The Book of Sand by Jorge Luis Borges (1975)

The 1977 Penguin paperback edition of The Book of Sand is in two parts. Part one consists of a baker’s dozen of late short stories which take up 90 pages. Part two contains 35 poems taken from two of Borges’s final volumes of poetry, The Gold of the Tigers and The Unending Rose, presented in the original Spanish with English translations by the Scottish poet Alastair Reid on the facing page, and also taking up about 90 pages.

There’s an author’s note and an afterword. In the author’s note Borges reaffirms his allegiance to H.G. Wells, often overlooked by literary studies but clearly one of the most fertile, imaginative and influential writers of the first half of the twentieth century.

I have tried to be faithful to the example of H. G. Wells in combining a plain and at times almost colloquial style with a fantastic plot.

In the event, some of the premises of the stories may be fantastical, but they are all conveyed in such a low-key, downbeat, almost offhand manner that you barely notice. The stories don’t signpost their own remarkableness, they downplay it. The stories feel different from those in Dr Brodie’s Report, more consistently fantastical or imaginative than the determinedly realistic narratives in that collection – but both books have more in common and are very different from the intensely bookish ficciones of his Labyrinths phase. Any reader hoping for more ficciones will be sorely disappointed but will, if they allow their expectations to be reshaped by the texts, be rewarded by subtler, more fleeting pleasures.

The stories

1. The Other (location: Cambridge, Massachusetts)

A very relaxed, low key story in which Borges quietly remembers going to sit on a bench in Cambridge Massachusetts overlooking the Charles River and realising the young fellow who’s sitting at the other end of the bench is his own self, 50 years earlier. The young self thinks he is sitting on a bench in Geneva overlooking the river Rhone. Old Borges chats a bit about what’s happened to mum and dad, then when young Borges reveals the book in his hand is by Dostoyevsky, they fall to chatting about literature, as you do, quoting Victor Hugo and Whitman.

Beneath our conversation about people and random reading and our different tastes, I realized that we were unable to understand each other. We were too similar and too unalike. We were unable to take each other in, which makes conversation difficult. Each of us was a caricature copy of the other. The situation was too abnormal to last much longer…

Neither is terrified, but both afflicted with unease, and so hasten to make their excuses, say goodbye, promise to meet up the next day, and walk briskly away with no intention of keeping the rendezvous.

You know the big difference between this and a story by H.G. Wells. This one has no excitement. It is a teasing situation, but with no development or payoff. In fact it just dribbles to a close.

2. Ulrikke (York, England)

The narrator is named Javier Otálora. He is a professor at the University of the Andes. He is visiting York (in England) when he hears a pretty young woman talking in the hotel bar, gets chatting to her, they go for a walk across the freshly fallen snow which becomes steadily more archetypal or allegorical. There are no cars or roads, just them alone in the deep woods. They hear a wolf howl, she kisses him, they invoke the shades of Sigurd and Brynhilde, they arrive at another inn, climb as in a dream up the stairs to a bed where they make love. I think it is a waking dream. I think the author has been beguiled into some kind of re-enactment of the Sigurd and Brnyhilde legend.

3. The Congress (Argentina, 1902)

Don Alejandro Glencoe was a Uruguayan ranch owner and landowner. At one time he had ambitions to stand for the Uruguayan Congress but the political bosses barred  his way. And so, inspired by something he’d read, he decided to set up a Universal Congress, representing all people, representing all humanity. He starts the process by inviting an assortment of 20 or so people to meet regularly at the Gas-Lamp Coffee House in Buenos Aires, trying to ensure a cross-selection, including women and gauchos and blacks. The narrator is Alejandro Ferri and we follow as he is, first, told about the Congress, then taken along, then becomes an active participant, travelling to England on research into ways to expand it and into which books to order to create a definitive library for the Congress.

Soon after his return, in what one could possibly take to be a typically quixotic, random, Hispanic gesture, Don Alejandro scraps his own creation and abolishes the Congress, insisting the members take the library of (rather random) books they have painstakingly assembled and burning them in the street. The members go on to have a wild, intoxicating night together, then part, never to see each other, but convinced by Don Alejandro’s exhortation that the Congress is not dead; on the contrary, it has now become universal and all men and women are members of it, even if they don’t know it. All this happened between 1899, when the narrator arrived in Buenos Aires, and 1902, when he undertook his ill-fated journey to a snowbound London.

The best of Borges’s ficciones left you with your mind completely blown by the intensity and profundity of the ideas and visions he conjured up. These stories are much more ‘meh’. This is the longest of all Borges’s works of fiction and, after this volume was published, he claimed it was his favourite. Meh.

4. There Are More Things (Buenos Aires)

A deliberately hammy hommage to the lurid horror stories of H.P. Lovecraft, this one concerns a young student just finishing his studies. He had an uncle who had a house built in a suburb of Buenos Aires. The narrator gets news that his uncle has, sadly, died and then follows from a distance the subsequent developments, namely that the house is sold to a mysterious man who asks the original architect to build new extensions, which the architect indignantly refuses to do. After a few more investigations, the narrator one night, min a heavy storm, finds himself at the gate of the mysterious house, finds himself pushing open the gate, walking up the path, pushing open the front door and investigating the apparently empty and abandoned house and discovering it full of artefacts which make no sense, which don’t seem to have been designed for the human body or purposes… and while he is slowly coming down the stepladder from the attic, he hears the sound of ‘slow and oppressive and twofold’ coming up the ramp into the house…

5. The Sect of the Thirty (4th century Mediterranean)

A fairly brief account which purports to be a manuscript from the fourth century AD describing a Christian heresy, dwelling on the origin of the number 30 before going on to consider the drama of the Crucifixion and to identify ‘intentional’ and ‘unintentional’ actors in it, concluding that there were only 2 intentional ones, namely Jesus and Judas. So the ‘Sect of the Thirty’ takes its name from the thirty pieces of silver which Jesus gave Judas.

This echoes the ficcione ‘Three Versions of Judas’ in which a renegade theologian develops the idea that the real Son of God was Judas, for whereas Jesus was resurrected and went to heaven after a few hours suffering, Judas made the ultimate sacrifice and condemned himself to everlasting hell.

6. The Night of the Gifts (1874 Argentina)

Many years ago in the old Confitería del Águila on Florida Street up around Piedad, a group of men are gathered and having an earnest discussion about Plato’s theory of knowledge (which is that we already know everything but have forgotten it, so that ‘learning’ is merely remembering) when an older man interjects with a long and complicated story.

It is the story of the most memorable night of his life, the night of the thirtieth of April 1874,when he was little more than a boy, he was staying on the ranch of some cousins, and met Rufino, a seasoned cowhand. One night Rufino takes him into town to a brothel down a dirty back alley. The narrator is a bit overwhelmed. When confident Rufino sees him looking at a younger, shy woman, Rufino asks her to tell her tale. In a dreamy voice, the young woman, nicknamed The Captive, begins to tell the story about the time the Indians raided her ranch and took her away, but she’s barely got as far as the Indians riding towards her when the door bursts open and real-life bandits enter, led by the notorious outlaw Juan Moreira! He starts causing a lot of noise and when the little house doggy approaches, whips him so hard the dog dies there and then.

Terrified, in all the brawling, the boy narrator slips down a hallway, finds a secret stairwell and goes upstairs, into a room and hides there. It is, unsurprisingly, the room of The Captive, who quietly comes in, closes the door, slips off her clothes and makes him lie with her. It’s not described but the implication is that he loses his virginity.

But then there’s a lot more banging and a gunshot and the Captive tells our narrator to leave by the back stairs. He does so, nips across the garden and shimmies over the wall. He comes face to face with a policeman who grins and lets him go, but as he loiters, the famous outlaw Moreira slips over the same wall, presumably escaping the cops who’ve gone in the front, and the policeman steps forward and bayonets Moreira. And again. While the horrified boy looks on

Then we snap back to the ‘present’ and the now-old man reflecting on his story, that he experienced two of the Great Experiences of Life in the same night, losing his virginity and seeing a man killed in front of him.

7. The Mirror and the Mask (medieval Ireland)

After the battle of Clontarf on 23 April 1014, in which he had defeated a Norse-Irish coalition, the High King of Ireland orders his chief bard, Ollan, to commemorate it in heroic verse. The story quickly becomes a kind of fairy tale, for it is structured round three magical events. The king gives his bard a year to go to England, travel widely, and compose a great poem. A year later he returns, and amid great ceremony, recites the poem, which is a masterpiece, which repeats and supersedes all the conventions of his forebears. The king rewards him with a silver mirror.

Then the poet goes off to England for another year, sees and hears many things, returns and this time reads from a manuscript, a poem which is much stranger, in form and substance, combining the Christian Trinity with the pagan gods, in which subject and verbs and nouns do not agree but present strange new combinations. Dazzled, the king says that only the learned can understand so strange a composition and that he will store the manuscript in an ivory casket and he gives the poet a golden mask.

After another year the poet arrives at the king’s court but he is a man transfigured, ‘His eyes seemed to stare into the distance or to be blind.’ This time the man asks to see the king alone and laments that the has produced the finest poem yet but wishes the Lord had prevented it. He asks for the hall to be emptied and then recites the poem which consists of just one line, but which is so transcendent, so numinous that both king and bard are shaken to their core, both wondering whether knowing such Beauty is a sin.

‘The sin of having known Beauty, which is a gift forbidden to men. Now it behoves us to expiate it. I gave you a mirror and a golden mask; here is my third present, which will be the last.’ In the bard’s right hand he placed a dagger. Of the poet, we know that he killed himself upon leaving the palace; of the king, that he is a beggar wandering the length and breadth of Ireland – which was once his kingdom – and that he has never repeated the poem.

It is a deep and powerful fable.

8. Undr (11th century Sweden)

This short text is pleasurably complicated, working at multiple removes in narrator and time and place. First of all it claims, in the time-honoured way, to be a transcription of a fragment of manuscript found in a dusty old volume in a library, namely an account by of Adam of Bremen, who, ‘as everyone knows’, was born and died in the eleventh century, and it starts off by being an account of what he has discovered about a people named the Urns, who live in Scandinavia.

But barely a page has gone by before Adam brings in a specific character, a traveller from Iceland named Ulf Sigurdsson. Adam claims to have met him at Uppsala, by the famous pagan temple there, where Ulf tells him his story. So now we have three layers of text:

  1. the introductory paragraph explaining this is all a manuscript in an old book
  2. the text itself describing Adam’s journeys into Sweden
  3. the narrative of Ulf

Ulf explains that he was a skald or poet from Iceland and had travelled to Sweden because he had heard that the Urns create poems with just one word. He meets a blacksmith who prepares him to be taken before the king of the Urns, Gunnlaug, in readiness for which Ulf composes a drapa, an elaborate genre of Icelandic poetry. However, when he performs it for the king, although the latter gives him a silver ring, his place is soon taken by a local poet who strikes his lyre and recites a poem which consists of just one word and everyone is much moved.

On leaving the king’s cabin, Ulf is accosted by a fellow poet, Bjarni Thorkelsson, who confirms that the old tropes Ulf used have been superseded and tells him his life is in danger. Together they conspire to get Ulf onto a boat which heads south.

At this point follows a brief summary of the rest of Ulf’s life, which was action-packed and included being an oarsman, a slave dealer, a slave, a woodcutter, a highwayman, a singer, a taster of deep waters and metals, spending a year in the quicksilver mines, fighting in the Varangian guard at Constantinople, having a big love affair with a woman by Sea of Azov, fighting a duel with a Greek, fighting the Blue Men of Serkland, the Saracens.

At the end of this long life, Ulf is a tired old man who makes his way back to the land of the Urns and, after some difficulty, finds the house of the fellow skald who saved him, Bjarni Thorkelsson. Bjarni is bed-ridden and insists on hearing Ulf’s entire life story. As a reward he takes up his harp and speaks the one Word, undr, which means ‘wonder’. The wonder of the world, and finally he understands.

With that the text ends. It does not go back up a level to Adam’s narrative, or up two levels to the original framing modern explanation. It deliberately ends on this symbolic note.

In the afterword Borges points out that one of his most famous ficciones is about an infinite library which contains every combination of every letter in every language ever conceived by man. This is the opposite, a story about just one word, which manages to capture the entire life of a culture.

9. A Weary Man’s Utopia (centuries in the future)

Some kind of vision or maybe dream. The narrator identifies himself as Eudoro Acevedo, born in 1897 in the city of Buenos Aires, 70 years old, a professor of English and American literatures and a writer of imaginative tales i.e. an avatar of Borges himself.

He is walking over a plain in the rain and sees the lights of a house and walks over to it and the door is opened by a tall man who invites him in and signals straight away that he has entered a different century, apparently in the future when other languages have fallen into desuetude and educated people speak Latin. The host is very relaxed and says they receive visitors from the past ‘from century to century’.

In this future the people are taught to forget history and culture and to rise above the present, to live in all time. He is four centuries old and has only read half a dozen books. Printing has been abolished. For his part the narrator explains that in his world, there were newspapers which made a big fuss about the latest news, a continuous turnover of trivia, plus advertising for a thousand and one products no-one needs. To fully exist you needed to be photographed.

Whereas in this future nobody has possessions, there is no money. People study philosophy or play chess. They are free to kill themselves. Everyone must sire one child but this means the human race is slowly dying out. Politics has ceased to exist because nobody paid any attention. He spends his time painting, he shows the narrator some of his paintings and gives him one as a gift.

Then a woman and three or four men enter the house peacefully and they work with the owner to dismantle all the belongings and then carry them through the streets to a crematorium where they burn all his belongings. The scene cuts back to the ‘present’ where the narrator is writing this text,

In my study on Mexico Street, in Buenos Aires, I have the canvas that someone will paint, thousands of years from now, with substances today scattered over the whole planet.

There is no drama and barely any plot. Instead it is a thing of changing moods and angles.

10. The Bribe (Texas 1969)

As the narrator admits at the outset this is more of an anecdote than a story. It concerns three American academics who are all specialists in Anglo-Saxon literature. It takes quite a while to explain because it is about a subtle psychological point which requires an explanation of the ‘politics’ in the English Department at the University of Texas.

A key figure in the department is the upright scion of a New England family Dr Ezra Winthrop. He has been helped in his editing of Anglo-Saxon texts by the able scholar Herbert Locke. A conference is coming up, in Wisconsin. Winthrop is advising the head of the department, Lee Rosenthal, who to send.

Recently the department has been joined by a naturalised American of Icelandic descent named Eric Einarsson. The text describes a series of publications he’s made, starting with a new edition of the Anglo-Saxon poem The Battle of Maldon (which I have reviewed in this blog) then, only a few weeks before the conference, he publishes a long article in the Yale Philological Quarterly. The aim of the article is to attack the way Anglo-Saxon is taught in the department, which mainly focuses on Beowulf (which I have reviewed in this blog) which the article considers too long, confused but above all too refined and baroque a production to teach beginners.

Partly as a result of the article, Winthrop advises Rosenthal to choose Einarsson to represent the department at the forthcoming conference, rather than the loyal capable Locke. The story such as it is, boils down to the final and only real scene in the text, wherein Einarsson drops into Winthrop’s office to thank him for helping choose him to attend the conference – and then candidly lets Winthrop know how he engineered the decision. When he first met him, Einarsson was surprised that Winthrop, despite being a principled Northern, defended the South’s right to secede from the Union in the American civil war. Einarsson realised in a flash that Winthrop’s rigid Puritan morality made him bend over backwards to see the opposing point of view.

That is why he wrote a long article criticising the way the department teaches Anglo-Saxon. It was reverse psychology. He knew that Winthrop would bend over backwards to be fair so someone who had just attacked him, and choose Einarsson over loyal Locke. And that is just what happened. Low-key, eh? Subtle.

11. Avelino Arredondo (Montivideo 1897)

A peculiar story set in Montevideo, the capital of Uruguay, in 1897 during the civil war which ravaged the country. It tells of a man from the country, Avelino Arredondo, a little over 20, thin, shortish, poor. He is a part of a group of young men who meet at the Café del Globo. One day he tells them he is going away. He kisses goodbye to his girlfriend, Clementina, adieu to his friends, but instead of setting off to a distant town as he told everyone, he holes up in his little apartment, never going out or reading the papers, attended by an ancient servant who brings him his meals. All is aimed towards the morning of the twenty-fifth of August, which is months away and, because this date is mentioned several times, the reader naturally wonders what might happen. Because the slow passage of time and in fact the change in the subjective experience of time is mentioned several times, we wonder if this is a science fiction story and some fabulous transformation will take place.

Alas, no. Arrendondo wakes on the morning of 25 August, dresses, breakfast, then makes his way to the cathedral square just as a group of dignitaries are leaving morning Mass. He asks a bystander to point out the president of this wartorn country, Juan Idiarte Borda, then pulls out a revolver and shoots him dead. He belongs to the other side in the civil war (the Whites against the Reds). At his trial he is careful to emphasise that he has lived isolated from the world for months, having said goodbye to his girlfriends, all his acquaintances and not read a newspaper for months – all the more to bring out that this was an entirely existential decision by he and he alone.

12. The Disk (Anglo-Saxon England)

A wonderfully short and strange story. The narrator is a poor woodcutter. A stranger turns up at his hut. He gives him food and shelter. Next morning they go for a walk. When the stranger drops his staff he orders the woodcutter to pick it up. ‘Why?’ asks the woodcutter. ‘Because I am king,’ says the stranger, ‘I am of the line of Odin’. The woodcutter replies he is a Christian. The slightly mad old king says he can prove he is king by showing him the thing in his hand. He opens his fist. There is nothing there, but when the woodcutter tentatively puts out his finger he feels something cold and sees a glitter in the sunshine.

Here is the one spooky eerie detail which makes the whole thing cohere. The king tells him it is Odin’s disk and it has only one side. In all the world there is nothing else with only one side.

13. The Book of Sand

The narrator suffers from myopia, lives in a flat by himself. A tall stranger knocks on the door, he lets him in. He says he is from the Orkney Islands. He says he sells Bibles, The narrator replies that he already owns several English translations of the Bible (as you might expect). Then the salesman opens his case and gets out another book. He bought it off an illiterate Untouchable in India. It is called the Book of Sand because, like the desert, it has no end.

No matter where he opens it there seem to be more pages at the front and back. The pages bear fantastically large page numbers and it is impossible to find one again. They haggle about a price and the salesman parts with it for a monthly pension payment and the black letter Wycliff Bible, packs his case and leaves.

Only then are we treated to the slow possession the infinite book begins to exert over its owner. He stops going out, he devotes his life to trying to tabulate the content of the infinite book, he becomes paranoid, he hides is behind other volumes on his shelves, but he begins to realise it is driving him mad, he realises the bookseller came to him willing to get rid of it at almost any price.

One day he takes it along to the National Library (which Borges himself was Director of), slips past the staff, down into the dusty basement, and without paying too much attention to the rack or shelf or position slips it in among thousand of other anonymous volumes and quickly departs, as if from the scene of a crime.

Late style

Writers who live long enough often develop a recognisably late style. In these late stories Borges is closer to the ficciones of Labyrinths than he was in Dr Brodie’s Report – for a start they’re not all set in contemporary Argentina as most of those stories were; many return to the European settings or to the remote times and places of the ficciones, although he appears to show a fondness for rugged medieval pagan Europe more than the flashy worlds of Islam and China which attracted him in the ficciones. I know what he means. There’s something more genuinely weird and eerie and rebarbative about hearing one wolf howl in the great snowy Northern forests, than there is in seeing a thousand geniis pop out of a bottle or all the dragons of Chinese legend.

But it’s not so much the subject matter, it’s the treatment. The tales are more elliptical and elusive. Borges’s late style has learned to eschew flashy effects for something more subtle and lateral. I liked Ulrikke, The Mirror, Undr, A Weary Man because the inconsequentiality of the dream subject matter matches the flat obliquity of the style.

Is it the wisdom of age or the tiredness of age or the indifference of age? Or is it the result of Borges’s blindness? He never learned braille and dictated all his later works, having them read back to him and correcting them orally, a completely different method of composition from seeing the words you write, and re-seeing them, and seeing them again as you review over and over what you have written to give it not only a rhetorical flow but a visual styling, on the page. None of that here. All of that dense reworking, the temptation to be ‘baroque’, had departed along with his sight.

Was it all or any or a combination of these factors, or just a realisation that, after the metaphysical pyrotechnics of ficciones, it was on many levels more satisfying to play a subtler game, to create not the vaunting elephants and leaping tigers of a Salvador Dali painting, but the subtle understatement of a miniaturist. In the afterword Borges describes A Weary Man’s Utopia as the most ‘honest’ of the stories. In it the exhausted and ancient man of the future devotes his life to painting what appear to be modest, not very dramatic, and semi-abstract works.

I examined the canvases, stopping before the smallest one, which represented, or suggested, a sunset and which encompassed something infinite. ‘If you like it, you can have it as a keepsake of a future friend,’ he said matter-of-factly. I thanked him, but there were a few canvases that left me uneasy. I won’t say that they were blank, but they were nearly so.

Maybe that is an apt description of these stories, products of an old man, far advanced in his chosen craft, indifferent to praise or blame, making them for his own amusement, no longer impressed by the flashy effects of youth and middle age. Lucid and reflective.

I won’t say that they were blank, but they were nearly so.

Nearly… but not quite.


Related link

Borges reviews

Dr. Brodie’s Report by Jorge Luis Borges (1970)

In Buenos Aires anything can be fixed; someone always has a friend.

Paratexts

Borges was world famous and getting old by the time he came to compose the 11 short stories collected in Dr Brodie’s Report. They had all been recently published, either in 1969 or 1970 just as the author, born in 1899, was turning 70.

The book has a little gaggle of paratexts, namely a foreword, a preface and an afterword, in which Borges tells us that these stories were the first he’d written since 1953, after a 16 year hiatus in fiction writing – and it really shows in the drastic change of style and subject matter the stories in this collection exhibit compared with the metaphysical and brainteasing ficciones from the 1940s which made him famous.

Surprisingly, of all the authors in the world, Borges names Rudyard Kipling as his model for these stories, and not the later, very compressed Kipling, but the bright young thing of the 1888 collection Plain Tales From The Hills. (As it happens, I have read and reviewed all Rudyard Kipling’s many short stories so can vouch for the difference between the early and later Kipling.) Borges rather artlessly tells us he has tried to write stories in the same straightforward manner as early Kipling.

He calls the art of writing ‘mysterious’ (‘writing is nothing more than a guided dream’) and goes on to describe how a beginning or end of a story will come to him as he walks down a street in Buenos Aires but he has to wait for the middle to appear. More often than not, if he forces it, those are the weakest bits.

He mentions his politics (controversially right-wing) but emphasises that personal opinion is trivial and superficial; the process of creation taps into unconscious forces which are much deeper (a rule which could also be applied to Kipling’s highly controversial work).

Borges was 70 when the book was published. He tells us he has given up ‘the surprises inherent in a baroque style as well as the surprises that lead to an unforeseen ending. I have, in short, preferred to satisfy an expectation rather than to provide a startling shock.’ This is presumably what he means when he calls the stories ‘straightforward’, but still, none of these paratexts really prepare us for the complete change in subject matter, tone and style from his classic ficciones of the 1940s and 50s.

Instead of those weird and wonderful fantasies which play with mind-bending ideas of space and time and infinity and reality, these 11 stories are brutally realistic, sometimes macabre tales, of Buenos Aires hoodlums and gaucho lowlifes or, as he puts it in The Intruder:

a brief and tragic mirror of the character of those hard-bitten men living on the edge of Buenos Aires before the turn of the century

They are hard tales of tough slum dwellers without any of the bookish trappings, the scholarly references or the playful whimsy of his classic ficciones.

The stories

1. The Gospel According to Mark

In March 1928 failed medical student Baltasar Espinosa, a lifelong townie, is invited by his cousin to go and stay on a ranch, La Colorada ranch, in the southern part of the township of Junín. During his stay the local river floods and his cousin is called away on business. Baltasar is left with the three illiterate servant family, the Gutres. Illiterate and uneducated, They are in awe of him, treat him with great respect which turns to awe when he starts, out of pure boredom, every evening after dinner reading to them from a big old traditional Bible in the house. There is banging and nailing, there are mysterious sounds. One morning the simple-minded Gutres adults double check with Espinosa that Jesus let himself be crucified to save all humanity and then… seize Baltasar and take him out back of the house to crucify him on the cross they’ve been building!

Well, this story lacks all the characteristics of the classic Borges ficciones, the saturation with books, bookish references and high-flying metaphysical and philosophical ideas. And it certainly does bear a resemblance to the Rudyard Kipling who wrote a number of hauntingly macabre and horrifying stories. I liked it very much.

2. The Unworthy Friend

The narrator remembers when he used to visit the Buenos Aires Bookstore run by Santiago Fischbein. He remembers Fischbein once telling him an anecdote about when he himself was young, barely more than 15. He was taken into the circle of a local tough guy named Francisco Ferrari. He hero worshipped this tall Latin-looking cool dude who dressed all in black and was amazed when, after bumping into him a few times, Ferrari asked him to hang out in the saloon with all the other members of his gang. Eventually he is invited to take part in a break-in to a factory and told to be the lookout. The morning of the planned break-in he took a long tram journey downtown and reported the whole thing to the police, who were initially sceptical. But that night, when the gang are inside the warehouse, the police arrive quietly, having tethered their horses further down the road (their horses?), the narrator lets them slip into the warehouse without raising the alarm, then hears four shots. It wasn’t a gunfight, as he knows Ferrari and co. didn’t have guns. When the cops drag Ferrari’s corpse and that of his older mentor, don Eliseo Amaro, out of the building, the narrator realises it wasn’t an arrest, more an assassination, the settling of old scores.

3. The Duel

The very understated, barely detectable rivalry between two upper-class Argentine ladies, Clara Glencairn de Figueroa and Marta Pizarro, who both decided to become painters and remained friends despite their rivalry.

4. The End of the Duel

This is a grim, macabre and often barely understandable tale about two hardened gauchos, Manuel Cardoso and Carmen Silveira, who farm neighbouring land and, for any one of a number of reasons, become hardened rivals and enemies.

Until a civil war breaks out in 1870 and they fight for a while on one or other of the sides (it’s the reds versus the whites and, on a first reading, I became confused about who was who and why), the point being they are fellow soldiers on the same side, though their hatred continues unabated.

Anyway, the two rivals are on the white side, which loses a battle to the reds, and are both captured. The red officer in charge is one Captain Juan Patricio Nolan, who has a reputation as a prankster, and now he comes up with a weird and sadistic ‘prank’, which is to set them to run a race after they have had their throats cut. Got that? So they line up with all the red soldiers and white prisoners watching, then a couple of red soldiers step across and cut both their throats as Nolan tells them to start their race. Cardoso and Silveira run a handful of paces before both falling to the ground and bleeding their last into the dry dirt.

You call that a ‘prank’?

5. Rosendo’s Tale

Way back in his 1935 collection, A Universal History of Infamy, had included one ‘realistic’ story of Buenos Aires lowlife hoodlums, or gang members (insofar as that term applied to 1920s criminal gangs). That story was told through the point of view of a gang member who idolises their tough leader, Rosendo Juárez, and describes the puzzling events of a night when another hoodlum, nicknamed ‘the Butcher’, burst into a dance the gang were holding, and confronted their macho leader, Rosendo Juárez who, inexplicably, dropped his knife, failed to rise to the bait, and simply walked away.

Now, 35 years later, Borges publishes a story which gives Rosendo’s side of the story in a first-person narrative. In a nutshell, after a life devoted to becoming chief hard man and head of a gang, when he was confronted by the blustering bullying Butcher, he had a revelation, he realised he was looking in a mirror, he realised what he had become – and was disgusted, realised his whole life was revolting, dropped his knife, and simply walked out into the night never to come back.

Then something happened that nobody ever understood. In that big loudmouth I saw myself, the same as in a mirror, and it made me feel ashamed. I wasn’t scared; maybe if I’d been scared I’d have fought with him. I just stood there as if nothing happened.

The real puzzle here is why Borges bothered. To put it another way, it’s bewildering to think that Argentina’s literary world gave a damn about the earlier, quite difficult-to-follow, hard-to-believe and ultimately trivial story, to such an extent that everyone, including Borges, thought it worthwhile writing this sequel or alternative view.

6. The Intruder

Two lowlife brothers, Eduardo and Cristián Nilsen are hard-drinking, tall, red-haired stingy brawlers. One day Cristián brings home Juliana Burgos and, to cut a tedious story short, both brothers fall in love with her. Eventually, Cristián lets his brother ‘use’ her and they live as a threesome. But the brothers can’t help getting jealous of each other so one day sell her to a brothel. But then Cristián catches Eduardo slipping off some nights to the brothel to carry on boffing Juliana, so they buy her back and bring her home to be their servant and sex slave. Eventually Cristián murders Juliana and the brothers bury her body out in the country.

This story didn’t put me off Borges, a writer can write whatever they want, but it put me off the tone and feel of this book, and it put me off Argentinians a bit.

7. The Meeting

The case of nervous, dark-skinned Maneco Uriarte and tall, white-haired Duncan took place around 1910. The narrator is nine or ten and his cousin Lafinur takes him to a barbecue at a country house called The Laurels. There’s a fine barbecue, then an evening drinking which settles into a game of poker while the boy narrator goes exploring the big, strange house. The owner of the house comes across him and is just showing him his fine collection of knives (Argentinians and their knives).

But the sound of shouting interrupts him and takes them back to the main room where the poker players have got drunk and Uriarte is shouting that Duncan cheated him. The confrontation escalates, someone points out there’s a cabinet of ornamental knives nearby, the select one each and go out into the garden followed the the rest of the men who form a ring while the pair tentatively and then in earnest begin a knife fight which ends with Uriarte plunging his knife into the chest of Duncan who falls to the floor and dies.

Then there’s a little bit of the old Borges magic, a little bit of voodoo thinking. Years later Borges describes his memory to a chief of police who is able to identify the knives as having belonged, before this incident, to two famous rivals, almost as if… as if it was the knives who were destined to fight, not the men:

I began to wonder whether it was Maneco Uriarte who killed Duncan or whether in some uncanny way it could have been the weapons, not the men, which fought. I still remember how Uriarte’s hand shook when he first gripped his knife, and the same with Duncan, as though the knives were coming awake after a long sleep side by side in the cabinet.

8. Juan Muraña

For years Borges liked to tell people he grew up in the Buenos Aires neighbourhood of Palermo, famous for knife fights and guitar playing (Argentines and their knives!). He sounds like an educated upper-middle-class kid who has a pathetic hero worship of street gangsters and hoodlums.

On a train journey he bumps into an old schoolfriend, Emilio Trápani, who has read his book about the poet Evaristo Carriego in which, apparently, ‘you’re talking about hoodlums all the time.’ Well, says, Trápani, he’ll tell him a story about a real hoodlum. Trápani tells him his mother’s sister married Muraña.

Of all the men around Palermo famous for handling a knife way back in the nineties, the one with the widest reputation was Muraña.

Knives knives knives. Maybe the book should have been titled Knife Fighters of Buenos Aires. And indeed this story is about yet another knife murder.

Trápani was a boy and barely understood his mother’s anxiety that they were about to be evicted from their apartment by the Italian landlord. His mad old aunt, who had been married to the notorious knifeman, Muraña, lives up in the attic. One day his mother takes Trápani to see the landlord, but they arrive to find a crowd and that he’s been stabbed to death. Only weeks later does the boy Trápani venture up into the attic where his mother’s mad widowed sister lives and from her ravings, suddenly realises that she did it but she blames it on her late husband’s knife. In fact she identifies the knife with her husband, and holds it out to the boy saying:

“Here he is. I knew he would never forsake me. In the whole world there hasn’t been another man like him. He didn’t let the gringo get out a word.”

And then a two-penny, ha-penny payoff.

Juan Muraña walked the familiar streets of my boyhood; I may have seen him many times, unawares. He was a man who knew what all men come to know, a man who tasted death and was afterward a knife, and is now the memory of a knife, and will tomorrow be oblivion—the oblivion that awaits us all.

The story itself is a bit spooky but these final lines are, I think, bathetic (meaning: ‘producing an unintentional effect of anticlimax’) because they are so entirely conventional and, almost, sentimental.

9. The Elder Lady

An extended memoir of a rather grand though not particularly well-educated old lady, Mrs. María Justina Rubio de Jáuregui, daughter of a hero Colonel Rubio of the civil war, who lived with her memories of a gladsome girlhood and a homestead with acres of land but, by the time Borges knew her, was restricted to a room in a suburban apartment. On her hundredth birthday, in 1941, there’s a big party, a minister attends, journalists cover it, there are grand speeches and champagne. That night she took to her bed and over the following days, calmly and dignifiedly died.

In the Afterword Borges frankly admits this was a portrait of a great-aunt of his.

10. Guayaquil

This story feels the closest to one of the ficciones in that it is spooky and eerie and takes place in the world of scholarship and academia.

Some letters have been discovered written by the great Simon Bolivar, Liberator of the continent of South America, among the papers of the scholar Dr. José Avellanos of the (fictional) nation of Estado Occidental. Most of them are run-of-the-mill except for one of them which gives Bolivar’s side of the momentous encounter between himself and the Argentine national hero General San Martín, at a place called Guayaquil, in which General San Martín renounced political ambition and left the destiny of South America in the hands of Bolívar.

The discoverer of the letters, Avellanos’s grandson Dr. Ricardo Avellanos, opposes his own country’s government so put the letters up for auction and the Argentine ambassador won them for the glory of his nation. The narrator is a reputable historian, who secures the backing of the National Academy of History and the relevant Ministry to be the official representative of Argentine who will fly to Estado Occidental to take receipt of the letters and then write the definitive scholarly paper about them.

However, the narrative opens soon after the narrator is surprised to be visited at his bookish home by another historian, Dr Zimmerman, who has been proposed by the University of Cordoba. Zimmerman is a refugee, having fled the Nazi takeover of Prague.

The meat of the story is that through a strange and obscure process which the narrator barely detects and cannot define, Zimmerman, although mild and retiring and perfectly polite, somehow manages to – not to persuade, that would be too explicit – to somehow manoeuvre the narrator into abandoning his journey and to sign a letter authorising Dr Zimmerman to fly to Estado Occidental as Argentina’s official representative.

There is mention of the Golem, the legend of the animated anthropomorphic being, which was defined in a novel by an author from Prague. For a flickering second we wonder if Borges is implying that… Zimmerman is the golem. But no…

At several other points Zimmerman invokes the name of Arthur Schopenhauer, the philosopher who said the world as we know it is a product of our own unrelenting drives or Will. So… is he a demonstration of the power of this Will? Without violence, without threats, without any argument or even attempts at persuasion, he simply gets the narrator to do what he wants him to.

Or, (as Borges states in the Afterword) ‘if the reader is in a magical mood’, then the encounter of the two historians could be envisioned as a re-enactment of the confrontation between the two generals which the famous letter describes, in which General Martin inexplicably renounces his rights or ambitions to political power and leaves the way open for Bolivar. As the narrator finds himself inexplicably renouncing his scholarly ambition and leaving the path open for Zimmerman.

This is the most classically Borgesian of these stories, the most complex and subtle and, for that reason, haunting, but it echoes the theme of some of the other stories, which is the idea that history repeats itself, or patterns of human behaviour repeat themselves, living on after their original protagonists are long gone.

11. Doctor Brodie’s Report

This is more like ficciones Borges. The narrator finds a manuscript tucked away in an old edition of Lane’s translation of the Arabian Nights’ Entertainments (London, 1839). He identifies the manuscript as written by a David Brodie, D.D., a Scottish missionary who worked first in central Africa and then transferred to the jungles of the Amazon.

It is a fragment which starts in the middle of his description of the super-primitive men he has found himself among, and who he calls the Yahoos. Obviously this name refers to the apemen found in Book 4 of Gulliver’s Travels and the text’s method of systematically describing the Yahoos’ appearance, food, and their disgusting concept of royalty reminded me of H.G. Wells systematically describing the Eloi and the Morlochs or the society of the Selenites on the moon, or the Country of the Blind.

I have spoken of the queen and the king; I shall speak now of the witch doctors.

The point being that, even though many of the details are disgusting, the authorial tone is warm and reassuring, like being in an Edwardian wood-panelled room smelling of pipe tobacco, sitting in an ancient and absurdly comfortable sofa, listening to a beloved uncle telling a story.

And so the manuscript goes on, describing the Yahoos’ customs, their king and queen and four witch doctors and their amazingly primitive language. But the story lifts off when Brodie speculates that they might not always have been in this state of extreme degradation, but may be the wrecks of a degenerate nation, a hunch he thinks is confirmed by inscriptions he finds on the heights of the plateau adjoining the malarial swamps where the Yahoos now choose to live.

He describes his escape from the land of the Yahoos and journey to a settlement of blacks, who had a Catholic missionary, who nursed Brodie back to health. Many months later he found himself back in Glasgow where he composed this narrative and is still haunted by visions of the utter collapse of humanity which the Yahoos represent.

Algunos pensamientos

I suppose one way of thinking about the vast difference between Borges’s metaphysical ficciones of the 1940s and these ‘straightforward’ memories of knife fighters and crooks is that the ficciones represent Europe, are an extension of the bookish culture of European civilisation, while these stories are much more monotone, mostly realist accounts of Buenos Aires slums and lowlifes; except, that is, for The Gospel According to Mark which appals with its Edgar Allen Poe macabre-ness, and the final two stories which echo some of the metaphysical magic of the ficciones:

[As to the witch doctors] they are four, this number being the largest that their arithmetic spans. On their fingers they count thus: one, two, three, four, many. Infinity begins at the thumb…

This is the Borges of the 1940s, most of the other stories not at all. They’re not bad, but…

Eternal recurrence

One strong theme emerges from the four or five strongest stories, which is the idea that history repeats itself, or patterns of human behaviour repeat themselves, living on after their original protagonists are long gone.

Thus in The Gospel According to Mark the crucifixion is re-enacted by illiterate peasants who barely understand its context or significance.

The Meeting and Juan Muraña are closely linked in the way that the knives at the centre of each story in some sense ’embody’ the characters of their previous owners, as if the knives are destined to carry on acting out certain types of knife-ish behaviour.

In an oblique way The Elder Lady is about a person who has lived on into her own afterlife, a symbol of events which are almost forgotten and have almost lost their meaning.

In Guayaquil Borges himself suggests that the two present-day historians of the story may be unknowingly re-enacting the drama of confrontation and renunciation first lived out by the two generals whose history they are studying.

And in the chilling Doctor Brodie’s Report the narrator suggests that even in their state of complete immiseration and illiterate, inarticulate degradation, the the people he calls the Yahoos might still retain echoes of social organisation, namely institutions such as the monarchy, a language of sorts, priests or witch doctors, poets and belief in an afterlife. As if the structures of civilisation echo and re-echo through the ages, no matter how degraded and meaningless they have become.

Naming the collection after this story and placing it at the end leaves a quite misleading aftertaste of Wellsian science fiction, of Conan Doyle wonderment, of Edwardian English adventure yarns quite utterly different from the very Latin American settings of almost all the other stories.


Related links

Borges reviews

The Book of Imaginary Beings by Jorge Luis Borges (1967)

This is an alphabetical list of fantastical and imaginary beasts from myth and legend, compiled by Borges with the assistance of his friend, Margarita Guerrero, and, to be honest, it’s a bit boring.

The Penguin paperback edition of The Book of Imaginary Beings has three prefaces which, among other things, point out that the collection grew, from 82 pieces in 1957, to 116 in 1967, to 120 in the 1969 edition. It’s an example of the pleasurable way all Borges’s collections – of poems, essays or stories – accumulate additional content over successive editions and, in doing so, hint at the scope for infinite expansion, and the dizzying sense of infinite vistas which lie behind so many of his fictions.

Imaginary beings

Strictly speaking there’s an endless number of imaginary beings since every person in every novel or play ever written is an imaginary being – but, of course, the authors have in mind not imaginary people but imaginary animals, fabulous beasts concocted by human fantasy. They have aimed to create:

a handbook of the strange creatures conceived through time and space by the human imagination

The book was created in collaboration with Borges’s friend Margarita Guerrero, and between them they tell us they had great fun ransacking ‘the maze-like vaults of the Biblioteca Nacional’ in Buenos Aires, scouring through books ancient and modern, fictional and factual, for the profiles of mythical beings from folklore and legend.

One of the conclusions they make in the preface was that it is quite difficult to make up new monsters. Many have tried, but most new-fangled creatures fall by the wayside. For example, Flaubert had a go at making new monsters in the later parts of The Temptation of Saint Anthony, but none of them really stir the imagination. There appear to be some archetypal patterns which just seem to gel with the human imagination, which chime with our deepest fears or desires and so have lasted through the centuries in folklore and myth, and are found across different cultures.

We are as ignorant of the meaning of the dragon as we are of the meaning of the universe, but there is something in the dragon’s image that appeals to the human imagination, and so we find the dragon in quite distinct places and times. It is, so to speak, a necessary monster, not an ephemeral or accidental one, such as the three-headed chimera or the catoblepas.

There are entries for 120 imaginary beasts, arranged in alphabetical order across 142 pages, making an average of 1.2 pages per entry, much shorter even than his short stories, about the same length as the ‘parables’ included in Labyrinths. Where possible, the authors include references to the source documents or texts where they discovered good descriptions of the beast in question.

But book actually references quite a few more than the 120 nominal beasts since many of the entries are portmanteau headings of, for example, the imaginary fauna of Chile (6 beasts); the Fauna of China entry (taken from the T’ai P’ing Kuang Chi) describes 12 imaginary beasts and 3 types of mutant human (people whose hands dangle to the ground or have human bodies but bat wings); the Fauna of America entry describes nine weird and wonderful animals. In other words, the book actually contains names and descriptions of many times 120 beasts, at a rough guess at least three times as many.

Thoughts

This should all be rather wonderful, shouldn’t it? But although it’s often distracting and amusing, The Book of Imaginary Beings almost entirely lacks the sense of wonder and marvel which characterises the extraordinary contents of Labyrinths.

Ultimately, the long list becomes rather wearing and highlights the barrenness of even the most florid creations if they are not brought to life by either a chunky narrative (I mean a narrative long enough for you to become engaged with) or by Borges’s magic touch, his deployment of strange and bizarre ideas to animate them.

Borges’s best stories start with wonderful, mind-dazzling insights and create carapaces of references or narrative around them. These encyclopedia-style articles about fabulous creatures, on the other hand, occasionally gesture towards the strange and illuminating but, by and large, remain not much more than a succession of raw facts.

For example, we learn that the word ‘basilisk’ comes from the Greek meaning ‘little king’, that the fabulous beast it refers to is mentioned in the authors Pliny and Chaucer and Aldrovani, in each of which it has a different appearance; we are given a long excerpt about the basilisk from Lucan’s Pharsalia.

Well, this is all very well and factual, but where are the ideas and eerie insights which make Borges’s ficciones so mind-blowing? Nowhere. The entries read like raw ingredients which are waiting to be cooked by Borges into a dazzling essay… which never materialises. More than that, it’s full of sentences which are uncharacteristically flaccid and banal.

Suggested or stimulated by reflections in mirrors and in water and by twins, the idea of the Double is common to many countries.

Really? In some of his stories this idea comes to dazzling life; in this collection of articles, it lies dead on the page.

A bestiary manqué

You could argue that the whole idea is an updating of the popular medieval genre of the ‘bestiary’. Wikipedia gives a pithy summary of the genre:

A bestiary is a compendium of beasts. Originating in the ancient world, bestiaries were made popular in the Middle Ages in illustrated volumes that described various animals and even rocks. The natural history and illustration of each beast was usually accompanied by a moral lesson.

I think the key is in that final phrase: bestiaries may well have fired the imaginations of their readers, amused and distracted them, but they had a purpose. Indeed, to the medieval mind the whole natural world was full of meaning and so every single creature in it existed to point a moral, to teach humans something (about God, about the Christian life, and so on). Bolstering every anecdote about this or that fabulous animal was a lesson we could all take away and benefit from.

Whereas, being 20th century agnostics and, moreover, of a modernist turn of mind which prefers clipped brevity to Victorian verbosity, the authors write entries which are deliberately brief and understated, and shorn of any moral or reflection, or analysis.

Whereas Borges’s fictions tend to build up to a bombshell insight which can haunt you for days, these entries just end and then you’re onto another item on the list, then another, then another, and after a while the absence of analysis or insight begins to feel like an almost physical lack.

Pictures

Given its static nature as a rather passive list written in often lifeless prose, what this book would really, really have have benefited from would have been being published in a large, coffee table format with an illustration for each monster.

I googled a lot of the entries in the book and immediately began having more fun on the internet, looking at the weird and wonderful illustrations of the beasts – comparing the way the basilisk or chimera or behemoth have depicted through the ages (and in our age which has seen an explosion of fantastical illustrations) than I had in reading Borges and Guerrero’s rather drab texts.

The two-headed Bird Dragon Ouroboros from the Aberdeen bestiary Illuminated manuscript

The two-headed bird-dragon Ouroboros from the Aberdeen bestiary illuminated manuscript

Favourites

On the up-side, here are some things I enjoyed:

I was delighted that The Book of Imaginary Beings contains not one but two entries for made-up creatures in C.S. Lewis’s science fiction novel, Perelandra.

To be reminded of the strange fact that Sleipnir, the horse belonging to Odin, king of the Norse gods, had eight legs.

A Chinese legend has it that the people who lived in mirrors were a different shape and size and kind from the people in this world. Once there were no borders and people could come and go between the real world and the mirror world. Then the mirror people launched an attack on our world but were defeated by the forces of the Yellow Emperor who compelled them to take human form and slavishly ape all the behaviour of people in this world, as if they were simply our reflections. But one day they will rise up and reclaim their freedom (Fauna of Mirrors).

The Hidebehind is always hiding behind something. No matter how many times or whichever way a man turns, it is always behind him, and that’s why nobody has been able to describe it, even though it is credited with having killed and devoured many a lumberjack. The Goofus Bird builds its nest upside down and flies backward, not caring where it’s going, only where it’s been.

At one point Borges lingers on the dogma of the Kabbalists and, for a moment, the real deep Borges appears, the one fascinated by the paradoxes of infinity:

In a book inspired by infinite wisdom, nothing can be left to chance, not even the number of words it contains or the order of the letters; this is what the Kabbalists thought, and they devoted themselves to the task of counting, combining, and permutating the letters of the Scriptures, fired by a desire to penetrate the secrets of God.

A Platonic year is the time required by the sun, the moon, and the five planets to return to their initial position; Tacitus in his Dialogus de Oratoribus calculates this as 12,994 common years.

In the middle of the twelfth century, a forged letter supposedly sent by Prester John, the king of kings, to the Emperor of Byzantium, made its way all over Europe. This epistle, which is a catalogue of wonders, speaks of gigantic ants that dig gold, and of a River of Stones, and of a Sea of Sand with living fish, and of a towering mirror that reflects whatever happens in the kingdom, and of a sceptre carved of a single emerald, and of pebbles that make a man invisible or that light up the night.

Threes

The Greek gods ruled three realms, heaven ruled by Zeus, the sea ruled by Poseidon, and hell ruled by Hades.

In ancient Greek religion the Moirai, called by the Romans the Parcae, known in English as the Fates, were the incarnations of destiny: Clotho (the ‘spinner’), Lachesis (the ‘allotter’) and Atropos (the ‘unturnable’, a metaphor for death).

Cerberus, the huge dog guarding hell, had three heads.

In Norse mythology, the Norns are female beings who rule the destiny of gods and men. In Snorri Sturluson’s interpretation of the Völuspá, there are three main norns, Urðr (Wyrd), Verðandi and Skuld. They are invoked in the three weird sisters who appear in Shakespeare’s Macbeth.

There are many valkyries – choosers of the dead –but tradition names three main ones as Hildr, Þrúðr and Hlökk.

Hinduism has Trimurti (Sanskrit for ‘three forms’) referring to the triad of the three gods Brahma, Vishnu, and Shiva.

The Christian God is a Trinity of God the Father, God the Son and God the Holy Spirit.

Jesus is resurrected on the third day after his crucifixion (counting Good Friday, Saturday and Sunday as days), an event prefigured by the three days the prophet Jonah spent in the belly of the whale.

In The Divine Comedy Dante journeys through the three parts of the afterworld, hell, purgatory and paradise.

According to Moslem tradition, Allah created three different species of intelligent beings: Angels, who are made of light; Jinn (‘Jinnee’ or ‘Genie’ in the singular), who are made of fire; and Men, who are made of earth.

Jinnee or genies grant three wishes.

Humans divide time (if it exists, that is) into the past, the present and the future.

The three billygoats gruff. The three bears. The three little pigs.

Fours

The four horsemen of the apocalypse.

The four gospels of the four evangelists, each one symbolised by an animal: to Matthew a man’s face, Mark the lion; Luke the calf; and John, the eagle.

In Babylon, the prophet Ezekiel saw in a vision four beasts or angels, ‘And every one had four faces, and every one had four wings’ and ‘As for the likeness of their faces, they four had the face of a man, and the face of a lion, on the right side: and they four had the face of an ox on the left side; they four also had the face of an eagle.’

John the Divine in the fourth chapter of Revelations: ‘And before the throne there was a sea of glass like unto crystal: and in the midst of the throne, and round about the throne, were four beasts full of eyes before and behind. And the first beast was like a lion, and the second beast like a calf, and the third beast had a face as a man, and the fourth beast was like a flying eagle. And the four beasts had each of them six wings about him; and they were full of eyes within…’

In the most important of Kabbalistic works, the Zohar or Book of Splendour, we read that these four beasts are called Haniel, Kafziel, Azriel, and Aniel and that they face east, north, south, and west.

Dante stated that every passage of the Bible has a fourfold meaning: the literal, the allegorical, the moral, and the spiritual.

The four corners of the earth. The four points of the compass.

The Greeks divided visible matter into the four elements of fire, earth, air, and water, and attributed the four humours which match them, black bile, yellow bile, phlegm, and blood, themselves the basis of the four temperaments of mankind, choleric, melancholic, phlegmatic and sanguine, respectively.

The four magic animals of Chinese cosmogony.

The four animals of good omen, being the unicorn, the dragon, the phoenix, and the tortoise.

A Borges reading list

This is an incomplete list of the texts most frequently referred to in The Book of Imaginary Beings. Laid out like this you can see how, beyond the respectable tradition of the classics, this is a kind of greatest hits selection of the esoteric and mystical traditions of world literature.

Reflecting on the list of texts, I realised they have one thing in common which is that they are all pre-scientific and non-scientific. Personally, I believe in modern cosmology’s account of the creation of the universe in a big bang, in the weird discoveries of particle physics which account for matter, gravity, light and so on; and, when it comes to life forms, I believe in a purely mechanistic origin for replicating life, and in Darwin’s theory of natural selection as improved by the discovery of the helical structure of DNA in 1953 and the 70 subsequent years of genetic science, to explain why there are, and inevitably have to be, such an enormous variety of life forms on earth.

For me, taken together, all the strands of modern science explain pretty much everything about the world around us and about human nature: why we are why we are, why we think and behave as we do.

None of that is recorded in any of these books. Instead everything in the books listed here amounts to various types of frivolous entertainment and speculation. It could be described as highly decorative rubbish. Homer and the Aeneid may well be the bedrocks of Western literature and Dante one of the central figures of European civilisation but, having lived and worked in the world for over 40 years, I’m well aware that the vast majority of people neither know nor care, and care even less about the more remote and obscure books on this list. They are for the pleasure of antiquaries and lovers of the obscure; people, dear reader, like thee and me.

Ancient world

  • The Epic of Gilgamesh
  • The Iliad and the Odyssey by Homer
  • Hesiod’s Theogony and Book of Days (700 BC)
  • The Old Testament
  • The Tibetan Book of the Dead
  • The Mahābhārata (3rd century BC?)
  • The Argonautica by Apollonius Rhodius (3rd century BC)
  • The Aeneid by Virgil (29 to 19 BC)
  • Metamorphoses or the Books of Transformations by Ovid (8 AD)
  • De Bello Civili or the Pharsalia by Lucan (30 AD?)
  • On the Nature of the Gods by Cicero
  • The Natural History by Pliny the Elder (77 AD)
  • History of the Jewish Wars by Flavius Josephus
  • The New Testament (1st century AD)

Middle Ages

  • Beowulf
  • The Exeter Book (tenth century)
  • The Song of Roland (11th-century)
  • The Poetic Edda (13th century)
  • The Prose Edda (13th century)
  • The Zohar, primary text of the Kabbalists
  • The 1001 Arabian Nights
  • The Golden Legend compiled by Jacobus de Voragine (thirteenth century)
  • The Travels of Marco Polo (1300)
  • The Divine Comedy by Dante Alighieri (1320)
  • Travels of Sir John Mandeville (1360s)
  • Autobiography by Benvenuto Cellini (1563)
  • Orlando Furioso by Ludovico Ariosto (1532)

Early modern

  • The Ingenious Gentleman Don Quixote of La Mancha by Miguel de Cervantes (1605 and 1615)
  • The Anatomy of Melancholy by Robert Burton (1621)
  • Hydriotaphia, Urn Burial, or, a Discourse of the Sepulchral Urns lately found in Norfolk by Sir Thomas Browne (1658)
  • Peter Wilkins by Robert Paltock (1751)
  • The World as Will and Representation (1844) by Arthur Schopenhauer
  • The Temptation of Saint Anthony by Gustave Flaubert (1874)
  • The Golem by Gustav Meyrink (1915)

Would be a challenge, fun and interesting to read all these books, in this order. A nutritious slice through Western civilisation.


Related links

Borges reviews

Labyrinths by Jorge Luis Borges (1962)

The metaphysicians of Tlön do not seek for the truth or even for verisimilitude, but rather for the astounding.

There is no pleasure more complex than that of thought.

In the course of a life dedicated to letters and (at times) to metaphysical perplexity…

Borges wrote a surprising amount (some 70 books in Spanish) and yet he is principally known in the Anglo-Saxon world for just one work published 60 years ago, Labyrinths, a breath-taking collection of 40 mind-bending short stories, short essays, and ‘parables’, all of which reference, quote and play with a multitude of obscure and arcane texts and ideas derived from philosophy, theology and mysticism.

Penguin went on to publish a flotilla of four or five other volumes by Borges, but none of them hold a candle to Labyrinths which is one of the most important volumes of short stories in English in the second half of the 20th century. It is a scandal that, to this day, only a fraction of Borges’s output has been translated into English.

Adventures among books and ideas

Labyrinths consists of 23 ficciones, ten essays and eight ‘parables’. All the stories were written and first published in Borges’s native Spanish in Argentine literary magazines between 1941 and 1956. The first 13 stories are taken from a previous collection, Ficciones, published in 1945, which was expanded in successive editions, and the remaining ten were published in a collection titled The Aleph, published in 1949, and also added to in later editions. That’s a long time ago but when you look at individual stories it’s striking to see that most of them were first published in literary magazines much earlier, most of them at the very end of the 1930s, during the Second World War and in the immediate post-war years. Although he carried on writing into the 1980s, his greatest hits were composed in the 1940s.

Before I exhaust myself giving brief summaries of each of the pieces, let me make a simple point which is that, rereading Borges’s stories made me realise that possibly his major discovery was that, for the purposes of writing a short fiction, you can replace plot with ideas.

What I mean is that the best stories discuss philosophical and metaphysical or mystical ideas and, in doing so, refer to scores of obscure Latin and Greek, or Christian or Islamic texts and sources – and that it is this, rather than plots, character or dialogue, which fills his stories.

Most adventures are, almost by definition, about people, about named characters. Borges’s short fictions are adventures whose protagonists are ideas, ideas characterised by their multi-layered bookishness and whose explanation requires multiple references to all manner of arcane texts – and whose ‘adventure’ consists in the logical unfolding of far-fetched premises to even more-mind-boggling conclusions: such as the man who discovers he is a dream created by someone else; or that the entire universe is made up of an infinite library; or that all human activity is determined by a secret lottery; and so on.

It is immensely characteristic of this preference for ideas over psychology or emotions or feelings that, when the narrator of Tlön, Uqbar, Orbis Tertius stumbles across an encyclopedia purporting to catalogue the fictitious planet of Tlön, he experiences a moment of delirious happiness i.e. emotion, feeling – but quickly stifles it:

I began to leaf through [the encyclopedia] and experienced an astonished and airy feeling of vertigo which I shall not describe, for this is not the story of my emotions but of Uqbar and Tlön and Orbis Tertius.

In fact various emotions do occur in the stories, there are characters and events, but this moment can stand as a symbol of the way that fiction’s traditional concerns for character and emotion and plot are, on the whole, in Borges’s stories, repressed or sidelined in order to make way for the adventures of ideas and books.

Borges’s bookishness is not for everyone

And I suppose there’s a point that’s so obvious that it’s easy to miss which is that you have to be fairly learnèd and scholarly, or at least fairly well-read, in order to really enjoy these works. On the first page alone of Deutsches Requiem Borges mentions Brahms and Schopenhauer and Shakespeare and Nietzsche and Spengler and Goethe and Lucretius. Now I not only know who these guys all are, but I have read some or much of all of them (a lot of Shakespeare and Nietszche, a book of Schopenhauer’s, some Goethe and Spengler) and so the mental edifice which invoking their names creates, the structure and framework of the story, are all entirely familiar to me and so I can enjoy how Borges plays with their names and references.

But I suppose there will be many readers who haven’t read (or listened to, in the case of Brahms) these authors and composers, and so might have to stop and Google each of them and, I suppose, this might well put off a lot of potential readers. It’s not that the stories are intrinsically ‘difficult’ (though sometimes they juggle with ideas on the edge of comprehension) so much as that the entire atmosphere of intense bookishness and scholarly whimsy which they evoke might well deter as many unbookish readers as it fanatically attracts fans and devotees among the literary-minded.

Contents – Fictions

Tlön, Uqbar, Orbis Tertius (1940)

Uqbar is a mythical land which the narrator and friends find mentioned in a ‘pirated’ edition of Volume XLVI of the Anglo-American Cyclopaedia, but can find referred to nowhere else, despite ransacking the reference books of numerous libraries. The article explains that the literature of Uqbar was one of fantasy, featuring epics and legends set in two imaginary regions, Mlejnas and Tlön. In part 2 of the story we learn that Tlön is less an imaginary realm than an entire ‘planet’.

At first it was believed that Tlön was a mere chaos, an irresponsible license of the imagination; now it is known that it is a cosmos and that the intimate laws which govern it have been formulated, at least provisionally

Once he has posited the existence of this ‘planet’, the narrator goes on to recount the dizzying nature of its language and its many schools of philosophy:

  • one of the schools of Tlön goes so far as to negate time: it reasons that the present is indefinite, that the future has no reality other than as a present hope, that the past has no reality other than as a present memory
  • another school declares that all time has already transpired and that our life is only the crepuscular and no
    doubt falsified and mutilated memory or reflection of an irrecoverable process
  • another, that the history of the universe — and in it our lives and the most tenuous detail of our lives — is the scripture produced by a subordinate god in order to communicate with a demon
  • another, that the universe is comparable to those cryptographs in which not all the symbols are valid and that only what happens every three hundred nights is true
  • another, that while we sleep here, we are awake elsewhere and that in this way every man is two men

This is what makes Borges’s stories so phenomenally packed and mind-bending: that each individual sentence is capable of introducing to an entirely new way of thinking about the world.

The postscript to the story describes the narrator stumbling on a letter which purports to summarise the process whereby magi in the early 17th century decided to invent a country, how the idea was handed down as the texts proliferate, till an early Victorian American decided they needed to be more ambitious and describe an entire planet. In 1914 the last volume of a projected 40-volume encyclopedia of Tlön was distributed to the cabal of experts. It is estimated it will become the Greatest Work of Mankind, but it was decided this vast undertaking would itself be the basis of an even more detailed account which was provisionally titled the Orbus Tertius. Slowly, the narrator claims, mysterious objects from Tlön have appeared in our world. This last part is set two years in the future and describes a world in which news of Tlön has become widespread and artefacts from the imaginary planet are appearing all over the world and beginning to replace our own.

The contact and the habit of Tlön have disintegrated this world…Already the schools have been invaded by the (conjectural) “primitive language” of Tlön; already the teaching of its harmonious history (filled with moving episodes) has wiped out the one which governed in my childhood; already a fictitious past occupies in our memories the place of another, a past of which we know nothing with certainty — not even that it is false… A scattered dynasty of solitary men has changed the face of the world. Their task continues. If our forecasts are not in error, a hundred years from now someone will discover the hundred volumes of the Second Encyclopedia of Tlön. Then English and French and mere Spanish will disappear from the globe. The world will be Tlön.

So it is, on a fairly obvious level, a kind of science fiction disaster story in which our world will eventually be taken over and/or destroyed by the imaginary creation of the cabal.

The Garden of Forking Paths (1941)

A story which opens with a book and is about a book. Its first sentence is:

On page 22 of Liddell Hart’s History of World War I you will read that an attack against the Serre-Montauban line by thirteen British divisions (supported by 1,400 artillery pieces), planned for the 24th of July, 1916, had to be postponed until the morning of the 29th….

The story is the account of Dr. Yu Tsun, former professor of English at the Hochschule at Tsingtao, a spy acting for the Germans, based in England, in Staffordshire, but is rumbled by a British officer, Captain Madden, so makes his way by train to the village of Ashgrove and the house of one Dr Stephen Albert, who describes the efforts of Yu’s ancestor, ‘Ts’ui Pên who was governor of Yunnan and who renounced worldly power in order to write a novel that might be even more populous than the Hung Lu Meng and to construct a labyrinth in which all men would become lost’. The story reveals that this labyrinth is metaphorical: it actually stands for the scattered manuscript of an incomplete book. The garden of forking paths is the novel promised by never completed. But the nature of the fragments is deliberate:

The Garden of Forking Paths is an incomplete, but not false, image of the universe as Ts’ui Pên conceived it. In contrast to Newton and Schopenhauer, your ancestor did not believe in a uniform, absolute time. He believed in an infinite series of times, in a growing, dizzying net of divergent, convergent and parallel times. This network of times which approached one another, forked, broke off, or were unaware of one another for centuries, embraces all possibilities of time.

So it’s about a book which encompasses all time, and all possible permutations of time.

The Lottery in Babylon (1941)

Tells the story of the development of a hyper-complex lottery run by the all-powerful ‘Company’ in a fictional version of ‘Babylon’, which ends up becoming the basis for everything which happens, for every event in everybody’s lives.

Pierre Menard, Author of the Quixote (1939)

This purports to be a brief article by a follower of the now deceased writer Pierre Menard. It starts by listing the complete works of the defunct writer, some 19 in all, thus establishing the hyper-bookish context; then goes on to describe the unprecedented attempt by Pierre Menard to rewrite (sections of) Don Quixote as if by himself, as if for the first time, as if written by a 20th century author, and the complexity and strangeness of the result.

The Circular Ruins (1940)

The unnamed man arrives in a canoe from the south, beaches it in the mud and climbs to the ancient ruins.

The purpose which guided him was not impossible, though it was supernatural. He wanted to dream a man: he wanted to dream him with minute integrity and insert him into reality

He devotes years to dreaming, piece by piece, a perfect young man, who he then teaches in his dreams and who then finally becomes a real entity in the real world, who can pass painlessly though fire. But when a forest fire rages towards the ruins where he has been living the man walks boldly towards them – only not to feel a thing and to realise, that he himself is a dream-man who has been dreamed, in his turn, by someone else.

The Library of Babel (1941)

The narrator lives inside a library so huge, made up of infinite levels and extending through infinite galleries of hexagonal rooms, that he and all the other inhabitants regard it as the known universe. From this perspective, of an inhabitant of the infinite library, he shares with us the discoveries and/or theories of various other inhabitants who, through the centuries, have explored deeper into the infinite library, made discoveries and come up with theories as to its origin and purpose, for example the theories of the idealists (‘the hexagonal rooms are a necessary form of absolute space’) or the mystics (‘The mystics claim that their ecstasy reveals to them a circular chamber containing a great circular book, whose spine is continuous and which follows the complete circle of the walls’) origin stories (‘Man, the imperfect librarian, may be the product of chance or of malevolent demiurgi’), those who have given up trying to find meaning (‘I know of an uncouth region whose librarians repudiate the vain and superstitious custom of finding a meaning in books and equate it with that of finding a meaning in dreams or in the chaotic lines of one’s palm’).

Five hundred years before his birth the momentous discovery was made that the library contains all possible combinations of their language’s 25 symbols, in other words, contains all human knowledge, and much more, contains the history and future of everyone. This led to a wave of optimism and pride. This gave rise to a category of men named inquisitors who travel far and wide in search of these phantom volumes which will explain everything, and are named the Vindications. This was followed by the depressing realisation that, although these books certainly exist, in a library infinitely large anyone’s chances of finding them are infinitely small. Which gave rise to a semi-religious movement of nihilists, the Purifiers, who set out to examine and destroy all books which are not Vindications. But even their senseless destruction of millions of books made little difference in a library which is infinite in size.

The knowledge that everything has already been written has had a negative effect. Some have become religious hysterics. Suicides have become more common. The population of the hexagonal rooms has been depleted. He wonders whether the human species will be extinguished.

Funes the Memorious (1942)

Ireneo Funes was a dark, Indian-looking man from Uruguay. He died in 1889. The author of this piece is contributing a memoir of him to a volume to be published in his honour. Funes was a perfectly ordinary young man till a horse threw him aged 19. From that point onwards, he remembers everything which happens to him, every single impression, sight, sound and smell which his senses register, is recorded in the fine instrument of his memmory.

The two projects I have indicated (an infinite vocabulary for the natural series of numbers, a useless mental catalogue of all the images of his memory) combine in this dazzling idea. Not just memory, he notices everything.

He was the solitary and lucid spectator of a multiform, instantaneous and almost intolerably precise world

And the ‘story’, really an essay based on a fictional premise, explores what it would mean to live in this state.

To think is to forget differences, generalize, make abstractions. In the teeming world of Funes, there were only details, almost immediate in their presence.

The Shape of the Sword (1942)

Not a bookish brain-teaser, this is a much more straightforward story. The narrator, who is referred to as Borges, is forced when travelling in the North to stay in the house of a man who has a reputation as a martinet and occasional drunk who is disfigured by a half-moon-shaped scar on his forehead. The man treats Borges to dinner then they get talking and finally the man tells him his story: how he was a fighter with the IRA during the Irish Civil War, and helped mentor and protect a vehement young recruit, one John Vincent Moon, a committed communist who shut down every discussion with his fervent ideology. On a patrol they were caught by a guard who shot and nicked Moon’s shoulder. They break into the abandoned house of an old Indian officer, to hide out. When the town they were hiding in was taken by the Black and Tans, he returned to the house to overhear Moon betraying him to the authorities on the promise of his own safe passage, whereupon he chased Moon round the house brandishing one of the swords belonging to its absent owner until he caught him and branded his face with the half moon with a sword.

All through the story you’d been led to believe the narrator was the strong man. Only at the end does he break down and confess that it was he who was the betraying coward, John Vincent Moon. And hence the scar cut into his face.

Theme of the Traitor and the Hero (1944)

A very short story which foregrounds its own fictiveness, as Borges admits it’s an idea for a story which could be set anywhere, then arbitrarily settles on Ireland where, he says, a man named Ryan is researching the famous assassination of an eminent Irish patriot, his great-grandfather, Fergus Kilpatrick, in a theatre in 1824. His researches show him that Kilpatrick’s assassination shared many details with that of Julius Caesar, the parallels so eerie that for a while he develops a theory of ‘the existence of a secret form of time, a pattern of repeated lines’, and invokes the theories of Condorcet, Hegel, Spengler and Vico to back him up.

But then a stranger reality emerges. He discovers the oldest and closest of Kilpatrick’s companions, James Alexander Nolan, had translated the main plays of Shakespeare back in 1814. Finally the story that emerges is this: the conspirators kept being betrayed to the police so Kilpatrick had tasked his oldest comrade, Nolan, with identifying the traitor. At a secret meeting of the patriots Nolan announced that it was Kilpatrick himself. The great patriot admitted it. They discussed how to deal with him. They came up with a drama, a play, a theatrical event, which would ensure Kilpatrick’s punishment and death, and yet if he was said to have been assassinated at the theatre, people’s illusions about him, and the Cause in general, would be preserved. And so Nolan, the Shakespeare translator, arranged it all, even borrowing certain events (the unheeded warning) in order to make the ‘assassination’ more melodramatic and memorable.

And also, his disillusioned great grandson and biographer speculates, to leave messages to posterity. Some of the allusions were pretty crass. Maybe he, Ryan, was intended to discover the truth. After weighing the pros and cons, Ryan decides to suppress what he has learned, and write a straightforward biography climaxing in the great man’s tragic assassination. Maybe that, too, was part of the plan.

Death and the Compass (1942)

This is a murder mystery of a particularly arch and contrived tone, but reading it makes you realise Borges’s debt to the English yarn tellers of the 1890s, to Robert Louis Stevenson and especially Conan Doyle. We are introduced to Erik Lönnrot, another in the long line of hyper-intellectual freelance detectives with a taste for paradox and irony i.e. an entirely literary creation, who also, as per the tradition, plays off a phlegmatic police inspector, Franz Treviranus.

At the Third Talmudic Congress held in the Hotel du Nord, Rabbi Marcel Yarmolinsky goes to bed one night and his body is found dead, stabbed in the chest, the next morning. The dead man, of course, had a number of rare and arcane books of theology in his room. Which Lönnrot takes away and reads:

One large octavo volume revealed to him the teachings of Israel Baal Shem Tobh, founder of the sect of the Pious; another, the virtues and terrors of the Tetragrammaton, which is the unutterable name of God; another, the thesis that God has a secret name, in which is epitomized (as in the crystal sphere which the Persians ascribe to Alexander of Macedonia) his ninth attribute, eternity — that is to say, the immediate knowledge of all things that will be, which are and which have been in the universe…

Books books books. But then more bodies turn up dead – small-time crook Daniel Simon Azevedo, then the kidnapping and murder of one Gryphius. We know the three murders are linked because at the scene three sentences are written, ‘The first letter of the Name has been uttered’, and the second and the third.

After the third the police are anonymously sent a letter sent by ‘Baruch Spinoza’ asserting that a fourth murder will not be carried out. But Lönnrot has seen through all this. He Dandy Red Scharlach set out

to weave a labyrinth around the man who had imprisoned my brother. I have woven it and it is firm: the ingredients are a dead heresiologist, a compass, an eighteenth-century sect, a Greek word, a dagger, the diamonds of a paint shop.

The Secret Miracle (1943)

Hladik had rounded forty. Aside from a few friendships and many habits, the problematic exercise of literature constituted his life…

Jaromir Hladik is an author of, among others, an unfinished drama entitled The Enemies, of Vindication of Eternity (which discusses immutable Being of Parmenides, the modifiable Past of Hinton, and the idealist philosopher, Francis Bradley) and of a study of the indirect Jewish sources of Jakob Böhme, he has translated the Sepher Yezirah and published studies of the work of Böhme, of Ibn Ezra, and of Fludd. He is another of Borges’s hyper-bookish heroes.

The Nazis take Prague and seize Hladik who is identified as a Jewish author and condemned to death. The story deals with the feverishly philosophical ideas which flood his mind during the days and nights he spends in his prison cell leading up to his sentence of death by firing squad, in which he discusses with himself various aspects of time and reality and God, and has a dream that God’s word is vouchsafed to him through a random book in a library, and in which he goes through the elaborate plot of his verse drama, The Enemies, which is itself a drama about reality and illusion. He begs God for a year to finish the work in order to justify himself and Him.

Finally he is led out to the shabby yard where the soldiers are hanging round bored, are rallied by their sergeant and line up to shoot him but, just as the order is given, time freezes, completely, but Hladik’s consciousness continues, observing the frozen world about him from his frozen body, at first in panic, and then realising that God heard his plea and has given him a year to complete his drama. And the final page of the drama describes how he does that, not needing food or water or bodily functions, but devoting a year of time to bringing the verse drama to complete perfection, And as the last phrase of it is completed in his mind, the world resumes, the firing squad fires, and Hladik slumps, dead.

Three Versions of Judas (1944)

Borges’s fiction is above all hyper-bookish, made out of references to arcane philosophical or theological texts from the Middle Ages or Antiquity. Most (if not quite all) the ‘stories’ mimic the style and approach of an old-fashioned scholarly article, not least in having textual footnotes which cite other scholarly volumes or references.

Instead of a description of a city or house or street or natural location, a time of day, or the physical appearance of a protagonist, Borges’s fictions set their scene amid books and references.

In Asia Minor or in Alexandria, in the second century of our faith, when Basilides disseminated the idea that the cosmos was the reckless or evil improvisation of deficient angels, Nils Runeberg would have directed, with singular intellectual passion, one of the Gnostic conventicles. Dante would have assigned him, perhaps, a fiery grave; his name would extend the list of lesser heresiarchs, along with Satornilus and Carpocrates; some fragment of his preachings, embellished with invective, would survive in the apocryphal Liber adversus omnes haereses or would have perished when the burning of a monastery library devoured the last copy of the Syntagma. Instead, God afforded Runeberg the twentieth century and the university town of Lund. There, in 1904, he published the first edition of Kristus och Judas and, in 1909, his major book, Den hemlige Frälsaren. (Of the latter there is a German translation, made in 1912 by Emil Schering; it is called Der heimliche Heiland.)

Amid a dense forest of allusions to obscure works of theology and scores of beliefs held by the orthodox and heretical, Borges articulates the three theories developed by Danish theologian, namely:

  1. In his book Kristus och Judas, Runeberg asserts that Judas was a kind of ‘reflection’ of Jesus in the human world; just as Jesus was sent from heaven, so Judas took up the burden of being human in order to pave the way for Jesus to take the path to the crucifixion and salvation of humanity.
  2. Meeting fierce criticism from fellow theologians, Runeberg rewrites the book to assert that it was Judas who sacrificed more than Jesus, mortifying his spirit for the greater good.
  3. Then in his final book, Den hemlige Frälsaren, Runeberg develops this idea to its logical conclusion, which is that it was Judas not Jesus who made the ultimate sacrifice and truly laid down his life for humanity. Jesus hung on the cross for 6 hours but then he was translated to heaven, whereas Judas committed suicide, taking upon himself not only an eternal reputation for treachery and betrayal, but condemning his own soul to eternity in hell. Which one made the greater sacrifice? Therefore, Runeberg asserts, it was Judas who was the true incarnation of a God determined to make the most complete identification with humanity possible, even to the uttermost depths of human depravity and damnation.

The Sect of the Phoenix (1952)

Those who write that the sect of the Phoenix had its origin in Heliopolis and derive it from the religious restoration following upon the death of the reformer Amenophis IV, cite texts from Herodotus, Tacitus and the monuments of Egypt, but they ignore, or prefer to ignore, that the designation ‘Phoenix’ does not date before Hrabanus Maurus and that the oldest sources (the Saturnales of Flavius Josephus, let us say) speak only of the People of the Custom or of the People of the Secret.

Repeatedly the stories invoke the same kind of imaginative world, a world of arcane books and abstruse learning, which revolves not so much around pure philosophy – the academic subject of Philosophy which concerns rather mundane discussions of language or ethics which bothered Plato and Locke – but the swirling multi-coloured world of abstruse theologies and mystical visions of the divinity and cults and lost texts, of heresiarchs (‘the founder of a heresy or the leader of a heretical sect’) and patriarchs, sectarians and mystagogues, Talmudists and Confucians, Gnostics and alchemists, adepts in secret rituals and concealed knowledge, and which has adherents down to the present day such as the heretical theologian Nils Runeberg from The Three Versions of Judas or the learned Rabbi Marcel Yarmolinsky in Death and The Compass, intense bookish eccentric figures who carry the convoluted world of medieval theology into obscure corners of our workaday world.

This brief story is an ostensible short scholarly essay by a narrator who claims:

I have collated accounts by travelers, I have conversed with patriarchs and theologians… I have attained on three continents the friendship of many devotees of the Phoenix

And so is in a position to know that devotees of ‘the sect of the Phoenix’ are everywhere, of all creeds and colours, speaking all languages, often not even realising it themselves. I think the essay is an answer to the question, What if there was a religion so widespread that its adherents didn’t even realise they followed it?

The Immortal (1949)

A princess (!) buys a second hand edition of Alexander Pope’s translation of The Iliad off a book dealer, Joseph Cartaphilus, in London and later finds in the leaves of the last volume a manuscript, which then makes up the body of the story. It is a first person narrative by Marcus Flaminius Rufus, military tribune of one of Rome’s legions, who hears rumours of a land to the West where sits the City of the Immortals and so sets off with a troop of 200 soldiers and sundry mercenaries all of whom desert him in the face of all kinds of adversity, until he comes to consciousness in a settlement of speechless troglodytes before staggering on, exhausted, hungry, thirsty towards a high rocky plateau on which is built a mysterious city, but when he finally gains entrance he discovers it is not only abandoned and deserted, but built with an excess of useless passages and windows and balconies and details amid he becomes lost and then overwhelmed by its size and complexity and horrifying pointlessness.

When he emerges he discovers one of the speechless troglodytes has followed him like a loyal dog. He nicknames him Argos after Odysseus’s loyal dog and over the next few weeks tries to teach him to speak. Then, one day, there is a ferocious downpour of rain, and Argos suddenly speaks, responds to the name, recognises the classical allusion and, to the narrator’s astonishment, reveals that he is Homer, author of the Iliad and the Odyssey and that the other haggard, grimy, speechless troglodytes, they are the Immortals, who long ago wrecked their beautiful city, rebuilding it as a surrealist testament to the unknown and irrational forces which control our fates, and withdrew to the caves and lives of inarticulate resignation.

Because he has drunk of the river that runs past the troglodytes’ caves he is now immortal and the narrative briefly covers his wandering life for the following centuries, until in 1929 he drinks from a stream in Eritrea and realises, with enormous relief, that it has restored his mortality.

The Theologians (1947)

An orgy of theological minutiae describing the academic rivalry between two sixth century theologians, Aurelian of Aquileia and John of Pannonia, who compete with each other in refuting the heresy of the so-called Monotones (namely that history is cyclical and all people and events recur again and again), which twists via a dense undergrowth of theological quotes and references to a climax in which Aurelian witnesses John being burned at the stake for the very heresy he had set out to refute, and then the two rival theologians meet up in heaven where, in true Borgesian fashion, they are revealed to be two aspects of the same person.

Story of the Warrior and the Captive (1940)

Droctulft was an eighth century Lombard warrior who, during the siege of Ravenna, left his companions and died defending the city he had previously attacked. Borges imagines this pallid denizen of the pagan forests and the boar hunt arriving at a city, his dazzlement at the order and clarity and architecture and gardens, and suddenly throwing in his lot with the citizens, fighting against his former comrades.

And this reminds him of his grandmother who was from England. She lived out on the borderlands. One day she was introduced to a young woman Indian who, it transpires, was English, from Yorkshire, her parents emigrated and were killed in an Indian raid and she was stolen away and married to a chieftain who she has already borne two children. Borges’s grandmother offers to take her away, to return her to civilisation, but the Englishwoman-gone-native refuses. She, like Droctulft, has made a deep choice.

Emma Zunz (1948)

Emma’s father commits suicide because he was swindled out of his share of the factory he set up. She vows to be revenged on the swindler, Aaron Loewenthal (all the characters in this story are Jewish) and, a shy 19, dresses up, goes hanging round in bars, in order to lose her virginity to some rough foreigner. This is to nerve her for the assassination, when she presents herself to Loewenthal in the guise of a stoolpigeon for the ringleaders of the disgruntled workers in the factory but, when he rises to fetch her a glass of water, impulsively shoots him, though she’s not very good at it and takes three shots. She then calls the police and pleads a story that Lowenthal tried to rape and outrage her, which, Borges says, is true, in spirit if not in detail, and her genuine outrage and sense of shame and hate secures her an acquittal at her subsequent trial.

The House of Asterion (1947)

The world seen from the perspective of the Minotaur. (The idea is related to the brief one-page summary Borges gives of a story he planned to write about the world seen from the point of view of Fafnir, the gold-guarding dragon in the Nibelung legend. You can see how you could quickly generate a list of stories ‘from the point of’ figures from myth and legend.)

Deutsches Requiem (1946)

Otto Dietrich zur Linde is a Nazi and a devout follower of Schopenhauer and his doctrine that nothing that happens to us is accidental (it is a happy coincidence that I’ve recently been reading Samuel Beckett, who was also very influenced by Schopenhauer, in particular by his attitude of quietism).

As the Second World War breaks out Otto Dietrich zur Linde is involved in a shootout which leads to the amputation of one of his legs. As a good Nazi he is eventually rewarded by being made, in 1941, subdirector of the concentration camp at Tarnowitz.

When the wonderful Jewish poet David Jerusalem is sent to the camp, zur Linde sets about systematically destroying him because, by doing so, he is destroying the compassion in his own soul which keeps him down among ordinary humans, prevents him from becoming Nietzsche’s Overman.

As the tide of war turns against the Germans, zur Linde speculates why and what it means before realising that Germany itself must be destroyed so that the New Order it has helped to inaugurate can come fully into being. This short text turns into quite a disturbing hymn to Nazism:

Many things will have to be destroyed in order to construct the New Order; now we know that Germany also was one of those things. We have given more than our lives, we have sacrificed the destiny of our beloved Fatherland. Let others curse and weep; I rejoice in the fact that our destiny completes its circle and is perfect.

Averroes’ Search (1947)

A classic example of Borges’s fascination with the byways of medieval mystical theology, and his ability to spin narratives out of it.

Abulgualid Muhammad Ibn-Ahmad ibn-Muhammad ibnRushd (a century this long name would take to become Averroes, first becoming Benraist and Avenryz and even Aben-Rassad and Filius Rosadis) was writing the eleventh chapter of his work Tahafut-ulTahafut (Destruction of Destruction), in which it is maintained, contrary to the Persian ascetic Ghazali, author of the Tahafut-ulfalasifa (Destruction of Philosophers), that the divinity knows only the general laws of the universe, those pertaining to the species, not to the individual…

It is a complex text, woven with multiple levels of references, which revolves round a dinner party attended in the then-Muslim city of Cordoba in Muslim Spain by the great medieval Muslim commentator on the ancient Greek philosopher, Aristotle, and some colleagues and friends including one who claims to have travelled as far as the fabled land of Sin (China). When he was there he recounts being taken to a large hall with tiered banks of seats where many people on a raised platform acted out events. The other diners agree how ridiculous this sounds and we learn that, apparently, the traditions and culture of Islam did not have or understand the entire concept of the theatre and the drama.

The essay focuses on the way this conversation was relevant for Averroes because he was that day working on a translation of Aristotle and puzzled by two words he had come across, ‘tragedy’ and ‘comedy’ which have no parallel in the world of Islam.

This is all fascinating and beautifully described amid the gardens and roses and civilised calm of the Muslim city, but on the last half page Borges twists the story onto a different level altogether by intruding himself as the author and declaring he only told this story as an attempt to describe a certain kind of failure to imagine something, and that, as the story progressed, he, Borges, realised that he was failing to imagine his own story, thus the story and the writing of the story, both addressed the same subject, in a kind of duet.

I felt, on the last page, that my narration was a symbol of the man I was as I wrote it and that, in order to compose that narration, I had to be that man and, in order to be that man, I had to compose that narration, and so on to infinity. (The moment I cease to believe in him, ‘Averroes’ disappears.)

Wow.

The Zahir (1947)

Clementina Villar was a model and celebrity, always appearing at the right place at the right time dressed in the height of fashion. She dies in a slummy suburb and Borges attends her wake. Decomposition makes her look younger. On the rebound from his grief he drops into a neighbourhood bar, orders a brandy and is given the Zahir among his change. The Zahir is an everyday coin but:

people (in Muslim territories) use it to signify ‘beings or things which possess the terrible property of being unforgettable, and whose image finally drives one mad.’

He can’t stop looking at it, he takes it home, he turns it over and over, it obsesses his sleep, eventually he gets lots in a maze of streets, slips into another bar and pays for a drink handing the coin over, goes home and has his first good night’s sleep in weeks.

The Waiting (1950)

An unnamed man checks into a boarding house in a suburb of Buenos Aires and tries to lead a completely anonymous life while he waits for his assassins to track him down and kill him.

The God’s Script

The story is told by Tzinacán, magician of the pyramid of Qaholom, an Aztec priest whose city was conquered and burned down by the conquistador Pedro de Alvarado who tortured and mangled him to try and extract the secret of where all the native gold and treasure was hidden. Now he lies in a dungeon where he has been subsisting for years, but it is a strange prison because on the other side of the wall is kept a jaguar which paces up and down in his cell. Only at certain hours of the day, when the light is right, can Tzinacán see it. Over the years Tzinacán becomes obsessed with the idea that his god Qaholom must have foreseen the disaster which overcame his people,

The god, foreseeing that at the end of time there would be devastation and ruin, wrote on the first day of Creation a magical sentence with the power to ward off those evils. He wrote it in such a way that it would reach the most distant generations and not be subject to chance. No one knows where it was written nor with what characters, but it is certain that it exists, secretly, and that a chosen one shall read it.

So it is another story about a kind of secret knowledge, known only to adepts, occult and hidden. To cut a long story short, Tzinacán has a revelation which is indistinguishable from going mad, as he ponders the nature of this message from the gods, as he ponders at length what the language of a god would be like, how it would contain the whole world, not even in a sentence, but in one infinite word, and he suddenly perceives it in the shape of an infinite wheel, on all sides of him, made of fire and water, the secret of the world is contained in fourteen words of forty syllables, if he said them out loud the prison would disappear and he would be master of the land of Moctezuma – but he never will because he has ceased to be Tzinacán, he has ceased to have his concerns or aims, and therefore he knows the secret of divine power, but the very knowledge of it means he never has to use it.

Essays

The Argentine Writer and Tradition (1951)

The problems of national identity and literary heritage faced by the writer in Argentina are not something most of us have spent much time worrying about. Reading Borges’s essay on the subject mostly confirms that I know nothing whatsoever about Latin American literature. For my generation this meant entirely the magical realism school pioneered by Gabriel Garcia Marquez and a cluster of related writers such as Mario Vargas Llosa and, fashionable among feminists, Isabel Allende. I’m fairly well read but I’d never heard of any of the names or works Borges refers to, for example I had no idea the great Argentine epic poem is El gaucho Martín Fierro by Jose Hernandez which is, apparently, packed with gaucho colloquialisms.

Initially the essay dwells on obscure questions about the relative merits of ‘gauchesque’ poetry (which he takes to be the contrived nationalistic poetry of literary circles of Buenos Aires) vis-a-vis the poetry of payadas (improvised musical dialogues on philosophical themes which reveal their true nationalism precisely by the absence of localising dialect) but both of which are almost meaningless to me since I can’t read Spanish and had never heard of Martín Fierro. (Borges had published in 1950 a study of the gauchesque, Aspectos de la literatura gauchesca and in 1953 an essay on Martín Fierro.)

But slowly emerges his main point which is more comprehensible, namely that ‘national’ poetry or literature does not at all need to limit itself to local colour and national subjects: witness Shakespeare who wrote about Italians and Danes, and Racine whose works are entirely set in the world of Greek myth. Thus:

The idea that Argentine poetry should abound in differential Argentine traits and Argentine local colour seems to me a mistake.

In Borges’s opinion, there are other elements of the Argentine character which distinguish their literature, among which he mentions: ‘ the Argentine’s reticence, his constraint’, ‘Argentine reserve, distrust and reticence, of the difficulty we have in making confessions, in revealing our intimate nature’. In demonstrating the unnecessity of having local colour, he cites the fact (observed by Gibbon) that there are no references to camels in the Koran. This is because Mohammed, as an Arab, so lived in the culture of camels that he didn’t even have to mention them. That is how local colour should be conveyed – by the subtlety of its absence. Thus when Borges reads Argentine nationalists prescribing that Argentine writers should write about the Argentine national scene using local colour and local words, he thinks they are dead wrong.

He goes on to speculate about the role of the Jews in European literature, and the Irish in English literature, both of which are over-represented, and it’s because they are outsiders and so not tied by tradition; they can be innovators.

For that reason I repeat that we should not be alarmed and that we should feel that our patrimony is the universe; we should essay all themes, and we cannot limit ourselves to purely Argentine subjects in order to be Argentine; for either being Argentine is an inescapable act of fate — and in that case we shall be so in all events — or being Argentine is a mere affectation, a mask.

(In Labyrinths this appears as rather a one-off work, but in fact Borges wrote extensively throughout his career on Argentine subject matter, including Argentine culture (‘History of the Tango’, ‘Inscriptions on Horse Wagons’), folklore (‘Juan Muraña’, ‘Night of the Gifts’), literature (‘The Argentine Writer and Tradition’, ‘Almafuerte’, ‘Evaristo Carriego’), and national concerns (‘Celebration of the Monster’, ‘Hurry, Hurry’, ‘The Mountebank’, ‘Pedro Salvadores’).

The Wall and the Books

A meditation on the fact that the Chinese emperor, Shih Huang Ti, who commissioned the building of the Great Wall but also ordered the burning of all the books and libraries. It allows Borges one of his characteristic series of dreamy speculations. It is recorded that Shih Huang Ti’s mother was a libertine whom he banished. Maybe burning the books was a symbolically Freudian attempt to abolish the entire past which contained his personal shame. Maybe the wall was a psychological wall to keep out his guilt. He also forbade death to be mentioned and sought an elixir for immortality, so maybe fire and wall were to keep death at bay. If he ordered the building of the wall first then the burning of the books, we have the image of an emperor who set out to create, gave up, and resigned himself to destroying; if the order is reverse, we have the image of an emperor who set out to destroy everything, gave up, and dedicated himself to endless building. Dreamy speculations:

Perhaps the wall was a metaphor, perhaps Shih Huang Ti sentenced those who worshiped the past to a task as immense, as gross and as useless as the past itself. Perhaps the wall was a challenge and Shih Huang Ti thought: “Men love the past and neither I nor my executioners can do anything against that love, but someday there will be a man who feels as I do and he will efface my memory and be my shadow and my mirror and not know it.” Perhaps Shih Huang Ti walled in his empire because he knew that it was perishable and destroyed the books because he understood that they were sacred books, in other words, books that teach what the entire universe or the mind of every man teaches. Perhaps the burning of the libraries and the erection of the wall are operations which in some secret way cancel each other.

A lazy Sunday afternoon of perhapses. The essay ends with a thunderclap, the notion that the way these two contrasting facts seem about to deliver some kind of revelation which never, in fact, arrives, the sense of a great meaning, which is never made clear:

this imminence of a revelation which does not occur is, perhaps, the aesthetic phenomenon.

The Fearful Sphere of Pascal

‘It may be that universal history is the history of a handful of metaphors.’ In which case he is examining one particular metaphor, that of the infinite sphere whose centre is nowhere, and pursues it through the works of Xenophanes of Colophon, Plato, Parmenides, Empedocles, Alain de Lille, the Romance of the Rose, Rabelais, Dante, Copernicus, Giordano Bruno, John Donne, John Milton, Glanville, Robert South, Pascal.

This very brief trot through the different expressions of the same metaphor suggest very strongly a sense of the rise and rise in optimism in human thought up to a kind of breakthrough in the Renaissance, summed up in Bruno’s attitude, which then crumbles into the sense of fear and isolation expressed by Pascal. I.e. this tiny essay gives a powerful sense of the changing moods and contexts of Western civilisation.

Partial Magic in the Quixote

It starts by asserting that Cervantes set out to write an utterly disenchanted account of the sordid reality of the Spain of his day yet certain moments of magic and romance nonetheless intrude; but this fairly simple point then unfolds into something much stranger as Borges zeroes in on the fact that in part two of Don Quixote the characters have read part one and comment on their own existence as characters. Borges then lists a number of other examples of fictions which appear within themselves such the Ramayana of Valmiki which, late on, features an appearance of the Ramayana of Valmiki as a major part of the plot. Similarly, on the 602nd night of the Thousand and One Nights, Scheherezade summarises the history of the king which includes his encounter with her and her telling of the stories which make up the nights, including the telling of the 602nd night, which includes the telling of the king’s own story, which includes his meeting with her and her telling of all the stories over again, including the telling of the 602nd night, and so on, forever.

What is it that intrigues and disturbs us about these images of infinite recursion?

I believe I have found the reason: these inversions suggest that if the characters of a fictional work can be readers or spectators, we, its readers or spectators, can be fictitious.

Valéry as Symbol

This brief note appears to be an obituary for the French poet Paul Valéry who died in 1945. Borges takes the surprising tack of comparing the French poet with the American poet Walt Whitman. On the face of it no two figures could be more different, Whitman loud, brash, confident, chaotic, contradictory, is morning in America, while Valéry, careful, sensitive, discreet, reflects the ‘delicate twilight’ of Europe. What they have in common is they created fictional images of themselves, made themselves symbolic of particular approaches.

Paul Valéry leaves us at his death the symbol of a man infinitely sensitive to every phenomenon and for whom every phenomenon is a stimulus capable of provoking an infinite series of thoughts.. Of a man whose admirable texts do not exhaust, do not even define, their all-embracing possibilities. Of a man who, in an age that worships the chaotic idols of blood, earth and passion, preferred always the lucid pleasures of thought and the secret adventures of order.

Kafka and His Precursors

A sketch at identifying precursors of Kafka’s ‘atrocious thought’, Borges finds precursors in Zeno’s paradoxes; in the ninth century Chinese writer, Han Yu; Kierkegaard; a poem by Browning; a short story by Léon Bloy; and one by Lord Dunsany. We would never have noticed the Kafkaesque in all these texts had Kafka not created it. Thus each author modifies our understanding of all previous writing.

The fact is that every writer creates his own precursors. His work modifies our conception of the past, as it will modify the future.

Avatars of the Tortoise

There is a concept which corrupts and upsets all others. I refer not to Evil, whose limited realm is that of ethics; I refer to the infinite.

He tells us that he once meditated a Biography of the Infinite but it would have taken forever to write. (Borges did in fact publish Historia de la eternidad in 1936.) Instead he gives us this fragment, a surprisingly thorough and mathematically-minded meditation on the second paradox of Zeno, the tortoise and Achilles. It is an intimidating trot through philosophers from the ancient Greek to F.H. Bradley and Bertrand Russell, in each one finding reformulations of the same problem in logic and various ways round it.

Only in the concluding paragraph does it become a bit more accessible when Borges brings out the meaning of Idealistic philosophy, that the world may be entirely the product of our minds and, as so often, ends on a bombshell of an idea:

We (the undivided divinity operating within us) have dreamt the world. We have dreamt it as firm, mysterious, visible, ubiquitous in space and durable in time; but in its architecture we have allowed tenuous and eternal crevices of unreason which tell us it is false.

In this view, Zeno’s paradoxes are among a putative small collection of problems or paradoxes or unnerving insights which are like cracks in the surface of the world we have made, cracks which gives us a glimpse of the utterly fictitious nature of ‘reality’.

The Mirror of Enigmas

A note on the verse from the Bible, First Letter to the Corinthians 13:12 in which Saint Paul writes: ‘For now we see through a glass, darkly; but then face to face: now I know in part; but then shall I know even as also I am known.’ He considers half a dozen meditations on it by the author Léon Bloy which I found obscure. I preferred the final passage where he describes the thinking underlying the intellectual activity of the Cabbalists:

Bloy did no more than apply to the whole of Creation the method which the Jewish Cabalists applied to the Scriptures. They thought that a work dictated by the Holy Spirit was an absolute text: in other words, a text in which the collaboration of chance was calculable as zero. This portentous premise of a book impenetrable to contingency, of a book which is a mechanism of infinite purposes, moved them to permute the scriptural words, add up the numerical value of the letters, consider their form, observe the small letters and capitals, seek acrostics and anagrams and perform other exegetical rigours which it is not difficult to ridicule. Their excuse is that nothing can be contingent in the work of an infinite mind

A Note on (toward) Bernard Shaw

A book is more than a verbal structure or series of verbal structures; it is the dialogue it establishes with its reader and the intonation it imposes upon his voice and the changing and durable images it leaves in his memory. This dialogue is infinite… Literature is not exhaustible, for the sufficient and simple reason that no single book is. A book is not an isolated being: it is a relationship, an axis of innumerable relationships…

I didn’t quite understand the thrust of this essay which begins by refuting the notion that literature is purely a game, and asserts that it involves and tone of voice and relationship with a reader, and then seems to go on to say that this is in some measure proven by the works of George Bernard Shaw whose philosophy may be derivative (Butler and Schopenhauer) but whose prolific invention of character is unprecedented in his time. The sardonic Irishman is an odd choice for the sly Argentinian to single out for praise.

A New Refutation of Time

Consists of two essays written in the 1940s. They are complex and hard to follow but I think he begins with the philosophical doctrine of Idealism which claims the human mind consists of a succession of sense perceptions and doesn’t require there to be a ‘real world’ out there, behind them all. Borges is, I think, trying to go one step further and assert that there need not be a succession of sense perceptions, there is no logical necessity for these impressions to be in the series which we call time. There is only the present, we can only exist in the present, therefore there is no time.

Parables

A series of very short thoughts, images, moments or insights which inspire brief narratives pregnant with meaning or symbolism. Kafka, of course, also wrote modern parables, parables with no religious import but fraught with psychological meaning.

Inferno, 1, 32

God sends a leopard kept in a cage in late 13th century Italy a dream in which he explains that his existence, his life history and his presence in the zoo are all necessary so that the poet Dante will see him and place him at the opening of his poem, The Divine Comedy.

Paradiso, XXXI, 108

Who of us has never felt, while walking through the twilight or writing a date from his past, that something infinite had been lost?

Maybe the mysterious thing which St Paul and the mystics saw and could not communicate appears to all of us every day, in the face of the street lottery ticket seller. Perhaps the face of Jesus was never recorded so that it could become the face of all of us.

Ragnarök

He has a dream. He was in the School of Philosophy and Letters chatting with friends when a group breaks free from the mob below to cries of ‘The gods! The gods’ who take up their place on the dais after centuries of exile. But during that time they have become rough and inhuman, they cannot actually talk but squeak and grunt.

Centuries of fell and fugitive life had atrophied the human element in them; the moon of Islam and the cross of Rome had been implacable with these outlaws. Very low foreheads, yellow teeth, stringy mulatto or Chinese moustaches and thick bestial lips showed the degeneracy of the Olympian lineage. Their clothing corresponded not to a decorous poverty but rather to the sinister luxury of the gambling houses and brothels of the Bajo. A carnation bled crimson in a lapel and the bulge of a knife was outlined beneath a close-fitting jacket. Suddenly we sensed that they were playing their last card, that they were cunning, ignorant and cruel like old beasts of prey and that, if we let ourselves be overcome by fear or pity, they would finally destroy us. We took out our heavy revolvers (all of a sudden there were revolvers in the dream) and joyfully killed the Gods.

Parable of Cervantes and the Quixote

How could Miguel de Cervantes ever have guessed that his attempt to mock and undermine the glorious myths of the Age of Chivalry in his fictitious character, Don Quixote, would itself become a larger-than-life myth? (Well, anyone who has studied a bit of human nature and knows that humans are the myth-making species, constantly rounding out narratives, creating stories which explain everything in which larger-than-life figures either cause all evil or all good.)

The Witness

Borges imagines the last pagan Anglo-Saxon, the last eye-witness of the sacrifices to the pagan gods, living on into the new age of Christianity. What memories and meanings will be lost at his death? Which makes him reflect on what will be lost when he himself dies.

A Problem

A very abstruse problem: Cervantes derives Don Quixote from an Arab precursor, the Cide Hamete Benengeli. Imagine a scrap of manuscript is discovered in which his knightly hero discovers that in one of his fantastical conflicts he has actually killed a man. How would Quixote respond? And Borges imagines four possible responses.

Borges and I

The narrator, Borges, speculates about the other Borges. On a first reading I take this to be the Borges of literature, the Borges who both writes the stories and is conjured into existence by the stories, who is not the same as the flesh and blood Borges who walks the streets.

Little by little, I am giving over everything to him, though I am quite aware of his perverse custom of falsifying and magnifying things

Everything and Nothing

A moving and beautiful meditation on the life of William Shakespeare which paints him as a hollow man, plagued by his own emptiness, who seeks to fill it with books, then with sex with an older woman (marriage to Anne Hathaway), moving to the big city, and involvement in about the most hurly-burly of professions, acting, before someone suggests he writes plays as well as acting in them, and he fills his soul with hundreds of characters, giving them undreamed-of speeches and feelings, before, an exhausted middle aged man he retires back to his provincial birthplace, and renounces all poetry for the gritty reality of lawsuits and land deals before dying young.

In a fantastical coda, he arrives in heaven and complains to God that all he wants is to have an identity, to be a complete man instead of a hollow man, but God surprises him with his reply.

After dying he found himself in the presence of God and told Him: ‘I who have been so many men in vain want to be one and myself.’ The voice of the Lord answered from a whirlwind: ‘Neither am I anyone; I have dreamt the world as you dreamt your work, my Shakespeare, and among the forms in my dream are you, who like myself are many and no one.’


Labyrinths

A labyrinth is a structure compounded to confuse men; its architecture, rich in symmetries, is subordinated to that end. (The Immortal)

The choice of this word for the title of the volume is no accident. The metaphor of the labyrinth, referring to endless tangles of intellectual speculation, crops up in most of the stories and many of the essays. It is a founding metaphor of his work.

  • Tlön is surely a labyrinth, but it is a labyrinth devised by men, a labyrinth destined to be deciphered by men.
  • Haslam has also published A General History of Labyrinths
  • I have some understanding of labyrinths: not for nothing am I the great grandson of that Ts’ui Pên who was governor of Yunnan and who renounced worldly power in order to write a novel that might be even more populous than the Hung Lu Meng and to construct a labyrinth in which all men would become lost.
  • I thought of a labyrinth of labyrinths, of one sinuous spreading labyrinth that would encompass the past and the future and in some way involve the stars
  • Once initiated in the mysteries of Baal, every free man automatically participated in the sacred drawings, which took place in the labyrinths of the god every sixty nights (Babylon)
  • Another [book] (very much consulted in this area) is a mere labyrinth of letters (Babel)
  • He is rescued from these circular labyrinths by a curious finding, a finding which then sinks him into other, more inextricable and heterogeneous labyrinths (Theme of the Traitor and the Hero)
  • I felt that the world was a labyrinth, from which it was impossible to flee… (Death and the Compass)
  • On those nights I swore by the God who sees with two faces and by all the gods of fever and of the mirrors to weave a labyrinth around the man who had imprisoned my brother (Death and the Compass)
  • Meticulously, motionlessly, secretly, he wrought in time his lofty, invisible labyrinth (The Secret Miracle)
  • Intolerably, I dreamt of an exiguous and nitid labyrinth: in the center was a water jar; my hands almost touched it, my eyes could see it, but so intricate and perplexed were the curves that I knew I would die before reaching it. (The Immortal)
  • There were nine doors in this cellar; eight led to a labyrinth that treacherously returned to the same chamber; the ninth (through another labyrinth) led to a second circular chamber equal to the first. (The Immortal)
  • You are not lighting a pyre, you are lighting a labyrinth of flames. (The Theologians)

The most labyrinthine story is The Garden of Forking Paths in which the word occurs 18 times.

The labyrinth is a metaphor for the mind and the way it never stops speculating, creating unending streams of interpretation, of our lives, of the world, of each other, of everything, each more entrancing and futile than the one before (among which are ‘the intimate delights of speculative theology’). Thus many of his ‘stories’ feature hardly any characters, events or dialogue – all the energy goes toward capturing the beguiling, phosphorescent stream-of-ideas of an extremely learned, religio-philosophical, fantastical mind:

I thought that Argos and I participated in different universes; I thought that our perceptions were the same, but that he combined them in another way and made other objects of them; I thought that perhaps there were no objects for him, only a vertiginous and continuous play of extremely brief impressions. I thought of a world without memory, without time; I considered the possibility of a language without nouns, a language of impersonal verbs or indeclinable epithets. (The Immortal)

And this endless stream of ideas reflects the way a mature world is full of infinite iterations of any given object. Looking at a coin in his hand:

I reflected that every coin in the world is a symbol of those famous coins which glitter in history and fable. I thought of Charon’s obol; of the obol for which Belisarius begged; of Judas’ thirty coins; of the drachmas of Laï’s, the famous courtesan; of the ancient coin which one of the Seven Sleepers proffered; of the shining coins of the wizard in the 1001 Nights, that turned out to be bits of paper; of the inexhaustible penny of Isaac Laquedem; of the sixty thousand pieces of silver, one for each line of an epic, which Firdusi sent back to a king because they were not of gold; of the doubloon which Ahab nailed to the mast; of Leopold Bloom’s irreversible florin; of the louis whose pictured face betrayed the fugitive Louis XVI near Varennes. (The Zahir)

And:

Money is abstract, I repeated; money is the future tense. It can be an evening in the suburbs, or music by Brahms; it can be maps, or chess, or coffee; it can be the words of Epictetus teaching us to despise gold; it is a Proteus more versatile than the one on the isle of Pharos. It is unforeseeable time, Bergsonian time, not the rigid time of Islam or the Porch.

Everything relates to everything else. Everything is a symbol of everything else, including the most profound categories of thought, hundreds, thousands of which have been dreamt up by the centuries full of metaphysicians and mystics. Anything can stand for anything else and that is, or should be, the freedom of literature, showing us how the infinite nature of human thought can liberate us, at every moment.

Tennyson once said that if we could understand a single flower, we should know what we are and what the world is. Perhaps he meant that there is no fact, however insignificant, that does not involve universal history and the infinite concatenation of cause and effect. Perhaps he meant that the visible world is implicit in every phenomenon, just as the will, according to Schopenhauer, is implicit in every subject… (The Zahir)

Or perhaps something else again, and something else again, and on forever, as long as we breathe, as long as we have consciousness, which consists of impressions, connections, moods, feelings and thoughts endlessly unfurling. Hence his interest in The Infinite, which is the subject of many of the stories (The Library of Babel) and the essay on Achilles and the tortoise which examines the infinitely recursive nature of intelligence. Speaking of the paradox, he writes:

The historical applications do not exhaust its possibilities: the vertiginous regressus in infinitum is perhaps applicable to all subjects. To aesthetics: such and such a verse moves us for such and such a reason, such and such a reason for such and such a reason…

And so on, forever.

Labyrinths as a labyrinth

I began to note how certain names and references recur in many of the stories, for example the name and works of Kafka or the paradox of Achilles and the tortoise, Schopenhauer’s notion of the world as a fantasy, Spinoza’s that all things long to persist as themselves – when it occurred to me that these references and motifs which recur across so many stories and essays themselves create a matrix or web which links the texts subterraneanly, so to speak, and themselves create a kind of labyrinth out of the text of Labyrinths. That the totality of the book Labyrinths is itself a labyrinth.

And, rereading that definition – ‘A labyrinth is a structure compounded to confuse men’ – maybe the enjoyment of this awesome book comes from savouring pleasurable confusions; maybe it is about entering a world of carefully controlled and contrived intellectual bewilderments.

The Borgesian

There’s an adjective, apparently, Borgesian, which means: ‘reminiscent of elements of Borges’ stories and essays, especially labyrinths, mirrors, reality, identity, the nature of time, and infinity’.

In his preface, André Maurois, in an attempt to convey the sense Borges’s stories give us of a vast erudition, says that Borges has read everything, but this isn’t quite true. His fictions very cannily give the impression that he has read widely, but it becomes clear fairly quickly that he has read widely in a very particular kind of text, in a certain kind of semi-mystical philosophy and metaphysics, often venturing from the fairly reputable works of Berkeley or Hume or Schopenhauer out into the arcane and mysterious byways of Christian and Islamic and Judaic theology, with the occasional excursion into the wisdom of Chinese magi.

These attributes – the combination of reputable Western philosophers with obscure religious mystics, and the casual mingling of Western texts with dicta from the Middle East or China – are exemplified in probably most famous of all Borges’s stories, Tlön, Uqbar, Orbis Tertius. Here’s a complete list of all the books and ideas referred to in just this one short essay:

Books

  • The Anglo-American Cyclopaedia (New York, 1917)
  • Ritter’s Erdkunde
  • Justus Perthes’ atlases
  • Silas Haslam: History of the Land Called Uqbar (1874)
  • Silas Haslam: A General History of Labyrinths
  • Lesbare und lesenswerthe Bemerkungen über das Land Ukkbar in Klein-Asien (1641) by Johannes Valentinus Andreä
  • Thomas De Quincey (Writings, Volume XIII)
  • Bertrand Russell: The Analysis of Mind (1921)
  • Schopenhauer: Parerga und Paralipomena (1851)
  • Hydriotaphia, Urn Burial, or a Discourse of the Sepulchral Urns lately found in Norfolk by Sir Thomas Browne (1658)

References

  • the Gnostic philosophers’ belief that the world is a pale parody of the real Creation
  • the Islamic tradition of the marvellous Night of Nights
  • David Hume’s comments on the philosophy of George Berkeley
  • Meinong’s theory of a subsistent world
  • Spinoza’s attribution to the Almighty of the attributes of time and extension
  • a heresiarch of the eleventh century
  • Zeno’s paradoxes
  • The Tao Te Ching
  • The 1001 Nights
  • hermetic philosophy

And then there are the hoaxes for which Borges acquired quite a reputation. Silas Haslam does not exist, is merely a fictional author and, scattered throughout these 40 texts, among the pedantic footnotes citing genuine works of philosophy or theology, are scattered other fictional authors, thinkers and ideas. In Borges’s hands the worlds of fiction and ‘reality’ meet and mingle on equal terms. They are, after all, situated in the realm of discourse, and can there be anything more imaginary than that?


Related links

Borges reviews

A Universal History of Infamy by Jorge Luis Borges (1935, revd. 1954)

The book is no more than appearance, than a surface of images; for that very reason, it may prove enjoyable.
(Borges’s 1954 preface to A Universal History of Infamy)

Long ago

One thinks of Borges as a modern classic so it comes as a bit of a surprise to learn just how long ago he was writing. Born in 1899, Borges published his first book in 1923 and wrote steadily for the next 60 years (he died in 1986). In his long life he published an enormous number of volumes (‘In addition to short stories for which he is most noted, Borges also wrote poetry, essays, screenplays, literary criticism, and edited numerous anthologies’) and the Wikipedia bibliography lists 66 volumes of prose, poetry and essays, in total.

Which makes it all the more odd or unfair that he is still best known in the English-speaking world for more or less one volume, Labyrinths, and a handful of lesser works. Borges had published the following before we get to the book under review:

  • Fervor de Buenos Aires (1923) poetry
  • Inquisiciones (1925) essays
  • Luna de Enfrente (1925) poetry
  • El tamaño de mi esperanza (1925) essays
  • El idioma de los argentinos (1928) essays
  • Cuaderno San Martín (1929) poetry
  • Evaristo Carriego (1930) essays
  • Discusión (1932) essays

You’d expect poetry from a starter author, but it’s notable that so many of these early volumes contain essays, in other words short prose explorations of ideas – about other authors, historical events or topics etc. It was for his short essays on imaginary or fantastical subjects that he was to become famous and A Universal History of Infamy, more or less the earliest work by Borges you can read in English translation, gives an indication why.

A Universal History of Infamy

A Universal History of Infamy is not, in fact, a universal history of infamy or anything like that ambitious. In reality it is much smaller in scope, and consists of:

  • seven ‘biographical essays’ – witty, ironic accounts of legendary bad guys and women from history whose stories Borges has cherry picked from his highly eclectic reading
  • one relatively straightforward short piece of fiction
  • eight summaries of stories or anecdotes he had come across in arcane sources and which attracted Borges for their fantastical or humorous aspects

Most of the essays had been published individually in the Argentine newspaper Crítica between 1933 and 1934. The 1934 collection was revised and three new stories added in the 1954 edition. There are two English translations of the book. The one I own dates from 1972 and was translated by Borges’s long-standing English translator, Norman Thomas di Giovanni. The 2004 English edition gives the stories slightly different titles.

The title A Universal History of Infamy derives from the fact that the seven biographical essays are fictionalised accounts of real-life criminals. The textual sources for each biography are listed at the end of the book: for example, the essay about the Widow Ching cites a 1932 History of Piracy as its source,  the essay on Monk Eastman cites Herbert Asbury’s 1928 history of The Gangs of New York, the essay about Lazarus Morell cites Mark Twain’s Life on the Mississippi, the one about Tom Castro cites the Encyclopedia Britannica as its source, and so on.

So the sources are a) not particularly recondite and b) they were often fairly recent to Borges’s time of writing, in some cases published only a year or so before Borges wrote his potted summaries.

That said, Borges treats his sources very freely, changing dates, incidents and even names as he fancied to make his fantasy biographies deliberately fanciful and untrustworthy.

Part 1. Seven infamy stories

So these are stories Borges found in other books during his wide and eclectic reading and which attracted him for their elements of the macabre or gruesome, and which he chose to retell, dropping or adding details as he saw fit.

The Dread Redeemer

Lazarus Morell is poor white trash who grew up on the banks of the Mississippi and as an adult comes to be a leader of crooks who devise the following scam: they persuade gullible black slaves to run away from their owners and allow themselves to be sold on by the Morell gang who promise to liberate them and share the proceeds of this sale. But they don’t. They have ‘liberated’ some 70 slaves in this manner until the gang is joined by Virgil Stewart, famous for his cruelty, who promptly betrays them to the authorities. Morell goes into hiding in a boarding house, then, after 5 days, shaves off his beard and makes an escape to round up what remains of his gang and try to create a mass uprising of the southern slaves and lead a takeover of the city of New Orleans. Instead he dies of a lung ailment in Natchez hospital in January 1835 under an assumed name.

This story is quite florid enough to satisfy anyone’s taste for the lurid and melodramatic. What tames and raises it from being a shilling shocker is Borges’s dry wit and irony.

Morell leading rebellions of blacks who dreamed of lynching him; Morell lynched by armies of blacks he dreamed of leading – it hurts me to confess that Mississippi history took advantage of neither of these splendid opportunities. Nor, contrary to all poetic justice (or poetic symmetry), did the river of his crimes become his grave.

We expected a grand finale? Sorry folks.

If Borges’s narrative ends playfully, it opens even more so, with Borges referencing Spanish missionary Bartolomé de las Casas. Why? Because it was de las Casas who (apparently) had the bright idea of importing African slaves to work the silver mines of the newly discovered New World. Borges phrases this with characteristic irony (or is it facetiousness?)

In 1517, the Spanish missionary Bartolomé de las Casas, taking great pity on the Indians who were languishing in the hellish workpits of Antillean gold mines, suggested to Charles V, king of Spain, a scheme for importing blacks, so that they might languish in the hellish workpits of Antillean gold mines.

That is an example of what you could call literal facetiousness, the repetition of the initial heartless description being so unexpected as to be funny. But it then expands into a more grandiose type of joke as Borges goes on to deliver an unexpected perspective on the results of de las Casas’ brainwave i.e. the vast and numerous consequences of the invention of African slavery, and proceeds to a mock encyclopedic list of some of its untold consequences, namely:

W. C. Handy’s blues; the Parisian success of the Uruguayan lawyer and painter of Negro genre, don Pedro Figari; the solid native prose of another Uruguayan, don Vicente Rossi, who traced the origin of the tango to Negroes; the mythological dimensions of Abraham Lincoln; the five hundred thousand dead of the Civil War and its three thousand three hundred millions spent in military pensions; the entrance of the verb ‘to lynch’ into the thirteenth edition of the dictionary of the Spanish Academy; King Vidor’s impetuous film Hallelujah; the lusty bayonet charge led by the Argentine captain Miguel Soler, at the head of his famous regiment of ‘Mulattoes and Blacks’, in the Uruguayan battle of Cerrito; the Negro killed by Martín Fierro; the deplorable Cuban rumba ‘The Peanut Vender’; the arrested, dungeon-ridden Napoleonism of Toussaint L’Ouverture; the cross and the snake of Haitian voodoo rites and the blood of goats whose throats were slit by the papaloi’s machete; the habanera, mother of the tango; another old Negro dance, of Buenos Aires and Montevideo, the candombe.

The intellectual pleasure derives from the combination of mock scholarliness with the pleasing randomness of the examples selected. And not only surreal but – and this is an important part of Borges’s appeal – conveying an enormous sense of spaciousness; the sense of an enormously well-read mind, overflowing with wonderful facts and references, from the obvious to the fantastically recondite and abstruse. And that by reading along with Borges, we too, become as fantastically learned and knowledgeable as him.

If you like this kind of subject matter, and the dry ironical tone, then the world of unexpected and outré references is like a door opening in your mind, hundreds of doors, revealing all kinds of wonderful, mind and spirit enhancing vistas and possibilities.

Tom Castro, the Implausible Imposter

Arthur Orton was born in Wapping in 1834. He ran away to sea and resurfaced decades later in Sydney Australia where he had taken the name Tom Castro. Here he became friendly with a stately, clever black man, Ebenezer Bogle and the two set up as con-men. In 1854 a British steamer sank in the Atlantic and one of the passengers lost was slender, elegant Roger Charles Tichborne, heir to one of the greatest Roman Catholic families in England. His mother, Lady Tichborne, refused to believe he was dead and advertised widely throughout the colonies for his return. With wild and hilarious improbability Orton and Bogle decide to reply to her and claim that obese illiterate Tom Castro is in fact her slender, elegant aristocratic son…after some years of living in Australia!

Most of this is comic but Borges milks it for further comic ideas, such as the notion that it was the very outrageousness of the entire idea which gave Bogle and Orton confidence; the more ridiculous it seemed, the more emboldened they were to tough it out in the light of lawyers and Lady Tichborne’s heirs who violently rejected their claim. Very funny is the notion that so mad is Lady Tichborne to have her son restored that she will accept anything Orton says and so when he completely invents some tender childhood memories, Lady T immediately accepts them and makes them her own.

Finally, the relatives bring a trial where all is going well until Bogle meets his death at the hands of a passing hansom cab and Orton loses all his confidence. He is sentenced to 14 years in prison but, here again Borges emphasises the humour, pointing out that Orton so charmed his imprisoners that he was let off for good behaviour and then took to touring theatres giving a one-man show retelling his story.

It is typically Borgesian that, at each venue, Orton is described as starting out maintaining his innocence but often ends up pleading guilty depending on the mood of the audience.

A story, any story, about anything, is infinitely malleable.

The Widow Ching, Lady Pirate

China at the turn of the 18th century and the story of a redoubtable woman pirate who, when her husband Ching is killed in battle, takes over his pirate crew and leads them in 13 years of ‘systematic adventure’. The emperor sends one admiral against her, Admiral Kwo-lang, who she comprehensively defeats, and before leading her ‘six hundred war junks and forty thousand victorious pirates’ on devastating attacks on China’s seaboards. A second expedition is sent under one Ting-kwei. This one defeats Madame Ching who, on the night after a huge and bloody battle, has herself rowed over to the admiral’s ship, boards it and presents herself with the appropriately flowery oriental rhetoric: ‘the fox seeks the dragon’s wing.’ She was allowed to live and devoted her later years to the opium trade.

There is something immensely satisfying in the way Borges creates a scene, a historical period, its key characters and conveys a series of big events in just nine pages. More than that, the first page is devoted to two women pirates of the Western tradition, Mary Read and Anne Bonney, before we even get round to China.

Their speed and brevity, their exotic setting and subject matter, the tremendous confidence with which Borges cuts from scene to scene, zeroing in on key moments and drilling down to one line of dialogue, and all told in a wonderfully humorous, often tongue-in-cheek style, make these bonne bouches immensely appetising and pleasurable.

Monk Eastman, Purveyor of Iniquities

Borges freely acknowledges his source for this narrative as Herbert Asbury’s 1928 volume The Gangs of New York, and gives a 2-page summary of some of the most notable hoodlums from New York’s Victorian underworld described in that book, before arriving at his potted biography of ‘Monk’ Eastman who is the particular subject of this narrative.

Born Edward Osterman, Eastman he was Jewish but grew into a ‘colossal’ and violent killer who lorded it over the whole goy underworld. He hired himself out as a hitman and led a violent gang. They were involved in a shootout so epic it became known as The Battle of Rivington Street, then a two-hour fistfight with the leader of the main rival gang, Paul Kelly, watched by a shouting crowd. He was repeatedly arrested and, after the final time, in 1917, decided to enlist in the US Army which had joined the war in Europe. This, like everything else in the story, is told with detached facetiousness:

We know that he violently disapproved of taking prisoners and that he once (with just his rifle butt) interfered with that deplorable practice…

On his return Monk quipped that ‘a number of little dance halls around the Bowery were a lot tougher than the war in Europe.’ He was found dead in an alley with five bullets in him. These throwaway endings, without any Victorian moralising, give them a Modernist, ‘so what’ aspect, a throwaway bluntness which contrasts vividly with the extreme scholarly punctiliousness about the sources.

The Disinterested Killer Bill Harrigan

Scenes from the life of William Harrigan aka Billy the Kid. For a start, it’s factually interesting to learn that Billy was a street hoodlum born in the very tough slums of New York before he headed out West. Borges amuses himself by assigning Billy’s life to different stages, namely:

  • The larval stage
  • Go West!
  • The Demolition of a Mexican
  • Deaths for Deaths’ Sake

He killed his first man aged 14. There’s a running joke that whenever Billy boasted about the number of men he killed he always added ‘not counting Mexicans’ who he held in utter contempt.

Borges’s wonderful fantasy-mindedness, the way he can introduce a mind-teasing idea into even the most obviously material occurs when he casually mentions that, despite his best efforts to turn himself into a hard-riding cowboy, Billy:

never completely matched his legend, but he kept getting closer and closer to it.

This implication that the legend of Billy the Kid existed before he began enacting it, and that he was fated to aspire to match his own legend… there is something wonderfully dizzying about this metaphysical-magical perspective, a dizzying magic metaphysical worldview which was to emerge more powerfully in his famous mid-career stories and excerpts.

The Insulting Master of Etiquette Kôtsuké no Suké

To be honest I didn’t understand this one, even after reading it twice. It’s set in Japan in 1702. An imperial envoy comes to stay with Asano Takumi no Kami who has been ‘trained’ by a rude and dismissive master of etiquette, Kira Kôtsuké no Suké. Asano was rude to the imperial envoy who, as a result, had him executed. Asano’s other retainers came to Kira Kôtsuké no Suké and told him, that since the error stemmed from his poor training of Asano, he should commit hara-kiri, but he refused and ran away and barricaded himself into a palace. Asano’s 47 retainers laid siege to the palace, broke in, discovered he had hidden, found him and killed him. That is why the story is sometimes called ‘The Learned History of the Forty-seven Retainers.

The Masked Dyer, Hakim of Merv

The story of Hakim, born in 736, who grows up to assume the identity of the Prophet of the Veil and establish a religion to rival Mohammed’s, by telling the impressionable that a messenger from God had come down from heaven, cut off his head and carried it up to heaven to receive a divine mission from Allah. He crystallises his position when, amid a crowded caravan, someone releases a leopard which Hakim appears to quell with the power of his eyes alone. He becomes the Veiled Prophet or Masked One and leads his followers to military victory, taking cities. He keeps a harem of one hundred and fourteen blind women.

He promulgated a belief system derived from the Christian Gnostics, namely that the world is a parody of Divine Reality, created by nine emanations from the original.

The world we live in is a mistake, a clumsy parody. Mirrors and fatherhood, because they multiply and confirm the parody, are abominations.

Five years into his rule, Hakim and his followers are besieged by the army of the Caliph when a rumour goes round from one of the women of his harem that his body has various imperfections. He is praying at a high altar when two of his captains tear away his permanent veil to reveal that Hakim bears the revolting disfigurements of the leper, and they promptly run him through with spears.

Part 2. A short story

Man on Pink Corner

This is a surprisingly poor short story and a good explanation of why Borges focused on writing his metaphysical-brainteasing essays rather than trying any attempt at conventional fiction. It’s the account of a street hoodlum, a junior member of a gang in the unfashionable poor north side of Buenos Aires, and a supposedly fateful night when he and his gang are at a dance hall when in crashes a massive hard man, Francisco Real, who muscles his way through the crowd to confront the head of the local gang, Rosendo Juárez, at which point, inexplicably, Rosendo backs down and Real takes his place as head honcho and steals his woman, La Lujanera.

I found a lot of this inconsequential, silly and hard to follow because nobody seemed to be obeying any rules of human nature I’m familiar with. Rosendo disappears, and Real takes La Lujanera outside, presumably to copulate with her in a ‘ditch’:

By then they were probably going at it in some ditch.

Our narrator wanders out to take the air then returns to the dance where old gang members and new gang members seem to be dancing happily. Then there’s a banging on the door, and in stumbles the huge bruiser Real with a big gash in his chest. He collapses on the floor and bleeds to death. The hoodlums of both gangs strip him of his clothes, appear to rip open his guts and pull out his intestines, cut off his finger to steal his ring, then chuck him out the window into the river Maldonado which flows just outside the building.

In the final paragraph, the narrator mentions Borges’s own name as if he is recounting this story directly to him:

Then, Borges, I put my hand inside my vest – here by the left armpit, where I always carry it – and took my knife out again…

And in the last sentence implies that it was he, the narrator who, when he slipped out, managed to fatally stab Real – in which case why wasn’t there a description of this presumably fairly melodramatic scene, how did he manage to do it if Real was shagging La Lujanera in a ditch? How come La Lunajera didn’t point out our narrator to everyone in the hall as the murderer?

It seemed to me a collection of 1930s noir crime, lowlife clichés thrown together with no plausibility and no account of human psychology. Borges himself seemed bemused by the story’s popularity. Thank God he abandoned this mode of altogether in favour of the ‘baroque’ and mind-bending essays gathered in Labyrinths.

Part 3. Etcetera Etcetera

Being short 2 or 3-page excerpts from scholarly books which presumably struck Borges because of the surrealism or bizarreness or humour of their content. The excerpts are interesting or amusing or ghoulish in their own right, but what really impresses is the arcane nature of their sources, and the range of reading and learning they imply.

A Theologian in Death

From the Arcana Coelestis by Emanuel Swedenborg (1749 to 1756).

The Protestant theologian Philip Melancthon (1497 to 1560) dies and goes to heaven but doesn’t realise this is what has happened because the angels recreate his worldly house and study. However, as a great and learned man, they pester him to write about charity. But Melancthon obstinately persists in writing that charity is unnecessary because, like a zealous Protestant, he believes we are justified by faith alone. The result is that the angels , as warning and punishment, slowly degrade his house and then his own body. Day by day ghost Melancthon awakes in a further degenerated condition, till the last that’s heard of him he is ‘a kind of servant to demons.’

The Chamber of Statues

From The Thousand and One Nights numbers 271 and 272.

In the Andalucian city of Ceuta was a citadel with a door to which each successive king by tradition added a lock. Then a wicked man usurped the throne and, against the advice of holy men, insisted on ripping out the locks and opening the door to find what was inside. He discovered a series of rooms containing wonders, the last of which contained an inscription saying whoever opened the door would be overthrown. And, indeed, within a twelvemonth, the Arab leader Tariq ibn-Ziyad overthrew the usurper and sold his women and children into slavery.

Tale of the Two Dreamers

From The Thousand and One Nights number 351.

A merchant in Cairo falls asleep in his garden with a fountain and a fig tree and has a dream in which angels tell him to seek his fortune in Isfahan in Persia. So he packs up and off he sets.

After a gruelling journey, overcoming numerous threats and natural disasters, he finally arrives in Isfahan and falls asleep by a mosque.

But that night a house next to the mosque is robbed, the owners raise the alarm, the stranger is apprehended, thrown into prison and tortured. He is brought before the captain who asks who he is and why he’s here.

The merchant tells the story of his dream, and the captain laughs and says he also has a dream of a garden of a house in Cairo with a fig tree and a fountain which has treasure buried under it, but he knows it’s just a dream and has never acted on it.

He lets the whipped merchant go, who returns all the way back to his house in Cairo, digs under the fountain, and discovers a vast treasure. So the dream came true, just not at all in the way expected.

The Wizard Postponed

From the Libro delos enxiemplos del Conde Lucanor at de Patronio (1335) by Juan Manuel.

A beguiling story in which a Dean from Santiago, wanting to learn about magic, visits the noted magician Don Illán of Toledo and promises him anything if he will teach him magic.

So the Don takes him down into a cellar deep underground and submits him to a test, namely telescoping the next thirty years of their lives together. In this quick journey through the future the Dean is blessed with a series of promotions within the Catholic church, ending up being elected Pope.

At each step of the way the Don asks for some grace or favour but the newly promoted Dean puts him off, until he finally gets fed up of him and tells the Don to stop bothering him or he’ll have him thrown in prison.

At which point the entire future they’ve lived through disappears in a puff of smoke and the Dean finds himself back in the deep cellar with Don Illán who says ‘I told you so’, escorts him to the door and wishes him a pleasant journey home.

The Mirror of Ink

From The Lake Regions of Central Africa (1860) by Richard Burton.

How the wizard Abd-er-Rahman al-Masmudi threw himself on the mercy of the tyrant of Sudan Yaqub the Ailing, who orders him every morning to show him visions and wonders, until one day al-Masmudi shows him a figure being dragged for execution. When Yaqub demands that the figure’s veil be taken off, it reveals his own face and he watches the executioner raise his great sword and, when it falls and severs the neck of the man in the vision, Yaqub the Ailing himself falls dead.

A Double for Mohammed

From Vera Cristiana Religio (1771) by Emmanuel Swedenborg.

Since the idea of Mohammed is so closely linked to religion in the minds of Muslims, Allah ensures that heaven is overseen by a kind of deputy or second Mohammed, whose identity actually varies. A community of Muslims was once incited by evil spirits to acclaim Mohammed as their God, so Allah brought the spirit of the actual Mohammed up from under the earth to instruct them.

The Generous Enemy

From the Anhang zur Heimskringla (1893) by H. Gering

In 1102 Magnus Barfod undertook to conquer Ireland. Muirchertach, King of Dublin, sends him a nine-line curse which, by roundabout means, ends up coming true.

On Exactitude in Science

From Travels of Praiseworthy Men (1658) by J.A. Suárez Miranda.

A fragment which tells of a magical empire where the geographers at first essayed maps so huge that the map of a single province covered the space of an entire city, and the map of the Empire itself an entire Province. These were eventually replaced by the ultimate map of the empire which was the same size as the Empire itself, and coincided with it point for point. Over the years it fell into neglect and now only a few tattered fragments survive in the Western Deserts, sheltering an occasional beast or beggar.


Borges’ approach

Bookish

The content of the seven infamy tales is lurid and melodramatic, with plenty of murders, assassinations, beheadings, shootouts and suicides. But they are all refracted through a highly bookish, ironic sensibility which does at least two things: 1. It is very careful to cite the sources of the story, in a parody of a learned or scholarly article, and 2. it mocks the content of his own story with irony and knowing humour.

The first quality (a showy, pseudo-academic concern with indicating sources) is most evident in the opening of The Masked Dyer, Hakim of Merv:

If I am not mistaken the chief sources of information concerning Mokanna, the Veiled (or, literally, Masked) Prophet of Khurasan, are only four in number: a) those passages from The History of the Caliphs culled by Baladhuri; b) The Giant’s Handbook, or Book of Precision and Revision, by the official historian of the Abbasids, Ibn abi Tahir Taifur; c) the Arabic codex entitled The Annihilation of the Rose, wherein we find a refutation of the abominable heresies of the Dark Rose, or Hidden Rose, which was the Prophet’s Holy Book; and d) some barely legible coins unearthed by the engineer Andrusov during excavations for the Trans-Caspian railway. (p.77)

‘If I am not mistaken’, that’s a nice touch. The effect of these kinds of learnèd references is to give the very pleasurable sense that you are entering the magical realm of books and stories. Not the everyday books we encounter in our lives or local bookshops, glossy gardening books or biographies of celebrity chefs or tedious accounts of adulteries in North London – but that we have been transported to the realm of old-fashioned stories, stories of extreme actions and derring-do and marvellous deeds in exotic settings.

Stories from our remembered childhood which fired our imaginations before we were forced to grow up and become sensible. It is a very old-fashioned tone and it’s no surprise that Borges, throughout his career, said his earliest and most enduring inspiration derived from the yarns of Robert Louis Stevenson and Arthur Conan Doyle.

Exotic

This old-fashioned, bookish tone overlaps with the wonderfully exotic settings of many of the narratives: slave plantations of the Deep South; Australia; the China seas; 18th century Japan; the Wild West; 12th century Ireland; medieval Spain; medieval Persia.

In the first preface he mentions Robert Louis Stevenson as a source and you can feel Stevenson’s restless quest for exotic locations shared by Borges.

Intellectual themes

One of the most obvious recurring tropes of the stories is (the currently very modish theme of) ‘identity’. The seven historical characters freely change their names or have names assigned them by contemporaries or historians. Writing of Monk Eastman, he says:

These shifts of identity (as distressing as a masquerade, in which one is not quite certain who is who) omit his real name – presuming there is such a thing as a real name.

The most flagrant example is Tom Castro who has already changed his name once before he embarks on the criminal project of impersonating Roger Charles Tichborne, which leads to the sensational trial in which the nature of ‘identity’ is central. A great deal could be said on the subject of fiction and identity but I’m going to pass.

Two prefaces

After the fact, Borges commented on his own stories in two prefaces, one written for the 1934 edition, one for 1954.

1934 preface

The 1934 preface is only one page long and Borges admits that the stories stem, in part, from:

my rereadings of Stevenson and Chesterton, and also from Sternberg’s early films, and perhaps from a certain biography of Evaristo Carriego

combined with the over-use of certain tricks:

random enumerations, sudden shifts of continuity, and the paring down of a man’s whole life to two or three scenes

I found it very interesting indeed that he casually says:

They are not, they do not try to be, psychological.

Traditional literature, and many short stories, focus on a psychological crux, a decisive moment in someone’s life, and investigate the ‘moral’ and psychological aspects of it. Borges consciously turns his back on that tradition and exploits his sources to create pen portraits which are not at all concerned with anyone’s inner life, but use the content as 1. entertainment, creating striking scenarios and tableaux, as if in paintings or – as he frequently remarks – like scenes from movies. In the 1954 preface he elaborates that:

The book is no more than appearance, than a surface of images; for that very reason, it may prove enjoyable

They are intended to be all surface. That partly explains why they end so abruptly and with no moralising whatsoever: to emphasise their shiny metallic surfaceness.

2. What Borges doesn’t mention is that the stories are also quite clearly used as starting points for ironic and amused meditations on ideas, the more metaphysical and paradoxical the better. And that this was a harbinger of the work which was to come later.

1954 preface

The 1954 preface is twice as long as the 1934 one, being an extravagant 2 pages in length. Borges immediately launches into a consideration of ‘the baroque’, claiming it is a style:

which deliberately exhausts (or tries to exhaust) all its possibilities and which borders on its own parody… [that] only too obviously exhibits or overdoes its own tricks.

He goes on to link this to a fundamentally comic worldview:

The baroque is intellectual, and Bernard Shaw has stated that all intellectual labour is essentially humorous.

I disagree. Having attended a big London exhibition about The Baroque I came away with the strong conviction that ‘the Baroque’ is above all about Power, the Complete Power wielded by monarchs who believed in their Divine Right to rule and the Total Power over all believers claimed by the Counter-Reformation Catholic Church.

Apart from anything else, Baroque works of art and churches are massive and imposing whereas Borges, if he is anything, is a precise miniaturist. He is more like a Swiss watchmaker than a Baroque architect.

But we are not reading Borges for accurate scholarship, in fact the precise opposite, we are reading him for his whimsical playing fast and loose with facts and figures and ideas for our amusement, an attitude he makes explicit when he writes that the stories are:

the irresponsible sport of a shy sort of man who could not bring himself to write short stories, and so amused himself by changing and distorting (sometimes without aesthetic justification) the stories of others.

Borges may be correct in using the term ‘Baroque’ to indicate an interest in following every detail or narrative possibility to its logical conclusion, in the compulsive inclusion of every finial and architectural flourish possible. But his work is at the opposite end of the scale from The Baroque style in art and architecture.

And the Baroque is, above all, deadly serious, whereas Borges’s work is informed throughout by a dry, metaphysical humour, that comes from somewhere else. This bookish humour is entirely Borges’s invention, filtered through the gentlemanly, ironic tone of the late Victorian British authors he loved so much.

Literary influence

Apparently (or, as Borges might write, ‘If I am not mistaken’) the Puerto Rican critic Angel Flores (1900 to 1994) was the first person to use the term ‘magical realism’ and dated the start of the Magical Realist movement from this book.

This is echoed by the blurb on the back of the Penguin edition which claims that Borges intended the stories simply to be light entertainments, newspaper squibs:

‘yet after its appearance in 1935 its influence on the fiction of Latin America was so profound that its publication date became a landmark in the history of Latin American literature.’


Related links

Borges reviews

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