Film by Samuel Beckett (1963)

I’ve commented many times on the tendency of Beckett’s later works to feature increasing amounts of increasingly precise and pedantic stage directions, until some of the works consist more of stage directions than content.

This tendency span off in a number of directions, into works which lack words altogether and are effectively mimes, into others which consist entirely of very precise physical movements, like Quad, which are more like modernist ballets.

Yet another experimental outlet was film. Having written half a dozen radio plays by the early 1960s, engaging with the medium of film was in many ways the next logical step for Beckett. In the event the experience was not a happy one, as the impressively long and thorough Wikipedia entry on Film makes clear.

The two products of the project are the 17-minute film itself and the characteristically obsessive screenplay Beckett created for it. The screenplay is divided into sections.

Ontology

Probably the most striking element is the GENERAL section which begins with general philosophical statements about the nature of perception and being. Most screenplays do not start with a philosophical disquisition.

Esse est percipi.
All extraneous perception suppressed, animal, human, divine, self-perception maintains in being.
Search of non-being in flight from extraneous perception breaking down in inescapability of self-perception.
No truth value attaches to above, regarded as of merely structural and dramatic convenience.

‘No truth value attaches to above’ so we can ignore it. More important is that the one and only protagonist is ‘sundered’ into Eye (E) and Object (O).

Until end of film O is perceived by E from behind and at an angle not exceeding 45°. Convention: O enters percipi = experiences anguish of perceivedness, only when this angle is exceeded.

For me the important part of this is the phrase ‘anguish of perceivedness’. Beckett seems to be repeating a core idea of Sartrean existentialism which is that: to be perceived is to be reduced to the status of an object, to have one’s humanity abolished. It is this which causes ‘anguish’. The dynamic interplay between feeling like an autonomous perceiving consciousness and suddenly realising that for everyone around you, you are in fact a mute object of their gaze, is a core dilemma of Sartre’s stricken, anguished fictions, many of which I have reviewed on this blog.

The stuff about the angle of perception is repeated with Beckett’s characteristic obsessive fastidiousness, most of which was abandoned in the actual filming, but however it’s phrased the core idea was obviously to try and exploit the medium of film to somehow capture the doubled nature of human consciousness: as self-aware agent but simultaneously operated-on object.

I worked in TV as a producer and director. None of this is necessary in a screenplay or shooting script. This prolegomena is quite obviously aimed at the scholars and commentators who Beckett knew were, by this stage, paying detailed attention to everything he wrote and said.

Tone

Of more practical use is the brief description of the tone and style intended, namely

The film is entirely silent except for the ‘sssh !’ in part one. Climate of film comic and unreal. O should invite laughter throughout by his way of moving. Unreality of street scene.

So it’s a silent movie (apart from the shhh) which, obviously, implies no dialogue. More like his mimes. The other noteworthy point is that it mixes comedy and unreality, the latter perhaps interpretable as surreal.

Structure

This grand masterpiece is meant to be in Three Parts:

The street (about eight minutes). 2. The stairs (about five minutes). 3. The room (about seventeen minutes).

As usual the text gives six pages of very, very, very detailed description of precisely what happens, how, at what speed and angle, and so on, an obsessive iteration of the sole protagonist’s mechanical movements, the same kind of obsessive description of the minutiae of human physical activity which characterises all his prose works but especially the super-obsessive-compulsive text of Watt.

Notes

As you might expect, the ‘screenplay’ itself is then followed by almost as many pages of ‘notes’, detailing, with mathematical precision and accompanied by 19 diagrams, the precise physical movements of the protagonist throughout. Monomanic attention to physical movement doesn’t begin to convey the obsessive attention to precise movements, one of the central Beckett attributes, present in all his works.

The actor

It’s a piece for one actor who has no dialogue at all but has to perform the exact sequence of Beckett’s obsessively detailed actions. According to Wikipedia, both Beckett and the director Alan Schneider originally wanted Charlie Chaplin, Zero Mostel or Jack MacGowran but couldn’t get any of them and so eventually settled on the great genius of the silent era, Buster Keaton.

Beckett was set throughout the filming (the only time he ever went to America, apparently) getting progressively more disillusioned by what is actually required in film-making i.e. the immense amount of time setting up each shot and shooting multiple takes. You can’t just boss the camera round like you can an actor onstage. There’s a whole crew and all the heavy equipment of camera and lights which have to be moved every time you change something or want to shoot a new shot. In other words, you have to be crystal clear what you want before you start, and even then plenty of movies go awry because things don’t end up looking as the scriptwriter envisioned.

The film

Thankfully, the film itself is available online but, very irritatingly, only in a version which someone has decided to overlay with a ridiculously twee and sentimental pop song. Beckett’s skinny skeleton must be spinning in his grave at such a desecration. Here it is. Watch it with the sound turned down.

Much was changed between script and shooting, as anyone who’s shot a script knows is common. Some things work, some don’t, you can never be completely sure till you try.

As to the content, as so often much of it is trite and hackneyed and very familiar Beckett tropes. The shabby old man. The battered hat. The mechanical gestures. Isolation, loneliness. Trapped in a room which, the script says, is his mother’s room (Beckett’s obsession with parents, it especially recalls Molloy’s return to his mother’s room/womb/tomb to die).

A view

Well, if you start from a consideration of the long tradition in Western Philosophy which pitches Being against Perception, from Plato to Sartre via Berkeley and many others, then it is possible to spin an extended essay out of the text Beckett has written and probably never stop.

But if you come to it as a viewer, as a cinema-goer, well, it’s a tough 17 minutes to watch. It doesn’t exactly come over as ‘comic’, just weird and disturbing. Why is the figure running along by a wall? Why is he wearing a hankie on his head? When he bumps into the couple, why are they dressed as Edwardians on a day trip? Why does he pass an old lady on the stairs in similar period costume? Why does she grimace into the camera and then collapse?

Once he has arrived in a grim, barely furnished room (natural habitat of all anguished existentialists) the way he takes stock of all its fittings only makes sense if you’ve read the screenplay i.e. he covers every source of gaze or watch, anything which can observe and objectify him.

The screenplay suggests that when we are looking at the protagonist the lens is clear, but when we see his point of view, the lens is blurred. The thing is: a) ten thousand other film-makers have been aware of the difference between the objective camera view and the individual’s point of view, which has been conveyed in thousands of other movies, much more effectively; b) I could only access the film in a poor quality copy on Vimeo so the entire thing looked blurred and degraded, thus destroying at a stroke the supposed distinction between objective view and subjective view.

Above all the film, as a film, seems hackneyed and clichéd. The theme of a nutcase who behaves oddly and obsessively in his room is a common subject of umpteen movies, from shoestring budget student films – picking this topic because mental deviation is cool and because they’ve no budget for props or actors – to Hollywood or German Weimar movies about loner, oddball killers. The protagonist’s need to cover up paintings, close the curtains, hide the parrot with his blinking eye, the goldfish with his haunting eye, and throw out his cat and dog don’t seem remotely novel or interesting, but are par for the course for all manner of movie psychopaths and weirdos.

And the deeper theme of the perceiving eye and the eye of the camera, the camera moving to observe the subject, the switch to point of view, all these are themes or techniques which have been explored to death in film, the correlation between the organic eye of people or animals and the eye of the camera, my God, it’s the stuff of a million GCSE media studies essays, it’s tediously entry level. As every single commentator has pointed out the extreme close-up of the eye reminds everyone of the eye scene in Bunuel’s Chien Andalou of, er, 1929.

Beckett’s assaults on the conventions of theatre had real bite because they were unprecedented, inventive and often thrilling. Three characters in urns, speaking only when the spotlight clicks onto them, still feels unusual today, whereas a ‘film’ about a shabby obsessive alone in his room, scared of anything he thinks is ‘looking’ at him, is the stuff of thousands of psycho movies.

This foray into film tends to demonstrate the medium’s intrinsic limitations: it all looks the same, projected up there into a flat, passive screen, whereas the human voice – onstage or broadcast over radio – is capable of infinite inflections and moods. That is why his plays and radio plays are so vastly superior to this effort. You can see why Beckett only tried film once.


Related link

Samuel Beckett’s works

An asterisk indicates that a work was included in the Beckett on Film project, which set out to make films of all 19 of Beckett’s stage plays using leading actors and directors. The set of 19 films was released in 2002 and most of them can be watched on YouTube.

The Second World War 1939 to 1945

*Waiting For Godot 1953 Play

Awarded the Nobel Prize for Literature 1969

The Unnamable by Samuel Beckett (1953)

The Unnamable is the third and final part of Beckett’s Trilogy of novels, which begins with Molloy followed by Malone Dies. It was originally published in French as L’Innommable and later adapted by the author into English. Grove Press published the English edition in 1958.

To begin with it feels like the best of the three because it really does do what the others promised to, and drops the traditional novelistic apparatus of plot and character, story and events and dialogue.

Instead, it is one massive unbroken monologue by an unnamed character. What is immediately appealing about it is that whereas Molloy and Malone Dies have a real-world setting, and characters (the named narrator and then various people he interacts with) and quite a few locations (townscape, family farm, Moran’s nice house with its beehives and chicken run, mysterious forests, an asylum on a hilltop, a beach, the sea, an island and so on) The Unnamable is right from the start far more abstract.

The language is extremely abstract and pseudo-academic. The text proceeds by asking questions, as in an academic paper and then seeking to answer them, which is made perfectly clear from the opening sentences:

Where now? Who now? When now? … Questions, hypotheses

The narrator is embedded in some kind of physical structure and spends some time debating what this might be. He knows all about Molloy, Murphy and Moran, protagonists of the previous novel, and he keeps seeing Molloy progress like a clockwork toy past his present position and spends a huge amount of time debating how and why this comes about.

Having struggled hard to read the previous two books, I thought this one would be murder but it turns out to be the easiest and most enjoyable. I think it’s because it is the most Beckettian. Probably I’m thinking and reading this with the benefit of massive historical hindsight, but The Unnamable feels the closest in style to Beckett’s plays, with a bereft, degraded, mad narrator analysing his situation with disconcerting clarity and rigour and at interminable, repetitive length.

But it didn’t happen like that, it happened like this, the way it’s happening now, that is to say, I don’t know, you mustn’t believe what I’m saying, I don’t know what I’m saying, I’m doing as I always did, I’m going on as best I can…

It feels more of a piece, fully integrated. The style matches the ‘subject matter’ such as it is. It feels pure. The Unnamable is Peak Beckett.

The attack on the sustainability of language is there right from the start. ‘I say this, but what am I? Is there an I? Is there a this? Is there an is? It has been here forever, or at least since I started. But when did I start?’ The whole book is set in that style, and I struggle to put into words why I like it. I think the first two novels, despite all claims to the contrary, incorporated a surprisingly large amount of story, plot and character – whereas The Unnamable really has happily jettisoned everything except the meandering consciousness endlessly unfolding in an unending stream of discourse.

In a peculiar way, it’s liberating. Insofar as there was a plot in the former two novels, the plot-detecting part of your mind had to focus on characters and events and puzzle out how they fit together and found it frustrating when the plot was interrupted by the narrator’s numerous divagations and distractions. The Unnamable is purer. Devoid of plot or significant incidents it simply flows, an endless and undemanding stream of rhetorical questions amiably undermining the possibility of questions or language or the narrator himself.

I get the impression that critics in the 1950s and the over-excitable 1960s thought Beckett was asking Big Questions about Human Life and Language and Being. Now that we post-modernists aren’t much bothered about such grandiose projects, and only worry about gender and the colour of people’s skin, Beckett feels more like a relaxing current of intelligent background noise.

The way the text continually stops to question itself might once have been taken as strict and stern expressions of Deep Integrity and a profound examination of blah blah, about language and identity, probably, or the possibility of communication, maybe the contingency of fiction or – as the narrator puts it – ‘all their balls about being and existing’ (p.320) or ‘all their ballocks about life and death’ (p.354).

  • It, say it, not knowing what.
  • I seem to speak (it is not I) about me (it is not about me).
  • it’s not I speaking, it’s not I hearing
  • it’s not I, not I, I can’t say it, it came like that, it comes like that, it’s not I
  • The subject doesn’t matter, there is none (p.331)
  • The fact is they no longer know where they’ve got to in their affair, where they’ve got me to, I never knew, I’m where I always was, wherever that is… (p.354)
  • But I really mustn’t ask myself any more questions (if it’s I) I really must not… (p.359)
  • But it’s not I, it’s not I, where am I, what am I doing, all this time, as if that mattered…

Once upon a time, back in the avant-garde 1950s, this must have felt wildly experimental but now, on this hot coronavirus afternoon, it feels like reassuring murmurs.

I remember the old joke that a lecturer is a person who talks in someone else’s sleep. Well, this text is driven forward by exactly the kind of rhetorical questions which a lecturer or academic delivers in order to drive their paper or lecture onwards, in order to structure it, in order to create it. The narrator himself comments on the process whereby discourse is created through a succession of questions.

But the discourse must go on. So one invents obscurities. Rhetoric.

The discourse must be created and continued, no-one knows why, and so one invents obscurities, questions everything, multiple questions requiring multiple answers, which must themselves be considered and refined and lead to further questions, ad infinitum. And all because the discourse must go on.

I have to speak, whatever that means. (p.288)

He asks some footling questions about the lights in the place where he appears to be, and then goes on to comment that he’s only doing so to keep things going, to have something to talk about.

But I shall remark without further delay, in order to be sure of doing so, that I am relying on those lights, as indeed on all other similar sources of credible perplexity, to help me continue…

And he is grateful when a new thought, a new line of enquiry, gives him a topic from which to spin more text

  • This represents at least a thousand words I was not counting on.
  • The search for the means to put an end to things, an end to speech is what enables the discourse to continue.
  • Nothing like issues. There are a few to be going on with…
  • let us first suppose, in order to get on a little, then we’ll suppose something else, in order to get on a little further…
  • would it not suffice to, to what, the thread is lost, no matter, here’s another…
  • My halts do not count. Their purpose was to enable me to go on…

He addresses topics in turn. He considers the ‘light’ in this place. Then he turns to the air, ‘that old chestnut’. He is scrabbling around for subject matter to keep it going, it, the discourse, the text itself

I know no more questions and they keep on pouring out of my mouth. I think I know what it is, it’s to prevent the discourse from coming to an end…

Maybe it’s worth pointing out that he introduces new subjects or scenes very casually, just as part of the flow of the enormous paragraphs, the wall of text. Topic changes are easy to miss. But I learned to spot them at the end of Malone Dies, where they become obvious, he simply flags them up by tagging a subject at the end of a long rambling paragraph. Here’s an example which tells the reader that the next subject is going to be ‘the noise’.

But let us close this parenthesis and, with a light heart, open the next. The noise.

I’m not reading the parodies of academic-speak into the text; its academic tone is emphasised right from the opening words, which are not even parodies of but might simply be quotes from a standard university lecture or presentation:

These few general remarks to begin with… I should mention before going any further…

As well as numerous other quotes from the academic stylebook:

Let us try and see where these considerations lead.

And mention of the fact that he attended a series of lectures or course (p.273). And thereafter follow hundreds and hundreds of amiably rhetorical questions, some answered, some not, all contributing to the gentle lulling rhythm.

What am I to do, what shall I do, what should I do, in my situation, how proceed? By aporia pure and simple? Or by affirmations and negations invalidated as uttered, or sooner or later?

Am I being irreverent to a Great Work of Art? Only as irreverent as the narrator himself.

Can one be ephectic otherwise than unawares? I don’t know. With the yesses and noes it is different, they will come back to me as I go along and now, like a bird, to shit on them all without exception.

According to Wikipedia, ephectic means ‘the general state of being given to suspense of judgement’. As far as I can tell, the sentence: ‘Can one be ephectic otherwise than unawares?’ means ‘can one practice consistent suspension of judgement in any other mode of mind than being unaware?’. To try to be more precise: ‘is utter suspension of judgement only possible if you are unaware of the thing you are trying not to judge’ or: ‘Is the human mind so structured as to judge everything it perceives and so the only way to achieve the condition of not judging anything is simply to be unaware of it?’ Does being aware of something instantly prompt judgement?

This is all very entertaining and/or thought-provoking, maybe, but the effort required to really understand many of these statements tends to be undermined by the narrator’s characteristically Beckettian answer – ‘I don’t know’, which has the tendency of throwing away any effort you made trying to answer the question. Thus negated, the sentence can be considered for its sound alone, and on this level it is delightfully euphonious because of its alliteration, because the open vowel sounds of ‘ephectic otherwise than unawares’, especially the last three words, are wonderfully lulling. And then Beckett’s favourite phrase, ‘I don’t know’, closes down discussion and rolls us along to the next rhetorical question.

So I am well aware that the text contains all kinds of questions, invokes all kinds of philosophical issues and probably makes countless literary references which I don’t, personally, recognise. But it is patently obvious that the text sets them up in order to knock them down, that at any point the degraded and forgetful narrator will lose track of his argument and stumble to a halt.

The fact would seem to be, if in my situation one may speak of facts, not only that I shall have to speak of things of which I cannot speak, but also, which is even more interesting, but also that I, which is if possible even more interesting, that I shall have to, I forget, no matter…

Not only is he a long-winded professor droning on, but he devotes a lot of time to wondering whether he even exists, whether what he says is worth saying, and then stumbles and forgets whatever he was going to say. The result is an entertaining drone, an unending sequence of lulling and soothing repetitions and inversions.

And things, what is the correct attitude to adopt towards things? And, to begin with, are they necessary? What a question. But I have few illusions, things are to be expected.

He’s so right. Things are to be expected, lots of things, but are they necessary? And what is the correct attitude we should take towards things? I forget. No matter. Relax.

People with things, people without things, things without people, what does it matter…

Exactly. Relax.

He mentions other ‘people’ but maybe these are just more ‘things’ he’s attached names to, whatever a ‘name’ is. Thus he refers to characters from the previous two novels, Molloy and Moran and Malone, as well as from the earlier novels Murphy, Mercier and Camier, and Watt. He thinks they ‘are are all here’, he thinks they’ve all been there forever. And he mentions a few other elements from the novels, for example that it was at Bally that ‘the inestimable gift of life had been rammed down my gullet’, Bally featuring in part two of Molloy.

For some readers no doubt this creates an interesting dynamic, a complex intertextuality. But it is also rather cosy, like meeting old friends. Murphy is blown up in the novel of the same name, Molloy isn’t in great shape when we left him and there’s the strong suggestion that Malone died at the end of his book. Maybe they’re all dead. Maybe they’re in the afterlife? There are no days here, he tells us. So where is ‘here’? I don’t know. No matter. The narrator mentions a few ‘puppets’ he will play with. Maybe all these ‘characters’ are toys, the toys of a collapsing mind.

The inconsequential contradiction

Which made me notice a major component of Beckett’s style, which is to state something then immediately negate it.

  • The best would be not to begin. But I have to begin.
  • Here all is clear. No, all is not clear. (p.269)

Learned critics may associate this with the via negativa, ‘a philosophical approach to theology which asserts that no finite concepts or attributes can be adequately used of God, but only negative terms’. But since there is no God there can be no approach to him or her or it, and so the technique or mannerism of stating something then immediately negating it, instead contributes to the sense of Zen inconsequentiality.

  • if I were never to see the two of them at once, then it would follow, or should follow, that between their respective
    appearances the interval never varies. No, wrong. (p.274)
  • So it is I who speak, all alone, since I can’t do otherwise. No, I am speechless.
  • I’ll try again, quick before it goes again. Try what? I don’t know

Or sly negations, negations negating negation, such as when he writes ‘No more questions’ and immediately asks a barrage of four questions.

Or just not giving a damn.

A short time, a long time, it’s all the same.

I’ll go on

Which all leads up to the book’s famous final phrases:

if it opens, it will be I, it will be the silence, where I am, I don’t know, I’ll never know, in the silence you don’t know, you must go on, I can’t go on, I’ll go on.

This ‘can’t go on’ phrase actually occurs numerous times before it appears here, right at the end of the book i.e. it is a deliberate statement, carefully prepared for and repeated and so the reader is prepared for its use here at the book’s end. It has traditionally been seen as almost a cry of desperation, and it can certainly be read like that.

I am suggesting, however, that along with the text’s hundreds of other examples of negation, contradiction, uncertainty, hesitation, unknowing, forgetfulness and amnesia, these final phrases are not any kind of cry of despair, they are just more part of the flow and continuum, they contribute to the background hum. It is not a climactic cry, it is just the latest iteration of one of the many many oblique negative phrases which make up the text.

  • there was never anyone, anyone but me, anything but me, talking to me of me, impossible to stop, impossible to go on, but I must go on, I’ll go on…
  • perhaps I went silent, no, I say that in order to say something, in order to go on a little more, you must go on a little more, you must go on a long time more, you must go on evermore…
  • I notice nothing, I go on as best I can…
  • I can’t suppose anything, I have to go on, that’s what I’m doing…
  • it’s a question of going on, it goes on, hypotheses are like everything else, they help you on, as if there were need of help, that’s right, impersonal, as if there were any need of help to go on with a thing that can’t stop…
  • perhaps it’s azure, blank words, but I use them, they keep coming back, all those they showed me, all those I remember, I need them all, to be able to go on…
  • … I’m doing my best, I can’t understand, I stop doing my best, I can’t do my best, I can’t go on, poor devil…
  • Perhaps there go I after all. I can’t go on in any case. But I must go on…

Compare it to monks chanting. Or the chanting in a Catholic church. (Obviously the text isn’t quite as homogeneous as I’m making out, the more you look at it the more you see a riot of styles cropping up and disappearing all the way through, with quite a lot of crude swearwords, and droll Irish humour scattered about.) But the very fact that the ‘go on’ phrase occurs so many times before throughout the text can be turned against the ‘cry of anguish’ argument, the very fact the phrase has cropped up so many times means there is nothing particularly unique or special about it – that it can be seen as one among many components of the endless flow of repetitive devices and phrases which make up the unnamable narrator’s ramblings or monologue or stream of consciousness.

I.e. the text doesn’t build up to anything, it just ends… and the ending is quite arbitrary… it could have gone on forever. You could sellotape the end back to the beginning and create an eternal loop, which would just, well… go on…

I wait for my turn, my turn to go there, my turn to talk there, my turn to listen there, my turn to wait there for my turn to go, to be as gone, it’s unending, it will be unending, gone where, where do you go from there, you must go somewhere else, wait somewhere else, for your turn to go again, and so on, a whole people, or I alone, and come back, and begin again, no, go on, go on again, it’s a circuit, a long circuit…

Some ‘things’

That said, a discourse made out of words does, almost unavoidably, have to contain some meaning, refer to at least some things. So here are some of the ‘things’, discernable facts, that it contains.

The narrator remarks that Malone passes by at regular intervals. At least he thinks it’s Malone. It might be Molloy, though it’s wearing Malone’s hat.

Was there a time when I too revolved thus? No, I have always been sitting here, at this selfsame spot, my hands on my knees, gazing before me like a great horn-owl in an aviary.

The place is vast, It has pits. Is it hell? Apparently not, as he refers to hell as another place. But he does refer to his life ‘up there in their world’ (p.273)

He attended a series of lectures on love and intelligence. One of the lecturers was called Basil (p.273).

He appears to be in bed naked (aren’t all Beckett’s narrators, sooner or later?) and continually crying. All Beckett’s texts give extremely detailed descriptions of the precise posture of the body, with mock satirical intent, mocking the detailed descriptions of ‘realistic’ fiction, while, on another, philosophical level, asserting the crude primacy of the body over the endlessly-meandering mind.

I mention these details to make sure I am not lying on my back, my legs raised and bent, my eyes closed. It is well to establish the position of the body from the outset, before passing on to more important matters.

In fact, does he even have a body?

no, no beard, no hair either, it is a great smooth ball I carry on my shoulders, featureless, but for the eyes, of which only the sockets remain. And were it not for the distant testimony of my palms, my soles, which I have not yet been able to quash, would gladly give myself the shape, if not the consistency, of an egg, with two holes no matter where to prevent it from bursting, for the consistency is more like that of mucilage…I’m a big talking ball, talking about things that do not exist, or that exist perhaps, impossible to know, beside the point.

After much divagation, the narrator decides to rename Basil Mahood and tells us that Mahood’s voice has often mingled with his own. In some obscure way Mahood appears to be his master and the narrator develops references to a series of ‘them’ who administered lectures and courses to him.

He tries out some fictions, appearing in fictions, first as a one-armed, one-legged wayfarer on crutches, then as a bodiless head in a bucket kept by a woman who runs a restaurant and puts a tarpaulin over the bucket when it snows – but claims these fictions are imposed on him by ‘them’, the ‘others’.

For an extended period he appears to become this character ‘Mahood’, among other things being told off in class. Arbitrarily he renames Mahood, Worm.

Then he is the head in a bucket again. His protectress, Madeleine or Marguerite, keeps a restaurant. There is a brief and lovely, lyrical passage about the twilight hour in, presumably, Paris, as the first customers arrive at this restaurant for an aperitif (p.312).

He says he has died many times, but ‘they’ keep resurrecting him, dragging him back to life. In fact by the middle of the text, ‘they’ have become really dominant, a chorus of tormentors who the narrator is seeking to appease, both himself and in the form of the various avatars, Mahood and Worm. It is ‘they’ who seem to be putting him through all these torments, orchestrating his experiences, ‘they’ are the source of the endless requirement for there to be a voice, the ceaseless babble

  • If only this voice would stop, for a second, it would seem long to me, a second of silence.
  • Ah if only this voice could stop, this meaningless voice which prevents you from being nothing, just barely prevents you from being nothing and nowhere, just enough to keep alight this little yellow flame feebly darting from side to side, panting, as if straining to tear itself from its wick, it should never have been lit, or it should never have been fed, or it should have been put out, put out, it should have been let go out.

‘They’ loathe him, ‘they know how to cause suffering, the master explained to them’ (p.337).

I have endured, that must be it, I shouldn’t have endured, but I feel nothing, yes, yes, this voice, I have endured it, I didn’t fly from it, I should have fled,

He hopes one day they will leave, in Indian file, going up above to meet their master who will punish them (p.335), as he, the proper authority, will judge whether he’s said the correct words to be released.

This stuff about they and their master and the word ‘suffering’ dominate the middle of the piece, inescapably raising ideas of hell. And when he goes on to talk about being judged and feeling guilty, it drifts into Kafka territory, maybe he’s in a dungeon, always been in a dungeon (p.339).

Repetition

He repeatedly says he’ll ask no more questions, then promptly asks more questions –

  • I know no more questions and they keep on pouring out of my mouth.
  • Enough questions, enough reasoning…

Above all there is repetition, endless repetition with variations of the basic idea, a degenerated, degraded consciousness going on and on and on, struggling to speak, trying to talk, saying nothing. It’s amazing how many way he finds to express the same basic idea:

  • I feel nothing, know nothing, and as far as thinking is concerned I do just enough to preserve me from going silent, you can’t call that thinking.
  • it is I who speak, all alone, since I can’t do otherwise.
  • I have no voice and must speak, that’s all I know… (p.281)
  • I am doing my best, and failing again, yet again. (p.284)
  • And now let us think no more about it, think no more about anything, think no more. (p.309)
  • Having won, shall I be left in peace? It doesn’t look like it, I seem to be going on talking. (p.317)
  • Is there a single word of mine in all I say? No, I have no voice, in this matter I have none.
  • But why keep on saying the same thing?
  • Where I am there is no one but me, who am not. (p.326)
  • Yes, so much the worse, he knows it is a voice, how is not known, nothing is known, he understands nothing it says, just a little, almost nothing, it’s inexplicable, but it’s necessary (p.330)
  • Tears gush from it practically without ceasing, why is not known, nothing is known
  • Forward! That’s soon said. But where is forward? And why? (p.338)
  • What can you expect, they don’t know who they are either, nor where they are, nor what they’re doing, nor why everything is going so badly, so abominably badly
  • between them would be the place to be, where you suffer, rejoice, at being bereft of speech, bereft of thought, and feel nothing, hear nothing, know nothing, say nothing, are nothing, that would be a blessed place to be
  • you have only to wait, without doing anything, it’s no good doing anything, and without understanding, there’s no help in understanding, and all comes right, nothing comes right, nothing, nothing, this will never end, this voice will never stop, I’m alone here… (p.350)

Can you see how the precise semantic context of the sentences may vary a bit, but the basic form or structure doesn’t. Necessary impossibility. It’s impossible but I must do it. Now I will be silent. No, I can’t be silent. Now I will stop asking questions. No I won’t.

And he is humorously aware of it, too:

If only I knew what I have been saying. Bah, no need to worry, it can only have been one thing, the same as ever. I have my faults, but changing my tune is not one of them.

The funny thing about Beckett is that he made an entire career out of the notion that it is impossible to write, impossible to communicate, language is always failing and collapsing. The paradox is that he managed to wring half a dozen long dense novels, and scores of plays out of this idea, 20 or more plays in which the characters speak at length about how impossible it is to speak.

And this is the way he does it. In the latter part of The Unnamable the syntax cracks and crumbles. There are some epic sentences made of 50 or more clauses, leading on from each other, contradicting, suggesting, denying, forgetting, one after the other, pell mell:

but it’s too difficult, too difficult, for one bereft of purpose, not to look forward to his end, and bereft of all reason to exist, back to a time he did not. Difficult too not to forget, in your thirst for something to do, in order to be done with it, and have that much less to do, that there is nothing to be done, nothing special to be done, nothing doable to be done. No point either, in your thirst, your hunger, no, no need of hunger, thirst is enough, no point in telling yourself stories, to pass the time, stories don’t pass the time, nothing passes the time, that doesn’t matter, that’s how it is, you tell yourself stories, then any old thing, saying, No more stories from this day forth, and the stories go on, it’s stories still, or it was never stories, always any old thing, for as long as you can remember, no, longer than that, any old thing, the same old thing, to pass the time, then, as time didn’t pass, for no reason at all, in your thirst, trying to cease and never ceasing, seeking the cause, the cause of talking and never ceasing, finding the cause, losing it again, finding it again, not finding it again, seeking no longer, seeking again, finding again, losing again, finding nothing, finding at last, losing again, talking without ceasing, thirstier than ever, seeking as usual, losing as usual, blathering away, wondering what it’s all about, seeking what it can be you are seeking, exclaiming, Ah yes, sighing, No no, crying, Enough, ejaculating, Not yet, talking incessantly, any old thing, seeking once more, any old thing, thirsting away, you don’t know what for, ah yes, something to do, no no, nothing to be done, and now enough of that, unless perhaps, that’s an idea, let’s seek over there, one last little effort, seek what, pertinent objection, let us try and determine, before we seek, what it can be, before we seek over there, over where, talking unceasingly, seeking incessantly, in yourself, outside yourself, cursing man, cursing God, stopping cursing, past bearing it, going on bearing it, seeking indefatigably, in the world of nature, the world of man, where is nature, where is man, where are you, what are you seeking, who is seeking, seeking who you are, supreme aberration, where you are, what you’re doing, what you’ve done to them, what they’ve done to you, prattling along, where are the others, who is talking…

And that’s less than one of the 110 or so pages of the Picador edition of The Unnamable. The motor, the engine for producing this vast amount of verbiage is remarkable.

Ezra Pound summed the same idea up in just one line back in 1917, a line translated from an old poem by the Chinese poet Li Po, from the 8th century:

What is the use of talking? And there is no end of talking…

(Exile’s Letter by Ezra Pound)

The whole ‘message’ can be summed up in a sentence, so it’s clearly not about the sentence. It’s about the extraordinary range and diversity of prose techniques Beckett uses to create this vast incantation, this huge, ramifying, multi-referential, prose leviathan which – I would argue – if you let your mind drift with it, if you are lulled and coaxed inside its endless flow – takes you to an entirely new place, a place never before known in literature.

The Unnamable feels to me hugely bigger and more mysterious than either Molloy or Malone Dies. They share many of its mannerisms but The Unnamable takes them to new heights. It really feels like a work of genius.

Someone speaks, someone hears, no need to go any further, it is not he, it’s I, or another, or others, what does it matter, the case is clear, it is not he, he who I know I am, that’s all I know, who I cannot say I am, I can’t say anything, I’ve tried, I’m trying, he knows nothing, knows of nothing, neither what it is to speak, nor what it is to
hear, to know nothing, to be capable of nothing, and to have to try, you don’t try any more, no need to try, it goes on by itself, it drags on by itself, from word to word, a labouring whirl, you are in it somewhere, everywhere, not he, if only I could forget him, have one second of this noise that carries me away, without having to say, I don’t, I haven’t time, It’s not I, I am he, after all, why not, why not say it, I must have said it, as well that as anything else, it’s not I, not I, I can’t say it, it came like that, it comes like that, it’s not I, if only it could be about him, if only it could come about him, I’d deny him, with pleasure, if that could help, it’s I, here it’s I, speak to me of him, let me speak of him, that’s all I ask, I never asked for anything, make me speak of him, what a mess, now there is no one left, long may it last


Credit

The Unnamable by Samuel Beckett was published in French in 1953. The English translation by Beckett himself was published in 1958. Page references are to the 1979 Picador paperback edition of The Beckett Trilogy.

Related links

Samuel Beckett’s works

An asterisk indicates that a work was included in the Beckett on Film project, which set out to make films of all 19 of Beckett’s stage plays using leading actors and directors. The set of 19 films was released in 2002 and most of them can be watched on YouTube.

The Second World War 1939 to 1945

*Waiting For Godot 1953 Play

Awarded the Nobel Prize for Literature 1969

Watt by Samuel Beckett (1953)

‘If I tell you all this in such detail, the reason is, believe me, that I cannot, much as I should like, and for reasons that I shall not go into, for they are unknown to me, do otherwise.’
(Arthur, in part three of Watt)

It’s a challenge, but I came to really enjoy this book.

Watt was Samuel Beckett’s second published novel in English (the first being Murphy, published 1938). It was begun in 1941 but largely written while Beckett was hiding from the Nazis in a small French town in the Vaucluse in south-east France, and completed in December 1944. He revised and rewrote it as he went, experimenting not only with plot and style, but with structure and tone and, indeed, the entire conception of what a fiction is and can be.

It wasn’t published until a long time later, in 1953, and then only by the Olympia Press in Paris, a disresreputable publisher of pornography whose owner prided himself on publishing unpublishable literary masterpieces (he also published novels by Vladimir Nabokov and Henry Miller). (Publishing with Olympia established Beckett’s copyright and helped him to negotiate with English and American publishers).

Fragments

In later life Beckett dismissed the book as ‘a game, a means of keeping sane’, as ‘an exercise’ to stave off the long evenings hidden away in a French farmhouse. Its long and claustrophobic gestation possibly accounts for the complex mess of the manuscript which contains all sorts of loose leaves, doodles, fragments of plot. It was, Beckett told George Reavey in 1947, ‘an unsatisfactory book, written in dribs and drabs’. After the war Beckett carried this ever-evolving mess with him, to Paris and then back to Dublin, working over and through to a final version of the book. Four excerpts were published in literary magazines between 1950 and 1953.

The patchwork assembly of the text is recognised in the series of ‘addenda’, 37 fragments which he added at the end of the main text, concepts, sentences, scenes and phrase apparently intended for the novel but not used. Or used to form intriguing and suggestive ‘addenda’.

The general approach

Watt is another of Beckett’s tramps-cum-simpletons-cum alzheimer victims. Some kind of autistic, he struggles to fathom the most basic human interactions.

Watt had watched people smile and thought he understood how it was done. And it was true that Watt’s smile, when he smiled, resembled more a smile than a sneer, for example, or a yawn. But there was something wanting to Watt’s smile, some little thing was lacking, and people who saw it for the first time, and most people who saw it saw it for the first time, were sometimes in doubt as to what expression exactly was intended. To many it seemed a simple sucking of the teeth.
Watt used this smile sparingly.

Mind you, neither can the narrator or Beckett. All Beckett’s fictions come from a very similar place and depict people who can barely speak or communicate, who don’t understand basic human interactions, who are at the threshold of ordinary human behaviour, who can barely walk let alone speak, who fall, crawl, pull themselves forward by clutching tufts of grass through the mud of this world, obsessively repeating endless repeated phrases of endless repetition.

That, at least, is the enormously powerful impression you get from The Beckett Trilogy. The text of Watt, however, had not yet gone as far in that direction, although it has gone a long way in a very weird direction.

Paragraphs For a start the text is cast in paragraphs, lots of paragraphs, often fairly short. This may sound a trivial thing but Molloy starts with 80 pages of uninterrupted unrelieved prose, a Berlin Wall of prose, with no paragraphs or breaks of any kind, which turns out to be a real struggle to read.

Having your text chopped up into the conventional format of paragraphs which indicate when a new character speaks, or when a new action or topic starts and ends, is a vastly useful visual convention of typography – you only realise just how powerful and useful it is when it is completely absent in a work like Molloy. So Watt may use disorientating techniques but it feels much easier to read than the Trilogy.

To give an example, the conversation between Mr Hackett the hunchback, Mr Nixon and his wife Tetty, may well have surreal aspects – such as Tetty’s anecdote about giving birth by herself in the middle of a dinner party – but it is told in the format of paragraphs clearly indicating who is speaking when, and noting when characters change position or pause a bit – and so the texture of the reading experience is overwhelmingly traditional.

No speech marks Right at the start of his career, back in 1904 or so, Beckett’s mentor James Joyce had decided never to use speech marks or inverted apostrophes in his fiction and Beckett follows him in this mannerism. But it is a fairly easy-to-assimilate convention and you quickly get used to spotting what is dialogue and what is descriptive prose.

Conventional vocabulary Since we’ve mentioned Joyce, another thing worth pointing out is the utter conventionality of Beckett’s lexicon. He uses traditional words in a generally traditional way, nowhere is there a trace of the wild experiments with the English language which Joyce took to giddy heights in Ulysses and then burst all bounds in Finnegans Wake.

It also marks a distinct shift from the lexicon of More Pricks Than Kicks (1934) and Murphy (1938) which both indulged in the extreme complexification of the prose via orotund and arcane argots and terminologies. Here he is describing a character called ‘the Frica’ in the Dream:

A septic pudding hoodwinks her, a stodgy turban of pain it laps her horse face. The eyehole is clogged with the bulbus, the round pale globe goggles exposed. Solitary meditation has furnished her with nostrils of generous bore. The mouth champs an invisible bit, foam gathers at the bitter commissures. The crateriform brisket, lipped with sills of paunch, cowers ironically behind a maternity tunic…

Beckett’s prose in Watt has undergone a thorough detoxification. Trace of the spastic pedantry of the previous texts still survives, but with nothing like the same intensity:

He had seen all from his warm nest of books and periodicals. But now that the best was past he came out on the platform, with the intention of closing his stall, for the night. He therefore lowered and locked the corrugated apron. He seemed a man of more than usual acerbity, and to suffer from unremitting mental, moral and perhaps even physical pain. One noticed his cap, perhaps because of the snowwhite forehead and damp black curly hair on which it sat. The eye came always in the end to the scowling mouth and from there on up to the rest. His moustache, handsome in itself, was for obscure reasons unimportant. But one thought of him as the man who, among other things, never left off his cap, a plain blue cloth cap, with a peak and knob. For he never left off his bicycle-clips either. These were of a kind that caused his trouser-ends to stick out wide, on either side. He was short and limped dreadfully. When he got started he moved rapidly, in a series of aborted genuflexions.

There isn’t the same fol-de-rol of recherche terminology. But there is still the fundamental attitude, the satirical deployment of an over-learnèd diction to a banal subject – ‘a series of aborted genuflexions’.

Beckett’s pedantic stage directions It is drily comic. It is droll, maybe, like clever undergraduates using over-elaborate language to impress each other with the absurdity of their erudition. This taste for the sly humour of extreme pedantry remained one of Beckett’s core qualities. An often overlooked aspect of his plays is the way the stage directions became things of extreme precision, which are both deadly serious and comic at the same time, like the precise nature of the bowler hats worn in Waiting For Godot. Indeed, some of the plays are entirely wordless, consisting solely of directions for actions the actors must perform and so are closer to mime or choreography. Any reader of the later plays gets used to the way the stage directions are often longer, more detailed and hyper-precise than the language involved in a production (if any).

So your response to Watt will depend on whether you enjoy, whether you find humour in the application of finicky, over-philosophical, over-learnèd and extended meditations on trivial everyday events.

In the opening scene Mr Hackett the hunchback and Mrs and Mrs Nixon spend four pages speculating why Watt got off the tram at the stop just opposite the bench where they are sitting. They work through all the potential reasons for his alighting just there with the scrupulous thoroughness of the medieval scholastic philosophers to whom Beckett owes a large debt.

Watt gets into a compartment of a train. He thinks it is empty but then realises a man is sitting in it (in a classic example Beckett-the-narrator playing with the conventions of what is, and what is not, implied by sentences in fiction. You write one thing, the reader understands the situation to be just so. You write another thing which flatly contradicts the first thing, and the reader realises just how slippery and imprecise language is, or how slippery the narrator is, or the text. Or perception. Or consciousness itself).

My name is Spiro, said the gentleman.
Here then was a sensible man at last. He began with the essential and then, working on, would deal with the less important matters, one after the other, in an orderly way.

The scholastic method of generating content Watt’s asperger’s syndrome-like obsessiveness is central to Becket’s method, and echoes or consciously revives, the medieval scholastic obsession with categorising all possible eventualities of an occurrence, or working systematically through every possible attribute of an entity. It is absolutely no surprise at all that the man in the train compartment, Spiro, turns out to be the editor of a Catholic journal (named Crux) which delights in setting elaborate brainteasers based on obscure areas of Christian theology, one of which he proceeds to share with Watt:

A rat, or other small animal, eats of a consecrated wafer.
1) Does he ingest the Real Body, or does he not?
2) If he does not, what has become of it?
3) If he does, what is to be done with him?

The thing about this kind of scholastic, super-categorising, hair-splittingly logical approach to trivialities is that it can generate endless text out of next to nothing. How many angels can dance on the head of a pin was a question that could trigger medieval schoolmen to hours of learned debate, bringing in huge amounts of learning about angels, their bodies corporeal or non-corporeal, their abilities to change shape and size, and so on. Questions like this were set in medieval university exams not because anyone wanted to know the answer, but so the candidates could display their command of the gigantic schemas of categories and entities and types.

This is one way of looking at Beckett – as a kind of machine who generated huge amounts of prose (in his novels) by deploying mechanistic and scholastic methodologies to absolute trivia. In More Pricks Than Kicks Beckett devotes a page to the complex methodology Belacqua Shuah employs to make two pieces of toast. In Molloy he spends an entire page enumerating the method Molloy develops for sucking 16 pebbles he has collected from the seashore and stores in his four pockets, so that he sucks them each in turn, while transferring them between pockets in a fair and just way.

Given this technique for generating prose, there doesn’t need to be any plot at all, no storyline in the traditional sense, and little sense or purpose to the narrative, for the text nonetheless to ramify out in all directions till it fills 200 pages of paragraph-less prose, and reading it makes you feel like you’re having a nervous breakdown.

Watt heard nothing of this, because of other voices, singing, crying, stating, murmuring, things unintelligible, in his ear. With these, if he was not familiar, he was not unfamiliar either. So he was not alarmed, unduly. Now these voices, sometimes they sang only, and sometimes they cried only, and sometimes they stated only, and sometimes they murmured only, and sometimes they sang and cried, and sometimes they sang and stated, and sometimes they sang and murmured, and sometimes they cried and stated, and sometimes they cried and murmured, and sometimes they stated and murmured, and sometimes they sang and cried and stated, and sometimes they sang and cried and murmured, and sometimes they cried and stated and murmured, and sometimes they sang and cried and stated and murmured, all together, at the same time, as now, to mention only these four kinds of voices, for there were others.

See? Once you establish this method, you can apply it to anything, in fact the more trivial and silly the better, since it brings out the absurdity of the procedure and, by extension, the absurdity of trying to describe anything at all, the absurdity of writing fiction, the absurdity of being human.

Watt’s way of advancing due east, for example, was to turn his bust as far as possible towards the north and at the same time to fling out his right leg as far as possible towards the south, and then to turn his bust as far as possible towards the south and at the same time to fling out his left leg as far as possible towards the north, and then again to turn his bust as far as possible towards the north and to fling out his right leg as far as possible towards the south, and then again to turn his bust as far as possible towards the south and to fling out his left leg as far as possible towards the north, and so on, over and over again, many many times, until he reached his destination, and could sit down. So, standing first on one leg, and then on the other, he moved forward, a headlong tardigrade, in a straight line. The knees, on these occasions, did not bend. They could have, but they did not. No knees could better bend than Watt’s, when they chose, there was nothing the matter with Watt’s knees, as may appear. But when out walking they did not bend, for some obscure reason. Notwithstanding this, the feet fell, heel and sole together, flat upon the ground, and left it, for the air’s uncharted ways, with manifest repugnancy. The arms were content to dangle, in perfect equipendency.

Forever and ever this kind of thing can be spooled out like a spider spins webs all its life long.

Use an Irish accent If you read it in a traditional English voice, like mine, it can get quite tiresome. Which is why you should have a go at reading it aloud with a slight Irish accent. If you do this, or hear it with your mind’s ear read in an Irish accent, you can catch the sly humour behind the entire thing and make out the very dry twinkle in old Sam Beckett’s beady eyes.

And you can see why, after exhausting the possibilities of prose in the enormous trilogy, he discovered the far more potent effect of doing this kind of thing onstage, of having actors read his prose out loud. Not only read out his mechanical variations on trivial actions, but actually have them act them out. Thus he gets the puppet characters of Godot or Happy Days or Endgame to go through obsessive physical and verbal repetitions which reduce the idea of human agency to an absolute null. And yet… with a shrewd, beady, half-smile hovering around his dry lips…

(This playful disinterest in plot, and greater interest in the games implicit in language, the silliness of set phrases and so on, is a quality shared with another bleak joker, Kurt Vonnegut. When Beckett describes Watt’s walk as ‘a funambulistic stagger’ the phrase reminded me of the made-up ‘chrono-synclastic infundibula’ which plays a central role in Vonnegut’s first novel The Sirens of Titan.)

The plot

Watt has four parts.

Part one

‘Hunchy’ Hackett sits on what he considers ‘his’ bench. He is joined by Mr and Mrs Nixon who, among other things, tell the story of how she gave birth in the middle of a posh dinner party (she went upstairs and delivered the baby herself before coming back down, leading the child by the hand). Night is falling. They observe someone alight from a stopping tram and identify him as Watt. There is a typically scholastic debate about why he chose this particular tram stop.

Cut to Watt hurrying to the train station and colliding with a man pushing a big milk churn. He picks it up along with Watt’s hat, the whole incident observed by the elderly keeper of the newsagent’s booth, who now closes it up. Watt enters the train in what he thinks is an empty compartment but then realises it has an occupant, who introduces himself as Spiro, editor of a Catholic popular magazine, Crux.

Watt alights (apparently) and walks along a road. His method of walking is described with characteristic obsessive pedantry. It once impressed a Lady McCann who observed his odd method of ambulation. He is tired. He lies down in a ditch (an image of utter dejection which was to be obsessively repeated in the falling, crawling, creeping protagonists of the Trilogy).

He hears a choir singing a song and, in that 1930s avant-garde way, the text includes a two-page transcription of it. Watt bestirs himself, picks up his bags and continues to the house of a Mr Knott, where we have a typical piece of obsessively repetitive Beckettiana:

The house was in darkness.
Finding the front door locked, Watt went to the back door. He could not very well ring, or knock, for the house was in darkness.
Finding the back door locked also, Watt returned to the front door.
Finding the front door locked still, Watt returned to the back door.
Finding the back door now open, oh not open wide, but on the latch, as the saying is, Watt was able to enter the house.
Watt was surprised to find the back door, so lately locked, now open. Two explanations of this occurred to him. The first was this, that his science of the locked door, so seldom at fault, had been so on this occasion, and that the back door, when he had found it locked, had not been locked, but open. And the second was this, that the back door, when he had found it locked, had in effect been locked, but had subsequently been opened, from within, or without, by some person, while he Watt had been employed in going, to and fro, from the back door to the front door, and from the front door to the back door.

See what I mean by the technique which can spool an infinite amount of prose, of ratiocination, out of almost nothing. Every human action can be subjected to a) this degree of mindless mechanical repetition and b) unnecessarily thorough pedantic over-analysis. Either you find it irksome or, you adjust your mood to suit Beckett’s approach and find it dryly humorous, absurd, absurdist.

Watt enters the apparently empty house and sits in the kitchen by the ‘range’, taking off his hat, revealing his grey-red hair. A man enters and delivers a breathless, surreal and absurdist monologue of the kind which will dominate the Trilogy. It is really a very long monologue, 25 pages of the kind of solid block prose we will see in the Trilogy and the demented, repetitive, obscure, mad obsessive dwelling on trivial or inconsequential subject matter which characterises all Beckett’s prose.

In terms of ‘facts’, what emerges is the speaker is Arsene, the owner of the house’s former manservant, along with one Erskine and two serving girls, Ann and Mary.

Part two

The narrating voice settles into a series of philosophical meditations on the nature of reality, of our experience of the outer and inner worlds and the difference between them, the nature of time and of mind.

For Watt now found himself in the midst of things which, if they consented to be named, did so as it were with reluctance.

These lengthy and repetitive lucubrations centre on a number of characteristically minor or trivial events, such as the visit to the house of the Galls, a father and son pair of piano tuners. Then there is the case of the pot, which gives rise to a long excursus on the nature of pot-ness.

Looking at a pot, for example, or thinking of a pot, at one of Mr Knott’s pots, of one of Mr Knott’s pots, it was in vain that Watt said, Pot, pot. Well, perhaps not quite in vain, but very nearly. For it was not a pot, the more he looked, the more he reflected, the more he felt sure of that, that it was not a pot at all. It resembled a pot, it was almost a pot, but it was not a pot of which one could say, Pot, pot, and be comforted. It was in vain that it answered, with unexceptionable adequacy, all the purposes, and performed all the offices, of a pot, it was not a pot. And it was just this hairbreadth departure from the nature of a true pot that so excruciated Watt. For if the approximation had been less close, then Watt would have been less anguished.

It’s passages like this – and this is only a small excerpt from the long passage about the pot – that bespeak a kind of mental illness, that lead me to make the comparisons with an autistic or asperger-like inability to relate to the world, to be thrown into anxiety, into panic, by nothing, by looking at a pot.

There is a master of the house, one Mr Knott, whose names seems as much of a joke as Watt’s. Watt is Knott. Watt is not Knott. Knott is not Watt. We could go on all day, and Beckett does. The obsessive manner of Watt knocking on the front door when he first arrives, then going round to knock on the back door, then returning to the front to knock on the front door again, then returning to the back to knock on the back door again, are a fleabite compared to some of the monstrosities of obsessive repetition, or repetitions with variations, the text contains.

Watt prepares Mr Knott’s meals by mixing up a precise list of ingredients and medicines into a sort of gruel which must be served punctually at 12 noon and 7pm. Sometimes Mr Knott leaves the bowl empty, at other times leaves varying percentages of the gruel in it.

Twelve possibilities occurred to Watt, in this connection:

  1. Mr Knott was responsible for the arrangement, and knew that he was responsible for the arrangement, and knew that such an arrangement existed, and was content.
  2. Mr Knott was not responsible for the arrangement, but knew who was responsible for the arrangement, and knew that such an arrangement existed, and was content.
  3. Mr Knott was responsible for the arrangement, and knew that he was responsible for the arrangement, but did not know that any such arrangement existed, and was content.
  4. Mr Knott was not responsible for the arrangement, but knew who was responsible for the arrangement, but did not know that any such arrangement existed, and was content.
  5. Mr Knott was responsible for the arrangement, but did not know who was responsible for the arrangement, nor that any such arrangement existed, and was content.
  6. Mr Knott was not responsible for the arrangement, nor knew who was responsible for the arrangement, nor that any such arrangement existed, and was content.
  7. Mr Knott was responsible for the arrangement, but did not know who was responsible for the arrangement, and knew that such an arrangement existed, and was content.
  8. Mr Knott was not responsible for the arrangement, nor knew who was responsible for the arrangement, and knew that such an arrangement existed, and was content.
  9. Mr Knott was responsible for the arrangement, but knew who was responsible for the arrangement, and knew that such an arrangement existed, and was content.
  10. Mr Knott was not responsible for the arrangement, but knew that he was responsible for the arrangement, and knew that such an arrangement existed, and was content.
  11. Mr Knott was responsible for the arrangement, but knew who was responsible for the arrangement, but did not know that any such arrangement existed, and was content.
  12. Mr Knott was not responsible for the arrangement, but knew that he was responsible for the arrangement, but did not know that any such arrangement existed, and was content.

All these passages say something about the madness of thinking, the madness of writing, and the madness of language. The anxiety about Knott’s dinner develops seamlessly into an even more elaborated worry about the dog Watt is ordered to give any leftovers of Mr Knott’s dinner to, worries whether such a dog might or might not exist, and then a detailed consideration of four possible permutations by which such a dog might be prevailed upon to eat the leftovers. Which leads into a consideration of the family which is required to manage the complex system of dogs which have been conjured up to eat Mr Knott’s leftovers, and who are named the Lynch family and who Beckett proceeds to list and describe at exorbitant length, 28 of them in total. When Liz, the wife of Sam, dies shortly after giving birth to her twentieth baby:

This loss was a great loss to the family Lynch, this loss of a woman of forty goodlooking years.
For not only was a wife, a mother, a mother-in-law, an aunt, a sister, a sister-in-law, a cousin, a niece-in-law, a niece, a niece-in-law, a daughter-in-law, a granddaughter-in-law and of course a grandmother, snatched from her grandfather-in-law, her father-in-law, her uncles-in-law, her aunt, her aunts-in-law, her cousins, her brothers-in-law, her sisters, her niece, her nephew, her sons-in-law, her daughters, her sons, her husband and of course her four little grandchildren (who however exhibited no sign of emotion other than that of curiosity, being too young no doubt to realise the dreadful thing that had happened, for their total age amounted to no more than sixteen years), never to return, but the Lynch millennium was retarded by almost one year and a half, assuming that during that time all were spared, and so could not be expected before roughly two years from the date of Liz’s departure, instead of in a mere five months time, as would have been the case if Liz together with the rest of the family had been spared, and even five or six days sooner if the infant had been spared also, as he was to be sure, but at his mother’s expense, with the result that the goal towards which the whole family was striving receded to the tune of a good nineteen months, if not more, assuming all the others to be spared, in the meantime.

As you read this sort of thing, it’s hard not to think of Beckett’s own description that he wrote the book as an exercise, as experiments in dribs and drabs, on the long long nights hidden away in a house in the Vaucluse, with a pen, some notebooks and far too much time on his hands.

We are now in the clutches of the Lynch family and their absurd wish that the total of their combined ages reaches a thousand, something which keeps being prevented when one or other of them dies unexpectedly. Meanwhile one of the uglier cousins has twins. Which leads into an extended consideration of who impregnated her which requires a long, detailed description of the fornicatory habits of all the male members of family (cousin Sam in his wheelchair, cousin Tom with his manic depression, Uncle Jack…?)

After pages about the Lynch family, we revert to Watt, during his era of service on the ground floor, and a further disquisition about the name and nature of the dog the two members of the Lynch family, the dwarves Art and Con (remember the hunchback Mr Hackett at the start of the ‘story’), are tasked with bringing to the door of Mr Knott’s house every evening at 9pm to receive whatever leftover there may be. Or not. The dog is called Kate and we have it fully explained which Lynch family member she is named after. Kate dies and is replaced by another dog named Cis.

Eventually the book gets beyond the complex issue of the dig which eats Mr Knott’s leftovers and settles on the even more vexed matter of why the other servant in the house, Erskine, seems to spend so much of his time running up and down stairs from the ground floor to the first floor to the second floor and back down again, presumably at Mr Knott’s command, whereas Watt, at least in the first phase of his employment, remains on the ground floor throughout his working day. The possible reasons why are given the Beckett treatment i.e. a thorough working through of every conceivable reason.

Then there is the bell which goes off anytime day or night to summon Erskine to Mr Knott’s room. Same kind of treatment i.e. a thorough working through of every conceivable reason, including a list of every possible part of the human anatomy which could be used to press a bell. Watt decides he needs to discover the layout of Erskine’s room and in particular the location of the bell. But:

Erskine’s room was always locked, and the key in Erskine’s pocket. Or rather, Erskine’s room was never unlocked, nor the key out of Erskine’s pocket, longer than two or three seconds at a stretch, which was the time that Erskine took to take the key from his pocket, unlock his door on the outside, glide into his room, lock his door again on the inside and slip the key back into his pocket, or take the key from his pocket, unlock his door on the inside, glide out of his room, lock the door again on the outside and slip the key back into his pocket. For if Erskine’s room had been always locked, and the key always in Erskine’s pocket, then Erskine himself, for all his agility, would have been hard set to glide in and out of his room, in the way he did, unless he had glided in and out by the window, or the chimney. But in and out by the window he could not have glided, without breaking his neck, nor in and out by the chimney, without being crushed to death. And this was true also of Watt.

Abruptly a first-person narrator enters the text who informs us that everything written so far was told him by Watt many years later and over the course of many years, and that he took it all down in his notebook. Which gives rise to extensive, repetitive and thorough reflections on epistemology and the limits of knowledge, specially when it comes to narratives.

And so always, when the impossibility of my knowing, of Watt’s having known, what I know, what Watt knew, seems absolute, and insurmountable, and undeniable, and uncoercible, it could be shown that I know, because Watt told me, and that Watt knew, because someone told him, or because he found out for himself. For I know nothing, in this connexion, but what Watt told me.

We don’t know his name and the text moves back to the issue of Watt breaking into Erskine’s bedroom where he discovers a mysterious geometric painting hanging on the wall which gives rise to a very deep meditation on the nature of perspective and space and time and experience within it.

Time passes and Watt wonders how long he will be serving on the ground floor, how long his predecessors did, was it service of fixed duration, or did it vary from servant to servant?

For the service to be considered was not the service of one servant, but of two servants, and even of three servants, and even of an infinity of servants, of whom the first could not out till the second up, nor the second up till the third in, nor the third in till the first out, nor the first out till the third in, nor the third in till the second up, nor the second up till the first out, every going, every being, every coming consisting with a being and a coming, a coming and a going, a going and a being, nay with all the beings and all the comings, with all the comings and all the goings, with all the goings and all the beings, of all the servants that had ever served Mr Knott, of all the servants that ever would serve Mr Knott.

Repetition with variations. Obsessive repetition of the variations of a small number of variables, like the stones Molloy sucks or the toast that Belacqua Shuah methodically burns. The passage about the possible permutations of the servants goes on for four densely-written pages. Then he remembers lying on a beach at night and hearing three frogs who croak, respectively, Krak!, Krek! and Krik! at precise numerical intervals, such that the next two pages contain a table enumerating the froggy croaks.

Which leads into a memory of Watt’s sort-of affair with Mrs Gorman the fishwoman who came round to his house every Thursday evening. Sometimes she sat on his lap, sometimes he sat on hers, which immediately sparks two pages describing all the possible permutations of lap-sitting, along with a calculation of how long it took to change position, with the additional complexity of the time required to kiss or simply clasp each other, leading into ever-more complex calculations and permutations.

Mr Graves the old gardener comes regularly to the back door. Watt brings him a cup of tea in the morning or a bottle of stout in the evening.

Watt literally bumps into Mr Knott once when the owner is staring at a daisy and a worm at his feet. They do not speak. At numerous other times he glimpses the mysterious owner through windows, which often distort his appearance so he appears sometimes tall, sometimes short, sometimes stout, sometimes thin.

Watt realises he is tired and bored, service on the ground floor has tired him out. Then one fine winter morning he comes downstairs to find a new man in the kitchen, named Arthur. And on that word part two terminates.

Part three

Is narrated by a person called Sam but his narrative voice is identical to all that came before:

Watt seldom left his mansion and I seldom left mine. And when the kind of weather we liked did induce us to leave our mansions, and go out into the garden, it did not always do so at the same time. For the kind of weather that I liked, while resembling the kind of weather that Watt liked, had certain properties that the kind of weather that Watt liked had not, and lacked certain properties that the kind of weather that Watt liked had.

It appears they are both in an institution whose halls are crowded with what the narrator calls ‘scum’, playing ball all the time. The reference to mansions appears to be ironic. Watt appears to have ended up in a lunatic asylum, as does Murphy in his book. It is the logical place for all Beckett protagonists to end up since they are clearly suffering from advanced mental illness and inability to cope with everyday experience or any human interaction.

Watt and the protagonist are in some kind of institution, they can wander freely in separate gardens, divided by barbed wire fences. This is the most genuinely surreal. The narrator discovers a hole in his fence which parallels a hole in Watt’s fence and crawls through to him, watches him advance backwards towards him, wearing his clothes back to front, and when Watt speaks, his words are back to front.

The narrator says he has a little notebook, so maybe he is the same narrator with a little notebook who popped up in part two, saying he kept extensive notes of Watt’s stories. They often walk together in their favourite weather, sunny windy days. Then Watt’s defect deepens and he starts talking by reversing the spelling of words. In fact the narrator documents a further sequence of linguistic oddities, all laid out with the usual obsession for precise variation.

Then he took it into his head to invert, no longer the order of the words in the sentence, nor that of the letters in the word, nor that of the sentences in the period, nor simultaneously that of the words in the sentence and that of the letters in the word, nor simultaneously that of the words in the sentence and that of the sentences in the period, nor simultaneously that of the letters in the word and that of the sentences in the period, nor simultaneously that of the letters in the word and that of the words in the sentence and that of the sentences in the period, ho no, but, in the brief course of the same period, now that of the words in the sentence, now that of the letters in the word, now that of the sentences in the period, now simultaneously that of the words in the sentence and that of the letters in the word, now simultaneously that of the words in the sentence and that of the sentences in the period, now simultaneously that of the letters in the word and that of the sentences in the period, and now simultaneously that of the letters in the word and that of the words in the sentence and that of the sentences in the period.

Watt describes an afternoon when he, Mr Knott, Mr Graves and Arthur are all in the garden together. Arthur makes his recommendation of Bando to Mr Graves and then proceeds to give a long, rambling, surreal or absurdist account of an academic expedition into darkest Ireland carried out by one Ernest Louit as recounted to the committee of crusty old academics who commissioned him. All this is set in Beckett’s old university, Trinity College, Dublin.

There are five crusty old dons on the committee and there is a spectacularly Beckettian, obsessive-compulsive 3-page description of precisely who was looking at who and where they were sitting and what they saw. But this is as nothing compared to the subsequent scene in which Louit brings along and presents to the committee the ageing peasant Mr Nackybal who turns out to have the uncanny ability to rattle off the square root or the cube root of very large figures. Beckett’s obsessive compulsive, obsessively repetitive mannerisms go into overdrive.

After about 25 pages of the story of Mr Nackybal Arthur abruptly tires, breaks off and goes into Mr Knott’s house. Watt is relieved, it was a very draining story. The story having desisted we move onto a few aspects of Mr Knott, and a fantastically obsessive iteration of all the possible combinations of footwear he could wear. This is surpassed by this description of Mr Knott’s activities in his room:

Here he stood. Here he sat. Here he knelt. Here he lay. Here he moved, to and fro, from the door to the window, from the window to the door; from the window to the door, from the door to the window; from the fire to the bed, from the bed to the fire; from the bed to the fire, from the fire to the bed; from the door to the fire, from the fire to the door; from the fire to the door, from the door to the fire; from the window to the bed, from the bed to the window; from the bed to the window, from the window to the bed; from the fire to the window, from the window to the fire; from the window to the fire, from the fire to the window; from the bed to the door, from the door to the bed; from the door to the bed, from the bed to the door; from the door to the window, from the window to the fire; from the fire to the window, from the window to the door; from the window to the door, from the door to the bed; from the bed to the door, from the door to the window; from the fire to the bed, from the bed to the window; from the window to the bed, from the bed to the fire; from the bed to the fire, from the fire to the door; from the door to the fire, from the fire to the bed; from the door to the window, from the window to the bed; from the bed to the window, from the window to the door; from the window to the door, from the door to the fire; from the fire to the door, from the door to the window; from the fire to the bed, from the bed to the door; from the door to the bed, from the bed to the fire; from the bed to the fire, from the fire to the window; from the window to the fire, from the fire to the bed; from the door to the fire, from the fire to the window; from the window to the fire, from the fire to the door; from the window to the bed, from the bed to the door; from the door to the bed, from the bed to the window; from the fire to the window, from the window to the bed; from the bed to the window, from the window to the fire; from the bed to the door, from the door to the fire; from the fire to the door, from the door to the bed.

This scales new heights of mad compulsive repetition with a large number of small variations, even for Beckett.

It’s hard not to feel, as these mad repetition scenes mount up, that this kind of mathematical iteration is what replaces, in Beckett, a sensual feel for language. He subjects language to endless algorithmic combinations, but very rarely do you read a sentence which is vivid and breath-taking. Often it is like reading a computer program. Quite regularly there are softer sentences which appear to be recalling a kind of Tennysonian, ‘poetic’, susurration.

At ten the steps came, clearer, clearer, fainter, fainter, on the stairs, on the landing, on the stairs again, and through the open door the light, from darkness slowly brightening, to darkness slowly darkening, the steps of Arthur, the light of poor Arthur, little by little mounting to his rest, at his habitual hour.

But these are never quite convincing or consistent. Beckett is much more at home in the mechanical, in algorithmic repetitions, in perfunctory combinations, creating a new kind of 20th century ‘poetry’, based on objective descriptions, computer manuals, algorithmic permutations or – as here – a parody of bureaucratic forms:

I come from —, said Mr Micks, and he described the place whence he came. I was born at —, he said, and the site and circumstances of his ejection were unfolded. My dear parents, he said, and Mr and Mrs Micks, heroic figures, unique in the annals of cloistered fornication, filled the kitchen. He said further, At the age of fifteen, My beloved wife, My beloved dog, Till at last. Happily Mr Micks was childless.

The last few pages of part three describe Watt’s encounters with Mr Knott, or their joint presence in rooms, but they never communicate, Watt discovers or understands as little about him as when he started in his employ. On the penultimate page there is one of Beckett’s algorithmic fantasias listing all possible permutations of the elements of Mr Knott’s physical appearance, which is even longer than the one above describing the moving furniture in his bedroom.

Eventually we come to the end. Watt gives a final description of the characteristically obsessive patterns or permutations which Mr Knott applied to putting on his slippers, or shoes, or overshoes, or boots, or one slipper and one shoe, or one boot and one slipper etc etc.

And then, quite abruptly, it appears that Watt has told the narrator everything he can, or everything the narrator was able to make out from Watt’s umpteen peculiar ways of speaking, as enumerated earlier. And so Watt returns, moving backwards, through the holes in the fences between their respective gardens, and then walks backwards across his park, continually stumbling over roots and into brambles, back towards his ‘pavilion’.

Which is all very weird and disturbing. This walking backwards across dreamily huge parks, and then talking backwards, is part nonsense in the manner of Lear or Carrol, maybe, but feels more like a disturbing 20th century sci-fi dystopia or bad dream. I found it emotionally upsetting.

Part four

The shortest of the four sections. One night a stranger is sitting in the kitchen when Watt comes down for his night-time drink of milk and to smoke the remains of his cheap cigar. It is Micks, a man who has arrived, like he did all those years ago, out of nowhere. Watt realises it is time to leave Mr Knott’s house, goes upstairs, packs his two little bags, gives Micks a talk much as Arsene gave him (only infinitely shorter) and leaves the house forever. In fact he finds himself out the house, walking down the avenue and then along the road from the house, before he’s really aware of it, and regrets not having said a formal goodbye to Micks.

It’s the early hours so the station is closed. He climbs over the wicket gate, looks up at the night sky, looks back along the highway and sees a peculiar figure shuffling towards the station. It gets larger and larger and then gets smaller and smaller. So it goes.

The station master, Mr Case, is awake and reading a book by Irish writer, poet, critic etc George Russell. Watt asks if he can wait in the waiting room but as this requires entry through the ticket office, which is locked up, this triggers two pages of complex calculations about keys and locks and the correct sequence of opening, closing and relocking doors which eventually results in the answer Yes. Watt says that on reflection he would rather stay outside on the platform walking up and down.

Which makes it odd that we then find him in the waiting room lying down, possibly having a hallucination or memory of an old lady talking. There’s another unusually mysterious and ‘sensitive’ moments, which intersperse the mad combinatory passages:

He lay on the seat, without thought or sensation, except for a slight feeling of chill in one foot. In his skull the voices whispering their canon were like a patter of mice, a flurry of little grey paws in the dust.

It gets slowly very dark. And the slowly the light of dawn appears and Watt can make out shapes in the waiting room, first a chair, then a fireplace, then a picture of a horse in a field. At that point the morning staff of the station arrive, notably Mr Nixon, a loud whistling sort of gentleman who kicks the waiting room door open with great vigour. What he didn’t know was that Watt was directly in its path.

The text now becomes deliberately tricksy, a ‘hiatus’ is indicated in the manuscript, as if it were a venerable relic, and then the message that ‘MS is illegible’. Watt sees the ceiling of the room with preternatural clarity, but from the behaviour of Mr Nixon, Mr Gorman his superior and Mr Case, it seems that Watt is now lying on the floor, badly concussed and bleeding a little from the mouth or nose. (Mr Gorman? Is the husband of the Mrs Gorman the fishwoman who Watt was described as having an affair with earlier in the book?).

The traditional morning commuters turn up including Lady McCann, and Arsy Cox and Herring-gut Waller and Cack-faced Miller and Mrs Penny-a-hoist Pim.

(This all reminds me of the radio play Beckett wrote for the BBC ten years later, All That Fall, which involves a gabby old Irish lady cadging a lift to a railway station. It has the same claustrophobic smallness.)

They all decide something must be done but don’t know what. They don’t know Watt. Nixon and Gorman appear to manhandle the firebucket over to Watt’s prone form and try to tip the water over him, though from the generally lamenting tone, it seems (it’s all described with deliberate obscurity) as if they drop the bucket itself onto Watt.

Then to their surprise, Watt stands up, takes up his bags, walks through to the ticket office and asks to buy a ticket. He doesn’t know where he wants to go. When quizzed, he replies ‘to the end of the line’. ‘Which end?’ Mr Nolan asks, ‘the round end of the square end?’ The nearer end, Watt decides.

So I think what has happened is Watt has been seriously concussed, possibly suffered brain damage and this is the precursor to him going, or being taken, to the institution we found him in, in the disturbing part three.

The last page leaves Watt altogether and gives us a last little flare-up of Beckettian combinatorial obsessiveness.

Mr Nolan looked at Mr Case, Mr Case at Mr Nolan, Mr Gorman at Mr Case, Mr Gorman at Mr Nolan, Mr Nolan at Mr Gorman, Mr Case at Mr Gorman, Mr Gorman again at Mr Case, again at Mr Nolan, and then straight before him, at nothing in particular. And so they stayed a little while, Mr Case and Mr Nolan looking at Mr Gorman, and Mr Gorman looking straight before him, at nothing in particular, though the sky falling to the hills, and the hills falling to the plain, made as pretty a picture, in the early morning light, as a man could hope to meet with, in a day’s march.

This is the final paragraph. In it you can see the obsessive variation trope, but note also the way it ends with a thumping cliché. It is an ending of sorts but an ending which takes the mickey out of endings. But it doesn’t quite avoid the feeling that this is partly because Beckett is not necessarily any good at endings. This is partly because, philosophically, he appears to regard all things as taking part in an endless flux in all directions, through all directions and through time. But a few works after Watt he was to stumble across a form of words which captures this, the sense of endlessness, and one which captures both his bleak nihilism and his determination:

‘You must go on. I can’t go on. I’ll go on…’

No wonder this formula is then repeated with variations (arguably Beckett’s basic imaginative trope, as Watt abundantly demonstrates) in his subsequent fictions, most famously at the end of Waiting For Godot:

Well, shall we go.
Yes, let’s go.
(They do not move)

Repeated until, like much else in Beckett, it itself becomes a formula and a new cliché, as predictably bleak as a Mills and Boon happy ever after is predictably sentimental.

The addenda

At the end of the book are 30 or so fragments which Beckett couldn’t find place for in the text, but which he attached nonetheless. They include fragments of sentences, songs, definitions, one-line summaries of events, learned references phrases in foreign languages, sheet music, a summary of the second picture to be seen in Erskine’s room and so on.

None of them contain any great revelations, mainly it’s just more of the same banal and trivial events. Nonetheless, puzzling over their implications or how they might have been included or altered the text, has kept scholars happily absorbed ever since. They are humorously introduced with the author’s note:

The following precious and illuminating material should be carefully studied. Only fatigue and disgust prevented its incorporation.

Looking at the Amazon reviews of the book, ‘fatigue and disgust’ are what some readers of the book have experienced, who haven’t been able to approach it, who haven’t learned to approach it with the correct tangential, amused attitude, completely liberated from the desire expectation to have character or plot or dialogue that makes sense in a supposed ‘novel’.

And who haven’t been able to see, beneath or behind the obsessive repetition and deliberate anti-plot and anti-character, the sly smile of the Dante-loving cricketer from Dublin.

Thoughts

Experiments

The Wikipedia article humorously quotes S. E. Gontarski’s description of Watt as ‘the white whale of Beckett studies, a mass of documentation that defies attempts to make sense of it.’ But it makes total sense if you see it as a congeries of fragmentary exercises stitched together and this is how Beckett himself consistently referred to it.

Much later Beckett said that Watt was written in Roussillon as ‘just an exercise’ while he was waiting for the war to end and it certainly reads like a series of exercises or experiments in the obsessive-autistic manner I’ve described. The use of repetition has you initially grasping to keep the meanings in mind but after a while you submit to it like trance music and go into a kind of Beckett zone where you know none of it means anything but are lulled by the insistent repetitions with variations.

Banned

Like UlyssesWatt was immediately banned in Ireland. It’s not for the explicit sex, as there is none. The episode of the Lynch family more than hints at incest. There’s a description of cousin Ann’s ‘splendid bosom, white and fat and elastic’ and of Sam managing to have sex with countless local ladies despite being confined to a wheelchair. In part three the character Arthur refers to a product named Bando which appears to help with erectile disfunction, and openly criticises the Irish Free State for banning it.

Just as offensive might have been the blunt descriptions of bodily functions i.e. pooing and peeing, number ones and number twos, the description of 64-year-old Mr Nackybal scratching ‘a diffuse ano-scrotal prurit’.

And there is a steady stream of mocking references to God and his son, not blasphemous in the French manner, just casually disrespectful. And a few swearwords, arse and bugger, balls, the word ‘erection’ is mentioned once! Maybe, taken together, that sufficed to trigger the censor’s stamp.


Related links

Samuel Beckett’s works

An asterisk indicates that a work was included in the Beckett on Film project, which set out to make films of all 19 of Beckett’s stage plays using leading actors and directors. The set of 19 films was released in 2002 and most of them can be watched on YouTube.

The Second World War 1939 to 1945

*Waiting For Godot 1953 Play

Awarded the Nobel Prize for Literature 1969

The Journey To The East by Hermann Hesse (1932)

A slender novella, 88 pages in the Picador paperback version, The Journey To The East is a first-person narrative told by a former member of the secretive ‘League’ of poets, writers and seekers who, in their different ways, all undertook journeys to the East in ‘the troubled, confused, yet so fruitful period following the Great War’ (p.5).

What sets it apart, at least to begin with, is that it is nothing like a sensible factual account of a straightforward ‘journey’ such as you might read by traditional travel writers like Robert Byron or Peter Fleming.

Instead it is more like a fairy story, in which the ‘travellers’ encounter legendary figures and mythical beasts, pass through fictional lands from fables and fairy tales, and travel not only in space, but in time – back into the past, penetrating ‘into the heroic and the magical’ (p.7).

One day, when I was still quite a new member, someone suddenly mentioned that the giant Agramant was a guest in our leaders’ tent, and was trying to persuade them to make their way across Africa in order to liberate some League members from Moorish captivity. Another time we saw the Goblin, the pitch-maker, the comforter, and we presumed that we should make our way towards the Blue Pot.

The giant Agramant, the Goblin. It is fairy land.

Despite these imaginative frills, though, the League feels like a Christian monastic order – casual phrases continually remind the reader that Hesse had an intensely pious Christian upbringing, against which he rebelled but whose stern moral seriousness he kept for the rest of his life.

Thus newcomers to the League are ‘novitiates’, must take an ‘oath’ to renounce the world and its temptations, must wear a ring proclaiming their membership of the order. The journey is referred to as a ‘pilgrimage’ and the travellers as ‘pilgrims’. The leader of the narrator’s group talks freely about ‘grace’ and ‘repentance’, both utterly Christian concepts.

But at the same time it is a phantasmagoria of all the cultural greats through the ages:

Our League was in no way an off-shoot of the post-war years, but that it had extended throughout the whole of world history, sometimes, to be sure, under the surface, but in an unbroken line, that even certain phases of the World War were nothing else but stages in the history of our League; further, that Zoroaster, Lao Tse, Plato, Xenophon, Pythagoras, Albertus Magnus, Don Quixote, Tristram Shandy, Novalis and Baudelaire were co-founders and brothers of our League.

This is a kind of greatest hits of world culture. And the way the ‘pilgrims’ travel is both a physical path or itinerary, very much in the style of medieval pilgrims –

And as we moved on, so had once pilgrims, emperors and crusaders moved on to liberate the Saviour’s grave, or to study Arabian magic; Spanish knights had traveled this way, as well as German scholars, Irish monks and French poets.

But also an imaginative one, as they travel through realms of magic and myth, experiencing not only all times, but the real and the imaginary on the same terms.

The core of the experience, the thing which, looking back, the narrator realises brought him the greatest happiness, was:

The freedom to experience everything imaginable simultaneously, to exchange outward and inward easily, to move Time and Space about like scenes in a theatre.

When you reflect on this, it sounds increasingly like the adventures of someone in their library – with the leisure time to roam freely over time and space, and between factual and imaginative literature.

The plot

The first-person narrator is ‘a violinist and story-teller’ who joined the League with the aim of travelling to the East to meet the princess Fatima and, if possible, to win her love (we learn that all League members have quirky or idiosyncratic goals, one wants to see the coffin of Mohammed, another to learn the Tao).

But the oddest thing about the story is that… they don’t travel to the East. About a third of the way through the text, the narrator tells us that at an early point of the journey, while they were still in Europe, at a place called Morbio Inferiore, a municipality in Switzerland, one of his team’s most loyal servants, Leo, goes missing, so the entire squad sets out to find him, searching up hill and dale.

Not only do they never find him, but his group begins to squabble amongst itself, loses focus. Somehow the journey was abandoned and he never made it to the East. Now, we learn, the narrator is struggling to set it all down in a written account, in a bid to revive the heady joy of those young days.

Now the narrative cuts to ‘the present’, some ten years after the journey. The narrator tells us it is a long time since he was active in the League, he doesn’t know whether it exists any more, he’s not sure it ever existed and these things ever happened to him.

And now the narrator tells us that the episode of missing Leo has given him writer’s block, he doesn’t know how to tell the episode correctly, and can’t manage to get the story past it.

And in an abrupt and surprising switch, the narrative stops being about any journey to the East whatsoever.

Now, surprisingly, the scene cuts back to the narrator’s home town and becomes spectacularly more realistic and mundane. To address his problem of writer’s block, the narrator goes to meet a friend of his who’s a newspaper editor, named Lukas, and who wrote a successful book of war memoirs.

Discussion of the war memoirs gives rise to a consideration of how difficult it is to describe any human experience, at how you need to create eras or characters or plots to even begin to get it down.

Even further than this, how some experiences are so intense or evanescent, that you can’t even be sure you had them. In which case, how do you describe them? Lukas replies that he wrote his book about the war because he simply had to, whether it was any good or not was secondary, the writing itself was vital therapy, which helped him control ‘the nothingness, chaos and suicide’ which would otherwise have overwhelmed him (p.46)

So. This is less a book about a journey anywhere, and a lot more a book about the difficulty of writing a book. Ah.

When the narrator tells Lukas how, in writing his account of the journey to the East, he’s got blocked on this episode of the missing servant, Leo, Lukas promptly looks Leo up in the telephone directory and finds there is a Andreas Leo living at 69a Seilergraben. Maybe it’s the same guy, he says – as if we’re in a 1930s detective novel and not the imaginative phantasmagoria we started out in. ‘Go and see him,’ the editor suggests.

So the narrator does, and finds 69a Seilergraben to be an apartment in an anonymous building in a quiet street. The narrator knocks on the door, questions the neighbours, hangs around, and goes back on successive days. Finally he sees this Leo exit his apartment block and walk quietly to the park where he sits on a bench and eats dried fruit from a tin.

This is not at all the mystical imaginative phantasmagoria I was promised on the back of the book, is it? This is staggeringly mundane.

The narrator approaches Leo, and tries to remind him of their time back in the League and on the great journey East which, the text confirms, happened some 10 years earlier. But Leo is calmly dismissive and walks off, leaving the narrator standing alone in the park as dusk falls, in the rain.

Now he is rejected like this, we learn the narrator is prone to depression, in fact to despair and thoughts of suicide.

I had experienced similar hours in the past. During such periods of despair it seemed to me as if I, a lost pilgrim, had reached the extreme edge of the world, and there was nothing left for me to do but to satisfy my last desire: to let myself fall from the edge of the world into the void — to death. In the course of time this despair returned many times; the compelling suicidal impulse…

In other words, he shows the same bouncing from one to extreme to the other that characterised the Steppenwolf and his moods of suicidal despair. And very like the author himself, a glance at whose biography reveals attempts at suicide, prolonged psychotherapy, and a spell in a mental sanatorium.

The narrator gets home and sits down, still damp from the rain and writes a long letter to Leo, then falls asleep. When he wakes up Leo, is sitting in his living room. Leo reveals he is still a member of the League and says he will take the narrator to see the current President. Leo leads him through the streets of the quiet town by a circuitous route, stopping at various inconsequential locations including a church, to an anonymous building, which is large and labyrinthine on the inside (reminding me of the labyrinthine buildings Franz Kafka’s protagonists stumble through).

The narrator is led into an enormous room full of shelves lined with books which turn out to be the archive the League. Leo suddenly starts singing and, as in movie special effects, the archive recedes into the distance and in the foreground appears a large judgement chamber.

A jury assembles and a ‘Speaker’, who acts like a judge. It has turned into a sort of court-room, which makes the comparison with Kafka feel overwhelming – a confused little man dragged to judgement before a huge, imposing court which he doesn’t understand. The essence of the Kafkaesque.

For the first time the narrator is named as ‘H.H.’. H.H.? So a barely veiled reference to the author himself which, yet again, could barely be more like the Kafka who named his two most famous protagonists K. and Joseph K. with his own initial.

The ‘Speaker’ refers to H.H. as ‘the self-accused’ and asks him:

‘Is your name H.H.? Did you join in the march through Upper Swabia, and in the festival at Bremgarten? Did you desert your colours shortly after Morbio Inferiore? Did you confess that you wanted to write a story of the Journey to the East? Did you consider yourself hampered by your vow of silence about the League’s secrets?’
I answered question after question with ‘Yes’…

So I was expecting H.H. to get hammered, but, surprisingly, he is now given permission to go right ahead and write a full account of the League and all its laws.

He is handed a copy of the manuscript of the Journey he had been working on and which had got bogged down at that moment when Leo left the group. But now, when he rereads it, he feels it is bodged, clumsy, inaccurate and – further – as he tries to amend it, he watches the letters change shape, become patterns and pictures, illegible, the entire manuscript changes form in front of his eyes.

Rather improbably, the Speaker gives him free run of the immense archive to research his book, which leads to a passage where H.H. rummages through the archives to find records about his friends and then himself, but finds the records written in strange languages and arcane scripts. Slowly he realises there isn’t enough time in the world to go through this immense and probably infinite library.

From all sides the unending spaciousness of the archive chamber confronted me eerily. A new thought, a new pain shot threw me like a flash of lightning. I, in my simplicity, wanted to write the story of the League, I, who could not decipher or understand one-thousandth part of those millions of scripts, books, pictures and references in the archives! Humbled, unspeakably foolish, unspeakably ridiculous, not understanding myself, feeling extremely small, I saw myself standing in the midst of this thing with which I had been allowed to play a little in order to make me realize what the League was and what I was myself.

the court magically re-assembles, with the Speaker presiding. Now we learn that this little episode was a further step in H.H.’s trial, to show him how vain and presumptuous his aim of writing a history of the league was. The Speaker asks if he is ready for the verdict on him, and whether he wants it delivered by the Speaker or the President himself.

In a surreal development, the grand figure who emerges from the bloom of the archive hall turns out to be none other than… Leo! The Leo he had followed into the party, who is himself the Leo who was his group’s servant on the Journey and now he comes to think about it, was the same President who initiated him into the League and gave him his ring.

H.H. is covered in shame and confusion. To think that he could write a history of the League. To think that he had imagined the League had ended or had never existed. Now Leo recounts H.H.s sins against the League. Forgetting about its existence. Losing his League ring. Even their long walk through the town had been a test because H.H. should have gone into the church and worshipped, as is fitting, instead of standing outside locked in his impatient egotism. It is his egotism which made him deny the League and sink into a world plagued with depression and despair.

Again, as in so many of Hesse’s books, which you imagine will be about Eastern philosophy, the most eloquent passages are about misery and despair. Leo tells the jury how H.H.s loss of faith in the League led him down into the pit, and delivers some puzzling lines:

‘The defendant did not know until this hour, or could not really believe, that his apostasy and aberration were a test. For a long time he did not give in. He endured it for many years, knowing nothing about the League, remaining alone, and seeing everything in which he believed in ruins. Finally, he could no longer hide and contain himself. His suffering became too great, and you know that as soon as suffering becomes acute enough, one goes forward. Brother H. was led to despair in his test, and despair is the result of each earnest attempt to understand and vindicate human life. Despair is the result of each earnest attempt to go through life with virtue, justice and understanding and to fulfill their requirements. Children live on one side of despair, the awakened on the other side. Defendant H. is no longer a child and is not yet fully awakened. He is still in the midst of despair.’

So: Despair is what you enter when you are no longer a child, when you become a questing adult, and before you are initiated or awakened.

Now President Leo initiates H.H. for a second time, giving him a replacement ring and welcoming him back into the ranks of the League.

This really is nothing at all about any literal Journey To The East, is it? It is about adventures of the spirit, or maybe psychological experiences, in a quiet Swiss town.

Now the President leads H.H. to the final test. He is shown the League archives about himself. Specifically, he is shown several other accounts written by members of his group or party on his Journey of ten years ago. Here he is horrified to read that it is he, H.H. that the other members of the group blamed for Leo’s disappearance, for accusing Leo of having taken key documents with him, it was he, H.H. who was blamed by the rest of the group for spreading dissension.

He learns something about trying to write ‘the truth’ (something which is, to be blunt, fairly obvious), which is that everyone has a different account of what happened, and no ‘truth’ can ever be arrived at.

If the memory of this historian was so very confused and inaccurate, although he apparently made the report in all good faith and with the conviction of its complete veracity – what was the value of my own notes? If ten other accounts by other authors were found about Morbio, Leo and myself, they would presumably all contradict and censure each other.

No, our historical efforts were of no use; there was no point in continuing with them and reading them; one could quietly let them be covered with dust in this section of the archives. ..

How awry, altered and distorted everything and everyone was in these mirrors, how mockingly and unattainably did the face of truth hide itself behind all these reports, counter-reports and legends! What was still truth? What was still credible ?

The final few pages end on an enigmatic moment and symbol. Tucked away in the shelf where his records are stored, he finds a grotesque little statuette, like a pagan idol. Only slowly does he realise it is two-sided, shows two human figures joined at the back. And then slowly makes out that one is a depiction of himself, with blurred features, weak and dying. And as he lights another candle he sees something stirring in the heart of the glass statuette, and realises that some kind of life force is moving from his half of the statuette over into Leo’s

And in the last few sentences of the book he remembers a conversation he had with the servant Leo on the Journey, ten years earlier, amid a wonderful festival early in the journey, where Leo had explained that a pet or writer drains himself in order to give eternal life to his work, just as a mother suckles a baby and gives the babe life, at her own expense. So the poet.

And on this slightly ominous, pregnant image the book ends. The narrator feels very sleepy. He turns to find somewhere to sleep. Maybe enacting exactly the gesture whereby the poet, writer or maker, gives all their spirit and life force to their creation and then expires.

Thoughts

Well, it turns out not to be a literal Journey To The East in the slightest. Anyone expecting a straightforward narrative of a pilgrimage to India will be disappointed and puzzled.

However, anyone familiar with Hesse will be less surprised by its combination of the strangely mundane and the wildly phantasmagorical. This is the same combination as in Steppenwolf, which evolved from being a dull account of a middle-aged boarder in a provincial boarding house into the giddy surrealism of the Magic Theatre.

And Steppenwolf also covered a similar range of emotional or psychological states – to be more precise, it displayed a similar, almost schizophrenic, tendency to jump between extremes of Despair and the giddy heights of ecstatic imaginative delirium.

I had this impression of Hesse as being a lofty propounder of high-minded Eastern philosophy. I wasn’t prepared to encounter so many characters who were so full of despair, self-loathing and so many discussions of suicide.

And I’m still reeling from the way the book is not about a Journey To The East at all; it’s much more about the psychological adventures or journey of a middle-aged man living in a Swiss town. All the key events happen in the narrator’s mind. It is a psychological odyssey.

Building a universe

It’s a small detail, but it’s interesting that Hesse includes among fellow members of the League, not only some of his real-life friends, but characters from his other books.

Thus the character ‘Goldmund’, one of the two leads in Narziss and Goldmund, crops up in his initial memories of the Journey, as does the painter Klingsor, who is the fictional lead of Hesse’s earlier novel Klingsor’s Last Summer.

And when I started reading Hesse’s final novel, The Glass Bead Game, early in the introduction the narrator mentions the League of Journeyers To The East as forerunners of the game. Hesse was quite obviously creating a kind of larger imaginative canon, an imaginarium, in which characters not only from history, not only actual writers and composers, along with mythical and legendary figures, but figures from his own earlier fictions, could meet and mingle on equal terms.


Images of war in The Journey To The East

I am always interested in the social history revealed by older texts. It is striking that Hesse doesn’t just launch straight into his fairy-tale journey, but feels the need to define the times, the era, the period against which his pilgrim is reacting, and that he defines these times by repeated references to the social, economic, cultural and spiritual chaos following Germany’s defeat in the Great War.

Ours have been remarkable times, this period since the World War, troubled and confused, yet, despite this, fertile…

It was shortly after the World War, and the beliefs of the conquered nations were in an extraordinary state of unreality. There was a readiness to believe in things beyond reality…

Have we not just had the experience that a long, horrible, monstrous war has been forgotten, gainsaid, distorted and dismissed by all nations? And now that they have had a short respite, are not the same nations trying to recall by means of exciting war novels what they themselves caused and endured a few years ago?…

At the time that I had the good fortune to join the League – that is, immediately after the end of the World War – our country was full of saviors, prophets, and disciples, of presentiments about the end of the world, or hopes for the dawn of a Third Reich. Shattered by the war, in despair as a result of deprivation and hunger, greatly disillusioned by the seeming futility of all the sacrifices in blood and goods, our people at that time were lured by many phantoms, but there were also many real spiritual advances. There were Bacchanalian dance societies and Anabaptist groups, there was one thing after another that seemed to point to what was wonderful and beyond the veil. There was also at that time a widespread leaning towards Indian, ancient Persian and other Eastern mysteries and religions…

His name is Lukas. He had taken part in the World War and had published a book about it which had a large circulation…

And indeed, from a structural point of view, this editor, Lukas, is included mainly for the discussion he promotes about the struggle he had to write his memoirs of the war, and his eventual conclusion that it was better to write something rather than nothing – even if untrue or less than perfect – if only because the act of writing was so therapeutic and saved him from terrible feelings of despair and suicide.

I’m doing no more than suggest that Hesse, who is generally thought of as a kind of high-minded explorer of timeless values was, in fact, very much a man of his times, and that his thinking was marked and shaped by the great cataclysm which he and his nation lived through just as much as all the other authors of the Weimar period.

Credit

Die Morgenlandfahrt by Hermann Hesse was published in German in 1932. The English translation by Hilda Rosner was published by Peter Owen Ltd in 1956. All references are to the 1995 Picador paperback edition.


Related links

20th century German literature

The Weimar Republic

German history

Siddhartha by Hermann Hesse (1922)

Siddhartha is a brief (119-page) telling of the life story of a (fictional) contemporary of the Buddha, a fellow seeker after truth and spiritual enlightenment. The book describes his life and experiences as he follows his own personal path to enlightenment.

Siddhartha is told in simple, lucid prose and has, from start to finish, the feel of a fable, or of a certain kind of old-fashioned children’s story.

I read it in the beautifully clear and rhythmic English translation by Hilda Rosner, which was first published in 1951.

In the shade of the house, in the sunshine of the riverbank near the boats, in the shade of the Salwood forest, in the shade of the fig tree is where Siddhartha grew up, the handsome son of the Brahman, the young falcon, together with his friend Govinda, son of a Brahman. The sun tanned his light shoulders by the banks of the river when bathing, performing the sacred ablutions, the sacred offerings. In the mango grove, shade poured into his black eyes, when playing as a boy, when his mother sang, when the sacred offerings were made, when his father, the scholar, taught him, when the wise men talked. (Opening sentences)

Hermann Hesse

Siddhartha was Hesse’s ninth novel. Hesse had been born in 1877 into a devout Swabian Pietist household ‘with the Pietist tendency to insulate believers into small, deeply thoughtful groups’. He was an intensely serious young man who rebelled against his parents, tried to commit suicide, was sent to mental homes and then a boys’ institution, leaving school as soon as he could. He never attended university and became an apprentice at a bookshop. With few connections he struggled to get his early works of poetry or short fictions into print.

His breakthrough came with publication of the novel Peter Camenzind in 1904 and became popular throughout Germany. He married, had three children and supported himself for the rest of his life as a writer. Reading Schopenhauer had interested him in Eastern philosophy, and in the 1900s he read a lot about the subject.

Seven more novels followed. In 1911 he went on a trip to the East, to Sri Lanka, Borneo and Burma. On return it was clear his marriage was breaking down. The Great War broke out. His son fell ill and his wife developed schizophrenia. In 1916 Hesse went into psychotherapy, which led him to personal friendship with Freud’s disciple, Carl Jung. In 1919 Demian was published, then in 1922 Siddhartha.

The historical Buddha

The Buddha’s given name was Siddhārtha Gautama. He was born into an aristocratic family in what is present-day Nepal, around 480 BC (though his dates and all the facts relating to his life are open to extensive debate).

He renounced his privileged life and spent years travelling, learning, observing. One day he sat under the banyan tree and had a religious vision. He realised that all of life as commonly accepted amounts to duḥkha or suffering, and that only complete detachment from the wishes of the ego, the mind and body can bring complete detachment from self, and so achieve the end of dukkha – the state called Nibbāna or Nirvana.

‘Buddha’, by the way, is not a name but an adjective or title, meaning ‘Awakened One’ or the ‘Enlightened One’.

Siddhartha – part one

With fairy tale simplicity Hesse describes the efforts of Siddhartha, son of a worthy Brahmin in north India at the time of the Buddha, to attain wisdom. He meditates, he practices the ablutions and the rituals required of a high-caste Hindu Brahmin, and also reads the holy books, but he is discontent. He feels he will never attain wisdom this way.

And so he asks his father if he may leave in search of wisdom, Initially reluctant, his father lets him and, as he walks out of his ancestral village, Siddhartha is joined by his faithful friend, Govinda.

They spend ‘about three years’ (p.16) with the Samana, a sect of monks or spiritual devotees who live in the jungle, learning their ways. Then rumours arrive of a man named Gotama who is also known as the Buddha or enlightened one. Siddhartha asks the head Samana for permission to leave the community to go see this Gotama. This makes the head Samana angry, but Siddhartha (once again) overcomes all objections, and leaves.

Siddhartha and Govinda come to the town of Savathi, where Gotama has established a community of monks and followers, living in the Jetavana Grove just outside town, which a rich follower has given him.

In the morning they watch Gotama going to beg food for his mid-day meal, looking much like any other yellow-cloaked devotee. In the afternoon they hear him preach the four main points and the Eightfold Path, the way to escape the eternal recurrence of reincarnation into lives of suffering and pain, the way to escape from the cycle into the bliss of Nirvana.

Govinda is entranced and goes forward, with other pilgrims, to ask Gotama to take him into his community, and he is accepted. However, Siddhartha doesn’t. Siddhartha explains to Govinda that he has no doubt Gotama’s teachings are correct but he doesn’t wish to follow another man’s teachings, he wants to know.

Later he bumps into Gotama himself and politely asks permission to talk to him, and explains this conviction, that the Buddha’s teachings can be communicated and followed by others; but this isn’t what he’s after. He isn’t after teachings, the world is full of teachings. He is after the Buddha’s experience but that experience is, by definition, incommunicable.

Thus Siddhartha must leave the community and must find his own way. Gotama warns him against the chains of opinion and knowledge, and against being too clever.

‘Be on your guard against too much cleverness.’

But Siddhartha is determined and leaves the community, and his best friend Govinda behind.

Walking alone he has a revelation of his own – all this time, pursuing the teachings of the ancients or gurus, he has been motivated by one thing: fear of his Self, fleeing from his Self. What would happen if he accepted his own Self, his selfness, as supreme, as the basis of his existence.

‘I do not want to kill and dissect myself any longer, to find a secret behind the ruins. Neither Yoga-Veda shall teach me any more, nor Atharva-Veda, nor the ascetics, nor any kind of teachings. I want to learn from myself, want to be my student, want to get to know myself, the secret of Siddhartha.’

This is connected with a revelation of the multitudinousness of life, the blue sky and the green forest. Everything has a distinct itness. Trying to abolish the many in order to penetrate through to The One – as the Brahmins do – is a mistake.

Cleaving to his Self for the first time he feels genuinely alone, not a member of his caste or a pilgrim among pilgrims or a scholar among scholars. The world melts away and he stands like a star in the heavens. He is just Siddhartha, the one and only Siddhartha and the realisation makes ‘a feeling of icy despair’ go through him, but at the same time he is more awake than he’s ever been before. He is awakened. He is reborn.

Siddhartha – part two

Siddhartha walks through the world, enlightened. No longer does he reject and spurn the things of the world as a veil to be penetrated. The reverse: now he celebrates the amazing diversity, colour and beauty of the natural world.

But this second part is dominated by what happens next. Siddhartha takes a ferry over a river and comes to a town where he admires a beautiful woman being carried by four bearers on an ornamented sedan chair. He makes enquiries. It is Kamala the noted courtesan. He is struck. He goes into the town and has his beard cut off and his hair cut and oiled. He bathes in the river. Then he presents himself to Kamala’s people and she grants him an audience.

Long story short: he becomes her lover and best friend. She teaches him the forty ways of love, finding pleasure in every look, word and every part of the human body. She tells him she needs her lover to be rich and well-dressed and gives him an introduction to the town’s leading merchant, Kamaswami.

Siddhartha impresses Kamaswami with his education and calmness. He is hired into the business. He does well, but never really gains a taste for it, the business itself. Instead he brings calm, detachment, education and a winning manner which pleases clients.

The years pass. The awakening he experienced after leaving Gotama slowly fades. He acquires wealth, a house by the river, fine clothes. No longer a vegetarian, he eats meat, gets drunk on wine. His face grows lined and corrupt. He becomes addicted to gambling with dice, gambling for immense stakes, loses fortunes, wins back fortunes – all to show his contempt for ‘riches’ and all the things the little people value. His inner voice has grown silent. He is in his forties with his first grey hairs (p.65).

He goes to see Kamala and she, also, is upset. They make love deeply. He goes back to his house, feels sick and glutted, wishes he could vomit up his corrupt life. Goes into his pleasure garden, sits under his mango tree, reviews his life, thinks he has lost all the fire which motivated him to learn the Brahmin scriptures, to outdo Govinda in wisdom, everything he learned with the Samana and understood about the Buddha – and yet though he has gained the outer trappings of Kamaswami’s people, people of this world, he is not one of them. He is lower than them. They give themselves to their loves and passions and work and anxieties. Siddhartha only pretends, in this as in everything else.

He looks up at the stars above his mango tree and realises all this is dead to him. He says goodbye to his mango tree and his pleasure garden and his town house and walks away, leaving everything behind. Kamaswami sends out searchers but never hears of him, Kamala is saddened but gladdened that he has been true to himself. A few months later she realises she is pregnant with his child.

Siddhartha wanders. He comes to a river and is so overcome with disgust at what he has become that he leans over the river as if to fall in and drown. He is contemplating suicide. Then out of some remote part of his soul comes the word Om, the beginning and end of Brahmin prayers, the syllable of reality. And he stops, repeats the syllable, is suddenly overcome by tiredness, sinks down onto the roots of the tree and sleeps, the word Om echoing through his unconscious.

When he wakes he feels a new man, refreshed and cleansed. A monk is watching him. It is his old friend Govinda, who was passing with fellow Buddhist pilgrims and saw Siddhartha sleeping in this place which is dangerous for its snakes and wild animals, and decided to stop and look over him. Now he has awoken, Govinda will join his colleagues. Siddhartha says, Don’t you recognise me? The short answer is, No, because Siddhartha has become fat and lined and worn and is wearing rich man’s clothes. Siddhartha tells his old friend all of those attributes are fleeting. Beneath them all, he is still following his quest. Govinda digests this, then bows and goes his way.

Siddhartha reflects on how far astray his old life had led him. In fact he reviews his entire life and all its changes. He realised he was over-educated when he was young, fenced in with prayers and ablutions and meditation. He had to get out and experience the futility of riches and sensual love for himself. Now he knows. Now he has awoken refreshed, a new man, as if his long sleep was one long Om-based meditation.

It is the same river he was ferried across 20 years ago. It is the same ferryman who, after a bit of prompting, remembers him. Siddhartha says he wants to give the ferryman his fine clothes and in return become his apprentice. The ferryman’s name is Vasudeva. He accepts. Siddhartha moves in to share his humble house and food and learn the trade. Slowly the two men come to look alike, taking turns to ferry people across the wide river, or sitting in silence for hours listening to it, learning from its wisdom.

One day Siddhartha articulates to the ferryman what the river has taught him: it has surpassed Time. Its beginning, middle and end are all simultaneously present. It is always changing but always the same. Nothing is past or future, everything exists in a permanent present, including Siddhartha. The river is the voice of life, the voice of Being, of perpetual Becoming (p.87).

Then news comes. The Buddha is dying. The couple of old men find themselves ferrying increasing numbers of monks and pilgrims who want to see the Enlightened One before he attains Nirvana. Among them is Kamala who has long since abandoned her trade as courtesan, given her money and troth to the Buddha. Now she is travelling with her son by Siddhartha.

They stop to rest on the far side of the river and Kamala sleeps, but wakens with a cry. She has been bitten by a poisonous snake. Siddhartha and Vasudeva hasten to her side. They try to cleanse the wound but it is already turning black. Kamala is dying. She lingers long enough to recognise Siddhartha and say how pleased she is to see the old sparkle and happiness in his eyes. She proclaims the boy is his son. She had wanted to see the Enlightened One before she died, but is content to see Siddhartha, who has a wisdom of his own.

Kamala dies. They burn her body on a funeral pyre.

Soon Siddhartha realises that his 11-year-old son is a spoiled mummy’s boy. He thinks that by love and patience he can reconcile him to living with two ageing rice-eating poor men. But he can’t. The boy has tantrums, breaks things, is nothing but trouble.

One day Vasudeva takes him aside and tells him he must take the boy back to his own kind. There is a lesson here. Did not Siddhartha have to immerse himself in the destructive element of life, did it not take him decades to find his own path and his own wisdom? Well, he can’t short-circuit it for the boy. The boy should be returned to his own kind, to his mother’s house or to a teacher, to grow up among other rich children and find his own path.

But Siddhartha can’t bring himself to do it and the boy comes to hate him, defying him, speaking harsh words every day. Finally he steals their money, runs away, rows the ferry boat to the other side of the river and is gone. Vasudeva wisely counsels Siddhartha not to follow his errant son, but Siddhartha has to. The world and its pain are too much with him.

Siddhartha finds himself arriving at the edge of the town, by the old pleasure ground of Kamala. He stands transfixed, his mind full of memories of their young, ripe, hot-blooded time. He sits down in the dust, in a trance. He is only wakened when Vasudeva lightly touches his shoulder.

Back at the ferry, Siddhartha’s psychological wound – from the loss of his son – continues to chafe.

One day looking down into the river he realises his face reminds him of his father’s face, his father who he ran away from and never saw again and who probably died lonely, who probably suffered the same way Siddhartha is now suffering. How ridiculous, how absurd, the tragi-comic cycles of life, the endless repetition of suffering.

Vasudeva is getting old. He takes Siddhartha to sit by the river and listen. And Siddhartha hears all the voices of all the people, the plights, the lives as the river flows past, into the sea, evaporates into the sky, forms clouds over the hills, condenses and falls as rain which feeds a thousand springs which flow together to create the river. Eternal and ever-changing. And the thousands of voices converge to speak the syllable of perfection, Om.

Siddhartha feels healed, complete. He rises above his own personal suffering and becomes one with this vast unity of the world. And now Vasudeva stands and says it is time for him to slough off the skin of the ferryman Vasudeva and return to the unity of the cosmos. And he walks away from Siddhartha clothed in light.

In the final chapter Govinda arrives again. He had heard of a ferryman of great wisdom. Once again he doesn’t recognise Siddhartha till the latter announces himself. But the point of these last ten pages is that Govinda asks for help, for Siddhartha’s wisdom and when the latter explains it, it really is wisdom. It struck me with the force of a genuinely holy writing.

For Siddhartha explains that there is no such thing as time. All things are permanently present, all pasts and futures are contained in the now, and are part of a vast unity. If this is so then there are no real oppositions. Oppositions occur only in the words of teachings. To teach you have to take a view and be partial, separating x from y. But Siddhartha now scandalises Govinda by saying there is no real difference between Sansara, the Sanskrit word which betokens change and the eternal cycle of suffering, and Nirvana, the supposed heaven where the soul escapes the eternal cycle of suffering.

These, Siddhartha says, are just binary concepts required for clear doctrine and teaching. In reality everything is part of everything else. In this sense, there is no right or wrong, and certainly no good or bad. Good and bad are inextricably mixed, just as past and future are eternally present.

Therefore, the logical response, is to love the world as it is because it contains the entire future and all of heaven, here, now, implicitly. The correct attitude is complete compassion and complete love for everything as it is.

Govinda asks for a final word of help or advice and Siddhartha tells him to bend and kiss his forehead. And as he does so Govinda sees and hears all the voices of all the people in the world, all the babies, old people, lovers, warriors, priests and even gods and goddesses, a thousand thousand thousand voices and features, past and future, all contained in one vast cosmic unity. And he realises that only one other person has ever had the same level of wisdom and serenity and the same half-mocking smile on his lips. By a different route, Siddhartha has become as enlightened as the Buddha.

The personal quest

And so Siddhartha’s determination to go his own way is justified. The final wisdom, in practical terms, seems to be that everyone must find their own path:

There was no teaching a truly searching person, someone who truly wanted to find, could accept. But he who had found, he could approve of any teachings, every path, every goal, there was nothing standing between him and all the other thousand any more who lived in that what is eternal, who breathed what is divine.

Conclusion

This is a beautiful and inspiring book. You don’t necessarily have to agree with any of the Eastern philosophy on show, to find that many of the thoughts and ideas about life, about our paths through life, about trying to find meaning, ring a bell. Hesse’s novels have always been popular with the young, teenagers and students – but as a middle-aged parent I found much of what the characters discuss just as relevant to me, now, at this stage of my journey.

Above all, after over a thousand pages of bleakness, crudity, violence, rape, murder and madness in the novels of Hermann Broch and Alfred Döblin, it is a welcome relief to read a book in which people smile, enjoy the sight of the blue sky and the sound of a flowing river, are kind and wise and considerate and courteous to each other. It is like re-entering the real world after a prolonged visit to a lunatic asylum.

To put it another way, the longer Broch went on, the lengthier his dense and abstract and wordy philosophical disquisitions went on, the more impenetrable, hair-splitting, utterly academic and impractical they seemed. Whereas Hesse’s focused fable provides countless places where the character’s eloquent and strangely practical thoughts strike home to your heart and make you reflect on your own life and journey.


Related links

20th century German literature

  • The Tin Drum by Günter Grass (1959)

The Weimar Republic

German history

The Anarchist by Hermann Broch (1931)

Introduction to Hermann Broch

Here’s a brief biographical sketch from a New York Times review of the paperback reprint of The Sleepwalkers

Born in 1886, Broch was a product of that fin-de-siecle Vienna that he analysed devastatingly in his brilliant study Hugo von Hofmannsthal and His Time‘ (recently available in English). The dutiful son of a Jewish textile manufacturer, he attended the local technical institute, took his engineering degree at a textile school in Alsace-Lorraine, traveled to the United States to observe milling procedures and in 1907 patented a cotton-milling device. When his father retired in 1915, Broch took over the business and in the next 10 years became what he cynically termed a captain of industry.

At the same time, he nurtured ambitions for an intellectual career. For years he sporadically attended courses in mathematics and philosophy at the University of Vienna and wrote essays and reviews for various liberal journals. In 1927 he dismayed his family by selling the plant and declaring his intention to pursue a doctorate. But within a year, disenchanted by the disdain for ethical questions displayed by the Vienna Circle of logical positivists, he gave up his academic plans and turned to fiction. As he wrote in a ‘Methodological prospectus‘ for his publisher, he had become convinced that those realms of experience rejected by contemporary philosophy can best be dealt with in literature.

The Sleepwalkers (1931-32) is a thesis novel with a vengeance. According to Broch, sleepwalkers are people living between vanishing and emerging ethical systems, just as the somnambulist exists in a state between sleeping and walking. The trilogy portrays three representative cases of ‘the loneliness of the I’ stemming from the collapse of any sustaining system of values. (In Search of the Absolute Novel by Theodore Ziolkowski)

The Anarchist is the second in the trilogy of novels which Broch published simultaneously under the umbrella title The Sleepwalkers in 1931. An English translation by Willa and Edwin Muir was published in 1932 which, as far as I can tell, remains the only English version. Some English editions have an introduction; mine doesn’t. What the book is really crying out for is notes of some kind but I suspect that sales of it are so minuscule that any annotation project would never be viable.

The Anarchist

It is March 1903 and Broch throws us straight into the fray. 30-year-old clerk August Esch (‘lean and robust’, p.208, ‘a strong fellow and not in the least afflicted by nerves’, p.219; with ‘short stiff hair, dark head and tanned ruddy skin’, p.231) lives in Cologne.

He has just been fired from his job as a clerk at Stemberg and Company, wholesale wine merchants, due, he believes, to the machinations of the hypocritical head clerk (p.201) Nentwig, who he will spend the rest of the book doggedly hating. Esch was caught out in some minor error of the accounts while he believes Nentwig to be guilty of much larger scale frauds, though he can’t prove it. This grudge will fester through the entire novel and form the core of Esch’s slowly mounting sense of global injustice…

Esch walks along the canal to the low-rent bar-cum-restaurant run by Mother Hentjen, a fat 36-year-old woman once married to Herr Hentjen whose portrait hangs on the wall. Sometimes the rowdy boozy male customers take the serving girls Hede or Thusnelda home and sleep with them, it’s that kind of place.

Angry Esch shares a beer and a bratwurst with Martin Geyring, the cheerful crippled socialist agitator and member of the Social Democratic Party, who walks with crutches. Geyring tips him off about a vacancy for a clerk in the Central Rhine Shipping Company in Mannheim. Esch goes back to Stemberg and blackmails a good reference out of the vile Nentwig. He applies for the Mannheim job and gets it and a few day later sets off by train.

He arrives at the premises down on the docks and is shown to his unglamorous offices, a glass-partitioned box at the end of a long row of sheds (p.173). He is informed that the proprietor, a Mr Bertrand, a ‘renegade officer’, is a decent sort (p.187). Now, anyone who’s read the first book in the trilogy knows this must refer to Eduard von Bertrand, who was a major character in it, and a successful businessman back when that book was set, in 1888.

Anyway, August finds accommodation with a brother and sister who rent rooms, a customs inspector from the docks named Balthasar Korn and his ‘elderly virgin’ sister, Erna (in fact she’s not a virgin, p.210, but is much later described as ‘that skinny sallow little thing’, p.329). Erna is looking for a husband so she loses no opportunity to flirt with Esch, to hint at her fine collection of lingerie, to press her thigh against him when the trio go to bars or restaurants.

One day, down at the docks, Esch comes across a gentleman complaining that the stevedores are unloading his luggage in a clumsy way which might damage it. Esch steps in to reprimand them and the gentleman introduces himself as Herr Gernerth, new lessee of the Thalia Variety Theatre (p.177).

Gernerth gives Esch free tickets and Esch takes along Korn and Erna. Among the other acts is a gripping performance by a knife thrower and his beautiful assistant who adopts a crucifixion pose against a back backcloth while he sends razor sharp daggers whistling past her body.

Entranced and haunted by the deep feelings this sight awakens, Esch returns repeatedly and eventually is introduced to the couple, Herr Teltscher, whose stage name is Teltini, and Ilona, both of them Hungarian by birth (p.184). He is also, apparently, Jewish (p.206), Jewishness and anti-Semitism forming a small but persistent hum in the background.

They all go for a meal together. It becomes clear Korn is hitting on Ilona big time, putting his arm round her shoulder, while Esch is irritated by the old ‘virgin’ Erna continuing to press up against him.

A new character is introduced – Fritz Lohberg, a prim and innocent young tobacconist who Esch buys his cigarettes from. Lohberg’s shop is light and pleasant and the smell of tobacco gives it a lovely manly feeling of good fellowship. That said, Lohberg is a bit of a milksop: he is a member of the Salvation Army and keeps pamphlets on his counter promoting vegetarianism and against alcohol.

Korn follows Esch and also becomes a fellow of Lohberg’s shop, though Esch resents his big bearish vulgarity and Lohberg is terrified of him.

Korn finds out that Lohberg is going to an evening rally of the Salvation Army and insists they go along. To his surprise, Esch finds the Army’s singing and the religious sincerity very moving and comes within an ace of singing along himself. He realises how lonely he is. He has darker, brooding thoughts, about life and death and our essential loneliness, which remind the reader of some of the darker thoughts of the protagonist of the previous novel, The Romantic.

Esch has presentiments and feelings which he can’t bring into focus or define but which are mixed up with smells of the city at dusk, of fresh air out under the trees, or the dense cigar smoke of beer-cellars.

That night, driven by something like spiritual yearning, he finds himself loitering outside Fräulein Korn’s bedroom, making a bit of a noise, and hearing responding noises inside, until he is emboldened to go in. She is not naked but not wearing much and happy to flirt and encourage him. However, as things become serious, she suddenly calls a halt and utters those philistine, bourgeois, narrow, provincial words: ‘When we’re man and wife’ – and Esch recoils, not only as an homme moyen sensual who has been balked of the physical pleasure he was psyched up to enjoy, but also because he was in the midst of a kind of spiritual transport, and hardly anything in the world could have disgusted him more than the bathetic and banal linkage of coitus with the legal forms demanding by petty-minded and the conventional.

From that moment he hates Erna with a passion, and Erna returns the scorn with knobs on. She takes great delight in confirming Esch’s growing suspicions that someone else is padding around the house late at night, and that it is none other than Ilona, who has started to sleep with her crude, bearish brother.

Martin the trade union activist had popped in to see Esch every time his work took him through Mannheim, and now tells him he’ll be addressing a political meeting and invites him. Esch goes along to the meeting in the public room of a small tavern, although he recognises one of the policemen on the door who warns him to keep away.

In the event there is a lot of barracking from the floor when Martin utters unpatriotic sentiments, at which point a load of police enter the premises, go onstage to announce that it is shut down and they must all disperse, and arrest Martin for sedition (p.204). In sympathy with the arrest of their trade union representative the transport and dockers union goes on strike, meaning loading and unloading on the docks where Esch works comes to a standstill and he is increasingly at a loose end.

One night Esch is sitting in Gernerth’s seedy office at the theatre when Teltscher enters, sweating and beaming after his act. But when he demands payment, Generth goes into a familiar obstructive routine about overheads, rent, expenses and so on, and the pair of them wish that if only they could come up with an act which had next to no overheads but would really pack the punters in.

Out of the blue Generth suggests women wrestlers!

Korn makes his entrance into the office to meet Ilona, who is by now hopelessly infatuated with him, then they go off for the night. Gernerth, Teltscher and Esch discuss the women wrestler idea some more and Esch volunteers to pay a call on the theatrical agent, Oppenheimer, on the scheduled trip back home to Cologne he was due to make in a few days (p.206).

It’s a deal. If Esch can drum up some women wrestlers and, even better, some financing, then he can buy into the business and take a share of the profits. Suits Esch. Since the dockers strike started, there’s been nothing to do except hang round the docks, bored.

There’s a comedy of manners scene where Esch invites the weedy religious Lohberg to tea with Erna, the man-eater, who decides that, to spite Esch, she will match Lohberg’s investment in the women wrestling scheme i.e. invest 1,000 Marks. During the rather stiff and formal tea, Erna wonders if Lohberg is a virgin. She wonders if he cries during sex. Esch watches her and is disgusted.

Driven by his obscure yearning for purity or atonement, aroused by attending the Salvation Army meeting, Esch makes the irrational decision that he will serve the new women wrestling scheme. He has no money to invest, but he will devote time to making it happen, in fact he decides to quit his job at the wine importers. In some obscure way, he feels that serving like this will pay his debt. It’s something to do with being a book-keeper and wanting to keep tidy accounts where debts match credits, something to do with Martin being in prison while he is still a free man…

So returning from Mannheim back to Cologne, Esch visits Mother Hentjen, bringing her a nice present of a model of the Schiller Memorial outside that Mannheim theatre, but she inadvertently lets slip some remarks about her mysterious past, and disappears in a huff.

Esch goes to the office of the legendary theatrical agent, Oppenheimer, only to discover it is a messy shambles and that Herr O keeps irregular hours, according to the scornful neighbours.

(America In case I haven’t mentioned it before, Esch is obsessed with the idea of emigrating to America, something he discusses with both Lohberg and Korn. It reminds me that Kafka’s first attempt at a novel, begun in 1912, describes a young man emigrating to America in search of a better life. It reminds me of Bertolt Brecht’s obsession with America, its gangsters and its place names, none of which he had visited in the 1930s. It reminds me of the descriptions in George Grosz’s autobiography of his boyhood obsession with America. Was it a widespread movement at the turn of the century, this German romantic ideal of emigrating to the New World?)

The women wrestler idea progresses: Oppenheimer rustles up a variety of women from the music halls of Cologne and gives them exotic performers names. Esch attends an ‘audition’ where they try to persuade them to put on tights and wrestle, although some of the women flatly refuse and walk out.

Meanwhile, in a different part of his mind, Esch grows steadily more obsessed with the injustice of his friend Martin Geyring the trade union activist being locked up in prison. He discovers that Martin was locked up as a result of a deal done between Bertrand, owner of the major import-export firm in the area, and the police. Hmmm, so not such a decent guy after all.

After some thought, Esch writes an article or letter decrying the injustice of Martin being in gaol and delivers it in person to the Social Democrat paper, The People’s Guardian. Here he is humiliated by the editor’s blasé and patronising attitude, politely pointing out that they wrote all the articles about Martin that they needed to at the time he was arrested, not weeks later (p.228 ff).

The editor lets slip that Bertrand is a sodomite, although only ‘down in Italy’ (p.230). To the reader of the previous novel, The Romantic, this is a dynamite revelation because it sheds a new light not only on Bertrand’s dandyish personality, wit and irony, but on the odd, teasing relationship he had with The Romantic‘s lead female character, Elisabeth.

Anyway, in this novel Bertrand slowly comes to symbolise to Esch all the wickedness and corruption in the world, which he feels oppressed by but is too thick and uneducated to analyse coherently.

Thus, by half way through the novel, Esch is describing Bertrand as ‘the Antichrist’ (p.237). This seemed such an excessive thought that I wondered whether the novel might be leading up to Esch assassinating Bertrand. This is typical of hundreds of sentences describing Esch’s thoughts:

It was a matter of striking a blow at the whole thing, or at least at the head of the offence. (p.243)

In fact a constellation of feelings begins to coalesce in his mind: Esch felt a powerful sense of yearning for something higher when he attended the Salvation Army meeting; he is disgusted by Korn and Ilona’s affair; he sublimates or vents this in mounting antagonism to the fact that Teltscher and Oppenheimer are Jewish. When he sees Teltscher and Oppenheimer walking towards him chatting about the wrestling project, Esch bursts out in anti-Jewish insults and Oppenheimer is prompted to say ‘he’s an anti-Semite’ (p.238), although, a little puzzlingly, they continue on pretty good terms.

All this combines with the powerful but incoherent sense Esch has that things are in chaos, that the whole world is ruled by the corrupt (the sodomite Bertrand), that there is injustice everywhere (his friend Martin in gaol). In particular this offends his book-keeper’s ‘upright soul’ and sense that there must be order – every debit must be balanced by a credit. (p.242)

So by this stage, half way through the novel, I wondered whether the novel is meant to be the portrait of a nascent fascist, a proto Nazi…

More plot

Since many summaries of the novel I’ve read describe it as a rollicking account of Esch and his troupe of women wrestlers, I was struck by how little description of them the book contains. There’s a page or so on the process of hiring the women wrestlers, training them and organising them. There’s a bit about sending out posters and publicity, a paragraph describing Teltscher supervising the unloading of the state sets at the Cologne docks, but then – in a glaring omission – no description of the Grand Opening Night. And only the briefest paragraph cursorily describing one fight. You might have expected at least a page about the actual art of wrestling, the different holds and manoeuvres, the rules maybe, explaining how they were staged and arranged, who the best ones were, and so on.

None of that is here. Instead Broch takes it as read that they become a regular nightly attraction at the Alhambra theatre, and gives us one description of Esch proudly walking among the packed tables at the cabaret theatre, and beginning to enjoy the profits he is sharing.

In other words, Broch is more interested in the ongoing evolution of Esch’s character than in external events, per se, and certainly than the women’s wrestling which is all but ignored. Shame. Could have been interesting, in its way, and possibly very funny. But Broch isn’t that kind of writer.

Esch is at Mother Hentjen’s looking at the wine list when it dawns on him that he should use his expertise to improve it or to get her better deals. Looking through a newspaper he reads about wine auctions held at a place called Saint-Gaor up the Rhine.

So he persuades a reluctant Frau Hentjen to accompany him, and Broch describes at length a day trip down the Rhine wherein the interest is, as usual, in the changing moods of the two characters, closely connected with the time of day and the setting (on the ferry up the Rhine), walking through the shadowy streets, climbing the dusty path up the Lorelei. By the end of the trek, Mother Hentjen is so exhausted that, plumped back in her seat on the train home she makes no complaint when Esch brushes her cheek then kisses her – because she is too exhausted to notice.

Back at her restaurant in Cologne she livens up a bit, but bids him her usual brisk goodnight, treating him the same as all the other punters, but Esch loiters, then goes up to her room, inflamed with conviction that the kiss was a promise and also overcome with the same kind of overblown semi-religious, world-saving fervour we’ve seen mounting in his character throughout the story.

Thus he overcomes Mother Hentjen and rapes her, not in her bedroom but in an out-of-the-way alcove which contains two spare beds, although she keeps on shaking her head, No, till the end.

Esch settles in to be Mother Hentjen’s lover but in a very peculiar way, and Broch devotes a couple of pages of characteristically long, impressionistic sentences describing the strange trance Hentjen goes into whenever Esch approaches. He comes to her in her afternoon siesta or at night after closing time and how she submits to his embrace from a great distance, from a place where she doesn’t even acknowledge herself any more, so that the more furiously Esch labours in vain to prompt an animal grunt of lust from her, the more determined she becomes to stay silent.

Nonetheless, Mother Hentjen accepts his animal lusts on her body, and they become an item – for this reader, at any rate, an odd and disturbing item.

Esch continues his obsession with emigrating to America. He goes into a bookshop (something he has rarely done in his life – an indication of his low level of education and intelligence) and buys a book about America, poring over the sepia photos and memorising facts and figures about this marvellous country. In his simplicity he imagines it as a place of justice and honour where innocent trade union organisers aren’t locked up (like Martin) at the behest of perverted company owners (like Bertrand).

Gernerth comes up with the idea of hiring a negro woman wrestler. Already the wrestling women have been given (entirely fake) names and are claimed to be from different countries. In each bout care is taken that the German girl ends up triumphant.

Esch repeats his suggestions of emigrating to America. Teltscher says he’ll stand no chance in America where they already have women’s wrestling, but in Mexico or South America there’s a shortage of women, so if the wrestling doesn’t turn a profit, the women can always go back on the game. But blondes, they must be blondes. Latinos like blondes.

So Esch, naively in this as in all his other endeavours, returns to scouring the bars and brothels of Cologne, this time looking for blondes. In an obscure wish to avoid Mother Hentjen’s reproaches, and to show that he isn’t using the services of prostitutes on his investigations, Esch goes out of his way to also visit the homosexual brothels.

This is a rather cack-handed plot device which allows Broch to take us into gay brothels circa 1903. Here Esch quickly discovers that Bertrand is a legendary sodomite, possessed of vast riches, a luxurious house and a steam yacht crewed by handsome young men, and that he enjoys picking up rent boys, for a while.

Esch discovers one such boy, Harry Köhler who, he discovers, had a brief relationship with Bertrand. Over drinks in a bar Esch hears Harry repeat Bertrand’s notions about love being based on detachment, which the reader of the first novel remembers Bertrand elaborately explaining to the sceptical Elisabeth 15 years earlier. Clearly it is his established spiel.

Anyway, it is Mother Hentjen’s birthday and we are surprised to be reminded, from the way she is described as fat and old and dried-up, that she is just 37.

She has gotten used to Esch turning up towards closing time, and taking her to the alcove (not her private bedroom) where on the spare bed he spears her stiff, unyielding and silent body. On the night of her birthday she is, for once, slightly responsive, but Esch realises she is consumed with jealousy over his involvement with the women wrestlers, and suspects he has a woman in every town he travels to. With indeterminate seriousness, she threatens to ‘do him in’ if she finds him being unfaithful to her. By this stage I was finding the petty-minded, stupid behaviour of a lot of these characters rather tiresome.

Esch, driven by increasingly obscure but powerful urges to ‘do the right thing’, whatever that is, decides it is time to extract from the wrestling business the initial investment and profits due to Fräulein Erna and Lohberg back in Cologne. He goes to see Gernerth who protests like fury, not least because the women wrestling attraction is losing popularity and struggling to make a profit. He gives Esch half what’s owed to his friends.

Esch take the train back to Mannheim and looks up Fräulein Erna, has tea with her and the milksop Lohberg. When Esch reports that he’s only brought only half the money owed to her, Erna flies into a fury. Despite this, a little later Esch is standing over her as she writes a receipt and finds himself stroking her cheek and then they kiss and then they go up to her bedroom and make love.

Immersed in the flow of the text, I accepted this development as many others, which I didn’t really understand or believe, but which flowed with the same lack of logic as him raping Mother Hentjen. I’d have preferred Erna to have remained an entertainingly vicious enemy and felt simply disappointed that they ended up sleeping together. Aren’t people boring, at least in novels. In novels, in fiction, in literature, it is so often about love love love or sex sex sex.

Anyway, Erna consents to have sex with Esch every night of his stay in Mannheim, despite the fact that they both know she is engaged to the weedy tobacconist, Lohberg. Which is so wildly beyond the psychology of any woman I’ve ever met or heard about that, by this stage, I seemed to be reading a novel from a parallel dimension. Or a different time. Or a different culture.

Esch dutifully visits Martin in prison and is infuriated that he seems to be taking his incarceration so calmly. Martin was, in fact, only sentenced to three months, for sedition, but Esch has worked himself up into a vast confused state of anger at the entire order of things, based on confused grievances at: poor Ilona having to stand by the board and have daggers thrown at her, at Martin being arrested simply for calling for the brotherhood of man, and at the corruption of Bertrand the unnatural sodomite who seems to be able to get away with it all.

This is all muddled in with his Salvation Army experience of yearning for a better world and, on the other hand, his narrow-minded, book-keeper’s obsession with balancing accounts, making everything just so and imposing order, an order which, in his feverish hallucinations, seems to include sacrifice, his own acts of sacrifice plus some obscure sense that someone must die or be murdered.

For some reason, murder and death and sacrifice have, by this stage, become the keywords of the text.

This delirious brew detaches itself from reality in an extended sequence where Esch takes the train from Mannheim to Badenweiler on the edge of the Black Forest. For it is here – according to one of the rent boy, Harry Köhler’s, friends in the gay bar, a fat musician named Alfons (his wobbling folds of fat are repeatedly described) – that Bertrand has his big estate.

As in a dream, Esch walks through town to the gates of the estate, walks unopposed through the gates, enters the house, mounts the stairs and finds himself meeting Bertrand, shaking his hand, welcomed into his study and talking to him. There follow pages of heady, pseudo-philosophical conversation which sound fine but didn’t mean anything to me. Here’s Bertrand:

‘No one can see another in the darkness, Esch, and that cloudless clarity of yours is only a dream. You know that I cannot keep you beside me, much as you fear your loneliness. We are a lost generation. I too can only go about my business.’
It was only natural that Esch should feel deeply stricken, and he said:
‘Nailed to the cross.’

This means nothing to me and apart from the fact that a dream sequence appears to have strayed into an otherwise fairly realistic novel, I just couldn’t process or compute this sequence.

According to the Wikipedia summary of the novel, Esch had visited with the intention of murdering Bertrand. But I found Esch’s consciousness so confused that I found the Bertrand visit a series of inconsequential and dreamlike sentences which conveyed no hard facts or events. It didn’t help that the visit is immediately preceded by a long digression describing a kind of dream voyage by ship to America. Taken together the entire thing seemed like a strange, dreamlike fantasy.

Certainly at no point did I feel it was ever Esch’s intention to hurt Bertrand and the scene contains no sense of threat or danger, and no dramatic reversal as of Bertrand talking him out if it, at all.

Esch goes to see Martin a second time in prison and slips him a packet of cigarettes while the easy-going warden turns a blind eye. Martin casually suggests Esch will never see him alive again, which just exacerbates Esch’s confused sense that some kind of sacrifice is required for him to be free of the past.

Esch returns to Cologne after his six-day excursion and returns to Mother Hentjen’s restaurant. His thought processes are really confused by now. He gets angry that MJ is once again cool to him in front of all her customers and storms out. But then he returns after the restaurant has closed, insists on being taken up to her bed, and assaults her almost at once.

Afterwards she is quiet as he goes off into one of his complex, contradictory long fantastical thought processes which winds him up into such a fury that he slaps her round the face and immediately proposes that they get married, to which she meekly replies yes. The reader is by this stage in the twilight zone of a completely alien psychology.

Next morning, the sight of the portrait of the original Herr Hentjen hanging on the wall of the restaurant drives Esch to (yet another) paroxysm of fury. He calls for paper and pen, and there and then writes a letter to the Chief of Police denouncing Bertrand as a homosexual and a pervert, folds it in his pocket.

He posts it next day on  hi way to see Gernerth who, he discovers, is away from his office. Then Teltscher the knife thrower arrives and tells him just how weak the women wrestling business has become (there were only fifty customers in the audience the night before), and they discuss how they can recoup their investment from the mysteriously absent Gernerth.

Esch is still nudging Teltscher to come to America with him where Esch – like an idiot – thinks they’ll all be able to live in castles and Ilona will live in a deer park like a princess.

Later, Esch swings by the gay bar again and is surprised when Alfons the fat musician comes in looking dishevelled and distraught and tells him that Harry is dead, killed himself with an overdose. Why? asks Esch, and Alfons points to the newspapers.

They are edged with black and the entire city is mourning the abrupt death of the eminent businessman Eduard von Bertrand. Reading the small print, Esch sees that Bertrand shot himself. Because he is by now quite deranged with narcissistic self-absorption, Esch doesn’t in the slightest blame himself for giving the letter to the police which must have prompted an initial visit to Bertrand who must have realised he would be outed and imprisoned etc, and so decided to kill himself. None of this terrible agony is described or even hinted at. Instead we simply see it from Esch’s blunt, stupid point of view and his only reaction is to think – utterly irrationally – that this means Martin the cripple will no longer follow and menace him with his crutches (?).

Esch pushes off, leaving Alfons to have an extended reflection on his own life and how, as a fat gay musician, he is in touch with sensations and feelings which straight men with their incessant tragic pursuit of women, will never know. Men chase women because they think the intensity of their possession will protect them from their fear of death. Then when it doesn’t protect them, they rage against the women for failing them, and beat them. Alfons feels well out of the whole farce.

Cut to Ilona getting out of the bed she shares with Korn who is fast asleep and snoring. She also reflects on her life, on the man who committed suicide for her sake and the other man who she was unfaithful to and who nearly killed her, and to the venereal disease she was given as a girl which made her infertile. Then she sneaks down the hall and slips into bed beside skinny Fräulein Erna.

Back with Esch in Cologne, Oppenheimer and Teltscher are both keen to track down Gernerth who has disappeared on family business to Munich, apparently. The theatre’s rent and wages for the staff and performers all fall due at the end of the month, in a few days’ time. But Gernerth doesn’t appear and when they call in the police, the latter ascertain that Gernerth had withdrawn his entire company’s funds from his bank and done a bunk.

He’s disappeared with all their money, leaving them liable for all the company’s debts.

To my surprise this isn’t as ruinous for Esch as I’d expected. Oppenheim and Teltcher concoct a new plan to use the theatre properties which the Hungarian appears to own, and to rent out a new theatre and put on the knife throwing act among others. They persuade Esch to take out a mortgage on Mother Hentjen’s restaurant in order to finance the new business, Oppenheimer pocketing a 1% fee.

I wasn’t clear just how much Esch was being fleeced by this, but just like Joachim von Paselow in The Romantic it is clear that he is unworldly and impractical and easily duped. Not least because his head is continually occupied with obsessions about making ‘sacrifices’ in order to ‘redeem Time’ and bring about ‘a new world’, and so on.

While Esch’s head is full of this nonsense, Mother Hentjen gets on with repainting her restaurant and the others set up their theatre company and Esch has the claustrophobic feeling that all his best efforts to escape – to make some kind of grand sacrifice, to restore order to the world or, most ambitiously, to take everyone off to America where they would be reborn and live like kings – have failed, and that the banal world of the everyday is everywhere rising up to stifle him.

It was a vicious circle from which there was no escape. (p.336)

And so Esch slowly resigns himself to his place in the actual world, sometimes taking out his frustration at not being able, by some dramatic sacrifice to rise to a higher sphere of perfection, by beating the crap out of Mother Hentjen, and in due course they are married.

In a super-brief, one-paragraph coda right at the end of the text, the narrator tells us that when the theatre Teltscher and Ilona had set up in Duisburg goes bankrupt, Esch and Hentjen invest in their next venture, which also fails, and so lose all their money.

But then Esch unexpectedly gets a job as head book-keeper in a large industrial concern and so they live relatively well, Mother Hentjen grows to genuinely admire him, and he hardly ever beats her any more.

And that is that.


Social history

I’m not sure these are novels anyone would read for pleasure, exactly. The ‘drawing’ of the characters is detailed but feels alien, in fact doubly alien, because

  1. The language the novels are translated into is not idiomatic English, it’s like an English no-one ever spoke or wrote, strongly betraying its Germanic roots.
  2. The behaviour and attitudes of the characters is so alien to English traditions, in all kinds of ways.

Sex

In English literature until some time in the 1970s sex was avoided or buried in euphemisms. The German attitude is strikingly more blunt and crude.

  • Esch is experienced in ‘drinking dens, brothels and girls’ (p.226)
  • When Esch is half way through seducing Erna and she rebuffs him, he just goes off and spends the night with a more accommodating woman. Simple as that.
  • Esch is upset that Ilona is spending the night with Korn, not because of any outraged morality, but simply because he thinks Korn is a crude bear who doesn’t deserve her.
  • When Erna first meets Lohberg the naive tobacconist, she frankly wonders whether he’s ever had a woman and whether, during the heat of sex, he would be moved to tears (p.211). That’s not the kind of speculation you get in Virginia Woolf or Aldous Huxley, is it?
  • We are told that Esch fairly regularly ends the evenings at Mother Hentjen’s by taking Hede home and sleeping with her. Hede is never introduced as a character, we never hear her speak or feature in anyone’s consideration.
  • In a passage which is striking because the author and character take it for granted, Esch – at a loose end because of the strike – conceives a way to pass the time which is to make a list of all the women he’s ever had, and send them postcards. There’s no subtlety and no qualms or hesitation or periphrasis about the idea – he’s shagged a certain number of women and now he gets a pen and paper and racks his brains to make a list, after a while adding in the dates and locations so far as he can remember.

Compare and contrast with the Anglo-Saxon tradition, where sex is hedged around with the barbed wire of Puritanism and prudishness. To understand English literature you have to understand that the English have been terrified of open, honest descriptions of sex and sexual attraction until relatively recently.

I suppose a possible upside of the Anglo approach is that you could argue that sexual euphemism has taken its place alongside other English euphemisms and circumlocutions – for example around class, one’s place in society, and socially appropriate behaviour – to create what amounts, in England, to an entire culture or irony and misdirection.

As far as I can tell, throughout the 19th century the Continentals (especially the French) thought the English were disgusting hypocrites about sex, preserving a Victorian chasteness in our literature and public discourse (politics, religion), while the streets of London were heaving with prostitutes who accosted almost everyone every evening in the most brazen way; that we went to great lengths to preserve our self-image of gentlemanliness and stiff upper lip and imperial attitudes etc, while casually nipping over to Paris for scenes of gross debauchery. Whereas the French prided themselves on integrating sex and sexuality more honestly into their culture and literature.

So I suppose that the hypocrisy – of double standards – which the French so despised in the English might be related to all the other types of our multiple levels of irony, double entendre, misdirection and circumlocution about sex. In other words, that the English sense of humour which the Continentals remarked on, was closely connected to the English inability to discuss or describe sex honestly, which they also remarked on.

Anyway, the point of this excursion is simply to point out that this vast apparatus of irony, euphemism, and long-winded circumlocution about sex which characterises so much English literature is simply absent from this book. It doesn’t exist and nobody seems to miss it. They think about sex a lot, they have sex, sometimes they feel a bit jealous – that’s about it.

Therefore, although they contain a) extended nature descriptions, of parks and gardens and twilit skies and b) go into extended detail about the mental states of their central protagonists and the difficulty they have pinning down evanescent thoughts and ideas – these novels nonetheless completely lack the subtlety or understatement about social relationships and sex which a reader of English novels is used to.

There’s a strange kind of haunting absence about them.

Class

English literature, like English society, is absolutely drenched in class distinctions, the most fundamental of which is the gap between those who went to posh private schools – and dress and talk and exude confidence accordingly – and the rest of us, who didn’t.

Obviously, other 19th century European nations also had class hierarchies, sometimes more rigid than ours when it came to the top layers of aristocracy, court formalities etc.

But below that level, it’s harder to make out class distinctions in foreign literature. Thus in The Anarchist Esch is educated enough to be a clerk but doesn’t know what the ‘premiere’ of a play means (p.221), and I think Mother Hentjen’s is meant to be a pretty rough establishment, full of pipe-smoking working class types, who routinely take one or other of the ‘waitresses’ home to sleep with them, but there are none of the class markers I’d be used to in an English novel.

For example, none of them seem to have an accent. No distinction is made about the way they talk. They all appear to talk the same dialect, language and register. The interplay of accents and class distinction through vocabulary or turn of phrase which make up a huge amount of the dialogue in English novels (whether characters say ‘Hello, old boy’ or ‘Alright, mate’) is utterly absent from these books.

When rough Esch meets urbane Bertrand they speak the same language, use the same phrases, there is no way of distinguishing between the crude wife-beater and the suave gay company chairman by anything they say.

The only bit of linguistic distinction, the only place where Broch indicates that different people have different registers, idiolects and so on, relates to Ilona who is Hungarian and so doesn’t speak German very well. That’s it. All the other Germans appear to speak pure German without inflection or distinction.

Could it be that there is a lot of variation and distinctiveness in the characters’ speech in the original German and that all this has been lost in translation?

What is entirely missing from the novel is any sense of the self-consciousness and social awareness of class which so dominates English literature, snobbery in other words.

Snobbery plays a huge role in the English novel, from Jane Austen through Dickens and Thackeray and on to the incredibly upper-class characters in late George Eliot or Henry James, characters who skilfully navigate the complex social etiquette surrounding class (and region and education) in England.

All that social subtlety, all those velleities, all those implications through the careful selection of the mot juste in description or dialogue, are completely absent from these works.

Esch thinks the company chairman, Bertrand, must be a pretty decent sort. He thinks Martin the trade union activist is an honest bloke. He dislikes Korn because he’s so bearishly unthinking. That’s it. There is none of the social subtlety of the English tradition.

Comedy

A German joke is no laughing matter. (Mark Twain)

As a result of its blunt straightforwardness regarding a) sex and b) society and class, there is little or no comedy in the novel. Maybe I’m being obtuse, but you’ve read my summary of the plot and there aren’t many comic scenes, are there?

The only scene with a tincture of comedy is the tea party held by Fräulein Erna for Esch and Lohberg, where we see the three of them jostling and competing. Or Erna and Esch competing over the weedy tobacconist. But the humour mostly comes from Lohberg’s incomprehension of why the other two are bickering i.e. their thwarted lust for each other. And that is, at bottom, a fairly crude situation.

As I read about Martin the cripple or Bertrand the dandy company owner, and crop-haired Esch stumping around the cobbled streets of Cologne on his way to the dockers’ dive run by Mother Hentjen, I kept thinking of the stark German Expressionism of the 1900s, and then of the deliberate cripples and grotesques of Weimar art.

Stark and ugly is the German style. For example, nothing that Oppenheimer says is remotely funny or even interesting, but the way he is a tubby, little man with a disorderly office paints a picture which is sort of humorous in the Germanic way, in the way of laughing at crude stereotypes.

Philosophy

So what does the book have to offer if it lacks these mainstays of the English tradition? The answer is what I called in my review of The Anarchist, Broch’s phenomenology – his interest in the feeling of thought, his fascination with the way his central characters struggle to formulate and fully experience their own feelings and intuitions and ideas.

Yet there was an obscure miscalculation somewhere that he couldn’t quite put his finger on… (p.215)

This, it seems to me, is the strong point and main feature of the novels – the way Broch captures the fleeting quality of thought itself. Up to a point.

The big downside to the novels, in my opinion, is that these thoughts all too often turn out to be those of psychotics and religious hysterics.

Thus Joachim von Paselow, from the first novel, becomes steadily more deranged with paranoia, his thoughts eventually swamping the text in a goo of half-baked religio-philosophical ramblings.

In just the same way, the book-keeper August Esch, who starts the novel as a reasonably sensible character, by the end is consumed with absurdly over-the-top, overblown hyper-emotions.

Here’s a small example. The crude, blunt character Balthasar Korn arrives home to find a little drinks party going on in his front room, and rudely shoos the milksop tobacconist Lohberg off his sofa in order to plonk himself down on it. A pretty trivial moment. Here it is described from Esch’s point of view:

The noise which the man Korn raised while doing this was extraordinary, his body and voice filled the room more and more, filled it from wall to wall; all that was earthly and fleshly in Korn’s ravenously hungry being swelled beyond the confines of the room, threatening mightily to fill the whole world, and with it the unalterable past swelled up, crushing everything else out and stifling all hope; the uplifted and luminous stage darkened, and perhaps indeed it no longer existed. ‘Well, Lohberg, where’s your kingdom of redemption now?’ shouted Esch, as though he were seeking to deafen his own terrors, shouted it in fury, because neither Lohberg nor anybody else was capable of giving an answer to the question: why must Ilona descend into contact with the earthly and the dead?

Much of the later parts of the novel are like this, with way over-the-top hysteria prompted by apparently trivial, everyday occurrences.

By the end of the novel I had come to feel all the passages like this – and some go on for pages and pages – amounted to pretentious, adolescent bombast.

How I longed for one witty turn of phrase which would defuse this universal Weltschmerz, for the acid wit of an Evelyn Waugh, the levity of a P.G. Wodehouse, God for just a little English irony and self-deprecation.

But right to the end Broch appears to take everything as tragically as his pathetic, lowlife characters.

Credit

The English translation by Willa and Edwin Muir of The Sleepwalkers by Hermann Broch was first published in 1932. All references are to the Vintage International paperback edition of all three novels in one portmanteau volume which was first published in 1996.


Related links

20th century German literature

The Weimar Republic

The Romantic by Hermann Broch (1931)

It was only fragments of the past that fleetingly emerged, and important and trivial things flowed chaotically through one another… (The Romantic, page 11)

Hermann Broch (1886 – 1951) is considered one of the major European Modernist authors. He was born in Vienna to a prosperous Jewish family and worked for some time in his family’s factory. In 1909 he converted to Roman Catholicism and married Franziska von Rothermann, the daughter of a knighted manufacturer. In 1927 i.e. aged 40, Broch sold the textile factory and decided to study mathematics, philosophy and psychology at the University of Vienna, and to pursue a full-time career as a writer. At the age of 45, in 1931, his first major literary work, the trilogy The Sleepwalkers, was published in Munich.

The Sleepwalkers consists of three medium-sized novels:

  • The Romantic (1888)
  • The Anarchist (1903)
  • The Realist (1918)

The dates are not my addition, they’re part of the formal, full titles of each novel, indicating:

  1. That each novel is, among other things, a portrait of its era
  2. That Broch is quite a schematic writer. Recall that he chose to study maths at university. Note that 1888 to 1903 is 15 years, and 1903 to 1918 is 15 years. So a span of 30 years. And it is symmetrical. And it is a trilogy, suggesting three points of focus…

Reading Hermann Broch

I read the trilogy in the English translation made by prolific translators Willa and Edwin Muir soon after the original German publication, back in the early 1930s.

There’s no getting round the fact that Broch is pretty difficult to read, for a number of reasons:

Long paragraphs Weaned on a hundred years of post-Hemingway minimalism, Anglo-Saxon readers are used to short sentences in short paragraphs. Whereas Broch – like Kafka – routinely deploys paragraphs which last an entire page, sometimes two, sometimes even more, so that the reader is confronted by what initially appears to be a wall of words.

In the modern Anglo-Saxon tradition, dialogue is broken up so that each exchange starts on a new line, making it visually and psychologically easy to follow. Not here. Extended dialogues are presented as unbroken blocks of text, which can make them hard to follow. If your focus drifts at all, it’s quite easy to find you’ve ‘read’ an entire page with absolutely no memory of what happened.

Long sentences The very long paragraphs contain some very, very long sentences. Routinely I got into the habit of having to reread entire paragraphs, and certainly some of the half-page-long sentences. Rereading helped them swim up into meaning.

The translation In almost every sentence there are ungainly and sometimes grammatically questionable turns of phrase.

Besides, visiting Berlin but twice a year, he had abundance to do when he was there. (p.11)

Perhaps his mother was really against his being sent to Culm, but one could put no dependence on her. (p.13)

Nevertheless she resolved to ask Joachim some time what was his birthday. (p.74)

Is this because German has such a different language from English, and the Muirs have stuck as close as possible to German word order? Or is it because Broch’s ‘Modernist’ German would be difficult even for a German speaker and the translators have tried to capture that difficulty?

There is no real way of knowing, but reading Broch is emphatically not like reading an English author.

Difficult descriptions Some of the text swims into view and suddenly you understand what is going on, who is talking, and what they’re saying. Then at other moments the text becomes blurry, describes the characters’ confused emotions or intuitions or misperceptions even, at moments (particularly when seen through the eyes of the central character, Joachim von Pasenow) what seem almost to be hallucinations.

Yet now suddenly everything had receded to a great distance in which Ruzena’s face and Bertrand’s could scarcely be told from each other. (p.56)

A lot of the time you’re not sure whether this is carefully calculated effect, or the cumulative impact of the long sentences in long paragraphs rendered into unidiomatic English. Is it you or him?

Stream of consciousness After a while I began to realise that, at least in part, it’s him i.e. it is a calculated effect. As you get used to Broch’s ‘background’ style, you begin to be able to make out passages where the characters have giddy, dizzy moments of misperception, the central character, Joachim von Pasenow, in particular being subject to all kinds of odd and confusing thoughts.

Things were as elusive as a melody that one thinks one cannot forget and yet loses the thread of, only to be compelled to seek it again and again in anguish. (p.114)

And you realise that at least part of Broch’s intention is to capture the flow of thoughts, and the evanescence of consciousness. Broch takes us into the mind of Joachim, and then of the two other central characters, in order to show us how multi-levelled consciousness is, and how often half-formed ideas or impressions float across our minds without ever coming into focus, often because we don’t want to fully acknowledge them.

Phenomenology I wonder what kind of philosophy Broch studied at the University of Vienna because this focus on trying to describe the actual processes of consciousness – the flavour of different thoughts, and the ways different types of thought arise and pass and sink in our minds – reminds me that Phenomenology was a Germanic school of philosophy from the early part of the century, initially associated with Vienna.

In its most basic form, phenomenology attempts to create conditions for the objective study of topics usually regarded as subjective: consciousness and the content of conscious experiences such as judgements, perceptions, and emotions. Although phenomenology seeks to be scientific, it does not attempt to study consciousness from the perspective of clinical psychology or neurology. Instead, it seeks through systematic reflection to determine the essential properties and structures of experience. (Wikipedia)

That’s not a bad summary of what Broch appears to be doing in this novel. Here’s how one character feels about ‘love’:

It was an almost joyful ground for reassurance that the feeling which she hopefully designated as love should have such a very unassuming and civilised appearance; one had actually to search one’s mind to discern it, for it was so faint and thin that only against a background of silvery ennui did it become visible. (p.70)

Just one example of from hundreds of a Broch character seeking, searching to define and make out feelings or ideas or notions which hover on the edge of consciousness or definition.

Novel of ideas The ‘novel of ideas’ is a notoriously slippery concept to define. This is more of a novel with ideas.

This is most obvious in the cleverest character, Eduard von Bertrand, who makes subtle, sophisticated or ironic speeches about love or religion or the notable speech about African Christians over-running Europe (see below).

But other characters also struggle to define and understand ideas. When Elisabeth is at home with her parents in the country there is a two- or three-page passage where she reflects at length on the special nature of her parents’ marriage, which includes a meditation on the true meaning of collecting, of making collections (to overcome death, p.71) and of age, which she experiences not as an idea but like a serpent stifling her consciousness.

Joachim spends his entire time trying to sort out his ideas about honour, duty, the army, the uniform and so on and, in the final third or so of the novel becomes obsessed with religious imagery, with a conviction of his own sinfulness and that God is punishing him (what for? well, that’s what he spends his time agonising about).

But the most philosophical character is the narrator. Personally I feel the novel gets off to a rocky start, we are introduced to too many characters in a quirky and almost incomprehensible way. But once it beds in, you are never more than a few pages from an extended description which tends to morph into ‘philosophical’ thoughts about many aspects of the quiet bourgeois style of life the book describes: the effect of the music Elisabeth plays in a piano trio (p.92) or an extended description of the landscaping of the garden round the Baddensens’ manor house, or so on.

It is not a novel of ideas in the sense that it proposes a massive concept of society like 1984 or is full of clever character sitting round discussing Important Subjects, as in an Aldous Huxley novel. It is more a novel which describes the complex feelings and intuitions of its characters which sometimes invoke larger ideas or notions. In one scene Elisabeth and her mother pay a visit to the von Pasenows. The conversation is getting a little rocky when the pet canary starts singing.

They gathered round it as round a fountain and for a few moments forgot everything else; it was as though this slender golden thread of sound, rising and falling, were winding itself around them and linking them in that unity on which the comfort of their living and dying was established; it was as though this thread which wavered up and filled their being, and yet which curved and wound back again to its source, suspended their speech, perhaps because it was a thin, golden ornament in space, perhaps because it brought to their minds for a few moments that they belonged to each other, and lifted them out of the dreadful stillness whose reverberations rise like an impenetrable wall of deafening silence between human being and human being, a wall through which the human voice cannot penetrate, so that it has to falter and die. (p.77)

There aren’t any real ‘ideas’ in this passage. Maybe it would be accurate to call it a kind of philosophically-minded description. A novel written by a philosophically-minded author. Not so much a novel of ideas as a novel of thoughtful descriptions.

The Romantic (1888) – plot summary, part one

So, I found the book quite difficult to get into because its style, layout, and approach are all alien to the super-accessible, Americanised prose we are all used to in 2020.

But, rather like getting into a cold swimming pool, if you persist, your body acclimatises to the style and you begin to grasp the basic structures of the novel, and on the back of that, to understand and appreciate what, after a while, you realise are moments of great beauty and sensitivity.

And you also come to realise that the book is built about sets of binary opposites with an almost mathematical precision (see my comment about schematic, above).

Joachim von Pasenow was sent by his landowning family to army cadet school aged ten (p.24), unlike his elder brother, Helmuth, who remained on the estate to run the family farm. The story opens with Joachim now aged about 30 (he has spent 20 years away from home, p.40), still in the army, a lieutenant (p.15) and about to be promoted to captain (p.89).

Town versus country Thus the brothers represent alternative destinies: Joachim lives in barracks in Berlin; Helmuth has stayed on the family farm in the country to help his ageing parents. So a basic binary in the novel is the contrast between urban people and values (‘you people who live in cities’) and rural lives and values (p.29).

One must not judge things merely from the standpoint of the city man; out there in the country people’s feelings were less artificial and meant more. (p.52)

But Joachim is not quite the representative of urban life I’ve just suggested. We soon get to know about a good friend of his who he met in the boy cadets and became a brother officer, Eduard von Bertrand. Bertrand quit the army and has become a businessman, a cotton importer (p.26), familiar with the Stock Exchange and the mysteries of banking and business ledgers. He has a

sureness and lightness of touch, and his competence in the affairs of life (p.147)

He has grown his hair curly (his ‘far too wavy hair’, p.51), wears smart suits, and has travelled widely, most recently to America, all qualities which Joachim mistrusts or actively despises.

So if Helmuth represents life back on the farm and Bertrand represents smart wheeler-dealer city life – then Joachim is the man in between – attracted but repelled by Bertrand’s stylish cynicism, equally attracted by his memories of simple life on the family farm, but repelled by the reality of his parents’ stultifying boredom and vulgarity.

The virgin versus the whore Same when it comes to women. Joachim’s father comes to see him in Berlin and the son is, reluctantly, obliged to take him to see the sights, which includes dinner at the Jäger Casino, where they come across two fancy women. (I think they’re high class prostitutes, but the social manners of the time being depicted and the elliptical way everyone refers to them don’t make it utterly clear.) Joachim’s father bluntly hands the dark-haired woman a 50-mark note with the apparent idea that he’s buying her for his son, but she suddenly runs off to cry with the lavatory attendant (?).

Joachim is, characteristically, disgusted by his father’s crudeness, but also haunted by the girl’s beauty and by the fleeting moment when she flirtatiously runs her hand over his close-cropped army haircut. His dad goes back to the farm, and Joachim spends days scouring the working class districts of Berlin with a half-formed intention to find the girl. One day she steps out of the crowd and into his life.

She is named Ruzena. She is not German but Czech, to be precise Bohemian (p.17), and speaks German badly (‘Not like you friend; he’s ugly man’) in a harsh staccato style.

Joachim takes Ruzena for lunch, then they take a carriage out to ‘the Havel’ – a park in West Berlin – she takes his arms under hers as they stroll beside the misty river, till it starts to rain and they take shelter under a tree where she leans against him. They kiss.

Back in Berlin he walks her to the door of her apartment where they kiss again, he turns and begins walking away, but turns again, runs up to her. She takes him upstairs and strips him and they have sex, for days afterwards he is haunted by the vision of her long black hair spread like a fan across her white pillow.

But – as usual – Joachim is conflicted. On his visit up to town, his father had suggested that Joachim pay court to the daughter of an aristocratic family in the neighbourhood, the Baddensens. She is named Elisabeth, who (to make things as simplistically symbolic as possible) is a posh, innocent blonde compared with Ruzena’s sensuous dark colouring. Elisabeth is the daughter of the Baron and Baroness von Baddensen, who live in the old manor-house on an estate at Lestow (p.24).

So Joachim is caught between the pure, angelic, blonde virgin of an eminent, rich family – or a raven-haired sex goddess, a courtesan who’s not even properly German, but has stolen his heart… or his loins, anyway.

Honour versus cynicism Yet another binary pairing occurs when Joachim’s elder brother is unexpectedly shot dead in a duel. a) In plot terms, since Joachim is now the only heir of the farm, his father wants Joachim to return to the land, to rural life with its illiterate peasants and simpler, Christian values. b) But in terms of the schema, Bertrand now grows in weight as a symbolic figure. He is given speeches praising city life, and deprecating rural values, especially rural – and by extension European – Christian faith.

In a striking speech he compares the waning of European Christianity with the passionate adherence of the African converts German and other European missionaries are making in Africa right now (1888). One day, Bertrand fancifully predicts, a great tidal wave of African Christians will sweep into a heathen Europe, reconverting it, and enthroning a black Pope in the Vatican (p.29).

The cause of Helmuth’s death wasn’t accidental. It was a duel, an old-fashioned duel, fought over ‘an affair of honour’ with a Polish landowner (though we never find out the precise cause).

So Helmuth’s straightforward ‘honour’ is compared & contrasted with Bertrand’s more worldly-wise cynicism. It’s not that Bertrand is a particularly fiery atheist, he is just a modern, successful business man who doesn’t understand how such 17th century values as duels and ‘honour’ have lived on into the age of trains and factories (p.51).

The character of Joachim von Pasenow

And, as usual, Joachim is the man in between, caught between his brother’s impeccable rectitude, which he himself feels was excessive, but repelled by Bertrand’s casual dismissal or at least questioning of it.

It is this aspect of being a man caught in between two worlds which really defines Joachim’s character, and the phrase ‘two worlds’ occurs a number of times in his internal monologues. He is perpetually uneasy.

During the last few days he had become uncertain about many things, and this in some inexplicable way was connected with Bertrand; some pillar or other of life had become shaky… and there had grown within him a longing for permanence, security and peace. (p.31)

Joachim, the man in the middle of all these binary opposites, could, I suppose have been wise and witty, or brisk and soldier-like – but instead he comes over as neurotic and tense, so profoundly confused, about even simple things like who he’s walking behind in the city streets, ‘so susceptible to this feeling of insecurity’, that the reader starts to think he must be having a nervous breakdown.

For a moment everything was confused again and one did not know to whom Ruzena belonged… (p.56)

Joachim is easily confused. He doesn’t understand other people’s motives, or over-thinks them. He confuses people in a surreal way, so that the sight of his fiancée Elisabeth climbing up into a train departing for the country is so exactly like the movements of his father undertaking the same action, that Joachim momentarily confuses them both, to such an extent that he becomes speechless.

‘In his fantasy’ (p.24), Joachim imagines Ruzena lives in one of the small shops he walks past in Berlin, with her dark-haired mother. All fantasy.

He sees an Italian-looking man at the Opera with black hair, hears him speaking a foreign language, and in a fantastical way comes to believe that it is Ruzena’s brother, on no evidence at all. He proceeds to superimpose her features on his, and the ‘brother’s’ features onto Ruzena – all baseless fantasia.

It is typical of Joachim’s diseased fantasy that, when he returns home for his brother’s funeral and sits in the room with the coffin he fantasises that it is he, Joachim, in the coffin (p.41). He dreams that Ruzena has killed herself by drowning herself in the river at the Havel Park – but next thing, is fantasising that it is he who has drowned, or that it is his eyes which look up out of her face (p.123).

A fantastic association led his thoughts quite into the absurd, and the confusion became almost inextricable… (p.88)

Walking through Berlin he finds himself following a fat bearded man waddling along and on absolutely no evidence concludes that he must be Bertrand’s business agent.

Even though Joachim knew that what he thought was without sense or sequence, yet it was as though the apparently confused skein concealed a sequence… (p.48)

He can’t control his neurotic and destructive fantasies.

After a while I noticed the number of sentences which include two perhapses: perhaps it was this, perhaps only that –

Perhaps they were tears he had not noticed, perhaps however it was only the oppressive heat… (p.44)

Well, that might be taken as sarcasm, or it might not (p.76)

Ambiguity and uncertainty are sewn into the fabric of the text throughout.

Joachim often gets confused by the actual experience of his thoughts. His thoughts hove into view but don’t quite crystallise or complete, before they melt away. His mind has many levels and on all of them he is subject to confused impressions, misidentifications, and ungraspable insights.

… at the same time and in some other layer of his mind… (p.35)

Then, just when it was becoming visible, the thought broke off and hid itself… (p.67)

A new feeling had unexpectedly risen in him; he tried to find words for it… (p.74)

Some of this feels a little like the interior monologue brought to unmatched heights in James Joyce’s Ulysses, but only a little. In Joyce’s novel entire passages are conveyed in a swirl of consciousness, in which language itself breaks down. Nothing like that happens here. Language remains correct and grammatical, it’s the characters thoughts which break down and evade their grasp.

Urban alienation The most obvious way that the book is ‘modernist’ is the way the central character’s confusion and neurosis is directly linked to the bustling crowds of late-nineteenth century Berlin (what the book describes as ‘the labyrinth of the city, p.22) which he finds overwhelming.

But now his thoughts jostled each other like the people in the crowd round about him, and even though he saw a goal in front of him which he wanted to reach, it swam and wavered and was lost to view like the back of the fat man before him. (p.49)

Against the anarchy of modern values Joachim the soldier struggles to hold himself erect and firm but is constantly fighting a losing battle.

It often required an actual effort to hold things firmly in their proper shapes, an effort to difficult that many a time all those people who bustled about as if all was in order seemed to him limited, blind and almost crazy. (p.113)

This is epitomised by the odd, extended passage early in the novel where Joachim tries to express to himself why the concept of the uniform is so important. For him his uniform is a ‘bulwark against anarchy’ (p.23) and the sight of civilian clothes sometimes makes Joachim feel physically sick.

The dangers of civilian life were of a more obscure and incomprehensible kind. Chaos and disorder everywhere, without a hierarchy, without discipline. (p.60)

When he meets Bertrand wearing civvies, Joachim is as embarrassed and ashamed to be seen with him as if he were naked (p.27). When his parents start sending him letters requesting that he quit the army and go to run the family farm, Joachim likens the idea to being stripped of his uniform and dumped naked in the Alexanderplatz (p.59).

The tangle of nets which stretched over the whole city, the net which he felt everywhere… an impenetrable, incomprehensible net of civilian values which was invisible and yet which darkened everything. (p.62)

Interlude: Why is the novel titled The Romantic?

It would be easy to answer that Joachim is a man whose head is full of ‘romantic’ notions of honour, duty, love and Christian faith and rural values, and the novel shows the stress all these ideas come under – but it’s not quite that simple.

For Joachim is far beyond having a ‘romantic’ turn of mind. He’s mad, actually. He regularly hallucinates – as in merging different people – is puzzled and confused about how to behave and what to think. And also he is simply too stupid to understand what Bertrand is saying half the time. I.e. Joachim is not a portrait of a throwback to an earlier, more romantic era – he is a neurotic on the edge of a breakdown, quite a lot more of a hard-edged figure.

Also he is a soldier. There’s a moment in Joachim’s rooms where Bertrand proposes an elaborate and humorous toast to Ruzena and, seeing it through Joachim’s eyes, we realise that he simply doesn’t understand what Bertrand is on about. He suspects it’s some complicated ploy to take Ruzena away from him, whereas the reader can see it’s just an elaborate and humorous toast.

Later in the book, Joachim tries to provide a regular income for Ruzena, and Bertrand recommends him to his lawyer to arrange it all, and the lawyer quickly sees that Joachim is useless at making decisions, in all the aspects of practical life.

Later still, in conversation with Elisabeth, Betrand tells her point blank that the ability to ‘love’ requires a modicum of wisdom, or at least cleverness – and that Joachim lacks both.

After a while I realised that Joachim is scared of everything and everyone. He is certain Bertrand is out to ‘get’ him, to drag him into civilian life, to steal his black-haired beauty or his blonde virgin. He is insistently paranoid. Unless his uniform is done up just so, unless he hold himself stiff and erect, then some nameless, dreadful thing will happen.

So it seems to me that Joachim is less a ‘romantic’ than a delusional, borderline hysterical, neurotic, extremely uptight and dim junior army officer. With the benefit of hindsight, we can see him as precisely the kind of narrow, patriotic, sexually tortured junior officer who went on to carry out countless coups throughout the 20th century, imprison and execute the liberal opposition, close bars and brothels and impose a strict sexual morality which reflects his own neuroses.

In conclusion, the protagonist of this novel is not at all what the title ‘The Romantic’ might lead you to believe.

Also, he isn’t the only ‘romantic’ character in the book. Elisabeth is, in her way, a desperate romantic i.e. she wants wishful fantasies to outweigh reality. She wants to live with her mummy and daddy forever and ever. And then there’s Ruzena who, Bertrand decides, is a romantic child, as helpless as a little animal.

So maybe the novel would more accurately be titled The Romantics.

The Romantic (1888) – plot summary, part two

Joachim is called down to his parents’ farm for the funeral of Helmuth. This means abandoning Ruzena in Berlin. She has just recently got a job as a showgirl-cum-actress through contacts of Bertrand’s.

Characteristically, Joachim had no idea about how to fulfil this ambition of hers ‘with all his mooning, romantic fantasies’ (p.64), whereas Bertrand was easily able to pull a few strings and make it happen. Which is why Joachim envies and despises him. (As the novel progresses we get more and more ‘leaks’ as to what Bertrand makes of his former comrade in arms; he thinks of Joachim as a ‘clumsy fellow’, p.92, and later on will simply call him stupid.)

Bertrand pays a courtesy call on Ruzena and walks her home and then Ruzena leans into him and lifts her mouth to be kissed, exactly as she did with Joachim. But Bertrand chastely kisses her cheek, she goes into her apartment block while he lights a cigar and strolls jauntily away. You begin to realise Bertrand has the measure of both Joachim and Ruzena, and is amusing himself with them.

Similarly, when Bertrand goes down to stay with the von Pasenow family at their estate in Stolpin, Joachim has a (characteristically) fatalistic intuition that Bertrand will take Elisabeth from him and, just as inevitably, Bertrand does.

The three go riding together and – in a strange and persuasive moment – Joachim reins his horse in just as it was about to take an easy jump, making it stumble and hurt its ankle; so that he reluctantly says he better walk it home – leaving Bertrand to embark on an extended and highly philosophical seduction of Elisabeth.

It is a characteristically Broch touch that Joachim doesn’t understand then or forever after just what impulse made him rein in his horse, thus almost certainly hurting it, thus forcing him to leave Bertrand and Elisabeth alone, thus almost certainly pushing them together, thus almost certainly sabotaging the plans the parents of both families have to make a convenient match between them.

It’s not rocket science, but it’s typical of Joachim’s puzzled personality that he agonises about it; and it’s typical of Broch’s approach to the novel, to the idea of fiction, that this is the kind of psychologically charged moment he likes to depict and then have his characters mull over for pages of dense, psychologically-charged prose.

Joachim’s father has a stroke. He begins behaving oddly. The stroke occurred when he was writing a furious letter disinheriting Joachim for his ‘treachery’ of insisting on going back to Berlin and refusing to stay and run the family farm. Joachim goes down to see him and stay. He pays some visits to Elisabeth where their relationship proceeds in a halting, frosty kind of way. After vegetating at the farm for some time, Joachim makes an excuse to return to Berlin for three days and immediately sends for Ruzena. She comes running, cooks for him, they go to bed. Joachim is unhappy with Ruzena’s career on the stage – where she gets plaudits from strange men – and suggests to her that he sets her up running a little lace shop.

This is a typically stupid Joachim suggestion based solely on the warm impression he gained from looking into a lace shop in which a mother and daughter were bent over their needles on one of his many walks around Berlin. Ruzena enjoys the attention she gets as a showgirl and so she angrily rejects Joachim’s suggestion, and angrily asks if he’s been put up to it by his ‘bad’ friend, Bertrand, who she’s never liked (p.117).

Joachim’s father deteriorates and so he is compelled to accompany a nerve specialist from Berlin down to the family home. Here the father makes another scene in a small gathering of his wife, Joachim, the village priest, the family doctor and the nerve specialist. He insists on rising from his sick bed and taking the head of the table from where he issues denunciations, telling everyone that his son Joachim is dead and buried in the local cemetery but still doesn’t write to him anymore. The people round the table look at each other. Father is losing his mind.

Meanwhile, Bertrand, back from a business trip to Prague, drops by Joachim’s flat to pay a courtesy call on Ruzena. Here he unwittingly presses all the wrong buttons, exacerbating her sense of grievance that Joachim wants to take her off the stage (and deny her the first really fulfilling activity she’s ever had in her life) and in a rather surprising development, she becomes so furious that she rummages around in Joachim’s drawers, finds his service revolver and shoots Bertrand.

Not badly. In the arm. She drops the revolver, he bleeds. It is a scene from an opera or a late 19th century melodrama. He insists she accompanies him in a hansom cab to the hospital where he has the wound dressed but when he comes out she has gone.

After seeking her in vain for a few days, Bertrand writes to Joachim who comes up from the farm. He explains what happened. Joachim sets out on a trawl of Berlin nightclubs, cafes etc. Eventually he finds Ruzena sprawled in the loos of a louche club. She is in a terrible state and has become a prostitute again. When he pleads with her to come home with him she locks herself in a cubicle. Joachim waits outside for an hour and then is horrified to see her emerging on the arm of a fat client, and getting into a cab together. Looks like his affair with the Bohemian beauty is over.

This leads to the sequence of scenes where Joachim, driven by ‘romantic’ notions, decides to settle some money on Ruzena. Bertrand’s lawyer sizes him up quickly, realising that the stiff-necked man in front of him is ‘helpless’ in the face of the real world (p.131). To Joachim, inside his head, everything feels tangled and entrapped in a closing mesh over which presides a vengeful God. Whereas to the lawyer facing him, Joachim’s case is one of a type he sees all the time – army officer of good family needs to pay off illicit lover, in order to clear way for marriage to eligible heiress, and he gives him brisk practical advice on how to do it, while useless Joachim sits in front of him, racked by terror of The Evil One.

Joachim goes straight from this meeting (stopping only to put on his best pair of army gloves) to the house in the western suburbs of the city which the von Banndensen family take for the season, knocks, enters, and asks Freiherr von Baddensen for his daughter’s hand in marriage. He and his wife are thrilled, but caution that they must speak to Elisabeth first.

A day or so later Joachim meets Bertrand and explains what he’s done. Bertrand is shrewd and supportive. In a classic piece of dramatic irony, the narrator then tells us why: that Elisabeth came to see Bertrand the day before, taking a carriage to the hospital and insisting on seeing him in a small private reception room to ask his advice.

Here they have a reprise of the semi-philosophical love-sparring which they had first had on the day of the horse ride. During this, Bertrand a) points out that Joachim is ‘too stupid to love’ (p.135) b) that he, Bertrand, loves Elisabeth, but will be leaving the country soon and so they cannot marry. Therefore c) she should marry Joachim.

It was difficult to gauge the tone of this. Is it light satire or – what it feels more like – Bertrand being quite brutally unfeeling and playing with Elisabeth’s emotions. All the time he is telling her they can’t be together, he is kissing her and telling her how much he loves her. Is he deliberately tormenting her? Or is he himself not quite in control of the situation? Anyway, having exhausted themselves, Elisabeth decides that she will marry Joachim and leaves the feverish Bertrand  to return to his hospital bed.

The narration returns to the ‘now’ from which this flashback occurred i.e. to Joachim talking to Bertrand, and Joachim declares more fiercely than ever that he will marry Elisabeth.

This leads on to an extraordinary scene where Joachim pays a formal visit to the von Baddensens, there is a formal dinner, toasts are proposed in champagne, and then everyone leaves the happy couple alone. And there follows an extremely tense and embarrassing scene where the two lovers, neither of whom really wants to get married, have to go through the ghastly farce of Joachim getting down onto his knees to propose. In a very ‘modern’ touch, Joachim has a hallucination of the room’s walls moving away, of all the furniture moving away from him to an infinite distance while his heart freezes as he touches Elisabeth’s dainty little fingers which are as cold as ice (p.142), a chill which is like ‘a dreadful foreboding of death’ (p.153).

Not the least weird aspect of this very weird scene is that they both end up talking about Bertrand who is a more central part of their lives than each other.

In the coach back from the von Baddensens, Joachim has a typical one of his hallucinations, an overwhelming sense that both his father and Bertrand must have died, together, that evening. Of course, neither of them have. Joachim isn’t a ‘romantic’. He is delusional.

Joachim goes to see Bertrand in hospital and tell him about his proposal and acceptance and Bertrand is humorously supportive and, as always, Joachim feels he is being deluded, deceived, having rings run round him.

Elisabeth and Joachim get married. they fuss and fret about whether she’ll come to stay at his house, given that his father is now an invalid, or she go separately to stay with her parents, or whether they should go to the house in the suburbs of Berlin which her parents have gifted the couple. Joachim urgently needs the worldly wisdom of Bertrand to answer these questions for him, but Bertrand is not there.

During the marriage ceremony, Joachim is overcome with religious terror, that he is an imposter, one of the damned, and barely hears the words of the service at all. He is an Expressionist hysteric. He is screaming inside like Munch’s picture.

They go to stay in a hotel in Berlin and several pages are spent describing the inner turmoil of Joachim’s mind. In his head Elisabeth has always been a pure virginal figure – he is agonised by the presence a toilet next door, he cannot possibly imagine her using it – and he sees himself as her knight in shining armour devoted to protecting her. Thus the last few pages of the novel describe his agonising before he can bring himself to knock on her hotel door (they have separate rooms), going to the bed, kneeling beside it and kissing her hand. He wishes Bertrand were there to help him. He wishes Elisabeth were Ruzena with whom everything seemed easy and natural. By slow steps he lies down on the bed beside her and falls asleep. Elisabeth smiles and, after a while, falls asleep too.

This, I suppose, we are meant to take it, was the manner of the wooings and marriages of the Broch’s parents’ generation. Joachim is nuts, that’s extremely clear. And yet the message is subtler. For all the lies and evasions it is based on, I for one ended the book admiring the determination of both these dim, unprepared innocents to make the most of the situation they find themselves in. If they go on to have a formal, staid, distanced but affectionate and respectful marriage, who’s to say there’s anything wrong with that?

Religion

In the second half of the book, religion becomes a more and more dominant theme. Joachim’s confused thoughts gather together bits and pieces from the village priest, memories of extravagant religious pictures he saw in Dresden, attendance at church parades with his corps, and a few private visits to churches, to convince him that God is punishing him for his sins.

Inevitable fate, inescapable discipline of God! (p.122)

I can see how some readers might take this at face value and I’d be surprised if there aren’t hundreds of academic essay about religious imagery in the book. And yet to me it seems obvious that it’s all due to the fact that Joachim is an idiot.

He is terrified of civilians. He can’t handle the chaotic hustle and bustle of the big city. He doesn’t understand what Bertrand does, he doesn’t understand business. He has no idea how to make a bequest to Ruzena. He has no sense of how to run his parents’ farm as a business.

He is, in other words, hopeless and impractical and dim. His increasing turn to God and religion, therefore, seems to me the refuge of an idiot. Because he doesn’t understand anything about the actual world he finds himself in, he retreats to thinking it’s all part of a Divine Plan against him.

So, in my opinion, the religious aspect of the last third of the book has no real religious content but represents Joachim’s stupidity and his paranoia. It is more an investigation of how the stupid and the paranoid come to have religious faith. It’s not so much that it’s consoling (which it is) as that it is easy to understand. God is Daddy. Daddy is punishing me. I have been a bad boy. Not difficult, is it?

Descriptions

Once you have slowed right down to the speed of this odd book, and once you get into the habit of often rereading entire paragraphs to decipher what they’re about, I found myself admiring whole passages for their evocativeness and beauty.

They are not examples of good English prose, in fact they are often disfigured by unbeautiful phraseology (is that Broch or the Muirs?) but nonetheless there are passages of extended description which really manage to convey a room, a view, a landscape, a scene or setting and, in particular, the strange evanescent feeling of fleeting thoughts – with a depth and power which I found increasingly rewarding.

You really feel like you are entering the minds of the characters, above all the neurotic army lieutenant Joachim von Pasenow. Although, by the end, I wondered if the novel wasn’t about a so-called ‘romantic’ at all, but really about a near-simpleton. A good deal of Joachim’s agonising and tortured reflections about God or his uniform or civilian life etc really boil down to the fact that he’s a stupid person who doesn’t understand what’s going on around him, and finds it a real challenge coping with even the basics of adult life.

Maybe the book could have more accurately been titled The Idiot.

The dense crowd around him, the hubbub, as the Baroness called it, all this commercial turmoil full of faces and backs, seemed to him a soft, gliding, dissolving mass which one could not lay hold on. Where did it all lead to? (p.49)

Where indeed?

Credit

The English translation by Willa and Edwin Muir of The Sleepwalkers by Hermann Broch was first published in 1932. All references are to the Vintage International paperback edition of all three novels in one portmanteau volume which was first published in 1996.


Related links

20th century German literature

The Weimar Republic

The Soul of the Marionette by John Gray (2015)

Everywhere , the self-assured confidence of priests, scribes and intellectuals has been mocked by unexpected events… (p.143)

‘Humanity’ is only a name for a ragtag animal with no capacity to take charge of anything. (p.145)

The Soul of the Marionette

The Soul of the Marionette is a short, easy and very stimulating read. Its brevity is indicated by the way it’s set in a larger-than-usual typeface for a Penguin paperback in order to pad it out its 170 or so pages. Really, it’s two extended magazine essays linked by a common theme.

John Gray (b.1948) is a retired political philosopher. He mainly taught at the London School of Economics with spells at Yale etc, so he’s an academic by trade.

For the past thirty years or more he’s been writing non-technical and accessible books, as well as numerous articles and reviews, and from time to time popping up with thought pieces on Radio 4. All of them bang on the same theme over and over again:

1. Modern liberals are wrong Modern progressive thought is wrong. Modern secular thinkers are wrong.

How so? In several connected ways. ‘Modern liberals’ think history is progressing towards a good end, think that there is some purpose or end-point of evolution, think that human societies are heading onward and upward, becoming more enlightened, liberal, permissive and diverse.

The belief that evolution is advancing towards some desirable end is ubiquitous… (p.61)

BUT

Evolution has no attachment to the attributes modern thinkers imagine are essentially human… (p.143)

Above all, modern liberals think human nature can be changed. All Gray’s work presents a barrage of arguments designed to annihilate this position:

2. The survival of violence and barbarism disproves the idea that humans are ‘improving’ Evolution has no goal or plan or design or intention. Stuff is just changing and humans are mad if they think they can alter it very much. Progressives like to think that we ‘learn from history’ or that liberal values are succeeding around the world – but violence, terrible crude sadistic violence, is still practiced all round the globe. There may be no repeats of the two epic world wars, but violence and brutality haven’t gone away; they have merely been scattered and diffused into the form of asymmetrical conflicts in a variety of failed states such as Syria, or sudden eruptions of barbarism as in Burma, or the ongoing horrors of the war in the Congo.

Or else a permanent state of civil unrest, where violent protests teeter on the brink of uprisings and armed conflict. This is the new normal.

In a scathing passage, Gray describes how violence has been internalised in the West, in the ways that America, for example, the supposed ‘land of the free’, imprisons more of its citizens than any other country in the world, and experiences almost daily mass shootings, with the result that its entire police force is now a warzone militia armed with machine guns and bullet-proof vests.

About 40,000 people were killed by guns in America in 2017, compared to the 2,500 who died on D-Day. Gray’s point is that homicidal violence hasn’t gone away because world wars have cease; it’s just become normalised in other ways.

The normalisation of amoral hyper-violence in American culture. This movie is a ‘comedy’.

3. The popularity of dictators demonstrates that human societies aren’t particularly progressing On a purely political level, the elections of Donald Trump, Boris Johnson, Bolsonaro in Brazil, Erdoğan in Turkey, the endless rule of Putin in Russia, and the increasing authoritarianism of Xi Jinping in China – all show conclusively that political or cultural history is not moving steadily upwards towards some progressive, liberal nirvana.

Even more disillusioning for progressives is that most of these leaders were democratically elected because, as one section of the book emphasises, people more than anything else want meaning, order and security in their lives. People prefer meaning, order and security to uncertainty and chaos. You and I, being enlightened progressives, may think that the leaders I’ve listed above are not going to provide the meaning and security which they promised their electorates, but that only proves Gray’s other point, that none of us are really in control of our lives: we choose one thing, we get something completely different.

Most people’s lives are demonstrably in the grip of various impersonal, suprahuman forces – but almost all of us desperately want to feel that we’re in control. Electing strong leaders with assertive agendas gives us electors the illusion of control, that we’re taking part in a fightback against them, the nameless forces which seem to be ruining the world.

4. Technology changes, but people don’t change Above all (to repeat the point, as Gray does again and again), modern liberals think human nature can be changed and improved – but it can’t. The amazing technologies we have developed over the past 200 years have given over-educated and under-experienced Westerners the deluded sense that we can change human nature. Technologies may change, but people don’t change.

Thus one of the book’s central strands is an allusive history of human attempts to create super-humans, from Frankenstein in 1816 to all the hype about artificial intelligence in 2020.

Gray makes the simple point: How can we hope to make better, superior versions of human beings, when we don’t even understand ourselves? Scientists still don’t actually understand how minds work, how consciousness arises from matter, how flashing synapses produce the strange thing called consciousness.

Eradicating evil may produce a new species, but not the one its innocent creators have in mind. Humans have too little self-knowledge to be able to fashion a higher version of themselves. (p.43)

And:

We think we have some kind of privileged access to our own motives and intentions. In fact we have no clear insight into what moves us to live as we do. The stories that we tell ourselves are like messages which appear on Ouija boards. If we are authors of our lives, it is only in retrospect. (p.137)

5. Artificial intelligence is doomed to fail for the simple reason that we don’t understand human intelligence. This is why all the exhibitions I’ve been to recently showcasing artificial intelligence seemed so pathetic and inadequate. (And it’s not just me saying that: the BBC journalist sent to review the Barbican’s exhibition about artificial intelligence also thought the sum total of the best examples of artificial intelligence the curators could assemble from across the world, was ‘pathetic’.)

It’s because any ordinary person knows that machines which can climb up a flight of stairs on their own or a computer which can beat the world chess champion or one which does cumulative facial recognition, are trivial and irrelevant compared to what it is like to be a person – a confused, sleepy, fantasy-driven human consciousness making endless mistakes about bus times or shopping lists or homework or the countless other chores we struggle with every day, as well as trying to manage personal relations with family, friends and work colleagues.

Compared to the complexity of being human, beating this or that chess champion is so very, very narrow an achievement on the part of the programmers who have been slaving away perfecting chess programs for fifty years or more, as to be almost sublimely, hilariously irrelevant.

In fact the most telling thing about artificial intelligence – which comes over very strongly when you read interviews with the scientists developing it – is how keen they are to rush towards a post-human future. But why? Because, Gray says, they cannot cope with the human present.

Struggling to escape from the world that science has revealed, humanity has taken refuge in the illusion that science enables them to remake the world in their own image. (p.30)

6. Communism and other failed utopias Gray reserves some of his most scathing criticism for communists, the followers of Lenin and Stalin, who – in effect – thought that it was worth murdering millions of people in the here and now in order to secure a remote future in which everyone will live in peace. And then in the Cold War era to foment small wars around the world (Africa, South America, South-East Asia) in order to bring an end to war.

Same with the Nazis, who thought they could create a better world by first of all exterminating all the Jews and then all the Slavs.

In the twentieth century the worst episodes of mass killing were perpetrated with the aim of remaking the species. (p.88)

All the atrocities of the 20th century were carried out in the name of building a better world. Gray mocks modern liberals who carry on the same mantra (obviously without the holocausts) because they are basing it on the same basic delusions – that you can remodel human nature. You can’t.

7. Humans are, at bottom, incapable In fact, the reality is that humans barely understand themselves, and are laughably unable to ‘take control of their own destinies’:

Today’s Darwinists will tell you that the task of humanity is to take charge of evolution. But ‘humanity’ is only a name for a ragtag animal with no capacity to take charge of anything. (p.145)

Thus the comedy of climate change is that these pathetic people, this pathetic species, having created a global catastrophe, thinks it can change or fix anything. Oh no it can’t. Watch and learn.

8. The fundamental basis of all modern liberal thought – that things will get better i.e. history has a direction and an end goal – is based on Christian theology If you go back to the ancient Greeks or sideways to read the surviving works of the Aztecs, you find societies which were under no illusion that things – society of human nature – would ever change. Their religions and rituals were not linear and progressive but cyclical, based on the circular rhythm of the seasons plus the recurring astrological cycles.

Aztecs did not share the modern conceit that mass killing can bring about universal peace. They did not envision any future when humans ceased to be violent. (p.86)

The notion that history has a purpose and is heading for a Grand End-Point is a Christian idea (in fact it may be a Zoroastrian or Eastern idea originally, but it was picked up and incorporated in Christianity from its earliest days and thus spread throughout all Christian and post-Christian societies).

It is Christian theology which declares that history is heading to a Glorious End-Point when the Son of Man will return in glory and wind up history as we know it, at which point the dead will be raised and everyone will be judged and dispatched to heaven or hell.

Modern liberals unwittingly base their concept of history as a steady improvement towards some kind of nirvana or utopia on this very Christian theology, but without the subtle and complex insights into human nature developed by Christian thinkers over 2,000 years. Progressives have been:

reared on a curdled brew of Socratism and scraps of decayed Christianity… (p.160)

This is why progressive liberalism feels so shallow. It is piggy-backing on the back of Christian theology, but without the deep and penetrating insights into all aspects of the human psyche which tens of thousands of Christian theologians and writers carried out.

Secular thinking follows a pattern dictated by religion while suppressing religion’s most valuable insights. (p.19)

Instead, modern liberals join hands, sing Things Can Only Get Better and are shocked and amazed when they don’t. Their conviction that everyone is a progressive liberal at heart, if only they had enough education and the opportunity to read the right newspapers, cannot cope with the actual world in its often violent and even evil reality.

This basic naivety explains, in Gray’s opinion, the fact that ‘liberals’ are continually surprised at renewed outbreaks of human atrocity. ‘Liberals’ and ‘modern thinkers’ thought we had learned from the Holocaust and had ‘progressed’, and so they were unable to compute modern horrors like the wars in Yugoslavia, the Rwanda genocide or 9/11 or the Syrian civil war or the Rohynga massacres… and on and on it goes, the roll call of never-ending atrocities.

Events like that just don’t fit into the narrative that every day, in very way, we are becoming more tolerant and free and fair-minded and equal and ‘woke’ and aware. Oh no, Gray says, we aren’t.


Cherry picking from literature

The book’s strength is also its weakness. This is that it takes the form less of a sustained argument than of a kind of daisy chain of potted analyses of authors who Gray likes or whose works provide useful ammunition for his position.

It is very much not a work of political philosophy, in fact it references hardly any philosophers of any kind (apart from two or three pages about Thomas Hobbes and the same about Jeremy Bentham) and certainly no contemporary philosophers.

Instead Gray takes us on a hugely entertaining and colourful journey through the thought of a bright and shiny array of creative writers through the ages, cherry-picking authors whose mordant and gloomy points of view echo, support or anticipate his own.

This is exactly what Christians do with the Bible. The Bible is so vast, varied and contradictory, that you can find quotes to support almost any point of view, from the most socially conservative to wacky science fiction fantasies if you put your mind to it.

And as a literature graduate I know the same is true for the corpus of secular literature, especially if you broaden it out to include all European literature, and extend it back in time to the Renaissance, the Middle Ages or, as Gray does, back to the ancient Greeks.

There are now so many points of view, expressed by so many hundreds of thousands of authors, that – if you adopt Gray’s approach – it is easy to cherry pick ‘proofs’ and ‘evidence’ for any point of view imaginable.

Of course none of this is proof of any kind about human nature or human existence or consciousness or history etc. Proof in any of these areas would require an engagement with the latest scientific literature in areas of consciousness, AI, sociology and so on, with properly carried out studies, and with a world of data and statistics.

Gray skips lightly away from any such engagement and instead gives us an entertaining stroll through some of his favourite authors, who each get a thumbnail biography and then four or five pages summarising their thoughts and musing about human nature, history and so on.

And it comes as no surprise to anyone that all of these thinkers, plus his interpretations of various historical cultural events (his scepticism about the so-called ‘scientific revolution’, his dazzling reinterpretation of Aztec culture), all go to reinforce his anti-liberal, anti-modern secular bias.

A daisy chain of authors

This is a complete list of the authors and works referenced in The Soul of the Marionette:

Heinrich von Kleist (1777-1811)’s essay The Puppet Theatre (1810) paradoxically suggests that it is the puppet who is free because he is not conflicted by a torn and agonised self-consciousness.

Novelist and poet Lawrence Durrell (1912-1990) in The Avignon Quartet describes a modern-day Gnostic.

Communist crystallographer J.D. Bernal (1901-1971) speculated that human society would be replaced by a Utopia of post-human cyborgs.

Director of Engineering at Google Ray Kurzweil (b.1948) published a book with the sub-title When Humans Transcend Biology.

Polish-Jewish writer Bruno Schulz (1892-1942) wrote short stories on the theme of Gnosticism i.e that the world wasn’t created by a benevolent all-powerful God but by a blind or malevolent Demiurge, which explains why it is so botched and chaotic. Only those who come to know this (gnosis is Greek for knowledge) can, through an arduous apprenticeship and reading many mystical books, arrive at true knowledge of their place as souls trapped in fallen bodies in a badly made world, and break out towards the light of the True God.

Italian poet Giacomo Leopardi (1798-1837) is famous for his sensuously melancholy verse but also wrote a long work of thoughts about human nature, the Zibaldone, which is bitingly pessimistic about human nature and ridicules the idea that science will improve humanity. He is particularly savage about Christianity which, he thinks (with plenty of evidence to back him up) promotes a universalist claim, Christ’s injunction to his disciples to convert the whole world, which – in practice – gave carte blanche to force everyone in the world to convert, at the point of a sword or under threat of being burned at the stake. This, in Leopardi’s view, explains why the barbarity of the Middle Ages far eclipsed anything known or comprehensible in the ancient, pre-Christian world.

American poet and short story writer Edgar Allen Poe (1809-1849) wrote some fictions which touch on the Gnostic theme in which characters have dreams which come true, or dream a better world into existence.

Mary Shelley (1797-1951) wrote Frankenstein, always predictably dragged out on these occasions as the forerunner of all ‘modern’ debate about creating artificial life or intelligence.

The Symbolist poet Villiers de L’Isle-Adam (1838-1889) coined the word ‘android’.

Gustav Meyrink (1868-1932) wrote The Golem (1915) another novel about people creating new uber-humans.

Jorge Luis Borges (1899-1986) in his story The Circular Ruins imagines a magician whose dreams come true before he realises that he himself is someone else’s dream.

Polish science fiction author Stanislav Lem (1921-2006) in his novel Solaris (1961) imagines a planet whose surface seems to be alive and conscious in ways we cannot conceive, and which communicates with the humans in the space station orbiting it by creating people from their past or creatures from their dreams.

American science fiction author Philip K. Dick (1928-1982) wrote a whole series of novels exploring the possibility of alternative consciousness, and how individual consciousnesses might be able to bend and warp reality. Gray devotes an unusually prolonged passage to Dick and his works.

H.G. Wells (1866-1946) wrote The War of the Worlds suggesting other intelligences have no concern about us.

Michel Faber (b.1960) wrote Under The Skin in which aliens come to earth purely to capture and eat humans, whose meat is tasty!

Boris and Arkady Strugasky‘s novel Roadside Picnic is about people who venture into the forbidden zones where alien spaceships landed, settled, then took off again. The thrust of all three of these stories is why should we think artificial intelligences we create (if we ever do) will give a damn about us.

T.F. Powys (1875-1953) wrote a series of novels in the 1920s and 30s which featured God or Devil or Demiurge characters appearing as normal people, giving rise to a lot of discussion about creation and reality.

Thomas Hobbes (1588-1679) masterpiece Leviathan is based on the idea that people will do anything, and submit to a strong central authority to avoid violence. But Gray thinks this is a chimera, a far too rational view of human nature. All the evidence suggests that people can initiate and put up with a quite staggering degree of violence i.e. human nature isn’t as one-dimensional as Hobbes paints it.

John Dee (1527-1608) was Elizabeth I’s astrologer and magician and an epitome of Gray’s view that what modern secular thinkers like to think of as ‘the scientific revolution’ was in fact deeply intertwined with all kinds of magical and voodoo beliefs, the prime example being Sir Isaac Newton who formulated the laws which underpinned the new scientific view of the universe but was also a mystic and heretical Christian who devoted an enormous amount of energy trying to decipher the prophecies contained in the Book of Revelation.

Norbert Wiener (1894-1964), mathematician and philosopher, helped the Manhattan Project, is acknowledged as the father of cybernetics, and envisaged a future where man makes machines which outdo man.

John von Neumann (1903-1957), mathematician, physicist and computer scientist, also helped with the Manhattan Project and founded game theory. The ideas of both men underpin futurists’ confidence that man can remake man, or make a super-man machine, or machines which can help people achieve super-lives.

Guy Debord (1931-1994) is popular with students of the humanities and the arts because of his book Society of the Spectacle which expands on Marxist ideas that governments control us by getting us to buy into the mindless entertainments of the mass media. More than that, even political protests or extreme events like terrorist attacks, are all part of The Spectacle. Gray is, as you might expect, bitingly sceptical about Debord, concentrating on his career after the 1968 revolution failed to materialise, wandering the French provinces, slowly expelling all the members of his organisation, the Situationist International, drinking heavily, coming to the despairing conclusion that there can be no revolution because The Spectacle can assimilate anything and eventually committing suicide in 1994.

Jeremy Bentham (1748-1832) the ultimate in rationalist philosophers who formulated the ideas of Utilitarianism and said social policy should be judged on whether it promotes the greatest happiness of the greatest number. Gray describes Bentham’s idea for the Panopticon, a prison built in a circle so guards at the centre could monitor all the prisoners, and then goes on to claim that we live in a surveillance society infinitely more thorough and extensive than anything Bentham could have imagined.

E.M. Foster (1879-1970) famous for his novels of Edwardian upper class life, wrote a striking science fiction story, The Machine Stops (which I happen to have read and reviewed). Gray criticises the story for giving no indication of how the bubble world entirely controlled by some vast central machine came into existence. But he mentions it in order to speculate about how our societies might collapse and fall.

Samuel Butler (1835-1902) wrote his satirical vision of the future, Erewhon which predicted there would be labour-saving machines and robots in the future. Well, half of that was correct.


Straw men

Most debaters set up straw men i.e. simplify the arguments of their opponents in order to caricature and counter them. I was struck by the way Gray does just this – establishing an entity or group or party or movement of ‘modern secular thinkers’ which he then proceeds to hammer from all directions – struck because he doesn’t mention a single name. Instead he rings the changes on a generic set of terms for ‘the Enemy’, which I began to find interesting in themselves:

  • many people today…
  • modern secular thinkers believe mankind can be recreated in a higher form…
  • it does not occur to these sublime moralists that in human beings the good and the bad may be intermixed…
  • those who aim to fashion a higher humanity with science…
  • … Gnostic themes that unnoticed or repressed, shape much of modern thinking…
  • this view of things is nowadays close to being incomprehensible…
  • The modern world inherits the Christian view…
  • … human impulses that modern thinking denies..
  • … how tenuous are the assumptions on which western thinkers base their hopes of peace…
  • … modern humanity insists that violence is inhuman…
  • … believers in reason, lacking any deeper faith and too feeble to tolerate doubt…
  • modern individualism tends…
  • Today there are some who expect such machines to be among us within a few decades…
  • …this modern catechism is mistaken…
  • modern thinkers have imagined that humans can achieve a state of freedom…

You can see how the repetition of the central terms builds up an image of a straw man (or straw liberal) who is particularly dim and uninsightful – but without troubling to name names or quote any texts.

Mentioning specific named writers would, of course, instantly complicate the situation, because it is unlikely that any ‘modern secular liberal’ is quite as dim as Gray likes to make out.


Sick writers

There are many ways to be entertained, amused and informed by this lovely jumble sale of a book, but I noted another strand which unintentionally confirms one of my own bête noirs or obsessions: which is that writers – poets and novelist and playwrights and philosophers – are, on the whole, among the very last people whose advice you want to take about life and living, seeing as almost all of them have been sick misfits, with a variety of mental illnesses and substance addictions. Thus:

Kleist was forced to join the civil service which he hated, wanted to be a writer but struggled to produce anything which satisfied him, tried and failed to join up to Napoleon’s army and ended up committing suicide in 1811.

Schulz was forced to become a school teacher in order to support ailing relatives, hated his job, struggled to write, had a failed engagement to a woman, and, as a Jew, was murdered by the Nazis.

Leopardi was a hunchback with poor sight, who was frail and sickly all his life, having a long but unsuccessful involvement with a married woman, living most of his life in poverty, before moving to Naples and dying of TB aged 38.

Edgar Allen Poe was a disastrous shambles of a man, who never secured a regular income despite starting umpteen magazines and journals, living hand to mouth in poverty, a chronic alcoholic, before being discovered roaming the streets of Baltimore out of his mind and wearing someone else’s clothes, dying in a pauper’s hospital aged 40.

Philip K. Dick was mentally ill for most of his life, dosing himself with alcohol and amphetamines to fuel his prodigious output of disturbing novels until he suffered a full-blown mental collapse in 1974, during which he claimed to have a had a great Revelation about life which he spent the rest of his life struggling to understand. Psychosis, five marriages, heavy drug addiction, repeated suicide attempts.

Guy Debord heavy drinker, despair, suicide aged 63.

Not exactly role models, are they? More to the point, where are all the people of their times who lived healthy, happy, fulfilled and productive lives? Well, they were too busy living life to the full, to write anything.

In other words, writers, on the whole, are a self-selecting and self-reinforcing, self-supporting, self-promoting group of the sick, the mentally ill, the addicted, impoverished, failed and frustrated.

To put it another way, writers in their writings tend to give a wildly inaccurate picture of human nature and human society. The works and thoughts of any ‘creative’ writer should, therefore, be taken with a large pinch of salt and not treated as any kind of ‘truth’, let alone as lessons by which to live life.


Gray’s prescription – withdrawal

Seeing all around him chaos, resurgent barbarism, and an array of misguided beliefs in meliorism, social improvement and scientific advances, Gray recommends withdrawing into yourself and there seeking to achieve harmony through acceptance of the fact that you are an irrational, conflicted being which doesn’t understand itself, let alone the world it lives in – and cultivating an inner freedom.

It’s worth quoting the book’s final passage in full as this turns out to be a surprisingly frank and candid piece of advice about how to live.

We do not know how matter came to dream our world into being; we do not know what, if anything, comes when the dream ends for us and we die. We yearn for a type of knowledge that would make us other than we are – though what we would like to be, we cannot say.

Why try to escape from yourself? Accepting the fact of unknowing makes possible an inner freedom very different from that pursued by the Gnostics. if you have this negative capability, you will not want a higher form of consciousness; your ordinary mind will give you all that you need. Rather than trying to impose sense on your life, you will be content to let meaning come and go. (p.165)


My thoughts

I agree with him.

I too believe human nature is unchangeable, that Western progressive liberals make up a minority of the human population which they arrogantly and ignorantly claim to speak for, that their view of human nature is insultingly shallow (amounting to little more that shouting ‘racist’ or ‘sexist’ at anyone who doesn’t fit their narrow parameters) and that their shallow ideology:

  1. fails to grasp, understand or prevent the failure of their political movements, as represented by the election of Trump, Johnson, Brexit
  2. fails to understand why populations would democratically elect right-wing populists such as Bolsonaro or Erdogan and above all
  3. fails to understand or explain why people continue to be barbaric, violent and sadistic in terrible conflicts all around the world

It’s not that progressive liberalism is morally wrong. It is that it is factually inadequate, biologically illiterate, philosophically impoverished, and so politically and socially misleading.

It is doomed to fail because it is based on a false model of human nature.

As to Gray’s prescription, that we abandon the effort to understand either ourselves or the world around us, I think this is a nice idea to read about, here or in Ursula Le Guin, or in a thousand Christian or Eastern mystics. It is a nice fictional place to inhabit, a discursive possibility, in the same way that I – and billions of other readers – inhabit novels or plays or works of art for a while.

But then I am forced to return to the workaday world where I must earn a living and look after my family, and where simply ‘letting meaning come and go’ is not an adequate guide to life.

To thinking about life, maybe. But not to actually living it.


Related links

The Dispossessed by Ursula Le Guin (1974)

This is a good, deep and thoughtful novel even if, in the end, you disagree with some of its ideas and aims.

It is a) set in the far future, b) in a solar system far, far away, and c) starts off as a variation on the age-old science fiction theme of the innocent who arrives in a new world / new civilisation, notes the myriad of ways in which it is different from his home country / civilisation, and then slowly realises he is a pawn in a murky geopolitical power-play.

At various moments it reminded me of some of the earliest science novels such as Looking Backward by Edward Bellamy in which a sleeper wakes into a drastically changed human society and spends the rest of the book being lectured about the badness of the bad old days, or HG Wells’s The Sleeper Awakes where a Victorian man wakes in the far future to discover not only that an entire cult has built up around him, but that society is fiercely divided into haves and have-nots and his very awakening triggers a violent revolt by the underclass.

In this novel a naive idealist goes to a more sophisticated future culture and finds himself triggering a major revolt of the long-suffering underclass, which is put down with bloody violence. So at moments I had a strong sense of deja vu.

Urras and Anarres

In this variation of the theme, there are two sister planets, apparently of the ‘Cetian’ system, named Urras and Anarres, which (seem to) orbit each other and so appear as each other’s moons.

Both are occupied by human-type entities, who in fact refer to themselves as Mankind. (There are teasing references to two other planets beyond the immediate system, Haina and Terra, the latter presumably being ‘our’ Earth: only towards the very end of the book do we learn – from the Terran ambassador no less – that Terra is indeed our earth, that it is eleven light years from Tau Ceti, that humanity almost destroyed itself and has ravaged Earth’s environment, and was only saved by the arrival of the more advanced Hainish. There is some intriguing speculation that at some point in the remote past all these planets were colonised by humanoids – which would include Earth, p.119.)

Anyway, these are just intriguing grace-notes of the kind science fiction writers love teasing their readers with and science fiction readers love working up into elaborate theories.

More central to the story is that 170 years before it begins, technology on Urras led to the development of spaceships which could voyage to its ‘moon’, Anarres. The first arrivals were disappointed to discover the supposedly green planet was in fact a mostly windswept desert of dust, where only rare regions had even low-lying trees, where there were no birds or land animals, for life was still at the fish stage.

Initially, the Urrasti mined the new planet, sending back metals and petroleum which had become rare on Urras due to over-development. But some kind of social revolution was taking place on Urras, led by a woman philosopher and social reformer named Odo. Odo developed a pacifist, anarchist, communitarian, vegetarian, holistic philosophy in several books – the Prison Letters and the Analogy (p.74) – and her teachings spread, threatening to undermine the materialist Urrasti way of life, leading to ‘the Insurrection’ in the year 747. (Odo had a husband, mentioned once, Aseio, p.157)

And so the authorities – ‘the Council of World Governments’ (CWG) – on Urras realised a clever way to square the circle would be to pack off the entire sect of ‘Odonians’ to their ‘moon’, where they could put all their utopian visions into practice, and also continue to provide the raw materials Urras required.

And so, over a course of 20 years, some million Odonians were ferried up to Anarres, at first settling what became the capital city, Abbenay (which means Mind in the new language they began to use), slowly moving out to colonise the other regions (and discovering just how barren and inhospitable Anerras is).

Shevek

And it’s at this point that the narrative opens, focusing on the experiences of the young Anarresti physicist, Shevek. It opens with Shevek boarding one of the rare (only ten or so a year) cargo flights which travel from Anerras back to the ‘mother’ planet, Urras. The populations of the two planets remain in touch, but – as you might expect – as their social systems, languages and customs have diverged, so suspicion and reserve have arisen on both sides. (In fact, again only towards the end of the book, we learn that the emigration involved signing certain Terms of Settlement which mandated that no Urrasti were allowed off their occasional cargo ships.)

The narrative proceeds by alternating chapters describing Shevek’s arrival on Urras, with others giving flashbacks to his childhood, boyhood, and young manhood on his home planet. This sounds like a gimmick but it works wonderfully well, in the second half of the novel the alternating timezones create a powerful rhythm and create a deepening emotional connection with the supremely clever but naive, idealistic and yet troubled Shevek.

In other ways, it is is slowly, through the slow revelation of Shevek’s backstory and experiences, that the book reveals its depths.

Initially, we are led to believe that Anarresti society is a Utopia – a non-materialistic, communal society, where there is so little personal property that there aren’t even personal pronouns (no ‘my’, ‘your’, ‘his’ or ‘her’s), where children are raised communally, where everyone works voluntarily and eats freely from the communal refectories, there is no profit motive and no power complexes, in fact no government, just ‘syndicates’ which specialise in particular areas of work, and a central administration of the division of labour (DivLab) which uses computers to organise the population’s work rotas.

‘We have no government but the single principle of free association. We have no states, no nations, no presidents, no premiers, no chiefs, no generals, no bosses, no bankers, no landlords, no wages, no charity, no police, no soldiers, no wars. Nor do we have much else. We are sharers, not owners.’

If they are mostly brain workers, then every tenthday (they don’t have seven-day weeks, they have ten-day ‘decads’) they will be rotated to some kind of manual labour. They speak Pravic, a language invented to be rational and without all the words for possession, ownership and exploitation. Anyone beginning to display such tendencies is (mildly) criticised for being a ‘propertarian’, or told to ‘stop egoising’ and put the community first.

The sexes (there are two sexes, named men and women) are completely equal, participate equally in work and decision making and scientific study etc, and sex is easy and casually available as and when couples feel the need, with no shame or taboos. If couples partner up, fine, if they break up, fine, just as Shevek’s parents split up when he was small, and he was brought up in a communal centre.

Because Anarres is relatively impoverished, there is no waste and everyone lives frugally. Because there are no land animals, everyone is vegetarian.

In other words, Anarres – at least to start with – has very much the feel of a hippy Utopia circa 1974.

Shevek on Urras

When Shevek arrives by rocket on the mother planet Urras – heralded as ‘the first visitor from the moon in 170 years’ – he of course discovers that, although its inhabitants have more goods and services, their society is unrecognisably different from his communal homeland. Urrastis are ‘propertarians’, society is ruled by the profit motive, everyone has titles and formal terms of address (unlike the simple one-word names of Anerras which, we learn, are allotted by computer).

The first time he is taken to the two-mile-long shopping street – Saemtenevia Prospect in the capital city, Nio Esseia (p.110) – Shevek is made physically ill by the excess and the waste.

And so on. As is standard with this kind of ‘innocent abroad’ narrative, we are made to see the corruption, waste and greed of our own wretched capitalist system via a description of a supposedly ‘fantasy’ civilisation as seen through the eyes of an archetypal outsider.

As well as the fondness for titles and possessive pronouns, Shevek discovers (i.e. Le Guin satirises) various other aspects of Urrasti-American culture. Shevek discovers that women on Urras are second-class citizens, very much confined to the home as housewives, and banned from the university, which he finds unnerving and bizarre.

He can’t believe the staggering scale of the conspicuous consumption, the myriads of different clothes, along with the numerous forms of address and politeness, none of which exist on simple, honest Anerras.

He is appalled at the way everything is packaged and wrapped, even the wrapping paper is wrapped in wrapping paper. Waste upon waste.

He goes to the theatre and doesn’t understand the play which is full of snide references to copulation which never actually mention the fact; everyone titters and guffaws but he doesn’t understand their hypocritical shying away from the basic facts of life.

He goes to a museum and is appalled by all the relics of bloodthirsty barbarity it contains.

Shevek the physicist

The institution of the University looms large and makes me realise I haven’t yet explained that, as well as some trade between the two planets, there is also intellectual exchange, and that Shevek is an intellectual prodigy.

The descriptions of his childhood are used to explain Anerras’ utopian social structure to us, but also to bring out Shevek’s unique vision, his intellectual precocity. We are shown Shevek quickly outdoing his college teachers, one of whom in particular – the sneaky Sabul –  suffers from an inferiority complex vis-a-vis the much better-endowed intellectuals of the richer, larger mother planet, and so sends some of Shevek’s graduate work back to academics on Urras.

It is this – Shevek’s intellectual promise – which leads to the invitation from leading academic figures on Urras to visit them, to take a rocket journey back to the home planet, and to the extended passages where the disorientated visitor is shown round this brave new world by his hosts – all this allowing Le Guin to make her points about the unattractiveness of materialism, capitalism, conspicuous consumption, the oppression of women which this simple, honest, open man is introduced to.

Politics

But again, as you might well expect for this kind of storyline, there is trouble in paradise. We slowly learn that Urras is divided between two power blocs, the runaway capitalism and conspicuous consumption of A-Io, and a rival state named Thu, an authoritarian system that claims to rule in the name of the proletariat.

Ring any bells? It would have done in 1974, when this aspect of the story would have been an obvious reference to the way the world was divided between two rival superpowers, super-capitalist USA, and the ruthlessly authoritarian Soviet Union which practiced every kind of tyrannical practice in the name of the ‘proletariat’.

It turns out that the scientists – and so the political leaders – of A-Io and Thu have both realised that Shevek’s physics is teetering on the brink of a major breakthrough in the understanding of spacetime, a new theory called ‘transilience’ which could, potentially, lead to the development of vastly more powerful forms of instantaneous communication and maybe transportation across stellar distances.

Thus, as you might have predicted, on one level the novel turns into a kind of Cold War thriller, in which Shevek – who had naively come back to the mother planet seeking to establish ‘brotherhood’ and a new understanding (p.121) – slowly realises that his smiling, obliging hosts in A-Io are after his knowledge, but so are agents of Thu who have been sent to ingratiate themselves with him, namely Dr Chifoilisk who tries to persuade him that Thuvians are revolutionaries, like the Odonians. He becomes a pawn in the power politics of Anerras.

Indeed, Shevek eventually becomes so disillusioned that he throws in his lot with the inevitable ‘underground’ movement, getting in touch with them in their haunts on the derelict Old Town part of the capital city, and becoming the symbolic figurehead of an immense protest march of the underclass which wins through the city streets to the Capitol Square, where Shevek makes an inspiring speech about brotherhood and solidarity just before state security helicopters open fire on the crowd, massacring unarmed women and children, and Shevek makes a getaway, helping a mortally wounded man to a hideaway in a derelict warehouse where he stays with the man till he dies of blood loss and shock.

This as well, reads like an only slightly paranoid version of the police state many liberals thought America was in danger of becoming in the final stages of the Vietnam War, with mass civil disobedience leading to atrocities by the National Guard.

From that point onwards Shevek freely expresses his disgust with Urras:

‘There is nothing you can do that profit does not enter into, and fear of loss, and a wish for power. You cannot say good morning without knowing which of you is `superior’ to the other, or trying to prove it. You cannot act like a brother to other people, you must manipulate them, or command them, or obey them, or trick them. You cannot touch another person, yet they will not leave you alone. There is no freedom. It is a box – Urras is a box, a package, with all the beautiful wrapping of blue sky and meadows and forests and great cities. And you open the box, and what is inside it? A black cellar full of dust, and a dead man.’

Utopia and universities

In the preface to this novel, Le Guin explains how she came across anarchist writings, for example of Kropotkin, and found these a more attractive alternative to the more authoritarian Marxism as, indeed, many well-heeled bourgeois academics and writers have. How wonderful to live in a world with no bosses, no state and where everyone co-operates willingly for the common good!

And, at least to begin with, the description of the utopian arrangements on Anerras for work or sex or education or relationships or family or farming or building and so on come across as idyllically simple and fair and soul-building, allowing each to contribute to society voluntarily, how and as and when they wish.

And it is a central flaw or issue with the book that virtually all the characters are intellectuals: Shevek’s school and college career leads straight into a job in the university (though with breaks for quite demanding manual labour); his wife Takver is also an academic, a marine biologist; their friends are writers or fellow intellectuals, and they are all shown having extended arguments about the soul of man, and justice, and property and ownership and communal living and so on. And when he arrives on Urras it is to join the faculty of the famous Ieu Eun university and mix with, yes, more lecturers and professors who spend all their time talking about society and justice and so on.

In fact, although it is regarded as a masterpiece of science fiction, The Disposessed could be considered a sort of campus novel, a tale of two university campuses, and all its lead characters are almost exclusively academics.

He crossed the campus on his way to a lecture. (p.171)

Because Shevek is a young man finding his way in the central chapters about his life on Anerras (aged 24 on p.156 as he falls in love with the marine biologist) and because so much of the book has the feel of an undergraduate debating society, it is a surprise to learn that he has just turned 40 at the point where he decides to take the fateful trip to Urras, and has – by that point – spent over ten years working on the problem of Simultaneity – the General Theory of Temporality.

Towards a subtler picture

The essentially white liberal bourgeois academic milieu and the prolonged and high-minded debates about social organisation and justice sometimes give it the feel not only of a campus novel, but of a very 1970s campus novel, with all the characters, whether radical or reactionary, worrying about the advent of The Revolution as if it’s just around the corner, just the way people used to talk about The Revolution in the 1970s.

And, as mentioned, the book has a lot of rather cliched themes – the innocent traveller to a more corrupt culture and the solitary idealistic figure who becomes the trigger for a violent insurrection.

BUT. But but but… I found the second half of the book steadily improved, grew richer and deeper and – crucially – was less expected and predictable. In the alternating flashback chapters we come to ones which describe a really profound drought which affects Anarres and leads to a disastrous famine. Food is short all over, and Shevek volunteers to go and help with famine relief.

Now we begin to see cracks in the high-minded fabric of the utopia. Now we see people not mucking in together, people behaving selfishly, people trying to protect their own. And, during the extensive description of this time, Le Guin emphasises that the entire communal lifestyle is only possible because it is necessary. Part of the reason there is no conspicuous consumption and waste is because there just aren’t enough resources on Anarres to make very much more than basic recycled cotton clothes, and the dreariest of simple vegetarian diets.

Slowly, in a number of scenes, we come to see that even people raised from childhood in an egalitarian society can become selfish, jealous, snide, threatening and violent, if the circumstances are correct.

These scenes – and the commentary of the characters such as Shevek and his wife and best friends discussing them – are genuinely interesting reflections on human nature in an entirely invented culture and civilisation, coming under pressure.

Keng

Similarly, towards the end of the novel, after the climactic massacre in Capitol Square, Shevek manages to evade the sinister, black-clad security forces, and his friends in the ‘Underground’ smuggle him to the neutral city of Rodarred, where he seeks asylum in the Terran Embassy. (A setting which gives rise to all kinds of intriguing contrasts between the physique of the Anarrasti – big and haired all over – and of the Terrans – slight and smooth). And here he meets the slight, smooth-faced female ambassador whose name, Keng, suggests she is of Chinese ancestry.

Here a number of threads are tied up.

  1. Keng arranges with the authorities of A-Io that Shevek can return to Anarres unharmed (in fact he will be carried there by a ship of the fourth race of humanoid mentioned, the Hainish)
  2. The climax of Shevek’s mission is that he explains that he has developed the theory which could lead to Transilience and a technology of instantaneous communication (it is here we learn from Keng that the planets we’re on are eleven light years from Earth i.e. messages to Terra take at least 11 years there and 11 years back, so instant messaging would transform all the humanoid civilisations). And he asks Keng if she can arrange for the crucial handful of physics equations to be beamed to all the humanoid planets simultaneously, so no one culture gets exclusive use of them.

So they have a fascinating conversation, the slight Terran ambassador and the hulking hairy Anarresti. But what pleased me because it was unexpected and yet seemed psychologically true is that, after Shevek has finished a long speech about how much he now hates and detests Urras and its grotesque capitalist luxury and inequality… what was strangely moving is that the ambassador then makes a speech in which she explains that, from the perspective of the ravaged, ruined Earth, Urras is Paradise!. Sure it has its inequalities and tensions, but her home planet is desolate, barren, a place of ruins and total poverty. At least Urras has life and invention and colour and exuberance.

It’s not a very profound fictional move, but it exemplifies the way this slow-building but eventually wonderful and moving book looks at themes and ideas which, to begin with, seem rather stereotyped and over-familiar, and then subjects them to more penetrating examination than you’re used to in the generally sensationalist genre of science fiction.

Time and meaning

And it’s symptomatic of the way the book leans towards a more ‘serious’ tone and attitude, that the final chapter isn’t triumphalist or doom-laden, it doesn’t end in flames or indeed anything very decisive. Only here, right at the end, do we learn about the opposition stirred up to Shevek’s idea of travelling to Urras among his fellow anarchists and communalists.

Like people everywhere, it turns out that they can be quite as paranoid, suspicious and vindictive as anyone else – Shevek is treated as a traitor, his wife is cold-shouldered at her work, and even their ten-year-old daughter is bullied and victimised at her learning centre.

All this reinforces the metaphysical strand at the heart of the book, that life isn’t a fixed state, happiness isn’t something you achieve and then relax. Life is a continual process, and its meaning derives from the union of past and future in a continual flux.

This issue – the question of the meaning of human existence in an endlessly changing world – maps beautifully onto Shevek’s intellectual concerns as a physicist trying to reconcile two completely different theories of time, he devotes his life to seeking:

the unification of Sequency and Simultaneity in a general field theory of time,

The fact that Le Guin was raised in the home of two successful academics at first glance helps explain the limitations of the novel – as I’ve mentioned – to a cast list mostly made up of academics and intellectuals who spend nearly the whole book having philosophical discussions,

But on the upside, it means that she does manage to capture the feel of academic research, the mundaneness of it. The scene – a sequence of a few days – where Shevek – after a disastrous social outing on Urras where he gets humiliatingly drunk on champagne which he’s never drunk before – tells his servant to close ad lock the doors, allow no-one admission, and then spends day after day sitting at his desk, getting up, walking round, staring out the window and… suddenly sees the solution, the answer, the way to reconcile the two contradictory ways of thinking about and measuring time… this scene for me marvellously captures the joy of silent, entranced, intellectual effort, and its deep rich rewards, as you become aware of your mind unfolding a huge new way of seeing life.

In a smaller but comparable way, it may occur to the reader that, the alternation of the chapters, which alternate between the ‘present’ of the main narrative, and a series of flashbacks – all of which are bound together by a narrative which starts with Shevek leaving his home planet and ends with him returning – in their structure reflect Shevek’s attempt to integrate a linear and a circular theory of time. That the narrative structure in some sense embodies the theory of integrated time which Shevek is working towards…

Conclusion

It’s not a perfect book, and many elements have dated in ways I’ve indicated. But at its core is a really serious attempt to engage with a number of issues – about politics and society, about the possibility of a fair and just civilisation – about the life of the mind – and above all about time and our place in time’s flux – which are rare to encounter in any genre of fiction.

The Dispossessed is not wonderfully written. But it is wonderfully and seriously imagined.


Related links

Other science fiction reviews

Late Victorian
1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same future London as The Sleeper Wakes, Denton and Elizabeth defy her wealthy family in order to marry, fall into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1900s
1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – scientists invent a compound which makes plants, animals and humans grow to giant size, prompting giant humans to rebel against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a comet passes through earth’s atmosphere and brings about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Kent, gets caught up in the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels

1910s
1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1920s
1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, where they discover…

1930s
1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years – surely the most sweeping vista of any science fiction book
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Oxford academic Ransom and take him in their spherical spaceship to Malacandra, as the natives call the planet Mars

1940s
1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent a second temptation by the Devil and the fall of the planet’s new young inhabitants
1945 That Hideous Strength: A Modern Fairy-Tale for Grown-ups by C.S. Lewis– Ransom assembles a motley crew to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950s
1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the future history of the Foundation set up by psychohistorian Hari Seldon as it faces attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the ‘trilogy’ describing the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence powered by spindizzy technology
1953 Fahrenheit 451 by Ray Bradbury – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them
1953 Childhood’s End by Arthur C. Clarke a thrilling narrative involving the ‘Overlords’ who arrive from space to supervise mankind’s transition to the next stage in its evolution
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley to solve a murder mystery
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
1956 They Shall Have Stars by James Blish – explains the invention, in the near future, of i) the anti-death drugs and ii) the spindizzy technology which allow the human race to colonise the galaxy
1956 The Stars My Destination by Alfred Bester – the florid revenge of Gulliver Foyle, a fastpaced phantasmagoria set in the 25th century where humans can teleport and a terrifying new weapon has been invented
1959 The Triumph of Time by James Blish – concluding story of Blish’s Okie tetralogy in which Amalfi and his friends are present at the end of the universe

1960s
1961 A Fall of Moondust by Arthur C. Clarke a pleasure tourbus on the moon is sucked down into a sink of moondust, sparking a race against time to rescue the trapped crew and passengers
1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard New York
1962 The Man in the High Castle by Philip K. Dick In an alternative future America lost the Second World War and has been partitioned between Japan and Nazi Germany. The narrative follows a motley crew of characters including a dealer in antique Americana, a German spy who warns a Japanese official about a looming surprise German attack, and a woman determined to track down the reclusive author of a hit book which describes an alternative future in which America won the Second World War
1968 2001: A Space Odyssey a panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman being transformed into galactic consciousness
1968 Do Androids Dream of Electric Sheep? by Philip K. Dick In 1992 androids are almost indistinguishable from humans except by trained bounty hunters like Rick Deckard who is paid to track down and ‘retire’ escaped andys
1969 Ubik by Philip K. Dick In 1992 the world is threatened by mutants with psionic powers who are combated by ‘inertials’. The novel focuses on the weird alternative world experienced by a group of inertials after a catastrophe on the moon

1970s
1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic
1973 Rendezvous With Rama by Arthur C. Clarke – in 2031 a 50-kilometre long object of alien origin enters the solar system, so the crew of the spaceship Endeavour are sent to explore it
1974 Flow My Tears, The Policeman Said by Philip K. Dick – America after the Second World War is a police state but the story is about popular TV host Jason Taverner who is plunged into an alternative version of this world where he is no longer a rich entertainer but down on the streets among the ‘ordinaries’ and on the run from the police. Why? And how can he get back to his storyline?

1980s
1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the ‘Golden Era’ of the genre, basically the 1950s
1982 2010: Odyssey Two by Arthur C. Clarke – Heywood Floyd joins a Russian spaceship on a two-year journey to Jupiter to a) reclaim the abandoned Discovery and b) investigate the monolith on Japetus
1987 2061: Odyssey Three by Arthur C. Clarke* – Spaceship Galaxy is hijacked and forced to land on Europa, moon of the former Jupiter, in a ‘thriller’ notable for Clarke’s descriptions of the bizarre landscapes of Halley’s Comet and Europa

Albert Camus on Franz Kafka (1942)

In 1942 Albert Camus published his famous long essay, The Myth of Sisyphus in which he addressed the issue of Suicide i.e. Is the world so empty, pointless and absurd that we might as well cash in our chips?

He takes a hundred pages or so to answer No, the basis of his argument being that at the core of every man is a Revolt Against His Fate.

Revolt gives life its value. Spread out over the whole length of a life, it restores its majesty to that life. (p.54)

Rather oddly, Camus added on to his passionate essay a 14-page appendix about the work of Franz Kafka, to be precise:

Hope and the Absurd in the Work of Franz Kafka

The whole art of Kafka consists in forcing the reader to reread.

This is comparable in its bluntness to Walter Benjamin’s thought that the most important thing about Kafka was his failure. But then critics are much given to saying the most important thing about x is y — it is a structural limitation of the genre (and, maybe, of how we think about aesthetics).

Anyway, Camus is approaching Auden’s view that Kafka was the master of the parable which everyone interprets in their own way, from a different angle, from the insight that you get to the end of a Kafka story and are left wondering what it meant. Hence you are forced to reread it.

Camus speaks of Kafka’s symbols as overflowing with meaning, as refusing to deliver a pat meaning.

His summary of the plot of The Trial makes it sound quite a lot like his own novel The Outsider in that he focuses on the last act where Joseph K is brutally murdered and more or less skips the weird atmosphere, the strange encounters, the agonisingly long dialogues and the eerie details (all those attic rooms) which characterise the previous 250 pages.

He is on to something when he talks about the ‘naturalness’ with which Kafka’s characters accept their inexplicable predicaments.

The more extraordinary the character’s adventures are, the more noticeable will be the naturalness of the story: it is in proportion to the divergence we feel between the strangeness of a man’s life and the simplicity with which that man accepts it. It seems that this naturalness is Kafka’s.

Other critics have brought out the way that Kafka’s language is calm and sensible, and lacks almost all metaphor and simile: is flat and factual and precise. Early on Camus begins to impose onto Kafka his own conception of ‘the Absurd’.

He will never show sufficient astonishment at this lack of astonishment. It is by such contradictions that the first signs of the absurd work are recognized.

I’m afraid I recoiled at much of the pretentious rhetoric Camus employs in this essay. In my review of Camus’s other essays in The Myth of Sisyphus collection, I highlight the contrast between the pre-war essays full of lush verbiage and inflated rhetoric and the post-war essays which are immensely more chastened, more overt and accessible. This one definitely belongs to the pre-war, hothouse period.

The Castle is perhaps a theology in action, but it is first of all the individual adventure of a soul in quest of its grace, of a man who asks of this world’s objects their royal secret and of women the signs of the god that sleeps in them. Metamorphosis, in turn, certainly represents the horrible imagery of an ethic of lucidity. But it is also the product of that incalculable amazement man feels at being conscious of the beast he becomes effortlessly.

But Gregor Samsa feels no amazement, none at all, at changing into a giant insect, in fact neither do his family. He never does and his family, after their initial shock, settle down to accepting it s part of everyday life. That’s the whole point.

Camus wants to impose on Kafka a simple set of binary oppositions of which one is his pet notion of The Absurd.

These perpetual oscillations between the natural and the extraordinary, the individual and the universal, the tragic and the everyday, the absurd and the logical, are found throughout his work and give it both its resonance and its meaning. These are the paradoxes that must be enumerated, the contradictions that must be strengthened, in order to understand the absurd work.

Though he is correct to point out the reconciliation in Kafka’s stories of the mundane practical prose of everyday life on the one hand and, on the other, an almost supernatural anxiety.

There is in the human condition (and this is a commonplace of all literatures) a basic absurdity as well as an implacable nobility. The two coincide, as is natural. Both of them are represented, let me repeat, in the ridiculous divorce separating our spiritual excesses and the ephemeral joys of the body… Thus it is that Kafka expresses tragedy by the everyday and the absurd by the logical.

Or – the horrific, the terrifying is all the more effective if it is understated. As with all his early essays Camus veers in and out of making sense.

The human heart has a tiresome tendency to label as fate only what crushes it. But happiness likewise, in its way, is without reason, since it is inevitable.

Contrary to what he said a moment ago about the ‘incalculable amazement’ Gregor feels at turning into an insect, he is closer to the mark when he points out the combination of the extreme and the everyday. Thus this man to whom befalls the most amazing thing that has ever happened to anyone, ever, is a boring travelling salesman whose first thought is concern about what his boss will say when he’s late for work (Gregor having, in a very characteristic Kafka way, not yet acknowledged that he is never going back to work).

Camus tries to persuade us that The Castle complements The Trial in ‘a barely perceptible progression’ which represents ‘a tremendous conquest in the realm of evasion.’

The Trial propounds a problem which The Castle, to a certain degree, solves. The first describes according to a quasi scientific method and without concluding. The second, to a certain degree, explains. The Trial diagnoses, and The Castle imagines a treatment. But the remedy proposed here does not cure. It merely brings the malady back into normal life.

Like a lot of Camus this sounds good but melts in your hands. If it is an interesting idea it deserves to be expanded and explained at greater length. He is right to point out how K. is the more buoyant of the two protagonists, never gives up hope, remains optimistic even though he quite obviously will never make it into The Castle, never realises or accepts that each new chapter ‘is a new frustration’. Camus notes how K. strives endlessly to try and become normal, to become one of the villagers, like everyone else – to be accepted.

Camus refers o God a lot in his discussion of The Castle and talks about Kierkegaard’s notorious leap of faith (Kierkegaard thought man can never know whether or not there is a God; he has to take a leap). He refers to Nietzsche and uses words like ‘existentialism’, but without persuading the reader that he really understands what he’s talking about. As with his other early essays we see the triumph of rhetoric over meaning.

That stranger who asks the Castle to adopt him is at the end of his voyage a little more exiled because this time he is unfaithful to himself, forsaking morality, logic, and intellectual truths in order to try to enter, endowed solely with his mad hope, the desert of divine grace.

He tries to appropriate Kafka for his own concerns, and in particular the special use of the word ‘hope’ which he had developed in The Myth of Sisyphus. In that essays ‘hope’ is the word he gives to the thousand and one ways people turn away from and deny the reality of life, hoping for a God or a political party or a cause or something to transform the absurdity of the world.

The word ‘hope’ used here is not ridiculous. On the contrary, the more tragic the condition described by Kafka, the firmer and more aggressive that hope becomes. The more truly absurd The Trial is, the more moving and illegitimate the impassioned ‘leap’ of The Castle seems. But we find here again in a pure state the paradox of existential thought as it is expressed, for instance, by Kierkegaard: ‘Earthly hope must be killed; only then can one be saved by true hope,’ which can be translated: “One has to have written The Trial to undertake The Castle.’

Clever sounding, but what does it mean? In the essay’s final page he tries to do the same thing as in Sisyphus, which is bring a discussion which began with despair and the Absurd round to a positive conclusion, something along the lines of: Embrace the Absurdity, relish the challenge of the universe’s meaninglessness. Feel the fear, and do it anyway 🙂

It is strange in any case that works of related inspiration like those of Kafka, Kierkegaard, or Chestov -those, in short, of existential novelists and philosophers completely oriented toward the Absurd and its consequences – should in the long run lead to that tremendous cry of hope. They embrace the God that consumes them. It is through humility that hope enters in.

If you say so. But I think Camus is hopelessly [sic] distorting Kafka. There is no hope in Kafka. There is no uplift or rejoicing. By this stage I’ve realised that Camus is imposing his own dynamic onto Kafka (as, according to Auden, everyone does). I realise that he is imposing his own newly minted concept – The Absurd – on Kafka in order to make Kafka perform the same movement from despair to hope, or Revolt and lucid hope, which he has enacted in Sisyphus.

The absurd is recognized, accepted, and man is resigned to it, but from then on we know that it has ceased to be the absurd. Within the limits of the human condition, what greater hope than the hope that allows an escape from that condition? As I see once more, existential thought in this regard (and contrary to current opinion) is steeped in a vast hope.

1. I don’t think this is a very accurate or useful summary of the existentialism of Jean-Paul Sartre or the earlier existentialist philosophers. 2. There is no hope in Kafka, in fact the essay on Kafka by György Lukács which I’ve just read references a characteristically bleak and wry quote from Kafka on precisely this subject:

In conversation with Max Brod, after Brod had asked whether there is ‘hope outside this manifestation of the world that we know’, Kafka is said to have replied: ‘Oh, plenty of hope, an infinite amount of hope – but not for us.’

Now that is the true Kafka note, the bleak humour but also the teasing quality, the feeling that, as Walter Benjamin pointed out, he is privy to some kind of doctrine or knowledge that none of the rest of us understand: that his works are all fragments pointing towards some amazing new doctrine which, however, was never completed and never could be completed.

Comparing Camus’s superficial references to Kierkegaard and ‘the existentialists’ against this quote from Kafka, or against the force of Benjamin’s tremendously powerful essay, makes me realise that Camus is out of his depth.

He simply isn’t mature enough, clever enough or deep enough to grasp the unfathomable abyss which Kafka is plumbing. Thinking he can go from a set of superficial remarks about Kafka’s symbols and the elementary observation that The Castle complements The Trial before hurrying on to declare that, in the end, embracing the Absurd is paradoxically hopeful and uplifting — Camus comes over as an excitable teenager. His concluding remarks are painfully trite.

His work is universal (a really absurd work is not universal) to the extent to which it represents the emotionally moving face of man fleeing humanity, deriving from his contradictions reasons for believing, reasons for hoping from his fecund despairs, and calling life his terrifying apprenticeship in death. It is universal because its inspiration is religious. As in all religions, man is freed of the weight of his own life.

But Kafka emphatically was not freed of the weight of his own life. Camus is thinking about the emotional journey which he himself has just been through in The Myth of Sisyphus and not at all of the actual writer Franz Kafka who was more oppressed from start to finish of his career by the unbearable weight of his own life than any other writer in history. Who couldn’t escape himself or the delusion of trying to escape himself, no matter where he turned, who saw error building upon error and doors closing at the end of every corridor.

You can hold yourself back from the sufferings of the world, that is something you are free to do and it accords with your nature, but perhaps this very holding back is the one suffering you could avoid. (Kafka, Letters)

Camus’s distance from Kafka’s books is symbolised by the mistake he makes about the end of The Trial where he has the two men who arrest Joseph K. ‘slit his throat’, whereas, in fact, ‘the hands of one of the men closed round his throat, just as the other drove the knife deep into his heart and turned it twice.’ Camus has maybe misremembered this because it is, at some level, a little more capable of redemption that what Kafka actually wrote, which seems to me to be absolutely pitiless. Into the heart goes the metal knife. And then they twist it. There is no hope or rejoicing and no clever paradox about it. Camus’s final remarks are incoherent and, I think, profoundly irrelevant.

For if nostalgia is the mark of the human, perhaps no one has given such flesh and volume to
these phantoms of regret.

‘Phantoms of regret’ is a wholly inadequate phrase to convey anything to do with Kafka’s work. Camus’ prose is overblown, romantic, melodramatic and immature whereas Kafka’s was precise, understated, and unsparing.

The translation

Hope and the Absurd in the Work of Franz Kafka was translated by Justin O’Brien. Is it O’Brien’s fault or Camus’s that the text is often badly phrased and poorly structured, sometimes becoming incomprehensible?

A symbol is always in general and, however precise its translation, an artist can restore to it only its movement: there is no word-for-word rendering.

There are works in which the event seems natural to the reader. But there are others (rarer, to be sure) in which the character considers natural what happens to him.

In the fullest sense of the word, it can be said that everything in that work is essential. In any case, it propounds the absurd problem altogether.


Related links

Related Kafka reviews

Dates are dates of composition.

Reviews of other books by Camus

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