Another Bloody Love Letter by Anthony Loyd (2007)

Raised by talkative women, my childhood perception of what it took to be a man had long before attached itself to the wartime experiences of my family’s silent males…
(Another Bloody Love Letter, page 45)

Although I am going to subject it to detailed analysis and criticism, this is a bloody good book. It is deeply readable and hugely enjoyable, predominantly, for me, because of Loyd’s confident insights into the political, military and cultural conditions of the four conflicts he reports on – Kosovo, Sierra Leone, Afghanistan and Iraq – are profoundly interesting and illuminating. As in his first book, My War Gone By, I Miss It So, as well as the war reporting there are extended passages about his family and his drug habit which I find a lot less interesting, but every paragraph he writes, about more or less any subject, is instinct with intelligence, reefed with psychological insight and written in an often gloriously over-the-top, deliquescing prose. A real pleasure to read, I hope he publishes another volume soon.

My War Gone By, I Miss It So (1999)

Anthony Loyd is an award-winning war correspondent. He works mostly for The Times of London. He’s published two volumes of war reporting. The first one, 1999’s My War Gone By, I Miss It So, was a critical and popular success for several reasons. It contains blisteringly intense, visceral descriptions of the author’s experiences during the Bosnian War of 1992 to 1995, namely the sites of atrocities and massacres he visited. Then, emerging from these vivid scenes, are numerous insights and commentary on the reasons for the start and development of the war, which I found very useful.

Between 1992 and 1995 just over two hours flying time from Heathrow more than 200,000 people, the majority of them Muslims, were slaughtered. Set free by Europe’s stunning moral failure and refusal to intervene, the forces of nationalism and religious intolerance, emanating principally from Bosnia’s Serbs and Croats, were allowed to crush the more tolerant aspirations of the state’s Muslim community then reform them in their own mould. (Another Bloody Love Letter, page 48)

But what lifted it far among the usual run of war correspondent books were two further elements. One is the fact that Loyd was, throughout the period in question, a heroin addict. The book includes a surprising amount of material covering the origins and development of his addiction, along with frequent passages describing his struggles to give it up.

But the heroin sections fed into something even more unusual in a war correspondent book, which was the inclusion of a lot of autobiographical material, his unhappiness at boarding school then Eton (!) which he managed to get kicked out of; in particular describing his awful relationship with his father, who divorced his mother when Anthony was just 6 years old but continued to be a cold, domineering presence in his life.

As the book progresses it becomes clear that Loyd’s motivation to become a war correspondent was driven by the same compulsion as the drug addiction, and that both were ‘ways of escape’, ways to submerge, obliterate and repress the deep misery he felt if he found himself just living ‘normally’, in London. He tells us that trying to live the kind of everyday commuter life which he sees going on around him in London –

the clustering barnacle growths of life’s trivia and problems…my London world of rehab, relapse, routine normality and unutterable boredom… (p.22)

– drives him into deep despair at its futility and emptiness. At one point he discusses his descent into non-stop, all-day drinking and thoughts of suicide.

Only the effort required in a weekly visit to a therapist helped him at least partly emerge from his unhappiness, and it was out of this feeling of desperation that was born the idea of heading off to Bosnia as the war there started to kick off (in spring 1992) to busk it, to wing it, to see what happened. He went without a job, with no contacts, and with only a flimsy post-graduate qualification in photography to fib and bluster his way through. But on this basis (and with the kind of confidence which a top public school education gives you) he blagged a UN press pass, which he then used to travel to war zones, to get to know other correspondents, to prove himself as a man in the face of terrible suffering and real danger.

Eventually one of the journalists he was hanging out with was wounded enough to be sent back to England and he asked Loyd to temporarily replace him, giving Loyd the number of his editor in London. Again, Loyd’s posh bluffing paid off and he found himself a freelance war correspondent.

The rest of ‘My War Gone By, I Miss It So’ alternates between 1) eye-witness accounts of the terrible atrocities he saw in Bosnia; 2) descriptions of his father’s illness and death, with the revelation of more upsetting family secrets which have clearly damaged him; and 3) his ongoing trials and tribulations as a heroin addict, whose addiction serves as an escape from normal life back in London – which he just can’t handle – and also as a substitute for the intense experience of life under fire in Bosnia.

He is quite frank and open about all of this, especially the way that the heroin high and the buzz of war are related, cousins, sisters, extreme experiences which both stop him falling back into profound ennui and despair.

For months at a time I had exchanged the abandonment of the drug for the fulfilment of the conflict, then come home for a break and swapped mistresses. War for work, heroin for holidays. (p.56)

Another Bloody Love Letter (2007)

So this is Loyd’s second and, to date, final book, and it very much carries on the theme and style of the first one. With the war in Bosnia concluded by the Dayton Agreement of December 1995 there followed a lull in opportunities to feed his war addiction. But the new book finds him in Kosovo in the spring of 1998 as the political situation there unravels and this is the theme and setting of the first hundred pages or so of this 300-page book.

Heroin

Loyd is still on heroin and the book describes the rehab centre in West London he visits (CORE), the other outpatients he meets there and delves extensively into the psychology of the junkie. It covers his relationship with his dealer, Dave (who dies, during the course of the book, but whose job is immediately taken over by his junkie wife, Cathy, page 65). More importantly, it contains extended passages on the mind-set of a junkie, continually trying to give up, continually failing, in an endless ‘Sisyphean’ cycle (p.71).

There is always more to lose as an addict (p.59)

The thrill of war

Again and again he compares the highs of heroin with the thrill of being in a war zone, hanging with his homies, a tight crew of super-cool war aficionados. He repeatedly describes the buzz and kick and fulfilment to be got from close encounters with extremes of human suffering and danger.

The sheer high-octane thrill I had got out of the war. It had taken me to peaks of excitement, life affirmation and sensory enhancement. (p.48)

In his seemingly endless search for kicks, highs and intensities, his life is ‘a quest for event and happening’ (p.133).

Hero-worshiping colleagues

If the third element of the first book was the extended passages about his wretched childhood and his terrible relationship with his father, there’s some of that here (in particular his mother’s tearful terror that he’ll be found dead on a toilet floor somewhere or she’ll get a call from his employers saying he’s been killed in a war zone) – but the really deep emotional/relationship content of the book derives from his close friendship with a superstar American war correspondent who he calls Kurt.

In my review of the first book I commented on the odd dynamic whereby Loyd’s unblinkingly honest reporting of the atrocities he saw in the war zone was accompanied, in a strange logic, by idealisation of other aspect of the narrative, namely the British Army – whose officers he tends to see in a rosy light – and encounters with a succession of women who all turn out to be beautiful, statuesque, intelligent, passionate etc etc. A very James Bond litany of gorgeous babes he keeps tumbling into bed with, impassioned fucking amid the bombs and bullets.

The same odd dynamic between super-real and super-idealised elements obtains here. On the one hand he describes children with their heads blown off, just-raped young women weeping, old men dying in the snow, burned-out houses containing incinerated human remains, with clear-eyed accuracy. Yet when he comes to describe his closest friends among the war correspondents, and especially Kurt, his attitude descends into gushing, schoolboy hero worship.

Kurt was a man unlike any other I have met, or ever expect to, a rare and inspirational comet who one way or another affected the lives of almost everybody who met him, and many who did not. He was a pure force in a tainted world, a beacon of integrity: brilliant. And such essence needs protection for the world crushes fast…

Difficult and uncompromising, as a war correspondent he was a one-man Zeitgeist to the small band of Balkan war reporters, the standard bearer to our values. His work was succinct, sincere and consistently credible, its power singly lifting the level of reportage throughout the Bosnian and Kosovo conflicts. Innumerable journalists can crank out professional reports, observe and criticise. Kurt was different because of his vision and profound, Solomon-like sense of justice. Fuelled by an angry compassion, contained by common sense, this foresight and talent to discern righteousness beyond simple truth set him apart and, in allowing him to reveal a moral context within his stories it took him far beyond what most reporters are capable of doing. (p.27)

There’s more, much more:

[Kurt]’s extreme IQ and zero bullshit tolerance made him the terror of military and civilian spokesmen…

His involvement with war was the inevitable product of his being, for he was a man physically and mentally at his best in conflict and he glowed in that environment. War both completed and complimented him.

The man was the embodiment of purpose. He was vital… (p.139)

It’s odd. As if the brutal reality of the one aspect of his experience (war) can only be managed and coped with, by assigning a romantic glow and almost supernatural powers to the other aspect (friends and lovers).

He was my friend, my mentor. I was not looking for another father to replace my own, dead four years by then but absent much longer. Nevertheless, Kurt embodied goodness and wisdom to a degree I could never have imagined should I have had a thousand fathers.

Whatever the darkness of addiction or life’s other pitfalls, I could fall back on the certainty that Kurt was somewhere out there, and that his continued existence meant everything would work out fine in the end. He had a shine about him, the glow of assurance and invincibility that encouraged me to stick close and believe in hope. And, in my mind, he was never going to die. (p.28)

Of course, the second I read that final sentence, I realised that Kurt would die. The blurb on the back says this book is ‘a moving and painfully honest memoir of love and friendship, betrayal and loss, war and faith’ so I figured that the friendship and loss parts would be about Kurt. As the book progresses the hints get heavier.

Like his life force, his faith in both himself and his decision-making was so strong that I assumed him to be one of those rare men destined to survive while all around him died… (p.77)

Yep, he’s definitely going to die, and (spoilers) sure enough he does, in chapter 8, providing Loyd with a motive to fly to Freetown and obsessively try to track down the militia unit and officers who staged the ambush in which Kurt – and another old friend, Miguel – died in a hail of bullets.

Women

In true James Bond style, there’s references to the heroes success with women, to the number of beautiful, brave women Loyd has had hurried affairs with in the past. This book’s Bond girl is the tall, intelligent, beautiful Alexandra, with whom he has ‘a chariot race of a love affair’ (p.83) and ‘on-the-run relationship’ (p.140). Kurt’s death affects them in different ways (Loyd becomes cold and withdrawn) and they split up soon afterwards as a direct result.

Tall

Loyd’s number one attribute of praise is when someone is tall. All good people in his narratives (British officers, sexy women, valiant colleagues) are tall.

  • [Sami was] one of five brothers, born in Lausa, a small Drenica town with a long history of nationalist sentiment and armed resistance, he was a tall, rangy, thirty-year-old, bearded and with the shining eyes of a Biblical prophet. (p.32)
  • Miguel was not drinking either. The long, tall Spaniard, beak-nosed and gaunt like a young Jean Reno, preferred coffee and cigarettes. (p.43)
  • Alexandra [was] a Parisienne, striking in looks and temperament, she was a photographer in her thirties, tall, long-haired and veteran of Bosnia and numerous other conflicts. (p.83)
  • A tall, heavily built man with a shaven head and a goatee beard, Jago had once been the party king in the court of our early nineties London gang of revellers, able to work and play on minimal sleep and seemingly oblivious to comedown… (p.141)

It’s another aspect of the oddly comic-strip aspect of a lot of the text. The tall, striking men and women, the super-hero Kurt, his beloved grandmother in her ideal rural cottage etc. I dare say it’s all true. But it also has a kind of super-real, idealising feel to it. Sunday supplement perfection.

More wars than last time

The first book almost entirely described Loyd’s experiences in Bosnia and so had a geographical and geopolitical unity. (The exception is one long chapter about the completely unrelated war in Chechnya which he was sent to cover, but Bosnia is the main setting and backdrop to his various personal dramas.)

By contrast, this book is more varied in location. It includes descriptions of wars in not only Kosovo but also Sierra Leone, Afghanistan and Iraq. ‘My War Gone By, I Miss It So’ was very focused on the Bosnia War 1992 to 1996. This one covers the period from February 1999 to spring 2004, when a lot of other major conflicts kicked off and Loyd, now no longer blagging his way into the role, as he’d done in Bosnia, is now a full-time professional working for an employer and so goes where he is told.

1. Kosovo

In Yugoslavia ruled by the communist leader Josip Broz Tito from 1945 to 1980, Kosovo was a province of Serbia, one of the 6 republics which made up the federation of Yugoslavia. Tito held the country together by, in the cultural realm, the force of his personality and charisma; in politics, by shrewdly distributing power among Yugoslavia’s fractious ethnic groups; but mostly, like any communist state, by the rigorous deployment of the army and secret police to repress any serious opposition.

In one sense the mystery is how the complicated power sharing structures he set up survived so long after his death in 1980. The answer is that the heads of each republic remained communists and had a vested interest in keeping the existing power structures in place. It was the collapse of Soviet power in Eastern Europe which precipitated the Yugoslav wars. Because the leaders of the three relevant republics realised they could use nationalism as a force to maintain their hold on power.

1. Slovenia The Slovene Republic in the north was the first to declare independence from Yugoslavia, in June 1991, which led to a brief ten-day war between Slovene nationalist forces and units of the Serb-dominated Yugoslav Army. It was so brief because Slovenia was ethnically homogenous i.e. there was no substantial ethnic minority to contest Slovenian rule (unlike all the other republics) and also because the leader of Serbia, Slobodan Milošević, wanted to keep all units of the Yugoslav Army, predominantly Serb in character, for the war which was kicking off in neighbouring Croatia.

2. Croatia The war moved steadily south like a plague. The war in Croatia was caused by the fact that the tough Croatian nationalist tone of the new regime under president Franjo Tudjman led Serbs in the eastern part of the country to rebel and win backing from the Serb government and Yugoslav Army. The resulting war lasted from March 1991 to November 1995.

3. Bosnia Long before it was over, however, the infection moved south into Bosnia where the Serb minority again rebelled against the country’s declaration of independence in April 1992. The war in Bosnia was the central and longest lasting conflict of the Yugoslav wars and changed character during its course. The Bosnian War is generally agreed to have lasted from April 1992 to December 1995 when the Dayton accords were signed. What made it so cruel was that, to begin with, adherents of the country’s multi-ethnic identity i.e. the country’s Croats and Bosnian Muslims (or Bosniaks), fought alongside each other against the Serb nationalists who seized Serb-majority territory in the east and north of the country.

But then, like a plague, the infection of nationalism spread among Bosnians and, eventually, turned Bosnian Croats and Bosnian Muslims against each other, turning the war into a three-way conflict. Often the Serbs, always the best supplied of the warring parties because of their links with economically dominant Serbia and the former Yugoslav Army, stood aside and watched the Croats and Bosniaks slaughter each other.

Loyd’s first book, ‘My War Gone By, I Miss It So’, is a vivid and heat-breaking record of this process, how the split between the former allies, Croats and Bosniaks, spread from valley to valley, from village to village, with disgusting consequences of civilian slaughters and massacres.

4. Kosovo There was a lull between the end of the Bosnian War and the start of the conflict in Kosovo in spring 1998. Under Tito, Kosovo had been an autonomous part of Serbia i.e. had a lot of autonomy but ultimately came under Serb administrative control. The population was made up of about 1.8 million people of Albanian ethnicity and Muslim religion, and 200,000 or so Serbs, ethnic Slavs and believers of Eastern Orthodox Christianity. Serbs tended to hold all the positions of power, and derived their control from Belgrade (capital of Serbia), something which had rankled for generations with Kosovo separatists.

Once the lid of communist rule was removed the way was open for nationalists of both sides to rouse ‘their’ people. Scattered militias, criminals and freedom fights came together to form the loosely organised Kosovo Liberation Army or KLA who carried out violent but ineffectual and counter-productive attacks on symbols of Serb power, like police stations. They began doing this following the end of the Bosnian War in what has become known as the Kosovan Insurgency, starting in 1996.

In 1997 there was anarchy and a brief civil war in neighbouring Albania early 1997, following the fall of President Sali Berisha. In March the police and Republican Guard deserted their posts, leaving their armouries open. Large amounts of guns and ammunition were stolen from barracks and smuggled across the porous border into Kosovo to equip the KLA.

What complicated the picture was that Kosovo happened to be the location of a famous battlefield, where Serbian defenders of Christendom and Europe had been defeated by the advancing Turks in 1389. On the anniversary of the battle, Serb leader Slobodan Milošević travelled to the site of the battle and made a highly publicised speech telling the Serbs in Kosovo that they would never be bullied or defeated again.

Thus, when in early 1998, KLA attacks increasingly targeted Yugoslav authorities in Kosovo, the Serbs responded by increasing the presence of army units and battle-hardened Serb paramilitaries. These set about pursuing a campaign of retribution, targeting KLA sympathisers and political opponents. In February 1998 this situation was recognised as being a war.

Extremists on both sides came to the fore. The KLA’s aim was to declare an independent Kosovo republic and take all the positions of power and administration out of Serb hands, driving all Serbs out of Kosovo if necessary. The Serbs, far more organised and better equipped, wanted to take full control of Kosovo and absorb it into their notion of a Greater Serbia. To do this required terrorising as many ethnic Albanians as possible into fleeing the country. So, as in Croatia and Bosnia, the Serbs set about ‘exemplary’ massacres, entering rural villages and killing everyone they found, rounding up civilians and shooting them in front of mass graves, letting some escape and shooting them as target practice, round them up into houses which they set fire to burn them to death.

Loyd reports on the KLA’s supremely cynical tactic which was to let the Serbs do it. The KLA gambled that, if the Serbs carried out enough well-publicised atrocities, NATO would be forced to intervene and then their moment would come. They were right but thousands of their own people had to die wretched, agonising deaths first.

But they were also wrong for they and NATO miscalculated and Slobodan Milošević showed himself to be a canny strategist. For Milošević realised that NATO was badly split. The Europeans were reluctant to intervene militarily, it was the Americans pushing for decisive action. So Milošević anticipated a NATO attack but banked on NATO lacking the resolve to follow it through.

Not only that but he realised that as soon the NATO air campaign began (as it did on 24 March 1999) he would be able to let loose his forces in a real wave of ethnic cleansing. Thus as the first NATO planes flew sorties against Serb targets, Serb forces unleashed a tsunami of ethnic cleansing across Kosovo. The air campaign was not as effective as anyone thought, due to bad weather and the strict limits NATO set itself to avoid all ‘collateral damage’. Nonetheless NATO planes hit a number of civilian targets, killing as many civilians as the Serbs. Moreover, if the aim was to protect Albanian civilians the air campaign had the opposite effect: the death toll among all concerned (including ethnic Albanians) skyrocketed following and a post-war report by the Organization for Security and Co-operation in Europe noted that ‘the pattern of the expulsions and the vast increase in lootings, killings, rape, kidnappings and pillage once the NATO air war began on March 24’.

After a total of 78 days the Serbian Parliament passed a resolution to comply with NATO requirements and the air campaign ceased. The NATO-led peacekeeping Kosovo Force (KFOR) of 30,000 soldiers began entering Kosovo but Loyd is acid, not only about the West’s miscalculation about Serb resolution, but what happened next. He devotes some scathing pages to NATO’s complete unpreparedness for the levels of ethnic hatred and vengeance they were about to encounter. They didn’t realise the extent to which returning Kosovar Albanian refugees, and emboldened units of the KLA, would wreak the kind of massacre on unarmed Serb civilians that Serb paramilitaries had meted out to Kosovars. So now it was the turn of many innocent Serb villagers to be shot out of hand and have their homes and villages burned. The NATO force lacked the manpower, and legal expertise, to intervene into the tens of thousands of grievances which flared across the country.

Outside Pristina, Serbs and gypsies were slain in their dozens and their property burned. Once the dominant minority, in the months following NATO’s arrival most of the province’s Serbs simply packed their belongings into their vehicles and fled north to Serbia…The list of the international community’s excuses for failing to protect the Serbs was endless…So many of the war’s good intentions died in the peace, as the result of the failure by Western powers to anticipate the level of hate that would remain in Kosovo after the arrival of their troops there…It was difficult even for a believer in NATO’s intervention such as me to swallow… (pages 130 to 132)

Incidentally, the point about ‘the Western powers’ not being prepared for the level of ethnic hatred they encounter in Kosovo is echoed by Michael Ignatieff who, in his 2003 book, Empire Lite, says the UN’s humanitarian ambassador to Kosovo once the fighting ended, Bernard Kouchner, was taken by surprise by ‘the ferocity of the hatred in Kosovo’, p.63. What Ignatieff’s book brings out that Loyd’s doesn’t is that the Kosovars came to think of themselves as the intended victims of a genocide. Ignatieff quotes the NATO estimate that between March and May 1999 Serbian police and paramilitaries killed some 10,000 Kosavar Albanians and would have carried on killing as many as they could had not the bombing campaign eventually brought it to a halt. When you believe an enemy force has tried to exterminate your entire race, then no amount of revenge is enough. Hence the virulent hatred the West, NATO and Kouchner were astonished by.

Recent news from Kosovo

When this kind of ethnic hatred has been created, can it ever go away?

2. Sierra Leone

Sierra Leone was granted independence by the UK in 1961. It is a poor country whose main assets are diamonds, gold, bauxite and aluminium in the east of the country. In 1991 a brutal civil war broke out which was to last 11 years. In part it was a spillover from the civil war in neighbouring Liberia whose dictator, Charles Taylor, sent forces to overthrow the Leonean government of Joseph Momoh. Nigeria sent peacekeeping forces in to try and secure stability. The main element of the conflict was the rise of the Revolutionary United Front (RUF) which became notorious for:

  • abducting children who they brainwashed and drugged into becoming psychopathic killers; as many as 11,000 child soldiers were recruited
  • amputating the hands or arms of defenceless civilians as a form of intimidation and terror

The Sierra Leone civil war lasted 11 years, destroyed large parts of the country, and left up to 200,000 dead and tens of thousands disfigured and handicapped.

In Sierra Leone, in the west of the continent, the Revolutionary United Front, possibly Africa’s most infamous rebel army, had routed government troops, killed numerous United Nations soldiers, taken others prisoner, encircled many more, and was moving on the capital, Freetown. (p.134)

And:

The RUF was about as raving and insane as rebel groups get, its operations hallmarked by savage and wanton cruelty, utilising terror as a delight rather than as a tool…

The RUF’s political leader was Foday Sankoh, a clinically mad former corporal, by 2001 in jail on war crimes charges, whose manifesto was a mix of archaic Marxism and voodoo, and whose forces’ battle honours included class acts such as ‘Operation No Living Thing’, in which thousands of civilians had been butchered. The cutting off of prisoners’ hands with machetes was so commonplace that the rebels even had a terminology for it: ‘long sleeve’ and ‘short sleeve’ describing whether victims received their amputation at the wrist or elbow. (p.147)

So much for the grisly specifics. Loyd then delivers the kind of pithy and insightful summary which recur throughout the text and help you understand not just the specific conflict but the world we live in.

The RUF was an enduring manifestation of the general West African malaise: a lumpenproletariat of angry, ill-educated young men produced by the extreme poverty, rampant government corruption, spiralling disease and exploding population of the region. (p.147)

It was here that Loyd’s hero, Kurt, was killed, in a pointless roadside ambush carried out by the RUF, and which Loyd then devotes weeks to tracking down the killers, although he hasn’t really succeeded before he is badly injured in a car crash caused by his reckless local driver.

3. Afghanistan

Life for most Afghans was a subsistence battle in a year-zero world (p.197)

Loyd’s account brilliantly conveys the wrecked, devastated nature of the country, shedding light on its harsh, basic but attractive culture (Islamic fundamentalism, hashish, beards). But I thought the most interesting part was his dwelling on the cultural acceptance of Afghan fighters switching loyalties (pages 206, 223 to 230)

Afghan timeline

1953
General Mohammed Daud becomes prime minister of Afghanistan and turns to the Soviet Union for economic and military assistance, the start of a long association with the USSR.

1963
Mohammed Daud forced to resign as prime minister.

1964
Constitutional monarchy introduced but leads to political polarisation and power struggles.

1973
Mohammed Daud seizes power in a coup and declares Afghanistan a republic. Daud tries to play off the USSR against Western powers.

1978
General Daud is overthrown and killed in a pro-Soviet coup. The People’s Democratic Party comes to power but is paralysed by infighting and faces opposition by US-backed mujahideen groups.

1979 December
With the communist government in danger of collapsing, the Soviet Army invades to prop it up.

1980
Babrak Karmal is installed as ruler, backed by Soviet troops, but the opposition from mujahideen groups intensifies, with the muj armed and equipped by the US, Pakistan, China, Iran and Saudi Arabia. Low level guerrilla war spreads across the country.

1985
The mujahideen come together in Pakistan to form an alliance against the Soviets. It’s estimated that half the Afghan population is displaced by war, with many fleeing to neighbouring Iran or Pakistan. In the same year Mikhail Gorbachev becomes General Secretary of the USSR and institutes his policies of perestroika and glasnost.

1986
The US starts supplying the mujahideen with Stinger missiles, enabling them to shoot down Soviet helicopter gunships. Babrak Karmal is replaced by Mohammad Najibullah as head of the Soviet-backed regime.

1988
Under Gorbachev’s aegis, the USSR signs peace accords with Afghanistan, the US and Pakistan and starts pulling out troops but leaving the communist government under Najibullah in place.

1989
The last Soviet troops leave but civil war continues as the mujahideen unite to overthrow Najibullah.

1990
Najibullah wasn’t a Soviet stooge. He tried to build support for his government via the National Reconciliation reforms, he distanced himself from socialism, abolished the one-party state and let non-communists join the government. He remained open to dialogue with the mujahideen, made Islam an official religion, and invited exiled businessmen back to re-take their properties. In the 1990 constitution, all references to communism were removed and Islam became the state religion

1992
Following the August Coup in Moscow and the dissolution of the Soviet Union in December 1991, Najibullah was left without foreign aid. His government collapsed and he resigned in April 1992. The mujahedin were triumphant but immediately relapsed back into regional factions and a devastating civil war began.

1996
A new, much more hard-line Islamist faction, the Taliban, seize control of Kabul. They ban women from work, and introduce Islamic punishments which include stoning to death and amputations. They do not, however, control large parts of the country.

1997
The Taliban are recognised as the legitimate government of Afghanistan by Pakistan and Saudi Arabia. They now control about two-thirds of the country.

1998
US embassies in Africa are bombed. US intelligence points the finger at Osama bin Laden who runs a terrorist organisation called al-Qaeda. The US launches missile strikes at suspected al-Qaeda bases in Afghanistan.

1999
The UN imposes an air embargo and financial sanctions to force the Taliban government to hand over Osama bin Laden for trial.

2001 September
Ahmad Shah Masood, leader of the main opposition to the Taliban – the Northern Alliance – is assassinated on 10 September. This is the point where Loyd enters the picture, with reminiscences of meeting Masood on previous visits to the country.

11 September, the attacks on the World Trade Centre in New York, quickly traced back to al-Qaeda and bin Laden.

2001 October
When the Taliban government in Kabul refuses to hand over bin Laden, the US commences a bombing campaign against the Taliban, co-ordinated with ground attacks by the Northern Alliance of mujahedin, formerly led by Masood. Loyd is with these forces when the first air strikes begin and then follows the escalating pace of the war, and is with Northern Alliance troops when they enter Kabul (which has largely been abandoned by the Taliban).

2001 December
Leaders of the various mujahedin groups are brought to Germany, where NATO i.e. the US, lean heavily on them to agree to create an interim government.

2002 January
Deployment of the first contingent of foreign peacekeepers – the Nato-led International Security Assistance Force (ISAF) – marking the start of protracted fighting against the Taliban.

2002 June
The Loya Jirga, or grand council, elects Hamid Karzai as interim head of state. Karzai is to be a key figure in Afghan politics for the next 15 years.

2003 August
NATO takes control of security in Kabul, its first-ever operational commitment outside Europe.

This map from Wikipedia gives a sense of the landholdings by different Afghan groups between the fall of Najibullah in 1992 and the overthrow of the Taliban in 2001.

The War of Afghanistan in four maps, showing the changing territory held by the major armed militias between 1992 and the October 2001 US-led intervention

4. Iraq

For Loyd’s involvement, see chapter 17, below.

Iraq timeline

28 February 1991
The Gulf War ends, leaving Iraq subject to United Nations sanctions and arms inspections designed to track down weapons of mass destruction (biological, chemical and nuclear weapons). Disputes over inspectors’ access to Iraqi facilities continue for years.

December 1998
US-led air raids on Iraq as punishment for not giving UN weapons inspectors access to facilities.

11 September 2001
Hijacked airplanes are flown into the World Trade Centre towers in New York, at the Pentagon and a fourth one was brought down by the passengers en route to attack a target in Washington DC. A Muslim fundamentalist organisation called al-Qaeda, led by Osama bin Laden, a Saudi citizen living in Afghanistan, is quickly identified as being behind the attacks.

20 September
President of the United States George W. Bush first uses the term ‘war on terror’ in a speech to Congress. The enemy in the war on terror was ‘a radical network of terrorists and every government that supports them’. The phrase was immediately criticised by every literate person who realised that you cannot declare war on an abstract noun, but also by US officials such as Richard Myers, then Chairman of the Joint Chiefs of Staff.

October 2001
US intelligence knows that al Qaeda and bin Laden are based in Afghanistan. When American demands that the Taliban government of Aghanistan surrender bin Laden are rejected, US-led forces begin planning and then implementing military action in Afghanistan. Loyd is with Northern Alliance mujahedin forces as they fight their way south against the Taliban and into Kabul. Though the Americans don’t know it, the struggle to bring peace and security will last for twenty years and, ultimately, be a failure.

January 2002
Flush with success in Afghanistan, US President George W. Bush returns to the Middle Eastern nation which had been a thorn in the side of US policy since the 1991 Gulf War, Iraq. Many hawkish Americans think the coalition led by Bush’s father should not have stopped at pushing the Iraqi invaders out of Kuwait, but should have continued on to Baghdad. In his State of the Union address on 29 January 2002 Bush identifies Iraq as part of an ‘axis of evil’ along with Iran and North Korea i.e. preparing the public and international community for war.

12 September 2002
President Bush addresses the United Nations General Assembly and warns Iraq that military action will be unavoidable if it does not comply with UN resolutions on disarmament.

24 September 2002
Keen to side with a bellicose America, the British government under Prime Minister Tony Blair publishes an intelligence ‘dossier’ which claims to assess the threat posed by Iraq. It includes the claim that Saddam Hussein has weapons of mass destruction which could be deployed within 45 minutes. Even at the time, to anyone of even moderate intelligence, it was clear that this was complete bollocks and, even if it was true, it wouldn’t be London or Paris let alone Washington that Saddam would attack with his useless Russian rockets, it would be Iran, which he’d failed to defeat in an 8-year war, or Israel, which is very capable of protecting itself.

8 November 2002
The UN Security Council unanimously passes resolution 1441, giving Iraq ‘a final opportunity to comply with its disarmament obligations’ and warning of ‘serious consequences’ if it does not. It is obvious to observers that Bush Junior wants to finish off what his pappy started.

November 2002 to March 2003
Despite carrying out over 700 inspections in Iraq, the UN’s Monitoring, Verification and Inspection Commission fails to find weapons of mass destruction.

15 February 2003
As America continues to ramp up its warlike rhetoric, millions of people around the world conclude that America’s strategy is warlike, destabilising and completely unjustified. On 15 February hundreds of thousands of people – the organisers estimated almost two million – march through London to protest military action in Iraq and Tony Blair’s craven kowtowing to Bush. There are similar marches in Glasgow and Belfast, part of a worldwide weekend of protest. Loyd knows that, despite coming from a military family, his mother and sister go on the march.

25 February 2003
The US and the UK submit a draft resolution to the UN, stating that Iraq has missed its ‘final opportunity’ to disarm peacefully. To their great irritation the resolution is opposed not just by the usual obstructor, Russia, but by two NATO allies, France and Germany. In fact France emerged as the chief opponents of an invasion.

It was during this period that a joke line from the cartoon series The Simpsons, about the French being ‘cheese-eating surrender monkeys’ was revived in the American media, along with the widespread renaming of French fries as ‘freedom fries’.

March 2003
In face of opposition from France and Russia, the UK and US abandon attempts to secure a second UN resolution authorising force. US President George Bush gives Saddam and his sons 48 hours to leave Iraq or face war.

18 March 2003
Tony Blair wins House of Commons backing to send UK forces into war in Iraq, despite a major rebellion by Labour MPs.

19 March 2003
First air raids on Baghdad as part of the so-called ‘shock and awe’ campaign of aerial bombardment. 20 March ground forces invade. The invasion of Iraq lasted just over one month, led by combined force of troops from the US, UK, Australia and Poland. 9 April, 22 days after the invasion, coalition forces took Baghdad after the six-day-long Battle of Baghdad.

Loyd accompanies Northern Alliance forces through the fighting into Baghdad.

1 May 2003
Bush declared the ‘end of major combat operations’ in his Mission Accomplished speech, delivered on an aircraft carrier off the coast of California.

29 May 2003
A BBC report casts doubt on the government’s 2002 dossier stating that Iraq had weapons of mass destruction capable of being deployed within 45 minutes.

18 July 2003
Government weapons expert David Kelly is found dead after being exposed as the source of the BBC story about the dossier.

13 December 2003
Saddam Hussein is found by US troops hiding in a cellar south of Tikrit, his home town.

Late 2003 onwards
Insurgents in Iraq begin targeting US-backed forces and fighting erupts between rival militias.

14 July 2004
The Butler Review on military intelligence finds key information used to justify the war in Iraq was unreliable. MI6 did not check its sources well enough and sometimes relied on third-hand reports. The 2002 dossier should not have included the claim that Iraq could use weapons of mass destruction within 45 minutes without further explanation.

In other words, Tony Blair’s government leant on British Intelligence to distort the information and lie in order to back a course of action he had already decided on, which was knee-jerk solidarity with George W. Bush’s America.

Structure of the book

The text consists of a prologue and 17 chapters. The paperback edition I have consists of 302 large format pages.

Prologue: Iraq, winter 2004

Like ‘My War Gone By, I Miss It So’ the text starts with a scene from the very end of the period being covered, in this case standing with an American NCO named Carlisle at the end of a firefight in a village on the edge of the al Anbar which has become the epicentre of the insurgent opposition to the American occupation, in which one of his soldiers has been killed and is even now being choppered back to the base where his body will be tidied up ready for the long journey home to the States.

Loyd describes the course of this one particular American ‘patrol’ and introduces a recurring leitmotif when he describes Carlisle as ‘a tall, rangy man with an aquiline nose, pale Celtic eyes and a straight mouth that hinted of something mean’ (p.3).

But the main purpose of the prologue is to establish the author as someone who has knocked around war zones for over a decade, knows that all battlefields are haunted, knows there is no rhyme or reason in who will survive and who will die, is haunted by his own cast of characters (naming people we will meet in successive chapters of the book).

The prologue then reverts to Loyd’s experience in Operation Desert Storm back in 1991, when, a fresh-faced 24 and nearing the end of a 5-year contract in the British Army, he volunteered to join a Scots regiment in order to be part of the British military contingent in the huge US-led coalition which kicked Saddam Hussein out of Kuwait in February 1991. But he was bitterly disappointed to see no fighting, just trenches of demoralised conscript Iraqis eagerly surrendering. The war was over in just 100 hours. A few weeks later he was flown back to Britain and officially left the army, with the itch for action, the urge to test his mettle and live up to the challenge of his warrior ancestors unappeased.

And then briefly refers to the scene 13 years later, in post-invasion, occupied Iraq.

  1. Kosovo, February 1999 – Loyd describes his base at the hotel and bar of Beba, ‘a Serb gangland daddy’ (p.16) in Pristina, capital of Kosovo, from which he and other correspondents drive out to the countryside to see the evidence of the latest Serb atrocity. Description of the shootout between KLA and Serb forces which triggered the war. Introduces Kurt, his hero, with the anecdote of the time they took on sound bouncer-like Serb paramilitaries who beat them up.
  2. More Kosovo: introduction to Sami, an amateurish KLA fighter then onto a gripping analysis of the political and military situation, the aims of the three parties: the KLA, the Serbs and NATO. Graphic, sickening descriptions of Serb massacres carried out in revenge for a KLA one. Both sides massacre defenceless civilians, while the Western press was obsessing about whether Bill Clinton had sex with Monica Lewinsky. Loyd celebrates his 32nd birthday among colleagues, a psychological profile of his fellow war correspondents and then the family background which brought him to war.
  3. London, September 1998 – Back in London for R&R and an extended description of his heroin addiction with a full description and psychology of the addict, his family’s response, the CORE rehab centre. ‘War for work, heroin for holidays’ (p.56).
  4. Kosovo, February 1999 – Back in Kosovo the situation has deteriorated with the Serbs carrying out more massacres confident that NATO lack the resolve to punish them. The psychology of the war correspondent. ‘It was our profession but it was also our delight.’ (p.75) More stories about his hero Kurt, coming under fire reporting on a bombed bridge. With the collapse of the Rambouillet talks, NATO monitors are withdrawn, NATO goes to battle stations, and the Serbs hugely accelerated their campaign of murder and massacre. Loyd sees the, decapitated, mutilated bodies. The smell of fresh meat. At a stroke Western correspondents become potential spies or hostages, so their hurried, fraught, dicey escape from Kosovo into Macedonia.
  5. Albania, spring 1999 – Now based in a scuzzy hotel in Bajaram Curri in north Albania, they undertake trips across the border into Kosovo to see and interview KLA forces, for example ‘the Fighting Emir’. Description of the Albanian version of vendetta, kanun (p.100) and how local officials (the town’s chief of police) are involved in it. Commentary on the NATO bombing campaign i.e. deeply disappointing and only encouraged the Serbs into ferocious action. The only thing that would stop it would be NATO committing ground troops which it was mortally afraid to do.
  6. England, summer 1999 – extended description of his lovely grandmother and the rural cottage she lived in which has Loyd’s retreat as a boy. Memories of catching his first trout, and the odd characters who lived locally. A tribute to his mum’s hard working, tough but calm character.
  7. Kosovo, June 1999 – The grim end-game of the conflict, with the KLA finally in the ascendant and Serb forces withdrawn from Kosovo, Loyd testifies to the Kosovars’ vengeance on any Serbs they can get their hands on, the usual rural massacres, fields of bodies etc, the utter unpreparedness of the occupying NATO forces for the level of hatred and vengeance they encounter, and their pathetic inability to stop revenge attacks on Serb civilians.
  8. Ethiopia, May 2000 – Loyd is in Ethiopia when the office call to inform him of Kurt’s death in a roadside ambush in Sierra Leone. He flies to Paris where, with other friends, he meets the body, then onto America to meet the family and attend the funeral. Part of him dies. Back in London he goes on a bender with an old mate, Jago, who is both a crack head and a smack addict.
  9. Sierra Leone, May 2001 – A year after Kurt’s death Loyd embarks on a personal quest to track down the RUF unit responsible for his death. I can see it meant a lot to him, but what struck me was his description of hot humid West Africa, the disgusting atrocities carried out by the RUF, and the terrifying volatility and unpredictability of the warlords he meets on his quest. Poro initiation ceremonies which involve scarring and magic and can stretch to cutting the heart out of a living victim and eating it raw (p.155). Politically, Sierra Leone is important because the UN’s entire role as a peacekeeping force was being called into question by the rebel successes. During a ceasefire he is invited by Nigerian peacekeepers to an RUF party given to celebrate 20 years since Bob Marley’s death (p.157).
  10. Sierra Leone – Loyd’s efforts to reconstruct the events leading up to Kurt’s killing in the ambush, going deep into rebel territory to interview RUF officers, and visiting the scene and actually getting into the rusting wreckage of the Mercedes Kurt was travelling in. On one journey the very bad driver he’s been lumbered with crashes the car after a tyre blows.
  11. Sierra Leone – vivid description of aftermath of the crash (the car spun over and lost its roof) and his attempts to save the life of his translator, Allieu, who dies anyway. Locals call the nearest Nigerian UN forces. He is helicoptered back to town. Still recovering from bad cuts and grazes Loyd soldiers on with his quest for Kurt’s killers…
  12. France, summer 2001 – Loyd’s step-father owned a converted stable in rural France. When he sold it Loyd bought it and it became a refuge and sanctuary (p.187). He invokes boyhood memories of fishing. He has barbecues with local mates. 10 September 2001 his manager in London phones to tell him Ahmed Shah Masood has been assassinated, which leads into anecdotes about meeting Masood a few years previously, interviewing him, following him round the front line. Masood was leader of the Northern Alliance of mujahedin who are in a civil war with the Taliban. Back in the present, next day his mum phones to tell him about the 9/11 attacks.
  13. Afghanistan, September 2001 – Profile of Afghanistan, ruined, impoverished land of endless war, from the Soviet invasion of 1979 onwards. With a good friend and colleague, Shay, he shares a bone-rattling ride north from Kabul to the front line. Lots of insightful explanations of Afghanistan’s history, wars, ruined economy, national character, the overwhelming role of Islam, the ubiquity of strong hashish (p.208). When, according to their values of hospitality and honour (p.204) the Taliban refuse to give up their guest, Osama bin Laden, after the 9/11 attacks, the American government decides to overthrow them. Loyd arrives just as the American campaign is girding its loins and finds the Northern Alliance upset at the death of their leader (Masood) but confident of American support. Complete scepticism about the bullshit spouted by Western military experts crapping on about precision strikes and drone warfare and other bullshit (p.207). In a bizarre digression, on their journey Loyd and Shay are invited to join the crowd witnessing the circumcision of a 7-year-old boy (p.211).
  14. Afghanistan – Being shown round the dusty front line by Sher Agah. A night time firefight. Description of the Hazara as a distinct ethnic group. A visit to Bagram airport. Extensive description of the Afghan ability to switch sides with ease, really interesting insight into the base level survival tactics of most impoverished, beaten down Afghans.
  15. Afghanistan – When some American special forces arrive Shay and Loyd are kicked out of their crib and find another place to stay in a derelict hotel without electricity or toilet in Golbahar. Their perilous consumption of the local moonshine. The stomach-turning story of Karimullah, a 26-year-old who fights against the Taliban, is captured, has his foot and hand surgically removed in the football stadium (p.244). His luxury was visits to an amateur hamam or Turkish bath. Explanation of the exchange value of enemy prisoners or corpses. A telling evening hosted by local businessman and warlord Fahrid Ahmad Shafaq, who can see that Afghanistan needs development but worries that the Americans might be waging a war against Islam? Are they, he asks Loyd.
  16. Afghanistan – After months of hanging round, Loyd describes the Northern Alliance assault on the Taliban lines, break through and advance on Kabul which is captured on 13 November 2001. Firefights, the newly dead and the bleeding-to-death. Some journalist friends are murdered by bandits. But once he’s in the city he realises he’s tired, exhausted, demoralised. Taliban leaders and Osama bin Laden escaped into the Tora Bora mountains, to the Americans’ dismay. After a shave at a newly liberated barbers’ (with some sociology about the importance of the beard in fundamentalist Islam) he takes a ludicrously derelict chopper flight to neighbouring Tajikistan, and so home.
  17. Iraq, March 2003 – 16 months later he is in northern Iraq. The Allies have assembled a huge force in Kuwait and are on the brink of invading to overthrow Saddam. Most reporters have based themselves there, ’embedded with the troops’. Loyd takes the conscious decision to go to the north of the country, entering Kurdish-held territory from Iran and hoping to catch a lift with the American forces which will come down through Turkey, into Kurdistan and sweep on to Baghdad. He is uneasily aware that his mother and sister, scions of a military family, both went on the million-people march against the war in Iraq. He doesn’t touch on the farce of the UN searches for weapons of mass destruction, but instead on his own personal farce. He has come back to Iraq 13 years after taking part in Operation Desert Storm and leaving frustrated that he saw no fighting, hoping for closure and completion, hoping that after over ten years of chasing wars he will experience some kind of revelation. But the Turkish government blocks the Americans from sending any men or equipment through Turkey and the northern offensive is delayed while in the south the Allied forces storm through the Iraqis. In the end, with the help of a small force of Green Berets calling down air attacks, the peshmerga (Kurdish militias) break through successive Iraqi lines and fight their way south, taking the talismanic city of Kirkuk. Baghdad has fallen and he missed it. He experiences no closure after all, and takes a taxi back into Iran, then a plane back to London, in the ‘identical’ state of frustration as when he first left Iraq, back in ’91.

Epilogue: Baghdad, spring 2004

A year or so after the setting of the final chapter, Loyd is now back in Baghdad, in a hotel bedroom. The insurgency is bedded in, the Americans have withdrawn to a heavily fortified compound, and Loyd is finally here, where he fantasised of being all those years ago during Desert Storm. Big deal.

In fact the epilogue turns out to be entirely about his beloved mother’s diagnosis with a brain tumour, loss of sight in one eye leading her to wear a piratical eye patch, her stoic strength of spirit described in Loyd’s best hero worshiping style and clichés come tumbling out:

Defeat was not an option as we geared ourselves for the coming treatment, but my heart was afflicted by naked dread masked by desperate resolve… (p.300)

He was covering the trial of Slobodan Milošević when his sister rang him to say his mother had collapsed and been rushed to hospital. By his mother’s hospital bed he is awed when she asks to be taken home to die, despite being told that such a move will hasten her demise. Here, a chastened Loyd realises, is the bravery he had spent his life seeking: not on some foreign battlefield but in the heart of his indomitable mother. She dies as Loyd and his sister hold her hand. She is buried on a beautiful winter’s day with the whole village turning out to see her off.

You can read this as either a really beautiful and moving tribute or a pack of high-minded clichés or, as I do, both at the same time, the one inhabiting the other.

Clichés

It’s tempting to analyse Loyd’s style at length. It can be very florid and purple, hyper-real Sunday supplement prose, burnishing every situation, every thought with gloss and sheen.

He is hyper-aware of the risk of cliché in writing about a) war, b) heroin addiction, c) his unhappy family – all subjects which have been done to death for generations.

Regarding war, as early as page 5 Loyd describes how the American marines nervously patrolling the backstreets of al Anbar, expecting an ambush at any moment, invoke folk memories of the Vietnam War and scenes from Apocalypse Now, a war that was over and a movie that was released before they were even born. The point is they all feel like they’re experiencing the war through the filter of someone else’s tropes and patterns.

Some barely out of college and experiencing their first foreign country, many of the younger American soldiers in Iraq were living in their own war films, life and art enmeshing in a freakish coupling to a contemporary soundtrack of thrash metal and gangsta rap… (p.5)

So it’s hard to avoid cliché when you and the people you’re reporting on all feel as if they’re living in a huge cliché, when reality itself seems to be made up of well-worn tropes. Loyd repeatedly raises the issue. When analysing his general unhappiness, he says:

Even the rages that sprang forward so easily from memories of my father seemed too trite, too convenient, too clichéd, to weave into a noose from which to hang heroin. (p.63)

A sentence which is also an example of his use of florid and elaborate metaphor. A little later he is writing about the motivation of war correspondents and says:

‘Death wish’ is a tired old cliché – simplistic, absolute and inept in describing our motivations. (p.75)

But it’s a risky strategy to highlight your aversion to clichés unless you can be quite certain that you will avoid them and, in the kind of stereotyped situations in which he finds himself, and much-described battlezone feelings he finds himself experiencing, this is very difficult.

Starting out in London, talking of his fellow drug addicts at the West London rehab centre, he writes:

A few had been crushed by such cruel hands of fate that I wondered how they had any alternative… (p.55)

‘Cruel hands of fate’? On the same page he talks about his gang of London friends:

Hardcore libertines, we thought we were cool and beautiful and turned on. (p.55)

Not so much a cliché of phrasing as of thinking. Sunday supplement thinking. When he describes his little cohort of friends they are all tall and beautiful and successful. You can virtually see the Sunday supplement photos.

Elsewhere, you consistently come across phrases describing stereotypes which boost the text, make it seem more hyper-real, idealised, airbrushed to a kind of generic perfection.

  • My sister Natasha, younger than me by four years, a woman of flint-like resolve beneath a gentle exterior… (p.58)

Later, in Kosovo, when NATO commences its bombing campaign, Loyd and all his fellow correspondents immediately become liable for arrest or worse:

  • From that moment on, our fate hung above the cauldron of harm on the frayed thread of the night’s few sleepless hours and Beba’s word. (p.91)

OK, that’s not a cliché as such, but it is a typical example of his purple prose. ‘Our fate hung above the cauldron of harm…’ Loyd’s prose, in other words, is very much not Hemingway minimalist, it’s the opposite; full of florid metaphors and similes, which, along with the clichés and stereotypes give the whole thing a super-real vividness. There’s a kind of continual psychological over-writing at work. When an American army chaplain shares his disillusion, Loyd remarks:

Once, I may have privately sneered at his predicament, for the crushing of another’s hope can be cruel sport to behold from the pedestal of nihilist certainty. (p.5)

Is this too purple and engorged? For frugal tastes, maybe. Then again, considering the extremes of experience which he is describing, maybe it’s a perfectly valid approach.

The few phrases I’ve picked out are fragments of Loyd’s overall strategy, which is to push language into baroque shapes and see what happens, to create a new idiolect. It’s easy to pick holes in, but the overall impression is of tremendous readability and enjoyability. He risks using odd words or words in odd combinations to capture moments and perceptions and often achieves brilliant effects. No risk, no reward.

Almost every conversation seemed to snag on this issue of money, a moment always marked by a pause, that tilting second of challenged pride or grace… (p.235)

In the buildup to the mujahedin attack on the Taliban lines, the fighters go about their preparations, loading up lorries, fuelling tanks and so on with no attempt at concealment.

As this readiness for war progressed with the same flagrant labour of a medieval siege… (p.255)

And leads him to deploy obscure, recherché terms. In a vivid account of battle of running through a minefield towards the Taliban lines, he writes:

Gunfire crackled. More shouts. More mujahedin piling into cover, wild-eyed, revved up, faces contorted, fervorous. (p.261)

Like a stone dropped in the pond of your mind. Nice. Reflecting on what he’d hoped to find back in 1991, during Operation Desert Storm, he writes:

Epiphany? It is an arrogant word of claim, suggesting more completion than the human state is capable of. (p.11)

‘An arrogant word of claim’, what an odd but evocative phrase.

Late in the book I noticed a particular mannerism which contributes to his creation of idiolect, which is omitting particles i.e ‘a’ and ‘the’. At one point he mentions the poet W.H. Auden and this omitting articles was one of the tricks of Auden’s early poetry. It creates an ominous sense of uncertainty, an uncertainty whether we’re dealing with a specific or general noun.

I had once asked Kurt what made him weep, supposing perhaps that his self-possession would have held him back from such release. (p.220)

I’d expect ‘such a release’ there, wouldn’t you? The choice of ‘weep’ instead of the more everyday ‘cry’ is already lending the sentence that super-real, idealised, airbrushed glamour I’ve described.

Yet loss had often rewarded me with some surprise and unexpected gift. (p.221)

‘Unexpected gift’ sounds like Auden to me. ‘Unexpected gifts‘ would be far more mundane. ‘Unexpected gift’ makes it sound mythical, like something from the age of legends. Describing the intensification of American air attacks on Taliban lines:

No longer the coy hit-and-run affairs of night, now attack jets and bombers appeared by day, in flagrant and riveting spectacle that had the locals gathered in audience on their flat rooftops.’ (p.222)

You’d expect it to be ‘in a flagrant and riveting spectacle’. See how removing that article (‘a’) makes it more archaical and momentous. Same with ‘gathered in audience’, an unusual way of phrasing it. Talking of Kosavar cigarettes:

A dollar for twenty, they were the best local tobacco available, their acrid, woody smoke affording great sense of luxury. (p.241)

Where’s the ‘a’? Interviewing local Afghan warlord, Fahrid Ahmad Shafaq:

After admiring the three herons wandering through his garden – as well as flowers, ornamental birds are a source of endless fascination to Afghans – we sat on the baked mud floor to enjoy a lengthy feast of chicken, rice and watermelon and debated the war in lively exchange. (p.25)

Another missing ‘a’ lends the phrase a strange archaic quality, matching the archaic medieval feel of so much of Afghan society.

I hope these examples demonstrate the way Loyd develops a prose style which adds a kind of pregnant meaning to so much of what he sees or feels, lending everything a legendary grandeur. This isn’t a criticism. I’m trying to understand the elements of his style (over and above 1) the searing content of many of his descriptions and 2) his extremely acute insights into the geopolitical situations of the wars he’s covering) which make the book such an enjoyable and sumptuous read.

Credit

Another Bloody Love Letter by Anthony Loyd was published by Headline Review in 2007. All references are to the 2007 paperback edition.


War reporting book and exhibition reviews

Books

Exhibitions

Byzantine Emperors 802 to 1081

By the tenth century to be a eunuch was, for a promising youth about to enter the imperial service, a virtual guarantee of advancement; many an ambitious parent would have a younger son castrated as a matter of course.
(Byzantium: The Apogee, page 130)

This is a timeline of Byzantine emperors between 802 and 1081, based on John Julius Norwich’s history of the period, Byzantium: The Apogee (1991).

The Empress Irene

Iconoclasm (the banning of religious images and icons) had been instituted by Leo III the Isaurian in 726. 80 years later it still divided the empire. The empress Irene had dominated her weak husband, Leo IV (775 to 780) and their son, Constantine VI (780 to 797) who came to the throne aged just nine and who, when he became a threat to her power, Irene had arrested and blinded, resulting in his death soon afterwards.

So then the wicked Empress Irene reigned by herself for five years, alienating most sections of the empire – by being a woman, by being an icon-supporter, and for the foul murder of her own son.

In 800 Pope Leo II crowned King Charles of the Franks as Holy Roman Emperor in St Peter’s Rome. This astonished the Byzantines who considered it an appalling assault on their power and prerogatives, but to both Pope and new Emperor, Irene, as a woman, simply did not count and so, for them, the throne of Roman emperor was vacant.

To seal the deal Charlemagne, in 802, sent Irene a proposal of marriage. This in fact struck her as a decent exit strategy to escape the gathering number of enemies to her rule. But her leading ministers rebelled. Led by the Logosthete of the Treasury (the minister of finance), they mounted a coup, and exiled Irene.

Nicephorian dynasty (802–813)—

Nicephorus I Logothetes (802 to 811)

The leader of the coup against Irene took the name Nicephorus. Irene had cancelled loads of taxes in a bid to be popular with the people and thus brought the empire to the brink of bankruptcy. The fact that Nicephorus had been finance minister meant he understood how important it was to revitalise the tax base, rebuild the city’s walls, and build up the army. In 803 an Armenian general in the Byzantine army, Bardanes Turcus, rebelled but his revolt was crushed, Bardanes being sent to a monastery where he was, in the traditional style, blinded to prevent him being any more of a threat.

Irene had tried to buy off both the Khan of the Bulgars (in the north) and the Muslim Caliph Harun al-Raschid (in the East) with gold tribute. Nicephorus immediately cancelled both these tributes, sparking war with both (although Raschid died in 809).

Nicephorus led initially successful campaigns against the Bulgars but was killed at the Battle of Pliska against the mighty leader of the Bulgars, Khan Krum. Initially, Nicephorus had successfully led raids into Bulgar territory and destroyed their capital city, but he and his army were eventually caught in a narrow defile and annihilated. Krum had Nicephorus’s skull encased in silver and used it as a cup for wine-drinking.

Staurakios (July to October 811)

The only son of Nicephoros I, Staurakios automatically succeeded on his father’s death but had been present at the Battle of Pliska and was himself severely wounded, left paralyzed and in constant pain. He was forced to resign within a year, and retired to a monastery where he died soon after.

Michael I Rangabe (811 to 813)

Son-in-law of Nicephorus I, Michael succeeded Staurakios on the latter’s abdication. A spendthrift in everything except defence, he wasted money on high living while Khan Krum devastated various Byzantine towns.

In late 812 Krum offered battle some miles from the capital and in June Michael marched out at the head of an army but, as battle began, the Anatolian wing of the Byzantine army, led by Leo the Armenian, deserted their posts. As a result the Byzantine army was decimated, Michael made it back to Constantinople where he abdicated (retiring to a monastery where he lived quietly for another thirty years). All four of his sons were castrated and his wife and daughters sent to a monastery – while Leo the Armenian returned to the capital and seized the throne.

Non-dynastic—

Leo V ‘the Armenian’ (813 to 820)

Born about 775, Leo joined the army and rose to become a general in which capacity he betrayed the army in a confrontation with Khan Krum of the Bulgars, leading to the abdication of Michael I.

Leo still had to deal with Krum and arranged a meeting with the Bulgar at which he treacherously set assassins to kill him. They failed and Krum made off, infuriated, destroyed all the buildings without Constantinople’s city walls – palaces and churches – then systematically destroyed every Byzantine town he could seize, murdering all the men and taking the women and children into slavery. Adrianople was burned to the ground and the entire population sent into slavery beyond the Danube.

Leo, for his part, mounted some sneaky raids into Bulgar territory where, the chroniclers report, his armies had instructions to kill all the children (dashing their heads against rocks and walls, is the precise description). It was a war of extermination on both sides. Then, just as Krum was supervising the siege engines rumbling up to the walls of Constantinople for a final siege, he dropped dead of apoplexy. To everyone’s surprise, peace had come.

Leo devoted the remainder of his rule to reviving Iconoclasm. The previous three ill-fated emperors had been icon-supporters and their reigns had coincided with financial and military disasters. Leo hoped to revive support for his rule by falling in line with the majority of the upper class, the army and many of the Eastern refugees (who now thronged the city, having fled the armies of the Arabs) who were all deep-rooted iconoclasts. (Iconoclasm feeling became stronger the further east you went.) In 815 Leo promulgated an edict against images which led to an orgy of destruction across the empire. So much beauty and art, silken vestments, gold icons, priceless statues – destroyed forever.

Something – the chronicles are unclear – led to a rift with his one-time good friend Michael from Armoria, who began speaking openly against the emperor and who Leo had imprisoned and ordered to be thrown into a burning furnace. Before this order could be carried out, Michael was freed by accomplices who went with him to the imperial chapel on Christmas Day 820, where they struck down Leo, first cutting off his sword arm, then his head. Leo’s corpse was paraded in ignominy around the Hippodrome. Leo’s four sons were castrated (one died during the procedure) and sent, along with his wife and daughters, into exile.

Amorian dynasty (820 to 867)—

Michael II ‘the Amorian’ (820 to 829)

Michael was an illiterate boor who made his son co-emperor in a bid to establish a settled dynasty. Almost immediately he faced a rebellion which evolved into a civil war, led by Thomas the Slav, a Byzantine general, who besieged Constantinople. However, Thomas’s army was unexpectedly attacked from the north by the Bulgars and massacred. The survivors retreated to a walled town, and Michael now felt confident enough to lead a Byzantine army to besiege them. Michael quickly persuaded the rebels to surrender with a promise of mercy, and to give up Thomas – who promptly had his hands and feet chopped off and his body impaled on a stake.

During Michael’s reign the empire lost Crete to Arab pirates, who ravaged all the towns and converted the entire population into slavery. Another band of Arab adventurers began the Muslim conquest of Sicily. Both islands became the home for Arab corsairs who preyed on shipping all over the eastern Mediterranean, despite Michael sending numerous fleets to try and stop them.

Michael died peacefully in his bed, the first emperor in a sequence of six to do so.

Theophilus (829 to 842)

Born in 813, Theophilus was the only son of Michael II, the illiterate Armorian. Co-emperor since 821, he succeeded on his father’s death aged 25 and was, according to Norwich, ‘magnificently qualified to take on the responsibilities of emperor’.

Theophilus had to deal with the aggressive campaigns from the Muslim East of Caliph Mutasim, who besieged and sacked Armoria, the second city in the empire: when some of the inhabitants took refuge in the town church, Mutasim burned them alive in it, the rest of the population was put in chains and taken back across the desert towards Syria but, when water ran short on this long trek, almost all of them were executed. Only 42 made it alive to Muslim territory. Years later the 42 were offered a final choice between converting to Islam or martyrdom. All 42 chose death and were beheaded on the banks of the River Tigris, thus entering the canon of saints of the Byzantine church. Burning, murdering, death.

Theophilus continued the iconoclastic policies of his father, but rather half-heartedly (with some notably brutal exceptions: he had two Christian writers who refused to renounce icons, tattooed across their faces with a long iconoclastic poem, and he had the greatest icon painter of the time, Lazarus, scourged and branded on the palms of his hands with red hot nails). Nonetheless, in Norwich’s opinion, when Theophilus died, aged just 29, from dysentery, ‘the age of iconoclasm died with him’ (p.52).

Interestingly, in response to the Muslim seizure of Crete and Sicily, Theophilus appealed to the son of Charlemagne, Lewis the Pious, to join forces and drive the Muslims from the Mediterranean. Interesting because, as Norwich points out, if Lewis had done so, the age of the crusades (i.e. armed Western Christian knights interfering in the Muslim Mediterranean world) would have come two and a half centuries early and, if it had become a sustained campaign uniting the Western and Eastern Christians, might have seized back more of the Mediterranean littoral.

Michael III ‘the Drunkard’ (842 to 867)

Born in 840, Michael succeeded on Theophilus was succeeded by his son Michael, born in 840 and so just two years old, with the result that the empire was ruled by his mother, Theodora, until 856. She called a Church Council in 845 which anathematised Iconoclasm, not without the usual fierce ecclesiastical in-fighting. (The fierceness of language and actual bodily violence involved in these Church disputes has to be read to be believed. Senior Christian opponents to imperial policy were often arrested, tortured, scourged and whipped, branded, blinded and exiled.)

The Logothete and eunuch Theoctistus manoeuvred his way to becoming co-ruler with Theodora. (Logothete: An administrative title originating in the eastern Roman Empire. In the middle and late Byzantine Empire, it became a senior administrative title, equivalent to minister or secretary of state.)

Theoctistus led a fleet which managed to recapture Crete, and another Byzantine fleet attacked and ravaged the Muslim naval base at Damietta. In other words, this period saw the start of a significant fightback against Muslim domination of the Eastern Mediterranean.

Theoctistus and the Empress adopted the ruinous policy the pair adopted of the systematic persecution of the heretics known as Paulicians. The Paulicians were Christians of a sort, but rejected large parts of the Old and New Testament and many of the practices of the Church. They were based in Armenia, a mountainous region far to the east of Anatolia. They were ordered to renounce their beliefs but refused, and so a vast military army set out to the East and, if the chroniclers are to be believed, massacred up to 100,000 of the Paulician community – by hanging, drowning, putting to the sword and even crucifixion. Not only was this a foul atrocity in itself, but strategically short-sighted in that it drove the entire community into alliance with the Muslim regime based in Baghdad.

Map showing the spread of the Muslim empire and how surrounded and embattled the Byzantine Empire became (and how foolish it was to drive the Armenians into alliance with the Muslims)

The Empress Theodora’s brother (Michael’s uncle) Bardas, overthrew Theoctistus, confronting him in the palace with a group of soldiers and the young emperor himself, who ran him through with a sword. That was in 855.

Bardas was raised to Caesar in 862. Norwich considers Bardas’s ten year-rule (855 to 865) one of unparalleled success, notable for his military victories over the Bulgars to the north and the negotiation of their conversion to Christianity, for the growing confidence and distinctness of the Eastern Church, and for Bardas’s personal sponsorship of learning – setting up schools and a university – and the arts.

In the last years of Bardas’s rule the monks and scholars, the brothers Cyril and Methodius, were invited by the Khan of the Bulgars to help convert his Slavic people to Christianity. (Formerly it was believed that Cyril, forced to invent new letters to convey Slavic speech sounds, invented the Cyrillic script which is named after him. Nowadays it is thought he and Methodius invented the Glagolitic script, and that Cyrillic was developed later by their students and followers.)

This story didn’t end well, though, because the Khan of the Bulgars wrote a long letter to the emperor complaining about the endless squabbles among the Byzantine Christian missionaries, and asking for clarification on various points of theology. The emperor Michael made the mistake of arrogantly dismissing it, with the result that the Khan turned to the Pope, who gave him a clear, thorough and polite response. The result was the Khan of the Bulgars gave his allegiance to the Pope in Rome and expelled all the Byzantine missionaries.

Meanwhile, Emperor Michael declined into alcoholism. In his last years he took a favourite, Basil, a strong, illiterate peasant from Armenia, talented with horses, and raised him to the level of Court Chamberlain. All kind of speculation floats around him, including the possibility that he was Michael’s gay lover. Michael ordered Basil to marry a young woman who was almost certainly Michael’s mistress, in order to give his mistress free access to the palace (and Michael), without scandalising the clergy. It is possible, then, that when Basil’s wife bore him children, they were in fact the children of the emperor…

Whatever the details, Basil tightened his grip on Michael’s affections, becoming a serious rival to Michael’s uncle, Bardas. On 21 April 866, on the eve of a naval expedition which he was meant to be leading to liberate Crete from the Muslims, Bardas was sitting next to Michael in the imperial pavilion, when Bardas stepped forward and assassinated him. The emperor was obviously in on the coup because he issued a statement declaring Bardas a traitor and exonerating Basil.

Macedonian dynasty (867 to 1056)—

Basil I ‘the Macedonian’ (867 to 886)

Having assassinated Michael’s uncle, Bardas, in 866, 18 months later, on 24 September 867, Basil and seven followers killed the emperor Michael as he lay in a drunken stupor in his bedchamber. Basil had himself proclaimed basileus.

Basil led successful wars in the East against the Arabs and the Paulicians, and seized back the entire Dalmatian coast, Bari, and all southern Italy for the Empire. He initiated a major review and digest of the laws (on the model of Justinian’s code) and also commissioned the building of new churches and palaces. He had four sons but one, young Constantine, was the apple of his eye. When Constantine died suddenly in 879, Basil went into a decline, becoming surly, reclusive and unbalanced. A later legend says he was killed by a stag while out hunting. We’ll never know for sure.

Leo VI ‘the Wise’ (886 to 912)

Instead of Basil’s favourite son, Constantine, it was his next eldest son, Leo, who succeeded, aged twenty. Already he has acquired the nickname ‘the wise’ for his scholarship, grace and deportment. But Leo VI’s reign saw an increase in Muslim naval raids, culminating in the Sack of Thessalonica, and was marked by unsuccessful wars against the Bulgarians under Symeon I.

Leo sparked a far-ranging religious dispute because he married a succession of wives, who all managed to die of illness or in childbirth. He kept at it because he was desperate for a male heir but when he married for the fourth time, to Zoe ‘Carbonopsina’ (of the black eyes), the church was outraged.

Orthodox theology disapproved of even one remarriage, only reluctantly admitted two – so long as the partners spent a good deal of time repenting and praying – but to remarry for a third time was completely forbidden and the Patriarch of Constantinople. Nicholas, was not slow to criticise and anathematise the emperor. So Leo had Nicholas exiled and appointed a new Patriarch who carried out his wishes. But Nicholas’s dismissal and the scandal of the four marriages split the church into fiercely opposing factions.

Alexander (912 to 913)

Leo had sidelined his brother, Alexander, during his reign. When Leo finally died his brother inherited and promptly set about undoing much of his brother’s work, starting by banishing Leo’s wife, Zoe, and ignoring Leo’s careful diplomacy with the ever-threatening Bulgars. He restored the troublesome patriarch, Nicholas, who Leo had dismissed and who returned from exile furious and determined to take his revenge on everyone in the hierarchy who had condoned Leo’s marriage.

Alexander was an alcoholic and died of exhaustion after a polo game, leaving the throne to Leo’s young son, Constantine, born in 905 and so aged just seven.

Constantine VII Porphyrogenitus (913 to 959)

At Alexander’s death there is a scrabble for power. When Zoe learned that Alexander lay dying she rushed back to the palace to protect her and Leo’s son, Constantine. On his deathbed Alexander confirmed Constantine as heir, but appointed a Regency Council led by Nicholas. And the first thing Nicholas did was order the empress to have her hair shorn and be sent to a nunnery, where she was renamed Sister Anna.

Within days the leader of the army, Constantine Ducas, mounted a coup against the regency Council, but as he snuck into the city, he and his conspirators (including his eldest son, Gregory) were caught and killed. Almost certainly Nicholas was in league with Ducas but, after the coup failed, it gave Nicholas the pretext he needed to launch a drastic reign of terror.

Whole companies were massacred, their bodies impaled along the Asiatic shore of the Bosphorus; others were flogged or blinded…. Ducas’s widow was exiled… his younger son… was castrated. (p.127)

Leo VI had wisely paid a tribute or bribe to Symeon the Great, Khan of the Bulgars, to stop him ravaging Thrace (the area to the north of Constantinople).

Constantine rashly stopped the payment with the result that Symeon led a Bulgar army right up to the walls of Constantinople. At this point the Patriarch Nicholas went out to see Symeon and did some kind of deal, so that the Bulgars went away.

But 1) Nicholas’s brutal treatment of the empress and 2) his brutal treatment of the army and 3) the rumour that he had sold out to the Bulgars, led to the collapse of the Regency Council. This triggered the swift return of ‘Sister Anna’, who reclaimed the role of Augusta and Regent and her true name of Zoe.

The next thing that happened was a coup organised by the admiral Romanus Lecapenos. He overthrew the empress (and sent her back to the convent again, hair shorn, Sister Anna once more) and quickly wedded his daughter to Constantine, thus becoming the young emperor’s father-in-law. Romanus worked to make himself invaluable and to seize all the levers of state. Eventually he got himself crowned senior emperor in 920.

Constantine was sidelined during the Lecapenos regime, but asserted his control by deposing Romanus’s sons in early 945. Byzantine forces helped an Armenian king against the Muslims in the East and destroyed an advancing Muslim army in south Italy, restoring a lot of the empire’s prestige. The Byzantines then caught an attacking army of Bulgars under Symeon I unprepared, forcing it to retire back over the Danube.

Constantine’s long reign also saw a flourishing of the arts known as the ‘Macedonian Renaissance’, with the emperor sponsoring encyclopaedic works and histories. He was a prolific writer himself, best remembered for the manuals on statecraft (De administrando imperio) and ceremonies (De ceremoniis) which he compiled for his son, Romanus II.

Romanus I Lecapenos (920 to 944)

This is the admiral, mentioned above, who seized power in 920 and ruled as the emperor Constantine’s ‘father-in-law’. After becoming the emperor’s father-in-law, he successively assumed higher offices until he crowned himself senior emperor. Like a previous Armenian emperor, Basil I, Romanus was keen to create a family dynasty.

His reign was marked by the end of warfare with Bulgaria and the great conquests of John Kourkouas in the East. Romanus promoted his sons Christopher, Stephen and Constantine as co-emperors over Constantine VII. Eventually Constantine VII threw off his rule and sent him to an island as a monk. He died there on 15 June 948.

Romanus II ‘the Purple-born’ (959 to 963)

The only surviving son of Constantine VII, Romanus was born on 15 March 938 and succeeded his father on the latter’s death in 959. He ruled for four years, although the government was led mostly by the eunuch Joseph Bringas. His reign was marked by successful warfare in the East against Sayf al-Dawla and the recovery of Crete by general Nicephorus Phocas.

Nicephorus Phocas (963 to 969)

The most successful general of his generation who restored Byzantine fortunes in the West and East, Nicephorus II was born around 912 to the powerful Phocas clan. The Phocas family were one of the leading powers in the state, having already produced several generals, including Nicephorus’ father Bardas Phocas, his brother Leo Phocas, and grandfather Nicephorus Phocas the Elder.

On the ascension of Emperor Romanus II in 959, Nicephoros and his younger brother Leo Phocas had been placed in charge of the eastern and western field armies respectively. In 960, 27,000 oarsmen and marines were assembled to man a fleet of 308 ships carrying 50,000 troops in a campaign against the Muslim Emirate of Crete. They besieged the capital, Chandax, till it fell in 961, and took back the island after 130 years of Muslim occupation. Meanwhile, another Byzantine force recovered Cyprus in 965.

Nicephorus was recalled to Constantinople by Constantine and sent to the East, where he defeated the governor of Tarsus, ibn al-Zayyat in open battle, before taking the major Muslim city of Aleppo. From 964 to 965, he led an army of 40,000 men which liberated Cilicia and raided in Upper Mesopotamia and Syria. Then Nicephorus led Byzantine forces which besieged and took Tarsus. In 968, Nicephorus conducted a raid through Syria into Palestine which reached the city of Tripoli, raiding and sacking most of the fortresses along his path and which finally managed to take the city of Antioch. It was a high summer for the empire.

However, to finance these wars Nicephorus had increased taxes both on the people and on the church at a time of poor harvests and general dearth, while maintaining unpopular theological positions and alienating many of his most powerful allies. This combination of policies led to a series of riots in Constantinople. These involved his nephew, John Tzimiskes, who, despite having played a key role in many of his military victories, Nicephorus banished to Asia Minor on suspicion of disloyalty.

Tzimiskes was a popular general and, rallying his supporters, was smuggled back to Constantinople. Fellow conspirators let him into the palace, where he and a gang of collaborators murdered Nicephorus in his sleep. Thus ended the life of one of the most successful emperor-generals in Byzantine history.

John I Tzimiskes (969 to 976)

Tzimiskes took over as regent for the young sons of Romanus II. As ruler, Tzimiskes crushed the Rus in Bulgaria and ended the Bulgarian tsardom, before going on to campaign in the East.

According to Norwich, travelling through Anatolia John was appalled to discover the vast extent of the lands acquired by the Imperial chamberlain Basil Lecapenos. Basil got to hear about the emperor’s anger and, fearing that he was about to lose his lands and position, paid servants to administer a poison to Tzimiskes. Taken very ill, John just about made it back to Constantinople before dying. He was, in Norwich’s opinion:

One of the greatest of Byzantine emperors (p.230)

Basil II ‘the Bulgar-Slayer’ (976 to 1025)

Basil was the eldest son Romanus II, born in 958 and, with Tzimiskes’ death, he now inherited the throne aged just 18. He was to have a long and successful reign but the first half was a struggle to establish his own personal rule.

The first decade of his reign was marked by rivalry with the powerful Imperial chamberlain, the eunuch Basil Lecapenos, who he eventually managed to overthrow, confiscating all his estates and having him banished. Then there was a prolonged attempt by two rival generals – Bardas Phocas and Bardas Sclerus – to overthrow him, though the generals spent as much time fighting each other as the emperor. Both eventually failed, though not after prolonged unrest and military campaigns.

Threatened by the rise of Thomas the Slav who revived the kingdom of the Bulgarians, Basil found it wise to form an alliance with Vladimir I of Kiev whose entry into the Church (the baptism of him and his court) Basil supervised, as well as marrying off his sister, Anna, to the new convert. Vladimir would, in time, be made into a saint by the Russian Orthodox Church, for his zeal in building churches, monasteries, and converting his people.

In his campaigns in the East against the Muslims, Basil had seen for himself the immense estates built up by the class of ‘nobles’ or ‘those with power’, and he determined to break their influence, confiscating all large estates, reducing much of the aristocracy to poverty, rejuvenating the peasant communities which the empire depended on for its manpower, and reverting large tracts of land to the emperor.

Basil then did a deal whereby Venice was awarded the coast of Dalmatia to rule under Byzantine suzerainty: this suited the Venetians for the area was rich in wood and grain, and they also wanted to campaign against Croatian pirates; and suited Basil because it left him free for his life’s work, a sustained campaign against Bulgaria. It took twenty years but he eventually defeated Thomas the Slav and his son, and the usurper who murdered the son. All Bulgarian territory and cities were seized, and all survivors of the royal family taken prisoner off to Constantinople. In fact Basil ruled wisely, keeping taxes deliberately low and assimilating leading Bulgar aristocrats into the Byzantine administration.

Basil II’s reign is widely considered the apogee of medieval Byzantium.

Map of the Byzantine Empire in the year 1025  most of present-day Turkey, Greece, the southern Balkans and south Italy

Constantine VIII (1025 to 1028)

The second son of Romanus II, Constantine was born in 960 and raised to co-emperor in March 962. During the rule of Basil II, he spent his time in dissipation. He was 65 when he came to power and managed, in three short years, to fritter away almost all of his brother’s achievements. Unsure of his powers, he became paranoid, suspicious of courtiers and plots, and hundreds of men arrested, tortured and blinded on trumped-up charges.

Only on his death-bed, aged 68, did he worry about the succession. He had three daughters, themselves now relatively old (in their 40s and 50s) and decided that the most presentable of them, Zoe, should be married off to continue the line. After some squabbling about who the lucky man should be, his civil service settled on Romanus Argyros to be Zoe’s husband. The fact that Romanus was already married was not a barrier, since Constantine said, Marry my daughter or I will blind you and your wife. So Romanus’s wife willingly divorced him, took the veil and disappeared to a convent. Next day Romanus married Zoe. Next day the emperor was dead.

Empress Zoe (1028 to 1050)

The daughter of Constantine VIII, Zoe succeeded on her father’s death, as the only surviving member of the Macedonian dynasty. She had three husbands – Romanus III (1028 to 1034), Michael IV (1034 to 1041) and Constantine IX (1042 to 1050) – who ruled in quick succession alongside her.

Zoe’s first husband: Romanus III Argyros (1028 to 1034)

Romanus was an ageing aristocrat, judge and administrator when he was chosen by Constantine VIII on his deathbed to become Zoe’s husband. He was educated but had an inflated opinion of his own abilities and led his army into a disastrous defeat against the Muslims in Syria. Realising his limitations he decided to make a name for himself by building an enormous church to Mary Mother of God, but taxed the population of Constantinople to the hilt to build it with the result that he became very unpopular.

Contemporary chroniclers also claim he had alienated his wife once he realised they were never going to conceive a child (despite both parties spending lots of money on amulets and charms and potions to restore fertility). He had her confined to her quarters and cut her spending allowance.

Gossip had it that Zoe took a young, handsome Greek lover, Michael, related to the most powerful figure at the court, the eunuch John the Orphanotrophos. The chronicler Michael Psellus suggests the couple poisoned Romanus who was discovered expiring by an imperial swimming pool.

Zoe’s second husband: Michael IV ‘the Paphlagonian’ (1034 to 1041)

Within hours of Romanus’s death, Zoe arranged to be enthroned alongside her 18-year-old lover Michael.

Michael quickly came to despise his aging wife and, once again, had her confined to her quarters. He was an epileptic when they married and his condition rapidly worsened, so that he had a curtain installed around the throne which could be quickly drawn by servants at the first sign of a fresh attack.

Aided by his older brother, the eunuch John the Orphanotrophos, Michael’s reign was moderately successful against internal rebellions, but his massed attempt to recover Sicily from the Muslims totally failed, not least because it was put under the command of John the Orphanotrophos’s sister’s husband, Stephen.

As he grew iller, Michael spent more time building churches and having masses said for his soul. His older brother, the by-now all-powerful John the Orphanotrophos, could see he was dying and cast around for ways to preserve the dynasty. His other brothers were eunuchs, so John’s search alighted on the son of his sister, Maria, and her husband Stephen, Michael.

Basil II had wisely decreed that the defeated Bulgarians should only pay tax in kind. John the Orphanotrophos unwisely revoked this and imposed tax demands in gold. This, plus the imposition of an unpopular Greek to rule their church, led to a revolt of the Bulgars. Michael amazed everyone by taking to his horse and leading the Byzantine army which successfully put the revolt down. He then returned to the capital and died.

Zoe’s son: Michael V Calaphates (‘the Caulker’) (1041 to 1042)

In the last stages of terminal illness, Michael IV was persuaded to adopt Stephen’s son (his nephew), also named Michael, as his own son and heir. Michael IV duly died, aged just 25, and was succeeded by this nephew and namesake, who became Michael V.

In time Michael would be nicknamed calaphates or ‘the caulker’ because this had been the humble shipyard profession of his father, Stephen, before John the Orphanotrophos had wangled him a job as admiral on the ill-fated expedition to reclaim Sicily. He certainly had a very tenuous claim to the throne.

No emperor in the whole history of Byzantium had less title to the throne than Michael Calaphates. (Norwich p.292)

Michael V immediately 1. mounted an assault on the court civil service, making widespread changes 2. removed John the Orphanotrophos from power, confiscating his property and sending him to a monastery. Next he tried to sideline Zoe, having her shaven and send to a convent, but, unexpectedly, this sparked a popular revolt which led to days of mass rioting – resulting in the largest casualties from civic strife the capital had seen since the Nika riots. Michael was forced to recall her and restore her as empress on 19 April 1042, along with her sister Theodora but this wasn’t enough. Norwich quotes the eye witness account of Michael Psellus who went with the mob to the palace chapel where Michael and his uncle, Constantine, were hiding, describes them being persuaded to leave, escorted by the City Prefect through a jeering mob, and then met by the public executioner sent by Zoe, who proceeded to blind them both in front of the baying mob. They were both sent to separate monasteries, Michael dying later that year.

Michael had managed to get himself deposed after a pitiful four months and 11 days on the throne,

Zoe had hoped the riots were solely in her favour but it became apparent that the city didn’t trust her, associating her too much with the ancient regime, and began clamouring for her sister, Theodora who had, fifty years earlier, been consigned to a convent where she had spent most of her life.

Zoe’s sister: Theodora (1042 to 1056)

Born in 984, Theodora was therefore 58 when she was raised as co-ruler on 19 April 1042. However, it quickly became clear that the sisters didn’t get on and that, worse, the court, civil administration, the army and so on were liable to divide into sects supporting one or other woman. The solution was to bring a man in to rule. Theodora, still a highly religious virgin, refused absolutely to be married, but Zoe, now 64, accepted with relish. (It is symptomatic of the name shortage in Byzantium that all three of the candidates which were considered for her hand were named Constantine.)

Zoe’s third husband: Constantine IX Monomachos (1042 to 1055)

Wikipedia tells the story:

Constantine Monomachos was the son of Theodosius Monomachos, an important bureaucrat under Basil II and Constantine VIII. At some point, Theodosius had been suspected of conspiracy and his son’s career suffered accordingly. Constantine’s position improved after he married his second wife, a niece of Emperor Romanus III Argyros. After catching the eye of the Empress Zoe, Constantine was exiled to Mytilene on the island of Lesbos by Zoe’s second husband, Michael IV.

The death of Michael IV and the overthrow of Michael V in 1042 led to Constantine being recalled from his place of exile and appointed as a judge in Greece. However, prior to commencing his appointment, Constantine was summoned to Constantinople, where the fragile working relationship between Michael V’s successors, the empresses Zoe and Theodora, was breaking down. After two months of increasing acrimony between the two, Zoe decided to search for a new husband, thereby hoping to prevent her sister from increasing her popularity and authority.

After her first preference displayed contempt for the empress and her second died under mysterious circumstances, Zoe remembered the handsome and urbane Constantine. The pair were married on 11 June 1042, without the participation of Patriarch Alexius I of Constantinople, who refused to officiate over a third marriage (for both spouses). On the following day, Constantine was formally proclaimed emperor together with Zoe and her sister Theodora.

During his thirteen-year rule Constantine supported the mercantile classes and favoured the company of intellectuals, thereby alienating the military aristocracy. A pleasure-loving ruler, he installed his long-term mistress, Maria, grand-daughter of the rebel Bardas Sclerus, in the palace with the apparent approval of the old empress, although this scandalised public opinion. He endowed a number of monasteries, chiefly the Nea Moni of Chios and the Mangana Monastery.

He had to cope with two major military revolts, of George Maniakes, the empire’s leading general who was rampaging across southern Italy in combat with the new power in the region, the Normans, and who, when recalled to the capital, was so angry that he had himself declared emperor by his troops in 1042 and marched on Constantinople, ending up killed in a skirmish with loyal troops in Thessalonica in 1043

The second revolt occurred three years later, led by Leo Tornikios, who raised an army in Thrace and marched on the capital, which he besieged. After two failed assaults Leo withdrew, his army deserted him and he was captured. At Christmas 1047, he was blinded and no more is known of him.

Though he survived these threats, Constantine’s rule saw the elimination of the Byzantine presence from Calabria and Sicily, the Seljuk Turks had established themselves in Baghdad and were planning their invasions of Anatolia, and the Danube frontier had been breached by a number of invading tribes – the Pechenegs, the Cumans and the Uz. Which leads Norwich to comment:

The Emperor Constantine IX was more confident than Constantine VIII, more of a realist than Romanus Argyrus, healthier than Michael IV and less headstrong than Michael V. Politically, however, through sheer idleness and irresponsibility, he was to do the Empire more harm than the rest of them put together. (p.307)

Norwich goes into great detail to describe the Great Schism between the patriarchates of Rome and Constantinople which climaxed in legates from Rome placing a grand bull of excommunication on the high altar of St Sophia cathedral during the Eucharist. It is a long, sorry, shambolic story of misunderstandings and animosity between bigots on both sides.

This was bad politics because both sides needed to unite to drive the Normans out of Sicily. Their disunity allowed the Normans to seize control of the island and part of southern Italy. Interestingly, Constantine set about restoring the Church of the Holy Sepulchre in Jerusalem, which had been substantially destroyed in 1009 by Caliph al-Hakim bi-Amr Allah, and endowing other churches in Palestine.

During Constantine’s reign, Theodora was again sidelined, but Zoe died in 1050, and Constantine himself followed her in 1055. At which point Theodora briefly assumed full governance of the Empire and reigned until her own death the following year (1056).

As both Theodora and Zoe had no children, the chronicler Michael Psellus describes the panic-stricken meetings in which senior officials cast around for someone to replace her. They finally settled on an elderly patrician and a member of the court bureaucracy, Michael Bringas, who had served as military finance minister (and hence the epithet Stratiotikos often attached to his name). The senior civil servants knew he was one of them, and thought he would be easily managed. The dying Empress was persuaded to nod her head in approval of the choice, just hours before she passed away.

Non-dynastic (1056 to 1057)—

Michael VI Bringas ‘the Old’ (1056 to 1057)

Michael was in his 60s, an ageing bureaucrat who had put up with years of low level abuse from military types. Now, as emperor, he took his revenge, spending money on the civil service and state officials, but underfunding the army. In his first review of the leading generals he amazed them by berating them in violent terms, and followed it up a few days later with more of the same.

They rebelled. A conspiracy of generals persuaded their leading figure, the tall, successful leader Isaac Comnenus, to lead the army of the East against Constantinople. Everywhere they went troops and citizens rallied to his flag, but nonetheless they were forced to fight a hard-fought battle against the army of Europe which Michael had summoned to his defence, just across the Bosphorus near Nicomedi. After a prolonged struggle, the eastern army triumphed and – after negotiations with Michael’s envoys – the emperor abdicated and was allowed to retire to a monastery where he died in 1059.

Comnenid dynasty (1057 to 1059)—

Isaac I Comnenus (1057 to 1059)

Born about 1005, Isaac was the empire’s leading general when he was declared emperor by his troops and led them against Constantinople in 1057. He reigned for just two years, during which he tried to fund and organise the army better, but alienated the church (by arresting Michael Cerularius, the Patriarch who had persuaded Michael VI to abdicate) and much of the population (rigorous collection of taxes, reduction in state salaries, confiscation of property from the mega-rich).

There are two stories about his death: either he simply abdicated, perhaps depressed by the scale of the problems he faced and the obdurate roadblocking of the civil service, and retired to a monastery. In the other version he caught a chill while out hunting which turned into pneumonia.

In both versions of the story Isaac needed to name a successor and ignored his daughter, brother and five nephews to choose Constantine Ducas, the most aristocratic of the group of intellectuals who had helped revive Byzantine learning a few years before.

Doucid dynasty (1059 to 1081)—

Constantine X Ducas (1059 to 1067)

There is no Emperor in the history of the later Roman Empire whose accession had more disastrous consequences. (p.337)

Constantine was a highly educated Greek aristocrat but he was also, in Norwich’s opinion, ‘a hopelessly impractical and woolly-minded bureaucrat’ (p.336) and ‘arguably the most disastrous ruler ever to don the purple buskins’ (p.338).

Why all the blame? Because Constantine wasted the imperial finances on high living and indulged in theological and philosophical speculation. Meanwhile he replaced standing soldiers with mercenaries and left the frontier fortifications unrepaired.

This led to mounting unhappiness within the army and an attempt by some generals to assassinate him in 1061 which was foiled. The result of running down the army was that under his rule the Empire lost most of Byzantine Italy to the Normans under Robert Guiscard, suffered invasions by Alp Arslan in Asia Minor in 1064, resulting in the loss of the Armenian capital, and by the Oghuz Turks in the Balkans in 1065, while Belgrade was lost to the Hungarians.

But it is the rising threat from the Seljuk Turks which Norwich focuses on. He describes the Turks as being a nomadic tribe of warriors, famed for their abilities firing a bow and arrow from the saddle, which originated in Transoxiana, and moved south, converting to Islam and slowly taking over Persia. They finally seized the capital of the old Abbasid Dynasty, Baghdad, in 1055. Meanwhile they also led expeditions against Armenia, which was by way of being a buffer state between the east and the Empire, and then pushed on into Anatolia, raiding as far as Ankara and Caesarea.

It is for Constantine’s systematic and deliberate running down of the Empire’s army and physical defences that Norwich names him worst Byzantine Emperor ever. In the same year that the Turks penetrated as far as Ankyra – with no army or force of any kind sent to prevent them – that Constantine died.

On his deathbed Constantine made his wife swear not to remarry and made all the senior officials sign a pledge that the succession could only go to a member of his family, the Ducases.

By his second wife, Eudocia Macrembolitissa, Constantine had the following sons:

  • Michael VII Ducas, who succeeded as emperor
  • Andronicus Ducas, co-emperor from 1068 to 1078
  • Constantius Ducas, co-emperor from 1060 to 1078

Michael VII Ducas (1067 to 1078) part 1

Born about 1050, Michael was the eldest son of Constantine X and succeeded to the throne aged 17 but showed little interest in ruling, leaving that to his mother, Eudocia, and uncle, John Ducas.

On 1 January 1068, Eudocia, having deceived the leading aristocrats about her intentions in order to get her deathbed promise to Constantine not to marry again annulled, married the general Romanus Diogenes, who now became senior co-emperor alongside Michael VII, and Michael’s brothers Constantius and Andronicus.

Romanus IV Diogenes (1068 to 1071)

If the Ducas family was one of the grandest, oldest and most illustrious parts of the courtly bureaucracy, Romanus hailed from the Anatolian military aristocracy. Eudocia, at least, appeared to realise that, with the pressing threat from the Turks, the Empire needed a strong military leader.

Michael VII had surrounded himself with sycophantic court officials, and was oblivious to the empire collapsing around him. In dire straits, imperial officials resorted to property confiscations and even expropriated some of the wealth of the church. The underpaid army mutinied, and the Byzantines lost Bari, their last possession in Italy, to the Normans of Robert Guiscard in 1071. Simultaneously, there was a serious revolt in the Balkans, where the Empire faced an attempt at the restoration of the Bulgarian state. Although this revolt was suppressed by the general Nicephorus Bryennius, the Byzantine Empire was unable to recover its losses in Asia Minor.

Struggling against this tide, Romanus immediately began to try and correct all the abuses which had built up around the army, to settle all arrears of pay, negotiate new contracts with mercenary soldiers, raise new levies from peasants in Anatolia, improve equipment and training.

In 1068, 1069, and 1070 he led raids into Turkish territory, seizing towns. The leader of the Turks by this point was Alp Arslan and the two leaders tried to negotiate a truce, but this was constantly broken by the Turcomen, lawless bandits related to the Turks who had not adopted Islam or any central authority.

Finally Romanus set off in the spring of 1071 with the largest army he could muster to crush the Turks. But – to be brief – it was he and the Byzantine army which was crushingly and definitively defeated, at a massive battle near the small fortress of Manzikert in August 1071.

There is reams of speculation about what exactly happened, but it seems certain that, having split his army in two due to uncertainty about the precise location of the Turk army, when Romanus located it and called for the other half, led by Joseph Tarchaniotes, to come to his aid, it didn’t. Speculation why continues to this day. After lining up for an engagement the Turks then retreated systematically, luring Romanus’s army towards mountains at the edge of the plain, where he feared getting trapped, so turned his forces. But some of them interpreted this as flight, rumour spread that the Emperor was killed, the Turks suddenly attacked in force, and the rearguard, led by one of the rival Ducas clan, fled. The remaining army was massacred by the Turks, Romanus fighting to the end, captured and brought before the Turkish leader.

The battle of Manzikert was the greatest disaster suffered by the Empire of Byzantium in the seven and a half centuries of its existence. (p.357)

Alp treated Romanus with respect, concluded a treaty with him, had him dressed, his wounds treated, and escorted back towards Constantinople: it would pay him to have a defeated Emperor in his power who would respect their treaty, rather than a new young buck who would ignore it. But Romanus’s fate was already sealed.

Michael VII Ducas (1067 to 1078) part 2

When rumours of a calamitous defeat reached Constantinople, the initiative was taken by Michael’s uncle John Ducas and his tutor Michael Psellus. They quickly proclaimed Michael VII Senior Emperor and he was crowned as such on October 24, 1071. Eudocia was quickly despatched to a convent.

Romanus seems to have mustered what remained of his army for the return march on Constantinople but was beaten in two consecutive battles with loyalist troops, after the second of which he gave himself up. Despite promises of a safe passage he was blinded and then paraded in rags sitting backwards on a donkey.

After Manzikert, the Byzantine government sent a new army to contain the Seljuk Turks under Isaac Comnenus, a brother of the future emperor Alexius I Comnenus, but this army was defeated and its commander captured in 1073.

The problem was made worse by the desertion of the Byzantines’ western mercenaries, who became the object of the next military expedition in the area, led by the Caesar John Ducas. This campaign also ended in failure, and its commander was likewise captured by the enemy.

The victorious mercenaries now forced John Ducas to stand as pretender to the throne. The government of Michael VII was forced to recognize the conquests of the Seljuks in Asia Minor in 1074, and to seek their support against Ducas. A new army under Alexius Comnenus, reinforced by Seljuk troops sent by Malik Shah I, finally defeated the mercenaries and captured John Ducas in 1074.

The net effect of these years of chaos was that the Turks established enduring control of a vast swathe of Anatolia, previously the main source for the Empire’s grain and manpower. The Turks named it the Sultanate of Rum (derived from ‘Rome’).

The economic upheaval caused by all these defeats added to widespread dissatisfaction and in 1078 two generals, Nicephorus Bryennius and Nicephorus Botaneiates, simultaneously revolted in the Balkans and Anatolia, respectively.

Bryennius raised the standard of revolt in November 1077 in his native city of Adrianople and marched on the capital. But, out east, Botaneiates gained the support of the Seljuk Turks, and he reached Constantinople first. They arrived as rising prices and food shortages led to riots and widespread burning and looting in March 1078. Michael abdicated on March 31, 1078 and retired into the Monastery of Studium.

Nicephorus III Botaneiates (1078 to 1081)

Born in 1001, Nicephorus rose to become the strategos of the Anatolic Theme, rebelled against Michael VII and was welcomed into the capital as a saviour to the rioting and anarchy. He had his rival Bryennius arrested and blinded.

Botaneiates was in his seventies when he came to power, old and faced with the breakdown of the civil authority (after the leading bureaucrat had been murdered in the riots) and the ongoing weakness of the army on all fronts, which led to uprisings, rebellions and invasions on all borders, Botaneiates struggled and failed to cope.

Alexius I Comnenus (1081 to 1118)

In the nick of time arrived a saviour. Exhausted, Botaneiates abdicated in 1081 and retired to a monastery where he died on 10 December of the same year. He abdicated in favour of an aristocratic young general who was to reign for the next 37 years with a firm hand and give the Empire the stability is so sorely needed.

He was Alexius Comnenus, nephew of Isaac Comnenus. His reign was to be dominated by wars against the Normans and the Seljuk Turks, as well as the arrival of the First Crusade and the establishment of independent Crusader states. But that is the start of a new era, and so here Norwich ends the second volume of his history of the Byzantine Empire.


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Kamala Ibrahim Ishag: States of Oneness @ Serpentine South

‘States of Oneness’ is a new exhibition of paintings and drawings at the main Serpentine Gallery (Serpentine South, as it’s now known) by pioneering Sudanese artist Kamala Ibrahim Ishag.

‘Two Women (Eve and Eve)’ by Kamala Ibrahim Ishag (2016) © Kamala Ibrahim Ishag (photo by the author)

It brings together works in a variety of media, including:

  • numerous oil paintings
  • a number of early charcoal drawings
  • oil painting on leather drums
  • decorated vases or calabashes
  • a set of 5 Quranic prayers, photocopies of Arabic text which she has decorated with ink and acrylic paint
  • one large painted wooden screen

As usual, the plain white walls and light open spaces of the Serpentine’s rooms make an excellent setting for this major survey of an artist who is, I think, little known in the UK.

Installation view of ‘States of Oneness’ showing a) a big painting on the back wall b) the five framed Quranic prayers on the wall to the right and c) two painted calabashes in the foreground © Kamala Ibrahim Ishag 2022. Photo: George Darrell, Courtesy Serpentine

Ishag’s biography

Born in 1939, Kamala Ibrahim Ishag has practiced since the 1960s and become a defining figure of modern Arab and African art. In the early to mid-1960s, Ishag was part of the Khartoum School, an influential Sudanese modernist movement, which collectively forged an identity for the newly independent nation by drawing on both Arabo-Islamic and African artistic traditions.

Ishag in London

Ishag was among the first women artists to graduate from the College of Fine and Applied Art in Khartoum in 1963, and she followed this with studies in Mural Painting at the RCA in London from 1964 to 1966, and Lithography, Typography and Illustration from 1968 to 1969. During her time in London – the press handout tells us – she was subject to three strong influences:

  • she was drawn to the visionary tone of William Blake’s poetry and etchings
  • she was affected by Francis Bacon’s distorted figures
  • and she was struck by the distorted reflections of human faces and figures she saw in the curved windows of Underground trains

One of the exhibition’s rooms features some big paintings from the 1970s which directly reference Bacon, showing human figures in very dark colours, midnight blues and angsty purples, confined in dimly visible cages, with titles like ‘Loneliness’. Striking but not typical of her work.

Loneliness (1987) by Kamala Ibrahim Ishag © Kamala Ibrahim Ishag

Much more important, though, is the spiritualist and other-worldly vibe which you can feel flowing through all her work.

The Crystalist movement

In the mid-1970s, she co-founded the Crystalists, a postmodern, conceptual group which challenged the male-dominated and identity-focused Sudanese art scene and advocated for a new aesthetic modelled on diversity, transparency and existentialist theory. Her Wikipedia tells us more about the Crystalists:

The Crystalist Group broke away from traditional practices in the Sudanese art scene. Their intention was to distinguish themselves from the Khartoum School of painting and their traditional male-centred outlook. This new approach in Sudanese painting was marked by a public declaration in the form of the so-called Crystalist Manifesto. This document presented an artistic vision that attempted to work beyond the Sudanese-Islamic framework of the Khartoum School. Moreover, the Crystalists sought to internationalize their art by embracing an existentialist avant-garde, more akin to European aesthetics.

“The Cosmos is a project of a transparent crystal with no veil and eternal depth. The truth is that the Crystalists’ perception of time and space is different from that of others. The goal of the Crystalists is to bring back to life the language of the crystal and to transform language into something more transparent, in which no word can veil another – no selectivity in language. […] We are living a new life, and this life needs a new language and new poetry.”
(The Crystalist Group, Khartoum, 1971)

Events have moved on in Khartoum and the wider world in the half century since then, but you can hear the stands of mysticism, feminism and internationalism which have informed her work to this day.

Spiritualism in Ishag’s art

The Crystalists may have come and gone as a movement but Ishag’s interest in spiritualism and reaching beyond the veil has endured. Working out way to depict the many ‘states of oneness’. According to the press handout, this derives from the stories of spirits told by her mother and grandmothers, and the field research she carried out with spiritualist women convening healing Zar ceremonies, a traditional practice in North Africa and the surrounding region.

In terms of the work, this has resulted in a very distinctive handling of the human body and face, transforming human beings into willowy, undulating shapes, boneless spirits, barely embodied. In the most recurring instances I thought her people were transforming into spermatazoa, heads with wriggly tails for bodies. That’s what the tadpoles wriggling round the bottom of this picture remind me of.

‘Procession’ (Zaar) by Kamala Ibrahim Ishag (2015) © Kamala Ibrahim Ishag

Or as here, in the untitled decoration of a leather drum, where the bodies are made to taper parallel to palm trees, in an image obviously influenced by the landscape of Sudan.

Composition by Kamala Ibrahim Ishag (2016) © Kamala Ibrahim Ishag (photo by the author)

And above all her faces. So many of the faces which appear in these paintings are doubled, as if split, as if she is capturing the duality of human experience in every portrait. As mentioned above, this owes something to her seeing faces of people travelling on the Tube curved and distorted and refracted in Tube carriage windows.

‘Faces with two roses’ by Kamala Ibrahim Ishag (2017) © Kamala Ibrahim Ishag (photo by the author)

But looking at some of them, I thought about Freud and psychoanalytical notions of the conscious and unconscious selves, or wider depth psychology ideas about the multitude of selves we contain within ourselves. Looking at others I thought about the most basic tenet of most religions which is that we are made of body and soul, are made of bodily instincts and soulful longings. Then again, the ones with multiple eyes reminded me of Picasso or the Picasso which his philistine critics liked to mock, two eyes on the same side of the nose, that sort of thing.

Detail of ‘Faces with two roses’ by Kamala Ibrahim Ishag (2017) © Kamala Ibrahim Ishag (photo by the author)

These and many more interpretations are possible. I like art which allows indeterminacy of interpretation, allows thoughts and reflections to rise and connect and free associate.

Nature in Ishag’s art

The other really important aspect of her work is nature, to be precise, trees and leaves and flowers. There are many images of trees and leaves and of people’s willowy bodies undulating in line with arboreal curves. For example, the image at the top of this review of two women floating amid a sea of bright green leaves, or the spectacular ‘Lady grown in a tree’.

‘Lady grown in a tree’ by Kamala Ibrahim Ishag (2017) © Kamala Ibrahim Ishag (photo by the author)

This lady really is deeply embroiled with her tree. The idea made me think of Ovid’s Metamorphoses and all those figures from Greek mythology, mostly women, who turns into flowers or trees.

‘Nothing now remained of my dear sister except her face: all the rest was tree.’
(Iole describing the fate of her sister, Dryope, transformed into a tree, in book 9 of Ovid’s Metamorphoses)

But looking up close, it struck me the lady’s face is very reminiscent of the African mask-inspired faced of Picasso’s famous painting, Les Demoiselles d’Avignon, from a hundred and ten years earlier, in 1907.

Detail of ‘Lady grown in a tree’ by Kamala Ibrahim Ishag (2017) © Kamala Ibrahim Ishag (photo by the author)

The people who float around at a gallery like the Serpentine and are available to answer questions are called ‘visitor assistants’. They are always extremely helpful and very well informed. I got chatting to one visitor assistant who pointed out that many of these images of trees and flowers derive from the plants in Ishag’s own garden in Khartoum. Some – like the palm trees on the drum I mentioned above – are obviously nods to Sudan’s wider landscape. But many not only show flowers but convey a very feminine sense of sociability in a calm, leafy, civilised space. Hence the stylised but still very evocative painting ‘Gathering’ from 2015.

‘Gathering’ by Kamala Ibrahim Ishag (2015) © Kamala Ibrahim Ishag

I assume this is a meeting of (rather ghoulish-looking) ladies who are drinking tea or a light beverage from the long glasses with tiny handles, or maybe just water, which symbolises the water of life. Maybe the glasses are both on the table and floating off it (at the same time) and the picture captures the way it’s the same water as feeds the trees and plants in her garden, which can’t live without it. So the water in the human glasses is one with the water feeding nature and so the plants can be thought of as growing out of the water in the glasses as it is all one.

The more you look, the more you see images of greenery – flowers, plants, tendrils and leaves, either as central motifs for a picture or as decorative elements furling around the split faces and swimming spermatazoa, or of people turning into trees, or of trees containing human faces.

Take the image at the top of this review, ‘Two Women’, if you look carefully at the trees, you’ll see they both contain a human face. In fact at the bottom of both trees, especially the one on the right, you can see a pair of human feet. This painting in particular, made me think of the Ents in Tolkien’s Lord of the Rings, giants in tree form.

The more you look, the more you see leaves, flowers, tendrils, trees everywhere, images of wholeness and healing to set against her continually disturbing depiction of human faces.

Detail of ‘Two figures in two balls’ by Kamala Ibrahim Ishag (2016) © Kamala Ibrahim Ishag (photo by the author)

‘Blues for the Martyrs’

As might be obvious by now but I think Ishag’s most recent work is her best. In the big paintings from the last decade or so all her themes – willowy people, strange split faces, trees and tendrils – emerge with most force and power. Some artists peak early and fade; Ishag strikes me as getting better and better with every year. Long may she continue.

Thus it is that arguably the most striking image in the entire show is the most recent. It’s titled ‘Blues for the Martyrs’ and it was made this year, 2022. One of those visitor assistants I was talking about explained it to me. In 2019 there were student protests in Khartoum. The police cracked down with violence. They beat up and threw protesters into the river (Nile). Hence the deep blue of the painting which portrays the river and the tendrils of river weeds billowing up through the water.

And the faces in their bubbles? Ishag is using the faux naif style she has perfected over decades to convey the sense of the souls of the dead, protected in hermetic bubbles, enduring, living on, smiling blissfully, a little childishly, maybe. They’re certainly strikingly unlike the troubled split faces, the ghoul faces, of virtually all her previous work. ‘Smiley face for the martyrs.’

‘Blues for the Martyrs’ by Kamala Ibrahim Ishag (2022) © Kamala Ibrahim Ishag

‘Blues for the Martyrs’ is pretty much the most striking painting in the exhibition, not least because it marks such a complete departure from the palette of almost all the other works. Much of the other stuff, whether painted on drums or calabashes or canvas, is predominantly brown or sand, colours of a hot desert country, sprinkled with green leaves, splashes of plantlife in the desert.

By contrast this painting is huge and painted a powerfully deep rich blue. It’s a very striking image but I’ve saved it till last because it’s so uncharacteristic of everything which came before it. Maybe it’s a one-off or…maybe it marks a new departure in Ishag’s work, which is still very much ongoing.

Summary

This is an unusual, unexpected, strange and often very beautiful exhibition, beautifully laid out in the Serpentine’s main big white gallery space. And it’s FREE. Well worth making a detour through the park to see.

Here’s the artist herself, pushing 83 and still rocking it.

Kamala Ibrahim Ishag. Photo © Mohamed Noureldin Abdallah Ahmed


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On the laws by Cicero

We are born for justice and what is just is based, not on opinion, but on nature.
(De legibus, book I, section 28)

Cicero began writing the De legibus or On the laws during the same period as the De republica, i.e. the late 50s BC, but suspended work on it when he was compelled to go and be governor of Cilicia in 51 BC, and possibly never resumed it. It is certainly unfinished. We have just two books of 60-odd sections each and most of book 3 (49 sections) then the manuscript stops in mid-sentence. The 4th century AD philosopher Macrobius refers to the existence of a book 5. Maybe it was intended to have 6 books to parallel the De republica to which it is obviously a partner.

Like most of Cicero’s other works it is a dialogue though, unlike the De republica, it is set in the present and, instead of historical personages, features just the author himself, his brother (Quintus Tullius Cicero) and his best friend (Titus Pomponius Atticus, addressee of so many of Cicero’s letters).

De legibus has a simple premise: since he is Rome’s leading lawyer and advocate, Cicero’s brother and friend suggest he is perfectly placed to write a book about The Law, and so Cicero sets off with the aim of establishing the fundamental basis of law, before considering specific laws, whether they need to be amended and, if so, how. From the start Cicero describes and explicates what was essentially the Stoic theory of natural law as amounting to right reason in action.

Natural Law

In the introduction to the Oxford University Press edition, Jonathan Powell explains that Cicero’s theory of Natural Law was based on certain premises:

  1. that the universe is a system run by a rational providence
  2. that mankind stands between God and the animals so that in creating and obeying laws man is employing Right Reason
  3. that human potential can only be realised in communities – Cicero derives this from Aristotle’s view that humans are sociable animals
  4. that man is a homogeneous species – we have more in common than separates us – therefore we are susceptible to the same, one, universal natural law which stands above (or lies beneath) all ‘positive’ i.e. merely local and culture-specific laws
  5. that law is based on (human) nature not opinion – individual laws may come and go but the existence of a deep fundamental law of human nature can never change

Natural Law refuted

The objections to this are obvious and start with the counter statement that the universe is very much not a system run by a rational providence. Since Isaac Newton’s discoveries of the basic forces which govern the universe, there has been no need to posit a God to create and keep the universe running; and since Darwin published On The Origin of Species in 1859, there has been no need to posit a God who created the extraordinary diversity of life forms we see around us, including humanity. Many other reasons may be found for adducing the existence of a God or gods, but the regularity of the cosmos and the diversity of the natural world are not among them.

If God does not exist, didn’t create the universe and does not deploy a benevolent providence to watch over us, then humans cannot occupy a middle space between the animals and this God who doesn’t exist. We are more accurately seen as just another life form amid the trillions teeming all over the earth.

Cicero displays towards human beings the same kind of anthropocentric chauvinism and exceptionalism which was first recorded among his Greek predecessors and persisted through most thinking about humanity and human nature up till very recently. Only in the last couple of generations has it become clear that humans may have invented language and maths and built skyscrapers and flown to the moon but that, deep down, we are just apes, mammals, animals, and behave much like all the other mammals, in terms of our fundamental behaviours – feeding, mating and fighting.

If you have a God, then you can establish a hierarchy with him at the top, then the angels, then humans sitting comfortably above all other species on earth. If you have no God, the hierarchy crumbles and we are just one among a million different life forms jumbled together on this small planet, engaged in the never-ending battle for survival. Nowadays we know that humanity is killing off the other species, destroying countless habitats, and burning up the planet as no other species possibly could. Some people characterise our arrogant lording it over life forms as speciesism, a view I share.

If there is one quality that distinguishes human beings from all other species it is our unique capacity for destruction.

The notion that humans are governed by Right Reason has always seemed to me self evidently false. Our values are inculcated by the society we grow up in. If some values are almost universal across most of these societies this is because they make evolutionary sense, they help the group survive, rather than being a Universal Law handed down by a Benevolent God.

Therefore premises 1, 2, 4 and 5 listed above are false. We are left with 3, the notion that humans naturally live in groups or communities, which seems to be objectively true, but gives us no guide on how we should conduct ourselves, or establish laws or rules for running these communities.

Lastly, the introductions to all these texts by Cicero tend to talk about Universal values, Universal laws, and Universal human nature very freely but I can’t help feeling they only apply to the Western world. The terms of reference seem very Eurocentric or Anglocentric or whatever the word is for Western-centric. Meaning that my reading about African tribes, cultures, laws and traditions, or what I know about Chinese history, and my personal experience of travelling in the Muslim world, suggest that there are many non-Western cultures which don’t share these ways of looking at the world at all. I’m guessing the same could be said about Indian culture, or the traditions of the native Americans of North or South America, the Australian aborigenes and any number of other cultures.

Liberals may be proud of the Universal Declaration of Human Rights (UDHR), adopted by the recently founded United Nations, founded by the soon-to-be-victorious Allies during the Second World War, based in New York, a document drafted by a committee chaired by the American president’s wife (Eleanor Roosevelt) – but the idea of universal set of values is not a fact about human beings but a high-minded aspiration.

I recently visited the British Museum exhibition on Stonehenge. This has a section describing life in Britain before the advent of the (first) agricultural revolution, which began in the Middle East 12,000 years ago. The human population of Britain was minuscule (maybe 5,000) arranged into tiny communities of hunter gatherers who lived deep amid nature as they found her, without the knowledge, means or incentive to change anything, to fell trees, clear land, burn forests and so on. Instead they considered themselves an integral part of nature, not set aside from it. They killed rarely and atoned for their killings with offerings. And the exhibition says this was the way of life for most hunter-gatherer societies for most of human history i.e. going back hundreds of thousands of years, back through all the various species of the genus Homo.

So I’m saying that Cicero’s premises are not only wrong in the theoretical/theological way that they posit the existence of One Universal God to explain the world around us, an explanation which has been utterly superseded by the scientific worldview – but wrong in all his factual claims about human nature,  above all that it is universally the same, whereas we now know that there have been, and currently are, many, many, many more human cultures than Cicero could ever imagine.

The Romans thought the world amounted to one continent completely surrounded by a vast Ocean, punctuated by the middle-earth or Mediterranean Sea. They hugely underestimated the size of Africa, and thought the world ended with India and a little beyond the Ural mountains, so forming one circular continent. The historical examples Cicero bases his notion of a universal human nature on amount to a tiny sub-set of the actually existing cultures of his own time, and a minuscule sub-set of all the human cultures and societies which have existed over the face of the earth for the past several hundred thousand years.

So: this book is clever and interesting in all kinds of ways but it is based on multiple types of ignorance – deep, deep ignorance – which lead to false premises and wrong deductions on every page.

Cicero’s motivation

As we saw in De republica Cicero was a very practical-minded Roman. He wasn’t interested in airy-fairy philosophical speculations for their own sake. He was a staunch Roman patriot who wanted to preserve the Roman state. The practicalness of his motivation is stated explicitly mid-way through book one:

You see the direction which this discussion is taking. My whole thesis aims to bring stability to states, steadiness to cities, and well-being to communities. (I, 37)

He is not seeking ‘the truth’, so much as cherry-picking arguments from the range of Greek philosophy in order to shore up his practical and patriotic aim.

Book one

Cicero asserts that:

  1. human beings are blessed with the ultimate gift of the gods, Reason
  2. humans have a single way of living with one another which is universal
  3. all people in a community are held together by natural goodwill and kindness (I, 35)

As you can see, all these axioms are wrong and he goes on to deliver a slew of equally high-minded, fine-sounding sentiments which are equally false:

Law is the highest reason, inherent in nature, which enjoins what ought to be done and forbids the opposite. (I, 18)

Law is a force of nature, the intelligence and reason of a wise man, and the criterion of truth and injustice. (I, 19)

The creature of foresight, wisdom, variety, keenness, memory, endowed with reason and judgement, which we call man, was created by the supreme god to enjoy a remarkable status. Of all the types and species of living creatures he is the only one that participates in reason and reflection whereas none of the others do…Since there is nothing better than reason, and reason is present in both man and God, there is a primordial partnership between man and God. (I, 22-23)

No, humans were not created by God but evolved through natural processes. We now know that numerous other species certainly have memory, and many appear capable of thought and calculation. Who says there is nothing better than reason? A philosopher whose central subject is reason, which is like a carpenter saying there’s nothing better in the world than working with wood. Why is there nothing better in the world than reason. How about, say, love?

Since there is no God, the statement ‘since reason is present in both man and God, there is a primordial partnership between man and God’ is meaningless. Or more accurately, it has a meaning, but a meaning made out of words, in the same way that a poem about blue guitars floating up to the moon makes sense, but refers to nothing in the real world. On it goes:

Those who share reason also share right reason; and since that is law, we men must also be thought of as partners with the gods in law. (I, 23)

Those who obey the same laws effectively live in the same state and:

and they do in fact obey this celestial system, the divine mind, and the all-powerful god. Hence this whole universe must be thought of as a single community shared by gods and men. (I, 23)

In the course of the continuous circuits and revolutions of the heavens the right moment arrived for sowing the human race; that after being scattered and sown in the earth it was further endowed with the divine gift of mind; that whereas men derived the other elements in their makeup from their mortal nature…their mind was implanted in them by God. Hence we have…a lineage, origin or stock in common with gods…As a result man recognises God in as much as he recognises his place of origin…the same moral excellence in man and in God. (I, 24-25)

Cicero’s belief in God or gods isn’t tangential to his thought: his theism is absolutely central and vital to his entire view of human nature, reason, ethics, law and justice. And so, since there is no God, Cicero’s views on human nature, reason, ethics, law and justice are wrong from top to bottom. They may occasionally coincide with modern views based on humanistic atheism but these are accidental overlaps.

What makes this relatively short book (72 pages) so hard to read is that I disagreed with all his premises and almost all his conclusions. As a discussion of the theoretical basis of law and justice I found it useless. It has a sort of historical usefulness in shedding a very clear light on how a leading Roman lawyer conceived his profession and clearly explaining the kind of arguments about jurisprudence which were common in his day. And it includes references to Greek and Roman history which are anecdotally interesting. But every time he makes a general statement I find myself totally disagreeing and this eventually becomes very wearing:

Nature has lavished such a wealth of things on men for their use and convenience that every growing thing seems to have been given to us on purpose; it does not come into existence by chance. (I, 26)

Wrong: the life forms we see around us evolved by the process explained by Darwin, of which Cicero knows nothing; none of them were created ‘for our convenience’, instead food crops and livestock only began to be bred and fine-tuned for our use during the agricultural revolution which began some 10,000 years before Cicero’s time, of which he knew and understood nothing.

And the world does not exist ‘for our convenience’: it is precisely this self-centred sense of human privilege and entitlement which is very obviously destroying the earth in our own time.

God has created and equipped man in this way, intending him to take precedence over everything else. (I, 27)

Anthropocentrism. Narcissism*. Human chauvinism. Arrogance.

Nature made man alone erect, encouraging him to gaze at the heavens as being akin to him and his original home. (I, 27)

Sweet, poetic and false.

Cicero goes on to make the humanistic claim that people have more in common than separates them, we are all one human family. He is not stating this because he’d like to teach the world to sing in perfect harmony but because he wants to continue his thought that there is One God who has created one human race with One Reason and so it follows that there must be One Law to rule them all. Hence his insistence that there is One Human Nature. He claims that Reason:

  • may vary in what it teaches but is constant in its ability to learn
  • that what we perceive through the senses, we all perceive alike
  • that perceptions which impinge on our minds do so on all minds in the same way
  • that human speech may use different words but expresses the same ideas
  • troubles and joys, desires and fears haunt the minds of all alike

He is trying to corral human nature into his One God, One Reason, One Human Nature therefore One Law argument, but each of those four statements is questionable or wrong, starting with the notion that everyone is alike in the ability to learn and ending with the notion that we all experience the same emotions. Demonstrably false.

This is the evidence, in reality just wishes and assertions, which leads him to conclude that there is One Justice and that it derives from Nature (I, 33). Again and again he repeats the same formulas:

There is one, single, justice. It binds together human society and has been established by one, single law. That law is right reason in commanding and forbidding. (I, 42)

We are inclined by nature to have a regard for others and that is the basis of justice. (I, 43)

But repeating false claims doesn’t make them true.

Nature has created perceptions that we have in common, and has sketched them in such a way that we classify honourable things as virtues and dishonourable things as vices. (I, 44)

And yet Cicero saw Scipio Africanus, the general who oversaw the complete destruction of Carthage and the selling of its entire population of 50,000 into slavery as an epitome of virtue and honour and glory. Is that a perception we all have in common? Probably not the population of Carthage.

Moral excellence is reason fully developed and that is certainly grounded in nature. (I, 45)

Goodness itself is good not because of people’s opinions but because of nature. (I, 46)

Here and in many other similar formulations you can see that what he is arguing against is the notion that goodness and morality and law are contingent upon human societies. If this is true then, for a patriotic, socially-minded conservative like Cicero, what follows is anarchy. (It is the same fear of anarchy which underpins his conservative preference to keep on worshipping the gods according to the traditional ceremonies, as expressed in De rerum deorum.)

For more pragmatic, sceptical and utilitarian-minded people like myself, what follows is not anarchy, but is certainly a complex and never-ending process of trying to create culture, morality and laws which allow for diversity and strike a balance between conflicting opinions, classes and needs. The unending messiness of democracy, in other words.

Book one is essentially in two parts: up to section 40-something he is laying down these basic principles, and then gets his brother and best friend to enthusiastically vouch that he has certainly proved them, that men were endowed with reason by the gods, men live with one another in the same way everywhere, and that all human communities are held together by the same universal justice (I, 35).

All good men love what is fair in itself and what is right in itself. (I, 48)

In the second half he introduces, or wanders off to consider, notions of the good and morality. Sometimes, reading Cicero, it feels like you can see the joins, the places where he moved from copying one Greek text to suddenly copying from another. The order is his but much of the source content is cribbed from Greek originals (as he freely admits in his letters and in the texts themselves) with the result that his works rarely feel like they have a steady clear direction of travel, but more like a collection of related topics thrown loosely together. And this partly explains why his so-called conclusions rarely feel really justified by what has preceded them.

The conclusion is obvious from what has been said, namely that one should strive after justice and every moral virtue for their own sake. (I, 48)

Therefore what is right should be sought and cultivated for itself. (I, 48)

The t-shirt slogans keep on coming:

Justice looks for no prize; it is sought for itself and is at once the cause and meaning of all virtues. (I, 48)

This reminds me of St Paul’s letter to the Corinthians:

Love is patient and kind; love does not envy or boast; it is not arrogant or rude… (1 Corinthians 13:4)

And the comparison confirms my sense that Cicero’s writings are less philosophy than wisdom literature, defined as: “statements by sages and the wise that offer teachings about divinity and virtue.”

A fundamental mistake he makes is common to dogmatists of his type, namely the false dilemma or false dichotomy, “an informal fallacy based on a premise that erroneously limits what options are available.” For, Cicero argues, if his account of One God endowing One Human Race with One Right Reason so that Justice and Virtue arise out of Nature is wrong – then the only alternative is chaos. For if people only act in their own self-interest, not according to Universal Justice, then:

where is a generous person to be found…what becomes of gratitude…where is that holy thing, friendship…what are we to say of restraint, temperance, and self-control? What od modesty, decency and chastity?… then there is no such thing as justice at all. (I, 49-50)

But this is a false dichotomy. There aren’t just two stark alternatives. There are, in reality, a huge variety of societies, laws, customs and traditions. Yes it may look like anarchy to a conservative like Cicero. But it is how human beings actually live. The false dichotomy is a way for an author to terrorise you into accepting his tendentious view.

Cicero is not seeking ‘the truth’; he is, like the excellent lawyer he was, making a case and using every rhetorical and logical sleight of hand to do so.

Quintus asks where all this is going (I, 52) and Marcus replies that he is steering the discussion towards a definition of the Highest Good. Oh God, how boring. As with all these conservative/authoritarian thinkers, there can only be one of everything, One God, One Human Nature, One Reason, One Justice, One State and One Good.

As usual he a) approaches the problem through a blizzard of references to Greek philosophers including Phaedrus, the Academy, Zeno, the Old Academy, Antiochus, Chios, Aristotle, Plato and b) fails to reach any meaningful conclusion. Whereas the Old Academy called what is honourable the highest good, Zeno said it was the only good, holding the same beliefs as Aristotle but using different terms. (I, 55).

Quintus suggests that:

There is no doubt about it: the highest good is either to live according to nature (i.e. to enjoy a life of moderation governed by moral excellence) or to follow nature and to live, so to speak, by the law (i.e. as far as possible to omit nothing in order to achieve what nature requires, which means the same as this: to live, as it were, by a code of moral excellence). (I, 56)

Great. Does that help anyone? No. Words, words, words. But when Quintus asks him to show what all this means in practice, Cicero at first pleads that it is beyond his powers. What isn’t beyond his powers is more highfalutin’ truisms:

Wisdom is the mother of all good things; the love of her gives us the word ‘philosophy’ from the Greek. Of all the gifts which the immortal gods have bestowed on human life none is richer or more abundant or more desirable. (I, 58)

Cicero deflects to invoke the famous maxim carved above the oracle at Delphi, Know thyself:

The person who knows himself will first of all realise that he possesses something divine, and he will compare his own inner nature to a kind of holy image placed within a temple. (I, 59)

Will he? The book concludes with a half page hymn of praise to the Truly Great Man Who Knows Himself, understands his mind is a gift from God, understands Wisdom and Virtue and Justice, and so is ideally placed to rule over his fellow men. In other words, the ideal Roman ruler of Cicero’s own time.

Book two

As a break, the characters describe the fictional walk they are taking through the countryside of around the Cicero family estate outside Cicero’s home town of Arpinum, 100 kilometres south east of Rome. Pleasant chat about the view (‘What could be more delightful?’) is artfully placed in order to lead on to consideration of love of birthplace and country. Never forget that Cicero was a fierce Roman patriot. A person’s birthplace:

is the country for which we should be willing to die, to which we should devote ourselves heart and soul, and on whose altar we should dedicate and consecrate all that is our. (II, 5)

All that is ours. Cicero is usually referred to as a lovely humanist but this is as fierce and total a patriotism as Mussolini’s. And then we return to consideration of the law and Cicero recapitulates his axioms for the umpteenth time:

Law was not thought up by the intelligence of human beings, nor is it some kind of resolution passed by communities, but rather an eternal force which rules the world by the wisdom of its commands and prohibitions…the original and final law is the intelligence of God, who ordains or forbids everything through reason. Hence that law which the gods have given to the human race is rightly praised, for it represents the intelligence of a wise man directed to issuing commands and prohibitions. (II, 8)

I think I disagree with pretty much every word of this. On it goes: the power of encouraging people to right actions:

is not only older than the existence of communities and states; it is coeval with that god who watches over and rules heaven and earth. (II, 10)

Repetition

If in doubt, repeat it again and again, bludgeoning your readers into submission:

Reason existed, reason derived from the nature of the universe, impelling people to right actions and restraining them from wrong. That reason did not first become law even it was written down, but rather when it came into being. And it came into being at the same time as the divine mind. Therefore the authentic original law, whose function is to command and forbid, is the right reason of Jupiter, Lord of all. (II, 10)

Mind you, in a note to page 162 Jonathan Powell points out that repeating ideas in different formulations in order to drive it home was a skill that was taught and practiced in the schools of rhetoric which Cicero attended.

The use value of religion

I mentioned above how the conservative Cicero thought religion should be kept up in order to maintain social structure, for its use value. In book two he makes this explicit:

Who would deny that these [religious] ideas are useful, bearing in mind how many contracts are strengthened by the swearing of oaths, how valuable religious scruples are for guaranteeing treaties, how many people are restrained from crime for fear of divine retribution…(II, 16)

One of the reasons Cicero despises and mocks Epicureans is because they sought to free people’s minds from fear of the gods. For Cicero (as for the ancient Jews) piety and morality begin with fear of the gods. This is very Roman, very practical-minded of Cicero. And explains why the population has to be brainwashed into believing in the gods:

Citizens should first of all be convinced of this, that the gods are lords and masters of everything; that what is done is done by their decision and authority; that they are, moreover, great benefactors of mankind and observe what kind of person everyone is…Minds imbued with these facts will surely not deviate from true and wholesome ideas. (II, 15)

I don’t need to point out how coercive and authoritarian this idea is. The gods are Big Brother, watching you, reading your thoughts, checking up that you obey Right Reason, as defined by Cicero and his class.

That said, Cicero’s attitude really only reflected the attitudes of most educated men of his time. They didn’t believe in their religion in the same way a Christian or Muslim believes in their God. Roman religion was, as Jonathan Powell puts it, by this period a matter almost entirely of public ritual, tradition and custom. Religious belief, in the post-Christian sense of the word, wasn’t required or checked. Obedience to custom and ritual, reverence for tradition, was all.

Cicero’s ideal laws concerning religion

All of which explains why, when he comes to actually enumerate the laws in his ideal state, Cicero does so with Laws Governing Religion. Anti-climactically, these turn out to be pretty much the same laws as govern Rome. Just as De republica concluded that the Roman constitution was the best imaginable constitution (a conclusion he repeatedly refers to here e.g. II, 23), so De legibus, when push comes to shove, concludes that the best possible laws the human mind could devise are…exactly the same as the laws of ancient Rome (II, 23).

The rest of the book is divided into two parts: a relatively considered statement of Cicero’s ideal laws concerning religion (sections 18 to 22) followed by a detailed commentary on each of them (sections 23 to 60). There follow pages and pages of detailed prescriptions about religious rites and rituals, an extraordinary level of detailed specification. There’s a short digression about the proper regulation of music to stop it becoming immoral and corrupting which made me think of Mary Whitehouse and demonstrates Cicero’s cultural conservatism, before we plunge back into thickets of religious law.

The contrast between the high minded rhetoric about the One God and Universal Human Nature and Divine Law in book one and the slavish iteration of Roman rules and regulations as the actual embodiment of this supposedly Universal Law is unintentionally comic. Bathos = “an effect of anti-climax created by an unintentional lapse in mood from the sublime to the trivial or ridiculous.”

The place of burial is not called a grave until the rites have been conducted and the pig has been slain. (II, 57)

Do not smooth the pure with a trowel. (II, 59)

Women shall not scratch their cheeks on the occasion of a funeral. (II, 64)

It is forbidden to decorate a tomb with stucco work. (II, 65)

Do these sound like the Universal Laws indicative of the Divine Mind which Cicero has been banging on about…or the customs and conventions accumulated by one particular little city state?

Once this lengthy and hyper-detailed account of Rome’s religious laws is finished, Cicero announces that the next most important element in the structure of the state is magistrates and that he will devote the next book to considering the ideal magistrate.

Book three

Cicero bases his thoughts about magistrates, like his thoughts about everything else, on God:

Nothing is so closely bound up with the decrees and terms of nature…as authority. Without that, no house or clan or state can survive – no nor the human race, nor the whole of nature, nor the very universe itself. For the universe obeys God; land and sea abide by the laws of the universe; and human life is subject to the commands of the supreme law. (III, 3)

As with book two, he gives a clipped concise statement of his ideal laws governing magistracies or public offices (sections 6 to 11, 3 pages) then a detailed commentary on them (sections 12 to 47, 14 pages).

And yet again he repeats that, since his ‘six previous books’ (i.e the De republica) ‘proved’ that the Roman constitution was the best one conceivable by the human mind, so, logically enough, the kind of Ideal Magistrate he intends to describe will also turn out to be…Roman ones!

And so indeed, it turns out, after consulting the Divine Mind, that the optimum state will feature quaestors, aediles, praetors, consuls and censors, a senate to propose laws and popular assemblies to vote on them – exactly like the Roman state! He has the good grace to have his characters admit that this is a little embarrassing:

QUINTUS: How succinctly, Marcus, you have drawn up a scheme of all the magistrates for our inspection! But they are almost identical with those of our own country, even if you have introduced a little novelty.
MARCUS: Yes, we are talking about the harmoniously mixed constitution which Scipio praised in those books and prefers to all others…and since our constitution was given the most sensible and well-adjusted form by our ancestors, I found little or nothing to change in the laws. (III, 12)

The latter part of book three goes into considerable details about all aspects of the Roman constitution, the peculiarities of the different magistracies, the age limits, the pros and cons of the tribunate, the different types of voting (by acclamation, writing down, secret ballot) and so on. This is quite interesting because it is, arguably, the most practical part of the book, describing Rome’s actual constitutional practices and debating points Cicero (or his more conservative brother, Quintus) would like to change, a bit, not too much.

Worth emphasising that the aim of all the tinkering round the edges which Cicero proposes is to ensure that power remains firmly in the hands of the aristocracy and out of the hands of the people at large.

Liberty will exist in the sense that the people are given the opportunity to do the aristocracy an honourable favour.

Thanks to my [proposed] law, the appearance of liberty is given to the people [and] the authority of the aristocracy is retained. (III, 39)

The end was nigh

This final section has a wistfully hypothetical air about it because, within a few short years the entire world it describes would be swept away.

Let us imagine that Cicero was half way through writing the book when, in 51 BC, he was called on to take up the governorship of Cilicia (the southern coast of modern Turkey) and served throughout the year 50.

This meant that he was out of Rome as the political confrontation between Caesar and the Senate came to a head. there was a flurry of proposals and counter proposals in December 50, all of which failed and prompted Caesar, in January 49, to cross with his army from Cisalpine Gaul where he held an official post, into mainland Italy, where he didn’t, thus breaking the law, making himself an outlaw, and sparking the five year civil war between himself and Pompey and his followers.

When peace was restored in 45 BC, Caesar had himself declared dictator for life thus turning the entire Roman constitution into a hollow shell and rendering On the laws, with their pages of pedantic footling about precise constitutional arrangements, redundant overnight. It became overnight a record of a specific historical moment, which was eclipsed before the book could even be completed.

Thoughts

Cicero is frequently held up as the godfather of humanism. Finding, translating and commenting on his books was a central element in the Renaissance, which saw the creation of modern ideas of humanism. (“Petrarch’s rediscovery of Cicero’s letters is often credited for initiating the 14th-century Renaissance.” Lumen).

However, as my close readings of De rerum deorumDe republica and De legibus amply demonstrate, Cicero’s ‘humanism’ is crucially, vitally, centrally based on his theism, his belief in One God who created human beings and implanted in them fragments of the Divine Reason which underpin all our values, morality, law, justice and statecraft.

Thus, in a nutshell: humanism derives from religious belief. Without its religious underpinning, humanism is nothing. It becomes a wish, a hope, a dream, with no factual or logical basis. I don’t say this to undermine humanistic values. I am probably a humanistic progressive liberal myself. Where I appear to differ from most of my tribe is I don’t believe these truths to be self evident. There are other ways of being human, other cultures, other values completely different from ours, probably the majority of human lives have very much not been lived according to these values. Several points follow:

1. We do not have the right to compel these other cultures into adherence to our values. That is no different from Victorian missionaries trying to convert tribes in Africa or Asia or Australia to their narrow Christian culture.

2. If we want to defend our values effectively against those who threaten them, for example Vladimir Putin or Xi Jinping, we must base them on really secure foundations, not wishes or aspirations. Far stronger foundations than Cicero, who wrote all these fancy words only to have his head cut off by Mark Antony’s bounty hunters. The sword is mightier than the pen.

* Cicero’s self promotion

It’s further evidence of Cicero’s self-centred narcissism that in several places in book 3 he manages to shoehorn into the text the famous events of 63 BC, when he was consul and saved the state from the Cataline conspiracy. He gives a melodramatic account of the tremendous dangers he faced and how he single-handedly overcame them (III, 26) and then has Atticus fulsomely thank him for his efforts.

To be sure, the whole order is behind you and cherishes most happy memories of your consulship. (III, 29)

Cicero also takes the opportunity to remind everyone that he should never have been exiled (in 57 BC) and that’s why it needed no legislation to rescind his exile (III, 47). In other words, no matter what Cicero is writing about, the text has a strong tendency to end up being about himself.

There is something irredeemably comic about Cicero, like Oliver Hardy pretending to be Napoleon. It’s this hyper-intelligent, super articulate yet comical earnestness which has endeared him to 2,000 years of readers.

Niall Rudd’s translation

A word of praise for this Oxford University Press edition. I described, probably at too much length, how strongly I disliked the prose styles and odd attitudes of A.J. Woodman, who translated Sallust, and Carolyn Hammond, who translated Caesar’s Gallic War, both for OUP. This edition restored my faith in OUP editions of the classics.

The introduction, mostly written by Jonathan Powell, is a model of lucidity, useful and to the point, as are the scholarly and interesting notes. There is a useful list of names and an appendix giving a handy summary of the sometimes confusing Roman constitution.

The translation itself is by Professor Niall Rudd (1927 to 2015) and was first published in 1998. It is clear and unaffected – you feel you are engaging directly with the text. I cannot judge its fidelity to the source Latin, but it makes for a lucid, engaging read, as I hope you can tell from the many quotations I take from it. All round, it is a gold standard edition.


Credit

The Republic and The Laws by Cicero translated by Niall Rudd with introduction and notes by Jonathan Powell and Niall Rudd was published by Oxford University Press in 1998. All references are to the 2008 paperback edition.

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Roman reviews

Feminine power: the divine to the demonic @ the British Museum

This is the first major exhibition ever held at the British Museum focusing solely on goddesses – on female spiritual beings from mythological traditions from around the world – and it is absolutely fabulous!

Queen of the night relief, c. 1750 BCE, Iraq, painted clay © The Trustees of the British Museum

Questions about women and femininity

The exhibition sets out to ask questions about images and ideas of the divine: How do different traditions view femininity? How has female authority been perceived in ancient cultures? Are sex and desire the foundations of civilisation or their disruptors? To what extent do female deities reinforce patriarchal social systems or subvert them? What relevance to goddess from ancient or remote cultures have for us, here, today?

To ‘answer and explore’ these questions the exhibition brings together female divine and demonic figures feared and revered for over 5,000 years from traditions all round the world. It includes painted scrolls from Tibet, Roman sculpture, intricate personal amulets from Egypt, Japanese prints, Indian relief carvings, statuettes and figurines, alongside contemporary sculptures.

Ancient and modern

It’s important to realise that the exhibition combines ancient and modern. It brings together historical artifacts – ancient sculptures and sacred objects relating to female goddesses from all around the world – but also includes modern and recent works of art by contemporary female artists such as the renowned American feminist artist Judy Chicago, and the creations of less well-known woman artists from various cultures, such as this fearsome headpiece from India.

Dance mask of Taraka, workshop of Sri Kajal Datta (1994) India, papier mâché © The Trustees of the British Museum

The aim is to explore the multitude of ways in which femininity has been perceived, conceived, created and depicted across the globe, from the ancient world to today. The exhibition explores the embodiment of feminine power in deities, goddesses, demons, saints and other spiritual beings, associated with the widest possible range of human experiences and attributes, from sex and fertility, through wisdom, passion and nature, to war, mercy and justice.

18th century Chinese porcelain of Guanyin, the Chinese translation of Avalokiteshvara, the bodhisattva of compassion, with child and attendants © The Trustees of the British Museum

Treasures

What makes the exhibition so enjoyable is not necessarily its feminist aims (although many visitors will, of course, identify with these) but a much simpler factor. Recent British Museum exhibitions about Nero or Stonehenge featured fabulous objects but also a lot of run-of-the-mill coins or skeletons or shards of pottery. These were important because they tell us about the subject’s archaeology and history, but sometimes they can get a bit, well, boring.

Here, by contrast, having selected 50 or so of the most interesting, relevant or thought-provoking goddesses from traditions around the world, the curators were free to pick only the very best objects to represent them. Almost all of the objects are from the museum’s own collection and they showcase its extraordinary breadth and range. But more importantly, lots and lots of them are really beautiful or, if not beautiful, then striking and fascinating.

Statue of Venus, 1st to 2nd century Rome © The Trustees of the British Museum

I studied the labels and read the extensive feminist commentary but then I have read the same kind of thing thousands of times, and read it every day in the papers and hear it every day on the radio and TV. Discussions of gender and sexuality and gender stereotyping and #metoo and the gender pay gap and female empowerment and strong independent women and women pioneers in culture and science and sport are now part of the permanent background hum of modern life.

What is not an everyday experience is to be able to take a walk through the mythologies of the world, to savour the beauty and force of a carefully curated selection of exquisite and surprising and fascinating historical and cultural artifacts.

Not all the objects on display are masterpieces, but many of them are really, really beautiful, and all of them have fascinating stories to tell and many of them shed lights on countries and cultures I knew little or nothing about. The exhibition amounts to a kind of David Attenborough odyssey through the weird and wonderful products of the human imagination.

Mami Wata headpiece, Nigeria, early 1900s, painted wood and metal © The Trustees of the British Museum

Five themes

One of the curators explained that they went out of their way to consult far and wide, with heads of departments across the museum, with stakeholders and members, in order to draw up a long list of themes and subjects relating to female power. Alongside this they drew up a long list of objects to illustrate the themes, at the same time drafting a list of feminist commentators who might be interested in commenting on them.

The outcome of this long process of consultation and consideration has been to divide the exhibition into five themes, each of which is introduced and explained by the curators – and then a leading contemporary feminist was invited to contribute thoughts on the theme and reflections on the objects.

The five themes are:

  • Passion and Desire, introduced and analysed by Classics Professor Mary Beard
  • Magic and Malice, commented on by writer and podcaster Elizabeth Day
  • Forces of Nature, commented on by psychotherapist and campaigner against violence against women, Dr Leyla Hussein
  • Justice and Defence commented on by human rights lawyer Rabia Siddique
  • Compassion and Salvation commented on by writer, comedian and podcaster Deborah Frances-White

Thus each section each of the individual exhibits has two panels, one a factual description by the curators and one a subjective and thoughtful comment by the contributors. There are also some standalone video ‘thought-pieces’ of the five commentators giving their thoughts about women and power.

Creation and nature

To give an idea of the sheer number and range of goddesses and deities involved, this is a list of some of the exhibits in just the first section, devoted to ‘Creation and nature’.

  • Pele, the Hawaiian goddess of volcanoes with flaming red hair and a fiery temper
  • Sedna, the Inuit mistress of the sea
  • Lashmi, the Hindu goddess of abundance
  • Oshun, the Yoruba orisha of water, coolness and healing
  • Mami Wata, the mother water of African spiritual traditions
  • Izarami-no-mikoto, a creator deity of both creation and death in Japanese Shinto mythology
  • sheela-na-gigs, the primitive stone figures found in the Middle Ages across Britain, France and Spain
  • Papatūānuku, the mother earth figure of In Māori tradition, who gives birth to all things, including people

You get the idea. Not so much about the goddesses as such, but the impressive range and diversity of cultures represented.

Kali

The exhibition includes a newly acquired icon of the Hindu goddess Kali by contemporary Bengali artist, Kaushik Ghosh, the first contemporary 3D representation of Kali in the collection.

As one of the most prominent and widely venerated goddesses in India, this devotional image of Kali reflects the living tradition of her worship, important for millions of Hindus around the world today.

The statuette was commissioned especially for the exhibition, together with the London Durgotsav Committee, who run the annual Kali Puja festival in Camden, in Kali’s honour.

According to the curators: ‘Loved and feared for her formidable power and aggression, Kali is the goddess of destruction and salvation, who transcends time and death, destroys ignorance and guides her followers to enlightenment. Although superficially terrifying, the bloodied heads that she wears and carries represent her power to destroy the ego, setting her followers free from worldly concerns, and the belt of severed arms signifies that she liberates them from the cycle of death and rebirth, by the many weapons she wields.’

Kali Murti, Kaushik Ghosh, India, 2022. Image © The Trustees of the British Museum

Ancient and modern

There’s a kind of doubled or paired approach to everything. I’ve mentioned the way many of the exhibits feature a panel giving the historical and cultural facts, as written by the curators, and next to it a panel giving the more subjective view and reflections of the guest commentator. Doubling. Two perspectives.

But I mean it in another way as well, which is the curators’ deliberate juxtaposition of the very old and the very contemporary. This is announced right at the beginning of the exhibition (although it was only when the curator pointed it out that I understood it).

Right at the beginning of the ‘Creation and nature’ section they have two exhibits, not quite next to each other, a bit more subtly placed than that. One is a trio of Cycladic figurines of women, those primitive, flat faced half-abstract figures which date from as long ago as 3,000 BC.

A figurine of a woman, from the Cyclades, over 4,000 years old.

These are so beautiful as objects and shapes that I could look at them all day. Anyway, just round the corner from them the curators have hung a print titled ‘The Creation’ by the American feminist artist, Judy Chicago (born in 1939 and still going strong).

I needee a bit of help deciphering this but it is an image of a woman giving birth, taken from between her parted thighs, with her two breasts as hills on the horizon, one a volcano exploding. Obviously it’s heavily stylised, and features strata of creation on the right including sea life and, above them, lizards and apes and humans.

The Creation, Judy Chicago, USA, 1985, coloured screen print in 45 colours on black paper. Image © The Trustees of the British Museum

In other words, it’s a stylised image of the creation of life on earth. An interview with Chicago is quoted in which she jokes that Michelangelo’s famous image of the ‘Creation’ depicts a man (Adam) lying lazily on his back while a complacent God reaches out and touches his finger. Chicago wanted to counterpoint this patriarchal fantasy with a depiction of the more effortful, bloody and seismic moment of creation in a woman giving birth, but at the same time give it modern mythic overtones, reflecting our knowledge of geology and evolution.

So far so interesting and both works are examples of what I meant by saying that all of the exhibition’s artefacts are powerful and beautiful. It also exemplifies the juxtaposition of ancient and modern I was talking about.

History and art

But it is a dichotomy or duality on another level, as well, which is that the Cycladic figures are conventionally thought of as being of predominantly archaeological and historical interest whereas the Chicago piece is clearly a modern ‘work of art’.

So the curators are enacting another form of doubling: they have deliberately mixed together works which come from the staid academic world of history and anthropology with living works of art.

So there are, arguably, three sets of pairing or doubling going on throughout the exhibition: ancient and modern, curator and commentator, history and art.

These juxtapositions set up forcefields of energy between ancient objects of worship and veneration whose purpose was clearly ‘religious’ and modern works of art whose purpose is, well, what?

In her speech the curator said she was explaining the difference between the consciously ‘sacred’ objects (depicting goddesses and ritual) and the modern ‘profane’ art works to an exhibition sponsor, and the sponsor asked: ‘Is there a difference?’

Good question, and the exhibition provides a fascinating field of study for similar questions and reflections, either prompted by our own impressions as we stroll among these weird and wonderful objects, or by the factual summaries of the curators, or by the reflections of the feminist commentators, or by the vibrant juxtaposition of objects from such different times, places and cultures.

The visitor strolls not only between beautiful objects but amidst a complex matrix of factual information, aesthetic experiences, and intellectual discourses, jangling and buzzing, prompting all manner of thoughts and feelings.

Lilith

Take the figure of Lilith. Since the late first millennium AD, Lilith has been known in Jewish demonology as the first wife of Adam and the consort of Satan. Her origins are thought to lie in Mesopotamian demons. The exhibition includes several representations of this talismanic figure, including a ceramic incantation bowl from Iraq (500 to 800 AD), featuring a rare early image of Lilith in female form. Buried upside down under the thresholds of houses these bowls were inscribed with charms to protect the owners (who are named in the text) from demonic forces. They regularly name Lilith as a demon to be warded off, sometimes as grammatically singular and feminine, but also masculine or plural, one among many indications of the gender fluidity found in many mythologies.

Ceramic incantation bowl from Iraq (500 to 800 AD) © The Trustees of the British Museum

So far, so historical or archaeological. But the exhibition also includes a very striking sculpture of Lilith by American artist Kiki Smith, made in 1994. Smith’s sculpture is cast from the body of a real woman and the striking thing is that this life-size black metal sculpture is attached half way up the gallery wall. This would be a striking installation in a gallery of contemporary art but in the staid world of the British Museum with its glass cases carefully spotlighting tiny coins and bits of pottery, it makes a huge statement, visually and physically. The artist herself writes of her work:

Lilith becomes this disembodied spirit that goes off and wreaks havoc and doesn’t want to be subjugated. Here she is transcending gravity and the constraints of her body.

Yes, the legends about Lilith and the havoc she wrought we may or may not be familiar with. But it’s the fact that she is a life-size sculpture hanging upside down on the gallery wall which makes the statement.

Lilith by Kiki Smith (1994) image © Pace Gallery

The exhibition poster

Of all the objects in the exhibition, the Lilith sculpture is the one the curators chose to go on the poster and promotional material. Personally, I think that was a mistake. I think it would have been better, more accurate, to use a montage of 3 or 4 of the most striking objects to give a true sense of the exhibition’s breadth and diversity. It’s also a bit boring that out of all the cultures of the big wide world, the curators have chosen an artist from America. Disappointing. As if we don’t hear enough about American artists already. Would have been more genuinely diverse to promote a work by a Hindu or Nigerian or Inuit artist.

But then again, it is a strange and disturbing object. Maybe it recaptures, in our blasé culture, some of the shock and mystery and weirdness that many of the more obviously ‘religious’ objects on display conveyed to their contemporaries, long ago and far away.

Lots of goddesses

If nothing else, the exhibition shows that there have been lots of goddesses and female spirits, in all societies, at all times. In the second half of the show I noted a fourth kind of doubling, which is where the curators have a panel describing an important goddess in a general sense, and then introduce a specific instance of the goddess, drawn from their vast collection.

So there’s a curator panel describing the figure of Eve, explaining her provenance and significance in Christian theology; the curators then give an example of the iconography of Eve in the form of a striking woodcut by Renaissance artist Cranach the Elder. Then one of the feminist commentators gives a more subjective assessment of the importance of Eve in shaping and projecting ideas of femininity in the Christian tradition.

A similar two-panel treatment (general explanation, then specific artifact) was meted out to (to name just the ones that really struck me):

  • Radha (Hindu)
  • Ishtar (Babylonia and Assyria)
  • Aphrodite (Greece)
  • Lilith (Jewish-Christian)
  • Tlazo Iteotl (Aztec)
  • Hekate (Greek)
  • Circe (Greek)
  • Cihuateteo (Aztec)
  • Rangda (Bali)
  • Taraka (Hindu)
  • Sekhmet (Egypt)
  • Athena (Greece)
  • Luba (Congo)
  • Mahadevi (Hindu)
  • Kali (Hindu) Isis (Egypt)
  • Maryam (Islam)
  • Mary (Christian)
  • Guanyin (China)
  • Tara (Tibet)
  • Medusa (Greece)
  • witches (Christendom)

Women and gender identity

The curators assert that the representation of feminine power in world belief and mythology has played – and continues to play – an important role in shaping global cultural attitudes towards women and gender identity.

I suppose this is true of many places, still, but…. there’s something not quite right with that statement. On reflection I think it’s that the curators are pushing it a bit far when they say the exhibition explores or investigates the role religion, and female deities, goddesses and spirits have played in representing, defining, limiting and empowering women through the ages. To really properly do that would require a library full of books and studies of religious sociology and anthropology. To be blunt the exhibition, big and broad though it is, only scratches the surface of a vast, global, pan-historical subject.

As an example, the exhibition includes a section devoted to the Virgin Mary who is (obviously) the most prominent female figure in Christianity, itself the most widespread religion on earth. This section contains five artefacts connected with her veneration, which is more than most of the other goddesses get, but, still… It would obviously need quite considerably more than that to amount to a proper ‘investigation’ or ‘exploration’ of the role of Mary in defining and limiting women’s roles in Western society over the past 2,000 years. Vastly more. Thousands of books and objects. A huge exhibition could be devoted to Mary alone. And that’s just one among the 50 or 60 female deities on display here.

And that thought brings out the exhibition’s weakness, which is that a lot of the very broad (and very familiar) generalisations which the feminist commentators make about gender and identity are not really supported by the exhibits.

The curators tell you the facts about Rangda (Bali) or Taraka (Hindu) or Sekhmet (ancient Egypt) and then the commentators shoehorn onto them one of the handful of familiar feminist concerns about gender stereotyping or gender fluidity or the power of desire or women as strong independent figures and so on. Sometimes it works, sometimes it’s spot on. But sometimes it feels…contrived. You feel the unknowable weirdness of some of these objects, the strange worlds they inhabit and the fearsome spirits they represent are being hijacked to pad out a Guardian editorial.

A friend of mine, a designer, goes to lots of exhibitions and makes a point of never reading the labels. She likes to engage directly with the objects on display, unmediated by the curators’ editorialising. The commentators opinions are over familiar and tend to drag you into the squabbling world of the modern media and culture wars and twitter and so on.

Whereas the exhibition’s great strength is the way the objects themselves open doors in your head to weird and wonderful otherplaces and otherminds, leading you through the looking glass, through the back of the wardrobe, into a huge range of times and places and cultures.

And the way these beautiful or fascinating objects have been carefully juxtaposed with notable works of contemporary art to set up all kinds of resonances and vibrations. This – the often strange, haunting beauty of the objects themselves, and resonances set off by their artful positioning – is what I responded to, what I found very stimulating and rewarding.

(To be fair, the exhibition is accompanied by a big heavy catalogue packed with essays by feminist academics, and this does go into considerably more detail about the issues around women and gender and sexuality which the exhibition references. Read the catalogue blurb to get the publishers’ summary of it. ‘The publication concludes with a discussion of contemporary feminism…’)

The curators speak

Here are the voices of two women closely involved with the exhibition. Belinda Crerar, curator, British Museum, writes:

This exhibition is a tour through history and around the world to see the different ways that female power and authority have been perceived in spiritual belief. The diversity of these goddesses, spirits, enlightened beings and saints, and their profound influence in people’s lives today and in the past, gives us pause to reflect on how femininity – and indeed masculinity – are defined and valued now and in the future.

Muriel Gray, Deputy Chair of Trustees of the British Museum, writes:

The Citi exhibition Feminine power: the divine to the demonic is brimming with magic, wisdom, fury and passion. I am very proud that through the breadth and depth of the British Museum’s collection, alongside special loans, we can tell such powerful and universal stories of faith and femininity from the most ancient cultures to living traditions around the world. I would like to thank Citi, whose ongoing support has allowed the Museum to realise this ground-breaking exhibition.

A word from our sponsor

The exhibition is sponsored by Citi. Citi is the swish new name of what used to be Citigroup Inc, an American multinational investment bank and financial services corporation headquartered in New York (where Kiki Smith lives and works). A spokesman for the bank writes:

As a global bank, our mission is to serve as a trusted partner to our clients by responsibly providing financial services that enable growth and economic progress. Success in our mission is only possible if we can continue to foster a culture of equality and inclusion that enables and encourages diversity of thinking. To drive that message of equality and the power and influence of women over time, we are delighted to see the Museum use its collection, along with some spectacular loans, to create a thought-provoking look at the diversity of representations and complex meanings of the divine female over time.

So the exhibition, which the curators and contributors like to see as ‘subverting’ the patriarchy and ‘questioning’ masculinity and ‘interrogating’ gender stereotypes etc – is wholeheartedly aligned with the values of American multinational investment banks and financial services corporations.

Whether you like it or not, ‘equality’ and ‘inclusion’ and ‘diversity’ are now fully integrated into the lexicon of international capitalism, and it is money from American capitalism which makes possible exhibitions like this, makes possible the curators’ good intentions and the feminist commentators’ ‘subversive’ comments. What do you think of that, O goddesses of fire and flood and fury?

Tiare Wahine, Tom Pico, Hawai’i, 2001, Ohi’a wood © The Trustees of the British Museum

I’m not especially singling out this exhibition. It’s the same kind of irony which meant that the huge sculpture lamenting the transatlantic slave trade made by the American artist Kara Walker (also based in New York) was hosted at Tate Modern, a gallery founded by sugar plantation owner Henry Tate who, although he never owned slaves, made a fortune out of black labourers descended from slave in the Caribbean, whose name the Tate organisation insists on retaining despite protests.

Or that until recently Tate, whose exhibitions routinely campaign for a better world, was funded by BP, the oil corporation, which is actively engaged in destroying the world.

Ditto the National Portrait Gallery, which is only ending its funding by BP this year, having only just noticed global warming and oil companies’ role in creating it.

Or that the Serpentine Gallery in London has only just (2021) dropped ‘Sackler’ from its name because of the Sackler family’s involvement in selling the opioid painkillers which have made large numbers of Americans into addicts, wrecking hundreds of thousands of lives. (A link I was making two and a half years ago, Patrick Staff: On Venus @ Serpentine Sackler Gallery.)

In fact I attended a press launch of an exhibition at the Serpentine Sackler Gallery which was addressed by its Chief Executive, Yana Peel, and I squirmed a bit as she imperiously lectured us about sexism and racism (it was the exhibition by African-American female artist Faith Ringgold). So I was all the more surprised and amused when Peel was then forced to step down from her post after the Guardian revealed her involvement in ‘the NSO Group, an Israeli cyber intelligence company whose software has allegedly been used by authoritarian regimes to spy on dissidents’.

And then, of course, there are the many, many art galleries and cultural institutions which have spent the last 30 years deeply entwining themselves with the money or support of Russian oligarchs. Russia. Oligarchs. Putin. Nice company to keep.

So I’m just adding this exhibition to the many which promote high-minded values about gender and race, and advocate for sweeping social change, while being funded by money from harmful or immoral or deeply reactionary sources. You’d have to have a heart of stone not to find this kind of irony hilarious. There’s no point getting upset, it’s the way of the modern world. But you are allowed to smile at the ironies.

For young readers

There is, of course, a sumptuous catalogue accompanying the exhibition, but a book has also been written for younger readers, what the press release describes as a ‘fascinating and empowering introduction to 50 female figures from around the globe’, entitled Goddess: 50 Goddesses, Spirits, Saints and Other Female Figures Who Have Shaped Belief, written by Janina Ramirez and illustrated by Sarah Walsh.


Related links

Other British Museum exhibitions

On the nature of the gods by Cicero – 3

Reflections

Rarely have I read so many wrong-headed, misleading and bad arguments collected together in one place as in Cicero’s book, On the nature of the gods. The overall impression is to make you think ‘philosophy’ is a cover-all term for playground squabbling rather than an activity for adults. At one point Cotta says that the task of philosophy is to clear away bad thinking and error in order to get to ‘the truth’ but this text demonstrates the exact opposite. It is like stirring up a pond with a stick till you have completely muddied and confused the waters.

The handful of axioms which all the characters base all their arguments on are null and void.

Argument from consensus

All the protagonists claim that gods must exist because all human beings have an innate sense of gods or a God. Well a) no they don’t and b), even if they did, mjust because everyone believes something (for example, witches must be burned) doesn’t make it true or socially useful. Fail.

Argument from design

The Argument from Design is invoked repeatedly throughout the book (on pages 129 159, 160 to 164, 167, 170, 172 and many more). Velleius, Balbus and Cotta all look up at the regular movements of the stars, are impressed by tides of the oceans, or admire the beauty of all manner of animals – and proclaim that all this order and pattern must prove the existence of a rational designer and, in the Stoics’ case, an ongoing divine and rational providence moving all things in order and harmony.

Unfortunately, the Argument from Design was destroyed in its abstract philosophical form by David Hume in the 1770s and in its application to all living things, by Charles Darwin in the 1850s. So instead of being impressed and converted by its frequent repetition, I became more vexed and irritated.

Relying on the Argument from Design is as false as the way all the characters in the text assume that the earth is at the centre of the solar system and the sun revolves around it (p.165) which proves that the earth is the centre of the universe, and that human beings are the centre of the earth, and therefore that we must share our nature with the Master Creator.

Anthropocentrism

All of these arguments are aspects of mankind’s incorrigible anthropoventrism and inescapable narcissism, and all of them are null and void.

‘The providence of God’ (p.175) is simply a phrase people like Cicero’s characters and many millions of others for well over 2,000 years have used to describe the laws of astronomy, geography and biology which they observe in action but which were completely ignorant of.

The reality that we, in the West at any rate, currently inhabit is that:

  • the structure, patterns, rules and laws governing the universe, galaxy, solar system and so on are all adequately explained by modern cosmology
  • the structure, pattern, rules and laws governing the non-organic aspect of the earth are explained by geology and geography
  • the structure, pattern, rules and laws governing all organic life forms are explained by Darwin’s theory of evolution by natural selection, as immeasurably deepened by the discovery of DNA in the 1950s and the rise of supercomputing power in the last few decades

Nobody who wants to know ‘the truth’ about these matters needs to read this book which, rather than any kind of guide to any kind of ‘truth’ should be regarded as a cabinet of curiosities. Educate yourself about the facts of life. Literally.

Too binary thinking

The fundamental mistake all Cicero’s characters make is to adopt a binary opposition between chance and design. What astronomy and biology have taught us is, to put it simply, that it’s a lot more complicated than that. The universe we see and inhabit is not the product of completely random ‘chance’ in the simple-minded sense; it is the product of a huge array of rules which govern matter of all kinds, at a host of levels, under all kinds of situations, many of which we still don’t understand (quantum physics).

But the existence of these complex rules doesn’t require a designer or intelligence or maker or divine providence to have made them. They just are the rules under which matter operates. That two atoms of hydrogen bond to one of oxygen to make water doesn’t require a divine intelligence to make happen. It is a property of certain chemicals. The periodic table of elements crystallises out as the universe cools after the Big Bang. Chemical elements behave in certain ways according to their valencies and electrochemical characteristics.

The same goes for other ‘concepts’ the ancients throw around like pieces of Lego, such as ‘free will’ and ‘providence’. Nobody knows what is going to happen in the future, but most of us can be pretty sure the basic rules of physics and chemistry and biology will continue to apply. It doesn’t require a God to underpin every moment of every atom and cell in the universe at all moments. The rule of physics and chemistry and biology suffice.

One David Attenborough documentary contains more factual information than all the ‘wisdom’ of the ancients.

Atheism as a minority belief

It is clear that the majority of people around the world are still religious, some very much so – fundamentalists in the US, Catholics in Latin America, evangelicals in Africa, the world’s 1.8 billion Muslims and 1.2 billion Hindus. Easily the majority of humans currently alive believe in some kind of god.

So the arguments I put forward, above, only apply to a minority of the world’s population, mostly in the western, post-industrial societies. Still, in ‘my’ minority culture of white western atheists, our worldview is determined by Newton and Einstein, Darwin, Watson and Crick and tens of thousands of astronomers and biologists since.

Live and let live

Although I personally believe all forms of theism are factually incorrect, I have no great beef about them and am not driven to waste vast amounts of energy trying to disprove them à la Richard Dawkins. Why? Because people quite obviously need them. The lives of human beings are short and scary. We all die in various forms of pain or fear. We see all around us evidence of a vast universe which doesn’t give a damn whether we live or die, are blissfully happy or existing in misery and pain. Therefore it makes psychological sense for many many people to have space in their minds for powers or spirits or gods or a God who they can imagine protecting them and looking after them and their families.

Even for people who are doing well in life, it makes psychological sense to be aware that life is fragile, fortune is fickle and it might all come crashing down at any moment. Therefore it makes sense to give thanks to someone, to something, to nature or god, to something outside yourself, for the blessings you are conscious of enjoying.

As Freud said in one of his letters, he was painfully aware that he  couldn’t give most of his patients what they were, at bottom, all searching for: consolation. Religion can.

Narrow atheism à la Richard Dawkins may be factually correct but Dawkins’s obvious failing is to be completely oblivious to human psychology, which is why he comes over as an inflexible robot and makes so few converts, while managing to antagonise religious believers of all flavours.

When your child is born or your parent dies, when you are anxious about your health or stressed about work or where the next meal is going to come from – then we all need psychological strategies to help us cope. And thousands of years of cultural evolution mean that the world’s religions have accumulated huge numbers of psychological strategies, along with rites and rituals and ceremonies and beliefs for coping and making sense of life and the thousand ills we are prey to.

So my view is that anything which helps people to get through life and make sense of it is to be respected. The fact that we can prove that this or that aspect of it is factually wrong (wrong like the Christian evangelicals who reject Darwin or fossils) is missing the point. Most of us aren’t coolly analytical logic machines to begin with. Most of us need help. Humans are, after all, wildly irrational.

In a thousand shapes and forms religions provide a conceptual structure and cultural traditions and psychological aids which help billions of people cope and make sense of and endure and even enjoy life. It would be pointless, and narrow minded, of me to quibble with that.

Summary

This books was interesting in shedding light on Cicero’s broad knowledge, his ambitions to bring Greek philosophy to the Latin world, and so helping me understand his importance not only in his own time but as a preserver or conduit of ancient learning through the Middle Ages and into the Renaissance. But as an examination of the actual subject it purports to tackle, it felt to me almost completely worthless.


Related links

Roman reviews

King Leopold’s Ghost by Adam Hochschild (1998) – part two

I first read this book seven years ago and gave a reasonable summary of its content in a blog post.

Now I’m rereading it after reading three other books which cover at least part of the same subject matter, Frank McLynn’s Hearts of Darkness and Tim Jeal’s biography of Henry Morton Stanley and group biography of the five British explorers involved in the quest for the source of the river Nile. This blog post records impressions from reading Hochschild’s book second time round.

Leopold and Stanley

For a start, it’s quite a long time till the account of the atrocities committed in King Leopold’s Congo Free State kicks in. The book has about 320 pages of text and it’s only around page 130 that we begin to hear about the increasingly rapacious organisation of the Congo state and its appalling police service, the Force Publique. In other words, nearly half the book consists of background and buildup. And this mostly consists of a lot of biographical material on the two central figures, King Leopold himself and the explorer Stanley.

Leopold

Leopold II’s childhood was lonely and cold: he had to make appointments to talk to either his father or mother, who didn’t care much for him, so the king grew up aloof, distant, socially maladroit and compensated by obsessing over the minutiae of royal protocol.

During the course of his researches Hochschild has obviously come to loathe Leopold and he clearly relishes dishing the dirt on him, revelling in the fact that the king was a regular visitor to a chain of high-class brothels which traded in young girls, some as young as 12, who were guaranteed virgins to be deflowered by the cream of British and continental society.

But what comes over in spades from Hochschild’s account is what a two-faced, calculating and cunning manipulator Leopold was of all around him, which included ambassadors from all the major nations as well as leading philanthropists. They all fell for his humanitarian rhetoric and pose of selflessness, but there is much more, Hochschild detailing the care with which Leopold and his fixers bribed and cajoled and pulled the wool over the eyes of politicians, journalists and missionaries, inviting them to his palace, flattering and smooth-talking them. When bad news started to leak out about the atrocities being carried out in his colony, Leopold’s techniques for managing the press and damage limitation would put a modern PR company to shame.

Stanley

But it’s the Stanley material which is more striking. Hochschild is accepts the ‘black legend’ of Henry Morton Stanley hook, line and sinker, giving the kind of relentlessly negative account which Tim Jeal set out to single-handedly overthrow in his epic biography. Hochschild takes at face value:

  • Stanley’s own accounts of the size of his expeditions and the number of personnel lost during them (which Jeal shows to both be exaggerations)
  • Stanley’s own accounts of his brutal punishments of deserters and thieves (which Jeal shows to the exceptions rather than the rule, and shows only took place on particular, unusual occasions)
  • the harsh criticism of Stanley by other explorers (which Jeal says were motivated by jealousy, for example Richard Burton’s rancorous envy) and by the British press (which Jeal said was animated by anti-Americanism)

Hochschild goes out of his way to claim that Stanley’s bad luck with a string of failed fiancées (getting engaged to several young women, then breaking it off when he disappeared into Africa for years) was a result of his pathological ‘fear of women’.

He returns to the theme half way through the book when he describes Stanley’s 1890 grand public wedding in Westminster Abbey in considerable detail, noting that Stanley was chronically ill on the day, had to be helped up the aisle, and spent the entire reception lying in a darkened room in agony from gastritis. Hochschild uses his wedding to write confidently about Stanley’s ‘craving for acceptance’ and ‘fear of intimacy’ before going on to repeat Frank McLynn’s speculation that Stanley’s marriage to the society painter Dorothy Tennant was never consummated because of the lifelong revulsion from sex he picked up during his miserable childhood in a public workhouse (p.151).

God, I’d hate to be famous for anything and know that before the earth is cold on my grave rival biographers would be picking over my relationship with my family and every single woman I ever went out with, speculating the character of my mum and dad, using bucket psychology to pin me with their tawdry labels, using every blog post, letter or diary entry I ever wrote to work up their cheap theories about my psychology and sex life. God. The poor victims of the modern biographer.

That it’s all complete speculation leaps out at you when Hochschild concedes that other biographers think that Stanley did consummate his marriage. Some do, some don’t. You might as well flip a coin.

And not only is this all utterly speculative bucket psychology but it’s all out of date, for when Hochschild describes McLynn as Stanley’s ‘most thorough biographer’ the reader realises his book was written before Tim Jeal’s epic biography of Stanley, which benefited from access to thousands of previously unexamined letters, journals and so on in the royal archives in Belgium and so is in a position to paint a much more subtle, nuanced and sympathetic portrait of Stanley the man.

I find it surreal beyond belief that a whole succession of grown men – professional academics and historians – have devoted so much mental energy to the issue of whether Henry Stanley’s erect penis ever entered Dorothy Tennant’s vagina. In the middle of a book about atrocities committed against millions of Africans this dogged speculation about Stanley’s sex life is bizarre beyond belief.

That Hochschild is simultaneously repelled and bored by Stanley is indicated by his dismissal of everything Stanley did with sardonic repetition:

  • Stanley’s usual two-volume thousand-page bestseller turned out to be only one of many books written about the Emin Pasha expedition…
  • Stanley threw his usual temper tantrums…
  • As always Stanley bungled his choice of subordinates…

But despite his strong anti-Stanley animus, Hochschild can’t directly implicate Stanley in any of the atrocities themselves. The opposite: he shows in some detail how Stanley was edged out of Leopold’s plans as the late 1880s turned into the 1890s, for a number of reasons. 1. Leopold knew Stanley was stroppy and opinionated and would be difficult to manage and manipulate, as he manipulated so many other world leaders, Belgian politicians, missionaries and journalists.

2. More importantly, France. As the 1880s progressed, it became increasingly important to Leopold to placate France, the imperial power which claimed most of the territory to the north of the Congo, represented by the charismatic explorer, Pierre Savorgnan de Brazza. Soon after completing his epic trek along the Congo in 1879, Stanley wrote letters and articles calling for Britain to take control of the Congo, a suggestion he repeated frequently, in public and which risked antagonising the delicate working relationship Leopold was forging with Paris.

The French were obsessed that Leopold’s amateur venture would collapse and that the hated British would then step in to run this huge area of central Africa and that this would amount to yet another slap in the face for the touchy Frogs.

Leopold managed to quell their anxieties for good by signing an agreement in law that if Belgian rule – and the companies he’d set up to manage it – collapsed, the French would legally have first dibs on the vacated territory. Not the hated British. The French were content with that and backed off, allowing Leopold to continue his plans his own way. But Stanley, far from being an accomplice of Leopold’s, represented a risk which is why the king kept him dangling on a retainer but never gave him the governorship he craved or any other significant work to do once the road was built by about 1884. Stanley was sidelined and out of the picture well before any of the atrocities began.

The post 9/11 perspective

As it happens I’m reading this book just after the Americans completed their withdrawal from Afghanistan on 31 August 2021 and just as we all approach the twentieth anniversary of the 9/11 attacks on 11 September.

King Leopold’s Ghost is littered with Hochschild’s easy sarcasm about Victorian Europe’s claims to be bringing ‘civilisation’ to barbarians, to want to set up schools for the natives, end the slave trade, create a transport infrastructure, bring commerce and raise the living standards of the impoverished locals.

Absolutely all of this reads very differently as I watch the TV footage of the last American planes leaving Kabul airport and of hundreds of locals desperately chasing after them as the West i.e. America abandons its attempt to bring civilisation to the locals, to set up schools, end the Taliban’s oppressive rule, improve the transport infrastructure, bring commerce and raise the living standards of the impoverished locals.

Hochschild writes with lofty American disdain for 1. the hypocrisy of the European colonial nations who claimed to be bringing ‘civilisation’ but instead brought only hard-headed commercial transactions and exploitation. 2. He says the Europeans rode roughshod over the native culture and the complex web of tribes and traditional political authority which covered the region in multiple complex forms. 3. And his central theme is how quickly so-called ‘enlightened intervention’ descended into barbarism and exploitation, as native uprisings prompted terrible crackdowns and massacres. His book reeks of smug condescension.

But every time he made another sarcastic comment about the discrepancy between the European colonialists’ high-toned claims of bringing ‘civilisation’ and the reality of the crude violence and exploitation they inflicted, I thought: Iraq War. 150,000 dead, at a minimum (Wikipedia). Abu Ghraib torture and prisoner abuse. ‘Enhanced interrogation techniques’ including waterboarding. Extraordinary rendition i.e. kidnapping people and spiriting them away to permanent imprisonment without trial in Guantanamo Bay. The Sunni Insurgency. Improvised explosive devices. An entire nation plunged into violent anarchy for a generation, while a large percentage of the trillion or so dollars America allegedly spent on the country went straight into the pockets of American arms manufacturers and private  security contractors.

Americans show European colonialists how to bring civilisation and respect for human rights to a developing country

And I thought Afghanistan. $2 trillion spent. Vast amounts on training the local security forces to cope with insurgencies. 110,000 Afghans killed or injured, over 3,500 coalition deaths. As many as 30,000 American private contractors making a fortune out of government contracts. And in the end, what was it all for? The security forces which the allies spent hundreds of billions training collapsed like a pack of cards within days of the Americans leaving. And many locals had been permanently alienated from the West and its puppet government by random and unpunished American atrocities. How mass killings by US forces after 9/11 boosted support for the Taliban.

Not as easy as you thought, is it, going into a developing country, overthrowing its government and expecting the locals to love you.

When Stanley flogged members of his caravan who tried to desert or stole precious food supplies in the 1870s, he did it in an age when flogging was still a legal punishment in schools and in the army, such as the Confederate Army which Stanley served in during the American Civil War. When the Americans captured, imprisoned, tortured and waterboarded their Iraqi suspects in the 2000s they were doing it sixty years after the Universal Declaration of Human Rights was meant to have abolished such practices for ever.

The Wikipedia article about extraordinary rendition quotes former CIA case officer Bob Baer saying:

‘If you want a serious interrogation, you send a prisoner to Jordan. If you want them to be tortured, you send them to Syria. If you want someone to disappear—never to see them again—you send them to Egypt.’

This is the mindset of the greatest military force the world has ever seen as it extended its grasp, overt or covert, across the Arab world after 9/11: kidnap, torture, murder and massacre.

All of this was being raked over on the TV and in newspapers and magazines day after day at the exact moment I was reading Hochschild telling me how wicked and hypocritical the nineteenth century European colonisers were, how bigoted against the Arabs, how quick to extreme violence, how hypocritical in cloaking their real commercial motives under high-sounding rhetoric.

While all around me the serious British media were reflecting on 20 years of US intervention in Afghanistan and Iraq, not to mention Syria, Lebanon, Egypt, Libya. Which Middle Eastern and Asian Muslim nations have not benefited from the carefully planned and skillfully executed interventions of peace-loving America?

In this respect, Hochschild’s book is a good example of the hubris shown by so many contemporary historians who feel free to glibly patronise people in the past and point out their manifold failings on the assumption that we, in our super-digital 21st century, are oh-so-morally superior to our ancestors. But are we?

And it’s all the more vexatious when the historian patronising European colonialists for their wretched interventions in developing countries is an American, writing from amid the ruins of American foreign policy and the beacon of enlightened democracy which was the Trump administration.

Thou hypocrite, first cast out the beam out of thine own eye; and then shalt thou see clearly to cast out the mote out of thy brother’s eye. (Matthew 7:5)

‘Arab’ slave traders?

Hochschild also deploys his trademark sarcasm whenever the subject of ‘Arab’ slave traders comes up. Unlike the McLynn and Jeal books, and all the passages about the wickedness of the Arab slave trade they quote from the writings of Livingstone, Burton, Speke and Stanley – Hochschild goes out of his way to assert that hardly any of the slave traders were, in fact, Arab. He claims most were ‘Afro-Arab’ at best, ‘Swahili-speaking Africans’ who adopted Arab dress and Islam but ‘only some of them were of partly Arab descent’ (p.28).

Arab was a misnomer; Afro-Arab would have been more accurate. Although their captives often ended up in the Arab world, the traders on the African mainland were largely Swahili-speaking Africans from territory that today is Kenya and Tanzania. Many had adopted Arab dress and Islam, but only some of them were of even partly Arab descent. Nonetheless, from Edinburgh to Rome, indignant books and speeches and sermons denounced the vicious ‘Arab’ slavers – and with them, by implication, the idea that any part of Africa might be colonised by someone other than Europeans. (p.28)

Note the tell-tale sarcastic swipe at European amour propre in the final sentence. Anyway, this assertion is completely contrary to everything I’ve read in the other books on the subject.

1. Consider the most famous slaver of the era, Tippu Tip. According to Wikipedia:

Tippu Tip, or Tippu Tib (1832 to 1905), real name Ḥamad ibn Muḥammad ibn Jumʿah ibn Rajab ibn Muḥammad ibn Saʿīd al Murjabī (Arabic: حمد بن محمد بن جمعة بن رجب بن محمد بن سعيد المرجبي‎), was an Afro-Arab ivory and slave trader, explorer, governor and plantation owner…His father and paternal grandfather were coastal Arabs of the Swahili Coast who had taken part in the earliest trading expeditions to the interior. His paternal great-grandmother, wife of Rajab bin Mohammed bin Said el Murgebi, was the daughter of Juma bin Mohammed el Nebhani, a member of a respected Muscat (Oman) family, and a Bantu woman from the village of Mbwa Maji, a small village south of what would later become the German capital of Dar es Salaam.

So Tippu had a soupçon of African blood in an otherwise solidly Arab geneology.

2. Zanzibar became the centre of the East African slave trade when it was annexed by pureblood Arabs:

In 1832 Said bin Sultan, Sultan of Muscat and Oman moved his capital from Muscat, Oman to Stone Town [on Zanzibar]. After Said’s death in June 1856, two of his sons, Thuwaini bin Said and Majid bin Said, struggled over the succession…Until around 1890, the sultans of Zanzibar controlled a substantial portion of the Swahili coast known as Zanj, which included Mombasa and Dar es Salaam. (Wikipedia)

3. Or take the famous massacre of some 400 Congolese women and children at the village of Nyangwe the river Lualaba which Livingstone witnessed on 15 July 1871. This was carried out by armed men at the command of the notorious Arab slaver Dugumbé ben Habib.

Hochschild may have germs of truth in that some or many of the slave traders might have had African blood. But all the accounts I’ve read and the three salient facts I’ve just quoted tend to confirm that the majority of the trade was solidly in the hand of Muslim Arabs, Arabs who, moreover, I’ve read quotes from saying how much they despised Africans, how Africans’ live meant nothing until they could be sold in the slave markets of Zanzibar, and scores of accounts of Arab slave caravan captains shooting, tying to trees or burning alive slaves too sick to make the long trek from the villages where they were captured to the coast.

So why does Hochschild go out of his way to make his claim that the Arab slave traders weren’t really Arabs and for the rest of the book refer to ‘Arab’ slave traders in quote marks? Because it allows him one more way of slagging off the European nations and the ‘white man’. The tendency of his sarcastic comments is that Britain’s anti-slavery rhetoric was a hollow sham dressing up the fact that it allowed the white man to indulge his anti-Islamic bigotry. It justified rampant Islamophobia. Of those wicked wicked nineteenth century Europeans!

a) This is so contrary to the quotes from Livingstone, Stanley, Speke and even Baker that depict in great detail the genuinely evil ways of what all the witnesses unanimously agree was the Arab slave trade that it comes over as a slightly ludicrous twisting of the facts to fit Californian Hochschild’s anti-European bias. Livingstone really was disgusted and appalled by the wickedness of the slave traders, he wrote heartfelt letters back to England saying something must be done to save the Africans, and this prompted thousands of brave missionaries and educators to set off for darkest Africa to set up schools and guilted the British government into doing more to crack down on slavery, including forcing the Sultan of Zanzibar to close down its famous slave market.

b) His claim of anti-Arab bigotry sits oddly with the evidence that most of the British explorers and later colonial administrators were biased in favour of Arabs. Richard Burton spoke Arabic and admired the Arabs for their culture and religion, as did Samuel Baker, as did Sir Harold MacMichael, administrator of Sudan in the 1920s who respected the Arabs in the north and despised the Africans of the south – all part of a strand of pro-Arab British feeling which continued down to Lawrence of Arabia and bedevilled British attempts to manage their inter-war mandate in Palestine.

c) Hochschild’s defence of – by implication – the innocent ‘Arabs’ so horribly wronged in European accounts of the region reads very amusingly in a post-9/11 world, particularly in the early years after 2001 when you could read some very ripe comments from previously liberal and progressive American commentators about Arabs and Islam. Nothing any Victorian author wrote about Islam was as vitriolic as the opinions of scores of Yankee commentators after the twin towers were bombed.

Overall it now reads like rich, fat hypocrisy for Hochschild to accuse the late Victorians of dressing up commercially-motivated imperialism under anti-Islamic rhetoric, given everything which his country has done in Iraq and Afghanistan over the 20 years following 9/11.

George Washington Williams (1849 to 1891)

Williams was a rare example of a free black man in nineteenth century America who made his mark in an impressive variety of professions and ended up hobnobbing with the president. During his 41 year life Williams managed to serve as a soldier in the American Civil War and in Mexico before becoming a Baptist minister, politician, lawyer, journalist, and writer.

He appears in this narrative because during the late 1880s he developed a plan for returning Afro-Americans who were suffering under the so-called ‘Reconstruction’ of the American South back to Africa. The publicity surrounding the great philanthropist Leopold’s plans for the Congo spurred Williams to make the pilgrimage to Brussels (funding himself by contracting to write travel articles for an American magazine) for an audience with the great humanitarian himself who was, as usual, all smooth words and assurances.

So Williams then sailed on to the Congo which he travelled up slowly, taking extensive notes. What he saw shocked and horrified him. Scene after scene of violence, brutality and corruption. Many of the Congolese had been reduced to the level of slaves, whipped with the notorious chicotte and brutally intimidated into collecting what was, at that point, the colony’s key export, ivory.

From Stanley Falls Williams wrote ‘An Open Letter to His Serene Majesty Leopold II, King of the Belgians and Sovereign of the Independent State of Congo’ in July 1890. Hochschild says it gave a good summary of the methods of exploitation and slave labour the Belgians were already using, as well as laying down the framework of criticism which was to be used by all later campaigners: that everything was done in the king’s name and so he was completely responsible for the mass mutilations and murders. Williams called for an international commission to investigate.

His letter was published as a pamphlet and caused a furore (p.112). Hochschild shows how Leopold set his tame pets in the press and positions of power to rubbish all the accusations. Travelling back to Europe up the Nile, Williams became ill in Cairo, and managed to get as far as Blackpool in north-west England where he died on August 2, 1891, aged 41. By that time over 1,000 Europeans had visited and worked in the Congo but Williams was the only one with the guts, and morality, to be horrified and tell the truth.

And he was, contrary to Hochschild’s sarcasms about the hypocrisy of the Western Christian concern for the African, a Western Christian, a devout and earnest Baptist, for it was Protestant missionaries who were to provide most of the testimony and evidence for the global campaign against Leopold’s brutal regime in the Congo which I will describe in my next blog post.

Notes and details

I’d forgotten that after the Mahdi and his army of Islamic fundamentalists took Khartoum (in January 1885), killed General Gordon and massacred the city’s army garrison and civilian population, he went on to rule the city and region uninterrupted for the next 12 years. And that – here’s the thing – soon after the conquest, the Mahdi sent a message to Queen Victoria demanding that she come to the Sudan, convert to Islam and submit to his rule (p.97).

Now that is a counter-factual scenario worth imagining! I’d love to see a painting in the realist late-Victorian style of a fat Queen Victoria kneeling and bending her forehead right down to the ground before the magnificently robed Mahdi who graciously accepts the obeisance of the queen-empress and the conversion of all her peoples to the True Religion.

Credit

King Leopold’s Ghost: A Story of Greed, Terror and Heroism in Colonial Africa by Adam Hochschild was published by Mariner Books in 1998. All references are to the 2012 Pan paperback edition.


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Explorers of the Nile: the triumph and tragedy of a great Victorian adventure by Tim Jeal (2011) part two

‘[Dr Livingstone] left an obligation on the civilised nations of Europe and America, as the shepherds of the world, to extend their care and protection over the oppressed races of Africa.’
(Henry Morton Stanley in his obituary of Livingstone published in the Graphic magazine, 1873)

Expeditions covered in the second half of the book

  • Stanley’s expedition to find Livingstone, 1871 to 1872
  • Livingstone’s final expedition, 1872 to 1873
  • Stanley’s great expedition across Africa from East to West, 1874 to 1879
  • Stanley working for King Leopold II of Belgium, 1879 to 1885
  • The Emin Pasha Relief Expedition, 1886 to 1889

This is the third version of the meeting between Welsh workhouse boy-turned-American journalist Henry Morton Stanley and famous Scottish missionary and explorer Dr David Livingstone which I have read, and arguably the most effective.

This is because, in the preceding chapter (chapter 18) Jeal had given a clear and vivid description of how utterly prostrate Livingstone was, his obsession with tracing the river Lualaba crushed by porters paid by Arab slavers to refuse to accompany him, forced to return to the miserable slaver town of Ujiji on the west bank of Lake Tanganyika where he discovered that all the trading goods and supplies which had been carefully selected, bought and sent to him by Dr John Kirk, British consul in Zanzibar, had been treacherously sold off by the Arab in charge of delivering them, so that all his native porters abandoned him, leaving the man penniless, betrayed, abandoned and completely demoralised by the complete failure of his expedition to the Lualaba, the crushing of all his hopes as an explorer. That is the moment when Henry Morton Stanley walked into his compound, accompanied by hundreds of porters laden with supplies. So the reader understands why the meeting came as such a huge psychological relief to both men.

As to Stanley’s epic trek across Africa which revealed for the first time that the Luabala was a tributary of the Congo, I have covered that in my review of Jeal’s biography of Stanley.

The origins of the Nile and what is an ‘origin’?

On reflection, I think Jeal would have done better to have started this book with a factual description of the actual geography of the Nile, carefully explaining what we now understand of its modern course; because, with this information imprinted on our minds, the reader would be much better placed to understand the importance of all the discoveries and theories bandied about by the explorers whose expeditions he describes over the next 350 pages.

It is only on page 316, in the context of Stanley proving once and for all that the river Luabala did not flow north and east to form a tributary of the Nile, but instead flowed north and west to become the main tributary of the Congo, thus, in effect, confirming Speke’s discovery that the northern outlet of Lake Victoria is the origin of the White Nile – it is only here that Jeal, almost casually, comes clean and explains the entire modern understanding of the multiple sources of the Nile, referencing subsequent expeditions, in 1891, 1898, 1935, and as recently 2006, which have traced its origins further and further into obscure watercourses in Rwanda and Burundi.

And it is only tucked away in the heart of his book, that he raises a central question which is: How do you define the source of a river? Eventually all major rivers splinter into tributaries which themselves divide into contributory creeks and streams and springs and so on. How many do you include? How do you define The Source? Apparently Stanley said that, if you go that far, it was only a small step to attributing the origins of a river to the clouds passing overhead and the rain that falls.

Jeal, like the explorers, is happy to stop at the assertion that Lake Victoria is the source of the White Nile.

Some incidents

Stanley on the Congo

Stanley’s work for King Leopold II of Belgium, building a road up the river Congo, establishing way stations, transporting sections of steam ships along it which could be assembled above the Congo’s fearsome rapids, are all placed in the context of establishing the infrastructure for the wicked Congo Free State which Leopold was seeking to establish (described in detail in chapter 28).

De Brazza

Stanley’s work for Leopold is also placed in the context of international rivalry with France embodied by the attempts of French explorer Pierre Savorgnan de Brazza to claim the north side of the river Congo . This led, among other incidents, to the confrontation at Stanley Pool with Brazza, who had soldiers and tried to claim the south bank of the Congo for France. It was only by the resolute action of the British station chief at Kinshasa, young Anthony Swinburne, that the region, and what would go on to become Congo’s capital, remained in Leopold’s control.

The Congo situation was to be stabilised at the 1885 Conference of Berlin by the formal assignment of the vast region of the Congo to Leopold’s personal fief. Jeal covers all this but, because his focus is the Nile, he is most interested in the fate of central and East Africa.

Muslim versus Christian

Here the deep structural issue was whether the region would fall under Muslim or Christian domination. The Christian British were, in a sense, biased, identifying the cause of civilisation and progress with themselves and their religion. But most of the Brits involved knew the simple fact that Islam represented slavery, because east central Africa was being laid waste by a slave trade carried out entirely by Muslim Arabs, seizing black African slaves to ship them to the Arab Middle East, destroying entire villages, laying waste to areas, shooting slaves who were too weak or ill to trek the thousand miles to the coast.

Samuel Baker founds Equatoria

This is why those concerned for the region didn’t want it to fall under the control of Egypt, because Egyptian control would almost certainly involve the extension of slavery into the region of the Great African Lakes, Buganda, Bunyoro and so on.

Nonetheless, it was the noted explorer Sir Samuel White who penetrated south on the Nile with a host of soldiers and riverboats given by the Khedive of Egypt, and simply declared, without consulting any of the native rulers, the existence of a new southern province of Egypt which he named Equatoria, in May 1871.

This incident, peripheral to the quest for the source of the Nile, would go on to have long-term political ramifications which echo to this day.

Retreat to Fatiko

When Baker attempted to penetrate further south, he was met with fierce resistance from the army of king Kabarega of Banyoro and was forced to stage a fighting retreat to Fatiko, one of those defeats in the face of stronger African foes which were to be presented as a kind of moral victory in the British press (Isandlwana, 1879, Gordon and the Khartoum garrison massacred, 1885).

According to Jeal, it was the publicity surrounding Baker’s military expedition which first really publicised to many politicians and businessmen the geographic and commercial potential of opening up central Africa.

Stanley’s call for missionaries

This is why one of the most important events of the period was Stanley writing a letter, in May 1875, which was published in the Daily Telegraph, saying that the region was crying out for Christian missionaries to set up schools, educate the locals, encourage Western style trade, with a view to stamping out slavery and other barbarous practices like human sacrifices, to develop and raise the living standards of Africans. And the numerous missionary societies of Britain responded (p.302).

Almost inevitably, when the missionaries came, they faced the same kind of antagonism and sometimes horrific violence which the explorers had faced or witnessed but, by and large survived, because the latter had guns and were moving through, not settling in, dangerous territories.

Atrocities against missionaries

In January 1885 Mwanga king of Buganda, arrested the missionary Mackay and had three of his young black converts taken from the mission school, their arms hacked off, and then slowly roasted to death on a spit (p.348). In October 1885 Bishop James Hannington who had been sent by the CMS to become the first bishop of East Africa, was arrested by Mwanga and speared to death along with all 50 of his porters (p.349). On 30 June 1886 Mwanga arrested and executed 45 Catholic and Protestant converts, strangling several with his own hands, having the others castrated and burned alive (p.349).

These sorts of atrocities inevitably caused outrage in the newspapers and forced European governments to step in ‘and so something’ to protect our gallant missionaries. Thus the 1890s saw a wave of annexations and mandates, Malawi in 1892, Uganda declared a protectorate on 27 August 1894.

Rivalry with Germany

It must also be noted that, if the British endured a rivalry with a France determined to push east from their West African possessions, beyond Chad, across the desert and into Egyptian and Sudanese territory, and south as far as the Congo, the British also faced rivalry with Germany in East Africa.

Chancellor Bismarck sent envoys to sign deals with local rulers, amassing influence over such a large area that eventually it justified a full-blown diplomatic agreement between the two governments, in 1886, which secured for Germany the southern portion of the region which was to become Tanganyika, and present-day Tanzania.

In response, the British government approved the granting of a royal charter to Sir William Mackinnon’s Imperial British East Africa Company, sowing the seeds of what was to evolve into Uganda and Kenya (pages 362 to 363).

Wikipedia has two maps which vividly contrast territorial ‘ownership’ of Africa in 1880 and 1913, before and after the great ‘scramble for Africa’. Apart from showing the obvious way in which an entire continent was gobbled up by half a dozen European powers, the two things which stand out for me are 1. The extent of French possession, coloured blue. 2. The fact that German East Africa (dark grey) presented an impassible obstacle to imperialists like Cecil Rhodes who wanted to create one unified band of British colonies stretching the length of Africa. How frustrated he must have been!

Political geography of Africa 1880 and 1913. Source: Wikipedia

The Emin Pasha relief expedition 1886 to 1889

I’ve summarised the Emin Pasha Relief Expedition in my summary of Jeal’s Stanley biography. Suffice to say that, as in his descriptions of Livingstone’s two last expeditions or Stanley’s trans-Africa trek, arguably the summaries Jeal gives in this book are better than the ones in the Stanley book because they are much shorter, much punchier, and focus on the key events and decisions: I understood the importance of Stanley’s fateful decisions during the Emin Pasha expedition much better from the 10-page summary given in this book (pages 365 to 375) than from the several chapters devoted to it in the Stanley biography which, for me, buried the important things in a sea of details. In particular, the notorious moral collapse of the Rear Column into Kurz-like barbarism is much more vivid when compressed onto just two pages (pages 371 to 372).

Royal Navy anti-slavery

It gets very little publicity but the British government tasked the Royal Navy with maintaining squadrons whose sole purpose was to intercept slave ships and quell the ocean-borne slave trade.

During the nineteenth century, 17,000 members of the Royal Navy died as a result of their service with the West and East African Anti-Slave Trade Squadrons. (p.362)

Part two

Part two of Jeal’s book is titled ‘The Consequences’ and deals with just that, the long term consequences of all this imperial jostling for African territory at the end of the nineteenth century. I’d read almost all the stories Jeal tells of the earlier expeditions in his biography of Stanley or Frank McLynn’s book about African exploration. Part two of Jeal’s book leaves all that Victoriana behind to deal with the dawning era of state-sponsored exploration. It broadens out to be about the general Scramble for Africa during the 1880s and beyond – to my surprise, to a great deal beyond – in some instances (Sudan and Uganda) bringing the story right up to date, with summaries not only of their twentieth century histories, but their post-colonial political histories right up to the year the book was published, 2011.

Sudan

In both countries Jeal says the British made a series of fateful mistakes. In Sudan it was yoking together the utterly different Muslim Arabs of the north with the African animists and Christians of the south. Since the British got on better with the Arabs, who had more Western-friendly economic and social systems, the northerners inherited most of the political, economic and military levers of power and looked down on the black African southerners. Jeal singles out the British commissioner Sir Harold MacMichael (served 1916 to 1933) for refusing to even visit the south for his first seven years in post and then being so shocked by its primitive condition that he perversely refused to encourage investment in it.

All this made it almost inevitable that, once the country was granted independence, many in the south would want their own government. South Sudan tried to secede in 1955, leading to a civil war which continued on and off for over 60 years until South Sudan gained its independence as a nation state in July 2011. (With depressing inevitability a civil war then broke out within south Sudan in 2013 which lasted till last year, 2020.)

In other words, the long term consequence of Britain drawing the borders of the territory as it did, and administering it as it did, was long term instability, war and suffering.

Uganda

The other major British error Jeal lingers on, was not retaining the region of Equatoria, claimed and invented by Baker in 1872 in the name of the Khedive of Egypt, as a distinct country.

Although it contained numerous tribes, the inhabitants of Equatoria had the advantage of being related by language and tradition. Instead the British made the disastrous mistake of dividing Equatoria along a horizontal line through the middle and assigning the northern half to Sudan and the southern half to Uganda, a decision taken by Sir Harry Johnston in 1899. Jeal goes into some detail as to how the inclusion of the Equatorial kingdoms, of Baganda in particular, helped to unbalance the tribal makeup of Uganda from the start.

Jeal gives a brisk summary of Uganda’s history after it gained independence from Britain in 1962, namely: the rise of a typical African dictator or Big Man, Milton Obote; a crisis caused by how to handle the semi-independent nation of Buganda within Uganda: Obote suspends the constitution in a 1966 coup and rules as a dictator until he was overthrown by his military leader Idi Amin, who himself emerged as a murderous tyrant ruling for 8 years until himself overthrown when the army of neighbouring Tanzania along with Ugandan exiles invaded and restored Obote for the next 6 years (1980 to 1986). Currently Uganda is ruled by former general Yoweri Museveni, who overthrew the previous regime in 1986 and has ruled a one-party state ever since.

Summarising the plight of both countries, Jeal says:

Britain should have stayed longer in Sudan and Uganda, should have spent more money there and better prepared these countries for independence. (p.418)

The case for intervention

In his final pages Jeal recapitulates the case for European intervention in the area of central Africa he’s been describing. One of the central motives was to stamp out the slave trade which the big five explorers he focuses on (Livingstone, Burton, Speke, Grant and Stanley) witnessed, described and railed against with passion and persistence.

Jeal argues that if the Christian European nations had not intervened in central Africa, the area would not have remained a pristine paradise, as some anti-colonialists claim. It had already been heavily despoiled by the Arab slave trade which was encroaching deeper and deeper into the interior with every year, bringing devastation, mass murder and enslavement.

The whole of central equatorial Africa would have become part of the Muslim world, with slavery an inescapable part of it, unless the colonial powers had come to stay. (p.430)

On this reading the case against the Europeans isn’t that they colonised Africa, as such. Jeal goes out of his way to assert that the British in particular did bring impartial justice, schools, education, railways, roads and economic development which lifted most Africans out of grinding poverty to levels of affluence and literacy inconceivable only a few generations earlier.

No, the case against the European colonialists is that they made terrible decisions about borders and administrative regions, tried to run their colonies on the cheap, ignored native traditions and chieftains and kingdoms in preference for a British style central administration and parliamentary democracy and that, when they handed all this over to African rulers in the 1960s, it quickly became obvious that the countries couldn’t be ruled by Westminster-style politics, but only from the barrel of a gun in the hands of the country’s strongest institution – the army.

The criticism is not that Britain colonised Africa. It’s that the British did it so badly. Upon independence, the continent’s 3,000 ethnic groups ended up divided up into 47 nation states. Colonialism lasted just long enough to destroy centuries-old beliefs in animism, spirits and personal responsibility, but not long enough to imprint the universal literacy and faith in education which underpins the success of the West. The complete inappropriateness of imposing a Westminster-style parliamentary system onto nations with radically different traditions and definitions of power and authority, led almost all of them to collapse and be replaced by the rule of Big Men backed by the army. In the mid-1990s there were 31 civil wars raging in Africa, resulting either from the terribly drawn boundaries or the deliberate incitements of Big Men (p.434).

Responsibility

It seems to me attributing ‘responsibility’ or ‘guilt’ for the dire post-independence fates of many African nations is pointless. Identifying errors and mistaken decisions with a view to avoiding them in future or using the analysis to try and address current problems might be a worthwhile activity. But blaming some white guy for what he said or wrote 150 years ago seems futile. It’s only a form of self-promoting rhetoric and psychological bonding for the righteous who like to make those kind of criticisms. Blaming ‘the white man’ or ‘the West’ or ‘Europe’ hardly seems very practical to me.

As Jeal candidly admits, the violent and semi-genocidal actions of the Islamic government in Khartoum dwarf anything the colonial authorities ever did. Similarly, Idi Amin’s regime undertook large-scale repression of sections of Uganda’s population, which may led to as many as 500,000 deaths and the wholescale expulsion of the country’s entire Asian population (30,000 came to the UK, some 10,000 to other western nations).

The idea that what exactly Speke said to Burton in Aden 150 years ago is given more space in the book than the massacres commissioned by the governments of Sudan and Uganda almost amounts to a subtle kind of racism, or at the very least, bias, whereby what one white man said or wrote 150 years ago is considered more important than the death of 100,000 Africans in the recent past.

To put it another way, once your mind is contemplating the murderous post-independence regimes of Sudan or Uganda, being concerned about what exactly Speke said to Burton 150 years ago seems absurd and irrelevant. In a way the brutal realities Jeal describes in the last 30 or 40 pages of his book, make the entire account of the Victorian explorers seem like a fairy tale, like a weightless fiction, like Alice in Wonderland.

Attributing some kind of responsibility to the colonial authorities who took bad decisions from the late 1890s through to the 1950s is probably a more worthwhile activity, but Jeal zips through this final part of the book at top speed. The colonial and post-independence history of two nations like Sudan and Uganda are just too big and complex to be managed in such a short space, and by an author who is much more at home investigating Stanley’s father complex or Baker’s love for his slave wife. In other words, is happier retailing ripping yarns of Victorian derring-do than giving a dryer, cold-blooded analysis of contemporary African politics.

Still, I suppose it’s to Jeal’s credit that he doesn’t just end the book with the fiasco of the Emin Pasha Relief Expedition in 1889, as he might have done but makes an attempt to bring it up to date, skimpy though it feels.

Up until the last 40 or so pages Explorers of the Nile: the triumph and tragedy of a great Victorian adventure is full of extraordinary stories of Victorian heroism and endurance, illness and obsession. It is entirely fitting that this book was turned into a series of BBC Radio 4. It has exactly that Radio 4 feel of comforting, white bourgeois, public school nostalgia. And if you’re in that kind of mood, why not? But the harsh realities described in the final passages make you realise that that world – of dashing Victorian chaps – only really survives between the covers of this kind of Radio 4-friendly history.

Logocentrism

Mind you, this aspect of Jeal’s book, namely the foregrounding of European written accounts over African oral or unrecorded accounts, is a subset of the larger bias embedded in Western practice, which is the privileging of the written word.

Livingstone, Burton, Speke, Grant and Stanley are the subject of so many books not only because they are such epitomes for those who like tales of Victorian adventure, but because they wrote so much and so much of it is stored in libraries and archives. This presents potentially endless opportunities for each generation of biographers to rework the sources and present new versions of their lives. It guarantees a steady little cottage industry which keeps their names in the public eye, sort of (among fans of this kind of thing at any rate).

Whereas where are the biographies of the Africans they met, of King Kamrasi of the Bunyoro or King Mutesa of the Baganda, to name a couple of the most notable? What of all the other chieftains and leaders, let alone their hundreds of thousands of subjects?

There is a profound structural inequality not just in the fact that the West or, in this case, Britain, with its public schoolboy taste for foreign adventure encouraged by its public schoolboy publishing and public schoolboy bookselling industries, will carry on writing, publishing and consuming books of imperial derring-do for the foreseeable future and getting them comfortably serialised on Radio 4. But in the way that we in the West foreground writing and written sources, written accounts and written description, journals, diaries, letters and every form of text over other types of record or history (predominantly oral).

In this deep sense, the very way the subject of history is conceived and practiced in the West militates against cultures with alternative methods of recording the past. Consigns them to eternal silence and subordinateness.

The sources of the Nile

My major practical criticism of the book isn’t any of these: you get what you pay for and Jeal delivers an intelligent and pacy account of the five great Victorian explorers of Africa.

But I think even on its own terms, the book would have benefited from a better explanation of the actual sources of the Nile, which are only partly explained in a throwaway few pages around page 316. I had to google the subject to find out what current knowledge on the sources of the Nile is (and to be surprised that, right up to the present day, explorers are still claiming to have found the ‘real’ source, tucked away in the rainforests of Rwanda, so that there is still, surprisingly, scholarly debate on the subject). I think this could have been stated and explained, with maps, much more clearly; and that, on balance, the best place to have put it would have been at the start so the reader had the clearest sense possible of the geography, before commencing the accounts of the explorations.

Chief Cammorro’s view

‘Most people are bad; if they are strong they take from the weak. The good people are all weak; they are good because they don’t have the strength to be bad.’

The words of Cammorro, chief of the Latuka, as quoted by the explorer Sir Samuel Baker, who is not necessarily a reliable witness and who, possibly, put into the chief’s mouth his own hard-bitten and cynical views. But in the context of the violent Africa described in this book, very apposite whoever exactly said it.

Credit

Explorers of the Nile: the triumph and tragedy of a great Victorian adventure by Tim Jeal was published  by Faber and Faber in 2011. All references are to the 2012 paperback edition.


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Labyrinths by Jorge Luis Borges (1962)

The metaphysicians of Tlön do not seek for the truth or even for verisimilitude, but rather for the astounding.

There is no pleasure more complex than that of thought.

In the course of a life dedicated to letters and (at times) to metaphysical perplexity…

Borges wrote a surprising amount (some 70 books in Spanish) and yet he is principally known in the Anglo-Saxon world for just one work published 60 years ago, Labyrinths, a breath-taking collection of 40 mind-bending short stories, short essays, and ‘parables’, all of which reference, quote and play with a multitude of obscure and arcane texts and ideas derived from philosophy, theology and mysticism.

Penguin went on to publish a flotilla of four or five other volumes by Borges, but none of them hold a candle to Labyrinths which is one of the most important volumes of short stories in English in the second half of the 20th century. It is a scandal that, to this day, only a fraction of Borges’s output has been translated into English.

Adventures among books and ideas

Labyrinths consists of 23 ficciones, ten essays and eight ‘parables’. All the stories were written and first published in Borges’s native Spanish in Argentine literary magazines between 1941 and 1956. The first 13 stories are taken from a previous collection, Ficciones, published in 1945, which was expanded in successive editions, and the remaining ten were published in a collection titled The Aleph, published in 1949, and also added to in later editions. That’s a long time ago but when you look at individual stories it’s striking to see that most of them were first published in literary magazines much earlier, most of them at the very end of the 1930s, during the Second World War and in the immediate post-war years. Although he carried on writing into the 1980s, his greatest hits were composed in the 1940s.

Before I exhaust myself giving brief summaries of each of the pieces, let me make a simple point which is that, rereading Borges’s stories made me realise that possibly his major discovery was that, for the purposes of writing a short fiction, you can replace plot with ideas.

What I mean is that the best stories discuss philosophical and metaphysical or mystical ideas and, in doing so, refer to scores of obscure Latin and Greek, or Christian or Islamic texts and sources – and that it is this, rather than plots, character or dialogue, which fills his stories.

Most adventures are, almost by definition, about people, about named characters. Borges’s short fictions are adventures whose protagonists are ideas, ideas characterised by their multi-layered bookishness and whose explanation requires multiple references to all manner of arcane texts – and whose ‘adventure’ consists in the logical unfolding of far-fetched premises to even more-mind-boggling conclusions: such as the man who discovers he is a dream created by someone else; or that the entire universe is made up of an infinite library; or that all human activity is determined by a secret lottery; and so on.

It is immensely characteristic of this preference for ideas over psychology or emotions or feelings that, when the narrator of Tlön, Uqbar, Orbis Tertius stumbles across an encyclopedia purporting to catalogue the fictitious planet of Tlön, he experiences a moment of delirious happiness i.e. emotion, feeling – but quickly stifles it:

I began to leaf through [the encyclopedia] and experienced an astonished and airy feeling of vertigo which I shall not describe, for this is not the story of my emotions but of Uqbar and Tlön and Orbis Tertius.

In fact various emotions do occur in the stories, there are characters and events, but this moment can stand as a symbol of the way that fiction’s traditional concerns for character and emotion and plot are, on the whole, in Borges’s stories, repressed or sidelined in order to make way for the adventures of ideas and books.

Borges’s bookishness is not for everyone

And I suppose there’s a point that’s so obvious that it’s easy to miss which is that you have to be fairly learnèd and scholarly, or at least fairly well-read, in order to really enjoy these works. On the first page alone of Deutsches Requiem Borges mentions Brahms and Schopenhauer and Shakespeare and Nietzsche and Spengler and Goethe and Lucretius. Now I not only know who these guys all are, but I have read some or much of all of them (a lot of Shakespeare and Nietszche, a book of Schopenhauer’s, some Goethe and Spengler) and so the mental edifice which invoking their names creates, the structure and framework of the story, are all entirely familiar to me and so I can enjoy how Borges plays with their names and references.

But I suppose there will be many readers who haven’t read (or listened to, in the case of Brahms) these authors and composers, and so might have to stop and Google each of them and, I suppose, this might well put off a lot of potential readers. It’s not that the stories are intrinsically ‘difficult’ (though sometimes they juggle with ideas on the edge of comprehension) so much as that the entire atmosphere of intense bookishness and scholarly whimsy which they evoke might well deter as many unbookish readers as it fanatically attracts fans and devotees among the literary-minded.

Contents – Fictions

Tlön, Uqbar, Orbis Tertius (1940)

Uqbar is a mythical land which the narrator and friends find mentioned in a ‘pirated’ edition of Volume XLVI of the Anglo-American Cyclopaedia, but can find referred to nowhere else, despite ransacking the reference books of numerous libraries. The article explains that the literature of Uqbar was one of fantasy, featuring epics and legends set in two imaginary regions, Mlejnas and Tlön. In part 2 of the story we learn that Tlön is less an imaginary realm than an entire ‘planet’.

At first it was believed that Tlön was a mere chaos, an irresponsible license of the imagination; now it is known that it is a cosmos and that the intimate laws which govern it have been formulated, at least provisionally

Once he has posited the existence of this ‘planet’, the narrator goes on to recount the dizzying nature of its language and its many schools of philosophy:

  • one of the schools of Tlön goes so far as to negate time: it reasons that the present is indefinite, that the future has no reality other than as a present hope, that the past has no reality other than as a present memory
  • another school declares that all time has already transpired and that our life is only the crepuscular and no
    doubt falsified and mutilated memory or reflection of an irrecoverable process
  • another, that the history of the universe — and in it our lives and the most tenuous detail of our lives — is the scripture produced by a subordinate god in order to communicate with a demon
  • another, that the universe is comparable to those cryptographs in which not all the symbols are valid and that only what happens every three hundred nights is true
  • another, that while we sleep here, we are awake elsewhere and that in this way every man is two men

This is what makes Borges’s stories so phenomenally packed and mind-bending: that each individual sentence is capable of introducing to an entirely new way of thinking about the world.

The postscript to the story describes the narrator stumbling on a letter which purports to summarise the process whereby magi in the early 17th century decided to invent a country, how the idea was handed down as the texts proliferate, till an early Victorian American decided they needed to be more ambitious and describe an entire planet. In 1914 the last volume of a projected 40-volume encyclopedia of Tlön was distributed to the cabal of experts. It is estimated it will become the Greatest Work of Mankind, but it was decided this vast undertaking would itself be the basis of an even more detailed account which was provisionally titled the Orbus Tertius. Slowly, the narrator claims, mysterious objects from Tlön have appeared in our world. This last part is set two years in the future and describes a world in which news of Tlön has become widespread and artefacts from the imaginary planet are appearing all over the world and beginning to replace our own.

The contact and the habit of Tlön have disintegrated this world…Already the schools have been invaded by the (conjectural) “primitive language” of Tlön; already the teaching of its harmonious history (filled with moving episodes) has wiped out the one which governed in my childhood; already a fictitious past occupies in our memories the place of another, a past of which we know nothing with certainty — not even that it is false… A scattered dynasty of solitary men has changed the face of the world. Their task continues. If our forecasts are not in error, a hundred years from now someone will discover the hundred volumes of the Second Encyclopedia of Tlön. Then English and French and mere Spanish will disappear from the globe. The world will be Tlön.

So it is, on a fairly obvious level, a kind of science fiction disaster story in which our world will eventually be taken over and/or destroyed by the imaginary creation of the cabal.

The Garden of Forking Paths (1941)

A story which opens with a book and is about a book. Its first sentence is:

On page 22 of Liddell Hart’s History of World War I you will read that an attack against the Serre-Montauban line by thirteen British divisions (supported by 1,400 artillery pieces), planned for the 24th of July, 1916, had to be postponed until the morning of the 29th….

The story is the account of Dr. Yu Tsun, former professor of English at the Hochschule at Tsingtao, a spy acting for the Germans, based in England, in Staffordshire, but is rumbled by a British officer, Captain Madden, so makes his way by train to the village of Ashgrove and the house of one Dr Stephen Albert, who describes the efforts of Yu’s ancestor, ‘Ts’ui Pên who was governor of Yunnan and who renounced worldly power in order to write a novel that might be even more populous than the Hung Lu Meng and to construct a labyrinth in which all men would become lost’. The story reveals that this labyrinth is metaphorical: it actually stands for the scattered manuscript of an incomplete book. The garden of forking paths is the novel promised by never completed. But the nature of the fragments is deliberate:

The Garden of Forking Paths is an incomplete, but not false, image of the universe as Ts’ui Pên conceived it. In contrast to Newton and Schopenhauer, your ancestor did not believe in a uniform, absolute time. He believed in an infinite series of times, in a growing, dizzying net of divergent, convergent and parallel times. This network of times which approached one another, forked, broke off, or were unaware of one another for centuries, embraces all possibilities of time.

So it’s about a book which encompasses all time, and all possible permutations of time.

The Lottery in Babylon (1941)

Tells the story of the development of a hyper-complex lottery run by the all-powerful ‘Company’ in a fictional version of ‘Babylon’, which ends up becoming the basis for everything which happens, for every event in everybody’s lives.

Pierre Menard, Author of the Quixote (1939)

This purports to be a brief article by a follower of the now deceased writer Pierre Menard. It starts by listing the complete works of the defunct writer, some 19 in all, thus establishing the hyper-bookish context; then goes on to describe the unprecedented attempt by Pierre Menard to rewrite (sections of) Don Quixote as if by himself, as if for the first time, as if written by a 20th century author, and the complexity and strangeness of the result.

The Circular Ruins (1940)

The unnamed man arrives in a canoe from the south, beaches it in the mud and climbs to the ancient ruins.

The purpose which guided him was not impossible, though it was supernatural. He wanted to dream a man: he wanted to dream him with minute integrity and insert him into reality

He devotes years to dreaming, piece by piece, a perfect young man, who he then teaches in his dreams and who then finally becomes a real entity in the real world, who can pass painlessly though fire. But when a forest fire rages towards the ruins where he has been living the man walks boldly towards them – only not to feel a thing and to realise, that he himself is a dream-man who has been dreamed, in his turn, by someone else.

The Library of Babel (1941)

The narrator lives inside a library so huge, made up of infinite levels and extending through infinite galleries of hexagonal rooms, that he and all the other inhabitants regard it as the known universe. From this perspective, of an inhabitant of the infinite library, he shares with us the discoveries and/or theories of various other inhabitants who, through the centuries, have explored deeper into the infinite library, made discoveries and come up with theories as to its origin and purpose, for example the theories of the idealists (‘the hexagonal rooms are a necessary form of absolute space’) or the mystics (‘The mystics claim that their ecstasy reveals to them a circular chamber containing a great circular book, whose spine is continuous and which follows the complete circle of the walls’) origin stories (‘Man, the imperfect librarian, may be the product of chance or of malevolent demiurgi’), those who have given up trying to find meaning (‘I know of an uncouth region whose librarians repudiate the vain and superstitious custom of finding a meaning in books and equate it with that of finding a meaning in dreams or in the chaotic lines of one’s palm’).

Five hundred years before his birth the momentous discovery was made that the library contains all possible combinations of their language’s 25 symbols, in other words, contains all human knowledge, and much more, contains the history and future of everyone. This led to a wave of optimism and pride. This gave rise to a category of men named inquisitors who travel far and wide in search of these phantom volumes which will explain everything, and are named the Vindications. This was followed by the depressing realisation that, although these books certainly exist, in a library infinitely large anyone’s chances of finding them are infinitely small. Which gave rise to a semi-religious movement of nihilists, the Purifiers, who set out to examine and destroy all books which are not Vindications. But even their senseless destruction of millions of books made little difference in a library which is infinite in size.

The knowledge that everything has already been written has had a negative effect. Some have become religious hysterics. Suicides have become more common. The population of the hexagonal rooms has been depleted. He wonders whether the human species will be extinguished.

Funes the Memorious (1942)

Ireneo Funes was a dark, Indian-looking man from Uruguay. He died in 1889. The author of this piece is contributing a memoir of him to a volume to be published in his honour. Funes was a perfectly ordinary young man till a horse threw him aged 19. From that point onwards, he remembers everything which happens to him, every single impression, sight, sound and smell which his senses register, is recorded in the fine instrument of his memmory.

The two projects I have indicated (an infinite vocabulary for the natural series of numbers, a useless mental catalogue of all the images of his memory) combine in this dazzling idea. Not just memory, he notices everything.

He was the solitary and lucid spectator of a multiform, instantaneous and almost intolerably precise world

And the ‘story’, really an essay based on a fictional premise, explores what it would mean to live in this state.

To think is to forget differences, generalize, make abstractions. In the teeming world of Funes, there were only details, almost immediate in their presence.

The Shape of the Sword (1942)

Not a bookish brain-teaser, this is a much more straightforward story. The narrator, who is referred to as Borges, is forced when travelling in the North to stay in the house of a man who has a reputation as a martinet and occasional drunk who is disfigured by a half-moon-shaped scar on his forehead. The man treats Borges to dinner then they get talking and finally the man tells him his story: how he was a fighter with the IRA during the Irish Civil War, and helped mentor and protect a vehement young recruit, one John Vincent Moon, a committed communist who shut down every discussion with his fervent ideology. On a patrol they were caught by a guard who shot and nicked Moon’s shoulder. They break into the abandoned house of an old Indian officer, to hide out. When the town they were hiding in was taken by the Black and Tans, he returned to the house to overhear Moon betraying him to the authorities on the promise of his own safe passage, whereupon he chased Moon round the house brandishing one of the swords belonging to its absent owner until he caught him and branded his face with the half moon with a sword.

All through the story you’d been led to believe the narrator was the strong man. Only at the end does he break down and confess that it was he who was the betraying coward, John Vincent Moon. And hence the scar cut into his face.

Theme of the Traitor and the Hero (1944)

A very short story which foregrounds its own fictiveness, as Borges admits it’s an idea for a story which could be set anywhere, then arbitrarily settles on Ireland where, he says, a man named Ryan is researching the famous assassination of an eminent Irish patriot, his great-grandfather, Fergus Kilpatrick, in a theatre in 1824. His researches show him that Kilpatrick’s assassination shared many details with that of Julius Caesar, the parallels so eerie that for a while he develops a theory of ‘the existence of a secret form of time, a pattern of repeated lines’, and invokes the theories of Condorcet, Hegel, Spengler and Vico to back him up.

But then a stranger reality emerges. He discovers the oldest and closest of Kilpatrick’s companions, James Alexander Nolan, had translated the main plays of Shakespeare back in 1814. Finally the story that emerges is this: the conspirators kept being betrayed to the police so Kilpatrick had tasked his oldest comrade, Nolan, with identifying the traitor. At a secret meeting of the patriots Nolan announced that it was Kilpatrick himself. The great patriot admitted it. They discussed how to deal with him. They came up with a drama, a play, a theatrical event, which would ensure Kilpatrick’s punishment and death, and yet if he was said to have been assassinated at the theatre, people’s illusions about him, and the Cause in general, would be preserved. And so Nolan, the Shakespeare translator, arranged it all, even borrowing certain events (the unheeded warning) in order to make the ‘assassination’ more melodramatic and memorable.

And also, his disillusioned great grandson and biographer speculates, to leave messages to posterity. Some of the allusions were pretty crass. Maybe he, Ryan, was intended to discover the truth. After weighing the pros and cons, Ryan decides to suppress what he has learned, and write a straightforward biography climaxing in the great man’s tragic assassination. Maybe that, too, was part of the plan.

Death and the Compass (1942)

This is a murder mystery of a particularly arch and contrived tone, but reading it makes you realise Borges’s debt to the English yarn tellers of the 1890s, to Robert Louis Stevenson and especially Conan Doyle. We are introduced to Erik Lönnrot, another in the long line of hyper-intellectual freelance detectives with a taste for paradox and irony i.e. an entirely literary creation, who also, as per the tradition, plays off a phlegmatic police inspector, Franz Treviranus.

At the Third Talmudic Congress held in the Hotel du Nord, Rabbi Marcel Yarmolinsky goes to bed one night and his body is found dead, stabbed in the chest, the next morning. The dead man, of course, had a number of rare and arcane books of theology in his room. Which Lönnrot takes away and reads:

One large octavo volume revealed to him the teachings of Israel Baal Shem Tobh, founder of the sect of the Pious; another, the virtues and terrors of the Tetragrammaton, which is the unutterable name of God; another, the thesis that God has a secret name, in which is epitomized (as in the crystal sphere which the Persians ascribe to Alexander of Macedonia) his ninth attribute, eternity — that is to say, the immediate knowledge of all things that will be, which are and which have been in the universe…

Books books books. But then more bodies turn up dead – small-time crook Daniel Simon Azevedo, then the kidnapping and murder of one Gryphius. We know the three murders are linked because at the scene three sentences are written, ‘The first letter of the Name has been uttered’, and the second and the third.

After the third the police are anonymously sent a letter sent by ‘Baruch Spinoza’ asserting that a fourth murder will not be carried out. But Lönnrot has seen through all this. He Dandy Red Scharlach set out

to weave a labyrinth around the man who had imprisoned my brother. I have woven it and it is firm: the ingredients are a dead heresiologist, a compass, an eighteenth-century sect, a Greek word, a dagger, the diamonds of a paint shop.

The Secret Miracle (1943)

Hladik had rounded forty. Aside from a few friendships and many habits, the problematic exercise of literature constituted his life…

Jaromir Hladik is an author of, among others, an unfinished drama entitled The Enemies, of Vindication of Eternity (which discusses immutable Being of Parmenides, the modifiable Past of Hinton, and the idealist philosopher, Francis Bradley) and of a study of the indirect Jewish sources of Jakob Böhme, he has translated the Sepher Yezirah and published studies of the work of Böhme, of Ibn Ezra, and of Fludd. He is another of Borges’s hyper-bookish heroes.

The Nazis take Prague and seize Hladik who is identified as a Jewish author and condemned to death. The story deals with the feverishly philosophical ideas which flood his mind during the days and nights he spends in his prison cell leading up to his sentence of death by firing squad, in which he discusses with himself various aspects of time and reality and God, and has a dream that God’s word is vouchsafed to him through a random book in a library, and in which he goes through the elaborate plot of his verse drama, The Enemies, which is itself a drama about reality and illusion. He begs God for a year to finish the work in order to justify himself and Him.

Finally he is led out to the shabby yard where the soldiers are hanging round bored, are rallied by their sergeant and line up to shoot him but, just as the order is given, time freezes, completely, but Hladik’s consciousness continues, observing the frozen world about him from his frozen body, at first in panic, and then realising that God heard his plea and has given him a year to complete his drama. And the final page of the drama describes how he does that, not needing food or water or bodily functions, but devoting a year of time to bringing the verse drama to complete perfection, And as the last phrase of it is completed in his mind, the world resumes, the firing squad fires, and Hladik slumps, dead.

Three Versions of Judas (1944)

Borges’s fiction is above all hyper-bookish, made out of references to arcane philosophical or theological texts from the Middle Ages or Antiquity. Most (if not quite all) the ‘stories’ mimic the style and approach of an old-fashioned scholarly article, not least in having textual footnotes which cite other scholarly volumes or references.

Instead of a description of a city or house or street or natural location, a time of day, or the physical appearance of a protagonist, Borges’s fictions set their scene amid books and references.

In Asia Minor or in Alexandria, in the second century of our faith, when Basilides disseminated the idea that the cosmos was the reckless or evil improvisation of deficient angels, Nils Runeberg would have directed, with singular intellectual passion, one of the Gnostic conventicles. Dante would have assigned him, perhaps, a fiery grave; his name would extend the list of lesser heresiarchs, along with Satornilus and Carpocrates; some fragment of his preachings, embellished with invective, would survive in the apocryphal Liber adversus omnes haereses or would have perished when the burning of a monastery library devoured the last copy of the Syntagma. Instead, God afforded Runeberg the twentieth century and the university town of Lund. There, in 1904, he published the first edition of Kristus och Judas and, in 1909, his major book, Den hemlige Frälsaren. (Of the latter there is a German translation, made in 1912 by Emil Schering; it is called Der heimliche Heiland.)

Amid a dense forest of allusions to obscure works of theology and scores of beliefs held by the orthodox and heretical, Borges articulates the three theories developed by Danish theologian, namely:

  1. In his book Kristus och Judas, Runeberg asserts that Judas was a kind of ‘reflection’ of Jesus in the human world; just as Jesus was sent from heaven, so Judas took up the burden of being human in order to pave the way for Jesus to take the path to the crucifixion and salvation of humanity.
  2. Meeting fierce criticism from fellow theologians, Runeberg rewrites the book to assert that it was Judas who sacrificed more than Jesus, mortifying his spirit for the greater good.
  3. Then in his final book, Den hemlige Frälsaren, Runeberg develops this idea to its logical conclusion, which is that it was Judas not Jesus who made the ultimate sacrifice and truly laid down his life for humanity. Jesus hung on the cross for 6 hours but then he was translated to heaven, whereas Judas committed suicide, taking upon himself not only an eternal reputation for treachery and betrayal, but condemning his own soul to eternity in hell. Which one made the greater sacrifice? Therefore, Runeberg asserts, it was Judas who was the true incarnation of a God determined to make the most complete identification with humanity possible, even to the uttermost depths of human depravity and damnation.

The Sect of the Phoenix (1952)

Those who write that the sect of the Phoenix had its origin in Heliopolis and derive it from the religious restoration following upon the death of the reformer Amenophis IV, cite texts from Herodotus, Tacitus and the monuments of Egypt, but they ignore, or prefer to ignore, that the designation ‘Phoenix’ does not date before Hrabanus Maurus and that the oldest sources (the Saturnales of Flavius Josephus, let us say) speak only of the People of the Custom or of the People of the Secret.

Repeatedly the stories invoke the same kind of imaginative world, a world of arcane books and abstruse learning, which revolves not so much around pure philosophy – the academic subject of Philosophy which concerns rather mundane discussions of language or ethics which bothered Plato and Locke – but the swirling multi-coloured world of abstruse theologies and mystical visions of the divinity and cults and lost texts, of heresiarchs (‘the founder of a heresy or the leader of a heretical sect’) and patriarchs, sectarians and mystagogues, Talmudists and Confucians, Gnostics and alchemists, adepts in secret rituals and concealed knowledge, and which has adherents down to the present day such as the heretical theologian Nils Runeberg from The Three Versions of Judas or the learned Rabbi Marcel Yarmolinsky in Death and The Compass, intense bookish eccentric figures who carry the convoluted world of medieval theology into obscure corners of our workaday world.

This brief story is an ostensible short scholarly essay by a narrator who claims:

I have collated accounts by travelers, I have conversed with patriarchs and theologians… I have attained on three continents the friendship of many devotees of the Phoenix

And so is in a position to know that devotees of ‘the sect of the Phoenix’ are everywhere, of all creeds and colours, speaking all languages, often not even realising it themselves. I think the essay is an answer to the question, What if there was a religion so widespread that its adherents didn’t even realise they followed it?

The Immortal (1949)

A princess (!) buys a second hand edition of Alexander Pope’s translation of The Iliad off a book dealer, Joseph Cartaphilus, in London and later finds in the leaves of the last volume a manuscript, which then makes up the body of the story. It is a first person narrative by Marcus Flaminius Rufus, military tribune of one of Rome’s legions, who hears rumours of a land to the West where sits the City of the Immortals and so sets off with a troop of 200 soldiers and sundry mercenaries all of whom desert him in the face of all kinds of adversity, until he comes to consciousness in a settlement of speechless troglodytes before staggering on, exhausted, hungry, thirsty towards a high rocky plateau on which is built a mysterious city, but when he finally gains entrance he discovers it is not only abandoned and deserted, but built with an excess of useless passages and windows and balconies and details amid he becomes lost and then overwhelmed by its size and complexity and horrifying pointlessness.

When he emerges he discovers one of the speechless troglodytes has followed him like a loyal dog. He nicknames him Argos after Odysseus’s loyal dog and over the next few weeks tries to teach him to speak. Then, one day, there is a ferocious downpour of rain, and Argos suddenly speaks, responds to the name, recognises the classical allusion and, to the narrator’s astonishment, reveals that he is Homer, author of the Iliad and the Odyssey and that the other haggard, grimy, speechless troglodytes, they are the Immortals, who long ago wrecked their beautiful city, rebuilding it as a surrealist testament to the unknown and irrational forces which control our fates, and withdrew to the caves and lives of inarticulate resignation.

Because he has drunk of the river that runs past the troglodytes’ caves he is now immortal and the narrative briefly covers his wandering life for the following centuries, until in 1929 he drinks from a stream in Eritrea and realises, with enormous relief, that it has restored his mortality.

The Theologians (1947)

An orgy of theological minutiae describing the academic rivalry between two sixth century theologians, Aurelian of Aquileia and John of Pannonia, who compete with each other in refuting the heresy of the so-called Monotones (namely that history is cyclical and all people and events recur again and again), which twists via a dense undergrowth of theological quotes and references to a climax in which Aurelian witnesses John being burned at the stake for the very heresy he had set out to refute, and then the two rival theologians meet up in heaven where, in true Borgesian fashion, they are revealed to be two aspects of the same person.

Story of the Warrior and the Captive (1940)

Droctulft was an eighth century Lombard warrior who, during the siege of Ravenna, left his companions and died defending the city he had previously attacked. Borges imagines this pallid denizen of the pagan forests and the boar hunt arriving at a city, his dazzlement at the order and clarity and architecture and gardens, and suddenly throwing in his lot with the citizens, fighting against his former comrades.

And this reminds him of his grandmother who was from England. She lived out on the borderlands. One day she was introduced to a young woman Indian who, it transpires, was English, from Yorkshire, her parents emigrated and were killed in an Indian raid and she was stolen away and married to a chieftain who she has already borne two children. Borges’s grandmother offers to take her away, to return her to civilisation, but the Englishwoman-gone-native refuses. She, like Droctulft, has made a deep choice.

Emma Zunz (1948)

Emma’s father commits suicide because he was swindled out of his share of the factory he set up. She vows to be revenged on the swindler, Aaron Loewenthal (all the characters in this story are Jewish) and, a shy 19, dresses up, goes hanging round in bars, in order to lose her virginity to some rough foreigner. This is to nerve her for the assassination, when she presents herself to Loewenthal in the guise of a stoolpigeon for the ringleaders of the disgruntled workers in the factory but, when he rises to fetch her a glass of water, impulsively shoots him, though she’s not very good at it and takes three shots. She then calls the police and pleads a story that Lowenthal tried to rape and outrage her, which, Borges says, is true, in spirit if not in detail, and her genuine outrage and sense of shame and hate secures her an acquittal at her subsequent trial.

The House of Asterion (1947)

The world seen from the perspective of the Minotaur. (The idea is related to the brief one-page summary Borges gives of a story he planned to write about the world seen from the point of view of Fafnir, the gold-guarding dragon in the Nibelung legend. You can see how you could quickly generate a list of stories ‘from the point of’ figures from myth and legend.)

Deutsches Requiem (1946)

Otto Dietrich zur Linde is a Nazi and a devout follower of Schopenhauer and his doctrine that nothing that happens to us is accidental (it is a happy coincidence that I’ve recently been reading Samuel Beckett, who was also very influenced by Schopenhauer, in particular by his attitude of quietism).

As the Second World War breaks out Otto Dietrich zur Linde is involved in a shootout which leads to the amputation of one of his legs. As a good Nazi he is eventually rewarded by being made, in 1941, subdirector of the concentration camp at Tarnowitz.

When the wonderful Jewish poet David Jerusalem is sent to the camp, zur Linde sets about systematically destroying him because, by doing so, he is destroying the compassion in his own soul which keeps him down among ordinary humans, prevents him from becoming Nietzsche’s Overman.

As the tide of war turns against the Germans, zur Linde speculates why and what it means before realising that Germany itself must be destroyed so that the New Order it has helped to inaugurate can come fully into being. This short text turns into quite a disturbing hymn to Nazism:

Many things will have to be destroyed in order to construct the New Order; now we know that Germany also was one of those things. We have given more than our lives, we have sacrificed the destiny of our beloved Fatherland. Let others curse and weep; I rejoice in the fact that our destiny completes its circle and is perfect.

Averroes’ Search (1947)

A classic example of Borges’s fascination with the byways of medieval mystical theology, and his ability to spin narratives out of it.

Abulgualid Muhammad Ibn-Ahmad ibn-Muhammad ibnRushd (a century this long name would take to become Averroes, first becoming Benraist and Avenryz and even Aben-Rassad and Filius Rosadis) was writing the eleventh chapter of his work Tahafut-ulTahafut (Destruction of Destruction), in which it is maintained, contrary to the Persian ascetic Ghazali, author of the Tahafut-ulfalasifa (Destruction of Philosophers), that the divinity knows only the general laws of the universe, those pertaining to the species, not to the individual…

It is a complex text, woven with multiple levels of references, which revolves round a dinner party attended in the then-Muslim city of Cordoba in Muslim Spain by the great medieval Muslim commentator on the ancient Greek philosopher, Aristotle, and some colleagues and friends including one who claims to have travelled as far as the fabled land of Sin (China). When he was there he recounts being taken to a large hall with tiered banks of seats where many people on a raised platform acted out events. The other diners agree how ridiculous this sounds and we learn that, apparently, the traditions and culture of Islam did not have or understand the entire concept of the theatre and the drama.

The essay focuses on the way this conversation was relevant for Averroes because he was that day working on a translation of Aristotle and puzzled by two words he had come across, ‘tragedy’ and ‘comedy’ which have no parallel in the world of Islam.

This is all fascinating and beautifully described amid the gardens and roses and civilised calm of the Muslim city, but on the last half page Borges twists the story onto a different level altogether by intruding himself as the author and declaring he only told this story as an attempt to describe a certain kind of failure to imagine something, and that, as the story progressed, he, Borges, realised that he was failing to imagine his own story, thus the story and the writing of the story, both addressed the same subject, in a kind of duet.

I felt, on the last page, that my narration was a symbol of the man I was as I wrote it and that, in order to compose that narration, I had to be that man and, in order to be that man, I had to compose that narration, and so on to infinity. (The moment I cease to believe in him, ‘Averroes’ disappears.)

Wow.

The Zahir (1947)

Clementina Villar was a model and celebrity, always appearing at the right place at the right time dressed in the height of fashion. She dies in a slummy suburb and Borges attends her wake. Decomposition makes her look younger. On the rebound from his grief he drops into a neighbourhood bar, orders a brandy and is given the Zahir among his change. The Zahir is an everyday coin but:

people (in Muslim territories) use it to signify ‘beings or things which possess the terrible property of being unforgettable, and whose image finally drives one mad.’

He can’t stop looking at it, he takes it home, he turns it over and over, it obsesses his sleep, eventually he gets lots in a maze of streets, slips into another bar and pays for a drink handing the coin over, goes home and has his first good night’s sleep in weeks.

The Waiting (1950)

An unnamed man checks into a boarding house in a suburb of Buenos Aires and tries to lead a completely anonymous life while he waits for his assassins to track him down and kill him.

The God’s Script

The story is told by Tzinacán, magician of the pyramid of Qaholom, an Aztec priest whose city was conquered and burned down by the conquistador Pedro de Alvarado who tortured and mangled him to try and extract the secret of where all the native gold and treasure was hidden. Now he lies in a dungeon where he has been subsisting for years, but it is a strange prison because on the other side of the wall is kept a jaguar which paces up and down in his cell. Only at certain hours of the day, when the light is right, can Tzinacán see it. Over the years Tzinacán becomes obsessed with the idea that his god Qaholom must have foreseen the disaster which overcame his people,

The god, foreseeing that at the end of time there would be devastation and ruin, wrote on the first day of Creation a magical sentence with the power to ward off those evils. He wrote it in such a way that it would reach the most distant generations and not be subject to chance. No one knows where it was written nor with what characters, but it is certain that it exists, secretly, and that a chosen one shall read it.

So it is another story about a kind of secret knowledge, known only to adepts, occult and hidden. To cut a long story short, Tzinacán has a revelation which is indistinguishable from going mad, as he ponders the nature of this message from the gods, as he ponders at length what the language of a god would be like, how it would contain the whole world, not even in a sentence, but in one infinite word, and he suddenly perceives it in the shape of an infinite wheel, on all sides of him, made of fire and water, the secret of the world is contained in fourteen words of forty syllables, if he said them out loud the prison would disappear and he would be master of the land of Moctezuma – but he never will because he has ceased to be Tzinacán, he has ceased to have his concerns or aims, and therefore he knows the secret of divine power, but the very knowledge of it means he never has to use it.

Essays

The Argentine Writer and Tradition (1951)

The problems of national identity and literary heritage faced by the writer in Argentina are not something most of us have spent much time worrying about. Reading Borges’s essay on the subject mostly confirms that I know nothing whatsoever about Latin American literature. For my generation this meant entirely the magical realism school pioneered by Gabriel Garcia Marquez and a cluster of related writers such as Mario Vargas Llosa and, fashionable among feminists, Isabel Allende. I’m fairly well read but I’d never heard of any of the names or works Borges refers to, for example I had no idea the great Argentine epic poem is El gaucho Martín Fierro by Jose Hernandez which is, apparently, packed with gaucho colloquialisms.

Initially the essay dwells on obscure questions about the relative merits of ‘gauchesque’ poetry (which he takes to be the contrived nationalistic poetry of literary circles of Buenos Aires) vis-a-vis the poetry of payadas (improvised musical dialogues on philosophical themes which reveal their true nationalism precisely by the absence of localising dialect) but both of which are almost meaningless to me since I can’t read Spanish and had never heard of Martín Fierro. (Borges had published in 1950 a study of the gauchesque, Aspectos de la literatura gauchesca and in 1953 an essay on Martín Fierro.)

But slowly emerges his main point which is more comprehensible, namely that ‘national’ poetry or literature does not at all need to limit itself to local colour and national subjects: witness Shakespeare who wrote about Italians and Danes, and Racine whose works are entirely set in the world of Greek myth. Thus:

The idea that Argentine poetry should abound in differential Argentine traits and Argentine local colour seems to me a mistake.

In Borges’s opinion, there are other elements of the Argentine character which distinguish their literature, among which he mentions: ‘ the Argentine’s reticence, his constraint’, ‘Argentine reserve, distrust and reticence, of the difficulty we have in making confessions, in revealing our intimate nature’. In demonstrating the unnecessity of having local colour, he cites the fact (observed by Gibbon) that there are no references to camels in the Koran. This is because Mohammed, as an Arab, so lived in the culture of camels that he didn’t even have to mention them. That is how local colour should be conveyed – by the subtlety of its absence. Thus when Borges reads Argentine nationalists prescribing that Argentine writers should write about the Argentine national scene using local colour and local words, he thinks they are dead wrong.

He goes on to speculate about the role of the Jews in European literature, and the Irish in English literature, both of which are over-represented, and it’s because they are outsiders and so not tied by tradition; they can be innovators.

For that reason I repeat that we should not be alarmed and that we should feel that our patrimony is the universe; we should essay all themes, and we cannot limit ourselves to purely Argentine subjects in order to be Argentine; for either being Argentine is an inescapable act of fate — and in that case we shall be so in all events — or being Argentine is a mere affectation, a mask.

(In Labyrinths this appears as rather a one-off work, but in fact Borges wrote extensively throughout his career on Argentine subject matter, including Argentine culture (‘History of the Tango’, ‘Inscriptions on Horse Wagons’), folklore (‘Juan Muraña’, ‘Night of the Gifts’), literature (‘The Argentine Writer and Tradition’, ‘Almafuerte’, ‘Evaristo Carriego’), and national concerns (‘Celebration of the Monster’, ‘Hurry, Hurry’, ‘The Mountebank’, ‘Pedro Salvadores’).

The Wall and the Books

A meditation on the fact that the Chinese emperor, Shih Huang Ti, who commissioned the building of the Great Wall but also ordered the burning of all the books and libraries. It allows Borges one of his characteristic series of dreamy speculations. It is recorded that Shih Huang Ti’s mother was a libertine whom he banished. Maybe burning the books was a symbolically Freudian attempt to abolish the entire past which contained his personal shame. Maybe the wall was a psychological wall to keep out his guilt. He also forbade death to be mentioned and sought an elixir for immortality, so maybe fire and wall were to keep death at bay. If he ordered the building of the wall first then the burning of the books, we have the image of an emperor who set out to create, gave up, and resigned himself to destroying; if the order is reverse, we have the image of an emperor who set out to destroy everything, gave up, and dedicated himself to endless building. Dreamy speculations:

Perhaps the wall was a metaphor, perhaps Shih Huang Ti sentenced those who worshiped the past to a task as immense, as gross and as useless as the past itself. Perhaps the wall was a challenge and Shih Huang Ti thought: “Men love the past and neither I nor my executioners can do anything against that love, but someday there will be a man who feels as I do and he will efface my memory and be my shadow and my mirror and not know it.” Perhaps Shih Huang Ti walled in his empire because he knew that it was perishable and destroyed the books because he understood that they were sacred books, in other words, books that teach what the entire universe or the mind of every man teaches. Perhaps the burning of the libraries and the erection of the wall are operations which in some secret way cancel each other.

A lazy Sunday afternoon of perhapses. The essay ends with a thunderclap, the notion that the way these two contrasting facts seem about to deliver some kind of revelation which never, in fact, arrives, the sense of a great meaning, which is never made clear:

this imminence of a revelation which does not occur is, perhaps, the aesthetic phenomenon.

The Fearful Sphere of Pascal

‘It may be that universal history is the history of a handful of metaphors.’ In which case he is examining one particular metaphor, that of the infinite sphere whose centre is nowhere, and pursues it through the works of Xenophanes of Colophon, Plato, Parmenides, Empedocles, Alain de Lille, the Romance of the Rose, Rabelais, Dante, Copernicus, Giordano Bruno, John Donne, John Milton, Glanville, Robert South, Pascal.

This very brief trot through the different expressions of the same metaphor suggest very strongly a sense of the rise and rise in optimism in human thought up to a kind of breakthrough in the Renaissance, summed up in Bruno’s attitude, which then crumbles into the sense of fear and isolation expressed by Pascal. I.e. this tiny essay gives a powerful sense of the changing moods and contexts of Western civilisation.

Partial Magic in the Quixote

It starts by asserting that Cervantes set out to write an utterly disenchanted account of the sordid reality of the Spain of his day yet certain moments of magic and romance nonetheless intrude; but this fairly simple point then unfolds into something much stranger as Borges zeroes in on the fact that in part two of Don Quixote the characters have read part one and comment on their own existence as characters. Borges then lists a number of other examples of fictions which appear within themselves such the Ramayana of Valmiki which, late on, features an appearance of the Ramayana of Valmiki as a major part of the plot. Similarly, on the 602nd night of the Thousand and One Nights, Scheherezade summarises the history of the king which includes his encounter with her and her telling of the stories which make up the nights, including the telling of the 602nd night, which includes the telling of the king’s own story, which includes his meeting with her and her telling of all the stories over again, including the telling of the 602nd night, and so on, forever.

What is it that intrigues and disturbs us about these images of infinite recursion?

I believe I have found the reason: these inversions suggest that if the characters of a fictional work can be readers or spectators, we, its readers or spectators, can be fictitious.

Valéry as Symbol

This brief note appears to be an obituary for the French poet Paul Valéry who died in 1945. Borges takes the surprising tack of comparing the French poet with the American poet Walt Whitman. On the face of it no two figures could be more different, Whitman loud, brash, confident, chaotic, contradictory, is morning in America, while Valéry, careful, sensitive, discreet, reflects the ‘delicate twilight’ of Europe. What they have in common is they created fictional images of themselves, made themselves symbolic of particular approaches.

Paul Valéry leaves us at his death the symbol of a man infinitely sensitive to every phenomenon and for whom every phenomenon is a stimulus capable of provoking an infinite series of thoughts.. Of a man whose admirable texts do not exhaust, do not even define, their all-embracing possibilities. Of a man who, in an age that worships the chaotic idols of blood, earth and passion, preferred always the lucid pleasures of thought and the secret adventures of order.

Kafka and His Precursors

A sketch at identifying precursors of Kafka’s ‘atrocious thought’, Borges finds precursors in Zeno’s paradoxes; in the ninth century Chinese writer, Han Yu; Kierkegaard; a poem by Browning; a short story by Léon Bloy; and one by Lord Dunsany. We would never have noticed the Kafkaesque in all these texts had Kafka not created it. Thus each author modifies our understanding of all previous writing.

The fact is that every writer creates his own precursors. His work modifies our conception of the past, as it will modify the future.

Avatars of the Tortoise

There is a concept which corrupts and upsets all others. I refer not to Evil, whose limited realm is that of ethics; I refer to the infinite.

He tells us that he once meditated a Biography of the Infinite but it would have taken forever to write. (Borges did in fact publish Historia de la eternidad in 1936.) Instead he gives us this fragment, a surprisingly thorough and mathematically-minded meditation on the second paradox of Zeno, the tortoise and Achilles. It is an intimidating trot through philosophers from the ancient Greek to F.H. Bradley and Bertrand Russell, in each one finding reformulations of the same problem in logic and various ways round it.

Only in the concluding paragraph does it become a bit more accessible when Borges brings out the meaning of Idealistic philosophy, that the world may be entirely the product of our minds and, as so often, ends on a bombshell of an idea:

We (the undivided divinity operating within us) have dreamt the world. We have dreamt it as firm, mysterious, visible, ubiquitous in space and durable in time; but in its architecture we have allowed tenuous and eternal crevices of unreason which tell us it is false.

In this view, Zeno’s paradoxes are among a putative small collection of problems or paradoxes or unnerving insights which are like cracks in the surface of the world we have made, cracks which gives us a glimpse of the utterly fictitious nature of ‘reality’.

The Mirror of Enigmas

A note on the verse from the Bible, First Letter to the Corinthians 13:12 in which Saint Paul writes: ‘For now we see through a glass, darkly; but then face to face: now I know in part; but then shall I know even as also I am known.’ He considers half a dozen meditations on it by the author Léon Bloy which I found obscure. I preferred the final passage where he describes the thinking underlying the intellectual activity of the Cabbalists:

Bloy did no more than apply to the whole of Creation the method which the Jewish Cabalists applied to the Scriptures. They thought that a work dictated by the Holy Spirit was an absolute text: in other words, a text in which the collaboration of chance was calculable as zero. This portentous premise of a book impenetrable to contingency, of a book which is a mechanism of infinite purposes, moved them to permute the scriptural words, add up the numerical value of the letters, consider their form, observe the small letters and capitals, seek acrostics and anagrams and perform other exegetical rigours which it is not difficult to ridicule. Their excuse is that nothing can be contingent in the work of an infinite mind

A Note on (toward) Bernard Shaw

A book is more than a verbal structure or series of verbal structures; it is the dialogue it establishes with its reader and the intonation it imposes upon his voice and the changing and durable images it leaves in his memory. This dialogue is infinite… Literature is not exhaustible, for the sufficient and simple reason that no single book is. A book is not an isolated being: it is a relationship, an axis of innumerable relationships…

I didn’t quite understand the thrust of this essay which begins by refuting the notion that literature is purely a game, and asserts that it involves and tone of voice and relationship with a reader, and then seems to go on to say that this is in some measure proven by the works of George Bernard Shaw whose philosophy may be derivative (Butler and Schopenhauer) but whose prolific invention of character is unprecedented in his time. The sardonic Irishman is an odd choice for the sly Argentinian to single out for praise.

A New Refutation of Time

Consists of two essays written in the 1940s. They are complex and hard to follow but I think he begins with the philosophical doctrine of Idealism which claims the human mind consists of a succession of sense perceptions and doesn’t require there to be a ‘real world’ out there, behind them all. Borges is, I think, trying to go one step further and assert that there need not be a succession of sense perceptions, there is no logical necessity for these impressions to be in the series which we call time. There is only the present, we can only exist in the present, therefore there is no time.

Parables

A series of very short thoughts, images, moments or insights which inspire brief narratives pregnant with meaning or symbolism. Kafka, of course, also wrote modern parables, parables with no religious import but fraught with psychological meaning.

Inferno, 1, 32

God sends a leopard kept in a cage in late 13th century Italy a dream in which he explains that his existence, his life history and his presence in the zoo are all necessary so that the poet Dante will see him and place him at the opening of his poem, The Divine Comedy.

Paradiso, XXXI, 108

Who of us has never felt, while walking through the twilight or writing a date from his past, that something infinite had been lost?

Maybe the mysterious thing which St Paul and the mystics saw and could not communicate appears to all of us every day, in the face of the street lottery ticket seller. Perhaps the face of Jesus was never recorded so that it could become the face of all of us.

Ragnarök

He has a dream. He was in the School of Philosophy and Letters chatting with friends when a group breaks free from the mob below to cries of ‘The gods! The gods’ who take up their place on the dais after centuries of exile. But during that time they have become rough and inhuman, they cannot actually talk but squeak and grunt.

Centuries of fell and fugitive life had atrophied the human element in them; the moon of Islam and the cross of Rome had been implacable with these outlaws. Very low foreheads, yellow teeth, stringy mulatto or Chinese moustaches and thick bestial lips showed the degeneracy of the Olympian lineage. Their clothing corresponded not to a decorous poverty but rather to the sinister luxury of the gambling houses and brothels of the Bajo. A carnation bled crimson in a lapel and the bulge of a knife was outlined beneath a close-fitting jacket. Suddenly we sensed that they were playing their last card, that they were cunning, ignorant and cruel like old beasts of prey and that, if we let ourselves be overcome by fear or pity, they would finally destroy us. We took out our heavy revolvers (all of a sudden there were revolvers in the dream) and joyfully killed the Gods.

Parable of Cervantes and the Quixote

How could Miguel de Cervantes ever have guessed that his attempt to mock and undermine the glorious myths of the Age of Chivalry in his fictitious character, Don Quixote, would itself become a larger-than-life myth? (Well, anyone who has studied a bit of human nature and knows that humans are the myth-making species, constantly rounding out narratives, creating stories which explain everything in which larger-than-life figures either cause all evil or all good.)

The Witness

Borges imagines the last pagan Anglo-Saxon, the last eye-witness of the sacrifices to the pagan gods, living on into the new age of Christianity. What memories and meanings will be lost at his death? Which makes him reflect on what will be lost when he himself dies.

A Problem

A very abstruse problem: Cervantes derives Don Quixote from an Arab precursor, the Cide Hamete Benengeli. Imagine a scrap of manuscript is discovered in which his knightly hero discovers that in one of his fantastical conflicts he has actually killed a man. How would Quixote respond? And Borges imagines four possible responses.

Borges and I

The narrator, Borges, speculates about the other Borges. On a first reading I take this to be the Borges of literature, the Borges who both writes the stories and is conjured into existence by the stories, who is not the same as the flesh and blood Borges who walks the streets.

Little by little, I am giving over everything to him, though I am quite aware of his perverse custom of falsifying and magnifying things

Everything and Nothing

A moving and beautiful meditation on the life of William Shakespeare which paints him as a hollow man, plagued by his own emptiness, who seeks to fill it with books, then with sex with an older woman (marriage to Anne Hathaway), moving to the big city, and involvement in about the most hurly-burly of professions, acting, before someone suggests he writes plays as well as acting in them, and he fills his soul with hundreds of characters, giving them undreamed-of speeches and feelings, before, an exhausted middle aged man he retires back to his provincial birthplace, and renounces all poetry for the gritty reality of lawsuits and land deals before dying young.

In a fantastical coda, he arrives in heaven and complains to God that all he wants is to have an identity, to be a complete man instead of a hollow man, but God surprises him with his reply.

After dying he found himself in the presence of God and told Him: ‘I who have been so many men in vain want to be one and myself.’ The voice of the Lord answered from a whirlwind: ‘Neither am I anyone; I have dreamt the world as you dreamt your work, my Shakespeare, and among the forms in my dream are you, who like myself are many and no one.’


Labyrinths

A labyrinth is a structure compounded to confuse men; its architecture, rich in symmetries, is subordinated to that end. (The Immortal)

The choice of this word for the title of the volume is no accident. The metaphor of the labyrinth, referring to endless tangles of intellectual speculation, crops up in most of the stories and many of the essays. It is a founding metaphor of his work.

  • Tlön is surely a labyrinth, but it is a labyrinth devised by men, a labyrinth destined to be deciphered by men.
  • Haslam has also published A General History of Labyrinths
  • I have some understanding of labyrinths: not for nothing am I the great grandson of that Ts’ui Pên who was governor of Yunnan and who renounced worldly power in order to write a novel that might be even more populous than the Hung Lu Meng and to construct a labyrinth in which all men would become lost.
  • I thought of a labyrinth of labyrinths, of one sinuous spreading labyrinth that would encompass the past and the future and in some way involve the stars
  • Once initiated in the mysteries of Baal, every free man automatically participated in the sacred drawings, which took place in the labyrinths of the god every sixty nights (Babylon)
  • Another [book] (very much consulted in this area) is a mere labyrinth of letters (Babel)
  • He is rescued from these circular labyrinths by a curious finding, a finding which then sinks him into other, more inextricable and heterogeneous labyrinths (Theme of the Traitor and the Hero)
  • I felt that the world was a labyrinth, from which it was impossible to flee… (Death and the Compass)
  • On those nights I swore by the God who sees with two faces and by all the gods of fever and of the mirrors to weave a labyrinth around the man who had imprisoned my brother (Death and the Compass)
  • Meticulously, motionlessly, secretly, he wrought in time his lofty, invisible labyrinth (The Secret Miracle)
  • Intolerably, I dreamt of an exiguous and nitid labyrinth: in the center was a water jar; my hands almost touched it, my eyes could see it, but so intricate and perplexed were the curves that I knew I would die before reaching it. (The Immortal)
  • There were nine doors in this cellar; eight led to a labyrinth that treacherously returned to the same chamber; the ninth (through another labyrinth) led to a second circular chamber equal to the first. (The Immortal)
  • You are not lighting a pyre, you are lighting a labyrinth of flames. (The Theologians)

The most labyrinthine story is The Garden of Forking Paths in which the word occurs 18 times.

The labyrinth is a metaphor for the mind and the way it never stops speculating, creating unending streams of interpretation, of our lives, of the world, of each other, of everything, each more entrancing and futile than the one before (among which are ‘the intimate delights of speculative theology’). Thus many of his ‘stories’ feature hardly any characters, events or dialogue – all the energy goes toward capturing the beguiling, phosphorescent stream-of-ideas of an extremely learned, religio-philosophical, fantastical mind:

I thought that Argos and I participated in different universes; I thought that our perceptions were the same, but that he combined them in another way and made other objects of them; I thought that perhaps there were no objects for him, only a vertiginous and continuous play of extremely brief impressions. I thought of a world without memory, without time; I considered the possibility of a language without nouns, a language of impersonal verbs or indeclinable epithets. (The Immortal)

And this endless stream of ideas reflects the way a mature world is full of infinite iterations of any given object. Looking at a coin in his hand:

I reflected that every coin in the world is a symbol of those famous coins which glitter in history and fable. I thought of Charon’s obol; of the obol for which Belisarius begged; of Judas’ thirty coins; of the drachmas of Laï’s, the famous courtesan; of the ancient coin which one of the Seven Sleepers proffered; of the shining coins of the wizard in the 1001 Nights, that turned out to be bits of paper; of the inexhaustible penny of Isaac Laquedem; of the sixty thousand pieces of silver, one for each line of an epic, which Firdusi sent back to a king because they were not of gold; of the doubloon which Ahab nailed to the mast; of Leopold Bloom’s irreversible florin; of the louis whose pictured face betrayed the fugitive Louis XVI near Varennes. (The Zahir)

And:

Money is abstract, I repeated; money is the future tense. It can be an evening in the suburbs, or music by Brahms; it can be maps, or chess, or coffee; it can be the words of Epictetus teaching us to despise gold; it is a Proteus more versatile than the one on the isle of Pharos. It is unforeseeable time, Bergsonian time, not the rigid time of Islam or the Porch.

Everything relates to everything else. Everything is a symbol of everything else, including the most profound categories of thought, hundreds, thousands of which have been dreamt up by the centuries full of metaphysicians and mystics. Anything can stand for anything else and that is, or should be, the freedom of literature, showing us how the infinite nature of human thought can liberate us, at every moment.

Tennyson once said that if we could understand a single flower, we should know what we are and what the world is. Perhaps he meant that there is no fact, however insignificant, that does not involve universal history and the infinite concatenation of cause and effect. Perhaps he meant that the visible world is implicit in every phenomenon, just as the will, according to Schopenhauer, is implicit in every subject… (The Zahir)

Or perhaps something else again, and something else again, and on forever, as long as we breathe, as long as we have consciousness, which consists of impressions, connections, moods, feelings and thoughts endlessly unfurling. Hence his interest in The Infinite, which is the subject of many of the stories (The Library of Babel) and the essay on Achilles and the tortoise which examines the infinitely recursive nature of intelligence. Speaking of the paradox, he writes:

The historical applications do not exhaust its possibilities: the vertiginous regressus in infinitum is perhaps applicable to all subjects. To aesthetics: such and such a verse moves us for such and such a reason, such and such a reason for such and such a reason…

And so on, forever.

Labyrinths as a labyrinth

I began to note how certain names and references recur in many of the stories, for example the name and works of Kafka or the paradox of Achilles and the tortoise, Schopenhauer’s notion of the world as a fantasy, Spinoza’s that all things long to persist as themselves – when it occurred to me that these references and motifs which recur across so many stories and essays themselves create a matrix or web which links the texts subterraneanly, so to speak, and themselves create a kind of labyrinth out of the text of Labyrinths. That the totality of the book Labyrinths is itself a labyrinth.

And, rereading that definition – ‘A labyrinth is a structure compounded to confuse men’ – maybe the enjoyment of this awesome book comes from savouring pleasurable confusions; maybe it is about entering a world of carefully controlled and contrived intellectual bewilderments.

The Borgesian

There’s an adjective, apparently, Borgesian, which means: ‘reminiscent of elements of Borges’ stories and essays, especially labyrinths, mirrors, reality, identity, the nature of time, and infinity’.

In his preface, André Maurois, in an attempt to convey the sense Borges’s stories give us of a vast erudition, says that Borges has read everything, but this isn’t quite true. His fictions very cannily give the impression that he has read widely, but it becomes clear fairly quickly that he has read widely in a very particular kind of text, in a certain kind of semi-mystical philosophy and metaphysics, often venturing from the fairly reputable works of Berkeley or Hume or Schopenhauer out into the arcane and mysterious byways of Christian and Islamic and Judaic theology, with the occasional excursion into the wisdom of Chinese magi.

These attributes – the combination of reputable Western philosophers with obscure religious mystics, and the casual mingling of Western texts with dicta from the Middle East or China – are exemplified in probably most famous of all Borges’s stories, Tlön, Uqbar, Orbis Tertius. Here’s a complete list of all the books and ideas referred to in just this one short essay:

Books

  • The Anglo-American Cyclopaedia (New York, 1917)
  • Ritter’s Erdkunde
  • Justus Perthes’ atlases
  • Silas Haslam: History of the Land Called Uqbar (1874)
  • Silas Haslam: A General History of Labyrinths
  • Lesbare und lesenswerthe Bemerkungen über das Land Ukkbar in Klein-Asien (1641) by Johannes Valentinus Andreä
  • Thomas De Quincey (Writings, Volume XIII)
  • Bertrand Russell: The Analysis of Mind (1921)
  • Schopenhauer: Parerga und Paralipomena (1851)
  • Hydriotaphia, Urn Burial, or a Discourse of the Sepulchral Urns lately found in Norfolk by Sir Thomas Browne (1658)

References

  • the Gnostic philosophers’ belief that the world is a pale parody of the real Creation
  • the Islamic tradition of the marvellous Night of Nights
  • David Hume’s comments on the philosophy of George Berkeley
  • Meinong’s theory of a subsistent world
  • Spinoza’s attribution to the Almighty of the attributes of time and extension
  • a heresiarch of the eleventh century
  • Zeno’s paradoxes
  • The Tao Te Ching
  • The 1001 Nights
  • hermetic philosophy

And then there are the hoaxes for which Borges acquired quite a reputation. Silas Haslam does not exist, is merely a fictional author and, scattered throughout these 40 texts, among the pedantic footnotes citing genuine works of philosophy or theology, are scattered other fictional authors, thinkers and ideas. In Borges’s hands the worlds of fiction and ‘reality’ meet and mingle on equal terms. They are, after all, situated in the realm of discourse, and can there be anything more imaginary than that?


Related links

Borges reviews

A Universal History of Infamy by Jorge Luis Borges (1935, revd. 1954)

The book is no more than appearance, than a surface of images; for that very reason, it may prove enjoyable.
(Borges’s 1954 preface to A Universal History of Infamy)

Long ago

One thinks of Borges as a modern classic so it comes as a bit of a surprise to learn just how long ago he was writing. Born in 1899, Borges published his first book in 1923 and wrote steadily for the next 60 years (he died in 1986). In his long life he published an enormous number of volumes (‘In addition to short stories for which he is most noted, Borges also wrote poetry, essays, screenplays, literary criticism, and edited numerous anthologies’) and the Wikipedia bibliography lists 66 volumes of prose, poetry and essays, in total.

Which makes it all the more odd or unfair that he is still best known in the English-speaking world for more or less one volume, Labyrinths, and a handful of lesser works. Borges had published the following before we get to the book under review:

  • Fervor de Buenos Aires (1923) poetry
  • Inquisiciones (1925) essays
  • Luna de Enfrente (1925) poetry
  • El tamaño de mi esperanza (1925) essays
  • El idioma de los argentinos (1928) essays
  • Cuaderno San Martín (1929) poetry
  • Evaristo Carriego (1930) essays
  • Discusión (1932) essays

You’d expect poetry from a starter author, but it’s notable that so many of these early volumes contain essays, in other words short prose explorations of ideas – about other authors, historical events or topics etc. It was for his short essays on imaginary or fantastical subjects that he was to become famous and A Universal History of Infamy, more or less the earliest work by Borges you can read in English translation, gives an indication why.

A Universal History of Infamy

A Universal History of Infamy is not, in fact, a universal history of infamy or anything like that ambitious. In reality it is much smaller in scope, and consists of:

  • seven ‘biographical essays’ – witty, ironic accounts of legendary bad guys and women from history whose stories Borges has cherry picked from his highly eclectic reading
  • one relatively straightforward short piece of fiction
  • eight summaries of stories or anecdotes he had come across in arcane sources and which attracted Borges for their fantastical or humorous aspects

Most of the essays had been published individually in the Argentine newspaper Crítica between 1933 and 1934. The 1934 collection was revised and three new stories added in the 1954 edition. There are two English translations of the book. The one I own dates from 1972 and was translated by Borges’s long-standing English translator, Norman Thomas di Giovanni. The 2004 English edition gives the stories slightly different titles.

The title A Universal History of Infamy derives from the fact that the seven biographical essays are fictionalised accounts of real-life criminals. The textual sources for each biography are listed at the end of the book: for example, the essay about the Widow Ching cites a 1932 History of Piracy as its source,  the essay on Monk Eastman cites Herbert Asbury’s 1928 history of The Gangs of New York, the essay about Lazarus Morell cites Mark Twain’s Life on the Mississippi, the one about Tom Castro cites the Encyclopedia Britannica as its source, and so on.

So the sources are a) not particularly recondite and b) they were often fairly recent to Borges’s time of writing, in some cases published only a year or so before Borges wrote his potted summaries.

That said, Borges treats his sources very freely, changing dates, incidents and even names as he fancied to make his fantasy biographies deliberately fanciful and untrustworthy.

Part 1. Seven infamy stories

So these are stories Borges found in other books during his wide and eclectic reading and which attracted him for their elements of the macabre or gruesome, and which he chose to retell, dropping or adding details as he saw fit.

The Dread Redeemer

Lazarus Morell is poor white trash who grew up on the banks of the Mississippi and as an adult comes to be a leader of crooks who devise the following scam: they persuade gullible black slaves to run away from their owners and allow themselves to be sold on by the Morell gang who promise to liberate them and share the proceeds of this sale. But they don’t. They have ‘liberated’ some 70 slaves in this manner until the gang is joined by Virgil Stewart, famous for his cruelty, who promptly betrays them to the authorities. Morell goes into hiding in a boarding house, then, after 5 days, shaves off his beard and makes an escape to round up what remains of his gang and try to create a mass uprising of the southern slaves and lead a takeover of the city of New Orleans. Instead he dies of a lung ailment in Natchez hospital in January 1835 under an assumed name.

This story is quite florid enough to satisfy anyone’s taste for the lurid and melodramatic. What tames and raises it from being a shilling shocker is Borges’s dry wit and irony.

Morell leading rebellions of blacks who dreamed of lynching him; Morell lynched by armies of blacks he dreamed of leading – it hurts me to confess that Mississippi history took advantage of neither of these splendid opportunities. Nor, contrary to all poetic justice (or poetic symmetry), did the river of his crimes become his grave.

We expected a grand finale? Sorry folks.

If Borges’s narrative ends playfully, it opens even more so, with Borges referencing Spanish missionary Bartolomé de las Casas. Why? Because it was de las Casas who (apparently) had the bright idea of importing African slaves to work the silver mines of the newly discovered New World. Borges phrases this with characteristic irony (or is it facetiousness?)

In 1517, the Spanish missionary Bartolomé de las Casas, taking great pity on the Indians who were languishing in the hellish workpits of Antillean gold mines, suggested to Charles V, king of Spain, a scheme for importing blacks, so that they might languish in the hellish workpits of Antillean gold mines.

That is an example of what you could call literal facetiousness, the repetition of the initial heartless description being so unexpected as to be funny. But it then expands into a more grandiose type of joke as Borges goes on to deliver an unexpected perspective on the results of de las Casas’ brainwave i.e. the vast and numerous consequences of the invention of African slavery, and proceeds to a mock encyclopedic list of some of its untold consequences, namely:

W. C. Handy’s blues; the Parisian success of the Uruguayan lawyer and painter of Negro genre, don Pedro Figari; the solid native prose of another Uruguayan, don Vicente Rossi, who traced the origin of the tango to Negroes; the mythological dimensions of Abraham Lincoln; the five hundred thousand dead of the Civil War and its three thousand three hundred millions spent in military pensions; the entrance of the verb ‘to lynch’ into the thirteenth edition of the dictionary of the Spanish Academy; King Vidor’s impetuous film Hallelujah; the lusty bayonet charge led by the Argentine captain Miguel Soler, at the head of his famous regiment of ‘Mulattoes and Blacks’, in the Uruguayan battle of Cerrito; the Negro killed by Martín Fierro; the deplorable Cuban rumba ‘The Peanut Vender’; the arrested, dungeon-ridden Napoleonism of Toussaint L’Ouverture; the cross and the snake of Haitian voodoo rites and the blood of goats whose throats were slit by the papaloi’s machete; the habanera, mother of the tango; another old Negro dance, of Buenos Aires and Montevideo, the candombe.

The intellectual pleasure derives from the combination of mock scholarliness with the pleasing randomness of the examples selected. And not only surreal but – and this is an important part of Borges’s appeal – conveying an enormous sense of spaciousness; the sense of an enormously well-read mind, overflowing with wonderful facts and references, from the obvious to the fantastically recondite and abstruse. And that by reading along with Borges, we too, become as fantastically learned and knowledgeable as him.

If you like this kind of subject matter, and the dry ironical tone, then the world of unexpected and outré references is like a door opening in your mind, hundreds of doors, revealing all kinds of wonderful, mind and spirit enhancing vistas and possibilities.

Tom Castro, the Implausible Imposter

Arthur Orton was born in Wapping in 1834. He ran away to sea and resurfaced decades later in Sydney Australia where he had taken the name Tom Castro. Here he became friendly with a stately, clever black man, Ebenezer Bogle and the two set up as con-men. In 1854 a British steamer sank in the Atlantic and one of the passengers lost was slender, elegant Roger Charles Tichborne, heir to one of the greatest Roman Catholic families in England. His mother, Lady Tichborne, refused to believe he was dead and advertised widely throughout the colonies for his return. With wild and hilarious improbability Orton and Bogle decide to reply to her and claim that obese illiterate Tom Castro is in fact her slender, elegant aristocratic son…after some years of living in Australia!

Most of this is comic but Borges milks it for further comic ideas, such as the notion that it was the very outrageousness of the entire idea which gave Bogle and Orton confidence; the more ridiculous it seemed, the more emboldened they were to tough it out in the light of lawyers and Lady Tichborne’s heirs who violently rejected their claim. Very funny is the notion that so mad is Lady Tichborne to have her son restored that she will accept anything Orton says and so when he completely invents some tender childhood memories, Lady T immediately accepts them and makes them her own.

Finally, the relatives bring a trial where all is going well until Bogle meets his death at the hands of a passing hansom cab and Orton loses all his confidence. He is sentenced to 14 years in prison but, here again Borges emphasises the humour, pointing out that Orton so charmed his imprisoners that he was let off for good behaviour and then took to touring theatres giving a one-man show retelling his story.

It is typically Borgesian that, at each venue, Orton is described as starting out maintaining his innocence but often ends up pleading guilty depending on the mood of the audience.

A story, any story, about anything, is infinitely malleable.

The Widow Ching, Lady Pirate

China at the turn of the 18th century and the story of a redoubtable woman pirate who, when her husband Ching is killed in battle, takes over his pirate crew and leads them in 13 years of ‘systematic adventure’. The emperor sends one admiral against her, Admiral Kwo-lang, who she comprehensively defeats, and before leading her ‘six hundred war junks and forty thousand victorious pirates’ on devastating attacks on China’s seaboards. A second expedition is sent under one Ting-kwei. This one defeats Madame Ching who, on the night after a huge and bloody battle, has herself rowed over to the admiral’s ship, boards it and presents herself with the appropriately flowery oriental rhetoric: ‘the fox seeks the dragon’s wing.’ She was allowed to live and devoted her later years to the opium trade.

There is something immensely satisfying in the way Borges creates a scene, a historical period, its key characters and conveys a series of big events in just nine pages. More than that, the first page is devoted to two women pirates of the Western tradition, Mary Read and Anne Bonney, before we even get round to China.

Their speed and brevity, their exotic setting and subject matter, the tremendous confidence with which Borges cuts from scene to scene, zeroing in on key moments and drilling down to one line of dialogue, and all told in a wonderfully humorous, often tongue-in-cheek style, make these bonne bouches immensely appetising and pleasurable.

Monk Eastman, Purveyor of Iniquities

Borges freely acknowledges his source for this narrative as Herbert Asbury’s 1928 volume The Gangs of New York, and gives a 2-page summary of some of the most notable hoodlums from New York’s Victorian underworld described in that book, before arriving at his potted biography of ‘Monk’ Eastman who is the particular subject of this narrative.

Born Edward Osterman, Eastman he was Jewish but grew into a ‘colossal’ and violent killer who lorded it over the whole goy underworld. He hired himself out as a hitman and led a violent gang. They were involved in a shootout so epic it became known as The Battle of Rivington Street, then a two-hour fistfight with the leader of the main rival gang, Paul Kelly, watched by a shouting crowd. He was repeatedly arrested and, after the final time, in 1917, decided to enlist in the US Army which had joined the war in Europe. This, like everything else in the story, is told with detached facetiousness:

We know that he violently disapproved of taking prisoners and that he once (with just his rifle butt) interfered with that deplorable practice…

On his return Monk quipped that ‘a number of little dance halls around the Bowery were a lot tougher than the war in Europe.’ He was found dead in an alley with five bullets in him. These throwaway endings, without any Victorian moralising, give them a Modernist, ‘so what’ aspect, a throwaway bluntness which contrasts vividly with the extreme scholarly punctiliousness about the sources.

The Disinterested Killer Bill Harrigan

Scenes from the life of William Harrigan aka Billy the Kid. For a start, it’s factually interesting to learn that Billy was a street hoodlum born in the very tough slums of New York before he headed out West. Borges amuses himself by assigning Billy’s life to different stages, namely:

  • The larval stage
  • Go West!
  • The Demolition of a Mexican
  • Deaths for Deaths’ Sake

He killed his first man aged 14. There’s a running joke that whenever Billy boasted about the number of men he killed he always added ‘not counting Mexicans’ who he held in utter contempt.

Borges’s wonderful fantasy-mindedness, the way he can introduce a mind-teasing idea into even the most obviously material occurs when he casually mentions that, despite his best efforts to turn himself into a hard-riding cowboy, Billy:

never completely matched his legend, but he kept getting closer and closer to it.

This implication that the legend of Billy the Kid existed before he began enacting it, and that he was fated to aspire to match his own legend… there is something wonderfully dizzying about this metaphysical-magical perspective, a dizzying magic metaphysical worldview which was to emerge more powerfully in his famous mid-career stories and excerpts.

The Insulting Master of Etiquette Kôtsuké no Suké

To be honest I didn’t understand this one, even after reading it twice. It’s set in Japan in 1702. An imperial envoy comes to stay with Asano Takumi no Kami who has been ‘trained’ by a rude and dismissive master of etiquette, Kira Kôtsuké no Suké. Asano was rude to the imperial envoy who, as a result, had him executed. Asano’s other retainers came to Kira Kôtsuké no Suké and told him, that since the error stemmed from his poor training of Asano, he should commit hara-kiri, but he refused and ran away and barricaded himself into a palace. Asano’s 47 retainers laid siege to the palace, broke in, discovered he had hidden, found him and killed him. That is why the story is sometimes called ‘The Learned History of the Forty-seven Retainers.

The Masked Dyer, Hakim of Merv

The story of Hakim, born in 736, who grows up to assume the identity of the Prophet of the Veil and establish a religion to rival Mohammed’s, by telling the impressionable that a messenger from God had come down from heaven, cut off his head and carried it up to heaven to receive a divine mission from Allah. He crystallises his position when, amid a crowded caravan, someone releases a leopard which Hakim appears to quell with the power of his eyes alone. He becomes the Veiled Prophet or Masked One and leads his followers to military victory, taking cities. He keeps a harem of one hundred and fourteen blind women.

He promulgated a belief system derived from the Christian Gnostics, namely that the world is a parody of Divine Reality, created by nine emanations from the original.

The world we live in is a mistake, a clumsy parody. Mirrors and fatherhood, because they multiply and confirm the parody, are abominations.

Five years into his rule, Hakim and his followers are besieged by the army of the Caliph when a rumour goes round from one of the women of his harem that his body has various imperfections. He is praying at a high altar when two of his captains tear away his permanent veil to reveal that Hakim bears the revolting disfigurements of the leper, and they promptly run him through with spears.

Part 2. A short story

Man on Pink Corner

This is a surprisingly poor short story and a good explanation of why Borges focused on writing his metaphysical-brainteasing essays rather than trying any attempt at conventional fiction. It’s the account of a street hoodlum, a junior member of a gang in the unfashionable poor north side of Buenos Aires, and a supposedly fateful night when he and his gang are at a dance hall when in crashes a massive hard man, Francisco Real, who muscles his way through the crowd to confront the head of the local gang, Rosendo Juárez, at which point, inexplicably, Rosendo backs down and Real takes his place as head honcho and steals his woman, La Lujanera.

I found a lot of this inconsequential, silly and hard to follow because nobody seemed to be obeying any rules of human nature I’m familiar with. Rosendo disappears, and Real takes La Lujanera outside, presumably to copulate with her in a ‘ditch’:

By then they were probably going at it in some ditch.

Our narrator wanders out to take the air then returns to the dance where old gang members and new gang members seem to be dancing happily. Then there’s a banging on the door, and in stumbles the huge bruiser Real with a big gash in his chest. He collapses on the floor and bleeds to death. The hoodlums of both gangs strip him of his clothes, appear to rip open his guts and pull out his intestines, cut off his finger to steal his ring, then chuck him out the window into the river Maldonado which flows just outside the building.

In the final paragraph, the narrator mentions Borges’s own name as if he is recounting this story directly to him:

Then, Borges, I put my hand inside my vest – here by the left armpit, where I always carry it – and took my knife out again…

And in the last sentence implies that it was he, the narrator who, when he slipped out, managed to fatally stab Real – in which case why wasn’t there a description of this presumably fairly melodramatic scene, how did he manage to do it if Real was shagging La Lujanera in a ditch? How come La Lunajera didn’t point out our narrator to everyone in the hall as the murderer?

It seemed to me a collection of 1930s noir crime, lowlife clichés thrown together with no plausibility and no account of human psychology. Borges himself seemed bemused by the story’s popularity. Thank God he abandoned this mode of altogether in favour of the ‘baroque’ and mind-bending essays gathered in Labyrinths.

Part 3. Etcetera Etcetera

Being short 2 or 3-page excerpts from scholarly books which presumably struck Borges because of the surrealism or bizarreness or humour of their content. The excerpts are interesting or amusing or ghoulish in their own right, but what really impresses is the arcane nature of their sources, and the range of reading and learning they imply.

A Theologian in Death

From the Arcana Coelestis by Emanuel Swedenborg (1749 to 1756).

The Protestant theologian Philip Melancthon (1497 to 1560) dies and goes to heaven but doesn’t realise this is what has happened because the angels recreate his worldly house and study. However, as a great and learned man, they pester him to write about charity. But Melancthon obstinately persists in writing that charity is unnecessary because, like a zealous Protestant, he believes we are justified by faith alone. The result is that the angels , as warning and punishment, slowly degrade his house and then his own body. Day by day ghost Melancthon awakes in a further degenerated condition, till the last that’s heard of him he is ‘a kind of servant to demons.’

The Chamber of Statues

From The Thousand and One Nights numbers 271 and 272.

In the Andalucian city of Ceuta was a citadel with a door to which each successive king by tradition added a lock. Then a wicked man usurped the throne and, against the advice of holy men, insisted on ripping out the locks and opening the door to find what was inside. He discovered a series of rooms containing wonders, the last of which contained an inscription saying whoever opened the door would be overthrown. And, indeed, within a twelvemonth, the Arab leader Tariq ibn-Ziyad overthrew the usurper and sold his women and children into slavery.

Tale of the Two Dreamers

From The Thousand and One Nights number 351.

A merchant in Cairo falls asleep in his garden with a fountain and a fig tree and has a dream in which angels tell him to seek his fortune in Isfahan in Persia. So he packs up and off he sets.

After a gruelling journey, overcoming numerous threats and natural disasters, he finally arrives in Isfahan and falls asleep by a mosque.

But that night a house next to the mosque is robbed, the owners raise the alarm, the stranger is apprehended, thrown into prison and tortured. He is brought before the captain who asks who he is and why he’s here.

The merchant tells the story of his dream, and the captain laughs and says he also has a dream of a garden of a house in Cairo with a fig tree and a fountain which has treasure buried under it, but he knows it’s just a dream and has never acted on it.

He lets the whipped merchant go, who returns all the way back to his house in Cairo, digs under the fountain, and discovers a vast treasure. So the dream came true, just not at all in the way expected.

The Wizard Postponed

From the Libro delos enxiemplos del Conde Lucanor at de Patronio (1335) by Juan Manuel.

A beguiling story in which a Dean from Santiago, wanting to learn about magic, visits the noted magician Don Illán of Toledo and promises him anything if he will teach him magic.

So the Don takes him down into a cellar deep underground and submits him to a test, namely telescoping the next thirty years of their lives together. In this quick journey through the future the Dean is blessed with a series of promotions within the Catholic church, ending up being elected Pope.

At each step of the way the Don asks for some grace or favour but the newly promoted Dean puts him off, until he finally gets fed up of him and tells the Don to stop bothering him or he’ll have him thrown in prison.

At which point the entire future they’ve lived through disappears in a puff of smoke and the Dean finds himself back in the deep cellar with Don Illán who says ‘I told you so’, escorts him to the door and wishes him a pleasant journey home.

The Mirror of Ink

From The Lake Regions of Central Africa (1860) by Richard Burton.

How the wizard Abd-er-Rahman al-Masmudi threw himself on the mercy of the tyrant of Sudan Yaqub the Ailing, who orders him every morning to show him visions and wonders, until one day al-Masmudi shows him a figure being dragged for execution. When Yaqub demands that the figure’s veil be taken off, it reveals his own face and he watches the executioner raise his great sword and, when it falls and severs the neck of the man in the vision, Yaqub the Ailing himself falls dead.

A Double for Mohammed

From Vera Cristiana Religio (1771) by Emmanuel Swedenborg.

Since the idea of Mohammed is so closely linked to religion in the minds of Muslims, Allah ensures that heaven is overseen by a kind of deputy or second Mohammed, whose identity actually varies. A community of Muslims was once incited by evil spirits to acclaim Mohammed as their God, so Allah brought the spirit of the actual Mohammed up from under the earth to instruct them.

The Generous Enemy

From the Anhang zur Heimskringla (1893) by H. Gering

In 1102 Magnus Barfod undertook to conquer Ireland. Muirchertach, King of Dublin, sends him a nine-line curse which, by roundabout means, ends up coming true.

On Exactitude in Science

From Travels of Praiseworthy Men (1658) by J.A. Suárez Miranda.

A fragment which tells of a magical empire where the geographers at first essayed maps so huge that the map of a single province covered the space of an entire city, and the map of the Empire itself an entire Province. These were eventually replaced by the ultimate map of the empire which was the same size as the Empire itself, and coincided with it point for point. Over the years it fell into neglect and now only a few tattered fragments survive in the Western Deserts, sheltering an occasional beast or beggar.


Borges’ approach

Bookish

The content of the seven infamy tales is lurid and melodramatic, with plenty of murders, assassinations, beheadings, shootouts and suicides. But they are all refracted through a highly bookish, ironic sensibility which does at least two things: 1. It is very careful to cite the sources of the story, in a parody of a learned or scholarly article, and 2. it mocks the content of his own story with irony and knowing humour.

The first quality (a showy, pseudo-academic concern with indicating sources) is most evident in the opening of The Masked Dyer, Hakim of Merv:

If I am not mistaken the chief sources of information concerning Mokanna, the Veiled (or, literally, Masked) Prophet of Khurasan, are only four in number: a) those passages from The History of the Caliphs culled by Baladhuri; b) The Giant’s Handbook, or Book of Precision and Revision, by the official historian of the Abbasids, Ibn abi Tahir Taifur; c) the Arabic codex entitled The Annihilation of the Rose, wherein we find a refutation of the abominable heresies of the Dark Rose, or Hidden Rose, which was the Prophet’s Holy Book; and d) some barely legible coins unearthed by the engineer Andrusov during excavations for the Trans-Caspian railway. (p.77)

‘If I am not mistaken’, that’s a nice touch. The effect of these kinds of learnèd references is to give the very pleasurable sense that you are entering the magical realm of books and stories. Not the everyday books we encounter in our lives or local bookshops, glossy gardening books or biographies of celebrity chefs or tedious accounts of adulteries in North London – but that we have been transported to the realm of old-fashioned stories, stories of extreme actions and derring-do and marvellous deeds in exotic settings.

Stories from our remembered childhood which fired our imaginations before we were forced to grow up and become sensible. It is a very old-fashioned tone and it’s no surprise that Borges, throughout his career, said his earliest and most enduring inspiration derived from the yarns of Robert Louis Stevenson and Arthur Conan Doyle.

Exotic

This old-fashioned, bookish tone overlaps with the wonderfully exotic settings of many of the narratives: slave plantations of the Deep South; Australia; the China seas; 18th century Japan; the Wild West; 12th century Ireland; medieval Spain; medieval Persia.

In the first preface he mentions Robert Louis Stevenson as a source and you can feel Stevenson’s restless quest for exotic locations shared by Borges.

Intellectual themes

One of the most obvious recurring tropes of the stories is (the currently very modish theme of) ‘identity’. The seven historical characters freely change their names or have names assigned them by contemporaries or historians. Writing of Monk Eastman, he says:

These shifts of identity (as distressing as a masquerade, in which one is not quite certain who is who) omit his real name – presuming there is such a thing as a real name.

The most flagrant example is Tom Castro who has already changed his name once before he embarks on the criminal project of impersonating Roger Charles Tichborne, which leads to the sensational trial in which the nature of ‘identity’ is central. A great deal could be said on the subject of fiction and identity but I’m going to pass.

Two prefaces

After the fact, Borges commented on his own stories in two prefaces, one written for the 1934 edition, one for 1954.

1934 preface

The 1934 preface is only one page long and Borges admits that the stories stem, in part, from:

my rereadings of Stevenson and Chesterton, and also from Sternberg’s early films, and perhaps from a certain biography of Evaristo Carriego

combined with the over-use of certain tricks:

random enumerations, sudden shifts of continuity, and the paring down of a man’s whole life to two or three scenes

I found it very interesting indeed that he casually says:

They are not, they do not try to be, psychological.

Traditional literature, and many short stories, focus on a psychological crux, a decisive moment in someone’s life, and investigate the ‘moral’ and psychological aspects of it. Borges consciously turns his back on that tradition and exploits his sources to create pen portraits which are not at all concerned with anyone’s inner life, but use the content as 1. entertainment, creating striking scenarios and tableaux, as if in paintings or – as he frequently remarks – like scenes from movies. In the 1954 preface he elaborates that:

The book is no more than appearance, than a surface of images; for that very reason, it may prove enjoyable

They are intended to be all surface. That partly explains why they end so abruptly and with no moralising whatsoever: to emphasise their shiny metallic surfaceness.

2. What Borges doesn’t mention is that the stories are also quite clearly used as starting points for ironic and amused meditations on ideas, the more metaphysical and paradoxical the better. And that this was a harbinger of the work which was to come later.

1954 preface

The 1954 preface is twice as long as the 1934 one, being an extravagant 2 pages in length. Borges immediately launches into a consideration of ‘the baroque’, claiming it is a style:

which deliberately exhausts (or tries to exhaust) all its possibilities and which borders on its own parody… [that] only too obviously exhibits or overdoes its own tricks.

He goes on to link this to a fundamentally comic worldview:

The baroque is intellectual, and Bernard Shaw has stated that all intellectual labour is essentially humorous.

I disagree. Having attended a big London exhibition about The Baroque I came away with the strong conviction that ‘the Baroque’ is above all about Power, the Complete Power wielded by monarchs who believed in their Divine Right to rule and the Total Power over all believers claimed by the Counter-Reformation Catholic Church.

Apart from anything else, Baroque works of art and churches are massive and imposing whereas Borges, if he is anything, is a precise miniaturist. He is more like a Swiss watchmaker than a Baroque architect.

But we are not reading Borges for accurate scholarship, in fact the precise opposite, we are reading him for his whimsical playing fast and loose with facts and figures and ideas for our amusement, an attitude he makes explicit when he writes that the stories are:

the irresponsible sport of a shy sort of man who could not bring himself to write short stories, and so amused himself by changing and distorting (sometimes without aesthetic justification) the stories of others.

Borges may be correct in using the term ‘Baroque’ to indicate an interest in following every detail or narrative possibility to its logical conclusion, in the compulsive inclusion of every finial and architectural flourish possible. But his work is at the opposite end of the scale from The Baroque style in art and architecture.

And the Baroque is, above all, deadly serious, whereas Borges’s work is informed throughout by a dry, metaphysical humour, that comes from somewhere else. This bookish humour is entirely Borges’s invention, filtered through the gentlemanly, ironic tone of the late Victorian British authors he loved so much.

Literary influence

Apparently (or, as Borges might write, ‘If I am not mistaken’) the Puerto Rican critic Angel Flores (1900 to 1994) was the first person to use the term ‘magical realism’ and dated the start of the Magical Realist movement from this book.

This is echoed by the blurb on the back of the Penguin edition which claims that Borges intended the stories simply to be light entertainments, newspaper squibs:

‘yet after its appearance in 1935 its influence on the fiction of Latin America was so profound that its publication date became a landmark in the history of Latin American literature.’


Related links

Borges reviews

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