deliberate, a deliberate creation of a late style. Why? What does it do? Well, I think that instead of the long verse paragraphs, the far fetched metaphors, the open rhythms of the earlier plays, this style creates something closer to the jerkiness of actual thought and real speech. Fragments of phrases, even individual words, several different thoughts expressed in fragments bolted together to make lines. Much more bitty, fragmented, less florid, less gorgeous.

This explains why the one set-piece speech in the entire play stands out so much, namely Enobarbus’s magnificent long speech describing to Octavian’s lieutenants the scene when Antony first met Cleopatra, when she had herself rowed up the Nile in a magnificent galley.

ENOBARBUS: The barge she sat in, like a burnish’d throne,
Burn’d on the water: the poop was beaten gold;
Purple the sails, and so perfumed that
The winds were love-sick with them; the oars were silver,
Which to the tune of flutes kept stroke, and made
The water which they beat to follow faster,
As amorous of their stroke

Even this, when you look closely, is in the same manner, with the first sentence ending half-way through the second line, and sentences stopping mid-line 3 times in these 7 lines, at ‘water’, ‘them’ and ‘stroke’. The effect of ending sentences and starting new ones in mid-line is to break up the untrammelled liquid flow of the earlier style. But in this speech the effect is overruled by the gorgeousness of the metaphors and the magnificence of the vision. Its rich colour highlights how relatively grey, functional and gnarly a lot of the rest of the play is.

And difficult. The thought is often so compressed as to be hard to follow. In the excerpt below, I don’t  really understand what the first half means. It is Antony telling Octavian’s sister, the honest but boring Octavia, who he has married in a purely political marriage to try and patch up his alliance with Caesar – telling her that if she’s unhappy, she’s free to go:

ANTONY: When it appears to you where this begins,
Turn your displeasure that way. For our faults
Can never be so equal, that your love
Can equally move with them. Provide your going.
Choose your own company, and command what cost
Your heart has mind to.

It’s not only the verse that is choppy and fragmented. It feels like something clever is going on in the sentence starting “For our faults…” but, to be frank, I don’t follow it.

This kept happening to me while reading Antony and Cleopatra. I enjoyed reading and rereading Julius Caesar because each reading revealed new depths to the characters, made me realise how certain symbols or topics cleverly recur, made me see the subtle linguistic threads which bind the fabric together. Not so Antony and Cleopatra, with its fewer metaphors and similes, and its thought so compressed I often didn’t understand it. I read and reread passages and they remained obstinately gnarly in rhythm and opaque in meaning. They remain what they first appeared.

Here’s Cleopatra lamenting that Antony has married Octavia and regretting her first angry impulse to smack and slap the messenger who brought this news:

These hands do lack nobility, that they strike
A meaner than myself; since I myself
Have given myself the cause.

It sounds interwoven and self-entwining as if there ought to be a hidden meaning, but repeated readings leave it what it was.

And this brings me back to my earlier reference to the theme of age and decline. Because maybe this is a style suited to mature characters. It is not the show-off prolixity of the young and flashy. It feels like the poetic style of a man who has ‘done all that’, has written unbeatably show-off verse in Romeo and Juliet and Henry V and Hamlet and knows it, knows he’s written the best pyrotechnic verse in the world and so is now trying something different.

He’s deliberately cutting back on mellifluous flashiness and trying for something more…tough and wizened. As leathery and furrowed as the face of Colin Blakely playing Antony on the BBC Shakespeare production I’ve just watched. The lined and grizzled face of a man who, although the play gives the impression it’s taking place over a few hectic weeks, in fact ages ten years over its duration.

Lack of oomph

Admittedly ‘oomph’ is not a common technical term in literary criticism. What I mean is something like impact and atmosphere. The first three acts of Julius Caesar not only have dramatic unity because they are entirely about the conspiracy to murder him, but are given thrilling dramatic and psychological atmosphere by the use of the wild storm the night before the murder. The night the assassins hold their final meeting is characterised by a wild storm of thunder and lightning which terrifies half the characters, during which people see ghosts and wild animals prowling the streets and fire in the sky.

This is a fairly obvious effect – the same depiction of discord in nature reflecting the overthrow of the social order on earth is used in Macbeth and King Lear – but it is fantastically successful at giving the play a kind of unity of palette and the same feeling is, of course, revived at the end of the play when Brutus sees the ghost of Caesar appear to him in his tent. Once introduced, this supernatural vibe runs throughout the play.

Antony and Cleopatra lacks any of that. There are occasional attempts to give the thing an orientalist exotic Egyptian vibe, but not many, and you don’t really notice them. There is no comparable melodramatic setting / scene / vocabulary / diction which dominates and unifies the scenes. A couple of times characters refer to the stars, but this is bog standard stuff, passing references: all Shakespeare protagonists refer to Fortune or the stars at some point, even in the comedies:

ANTONY: And at this time most easy ’tis to do’t,
When my good stars, that were my former guides,
Have empty left their orbs, and shot their fires
Into the abysm of hell…

ANTONY: Alack, our terrene moon
Is now eclipsed; and it portends alone
The fall of Antony!

It isn’t the large scale dramatisation of astrological doom, as in the storms of Lear or Macbeth. The one ‘spooky’ scene is, as so often, on the eve of the last battle, a standard moment for protagonists to soulfully muse about the destinies which have brought them to this point etc, when none of the main characters are about but soldiers on guard at Antony’s camp hear strange music coming from underground and one, as if clairvoyant, says it is the sound of Hercules, Antony’s ancestor, leaving him to his fate (Act 3, scene 3). That, I grant you, is strange and eerie but not, by itself, enough to spook up the overall story.

Far more emblematic is the setpiece scene where the triumvirate meet with Pompey aboard his flagship, make peace then drink till they’re drunk and perform a drunken dance, accompanied by music. Which has no symbolic overtones at all; it’s just another party.

One way to demonstrate the lack of oomph is to compare the soothsayers in the two plays. In Julius Caesar the soothsayer’s warnings about the Ides of March are genuinely spooky and concern the central event of the play. The murder scene itself (Act 3, scene 1) opens with Caesar progressing to the senate building with his entourage and spotting in the cheering crowd the soothsayer who’d warned him about the Ides of March. Caesar shouts mockingly to him:

CAESAR: The ides of March are come.
SOOTHSAYER: Ay, Caesar; but not gone.

This has real bite. It links up to the strong supernatural theme, it revives the sense of destiny and fate, and purely in dramatic terms, it gives Caesar and his entourage pause for a moment of doubt, before Caesar recovers his composure and blusteringly dismisses him as ‘a dreamer’. In other words, this two-line exchange packs a punch on a number of levels.

There is also a soothsayer in Antony and Cleopatra but a) he isn’t integrated into any other supernatural aspect or indicators; he is a rather isolated almost forlorn figure. And b) his scope is limited to reading the fortunes of Cleopatra’s giggling maids, who mock him and each other. From the sublime to the ridiculing.

Schoolgirls

I watched the BBC Shakespeare production, starring Colin Blakely and Jane Lapotaire, and the 1984 TV movie, starring Timothy Dalton and Lynn Redgrave. Neither of them really convince and both of them bring out Shakespeare’s odd decision to make the second scene in the play a comic one featuring Cleopatra’s two serving women (‘My noble girls!’), Charmian (very much the main one) and Iras (who hardly speaks at all).

Alexas, supposedly Cleopatra’s chief minister but who appears to be her chief male servant, introduces the Egyptian soothsayer to the giggly women and, instead of adding to and crystallising the sense of world-encompassing doom, as his avatar in Julius Caesar does, this soothsayer is reduced to answering their gossipy enquiries about their husbands and children.

Now, the canny audience will spot the way the soothsayer accurately predicts the fact that both women will die alongside their mistress, but in the obscure, limited way of the Delphic Oracle, so that neither of them grasps the truth and, in any case, are too busy making jokes about each other’s future husbands to notice.

Maybe the audience will remember his predictions three hours later when Charmian and Iras accompany their mistress to her death; maybe the audience who knows they’re all going to die will enjoy the dramatic irony when they hear it – but either way, it’s indicative of the way that a supernatural element is vestigially present but much tamped down, itself symptomatic of the more muted, adult focus of the play as a whole.

The unattractive protagonists

The puzzling effect of the play is also a function of the lack of a clear protagonist. Cleopatra emerges in the final act as the dominating figure of the play, but before that was often absent for long periods or, when she was present, was a very reactive figure, reacting to Antony’s decisions or apologies or outbursts. Even when she is alone with her handmaids and Alexas, she is constantly thinking about Antony, reacting to him even in his absence.

Brutus is the protagonist of Julius Caesar and his antagonist is the savvy, virile Antony of that play, drolly ironic, cleverer than all the conspirators put together – with the ghost of Caesar lurking under the stage until he emerges in the last few scenes to neatly round everything off by haunting the assassins to their deaths. I liked the clever, ironic Antony of the earlier play, with his devil-may-care confidence.

The Antony of this play and his Cleopatra, by contrast, I found tiresome, as people. Maybe it’s me, but right at the start Shakespeare goes out of his way to show how quickly the famous lovers fall out and bicker like teenagers (‘Fie! wrangling queen!’).

Along with the immediately following scene of the schoolgirl handmaids, this sets a tone of silliness in their relationship, a stroppy teenage quickness to fall into heated arguments over nothing, from which the play, for me, never qute recovers.

I found Antony’s flip-flopping between infatuation with Cleopatra and guilty acknowledgement that he needs to break free and return to his Roman duties and responsibilities, irritating rather than profound.  I wanted to tell him to grow up.

Also, by the time we meet him, he is a loser. He has lost the insouciant, devil-may-care brashness of the earlier play. Now Caesar is the winner, and knows he will win, and goes on to win.

Antony, by contrast, is a loser. He fails in his negotiations with Cesar. He fails as a husband to innocent Octavia, setting out to damply please her but all-too-quickly letting himself and her down.

Antony never comes over as the world-bestriding general the other characters describe him as having been, once, in the play’s heretofore. When we meet him he is well on the way to making a series of catastrophic errors, which lead up to his military blunders: first, deciding to fight by sea, and then abandoning his fleet when Cleopatra sails away.

This sequence of bad calls is capped when he believes the messenger who tells him Cleopatra is dead and makes the foolish decision to kill himself; and then makes a botch of it, terribly injuring himself but failing to die. It’s failure all down the line. It’s a fine line between Tragic Fall and pathetic failure.

Similarly, Cleopatra, for me, for the first four acts, never achieves the awe and majesty which the play claims for her. Enobarbus’s description of her is far more impressive than the reality.

In Julius Caesar both Portia (wife of Brutus) and Calpurnia (wife of Caesar) have real presence and depth. Your heart bleeds for poor Portia, tormented by her husband locking her out from his feelings (i.e. not telling her about the conspiracy to murder Caesar).

Jane Lapotaire is a handsome woman but I found her continual arbitrary switching from anger to irony to sarcasm so tiresome that, when she finally got around to something like genuine expressions of love and/or soulful introspection about her feelings, I’d stopped caring. I found her unpredictable mood swings alienating rather than entrancing. Maybe she’s just not my type.

That said, I suppose Cleopatra’s depiction is on a different plane from that of the men, if only for the sheer length of time she is on stage and the phenomenal number of lines she gets to deliver. But for me, only right at the end, locked away in her strongpoint, as she commits herself to ending her life, does she attain a kind of visionary transcendence, which lifts her onto a different plane from all the other characters.

Enobarbus and Caesar

First a word of explanation: after Julius Caesar was assassinated, it turned out that in his will he left the majority of his estate to his great-nephew (his sister’s daughter’s son) Gaius Octavius who he legally adopted as his son. Octavius, only 18 at the time, promptly came to Rome to claim his inheritance, to ratify his adoption by Caesar, and, as was common with Roman adoptees, to take his adoptive father’s name, calling himself Gaius Julius Caesar Octavianus, where Octavianus is the adjectival form of Octavius. Quite quickly he took to referring to himself as ‘Caesar’ since this helped in winning the loyalty of the dead dictator’s legions. And all this explains why he is referred to as ‘Caesar’ throughout this play.

Enobarbus, meanwhile, is based on this historical figure of Gnaeus Domitius Ahenobarbus, Roman general and politician, birth date unknown, who died in 31 BC. A quick scan of his Wikipedia entry indicates how thoroughly Shakespeare has fictionalised the character, and is also a good indicator of how completely Shakespeare ignores the long historical duration covered by the play, and the extremely complex web of shifting alliances which took place during the ten years the action supposedly covers.

Instead of a highly successful general who led forces against Antony at Philippi and persisted in opposing the triumvirate, until he was eventually reconciled with Antony, and went on to play a leading part in the latter’s ill-fated invasion of Parthia (36 BC), Shakespeare’s Enobarbus is depicted as a fellow drunk, a kind of embodiment of Antony’s devil-may-care debauchery. He’s a sort of cut-price Falstaff.

And a chorus to the main action. His main structural function is to be a court jester to Antony, licensed to say anything: to mock him, to mock the queen, to mock their love affair, to mock Rome and responsibility and pour Antony another drink. In the scenes where Antony and Caesar and their entourages meet, parley and party, he is shown getting on well with two of Caesar’s senior advisers, Agrippa and Maecenas, and speaking probably tactlessly about he and Antony’s party ways back in Alexandria. He very tactlessly shares his belief that Antony’s marriage to Octavia won’t last.

So he is not intended to be a pleasant man, and in his asides to the audience he has something of Iago – not in orchestrating and motivating the action, but in his increasing tone of malevolence and misanthropy. He becomes more bitter and cynical as the play progresses, eventually defects from Antony’s service altogether, going over to young Caesar, but finally malevolences his way right out of existence by killing himself (as does, of course, his former master). So he is like a barometer indicating the steady, relentless decline in Antony’s fortunes.

So from out of this pack of squabbling lovers and their cynical hangers-on, I couldn’t help coming to admire Caesar. He is quite obviously depicted as a Spock-like emotionless automaton, a ruthlessly efficient calculating machine. His speeches are very deliberately made as emotional as computer printouts.

But if one person was going to end up ruling the Roman Empire who would you prefer it to be? The childishly irresponsibly, changeable, unreliable, petulant self-pitying drunk, Antony? Or the sober, hard-working, focused and efficient young Octavian? Antony is like Boris Johnson: an impetuous, charismatic, changeable, unreliable, making-it-up-as-you-go-along party animal. A great bloke to stay up all night carousing with but shouldn’t be left in charge of a whelk stall, let alone half the Roman Empire – as his over-ambitious, badly managed, and disastrous foray into Parthia (36 BC) conclusively proved, and then his catastrophic decision to abandon his fleet and his legions at Actium (31 BC) proved all over again.

Just like Boris Johnson, Antony’s supporters keep giving him the benefit of the doubt as he proves himself unfit for high office again and again and again, as one by one his senior allies defect, until he managed to dig his own grave and even his most loyal hanger-on (Enobarbus) abandoned him.

ANTONY: O, my fortunes have corrupted honest men!

No, Octavian for me. If you want someone to manage a country, let alone an empire, you want a managerial type: hard working, sober, efficient, fair, and also – a winner. As he always does, right from the start Shakespeare plants the seed of the character’s eventual fate – in this case Octavian’s complete triumph – by pointing out that he just wins. Whatever enterprise he undertakes, whether it’s playing dice or taking on the senate, he just wins. Enobarbus comes to realise Caesar is ‘twenty times of better fortune’ than Antony. As the soothsayer (they crop up everywhere, these soothsayers, don’t they) tells Antony:

If thou dost play with him at any game,
Thou art sure to lose; and, of that natural luck,
He beats thee ‘gainst the odds: thy lustre thickens,
When he shines by…

And so it ultimately proves here.

Binaries and dichotomies

Antony is a man caught between two contrasting worlds and sets of values:

  • Egypt versus Italy
  • Alexandria versus Rome
  • East versus West
  • Femininity (all those Egyptian handmaids plus the eunuchs) versus masculinity (all those Roman senators and generals)
  • Cleopatra versus Caesar
  • Love versus Reason
  • Irresponsibility versus duty
  • Sensual pleasure versus puritan abstention (Caesar’s fastidious dislike of the drunkenness at Pompey’s party)
  • An empire of the senses versus the real-world empire of war and conquest
  • Mistress versus wife
  • The personal versus the public
  • Colourful exotic costumes versus the plain white Roman toga

Indeed the play overflows with carefully contrasted binaries and contrasts:

  • (Cleopatra’s) playfulness versus (Caesar’s) earnestness
  • Humour versus seriousness
  • Irony versus sincerity
  • Hyperbole versus statements of fact
  • Emotional instability versus fixed resolution

Right down to the contrast between the two suicides, one botched and hideously painful (Antony’s) in which he is pitifully abandoned by his servants; the other ceremonious, beautiful and painless (Cleopatra’s) in which she is loyally served to the end by her maids.

Suicide

1. History. The era is packed with famous suicides: Cato, Portia, Brutus, Cassius, Enobarbus, Eros, Antony, Cleopatra, a generation of generals and rulers liquidated itself to make way for Octavius.

2. Shakespeare. Throw in Shakespeare’s most famous depictions of suicide, Romeo and Juliet and you can reasonably ask: Has any other major author so glamorised and romanticised suicide?

CLEOPATRA: The stroke of death is as a lover’s pinch,
Which hurts, and is desired.

The end speech

While Antony was alive, Caesar’s cronies queued up to mimic their master’s mood and mock and insult Antony. When, in Act 5 scene 1, they learn he is dead, they queue up to praise him (‘A rarer spirit never / Did steer humanity’). Octavian joins in and then, a long 20 minutes later, after Cleopatra has also killed herself and Octavian stands over her lifeless body, he delivers the same kind of eulogy.

This naturally reminds me of the same Octavian standing over Brutus’s corpse while Antony delivers a noble eulogy to him (Brutus) at the end of Julius Caesar. All of which prompts a simple thought: it is easy to be noble and generous about your opponent after he is safely dead.

Boys will be girls

Last thought about the characters, and a fact which opens up a Pandora’s box of debates about gender and identity – women characters in the theatre of Shakespeare’s time were played by boys. The numerous scenes between Cleopatra and her maids, the opening scene where the maids discuss marriage, all those furious arguments with Antony, and Cleopatra’s final, transcendent apotheosis – all this was depicted by pubescent boys.

Historical background

The first thing to emphasise is that, like Julius CaesarAntony and Cleopatra leaps through long, complicated historical events, cutting and paring and cherry picking just what it needs to produce a narrative which focuses on two of western history’s most famous lovers. But even more ambitiously than the 2 years covered by the earlier play, Antony and Cleopatra depicts events spanning no fewer than ten years of Roman history.

After Julius Caesar’s assassination in March 44 a complicated political and military situation emerged. You’d have expected a straight fight between Mark Anthony as Caesar’s loyal lieutenant and the conspirators led by Marcus Junius Brutus and Gaius Cassius Longinus. In fact the opposing factions patched together a compromise peace and all sides, including the senate, were struggling to understand what to do next when the situation was further complicated by the arrival of 18-year-old Gaius Octavius, named by Caesar as his main heir, who arrived in Rome within weeks of Caesar’s murder, determined to claim his legacy.

Brutus and Cassius were amnestied by the senate for the assassination but thought it wise to leave Rome and so secured from the senate governorships in faraway Asia (modern-day Turkey), leaving space for a conflict emerged in Italy between Octavian – who quickly raised troops by playing on his adoptive father’s name – and Antony who marched his legions north to besiege the town of Mutina, held by the legions of another of the assassins, Decimus Brutus.

The conflict developed into one between Antony, determined to seize complete control of Italy, and the senate, who supported Decimus and were persuaded to give their backing to Octavius. This was achieved largely through the influence of Cicero who delivered a series of stinging attacks on Antony’s character and aims, so much so that Antony was declared ‘an enemy of the state’. Meanwhile Brutus and Cassius gathered their forces in Asia, anticipating involvement in the war racking Italy.

Then there came an extremely unexpected development which transformed the situation. Despite having just led their legions in bitter fighting against each other, Octavian in particular came to realise he had more to gain by declaring a truce and even allying with Antony. There was always both an emotional and legal logic to the idea that Caesar’s best friend and his adoptive son would eventually unite against the men who murdered him.

And so it turned out. The senate and all the other political actors in the drama, not least Cicero who had heartily supported Octavian against Antony, were flabbergasted when in October 43 BC Octavian convened a meeting in northern Italy with Antony and Marcus Aemilius Lepidus, who had seized the provinces of Hispania and Narbonese Gaul. They called themselves the ‘triumvirate for organizing the republic’ (Latin: tresviri rei publicae constituendae) known to history as the Second Triumvirate, and divided the Roman Empire between them: at least initially Lepidus held Hispania and Narbonese Gaul, Antony retained Cisalpine Gaul and hegemony over Gaul itself, and Octavian was assigned Africa, Sicily Sardinia.

Octavia and Antony’s joined forces then embarked for Greece to confront the armies of the assassins, Brutus and Cassius, who they defeated in two clumsy, unwieldy battles fought with huge forces on both sides near Philippi in northern Greece on 3 and 23 October 42 BC. Both the assassins committed suicide and their cause dissolved. Antony and Octavian took over control of their legions and divided the Mediterranean world between them, Antony taking the East, where he wanted to win glory by taking on the Parthian Empire, and Octavian, shrewdly assuming control of Italy, Gaul and Spain. Lepidus was reassigned north Africa and Sicily.

The thing about the triumvirate is that it lasted for ten years, from 43, when the senate formally recognised it, to 33 when open conflict broke out between Octavian and Antony. Ten years is a long time and a lot happened, including a wide range of reforms back in Rome and in the administration of the empire (notably very contentious policies to seize land to settle veteran soldiers), plus wars in various places (notably against Gaius Pompeius’s son Sextus, in Sicily, in 36 BC, and the ill-fated Perusine War of 40 BC), and major disagreements between the partners, which were raggedly patched up. The triumvirate was ratified by the senate for five years, but the behaviour of the triumvirs increasingly sidelined the senate and all constitutional processes. It signalled the end of the Republic.

In 36 the triumvirate was renewed for another 5 years but Octavian took advantage of Lepidus’s mismanagement of affairs in Sicily to strip him of his powers in September of that year and force him into exile. The situation had thus evolved into just two Great Men dominating the Roman world, Antony based in the East and Octavian in Italy, Gaul and Spain.

Antony had responsibilities all round the Eastern Mediterranean but fell in love with Cleopatra, queen of Egypt and chose to spend years based in her capital, Alexandria, eventually fathering twin children by her, Alexander Helios and Cleopatra Selene II.

Octavian made use of every rumour of Antony’s partying, drunkenness, neglect of his duties, and his subservience to a foreign (and therefore, ipso facto, immoral) ruler, and a woman to boot, as part of his propaganda campaign against Antony back in Italy.

Cleopatra the movie

John Wilders, editor of the 1995 Arden edition of the play, optimistically claims that Shakespeare’s depiction of the star-crossed lovers defined them for all time:

Shakespeare clearly set a challenge for himself. He rose to it so splendidly that in most of our minds Antony and Cleopatra actually were the people he created. (Antony and Cleopatra, Arden edition, 1995, page 1)

I disagree. There were plenty of other literary depictions of them, both before and after –by Chaucer in his Legend of Good Women (1380s) and by John Dryden, the Restoration playwright (1677), to pick two famous authors. In fact a quick check of the Dryden Wikipedia page tells us that Dryden’s retelling of the story was widely performed in the 18th century: ‘becoming the preferred version of the story; Shakespeare’s play did not reappear on the London stage until 1813.’

And if you had to choose just one depiction of the story, surely it would be Plutarch’s Life of Antony without which none of the other accounts would exist.

But anyway, leaving the leafy groves of academe, I’d have thought a million times more influential than any literary depiction is the fabulous 1963 Hollywood movie, Cleopatra, starring Liz Taylor and Richard Burton at the peak of their fame. Quite obviously this provides the epic spectacle, the awe and majesty, which all the stage productions I’ve watched completely lack.

And although it’s easy to dismiss it as American kitsch, I think it very effectively depicts the kind of middle-aged ‘love’ which is closer to cantankerous addiction, to perpetual arguing with someone you can’t leave, of leaving them and then discovering you can’t live without them, which is the central theme of the play.

Mind you, all this is, of course, before we get to what is indisputably THE most important cultural representation of the story in our time:

Asterix and Cleopatra by René Goscinny and Albert Uderzo (1963)


Related links

  • Antony and Cleopatra text online
  • 1974 RSC TV production starring Janet Suzman and Richard Johnson – my favourite production: I like Richard Johnson (47 at the time) with his smoker’s laugh, as Antony, Suzman (35) has genuine sex appeal, manipulation and threat, the direction (by Jon Scoffield) captures the nuances and subtleties in the script far better than the others. And the court and party scenes, like the massage scene in 1.5, convey a genuine sense of party decadence which the other productions refer to but never show. And Corin Redgrave (35), looking younger than his years, is intimidatingly cool and calculating. The use of soft focus or blurring works very well to convey: messengers approaching from a distance; montages of events being reported, such as Antony and Cleopatra’s enthronement; and the swift transition and overlap of the short scenes conveying the Battle of Actium, the appearance of Cleopatra and her entourage to victorious Antony or of Cleopatra appearing to defeated Antony. All appear shimmering out of the sand yellow which very effectively evokes the blistering deserts of Egypt and also gives a successful visual unity to the sequence of very short scenes which critics from the 1700s onwards have criticised as too bitty.
  • 1981 BBC Shakespeare production starring Jane Lapotaire and Colin Blakely – savour Blakely (51)’s fixed rictus grin in the opening scene: he is not at home playing an abandoned sensualist; Jane Lapotaire is good but, ultimately to thin and light to convey earthy majesty as Suzman does; I very much liked Ian Charleston (32)’s cool Caesar, and liked his careful, even enunciation of the verse.
  • 1984 TV production starring Timothy Dalton and Lyn Redgrave – Dalton is fabulously handsome but not so good in the quieter scenes depicting emotion, and Redgrave comes over as a suburban housewife, Cleopatra played by Margot Ledbetter

More Elizabethan and Jacobean reviews

King Leopold’s Ghost by Adam Hochschild (1998) – part two

I first read this book seven years ago and gave a reasonable summary of its content in a blog post.

Now I’m rereading it after reading three other books which cover at least part of the same subject matter, Frank McLynn’s Hearts of Darkness and Tim Jeal’s biography of Henry Morton Stanley and group biography of the five British explorers involved in the quest for the source of the river Nile. This blog post records impressions from reading Hochschild’s book second time round.

Leopold and Stanley

For a start, it’s quite a long time till the account of the atrocities committed in King Leopold’s Congo Free State kicks in. The book has about 320 pages of text and it’s only around page 130 that we begin to hear about the increasingly rapacious organisation of the Congo state and its appalling police service, the Force Publique. In other words, nearly half the book consists of background and buildup. And this mostly consists of a lot of biographical material on the two central figures, King Leopold himself and the explorer Stanley.

Leopold

Leopold II’s childhood was lonely and cold: he had to make appointments to talk to either his father or mother, who didn’t care much for him, so the king grew up aloof, distant, socially maladroit and compensated by obsessing over the minutiae of royal protocol.

During the course of his researches Hochschild has obviously come to loathe Leopold and he clearly relishes dishing the dirt on him, revelling in the fact that the king was a regular visitor to a chain of high-class brothels which traded in young girls, some as young as 12, who were guaranteed virgins to be deflowered by the cream of British and continental society.

But what comes over in spades from Hochschild’s account is what a two-faced, calculating and cunning manipulator Leopold was of all around him, which included ambassadors from all the major nations as well as leading philanthropists. They all fell for his humanitarian rhetoric and pose of selflessness, but there is much more, Hochschild detailing the care with which Leopold and his fixers bribed and cajoled and pulled the wool over the eyes of politicians, journalists and missionaries, inviting them to his palace, flattering and smooth-talking them. When bad news started to leak out about the atrocities being carried out in his colony, Leopold’s techniques for managing the press and damage limitation would put a modern PR company to shame.

Stanley

But it’s the Stanley material which is more striking. Hochschild is accepts the ‘black legend’ of Henry Morton Stanley hook, line and sinker, giving the kind of relentlessly negative account which Tim Jeal set out to single-handedly overthrow in his epic biography. Hochschild takes at face value:

  • Stanley’s own accounts of the size of his expeditions and the number of personnel lost during them (which Jeal shows to both be exaggerations)
  • Stanley’s own accounts of his brutal punishments of deserters and thieves (which Jeal shows to the exceptions rather than the rule, and shows only took place on particular, unusual occasions)
  • the harsh criticism of Stanley by other explorers (which Jeal says were motivated by jealousy, for example Richard Burton’s rancorous envy) and by the British press (which Jeal said was animated by anti-Americanism)

Hochschild goes out of his way to claim that Stanley’s bad luck with a string of failed fiancées (getting engaged to several young women, then breaking it off when he disappeared into Africa for years) was a result of his pathological ‘fear of women’.

He returns to the theme half way through the book when he describes Stanley’s 1890 grand public wedding in Westminster Abbey in considerable detail, noting that Stanley was chronically ill on the day, had to be helped up the aisle, and spent the entire reception lying in a darkened room in agony from gastritis. Hochschild uses his wedding to write confidently about Stanley’s ‘craving for acceptance’ and ‘fear of intimacy’ before going on to repeat Frank McLynn’s speculation that Stanley’s marriage to the society painter Dorothy Tennant was never consummated because of the lifelong revulsion from sex he picked up during his miserable childhood in a public workhouse (p.151).

God, I’d hate to be famous for anything and know that before the earth is cold on my grave rival biographers would be picking over my relationship with my family and every single woman I ever went out with, speculating the character of my mum and dad, using bucket psychology to pin me with their tawdry labels, using every blog post, letter or diary entry I ever wrote to work up their cheap theories about my psychology and sex life. God. The poor victims of the modern biographer.

That it’s all complete speculation leaps out at you when Hochschild concedes that other biographers think that Stanley did consummate his marriage. Some do, some don’t. You might as well flip a coin.

And not only is this all utterly speculative bucket psychology but it’s all out of date, for when Hochschild describes McLynn as Stanley’s ‘most thorough biographer’ the reader realises his book was written before Tim Jeal’s epic biography of Stanley, which benefited from access to thousands of previously unexamined letters, journals and so on in the royal archives in Belgium and so is in a position to paint a much more subtle, nuanced and sympathetic portrait of Stanley the man.

I find it surreal beyond belief that a whole succession of grown men – professional academics and historians – have devoted so much mental energy to the issue of whether Henry Stanley’s erect penis ever entered Dorothy Tennant’s vagina. In the middle of a book about atrocities committed against millions of Africans this dogged speculation about Stanley’s sex life is bizarre beyond belief.

That Hochschild is simultaneously repelled and bored by Stanley is indicated by his dismissal of everything Stanley did with sardonic repetition:

  • Stanley’s usual two-volume thousand-page bestseller turned out to be only one of many books written about the Emin Pasha expedition…
  • Stanley threw his usual temper tantrums…
  • As always Stanley bungled his choice of subordinates…

But despite his strong anti-Stanley animus, Hochschild can’t directly implicate Stanley in any of the atrocities themselves. The opposite: he shows in some detail how Stanley was edged out of Leopold’s plans as the late 1880s turned into the 1890s, for a number of reasons. 1. Leopold knew Stanley was stroppy and opinionated and would be difficult to manage and manipulate, as he manipulated so many other world leaders, Belgian politicians, missionaries and journalists.

2. More importantly, France. As the 1880s progressed, it became increasingly important to Leopold to placate France, the imperial power which claimed most of the territory to the north of the Congo, represented by the charismatic explorer, Pierre Savorgnan de Brazza. Soon after completing his epic trek along the Congo in 1879, Stanley wrote letters and articles calling for Britain to take control of the Congo, a suggestion he repeated frequently, in public and which risked antagonising the delicate working relationship Leopold was forging with Paris.

The French were obsessed that Leopold’s amateur venture would collapse and that the hated British would then step in to run this huge area of central Africa and that this would amount to yet another slap in the face for the touchy Frogs.

Leopold managed to quell their anxieties for good by signing an agreement in law that if Belgian rule – and the companies he’d set up to manage it – collapsed, the French would legally have first dibs on the vacated territory. Not the hated British. The French were content with that and backed off, allowing Leopold to continue his plans his own way. But Stanley, far from being an accomplice of Leopold’s, represented a risk which is why the king kept him dangling on a retainer but never gave him the governorship he craved or any other significant work to do once the road was built by about 1884. Stanley was sidelined and out of the picture well before any of the atrocities began.

The post 9/11 perspective

As it happens I’m reading this book just after the Americans completed their withdrawal from Afghanistan on 31 August 2021 and just as we all approach the twentieth anniversary of the 9/11 attacks on 11 September.

King Leopold’s Ghost is littered with Hochschild’s easy sarcasm about Victorian Europe’s claims to be bringing ‘civilisation’ to barbarians, to want to set up schools for the natives, end the slave trade, create a transport infrastructure, bring commerce and raise the living standards of the impoverished locals.

Absolutely all of this reads very differently as I watch the TV footage of the last American planes leaving Kabul airport and of hundreds of locals desperately chasing after them as the West i.e. America abandons its attempt to bring civilisation to the locals, to set up schools, end the Taliban’s oppressive rule, improve the transport infrastructure, bring commerce and raise the living standards of the impoverished locals.

Hochschild writes with lofty American disdain for 1. the hypocrisy of the European colonial nations who claimed to be bringing ‘civilisation’ but instead brought only hard-headed commercial transactions and exploitation. 2. He says the Europeans rode roughshod over the native culture and the complex web of tribes and traditional political authority which covered the region in multiple complex forms. 3. And his central theme is how quickly so-called ‘enlightened intervention’ descended into barbarism and exploitation, as native uprisings prompted terrible crackdowns and massacres. His book reeks of smug condescension.

But every time he made another sarcastic comment about the discrepancy between the European colonialists’ high-toned claims of bringing ‘civilisation’ and the reality of the crude violence and exploitation they inflicted, I thought: Iraq War. 150,000 dead, at a minimum (Wikipedia). Abu Ghraib torture and prisoner abuse. ‘Enhanced interrogation techniques’ including waterboarding. Extraordinary rendition i.e. kidnapping people and spiriting them away to permanent imprisonment without trial in Guantanamo Bay. The Sunni Insurgency. Improvised explosive devices. An entire nation plunged into violent anarchy for a generation, while a large percentage of the trillion or so dollars America allegedly spent on the country went straight into the pockets of American arms manufacturers and private  security contractors.

Americans show European colonialists how to bring civilisation and respect for human rights to a developing country

And I thought Afghanistan. $2 trillion spent. Vast amounts on training the local security forces to cope with insurgencies. 110,000 Afghans killed or injured, over 3,500 coalition deaths. As many as 30,000 American private contractors making a fortune out of government contracts. And in the end, what was it all for? The security forces which the allies spent hundreds of billions training collapsed like a pack of cards within days of the Americans leaving. And many locals had been permanently alienated from the West and its puppet government by random and unpunished American atrocities. How mass killings by US forces after 9/11 boosted support for the Taliban.

Not as easy as you thought, is it, going into a developing country, overthrowing its government and expecting the locals to love you.

When Stanley flogged members of his caravan who tried to desert or stole precious food supplies in the 1870s, he did it in an age when flogging was still a legal punishment in schools and in the army, such as the Confederate Army which Stanley served in during the American Civil War. When the Americans captured, imprisoned, tortured and waterboarded their Iraqi suspects in the 2000s they were doing it sixty years after the Universal Declaration of Human Rights was meant to have abolished such practices for ever.

The Wikipedia article about extraordinary rendition quotes former CIA case officer Bob Baer saying:

‘If you want a serious interrogation, you send a prisoner to Jordan. If you want them to be tortured, you send them to Syria. If you want someone to disappear—never to see them again—you send them to Egypt.’

This is the mindset of the greatest military force the world has ever seen as it extended its grasp, overt or covert, across the Arab world after 9/11: kidnap, torture, murder and massacre.

All of this was being raked over on the TV and in newspapers and magazines day after day at the exact moment I was reading Hochschild telling me how wicked and hypocritical the nineteenth century European colonisers were, how bigoted against the Arabs, how quick to extreme violence, how hypocritical in cloaking their real commercial motives under high-sounding rhetoric.

While all around me the serious British media were reflecting on 20 years of US intervention in Afghanistan and Iraq, not to mention Syria, Lebanon, Egypt, Libya. Which Middle Eastern and Asian Muslim nations have not benefited from the carefully planned and skillfully executed interventions of peace-loving America?

In this respect, Hochschild’s book is a good example of the hubris shown by so many contemporary historians who feel free to glibly patronise people in the past and point out their manifold failings on the assumption that we, in our super-digital 21st century, are oh-so-morally superior to our ancestors. But are we?

And it’s all the more vexatious when the historian patronising European colonialists for their wretched interventions in developing countries is an American, writing from amid the ruins of American foreign policy and the beacon of enlightened democracy which was the Trump administration.

Thou hypocrite, first cast out the beam out of thine own eye; and then shalt thou see clearly to cast out the mote out of thy brother’s eye. (Matthew 7:5)

‘Arab’ slave traders?

Hochschild also deploys his trademark sarcasm whenever the subject of ‘Arab’ slave traders comes up. Unlike the McLynn and Jeal books, and all the passages about the wickedness of the Arab slave trade they quote from the writings of Livingstone, Burton, Speke and Stanley – Hochschild goes out of his way to assert that hardly any of the slave traders were, in fact, Arab. He claims most were ‘Afro-Arab’ at best, ‘Swahili-speaking Africans’ who adopted Arab dress and Islam but ‘only some of them were of partly Arab descent’ (p.28).

Arab was a misnomer; Afro-Arab would have been more accurate. Although their captives often ended up in the Arab world, the traders on the African mainland were largely Swahili-speaking Africans from territory that today is Kenya and Tanzania. Many had adopted Arab dress and Islam, but only some of them were of even partly Arab descent. Nonetheless, from Edinburgh to Rome, indignant books and speeches and sermons denounced the vicious ‘Arab’ slavers – and with them, by implication, the idea that any part of Africa might be colonised by someone other than Europeans. (p.28)

Note the tell-tale sarcastic swipe at European amour propre in the final sentence. Anyway, this assertion is completely contrary to everything I’ve read in the other books on the subject.

1. Consider the most famous slaver of the era, Tippu Tip. According to Wikipedia:

Tippu Tip, or Tippu Tib (1832 to 1905), real name Ḥamad ibn Muḥammad ibn Jumʿah ibn Rajab ibn Muḥammad ibn Saʿīd al Murjabī (Arabic: حمد بن محمد بن جمعة بن رجب بن محمد بن سعيد المرجبي‎), was an Afro-Arab ivory and slave trader, explorer, governor and plantation owner…His father and paternal grandfather were coastal Arabs of the Swahili Coast who had taken part in the earliest trading expeditions to the interior. His paternal great-grandmother, wife of Rajab bin Mohammed bin Said el Murgebi, was the daughter of Juma bin Mohammed el Nebhani, a member of a respected Muscat (Oman) family, and a Bantu woman from the village of Mbwa Maji, a small village south of what would later become the German capital of Dar es Salaam.

So Tippu had a soupçon of African blood in an otherwise solidly Arab geneology.

2. Zanzibar became the centre of the East African slave trade when it was annexed by pureblood Arabs:

In 1832 Said bin Sultan, Sultan of Muscat and Oman moved his capital from Muscat, Oman to Stone Town [on Zanzibar]. After Said’s death in June 1856, two of his sons, Thuwaini bin Said and Majid bin Said, struggled over the succession…Until around 1890, the sultans of Zanzibar controlled a substantial portion of the Swahili coast known as Zanj, which included Mombasa and Dar es Salaam. (Wikipedia)

3. Or take the famous massacre of some 400 Congolese women and children at the village of Nyangwe the river Lualaba which Livingstone witnessed on 15 July 1871. This was carried out by armed men at the command of the notorious Arab slaver Dugumbé ben Habib.

Hochschild may have germs of truth in that some or many of the slave traders might have had African blood. But all the accounts I’ve read and the three salient facts I’ve just quoted tend to confirm that the majority of the trade was solidly in the hand of Muslim Arabs, Arabs who, moreover, I’ve read quotes from saying how much they despised Africans, how Africans’ live meant nothing until they could be sold in the slave markets of Zanzibar, and scores of accounts of Arab slave caravan captains shooting, tying to trees or burning alive slaves too sick to make the long trek from the villages where they were captured to the coast.

So why does Hochschild go out of his way to make his claim that the Arab slave traders weren’t really Arabs and for the rest of the book refer to ‘Arab’ slave traders in quote marks? Because it allows him one more way of slagging off the European nations and the ‘white man’. The tendency of his sarcastic comments is that Britain’s anti-slavery rhetoric was a hollow sham dressing up the fact that it allowed the white man to indulge his anti-Islamic bigotry. It justified rampant Islamophobia. Of those wicked wicked nineteenth century Europeans!

a) This is so contrary to the quotes from Livingstone, Stanley, Speke and even Baker that depict in great detail the genuinely evil ways of what all the witnesses unanimously agree was the Arab slave trade that it comes over as a slightly ludicrous twisting of the facts to fit Californian Hochschild’s anti-European bias. Livingstone really was disgusted and appalled by the wickedness of the slave traders, he wrote heartfelt letters back to England saying something must be done to save the Africans, and this prompted thousands of brave missionaries and educators to set off for darkest Africa to set up schools and guilted the British government into doing more to crack down on slavery, including forcing the Sultan of Zanzibar to close down its famous slave market.

b) His claim of anti-Arab bigotry sits oddly with the evidence that most of the British explorers and later colonial administrators were biased in favour of Arabs. Richard Burton spoke Arabic and admired the Arabs for their culture and religion, as did Samuel Baker, as did Sir Harold MacMichael, administrator of Sudan in the 1920s who respected the Arabs in the north and despised the Africans of the south – all part of a strand of pro-Arab British feeling which continued down to Lawrence of Arabia and bedevilled British attempts to manage their inter-war mandate in Palestine.

c) Hochschild’s defence of – by implication – the innocent ‘Arabs’ so horribly wronged in European accounts of the region reads very amusingly in a post-9/11 world, particularly in the early years after 2001 when you could read some very ripe comments from previously liberal and progressive American commentators about Arabs and Islam. Nothing any Victorian author wrote about Islam was as vitriolic as the opinions of scores of Yankee commentators after the twin towers were bombed.

Overall it now reads like rich, fat hypocrisy for Hochschild to accuse the late Victorians of dressing up commercially-motivated imperialism under anti-Islamic rhetoric, given everything which his country has done in Iraq and Afghanistan over the 20 years following 9/11.

George Washington Williams (1849 to 1891)

Williams was a rare example of a free black man in nineteenth century America who made his mark in an impressive variety of professions and ended up hobnobbing with the president. During his 41 year life Williams managed to serve as a soldier in the American Civil War and in Mexico before becoming a Baptist minister, politician, lawyer, journalist, and writer.

He appears in this narrative because during the late 1880s he developed a plan for returning Afro-Americans who were suffering under the so-called ‘Reconstruction’ of the American South back to Africa. The publicity surrounding the great philanthropist Leopold’s plans for the Congo spurred Williams to make the pilgrimage to Brussels (funding himself by contracting to write travel articles for an American magazine) for an audience with the great humanitarian himself who was, as usual, all smooth words and assurances.

So Williams then sailed on to the Congo which he travelled up slowly, taking extensive notes. What he saw shocked and horrified him. Scene after scene of violence, brutality and corruption. Many of the Congolese had been reduced to the level of slaves, whipped with the notorious chicotte and brutally intimidated into collecting what was, at that point, the colony’s key export, ivory.

From Stanley Falls Williams wrote ‘An Open Letter to His Serene Majesty Leopold II, King of the Belgians and Sovereign of the Independent State of Congo’ in July 1890. Hochschild says it gave a good summary of the methods of exploitation and slave labour the Belgians were already using, as well as laying down the framework of criticism which was to be used by all later campaigners: that everything was done in the king’s name and so he was completely responsible for the mass mutilations and murders. Williams called for an international commission to investigate.

His letter was published as a pamphlet and caused a furore (p.112). Hochschild shows how Leopold set his tame pets in the press and positions of power to rubbish all the accusations. Travelling back to Europe up the Nile, Williams became ill in Cairo, and managed to get as far as Blackpool in north-west England where he died on August 2, 1891, aged 41. By that time over 1,000 Europeans had visited and worked in the Congo but Williams was the only one with the guts, and morality, to be horrified and tell the truth.

And he was, contrary to Hochschild’s sarcasms about the hypocrisy of the Western Christian concern for the African, a Western Christian, a devout and earnest Baptist, for it was Protestant missionaries who were to provide most of the testimony and evidence for the global campaign against Leopold’s brutal regime in the Congo which I will describe in my next blog post.

Notes and details

I’d forgotten that after the Mahdi and his army of Islamic fundamentalists took Khartoum (in January 1885), killed General Gordon and massacred the city’s army garrison and civilian population, he went on to rule the city and region uninterrupted for the next 12 years. And that – here’s the thing – soon after the conquest, the Mahdi sent a message to Queen Victoria demanding that she come to the Sudan, convert to Islam and submit to his rule (p.97).

Now that is a counter-factual scenario worth imagining! I’d love to see a painting in the realist late-Victorian style of a fat Queen Victoria kneeling and bending her forehead right down to the ground before the magnificently robed Mahdi who graciously accepts the obeisance of the queen-empress and the conversion of all her peoples to the True Religion.

Credit

King Leopold’s Ghost: A Story of Greed, Terror and Heroism in Colonial Africa by Adam Hochschild was published by Mariner Books in 1998. All references are to the 2012 Pan paperback edition.


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Explorers of the Nile: the triumph and tragedy of a great Victorian adventure by Tim Jeal (2011) part one

‘The mere animal pleasure of travelling in a wild unexplored country is very great.’
(David Livingstone Last Journals, 1874, quoted on page 248. Ironically, Livingstone suffered appallingly from a wide range of African diseases and was in almost constant discomfort and sometimes terrible pain during most of his journeys)

There’s quite a lot of overlap with his earlier books. Jeal published his ground-breaking biography of David Livingstone as far back as 1973. Sections of this were obviously recycled into his huge and meticulously researched life of Stanley (2007) which I’ve just read. I recognised not just facts and events but phrases from the Stanley book repeated in this one.

Jeal’s account doesn’t start chronologically, but plonks us in media res with Livingstone landing on the east coast of Africa in March 1866, and describing his journey to the interior, before going back to recapitulate his career, and then – after this warm-up – to recapitulate the entire history of exploration of the Nile going back to the ancient Greeks. (A lot later, Jeal explains that he opened the entire book with the Livingstone venture because it is virtually a compendium of everything which could possibly go wrong for a European explorer [p.253].)

The Greeks recorded rumours they heard about the Nile and were the first to talk about the ‘mountains of the moon’ (Ptolemy, p.26). Alexander commissioned an expedition which didn’t get far. Nero commissioned another one which got bogged down in the Sudd, the vast expanse of swamp and papyrus 2,000 miles south of Alexandria, fluctuating in size but averaging some 30,000 square kilometres (p.24, 25, ).

The existence of the Sudd explains why it was thought reasonable by the geographical societies of various European nations to try and ascertain the source of the Nile from the south by entering either from east Africa, whose most popular jumping off point was the town of Bogamoy opposite the island of Zanzibar; or, after Stanley had mapped it, from the river Congo in the west (though this remained the longer and more difficult route, because of the Congo’s many cascades and the way it was lined with violent tribes).

So Jeal’s book tells the stories of the (mostly British) explorers who tried to find the source, being:

  • David Livingstone, 1866 to 1871
  • Richard Burton and John Hanning Speke, 1856 to 1859
  • Speke and James Grant, 1860 to 1863
  • Samuel Baker and Florence von Sass, 1862 to 1865

Judging and jurying

As in his biography of Stanley, Jeal’s narrative, on the surface, provides what are in effect BBC Bitesize summaries of the long books all these men published about their explorations. His narratives echo other narratives of their explorations for the simple reason that all later authors are reliant on their primary accounts. But another, important motor for the whole thing is his tendency to want to sort out controversies of the period. Thus the Stanley book is, in essence, a long attempt to rebut the many criticisms made of his hero and rehabilitate him.

Burton and Speke

Something similar happens here, especially in the several chapters about the ill-fated expedition of Richard Burton and John Speke, who ended up hating each other and expressing a vituperative feud via the letters page of the Times, in their various books and public lectures. Jeal doesn’t just tell us what happened, he goes to great pains to try and establish a final verdict on who was right, who was to blame, addressing what are obviously cruxes and key moments and then using thorough research to establish the rights and wrongs of each issue.

For example, one of the cruxes of the Burton versus Speke dispute is that Speke caught an earlier ship back to Britain and before the pair parted, in Aden, they made a pact to only present their findings to the Royal Geographic Society when Burton had joined him and they could do it as a pair. But no sooner had he arrived in London than Speke accepted an invitation to do just that and presented the expedition’s findings by himself, an act of perfidy, ‘a blackguard business’, which Burton excoriated Speke for in private and public, criticisms which were repeated by his widow in her biography of him and all six subsequent biographies. So Jeal devotes several pages trying to get to the bottom of the matter and reach a definitive judgement on the two men’s behaviour (pages 112 to 116).

Speke versus Petherick

Similarly, at the end of Speke’s separate expedition accompanied by Captain James Grant (1860 to 1863) Speke hurried through the last stages of the exploration because he was under the impression that John Petherick had been sent up the Nile by the Royal Geographic Society expressly to bring him much-needed supplies – and so was mortified and then livid to arrive at the scheduled meeting place of Gani and find no sign of Petherick or the boats or goods he was pledged to hand over. In the meantime Speke and Grant had been greeted, fed and watered by the freelance explorer Samuel White Baker. Only weeks later did Petherick arrive, with a harrowing tale of endurance and trials overcome to which Speke was obstinately unsympathetic.

This developed into another feud which Speke carried back to England, speaking badly of Petherick to the Royal Geographic Society (who had hired and paid him) in person, in lectures and in print, while Petherick and his feisty wife, replied in kind, fully justifying themselves and describing the terrible ordeals they’d undergone trying to deliver boats and supplies to Speke and Grant. Once again Jeal investigates the matter in detail in order to try and provide a definitive adjudication.

Speke’s suicide

Same again for a major biographical incident pertaining to this subject which was the death of John Speke by a gunshot wound as he was spending an afternoon out shooting on his uncle’s estate in the West Country. He had been scheduled to appear aT a massive, highly publicised debate with Burton the next day in Bath and, when he heard of Speke’s death, Burton immediately attributed it to suicide and fear that his (Speke’s) theories about the Nile would be refuted, an aspersion which has been repeated by Burton supporters down to the present day. Jeal, as you might expect, gives a detailed account of the gunshot, quoting the two eye witnesses on the spot, and uses this and other evidence (Speke had recently been enthusiastically talking about plans to return to Africa on a humanitarian mission to abolish slavery) to refute the suicide theory and promote the ‘death by accident’ theory – which is actually the finding the coroner returned at his post mortem. Jeal devotes an entire chapter to the subject, chapter 14, ‘Death in the afternoon’.

Frankly, I don’t really care and Jeal’s obsession with a careful, annotated forensic analysis of every one of these many contentious issues gets a bit wearing. Half way through the first expedition, Speke lost his temper with his loyal servant Sidi Mubarak Bombay, who had disobeyed a direct order, and resorted to punching him in the mouth, several times, knocking out some of his teeth. Well, it was a long time ago, in the middle of nowhere, when they’d been out of touch with normal Western manners for years, and were constantly ill and worn down, so it doesn’t surprise me very much. But it is typical of Jeal’s approach that he spends some time explaining all the extenuating circumstances to us in order to rehabilitate Speke’s ‘moral reputation’ (a phrase Jeal uses repeatedly, for example, pages 307, 324).

The endless vexations of African travel, and the hypersensitivity caused by repeated attacks of malaria, could sting the most patient of men into violent over-reaction. (p.146)

Jeal’s book contains a lot more explicating and justifying, judge and jurying than you might have expected.

Geography

he book is surprisingly light on the geography of its subject. If you want to find out out about the actual sources of the Nile, you’d do best to google it. This book only intermittently concerns itself with the actual geography of the river Nile, with maps of waterflow and so on. I learned a handful of things about the explorers’ theories: Livingstone thought the river Lualaba, which flows north parallel to Lake Tanganyika, was a source of the Nile. This is completely wrong. A tributary, the river Lukaga, flows out of the Lake Tanganyika west into the Luabala, which then flows north before making a huge curve round to the west to form the core tributary of the might river Congo. Nothing to do with the Nile.

Map showing the river Congo and its tributaries. At the far right is the long vertical blue strip of Lake Tanganyika and half way up on the left is the river Lukaga which drains it into the river Lualaba which flows north and, around Kisangani, changes its name to the Congo and describes a vast arch to the west and south. By contrast, you can see that Lake Victoria (over on the right) drains north, just to the east of Kampala, into Lake Kyoga (not named on this map), continues as a river to the northern tip of Lake Albert before emerging as the White Nile to flow north into Sudan, to Juba and beyond

Burton and Speke fell out because Burton speculated that Tankanyika flowed out into a northern river which must form an origin of the Nile, but he was wrong. The river he placed his hopes on flows into the lake. Lake Tanganyika, it turns out, drains westward via a river which flows into the Luabala i.e. the Congo.

Speke was correct in speculating that the main source of the white Nile was a river leading from the northern end of Lake Victoria and via a succession of smaller lakes. He was, however, prevented from directly following the course of these rivers because the tribal chieftains he stayed with on uneasy terms wouldn’t let him.

On the map below you can see how the stretch called the Victoria Nile flows north from Lake Victoria into Lake Kyoga, then curves north and west to flow to the northern tip of Lake Albert. Here it forms a marshy delta and out of this a river exits Lake Albert flowing north which, for this stretch, is known as the Albert Nile, before crossing the border from Uganda into South Sudan, at which point it becomes known as the White Nile.

But for me the most striking thing about this map is it vividly shows how bewilderingly complicated the river networks of the region are, so that you can fully understand why the handful of white men who were the first to explore it, in incredibly patchy ways, limited in where they could go by rival tribal chieftains or lack of porters or food, and the fact that most of them were very ill most of the time (Burton was too ill to walk for most of his expedition, Speke had to be carried in a litter for months at a time, Baker and his mistress nearly died of fever on several occasions, as described, for example, on pages 230 to 235) found it so hard to arrive at a definitive answer.

Rivers and lakes of Uganda. Source: Wikipedia

It was Baker who proved that most of the flow of the Nile actually derives from the so-called Blue Nile which flows out of the mountains of Ethiopia. It is the heavy rains which falls in theses mountains in late summer which account for the annual influx of the Nile.

Violence

Instead Jeal’s narrative is very much about the human relations between the leaders of the expeditions, their men, being (the often Arab) ‘captains’ of the huge numbers of native African porters they hired (they were contracted and paid in a regular way).

And most vivid of all with the many tribal rulers and kings that they encountered on their long, arduous, and highly dangerous ventures. All kinds of anecdotes, stories atrocities leaped off the page at me.

In July 1870 Livingstone was forced back to the Arab slave-trading depot of Bambarre where he witnessed the rapacious violence of the Arab slave trade. Forty Manyema were killed one day, nine another, a hundred the day after that. He saw the smoke curling up from distant villages and distant shots as settlements were massacred (p.20).

While there one of the six who had deserted him was killed and eaten. Cannibalism was rife in all the experiences of the explorers.  Livingstone learned that slaves who had died of illness or famine, were being exhumed, cooked and eaten (p.22).

Alexandrine Tinné, born 1835, was a rare female explorer. The richest heiress in Holland, she embarked on a well organised expedition up the Nile and got as far as Khartoum where her mother and aunt, who’d accompanied her, died of disease. In 1869, in an attempt to cross the Sahara, she was hacked to death by Tuareg tribesmen, aged 33.

In both books Jeal describes the massacre of Manyema women in the market square of the village of Nyangwe on the right bank of the river Lualaba carried out by Arab slavers keen to spread terror, which Livingstone witnessed at first hand and vividly described (p.32).

Three men of Dugumbé ben Habib massacre women at the market of Nyangwe on the river Lualaba, 15 July 1871. Illustration from the Journals of David Livingstone (p.255)

Johann Ludwig Krapf (b.1810) was a German missionary in East Africa who explored East Africa with Johannes Rebmann. They were the first Europeans to see Mount Kenya, in 1850. He narrowly escaped being killed by a group of Masai warriors who butchered their African porters (p.40).

Richard Burton was immensely talented and clever, speaking half a dozen languages, but never fit in, and was very precious about his reputation, one of the causes of his feud with his companion on the expedition of 1856-59, John Speke. Burton is quoted as describing the society created by the British in India as: ‘like that of a small county town suddenly raised to the top of the tree [where it lost its head] accordingly.’ (p.37).

Jeal gives a full description of the incident on Burton and Speke’s expedition into Ethiopia when their camp at Berbera was attacked and Burton received a spear through the mouth, entering one cheek and exiting the other, shattering several teeth, and how the captured Speke was tied up and then punctured with a spear for entertainment (pages 50 to 54).

To give them a sense of the world they were entering, the British consul on Zanzibar took Burton and Speke to prison to meet an African locked up because he’d been found guilty of playing a drum while tribesmen had tortured, mutilated, then beheaded an explorer named Lieutenant Eugène Maizan. They were Zaramo tribesmen under Hembé, the son of Chief Mazungera, and they tied Maizan to a calabash tree, amputated his limbs and sliced off his genitals while still alive, before beheading him. He was 25 (pages 67 and 129).

Broadly speaking, Burton despised Africa’s blacks, appalled by their illiteracy and lack of culture, and thought the widespread slave trade was their own fault for failing to fight back. Fluent in Arabic, he admired Islamic culture and got on well with the Arabs they met. He thought Britain’s anti-slavery efforts were futile and despised the bien-pensant anti-slavery activists back in Britain who knew nothing of the real conditions of Africa.

Speke, on the other hand, also initially dismissive of black Africans, came to admire and respect them and to loathe the Arabs they met, almost all of whom were involved in the slave trade and implicated in dire atrocities, village burning, massacres, enslaving women and children. Travelling the same route years later, Stanley found many of the African leaders he met spoke warmly of Speke and his respect and sympathy.

That said, Burton did take a five year old slave away from one of the head porters, Mabruki, because he continuously beat and mistreated him, and gave him to the kindlier Bombay (p.105)

None of the locals the explorers met understood their obsession with knowing about lakes and rivers, their names and size and position and flow. For all the Africans they met, these water features were just there. Instead a lot of the locals were made suspicious about the white men’s endless questions, suspecting them of spying or, on a less educated level, were made anxious that their incessant questions and requests would lead to bad luck and disaster (p.87). It was best to say they’d come in search of particular goods or treasures; Africans immediately understood material motives (p.96).

On Burton and Speke’s return journey to Zanzibar (when they both had to be carried in litters, they were so ill) one of the head porters they’d taken on at Ujiji (on the eastern shore of Lake Tanganyika) had been loitering behind because his woman was too footsore to keep up with the caravan’s pace. Eventually she could go no further and so he cut off her head to prevent her becoming another man’s property (p.105).

Mutesa king of Baganda and his palace on Mengo Hill were the most impressive ruler and royal compound Speke and Grant encountered, an entire hill covered with giant huts (p.147).

Mengo, capital of the Kingdom of Buganda in the time of King Mutesa I (1837 to 1884). Engraving by A. Sargent from Unexplored Africa by Henry Morton Stanley (1887)

Speke was struck by how tall, noble and handsome Mutesa was and drew a sketch which survives to this day. It was only as the days passed that they began to witness sights of casual brutality and murder. They witnessed servants and even some of the king’s 400 or so wives being dragged off to be executed on the slightest whim (p.153). A favourite wife prompted an outburst of psychotic rage when she offered the king a piece of fruit when it was the job of a specified court functionary. Mutesa began beating her with a stick and yelled for his executioner to drag her off and behead her, till Speke intervened to save her life. A royal page who misinterpreted a message from Speke to the king had his ears cut off. A woman ran away from her cruel husband and was sheltered by an old man. They were discovered and both imprisoned, fed and watered while parts of them were amputated each day and fed to waiting vultures. And so on (p.162).

Though they didn’t learn it till later, Mutesa had sacrificed over 400 people in a vast ritual sacrifice to celebrate the coming of the white man (p.144). Every day Speke and Grant walked past the hut of Maula, Mutesa’s chief enforcer, and heard the cries and screams of torture victims (p.164). The longer they stayed, the more nervous they became about the safety of themselves and their porters. And the continuity between the brutal lack of respect for human life of rulers like Mutesa and of post-independence African rulers, for example, Idi Amin, strikes the modern reader. Later on we learn that when Mutesa was dying of illness he had thousands of his subjects killed in ritual executions to appease the ancestral spirits. ‘As many as two thousand were executed in a day.’ (p.374).

One of the features of Mutesa’s court was how fat his wives were. They were force fed milk and goodies until they swelled up like balloons. Speke became very friendly with the women of the court, unashamedly falling in love with one (Méri, pages 158 to 162), and developing a close friendship with Mutesa’s mother, who he treated for her various medical ailments, thus acquiring a reputation as a doctor (p.154). And the fat women allowed him to get a tape measure and take their dimensions.

King Mutesa I affected a stylised way of walking, designed to copy the gait of a lion, which Speke found unintentionally hilarious (Ministry of Silly Walks). He had sense enough to keep a straight face, as did every other member of the king’s court for fear of being dragged off for execution.

When Samuel White Baker and his enamorata Florence von Sass travelled deep into Bunyoro, Baker repeatedly thought he was so ill he was going to die. Florence was so sick of fever she almost stopped breathing and the porters started digging a grave outside her tent. The couple were kept in a form of house arrest by King Kamrasi. On the way into Bunyoro and back again to the Nile, Baker was forced to keep company with the much larger caravan of a slave trader, Ibrahim it was the only way to guarantee protection from attacking tribes. They tried to mitigate the slavers’ habitual cruelty. Baker intervened to prevent a girl slave and her mother who had tried to escape from being hanged; Florence cared for small slave children.

When Baker and Florence finally made it to Khartoum in 1865, it was soon after some 500 of the garrison of 4,000 had died of the plague. Incurable, virulent disease was everywhere (p.240).

On  his 1866 journey along the Rivola river Livingstone saw evidence of the Arab slavers’ brutal treatment of enslaved Africans everywhere: a woman tied round the neck and to a tree and left to die; groups of corpses, some shot, some stabbed to death, some tied together and left to starve and rot. He wrote extended letters to the British Foreign Secretary demanding that the slavers’ island of Zanzibar be blockaded by the Royal Navy (p.249).

African words

Jeal uses these words without explaining what language they’re from. Maybe they are from a variety of languages since they appear derive from various tribes, some from India.

  • banians – merchant (254)
  • bomas – hedges
  • dahabiya – large Nile pleasure boat
  • kabaka – king
  • lukiiko – Mutesa’s senior advisers (150)
  • machilla – hammock for sick white men carried by porters (84)
  • mbugu – triangular bark-cloth bikini bottoms worn by African women (208)
  • omukana – traditional title of the kings of Bunyoro (170)
  • nganga – witch doctor (159)
  • namasole – title of the king’s mother (154)
  • nyasa – large body of water, lake (98)
  • nganga – witch doctor (159)
  • pombé – beer (154)
  • wakil – agent (175)
  • wakungu – courtiers (154)
  • wangwana – name given to free Africans originally brought to Zanzibar by slavers, who gained their freedom and hired themselves out as porters for pay

African kings

  • Fowooka, an ally of Riongo (237)
  • Kabarega, king of Bunyoro in 1871 (338)
  • Kamrasi, ruler of Bunyoro (225)
  • Katchiba, chief of the Obbo (222)
  • Mahaya, the chief at Mwanza
  • Machunda, king of Ukerewe and Mtiza
  • Mutesa, king of the Baganda people
  • Nchuvila of Kinshasa (355)
  • Sekeletu, chif of the Kololo (246)
  • Commoro, chief of the Latuka

According to Speke, Kamrasi of the Bunyoro was a much better ruler than Mutesa of the Baganda, a lot less brutal (p.238).

Summary

You learn something but not that much about the actual geography of the river Nile, although repeated mentions of the names of the major lakes does build up a good mental image of the region. You learn an awful lot about the squabbles and fallings out of the various explorers, and the rivalries and small p politics of exploration, which set them all at loggerheads. More than these, you learn all about the gruelling journeys, the many illnesses they endured and the difficulties of dealing with local tribes and chiefs.

But above all, to open this book is to enter a realm of astonishing brutality, violence, murder, torture and cannibalism.

Credit

Explorers of the Nile: the triumph and tragedy of a great Victorian adventure by Tim Jeal was published  by Faber and Faber in 2011. All references are to the 2012 paperback edition.


Africa-related reviews

History

Fictions set wholly or partly in Africa

Exhibitions about Africa

Hearts of Darkness: The European Exploration of Africa by Frank McLynn (1992)

Frank McLynn

McLynn, 80 this year, has made a very successful career as an author, biographer, historian and journalist, having written some 30 books. He clearly aims to produce enjoyable, accessible and non-scholarly histories and biographies for a wide audience. This is suggested, among other things by his use of casual and rather boys’ own adventure story diction:

  • It was the Moors who had done for Major Houghton. (p.16)
  • His plight was grim. His horse was on its last legs. (p.16)
  • The Landers shook the dust of Badagry off their shoes with gusto and plunged into the wilderness… (p.27)
  • The master of the Thomas proved to be a blackguard. (p.30)
  • Speke would not have to fear the supercilious basilisk eye from a superior beetling brow, as with Burton, every time he wandered off to slaughter a few dozen of Africa’s wildlife.
  • Once again the expedition came within an ace of disaster… (p.104)
  • Meanwhile the Upper Nile was proving a hell on earth… (p.119)

I found McLynn’s book about the Mexican Revolution very useful, accessible and gripping, and was impressed by his talent for shaping the complicated facts into a compelling narrative. But that book had the advantage of telling the story of a huge social upheaval through the lives of just two legendary figures who are central to the entire drama, which itself only covered a period of about 20 years.

Here the challenge is the reverse: there were hundreds of European explorers to Africa, most of them undertook more than one expedition, many stayed for years carrying out complex sequences of explorations, and the total period of Western exploration lasted about a century (from 1788 to around 1890). In other words, there’s a lot more subject matter to cover and so it’s harder for this book not to feel more scattered and diffuse.

Brief history of exploration up to the European era

The ancient Greeks and Romans probed into Africa but never crossed the barrier of the Sahara or managed to penetrate far up the Nile. From the seventh century, Muslim Arab traders explored the east coast of Africa, set up numerous settlements and established a lucrative trade in black slaves. From the 1480s onwards the Portuguese created stopping off points on their circumnavigation of Africa to reach India. But McLynn tells us that the accepted date for the start of the ‘modern’ exploration of Africa is 1788. For it was in this year that the African Association was set up in London by a dozen London businessmen led by Sir Joseph Banks, the noted botanist who accompanied Captain Cook on his journeys to the South Seas.

The African Association (to give it its proper name, The Association for Promoting the Discovery of the Interior Parts of Africa) sponsored a series of expeditions throughout the 1790s, then activity went into abeyance for the duration of the wars with France (1793 to 1815) before being revived once peace returned. As soon as you google this subject you discover it is extremely well covered online and there is a recognised and much repeated canon of early explorers, namely:

Pre-Napoleonic war explorers

  • John Ledyard, set off 1788, died in Cairo aged 37.
  • Simon Lucas, departed Tripoli 1788; forced to abandon expedition south by tribal wars.
  • Daniel Houghton, 1790, penetrated deep up the river Gambia in West Africa before being robbed and murdered aged 51.
  • Mungo Park, 1795, penetrated further into West Africa than any European to date, discovering that the Niger flowed east, but died in the attempt to travel the length of the Niger by canoe, murdered or drowned it’s not clear to this day, age 35.
  • Friedrich Hornemann, 1797, set off from Cairo to travel across the Sahara to Timbuktu and was never heard of again; if he died around 1800, he would have been 28.

Post-Napoleonic war explorers

  • Alexander Gordon Laing, Scottish, first European to reach Timbuktu in 1826, being murdered by Tuareg soon afterwards, aged 31.
  • René Caillié, son of a convict (!) first explorer to visit Timbuktu (in 1828) and return to tell the tale, before dying of ill health and tuberculosis aged 38.
  • Heinrich Barth, considered one of the greatest of the European explorers of Africa for his scholarliness and commitment to learning Arabic, spent five years living in Sudan, crossing the Sahara to West Africa, first person to visit remote Timbuktu since Caillié (in 1853).
  • Charles John Andersson, explored south-west Africa from his base in Cape Town, at one stage was a war lord to the Damara tribe, died of fever aged 40.
  • Karl Mauch, son of a Bavarian carpenter, taught himself and scraped the money to travel to South Africa, where he worked to earn the funds to pay for an expedition up into south-east Africa. He discovered the ruins of Great Zimbabwe in 1872, but was ignored when he returned to Germany and died in poverty aged 37.

General conclusions

McLynn draws a handful of conclusions from these early pioneers:

1. Exploring Africa was a young man’s game.

2. All the explorers fell ill, very seriously ill, multiple times, and a high percentage, even of the young and fit, died.

3. This didn’t stop the obsessive ambition of many of the most successful ones to be ‘the first man to see’ whatever feature they had been sent by the Association to discover: the fabled city of Timbuktu, the origins of the river Niger, various waterfalls and so on.

4. African exploration was connected to low birth. It presented an opportunity to people condemned to lifetimes of lowly obeisance in Britain’s class structure, to make a splash, to make a name for themselves, to achieve wealth and status. Simon Lucas was the son of a vintner. David Livingstone was one of seven children who grew up in a tenement in a grim Scottish mill town and was sent aged ten to a cotton mill where he and his brother John worked twelve-hour days as piecers, tying broken cotton threads on the spinning machines. Henry Morton Stanley was abandoned by his mother and spent ten years from the ages of 6 to 16 in a remote Welsh workhouse.

5. Many of the explorers were Celts, outsiders to the English establishment: Mungo Park and David Livingstone came from lowly backgrounds in Scotland, Stanley from a wretched workhouse in rural Wales. Hugh Clapperton from Annan, Dumfriesshire (died of dysentery in Sokoto, aged 38). Richard Lander, son of a Truro innkeeper (died on the Niger river, aged 29) and so on.

6. Expeditions do not bring people together. Many of these trips are notorious for the extreme hatred and bitterness they engendered between the protagonists. Most notorious is the tremendous falling out between the famous Arabist Richard Francis Burton and the big game hunter John Hanning Speke on their 1858 expedition from Zanzibar into East Africa, during which they mapped Lake Tanganyika and Lake Victoria, which lasted after they returned to England and pursued a feud against each other in the press right up till the day of Speke’s death (or suicide?) in 1860.

A blizzard of names and dates

McLynn plunges straight into accounts of these early expeditions, telling them in pared-down, summary style with the result that I felt bombarded by names – of European explorers and of the countless villages and towns they discovered/arrived at, and the plethora of Africa tribes with their kings and sheikhs who they encountered, traded with, fought against and so on. I soon realised I was never going to remember.

Much more interesting and enduring are the broader points he makes about Africa in general and the perils of European exploration in particular.

The African scene

Pitiful agriculture

Most African cultures lived right on the breadline, on the border of starvation (p.146). This was caused by poor soil, poor climate and erratic rains which, in the tropical regions, fell almost constantly all year round. Many Africans lived on a very basic diet of yams, manioc, corn, supplemented by berries and fruits, only rarely fish or meat protein. There was rarely the kind of guaranteed agricultural surplus which had allowed for the creation of complex civilisations in the Fertile Crescent and then across the Middle East and Europe for millennia.

Therefore, even a slight incursion by outsiders, let alone domineering white men leading a train of 300 porters, could upset delicate ecological balances and plunge villages and entire regions into famine. In fact the explorers regularly came across whole regions which were in famine conditions, where the locals were starving and where, therefore, no food could be bought for their huge trains for any amount of calico or beads (e.g. pp.217 to 219)..

And this explains many tribes’ fierce protectiveness of their territory and the often hostile response of African leaders to the arrival of the explorers and their huge hungry trains.

Tsetse flies

Tsetse flies were a menace to humans and livestock in Africa. They are to this day.

Tsetse flies, through the cyclical transmission of trypanosomiasis to both humans and their animals, greatly influence food production, natural-resource utilization and the pattern of human settlement throughout much of sub-Saharan Africa. It is estimated that the annual direct production losses in cattle alone amount to between US$6bn and $12billion, while animal deaths may reach 3 million. (United Nations Food and Agriculture Organization)

Lack of pack animals

There was a lack of pack animals or domesticable animals such as had underpinned the development of civilisation across Eurasia, which was home to oxen, cattle, donkeys but above all horses, which had performed a key economic function for millennia.

The evidence was overwhelming that all domesticated animals, whether oxen, camels, mules, horses or camels, succumbed very soon to the effects of climate and disease once taken north of 5°N. (p.132)

Later on he links the lack of pack animals to one central factor, the tsetse fly which transmitted the trypanasomes which caused ‘sleeping sickness’.

It was the tsetse that has barred passage to black Africa by killing off the Arabs’ horses and camels. The fly also kept the technology of black Africa primitive, since, deprived of animals, the African could hand plough only small plots of land, had no transport and lacked a source of first class protein. (p.240)

Lacking any kind of pack animals, most sub-Saharan cultures were primitive in the extreme. (The importance of domesticatable animals and of the wide range of edible grasses to the rise of Eurasian civilisations is explained in Jared Diamond’s 1997 classic Guns, Germs and Steel.)

Hundreds of porters

Therefore, an enduring feature of African exploration was simply that humans had to carry everything. (McLynn does describe a handful of explorations which experimented with horses, donkeys and even elephants, but in every case the animals wasted and died, leaving the human porters with even more to carry.) Hence native porters numbering in the hundreds. McLynn reports that of all the different tribes the Nyamwezi were head and shoulders the most reliable, foresightful and organised of porters. On the east Africa coast, at Zanzibar and the vital coastal town of Bagamoyo, huge numbers of porters were available and certain individual porters rose to prominence, were able to organise and manage their peers and so were hired by successive explorers and feature in accounts of successive expeditions.

Expeditions routinely included two to three hundred porters, and Stanley’s exceptionally well funded ones, up to 800! He had to be a master of organisation, man management and discipline, and McLynn gives examples of moments when European masters either a) managed to, or b) miserably failed to, maintain discipline and rank.

Lack of roads

Explorers discovered an almost complete lack of transport infrastructure. Most of the rivers were too large to be navigable or presented obstacles such as rapids and waterfalls. Roads through tropical jungle were impossible to maintain, so most people used narrow tracks.

‘The pathway seldom exceeded two feet in width, with tress and tall grasses growing up to its edges.’ (Alfred Swann, quoted on page 133)

There were few if any roads as understood in the developed world, nothing like canals and nothing remotely like Western railways. McLynn tells us Western-style tarmaced roads, and railways, didn’t really arrive in Africa till the 1930s.

The perils of European exploration

Sub-Saharan Africa remained unexplored for so long for a number of reasons.

No navigable rivers

Most African rivers debouch into sandbanks and have neither natural bays nor deep estuaries which characterise European and American rivers and allow ships to anchor and navigate upstream. If ships did anchor, water-borne explorers found it impossible to proceed far upriver because of rapids, cascades and waterfalls.

Violent humans

Anyway, chances are they would be attacked by any of the complicated patchwork of tribes and regional warlords who fiercely protected their territory. A simple motive for African violence and resentment was related to the dire poverty of most African communities but there were also continual low-level conflicts between neighbouring tribes; there are calculated to have been around 700 distinct tribes. But as MacLynn emphasises, Africans owed far more allegiance to their villages, village elders and traditions. There were hundreds of religions, mostly primitive ancestor or fetish worship.

What this amounts to in the book is a blizzard of names of the kings of umpteen different tribes and regions which the explorers pass through, most at war with all their neighbours, thus making negotiating with them for safe passage very dicey, plus all these rulers tended to want presents and dues. Hence the enormous trains of porters the explorers required to carry not only their food and weapons and tents etc, but also a sizeable treasury of Western goodies to be handed over to the series of rulers they had to mollify. The African word for it was hongo which translates as ‘tribute’ or ‘bribe’, depending on your worldview. As the (admittedly rabidly anti-African explorer) Samuel White Baker complained:

‘It is the rapacity of the chiefs of the various tribes that render African exploration so difficult.’ (quoted on page 75)

And plenty of explorers were just murdered outright by nomads, bandits, lawless tribals. McLynn gives a vivid account of the attack by the Eesa tribe on the expedition of Burton, Speke, Stroyan and Herne along with 42 porters encamped just outside the town of Berbera on the coast of Somaliland on the night of 19 April 1855. Lieutenant Stroyan was killed outright, Burton took a spear thrust through one cheek and out the other but managed to run to the beach and safety while Speke was captured, suffered spear thrusts in eleven places including right through one thigh, was tied up and threatened with castration until he was left in the care of one armed guard who he managed to knock out before also running to the sea where he was discovered by rescuers then following morning (p.255).

Violent animals

No continent has so many fierce animals as Africa. Lions routinely attacked and killed members of exhibitions. If travelling by water, crocodiles and the surprisingly aggressive hippopotamus were a peril. Aggressive birds attacked larger animals, for example camels, leaving wounds which festered and killed.

Heat

Explorers died of simple heatstroke or from the combo of heat and high humidity in forest regions.

Disease

But disease was the most obvious peril. All Europeans attempting travel into sub-Saharan Africa quickly became ill, often seriously ill. Malaria, typhoid, ophthalmia, and any number of causes of diarrhoea, afflicted almost all European explorers with devastating consequences. Half the explorers who set out were killed by disease; most of the survivors emerged severely weakened by prolonged illness with lingering debilitating effects. McLynn mentions smallpox, fever, ague, amoebic and bacillic dysentery, guinea worm, ulcers acquired when scratches (from thorn bushes or tall sharp grass) got infected and festered in the heat and humidity, bronchitis, pneumonia, rheumatism, sciatica, athsma, dropsy, emphysema, erysipelas, elephantiasis, sleeping sickness (trypanosomiasis), bilharzia, filariasis, hookworm infestation (ankylostomiasis), river blindness (onchocerciasis), exanthematic typhus, yaws and leprosy.

Regularly you read that the explorers were laid up for months on end with fever and dysentery, or rendered so weak they literally couldn’t walk and had to be carried in hammocks. In fact McLynn devotes an entire chapter, chapter 11, to the subject (pages 227 to 252).

Attrition rates

Thus it was that all the expeditions suffered appalling death rates. For example, Stanley left Bagamoyo in mid-November 1874 with 4 white companions and 342 African porters. By the end of February 1875, 181 had been lost to famine, illness, desertion or attacks by tribesmen. On the Emin Pasha expedition, Stanley left Zanzibar in spring 1887 with 708 men. Two and a half years later only 210 returned (p.152). The situation was summed up by the German explorer Wilhelm Junker:

‘Famine and disease are the chief causes of the depopulation of Central Africa; in comparison with these the export of slaves is but a small item.’ (quoted on page 117)

No profit

And, despite all the rumours of treasure and secret cities and rare gems and valuable resources, it turned out to be impossible to make a profit from any of these expeditions. They were either sponsored by national geographic associations, by missionary organisations, or by wealthy backers (p.146). None of the explorers McLynn describes got involved in any businesses set up to trade with Africa, there were few if any businesses involved there. Stanley came the closest, in the sense that he was central to helping King Leopold of Belgium set up his evil and rapacious regime in the Congo, but that was more slave exploitation than a ‘business’. A number of explorers ended their days as colonial administrators, such as da Brazza, Frederick Lugard and Carl Peters. But most came home, wrote up their experiences and lived off their ublications and lectures.

The great British explorers

Having skated through the early pioneers McLynn slows down and pays more attention to the famous expeditions of David Livingstone, Richard Burton (the first European to see Lake Tanganyika, which he wrongly thought must be the source of the Nile) and John Hanning Speke whose joint expedition was sponsored by the Royal Geographic Society and lasted from 1856 to 1859.

Burton and Speke were involved in the great quest to find the source of the mighty river Nile. Speke won, showing that its main source is Lake Victoria, to the anger of the far more scholarly and conscientious Burton, who made the wrong call when he attributed the source to Lake Tanganyika. On their return to England in 1859 they embarked on a long and bitter war of words through the press and pamphlets.

And Samuel White Baker, who I’d never heard of but, apparently, was second only to Livingstone in popular fame, for his extensive 4-year-long explorations around the Great Lakes region of central east Africa (1861 to 1865).

Baker was the first European to see Lake Albert and a substantial waterfall on the Victoria Nile which he named Murchison Falls after the then-president of the Royal Geographical Society, Sir Roderick Murchison. Back in Blighty he wrote a considerable number of books and published articles which bolstered his reputation as the grand old man of Africa exploration and an expert on the Nile, though he was almost as famous for his extravagant big game hunting on four continents, Asia, Africa, Europe and North America.

Suppressing the slave trade

Britain abolished the slave trade throughout the British Empire in 1807. The actual state of enslavement i.e. slavery as a whole, wasn’t abolished, and existing slaves freed, until 1833. By the 1850s suppression of the slave trade carried on by other nations had become a major moral crusade for the British. The Royal Navy had an Africa squadron specifically tasked with patrolling the west African coast and intercepting slave ships, forcing them to return their captives to Africa.

In east and central Africa where the great competition to find the source of the Nile played out, there was a long established slave trade run by Arabs, capturing and transporting black Africans up the coast to the Muslim world. High-minded missionaries like David Livingstone raised funds and publicity by their stated aim of combining geographical exploration with steps to suppress the slave trade. Baker was another Brit who boosted his reputation among high-minded Victorians by emphasising his anti-slavery credentials, without much justification, in McLynn’s view.

Yet McLynn brings out how ambiguous the relationship between British explorer and Arab slaver could be on the ground, in reality. This is epitomised in the career of Hamad bin Muhammad bin Juma bin Rajab el Murjebi, better known by his nickname, Tippu Tip, which is Swahili for ‘gatherer of wealth’. Born in 1832 in Zanzibar, Tippu rose to become one of the wealthiest men of his time, based on his twin trades in ivory and slaves. Eventually he became the leading slave trader in East Africa, supplying the Muslim world with hundreds of thousands of black slaves and himself owning plantations worked by an estimated 10,000 enslaved blacks.

The point is that if you were a white man who wanted to explore central Africa from the most reliable starting point of Zanzibar, you had to reach an accommodation with Tippu who had established and ran the key trading posts, watering holes, provision stores and so on on the main routes inland from the coast to the great lakes, from Bagamoyo on the coast via the trading entrepot of Tabora, which was equidistant from Lake Tanganyika in the west and Lake Victoria in the north. And so David Livingstone and Henry Morton Stanley, to name the most famous, were forced to forge working relationships with Tippu.

It was one thing to make grand declarations in Britain about abolishing the east Africa slave trade; it was quite another to find yourself amid rich, powerful men who ran it, who had everything to lose by its abolition, and try to reach practical accommodations with them.

Tippu Tip was famous enough to feature on the front cover of the Illustrated London News, 7 December 1889 issue.

Later, non-British explorers

After the high profile, super-publicised expeditions of Livingstone, Stanley, Burton, Speke and Baker, the narrative goes on to describe scores of lesser figures. The Big Names are big because they sketched out the really central issue of African geography, they were the ones who traced the paths of the major rivers (the Niger, Congo, Zambezi and Nile) and discovered the complex of great lakes in east-central Africa. The created the frame and established the broad shapes, like completing the border round a jigsaw.

But there was still a huge amount of work to be done to join the dots, for example to work out the order of flow between the umpteen lakes in the African lake district which eventually led into the sources of the Nile, or to identify each of the scores of tributaries of the river Congo – and this was done by a host of lesser names, most of them not British and therefore not enshrined in our national history.

McLynn notes that two other nationalities became prominent: Belgian explorers, once King Leopold had established his ‘right’ to the vast Congo basin at the 1885 Congress of Berlin; and the same event crystallised the urgency among German politicians and scientists to secure their slice of the African pie, so there was a notable upswing in the number of German explorers, for example George Schweinfurth.

This left the French who, as usual, burned with envy and at the successes of their hated rivals, the British, and spurred them on, post 1880, to map and seize as much territory as possible. The national rivalry was made plain in the individual rivalry between Stanley, who was contracted to explore and establish waystations along the river Congo by Leopold of Belgium well into the 1890s, and the lead French explorer, Pierre Savorgnan de Brazza, who also explored the Congo basin in the 1870s and 80s, going on to become a French colonial administrator in the 1890s. The capital of the Republic of the Congo was named Brazzaville in his honour and retains the name to this day.

A body of work was done by ‘Gordon’s men’, a set of adventurers hired by General Gordon when he was governor of Equitoria province in the service of the Khedive of Egypt in the 1870s, who included Emin Pasha (despite his name, actually a German Jew born Isaak Eduard Schnitzer), Frederick Burnaby, Rudolph Slatkin, Romolo Gessi, Mason Bey, Gaetano Casati, Linant de Bellefonds, Carlo PIaggia and others. McLynn gives us brief pen portraits of these men and their exploratorial adventures.

Kenya, of all African countries the one with the climate most congenial to Europeans, was, surprisingly, one of the last to be explored, an achievement credited to the trio of Joseph Thomson, Harry Johnston and Samuel Yeleki.

The end of exploration

The era of exploration by dashing individuals drew to an end during the 1880s and may be considered over by 1890 (p.128). It was replaced by the era of colonialism i.e. the now-surveyed and mapped areas passed into the administration of the European nations which had drawn lines on maps and defined administrative areas at Berlin. Administrative regions were consolidated into ‘nations’. The map of Africa as we know it today crystallised during the 1890s and turn of the century. In most cases it was a continual process of ongoing accretion and centralisation.

To take Nigeria as an example. Britain annexed the coast region of Lagos as a crown colony in August 1861. At the Berlin Conference in 1885, Britain’s claims to a West African sphere of influence were recognised. The next year, in 1886, Britain set up the Royal Niger Company under the leadership of Sir George Taubman Goldie, which proceeded to subjugate the independent kingdoms along the Niger River, conquering Benin in 1897 and other regional leaders in the Anglo-Aro War (1901 to 1902). In 1900, the company’s territory came under the direct control of the British government which established the Southern Nigeria Protectorate. The British then moved north to subdue the Sokoto Caliphate, which was defeated at the Battle of Kano in 1903 and the British set up the Northern Nigeria Protectorate. By 1906 all resistance to British rule had ended. On 1 January 1914 the British formally united the Southern Nigeria Protectorate and the Northern Nigeria Protectorate into the Colony and Protectorate of Nigeria. 46 years later, Nigeria gained independence from the United Kingdom on 1 October 1960.

A thumbnail sketch of how exploration passed on to patchwork colonial administration, government takeover, integration of various territories into a nation, which then fought for and gained its independence.

Bad maps

The maps are terrible. You’d have thought the people producing a book entirely about exploration would realise the importance of maps showing just what was explored, when and by who.

1. The book does contain about 14 maps but, as my vagueness implies, there is no list or index of them at the front.

2. Far worse, though, is that none of the maps have titles or numbers. So a map suddenly appears in the text but you have no idea what it’s meant to be showing. Of course, you can see it depicts a bit of Africa, but there’s no indication why, you have to deduce this from the text.

3. When I read the accounts of the first few explorers described, Daniel Houghton, Mungo Park, Joseph Ritchie, Hugh Clapperton and others, the text mentioned the African villages and towns they travelled to but none of these appeared in the map. I spent ten minutes trying in vain to find any of the placenames mentioned in these expeditions on the bloody map. There were lots of places indicated on the map but none of these appeared in the text! What?

4. Worst of all hardly any of the maps show the single most important thing you want to know, which is the routes of the actual expeditions. The first couple of maps, which show the river Niger and the region around Lake Chad appear to be there to show the first few explorations of the region in the late 1700s but there is no indication of the routes taken by the explorers named in the text. Later maps, relating to Burton and Speke or LIvingstone and Stanley, do bother to have routes marked on the maps but no title indicating whose journeys they were. In every instance a quick google of the expedition in question produced umpteen maps on the internet showing quite clearly the route you need to be able to see in order to make sense of the narrative.

The poorness of the maps is a real limitation of this book.

African words

Obviously, hundreds of languages were and are spoken across this vast continent. McLynn’s text mentions certain key words in Swahili:

  • askaris – soldiers
  • chikote – strip of hide used as a whip
  • hongo – bribes or tribute to chiefs
  • kanda – long, narrow canvas carry bag
  • karaba – a brass measure for rations
  • kitanda – litter (to carry people in)
  • madala – weights hung at each end of a pole carried over the shoulders
  • masika  – season of heavy rain
  • mukongwa – slave fork in which the slave’s head was fastened
  • pagazi – porter
  • posho – daily rice ration
  • ruga-ruga – irregular troops or mercenaries
  • tembe – camp or base
  • wangwana – ‘sons of the free’

English words

McLynn enjoys writing and is a pleasure to read. Along with his occasional boys’-own-adventure register, he sprinkles the text with recherché terms which are a pleasure to look up in a dictionary and savour.

  • febrifuge – a medicine to reduce fever
  • feculent – of or containing dirt, sediment, or waste matter
  • fuliginous – sooty, dusty
  • lacustrine – relating to or associated with lakes
  • ophiolatry – worship of snakes
  • riverine – relating to or situated on a river or riverbank; riparian
  • rugose – wrinkled or corrugated
  • thaumaturge – a worker of wonders and performer of miracles, a magician
  • the veridical – the truth

Credit

Hearts of Darkness: The European Exploration of Africa by Frank McLynn was published in 1992 by Hutchinson. All references are to the 1993 Pimlico paperback edition.

Africa-related reviews

History

Fictions set wholly or partly in Africa

Exhibitions about Africa

A Universal History of Infamy by Jorge Luis Borges (1935, revd. 1954)

The book is no more than appearance, than a surface of images; for that very reason, it may prove enjoyable.
(Borges’s 1954 preface to A Universal History of Infamy)

Long ago

One thinks of Borges as a modern classic so it comes as a bit of a surprise to learn just how long ago he was writing. Born in 1899, Borges published his first book in 1923 and wrote steadily for the next 60 years (he died in 1986). In his long life he published an enormous number of volumes (‘In addition to short stories for which he is most noted, Borges also wrote poetry, essays, screenplays, literary criticism, and edited numerous anthologies’) and the Wikipedia bibliography lists 66 volumes of prose, poetry and essays, in total.

Which makes it all the more odd or unfair that he is still best known in the English-speaking world for more or less one volume, Labyrinths, and a handful of lesser works. Borges had published the following before we get to the book under review:

  • Fervor de Buenos Aires (1923) poetry
  • Inquisiciones (1925) essays
  • Luna de Enfrente (1925) poetry
  • El tamaño de mi esperanza (1925) essays
  • El idioma de los argentinos (1928) essays
  • Cuaderno San Martín (1929) poetry
  • Evaristo Carriego (1930) essays
  • Discusión (1932) essays

You’d expect poetry from a starter author, but it’s notable that so many of these early volumes contain essays, in other words short prose explorations of ideas – about other authors, historical events or topics etc. It was for his short essays on imaginary or fantastical subjects that he was to become famous and A Universal History of Infamy, more or less the earliest work by Borges you can read in English translation, gives an indication why.

A Universal History of Infamy

A Universal History of Infamy is not, in fact, a universal history of infamy or anything like that ambitious. In reality it is much smaller in scope, and consists of:

  • seven ‘biographical essays’ – witty, ironic accounts of legendary bad guys and women from history whose stories Borges has cherry picked from his highly eclectic reading
  • one relatively straightforward short piece of fiction
  • eight summaries of stories or anecdotes he had come across in arcane sources and which attracted Borges for their fantastical or humorous aspects

Most of the essays had been published individually in the Argentine newspaper Crítica between 1933 and 1934. The 1934 collection was revised and three new stories added in the 1954 edition. There are two English translations of the book. The one I own dates from 1972 and was translated by Borges’s long-standing English translator, Norman Thomas di Giovanni. The 2004 English edition gives the stories slightly different titles.

The title A Universal History of Infamy derives from the fact that the seven biographical essays are fictionalised accounts of real-life criminals. The textual sources for each biography are listed at the end of the book: for example, the essay about the Widow Ching cites a 1932 History of Piracy as its source,  the essay on Monk Eastman cites Herbert Asbury’s 1928 history of The Gangs of New York, the essay about Lazarus Morell cites Mark Twain’s Life on the Mississippi, the one about Tom Castro cites the Encyclopedia Britannica as its source, and so on.

So the sources are a) not particularly recondite and b) they were often fairly recent to Borges’s time of writing, in some cases published only a year or so before Borges wrote his potted summaries.

That said, Borges treats his sources very freely, changing dates, incidents and even names as he fancied to make his fantasy biographies deliberately fanciful and untrustworthy.

Part 1. Seven infamy stories

So these are stories Borges found in other books during his wide and eclectic reading and which attracted him for their elements of the macabre or gruesome, and which he chose to retell, dropping or adding details as he saw fit.

The Dread Redeemer

Lazarus Morell is poor white trash who grew up on the banks of the Mississippi and as an adult comes to be a leader of crooks who devise the following scam: they persuade gullible black slaves to run away from their owners and allow themselves to be sold on by the Morell gang who promise to liberate them and share the proceeds of this sale. But they don’t. They have ‘liberated’ some 70 slaves in this manner until the gang is joined by Virgil Stewart, famous for his cruelty, who promptly betrays them to the authorities. Morell goes into hiding in a boarding house, then, after 5 days, shaves off his beard and makes an escape to round up what remains of his gang and try to create a mass uprising of the southern slaves and lead a takeover of the city of New Orleans. Instead he dies of a lung ailment in Natchez hospital in January 1835 under an assumed name.

This story is quite florid enough to satisfy anyone’s taste for the lurid and melodramatic. What tames and raises it from being a shilling shocker is Borges’s dry wit and irony.

Morell leading rebellions of blacks who dreamed of lynching him; Morell lynched by armies of blacks he dreamed of leading – it hurts me to confess that Mississippi history took advantage of neither of these splendid opportunities. Nor, contrary to all poetic justice (or poetic symmetry), did the river of his crimes become his grave.

We expected a grand finale? Sorry folks.

If Borges’s narrative ends playfully, it opens even more so, with Borges referencing Spanish missionary Bartolomé de las Casas. Why? Because it was de las Casas who (apparently) had the bright idea of importing African slaves to work the silver mines of the newly discovered New World. Borges phrases this with characteristic irony (or is it facetiousness?)

In 1517, the Spanish missionary Bartolomé de las Casas, taking great pity on the Indians who were languishing in the hellish workpits of Antillean gold mines, suggested to Charles V, king of Spain, a scheme for importing blacks, so that they might languish in the hellish workpits of Antillean gold mines.

That is an example of what you could call literal facetiousness, the repetition of the initial heartless description being so unexpected as to be funny. But it then expands into a more grandiose type of joke as Borges goes on to deliver an unexpected perspective on the results of de las Casas’ brainwave i.e. the vast and numerous consequences of the invention of African slavery, and proceeds to a mock encyclopedic list of some of its untold consequences, namely:

W. C. Handy’s blues; the Parisian success of the Uruguayan lawyer and painter of Negro genre, don Pedro Figari; the solid native prose of another Uruguayan, don Vicente Rossi, who traced the origin of the tango to Negroes; the mythological dimensions of Abraham Lincoln; the five hundred thousand dead of the Civil War and its three thousand three hundred millions spent in military pensions; the entrance of the verb ‘to lynch’ into the thirteenth edition of the dictionary of the Spanish Academy; King Vidor’s impetuous film Hallelujah; the lusty bayonet charge led by the Argentine captain Miguel Soler, at the head of his famous regiment of ‘Mulattoes and Blacks’, in the Uruguayan battle of Cerrito; the Negro killed by Martín Fierro; the deplorable Cuban rumba ‘The Peanut Vender’; the arrested, dungeon-ridden Napoleonism of Toussaint L’Ouverture; the cross and the snake of Haitian voodoo rites and the blood of goats whose throats were slit by the papaloi’s machete; the habanera, mother of the tango; another old Negro dance, of Buenos Aires and Montevideo, the candombe.

The intellectual pleasure derives from the combination of mock scholarliness with the pleasing randomness of the examples selected. And not only surreal but – and this is an important part of Borges’s appeal – conveying an enormous sense of spaciousness; the sense of an enormously well-read mind, overflowing with wonderful facts and references, from the obvious to the fantastically recondite and abstruse. And that by reading along with Borges, we too, become as fantastically learned and knowledgeable as him.

If you like this kind of subject matter, and the dry ironical tone, then the world of unexpected and outré references is like a door opening in your mind, hundreds of doors, revealing all kinds of wonderful, mind and spirit enhancing vistas and possibilities.

Tom Castro, the Implausible Imposter

Arthur Orton was born in Wapping in 1834. He ran away to sea and resurfaced decades later in Sydney Australia where he had taken the name Tom Castro. Here he became friendly with a stately, clever black man, Ebenezer Bogle and the two set up as con-men. In 1854 a British steamer sank in the Atlantic and one of the passengers lost was slender, elegant Roger Charles Tichborne, heir to one of the greatest Roman Catholic families in England. His mother, Lady Tichborne, refused to believe he was dead and advertised widely throughout the colonies for his return. With wild and hilarious improbability Orton and Bogle decide to reply to her and claim that obese illiterate Tom Castro is in fact her slender, elegant aristocratic son…after some years of living in Australia!

Most of this is comic but Borges milks it for further comic ideas, such as the notion that it was the very outrageousness of the entire idea which gave Bogle and Orton confidence; the more ridiculous it seemed, the more emboldened they were to tough it out in the light of lawyers and Lady Tichborne’s heirs who violently rejected their claim. Very funny is the notion that so mad is Lady Tichborne to have her son restored that she will accept anything Orton says and so when he completely invents some tender childhood memories, Lady T immediately accepts them and makes them her own.

Finally, the relatives bring a trial where all is going well until Bogle meets his death at the hands of a passing hansom cab and Orton loses all his confidence. He is sentenced to 14 years in prison but, here again Borges emphasises the humour, pointing out that Orton so charmed his imprisoners that he was let off for good behaviour and then took to touring theatres giving a one-man show retelling his story.

It is typically Borgesian that, at each venue, Orton is described as starting out maintaining his innocence but often ends up pleading guilty depending on the mood of the audience.

A story, any story, about anything, is infinitely malleable.

The Widow Ching, Lady Pirate

China at the turn of the 18th century and the story of a redoubtable woman pirate who, when her husband Ching is killed in battle, takes over his pirate crew and leads them in 13 years of ‘systematic adventure’. The emperor sends one admiral against her, Admiral Kwo-lang, who she comprehensively defeats, and before leading her ‘six hundred war junks and forty thousand victorious pirates’ on devastating attacks on China’s seaboards. A second expedition is sent under one Ting-kwei. This one defeats Madame Ching who, on the night after a huge and bloody battle, has herself rowed over to the admiral’s ship, boards it and presents herself with the appropriately flowery oriental rhetoric: ‘the fox seeks the dragon’s wing.’ She was allowed to live and devoted her later years to the opium trade.

There is something immensely satisfying in the way Borges creates a scene, a historical period, its key characters and conveys a series of big events in just nine pages. More than that, the first page is devoted to two women pirates of the Western tradition, Mary Read and Anne Bonney, before we even get round to China.

Their speed and brevity, their exotic setting and subject matter, the tremendous confidence with which Borges cuts from scene to scene, zeroing in on key moments and drilling down to one line of dialogue, and all told in a wonderfully humorous, often tongue-in-cheek style, make these bonne bouches immensely appetising and pleasurable.

Monk Eastman, Purveyor of Iniquities

Borges freely acknowledges his source for this narrative as Herbert Asbury’s 1928 volume The Gangs of New York, and gives a 2-page summary of some of the most notable hoodlums from New York’s Victorian underworld described in that book, before arriving at his potted biography of ‘Monk’ Eastman who is the particular subject of this narrative.

Born Edward Osterman, Eastman he was Jewish but grew into a ‘colossal’ and violent killer who lorded it over the whole goy underworld. He hired himself out as a hitman and led a violent gang. They were involved in a shootout so epic it became known as The Battle of Rivington Street, then a two-hour fistfight with the leader of the main rival gang, Paul Kelly, watched by a shouting crowd. He was repeatedly arrested and, after the final time, in 1917, decided to enlist in the US Army which had joined the war in Europe. This, like everything else in the story, is told with detached facetiousness:

We know that he violently disapproved of taking prisoners and that he once (with just his rifle butt) interfered with that deplorable practice…

On his return Monk quipped that ‘a number of little dance halls around the Bowery were a lot tougher than the war in Europe.’ He was found dead in an alley with five bullets in him. These throwaway endings, without any Victorian moralising, give them a Modernist, ‘so what’ aspect, a throwaway bluntness which contrasts vividly with the extreme scholarly punctiliousness about the sources.

The Disinterested Killer Bill Harrigan

Scenes from the life of William Harrigan aka Billy the Kid. For a start, it’s factually interesting to learn that Billy was a street hoodlum born in the very tough slums of New York before he headed out West. Borges amuses himself by assigning Billy’s life to different stages, namely:

  • The larval stage
  • Go West!
  • The Demolition of a Mexican
  • Deaths for Deaths’ Sake

He killed his first man aged 14. There’s a running joke that whenever Billy boasted about the number of men he killed he always added ‘not counting Mexicans’ who he held in utter contempt.

Borges’s wonderful fantasy-mindedness, the way he can introduce a mind-teasing idea into even the most obviously material occurs when he casually mentions that, despite his best efforts to turn himself into a hard-riding cowboy, Billy:

never completely matched his legend, but he kept getting closer and closer to it.

This implication that the legend of Billy the Kid existed before he began enacting it, and that he was fated to aspire to match his own legend… there is something wonderfully dizzying about this metaphysical-magical perspective, a dizzying magic metaphysical worldview which was to emerge more powerfully in his famous mid-career stories and excerpts.

The Insulting Master of Etiquette Kôtsuké no Suké

To be honest I didn’t understand this one, even after reading it twice. It’s set in Japan in 1702. An imperial envoy comes to stay with Asano Takumi no Kami who has been ‘trained’ by a rude and dismissive master of etiquette, Kira Kôtsuké no Suké. Asano was rude to the imperial envoy who, as a result, had him executed. Asano’s other retainers came to Kira Kôtsuké no Suké and told him, that since the error stemmed from his poor training of Asano, he should commit hara-kiri, but he refused and ran away and barricaded himself into a palace. Asano’s 47 retainers laid siege to the palace, broke in, discovered he had hidden, found him and killed him. That is why the story is sometimes called ‘The Learned History of the Forty-seven Retainers.

The Masked Dyer, Hakim of Merv

The story of Hakim, born in 736, who grows up to assume the identity of the Prophet of the Veil and establish a religion to rival Mohammed’s, by telling the impressionable that a messenger from God had come down from heaven, cut off his head and carried it up to heaven to receive a divine mission from Allah. He crystallises his position when, amid a crowded caravan, someone releases a leopard which Hakim appears to quell with the power of his eyes alone. He becomes the Veiled Prophet or Masked One and leads his followers to military victory, taking cities. He keeps a harem of one hundred and fourteen blind women.

He promulgated a belief system derived from the Christian Gnostics, namely that the world is a parody of Divine Reality, created by nine emanations from the original.

The world we live in is a mistake, a clumsy parody. Mirrors and fatherhood, because they multiply and confirm the parody, are abominations.

Five years into his rule, Hakim and his followers are besieged by the army of the Caliph when a rumour goes round from one of the women of his harem that his body has various imperfections. He is praying at a high altar when two of his captains tear away his permanent veil to reveal that Hakim bears the revolting disfigurements of the leper, and they promptly run him through with spears.

Part 2. A short story

Man on Pink Corner

This is a surprisingly poor short story and a good explanation of why Borges focused on writing his metaphysical-brainteasing essays rather than trying any attempt at conventional fiction. It’s the account of a street hoodlum, a junior member of a gang in the unfashionable poor north side of Buenos Aires, and a supposedly fateful night when he and his gang are at a dance hall when in crashes a massive hard man, Francisco Real, who muscles his way through the crowd to confront the head of the local gang, Rosendo Juárez, at which point, inexplicably, Rosendo backs down and Real takes his place as head honcho and steals his woman, La Lujanera.

I found a lot of this inconsequential, silly and hard to follow because nobody seemed to be obeying any rules of human nature I’m familiar with. Rosendo disappears, and Real takes La Lujanera outside, presumably to copulate with her in a ‘ditch’:

By then they were probably going at it in some ditch.

Our narrator wanders out to take the air then returns to the dance where old gang members and new gang members seem to be dancing happily. Then there’s a banging on the door, and in stumbles the huge bruiser Real with a big gash in his chest. He collapses on the floor and bleeds to death. The hoodlums of both gangs strip him of his clothes, appear to rip open his guts and pull out his intestines, cut off his finger to steal his ring, then chuck him out the window into the river Maldonado which flows just outside the building.

In the final paragraph, the narrator mentions Borges’s own name as if he is recounting this story directly to him:

Then, Borges, I put my hand inside my vest – here by the left armpit, where I always carry it – and took my knife out again…

And in the last sentence implies that it was he, the narrator who, when he slipped out, managed to fatally stab Real – in which case why wasn’t there a description of this presumably fairly melodramatic scene, how did he manage to do it if Real was shagging La Lujanera in a ditch? How come La Lunajera didn’t point out our narrator to everyone in the hall as the murderer?

It seemed to me a collection of 1930s noir crime, lowlife clichés thrown together with no plausibility and no account of human psychology. Borges himself seemed bemused by the story’s popularity. Thank God he abandoned this mode of altogether in favour of the ‘baroque’ and mind-bending essays gathered in Labyrinths.

Part 3. Etcetera Etcetera

Being short 2 or 3-page excerpts from scholarly books which presumably struck Borges because of the surrealism or bizarreness or humour of their content. The excerpts are interesting or amusing or ghoulish in their own right, but what really impresses is the arcane nature of their sources, and the range of reading and learning they imply.

A Theologian in Death

From the Arcana Coelestis by Emanuel Swedenborg (1749 to 1756).

The Protestant theologian Philip Melancthon (1497 to 1560) dies and goes to heaven but doesn’t realise this is what has happened because the angels recreate his worldly house and study. However, as a great and learned man, they pester him to write about charity. But Melancthon obstinately persists in writing that charity is unnecessary because, like a zealous Protestant, he believes we are justified by faith alone. The result is that the angels , as warning and punishment, slowly degrade his house and then his own body. Day by day ghost Melancthon awakes in a further degenerated condition, till the last that’s heard of him he is ‘a kind of servant to demons.’

The Chamber of Statues

From The Thousand and One Nights numbers 271 and 272.

In the Andalucian city of Ceuta was a citadel with a door to which each successive king by tradition added a lock. Then a wicked man usurped the throne and, against the advice of holy men, insisted on ripping out the locks and opening the door to find what was inside. He discovered a series of rooms containing wonders, the last of which contained an inscription saying whoever opened the door would be overthrown. And, indeed, within a twelvemonth, the Arab leader Tariq ibn-Ziyad overthrew the usurper and sold his women and children into slavery.

Tale of the Two Dreamers

From The Thousand and One Nights number 351.

A merchant in Cairo falls asleep in his garden with a fountain and a fig tree and has a dream in which angels tell him to seek his fortune in Isfahan in Persia. So he packs up and off he sets.

After a gruelling journey, overcoming numerous threats and natural disasters, he finally arrives in Isfahan and falls asleep by a mosque.

But that night a house next to the mosque is robbed, the owners raise the alarm, the stranger is apprehended, thrown into prison and tortured. He is brought before the captain who asks who he is and why he’s here.

The merchant tells the story of his dream, and the captain laughs and says he also has a dream of a garden of a house in Cairo with a fig tree and a fountain which has treasure buried under it, but he knows it’s just a dream and has never acted on it.

He lets the whipped merchant go, who returns all the way back to his house in Cairo, digs under the fountain, and discovers a vast treasure. So the dream came true, just not at all in the way expected.

The Wizard Postponed

From the Libro delos enxiemplos del Conde Lucanor at de Patronio (1335) by Juan Manuel.

A beguiling story in which a Dean from Santiago, wanting to learn about magic, visits the noted magician Don Illán of Toledo and promises him anything if he will teach him magic.

So the Don takes him down into a cellar deep underground and submits him to a test, namely telescoping the next thirty years of their lives together. In this quick journey through the future the Dean is blessed with a series of promotions within the Catholic church, ending up being elected Pope.

At each step of the way the Don asks for some grace or favour but the newly promoted Dean puts him off, until he finally gets fed up of him and tells the Don to stop bothering him or he’ll have him thrown in prison.

At which point the entire future they’ve lived through disappears in a puff of smoke and the Dean finds himself back in the deep cellar with Don Illán who says ‘I told you so’, escorts him to the door and wishes him a pleasant journey home.

The Mirror of Ink

From The Lake Regions of Central Africa (1860) by Richard Burton.

How the wizard Abd-er-Rahman al-Masmudi threw himself on the mercy of the tyrant of Sudan Yaqub the Ailing, who orders him every morning to show him visions and wonders, until one day al-Masmudi shows him a figure being dragged for execution. When Yaqub demands that the figure’s veil be taken off, it reveals his own face and he watches the executioner raise his great sword and, when it falls and severs the neck of the man in the vision, Yaqub the Ailing himself falls dead.

A Double for Mohammed

From Vera Cristiana Religio (1771) by Emmanuel Swedenborg.

Since the idea of Mohammed is so closely linked to religion in the minds of Muslims, Allah ensures that heaven is overseen by a kind of deputy or second Mohammed, whose identity actually varies. A community of Muslims was once incited by evil spirits to acclaim Mohammed as their God, so Allah brought the spirit of the actual Mohammed up from under the earth to instruct them.

The Generous Enemy

From the Anhang zur Heimskringla (1893) by H. Gering

In 1102 Magnus Barfod undertook to conquer Ireland. Muirchertach, King of Dublin, sends him a nine-line curse which, by roundabout means, ends up coming true.

On Exactitude in Science

From Travels of Praiseworthy Men (1658) by J.A. Suárez Miranda.

A fragment which tells of a magical empire where the geographers at first essayed maps so huge that the map of a single province covered the space of an entire city, and the map of the Empire itself an entire Province. These were eventually replaced by the ultimate map of the empire which was the same size as the Empire itself, and coincided with it point for point. Over the years it fell into neglect and now only a few tattered fragments survive in the Western Deserts, sheltering an occasional beast or beggar.


Borges’ approach

Bookish

The content of the seven infamy tales is lurid and melodramatic, with plenty of murders, assassinations, beheadings, shootouts and suicides. But they are all refracted through a highly bookish, ironic sensibility which does at least two things: 1. It is very careful to cite the sources of the story, in a parody of a learned or scholarly article, and 2. it mocks the content of his own story with irony and knowing humour.

The first quality (a showy, pseudo-academic concern with indicating sources) is most evident in the opening of The Masked Dyer, Hakim of Merv:

If I am not mistaken the chief sources of information concerning Mokanna, the Veiled (or, literally, Masked) Prophet of Khurasan, are only four in number: a) those passages from The History of the Caliphs culled by Baladhuri; b) The Giant’s Handbook, or Book of Precision and Revision, by the official historian of the Abbasids, Ibn abi Tahir Taifur; c) the Arabic codex entitled The Annihilation of the Rose, wherein we find a refutation of the abominable heresies of the Dark Rose, or Hidden Rose, which was the Prophet’s Holy Book; and d) some barely legible coins unearthed by the engineer Andrusov during excavations for the Trans-Caspian railway. (p.77)

‘If I am not mistaken’, that’s a nice touch. The effect of these kinds of learnèd references is to give the very pleasurable sense that you are entering the magical realm of books and stories. Not the everyday books we encounter in our lives or local bookshops, glossy gardening books or biographies of celebrity chefs or tedious accounts of adulteries in North London – but that we have been transported to the realm of old-fashioned stories, stories of extreme actions and derring-do and marvellous deeds in exotic settings.

Stories from our remembered childhood which fired our imaginations before we were forced to grow up and become sensible. It is a very old-fashioned tone and it’s no surprise that Borges, throughout his career, said his earliest and most enduring inspiration derived from the yarns of Robert Louis Stevenson and Arthur Conan Doyle.

Exotic

This old-fashioned, bookish tone overlaps with the wonderfully exotic settings of many of the narratives: slave plantations of the Deep South; Australia; the China seas; 18th century Japan; the Wild West; 12th century Ireland; medieval Spain; medieval Persia.

In the first preface he mentions Robert Louis Stevenson as a source and you can feel Stevenson’s restless quest for exotic locations shared by Borges.

Intellectual themes

One of the most obvious recurring tropes of the stories is (the currently very modish theme of) ‘identity’. The seven historical characters freely change their names or have names assigned them by contemporaries or historians. Writing of Monk Eastman, he says:

These shifts of identity (as distressing as a masquerade, in which one is not quite certain who is who) omit his real name – presuming there is such a thing as a real name.

The most flagrant example is Tom Castro who has already changed his name once before he embarks on the criminal project of impersonating Roger Charles Tichborne, which leads to the sensational trial in which the nature of ‘identity’ is central. A great deal could be said on the subject of fiction and identity but I’m going to pass.

Two prefaces

After the fact, Borges commented on his own stories in two prefaces, one written for the 1934 edition, one for 1954.

1934 preface

The 1934 preface is only one page long and Borges admits that the stories stem, in part, from:

my rereadings of Stevenson and Chesterton, and also from Sternberg’s early films, and perhaps from a certain biography of Evaristo Carriego

combined with the over-use of certain tricks:

random enumerations, sudden shifts of continuity, and the paring down of a man’s whole life to two or three scenes

I found it very interesting indeed that he casually says:

They are not, they do not try to be, psychological.

Traditional literature, and many short stories, focus on a psychological crux, a decisive moment in someone’s life, and investigate the ‘moral’ and psychological aspects of it. Borges consciously turns his back on that tradition and exploits his sources to create pen portraits which are not at all concerned with anyone’s inner life, but use the content as 1. entertainment, creating striking scenarios and tableaux, as if in paintings or – as he frequently remarks – like scenes from movies. In the 1954 preface he elaborates that:

The book is no more than appearance, than a surface of images; for that very reason, it may prove enjoyable

They are intended to be all surface. That partly explains why they end so abruptly and with no moralising whatsoever: to emphasise their shiny metallic surfaceness.

2. What Borges doesn’t mention is that the stories are also quite clearly used as starting points for ironic and amused meditations on ideas, the more metaphysical and paradoxical the better. And that this was a harbinger of the work which was to come later.

1954 preface

The 1954 preface is twice as long as the 1934 one, being an extravagant 2 pages in length. Borges immediately launches into a consideration of ‘the baroque’, claiming it is a style:

which deliberately exhausts (or tries to exhaust) all its possibilities and which borders on its own parody… [that] only too obviously exhibits or overdoes its own tricks.

He goes on to link this to a fundamentally comic worldview:

The baroque is intellectual, and Bernard Shaw has stated that all intellectual labour is essentially humorous.

I disagree. Having attended a big London exhibition about The Baroque I came away with the strong conviction that ‘the Baroque’ is above all about Power, the Complete Power wielded by monarchs who believed in their Divine Right to rule and the Total Power over all believers claimed by the Counter-Reformation Catholic Church.

Apart from anything else, Baroque works of art and churches are massive and imposing whereas Borges, if he is anything, is a precise miniaturist. He is more like a Swiss watchmaker than a Baroque architect.

But we are not reading Borges for accurate scholarship, in fact the precise opposite, we are reading him for his whimsical playing fast and loose with facts and figures and ideas for our amusement, an attitude he makes explicit when he writes that the stories are:

the irresponsible sport of a shy sort of man who could not bring himself to write short stories, and so amused himself by changing and distorting (sometimes without aesthetic justification) the stories of others.

Borges may be correct in using the term ‘Baroque’ to indicate an interest in following every detail or narrative possibility to its logical conclusion, in the compulsive inclusion of every finial and architectural flourish possible. But his work is at the opposite end of the scale from The Baroque style in art and architecture.

And the Baroque is, above all, deadly serious, whereas Borges’s work is informed throughout by a dry, metaphysical humour, that comes from somewhere else. This bookish humour is entirely Borges’s invention, filtered through the gentlemanly, ironic tone of the late Victorian British authors he loved so much.

Literary influence

Apparently (or, as Borges might write, ‘If I am not mistaken’) the Puerto Rican critic Angel Flores (1900 to 1994) was the first person to use the term ‘magical realism’ and dated the start of the Magical Realist movement from this book.

This is echoed by the blurb on the back of the Penguin edition which claims that Borges intended the stories simply to be light entertainments, newspaper squibs:

‘yet after its appearance in 1935 its influence on the fiction of Latin America was so profound that its publication date became a landmark in the history of Latin American literature.’


Related links

Borges reviews

All That Fall by Samuel Beckett (1957)

Having written a series of prose and theatrical works in French in the early 1950s (Molloy, Malone Dies, The Unnamable and Waiting For GodotAll That Fall was the first work Samuel Beckett had written in English for ten years. It was written specifically for radio. It was commissioned by the BBC, written in English and completed in September 1956.

Maintaining his close relationship with French, the text was published in that language, in a translation by Robert Pinget revised by Beckett himself, as Tous ceux qui tombent. (Beckett was later to return the favour by translating Pinget’s 1960 radio play, La Manivelle as The Old Tune).

All That Fall was first broadcast on the BBC Third Programme, 13 January 1957 and featured Mary O’Farrell as Maddy Rooney with J. G. Devlin as her husband, Dan. Soon-to-be Beckett regulars, Patrick Magee and Jack MacGowran also had small parts. The producer was Donald McWhinnie. You can hear the entire production on YouTube.

Personally, I don’t like it. I think the sound affects sound amateurish. Above all the long …. pauses… make it seem slow to the point of halting, to me. They destroy any forward momentum. They give you plenty of time to stop and think and ponder the possibility that this is, well, a very boring play.

Only a few years earlier, in 1954, the BBC had broadcast another ‘play for voices’ on the radio, Dylan Thomas’s Under Milk Wood, with Richard Burton as the First Voice. Quite obviously Milkwood is an incomparably better experience, not just because it is so warm and soft and comforting, but because – it seems to me – it makes better use of the potential for dynamic interaction of voices on the radio. Whereas the original broadcast of All That Fall just seems shoddy and amateurish.

Take the passage where the men struggle to get fat old Maddy Rooney into Mr Slocum’s tax and then, a few minutes later, get her back out again. Presumably these are meant to be presented as realistic struggles and, once she’s out, the characters all heave a big and audible sigh of relief – suggesting that the whole palavah is meant to be funny. But for me none of these aspects come over very well in this radio production. It feels lame and amateurish and dated.

The interesting thing, in terms of Beckett’s career, is the way All That Fall represented a return to writing in English (after writing a run of masterpieces in French) and that you can see how doing this – writing in English – encouraged Beckett to revert to his Irish roots – to an Irish setting with realistic Irish names, with characteristic Irish country elements such as the rural taxi, the isolated railway station, references to the horse races and so on (the play was originally titled Lovely Day for the Races).

All this clutter, in my opinion, vitiates Project Beckett – takes us back into the far less interesting and pseudo-realistic world of his pre-war novel Murphy. It feels like a long step backwards from the extraordinary new imaginative and linguistic vistas which he had opened up in the extraordinary prose piece The Unnamable and repackaged in more easily accessible, dramatic format in Waiting For Godot.

To me, it’s no surprise that, after this experiment and the recidivism it prompted, Beckett reverted, immediately afterwards, to writing in French again, and produced the hugely more impressive, much more abstract and non-Irish masterpiece, Endgame.


Credit

All That Fall by Samuel Beckett was first broadcast on the BBC Third Programme on 13 January 1957 and published by Faber and Faber later the same year.

Related links

On YouTube you can find the original BBC recording with Mary O’Farrell as Maddy Rooney, J. G. Devlin as Dan Rooney and future Beckett regulars Patrick Magee as Mr Slocum and Jack MacGowran as Tommy.

Samuel Beckett’s works

An asterisk indicates that a work was included in the Beckett on Film project, which set out to make films of all 19 of Beckett’s stage plays using leading actors and directors. The set of 19 films was released in 2002 and most of them can be watched on YouTube.

The Second World War 1939 to 1945

*Waiting For Godot 1953 Play

Awarded the Nobel Prize for Literature 1969

Masculinities: Liberation through Photography @ the Barbican (2)

I went back to the Masculinities: Liberation through Photography exhibition at the Barbican for second helpings.

I spent another hour and a half going round again, but this time ignoring all the American photographers, and concentrating on everyone else from the rest of the world, the photographers I’d largely overlooked first time round, starting with the eight Brits.

First a few general points:

1. Liberation from heterosexual white men

Going round a second time, One Big Thing became much clearer: this exhibition isn’t even an attempt to represent what you could call ordinary or everyday masculinity. I hadn’t really grasped the significance of the title. When it says liberation it means gay liberation, women’s liberation and black liberation.

Liberation from whom? From heterosexual white men.

In the 1970s women, homosexuals and people of colour spontaneously generated nationwide and worldwide movements devoted to liberating themselves from what they felt was centuries of oppression, objectification and second class citizenship created and maintained by straight white men.

The fundamental impulse of this exhibition is to show how this worked through photography, through the work of gay, black and women photographers who rebelled against the straight white patriarchy.

This is an exhibition about the social and cultural liberation of these groups from heterosexual white male hegemony through photography.

This explains why Part One of the exhibition bombards us with a series of overblown, hypermasculine images – of American soldiers in Iraq (Wolfgang Tillmans), American cowboys (Isaac Julien and Collier Schorr) and American footballers (Catherine Opie). It’s a bit more mixed up than I’m implying but this first part of the exhibition establishes the images, concepts and behaviours of aggressive white masculinity which these groups are trying to flee.

So that Part Two of the exhibition shows us how these three key constituencies of progressive ideology – gay men, black men, and straight feminist women – achieved liberation from these toxic male stereotypes.

Photography is the medium, channel, gateway and door through which gay men, black men, and feminist women escaped from the grotesque, heteronormative hypermasculinity which we are bombarded with in the opening.

Huge though the exhibition is, it is not really about masculinity – it is about the escape from masculinity.

Which, for example, explains why the entire section on FATHERHOOD featured work by just four photographers (each of them good in their different ways) and this is the same number as the section devoted to FEMINIST photographers (and there are many more feminist photographers scattered round the show).

Simple maths shows you that, for the curators, feminist liberation from the patriarchy is more important, certainly more represented here, than what you or I might think of as a pretty a central element of any concept of masculinity – fatherhood.

Then again both feminists and father photos are swamped by the sheer number of gay artists and photographers.

I counted twenty gay snappers for definite, but had the impression that there were many more. Some were so popular with the curators that they featured more than once – notably gay Indian (score double) photographer Sunil Gupta, who was represented by three separate series of photographs, hung in different areas around the show:

  • Christopher Street – street photos of gay men in New York, 1976
  • Exiles – gay men in India, often forced to hide their true sexuality, 1987
  • Pretended Family relationships – a work lamenting the way gay couples had to disguise their relationships after the Section 28 legislation was passed by Mrs Thatcher’s government in 1988

The pretty obvious conclusion is that the image of masculinity the women curators, and the art world in general, is most comfortable with, is gay men. Almost all the images of heterosexual men were accompanied by labels criticising or chastising or scolding them.

2. Liberation from American masculinity

My first review ended up lamenting the way the exhibition is dominated by American photographers, American subjects, and American academic rhetoric.

But first time round I missed the significance of a big quote printed on the wall right at the start of the exhibition. It’s from the black, gay, American (score three points) writer, James Baldwin:

The American ideal, then, of sexuality, appears to be rooted in the American ideal of masculinity. This ideal has created cowboys and Indians, good guys and bad guys, punks and studs, tough guys and softies, butch and faggot, black and white. It is an ideal so paralytically infantile that it is virtually forbidden – as an unpatriotic act – that the American boy evolve into the complexity of manhood.

This is the Key Quote, right at the start of the exhibition, and it clearly signals the extent to which the curators really, deeply, and profoundly see the entire condition of masculinity through American eyes.

I read that quote and simply thought, well, this ‘American ideal of masculinity’ may have been a deeply problematic issue for Baldwin, for other Afro-American men, for other American gay men, and for a large number of American women who have to put up with it… But it has absolutely nothing to do with me’.

When I was a boy I wanted to be Michael Caine in The Battle of Britain or Richard Burton in Where Eagles Dare, I wanted to be John Hollins who played left half for Chelsea, and like my mates idolised Bobby Moore and Bobby Charlton. I envied John Noakes off Blue Peter for all the brilliant adventures he had like climbing up Nelson’s Column. At school we all tried to do impressions of the excitable naturalist David Bellamy. On Saturday nights I watched Patrick Troughton as Dr Who, followed by Morecambe and Wise lying in bed together making jokes, or maybe Dad’s Army with its cast of hilariously ramshackle amateurs. I loved Sid James’s laugh in the old Carry On films, and a little later on I was bowled over by Monty Python, and when I was about 15 my favourite radio DJ was Kenny Everett.

My point is that the chronically hyper-masculine, ridiculously macho and extremely violent world of the American Wild West or the corrupt streets of New York depicted in Starsky and Hutch or Kojak seemed, literally, thousands of miles away. Nothing to do with me or my life or my friends or my Dad or my uncle or my teachers. Nothing.

Thus the strange sense of disconnect as I walked round this Americanised exhibition for the second time, the sense of entering a wretchedly macho culture in which more or less the only way for a decent normal civilised man to escape the hyper-competitive, hyper-macho and hyper-violent world of American maleness is to be gay.

It struck me that it was a really profound mistake, and possibly a deceit and a lie, to view the entire concept of masculinity around the world through the prism of American masculinity.

Isn’t that a form of American imperialism? Judging everything according to American standards? Defining everything according to American ideas?

I was disappointed that the Barbican curators were such willing accomplices to American cultural imperialism.

Anyway, Fuck America and its bankrupt, corrupt and negative influence.

I went back specifically to ignore the Yanks and to pay more careful attention to everyone else, to the photographers from the rest of the world, starting with the Brits.

3. The Brits (8)

John Coplans: Frieze Number 2 (1994)

This is a grid of 12 large black-and-white prints of a big, hairy, overweight, naked man. They’re just some of the many self-portraits Coplans took of himself as – born in 1920 – he entered his 60s. in the 1980s. In fact this big grid is the first thing you see as you enter the exhibition, and is one of the many ways the curators set out to puncture the exaggerated images of masculinity which they depict elsewhere.

The most obvious thing that struck me as I confronted this sizeable display is that all the photos are artfully posed so you don’t see his willy. In fact, I must say I was surprised at the relative scarcity of willies on display.

It is a… a touching image of the male body, don’t you think? A realistic depiction of the middle-aged, naked male body, a photographic parallel to all those unglamorised paintings of fat male nudes by Lucien Freud.

Jeremy Deller: So many ways to hurt you (the life and times of Adrian Street) (2010)

This is a 30-minute video showing the life and times of the wrestler, ‘Exotic’ Adrian Street who was born in 1940 into a Welsh mining village. Street is a brilliant subject because he combines hard-edged working class attitude, with a taste for dressing in wigs and make-up as part of the identity or brand which distinguishes him from the other amateur wrestlers on the circuit.

The video was playing on a fairly big monitor which was itself embedded in a huge wall-sized painting by Deller, depicting a naive, stylised portrait of Street in his cross-dressing wrestler’s outfit, set against a stylised depiction of a Welsh town and the hills beyond.

The film reflects on the performativity of gender.

Anna Fox: My mother’s cupboards and my father’s words (1999)

On my first visit I was so dazzled by the Herb Ritts and Arnold Schwarzenegger and American soldiers in Iraq and Andy Warhol and all the New York queers that I completely overlooked this small and brilliant display. In many ways it’s one of the best things in the exhibition.

My Mother’s Cupboards and My Father’s Words consists of a grid of 15 frames each containing a small, precise photo of the contents of the cupboards in the artist’s mother’s home, each one neat and tidy and filled with banal kitchen utensils and belongings.

And very neatly, in a florid calligraphy reminiscent of wedding invitations, opposite these nice neat drawers is printed the ferocious, vile, poisonous rants of Fox’s father, overflowing with bile and abuse, but laid out as elegant free verse poems. For example:

I’m going to
tear your mother
to shreds
with
an oyster knife

Or:

She wants
her bum
scraped
with
a rusty saw

He threatens to cut his wife’s bum off and feed it to her like slices of ham. He threatens to fry her in hot oil. It’s a kind of anti-poetry, or maybe the poetry of the damned.

The smallness of the images just as much as the prissy tidiness of their contents, and the satirically ornate calligraphy of her father’s drunken ranting, create an incredibly charged display, a screaming sense of claustrophobia and misery.

This, I thought, captures the true English misery, the misery of Philip Larkin, rainy afternoons in provincial towns where couples who hate each other are forced to spend long Sunday afternoons, or weeks, months and years in each other’s unbearable company.

Ten million miles away from bloody American cowboys and footballers and Mad Men jocks striding up Madison Avenue. The curators spoil the effect by translating it into their sociological jargon:

Fox invites the viewer to reflect on how notions of hegemonic masculinity are sustained within patriarchal structures.

Is that what this delicate, subtle and intensely charged work of art is doing?

Isaac Julien: After Mazatlan (1999) and Looking For Langston (1989)

Julien is black and gay and a film-maker so he presses a lot of art world buttons, so much so that he is represented by not one but two entries:

  • After Mazatlan – In 1999 Julien made a film titled Long Road to Mazatlán, which tells a cowboy story ‘brimming with frustrated homoerotic desire’ and shot in Saint Antonio, Texas. The first installation was a grid of four large stills from the film, titled After Mazatlán.
  • Looking For Langston is a 44-minute-long black and white homage to the Harlem Renaissance poet Langston Hughes, set in scenes which move between a sort of 1920s speakeasy and a 1980s nightclub, with archive recordings of readings of their poems by Harlem Renaissance poets. As you might expect, the film ‘reflects on the relationship between gay culture and the gaze, with the white gaze, the racist gaze.’

Note how the ‘white gaze’ is elided with the ‘racist gaze’. This is, frankly, insulting.

Note also how both Julien’s films are in thrall to American culture and stereotypes and thus, in my formulation, a kind of cultural betrayal.

Hilary Lloyd: Colin #2 (1999)

There are two TV monitors on raised stands. Underneath them are ancient VHS tape players. On one screen a fairly buff young man takes off a red vest, very, very slowly. On the other screen he puts it back on, very, very slowly.

Lloyd’s penetrating gaze and carefully orchestrated presentation demand that the viewer move back and forth between the screens in a dance of observation and voyeurism.

Not really. The main feature of this piece for me was the ancient VHS recorder/players – I’m amazed you can find any which still work. Like a lot of other things in the exhibition, somehow this super-annuated technology made you realise how old and out-of-date a lot of the stuff here is.

(By the way Hilary Lloyd is a woman.)

Peter Marlow: Magnum photos 1980s to 1990s

Peter Marlow (1961 to 2016) helped set up the London office of the famous international photographers’ agency, Magnum. Unusually for this exhibition he doesn’t seem to have been gay, and is represented by a selection of fly-on-the-wall photos catching different types of very ordinary English men in various matey, group situations. These include:

This is something like the masculinity I experienced growing up.

At school I was forced to play rugby and then take communal showers afterwards, it was always bloody freezing. Photos like this bring back the sound of studs clattering on an unforgiving concrete floor and those shapes of mud punctuated with the round stud holes which used to get stuck to your boots and everyone banged against the doorframe or changing room benches so that the floor was covered in them with slivers of mud punctured by perfectly round holes.

Marlow’s photos of the shitty, windswept shopping centre at Runcorn perfectly convey the misery of English provincial life and the great betrayal of post-war town planning and architecture which turned so many English towns into concrete wind tunnels.

For the curator Marlow’s photos of the rugby players taking a communal bath:

highlight how sport has become synonymous with masculine hegemony and male solidarity.

Clare Strand: Men Only Tower (2017)

Strand has taken 68 copies of the softcore publication Men Only and piled them one on top of each other to create a ‘tower’. She has ‘subverted’ the sexist basis of the magazines by inserting into twenty of them twenty ‘images of resistance’ tucked into black envelopes and slipped between the pages of the lucky magazines.

The gushing feminist commentary points out that Strand choosing to ‘erect them in a vertical pile is a satirical reference to the male phallus, while also being an obvious reference to Trump Tower’. Of course.

When I was a teenager the top-shelf porn magazines at the local newsagent were Mayfair and Men Only and Penthouse. The point is that they were large, glossy, magazine-sized magazines, so I was intrigued that the objects in Strand’s art work are small, square-bound, with almost plain beige covers. They look disconcertingly like the cheap communist party editions I own of the works of Marx and Engels, or a set of obscure poetry magazine.

When I looked closely I saw that the editions Strand’s chosen of Men Only start in 1947! and the most recent is 1963. For me, then, this work was much more about a delve way back into post-war history, than anything at all to do with porn or men’s magazines or what the wall label called women’s exclusion from ‘the corridors of power’.

Richard Billingham: Ray’s A Laugh (1996)

Like the Anne Fox piece this is a deep dive into the profound misery of the really poor – the sick and alcoholic and uneducated poor whose lives are filled with drink and anger and violence.

It consists of ten very big colour prints of ragged, spontaneous, unposed documentary photos of Billingham’s alcoholic dad, Ray, and his obese mother, Liz. both caught in the seedy, shabby and poky-feeling flat in one of the crappier parts of Birmingham.

The curators blithely comment that this is a rare pictorial insight into English working class life and the visitor can’t help feeling this is partly because what gains commissions, wins prizes and gets you known is stylish films about cowboys and the Harlem Renaissance.

God, could anything be further away from the blow-dried queers of Christopher Street or Castro.

Brief summary

So that’s the work of the eight British photographers and artists and film-makers included in Masculinities: LIberation through Photography. I’m really glad I went back a second time and focused just on them, because taken together they do amount to a sort of sketch of British masculinity, a million miles away from the macho jocks or ‘faggots’ (I’m quoting James Baldwin) which dominate American culture.

The Peter Marlow photos are very good, but for me the top two were the grim and unrelenting insight into the lowest of lowlife existences in Ray’s A Laugh; but maybe the best is the hyper-charged, controlled explosion of Anne Fox’s sequence. Wow.


Europe (11)

Bas Jan Ader (Dutch)

I’m too sad to tell you is a black and white art film from 1971 in which performance artist Bas Jan Ader filmed himself crying.

Knut Åsdam (Norway)

Åsdam made a short art film titled Pissing showing a close-up of the slacks or sensible trousers of a man who proceeds to let himself go and wee himself.

While the film reflects on masculinity’s position in relation to the patriarchal order, it also highlights the significance of the phallus as a signifier of male power.

Rineke Dijkstra (Holland)

Dijkstra has a set of four fairly big colour photos of Portuguese bullfighters or forcados shown after they’ve finished the fight and exited the arena, looking elated and marked with blood

Dijkistra’s Bullfighters explores aspects of homosociality, a term coined by theorist Eve Kosofksy Sedgwick to describe ‘the structure of men’s relations with other men’.

Thomas Dworzak (Germany)

Dworzak is the guy who found a trove of photos taken by family photographic studios in Kandahar following the US invasion of Afghanistan in 2001, improbably showing them posing hand in hand in front of painted backdrops, using guns and flowers as props with kohl carefully applied to their eyes.

Taliban portrait. Kandahar, Afghanistan by Thomas Dworzak (2002) © Collection T. Dworzak/Magnum Photos

Hans Eijkelboom (Holland)

Eijkelboom is represented by two distinct photographic projects.

In With My Family from 1973 he went knocking on doors of a middle class suburb during the day when the husbands were away working, and asked if he could pose as the father in family photos with the wives and children of the absent men.

The result is pretty creepy and you suspect he’d get arrested if he tried that today. 1973 is quite a long time ago, nearly half a century ago. The curator comments:

With my family operates as a critique of the nuclear family as well as exposing outdated gender roles that demanded that women stay in the home caring for children while the father went to work and earned a living.

In The Ideal Man from 1978 Eijkelboom asked women to describe their ideal man, and then fashioned himself in self-portraits to fit the descriptions.  Mildly amusing.

Karen Knorr (Germany)

Karen Knorr’s series Gentlemen, 1981-83, comprised of 26 black and white photographs taken inside men-only private members’ clubs in central London and accompanied by texts drawn from snatched conversations, parliamentary records and contemporary news reports, invites viewers to reflect on notions of class, race and the exclusion of women from spaces of power during Margaret Thatcher’s premiership.

“Newspapers are no longer ironed, Coins no longer boiled So far have Standards fallen” from the series Gentlemen, by Karen Knorr (1981-83) © Karen Knorr

Annette Messager (France)

Talking of creepy, Messager is represented by a series from 1972 called The Approaches in which she took photographs of men’s crotches in the street using a concealed camera. I suppose it’s not quite upskirting, but if you tried this nowadays I wonder if you could be arrested.

In The Approaches, Messager trails men through the street and snaps photos of their crotches without permission. In this, she turns the tables on the traditional artistic norm of the male gaze, and in showing how uncomfortable and invasive this is, critique the viewing of women in a similar way, such as in gossip magazines. ‘It was a way of treating men as objects when it’s usually women who are treated as objects,’ Messager explained. ‘Men never stop checking out women’s bottoms, breasts, everything.’

Well that put paid to the male gaze, didn’t it. No longer a problem.

Richard Mosse (Ireland)

Artist Richard Mosse made a film by asking members of an American fraternity house to have a shouting competition, with the young student who could shout loudest and longest winning a keg of beer. Having contrived this artificial situation in which he films the faces of young American men shouting their heads off till they’re red in the face, Mosse then described his film as ‘a performance of masculinity and elite, white male rage’.

Wolfgang Tillmans (Germany)

The Soldiers, The Nineties (1999-2020) is an installation of newspaper front pages and photos, blown up and arranged into different size images across the wall which show NATO soldiers in a variety of conflict zones – Bosnia, Northern Ireland, the Gulf – in a number of poses – resting, smoking, reading, partying – accessed from different sources – press clippings, magazines, newspapers, TV screenshots.

Tillmans presents the viewer with images of hypermasculinity rubbing shoulders with male apprehension, camaraderie and vulnerability while also embedding the queer gaze and homoeroticism in military space.

Karlheinz Weinberger (Switzerland)

A series of black and white photos Weinberger took all the way back in the early 1960s of homosexual men dressed up in leather jackets, caps and other clichéd outfits in what was, back then, very much Zurich’s hidden, secret gay underground.

Horseshoe Buckle 1962 by Karlheinz Weinberger © Karlheinz Weinberger. Courtesy Esther Woerdehoff

Marianne Wex (Germany)

Let’s Take Back Our Space: Female and Male Body Language as a Result of Patriarchal Structures from 1976-9 is a series of large frames in which Wex arranged sets of contemporary magazine photos depicting a row of men sitting in public places, in the park etc with their legs wide open, and in a row underneath photos of women sitting with their knees primly together. Manspreading.

According to the wall label:

These differences in posture are, Wex concludes, products of a social conditioning that defines one sex as strong and the other as weak, perpetuating a hierarchical distinction between the sexes in the form of patterns of physical behaviour.

Latin America (1)

Ana Mendieta (Cuba)

A series of seven large-ish colour photos from 1972 titled Facial Hair Transplants in which Mendieta glued fragments of her fellow student, Morty Sklar’s facial hair to her own face.

Africa (4)

Liz Johnson Artur (Ghana)

Tableau vivant… if you cool the sun always shines (2002) a large embroidery with images of black people sewn or attached to it, around the central image of an embroidered version of Leonardo’s Last Supper.

Samuel Fosso (Cameroon)

70s Lifestyle, 1975-78.

By day Fosso ran a commercial studio photographing the residents of Bangui while at night he created highly performative black and white self-portraits in which he adopted a series of male personas, alluding to the idea that gender is an artificial proposition.

Kiluanji Kia Henda (Angola)

Represented by one piece, an absolutely enormous wall-sized photo The Last Journey of the Dictator Mussunda N’zombo Before the Great Extinction (Act I), 2017.

This is ‘Act I’ of a five-part series. the flamboyant figure in the centre is modelled on Mobutu Sese Seko, the kleptocratic president of Zaire. Kia Henda’s work:

reimagines the politics and history of Africa within shrewdly conjectured fictional scenarios.

Rotimi Fani-Kayode (Nigeria)

Stunningly posed, crystal clear studio art photos of black men’s bodies arranged in intriguing shapes and wonderfully aesthetic poses.

According to the wall label:

The work of the pioneering photographer Rotimi Fani-Kayode calls attention to the politics of race, representation and queer desire.

Mikhael Subotzky (South Africa)

I Was Looking Back is a large installation of 18 photos in which he revisited every photo he’d ever taken,

in an attempt to formulate a new narrative that actively exposes and deconstructs white masculine power, a defining feature of Subotzky’s experience as a white, privileged, South African male.

They include photos of blacks being beaten up and intimidated by the police, photos from inside prisons or from grim wasted slums. The photos are, apparently,

an attempt to expose and destabilise the systems of hegemonic male power that enable and normalise these acts of violence.

Middle East (2)

Fouad Elkoury (Lebanon)

Civil War 1977-86 a photo record of daily life in Beirut during the Lebanese civil war and its aftermath, including the series features here of militiamen posed against battle-scarred buildings.

Adi Nes (Israeli)

Soldiers a series in which Nes photographed young men posing as soldiers in the Israeli Defence Force i.e. they are not real soldiers. Nes is, naturally, gay.

Nes not only infuses his images of the military with homoeroticism but also reveals the strong homosocial bonds that exist between soldiers, as well as inscribing the queer body into the military imagination.

Untitled from the series Soldiers (1999) by Adi Nes. Courtesy Adi Nes & Praz-Delavallade Paris, Los Angeles

Akram Zaatari (Lebanon)

Zaatari found damaged negatives of bodybuilders in the archive of the Lebanese studio photographer Hashem El Madani and blew them up far beyond their original scale to emphasise the damaged, degraded effect, conveying a poignant sense of the passage of time.

According to the curator the photographs:

examine the construction of Middle Eastern masculinity and virility while also reflecting on Western, Orientalising perceptions of masculinity.

Asia (3)

Masahisa Fukase (Japan)

Two series:

Memories of my father (1971 to 1990) – photographic record of the artist’s father, Sukezo, through life and death

Family (1971 to 1990) – over two decades a series of formal posed photos of Fukase and his family but in each one of them a young woman is present, often half dressed, in stylised or parodic poses, so that they:

meditate on the ways in which women are still systematically subordinated to men.

Is that what you see in this photo?

Upper row, from left to right: A, a model; Toshiteru, Sukezo, Masahisa. Middle row, from left to right: Akiko, Mitsue, Hisashi Daikoji. Bottom row, from left to right: Gaku, Kyoko, Kanako, and a memorial portrait of Miyajo, 1985, from the series Family 1971-90 by Masahisa Fukase © Masahisa Fukase Archives

Sunil Gupta (India)

  • Christopher Street – street photos of gay men in New York, 1976
  • Exiles – gay men in India, often forced to hide their true sexuality, 1987
  • Pretended Family relationships – a work lamenting the way gay couples had to disguise their relationships after the Section 28 legislation was passed by Mrs Thatcher’s government in 1988

Untitled 22 from the series Christopher Street, 1976 by Sunil Gupta © Sunil Gupta. All Rights Reserved, DACS 2019

Australia

Tracey Moffatt: Heaven

This playful film from famed director and photographer Tracey Moffatt turns the tables on traditional representations of desire to examine the power of the female gaze in the objectification of men’s bodies. HEAVEN begins with surreptitiously filmed documentary footage of brawny surfers changing in and out of bathing and wet-suits. While the soundtrack switches between the ocean surf and male chanting, Moffatt moves closer to alternately flirt with and tease her subjects, who respond with a combination of preening and macho reticence. This witty piece is a potent and hilarious meditation on cinematic and everyday sex roles, voyeurism, power, and the thin line between admiration and invasiveness.

Russia (0)

China (0)

Summary

1. Lots of feminist women photographers (in the sense that all the women photographers were making points about men which were, as far as I could see, were entirely negative. None of them celebrating any aspect of maleness.)

2. At least half, if not more, of the male photographers are gay i.e. if the exhibition as a whole is about one particular type of masculinity, it is about gay masculinity.

3. No photographers and no photographs from Russia or China. Hmm. Because they don’t have men there? Or no photographers there? Or because not enough of them are gay (either the subjects or the photographers themselves)? Or because the curators don’t think Russia and China matter?

55 photographers in all, 23 from America, lots of the others covering American subjects – but none from Russia or China.


Related links

Other Barbican reviews

More photography reviews

Modernity Britain: Opening the Box 1957–59 by David Kynaston (2014)

Opening the Box is the first book in volume three of David Kynaston’s epic social history of post-war Britain.

It opens on 10 January 1957 as Harold Macmillan drops by Buckingham Palace to be made Prime Minister, and ends on Friday 9 October 1959 as the final results show that the Conservatives have won a staggering majority of 100 in the General Election: so the book covers about two years and nine months of British domestic history.

I say ‘domestic’ because there is no, absolutely no, mention of the British Empire, the independence struggles / small wars the British Army was fighting, or the impact of foreign affairs on Britain. The Suez Crisis was dealt with briskly and briefly at the very end of the previous volume: this book is utterly focused on the domestic scene.

In its end points Kynaston provides the usual bombardment of quotations from hundreds of diverse sources, from housewives and soldiers, social planners and architects, young and thrusting writers and crusty old critics, politicians idealistic and cynical, commentators on rugby, cricket, soccer and horse-racing – alongside summaries of scores of numerous sociological reports and surveys carried out during these years into all aspects of social life, and social policy – on housing and new towns and flats, consumer behaviour, ideas of class, the family, and so on.

Unlike a traditional historian Kynaston skips quickly past even quite major political events from the period (and even these tend to be viewed through the prism of his diarists and journal keepers) in order to measure their impact on the ordinary men and women caught up in them.

This is his strength, his forte, the inclusion of so many contemporary voices – experts and ordinary, powerful and powerless – that immersing yourself in the vast tissue of quotes and voices, speeches and reports, diaries and newspaper articles, builds up a cumulative effect of making you feel you really know this period and have lived through these events. It is a powerful ‘immersive’ experience.

But in this, the fifth book in the series, I became increasingly conscious of a pronounced downside to this approach – which is that it lacks really deep analysis.

The experience of reading the book is to be continually skipping on from the FA Cup Final to the Epsom Derby to the domestic worries of Nella Last or Madge Martin to a snide note on the latest political developments by a well-placed observer like Anthony Crossland or Chips Channon, to a report by the town planners of Coventry or Plymouth alongside letters to the local press, to the notes of Anthony Heap, an inveterate attender of West End first nights, or the thoughts about the new consumer society of Michael Young, to the constant refrain of excerpts from the diaries of Kenneth Williams, Philip Larkin and even Macmillan himself.

This all undeniably gives you a panoramic overview of what was happening and, like the reader of any modern newspaper or consumer of a news feed, to some extent it’s up to you, the reader, to sift through the blizzard of voices and information and opinions and decide what is interesting or important to you.

The downside is that you never feel you’ve really got to the bottom of any of the issues. Even the big issues, the ones Kynaston treats at some length (20, 30, 40 pages) never really arrive at a conclusion.

The housing crisis

The housing crisis existed before the war, as social reformers became increasingly aware of just how many millions of British citizens were living in squalid, damp, unlit, unventilated Victorian slums with no running water, baths and only outside toilets – the kind of conditions reported on by George Orwell among others. But the situation was, of course, greatly exacerbated by the German blitz on most of Britain’s major cities, from Plymouth to Glasgow. By 1957 it was estimated there were some 850,000 dwellings unfit for human habitation in the UK.

The result was city councils who were well aware of the need to modernise their cities, to get rid of the old slums and rebuild not only houses but, potentially, the entire layout of the cities. Arguably this was the key issue for a generation after the war and Kynaston reverts to it repeatedly. He quotes town planners and architects as they engaged in fundamental debates about how to go about this task, the most obvious division being between ‘urbanists’, who thought working class communities should be rehoused within the city boundaries, if possible close to or on the same location as the existing slums, once they’d been demolished and new houses built – and ‘dispersionists’, who thought a large percentage of big city populations should be moved right out of the inner cities to a) brand new model estates built on the outskirts of the city, like Pollok outside Glasgow or b) to new towns, overspill towns built 20, 30 or 40 miles away, which could be planned and designed rationally from scratch (places like Stevenage or Harlow).

This debate overlapped with another binary set of alternatives: whether to re-accommodate people in houses or in blocks of flats, with barrages of argument on both sides.

Proponents of flats made the simple case that building vertically was the only way to accommodate such large populations a) quickly b) within the limited space within city borders. They were backed up by zealously modernist architects who had an ideological attachment to the teachings of Le Corbusier and the Bauhaus and thought, at their most extreme, that the new designs for living would change human nature and bring about a new, more egalitarian society. So aesthetics and radical politics were poisonously intertwined in the strong push towards flats.

Ranged against them were a) the tenants, who didn’t want to move into flats, pointing out that flats:

  • are noisy and poorly sound-proofed
  • have no privacy
  • have no gardens
  • so that the kids have to be penned up inside them (‘awful places for families to live in’ – diarist Marian Raynham)
  • the rents are higher

And b) the more conservative or sensitive architects and planners who recognised the simple fact – which comes over in survey after survey after survey that Kynaston quotes – that people wanted a house of their own. Interestingly, this wish turns out to itself be based on an even simpler idea – that almost everyone interviewed in numerous surveys, by writers and newspaper journalists – wanted privacy.

  • ‘I think that the natural way for people to live is in houses,’ Mrs E. Denington, vice-chair of the London County Council’s Housing Committee.
  • ‘Houses are preferred because they are more suitable for family life,’ Hilary Clark, deputy housing manager Wolverhampton

Kynaston emphasises that the years covered in his book were the tipping point.

1958 was the year when modernism indisputably entered the mainstream. (p.129)

During 1958 it became almost a cliché that London’s skyline was changing dramatically. (p.132)

Through the four books so far, and in this one as well, Kynaston gives extensive quotes from slum-dwellers, flat occupiers, new home owners, planners, designers, architects and the sociologists who produced report after report trying to clarify what people wanted and so help shape decisions on the issue.

But – and here’s my point – we never really get to the bottom of the problem. Kynaston quotes extensively and then… moves on to talk about Tommy Steele or the new Carry On film. But I wanted answers. I wanted to hear his opinion. I wanted a systematic exposition of the issues, history and debate which would lead up to conclusions about how we now see it, looking back 65 years.

But there is nothing like that. Kynaston just describes the debate as it unfolded, through the words of reports and surveys and sociologists and architects. But his debate never reaches a conclusion. And after a while that gets a bit frustrating.

Industrial relations

The 1945 Labour government famously nationalised a range of major industries and then, just as famously, ran out of ideas and lost the snap 1951 election.

As the 1940s turned into the 1950s industrial relations remained poor, with Kynaston repeatedly mentioning outbreaks of strikes, sometimes on a big enough scale (like the London dockers strike of 1949) to affect food supplies and spark a range of outraged opinions in the housewife diarists who are among his core contributors.

As the 1950s progress we get snippets of middle class people taking student or holiday jobs down among the working classes and being shocked by the widespread slackness and the culture of skiving which they discover. To balance the picture out, he also gives us, from time to time, vivid portraits of some of the ‘captains of industry’, heads of large companies who turn out to be eccentrics or egomaniacs.

Altogether, as usual, the reader has a vivid sense of the feel of the times and the experiences of a wide range of people living through them. But there are no ideas about industrial policy, trade union legislation, its impact on industry, the economy and the Labour Party which was often seen as being in thrall to stroppy and irresponsibly organisations.

In fact I did glean one idea from reading well over 1,500 pages of Kynaston’s history: this is that around about 1950, the British government and British industry had a once-in-a-generation opportunity to seize the industrial and commercial advantage across a wide range of industrial and consumer goods. German and Japanese industry still lay prostrate after the war and the Americans were focusing on their home markets. If the right investment had been channelled by a capitalist-minded government into the right industries, and if Britain had adopted German-style industrial relations (e.g. having worker representatives on the boards of companies) to ensure unified focus on rebuilding, then Britain might have anticipated what became known as ‘the German economic miracle’.

But it didn’t. The trade unions preferred the freedom of collective bargaining (i.e. found it more convenient to be outside management structure so that they could blame the management for everything and go on strike whenever it suited them), the Labour government was more concerned about a Socialist-inspired programme of nationalising industries in the hope of creating ‘the New Jerusalem’, and many managements found selling the same old products to the captive markets of the Empire and Commonwealth far easier than trying to create new products to market in Europe or America.

At all levels there was a failure of nerve and imagination, which condemned Britain to decades of industrial decline.

The catch is: this isn’t Kynaston’s idea – he quotes it from Correlli Barnett’s searing history of post-war failure, The Audit of War. In a nutshell, Kyanston’s wonderful books present the reader with a Christmas pudding stuffed with a vast multitude of factoids and snippets and post-war trivia and gossip and impressions deriving from an incredibly wide array of eye witnesses. But it is precious thin on ideas and analysis, and at the end of the day, it’s the big idea, the thesis, the interpretation which we tend to remember from history books.

The consumer society

This volume definitely depicts the arrival and triumph of ‘the consumer society’. I had thought it was a later phenomenon, of the 1960s, but no. By 1957 56% of adults owned a TV set, 26% a washing machine, 21% a telephone, only 12% a dishwasher, and 24% of the population owned a car. Aggressive new advertising campaigns promoted Fry’s Turkish Delight, Ready Brek, Gibbs SR, Old Spice, the Hoovermatic twin tub, Camay soap and Blue Band margarine.

People faced with ever-widening products to choose from need advice: hence the Egon Ronay Guide to restaurants, launched in 1957, followed in October by Which? magazine.

Even Mass-Observation, which started with such socialist ambitions in 1937, and has provided Kynaston with such a wealth of sociological material for the previous four books, had, by now, become ‘an organisation devoted to market research rather than sociological enquiry.’

Topics

1957

  • January – Bolton Wanderers beat Leeds United 5-3, the third series of Dixon of Dock Green kicks off, the Cavern nightclub opens in Liverpool, Manchester United beat Bilbao 3-0 to go into the semi-finals of the European Cup, Lawrence Durrell publishes Justine, Flanders and Swann open a musical review at the Fortune theatre, strike at the Briggs motor plant, 20-year-old Tommy Steele continues to be a showbiz sensation, end of the Toddlers’ Truce the government-enforced ban on children’s TV programmes between 6 and 7pm,
  • February – launch of BBC’s weekday new programme Tonight, publication of Richard Hoggart’s The Uses of Literacy, publication of Family and Kinship in East London by Michael Young and Peter Willmott (‘urbanists’ arguing that extended kinship networks in Bethnal Green provide emotional and practical support which Bethnal Greenites who’d moved out to new estates in Debden missed),
  • March – the Daily Mail Ideal Home exhibition visited by the Queen and Prince Philip, a Gallup survey showed 48% wanted to emigrate, start of big shipbuilding and engineering union strikes,
  • April – opening night of John Osborne’s play The Entertainer
  • May – Manchester United lose the FA Cup Final 2-1 to Aston Villa, petrol comes off the ration after five months
  • June – British Medical Council report linking smoking to lung cancer (reinforcing Richard Doll’s groundbreaking 1950 report) the government refuses to intervene; ERNIE makes the first Premium Bonds random draw, brainchild of Harold Macmillan; end of the pioneering photojournalistic magazine Picture Post founded in 1938, whose star photographer was Bert Hardy;
  • 20 July Prime Minister Harold Macmillan speaks at a Tory rally in Bedford to mark 25 years’ service by Mr Lennox-Boyd, the Colonial Secretary, as MP for Mid-Bedfordshire, and claims that ‘most of our people have never had it so good’; national busman’s strike; publication of Room at the Top by John Braine.
  • September – the Wolfenden Report recommends the decriminalisation of homosexual acts between consenting adults in private; Ted Hughes’ first volume of poetry, The Hawk In The Rain, published; film version of Lucky Jim released, criticised for watering down the book’s realism
  • October – at Labour Party conference Nye Bevan comes out against nuclear disarmament, disillusioning his followers and creating a rift between the party and much of the left-leaning intelligentsia; 4 October Sputnik launched into orbit by the Russians; fire at the Windscale nuclear power plant; publication of Declaration, an anthology of essays by Angry Young Men (and one woman): Doris Lessing, Colin Wilson, John Osborne, John Wain, Kenneth Tynan, Bill Hopkins, Lindsay Anderson and Stuart Holroyd.
  • November – top of the charts is That’ll Be The Day by Buddy Holly and the Crickets; the Russians launch a second satellite, this one with a dog, Laika, aboard; the General Post Office introduces postal codes; Campaign for Nuclear Disarmament set up in response to Britain’s detonation of a H-bomb;
  • December – the Queen’s first Christmas broadcast, from Sandringham;

1958

  • resignation of the Chancellor Peter Thorneycroft after his insistence that government spending should be cut was rejected; launch if Bunty comic for girls
  • February – launch of Woman’s Realm magazine; 6 February the Munich Air Disaster in which a plane carrying the Manchester United football team, support staff and eight journalists crashed on take-off, killing 23;
  • March 1 BBC’s Radiophonic Workshop opens;
  • April – publication of Parkinson’s Law and Dr No; first CND march to Aldermaston; Balthazar, second volume in The Alexandria Quartet by Lawrence Durrell; Raymond’s Revuebar opens in Soho; London bus strike;
  • May first performance of The Birthday Party by Harold Pinter and A Taste of Honey by Shelagh Delaney and Chicken Soup with Barley by Arnold Wesker;
  • July The Darling Buds of May by H.E. Bates; introduction of Green Shield Stamps; the first Little Chef; the Empire and Commonwealth Games held in Cardiff;
  • August – release of the first single by Cliff Richard; Kenton and Shula Archer born; the Empire theatre in Portsmouth closes down, replaced by a supermarket; Notting Hill Riots, the most serious public disorder of the decade, petrol bombs, knives, razors, huge mobs chanting ‘Kill the niggers’ – the race problem Winston Churchill had fretted about in 1951 had arrive with a vengeance with about 165,000 non-white immigrants living in the UK; coincidentally, the launch of The Black and White Minstrel Show; Christopher Mayhew presents a TV series titled Does Class Matter?
  • September – Carry On, Sergeant, first of the Carry On films, released; publication of Culture and Society by Raymond Williams, which more or less founded ‘cultural studies’;
  • October – first editions of Grandstand and Blue Peter;
  • November – publication of The Rise of the Meritocracy by Michael Young;
  • December 3 National Coal Board announces the closure of 36 coal mines, as a result of falling demand due to coal being ‘brutally undercut’ by oil (p.236); 5 December Macmillan opens the 8.5-mile-long Preston bypass, first stretch of motorway in England, which will become part of the M6; John Betjeman’s Collected Poems published, representing one strand of middle class culture, while A Bear Called Paddington is published, first in a series of books, plays and films which continues to this day; 30 the government announces the full convertibility of the pound, meaning it won’t have to run down gold stocks defending it, but at the same time becomes vulnerable to speculation;

1959

  • January Henry Cooper becomes British and British Empire heavyweight champion;
  • February 3 Buddy Holly dies aged 22; film version of Room at the Top released marking ‘the start of the British new Wave in the cinema’; debut of Fings Ain’t Wot They Used T’Be at the Theatre Royal Stratford East; March To Aldermaston a documentary about the 1958 march, edited by Lindsay Anderson with Richard Burton reading Christopher Logue’s script;
  • March release of Carlton-Brown of the Foreign Office starring Terry-Thomas; the year’s most popular film, Carry On Nurse; Goldfinger published, the seventh James Bond novel; march from Aldermaston to London; expansionary Budget;
  • May: C.P. Snow gives his lecture about the two cultures (ie most people who run things knowing masses about the arts and nothing about science); Sapphire directed by Basil Dearden is a whodunnit with strong racial overtones; 17th a black student Kelso Cochrane is stabbed to death in Notting Hill leading to raised tensions in West London and ‘Keep Britain White’ rallies and worried reports about the lack of ‘racial integration’ in Birmingham;
  • June
  • July: The Teenage Consumer, a pamphlet by Mark Abrams defining them as aged 15-24 and unmarried;
  • August: Cliff Richard number 1 with Livin’ Doll; President Eisenhower makes a state visit and is on TV chatting with Harold Macmillan;
  • September: City of Spades by Colin McInnes and Billy Liar by Keith Waterhouse published;
  • October: The Loneliness of the Long-Distance Runner by Alan Sillitoe; Noggin the Nog created by Oliver Postgate and Peter Firmin; and the General Election: Conservatives win 49.4% of the vote and 365 seats, Labour 43.8% and 258, the Liberals 6, giving the Conservatives an overall majority of 100.

Studies and surveys

Being a list of the studies and surveys carried out during the period by sociologists, universities, newspapers and polling organisations:

  • 1954 Early Leaving a study of who left state school early, and why (children of the unskilled working class made up 20% of grammar school intake but only 7% of sixth forms)
  • 1957 Abrams study of 200 working class married couples (they lacked the ambition required to push their children on to further education)
  • 1958 Edward Blishen survey of TV’s impact on families (too much violence; difficult to get the kids to go to bed afterwards)
  • 1958 J.B. Cullingworth surveyed 250 families who’d moved to an overspill estate in Worsley from Salford
  • 1959 J.B. Cullingworth surveyed families who’d moved to Swindon
  • Floud et al study of grammar schools in Hertfordshire and Middlesborough (over half of working class parents wanted no further education for their children after school)
  • Margot Jeffreys interviewed housewives in an out-county LCC estate in Hertfordshire (1954-5)
  • 1957 Maurice Broady conducted interviews on the huge Pollok estate outside Glasgow
  • Eve Bene survey of 361 London grammar school boys on attitudes and expectations (45% of working class kids wanted to stay on past 16, compared with 65% of middle class pupils)
  • 1958 Ruth Glass investigation of racial prejudice
  • 1958 Geoffrey Gorer study of television viewing habits (families don’t talk as much)
  • 1958 Television and the Child by Hilde Himmelweit (kids routinely watch TV till it stops, TV is a great stimulator but fleetingly, shallowly)
  • 1962 Brian Jackson and Dennis Marsden Education and the Working Class a study of 88 working class kids in Huddersfield who went to grammar school (charts the parents’ progressive incomprehension of what their children are studying)
  • 1958 The Boss by Roy Lewis and Rosemary Stewart, about the social background of captains of industry e.g. family connections and public school still paramount
  • 1959 The Crowther Report, 15 to 18 (children of unskilled working class over-represented, the kids of non-manual workers under-represented: i.e. they were a sink of the poorest)
  • 1959 Ferdynand Zweig survey of working class men and their attitudes to washing machines
  • 1960 Michael Carter survey of 200 secondary modern schoolchildren as they left school
  • 1961 William Liversidge survey of grammar school and secondary modern school leavers

Patronising and condescending

Although Kynaston several times harps on the fact that Macmillan (Prime Minister from 1957 to 1963) was an Old Etonian, that his first Chancellor, Peter Thorneycroft, was another old Etonian and when he was sacked he was replaced by Derick Heathcoat Amory, another old Etonian, that in fact nearly half of the Macmillan cabinet went to Eton – there turns out to be surprisingly less condescension and patronage from these phenomenally upper-class toffs as you’d imagine. In fact the reverse: Macmillan’s diaries worry about all aspects of the political and international scene but when he tours the country and meets people, I was rather touched by his genuine concern.

No, the really condescending and patronising comments come, as so often, not from the politicians (who, after all, had to be careful what they said) but from the intellectual ‘elite’, from the writers and cultural commentators and architects who all too often looked right down their noses at the ghastly taste and appalling interests of the proles.

Housing

Throughout the book, most of the modern architects regard themselves as experts on human nature, experts on what people want, and are bravely, boldly undeterred by the actually expressed opinions of real people in places like public meetings, letters to newspapers and suchlike bourgeois distractions. Alison and Peter Smithson were among the leaders of the British school of Brutalism. For them architecture was an ethic and an art. As Alison wrote: ‘My act of form-giving has to invite the occupiers to add their intangible quality of use.’ They helped to develop the notion of ‘streets in the sky’, that ‘communities’ could be recreated on concrete walkways suspended between blocks of flats, a form of ‘urbanism that abandoned the primacy of the ground plane in favour of a rich spatial interplay of different layers of activity’.

No matter that the overwhelming majority of ordinary people opposed these plans. The architect knows best. And the planners. Kynaston lists scores of chief architects and planners in cities like Glasgow, Birmingham, Coventry, London, who oversaw a quickening pace of mass demolitions, of slums, of old buildings of all kinds, in order to widen roads, create urban dual carriageways, build new blocks of flats, taller, more gleaming, more visionary, streets in the sky! And if the poor proles who would then be shepherded into these badly built, dark, leaky, anti-social blocks murmured their reluctance, they were ignored, and patronised. Kynaston quotes an article written by Raphael Samuel on the Labour council of Aberdare in South Wales who devised a plan to demolish a third of the town’s houses despite vehement opposition from the inhabitants.

The Glamorgan planners did not set out to destroy a community. They wanted to attack the slums and give to the people of Aberdare the best of the open space and the amenities which modern lay-out can provide. It did not occur to them that there could be any opposition to a scheme informed by such benevolent intentions; and, when it came, they could only condemn it as ‘myopic’. (quoted page 320)

My point is – neither the planners nor architects who refused to listen to ordinary people were Old Etonians; the opposite; they tended to be locally-born, Labour-voting architects and administrators which made their frustration with their own people’s obstinacy all the more pointed.

Culture

The situation was different in the humanities where the most vociferous Marxists tended to have had staggeringly privileged upbringings. Take the Marxists historians E.P. Thompson (educated at the Dragon Preparatory School in Oxford, Kingswood private School in Bath and Corpus Christi College, Cambridge) and Christopher Hill (St Peter’s Private School, York and Balliol College, Oxford), they took it on themselves and their tiny cohort of like-minded communists and academics, to define what the working classes really wanted, and it turned out it wasn’t clean accommodation with hot and cold running water, a washing machine and a nippy new car out the front – Thompson and Hill knew that the working classes really wanted to create a new kind of man for the modern age!

Thus Kynaston ironically quotes E.P. Thompson ticking off Labour politician Anthony Crosland for the crime of suggesting, in his pamphlet The Future of Socialism, that after a decade of austerity and rationing what the people wanted was cafés, bright lights and fun. No no no, lectures Thompson:

Men do not only want the list of things which Mr Crosland offers; they want also to change themselves as men.

Says who? Says Edward Thompson, Kingswood School Corpus Christi College.

However fitfully and ineffectually, they want other and greater things; they want to stop killing one another; they want to stop this pollution of their spiritual life which runs through society as rivers carried their sewage and refuse throughout nineteenth-century industrial towns.

‘This pollution of their spiritual life’ – Thompson is talking about television, specifically ITV, which was polluting the working class with poisons like Gunsmoke and Opportunity Knocks. The actual working class has always been a terrible disappointment to men like Thompson and Hill. Kynaston details at length their agonising about whether to leave the communist party after the Soviet invasion of Hungary in 1956, and then how they go on to set up independent Marxist magazines and write articles for other like-minded over-educated academics who fondly thought their little articles made a bit of difference to anything.

But it wasn’t just the privately educated Marxists, genuine men of the people like playwright Arnold Wesker, son of a cook and a tailor’s machinist, who had a really tough upbringing and meagre education in  Stepney and Hackney. He is quoted as attending a left-wing meeting addressed by Raymond Williams (grammar school and Trinity College, Cambridge), author of the pioneering book Culture and Society and then Labour front-bencher Richard Crossman (Winchester and new College), who wrote a column in the Daily Mirror. This is Wesker describing the meeting in a letter to his wife:

How could he, as a Socialist, support a paper [the Mirror], which, for its vulgarity, was an insult to the mind of the working class; a paper which painted a glossy, film-star world. (quoted p.143)

The point is that, at this distance, I admire Crossman for writing a column in the Mirror, the bestselling newspaper of its day i.e. the most-read by the ‘working classes’ – for addressing the world as it is, for making the most of it, and find it hard not to dislike Wesker for his arrogance: ‘the mind of the working class’ – where is that exactly? how does he, Wesker, know what ‘the mind of the working class’ is thinking, or wants?

A little later Kynaston quotes the anthropologist Geoffrey Gorer (Charterhouse and Jesus College, Cambridge) who wrote a series of articles about television in which ‘he came down hard on working class viewers’:

Not only did they eschew ‘topical programmes, discussions and brains trusts, serious music and ballet,’ instead obstinately preferring ‘films and serials, variety and quizzes’, but almost half of them were ‘addicts’ (defined as watching at least four hours a night), with as a result ‘all sense of proportion lost in their gross indulgence, and their family life, if not wrecked, at least emptied of nearly all its richness and warmth.’ (p.152)

My point being that is it not Macmillan and his Old Etonian chums saying this; it was left wing architects, planners, historians, intellectuals, writers, anthropologists and sociologists who were most critical and patronising of the actual working class as it actually existed (despairing that ‘the workers’ were not the idealised heroes of communist propaganda, but lazy blokes who liked to drink beer from cans in front of the Benny Hill show).

Race

There is a similar sense of disconnect on the issue of race and immigration, which Kynaston explores in some detail à propos the Notting Hill Riots of August 1958.

He shows how almost all the reporters, journalists, sociologists and so on who visited Notting Hill and other areas with high immigrant populations (the West Midlands was the other hotspot) discovered, not the virulent hatred of the American South, but nonetheless consistent opinions that immigrants got unfair advance on the housing waiting lists, exploited the benefits system, lived in overcrowded houses and made a lot of noise – all leading to a strong groundswell of popular opinion that immigration needed to be controlled. (There were 2,000 immigrants from Commonwealth countries in 1953, 11,000 in 1954, 40,000 by 1957).

But all the leading politicians, and most MPs, stood firmly against introducing immigration restrictions and were careful not to blame or stigmatise the coloured communities, even when there were gross incidents of racially aggravated riots, like at Notting Hill. The politicians realised it would be very difficult to devise any form of immigration control which wasn’t, on some level, based on the fact that you were trying to stop people with black skins entering the country i.e. naked racism, tantamount to apartheid in Wedgwood Benn’s opinion.

The handful of Tory MPs who did call for restrictions accompanied were shouted down. At one parliamentary meeting, one Tory MP, Cyril Osborne, accompanied his calls with accusations that blacks were lazy, sick or criminal, and drew down such a tsunami of criticism that he was reduced to tears. All MPs observing this realised that immigration was not a topic to speak out on. If any mention was made of it, it must be in the most positive and emollient terms. Thus the political class, the men who ruled the country, painted themselves into a position where free and frank debate of the issue was impossible.

But the actual population of the country, ‘the people’ which all parties claimed to speak for, disagreed. There is a surprising paucity of sociological research, field studies and surveys on the subject (compared with the welter of research done into the endlessly fascinating subject of ‘class’). But Kynaston quotes a Gallup poll taken at the time of the riots, in August 1958, which revealed that:

  • 71% disapproved of mixed marriages
  • 61% would consider moving if significant numbers of coloured people moved into their neighbourhood
  • 55% wanted restrictions on non-white immigration
  • 54% didn’t want people from the Commonwealth put on housing waiting lists on the same level with locals

People’s opinions were simply ignored. The rulers of the country knew best. No attempt was made to limit immigration which continued to grow throughout the 1960s and indeed up to the present day, which has resulted in our present blissful political situation.


Related links

Related reviews

Reviews of fiction from the period

The Spy Who Came In From The Cold by John le Carré (1963)

Who do you think spies are: priests, saints and martyrs? They’re a squalid procession of vain fools, traitors, too, yes; pansies, sadists and drunkards, people who play cowboys and Indians to brighten their rotten lives. Do you think they sit like monks in London balancing the rights and wrongs? I’d have killed Mundt if I could, I hate his guts; but not now. It so happens they need him. They need him so that the great moronic mass that you admire can sleep soundly in their beds at night. They need him for the safety of ordinary, crummy people like you and me.’ (p.231)

This is a really brilliant novel: wonderfully conceived, powerfully imagined, expertly executed, clearly written. It was le Carre’s breakthrough novel, only his third, which established him as a major player and created an entirely new downbeat, realistic feel for spy thrillers.

Plot

Alec Leamas works for British intelligence as station officer in Berlin. When his network is ‘rolled up’ ie arrested by East German security, he returns to England, like all le Carré’s protagonists aware of his advancing age and wondering if he is over the hill. He is given menial duties working in the banking section of the ‘Circus’ (so-called because it is located in London’s Cambridge Circus) and called in for a special meeting with ‘Control’, who has a plan.

Leamas will undertake a daring mission. He will be dismissed from the Circus under a cloud to the accompaniment of orchestrated gossip that he’s been badly treated and tricked out of a pension. He will drink heavily, get himself thrown into prison, in every way appear to be disillusioned, and so make himself available to be approached by ‘the other side’. He will, in short, set himself up to be a defector.

And this is just what happens. He drinks heavily to cultivate the image. Bad mouths the Service which has given him a menial job in banking. Eventually the Service ‘lets him go’. He is unemployed. He drinks heavily. He gets a job at a library and falls in love with a Jewish communist librarian, Liz Gold. He drunkenly assaults a greengrocer, knocking him out, getting arrested and sent to prison.

Sure enough, as soon as he gets out he is approached by one Ashe, who offers to look after him. After some chat he is passed on to a tougher man named Kievers. This man ascertains that Leamas worked for the Service and is prepared to talk about it, and explains he will be taken abroad for a short while to earn money telling what he knows. He flies under a false passport to Holland where he is handed over to a more senior figure, Peters. This Peters offers Leamas £15,000 to tell everything he knows about the Circus. Leamas agrees and answers all questions over several days interviewing.

They are in the middle of the process when news comes that the authorities in Britain have put out an alert for him. At this point Leamas becomes genuinely afraid – this wasn’t in Control’s plan. Peters and his German minders say he must now be moved East for his own safety. They fly to Berlin and drive across the checkpoint into East Berlin. From there Leamas is taken to an isolated safe house amid pine forests and meets Fiedler, number two in the Abteilung, the East German secret police.

In long interrogations – really conversations – with Fiedler, Leamas reveals everything he knows about the Circus’s operations in East Germany: about his network, how it was run, who was paid what etc. In among all the true stuff, though, is the thread of disinformation – a set of misleading facts about secret payments he had to make via Scandinavian banks.

The point of the mission

It is this which is the core of Leamas’s mission: because the dates of the payments have been timed to match the dates of trips to Scandinavian countries by Mundt, the head of the Abteilung. In other words, the entire deception is designed to frame Mundt and give his number two, Fiedler, the evidence he needs to arrest and eliminate Mundt. Cunning.

At every stage Leamas plays it perfectly by being reluctant: pretending not to know that the dates tie up, then refusing to believe Mundt could be a spy since he, Leamas, ran the German network and would have known about him. Leamas’s ignorance and reluctance to go along with the notion of Mundt’s guilt are designed to encourage Fiedler’s belief in it.

Mundt in A Call For The Dead

NB It is useful to have read A Call For The Dead before this novel, as this is the same Mundt who appears as in that novel as the head of the East German Steel Mission to Britain. When the network is ‘blown’ he oversees the assassination of agents who risk further exposure.

a) Although these events are referred to in Spy, it is more powerful to have read and experienced them in the earlier book; it gives a stronger sense of Mundt’s brutality. b) It is part of Fiedler’s case against Mundt that Mundt was able to leave England so easily after his network was exposed because Mundt did a deal with British Intelligence, and ever since then has been a double agent, rising up in the Abteilung, sending information to London.

Reversals

The novel is perfectly paced. All the events unfold with a deep and pleasing inevitability, yet nothing is forced or hurried. There is a sudden reversal – Fiedler is still interrogating Leamas when their house is taken over by security guards working for Mundt, who has intervened to arrest Fielder and Leamas. The latter is badly beaten then begins to be interrogated by Mundt (who we finally meet, cold and calculating). But almost immediately there is a further switch, because Fielder had just sent a dossier of his case against Mundt to the Praesidium, who now release Fiedler and imprison Mundt.

The impasse must be resolved and so the Praesidium organises an investigation to be set in a court room, each side making its case. Fiedler argues compellingly against Mundt, listing the evidence which has led him to believe Mundt is a British double agent. However, Mundt’s lawyer then demolishes it: He all-too-accurately describes the Circus’s plot, the way Leamas was laid off, ran out of money poor, drank too much, assaulted the grocer – Mundt’s lawyer accurately describes this all as a scam, designed to lead to his recruitment by the Abteilung.

Up to this point he is describing events which could be interpreted either way. But then, in a dramatic coup, he introduces Liz, Leamas’s lover, the librarian, into the court. (In a parallel strand of the novel we had seen her be contacted by the British communist party and invited on a ‘goodwill visit’ to East Germany. It was all a ploy to enable her to be produced at the trial.) Here Mundt’s counsel extracts, from an obviously honest and reluctant witness, the fact that Liz knew about the assault before it happened, that Leamas said he had something he had to do, that he made their last night a formal goodbye (the day before he assaulted the grocer and went to prison) that, in other words, the whole thing was planned.

In further, damning, evidence, she reluctantly admits that she was visited by Smiley, who left a card and told her to get in touch if she had any problems or if she heard from Leamas; and that her lease was bought and sent to her, as if in payment for her aid.

Leamas listens in amazement. How incompetent of London! It is almost as if they were trying to undermine his mission, it is almost as if they wanted the mission to indict Mundt to fail, it is almost as if the whole mission was actually designed to incriminate Fiedler… at which point, Leamas realises with a shock… that Fiedler is right. That Mundt is London’s man. That Control and Smiley lied to him, and have used him and Liz as pawns in a deeper plot to discredit Fiedler – a genuine communist – because he was getting too close to Mundt – London’s double-agent.

Liz Gold

The narrative then follows Liz as she is taken from the court through miles of corridors of the vast prison for dissidents and intellectuals, has a dispiriting conversation with the zealous woman guard, and sinks in despair onto her bed… when the door of her cell is opened and it is Mundt, hurrying her along corridors, out of a door onto a gravel drive to the main gate, through it and up to a car and to Leamas. He leaves them.

This is a particularly effective passage because a) it skips quickly over events in the court room, which probably got a bit tedious b) it powerfully conveys Liz’s fear and bewilderment – for once we are not following the actions of a seasoned player of ‘the game’, we are feeling the devastating impact of this terrifying world on someone like us, the disorientation, the terror.

The Wall

Mundt has triumphed. Leamas and Liz are free. They get in the car and, as Leamas drives at speed back towards Berlin, he reveals the moral of the story. Because Liz is such a complete innocent, Leamas is able to explain the rationale of espionage from the ground up, how it is the logical extension of two conflicting ideologies, how it is infinitely superior to actual war, but how it has its own casualties, compromises, amorality. What did she expect? (See the quote at the head of this review.)

They pick up an agent at a pre-arranged place who guides them to the Wall and gives them precise instructions about how to climb over at a place where the wire has been cut. And so they walk to it and climb up and over as instructed except that, as Leamas pulls the girl up after him all the searchlights go on and there are shots. Liz’s body goes limp then falls. She and Leamas had discussed in the car how odd it was that Mundt was letting her go, an idealistic fool who now knows he is a top-ranking double agent ie she holds his life in her hands. Leamas realises Mundt planned to have her killed all along. And, in deeper disillusionment, realises his own side must have known it as well. And we don’t need to be reminded that Mundt is viciously anti-semitic and Liz was a Jew. The full horror of these people, of this world, of total expediency, hits us.

Leamas hears voices from the West telling him to climb over and down to safety. He hears Smiley’s voice ‘from quite close’. And, like the ageing, tired, and completely disillusioned man he is, Leamas deliberately climbs back down into the Eastern side, knowing what will happen, no longer wanting to live. And is shot dead.

The sense of psychological defeat, betrayal, moral squalor, is complete, and leaves an enduring taste in the mouth. The le Carré flavour.

Jewishness

Throughout the text characters show a sensitiveness to Jewishness which is strange to me. Maybe it’s Germany, with its special history, that makes it so prominent. But it is also important to the plot that Liz the librarian is Jewish, and that Fiedler, the number two, is Jewish. In the brief spell when Mundt’s men take over, before the Praesidium intervenes, Mundt is described as torturing Fiedler, and whispering ‘dirty Jew’, ‘filthy Jew’, in his ear. The woman gaoler in charge of Liz is similarly automatically, thoughtlessly anti-semitic. Leamas is not anti-semitic but immediately recognises someone as Jewish.

Maybe this ‘Jew awareness’ is one of the differences between 1963 and 2014 (when I’m writing), 50 years which have seen enormous immigration to all West European nations and the creation of truly multicultural societies. Maybe Jews were more noticeable in 1963, in a society almost 100% white and caucasian – whereas in 2014 any slight physical difference they (may) exhibit has been lost in the vast sea of racial/ethnic differences which now surrounds us.

Memories of the Cold War

This sensitivity to Jewishness is one aspect of the way this novel is now part of a vanished history. When I first read 1984 and Darkness At Noon in the 1970s, they scared me more than any horror story, they described an abyss into which all society, all humanity, could quite possibly fall, they described outcomes which might result from the political struggles of the time, from the power of communist and socialist parties across Europe even, potentially, from the power of the radical wing of the Labour Party.

It is not just that the Cold War ended and the West won. It is the way even the notion that one single ideology could conquer the world has evaporated. When this novel was published the world population was 3 billion. China, the USSR, all East Europe, Korea then Vietnam, Cuba and parts of Latin America, and a lot of Africa could be described as communist or at risk of becoming communist. Now the world population is over 7 billion and it’s not clear that any state is now genuinely communist. Although Islamic fundamentalism gives the West’s security services something to do, that sense that ‘one side’ will triumph has disappeared. There are now lots of anxieties, but they are to do with the economy, the environment, global warming, random acts of terrorism.

That one, bottomless, existential fear about the death of human freedom and the triumph of totalitarian communism which I remember from the 1970s and which was captured in novels like this, has disappeared like morning dew. It is impossible to explain it to my children. They have no idea what I’m talking about.

Dramatis personae

  • Alec Leamas – fifty-year-old spy, pretends to be a defector
  • Control – head of the ‘Circus’ ie British intelligence
  • George Smiley – peripheral to the plot, but appears at various moments, specifically when he visits Leamas’s girlfriend Liz Gold, to find out what if anything he’s told her communist party leaders about Leamas (he also witnesses Leamas beating up the grocer, and pays off Leamas’s landlord)
  • Liz Gold – naive, idealistic librarian and member of the Bayswater communist party
  • Ashe – effeminate, nervous German agent, who makes first contact with Leamas, hands him on to…
  • Kievens – who establishes that Leamas is prepared to defect
  • Peters – in Holland, debriefs Leamas at length
  • Jens Fiedler – number two in Eat German Abteilung, interrogates Leamas in a friendly collaborative way because he suspects his boss, Mundt, is an English double-agent
  • Mundt – head of East German security; cold, cunning, sadistic, he is in fact a British double-agent, and the whole point of Leamas’s mission turns out to be to protect him by discrediting Fiedler

Credit

The Spy Who Came In From the Cold by John le Carré, published 1963 by Victor Gollancz. All quotes from the 1981 Pan paperback edition.

The movie

The novel was made into a fantastically atmospheric black-and-white film, released in 1965, starring Richard Burton and featuring Michael Horden, Sam Wanamaker, Oskar Werner and Robert Hardy. It is as much a classic of the film world as the book is of literature. All the actors are immaculate. The direction, by Martin Ritt, is wonderful. The framing of almost every shot is perfect, many of the frames can be frozen and make classy still photos. Ritt has a fantastically good eye and a choice way of locating the camera, conceiving action, framing the shot. And at the heart of it is a towering performance by Burton, acting much older than his 40 years, looking and sounding a thousand years old.

Interviews

Le Carre has given innumerable interviews to the press and TV over the years.

Related links

John Le Carré’s novels

  • Call for the Dead (1961) Introducing George Smiley. Intelligence employee Samuel Fennan is found dead beside a suicide note. With the help of a CID man, Mendel, and the trusty Peter Guillam, Smiley unravels the truth behind his death, namely he was murdered by an East German spy ring, headed by Mundt.
  • A Murder of Quality (1962) Smiley investigates the murder of a teacher’s wife at an ancient public school in the West Country, incidentally the seat of the father of his errant wife, Lady Ann. No espionage involved, a straight murder mystery in the style of Morse or a thousand other detective stories.
  • The Spy Who Came in from the Cold (1963) Extraordinarily brilliant account of a British agent, Alec Leamas, who pretends to be a defector in order to give disinformation to East German intelligence, told with complete plausibility and precision.
  • The Looking Glass War (1965) A peculiar spy story about a Polish émigré soldier who is recruited by a ramshackle part of British intelligence, given incompetent training, useless equipment, and sent to his pointless death after murdering an East German border guard then blundering round the countryside before being captured. Smiley makes peripheral appearances.
  • A Small Town in Germany (1968) Political intrigue set in Bonn during the rise of a (fictional) right-wing populist movement. Didn’t like it.
  • The Naïve and Sentimental Lover (1971)
  • Tinker Tailor Soldier Spy (1974) His most famous book. Smiley meticulously tracks down the Soviet mole at the heart of the ‘Circus’ ie MI6.
  • The Honourable Schoolboy (1977) Jerry Westerby is the part-time agent instructed to follow a trail of money from the KGB in Hong Kong, which involves intrigue at various locations in the Far East. It is done on Smiley’s orders but the latter barely appears.
  • Smiley’s People (1979) The assassination of a European émigré in Hampstead leads via a convoluted series of encounters, to the defection of Karla, Smiley’s opposite number in the KGB.
  • The Little Drummer Girl (1983) A long and brilliant meditation on the Arab-Israeli conflict, embodied by Charlie, the posh young English actress recruited by Israeli intelligence and trained to ‘allow’ herself to then be recruited by Arab terrorists, thus becoming a double agent.
  • A Perfect Spy (1986) Long flashback over the career of Magnus Pym, diplomat and spy, which brilliantly describes his boyhood with his chancer father, and the long tortuous route by which he became a traitor.
  • The Russia House (1989) Barley Blair is a drunk publisher who a Russian woman approaches at a book fair in Moscow to courier secrets to the West. He is ‘recruited’ and sent back to get more, which is when things begin to go wrong.
  • The Secret Pilgrim (1990)
  • The Night Manager (1993)
  • Our Game (1995)
  • The Tailor of Panama (1996)
  • Single & Single (1999)
  • The Constant Gardener (2001)
  • Absolute Friends (2003)
  • The Mission Song (2006)
  • A Most Wanted Man (2008)
  • Our Kind of Traitor (2010)
  • A Delicate Truth (2013)