SAS: Rogue Heroes by Ben Macintyre (2016)

Courage, like death, seldom appears where it is expected.
(One of Ben Macintyre’s reflections in ‘SAS: Rogue Heroes’, page 178)

This is the official history of the Special Air Service (SAS) during the Second World War, from its inception in July 1941 to its disbandment in October 1945.

Among all the other textual paraphernalia there’s a two-page ‘select’ bibliography which includes no fewer than 25 other books which had already been written about the SAS when this one was published (2016) and I bet more have been published since. So it’s a very popular and well-trodden subject. Indeed, Macintyre writes that as the Second World War reached an end, and the British press discovered the SAS:

The hints of roguish derring-do, combined with a distinct lack of hard detail, created a hunger for SAS stories that has never abated. (p.273)

What distinguishes this book from its competitors is its official status and therefore the access Macintyre was given to a mass of material including: the regimental diary (the SAS War Diary), personal accounts, top secret reports, memos, private diaries, letters, memoirs, maps, never-before-released archival material and hundreds of photos. The result is a 310-page Penguin paperback which is presumably as close to the definitive account as we’re likely to get.

The narrative is surrounded by textual apparatus, including a Foreword by the Right Honourable Viscount Slim, patron of the SAS Association; seven good, clear maps; a list of all the SAS operations during the war; a regimental roll of honour; a chapter giving the post-war careers of the book’s leading figures; numerous photos; the bibliography and an index.

Overshadowing all this is the fact that the book was made into a big-budget BBC drama series, broadcast in 6 episodes at the end of 2022, well reviewed in the press and watched by millions. I bought the book after watching the series, probably like tens if not hundreds of thousands of others. So it’s not only a popular history of then, the Second World War, but very much an artefact of our times, of now.

Part 1. War in the Desert

‘SAS: Rogue Heroes’ is immensely readable, clearly, authoritatively, grippingly written, a perfectly calibrated entertainment. I couldn’t put it down and read it in two highly enjoyable evenings. No wonder it was a Sunday Times bestseller.

You can read the basic facts on the SAS Wikipedia article and countless other web pages. My blog posts are always too long because I summarise everything; this time I’m just going to give the most striking, dramatic or funny elements in note form:

David Stirling

The SAS was founded by Sir Archibald David Stirling who came from a grand, landed Scottish aristocratic family. His family connections helped at key moments drum up support from Scottish grandees high up in the British Army: ‘This was an age when family and class connections counted for much’ (p.23). And:

Stirling was possessed of a profound self-belief, the sort of confidence that comes from high birth and boundless opportunity. (p.10)

Apparently, the decisive moment in Stirling’s life was when he was rejected from a Paris art school for being no good. He became determined to prove himself some other way (pages 9 and 91).

Stirling prided himself on being a renegade, a rebel against traditional army discipline and authority, an opinion vouchsafed by everyone who knew him plus all subsequent biographers. After completing officer training his report summarised him as ‘irresponsible and unremarkable.’

In return he powerfully disliked army discipline and hierarchy, calling military bureaucracy ‘a freemasonry of mediocrity’ and ‘layer upon layer of fossilised shit’ (p.22).

Surprisingly (or maybe not) everyone who worked with him said he was quietly spoken, respectful of his men, got to know them all, rarely raised his voice or lost his temper. He presented comrades in the group with challenges or missions and somehow made them feel like it was their duty to do it.

He was also very against boasting and swank which he described as being ‘pomposo’ (p.126).

Alternative tactics

Traditionalists still thought of wars in terms of huge armies clashing across defined fronts. Stirling conceived of a small agile force working behind enemy lines to sabotage enemy resources.

This was war on the hoof, invented ad hoc, unpredictable, highly effective and often chaotic. (p.172)

This ended up working dramatically well in the North African desert where civilisation amounts to a thin strip along the roads by the coast, inland from which stretch truly vast areas of desert, many of which were unexplored and unmapped in the 1940s.

I was staggered to learn that the Libyan desert covers half a million square miles, nearly half the area as India (1.269 miles²) (p.58).

Stirling badly damaged his back on his first parachute jump, losing consciousness and, when he awoke, unable to walk. Doctors thought he’d be crippled for life. Slowly feeling returned but later he suffered from blinding migraines.

Operation Squatter

Notoriously, the first SAS ‘mission’, Operation Squatter, on 16 November 1941, was a catastrophic blunder. The aim was to parachute at night behind German lines in the Libyan desert, infiltrate five enemy airfields on foot, plants explosives on as many German and Italian airplanes as possible, then head south to a rendezvous with the jeeps of the Long Range Desert Group (LRDG) deep in the desert.

But a fierce storm blew up just as the planes were due to depart. At that point, and then again when they were over the drop zone and due to jump, Stirling was warned to abort, but he took the pig-headed decision to proceed. 1) One of the aircraft carrying the SAS men was shot down – all 15 soldiers and the crew were killed. 2) The pilots were flying absolutely blind in a howling desert storm, had no idea where they were and told the soldiers to jump blind. 3) Some members of the remaining four teams were killed when they landed badly or were dragged across rocky, thorn-bush-full landscape by their chutes. Half a dozen were so badly injured they were left with pistols and told to fend for themselves. At least one shot himself there and then. Three of the teams couldn’t find the packs of ammunition, food and explosives that were dropped with them so were rendered useless. One by one they stumbled south to the rendezvous point. The mission failed to destroy a single enemy aircraft and of the 65 SAS men who set off only 21 made it back (p.55).

It was such a traumatic incident that Macintyre covers it twice, once in the brief prologue to the entire book, designed to drum up excitement (pages 1 and 2), then in an entire chapter (chapter 4, pages 47 to 56) which makes very grim reading.

Amazing that the powers that be let Stirling continue with his experiment. After this fiasco the only way was up.

Paddy Mayne

Top international rugby player. Notorious drunk with a terrible temper. Only close friend he had was Eoin MacGonigal with whom he forged a close, possibly homoerotic, bond, but who was killed during Operation Squatter. Mayne was never the same. Six months later Mayne took leave to go look for MacGonigal’s grave in the desert (p.116). Mayne was a core member of the early group but he and Stirling were never close.

Mayne seemed to take pleasure in slaughter: ‘Fighting was in his blood: he thrived on it.’ (p.115)

The attack on Tamet airfield, designed to knock out Axis planes, but when Paddy heard sounds of merriment from the pilots hut he and two others kicked the door open and opened up with machine guns massacring all the Germans and Italians within. Just one of many such incidents.

Jock Lewes

The exact opposite of Mayne, John Steele ‘Jock’ Lewes was a strict disciplined Englishman. Macintyre says he toured Nazi Germany in the late 1930s and even fell in love with a German woman, but when she introduced him to hard core fascists the scales fell from his eyes and he behave ever afterwards like a man angry at having been fooled.

Lewes was a key player in the formation of the unit with whom Stirling developed the idea of a special force which could be parachuted behind enemy lines and after seeing action in the defence of Tobruk, he joined the unit as Stirling’s second in command.

He was involved in the design of the unit’s badge and motto and was an inveterate tinker, designing the ‘Lewes bomb’ which could be attached to enemy planes or vehicles with an inbuilt timer. To cite his Wikipedia page:

To destroy Axis vehicles, members of the SAS surreptitiously attached small explosive charges. Lewes noticed the respective weaknesses of conventional blast and incendiaries, as well as their failure to destroy vehicles in some cases. He improvised a new, combined charge out of plastic explosive, diesel and thermite. The Lewes bomb was used throughout the Second World War.

He was killed by enemy airplane fire after leading an attack on Nofilia aerodrome, on 30 December 1941 aged 28 (p.79). Stirling later stated that Lewes had a better right to be the founder of the SAS than he did. Lewes’s death in the TV series is very upsetting and feels like the end of an era. It’s only by reading this book that you realise the entire North Africa era was just the first part of a much, much longer story.

Amateurishness

Throughout the book there’s a tension between the initial amateurishness of the group Stirling assembled and its home-made training regimes (for example, his bonkers idea that jumping out the back of a jeep travelling at 30 miles per hour was good training for making a parachute jump) and the tremendous commitment of everyone in the group to their leader and their methods.

Unlike most officers, who thought in linear terms, and care about promotion, medals and the steady progression of the battlefront, Stirling approached warfare sideways and from an amateur perspective. (p.99)

Fitzroy Maclean

Also from a grand family, Fitzroy Hew Royle Maclean, 1st Baronet, (1911 to 1996), unlike Stirling, was a scholar and an intellectual (p.83). When war broke out he transferred to the army from a successful career in the diplomatic service. He was with the SAS for about a year, in 1942, taking part in numerous raids, including the farcical attack on Benghazi. Later that year he was transferred to the Middle East as part of the Persia and Iraq Command before, in 1943, Churchill chose him to lead a liaison mission to Tito’s partisans in Yugoslavia in 1943. After the war he served as a Conservative MP and recorded his extraordinary career in the classic book ‘Eastern Approaches’. Maclean is routinely cited as a possible inspiration for Ian Fleming’s creation of the character of James Bond. He is quoted delivering a classic English attitude to foreigners (uncharacteristically philistine for a man fluent in numerous languages):

‘I have always found that in dealing with foreigners whose language one does not speak, it is best to shout.’ (p.105)

The motto

He describes the debate about designing a badge for the unit and choosing a motto. ‘Who dares wins’ motto beat alternative suggestions ‘Strike and destroy’ (too blunt) and ‘Ascend to descend’ (obscure) (p.85).

The French

Surprisingly ‘French troops would play a vital role in the evolution of the SAS’ (p.87). This remark is à propos the arrival of 52 Free French paratroopers under the command of Colonel Georges Bergé and it is, indeed, surprising to learn the extent to which Free French troops were involved in SAS operations.

The farcical raid on Benghazi

Featuring Maclean and Randolph Churchill. Chapter 9, pages 97 to 110, a) from a base in the Jebel mountain range and b) using the ‘Blitz Buggy’. This was a Ford V8 station wagon with a top speed of 70 mph containing two rows of 3 seats, with the roof and windows removed and painted Wehrmacht grey. (p.94).

On the evening of 21 May 1942 the Blitz Buggy, containing Stirling, Maclean, Randolph Churchill (Winston’s son) and three others bluffed their way past German then Italian guards and into Benghazi where they hid out in a ruined house while planning to row dinghies out to ships in the harbour and attach limpet mines. Everything went wrong starting with the fact that the drive across the desert and up and down gullies etc damaged the rods or something in the buggy which led to it making a howling racket wherever it went. Their night-time attempt to blow up the ships is fouled by heavy guards and the fact that the two inflatable dinghies they brought along both have punctures (and the pumping equipment makes an incredibly loud racket). They nearly get caught umpteen times and are forced to hole up in the ruined flat all day, twitching with nerves as enemy patrols pass by neighbours interfere and, at one point, a drunken Italian blunders in, only to run off at the sight of filthy bearded men with guns. Eventually they drive back out of town in the racketing Blitz Buggy after a very intense 24 hours. The whole thing is like a comic movie and makes for a tense but hilarious scene in the TV series.

In fact Randolph Churchill wrote a highly dramatic ten-page account of the day to his father, Winston, precisely the kind of buccaneering adventure designed to appeal to the wartime PM, and which helped bolster his support for Stirling and the SAS (p.110).

Car crash

It’s typical of Stirling, who really was reckless, not just in military sense, that the four days later, safely back behind British lines, Stirling was driving the Blitz Buggy far too fast, took a corner at speed and, to avoid an oncoming lorry, swerved and ended up rolling the vehicle resulting in: the death of Arthur Merton the distinguished war correspondent; Maclean suffering a broken arm, collarbone and fractured skull; Randolph Churchill receiving three crushed vertebrae; and Sergeant Rose having his arm broken in three places. Maclean quipped that:

‘David Stirling’s driving was the most dangerous thing in World War Two.’ (p.109)

I know he’s a great hero and everything, but quite regularly Stirling comes over as a reckless idiot, the death toll in Operation Squatter and incidents like this providing a powerful indictment.

Captain George Jellicoe

George Patrick John Rushworth Jellicoe, 2nd Earl Jellicoe (1918 to 2007) sailed out to the Middle East with Layforce, met Stirling in the bar at Shepheard’s hotel in April 1942, and signed up for the SAS (p.120). He joined the raiding party of 13 June 1942 which attacked fortifications at Heraklion on Crete. It was led by Colonel Georges Bergé. Disguised as Cretan peasants they cut through the perimeter barbed wire surrounding Heraklion airfield and planted bombs on the fleet of parked Junkers 88 bombers. As they started exploding, the team escaped back to the perimeter fence in the confusion.

Bergé paused after half an hour and announced that they would all be awarded the Croix de Guerre for the night’s work. He then led the party south. Or rather north, because in the excitement he had been reading the map upside down. (p.121)

We get a lot of detail about Jellicoe’s time with the SAS but the most memorable remark is his comic comment on the Free French:

‘They were very, very free; and very, very French.’ (p.124)

An independent force

By June 1942 what had started as L Detachment had raided all the important German and Italian airfields within 300 miles of the forward area. It had long ago dropped the idea of parachuting behind enemy lines and instead had worked closely with the Long Range Desert Group which, basically, drove them to within walking distance of targets, dropped them off, then hung around for a day or two to pick up the returning survivors of each attack.

But during this period it had itself got to know and understand all kinds of desert terrain and benefited from the inspired navigating skills of Mike Sadler.

With its own transport base and navigators, and the ability to attack at will from a forward base, L Detachment was fast becoming what Stirling had always intended it to be: a small, independent army, capable of fighting a different sort of war. (p.132)

Stirling discovers from intercepted messages that the Germans are calling him ‘the Phantom Major’ (p.138).

Sidi Haneish

The extraordinary story of the massed jeep attack on Sidi Haneish airfield. Eighteen jeeps drove 50 miles across the desert from their hideout in Bir el Quseir and then overran the airfield, driving along the main runway in two columns, each jeep armed with Vickers K machine guns, incredibly powerful weapons originally designed for RAF aircraft, causing incredible destruction (pages 139 to 142).

Dinner with Winston Churchill

On pages 153 to 156 Macintyre describes Stirling, back in Cairo, washed and scrubbed and attending dinner with Winston Churchill, with Field Marshall Jan Smuts and General Alexander, C-in-C of the African front. Churchill was, predictably, bowled over by Stirling’s enthusiasm and asked him to write a memo laying out aims of the SAS, a document which still survives.

Stirling asked the three eminent leaders, Churchill, Smuts and Alexander, to sign a piece of paper as a souvenir. Later, with typical chutzpah he typed above it ‘Please give the bearer of this note every possible assistance’ and use it shamelessly to cajole quartermasters into supplying immense amounts of new equipment (p.156).

Expansion

In September 1942 the SAS was recognised in the official British Order of Battle. It was expanded to include 29 officers and 572 other ranks. It was divided into four squadrons, one under Stirling, one under Paddy Mayne, one devoted to the French forces, and a newly commissioned Special Boat Service put under George Jellico (p.167).

At the age of 26 Stirling had become the first man to create his own new regiment since the Boer War. (p.167)

At the end of 1942 a second SAS regiment came into being, commanded by Stirling’s brother, Bill (p.179).

Battle of El Alamein November 1942

The final actions of the SAS in North Africa took place within the much larger event of the (second) Battle of El Alamein, October to 1942. The Germans had advanced inside the borders of British Egypt, and to within forty miles of Alexandria. Not only Egypt was at stake but the country contained the Suez Canal which was the lifeline to the entire British presence in the Far East, as well as controlling access to the oil fields of Persia, also vital for the Allied war effort.

Over two months the new commander of British Forces Lieutenant-General Bernard Montgomery led the Eighth Army to a victory which was the beginning of the end of the Western Desert Campaign. Victory eliminated the Axis threat to Egypt, the Suez Canal and the Middle Eastern and Persian oil fields. It revived the morale of the Allies, and coincided with the Allied invasion of French North Africa far to the West, thus trapping Rommel’s Afrika Corps in a classic pincer movement.

Stirling is captured

Stirling was desperate to make a contribution to this vast effort. On 16 January a force of 14 men in five jeeps set off from their base in the Tunisian desert aiming to link up with the fast-moving First Army near the coast. The Germans had, of course, for some time been aware of a roving force of saboteurs operating behind their lines and Rommel had ordered sweeps and searches to be made of desert areas close to his main forces. And so it was that, at a rest stop in a ravine en route to the coast, Stirling and his force were surrounded and arrested by a much larger German force. (In fact three of the group managed to escape in the initial confusion and trekked west through the desert to meet up, more dead than alive, with American forces advancing from the West, which I mentioned above.)

But for Stirling the war was over. He was sent to bases in Africa, then Italy, interrogated at all of them. He made some notable escapes but always managed to be recaptured until he was eventually sent to the impregnable fortress of Colditz near Leipzig in East Germany.

Because his capture happened at more or less that same time that the Desert War came to an end (with Allied victory) it coincided in a significant change in the personnel and purpose of the SAS. Macintyre has an elegiac page remembering the members who died during the desert campaign, before turning to the fact that the regiment was now to have a new leader, the dedicated stone-cold killer Paddy Mayne, and was now to operate entirely in occupied Europe.

Part 2. War in Europe

As I mentioned, I bought the book after watching the hugely enjoyable BBC TV series. which, I now realise, only dramatised part one of the book, the Desert War section, pages 1 to 189. It turns out that pages 193 to 310 describe the completely different environment the unit faced fighting in Europe, first up through Italy, then playing their part in the D-Day landings and the push across France, then fighting in Germany itself. All this leads up to the surprising fact that it was SAS men, some of whom we met way back in the early part of the desert campaign, who were the first to enter the Bergen-Belsen concentration camp in April 1945 which tends to cast a grim nihilistic shadow over everything which preceded it.

As I mentioned, the thing about the army, especially in wartime, is that it continually chops and changes and rearranges its units to suit changing needs. Thus, at the end of the desert war, in 1943, 1SAS was split into two parts, a Special Boat Squadron (SBS) under Jellico and a Special Raiding Squadron under Mayne. 2SAS continued in existence under the command of Stirling’s brother, Bill. I imagine for an author like Macintyre the main challenge is which activities of which unit to include.

Sicily

July 1943 Mayne’s SRS was tasked with knocking out defences on beaches on Sicily, ahead of the main allied invasion. In the event:

The Italians surrendered with indecent haste. ‘They gave up very easily,’ said [Johnny] Wiseman. (p.197)

During the assault they had had to paddle their dinghies past Allied paratroopers who were intended to land behind enemy lines but whose gliders got blown off course, crashed in the sea, and now they were drowning. Hard man Reg Seekings describes how they had to paddle straight past them, as stopping to pick them up would wreck their own mission, upon which lives depended.

Seeking emerges, in the second half of the book, as a barely controlled psychopath and hard man. He becomes the Spirit of Killing.

Seekings stormed the machine gun post, hurled in a grenade and then killed the occupants with a revolver as they staggered out, one after the other. ‘I enjoyed the killing. I was scared but I would have gone into action every day if I could.’ (p.197, and cf the massacre on page 293)

If war with Russia comes, then we will want lots of Reg Seekings.

Italy

The assault on Bagnara, a port on the Italian mainland. Then they’re tasked with taking Termoli on the opposite, northern coast of Italy. The Germans were pulling out when an SRS force of 207 men landed and seized the town. The German C-in-C, Field Marshall Kesselring was furious and ordered a counter-attack. Enemy spotters guided artillery fire into the town. There was a direct hit on a lorry loading up with 17 men and bags of grenades. After a huge explosion, not a single body was left intact, with heads and legs and other body parts strewn around the street. Seekings had just walked away from the lorry, Wiseman had just jumped down from the cab, and so both survived but were badly traumatised. An Italian family had been at a doorway watching. the mother and father were both killed instantly but then Seekings saw the little boy running round screaming with a his intestines hanging out of a bad stomach wound, so Seekings grabbed him and shot him dead on the spot. Yes, we want the Reg Seekings on our side.

Hitler’s commando order

On 18 October 1942 the German High Command had issued the ‘Commando Order’ which stated that any Allied soldiers captured in Europe and Africa should be summarily executed without trial, even if in proper uniforms or if they attempted to surrender. Any commandos or similar unit not in proper uniforms should be executed on the spot (p.208).

Three points:

1) This meant men in units like the SAS fought harder to avoid falling into enemy hands, and then made every effort to escape (and Macintyre describes some mind boggling escapes). Many others were caught and executed according to the Order (the execution of Sergeant Bill Foster and Corporal James Shortall, page 210).

2) It indicated a general darkening of the war. In the desert the unit had felt like it was having tally-ho adventures, a freewheeling band of buccaneers. In Europe the fighting got a lot dirtier, darker and more sadistic (p.205).

3) This last relates to the way the SAS found itself being used more and more as a commando i.e. an extension of the proper army, going ahead to defuse enemy defences, and not the band of pirates Stirling conceived of, operating for long stretches behind enemy lines to distract and demoralise the enemy. The tension between the two roles waxed and waned over the next two years (pages 201, 209).

An estimated 250 Allied servicemen, including downed airmen, perished under Hitler’s Commando Order. (p.311)

France (pages 212 to 274)

D-Day was 6 June 1944. The SAS had grown. 1SAS and 2SAS, combined with two French SAS regiments, a Belgian contingent and a signals squadron brought the total of the SAS Brigade to 2,500, commanded by a new, regular brigadier.

When Bill Stirling learned that a lot of these SAS forces were to be parachuted in ahead of the landings to act as shock troops ahead of the main attack he was furious; this was the climax of ‘ordinary’ military thinking and completely against the spirit of the SAS, so he resigned, an act which ‘signalled the end of the Stirling brothers’ leadership of the SAS’ (p.215).

The maquis

The following chapters depict the many adventures of the many different units of the SAS parachuted in to work with, lead and train, the French Resistance, or maquis as it was more commonly referred to.

Main learnings:

1) The maquis contained a surprising number of fighters from other nations, above all Russians, prisoners of the Germans who had somehow escaped and headed west.

2) There was a continual risk of treachery and betrayal; quite a few SAS-led hideaways in forests and mountains were betrayed to the Germans, who surrounded, captured and then, as per the Commando Order, executed everyone.

3) Some of this was because the maquis was riddled with internal politics, in fact the maquis was the continuation by other means of normal French politics and that politics was riddled with extremist factions who hated each other, notably the die-hard communists at one end of the spectrum and right-wing Catholic nationalists at the other. These were the dire political and social divisions which undermined the French republic throughout the 1930s, weakened France’s resistance to the initial German invasion, and would return to dog French politics even after the war. As Reg Seekings put it, the maquis were:

‘really political parties who had run away into the woods.’ (p.228)

And as Macintyre comments:

By 1944, the conflict in rural France had taken on many of the aspects of a civil war, with all the treachery and cruelty which that entails. (p.229)

4) Lack of proper military training or discipline often hampered the maquis’ usefulness.

The French resisters were fickle allies, riven by internecine disputes that often turned deadly. ‘The blood feud between the maquis was terrible,’ wrote [Johnny] Cooper. Fraser McLuskey considered even the most competent French fighters to be liabilities: ‘Co-operation with them in military operations is in most cases inadvisable and in many cases highly dangerous.’ Spies, real and imagined, were everywhere, and as the German occupation was rolled back the score-settling intensified. (p.240)

The book includes eye witness descriptions from our boys of watching the resistance hold quick kangaroo courts and then execute civilians accused of ‘collaboration’, often on no evidence apart from gossip and malice. For all these reasons the straight-down-the-line British SAS often found them difficult allies to work with. See my review of:

There was another aspect to all the SAS operations in occupied France which was German reprisals; almost every SAS-led attack on rail lines or fuel dumps or tank camps was met a few days later by the Germans’ wholesale slaughtering of entire nearby villages, farmsteads and so on, for example the rape, murder and burning the Germans inflicted on the village of Vermot (p.236).

The parachute padre

1SAS received its first chaplain, the Reverend Fraser McLuskey, who came to be known as ‘the parachute padre’ (p.230). This figure slowly grows in importance, getting to know the men, listening in private to their fears and concerns, holding (quite) services in their forest or mountain hideouts, helping improve morale and cement bonds.

Paris

Head of the SAS Paddy Mayne and seasoned navigator Mike Sadler arrived in liberated Paris on 25 August 1944.

It’s a recurring theme of this period that SAS groups entering towns were surrounded by deliriously happy civilians and especially young women throwing flowers and kisses but that, occasionally, enemy snipers or forces had remained behind, opened up firing, and then all these civilians got in the way of effective armed response.

SAS killings

Macintyre makes much of the illegality and immorality of the Hitler Commando order and yet, as the France chapters proceed, the objective reader notices quite a few times when SAS men have gone on the record, either in writings or interviews, as shooting dead surrendering opponents, for example this, from Roy Farran. During the Battle for Crete of 1941, his squadron encountered a group of surrendering soldiers:

‘Five parachutists came out of the olive trees with their hands up. I was not in any mood to be taken in by German tricks. I ordered the gunner to fire.’ (p.253)

Operations were now so continual that Macintyre includes a diary of Farran’s: 4 September destroyed two staff cars and a ten-ton troop carrier; 5 September ambushed a motorcycle convoy killing 6; 6 September surrounded by girls with flowers so not able to properly engage a German staff car making a getaway; 7 September attacked by 600 German troops, counter-attacked killing the German colonel and second in command – every day like that, for months.

SAS headquarters were moved to Hylands House near Chelmsford in Essex.

The Vosges

the campaign in the Vosges mountains led by Captain Henry Carey Druce of 2SAS, who went by the nom de guerre of ‘Colonel Maximum’. There’s no point detailing their actions which are too long and complicated, but they, like almost everything in the book, read like scenes from the most action-packed war movies.

North Italy

Back to Italy and a detailed account of Operation Tombola to shoot up German headquarters in the town of Albinea.

Into Germany

SAS forces followed the main Allied advance into Germany. the key learning here is that, in the desert and in France the Germans had been operating in neutral or opposition territory where the SAS or resistance could move freely to the indifference or active support of the native populations, could find good hideouts and strike at will.

When they entered Germany the tables were turned. Now the entire civilian population was against them, now the Germans were on home soil, now it was the Allies who drove along the main roads in large convoys and were vulnerable to sudden ambushes by small, mobile enemy units. Plus, of course, the fanaticism of the real die-hard Nazis.

The SS seemed ‘happy to die’ and the SAS often seemed happy to oblige them. (p.289)

The other thing was the child soldiers. In its dying months Hitler’s regime press-ganged tens of thousands of boys under 18 into uniform and forced to fight. You might think these children, some only 14 or 13, pitiable victims, but the accounts here show that many of them were as much if not more fanatical than their often demoralised elders (p.292). Macintyre gives accounts of children shooting not just machine guns but Panzerfaust single-shot man-portable anti-tank weapons at them. And the SAS responding in kind. An anonymous SAS soldier is quoted as saying:

‘If you shot one little bastard the others would all start crying.’ (p.292)

Big question: Did the Nazis pioneer the use of indoctrinated child soldiers (which I have recently been reading about in Africa, Sierra Leone and Uganda)? Did Germans invent the phenomenon?

Operation Howard

Worth mentioning this incident, on 10 April 1945, near the village of Börger, where a unit of SAS driving in jeeps came under fierce attack from a wood and where Paddy Mayne – still alive and still leading from the front – displayed unbelievable courage in leading the attack on the ambushers (pages 296 to 300). By this stage in the narrative Mayne has emerged as a beyond larger-than-life figure, as a force of nature, a whirlwind of cold-eyed death and destruction wrought on the enemy. He was nominated for the Victoria Cross (VC) but in the end received another bar to his Distinguished Service Order.

Macintyre contrasts Mayne’s action with that of a Dane, Major Anders Lassen, who in April 1944 led an SAS action against the Greek island of Santorini and was the only non-Commonwealth soldier in the Second World War to be awarded a VC.

Bergen-Belsen

The war narrative climaxes with the SAS unit which came across Bergen-Belsen concentration camp in April 1945, described in chapter 23, pages 303 to 306. It seems like something from a movie that among the unit which discovered it were individuals we’ve come to know very well throughout their previous operations and escapades, including Johnny Cooper, the Reverend Fraser McLuskey, the hard case Reg Seekings, and officer in charge Major John Tonkin. Amazing that they all survived this long.

Among the horror and evil of the Nazi death camp, the most telling moment is when the SAS officer in charge, Tonkin, ordered the camp guards and officer not to be shot on the spot. God knows they’d killed enough Germans in the preceding years. Instead:

Calmly and quietly, Tonkin chose to demonstrate what civilisation meant. (p.305)

Eight months later the commandant and warden of women prisoners were tried, convicted and hanged in Hamelin prison. He doesn’t mention what happened to the guards.

Colditz

On the same day that Belsen was liberated, so was Colditz Castle where Stirling had spent two long years as a prisoner of war. Two days earlier the camp commandant had received orders to ship the entire population of POWS East. Suspecting they would be used as bargaining chips or simply murdered, the senior British officer refused. Stirling was back in England by 17 April. Next day he broke out of the psychiatric evaluation camp where he was being held, headed for London, hit a nightclub and by 2 in the morning was having his ‘first roger for years’ (p.308).

But fighting continued up to the final German surrender on 8 May 1945. On 1 October the combined SAS forces paraded for the last time at Hyland House and were then officially disbanded.

War Crimes Investigation Team

There’s an odd coda which is that after the fighting ended, the head of 2SAS Brian Franks, sent Major Eric ‘Bill’ Barkworth to find the burial places of all SAS men listed as lost during the war and to track down all the German officers responsible for their murders as a result of the Commando Order. Macintyre calls it the last operation of the wartime SAS and describes it, along with the trials and punishments it led to, in fascinating detail pages 311 to 315.

The SAS idea spreads

Initially, after the dropping of the atom bombs on Japan, the Army chief of staff thought we were entering an entirely new era of warfare and so disbanded the SAS. However, just two years later they realised that a host of small conflicts had sprung up around the world, not least in Britain’s efforts to hang onto its empire, and so the SAS was re-established in January 1947.

Not only that but the idea of a small armed force of soldiers trained in survival behind the lines and sabotage spread to Allie countries and was replicated in Canada, New Zealand, Australia, and, after some delay, in America, taking the form of what became known as Delta Force. Right at the end of this splendid book Macintyre give a quick summary of the unit’s rationale:

In tactics and intentions, American and British special forces still follow the principles pioneered by the SAS in the desert more than seventy years ago: attacking the most valuable strategic targets without warning and then melting way again, forcing the enemy to remain on constant, debilitating alert. (p.317)

Afterlives

This wonderfully researched, brilliantly written, absolutely riveting book comes to a logical conclusion with six pages on the post-war lives and careers of the main characters we’ve got to know well during the main narrative, including David Stirling, the man who really emerges as the embodiment of SAS values Paddy Mayne, and others such as Roy Farran, Mike Sadler, Jim Almond, Reg Seekings and Johnny Cooper, the reverend Fraser McLuskey, John Tonkin and Bill Fraser. Not all these lives had happy endings, a kind of muted indication of the long-term psychological damage caused by the terrible scenes they’d witnessed and sometimes dreadful things they’d done.

I liked it that Reg Seekings for many years ran a pub in Cambridgeshire. There’s one landlord you wouldn’t want to have an argument with about chucking out time.

Many of them, like Reg and Stirling, went on to serve or lead forces in various parts of the British Empire, against communists, insurgents and nationalist forces, but that is another, and morally far more complicated story.

Within the context of this book and this war these men really were amazing heroes, models of unbelievable bravery and daring. And this book is an outstanding tribute to them.

Unexpected comedy

Macintyre has some nice comic timing and phrasing. Stories which made me laugh include the Churchill faked request form, plus:

1) When Dr Malcolm Pleydell was assigned as medical officer to the group, he expected to find a bunch of cold-eyed killers. Instead Stirling showed him round the camp like the host of a village garden party, explaining that the distant bangs were because some of the group were about to go out ‘on a party’ i.e. attacks on coastal defences, and were just practicing the explosives.

Pleydell had been expecting a man of blood and steel, a ruthless trained killer; instead he was made to feel as if he had just joined a particularly jolly beachfront house party, with bombs. (p.113)

2) Of the storming of Italian defences on Sicily, Macintyre writes:

A Cambridge graduate and former spectacles salesman, [Johnny] Wideman lost his false teeth but won a Military Cross that day. (p.197)

3) A lot later, in August 1944 in occupied France, Henry Druce was leading a group of SAS hooked up with a large party of French Resistance (which in fact included renegade Russian soldiers). The Resistance was generally referred to as the maquis, referencing the tough scrubland found in the south of France which made for good hiding places. The problem with the maquis was their lack of discipline, their poor training, and their fierce internal squabbles. Anyway, they light flares for an RAF drop of ammunition and food but, with typical indiscipline, members of the maquis rip the canisters of supplies open before Druce and the Brits can gather and guard them. Some of the French, starved from long months in hiding, ripped open the provisions in the canisters and started gorging themselves.

‘One Frenchman died of over-eating,’ Druce recorded. Another of the maquis extracted what he took to be a hunk of soft cheese from one of the containers and devoured it only to discover that it was plastic explosive, which contains arsenic. He then ‘died noisily’. (p.265)

4) At the end of 1944, operating in north Italy, SAS forces are joined by Captain Bob Walker-Brown, the son of a Scottish surgeon who had joined the SAS after tunnelling out of an Italian POW camp, crawling through the main sewer then walking to Allied lines.

He had an enormous moustache, a bluff sense of humour, an upper-class accent so fruity that the men barely understood his commands, and a habit of saying ‘what what’ after every sentence, thus earning himself the nickname ‘Captain What What’. (p.279)

So there is, throughout the book, a thread of very English humour, Macintyre entering into the spirit of self-deprecating humour and understatement evinced by so many of these soldiers, both at the time and in later memoirs and interviews.

A non-British account?

Once the SAS started working alongside the Americans, after D-Day, I began to wonder what the Yanks made of the determinedly upper-class, stiff-upper-lip, committed but often ramshackle and amateurish shenanigans of the Brits described in this book.

Most of the books about the SAS and its leading figures are written by Brits who share their private school and Oxbridge background (Macintyre attended a private school, then Cambridge) and so buy into their values, assumptions and banter – so they tend to be eulogies which draw you into that world.

I wonder if an account exists written by a complete outsider, say an American, which doesn’t buy into the self-reinforcing mythology surrounding this group, and gives a more objective and possibly critical account of their actual military achievement?


Credit

SAS: Rogue Heroes by Ben Macintyre was published by Viking in 2016. References are to the 2022 TV tie-in Penguin paperback edition.

Related reviews

Investment in Blood: The True Cost of Britain’s Afghan War by Frank Ledwidge (2013)

Before the British burst onto the scene, Helmand was ‘stable’ in the sense that there was almost no Taliban presence and little prospect of any. After three years of British presence, the province was the most savage combat zone in the world. With British forces and their commanders out of their depth, it was only the intervention of a powerful US force of marines that brought some level of control to the situation.
(Investment in Blood, page 217)

This is by way of being the sequel to Ledwidge’s critically acclaimed book Losing Small Wars: British Military Failure in the 9/11 Wars (2011). Ledwidge is formidably well qualified to discuss the issues. He has had an impressively wide-ranging career both in and outside the military. He started life as a barrister, then served as an intelligence officer in the naval reserve in Iraq before going on to act as a civilian justice adviser in Afghanistan. These days he’s an academic.

The true cost

Nowadays you can just google ‘cost of Afghan war’ and get a host of topline figures. Delve into a few articles and you quickly get a sense of the quagmire of conflicting estimates and figures.

According to the top result, from Brown University, as of 2023, since invading Afghanistan in 2001, the United States has spent $2.313 trillion on the war, which includes operations in both Afghanistan and Pakistan.

As to the UK, I came across this BBC page ‘Afghan withdrawal a dark chapter for UK, says Defence Committee chair‘ which puts the cost to Britain of its Afghan adventure at nearly £30 billion. Everyone has an axe to grind, everyone has an angle.

So why read a book about a subject so readily available on the internet? Well, for two reasons: 1) because books give context, angles, interpretations and, above all, ideas, in ways which ‘objective’ sources like the BBC, Wikipedia, newspaper articles, generally don’t. And 2) for the style and personality and character of the author, enjoyable, fluent, enlightening or dim and patronising, as they may be.

Investment in Blood is in three parts.

Part 1. Casualties

Chapter 1. Why we went there

And why a small peacekeeping force found itself thrown into a full-scale war. For Ledwidge a leading reason the heads of the British Army wanted to deploy to Afghanistan had nothing to do with peacekeeping or tackling the opium trade, it was a self-interested wish to keep Treasury funding coming, to bolster the business case for maintaining the army the size it was, to hang on to battalions which were threatened with being disbanded, on the principle of ‘use them or lose them’ (pages 21 and 120).

Chapter 2. The human cost i.e. army casualties

Starting with the 454 British dead, then the thousands who suffered life-changing injuries, especially amputations, and then the psychological impact, especially the much-vaunted post-traumatic stress disorder.

Chapter 3. Afghan civilian casualties

Abdul Zia has been living for six years in the dirt-poor camp of Nasaji Baghrami, set in sea of mud, excrement and pathetic tarpaulins…It is located in Kabul’s particularly dirty and unpleasant fifth police district…There was a time when life for Mr Zia was much better: he used to have a small farm and seven children. That farm was in the Lashkar Gah district of Helmand. But then one day in 2006, shortly after the British entry into Helmand, for no reason that he can fathom his house was hit by a missile or a bomb from a NATO plane. Whatever it was, it killed six of his children. (p.94)

Afghan dead

Ledwidge explains his methodology which restricts itself to Afghan civilians killed by NATO forces according to reliable, certifiable sources then proceeds through each year, carefully accrediting the numbers. He reaches a total of at least 542 Afghan civilians killed by NATO forces. Compare and contrast with these figures from the US Institute of Peace: 70,000 Afghan military and police deaths, 46,319 Afghan civilians (probably a significant underestimation) and some 53,000 opposition fighters.

Afghan wounded (p.91).

He has no figures and so gives anecdotal evidence of the number of wounded civilians attending the NGO-run civilian hospitals. Other sources claim numbers to be in the hundreds of thousands.

Afghan refugees

Then there are the refugees forced to flee their homes (p.93). According to the UN Refugee Agency, as of December 2021, the total number of people displaced by conflict inside Afghanistan is 3.5 million.

Part 2. Financial costs

Chapter 4. The cost of the vast logistical effort of installing and maintaining a brigade in Afghanistan

The American government is admirably open about the money it spends on its military campaigns, the British government is secretive and hostile to researchers.

This turns out to be impossible to ascertain because of the byzantine and different methodologies used by the Ministry of Defence and the Treasury. Ledwidge quotes several army officers and civil servants saying nobody really knows the cost of a war like this. Instead there is a confusing range of estimates depending on accounting methods and definitions, but some of the figures cited are staggering.

According to the MoD’s own figures it costs about £400,000 to keep one soldier in the field for one year, plus about £60,000. In 2012 a parliamentary question revealed the ‘net additional cost’ of military operations since 2001 as £17.3 billion. Between 2006 and 2012 it cost about £15 million per day to maintain the UK’s presence in Afghanistan.

The most gobsmacking fact, for me, was the chief of logistics to General Petraeus saying the cost of air conditioning alone to all US army bases in Iraq and Afghanistan was over $20 billion.

He has a passage describing the scale of the vast Camp Bastion in Helmand which, at its peak, was home to 22,000 troops and support personnel for 12 different nations.

The blackly Catch-22 aspect of the war is that most of the supplies are not flown in but driven into landlocked Afghanistan by brave lorry drives, much of it contracted out to security companies. Much of this is through Taliban-held territory so many of the security companies have come to arrangements with local tribal and Taliban leaders, paying them retainers not to attack their convoys. So UK taxpayers money goes to the Taliban to bribe them into not attacking the supplies being sent to the British Army so they can carry on fighting them (p.113).

Billions of pounds were spent on kit – transport, guns, ammunition – which we handed over to the Afghan police and army and which, in 2021, they handed over to the Taliban without a fight. Ledwidge predicted this would happen in 2012 (p.117).

Chapter 5. The cost of caring for the wounded and the role of charities

There used to be a number of hospitals run by the armed forces solely for military casualties. One by one these have been closed due to government cuts and now there are none. Instead there are Ministry of Defence Hospital Units, or MDHUs, embedded within civilian National Health Service hospitals. Ledwidge explains why it is quite a loss in security and psychological well-being for veterans not to be treated in units entirely staffed by their own people, who understand what they’ve been through. Ledwidge repeats reports that some wounded veterans have been barracked by other patients in NHS hospitals.

A lot of care for wounded soldiers, whether physical or mental, has been funded by charities, especially the high profile and successful Help for Heroes, founded in 2007, which complements the work of older service charities such as the Royal British Legion.

In his Afterword, written in March 2014, Ledwidge explains his methodology for calculating that the cost of supporting the nearly 3,000 troops who were evacuated from Afghanistan and the thousands more who will apply for medical and psychiatric help, for the rest of their lives, will probably cost some £10 billion (p.238).

Chapter 6. The civilian efforts i.e. the cost of development: has it really gone to help ‘the poorest of the poor’?

An eye-opening account of the work of the Department for International Development which Ledwidge calculates to have spent over £2 billion in Afghanistan. The obvious problems are that the majority of that has gone to the Afghan government, which is a byword, both among its population and internationally, for corruption. In fact it’s debatable whether it is even a government at all in the normal sense of the word or a collection of regional warlords and narco-bosses (of ‘gangsters and warlords’, in Ledwidge’s words, p.170). So that, in the words or a security officer:

‘The only Afghan lives I’ve seen transformed by western aid agencies are warlords who’ve used siphoned funds to build mansions, amass huge overseas property portfolios and arm private militias.’ (p.148)

The other thing about aid money is the surprising amount of it which is spent on freelance aid consultants, earning £500 to £1,000 a day. Whenever these leave a fortified camp i.e. Camp Bastion, they must be accompanied by armed security guards who cost much the same amount, per guard, per day. The fatuousness of so many misguided ‘development’ projects is brought out by the next chapter.

Neocolonialism not colonialist enough

Ledwidge makes a point also made by Jack Fairweather, and quotes Rory Stewart among others making the same point: which is that, in imperial times, imperial administrators of a province would make it their life’s work, often stayed in post for a decade or more, learned the language, got to really know the local people, culture, religion, economy and maze of feuds and tribal allegiances. Slowly they built up a sense of what is possible and how to do things with the locals’ consent.

That entire approach has been lost. In modern ‘nation building’, advisers and consultants and experts are flown in for short-term placements, often with little understanding of the local culture, to implement off-the-peg ‘development projects’ which they’ve applied in Sierra Leone or Uruguay or some other completely different culture (p.157).

Thus Ledwidge gives the comic anecdote of a senior British woman official instructing a provincial governor what to do in front of his Pashtun colleagues, which amounted – in their culture – to a public humiliation and guaranteed that he would not do what she was telling him (p.153).

He also hints that so-called ‘experts’ hired for development and nation building don’t know what they’re talking about. He met experts in his own specialist subject, international law, who had never done a day’s work abroad i.e. hadn’t a clue (p.157).

To return to the first point: we laugh at them, we criticise them, we abhor them; but our imperial forebears were much, much better at this kind of thing than we are. The British government spent £40 billion, lost 440 soldiers and killed thousands of civilians and…for nothing.

Part 3. Assessment of what was won or lost

Chapter 7. What was achieved in Helmand?

Did the British Army presence bring peace and security? Did it eliminate the Taliban threat? Is the improvement, if any, sustainable? Did we eliminate opium as the mainstay of the economy, as Tony Blair promised we would? The answer to all these questions is a resounding no.

At the time of writing, Afghanistan had received tens of billions of dollars in international development assistance plus at least $900 billion from the international community and yet: according to the UN development index the country was ranked 181 out of 182; it was the poorest country for which reliable figures exist; it came bottom on lists for access to safe water and enrolment in all stages of education. It had the third highest infant mortality rate in the world and the lowest life expectancy, at 43.6 years. 42% of the population live on less than a dollar a day (p.168).

More importantly, the relentless focus on finding a military solution i.e. fighting the Taliban, has led to a new level of the militarisation of society.

The executive director of the charity War on Want believes that ‘Western intervention has managed to produce a country which, even after the 20 years of civil war which preceded it, is even more fractured and militarised than it was before’. (p.170).

One of the many reasons for the failure of Western efforts is because they were built around the idea that the central government was ‘elected’ and therefore had a ‘democratic mandate’, and all efforts flowed from this premise, two leading ones being a) training the Afghan police force and b) giving the majority of aid money to this government and training them how to run a country and disburse it responsibly.

Unfortunately, the ‘democratically elected’ government is little more than a bunch of ‘gangsters and warlords’ (p.170), who sent their aid money straight on to their Swiss bank accounts or to buy real estate in Europe or to pay their tribal supporters, while the Afghan police continued to be a byword for uselessness and corruption with a lot of rape and child abuse thrown in.

Afghan legal officers – Ledwidge’s area of expertise – had a habit of being assassinated (p.172). In practice, lots of local legal officers and enforcers quietly made deals with the Taliban about what they were or weren’t allowed to do i.e. in effect, the Taliban ran law and order (p.172).

Ledwidge says policy makers in theses nation building efforts bang on about building schools and hospitals to win over hearts and minds, but this policy has two very obvious flaws: 1) it’s relatively easy to build the buildings, but then who staffs them? Training doctors and teachers will take years and years. In fact, the allies had to stop building schools and hospitals in Afghanistan because there was no-one to man them, a problem euphemistically referred to as ‘overbuilding’ (p.173).

2) Northern Ireland had an insurgency for 30 years and it had all the schools and hospitals you can imagine. That wasn’t what the people needed. What they needed was a political settlement which would offer security for all. That’s what the people in all these trouble spots want first and foremost. Security. And that’s what the coalition forces failed to provide in either Iraq or Afghanistan (p.173).

Fascinatingly, the Soviets did understand the long-term nature of this kind of commitment and took tens of thousands of Afghan doctors, lawyers, soldiers, policemen, prison officers and so on back to Russia and trained them over many years. With the result that many of the current Afghan officials Ledwidge met as part of his work spoke fluent Russian. But none of the occupying powers were prepared to make that kind of commitment (p.174).

He tells a funny story about UK Foreign Secretary David Miliband visiting Helmand and inviting two Afghan ministers for dinner. In all innocence he asked these ministers how long he thought central government officials, civilian and military, would remain in the provincial capital, Lashkar Gah, after the NATO forces withdrew, and they replied…about 24 hours (p.174). Exactly. And this is indeed what happened when the Americans withdrew their last forces in August 2021. The security forces fled or melted away and the Talinan was back in power within days.

Opium

The Taliban almost completely banned Afghan farmers from growing opium (p.176). As the incoming NATO forces pushed the Taliban out, opium growing returned and, Ledwidge asserts, this time around the Taliban allowed it to and took a cut to pay for their weapons.

By 2007 Helmand, just one of Afghanistan’s 34 provinces, supplied over half the world’s poppy crop. He makes the basic point that, at the time of writing, a hectare of wheat was worth £475 to an Afghan farmer, whereas the same area of opium might be worth £6,500 (p.177).

Ledwidge has a good handle on this because when he served as a ‘justice adviser’ in Afghanistan he was actually paid out of the UK’s counter-narcotics budget (p.178).

Women’s rights

After the Soviet Union invaded Afghanistan they attempted to develop its economy and modernise its society. A key aspect was promoting women’s rights in this fantastically conservative, patriarchal society. By the time they quit the country in 1989, some 70% of teachers, 50% of government workers and 40% of doctors were women (p.184). The point is, the West armed the mujahideen for ten long years in order to overthrow the Soviet occupation and eventually succeeded. Whereupon the country collapsed into civil war, from which chaos emerged the Taliban who, as we all know, plunged the country back into the Dark Ages, part of which was sacking all women from all jobs and banning them from leaving the house unless accompanied by a male relative.

Which regime was better for women, Soviet rule or Taliban rule? Their Afghan adventure was seen as the Soviets’ Vietnam, and the long drag on their national resources, and the social unrest it caused contributed, maybe, to the final collapse of the Soviet Union. Still. It makes you wonder whether life for many Afghans, and pretty much all Afghan girls and women, would have been immeasurably better if the Soviets had been allowed to continue their rule of the country.

By the end of this withering chapter it’s hard to avoid the thought that Afghanistan exists as a kind of mockery of all notions of international development, state building, foreign aid and so on. Or, as Ledwidge puts it:

The attempt to impose Western-style government and legal systems on a country that has no real inclination to adopt either – and to do it a matter of a decade or so – was always doomed to failure. (p.187)

Poll results

Ledwidge shares the hilarious results of opinion polls which have been from time to time carried out on the Afghan population. In one just 8% of Afghans living in Helmand Province (Helmandis) had even heard of the 9/11 attacks in New York. This is really important because it indicates the way that hardly any of the population understood why the NATO forces were there; most of the population thought they were just the latest in a long line of murderous invaders. Further, only 30% believed that NATO protected the population from attack, while 65% believed NATO killed more of the population that the Taliban did. When informed that the main aim of NATO forces was to introduce democratic values, 72% of those polled couldn’t explain what that meant (p.188).

These and other stats help explain why so many young Afghan men didn’t understand any of our high-falutin’ ambitions about nation building and development and democracy and all the rest of it, and just thought of themselves as patriotic heroes combating the latest wave of brutal, destructive invaders, like their fathers and their grandfathers before them.

Chapter 8. Have we in Britain been made safer by both wars?

Are we ‘safer’ as a result of Britain’s involvement in the invasions of Iraq and Afghanistan, as Tony Blair and Defence Secretary John Reid claimed? Was it ever in out best interests to pursue these wars?

No. Ledwidge claims that most army officers know the simple truth: that both the wars, in Iraq and Afghanistan, were fought primarily to satisfy Tony Blair’s misguided wish to keep in with the Americans (p.205). The second campaign, in Afghanistan, was mainly fought because the army desperately wanted to rehabilitate itself in the eyes of our American masters after ballsing up big time in Basra. Neither had any relevance at all to Britain’s actual, present or future security needs. Fighting the Taliban was always a stupid, stupid thing to do. Ledwidge quotes a former NATO official at the time:

‘[The Taliban] pose no threat to Britain and not one Afghan has ever been involved in any terror attack in Europe or the US. It is simply rubbish to assert that British soldiers are fighting impoverished opium farmers and $10 a day gun-for-hire insurgents in Helmand Province to protect the British people from terror attacks. These Afghans are fighting our soldiers because they just don’t like foreigners and never will.’ (quoted page 198)

In the event, both Ledgwidge and Jack Fairweather give plenty of evidence that the British Army’s dismal failures in Basra and Helmand irreparably damaged the so-called ‘special relationship’ with America. Ledwidge cites former Chief of Staff of the US army, General Jack Keane, addressing a conference at the Royal Military Academy Sandhurst in 2013:

‘Gentlemen, you let us down; you let us down badly’ (quoted page 233)

And this is the view widely held in the US military. Then again this may be no bad thing if it forces the UK political and defence establishments to distance ourselves from America and think through our likely defence threats and strategies from a purely British position. Don’t hold your breath, though. The ludicrous embarrassment of Brexit was proposed partly by Conservative politicians convinced that our future lies with America, 4,000 miles away, rather than with the continent just 20 miles away.

The people who run the British establishments, in politics, the military, the arts and media and many other sectors, will continue to kiss American arse for the foreseeable future. As Ledwidge puts it: ‘The results of this are toxic and go far beyond the military’ (p.206).

The so-called ‘special relationship’ has led Britain into the invasion of two Islamic countries. Her confused and inconsistent strategy (or the lack of any strategy) in the ensuing wars and her over-enthusiastic and totally uncritical following of US policy have been intensely damaging to British (and Afghan) interests. The policies pursued have been entirely counter-productive and literally self-defeating. (p.208)

As a result of tagging along behind America on these two misguided interventions we in Britain have been made less safe in two ways. 1) We have generated a home-grown generation of angry young men here in the UK, outraged by our invasion of Muslim countries and killing of Muslim civilians. Some of these have carried out terrorist attacks on our own soil as a result of British intervention in Iraq and Afghanistan. As Pakistan and security expert Anatol Lieven puts it:

‘UK policy has been an absolute disaster in the perception of the Muslim population and has produced a significantly increased terrorism threat.’ (quoted page 210)

The second way in which these disastrous wars have made us less safe is we have wasted billions investing in the wrong kind of armed forces. In particular all the money has gone to the army (which, it turned out, was incapable of supplying its soldiers with the kind of equipment they needed) at the expense of the other two branches of the armed service, the navy and air force.

This explains why, when NATO wanted to support the anti-Gaddafi forces in Libya, it was the French who led the attacks – because they have a fully functioning aircraft carrier and lots of planes; we don’t.

By emasculating the Royal Navy to pay for the army and its operations in the Afghan desert, the UK has jeopardised the defence of our island nation’s vital interests. (p.213)

All the time, intellect, energy, money, material and resources ploughed into fighting badly organised peasants 5,000 miles away have completely distracted attention from the very real threats we face from a) larger, more conventional armies i.e. Russia, fighting in Europe and b) the serious emerging threat of cyber-attacks.

Thoughts

Out of date

The most obvious point is the book is fabulous as far as it goes, but is now out of date. Ledwidge wrote it in late 2012-to-early 2013 i.e 10 long years ago. Since then, residual units of the British Army racked up more time in Afghanistan alongside the much bigger US presence, and the fight against the Taliban ground on, with accompanying NATO losses and civilian collateral damage, for another 8 years. And it all led up, of course, to the humiliating US withdrawal which concluded in August 2021.

So most if not all Ledwidge’s figures are out of date. What remains valuable, though, on a procedural level, is his careful structuring of the entire subject and his explanations of the methodologies he used; and on a conceptual level, the questions he asks and the searingly critical conclusions he comes to. All of these shed new light and angles on the story of the war.

Slow starting, ferocious ending

The second point is that, at least to begin with, this is a less impressive book than its predecessor. It feels more hurried. In the first book he took the reader with him, his points were carefully argued, we shared his slowly growing sense of disgust and horror, so there was a dynamic aspect to the narrative.

In this book he takes his anti-war attitude for granted and so doesn’t so much take us on a journey but just restates his disgust. An example of this is the way he uses the same small number of negative quotes from people involved in the wars not as the punchline of extended arguments, but as short-hand, as quick reminders, and uses them repetitively. So he tells us more than once that the former UK ambassador to Afghanistan Sir Sharrard Cowper-Coles thought the war was a waste of time. These kind of quotes are used as a kind of shorthand, summarising the more extended forms of the arguments he gave us in the preceding book.

That said, the final two chapters, 7 and 8, finally become really angry, rising to the level of evidence-based excoriation found in the first book and leaving you shaking with fury at the idiocy and incompetence of British politicians and army leaders. What a shambles. As an Afghan friend of Ledwidge puts it:

‘We were promised good governance: where is it? We were promised economic growth: where is it? We were promised stability: where is it? (p.190)

454 British troops killed, thousands badly injured and crippled. Tens of thousands of Afghan dead. Tens of billions of pounds wasted. And a week after we left, the Taliban rolled back in and took power again, as if nothing had happened. It’s hard to think of a more complete definition of futility.


Credit

Investment in Blood: The True Cost of Britain’s Afghan War by Frank Ledwidge was published in 2013 by Yale University Press. References are to the 2014 YUP paperback.

Related links

New world disorder reviews

The Lesser Evil: Political Ethics in an Age of Terror by Michael Ignatieff (2004)

How should democracies respond to terrorist attacks? In particular, How much violence, secrecy and violations of human rights should a Western government deploy in order to safeguard a democratic state which, ironically, claims to deplore violence, secrecy and loudly promotes human rights?

How far can a democracy resort to these means without undermining and to some extent damaging the very values it claims to be defending?

How far can it go to deploy the lesser evil of abrogating some people’s human rights in order to ensure the greater good of ensuring the security and safety of the majority? These are the questions Ignatieff sets out to address in this book.

The book is based on a series of six lectures Ignatieff gave at the University of Edinburgh in 2003. Obviously the context for the lectures and their starting point was the aftermath of the 9/11 terrorist attacks on America.

Historical context – the War on Terror

It’s difficult now to recreate the mood of hysteria which gripped so much public discourse in the aftermath of the 9/11 attacks. US President George W. Bush declared a War on Terror (18 September 2001) which justified major military attacks on Afghanistan (Operation Enduring Freedom starting 7 October 2001), then Iraq (Operation Iraqi Freedom starting 20 March 2003), alongside combat operations in a number of other Muslim countries (the Philippines, Sudan et al). The US Congress passed a law allowing the President to declare war on anyone he thought was a threat. In his State of the Union speech, 29 January 2002, Bush singled out three likely contenders as the so-called ‘Axis of Evil’, being Iran, Iraq and North Korea.

Apart from the mismanagement of the two major wars, in Afghanistan and Iraq, the most contentious aspect of the so-called War on Terror became what many perceived to be the egregious breaches of human rights which a newly bullish America began to practice. Critics claimed the so-called war was in reality an excuse for creating a hi-tech surveillance state, for reducing civil liberties and infringing human rights.

Within a month of the 9/11 attacks the US government passed the Patriot Act which included three main provisions:

  • expanded surveillance abilities of law enforcement, including by tapping domestic and international phones
  • easier inter-agency communication to allow federal agencies to more effectively use all available resources in counter-terrorism efforts
  • increased penalties for terrorism crimes and an expanded list of activities which would qualify for terrorism charges

The law upset human rights groups on various grounds, for example, the powers given law enforcement agencies to search property and records without a warrant, consent, or even knowledge of the targets. But the single most contentious provision was its authorisation of indefinite detention without trial, which became associated with the notorious detention centre at the Guantanamo Bay Naval Base in Cuba,

Ignatieff’s approach

The lectures were given at the heart of this period (2003), 18 months into the War on Terror, as the Patriot Act was still being rolled out, just after the US government launched its invasion of Iraq (March 2003).

In his introduction Ignatieff makes the point that already, by 2003, there was a well-developed legalistic literature on all these issues. He is not going to add to that (he isn’t a lawyer). He wants to take a broader moral point of view, bringing in philosophical and even literary writers from the whole Western tradition, to try and set the present moment in a much broader cultural context.

My purpose is…to articulate what values we are trying to save from attack. (p.xvii)

It’s worth noting that at the time he wrote and delivered these lectures, Ignatieff was the director of the Carr Center for Human Rights at Harvard’s Kennedy School of Government. I.e. he didn’t have an amateur, journalistic interest in these issues, but was a senior academic expert in them.

Contents

The text is full of Ignatieff’s trademark complex, subtle and often agonised moral reflections, mixing reportage on contemporary politics with references to writers of the past, continually teasing out subtle and often very illuminating insights. At the same time, as I worked my way through the rather laborious networks of arguments, I began to have less and less confidence in his arguments. Fine words butter no parsnips and seminars on moral philosophy can go on forever. What were his practical conclusions and recommendations?

Chapter 1. Democracy and the Lesser Evil

Democracies have often deployed coercive measures, seeing them as the lesser evil deployed to avert the greater evil of terrorism, civil conflict and so on. But it requires that the measures can be justified publicly, subject to judicial review, and have sunset clauses i.e. fixed lengths so they don’t become permanent features of the society.

Government infringement of its citizens’ rights must be tested under adversarial review. This idea recurs again and again in the text. The defining feature of democracies is intricate sets of checks and balances. If some rights have to be abrogated during emergencies, these suspensions can still be independently tested, by judges, by independent advisers, and they will eventually have to be revealed to the citizens for ultimate approval.

There is a spectrum of opinions on suspending civil liberties. At one end, pure civil libertarians maintain that no violations of rights can ever be justified. At the other end, pragmatists eschew moral principles and judge restrictive legislation purely on practical outcomes. Ignatieff is somewhere in the middle, confident that actions which breach ‘foundational commitments to justice and dignity – torture, illegal detention, unlawful assassination’ – should be beyond the pale. But defining precisely what constitutes torture, which detentions are or are not legal, where killing is or is not justified, that’s the problem area.

If lawyers and politicians and intellectuals are going to bicker about these issues forever i.e. there will never be fixed and agreed definitions, the one thing all good democrats can rally round is ‘to strengthen the process of adversarial review‘ i.e. to put in place independent review of government measures.

Chapter 2. The Ethics of Emergency

If laws can be abridged and liberties suspended during an ’emergency’, what remains of their legitimacy in times of peace? If laws are rules, and emergencies make exceptions to theses rules, how can their authority survive once exceptions are made? (p.25)

Chapter 2 examines the impact the emergency suspensions of civil liberties has on the rule of law and civil rights. Does the emergency derogation of normal rights strengthen or weaken the rule of law which we pride ourselves on in the Western democracies?

Ignatieff takes the middle ground that suspension of rights does not destroy them or undermine the normal practice of them, indeed helps to preserve them – provided they are ‘temporary, publicly justified, and deployed only as a last resort.’

Chapter 3. The Weakness of the Strong

Why do liberal democracies to habitually over-react to terrorist threats? Why do we seem so quick to barter away our liberties? One way to explain it is that majorities (i.e. most of us) are happy to deprive small and relatively powerless minorities (in the War against Terror, Muslims and immigrants) of their rights in order to achieve ‘security’.

But our opponents have rights, too. Just as in the debate over freedom of speech, any fool can approve free speech which they agree with, it’s harder to fight for the right of people to say things you dislike or actively think are wrong. But that is the essence of free speech, that is its crucial test – allowing the expression of opinions and views you violently disagree with, believe are wrong and immoral. It is precisely these kinds of views we should make every effort to allow free expression. ‘I may not agree with what you have to say, but I will defend to the death your right to say it,’ as Voltaire famously put it.

It’s easy and uncontroversial to defend the human rights of poets and activists who protested against apartheid or communist oppression. Much harder to insist that detainees being grabbed in Iraq or Syria or anywhere else in the Arab world and flown half way round the world and who might well be members of al Qaeda or ISIL, are provided just the same level of legal representation and rights as you and me. But that is exactly the test of our commitment to human rights: whether we extend them to our bitterest enemies.

Same goes for the other elements in the system of checks and balances, namely the other wings of government, the courts and the media. The temptation and the tendency is for everybody to ‘rally round the flag’ but this is exactly the opposite of what ought to happen. The American constitution vests power in the Presidency to take extraordinary steps in times of crisis or war but that is precisely the moment when the other elements in the division of power should increase their oversight of executive actions.

In his searing indictment of America’s mismanagement of the war in Iraq, Thomas E Ricks makes just this point. The build-up to the war involved questionable evidence (about weapons of mass destruction), wrong assumptions (about the response of the Iraqi population to foreign invasion), criminal mismanagement and the complete absence of a plan for the aftermath. While describing all this in forensic detail, Ricks points out that this is precisely the point when the administration’s plans should have been subjected to intense and critical scrutiny, something which might have saved tens of thousands of lives, billions of money, untold materiel. Instead, in the atmosphere of hysterical patriotism which gripped America, Congress rolled over and approved the plans with little serious examination and the press turned into bombastic cheerleaders. Both miserably failed to live up to the roles assigned to them in a free democratic society.

In fact most of this chapter is taken up with a useful and informative history of terrorism as a political tactic, starting with the Nihilists in nineteenth century Russia, then onto the two great loci of political violence, in revolutionary Russia and Weimar Germany, before turning to post-war terrorism in Latin America (Chile, Colombia, Peru), in Sri Lanka, in Israel, before cycling back to Europe and the 1970s terrorism of the Baader-Meinhof Gang and the Red Brigades, before a brief consideration of the separatist/nationalist terrorism faced by Britain in Northern Ireland and Spain in the Basque Country.

Ignatieff’s summary from this brief conspectus is that terrorism never works, it never achieves its political aims. The Russian and Weimar regimes weren’t undone by political violence but by the cataclysm of World War One and the Great Depression, respectively. Marxist terrorism in 1970s Germany and Italy aimed to create media spectaculars and psychological tipping points whereby the population would be woken from their slumber, rise up and overthrow the repressive bourgeois state etc. Complete failure with the terrorists either committing suicide or publicly recanting.

In Latin America political terrorism either produced the exact opposite of what was intended, for example in Argentina, where it helped a repressive military junta into power. Or, as in Sri Lanka and some extent Israel, it became a stalemate that extended over such a long period of time that it became the social reality of the country, giving rise to a society characterised by random atrocities, intimidation of local populations by the terrorists, and repressive state apparatuses. The host society wasn’t liberated and transformed but permanently degraded.

Ignatieff then considers how the British, on the whole, managed the Northern Ireland situation successfully by abrogating various civil rights but under the aegis of government and judicial review.

But part of the reason his review of traditional terrorism is so enjoyable is because it’s so familiar from decades of print and TV journalism – but this itself highlights, I think, a weakness of the whole book: which is that the campaign of al Qaeda and related groups was not to achieve political change (like the Marxist terrorist groups of the 1970s) or to achieve constitutional change / nationalist independence (as with the Basques or, at the other end of the Europe, the Kurdish terrorist groups in Turkey). Those aims could both be handled in Ignatieff’s model i.e. carefully incorporated into the existing political structures.

By contrast Al Qaeda wanted to destroy the West not only as a goal in itself but as part of an even grander aim which was to undermine the contemporary world order of nation-states and re-create the historical umma, the worldwide community of Muslims that was once held together under the caliphate of the prophet Mohammed. Osama bin Laden identified America as the chief bulwark of the existing world order, especially in the Arab world, where it subsidised and underpinned repressive states. So as a first step to remodelling the world, bin Laden ordered his followers to attack Western targets anywhere, at any time.

Ignatieff was writing in 2003. We had yet to have the 2004 Madrid train bombings (193 dead), the 7/7 2005 attacks in London (56 dead), the Boston Marathon bombing on 15 April 2013 (3 dead), the 18 March 2015 attack on a beach in Tunisia (21 dead), the 13 November 2015 attack at the Bataclan theatre in Paris (90 dead), the Manchester Arena bombing on 22 May 2017 (23 dead), plus numerous other Islamist atrocities in countries further afield.

If the central aim of al Qaeda and its affiliates is to kill and maim as many Westerners as possible, it’s difficult to see how this can be incorporated into any kind of political process. And in the next chapter Ignatieff indeed concludes that the organisation itself can only be defeated militarily.

Chapter 4. The Strength of the Weak

An examination of terrorism itself.

In this chapter I want to distinguish among forms of terrorism, identify the political claims terrorists use to justify violence against civilians, and propose political strategies to defeat them (p.82)

Ignatieff considers terrorism the resort of groups who are suppressed and oppressed, who have no voice and no say in the power structures which rule over them. He gives a handy categorisation of six types of terrorism:

  1. insurrectionary terrorism aimed at the revolutionary overthrow of a state
  2. loner or issue terrorism, aimed at promoting a single cause
  3. liberation terrorism, aimed at the overthrow of a colonial regime
  4. separatist terrorism, aiming at independence for a subordinate ethnic or religious group within a state
  5. occupation terrorism, aimed at driving an occupying force from territory acquired through war or conquest
  6. global terrorism, aimed not at the liberation of a particular group, but at inflicting damage and humiliation on a global power

With the last one sounding like it’s been made up to describe al Qaeda-style hatred of America.

Terrorism presents a classic challenge for liberals, who have traditionally been on the side of the underdog and oppressed minorities, from the early trade unions to blacks under apartheid, and so often have an instinctive sympathy for the social or political or economic causes of terrorism but who, obviously, want to stop short of supporting actual acts of violence. Where do you draw the line?

Ignatieff says the only practical solution is to ensure that the oppressed always have peaceful political means to address their grievances. Purely military means cannot solve terrorism. It requires political solutions, above all bringing the voiceless into peaceful political processes. He doesn’t mention it but I think of how the warring factions in Northern Ireland were cajoled into joining a political ‘peace process’ which promised to take seriously the concerns of all sides and parties, to listen to all grievances and try to resolve them in a peaceful, political way.

Mrs Thatcher said ‘we do not talk to terrorists’ but, rather as with free speech, it is precisely the terrorists that you should be talking to, to figure out how their grievances can be addressed and the violence be brought to an end.

Thus even if al Qaeda’s values come from completely outside the modern framework of human rights, even if they base themselves on Islamic traditions of jihad and unrelenting war against the infidel, even if they cannot be reasoned with but only crushed militarily, this doesn’t prevent Ignatieff making the obvious point that we in the West can still bring pressure to bear on many authoritarian Arab regimes to try and remove the causes of grievance which drive young men into these causes. These would include overt American imperialism; repressive police policies which enact brutal violence and deny human rights; lack of pluralistic political systems i.e. which allow subaltern voices a say and some influence. And so on (pages 99 to 101).

The weak and oppressed must be given a peaceful political alternative that enables them to rise up against the violence exercised in their name. (p.106)

The Arab future

Trouble is, a lot of this kind of hopeful rhetoric was claimed for the movements of the so-called Arab Spring of 2011, when authoritarian regimes were overthrown in Libya, Egypt and nearly in Syria. Just a few years later it was clear that the ‘spring’ comprehensively failed: an even more authoritarian regime was in place in Egypt, Libya had split into warlord-run areas and a ruinous civil war had bedded down in Syria which would pave the way for the rise of ISIS.

Personally, I think the countries in that part of the world which aren’t lucky enough to be sitting on vast reserves of oil will be condemned to perpetual poverty and conflict, because of:

  • the lack of traditions of individual civic responsibility and the complex matrix of civil society organisations which make the Western countries stable as politically stable as they are;
  • as the main offshoot of the above – universal corruption
  • the entrenched political tradition of strong rulers invoking ethnic nationalism or Islamic models of rule or both (Nasser, Gaddafi, Saddam)
  • what Ignatieff calls ‘the corruption and decay of the Arab and Islamic political order’ (p.152)
  • the economic backwardness of most Arab countries i.e. preponderance of subsistence agriculture
  • widespread lack of education
  • marginalisation / lack of education or political rights for women
  • the extraordinary population explosion (when I first visited Egypt in 1981 it had a population of 45 million; now it’s 110 million) which ensures widespread poverty
  • and now, the speedy degradation of the environment by climate change (loss of water and agricultural land)

One or two of these would be tricky challenges enough. All of them together will ensure that most countries in the Arab world will remain breeding grounds for angry, aggrieved and unemployed young men who can be persuaded to carry out atrocities and terrorist acts against domestic or Western targets, for the foreseeable future.

Chapter 5. The Temptations of Nihilism

This chapter addresses the way that, in the absence of peaceful talks, terrorist campaigns tend to degenerate into destruction and killing for their own sake, as does the behaviour of the authorities and security services set to combat them. Tit-for-tat killing becomes an end in itself. Violence begets violence in a downward spiral.

This is the most serious ethical trap lying in wait in the long war on terror that stretches before us. (p.115)

Ignatieff realises that this well-observed tendency can be used by opponents of his notion of ‘the lesser evil’ i.e. the moderate and constantly scrutinised, temporary abrogation of human rights. Their argument goes that what begins as a high-minded, carefully defined and temporary ‘abrogation’ of human rights law has so often in the past degenerated into abuse, which then becomes standard practice, becomes institutionalised, and then causes permanent damage to the democracies which implemented it.

As you’d expect, Ignatieff meets this claim by breaking the threat down into categories, and then analysing them and the moral problems and issues they throw up.

First, though, he starts the chapter with some low-pressure, enjoyably colourful discussion of Dostoyevsky’s novel, The Possessed – which describes a terrorist group which takes over a remote Russian town – and then of Joseph Conrad’s novel, The Secret Agent, which features a nihilistic character named the Professor, who walks round London with an early version of a suicide vest.

Part of the chapter addresses the practical, administrative problem of preventing anti-terrorist campaigns from descending into violence. But, as mention of the novels suggest, he also explores (as far as anyone can) the psychology of the nihilistic terrorist i.e. people who just want to destroy, for no purpose, with no political aim, for destruction’s sake.

It can be an individual who wants to make a name for themselves through a spectacular, for example Timothy McVeigh who carried out the 1995 Oklahoma City bombing that killed 168 people and injured 680. Lone actors like this are always going to be very difficult to detect or deter.

Then he discusses the Japanese doomsday cult known as Aum Shinrikyo which carried out the deadly Tokyo subway sarin attack in 1995, killing 13 commuters, seriously injuring 54 and affecting 980 more. Terrorists who (claim to) represent an ethnic or nationalist cause can, in principle, be negotiated with for at least two reasons: one is that negotiations may hold out the hope that some at least of their goals may be achieved; the other, is that, insofar as they represent an ethnic group, a population, this population can be worked on to reject the group or moderate its behaviour.

With single actors or death cults, levers of negotiation and bargaining are obviously absent. Having established the key characteristics of these kinds of actors, Ignatieff moves on to a detailed consideration of al Qaeda. In his view it has twisted Islamic teachings so completely as to become a death cult. The 9/11 bombers didn’t leave demands or any way to negotiate – they just wanted to strike a blow at the West, specifically America, and that meant killing as many Americans as possible.

His analysis is on the brief side (there are, obviously, hundreds of books about bin Laden and al Qaeda) but, as usual, throws up fascinating insights and ideas. a) It is impossible to negotiate with a suicide bomber because being negotiated out of detonating is, by definition, a failure of the mission they’ve taken on.

b) More subtly, an organisation that sets out to use suicide bombing as a strategy cannot fail because it has no defined, workable political goals or aims. Bin Laden’s aim of clearing Westerners out of Arab lands, overthrowing the existing Arab states, recreating the 7th century caliphate and implementing Sharia law in full, is not a practical programme, it is a utopian millennarian vision. It is so impractical, it is such a long-term and enormous goal, that true believers can’t, in a sense, be demoralised.

c) And this is where the promise of immortality comes in. Once true believers are promised direct entry into heaven, they have ceased to be political actors and, in this narrow sense, Ignatieff defines them as fanatics.

He adds a distinct and fascinating idea which is that all death cults, and most terrorist groups, have to have a theory which discredits the idea of civilian innocence. Obviously blowing up a load of people going to work in their offices is murder. So, just as obviously, terrorists who do it have been re-educated or indoctrinated not to see it that way. The most basic route is for their ideological leaders to persuade them that nobody is innocent; that so-called ‘civilians’ are as guilty as the acts of repression or infidelity or murder as the armies or forces of their countries.

The Algerian National Liberation Front used this defence to justify blowing up cafes full of civilians as part of their ‘war’. Scores of other terrorist groups use the same justification, erasing the difference between the soldier (a figure defined and attributed specific rights and responsibilities under international convention going back at least as far as the Geneva Conventions) and the civilian (who, under human rights law, is not responsible in warfare and should not be a target).

But this works both ways. For when terrorists are embedded in local populations, emerging to ambush soldiers then disappearing back into the crowd, a tendency develops for those soldiers to come to hate the civilian population and take out their anger and frustration on them. Happened in Vietnam (My Lai etc), happened in Iraq (Haditha etc). And of course all such breakdowns of military discipline it play into the terrorists’ hands by getting the population to move over to support them. That’s why terrorists work hard to trigger them.

So, blurring the difference between soldier and civilian can be practiced by both terrorist and security forces and always heads in the same direction, towards ever-growing atrocity and massacre. Eventually both sides are murdering unarmed civilians, as happened in Bosnia and Kosovo.

Something which distinguishes us from the terrorists is that liberal democracies put huge value on human life, and this particularly applies to civilian human life. Therefore the kinds of massacres which US troops carried out in Vietnam and Iraq sully the reputation and undermine the meaning of liberal democracy itself. I.e. they drag us closer to the indiscriminate violence of our enemies.

These pictures of fanatical death cults are by way of preparing the way for the second half of the chapter which moves on to try and define precisely when two anti-human rights tactics may be used, namely selective assassination and torture. Ignatieff is not an absolutist or civil libertarian i.e. he reluctantly admits that, in addressing the kind of nihilistic fanatics he has described, assassination may be the only way to eliminate people you can’t bargain with, and that extremely ‘coercive’ interrogation may be necessary to extract information from fanatics which may save lives.

This is a detailed discussion of contentious issues, but the bottom line is Ignatieff things they may be permitted, but so long as his basic criteria are fulfilled, namely that they are a) approaches of last resort, after all else has been tried b) and that some kind of independent judicial review or oversight is in place. It is when these kind of policies turn into secret death squads that a rules-based liberal democracy starts to be in trouble.

Ignatieff repeats some familiar objections to torture, namely that it simply doesn’t work, that it produces intense hatred which can motivate those who survive and are released into going on to carry out atrocities, and it degrades those tasked with carrying it out. There’s evidence of post-traumatic stress disorder suffered by American operatives tasked with torturing during the War on Terror.

Typically, Ignatieff adds another point I’d never considered which is that there is a slippery slope from torture to plain murder. This may be for two reasons: the tortured may be converted by the process into such inveterate enemies of the state that their interrogators realise they will never be rehabilitated; and, more sinisterly, the torturers realise they can never release their victims because they themselves, will eventually be implicated i.e. the truth will out. Therefore it’s easier all round just to bump them off. Hence the ‘disappeared’ in South American dictatorships, all those detainees who, after extensive torture, were taken out in helicopters and thrown into the sea. Torture doesn’t just not work, create new enemies and degrade the torturers – it creates a problem of what to do with the tortured? A downward spiral all the way.

Chapter 6. Liberty and Armageddon

The book ends with a bleak discussion of what may happen as and when terrorists acquire weapons of mass destruction i.e. terror attacks on a devastating scale. Are our democracies strong enough to withstand such attacks? How can we strengthen our institutions to ensure that they are?

Ignatieff has a number of suggestions about how to prevent the proliferation of terrifying WMDs. But he comes back to his fundamental position which is that the way to defend and strengthen liberal democracies in the face of increased terrorist threats is to make them more liberal and democratic, not less.

Other thoughts

1. Internecine killing

The text is continually spinning off insights and ideas which I found distracted me from the main flow. For example, the notion that every terror campaign, sooner or later, with complete inevitability, ends up terrorising and killing people on their own side – moderates and ‘sell-outs’ and anybody in their ethnic group or repressed minority who threatens to engage in political discussion with the oppressors. In a sense, moderates are more threatening to a terrorist group than their overt enemy, the repressive state, which is why so many terrorist groups end up killing so many people on their own side (p.104).

2. The threshold of repugnance

The savagery of the Algerian fighters for independence in the 1950s left a permanent scar on the national psyche of all concerned so that when, 30 years after independence (1962) in 1992, the ruling elite disallowed an election which would have given power to the new radical Islamist party, the country very quickly descended into a savage civil war, with Islamic terrorists and government security forces both murdering unarmed civilians they considered guilty of aiding their opponents.

Both sides, with generational memories of the super-violence of the struggle for independence, invoked it and copied it in the new struggle. There was little or no threshold of repugnance to deter them (p.105). Violent civil wars set new lows of behaviour with after-comers can then invoke. The whole process ratchets ever downwards.

3. The world is watching

There’s plenty of evidence that if a movement judges that it needs the help of the outside world (of the ‘international community’ which Ignatieff is so sceptical about in his previous books) then it will tailor its behaviour accordingly. It will, in other words, try to restrain violence.

The African National Congress knew it had strong support across the Western world and put its faith in international pressure eventually bringing a settlement, so that its political leaders (and its defenders in the West) chose to play down the violence of the movement’s activist wings (which, as per rule 1, above, were mostly directed against their own i.e. the black community, witness the invention and widespread use of ‘necklacing).

In other words, the international community counts. It can exert pressure. It can use its leverage to turn liberation movements away from terrorist methods. Up to a point. As long as the movement is well organised, as the ANC was and is. At the other extreme is the Revolutionary United Front (RUF), little more than a rag-tag band of psychopaths, who led an 11-year ‘civil war’, little more than a campaign of terror against their own populations (as described in stomach-churning detail in Anthony Loyd’s book, ‘Another Bloody Love Letter’). They had nothing whatsoever to gain from outside influence except being shut down. So with nothing to lose, they continued their killing sprees for 11 long years (1991 to 2002).

At the other end of the organisational scale, Russia was able to carry out atrocities and conduct a war of total destruction in Chechnya because they know no-one was looking (it was almost impossible for foreign journalists to get in) and nobody cared (it wasn’t a location of strategic significance, no oil, none of the racial discrimination the West gets so worked up about) so mass murder proceeded with barely a ripple in the Western press.

These examples prove a general rule which is that the ‘international community’ can have some moderating influence on some insurgences, terrorist campaigns and wars (p.98).

Notes and thoughts

This is a complex and sophisticated book. The language of human rights often segues into discussion of particular conventions and international declarations in such a way that to really follow the discussion you have to be pretty familiar with these documents and laws and rules.

I also found some of the political concepts which Ignatieff routinely throws around quite obscure and unfamiliar – communitarianism, the conservative principle, adversarial justification, the decision cycle and so on.

I got along with his first political book, ‘Blood and Belonging’, very well. Ignatieff began his discussions with detailed descriptions of the political situations in half a dozen countries, giving plenty of colour and a good feel for the place, its history and issues and people, before getting on to the philosophical discussion, and only applied a handful of relatively simple ideas in order to shed light on the nationalist conflict he was covering.

This book is the opposite. It is sustained at a high academic level, continually introducing new concepts and making fine distinctions and drawing subtle conclusions, with only passing reference to real world examples. It sustains a level of abstraction which I eventually found exhausting. I wasn’t clever enough, or educated enough in the concepts which Ignatieff routinely throws around, to really make the most of it. Probably the best way to read it is one chapter at a time, going back and working through the logic of his argument, chewing over the tumble of clever conclusions. It’s certainly the most demanding of Ignatieff’s half dozen politics books.

Seven days later

Having pondered and revisited the book for a week, maybe I can offer a better description of how the text works. The best bits of ‘Blood and Belonging’ were where Ignatieff shed light on the psychology of different types of nationalism (especially the crude sort of ethnic nationalism which so quickly degenerates into violence).

The same is true here, as well. The best bit about, say, the chapter on nihilism, is Ignatieff’s categorisation of different types of terrorist psychology, and then his exploration of what each psychology is, how it comes about and works in practice. This is fascinating and hugely increases the reader’s understanding, especially when he applies the categories to real historical examples.

What I found harder going, where I think the book comes adrift, is when he moves on to discuss how ‘we’ in liberal democracies ought to deal with the new post-9/11 terrorism threat. It’s at this point, throughout the book, that he keeps using his concept of ‘the lesser evil’ i.e. we should, temporarily, and with supervision by some kind of objective person like a judge, abrogate some of our treasured human rights in some circumstances, where it’s absolutely necessary – it’s these passages, and the entire concept of ‘the lesser evil’, which I sometimes struggled to understand and never found completely clear or convincing.

Ignatieff’s categorisations and definitions of types of society or politics or terrorism, and his descriptions of the psychologies behind them, I found thrilling because they’re so incisive and instantly clarified my own thinking; whereas his discussions of the ‘morality’ of the political response to terrorism, I found confusing and unsatisfactory.


Credit

The Lesser Evil: Political Ethics in an Age of Terror by Michael Ignatieff was published by Vintage in 2004. All references are to the 2005 Edinburgh University Press paperback edition.

New world disorder reviews

Virtual War: Kosovo and beyond by Michael Ignatieff (2000)

Michael Ignatieff (born 1947) is a public intellectual, academic, journalist and, at one point, back in his native Canada, a high profile politician. Back when I was a student in the 1980s he was all over the British media, fronting thoughtful documentaries and high-end discussion programmes on Channel 4.

Ignatieff’s written a lot – novels, memoirs, histories, countless articles. One consistent strand of his output has been a series of books meditating on the nature and meaning of contemporary warfare. This began in 1993 with Blood and Belonging: Journeys into the New Nationalism and was followed by The Warrior’s Honour: Ethnic War and the Modern Conscience in 1998.

In the introduction to this volume, written in December 1999, Ignatieff says Virtual War is, in effect, the third in a trilogy about the nature of modern war – but this statement has been rendered redundant by the fact that he’s gone on to publish several more. As far as I can make out the sequence now runs:

  1. 1993: Blood and Belonging: Journeys into the New Nationalism
  2. 1998: The Warrior’s Honour: Ethnic War and the Modern Conscience
  3. 2000: Virtual War: Kosovo and Beyond
  4. 2003: Empire Lite: Nation-Building in Bosnia, Kosovo and Afghanistan
  5. 2004: The Lesser Evil: Political Ethics in an Age of Terror
  6. 2017: The Ordinary Virtues: Moral Order in a Divided World

His books contain extensive descriptions of contemporary conflict zones, fighting, wars and aftermaths. The first book in the series (‘Blood and Belonging’) contains riveting eye-witness reporting from the conflicts in former Yugoslavia; the second one has a chapter where he accompanies the head of the United Nations to Rwanda, Zaire and Angola; and the fourth one adds scenes from the conflict in Afghanistan. This one contains reportage from a Kosovar refugee camp and a description of a Kosovar village, Celine, where a disgusting massacre was carried out by Serb paramilitaries.

But Ignatieff is not a war reporter; there are plenty of those, filing daily reports from the front line of conflicts around the world. And similarly, he is not a military analyst; there are thousands of those, publishing papers in specialist journals analysing this or that aspect of the hardware or strategy involved in the world’s many conflicts.

Ignatieff stands aside from both those genres because his stance can perhaps best be summarised as ‘a moral philosopher considers modern conflict’. He goes into military and technical detail where necessary – for example, in this book he gives a detailed description of the command and control centres running the NATO bombing of Serbia in 1999, an extended explanation of how targets were established, confirmed and then the complex bureaucracy planners had to go through in order to get permission to bomb them. Very detailed, very informative.

But that isn’t where Ignatieff’s interest lies. He is interested in what this kind of conflict tells us about the nature of modern warfare and, above all, about the moral and political attitudes of the West – what it tells us about ourselves and the modern societies we live in. He is interested in trying to unpick the complex moral issues which the conflicts he covers raise or have created or are evolving or distorting. His aim is:

exploring the new technology of war and the emerging morality governing its use. (p.7)

Maybe it’ll help if I summarise the short introduction in which Ignatieff unpacks the different senses of the word ‘virtual’ which underpin this book and give it its title.

(If you want to know the historic and geopolitical background to the war in Kosovo read the relevant section of my review of Anthony Loyd’s book, Another Bloody Love Letter. Ignatieff devotes a fascinating chapter, ‘Balkan Physics’, to a detailed account of the recent history and complex power politics which led up to the conflict, paying special attention to the failure of American diplomacy in the region and then to the change of tone brought by new Secretary of State, Madeline Allbright, pages 39 to 67.)

Virtual warfare

Ignatieff thinks the Big New Thing about the war in Kosovo was that it was a virtual war. What does he mean? Well, he uses the word ‘virtual’ in quite a few senses or contexts.

1. The public

It was a war which most people in the West watched on their screens, in which they had little or no investment or commitment. For Ignatieff this is a worrying new development. For example, will ‘war’ slowly morph into a particularly gruesome spectator sport? Does this mean that the populations of the West no longer believe in their causes enough to slug it out face to face? Will this, over the long run, weaken our resolve to mount wars when we need to?

2. Air force screens

It was a ‘virtual war’ in at least two further senses. The ‘war’ consisted mostly of NATO’s 78-day-long bombing campaign carried out against Serbian forces inside Kosovo and against crucial infrastructure in Serbia itself, especially in the capital Belgrade. No ground forces were sent into Kosovo and this, apparently, confused NATO’s air force, whose doctrine and training leads all of them, from air commodores down to pilots, to be expect to co-ordinate air attacks with ground forces, to be called in by radio to support ground attacks. They were unused to an army-less war.

Instead, the pilots, and their controllers back in control and command centres in locations in the West (Italy, Germany, Belgium, the US, the UK) worked via computer readouts of target information and then by sharing the view of the in-plane cameras which the pilots were using.

Thus the people choosing the targets and guiding the pilots towards them had pretty much the same view as the viewers at home (who got to see selected plane or missile-based footage which NATO released to the press). Obviously they were deeply involved in actually making it happen, identifying, assessing, instructing and so on. But nonetheless, it was, for these technicians, also a ‘virtual’ war, fought or, more accurately, experienced, via screens.

3. No army

Let’s go back to that point about no army. There was no NATO presence at all in Kosovo during the 78-day bombing campaign. There had been Western observers and peacekeepers in Kosovo but overnight they became enemies of Serbia, liable to be arrested and used as hostages, and so they were all withdrawn. So there were no NATO soldiers on the ground at all. Which is why Ignatieff very reasonably asks, What kind of war is it which involves no army at all on our side?

And furthermore, no casualties. None of the pilots of the thousand or so NATO planes which flew nearly 100,000 sorties were lost. A couple were downed by ejected. So Ignatieff further asks, What does it mean that the West can now go to war without fielding an army and without risking the life of a single combatant? Surely this is the kind of war fought by people who don’t want any casualties, a kind of war without the physical risk.

Previously, wars have involved loss of life on both sides. Western leaders have been slow to commit to war (British Prime Minister Neville Chamberlain being maybe the most famous example) because they knew the bloody horror it entailed. But now there is no bloody horror. There is no risk. What, Ignatieff asks, does that do to the very definition and concept of war?

How does that change everyone’s perception of what a war is? How does it effect:

1. Policy makers Does it make them more liable to intervene if they think they’re risking less – financially, but above all in terms of casualties, with consequent minimal damage to their domestic reputation and ratings?

2. The public in Western nations Will it teach the public to become so risk-averse that as and when a serious commitment of soldiers on the ground is required, it will be unacceptably unpopular? Will old-style fighting become less and less acceptable to a public acculturated to watching everything happen on a video screen? Will we refuse to countenance any conflict in which we lose soldiers?

3. The enemy On the face of it, the use of laser-guided precision weapons ought to scare adversaries so much that they are put off ever triggering the intervention of the West and its high-tech weapons. In fact, as he reports in detail, the reality in Kosovo turned out to be the exact opposite: President of Serbia, Slobodan Milošević, cannily triggered the West and then, in defiance of all our best efforts, carried out his nation-scale ethnic cleansing.

Because Milošević knew that as soon as the bombing started NATO would withdraw its ground forces and so he would be free to do what he wanted to the Kosovar population. He intended to drive them right out of their own country using exemplary terror i.e. using his army and paramilitaries to massacre entire villages and burn them to the ground, thus terrorising populations nearby to flee across the border into Macedonia or Albania – and that is exactly what happened. Hundreds of thousands of Kosovar refugees were harried out of their own country, even as the NATO bombing campaign proceeded. According to Human Rights Watch, by early June 1999, more than 80 percent of the entire population of Kosovo and 90 percent of Kosovar Albanians had been displaced from their homes. Amnesty International estimated that nearly one million people were forced to flee Kosovo by the Serb terror campaign.

On the face of it, then, this new kind of hi-tech gee-whiz ‘virtual’ war let the bad guys get away with it, with genocide and ethnic cleansing. In other words, the first ‘virtual’ war undermined its own rationale: it seemed very much as if what was needed to force the Serbs to end their ethnic cleansing was precisely what had been so carefully avoided i.e. face-to-face clashes between NATO forces and Serb forces. In other words, traditional warfare.

4. No mandate

Lastly, Ignatieff claims it was also a virtual war in the sense that the forces involved weren’t technically at war. The NATO forces who bombed the Serbs for 78 days never actually declared war on Serbia, no UN resolution was passed to justify this attack on a sovereign state, and none of the legislatures of the European countries who went to war were called on to vote for it.

NATO lawyers cobbled together a justification in law but, like everything to do with the law, it is subject to endless interpretation and debate. Even the outcome was unorthodox, a so-called ‘military technical agreement’ which didn’t settle any of the issues but merely allowed the entrance of NATO ground forces into Kosovo to protect the population while the diplomats went back to the negotiating table. But the fundamental issue is simple: Was NATO’s bombing campaign against Serbia legal or illegal under international law?

I’m no lawyer but what I took from Ignatieff’s account was that the campaign was technically illegal but was morally and politically justified. NATO used force as a last resort, after all attempts at mediation and conflict resolution – mainly at the talks held between NATO, the Kosovo Liberation Army and Milošević at Rambouillet in France – failed to find a solution.

NATO’s aim was to save lives, to put an end to Serbia’s low-level policy of massacre and ethnic cleansing. But does a worthy aim – saving the lives of a defenceless population – justify breaking one of the fundamental principles of the UN and the post-war international consensus, namely that the integrity of the nation state is sacrosanct; that nobody has a right to intervene militarily in the affairs of another state. This is one of the central moral-political-legal questions which Ignatieff returns to again and again.

To intervene or not intervene?

Like its two predecessors and its successor, Virtual War is a) short and b) not so much one consistent through-written book, but a collection of articles, published at different times in different magazines, but with enough thematic unity to work as a book. And each article or chapter focuses on particular aspects of the Kosovo war which I’ve itemised above.

Thus the issue I just described – whether the West was justified in attacking Serbia – is dealt with in chapter three, which consists entirely of an exchange of letters between Ignatieff and the British lawyer and politician, Robert Skidelsky, three from each of them.

The chapter may be short (16 pages) but it gets straight to the point and is packed with argumentation on both sides. Skidelsky argues that respecting the integrity of states has (more or less) kept the peace since the Second World War. If we alter that fundamental premise, if – like UK Prime Minister Tony Blair – we argue that we are so convinced of our moral rectitude and our case that we are justified in intervening in other countries wherever minorities are threatened by oppressive governments – then the world will descend into chaos.

Ignatieff politely but firmly disagrees. He describes himself as an ‘internationalist’, meaning that he agrees that the basis of the international system is the integrity of the nation state, but he also believes in the human rights of individuals and of communities, and that this second principle can clash with the first and, in Kosovo, trumps it.

He’s our author, so the weight of evidence from the other chapters tends to bolster Ignatieff’s argument. But Ignatieff tries to present a fair fight, giving Skidelsky’s objections as much air time as his own views. I very much took Skidelsky’s point that the notion Tony Blair was promoting in various public speeches (particularly, apparently, one given in Chicago on 22 April 1999, pages 72 and 74), that the West not only has the power to intervene in rogue regimes, but is obligated to intervene, is a terrible precedent. The road to hell is paved with good intentions (p.73).

And indeed, we know what happened next, which is that, after the 9/11 attacks, the US, under President George W. Bush, bolstered by Tony Blair and his interventionist stance, decided to intervene in both Afghanistan and Iraq. Overthrowing the absolutely awful dictator, Saddam Hussein, sounded like a great idea. Liberating Iraq and rebuilding it as a modern democracy sounded like a great idea. And how did those interventions turn out? Catastrophic wastes of time, money and lives, which left the region more unstable than before.

In this respect, Virtual War is a snapshot in time, capturing a moment when the interventionist mindset was new and still being explored and worked through. This is a fancy way of saying that quite a lot of it feels out of date. Ignatieff’s subtle premonitions about a new type of warfare have been completely superseded by subsequent events in Afghanistan and Iraq.

Content

As mentioned, the book consists of chapters which bear a strong resemblance to standalone magazine articles. In his previous books these had each been based around particular issues or countries. Here each chapter revolves around a central figure. These are:

  • Richard Holbrooke, impresario of the 1995 Dayton Agreement which ended the Bosnian War, architect of US policy in the Balkans, who Ignatieff follows and interviews as he mounts frantic shuttle diplomacy in the runup to the outbreak of hostilities (December 1998).
  • Robert Skidelsky, British economic historian, crossbench peer in the House of Lords, and vocal opponent of the bombing campaign against Serbia who Ignatieff debates the legality of the NATO bombing offensive with (May 1999).
  • General Wesley Clark, Supreme Allied Commander Europe (SACEUR) from 1997 to 2000, who commanded Operation Allied Force during the Kosovo War, and is profiled as part of an extended description of how the bombing campaign was managed, not only technically in terms of selecting targets etc but at a diplomatic level (June 1999).
  • Louise Arbour, a Canadian, who was Chief Prosecutor of the International Criminal Tribunal for Rwanda in Arusha, and of the International Criminal Tribunal for the former Yugoslavia (ICTY) in The Hague. In this role she indicted then-Serbian President Slobodan Milošević for war crimes on 27 May 1999, the first time a serving head of state was called to account before an international court. Ignatieff interviews her at length on the tribulations of setting up the Tribunal and especially of getting enough evidence to prosecute Milošević (July 1999).
  • Aleksa Djilas, Yugoslav writer and dissident, friend of Ignatieff’s, opponent of the bombing campaign not only on general humane grounds but because he is a Serb and so imprisoned by the propaganda of the regime. He flatly denies that the massacres of civilians, whose bodies Ignatieff saw with his own eyes, were carried out by Serbs. claiming they must have been caught in the crossfire of battles with the KLA. He couldn’t accept the fact that his nation was carrying out a genocide using Nazi tactics. Refusal. Denial.

As in The Warrior’s Code, Ignatieff has fantastic access to the top dogs: he accompanies leading figures such as Holbrook and his cohort of other US negotiators (ambassador Richard Miles; liaison officer with the KLA fighters, Shaun Byrnes) in the fraught weeks leading up to the bombing campaign; he has lunch with US ambassador to Macedonia, Chris Hill; he is part of the press pack covering a visit of Arbour’s to the Kosovar village of Celine, scene of a typical Serb massacre of unarmed civilians (lined up and machine gunned in cold blood). He interviews Arbour at her headquarters in the Hague, a conversation he reports at length.

Ignatieff vividly conveys what life is like for these jet-setting international politicians and lawyers: 1) the hectic lives, the endless mobile phone calls, dashing for planes or helicopters, setting up meetings, taking more calls. He 2) acutely dissects the issues they have to grapple with. But where Ignatieff comes into his own is with his 3) insightful analysis of the themes or issues or moral problems arising from the challenges they face; the general issues which arise from trying to resolve ethnic conflict, from intervening in a sovereign state, from trying to achieve some kind of justice for the victims.

Critique

1. The idea of a screen war not so novel

For me the weakest part of the book was Ignatieff’s claim that watching a war via a TV screen was somehow a) new, b) morally degrading, c) fraught with perilous consequences. It shares the same tone of moral panic as the chapter in The Warrior’s Code about the ever-increasing power of television. Looking back from 2023 both concerns seem out of date and overblown. Since Ignatieff was writing (in 1999) screens have come to dominate our lives to an unimaginable extent, and this has had many social consequences which impact Ignatieff’s ideas and interpretations.

But I disagree that watching a war on the telly was something radically new in 1999. People in the UK had been watching war footage on telly at teatime ever since the TV news was established in the 1960s. I remember listening to punk songs taking the mickey out of it in the 1970s (5.45 by Gang of Four, 1979).

And, of course, in the UK we had a war of our own, in Northern Ireland, which was on the TV news almost every night for decades before Ignatieff started worrying about it. So I question Ignatieff’s claim that watching the Kosovo conflict on the telly was a radically new departure with worrying social implications.

2. Kosovo’s ‘virtual’ war in no way replaced conventional conflict

At a more serious level, the ‘virtuality’ Ignatieff wants to make such an innovation of Kosovo hasn’t changed the face of war as much as he claims. In his long final chapter Ignatieff claims the West is living through a revolution in warfare, and that the new technology of cruise missiles, laser-guided bombs, and remote control will change warfare for good, and he sets off worrying about the implications for all of us.

But it wasn’t true. The American invasion of Iraq in 2003 wasn’t carried out entirely by remote control, it required a conventional army with tanks and armoured cars and all the rest of it, and then degenerated into a counterinsurgency which was even less remote, very much requiring boots on the ground (as described in excruciating detail in Thomas E. Ricks’s two books about the Iraq War, Fiasco and The Gamble).

OK, so was Iraq just a blip, have other wars continued the radical new ‘virtual’ path worries about? No. Take the war in the Ukraine. A conventional army (accompanied by its disgusting mercenaries) has invaded a neighbouring country and is being repelled by an entirely conventional army and air force. No doubt lots of screens are being used by everyone involved, maybe drones are being deployed and maybe some of the missiles are cleverly targeted, but most are not, and the whole thing feels like a traditional boots-on-the-ground conflict.

So not only have a lot of his concerns about war and society been superseded by the events of the last 23 years, but his central concern about the perilous consequences of ‘virtual war’ can now be seen to be exaggerated and unwarranted. He worries that war via screens will end up being no more than a spectator sport, emptied of meaning, and lacking engagement or understanding by the wider population. That is not at all what happened with the wars in Afghanistan and Iraq.

Anticipations of ‘Empire Lite’

In scattered remarks through the book, and then more pithily in the introduction, Ignatieff draws the central conclusion which will go on to underpin the next book in the sequence, 2003’s ‘Empire Lite’.

It is based on the run of events during the 1990s in which the UN and the so-called ‘international community’ performed so abysmally. They let down the Marsh Arabs who revolted against Saddam Hussein in 1991 and were very slow to support the Kurds who Saddam drove up into the mountains to die of exposure. They abandoned the mission to Somalia after the Black Hawk Down incident in 1994; in the same year the member states of the UN failed to cough up enough troops to enable the peacekeeping force in Rwanda to prevent the fastest genocide in history. Then in July 1995 UN peacekeepers once again stood by helplessly while Serb militia rounded up some 7,000 boys and men in the Bosnian town of Srebrenica and murdered them all.

In his earlier books Ignatieff visited the sites of mass murder in Rwanda and of massacres in Bosnia. This book gives a stomach-turning description of the massacre of unarmed Kosovar women and children carried out by Serb paramilitaries at a village called Celine. Did those Serb soldiers think it was serving their country to shoot unarmed women and children point blank in the head? Did they think this is what soldiers do? That this is what makes you a man – murdering little children?

These experiences drive Ignatieff to his Big Conclusion, which is that the West needs to intervene more, more deeply, more extensively, with more troops and resources, and for longer, than it has hitherto done.

Sitting above the Stankovec 2 refugee camp, packed with Albanian Kosovars who have been hounded from their homes by the Serbian army, and reviewing the West’s dismal record of failing to prevent ethnic cleansing in Yugoslavia, Ignatieff’s conclusion is surprisingly blunt:

This must be stopped. Now. By persistent and precise military force. (p.45)

His humanitarian principles, his concern to protect the vulnerable, lead him to believe that the intervention of the West is vitally required, as here in Kosovo, to prevent yet another crime against humanity, and this is the nexus of his argument with Robert Skidelsky.

But he goes further. Ignatieff thinks that the only way to prevent these crimes happening in the first place is to help developing countries build stronger states. And the only way this can be done is by major intervention, supervisions and investment in failing states by the West. And that means, in practice, America. He shares the view he attributes to the roving American diplomat Richard Holbrook, that:

the Americans are the only people capable of replacing the Ottomans and the Austro-Hungarians – the only people with the character required for an imperial vocation. (p.35)

America needs to be more imperial, more prepared to intervene to stop states failing, to prevent genocides, to create more stable polities. And it’s this idea which was to be the central theme of the book which followed this one, Empire Lite, arguing for greater American commitment to places like Afghanistan and written on the eve of the US invasion of Iraq in March 2003.

In other words, Ignatieff’s fine and subtle humanitarian principles led him to support George Bush’s illegal invasion of Iraq, support he later came to bitterly regret. Seen from this perspective, Ignatieff’s books on foreign affairs are almost like a tragic novel, about a highly intelligent and deeply philosophical man who argues himself into supporting Bush and Blair’s idiotic invasion of Iraq.

The scale of the waste

Alongside Ignatieff’s brilliant descriptions and fascinating insights, one aspect which comes over really strongly is how extremely expensive it is to wage this, or any kind, of conflict in the modern world. The cost of one jet. The cost of maintaining it. The cost of training one pilot. The cost of training the small army of technicians and engineers required to maintenance the jets. The cost of housing and feeding them all somewhere far from home. And then the cost of the munitions, up to a million dollars per missile.

One of the problems which the bombing campaign encountered was that the Serbs turned out to be very good indeed at hiding from the planes. They were expert at camouflage, deception and the use of decoys. They learned to turn off the radar on their anti-aircraft guns so as not to be detected. They hid all their real armour and created fake tanks and trucks made of wood and canvas. Hence the accusation that NATO was dropping million-dollar missiles to blow up ten-thousand-dollar decoys (p.105).

But stepping back, for a moment, from the geopolitical, historical, military and diplomatic contexts which Ignatieff explains so well…My God, what a colossal, colossal waste of money! If a fragment of what the war cost had been invested in the economy of Kosovo and its million-strong population it could have been rich as Luxemberg by now. I know the waste of war is a cliché but given the extortionate cost of modern equipment, arms and infrastructure, modern war amounts to the expense of hyperwaste in a sea of need.

Pleasure

Hopefully, by now you can see where Ignatieff is coming from. As I said above, he is not a war reporter or a military analyst or a commentator on international affairs. He is fascinated by the moral issues thrown up by conflict in the modern age and by the way our understanding of those issues and their implications were changing and evolving during the 1990s and into the Noughties.

He is also a really beautiful writer. Ignatieff writes a clear, deceptively simple prose which fluently embodies his continual stream of sharp observations and acute analysis. The combination of lucid prose with measured analysis and thoughtful reflection makes him a tremendous pleasure to read.


Credit

Virtual War: Kosovo and Beyond by Michael Ignatieff was published by Chatto and Windus in 2000. References are to the 2001 paperback edition.

New world disorder reviews

The Fatal Shore: A History of The Transportation of Convicts to Australia, 1787 to 1868 by Robert Hughes (1987)

Warra, warra
(First recorded words of the first indigenous people met by the captain of the first convict fleet to Australia in 1788. They mean: ‘Go away’)

Prime fact: The First Fleet of 11 ships transporting convicts from Britain to Australia landed at Botany Bay on 20 January 1788.

If you’re my age you might remember watching the Australian journalist and art critic Robert Hughes (1938 to 2012) presenting his ground-breaking TV series about modern art, ‘The Shock of the New’, back in 1980. He looked like a boxer and expressed feisty, sometimes controversial, opinions in a muscular, punchy prose style.

Seven years later Hughes published his epic study of the British penal colonies and early European settlement of Australia, ‘The Fatal Shore’ (1987). It became an international best-seller because there were few if any histories of Australia which presented the facts of the country’s early history with such a combination of solid research and journalistic brio.

‘The Founding of Australia by Captain Arthur Phillip RN, Sydney Cove, 26 January 1788’ by Algernon Talmage (1937) [The British flag was not officially planted until 7 February 1788, when possession was formally proclaimed]

The text is laid out in a pleasingly clear structure, proceeding logically topic by topic and exploring each of them thoroughly and convincingly.

The narrative starts dramatically with the arrival of the first shipload of convicts at Botany Bay on 20 January 1788. What was the land like that they had arrived at? Hughes gives us several pages description of the astonishingly weird and unique fauna of Australia (pages 3 to 7) and his narrative will go on to be peppered with periodic descriptions of the arid, sunburned, eucalyptus-riddled terrain.

Indigenous Australia

What were the people like that they met? He gives us a ten-page summary of what was then known (1980) about Aboriginal or indigenous culture (pages 7 to 18).

What comes over in his description is the really primitive nature of Aboriginal culture: the Aborigines hadn’t invented the bow and arrow, they had no buildings, they hadn’t even invented the tent (unlike American Indians) because they never stayed long in one place. Some made temporary lean-tos out of bark which the settlers quickly nicknamed ‘humpies’ but their entire way of life was based on firing the bush to catch wildlife, then moving on.

It’s now thought that Australia had been inhabited for over 60,000 years when the Brits arrived. Its  inhabitants had developed a patchwork of tribes and peoples and nations, each inhabiting large tracts of land (Australia is only fractionally smaller than the landmass of continental United States, 2,969,907 square miles to America’s 3,119,884 square miles). To this day scholars debate the precise number, but at least 300 languages and language families existed.

The AIATSIS map of Indigenous Australia attempts to represent the language, social or nation groups of indigenous Australia

The people who inhabited the area of south-east Australia where the Brits landed were called the Iora. They had no concept of private property so the Brits couldn’t barter with them. They didn’t wash, in fact they covered their bodies with fish guts as a prophylactic against disease and so stank to high heaven. They treated their women appallingly. Unwanted children were aborted by ingesting herbal medicines or simply thumping the pregnant woman’s stomach. Deformed babies were killed at birth. There was no room for the weak in the Indigenous people’s nomadic economy.

Hughes’s description of the Aborigines sets the tone of the entire book. It is going to be deliberately anti-Romantic, debunking myths, puncturing legends, showing that the reality is always more squalid and sordid than the rose-tinted stories he and his generation were told at school or prim progressives tell each other today about the noble savage. In this story, nobody is noble.

According to the estimates available to Hughes, when the Brits arrived in 1788 there were an estimated 300,000 Indigenous Australians across a continent the size of America. No wonder it felt almost ’empty’ to the Europeans: no towns, no villages, no buildings of any kind, no agriculture, nothing that registered with them as civilisation or culture.

(I wouldn’t be surprised if someone contacts me to say this description is unduly negative. Hughes makes every effort to be fair to the Indigenous Australians, and to depict their heart-breaking plight, but he was writing nearly 40 years ago, so I wouldn’t be surprised if some of his account is wrong and/or nowadays considered offensive. I apologise in advance if it is and am happy to be corrected.)

Georgian crime

Why was the transportation policy created by the British? Hughes gives a fascinating review of the growth of criminality in Georgian Britain (the long century from 1714 to 1830), which powerfully conveys the stink, poverty and abject misery endured by most of the population (pages 19 to 42).

The Georgians refused to set up a police service, as many nations on the continent had, because of an obstinate belief that it would infringe on the ‘liberty of the subject’ which they fetishised. (Plus the French had a form of police who had the right to enter and search private dwellings, so if the French had one, it must be bad.) But at the same time, the second half of the 18th century witnessed a population explosion which resulted in a surplus of young men who migrated from the country to the city, discovered there were no jobs for them, and so took to crime.

In the absence of a police force the Georgian authorities resorted to passing ever more draconian laws, an astonishing number of them carrying the ultimate sanction i.e. the death penalty. Eventually, there were some 200 statutes carrying the death penalty on the books and you could be hanged for burning a house or hut, a rick of corn, for poaching a rabbit, for damaging a fishpond, for cutting down an ornamental shrub of appearing on a high road with a sooty face (p.29). These were in fact provisions of a particular law, the Waltham Black Act of 1723, designed to stop agrarian unrest in Hampshire (the lawbreakers moved at night with blacked-up faces, hence the oddly specific provision). But most crime was urban and the result of poverty and starvation. As you read on you come across plenty of examples of people transported for life for stealing a loaf of bread, some butter, some bacon etc.

Middle-class people could be transported too. An architect was sentenced to death for forging a contract, commuted to transportation for 14 years (p.297). A satirical poet, Michael Massey Robinson, tried to blackmail an ironmonger by threatening to publish a scurrilous poem about him and was transported for life (p.300).

Hughes describes the rituals of hanging day and the long trek of the victims’ cart from Newgate prison to Tyburn ‘tree’, the sturdy wooden frame situated where Marble Arch is now, the route lined with cheering Londoners, the actual hangings witnessed by crowds of up to 30,000, drinking heavily, pullulating with pickpockets and whores, the whole thing, paradoxically, a festival of criminality, something which outraged moralists deplored in Boswell’s day (1760s and 70s) and Dickens was still complaining about in the 1850s (pages 31 to 36).

‘The Idle Prentice Executed at Tyburn’ by William Hogarth (1747)

In fact Hughes returns to the question of class and crime repeatedly throughout the book. I suppose it’s obvious but I hadn’t thought about the way the policy of transportation was merely one aspect of British penal policy. In other words, it was entirely dependent upon and reflected 80 years of British social and economic history. What was happening in Britain entirely dictated who was sent to Australia, and when and why and in what numbers.

In other words, the book is as much a social history of Britain during this period as it is of Australia. Thus there’s a lot more detail than you’d expect about, especially early on, about, for example, the geography, slums and criminal classes of Georgian London.

The hulks

Britain had no nationwide prison system, in fact at least half of the prisons were privately owned and run (p.37). There was no belief in rehabilitation, prisons were just regarded as dumping sites for toxic males to stew in their own juice.

By the 1770s the prisons had become so overcrowded that the authorities had the bright idea of sending the ever-increasing population of convicts to prison ships or ‘hulks’, the rotting shells of decommissioned navy ships moored in harbours like Portsmouth and Plymouth. In 1776 Parliament passed the ‘Hulks Act’ (16 Geo III, c.43) (p.41). These hulk-bound prisoners were used as labourers in the naval dockyards and, in the picture below, can be seen being taken by boat from a hulk to their work on the mainland.

Prison hulk at Deptford, London, after a painting by Samuel Prout (about 1826)

The American precedent

One of the little known facts about the period which I found fascinating is that the practice of transportation was already well established, but it was transportation to the American colonies. The Transportation Act of 1717 had begun the process of sending indentured servants to Britain’s colonies in the Americas 53 years before Australia was even discovered. Between 1717 and 1777 as many as 40,000 convicts were sent to America for seven or 14-year periods. They were sold to shipping contractors who then sold them on in America to plantation owners in the Caribbean or mainland in what Hughes describes as a ‘thinly-disguised form of slavery’ (pages 40 to 41).

But when they declared independence in 1776 the Americans refused to accept any more British criminals. Anyway, as Hughes points out, they didn’t need them. By the year of independence more African slaves were arriving in America every year (about 47,000) than white convicts had done in the previous 60 years put together (40,000) (p.41).

At first the British authorities thought the Americans would give up their fight for independence. It took until 1783 for the government to finally accept American independence and another few years for the full implications to be worked out for Britain’s overflowing prisons. By the early 1780s even the hulks were overflowing and William Pitt’s government was receiving angry demands from MPs for Plymouth and Portsmouth to do something about them. There began to be riots aboard the hulks, convicts rebelling against the disgusting conditions. In one riot aboard a prison hulk, in 1786, eight convicts were killed and 36 wounded (p.65).

It’s fascinating to read Hughes’s account of the way the mounting complaints of MPs with hulks in their constituencies became a real political problem for Pitt and drove him to appoint a commission to look into ways of disposing of the convicts which filled them – surprising that the problem of what to do with Britain’s surplus convict population became such a leading political issue. It crossed my mind it was a little like the refugee crisis of our own day: successive governments keep promising to do something decisive about it and keep dismally failing. And both involve boats and the problem of what to do with unwanted people…

The other side of the world

Fascinating to learn that, as a result, the British authorities were open to all suggestions, and that a number of entrepreneurs came up with bold and crazy schemes. One was to transport the convicts to the island of Lemane 400 miles up the River Gambia and set up an African penal colony there (p.64). Or how about a penal colony somewhere off the coast of South America?

Zeroing in on the continent which was eventually chose, Hughes gives us a potted history of European theories and encounters with the legendary southern continent before Captain Cook did his first definitive exploration of Australia’s eastern coast (pages 43 to 48). He describes the voyages of Magellan and various intrepid Dutchmen, mentions the Englishman, William Dampier, who touched on the north-west coast of Australia in 1688.

Captain Cook

Then, of course, Captain Cook. Hughes gives a typically factual, forthright and gripping account of Cook’s expeditions, devoting some space to the long-running problem for all seafarers of scurvy, and how Cook, a modern innovator in this as so many other things, lost not a single man from scurvy by the savvy use of anti-scorbutics. As Hughes puts it, with typical pith and wryness:

Malt-juice and pickled cabbage put Europeans in Australia, as microchip circuitry would put Americans on the moon. (p.49)

Hughes gives a characteristically thorough and vivid description of Cook’s voyage in the Endeavour (‘a converted Whitby trawler, small and brawny’, p.51). He devotes a fascinating few pages to the technical inventions which had just recently made such map-making voyages more precise and useful, namely John Harrison’s invention of the marine chronometer, a device for solving the problem of calculating longitude while at sea (pages 50 to 57).

The convict problem

Prisons overflowing with unreformable criminals? A newly discovered continent on the other side of the world? The British authorities put two and two together and realised that this was an opportunity to redirect the now-defunct American transportation policy, and on a far larger scale. Fascinating to learn that the policy was accompanied or swayed by a number of other considerations. For example, Admiralty strategists suggested that establishing a colony in Australia would aid in the ongoing conflict with France to establish naval supremacy in the Indian Ocean. Others pointed out the need to have a base in the Far East to compete with the well-established Dutch colonies out there.

Practically minded boosters claimed that the tall pine trees and flax plants Cook had noted on what he named Norfolk Island, 1,000 miles off the Australian coast, could quickly become a commercial business, capable of supplying Royal Navy ships with masts and sails. In the event, none of these pipe dreams were to work out. Sydney is, quite obviously, on the wrong side of the continent to be of use in patrolling the Indian Ocean and the ‘pine’ and ‘flax’ on Norfolk Island turned out to be commercially worthless.

The First Fleet

And so, after a great deal of prevaricating, and parliamentary committees, and bickering about the number of ships and who should captain them and how it should be paid for – typical British bumbling – the first convict convoy was dispatched to Australia in May 1787 and arrived in the place Cook had named Botany Bay, on the southeast coast of Australia, on 20 January 1788. It was commanded by Captain Arthur Phillip who was to become first governor of the new penal colony.

Hughes gives a characteristically thorough profile of this modest man (a ‘middle-aged nonentity’) who had had a patchy naval career and was in retirement when contacted by the Admiralty to carry out the policy which had finally been agreed by the government of William Pitt (pages 67 to 71). What comes over is Phillip’s professionalism. Hughes shows that he thought the equipping and provision for a fleet setting out to colonise an entire continent from scratch was hopelessly inadequate and bombarded ministers and Admiralty for more (p.71).

Of the 736 convicts sent at least 431 were guilty of ‘minor theft’ and Hughes gives examples of how pitifully trivial these might be (p.72). The oldest was Dorothy Handland, aged 83, a dealer in rags convicted for 7 years for perjury. The youngest was John Hudson, a chimney sweep aged 9 (p.73).

Hughes gives a characteristically thorough description of the challenges of the 8-month-long voyage (252 days) across 15,000 miles of ocean. Forty-right people died on the journey while 28 were born. All were to be confronted by the immense disappointment of Botany Bay when they finally arrived. Within days Phillips and his lieutenants had realised it was wholly impractical as a settlement, not least due to the thin sandy soil cluttered with eucalypt detritus. The bay was open and unprotected, the water was too shallow to allow the ships to anchor close to the shore, fresh water was scarce, and the soil was poor.

So they sailed up the coast to Port Jackson, the name given to the bay area where Phillip established a settlement he called Sydney, after the current Home Secretary ,Thomas Townshend, 1st Viscount Sydney (p.87).

The starvation years

Agricultural opportunities turned out to be very poor. Supplies were meagre and Phillip had to introduce rationing which got steadily tighter (p.96). Crops failed or wouldn’t take. The convicts became too tired and listless to work. The first couple of years were dire and some wondered if the entire colony would die of starvation, before the final arrival of the Second Fleet in June 1790.

The Second Fleet was notorious for the poor conditions aboard the vessels, and for cruelty and mistreatment of its convicts. A quarter of the 1,006 convicts transported aboard the fleet died during the voyage and around 40 per cent were dead within six months of arrival in Australia. Hughes describes in stomach-churning detail the disgusting conditions aboard the early convict ships. Not all ships in the fleets had the same standards. Those in which people suffered worse, were worse treated and with the highest death rates came to be called the ‘hell ships’.

First failed attempt to colonise Norfolk Island

Norfolk Island is about 1,000 miles east of the Australian coast. It turned out to be extremely inhospitable, the pine trees weren’t true pines, the flax couldn’t be woven, it was immensely difficult to clear the land for agriculture. A ship bringing supplies and more convicts sank, losing the supplies but adding hundreds of mouths to feed, making 959 in total. All that saved the first settlers from starvation was easy availability of tame mutton birds, Pterodroma melanopus which they slaughtered in their hundreds of thousands. By 1830 the settlers had driven the mutton bird to extinction (p.100).

Van Diemen’s Land and the genocide

He devotes a section to the settlement of Van Diemen’s Land off the south coast of Australia under the command of David Collins (pages 120 to 128). The island had named in honour of Anthony van Diemen, Governor-General of the Dutch East Indies who had sent the Dutch explorer Abel Tasman on his voyage of discovery in the 1640s. In 1642 Tasman became the first known European to land on the shores of Tasmania but the Dutch never followed through on the discovery. Now, 150 years later, the British claimed it. The capital, Hobart, was named after the Secretary of State for the Colonies who was the patron of Collins’s expedition.

The island was initially perceived to be less fertile than the land around Sydney and early attempts at farming failed, so the colonists faced starvation. What saved them was the humble kangaroo which was far more common than around Sydney. Every able-bodied man was issued a gun to hunt and kill kangaroo for himself and dependents (wife or children).

As Hughes pithily puts it this reliance on hunting triggered social results, all of them bad. It installed the gun rather than the plough as the totem of survival on the island. It incentivised settlers to ignore long-term planning required for farming and live by day-to-day hunting. And as nearby roos were wiped out and the heavily white settlers ranged further afield it brought them into conflict with the native populations who, more often than not, they shot.

It soon created a fringe class of armed, uncontrollable bushmen, most of whom regarded Aborigines as vermin. (p.126)

With their guns and hinting dogs these men became completely independent of the authorities. They were the first bushrangers. And so were laid the foundations of what would be the only real genocide of the British Empire, the deliberate extermination of the entire native population of Tasmania.

Impact on Indigenous Australians

As to the natives, the government had explicitly ordered friendly treatment, enjoining Phillip to ‘conciliate their affections…[and] live in amity and kindness to them.’ At first this held, but what nobody knew was the white ships had brought white infectious diseases, endemic in Britain and entirely unknown in Australia, flu, cholera, smallpox, typhus, which quickly spread. it was a common sight for the early settlers to come across indigenous corpses huddled in the bush where they’d crawled to die. The British incomers were, literally, a plague.

As settlement spread out from Sydney, the Aborigines took to fighting back, raiding farms, killing livestock, singling out for assassination white farmers of community leaders who’d acquired reputations for killing them. Which triggered massacres of unarmed Aborigines by vigilante gangs, for example the Myall Creek massacre when at least 28 unarmed Indigenous Australians were executed by 12 armed colonists on 10 June 1838. Which triggered further revenge raids, and so on, in a deadly spiral downwards into a sustained ‘frontier war’ (pages 272 to 281).

The System

Year by year the shipments came to be called ‘the System’, the process of sending shiploads of convicts to Australia, who had to build their own prisons and barracks for the soldiers who guarded them and pleasant houses for the civil authorities who supervised the whole thing.

Between 1787 and 1868 around 162,000 convicts were sent to Australia and Hughes goes on to give a fascinating and vivid description of every stage of the development of the System.

Hughes is at pains to dispel the stereotype of life under the convict system which he and his generation inherited, which is that it was a living hell on remote ‘secondary’ or punishment settlements on Van Diemen’s Island. On the contrary, most convicts served out their time, then were released to become citizens in the fast-growing new colony.

Only a fraction of the men and women transported to Australia spent any time in these ‘secondary’ settlements, which were as a rule reserved for prisoners who had committed second crimes while in the colony. Most served a few years of their sentences in assignment to a free settler or in government labour, never worse chains, got their tickets-of-leave and in due course were absorbed into colonial society as free citizens. (Introduction, page xiii)

He makes one simple but devastating riposte to the endless cheap jokes about Australia being a land of convicts:

Whatever other conclusions one might draw from our weird national origins, the post-colonial history of Australia utterly exploded the theory of genetic criminal inheritance. Here was a community of people, handpicked over decades for their ‘criminal propensities’ and for no other reason, whose offspring turned out to form one of the most law-abiding societies in the world.

Hell ships

Conditions on the first ten years or so of ships was so appalling they acquired the nickname of ‘hell ships’. Conditions of unbelievable squalor which people who’d sailed on both thought were worse than slave ships. And the condition of the survivors was no better. A propos slavery, an anonymous convict ballad from 1825 runs:

The very day we landed upon the Fatal Shore,
The planters stood around us, full twenty score or more;
They ranked us up like horses and sold us out of hand,
They chained us up to pull the plough, upon Van Dieman’s Land.

Conditions were dire. In the early years the entire colony nearly starved. But as the settlement at Sydney became established so did its reputation for appalling brutality. The descriptions of lashings and floggings which litter the book are quite nauseating, with prisoners’ backs being reduced to raw meat, bystanders being flecked with lumps of raw flesh.

Hughes devoted a passage to proving that conditions for the convicts were not literally slavery, not as practiced in the Caribbean or American South; convicts had legal rights and could take the masters they were assigned to to court (pages 282 to 287), if arrested they could invoke habeas corpus (p.346), something African slaves couldn’t do. But conditions were consistently atrocious and exploitative nonetheless. It’s difficult to imagine the primitiveness of the conditions.

Governor Macquarie’s Australia was more backward than Cromwell’s England. There was as yet no steam power; draft animals were few; and there were no streams near Sydney reliable enough to turn watermills. So every hole was dug, every log sawn, every rock quarried and every ton of rubble moved by that least efficient of engines, the human body toiling in gangs. (p.298)

Futile escapes

Obviously convicts tried to escape continually. The most shocking story is of a group of convicts that escaped in Van Diemen’s land (Tasmania) and ended up eating each other. There was a persistent folk belief that if you travelled north far enough you would get to China. In fact most escapees either perished in the Outback from starvation and thirst, were murdered by Aborigines, or stumbled back into government settlements more dead than alive. Hughes devotes a chapter to the more colourful escape attempts, notably that of Mary Bryant (pages 203 to 226).

New South Wales Corps

The New South Wales Corps were formed in 1789. Indisciplined and corrupt it quickly gained a reputation for lawlessness and corruption. In particular it acquired a monopoly of the importation and sale of rum to convicts and freemen alike, so much that it was nicknamed the Rum Corps. It repeatedly clashed with the civil governor, most flagrantly in the 1808 Rum Rebellion against governor Bligh who tried to assert civil power over them, see below.

Governors of New South Wales

1. Arthur Phillip 1788 to 1793

Commander of the epic First Fleet and settlement at Sydney, which he named. After guiding the colonists through the early starvation years as they struggled to establish agriculture and had to repeatedly reduce rations of the limited supplies they’d brought from Britain, Phillip was allowed to return home.

Lieutenant-Governorship of Francis Grose 1793 to 1795

For the next two years the military were in complete control of the fledgling colony under Lieutenant-General Francis Grose. The European population of New South Wales when Grose took over was 4,221, of whom 3,099 were convicts. Grose established military rule, abolished civil courts, and made generous land-grants to his officers. Grose unmercifully exploited the convicts and during his lieutenant-governorship a great traffic in alcoholic spirits (mostly rum) developed, managed and run by officers of the New South Wales Corps. This clique gained control of the courts and management of the lands, public stores, and convict labour, all led by John Macarthur, ‘British Army officer, racketeer, entrepreneur, grazier, usurper and politician’.

2. John Hunter 1795 to 1800

Hunter had been second in command on the First Fleet. He was appointed governor and tasked with combating the abuses of power built up by the New South Wales Corps, represented by their commander, John MacArthur, but was too mild and fair-minded to succeed. In fact the militarily cleverly sent letters back to the British ministers accusing Hunter of the very crime and peculation he was trying to stamp out, with the result that he was recalled in 1799 to defend himself.

3. Philip Gidley King 1800 to 1806

King helped develop livestock farming, whaling and mining, built many schools and launched the colony’s first newspaper but was forced to resign after conflicts with the military. He appointed Major Joseph Foveaux as Lieutenant-Governor of Norfolk Island where Foveaux ruled with extreme brutality and sadism.

4. William Bligh, 1806 to 1808

Chosen as the job because a strict disciplinarian who was tasked with taking on the military and their control of the hugely profitable rum trade. However his confrontational style led to the so-called Rum Rebellion of 1808, a coup d’état in which the New South Wales Corps arrested Bligh, keeping him first in confinement in Sydney, then aboard a ship off Hobart, Van Diemen’s Land, for the next two years.

Lieutenant-Governorship of Major George Johnston, 1808 to 1810

Johnston led the troops that deposed Governor William Bligh, assumed the title of lieutenant-governor, and illegally suspended the judge-advocate and other officials. The administration of justice became farcical, and there were signs of strong discontent among the settlers. He sailed back to Britain in 1809 where he was court-martialled but let off with the lenient sentence of being cashiered.

5. Lachlan Macquarie 1810 to 1821

Had a crucial influence on the transition of New South Wales from a penal colony to a free settlement and therefore to have played a major role in the shaping of Australian society in the early nineteenth century

The Irish

Like every subject he touches, Hughes gives the background to the arrival of the first Irish convicts with brisk authority. He gives a whistlestop review of the colonisation of Ireland by England, which had started back in the twelfth century, and led to the creation of a society divided between Protestant rulers who deprived the native Catholic majority of land and rights for centuries (pages 181 to 195).

The reason this is needed is because in 1798 a great rebellion broke out in Ireland which terrified the English ruling class because a) it united both Protestant and Catholic rebels and b) the rebel leaders allied with England’s traditional enemy, France, leaguing with a French force to land in the west of Ireland and combine with them against the British occupiers. Unfortunately, the plans were discovered and most of the rebel leaders arrested before the planned rising and invasion could take place.

Most of the rebel leadership was killed and estimates of the total death toll of the subsequent fighting have been put in the tens of thousands. Hundreds of the rebels were briskly tried and transported to Australia. Here they presented the authorities with a severe security problem. The English convicts, surly and disobedient and quick to escape, nonetheless were the same nationality as the authorities. The Irish, on the contrary, refused to accept the authority of any part of the System and took every opportunity to buck it. With the result that governors and leaders of the New South Wales Corps were doubly severe and brutal with them.

The Irish were ‘doubly’ convicts. At the slightest suspicion of ‘mutiny’ they were liable to severe punishment, for example when five suspected leaders were each given 500 lashes (p.187). The brutality of their treatment triggered the very mutiny the British authorities feared in the form of the Castle Hill revolt in 1804. On 4 March 1804 233 convicts, led by Philip Cunningham (a veteran of the rebellion of 1798, as well as a mutineer on the convict transport ship Anne), escaped from a prison farm intent on capturing ships to sail to Ireland. The authorities quickly declared martial law and despatched troops who surrounded the rebels on a hillock nicknamed Vinegar Hill on 5 March. While negotiating under a flag of truce Cunningham was arrested then the troops opened fire and decimated the rebels. Nine of the rebel leaders were executed and hundreds were punished with severe floggings.

This was the largest convict mutiny in Australian history but there were further small revolts and a continual atmosphere of sullen anger among the Irish and paranoia among the English. From 1815 to 1840 the Irish countryside was in a state of more or less continual civil war and, in total, some 30,000 Irish men and 9,000 Irish women were transported from Ireland to Australia. This was never forgotten in Irish communities who nursed the grievance of their persecution.

Hughes attributes a strong Irish flavour of bolshie independence to the Australian national character, especially to its working class culture. The long, bitter memories of the Irish community gave a permanent legacy of sectarianism to Australian politics.

Rebels and revolts

Transportation would deal with representatives of every British protest movement, rebellion, upheaval and agrarian revolt for the first half of the 19th century so Hughes’s account has the effect of shedding light on a whole series of political rebellions back in Britain. It’s like reading two histories side by side, that of Britain and that of Australia. British protest movements included:

  • the Scottish Martyrs – the first political agitators transported in the life of the System were convicted in Edinburgh in 1793 and were known as the Scottish Martyrs (pages 176 to 181)
  • the Irish rebellion 1798 – In 1798, an underground republican group known as the Society of United Irishmen instigated a major uprising against British rule in Ireland
  • English Jacobins i.e. sympathisers with the French Revolution, whose activities were increasingly persecuted after Britain and France went to war in 1793
  • frame-breaking Luddites 1812-13
  • food rioters from East Anglia 1816
  • members of the Pentridge Rising 1817
  • members of the Cato Street Conspiracy to which planned to assassinate the entire cabinet, 1820
  • radical weavers from Scotland, 1821
  • Bristol rioters 1831
  • Captain Swing – fictional author to whom threatening letters were attributed during the rural Swing Riots of 1830, when labourers rioted over the introduction of new threshing machines and the loss of their livelihoods (pages 198 to 200)
  • the Tolpuddle Martys, 1834
  • more than 100 Chartists, political activists associated with political campaigns surrounding the Great Charter, a set of demands to extend the franchise to the working class, which was inaugurated in 1839, then flared up periodically through to 1848
  • the Canadian Rebellions of 1837 and 1838 led to the execution of the ringleaders and the transportation to Australia of at least 100 convicts (p.261)

The colourful adventures of the first fleets and the starvation and the antics of the New South Wales Corps grab the reader’s attention, but the heyday of transportation was actually during the 1830s, which saw unparalleled poverty and suffering throughout rural Britain, an epidemic of disorder and crime, and so the peak numbers of transported convicts (p.197). So, throughout the book, the history of transportation is also a detailed history of English social and economic misfortunes.

Bushrangers

Though most attempts to escape were futile failures, plenty of convicts ran off into the wild and became known as ‘bolters’. As the colony expanded, agricultural land was created along with flocks of sheep so there was more for convicts living in the wild to steal. By the 1810s society was stratified enough between large landowners, often senior officials in the administration, judges and the like, and more ordinary smallholders, for convicts living in the wild to make a living stealing sheep or goods from rich landowners and secretly selling it onto the poor. These were the first whites to range through the uncultivated parts of the territory which the settlers had taken to calling ‘the Bush’ – hence ‘bushrangers’ (also known as ‘bolters’). With typically neat turn of phrase, Hughes says:

By taking to the bush, the convict left England and entered Australia. (p.243)

Hughes is as cynical and unillusioned about the bushwhackers as about everyone else in this sorry story. They gave rise to a legend which help inform Australian’s image of themselves as rebels and non-conformists and freedom fighters, who ran away rather than submit to injustice, as Robin Hoods stealing from the rich to give to the poor. The reality was, of course, both more complex and less idealised than that.

Colonial life

Population

The first formal census of New South Wales was made in 1828. It showed that for the first time the free population eclipsed the number of convicts, 20,870 free and 15,728 convicts = total of 36,598. Sydney had a population of 10,815 i.e. less than a third.

Contented convicts

In fact the peak of transportation due to English rural unrest leads to a counter-intuitive result; which is that, as Hughes showed, many of the convicts transported in the 1830s loved their new lives. He quotes many letters back to loved ones reassuring them that convict life was not at all the hell everybody believed it to be. Why? Because there was work, pay and food. These were the very basic elements of life the rural poor were rioting for during the 1830s and they were to be had in abundance in a now settled and well-organised colony.

The man assigned to a decent master in the country districts in the 1830s was, as Eyre pointed out, ‘in a better position than half the honest labourers of England’. (p.314)

And:

Convicts who found benevolent masters far preferred their assigned life to the miseries they had known in England. (p.316)

Class and snobbery

Hughes shows that, contrary to stereotypes of matey modern Australia, the early colony developed into a society obsessed with class. In particular the newly rich and free emigrants were desperate to distance themselves from ‘the stain’ of convictry. Names developed to describe the new colonial classes and the number of names for the same thing indicates the intensity with which people indicated their (or others’) origins:

  • Convict: British prisoner, generally sentenced to death back in Britain, who has their sentence remitted to either a 7-year or 14-year transportation
  • Government man: a convict
  • A ticket-of-leave man: a ticket of leave was a parole document issued to convicts who had shown they could be trusted with some limited freedoms
  • Emancipists: convicts who had completed their terms of imprisonment and were now free settlers
  • Exclusives: members of the sociopolitical faction of free settlers, officials, and military officers of the convict colony, who tried to copy English fashions and recreate a hierarchical class system
  • the Currency: ‘currency lads and lasses’ (collectively known as Currency or The Currency) were the first generations of native-born white Australians, the children of the British settlers and convicts; currency as in money, coins or notes that were ‘only good in the colony’ (p.354)
  • the Sterling: by contrast with the Currency, the Sterling was another name for free-born emigrants (p.355)
  • Merino: an early immigrant to Australia with no convict origins; a member of a leading family in Australian society; a person of fine breeding or good character
  • Specials: educated convicts, a relative rarity (probably fewer than a third of transported convicts could sign their own names, p.349)
  • Old hands: old former convicts who lived on into the era after transportation ended (p.594)

Sheep or seals

Hughes devotes a passage to describing the first sheep farms in Australia and profiling the men who imported and cross-bred the delicate merino strain with hardier breeds (pages 318 to 322, and 326 to 331). He explains how the isolation of shepherds sent off into the Outback to guard their master’s flocks, sometimes in pairs, helped develop the particularly strong Australian concept of ‘mateship’, i.e. sticking with your mate through thick and thin.

So it comes as a surprise to learn that for the first 50 years of its existence, the colony’s major trade was whale and seal catching (pages 331 to 336).

The end of transportation

Overall, the transportation System lasted from 1788 to 1868, during which period some 162,000 convicts were transported. By the 1830s Sydney was settled enough and large enough, with an increasingly free-born residents and settlers, that they lobbied the British government to end transportation. At the same time there was another force at work which is fascinating to learn about. I knew about the long-running opposition among British liberals and religious groups to slavery which became the abolitionist movement and which achieved its goal of having slavery made illegal within the British Empire in 1807. I didn’t realise the same group of people opposed transportation just as vehemently, and gained growing support in the 1800s as reports percolated back to Britain of the atrocities carried out against convicts in hellholes like Norfolk Island. Just as there was a movement to abolish slavery, so there was a movement to abolish transportation.

Thus with pressure from liberal Establishment figures in Britain combined with lobbying from the increasingly free and genteel population of New South Wales and led the government to cease transportation to New South Wales in 1840 (p.484). Transportation to Van Diemen’s land ceased in 1853 (p.402) 50 years to the day after the first settlement was founded at Risdon Cove (p.572).

Was the System a success or failure?

Over the life of the system the British government used about five reasons to justify the policy:

Strategic To protect against French influence in the Indian Ocean and Far East. In the event the French never tried to claim any part of Australia, the Dutch Empire was engaged by other means. No port in early Australia became an important naval station.

Regarding specifically crime, the System aimed to do four things: separate, deter, reform and colonise.

1. Separate

Separate the criminal classes from the general population on the analogy of amputating a diseased limb. This failed because it was based on the false premise that criminality is an inherited genetic attribute whereas, in almost all cases, it is the result of bad education, poor upbringing, childhood abuse and, in the great majority of transported convicts, the result of lack of work, lack of opportunity, poverty and starving.

2. Deterrence

This is always difficult to assess because it’s impossible to measure the number of crimes which weren’t committed. But the arguments against are a) contrary to the claims of its proponents, the crime rate in England did not drop after the policy of transportation was introduced (because its roots lay in gross inequality, crushing poverty and lack of opportunity) and b) for a lot of the English working classes, especially from the hunger years after the end of the Napoleonic Wars, Australia sounded like a land of opportunity. Hence the instructions given to governors like Brisbane, Darling and Arthur to apply relentless suffering to the convicts; hence the appalling brutality of the chain gangs and the barbaric cruelty of Macquarie Harbour, Norfolk Island and Moreton Bay. But it didn’t work. Increasing number of emigrants left for Australia of their own free will. The gold rush of 1851 crystallised the image of Australia as a place the poor and downtrodden of Britain could go to to make a fortune.

3. Reform

Hughes thinks chances are the system did actually ‘reform’ a lot of convicts, in the sense that they came out the other end as law-abiding citizens and, if so, this was down to the assignment system. Many masters were poor, brutal, some were sadistic; but the system did assign men to meaningful labour, which gave them some sort of self respect. It had many flaws but assignment did get many men back into society as self-sustaining workers.

4. Colonisation

Here the system was an undoubted success. Australia would never have been colonised without the forced labour of over 100,000 transported convicts. No sane free man would have emigrated there in 1788 or 1808. Although most of the first buildings they erected have been demolished and built over, convict labour created from nothing the settlements which now have populations of millions.

Hughes’ style

When he wants to be, Hughes can be a formidably vivid writer:

The sight of the hulks at Portsmouth, Deptford or Woolwich was deservedly famous. They lay anchored in files on the grey, heaving water, bow to stern, a rookery of sea-isolated crime. As the longboat bearing its prisoners drew near, the bulbous oak walls of these pensioned-off warships rose sheer out of the sea, patched and queered with excrescences, deckhouses, platforms, lean-tos sticking at all angles from the original hull. They had the look of slum tenements, with lines of bedding strung out to air between the stumps of the masts, and the gunports barred with iron lattices. They wallowed to the slap of the waves, and dark fleeces of weed streamed in the current from the rotting waterlines. (p.138)

The kind of purple descriptions a scholar, a professional historian, would never attempt. But his narrative is continually punctuated with dazzling displays of prose virtuosity.

Some convicts who tried to cross [the Blue Hills], thinking China lay beyond, died of hunger in their immense labyrinth of sandstone, where bellbirds chimed and long filaments of water fell, wreathing, from distant cliffs. (p.299)

And pages 373 (Macquarie Harbour), 399 (Port Arthur).

Slang and jargon

  • basil – an iron fetter worn on one leg only
  • a canary – 100 lashes (p.345)
  • buttock-and-twang – sex as practiced by prostitutes (p.255)
  • cramping box – punishment cell or room or box too small to sit or lie in (p.155)
  • a sandstone – weakling who crumbled under flogging (p.345)
  • stringy-back – wizened, poor farmer (p.256)
  • triced – secured by a rope or chain (p.155)

Placenames

Australia – since australis is Latin for ‘south’ terra australis was the name used for a hypothetical continent in the Southern Hemisphere since ancient times.

Botany Bay – named by Captain Cook as testament to the number of specimens collected by expedition scientist, Joseph Banks.

Brisbane – named after Major General Sir Thomas Makdougall Brisbane, 1st Baronet, British Army officer, administrator, and astronomer, and sixth governor of New South Wales, from 1821 to 1825.

Hobart – named after Robert Hobart, 4th Earl of Buckinghamshire aka Lord Hobart, secretary of state for the colonies who commissioned Captain David Collins’ expedition to settle Van Diemen’s Land.

Melbourne – founded in 1835 with the arrival of free settlers from Van Diemen’s Land and named after the then British Prime Minister, William Lamb, 2nd Viscount Melbourne.

Sydney – named after Home Secretary Thomas Townshend, 1st Viscount Sydney by Captain Arthur Phillip, leader of the first transport of convicts to Botany Bay, who moved location to the cove north of it, called Port Jackson by Cook, but renamed after Sydney.

Van Diemen’s Land – named in honour of Anthony van Diemen, Governor-General of the Dutch East Indies who had sent the Dutch explorer Abel Tasman on his voyage of discovery in the 1640s.

Old joke

Australia was always destined for greatness because her population was chosen by the finest judges in England! (p.354)


Credit

The Fatal Shore by Robert Hughes was published by William Collins in 1986. References are to the 1987 Guild Publishing hardback edition.

Related links

Related reviews

SPQR: A History of Ancient Rome by Mary Beard (2015) – 1

SPQR is a long book – including the notes and index, it totals a chunky 606 pages. I picked it up at the British Museum’s Nero exhibition, my mind fired up by a couple of hours looking at exhibits illustrating all aspects of ancient Roman life in the first century AD.

Mary Beard’s ubiquity

By the bottom of page one I was disappointed. Dame Mary Beard DBE FSA FBA FRSL is a tiresomely ubiquitous presence across all media:

  • she has a regular column in the Times Literary Supplement, ‘A Don’s Life’, columns which have been gathered into not one but two books
  • she has fronted seven TV documentary series – Pompeii: Life and Death in a Roman Town (BBC 2), Meet the Romans with Mary Beard (BBC 2), Caligula with Mary Beard (BBC 2), Pompeii: New Secrets Revealed with Mary Beard (BBC 1), Mary Beard’s Ultimate Rome: Empire Without Limit (BBC 2), Julius Caesar Revealed (BBC 1), she wrote and presented two of the nine episodes in Civilisations (BBC 2) and she hosts a new BBC arts programme Lockdown Culture
  • she regularly appears on Question Time and other BBC panel shows
  • she is very ‘vocal’ on her twitter account and has been ‘controversial’ enough to trigger a number of twitterstorms
  • she’s written nineteen books and countless articles and reviews

To churn out this huge volume of content requires compromises in style and content, especially when making TV documentaries which have to be lucid and simple enough to appeal to everyone. Listing her enormous output is relevant because it helps to explain why this book is so disappointingly mediocre. What I mean is, SPQR is a readable jog through all the key events and people of ancient Rome – and God knows, there are thousands of them. But it contains few if any ideas worth the name and is written in a jolly, chatty, empty magazine style.

Compare and contrast with Richard Miles’s book about Carthage which combines scholarly scrupulousness with teasingly subtle interpretations of ancient history, propounding interesting and unusual ideas about the cultural struggle waged between Rome and Carthage. Well, there’s nothing like that here.

On the back cover there’s a positive review from the Daily Mail:

‘If they’d had Mary Beard on their side back then, the Romans would still have an empire!’

and this jolly knockabout attitude accurately captures the tone of the book. Beard is the Daily Mail‘s idea of an intellectual i.e. she’s at Cambridge, she knows about a fairly obscure subject, and she can speak a foreign language. She must be brainy!

And she’s outspoken, too. She’s what TV producers call ‘good value’. She can be relied on to start a twitterstorm by being outspokenly ‘controversial’ on statues or black lives matter or #metoo or any of the usual hot topics. Indeed Beard first came to public notice when she wrote in the London Review of Books in the wake of the 9/11 attacks that America ‘had it coming’, an off the cuff remark which prompted a storm of abuse. More recently she sparked ‘controversy’ through with her apparent defence of Oxfam workers practising sexual exploitation in Haiti, and so on.

Like so many other people on social media, Beard mistakes being provocative for actually having anything interesting to say; in which respect she is like thousands of other provocateurs and shock jocks and arguers on social media, all of whom think they are ‘martyrs to the truth’ and ‘saying the unsayable’ and ‘refusing to be silenced’, exactly the kind of rhetoric used by Tommy Robinson or Nigel Farage. She is the Piers Morgan of academia.

Mary Beard’s reasons to study ancient Rome

The superficiality of her thinking becomes horribly clear on page one of SPQR where Beard gives us her reasons why ancient Rome is still relevant to the present day, why it is important for us all to know more about the history of ancient Rome.

As a lifelong specialist in Classics you’d hope these would be pretty thoughtful and persuasive, right? Here are her reasons, with my comments:

1. Rome still helps to define the way we understand our world, and think about ourselves.

No it doesn’t. I imagine you could study economics and international politics, biology and geography, climate science and sociology and psychology without ever needing to refer to ancient Rome. Marx, Darwin and Freud go a long way to defining how we understand the world. Cicero a lot less so.

2. After 2,000 years, Rome continues to underpin Western culture and politics.

No, it doesn’t. Brexit, Boris Johnson’s current problems, Trump’s popularity, modern music, art and design; all these can be perfectly well understood without any knowledge whatsoever of Roman history.

3. The assassination of Julius Caesar… has provided the template… for the killing of tyrants ever since.

Has it?

4. The layout of the Roman imperial territory underlies the political geography of modern Europe and beyond.

Well, yes and no. Italy and France and Spain are undoubtedly similar to the Roman territories of the same name and many cities in western Europe have Roman origins – but everywhere north of the Rhine or Danube was untouched by the Romans, so the borders and cities of modern-day Belgium, Germany, Denmark, Norway, Sweden, Finland, Estonia, Latvia, Lithuania, Belarus, Russia, Poland, Ukraine, Czech republic, Slovak republic, Hungary, Serbia, Romania and Croatia have bugger-all to do with ancient Rome. It’s a tendentious fib to say ‘modern Europe’ owes its political geography to Rome.

5. The main reason London is the capital of the United Kingdom is that the Romans made it the capital of their province of Britannia.

Well a) after the Romans left in 410 London, like all other British cities, fell into disrepair. The reason London slowly rose again as a trading centre during the early Middle Ages has more to do with the fact that it is the logical place to build a major city in England, being close to the continent and at the lowest fordable point of a major river which reaches into the heart of the country and is thus a vital transport hub; b) London is capital of the United Kingdom because of political developments vis-a-vis Wales, Scotland and Ireland which took place a thousand years after the Romans left.

6. Rome has bequeathed us the ideas of liberty and citizenship.

This is true, up to a point, although these ideas were developed and debated in ancient Greece well before the Romans came along, and have undergone 1,500 years of evolution and development since.

7. Rome has loaned us catchphrases such as ‘fearing Greeks bearing gifts’.

It was when I read this sentence that I began to doubt Mary Beard’s grasp on reality. Is she claiming that ‘fearing Greeks bearing gifts’ is by any stretch of the imagination a ‘catchphrase’ which anyone in Britain would recognise, who hadn’t had a classical education?

She’s closer to the mark when she goes on to mention a couple of other catchphrases like ‘fiddling while Rome burns’ or ‘bread and circuses’, which I imagine a large number of people would recognise if they read them in a magazine or newspaper.

But lots of people have given us comparable quotes and catchphrases, from Shakespeare to the Fonz. The Oxford Dictionary of Quotations includes over 20,000 quotations. Citing just three quotations as the basis for persuading people to study an entirely new subject is far from persuasive. If the number of quotations which a subject has produced is taken as a good reason for studying it, then Shakespeare would be a hugely better relevant subject for everyone to study, to understand where the hundreds of quotations which float around the language deriving from him come from (Romeo, Romeo, wherefore art thou Romeo? To be or not to be? Is this a dagger I see before me? All that glitters is not gold. The be-all and end-all. Uneasy lies the head that wears the crown.)

And then came Beard’s showstopper claim:

8. Gladiators are as big box office now as they ever were.

Is Mary Beard seriously claiming that ‘Ancient Rome is important’ (the first sentence in the book) because ‘Gladiators are as big box office now as they ever were’? Let’s ponder this sentence and this argument for a moment.

Can Beard possibly be saying that actual gladiators, trained professional warriors who fight each other or wild beasts to the death in front of huge live audiences, ‘are as big box office now as they ever were’? I wish she was. I’d definitely pay to see that. But of course she isn’t she must be referring to the entertainment industry. I’m guessing it’s a throwaway reference to any one of three possible items: the television show Gladiators, which started broadcasting in 1992, some of whose expressions became jokey catchphrases (‘Contender ready! Gladiator ready!!’); to the 2000 movie Gladiator, directed by Ridley Scott and starring Russell Crowe, that was very successful and won five Oscars; and possibly to the 2010 American TV series Spartacus. Two TV shows and a movie about gladiators in 30 years. Hardly a deluge, is it?

Beard’s argument appears to be that, because a successful game show, movie and TV series have been made on the subject of ‘gladiators’ that is a sufficient reason for everyone to drop everything and study ancient Rome.

a) That’s obviously a rubbish argument on its own terms, but b) it ignores the wider context of modern media, of the entertainment industry, namely that there is a huge, an enormous output of product by film and TV companies, all the time, on every subject under the sun. If your argument is that, because a subject has been chosen as the topic of immensely popular movies or TV shows this proves that we must study that subject, then we should all be studying the Marvel Cinematic Universe.

The reality of modern media is that it chews up and spits out any subject which it thinks will make money. In the last twenty years I have been dazed by the enormous explosion in the number of science fiction movies and TV shows, about alien invasions and artificial intelligence and robots and androids, which have hit our screens. Does this mean we should all study artificial intelligence and robotics? No. These are just entertainment products which we may or may not choose to watch.

Placed in the broadest context of western cultural products, then, gladiators, or even the overall subject of ancient Rome, pale into insignificance. Ancient Rome is just one of half a dozen hackneyed historical settings which TV and film producers return to from time to time to see if there’s some more profit to be squeezed from them, up there with Arthur of the Britons, Henry VIII and the Tudors, Regency-era dramas like Bridgerton, Dickens adaptations, the Wild West, not to mention the perennial subject of the two world wars which never go out of fashion.

If you base your case for studying an academic subject on its TV and movie ratings (‘Gladiators are as big box office now as they ever were’) then it follows that a) subjects with higher ratings are even more necessary to study (the Edwardian society of Downton Abbey, say) and b) low ratings for the subject you’re promoting undermine your argument. My son told me about an HBO series titled simply ‘Rome’ which only ran for two series (2005 to 2007) before it was pulled due to huge expense and disappointing ratings. Maybe ancient Rome isn’t as popular a subject as a professor of Classics likes to think.

Summary

Anyway, the eight sentences I’ve listed above constitute the list of the reasons given by ‘Britain’s leading Classicist’ for studying ancient Rome.

Not very persuasive, are they? Every one of these instances sounds plausible enough at a first glance, if you read it quickly, skimming over it as you skim over a magazine on a plane flight or listen to the script of a big budget documentary about Pompeii you’re half paying attention to.

But stop and ponder any of the eight arguments for more than a moment and they disintegrate in your hands. They are all either factually incorrect or laughably superficial, and they strongly indicate the fluent but facile nature of the mind which selected and wrote them.

Missing obvious arguments

In passing, it’s odd that Beard misses several obvious arguments from her list.

Because I’m interested in language, I’d say a good reason for studying Classics is because Latin forms the basis of a lot of contemporary English words. If you grasp a relatively small number of principles about Latin (such as the prefixes e- for ‘out of’ and in- for ‘into’ and ab- for ‘from’) it can help you recognise and understand a surprising number of English words.

Easily as important as Rome’s impact on political geography is the obvious fact that three major European languages are descended from it, namely Italian, French and Spanish. That’s a really massive lasting impact and people often say that studying Latin helps you learn Italian, French or Spanish.

In fact, having studied Latin, French and Spanish I don’t think it’s true. The main benefit of studying Latin is that it forces you to get clear in your head the logical structure of (western) language, understanding the declension of nouns and the conjugation of verbs, the arrangement of adjectives and adverbs – in other words, it gives you a kind of mental map of the basic logic of western languages, a mental structure which then helps you understand the structure of other languages, including English.

My son studied Latin at school and remembers his teacher trying to persuade his class that Latin was a ‘cool’ subject by telling them that the Chelsea footballer Frank Lampard had studied it. Beard’s efforts t opersuade us all to take ancient Rome more seriously are on about the same level.

But maybe I’m missing the point because Beard is talking about history and I’m talking about languages.

Once we got chatting about it, my son went on to suggest that arguably the most obvious legacy of ancient Rome is its architecture. All over the western world monumental buildings fronted by columns and porticos, sporting arches and architraves, reference and repeat the Architecture of Power which Rome perfected and exported around the Mediterranean and which architects copy to this day.

But again maybe I’m missing the point talking about architecture when Beard is determined to focus very narrowly on the history, on the events and personalities of ancient Rome.

Then again, having discussed it with my son made me realise that how narrow that focus is. If we agree that the biggest legacy of Rome was its political geography, the founding of important towns and cities in western Europe, its ancestry of widely spoken languages, and its hugely influential style of architecture, then this places the actual history of events, long and colourful though they may have been, in a relatively minor role – in terms of direct enduring influence on our lives, now.

Feminists can be boring old farts, too

Just because she makes a point of not wearing make-up and makes a big deal on the radio, on TV, in the TLS, in countless reviews and in all her books about being a ‘feminist’ doesn’t make Mary Beard any less of a privileged, out of touch, Oxbridge academic than hundreds of fusty old men before her. She attended a girls private school, then the all-women Newnham college Cambridge, and went onto a long and successful academic career at Cambridge, rising to become Professor of Classics.

This is all relevant to a book review because I am trying to convey the powerful impression the book gives of someone who is fantastically pleased with themselves and how jolly ‘radical’ and ‘subversive’ and ‘outspoken’ they are and yet:

a) who is apparently blind to the fact that they are exactly the kind of out-of-touch, white privileged media figure they themselves have expended such effort in books and articles criticising and lambasting

More importantly:

b) who mistakes sometimes dated references to popular culture or trivial ‘provocations’ about gender or race on twitter, for thought, for real thought, for real deep thinking which sheds new light on a subject and changes readers’ minds and understanding. As the Richard Miles’ book on Carthage regularly does; as this book never does.

Facebubble

A Facebubble is what is created among groups of friends or colleagues on Facebook who all befriend each other, share the same kinds of values, are interested in the same kind of subjects and choose the same kinds of items from their newsfeeds. Over time, Facebook’s algorithms serve them what they want to read, suggesting links to articles and documentaries which reinforce what they already know and like. After a while people become trapped in self-confirming facebubbles.

It is a form of confirmation bias, where we only register or remember facts or ideas which confirm our existing opinions (or prejudices).

Again and again Beard’s book confirms your sense that, despite her rhetoric about making the subject more accessible and open, she is in fact addressing a relatively small cohort of readers who are already interested in the history of the ancient world. The oddity is how she again and again gives the impression of thinking that these already knowledgeable readers are somehow representative of the broader UK population.

Of course this is true of more or less any factual book which addresses a specific audience for a specialised subject – it assumes a tone of general interest. What makes Beard’s book irritating is the references to the notion that ‘we’ are ‘all’ still fascinated by ancient Rome, that ‘everyone’ ‘needs’ to be engaged with the subject. That ancient Rome ‘demands’ our attention. Those are the words she uses.

But no, ancient Rome does not ‘demand’ our attention and no ‘we’ are not ‘all’ fascinated by ancient Rome. My Chinese postman, the three Albanians who put up my new fence, the Irish labourers who took away the wreckage of the old fence, the Asian woman on the checkout at Tesco, the Jamaican guy who blows leaves out the road for the council, the Turkish family who run the delicatessen round the corner – are they ‘all’ fascinated by ancient Rome? Does it ‘demand’ their attention? It feels as if she’s writing for a white, middle class, university educated Radio 4-listening public and badly mistaking them for representing the big, complex, very diverse population of modern Britain.

On page two she tells us how:

SPQR takes its title from another famous catchphrase, Senatus PopulusQue Romanus (p.16)

Is this a famous catchphrase, though? Roughly how many people know what SPQR stands for? What percentage of the population do you think could translate Senatus PopulusQue Romanus? Maybe people with degrees in the humanities, particularly in the arts and literature, probably ought to. And anybody who’s been to Rome as a tourist might have noticed the letters SPQR appearing on letter boxes and manhole covers. I know what it stands for and what the Latin means because I happen to study Latin at my state school and went on to do a history-based degree, which is precisely why I bought and am reading this book. But I have the self awareness to know that I represent a fairly small, self-selectingly bookish percentage of the total population.

Myth busting

On page 3 of the introduction, Beard says her book will set out to smash some of the ‘myths’ which ‘she, like many’ grew up with’ (p.17). These are:

  1. that the Romans started out with a plan for world domination
  2. that in acquiring their empire the Romans trampled over peace-loving peoples
  3. that Rome was the thuggish younger sibling of classical Greece

Are these myths which you grew up with? Is it very important that ‘we’, the British people, have these ‘dangerous’ myths corrected? No, not really. They are only remotely important in the mind of someone who specialises in the subject.

All this rhetoric of ‘need’ and ‘must’ and ‘demand’ builds up an impression of special pleading, defined as when someone ‘tries to persuade you of something by only telling you the facts that support their case’. Beard is a Professor of Classics. Her job is to teach students Classics. She has taken it upon herself to make Classics more ‘accessible’ to a wider public, which may well be admirable. She tries to persuade us that everybody ought to know more about the history of ancient Rome.

But the arguments she uses to do so are weak and unconvincing.

I am not attacking Beard or her subject. I am critiquing the poor quality of her arguments.

First impressions

All these arguments and my responses to them occurred in the first few pages of the book. I hope you can see why, before the end of the 5-page introduction to SPQR, I realised that this was not going to be a scholarly book, and was not going to show much intellectual depth. It is a long, thorough and competent Sunday supplement-level account of its subject, stuffed with interesting facts, with some novel spins on things I thought I knew about (for example, the latest thinking about the legend of Romulus and Remus).

But it is disappointingly magaziney, features article-y, lacking in real depth. Instead of really unsettling and disrupting your ideas, of opening new vistas of understanding, as Richard Miles’s book does, Beard’s ideas of ‘controversy’ are on a disappointing twitter level – telling us that ancient Rome was a very sexist society, that its political debates about freedom versus security are very like our own, that there’s a lot we still don’t understand about its origins, that the archaeology is still much debated.

These are all ideas you could have predicted before you opened the book. That’s what I mean by comparing it to a very long magazine article which is packed with the latest knowledge and hundreds of dates and historical personages, but doesn’t really change your opinion about anything.

Very disappointing.


Credit

SPQR: A History of Ancient Rome by Mary Beard was published in 2015 by Profile Books. All references are to the 2016 paperback edition.

Roman reviews

Congo by Michael Crichton (1980)

This book recounts the thirteen days of the last American expedition to the Congo, in June 1979 (p.xii)

Crichton’s habit of stuffing his techno-thriller novels with factual digressions, losing no opportunity to give the reader the full fruits of his up-to-the-minute research about the geography and climate and culture and peoples of the book’s setting and then stuff it with a cornucopia of gee-whizz gadgets, especially anything relating to computers, often completely overwhelms the plot.

Sometimes his books feel like a series of educational magazine articles only just held together by contrived storylines, which, as soon as you stop and think about them, you realise are utterly preposterous. And then there are the so-called ‘characters’, who are given names, ages and CVs but remain little more than cardboard cutouts.

According to Wikipedia, Crichton pitched the idea of writing a modern-day version of King Solomon’s Mines to 20th Century Fox who bought the film rights before the story had even been written, paying him a $1.5 million advance for the novel, screenplay and as a directing fee.

It sounded like a good idea but the result of this big, expensive promise was a serious case of writer’s block, as Crichton struggled to make a start and then to create any kind of coherent narrative. And boy, does it show. He ended up throwing about five separate plot ideas into the mix in the hope that they’d somehow add up to a ripping yarn, and overloading the text with every factual digression he could think of in order to give the text a sense of substance.

Congo is a messy, scrappy, dumb mess of a book, but some of the factual background is interesting; you don’t get to read novels about Africa that often; it was interesting to see what was considered up-to-the-minute technology in 1980 and compare it to the present day; and there was a kind of dumb dogged interest in the narrative itself: I was curious to see what preposterous, contrived and absurd incident he’d chuck in next to try and keep the whole thing afloat. Probably the encounter with the angry hippopotamuses wins the prize for silliest episode.

No doubt hippopotami do have the character and temperament he describes in a typical Readers Digest digression about them, no doubt they do attack by raking their razor sharp teeth sideways over their intended victim, no doubt this would rip and deflate an inflatable raft. But it’s still silly.

1. Earth Resources Technology Services and the race for IIb diamonds

Earth Resources Technology Services Inc (ERTS) is a Houston-based American corporation devoted to locating and extracting rare and precious minerals and resources for industrial use. It is (inevitably) run by a maverick genius R.B. Travis (backstory p.17). The hottest computer analyst in the corps is 6 foot-tall, cold, calculating Karen Ellen Ross.

The entire plot rotates around the desperate search to locate a rumoured source of ‘Type IIb boron-coated blue diamonds’ (pp.109, 115) in the dense rainforests of the Virunga region, in the remote eastern part of the vast Congo jungle. Extended factual digressions explain that this particular type of diamond is very valuable as semiconductors, ‘important to microelectronics applications’, and since, as Crichton explains at length, the future is going to be all about faster and faster computing speeds, possession of a source of diamonds which speed up computer technology will be vastly valuable. Especially the future of weaponry.

Computer speed now stands at the centre of the armament race…The new generation of optical computers will be dependent on the availability of Type IIb boron-coated diamonds. (p.342)

This is why the ERTS expedition into the Congo is not alone, but is shadowed every step of the way by a ‘consortium’ of industrial rivals, made up of a temporary partnership of German and Japanese industrial interests. These guys are hacking into ERTS’s radio communications back to Houston as well as vying for important resources for such an expedition, not least the services of the renowned White African mercenary Charles Munro (backstory pp.101 to 103) who, after bargaining with all the interested parties at his plush pad in Tangiers, opts to go with the ERTS expedition.

So the fact that the ERTS team is trying to get to the rumoured location of the diamonds before their rivals is supposed to give the narrative grip and thrill. For me, it didn’t at all. If this had been a Hammond Innes or Desmond Bagley novel, then this story in and of itself would have been enough, and people would have got killed, probably in gruesome circumstances and it would have felt desperate and tense. At no point did this book feel desperate and tense.

2. The ‘Consortium’

Anyway, it’s not as simple as that. Crichton adds in a few other plot strands which, in my opinion, had the effect of turning what could have been a decent thriller into a ridiculous cartoon. First, there is the important fact that the expedition led by Karen Ross and which recruits Charles Munro, is not the first one sent by ERTS. An earlier one had gone out and the novel actually starts with this first team, camped in the darkest rainforest as the old Africa hand they’ve hired to guide them, Jan Kruger, fires up a satellite video connection with ERTS Houston to report on progress.

But in the 5 or 6 minutes it takes both sides to establish contact (remember the book was written in 1979, 42 years ago, and all the technology is accordingly basic or old fashioned) the entire expedition is wiped out, every member massacred and the campsite wrecked. By the time the camera comes online there’s no-one there. Karen Ross is at the Houston end in charge and she gets the techs to rotate the camera on its tripod, thus surveying the wreckage, then a dark shadow moves across the screen and the camera is smashed, signal ends. What was it? What wiped out the expedition?

Very early on I figured it was either a lost tribe of humans or human-gorilla mutants, as anyone who’s watched a thousand rubbish American films or watched episodes of American adventure TV shows could entirely have predicted.

3. The lost city of Zinj

But meanwhile, I have to explain about the lost city of Zinj. Yes. That’s really what it’s called. Crichton gives us a number of digressions about the (patchy) history of Western exploration into the Congo jungle or up the Congo river (he is particularly fond of the expeditions of Henry Morton Stanley for the simple reason that Stanley was the great pioneer and explored further and more definitively than all previous explorers).

Anyway, Crichton makes up a legendary lost city of Zinj (pp.58 to 60, 82), a clear hommage to the great late-Victorian adventure storytellers such as Rider Haggard (She) and Conan Doyle (The Lost World) and the novel reaches its climax when our heroes arrive after many adventures, at the lost city of Zinj and discover its connection both to a) a culture which use to mine the very type IIb diamonds they are looking for but which also holds the key to understanding

4. Amy the talking gorilla

Yes. A talking gorilla. Because after the first expedition is wiped out and while Karen Ross is persuading Travis that she is the person to lead the second expedition a) to find the diamonds b) to discover what happened to the first expedition, ERTS contacts one of the leading researchers in America into teaching apes American sign language. As you might expect this leads into several lengthy digressions about the entire history of trying to teach apes language, right up to the present (well, 1979 when the book was written) and researchers have managed to teach chimpanzees 200 or so ‘words’ in American Sign Language (vide Washoe, Koko) (pp.35 to 38 and 292).

The researcher is named Peter Elliott (backstory pp.35 to 41), 6 foot tall and bearded, and Peter has been leading Project Amy, i.e. seven years or so of teaching a tame gorilla named Amy to an advanced level of communication. The text settles into conveying their conversations as Peter signing or saying something and Amy’s replies are given in italics. In reality I understand communication between humans and gorillas is very limited, but in this tall story Peter and Amy can hold lengthy discussions.

Now why does ERTS and Karen Ross want a talking gorilla to go on an expedition to the lost city of Zinj in search of industrial diamonds (see how ludicrous the plot is when you spell it out in black and white?)? Because the brief shadow that flickered across the camera of the massacred first expedition looked like a gorilla. So why not take a talking gorilla along in the hope that it can act as ambassador to whoever or whatever massacred the first team.

But why would a comfortably placed American academic want to leave his cosy perch at the University of California at Berkeley to go on some cock and bull expedition into remote rainforest? Crichton must have spent a while mulling over what could possibly motivate Prof Peter Elliott to leave his crib and in the end comes up with a plausible reason.

He invents the notion that Elliott’s work just happens to have recently been picked upon by a high-minded organisation devoted to liberating primates from scientific experiments, the Primate Preservation Agency (p.43). They’ve written harsh articles, are picketing his university office and published Elliott’s address such that he is living in fear of a possible attack. Thus when he gets a call late one night from Karen Ross asking if he wants to pack up and go on a journey to gorilla country in eastern Congo, he leaps at the chance.

And Amy the gorilla is going along, too, of course. The practicalities of ‘explaining’ all this to Amy, and packing for her, and getting her onto a plane and so on, quickly become so ludicrous that…

There’s another element to Amy which is that, when Amy likes doing finger drawings of images she tells Peter she sees when she’s asleep. And these drawings are often of what might be taken for buildings with half-moon entrances. And guess what? Other illustrations of the conjectured lost city of Zinj show it as having half-moon-shaped entrances. Are the dreams actual memories of seeing such a place or ancestral (pp.41 to 42)? Or could this be an example of genetic memory (cue a Crichtonian digression about the history and provenance of genetic memory, ‘Genetic memory was first proposed by Marais in 1911…’ p.46).

5. Congo civil war

There have been a number of civil wars in the region known as the Congo including the massive Second Congo War (1998 to 2003). But back at the time Crichton was writing (1979) the war he refers to involved Ugandan troops fleeing across the border into Zaire when theior country was invaded by Tanzania (p.100). In Crichton’s hands this morphs into a campaign by some parts of the Zaire army to exterminate the Kigani tribe of cannibals. Our heroes go to lengths to avoid both these violent elements, the Zaire army and Kigani, at least until the very end of the book (see below).

Its relevance to the story is that at several key moments the Ross expedition finds itself enmeshed between warring parties, most importantly when they are flying in a small aircraft towards the site of the lost city of Zinj and come under attack from heat-seeking missiles. As you might imagine, the resourceful ERTS team have snappy modern technology to foil the missiles and survive. But it’s just one more element which triggers umpteen Crichtonian factual digressions, and which Crichton throws into the mix hoping something will stick.

Recap

An American company which specialises in sourcing rare and precious raw resources sends 24-year-old  computer whizzkid Karen Ross, along with ape linguist Peter Elliott, his talking gorilla Amy and African mercenary Charles Munro (plus half a dozen Kikuyu porters) into the remote eastern Congo to find the lost city of Zinj in order to find out what happened to the previous expedition and locate the source of the rumoured diamonds which are worth a fortune in industrial processes.

Fact obsessed

As well as the factual digressions on every page, Congo also features academic footnotes and no fewer than three pages of references at the end, including academic papers in learned journals to show just how much research Crichton has done. Some of the many magazine-style digressions concern:

  • Henry Morton Stanley (xii-xiii, 60, 83, 154, 169, )
  • animal rights (50-52)
  • the history of Congo (57-60)
  • the Pearl thesis of animal intelligence (pp.76-77)
  • competitive advantage in information technology (73)
  • the Great Rift Valley (pp.83-84)
  • albedo ie using different light reflection levels to distinguish ancient forest from secondary growth (85-87)
  • B-8 problems in computing (90)
  • holographic night goggles (99)
  • the future of superconducting computers (116-118)
  • computer message hacking (128)
  • electrophoresis and the difference between gorilla and human hair (129)
  • the character of Kikuyu tribesmen (they love to talk) (147, 155) and consider themselves all ‘brothers’ (190)
  • China’s spy operations, foreign aid to and influence in Zaire (147-149)
  • how to distract surface to air missiles with rolled up balls of in foil (156)
  • how automatic parachutes work (162)
  • the Kigani, a tribe of cannibals Crichton appears to have invented (170-172)
  • description of the Kigani’s belief in magic of Angawa
  • cannibalism in central Africa (172-173)
  • Zaire government genocide against the Kigani cannibals (175)
  • levels of electronic jamming and ‘interstitial coding’ (p.180)
  • the rate of global species extinction (189)
  • pygmies and their definitions of different types of ‘death’ (193-196)
  • the Congo river i.e. although it’s vast it’s not easily navigable (201)
  • the character of the hippopotamus (207-209) just before they attack our heroes
  • a history of the attempts to climb Mount Mukenko (which our heroes parachute onto and have to climb across) (218)
  • what to do when faced by a charging male silverback gorilla (don’t move and look at the ground) (230-231)
  • Degusto’s infra-red light technology for making out images hidden under dirt, sand, vegetable matter etc (250)
  • Maurice Cavalle’s 1955 paper ‘The Death of Nature’ (252)
  • the legend of the kakundakari, African equivalent of the yeti (262-263)
  • chimpanzee violent behaviour, especially kidnapping and eating human infants (266)
  • Freud’s theory that a dreamer, confronted with the reality their dream is based on, is often surprisingly apathetic (274)
  • British scientist R.V.S. Wright’s attempts to teach an orangutan to use tools (293)
  • DNA similarity between humans and chimps i.e. 99% identical (294)
  • S.L. Berensky’s 1975 paper about primate language suggesting the apes are smarter than humans (296)
  • the difference between different sign languages of different nations (297)
  • primates stop fighting if infants get in the way or are taken up by one or other of the combatants (312)
  • the origin and periodicity of solar flares, one of which interferes with our heroes communications back to Houston (314)
  • which part of the brain language comes from (Broca’s area) (335)
  • explanation of brontides, the loud explosions that accompany earthquakes (335)
  • most people caught in a volcanic eruption die from the poison gas (336)
  • General Franklin Martin’s Pentagon presentation which argued that Zaire had been vital to US military efforts since the war because of its mineral resources and also that super-fast computers would being to an end the age of nuclear weapons (340-343)
  • US military Project Vulcan to detonate timed resonance explosions in order to graduate the impact of eruptions of Mouna Loa in Hawaii (347-349)

But none of this blizzard of factual information can prevent Congo from being preposterous bollocks.

The expedition encounters a handful of problems such as flying through an anti-aircraft attack mounted by the Zaire army, parachuting into the jungle (everyone lands just fine), rafting down some river into the remote East (they are attacked by angry hippopotami), and trekking across the unstable crust of recently active volcanoes (the Virunga range of volcanoes, as described in an extended factual digression which names the main ones as being Mukenko, Mubuti, Kanagarawi, p.84), all in order to reach the lost bloody city of Zinj which, they eventually discover, is now an overgrown, empty ruin.

a) This is more extensive than they expected. They use high tech radar stuff to see through the layers of grime to the extensive reliefs which describe the ordinary life of the city centuries ago when it was inhabited. The carvings appear to show the inhabitants mined extensively and seem to have trained gorillas to act as security and police (!!) and this is the ridiculous reason for:

b) The final revelation that the previous expedition wasn’t wiped out by gorillas as science currently knows them, but by a new species of intelligent gorilla which the Zinjans bred and developed.

Luckily our heroes had put up an electrified fences round the perimeter of their camp and had brought along loads of fancy laser-guided machine guns which do a good job of killing some of the New Species of Gorilla when they launch their inevitable attack.

Other reasons this is a terrible book

1. Format

In The Andromeda Strain Crichton used the format of a report produced by an enquiry into what went wrong at a virus isolation unit. The pseudo-scientific/bureaucratic format worked well. Here he uses the tone of something more like a documentary. In particular he keeps writing that ‘many months later Peter Elliott realised his mistake’ or ‘speaking later, Karen Ross explained why she made this decision’.

Presumably the narrative is cast in this format to give it the feel of a later report or documentary. But it has the unintended side effect of confirming that the three main characters all survive. In other words, it destroys all suspense or sense of jeopardy. We know they all get out alive. OK, then, well, why bother reading to the end?

2. Out of date

Crichton busted a gut doing all that research and shoehorned it into his text throughout and yet… it’s all hilariously out of date. If you want to read about how fiddly it was to rig up a satellite camera link in 1979 or how big and fast people in 1979 thought computers would become in the 1980s then this is the book for you. There is, quite obviously, nothing about the internet, smart phones, social media or any of the other tech discoveries of the past 40 years. It’s sweet that Crichton thinks ERTS’ technology is ‘staggering’ because it can acquire 16 new satellite images of the earth per hour (p.20).

Acronyms and initialisms

I found it more enjoyable collecting a list of the acronyms than following the ridiculous plot which came more and more to resemble a movie-length episode of Scoobie Doo. My only excuse for reading such twaddle is I was on holiday and picked it up for £1 in a second hand shop.

ADP – Animal Defence Perimeter (p.238)

APE – Animal Pattern Explanation (p.307)

APNF – Animation Predicted Next Frame (p.27)

ASL – American Sign Language aka Ameslan (p.36)

BF – Bona fortuna = good luck (p.123)

C3I – Command, control, communications and intelligence units (p.74)

CFS – Congo Field Study (p.351)

CCR – Communications Control Room (p.12)

CCT – Computer Compatible Tape (p.21)

ECM – Electronic Countermeasures (p.179)

ERTS Earth Resources Technology Services

FZA – Forces Zairoises Armoises, Zaire army (p.157)

GPU – Geopolitical Update (p.98)

LAC – Local Atmospheric Conditions (p.351)

LATRAP – Laser-Tracking Projectile, which consists of multiple LGSDs attached to sequential RFSDs (p.280)

MERS – Mineral Exploration Rights, such as you negotiate with the host government (p.25)

NCNA – New China News Agency, cover for Chinese espionage (p.148)

PNF – Predicted Next Frame: technology for improving poor quality images (p.27)

PPA – Primate Protection Agency (p.43)

PSOPS – Prior Significant Orbital Passes by Satellite (p.97)

RC – Resonant Conventionals: timed explosives (p.345)

SESC – Space Environmental Services Centre in Boulder Colorado (p.315)

Triple E – Expedition Electronics Expert (p.74)

UECL – Unit Extraction Cost Limit (p.115)

WEIRD – Wilderness Environment Intruder Response Defences (p.242)

I work in the civil service and so I recognise the mindset which says that, if you spell something out in title case i.e. you capitalise the names of things it immediately makes them more important; and if you can make an acronym out of them, it makes them sound really grand and makes you sound very big and important when you casually allude to acronyms or initialisms which other people don’t understand.

Bearing this in mind helps to explain why America has some 35 distinct intelligence agencies, each with its own shiny logo and acronym and whip-smart, fast-talking executives, and they all failed to prevent 9/11. And why the US Army, possibly the world epicentre of grand-sounding acronyms, nonetheless made a complete bollocks of invading Iraq and liberating Afghanistan. (I mention this because America’s humiliating withdrawal from Afghanistan was all over the news as I read Congo so the comparison made itself.)

No amount of clever-sounding names and titles and acronyms and hi-tech gadgetry can redeem ignorance, stupidity and terrible decisions. Or, in this case, an embarrassing train wreck of a novel.

The end

Our heroes are attacked a couple of times in their camp. Elliott undertakes a ridiculous plan to record the grey gorillas’ strange whispering language, to use Houston’s computers to analyse and interpret it, and then to play it back to attacking gorillas in order to stall them. Despite all the improbabilities Elliott makes this work in a matter of hours and during the next gorilla attack it does, indeed, manage to slow and halt the attack of the puzzled silver gorillas, although a torrential tropical downpour interferes with the experiment.

What brings this farrago of nonsense to an end, in the best boys own adventure tradition, is a huge volcanic eruption which starts rocking the ground during what had promised to be the gorillas’ final assault, when they have killed a few more porters and have our heroes pinned to the ground about to crush their skulls.

The ground starts shaking, the gorillas flee, random lightning strikes electrocute a few more of the African porters, as our dazed heroes grab their most important possessions and flee the ruined camp, trekking through jungle while ash falls all around them, the earth trembles, the volcano spews ash and lava.

They arrive at the crashed container plane of the rival consortium which had been shot down a few days earlier by Zaire army forces (they’d heard the plane flying overhead and seen the surface to air missiles fired at it a few days earlier).

First our heroes have to fight off the Kigani cannibals who were in the middle of eating the dead consortium members and resent being turfed out of the plane’s treasure trove. But then Ross discovers huge tanks of propane in the plane which are designed to inflate a balloon which the consortium had brought along for precisely such an emergency!

And so the preposterous narrative ends with Ross, Elliott, Munro and the couple of porters who haven’t been killed by the silver gorillas or the bolts of lightning or the volcanic ash or the poison gas, inflating, climbing into and flying off over the jungle in a big balloon, a very Jules Vernes ending to a novel which sets out to be a homage to the great Victorian adventure writers but turns into a car crash of overcomplex but completely improbable narrative, drowning in endless Readers Digest factual digressions and hosted by characters which make a puddle look deep.

And the Lost City of Zinj? In the finest tradition of the old storytellers, is buried forever under half a mile of volcanic ash so nobody will ever be able to check the three explorers’ bold claims. It’s almost as juvenile as saying: ‘and then I woke up and it was all a dream.’

The movie

The original deal had been for Crichton himself to direct the movie version and from 1981 to 1987 he maintained the hope of directing it with Sean Connery in the lead, but that version of the project never came to fruition.

Instead Congo was finally made into a movie in 1995, directed by Frank Marshall and starring Laura Linney as the permanently stressed-out woman scientist, Dylan Walsh as the sensitive primatologist, Ernie Hudson as the mercenary and hunter who leads the group and Tim Curry as the camp Romanian millionaire who finances the whole farrago.

I don’t mean to be rude but when two leads in what is meant to be a serious thriller played defining parts in Ghostbusters (Hudson) and The Rocky Horror Show (Curry) you know you’re talking about a turkey.

I’m not at all surprised to learn the movie version received a critical drubbing and was nominated for not one but several Golden Raspberry awards, given to real stinkers.


Michael Crichton reviews

Trouble with Lichen by John Wyndham (1960)

‘All we want to do is to give people something. To make an old, old dream come true. We can offer them life, with time to live it; instead of a quick scrabble for existence, and finish. Time to grow wise enough to build a new world. Time to become full men and women instead of overgrown children.’
(Diana Brackley, Trouble With Lichen, page 123)

Wyndham’s wish to write literature

It’s quite a surprise to come to Trouble With Lichen after Wyndham’s big four science fiction, apocalyptic, adventure novels – The Day of the Triffids (1951), The Kraken Wakes (1953), The Chrysalids (1955) and The Midwich Cuckoos (1957). Each of those adventure yarns throws you into the strangeness of the Big Event early on, and then keeps up an unrelenting pace of mounting crisis and urgency.

Wyndham doesn’t appear to have written much about his own practice as a writer and took pains to destroy much of his correspondence and private papers. The two-page Foreword to the short story collection The Seeds of Time is all I’ve come across so far. In this he makes it pretty plain how limiting and constricting he found the trashy, adventure-story formula you had to write your short stories in in order to get them published in the 1930s. He explains that all the stories in The Seeds of Time were post-war attempts to break free of the space opera limitations of sci fi and explore other genres and tones. It quickly becomes obvious from those stories that his natural inclination is for the comic; many of the stories are comic in shape and plot or, even when dealing with serious subject matter, filled with humorous asides.

Thus it is this side of his character Wyndham channeled into Trouble With Lichen which contains extended sequences of gentle comedy and social satire. In fact, stepping back a bit, the entire story is in effect a prolonged satire on contemporary obsession with beauty and eternal youth.

And with romance. Wyndham has a soft spot for soppy love stories, or for relations between men and women depicted in a wonderfully quaint old world way, all darling this and darling that. Chronoclasm, Pawley’s Peepholes, Opposite Number, Time To Rest from Seeds of Time, they’re all stories about men and women cast in a ‘Honey, I’m home’ cheeriness.

All this helps put Trouble With Lichen into perspective. It’s as if, after writing four brilliantly thrilling and logically conceived stories in which the world we know is turned upside down as witnessed by characters who are little more than functions of the plot, he decided – or felt confident enough – to try and write a more character-based story.

And it is symptomatic of all the tendencies listed above that he makes the lead figure in Lichen not a rough tough guy, but a woman. She is Diana Brackley, a famous biochemist.

Like Kraken the story starts at the end, with a brief description of Diana Brackley’s funeral, attended by hundreds of women; in fact it is described by a (fictional) newspaper as the biggest tribute from women to a woman since the funeral of famous suffragette Emily Davison in 1913. Why the big turnout, why so many women, why was Diana Brackley so important to so many women? Well, in a thoroughly traditional and comfortable way, the narrative then goes back to the start of the story and set out to tell us why, in three parts divided into 15 chapters.

Part one

The narrative proper sets the tone by opening at the leaving party held at St Merryn’s High School for girls. One of the teachers gravitates over to slender, striking Diana Brackley who has just won a scholarship to Cambridge. Diana is not a smooth small-talker and manages to ask her teacher unsettling questions, before she can navigate away. We are introduced to Mrs and Mrs Brackley, the latter of whom thinks it is foolish of Diana to take her studies so seriously, she should really be focusing on finding a nice husband to settle down with and produce babies. All this biochemistry stuff sounds frightfully complicated!

In other words, these opening scenes establish the subtle and not so subtle psychological pressures brought to bear on intelligent and enterprising young women in the 1940s or 50s (it’s not specified exactly when) to conform to gender stereotypes.

‘After all, a woman ought to be married; she’s happier that way…’
(Diana’s mother to her when she turns 25, page 43)

Diana’s Cambridge career is dealt with in a few sentences in order to hurry along to the next phase, which is a job. She is recommended to try a private biochemistry research company, Darr House Developments (in the fictional town of Ockingham), set up by:

Francis Saxover, Sc.D., F.R.S., sometime Gilkes Professor of Biochemistry in the University of Cambridge, and widely regarded as an intellectual renegade.

Intellectual renegade, eh? Golly.

There’s a fascinating passage devoted to Saxover’s interview of fresh-faced new graduate Diana, which devotes a couple of pages (pages 25 to 26) to the trouble and disruption previous young ladies caused Darr Developments i.e. distracting the male employees and in one case prompting a duel. Saxover discusses it with his wife, Caroline. Another of the interviewers with his wife. I think this is what Wyndham has in mind when he says he was trying to escape the constrictions of science fiction, its imprisonment within cliff-hanger melodrama. Here, it seems, he is trying to write something far more like a conventional novel with a large cast of characters, whose raison d’etre is purely their psychological interplay.

All this is well and good but a bit boring and more than a bit patronising. Something like a plot gets going on page 30 when, eight months into her role, Saxover brings Diana a bowl of milk she left out for his cat and which he has just nearly tripped over. They both notice the milk has curdled, except round a speck of something in the milk. Now Diana had recently been analysing a sample of lichen sent to the lab by an explorer they have a contract with. Some of this got into the milk and prevented it curdling. Hmm.

Further investigation is interrupted when, shortly afterwards, Saxover’s beloved wife Caroline dies. He has something like a breakdown, retires into reclusiveness. Diana finds herself looking after his 12-year-old daughter, Zephanie, who is then sent off to boarding school. Meanwhile work on the lichen extract becomes an obsession, Diana works on it day and night. A chance encounter with Saxover and his hurried answer to her enquiry whether he is working on it, strongly suggests to Diana both that he is, and that he’s keeping it unusually secret. Why?

Her studies continue for months and slowly she realises why, although it has a disillusioning affect on her that one of her intellectual heroes is breaking the great commandments of working openly and transparently together, and of sharing Knowledge.

Eventually all her studies are complete and she knows what the lichen extract can do. Soon afterwards, she turns 25 and her parents tell her about the fabulous inheritance left to her by her grandfather, the enormous sum of £40,000 (p.43). She buys some posh clothes and a zippy little car. Her mother asks her if she’s now going to leave work and live off the interest and – most importantly – find a husband. No, no, Diana says, a) marrying is just a habit, a convention b) she has more important work to do.

On one of her many walks and talks with schoolgirl Zephanie, the latter is saying how each generation of women just about gets life figured out, when it is tricked into having children, slaving away for 20 years, and then is too exhausted to hand on its wisdom… and Diana has a brainwave. She realises what she wants to make her life’s work. Back at Darr she asks for an interview with Saxover and abruptly resigns her post.

Part two

It is 14 years later. Saxover has invited his children, Paul, now aged 27, and Zephanie, a 23-year-pld post-grad, to his office along with Diana. He gives a brief explanation. What he and Diana discovered was an extract from that species of lichen provided a substance he’s called lichenin which is an antigerone. It retards the ageing process. It makes you live longer. As Diana pithily describes it later in the novel:

‘It is a chemical substance, possibly one of a class of such substances produced by micro-organisms, that has the property of retarding certain of the metabolic processes, and bears a distant chemical relationship to the antibiotics.’

Zephanie has a sudden revelation and angrily asks her father how long she is going to live. Factually, he replies: 220 years.

He goes on to explain the precise situation. The particular species of lichen grows only in a few remote places. There is probably only enough lichenin to go round for maybe three to four thousand people. How on earth do you decide who will get it and who won’t. (This reminds us of similar conversations in Day of the Triffids: if they can only save a handful of the blinded, who should it be?) In the event, Saxover has dosed himself and Paul and Zephanie without their knowledge, pretending they were annual flu inoculations. So, now Zephanie realises why she looks so youthful and Paul why it took him so long to grow a beard. They have been ageing at roughly a third of the average rate since they were 16.

And Who To Tell turns out to be the theme of part two of this book because:

Paul gets cross with his father because he hadn’t told Paul’s wife, Jane (to ensure the secret remains a secret as long as possible to prevent the social turmoil that will ensure when word gets out). Paul storms out and, admittedly, takes a day or two to summon up the guts to tell his wife but, when he does, she passes through disbelief to anger that she isn’t getting it, and then her eyes light up with the possibilities of marketing it to millionaires – precisely what Saxover wanted to prevent.

Zephanie returns to her flat to find her boyfriend, Richard, waiting impatiently outside. She says she doesn’t want to go to the theatre as planned, prefers dinner, where she proceeds to get drunk and starts crying, afflicted with the sense that she is going to be the only one to live on while all around her die. Richard takes her home where Zephanie continues to bemoan her fate and there is a broadly comic moment when Rich thinks she’s saying that she’s pregnant. In an interesting piece of social history he asks, ‘Why couldn’t you wait for me?’ thus suggesting that they both expected Zephanie to be a virgin when they marry.

Diana. Remember Saxover had called his children in because he thought it was going to be a meeting with Diana? It was because after all these years Diana had been in touch with Saxover because something has gone wrong and she needs to see him. In the event, the three Saxovers get a message that she’s not coming, but she is relevant to the story because we now learn that after leaving Darr, Diana went on a round the world cruise, returned to London and set up a very high-class beauty salon for the wives of the rich and influential whom she is, of course, treating with lichenin to make them look younger. But now one of these influential women has had an allergic reaction to lichenin and is suing Diana.

– The Press So successful is Diana’s beauty company – named Nefertiti – that the gutter press take an interest. We see the meeting of an investigative reporter and the editor of a newspaper humorously, if bluntly, named Sunday Prole. Reluctantly, the editor agrees with the reporter’s suggestion that he digs into this Diana Brackley to see what the racket is all about (this section includes the investigative hack presenting a two-page potted biography of Diana which fills in a lot of the backstory of her and her parents).

– Diana and Zephanie Zephanie hasn’t seen Diana for those 14 years, but now the revelation that she’s been dosed with lichenin prompts her to travel up to London to meet Diana at her fabulously luxury pad overlooking St James’s Park. They have another of the intellectual conversations they had when Zephanie was a girl. (I haven’t reread Wyndham since I was a boy and had completely forgotten that his sci fi novels are so full of people discussing ideas about human nature and evolution and intelligence.) Anyway, Diana explains straight out that the beauty parlour she runs isn’t just a money-making business, it is part of a plan to reshape the human race.

What is wrong with the world? The fact that people have barely got a hang of what is wrong with society before they are dragooned into marrying and having kids of their own, enslave themselves to bringing them up and then emerge from the experience lucky to have enough money to eke their way through retirement, then they die. Nobody sticks around to witness the long-term consequences of their generation’s greed.

‘You know as well as I do that the world is in a mess, and floundering deeper every day. We have only a precarious hold on the forces we do liberate – and problems that we ought to be trying to solve, we neglect. Look at us – thousands more of us every day…. In a century or so, we shall be in the Age of Famines. We shall manage to postpone the worst one way and another, but postponement isn’t solution, and when the breakdown comes there’ll be something so ghastly that the hydrogen-bomb will seem humane by comparison.

‘I’m not romancing. I’m talking about the inevitable time when, unless we do something to stop it, men will be hunting men through the ruins, for food. We’re letting it drift towards that, with an evil irresponsibility, because with our ordinary short lives we shan’t be here to see it. Does our generation care about the misery it is bequeathing? Not it. “That’s their worry,” we say. “Damn our children’s children; we’re all right.”

‘And there’s only one thing I can see that will stop it happening. That is that some of us, at least, should be going to live long enough to be afraid of it for ourselves. And also that we should live long enough to know more. We simply cannot afford to go on any longer attaining wisdom only half a step before we achieve senility. We need the time to acquire wisdom that we can use to clear up the mess. If we don’t get it, then like any other animal that overbreeds we shall starve; we shall starve in our millions, in the blackest of all dark ages.

‘That’s why we need longer life, before it is too late. To give us time to acquire the wisdom to control our destiny; to get us beyond this state of acting like animal prodigies, and let us civilise ourselves.’

In Diana’s opinion the great apocalypse facing humanity (apart from the nuclear war which threatens at any moment and which Wyndham had dealt with in The Chrysalids and The Outward Urge) is overpopulation, famine and social collapse. When she stumbled across the life-stretching properties of lichenin (which, incidentally, she has given a different name, tertianin, p.91), she realised this was an opportunity to re-engineer the human race, to produce Homo superior, ‘a step in evolution, a new development that would lift us one more plane above the animals’. (‘You gotta make way for the Homo Superior’, as David Bowie sang a mere 11 years later.)

Hence Diana’s plan to recruit about 1,000 of the most highly-placed and influential women in the country, via the Nefertiti beauty business. Chances are, when news comes out about the elixir of eternal youth, there will not only be riots to get hold of it, but the powers that be will try to ban it. Why? Because institutions, in all their corruption, depend on humanity’s short life spans. If people start living to be 200 or 250 years old, the kind of continuity current institutions provide will become redundant. Realising this, chances are all kinds of organisation will band together to suppress purveyors of lichenin, maybe to murder them and strangle the threat at birth.

Hence – the thousand influential women. They don’t currently know they’re being treated with lichenin, but when Diana tells them, they will be perfectly placed to prevent any such suppression taking place. The women are, as Lady Tewley puts it, later in the book:

‘wives, or daughters, of half the Establishment. We’re married to four Cabinet Ministers, three other Ministers, two Bishops, three Earls, five Viscounts, a dozen blue-chip companies, half-a-dozen Banks, twenty-three members of the Government, eight members of the Opposition, and lots of others. In addition, we have close relations that are not quite marital with a lot of other Influences. So, you see, one way and another, there isn’t much we don’t know, or can’t get to know.’ (p.176)

Zephanie listens in amazement, at the thoroughness with which Diana has thought through the social implications of her discovery, the thoroughness of her plan, and the thoroughness with which she has carried it out. She is also startled to learn that the lichenin can be administered at different strengths or factors. Her father’s giving her Times Three but Diana has extracted up to Time Five i.e. expected lifespan 350 years. That’s what she’s dosing herself.

The plot proceeds along the five or so plotlines which Wyndham has now established – Paul and his scheming wife Jane; Zephanie and her boyfriend Richard; Saxover and his plans; Diana and her clinic; the newspaper hacks snooping around her operation.

The latter two come together when one of Diana’s employees (a Miss Brandon) says she’s been asked out by a guy who turns out to be a newspaperman and is asking lots of questions. With humorous cynicism, Diana plays the journalists, briefing the employee to go along to a nightclub with them and tell the journos she doesn’t know much about the magic treatment, but thinks it comes from seaweed found in Galway Bay. Which prompts an infestation of hacks in Galway and soaring prices for seaweed. As in The Kraken Wakes Wyndham is quick to see the humorous side of how our wretched corrupt society reacts to big news or changes.

To please his daughter, Saxover starts treating her boyfriend, Richard. The young couple plan for all the wonderful time they’re going to have together.

Francis Saxover meets Diana for dinner. There is a lot of unresolved emotional tension. Diana always hero-worshipped him and Francis, for his part, has long been a widower, and… Well, they suppress these feelings like good solid English chaps and focus on the crisis in hand. Diana has a lot of amusing scams ready to spin the Press to keep them off the track for years, but Francis bursts her bubble by revealing that Jane not only bulldozed her way into Darr and insisted on having a tab of lichenin sewn into her arm (the method for administering it), she then promptly went somewhere and passed it on – presumably for the promise of future benefits and the prize of big cash in hand.

Francis tells Diana that Paul found this out, the couple had a blazing row, he slept on the sofa, next day she had packed her bags and left. Nice wife you’ve got there, Paul. So – Francis tells Diana – the lid is about to be blown off the whole thing before they’re completely ready. Diana is sanguine. We’d never have been ready she says. She will start to mobilise her 1,000 rich women, Let battle commence!

Part three

The storyline about the hacks who’ve descended on Galway Bay, the dodgy beauty companies already flogging Galways glamour products – there’s a huge dollop of Ealing Comedy in all this, as there is in the sassy dialogue between the Nefertiti employee (Miss Brendon) who Diana now collaborates with to decoy the press further (not to mention Diana’s relationship with her answer-back secretary, Miss Tallwyn:

‘Sarah, dear, how long have you been in this enterprising trade?’ Diana inquired.
‘I am not in it,’ said Miss Tallwyn. ‘I am your secretary.’

– Joyce Grenfell should have had a part somewhere in the movie).

Now, as things get moving, Diana makes smart Miss Brendon an offer to come in as a partner and right-hand woman. Shortly afterwards she’s paid a visit by Lady Tewley, who she first met ten years earlier, when she needed help rising to the challenge of dressing and behaving like a member of the aristocracy. Previously she had been a medical student and a few years ago she twigged to the anti-ageing treatment. Now she’s come to tell Diana the press are working on her, too, her beastly husband has fixed her up with a lover who everso gently but persistently keeps asking her about her beauty treatment.

Their conversation is interrupted by a panicky call from Zephanie. Someone broke into Darr to try and steal the secret, then set a fire to cover their tracks. Francis was lucky to escape, but did so over the rooftops to the main body of the building which was unaffected. Diana is shaken by the news. We know how much she loves him.

Right! Diana realises it’s time to mobilise her army of rich women and tells her secretary to post the big bundle of letters which has been waiting in the safe all these years, to invite them all to a special emergency meeting.

In a separate development, Richard and Zephanie’s car is pulled over by the police. Except it isn’t the police. It’s crooks. They are bundled out at gunpoint and taken to the den of some crook who sits behind a bright light and interrogates Zephanie. Every false answer Richard is beaten. Quite quickly she breaks down and tells them all she knows which isn’t, in fact all that much, she knows it’s a lichen but has no idea which species.

The sequel is described to Francis in a phone call to Diana, namely Zephanie woke up next to the car she’s been kidnapped from, Richard unconscious beside her with a few teeth missing. A passing labourer helped get him into a car and hospital.

Meanwhile Diana holds her big meeting-cum-press conference and is bitterly disappointed when none of the press report what she considers the biggest story since Adam. This prompts some broad satire on the reality of the newspaper business delivered by Miss Tallwyn. The extended focus on the press, including direct quotes from the coverage of her meeting from the Times, Guardian, Telegraph, Mail, Express, Mirror, Herald and Sketch, are exactly cognate with the similar passages in Kraken Wakes where the narrator quotes at length from the newspaper coverage of various key events.

Also, bear in mind that Wyndham had been writing for nearly 40 years by now. Her has developed a kind of late style which allows him to zoom in on some areas, dismiss others (like Diana’s entire Cambridge career) with a few lines. Turns out not to be the press which cause a fuss but the markets. A few life insurance companies suspend dividends while they recalibrate their sums, if a life extension drug has been discovered. Wyndham laconically gives us the comments of stockbrokers reading about this.

‘I reckon we might sell those General Eventualities before the going gets rough.’
It was not an isolated decision.
The going got rough.

Laconic, eh? Major shifts in the Stock Exchange force the papers to take serious notice of Diana’s claims and she gives a second press conference which is, this time, widely reported. Next day, reviewing the results in the Sundays, Miss Tallwyn rings up and tells her to listen to the BBC Home Service, there is a vicar giving an impassioned sermon against interfering with the nature and the works of God.

Diana drives to see Francis and it is an opportunity for more of the philosophising about The Great Change forms such a large part of all Wyndham’s novels. In this case she wants to give people longer lives not just to party and enjoy themselves, but so that they evolve into an entirely new form of human,

It will become worthwhile. There will be time – time to do really great things at last…

‘You’re wrong if you think I want power, Francis. All I want to do is see that Homo diuturnus gets born somehow. I don’t care how inconvenient he is, how different; he must have his chance. If it takes a caesarian to give him a start, it doesn’t matter. If the surgeons won’t help, then I’ll be head midwife, and do it myself. The only advance in millions of years, Francis! It shan’t be crushed – it shall not, whatever it costs!’

Behind their speculations about what will happen, and Diana’s conviction that every power in the land will try to suppress the new drug, lies the unresolved emotional tension between them. Diana complains that she was never so unhappy as when she worked at Darr because of her unrequited love for him. Francis begins to stutter a reply, but she bursts into tears and storms out.

Cut to a new scene, Diana reviewing the papers. Once again there are direct quotes from the Mail, the Trumpeter, Telegraph, the Gazette and Mirror. The text collapses into a series of snippets expressed entirely in dialogue:

  • Diana tells Miss Brendon to gather some of the girls and go out to pubs and clubs and laundrettes and coffee shops and sound out the word on the street
  • an executive meeting of an advertising agency says whoever’s handling Nefertiti’s PR is making a right horlicks of it
  • telegram to the Home Secretary from the General Council of The Brotherhood of British Morticians asking for compensation for loss in trade
  • a middle-aged woman pestering her doctor to give her an estimate of her age
  • three brokers in a coffee bar, one of them advising the future is in ladies fashions and lingerie
  • telegram to the Prime Minister from the Secretary of the Sabbath Preservation Society protesting that the God-given lifespan is three-score years and ten
  • old Sir John asks his manservant Spiller his opinion about the whole fuss then orders him to make him, Sir John, an appointment at this clinic
  • two civil servants preparing for a question about antigerone which has been tabled for the minister, one admitting  his wife is a regular at Nefertiti’s
  • two senior coppers speculating about what they can arrest Diana for
  • The Evening Flag suggests the first candidate for the anti-ageing treatment should be the Queen
  • a very working class Cockney telling his mate down the boozer how his missus didn’t arf go on about it, ‘ow it’s not fair and so on
  • a lower middle class woman asking her husband to turn the radio on so they can listen to an interview with that anti-ageing woman, and we then have the transcript of a long interview in which Diana easily bests her mealy-mouthed BBC interviewer
  • a couple in bed, the woman asking if 300 years of married life are going to be bearable
  • a snippet from Radio Moscow claiming the well educated people of the Soviet Union of course know that the first antigerone was developed by a Hero of the Soviet Union Russian biochemist
  • dialogue between a police constable and a drunk middle-class man who claims to be a statistician and to have worked out that if everyone lives to be 200 the human race will starve

Lady Tewly visits and tells Diana their Women’s Movement is well and truly advanced but the cause of the drug faces many enemies. The entire trades union movement is against it and is calling a general strike and rallies in Trafalgar Square. They see it simply as a way for employers to tie employees to their workbenches and factory floors for three times as long. Prolonging the exploitation. The Tories and Labour are at odds over it and the Prime Minister is conflicted because, on the one hand it sounds like a boon to humanity, on the other hand so many, particularly on the Left, are calling for it to be banned.

But Lady Tewly alarms Diana when she announces news has got out about the lichen’s true location. Diana and Francis had discussed this long ago, but the only site she could find when she went on her ’round-the-world’ trip (which was really a cover for her tracking down its natural growth areas) was in a remote part of China. Point being a) when the Chinese realise this, they will close the area and keep it for themselves. But b) the area is very close to the Russian border and so there is every chance the Russians might invade China.

Alarmed, Diana tells her secretary to contact the media and arrange for a no-holds-barred interview. This time she will share everything she knows about lichenin.

That night she’s woken by a phone call. It’s Zephie saying a gang of men attacked Darr House and this time completely burned it to the ground. Francis managed to jump from a window and sprained a wrist, is in shock, several of the staff, one old man, the groundsman, was killed by a single blow from a cosh. Things are getting serious. The Anti-G forces are growing violent.

Diana’s death and cause

Thus it is with a spirit of determination that Diana and her entourage brave the crowds surrounding her luxury block of flats (Darlington House) the next morning, as the commissionaire makes a path through the shouting protesting rowdy throng towards the Rolls Royce waiting to take her to the radio interview. Suddenly three shots ring out, Diana clutches her side and falls across the steps. A young man pushes forward, tells the commissionaire he is a doctor, already one of her assistants is calling an ambulance. Cut to a radio announcement cancelling the talk and announcing that Diana was shot on the steps of her building and died in the ambulance.

The result is she becomes a martyr to her movement, to the League for the New Life. We are shown a big demonstration in Trafalgar Square called by representatives of the workers, presumably Labour and Trades Unions leaders, who whip up the crowd into an anti antigerone fervour. It’s worth quoting at length because this was still the kind of political rhetoric which dominated my boyhood in the 1970s. The speaker is speaking from a platform to a packed rally in Trafalgar Square:

‘The Antigerone,’ he said, ‘the dirtiest weapon of all the dirty weapons that the Tories have aimed at the workers. The bomb with the selective fall-out – that falls on the workers. The men who live lives of comfort and luxury are happy with the Anti-G – of course they are. For them it means more years – many more years – of that comfort and luxury. But what does it mean to us, the workers, who produce the wealth that buys that comfort and luxury? I’ll tell you what it means to us. It means working for three lifetimes instead of one. And if you are going to keep on working for three lifetimes, where are your sons going to find work? Yes, and your sons’ sons, too. It means two generations, two whole generations of unemployment, two generations on the dole, two generations born to rot in unemployment that will bring down your wages. I tell you that never in the history of the whole working-class struggle –’

What happens next is amazingly modern because this speech against scientific advances by a man is interrupted by a counter-speech in favour by educated middle-class women. A loudspeaker from a van very loudly retorts to the workers leader that he and his ilk are ‘Murderers! Cowards! Woman-killers!’

‘We’re not going to let you shorten all our lives. We’ve met you before. You are the dolts, the dimwits, the Luddites. And now you carry Luddism to its logical conclusion – don’t stop at smashing the machines, smash the inventors, too, and they won’t invent any more!’

The police – enforcers of the status quo – rush over to the van, burst open the door and drive it away. At which point another van elsewhere in the square continues with the pro-antigerone, anti-Luddite message, until the police likewise remove it. In all four vans are dealt with but not before they’ve got their message across that the speaker represents Luddism, philistinism, and murdering cowards who killed a saintly woman who was trying to give us all longer, better lives.

From the vantage point of 2020 this looks entirely contemporary, with university-educated feminist women berating working class men for their ignorance and toxic masculinity. Plus ça change, plus it’s exactly the same chose.

There’s a brief reprise of Diana’s funeral which, you remember, is the scene the novel opened with, attended overwhelmingly by posh grateful women whose lives she was extending, and ‘young women’ bearing banners and handing out badges supporting the LNL, the League for New Life.

Cut to a 2-page scene between the Prime Minister and a mature woman of influence, his wife? his mistress? Lydia Washington. Anyway, the conversation serves the purpose of explaining how and why the Prime Minister is in a pickle how to respond to the antigerone furore, how the political parties are split.

The most significant piece of new information in this conversation is that the Chinese have learned somehow that the main locations for the rare lichens are on their territory. Francis has discovered and communicated to the Prime Minister that the Chinese have announced they are digging over the entire area and making it into one of their huge communal farms. There was never very much of the lichen to begin with; now it looks as if it will be lost for good.

The PM and Lydia’s conversation ends with the thought that he needs to distract the populace with something new, a new toy and distraction. Cut to the Prime Minister’s speech to the nation in which he invokes British patriotism to mask the fact that supplies are minuscule but the government will be setting up an enquiry / task force / commission etc etc:

‘He had little doubt, indeed our record of scientific progress assured him that he need have no doubt, that British brains, British purpose, and British know-how would succeed – and succeed in the very near future – in producing a supply of the Antigerone for every man and woman in the country who wishes to use it….’

Sounds like Boris Johnson. Sounds like the windy rhetoric surrounding Brexit. As at other moments in the story, you find yourself realising how some things have change, but other things have remained exactly the same.

A surprise happy ending

The last scene is tranquil and funny and moving. Francis Saxover parks his car by the gate of an isolated farmhouse on the edge of the fells, so presumably somewhere in the Lake District. He calls for the owner and his suspicions are confirmed when Diana comes to the door. She’s so surprised to see him she faints.

Yes, because Diana is not dead. She faked her own death with the aid of an actor who played the assassin, an actor who played the doctor tending her into the ambulance and a fake death certificate. She had been preparing this remote bolthole for years. She shows Francis round. It even has a laboratory attached and she has been trying to grow some of the famous lichen.

In the final ‘philosophical’ or sociological conversation of the novel they both foresee trouble ahead. The Americans and Russians are devoting resources to isolating the antigerone, sooner or later it will be mass produced and then there will be revolutionary social change. But she’s done her part, as she explains:

‘The real trouble will come later on. We may get through that without bloodshed too, but it won’t be easy. If we wake up to the famine problem now, if we work flat out on ways to increase food supplies, if something can be done to discourage the suicidal birthrate, we might just manage it with no more trouble than discomforts and short rations for a time. We shall see. All I care about is that we’ve got homo diuturnus, or homo vivax, or whatever they’ll call him, on stage, and waiting in the wings.’

As dusk falls the pair repair to the living room and a roaring fire to discuss the future. Between them they have enough supplies to continue dosing themselves and their nearest and dearest. Their long-suppressed love story comes to a happy ending as it is agreed they will get married. What was once an insuperable aged difference between them is no longer an obstacle, it will melt away before the new extended lifespans they expect.

The final bombshell of the story is understated but massive. On the last page it is implied that both Diana and Francis misled their relatives and the world about the longevity affects of lichenin. They used two or three times normal lifespan as illustrations of its effects, but the implication on the last page is that the true, full effect of the substance could be much, much longer lifespans. Nobody says this but the implication is it could make life… endless… Immortality!

Satire

Arguably the entire novel is a satire: on the beauty industry, on newspapers, and politics, on Labour and the Trade Unions and crusty old aristocrats, on spivs in advertising, on the Cold War with its ludicrously boastful Russians and loudmouth braggart Yanks, a satire on men and women, gender relations, and social stereotyping and constraining of women. It is a far-reaching satire on the whole contemporary world as Wyndham understood it.

Plausibility

It certainly has more validity as social satire than as serious sociological speculation. The passages involving criminals, left wing politicians, and the rich, work as quick satirical stereotypes of likely reactions of these stereotyped sectors or types to news of an elixir of life has been discovered. However, these days we all know a lot more about old age, not least from the spotlight which has been shone on the care home sector during the COVID-19 pandemic, we know that the leading cause of death in the UK is Alzheimer’s Disease and that people are living longer than ever before BUT spend a good deal of those extra years suffering from chronic conditions which require extensive medication or surgery to maintain.

This is the one real-world implication of a pill for longer life which Wyndham doesn’t address at all – the notion that people might well be made to live for 350 years but spend the final 150 of it ill, incapacitated, on heavy medication, requiring surgery or dialysis etc – and it’s interesting to speculate that this is because, in the late 1950s, nobody knew this about extended lifespans.

Feminism

Wyndham makes Diana’s great-aunt Anne a leading suffragette (‘Hammer for the shop-windows, petrol for the letter-boxes, scenes in the House!’, p.123) and Diana herself a thorough-going feminist and independent woman. The book is drenched in comments about the conventions and norms expected of women, with Diana leading numerous conversations about the plight of women, the role of women, the women’s struggle, women’s struggle for freedom / equality / independence, and so on.

These occur early on in Diana’s frequent conversations with her Mummy Darling – embodiment of the Pressure to Conform – a bit later with Zephanie, representative of the Young Generation who she warns not to get suckered in by social pressure or advertising, and then with the employees of her beauty salon, Nefertiti, and with her adored mentor, Francis Saxover.

On having a family

‘I’m not at all sure that I do want to raise a family,’ Diana told her. ‘There are so many families already.’
Mrs Brackley looked shocked.
‘But every woman wants a family, at heart,’ she said. ‘It’s only natural.’
‘Habitual,’ corrected Diana. ‘God knows what would happen to civilization if we did things just because they were natural.’
Mrs Brackley frowned.
‘I don’t understand you, Diana. Don’t you want a house of your own, and a family?’
‘Not furiously, Mummy, or I expect I’d have done something about it long before this. Perhaps I’ll try it, though, later on. I might like it. I’ve plenty of time yet.’
‘Not so long as you think. A woman is always up against time, and it doesn’t do to forget it.’
‘I’m sure you’re right, darling. But being too conscious of it can produce some pretty ghastly results as well, don’t you think? Don’t you worry about me, Mummy. I know what I’m doing.’

On the pressure of advertising 1

‘Perhaps it’s not entirely me. Now, you don’t think as much as you did before you went to that school. If you just go on taking what they tell you without thinking about it, you’ll turn into advertisers’ meat, and end up as a housewife.’
‘But most people do – become housewives, I mean,’ Zephanie said.
‘I know they do – housewife, hausfrau, house-woman, house-keeper, house-minder. Is that what you want? It’s a diddle word, darling. Tell a woman: “woman’s place is in the home”, or “get thee to thy kitchen” and she doesn’t like it; but call it “being a good housewife”, which means exactly the same thing, and she’ll drudge along, glowing with pride. My great-aunt fought, and went to prison several times, for women’s rights; and what did she achieve? A change of technique from coercion to diddle, and a generation of granddaughters who don’t even know they’re being diddled – and probably wouldn’t care more if they did. Our deadliest susceptibility is conformity, and our deadliest virtue is putting up with things as they are. So watch for the diddles, darling. You can’t be too careful about them in a world where the symbol of the joy of living can be a baked bean.’ (p.45)

On the pressure of advertising 2

‘I told myself: “This is the twentieth century, for what it’s worth. It’s not the age of reason, or even the nineteenth century, it’s the era of flummery, and the day of the devious approach. Reason’s gone into the backrooms where it works to devise means by which people can be induced to emote in the desired direction. And when I say people I mean women. To hell with reason.”‘ (Diana Brackley, p.91)

Women are their own worst enemy

‘Aren’t you going to get married, Diana?’
‘Oh, I daresay I shall – one day,’ Diana conceded.
‘But if you don’t, what’ll you do? Will you be like your great-aunt, and fight for women’s rights?’
‘You’ve got it a bit muddled, darling. My great-aunt, and other people’s great-aunts, won all the rights that women need ages ago. All that’s been lacking since then is the social courage to use them. My great-aunt and the rest thought that by technically defeating male privilege they’d scored a great victory. What they didn’t realize is that the greatest enemies of women aren’t men at all, they are women: silly women, lazy women, and smug women. Smug women are the worst; their profession is being women, and they just hate any women who make any other kind of profession a success. It sets up an inferiority-superiority thing in them.’
Zephanie regarded her thoughtfully.
‘I don’t think you like women very much, Diana,’ she decided.
‘Too sweeping, darling. What I don’t like about us is our readiness to be conditioned – the easy way we can be made to be willing to be nothing better than squaws and second-class citizens, and taught to go through life as appendages instead of as people in our own right.’ (p.46)

The beauty industry

‘Well, if you’d spent twelve years working for it, embroiled in a pink-shaded, flower-scented, soft-carpeted, silk-bowed, Cellophane-protected dreamland populated by purring, scheming, hardeyed, grasping, cynical, retractible-clawed bitches who support themselves by assisting other women to employ their secondary sexual characteristics to the best advantage, you’d welcome pretty nearly any kind of change, too.’ (p.124)

Diana’s casual insights into sexism:

‘You can, if necessary, brush off an article slanted at women more easily than one that purported to give reliable news to men.’ (p.153)

‘I don’t want to lead all these women. I’m just making use of them – deceiving them, if you care to say so. The idea of a longer life has an immense superficial appeal to them. Most of them have no notion of what it is really going to mean to them. They don’t see yet that it will make them grow up – that they simply won’t be able to go on for two hundred years leading the nugatory piffling sort of lives that most women do lead; nobody could stand it….

‘They think I’m just offering them more of the same life. I’m not. I’m cheating them.’

‘All my life I’ve been watching potentially brilliant women let their brains, and their talents, rot away. I could weep for the waste of it; for what they might have been, and might have done… But give them two hundred, three hundred years, and they’ll either have to employ those talents to keep themselves sane – or commit suicide out of boredom.’

Of course a modern feminist might well object how patronising it was for a man to write any book like this, claiming to speak for women, and would not be slow to point out the numerous places where 1950s gender stereotypes still occur, even in the thinking of Diana herself, a hundred and one slips of phrase which betray its fundamentally reactionary mindset. It wouldn’t be difficult to dismiss the book as the patronising mansplaining of a stale, pale and male author,  yet another dead white man, modern feminism being so prolific in new insults and abuse.

Still, it’s a really noteworthy achievement for an author who is mostly remembered for his sci fi horror shockers to have devoted so much time and energy to a book entirely setting out to vindicate women, champion women, comment on how women are patronised and marginalised and pressurised by society and manipulated by advertising, a book-length study of an extremely strong, independent woman, a scientist to boot, who makes a great discovery and then isn’t pushed aside by men, but conceives and carries out a series of clever schemes to change the world, who sets the pace and leads the narrative right up to the last scene and the final sentences. Surely this is a remarkable achievement for 1960.


Credit

Trouble With Lichen by John Wyndham was published by Michael Joseph in 1960. All references are to the 1974 Penguin paperback edition (recommended retail price 30p).

Related link

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Late Victorian

1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same future London as The Sleeper Wakes, Denton and Elizabeth defy her wealthy family in order to marry, fall into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1900s

1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the latter’s invention, an anti-gravity material they call ‘Cavorite’, to fly to the moon and discover the underground civilisation of the Selenites, leading up to its chasteningly moralistic conclusion
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – scientists invent a compound which makes plants, animals and humans grow to giant size, prompting giant humans to rebel against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a comet passes through earth’s atmosphere and brings about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Kent, gets caught up in the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ – until one of them rebels

1910s

1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1920s

1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth and they rebel
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, an engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, where they discover unimaginable strangeness

1930s

1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years – surely the vastest vista of any science fiction book
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Oxford academic, Ransom, and take him in their spherical spaceship to Malacandra, as the natives call the planet Mars, where mysteries and adventures unfold

1940s

1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent Satan tempting the planet’s new young inhabitants to a new Fall as he did on earth
1945 That Hideous Strength by C.S. Lewis – Ransom assembles a motley crew of heroes ancient and modern to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950s

1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with vanished Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1951 The Day of the Triffids by John Wyndham – the whole world turns out to watch the flashing lights in the sky caused by a passing comet and next morning wakes up blind, except for a handful of survivors who have to rebuild human society while fighting off the rapidly growing population of the mobile, intelligent, poison sting-wielding monster plants of the title
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the future history of the Foundation set up by psycho-historian Hari Seldon as it faces attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the  Foundation Trilogy, which describes the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence, powered by ‘spindizzy’ technology
1953 Fahrenheit 451 by Ray Bradbury – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them – until one fireman, Guy Montag, rebels
1953 The Demolished Man by Alfred Bester – a fast-moving novel set in a 24th century New York populated by telepaths and describing the mental collapse of corporate mogul Ben Reich who starts by murdering his rival Craye D’Courtney and becomes progressively more psychotic as he is pursued by telepathic detective, Lincoln Powell
1953 Childhood’s End by Arthur C. Clarke one of my favourite sci-fi novels, a thrilling narrative describing the ‘Overlords’ who arrive from space to supervise mankind’s transition to the next stage in its evolution
1953 The Kraken Wakes by John Wyndham – some form of alien life invades earth in the shape of ‘fireballs’ from outer space which fall into the deepest parts of the earth’s oceans, followed by the sinking of ships passing over the ocean deeps, gruesome attacks of ‘sea tanks’ on ports and shoreline settlements around the world and then, in the final phase, the melting of the earth’s icecaps and global flooding
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley who is tasked with solving a murder mystery
1954 Jizzle by John Wyndham – 15 short stories, from the malevolent monkey of the title story to a bizarre yarn about a tube train which goes to hell, a paychiatrist who projects the same idyllic dream into the minds of hundreds of women around London, to a chapter-length dry run for The Chrysalids
1955 The Chrysalids by John Wyndham – hundreds of years after a nuclear war devastated North America, David Strorm grows up in a rural community run by God-fearing zealots obsessed with detecting mutant plants, livestock and – worst of all – human ‘blasphemies’ – caused by the lingering radiation. But as he grows up, David realises he possesses a special mutation the Guardians of Purity have never dreamed of – the power of telepathy – and he’s not the only one, but when he and his mind-melding friends are discovered, they are forced to flee to the Badlands in a race to survive
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
Some problems with Isaac Asimov’s science fiction
1956 They Shall Have Stars by James Blish – explains the invention, in the near future, of i) the anti-death drugs and ii) the spindizzy technology which allow the human race to colonise the galaxy
1956 The Stars My Destination by Alfred Bester – a fast-paced phantasmagoria set in the 25th century where humans can teleport, a terrifying new weapon has been invented, and tattooed hard-man, Gulliver Foyle, is looking for revenge
1956 The Death of Grass by John Christopher – amid the backdrop of a worldwide famine caused by the Chung-Li virus which kills all species of grass (wheat, barley, oats etc) decent civil engineer John Custance finds himself leading his wife, two children and a small gang of followers out of London and across an England collapsing into chaos and barbarism in order to reach the remote valley which his brother had told him he was going to plant with potatoes and other root vegetables and which he knows is an easily defendable enclave
1956 The Seeds of Time by John Wyndham – 11 science fiction short stories, mostly humorous, satirical, even farcical, but two or three (Survival, Dumb Martian and Time To Rest) which really cut through and linger.
1957 The Midwich Cuckoos by John Wyndham – one night a nondescript English village is closed off by a force field, all the inhabitants within the zone losing consciousness. A day later the field disappears and the villagers all regain consciousness but two months later, all the fertile women in the place realise they are pregnant, and nine months later give birth to identical babies with platinum blonde hair and penetrating golden eyes, which soon begin exerting telepathic control over their parents and then the other villagers. Are they aliens, implanted in human wombs, and destined to supersede Homo sapiens as top species on the planet?
1959 The Triumph of Time by James Blish – concluding novel of Blish’s ‘Okie’ tetralogy in which mayor of New York John Amalfi and his friends are present at the end of the universe
1959 The Sirens of Titan by Kurt Vonnegut – Winston Niles Rumfoord builds a space ship to explore the solar system where encounters a chrono-synclastic infundibula, and this is just the start of a bizarre meandering fantasy which includes the Army of Mars attacking earth and the adventures of Boaz and Unk in the caverns of Mercury
1959 The Outward Urge by John Wyndham – a relatively conventional space exploration novel in five parts which follow successive members of the Troon family over a 200-year period (1994 to 2194) as they help build the first British space station, command the British moon base, lead expeditions to Mars, to Venus, and ends with an eerie ‘ghost’ story

1960s

1960 Trouble With Lichen by John Wyndham – ardent feminist and biochemist Diana Brackley discovers a substance which slows down the ageing process, with potentially revolutionary implications for human civilisation, in a novel which combines serious insights into how women are shaped and controlled by society and sociological speculation with a sentimental love story and passages of broad social satire (about the beauty industry and the newspaper trade)
1961 A Fall of Moondust by Arthur C. Clarke a pleasure tourbus on the moon is sucked down into a sink of moondust, sparking a race against time to rescue the trapped crew and passengers
1961 Consider Her Ways and Others by John Wyndham – Six short stories dominated by the title track which depicts England a few centuries hence, after a plague has wiped out all men and the surviving women have been genetically engineered into four distinct types, the brainy Doctors, the brawny Amazons, the short Servitors, and the vast whale-like mothers into whose body a twentieth century woman doctor is unwittingly transported
1962 The Drowned World by J.G. Ballard – Dr Kerans is part of a UN mission to map the lost cities of Europe which have been inundated after solar flares melted the worlds ice caps and glaciers, but finds himself and his colleagues’ minds slowly infiltrated by prehistoric memories of the last time the world was like this, complete with tropical forest and giant lizards, and slowly losing their grasp on reality.
1962 The Voices of Time and Other Stories – Eight of Ballard’s most exquisite stories including the title tale about humanity slowly falling asleep even as they discover how to listen to the voices of time radiating from the mountains and distant stars, or The Cage of Sand where a handful of outcasts hide out in the vast dunes of Martian sand brought to earth as ballast which turned out to contain fatal viruses. Really weird and visionary.
1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard space-travelling New York
1962 The Man in the High Castle by Philip K. Dick In an alternative future America lost the Second World War and has been partitioned between Japan and Nazi Germany. The narrative follows a motley crew of characters including a dealer in antique Americana, a German spy who warns a Japanese official about a looming surprise German attack, and a woman determined to track down the reclusive author of a hit book which describes an alternative future in which America won the Second World War
1962 Mother Night by Kurt Vonnegut – the memoirs of American Howard W. Campbell Jr. who was raised in Germany and has adventures with Nazis and spies
1963 Cat’s Cradle by Kurt Vonnegut – what starts out as an amiable picaresque as the narrator, John, tracks down the so-called ‘father of the atom bomb’, Felix Hoenniker for an interview turns into a really bleak, haunting nightmare where an alternative form of water, ice-nine, freezes all water in the world, including the water inside people, killing almost everyone and freezing all water forever
1964 The Drought by J.G. Ballard – It stops raining. Everywhere. Fresh water runs out. Society breaks down and people move en masse to the seaside, where fighting breaks out to get near the water and set up stills. In part two, ten years later, the last remnants of humanity scrape a living on the vast salt flats which rim the continents, until the male protagonist decides to venture back inland to see if any life survives
1964 The Terminal Beach by J.G. Ballard – Ballard’s breakthrough collection of 12 short stories which, among more traditional fare, includes mind-blowing descriptions of obsession, hallucination and mental decay set in the present day but exploring what he famously defined as ‘inner space’
1964 Dr. Strangelove, or, How I Learned to Stop Worrying and Love the Bomb by Peter George – a novelisation of the famous Kubrick film, notable for the prologue written as if by aliens who arrive in the distant future to find an earth utterly destroyed by the events described in the main narrative
1966 Rocannon’s World by Ursula Le Guin – Le Guin’s first novel, a ‘planetary romance’ or ‘science fantasy’ set on Fomalhaut II where ethnographer and ‘starlord’ Gaverel Rocannon rides winged tigers and meets all manner of bizarre foes in his quest to track down the aliens who destroyed his spaceship and killed his colleagues, aided by sword-wielding Lord Mogien and a telepathic Fian
1966 Planet of Exile by Ursula Le Guin – both the ‘farborn’ colonists of planet Werel, and the surrounding tribespeople, the Tevarans, must unite to fight off the marauding Gaal who are migrating south as the planet enters its deep long winter – not a good moment for the farborn leader, Jakob Agat Alterra, to fall in love with Rolery, the beautiful, golden-eyed daughter of the Tevaran chief
1966 – The Crystal World by J.G. Ballard – Dr Sanders journeys up an African river to discover that the jungle is slowly turning into crystals, as does anyone who loiters too long, and becomes enmeshed in the personal psychodramas of a cast of lunatics and obsessives
1967 The Disaster Area by J.G. Ballard – Nine short stories including memorable ones about giant birds and the man who sees the prehistoric ocean washing over his quite suburb.
1967 City of Illusions by Ursula Le Guin – an unnamed humanoid with yellow cat’s eyes stumbles out of the great Eastern Forest which covers America thousands of years in the future when the human race has been reduced to a pitiful handful of suspicious rednecks or savages living in remote settlements. He is discovered and nursed back to health by a relatively benign commune but then decides he must make his way West in an epic trek across the continent to the fabled city of Es Toch where he will discover his true identity and mankind’s true history
1966 The Anti-Death League by Kingsley Amis
1968 2001: A Space Odyssey a panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman being transformed into a galactic consciousness
1968 Do Androids Dream of Electric Sheep? by Philip K. Dick – in 1992 androids are almost indistinguishable from humans except by trained bounty hunters like Rick Deckard who is paid to track down and ‘retire’ escaped ‘andys’ – earning enough to buy mechanical animals, since all real animals died long ago
1968 Chocky by John Wyndham – Matthew is the adopted son of an ordinary, middle-class couple who starts talking to a voice in his head who it takes the entire novel to persuade his parents is real and a telepathic explorer from a far distant planet
1969 The Andromeda Strain by Michael Crichton – describes in retrospect, in the style of a scientific inquiry, the crisis which unfolds after a fatal virus is brought back to earth by a space probe and starts spreading uncontrollably
1969 Ubik by Philip K. Dick – in 1992 the world is threatened by mutants with psionic powers who are combated by ‘inertials’. The novel focuses on the weird alternative world experienced by a group of inertials after they are involved in an explosion on the moon
1969 The Left Hand of Darkness by Ursula Le Guin – an envoy from the Ekumen or federation of advanced planets – Genly Ai – is sent to the planet Gethen to persuade its inhabitants to join the federation, but the focus of the book is a mind-expanding exploration of the hermaphroditism of Gethen’s inhabitants, as Genly is forced to undertake a gruelling trek across the planet’s frozen north with the disgraced native lord, Estraven, during which they develop a cross-species respect and, eventually, a kind of love
1969 Slaughterhouse-Five by Kurt Vonnegut – Vonnegut’s breakthrough novel in which he manages to combine his personal memories of being an American POW of the Germans and witnessing the bombing of Dresden in the character of Billy Pilgrim, with a science fiction farrago about Tralfamadorians who kidnap Billy and transport him through time and space – and introduces the catchphrase ‘so it goes’

1970s

1970 Tau Zero by Poul Anderson – spaceship Leonora Christine leaves earth with a crew of fifty to discover if humans can colonise any of the planets orbiting the star Beta Virginis, but when its deceleration engines are damaged, the crew realise they need to exit the galaxy altogether in order to find space with low enough radiation to fix the engines – and then a series of unfortunate events mean they find themselves forced to accelerate faster and faster, effectively travelling forwards through time as well as space until they witness the end of the entire universe – one of the most thrilling sci-fi books I’ve ever read
1970 The Atrocity Exhibition by J.G. Ballard – Ballard’s best book, a collection of fifteen short experimental texts in stripped-down prose bringing together key obsessions like car crashes, mental breakdown, World War III, media images of atrocities and clinical sex
1971 Vermilion Sands by J.G. Ballard – nine short stories including Ballard’s first, from 1956, most of which follow the same pattern, describing the arrival of a mysterious, beguiling woman in the fictional desert resort of Vermilion Sands, the setting for extravagantly surreal tales of the glossy, lurid and bizarre
1971 The Lathe of Heaven by Ursula Le Guin – thirty years in the future (in 2002) America is an overpopulated environmental catastrophe zone where meek and unassuming George Orr discovers that his dreams can alter reality, changing history at will. He comes under the control of visionary neuro-scientist, Dr Haber, who sets about using George’s powers to alter the world for the better, with unanticipated and disastrous consequences
1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic, leading to harum scarum escapades in disaster-stricken London
1972 The Word for World Is Forest by Ursula Le Guin – novella set on the planet Athshe describing its brutal colonisation by exploitative Terrans (who call it ‘New Tahiti’) and the resistance of the metre-tall, furry, native population of Athsheans, with their culture of dreamtime and singing
1972 The Fifth Head of Cerberus by Gene Wolfe – a mind-boggling trio of novellas set on a pair of planets 20 light years away, the stories revolve around the puzzle of whether the supposedly human colonists are, in fact, the descendants of the planets’ shape-shifting aboriginal inhabitants who murdered the first earth colonists and took their places so effectively that they have forgotten the fact and think themselves genuinely human
1973 Crash by J.G. Ballard – Ballard’s most ‘controversial’ novel, a searingly intense description of its characters’ obsession with the sexuality of car crashes, wounds and disfigurement
1973 Rendezvous With Rama by Arthur C. Clarke – in 2031 a 50-kilometre-long object of alien origin enters the solar system, so the crew of the spaceship Endeavour are sent to explore it in one of the most haunting and evocative novels of this type ever written
1973 Breakfast of Champions by Kurt Vonnegut – Vonnegut’s longest and most experimental novel with the barest of plots and characters allowing him to sound off about sex, race, America, environmentalism, with the appearance of his alter ego Kilgore Trout and even Vonnegut himself as a character, all enlivened by Vonnegut’s own naive illustrations and the throwaway catchphrase ‘And so on…’
1973 The Best of John Wyndham 1932 to 1949 – Six rather silly short stories dating, as the title indicates, from 1932 to 1949, with far too much interplanetary travel
1974 Concrete Island by J.G. Ballard – the short and powerful novella in which an advertising executive crashes his car onto a stretch of wasteland in the juncture of three motorways, finds he can’t get off it, and slowly adapts to life alongside its current, psychologically damaged inhabitants
1974 Flow My Tears, The Policeman Said by Philip K. Dick – America after the Second World War is a police state but the story is about popular TV host Jason Taverner who is plunged into an alternative version of this world where he is no longer a rich entertainer but down on the streets among the ‘ordinaries’ and on the run from the police. Why? And how can he get back to his storyline?
1974 The Dispossessed by Ursula Le Guin – in the future and 11 light years from earth, the physicist Shevek travels from the barren, communal, anarchist world of Anarres to its consumer capitalist cousin, Urras, with a message of brotherhood and a revolutionary new discovery which will change everything
1974 Inverted World by Christopher Priest – vivid description of a city on a distant planet which must move forwards on railway tracks constructed by the secretive ‘guilds’ in order not to fall behind the mysterious ‘optimum’ and avoid the fate of being obliterated by the planet’s bizarre lateral distorting, a vivid and disturbing narrative right up until the shock revelation of the last few pages
1975 High Rise by J.G. Ballard – an astonishingly intense and brutal vision of how the middle-class occupants of London’s newest and largest luxury, high-rise development spiral down from petty tiffs and jealousies into increasing alcohol-fuelled mayhem, disintegrating into full-blown civil war before regressing to starvation and cannibalism
1976 The Alteration by Kingsley Amis – a counterfactual narrative in which the Reformation never happened and so there was no Enlightenment, no Romantic revolution, no Industrial Revolution spearheaded by Protestant England, no political revolutions, no Victorian era when democracy and liberalism triumphed over Christian repression, with the result that England in 1976 is a peaceful medieval country ruled by officials of the all-powerful Roman Catholic Church
1976 Slapstick by Kurt Vonnegut – a madly disorientating story about twin freaks, a future dystopia, shrinking Chinese and communication with the afterlife
1979 The Unlimited Dream Company by J.G. Ballard – a strange combination of banality and visionary weirdness as an unhinged young man crashes his stolen plane in suburban Shepperton, and starts performing magical acts like converting the inhabitants into birds, conjuring up exotic foliage, convinced he is on a mission to liberate them
1979 Jailbird by Kurt Vonnegut – the satirical story of Walter F. Starbuck and the RAMJAC Corps run by Mary Kathleen O’Looney, a baglady from Grand Central Station, among other satirical notions, including the news that Kilgore Trout, a character who recurs in most of his novels, is one of the pseudonyms of a fellow prisoner at the gaol where Starbuck ends up serving a two year sentence, one Dr Robert Fender

1980s

1980 Russian Hide and Seek by Kingsley Amis – set in an England of 2035 after a) the oil has run out and b) a left-wing government left NATO and England was promptly invaded by the Russians in the so-called ‘the Pacification’, who have settled down to become a ruling class and treat the native English like 19th century serfs
1980 The Venus Hunters by J.G. Ballard – seven very early and often quite cheesy sci-fi short stories, along with a visionary satire on Vietnam (1969), and then two mature stories from the 1970s which show Ballard’s approach sliding into mannerism
1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the ‘Golden Era’ of the genre, basically the 1950s
1981 Hello America by J.G. Ballard – a hundred years from now an environmental catastrophe has turned America into a vast desert, except for west of the Rockies which has become a rainforest of Amazonian opulence, and it is here that a ragtag band of explorers from old Europe discover a psychopath has crowned himself ‘President Manson’, revived an old nuclear power station to light up Las Vegas and plays roulette in Caesar’s Palace to decide which American city to nuke next
1981 The Affirmation by Christopher Priest – an extraordinarily vivid description of a schizophrenic young man living in London who, to protect against the trauma of his actual life (father died, made redundant, girlfriend committed suicide) invents a fantasy world, the Dream Archipelago, and how it takes over his ‘real’ life
1982 Myths of the Near Future by J.G. Ballard – ten short stories showing Ballard’s range of subject matter from Second World War China to the rusting gantries of Cape Kennedy
1982 2010: Odyssey Two by Arthur C. Clarke – Heywood Floyd joins a Russian spaceship on a two-year journey to Jupiter to a) reclaim the abandoned Discovery and b) investigate the monolith on Japetus
1984 Empire of the Sun by J.G. Ballard – his breakthrough book, ostensibly an autobiography focusing on this 1930s boyhood in Shanghai and then incarceration in a Japanese internment camp, observing the psychological breakdown of the adults around him: made into an Oscar-winning movie by Steven Spielberg: only later did it emerge that the book was intended as a novel and is factually misleading
1984 Neuromancer by William Gibson – Gibson’s stunning debut novel which establishes the ‘Sprawl’ universe, in which burnt-out cyberspace cowboy, Case, is lured by ex-hooker Molly into a mission led by ex-army colonel Armitage to penetrate the secretive corporation, Tessier-Ashpool, at the bidding of the vast and powerful artificial intelligence, Wintermute
1986 Burning Chrome by William Gibson – ten short stories, three or four set in Gibson’s ‘Sprawl’ universe, the others ranging across sci-fi possibilities, from a kind of horror story to one about a failing Russian space station
1986 Count Zero by William Gibson – second in the ‘Sprawl trilogy’: Turner is a tough expert at kidnapping scientists from one mega-tech corporation for another, until his abduction of Christopher Mitchell from Maas Biolabs goes badly wrong and he finds himself on the run, his storyline dovetailing with those of sexy young Marly Krushkhova, ‘disgraced former owner of a tiny Paris gallery’ who is commissioned by the richest man in the world to track down the source of a mysterious modern artwork, and Bobby Newmark, self-styled ‘Count Zero’ and computer hacker
1987 The Day of Creation by J.G. Ballard – strange and, in my view, profoundly unsuccessful novel in which WHO doctor John Mallory embarks on an obsessive quest to find the source of an African river accompanied by a teenage African girl and a half-blind documentary maker who films the chaotic sequence of events
1987 2061: Odyssey Three by Arthur C. Clarke – Spaceship Galaxy is hijacked and forced to land on Europa, moon of the former Jupiter, in a ‘thriller’ notable for Clarke’s descriptions of the bizarre landscapes of Halley’s Comet and Europa
1988 Memories of the Space Age Eight short stories spanning the 20 most productive years of Ballard’s career, presented in chronological order and linked by the Ballardian themes of space travel, astronauts and psychosis
1988 Running Wild by J.G. Ballard – the pampered children of a gated community of affluent professionals, near Reading, run wild and murder their parents and security guards
1988 Mona Lisa Overdrive by William Gibson – third of Gibson’s ‘Sprawl’ trilogy in which street-kid Mona is sold by her pimp to crooks who give her plastic surgery to make her look like global simstim star Angie Marshall, who they plan to kidnap; but Angie is herself on a quest to find her missing boyfriend, Bobby Newmark, one-time Count Zero; while the daughter of a Japanese gangster, who’s been sent to London for safekeeping, is abducted by Molly Millions, a lead character in Neuromancer

1990s

1990 War Fever by J.G. Ballard – 14 late short stories, some traditional science fiction, some interesting formal experiments like Answers To a Questionnaire from which you have to deduce the questions and the context
1990 The Difference Engine by William Gibson and Bruce Sterling – in an alternative version of history, Victorian inventor Charles Babbage’s design for an early computer, instead of remaining a paper theory, was actually built, drastically changing British society, so that by 1855 it is led by a party of industrialists and scientists who use databases and secret police to keep the population suppressed
1991 The Kindness of Women by J.G. Ballard – a sequel of sorts to Empire of the Sun which reprises the Shanghai and Japanese internment camp scenes from that book, but goes on to describe the author’s post-war experiences as a medical student at Cambridge, as a pilot in Canada, his marriage, children, writing and involvement in the avant-garde art scene of the 1960s and 70s: though based on  his own experiences the book is overtly a novel focusing on a small number of recurring characters who symbolise different aspects of the post-war world
1993 Virtual Light by William Gibson – first of Gibson’s Bridge Trilogy, in which cop-with-a-heart-of-gold Berry Rydell foils an attempt by crooked property developers to rebuild post-earthquake San Francisco
1994 Rushing to Paradise by J.G. Ballard – a sort of rewrite of Lord of the Flies in which a number of unbalanced environmental activists set up a utopian community on a Pacific island, ostensibly to save the local rare breed of albatross from French nuclear tests, but end up going mad and murdering each other
1996 Cocaine Nights by J. G. Ballard – sensible, middle-class Charles Prentice flies out to a luxury resort for British ex-pats on the Spanish Riviera to find out why his brother, Frank, is in a Spanish prison charged with murder, and discovers the resort has become a hotbed of ‘transgressive’ behaviour – i.e. sex, drugs and organised violence – which has come to bind the community together
1996 Idoru by William Gibson – second novel in the ‘Bridge’ trilogy: Colin Laney has a gift for spotting nodal points in the oceans of data in cyberspace, and so is hired by the scary head of security for a pop music duo, Lo/Rez, to find out why his boss, the half-Irish singer Rez, has announced he is going to marry a virtual reality woman, an idoru; meanwhile schoolgirl Chia MacKenzie flies out to Tokyo and unwittingly gets caught up in smuggling new nanotechnology device which is the core of the plot
1999 All Tomorrow’s Parties by William Gibson – third of the Bridge Trilogy in which main characters from the two previous books are reunited on the ruined Golden Gate bridge, including tough ex-cop Rydell, sexy bike courier Chevette, digital babe Rei Toei, Fontaine the old black dude who keeps an antiques shop, as a smooth, rich corporate baddie seeks to unleash a terminal shift in the world’s dataflows and Rydell is hunted by a Taoist assassin

2000s

2000 Super-Cannes by J.G. Ballard – Paul Sinclair packs in his London job to accompany his wife, who’s landed a plum job as a paediatrician at Eden-Olympia, an elite business park just outside Cannes in the South of France; both are unnerved to discover that her predecessor, David Greenwood, one day went to work with an assault rifle, shot dead several senior executives before shooting himself; when Paul sets out to investigate, he discovers the business park is a hotbed of ‘transgressive’ behaviour i.e. designer drugs, BDSM sex, and organised vigilante violence against immigrants down in Cannes, and finds himself and his wife being sucked into its disturbing mind-set
2003 Pattern Recognition by William Gibson – first of the ‘Blue Ant’ trilogy, set very much in the present, around the London-based advertising agency Blue Ant, founded by advertising guru Hubertus Bigend who hires Cayce Pollard, supernaturally gifted logo approver and fashion trend detector, to hunt down the maker of mysterious ‘footage’ which has started appearing on the internet, a quest that takes them from New York and London, to Tokyo, Moscow and Paris
2007 Spook Country by William Gibson – second in the ‘Blue Ant’ trilogy, set in London and featuring many of the characters from its immediate predecessor, namely Milgrim the drug addict and ex-rock singer Hollis Henry
2008 Miracles of Life by J.G. Ballard – right at the end of his life, Ballard wrote a straightforward autobiography in which he makes startling revelations about his time in the Japanese internment camp (he really enjoyed it!), insightful comments about science fiction, but the real theme is his moving expressions of love for his three children

The supermarket of history

I have just read S.H. Steinberg’s History of the Thirty Years War. I came to it fresh from reading Peter H. Wilson’s 2010 book on the same subject, in which Wilson sets out to ‘overturn received opinion’ about many aspects of the conflict, lining up ‘traditional’ interpretations of the conflict in order to question and reinterpret them.

So I chuckled when I read in the opening sentences of the preface to Steinberg’s book that he also sets out to ‘reorientate and reinterpret’ the familiar story of the Thirty Years War.

Sometimes it seems like this is all historians ever do – overturn everything the previous generation thought. Is there any professional historian anywhere who isn’t a ‘revisionist’, I wonder?

Historians are like a succession of Oedipuses rebelling against their fathers, each successive generation producing dazzling new reorientations and reinterpretations of increasingly distant and remote events. If you buy a newish history on almost any subject, you can pretty much guarantee it will be a ‘revisionist’ account that sets out to ‘overturn established narratives’, ‘tell the untold story’, letting us hear previously ‘unheard voices’, and so on.

Since historians are society’s professional gatekeepers to the past, we readers kind of have to go along with the narratives they give us – but the more history you read, the more you realise that, in a sense, ‘history’ just consists of commentaries on the past which can be as varied and contradictory as newspaper and magazine commentaries on the present.

If you want a right-wing analysis of Covid or Brexit, read the Telegraph and the Spectator. If you want a woke interpretation, read the Guardian. If you want a tabloid version featuring loads of celebrities in bikinis, read the Mail, and so on.

Similarly, if you want a feminist slant on a historic event or figure, read Mary Beard or Lucy Worsley, a Marxist slant, read a Marxist historian like Eric Hobsbawm or E.P. Thompson, a black or an lgbt+ interpretation, read David Olusoga or gay historians. If you want a solidly right-wing view, read Niall Ferguson, if you want social history, then read the likes of David Kynaston, if you want history seen from particular regions read John Morrill on Cheshire or David Underdown on Somerset, and so on.

After a while, you realise that ‘history’ is a supermarket of opinions. Stuff definitely happened in the past, vast amounts of stuff – but which bits you choose to emphasise, how you choose to interpret it, and what you make it mean, are entirely down to the school of history and the historian you choose.

If you like the 18th century, you can choose to dwell on the rarefied heights of Enlightenment philosophy or on the bloody brutality of slavery, on society portrait painting or colonial wars, according to your taste and interests. Do you prefer Persil or Ariel?

As modern marketers like to say, it entirely depends on which values you identify with and therefore which brand reflects those values.

To equate the practice of history with some kind of search for ‘The Truth’ seems to me a ludicrous misunderstanding of history as an academic specialism and, in wider society, as a cultural practice (I mean the result of the efforts of a wide range of people from local historical societies and amateur historians and historical tours and TV and radio history programmes and so on).

Just like a good lawyer can take any set of ‘facts’ and twist them into a narrative which supports his client, so a good historian can argue any side when it comes to clashes of interpretations. Or, if they’re not quite so flexible as lawyers, you can certainly find the historian who will back up your view (feminist, Marxist, BAME, neo-liberal, neo-traditional).

And, quite obviously, the bigger the event or the longer the period, the larger the scope for multiple interpretations to be put forward for the same events. In other words, we the readers and viewers are free to enjoy a multiplicity of viewpoints. In one mood I can think about the First World War as a seismic event in international affairs, in another mode can focus on the transformation in women’s place in society as they were recruited into factories and change which led to the vote, in another mode read about the not-very-well-known role of the hundreds of thousands of Indian and African labourers who fought on the Allies’ side, and so on. You pays your money, you chooses your perspective.

And we mustn’t forget the role played in the production of ever-changing interpretations by the blunt fact that historians have to earn a living. A lawyer needs new cases, an advertising agency needs new clients, and historians need to produce new interpretations to justify their tenure at universities. They need to publish new papers and books and do new research to pass reviews, fulfil departmental targets, achieve organisational KPIs and so on.

Thus, there are simple bread-and-butter considerations which explain the need of historians to come up with new perspectives, or adapt emerging perspectives (BAME, feminism, LGBT+) to subjects and eras they haven’t previously been applied to.

I saw this up close as a would-be academic considering whether to do an English PhD in the 1980s. My girlfriend of the time did, and a couple of close friends. The advent of identity politics in the 1980s was a godsend to humanities professionals because it gave them a suite of new perspectives which could then be applied to the entire subject.

Thus, from a feminist point of view, all of world history needs to be re-researched, rethought and rewritten to ‘restore women’s voices’ and give ‘women’s points of view’ and so on – which is more than enough work to keep thousands of feminist scholars employed for the rest of their lives. My girlfriend of the day began a PhD giving a feminist interpretation of woman as muse figure in the poetry of Robert Graves and other contemporary poets.

Ditto black and post-colonial interpretations – for academics of this persuasion, mining this particular seam, all of world history needs to be reinterpreted from the point of view of black people, of the slave trade, of peoples oppressed by European colonialism, native Americans, aborigines, you name them, it will be a vast and potentially endless undertaking. And jobs. And careers.

Ditto LGBT+ interpretations.

Each new ‘school’, each new focus or emphasis means the same old ground can be raked over, but from an entirely new perspective, and that means academic papers, conferences, books and careers.

So thinking of History as some kind of pure and noble Search for Truth strikes me as a very naive view. History, whatever else its proponents may say it is, is a type of discourse which is 1. embedded in its cultural moment i.e. heavily affected by the cultural and political fashions and indeed demands of the day, and 2. driven by financial incentives i.e. the need of professional historians to justify their pay by coming up with a steady stream of ‘revisionist’ interpretations.

Like everything else in a consumer capitalist society, it is driven by the need for novelty.

Asking whether this or that version of history is ‘true’ is like asking whether a Range Rover or a Fiat Uno is ‘true’. They’re different ways of doing the same general thing (getting from A to B in the case of cars, informing yourself about the past, in the case of history), but which one you prefer is down to individual choice.

Siddhartha by Hermann Hesse (1922)

Siddhartha is a brief (119-page) telling of the life story of a (fictional) contemporary of the Buddha, a fellow seeker after truth and spiritual enlightenment. The book describes his life and experiences as he follows his own personal path to enlightenment.

Siddhartha is told in simple, lucid prose and has, from start to finish, the feel of a fable, or of a certain kind of old-fashioned children’s story.

I read it in the beautifully clear and rhythmic English translation by Hilda Rosner, which was first published in 1951.

In the shade of the house, in the sunshine of the riverbank near the boats, in the shade of the Salwood forest, in the shade of the fig tree is where Siddhartha grew up, the handsome son of the Brahman, the young falcon, together with his friend Govinda, son of a Brahman. The sun tanned his light shoulders by the banks of the river when bathing, performing the sacred ablutions, the sacred offerings. In the mango grove, shade poured into his black eyes, when playing as a boy, when his mother sang, when the sacred offerings were made, when his father, the scholar, taught him, when the wise men talked. (Opening sentences)

Hermann Hesse

Siddhartha was Hesse’s ninth novel. Hesse had been born in 1877 into a devout Swabian Pietist household ‘with the Pietist tendency to insulate believers into small, deeply thoughtful groups’. He was an intensely serious young man who rebelled against his parents, tried to commit suicide, was sent to mental homes and then a boys’ institution, leaving school as soon as he could. He never attended university and became an apprentice at a bookshop. With few connections he struggled to get his early works of poetry or short fictions into print.

His breakthrough came with publication of the novel Peter Camenzind in 1904 and became popular throughout Germany. He married, had three children and supported himself for the rest of his life as a writer. Reading Schopenhauer had interested him in Eastern philosophy, and in the 1900s he read a lot about the subject.

Seven more novels followed. In 1911 he went on a trip to the East, to Sri Lanka, Borneo and Burma. On return it was clear his marriage was breaking down. The Great War broke out. His son fell ill and his wife developed schizophrenia. In 1916 Hesse went into psychotherapy, which led him to personal friendship with Freud’s disciple, Carl Jung. In 1919 Demian was published, then in 1922 Siddhartha.

The historical Buddha

The Buddha’s given name was Siddhārtha Gautama. He was born into an aristocratic family in what is present-day Nepal, around 480 BC (though his dates and all the facts relating to his life are open to extensive debate).

He renounced his privileged life and spent years travelling, learning, observing. One day he sat under the banyan tree and had a religious vision. He realised that all of life as commonly accepted amounts to duḥkha or suffering, and that only complete detachment from the wishes of the ego, the mind and body can bring complete detachment from self, and so achieve the end of dukkha – the state called Nibbāna or Nirvana.

‘Buddha’, by the way, is not a name but an adjective or title, meaning ‘Awakened One’ or the ‘Enlightened One’.

Siddhartha – part one

With fairy tale simplicity Hesse describes the efforts of Siddhartha, son of a worthy Brahmin in north India at the time of the Buddha, to attain wisdom. He meditates, he practices the ablutions and the rituals required of a high-caste Hindu Brahmin, and also reads the holy books, but he is discontent. He feels he will never attain wisdom this way.

And so he asks his father if he may leave in search of wisdom, Initially reluctant, his father lets him and, as he walks out of his ancestral village, Siddhartha is joined by his faithful friend, Govinda.

They spend ‘about three years’ (p.16) with the Samana, a sect of monks or spiritual devotees who live in the jungle, learning their ways. Then rumours arrive of a man named Gotama who is also known as the Buddha or enlightened one. Siddhartha asks the head Samana for permission to leave the community to go see this Gotama. This makes the head Samana angry, but Siddhartha (once again) overcomes all objections, and leaves.

Siddhartha and Govinda come to the town of Savathi, where Gotama has established a community of monks and followers, living in the Jetavana Grove just outside town, which a rich follower has given him.

In the morning they watch Gotama going to beg food for his mid-day meal, looking much like any other yellow-cloaked devotee. In the afternoon they hear him preach the four main points and the Eightfold Path, the way to escape the eternal recurrence of reincarnation into lives of suffering and pain, the way to escape from the cycle into the bliss of Nirvana.

Govinda is entranced and goes forward, with other pilgrims, to ask Gotama to take him into his community, and he is accepted. However, Siddhartha doesn’t. Siddhartha explains to Govinda that he has no doubt Gotama’s teachings are correct but he doesn’t wish to follow another man’s teachings, he wants to know.

Later he bumps into Gotama himself and politely asks permission to talk to him, and explains this conviction, that the Buddha’s teachings can be communicated and followed by others; but this isn’t what he’s after. He isn’t after teachings, the world is full of teachings. He is after the Buddha’s experience but that experience is, by definition, incommunicable.

Thus Siddhartha must leave the community and must find his own way. Gotama warns him against the chains of opinion and knowledge, and against being too clever.

‘Be on your guard against too much cleverness.’

But Siddhartha is determined and leaves the community, and his best friend Govinda behind.

Walking alone he has a revelation of his own – all this time, pursuing the teachings of the ancients or gurus, he has been motivated by one thing: fear of his Self, fleeing from his Self. What would happen if he accepted his own Self, his selfness, as supreme, as the basis of his existence.

‘I do not want to kill and dissect myself any longer, to find a secret behind the ruins. Neither Yoga-Veda shall teach me any more, nor Atharva-Veda, nor the ascetics, nor any kind of teachings. I want to learn from myself, want to be my student, want to get to know myself, the secret of Siddhartha.’

This is connected with a revelation of the multitudinousness of life, the blue sky and the green forest. Everything has a distinct itness. Trying to abolish the many in order to penetrate through to The One – as the Brahmins do – is a mistake.

Cleaving to his Self for the first time he feels genuinely alone, not a member of his caste or a pilgrim among pilgrims or a scholar among scholars. The world melts away and he stands like a star in the heavens. He is just Siddhartha, the one and only Siddhartha and the realisation makes ‘a feeling of icy despair’ go through him, but at the same time he is more awake than he’s ever been before. He is awakened. He is reborn.

Siddhartha – part two

Siddhartha walks through the world, enlightened. No longer does he reject and spurn the things of the world as a veil to be penetrated. The reverse: now he celebrates the amazing diversity, colour and beauty of the natural world.

But this second part is dominated by what happens next. Siddhartha takes a ferry over a river and comes to a town where he admires a beautiful woman being carried by four bearers on an ornamented sedan chair. He makes enquiries. It is Kamala the noted courtesan. He is struck. He goes into the town and has his beard cut off and his hair cut and oiled. He bathes in the river. Then he presents himself to Kamala’s people and she grants him an audience.

Long story short: he becomes her lover and best friend. She teaches him the forty ways of love, finding pleasure in every look, word and every part of the human body. She tells him she needs her lover to be rich and well-dressed and gives him an introduction to the town’s leading merchant, Kamaswami.

Siddhartha impresses Kamaswami with his education and calmness. He is hired into the business. He does well, but never really gains a taste for it, the business itself. Instead he brings calm, detachment, education and a winning manner which pleases clients.

The years pass. The awakening he experienced after leaving Gotama slowly fades. He acquires wealth, a house by the river, fine clothes. No longer a vegetarian, he eats meat, gets drunk on wine. His face grows lined and corrupt. He becomes addicted to gambling with dice, gambling for immense stakes, loses fortunes, wins back fortunes – all to show his contempt for ‘riches’ and all the things the little people value. His inner voice has grown silent. He is in his forties with his first grey hairs (p.65).

He goes to see Kamala and she, also, is upset. They make love deeply. He goes back to his house, feels sick and glutted, wishes he could vomit up his corrupt life. Goes into his pleasure garden, sits under his mango tree, reviews his life, thinks he has lost all the fire which motivated him to learn the Brahmin scriptures, to outdo Govinda in wisdom, everything he learned with the Samana and understood about the Buddha – and yet though he has gained the outer trappings of Kamaswami’s people, people of this world, he is not one of them. He is lower than them. They give themselves to their loves and passions and work and anxieties. Siddhartha only pretends, in this as in everything else.

He looks up at the stars above his mango tree and realises all this is dead to him. He says goodbye to his mango tree and his pleasure garden and his town house and walks away, leaving everything behind. Kamaswami sends out searchers but never hears of him, Kamala is saddened but gladdened that he has been true to himself. A few months later she realises she is pregnant with his child.

Siddhartha wanders. He comes to a river and is so overcome with disgust at what he has become that he leans over the river as if to fall in and drown. He is contemplating suicide. Then out of some remote part of his soul comes the word Om, the beginning and end of Brahmin prayers, the syllable of reality. And he stops, repeats the syllable, is suddenly overcome by tiredness, sinks down onto the roots of the tree and sleeps, the word Om echoing through his unconscious.

When he wakes he feels a new man, refreshed and cleansed. A monk is watching him. It is his old friend Govinda, who was passing with fellow Buddhist pilgrims and saw Siddhartha sleeping in this place which is dangerous for its snakes and wild animals, and decided to stop and look over him. Now he has awoken, Govinda will join his colleagues. Siddhartha says, Don’t you recognise me? The short answer is, No, because Siddhartha has become fat and lined and worn and is wearing rich man’s clothes. Siddhartha tells his old friend all of those attributes are fleeting. Beneath them all, he is still following his quest. Govinda digests this, then bows and goes his way.

Siddhartha reflects on how far astray his old life had led him. In fact he reviews his entire life and all its changes. He realised he was over-educated when he was young, fenced in with prayers and ablutions and meditation. He had to get out and experience the futility of riches and sensual love for himself. Now he knows. Now he has awoken refreshed, a new man, as if his long sleep was one long Om-based meditation.

It is the same river he was ferried across 20 years ago. It is the same ferryman who, after a bit of prompting, remembers him. Siddhartha says he wants to give the ferryman his fine clothes and in return become his apprentice. The ferryman’s name is Vasudeva. He accepts. Siddhartha moves in to share his humble house and food and learn the trade. Slowly the two men come to look alike, taking turns to ferry people across the wide river, or sitting in silence for hours listening to it, learning from its wisdom.

One day Siddhartha articulates to the ferryman what the river has taught him: it has surpassed Time. Its beginning, middle and end are all simultaneously present. It is always changing but always the same. Nothing is past or future, everything exists in a permanent present, including Siddhartha. The river is the voice of life, the voice of Being, of perpetual Becoming (p.87).

Then news comes. The Buddha is dying. The couple of old men find themselves ferrying increasing numbers of monks and pilgrims who want to see the Enlightened One before he attains Nirvana. Among them is Kamala who has long since abandoned her trade as courtesan, given her money and troth to the Buddha. Now she is travelling with her son by Siddhartha.

They stop to rest on the far side of the river and Kamala sleeps, but wakens with a cry. She has been bitten by a poisonous snake. Siddhartha and Vasudeva hasten to her side. They try to cleanse the wound but it is already turning black. Kamala is dying. She lingers long enough to recognise Siddhartha and say how pleased she is to see the old sparkle and happiness in his eyes. She proclaims the boy is his son. She had wanted to see the Enlightened One before she died, but is content to see Siddhartha, who has a wisdom of his own.

Kamala dies. They burn her body on a funeral pyre.

Soon Siddhartha realises that his 11-year-old son is a spoiled mummy’s boy. He thinks that by love and patience he can reconcile him to living with two ageing rice-eating poor men. But he can’t. The boy has tantrums, breaks things, is nothing but trouble.

One day Vasudeva takes him aside and tells him he must take the boy back to his own kind. There is a lesson here. Did not Siddhartha have to immerse himself in the destructive element of life, did it not take him decades to find his own path and his own wisdom? Well, he can’t short-circuit it for the boy. The boy should be returned to his own kind, to his mother’s house or to a teacher, to grow up among other rich children and find his own path.

But Siddhartha can’t bring himself to do it and the boy comes to hate him, defying him, speaking harsh words every day. Finally he steals their money, runs away, rows the ferry boat to the other side of the river and is gone. Vasudeva wisely counsels Siddhartha not to follow his errant son, but Siddhartha has to. The world and its pain are too much with him.

Siddhartha finds himself arriving at the edge of the town, by the old pleasure ground of Kamala. He stands transfixed, his mind full of memories of their young, ripe, hot-blooded time. He sits down in the dust, in a trance. He is only wakened when Vasudeva lightly touches his shoulder.

Back at the ferry, Siddhartha’s psychological wound – from the loss of his son – continues to chafe.

One day looking down into the river he realises his face reminds him of his father’s face, his father who he ran away from and never saw again and who probably died lonely, who probably suffered the same way Siddhartha is now suffering. How ridiculous, how absurd, the tragi-comic cycles of life, the endless repetition of suffering.

Vasudeva is getting old. He takes Siddhartha to sit by the river and listen. And Siddhartha hears all the voices of all the people, the plights, the lives as the river flows past, into the sea, evaporates into the sky, forms clouds over the hills, condenses and falls as rain which feeds a thousand springs which flow together to create the river. Eternal and ever-changing. And the thousands of voices converge to speak the syllable of perfection, Om.

Siddhartha feels healed, complete. He rises above his own personal suffering and becomes one with this vast unity of the world. And now Vasudeva stands and says it is time for him to slough off the skin of the ferryman Vasudeva and return to the unity of the cosmos. And he walks away from Siddhartha clothed in light.

In the final chapter Govinda arrives again. He had heard of a ferryman of great wisdom. Once again he doesn’t recognise Siddhartha till the latter announces himself. But the point of these last ten pages is that Govinda asks for help, for Siddhartha’s wisdom and when the latter explains it, it really is wisdom. It struck me with the force of a genuinely holy writing.

For Siddhartha explains that there is no such thing as time. All things are permanently present, all pasts and futures are contained in the now, and are part of a vast unity. If this is so then there are no real oppositions. Oppositions occur only in the words of teachings. To teach you have to take a view and be partial, separating x from y. But Siddhartha now scandalises Govinda by saying there is no real difference between Sansara, the Sanskrit word which betokens change and the eternal cycle of suffering, and Nirvana, the supposed heaven where the soul escapes the eternal cycle of suffering.

These, Siddhartha says, are just binary concepts required for clear doctrine and teaching. In reality everything is part of everything else. In this sense, there is no right or wrong, and certainly no good or bad. Good and bad are inextricably mixed, just as past and future are eternally present.

Therefore, the logical response, is to love the world as it is because it contains the entire future and all of heaven, here, now, implicitly. The correct attitude is complete compassion and complete love for everything as it is.

Govinda asks for a final word of help or advice and Siddhartha tells him to bend and kiss his forehead. And as he does so Govinda sees and hears all the voices of all the people in the world, all the babies, old people, lovers, warriors, priests and even gods and goddesses, a thousand thousand thousand voices and features, past and future, all contained in one vast cosmic unity. And he realises that only one other person has ever had the same level of wisdom and serenity and the same half-mocking smile on his lips. By a different route, Siddhartha has become as enlightened as the Buddha.

The personal quest

And so Siddhartha’s determination to go his own way is justified. The final wisdom, in practical terms, seems to be that everyone must find their own path:

There was no teaching a truly searching person, someone who truly wanted to find, could accept. But he who had found, he could approve of any teachings, every path, every goal, there was nothing standing between him and all the other thousand any more who lived in that what is eternal, who breathed what is divine.

Conclusion

This is a beautiful and inspiring book. You don’t necessarily have to agree with any of the Eastern philosophy on show, to find that many of the thoughts and ideas about life, about our paths through life, about trying to find meaning, ring a bell. Hesse’s novels have always been popular with the young, teenagers and students – but as a middle-aged parent I found much of what the characters discuss just as relevant to me, now, at this stage of my journey.

Above all, after over a thousand pages of bleakness, crudity, violence, rape, murder and madness in the novels of Hermann Broch and Alfred Döblin, it is a welcome relief to read a book in which people smile, enjoy the sight of the blue sky and the sound of a flowing river, are kind and wise and considerate and courteous to each other. It is like re-entering the real world after a prolonged visit to a lunatic asylum.

To put it another way, the longer Broch went on, the lengthier his dense and abstract and wordy philosophical disquisitions went on, the more impenetrable, hair-splitting, utterly academic and impractical they seemed. Whereas Hesse’s focused fable provides countless places where the character’s eloquent and strangely practical thoughts strike home to your heart and make you reflect on your own life and journey.


Related links

20th century German literature

  • The Tin Drum by Günter Grass (1959)

The Weimar Republic

German history