The odes of Horace

The gods watch over me; a heart
That’s reverent and the poets art
Please them.
(Horace Book 1, ode 17, in James Michie’s translation)

Come, learn this air
And sing it to delight me.
A good song can repair
The ravages inflicted by black care.
(Book 4, ode 11)

Horace’s works

Scholars broadly agree the following dates for Horace’s body of poetry:

Horace’s odes

Horace published 104 odes. They are divided into 4 books. He published the first 3 books of odes in 23 BC, containing 88 carmina or songs. He prided himself on the skill with which he adapted a wide variety of Greek metres to suit Latin, which is a more concise, pithy and sententious language than Greek.

I shall be renowned
As one who, poor-born, rose and pioneered
A way to fit Greek rhythms to our tongue… (3.30)

Horace aimed to create interest by varying the metre as much as possible, using over a dozen different verse formats. He was particularly indebted to metres associated with two Greek poets, Alcaeus and Sappho. Of the 104 odes, 37 are in Alcaics and 26 in Sapphics i.e. over half.

The precise definition of these forms is highly technical, so I refer you to the Wikipedia articles for Alcaics and Sapphics.

Despite all this skillful adaptation, the odes were not greeted with the acclaim Horace hoped for, which may explain why he seems to have abandoned ode writing and returned to the hexameters in which he had written the satires. Using this he now proceeded to write two books of epistles, ‘elegant and witty reflections on literature and morality,’ according to James Michie, which scholars think were published in 20 and 12 BC, respectively.

In 17 BC Augustus commissioned Horace to write an ode to be sung at the start of the Secular Games which he had reinstated as part of his policy of reviving traditional Roman festivals, customs and religious ceremonies. Soon afterwards, Augustus asked Horace to write odes on the military victories of his grandsons Drusus and Tiberius. Whether these commissions renewed an interest in the form or spurred him to assemble works he’d been writing in the interim we don’t know but in about 11 BC Horace published his fourth, final and shortest book of odes, containing just 15 poems.

What is an ode?

The following is adapted from the Wikipedia definition:

An ode (from Ancient Greek: ᾠδή, romanized: ōdḗ) is a sub-type of lyrical poem. An ode generally praises or glorifies an event or individual. Whereas a pure lyric uses impassioned and emotional language, and a satire uses harsh and demotic language, an ode – insofar as it is an address to a named individual, whether friend, emperor or god – generally has a dignified and sincere tone (although part of Horace’s practice was experimenting with and varying that tone).

Greek odes were originally poetic pieces performed with musical accompaniment. As time passed they gradually became known as personal lyrical compositions whether sung (with or without musical instruments) or merely recited (always with accompaniment). The primary instruments used were the aulos and the lyre. There are three typical forms of odes: the Pindaric, Horatian, and irregular.

  • The typical Pindaric ode was structured into three major parts: the strophe, the antistrophe, and the epode. However, Horace’s odes do not follow this pattern.
  • Horatian odes do not have the three-part structure of Pindaric odes. They tend to be written as continuous blocks of verse, or, more often, are divided into four-line stanzas. It’s in this division into neat 4-line stanzas that they most imitate Greek lyricists such as Alcaeus and Anacreon.
  • Irregular odes use rhyme but not the three-part form of the Pindaric ode, nor the two- or four-line stanza of the Horatian ode.

An ode is short. I’ve recently read the Eclogues of Virgil which are fairly long and the Georgics which felt very long: Horace’s odes are the opposite. Some are as short as 8 lines, for example book 1 ode 30 and 4.10.

Subject matter

Horace was praised by critics for not just adapting the Greek forms of Alcaeus and Sappho to Latin, but filling them with details of the social life of Rome in the age of Augustus. He broadened the subject matter to cover a much wider range of subjects including love and jealousy, friendship and mourning, hymns to various gods, addresses to the all-powerful emperor Augustus, reflections on mortality, promotion of the golden mean and patriotic criticism of excess luxury and calls for society to return to the sterner, abstemious values of their Roman ancestors. There are several poems consisting entirely of eulogy to Augustus, describing him as a blessing to the nation, the only man who could bring peace and wishing him success in his military campaigns in the East. I enjoy John Dryden’s description of Horace as “a well-mannered court slave”. It doesn’t feel that when you read all his other poems, but when you read the Augustus ones, you immediately get what Dryden was saying. The word ‘poet’ is only one letter away from ‘pet’.

Underlying all the poems, and appearing them as either passing references or the central subject, are two ‘philosophical’ themes: the uncertainty and transience of life, and the need to observe moderation in all things, what Aristotle had defined as ‘the golden mean’ between extremes:

All who love safety make their prize
The golden mean and hate extremes… (2.10)

James Michie

Greek and Latin poets did not use rhyme to structure their poetry, they used the counting of syllables in each line according to a variety of patterns established by various ancient Greek poets and copied and adapted by the Romans.

English poets by contrast, since the Middle Ages, use beats or emphasis instead of counting syllables, and have used rhyme. Not exclusively, witness the reams of blank verse used in the dramas of Shakespeare and his contemporaries or in Milton’s Paradise Lost, but certainly in short lyrics and Horace’s odes are short lyrics. All 104 of Horace’s odes fit onto just 114 pages of English verse.

This explains the decision of James Michie, translator of the 1964 Penguin paperback edition of the complete odes of Horace, to cast them into predominantly rhymed verse.

The Penguin edition is interesting and/or useful because it features the Latin on one page, with Michie’s English translation on the page opposite. I did Latin GCSE and so, with a bit of effort, can correlate the English words to the original Latin phrases, though I don’t have anything like enough Latin to appreciate Horace’s style.

Book 1 is the longest, containing 38 odes. Book 2 has 20. Book 3 has 30, and the final, short one, book 4, has 15.

Themes

Direct address to gods

Any summary of Horace as the poet of friendship and conviviality has to take account that about one in six of the poems are straight religious hymns to named deities. Michie’s (admirably brief) introduction explains that the poems give no evidence about how sincerely Horace felt these religious sentiments. Probably he was religious in the same way most educated Romans of his time were, as Cicero was: viewing religion and the old festivals and ceremonies as important for the social cohesion of Rome.

In this view the correct ceremonies had to be carried out on the correct occasions to the correct deities in order to ensure the state’s security and future. Whether an individual ‘believed’ in the gods or not was irrelevant: correct action was all. The importance of internal, psychological ‘belief’ only became an issue with the slow arrival of Christianity well over a hundred years later. In the meantime, correct invocations of the gods could be seen as part of civic and patriotic duty, especially for Augustus, who in so many ways tried to restore the old ceremonies, rites and festivals of Republican Rome.

1.10 To Mercury

You are the one my poem sings –
The lyre’s inventor; he who brings
Heaven’s messages; the witty
Adventurer who takes delight
In slyly stowing out of sight
Anything he finds pretty.

1.21 To Diana

Virgin maidens, praise Diana.
Young men, sing a like hosanna

1.30 Prayer to Venus

O Queen of Cnidos, Paphos,
Come, leave, though dearly thine,
Cyprus; for here’s thick incense,
And Glycera calls divine
Venus to her new shrine.

1.31 Prayer to Apollo

What boon, Apollo, what does the poet as
He pours the new wine out of the bowl at your
New shrine request?

Incidentally, note the slight complexity of this long sentence. It took me a few readings to realise it is:

What boon, Apollo, what does the poet (as
He pours the new wine out of the bowl at your
New shrine) request?

We’ll come back to this issue, the sometimes grammatically challenging nature of Michie’s translation.

1.35 Hymn to Fortuna

O goddess ruling over favoured Antium,
With power to raise our perishable bodies
From low degree or turn
The pomp of triumph into funeral,

Thee the poor farmer with his worried prayer
Propitiates…

To women

The poems of heterosexual men are often about difficulties with relationships. Horace has poems directly addressing women, lovers, more often ex-lovers; or addressing women who are messing with his friends’ emotions; or poems to male friends offering advice about their relationships with women. I can see how a feminist critic might object to Horace’s basic stance and to much of the detail of what he says. For me the main effect is to create a sense of the extended social circle the poet inhabits.

Come, let’s
Go to the cave of love
And look for music in a jollier key. (2.1)

Horace plays at being jealous, while never achieving the emotional intensity of Catullus. And this is because his ‘love’ poems, such as 1.13, often turn out to be really promoting his philosophy of life, namely moderation in all things, wine, women, politics and poetry.

1.13 To Lydia

Happy are they alone whom affections hold
Inseparable united; those who stay
Friends without quarrels, and who cannot be torn away
From each other’s arms until their dying day.

1.16 is addressed to an unnamed women who he has, apparently, infuriated by writing a witty lampoon about her. Horace apologises unreservedly for upsetting her. But the poem is really about the emotion of anger, how ruinous it is for individuals and nations, how it must be avoided at all costs. Moments like this accumulate to make you suspect that even Horace’s most ‘passionate’ poems are clever artifice. It is hard to imagine the poet who promoted moderation and sensible restraint at every opportunity ever losing his head over anyone, no matter how he poses.

1.19 The Poet’s Love for Glycera

The Mother of the Loves, unkindly
Goddess, and Semele’s son combine
With wild abandon to remind me
That though I had thought desire
Dead, it still burns. The fire

Is Glycera.

1.23 To Chloe

This is such fun I’ll quote it in its entirety. Whether it reflects any real situation, I doubt. It feels more like a witty exercise, in the manner of Marvell’s To His Coy Mistress. To understand it you need to realise the first line means ‘Chloe, why won’t you venture near ME’, but Michie cannot quite say that in order to preserve his tight rhyme scheme. And to know that ‘dam’ is an archaic poetic word for ‘mother’. So that the majority of the poem is treating this young woman, Chloe, as if she is as timorous and scared as Bambi.

Chloe, you will not venture near,
Just like a lost young mountain deer
Seeking her frantic dam; for her each
Gust in the trees is a needless fear.

Whether the spring-announcing breeze
Shudders the light leaves or she sees
The brambles twitched by a green lizard,
Panic sets racing her heart and knees.

Am I a fierce Gaetulian
Lion or some tiger with a plan
To seize and maul you? Come, now, leave your
Mother: you’re ready to know a man.

So, in fact, this middle-aged man is preparing ‘to seize and maul’ this timorous young woman. If we attribute the speaking voice to 40-something Horace, it is inappropriate. But if it is a song to be sung by any young man, less so.

Here he is gently mocking a friend (in fact a fellow poet, Tibullus) because his girlfriend’s dumped him:

Tibullus, give up this extravagant grieving
For a sweetheart turned sour. ‘Why was she deceiving?’
You ask, and then whimper long elegies on
The theme of the older man being outshone… (1.33)

In praise of booze

Horace is surprisingly insistent on the blessings of wine and the vine, with a number of poems recommending it as the appropriate accompaniment to all sorts of situations, from cheering up a doleful lover to consoling a parent for the loss of a child, celebrating an old friend having his citizenship restored or safely returned from a long journey (1.36), or just a way to forget sorrows and anxieties and be sociable (2.11). In ancient Rome wine was never drunk neat, but always diluted with water:

Come, boy, look sharp. Let the healths rip!
To midnight! The new moon! The augurship
Of our Murena! Mix the bowls – diluted
With three or nine parts wine: tastes must be suited.
The poet, who loves the Muses’ number, nine,
Inspired, demands that measure of pure wine. (3.19)

Above all wine was shared. In ancient Rome wine was drunk in social situations, among friends and with slaves to open the bottles and mix them correctly. In Horace’s day, men who got together to hold a convivial evening elected one of their number ‘president’ by rolling dice to see who got the highest score, and the president then selected which wines were to be drunk, in which order, to command the slaves, and institute topics of conversation or games.

Who’ll win the right to be
Lord of the revelry
By dicing highest? (2.7)

In other words, ‘wine’ symbolises not just a drink but a much deeper concept of sociability and conviviality. And importantly, this sociability was the cure for anxiety, depression and grief. So ‘wine’ isn’t at all about seeking intoxication or oblivion; quite the opposite: ‘wine’ symbolises the moderation and sociable common sense which Horace is always promoting. Even when he appears to be promoting booze, it’s really this idea he’s promoting.

Let Damalis, the girl we crown
Champion drinker, be put down
By Bassus at the game of sinking
A whole cup without breath or blinking. (1.36)

And, as with almost all aspects of Roman life, there was a ‘religious’ aspect in the sense that the Romans thanked the gods for all their blessings (just as they attributed all disasters to the malign influence of Fortune). It was ‘fitting’ to thank the gods, and often this was done with ‘libations’ i.e. pouring part of each bottle of wine onto the ground as an offering to the gods, as thanks for blessings received, as hope for blessings continued.

Pay Jove his feast, then. In my laurel’s shade
Stretch out the bones that long campaigns have made
Weary. Your wine’s been waiting
For years: no hesitating! (2.7)

In the following extract the ‘fast-greying tops’ means the greying heads of hair of Horace and his friend, Quinctilius, who he’s trying to persuade to stop being so anxious about life.

Futurity is infinite:
Why tax the brain with plans for it?
Better by this tall plane or pine
To sprawl and while we may, drink wine
And grace with Syrian balsam drops
And roses these fast-greying tops.
Bacchus shoos off the wolves of worry. (2.11)

1.11 carpe diem, quam minimum credula postero

Horace’s attitude overlaps with the modern notion of mindfulness. According to this website, ‘Mindfulness is the basic human ability to be fully present, aware of where we are and what we’re doing, and not overly reactive or overwhelmed by what’s going on around us. As he tells Maecenas:

Be a plain citizen for once – you fret
Too much about the people’s sufferings.
Relax. Take what the hour gives, gladly. Let
Others attend the graver side of things. (3.8)

The shame of recent Roman history i.e. the civil wars

This attitude is not bourgeois complacency (‘Hey slave, bring us more booze!’). Well, OK, it is – but it is given more bite by the historical background. Rome had just emerged from about 13 years of civil war (Antony and Octavian against Caesar’s assassins) or a very uneasy peace leading to another civil war (Octavian against Antony). Unlike most bourgeois Horace had led a legion in a major battle (Philippi), seen men hacked to pieces around him, and seen his cause completely crushed. What good had the assassination of Julius Caesar and then Brutus and Cassius’s war against Octavian and Antony achieved? Nothing. Absolutely nothing except tens of thousands of Roman dead and devastation of entire provinces.

And he refers to it repeatedly, the utter pointlessness and futility of war.

Alas, the shameful past – our scars, our crimes, our
Fratricides! This hardened generation
Has winced at nothing, left
No horror unexplored… (1.35)

Our fields are rich with Roman
Dead and not one lacks graves to speak against our
Impious battles. Even
Parthia can hear the ruin of the West. (2.1)

So Horace’s is not the complacent attitude of a pampered aristocrat who has never known trouble, but of a self-made man who has seen a whole lot of trouble and therefore knows the true value of peace. Although he wears it lightly, it is a hard-won philosophy. And he refers to it, repeatedly.

Greek mythology

Horace is so identified in my mind with Rome, with Augustus, with the golden age of Roman literature, that it comes as a shock to see just how much of the subject matter is Greek. Take 1.15 which is a dramatic address to Paris as he abducts Helen by the sea goddess Nereus, foreseeing the long siege and destruction of Troy. 2.4 is about inappropriate love but stuffed with examples from Troy. But all of the poems contain references to Greek mythology and require a good working knowledge of its complex family trees: just who is son of Latona, who is Semele’s son? Who are:

Yet how could mighty Mimas or Typhoeus
Or Rhoetus or Porphyrion for all hid
Colossal rage or fierce
Enceladus who tore up trees for darts

Succeed? (3.4)

Or take the long poem 3.27 which contains a rather moving soliloquy by the maid Europa who, in a fit of madness, let herself be raped by a bull, a sophisticated poem full of unexpected compassion for the miserable young woman who is, of course, Jupiter in disguise. The poem contains a twist in the tail, for Venus has been standing by all through the girl’s frantic speech, enjoying the scene with that detached cruelty typical of the gods and only at the end reveals the bull in question was none other than Jupiter in disguise, hence explaining the girl’s powerlessness to resist.

False modesty

That said, there is another repeated trope which, as it were, modifies the Hellenic influence and this is Horace’s stock protestations that his muse and lyre and skill aren’t up to epic or serious verse, are instead designed for more homely, lowly subject matter. He turns this into a joke on a couple of occasions when he’s getting carried away invoking the Mighty Warriors of the Trojan War and suddenly realises what he’s doing, back pedals and dials it down.

Where are you rambling, Muse? This theme’s beyond your
Light-hearted lyre. End now. Absurd presumption
To tell tales of the gods
And mar high matters with your reedy voice! (3.3)

Maybe 1.6 is the best expression of this repeated trope of inadequacy. To understand it you need to know that Varius is a rival Roman poet, famous for his high-flown tragedies, and that the poem is directly addressed to Marcus Vipsanius Agrippa, the Roman general who Augustus relied on to win his battles.

That eagle of Homeric wing,
Varius, will in due course sing
Your courage and your conquests, every deed
Of daring that our forces,
Riding on ships or horses
Accomplish with Agrippa in the lead.

But I’m not strong enough to try
Such epic flights. For themes as high
As iron Achilles in his savage pique,
Crafty Ulysses homing
After long ocean-roaming,
Or Pelops’ house of blood, my wings feel weak.

And both my modesty and my Muse,
Who tunes her lyre to peace, refuse
To let her tarnish in the laureate’s part
Our glorious Augustus’
Or your own battle-lustres
With my imperfect and unpolished art…

Feasts, and the war where girls’ trimmed nails
Scratch fiercely at besieging males –
These are the subjects that appeal to me,
Flippant, as is my fashion,
Whether the flame of passion
Has scorched me or has left me fancy-free.

As usual, the translation is fluent and clever, but I stumbled over the grammar of ‘Augustus” and it took me a few goes to realise he’s saying ‘my muse refuses to tarnish either Augustus’s, or your, battle-lustres’. Maybe you got it first time, but at quite a few places, Michie’s ingenuity in rhyming results in phrases which made me stumble. Anyway, here is Horace again, protesting the modesty of his poetic aims and means:

The history of the long Numantian war;
Iron Hannibal; the sea incarnadined
Off Sicily with Carthaginian gore;
Wild Lapiths fighting blind-

Drunk Centaurs; or the Giants who made the bright
Halls of old Saturn reel till Hercules
Tame them – you’d find my gentle lyre too slight
An instrument for these

Magnificent themes, Maecenas… (2.12)

Friends

The majority of the poems address a named individual, buttonholing and badgering them, and the number of these addressed poems, added to the variety of subject matter, creates a sense of great sociability, of a buzzing circle of friends. Horace comes over as a very sociable man with a word of advice for all his many friends, something which really struck me in the run of poems at the start of book 2:

Sallustius Crispus, you’re no friend of metal
Unless it’s made to gleam with healthy motion… (2.2)

Maintain and unmoved poise in adversity;
Likewise in luck, one free of extravagant
Joy. Bear in mind my admonition,
Dellius… (2.3)

Dear Phocian Xanthias, don’t feel ashamed
Of loving a servant… (2.4)

Septimius, my beloved friend,
Who’d go with me to the world’s end… (2.6)

Pompeius, chief of all my friends, with whom
I often ventured to the edge of doom
When Brutus led our line… (2.7)

Barine, if for perjured truth
Some punishment had ever hurt you –
One blemished nail or blackened tooth –
I might believe this show of virtue… (2.7)

The clouds disgorge a flood
Of rain; fields are churned mud;
The Caspian seas
Are persecuted by the pouncing blasts;
But, Valgius, my friend, no weather lasts
For ever… (2.9)

Licinius, to live wisely shun
The deep sea; on the other hand,
Straining to dodge the storm don’t run
Too close in to the jagged land… (2.10)

‘Is warlike Spain hatching a plot?’
You ask me anxiously. ‘And what
Of Scythia?’ My dear Quinctius
There’s a whole ocean guarding us.
Stop fretting… (2.11)

Male friends he addresses poems to include: Maecenas his patron and ‘inseperable friend’ (2.17), Virgil, Sestius, Plancus, Thaliarchus, Leuconoe, Tyndaris, Aristius Fuscus, Megilla of Opus, Iccius, Tibullus, Plotius Numida, Asinius Pollio, Sallustius Crispus, Quintus Dellius, Xanthias Phoceus, Septimius, Pompeius Varus, C. Valgius Rufus, Lucius Licinius Murena, Quinctius Hirpinus, Postumus, Aelius Lama, Telephus, Phidyle, Ligurinus, Julus, Torquatus, Caius Marcius Censorinus and Lollius.

The women he addresses include: Pyrrha, Lydia (who appears in 4 poems 1.8, 1.13, 1.25, 3.9), the unnamed lady of 1.16, Glycera (twice 1.19, 1.30, 1.33), Chloe, Barine, Asterie, Lyce, Chloris, Galatea and Phyllis.

All go to create the sense of a thriving active social life, an extended circle of friends and acquaintances which is very…urbane. Civilised, indulgent, luxurious:

Boy, fetch me wreaths, bring perfume, pour
Wine from a jar that can recall
Memories of the Marsian war… (3.14)

The predominant tone is of friendship and fondness and frank advice:

Then go, my Galatea, and, wherever
You choose, live happily… (3.27)

But the reader is left to wonder whether any of these people (apart from Maecenas and Virgil, and maybe one or two others) ever actually existed, or whether they are characters in the play of his imaginarium.

The simple life

Again and again Horace contrasts the anxious life of high officials in Rome with the simplicity of life on his farm out in the country, and the even simpler pleasures of life the peasants who live on it. The theme is elaborated at greatest length in one of the longest poems, 3.29, where Horace invites careworn Maecenas to come and stay on his farm, yet another excuse to repeat his injunction to Live in the Present, for nobody knows what the future holds.

Call him happy
And master of his own soul who every evening
Can say, ‘Today I have lived…’

Homosexuality

As long as a Roman citizen of the upper class married, sired male children and performed his religious and family duties, the details of his sexuality weren’t important, or might have prompted waspish gossip, but weren’t illegal. Homosexuality isn’t as prominent in Horace’s poetry as it is in Virgil’s, but it’s here as part of his urbane mockery of his own love life and one poem in particular, 4.1, is a passionate and surprisingly moving poem of unrequited love for a youth named Ligurinus.

Why then,
My Ligurinus, why
Should the reluctant-flowing tears surprise these dry
Cheeks, and my fluent tongue
Stumble in unbecoming silences among
Syllable? In dreams at night
I hold you in my arms, or toil behind your flight
Across the Martian Field,
Or chase through yielding waves the boy who will not yield.

This Ligurinus is (apparently) a pre-pubescent boy because another entire poem, 4.10, is devoted to him, pointing out that one day soon he’ll sprout a beard, his peaches and cream complexion will roughen, and he’ll no longer be the hairless beauty he is now.

It is very striking indeed that earlier in book 4 Horace writes a series of poems lamenting the decline and fall in Roman social standards, singling out greed and luxury, and also adultery which, of course, makes it difficult to determine the real father of a child – and yet this flagrantly homosexual and, possibly, if the boy is under 16 which seems pretty certain, pederastic poem, passes without comment and presents no obstacle to the poet’s earlier harsh moralising.

Sucking up to Augustus

As is fitting, the first poem in book 1 addresses his patron (and friend) Augustus’s minister for the arts, Maecenas. And the second poem addresses the boss man himself, Augustus, unquestioned supreme ruler of Rome and its empire, who is subsequently addressed at regular intervals throughout the series of poems. Here is Horace, addressing Jupiter king of the gods but describing Augustus (referred to here by the name of his adoptive great-uncle, Caesar, by which he was widely known, before the title ‘Augustus’ was bestowed in 27 BC):

Thou son of Saturn, father and protector
Of humankind, to thee Fate has entrusted
Care of great Caesar; govern, then, while Caesar
Holds the lieutenancy.

He, whether leading in entitled triumph
The Parthians now darkening Rome’s horizon,
The Indian or the Chinese peoples huddled
Close to the rising sun,

Shall, as thy right hand, deal the broad earth justice. (1.12)

Here Horace is asking the fickle goddess Fortune to protect Augustus and the Roman armies engaged in battle:

Guard Caesar bound for Britain at the world’s end,
Guard our young swarm of warriors on the wing now
To spread the fear of Rome
Into Arabia and the Red Sea coasts. (1.35)

1.37 includes a brief description of Octavian’s historic victory over the fleets of Antony and Cleopatra at the naval Battle of Actium in 31 BC.

Thunder in heaven confirms our faith – Jove rules there;
But here on earth Augustus shall be hailed as
God also, when he makes
New subjects of the Briton and the dour

Parthian. (3.5)

Incidentally, I don’t know why there are so many references to conquering Britain. In his long reign Augustus never sent armies to invade Britain, that was left to his great-nephew, the emperor Claudius, in 43 AD.

Book 4 contains noticeably more praise of Augustus (‘O shield of Italy and her imperial metropolis’) than the previous books: was it clearer than ever that the new regime was here to stay? Had Horace got closer to Augustus? Was it a shrewd political move to butter up the big man?

We know that Horace had been personally commissioned to write the two odes in praise of Drusus (4.4) and Tiberius (4.14) which overflow with slavish praise of their stepfather, Augustus, and the book includes a poem calling on Apollo to help him write the Centennial Hymn which Augustus commissioned (4.6). So this book contains more lickspittle emperor-worship than the previous 3 books combined.

How shall a zealous parliament or people
With due emolument and ample honours
Immortalise thy name
By inscription and commemorative page,

Augustus, O pre-eminent of princes
Wherever sunlight makes inhabitable
The earth? (4.14)

And the final ode in the entire series, 4.15, is another extended hymn of praise to Augustus’s peerless achievements.

Book 4

In his edition of Horace’s satires, Professor Nial Rudd points out that book 4, published about 12 years after books 1 to 3, has a definite autumnal feeling. Virgil is dead (19 BC) and Horace’s patron, Maecenas, no longer plays the central role he had done a decade earlier. The odes to Tiberius and Drusus highlight that a new young generation is coming up, and Horace refers to his own grey hair and age. Had Maecenas previously formed a buffer between him and the emperor, and, with his declining influence, has the emperor become more demanding of direct praise?

Famous phrases

It’s difficult for a non-Latinist to really be sure of but all the scholars and translators assure us that Horace had a way with a phrase and that this meant he coined numerous quotations used by later generations.

Probably the three most famous are ‘carpe diem’ and ‘nunc est bibendum’ and ‘dulce et decorum est’, from 1.11, 1.37 and 3.2, respectively. Here’s the source Latin and Michie’s translations of each instance:

Carmen 1.11 (complete)

Tu ne quaesieris (scire nefas) quem mihi, quem tibi
finem di dederint, Leuconoe, nec Babylonios
temptaris numeros. Ut melius quicquid erit pati!
Seu pluris hiemes seu tribuit Iuppiter ultimam,
quae nunc oppositis debilitat pumicibus mare 5
Tyrrhenum, sapias, vina liques et spatio brevi
spem longam reseces. Dum loquimur, fugerit invida
aetas: carpe diem, quam minimum credula postero.

Don’t ask (we may not know), Leuconie,
What the gods plan for you and me.
Leave the Chaldees to parse
The sentence of the stars.

Better to bear the outcome, good or bad,
Whether Jove purposes to add
Fresh winters to the past
Or to make this the last

Which now tires out the Tuscan sea and mocks
Its strength with barricades of rocks.
Be wise, strain clear the wine
And prune the rambling vine

Of expectation. Life’s short. Even while
We talk, Time, hateful, runs a mile.
Don’t trust tomorrow’s bough
For fruit. Pluck this, here, now.

Carmen 1.37 (opening stanza)

Nunc est bibendum, nunc pede libero
pulsanda tellus, nunc Saliaribus
ornare pulvinar deorum
tempus erat dapibus, sodales…

Today is the day to drink and dance on. Dance, then,
Merrily, friends, till the earth shakes. Now let us
Rival the priests of Mars
With feasts to deck the couches of the gods…

3.2 comes from the series of 6 poems which open book 3, which are longer than usual and adopt quite a strict scolding tone, instructing Romans of his day to abandon luxury and return to the noble warrior values of their ancestors. It needs to be read in that context:

Carmen 3.2 (Opening only)

Angustam amice pauperiem pati
robustus acri militia puer
condiscat et Parthos ferocis
vexet eques metuendus hasta

vitamque sub divo et trepidis agat
in rebus. Illum ex moenibus hosticis
matrona bellantis tyranni
prospiciens et adulta virgo

suspiret, eheu, ne rudis agminum
sponsus lacessat regius asperum
tactu leonem, quem cruenta
per medias rapit ira caedes.

Dulce et decorum est pro patria mori:
mors et fugacem persequitur virum
nec parcit inbellis iuventae
poplitibus timidove tergo…

Disciplined in the school of hard campaigning,
Let the young Roman study how to bear
Rigorous difficulties without complaining,
And camp with danger in the open air,

And with his horse and lance become the scourge of
Wild Parthians. From the ramparts of the town
Of the warring king, the princess on the verge of
Womanhood with her mother shall look down

And sigh, ‘Ah, royal lover, still a stranger
To battle, do not recklessly excite
That lion, savage to touch, whom murderous anger
Drives headlong through the thickest of the fight.’

The glorious and the decent way of dying
Is for one’s country. Run, and death will seize
You no less surely. The young coward, flying,
Gets his quietus in his back and knees…

Two points. One, quite obviously ancient Rome was an extremely militarised society with all its politicians expected to have served in the army or, as consuls, be sent off in command of armies in umpteen foreign campaigns. Two, with this in mind it’s worth pointing out that the poem goes on to contrast the glory won by death in battle with the vulgar world of democratic politics and elections.

Unconscious of mere loss of votes and shining
With honours that the mob’s breath cannot dim,
True worth is not found raising or resigning
The fasces at the wind of popular whim…

The fasces being the bundle of wooden rods, sometimes bound around an axe with its blade emerging, which was carried by the lictors who accompanied a consul everywhere during his term of office and which symbolised a magistrate’s power and jurisdiction.

Summary

Michie is very proficient indeed at rhyming. More than that, he enjoys showing off his skill:

Boys, give Tempe praise meanwhile and
Delos, the god’s birthday island. (1.21)

A cheap hag haunting alley places
On moonless nights when the wind from Thrace is
Rising and raging… (1.25)

When the brigade of Giants
In impious defiance… (2.19)

But I think the cumulative effect of so much dazzling ingenuity is that sometimes  the poems reek more of cleverness for its own sake than the kind of dignified tone which the Latinists describe as having. At times the cleverness of his rhyming overshadows the sense.

Boy, I detest the Persian style
Of elaboration. Garlands bore me
Laced up with lime-bark. Don’t run a mile
To find the last rose of summer for me. (1.38)

Throughout the book, in pretty much every poem, although I could read the words, I struggled to understand what the poem was about. I had to read most of them 2 or 3 times to understand what was going on. Half way through, I stumbled upon the one-sentence summaries of each ode given on the Wikipedia page about the Odes. This was a lifesaver, a game changer. From that point on, I read the one-sentence summary of each poem to find out who it was addressed to and what it was about – and so was freed to enjoy how it was constructed, and the slickness of Michie’s translations.

Bless this life

Above all, be happy. Life is short. Count each day as a blessing.

Try not to guess what lies in the future, but,
As Fortune deals days, enter them into your
Life’s book as windfalls, credit items,
Gratefully… (1.9)

You can see why all the translators, scholars and commentators on Horace describe him as a friendly, reassuring presence. A poet to take down off your shelves and read whenever you need to feel sensible and grounded.


Related links

Roman reviews

The Eclogues by Virgil

Publius Vergilius Maro, generally referred to in English simply as Virgil (or Vergil), was the greatest Roman poet. He wrote three of the most famous poems in Latin literature: the Eclogues, the Georgics, and the epic poem, the Aeneid.

Historical background

Virgil was born in 70 BC, in the consulships of (the bitter rivals) Marcus Licinius Crassus and Gnaius Pompeius. When Virgil was 7, Cicero was consul and managing the Catiline conspiracy. When he was 10, the rivals Pompey and Crassus were reconciled by Julius Caesar who formed them into the behind-the-scenes alliance which later came to be called the First Triumvirate.

The 50s BC in Rome were characterised by the street violence of rival political gangs led by Publius Clodius Pulcher and Titus Annius Milo. For most of the decade (58 to 50) Julius Caesar was racking up famous victories in his campaign to conquer all of Gaul. In 53 Crassus’s army was destroyed by the Parthians at the Battle of Carrhae and he was killed, ending the triumvirate.

At the end of the 50s, the 18 year old Virgil arrived in Rome to find a career. Throughout 50 BC the political crisis grew deeper and, eventually, in January 49, Caesar illegally led a legion of his Army of Gaul across the river Rubicon, thus triggering civil war with Pompey and the senate. Virgil was 21.

This civil war dragged on for 5 long years, dividing families, laying waste tracts of land which armies marched across despoiling, with a series of battles in which Romans killed Romans at locations around the Mediterranean, until Caesar’s final victory in Spain at the Battle of Munda in March 45.

Caesar returned to Rome and began administering the empire, briskly and efficiently. Soon after he had had himself made dictator for life, he was assassinated in March 44. Virgil was 26. But removing the dictator did not bring the moribund forms of the old Republic back to life, as the conspirators, led by Brutus and Cassius, had hoped. Instead it inaugurated another 13 years of political instability, with the arrival in Rome soon after the assassination of Caesar’s adoptive son and heir, Gaius Octavius, complicating an already fraught situation.

After initially fighting against Caesar’s former lieutenant, Marcus Antonius, Octavius made peace with him in November 43, inviting a third military leader, Marcus Aemilius Lepidus, to form what became known as the Second Triumvirate. Virgil was now 27.

In 42 BC the combined forces of Antony and Octavian defeated those of Brutus and Cassius at the Battle of Philippi (where the poet Horace led a legion on the losing side).

The second triumvirate lasted a long time, from 43 to 31 BC, although the partners often fell out, fiercely criticised each other and sometimes threatened open conflict. Antony assigned himself rule of the eastern Mediterranean in which capacity he a) embarked in 36 BC on an ill-fated attempt to invade the Parthian Empire, which ended in complete failure; and b) based himself in the capital of Egypt, Alexandria, where he famously had a long relationship with its queen, Cleopatra, fathering 2 children by her.

In 36 a war against Pompey’s surviving son, Sextus, who obstinately held the island of Sicily and was using his fleet to attack Roman ships, provided the pretext Octavius needed to accuse Lepidus of ineffectiveness and corruption and send him into internal exile in Italy. Virgil was 34.

The second triumvirate had become a duumvirate and very unstable, with Octavius using Antony’s relationship with Cleopatra to paint him as undignified, unroman, unpatriotic. Eventually Octavius declared open war on Antony, marching his forces to meet Antony’s legions in Greece, and defeating his fleet at the naval Battle of Actium, in September 31, after Cleopatra famously led her small contingent away from the battle, prompting the latter to follow her and abandon his own sailors to defeat.

The ill-fated couple returned to Alexandria and, when Octavius approached the city with his legions, both committed suicide.

Not only was Octavian now the only one of the triumvirate left but, after the long 18 years of almost continual civil war since Caesar crossed the Rubicon, he was the only figure with any authority left in Roman politics.

With astonishing assurance he proceeded to transform the constitution of the old Republic into the shape of what would become the Roman Empire, with him at its centre holding all the strings. Virgil was 39 when Octavius emerged as the strongest figure in Rome, and 43 when, 4 years later, the senate awarded him the title by which he is known to history, ‘Augustus’. His entire adult life had been lived against a backdrop of war, dispute and destruction.

The Oxford University Press edition

The 1930s poet Cecil Day Lewis made translations of The Georgics in 1940 and of The Eclogues in 1963. These (fairly dated) translations are still available in a nifty Oxford University Press paperback, with a 1983 introduction by academic R.O.A.M. Lyne (both, like most classicists, educated at private school and Oxbridge).

Virgil the poet

Let Athena dwell in the cities she has founded. For me the woodlands.
(Eclogue 1, line 62)

Between 42 and 39 Virgil wrote ten short poems known as the Eclogues. In the introduction to this OUP volume, R.O.A.M. Lyne explains that Virgil’s explicit model was the Greek poet Theocritus (300 to 260 BC). Theocritus wrote a variety of poems but is famous for his idylls and bucolics. The word idyll is Greek and originally meant simply ‘little scene’ or ‘vignette’. In Theocritus’s hands, an idyll became a short poem describing an idealised view of country life among peasants, farmers and especially shepherds. A bucolic is a similar form, describing idealised peasant life in the country.

Theocritus helped establish the long literary tradition whereby apparently artless depictions of idealised country life turn out to be the opposite of naive and simple-minded but often the most sophisticated verse of all. Theocritus’s shepherds display a surprising ability to quote previous poets or refer to Greek legend and seem to spend far more time reciting beautifully formed verse to each other than tending their flocks.

Theocritus stands at the start of that tradition that pretending to rural simplicity is nearly always associated with sophisticated and aristocratic audiences who like to take a break from their more serious urban responsibilities with fantasies of country living. Look at the elaborate form and demandingly allegorical content of Spenser’s Faerie Queene or the 18th century’s endless paintings of shepherds and swains. Vide Marie Antoinette’s fondness for dressing up as a shepherdess.

Virgil takes the already sophisticated form Theocritus had developed and adds a whole new range of subterranean depths to it. His stretching of the form he inherited is indicated by the very first eclogue in the set. This deals, albeit tangentially, with a controversial aspect of contemporary Roman policy (see below). Other poems address the turmoil of romantic love with a disruptive intensity not found in Theocritus.

An indication of his difference is that Virgil didn’t use Theocritus’s term, idyll, but called his poems eclogues, eclogue in Latin meaning ‘draft’, ‘selection’ or ‘reckoning’. By the Middle Ages the terms idyllbucolic and eclogue had become almost synonymous.

Eclogue 1

A dialogue between Tityrus and Meliboeus. Tityrus describes having been up to Rome to petition ‘the young prince’ to keep his family land. The prince grants his petition and so Meliboeus is a ‘fortunate old man’, whereas Tityrus laments that he and many like him will be dispersed to Scythia, ‘bone-dry Africa’, even to Britain, ‘that place cut off at the world’s end (line 66).

This poem was probably written in 41 BC, when Octavian was arranging the demobilisation and settlement around Italy of soldiers who had fought for him and Antony in the campaign to defeat the assassins of Julius Caesar, which climaxed in the Battle of Philippi (October 42 BC). Antony went on to sort out the East while Octavian was given the unwelcome task of settling the demobbed veterans. He carried out the very unpopular policy of dispossessing current farmers from their land in order to assign it to veterans (who often had no clue about running a farm, something Meliboeus bitterly points out in this poem):

To think of some godless soldier owning my well-farmed fallow,
A foreigner reaping these crops!

And laments that this is what the civil wars have brought them to:

…To such a pass has civil
Dissensions brought us: for people like these have we sown our fields.

So the first eclogue may be cast as a Theocritan idyll, and feature descriptions of idealised country scenery and farming practices – but it makes no bones about dealing with very contemporary politics, unfair state policy, unfairness and bitterness.

Eclogue 2

By contrast the second eclogue consists of the soliloquy or monologue of the shepherd Corydon who burns with love for the ‘handsome boy’, Alexis. Corydon boasts of his ability with the Pan pipes, the fertility of his flocks, and the idyllicness of the lives they could live together…but to no avail.

And, again, although the poem is deceptively dressed in rural imagery, the feeling is intense:

Yet love still scorches me – love has no lull, no limit. (line 68)

It’s worth pointing out that this is an explicitly homosexual poem, which did Virgil no harm at all with his patron, Maecenas nor his emperor.

Eclogue 3

The third eclogue feels different, again. It features rough and tumble squabbling between Menalcas and Damoetas, which leads up to Damoetas suggesting they hold a singing contest to decide who’s best.

At which point the poem turns from consisting of Virgil’s standard hexameters into alternating series of four-line, four-beat stanzas which have much shorter lines, a lyric format which Day-Lewis captures by making them rhyme.

The wolf is cruel to the sheep,
Cruel a storm to orchard tree,
Cruel is rain to ripened crops,
Amaryllis’ rage is cruel to me.

Eclogue 4

A dramatic departure from the stereotypical idea of an easy-going chat between shepherds, this eclogue is an extremely intense, visionary poem prophesying the birth of a divine baby who will usher in a Golden Age, peace on earth and describes a new age of peace and plenty when farm animals mind themselves and there is enough for all.

Later, Christian, commentators took this to be a prediction of the birth of Christ (about 40 years after the poem was written) and this was part of the mystique that grew up around Virgil in the Middle Ages, one reason why Dante chose him to be his guide through Hell in his long poem, the Divine Comedy.

Chances are, however, that Virgil had a much more mundane practical event in mind. The alliance between Octavian and Antony following Caesar’s assassination was very ropey indeed, and kept needing patching up. One such occasion was the Pact of Brundisium, agreed in 40 BC, whereby, among other provisions, Antony agreed to marry Octavian’s sister, Octavia (a betrothal portrayed in Shakespeare’s play Antony and Cleopatra). According to this interpretation, the ‘saviour child’ of this poem is the son everybody hoped would be born of this union, who would usher in a post-civil war era of peace and plenty.

In the event, the alliance wore very thin before Octavius eventually declared war on Antony and Cleopatra in 31 BC, leading to their naval defeat at the Battle of Actium and their double suicide soon thereafter. Thus, the cynical reader may conclude, all hyperbolic expectations of a New Age tend to be brutally disappointed by real world politics.

Eclogue 5

In a completely different mood, back in the land of idylls, shepherds Menalcas and Mopsus bump into each other and decide to have a singing contest, taking turns to sing poems they have written about the lovely Daphnis.

Eclogue 6

Two naughty shepherds (Cromis and Mnasyllus) come across the old drunk, Silenus, in a cave and tie him up, but he insists on singing a series of strophes absolutely packed with references to Greek mythology, a kind of 2-page summary of Ovid’s Metamorphoses.

Eclogue 7

Goatherd Meliboeus relates how Daphnis called him over to listen to a singing competition between Corydon and Thyrsis, who proceed to take turns singing 12 4-line rhyming stanzas.

More sweet than thyme, more fair than pale ivy,
More white to swans you are to me:
Come soon, when the bulls through the meadows are homing,
Come soon, if you love me, my nymph of the sea!
(lines 37 to 40)

Eclogue 8

Another singing competition, this time between Damon and Alphesiboeus, and this time, instead of alternating short verse, each takes it in turn to sing a page-long poem made of longer, rhyming stanzas, each ending with the same line repeated as a refrain. Damon’s verses go like this:

A child you were when I first beheld you –
Our orchard fruit was chilled with dew –
You and your mother both apple gathering:
Just twelve I was, but I took charge of you.
On tiptoe reaching the laden branches,
One glance I gave you and utterly
My heard was ravished, my reason banished –
O flute of Maenalus, come, play with me!

Alphesiboeus’s verse is more interesting: it describes the magic, witchcraft, incantations and magic objects the narrator creates and casts in order to get his beloved, Daphnis, to return to him:

These keepsakes he left with me once, faithless man:
They are things that he wore – the most precious I own.
Mother earth, now I dig by my door and consign
Them to you – the dear keepsakes that pledge his return.
Make Daphnis come home from the city, my spells!

This also appears to be an explicitly gay poem, a man keening for his male lover.

Eclogue 9

This is another poem lamenting the unfair and divisive policy of land sequestration. Two out of the ten poems are on this subject. Sad Moeris complains to Lycidas that an outsider has taken over his farm and made him a servant on his old land and that’s why he is now driving his (the new owners’) goats to market.

Interestingly, Lycidas says he’d heard that the intercession of the poet Menalcus had prevented the land appropriation going ahead. Not so, replies bitter Moeris. But the interesting point is: is this a reference to Virgil’s attempts to moderate the land confiscation policy by appealing to Augustus? And a sad reflection on his failure?

MOERIS:… But poems
Stand no more chance, where the claims of soldiers are involved,
Than do the prophetic doves if the eagle swoops upon them.

This touches on the broader point of Virgil’s ambiguity: his verse is very finely balanced between political allegory, factual description and poetic fantasia. It hovers and shimmers between different layers of meaning.

Meanwhile, the two characters manage to get over their initial bitterness and swap fragments of poems they themselves have written or other people’s lines which they remember. Lycidas points out that the wind has dropped, the lake waters are still. It’s a golden opportunity to stop their trudge to the market town and recite to each other their favourite old songs. At which point the poem ends.

Complex effects. Although the rural setting and the simple names and many of the homely details about goats and plants and whatnot frankly derive from his Greek model, the emotion or psychological effect is more complex and multiflavoured than Theocritus.

Eclogue 10

A poem dedicated to Virgil’s friend, Caius Cornelius Gallus, politician and poet. He wrote elegies devoted to a fictional female figure, Lycoris who, the note tells us, is probably a code name for the courtesan Cytheris, also Mark Antony’s lover. (Shades of Catullus’s beloved Lesbia, being the code name of Clodia, lover of umpteen other young Roman men. Roman poets and their aristocratic affairs).

The translation

I liked Day Lewis’s translation well enough, it is light and clear, as the examples I’ve quoted demonstrate. I suppose you could quibble about the slight unevenness of register: some of his phrasing uses the vague, rather stagey diction of so much translationese:

Let us honour the pastoral muse of Damon and Alphesiboeus,
Whose singing, when they competed together, left the lynxes
Dumbfounded, caused a heifer to pause in her grazing, spellbound,
And so entranced the rivers that they checked their onward flow.
(Eclogue 8, opening lines)

It’s clear enough but not really what any actual modern poet would write. Anyway, my point is that this slightly stiff style comes a cropper in the many places where Day Lewis attempts a more demotic, matey note:

I’m driven from my home place but you can take it easy…

I have two roes which I found in a dangerous combe…
Thestylis has been begging for ages to take them off me…

‘Bumpkin! As if Alexis care twopence for your offerings!’

I wonder when the last time was that any English speaker used the word ‘bumpkin’ in a literal, serious sense? Or:

‘Watch it! What right do you have to lecture a chap!’

‘You desperado, while his mongrel was barking his head off!’

‘Strike up if you have a song to sing, I’ll not be backward…’

‘I’ll not be backward’ – of course I understand the meaning, I just kept being brought up short by Day Lewis’s well-meaning 1950s slang. Maybe it’s in the original: maybe the Virgil has a variety of tones, from the tragically lovelorn to the banter of farm workers. But this unevenness is definitely a feature of the Day Lewis translation.

Scansion

Scansion means the method of determining the metrical pattern of a line of verse. Latin (and French and Italian) verse uses patterns based on the number of syllables in a line and the different ‘lengths’ of each syllable. English poetry, rather more crudely, is based on the number of beats in each line. In English poetry each beat is at the heart of a ‘foot’, and each foot can have 1, 2 or 3 other unstressed syllables either before or after the beat. Thus a iambic pentameter is a line made up of five beats and so five ‘feet’, with each ‘foot’ made up of two syllables, the beat falling on the second one, di dum. A ‘foot’ with two syllables with the stress falling on the second one was called, by the ancient Greeks, a iamb, and so a iambic pentameter is a five-beat line, consisting of five feet, all of them in the form di dum.

Di dum di dum di dum di dum di dum.

Shall I compare thee to a summer’s day?

But I struggled to figure out the metre of many of Day Lewis’s verses. First off, the eclogues are not all written in the same style. Day Lewis varies the verse forms a lot. There appears to be a long form line for the basic narrative sections, which he varies when the various shepherds and goatherds go into their singing competitions. But I found it difficult to scan even his basic form. Take the opening of Eclogue 4:

Sicilian Muse, I would try now a somewhat grander theme.

This seems to me a regular iambic heptameter i.e. seven beats.

Sicilian Muse, I would try now a somewhat grander theme.

But the next two lines throw me:

Shrubberies or meek tamarisks are not for all: but if it’s
Forests I sing, may the forest be worthy of a consul.

If the first line is intended to have only 7 beats in it, surely it would end on ‘if’. Not only do these lines not have 7 beats but the beat is difficult to assign. Is it shrub-be-ries or shrub-ries? Either way that appears to be a trochee i.e. a foot which starts with the beat instead of having it second.

Maybe it’s deliberate. Maybe Day Lewis writes a loose long line which occasionally falls into the regularity of a heptameter but just as often skips round it. Maybe it’s designed to shimmer round regularity just as Virgil’s allegories and political meanings shimmer into view then disappear again.

At the start of the book Day Lewis writes a brief note about his approach to translation, which mentions that in some of the singing competitions between shepherds he uses ‘rhythms of English and Irish folk song’. This explains the stimulating variety of verse forms found throughout the book. Some of them have a regularity I enjoyed, but I found others puzzling and a bit irritating:

The fields are dry, a blight’s in the weather,
No vine leaves grow – the Wine-god is sour

So far I read these as having four beats per line (and so tetrameters), with variation in the feet i.e. they’re not all strict iambs. But having got into that swing, the next 2 lines (and there are only four; this is a quatrain) threw me by having five beats, but beats which don’t occur in any neat way:

Shading our uplands – but when my Phyllis comes here,
Green shall the woodlands be, and many the shower.

I wondered whether he was using the Latin technique of literally counting the syllables in each line and ignoring the beats, but I don’t think it’s that, since the first line has 10 syllables, the second 9, the third 12 and the fourth 12. Maybe I’m missing something obvious, but I found this lack of regularity in Day Lewis’s verse irksome and distracting.

Competition

All the histories I’ve read of the period describe the escalation of once-sensible rivalry between Rome’s leading men into increasingly violent, bitter and unforgiving conflict. It becomes almost an obsession of Tom Holland’s account, which blames out-of-control, toxic political rivalry for the Republic’s collapse.

That was my first thought when I realised that, far from idyllic peace and tranquility half of the poems describe and enact poetic competitions. Now I know that the competing goatherds aren’t bribing the voters and having each other’s supporters beaten up in the streets, as in the chaotic final decades of the Republic, nothing like that, the competitions are presented as amiable, good-hearted exercises (Eclogues 7 and 8). Still. Its presence in these would-be idyllic poems suggests that competition was a fundamental category which informs / underpins / infects absolutely every aspect of Roman existence.


Credit

The Eclogues by Virgil were translated into English by Cecil Day Lewis in 1963. I read them in the 1999 Oxford University Press paperback edition.

Roman reviews

On the laws by Cicero

We are born for justice and what is just is based, not on opinion, but on nature.
(De legibus, book I, section 28)

Cicero began writing the De legibus or On the laws during the same period as the De republica, i.e. the late 50s BC, but suspended work on it when he was compelled to go and be governor of Cilicia in 51 BC, and possibly never resumed it. It is certainly unfinished. We have just two books of 60-odd sections each and most of book 3 (49 sections) then the manuscript stops in mid-sentence. The 4th century AD philosopher Macrobius refers to the existence of a book 5. Maybe it was intended to have 6 books to parallel the De republica to which it is obviously a partner.

Like most of Cicero’s other works it is a dialogue though, unlike the De republica, it is set in the present and, instead of historical personages, features just the author himself, his brother (Quintus Tullius Cicero) and his best friend (Titus Pomponius Atticus, addressee of so many of Cicero’s letters).

De legibus has a simple premise: since he is Rome’s leading lawyer and advocate, Cicero’s brother and friend suggest he is perfectly placed to write a book about The Law, and so Cicero sets off with the aim of establishing the fundamental basis of law, before considering specific laws, whether they need to be amended and, if so, how. From the start Cicero describes and explicates what was essentially the Stoic theory of natural law as amounting to right reason in action.

Natural Law

In the introduction to the Oxford University Press edition, Jonathan Powell explains that Cicero’s theory of Natural Law was based on certain premises:

  1. that the universe is a system run by a rational providence
  2. that mankind stands between God and the animals so that in creating and obeying laws man is employing Right Reason
  3. that human potential can only be realised in communities – Cicero derives this from Aristotle’s view that humans are sociable animals
  4. that man is a homogeneous species – we have more in common than separates us – therefore we are susceptible to the same, one, universal natural law which stands above (or lies beneath) all ‘positive’ i.e. merely local and culture-specific laws
  5. that law is based on (human) nature not opinion – individual laws may come and go but the existence of a deep fundamental law of human nature can never change

Natural Law refuted

The objections to this are obvious and start with the counter statement that the universe is very much not a system run by a rational providence. Since Isaac Newton’s discoveries of the basic forces which govern the universe, there has been no need to posit a God to create and keep the universe running; and since Darwin published On The Origin of Species in 1859, there has been no need to posit a God who created the extraordinary diversity of life forms we see around us, including humanity. Many other reasons may be found for adducing the existence of a God or gods, but the regularity of the cosmos and the diversity of the natural world are not among them.

If God does not exist, didn’t create the universe and does not deploy a benevolent providence to watch over us, then humans cannot occupy a middle space between the animals and this God who doesn’t exist. We are more accurately seen as just another life form amid the trillions teeming all over the earth.

Cicero displays towards human beings the same kind of anthropocentric chauvinism and exceptionalism which was first recorded among his Greek predecessors and persisted through most thinking about humanity and human nature up till very recently. Only in the last couple of generations has it become clear that humans may have invented language and maths and built skyscrapers and flown to the moon but that, deep down, we are just apes, mammals, animals, and behave much like all the other mammals, in terms of our fundamental behaviours – feeding, mating and fighting.

If you have a God, then you can establish a hierarchy with him at the top, then the angels, then humans sitting comfortably above all other species on earth. If you have no God, the hierarchy crumbles and we are just one among a million different life forms jumbled together on this small planet, engaged in the never-ending battle for survival. Nowadays we know that humanity is killing off the other species, destroying countless habitats, and burning up the planet as no other species possibly could. Some people characterise our arrogant lording it over life forms as speciesism, a view I share.

If there is one quality that distinguishes human beings from all other species it is our unique capacity for destruction.

The notion that humans are governed by Right Reason has always seemed to me self evidently false. Our values are inculcated by the society we grow up in. If some values are almost universal across most of these societies this is because they make evolutionary sense, they help the group survive, rather than being a Universal Law handed down by a Benevolent God.

Therefore premises 1, 2, 4 and 5 listed above are false. We are left with 3, the notion that humans naturally live in groups or communities, which seems to be objectively true, but gives us no guide on how we should conduct ourselves, or establish laws or rules for running these communities.

Lastly, the introductions to all these texts by Cicero tend to talk about Universal values, Universal laws, and Universal human nature very freely but I can’t help feeling they only apply to the Western world. The terms of reference seem very Eurocentric or Anglocentric or whatever the word is for Western-centric. Meaning that my reading about African tribes, cultures, laws and traditions, or what I know about Chinese history, and my personal experience of travelling in the Muslim world, suggest that there are many non-Western cultures which don’t share these ways of looking at the world at all. I’m guessing the same could be said about Indian culture, or the traditions of the native Americans of North or South America, the Australian aborigenes and any number of other cultures.

Liberals may be proud of the Universal Declaration of Human Rights (UDHR), adopted by the recently founded United Nations, founded by the soon-to-be-victorious Allies during the Second World War, based in New York, a document drafted by a committee chaired by the American president’s wife (Eleanor Roosevelt) – but the idea of universal set of values is not a fact about human beings but a high-minded aspiration.

I recently visited the British Museum exhibition on Stonehenge. This has a section describing life in Britain before the advent of the (first) agricultural revolution, which began in the Middle East 12,000 years ago. The human population of Britain was minuscule (maybe 5,000) arranged into tiny communities of hunter gatherers who lived deep amid nature as they found her, without the knowledge, means or incentive to change anything, to fell trees, clear land, burn forests and so on. Instead they considered themselves an integral part of nature, not set aside from it. They killed rarely and atoned for their killings with offerings. And the exhibition says this was the way of life for most hunter-gatherer societies for most of human history i.e. going back hundreds of thousands of years, back through all the various species of the genus Homo.

So I’m saying that Cicero’s premises are not only wrong in the theoretical/theological way that they posit the existence of One Universal God to explain the world around us, an explanation which has been utterly superseded by the scientific worldview – but wrong in all his factual claims about human nature,  above all that it is universally the same, whereas we now know that there have been, and currently are, many, many, many more human cultures than Cicero could ever imagine.

The Romans thought the world amounted to one continent completely surrounded by a vast Ocean, punctuated by the middle-earth or Mediterranean Sea. They hugely underestimated the size of Africa, and thought the world ended with India and a little beyond the Ural mountains, so forming one circular continent. The historical examples Cicero bases his notion of a universal human nature on amount to a tiny sub-set of the actually existing cultures of his own time, and a minuscule sub-set of all the human cultures and societies which have existed over the face of the earth for the past several hundred thousand years.

So: this book is clever and interesting in all kinds of ways but it is based on multiple types of ignorance – deep, deep ignorance – which lead to false premises and wrong deductions on every page.

Cicero’s motivation

As we saw in De republica Cicero was a very practical-minded Roman. He wasn’t interested in airy-fairy philosophical speculations for their own sake. He was a staunch Roman patriot who wanted to preserve the Roman state. The practicalness of his motivation is stated explicitly mid-way through book one:

You see the direction which this discussion is taking. My whole thesis aims to bring stability to states, steadiness to cities, and well-being to communities. (I, 37)

He is not seeking ‘the truth’, so much as cherry-picking arguments from the range of Greek philosophy in order to shore up his practical and patriotic aim.

Book one

Cicero asserts that:

  1. human beings are blessed with the ultimate gift of the gods, Reason
  2. humans have a single way of living with one another which is universal
  3. all people in a community are held together by natural goodwill and kindness (I, 35)

As you can see, all these axioms are wrong and he goes on to deliver a slew of equally high-minded, fine-sounding sentiments which are equally false:

Law is the highest reason, inherent in nature, which enjoins what ought to be done and forbids the opposite. (I, 18)

Law is a force of nature, the intelligence and reason of a wise man, and the criterion of truth and injustice. (I, 19)

The creature of foresight, wisdom, variety, keenness, memory, endowed with reason and judgement, which we call man, was created by the supreme god to enjoy a remarkable status. Of all the types and species of living creatures he is the only one that participates in reason and reflection whereas none of the others do…Since there is nothing better than reason, and reason is present in both man and God, there is a primordial partnership between man and God. (I, 22-23)

No, humans were not created by God but evolved through natural processes. We now know that numerous other species certainly have memory, and many appear capable of thought and calculation. Who says there is nothing better than reason? A philosopher whose central subject is reason, which is like a carpenter saying there’s nothing better in the world than working with wood. Why is there nothing better in the world than reason. How about, say, love?

Since there is no God, the statement ‘since reason is present in both man and God, there is a primordial partnership between man and God’ is meaningless. Or more accurately, it has a meaning, but a meaning made out of words, in the same way that a poem about blue guitars floating up to the moon makes sense, but refers to nothing in the real world. On it goes:

Those who share reason also share right reason; and since that is law, we men must also be thought of as partners with the gods in law. (I, 23)

Those who obey the same laws effectively live in the same state and:

and they do in fact obey this celestial system, the divine mind, and the all-powerful god. Hence this whole universe must be thought of as a single community shared by gods and men. (I, 23)

In the course of the continuous circuits and revolutions of the heavens the right moment arrived for sowing the human race; that after being scattered and sown in the earth it was further endowed with the divine gift of mind; that whereas men derived the other elements in their makeup from their mortal nature…their mind was implanted in them by God. Hence we have…a lineage, origin or stock in common with gods…As a result man recognises God in as much as he recognises his place of origin…the same moral excellence in man and in God. (I, 24-25)

Cicero’s belief in God or gods isn’t tangential to his thought: his theism is absolutely central and vital to his entire view of human nature, reason, ethics, law and justice. And so, since there is no God, Cicero’s views on human nature, reason, ethics, law and justice are wrong from top to bottom. They may occasionally coincide with modern views based on humanistic atheism but these are accidental overlaps.

What makes this relatively short book (72 pages) so hard to read is that I disagreed with all his premises and almost all his conclusions. As a discussion of the theoretical basis of law and justice I found it useless. It has a sort of historical usefulness in shedding a very clear light on how a leading Roman lawyer conceived his profession and clearly explaining the kind of arguments about jurisprudence which were common in his day. And it includes references to Greek and Roman history which are anecdotally interesting. But every time he makes a general statement I find myself totally disagreeing and this eventually becomes very wearing:

Nature has lavished such a wealth of things on men for their use and convenience that every growing thing seems to have been given to us on purpose; it does not come into existence by chance. (I, 26)

Wrong: the life forms we see around us evolved by the process explained by Darwin, of which Cicero knows nothing; none of them were created ‘for our convenience’, instead food crops and livestock only began to be bred and fine-tuned for our use during the agricultural revolution which began some 10,000 years before Cicero’s time, of which he knew and understood nothing.

And the world does not exist ‘for our convenience’: it is precisely this self-centred sense of human privilege and entitlement which is very obviously destroying the earth in our own time.

God has created and equipped man in this way, intending him to take precedence over everything else. (I, 27)

Anthropocentrism. Narcissism*. Human chauvinism. Arrogance.

Nature made man alone erect, encouraging him to gaze at the heavens as being akin to him and his original home. (I, 27)

Sweet, poetic and false.

Cicero goes on to make the humanistic claim that people have more in common than separates them, we are all one human family. He is not stating this because he’d like to teach the world to sing in perfect harmony but because he wants to continue his thought that there is One God who has created one human race with One Reason and so it follows that there must be One Law to rule them all. Hence his insistence that there is One Human Nature. He claims that Reason:

  • may vary in what it teaches but is constant in its ability to learn
  • that what we perceive through the senses, we all perceive alike
  • that perceptions which impinge on our minds do so on all minds in the same way
  • that human speech may use different words but expresses the same ideas
  • troubles and joys, desires and fears haunt the minds of all alike

He is trying to corral human nature into his One God, One Reason, One Human Nature therefore One Law argument, but each of those four statements is questionable or wrong, starting with the notion that everyone is alike in the ability to learn and ending with the notion that we all experience the same emotions. Demonstrably false.

This is the evidence, in reality just wishes and assertions, which leads him to conclude that there is One Justice and that it derives from Nature (I, 33). Again and again he repeats the same formulas:

There is one, single, justice. It binds together human society and has been established by one, single law. That law is right reason in commanding and forbidding. (I, 42)

We are inclined by nature to have a regard for others and that is the basis of justice. (I, 43)

But repeating false claims doesn’t make them true.

Nature has created perceptions that we have in common, and has sketched them in such a way that we classify honourable things as virtues and dishonourable things as vices. (I, 44)

And yet Cicero saw Scipio Africanus, the general who oversaw the complete destruction of Carthage and the selling of its entire population of 50,000 into slavery as an epitome of virtue and honour and glory. Is that a perception we all have in common? Probably not the population of Carthage.

Moral excellence is reason fully developed and that is certainly grounded in nature. (I, 45)

Goodness itself is good not because of people’s opinions but because of nature. (I, 46)

Here and in many other similar formulations you can see that what he is arguing against is the notion that goodness and morality and law are contingent upon human societies. If this is true then, for a patriotic, socially-minded conservative like Cicero, what follows is anarchy. (It is the same fear of anarchy which underpins his conservative preference to keep on worshipping the gods according to the traditional ceremonies, as expressed in De rerum deorum.)

For more pragmatic, sceptical and utilitarian-minded people like myself, what follows is not anarchy, but is certainly a complex and never-ending process of trying to create culture, morality and laws which allow for diversity and strike a balance between conflicting opinions, classes and needs. The unending messiness of democracy, in other words.

Book one is essentially in two parts: up to section 40-something he is laying down these basic principles, and then gets his brother and best friend to enthusiastically vouch that he has certainly proved them, that men were endowed with reason by the gods, men live with one another in the same way everywhere, and that all human communities are held together by the same universal justice (I, 35).

All good men love what is fair in itself and what is right in itself. (I, 48)

In the second half he introduces, or wanders off to consider, notions of the good and morality. Sometimes, reading Cicero, it feels like you can see the joins, the places where he moved from copying one Greek text to suddenly copying from another. The order is his but much of the source content is cribbed from Greek originals (as he freely admits in his letters and in the texts themselves) with the result that his works rarely feel like they have a steady clear direction of travel, but more like a collection of related topics thrown loosely together. And this partly explains why his so-called conclusions rarely feel really justified by what has preceded them.

The conclusion is obvious from what has been said, namely that one should strive after justice and every moral virtue for their own sake. (I, 48)

Therefore what is right should be sought and cultivated for itself. (I, 48)

The t-shirt slogans keep on coming:

Justice looks for no prize; it is sought for itself and is at once the cause and meaning of all virtues. (I, 48)

This reminds me of St Paul’s letter to the Corinthians:

Love is patient and kind; love does not envy or boast; it is not arrogant or rude… (1 Corinthians 13:4)

And the comparison confirms my sense that Cicero’s writings are less philosophy than wisdom literature, defined as: “statements by sages and the wise that offer teachings about divinity and virtue.”

A fundamental mistake he makes is common to dogmatists of his type, namely the false dilemma or false dichotomy, “an informal fallacy based on a premise that erroneously limits what options are available.” For, Cicero argues, if his account of One God endowing One Human Race with One Right Reason so that Justice and Virtue arise out of Nature is wrong – then the only alternative is chaos. For if people only act in their own self-interest, not according to Universal Justice, then:

where is a generous person to be found…what becomes of gratitude…where is that holy thing, friendship…what are we to say of restraint, temperance, and self-control? What od modesty, decency and chastity?… then there is no such thing as justice at all. (I, 49-50)

But this is a false dichotomy. There aren’t just two stark alternatives. There are, in reality, a huge variety of societies, laws, customs and traditions. Yes it may look like anarchy to a conservative like Cicero. But it is how human beings actually live. The false dichotomy is a way for an author to terrorise you into accepting his tendentious view.

Cicero is not seeking ‘the truth’; he is, like the excellent lawyer he was, making a case and using every rhetorical and logical sleight of hand to do so.

Quintus asks where all this is going (I, 52) and Marcus replies that he is steering the discussion towards a definition of the Highest Good. Oh God, how boring. As with all these conservative/authoritarian thinkers, there can only be one of everything, One God, One Human Nature, One Reason, One Justice, One State and One Good.

As usual he a) approaches the problem through a blizzard of references to Greek philosophers including Phaedrus, the Academy, Zeno, the Old Academy, Antiochus, Chios, Aristotle, Plato and b) fails to reach any meaningful conclusion. Whereas the Old Academy called what is honourable the highest good, Zeno said it was the only good, holding the same beliefs as Aristotle but using different terms. (I, 55).

Quintus suggests that:

There is no doubt about it: the highest good is either to live according to nature (i.e. to enjoy a life of moderation governed by moral excellence) or to follow nature and to live, so to speak, by the law (i.e. as far as possible to omit nothing in order to achieve what nature requires, which means the same as this: to live, as it were, by a code of moral excellence). (I, 56)

Great. Does that help anyone? No. Words, words, words. But when Quintus asks him to show what all this means in practice, Cicero at first pleads that it is beyond his powers. What isn’t beyond his powers is more highfalutin’ truisms:

Wisdom is the mother of all good things; the love of her gives us the word ‘philosophy’ from the Greek. Of all the gifts which the immortal gods have bestowed on human life none is richer or more abundant or more desirable. (I, 58)

Cicero deflects to invoke the famous maxim carved above the oracle at Delphi, Know thyself:

The person who knows himself will first of all realise that he possesses something divine, and he will compare his own inner nature to a kind of holy image placed within a temple. (I, 59)

Will he? The book concludes with a half page hymn of praise to the Truly Great Man Who Knows Himself, understands his mind is a gift from God, understands Wisdom and Virtue and Justice, and so is ideally placed to rule over his fellow men. In other words, the ideal Roman ruler of Cicero’s own time.

Book two

As a break, the characters describe the fictional walk they are taking through the countryside of around the Cicero family estate outside Cicero’s home town of Arpinum, 100 kilometres south east of Rome. Pleasant chat about the view (‘What could be more delightful?’) is artfully placed in order to lead on to consideration of love of birthplace and country. Never forget that Cicero was a fierce Roman patriot. A person’s birthplace:

is the country for which we should be willing to die, to which we should devote ourselves heart and soul, and on whose altar we should dedicate and consecrate all that is our. (II, 5)

All that is ours. Cicero is usually referred to as a lovely humanist but this is as fierce and total a patriotism as Mussolini’s. And then we return to consideration of the law and Cicero recapitulates his axioms for the umpteenth time:

Law was not thought up by the intelligence of human beings, nor is it some kind of resolution passed by communities, but rather an eternal force which rules the world by the wisdom of its commands and prohibitions…the original and final law is the intelligence of God, who ordains or forbids everything through reason. Hence that law which the gods have given to the human race is rightly praised, for it represents the intelligence of a wise man directed to issuing commands and prohibitions. (II, 8)

I think I disagree with pretty much every word of this. On it goes: the power of encouraging people to right actions:

is not only older than the existence of communities and states; it is coeval with that god who watches over and rules heaven and earth. (II, 10)

Repetition

If in doubt, repeat it again and again, bludgeoning your readers into submission:

Reason existed, reason derived from the nature of the universe, impelling people to right actions and restraining them from wrong. That reason did not first become law even it was written down, but rather when it came into being. And it came into being at the same time as the divine mind. Therefore the authentic original law, whose function is to command and forbid, is the right reason of Jupiter, Lord of all. (II, 10)

Mind you, in a note to page 162 Jonathan Powell points out that repeating ideas in different formulations in order to drive it home was a skill that was taught and practiced in the schools of rhetoric which Cicero attended.

The use value of religion

I mentioned above how the conservative Cicero thought religion should be kept up in order to maintain social structure, for its use value. In book two he makes this explicit:

Who would deny that these [religious] ideas are useful, bearing in mind how many contracts are strengthened by the swearing of oaths, how valuable religious scruples are for guaranteeing treaties, how many people are restrained from crime for fear of divine retribution…(II, 16)

One of the reasons Cicero despises and mocks Epicureans is because they sought to free people’s minds from fear of the gods. For Cicero (as for the ancient Jews) piety and morality begin with fear of the gods. This is very Roman, very practical-minded of Cicero. And explains why the population has to be brainwashed into believing in the gods:

Citizens should first of all be convinced of this, that the gods are lords and masters of everything; that what is done is done by their decision and authority; that they are, moreover, great benefactors of mankind and observe what kind of person everyone is…Minds imbued with these facts will surely not deviate from true and wholesome ideas. (II, 15)

I don’t need to point out how coercive and authoritarian this idea is. The gods are Big Brother, watching you, reading your thoughts, checking up that you obey Right Reason, as defined by Cicero and his class.

That said, Cicero’s attitude really only reflected the attitudes of most educated men of his time. They didn’t believe in their religion in the same way a Christian or Muslim believes in their God. Roman religion was, as Jonathan Powell puts it, by this period a matter almost entirely of public ritual, tradition and custom. Religious belief, in the post-Christian sense of the word, wasn’t required or checked. Obedience to custom and ritual, reverence for tradition, was all.

Cicero’s ideal laws concerning religion

All of which explains why, when he comes to actually enumerate the laws in his ideal state, Cicero does so with Laws Governing Religion. Anti-climactically, these turn out to be pretty much the same laws as govern Rome. Just as De republica concluded that the Roman constitution was the best imaginable constitution (a conclusion he repeatedly refers to here e.g. II, 23), so De legibus, when push comes to shove, concludes that the best possible laws the human mind could devise are…exactly the same as the laws of ancient Rome (II, 23).

The rest of the book is divided into two parts: a relatively considered statement of Cicero’s ideal laws concerning religion (sections 18 to 22) followed by a detailed commentary on each of them (sections 23 to 60). There follow pages and pages of detailed prescriptions about religious rites and rituals, an extraordinary level of detailed specification. There’s a short digression about the proper regulation of music to stop it becoming immoral and corrupting which made me think of Mary Whitehouse and demonstrates Cicero’s cultural conservatism, before we plunge back into thickets of religious law.

The contrast between the high minded rhetoric about the One God and Universal Human Nature and Divine Law in book one and the slavish iteration of Roman rules and regulations as the actual embodiment of this supposedly Universal Law is unintentionally comic. Bathos = “an effect of anti-climax created by an unintentional lapse in mood from the sublime to the trivial or ridiculous.”

The place of burial is not called a grave until the rites have been conducted and the pig has been slain. (II, 57)

Do not smooth the pure with a trowel. (II, 59)

Women shall not scratch their cheeks on the occasion of a funeral. (II, 64)

It is forbidden to decorate a tomb with stucco work. (II, 65)

Do these sound like the Universal Laws indicative of the Divine Mind which Cicero has been banging on about…or the customs and conventions accumulated by one particular little city state?

Once this lengthy and hyper-detailed account of Rome’s religious laws is finished, Cicero announces that the next most important element in the structure of the state is magistrates and that he will devote the next book to considering the ideal magistrate.

Book three

Cicero bases his thoughts about magistrates, like his thoughts about everything else, on God:

Nothing is so closely bound up with the decrees and terms of nature…as authority. Without that, no house or clan or state can survive – no nor the human race, nor the whole of nature, nor the very universe itself. For the universe obeys God; land and sea abide by the laws of the universe; and human life is subject to the commands of the supreme law. (III, 3)

As with book two, he gives a clipped concise statement of his ideal laws governing magistracies or public offices (sections 6 to 11, 3 pages) then a detailed commentary on them (sections 12 to 47, 14 pages).

And yet again he repeats that, since his ‘six previous books’ (i.e the De republica) ‘proved’ that the Roman constitution was the best one conceivable by the human mind, so, logically enough, the kind of Ideal Magistrate he intends to describe will also turn out to be…Roman ones!

And so indeed, it turns out, after consulting the Divine Mind, that the optimum state will feature quaestors, aediles, praetors, consuls and censors, a senate to propose laws and popular assemblies to vote on them – exactly like the Roman state! He has the good grace to have his characters admit that this is a little embarrassing:

QUINTUS: How succinctly, Marcus, you have drawn up a scheme of all the magistrates for our inspection! But they are almost identical with those of our own country, even if you have introduced a little novelty.
MARCUS: Yes, we are talking about the harmoniously mixed constitution which Scipio praised in those books and prefers to all others…and since our constitution was given the most sensible and well-adjusted form by our ancestors, I found little or nothing to change in the laws. (III, 12)

The latter part of book three goes into considerable details about all aspects of the Roman constitution, the peculiarities of the different magistracies, the age limits, the pros and cons of the tribunate, the different types of voting (by acclamation, writing down, secret ballot) and so on. This is quite interesting because it is, arguably, the most practical part of the book, describing Rome’s actual constitutional practices and debating points Cicero (or his more conservative brother, Quintus) would like to change, a bit, not too much.

Worth emphasising that the aim of all the tinkering round the edges which Cicero proposes is to ensure that power remains firmly in the hands of the aristocracy and out of the hands of the people at large.

Liberty will exist in the sense that the people are given the opportunity to do the aristocracy an honourable favour.

Thanks to my [proposed] law, the appearance of liberty is given to the people [and] the authority of the aristocracy is retained. (III, 39)

The end was nigh

This final section has a wistfully hypothetical air about it because, within a few short years the entire world it describes would be swept away.

Let us imagine that Cicero was half way through writing the book when, in 51 BC, he was called on to take up the governorship of Cilicia (the southern coast of modern Turkey) and served throughout the year 50.

This meant that he was out of Rome as the political confrontation between Caesar and the Senate came to a head. there was a flurry of proposals and counter proposals in December 50, all of which failed and prompted Caesar, in January 49, to cross with his army from Cisalpine Gaul where he held an official post, into mainland Italy, where he didn’t, thus breaking the law, making himself an outlaw, and sparking the five year civil war between himself and Pompey and his followers.

When peace was restored in 45 BC, Caesar had himself declared dictator for life thus turning the entire Roman constitution into a hollow shell and rendering On the laws, with their pages of pedantic footling about precise constitutional arrangements, redundant overnight. It became overnight a record of a specific historical moment, which was eclipsed before the book could even be completed.

Thoughts

Cicero is frequently held up as the godfather of humanism. Finding, translating and commenting on his books was a central element in the Renaissance, which saw the creation of modern ideas of humanism. (“Petrarch’s rediscovery of Cicero’s letters is often credited for initiating the 14th-century Renaissance.” Lumen).

However, as my close readings of De rerum deorumDe republica and De legibus amply demonstrate, Cicero’s ‘humanism’ is crucially, vitally, centrally based on his theism, his belief in One God who created human beings and implanted in them fragments of the Divine Reason which underpin all our values, morality, law, justice and statecraft.

Thus, in a nutshell: humanism derives from religious belief. Without its religious underpinning, humanism is nothing. It becomes a wish, a hope, a dream, with no factual or logical basis. I don’t say this to undermine humanistic values. I am probably a humanistic progressive liberal myself. Where I appear to differ from most of my tribe is I don’t believe these truths to be self evident. There are other ways of being human, other cultures, other values completely different from ours, probably the majority of human lives have very much not been lived according to these values. Several points follow:

1. We do not have the right to compel these other cultures into adherence to our values. That is no different from Victorian missionaries trying to convert tribes in Africa or Asia or Australia to their narrow Christian culture.

2. If we want to defend our values effectively against those who threaten them, for example Vladimir Putin or Xi Jinping, we must base them on really secure foundations, not wishes or aspirations. Far stronger foundations than Cicero, who wrote all these fancy words only to have his head cut off by Mark Antony’s bounty hunters. The sword is mightier than the pen.

* Cicero’s self promotion

It’s further evidence of Cicero’s self-centred narcissism that in several places in book 3 he manages to showehorn into the text the famous events of 63 BC, when he was consul and saved the state from the Cataline conspiracy. He gives a melodramatic account of the tremendous dangers he faced and how he single-handedly overcame them (III, 26) and then has Atticus fulsomely thank him for his efforts.

To be sure, the whole order is behind you and cherishes most happy memories of your consulship. (III, 29)

Cicero also takes the opportunity to remind everyone that he should never have been exiled (in 57 BC) and that’s why it needed no legislation to rescind his exile (III, 47). In other words, no matter what Cicero is writing about, the text has a strong tendency to end up being about himself.

There is something irredeemably comic about Cicero, like Oliver Hardy pretending to be Napoleon. It’s this hyper-intelligent, super articulate yet comical earnestness which has endeared him to 2,000 years of readers.

Niall Rudd’s translation

A word of praise for this Oxford University Press edition. I described, probably at too much length, how strongly I disliked the prose styles and odd attitudes of A.J. Woodman, who translated Sallust, and Carolyn Hammond, who translated Caesar’s Gallic War, both for OUP. This edition restored my faith in OUP editions of the classics.

The introduction, mostly written by Jonathan Powell, is a model of lucidity, useful and to the point, as are the scholarly and interesting notes. There is a useful list of names and an appendix giving a handy summary of the sometimes confusing Roman constitution.

The translation itself is by Professor Niall Rudd (1927 to 2015) and was first published in 1998. It is clear and unaffected – you feel you are engaging directly with the text. I cannot judge its fidelity to the source Latin, but it makes for a lucid, engaging read, as I hope you can tell from the many quotations I take from it. All round, it is a gold standard edition.


Credit

The Republic and The Laws by Cicero translated by Niall Rudd with introduction and notes by Jonathan Powell and Niall Rudd was published by Oxford University Press in 1998. All references are to the 2008 paperback edition.

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Roman reviews

The Gallic War by Julius Caesar – 3

It is nearly always invisible dangers which are most terrifying. (VII.84)

This second half of the Gallic Wars is much more exciting than the first. In the previous four books the Romans steamrollered over everyone they encountered in a rather monotonous way. Here they experience the catastrophic loss of an entire legion and then the fierce siege of Quintus Cicero’s camp, i.e. for the first time you feel the contingency and risk involved in the entire project. And both events are carefully crafted to feature dramatic episodes of a kind not found in the first four.

Book 5: The second rebellion

The book title was supplied by the editors of the Penguin edition and refers to the revolt of the Belgic tribes.

1 to 8: Illyricum and Gaulish rebels

At the end of each campaigning season in Gaul, Caesar spends the winter in Cisalpine Gaul attending to administration. He also visits the third province he’s in charge of, Illyricum. Here he stamped on the Pirustrae tribe who had allegedly been raiding over the border into Roman territory. Representatives of the tribe met him to tell him it wasn’t them, and delivered hostages as he demanded.

By this point we’re getting used to certain things.

  1. This is a world made up of scores and scores of tribes who co-exist uneasily, continually liable to be invaded or go invading themselves.
  2. Raiding other tribes’ territories seems to be a common occurrence so presumably is a standard way of making a living, acquiring land or loot.
  3. Caesar has a standard methodology. Where possible, meet and threaten representatives of the erring tribe. If they persist in troubling the peace, attack and defeat them. Either way, you insist on them sending hostages to be kept as security against good behaviour.

This handful of options are repeated endlessly. In the spring Caesar returns to Gaul where he has to sort out the Treveri, a tribe living close to the Rhine whose leaders have failed to come to the annual conference of Gallic tribes. Turns out two rivals are vying for leadership, Caesar supports Cingetorix.

He rides on to Portus Itius, from where the invasion is to be launched. Tellingly, he takes leaders of most of the Gaulish tribes with him. The most dangerous of these is Dumnorix, ambitious leader of the Aedui. When Caesar insists he accompany him to Britain, Dumnorix begins spreading rumours to the other chiefs that they’ll all be killed in Britain. The sailing is delayed 4 weeks by a contrary wind, towards the end of which Dumnorix left the damp with some Aeduin cavalry. Caesar immediately delayed the sailing and sent troops to recapture Dumnorix, buy force if necessary. Dumnorix did indeed put up a fight, drew his sword and told his followers to protect him. So the Roman cavalry killed him. End of disruptive influence.

9 to 25: Second expedition to Britain

Caesar had ordered his troops over the winter to build a massive fleet eventually consisting of 600 troopships and 28 warships. He sets sail with five legions (about 25,000 soldiers) and 2,000 cavalry. Including private ships they hired, the Romans appeared over the horizon with 800 ships, an enormous force. No wonder the defending Britons decided to retire to higher ground.

They disembarked without event, set up a camp, then Caesar marched the majority 12 miles or so inland till they came to a Briton camp. The Seventh Legion stormed it and forced the Britons to flee but Caesar brought them back to work on the camp.

They set out again to confront the Britons but were informed of a large storms and when he returned Caesar saw it had damaged lots of boats. he drew them further up on the beach, ordered repairs made, sent orders to Titus Labienus back in Gaul to start building more.

He gives an overview of the British which is a bit random. He includes the plausible notion that the coastal areas have been settled by incomers from the continent with trivia such as, the natives think it wrong to eat of hare, fowl, and goose although it’s alright to keep for pastime or pleasure. He also makes the wildly inaccurate claim that the climate is more temperate than in Gaul, the cold seasons more moderate. I don’t think so.

He gives a wildly inaccurate description of the geography of Britain, making it out to be a huge triangular island off the west coast of France extending down to opposite Spain. It’s a great mystery how the Romans managed to conquer anywhere without decent maps.

He mentions that the British paint themselves with woad so have blue bodies. But then goes on to say they share wives between groups of ten or 12 men. This is the kind of wildly improbable legend that disfigures to much of the ostensibly ‘factual’ writing of the ancient world.

Back to the present, he describes a lightning British attack on the camp which takes them by surprise and causes casualties. The British fight well, making use of chariots and loose formations which replace each other ad lib.

Next day he sends legions foraging but once again the Britons attack in numbers. It’s hard fought but this time the legions turn them and chase. The Britons scatter and never again attack in such a unified way.

The Britons had united under the leadership of one chieftain, Cassivellaunus. He withdraws his forces north of the Thames which the Romans traverse and continue fighting, with Cassivellaunus hiding his chariots in the woods, till opportunities present for raids.

Envoys arrive from the Trinovantes. Their young leader Mandubracius had already crossed the Channel to seek Caesar’s protection after his father was killed by Cassivellaunus. Caesar demands from Mandubracius hostages and corn, but when these are brought, lets him go.

When other tribes see how fairly Mandubracius was treated, they send envoys seeking Caesar’s protection, being the Cenimagni, the Segontiaci, the Ancalites, the Bibroci and the Cassi. He learns that Cassivellaunus has retreated to famous stronghold built in a good defensive position. Caesar lays siege to it and storms it from its weakest side. Meanwhile Cassivellaunus had sent orders to four allied tribes to attack the Roman camp in Kent, but the Romans repel the attack, kill many attackers and capture a tribal leader.

Summer is nearly over and Caesar decides to return to Gaul. So while he was in the ascendent and the Britons demoralised, he demanded hostages and set an annual tribute for Cassivellaunus to pay Rome. And not to attack the British tribes which had allied with Rome. Then he marches the legions to the coast and into the ships and so back to Gaul.

Given the size of the invasion fleet (800 ships!) which indicated that it was a serious attempt to permanently conquer at least the southern part of Briton, you can’t help concluding the invasion – both the invasions – were a failure.

26 to 37: Revolt of Belgic tribes and massacre of the 7th Legion

Caesar distributes his legions and generals with various tribes. The Eburonians rebel and attack a Roman camp. Ambiorix tells the Romans that a Gaul-wide agreement has been made to launch a concerted attack on all the Roman forces and moreover a group of German mercenaries has crossed the Rhine. So he warns them to leave their camp and promises them safe passage through his territory.

The Romans are surprised but it makes sense that the Eburonians wouldn’t rebel on their own. So, what to do? Caesar gives a dramatic set piece debate among the two commanders, Lucius Aurunculeius Cotta who says stay put, and Quintus Titurius Sabinus who trusts Ambiorix and recommends that they leave (28 to 29).

Sabinus wins the argument and the legionaries are told to pack their most important belongings and set off. Catastrophe ensues. The Gauls wait till the legion has entered a deep narrow defile then bottles them up at either end and starts to massacre them. At one point Ambiorix asks the two Roman generals to a meeting. Cotta refuses to go but Sabinus leaves the fight to climb a hill and approach Ambiorix. He and his centurions are ordered to lay down their weapons, which they do. But as they approach Ambiorix they are surrounded and then killed. The Gauls raise a shout and fall on the remaining Romans with renewed fury. Cotta and most of the force are killed. The remnant make it back to the camp where, that night, seeing they are surrounded, they all commit suicide. A handful of survivors make it to Titus Atius Labienus’s camp to tell the story.

It is thought that some 6,000 legionaries died in this colossal blunder. The massacre happened at Atuatuca in modern Belgium.

38 to 58: Siege of Quintus Cicero

Emboldened, Ambiorix rallies allied Gaulish tribes, and led a ‘huge mass’ of the Eburones, the Nervii, the Aduatuci and their allies and dependents against the camp of Quintus Tullius Cicero. This was somewhere on the river Sambre and about 80 miles from the camp Caesar had made at Amiens. The Gauls made a surprise attack as the legionaries (as so often) were out gathering firewood etc, but they fought a fighting retreat back to the camp. This the Gauls surrounded and invested. They had with them defectors and Roman prisoners who showed them how to build the kind of siege towers and earthworks the Romans used, so these were built and turned against their inventors.

The Gauls called a parley and offered Cicero the same deal they’d offered Sabinus i.e. to lay down their arms and walk away in peace. But Cicero is not as foolish as Sabinus and makes a defiant reply, telling the Gauls that if they lay down their arms he will send to Caesar who will judge them for their rebellion. And so the siege continues. On the seventh day a fierce gale blows up and the Gauls shoot flaming arrows into the camp which burn down a lot of the huts.

Cicero sends a series of messengers to try and get through to Caesar, but all of them are caught and some of them tortured in view of the camp. Eventually a native Gaul makes it through the blockade and to Caesar’s camp, to whom the news of Cicero’s siege comes as a shock. He immediately sends a message to Marcus Licinius Crassus at his camp 24 miles away telling him to march to meet him. Same to Gaius Fabius and Labienus. Labienus writes back that the entire force of the Treveri were upon him and so, on balance, it was too risky for him to leave his camp. Caesar approves this decision and sets off with just two legions to raise the siege on Cicero’s camp.

By a series of forced marches Caesar quickly reaches Cicero’s camp and sends word through a native messenger that he is near. The Gauls lift the siege and turn their forces to face Caesar, some 60,000 warriors (49). Caesar has 7,000 men (49). With the enemy only 3 or so miles away Caesar orders the building of a camp, only smaller than usual, and instructs the soldiers to run around and given an air of panic and fear. This lures the Gauls out into the open and then up to this camp which they start besieging. But they had barely begun engaging when Caesar ordered his infantry to flood out by side gates and the cavalry to sally out and attack the flanks. Taken by surprise the Gauls fled and the Romans were able to cut them down.

Then he marches to relieve Cicero. He is astonished to see the size and number of siege engines the Gauls had built and then to discover that almost all the defenders had been wounded and fought bravely. He publicly congratulates Cicero and all his men, carefully speaking to individual centurions and tribunes to thank them. He addresses the disaster of the massacred legion and assures them it was down to Sabinus’s error, unlike the resolute leadership of their own Cicero.

Caesar’s victory goes some way to rallying the Romans and, more importantly, their Gaulish allies. But nonetheless the tribes are in a ferment, all sending each other messages discussing alliances and attacks. Caesar realises he must winter in Gaul to keep an eye on the situation. Caesar calls meetings with the heads of various tribes, partly by threats, partly by promises, keeps them peaceful. The Aedui and the Remi remain the staunchest allies.

But the Senones try to murder their king, Cavarinus, who had been friendly to the Romans. Indutiomarus leader of the Treveri is particularly rebellious. He sends messages to the German tribes across the Rhine enticing them to war with the Romans, but none sign up, replying that they’ve learned their lesson.

In Gaul Indutiomarus is more successful in recruiting a large force from miscellaneous tribes, attracting to his standard exiles and criminals, training them, procuring horses and so on. Once he feels strong enough he calls an armed convention of the Gaulish tribes at which he a) outlaws Cingetorix, his son-in‑law and rival for leadership of the Treveri; and b) declares his intention to rally the Senones, the Carnutes and several other tribes, to march through the lands of the Remi and laying them waste, before going on to attack the camp of Labienus.

Indutiomarus with his massed forces approaches and invests Labienus’ camp. The latter feigns timidity and reluctance, all the while awaiting his opportunity. He recruits cavalry from nearby friendly tribes and keeps them all hidden in the camp, while Indutiomarus and his men ride up to the walls, yell and jeer and throw spears and abuse the Romans. At the end of a day like this, the Gauls are turning to ride away, with a false sense of security, when suddenly from two gates Labienus launched forth all his cavalry. Anticipating the enemy would scatter in confusion, Labienus carefully instructed his men to resist attacking anyone else but all of them to find and kill Indutiomarus. He put a big price on his head and sure enough some of his soldiers intercepted Indutiomarus at the ford of a river, killed him, cut off his head and brought it back to Labienus.

When they learned this, all his allies among the Eburones and Nervii flee, talk of rebellion is dowsed down and that winter found Gaul quiet.

Book 6: (53 BC)

1 to 8: Further revolt in Gaul

Caesar tasks three generals with raising new recruits and asks Pompey to send him the legion he recently raised in north Italy. He hears news of northern tribes conspiring to rebel and so makes a lightning attack on the Nervii, capturing cattle, prisoners and ravaging the countryside. When he convokes the annual conference of Gaulish leaders, the Senones, Carnuti and Senones refuse to attend, indicating their hostility. Caesar marches quickly on the Senones forcing their leader, Accio, to back down and hand over hostages.

Then he marches into the country of the Menapii in the far north, burning farms and villages and taking cattle and prisoners till their leaders were forced to sue for peace and hand over hostages in the usual way.

Meanwhile the Treveri, led by relatives of Indutiomarus, had gathered a large force of infantry and cavalry to attack Labienus. Labienus feigned fear and then pretended to leave the camp, luring the Treveri across the river onto flat ground this side. Once they were over he inspired his soldiers to turn and fight them, trapped by the river. Much killing. The Treveri submitted and the Germans they’d invited to come join them decided to stay on the other side of the Rhine.

9 to 10: Caesar crosses the Rhine, retreat of the Suebi

Another Rhine crossing:

  1. to punish the Germans who had sent the Treveri reinforcements
  2. to prevent Ambiorix finding asylum there

The Ubii swear it wasn’t them and he spares them. Investigation suggests it was the Suebi. The Suebi gather their men at a stronghold and await. Caesar’s men quickly build another bridge and he crosses it.

11 to 20: Description of the Gauls

Digression on the nature of Gaulish society. How the advent of the Romans reordered things to bring the Aedui and Remi into prominence. The Gauls fought every year among themselves. The Druids practised human sacrifice, sometimes in wickerwork giants which they set on fire (16).

When the father of a house, who is of distinguished birth, has died, his relatives assemble, and if there be anything suspicious about his death they make inquisition of his wives as they would of slaves, and if discovery is made they put them to death with fire and all manner of excruciating tortures.

Their funerals, considering the civilisation of Gaul, are magnificent and expensive. They cast into the fire everything, even living creatures, which they believe to have been dear to the departed during life, and but a short time before the present age, only a generation since, slaves and dependents known to have been beloved by their lords used to be burnt with them at the conclusion of the funeral formalities. (VI.19)

21 to 28: Description of the Germans

More primitive. Fewer gods, they only worship things they can see like sun, moon and fire. Sex in young men is frowned upon for stunting their growth. Land is redistributed each year to stop them becoming to land-bound and also to enforce a sort of equality. Obsession with war. When a chief proclaims a war anyone who resiles is shunned. They lay waste the land around each tribe.

The Gauls used to be more warlike than the Germans and at points crossed the Rhine and conquered. But being closer to Roman territory they’ve got used to trading and fine products unlike the Germans who remain more isolated and warlike.

He gives one of those characteristically ludicrous descriptions of the natural world, imputing to the great forest of Hyrcania a massive extent (true enough) and a number of fantastical animals.

The Penguin editor suggests that this long digression about Gauls and Germans was placed her to distract from the fact that Caesar’s second incursion across the Rhine, like the first one, achieved little tangible result. When the Germans retreat into the forest, Caesar doesn’t have the provisions to follow them and so, er, retreats back over the bridge, destroying the German end and placing a watchtower and guards on the Gaulish side.

29 to 44: Caesar returns to Gaul

Right up in the north, against the Rhine, is the territory of the Eburones led by Ambiorix. Caesar marches against them, sending ahead Gaius Volcacius Tullus with the cavalry. These go very fast and surprise Ambiorix off his guard with only a few men. However these hold off the Romans while Ambiorix saddles up and flees into the forest. He sends out messages telling every man for himself and many flee and hide.

The Segni and Condrusi come to Caesar and plead that not all Germans in Gaul are conspiring. They aren’t and give hostages and make peace.

Caesar makes his base at Atuatuca, then divides his forces in three and takes his force to ravage the land of the Eburones. Germans across the Rhine hear that there’s a free-for-all and cross the river 30 miles downstream of Caesar’s base, to join in. But prisoners tell them the Romans base is at Atuatuca, full of loot and poorly defended.

Cicero had been left in Atuatuca and initially kept the men penned up in case of attack. But after a week the frustrated men need to get out and the troops need corn so Cicero lets a detachment go collect some, and another detachment take out the animals for exercise. Inevitably it’s at this moment that the Germans appear, mounting a fierce attack, causing chaos. While a fierce fight goes on at the gates of the camp, the detachments sent to fetch food – raw recruits and servants – fell into a panic. Experienced centurions helped them form and wedge shape and make it back to the camp, but another detachment initially took to a nearby hill, then changed its mind and came back down into the flatlands where it was destroyed.

Failing to break in the Germans break off the engagement and ride back to the Rhine. Hysteria grips the Roman camp and rumours spread that Caesar and the other legions have been wiped out, until Caesar himself returns and restores order.

The Penguin edition notes that Cicero clearly deserved a bollocking but Caesar treats him very gently, listing all the extenuating circumstances he can think of. This is because his brother, the orator Marcus Tullius Cicero, back in Rome, is still a political force who Caesar needs to keep onside.

This is reminiscent of the panic at Vesontio back in I.39. Caesar supervises widespread burning and ravaging of the country, with the deliberate intention of starving the inhabitants. An enquiry into the rebellion of the Senones and Carnutes concludes that it was instigated by Accio, who is executed in the traditional Roman manner i.e. scourged and hanged.

Penguin point out that by holding courts, judging and executing leaders like this Caesar was behaving like the governor of an accredited Roman province which Gaul very much was not. It was arrogant (and illegal) behaviour like this which raised so much opposition back in Rome.

Book 7: The rebellion of Vercingetorix (52 BC)

By far the longest book.

1 to 7: General conspiracy of the Gauls — Vercingetorix chosen as leader

The murder of Publius Clodius in January 52 BC led to increased political turbulence in Rome. The Gauls, hearing of this, took advantage to conspire to overthrow the invader and regain their liberty. The Carnutes lead the rebellion and sack the town of Cenabum, killing the knight Gaius Fufius Cita, in charge of managing trade.

This inspires the leader of the Arverni, far away in the south of free Gaul, abutting on the Roman Province, one Vercingetorix. Background to Vercingetorix, namely his father was at one point premier chieftain of all Gaul but was executed for seeking to be king. When Vercingetorix proclaims his ambition to kick out the Romans, his uncle and other chiefs expel him from their capital, Gergovia, but Vercingetorix takes to the road recruiting followers and building up a following. Eventually he returns to Gergovia, takes over his tribe and sends out messages for a major, allied rebellion. He enforces ferocious discipline on his recruits:

compelling waverers by severity of punishment. Indeed for the commission of a greater offence he put to death with fire and all manner of tortures; for a lesser case he sent a man home with his ears cut off or one eye gouged out, to point the moral to the rest and terrify others by the severity of the penalty.

In Italy Caesar hears of numerous tribes forming alliances constellated around Vercingetorix’s leadership. Vercingetorix moves his forces into the territory of the Bituriges.

8 to 14: Caesar moves suddenly against the Arverni

But Caesar surprises Vercingetorix by clearing the snow from a pass through the Cevennes and approaching him from an unexpected direction. He leaves Brutus in charge of his camp and makes a forced march to Vienne. He picks up two legions and marches in through the territory of the Aedui into that of the Lingones, where two legions were wintering. Hearing all this Vercingetorix returns to the country of the Bituriges, and from there heads to assault Gorgobina, a stronghold of the Boii.

This is the longest book of the 8 and is all like this, two leaders criss-crossing ancient Gaul, doing deals with, or being double crossed by, numerous tribes, sending out legions or detachments or squads of cavalry under lieutenants. The names of tribes and locations Caesar passes through, allies with or fights gets very confusing. In brief: Caesar takes three Gaulish towns, Vellaunodunum, Cenabum and Noviodunum.

15 to 31: Siege, defence, and capture of Avaricum

Vercingetorix had suffered 3 defeats in a row so holds a conference of his allies and persuades them to adopt a scorched earth strategy, withdrawing before the Romans and destroying all towns, villages, fields and crops in their paths, with a view to starving them. But the Bituriges went down on their knees and begged him not to burn Avaricum, their fairest town.

So Vercingetorix relents, but Caesar besieges it, for 25 days building an elaborate rampart wall and two huge siege towers. When the population of the town tries to sneak out one night, Caesar takes it, puts it to flame and massacres the 40,000 inhabitants.

Caesar adjudicates leadership contest between rival leaders of the Aedui. But the one he chooses betrays him, a week later telling his people that the Romans have massacred their army, so they have no choice but to go join Vercingetorix and fight for freedom.

34 to 53: Siege of Gergovia

The chief oppidum (fortified town) of the Arverni.— abandoned, after severe repulse. Impulsiveness of the troops who do not hear the recall, continue up the hill to storm the stronghold but are repulsed when the enemy muster with overwhelming numbers. — 46 centurions 700 men

This was the one and only military defeat Caesar suffered at the hands of the Gauls in 8 years. Caesar gives speech reprimanding men and insisting on discipline and then withdraws from Gergovia, marching back along then crossing the river Allier.

54 to 57: Caesar moves against the Aedui.

58 to 62: Labienus, successful against the Parisii, joins him.

63 to 74: General revolt of the Gauls under Vercingetorix.

They attack Caesar, but are defeated, not least because of Caesar’s German cavalry, and retire to Alesia, a town of the Mandubii. Caesar leaves two legions to guard his baggage and swiftly pursues Vercingetorix, killing 3,000 of his rearguard. Three Aeduin traitors are brought to Caesar.

68 to 89: The siege of Alesia

The Gauls retreat inside this stronghold. Caesar orders his troops to construct massive siege-works eleven miles in length, featuring 11 camps and 23 forts. After a confused fight between the opposing cavalries, Vercingetorix adopts the following strategy: he orders his cavalry to leave in the dead of night from a gate which isn’t yet covered by the Roman siegeworks, and to ride to their respective tribes and to raise all men of military age and bring them back, all in the name of a Final Battle which will achieve National Liberation. Meanwhile, all grain is confiscated and Vercingetorix adopts a daily ration for his 80,000 men, which should last a month or so of siege, until the reinforcements from the tribes arrive.

Details of Caesar’s astonishingly complex and thorough siegeworks which face both in and out.

Schematic side view of the Roman siege works at Alesia, 52 BC

The Gauls hold a national convention at which the tribes allot armed forces to send to Alesia, with various factions resiling and bickering. Eventually an astonishing force of 260,000 sets off, but by this stage Alesia’s food supplies have run out.

Caesar describes a meeting of the leaders inside Alesia and gives a speech – presumably entirely fictional – to Critognatus, a noble Avernian who, after a long prologue, recommends cannibalism (77)! It is also notable as belonging to that genre of speeches which Roman authors attributed to their enemies, in which the enemy eloquently describes the crushing servitude and slavery imposed by the Romans.

The weak and old and wives and children are expelled from Alesia and trek over to the Romans to beg them for food. But the Romans barely have enough to feed themselves and refuse the refugees food or permission to pass. So they are caught in no man’s land to starve.

The Gaulish hoard arrives, much to the joy of the besieged who throng the barricades to watch the battle. Caesar places all his infantry around the 11 mile siegeworks then sends his cavalry against the Gaulish cavalry. The Romans suffer casualties before an attack by German cavalry breaks the Gauls and chases them back to their main camp.

A day later a co-ordinated attack from the relieving force triggers a sortie by the besieged and the Romans find themselves hard pressed. But they are defeated by the Romans firing from their strong defences, and fall into the complex web of trenches, booby traps filled with spiked poles and so on. They are forced to withdraw while the besieged are still trying to fill in the first trench of the inner siegeworks, so the latter retreat back into the town, too.

The Gauls then mount an attack on the one Roman camp which isn’t integrated into their defensive circuit, while the besieged again sally forth. (The complexity of the siegeworks and the peril and anxiety of the repeated attacks remind me of the atmosphere at another famous French siege, Dien Bien Phu in French Indo-China, March to May 1954.)

Caesar sends Labienus with reinforcements to the hilltop camp, sends Brutus with reinforcements to the strongest point of the sallying army, then leads reinforcements in person. The forces attacking the hilltop hesitate, then Labienus sallies forth with the cohorts he had picked up. Caught between these cohorts and Caesar’s cavalry, the Gauls panic, break ranks and are slaughtered.

Sedulius, commander and chief of the Lemovices, was killed; Vercassivellaunus the Arvernian was captured alive in the rout; seventy-four war‑standards were brought in to Caesar; of the vast host few returned safe to camp.

Vercingetorix conceded defeat to the tribal leaders inside Alesia. Kill him or surrender him alive, as they wish. The leaders go under flag of truce to Caesar, who sits in front of his fortifications. Vercingetorix is handed over, all the chiefs lay down their arms. Caesar puts the Aeduin and Arvernian prisoners to one side to use as bargaining chips with their tribes, then distributes all the captures Gauls to his army as loot, one Gaul to one Roman.

(I think what this means is each Roman soldier then gets his prisoner to contact his family and demands a ransom for their safe return. So equivalent to cash.)

Caesar then receives the submission of all the tribes, and carefully allots legions and commanders in the territories of the main tribes for the winter. When news of this comprehensive victory reaches Rome, a public thanksgiving of twenty days was granted.

Book 8

This final book was not written by Caesar but by his lieutenant Aulus Hirtius. He was a legate of Caesar’s army of Gaul from 58, and crossed the Rubicon with him in January 49. He fought for Caesar during the civil war, and was appointed governor of Transalpine Gaul in 45. In other words a senior figure.

Preface

Hirtius addresses his friend Lucius Cornelius Balbus, another friend of Caesar’s, serving under him as chief engineer (praefectus fabrum) in Gaul. Balbus was said to have attended the very select dinner Caesar hosted, along with Sallust, Hirtius, Oppius and Sulpicus Rufus on the evening of the day when he crossed the Rubicon.

He explains to Balbus that he is continuing the Commentaries because they don’t link up with Caesar’s own account of the Civil; War. He says he has finished the third of the latter books, set in Alexandria, and has now set to filling the blank between book 7 and the outbreak of civil war by supplying a book 8. But it has been hard work to match Caesar’s clear elegant style and also the speed and alacrity with which he wrote.

1 to 48: (51 BC) End of the revolt in Gaul

Winter of 52 to 51 Caesar hears that the Gauls are plotting again. Alesia proves they cannot defeat the Romans when the latter’s forces are united, but might be able to pick off the legions scattered around the country in different tribal regions.

At the end of December Caesar set out on a lightning march and caught the Bituriges in the fields (it’s not actually likely they would be tilling their fields in the depths of winter, is it? Is this a stock literary convention of this genre?) Anyway, Caesar captures thousands but then lets them go and, when they see him being similarly merciful to nearby allied tribes, the Bitiruges decide to submit and give hostages.

Carnutes dispersed, Bellovaci defeated. Dumnacus besieges Lemonum, but without success. The Armoric states subdued. Drappes captured. Uxellodunum besieged and taken by Caesar. Exemplary punishment, the captured have their right hands chopped off. Labienus’ successful operations against the Treveri. Commius subdued.

49 to 55: (50 BC) Caesar and the Senate

Caesar’s triumphal reception by cities and colonies. He returns to the army in Gaul. A description of his opponents in the Senate. Caesar returns to Italy.


Thoughts

Political consequences

1. Caesar’s Gallic Wars were fought to a) clear his debts b) bring him glory and political power.

2. But in doing so he went far beyond his brief as proconsul – dealing with the leaders of free Gaul as if he was governor of a conquered province, invading Britain (twice) and crossing the Rhine, far exceeding his authority. This prompted growing criticism in Rome throughout his eight-year command. And it was this which created the mounting political crisis about whether he would ever be prepared to lay down his command and return to Rome as a normal citizen – the ultimate result being that he was too scared to do so and, instead, crossed the Rubicon into Italy with his army thus triggering five years or ruinous civil war

The war itself

1. Interesting to learn how universal the exchange of hostages was – the standard procedure to ensure peace, not only with the Romans but among the Gaulish tribes themselves.

2. The relentless Roman victories of the first four books get a bit boring. Book 5 is far more dramatic and exciting, when the massacre of Sabinus’ legion and the siege of Quintus Cicero for the first time introduce a real sense of risk and uncertainty and pave the way for the epic account of the struggle against Vercingetorix in book 7.

3. The invasion of England cost a huge amount of time and money and resources and, in the end, seems completely futile. He took away hostages from southern tribes but, presumably that lapsed when Caesar returned to Rome a few years later. Nowhere was settled, no bases or camps, no trading. Seems like an expensive folly.

Anti-imperialism

One of the interesting things about the text is the way it contains its own anti-argument. Caesar’s entire account takes it for granted that rule by Rome is best for the Gauls. And yet fairly regularly he puts into the mouths of Gaulish leaders as direct speech, or attributes to them in indirect description, the wish to be free men in their own land, living under their own laws.

It’s not an unreasonable wish. And every time you read it, you think, ‘Just what right did Caesar think he had to ravage, burn, pillage, and endlessly fight all these peoples?’ Maybe he thought he was bringing ‘peace’ to a territory plagued by endless internecine violence but it’s hard to see how the endless campaigning and fighting and burning and selling into slavery which the Romans brought was an improvement. It consistently feels worse.

Slavery

Interesting when one of the chiefs, Ambiorix, complains that hostages given by his family were being treated ‘like slaves’ and put in chains (V.27). And, of Gaul in general:

Throughout Gaul there are two classes of persons of definite account and dignity. As for the common folk, they are treated almost as slaves, venturing naught of themselves, never taken into counsel. The more part of them, oppressed as they are either by debt, or by the heavy weight of tribute, or by the wrongdoing of the more powerful men, commit themselves in slavery to the nobles, who have, in fact, the same rights over them as masters over slaves. (VI.13)

At numerous other towns the inhabitants were captured and sold into slavery. But then so were some the captured Romans. Caesar says Britain is famous for half a dozen exports to the continent, among which are slaves.

In other words, slavery was current throughout Gaul, Britain and the land of the Germans, so well beyond ancient Greece or Rome. Was there any part of the known world where slavery wasn’t practised two thousand years ago? Was slavery universal?

Eternal war

The Gauls fought among themselves every year. The Britons fought among themselves until Caesar’s incursion temporarily united them. The Germans lived for war. The Italians went on aggressive campaigns every year and spent half their time fighting each other. In Africa Jugurtha, in Asia Mithridates and the Parthians, in Egypt civil war. War everywhere, every year, all the time, forever.

The stupidity of war

Men fighting, I get. It’s what we do, what we’ve always done. But some incidents highlight the sheer brainless stupidity of war and the terrible, futile, stupid cost to civilian victims, women and children. The height of lunacy is reached in book 7 when Vercingetorix persuades the Averni, to burn down their own towns and destroy their own crops all in the name of freedom and victory. Reminiscent of General Westmoreland’s famous quote during the Vietnam War, that the Americans had to destroy the village in order to ‘save’ it. Or Vladimir Putin’s determination to ‘save’ eastern Ukraine by utterly devastating it.

War crimes

In descriptions of other Roman campaigns I’ve wondered whether what the Romans did amounted to war crimes. Yes, is the short answer. Massacring the populations of entire towns, including women and children, is a war crime.

Caesar’s sustained eight year campaign of destroying towns, massacring their inhabitants or sending them off into slavery, have caused many moderns to compare his actions as a genocide. If a genocide is defined as the systematic attempt to wipe out a particular ethnic group, then no, he just wanted every tribe in Gaul to submit, not to exterminate them.

On the other hand, when tribes or towns did hold out, it appears, from his often very casual references, that he did consciously raze towns to the ground and either massacre or enslave entire populations, most notably at the town of Avaricum, and then at Uxellodunum (VIII.44). Or:

Caesar thought that the next best way of obtaining the satisfaction that his honour demanded was to strip the country of inhabitants, cattle and buildings so thoroughly that any of the Eburones who had the good fortune to escape would loathe Ambiorix for bringing such calamities upon them and never allow him to return. Detachments of legionary or auxiliary troops went all over the country killing or capturing large numbers of the natives, burning the homesteads, and carrying off plunder, until it was completely devastated. (VIII.25)

There’s a revealing moment early in book 8 when Hirtius mentions that the population of the Carnutes are still living in makeshift tents and shacks, as all the towns in their territory have been razed to the ground (VIII.5).

At moments like this you see a vast landscape where all the towns, villages, fields and crops have been destroyed, leaving the survivors to scrape a living in pathetic shelters beside burned-out fields, and you realise this is what the Romans meant when they said they brought ‘peace’.

The scarlet cloak

Caesar always wore the scarlet cloak (paludamentum) of a commander-in‑chief (VII.88).

Video

A useful video summary.


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Roman reviews

The Gallic War by Julius Caesar – 2

Propaganda

The fundamental thing to grasp about Caesar’s Gallic Wars is that they were not at all what we think of as ‘history’. The Latin word he uses was commentarii which, apparently, means something like ‘report’. Each of the 7 ‘books’ whuch make up the Gallic Wars covers one of the years when he campaigned in Gaul and each one is like an end-of-term, or in this case, end-of-campaign-season report, back to his masters, the Senate and the people of Rome.

Thus they are written for a particular audience and are designed to achieve a certain effect. This is to justify Caesar’s behaviour. Legally, he had been tasked with simply administering 3 existing provinces: Illyricum (the east coast of the Adriatic) Cisalpine Gaul (northern Italy) and Transalpine Gaul (the area based round France’s Mediterranean coast, also known as ‘the Province’).

But he wanted glory and and so had his sights set on conquering further north into Gaul. But he couldn’t do this legally or on his own initiative. He had to wait till he had pretexts. This is why the seven commentarii are at such pains to emphasise that it was always the bad guys, the naughty Gaulish or Germanic tribes (the Helvetii, the Suebi, the Belgae) who moved first and to make it clear that Caesar was simply responding to aggression in order to maintain the peace and preserve the security of the Province.

But this interventionism was controversial and provided Caesar’s enemies back in Rome with plenty of ammunition to prosecute him for exceeding his authority. The Gallic Wars are a detailed attempt to head off those accusations and present his case, his justifications, to the widest possible audience.

They are the self-justifying propaganda of a conquering general seeking to influence his compatriots, and need to be read with this very much in mind.

Description of Gaul

First some basic facts: at 58 BC when Caesar was appointed governor, on the Italian side of the Alps, stretching from the mountains to the river Rubicon was the province the Romans called Cisalpine or Hither Gaul. On the other side of the Alps they controlled what they called Transalpine or Further Gaul, often simply referred to as The or Our Province. This covered the entire Mediterranean coast of France and extended inland a bit, up the river Rhone, and east up as far as Lake Geneva.

Beyond this lay what you could call ‘Free Gaul’ which Caesar famously describes as being divided into three parts, inhabited by 1) the Aquitani in the southwest 2) the Gauls of the biggest central part, who in their own language were called Celtae, and 3) the Belgae, in the north, extending from Paris to the Channel in the north and the Rhine in the east. (In the map below the Province is named Narbonensis, another alternative name for the Roman-controlled south of France).

Map with the approximate location of pre-Roman Belgic Gaul shortly before the Roman conquest, according to an interpretation of Caesar (source: Wikipedia)

Caesar deploys the familiar trope that Rome’s influence was n some way effeminising. He notes that the Belgae were:

the bravest, because they are furthest from the civilisation and refinement of the Province, and merchants least frequently resort to them, and import those things which tend to effeminate the mind; and they are the nearest to the Germans, who dwell beyond the Rhine, with whom they are continually waging war.

Caesar gives the names of lots of tribes and generalises about which are Gauls or Celts or German in origin, but pretty much all his terms and labels are contested by modern scholars because a) other ancient historians give different accounts of origins and languages and b) the modern evidence of linguistic studies and archaeology often contradict all of them. I.e. it is a complex and contested field of knowledge which is easy to get lost and perplexed in.

The Roman army

All the editions of the Gallic Wars contain an appendix on the Roman army. Since the reforms of Caius Marius around 100 BC, the army was divided into legions. Each legion contained 6,000 men, divided into 10 cohorts of 600 men, each divided into 3 maniples of 200 men, each made up of 2 centuries of 100 men, commanded by a centurion. Each legion had from 300 to 600 cavalry attached, but these were often foreign recruits and no general relied on them for their main battle plan. Caesar never does.

Tears

There’s a surprising amount of sentimental weeping. Men weeping. Rough, tough warriors and leaders weeping. Women weeping and wailing for their menfolk.

1. 20 With many tears Diviciacus embraced Caesar, and began to beseech him not to pass too severe a judgment upon his brother.

1.20 While he was making this petition at greater length, and with tears, Caesar took him by the hand and consoled him…

1.31 The petition was granted, and they all threw themselves in tears at Caesar’s feet…

Book 1 The expulsion of the intruders (58 BC)

[Note: the following chapter titles are not in the original. They appear to have been added by the translator of the Penguin edition, S.A. Handford. The numbers in round brackets refer to the chapters or sections which each book is divided into and which are numbered in the original.]

Chapter 1: Description of Gaul, its geography and inhabitants

As above.

Chapters 2 to 29: Campaign against the Helvetii

This was Caesar’s first campaign against a Gaulish tribe and, in a sense, the template for his entire subsequent involvement in Gaul.

Caesar claims the leader of the Helvetii, a tribe which lived on the Swiss plateau north of Lake Geneva, were being incited by one of their leaders, Orgetorix, to invade and conquer the rest of Gaul. Orgetorix conspired with leading men in two other tribes to overthrow their rulers, declare themselves kings, and carve up Gaul between them. Orgetorix was summoned to a trial by the seniors of his own people but avoided punishment by turning up with some 10,000 retainers and slaves. He got off, but at some later time perished, possibly by his own hand.

But he had inspired the other leaders with his plan and they burned their houses and crops and set off on a mass migration into Gaul.

Caesar repels the Helvetii going through the Province, forcing them to retreat back into their own territory, take the northern route up through the mountains and into the country of the Aedui. The Romans engaged them at the Battle of the Arar which led to negotiations with Liscus, Dumnorix and Diviciacus.

Second battle, near Bibrax. Retreat and surrender of the Helvetii.

30 to 54: Campaign against Ariovistus and the Suebi

Ariovistus was a leader of the Suebi and allied Germanic peoples. Ariovistus had led his people across the Rhine, fought and defeated the Aedui, seized a third of the Aeduan territory, settling 120,000 Germans there.

Caesar attends a general assembly of the Gauls where Diviciacus, head of the Aeduan government and spokesmen of the Gauls, complains to about Ariovistus’ conquests and the hundreds of Gaulish hostages he has taken. Unless Caesar does something the Aedui will be forced to migrate. Then, true to form, they all start crying.

When Diviciacus had delivered this speech all who were present began with loud weeping to seek assistance from Caesar.

So Caesar sees it as a) his duty to protect a Roman ally, the Aedui, but b) is well aware that confronting Ariovistus will also bring him glory and consolidate his hold over the army.

Caesar makes overtures to Ariovistus which are rebuffed. He marches to and takes the town of Vesontio but here some of the army is overcome by panic. The Gauls tell them the Germans are tall super-soldiers:

men of a mighty frame and an incredible valour and skill at arms; for they themselves [the Gauls] at meetings with the Germans had often been unable even to endure their look and the keenness of their eyes. So great was the panic, and so suddenly did it seize upon all the army that it affected in serious fashion the intelligence and the courage of all ranks… (1.39)

Caesar quells this potential mutiny with a long address concluding that he will march on the enemy with just the loyal Tenth Legion if necessary, with the result that his troops are roused and restored.

Caesar invites Ariovistus to a conference. He makes clear demands: that Ariovistus bring no more of his people across the Rhine, that he and his allies restore the hostages they had taken from the Aedui, and they undertake not to make war against them.

At the meeting with Ariovistus Caesar puts his proposals and Ariovistus haughtily rejects them. Ariovistus is given a powerful speech saying he never attacked the Aedui, Roman friendship is a sham and he’d make a lot of friends back in Rome if he were to kill Caesar on the spot. By this stage some of the Suebians are throwing stones and trying to provoke Caesar’s entourage so the latter withdrew. Next day Caesar sent Gaius Valerius Procillus for further parlay but, as they later discovered, he was immediately arrested and put in chains.

Ariovistus’ army moves off and Caesar tails him till both make camp barely 600 yards from each other. Ariovistus has a much larger force and Caesar realises he is surrounded. The Germans are reluctant to do more than skirmish and Caesar learns this is because their holy women are saying they shouldn’t engage in full battle before the next full moon. He gets some legions to build an advance camp then, next day, leads his legions against Ariovistus’s camp. This turned into the Battle of the Vosges, 58 BC.

The Germans advance towards them with such speed that the Romans don’t have time to use their pilums (spears) but are forced to plunge into hand to hand fighting. The Roman centre is being pushed back when Publius Licinius Crassus grasped what was happening and brings the infantry reserve into action in support of the Roman left. This developed into a general attack on the flank which broke the Germans who turned and ran for the river Rhine 15 miles away.

Many, including Ariovistus himself, managed to cross the river in boats or by swimming. The rest were cut down by Roman cavalry, including both of Ariovistus’s wives and one of his daughters. The ambassador Caesar had sent a few days earlier, Gaius Valerius Procillus, was rescued unharmed to Caesar’s great personal delight but described how his captors had cast lots three times, in his presence, to decided whether he should be burned to death now or later.

So the Suebi had retreated back over the Rhine and were broken as a military threat for the time being. Caesar claims that most of Ariovistus’ one-hundred and twenty thousand men were killed. Caesar winters his army in the land of the Sequani and returns to Hither Gaul to hold assizes. End of first campaigning season.

Book 2 Conquest of the Belgic tribes (57 BC)

Chapters 1 to 33: The Belgae

Caesar hears rumours that the Belgae are hatching a plot against the Roman people. He takes the two legions of Cisalpine Gaul and heads north. Delegates of the Remi, the Belgic people closest to Gaul, come to Caesar, declare their loyalty, but explain the rest of the Belgae’s plans. The Belgae were an originally Germanic people who crossed the Rhine and settled. When the Cimbri and Teutoni were migrating south the Belgae fought them off and gained a reputation for fierceness.

The Remi delegates give a summary of the different Belgic tribes, their numbers and leaders. Soon after this the Belgic horde besieges a Remi town called Bibrax. Caesar sends Numidian and Cretan archers and Balearic slingers to help relieve the siege and the Belgae abandon it.

The two camps line up opposite each other. The Belgae go to try and cross the river Aisne and storm a Roman outpost, but get bogged down and the Romans massacre them. The majority of the Belgae decide to retreat and return to their separate tribal homelands but their withdrawal turns into a rout and the Romans massacre the rearguard.

Caesar besieges Noviodunum, main town of the Suessiones. Overawed by the Romans’ siege engines, they surrender and hand over hostages, including sons of their king, Galba.

Caesar then marches on Bratuspantium, the main town of the Bellovaci, whose inhabitants quickly come out to surrender. The Aedui intercede on the Bellovaci’s behalf, saying they had been duped into rebellion and asking Caesar to show his customary clemency. Caesar does so, accepting 600 hostages and all their weapons. Then he marches on to the territory of the Ambiani who also immediately surrender.

The Nervii, however, under their leader Bogduonatus, resolved to fight and recruited allies including the Atrebates and Viromandui. Caesar marches into their territory and learns their plans. He starts making a camp on a plain by the river Sambre (modern scholars identify this with the river Selle). With great speed the Nervii attacked the Romans making camp and almost overwhelmed them, leaving them no time to properly arm. The battle was on a knife edge.

Caesar grabbed a shield, made his way to the front line and quickly organised his forces while the commander of the Tenth Legion attacked the Nervian camp. Then the two legions who ‘d been guarding the Roman baggage train arrived and helped to turn the tide of the battle. The Nervii are almost completely wiped out, reduced from a fighting force of 60,000 to 500 (28).

The Nervii’s allies, the Aduatuci, had been en route to join them. If they’d arrived in time they probably would have secured a Roman defeat. But hearing of the Nervii defeat they turned round and marched back to their own territory, concentrating their population in one town which they fortified. Caesar besieges it. When they see the siege towers being moved towards the town the Aduatuci decide the Romans must be aided by divine powers to build and move such juggernauts and so beg for clemency and agree to hand over all their weapons.

However, they had treacherously kept a third of their weapons and that night sallied forth and attacked the Roman camp. The Romans rallied and killed about 4,000 Aduatuci after which they retreated back into the town. Next morning the Romans broke down the town gates and took the town, selling the entire population of 53,000 into slavery.

34: Suppression of the ocean states

Caesar had sent Publius Crassus against the tribes which lived alongside the great Ocean i.e. the Atlantic, being the Veneti, Venelli, Osismi, Curiosolitae, Esubii, Aulerci and Redones, and Crassus now reported that they had all been brought into subjection to the power of Rome.

35: Fifteen days’ thanksgiving in Rome for Caesar’s achievements

The end of the campaign season. Caesar’s victories being peace to all Gaul and are known to tribes beyond the Rhine who sue for peace, sending hostages and promising to obey. As he does at the end of each campaign season, Caesar puts his troops into winter quarters and returns to see to his other provinces, namely Cisalpine Gaul and Illyricum.

Book 3 The first rebellion (57 BC)

1 to 6: Servius Galba

This is at the tail end of 57, after the campaign season had ended. Caesar deputes Servius Galba to secure a pass over the Alps. Galba signs peace treaties with neighbouring tribes and with just two cohorts set about building a camp at a high settlement named Octodorus. The Seduni and Veragri treacherously attack. They take the Romans by surprise and there is fierce fighting until a brave centurion Caesar picks out by name suggests a sally and the Romans run out the sides of their fort and attack the enemy flanks, routing them. Maybe a third of the enemy were killed, 10,000. Worried about supplies, Galba decided to strike camp and marched his forces down into the safe territory of the Allobroges.

7 to 16: Campaign against the Veneti 56 BC

Suddenly revolt breaks out among the Veneti. They lived in Brittany, had a good fleet and imposed taxes on anyone using their waters. Roman legates had been dispatched to liaise with the Veneti and surrounding tribes and these were all now taken hostage.

Caesar divides his forces, sending them to different parts of Gaul to ensure peace with conquered tribes, then takes the main force west against the rebels. Advantages for the Veneti: their towns are right on the coast, often separated from the land at high tide; they are excellent seafarers and can navigate better than the Romans. Caesar gives a description of Veneti ships, their advantages over Roman ships.

Nonetheless the Roman fleet defeats the Veneti fleet of about 200 ships by the use of grappling hooks on poles to break the enemy rigging and leave their ships defenceless.

This engagement finished the campaign against the Veneti and the whole sea‑coast…they surrendered themselves and all they had to Caesar. He decided that their punishment must be the more severe in order that the privilege of deputies might be more carefully preserved by the natives for the future. He therefore put the whole of their senate to the sword, and sold the rest of the men as slaves. (3.16)

17 to 19: Operations of Titurius Sabinus against the Venelli

The Venelli rebelled against Rome, led by Viridovix who had lured the Aulerci, Eburovices and the Lexovii to put their ‘senates’ to death and join him. The Venelli surround the camp of Quintus Titurius Sabinus and try to tempt him out for a fight but he stalls. Then he briefs a Gaul to pretend to be a deserter and go to the camp of the Venelli and tell them Caesar is in trouble in the West and so Sabinus will try to sneak out of the camp that night to go help him.

Based on this false intelligence the Venelli march en masse up to Sabinus’s camp but he surprises them by sortying from the sides and setting his cavalry on them before they’re ready. Tired after their forced march and confused by the Roman tactics, the Venelli are massacred.

20 to 27: Operations of Publius Crassus in Aquitania

Publius Crassus leads a legion into Aquitania to take on the Sontiates. He engages in open battle then besieges their town which, when it looks like it will fall, the Aquitani surrender. A brotherhood of elite fighters led by Adiatunnus attempt a sortie but are fought back and surrender.

Crassus then tackles the Vocates and the Tarusates. He takes a town within days of besieging it and this so alarms the natives they send for help over the Pyrenees and veterans of Quintus Sertorius’s campaigns come to help. (See my summary of Plutarch’s Life of Sertorius.)

Alarmed at the rise in enemy numbers and that they would soon control the roads and corn supply, Crassus came out of the town next day to fight. The enemy refuse to engage so Crassus marches up to their camp and starts investing it, building ramps up the walls, throwing weapons. Then the cavalry report that the rear gate is inadequately secured and the Romans storm it. The enemy fought free into open country where the Roman cavalry followed and slaughtered them.

As a result of this victory over the strongest force the Aquitani could muster, Crassus received the surrender of the Tarbelli, Bigerriones, Ptianii, Vocates, Tarusates, Elusates, Gates, Ausci, Garumni, Sibuzates and Cocosates.

28 to 29: Operations of Caesar against the Morini and Menapii

The Morini and Menapii were the only unconquered peoples left in all Gaul. Caesar decided to mop them up before winter. But they adopted tactics unusual for the Gauls and retreated into their marshlands. Caesar ordered the construction of a camp nearby but, not for the first time, the natives rushed out and attacked while the Romans were building it.

The Romans fought them off and during the next days Caesar ordered them to fell all the trees and create a mighty rampart. The enemy retreated into the forest but it began to rain continuously and Caesar’s own army needed shelter, so he ordered them to burn the enemy’s fields and villages and buildings and then led them to winter quarters.

Book 4 Invasions of Germany and Britain (55 BC)

1 to 4: Description of the Suebi, Ubii, Usipetes and Tencteri

This was the year of the consulship of Pompey and Crassus as arranged at the conference of the Triumvirate at Luca.

The Usipetes and Tencteri cross the Rhine into Gaul with many men. They explain they have been pushed out of their own land by the Suebi, the most powerful of the German tribes. The Suebi wear the barest of clothes, bathe in cold rivers, have no agriculture but live by hunting, have tremendous freedom, scorn riding horses with saddles, ban merchants who bring wine and other womanish products.

5 to 15: Operations of Caesar against the Usipetes and Tencteri

Caesar hastens to the area and discovers the Usipetes and Tencteri have pushed aside the local Gauls, destabilising the area. Negotiations with their leaders, who bullishly say they don’t want to attack but will defend themselves if necessary. A few days later they send another deputation talking peace but, as they withdraw, 600 or so of the German cavalry attack the Romans. This surprise attack sees a number of Roman casualties and demoralisation before the main force of the infantry appears and the Germans withdraw.

This treacherous attack gives Caesar the moral advantage and when another deputation comes a few days later he promptly detains them (13) and marches double fast the 8 miles to the German camp which he immediately storms. The warriors are taken by surprise, mixed up with the women and children and all begin to flee back towards the Rhine. Here they are caught in the junction of the Rhine and Moselle and large numbers are killed. The remainder put themselves under Caesar’s protection. In other words, a crushing victory.

[The detaining of the envoys was clearly against the rules of war and Caesar’s enemies fiercely criticised it. A note in the Penguin edition tells us that Cato the Younger called for Caesar to be stripped of his command and handed over to the Germans for punishment. There was no chance of this extreme view being carried out but it is symptomatic of the extremely embattled political situation back in Rome which Caesar’s reports were designed to influence.]

16 to 19: Caesar crosses the Rhine

Caesar is careful to give reasons for crossing the Rhine since he, arguably, shouldn’t have been in Gaul at all and certainly not crossing the Rhine into new country. These are:

  1. To make German tribes less inclined to invade Gaul by making them afraid of the threat in their own lands.
  2. German tribes he’d sent envoys to had cockily said the Rhine was the limit of Roman sovereignty: he wanted to prove them wrong and worry them.
  3. The Ubii, the only German tribe who had made peace with Rome and given hostages, begged him to come over and free them from the oppression of the Suebi.

Detailed description of the engineering involved in building a bridge over the Rhine (17). It takes 10 days from starting to collect the wood to the army crossing over into the territory of the Sugambri. The Sugambri have fled into the forest. Caesar burns all their villages, farms and crops.

He marches into the territory of the Ubii to reconfirm their friendship. The Ubii tell him the Suebi have gathered all their fighting men into a central position in their territory and are awaiting battle. But Caesar’s aim was not to conquer more territory but simply to warn the Germans what was possible to act as a deterrent from them crossing into Gaul. So after 18 days he crossed back over the bridge and had it destroyed behind him.

20 to 36: First expedition to Britain

In invading Britain Caesar was, again, exceeding his authority and so his text emphasises his justifications:

  1. In all campaigns against the Gauls they had received help from the Britons (this seems extremely unlikely and a blatant excuse).
  2. He wanted to spy out the lie of the land, the size of the island, its harbours and resources etc.

Caesar marches into the territory of the Morini, closest to Britain. He sends a ship under Volusenus to do a reconnaissance and, having heard the rumours, the first British tribes send envoys to him offering submission. The Morini themselves send envoys and hostages and submit.

Caesar assembles 80 transports and warships for the infantry and a further 18 for the cavalry. The remainder of the army was to mount operations against the Manippi and resistant factions of the Morini.

The landing was hard. The first place they came to they could see the enemy lining the cliffs and able to throw spears down onto a narrow beach. So they put out again and drifted seven miles or so further down the Channel before beaching again (23).

The Roman army faced real difficulties, for they had to leap off the ships while still in quite deep water, weighed down with heavy arms, get a footing and fight uphill through water. The enemy by contrast was on horses used to the terrain and water, fighting downhill into the struggling Romans.

Caesar ordered the lighter warships to be firmly beached on the right flank of the battle and soldiers use slings, bows and artillery on the enemy flank. This succeeded. While the battle hung in the balance the man holding the eagle of the Tenth Legion declared he was going to do his duty by his general and leapt into the water, thus rallying the others. The battle was scattered and confused but eventually his troops got a foothold and were able to reassert discipline. However, the cavalry ships had not yet set out from Gaul and without his cavalry Caesar wasn’t able to convert repelling the enemy into a victory.

But, the Romans having established a beachhead, the Britons send envoys suing for peace. They admit that when the man Cesar chose as envoy, Commius of the Atrebates, first arrived they had arrested him and put him in chains. Now they humbly apologise for their mistake and promise to send hostages.

Four days later the 18 transports carrying the cavalry set out but are caught in a storm so some turn back, some get lost, some keep out to sea to avoid being shipwrecked. Later that night a storm hits the transports which are anchored. ‘Several ships went to pieces; and the others, by loss of cordage, anchors, and the rest of their tackle, were rendered useless for sailing.’ 12 ships were lost.

Seeing this and calculating that the Romans won’t be able to get reinforcements, the Britons decide to renege on their deal with Caesar and revert to war. Meanwhile Caesar ordered the remaining ships to be repaired with spare parts from the 12 which were wrecked and equipment brought over from Gaul to do this.

Elements of the Seventh Legion were out collecting corn when they were attacked. Caesar took the rest of his troops from their camp and came to their rescue. Caesar makes a point of describing the skilful way the Britons use their chariots.

He fights off the attackers and decides not to escalate the engagement into a full battle but withdraws to the Roman camp. But the Britons had sent messages in all directions and gathered a huge number of armed men. So a second battle takes place which is briefly described – the Romans win, drive the enemy from the field, burn their villages and crops, then withdraw again to their camp.

Next day deputies from the tribes come to sue for peace and Caesar demands they hand over hostages. He orders these to be brought to him on the continent because that evening Caesar sets sail back to Gaul.

37 to 38: Defeat of the rebellious Morini — subjection of the Menapii

One troop of about 300 had landed back in Gaul and were marching to camp when they were attacked by a large contingent of the Morini, who had been at peace with the Romans when Caesar had left Gaul. The Romans formed a square and soon as he heard about it Caesar sent cavalry to relieve them. The combined force beat off the Morini and pursued them, killing many.

Next day Caesar sends his most trusted lieutenant, Titus Labienus, against the Morini. Previously the Morini had retreated to their marshes but it’s been a hot summer and the marshes have all dried up. So they surrendered.

As for Quintus Titurius and Lucius Cotta, the lieutenant-generals who had led legions into the territory of the Menapii, they did not return to Caesar until they had laid waste all the fields of the natives, cut down the corn-crops, and burnt the buildings, because the Menapii had all hidden in their densest forests.

Great deal of wasting and burning, isn’t there? Which has led some modern historians to accuse Caesar of genocide. Some historians have totalled up the number of Gauls killed at over a million, in a land with a population of only a million or so. Arguments about numbers killed or enslaved quickly become highly technical (and Caesar may well have been exaggerating throughout his accounts to big up his achievements) – but you can see their point.

Even the most detached reading of the text begins to weigh you down with the sheer numbers of people killed, the towns razed to the ground, the populations sold into slavery, the villages and all the agricultural land destroyed. As Tacitus has his (probably fictional) Scottish chieftain declare of the Romans, in his account of Gnaeus Julius Agricola’s campaigns in Britain a hundred years later, in the late 70s AD:

‘They make a desert and call it peace.’

When the Senate received Caesar’s dispatches for the year they declare twenty days’ thanksgiving in Rome for his achievements.

Slavery

The usual fate of the inhabitants of a captured town was to be sold into slavery. A great part of Roman war profits came from the sale of people, as well as of property.
(note to page 227 in the Oxford University Press edition)

The practice of slavery among the native Gauls, and what it meant to be sold into slavery by the Romans, and how far towns and peoples would go to avoid such a fate, strike me as being of huge importance in understanding the native societies Caesar was attacking, the fears of those peoples and their motivation in repeatedly rising up against Roman rule.

And yet the issue of slavery is mentioned nowhere in the introductions of either Hammond nor Gardiner. They both go on at length about the well-known political political situation in Rome, which is covered in numerous other books, and yet completely ignore this huge elephant in the room.

Video

A useful video summary of Caesar’s campaigns.


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The Gallic War by Julius Caesar – 1

I’d just bought the Oxford University Press edition of Julius Caesar’s Gallic Wars off Amazon when I walked into my local charity shop and found the old Penguin edition going second-hand for £2. So I snapped it up and am now reading the two editions interchangeably.

The OUP edition (1996)

The OUP edition (1996) is translated and introduced by Carolyn Hammond. She began to put me off almost immediately when, in her preface, she writes:

The subject-matter of The Gallic War is potentially distasteful, even immoral, for the modern reader. The drive to increase territorial holdings, high civilian as well as military casualties, and the predominance of economic motives for organised aggression – all these belong to an accepted norm of international activity in the ancient world, and hence need careful introduction and explanation…

This begs all kinds of questions. For example: Why are you devoting so much time to translating a work which you find ‘distasteful and immoral’? It’s the same question as arose when reading Mary Beard’s history of Rome: Why has an ardent feminist dedicated her life to studying a world of toxic men?

Second problem is Hammond’s assumption that war to increase territory and incur high casualties for economic motives is somehow unique to, and restricted to, the ancient world and so needs ‘careful introduction and explanation’. Really? Had she not heard of the Yugoslav wars or the Congo wars, which were ongoing as her book went to press? Or the Second World War, possibly? Korea, Vietnam, Biafra, Afghanistan. The world always has wars. Not understanding them means you don’t understand the world you live in.

In fact Hammond’s statement that the concept of ‘war’ needs explaining is rather patronising, isn’t it? Her attitude bespeaks a certain kind of academic condescension, a voice from the bosom of woke academia telling people who have bought a book about a famous war that she needs to explain what ‘war’ is, and that some readers might find ‘war’ ‘distasteful, even immoral’. Maybe her edition should have warning stickers on the cover: ‘This book about an eight-year-long war may contain scenes of a violent nature’. Just in case the purchaser of a book titled ‘The Gallic War’ hadn’t figured that out for themselves.

In her introduction Hammond covers a lot of material but in a consistently confused way. She tells the story (which I’ve read so many times I am now heartily sick of it) about Publius Clodius Pulcher being found in Caesar’s house dressed as a woman and trying to infiltrate a women-only religious ritual. She refers to it mainly to lead up to Caesar divorcing his wife and making his ‘famous’ declaration that Caesar’s wife must be above suspicion. But she tells the whole thing in such a cack-handed way that I was left dismayed by her inability to tell a simple story.

Hammond refers to key aspects of ancient Rome, such as the consuls, in an oddly throwaway manner as if we all ought to know about this already. Frequently her prose is, well, questionable:

This was the year of the conspiracy of Catiline. It was also the year in which the sacrosanctity of the people’s tribunes was raised once more, this time through the prosecution of an old man called Rabirius, a prosecution behind which Caesar’s hand was detected. (p.xvi)

a) That last phrase doesn’t inspire confidence in her ability to express herself, does it? b) This is all she tells you about both Catiline and Rabirius. I don’t care about Rabirius but if she’s going to mention the Catiline conspiracy, surely it deserves a decent explanation rather than a nine-word sentence. And why does she write the elaborate and clunky phrase ‘the conspiracy of Catiline’ rather than the more smooth and usual ‘the Cataline conspiracy’.

It feels very much like Hammond has a bullet point list of issues to get through but doesn’t have the space to explain any of them properly, instead cramming them into clunky, broken-backed sentences which shake your confidence in her ability to translate anything by anyone into decent English prose.

As happens with many writers, Hammond’s uncertain grasp of English phrasing reflects a clumsiness in conceptualising the ideas she’s trying to express:

In 60 BC Pompey, Crassus and Caesar formed an unofficial pact which came to be known as the ‘first triumvirate’ (on the analogy of the triumvirate of Anthony, Octavian and Lepidus in 43).

I know what she’s trying to say but it’s badly phrased because it’s badly conceived. The first triumvirate wasn’t formed on the analogy of the second triumvirate because the second triumvirate, quite obviously, hadn’t happened yet; it only happened 17 years later. She means something like, ‘this pact is now referred to as the first triumvirate because the same kind of deal was arranged 17 years later between Anthony, Octavian and Lepidus. Historians came to refer to them as, respectively, the first and second triumvirates’. I see what she’s trying to say, but her phrasing literally doesn’t make sense. Again it feels like a) an item on her checklist which she had to cram in but b) didn’t have the space to explain it more clearly and so ends up doing it clumsily.

It doesn’t exactly inspire confidence in her ability to understand and translate complex content from the Latin if, when given free rein to express herself in English, she produces such mangled ideas and tangled-up sentences.

Hammond’s account of the politicking around the triumvirate ticks it off her checklist but isn’t as clear as Beard, Holland or Scullard. You need to understand what the first triumvirate was: that Caesar brokered a deal between the rivals Crassus and Pompey whereby Crassus used his money to bribe voters and Pompey used his influence in order to pass laws and get decisions they each wanted:

  • Pompey wanted land and money awarded to his veterans who’d returned from his wars in Asia Minor in 62
  • Caesar wanted to be made governor of Gaul where he scented an opportunity to acquire military glory and, thereby, political power
  • and Crassus wanted to be awarded governorship of Syria, from where he planned to launch a military campaign into Armenia and Parthia which would bring him not only glory but troves of Eastern loot

It was a deal between three uneasy rivals to manipulate political elections behind the scenes using Crassus’s money and to ensure they each got their way. They didn’t abolish the tools of the Roman constitution; they took them over for their own purposes. Many contemporaries (for example, Cicero) and later historians took the signing of this pact in 60 BC as the defining moment when the old forms of Roman politics were eclipsed by the power politics and rule of Strong Men which was, after 30 years of increasing instability and civil war, to lead to the rise of the ultimate strong man, Octavian.

It would have been nice to have learned something about ancient Gaul but instead Hammond wastes the last seven pages of her introduction on another tick box exercise, an examination of Caesar’s posthumous reputation and influence. She produces a huge list of European historians and poets, not to mention later generals or theorists of war, who she claims were influenced in one way or another by the great dictator but rattles through them at such high speed with barely a sentence about each that you learn nothing.

How much does it help you understand Caesar’s Gallic Wars to learn that Dante placed Brutus and Cassius in the deepest pit of hell next to Judas Iscariot? Not a whit. This kind of thing should either be done properly or not at all.

In summary Carolyn Hammond’s introduction so put me off her ability to think, instruct or write plain English that I hesitated to even begin her translation.

On the plus side, the OUP edition has one big map of ancient Gaul and five other maps of regions or specific battles, scattered through the text as needed; a 3-page timeline; a 15-page glossary of names; and 21 pages of notes, three times the number in the Penguin edition.

The Penguin edition (1951)

Unlike the OUP edition, the blurb on the back of the Penguin edition (titled The Conquest of Gaul) offers a crisp, useful summary of the subject:

  • Between 58 and 50 BC Julius Caesar conquered most of modern France, Belgium and Switzerland along with parts of Holland and Germany and invaded Britain, twice.
  • Caesar’s texts are an invaluable source for these events.
  • Caesar’s texts are the only narratives written by any military leader from the ancient world about his own campaigns.
  • Caesar’s writings were not disinterested academic histories but part of Caesar’s ongoing campaign for power, designed to promote his achievements and forward his political career with his peers and the Roman people.

Good. Feels like we are among adults. As to the extras, this edition also has a big map of Gaul, plus one of southern Britain and a useful one of the crucial siege of Alesia. It has a 17-page glossary, 8 pages of notes (far fewer than the OUP), but on the plus side, a useful 3-page appendix on the Roman army of Caesar’s day.

The Penguin translation was made by Stanley Alexander Handford (born in 1898) and first published in 1951. It was revised and given a new introduction by Jane Gardner in 1982. It would be a relief to report that it is a model of lucidity but the introduction, alas, also reveals an odd way with the English language. For example:

Political necessity, rather than military or than his personal irreplaceability in command, required that he continue in post.

That adjective, ‘military’, in normal English would require a noun after it. I fully understand that it refers back to the noun ‘necessity’ and can, after a moment’s confusion, be understood that way. But it would be clearer to use a synonym such as ‘need’ or maybe just write ‘Political rather than military necessity…’ And the second ‘than’? Delete it. And then ‘continue’? I understand that this is a subjunctive following the conditional preposition ‘that’ so that it is technically correct. But it is not, nowadays, standard English. We’d probably just say ‘continued’ or make it crystal clear with ‘should continue’:

Political necessity rather than military need or his personal irreplaceability in command required that he continued in his post.

The point is that all three of these dubious elements reflect Latin rather than modern English usage. Instead of spelling out the precise relationships between parts of speech it leaves some implicit in ways which are technically correct but strongly influenced by the highly inflected nature of Latin in which grammatical relationships are shown by changes within words rather than prepositions or word order.

In fact this make the third book in a row I’ve read (A.J. Woodman’s Sallust, Carolyn Hammond’s Gallic War, S.A. Handford’s Conquest of Gaul) in which the English translators struggled in the introduction to write in plain English – before I’d even started reading the translation. Instead all three betray an addiction to Latinate ways of thinking, Latinate ways of forming sentences, and to odd, unenglish phraseology.

Anyway, Gardner’s introduction (once you acclimatise to her occasional Latinate phraseology) is much better than Hammond’s directionless ramble – it is direct, straightforward, factual and clear. She establishes the basic fact that Caesar spent 9 years away from Rome, campaigning in Gaul.

The Roman constitution

She has a good stab at explaining the complicated Roman constitution. Theoretically, legislative and electoral sovereignty was vested in popular assemblies. In practice the state was dominated by the Senate which consisted of 300 or so men who had held any of the four ‘magistracies’ (aedile, quaestor, praetor, consul) which were elected for one-year posts These posts were arranged in the so-called cursus honorem. There were quite a few other posts such as censor or pontifex maximus, and elections to other priesthoods, such as the College of Augurs. Surprisingly, the Senate could not propose legislation: this was proposed (and vetoed) by the ten or so tribunes of the people elected every year.

Marius

Then Gardner recaps the military and political background to Caesar’s career: Caius Marius saved Rome from invasion by Germanic tribes around 100 BC but at the cost of holding seven successive consulships and developing a close relationship with his army which looked to him to provide money and land for veterans. I.e. he created the template for the Strong General which was to bedevil Roman politics for the next 70 years.

After a decade of political disturbance (the 80s) Lucius Cornelius Sulla seized power (82 to 78 BC) and implemented reforms designed to prevent the rise of another strong man.

Pompey and Crassus

But just eight years later most of Sulla’s reforms had been cancelled, mostly in the people’s enthusiasm to award the boy wonder general Gnaeus Pompeius extraordinary powers to prosecute wars against a) the pirates who bedevilled Rome’s overseas trade (67) and b) against King Mithridates of Pontus who was terrorising Asia Minor (66).

Back in Rome, ambitious young Julius Caesar (born 100 BC) attached himself to the richest man in Rome, Marcus Crassus, and they were both associated with an attempt to set up a hugely powerful land reform commission (ultimately rejected).

Their names were also mentioned in connection with the notorious conspiracy by Lucius Sergius Catilina to overthrow the state (the Cataline conspiracy which Hammond refers to in one half-sentence, quoted above) although nothing, in the end, was conclusively proved.

In 62 Pompey returned from the East and, despite everyone’s fears that he might use his loyal army and widespread popularity to mount a coup in the style of Sulla, he disbanded his army and returned to civilian life. He was unhappy, though, to discover that this weakened his power in the state and that his requests to have land granted to his veterans kept being delayed. Meanwhile Marcus Crassus was having various business ventures blocked. And when Caesar returned in 60 BC from service as governor of Further Spain and wanted to be awarded a triumph, this wish also was blocked by the Senate.

The first triumvirate

So the three men, each in their separate ways stymied by the Establishment, came to a shady, behind-the-scenes agreement to advance each other’s ambitions. Pompey got his land reform, Crassus got his business ventures approved, and Caesar got himself elected consul for 59 BC and secured legislation appointing him governor of Cisalpine Gaul (northern Italy) and Illyricum (the east coast of the Adriatic Sea). He then bribed one of the ten tribunes of the plebs to propose a law giving him governorship of Transalpine Gaul, the Roman province along the south coast of France. Both posts started in 58 BC and were to be held for an unprecedented five years, ending on 1 March 54.

This is where the narrative of the Gallic War commences, with Caesar arriving to take up command of his provinces.

Back in Rome

Gardner doesn’t stop there but goes on to describe the political shenanigans in Rome following Caesar’s departure for Gaul. After just one year his political opponents began lobbying for him to be relieved of his command and return to Rome as governors traditionally ought to. But if he did this, Caesar knew he would almost certainly face prosecution by his political enemies. He continued in his command until 56, when the political crisis intensified.

Luca

So he organised a meeting in the summer of that year in Luca, in north Italy (in his governorship of Cisalpine Gaul), attended by Pompey and Crassus and a third of the Senate, at which they recommitted to their pact. As a result:

  1. Caesar’s rule in Gaul was renewed for a further five years.
  2. Crassus and Pompey arranged for themselves to be elected consults in 55 BC and then…
  3. for Pompey to be awarded governorship of Spain which he would, however, administer in absentia while remaining in Rome,
  4. and for Crassus to be given command of an army to be sent to Parthia out East in 54.

Clodius and Milo

Meanwhile, escalating street violence between political gangs led by Titus Annius Milo and Publius Clodius Pulcher led to a breakdown of public order and in 52 BC the senate appointed Pompey sole consul in order to bring peace to the streets.

Should Caesar give up his command?

Gardner then gives a day by day account of the complicated manoeuvres around attempts by his enemies to get Caesar to relinquish his command and return to Rome a private citizen – and by Caesar and his supporters to try to get him elected as a consul, in his absence. The aim of this was so that Caesar could transition seamlessly from military governor to consul, which would guarantee he’d be exempt from prosecution for his alleged misdemeanours in Gaul.

It was this issue – whether he would lay down his governorship of Gaul and whether he would be allowed to stand for consul in his absence – which led to complex manoeuvring, proposal and counter-proposal in the Senate and the failure of which, finally, convinced Caesar that he would only be safe if he returned to Italy with his army.

Crossing the Rubicon

When he crossed the river Rubicon which divided Cisalpine Gaul (which he legitimately ruled) into Italy (where his presence with an army was illegal and a threat to the state) Caesar triggered the civil war with Pompey who, whatever his personal feelings, now found himself the representative of the Senate and the constitution. But this latter part of the story is dealt with in the book by Caesar now known as The Civil War and so it is here that Gardner ends her summary of events.

Gaul and its inhabitants

As with the Hammond edition, I wondered why Gardner was going into so much detail about events in Rome which we can read about elsewhere, but her summary of Roman politics only takes 6 pages before she goes on to write about the actual Gauls:

Rome already controlled the South of France whose major city was the port of Massilia (modern Marseilles), founded by the Greeks around BC. Over the 9 years of his command Caesar was to extend Roman control to all of France, southern Holland, Belgium, Germany west of the Rhine and most of Switzerland.

Caesar grouped the inhabitants of this huge area into three tribal groupings. This was an over-simplification but modern scholars still debate the complex ethnic, cultural and political relationships between the many tribes he mentions in his account. Ethnic and cultural similarities connected peoples living across a huge area of north-west Europe, from Britain to the borders of modern Turkey, but to the Greeks and Romans they were all ‘Gauls’ or ‘Celts’, terms they used interchangeably.

The whole of northern Europe was characterised be ceaseless migrations which had been going on since at least the 4th century BC, when one tribe penetrated deep enough into Italy to sack Rome in 390 BC, an event which left a lasting stain on the Roman psyche and an enduring paranoia about the ‘Gaulish threat’.

This fear had been revived at the end of the 2nd century, from 110 to 100 BC, when the two tribes of the Cimbri and the Teutoni threatened to invade north Italy. It was in order to defeat these enemies that the general Caius Marius was awarded the consulship for an unprecedented run and whose ultimate defeat of the threat made him a popular hero.

As Caesar took up his command at the start of 58 BC some tribes, the Helvetii and the Suebi, were once again on the move, threatening their neighbours and destabilising the Roman province. This was the justification Caesar used for taking aggressive military action against them.

Gardner’s introduction goes on to describe Gaulish culture, the existence of towns and trade, their fondness for Mediterranean wine (France didn’t yet cultivate grapes), their coins and art, the fact that some tribes had evolved beyond kings to elected magistrates and so on. Doubtless this would be dealt with more thoroughly in a more up-to-date history.

Last point to make is that Caesar consistently denigrates the Gaulish character. According to him the Gauls are impulsive, emotional, easily swayed, love change for its own sake, credulous, prone to panic, scatter brained and so on. Caesar links the Gauls’ instability of character to the instability of their tribal politics, where leaders routinely feud among themselves, assassinate each other and so on. (This often seems a bit rich coming from Caesar who was himself subject of the most famous assassination in history, representing a state which was about to collapse into a succession of civil wars.)

Gardner makes the simple point that what amounts to what we nowadays might call a ‘racist’ stereotyping of an entire people is deployed in an all-too-familiar tactic to justify conquering and ‘liberating’ i.e. subjugating them.

The Gallic Wars is a propaganda document: it is a set of commentaries, one for each of the eight campaigning years Caesar was in Gaul which a) justify his military conquests b) promoted his reputation as a spectacularly successful general. Each of the eight books might as well end with the same sentence: “So that’s why you ought to give me a triumph.”

His comments and reflections on Gaul and the Gauls or individual tribes or leaders sometimes strike the reader as reasonably objective and factual. But the fundamentally polemical, propaganda motive is never absent.

Which edition?

I started off reading the OUP edition because it was new and clean, the maps were embedded where they were needed in the text and Hammond’s translation, as far as I could tell, didn’t show any of the oddities of style all-too-apparent when she tries to write in her own name. About a third of the way in I swapped to the Penguin edition for no reason I can put my finger on except its prose style, and the physical object itself, felt older and cosier.

The decline in academic writing for a general audience

Older academics (from the 1950s and 60s) tended to have a broader range of life experience, vocabulary and phrasing. More recent academics, from the 1980s and 90s onwards, tend to have lived narrower academic lives and their use of English is marred by ideas and terms taken from sociology, critical theory and the inevitable woke obsessions (gender and race) which make their prose narrow, cold and technocratic.

Born in 1934, Gardner writes prose which is clear, factual, to the point and more sympatico than Hammond, born a generation later, whose prose is clunky, cluttered and confused, and whose sensitive virtue signalling (war is ‘distasteful, even immoral’) comes over as patronising.

There’s a study to be done about the decline in academic writing for a wide audience, the decline in academics’ ability to reach out and connect with a broader public. Immediately after the war, Allen Lane’s creation of the cheap paperback Penguin Classics was designed to bring the best literature from round the world, and from all of history, to the widest possible audience, accompanied by introductions by experts designed to widen their appeal.

By the turn of the 21st century many of the introductions to classic literature which I regularly read spend more time scolding the reader (or their authors) for not having the correct attitudes to race and gender which are absolutely required on their campuses and in their faculties, than explaining the world of the author and their text.

It gets boring being told off or patronised all the time. So I preferred the old Penguin edition and Jane Gardner’s intelligent, useful and unpatronising introduction. And she’s funny. Right at the end of her introduction she explains:

The glossary has been completely redone and now contains more than twice as many items as the original. There are a few additional notes and also a few changes to some of Handford’s more tendentious judgements. The editor has also seized the opportunity, in writing a new introduction, of being tendentious herself. (page 26)

🙂


Related link

Roman reviews

The life of Julius Caesar by Suetonius (120 AD)

Suetonius

Not much is known about Gaius Suetonius Tranquillus, generally referred to as Suetonius. He was born around 70 AD, probably in a town in modern-day Algeria. He may have taught literature for a while, he seems to have practiced the law. He is recorded as serving on the staff of Pliny the Younger when the latter was governor of Bithynia in north Turkey in 110 to 112 AD. Subsequently he served on the staff of emperors, being in charge of the emperor’s libraries under Trajan and then managing the emperor Hadrian’s correspondence. Pliny describes him as a quiet and studious man devoted to his writing. He wrote The Lives of Illustrious Men, 60 or so biographies of poets, grammarians, orators and historians, almost all of which has been lost (except for short lives of Terence, Virgil and Horace).

The Lives of the Caesars, by contrast, has survived almost in its entirety (it is thought that only some of the opening sections of the first life, Caesar, are missing). As it says on the tin, The Lives of the Caesars includes biographies of the first 12 Roman emperors, being:

  • Julius Caesar
  • Augustus (ruled 31 BC to 14 AD)
  • Tiberius (14 to 37 AD)
  • Gaius (Caligula) (37 to 41)
  • Claudius (41 to 54)
  • Nero (54 to 68)
  • Galba (68 to 69)
  • Otho (69)
  • Vitellius (69)
  • Vespasian (69 to 79)
  • Titus (79 to 81)
  • Domitian (81 to 96)

(It may be worth pointing out that Nero’s suicide in 68 led to a period of anarchy in which a succession of generals seized power. Three of them ruled for only a few months each –Galba from June 68 to January 69; Otho from January to April 69; and Vitellius from April to December 69 – before Vespasian seized power and stabilised the situation, ruling from 69 to 79. Which is why 69 came to be called The Year of Four Emperors.)

Suetonius realised that the genre of biography needed to strike out in a different direction from history, not least because of the overpowering example of Publius Cornelius Tacitus, whose Annals and Histories describe the reigns of the emperors Tiberius, Claudius, Nero and the Year of the Four Emperors. (Taken together, Suetonius and Tacitus are our only major sources for this critical, formative period in the history of the western world.

So Suetonius departed from the strictly chronological approach of the historians, and of his younger contemporary, the biographer Plutarch (46 to 120), and a chose a different method. Suetonius only briefly covers the facts of the lives before moving to more personal, non-political material about his subjects, classified and arranged according to subject matter. Although this sounds dry the result is the opposite; the inclusion of lots of juicy gossip and anecdotes, delivered with a deadpan, non-judgemental expression.

In his introduction to the Penguin edition, the renowned classicist Michael Grant (1914 to 2004) points out that Suetonius’s main contribution to the genre was that he moved away from the traditional eulogistic treatment of dead great men to take a more ‘astringent’ and ‘disenchanted’ view (lovely words).

Above all, he avoids the heavy moralising of earlier writers (Sallust with his heavy moralising and Plutarch with his negative opinion of Caesar, both spring to mind). Suetonius assembles evidence for and against his subjects – then leaves it for the reader to decide.

Penguin still publish the translation they commissioned in the 1950s from the famous novelist and poet Robert Graves, a writer who is just as charming and gossipy as Suetonius (see his wonderful memoir Goodbye To All That).

The Life of Caesar

Just as with Plutarch’s life of Julius Caesar, Suetonius’s life appears to be missing the first section, about the great man’s family and boyhood. Why? Did Augustus suppress them as he is said to have suppressed Caesar’s juvenile writings, in order to manipulate and burnish the legend of his adoptive father?

The Life consists of 89 short sections which fill 40 pages of the Penguin translation.

(1) Aged barely 18, Caesar married Cornelia, daughter of the consul Lucius Cornelius Cinna, of Gaius Marius’s party. The dictator Lucius Cornelius Sulla demanded that Caesar ‘put her away’ i.e. divorce her, but Caesar obstinately refused and had to go into hiding from Sulla’s wrath. Eventually friends of his persuaded Sulla to relent, at which he spoke the much quoted words: “Have your way and take him but bear in mind that the man you are so eager to save will one day deal the death blow to the cause of the aristocracy, which you have joined with me in upholding. There are many Mariuses in this fellow Caesar.”

(2) He went to serve in Asia as aide-de-camp to the provincial governor Marcus Thermus. When sent to  raise a fleet in Bithynia he spent so much time with king Nicomedes that a rumour spread he was having a homosexual relationship with him. [A reputation for philandering was to follow Caesar cf his affair with Cleopatra.]

(3) He was serving another commander in Cilicia (southern Turkey) when the death of Sulla in 78 BC opened up the political scene and he hurried back to Rome, He was offered a place in the revolt of Marcus Lepidus but doubted the latter’s chances and turned it down.

(4) He brought a law suit against Cornelius Dolabella but it failed and to escape the resulting ill feeling he headed off to Rhodes to study under the noted orator Apollonius Molo. But en route he was captured by pirates and held to ransom. When his family and friends coughed up the required amount (50 talents = 12,000 gold pieces) Caesar promptly hired some ships and soldier, tracked down the pirates and had them all crucified. Then continued on to Rhodes to study.

(5) On Caesar’s return to Rome he helped the Assembly undo aspects of Sulla’s constitutional reforms, for example restoring the veto of the tribunes of the plebs.

(6) During his quaestorship in 69 BC he delivered eulogies to his aunt Julia [the one who had married the general and ruler of Rome Gaius Marius] and wife Cornelia, in which he lost no opportunity to remind everyone that his extended family or clan, the Julii, claimed descent from Aeneas and through him to the goddess Venus.

He next married Pompeia but divorced her after the strange (and irritatingly ubiquitous) story about Publius Clodius Pulcher disguising himself as a woman to enter Caesar’s house during the women-only rites for the goddess Bona.

(7) As quaestor he was sent to help govern Spain, In Gades he was seen to sigh on seeing the statue of Alexander the Great, vexed that, at the same age as Alexander when he died, he had done nothing of note. [In Plutarch the same story is told except Caesar bursts into tears.] He had a dream of raping his mother which the soothsayers interpreted as meaning he was destined to conquer the Earth, ‘our Universal Mother’.

(8) He laid down his quaestorship and visited the citizens living beyond the river Po who complained that they weren’t granted full Roman citizenship and might have raised them in revolt had not the authorities brought in fresh legions. In other words, he was an impatient ambitious young man looking for a cause.

(9) He was elected aedile in 65 BC. Suetonius then reports that Caesar conspired with Rome’s richest man, Marcus Licinius Crassus, to overthrow the government, to storm the Senate, massacre as many senators as possible, have Crassus installed as dictator with Caesar his Master of Horse or deputy, and a couple of other conspirators as consuls. Apparently Crassus got cold feet and the plan fell through. Suetonius mentions another conspiracy, with Piso, to raise rebellion in Rome, the Po valley and Spain simultaneously. Suetonius knows these are scandalous accusations and so names three other historians as his authorities. None of this is mentioned in Plutarch.

(10) As aedile Caesar put on spectacular shows. In fact he assembled so many gladiators for public fights that his opponents thought he was going to use them for political violence and rushed through a law limiting the number of gladiators that anyone might keep in Rome.

(11) Ambition. Caesar tried to get control of Egypt by popular vote following the outcry after Pharaoh Ptolemy XII, officially a friend and ally of Rome, was overthrown – but the aristocratic party foiled his attempt. [All this is context for his involvement in Egypt and Cleopatra 20 years later.] In revenge he restored statues of the anti-aristocratic Marius throughout central Rome. He also prosecuted bounty hunters who had brought in the heads of those proscribed under Sulla.

(12) He presided over the trial of Gaius Rabirius.

(13) He won the position of pontifex maximus, getting deeply into debt in order to bribe the people. Suetonius repeats the oft-told story that, on the morning of his election, as he set off to the polls, he told his mother he would return as pontifex or not at all [generally taken to mean he would be in so much debt that if he didn’t win the post, he’d be forced to flee the city.]

(14) The Catiline conspiracy Caesar spoke against the death penalty for the conspirators and swayed most of the Senate till Marcus Porcius Cato (also known as Cato the Younger) stood up and spoke sternly in favour of the death penalty. [A full transcript of these dramatic speeches, albeit probably made up, is given in Sallust’s Cataline’s War.]

Suetonius goes beyond previous accounts in adding the dramatic detail that when Caesar persisted in his call for clemency, a troop of Roman knights threatened him and even drew their swords and made  threatening passes with them so that his friends had to rally round and shield him. Only then did he yield the point, withdraw, and for the rest of the year didn’t revisit the Senate House.

This sounds like an artistic touch, like a deliberate prefigurement of his assassination 20 years later.

(15) On the first day of his praetor­ship he called upon Quintus Catulus to render an account owing to the people touching the restoration of the Capitol, but abandoned it when the aristocratic party of senators, who had been accompanying the newly elected consuls to the Capitol, returned to the Senate building.

(16) He supported Caecilius Metellus, tribune of the commons, in bringing some bills of a highly seditious nature in spite of the veto of his colleagues. Even when the Senate ordered him to cease and desist, he persisted until they threatened him with violence at which point he dismissed his lictors, laid aside his robe of office, and slipped off to his house.

All these stories bespeak the rebellious obstinacy of the man and the turbulence which surrounded him.

(17) He then got into trouble by being named among the accomplices of Catiline by an informer called Lucius Vettius and in the senate by Quintus Curius. Caesar strongly refuted the claims, not least by pointing out how he had alerted Cicero, consul and lead magistrate in Rome, of the conspiracy and so was decisive in getting is quelled. He secured the conviction and imprisonment of both informers.

(18) After securing the governorship of Further Spain he left hastily before formally confirmed in post in order to avoid his, by now, numerous and clamouring creditors. He restored order in the province but returned hastily to Rome to claim a triumph. He also wanted to be consul for the following year and couldn’t do both. After agonising, he entered the city, thus losing the triumph, in order to contest the consulship.

(19) Caesar was elected consul but not with the partner he wanted, as the aristocracy lobbied hard and bribed heavily to ensure that one of their party, Marcus Bibulus, was elected as his partner consul. The optimates then offered him the most trivial and demeaning governorship possible, of ‘woods and pastures’, which in practice meant guarding the mountain-pastures and keeping the woods free from brigands.

Frustrated, Caesar worked behind the scenes to reconcile the most successful general in the land, Pompey, and the richest man, Crassus, to come to a behind the scenes arrangement to share power and secure each other’s aims. This came to be called the First Triumvirate.

(20) As consul Caesar immediately passed a law that the proceedings both of the senate and of the people should day by day be compiled and published. He also revived a by-gone custom, that during the months when he did not have the fasces an orderly should walk before him, while the lictors followed him. He brought forward an agrarian law too and when his partner consul opposed it, drove him from the Senate by force, terrorising him into remaining in his house for the rest of his term.

Caesar had in effect made himself sole ruler. A joke went round that official documents, instead of being signed by the two consuls i.e. “Done in the consul­ship of Bibulus and Caesar” were marked “Done in the consul­ship of Julius and Caesar”. Many a true word spoken in jest. Suetonius gives examples of Caesar’s peremptory behaviour:

  • he divided public land among twenty thousand citizens who had three or more children each
  • when the tax collectors asked for relief, he freed them from a third part of their obligation but warned them from bidding too recklessly for contracts in the future
  • he freely granted to anyone whatever they took it into their heads to ask
  • Cato, who tried to delay proceedings, was dragged from the House by a lictor at Caesar’s command and taken off to prison
  • when Lucius Lucullus was too outspoken in his opposition, he filled him with such fear of malicious prosecution that Lucullus actually fell on his knees before him
  • because Cicero, while pleading in a court case, deplored the times, Caesar transferred the orator’s enemy Publius Clodius that same day from the patricians to the plebeians, something Clodius had vainly been striving for for ages
  • he bribed an informer to declare that he had been encouraged by certain men to murder Pompey, and to name them in public; however, the informer bungled the task and to cover this attempt to incriminate the entire body of his political enemies, Caesar had the would be informant poisoned

(21) As previously discussed, marriage in ancient Rome was an important way of creating political alliances. Caesar now married Calpurnia, daughter of Lucius Piso, who was to succeed him in the consul­ship, and married his own daughter, Julia, to Gnaeus Pompeius, to cement their partnership.

(22) With these influential backers in place Caesar now lobbied to be awarded the governorship of Gaul, not the ‘woods and pastures’, figuring, like so many Roman governors, that it would a an excellent location in which a) to gain military glory b) fleece the natives and grow rich.

At first by the bill of Vatinius he received only Cisalpine Gaul with the addition of Illyricum but then the Senate, fearful that the people would lobby violently, decided to add Gallia Comata as well. Suetonius passes on a juicy anecdote that, later, among friends, he celebrated his success over his enemies and said he would use it to mount on their heads with a pun meaning a) clambering over their heads b) mounting their penises.

When someone insultingly remarked that that would be no easy matter for any woman, he replied in the same vein that Semiramis too had been queen in Syria and the Amazons in days of old had held sway over a great part of Asia.

(23) As soon as his consulship ended some praetors tried to bring legal proceedings against him for misconduct but Caesar managed to bribe his way out of this and thenceforward took pains to be on good terms with all succeeding magistrates, getting them to vow and even sign pledges not to prosecute him.

[This is how Roman politics worked. Academics explain the process of voting for candidates but not enough attention is paid to what appears to be the almost inevitable consequence of office which is someone will try and prosecute you. While canvassing for office candidates had to spend a fortune bribing the voters and, after leaving office, had to spend a fortune bribing succeeding officials not to prosecute them. Forget morality – it was just a crazily unstable system.]

(24) Suetonius has the motivation behind Caesar calling a meeting of the Triumvirate in Luca, in 56, being that Lucius Domitius, candidate for the consul­ship, was threatening to remove him from the generalship of the armies in Gaul. He called Pompey, Crassus and a third of the Senate to head this off and, in exchange for favours to his partners, had his command in Gaul extended by 5 years.

(25) Suetonius summarises Caesar’s 9 years in Gaul:

  • he reduced the entire area to a province and imposed an annual tribute of 40 million sestercii
  • he was the first to build a bridge over the Rhine and attack the Germans on their home turf
  • he invaded Britain, exacting money and hostages

In all this time he suffered only three setbacks:

  • in Britain, where his fleet narrowly escaped destruction in a violent storm
  • in Gaul, when one of his legions was routed at Gergovia
  • on the borders of Germany, when his lieutenants Titurius and Aurunculeius were ambushed and slain

[In fact, by Caesar’s own account, he suffered more close shaves than that.]

(25) After the murder of Clodius the Senate voted for just one consul to hold office and gave it to Pompey. This seems a little garbled. I thought Pompey was awarded sole consulship in light of the ongoing riots between the rival gangs of Clodius and Titus Annius Milo.

Caesar now began lobbying to be awarded the consulship at the moment he relinquished his command in Gaul in 50 BC. He began to campaign lavishly, he:

  • began to build a new forum with his spoils from Gaul
  • announced a massive feast in memory of his daughter
  • he announced massive gladiatorial games and paid for gladiators to be trained
  • he doubled the pay of the legions for all time
  • whenever grain was plenti­ful he distributed it to the people

Populism. When he had put all Pompey’s friends under obligation, as well as the greater part of the Senate, through loans made without interest or at a low rate, he lavished gifts on men of all other classes.

(28) How he curried favour with foreign princes, sending troops or money or hostages as appropriate. He paid for public works for the principle cities throughout the empire. [Plutarch doesn’t make mention of this global campaign. Is it a later inflation of the legend?]

Nonetheless, events moved towards their crisis. The consul Marcus Claudius Marcellus proposed that, since peace was finally established in Gaul, Caesar be relieved of his command but forbidden from standing as consul in that year’s elections. The precise opposite of what Caesar wanted.

(29) The following year Gaius Marcellus, who had succeeded his cousin Marcus as consul, tried the same thing but Caesar by a heavy bribe secured the support of the other consul, Aemilius Paulus, and of Gaius Curio, the most reckless of the tribunes. He proposed a compromise, that he give up eight legions and Transalpine Gaul but be allowed to keep two legions and Cisalpine Gaul until he was elected consul.

(30) At the crisis intensified, Caesar crossed the Alps to Cisalpine Gaul and halted at Ravenna. When the Senate passed a decree that Caesar should disband his army before a given date and the tribunes Mark Antony and Quintus Cassius exercised their privilege and vetoed it, not only did the Senate ignore the veto but hounded the tribunes out of town with the threat of violence.

Why did he cross the Rubicon? Pompey later said it was he couldn’t afford to complete all the great works he’d promised and so wanted a state of disruption. Others said he knew he would be prosecuted for breaking umpteen laws during his first consulship. Cato hugely exacerbated the problem by taking an oath swearing he would impeach Caesar the minute he lay down his command. The simplest reason is he knew he would be tried, found guilty of something and permanently exiled.

(31) The story of how he decided to cross the Rubicon and sent his troops ahead but himself spent all day very publicly around Ravenna and in the evening attended a party, to allay suspicions. Only at the end of the evening did he harness a carriage and race to meet his troops.

(32) As he and his troops hesitated a being of wondrous stature and beauty appeared, snatched a trumpet from one of the soldiers, strode across the river and sounded the war-note with mighty blast from the other side. If only all corporate decisions were made that way.

(33) He harangued the soldiers with tears and tore his tunic and waved his hand around. This latter gave rise to a misunderstanding for he wore his senator’s ring on his left hand and the soldiers who couldn’t hear him thought he was offering them each a fortune to fight for him.

(34) He overran Umbria, Picenum, and Etruria, took prisoner Lucius Domitius, who was holding the town of Corfinium, let him go free, then proceeded along the Adriatic to Brundisium, where Pompey and the consuls had taken refuge. He tried but failed to prevent them sailing in a fleet across to modern day Albania but had no ships of his own to follow, so marched on Rome, taking it. Here he dealt peacefully with his remaining enemies, before setting off for Spain in order to defeat Pompey’s strongest forces, under command of three of his lieutenants – Marcus Petreius, Lucius Afranius, and Marcus Varro – which he did with surprising speed.

(35) Suetonius makes very light indeed of what happened next, describing Caesar’s assembly of a fleet, transport of his army across the Adriatic, the four month siege of Dyrrhachium, then following Pompey’s army into Thrace where he soundly defeated him at the battle of Pharsalum in one sentence. He followed the fleeing Pompey to Egypt where he arrived to discover he had been murdered by Egyptian officers who thought it would please him, and then became embroiled in an inconvenient war, bottled-up in the city of Alexandria. He was eventually triumphant over the army of the pharaoh who fled and was never heard of again, so that Caesar was able to leave Egypt in control of Ptolemy’s sister, Cleopatra.

Then he sums up the separate campaigns in Asia, Africa and Spain thus:

From Alexandria he crossed to Syria, and from there went to Pontus, spurred on by the news that Pharnaces, son of Mithridates the Great, had taken advantage of the situation to make war, and was already flushed with numerous successes; but Caesar vanquished him in a single battle within five days after his arrival and four hours after getting sight of him, often remarking on Pompey’s good luck in gaining his principal fame as a general by victories over such feeble foemen. Then he overcame Scipio and Juba, who were patching up the remnants of their party in Africa, and the sons of Pompey in Spain.

[Suetonius is a man in a hurry. All this is covered in vastly more detail in Caesar’s own account of the War in Alexandria, and whoever wrote the accounts of the campaigns in north Africa and Spain.]

(36) In all the civil wars Caesar suffered not a single disaster except through his lieutenant.

(37) Having ended the wars, he celebrated five triumphs, the first and most splendid was the Gallic triumph, the next the Alexandrian, then the Pontic, after that the African, and finally the Spanish, each differing from the rest in its equipment and display of spoils. He mounted the Capitol by torchlight with forty elephants bearing lamps on his right and his left. In his Pontic triumph he displayed among the show-pieces an inscription with just three words, “I came, I saw, I conquered,” not even bothering to describe the events of the war or the key battle (the battle of Zela, August 47 BC) but emphasising what he himself considered his outstanding quality which was amazing speed, of approach and attack.

(38) As examples of the astonishing liberality of these top leaders, Suetonius states that:

To each and every foot-soldier of his veteran legions he gave 24,000 sesterces by way of booty, over and above the 2,000 apiece which he had paid them at the beginning of the civil strife. He also assigned them lands but was careful not to dispossess any of the former owners. To every man of the people he gave 10 pecks of grain and the same number of pounds of oil plus the 300 sesterces he had promised at first, and 100 apiece because of the delay. He remitted a year’s rent in Rome to tenants who paid 2,000 sesterces or less and in Italy up to 500 sesterces. He added a banquet and a dole of meat, and after his Spanish victory two dinners for everyone.

[The reader is awed by the wealth of these super-rich people, but also at the kind of society in which this was a recognised convention or way of proceeding.]

(39) Having covered the war against Pompey and his heirs with laughable superficiality, Suetonius devotes twice as much space to describing the lavish games Caesar paid for. It is worth quoting at length because its impact derives from its scale.

1. He gave entertainments of diverse kinds: a combat of gladiators and also stage-plays in every ward all over the city, performed too by actors of all languages, as well as races in the circus, athletic contests, and a sham sea-fight. In the gladiatorial contest in the Forum Furius Leptinus, a man of praetorian stock, and Quintus Calpenus, a former senator and pleader at the bar, fought to a finish. A Pyrrhic dance was performed by the sons of the princes of Asia and Bithynia. 2. During the plays Decimus Laberius, a Roman knight, acted a farce of his own composition, and having been presented with five hundred thousand sesterces and a gold ring,​ passed from the stage through the orchestra and took his place in the fourteen rows.​ For the races the circus was lengthened at either end and a broad canal​ was dug all about it; then young men of the highest rank drove four-horse and two-horse chariots and rode pairs of horses, vaulting from one to the other. The game called Troy was performed by two troops, of younger and of older boys. 3. Combats with wild beasts were presented on five successive days, and last of all there was a battle between two opposing armies, in which five hundred foot-soldiers, twenty elephants, and thirty horsemen engaged on each side. To make room for this, the goals were taken down and in their place two camps were pitched over against each other. The athletic competitions lasted for three days in a temporary stadium built for the purpose in the region of the Campus Martius. 4. For the naval battle a pool was dug in the lesser Codeta and there was a contest of ships of two, three, and four banks of oars, belonging to the Tyrian and Egyptian fleets, manned by a large force of fighting men. Such a throng flocked to all these shows from every quarter, that many strangers had to lodge in tents pitched in streets or along the roads, and the press was often such that many were crushed to death, including two senators.

(40) Caesar reformed the calendar, adding a few days to make it last the 365 days of the solar year, with an extra day added every fourth year, such as we still do, 2,000 years later.

(41) He filled the vacancies in the senate, enrolled additional patricians, and increased the number of praetors, aediles, and quaestors, as well as of the minor officials. Half the officials were elected in the old way, half were directly appointed by him.

(42) Details of more of his reforms, including how long citizens were allowed to live overseas, who was allowed to travel. He made a partial attempt to sort out the problem of indebtedness which seems to have been one of Rome’s most enduring social problem. He dissolved all guilds, except those of ancient foundation. He increased the penalties for crimes.

(43) 1. He administered justice with the utmost conscientiousness and strictness. Those convicted of extortion he dismissed from the senatorial order. He imposed duties on foreign wares. He denied the use of litters and the wearing of scarlet robes or pearls to all except those of a designated position and age, and on set days. 2. He enforced the laws against extravagance, setting watchmen in the market to seize and bring to him dainties which were exposed for sale in violation of the law. Sometimes he sent his lictors and soldiers to take from a dining-room any articles which had escaped the vigilance of his watchmen, even if they had already been served to the guests.

(44) Caesar’s grand public schemes involved:

  • to build a temple of Mars bigger than any in existence
  • to build a theatre of vast size, sloping down from the Tarpeian rock
  • to reduce the civil code to fixed limits and the vast, prolix mass of statutes down to only the best and most essential
  • to open to the public the greatest possible libraries of Greek and Latin books
  • to drain the Pontine marshes
  • to build a highway from the Adriatic across the summit of the Apennines as far as the Tiber

Militarily, he planned to check the Dacians, who had poured into Pontus and Thrace then to make war on the Parthians by way of Lesser Armenia.

[Remember I mentioned that Suetonius departed from the basic chronological methodology of his predecessors by adding descriptions of his subjects’ characters by category? Well, sections 45 to about 77 of the Life of Caesar do just that, pausing the (often very superficial) account of Caesar’s life story to look at a range of his qualities or characteristics.]

Before I speak of Caesar’s death, it will not be amiss to describe briefly his personal appearance, his dress, his mode of life, and his character, as well as his conduct in civil and military life.

(45) “He is said to have been tall of stature with a fair complexion, shapely limbs, a somewhat full face, and keen black eyes. Sound of health, except that towards the end he was subject to sudden fainting fits and to nightmare as well. He was twice attacked by the falling sickness​ during his campaigns. 2. He was overnice in the care of his person, being not only carefully trimmed and shaved, but even having superfluous hair plucked out.”

[Hence his reputation, as a young man, of being a dandy.]

“His baldness was a disfigurement which troubled him greatly since he found that it was often the subject of the gibes of his detractors. Because of this he used to comb fhis thin hair forward from the crown of his head. Of all the honours voted him by the senate and people he welcomed none more gladly than the privilege of wearing a laurel wreath at all times since it covered his baldness.”

(46) He is said to have built a country house on his estate at Nemi at great cost but then torn it down because it did not suit him in every particular even though he was, at the time, poor and in debt. It was said that he carried tesselated and mosaic floors about with him on his campaigns [!].

(47) “He was an enthusiastic collector of gems, carvings, statues, and pictures by early artists. Also of slaves of exceptional figure and training at enormous prices, of which he himself was so ashamed that he forbade their entry in his accounts.”

(48) “He was so punctilious in the management of his household that he put his baker in irons for serving him with one kind of bread and his guests with another. He inflicted capital punishment on a favourite freedman for adultery with the wife of a Roman knight, although no complaint was made against him.”

(49) His early ‘friendship with King Nicomedes dogged the rest of his career, giving rise to no end of homophobic quips and insults.

(50) His affairs with women were described as numerous and extravagant. He seduced the wives of many senators and even Pompey’s wife Mucia. “But beyond all others Caesar loved Servilia, the mother of Marcus Brutus, for whom in his first consul­ship he bought a pearl costing six million sesterces.” Some people said that Servilia prostituted her own daughter Tertia to Caesar.

(51) That he behaved the same in Gaul is suggested by one of the many bawdy songs his soldiers sang about him in the Gallic triumph: “Men of Rome, keep close to your consorts, here’s a bald adulterer.”

(52) He had affairs with foreign queens, the most notable of course being Cleopatra. It is said that he would have followed her in a barge up the Nile to Ethiopia but his soldiers rebelled. He lavished her with presents and titles and she bore his son, Caesarion.

The extraordinary suggestion that Helvius Cinna, tribune of the commons, admitted to friends that he had a bill drawn which Caesar had ordered him to propose to the people in his absence, making it lawful for Caesar to marry what wives he wished, and as many as he wished, “for the purpose of begetting children.” [He sounds like an African dictator.]

That he had a bad reputation both for shameless vice and for adultery is suggested by the fact that the elder Curio in one of his speeches called him “every woman’s man and every man’s woman.” [Bisexual and shamelessly promiscuous.]

(53) He drank little, was never drunk, and cared little about food.

(54) In Gaul and Spain he shamelessly sacked towns which had surrendered in order to loot them. At first this was to pay off his monster debts but eventually he accumulated so much god “he didn’t know what to do with it”. In his first consul­ship he stole 3,000 pounds of gold from the Capitol, replacing it with the same weight of gilded bronze. He made alliances and thrones a matter of barter, for he extorted from Ptolemy alone nearly 6,000 talents. Later on he met the heavy expenses of the civil wars, his triumphs and entertainments by the most bare-faced pillage and sacrilegious looting of temples.

(55) Caesar equalled or surpassed both the greatest generals and the greatest orators in history. His prosecution of Dolabella placed him in the first rank of advocates and Cicero asked in his Brutus whether his readers knew of a better speaker than Caesar, of anyone who spoke so wittily with such a wide yet precise vocabulary.

(56) Caesar left memoirs of the Gallic war and the civil war with Pompey. The author of their continuations into a history of the Alexandrian, African, and Spanish Wars is unknown; some think it was Oppius, others Hirtius, who also supplied the final book of the Gallic War.

Cicero thought the accounts were “naked in their simplicity, straightforward yet graceful, stripped of all rhetorical adornment, as of a garment” and obviously written to supply material to others.

The orator, poet, playwright, literary critic, and historian Gaius Asinius Pollio thought they had been left incomplete and that Caesar intended to revise and polish them. Also that they were flawed because Caesar was biased in the description of his own accounts and too readily believed his subordinates’ accounts of their doings.

(57) He was highly skilled in arms and horseman­ship, and of incredible powers of endurance. He moved at incredible speed, sometimes covering 100 miles in a day, sometimes arriving at his destination before the messengers sent to warn of his coming.

(58) He was careful and cautious, about crossing to Britain, about crossing the Rhine, about crossing from Brundisium to Dyrrachium.

(59) No regard for religion ever turned him from any undertaking, or even delayed him.

(60) He joined battle, not only after planning his movements in advance but on a sudden opportunity, often immediately at the end of a march, and sometimes in the foulest weather, when one would least expect him to make a move.

(61) He rode a remarkable horse with feet that were almost human for its hoofs were cloven in such a way as to look like toes. This horse was foaled on his own place and the soothsayers foretold that its master would one day rule the world.

(62) When his army gave way, he often rallied it single-handed, planting himself in the way of the fleeing men and grabbing them one by one and turning them to face the enemy.

(63) He was famous for his presence of mind in a crisis.

(64) “At Alexandria, while assaulting a bridge, he was forced by a sudden sally of the enemy to take to a small skiff. When many others threw themselves into the same boat, he plunged into the sea, and after swimming for 200 paces, got away to the nearest ship, holding up his left hand all the way, so as not to wet some papers which he was carrying, and dragging his cloak after him with his teeth, to keep the enemy from getting it as a trophy.” [This seems to derive the War in Alexandria.]

(65) He valued his soldiers neither for their personal character nor for their fortune, but solely for their prowess, and he treated them with equal strictness and indulgence.

(66) When they were in a panic through reports about the enemy’s numbers, he used to rouse their courage not by denying or discounting the rumours, but by falsely exaggerating the true danger.

(67) He did not take notice of all his soldiers’ offences or punish them by rule, but he kept a sharp look out for deserters and mutineers. This he chastised them most severely, shutting his eyes to other faults.

(68) His men were fantastically loyal to him and looked after each other. When captured they refused to go over to the other side. They fought fanatically.

(69) They did not mutiny once during the ten years of the Gallic war. In the civil wars they did so now and then, but quickly resumed their duty. Caesar discharged the entire ninth legion in disgrace before Placentia, though Pompey was still in the field, reinstating them unwillingly and only after many abject entreaties, while insisting on punishing the ringleaders.

(70) How he handled the Tenth Legion which clamoured to be released from duty and which he humiliated by calling them ‘citizens’, making them beg to be reinstated as citizens again.

(71) His rescue of Masintha, a youth of high birth, against king Hiempsa.

(72) His friends he treated with invariable kindness and consideration.

(73) He readily forgave his enemies including Gaius Memmius, Gaius Calvus and the poet Valerius Catullus.

(74) Even in revenge he was merciful. Suetonius claims that when Caesar tracked down the pirates who had held him captive and had them crucified, he ordered their throats cut first so they didn’t really suffer.

(75) He repeatedly spared the lives of enemies, promoted some to high offices, in battle refused to kill his prisoners when the opposition killed theirs, and so on.

(76) On the other hand, he was intolerably puffed up with pride and accept excessive honours, such as:

  • an uninterrupted consul­ship
  • the dictator­ship for life
  • the censor­ship of public morals
  • the forename Imperator
  • the surname of Father of his Country
  • a statue among those of the kings
  • and a raised couch in the orchestra

He allowed honours to be bestowed on him which were too great for mortal man:

  • a golden throne in the House and on the judgment seat
  • a chariot and litter carrying his image in the procession at the circus
  • temples, altars, and statues beside those of the gods
  • an additional college of the Luperci
  • and the calling of one of the months by his name

He ruled by personal whim appointing officials with total disregard for law and precedent.

(77) A selection of some of his ‘arrogant’ sayings such as that the ‘state’ was a name without a body and that Sulla made a mistake when he lay down his dictatorship.

(78) The event which caused most ill feeling was when the Senate approached him in a body with many highly honorary decrees and Caesar received them before the temple of Venus Genetrix without rising. Some think he was held back by Cornelius Balbus, others that he felt one of his epileptic fits coming on and didn’t dare rise, but the story is widely attested as a prime example of him arrogantly thinking himself above the state.

(79) Kingship The events and rumours which led people to think he seriously aimed at becoming king, the one thing anathema to all Romans:

  • at the Latin Festival someone placed on his statue a laurel wreath with a white fillet tied to it symbolising kingship. When two tribunes ordered that the ribbon be removed from the wreath and the man taken off to prison, Caesar rebuked and deposed them. He claimed this was because he had been robbed of the glory of refusing it but from that time on he could not rid himself of the odium of having aspired to the title of monarch
  • the famous quip, when asked if he wanted to be king, that “I am Caesar and no king”
  • at the feast of the Lupercalia, when Mark Antony several times attempted to place a crown on his head as he spoke from the rostra, he put it aside and at last sent it to the Capitol, to be offered to Jupiter Optimus Maximus
  • reports that he planned to move to Alexandria, taking with him the resources of the state and leaving Rome in the charge of deputies
  • the rumour that at the next meeting of the Senate Lucius Cotta would announce as the decision of the college of fifteen priests that, since it was written in the Sybilline Books that the Parthians could only be conquered only by a king, Caesar should be given that title

(80) Examples of the resentment of the people at Caesar’s adoption of absolute power [Suetonius doesn’t give us details of when he made himself dictator and the powers it gave him]. Thus:

  • when Caesar admitted foreigners into the Senate, a placard was posted telling no-one to point out the way to the Senate House “to a newly made senator”
  • rude verses were made up and sung accusing Caesar of promoting Gauls
  • Caesar appointed Quintus Maximus as consul in his place for three months, but when Quintus was entering the theatre, and his lictor called attention to his arrival in the usual manner, a general shout was raised: “He’s no consul!”
  • someone wrote on the base of Lucius Brutus’ statue, the man who drove the last kings from Rome: “Oh, that you were still alive”

Thus there was widespread popular feeling against Caesar and this encouraged different groups of conspirators to coalesce into one big conspiracy, which eventually totally 60 men. Various times and places were discussed until a meeting of the Senate was called for the Ideas (15) of March and the plan coalesced.

(81) Just as much as Plutarch, Suetonius takes bad omens seriously enough to record them in detail:

  • at Capua settlers in the new colony found in some old tombs a bronze tablet saying that when these bones were moved, a son of Ilium shall be slain at the hands of his kindred and avenged at heavy cost to Italy [son of Ilium because a) that was the Greek name for Troy b) Caesar’s family, the Julii, claimed descent from Aeneas, a prince of Troy]
  • the herds of horses which he had dedicated to the river Rubicon when he crossed it, and had let loose without a keeper, stubbornly refused to graze and wept copiously
  • when Caesar was offering sacrifice, the soothsayer Spurinna warned him to beware of danger, which would come not later than the Ides of March
  • on the day before the Ides of March a little bird called the king-bird flew into the Hall of Pompey with a sprig of laurel, pursued by others of various kinds from the grove hard by, which tore it to pieces in the hall
  • the night before his murder he dreamt now that he was flying above the clouds, now that he was clasping the hand of Jupiter
  • his wife Calpurnia dreamed that the pediment​ of their house fell, and that her husband was stabbed in her arms

Which is why he hesitated to go to the Senate House that morning but Decimus Brutus, who was in on the conspiracy, kept urging him not to let the Senate down, so eventually he left his house and set off. Several people handed him notes warning him of the conspiracy but he merely held onto them without reading.

Finally, it is said that he laughed at Spurinna and calling him a false prophet, because the Ides of March had come and he wasn’t harmed – but Spurinna replied that they had indeed come, but they had not gone.

(82) Description of the precise order of who stabbed him where. Compare and contrast with Plutarch. What always amazes me is that in a such a heavily militarised society where almost every adult male had served in the army, it took 23 stab wounds to kill him. Everyone fled the scene leaving the body and it was left to three slaves to place it on a litter and carry it home to his wife.

The conspirators had intended to drag his body to the Tiber, confiscate his property and revoke his decrees but they forebore through fear of Marcus Antonius the consul, and Lepidus, the master of horse. [Unlike Plutarch’s version where they ran out of the Senate House crying “Liberty! Freedom!”]

(83) Suetonius has Caesar’s will being opened and read at Mark Antony’s house: he allotted three quarters of his fortune to his sisters’ grandson, Gaius Octavius, and Lucius Pinarius and Quintus Pedius to share the remainder. At the end of the will he adopted Gaius Octavius into his family and gave him his name. To the people he left his gardens near the Tiber for their common use and three hundred sesterces to each man.

(84) Suetonius gives a very different account of Caesar’s funeral which omits Antony’s inflammatory reading of the will and displaying the bloody toga to the mob, which infuriated them. Suetonius gives s detailed description of the gilded shrine which was made after the model of the temple of Venus Genetrix, within which was a couch of ivory with coverlets of purple and gold, and at its head a pillar hung with the robe in which he was slain. And that Antony had the decree of the Senate read out by which Caesar was deified, to which he added very few words of his own [unlike Plutarch, where it is Antony’s sustained impassioned speech which rouses the crowd to vengeance.

While his friends debated where the pyre should be lit, in another supernatural moment;

on a sudden two beings​ with swords by their sides and brandishing a pair of darts set fire to it with blazing torches, and at once the throng of bystanders heaped upon it dry branches, the judgment seats with the benches, and whatever else could serve as an offering.

Angels, apparently.

(85) Inflamed with anger the mob ran to set fire to the houses of the conspirators Brutus and Cassius, but were repelled. They came across the harmless poet Helvius Cinna in the street and, mistaking him for the conspirator Cornelius Cinna, tore him to pieces and paraded his head on a spear. [Suetonius doesn’t mention it but it was this incident which persuaded the conspirators to flee Rome, thus handing the city over to their enemy, Mark Antony.]

The people set up in the Forum a solid column of Numidian marble almost twenty feet high and inscribed upon it, “To the Father of his Country.” At the foot of this for years afterwards they made sacrifice, made vows, and settled disputes by an oath in the name of Caesar.

(86) Some of his friends thought Caesar no longer wanted to live due to failing health. This would explain why, despite the mounting rumours and ominous portents, he dismissed the armed bodyguard of Spanish soldiers that formerly attended him and went to the Senate unprotected.

It is reported that he said that it wasn’t for his own sake that he should remain alive – he had long since had his fill of power and glory – it was because if he were killed, the commonwealth would have no peace but be plunged into strife under much worse conditions. Which is precisely what happened.

(87) Everyone agrees Caesar himself had a horror of a long lingering death and wanted one which was sudden and unexpected.

(88) Caesar was 56 when he died and was swiftly deified, not only by a formal decree, but also in the hearts of the common people. At the first of the games which his heir Augustus gave in honour of his apotheosis, a comet shone for seven days in a row.

It was voted that the hall in which he was murdered be walled up, that the Ides of March be called the Day of Parricide, and that a meeting of the Senate should never be called on that day.

(89) Hardly any of his assassins survived him for more than three years or died a natural death. They all perished in various ways — some by shipwreck, some in battle; some took their own lives with the self-same dagger with which they had stabbed Caesar.

Comparisons

In comparison with Plutarch, Suetonius really skimps on the details of both the political intrigue and the military campaigns. Instead you get the character profiling about his horse and haircut and so on in chapters 45 to 77. For the intense debate in the Senate about the Catiline conspirators, read Sallust. For Caesar’s achievements in Gaul read his own account, ditto the civil war with Pompey. Cicero’s letters give a vivid feel of what it felt like living under Caesar’s dictatorship i.e. stifled and numb.

Like Plutarch, like plenty of commentators at the time and ever since, Suetonius seems conflicted in his opinion about Caesar, supplying plenty of evidence that he was an extravagant and arbitrary dictator, but also lamenting the impiety of his murder.


Related link

Roman reviews

The Life of Julius Caesar by Plutarch

Rex’s reservations

The translator of the Penguin edition of Plutarch’s Roman biographies, Rex Warner, offers little one-page introductions before every life.

In this one he points out that, as in the Life of Gnaeus Pompey, Plutarch gives little sense of the fraught and violent politics 60s and 50s BC Rome, nor conveys the issue of street violence and anarchy in pre-war Rome. Also, he is an anti-Caesarian with the result that many of his comments springing from an underlying assumption that Julius planned right from the start of his career to overthrow the constitution.

Caesar’s plan had been laid down from the very beginning. (28)

This leads Plutarch to undervalue the contingency of Julius’s actions. Sure, he was very ambitious, ran up huge debts in order to scale political heights, but up till 60 BC Caesar did nothing which was outside the norms of the constitution. Attributing some deep, fully-worked-out conspiracy to Julius also underplays the way he initially hitched his star to Pompey, by far the more important and impressive figure in the 60s.

Warner ends with a pregnant thought. Plutarch’s simple-minded assumptions that Julius always aimed at one-man rule or monarchy means he neglects discussion of what reforms Julius had in mind to preserve the Republic.

Then again, Warner adds, in his own voice, Julius’s oft-expressed wish, that once peace had been restored in Rome, he would set out to engage the Parthian Empire in the East strongly indicates that Caesar himself had no answer to the political and constitutional problems besetting Rome.

The Life of Caesar

it’s not the longest life of Plutarch’s lives, at 69 ‘chapters’. It starts very abruptly when Lucius Cornelius Sulla seized power in Rome and tried to force Caesar to divorce his wife, Cornelia, because she was the daughter of Sulla’s enemy, Lucius Cornelius Cinna.

This happened in 82 BC when Caesar was, obviously enough, old enough to have been married (the traditional year of his birth is 100 BC so he’d have been 18). Therefore most commentators think the early part of the Life, which would have dealt with his family and boyhood and young manhood before this even, must be missing.

(1) When the text does get going it accurately describes Caesar as the nephew of Sulla’s enemy, Gaius Marius, the saviour of Rome from barbarian invasion at the turn of the century and the man responsible for a root and branch of the Roman army. Julius’s mother’s sister, Julia, had been married to Marius with the result that the old general became, apparently, a kind of father figure or hero to the boy.

When Julius obstinately refuse to divorce his wife at Sulla’s behest, he was forced to go into hiding, in the country of the Sabines, before taking ship for the East to hide out with King Nicomedes in Bithynia. [This account is obviously garbled because we know from other sources that Julius was officially serving under Marcus Thermus, praetor of Asia, 81 to 80 BC, when he was given formal instructions to go to Bithynia to raise a fleet to assist in the siege of Mitylene.]

(2) The kidnap by pirates Plutarch says Julius was captured by pirates near the island Pharmacusa. He was kept captive for 38 day and nonchalantly took part in their sports and games. He wrote poems and speeches and read them to the pirates who didn’t understand them so he called them barbarians and they laughed at his cockiness, as well as when he promised to have them all hanged.

When he was finally released on payment of a ransom by his family, Caesar bought ships, went back to their location and captured them all, taking them to prison in Pergamum. When he went to the praetor governing Asia to seek justice, the latter indicated he fancied their money i.e. would ransom them and set hem free – so Julius went back to the prison and, on his own authority, had them all crucified.

(3) Legend has it that, as Sulla’s power waned, and it became safe for Julius to return to Rome, he stopped off at Rhodes to study under Apollonius the son of Molon, the illustrious rhetorician with the reputation of a worthy character. Cicero was another of his pupils. Julius studied hard and reached the second rank but was content to go no further, preferring to focus on a career as a statesman and general.

(4) In 77 BC i.e. after Sulla’s death in 78, Julius impeached Dolabella for maladministration of his province. Having read a fair number of these texts by now, I’m getting the sense that Roman governors taking bribes, extorting money, imposing extortionate taxes and generally behaving very badly in their governorships was the norm. Anyway, Julius was a successful advocate and won popularity by espousing the popular or populares cause (as had his hero Marius) against the aristocratic optimates. Plutarch drops in the thought that Cicero suspected from the first Julius’s revolutionary intentions.

(5) In 68 BC Julius delivered a splendid encomium on his dead aunt. He won popular applause for the risk step of including image of her dead husband Marius in her funeral procession, as these had been banned under Sulla. Also in 68 his first wife died, and he delivered a funeral oration for her. In 67 he went to Spain as quaestor under Vetus. On his return he married a third wife, Pompeia. He continually spent huge sums of money, when he was curator of the Appian Way restoring it, and when he was elected aedile in 66 eclipsing all his predecessors with expenditure on theatrical performances, processions and public banquets.

(6) Julius hatched a plan to commission numerous busts and memorials to Marius and had them erected on the Capitol one night so the population woke up the next morning to find them everywhere. This was generally popular and revealed the hidden strength of the Marian party. In the Senate the leader of the optimates, Quintus Lutatius Catulus, accused him of undermining the government; but even here his action was broadly approved, and won him more popularity.

(7) In 63 the position of pontifex maximus or chief priest became vacant and Julius campaigned hard for it, against older more notable men. On the day of the vote, as he left his house he told his mother he would either return as high priest or go into exile. [I’ve seen this anecdote repeated in at least modern history books.] He was elected and now a solid cohort of enemies began to fear his rising power and popularity.

The end of 63, November and December, saw the Catiline conspiracy (described at length in my reviews of Plutarch’s life of Cicero and Sallust’s history). Julius played a notable role in the Senate debate about what to do with the conspirators Cicero had caught red-handed. When everyone else was clamouring for their execution, Julius persuasively argued their lives be spared and they be sent under house arrest to safe houses around Italy.

(8) Julius’s speech was very powerful, as we can tell from Sallust’s reconstruction of it, and swayed men who’d previously expressed the opposite view. But it was then solidly opposed by Marcus Porcius Cato and Catulus and the conspirators were led away and promptly garroted.

Plutarch adds the graphic detail that, as Caesar exited the Senate house after the debate, many of the young men who at that time formed a bodyguard for Cicero ran with drawn swords to threaten him, then turned to Cicero for guidance and, when Cicero shook his head, desisted – a vivid example of the way civic life in Rome had descended into the thuggery of armed gangs.

But then, rather rather than condemn this action, Plutarch goes on to criticise Cicero for missing an opportunity to kill Caesar and accuses him of being scared of the people. All of the political leaders were scared, because when the Senate held a debate a few days later which went on longer than usual, a mob gathered outside and called for their hero, threatening to burn the place down if he wouldn’t come out.

It’s not this or that incident which impresses the reader, it’s the sense that late Republican Roman political life was so fraught, that there was so much tension and paranoia.

(9) Introduces us to Publius Clodius Pulcher, the wealthy scoundrel who fancied Julius’s new wife. Plutarch gives the oft-quoted anecdote that Clodius chose to dress up as a woman in order to infiltrate the women-only rites of the goddess Bona which are held once a year in the house of the praetor. Caesar held this position at the time and so, on the night in question, he and all the males had left the house, and it was filled with women celebrating the festival.

(10) And Clodius dressed up as a woman, was let into the house by a maid in on the secret and went looking for Pompeia. But he was caught out by another serving woman who told all the aristocratic women who promptly searched the house, found Clodius hiding and threw him out. Then went home and told all their influential husbands, demanding justice for the goddess and the city.

A tribune indicted Clodius who was brought to trial but the jurors were intimidated by the people who lobbied in his favour. Meanwhile, Julius immediately divorced his wife. When summoned to appear at Clodius’s trial he was asked why he’d done this if he trusted her and he made the famous reply that ‘Caesar’s wife ought to be above suspicion’. Clodius was acquitted by the jurors who spoiled their voting papers.

(11) At the start of 61 Caesar went to Spain to serve as praetor but was only allowed to go after he had paid off at least some of his creditors. He had racked up huge debts and so went to the richest man in Rome, Marcus Licinius Crassus, who agreed to pay them off in return for help with his political projects. It was the start of the informal behind-the-scenes arrangement which, when it added Pompey, became known as the Triumvirate.

Plutarch gives the anecdote about Caesar reading a life of Alexander the Great then bursting into tears. When his friends ask why he replies, ‘Is it not tragic that Alexander had conquered a world of kings and I, at his age [33], have achieved nothing?’

(12) In Spain Caesar conquered tribes and administered justice fairly, in particular restoring fair relations between debtors and creditors. Though he also made a fortune through the usual channels. That’s it on Spain. Skimpy.

(13) On returning to Rome Caesar wanted a triumph but also wanted to stand as consul; the problem was that a general awaiting award of a triumph had to stay outside the city bounds while a man seeking election as a consul had to be inside the city, canvassing. So he asked friends to pass a law saying he could campaign in absentia i.e. staying outside the city waiting for his triumph while his friends campaigned for him. But this was vetoed by Cato the Younger who had found his vocation by opposing anything Caesar wanted. So Caesar abandoned the triumph, entered the city and got himself elected consul (in mid 60 BC). It was now that he negotiated the deal between Crassus and Pompey who had been rivals, to create what later became known as the First Triumvirate.

Plutarch makes it clear he’s one of those who believes this event and this date, 60 BC, to be the pivotal one in the road to civil war, because, without people realising it, they ‘changed the form of government’. Frustratingly, Plutarch doesn’t go into details or explain what he means by that. He’s not a theory guy. He’s a personal anecdote, superstition-loving sentimental guy.

(14) When Caesar took up his consulship at the start of 59, he brought forward laws appropriate for ‘a revolutionary tribune of the people’ i.e. land redistribution. Rebuffed by the optimates in the Senate he went before the popular assembly, flanked by Crassus and Pompey, and was acclaimed for his proposals.

Caesar wed his daughter Julia to Pompey. Then he married Lucius Calpurnius Piso Caesoninus’s daughter, Calpurnia, and got Piso made consul for the following year. Cato railed against this use of marriage alliances to bypass the forms of the constitution, complaining that:

it was intolerable to have the supreme power prostituted by marriage alliances and to see men helping one another to powers and armies and provinces by means of women.

When Caesar’s fellow consul tried to oppose his plans his life was threatened so he locked himself up in his house and daren’t go to the Forum. Pompey filled the Forum with soldiers to force Caesar’s laws through, then got Caesar awarded governorship of Cisalpine Gaul and Illyricum and Transalpine Gaul. (As I know from other sources it was a bit more complicated than that, but Plutarch doesn’t do the complex aspects of events; he is interested in broad-brush, moral points).

So he points out that Caesar was instrumental in getting Cato arrested, in getting the notorious Clodius elected tribune who promptly raised a faction to get Cicero driven out of Italy (Cicero thought it wise to flee in March 58). All this is much more complex than Plutarch’s quick glosses of these events.

(15) Then Plutarch massively changes tack, by commencing to describe Caesar’s career in Gaul and pronouncing him one of the greatest generals of all time. This was because of:

  • the difficulty of the country he fought in
  • the extent of his conquests
  • the number and strength of enemy forces he defeated
  • the savage treacherous nature of the barbarian tribes whose goodwill he won
  • the reasonable and humane way he treated prisoners
  • gifts and acts of kindness to his soldiers
  • fought more battles and killed more of the enemy than any other Roman general

Plutarch gives the wild figures that Caesar took 800 cities by storm, subdued 300 nations, killed one million in battle and took one million prisoners. (In the Life of Pompey chapter 67, Plutarch repeats these figures but says it was 1,000 cities. Maybe these figures are just easy to remember. Maybe they don’t bear any relation to reality but are just lazy statistics.)

(16) Characteristically, rather than analysis, Plutarch gives some tall tales of some random acts of heroism Caesar inspired in some of his men.

(17) Caesar won his men’s admiration and trust by 1. the free and open way he distributed honours and largesse, making it clear he wasn’t keeping it for himself 2. by showing over and over there was no form of danger or hard work he was unwilling to undergo himself.

Plutarch says Caesar was ‘a slightly built man, had a soft white skin, and was subject to headaches and epileptic fits’. He makes a very interesting point: that everywhere he went he was accompanied by a slave who was trained to write from dictation. And that in Gaul he made it a habit to dictate letters to secretaries while all of them were riding on horseback. Is that how he wrote (dictated) his commentaries on the Gallic and Civil wars?

(18) Plutarch summarises Caesar’s campaigns in Gaul i.e. against the migrating Helvetii, crossing the Rhine into Germany to fight Ariovistus (19). Plutarch’s account is like a very brief summary of Caesar’s own Gallic Wars, but with additional details thrown in. Caesar tells us the Germans delayed fighting because their holy women said they should wait till the new moon, but Plutarch adds the detail that the holy women could foretell the future by studying the whirls and eddies in river water and the sound they made. And so Caesar attacked and massacred the tribe of Ariovistus, king of the Suebi.

(20) In the winter of 58/57 Caesar put his troops in winter quarters and returned to Cisalpine Gaul where he spent the winter politicking, receiving political guests, giving them gifts, promising them more. In Plutarch’s view Caesar was taking money from conquered Gauls in order to buy and bribe Romans. Brief though it is, this is a useful insight because Caesar’s own account obviously paints him as punctiliously performing his duty, so Plutarch sheds a whole new light on his activities.

Back to the fighting: Plutarch gives a quick summary of Caesar’s campaigns against the Belgae in the far north who he massacred so much that lakes and deep rivers filled up with bodies. (This, I think, shades into the taste for the extreme and the grotesque which we’ve seen in other Plutarch lives.)

Then a quick paragraph summarising the campaign against the Nervii focusing on the climactic battle which was going against the Romans till Caesar seized a shield and plunged into the thick of the fight, prompting the tenth legion to come to his aid. Result: some 60,000 Nervii dead.

(21) The Senate declared 15 days of public rejoicing. The winter of 57/6 Caesar again spent in north Italy, giving money to clients to buy elections to positions where they could support him. He organised the conference at Luca where the Triumvirate was renewed with a third of the Senate and umpteen other magistrates present. In effect. Caesar, Pompey and Crassus were running the state for their own benefit. They stitched up a deal whereby Pompey and Crassus would be consuls for the following year (55) while Caesar had his command in Gaul renewed for another five years. They had got their fiercest critic, Cato, out of the way, by having him posted as governor of Cyprus in 58.

(22) 55 BC. Brief summary of Caesar’s campaign against the Usipes and Tenteritae who had crossed the Rhine and were rampaging through Gaulish territory. They broke a promise, attacked and massacred his cavalry, so next time they send a deputation Caesar arrested it. As a result his implacable enemy Cato, now returned to Rome after his year in Cyprus, called for Caesar to be handed over to the Germans for oath-breaking. Another jaw-breaking figure: 400,000 Germans are said to have been killed. Caesar built a bridge over the Rhine in a record-breaking 10 days.

(23) Caesar took his legions across the Rhine. The Germans ran away and hid in the forests. Caesar ravaged far and wide. (Plutarch doesn’t mention this but Caesar wanted to take the fight into Germany and intimidate them against invading Gaul again). He ravaged far and wide for 18 days then withdrew his army and dismantled the bridge.

Plutarch gives a very superficial one-paragraph account of Caesar’s two expeditions into Britain (55 and 54 BC). What he adds to Caesar’s account is the fact that Britain was a legendary land and some contemporaries thought it didn’t even exist. In Plutarch’s view he found the inhabitants poor and wretched with nothing worth stealing, whereas Caesar gives an infinitely more detailed account, explaining the many trade links between north Gaul and Britain which exported, among other things, tin, furs and slaves to the continent. Slaves.

(The more you read about the ancient world, the more you get used to the idea that slavery was universal, a universal trade, a universal consequence of the unending wars, the basis of much of the economy [in mines and huge agricultural estates] reaching right into the most intimate spaces and relationships in domestic households [as per the playwrights Plautus and Terence]).

Back in Gaul Caesar received letters from friends telling him his daughter Julia, Pompey’s wife, had died in childbirth in August 54. Many contemporaries immediately worried about what would happen now this important tie between Caesar and Pompey had been severed.

(24) In the winter of 54/53 the whole of Gaul broke out in revolt. Very briefly Plutarch describes how the rebel army under Ambiorix (he calls him Abriorix) massacred the entire army of Caesar’s legates, Quintus Titurius Sabinus and Lucius Aurunculeius Cotta. There followed the prolonged siege of the camp of Quintus Tullius Cicero, the orator’s younger brother who was serving as a staff officer with Caesar’s army.

Plutarch describes how Caesar marched to his aid with a force much smaller than the attackers, lured them away from the siege, built a camp, feigned weakness and fear till the Gauls attacked in their usual haphazard fashion – at which point the Romans sortied out of the camp and defeated them.

(25) Pompey lent him two of his Italian legions and Caesar travelled around the country deploying cohorts and commanders at key locations. All this was leading up to the outbreak of the greatest rebellion of all, in 52 BC, led by Vercingetorix.

(26) Plutarch gives a superficial account of the various tribes which joined Vercingetorix’s revolt and of Caesar’s marching his army through various territories, leading up to a victorious battle.

(27) Vercingetorix retreated to the stronghold of his people at Alesia. Caesar besieged it. But then all the other Gaullish tribes rallied and sent an enormous force against him of 250,000. So Caesar had to build a double row of fortifications, one set facing in, the other facing out.

Very superficially Plutarch describes Caesar’s victory over a) the attackers who melt away, and then b) the eventual surrender of the besieged town. Plutarch doesn’t give any details of the siege but devotes a paragraph to painting the scene of the defeated Vercingetorix riding a horse up to Caesar sitting in his commander’s chair, slowly riding round him, dismounting, stripping off his armour and sitting humbly at Caesar’s feet. Who cares whether this happened or not – it is like a sumptuous Victorian history painting and Plutarch is more of a painter than a historian.

Vercingetorix throws down his arms at the feet of Julius Caesar, September 52 BC, by Lionel Noel Roger (1899) Note the impressive Roman siege tower looming over the smoking ruins of Alesia at top left.

(28) Plutarch gives a rather simple-minded summary of the political situation. When Crassus killed in faraway Parthia in 53, the triumvirate became a duumvirate and the rivalry between Caesar and Pompey to be top dog came out into the open. Plutarch claims that Pompey initially thought Caesar was a toy dependent on him, and only came to fear him too late.

Meanwhile politics in Rome had declined into chaos. Voters were routinely and openly bribed and the venues for voting often ended up covered in blood and bodies. (Oddly, Plutarch nowhere mentions the notorious street gangs of the rivals Publius Clodius Pulcher and Titus Annius Milo which dominate modern accounts of the period).

Intelligent people were already thinking the Republic could no longer function which is why Cato (of all people) made the desperate suggestion that Pompey be made sole consul for a year (52 BC). So Plutarch appears to contradict his own earlier statement about the triumvirate overthrowing the existing order, with this passage demonstrating that the existing order was collapsing from within. The only question was who would step in to run things.

Pompey had his governorship over Spain extended. He had never actually gone to Spain but ruled it through legates while remaining in Italy with four legions at his command. In the days of the Triumvirate this was so he could protect his partners’ interests. Now that Crassus was dead, to Caesar and everyone else it took on a different complexion and looked like Pompey wanted to make himself top dog in Italy.

(29) Caesar asked the Senate for permission to be allowed to stand for a consulship and to have his command in Gaul extended.

Plutarch adds detailed anecdotes to Caesar’s complaints that he had many enemies suggesting that he really did. These included the two consuls, Marcus Claudius Marcellus and Lucius Cornelius Lentulus who, for example, had the inhabitants of Novum Comum, a colony recently established by Caesar in Gaul, deprived of their citizenship. Marcellus had a deputation from Novum Comum beaten with rods and told they weren’t real Romans and told to go back to Gaul and show Caesar their wounds.

These kinds of stories, along with the Clodius-Milo street gangs, the bribery, and the casual violence in the Forum, around the Senate, build up a picture of a state which really needed to be taken in hand and sorted out.

Meanwhile, Caesar used the wealth he’d gained in Gaul to win important supporters and to build striking monuments such as the Basilica Pauli Aemilii in the centre of Rome. Pompey was now alarmed at his power and so supported moves to have Caesar replaced in Gaul. He had tribunes pass a law sending more legions to Syria and asked Caesar to return the legion he’d loaned him a few years before i.e. Caesar lost 2 legions, Pompey none. It wasn’t paranoid of Caesar to see a conspiracy against him in all these actions.

Plutarch adds the interesting detail that these returning legions spread false rumours that Caesar was unpopular with his troops. This encouraged a false sense of security in Pompey, a confidence that he could not only rustle up troops in Italy whenever he wanted but that if Caesar’s troops returned they would all defect to him. This was a catastrophically wrong assumption. Stuck in Rome among politicians, he believed that resolutions passed in the Senate or people’s assemblies meant something, gave him strength when, of course, they were just hot air compared to Caesar’s battle-hardened army.

(30) Yet Caesar’s demands seemed reasonable enough. He suggested both he and Pompey surrendered their commands and put things to a vote of the Senate and people. Curio read out this proposal to the Senate and was applauded. Marcus Antonius (who I’ll refer to by his familiar English name of Mark Antony) was serving as a tribune of the plebs and reads a letter of the same effect to that assembly.

Yet the optimates in the Senate rejected the proposal and Pompey’s father-in-law, the phenomenally aristocratic Quintus Caecilius Metellus Pius Scipio Nasica, counter-proposed that Caesar be declared a public enemy if he did not lay down his command by a specified date, while Pompey would not have to do the same. It was this political impasse which meant there could only be a military solution.

(31) Caesar makes a milder proposal that he give up Transalpine Gaul but maintain governorship of Cisalpine Gaul and Illyricum and just two legions. Cicero was very active in shuttling from one group of supporters to another and Pompey was inclined to accept the figure of 6,000 soldiers left to Caesar. But this was opposed by the consul, Lucius Cornelius Lentulus, who went out of his way to insult Antony and Curio, who he drove out of the Senate with threats of violence. This forced them to disguise themselves and escape Rome in carts.

[So you could argue that the civil war broke out and the Roman republic crashed to an end because Lentulus was an idiot. And Cato, too, who was just as intransigent. There are always people like them, determined to push their principles or their cause beyond the bonds of compromise or expediency required to make democracy work, triggering disasters far worse than anything they claim to be working to prevent.]

Plutarch brings out something which is obscure in Caesar’s account which is that by forcing Antony and Curio flee, Lentulus was depriving them of their right of veto and attacking their constitutional right as tribunes of the plebs. Caesar was to use this point repeatedly in the half dozen or so places where he states his case in the account he wrote of what ensured, The Civil War. Lentulus gifted Caesar a way of expanding the argument from being solely about Caesar’s dignity and rights into a broader one about attacks on the tribunes and the constitution. Idiot Lentulus gifted Caesar a propaganda coup.

(32) With the expulsion of Antony and the declaration of Caesar as a public enemy the political crisis had reached a climax. Plutarch explains how Caesar, realising that a sudden surprise move would be far more effective than some laboriously contrived campaign, decided to act quickly. He gives a characteristically dramatic account of the evening Caesar crossed the Rubicon.

He himself spent the day in public, attending and watching the exercises of gladiators; but a little before evening he bathed and dressed and went into the banqueting hall. Here he held brief converse with those who had been invited to supper, and just as it was getting dark and went away, after addressing courteously most of his guests and bidding them await his return. To a few of his friends, however, he had previously given directions to follow him, not all by the same route, but some by one way and some by another. He himself mounted one of his hired carts and drove at first along another road, then turned towards Ariminum. When he came to the river which separates Cisalpine Gaul from the rest of Italy (it is called the Rubicon), and began to reflect, now that he drew nearer to the fearful step and was agitated by the magnitude of his ventures, he checked his speed. Then, halting in his course, he communed with himself a long time in silence as his resolution wavered back and forth, and his purpose then suffered change after change. For a long time, too, he discussed his perplexities with his friends who were present, among whom was Asinius Pollio, estimating the great evils for all mankind which would follow their passage of the river, and the wide fame of it which they would leave to posterity. But finally, with a sort of passion, as if abandoning calculation and casting himself upon the future, and uttering the phrase with which men usually prelude their plunge into desperate and daring fortunes, “Let the die be cast,” he hastened to cross the river; and going at full speed now for the rest of the time, before daybreak he dashed into Ariminum and took possession of it.​

Great dramatic moment.

(33) Total panic in Rome, among the population and the politicians. Lentulus was roundly criticised by all sides for what his intemperate action had triggered. Once, in a speech to the Senate, Pompey had boasted that all he had to do was stamp his feet and armies would rally to his call. So the senator Favonius shouted at him to stamp his feet now.

In fact Pompey commanded at least 2 legions while Caesar only had one (though he had sent messages to Gaul for the legions there to join him). Pompey might have defeated Caesar if he had marched to confront him straightaway. Instead he let himself be carried away in the panic of the time, declared a state of anarchy and left the city, along with his legions, advising the Senate to follow him.

In Cicero’s letters we read how this single fateful decision lost Pompey huge amounts of goodwill and trust at a stroke.

(34) Plutarch describes how the consuls and Senate abandoned Rome which became like a ship in a storm which has lost its helmsman. Caesar besieged Corfinium. Plutarch supplies a characteristically theatrical anecdote, telling us that the town’s commander, Domitius, took poison provided by his slave but, when he heard of Caesar’s policy of blanket forgiveness to beaten opponents, Domitius bewailed his decision – at which point his slave admitted it wasn’t poison he gave him after all, Domitius was delighted and went out to greet Caesar and hand over Corfinium.

(35) Plutarch very quickly describes how Caesar took other towns and added their garrisons to his. How he marched to confront Pompey who, however, fled to Brundisium on the south-east coast of Italy and took ship for Greece. Caesar, having no ships, could not follow so turned back to Rome, having conquered Italy in 60 day without bloodshed. [Plutarch makes no mention of the elaborate siege of Brundisium, which lasted over a week.]

Entering Rome Caesar addressed what remains of the Senate in calm and reasonable terms and asked them to send envoys to Pompey to negotiate peace, but they refused out of fear. Caesar broke into the state treasury despite the protests of its guardian, Metellus.

(36) Unable to cross the sea to Greece, Caesar secured his rear by marching his army round the coast to Spain, to take on the legions there which were loyal to their commander, Pompey. In two brisk sentences Plutarch gives a flying overview of Caesar’s campaign in Spain i.e. despite hardships he defeated the Pompeian generals Afranius and Varro. [Compare and contrast with the thorough account in Caesar’s own Civil War.]

(37) Back in Rome, Caesar adopted the extraordinary and ad hoc power of ‘dictator’ for just 11 days during which he passed important laws: bringing home exiles, restoring the civic rights of the children of those proscribed by Sulla (a continuation of his restoring the statues of Marius), lowering interest rates to relieve the burdens of the debtor class, and other public-spirited reforms. (According to a note from Warner, Plutarch is wrong, here; Caesar was made dictator while he was still in Massilia en route back to Rome, by a decision of the praetor Marcus Aemilius Lepidus.)

Caesar then resigned the dictatorship, had himself appointed consul and set out for Brundisium again.

He took ship to Greece and captured Oricum and Apollonia. Plutarch devotes a colourful paragraph to imagining the complaints of the legions who have marched all the way from Gaul, moaning about being taken for granted and used like tools.

(38) Plutarch then wastes an entire chapter describing an unlikely escapade in which Caesar decides he has to go back to Brundisium to collect his troops but does so by disguising himself as a slave aboard a merchant vessel which, in the event, is unable to make it from the mouth of the river into the open sea because of tides and wind. [Not very likely and not mentioned in any other source. Moments like this in Plutarch have the feel of fairy tale rather than history.]

(39) Antony arrived from Brundisium with reinforcements but Pompey was well situated and able to receive supplies by land and sea. The complete lack of detail about the campaign in Greece makes you wonder whether Plutarch even had Caesar’s own account as a source. Maybe he was just really bored and fast forwarding through the whole story.

Similarly he doesn’t explain anything about the vital defeat at the battle of Dyrrichium but uses it solely to give an impressionistic portrait of panic-stricken troops. In Plutarch’s account, after this defeat Caesar spent a sleepless night before deciding to leave Pompey by the sea and march inland to attack the army of his father-in-law Scipio (which was marching back from the east to help Pompey).

(40) This looks to Pompey’s people like flight, and rumours spread that Caesar’s men are tired out and starving and that a pestilence has broken out. For these reasons Pompey thought it best to let Caesar’s army wear itself out.

(41) But his squabbling advisers demanded action, and Plutarch singles out Favonius and Afranius who shame Pompey into fighting. Plutarch gives a scrappy half-hearted ‘explanation of how, having taken the town of Gomphi, Caesar was able to provision his army and the availability of wine suddenly cleared up the mystery illness they’d been suffering from.

(42) Both armies come into the plain of Pharsalus, like everyone who something bad is about to happen to, has a prophetic dream. Plutarch follows Caesar in mocking the absurd over-confidence of Pompey’s entourage of politicians. They were so confident of victory that they devoted their energies to squabbling over who would hold which high office when they returned to Rome as victors.

Domitius and [Publius Cornelius Lentulus] Spinther and Scipio disputed earnestly with one another over Caesar’s office of Pontifex Maximus, and many sent agents to Rome to hire and take possession of houses suitable for praetors and consuls, assuming that they would immediately hold these offices after the war.

They are bolstered by the disparity between the armies: Pompey’s 45,000 infantry and 7,000 cavalry against Caesar’s 22,000 and 1,000.

(43) Plutarch describes the omens on Caesar’s side.

  • Caesar told his army that several legions were on their way to join them, and should they wait to share the glory of a great victory? To which they obviously shouted ‘No!’
  • Caesar made a sacrifice and the seers told him it signified a revolution in the current status quo.
  • The night before the battle a fiery torch was seen moving in the sky above their camp which then fell to earth into Pompey’s camp.

On 9 August 48 BC Caesar broke camp and prepared to march for Scotussa.

(44) He was interrupted by his scouts with the surprise news that Pompey had moved his army down into the plain and offered battle. Plutarch summarises the battle lineup of both sides. The anecdote about brave centurion Caius Crastinus.

(45) Plutarch captures the central fact about the Battle of Pharsalus, fought on 8 August 48 BC, which is that, seeing the size of Pompey’s cavalry on his right, Caesar drew a percentage of cohorts from all his other legions and lined them up to create a fourth line on his right.

All Roman armies traditionally fought with three lines of infantry. Caesar’s decision to create a fourth line meant that, as Pompey’s cavalry fought its way through Caesar’s cavalry on the right, it was suddenly surprised by highly motivated infantry which it didn’t expect to find there. Moreover, the infantry had been carefully instructed to thrust their javelins up into the faces of the cavalry who were mostly young men and vain of their looks.

Amazingly, this tactic produced confusion and then flight. With the cavalry in retreat, Caesar’s fourth line then swivelled to attack Pompey’s centre from the rear, which, as a result of the unexpected pressure, began to collapse.

But by this time Pompey had realised the battle was lost and had fled the battlefield at sight of his cavalry in confusion. He sat in his tent until told that the enemy were mounting the walls of his camp, at which point he changed into mufti, took horse and fled the camp through a rear gate.

Plutarch leaves Pompey at that point, telling the reader he will describe Pompey’s flight to Egypt and murder in his Life of Pompey, which he does very well and very movingly.

(46) Caesar was angry and upset when he entered Pompey’s camp. He exclaimed: ‘They made me do this.’ Many of the dead were servants. Most of the defeated soldiers Caesar incorporated into his own army. Caesar was delighted when Marcus Junius Brutus was found and delivered to him alive.

(47) Plutarch lists some of the omens and prophecies of Caesar’s victory. Plutarch devotes a fair amount of time to relishing superstitious signs and omens around all his great men.

(48) Caesar gave the Thessalanians (inhabitants of the broader region around Pharsalis) their freedom, then set off in pursuit of Pompey. He went to Asia where he made Cnidius a free city, and remitted a third of Asia’s taxes.

It was when he arrived in Alexandria that he was presented with the severed head of Pompey by officers of the young pharaoh, Ptolemy, and turned away in disgust. Then ha was given Pompey’s signet ring and wept over it. Presented with Pompey’s companions who accompanied him to the end, Caesar forgave them and accepted them into his side.

He spends more time describing Egyptian politics, well, the slimey character of king Ptolemy’s chamberlain Potheinus. The dead king, Ptolemy Auletes had been declared a ‘friend’ of Rome during Caesar’s consulship in 59 BC. To achieve this he had promised a king’s ransom and Caesar now intended to collect it from his son.

(49) Cleopatra sneaks into the palace wrapped in a sleeping bag carried by her loyal servant Apollodorus the Sicilian. She inveigles her way into Caesar’s affections. At a banquet Caesar’s servant learns that Potheinus and the Egyptian general Achillas are plotting to assassinate Caesar. Caesar has Potheinus killed but Achillas escapes and raises an army which prompts The Alexandrine War, difficult to fight because it is street fighting.

Again, very briefy, Plutarch mentions the Egyptian attempts to cut off the Romans’ water supply, then to cut off supplies by ship, so that Caesar set fire to the ships in the harbour. He moves on to the fight to secure control of the Pharos which controlled entrance to the Great Harbour. The king went over to Achillas, prompting Caesar to a full scale battle, which he won. Then he departed Egypt, leaving Cleopatra as queen. Nine months later she bore his son, Caesarion. It’s all told like that – very fast and superficial. Plutarch is in a real hurry. Maybe he was bored. Maybe he realised he couldn’t compete with Caesar’s own accounts of the Gallic Wars and the Civil War.

(50) Very quickly Plutarch describes Caesar marching against King Pharnaces II of Pontus (June 47 BC), who had driven out the Roman forces and was allying with all the princes and tetrarchs, and defeating him at the battle of Zela. In announcing the swiftness and fierceness of this battle to one of his friends at Rome, Amantius, Caesar wrote three words Veni, vidi, vici – ‘I came, I saw, I conquered’.

BattleOfZela

Caesar’s route from Alexandria to Pontus, 47 BC

(51) Caesar returned to Rome. He arranged to be made consul for the following year, 46. He became unpopular through a series of unfortunate events:

  • his soldiers had mutinied and killed two men of praetorian rank, Galba and Cosconius, but instead of court martialling them he had them demobbed, paid 1,000 drachmas and allotted land in Italy
  • the irresponsible behaviour of the deputy he’d left in Rome, Publius Cornelius Dolabella
  • the greed of Amantius
  • the drunkenness of Antony
  • Corfinius built over and refurnished the house of Pompey on the ground that it was not good enough for him

Caesar would have liked to have acted more firmly against these powerful reprobates, but he needed allies.

(52) Cato and Scipio had escaped to Africa where they’d allied with King Juba. Caesar sailed to Africa via Sicily. There were repeated engagements as Caesar was short of provisions. The Numidian cavalry were quick, Plutarch tells of one occasion when Caesar’s cavalry were dismounted and enjoying an entertainment by a dancer playing the flute when the Numidians attacked, killing many and only Caesar rushing out the camp with infantry saved the day. In another attack Caesar grabbed the standard bearer who was running away, turned him round and pointed him towards the battle.

(53) The Battle of Thapsus 6 April 46 BC. Scipio was feeling confident. Leaving Afranius and Juba in camps of their own he begins building a camp beyond a lake near the city of Thapsus. But while he was still building it Caesar’s army moved with incredible speed, emerging from nearby woods to overpower the soldiers and defeat them, then marching on to also take Afranius and Juba’s camps. In one day he defeated three armies and killed 50,000. Plutarch gives a characteristically anecdotal (and macabre) addition by saying that one tradition says Caesar began to have an epileptic fit as he deployed the forces and victory was overseen by subordinates.

(54) Caesar’s long-time enemy Marcus Porcius Cato was in charge of the city of Utica. Caesar marched there only to find Cato had committed suicide, which vexed him. Plutarch considers whether he would have shown him mercy, as he did Brutus, Cicero and other opponents. Caesar wrote a book called Anti-Cato which suggests not. Then again it was intended as a rebuttal of Cicero’s book in praise of Cato so…

(55) Caesar now returned to Rome where he held an unprecedented four triumphs, and put on lavish public feasts and processions. A census was taken which showed the number listed had dropped from 320,000 to 150,000 indication of the disruption caused by war. [According to Suetonius’s Life of Caesar, this was not a census of all the people, but a revision of the number of poorer citizens entitled to receive allowances of grain from the state.]

(56) Then Caesar set out for Spain to fight the sons of Pompey. [This war certainly drags on, doesn’t it?] It was resolved at the epic Battle of Munda 17 March 45 BC, where Caesar admitted he really had to fight and was nearly defeated. Of the two sons of Pompey the younger escaped, and the head of the elder was brought to Caesar. He held another triumph in Rome to mark this victory in October 45 but it displeased the people. It was one thing conquering other nations, quite another flaunting the killing of Romans.

(57) Caesar has himself declared dictator for life. Senators and tribunes sycophantically competed to lard him with extravagant titles, which further alienated the people. But Caesar impressed by his clemency and forgiveness. There were no proscriptions and blood baths as per Sulla 40 years earlier. Instead he forgave and promoted former enemies, for example, Marcus Junius Brutus and Gaius Cassius Longinus.

Pompey’s statues had been taken down but Caesar had them restored. His friends advised a bodyguard but Caesar insisted the affection of the people was the best protection. He distributed cheap grain and founded colonies for ex-soldiers, notably at the sites of ruined cities of Carthage and Corinth.

As sole rulers go he was, then, a singularly enlightened, fair and public spirited one.

(58) He won over the reluctant nobles (optimates) by promising consulships and praetorships. Plutarch dwells on Caesar’s immense ambition, his determination to outdo all other rulers and even himself. He planned to head east, conquer Parthia, then journey round the Black Sea conquering all the kingdoms, then return through Germany (conquering them) to Gaul, thus a tour of the empire. He planned to dig a canal through the isthmus of Corinth, reroute the Tiber, clear obstacles to shipping along the Italian coast. He was overflowing with plans for public works.

(59) He reformed the calendar.

(60) What made him generally unpopular was the rumour that he wanted to be made king. He denied it. When a crowd cried out Rex Rex, he said, ‘Non Rex sum sed Caesar’ – ‘I am not a king, I am Caesar’ (with a play on the fact that Rex was, improbably enough, a proper name in Rome).

There was the story that the whole Senate traipsed up to him as he sat on the rostrum to award him further honours but instead of getting up he remained seating, very discourteous. Caesar made the excuse that he felt his falling sickness coming on and didn’t want to embarrass himself. The fact that we are arguing about it 2,000 years later shows it struck a nerve.

(61) The story how at the Feast of the Lupercal (15 February) 44 Antony ran into the forum and offered Caesar a diadem, as of a crown. A handful of people clapped but when Caesar pushed it away everyone clapped. Was this a spontaneous event or a carefully contrived plan to test the water.

Then it was discovered that his statues had been decorated with royal diadems. Two tribunes went round tearing these down but Caesar had them arrested and spoke insultingly of them.

  1. Wanting to be king just doesn’t sound like the man you get to know by reading the Gallic Wars and the Civil War. Maybe he had been corrupted into considering kingship by his time in Egypt. But so much of the rest of his behaviour (consulting the Senate, giving pardoned enemies traditional magistracies) militates against wanting sole rule, that it isn’t consistent, it doesn’t make sense.
  2. In the event, the anti-monarchists struck their blow and ended up with another 15 years of civil war before getting someone considerably more monarchical than Caesar.

(62) Plutarch begins to describe the famous conspiracy against Caesar by profiling Brutus and listing the pressure he was put under by colleagues and conspirators to do something decisive, despite the mercy and many favours Caesar had shown him.

(63) Plutarch retales an impressive list of ill omens and prophecies including two different versions of the dream his wife Calpurnia was said to have had the night before his murder, and the prediction of the soothsayer about the Ides of March (which simply means the 15th of March). On that day Calpurnia begged him to delay that morning’s meeting with the Senate and he was swayed and influenced by her obvious distress.

(64) A different Brutus, Decimus Brutus, arrives to accompany Caesar to the Senate where, he tells Caesar, they were planning to vote to make Caesar king of all the provinces outside Rome. [This seems wholly unlikely to me, that either the Senate would offer this or Caesar would consider it). Decimus uses all the arguments he can think of to encourage Caesar to attend, because he is part of the conspiracy.

(65) Stories about a) a slave and b) the philosophy teacher Artemidorus, who both tried to hand Caesar notes warning him not to go, but either couldn’t get through the throng surrounding Caesar or Caesar was too busy to read the note.

(66) Plutarch is clearly trying to create psychological or literary effects, what with his chapter on evil omens, then the chapter on ill-fated attempts to warn Caesar, and now a chapter saying how ‘fated’ it was that the attack took place in one of the new buildings erected by Pompey in the Field of Mars. Poetic justice.

Caesar’s loyal lieutenant, Mark Antony, was a strong threatening man and so the conspirators arranged for him to be detained in conversation outside the Senate House by Brutus Albinus. Caesar entered the senate and was approached by a man named Tillius Cimber with a petition on behalf of his brother in exile. He accompanied Caesar all the way to his seat, and Caesar became thronged with other complainants and was becoming irritated when Tillius pulled down Caesar’s toga, exposing his neck, and that was the sign for the conspirators to stab Caesar.

He was said to receive 23 wounds in all till he lay convulsing at the bottom of a huge statue of Pompey whose base was covered in blood. It’s always seemed strange to me that it took so many dagger thrusts and he still didn’t die immediately but dodged and evaded. When he saw Brutus holding a dagger he is said to have given up resisting and covered his face with his toga.

(67) Brutus stepped back from the warm corpse and gave an eloquent speech to the Senate explaining why they’d done it, but the majority of the senators panicked and ran out, spreading rumours through the city. Rumour spread fast causing panic among the entire population, many running home and locking their doors. Antony and Lepidus went into hiding. Brutus and the chief conspirators walked to the Capitol holding their daggers, to proclaim that ‘liberty’ had been restored.

Next day Brutus made a speech to the people explaining what they had done and why which was greeted in silence. The Senate passed an act of amnesty in a bid to calm things. It was decided he was to be declared a god and no change made to any of the laws he had passed. Brutus and colleagues were given foreign provinces to govern in the usual fashion.

The question is really, not so much what motivated the conspirators, that’s obvious. It’s why the attempts to return to ‘normal’ republican government failed.

(68) It was when Caesars body was displayed in the forum that a great moaning of lamentation went up. And when his will was read it became clear how generous Caesar had been to the entire Roman population. The crowd constructed a funeral pyre from materials to hand and then turned into a mob and ran to attack the houses of the murderers. This mob stumbled across the harmless Caius Helvius Cinna and, mistaking him for one of the conspirators, Lucius Cornelius Cinna, tore him limb from limb.

In other words assassinating the ‘tyrant’ did absolutely nothing to still the street violence which had stained the 50s with blood. This lynching so terrified Brutus, Cassius and the rest that they fled the city. The rest is told in Plutarch’s life of Brutus.

(69) Summary: Caesar was 56 when he was struck down. Plutarch, with his spooky view of the world, is struck by the way that the fate that looked after Caesar in life pursued every one of the conspirators to untimely ends. [But then I realised some time ago that so did the triumvirs, first Crassus, then Pompey, then Caesar, all ignobly murdered with daggers and swords.]

Plutarch likes melodrama, such as the fact that after his side lost the battle of Philippi Cassius killed himself with the same dagger he’d used to kill Caesar. And that a great comet shone over Rome for a week after the murder, and for the entire summer the sun never properly shone but the land was covered in a fog and fruit and vegetables didn’t ripen properly.

And Plutarch ends his life on a spine-chiller: the story of the larger than life ghost – was it of Caesar –which appeared to Brutus on the eve of defeat at Philippi. Scooby, Scooby-doo!

Thoughts

Plutarch’s life of Caesar adds anecdotes and a big dollop of supernatural superstition to the record but skimps on any kind of political analysis and really skips over Caesar’s awesome military record, covering it with superficial speed and half heartedly. I think this is the worst of Plutarch’s lives. Maybe by 100 or so AD when he was writing them, the story was too well known and had been covered by too many other writers, to really engage him.


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Roman reviews

Letters of Cicero edited and translated by L.P. Wilkinson (1966)

This is an old book (published in 1966) containing 196 pages of Cicero’s most interesting letters, selected and translated by L.P. Wilkinson. Wilkinson’s introduction is a bit waffly but conveys the key facts: Marcus Tullius Cicero was born in 106 BC and rose to high office in Rome. Having studied philosophy and oratory in Greece, he went on to become the premiere lawyers and orator of his time. He then rose through the set series of official posts or magistracies (the cursus honorem), attaining the post of consul in 63 BC, aged 43. It was towards the end of that year that he had to deal with the notorious Cataline conspiracy.

After a brief exile in 58, to flee his political enemies, in the later 50s he played a key role in trying to effect a compromise between the partisans of Caesar and Pompey. In 51 he was sent to serve as governor of the province of Cilicia in the south of modern-day Turkey, a post he filled with conspicuous rectitude. But it meant he was absent from Rome as the great political crisis between Caesar and Pompey came to a head.

When civil war broke out in January 49, Cicero agonised about choosing a side and eventually plumped for Pompey, still hoping the latter could become the leader who could restore what Cicero optimistically called the ‘harmony of the orders’, and so followed Pompey and his army when they crossed the Adriatic to Greece. After Caesar decisively defeated Pompey at the battle of Pharsalus in August 48, Cicero returned to Rome, where he reluctantly acquiesced in the dictatorship of Caesar.

It is from this period of withdrawal from political life that date most of his written works, including books about oratory, law, the ideal republic, on the duties of the citizen, the nature of the gods and many more.

After the assassination of Caesar in March 44, Cicero threw himself behind the cause of the dictator’s 18-year-old great-nephew, Octavian, in opposition to the crude and brutal Mark Antony, against whom he wrote several vitriolic diatribes. This proved to be a miscalculation, for only a year later Octavian made peace with Antony to form the Second Triumvirate (along with Lepidus), the three partners drew up lists of political enemies to be ‘proscribed’, and Antony put Cicero at the top of his list of opponents to be killed. And so he was.

Cicero’s correspondence

Cicero’s correspondence is ample but slow to get going. There’s nothing from his youth or young manhood i.e. the 90s, 80s or 70s BC. The first letter dates from 68 BC but between that date and 65 there are only eleven letters. There’s nothing from his early career as a lawyer or his campaign to be elected consul. The latter is a particular shame as his consulship, in the year 63, coincided with the conspiracy of the senator Catiline to overthrow the state, which Cicero was instrumental in uncovering. Cicero was instrumental in rounding up the ringleaders (in Rome; Catiline himself remained at large in Italy) and then took the lead, after a fiery debate in the senate, in executing them. (See Sallust’s Catiline Conspiracy and Plutarch’s Life of Cicero.)

Cicero’s correspondence doesn’t become continuous until the year after his consulship, in 62 BC. But from that year until July 43 (when Cicero was executed on the orders of Mark Anthony) more than 900 letters survive, about 835 by him and 90 addressed to him. Of his own letters, half (416) were addressed to his friend, financial adviser, and publisher, Titus Pomponius Atticus, who he describes as:

my constant ally in public affairs, my confidant in private, my partner in every conversation and project.

He wrote so many letters to Atticus because the latter had (very wisely) withdrawn from Rome altogether to live in Athens. In fact ‘Atticus’ is a nickname referring to Pomponius’s preference for Greek culture. Cicero’s other 419 letters are to a wide range of friends, acquaintances and relatives, some 94 named individuals in all.

It is important to note that Cicero and Atticus were not only friends of long standing (possibly they went to school together) but had the further tie that Cicero’s brother, Quintus Tullius Cicero, was married to Atticus’s sister, Pomponia – although it was an unhappy marriage, something Cicero refers to in some of his letters.

Wilkinson

Wilkinson’s introduction is a bit waffly, generalising about how loveable Cicero is and so on, fondly indulgent of his narcissism as most other commentators are. Wilkinson is much better in the short linking passages which precede each batch of letters, generally only a couple of paragraphs long but in which he briefly explains the historical context of each batch and what we know of the events Cicero is describing, from other sources. These linking passages are concise and fascinating.

In the moment

Cicero’s letters are so interesting for two reasons. I suppose the obvious one is that he was a central, or central-ish, figure in the high politics of the last decades of the Roman Republic. I found it dazzling that he writes letters to, and receives replies from, all the key players – Pompey, Julius Caesar, Mark Antony, Brutus and Octavian.

But he could have done this and the letters still be boring. The real secret of their appeal is Cicero’s immense and eloquent involvement in the politics of his time and because his letters plunge you into the moment. All the histories of late republican Rome which I’ve read, ancient or modern, are written with the benefit of hindsight i.e. they often mix up events with their consequences, giving a sense that events were fore-ordained, fated to happen and are a foregone conclusion, regarding them as done and dusted and fodder for thematic analysis.

Wilkinson’s brief introductions, by contrast, give you a snappy resumé of events up to the moment when the next batch of letters start, and then plunge you into the present of the letters in which none of the characters know what is going to happen next.

And all sway forward on the dangerous flood
Of history, that never sleeps or dies,
And, held one moment, burns the hand. (from To a writer on his birthday by W.H. Auden)

As we read the letters, we are living in the dangerous present, alongside Cicero, sympathising with his efforts to figure out what the hell to do, given the immense press of fast-moving events. As the letters progress, they become more and more dramatic and immersive, and genuinely gripping, as gripping as any thriller.

Political parties?

One thing which surprised me in Wilkinson’s introduction is how confidently he talks about political parties with a capital P – the People’s Party, the Senate Party, the Knights Party. Obviously these were not political parties in the modern sense. All the authorities emphasise this. Instead they were loose and flexible affiliations, generally clustered around powerful individuals, because that was the structure of Roman society at large. The Roman ruling class was based on the notion of rich patrons who were surrounded by a host of ‘clients’, who benefited from their largesse and in return offered services. It was a subtle, complicated, ever-changing flux of relationships – personal, familial, military and political.

Given all this, I was surprised to read Wilkinson very much using the language of ‘parties’ and surprised at how acutely it shed light on events which had been more personalised in other accounts. All the accounts I’ve read tend to focus on individuals and their rivalries and hatreds, for example between Marius and Sulla. But Wilkinson recasts this in terms of ‘parties’.

Thus he sees the rivalry between Gaius Marius and Lucius Cornelius Sulla as not only a fierce personal and professional rivalry (which it undoubtedly was) but as a struggle between the People’s Party of the former and the Senatorial Party of the latter. He explains how Gnaeus Pompey at first appeared to follow in Sulla’s footsteps but, during the 70s, left the Sullan cause and helped pass a series of laws which rolled back all the laws Sulla put in place at the end of the 80s to try and bolster the power of the senate.

Alongside Pompey, was Marcus Licinius Crassus (born 115 BC, so 9 years older than Cicero) the richest man in Rome, who Wilkinson puts at the head of the Equites or Knights, the class of often very rich businessmen who sat, as it were, just beneath the senate in terms of power and prestige.

And coming up on the outside was the young, but poor, and extremely ambitious Julius Caesar, born in 100 BC and so 6 years younger than both Pompey and Cicero. By temperament, and family ties (his aunt had been Marius’s wife) Caesar was the rising star of the People’s Party.

Pompey sponsored a bill which removed control of the juries in trials from the Senate and gave a third of juries to the Equites, thus securing the support of the Knightly Party. And then, after being awarded enormous powers to rid Rome of the pirate scourge 67 BC, Pompey won such overwhelming popularity with the People that he was given huge powers to go east and deal with the ongoing problem of King Mithradates VI of Pontus in 66.

When you see Crassus, Pompey and Caesar as not only extremely ambitious individuals, but as representatives of interest groups or ‘parties’, it makes even more sense that in 60 BC Caesar persuaded the other two to join him in an informal pact to manipulate elections and laws and award each other official positions which suited their interests – the first triumvirate.

Cicero’s initial hopes for Pompey

Wilkinson begins his collection with a letter from Cicero to Pompey, written in 62, the year after Cicero’s consulship (when, as he never stopped reminding people, he claimed to have more or less single-handed saved Rome from overthrow by Catiline and his conspirators).

At this point, before the triumvirate was set up, Cicero was still hero-worshipping Pompey and hoping that he would become an enlightened leader and centre of a circle of intellectuals (such as himself). More importantly that Pompey could straddle the interest groups of the different parties (senate, knights and people) and so effect what Cicero called ‘the harmony of the orders’ i.e. put an end to the continual conflict between the different ‘parties’ and reconcile them to work together for the good of Rome.

Pompey had dramatically demonstrated his dedication to the constitution when, upon returning to Italy from his triumphs in the East, he didn’t march on Rome as Marius and Sulla had done, but simply disbanded his army and returned as a private citizen at the beck of the senate. Good man.

(This first letter establishes a recurring theme of the correspondence which is Cicero’s enormous sense of his own importance. Cicero never loses an opportunity to brag at length how the whole world recognises how he single-handedly saved the state during the Cataline crisis.)

Thus, in this first letter, he expects that, despite his (Pompey’s) recent letter to him (Cicero) being restrained and distant, nonetheless, once he arrives in Rome and learns what a hero Cicero is, he (Pompey) will be all the readier to allow Cicero to consort with him in private and in politics. ‘Once you realise how heroically I saved Rome you will want to hang out with me’.

Timeline of Cicero’s letters

63 BC

Cicero serves as consul. November to December the Catiline conspiracy. After a debate in the Senate a vote was taken choosing to execute the known conspirators and, as a result, Cicero promptly led five of them to Rome’s gaol where they were garrotted without a trial. This prompt but rash action, in a moment of national crisis, was to haunt Cicero for the rest of his life and be used against him by his enemies who claimed it was illegal and itself deserving the death penalty. It was the threat of prosecution for it which sent Cicero into self-imposed exile in March 58. And it helps explain the boastfulness when you realise every time he mentioned it he was also in part exonerating himself, building up his defence with everyone he spoke to or wrote to.

62

First letter to Pompey insisting he ought to take him (Cicero) seriously as the man who saved Rome the year before.

61

January: Long gossipy letter to Atticus mentioned the scandalous affair of Publius Clodius Pulcher impersonating a woman to enter Caesar’s house during a women-only religious ceremony. Bitchy remarks about Pompey. June: Cicero describes the trial of Clodius in colourful terms. Cicero intervened to demolish Clodius’s alibi, thus making a mortal enemy who terrified him into exile three years later. From mid-61 to 58 Cicero missed the help of his brother, Quintus Cicero, who went to serve as governor of Asia Minor.

60

January: Cicero complains to Atticus about not having anyone to trust. June: another letter about Clodius’s ongoing intrigues. He was rumoured to have had incestuous affair with his sister, Clodia, who features in the poetry of Catullus as his beloved ‘Lesbia’. Clodia was married to that year’s consul, Metellus. Cicero says she’s a disgrace and he ‘hates’ her.

Julius Caesar invited Cicero to join with him, Crassus and Pompey in what would become known as the Triumvirate. Cicero declined out of loyalty to the constitution.

59

Julius Caesar takes up office for a year as consul. He brings in a Land Bill for the settlement of his servicemen. He ignored the opposition of the senate and vetos by the tribunes i.e. a clear indication that the triumvirate were going to ignore constitutional checks. Next, the tax collectors got a remission of one third on the price they’d paid to collect taxes in the East, to please their representative, Crassus. As his reward for organising all this, the other two arranged for Caesar to be made governor for 5 years of Cisalpine Gaul, Illyrium and Transalpine Gaul. Caesar also married his young daughter, Julia, to Pompey, in order to cement their political bond. She was 17 and Pompey was 47, but in fact he became devoted to her.

Summer: Cicero writes to Atticus telling him the actions of the triumvirate have created a climate of fear, disgust and universal despair at the loss of political freedoms and the state of ‘general servility’. Cicero tells Atticus how at the gladiatorial shows and the theatre Pompey is hissed and booed. Caesar offers Cicero a job as one of the 20 Land Commissioners deciding which land should be assigned to ex-soldiers, but Cicero realises it’s a trap i.e. will associate him with the regime and lose him the support of ‘loyalists’.

58

The Triumvirate arrange for the patrician Clodius to be adopted into a plebeian family so he could be elected as one of the ten tribunes of the plebs. Clodius introduced laws which benefited them all. Caesar encouraged him to persecute Cicero because the triumvirs feared his continued opposition to them jeopardised their programme.

Thus it was that Clodius was encouraged to propose a law threatening exile to anyone who executed a Roman citizen without a trial. Cicero, having executed members of the Catiline conspiracy four years previously without a formal trial, was the clear target of this proposal. After senators and colleagues failed to offer him the assurances he needed, Cicero wisely departed Italy for Greece. A few days later Clodius put forward another bill formally exiling Cicero and confiscating his property. Cicero’s house on the Palatine Hill was destroyed by Clodius’ supporters, as were his villas in Tusculum and Formiae. On the ruins of the Rome house Clodius had a temple dedicated to Libertas built.

The more dangerous, because principles and unbending, opponent of the triumvirs, Cato, was, via another of Clodius’s proposals, sent as governor to Cyprus to get him out of the way.

[What strikes the casual reader of both the general background and Cicero’s letters is how immensely personalised this all was. It’s as if ‘the state’ only consisted of half a dozen people who make and break friendships like schoolboys in a playground.]

April: a letter to Atticus from Brindisi saying he’d love to come to Athens. A sad and moving letter to his wife, Terentia, who he calls the ‘best and most devoted of wives’. She has stayed behind in Rome to see their houses confiscated etc. Practical arrangements about what to do with their large staff of slaves now they have no house. Love to his wife and daughter (married to Piso) and little son, Marcus.

 57

Caesar has gone to Gaul to take up what would turn into 8 years of successful campaigning (see Caesar’s Gallic Wars). Having created a leader of street gangs and proposer of strident laws in Publius Clodius Pulcher, Pompey found him impossible to control, and begins to lobby for Cicero’s return. Clodius’s gangs riot but Pompey helped set up a rival and opposing gang leader, Titus Annius Milo, and got him elected tribune of the plebs, who proposed a law repealing Cicero’s exile. The start of a five year period of unpredictable street battles between the rival gangs and supporters. For example, on 23 January 57, when Clodius tried to use a force of gladiators to block a move to recall Cicero from exile, Milo arrested Clodius’ gladiators. Milo was subsequently attacked by Clodius’ gangs. Milo attempted to prosecute Clodius for instigating this violence but was unsuccessful. The warfare between Milo and Clodius’s gangs became a feature of Roman life. But meanwhile, with the support of Pompey and that year’s consul, Lenthulus Spinther, Cicero’s exile – which he had spent mostly in Salonika – was ended.

September: letter to Atticus rejoicing at being back in Rome. Far more than that, it celebrates in hyperbolic terms what Cicero describes as widespread celebrations of his return, so that at every city and town he was feted by cheering crowds, received delegations of civic worthies etc. Cheering crowds at the gates of Rome, in the forum, on the Capitol. He is immediately back in the buzz of political life and makes a speech in support of a motion to award Pompey control of the corn supply, seeing as there’s a shortage. Fascinating detail of the way the consuls proposed the law giving Pompey control of the corn supply throughout the empire for 5 years, but then Messius introduced an amendment giving Pompey a fleet and army and complete authority over regional governors. Superpowers. This is evidence for the case that the Republic collapsed not because of a handful of ambitious men, but because it was no longer up to administering such a huge area. Anyway, he also hints that all is not well in his household, first hint of deteriorating relationship with Terentia.

November: description of how a mob led by Clodius knocked down Cicero’s half-rebuilt house then incited them to set fire to Cicero’s brother’s house and then ran amok through the city promising to free slaves who joined them. He describes how on 11 November he and his entourage were proceeding along the Sacred Way when Clodius’s gang appeared and produced stones, clubs and swords so that Cicero et al were forced to take refuge in a friend’s house and barricade themselves in.

Clodius is a one-man evidence for the argument that the collapse of law and order in Rome set the scene for the end of the republic. Cicero describes feeling resentfully jealous of Milo and his complete lack of scruples, Milo openly saying he will murder Clodius if he can (though it would be four more riotous years till he did).

56

February: Letter to his brother Quintus describing the attempted trial of Milo. When Pompey attempted to speak for him, Clodius’s gang erupted in shouts and catcalling, then a near riot broke out and Cicero fled. In the following days there was a meeting of the senate, proposals that the riots amounted to sedition. Cato made a violent speech against Pompey who then stands and makes a measured reply. Cicero makes the shrewdest comment on Cato that I’ve read:

from the highest principles he sometimes does the state harm (p.39)

Pompey confides in Cicero that there is a conspiracy against his (Pompey’s) life. He thinks Crassus is encouraging Cato’s attacks while continuing to fund Clodius’s gangs. Cicero allies himself with Milo and the constitutionalists.

April: a sweet letter to Atticus asking him to send some of his slaves or servants who are expert at book management to help restore his library.

In April 56 Cicero made a career-changing mistake. He still thought he could break up the Triumvirate with a view to restoring traditional senatorial rule. The strategy he chose was to launch an attack on Caesar’s Land Bill, which sequestered land to give to his war veterans. But it had the opposite effect, for Pompey supported Caesar’s measure. Indeed it led to the entrenching of triumvirate power when Caesar called Pompey, Crassus and 120 senators to a meeting at Lucca in his province of Cisalpine Gaul, where the pacts behind the Triumvirate were reconfirmed. They agreed that Caesar’s command in Gaul was to be extended by a further five years, that Pompey and Crassus would be consuls for 55, the former with responsibility for Italy and Spain, but remaining in Italy to keep an eye on Rome while the latter went hunting for glory against the Parthian Empire in the East. He had for some years been complaining about the spinelessness of the ‘nobles’, especially when they failed to stand up to Clodius about his exile. Now his patience snapped and he washed his hands of the senatorial party (‘had they not led me on, then ratted and thrown me over…I must finish with them’), made his peace with the Triumvirate (‘let me endeavour to make friends with those that have power’) and retired from politics, concentrating on his writing (p.55).

May: The famous letter to the historian Lucius Lucceius unashamedly sucking up to him and suggesting he write an historical account of the Catiline conspiracy giving pride of place, of course, to Cicero’s heroic achievements in saving the state! Interestingly, he describes in detail his conviction that a mere chronicle of events is boring; what brings it alive is describing the vicissitudes of fortune, the rise, setbacks and triumphs of individuals. This is interesting in itself but indicates the gulf between the ancient and modern world: what interests us is analysis which is undertaken on the basis of a whole range of modern theories, economic, sociological, political, Marxist along with various schools of psychology. By contrast with the web of sophisticated interpretative theories which modern readers and commentators have at their fingertips, the ancients had just one: Fortune and its impact on the rise and fall of great men.

May: letter to Atticus bemoaning his situation whereby if he speaks out about what is right in politics, he is thought mad; if he agrees with the triumvirate, he is thought servile; if he says nothing, he feels crushed and helpless.

May: letters to Lentulus Spinther who, as consul in 57, supported Cicero’s return from exile and is now governor of Cilicia. Cicero describes how the triumvirate have succeeded in gaining their goals beyond their wildest dreams and how he is being realistic and attaching himself to Pompey. He laments that he once looked forward, after a lifetime of service, to giving independent advice in the Senate. But now that vision and world have disappeared. There is now only a choice between ‘humbly agreeing or disagreeing to no purpose.’ ‘The whole essence of the Senate, law courts and the State in general has changed’ (p.61).

55

Cicero sent his brother, Quintus Tullius Cicero, to join Caesar in Gaul. Caesar repelled an incursion by two Germanic tribes and then made his first expedition to Britain. In November Crassus departed Rome to sail to Asia (Turkey) with a view to heading on to Syria to raise the forces for his ill-fated campaign against the Parthian Empire.

April: letter to Atticus from his country house in Cuma where he laments his impotence in politics but:

The more I am robbed of my relish for material pleasures by the thought of the political situation, the more comfort and recreation I find in literature. (p.61)

September: long letter to Marcus Marius giving descriptions of a festival which the former missed and Cicero says he would have hated, describing the bad plays, terrible acting and excessive props; the grimness of the gladiator games and animal hunts, with a word for how the killing of the elephants elicited not pleasure but horror.

54

Cicero’s brother, Quintus Tullius Cicero, took part in Caesar’s second expedition to Britain, which is referred to in Cicero’s letters to him. Julius Caesar’s daughter, Julia, died, aged just 22, leaving her husband, Pompey, bereft. She had provided an important link between the two men and from this point they began to drift apart. Caesar tried to re-secure Pompey’s support by offering him his great-niece in marriage, but Pompey declined.

Spring: an uneasily sycophantic letter to Julius Caesar recommending a friend and colleague Gaius Trebatius Testa for service in Caesar’s army in Gaul.

June: letter to his brother Quintus Cicero. These letters reveal an effort by Cicero to really ingratiate himself with Caesar, to seek his friendship and approval. He regrets being slow to cultivate Caesar’s friendship and promises his brother he will now speed up. These letters with their record of who he’s recommending to who for what position or post, with whose support or opposition, take us into the network of friendships, family and professional and political obligations, alliances, rivalries and enmities which characterised Rome.

September: a famous letter to his brother describing the building works being done to the latter’s villa at Arce and problems with the builder, Diphilus.

October: fascinating letter to his brother describing progress on his book on politics, The Republic. He had cast it in nine books in the form of discussions between Scipio Africanus and his literary circle in the 120s BC. However, when he had it read out at his house in Tusculum in the presence of (the 32-year-old) Gaius Sallustius Crispus, the latter said it would have much more power if it was set in the present day and had Cicero himself as a speaker. This shook his confidence in his conception and he’s now reconsidering.

December: letter to Gaius Trebatius Testa who, as we saw, Cicero recommended to Caesar to be his legal counsel.

53

In June 53 Marcus Crassus was killed leading Roman legions against the Parthian Empire at the Battle of Carrhae in Syria. (See the description in Plutarch’s Life of Crassus.) The Triumvirate was thus ended and became a duumvirate, with an uneasy peace between Caesar and Pompey lasting for the next four years. Milo made a bid for one of the consulships for 52 while Clodius was standing for the praetorship. Milo had won popular support by staging extravagant games and enjoyed the support of the Optimates but Pompey supported Clodius. Milo and Clodius’s supporters clashed in the streets leading to such a breakdown of order that the elections were declared void.

52

In January 52 Milo and Clodius and their respective entourages met by chance on a provincial road outside Rome and a scuffle turned into a fight during which Clodius was wounded then killed. Clodius’s followers brought his body back to Rome and laid it in the Senate House which, after more rioting, they set fire to and burned down. As a result the Senate elected Pompey as sole consul for that year to restore order. Cicero was pleased that the man who had him exiled was now dead and, when Milo was brought to trial for murder, defended him in a speech which became famous, Pro Milone. True to the spirit of the times, though, Clodius’s supporters made such a racket and surrounded the proceedings in such number that Cicero was intimidated into delivering the speech poorly and it couldn’t be heard (though he took care to have it published soon after). Milo was convicted and sent into exile at Massilia.

Caesar was granted permission to stand for the consulship in his absence, being far away on campaign in Gaul – but a powerful party in the Senate wanted him both stripped of his command in Gaul and prevented from holding office back in Rome. Marcellus specified the date 1 March 50 for when Caesar should be relieved of his role. This was to become the crux which sparked the civil war.

51

May: letter to Atticus complaining about the behaviour of his sister, Pomponia, to her husband i.e. Cicero’s brother, Quintus. ‘I never saw anything so polite as my brother or as rude as your sister’ (p.71).

Before he left for Cilicia Cicero secured Marcus Caelius Rufus, a clever unprincipled young man, to be his eyes and ears in Rome (see section, below).

May: first of Caelius’s letters explaining that he has sub-contracted writing out a really thorough account of all the acts of the senate and the assemblies, plus all stories, rumours, jokes and gossips, to another hand. This is just an accompanying letter with highlights.

June: letter to Atticus en route to Cilica, stopping over at Athens. He has behaved well and prevented his staff using their privileges to requisition or spend excessively. But oh he is not looking forward to this governorship.

June: letter to Gaius Memmius who was the dedicatee of Lucretius’s famous poem On the nature of the universe. It’s in fact a boring letter about the preservation of a building once belonging to Epicurus.

July: a suite of letters telling Atticus about the journey by boat from Athens via various islands to Epidaurus.

August: Caelius writes with news of the debate about the end of Caesar’s command in Gaul.

Cicero writes to Atticus saying his governorship commenced on his arrival in Laodicea on 31 July and he is bored to death. He describes the state of the province of Cilicia, which has been mulcted by his predecessor and Roman tax collectors: on all sides he hears complaints about the amounts demanded and the brutality of his predecessor as governor, Appius Claudius Pulcher, in punishing anyone who objected. As the natives have realised, Cicero is determined to be fair, they flock to him in adulation.

[It’s worth pausing a moment over this Appius Claudius Pulcher (97 to 49) because he’s such a good example of the way family ties were vital in understanding the minutiae of Roman politics and society. Appius Claudius Pulcher was head of the senior line of the most powerful family of the patrician Claudii. The Claudii were one of the five leading families (gentes maiores or ‘Greater Clans’) which had dominated Roman social and political life from the earliest years of the republic. He was also the elder brother of Publius Clodius Pulcher the rabble rouser who was responsible for driving Cicero into exile in 58. In the summer 55 Appius married his younger daughter to Pompey’s eldest son, Gnaeus Pompeius (born c.79 BC), thus ensuring his election to the consulate for the following year. He served as consul in 54, along with Cato’s brother-in-law Lucius Domitius Ahenobarbus. Then he was proconsul for Cilicia for two years, 53 to 51, when Cicero took over. Elected censor in 50 with Caesar’s father-in-law, Lucius Calpurnius Piso Caesoninus (cos.58), Appius was promptly prosecuted for electoral bribery by Cicero’s new son-in-law Publius Cornelius Dolabella. At some stage he had married his other daughter to Marcus Junius Brutus and so Brutus now came to his defence, along with the famous advocate, Quintus Hortensius, and he was acquitted. It’s important to note that Cicero was very cautious and politic both in his letters to Appius and in any comments about him because he knew he would need Appius’s support to be voted the triumph he so dearly hoped for. Thus the byzantine personal relationships of Roman society and politics.]

Letter to Appius laying out how friendly and positive Cicero has been, and reproaching Appius for refusing to meet him, moving to the furthers part of the province and taking the cohorts with him.

There’s a running thread in letters of Caelius to Cicero asking for panthers for the games which, as aedile, he is charged with arranging. Where are my panthers? Just give the orders for them to be captured. Caelius has sent people to arrange their transport back to Rome.

October: Caelius writes to tell Cicero the latest developments in Rome on the issue of whether Caesar can stand for consul in his absence. Caesar wants to do this is so he can pass straight from being commander of the army in Gaul to being consul without a break. If there is a break and he returns to Rome as a private citizen, he knows that his enemies have compiled a list of his alleged misdemeanours in Gaul and will immediately prosecute him, with the very real risk that he will be sent into exile and stripped of citizenship, thus ending his career.

November: letter to Caelius. It always comes as a surprise to realise how military these men are. Thus Cicero gives a detailed account of the military affairs of his province, his various campaigns against enemy peoples and the fact that his writing this letter from a Roman army which he is supervising in the siege of Pindenissus, on Mount Amanus (which he was to take after 57 days). This was the military campaign upon which Cicero was later to base his (repeated) request for a triumph to be held in his honour.

50

Caelius writes to tell Cicero that Appius is being impeached for corruption during his governorship of Cilicia, but that Pompey (whose son is married to Appius’s daughter) is actively supporting him. [Later that year, in August, Cicero learns that his daughter, Tullia, fairly recently widowed, has married Publius Cornelius Dolabella. This placed Cicero in an awkward position because this same Dolabella led the prosecution of Appius for corruption at the same time as Cicero was trying to cosy up to him (Appius).]

February: a long letter to Atticus demonstrating in great detail Cicero’s attempts to be fair to natives in the case of the Roman moneylender Marcus Scaptius who was insisting on repayment of a debt from the people of Salamis on Cyprus at a rate of 48% compound interest. Cicero calls off the moneylenders soldiers, who had been threatening the Salaminians, and remits the interest to 12%.

May: a letter from Cato explaining why he proposed a vote of thanksgiving to Cicero in the Senate to recognise his good governance of Cilicia (p.94).

At the end of July Cicero’s governorship expired, he packed his bags and left Cilicia. But he didn’t reach Italy till November and Rome till January 49. During the second half of the year the political situation in Rome darkened. Various factions were lobbying for Caesar to return from Gaul and surrender his command, some in order that he could take up the consulship, some that he be arrested, or other types of legalistic intervention. The point being that everyone agreed that Caesar’s return would trigger some great crisis.

August: In a series of letters, Caelius gives a running commentary, explaining that the crux is that Pompey insists Caesar cannot take up his consulship until he has given up his army; but Caesar refuses to give up his army because only with it does he feel safe. Caesar has suggested that both he and Pompey give up their armies at the same time, but Pompey refuses. Impasse (pp.97 and 100).

October: Cicero writes to Atticus that he has received letters asking for his support from both Pompey and Caesar. The former he assesses as doing the right thing by the constitution, but the latter has incomparably the stronger army. So what should he do?

A comic note is introduced in the fact that, as the republic slides towards civil war, Cicero’s main concern is fussing to Atticus about lobbying the senate to be awarded a triumph for his campaigns in Cilicia.

Some of the letters describe the moment when Gaius Scribonius Curio went over to active support of Caesar, having been paid an enormous bribe to do so. Curio had been elected tribune and promptly used his veto to block any attempt to recall Caesar or separate him from his army. On 1 December 50 he proposed yet again that Pompey and Caesar lay down their arms simultaneously but it was vetoed by other tribunes. Instead Pompey accepted command of the army in Italy, just as Caesar was heading over the Alps with the army of Gaul. On the day his term of office expired (10 December) Curio went straight to Caesar at Ravenna and urged him to march on Rome. Caesar had his loyal supporter Mark Antony lined up to step into Curio’s shoes as tribune and continue supporting him.

December: At Pompeii Cicero met Pompey who was friendly and supportive of his request for a triumph. Pompey tells him his estrangement from Caesar is complete. In his last letter before civil war breaks out, Cicero laments that they should all have resisted Caesar before he was powerful. Now he is too powerful. But he equally laments that there is no obvious patriotic party in Rome, just different interest groups none of which have the Republic, as such, at heart.

49

In early January, Pompey’s father-in-law, Scipio, proposed to the senate that Caesar be forced to lay down his military command in Gaul. The new tribunes, Mark Antony and Quintus Cassius, tried to use their veto against this but were physically ejected from the Senate. In fear of their lives, they fled Rome and reached Rimini on the north-east coast of Italy on 10 January. On the night of 11 January Caesar led his legions across the little river Rubicon. The significance of this was that the Rubicon formed the border between Cisalpine Gaul, where Caesar legitimately was governor and military commander, and Italy proper, where he was not, and where to lead legions was expressly against the law.

Cicero arrived in Rome after his long, roundabout journey back from Cilicia the next day, on January 12. His letters explode with drama as panic grips Rome and Pompey and his supporters first of all flee Rome to the south-east, then move on to Brundisium which they barricade and fortify, and then depart Italy altogether for north-west Greece.

During these feverish days Cicero sends letters to his faithful freedman and servant, Tyro, with updates on the situation, and to Atticus agonising about what to do. For me what stood out is a sentiment he repeats several times, which is the discovery that ‘on both sides there are people who actually want to fight.’ (p.108) This is the truth that dare not speak its name in liberalism: the college-educated middle class and women want peace; but there is always a significant minority who let themselves get worked up enough to declare peace shameful etc and determine to fight come what may, ‘Death or glory’ etc. Thus the eminently sane, rational and civilised Cicero is bewildered to discover ‘the amazing passion’ which has gripped so many of his acquaintance in Rome.

Very quickly Cicero realises ‘the improvidence and negligence’ of his side, of Pompey, the senate and the consuls, none of whom have made adequate preparations. He realises immediately that it was a fatal mistake for the Pompeians and constitutionalists to abandon Rome.

On 16 February he writes to Pompey himself, saying he is holding the area south of Rome he was tasked with (the senate divided Italy into provinces and assigned governors for the duration of the crisis). But he writes to Atticus fairly certain that Pompey will flee and, sure enough, on 17 March Pompey evacuated his army of 30,000, plus most of the senate, the 2 consuls and tribunes across the Adriatic to Greece. Cicero tells Atticus about a face to face meeting with Caesar who begged him to come to Rome to discuss the issue further. (Persuading Cicero to stay would be a big propaganda coup for Caesar and persuade many other waverers to say and thus validate his regime.)

In April Cicero decided to join Pompey but not because he thought it would save the republic, which he now regards as finished; or because he thought Pompey would win, having displayed such indecision and fear. But in case people think he is ungrateful to the man who helped end his exile.

April: Cicero’s friend Marcus Caelius is on Caesar’s side and writes an impassioned letter warning him not to go over to Pompey, especially at this point when it has become clear Caesar will win. What would be the point?

May: his beloved daughter Tullia had a baby boy, born prematurely. In June he wrote to his wife, Terentia, telling her he is aboard the ship which will take him across the Adriatic to join Pompey, and to go and stay in one of their country houses and so avoid the war areas.

48

During the next few troubled years there are few letters. Having secured the flight of Pompey and his army, Caesar marched all the way to Spain where he defeated all of Pompey’s seven legions and secured the peninsula. In September he returned to Rome and undertook a suite of reforming legislation. In the spring of 48, having built up sufficient fleet, Caesar took his army across the Adriatic and besieged Pompey at Dyrrhachium. Here he suffered a confusing defeat so struck camp and headed east into Greece to relieve pressure on a Caesarian legion facing attack by Pompey’s father-in-law Scipio. Pompey shadowed Caesar and eventually, against his better judgement was persuaded by his camp followers of politicians, to give Caesar battle. He lost the battle of Pharsalus in August 48 and fled to Egypt where he was murdered. Cicero missed Pharsalus having remained ill at a camp on the coast. After the defeat, he opted not to join the hard core Pompeians – Labienus, Cato, Scipio and Pompey’s sons – but returned to Italy where he was grudgingly allowed to stay in Brundisium by Mark Antony who Caesar had appointed his deputy in Rome while he pursued the war in Egypt, Asia and Spain.

November: Cicero writes to Atticus bewailing his fate. How can he secure his return to Rome? He is worried about is family. He doesn’t regret joining Pompey and is upset by his miserable murder.

47

June: To Atticus he says he understands Caesar is in a tight spot in Alexandria. Meanwhile he just wants to be allowed to leave Brundisium, no matter how angry the Caesarians are with him. He is saddened by news of Marcus Caelius Rufus.

Caelius sided with Julius Caesar against Pompey in the civil war, warning Cicero not to align his fortunes with Pompey. In 48 he was rewarded with the office of praetor peregrinus. However, when his proposed program of debt relief was opposed by the senate and he was suspended from office, he joined in a rebellion against Caesar which was quickly crushed and Caelius was killed.

Cicero is troubled by the divorce of his beloved daughter Tullia from Dolabella who turns out to be a swine. If Dolabella divorces her Cicero will get back the dowry he paid for her, which was not inconsiderable.

At the end of 47 Cicero divorced his wife of 30 years, Terentia. He has confirmed that she has been swindling him over money for years, and he is fed up with her bad temper. It’s worth noting she was a true religious believer and devout in her worship of the gods, something Cicero teased her about.

46

After campaigns in Egypt, Asia Minor and Spain, Caesar finally returned to Italy. Here he met with Cicero and formally pardoned him, allowing him to return to Rome. He kept his head down, settled in his country estate at Tusculum, and devoted himself to literature. Many commentators think these among the most momentous years of western civilisation, for in the next three years he produced a series of works which invented philosophical discourse in Latin and popularised to the Romans and, later, for all western civilisation, the ideas of the great Greek philosophers.

In December 47 Caesar crossed to Tunisia to take on the Pompeian forces there. It took till April when he wiped them out at the battle of Thapsus. Cato, the great politician and inflexible moralist, committed suicide at the garrison city of Utica.

Cicero agonises about whether to deliver a eulogy for Cato, who was great but unwise. Any praise will only bring criticism on his head from the Caesarians.

April: letters to Marcus Terentius Varro, the polymath and a prolific author, giving the advice to lie low and study, to live with their books and, if they can no longer advise from the senate, to offer advice from the library and study.

July: five letters to Lucius Papirius Paetus, who has warned him about anti-Cicero gossip in Caesar’s circle, reassuring him that his policy, now that Caesar has triumphed utterly, is to do or say nothing to offend Caesar or his supporters. He discusses the merits of opening a sort of school for student orators, amid jokes about haute cuisine and eating peacocks, the kind of luxury talk Cicero absent from his letters till now. He describes a dinner party with unexpectedly celebrity company (Cytheris, a famous actress) and how, nowadays, deprived of political action and the freedom to speak his mind independently, there’s nothing he enjoys more than dining with friends, addressing his wit to whatever subject crops up and turning grumbling into laughter. In various ways he reformulates the same basic thought: that he is lucky to be alive and that they must obey the powers that be:

What will happen is whatever pleases the powers that be; and power will always be with those that have the arms. We ought therefore to be happy with what we are allowed. (p.139)

[The calendar: throughout 46 and 45 Caesar carried out widespread reforms. The most notable of these was reforming the calendar. Because of the discrepancy between the Roman year of 355 days and the actual solar year of 365.242 days, a large discrepancy had opened up, with the Roman calendar 2 months out of true. Caesar consulted mathematicians and had 67 extra days inserted between November and December 46, gave some of the months extra days to being the total up to 365, and instituted the idea of adding an extra day to the calendar every four years. A reform which survives, in essentials, to this day.]

45

After defeat in north Africa the surviving Pompeians rallies in Spain, under the great survivor Titus Labienus and Pompey’s sons. At the end of 46 Caesar went there with an army and eventually brought them to battle and defeated them at Munda on 17 March 45.

To Cassius he writes a brief letter explaining his new mode of life, explaining that: ‘I am ashamed to be a slave, so I make a show of being busy over other things than politics’ (p.140)

In February his beloved daughter Tullia died, leading to a series of letters from condoling friends, Cicero’s replies, and then his plans to have a permanent shrine built to her.

March: long letter from Servius Sulpicius offering carefully thought through advice on managing his grief. Cicero movingly explains to him that he had lost everything else in life, all his public works and political actions and the law courts, everything, and Tullia was the one good thing left to him and now she is dead.

In all these letters Cicero refers to Caesar rather spookily as ‘he’ by whose patience and generosity they now live, creating the sense of an all-powerful dictator who suffers his subjects to live and a painful sense of having lost his freedom to say and do whatever he wants. Against this backdrop it is striking to have a letter (March) addressed directly to Caesar and recommending to his service a young man named Precilius.

More correspondence with Atticus about buying the land and paying for a mausoleum to be erected to Tullia. Then (May) he has clearly published a eulogy to Cato because he writes about the invective against Cato written by Caesar. He doesn’t give a summary or even any of the arguments, which is irritating because the invective has disappeared, but then Cicero’s letters contain almost nothing about the content of his or anyone else’s writings, a big omission.

May: Atticus seems to have suggested Cicero write a letter to Caesar full of advice but Cicero says he can’t bring himself to; not out of shame, although he is ashamed to be still alive, but because he can’t find anything to say. ‘I would rather he regretted my not writing than disapproved of what I wrote…’

June: a letter to Atticus about some of the philosophical discourses he’s working on and, as usual, he doesn’t discuss the philosophy at all, but just the mechanics of the writing, namely who to dedicate the work to (he is dedicating his dialogue On Aims to Brutus, as Atticus has advised) and swapping round the names of some of the characters who appear in other dialogues, to please figures like Varro, Catulus and Lucullus.

July: this theme continues in a letter he writes to Varro accompanying a copy of his dialogue, the Academica, explaining that he has cast him, Varro, as one of the chief speakers, himself (Cicero) one of the others. As usual there is no indication whatsoever of the content, the subject matter or the actual arguments.

July: he tells Atticus he attended a triumph given to Caesar in Rome, where the dictator’s statue was next to Victory’s. He had been nerving himself to write some kind of official letter of advice to Caesar, such as ought to come from such a distinguished statesman, but seeing this procession put him off.

December: Cicero describes to Atticus that Caesar came and stayed in person at one of his country homes. The throng was immense – he brought 2,000 soldiers! But Caesar was affable and polite, did some administrative work, walked along the seashore, had a bath and at heartily a well prepared meal. They kept off politics and discussed literature so nothing unwise was said and Cicero didn’t offend his guest and so the whole visit passed off without embarrassment. But he wouldn’t like it to happen again.

December: a letter to Manius Curius describing the scandalous incident whereby on the last day of the year, the sitting consul Quintus Maximus died in the morning and, hearing this, Caesar gave the consulship for the remainder of the year i.e. for the afternoon and evening, to a friend Gaius Caninius Rebilus. This allows Cicero to make a few weak jokes, such as: During Caninius’s consulship no-one had lunch. And: Such was Caninius’s vigilance that during his entire consulship he didn’t sleep a wink! But he declares himself sickened by Caesar’s contemptuous, offhand treatment of the great offices of state.

[Personally I find this attitude a little hard to credit and to sympathise with. It would make sense if the republic whose loss Cicero laments had been a Scandiniavian style paradise of social democracy. But even a reading of his letters indicates the political instability sometimes descending to chaos of the previous two decades, from the Catiline conspiracy through to the violent street fighting between Clodius and Milo’s gangs in the late 50s, with politicians routinely attacked in the street and fleeing for their lives. To a very senior political figure like Cicero ‘freedom’ might have a particular meaning, namely that he could speak out and play a role in the senate. But the reader suspects that to many ordinary Romans, peace and stability was more important than ‘freedoms’ none of them enjoyed, and that’s without mentioning the up to 20% of the population who were slaves. Persuasive though Cicero’s self pity can be, this is essentially rich man’s discourse.]

44

Caesar’s assassination on 15 March in a meeting of the senate came as a great shock to Cicero. Although the conspirators ran out of the building waving their bloodsoaked daggers and shouting Cicero’s name (!) he was not approached to join the conspiracy and was, apparently, as surprised as everyone else. There is a gap around the event itself and the first letter we have is from 7 April, 3 weeks later.

[To my surprise he describes the assassins – or liberatores as they liked to style themselves – as ‘heroes’ who have behaved ‘most gloriously and magnificently’. He says the assassination ‘consoles’ him (p.160). At the same time the impression his letters give is of chaos in domestic politics, as the Senate votes to ratify all Caesar’s reforms but at the same time to declare an amnesty for the assassins. He shows the first signs of realising that assassinating the dictator won’t lead to the restoration of the republican constitution, but to a further sequence of civil wars because the republican constitution was irreparably broken. He also describes (albeit sketchily) something other accounts miss, which is the immediate impact of Caesar’s assassination on the empire. Thus war seems to be continuing against Parthia, but to everyone’s surprise there isn’t a widespread uprising in Gaul, whose leaders politely report to the Roman governor, Aurelius, that they will follow his orders. Having read Caesar’s long, gruelling account of his Gallic Wars, I am very surprised there was no uprising in Gaul and would be interested to read an explanation why.]

April: letter to Atticus lamenting the fact that by the second day after the assassination, which happened to fall on the feast of the Liberalia, it was already too late to move decisively to restore the republic, because on that day the Senate met and agreed that all of Caesar’s acts and laws should be confirmed, that his funeral be held in the Forum and his will read in public. Nobody suspected that Mark Antony would seize the opportunity to not only read the will, but show the mob Caesar’s body, and his toga gashed with bloody holes, and so inflame them that they would grab firebrands from the funeral pyre and run off to burn down the houses of the leading conspirators (and Cicero’s house, though he had no part in the conspiracy) with the result that the so-called liberatores (chief among them Brutus and Cassius) would be forced to flee the city they had supposedly liberated.

In April Octavian arrived in Rome, Caesar’s great-nephew who he had adopted as his legal heir. The Caesarians, led by Mark Antony, spurned him so he realised he’d have to worm his way up the ladder using the republicans. And so he curried favour with Cicero, among others.

April: letter to Atticus explaining that Octavian is staying with him and is surrounded by people breathing slaughter against the liberators. Already Cicero has a bad feeling that ‘our side’ will go under. Amazingly, he admits to wishing Caesar were still here because at least he had principles. In his absence Mark Antony is proposing all sorts of corrupt procedures, based on memos fraudulently claimed to have been signed off by Caesar, specifically a request to recall one Sextus Clodius from exile.

He writes in praise of Dolabella who had had a memorial to Caesar which his supporters had erected in the Forum demolished and its constructors thrown off the Tarpeian rock or crucified!

There’s a running thread of concern over his student-aged son Marcus, who is studying philosophy in Athens. Atticus gives reports of him, as does a friend, Trebonius, who looks him up in Athens. This is the same conspirator Trebonius who was tasked with keeping Mark Anthony in conversation outside the building where the other conspirators murdered Caesar.

June: he hears that the Senate will appoint Brutus and Cassius commissioners for supplying Rome with corn from Asia Minor and Sicily. Then he describes to Atticus the scene when he visited Brutus at his place in Anzio and, in front of the latter’s wife and children, was asked whether he, Brutus, should accept the Senate’s commission. He was in the middle of doing so when the impetuous Cassius burst in. Good God, it’s like a movie, it’s like being in the room with Lenin and Stalin arguing, it’s history at first hand. I am surprised to discover that Cicero thought Mark Antony should have been murdered at the same time as Caesar. Now he is emerging as the central political figure, but far more corrupt and tyrannical than Caesar had been. And the liberators who, as we’ve seen, he knows well and meets and advises, they have ‘No plan, no principle, no system’ (p.169).

Almost comically, there is a letter about Cleopatra who Cicero heartily disliked and found insolent and aloof. She had been staying in Rome under Caesar’s protection and fled the city when he was murdered.

There’s a slight oddity which is that the manuscript collections include 2 letters from Brutus and Cassius to Mark Antony. He was consul for 44 and they were praetors so they had to do business, but very uneasily since he had vowed to capture and execute them but had to acquiesce in the Senate’s decision to send them to governorships in Greece. They had asked Cicero whether they should return to Rome, even briefly, before they set out and he strongly advised against it.

August: Cicero tells Atticus he had set sail for Greece when a wind blew him back to Italy and he got messages of a big meeting happening in the Senate and none other than Brutus came to see him on foot. He praised Piso, Caesar’s father in law, who publicly stood up to Antony in the Senate.

Cicero returned to Rome but refused to attend the meeting of the Senate on 1 September when Caesar was officially deified. Antony made a furious speech criticising him for this. Cicero replied with a speech known as the first Philippic, because modelled on the famous speeches of Demosthenes against Philip of Macedon. This prompted Antony to a furious invective and triggered Cicero’s second Philippic. This is important because this animus led Antony, the following year, to condemn Cicero to death.

September: Cicero writes to Cassius in Athens telling him Antony is seeking any excuse for a massacre and to have him killed, making it unsafe for him to visit the Senate. So we are right back to the days of street violence and extreme instability of the 50s before Caesar made himself dictator.

November: Cicero tells Atticus he has received a letter from Octavian outlining his plans, which is to bribe ex-servicemen to his cause, which Cicero takes to be opposing Antony, and inviting him to a secret meeting at Capua. Meanwhile Antony is marching 3 legions towards Rome. Cicero asks Atticus what he should do, who he should support, and whether he should leave his rural idyll for Rome as things seem to be coming to a head?

43

In June 46 Antony had passed a decree declaring himself governor of Hither Gaul instead of Decimus Brutus. On November 28 he learned that two of the four legions he had summoned from Macedonia had gone over to Octavian, so he took the other two and marched north to Hither Gaul where he besieged Decimus in Modena. Cicero played an important role in Rome, supporting the two new consuls who took office on 1 January, Hirtius and Pansa, and rallying anti-Antony forces with his Philippics. He based his position on support for Octavian as the least worst option. War was declared on Antony on 2 February.

February: a letter to Trebonius wishing he had not taken Antony aside on the Ides of March but had arranged to have him murdered, too. Now Antony has marched north, Cicero describes his leading role in rallying the Senate and trying to reintroduce Republican practices. He now sees Octavian rallying the ex-servicemen and detaching 2 of Antony’s four legions as preventing the latter instituting a new tyranny.

In the next few months Cicero played a central role, co-ordinating efforts by republicans around the empire. He corresponded with Brutus in the Balkans, Cassius in Syria, Trebonius in Asia Minor, Cornificius in north Africa, Pollio in Spain, Plancus and Lepidus in Transalpine Gaul and Galba and Decimus Brutus in Hither Gaul.

He warns Brutus against mercy. ‘If you are going to be merciful, civil wars will never cease’ (p.185).

In April there were two battles at Modena. Mark Antony defeated Pansa but was worsted by Hirtius. Octavian defended the camp against Antony’s brother, Lucius. A few days later, Decimus Brutus sallied out from the city and defeated Antony though both consuls were killed. But Antony got away.

April: Cicero writes to Brutus telling him the news, and describing ‘the boy’ Caesar, remarkably mature and shrewd at 19. He hopes that as he matures, he will be guided by Cicero and the republicans. He then swanks that when news of the first victory at Modena was brought, the population of Rome came flocking round his house and carried him, cheering, to the Capitol and set him up on the rostrum.

Antony fled north over the Alps. Lepidus, Brutus’s brother-in-law, went over to him and was declared a public enemy.

June: Pollio, governor of Hispania, writes to explain that he has kept his legions loyal to the Republic, despite the efforts of Antony and his brother to bribe them away.

June: a very shrewd letter from Brutus to Atticus in which he criticises Cicero for recklessly encouraging Octavian. In short: he thinks Cicero, with good intentions, has ended up supporting a man who will turn out to be more of a tyrant than the one they overthrew. Brutus powerfully expresses the belief in the Republican system i.e. no man should be above the law, for which he was famous in his day and ever since.

July: Cicero’s last letter is a long one to Brutus explaining and justifying his policy, the core of which is support for Octavian, justifying the various honours and ovation he got the Senate to award him, on the basis that he is their bulwark against the corruption and tyranny of Antony, and that he, Cicero, can guide and control and moderate a young man of just 19 who likes to call him ‘father’. In all this, he would prove to be terribly wrong.

When the Senate refused to vote Octavian the proposed honours he marched his army back to Rome and demanded one of the consulships left vacant by the deaths at Modena, the other one for a kinsman, Pedius. He revoked the outlawry of Antony and Dolabella, and secured the condemnation of Caesar’s assassins, confirming Brutus in his fears. Having unoutlawed him, Octavian proceeded to meet Antony in November 43 on an island near Bologna and formed the second triumvirate with him and Lepidus. The three then drew up lists of political enemies to be proscribed i.e. murdered. Top of Antony’s list was Cicero. Octavian held out in defence of his ‘father’ for 2 days but gave in on the third. Cicero was tracked down to a country estate and murdered by bounty hunters on 7 December 43.

Wilkinson ends his text not with a summary or conclusion or analysis, but by excerpting the last few chapters of Plutarch’s life of Cicero, describing in the detail his final flight to the country, and his tracking down and decapitation by the assassins. His head and hands were cut off and taken to Rome where Antony had them nailed to the rostrum in the forum as revenge, being the head and hand which wrote the Philippic speeches which so incensed him. A visual image of the barbarity which Cicero fought against all his life but which always lay implicitly within the Roman culture he loved so much and which, in the end, did for him so brutally.

Thoughts

What an extraordinary record these letters are, what an amazing insight into the actual dynamics of power at the highest level, during one of the most intense and fascinating periods of world history. And what an amazing character Cicero emerges as, wise, foolish, passionate, ever-thoughtful, highly literate and educated, an effective administrator and military governor in Cilicia, a fluent and attractive writer and, in the end, tragically deluded by the ‘boy’ Octavian.


Themes

Cicero’s narcissism

As all the other sources I’ve read point out Cicero is hilariously self-obsessed. Quite quickly you get used to him describing how important he is, how he single handedly saved the state during the Catiline Conspiracy, how wherever he goes crowds flock out to see him and call his name. He comes across as a pompous, fuss, narcissistic booby.

As a result it’s hard to take him very seriously as either a politician or philosopher. It beggars belief that this man who frets about his sister-in-law’s behaviour, about the number of statues in his country home, who insists that wherever he goes he is mobbed by crowds calling his name, was seriously invited by Caesar, Pompey and Crassus to join the triumvirate.

Philosophy and writings

As to philosophy, these is none in the letters. He refers to Epicurean and Stoic philosophers by name but only to gossip about meeting them, dining with them and so on. There isn’t a word about The Good Life or The Ideal Citizen or any of the other issues Cicero wrote formal essays about. He mentions that he is working on the texts, such as the six volumes of The Republic, but describes or explains none of the actual ideas.

This is a striking gap or lack. Keats’s letters shed all kinds of light on his poetic theories and practice; Cicero’s letters shed no light at all on the ideas expressed in his essays and dialogues. Possibly this is because they were all secondary, in the sense that he was basically copying out ideas developed by Greeks. He had few if any original ideas of his own and therefore didn’t need to discuss them or work them through with correspondents. He administered his philosophical and political ideas, as a good governor administrates his province.

Atticus

It is sweet and lovely to read Cicero’s many letters to his friend Atticus in which he swears deep friendship and affection. I can see why the correspondence inspired all those humanists of the Renaissance who wrote so many essays about the value of friendship.

Quintus Tullius Cicero

The letters to his brother about a) the latter’s sister, who was married to his best friend Atticus, b) endless building works to the latter’s mansion and c) his service with Caesar in Gaul and on the expedition to the new island of Britain, are fascinating and very human.

Marcus Caelius Rufus

Caelius, born in 82 BC was an orator and politician. He is famous for his trial for public violence in March 56 BC when Cicero defended him in the speech Pro Caelio which is widely regarded as one of the greatest pieces of oratory from the ancient world. He is recipient and author of some of the best letters, with Cicero routinely begging him for the latest gossip during his exile in Greece and governorship in faraway Cilicia. There is a comic running thread with Caelius pestering Cicero to supply him with panthers, exotic animals which he wanted for the games he was organising as curule aedile in 50 BC. Cicero refuses, saying paying from public funds for a panther hunt would be against the reputation for good government he is trying to create.

Roman mosaic showing a wild animal hunt in North Africa (third century AD) Musée Archéologique d’Hippone (Algeria)

Tiro

Cicero’s beloved freedman, secretary, amanuensis. After Cicero’s death it was Tiro who edited and published Cicero’s letters to the immense benefit of western civilisation. It’s logical that Robert Harris makes Tiro the narrator of his 2006 novel about Cicero, Imperium.


Related links

Roman reviews

  • The letters of Cicero
  • On the nature of the gods by Cicero 1
  • On the nature of the gods by Cicero 2
  • On the nature of the gods by Cicero 3

King Leopold’s Ghost by Adam Hochschild (1998) – part two

I first read this book seven years ago and gave a reasonable summary of its content in a blog post.

Now I’m rereading it after reading three other books which cover at least part of the same subject matter, Frank McLynn’s Hearts of Darkness and Tim Jeal’s biography of Henry Morton Stanley and group biography of the five British explorers involved in the quest for the source of the river Nile. This blog post records impressions from reading Hochschild’s book second time round.

Leopold and Stanley

For a start, it’s quite a long time till the account of the atrocities committed in King Leopold’s Congo Free State kicks in. The book has about 320 pages of text and it’s only around page 130 that we begin to hear about the increasingly rapacious organisation of the Congo state and its appalling police service, the Force Publique. In other words, nearly half the book consists of background and buildup. And this mostly consists of a lot of biographical material on the two central figures, King Leopold himself and the explorer Stanley.

Leopold

Leopold II’s childhood was lonely and cold: he had to make appointments to talk to either his father or mother, who didn’t care much for him, so the king grew up aloof, distant, socially maladroit and compensated by obsessing over the minutiae of royal protocol.

During the course of his researches Hochschild has obviously come to loathe Leopold and he clearly relishes dishing the dirt on him, revelling in the fact that the king was a regular visitor to a chain of high-class brothels which traded in young girls, some as young as 12, who were guaranteed virgins to be deflowered by the cream of British and continental society.

But what comes over in spades from Hochschild’s account is what a two-faced, calculating and cunning manipulator Leopold was of all around him, which included ambassadors from all the major nations as well as leading philanthropists. They all fell for his humanitarian rhetoric and pose of selflessness, but there is much more, Hochschild detailing the care with which Leopold and his fixers bribed and cajoled and pulled the wool over the eyes of politicians, journalists and missionaries, inviting them to his palace, flattering and smooth-talking them. When bad news started to leak out about the atrocities being carried out in his colony, Leopold’s techniques for managing the press and damage limitation would put a modern PR company to shame.

Stanley

But it’s the Stanley material which is more striking. Hochschild is accepts the ‘black legend’ of Henry Morton Stanley hook, line and sinker, giving the kind of relentlessly negative account which Tim Jeal set out to single-handedly overthrow in his epic biography. Hochschild takes at face value:

  • Stanley’s own accounts of the size of his expeditions and the number of personnel lost during them (which Jeal shows to both be exaggerations)
  • Stanley’s own accounts of his brutal punishments of deserters and thieves (which Jeal shows to the exceptions rather than the rule, and shows only took place on particular, unusual occasions)
  • the harsh criticism of Stanley by other explorers (which Jeal says were motivated by jealousy, for example Richard Burton’s rancorous envy) and by the British press (which Jeal said was animated by anti-Americanism)

Hochschild goes out of his way to claim that Stanley’s bad luck with a string of failed fiancées (getting engaged to several young women, then breaking it off when he disappeared into Africa for years) was a result of his pathological ‘fear of women’.

He returns to the theme half way through the book when he describes Stanley’s 1890 grand public wedding in Westminster Abbey in considerable detail, noting that Stanley was chronically ill on the day, had to be helped up the aisle, and spent the entire reception lying in a darkened room in agony from gastritis. Hochschild uses his wedding to write confidently about Stanley’s ‘craving for acceptance’ and ‘fear of intimacy’ before going on to repeat Frank McLynn’s speculation that Stanley’s marriage to the society painter Dorothy Tennant was never consummated because of the lifelong revulsion from sex he picked up during his miserable childhood in a public workhouse (p.151).

God, I’d hate to be famous for anything and know that before the earth is cold on my grave rival biographers would be picking over my relationship with my family and every single woman I ever went out with, speculating the character of my mum and dad, using bucket psychology to pin me with their tawdry labels, using every blog post, letter or diary entry I ever wrote to work up their cheap theories about my psychology and sex life. God. The poor victims of the modern biographer.

That it’s all complete speculation leaps out at you when Hochschild concedes that other biographers think that Stanley did consummate his marriage. Some do, some don’t. You might as well flip a coin.

And not only is this all utterly speculative bucket psychology but it’s all out of date, for when Hochschild describes McLynn as Stanley’s ‘most thorough biographer’ the reader realises his book was written before Tim Jeal’s epic biography of Stanley, which benefited from access to thousands of previously unexamined letters, journals and so on in the royal archives in Belgium and so is in a position to paint a much more subtle, nuanced and sympathetic portrait of Stanley the man.

I find it surreal beyond belief that a whole succession of grown men – professional academics and historians – have devoted so much mental energy to the issue of whether Henry Stanley’s erect penis ever entered Dorothy Tennant’s vagina. In the middle of a book about atrocities committed against millions of Africans this dogged speculation about Stanley’s sex life is bizarre beyond belief.

That Hochschild is simultaneously repelled and bored by Stanley is indicated by his dismissal of everything Stanley did with sardonic repetition:

  • Stanley’s usual two-volume thousand-page bestseller turned out to be only one of many books written about the Emin Pasha expedition…
  • Stanley threw his usual temper tantrums…
  • As always Stanley bungled his choice of subordinates…

But despite his strong anti-Stanley animus, Hochschild can’t directly implicate Stanley in any of the atrocities themselves. The opposite: he shows in some detail how Stanley was edged out of Leopold’s plans as the late 1880s turned into the 1890s, for a number of reasons. 1. Leopold knew Stanley was stroppy and opinionated and would be difficult to manage and manipulate, as he manipulated so many other world leaders, Belgian politicians, missionaries and journalists.

2. More importantly, France. As the 1880s progressed, it became increasingly important to Leopold to placate France, the imperial power which claimed most of the territory to the north of the Congo, represented by the charismatic explorer, Pierre Savorgnan de Brazza. Soon after completing his epic trek along the Congo in 1879, Stanley wrote letters and articles calling for Britain to take control of the Congo, a suggestion he repeated frequently, in public and which risked antagonising the delicate working relationship Leopold was forging with Paris.

The French were obsessed that Leopold’s amateur venture would collapse and that the hated British would then step in to run this huge area of central Africa and that this would amount to yet another slap in the face for the touchy Frogs.

Leopold managed to quell their anxieties for good by signing an agreement in law that if Belgian rule – and the companies he’d set up to manage it – collapsed, the French would legally have first dibs on the vacated territory. Not the hated British. The French were content with that and backed off, allowing Leopold to continue his plans his own way. But Stanley, far from being an accomplice of Leopold’s, represented a risk which is why the king kept him dangling on a retainer but never gave him the governorship he craved or any other significant work to do once the road was built by about 1884. Stanley was sidelined and out of the picture well before any of the atrocities began.

The post 9/11 perspective

As it happens I’m reading this book just after the Americans completed their withdrawal from Afghanistan on 31 August 2021 and just as we all approach the twentieth anniversary of the 9/11 attacks on 11 September.

King Leopold’s Ghost is littered with Hochschild’s easy sarcasm about Victorian Europe’s claims to be bringing ‘civilisation’ to barbarians, to want to set up schools for the natives, end the slave trade, create a transport infrastructure, bring commerce and raise the living standards of the impoverished locals.

Absolutely all of this reads very differently as I watch the TV footage of the last American planes leaving Kabul airport and of hundreds of locals desperately chasing after them as the West i.e. America abandons its attempt to bring civilisation to the locals, to set up schools, end the Taliban’s oppressive rule, improve the transport infrastructure, bring commerce and raise the living standards of the impoverished locals.

Hochschild writes with lofty American disdain for 1. the hypocrisy of the European colonial nations who claimed to be bringing ‘civilisation’ but instead brought only hard-headed commercial transactions and exploitation. 2. He says the Europeans rode roughshod over the native culture and the complex web of tribes and traditional political authority which covered the region in multiple complex forms. 3. And his central theme is how quickly so-called ‘enlightened intervention’ descended into barbarism and exploitation, as native uprisings prompted terrible crackdowns and massacres. His book reeks of smug condescension.

But every time he made another sarcastic comment about the discrepancy between the European colonialists’ high-toned claims of bringing ‘civilisation’ and the reality of the crude violence and exploitation they inflicted, I thought: Iraq War. 150,000 dead, at a minimum (Wikipedia). Abu Ghraib torture and prisoner abuse. ‘Enhanced interrogation techniques’ including waterboarding. Extraordinary rendition i.e. kidnapping people and spiriting them away to permanent imprisonment without trial in Guantanamo Bay. The Sunni Insurgency. Improvised explosive devices. An entire nation plunged into violent anarchy for a generation, while a large percentage of the trillion or so dollars America allegedly spent on the country went straight into the pockets of American arms manufacturers and private  security contractors.

Americans show European colonialists how to bring civilisation and respect for human rights to a developing country

And I thought Afghanistan. $2 trillion spent. Vast amounts on training the local security forces to cope with insurgencies. 110,000 Afghans killed or injured, over 3,500 coalition deaths. As many as 30,000 American private contractors making a fortune out of government contracts. And in the end, what was it all for? The security forces which the allies spent hundreds of billions training collapsed like a pack of cards within days of the Americans leaving. And many locals had been permanently alienated from the West and its puppet government by random and unpunished American atrocities. How mass killings by US forces after 9/11 boosted support for the Taliban.

Not as easy as you thought, is it, going into a developing country, overthrowing its government and expecting the locals to love you.

When Stanley flogged members of his caravan who tried to desert or stole precious food supplies in the 1870s, he did it in an age when flogging was still a legal punishment in schools and in the army, such as the Confederate Army which Stanley served in during the American Civil War. When the Americans captured, imprisoned, tortured and waterboarded their Iraqi suspects in the 2000s they were doing it sixty years after the Universal Declaration of Human Rights was meant to have abolished such practices for ever.

The Wikipedia article about extraordinary rendition quotes former CIA case officer Bob Baer saying:

‘If you want a serious interrogation, you send a prisoner to Jordan. If you want them to be tortured, you send them to Syria. If you want someone to disappear—never to see them again—you send them to Egypt.’

This is the mindset of the greatest military force the world has ever seen as it extended its grasp, overt or covert, across the Arab world after 9/11: kidnap, torture, murder and massacre.

All of this was being raked over on the TV and in newspapers and magazines day after day at the exact moment I was reading Hochschild telling me how wicked and hypocritical the nineteenth century European colonisers were, how bigoted against the Arabs, how quick to extreme violence, how hypocritical in cloaking their real commercial motives under high-sounding rhetoric.

While all around me the serious British media were reflecting on 20 years of US intervention in Afghanistan and Iraq, not to mention Syria, Lebanon, Egypt, Libya. Which Middle Eastern and Asian Muslim nations have not benefited from the carefully planned and skillfully executed interventions of peace-loving America?

In this respect, Hochschild’s book is a good example of the hubris shown by so many contemporary historians who feel free to glibly patronise people in the past and point out their manifold failings on the assumption that we, in our super-digital 21st century, are oh-so-morally superior to our ancestors. But are we?

And it’s all the more vexatious when the historian patronising European colonialists for their wretched interventions in developing countries is an American, writing from amid the ruins of American foreign policy and the beacon of enlightened democracy which was the Trump administration.

Thou hypocrite, first cast out the beam out of thine own eye; and then shalt thou see clearly to cast out the mote out of thy brother’s eye. (Matthew 7:5)

‘Arab’ slave traders?

Hochschild also deploys his trademark sarcasm whenever the subject of ‘Arab’ slave traders comes up. Unlike the McLynn and Jeal books, and all the passages about the wickedness of the Arab slave trade they quote from the writings of Livingstone, Burton, Speke and Stanley – Hochschild goes out of his way to assert that hardly any of the slave traders were, in fact, Arab. He claims most were ‘Afro-Arab’ at best, ‘Swahili-speaking Africans’ who adopted Arab dress and Islam but ‘only some of them were of partly Arab descent’ (p.28).

Arab was a misnomer; Afro-Arab would have been more accurate. Although their captives often ended up in the Arab world, the traders on the African mainland were largely Swahili-speaking Africans from territory that today is Kenya and Tanzania. Many had adopted Arab dress and Islam, but only some of them were of even partly Arab descent. Nonetheless, from Edinburgh to Rome, indignant books and speeches and sermons denounced the vicious ‘Arab’ slavers – and with them, by implication, the idea that any part of Africa might be colonised by someone other than Europeans. (p.28)

Note the tell-tale sarcastic swipe at European amour propre in the final sentence. Anyway, this assertion is completely contrary to everything I’ve read in the other books on the subject.

1. Consider the most famous slaver of the era, Tippu Tip. According to Wikipedia:

Tippu Tip, or Tippu Tib (1832 to 1905), real name Ḥamad ibn Muḥammad ibn Jumʿah ibn Rajab ibn Muḥammad ibn Saʿīd al Murjabī (Arabic: حمد بن محمد بن جمعة بن رجب بن محمد بن سعيد المرجبي‎), was an Afro-Arab ivory and slave trader, explorer, governor and plantation owner…His father and paternal grandfather were coastal Arabs of the Swahili Coast who had taken part in the earliest trading expeditions to the interior. His paternal great-grandmother, wife of Rajab bin Mohammed bin Said el Murgebi, was the daughter of Juma bin Mohammed el Nebhani, a member of a respected Muscat (Oman) family, and a Bantu woman from the village of Mbwa Maji, a small village south of what would later become the German capital of Dar es Salaam.

So Tippu had a soupçon of African blood in an otherwise solidly Arab geneology.

2. Zanzibar became the centre of the East African slave trade when it was annexed by pureblood Arabs:

In 1832 Said bin Sultan, Sultan of Muscat and Oman moved his capital from Muscat, Oman to Stone Town [on Zanzibar]. After Said’s death in June 1856, two of his sons, Thuwaini bin Said and Majid bin Said, struggled over the succession…Until around 1890, the sultans of Zanzibar controlled a substantial portion of the Swahili coast known as Zanj, which included Mombasa and Dar es Salaam. (Wikipedia)

3. Or take the famous massacre of some 400 Congolese women and children at the village of Nyangwe the river Lualaba which Livingstone witnessed on 15 July 1871. This was carried out by armed men at the command of the notorious Arab slaver Dugumbé ben Habib.

Hochschild may have germs of truth in that some or many of the slave traders might have had African blood. But all the accounts I’ve read and the three salient facts I’ve just quoted tend to confirm that the majority of the trade was solidly in the hand of Muslim Arabs, Arabs who, moreover, I’ve read quotes from saying how much they despised Africans, how Africans’ live meant nothing until they could be sold in the slave markets of Zanzibar, and scores of accounts of Arab slave caravan captains shooting, tying to trees or burning alive slaves too sick to make the long trek from the villages where they were captured to the coast.

So why does Hochschild go out of his way to make his claim that the Arab slave traders weren’t really Arabs and for the rest of the book refer to ‘Arab’ slave traders in quote marks? Because it allows him one more way of slagging off the European nations and the ‘white man’. The tendency of his sarcastic comments is that Britain’s anti-slavery rhetoric was a hollow sham dressing up the fact that it allowed the white man to indulge his anti-Islamic bigotry. It justified rampant Islamophobia. Of those wicked wicked nineteenth century Europeans!

a) This is so contrary to the quotes from Livingstone, Stanley, Speke and even Baker that depict in great detail the genuinely evil ways of what all the witnesses unanimously agree was the Arab slave trade that it comes over as a slightly ludicrous twisting of the facts to fit Californian Hochschild’s anti-European bias. Livingstone really was disgusted and appalled by the wickedness of the slave traders, he wrote heartfelt letters back to England saying something must be done to save the Africans, and this prompted thousands of brave missionaries and educators to set off for darkest Africa to set up schools and guilted the British government into doing more to crack down on slavery, including forcing the Sultan of Zanzibar to close down its famous slave market.

b) His claim of anti-Arab bigotry sits oddly with the evidence that most of the British explorers and later colonial administrators were biased in favour of Arabs. Richard Burton spoke Arabic and admired the Arabs for their culture and religion, as did Samuel Baker, as did Sir Harold MacMichael, administrator of Sudan in the 1920s who respected the Arabs in the north and despised the Africans of the south – all part of a strand of pro-Arab British feeling which continued down to Lawrence of Arabia and bedevilled British attempts to manage their inter-war mandate in Palestine.

c) Hochschild’s defence of – by implication – the innocent ‘Arabs’ so horribly wronged in European accounts of the region reads very amusingly in a post-9/11 world, particularly in the early years after 2001 when you could read some very ripe comments from previously liberal and progressive American commentators about Arabs and Islam. Nothing any Victorian author wrote about Islam was as vitriolic as the opinions of scores of Yankee commentators after the twin towers were bombed.

Overall it now reads like rich, fat hypocrisy for Hochschild to accuse the late Victorians of dressing up commercially-motivated imperialism under anti-Islamic rhetoric, given everything which his country has done in Iraq and Afghanistan over the 20 years following 9/11.

George Washington Williams (1849 to 1891)

Williams was a rare example of a free black man in nineteenth century America who made his mark in an impressive variety of professions and ended up hobnobbing with the president. During his 41 year life Williams managed to serve as a soldier in the American Civil War and in Mexico before becoming a Baptist minister, politician, lawyer, journalist, and writer.

He appears in this narrative because during the late 1880s he developed a plan for returning Afro-Americans who were suffering under the so-called ‘Reconstruction’ of the American South back to Africa. The publicity surrounding the great philanthropist Leopold’s plans for the Congo spurred Williams to make the pilgrimage to Brussels (funding himself by contracting to write travel articles for an American magazine) for an audience with the great humanitarian himself who was, as usual, all smooth words and assurances.

So Williams then sailed on to the Congo which he travelled up slowly, taking extensive notes. What he saw shocked and horrified him. Scene after scene of violence, brutality and corruption. Many of the Congolese had been reduced to the level of slaves, whipped with the notorious chicotte and brutally intimidated into collecting what was, at that point, the colony’s key export, ivory.

From Stanley Falls Williams wrote ‘An Open Letter to His Serene Majesty Leopold II, King of the Belgians and Sovereign of the Independent State of Congo’ in July 1890. Hochschild says it gave a good summary of the methods of exploitation and slave labour the Belgians were already using, as well as laying down the framework of criticism which was to be used by all later campaigners: that everything was done in the king’s name and so he was completely responsible for the mass mutilations and murders. Williams called for an international commission to investigate.

His letter was published as a pamphlet and caused a furore (p.112). Hochschild shows how Leopold set his tame pets in the press and positions of power to rubbish all the accusations. Travelling back to Europe up the Nile, Williams became ill in Cairo, and managed to get as far as Blackpool in north-west England where he died on August 2, 1891, aged 41. By that time over 1,000 Europeans had visited and worked in the Congo but Williams was the only one with the guts, and morality, to be horrified and tell the truth.

And he was, contrary to Hochschild’s sarcasms about the hypocrisy of the Western Christian concern for the African, a Western Christian, a devout and earnest Baptist, for it was Protestant missionaries who were to provide most of the testimony and evidence for the global campaign against Leopold’s brutal regime in the Congo which I will describe in my next blog post.

Notes and details

I’d forgotten that after the Mahdi and his army of Islamic fundamentalists took Khartoum (in January 1885), killed General Gordon and massacred the city’s army garrison and civilian population, he went on to rule the city and region uninterrupted for the next 12 years. And that – here’s the thing – soon after the conquest, the Mahdi sent a message to Queen Victoria demanding that she come to the Sudan, convert to Islam and submit to his rule (p.97).

Now that is a counter-factual scenario worth imagining! I’d love to see a painting in the realist late-Victorian style of a fat Queen Victoria kneeling and bending her forehead right down to the ground before the magnificently robed Mahdi who graciously accepts the obeisance of the queen-empress and the conversion of all her peoples to the True Religion.

Credit

King Leopold’s Ghost: A Story of Greed, Terror and Heroism in Colonial Africa by Adam Hochschild was published by Mariner Books in 1998. All references are to the 2012 Pan paperback edition.


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