Captain Corelli’s Mandolin by Louis de Bernières (1994)

This is, to begin with, a wonderful, warm, life-affirming and then, as it develops, a thoroughly harrowing and upsetting, and then, at the end, some kind of redemptive and redeeming, novel. But whatever the changing subject matter and mood it overflows with old-fashioned pleasures of narrative, character and plot. It fully deserved the prizes it won and its widespread popularity. To cite the facts of its success: it was on the Times bestseller list for four years, has sold more than 600,000 copies, has been reprinted in paperback more than thirty times, and has been translated into more than 17 languages. It also won the 1995 Commonwealth Writers Prize for Best Book and I’m surprised it didn’t win more.

Overview

It’s set on the Greek island of Cephallonia during the Second World War and its aftermath. The narrative follows a core handful of characters through:

  • the golden days of peace (1939 and 1940)
  • the advent of war i.e. having promised they wouldn’t Italy declares war on Greece (October 1941)
  • the Greco-Italian war (28 October 1940 to 23 April 1941)
  • the island’s lazy, peaceful, comic opera occupation by the Italian army from May 1941 to September 1943, with a token presence of the German army which mostly kept itself to itself
  • the armistice between Italy and the Allies in September 1943 which placed all Italian forces in an ambiguous and confusing position, and triggered the awful massacre by the Germans of every Italian soldier on the island – a total of 1,315 Italians were killed in the resultant, 5,155 were executed, and 3,000 drowned when the German ships taking the survivors to concentration camps were accidentally bombed by the Allies: the mass murder is considered a war crime second only to the Russian massacre of Polish officers at Katyn
  • the period when the island was occupied solely by the German army, hugely more brutal and rapacious than the Italians (September 1943 to October 1944)
  • the troubled period after ‘liberation’ of the Greek Civil War (1946 to 1949) when, in de Bernières’ view, the Communist forces of ELAS (Ellinikós Laïkós Apeleftherotikós Stratós – the Greek People’s Liberation Army) behaved with even greater brutality to anyone they considered traitors, bourgeois or just wanted to loot and rape, than the Nazis

Having got to about page 370 and supped deep of horrors, massacres and mutilations, you’d have thought de Bernières would draw this sorry sage to a conclusion but there’s more.

Central characters

For the first hundred pages or so we are introduced to the central characters of a small village not far from the town of Argostóli, on Cephallonia, being:

  • Dr Iannis, a widower, small, alert, curious wise old bird, who has a gift for healing despite not actually having a medical degree
  • Iannis’s wife died some time ago (of tuberculosis) so he lives alone with his beautiful, 17-year-old daughter, Pelagia, who has picked up much of her father’s medical knowledge and secretly wishes to become a doctor herself
  • dodging around is the 6-year-old girl Lemoni who’s always getting into pickles ‘in her capricious and erratic manner’ (p.175) from which Pelagia rescues her

The first hundred or more pages consists of a slow, relaxed and deeply pleasurable introduction to the peacetime life of a Greek town, with its annual festivals described in great detail along with its charmingly picturesque characters, including:

  • huge local strongman, Velisarios, whose party trick is to pick up mules
  • Father Arsenios, a fat, roly-poly drunken priest, always sweating like a pig and dogged by his failure to live up to his calling
  • Kokolios the cartoon communist
  • Stamatis the cartoon monarchist

This is all hugely enjoyable because it is how we Brits imagine Greek rural life to be. the narrative is peppered with the many sweet and eccentric little incidents in the village and the characters’ reactions to them. Every morning Dr Iannis goes off to the kapheneion to meet up with Kokolios and Stamatis where – being a republican, a monarchist and a communist – they have the same grumpy old arguments, very much like a Greek version of ‘Last of the Summer Wine’.

And behind the individual characters and chapters what comes over is the wonderfully urbane, amused, wise and droll attitude of the ‘implied author’ i.e. the authorial voice created by the text. To put it more simply, de Bernières’ voice. His treatment of his characters, his focus on the eccentric and charming, his immense good humour, radiate through every sentence and make it an immensely warming, lovely read.

A narrative of sorts gets going when, during the feast of the island’s saint, Saint Gerasimos, Velisarios does his party trick of holding an enormous heavy Venetian gun while the local kids stuff it with all the junk and rubbish they can find, then he gets someone to light the fuse and holds it while it goes off, a deed which requires staggering strength.

Anyway, on this particular occasion he fires it at the empty end of the street just as the handsome young fisherman Mandras comes round the corner. He isn’t badly injured but is taken to the house of Dr Iannis where he comes round to find the beautiful face of Pelagia looking down on him and promptly falls in love.

This Mandras proceeds to hang around the doctor’s house, continually bringing them offerings of fish for Pelagia to cook, until one day he’s fooling around in a tree and falls out, landing on an urn below and getting loads of shards of terracotta stuck in his bum, an absurdity which endears him even more to Pelagia.

On one occasion Pelagia goes down to the sea and not only sees Mandras setting out his nets to catch whitebait naked – i.e. sees what a dazzlingly lithe, fit young body he has – but is then astonished to see him whistle to three tame dolphins and allow himself to be pulled out to sea holding their fins.

Mandras’s mother is Drosoula, a strikingly ugly woman whose bad looks everyone forgets after a few moments in her company because of her warm nature. (On one occasion Drosoula tells Pelagia she only secured a husband because he had ‘unusual desires’ which she was prepared to satisfy – sodomy?).

Anyway that gives you a flavour of the charming and gently amusing first 100 pages or so.

A chapter per character

I haven’t yet mentioned the key ‘formal’ aspect of the novel, which is that each chapter represents the point of view and voice of a different character. The chapters are relatively short (5 or 6 pages) and each time you start a new one, you know it will be a new character and a new point of view.

In fact the chapters come in (at least) two flavours. First of all, there are chapters where the narrative is told by a third-person narrator but with a strong leaning towards a specific character’s point of view. The character in question is usually indicated in the first sentence if not in the very first words, making it pretty easy to understand and orient yourself:

  • Dr Iannis had enjoyed a satisfactory day in which none of his patients had died or got any worse… (first words of the novel)
  • Father Arsenios ruminated bitterly behind the iconostasis… (p.36)
  • Pelagia returned from the well with a jar upon her shoulder… (p.127)

The second kind of chapters are those told from a first person point of view, which I’ll elaborate below.

Politicians

What this technique allows de Bernières to do with tremendous effectiveness is cut between scenes and settings: it allows him to move the story along without having to set scenes each time; he can just cut away to a new character in a new setting in a very effective, filmic kind of way. Thus although the book is quite long, and very packed with text, it feels relatively light because you can just take it one bite-sized scene at a time.

In the early parts, the most striking use of this technique is when he cuts away from the idyllic island altogether to give us entire chapters devoted to the international statesmen responsible for running affairs in the early 1940s.

Thus we get chapters taking us into the mind of the Greek leader, Ioannis Metaxas, a Greek attempt at the kind of strongman leader typified by Hitler and Mussolini. The chapter devoted to him reveals a man who is browbeaten by international events and defeated by his disreputable daughter, Lulu.

But it’s also in these chapters that we get the first use of the other type of narrative, first-person narratives. The most recurring of these first person narratives is, unexpectedly, by a hulking Italian soldier who is in fact a repressed homosexual, and who, indeed, appears in chapters titled (all the chapters have titles) ‘L’Omosessuale’. Like the third-person chapters and to make it pretty simple and clear, the protagonist of these first-person chapters tends to be introduced in the first sentence:

I, Carlo Piero Guercio, write these words with the intention that they should be found after my death… (p.22)

This touchingly sweet, gentle giant and his inexpressible homosexual yearnings turn out to be a major thread running through the whole narrative.

At the furthest extreme of this spectrum is the sole chapter in which we hear the non-stop speech of Italian dictator Benito Mussolini, chapter 2 given as a Joycean monologue. It’s only seven and a half pages long but it is priceless, wonderfully conveying Il Duce’s stream-of-consciousness thinking, his vanity, his posing, combined with his madcap military schemes and would-be clever-clever ruses. He comes over as a dangerous idiot but is brilliantly conveyed and satirised. Just this one chapter could be presented as a hilarious short story or short prose text standing by itself.

Captain Antonio Corelli

So that’s a summary of all the elements of the text, namely ten or so characters on the island of Cephallonia, the Greek Prime Minister, the Italian dictator, an Italian soldier, plus a few other characters, so what happens?

What happens is the novel covers the true historical events leading up to and then during the Greco–Italian War of 28 October 1940 to 23 April 1941; which was followed by the German invasion and conquest of Greece in the summer of 1941, and the occupation of Greek territories by German and Italian forces. We follow our cadre of characters through several years of occupation up till armistice made between the Italian government and the Allies in September 1943, at which point the German army was ordered to regard their erstwhile allies, the Italians, as enemies, with the result that they rounded them up and massacred them.

These are the high-level historical events which provide the backdrop to developments among the characters we’ve slowly got to know on the island of Cephallonia. So who is Captain Corelli?

Well, from a technical point of view it’s interesting that Corelli only turns up on page 157 i.e. a little over a third of the way through the text. Corelli is a handsome, charming, charismatic Italian officer who inspires love and affection in his men and finds himself billeted on Dr Iannis and Pelagia with, as they say, comic and romantic consequences. Oh and he plays the mandolin which he takes everywhere with him (and which he calls ‘Antonia’) because he is a music lover and also to charm the ladies.

Detailed plot summary by chapter

1. Dr Iannis Commences his History and is Frustrated

Introduces us to humane and humorous Dr Iannis as he removes the dry pea lodged in the ear of his friend Stamatis then returns home to carry on composing his ‘New History of Cephallonia’, an ongoing project which allows de Bernières to fill in the backstory of Greek and Cephallonian history. And introduces his humorous, chiding daughter, Pelagia, 17 years old (p.19).

2. The Duce

Rome. The hilarious chapter given as the free-associating, idiotic ranting of Mussolini to secretaries and underlings and introduces his illogical reasons for declaring war on Greece – i.e. it will make Italy look strong, put him up in the same league as Hitler, the war will only last a few weeks etc.

3. The Strongman

Introduces us, first, to Alekos, a goatherd who lives high up on Mount Aenos and who will, from time to time, cast a cold, detached, uninvolved eye on events down n the plains. But the chapter is titled after Megalo Velisarios, the famous strongman. We also meet the cheeky little girl, Lemoni, who’s constantly getting into mischief. And fat waddling Father Arsenios who waddles into the square as Velisarios is entertaining the crowds and who Velisarios picks up and places on a wall to great cheers and Arsenios’s mortification. Velisarios fires the ancient (1739) Turkish culverin and accidentally hits Mandras the fisherman coming round the corner (the wound is caused by an old donkey nail). So Velisarios carries the wounded boy to Dr Iannis’s house where he first meets Pelagia.

4. L’Omosessuale (1)

First person account by the Italian Carlo Piero Guercio, a sensitive man tortured by his homosexuality:

I am exploding with the fire of love and there is no one to accept it or nourish it. (p.23)

He joins the Italian Army to be among men and escape conventional expectations. In a novel full of good things this sensitive portrayal of a vexed homosexual is one of the best.

5. The Man who Said ‘No’

Third person account of authoritarian Greek Prime Minister Ioannis Metaxas (1871 to 1941) in which he surveys the course of political events which brought him to power, his motivation for enforcing an authoritarian form of rule, to befriend Hitler and Mussolini and his dawning realisation that they are about to betray him and invade his country (‘Why had his international brothers betrayed him?’ p.29). Interspersed with rueful regrets about his wayward daughter, Lulu. All building up to his decision to say NO to Mussolini’s bullying ultimatum.

6. L’Omosessuale (2)

Guercio describes being a member of the Italian Julia Division sent to fight in Albania.

No civilian can comprehend the joy of being a soldier. (p.31)

The joy of being among young, beautiful, virile comrades. Unfortunately, he learns from bitter experience that the Italian chain of command is an inept joke, led by the idiot Mussolini, with the result that there isn’t enough support, organisation, arms, equipment or winter uniforms. He falls in love with a young married corporal from Genoa named Francesco (p.34) but becomes disgusted by the squalid lies and deceptions imposed on the Army and the public to justify Italy’s invasion of Albania.

The Italian invasion of Albania was a brief military campaign which was launched by the Kingdom of Italy against the Albanian Kingdom April 7 to 12, 1939. The conflict was a result of the imperialistic policies of the Italian prime minister and dictator Benito Mussolini. Albania was rapidly overrun, its ruler King Zog I went into exile in neighbouring Greece, and the country was made a part of the Italian Empire as a protectorate in personal union with the Italian Crown. (Wikipedia)

7. Extreme Remedies

Father Arsenios is at the back of the church and feeling sorry for himself for being a fat, useless, vice-ridden priests when he realises villagers are coming to leave gifts in the main body of the church, to apologise for the indignity he suffered when the strongman, Velarios, picked him up and place him atop a wall to general laughter. There follows a comic scene where Arsenios, dying for a pee, can’t bring himself to exit through the church and be seen by everybody (there is no toilet in the church) so he employs the desperate remedy of drinking one of the bottles of wine brought for him so as to have a receptacle to pee in. He does this several times with the result that he is completely plasters and lying in a pool of his own piss by the time that Velisarios comes to apologise in person.

Velisarios carries the unconscious priest to the house of Dr Iannis who forces him to drink vast amounts of water. Then Iannis is visited by Stamatis, whose ear he unblocked and now comes comically complaining that for the first time in decades he can hear his wife’s endless nagging and asks if the doctor can put the pea back in his ear.

8. A Funny Kind of Cat

Dr Iannis departs for the kapheneion to meet his friends Stamatis and Kokolios the communist for their daily argument. But the little girl Lemoni begs him to come and see the funny kind of cat she’s found deep in a labyrinth of brambles. Undignifiedly crawling on his hands and knees the doctor discovers it is a pine marten caught on wire and carefully detaches it.

Dr Iannis takes it back to his house to treat where, incidentally, Mandras is still laid up with his ‘wound’ and still flirting like mad with Pelagia, who he has just kissed. Iannis contemplates simply snapping the marten’s neck but then is overcome by humane sympathy and instructs his daughter to being straw and dead mice. He’s going to nurse it back to health.

9. August 15, 1940

Dr Iannis returns to the kapheneion encountering Lemoni on the way who is taunting a dog with a stick. She tells him she has decided to call ‘the strange kind of cat’ Psipsina (apparently this is a common Greek word meaning something like ‘puss’, p.374). Back drinking coffee with his mates a good hearty political argument swiftly ensures, with the communist Kokolios telling everyone they’ll be first up against the wall when the revolution comes etc. In casual conversation Iannis delivers what might be the central message of the entire novel:

‘We should care for each other more than we care for ideas, or else we will end up killing each other.’ (p.52)

As usual, the menfolk gather round an old radio set to listen to the BBC news and learn the latest (Churchill has allied with the free French, there’s been another Albanian revolt against Italian occupation).

Pelagia runs in to inform him that Mandras was fooling about in the olive tree in their yard and fell out of it and landed on his bottom on a terracotta pot. His buttocks are packed with shards and bleeding. Iannis has to rush home and spend hours with Mandras lying with his pants down on the kitchen table, while he carefully extracts every fragment (later commenting that Mandras has: ‘the arse of a classical statue, a very fine arse,’ p.69).

When Iannis returns to the kapheneion for the third time it is to find an extraordinary change in atmosphere. Martial music is playing on the radio, both his friends are weeping and the priest is striding up and down declaiming from the Old Testament. They’ve just heard that the Italians have sunk a Greek battleship, the Elli while it was anchored in the harbour at Tinos, participating in the celebrations of the Feast of the Dormition of the Theotokos (sinking of the cruiser Elli). Everyone in the café knows this has brought the possibility of war closer.

10. L’Omosessuale (3)

Guercio and Francesco are chosen for a mission by their officer Colonel Rivolta (p.58). They are to dress in Greek uniform and make an attack on an outpost of what they are told are Greeks masquerading as Italians. When they dress up and sneak up to this border post they realise a) the guns they’ve been given don’t work and b) the Italians really are Italians and c) there are many more of them than they were told and they are expecting them. In other words they’ve been conned into doing one of those ‘border incidents’ which cynical leaders throughout the twentieth century used to justify wars.

In the event they arrive early (at midnight not 2am) discover a big drum of kerosene under the tower and set it alight, causing panic in the tower at which point they open fire with a machine gun massacring the men in the tower. It’s only when one of them falls out of the tower and they recognise him as a fellow Italian that the full depth of the deception dawns on them.

11. Pelagia and Mandras

These two beautiful young people fall in love. The chapter contains a slight formal innovation which is that it contains alternating sections describing first Pelagia and then Mandras’s points of view as they: have a poo in the outhouse and worry about menstruating (Pelagia); load nets onto a boat (Mandras); draw water from a well (Pelagia); sings to his tame dolphins (Mandras). Mandras is given a little speech typifying the motivation of so many men to go to war, to prove themselves a man etc.

I know I will never be a man until I’ve done something important, something great, something I can live with, something to be esteemed. That’s why I hope there’s going to be a war. I don’t want bloodshed and glory, I want something to get to grips with. No man is a man until he’s been a soldier. (p.68)

It’s also tied up with marriage. He envisions going down on one knee and proposing to Pelagia. Pelagia thinks adoringly of the way Mandras now arrives every late afternoon with a gift of fish which she cooks and he sits at the table being polite to her father and rubbing her shin with his foot.

12. All the Saint’s Miracles

An extended and wonderful description of the feast of the local saint, St Gerasimos, with stories of his wonderful miracles. the chapter focuses in on inmates from the local lunatic asylum who have been brought to join the crowds watching the procession of the saint’s mummified body, notably Socrates and Mina. Mandras gets drunk and proposes to Pelagia (p.80) before drinking more and passing out. The day continues on into the evening which is a time of wild partying, music and celebration.

13. Delirium

Mandras doesn’t come for two days and Pelagia is reduced to agonies of worry. Lots of stuff about what traditional marriage meant for a Greek woman back then i.e. consigned to a life of endless labour and childbearing but arguably better than the fates of spinsters and widows.

This is why one had to have sons; it was the only insurance against an indigent and terrifying old age. (p.86)

As in the description of the delusions of the madwoman Mina, so throughout his characterisation of Pelagia, de Bernières displays a supernatural level of insight and understanding. Captain Corelli’s Mandolin is not only deeply pleasurable to read but deeply instructive, too.

On a typically warm and beautiful evening the doctor and his daughter sit outside looking at the stars, thinking about the future. She is fantasising about married life with Mandras until her father gives her a small pistol, warning that war is coming and in war bad things happen to women i.e. rape. She will use this gun only once, and with deep irony, in chapter 63.

The next day is the day when Pelagia goes down to the seashore and stumbles across Mandras, naked, setting his nets then going frolicking with his tame dolphins and is dazzled by the perfection of his young body (p.89).

14. Grazzi

Despite the picture postcard charm of all these village scenes, Captain Corelli’s Mandolin is a historical novel and contains descriptions of, and even soliloquies by, real historical figures. After the chapters devoted to Mussolini and Metaxas we have this one, told in the first-person by Emanuele Grazzi, Italian ambassador to Greece during World War II, who was given the shameful job of delivering Benito Mussolini’s ultimatum to Greek prime minister Ioannis Metaxas on 28 October 1940. Grazzi’s account gives a vivid sense of the incompetence, bad faith and lies of the Italian government which told neither its Army Chief of Staff nor ambassador that they were about to go to war with Greece, operating on Mussolini’s idea of taking everyone by surprise – which just ended up covering everyone in shameful dishonour.

15. L’Omosessuale (4)

Guercio and Francesco keep quiet about the farce they were involved in and are sent to train Albanian guerrillas who they discover to be unreliable lying thieving murderers (p.98). Guercio then goes on to give a vivid description of the chaos and mismanagement of the Italian invasion from Albania into northern Greece, the lack of ammunition, transport, air cover, the right equipment or uniforms for the freezing mountain tops, pages 99 to 104.

Incidentally, in among the memoirs he describes himself as he currently is i.e. sunning himself on the peaceful island of Caphallonia and, on page 100, makes the first reference n the novel to Captain Corelli:

a man who, full of mirth, his mind whirling with mandolins, could not be more different from the vanished and beloved Francesco, but whom I love as much.

16. Letters to Mandras at the Front

Italy and Greece are now at war. These are detailed, worried missives from Pelagia, increasingly begging for some kind of response. What she doesn’t know is that Mandras can’t write (p.130). She describes the inhabitants of their village rallying round to support the war effort and how everyone thinks Metaxas is a hero for standing up to the bully Duce. She describes an outbreak of fortune telling because Mandra isn’t the only son who’s been conscripted and sent to the front – hundreds of families have sent their main earners and supports to the war. She describes the beating up of some unfortunate Italians who live among them:

Why are people such animals? (p.107)

Because dear 17-year-old Pelagia, people are in fact animals, just another species of animals among the 1.2 million species so far identified by scientists. Everything your teachers and priests and leaders told you about humans not being part of the natural world, about our special soul given us by a loving God, was lies which left you completely unprepared for the world as it is and human beings as they are, and so asking such soppy, pointless questions.

Food is becoming short so Christmas Day 1940 wasn’t its usual festive celebration. On Christmas Day the Italians bombed Corfu, the bastards. de Bernières only gives us a selection three (fairly long) letters but the last one states that she has written one hundred letters to Mandras and is becoming frustrated and disillusioned at his lack of reply.

17. L’Omosessuale (5)

Continuation of Guercio’s account of the Greco-Italian War, piling detail on detail of Italy’s mind-boggling incompetence and the bravery, ferocity and effectiveness of the Greek counter-attack which drives the Italians right back to their starting points and then further back.

18. The Continuing Literary Travails of Dr Iannis

Pelagia sinks into a deep depression from which the doctor seeks to rescue her by various ruses like rearranging utensils or stealing stuff from the kitchen, anything to provoke anger and get her out of her mood. War is producing a shortage of medical supplies. He soldiers on with his history of Cephallonia, describing the brutality of the Balkans, crossroads between East and West, and the indolent pederasty of Turkish rulers.

19. L’Omosessuale (6)

Another little formal experiment or piece of playfulness. De Bernières gives a description of Francesco’s miserable death (half his face blown off by a mortar) in the form of an interview Guercio has with his beloved’s mother whereby Guercio tells her heroic patriotic lies, and each of his lies is offset by a long passage in parentheses describing what really happened, in those freezing, lice-infected trenches.

It ends by explaining how the Italians had, to all intents and purposes, lost to the Greeks when the Germans intervened, invading from Bulgaria in the East and opening up a second front which the Greeks couldn’t defend, especially since the Germans sent in 1,100 Panzer tanks against the Greeks 200 light tanks (many taken from the useless Italians).

20. The Wild Man of the Ice

One day Pelagia returns from the well to discover a wreck of man, covered in hair and beard, dressed in animal skins with red eyes and sunburned skin, infested with lice, sitting at her table. She is terrified and it takes several pages of scared enquiry before she eventually realises it’s Mandras back from the front in terrible state, having dodged the Germans and walked hundreds of miles.

21. Pelagia’s First Patient

Shrewdly, Pelagia co-opts Mandras’s mother, Drosoula, herself one of the million Greeks who were ethnically cleansed i.e. deported from their ancestral homes in Turkey after the First Word War. Together they strip and set about healing this broken skinny wreck of a man. Long gone is his god-like arse. De Bernières gives a vivid and extensive catalogue of Mandras’s appalling symptoms (worms, parasites, ticks, fleas, ezcema, gangrene) and shows Pelagia treating them all efficiently. Drosoula is impressed.

‘Koritsimou,’ said the gigantic creature, ‘you are astonishing. You are the first woman I have ever known who knows anything. Give me a hug.’ (p.138)

Dr Iannis had been up in the mountains checking Alekos and his herd of goats (who are always in perfect health). Now, upon his return, he is astonished to discover a huge ugly woman sleeping with Pelagia in his bed, and an emaciated malnourished man sleeping in Pelagia’s. When he listens to the detail of her treatment he is extravagantly proud of his daughter.

22. Mandras behind the Veil

A monologue from Mandras who resents how he is ignored in the Iannis house and realises Pelagia is horrified by him. This is a bitter pill since it was only a hallucinatory determination to get back to Cephallonia and see her again which kept him going after his entire unit was wiped out and he set off on the huge treks through ice and snow and mountains and forests and seas to reach her.

His account includes the magnificently mad episode of him coming across a stone hovel and lying down to sleep, only to be woken by an incredibly ugly old crone with only one eye. She feeds him and he starts to recover a bit but on the third night has a sex dream in which he imagines he’s sleeping with Pelagia but wakes up to discover it is the withered old hag writhing under him.

‘Witch, witch,’ I cried, kicking her and she sat up and shielded herself, her dugs falling to her waist and her body seeping with sores to equal mine. She waved her arms and twittered like a bird in the jaws of a cat, and it was at that point that I recognised the madness in us both and in the very manufacture of the world. I threw back my head and laughed. I had lost my virginity to an antique, loveless, solitary crone, and it was all just one small part of the way in which God had turned His face away and consigned us all to the malice and caprices of the dark. (p.144)

I thought this was inspired in its mocking lunacy, and captured the insanity of the war, and of human existence, in one magnificently grotesque image.

I laid back down next to her and we slept together like that until morning. I had realised that we humans are blameless.

Exactly. If there is a God and he claims to love the human race, he’s got a funny way of showing it. Mandras tells us that the disillusionment of his reception by Pelagia has been absolute. Now he just wants to return to the front to fight.

23. April 30, 1941

On 6 April 1941, the German Army, supported by Hungarian and Bulgarian forces, attacked Yugoslavia and Greece. Hitler launched the assault in order to overthrow the recently established pro-Allied government in Yugoslavia and to support the stalling Italian invasion of Greece. By 30 April the Germans had taken Athens and the Greek king and government had fled to Crete.

There is a hiatus on the island as people wait to see what will happen. They prepare for death or rape. The priest curses God for letting this happen. The doctor starts reading up in his ancient medical textbook, ‘The Complete and Concise Home Doctor’, about wounds.

Mandras is mentally disturbed. Back staying with his mother, he withdraws into himself, except for sudden moments of lucid normality, such as when he joins the celebrations on National Day, 31 March, and Easter on 19 April. Other times he rants and raves. he tells the priest his legs are made of glass. He tries to amputate on with a spoon. He shouts at Pelagia. In one scene he makes her read every one of the 100 plus letters she sent him, humiliating her by pointing out how they got slowly shorter and shorter until in the final ones she asked him to call off the betrothal. Pelagia realises with anguish that she now hates Mandras.

At that moment the Italian invasion starts. Planes fly overhead and landing craft beach and disembark thousands of Italian troops. The islanders are surprised at how diffident and polite they are. At the head of the 33rd Regiment of Artillery of the Acqui Division marches Captain Antonio Corelli, the first time we’ve seen him, so to speak, page 157. He confirms everyone’s stereotypes of Italian men by spotting Pelagia and instructing his men to turn eyes right in order to appreciate the ‘bella bambina’. One soldier does a goose-stepping impersonation of Hitler. Another walks like Charlie Chaplin. Dr Iannis tells Pelagia not to laugh, they are the enemy.

24. A Most Ungracious Surrender

Back to the first person narrative of Carlo Piero Guercio who, for some reason, has stopped being referred to as l’omosesualle. He explains how he was posted to the 33rd regiment in May and how Corelli became a kind of saint to him (p.159). Origin of La Scala club, a group of Italian soldiers who all went to the latrine together and covered up their lavatorial sounds by singing opera (p.160). He receives typically whimsical instructions from the head of La Scala, Corelli, for example rule 4 is that all aficionados of Wagner to be shot out of hand.

He tells the story of the ungracious surrender, namely that the Italian CO and officers marched to the Cephallonia town hall and sent in messages demanding a surrender to which the reply was ‘fuck off’. The Greek authorities said they had defeated the Italian army and refused to surrender except to a German officer so one had to be flown in specially from Corfu.

25. Resistance

The islanders’ response to occupation e.g. graffiti, insubordination and jokes (‘Why do Italians wear moustaches? To be reminded of their mothers.’) A quartermaster arrives to tell Iannis and Pelagia an officer is going to be billeted on them. Iannis gruffly agrees so long as the quartermaster can get him medical supplies. The officer turns out to be Corelli who is driven up by Bombardier Guercio. He is charming and humorous from the start but it is a joy to watch him being steadily put in his place by the doctor and Pelagia who confuse and embarrass him, humiliation doubled when the doctor diagnoses him as having hemorrhoids and then assigns him Pelagia’s bedroom (Pelagia will sleep on the kitchen floor) which destroys Corelli’s sense of himself as a gallant gentleman.

Corelli shyly reveals to them that he plays the mandolin. He joined the army when there was no war and it was a way to get paid for lazing around. That night there’s a scream and he comes running from the bedroom because the pine marten routinely sleeps on Pelagia’s bed and bit him.

26. Sharp Edges

The truck Guercio’s driving to collect Corelli breaks down. Walking, Guercio encounters Velisario, two hulking giants of men who cannot communicate but offer each other cigarettes, nod before going their ways. Velisario comes across the broken down truck, gets a friend, steals the wheels and pours petrol in the radiator.

Corelli is his usual charming self and chats merrily with the little girl Lemoni. When Pelagia breaks them up he asks why and it’s Pelagia’s turn to feel unworthy. These little domestic events and their psychological consequences are so wonderfully done, so real and vivid.

Mandras surprises her by appearing silently. Their every meeting is awkward now. He makes a joke which offends her. She gives him the waistcoat she sewed for him but his first comment is that the pattern is asymmetrical (p.177).

Mandras announces he is leaving now to return to the fight. The army is over but there are partisans in the mountains. Pelagia tells him that every time he is about to do something bad, he is to stop, think of her, and not do it. They hug like brother and sister. Their love is over. Then he walks away.

That evening Corelli finds the hand-made waistcoat on the back of a chair, marvels at its craftsmanship and says he will pay Pelagia anything for it but she insists it’s not for sale.

27. A Discourse on Mandolins and a Concert

Next morning Corelli wakens Pelagia by practicing his mandolin in his/her bedroom. She had been dreaming about the afternoon before when Corelli had arrived on a horse and managed to make it caracole. Corelli explains the structure of a mandolin, how to play it and why he switched to it from the violin which he was useless at. His playing enchants her (p.186). That evening Corelli agrees to perform for the doctor but irritates him by merely tapping the instrument till Iannis loses his temper and makes an outburst. Offended, Corelli explains that he’s playing Hummel’s concerto for mandolin and was tapping out the first 45 bars before the mandolin enters. And now he’s made him lose his place!

28. Liberating the Masses (1)

Describes Mandras’s career as an andarte i.e. partisan. By chance he falls in with the ELAS, the communist group. The resistance is being led by British officers parachuted in to organise and direct assaults, in this case a Brigadier Myers (p.190) who warns his superiors that a lot of their arms are going to communists and storing up trouble for the future (i.e. the post-war civil war).

Anyway, by chance Mandras falls in with a troop of ELAS led by pitiless martinet Hector, wearing his trademark red fez. He is broken in by being led to a village where they drag out a harmless old man, make him kneel then brutally beat his back with a knout before shooting him in the head. His crime? Not reporting a British parachute drop of supplies to ELAS, pilfering a bottle of scotch from it and being found unconscious under the parachute.

Hector makes it quite clear they are going to liberate the people by killing a lot of traitors, royalists, bourgeoisie, lackeys, saboteurs and so on. He is fluent in the death speak of Stalinism. It becomes just as clear that de Bernières loathes and despises the communists.

29. Etiquette

Joke chapter in which Corelli, embarrassed by his inability to communicate with the locals asks for basic phrases from the doctor who waggishly tells him phrases to formally greet all the Greeks he meets which, in reality, mean ‘Go fuck yourself’ and ‘Son of a whore’ (p.196).

30. The Good Nazi (1)

Historical background to the two towns of Argostoli and Lixouri, with explanation that the Italians garrisoned the former and the Germans the latter. Hitler didn’t trust the Italians an inch and sent to Cephallonia 3,000 Germans of the 996th Regiment under Colonel Barge, who were to carry out one of the war’s worst crimes.

One of these is young Leutnant Günter Weber, humourless, obedient, only free when he takes his uniform off at the beach. He is there when the Italians roll up in lorries along with a load of whores shipped there from Libya and much preferring relaxed Greece. They merrily strip off and splash about in the sea to the horror of conservative peasants. Weber is 22, a virgin and has never seen a naked woman before.

Correli introduces himself and when he asks whether Weber is any relation to the German Romantic composer Weber doesn’t know what he’s talking about. He is the son of a pastor in the Tyrol and knows nothing about culture. In the event, they get him drunk, the whores flirt with him, they throw him in the sea, and manage to break down his prim reserves. He becomes an honorary member of the La Scala club.

31. A Problem with Eyes

Two months go by and Pelagia does everything she can to discomfit the captain, almost always spilling food on his uniform when she serves it. She prepares a great speech of outrage at being occupied but somehow never finds the moment to deliver it. He leaves his pistol lying around and then catches her red-handed dunking it in a bowl of water to as to render it inoperative.

Infuriated by his unflappable good humour and manners Pelagia slaps him then throws unripe olives from the tree at him. More months go by and he becomes a fixture. She finds herself looking forward to his morning greeting and then becoming a little concerned if he’s later than usual coming back from the barracks.

He spends his time doing vast amounts of paperwork, or writing music and plucking the mandolin and sometimes watching her crochet. They begin to realise they’re looking at each other and eventually having a childish staring competition which Corelli wins with much laughter. Dr Iannis realises his daughter is falling in love with the enemy occupier.

32. Liberating the Masses (2)

These chapters are about the cruel and heartless communist Hector and his indoctrination of the uneducated lost soul, Mandras. Mandras learns to intimidate the peasants to steal from them, which is fine because Hector dismisses them all as Royalists, petit-bourgeois sympathisers, republicans etc.

33. A Problem with Hands

One dark night the doctor, Pelagia and Corelli are all in the living room, the latter composing music on sheet music paper. Pelagia walks over to look and places her hand on his shoulder as if it’s the most natural thing in the world until she realises what she’s doing and is then crippled by self consciousness. Luckily at that moment Psipsina scratches at the door and Pelagia lets her in from the storm outside and the marten promptly sits on Corelli’s lap make it water-soaked. Pelagia laughs and scoops the marten off his lap then starts to wipe it down, but when Corelli looks into her face she realises the sexual overtones of what she’s doing and straightens up with scorn.

This sets him fantasising, for some reason remembering that Vivaldi taught at a convent full of young women and suddenly Corelli is imagining loads of nubile girls pressing up against him and kissing and caressing him. He now has a prominent erection sticking up through his trousers and when Pelagia calls him to help her with her wind her wool he can’t stand up without revealing it so he makes a big performance of pretending to be a dog and going across to her on all fours which, of course, makes her smile, and they flirt and banter some more. The doctor sighs.

34. Liberating the Masses (3)

Hector is summoned to the headquarters of Lieutenant-Colonel Myers to be given a bollocking. Nobody had warned Myers that he would be spending 90% of his time trying to stop the Greeks being at one another’s throats (p.217). He finds Hector double dealing, dishonest and barbarous, meaning given to torturing and killing any peasants who don’t give him what he wants. Myers gives details of how Hector and his group torture peasants, gouge out their eyes and slit their throats. He knows Hector and his like don’t pay the peasants with the money the British give them a) because they’re greedy b) because they’re storing it up to fund the coming revolution.

Mind you, de Bernières is happy to take the mickey out of the Brits, who are routinely portrayed as upper class twits: ‘Top hole explosion, Absolutely ripping!’ Bertie Wooster meets the Greek communist partisans.

35. A Pamphlet Distributed on the Island Entitled with the Fascist Slogan ‘Believe, Fight and Obey’

A satirical pamphlet which takes eight pages to rip the piss out of the intellectual pygmy, liar, coward and rapist, Mussolini. At the very end of the book we learn that it was written by Carlo and Dr Iannis (p.424).

36. Education

Back with Hector and the partisans, showing that most of his group are thoroughly disillusioned: all they do is loot peasants and avoid any attacks on Germans, leaving everyone else to fight the war. This chapter is another exercise in style because it consists of a brilliant pastiche of a speech by a communist saturated with the self-serving rhetoric and justification for every kind of iniquity characteristic of communist ideology. Compare and contrast the revolting cowardly criminal communists described in Evelyn Waugh’s war novel Unconditional Surrender.

37. An Episode Concerning Pelagia’s belief That Men do not Know the Difference Between Bravery and a Lack of Common Sense

Carlo and the doctor come across Corelli reading the pamphlet quoted in chapter 35, leaping up and hurriedly tearing it in two. But this leads into debate about who wrote it, whether it was an Italian or a Greek and Pelagia, clever woman that she is, begins to speculate out loud that it might have been written by a Greek who was fluent in Italian, had access to BBC broadcasts, and someone who cold distribute it around the island when…she notices her father and Carlo both shuffling in embarrassment and concern. My God – it’s them! And her burbling nearly gave it away to Corelli. She goes inside to prepare dinner.

38. The Origin of Pelagia’s March

It’s the morning after Corelli returned to the house disgustingly drunk, declared his love for her, fell over and was sick. Now he has a crushing hangover and is crushed with embarrassment at his behaviour while Pelagia pours him cold water and berates him. His excuse is his battery’s football team won last night, but she says Weber has been by to explain that the Italians cheated.

While she stands there berating him, into Corelli’s head comes the theme and rhythm for a march which he will compose on the mandolin and write down, hence ‘Pelagia’s March’.

39. Arsenios

The war is the making of Father Arsenios. He quits his parish and takes to walking the length and breadth of the island preaching against the invader and iniquity and the fast-coming arrival of God’s wrath. He is cared for by nuns and monks at monasteries where he stops and by the peasants who feed the itinerant monk and the Italian soldiers enjoy his regular visits and obvious sincerity even though none of them can understand a word. For two years he tramps the length and breadth of the island, burning off his obese bulk, becoming thin and wiry and brown as teak.

40. A Problem with Lips

Short chapter in which Pelagia is passing out of the house as Corelli comes in and she finds herself absent-mindedly kissing him on the cheek. it’s only a few paces later that she realises what she’s done and then tries to furiously back peddle, claiming she though Corelli was her father, a mistake Corelli mocks by saying yes, they are both old and small. Then he throws himself on his knees and makes a comic opera declaration of love, before kissing her on the forehead and running off before she can slap him.

41. Snails

The three adults, Iannis, Pelagia and Corelli, go snail hunting led to a particularly rich briar patch by the ever-inquisitive girl Lemoni. Here Pelagia manages to scratch herself on a bramble then get her hair caught and Corelli can only unravel it by leaning in very close. He takes advantage to kiss her cheek. Suddenly Pelagia bursts into tears. When he asks why she says she can’t take it any more, any of it. He agrees and suddenly they are locked in their first embrace of long passionate kisses.

42. How like a Woman is to a Mandolin

For the first time we go inside the mind of Corelli in a first-person chapter devoted to his thoughts which are, predictably enough, all fantasies about Pelagia, some sexual about her breasts and so on, but mostly lovely scenarios or fantasy scenes or thinking of her actions in terms of musical chords, different moods reflected by different chords, which build together to make Pelagia’s March which he is writing.

43. The Great Big Spiky Rustball

The adults are in the fiddly process of preparing the snails for cooking when the never-mischievous Lemoni comes to the house to announce that she has discovered a big rusty ball on the beach. Carlo and Corelli both realise from her description that it’s a mine, the floating kind used for attacking ships, which has washed ashore.

This longish chapter describes their attempts to clear the villagers out of the way and blow it up safely. In this Corelli is hampered by an officious engineer who tells him all his preparations are inadequate. Corelli gets Stamatis and Kokolios to dig a trench in the sand just 50 metres away and the engineer mocks this. In the event the entire town turns out to watch, shooed away to the safety of the clifftops, while Corelli’s bombardiers have rigged up a small explosive charge underneath the mine and wires leading to a detonator in his little trench.

When he detonates it, sure enough, it goes off with a much vaster explosion than anyone had expected, sending a vast amount of sand mixed with shards of red hot metal flying high into the sky and then raining down on the locals lying flat along the clifftop. This is actually really dangerous and the busy little engineer is decapitated by a red hot piece of shrapnel while other locals are more or less badly burned by the rain of hot metal stinging like hornets (p.260).

Concerned for Corelli, Pelagia leads the charge down to the beach but it’s Carlo who finds Corelli’s trench obliterated and takes a moment before he sees the captain, who was seized in the blast, thrown into the air, dumped back down and covered with sand. He’s mostly alright but is deaf for two days afterwards and suffers periodic tinnitus for the rest of his life. The doctor is infuriated when a small army of people covered in sand with black eyes and cuts all over, presents itself at his house.

Corelli is nearly put on a charge by the Italian Commanding Officer, General Gandin, of whom more below. But he is bedbound at Iannis’s for days and revels in the attention he gets from Pelagia, Carlo and even Lemoni. Even friend Weber brings his wind-up gramophone round and tries to teach him German popular songs.

But he’s even more infuriated to discover that his house is completely infested with snails, these being the hundreds of snails Corelli and Pelagia and Lemoni brought back from their snail hunt which have escaped from their buckets and had all day to ooze themselves into every nook of the house. Charming comedy.

44. Theft

Kokolios discovers two Italian soldiers trying to steal his chickens. This bear of a man grabs them, beats and kicks them and drags them along to Dr Iannis’s house where he wakes up the household and presents them to Captain Corelli for discipline. Corelli goes inside and returns with his pistol and for a horrible moment Pelagia thinks he is going to shoot Kokolios. Instead he points it at the soldiers and, to their amazement, tells them to get down on their hands and knees and lick Kokolios’s boots. Which they do, after he’s threatened and kicked and pistol-whipped them.

At which point Kokolios realises he is stark naked (apart from his boots), suddenly covers his privates, and goes running off. Comedy. Two days later Pelagia’s beloved goat, who she has been feeding and grooming, her consolation in many an emotional drama, has gone missing. She is furious with Corelli, blaming his soldiers and he can only hang his head.

45. A Time of Innocence

Corelli and Pelagia become lovers in the old-fashioned sense, they ‘walk out’ together, kiss and cuddle but have nothing like sex. There is no contraception and Pelagia has seen too many girls her age either shamed by single motherhood or dying after botched abortions.

Weber gifts the captain an old Wehrmacht motorcycle which had broken down, in exchange for Italian rations. Corelli turns up on it and amazes Pelagia. They proceed to have mad adventures biking all round the island, specially when he takes corners too fast and ends up wildly going down side tracks, or when she leans the wrong way on corners.

This allows them to motor to places where Pelagia won’t be seen or recognised (death in such a conservative culture) and then they find a disused shepherd’s hit which becomes a safe place for them to lie and canoodle for hours (p.269).

All their talk is fantasies about what wonderful lives they’ll lead ‘after the war’.

46. Bunnios

Up on Mount Aenos the isolated goatherd Alekos hears a plane booming overhead and then watches a white circle fall from the sky. In his simplicity he thinks it is an angel but it is, of course, a British officer being parachuted in. This officer whacks his head on a rock and required a) untangling from his parachute and then b) days of careful feeding and care.

This is one of the comedy posh Brits who crop up throughout the story. ‘What ho’ is his only remark before passing out. When, after a few days, he tries to talk to Alekos the latter doesn’t understand a word and we are only later told that this is because this typical product of a British public school is speaking ancient Greek (p.275). De Bernières very amusingly conveys the impression this has on his Greek listeners by translating it into Chaucerian English:

‘Sire, of your gentilesse, by the leve of yow wol I speke in pryvetee of certayn thyng.’ (p.2174)

The angel has a mechanical box which he turns on and emits squeaks and squawls though he hears words like ‘Roger’ and ‘Wilco’ and so on. It is a radio.

After some thought, Aleko decides to take the angel to see Dr Iannis. This takes four days of travelling down the mountain by night and hiding from patrols during the day. At Iannis’s the angel reveals his identity as Lieutenant Bunny Warren, seconded to the Special Operations Executive from the Kings Dragoon Guards (p.276).

After discussion, they get him a native outfit and he makes his way off into town where he ends up by sheer chutzpah staying in a local house which already has four Italian officers billeted on it. He confounds them by trying to communicate in Eton Latin. Bunny takes to trekking all over the island, regularly going to the isolated shack where he’s hidden his radio and reporting back to Cairo details of all enemy troop movements.

In his journeys he comes across Father Arsenios and takes to walking with him, passing as another religious lunatic. One more oddity in a book full of eccentrics.

47. Dr Iannis Counsels his Daughter

We find the doctor once again writing a section of his history. He’s gone back to the ancient Romans’ occupation of Cephallonia. More importantly he can’t get his pipe to draw any more because of the vile apology for tobacco which is all you can get in wartime. He reflects that his history is more or a personal lament than an objective factual account. I’m sympathetic to the notion that History writing is actually impossible. We can never fully know the past for the blindingly obvious reason that none of us even understands the present. Like newspaper columnists all we can do is play with stereotypes and clichés, slightly more advanced stereotypes and clichés it’s true, but simplifications nonetheless. Because the true history of any event is beyond our abilities to fully understand. We always shape and interpret everything to suit our own purposes. History is no exception, the reverse: it’s distortion and simplification writ large.

Anyway, next time Pelagia comes in he asks her to sit down and have a heart to heart. He says he realises she and Corelli are in love. She blushes scarlet. He proceeds to calmly make the case against their love: 1) The captain is a foreigner and an enemy. If people discover she’s having an affair with the handsome enemy she will be universally decried as a traitor, spat at, stoned in the street. Her social life will end. 2) If she thinks of leaving for Italy she will leave behind forever everything which matters to her. 3) Infatuated love is transient, 6 months a year. After that it settles down to be hard work and you either discover you are two trees whose roots have entwined (like Dr Iannis and his wife did) or discover that you are separate beings. He is worried this is what Pelagia will discover when the dust settles. 4) She is still officially affianced to Mandras and nobody knows whether he’s alive or dead. 5) Sex deferred becomes more and more obsessed over, but lust can only really function within marriage, otherwise the risks are enormous of pregnancy, complete social death, the man abandoning her, or dying from an abortion. 6) If she did have a child and become a single mum no man would marry her and she would end up like most in that situation, becoming a prostitute. 7) Sexually transmitted infections for which there were, in 1943, no cures.

48. La Scala

Weber brings evidence of crooked Italian scams to Corelli. Carlo is there and the doctor. It turns into a debate about morality and ‘science’, giving Weber the opportunity to expound at length the Nazi idea of the New Morality, Strength Through Joy, the fascist perversion of Darwinian evolution.

Although this then morphs into Weber bringing in his wind-up gramophone and playing Lili Marlene on it, which Corelli plays along to, the sound wafting out into the warm Greek night and enchanting listeners. (Compare with the descriptions of hearing Lili Marlene over the radio in Fitzroy Maclean’s war memoir Eastern Approaches.)

Pelagia expresses such joy at the machine that Weber promises he’ll leave it with her when he finally leaves and she calls him a sweet boy and kisses him on the cheek which makes him blush. She must be 19 or so by now and he, maybe 24. They’re all kids.

49. The Doctor Advises the Captain

Dr Iannis and Corelli are sitting quietly chatting while Corelli restrings his mandolin. Iannis gives Corelli the male equivalent of the talking to he gave to Pelagia a few days earlier. He is nettled when Corelli gives a blithe picture of their future together and says he loves Pelagia, as if that will solve all problems. Iannis tries to explain why he thinks Italians and Greeks are profoundly different, with a view to explaining why Pelagia can never leave the island and go with Corelli back to Italy. She would die of homesickness (p.291).

50. A Time of Hiatus

The Allies invaded Sicily in July 1943. According to the very opinionated narrator this amounted to a betrayal of the Greeks, their most loyal allies and, fatefully, allowed the Greek communists a year to arm and prepare for their takeover i.e. the civil war, although in some places the people rebelled against the 25% tax they imposed everywhere.

The Italians on Cephallonia follow the progress of the Allies up Italy and talk aloud about armistice or surrender. The Germans in their small garrison fume at their perceived betrayal. Father Arsenios passes by with tattered dirty Bunny. Corelli tells Pelagia his boys think they should disarm the German garrison while it’s still small.

51. Paralysis

This chapter opens with another experiment in form for de Bernières has developments in Italy narrated as if in the style of Homer. De Bernières gives a day by day timeline of the collapse of Mussolini’s government in July 1943 and the secret negotiations of his replacement, Marshal Badoglio, with the Allies. The La Scala choir doesn’t meet any more. Corelli doesn’t come to the house any more, too busy training with his unit. On 8 September comes the announcement over the radio that all aggressive actions by Italian forces against the Allies will cease at once. Church bells are rung all over the island and neighbouring islands.

The Italian officers are confused: should they surrender to the Germans? sign an armistice with them? attack them? Corelli is crystal clear that they must disarm the Germans or they’re ‘fucked’. Italian warships in the harbour slip anchor and head back to Brindisi thus preventing the evacuation of the 5,000 or so troops on the island. Hard to credit such cowardly betrayal.

Corelli asks the doctor how he can contact the resistance or andartes but the doctor doesn’t know and all Corelli’s efforts fail.

52. Developments

Consisting of 10 short sections giving the points of view of people caught up in the general confusion.

  1. First person Carlo can’t believe their orders to surrender to the Germans.
  2. Conversation between Italian CO General Gandin who tells his German counterpart, Barge, that the Italians are voluntarily giving up positions to show their good faith.
  3. First person Corelli gives his mandolin to Pelagia for safekeeping, She reveals they’ve also taken Carlo’s manuscript and Corelli is surprised to learn the big man is a writer.
  4. Leutnant Weber cleans his gun.
  5. General Gandin uselessly confers with his chaplains and shows an irrational fear of attack by Stukas, unaware of the fact that’ from a military point of view they were one of the most ineffective weapons of war ever devised’ (p.304)
  6. Someone comes to Corelli’s barracks to tell them Italian officers in another place have been shot by the Germans, prompting Corelli to demand a vote.
  7. General Gandin wastes the next day in indecision.
  8. Quote of the short order sent directly from Hitler ordering the complete liquidation of all Italian forces on Cephallonia. Since Italy hasn’t declared war on Germany, the Italians are to be treated as franc-tireurs rather than as prisoners of war.
  9. General Gandin’s conference with senior officers, at which he highlights contradictory orders from Rome. Indecision.
  10. The British decoded the German order to liquidate the Italians but did nothing because it would reveal the fact that they’d cracked their codes. De Bernières has quite a lot satirical disgust at the British attitude and abandonment of their allies.

53. First Blood

The fighting breaks out piecemeal as Italian officers, abandoned by their commanders and their allies, take courage. Planes fly overhead dropping bombs. Italians take on the Panzer tanks parked at strategic points in the towns. Instead of demanding a surrender, Gandin calls only for a truce, effectively handing the initiative to the Germans.

54. Carlo’s Farewell

Carlo writes a love letter to Corelli saying he has loved him as much as Corelli loves Pelagia.

55. Victory

How the Germans promised the Italians safe passage from Corfu them machine gunned them in the water i.e. German mass murder. Stukas dive bomb the Italian barracks. Gandin makes the mistake of calling all Italians from outposts into the town where they are easier targets. Whatever it was this is now a war novel. From his mountaintop Aleko sees the flashes and hears the bangs and knows the war has come to his island. Bunny Warren tries to get Cairo to send reinforcements for the Italians but de Bernières gives a characteristically scathing characterisation of top hole British perfidy:

‘Dreadfully sorry, old boy, can’t be done. Chin-chin.’ (p.316)

In their house Iannis consoles Pelagia who is terrified Corelli is dead. Stamatis and Kolokios come to ask the doctor’s absolution for they are taking their rifles and going off to kill Germans. Meanwhile, Corelli wanders through the rubble of Argostoli which has been seriously bombed. He comes across a little girl, dead, buried in the rubble of a house. Refugees are streaming in from villages razed by the Germans, clogging the streets and making it difficult to move artillery. Meanwhile two more battalions of Germans land. The Germans flatten villages all over the island in fierce fights with the Italians who run out of ammunition and blame the British for abandoning them.

After days of fighting an exhausted Corelli motorbikes to the Iannis house, kisses Pelagia, tells this is the last time she’ll see him alive. She begs him to stay and hide in the house but he explains he has to be with his boys and motors off.

56. The Good Nazi (2)

Cut to Weber arguing with his superior officer that he doesn’t want to carry out the direct order to murder the Italian prisoners. He and his CO argue about the legality of it, which all depends on the prisoners’ status as either POWs (with rights) or franc-tireurs, who it is legal to shoot.

In the lorry taking them to their deaths Corelli and his pals sing the humming chorus from Madam Butterfly. Weber is appalled that these men arrive singing and jump down from the trucks instead of being forced at bayonet point. Corelli recognises Weber and waves to him. Weber goes up to him, they share a cigarette, Weber hesitates and apologises, Corelli is gracious and shakes his hand but Carlo is rude and unforgiving, Weber walks away.

The order to fire is given but the Italians aren’t lined up against a wall but standing or sitting or lying around crying so the Germans have to shoot them where they are. De Bernières singles out for his loathing a sadistic Croatian sergeant who takes thuggish pleasure in emptying his machine gun into the Italians bodies.

And now occurs the most famous incident in the novel. For as the firing starts, huge strong gay giant Carlo Piero Guercio steps smartly in front of Corelli, seizing his wrists in his hands, and stands in front of him like a human shield, receiving bullet after bullet in his body, seeing if he can count to 30 and nearly getting there before a bullet smashes his jawbone and he falls backwards onto Corelli crushing him. Then Weber walks dazed through the abattoir of bodies delivering the coup de grace with his pistol, bends down and looks directly into Corelli’s face, their eyes meet as Weber’s pistol hesitates, then he pulls it back, stands up and walks away.

57. Fire

And now there is an almighty coincidence when Velisarios – remember him? the village strongman? – comes across the killing field and recognises the corpse of Carlo and lifts him up, with difficulty propping him against a wall, and recognised the bloodied body underneath him as the captain who’s been billeted with the doctor. He has multiple bullet wounds and is covered in blood, so much so that Velisarios wonders if it would be kinder to finish him off there, but Corelli whispers ‘Iatro, Pelagia’ so Velisarios picks him up and carries him to Dr Iannis’s.

Meanwhile up on Mount Aenos the goatherd Aleko who, as I said at the start watches all these vents from an Olympian height and with Olympian detachment, sees fires spring up all over the island. With their usual thoroughness the Germans are now burning the bodies, thousands and thousands of Italian men who they’ve murdered in cold blood.

Father Arsenios comes across then largest fire, it is now dark and the German soldiers are exhausting themselves bringing in truckload after load of corpses and throwing them into the flames, some not yet dead. It is a scene from hell and Arsenios shouts his Biblical anathema on all concerned, then starts beating the Germans with his walking staff until eventually a German officer draws a pistol and shoots him through the nape of his neck and they chuck his body onto the enormous pyre.

Eventually the Germans leave and the Greeks come to rescue the bodies they can, in order to give them a decent Orthodox burial. General Gandin is executed along with all his staff officers. It was a massacre of up to 8,000 Italians and a massive war crime.

58. Surgery and Obsequy

Velisario brings Corelli to Dr Iannis’s. Neither Pelagia nor the doctor recognise him but they set to work to treat him. The procedures are described in great detail. After cleaning the blood off they see six bullet wounds but when Iannis starts operating he discovers that they are shallow wounds i.e. haven’t gone clean through the body. Velisario explains how he found the captain, hidden under Carlo, and they are awed at Carlo’s self sacrifice. They ask Velisario to go and fetch Carlo’s body which he does, at some effort, and Iannis digs a grave in the back garden where they sew up his shattered jaw then give him a decent burial. Iannis reads an eloquent eulogy as dawn breaks and the birds begin to sing.

59. The Historical Cachette

The cachette is the hole under the floorboards which has been used to hide rebels and recusants for centuries. This is where they hide Corelli if the Germans are active locally. When he wakes he is in terrible pain. Iannis had to break some of his ribs in order to extract the bullets and wired them together with mandolin wire. This will have to be extracted in further operations. Iannis gives an unflinching prognosis of what Corelli can expect and when the latter jokingly asks him to lie to him, the doctor replies:

‘The truth will make us free. We overcome by looking it in the eyes.’ (p.341)

Fine words but meaningless because – whose truth?

Corelli develops a fever, requires careful bathing, the fever breaks after four days and then he begins to eat. The doctor makes him stand up and walk on the spot. The pain is very bad but it looks like he’ll live.

60. The Beginning of Her Sorrows

Pelagia is now in very poor shape. Her skin is stretched tight and translucent. She is stick thin. She has grey hairs. Her gums bleed and she’s is worried teeth will start to fall out. She’s lost 50% of her body fat and her breasts have shrivelled. Now they start to starve and are reduced to hunting for lizards and snakes. She and her knackered lover, Corelli, lie on the bed together for hours and fantasise about the future. He hopes there’s a God because he wants to believe all his boys are in heaven. She says she hates all Germans but he makes the point that a lot of the German army isn’t German: they recruited from Poland, Ukraine, Latvia, Czechoslovakia, Lithuania, Croatia, wherever there are thugs and sadists.

(p.345)

They realise that the longer he stays the more likely he’ll be discovered. So with reluctance they ask Stamatis or Kolokios to contact Bunny Warren who, a few days later, comes knocking at the window in the early hours. Provided with gold sovereigns by London, Bunny has for some time been paying local fisherman to smuggle allies out of Cephallonia. Now he arranges for Corelli to be taken by caique to Sicily the next evening.

61. Every Parting is a Foretaste of Death

Corelli and Pelagia’s last day together, full of soppy sentimental fantasies about the future, squabbles about whether Corelli should rejoin the army to carry on fighting Germans, what they will name their children. Almost casually, Dr Iannis tells them he has given Corelli permission to marry his daughter.

That night Bunny comes scratching at the window, gives detailed instructions for how to sneak past the German coast guards, the walk in silence down to the beach, lights flash, a rowing boat comes inshore, Corelli and Pelagia hug, hold and kiss for the last time, then he clambers into the boat and is rowed off into the darkness.

62. Of the German Occupation

After the light-hearted romantic Italians have all gone, shot down in cold blood and incinerated, the Germans prove to be brutal heartless machines, with only one ideology, naked power, and the conviction of their own ineffable superiority. They go into anyone’s house at any hour, beat the inhabitants and steal all their belongings. Both the doctor and Pelagia are beaten and lovely Psipsina is casually beaten to death with the butt of a rifle. Drousoula has cigarettes stubbed out on her breasts for scowling at a German. Four Germans systematically destroy all the medical equipment Dr Iannis has accumulated over four decades. When the Master Race are ordered to withdraw in November 1944, the destroy as many of the houses of Cephallonia as they can.

63. Liberation (the communists)

The Liberation is no liberation because the Nazis are replaced by the brutes of ELAS, the communists, who elect themselves to all positions of power, impose a tax of 25% on everything and start rounding up Fascists and counter-revolutionaries and bourgeois and everyone who poses any kind of threat and sending them to concentration camps. De Bernières really hates them and enumerates their crimes, including stealing food sent to Athens by the Allies for famine relief, destroyed factories, docks and railways the Germans had left intact, created 100,000 refugees, and mutilated anyone who crossed them, castrating and gouging out the eyes of the recalcitrant.

The doctor is dragged away in the middle of the night and sent to a labour camp for the crime of being bourgeois. They beat Pelagia unconscious with a chair. When Kokolios and Stamatis try to protect the doctor all three are arrested and sent to the docks to travel to a camp on the mainland. The communists invite Bunny Warren to a party and shoot him. Chin-chin.

After she’s beaten up Pelagia goes running to Mandras’s mother, Drousoula who takes her to her (shrivelled) bosom and cares for her like a mother. Within a few days she moves into the doctor’s house which becomes a matriarchy.

Return of Mandras

But just when you thought things couldn’t get any worse, they do. Mandras arrives at the doctor’s house and he is now a bloated monster, degraded after years of murdering and raping at will with the communist partisans, gross and disfigured, looking like a toad.

He has come back to claim her as his bride (although he is as disconcerted by the change in his appearance as she is by him). Conversation turns to abuse and he angrily gets out the bundle of letters she wrote him all those years ago and repeats the scene of insisting she read them out loud. This escalates into shouting then he’s accusing her of sleeping with an Italian Fascist, everyone’s told him about it, he starts calling her a whore and when she makes a move to leave, smacks her round the face and when she falls to the floor kicks her in the back, lifts her by the wrists onto the bed and starts to rip off her clothes, as he’s done to so many women over the past three years. (De Bernières gives a horribly convincing psychological insight into the raging joy of rape and then the bitter aftermath, p.366).

Mandras beats her again and again and again till her face is a bloody swollen pulp then hoiks up her skirts but this causes the little derringer pistol her father gave her all those years ago to fall out of the pocket and beside her head. She grabs it and fires, shattering Mandras’s collarbone. He staggers back and at just that moment Drosoula returns, entering the bedroom to encounter this scene.

She rushes over to Pelagia who manages to say through her bloody mouth that Mandras tried to rape her. Outraged, Drosoula produces her own pistol and points it at her son. She formally disowns him, calls him Fascist, Fascist rapist, curses him with traditional curses: may his heart burst in his chest, may he die alone, he is no longer her son, she has no son.

Stumbling outside, Mandras sees the old olive tree, the one he used to fool around in, the one he fell out of onto the pot, the focus of so much love and laughter. Now the whole scene is ashes and emptiness. It’s all been for nothing, all his fighting and suffering and mastering the discourse of revolution, all for nothing. He stumbles along tracks down to the seashore where once he frolicked like a young god, strips off and wades into the sea.

Some time later his body is washed ashore, being nudged and nuzzled by his three tame dolphins. This, the immeasurable degradation of Mandras, more than the killing of Carlo and maiming of Corelli, made me feel really sick and distraught. The charming youth with the arse of a god and a permanent smile had been reduced to a fat, exploiting, bully rapist, symbol of a world degraded to bestial levels.

64. Antonia (the baby)

Someone leaves a newborn baby in a bundle on the step of the house. Drosoula and Pelagia take it in and discover it is a baby girl, to join the matriarchy. Pelagia names it Antonia after Corelli’s name for his mandolin. After so much loss it becomes the focus of their hopes and efforts.

Iannis returns

One of de Bernières’ aims is to flay the communists in the fiercest way possible for their barbaric behaviour. He makes Iannis the vehicle for this, for he has Dr Iannis return, after three long years in communist camps on the mainland, a complete wreck, a broken man. He can’t speak, can barely shuffle, his hands shake, broken by the forced marches without food or water, watching villagers along the way who are slow to feed the people’s army having their eyes gouged out, being castrated or raped, the mouths slit wide. He is haunted by the memory of seeing his two oldest friends, Stamatis and Kolokios, incapable of staggering further, sitting by the road as the column staggered onwards, waiting to be shot as ‘stragglers’. In many ways de Bernières paints the communists as worse than the Nazis.

All the more impressive, then, that he moves back in with the matriarchal household and helps Pelagia who is now the main doctor, healing the sick of the village, despite the deep sense of futility burned into his core (p.371).

She tries to get him interested in his old project, the history of Cephallonia, but the gently whimsical approach to history has been burned out of him. I was recently thinking about Joseph Conrad’s ‘Heart of Darkness’ towards the end of which Marlowe discovers that the deranged envoy of ‘civilisation’, Mr Kurtz, has scrawled words of nihilistic despair across the bottom of a missionary pamphlet, ‘Exterminate all the brutes’. In much the same spirit, Pelagia discovers that her father has scrawled across the bottom of the last page of his manuscript:

‘In the past we had the barbarians. Now we have only ourselves to blame.’ (p.372)

L’omosessuale

Pelagia finally reads the stash of writings by l’omosessuale, Carlo Piero Guercio, and marvels at the secret sensitivity behind the man’s giant strength, marvels at the depths of his love, for Francesco and Corelli. Thus the strength and virtue and endurance of gay love is one of the book’s central themes.

The house becomes a matriarchy, run by Pelagia and Drosoula, who raise little Antonia as a free spirit. The conservative neighbours call them witches, exacerbated by the obvious emasculation of the once-proud doctor, throw stones or hiss at them in the street, tell their children to avoid them. (This reminds me very much of the way the villagers treat the Englishwoman at the centre of John Buchan’s 1926 melodrama, The Dancing Floor.)

In 1950 they can’t scrape together enough to bribe an official who has discovered that neither Iannis nor Pelagia has a medical degree and so bans them from working. It looks as if they’re going to starve until Fate steps in in the shape of a Canadian poet, one of the millions of bourgeois intellectuals who, in the postwar boom, were seeking out the ‘authenticity’ of ‘primitive’ life among workers and sailors. To their astonishment he is prepared to pay an outrageous rent for the old house by the quay which Drosoula had abandoned to move in with Pelagia, and their finances bounce back to health.

In this figure de Bernières gently satirises the existentialist chic of the post-war years, humorously saying that the poet found himself living a happy and contented life and unable to write the angst-ridden and depressing verse which had made him famous and so he eventually packed up and went back to Montreal, via Paris:

where freedom was in the process of being recognised as a major source of Angst. (p.374)

I think he underestimates the extent to which existentialist thought, although well-established before the war, was a) coloured by the wartime years and b) was a kind of traumatic response to the war, and especially to the occupation. But it was also a fashionable fad, as well.

Almost inevitably the household acquires a cat. Women and cats. We learn for the first time that psipsina is, apparently, Greek for ‘puss’. They had started calling Antonia psipsina as a nickname and there is some of the old light-hearted whimsy in the comic confusion created by calling out psipsina and both the cat and the child misinterpreting it.

The revenant

In 1946 occurs the first of strange phenomena. One day, outside, nursing the baby, she looks up and sees a man dressed in black standing hesitating at exactly the spot where Velisarios hit Mandras with the canon. She is convinced it is her beloved Corelli, puts down the baby and runs down the street but when she turns the corner the figure has vanished, despite her anguished calls. Later a single red rose appears on Carlo’s grave. Is it Corelli’s ghost? Next year, at about the same time, she sees the figure again and another red rose appears. As the years of her spinsterhood progress, Pelagia is comforted by the love from beyond the grave.

65. 1953 (earthquake)

Pelagia stops thinking of herself as Greek. The barbarity of the civil war destroyed any belief that Greek culture was special or superior. Increasingly she thinks of herself as Italian and buys a radio cheap because its tuner is broken and it can only reach Italian radio stations. She sings Italian songs and raises Antonia to speak Italian.

Wars

Despite the tourist whimsy of many passages, this is fundamentally a book about war and wars. In one sentence de Bernières positions the events of this chapter after the Greek Civil War (March 1946 to August 1949), after the end of the Korean War (June 1950 to July 1953) and just as the French were drawing near the disastrous climax of the First Indochina War (December 1946 to July 1954). The Second World War may have ended but it was still a world in flames.

Earthquake

This chapter is a fantastically vivid and almost magical realist depiction of the 1953 Ionian earthquake as experienced by our main characters i.e. weird electrical phenomena, followed by a series of shocks, then the Big One, as they desperately try to escape from the collapsing house.

The most destructive [of the shocks] was the August 12 earthquake. The event measured 6.8 on the moment magnitude scale, raised the whole island of Kefalonia by 60 cm (24 in), and caused widespread damage throughout the islands of Kefalonia and Zakynthos … Between 445 and 800 people were killed. (Wikipedia)

The practical upshot is 1) the doctor’s old house is reduced to ruins 2) the doctor is crushed to death, the peg for another of the book’s countless ironies:

[The ruined house] also contained the disillusioned soul and tired body of the doctor, who had planned his dying words for years, and left them all unsaid. (p.383)

66. Rescue

De Bernière’s attitude to his homeland, Britain:

In those days Great Britain was less wealthy than it is now, but it was also less complacent, and considerably less useless. (p.383)

but remember this was published in 1994 and so written during the chaos at the end of the Thatcher regime, marked by the poll tax riots, and then the Conservative Party’s typically squalid and shambolic sacking of the greatest leader it’s ever had, in November 1990 and hurried replacement by the sad and ludicrous figure of John Major, who depressed all progressive-thinking people by winning the 1992 general election by a landslide. So, yes, from the perspective of 1994, Britain was indeed an unhappy, disgruntled, rather ludicrous country.

But there’s more, de Bernière expresses the standard liberal lament over Britain being America’s poodle:

[Britain] had not yet acquired the schoolboy habit of waiting for months for permission from Washington before it clambered out of its post-imperial bed, put on its boots, made a sugary cup of tea, and ventured through the door. (p.384)

You could argue that the crudeness of this is unworthy of the writer who’s delivered so many luminously subtle moments throughout this wonderful book. Then again, satire is, in general, crude. It prompts a second thought: that de Bernières and the world at large had seen nothing yet, and would be amazed ten years later at the behaviour of Tony Blair who rightly earned the nickname ‘Bush’s poodle’ and sent British forces into Afghanistan and Iraq…

Back to the text: it’s the British who send the most aid and stay the longest to help the inhabitants of the Ionian islands to recover but the chapter then goes onto become an overview of all the rescue attempts and aid sent by various countries, as well as the impacts on the locals, some of whom fell into despair, some intractable guilt at having survived, some set up businesses, unlikely leaders emerged such as Velisarios, the strong man, who took charge in Pelagia’s village. The narrative details his heroic acts (single-handedly cleaning out the village well so that nobody went thirsty) deeds which were remembered and venerated for decades afterwards.

In among the general confusion, an Italian fireman borrows an American jeep and drives out to Pelagia’s village, making his way to the ruins of the old house and identifying the ancient olive tree, split in two by the quake, and then sees the grave of the gentle giant Carlo, which has been opened up. He gets a spade from the jeep to recover the big man but as he does so the earth shakes again and the grave closes of its own volition.

Surely this is Corelli, but the text doesn’t say so.

67. Pelagia’s Lament

First-person lament by Pelagia for everything she’s lost, specifically her upbringing by her wonderful father, fount of fantastical stories, which leads up to her memory of Velisarios digging through the rubble to find her father, so small and limp and empty without his soul, and she realised how beaten and broken he had been but how he was the only man who loved her to the end. This lament made me cry.

68. The Resurrection of History

Pelagia sinks into profound guilt that she panicked and ran out of the house and left her father to die. Drosoula and Antonia sympathise to start with, but become more irritated as Pelagia becomes more morbidly obsessed. Eventually they make up the story that her father has appeared to them in dreams and told them to tell her to complete her father’s history of Cephallonia. After initial scepticism, Pelagi discovers that she can do it, enjoys doing it, starts flexing her intellectual muscles, expresses opinions she never knew she had, writes off to experts in Europe and America for more information and is amazed at the enthusiastic replies she receives. Several publishing houses turn it down but it doesn’t matter. Her father’s project has saved her.

It is 1961. Part of her intellectual exercise is enjoying teasing and contradicting the now teenage Antonia. But the girl dismays her and Drosoula by announcing that 1) she is a communist and 2) she is getting married, at the age of 17 (p.397).

69. Bean by Bean the Sack Fills

Life continues. Pelagia starts to receive postcards from cities round the world with short cryptic messages in Greek. They can’t be from Corelli, he couldn’t speak Greek and what was he doing gallivanting round the world. She decides they’re from the ghost of her father continuing the peregrinations of his youth.

Antonia gets a job serving in a café in Argostoli and is chatted up by short, plump, 32-year-old radical lawyer Alexi (p.399). Despite all her mother’s opposition, Antonia gets married at a happy traditional ceremony.

Time passes. Drosoula sets up a ramshackle taverna in the space down by the quay where her house used to be and becomes a tourist attraction, famed for her slow service but eccentric company. Lemona, now the plump mother of three children, helps out as does Pelagia.

Antonia cries when King Paul dies, comes for comfort when Alexi is locked up by the colonels in 1967 and again in 1973, goes to the mainland to take part in feminist demonstrations. She tells her mother it’s all the fault of the older generation and it’s up to the young people to fix the world. As all young people do. But, as a feminist and a radical, she refuses to have a grandchild for Pelagia to the latter’s sorrow.

Drosoula dies quietly in her chair and is buried next to Dr Iannis and Pelagia suddenly realises she is alone. But in the event Antonia does get pregnant and have a little baby boy. Pelagia dandles it and calls it Iannis so often that that becomes its name. Alexi is a rich bourgeois now, builds an apartment block on the hillside where the old village used to be, rebuilds Drosoula’s taverna, hires a competent chef, takes 50% of the profit.

70. Excavation

Iannis grows to be a beautiful 6-year-old who helps out at the taverna and is cooed over by foreign matrons. Alexi becomes a property tycoon, building evermore apartment blocks with swimming pools and tennis courts. Antonia opens a tourist emporium full of tat in Argostali and then in half a dozen other towns. They become rich.

The boy Iannis engages in competitions to pee as high as possible against the wall at the back of the taverna and his dreams are full of plump tourist matrons pressing him their squishy bosoms.

When he’s ten, Pelagia hires Spiridon, a talented bouzouki player from Corfu, whose dexterity reminds her of the one true love of her life. iannis dreams of becoming a kamakia or ‘harpoon’, slang for the handsome young men who hang about the airport on mopeds and make a living having passionate week-long affairs with single women who’ve flown to Greece looking for ‘romance’ (p.407).

Anyway, Iannis conceives the ambition of playing the bouzouki not least because, by the end of every evening, Spiridon has his arms round the prettiest girls in the restaurant and is being showered with roses. Spiridon says his arms are too short to play it, he should start with a mandolin, so he begs his mum and dad for a mandolin but they keep forgetting to get one on their umpteen trips abroad, so instead he pesters granny Pelagia, who says there’s one buried in the ruins of her old house.

Which is why Iannis is dispatched with Spiridon to dig it up and hence the title of this chapter. In digging through the rubble they discover all kinds of relics which mean something to the reader – a wartime photo of Corelli and Weber, a family photo album starting with Dr Iannis’s wedding, a jar with a shrivelled pea in it (the pea which kick starts the whole narrative).

In the middle of this digging a huge old man appears in the ruined doorway. It is old Velisarios, come to see if they are looters. In his hand he holds a red rose and it’s only now that we learn that it is he who has left a rose on Carlo’s grave every year in October and, it is strongly implied, that he too was gay and recognised and respected a kindred spirit.

Anyway, it’s this huge strong Velisarios who opens up the trapdoor to the historic cachette under the old house where, of course, they find all its treasures perfectly preserved – the manuscripts of Carlo’s letters, Iannis’s history, Weber’s wind-up gramophone with records, the clasp knife she gave her father, the blanket she crocheted throughout Corelli’s stay, and, in side a box inside cloth covers, the most beautiful mandolin Spiridon has ever seen.

71. Antonia Sings Again

Reunited with all these evocative objects, Pelagia cries for weeks, and then shows the photo album in particular to Iannis, boring him with stories of all the old people in them.

And Spiro teaches Iannis how to play the mandolin.

72. An Unexpected Lesson (reappearance of Corelli)

Cut to 1993. Iannis is 15. He likes to go up to the old ruined house to practice the mandolin. One day an old grey-haired man approaches him. It is, of course, Antonio Corelli. He politely points out that the boy is fingering the mandolin in slightly the wrong way which is hampering his technique. When he takes the mandolin to show him how, he suddenly realises it is his old one. Everything comes flooding out and he tells the enthralled teenager how he is the man his mother was going to marry, how he was saved by the giant buried in the back garden and how the four strings missing from the mandolin when they first found it… are in his chest, holding his ribs together, he never had them removed.

73. Restitution (Corelli and Pelagia reunited)

This final chapter opens comically, with Pelagia, confronted by Corelli in the middle of her taverna, going mad with rage, overturning tables, throwing plates and pans at him, then prodding him with the broom handle as she furiously accuses him. All these years she thought he was dead and yet he was alive and living the life of Reilly.

So now we have the Big Reveal, the explanation of the last 50 years of their lives (1943 to 1993). It was Corelli who Pelagia saw at the end of the road in chapter 64, in 1946. He had come back to see her. But what he saw was her nursing a baby and put 2 and 2 together and made 53, wildly assuming that she was married with a child. In his confusion he ran and jumped over a wall so that when she ran after him she saw an empty street.

He came back every year around the same time but always saw her with the baby and made the same mistake. Pelagia asks the obvious question, why did he never meet her and ask her? Because he didn’t want to ruin what he thought was her new, happily married life by stirring up old ghosts. So like a gentleman he did the restrained thing and backed off. Although he did return every year, so her impression of seeing the mysterious dark man was real.

In the meantime he took her parting advice, left the army and became a fireman. Plenty of time to practice and compose and eventually he wrote classical pieces which became a success, three concertos, one of them with Pelagia’s March as its central theme.

He became a successful concert performer and was in demand around the world. Hence the postcards. They were from him. Why in Greek? Because when the full truth of the Fascist regime’s evils came out he was ashamed to be an Italian and emigrated to Greece. He’s been a Greek citizen for 25 years.

Much more chat and memories then he shyly gives her a Walkman and a tape of his 1954 concerto and leaves, to meet up later. She fumbles with the Walkman but once she works out how to work it, is amazed at how immediate and total the musical experience is, right in the centre of her head. And then she hears Pelagia’s March which he used to hum, subject to all kinds of developments, played by different instruments and then makes out the rat-a-tat-tat of machineguns, and the rumbling of drums which embodies the earthquake, my God, the whole narrative is captured in musical form.

That evening he brings her a goat. He went to the trouble of taking a taxi to the top of Mount Aenos where he was swindled by Alekos, and had to pay the taxi driver a double fare to bring it all the way down the mountain. It’s restitution for the one she loved which was stolen in chapter 44. She says she’ll name it Apodosis which is Greek for ‘restitution’. She amusingly humiliates Corelli when he tells her she should get good milk out of it, maybe sell yoghurt in the restaurant and she points between its back legs at the big pink scrotum!

That evening he returns with a modern motorbike and suggests they roar off up into the hills to see if they can find the old shed where they used to hide away and kiss and cuddle, which they called their Casa Nostra. Pelagia says it’s a preposterous idea and agrees. As they roar up into the hills Pelagia is pleased and terrified and holds on tight.

And in the final image of the novel, they are overtaken by a scooter carrying not one but three young woman, wearing skimpy dresses showing their shapely breasts, long hair flowing in the wind, one driving, one doing her eye make-up, one nonchalantly reading a paper. An image of carefree youth and optimism. Corelli thinks that when he comes to map out his next concerto all he will have to do is remember this moment to conjure up the spirit of Greece.

THE END.

The unsaid as a central theme

Writing out the sentence describing Dr Iannis’s death in the Ionian earthquake, and how he had for years prepared some noble and profound last words which, in the event, he had no chance to utter before being crushed to death, made me realise that this is a minor but significant thread in the book – the frustration of the unsaid.

On several occasions Corelli has big speeches ready to deliver to Pelagia, only for her temper or mood to sweep the conversation away.

Similarly, Dr Iannis likes to prepare grand speeches with which he will demolish the communist beliefs of Kokolios or the monarchism of Stamatis, and yet life (and Lemoni) keep interrupting him so that they are never delivered.

Mandras has so much to say to Pelagia on his two returns, from the Albanian front and then from life with the communist partisans, and yet both times his hopes of expressing what he feels are dashed and he ends up attacking her in a raging fury.

But the theme has its best embodiment in the entire life of Carlo Guercio, who overflows with love for Francesco and then for Corelli, which he can never ever, in real life, express.

Related, is the scene of Pelagia and Corelli’s last day together before he takes the illicit boat back to Italy, in which they have plenty of time and yet, somehow, mysteriously, don’t get to express a fraction of their feelings.

And maybe also related is Dr Iannis’s eternal frustration with his History of Cephallonia – no matter how much he writes he somehow never gets to express what he wants to say.

It’s as if it’s a buried moral of the story, that no matter how eloquent the writing and the words, the most important part, somehow, still, is left unexpressed. Something which is expressed nearly at the end of the text when Pelagia shows young Iannis all the photos from her life and he is suddenly struck by how little survives of our lives and loves, thinking:

How can a present not be present? How did it come about that all that remained of so much life was little squares of stained paper with pictures on it? (p.416)

Hummel’s concerto for mandolin

Greek words

  • agapeton – sweetheart
  • iatre – ‘Doctor’
  • koritsimou – my girl
  • kyria – respectful title for a female, ‘kyria Pelagia’
  • mangas – men, chaps
  • papakis – diminutive form of address to a father
  • patir – form of address to a priest, same as ‘Father’

Credit

Captain Corelli’s Mandolin by Louis de Bernières was published by Secker and Warburg in 1994. References are to the 1995 Minerva paperback edition.

Modern Greek reviews

Second World War reviews

The Last King of Scotland by Giles Foden (1998)

‘I should have known’, that is the phrase of my life, its summing up, its consummate acknowledgement.
(The narrator of The Last King of Scotland, Nicholas Garrigan, looking back over the sorry series of events depicted in the book, page 119)

Giles Foden

Giles Foden was born in 1967. When he was 5 his parents moved from Warwickshire to Malawi and he spent a lot of his early years in Africa, although he was sent back to Britain to be educated at public school (the very posh Malvern College) then Cambridge.

Foden has written six novels but is still best known for this one, his first novel, which won a clutch of prizes (the Whitbread First Novel Award, a Somerset Maugham Award, a Betty Trask Award and the Winifred Holtby Memorial Prize). It gained a significantly greater prominence when it was made into a powerful movie, in 2006, starring Forest Whitaker and James McAvoy, himself just about to be propelled to superstar status in the X-Men movies.

The Last King: premise

The premise of the novel is simple: it’s a first-person narrative told by young Scottish doctor, Nicholas Garrigan, who goes to Uganda in 1971 on secondment from the British government’s Overseas Development Agency, to see something of the world and, through a chance encounter, is selected by the country’s new military dictator, Idi Amin, to become his personal physician.

Over the next 200 pages Garrigan witnesses Amin’s descent into psychopathic dictatorship, the ethnic killings, the arrests and tortures, mysterious disappearances, the expulsion of Uganda’s Asian community, the humiliation of the white community, the rising body count – he witnesses much of this in person, up close and personal, yet fails to intervene, at various key moments, to save friends and colleagues from horrendous fates, becoming more and more morally compromised and implicated in the process.

The reader accompanies Garrigan as he is dragged deeper into an inferno of violence, cruelty, torture, murder and terror until the narrative feels like it’s inhabiting a different kind of reality, one of endless melodrama and horror, war, destruction, evisceration, terrorism, random killings. The narrative turns into a gruelling nightmare.

It’s a solid book at 345 pages but I found it easy and pleasurable to read (at least to begin with) because of the narrative voice Foden creates. Garrigan’s narrative has a relaxed candid manner conveying an appealingly easygoing but observant, slangy but perceptive worldview. Basically, it’s enjoyable being in his company for a couple of days. (Compare and contrast with H.E. Bates’s classic ‘Fair Stood The Wind for France’ which I just finished reading and found a metallic, alienating, cold and heartless ordeal. By contrast, Garrigan is fun, chill and interesting.) Here’s what I mean by casual tone and easy-to-read style:

On the way back, after we’d poured Ivor into his bungalow, Sara invited me in for a whisky. Her place was even more sparsely furnished than mine: not much more than a desk, a chair and a sofa. And a bed, I supposed, though I didn’t get to see that. (p.100)

Apart from ‘sparsely’ it’s pretty much how someone would speak. Sometimes Garrigan’s tone can be consciously entertaining:

She turned a knob and a wave of white noise came out. On top of it or behind it, or wherever things happen in radio world, was an eerie electronic neighing, going up and down jaggedly, and a deep squelchy voice choppily declaiming in a foreign language some repetitive sounding set of orders or other permutation of words and numbers. Altogether, it was as if the football results were being read by one of the prophets. In a snowstorm. On a runaway horse. (p.101)

One of the ways the book challenges the reader is the way this easygoing attitude and approach, which we are encouraged to identify with from the beginning, turns out to be hopelessly inadequate for coping with the increasingly fraught situations Garrigan finds himself in.

Part 1

The narrative starts with a frame. Garrigan explains that he is back in Scotland, safe and sound, looking back over his mad time in Uganda as physician to Idi Amin and is determined to write a history of this period of ‘blood, misery and foolishness’ despite the fact that he seems to be the subject of scandal and criticism, for he tells us the newspapers ‘continue to execrate me’ (p.19). What for? We don’t know, it’s a teaser for what will emerge in the main narrative.

Very briefly Garrigan describes his boyhood and upbringing in the Scottish suburb of Fossiemuir, West Fife, his years as a student doctor. His father, George (p.41) was a stern presbyterian minister: ‘religion covered our family like a fine soot’ (p.19). But after just a few pages we’re on to him graduating as a doctor, to escape his parochial background and see the world, taking the civil service exam.

The narrative slows down to give more detail about his flight to Kampala, meeting the Embassy people (Nigel Stone and the eccentric Major Weir, intelligence officer, who builds model helicopters). He stays at the rundown Speke Hotel while he gets used to the heat, the street life, the food. Meets fellow guest Freddy Swanepoel.

He is posted to assist a Dr Alan Merritt at his hospital in the West Ugandan town of Mbarara. He takes an overcrowded minibus or matatu there, helped and advised by friendly local Boniface ‘Bonny’ Malumba (p.49). Soldiers stop the bus at a makeshift roadblock to demand bribes. When a Kenyan diplomat refuses to pay, the soldiers smash him in the face with a gun. After they’ve gotten off Nicholas goes to help him and is surprised when the Kenyan is very angry, saying ‘where were you when I needed you to stand up for me?’ (p.153) Why does this passage exist? Is it intended to be an early indicator of Nicholas’s cowardice or, to be more fair and accurate, his not knowing what to do in confrontation situations?

So he arrives at Mbarara, some kids guide him out to the medical compound, and we are introduced to Dr Merrit, his tutting wife Joyce (who calls her husband ‘Spiny’) and the servant Nestor. More importantly to the sprawling ‘hospital’ with its primitive facilities. Garrigan gives us an overview of the kinds of patients and diseases they’re called on to treat, which is very interesting (machete wounds, elephantiasis, vaginal fistulas in women caused by giving birth at home in primitive conditions, malaria etc pages 74 to 77).

Earlier Garrigan told us he arrived in Uganda on Sunday 24 January 1971 (p.21). The precise date is important because Amin carried out his military coup, overthrowing the government of President Milton Obote, the very next day, on 25 January 1971.

Why did Amin overthrow Obote? Because he learned that Obote was planning to arrest him for misappropriating army funds and, more generally, threatened the army’s lucrative corruption. In the words of Wikipedia:

The 1971 coup is often cited as an example of ‘class action by the military’, wherein the Uganda Army acted against ‘an increasingly socialist regime whose egalitarian domestic politics posed more and more of a threat to the military’s economic privileges.’

Of course none of this is clear to any of the characters because it’s only just happened, although Dr Merritt gives Harrigan the view of a jaundiced old hand:

‘It’s very simple. This place – chaos, you just have to expect the worst. You think it’s a matter of it having to get worse for it to get better, but actually it just gets worse and worse. Take this new business with Amin. I hear they’re all happy as sandboys right now up in Kampala, but it’ll end in tears, I promise you.’ (p.60)

This little remark obviously plants a seed of expectation of the horrors that will come later. Prolepsis or the anticipation of something that comes later in a story.

Garrigan is introduced to Sara Zach, on secondment from a hospital in Israel, to two Cuban surgeons, and to a ravaged Englishman, Ivor Seabrook, with the ‘destroyed features of the long-term tropical alcoholic’ (p.71) and closet homosexual who seduces the various serving boys. He is taken on field trips by Merritt’s assistant, William Waziri, vaccination and anti-mosquito spraying (pages 79 to 80) on one occasion being stopped at another army roadblock by drunk soldiers demanding a bribe (p.81). Africa.

Altogether this first hundred pages or so give a vivid, fascinating and totally believable picture of an outback medical practice in rural Uganda, packed with fascinating details? How on earth did Foden find out all this stuff?

The new president, Idi Amin, comes to Mbarara to make a speech to an excited crowd. Garrigan records his incoherent thoughts about God, the crowd lap it up, Sara makes notes and hustles them off, scared of being attacked because they’re white.

Cut to a year later, so must be 1972, and he mentions June as the month, when he’s getting used to conditions and has, rather inevitably, started an affair with the tough, no-nonsense, attractive Israeli doctor, Sara, descriptions of picnics in the foothills of the Ruwenzoris mountain range, making love, spotting exotic flowers and birds.

There’s an attack on the barracks in town. The doctors learn that troops were sent from the north and massacred all the Langi and Acholi soldiers, supposedly because they’re from a different tribe than Amin (p.106). Some Americans came snooping round, supposedly journalists, and are themselves killed and buried.

A few months later there’s a mortar attack on the barracks which misses and kills a lot of civilians. Merritt and Sara tend to them. Garrigan’s friend Bonny, and his mother and father, are among the dead.

Garrigan and Sara take in Bonny’s kid brother, Gugu, but he is mute and never speaks again. Eventually his extended family come to collect him. His relationship with Sara breaks down: Garrigan is prone to psychoanalysing everything and comes to realise he and Sara liked having Gugu with them because it created a family feel, gave them both security. With Gugu gone Sara moved back to her own bungalow. The radio reports weirder and weirder speeches by Amin.

Garrigan describes Operation Mafuta Mingi, the name Amin gives to his campaign to intimidate and eventually expel the entire Asian population of Uganda, around 50,000 people. Garrigan watches them being rounded up, their belongings impounded, bullied by soldiers, then driven to the airport deprived of all their belongings.

He records the effects of the expulsion: shops closed because many of them operated on lines of credit from India which terminated overnight. Basic items like salt, matches, sugar or soap became scarce. The army slaughtered a dairy herd for beef and so milk disappeared. This happened in August 1972. Sara had been increasingly distant and one day in October she simply leaves, without telling anyone (p.119). It’s because Amin had also been making speeches attacking the Israelis in Uganda, mostly working on development projects, about 600 of them and so, overnight, they left.

A few weeks later Garrigan has his first personal contact with Amin, being fetched by soldiers because the great leader had driven his Maserati into a cow and sprained his wrist. Garrigan is bowled over by his primeval physical presence. Amin has a soldier pour them brandy which, on the hot day, makes Garrigan light-headed.

And so it is that a letter arrives from health minister Wasswa requesting that Garrigan becomes Amin’s private physician. By this time he’s fed up of the Mbarara hospital which reminds him of the sad affair with Sara so he’s happy to go.

Ominousness

As it progresses the text drops references to Garrigan’s current position, contrasting the time of writing (now) with the events he’s writing about (then) and emphasising how something has made him re-evaluate everything. The technique adds an air of ominousness, the sense that something dreadful happened in the interim:

  • I realise now that… (p.116)
  • Or so I thought back then… (p.118)
  • Bewildered in Uganda, and not for the last time… (p.128)
  • Looking back, it seems crazy… (p.144)

Part 2 (p.131)

Part 2 opens with a recap of Amin’s birth, boyhood, young manhood, rise in the colonial army, rise in the post-independence army of President Obote, his involvement in smuggling from Congo, his overthrow of Obote in January 1971.

The strange thing about this section is that it seems to be told in a completely different narrative voice from part one. It is mannered and strange in a style so different from the laid-back casualness of part one that I thought it must signal the arrival of a completely new narrator.

I have been able to find out little of the history by which Amin is come to us. After all, who knows where any of us is come from, who could go to the cause?

This unusual phrasing, and the present tense, persist throughout this chapter (chapter 16), throwing me completely off-kilter, wondering if it was a different person talking, or a different type of text, like maybe the transcript of a recording. But no, chapter 17 returns to the normal voice of Garrigan, now installed in Kampala as Idi Amin’s personal physician and with very little to do. Odd.

Anyway, back in the narrative, every encounter with Amin is hair-raising. He is a big man, he dominates his courtiers who laugh with him, applaud his every word, out of obvious terror. He is painted as deeply stupid and illiterate but loving the sound of his own voice, capable of speaking at great length.

For it is true, also, out of my nature, I love to rule! (p.148)

Garrigan is mesmerised and hypnotised by Amin, like the rest of his retinue. The narrative continues to emphasise Garrigan’s gaucheness and insecurity – worry about what he looks like, what he says, how others perceive him, rising to stammering terror when faced with Amin. He is, after all, only a few years out of university. The book is a study in callowness.

After the weird opening chapter part 2 settles down into a series of brilliantly imagined scenes: Amin phones Garrigan to tell him his son is ill, come over immediately; Garrigan hurries over to discover the boy has put a piece of Lego up his nose, pulls it out and anti-bacs the nose (p.153). The wife is delighted and Amin sends him a Toyota van as reward (admittedly, still painted with the logo of the Asian fashion shop it was confiscated from).

As doctor to the Prez, Garrigan is now living in a bungalow in the State House compound, near Entebbe, a suburb of Kampala. He attends to Amin at the so-called ‘Command Post’, in fact a large suburban villa, or Nakasero Lodge where he spent most of his time (p.155), then at Cape Town, a property on Lake Victoria he awarded himself (p.165).

Garrigan works at the city’s main hospital, Mulago, filling us in on the kinds of patients you get in a big city compared to the countryside (car accidents), working alongside a fellow Scot, senior surgeon Colin Paterson, makes friends with a local surgeon, Peter Mbalu-Mukasa (p.157). The hospital is big enough to have foreign teams, from China, Algeria, Vietnam, Russia, and to be carrying out serious medical research. How did Foden get to know so much about tropical medicine? And not just knowledge but a feel for all the spin-offs and insights of doctoring:

Hospitals are like people, they grow, they develop, they learn. And they decay too, and die. (p.163)

He and Mbalu-Mukasa cruise the bars of Kampala and bump into the meaty, dodgy South African Freddy Swanepoel, Garrigan permanently afraid that Swanepoel’s outspokenness about the regime will get him into trouble.

Right from the start Amin had a bonkers fondness for Scotland, having spent some of his military training in Britain there, but it becomes ever more surreal, him outfitting regiments in kilts and making them learn the bagpipes; making booming speeches about how the Scots were like the Ugandans in having suffered from English imperialism. Now Amin invites Paterson and Garrigan for tea and tells them he is going to punish the English community in Uganda for its imperialism. As a local had told him back in Mbarara, ‘First wahindi, then muzungu’ (p.172). He forces some Brits to carry him in a litter through the streets, others to kneel and take an oath of fealty.

Stone, from the Embassy, invites Garrigan for a chat and works the conversation round to asking Garrigan to take advantage of his position to administer Amin with calmatives, tranquilisers, to try and bring him to his senses.

Merritt, his boss at the Mbarara hospital is kicked out, visits Garrigan on the way, says he if he’d stayed at the hospital it might have saved it. He is not the last to blame Garrigan for cowardice or failing to do the right thing.

In another demonstration of his gaucheness Garrigan takes Marina Perkins, wife of the British Ambassador, Robert Perkins, who he’s been chatting up at the swimming pool, on a fishing trip. All goes well till he makes a move to kiss her at which she is shocked and horrified, sits bolt upright and insists he take her home (p.177). He has completely misjudged the situation.

The famous scene (well, a centrepiece of the movie) in which Garrigan is summoned at night to Amin in his bedroom (carefully described) because he is in great stomach pain which, after extensive examination, Garrigan determines to be wind, and helps Amin into a position where he can release a great fart, thus relieving the pain, and overjoying the dictator.

Amin takes Garrigan into his confidence and talks about the burdens of office. He makes a feeble attempt to ask Amin to stop the army killing people which Amin swats aside.

Brief review: he tells us he was in Uganda for eight years in all, two in Mbarara, six in Kampala (p.191). A general overview in which he describes their many meetings, tea and conversation, naively thinking he’s getting to know him. The narrative begins to feel like summaries of a series of episodes:

There’s an attempt to assassinate Amin at an army review, which fails but kills the driver of his jeep. (In fact Amin survived eight attempted coups.)

In 1972 Amin gets married, to wife number four, and the text gives a detailed description of the ceremony and pen portraits of the previous three (chapter 24).

Amin phones Garrigan at all times for confidential chats and to let off steam. In public press conferences he announces he is training to be an astronaut. Also that he is assembling a pan-African army to attack South Africa. An excuse to quote (presumably actual) press meetings and outrageous quotes.

Amin sends inappropriate letters to world leaders, for example Mrs Thatcher on her election as leader of the Conservative Party (February 1975). He publicly states that Hitler had the right idea about the Jews. he did a deal with Colonel Gaddafi and Libyan businesses and soldiers become seen on the streets of Kampala. A lot later, after he’s escaped, in the novel’s aftertime, his sister Moira asks him why he stayed on so long, and let himself be portrayed as being close to such a lunatic. Garrigan can barely understand it himself. He was hypnotised. He’d fallen under Amin’s spell. He knew he was a monster but sometimes thought he loved him. Psychology of a dictator’s minions.

The closer I got to him, the fewer my illusions about him – and still I stayed, more fascinated than frightened. (p.213) (cf his ‘reluctance to get the hell out of there,’ p.222)

One stormy night his friend from the Kampala hospital, Peter Mbalu-Mukasa, turns up. Tells him he’s been having an affair with Amin’s second wife, Kay, and has got her pregnant. Since Amin hasn’t been having sex with her, he’ll know she’s been unfaithful and murder her and any lover he can track down. The man is understandably terrified and asks Garrigan if he can perform an illegal abortion on Kay. Garrigan lets himself be driven to Mbalu-Mukasa’s apartment, encounters the terrified moaning woman, but realises he can’t do it. Not only is he also terrified of being discovered, but he’s never actually performed an abortion and will likely make a mess of it. With all kinds of excuses, he refuses, backs out, and makes his way home.

It’s the last time he sees either. Rumour had it that Mbalu-Mukasa botched the abortion, Kay died of blood loss, and Mbalu-Mukasa committed suicide (August 1974). Worse, Garrigan was invited by the mortuary assistant who shows him Kay’s body and how all four limbs and the head had been detached from it, then clumsily sown back on.

In a bar Garrigan is appalled to see fat oafish Freddy Swanepoel putting his paw on the knee of the trim woman who rejected him, Marina. Chagrin. Worse, at their next meeting Amin tells him Nicholas knows all about his attempts to seduce Marina, about her affair with Swanepoel, and his poor opinion of the South African pilot, who he thinks is a spy.

Stone calls Garrigan back to the Embassy. He makes clear that the Ambassador is just a front man, it’s he, Stone, who pulls the strings. He shows Garrigan a series of photos of Amin taking part in executions and torture. Hundreds of people are dying every day. Stone accuses Garrigan of being complicit in this mass murder. Then he asks Garrigan to murder Amin. Use whatever is necessary, poison, adrenalin or inject air into his heart, whatever it takes. Garrigan refuses, a) because he’s a doctor but b) because, on some level, he likes the man:

There was, I conceded it to myself again, something in me that actually liked the man, monster though he was. (p.231)

To his amazement, Stone tells him the authorities have placed £50,000 in his bank account, with more to come when he achieves the murder. Garrigan turns him down. Next week Amin expels Stone, Perkins, the entire British Embassy.

Then Garrigan’s bungalow is burgled and his journal disappears, the one he’s been keeping notes in on all the events and all his opinions. He gets a midnight call from Amin to go see him immediately. Amin pulls a gun and terrifies a sweating Garrigan who grovels on the floor. Amin tells him that Weir, from the Embassy, told him about Stone’s request that Garrigan murder Amin! Then Amin summarises the contents of Garrigan’s journal and is disappointed at his lack of loyalty.

Then, in a scene which crosses the line from mundane reality into horror, Amin opens a secret door (in his bookshelves) and takes Garrigan deep into the cells and torture chambers which are just a short walk away, along dim concrete passages.

Here he is shown his colleague from the Mbarara days, William Waziri who used to take him on medical tours of local villages. He is pinned down, tied and gagged. Amin says he is associated with enemy guerrillas. Garrigan is forced to watch as soldiers press him to the floor, one stepping on his head, as they use a kitchen knife to saw open his throat, and Waziri’s eyes meet Garrigan’s as they do it.

Garrigan passes out and regains consciousness to discover he, also, is in a prison cell where he stays for a day, being insulted by the jailer who comes to deliver the disgusting food. Obviously all the worst thoughts in the world go through his mind, maybe he’ll be there forever, or be tortured or murdered. In fact, only a day later the door opens and the health minister, Wasswa, is there with clean clothes. He hustles Garrigan along the corridor, telling him he’s lucky to be alive. From the cells they pass along the corridor where prisoners shout at him to help them. Garrigan hesitates but Wasswa tells him there is nothing he can do. Along some more corridors and then through a concealed entrance and, bizarrely, back into Amin’s bedroom where the dictator is resplendent in an electric-blue safari suit and greets him like an old friend.

Amin tells Garrigan he has to renounce his British citizenship and become a Ugandan citizen. Then orders him to come back soon. Amin disapproves of Garrigan’s journal because it is informal and unofficial but approves the fact that he’s a writer. And so he orders Garrigan to come back so that Amin can dictate to him his Life and Achievements.

Next day Garrigan drives straight to the airport to discover Fate is against him. It is July 1976 and terrorists have hijacked a civil airliner and rerouted it to Libya, then Uganda.

Which is why Garrigan is an eye witness to the hostage crisis, and to the arrival of Amin at the airport where he congratulates himself on persuading the terrorists to release the non-Jewish hostages. The captain of the plane refuses to leave without the 40-something Jewish hostages who are being held in a separate room. There is an implied contrast between the professionalism and responsibility of this plane captain, and Garrigan’s shuffling out of all his responsibilities.

That night he is amazed to get a phone call from his Israeli lover Sara, the one who left without saying goodbye. She now reveals she’s a Colonel of the Israeli Defence Force and insists that he describes the layout of the airport at Entebbe, where the hostages are, how many terrorists are guarding them etc. She is obviously laying the groundwork for the famous Israeli raid which frees the hostages.

(The present: slowly we have been drip-fed details about where Garrigan is writing all this. We learn it is in the bothy (‘a basic shelter, usually left unlocked and available for anyone to use free of charge’) left to him by a great-uncle [Uncle Eamonn, p.336], on a remote Scottish island. It’s from the peace and quiet here, that he is looking back, and trying to patch together, these last horrific months. Pages 249, 256, 263, 266)

As the Ugandan economy collapses, conditions at the Mulago hospital collapse with it. Garrigan continues to work, he considers he has no alternative. One day, during one of their tape recording sessions, Amin gives him a package contained a stuffed mounted lion’s head to deliver to a small plane at Entebbe airport, to the chairman of Rafiki Aviation who will be waiting for it. Garrigan nervously does so, handing it over to this man who gets into a small plane piloted by Freddy Swanepoel, and off it flies. Garrigan later finds out that the plane exploded and crashed for unknown reasons. He’s pretty sure there was a bomb in the package he gave.

It’s only 6 months later that he plucks up the guts to ask Amin about the package. By now their recording sessions have become well established. Garrigan comes close to witnessing examples of Amin’s cannibalism (p.260). Once or twice he has opportunities to kill Amin, one in particular when he is in reach of his holster and pistol. Something always holds him back.

Garrigan has of course been thinking about fleeing the country for years but doesn’t see how he can, now that the airport is tightly watched. His plans are paralleled by Amin’s increasing rhetoric about war with neighbouring Tanzania.

The escape attempt

Garrigan finally packs his necessaries in the van and heads off for the southern border, hoping to cross south into Rwanda via some remote mountain road. Unfortunately he runs into an army checkpoint. When he begins reversing, an army Land Rover comes charging towards him. Mad with panic he drives back the way he came and then wildly off into a road through the jungle which comes to a dead end at a deserted cabin. He leaps out of his van but has no idea what to do till he sees the cabin is slightly raised and wriggles under it. From here he watches the Land Rover arrive, the soldiers inspect the empty cabin, loose off some gunfire, then drive off with the Land Rover and his van, leaving him stranded.

He’s just wondering what to do when a huge snake rears up and bites him in the calf. He stumbles into the jungle and passes out. He comes round in a native village where the villagers have been feeding him and nursing his wound. Lying sick and delirious in a native hut he reflects on the long series of decisions which have brought him, an uptight, callow Scotsman, a ‘casket of emotional defects and diffident, inward-turning passions’ to this catastrophic situation (p.275). When he’s recovered a man indicates that he should follow him along a jungle track.

Obviously Garrigan hopes this will come out at some highway where he can hitch a lift back to civilisation. Instead it’s a further step in the descent into barbarism. they come to a road alright, where there’s a huge pile of corpses, twenty feet high, many still showing the gunshot wounds that killed them.

Feeling like he’ll vomit, Garrigan goes blundering down the road and soon, to his amazement, realises he’s in the vicinity of Mbarara. He carries on to discover a great crowd of locals. Pushing through he sees soldiers beating a figure tied to a chair. Pushed towards the front of the crowd, Garrigan finds the soldier turning and swinging his rifle butt into Garrigan’s ribs. To his absolute horror he realises it’s Gugu, the orphan boy he and Sara took in all those years ago. Now he has become a sadistic boy soldier in Amin’s deadly army.

But even as the boy stands above him, gun pointing towards him, there’s an explosion, presumably from artillery fire, and he sees the boy blown backwards, his chest opening in a splurge of blood.

The Tanzanian invasion

This summary has gone on long enough already. Long story short, Garrigan is rescued by / comes into the custody of Colonel Armstrong Kuchasa of the Tanzanian Defence Forces. In response to a feeble mini invasion of their land by Amin, Tanzania has repulsed the Ugandans and is no only invading, but on a mission to overthrow Amin.

Garrigan is bundled into an armoured personnel carrier (APC) and accompanies the Tanzanian Army, seeing action, coming under fire, seeing soldiers killed around him, protected and fed by the Colonel once he’s understood that Garrigan is a trained doctor, who he gets to tend to his wounded.

So Garrigan accompanies the Tanzanian army all the way to Kampala and is eye witness to its capture (and to the vignette of the destruction of the Volkswagen fleeing from the Embassy quarter across a golf course, which was carrying Dr Gottfried Lessing, East German ambassador and husband of Doris Lessing.)

He is with Tanzanian soldiers when they enter and ransack Amin’s formal residences. He realises he won’t be safe in the streets and makes it across town to the Mulago Hospital. Here it is chaos with the surgeons giving emergency care to all-comers. The head of surgery, Dr Paterson, barely contains his anger at him: ‘How very nice of you to join us, Nick’ (p.299). He, like everyone else, simply thought Garrigan had run away with Amin. Once again he seems to have done utterly the wrong thing at the wrong time. He scrubs up and helps out.

Later, out in the streets he sees rioting followed by looting, alongside bizarre victory marches. He follows the flow of the crowd towards one of Amin’s residences at Nakasero.

Amin redux

The novel builds up to a really weird climax. Garrigan follows the local mob into Amin’s residence, noting how everything has been smashed and looted, following them up to Amin’s bedroom where all portables have been pinched and his big waterbed exploded. But nobody knows about or has opened the secret doorway in the bookcase. So Garrigan does.

And once again, as in a horror movie, relives the experience of walking down the dank concrete corridor. And then, just as in a horror movie, he sees Amin. Standing in one of the chambers which controlled the electricity supply to the torture instruments. Amin is addressing a surreal monologue to a severed head on a plate. Only as he moves around does Garrigan realise with horror that it is the severed head of the Archbishop of Uganda, the same diminutive churchman we met conducting Amin’s fourth marriage way back earlier in the text. The horror.

And then Amin addresses Garrigan. He’s seen him hiding. They have a bizarre dialogue, Amin as relaxed and confident as ever. Amin is made to implicate all the western countries who helped train his army, and train and equip his dreaded security police, the State Research Bureau (p.312).

Finally, unbelievably, Amin asks Garrigan a favour. Turns out that one of the maze of tunnels from his residences comes out at a landmark on the way to the airport. There he has a plane waiting for him. Could Garrigan go to the landmark and collect him and drive him to the airport? Amin comes and stands over him and Garrigan experiences a dizziness and a complexity of emotions which is like drugs or arousal or love – and agrees.

In the event it takes him so long in the general chaos to get hold of a vehicle that he gets to the landmark and waits and waits but Amin never appears. Eventually he drives on in the vague direction of the compound and his bungalow, passes a lake, stops, notices a number of boats moored at the quay, gets down into one, kickstarts the motor and heads off north, casual as that.

It takes 6 or 7 hours, chuntering away all night till he arrives at a quayside in Kenya and quickly makes himself known to the police.

In fact his travails are far from over as a curt Foreign Office official informs him that a) he no longer has British citizenship so might easily be turned away from Britain b) he is universally thought to have been one of Amin’s closest henchmen, so is very unpopular in the press c) he might be charged for murder for his part in planting an explosive device on that small plane that blew up.

Stone forces him to sign a document swearing to be silent about all activities of the British government in Uganda i.e. the offer of payment to murder Amin, but other things as well. In return for signing these non-disclosure agreements, Stone says he will be reassigned his British citizenship.

Lastly, Garrigan has to go through the ordeal of being interviewed by a handful of chosen journalists in a hotel at Heathrow under the supervision of a PR ‘handler’ named Ed Howarth, who is there to ensure the interviews are a one-off event and that Garrigan says nothing which will compromise the British government – an illuminating process for Garrigan and the reader.

Then he is free to go and catches a train north to Scotland, then travels by hire car, then ferry, over to this little island where…he has been holed up in the bothy writing this long account and trying to exorcise his demons.

At the very very end of the narrative the phone rings in the little cottage and…he hears Amin’s voice, friendly and coaxing as ever, tutting about his treatment in the papers and telling him how much he is enjoying his quiet retirement in Saudi Arabia. Is this real? Can this be happening? Will he never be able to escape from dreams and phantasms of the monster? Either way, Garrigan puts the phone down and that’s the end of the narrative.

Summary

Amazing

This is a mind-bogglingly brilliant achievement, an awesome historical novel which not only recreates life in Uganda and Kampala with superhuman accuracy and vividness, but is also a searing insight into the twisted mentality of a psychopathic dictator and, above all, into the psychology of an educated Westerner who lets himself be manipulated into becoming complicit and acquiescent in horrifying atrocities. A terrifying but profound novel which leaves you reverberating with horror for weeks afterward.

Zelig

The main criticism of the novel would be that at some stage, maybe from the incident of Kay’s botched abortion, Garrigan begins to feel like a Zelig character who keeps popping up at key moments during Amin’s career: the death of Kay, then the Entebbe hostage situation, and then the Tanzanian invasion, Garrigan increasingly happens to be at the right place at the right time, with mounting improbability.

I think credibility snaps when he finds himself on the receiving end of Gugu’s rifle butt. That’s just one coincidence too far. From that point onwards Garrigan becomes less like a character and more like a cipher with which to dramatise a checklist of incidents during the invasion. And that realisation feeds backwards, making you think the same about the Entebbe terrorist situation, and other incidents, too.

Maybe it sort of has to be like this – in order to have a dramatic fiction Foden has to make Garrigan part of all these real historic events – but in doing so the story leaves behind plausible realism and becomes something else: first, in the torture cells beneath Amin’s residence, into a genuinely hair-raising horror story; and then follows the delirious sequence of his Land Rover escape, his bite by a snake, his recovery in a native village, his being taken to a huge pile of corpses, and then stumbling across Gugu beating a prisoner to death and, at that very moment, an artillery attack blowing Gugu to pieces etc. By this time the whole thing has become more of a hallucination than a narrative, piling agony on agony, one vivid hyper-violent scene after another, until the reader’s imagination is shredded.

Comparison with William Boyd

William Boyd is another Englishman brought up in Africa by ex-pat parents, sent to a pukka public school then Oxbridge, who also became a novelist tackling African themes. His first novel, ‘A Good Man in Africa’, is about another Englishman completely out of his depth in a dire African country, who drinks too much, makes a fool of himself with women, and completely fails to understand what’s going on around him, leading up to a violent climax in riots and a coup.

So these are two books about useless Brits caught up in violent events in Africa, the difference obviously being that in Boyd’s books it’s played for laughs (‘A Good Man’ is a very funny farce) while in Foden’s the same basic subject is played for tragedy and horror.

Given the grim times we live in, I’d recommend people read the Boyd for its many hilarious scenes and smiling memories although, at the very end, it too has a bitter denouement.

Wikipedia on Idi Amin

The opening summary of Idi Amin’s Wikipedia article:

Idi Amin Dada Oumee (c. 1925 to 16 August 2003) was a Ugandan military officer and politician who served as the third president of Uganda from 1971 to 1979. He ruled as a military dictator and is considered one of the most brutal despots in modern world history…Amin’s rule was characterised by rampant human rights abuses, including political repression, ethnic persecution, extrajudicial killings, as well as nepotism, corruption, and gross economic mismanagement. International observers and human rights groups estimate that between 100,000 and 500,000 people were killed under his regime.

Foden takes a middle estimate, that Amin’s regime killed 300,000 Ugandans (p.133).

Africa words

muzunga – white people

musawo – a doctor

Chapter 9, pages 84 to 90, gives an extended explanation of various Swahili terms

the wananchi – ordinary citizens


Credit

The Last King of Scotland by Giles Foden was published by Faber Books in 1998. References are to the 1999 Faber paperback edition.

Giles Foden reviews

Related reviews

The Lesser Evil: Political Ethics in an Age of Terror by Michael Ignatieff (2004)

How should democracies respond to terrorist attacks? In particular, How much violence, secrecy and violations of human rights should a Western government deploy in order to safeguard a democratic state which, ironically, claims to deplore violence, secrecy and loudly promotes human rights?

How far can a democracy resort to these means without undermining and to some extent damaging the very values it claims to be defending?

How far can it go to deploy the lesser evil of abrogating some people’s human rights in order to ensure the greater good of ensuring the security and safety of the majority? These are the questions Ignatieff sets out to address in this book.

The book is based on a series of six lectures Ignatieff gave at the University of Edinburgh in 2003. Obviously the context for the lectures and their starting point was the aftermath of the 9/11 terrorist attacks on America.

Historical context – the War on Terror

It’s difficult now to recreate the mood of hysteria which gripped so much public discourse in the aftermath of the 9/11 attacks. US President George W. Bush declared a War on Terror (18 September 2001) which justified major military attacks on Afghanistan (Operation Enduring Freedom starting 7 October 2001), then Iraq (Operation Iraqi Freedom starting 20 March 2003), alongside combat operations in a number of other Muslim countries (the Philippines, Sudan et al). The US Congress passed a law allowing the President to declare war on anyone he thought was a threat. In his State of the Union speech, 29 January 2002, Bush singled out three likely contenders as the so-called ‘Axis of Evil’, being Iran, Iraq and North Korea.

Apart from the mismanagement of the two major wars, in Afghanistan and Iraq, the most contentious aspect of the so-called War on Terror became what many perceived to be the egregious breaches of human rights which a newly bullish America began to practice. Critics claimed the so-called war was in reality an excuse for creating a hi-tech surveillance state, for reducing civil liberties and infringing human rights.

Within a month of the 9/11 attacks the US government passed the Patriot Act which included three main provisions:

  • expanded surveillance abilities of law enforcement, including by tapping domestic and international phones
  • easier inter-agency communication to allow federal agencies to more effectively use all available resources in counter-terrorism efforts
  • increased penalties for terrorism crimes and an expanded list of activities which would qualify for terrorism charges

The law upset human rights groups on various grounds, for example, the powers given law enforcement agencies to search property and records without a warrant, consent, or even knowledge of the targets. But the single most contentious provision was its authorisation of indefinite detention without trial, which became associated with the notorious detention centre at the Guantanamo Bay Naval Base in Cuba,

Ignatieff’s approach

The lectures were given at the heart of this period (2003), 18 months into the War on Terror, as the Patriot Act was still being rolled out, just after the US government launched its invasion of Iraq (March 2003).

In his introduction Ignatieff makes the point that already, by 2003, there was a well-developed legalistic literature on all these issues. He is not going to add to that (he isn’t a lawyer). He wants to take a broader moral point of view, bringing in philosophical and even literary writers from the whole Western tradition, to try and set the present moment in a much broader cultural context.

My purpose is…to articulate what values we are trying to save from attack. (p.xvii)

It’s worth noting that at the time he wrote and delivered these lectures, Ignatieff was the director of the Carr Center for Human Rights at Harvard’s Kennedy School of Government. I.e. he didn’t have an amateur, journalistic interest in these issues, but was a senior academic expert in them.

Contents

The text is full of Ignatieff’s trademark complex, subtle and often agonised moral reflections, mixing reportage on contemporary politics with references to writers of the past, continually teasing out subtle and often very illuminating insights. At the same time, as I worked my way through the rather laborious networks of arguments, I began to have less and less confidence in his arguments. Fine words butter no parsnips and seminars on moral philosophy can go on forever. What were his practical conclusions and recommendations?

Chapter 1. Democracy and the Lesser Evil

Democracies have often deployed coercive measures, seeing them as the lesser evil deployed to avert the greater evil of terrorism, civil conflict and so on. But it requires that the measures can be justified publicly, subject to judicial review, and have sunset clauses i.e. fixed lengths so they don’t become permanent features of the society.

Government infringement of its citizens’ rights must be tested under adversarial review. This idea recurs again and again in the text. The defining feature of democracies is intricate sets of checks and balances. If some rights have to be abrogated during emergencies, these suspensions can still be independently tested, by judges, by independent advisers, and they will eventually have to be revealed to the citizens for ultimate approval.

There is a spectrum of opinions on suspending civil liberties. At one end, pure civil libertarians maintain that no violations of rights can ever be justified. At the other end, pragmatists eschew moral principles and judge restrictive legislation purely on practical outcomes. Ignatieff is somewhere in the middle, confident that actions which breach ‘foundational commitments to justice and dignity – torture, illegal detention, unlawful assassination’ – should be beyond the pale. But defining precisely what constitutes torture, which detentions are or are not legal, where killing is or is not justified, that’s the problem area.

If lawyers and politicians and intellectuals are going to bicker about these issues forever i.e. there will never be fixed and agreed definitions, the one thing all good democrats can rally round is ‘to strengthen the process of adversarial review‘ i.e. to put in place independent review of government measures.

Chapter 2. The Ethics of Emergency

If laws can be abridged and liberties suspended during an ’emergency’, what remains of their legitimacy in times of peace? If laws are rules, and emergencies make exceptions to theses rules, how can their authority survive once exceptions are made? (p.25)

Chapter 2 examines the impact the emergency suspensions of civil liberties has on the rule of law and civil rights. Does the emergency derogation of normal rights strengthen or weaken the rule of law which we pride ourselves on in the Western democracies?

Ignatieff takes the middle ground that suspension of rights does not destroy them or undermine the normal practice of them, indeed helps to preserve them – provided they are ‘temporary, publicly justified, and deployed only as a last resort.’

Chapter 3. The Weakness of the Strong

Why do liberal democracies to habitually over-react to terrorist threats? Why do we seem so quick to barter away our liberties? One way to explain it is that majorities (i.e. most of us) are happy to deprive small and relatively powerless minorities (in the War against Terror, Muslims and immigrants) of their rights in order to achieve ‘security’.

But our opponents have rights, too. Just as in the debate over freedom of speech, any fool can approve free speech which they agree with, it’s harder to fight for the right of people to say things you dislike or actively think are wrong. But that is the essence of free speech, that is its crucial test – allowing the expression of opinions and views you violently disagree with, believe are wrong and immoral. It is precisely these kinds of views we should make every effort to allow free expression. ‘I may not agree with what you have to say, but I will defend to the death your right to say it,’ as Voltaire famously put it.

It’s easy and uncontroversial to defend the human rights of poets and activists who protested against apartheid or communist oppression. Much harder to insist that detainees being grabbed in Iraq or Syria or anywhere else in the Arab world and flown half way round the world and who might well be members of al Qaeda or ISIL, are provided just the same level of legal representation and rights as you and me. But that is exactly the test of our commitment to human rights: whether we extend them to our bitterest enemies.

Same goes for the other elements in the system of checks and balances, namely the other wings of government, the courts and the media. The temptation and the tendency is for everybody to ‘rally round the flag’ but this is exactly the opposite of what ought to happen. The American constitution vests power in the Presidency to take extraordinary steps in times of crisis or war but that is precisely the moment when the other elements in the division of power should increase their oversight of executive actions.

In his searing indictment of America’s mismanagement of the war in Iraq, Thomas E Ricks makes just this point. The build-up to the war involved questionable evidence (about weapons of mass destruction), wrong assumptions (about the response of the Iraqi population to foreign invasion), criminal mismanagement and the complete absence of a plan for the aftermath. While describing all this in forensic detail, Ricks points out that this is precisely the point when the administration’s plans should have been subjected to intense and critical scrutiny, something which might have saved tens of thousands of lives, billions of money, untold materiel. Instead, in the atmosphere of hysterical patriotism which gripped America, Congress rolled over and approved the plans with little serious examination and the press turned into bombastic cheerleaders. Both miserably failed to live up to the roles assigned to them in a free democratic society.

In fact most of this chapter is taken up with a useful and informative history of terrorism as a political tactic, starting with the Nihilists in nineteenth century Russia, then onto the two great loci of political violence, in revolutionary Russia and Weimar Germany, before turning to post-war terrorism in Latin America (Chile, Colombia, Peru), in Sri Lanka, in Israel, before cycling back to Europe and the 1970s terrorism of the Baader-Meinhof Gang and the Red Brigades, before a brief consideration of the separatist/nationalist terrorism faced by Britain in Northern Ireland and Spain in the Basque Country.

Ignatieff’s summary from this brief conspectus is that terrorism never works, it never achieves its political aims. The Russian and Weimar regimes weren’t undone by political violence but by the cataclysm of World War One and the Great Depression, respectively. Marxist terrorism in 1970s Germany and Italy aimed to create media spectaculars and psychological tipping points whereby the population would be woken from their slumber, rise up and overthrow the repressive bourgeois state etc. Complete failure with the terrorists either committing suicide or publicly recanting.

In Latin America political terrorism either produced the exact opposite of what was intended, for example in Argentina, where it helped a repressive military junta into power. Or, as in Sri Lanka and some extent Israel, it became a stalemate that extended over such a long period of time that it became the social reality of the country, giving rise to a society characterised by random atrocities, intimidation of local populations by the terrorists, and repressive state apparatuses. The host society wasn’t liberated and transformed but permanently degraded.

Ignatieff then considers how the British, on the whole, managed the Northern Ireland situation successfully by abrogating various civil rights but under the aegis of government and judicial review.

But part of the reason his review of traditional terrorism is so enjoyable is because it’s so familiar from decades of print and TV journalism – but this itself highlights, I think, a weakness of the whole book: which is that the campaign of al Qaeda and related groups was not to achieve political change (like the Marxist terrorist groups of the 1970s) or to achieve constitutional change / nationalist independence (as with the Basques or, at the other end of the Europe, the Kurdish terrorist groups in Turkey). Those aims could both be handled in Ignatieff’s model i.e. carefully incorporated into the existing political structures.

By contrast Al Qaeda wanted to destroy the West not only as a goal in itself but as part of an even grander aim which was to undermine the contemporary world order of nation-states and re-create the historical umma, the worldwide community of Muslims that was once held together under the caliphate of the prophet Mohammed. Osama bin Laden identified America as the chief bulwark of the existing world order, especially in the Arab world, where it subsidised and underpinned repressive states. So as a first step to remodelling the world, bin Laden ordered his followers to attack Western targets anywhere, at any time.

Ignatieff was writing in 2003. We had yet to have the 2004 Madrid train bombings (193 dead), the 7/7 2005 attacks in London (56 dead), the Boston Marathon bombing on 15 April 2013 (3 dead), the 18 March 2015 attack on a beach in Tunisia (21 dead), the 13 November 2015 attack at the Bataclan theatre in Paris (90 dead), the Manchester Arena bombing on 22 May 2017 (23 dead), plus numerous other Islamist atrocities in countries further afield.

If the central aim of al Qaeda and its affiliates is to kill and maim as many Westerners as possible, it’s difficult to see how this can be incorporated into any kind of political process. And in the next chapter Ignatieff indeed concludes that the organisation itself can only be defeated militarily.

Chapter 4. The Strength of the Weak

An examination of terrorism itself.

In this chapter I want to distinguish among forms of terrorism, identify the political claims terrorists use to justify violence against civilians, and propose political strategies to defeat them (p.82)

Ignatieff considers terrorism the resort of groups who are suppressed and oppressed, who have no voice and no say in the power structures which rule over them. He gives a handy categorisation of six types of terrorism:

  1. insurrectionary terrorism aimed at the revolutionary overthrow of a state
  2. loner or issue terrorism, aimed at promoting a single cause
  3. liberation terrorism, aimed at the overthrow of a colonial regime
  4. separatist terrorism, aiming at independence for a subordinate ethnic or religious group within a state
  5. occupation terrorism, aimed at driving an occupying force from territory acquired through war or conquest
  6. global terrorism, aimed not at the liberation of a particular group, but at inflicting damage and humiliation on a global power

With the last one sounding like it’s been made up to describe al Qaeda-style hatred of America.

Terrorism presents a classic challenge for liberals, who have traditionally been on the side of the underdog and oppressed minorities, from the early trade unions to blacks under apartheid, and so often have an instinctive sympathy for the social or political or economic causes of terrorism but who, obviously, want to stop short of supporting actual acts of violence. Where do you draw the line?

Ignatieff says the only practical solution is to ensure that the oppressed always have peaceful political means to address their grievances. Purely military means cannot solve terrorism. It requires political solutions, above all bringing the voiceless into peaceful political processes. He doesn’t mention it but I think of how the warring factions in Northern Ireland were cajoled into joining a political ‘peace process’ which promised to take seriously the concerns of all sides and parties, to listen to all grievances and try to resolve them in a peaceful, political way.

Mrs Thatcher said ‘we do not talk to terrorists’ but, rather as with free speech, it is precisely the terrorists that you should be talking to, to figure out how their grievances can be addressed and the violence be brought to an end.

Thus even if al Qaeda’s values come from completely outside the modern framework of human rights, even if they base themselves on Islamic traditions of jihad and unrelenting war against the infidel, even if they cannot be reasoned with but only crushed militarily, this doesn’t prevent Ignatieff making the obvious point that we in the West can still bring pressure to bear on many authoritarian Arab regimes to try and remove the causes of grievance which drive young men into these causes. These would include overt American imperialism; repressive police policies which enact brutal violence and deny human rights; lack of pluralistic political systems i.e. which allow subaltern voices a say and some influence. And so on (pages 99 to 101).

The weak and oppressed must be given a peaceful political alternative that enables them to rise up against the violence exercised in their name. (p.106)

The Arab future

Trouble is, a lot of this kind of hopeful rhetoric was claimed for the movements of the so-called Arab Spring of 2011, when authoritarian regimes were overthrown in Libya, Egypt and nearly in Syria. Just a few years later it was clear that the ‘spring’ comprehensively failed: an even more authoritarian regime was in place in Egypt, Libya had split into warlord-run areas and a ruinous civil war had bedded down in Syria which would pave the way for the rise of ISIS.

Personally, I think the countries in that part of the world which aren’t lucky enough to be sitting on vast reserves of oil will be condemned to perpetual poverty and conflict, because of:

  • the lack of traditions of individual civic responsibility and the complex matrix of civil society organisations which make the Western countries stable as politically stable as they are;
  • as the main offshoot of the above – universal corruption
  • the entrenched political tradition of strong rulers invoking ethnic nationalism or Islamic models of rule or both (Nasser, Gaddafi, Saddam)
  • what Ignatieff calls ‘the corruption and decay of the Arab and Islamic political order’ (p.152)
  • the economic backwardness of most Arab countries i.e. preponderance of subsistence agriculture
  • widespread lack of education
  • marginalisation / lack of education or political rights for women
  • the extraordinary population explosion (when I first visited Egypt in 1981 it had a population of 45 million; now it’s 110 million) which ensures widespread poverty
  • and now, the speedy degradation of the environment by climate change (loss of water and agricultural land)

One or two of these would be tricky challenges enough. All of them together will ensure that most countries in the Arab world will remain breeding grounds for angry, aggrieved and unemployed young men who can be persuaded to carry out atrocities and terrorist acts against domestic or Western targets, for the foreseeable future.

Chapter 5. The Temptations of Nihilism

This chapter addresses the way that, in the absence of peaceful talks, terrorist campaigns tend to degenerate into destruction and killing for their own sake, as does the behaviour of the authorities and security services set to combat them. Tit-for-tat killing becomes an end in itself. Violence begets violence in a downward spiral.

This is the most serious ethical trap lying in wait in the long war on terror that stretches before us. (p.115)

Ignatieff realises that this well-observed tendency can be used by opponents of his notion of ‘the lesser evil’ i.e. the moderate and constantly scrutinised, temporary abrogation of human rights. Their argument goes that what begins as a high-minded, carefully defined and temporary ‘abrogation’ of human rights law has so often in the past degenerated into abuse, which then becomes standard practice, becomes institutionalised, and then causes permanent damage to the democracies which implemented it.

As you’d expect, Ignatieff meets this claim by breaking the threat down into categories, and then analysing them and the moral problems and issues they throw up.

First, though, he starts the chapter with some low-pressure, enjoyably colourful discussion of Dostoyevsky’s novel, The Possessed – which describes a terrorist group which takes over a remote Russian town – and then of Joseph Conrad’s novel, The Secret Agent, which features a nihilistic character named the Professor, who walks round London with an early version of a suicide vest.

Part of the chapter addresses the practical, administrative problem of preventing anti-terrorist campaigns from descending into violence. But, as mention of the novels suggest, he also explores (as far as anyone can) the psychology of the nihilistic terrorist i.e. people who just want to destroy, for no purpose, with no political aim, for destruction’s sake.

It can be an individual who wants to make a name for themselves through a spectacular, for example Timothy McVeigh who carried out the 1995 Oklahoma City bombing that killed 168 people and injured 680. Lone actors like this are always going to be very difficult to detect or deter.

Then he discusses the Japanese doomsday cult known as Aum Shinrikyo which carried out the deadly Tokyo subway sarin attack in 1995, killing 13 commuters, seriously injuring 54 and affecting 980 more. Terrorists who (claim to) represent an ethnic or nationalist cause can, in principle, be negotiated with for at least two reasons: one is that negotiations may hold out the hope that some at least of their goals may be achieved; the other, is that, insofar as they represent an ethnic group, a population, this population can be worked on to reject the group or moderate its behaviour.

With single actors or death cults, levers of negotiation and bargaining are obviously absent. Having established the key characteristics of these kinds of actors, Ignatieff moves on to a detailed consideration of al Qaeda. In his view it has twisted Islamic teachings so completely as to become a death cult. The 9/11 bombers didn’t leave demands or any way to negotiate – they just wanted to strike a blow at the West, specifically America, and that meant killing as many Americans as possible.

His analysis is on the brief side (there are, obviously, hundreds of books about bin Laden and al Qaeda) but, as usual, throws up fascinating insights and ideas. a) It is impossible to negotiate with a suicide bomber because being negotiated out of detonating is, by definition, a failure of the mission they’ve taken on.

b) More subtly, an organisation that sets out to use suicide bombing as a strategy cannot fail because it has no defined, workable political goals or aims. Bin Laden’s aim of clearing Westerners out of Arab lands, overthrowing the existing Arab states, recreating the 7th century caliphate and implementing Sharia law in full, is not a practical programme, it is a utopian millennarian vision. It is so impractical, it is such a long-term and enormous goal, that true believers can’t, in a sense, be demoralised.

c) And this is where the promise of immortality comes in. Once true believers are promised direct entry into heaven, they have ceased to be political actors and, in this narrow sense, Ignatieff defines them as fanatics.

He adds a distinct and fascinating idea which is that all death cults, and most terrorist groups, have to have a theory which discredits the idea of civilian innocence. Obviously blowing up a load of people going to work in their offices is murder. So, just as obviously, terrorists who do it have been re-educated or indoctrinated not to see it that way. The most basic route is for their ideological leaders to persuade them that nobody is innocent; that so-called ‘civilians’ are as guilty as the acts of repression or infidelity or murder as the armies or forces of their countries.

The Algerian National Liberation Front used this defence to justify blowing up cafes full of civilians as part of their ‘war’. Scores of other terrorist groups use the same justification, erasing the difference between the soldier (a figure defined and attributed specific rights and responsibilities under international convention going back at least as far as the Geneva Conventions) and the civilian (who, under human rights law, is not responsible in warfare and should not be a target).

But this works both ways. For when terrorists are embedded in local populations, emerging to ambush soldiers then disappearing back into the crowd, a tendency develops for those soldiers to come to hate the civilian population and take out their anger and frustration on them. Happened in Vietnam (My Lai etc), happened in Iraq (Haditha etc). And of course all such breakdowns of military discipline it play into the terrorists’ hands by getting the population to move over to support them. That’s why terrorists work hard to trigger them.

So, blurring the difference between soldier and civilian can be practiced by both terrorist and security forces and always heads in the same direction, towards ever-growing atrocity and massacre. Eventually both sides are murdering unarmed civilians, as happened in Bosnia and Kosovo.

Something which distinguishes us from the terrorists is that liberal democracies put huge value on human life, and this particularly applies to civilian human life. Therefore the kinds of massacres which US troops carried out in Vietnam and Iraq sully the reputation and undermine the meaning of liberal democracy itself. I.e. they drag us closer to the indiscriminate violence of our enemies.

These pictures of fanatical death cults are by way of preparing the way for the second half of the chapter which moves on to try and define precisely when two anti-human rights tactics may be used, namely selective assassination and torture. Ignatieff is not an absolutist or civil libertarian i.e. he reluctantly admits that, in addressing the kind of nihilistic fanatics he has described, assassination may be the only way to eliminate people you can’t bargain with, and that extremely ‘coercive’ interrogation may be necessary to extract information from fanatics which may save lives.

This is a detailed discussion of contentious issues, but the bottom line is Ignatieff things they may be permitted, but so long as his basic criteria are fulfilled, namely that they are a) approaches of last resort, after all else has been tried b) and that some kind of independent judicial review or oversight is in place. It is when these kind of policies turn into secret death squads that a rules-based liberal democracy starts to be in trouble.

Ignatieff repeats some familiar objections to torture, namely that it simply doesn’t work, that it produces intense hatred which can motivate those who survive and are released into going on to carry out atrocities, and it degrades those tasked with carrying it out. There’s evidence of post-traumatic stress disorder suffered by American operatives tasked with torturing during the War on Terror.

Typically, Ignatieff adds another point I’d never considered which is that there is a slippery slope from torture to plain murder. This may be for two reasons: the tortured may be converted by the process into such inveterate enemies of the state that their interrogators realise they will never be rehabilitated; and, more sinisterly, the torturers realise they can never release their victims because they themselves, will eventually be implicated i.e. the truth will out. Therefore it’s easier all round just to bump them off. Hence the ‘disappeared’ in South American dictatorships, all those detainees who, after extensive torture, were taken out in helicopters and thrown into the sea. Torture doesn’t just not work, create new enemies and degrade the torturers – it creates a problem of what to do with the tortured? A downward spiral all the way.

Chapter 6. Liberty and Armageddon

The book ends with a bleak discussion of what may happen as and when terrorists acquire weapons of mass destruction i.e. terror attacks on a devastating scale. Are our democracies strong enough to withstand such attacks? How can we strengthen our institutions to ensure that they are?

Ignatieff has a number of suggestions about how to prevent the proliferation of terrifying WMDs. But he comes back to his fundamental position which is that the way to defend and strengthen liberal democracies in the face of increased terrorist threats is to make them more liberal and democratic, not less.

Other thoughts

1. Internecine killing

The text is continually spinning off insights and ideas which I found distracted me from the main flow. For example, the notion that every terror campaign, sooner or later, with complete inevitability, ends up terrorising and killing people on their own side – moderates and ‘sell-outs’ and anybody in their ethnic group or repressed minority who threatens to engage in political discussion with the oppressors. In a sense, moderates are more threatening to a terrorist group than their overt enemy, the repressive state, which is why so many terrorist groups end up killing so many people on their own side (p.104).

2. The threshold of repugnance

The savagery of the Algerian fighters for independence in the 1950s left a permanent scar on the national psyche of all concerned so that when, 30 years after independence (1962) in 1992, the ruling elite disallowed an election which would have given power to the new radical Islamist party, the country very quickly descended into a savage civil war, with Islamic terrorists and government security forces both murdering unarmed civilians they considered guilty of aiding their opponents.

Both sides, with generational memories of the super-violence of the struggle for independence, invoked it and copied it in the new struggle. There was little or no threshold of repugnance to deter them (p.105). Violent civil wars set new lows of behaviour with after-comers can then invoke. The whole process ratchets ever downwards.

3. The world is watching

There’s plenty of evidence that if a movement judges that it needs the help of the outside world (of the ‘international community’ which Ignatieff is so sceptical about in his previous books) then it will tailor its behaviour accordingly. It will, in other words, try to restrain violence.

The African National Congress knew it had strong support across the Western world and put its faith in international pressure eventually bringing a settlement, so that its political leaders (and its defenders in the West) chose to play down the violence of the movement’s activist wings (which, as per rule 1, above, were mostly directed against their own i.e. the black community, witness the invention and widespread use of ‘necklacing).

In other words, the international community counts. It can exert pressure. It can use its leverage to turn liberation movements away from terrorist methods. Up to a point. As long as the movement is well organised, as the ANC was and is. At the other extreme is the Revolutionary United Front (RUF), little more than a rag-tag band of psychopaths, who led an 11-year ‘civil war’, little more than a campaign of terror against their own populations (as described in stomach-churning detail in Anthony Loyd’s book, ‘Another Bloody Love Letter’). They had nothing whatsoever to gain from outside influence except being shut down. So with nothing to lose, they continued their killing sprees for 11 long years (1991 to 2002).

At the other end of the organisational scale, Russia was able to carry out atrocities and conduct a war of total destruction in Chechnya because they know no-one was looking (it was almost impossible for foreign journalists to get in) and nobody cared (it wasn’t a location of strategic significance, no oil, none of the racial discrimination the West gets so worked up about) so mass murder proceeded with barely a ripple in the Western press.

These examples prove a general rule which is that the ‘international community’ can have some moderating influence on some insurgences, terrorist campaigns and wars (p.98).

Notes and thoughts

This is a complex and sophisticated book. The language of human rights often segues into discussion of particular conventions and international declarations in such a way that to really follow the discussion you have to be pretty familiar with these documents and laws and rules.

I also found some of the political concepts which Ignatieff routinely throws around quite obscure and unfamiliar – communitarianism, the conservative principle, adversarial justification, the decision cycle and so on.

I got along with his first political book, ‘Blood and Belonging’, very well. Ignatieff began his discussions with detailed descriptions of the political situations in half a dozen countries, giving plenty of colour and a good feel for the place, its history and issues and people, before getting on to the philosophical discussion, and only applied a handful of relatively simple ideas in order to shed light on the nationalist conflict he was covering.

This book is the opposite. It is sustained at a high academic level, continually introducing new concepts and making fine distinctions and drawing subtle conclusions, with only passing reference to real world examples. It sustains a level of abstraction which I eventually found exhausting. I wasn’t clever enough, or educated enough in the concepts which Ignatieff routinely throws around, to really make the most of it. Probably the best way to read it is one chapter at a time, going back and working through the logic of his argument, chewing over the tumble of clever conclusions. It’s certainly the most demanding of Ignatieff’s half dozen politics books.

Seven days later

Having pondered and revisited the book for a week, maybe I can offer a better description of how the text works. The best bits of ‘Blood and Belonging’ were where Ignatieff shed light on the psychology of different types of nationalism (especially the crude sort of ethnic nationalism which so quickly degenerates into violence).

The same is true here, as well. The best bit about, say, the chapter on nihilism, is Ignatieff’s categorisation of different types of terrorist psychology, and then his exploration of what each psychology is, how it comes about and works in practice. This is fascinating and hugely increases the reader’s understanding, especially when he applies the categories to real historical examples.

What I found harder going, where I think the book comes adrift, is when he moves on to discuss how ‘we’ in liberal democracies ought to deal with the new post-9/11 terrorism threat. It’s at this point, throughout the book, that he keeps using his concept of ‘the lesser evil’ i.e. we should, temporarily, and with supervision by some kind of objective person like a judge, abrogate some of our treasured human rights in some circumstances, where it’s absolutely necessary – it’s these passages, and the entire concept of ‘the lesser evil’, which I sometimes struggled to understand and never found completely clear or convincing.

Ignatieff’s categorisations and definitions of types of society or politics or terrorism, and his descriptions of the psychologies behind them, I found thrilling because they’re so incisive and instantly clarified my own thinking; whereas his discussions of the ‘morality’ of the political response to terrorism, I found confusing and unsatisfactory.


Credit

The Lesser Evil: Political Ethics in an Age of Terror by Michael Ignatieff was published by Vintage in 2004. All references are to the 2005 Edinburgh University Press paperback edition.

New world disorder reviews

BEYOND THE STREETS LONDON @ the Saatchi Gallery

This is a huge, vast, awe-inspiring, ginormous exhibition, full of riches and surprises and fun. The Saatchi Gallery is housed in a grand and spacious building just off the King’s Road. It has three floors of exhibition space (ground, 1st and second floors), some of its rooms are huge, plus little side-rooms, nooks and crannies, corridors and the stairwells you go up to move between floors.

Every inch of this space, all the rooms and all the walls are covered with wild and vivid examples of the exhibitions subject, for this is a huge, comprehensive exhibition of Street Art and Graffiti. Wow, is it big! Wow, is there a lot, a huge amount, to take in! It aims to be the most comprehensive exhibition of graffiti and street art ever held in the UK and surely it is.

The Cosmic Cavern by Kenny Scharf – a dayglo party installation, inspired by the night-clubs and discos of the 1980s in BEYOND THE STREETS LONDON at the Saatchi Gallery

To give a quick sense of the scale, here’s a list of some of the participating artists:

10Foot, AIKO, Alicia McCarthy, André Saraiva, BÄST, Beastie Boys, Beezer, Bert Krak, BLADE, BLONDIE, Bob Gruen, Brassaï, Broken Fingaz, C. R. Stecyk III, CES, Charlie Ahearn, Chaz Bojórquez, Chris FREEDOM Pape, Christopher Stead, Conor Harrington, CORNBREAD, Craig Costello, CRASH, DABSMYLA, Dash Snow, DAZE, DELTA, DONDI, Duncan Weston, Dr. REVOLT, Eric HAZE, Escif, Estevan Oriol, Fab 5 Freddy, FAILE, Felipe Pantone, FUME, FUTURA2000, Glen E. Friedman, GOLDIE, Gordon Matta-Clark, Gregory Rick, Guerrilla Girls, Gus Coral, Henry Chalfant, HuskMitNavn, IMON BOY, Jaimie D’Cruz, Jamie Reid, Janette Beckman, Jason REVOK, Jenny Holzer, Joe Conzo, John Ahearn & Rigoberto Torres, José Parlá, KATSU, KAWS, KC ORTIZ, Keith Haring, Kenny Scharf, KING MOB, LADY PINK, Lawrence Watson, Lisa Kahane, Malcolm McLaren, Maripol, Martin Jones, Martha Cooper, Maya Hayuk, Michael Holman, Michael Lawrence, Mister CARTOON, MODE 2, Ozzie Juarez, Pablo Allison, Pat Phillips, Paul Insect, POSE, PRIDE, PRIEST, Richard Colman, RISK, Robert 3D Del Naja, Roger Perry, Shepard Fairey, SHOE, Sophie Bramly, STASH, Stephen ESPO Powers, Stickymonger, SWOON, TAKI 183, Toby Mott, TOX, Tim Conlon, Timothy Curtis, Tish Murtha, Todd James, VHILS , ZEPHYR.

Site-specific mural by selected group of participating artists in BEYOND THE STREETS LONDON at the Saatchi Gallery

Room after room is packed with paintings, artefacts, sculptures, installations. There are standard gallery rooms with paintings hanging discreetly on the wall but there’s also some vivid installations, namely a mock-up of a 1980s record shop whose walls are plastered with old posters, complete with racks holding real LPs you can browse through.

Interior of Trash records, including interactive record player, t-shirts, skateboards, and a multitude of youth culture ephemera in BEYOND THE STREETS LONDON at the Saatchi Gallery

There’s a life-sized shop full of colourful clutter and bric-a-brac. There’s a corridor lined with black and red graffiti, which is illuminated in pinky-red light, giving you a full visual experience as you walk through it. One of the best bits is a room covered with dense black-and-white patterns giving you pleasantly zig-zaggy optical illusions, in the middle of which are some stands with squiggly over-coloured zoomorphic swirl sculptures. All pleasantly weird and wonderful and disorientating. Some toddlers in it at the same time as me loved it.

Into the New Realm with Felipe Pantone: installation in BEYOND THE STREETS LONDON at the Saatchi Gallery

There are 13 rooms in all and each one is given a theme, within which what seem like floods of artists are explained and displayed.

The exhibition sets out to give a historical account of the genesis and development of modern graffiti sometime in the 1960s and from then on twines the development of graffiti in basically two places, London and America, specifically Los Angeles.

Accompanying the explanation of the development of street art was a lot about contemporary music, which also came in two essential flavours. First of all there’s what I thought was a surprising amount about English punk, with several walls made up of fabulously retro old posters for scores of punk bands.

There’s a lot about the Clash who in 1980 left sleepy London town for America where they entered into all kinds of collaborations with US hip-hop and rap bands. The show includes FUTURA2000’s legendary 30-foot-long painting, made on stage with The Clash during a performance.

There’s a passage devoted to Don Letts, film director, disc jockey and musician, collaborator with the Clash among many other groups. To my surprise a whole section is devoted to bad boy impresario, Malcolm McLaren. There’s a series of photos depicting the mutations of his shop on the Kings Road, Sex, which morphed into Seditionaries and several other incarnations, and then to his post-punk attempts to stay ahead of the trend by moving to America and exploiting the new sound of hip-hop.

Wall-sized photo of Malcolm McLaren and the arted-up boogie box he’s carrying in a display case in BEYOND THE STREETS LONDON at the Saatchi Gallery

And then of course, there is hip-hop itself, with several galleries devoted to massive photos of key bands such as Public Enemy, NWA and many more rappers and DJs with colourful confrontational soubriquets, juxtaposed with the graffiti and street artists who inspired or were inspired by them.

Classic photo of Public Enemy by Glen E. Friedman in BEYOND THE STREETS LONDON at the Saatchi Gallery

I found the jumping between black American culture in the 1980s and essentially white punk culture from the late 1970s quite confusing, but in a fun, disorientating kind of way. London, punk, tower blocks and concrete subways, the Clash, Mrs Thatcher and so on, I immediately get, relate to and remember. Life in some American ghetto, bling and baseball caps, and the complex social legacy of the civil rights movement or Black Power, a lot less so. In fact, not really at all.

I guess there are two ways to approach such a funfair, such a festival of art, such an overwhelm-ment of paintings, installations, set-ups and so on: one is to read the sensible wall labels, which attempt to give a coherent account of the birth and growth of street art, and go slowly mad with the level of detail. The other is just to stroll around and react to the scores and scores of vivid, vibrant setups and displays. Here’s the cluttered shop of bric-a-brac I mentioned. What has it got to do with graffiti, what is it trying to do? To be honest, I don’t know, but I loved it.

Puppet Workshop ‘Rubbish Stuff’ by Paul Insect in BEYOND THE STREETS LONDON at the Saatchi Gallery

So far I’ve given the impression it’s mad and cluttered and busy, and some of the rooms or spaces definitely are. But others are the complete opposite, big traditional gallery spaces with sensible wood floors, white walls and all kinds of works hung on them.

Some are sets of paintings on wood (or concrete) because one of the things that comes over is that, among the 100+ artists on display, some began as street artists but have been going for 30 years or more and have evolved a more studied conventional practice. Hence a very conventional display which looks like this:

Installation view of BEYOND THE STREETS LONDON at the Saatchi Gallery

In other places, works have been sprayed directly onto the gallery walls by contemporary artists.

Wall art by Kenny Scharf, created specially for BEYOND THE STREETS LONDON at the Saatchi Gallery

Running the entire height of one of the big stairwells is what amounts to a dense wallpaper made up of hundreds and hundreds of photos of New York subways trains entirely covered with classic urban graffiti. There’s a room devoted to the work of Lawrence Watson (born 1963) who worked his way up through the New Musical Express and The Face, during which he was commissioned to do a photojournalism on the New York hip-hop school and took classic snaps of artists like Run-DMC, LL Cool J and Public Enemy.

Lawrence Watson installation featuring contact sheets and a performance video of one of the many hip-hop acts he photographed, at BEYOND THE STREETS LONDON at the Saatchi Gallery

There’s what you could call a busy but essentially orderly displays, such as this one of brightly coloured rectangles with catchy images or logos.

Site-specific poster installation LONDINIUM 2023 by C.R. Stecyk III in BEYOND THE STREETS LONDON at the Saatchi Gallery

Then there’s politics because young people are constantly rebelling, bless them, before they grow up, get married, get a mortgage and kids and vote for people like Boris Johnson or Dominic Raab.

I warmed to the rebel imagery of the English punk strand of things, and especially liked a huge long wall covered in posters for punk bands and gigs in the late 70s, mixed up with posters execrating Maggie Thatcher and weathered old copies of the magazine Class War, which I used to get when I was a student, mainly for the hilarious covers, like the satirical covers of Private Eye, only with added venom. Ah, the Miners Strike, the Battle of Orgreave, bombs in Northern Ireland, Exocets over the Falklands, those were the days, eh?

Part of the punk poster collage in BEYOND THE STREETS LONDON at the Saatchi Gallery

Some definitions

1. Graffiti

Graffiti is a name-based, usually illegal art work which can range from simple tag signatures to elaborate, multi-coloured designs.

Graffiti is probably as old as civilisation i.e. cities. We have graffiti from ancient Rome (displayed at the British Museum’s Nero exhibition). Modern-day graffiti arose in 1967 in New York and Philadelphia as a form based on repetition of the artist’s name or tag, embellished and stylised. Graffiti movements or communities arose round the increasingly popular. Generally, you gained respect the more daring and illegal your work.

Untitled by ZEPHYR, a venerable graffiti artist who’s been ‘working’ for over 50 years, in BEYOND THE STREETS LONDON at the Saatchi Gallery

2. Street art

Street art is usually illegal work that falls outside the scope of ‘graffiti’, for example, image-based posters, stickers, stencils and installations. In a modern art context, street art dates from as recently as 2000 when a critical mass of artists, many of them originally graffiti-ists, crystallised the practice and attracted attention from curators and art scholars.

3. Murals

Murals are large-scale wall art, whether legal or illegal.

Exhibition contents

Let me try to give a more structured overview of this huge, unwieldy phantasmagoria by, basically, copying the press release.

The curators’ stated aim is to zero in on exceptional moments in the history of street art. These include the emergence of punk, the birth of hip-hop (celebrating its 50th anniversary, happy birthday, chaps) and street culture’s growing influence in fashion and film.

What comes over just from that preliminary introduction is that the exhibition is nowhere near complete. These are just a tiny fraction of works from an art form or movement which was spontaneous, undisciplined and often ephemeral by its nature. It’s a tiny selection of what could arguably be seen as the only really global universal art form, found as much in urban centres in Latin America, Africa, Russia, China, the Far East, as on the mean streets of Brixton or Philadelphia.

‘Toy Alley.. after the Murder’ installation by PRIEST in BEYOND THE STREETS LONDON at the Saatchi Gallery

Anyway, the exhibition is divided into what the curators call ‘chapters’.

1. Vandal

First thing you see on entering the gallery is a graffiti-filled installation of what looks like a teenager’s bedroom, ‘The Vandal’s Bedroom’ by American artist Todd James, presumably to establish several themes: predominantly that this whole worldview is by and for youth, angry sullen teenagers and students or – in America more than England, I suspect – black kids from ghettos who felt outside all existing norms and social structures. The other theme being mess, it’s a mock-up of the bedroom of the messiest teenager in history, covered in posters and magazines and rubbish and sci-fi paperbacks but mostly festooned with scrawls and tags and ‘toons. Looked like my son’s bedroom on a good day.

Vandals Bedroom by Todd James in BEYOND THE STREETS LONDON at the Saatchi Gallery

2. Music and art converge

The socio-political turmoil of the late 1970s and 80s, where the decline of cities met artistic resistance, a shift which was felt in both the US and UK. Youth culture responded by painting graffiti on walls and public transport, creating art that reflected and reimagined the times in an explosion of expression on the streets. It was about identity in the face of oppression, self-awareness, and self-discovery in a moment of a depleted economic outlook.

3. Dream galleries

A selection of American and European originators, photo documentarians and cultural icons who helped contextualize and spread graffiti culture around the world. In André Saraiva’s Dream series, there is a visual articulation of how graffiti, street art, hip-hop, punk, fashion and break-dancing all sprung from the late 1970s and early 1980s into the 90s and today, and became a hybrid celebration of underground culture.

Featured artists also include Mister CARTOON, known for his tattooing and Los Angeles murals; a Beastie Boys installation featuring fashion and ephemera from the band’s prolific history; and LADY PINK’s feminist murals, illustrations and paintings.

Feminist mural by LADY PINK, an Ecuador-born artists who started painting New York subway trains aged 15, in BEYOND THE STREETS LONDON at the Saatchi Gallery

4. Legends

Hosts icons such as legendary NYC artist, Eric HAZE, a torch bearer for generations to come; a new large-scale painting by abstract expressionist artist José Parlá; advertisement posters by KAWS; and ephemera by Keith Haring, one of the most popular street artists of the 1980s.

5. Blockbusters

Works commissioned specifically for this exhibition by graffiti trailblazers Shepard Fairey, LA-based activist, and FAILE, a Brooklyn-based artistic duo taking over the streets of NYC since the late 90s.

6. Larger Than Life

A site-specific installation by LA-based icon Kenny Scharf, the largest version to date of his immersive and interactive installation Cosmic Cavern, consisting of Day-Glo paintings, ephemera, and reused materials found in the streets of LA (see first photo in this review). Also the signature puppet characters made from recycled materials by Paul Insect, one of London’s original street art pioneers.

7. Timeline

A deep dive into street culture history through archival photography, ephemera and fashion to examine the cross-pollination of influences across music, fashion and film. Includes a large wall vinyl by feminist collective Guerrilla Girls.

8. Art with conscience

Works by hip-hop pioneer Fab 5 Freddy.

9. Consideration into innovation

Lisbon-based artist, VHILS, who repurposes waste and found materials to reimagine city walls.

Doors by Portuguese artist VHILS , in BEYOND THE STREETS LONDON at the Saatchi Gallery

10. The Next Phase

The final ‘chapter’ is titled ‘The Next Phase’ and contains new op-art works by Valencia-based artist Felipe Pantone, whose high-contrast, geometric patterns challenge perspective, creating a distinctive digital age aesthetic.

Summary

It’s huge, and there’s loads of wall labels which are on two levels: high-level ones introducing each room and giving overviews of particular moments, themes and places (New York and London, but plenty of others); and then more specific labels zeroing in to give the biographies of the scores and scores of artists featured and descriptions of specific works. If you studied all of them you’d be here all day. It’s a feast of colour, creativity and information.

Rules and respect

The visitor handout includes 6 rules we visitors should comply with, for example ‘Respect the artworks’ and ‘Do not touch them’ etc. Rule 4 is ‘Do not sticker or tag the gallery’. Now I entirely understand why they say that – it is a very nice clean gallery, staffed by nice clean visitor assistants who are extremely helpful. Still, I couldn’t help finding it funny that an exhibition all about the wild, anarchic, street culture of the 70s and 80s is held in such an atmosphere of politeness and respect and silence, in beautifully maintained and utterly sterile white spaces.

Selection of works from the Afterlife Series by CRASH (2022) in BEYOND THE STREETS LONDON at the Saatchi Gallery

Where’s Basquiat?

I was surprised there was no mention of New York’s most famous graffiti artist, the devastatingly brilliant, cool and beautiful Jean-Michel Basquiat (1960 to 1988), subject of a brilliant exhibition at the Barbican.


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Chris Killip @ the Photographers Gallery

This is one of the most powerful and moving exhibitions I’ve ever been to.

Chris Killip was one of the UK’s most important and influential post-war documentary photographers. He was born in 1946 and died in October 2020. He is best known for his gritty photos of working class life in the north of England in the 1970s and 80s and we really mean ‘gritty’ – portraits of people living in the depths of poverty, immiseration, neglect, illness, marginalisation, scraping a living in grim, depressed, forgotten communities.

Spread over the top two floors at the Photographers’ Gallery, including some 150 black and white photographs as well as a couple of display cases of ephemera (magazines, posters, publicity flyers) works, this exhibition amounts to the most comprehensive survey of Killip’s work ever staged. And dear God, it’s devastating.

Helen and her hula-hoop, Seacoal Camp, Lynemouth, Northumbria, 1984 © Chris Killip, Photography Trust. All images courtesy Martin Parr Foundation

I’m going to replicate the structure of the exhibition and summarise the wall labels because it’s important to get a good understanding of time and place to really appreciate the work.

Off to London 1964

In 1963, aged 17 and living on the Isle of Man, Killip opened a copy of Paris Match looking for news about the Tour de France and instead came across the famous photo by Henri Cartier-Bresson of the little boy carrying two bottles of wine along the Rue Mouffetard in Paris. On the spot he realised he wanted to be a photographer. He bought a cheap camera and worked that summer as a beach photographer saving up the money to move to London in 1964, just at the start of Swinging London.

Here he found work as an assistant to the commercial photographer Adrian Flowers. They were heady times and he was at the heart of London, arranging commercial photoshoots for magazines, fashion, commercials.

New York 1969

In autumn 1969 he went on a visit to New York which changed his life. He went to see the exhibition of Bill Brandt photos at the Museum of Modern Art but it was the museum’s permanent collection which made his head spin. Here he saw photos by Paul Strand, August Sander, Walker Evans and others like them, documentary photographers who tried to depict the life of the common people in communities often remote from flashy urban living.

He returned to England, quit his job in flash London and returned to his homeland, the Isle of Man, a man with a mission, to photograph his truth, to record the traditional peasant lifestyle of the island before it was eroded and swept away by the very commercialism he had formerly served.

Isle of Man 1970 to 1972

Between 1970 and 1972 Killip photographed the island and its inhabitants during the day and worked at his dad’s pub by night. In 1973 he completed his book, Isle of Man.

This was the first of the long-form or long-term projects which form the basis of his achievement. the next few decades would see him applying the same in-depth approach to capturing marginalised communities on film, living in them, getting to know them, sharing their privations, getting under the skin of their physically and spiritually impoverished lives.

As you would expect, many of the photos of the Isle of man are landscapes but they are not that great, they are not as powerful as, say, Don McCullin’s louring, threatening studies of his adopted region of Somerset. But it’s not the landscapes that matter, it’s the people.

Mr ‘Snooky’ Corkhill and his son © Chris Killip Photography Trust. All images courtesy Martin Parr Foundation

My God, what a wonderful, wonderful collection of portraits, warm, humane, detailed, candid but compassionate portraits of the kind of plain-living, rural workers who were dying out as a breed even as he photographed them. You know those lines from Yeats’s poem, Easter 1916:

We know their dream; enough
To know they dreamed and are dead;
And what if excess of love
Bewildered them till they died?
I write it out in verse:

Invoking that mood of respect, it feels like an act almost of worship to write out the names of the people Killip photographed, the children, teenagers, farmers, wives and widows:

There is no God, no plan and no redemption. But images like this, full of understated dignity and wholeness on the part of the sitters, and respect and humanity on the part of the photographer, make you think maybe human love and compassion does redeem something, save something from the human wreck, raise us above our everyday lives into a higher realm blessed by more than human love.

(Note the way in the list above all the people are given titles, Mr, Mrs, Ms. It’s an old-fashioned mark of respect.)

Mrs Hyslop, Ballachrink Farm, the Braid © Chris Killip Photography Trust. All images courtesy Martin Parr Foundation

Immersion

He became an immersive photographer, living for months or more among the communities he sought to depict. His mission and his sympathies were not with the well-educated and well-heeled who run the country and write about it, but with ‘those who have had history done to them‘, the proles and chavs and pikeys and white trash who are dismissed by all commentators, make no impact on official culture, live and die in caravans or shitty council houses on sink estates at the arse end of nowhere.

Huddersfield 1972

In 1972 the Arts Council commissioned Killip to do a photo essay comparing and contrasting Huddersfield in Yorkshire with Bury St Edmunds in Suffolk for the exhibition ‘Two Views: Two Cities’. As far as I could see there was just one photo from Bury in the show, a neat-looking shot of some nice castle ruins. By contrast, as you can imagine, the rundown streets of Huddersfield with its mills, tenement housing, crappy high streets, boarded up shops and sad bus shelters grabbed Killip’s sympathies.

Playground in Huddersfield, 1974 © Chris Killip Photography Trust. All images courtesy Martin Parr Foundation

Newcastle 1975 to 1979

In 1975 Killip was commissioned to undertake a British Gas/Northern Arts fellowship. In his spare time from this commission he roved the streets and suburbs and slums of the city and as far afield as Castleford and Workington. My God, the squalor, the neglect, the decline, the decay, the old Victorian slums being demolished and the new cut-price, cheap council estates falling to pieces before your eyes. A landscape of vandalism and graffiti.

Demolished housing, Wallsend, August 1977. © Chris Killip Photography Trust. All images courtesy Martin Parr Foundation

Killip stayed in Newcastle for years, getting to know the area. For two years, 1977 to 1979, he served as director of a photo gallery, Amber’s Side Gallery. The May 1977 issue of Creative Camera was entirely devoted to Killip’s North East photos (a copy of it is one of the ephemera gathered in the display cases I mentioned earlier).

  • Children and terraced housing
  • Terraced house and coal mine
  • Two men on a bench
  • Looking East on Camp Road, Wallsend, 1975

There is a huge difference between the Manx series and this one. The Manx photos are dominated by large portraits of people who fill the screen, who are at home in their surroundings, their crofts or workshops. They’re big. They fill the photos as they fill their lives, at ease with who they are. They are fully human.

In the North East photos what dominates is the built environment. People are reduced to puppets, physically small against the backdrop of the enormous or decaying buildings. The buildings come in two types, terrible and appalling. The terrible ones are the old brick terraces thrown up in a hurry by the Victorian capitalists who owned the mines and steel works and shipbuilding yards and needed the bare minimum accommodation to keep their workers just about alive – badly built, no insulation, draughty windows, outside toilets and all.

Though Killip didn’t plan it, his time in Newcastle coincided with the wholesale destruction of the old brick terraces and their replacement with something even worse: the concrete high rises with broken lifts reeking of piss, the windswept plazas, dangerous underpasses, and oppressive network of toxic, child-killing urban highways, all the products of 1960s and 70s urban planners and brutalist architects.

May 5, 1981, North Shields, Tyneside © Chris Killip Photography Trust. All images courtesy Martin Parr Foundation

This is why I call the architects room at the Royal Academy Summer Exhibition the room of shame. Go on a tour of British cities to see for yourself the destruction of historic centres and their replacement with brutal concrete urban highways full of thundering traffic, concrete underpasses tailor made for muggers and rapists, bleak open spaces where the wind blows dust and grit into your eyes, the concrete facias of a thousand tragic shopping precincts and, looming above them, the badly built tower blocks and decaying office blocks. Concrete cancer.

This isn’t an architecture for people, it’s an architecture for articulated lorries. Thus the human beings in Killip’s harrowing photos of these killing precincts are reduced to shambling wrecks, shadows of humanity, scarecrows in raincoats, harassed mums, bored teenagers hanging round on street corners sniffing glue. This is what Killip captures, the death of hope presided over by a thousand architects and town planners who could quote Le Corbusier and Bauhaus till the cows came home and used them to build the most dehumanised environment known to man.

Killingworth new town, 1975 © Chris Killip Photography Trust. All images courtesy Martin Parr Foundation

As Philip Larkin wrote of young northern mums in their headscarves supervising their unruly children in some suburban playground:

Their beauty has thickened.
Something is pushing them
To the side of their own lives.

(from Afternoons by Philip Larkin, 1959)

It’s epitomised by the photo of the silhouette of an old lady sitting in a half vandalised bush shelter in Middlesbrough. She’s wearing a headscarf and slumped forwards because her life, in this gritty, alienated environment, is bereft.

Woman in a bus shelter, Middlesborough, Teeside © Chris Killip Photography Trust. All images courtesy Martin Parr Foundation

Compare and contrast with the proud, erect, unashamed men and women of the Isle of Man. Pretty much all the humanity has been stolen from the mainlanders.

At some point I realised a lot of these grim Tyneside photos show a disproportionate number of children, children imprisoned in squalid houses, hanging round on derelict streets, trying to play in a crappy playground overshadowed by mines and factories, left outside the crappy, rundown bingo parlour, the cheapest nastiest, knockoff 60s architecture, complete with collapsing concrete canopy. A landscape of blighted lives and stunted childhoods.

Boy outside Prize Bingo Parlour, Newcastle 1976 © Chris Killip Photography Trust. All images courtesy Martin Parr Foundation

  • Two girls in Grangetown
  • Terraced house and coal mine, Castleford, 1976
  • Terraced housing, County Durham, 1976
  • Children and terraced housing, Byker, Newcastle, 1975
  • Butchers shop, Byker, Tyneside, 1975

Skinningrove 1982 to 1984

Skinningrove is a fishing community on the North Yorkshire coast. Killip had noticed its striking landscape on a drive up the east coast back in 1974 but found it difficult to penetrate the community. In fact locals chased him off the couple of times he tried to photograph them. His way in was through friendship with a young local named Leso, who made Killip feel welcome and reassured locals of his good intentions. Between 1982 and 84 Killip documented the crappy, poor, hard scrabbling lives of Leso and his mates – Blackie, Bever, Toothy, Richard, Whippet – as they fixed nets, repaired boats and hung around bored.

Leso and mates waiting for the tide to turn, Skinningrove, 1986 © Chris Killip Photography Trust. All images courtesy Martin Parr Foundation

This is an extraordinary, remarkable, amazing portrait of a dead-end community, poverty, low expectations and young people bored off their faces. No wonder they took to sniffing glue and as the 80s moved on and adopted the punk look pioneered down in London to express some kind of sense of identity and worth, rebellion against grey-clad council houses, the grey sky and the unremitting rhythms of the grey, cold, freezing sea.

This section is given tragic force when we learn that Leso, who got Killip his ‘in’ into the community and of whom there are many photos, fixing nets, waiting round for the tide to turn, hanging with his punk mates, walking across a dirty road carrying a rifle, he died tragically during Killips’s stay.

The fishing boat he and some mates were in was overturned at sea and Leso and David were drowned, tubby Bever made it back to shore. In tribute Killip made Leso’s grieving mother an album of three dozen photos of her lost son.

Leso, Blackie, Bever, ?, David, on a bench, Whippet standing, Skinningrove, 1986 © Chris Killip Photography Trust. All images courtesy Martin Parr Foundation

Seacoal Camp 1981 to1984

Killip discovered Lynemouth, Northumberland, in 1976. It had a strange and eerie vibe because there was a massive coalmine not far from the sea and waste coal was expelled into the sea, only to be brought back to shore on the incoming tides.

And a community of travellers or extremely poor people living in caravans and using horse-drawn wagons in and near the sea had sprung up which made a living scavenging this coal, using it to heat their homes, cook food, and to sell to other locals. An entire lifestyle based on coal scavenging.

Once again Killip had trouble penetrating this closed and fiercely protective community. From 1976 when he first came across it he made repeated attempts to photograph the people but was chased away. Only in 1982 was he finally accepted when, on a final visit to the local pub he was recognised by a man who’d given him shelter from a rainstorm at Appleby Horse fair and vouched for his good intentions.

So Killip set about taking photos, delicately tactfully at first. But in winter 1983 he bought a caravan of his own and got permission to park it alongside the community’s ones. Once really embedded he was able to record all the different types of moments experienced by individuals or between people engaged on this tough work, at the mercy of the elements, permanently dirty with coal muck.

Rocker and Rosie Going Home, Seacoal Beach, Lynemouth, Northumberland, 1984 © Chris Killip Photography Trust. All images courtesy Martin Parr Foundation

In the unpublished preface to the volume of poems he was working on when he was killed in the last days of the Great War, Wilfred Owen wrote:

Above all I am not concerned with Poetry. My subject is War, and the pity of War. The Poetry is in the pity.

Same, with modifications, goes for Killip. The poetry, the deep, deep poetry of these photographs, derives from the immense love and compassion they evince, love of suffering humanity, the candour and accuracy of the shots, finding moments of piercing acuity amid the grinding poverty and mental horizons which are hemmed in on every side by slag heaps, metal works and the four walls of a cramped caravan.

Gordon in the water, Seacoal Beach, Lynemouth, 1983 © Chris Killip Photography Trust. All images courtesy Martin Parr Foundation

Photography and music

Photography is like music. Regarding music you can describe the notes and cadences, the technical manoeuvres and key changes, the invocation of traditions and forms and write at length about the ostensible subject (the Pastoral symphony, the Moonlight sonata etc). But in the end you have to let go of all of that and experience it as music, let the music do its work, what only it can do, triggering emotions, memories, fragments of feelings or thoughts, stirring forgotten moments, making all kinds of neural connections, filling your soul.

Same with these photographs. I’ve described what he was trying to do, bring respect and compassion to people right on the margins of society, the lost, the abandoned, the forgotten. He’s quoted as saying he had no idea he would end up recording the process of de-industralisation, it just happened to be going on as he developed his method and approach as a social photographer. Long essays could be written about class in England, about deindustrialisation and then, of course, about the Thatcher government which supervised the destruction of large swathes of industry and British working class life alongside it.

But at some point you pack all that way and let the photos do their work, which is to lacerate your heart and move you to tears. This is the best our society could offer to God’s children. What shame. What guilt.

Father and son watching a parade, West End of Newcastle, Tyneside, 1980 © Chris Killip Photography Trust. All images courtesy Martin Parr Foundation

The Miners Strike 1984 to 1985

A friend of mine at school in the Home Counties, his older sister was married to a copper. He told us the Miners Strike was great. They were bussed to Yorkshire, put up in army barracks, paid triple time wages and almost every day there was a fight, which he and his mates always won because they had the plastic shields, big truncheons and if things got really out of control, the cavalry. Killip apparently treated the long strike as another project with a view to producing another long-form series.

Durham Miners Gala, 1984 © Chris Killip Photography Trust. All images courtesy Martin Parr Foundation

But images from the Miners Strike project aren’t treated separately as the other projects are. Instead they’re rolled into the In Flagrante section.

In flagrante 1988

In 1985 the publisher Secker and Warburg told Killip they’d be interested in publishing his next book. This would mean access to a larger audience than previously and Killip was inspired. He worked with editor Mark Holborn and designer Peter Dyer to produce the 1988 book In Flagrante. Unlike all his previous projects which were heavily themed around specific communities and locations, In Flagrante deliberately cut his images adrift from their source projects to create a randomised cross-section of his career (although anyone who’d studied the previous projects has a good idea where each of them come from).

For the bitter bleakness and the unerring accuracy of the images, In Flagrante has been described as ‘the most important book of English photography from the 1980s.’ I was particularly taken by the set of photos of miserable English people from the 70s and 80s on various English beaches, at Whitley Bay, and so on. Narrow lives, no expectations, the quiet misery of the English working classes. They’ve come to the seaside for a break, for a ‘holiday’ and none of them know what to do there. Images of a nation at a loss what to do with the land it finds itself in.

Revolt

Respect goes to the tribes of young people who forged ways of rebelling against the poverty and low to zero expectations of their environment. In Flagrante contains a surprising number of photos of young punks who took the form to baroque extremes long after it was abandoned in London. There are lots of shots of the Angelic Upstarts of all bands, playing sweaty punk gigs in Gateshead. In fact the gallery shop has a music paper-size fanzine-style publication entirely full of shots he did of sweaty punk gigs in the mid-80s. ‘We’re the future, your future.’

The Station, Gateshead, 1985 © Chris Killip Photography Trust. All images courtesy Martin Parr Foundation

America 1991

What happened to Killip after that? America. I was disappointed to read that in 1991 he was invited to be a Visiting Lecturer at the Department of Visual and Environmental Studies in Harvard University. In 1994 he was made a tenured professor and was department chair from 1994 to 1998. He only retired from Harvard in 2017. Well, no doubt taking the Yankee dollar was the right move for him, but it meant the abrupt end of the sequence of breath-taking portfolio projects which had begun in 1970.

Summary

Killip’s oeuvre represents not only an invaluable document of social history 1970 to 1985 and, as such, a blistering indictment of an incompetent, uncaring, bewilderingly lost society – but it is also a testament to love and the redeeming possibilities of art.

The compassion and humanity of his work is embodied in its closeness and intimacy with its subjects, not the fake intimacy of eroticism, but being right there with poor suffering humanity; right up close as the dirty kids play in their abandoned playgrounds, the dispirited losers chain-smoke in a wretched bingo hall, an old lady loses the will to live in a vandalised bus shelter, bored young men sniff glue in a remote fishing town, and lost children spend all day every day clambering over filthy mounds of coal to help their mums and dads scrape a flimsy living The poetry is in the pity.

Youth on wall, Jarrow, Tyneside, 1975 © Chris Killip Photography Trust. All images courtesy Martin Parr Foundation

Levelling up

In the 50 years since Killip took these photos generations of politicians have come and gone, promising to narrow the North-South Divide and level up the whole country. All bollocks. Life expectancy for babies born in the North-East, like per household income, remain stubbornly below the national average. Pathetic, isn’t it. What a sorry excuse for a country.

Go and see this marvellous, searing, heart-rending exhibition.

The promotional video


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The Roman Republic by Michael Crawford (second edition, 1992)

No, not the Michael Crawford, star of the 1970s TV series Some Mothers Do ‘Ave ‘Em. His version of the Roman Republic would have been hilarious. “Ooooh, Brutus!”

No, this Michael Crawford is the English historian, born in 1939 and still with us, privately educated (like most classicists – St Paul’s and Oxford) who nonetheless takes a solidly socialist view of history. Page two of his preface states that:

I continue to believe that the principal reason for the destruction of Republican government at Rome was the neglect of the legitimate grievances of the population by the governing classes…

The use of ‘continue to believe’ implies that he valiantly persists in his views despite stiff opposition, an impression he goes on to compound by telling us, rather naively and over-earnestly:

…just as I continue to believe that a socialist framework offers the only eventual hope for the survival of our own world. (page vi)

‘Eventual’ is a funny choice of word and, like ‘continue’, hints at an embattled state of mind, of taking a heroic stand against a sea of opponents. (This is also an early indication of Crawford’s often idiosyncratic prose style and oblique way of describing important events.)

Crawford’s earnest socialism might have made sense in 1978 when the first edition of this book was published, but had gone out of style by 1992 when this second edition arrived – a year after the Soviet Union collapsed and the oppressed nations of Eastern Europe were freed from Russian tyranny. Mrs Thatcher had been stabbed in the back by her own MPs in late 1990 but it wasn’t until 1997 that John Major’s useless Conservative government was replaced by Tony Blair’s pazazzy New Labour – which proceeded to destroy forever the kind of socialism Crawford believed in, aligning the left with globalising neo-liberal economics, financial deregulation, public-private partnerships, university tuition fees and the galloping inequality which has brought us to our present happy situation.

Reading Crawford’s little preface makes me sad for all the good people who thought they could make the world a better place and have resoundingly failed. As a result, although the events he describes took place over 2,000 years ago, an air of forlornness hangs over the entire text.

The Roman Republic

It’s not a very good book. Crawford rushes. He squeezes too much information into gangling sentences or long paragraphs. Nothing is gone into in enough detail. Take this example:

Not altogether surprisingly, there were those in Carthage who did not regard the verdict of the First Punic War as final; the creation of an empire in Spain and the acquisition thereby of substantial military and financial resources were followed by Hannibal’s invasion of 218 (the Roman tradition attempted to make the entirely justified attack on Saguntum by Hannibal into the casus belli, in order to salve its conscience over the failure to respond effectively to the appeal by Saguntum to Rome). (p.50)

Bloody long sentence, isn’t it? And useless as factual exposition. With just a little bit more effort Crawford could have given us a separate sentence or two describing the establishment of the Carthaginian empire in Spain by Hannibal’s father, Hamilcar Barca, how Hannibal assumed the mantle of command when his father died in 228 BC, and how a series of clashes with the Romans eventually led the Carthaginians to conclude that the only way to solve the ‘Rome problem’ was a direct attack on Italy, which Hannibal launched in 218.

One more sentence could have explained the importance of the battle of Saguntum a lot more clearly. As it is Crawford devotes nearly 40 words to it but somehow manages to not only not explain what happened, but to make it more obscure than if he’d never mentioned it.

Most of Crawford’s book is like this: it contains plenty of facts but a) you can tell that a lot of context and explanation and details are missing, and b) it’s all told arsey-versey, meaning in a ‘wilfully confused and disorderly’ way.

Because I already know the outlines of the story from the other three histories of Rome I’ve read I am able to decipher Crawford’s clipped and contorted references, but it became very tiresome. He gives no sense of Hannibal’s campaign in Italy; he gives no sense of the civil war between Marius and Sulla; he gives no sense of why Gnaeus Pompeius (Pompey) was such a spectacularly successful general; his account of Caesar’s command in Gaul is so brief as to be non-existent; his coverage of the Catiline conspiracy is risible; his explanation of Cicero’s exile is impenetrable unless you happen to already know the facts and issues; his mentions of Clodius give no sense at all of the street violence unleashed by his gangs or why it led to Pompey being awarded sole power to bring peace to the streets of Rome; and so on and so on. All this is mentioned but nowhere properly explained. As a narrative history of the Roman Republic, this book is rubbish.

The Fontana History of the Ancient World

This volume is the first part of The Fontana History of the Ancient World so maybe Crawford was given a specific period and a tight page limit and this explains the text’s cramped contortions. The book has just 200 pages into which to cram a history which theoretically covered 720 years from the legendary founding of Rome in 753 BC through to the rise of Octavian in the 30s. It also has to contain a timeline, four appendices, half a dozen maps, a list of further reading and 4 separate indices. Maybe that’s why it feels so rushed and superficial. But the lack of space doesn’t explain Crawford’s strange style and often crabbed and obscure way of trying to explain events. That’s just crap.

Schematic

If the book’s weakness is its lack of narrative depth or proper full explanation of events, its strongest parts are where it is most schematic – brief and pithy as a PowerPoint presentation. The chapter headings give a sense of this high-level, schematic approach:

  1. The sources
  2. Italy and Rome
  3. The Roman governing classes
  4. From Italian power to Mediterranean power
  5. The conquest of the East
  6. The consequences of empire – the governing classes
  7. The imperial power
  8. The consequences of empire – the governed
  9. Reform and revolution
  10. Rome and Italy
  11. The end of consensus
  12. The world turned upside down
  13. The embattled oligarchy
  14. The militant dynasts

Good titles, aren’t they? But each of these chapter is too short – 10 pages on the sources, 5 and a half on early Rome’s rise to eminence among the patchwork of Italian tribes, 8 and a half on the ruling class. And the same goes for the four appendices:

  1. The Roman assemblies
  2. The Roman army
  3. Equites
  4. The special commands

They look good but they are 3-and-a-half, one-and-a-half, two-and-a-half and one-and-a-half pages long, respectively. Too short, too allusive to explain anything properly.

Main themes

Crawford tell us his main idea is that the collapse of the Republic was caused by “the neglect of the legitimate grievances of the population by the governing classes” but already in the introduction he undermines his own thesis when he attributes the collapse to two other causes, both of which are more persuasive to me, namely:

1. “The failure to develop communal institutions for the maintenance of order” – when the Senate and the tribunes or popular assemblies fell out there was no institution or way to arbitrate the disputes. Together with the absence of any police force or independent judiciary, this meant whoever ruled the streets or led the biggest army could a) seize power, as in the civil war between Sulla and Marius in the 80s BC or b) more insidiously, create an atmosphere of lawlessness and hooliganism as created by Publius Clodius Pulcher in the 50s.

2. The mad competitiveness between very rich, very ambitious members of what Crawford, throughout the book refers to as the Roman ‘oligarchy’. (Oligarchy is defined as: ‘control by a small group of powerful people.’)

Crawford quotes Aristotle as saying that, so long as it remains united, an oligarchy is impossible to overthrow – but once members fall out with each other, then collapse can come very suddenly. In Crawford’s view, the collapse came about because of:

1. The wealth generated by the hugely expanded Roman empire was unprecedented and put unprecedented power for bribery and corruption into the hands of the super-rich.

2. The long periods for which eminent generals (Marius, Sulla, Lucullus, Pompey, Caesar) led their men created super-generals, super-leaders, whose rivalries involved entire armies, and, as per point 1, the Republic simply had no way to arbitrate between them (p.25).

In the last forty years of the Republic, the Senate found itself having to award more and more special commands to leading generals (Pompey received most) to allow them to deal with logistical or military problems which were too large, spread out over too long a time period or too far away, for the existing machinery of one-year consuls and regional governors to handle.

Thus Pompey was given a special command to deal with the ongoing pirate problem in 67, immediately followed by a special command to deal with the unending war against Mithridates VI in Asia. The growing reliance on special commands was symptomatic of how the institutions of the republic couldn’t cope with the challenge of running an empire.

Who was the Roman oligarchy?

So who were the “governing classes” which Crawford refers to in his introduction? Chapter 2 gives a pithy overview.

Soon after the overthrow of the monarchy in about 510 BC, the Roman ruling class decided to ensure they were never again ruled by the caprices of one man, so they took two steps:

1. they divided executive power between two officials, the consuls and

2. they had them elected, and for one year only – enough time to carry out official duties and for one military campaign season, then their time was up and someone else took over

Those seeking election generally had to have held more junior positions in what developed into a ladder or stepping stones of official positions. These offices of ‘magistracies’ evolved over the years but, given the human tendency to multiply bureaucracies, remained surprisingly few.

They were, in rising order of responsibility, the posts of quaestor, aedile and praetor. These positions were referred to collectively as the magistracies. This sequence of public offices was called the cursus honorum. Candidates for the magistracies had to canvas the people at annual hustings. They were elected by all adult males who had property enough to be included in the regular census carried out for this purpose which had originally been established to assign men to appropriate ranks in the citizen army.

Hence another elected post, that of censor, responsible for keeping the list of citizens a) eligible to vote and b) assigned to the appropriate rank in the army, up to date.

To be eligible to join the army a citizen needed to be a member of the assidui i.e. to achieve a basic property qualification (p.97). The assidui were divided into five classis or ranks, according to their assets, and it was the job of the censors to keep this list of citizens, their property and their ranking up to date.

The senate consisted of all the men who had previously held office as a magistrate. Senate derives from the Latin word senex which simply means old man, on the assumption that mature men who had held office gave good advice.

The single most important thing to grasp about Roman politics is that the senate did not make laws. It was a solely advisory body – although it arrogated to itself certain policies, specifically financial policy and military strategy. Anybody intending to create legislation was expected to consult the senate, which could and did hold extensive debates for and against legislation, suggesting amendments, improvements or that laws be rejected. But the senate didn’t actually pass the laws. It relied on the popular assemblies to propose and vote on actual laws.

Members of the same small group of families held magistracies and eminent positions in the state for hundreds of years. These were the patricians who monopolised the important magistracies and the various religious offices and half a dozen priesthoods (which were also elected).

The patricians distinguished themselves from the plebs or plebeians, who supposedly came from more recent, less ancient and venerable families. But within a century or so of the overthrow of the kings the plebs agitated to have a say for themselves, campaigns which eventually led to the creation of an assembly where the plebs could discuss their issues, the concilium plebis, and the creation of the post of tribune of the plebs. The tribune’s original function was to protect citizens from arbitrary actions by the (mostly patrician) magistrates. Over the years the number and powers of the tribunes slowly expanded.

In 342 BC the plebs broke through a glass ceiling and won the legal right to stand for the consulship  alongside patricians. The consequence was the growth of a mixed patrician-plebeian nobility because, by the 300s, the leading plebeian families were not at all common working people but had developed into a class of very wealthy families in their own right (‘the plebeian leadership was rich and ambitious’, p.28).

This mixed patrician-plebeian nobility is what Crawford means when he (frequently) refers to the ‘oligarchy’ (‘control by a small group of powerful people.’)

The history of the Roman republic is the history of the fierce rivalry between a relatively small number of men at the core of this patrician-plebeian oligarchy, as they were forced to express it through the channels of a) election to a magistracy b) success as a military commander c) success as governor of an overseas province.

It was a complicated and sensitive mechanism which, by its last century, was riddled with bribery and corruption and, as mentioned above, fierce competition between its members for power and status which repeatedly spilled over into street violence. In the final 50 years it escalated into armed rebellion and civil war between Roman legions loyal to rival Strong Men.

Roman flexibility

Although they went on about their legends and traditions, one of the most notable things about the Roman state and culture was their flexibility.

Constitutional flexibility As provinces were acquired and something like an empire came into being, the Roman oligarchy expanded the number of magistracies sitting under the consulship, increasing the number of quaestors and praetors i.e. they were flexible in adapting their constitution.

Cultural flexibility From about 200 BC onwards the Roman elite took an increasing interest in Greek art, architecture, literature and philosophy, and frankly copied it (as in the plays of Plautus and Terence), and slowly developed their own versions and distinct styles.

Citizen flexibility But both these aspects rested on the ancient Roman custom of incorporating peoples into their state. Thus the conquest of the many tribes of Italy by one city state didn’t result in their miserable subjugation, but by the carefully calibrated award of Roman citizenship to tribes and communities around the country. When Rome went on to conquer foreign lands (starting with Sicily in the 240s) she made no demands that the population change their religion, culture or laws – they simply had to offer up young men for the Roman army (p.74).

The openness of Rome to outsiders was one of the sources of her strength in Italy (p.78)

It was this ability to incorporate foreign lands, foreign peoples, the best of foreign cultures and even their gods and religions, which underpinned a thousand years of success.

The impact of empire on the Roman ruling class

It’s worth making the minor point that all the historians talk about Rome having an ’empire’ well before the end of the Republican period and before they had actual emperors. In the talismanic year 146 BC the Romans crushed Carthage in the west and Corinth in the East, thus confirming their hegemony over the Mediterranean. The defeat of Carthage handed over the latter’s territories in north Africa and Spain to Rome, and after Rome defeated the Achaean League in 146 BC she used Greece as a jumping off point for greater involvement in ‘Asia’ (modern day Turkey) and across the sea in Egypt.

An empire in fact well before it became an empire in name.

Extreme wealth

Crawford’s thesis is simple: the phenomenal wealth which could be extracted from these overseas territories (‘generals and governors abroad had almost limitless opportunities for illegitimate enrichment’, p.74), plus the prestige attached to military success and the public triumphs awarded to victorious generals, led to increasing disparities among the ruling elite: some became phenomenally rich and successful, others less so.

The enormous power wielded by Roman magistrates operating far from senatorial oversight led to grave abuses; the wealth acquired from office by some members of the oligarchy separated them spectacularly from the rest and enabled them to bribe their own way and that of other members of their family to further office. (p.84)

The conquest of the Greek East from 200 BC onwards provided ready access to Greek artistic and intellectual skills and techniques and to wealth on a staggering scale. (p.85)

He quotes the Roman saying that a provincial governor needed to screw not one but three fortunes out of his unfortunate subjects: one to repay the money he borrowed to pay his election expenses; one to bribe the jury at the trial for corruption he would inevitably face when he got back to Rome; and the third one for the traditional reason – to have the wherewithal to fund the conspicuously rich lifestyle demanded by his class (p.171), a particularly conspicuous example being the successful general Lucius Licinius Lucullus. By the 60s:

Provincial government not only provided men with wealth and connections on a scale unimagined a generation earlier; the great commands placed in their hands for a time almost regal power and led to their being showered with symbolic honours appropriate to that power. Here again Pompeius surpassed all his predecessors. (p.176)

So, as the first century BC progressed, at the very top of the Roman oligarchy, competition for the consulship, for governorship of a province or generalship of an army overseas, became increasingly fierce and bitter because the rewards became increasingly mind-boggling.

It was bitter rivalry about who would lead the Roman military campaign against Mithridates VI of Pontus in modern-day Turkey, which precipitated the civil war between Gaius Marius and Lucius Cornelius Sulla starting in 88 BC. It was failure to agree a mechanism whereby Caesar could lay down command of his army in Gaul and transition to being a consul in 49 which led to the civil war between Caesar and Pompey. It was the failure of the centuries-old institutions of the Republic to control and mediate the rivalry between these super-powerful men, and then between Octavian and Mark Antony after Caesar’s assassination, which led, after repeated collapses, to its complete replacement by the rule of one strong man.

Seen in this light, the domestic policies of the oligarchy throughout the 2nd century and into the 1st century, consisted of the oligarchy’s attempts to moderate and police itself, to hold this power in check. It had created a machine of awesome power which it could no longer control.

The decade 59 to 49 saw competition between the leading members of the oligarchy reach such an intensity that it destroyed the framework in which competition operated or had meaning. It burst out as the naked use of force. Might could only be met with might and could only lead to the triumph of one man only, Octavian.

The land problem

This much is maybe obvious. Crawford’s left-wing perspective comes out in his insistence that the ‘people’ played a leading role in the process. He claims they did this in two inter-related ways. First, was the land problem. In a nutshell, in the last 150 years of the republic the ordinary peasant farmer was driven off the land in ever-increasing numbers. The richest patricians relentlessly bought up land, exploiting the harsh money-lending and debt laws which penalised ordinary farmers.

This explains why there were so many attempts to redistribute land and to enact some form of debt relief over those 150 years. Take C. Laelius’s proposal in 140 that land be redistributed to the needy in order to raise them up to the property qualification required by recruitment into the army, thereby improving it, (p.91). Or Tiberius Gracchus’s proposals for redistributing land from the wealthy to the landless in 133. Crawford devotes a chapter to describing in detail the process of land appropriation by the rich and the various attempts by reformers to stem the tide (pages 94 to 106).

They mostly failed and the net result was the creation of huge estates (which came to be called latifundia) owned by very rich landowners, and the driving of hundreds of thousands of peasant farmers off the land and into the towns, where they created shanty towns and formed the mobs susceptible to popular rabble rousers.

Thus the rise of the super-rich not only destabilised their own class, the oligarchy, but indirectly contributed to the rise of the mob mentality which increasingly dominated Roman politics in the last 50 years of the republic.

The lynching of Tiberius Gracchus

Crawford goes along with all the other historians I’ve read who say that the public lynching of the reformer Tiberius Gracchus in 133 BC marked a turning point because for the first time laws, justice and deference gave way to brute violence. His younger brother was similarly massacred along with hundreds of his followers a decade later, but it was really the long and bitter Social War of the 90s which led directly into the civil war of the 80s, and to the appalling politically motivated murders commissioned by both Marius and Sulla, which made politicised street violence an accepted event.

A generation later, the street violence between the gangs led by Clodius and Milo destabilised politics throughout the 50s. And it was Mark Antony’s speech in the forum the day after Caesar’s assassination, displaying Caesar’s body and reading out his will, which roused the mob to a fury and to go off and torch the houses of the conspirators, thus driving them to flee from Rome, putting them on the back foot and guaranteeing that Antony and his group in the oligarchy would triumph.

The point is these successive outbreaks of constitutional collapse were partly enabled by the growth of a large class of urban proletariat, mobs of the unemployed or underemployed, former farmers driven off their land, embittered and ready for anything. It explains the appeal of Catalina’s vague promises to overthrow the entire state and start again to large numbers of the urban poor.

And we know from Cicero’s letters that even Octavian, who was to be the last man standing at the end of this series of ruinous civil wars, went out of his way to make himself liked by the mob.

In a sentence: the population displaced from the land and herded into the cities provided the raw material of aggrieved proles which the unprecedentedly powerful and homicidally competitive oligarchs were able to manipulate for their advantage.

Slavery

There was a third element: slavery. As conquest followed conquest in the 2nd century, as entire cities and peoples were conquered and some (not all) sold into slavery, there developed a tidal wave of slavery. This had two effects: one was that the economy didn’t need the peasant farmer any more; slaves could farm huge latifundia virtually for free. Second was a ratcheting up of the luxury living of the urban rich, and even the well-off middle classes, once their houses became full of slaves who did all kinds of work and services for free. The Roman historian Appian wrote:

‘So the powerful became very rich and slaves spread all over Italy.’ (quoted on page 102)

There was probably a third effect as well, which was the slave trade itself, which Crawford says really got going in the 140s i.e after the destruction of Carthage and Corinth. Easy to overlook the slaves and the simple fact that they created a vast amount of economic value for little overhead. The trade made slave traders very rich, but transformed the lives of Roman citizens of all but the lowest classes. (p.102).

‘When the Romans became rich after the destruction of Carthage and Corinth they used enormous numbers of slaves…’ (Roman historian Strabo quoted on page 131)

The growing use of slaves led to three slave wars or risings, in 135 to 132, 104 to 100, and 73 to 71. The Greek island of Delos became the centre of the slave trade in the eastern Mediterranean . It was said it could receive, sell and dispatch tens of thousands of slaves every day! (p.131).

Conclusion

This is a poor book, which I wouldn’t recommend to anyone. Its take-home message is straightforward: it is bad, sometimes fatal, to the peace and viability of a society to let some of its members become disproportionately rich or powerful. Extreme wealth not only corrupts individuals but destabilises entire societies. A largely ignored message still relevant to us inhabitants of the ‘advanced’ economies of the West.


Roman reviews

The Crisis of Imperialism 1865 to 1915 by Richard Shannon (1974)

The Crisis of Imperialism 1865 to 1915 was written to be the eighth in the ‘Paladin History of England’ series. I read it at university back in the 1980s as background to the literature of the period.

A month ago I took it off my shelf to remind myself about the run-up to the Edwardian period (1901 to 1914) insofar as it sheds light on the worldview of the noted Edwardian satirist, Saki, who I’ve been reading and whose stories often refer to social and political events of the 1900s.

This is a slightly odd, rather idiosyncratic book which I found strange but beguiling.

Shannon’s view of history – desperate men grappling with blind forces

Most histories describe the major events which took place during the period they cover, explain their origin and build-up, with pen portraits of the key figures involved in each issue, explaining in more or less detail who did what, what happened, what its after-effects were and why it matters. That’s the approach taken in, say, Crossroads of Freedom by James M. McPherson.

Shannon’s approach is strikingly different. If you know the board game Risk you’ll know it consists of a board representing the entire world, divided up into 40 or so territories. The aim of the game is for the 2, 3 or 4 players to seize all the territories and push the other player(s) off the board. Winner takes all.

Shannon applies a Risk approach to history. Key incidents from this crucial half century (for example, the rise of trade unions at home, the annexation of Egypt abroad, Britain’s response to Bismarck’s wars, the issue of educating the poor which became more pressing everywhere in the second half of the century) are mentioned only fleetingly, often only in passing, often barely explained, because they are not at all where Shannon’s interest lies. Shannon’s interest lies overwhelmingly in the Great Game played by the most senior political leaders throughout the period of winning power and staying in power.

Disraeli’s calculations logically centred on…immediate parliamentary advantage. (p.66)

Shannon doesn’t see politics as a set of logical and understandable events which can be clearly explained, which were clearly understood at the time, and to which rational solutions were offered. Instead he sees human history as the product of blind, inchoate forces – economic, industrial, financial, cultural and demographic – which propel societies forward, willy-nilly, whether planned or understood or not.

The aim of politics, in Shannon’s view, is to harness chaotic human events in order to stay in power.

From time to time Shannon does sound for a few pages like a ‘traditional’ historian. He gives a brisk summary of some of these social changes, with an appropriate blizzard of statistics, particularly in the short opening introduction which is a handy anthology of stats about population increase, migration abroad or into British cities, the rise in agricultural wages and productivity, the doubling of GNP per capita and much more, during his chosen period. It is, for example, striking to learn that during the 1860s, in the UK, agricultural workers and the labouring poor ceased to make up the majority of the population for the first time in any country, ever; for the first time in human history (p.30). All very interesting, but then he gets back to his real, underlying worldview:

These were the blind forces at work, unconscious and undirected. Conscious or directed aspects of the social system – broadly, ‘politics’ – did not relate to these blind forces in a neat one-to-one ratio. Very often indeed the relationship was at best tangential…

And:

The picture as a whole is not that of a society moving surely and confidently in self-possession of its destiny. Rather, it is the story of a society at odds with itself, the blind forces working very often at cross-purposes with the conscious wishes and efforts of those who felt it their task to define the ends, the purposes, to which the ‘movement’ would best be directed…

And:

During the fifty years before the outbreak of the First World War in 1914, the forces of conscious purpose and design in Britain struggled to avert the threats of the blind, largely uncontrollable internal forces and of the dangerously uncontrolled external forces. (Pages 15 to 16)

And:

Domestic debate ceased comparatively to be free as the blind forces moving society imposed irresistible pressures. (p.36)

Why I mention Risk is because, for any one of the five decades his book covers, Shannon’s focus is almost entirely on the highest of high politics and on the handful of men who clawed their way to the top of the main political parties (being the Conservative and Unionist Party and the Liberal Party) only to find themselves caught up in the melée, in the maelstrom of these ‘blind’ forces and thrown into the high stakes game of risk management, opportunity and gamble, which is how Shannon conceptualises all high politics. He sees all of political history as a very complicated game of Risk. All tactics are permitted. Winner takes all.

Shannon’s fundamental idea is that people like Gladstone and Disraeli (the famous antagonists from the early part of his period) came to power with little or no idea what to do with it. They came to power by exploiting the forces at large:

  1. internationally
  2. within British society with its changing and emerging economic and political forces
  3. within British political society i.e. within the complex and often contradictory traditions and ideologies of the nation’s two ruling parties
  4. within the intensely power-hungry, jostling Machiavellian milieu of Parliament itself (made up of the very different institutions of the House of Commons and the House of Lords)

Gladstone, Disraeli and their successors were caught up in a game much more complicated than Risk, more convoluted than three-dimensional chess, a terrifyingly complex game in which the rules are continually changing and all the goalposts move overnight. Shannon makes a number of references to chess, talking about the pieces ‘on the political board’ and how those who had scrabbled into positions of power sought to move them to their best advantage.

For example, the book opens with the death of Lord Palmerston in 1865. Palmerston’s death ‘opened up the board’ after 10 years of his political dominance.

Palmerston acted as checkmate. His position on the political board was such that so long as he remained a force no other forces were either strong enough or sufficiently motivated to free the board for manoeuvres. (p.20)

And:

This situation on the political board is the key to all the complicated manoeuvrings of 1866 and 1867. (p.22)

So what makes this book unusual, distinctive and even a little odd are two things: one, Shannon’s casual disinterest in what actually happened (i.e. the events of the period) in preference for extended descriptions of the Great Game of Westminster politics.

And the second thing is Shannon’s extreme scepticism about the effectiveness of these Westminster politics, his belief that society is moved by blind, inchoate social forces which no-one understands, least of all the men who manipulate their way to the top of the greasy pole.

Shannon goes to great lengths to show that even when they get there, Britain’s politicians often had no idea what was really going on but instead acted according to old-fashioned ideas, out-of-date notions, either their own or their party’s, in the quest for a balance of social forces, a position of equilibrium and stasis, which repeatedly turned out to be a chimera, a delusion.

Disraeli imagined that there was a ‘normal’ posture of things which could be got back to without too much trouble. The story of Disraeli’s great ministry is how both kinds of normality evaded him… (p.102)

Lowe’s misguided fears of 1866 were the consequences of applying middle-class intellectual calculations to working-class situations. (p.104)

Britain’s politicians certainly took advantage of political opportunities to create new coalitions and alliances, to co-opt elements of broader society or of the seething Westminster cauldron to secure power and then try to pass laws or formulate foreign policy. Shannon describes at length the continual manoeuvring and regrouping of political forces, of conjunctions and alignments of different interest groups, he even talks at one point about ‘the Gladstonian matrix’ (p.53).

And then he tries to assess whether their ‘solutions’ were adequate to the challenges and problems thrown up by a society undergoing continual, massive social and economic change. And concludes, on the whole, that no, the politicians were heirs to complex political traditions and alliances, moved in a world of sophisticated political theorists and commentators (John Bright, John Stuart Mill, Walter Bagehot) and yet routinely failed to understand what was really going on or to solve the problems they faced. It is a chronicle of bungling and muddling through.

Like dinosaurs at the onset of a new and uncongenial epoch, the generation at its prime in the 1860s, still at the head of affairs in the 1870s and 1880s, groped about in the wreckage of their familiar landscape, already being transformed and imposing new conditions of adaptation and survival. (p.199)

Domestic versus foreign affairs

At several points Shannon distinguishes between the relative limitedness of the chaos in the domestic as opposed to the international sphere. Put simply, there was less scope for choice or disagreement about domestic policy: by 1870 something quite obviously needed to be done about educating the general population, extending the vote, regulating the power of trade unions, about providing sewerage and clean water to the unhygienic cities and so on. In the big picture, the squabbles between parties about these were often trivial.

It was in foreign affairs that there was real scope for differing opinions. As Shannon puts it, Britain was not ‘free’ to begin to lay the foundations of what later became known as the welfare state (all European nations were doing something similar; something similar obviously had to be done here) in the same way that it was ‘free’ to choose whether to go to war in South Africa in 1899 or with Germany in 1914, in both of which we had the ability to say No right up till the last minute (p.36).

This greater scope in foreign affairs for a variety of choices and actions is one reason why the period from the 1880s to 1914 saw foreign affairs acquire a greater and greater importance and intrude its issues and decisions more and more into domestic political considerations.

A token of this was the rise of the word ‘imperialism’, which only took on its modern meaning during this period, specifically in the 1890s, and whose claims became a major dividing line between the parties and between different factions within each of the parties (p.77).

Above all, Shannon presents the high politics of the period not as something carried out by powerful men in full command of the facts who had a well-worked-out series of policies to enact; but as the shambling attempts of men under tremendous pressure to keep their parties and supporters onside while responding to events whose significance they often didn’t understand at all.

They were almost always motivated by the quixotic attempt to restore some kind of equilibrium or political stability which they remembered from their youths, but in most instances were laughably out of date and irrelevant. Thus:

An analysis of British foreign policy between 1865 and 1885 reveals essentially the persistence of received traditions and attitudes, attempts to reassert policies based on assumptions inherited from the past… [There was] an inability to understand why policies which had hitherto appeared to answer requirements with complete satisfaction had suddenly ceased to carry conviction and credibility. (p.41)

Documenting the search by politicians of this period for this illusory balance or equilibrium is the central concern of Shannon’s account.

Avoiding teleology

The 1860s, 70s and 80s were not straining to become the 1890s and 1900s. They had no idea what the future held in store. With hindsight many things are obvious to us, now. Nobody knew them, then. Shannon’s attempt is to recreate the mindset of each decade, each year, in order to make clear the context in which the politicians fought for power.

One must above all be careful to avoid teleological assumptions about the nineteenth century… It is obvious, looking back from the twentieth century, that the blind forces at work in the nineteenth century inevitably caused profound changes in political behaviour… But this was not at all the context of consciousness in which the debate of 1866 to 1867 took place… 1867 was not a promise to the future that happened; it was an attempt to settle questions left over from the past, and a promise in another sense to a future that aborted, that never happened. (p.59)

Their concerns are not our concerns. In fact we struggle to make sense of their concerns. The debates around the extension of the franchise in 1867 didn’t see the extension (as almost all of us so today) as a stepping stone to the nirvana of universal suffrage, but instead focused on finding a new equilibrium which would generate the best outcomes for the ‘national interest’ and avoid pandering to narrow class interests.

One recurring argument put by people on all sides was that the 1832 settlement had produced a nice balance between the interests of the landed aristocracy, the new business-based bourgeoisie, and the skilled working class. It wasn’t extending the franchise to the lower middle classes and rest of the working class they objected to, it was upsetting this delicate balance by giving too much prominence to one particular part of the population.

Shannon sheds a brilliant bolt of light on our present situation by saying that almost all mid-19th century thinkers would have been appalled at the late 20th and 21st century assumption that democratic politics is about governments bribing particular sections of the electorate with promises of tax cuts or benefit increases and so on. That would have been seen as the ultimate in political immorality.

Their debates were about how best to arrive at the best expression of the ‘national interest’, debates which, of course, clashed over the notion of what the national interest was and who was best qualified to identify it and to implement it. Disraeli knew what it was: the landed aristocracy who he had glamorised in his novels of the 1830s:

Like Palmerson, Disraeli wanted to be able to call on the support of many interests as a means of preserving the one great interest, ‘the national interest’, which he identified centrally with land. (p.68)

I was very interested to learn that the famous social philosopher John Stuart Mill (who himself became an MP) did not want universal suffrage; he wanted a limited suffrage arranged in such a way that the balance of power would shift from (what he regarded as) a limited, unintelligent and reactionary landed aristocracy to a well-educated, modern, business-minded intelligentsia.

Shannon’s warning not to think teleologically leads you to realise that we live amidst the ruins of the countless plans and ideas and schemes and manifestos to build a better country and a better political system which have been worked out and proposed with such passion and sincerity by so many of our ancestors, and which came to nothing. So many futures which never took place.

Disraeli

We can illustrate Shannon’s approach in his portrayal of Benjamin Disraeli (1804 to 1881; leader of the Conservative Party from 1868 till his death in 1881). Shannon paints Disraeli as a man who started his political career facing one central political challenge, which was how to repair the catastrophic fragmentation of the Conservative Party caused by the highly divisive campaign to repeal the Corn Laws which had reached its disastrous climax in 1846 (p.48).

Conditions…since 1847 had made a Conservative majority virtually impossible. (p.73)

The Corn Law campaign had split the Conservative Party down the middle and the chaotic political situation which ensued was exploited by Lord Palmerston who rose to become Prime Minster for the next 9 or so years.

Palmerston combined elements of different political traditions in order to create a very distinctive power base held together by the force of his personality. When he died (in 1865) this particular matrix of forces collapsed leaving a vacuum which presented a complex opportunity for his successors (most notably the two ‘coming men’ of the younger generation, William Gladstone and Benjamin Disraeli) to reorganise and redefine the various political strands and traditions of the day into new combinations.

Disraeli wanted to be a politician, he wanted to be a success, he wanted to be prime Minister, but following Palmerston’s death, he faced the huge challenge of trying to give the Conservative Party a new identity or direction whereby it could once again represent the entire ‘nation’ and represent what Shannon calls the ‘national’ policy.

Disraeli’s task was to manoeuvre the Conservative Party into the posture of natural and legitimate exponent of the ‘national’ policy. (p.52)

In the coming years, Disraeli would scavenge solutions to this challenge from anywhere; he would use any opportunity to try and repair the breaches among the ruling class opened by the Corn Law debacle in order to create a workable majority in the House of Commons and to consolidate the in-built Conservative majority in the House of Lords.

For Disraeli, and therefore for Shannon, it doesn’t matter what these issues are, whether it be the administration of India after the great rebellion of 1857, the correct line to take towards the American Civil War (1861 to 1865) or to Bismarck’s series of wars starting with Prussia’s war with Denmark in 1864.

Disraeli’s approach wasn’t about taking a consistent or principled line. It was about analysing each event or crisis and assessing what was the best outcome for the Conservative Party and for himself. What would play best among the (still very limited) electorate? How would a given policy play to the landed aristocrats in the House of Lords? Could it be reconciled with the need to win over support among the factory owners in the House of Commons?

The governing Liberals were traditionally the party of small government and non-intervention abroad. Classical Liberalism, as defined by the Manchester school of Richard Cobden and John Bright, thought that, left to itself, universal free trade would connect all nations in fair and equal economic arrangements and thus war would not be required. That is why they had founded the Anti-Corn Law League in 1838, in order to abolish the restrictive tariffs which kept the price of corn artificially high (in order to benefit the British landed aristocracy). Abolishing the tariffs would make food substantially cheaper in order to feed the populations of the new industrial cities.

By contrast with the Liberals’ boring ideas of universal free trade, as the 1860s turned into the 1870s Disraeli realised there was a big opportunity emerging to position the Conservatives as the party of imperial adventure and derring-do. Thus Disraeli is most remembered for two flashy, publicity-seeking gestures – buying up shares in the Suez Canal when the owner, the Khedive of Egypt, went bankrupt in 1875; and awarding Queen Victoria the title Empress of India, much to her satisfaction, in 1876. Both hugely popular, both the swift seizure of accidental opportunities.

But none of this implies that Disraeli had a fully-worked out foreign policy. Far from it. These were mere chance opportunities which he grabbed with the instinct of a true opportunist. Only later would succeeding leaders and theorists of the Conservative Party (Disraeli died in 1881) concoct the convenient idea that Disraeli had formulated some Grand Theory of Imperialism. Disraeli had no such thing. And his heirs only did this because this fiction helped them in their times (the 1880s through the 1900s) try to make sense of the ‘blind forces’ at work in the domestic and international spheres of their era. They were looking backwards for clues and ideas, just as Disraeli had been, in his day.

Similarly, when the Liberals brought forward plans to extend the franchise (the vote) from about 1.4 million men to 2.4 million men in 1866, Disraeli again spotted an opportunity, first of all to defeat the Liberals by assembling coalitions of reactionary forces against them. And then, quite hilariously, once the Liberal government resigned after losing a vote on the reform bill, and the Queen was forced to appoint Disraeli her Prime Minister, he brought forward more or less the same bill, this time persuading reactionaries in the Commons and Lords that a carefully defined and carefully managed extension of the vote wouldn’t hand power to the illiterate mob but would do the opposite; would win over for the Conservatives the grateful lower-middle-class and skilled working class who would benefit from it. And that is, in fact, what happened, once the new Reform Act was passed in 1867.

So Victorian politics wasn’t about ‘principle’, having grand theories and manifestos. It was all about shrewdness and adaptability, and adeptness at climbing to the top of what Disraeli very aptly described as ‘the greasy pole’ – and then using any event, and harnessing whatever social forces, and rethinking whatever traditions and schools of thought were necessary, to stay in power.

A propos the 1867 Reform Act I was a little staggered to learn that in the election which followed, in 1868, only about half the seats were contested by both parties. We are talking about an era when the  power of the Conservatives in country constituencies and of the Liberals in urban constituencies was so definitive, that it wasn’t even worth contesting half the seats (p.73).

It later came to be seen as highly symbolic that the high-minded, if eccentric, Liberal John Stuart Mill, lost his Westminster seat to W.H. Smith, the news agent, a harbinger of the rise of the new suburban middle and lower middle class vote which was to become a mainstay of Conservative elections and flavour much of national culture going into the 1880s and 1890s (p.73).

Power politics

Hopefully, this example gives you a flavour of the way Shannon’s book takes you right into the heart of power, assessing how leaders like Gladstone and Disraeli (and later on, Lord Rosebery, Campbell-Bannerman and the rest) struggled to:

  1. understand what was going on
  2. fit events into the framework of their own personal ‘beliefs’
  3. fit events into the framework of the ideologies and traditions of the parties they purported to lead (often at odds with their own personal beliefs)
  4. and then try to manage coalitions and constituencies of voters out there in the country, and their representatives in Parliament, in such a way as to a) take meaningful action b) all the time ensuring they remained in power – in a process of endless risk and gamble

That is what this book is about; it is less about the actual events of the period than how the successive leaders used these events to claw their way to power and then how they manipulated the traditions and ideologies, assembled and broke coalitions, recruited this or that member of the party into their cabinet, kept important players onside by offering them this or that reward, and so on.

Gladstone himself, in a note written at the end of his life, in 1896, tried to analyse what it was that distinguished him from the other politicians of his time. He wrote that what it boiled down to was the way Providence had endowed him with a special gift of being able to see, to analyse, right into the heart of situations.

It is an insight into the facts of particular eras, and their relations to one another, which generates in the mind a conviction that the materials exist for forming a public opinion, and for directing it to a particular end. (Quoted p.71)

This book focuses exclusively on the highest of high politics, which explains why there’s little or no social history, very little about people’s lived experiences, little or no gossip about kings and courtiers, very little about new technologies or food or sport or fashion, very little about the regions, or even Scotland or Wales (although Ireland bulks large for obvious reasons).

Instead, the focus is very narrowly on Westminster and the power politics played out between a tiny handful of men at the top, detailing their schemes and strategies to gain and hold on to power. So if you’re looking for any kind of social history or lots of colourful anecdotes this is emphatically not the book for you. To give a fashionable example, in the Edwardian section of the book, there is almost no mention of the suffragettes or any kind of portraits of their leaders or their cause; the emphasis is entirely on the how they were just one of 3 or 4 social and political issues which Edwardian leaders were trying to assess and juggle in order to pursue the endless quest to stay in power.

Preserving the balance

So little or no social or economic history, then. What the book is good on is political theory. At what you might call the academic end of the spectrum, Shannon gives accounts of the political thought of Liberal ideologues such as John Bright and John Stuart Mill, showing how the latter in particular derived principles from his Utilitarian mentors and then evolved them to reflect the times (not least in Mills’s powerful defences of women’s rights).

Shannon refers to the at-the-time well-known collection Essays on Reform, published in 1867 as ‘part of the propaganda of the “advanced party” for a “more national Parliament”‘. In the Essays leading political commentators made suggestions about how to improve the franchise and the voting system. Shannon dwells on the contribution of John Morley (1838 to 1923), nowadays a forgotten figure, but who was not only an influential journalist and editor but went on to be a reforming politician in his own right from the 1890s through to the 1920s, and who in the 1880s consciously positioned himself as the heir to Mill (who had died in 1873) as chief ideologue of classical Liberalism (p.98).

Some of the writings in Essays on Reform turn out to be disconcertingly relevant today, 150 years later. Shannon quotes Lesley Stephen, in his essay on reform, proposing that England is an essentially conservative country with an instinctive liking for the established order of things which makes all the upper classes, a lot of the middle classes and a surprising number of the working classes instinctively deferential and reluctant to change. This leapt right off the page and spoke to me now, in 2021 as I am reading endless articles about why Labour lost the 2019 election so badly and why so many people continue to support the Conservative Party despite it so obviously being led by corrupt fools and incompetents. Reading Stephen’s words suggest the short answer is because it’s always been like that; because that’s what England is like.

But theorising and essay writing wasn’t only done by intellectuals and the higher journalists. Politicians also made speeches or wrote articles, and thus Shannon liberally quotes from speeches or articles by the likes of Disraeli, Gladstone and their heirs, to indicate what they said they believed and what they thought they were trying to do.

The thing is, though, that Shannon rarely takes them at face value. In line with his basic credo about the ‘blind forces’ driving society, Shannon is not shy of pointing out when these eminent Victorians got it completely wrong.

In practically every respect Gladstone’s assumptions about the shape of the future were belied by events, just as were Disraeli’s assumptions about the possibilities of perpetuating a traditional Palmerstonian past. (p.70)

It would take nearly twenty years for Gladstone to reconcile himself to the inadequacy of his assumptions of 1868. (p.79)

The politicians of the period were engaged in what Shannon calls:

A contest in misapprehension. (p.70)

Or, more likely, were writing articles and making speeches not to convey eternal political truths, but to play the game and position issues or ideas in such a way as to maximise the author’s appeal, not necessarily to the bulk of the population (who couldn’t vote), but to key stakeholders or constituencies or even to specific individuals whose support they need.

As well as 1. intellectual ideas and 2. the strategic ideas promoted by politicians for political gain, there is a third category, 3. underlying commonplaces and beliefs.

These are the ideas which aren’t necessarily articulated in their own day and yet exist as widely accepted commonplaces and traditional values in all political parties (or social organisations, such as the Anglican Church). Shannon is very good at bringing these underlying Victorian beliefs out into the open and so helping you to understand not just what the Liberal and Conservative leaders said they stood for, but what the crusty old supporters of both parties actually believed they stood for, which was often very something completely different.

Put more simply, Shannon is a really interesting guide to the ideologies and values which underpinned not only high politics but also the political culture of the period but which was often not very well expressed at the time.

For example, I found his summary of Matthew Arnold’s 1869 book, Culture and Anarchy: An Essay in Political and Social Criticism, very useful. Arnold, Shannon explains, like so many of his contemporaries, didn’t want to leap forward into a radical future, he wanted to preserve the best elements of the past in troublesome times.

Arnold’s fear was that Britain was moving away from reliance on the disinterested morality of the landowning aristocracy and at the same time losing its religious faith, and that this collapse risked the triumph of the Philistines, the name he gave to the rising middle classes, the factory owners and entrepreneurs who knew the price of everything and the value of nothing.

Arnold’s solution was that literature, art and culture should be promoted as the way to defeat the tide of philistinism and preserve the ‘sweetness and light’ of traditional culture, which he defined as ‘the best that has been thought and known’. In effect, ‘culture’ was to replace religion as the great binding glue and underpinning ideology of society (p.33).

This notion was to have a phenomenal impact and arguably to hold sway across the arts until well into the 1960s. I think it affected the way I was taught my literature degree in the 1980s. But reading it in the context of Shannon’s hard-headed exposition of power politics gives it a whole new meaning.

Arnold was just one of many Victorians who were looking backwards, who were trying to preserve what they idealised as a kind of balance or equilibrium between forces in society, which they hoped would resolve all social issues and return life to the idyllic days of their youths.

Shannon shows in detail that Gladstone and Disraeli were, in this regard, just the same, both men trying to return Britain to an imagined land of peace and plenty of their youths. Both men only promoted supposedly ‘radical’ policies (such as extending the franchise or extending state support for education in the 1870 Education Act) because they thought it would shut down dissent, end the debate, and restore this mythical equilibrium.

The essence of the question of reform [in 1867]…was a problem of striking a settlement that would satisfy the country and provide the point of rest and stability for a reconstituted Victorian equilibrium. (p.62)

The second stage of the Liberal effort to create a new Victorian equilibrium in the Liberal image fulfilled itself in the great programme of reforms between 1869 and 1873. (p.76)

The essence of the conduct of affairs in the decade 1874-85 was the effort of both Conservative and Liberal governments to operate on the basis of a desired and assumed Victorian equilibrium. Conservatives interpreted this equilibrium to mean a return to ‘normal’ procedures as defined in Palmerstonian pre-1867 terms… Liberals of most strains interpreted the equilibrium in terms of a revised dispensation required by the country to fulfil the potential of 1867… (p.101)

Some later Victorian schools of political thought

Maybe ‘theory’ is too grand and French a word to use for British political thinking, which has always been pragmatic, ad hoc and short term. As I read some of Shannon’s summaries of Victorian schools of thought, it crossed my mind that it might be useful to list and briefly summarise them:

Matthew Arnold

Arnold believed religion had been wounded by science, old aristocratic ideals damaged by democracy. He suggested replacing them with a new national ideology based on Culture which he defined as the best which has been thought and written, meaning, essentially, English literature.

John Stuart Mill

Mill helped define the ‘harm principle’ of freedom, namely that citizens should be free to do just about anything so long as it doesn’t harm, or cause harm to, others. He strongly defended complete freedom of speech on the basis that society could only progress if all ideas were freely expressed and openly discussed, confident that good opinions would defeat bad opinions. (p.32) Under the influence of his wife he became a fervent advocate of women’s rights, and spoke in favour of votes for women in the 1860s.

But Shannon takes us beneath the popular image of Mill as champion of modern human rights, to show how odd and of his time much of his thought was. For Liberals in the 1860s the issue wasn’t about steering the country towards universal suffrage: the pressing concern was to wrest power from the landed aristocracy, the estimated 10,000 or so families who essentially ran Britain, not in order to create a mass democracy, but to relocate power to the Most Intelligent People in the nation who Mill, not surprisingly, identified with himself and his friends.

In other words, Mill didn’t want to abolish the mindset of deference as so many Radicals did. He simply wanted to shift the focus of the population’s deference from the (in his opinion) worthless aristocracy, to the new forces of liberal industry and economy and intelligence.

Leslie Stephen

Stephen believed that occult and unacknowledged forces kept England a predominantly aristocratic society, the majority of the population liking to keep things as they are and to defer to their betters. (p.28) (If you wanted to think really big, you could say this attitude goes back to the Norman Conquest and the establishment of a two-class society which, in many occult and unacknowledged ways, endures to this day. Being able to speak French or drop French tags into conversation, for example.)

Whig aristocrats

believed that only possession of land could guarantee independence and freedom. A tenant is forced to vote the way his landlord tells him. The owner of vast acres can, by contrast, stand up against almost any authority (including, back at the origin of the Whig Party, during the Glorious Revolution of 1688, the king himself). English freedom therefore depends on the existence of a well-educated and independent aristocracy, and their existence depends on respect for property. From this perspective, any attempt to tax, confiscate or redistribute someone’s land represents not an attack on them or even the propertied class, but on the entire basis of English freedom and this explains the attitudes and speeches of most MPs and ministers from the landed aristocracy (p.26).

The Manchester School

The Manchester school of economic and political theorists, led by John Bright and William Cobden, believed that free trade between nations would maximise everyone’s wealth and guarantee peace, because eventually every nation would be so tied together by international trade that war would wreck their own economies. After the death of Palmerston in 1865, the Manchester School thought that Britain’s foreign policy should be one of complete non-intervention, showing the rest of the world, by example, how free trade led to prosperity. The Manchester School passively supported the attempts by peoples across Europe to liberate themselves from foreign (generally reactionary) oppressors, such as the struggle for Italian Unification, completed by 1871, because this would lead them all, in time, to have a constitution and economy as glorious as Britain’s. But they thought that we must on no account intervene in those struggles (p.43).

Castlereagh’s foreign policy

The Conservative view looked back to the aftermath of the Napoleonic Wars when Britain had a vested interest in never again letting a continent-wide dictator arise, and so was active in creating and supporting a supposed ‘balance of power’ in Europe, creating a ‘concert of powers’ between France, Prussia, Austro-Hungary and Russia, without ever actually joining sides. (pages 43 and 47).

Unfortunately, the illusion of this concert was seriously damaged by the Crimean War (1853 to 1856) in which a lot of Britons were surprised to find themselves fighting with Muslim Turkey against Christian Russia. And then Bismarck definitively wrecked this model by defeating Denmark, Austria and France in order to create a unified Germany in 1871. From this point the old theories became increasingly irrelevant and British leaders, both Conservative and Liberal, had to cast around for a new model and a new role for Britain in Europe (p.45).

Beneath the surface of a general retraction of diplomatic initiative following the Denmark fiasco, the phase from 1865 to 1874 is characterised by a great deal of manoeuvring and regrouping of political forces… (p.53)

The Crimean System

The Crimean War was fought to contain Russian expansionism, to prevent Russia extending its control right through the Balkans to threaten Constantinople and the Straits i.e. the Bosphorus, where the Black Sea joins the Mediterranean.

If Russia attained control of the Straits it would allow her navy to enter the Mediterranean at will and hugely shift the balance of power in the Eastern Mediterranean and Eastern Europe. Therefore Britain found itself fighting alongside Turkey and propping up the Muslim Sultan against a Christian European power. Many people at the time thought it was a mistake in principle and the actual mismanagement of the war confirmed their worst expectations.

The war ended with the 1856 Treaty of Paris and this goal of propping up Turkey in order to contain Russia became known as the Crimean System, which British politicians then tried to maintain for decades, way after it had become irrelevant to the changing realities on the ground.

Shannon’s theory of drag – the way politicians look backward, trying to maintain or recreate the systems and equilibriums they fancy existed in their youths – explains why, 20 years after the war, when Turkey carried out a brutal suppression of Bulgarians seeking independence in 1876, British Prime Minister Disraeli’s only response was to carry on maintaining the ‘Crimea System’ and so continuing to prop up a Turkey which had become notably more feeble and maladministered in the interim. Disraeli’s inability to think of a new approach handed Gladstone the opportunity to score a massive public hit with his speeches giving gruesome details of the Turkish massacres of Bulgarian villagers, the so-called ‘Bulgarian Atrocities’, and decrying Disraeli’s immorality in defending them.

Politics isn’t about principles. It is about attacking your opponent at their weakest point until they collapse. It is about seizing opportunities for political gain.

Liberalism

One of the fundamental ideas of Liberalism, of the classical kind advocated by Cobden and Bright, was that different social groups and forces can, ultimately, be reconciled, not least by the growing science of society – sociology – by the use of reason and good will. It is optimistic about society’s prospects for eventually finding balance and peace (p.31), and the same belief extends into a foreign policy which believes that free trade between nations is the best way of ensuring peace.

Nonconformism

It is difficult for many moderns to grasp the importance of religion in British politics until relatively recently. Certainly it was of vast importance in the Victorian period. The religious scene still bore the marks of the civil wars and the 1688 revolution which followed it. Basically, the Church of England was the settled theological and organisational basis of the Establishment, of most of the landed aristocracy, of Oxford and Cambridge and the elite professions it produced.

After the restoration of Charles II in 1660 an Act of Uniformity and a series of Test Acts were put in place to ensure that nobody could hold any formal office or take a degree unless they swore to uphold the theology of the Anglican church and support the episcopal appointment of all ministers of religion.

Except that the civil wars of the 1640s and 50s had brought out into the open, and into public life, a large minority of devout Christians who could not swear obedience to the theology of the Anglican Church. They either disagreed about the entire idea of an ‘established’ church, or disagreed with the fact that its leaders, the bishops, were appointed by the civil power i.e. the monarch, or disagreed on a wide range of theological points. Before and during the wars they were known as ‘Puritans’ and the wars gave them the freedom to debate and define their positions for the first time. This led to a proliferation of sects which, in the decades after 1660, acquired formal names, including Presbyterians and Congregationalists, Baptists, Quakers, Unitarians and (originating in the 18th century) Methodists.

Because they refused to ‘conform’ to the Act of Uniformity and the various Test Acts, they became known as the Nonconformists and came to constitute a distinct element of British society, large in England, probably a majority in Wales. There’s a lot of ongoing debate about whether the Nonconformists caused the industrial revolution, but there’s no doubt that, because they were excluded by law from holding civil posts (in local or national government) or entering any of the professions, Nonconformists were forced into business and into the worlds of science and industry.

The Test Acts were repealed by 1830 in what amounted, in its day, to a social and political upheaval, alongside Catholic Emancipation i.e. the removal of similar restrictions from Roman Catholics.

The point of all this for our period is that the Nonconformists, despite being split into various sects and subsidiary groupings, by and large formed a large part of British society.

A census of religion in 1851 revealed Nonconformists made up about half the number of people who attended church services on Sundays. In the larger manufacturing areas, Nonconformists clearly outnumbered members of the Church of England. (Wikipedia)

And this large body of Nonconformists constituted a bedrock element of the Liberal Party which they hoped would continue to remove obstacles to their full legal rights. Many of these hopes focused on the (utopian) wish for the disestablishment of the Church of England, so that it would become merely one religious grouping among many.

But their presence in large numbers meant that the Liberal leader who emerged after Palmerston’s death, Gladstone, had to always take the Nonconformist vote into account when devising his policies and strategies.

You might have thought the Nonconformist influence, like religious belief generally, was slowly declining during the nineteenth century, but it was the opposite. The 1868 general election led to an influx of Nonconformist MPs, the largest cohort ever, who from now onwards had to be included in all political calculations, and added a substantial layer of complexity to a host of policies, especially regarding Ireland, the disestablishment of the Anglican church in Ireland, and then all the discussions about Irish Home Rule.

With the result that 40 years later, the coming man in the Liberal Party, David Lloyd George, still had to cultivate and maintain Nonconformist support in the 1900s.

I was really surprised to learn about the tremendous complexity of passing the 1870 Education Act. This was caused by of the conflict between the Church of England which ran the majority of state schools and the Nonconformists who wanted more state schools to be set up but not run by the Church and certainly not funded from local rates. It was a very English, very muddled situation which led to an unsatisfactory and patchy solution, the establishment of ‘Board schools’ which ‘became one of the great shaping factors of later nineteenth century society’ (pp.86 to 92).

In summary, it is impossible to understand a lot of political events between 1868 and the Great War unless you have a good feel for the importance of the Nonconformist interest in politics and in Britain’s broader cultural life.

Thomas Henry Huxley (1825 to 1895)

Although famous as a vigorous defender of Charles Darwin’s theory of evolution by natural selection, Huxley was solidly on the side of the angels and made speeches and wrote articles (notably Evolution and Ethics) pointing out that just because nature works through violent competition and extermination, doesn’t mean that humans have to. In fact humans have the capacity to do the exact opposite and use the reason which evolution has handed us in order to devise rational and compassionate solutions to social problems, which, in their generosity and altruism, refute the whole vulgar notion of nature ‘red in tooth and claw’.

Gladstone

Shannon credits Gladstone with realising that politics had to move on from the old notion that it was about balancing categories of ‘interest’ (for example, trying to frame policies which reconciled the landed interest and the industrial interest, and so on) to categories of ‘morality’ (p.55).

In making this shift of the basis of politics the essential task of the Liberal party Gladstone made it into a vehicle of political moralism. (p.55)

Hence the intensely moralising tone Gladstone adopted as he came to political prominence from the 1860s onwards, the increasing emphasis on judging government policies and bills on the grounds of social morality and hence Gladstone’s long, high-minded lectures which many found inspiring, but many (including, famously, Queen Victoria herself) found patronising and infuriating. Maybe Gladstone was the first mansplainer.

Reasons for losing

The Liberal government, convinced of its own virtue and its mission to reform and rebalance society, was flabbergasted when it lost the 1874 general election badly. Lots of commentators and the Liberal leadership itself were deeply puzzled why this had happened. Gladstone took it very personally and resigned the Liberal leadership in 1875. Journalist and soon-to-become politician John Morley wrote a book, On Compromise, giving his explanations for the defeat:

  • the example of French demagogy i.e. populism; appealing to the vulgar mob
  • the intellectual trend of the ‘historical method’ which had undermined the moral authority of the Bible
  • the corruptions of the popular press
  • the influence of the reactionary Church of England

But the deepest cause, Morley thought, was the material prosperity which had mushroomed during these years and had impaired ‘the moral and intellectual nerve of our generation’ (p.98). A generation later, the Liberal commentator Charles Masterman would attribute Tory victory to flag-waving jingoism and imperialism which rallied the uneducated masses to the Conservative cause.

Sound strangely familiar don’t they, these excuses for losing an election, 150 years later. No reflection on your own policies: instead, blame the electorate for being uneducated, venal and easily corrupted.

The Victorian balance unravels

Between 1865 and 1915 a devil of a lot of things happened, but from Shannon’s narrow focus on power politics, he places almost everything within the context of one overriding thesis.

This is that the High Victorian period (1850 to 1870) had been characterised by balance, by a synthesis of opposing forces, by what you could call the Liberal conviction that conflicting beliefs, ideas, ideologies, policies and political movements could, in the end, be reconciled, and the less interference by government, the quicker these solutions would come about.

Thus in the realm of culture, even critics of traditional Christian theology thought that the shocks of the Higher Criticism originating in Germany academia and, in a later generation, the discoveries of Charles Darwin and the geologists, could be absorbed by society, maybe into a new science of society, maybe into the new ideas of positivism articulated by August Comte. Scientific optimism.

In society at large the rise of working class militancy (the Chartists) was largely contained, an extension of the franchise in 1867 drew the sting from anti-establishment protest, a new education act in 1870 looked set to address long-running concerns about the shameful illiteracy of the underclass.

In foreign affairs Britain’s navy had unparalleled control of the seas, underpinning British possession of a huge range of colonies, while affairs on the continent of Europe remained mostly peaceful (apart from the relatively small skirmishes surrounding Bismarck‘s campaign to unify Germany under Prussian control) and the blundering shambles of the Crimean War which didn’t take place in Europe.

The entire worldview was underpinned by the immense pomp and circumstance surrounding Queen Victoria who was made empress of India by a grovelling Disraeli in 1877.

But by the 1880s this optimism was under strain in every direction. Working class militancy increased. Journalism and charitable work exposed the appalling poverty in Britain’s cities.

Abroad, trouble in the Balkans as the power of the Ottoman Empire declined led to flashpoints at the meeting points of the Russian and Austro-Hungarian and Ottoman empires. Britain watched and then became involved in various attempts to set up alliances and pacts to ensure security, all of them unstable.

The colonies grew restive. There was a religious uprising against British rule in Egypt led by Muhammad Ahmad bin Abd Allah in 1881. The Indian National Congress was founded in 1885.

The really big colonial issue was on Britain’s doorstep as the pressure for Irish Home rule grew relentlessly, and this brings us to a really big theme of the period, which is, the splitting up of the major parties over huge political issues.

Even more than the first half, the second half of the book views all the political developments through the lens of attempts to retain or restore this mythical social and political ‘balance’.

Shannon’s view is that social and political events presented a challenge and that the two main political parties, and their successive leaders, struggled to address these challenges. It explains the structure he gives to the last three parts of his book as he first of all enumerates the problems facing later Victorian society and then weighs the responses of, first the Unionist Party, then the Liberals, and finds them both, in the end, inadequate to the task.

Part III: The forming elements of a modern society

  • Social dynamics 1886 to 1895
  • The politics of Unionism and Home Rule 1886 to 1895
  • New directions in external problems 1886 to 1895
  • Victorianism and Modernism: cultural themes and variations in the 1880s and 1890s

Part IV: The search for adequate responses: the Unionist version 1895 to 1905

  • The Unionist domestic bid 1895 to 1902
  • Unionist efforts to save the external situation 1895 to 1905
  • The Unionist impasse 1903 to 1905

Part V: The search for adequate responses: the Liberal version 1905 to 1915

  • The Liberal domestic bid 1905 to 1911
  • Liberal responses in foreign affairs 1905 to 1911
  • The Liberal impasse 1912 to 1915

As the Victorian equilibrium and Liberal confidence that social problems would, basically, sort themselves out, both unravelled in the 1880s, two really major themes come to dominate the book, namely the ruinous impact of trying to conceptualise and implement Irish Home Rule from the 1880s onwards, and the equally divisive attempt led by Joseph Chamberlain to create an Imperialist party and policy, which coalesced around the policy of tariff reform in the early 1900s.

The really striking thing about both issues is the extent to which:

  • they dominated political discussions and calculations from the 1880s through the 1900s
  • they ended up fatally dividing existing political parties, with the Liberals splitting over Home Rule and the Conservative party splitting over tariff reform
  • and that both issues ended in abject failure

The failure of Liberalism

The 1885 general election resulted in a parliament where Home Rule MPs from Ireland held the balance of power. This helped crystallise the great leader of Liberalism, William Gladstone’s, conviction that Ireland deserved home rule, in effect a revision of the terms under which Ireland formed part of the United Kingdom since the merger of the kingdoms in 1800. Gladstone made Irish Home Rule a central policy of the Liberal Party.

But a large number of traditionalist Liberals disagreed and, in 1886, broke away to form the Liberal Unionist Party which soon found a leader in the charismatic figure of Joseph Chamberlain. Eventually, the Liberal Unionists formed a political alliance with the Conservative Party in opposition to Irish Home Rule. The two parties formed the ten-year-long coalition Unionist Government 1895 to 1905 but were swept to defeat by a Liberal landslide in the 1906 general election.

Not only did the precise nature of Home Rule stymie Gladstone in the final years of his political career (he died in 1898) but it returned as a major political crisis at the end of the Edwardian era and it is always striking to be reminded that, as Europe rushed towards war in August 1914, the British cabinet was far more concerned about the possibility of civil war breaking out in Ireland between the nationalist majority and the Protestant die-hards of Ulster.

In other words, long, complicated and tortuous as the issue of Irish Home Rule was, the liberal Party failed to solve it.

The failure of Unionism

The Conservatives successfully positioned themselves as the party of the British Empire during Disraeli’s leadership (mostly, as we have suggested, out of sheer opportunism). Imperial ambition reached its peak with the attempt from the turn of the century by Joseph Chamberlain to promote a policy of Tariff Reform designed to bind together Britain and the major Anglo-Saxon colonies (Canada, Australia, New Zealand and South Africa) into a protectionist trading bloc.

The policy had a rhetorical or branding appeal to the imaginations of many, but it hit at least two very big rocks which were:

  1. It would almost certainly have led to higher prices for basic foodstuffs for most Britons; hence its opponents could set up lobbying groups with names like the Free Food organisation.
  2. Chamberlain organised a series of conferences attended by the Prime Ministers of the Anglo colonies, but they never got anywhere near agreeing trading terms – it was a nice idea, but never fleshed out in practice.

A third aspect was the disastrous showing of the British army in the Boer War, 1899 to 1902. This had the effect of discrediting the Unionist government which was in power at the time and, although Britain ultimately defeated the Boers on the battlefield, in the years that followed the Boers won back all their political rights and more. It was a colossal moral defeat.

Obviously there’s a lot more detail, but overall it was widely felt, by 1906, that the Imperial project of the Unionists had failed. This is explained in detail in Shannon’s chapter, ‘The Unionist impasse 1903 to 1905’.

High numbers

The naive and simple minded think that democratic politics is about ideals and principles. This is why they are continually disappointed by actual political events, because what politics is really about is numbers.

From 1885 to 1915, Shannon’s history shows how a huge amount of political energy went into detailed political calculations about how to win and maintain power and that these boiled down again and again to the numbers: will you get enough votes in a general election? (General elections were held in 1885, 1886, 1892, 1895, 1900, 1906 and twice in 1910). Will a high enough percentage of voters turn out?

Is it necessary to do deals with other parties, as the young Labour Representation Committee did in the 1906 election when the LRC won 29 seats because of a secret pact between its leader, Ramsay MacDonald, and Liberal Chief Whip, Herbert Gladstone, to avoid splitting the anti-Conservative vote between Labour and Liberal candidates?

If you extend the franchise (as the UK did in 1867 and 1884 and 1918), how will it affect your vote? This was one of the elements in the government’s calculations about whether to bow to suffragette pressure and extend the vote to women. If so, which women and how many and what would be the impact on the balance of power? It wasn’t about principle. It was about calculating the numbers.

Would the growth of trade unions affect the working class vote? Would legalisation of trade unions garner support for the party which did it (Liberal or Conservative), or would it lead to the creation of an entirely new radical party?

And you may be able to form a government, but do you have a big enough majority to pass all the laws you want to? Will you have to make alliances with other parties (as the Liberals did with Irish Nationalists and the small Labour Party in 1910 to get its social policies and radical budget passed)?

If the House of Lords refuses to pass laws which have been approved by the House of Commons, will having a second general election (as there was in 1910) increase or decrease your majority? Will you be able to persuade the king to create so many new Liberal peers that they will swamp the House of Lords and guarantee the passage of your bill (as the Liberal government threatened to do in 1910 to get its contentious Finance Bill past an obstructive House of Lords)?

And within so-called parties, will you be able to win round some groups or elements in an opposition party to your way of thinking, without alienating too many members of your own party? Democratic politics is a numbers game.

High finance

Another way in which politics is obviously all about numbers is the finances, and the basic, entry-level question: how are you going to pay for your fancy policies?

This is why almost all policies are, in the final analysis, subject to the control of the Treasury and the Chancellor of the Exchequer and why there often end up being such fierce rivalries between the Prime Minister, who is in charge of policy and strategy and creating alliances and support for policies; and his Chancellor who has great power to wreck all these plans if the figures don’t add up.

If you plan mighty new policies who is going to pay? Take the famous naval rivalry between Britain and Germany which took a leap in intensity after Britain launched its first Dreadnought class warship in 1906. The initial dreadnoughts cost £1,783,000, compared to £1,540,000 for the previous largest ships, but eight years later the new Queen Elizabeth class was costing £2,300,000 each. Who was going to pay for them?

In 1909 David Lloyd George wanted to complete the Liberal agenda of tackling poverty in the shape of caring for the elderly and for the unemployed, so he introduced the so-called People’s Budget. Half the attention given to it by historians concerns the way its provisions began to lay the foundations for what, a generation later, would be called the Welfare State. But Shannon is more interested in the numbers, namely who was going to pay for this new state largesse? A central point of the budget was that it introduced unprecedented taxes on the lands and incomes of Britain’s wealthy (it introduced higher rates of income tax, higher death duties and a 20% tax on increases in value when land changed hands).

No wonder the members of the class very obviously targeted by these changes, who populated the House of Lords, rejected it, which led to a great constitutional crisis, which pitted the House of Commons and ‘the will of the people’ against the representatives of the landed elite.

Déjà vu all over again

One of the pleasures of reading history and, in particular, fairly recent history (i.e. not medieval or ancient history) is to read the past through the prism of the present, or read the past with the issues and pressures of the present in mind. In this respect, it never fails to amaze me how some things never change. Thus we read that:

1. Why did we lose?

The high-minded Liberals just couldn’t understand how they could lose the 1874 election to the elitist, land-owning, greedy and reactionary Conservative Party. The best reasons they could come up with were that the voting public had been corrupted by a new, more aggressively populist press and by a new and unprecedentedly high standard of living. They were wallowing in luxury and had forgotten their high-minded responsibility to build a better, fairer society. Instead the sustained prosperity of the 1850s and 60s had caused:

‘a general riot of luxury in which nearly all classes had their share…[in which] money and beer flowed freely.’ (p.97).

Which sounds to me very like the excuses the Labour Party made about losing three successive elections to Mrs Thatcher in the 1980s and then, again, about their thumping defeat in the 2019 election.

2. The progressive coalition in disarray

As Shannon is at pains to demonstrate, the Liberal Party had only recently been founded – the conventional date for its establishment is 1859 – and was made up of a diverse coalition of forces: the traditional land-owning Whig aristocracy; urban Radicals; Irish nationalists; high-minded Anglicans like Gladstone but also a very large number of Nonconformists who Gladstone conscientiously courted. During its ministry from 1868 to 1874 the Liberal government had achieved much but also alienated many of these key constituents.

3. Cosmopolitans versus patriots

I was fascinated to read that in his landmark speech at Crystal Palace in 1872, Disraeli attempted some political positioning and branding, by accusing the Liberals of being elite and out of touch with the ordinary voter, but in particular of being ‘cosmopolitan‘, meaning too quick to truckle to foreigners, not willing to defend the ‘national’ interest, which, of course, Disraeli strongly identified himself and the Conservatives with (p.53). The Liberals had lost touch with the people and ‘cosmopolitan’ doctrines had been imported from the continent and foisted on the innocent British public under the guise of ‘Liberalism’. The Liberals had tried to ‘substitute cosmopolitan for national principles’ (p.95).

During this period Disraeli tried to reposition the Conservatives as the party which would defend a) the constitution and the great historic institutions of England, b) our national interests, our place as a Great Power, and combine these with c) a comprehensive programme of social reform.

The combination of flag-waving patriotism with the promise of robust reform and prosperity for all sounds very reminiscent of the 2019 Conservative Party under Boris Johnson, another unprincipled but eerily successful chancer.

4. Working class conservatism

Shannon emphasises that British trade unions didn’t want to overthrow the system, they just wanted a greater say in the fruits of the system and a share in its profits for their members (p.29). The majority of the great unwashed just wanted to be left alone, without a nanny state sticking its nose in their business and insisting they were ‘improved’, whether they wanted to be or not (p.103).

Again, resentment at the tendency of high-minded Liberals to poke their noses into people’s private affairs and educate and inform them and force them to become more progressive sounds eerily similar to the resentment in at least some parts of the 2019 electorate towards the urban, college-educated cadres of the modern Labour Party who want to force everyone to be more aware of racial issues and feminist issues and transgender issues and LGBTQ+ issues and take the knee and defund the police and fight for justice in Palestine. Many people, then as now, just want to be left alone to get on with their lives and deeply dislike being continually hectored and lectured, thank you very much.

5. The sorry state of English education

In the 1860s education in England lagged far behind standards on the continent, especially by comparison with Germany, especially in the area of technical education. Lots of committees wrote lots of reports. Lots of commentators agonised (including the wordy school inspector, Matthew Arnold) (pages 86 to 95). 160 years later, has much changed or does the UK still languish behind the best in Europe in its maths and literacy and technical education?

6. Ireland

Obviously Irish nationalism evolved throughout the 19th century, taking many forms, and characterised by different leading elements from Daniel O’Connell’s Catholic Association and Repeal Association of the 1840s to the violent tactics of the Irish Republican Brotherhood led by Michael Davitt.

It is a vast subject with a powerful mythology and huge literature of its own which I don’t have any space to go into. I’m just making the point that I’m reading about Gladstone’s attempts to solve the Irish Question in the 1870s and 1880s in July 2021 at the same time I am hearing on the radio about the issues caused by Brexit, the Northern Irish Protocol and its possible breaches of the Good Friday Agreement. In other words, it’s hard to avoid the conclusion that the ‘Irish Question’ will be with us (and the Irish) forever.


Credit

The Crisis of Imperialism 1865 to 1915 by Richard Shannon was published in 1974 by Hart-David, MacGibbon Books. All references are to the 1976 Paladin paperback edition.

More nineteenth century reviews

Ill Seen Ill Said by Samuel Beckett (1981)

For the last time at last for to end yet again…

Ill Seen Ill Said is a short prose text by Samuel Beckett. It’s 33 pages long in the modern Faber paperback edition. It was first published in French as Mal vu mal dit in 1981, and then published in Beckett’s own English translation in 1982.

Its immediate predecessor in Beckett’s prose works, Company, consisted of 59 paragraphs, printed with enough space between them to create the sense that each paragraph is almost a freestanding unit. Ill Seen Ill Said continues this layout, with 61 paragraphs in total. A revealing aspect of this paragraph-ness is that it’s quite difficult to quote individual sentences from the piece. They all read much better when given in the full context of their entire paragraph, testament to the way each paragraph is carefully crafted and assembled.

Late Beckett prose style

The paragraphs sort of describe, or appear to describe, an old woman alone in a cabin, who, at various points, watches the evening and the morning star, and ventures out apparently only to visit a grave. But that gives the completely misleading impression that there is some kind of a plot. There isn’t, not at all. But the point is not the plot or story (which doesn’t exist). The points are, or include:

  • Beckett’s late-in-life, continuing experiments with a prose which is pared to the bone, and yet dominated by the repetition of key words or phrases, images and… strange perceptions
  • a sort of muted fantasia of other elements which infest the ostensible ‘story’, for example, the recurrence of a sort of all-seeing ‘eye’ through which we see much of the changing scene, or the occasional presence of a mysterious set of twelve ‘guardians’
  • above all, a sustained obliqueness of approach to the entire concept of ‘narrative’ which means that, although the words flow by in an apparently orderly fashion, quite regularly and sometimes for long stretches, the reader has no idea what is going on

Late Beckett prose is pared to the bone. The text is not made of long, rangey, descriptive sentences, no sir. Commas and all other punctuation except full stops are conspicuous by their absence. Instead the text is built of generally very short sentences, often with their subject surgically removed.

There was a time when she did not appear in the zone of stones. A long time. Was not therefore to be seen going out or coming in. When she appeared only in the pastures. Was not therefore to be seen leaving them. Save as though by enchantment.

These relatively simple omissions create a version of what used to be called telegraphese (which the internet defines as: ‘the terse, abbreviated style of language used in telegrams’ ) and that’s certainly an obvious and negative effect, the removal of unnecessary words.

But there are positive effects too. Removing pronouns and unnecessary words highlights what remains and contributes to what you could call a kind of cluttering effect created by the deployment of unexpected syntactical patterns. The text enjoys staging little car crashes of nouns and pronouns, often deliberately creating difficulties or ambiguities.

She is drawn to a certain spot. At times. There stands a stone. It it is draws her. Rounded rectangular block three times as high as wide. Four. Her stature now. Her lowly stature. When it draws she must to it.

‘It it is draws her.’ Presumably this means: ‘It is this which draws her to the spot’, and you can imagine traditional authors, from Dickens to Hardy, elaborating further: ‘It is this worn and weathered ancient stone which attracts the lonely old woman to his bleak and isolated location…’ or some such colourful locutions.

But for Beckett, in 1981, this has been worn down to just: ‘It it is draws her’. The language itself has been worn and weathered down to a kind of stump.

And making sense of those five words requires the reader to stop and parse the syntax. The repetition if ‘it’ causes the mind to stumble for a moment, till it gets its bearings, and a lot of the text is like this – like the mind stumbling over very uneven terrain, strewn with rocks, continually having to come to a dead stop and work out the way forward.

I suppose a sentence like ‘It it is draws’ can also be categorised as a sort of word game. Repeating a word or phrase, one after the other, but with a different syntactical weight.

Last example the flagstone before her door that by dint by dint her little weight has grooved.

Saying ‘dint by dint’ would make a sort of sense, albeit an unusual phrase. But ‘by dint by dint’ really forces you to stop and work out the syntax of what is going on in these four short little words.

So Beckett makes his prose sparser and barer by:

  • using short sentences
  • removing verbs
  • removing pronouns
  • removing the definite or indefinite article (‘the’ or ‘a’)
  • unusual repetition of the remaining elements to create numerous syntactical challenges

All of which result in a really strange, super-charged prose.

Mysteries

Then there are moments, many moments when, by combining this fairly familiar set of tricks, he makes the prose suddenly mysterious and unfathomable.

What is it defends her? Even from her own. Averts the intent gaze. Incriminates the dearly won. Forbids divining her. What but life ending. Hers. The other’s. But so otherwise. She needs nothing. Nothing utterable. Whereas the other. How need in the end? But how? How need in the end?

‘The other’s’? What other? What other’s?

This paragraph goes right over the edge into new territory. I don’t understand any of the sentences. I mean I can read them, but I have no idea what they’re referring to. They don’t seem to refer to anything in the preceding text apart from ‘her’, the ostensible female subject.

But language can never be empty, its purpose is to convey meaning, so each word conveys meaning – can be read – it’s just that arrangement of words into these sentences conveys no clear or definable meaning. Therefore you end up in this situation where you can read it – easily read it because there are no hard words involved – but have no idea what it really means.

This is why I sometimes use the word incantation or spell about Beckett’s prose because, although you can understand the individual words, the way they are combined works to evoke or create a kind of uncanny otherspace in your mind. Personally, I find this rather delirious and quite addictive sensation is often almost unrelated to the ostensible subject matter of the prose (although it obviously helps that the subject matter is spare and bare and bleak and simple). The subject matter, in its colourless, passionless minimalism abstractness is merely the vehicle which enables the prose to reach out into their entirely unexplored, strange and hypnotic otherspace.

Imagery

As to the piece’s content and imagery, this interests me quite a bit less than the language, not least because so many of the images are actually repeats. A few reviews ago, I looked at Beckett’s short prose piece One Evening in which an old woman dressed in black has ventured out to pick flowers to adorn the tomb of her husband and comes across the body of a young man, dead in the grass. Well, here in Ill Seen Ill Said we have another old woman dressed in black fussing about the tomb of her husband.

Beckett published One Evening about the same time as another short prose piece, Heard In the dark 1, which describes a narrator going out for a long walk in the snow and mentions the lambs which have just been born, a passage which was incorporated entire into the longer, later work, Company. Well, here in Ill Seen Ill Said we have another solitary figure trudging through snowy fields empty except for a few lambs.

In Fizzle 7 a man sits at a window in a small upright wicker chair with armrests, just like the narrator in As the story was told who also describes himself as sitting in a cane chair with armrests. Well, in Ill Seen Ill Said the old woman spends at least some of the time sitting in a comfy chair looking out of the window, or one of the two windows there seem to be in her room.

Sitting in a chair looking out the window. Trudging through the snow. A gravestone. The young lambs – all these images recur in Ill Seen, Ill Said, reshuffled, tumbled into a slightly new order. It is a reminder that the subject matter in Beckett is often stupefyingly banal, almost bland. A woman sits in a chair in her ‘cabin’ and likes to see the evening star rise. During the cold days she goes walking in the snow. It comes as no surprise to learn that the manuscript was initially titled, very simply, ‘The Evening or the night’.

Bear in mind this was written in 1980, Mrs Thatcher, Ronald Reagan, a huge social shift to the right in politics, re-ignition of the Cold War, mass unemployment and social unrest across the Western world, strikes and race riots. But in Beckettworld… he conceives images of this old woman at night in her cabin staring out the window, during the day trudging to the grave of her dead husband, a ring of 12 ‘guardians’ sometimes appearing to maybe menace her… and, stepping up from that level, the text appears to comment on itself, describing some sort of ‘eye’ which is observing the action, or contributing to it, although at other moments it seems to simply be the eye of the old lady herself as she shuts it to go to sleep or doze or opens it to take in the sight of her bare room in the gathering dusk.

In other words, Ill Seen Ill Said is, first and foremost, an imaginary landscape utterly detached from the real world. And what is clear from a bare consideration of just the imagery, the non-existence of any ‘plot’, and the flatness of the original title, is the immense amount of effort Beckett must have put in to transforming a set of very banal images and half a dozen gestures (looking out the window, going for a walk in the snow, eating from a bowl) into the strange, very challenging and delirious experimental prose piece it has become.

The author struggling

As with so many other Beckett texts, this one appears to include the author as a figure struggling to make sense of his own creation. In this paragraph he appears to be saying how much simpler it all would be – thinking and writing about her – if she were just a pure figment, a fictional construct, ‘cooped up’ in ‘the madhouse of the skull’ along with ‘the rest’.

Already all confusion. Things and imaginings. As of always. Confusion amounting to nothing. Despite precautions. If only she could be pure figment. Unalloyed. This old so dying woman. So dead. In the madhouse of the skull and nowhere else. Where no more precautions to be taken. No precautions possible. Cooped up there with the rest. Hovel and stones. The lot. And the eye. How simple all then. If only all could be pure figment. Neither be nor been nor by any shift to be. Gently gently. On. Careful.

I take ‘madhouse of the skull’ to be Beckettian hyperbole for the confusion within the creating mind which, at times, borders on mental illness. And I take ‘with the rest’ to refer to all the other creations of his mind, and half expect him to rattle off the list of familiar characters, Murphy, Watt, Malone, Molloy and so on.

But she can’t, she can’t be this simple. The authorial voice shares with us how much he is struggling to manage his material and then… makes what is probably the Beckettian manoeuvre: declares he must go on. He wants it to stop, the living, the breathing, the voices, the questions, God he wants it all to stop:

If there may not be no more questions let there at least be no more answers…

But, as Beckett characters have been declaring ever since he gave the notion its classic formulation at the end of The Unnamable (1953), something in him fights to continue, to go on:

I can’t go on, I’ll go on.

Only it is 30 years later and that ringing statement has been worn down like her husband’s gravestone, and like Beckett’s prose, to the bare stump:

On.

The eye

One way of going on is to move sideways and stop taking responsibility for the text. Thus the text slowly begins to mention the presence of some kind of ‘eye’, as if there is an organ of visual perception which is observing the action and the creation of the text enacting the action, but which at the same time is detached from the author, as such, and from the narrating voice and, apparently, from any other entity within the text.

The ‘eye’ becomes a kind of freestanding device with which the author can shuffle off his responsibility to own or control or complete the text:

  • Let the eye from its vigil be distracted a moment…
  • The eye rivets the bare window…
  • The eye breathes again but not for long. For slowly it emerges again. Rises from the floor and slowly up to lose itself in the gloom…
  • Here without having to close the eye sees her afar…

At some moments it seems to be the old lady’s eye, looking up at the ceiling in the gloom of the cabin? But then the difference is made clear:

  • Weary of the inanimate the eye in her absence falls back on the twelve…
  • While the eye digests its pittance. In its private dark…

Whose eye? How can it have a private dark of its own?

‘The eye’ is like another character, or another point, another focus. Having read Beckett’s later television plays, and the screenplay for his one and only film, Film, I know how very very precise he was at envisioning the camera’s precise position vis-a-vis the action, and how much effort he clearly out into visualising the events he was creating, first from this point of view, then from that, and so on. Well, that’s what the appearance of this ‘eye’ in the text reminds me of, at some moments, anyway: a kind of TV director’s point of view.

  • The eye closes in the dark and sees her in the end.
  • Seated on the stones she is seen from behind.
  • The hands. Seen from above. They rest on the pubis intertwined. Strident white.

And this feeling is reinforced in a couple of places where Beckett uses explicitly filmic terminology:

  • Close-up of a dial. Nothing else.

But it would be wrong to give the impression this screenplay terminology is consistent or easily comprehensible. The metaphor of the eye only sometimes appears to be televisual or filmic. In the text its precise meaning swims all over the place, from being, at one extreme, the actual eye of the old lady, at the other, the mechanical eye of a camera, while in other places it is sort of the eye of the narrator. Its definition and meaning are, in other words, radically uncertain, and one more factor destabilising the text and the reader’s efforts to situate themselves within it.

The intrusive author gives up

The intrusive author is traditionally associated with comedy, with the comic interventions into their own plots of novelists such as Laurence Sterne or Henry Fielding or early Dickens or William Thackeray.

Beckett reinvents the tradition as the voice of an author within the text, as he struggles to manage his own content, struggling to understand what he is seeing or hearing or experiencing. This explains, for example, the repeated one-word sentence ‘careful’. I take this to be the voice of the author telling himself to proceed carefully, as if the narrative itself is proceeding on a knife-edge, is in peril. As if it is dicing with dangerous material…

  • Was there once a time she did? Careful.
  • Gently gently. On. Careful.
  • What if not her do they ring around? Careful.
  • What forbids? Careful.
  • Dead still on her back evening and night. The bed. Careful.
  • With what one word convey its change? Careful.

The narrator is quite clearly telling himself to be careful about the way he conjures details into existence – but, as these details are by and large very banal, it’s clearly not them, the details, which are at stake.

South gable no problem. But the other. That door. Careful.

Here’s an example where he shares with us his indecision about precisely what posture to place the woman in:

Suddenly in a single gesture she snatches aside the coat and to again on a sky as black as it. And then? Careful. Have her sit? Lie? Kneel? Go?…

Thus the repeated phrase ‘careful’ builds up the sense that the narrator’s mind is in a very fragile state and that any sudden shocks or unexpected… slips in what he is fabricating, in what he is writing, inventing and describing, might tip him over the edge. But what edge? And why?

This sense of authorial jeopardy becomes especially vivid in one paragraph where the author appears to give up altogether, dismissing the whole attempt to write anything, to imagine anything, as a pitiful fiasco, dismissing all the details then the solar system itself, the entire universe he has invented, as a pitiful waste of time.

Such – such fiasco that folly takes a hand. Such bits and scraps. Seen no matter how and said as seen. Dread of black. Of white. Of void. Let her vanish. And the rest. For good. And the sun. Last rays. And the moon. And Venus. Nothing left but black sky. White earth. Or inversely. No more sky or earth. Finished high and low. Nothing but black and white. Everywhere no matter where. But black. Void. Nothing else. Contemplate that. Not another word…

Except that… there is always another word. Beckett’s characters and Beckett the author may repeatedly express the devout wish to cease, to end, to reach the end, to achieve completion. But humans can’t do that, the human condition is endless flux, consciousness won’t let up, the words won’t stop, the voices won’t be silent.

And so, after this moment of authorial collapse, this moment of authorial panic, the narrative picks up the pieces and carries on, doing what Beckett likes to do in moments of crisis, which is move to a systematic description of something trivial, in this instance the appearance of the old woman’s hands in her lap as she sits still:

Panic past pass on. The hands. Seen from above. They rest on the pubis intertwined. Strident white…

‘Panic past’. And so it continues, because it has to, like life.

Ghost stories

In my reviews of works like Eh Joe, Footfalls and Rockaby I’ve developed the notion that Beckett was writing ghost stories. Not deliberately, he is not consciously invoking the tradition of M.R. James et al. But in my opinion, although starting from a very different place, although starting from the rumbustious comic tradition of Rabelais which combines excessive interest in bodily functions with mockery and parodies of high philosophy, nonetheless Beckett has arrived in a place where he is obsessed with the evanescence of existence, with consciousnesses passing in and out of perception, of minds aware of multiple minds within themselves, containing multitudes of voices, voices in the darkness, voices from within the skull and maybe from elsewhere, who knows…

Times when she is gone. Long lapses of time. At crocus time it would be making for the distant tomb. To have that on the imagination! On top of the rest. Bearing by the stem or round her arm the cross or wreath. But she can be gone at any time. From one moment of the year to the next suddenly no longer there. No longer anywhere to be seen. Nor by the eye of flesh nor by the other. Then as suddenly there again. Long after. So on. Any other would renounce. Avow, No one. No one more. Any other than this other. In wait for her to reappear. In order to resume. Resume the – what is the word? What the wrong word?

A lot is going on in this paragraph but for my purposes I want to focus on:

But she can be gone at any time. From one moment of the year to the next suddenly no longer there. No longer anywhere to be seen. Nor by the eye of flesh nor by the other. Then as suddenly there again. Long after.

Someone appears to be watching the cabin where the old lady lives and knows that she disappears, or appears to disappear (this playing with words is contagious!) for periods of time. In my mind’s eye I see this filmically, dissolves with snow falling over an isolated rural cottage, and it appearing empty most of the time, only for the old woman, somehow, spookily, to reappear.

She is there. Again. Let the eye from its vigil be distracted a moment. At break or close of day. Distracted by the sky. By something in the sky. So that when it resumes the curtain may be no longer closed. Opened by her to let her see the sky. But even without that she is there. Without the curtain’s being opened. Suddenly open. A flash. The suddenness of all! She still without stopping. On her way without starting. Gone without going. Back without returning. Suddenly it is evening. Or dawn. The eye rivets the bare window. Nothing in the sky will distract it from it more. While she from within looks her fill. Pfft occulted. Nothing having stirred.

‘Gone without going. Back without returning.’ Creepy! Later on she seems to disappear even as we’re watching her, in the middle of eating from a bowl, she simply fades away.

But before she can proceed she fades and disappears. Nothing now for the staring eye but the chair in its solitude…

Or take the paragraph describing the buttonhook the old lady uses to lace up her boots before going out. The point is that:

It trembles faintly without cease. As if here without cease the earth faintly quaked…

Just this one object, alone in the whole cabin, very faintly, continually trembles. Why? It is like the detail from countless ghost/horror movies, he scene where you see otherwise inconsequential household objects suddenly start to shake…

And then there is the role played by ‘the twelve’. There are twelve, twelve somethings, presumably humans. Who, what why? They appear. They seem to circle the lady. Why?

What if not her do they ring around? Careful. She who looks up no more looks up and sees them. Some among them. Still or receding. Receding. Those too closely seen who move to preserve their distance. While at the same time others advance. Those in the wake of her wandering. She never once saw one come toward her. Or she forgets. She forgets. Now some do. Toward but never nearer. Thus they keep her in the centre. More or less. What then if not her do they ring around? In their ring whence she disappears unhindered.

Being circled, being at the centre of a ring of spooky, ghostly, spectral beings is another classic ghost story trope. Later they are suddenly referred to as ‘the guardians’, an even more obvious, spooky trope:

The guardians – the twelve are there but not at full muster.

The twelve are guardians? Of whom, of what? Why? Mystery. There is a great deal of text about stones, about the stoniness of the environs of the lady’s cabin, about how white bleached stone is encroaching on the pasture. Possibly the twelve are menhirs, dolmen, ancient standing stones and their movement closer and further is something to do with fog or mist. Or maybe with the old lady’s failing eyesight. Eye. Sight.

My suspicions about ghost story were bolstered when another ghost story word makes an unusual appearance, unusually explicit, short-circuiting the often impenetrable vagueness of the text with a bolt of obviousness:

The long white hair stares in a fan. Above and about the impassive face. Stares as if shocked still by some ancient horror…

‘Ancient horror’ eh. Sounds like Bram Stoker or Conan Doyle at their cheesiest.

Time slowing down. A haunted cottage. An old woman at the centre of a ring of twelve silent guardians. Staring as if shocked by some ancient horror…

It’s not by any means all that’s going on in this text, and it may well not have been Beckett’s primary concern or intention at all… But I think Ill Seen Ill Said takes its place in what I’m coming to think of as Beckett’s late-period ghost stories…

The title

The phrases ‘ill seen’ and ‘ill said’ are dropped into the text with increasing frequency as it moves towards its ending, and have complex resonances, not least because ‘ill’ can be both an adverb and a noun, so that ‘ill seen’ can mean both ‘something evil which is observed’ and ‘badly seen’.

But, to take ‘ill’ as an adverb one fairly obvious interpretation, is that ‘things’, ‘it’, ‘the world’, ‘reality’, can never be perfectly seen (or understood) and never perfectly expressed. Any human perception is necessarily very imperfect and incomplete. The world, in other words, can only, at best, be ‘ill seen’. And all human expression is similarly partial, incomplete, doomed to inadequacy. Even the best words can only hope to be ‘ill said’.


Related link

Samuel Beckett’s works

An asterisk indicates that a work was included in the Beckett on Film project, which set out to make films of all 19 of Beckett’s stage plays using leading actors and directors. The set of 19 films was released in 2002 and most of them can be watched on YouTube.

The Second World War 1939 to 1945

*Waiting For Godot 1953 Play

Awarded the Nobel Prize for Literature 1969

Running Wild by J.G. Ballard (1988)

‘Well done, Jeremy!’

This is a very short book, a macabre and gruesome little shocker which is barely a novella, really just a long short story, just about stretching to 106 pages in the big-print Flamingo paperback version. It took me just an hour and a half to read it.

It’s a first-person narrative told by a doctor (if I had a pound for every Ballard protagonist who is a doctor), in this instance, Dr Richard Greville, Deputy Psychiatric Adviser for the Metropolitan Police.

Greville has been called to help investigate a murder. Well, not so much a murder as a massacre. Early on the morning of 25 June 1988, all the adult inhabitants of a luxury, gated community for upper-middle-class professionals, named Pangbourne Village, were murdered in a variety of gruesome ways.

Some were electrocuted in their bath, or on their exercise bicycle, many were shot, some were stabbed to death, a couple were crushed against their garage by their own Porsche, some were shot with crossbow bolts. The phone cables to the outside world had been cut and all the cables from the estate’s numerous CCTV cameras to the central Security lodge had also been severed, and the security guard asphyxiated in a complicated kite-cum-tourniquet device developed by the Viet Cong in Vietnam.

Ten families lives in the community, each in a perfect, luxury home, many with indoor gyms and swimming pools and tennis courts in the grounds. All twenty of the parents were executed, along with twelve staff, including au pairs, tutors, gardeners and the two security guards.

And the thirteen children whose parents were murdered? Have disappeared. Vanished without trace.

The media go wild and there’s an explosion of theories as to what happened, from a random terrorist attack, to a mass suicide on the lines of the Jonestown Massacre, maybe an attack by Russian Special Forces at key managers of vital British infrastructure… all the way to the lunatic fringe who claim the parents were murdered and the children abducted by aliens. There’s always a few…

Greville sets about investigating the massacre systematically, and so does Ballard. The text is presented in a very neat format, divided into clear, precise sections chronicling events and developments, as Greville investigates – reviews a police video of the crime scene, reviews the history of the gated community, reads profiles of its residents, reviews all the theories, then visits the scene, where he is shown round by Sergeant Payne of Reading Police CID, has a breakthrough, tests his theory, and comes to his conclusions.

Structure

These are the titles (and sub-sections) of the (short) chapters:

  • The police video
  • Pangbourne Village
  • The Residents
  • The Murdered Staff
  • The Missing Children
  • The Massacre: Various Theories
    • Lone assassin
    • Thrill killer
    • A misdirected military exercise
    • The political dimension: Foreign powers
    • International Terrorism
    • Organised Crime
    • The Parents as Killers
    • The Domestic Staff
    • Bizarre Theories:
      • Soviet Spetznaz commandos attack the wrong location
      • Experimental nerve gas bomb falls on the estate by accident and drives the inhabitants mad
      • The parents were brainwashed foreign agents who, when their work was done, were triggered to murder each other
      • The parents were murdered by aliens from outer space who took the children as specimens
      • The parents were murdered by their own children
  • A Visit to Pangbourne: August 29, 1988
  • The Psychiatrists’ Home
  • Marion Miller, the First ‘Hostage’
  • The Television Film
  • Return to Pangbourne Village: October 17, 1988
  • The Pangbourne Massacre: The Evidence
  • The Pangbourne Children
  • The Great Ormond Street Kidnapping
  • The Pangbourne Massacre: The Murderers Identified
  • A Tentative Explanation
  • The Trigger
  • June 25, 1988 – The Reconstruction
  • Disappearance of the Children
  • POSTSCRIPT, DECEMBER 8, 1993

Spoiler alert

The kids did it. The thirteen children formed a tight-knit conspiracy, laid intricate plans, and then murdered their parents, house by house, over an intense half hour period starting at 8.15am.

they stated with the murder of Mrs Miller on her exercise bicycle, followed swiftly by the murder of Mr Miller, who is sitting in his bath when his 8-year-old daughter Marion plugs a hairdryer into a nearby power socket and drops it into the bath. While Miller’s body is spasming in electric shock, his son, Robin, stabs him to death with a kitchen knife.

The Miller children then signal to the children in the house opposite, who proceed to murder their parents, and so on in a domino effect throughout the estate, with the security guards taken out separately, and then all the ancillary staff – au pairs, tutors etc – cold-bloodedly shot dead.

These events are actually described twice – once at the start, when Dr Griffiths watches the police video of the crime scene which shows all the dead bodies splayed around their houses – and once near the end, when the narrator walks us through his detailed, grisly and disgusting reconstruction of the massacre.

I had begun to suspect it was the kids by page 10. When I read the long list of possible theories, the last one – that the kids did it – leaped out at me. Greville suddenly realises the kids did it on page 50 i.e. exactly half way through the book.

So there is an element of suspense for the first 40 or 50 pages, but that isn’t really the point: the point of the book is investigating the reason Why.

It’s because the children were pampered to within an inch of their lives and eventually rebelled in order to find some freedom.

Their parents sent them to posh private schools, but not boarding schools, day schools, so that the kids returned home every evening, and so that every aspect of their lives could be monitored and enthusiastically supported by this parents.

Their parents told them what to read, what they should watch on TV, and organised drama societies and chess clubs in which they supported and encouraged their children all the time.

In the seventeen-year-old Jeremy Maxted’s room Griffiths and Payne discover that the boy’s computer is wired up so that his parents can send him loving, encouraging messages at any time of day or night, especially about his favourite hobby, swimming.

Payne pressed the computer keyboard, tapping out a simple code. The screen lit up with a message dated May 17, 1988:
_47 lengths today!_
There was a pause, and then:
_Well done, Jeremy!

The members of staff who weren’t on shift on the fateful day and so missed the massacre, all testify that:

The murder victims were enlightened and loving parents, who shared liberal and humane values which they displayed almost to a fault. The children attended exclusive private day schools near Reading, and their successful academic records reveal a complete absence of stress in their home lives. The parents (all of whom, untypically for their professional class, seem to have objected to boarding schools) devoted long hours to their offspring, even to the extent of sacrificing their own social lives. They joined the children in various activities at the recreation club, organised discotheques and bridge contests in which they took full part, and in the best sense were guiding their sons and daughters toward fulfilled and happy lives…

And that is the point. As a psychiatrist, Griffiths speculates that the children were smothered – cribbed, cabined and confined by their own parents, with no possibility of escape anywhere from the utter smothering of every single instinctive or spontaneous feeling, thought or emotion.

This emerges powerfully during Griffith’s second visit to the village, when Sergeant Payne shows him evidence which sheds more light on the children. They all kept secret diaries or journals but it went beyond that. There was a newsletter – The Pangbourne Pang – just for the estate’s thirteen children, which, when you looked carefully at it, revealed an almost screaming level of boredom and frustration. Two of the girls, Gail and Annabel Reade, kept elaborate secret journals which described Jane Austen-style fine ladies and gentlemen, only with a lot pf pornography thrown in. Jeremy Maxted had a porn stash in his cupboard (what healthy 17-year-old boy doesn’t) but Sergeant Payne shows Griffiths that this was just a conventional cover. Hidden deeper was a collection of magazines about guns and weapons – they were Jeremy’s real pornography. But exhibit A is

the curious home video, filmed by Amanda Lymington and Jasper Ogilvy, which at first sight appeared to be a matter-of-fact documentary of daily life at Pangbourne Village. Some seventeen minutes long, it was made with the happy cooperation of the parents, and adopts the style of a real-estate developer’s promotional video. With its glossy colour and tableau-like settings, it depicts the parents sitting in their drawing rooms, having dinner, parking their cars. The commentary is warm and affectionate… There is a certain gentle leg-pulling at the parents’ expense – the camera lingers on Mrs. Sterling as she mistimes a swallow dive, and on Mr. Garfield as he drops his cocktail shaker. Extracts of the film were shown to the parents and often screened for the benefit of visitors.

However, the final version that secretly circulated among the children was very different. This carried the identical jovial sound track, but Jasper and Amanda had added some twenty-five seconds of footage, culled from TV news documentaries, of car crashes, electric chairs and concentration-camp mass graves. Scattered at random among the scenes of their parents, this atrocity footage transformed the film into a work of eerie and threatening prophecy…

There you have it. All the time they took part in the happy affectionate life of the community, the children were going mad with frustration. But it was much more than that and towards the end of the short text Griffiths attempts a deeper psychological explanation:

My own view is that far from being an event of huge significance for the children, the murder of their parents was a matter of comparative unimportance. I believe that the actual murders were no more than a final postscript to a process of withdrawal from the external world that had begun many months beforehand, if not years.

As with the Hungerford killer, Michael Ryan, or the numerous American examples of crazed gunmen opening fire on passersby, the identity of the victims probably had no special significance for them. More than this, I would argue that for such killings to take place at all, the deaths of their victims must be without any meaning.

By a grim paradox, the instrument of the parents’ deaths was the devoted and caring regime which they had instituted at Pangbourne Village. The children had been brainwashed, by the unlimited tolerance and understanding that had erased all freedom and all trace of emotion – for emotion was never needed at Pangbourne, by either parents or children.

Denied any self-expression, and with even the most wayward impulse defused by the parents’ infinite patience, the children were trapped within an endless round of praiseworthy activities – for nowhere were praise and encouragement lavished more generously than at Pangbourne Village, whether earned or not.

Altogether, the children existed in a state closely akin to sensory deprivation. Far from hating their parents when they killed them, the Pangbourne children probably saw them as nothing more than the last bars to be removed before they could reach out to the light.

I remember the experiments in sensory deprivation that I attended at the School of Aviation Medicine at RAF Farnborough, and the great dangers to the laboratory staff presented by these deeply desensitized volunteers. The attempt to help them from their soundproof immersion tanks could be fraught with risk. On numerous occasions the volunteers had injured themselves and even attempted to strangle the laboratory staff while under the impression that they were warding off stray equipment that had intruded into their zero world.

The same schizophrenic detachment from reality can be seen in the members of the Manson gang, in Mark Chapman and Lee Harvey Oswald, and in the guards at the Nazi death camps. One has no sympathy for Manson and the others – an element of choice existed for them all – but the Pangbourne children had no such choice. Unable to express their own emotions or respond to those of the people around them, suffocated under a mantle of praise and encouragement, they were trapped forever within a perfect universe.

In a totally sane society, madness is the only freedom.

The cradle of terrorism

Is that it? No. There’s a Postscript written five years later. Griffiths had speculated towards the end of the initial text that fanaticism of the type necessary to bond these thirteen individuals in the worst crime known to humanity won’t just fade away. They have become fanatics, and fanatics obsessed with overthrowing authority figures, leading him to make a melodramatic statement to the much more phlegmatic Sergeant Payne.

‘The Pangbourne children are a Baader-Meinhof gang for the day after tomorrow.’

And so it is that, in this postscript, Griffiths shares with us the news that five years after the Pangbourne Massacre an assassination attempt was made on a certain woman Prime Minister who had retired to a luxury house in Dulwich (he must mean Mrs Thatcher although, possibly for legal reasons, he refrains from mentioning her). An armoured truck was driven at high speed through the gates of the house and there followed a massive explosion which rocked the neighbourhood. The ex-PM was miraculously unharmed, the blast was put down to a gas mains explosion, and the lady herself was photographed by the press handing out cups of tea to police and firemen.

But one of the ex-PM’s bodyguards gives a description of one of the attackers which matches perfectly with the appearance and strange mannerisms of Marion Miller, the only one of the children who was ever found and identified after the massacre and who was kidnapped by some of the other children in a daring armed raid on Great Ormond Street Hospital, which is described in detail in the middle chapters of the book.

Anyway, this incident is added so as to reinforce Griffith’s point that an excess of smothering love desensitises children and risks turning them into emotionless zombies. Children need risk, and risk involves failure, it involves disobeying parents and being told off, and learning to cope with it. It means being introduced to all the ups and downs of adult life. Which these pampered, over-loved children never had.

Comments

On the back of the paperback edition there’s a quote from a laudatory review by novelist Jonathan Coe, who writes:

As a malevolent gesture in the direction of facts which we prefer to ignore, it provides a salutary chill.

Many blurb writers and reviewers are given to describing Ballard as a ‘prophet’ (maybe because they don’t know how else to categorise him) but I bridle at this description, I don’t really think he is ‘prophetic’. What struck me about Running Wild was:

  1. how old-fashioned the book seemed
  2. how inaccurate its social analysis is

1. Old fashioned

By ‘old-fashioned’ I simply mean that many of the phrases, and the entire concept of the text being notes from a doctor’s diary about a world-famous ‘case’, come straight from the pen of Arthur Conan Doyle in his Sherlock Holmes stories. Here’s the opening of Running Wild:

So much has been written about the Pangbourne Massacre, as it is now known in the popular press throughout the world, that I find it difficult to see this tragic event with a clear eye. In the past two months there have been so many television programs about the thirty-two murdered residents of this exclusive estate to the west of London, and so much speculation about the abduction of their thirteen children, that there scarcely seems room for even a single fresh hypothesis.

Compare and contrast with the opening of a typical Sherlock Holmes case:

The Lord St. Simon marriage, and its curious termination, have long ceased to be a subject of interest in those exalted circles in which the unfortunate bridegroom moves. Fresh scandals have eclipsed it, and their more piquant details have drawn the gossips away from this four-year-old drama.

It is the same lofty, confident, educated, man-of-the-world tone, and it is the same fundamental structure: a well-balanced, educated professional taking us for a foray into the dark underbelly of society, as Dr Watson does in so many of the 60 Sherlock Holmes short stories.

Prophetic

1. I don’t deny that there’s a lot about Ballard’s contemporary ‘urban disaster’ novels (CrashConcrete IslandHigh Rise and this one) which feel urgent and relevant because they describe a highly urbanised environment, dominated by concrete flyovers and council high rises, which people many people now live in. It’s a worldview which is easy to subscribe to if you’re a troubled teenager, or an over-thoughtful student, or an academic paid to write papers and books about urban alienation, and yet…

When you look really closely, Ballard’s view is not really that ‘prophetic’, and on several levels.

At its simplest, there may well have been a steady increase in the number of gated communities for the rich all over the industrialised world over the past thirty or so years but, far from providing a cradle for psychotic terrorist, children brought up as the pampered children of the rich… seem to enjoy it. Is Ivanka Trump a psychotic murderer? No. The children of the rich turn out, by and large, to be living a fabulous, jet-setting, luxury yacht and Manhattan apartment kind of life, thank you very much.

I’m not aware of the kind of massacre Ballard describes having happened anywhere in the world. It is a science fiction fantasy and exaggeration, for moralising or propaganda effect.

2. At a more grass roots level, Is the trouble with British society in 2020 that there are too many pampered children of the rich growing up in stiflingly loving families? Not really. Yesterday there was an article in the Guardian about the growing problem of child hunger and malnutrition, about the number of children who are now reliant on food banks and the larger number who are just above that level, but are still not getting enough food.

3. The book ends with the dramatic suggestion that it is from the children of the pampered middle-classes that the most ferocious terrorist groups emerge, and Ballard cites the well-known case of the Baader-Meinhof Gang, all of whom came from secure middle-class homes. But it seems to me that he is once again, writing about the past and not the future. The wave of middle-class terrorists who rocked Western Europe in the 1970s (the Angry Brigade, the Red Brigade, ETA, the Baader-Meinhof etc) had died off by the 1980s (although the independence movements of ETA and the IRA continued their bombing and shooting campaigns), but European middle-class terrorism had, for the most part, run its course.

What the world was trembling on the brink of was a new type of Islamist terrorism. Many people forget that the 9/11 airplane attacks on the World Trade Centre weren’t the first time the buildings had been attacked.

The 1993 World Trade Center bombing was a terrorist attack on the World Trade Center, carried out on February 26, 1993, when a truck bomb detonated below the North Tower of the World Trade Center in New York City. The 1,336 lb (606 kg) urea nitrate–hydrogen gas enhanced device was intended to send the North Tower (Tower 1) crashing into the South Tower (Tower 2), bringing both towers down and killing thousands of people. It failed to do so but killed six people and injured over one thousand. The attack was planned by a group of terrorists including Ramzi Yousef, Mahmud Abouhalima, Mohammad Salameh, Nidal A. Ayyad, Abdul Rahman Yasin, and Ahmed Ajaj. They received financing from Khalid Sheikh Mohammed.

To be blunt, the ‘psychotic’ element of Running Wild, the details of the cold-blooded mass killing feels sort of modern, but the format – the Sherlock Holmes-style casebook format – and above all the location and personnel – nice, middle-class professionals who are merchant bankers and TV producers – felt very dated. I live not far from Streatham High Street where two weeks ago a young Muslim man took a knife from his back pack and started stabbing all the passersby he could get to, before being shot dead by the police. British prisons are hotbeds of Islamic radicalisation. Every week Islamist murderers or plotters are released back into the community to resume their murderous activities, while at the same time, unprecedented numbers of British children need food aid just to get the basic nutrition they require to grow.

So in my opinion, Ballard isn’t ‘prophetic’ of any aspect of our contemporary situation. The reverse: his anxieties about the gated communities of the rich and the desensitising impact of cable TV seem distinctly quaint and old fashioned. I think the claim that he is ‘prophetic’ can only be made and sustained by humanities academics who, in this as in so many other areas of society, culture and politics, have been shown to be wildly out of touch with the actual reality of the society they live in.

Credit

Running Wild by J.G. Ballard was published by Hutchinson in 1988. References are to the 1997 Flamingo paperback edition.


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High Rise by J.G. Ballard (1975)

For the next hour Royal continued his search for his wife, descending deeper into the central mass of the high-rise. As he moved from one floor to the next, from one elevator to another, he realized the full extent of its deterioration. The residents’ rebellion against the apartment building was now in full swing. Garbage lay heaped around the jammed disposal chutes. The stairways were littered with broken glass, splintered kitchen chairs and sections of handrail. Even more significant, the pay-phones in the elevator lobbies had been ripped out, as if the tenants, like Anne and himself, had agreed to shut off any contact with the world outside. (Chapter 9, Into the Drop Zone)

This is a brilliant, visionary, compelling and terrifying vision of urban decay, psychological catastrophe mixed with the voyeuristic thrill of watching the reversion of the poshest and snootiest in society to feral barbarism.

High Rise is the third of Ballard’s so-called ‘urban trilogy’, following on from Crash and Concrete Island in being set resolutely in the present day, with realistic characters in realistic settings. Where the Ballard factor comes in is the way that these straight, upper-middle-class white men and women go completely mad.

Plot summary

Dr Robert Laing (if I had a pound for every Ballard protagonist who’s a doctor) is one of the last guests to move into an enormous 40-storey, 1,000-apartment, luxury tower block, complete with not one but two swimming pools (on the 10th and 35th floors), cinema, shopping centres, primary school and so on. The occupants are all well-off professional people, lawyers and doctors and TV producers and publishers and actors and so on, the impeccably bien-pensant, liberal chattering classes.

The book describes in compelling detail how little tiffs and squabbles almost immediately emerge among the 2,000 inhabitants, leading to pushes and shoves, and then acts of violence and revenge and, before anybody understands why, the entire huge complex has descended into violence and barbarism.

It starts with half-playful gestures like the dropping of empty wine bottles from the top floors onto the balconies below. Then, in rapid succession, violence breaks out in the halls and stairways, unruly children are threatened, someone’s Afghan dog is drowned in a swimming pool.

Occupants of the lower floors throw bottles and ice cream off their balconies to damage and deface the cars of the rich occupants which get to park their posh motor closest to the building. For reasons no-one can identify the electricity for entire floors starts simply switching off. The air conditioning becomes sporadic and then, as a result of sabotage by someone, starts spewing out cement dust into everyone’s apartments, forcing a general retreat onto the balconies. The hallways and lobbies of the building become slowly covered with graffiti, indecipherable codes and signs legible only to their authors but full of menace to outsiders. Unknown persons vandalise the schoolrooms, resentful of yapping children. Their parents decide it’s better to keep them in their apartments for the foreseeable future…

A turning point comes when a rich jeweller falls or is thrown to his death from his penthouse – not because of the death as such but because, as TV documentary-maker Richard Wilder discovers to his amazement on returning to the block after a three-day absence, no-one has reported it to the police. The occupants of the building know something is going terribly wrong but… feel compelled to keep it to themselves, to keep up appearances, to wait and see what happens…

We follow all this through the lives of three key occupants of the building:

  • Dr Laing, on the rebound from a divorce, with his eye on one or two of the divorced eligible women in the building, who is among the first to realise what is going on, to study the slow spread of the malaise, observing it in himself
  • the architect Anthony Royal who designed the building and lives on its top floor, recovering from a serious car accident, but always dresses in a white suit and is accompanied everywhere by his loyal Alsatian dog
  • Richard Wilder, a TV producer from the bottom floor who, as the mayhem increases, settles on the increasingly irrational ambition of fighting his way to the top of the building

Laing and Wilder are only some of the many inhabitants who find it increasingly difficult to leave the building and report to their day jobs, which they find increasingly unreal. Only as they return to the block, through the growing piles of garbage bags and broken bottles, do they feel they’re returning to what matters in their lives, to what is important.

So it’s not the events as such, what makes the book so compelling and convincing is the way Ballard gets right under the skin, right inside the slowly dementing minds of these well-educated types as they jostle each other in the crowded lifts, or tell each other’s bloody kids to shut up, or carelessly toss wine bottles off their balconies, or harass anyone from the lower floors who has the temerity to go to the upper floors.

Hence the paradox that they continue with their lives in the world outside as if nothing is amiss, clinging all the while to the hope of making sense of the technological landscape they have helped to create, even as it crumbles around them

Sustained achievement

I think the most impressive thing about the book is the way he manages to sustain what is a one-line idea (‘occupants of a luxury high rise descend into barbarism’) over 200 pages. He does this by:

  1. very carefully creating incidents which are marker points, stepping stones along the timeline of decline
  2. and spreading these out between his three main protagonists, giving each of them different but overlapping characters and psychopathologies, so that their individual experiences shed light on the communal plight

A new type

Ballard is not backward in commentating on his own fiction, and here he is quick to editorialise, speculating that in these vast new impersonal high rises a new kind of human being is being forged:

A new social type was being created by the apartment building, a cool, unemotional personality impervious to the psychological pressures of high-rise life, with minimal needs for privacy, who thrived like an advanced species of machine in the neutral atmosphere. This was the sort of resident who was content to do nothing but sit in his over-priced apartment, watch television with the sound turned down, and wait for his neighbours to make a mistake… (Chapter 3, Death of a Resident)

And

These people were the first to master a new kind of late twentieth-century life. They thrived on the rapid turnover of acquaintances, the lack of involvement with others, and the total self-sufficiency of lives which, needing nothing, were never disappointed.

Anomie – “in societies or individuals, a condition of instability resulting from a breakdown of standards and values or from a lack of purpose or ideals.”

The regular Ballard reader is tempted to point out that, far from being a new kind of person, these sound very much like the same kind of person that Ballard had been describing for twenty years, since his first story was published in 1956, alienated urban inhabitants who have lost all feeling and empathy for their neighbours and fellow citizens.

And also, just about everyone who writes about High Rise feels compelled to invoke the example of Lord of the Flies, published back in 1954. The basic idea of posh people going to pieces – or the way that just under the veneer of civilisation lurks the savage – is hardly a new one, it’s a central theme of 20th century fiction.

But in this novel Ballard treats it exceptionally well, with terrifyingly plausible insight, and in a previously neglected setting.

Freud

In my comments on Ballard’s Preface to the French edition of Crash I pointed out Ballard’s touchingly literal and naive interpretation of Freud. Freud is a fascinating teller of stories but a poor guide to actual life and real people. Relying too much on glib psychoanalysis can lead Ballard to give rather shallow backstories and psychologies to his characters.

This is most obvious in the characterisation of the burly TV producer Richard Wilder who, we are told in several pages of digression, was molly-coddled by his mother far beyond the end of childhood, and so acquired his invincible sense of self-confidence. It is then explained how his confidence ran into trouble when he married a smart and sassy TV Production Assistant who wouldn’t slot into the role created by his mother i.e. adoring devotee, and how their marriage foundered. Later there’s some cheapjack psychology explaining why Wilder is ascending the building so steadily and determinedly; it is to have a final confrontation with Anthony Royal who has become a father figure to him.

This feels like psychology-by-numbers. Maybe it’s necessary to use these shallow psychologisations for Ballard to organise and think through his characters and plots, but they’re the bits I tend to skip, in order to enjoy more the uncanny, eerie and weird way he can get inside the minds of his increasingly deranged characters and make their descent into mania seem believable and right.

‘It’s a mistake to imagine that we’re all moving towards a state of happy primitivism. The model here seems to be less the noble savage than our un-innocent post-Freudian selves, outraged by all that over-indulgent toilet-training, dedicated breast-feeding and parental affection — obviously a more dangerous mix than anything our Victorian forebears had to cope with. Our neighbours had happy childhoods to a man and still feel angry. Perhaps they resent never having had a chance to become perverse…’ (Chapter 11, Punitive Expeditions)

Three stages of barbarism

1. Constant parties – the inhabitants have been consumed for months with loud socialising, but with the arrival of the last occupant a new level of hysteria kicks in, drunken shouting, chucking around of bottles and then screams down stairwells which may be from drunken pranks or something darker.

2. Three tribes In the middle phase, as more people start to get beaten up, as a gay man is urinated on by a gang, after Wilder is set upon by a group of men with baseball bats, as the women increasingly cower in their apartments terrified – slowly there emerge three groups divided by floors i.e. a lower, middle, and upper floor tribe, each represented – the reader comes to realise – by the characters Wilder, Laing and Royal. This evolves into a clan system in which warlords or clan chiefs lord it over their serfs, pushing people about, organising harems of women. Our threesome aren’t necessarily the leaders – the leader of the mid-floors is TV newsreader Paul Crosland who – bizarrely – still goes off to work each day, reads the evening news – then returns to the high rise-cum warzone to lead his men in raiding parties on the lower floors.

3. Nomadic cannibalism In time even this much system collapses, giving way to smaller groups based around near neighbours. That’s to say of the survivors or those brave enough to come out of their barricaded apartments. In this final phase society breaks down utterly into solitary individuals achieving mental states of total dissociation and who, like animals, are focused entirely on security, food and sex.

Random details

Laing’s apartment is on the 25th floor. He bought it on the rebound from his divorce.

Like many Ballard stories High Rise starts at the end, with Laing squatting on the balcony of his studio apartment over a fire made from telephone directories roasting the body of a dead dog – in other words, an image of a man reduced to primitive savagery – and from t his beginning then cuts back three months to when he first moved in to the city in the sky, in order to tell the story of that three month descent into the inferno.

The high rise is the first of five planned to be built on derelict dockland. It was designed by architect supremo Anthony Royal. The shells of the other four can be seen slowly being built, the nearest four hundred yards away across the concrete car park.

It’s striking how things go wrong right from the start of the text, right from the word go there are tensions and jostlings, leading quickly to the discovery of a drowned pet dog in one of the swimming pools – because the presence of the dogs, mostly owned by upper floor inhabitants, vexes lower floor inhabitants. A class division was implicit right from the start between uppers, who are regarded as snooty and fair game, and downers – including three recurrent air hostesses – who have loud parties. In other words, we are thrown into the helter-skelter descent almost immediately. It’s one of the factors that makes it so compelling.

In chapter 5 the TV producer Wilder envisions a 60-second camera zoom starting with the entire building in shot and then slowly zooming in till the camera is focusing on just one apartment. This was to be the subject of The Sixty Minute Zoom.

Thoughts

The setting Pre-fabricated concrete high rises weren’t new. Councils had been putting them up to replace demolished slum terracing for at least twenty years (the first tower block in Britain was opened in Harlow, Essex, in 1951) and Ballard mentions some of this along with the way that, as they decayed, tower blocks had become victims of urban blight i.e. vandalism, people pissing in the lifts.

The mutiny of these well-to-do professional people against the building they had collectively purchased was no different from the dozens of well-documented revolts by working-class tenants against municipal tower-blocks that had taken place at frequent intervals during the post-war years… (Chapter 7, Preparations for Departure)

But the idea of luxury apartments, containing all mod cons and inhabited solely by the professional and chattering classes was more of a new thing, as was situating the story in Docklands which was only just beginning its transformation from heart of working class terraces to the playground of international bankers it was to become in the 1980s.

The prose strategy For me High Rise marks Ballard’s turn away from experimental to more traditional bourgeois writing.

1. Backstories One sign of this is the way the narrative drifts away from action to give digressions about each of the characters. Thus:

  • When early on Laing is having lunch with a divorcée he fancies, Charlotte Melman, the narrative drifts away, first to give us background about Charlotte and her marriage and divorce, and then to a reminiscence about Laing’s own ill-fated marriage, before the text finally returns to where we are, at lunch in Charlotte’s apartment.
  • As mentioned above, before Richard Wilder makes his first attempt to battle through the growing picket lines to the top of the building on a weird, personal, quixotic quest, we are treated to a lengthy explanation of how his strong-willed mother molly-coddled him to produce this burly, self-confident man.
  • And, as things become increasingly fraught and Anthony Royal prepares to leave the tower block with his wife, Anne, we are subjected to a lengthy disquisition about her childhood, pampered daughter of a provincial industrialist who raised his family in ‘finicky copy of a Loire chateau’ along with servants and maids (!)

The point is – I don’t care. This fill-in-the-background stuff is the strategy of conventional bourgeois literature which is mostly concerned with people’s lives and family relationships and feelings and so on. In earlier Ballard fiction we didn’t get people’s boring backstories, we got their weird psychic experiences described in the here and now. So it feels like a shift in technique for Ballard to give this much backstory.

2. Posh They’re all so posh! Raised in a copy of a Loire chateau? Then we learn that Royal was himself a champion tennis player. We are entering the world of later Ian McEwan where everyone is a fabulously successful surgeon and a senior civil servant with a brilliant career and a top lawyer with an international reputation blah blah blah.

3. Class Thus the story takes place entirely among the London chattering classes: the narrator makes a point of emphasising how the high rise is inhabited solely by professional classes, lawyers, tax consultants, doctors, TV producers and so on. Somehow in his earlier novels and stories the characters had a kind of 1960s classlessness. It seems to me, reading his stories in sequence, that social class becomes an issue in his stories from about this point onwards.

I know they’re as unlike as chalk and cheese, but this new focus on class and class demarcation reminded me of the cartoon strips of Posy Simmonds, which I summarised in great detail a few months ago. One of the interesting things about her comic strip from the 1970s was the way that a nouveau riche class of self-satisfied professionals keen on fine wine and holidays in France and private school for the kids and buying a nice holiday home in the West Country had appeared in English society before the election of Mrs Thatcher i.e. much earlier than I’d realised.

Mrs T was just encouraging a trend which was already well underway. High Rise is a satire on this new kind of with-it, smug, managerial middle class which didn’t seem to exist in the 1960s. Before this period Ballard’s writing had been about lots of things, weird and wonderful: from about this point onwards, it seems to me, Ballard’s writing becomes more about that great English obsession, class, in both style and content, and becomes less and less sympathetic or interesting.

4. Drunk And the way all these rich privileged people – TV producers and presenters, film critics and theatre designers – are drunk all the time doesn’t feel radical, it just feels corrupt and, worst of all, boring. They are drunk all the time like Kingsley Amis characters are drunk all the time.

Wildly deranged

At least those were my impressions from the first half or so of the book, but they are soon swamped in the violence and savagery which explodes and goes on to give a vivid and relentless portrait of complete psychological and social collapse. As things fall apart the book fills up with unforgettable images.

Behind the barricade a second figure appeared. A young woman of about thirty, probably the daughter, peered over the old woman’s shoulder. Her suede jacket was unbuttoned to reveal a pair of grimy breasts, but her hair was elaborately wound into a mass of rollers, as if she were preparing parts of her body for some formal gala to which the rest of herself had not been invited. (Chapter 17, The Lakeside Pavilion)

He waited as Steele calmly smothered the cat, destroying it under the curtain as if carrying out a complex resuscitation under a hospital blanket. (Chapter 11, Punitive Expeditions)

The gynaecologist was in high excitement, waving the last stragglers up the staircase like a demented courier. From his mouth came a series of peculiar whoops and cries, barely articulated grunts that sounded like some Neanderthal mating call but, in fact, were Pangbourne’s rendering of the recorded birth-cries analysed by his computer. These eerie and unsettling noises Royal had been forced to listen to for weeks as members of his entourage took up the refrain. A few days earlier he had finally banned the making of these noises altogether — sitting in the penthouse and trying to think about the birds, it unnerved him to hear the women in the kitchen next door emitting these clicks and grunts. However, Pangbourne held regular sessions in his own quarters at the opposite end of the roof, where he would play through his library of recorded birth-cries for the benefit of the women crouching in a hushed circle on the floor around him. Together they mimicked these weird noises, an oral emblem of Pangbourne’s growing authority. (Chapter 15, The Evening’s Entertainment)

Cannibalism

Wilder’s long drawn-out quest to reach the top of the building sounds ridiculous but becomes utterly compelling, as his mental state deteriorates, as he takes shelter in various boarded up apartments along the way, dodges attack by armed gangs, all the time carrying the cine-camera with which he initially intended to make a jolly BBC documentary about the high rise and has, by the end, become a meaningless talisman of a forgotten world, strapped to his almost naked body which he has, by this stage, covered in painted bars and stripes denoting his warrior status.

In the climax, Wilder stumbles out onto the roof of the high rise, originally the preserve of the upper classes who held elite cocktail parties here. Then, as the chaos kicked in, it became the private fiefdom of Anthony Royal who tethers all the dogs of the block to the railings around the children’s playground he built there, long since abandoned by any children. And then it becomes the roost of hundreds and hundreds of gulls, savage pecking animals which allow Royal to walk among them but occasionally rise in great flocks and fly down into the building to attack the unwary venturing among the long wide mezzanines.

And now, as a bewildered and considerably psychologically damaged Wilder finally emerges onto the sunlit rooftop, after the long arduous trek which we have followed every step of the way, it is to discover the ground of the children’s playground and the railings around it wet, wet with… he pulls his hand away… blood. He sees little naked children running in and out of the playground, their bodies covered with blood red markings and up ahead a couple of women wearing long medieval gowns building a fire. As he walks towards them he becomes aware of other women dressed identically appearing on all sides of him and slowly converging, and forming a circle. And then they pull out the razor sharp knives from their gowns.

We realise that they are some kind of coven, that they are all of one mindset, that they are bringing up the children communally, and that they are cannibals. What makes it a moment of peculiarly entrancing horror is Wilder’s reaction. He is so far gone, so exhausted, and has travelled so far back into some kind of psychotic pre-zone that he isn’t at all frightened.

In front of him the children in the sculpture-garden were playing with bones. The circle of women drew closer. The first flames lifted from the fire, the varnish of the antique chairs crackling swiftly. From behind their sunglasses the women were looking intently at Wilder, as if reminded that their hard work had given them a strong appetite. Together, each removed something from the deep pocket of her apron. In their bloodied hands they carried knives with narrow blades.
Shy but happy now, Wilder tottered across the roof to meet his new mothers. (Chapter 18, The Blood Garden)

‘To meet his new mothers’. Wow. This sends a genuine frisson of horror down the reader’s spine. It’s the same genuinely demented mood in which we return to that opening scene, of Laing sitting on the balcony of his 25th floor apartment, completing the roasting of the dog over a home-made fire of telephone directories. The dog is Anthony Royal’s. As he had arrived at the penthouse, Wilder had been confronted by his father figure Anthony Royal who threw his silver topped cane at him in fear, prompting Wilder to shoot him in the chest, before stepping over his dying body and out the penthouse door to meet his fate among the sharp-knived mothers.

It was by chance that Laing had met Royal on the 25th floor where he was scavenging for firewood. The architect had staggered all the way down from the 40th floor and Laing goes to help him. There is a terrible stench and Royal points to the former swimming pool which, we now see, is piled high with skulls and bones, a Khmer Rouge swimming pool.

Laing naively thinks they must be the bodies of the older occupants who passed away of natural causes and have been savaged by dogs. But we have just been up on the roof with the mothers. We know these the swimming pool is full of the bones of eaten people. He tries to help him towards the next set of stairs but Royal insists on going and sitting in a cubicle by the pool, and there Laing leaves him, relieving him of his dog which he proceeds t kill and is now roasting over the open fire. He presents the food to the two malnourished women who are now living with him, who bicker and kvetch at him all day long, but whose company Laing now enjoys.

And here’s the Ballard touch: as he sits there, half naked and emaciated, a born again savage living in a kingdom of cannibalism – Laing reflects how now, at last, ‘everything was returning to normal.’ Maybe he’ll go back to the medical school and take up his teaching post again. Only we know how demented that idea is, but it’s testament to Ballard’s brilliant insight to realise that that’s how the mad think, pondering banal and ordinary questions while they try to fly or murder someone.

In the book’s brilliant final paragraph, he looks over at the next of the four remaining high rises to have been completed and to have slowly filled up with occupants while his one went berserk.

Dusk had settled, and the embers of the fire glowed in the darkness. The silhouette of the large dog on the spit resembled the flying figure of a mutilated man, soaring with immense energy across the night sky, embers glowing with the fire of jewels in his skin. Laing looked out at the high-rise four hundred yards away. A temporary power failure had occurred, and on the 7th floor all the lights were out. Already torch-beams were moving about in the darkness, as the residents made their first confused attempts to discover where they were. Laing watched them contentedly, ready to welcome them to their new world. (Chapter 19, Night Games)

Is this science fiction? Or the bleakest of black satire? Or plain horror?


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Novels

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Other science fiction reviews

Late Victorian
1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same future London as The Sleeper Wakes, Denton and Elizabeth defy her wealthy family in order to marry, fall into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1900s
1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – scientists invent a compound which makes plants, animals and humans grow to giant size, prompting giant humans to rebel against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a comet passes through earth’s atmosphere and brings about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Kent, gets caught up in the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels

1910s
1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1920s
1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, where they discover…

1930s
1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years – surely the most sweeping vista of any science fiction book
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Oxford academic Ransom and take him in their spherical spaceship to Malacandra, as the natives call the planet Mars

1940s
1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent a second temptation by the Devil and the fall of the planet’s new young inhabitants
1945 That Hideous Strength: A Modern Fairy-Tale for Grown-ups by C.S. Lewis– Ransom assembles a motley crew to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950s
1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the future history of the Foundation set up by psychohistorian Hari Seldon as it faces attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the  Foundation Trilogy, which describes the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence, powered by ‘spindizzy’ technology
1953 Fahrenheit 451 by Ray Bradbury – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them until one fireman, Guy Montag, rebels
1953 The Demolished Man by Alfred Bester – a breathless novel set in a 24th century New York populated by telepaths and describing the mental collapse of corporate mogul Ben Reich who starts by murdering his rival Craye D’Courtney and becomes progressively more psychotic as he is pursued by telepathic detective, Lincoln Powell
1953 Childhood’s End by Arthur C. Clarke a thrilling narrative involving the ‘Overlords’ who arrive from space to supervise mankind’s transition to the next stage in its evolution
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley to solve a murder mystery
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
Some problems with Isaac Asimov’s science fiction
1956 They Shall Have Stars by James Blish – explains the invention, in the near future, of i) the anti-death drugs and ii) the spindizzy technology which allow the human race to colonise the galaxy
1956 The Stars My Destination by Alfred Bester – a fast-paced phantasmagoria set in the 25th century where humans can teleport, a terrifying new weapon has been invented, and tattooed hard-man, Gulliver Foyle, is looking for revenge
1959 The Triumph of Time by James Blish – concluding novel of Blish’s ‘Okie’ tetralogy in which mayor of New York John Amalfi and his friends are present at the end of the universe
1959 The Sirens of Titan by Kurt Vonnegut – Winston Niles Rumfoord builds a space ship to explore the solar system where encounters a chrono-synclastic infundibula, and this is just the start of a bizarre meandering fantasy which includes the Army of Mars attacking earth and the adventures of Boaz and Unk in the caverns of Mercury

1960s
1961 A Fall of Moondust by Arthur C. Clarke a pleasure tourbus on the moon is sucked down into a sink of moondust, sparking a race against time to rescue the trapped crew and passengers
1962 The Drowned World by J.G. Ballard – Dr Kerans is part of a UN mission to map the lost cities of Europe which have been inundated after solar flares melted the worlds ice caps and glaciers, but finds himself and his colleagues’ minds slowly infiltrated by prehistoric memories of the last time the world was like this, complete with tropical forest and giant lizards, and slowly losing their grasp on reality.
1962 The Voices of Time and Other Stories – Eight of Ballard’s most exquisite stories including the title tale about humanity slowly falling asleep even as they discover how to listen to the voices of time radiating from the mountains and distant stars, or The Cage of Sand where a handful of outcasts hide out in the vast dunes of Martian sand brought to earth as ballast which turned out to contain fatal viruses. Really weird and visionary.
1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard space-travelling New York
1962 The Man in the High Castle by Philip K. Dick In an alternative future America lost the Second World War and has been partitioned between Japan and Nazi Germany. The narrative follows a motley crew of characters including a dealer in antique Americana, a German spy who warns a Japanese official about a looming surprise German attack, and a woman determined to track down the reclusive author of a hit book which describes an alternative future in which America won the Second World War
1962 Mother Night by Kurt Vonnegut – the memoirs of American Howard W. Campbell Jr. who was raised in Germany and has adventures with Nazis and spies
1963 Cat’s Cradle by Kurt Vonnegut – what starts out as an amiable picaresque as the narrator, John, tracks down the so-called ‘father of the atom bomb’, Felix Hoenniker for an interview turns into a really bleak, haunting nightmare where an alternative form of water, ice-nine, freezes all water in the world, including the water inside people, killing almost everyone and freezing all water forever
1964 The Drought by J.G. Ballard – It stops raining. Everywhere. Fresh water runs out. Society breaks down and people move en masse to the seaside, where fighting breaks out to get near the water and set up stills. In part two, ten years later, the last remnants of humanity scrape a living on the vast salt flats which rim the continents, until the male protagonist decides to venture back inland to see if any life survives
1964 The Terminal Beach by J.G. Ballard – Ballard’s breakthrough collection of 12 short stories which, among more traditional fare, includes mind-blowing descriptions of obsession, hallucination and mental decay set in the present day but exploring what he famously defined as ‘inner space’
1964 Dr. Strangelove, or, How I Learned to Stop Worrying and Love the Bomb by Peter George – a novelisation of the famous Kubrick film, notable for the prologue written as if by aliens who arrive in the distant future to find an earth utterly destroyed by the events described in the main narrative
1966 Rocannon’s World by Ursula Le Guin – Le Guin’s first novel, a ‘planetary romance’ or ‘science fantasy’ set on Fomalhaut II where ethnographer and ‘starlord’ Gaverel Rocannon rides winged tigers and meets all manner of bizarre foes in his quest to track down the aliens who destroyed his spaceship and killed his colleagues, aided by sword-wielding Lord Mogien and a telepathic Fian
1966 Planet of Exile by Ursula Le Guin – both the ‘farborn’ colonists of planet Werel, and the surrounding tribespeople, the Tevarans, must unite to fight off the marauding Gaal who are migrating south as the planet enters its deep long winter – not a good moment for the farborn leader, Jakob Agat Alterra, to fall in love with Rolery, the beautiful, golden-eyed daughter of the Tevaran chief
1966 – The Crystal World by J.G. Ballard – Dr Sanders journeys up an African river to discover that the jungle is slowly turning into crystals, as does anyone who loiters too long, and becomes enmeshed in the personal psychodramas of a cast of lunatics and obsessives
1967 The Disaster Area by J.G. Ballard – Nine short stories including memorable ones about giant birds, an the man who sees the prehistoric ocean washing over his quite suburb.
1967 City of Illusions by Ursula Le Guin – an unnamed humanoid with yellow cat’s eyes stumbles out of the great Eastern Forest which covers America thousands of years in the future when the human race has been reduced to a pitiful handful of suspicious rednecks or savages living in remote settlements. He is discovered and nursed back to health by a relatively benign commune but then decides he must make his way West in an epic trek across the continent to the fabled city of Es Toch where he will discover his true identity and mankind’s true history
1966 The Anti-Death League by Kingsley Amis
1968 2001: A Space Odyssey a panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman being transformed into a galactic consciousness
1968 Do Androids Dream of Electric Sheep? by Philip K. Dick In 1992 androids are almost indistinguishable from humans except by trained bounty hunters like Rick Deckard who is paid to track down and ‘retire’ escaped ‘andys’ – earning enough to buy mechanical animals, since all real animals died long ago
1969 Ubik by Philip K. Dick In 1992 the world is threatened by mutants with psionic powers who are combated by ‘inertials’. The novel focuses on the weird alternative world experienced by a group of inertials after they are involved in an explosion on the moon
1969 The Left Hand of Darkness by Ursula Le Guin – an envoy from the Ekumen or federation of advanced planets – Genly Ai – is sent to the planet Gethen to persuade its inhabitants to join the federation, but the focus of the book is a mind-expanding exploration of the hermaphroditism of Gethen’s inhabitants, as Genly is forced to undertake a gruelling trek across the planet’s frozen north with the disgraced native lord, Estraven, during which they develop a cross-species respect and, eventually, a kind of love
1969 Slaughterhouse-Five by Kurt Vonnegut – Vonnegut’s breakthrough novel in which he manages to combine his personal memories of being an American POW of the Germans and witnessing the bombing of Dresden in the character of Billy Pilgrim, with a science fiction farrago about Tralfamadorians who kidnap Billy and transport him through time and space – and introduces the catchphrase ‘so it goes’

1970s
1970 Tau Zero by Poul Anderson – spaceship Leonora Christine leaves earth with a crew of fifty to discover if humans can colonise any of the planets orbiting the star Beta Virginis, but when its deceleration engines are damaged, the crew realise they need to exit the galaxy altogether in order to find space with low enough radiation to fix the engines – and then a series of unfortunate events mean they find themselves forced to accelerate faster and faster, effectively travelling forwards through time as well as space until they witness the end of the entire universe – one of the most thrilling sci-fi books I’ve ever read
1970 The Atrocity Exhibition by J.G. Ballard – Ballard’s best book, a collection of fifteen short experimental texts in stripped-down prose bringing together key obsessions like car crashes, mental breakdown, World War III, media images of atrocities and clinical sex
1971 Vermilion Sands by J.G. Ballard – nine short stories including Ballard’s first, from 1956, most of which follow the same shape, describing the arrival of a mysterious, beguiling woman in the fictional desert resort of Vermilion Sands, the setting for extravagantly surreal tales of the glossy, lurid and bizarre
1971 The Lathe of Heaven by Ursula Le Guin – thirty years in the future (in 2002) America is an overpopulated environmental catastrophe zone where meek and unassuming George Orr discovers that is dreams can alter reality, changing history at will. He comes under the control of visionary neuro-scientist, Dr Haber, who sets about using George’s powers to alter the world for the better with unanticipated and disastrous consequences
1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic, leading to harum scarum escapades in disaster-stricken London
1972 The Word for World Is Forest by Ursula Le Guin – novella set on the planet Athshe describing its brutal colonisation by exploitative Terrans (who call it ‘New Tahiti’) and the resistance of the metre-tall, furry, native population of Athsheans, with their culture of dreamtime and singing
1972 The Fifth Head of Cerberus by Gene Wolfe – a mind-boggling trio of novellas set on a pair of planets 20 light years away, the stories revolve around the puzzle of whether the supposedly human colonists are, in fact, the descendants of the planets’ shape-shifting aboriginal inhabitants who murdered the first earth colonists and took their places so effectively that they have forgotten the fact and think themselves genuinely human
1973 Crash by J.G. Ballard – Ballard’s most ‘controversial’ novel, a searingly intense description of its characters’ obsession with the sexuality of car crashes, wounds and disfigurement
1973 Rendezvous With Rama by Arthur C. Clarke – in 2031 a 50-kilometre-long object of alien origin enters the solar system, so the crew of the spaceship Endeavour are sent to explore it in one of the most haunting and evocative novels of this type ever written
1973 Breakfast of Champions by Kurt Vonnegut – Vonnegut’s longest and most experimental novel with the barest of plots and characters allowing him to sound off about sex, race, America, environmentalism, with the appearance of his alter ego Kilgore Trout and even Vonnegut himself as a character, all enlivened by Vonnegut’s own naive illustrations and the throwaway catchphrase ‘And so on…’
1974 Concrete Island by J.G. Ballard – the short and powerful novella in which an advertising executive crashes his car onto a stretch of wasteland in the juncture of three motorways, finds he can’t get off it, and slowly adapts to life alongside its current, psychologically damaged inhabitants
1974 Flow My Tears, The Policeman Said by Philip K. Dick – America after the Second World War is a police state but the story is about popular TV host Jason Taverner who is plunged into an alternative version of this world where he is no longer a rich entertainer but down on the streets among the ‘ordinaries’ and on the run from the police. Why? And how can he get back to his storyline?
1974 The Dispossessed by Ursula Le Guin – in the future and 11 light years from earth, the physicist Shevek travels from the barren, communal, anarchist world of Anarres to its consumer capitalist cousin, Urras, with a message of brotherhood and a revolutionary new discovery which will change everything
1974 Inverted World by Christopher Priest – vivid description of a city on a distant planet which must move forwards on railway tracks constructed by the secretive ‘guilds’ in order not to fall behind the mysterious ‘optimum’ and avoid the fate of being obliterated by the planet’s bizarre lateral distorting, a vivid and disturbing narrative right up until the shock revelation of the last few pages
1975 High Rise by J.G. Ballard – an astonishingly intense and brutal vision of how the middle-class occupants of London’s newest and largest luxury, high-rise development spiral down from petty tiffs and jealousies into increasing alcohol-fuelled mayhem, disintegrating into full-blown civil war before regressing to starvation and cannibalism
1976 Slapstick by Kurt Vonnegut – a madly disorientating story about twin freaks, a future dystopia, shrinking Chinese and communication with the afterlife
1979 The Unlimited Dream Company by J.G. Ballard – a strange combination of banality and visionary weirdness as an unhinged young man crashes his stolen plane in suburban Shepperton, and starts performing magical acts like converting the inhabitants into birds, conjuring up exotic foliage, convinced his is on a mission to liberate them
1979 Jailbird by Kurt Vonnegut – the satirical story of Walter F. Starbuck and the RAMJAC Corps run by Mary Kathleen O’Looney, a baglady from Grand Central Station, among other satirical notions including the new that Kilgore Trout, a character who recurs in most of his novels, is one of the pseudonyms of a fellow prison at the gaol where Starbuck serves a two year sentence, one Dr Robert Fender

1980s
1980 Russian Hide and Seek by Kingsley Amis – set in an England of 2035 after a) the oil has run out and b) a left-wing government left NATO and England was promptly invaded by the Russians – ‘the Pacification’, who have settled down to become a ruling class and treat the native English like 19th century serfs
1980 The Venus Hunters by J.G. Ballard – seven very early and often quite cheesy sci-fi short stories, along with a visionary satire on Vietnam (1969), and then two mature stories from the 1970s which show Ballard’s approach sliding into mannerism
1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the ‘Golden Era’ of the genre, basically the 1950s
1981 Hello America by J.G. Ballard – a hundred years from now an environmental catastrophe has turned America into a vast, arid desert, except for west of the Rockies which has become a rainforest of Amazonian opulence, and it is here that a ragtag band of explorers from old Europe discover a psychopath has crowned himself President Manson, has revived an old nuclear power station in order to light up Las Vegas, and plays roulette in Caesar’s Palace to decide which American city to nuke next
1981 The Affirmation by Christopher Priest – an extraordinarily vivid description of a schizophrenic young man living in London who, to protect against the trauma of his actual life (father died, made redundant, girlfriend committed suicide) invents a fantasy world, the Dream Archipelago, and how it takes over his ‘real’ life
1982 Myths of the Near Future by J.G. Ballard – ten short stories showing Ballard’s range of subject matter from Second World War China to the rusting gantries of Cape Kennedy
1982 2010: Odyssey Two by Arthur C. Clarke – Heywood Floyd joins a Russian spaceship on a two-year journey to Jupiter to a) reclaim the abandoned Discovery and b) investigate the monolith on Japetus
1984 Neuromancer by William Gibson – Gibson’s stunning debut novel which establishes the ‘Sprawl’ universe, in which burnt-out cyberspace cowboy, Case, is lured by ex-hooker Molly into a mission led by ex-army colonel Armitage to penetrate the secretive corporation, Tessier-Ashpool, at the bidding of the vast and powerful artificial intelligence, Wintermute
1986 Burning Chrome by William Gibson – ten short stories, three or four set in Gibson’s ‘Sprawl’ universe, the others ranging across sci-fi possibilities, from a kind of horror story to one about a failing Russian space station
1986 Count Zero by William Gibson – second in the ‘Sprawl trilogy’
1987 2061: Odyssey Three by Arthur C. Clarke – Spaceship Galaxy is hijacked and forced to land on Europa, moon of the former Jupiter, in a ‘thriller’ notable for Clarke’s descriptions of the bizarre landscapes of Halley’s Comet and Europa
1988 Mona Lisa Overdrive by William Gibson – third of Gibson’s ‘Sprawl’ trilogy in which street-kid Mona is sold by her pimp to crooks who give her plastic surgery to make her look like global simstim star Angie Marshall, who they plan to kidnap but is herself on a quest to find her missing boyfriend, Bobby Newmark, one-time Count Zero; while the daughter of a Japanese gangster who’s sent her to London for safekeeping is abducted by Molly Millions, a lead character in Neuromancer

1990s
1990 The Difference Engine by William Gibson and Bruce Sterling – in an alternative version of history, Charles Babbage’s early computer, instead of being left as a paper theory, was actually built, drastically changing British society, so that by 1855 it is led by a party of industrialists and scientists who use databases and secret police to keep the population suppressed