The Roman Republic by Michael Crawford (second edition, 1992)

No, not the Michael Crawford, star of the 1970s TV series Some Mothers Do ‘Ave ‘Em. His version of the Roman Republic would have been hilarious. “Ooooh, Brutus!”

No, this Michael Crawford is the English historian, born in 1939 and still with us, privately educated (like most classicists – St Paul’s and Oxford) who nonetheless takes a solidly socialist view of history. Page two of his preface states that:

I continue to believe that the principal reason for the destruction of Republican government at Rome was the neglect of the legitimate grievances of the population by the governing classes…

The use of ‘continue to believe’ implies that he valiantly persists in his views despite stiff opposition, an impression he goes on to compound by telling us, rather naively and over-earnestly:

…just as I continue to believe that a socialist framework offers the only eventual hope for the survival of our own world. (page vi)

‘Eventual’ is a funny choice of word and, like ‘continue’, hints at an embattled state of mind, of taking a heroic stand against a sea of opponents. (This is also an early indication of Crawford’s often idiosyncratic prose style and oblique way of describing important events.)

Crawford’s earnest socialism might have made sense in 1978 when the first edition of this book was published, but had gone out of style by 1992 when this second edition arrived – a year after the Soviet Union collapsed and the oppressed nations of Eastern Europe were freed from Russian tyranny. Mrs Thatcher had been stabbed in the back by her own MPs in late 1990 but it wasn’t until 1997 that John Major’s useless Conservative government was replaced by Tony Blair’s pazazzy New Labour – which proceeded to destroy forever the kind of socialism Crawford believed in, aligning the left with globalising neo-liberal economics, financial deregulation, public-private partnerships, university tuition fees and the galloping inequality which has brought us to our present happy situation.

Reading Crawford’s little preface makes me sad for all the good people who thought they could make the world a better place and have resoundingly failed. As a result, although the events he describes took place over 2,000 years ago, an air of forlornness hangs over the entire text.

The Roman Republic

It’s not a very good book. Crawford rushes. He squeezes too much information into gangling sentences or long paragraphs. Nothing is gone into in enough detail. Take this example:

Not altogether surprisingly, there were those in Carthage who did not regard the verdict of the First Punic War as final; the creation of an empire in Spain and the acquisition thereby of substantial military and financial resources were followed by Hannibal’s invasion of 218 (the Roman tradition attempted to make the entirely justified attack on Saguntum by Hannibal into the casus belli, in order to salve its conscience over the failure to respond effectively to the appeal by Saguntum to Rome). (p.50)

Bloody long sentence, isn’t it? And useless as factual exposition. With just a little bit more effort Crawford could have given us a separate sentence or two describing the establishment of the Carthaginian empire in Spain by Hannibal’s father, Hamilcar Barca, how Hannibal assumed the mantle of command when his father died in 228 BC, and how a series of clashes with the Romans eventually led the Carthaginians to conclude that the only way to solve the ‘Rome problem’ was a direct attack on Italy, which Hannibal launched in 218.

One more sentence could have explained the importance of the battle of Saguntum a lot more clearly. As it is Crawford devotes nearly 40 words to it but somehow manages to not only not explain what happened, but to make it more obscure than if he’d never mentioned it.

Most of Crawford’s book is like this: it contains plenty of facts but a) you can tell that a lot of context and explanation and details are missing, and b) it’s all told arsey-versey, meaning in a ‘wilfully confused and disorderly’ way.

Because I already know the outlines of the story from the other three histories of Rome I’ve read I am able to decipher Crawford’s clipped and contorted references, but it became very tiresome. He gives no sense of Hannibal’s campaign in Italy; he gives no sense of the civil war between Marius and Sulla; he gives no sense of why Gnaeus Pompeius (Pompey) was such a spectacularly successful general; his account of Caesar’s command in Gaul is so brief as to be non-existent; his coverage of the Catiline conspiracy is risible; his explanation of Cicero’s exile is impenetrable unless you happen to already know the facts and issues; his mentions of Clodius give no sense at all of the street violence unleashed by his gangs or why it led to Pompey being awarded sole power to bring peace to the streets of Rome; and so on and so on. All this is mentioned but nowhere properly explained. As a narrative history of the Roman Republic, this book is rubbish.

The Fontana History of the Ancient World

This volume is the first part of The Fontana History of the Ancient World so maybe Crawford was given a specific period and a tight page limit and this explains the text’s cramped contortions. The book has just 200 pages into which to cram a history which theoretically covered 720 years from the legendary founding of Rome in 753 BC through to the rise of Octavian in the 30s. It also has to contain a timeline, four appendices, half a dozen maps, a list of further reading and 4 separate indices. Maybe that’s why it feels so rushed and superficial. But the lack of space doesn’t explain Crawford’s strange style and often crabbed and obscure way of trying to explain events. That’s just crap.

Schematic

If the book’s weakness is its lack of narrative depth or proper full explanation of events, its strongest parts are where it is most schematic – brief and pithy as a PowerPoint presentation. The chapter headings give a sense of this high-level, schematic approach:

  1. The sources
  2. Italy and Rome
  3. The Roman governing classes
  4. From Italian power to Mediterranean power
  5. The conquest of the East
  6. The consequences of empire – the governing classes
  7. The imperial power
  8. The consequences of empire – the governed
  9. Reform and revolution
  10. Rome and Italy
  11. The end of consensus
  12. The world turned upside down
  13. The embattled oligarchy
  14. The militant dynasts

Good titles, aren’t they? But each of these chapter is too short – 10 pages on the sources, 5 and a half on early Rome’s rise to eminence among the patchwork of Italian tribes, 8 and a half on the ruling class. And the same goes for the four appendices:

  1. The Roman assemblies
  2. The Roman army
  3. Equites
  4. The special commands

They look good but they are 3-and-a-half, one-and-a-half, two-and-a-half and one-and-a-half pages long, respectively. Too short, too allusive to explain anything properly.

Main themes

Crawford tell us his main idea is that the collapse of the Republic was caused by “the neglect of the legitimate grievances of the population by the governing classes” but already in the introduction he undermines his own thesis when he attributes the collapse to two other causes, both of which are more persuasive to me, namely:

1. “The failure to develop communal institutions for the maintenance of order” – when the Senate and the tribunes or popular assemblies fell out there was no institution or way to arbitrate the disputes. Together with the absence of any police force or independent judiciary, this meant whoever ruled the streets or led the biggest army could a) seize power, as in the civil war between Sulla and Marius in the 80s BC or b) more insidiously, create an atmosphere of lawlessness and hooliganism as created by Publius Clodius Pulcher in the 50s.

2. The mad competitiveness between very rich, very ambitious members of what Crawford, throughout the book refers to as the Roman ‘oligarchy’. (Oligarchy is defined as: ‘control by a small group of powerful people.’)

Crawford quotes Aristotle as saying that, so long as it remains united, an oligarchy is impossible to overthrow – but once members fall out with each other, then collapse can come very suddenly. In Crawford’s view, the collapse came about because of:

1. The wealth generated by the hugely expanded Roman empire was unprecedented and put unprecedented power for bribery and corruption into the hands of the super-rich.

2. The long periods for which eminent generals (Marius, Sulla, Lucullus, Pompey, Caesar) led their men created super-generals, super-leaders, whose rivalries involved entire armies, and, as per point 1, the Republic simply had no way to arbitrate between them (p.25).

In the last forty years of the Republic, the Senate found itself having to award more and more special commands to leading generals (Pompey received most) to allow them to deal with logistical or military problems which were too large, spread out over too long a time period or too far away, for the existing machinery of one-year consuls and regional governors to handle.

Thus Pompey was given a special command to deal with the ongoing pirate problem in 67, immediately followed by a special command to deal with the unending war against Mithridates VI in Asia. The growing reliance on special commands was symptomatic of how the institutions of the republic couldn’t cope with the challenge of running an empire.

Who was the Roman oligarchy?

So who were the “governing classes” which Crawford refers to in his introduction? Chapter 2 gives a pithy overview.

Soon after the overthrow of the monarchy in about 510 BC, the Roman ruling class decided to ensure they were never again ruled by the caprices of one man, so they took two steps:

1. they divided executive power between two officials, the consuls and

2. they had them elected, and for one year only – enough time to carry out official duties and for one military campaign season, then their time was up and someone else took over

Those seeking election generally had to have held more junior positions in what developed into a ladder or stepping stones of official positions. These offices of ‘magistracies’ evolved over the years but, given the human tendency to multiply bureaucracies, remained surprisingly few.

They were, in rising order of responsibility, the posts of quaestor, aedile and praetor. These positions were referred to collectively as the magistracies. This sequence of public offices was called the cursus honorum. Candidates for the magistracies had to canvas the people at annual hustings. They were elected by all adult males who had property enough to be included in the regular census carried out for this purpose which had originally been established to assign men to appropriate ranks in the citizen army.

Hence another elected post, that of censor, responsible for keeping the list of citizens a) eligible to vote and b) assigned to the appropriate rank in the army, up to date.

To be eligible to join the army a citizen needed to be a member of the assidui i.e. to achieve a basic property qualification (p.97). The assidui were divided into five classis or ranks, according to their assets, and it was the job of the censors to keep this list of citizens, their property and their ranking up to date.

The senate consisted of all the men who had previously held office as a magistrate. Senate derives from the Latin word senex which simply means old man, on the assumption that mature men who had held office gave good advice.

The single most important thing to grasp about Roman politics is that the senate did not make laws. It was a solely advisory body – although it arrogated to itself certain policies, specifically financial policy and military strategy. Anybody intending to create legislation was expected to consult the senate, which could and did hold extensive debates for and against legislation, suggesting amendments, improvements or that laws be rejected. But the senate didn’t actually pass the laws. It relied on the popular assemblies to propose and vote on actual laws.

Members of the same small group of families held magistracies and eminent positions in the state for hundreds of years. These were the patricians who monopolised the important magistracies and the various religious offices and half a dozen priesthoods (which were also elected).

The patricians distinguished themselves from the plebs or plebeians, who supposedly came from more recent, less ancient and venerable families. But within a century or so of the overthrow of the kings the plebs agitated to have a say for themselves, campaigns which eventually led to the creation of an assembly where the plebs could discuss their issues, the concilium plebis, and the creation of the post of tribune of the plebs. The tribune’s original function was to protect citizens from arbitrary actions by the (mostly patrician) magistrates. Over the years the number and powers of the tribunes slowly expanded.

In 342 BC the plebs broke through a glass ceiling and won the legal right to stand for the consulship  alongside patricians. The consequence was the growth of a mixed patrician-plebeian nobility because, by the 300s, the leading plebeian families were not at all common working people but had developed into a class of very wealthy families in their own right (‘the plebeian leadership was rich and ambitious’, p.28).

This mixed patrician-plebeian nobility is what Crawford means when he (frequently) refers to the ‘oligarchy’ (‘control by a small group of powerful people.’)

The history of the Roman republic is the history of the fierce rivalry between a relatively small number of men at the core of this patrician-plebeian oligarchy, as they were forced to express it through the channels of a) election to a magistracy b) success as a military commander c) success as governor of an overseas province.

It was a complicated and sensitive mechanism which, by its last century, was riddled with bribery and corruption and, as mentioned above, fierce competition between its members for power and status which repeatedly spilled over into street violence. In the final 50 years it escalated into armed rebellion and civil war between Roman legions loyal to rival Strong Men.

Roman flexibility

Although they went on about their legends and traditions, one of the most notable things about the Roman state and culture was their flexibility.

Constitutional flexibility As provinces were acquired and something like an empire came into being, the Roman oligarchy expanded the number of magistracies sitting under the consulship, increasing the number of quaestors and praetors i.e. they were flexible in adapting their constitution.

Cultural flexibility From about 200 BC onwards the Roman elite took an increasing interest in Greek art, architecture, literature and philosophy, and frankly copied it (as in the plays of Plautus and Terence), and slowly developed their own versions and distinct styles.

Citizen flexibility But both these aspects rested on the ancient Roman custom of incorporating peoples into their state. Thus the conquest of the many tribes of Italy by one city state didn’t result in their miserable subjugation, but by the carefully calibrated award of Roman citizenship to tribes and communities around the country. When Rome went on to conquer foreign lands (starting with Sicily in the 240s) she made no demands that the population change their religion, culture or laws – they simply had to offer up young men for the Roman army (p.74).

The openness of Rome to outsiders was one of the sources of her strength in Italy (p.78)

It was this ability to incorporate foreign lands, foreign peoples, the best of foreign cultures and even their gods and religions, which underpinned a thousand years of success.

The impact of empire on the Roman ruling class

It’s worth making the minor point that all the historians talk about Rome having an ’empire’ well before the end of the Republican period and before they had actual emperors. In the talismanic year 146 BC the Romans crushed Carthage in the west and Corinth in the East, thus confirming their hegemony over the Mediterranean. The defeat of Carthage handed over the latter’s territories in north Africa and Spain to Rome, and after Rome defeated the Achaean League in 146 BC she used Greece as a jumping off point for greater involvement in ‘Asia’ (modern day Turkey) and across the sea in Egypt.

An empire in fact well before it became an empire in name.

Extreme wealth

Crawford’s thesis is simple: the phenomenal wealth which could be extracted from these overseas territories (‘generals and governors abroad had almost limitless opportunities for illegitimate enrichment’, p.74), plus the prestige attached to military success and the public triumphs awarded to victorious generals, led to increasing disparities among the ruling elite: some became phenomenally rich and successful, others less so.

The enormous power wielded by Roman magistrates operating far from senatorial oversight led to grave abuses; the wealth acquired from office by some members of the oligarchy separated them spectacularly from the rest and enabled them to bribe their own way and that of other members of their family to further office. (p.84)

The conquest of the Greek East from 200 BC onwards provided ready access to Greek artistic and intellectual skills and techniques and to wealth on a staggering scale. (p.85)

He quotes the Roman saying that a provincial governor needed to screw not one but three fortunes out of his unfortunate subjects: one to repay the money he borrowed to pay his election expenses; one to bribe the jury at the trial for corruption he would inevitably face when he got back to Rome; and the third one for the traditional reason – to have the wherewithal to fund the conspicuously rich lifestyle demanded by his class (p.171), a particularly conspicuous example being the successful general Lucius Licinius Lucullus. By the 60s:

Provincial government not only provided men with wealth and connections on a scale unimagined a generation earlier; the great commands placed in their hands for a time almost regal power and led to their being showered with symbolic honours appropriate to that power. Here again Pompeius surpassed all his predecessors. (p.176)

So, as the first century BC progressed, at the very top of the Roman oligarchy, competition for the consulship, for governorship of a province or generalship of an army overseas, became increasingly fierce and bitter because the rewards became increasingly mind-boggling.

It was bitter rivalry about who would lead the Roman military campaign against Mithridates VI of Pontus in modern-day Turkey, which precipitated the civil war between Gaius Marius and Lucius Cornelius Sulla starting in 88 BC. It was failure to agree a mechanism whereby Caesar could lay down command of his army in Gaul and transition to being a consul in 49 which led to the civil war between Caesar and Pompey. It was the failure of the centuries-old institutions of the Republic to control and mediate the rivalry between these super-powerful men, and then between Octavian and Mark Antony after Caesar’s assassination, which led, after repeated collapses, to its complete replacement by the rule of one strong man.

Seen in this light, the domestic policies of the oligarchy throughout the 2nd century and into the 1st century, consisted of the oligarchy’s attempts to moderate and police itself, to hold this power in check. It had created a machine of awesome power which it could no longer control.

The decade 59 to 49 saw competition between the leading members of the oligarchy reach such an intensity that it destroyed the framework in which competition operated or had meaning. It burst out as the naked use of force. Might could only be met with might and could only lead to the triumph of one man only, Octavian.

The land problem

This much is maybe obvious. Crawford’s left-wing perspective comes out in his insistence that the ‘people’ played a leading role in the process. He claims they did this in two inter-related ways. First, was the land problem. In a nutshell, in the last 150 years of the republic the ordinary peasant farmer was driven off the land in ever-increasing numbers. The richest patricians relentlessly bought up land, exploiting the harsh money-lending and debt laws which penalised ordinary farmers.

This explains why there were so many attempts to redistribute land and to enact some form of debt relief over those 150 years. Take C. Laelius’s proposal in 140 that land be redistributed to the needy in order to raise them up to the property qualification required by recruitment into the army, thereby improving it, (p.91). Or Tiberius Gracchus’s proposals for redistributing land from the wealthy to the landless in 133. Crawford devotes a chapter to describing in detail the process of land appropriation by the rich and the various attempts by reformers to stem the tide (pages 94 to 106).

They mostly failed and the net result was the creation of huge estates (which came to be called latifundia) owned by very rich landowners, and the driving of hundreds of thousands of peasant farmers off the land and into the towns, where they created shanty towns and formed the mobs susceptible to popular rabble rousers.

Thus the rise of the super-rich not only destabilised their own class, the oligarchy, but indirectly contributed to the rise of the mob mentality which increasingly dominated Roman politics in the last 50 years of the republic.

The lynching of Tiberius Gracchus

Crawford goes along with all the other historians I’ve read who say that the public lynching of the reformer Tiberius Gracchus in 133 BC marked a turning point because for the first time laws, justice and deference gave way to brute violence. His younger brother was similarly massacred along with hundreds of his followers a decade later, but it was really the long and bitter Social War of the 90s which led directly into the civil war of the 80s, and to the appalling politically motivated murders commissioned by both Marius and Sulla, which made politicised street violence an accepted event.

A generation later, the street violence between the gangs led by Clodius and Milo destabilised politics throughout the 50s. And it was Mark Antony’s speech in the forum the day after Caesar’s assassination, displaying Caesar’s body and reading out his will, which roused the mob to a fury and to go off and torch the houses of the conspirators, thus driving them to flee from Rome, putting them on the back foot and guaranteeing that Antony and his group in the oligarchy would triumph.

The point is these successive outbreaks of constitutional collapse were partly enabled by the growth of a large class of urban proletariat, mobs of the unemployed or underemployed, former farmers driven off their land, embittered and ready for anything. It explains the appeal of Catalina’s vague promises to overthrow the entire state and start again to large numbers of the urban poor.

And we know from Cicero’s letters that even Octavian, who was to be the last man standing at the end of this series of ruinous civil wars, went out of his way to make himself liked by the mob.

In a sentence: the population displaced from the land and herded into the cities provided the raw material of aggrieved proles which the unprecedentedly powerful and homicidally competitive oligarchs were able to manipulate for their advantage.

Slavery

There was a third element: slavery. As conquest followed conquest in the 2nd century, as entire cities and peoples were conquered and some (not all) sold into slavery, there developed a tidal wave of slavery. This had two effects: one was that the economy didn’t need the peasant farmer any more; slaves could farm huge latifundia virtually for free. Second was a ratcheting up of the luxury living of the urban rich, and even the well-off middle classes, once their houses became full of slaves who did all kinds of work and services for free. The Roman historian Appian wrote:

‘So the powerful became very rich and slaves spread all over Italy.’ (quoted on page 102)

There was probably a third effect as well, which was the slave trade itself, which Crawford says really got going in the 140s i.e after the destruction of Carthage and Corinth. Easy to overlook the slaves and the simple fact that they created a vast amount of economic value for little overhead. The trade made slave traders very rich, but transformed the lives of Roman citizens of all but the lowest classes. (p.102).

‘When the Romans became rich after the destruction of Carthage and Corinth they used enormous numbers of slaves…’ (Roman historian Strabo quoted on page 131)

The growing use of slaves led to three slave wars or risings, in 135 to 132, 104 to 100, and 73 to 71. The Greek island of Delos became the centre of the slave trade in the eastern Mediterranean . It was said it could receive, sell and dispatch tens of thousands of slaves every day! (p.131).

Conclusion

This is a poor book, which I wouldn’t recommend to anyone. Its take-home message is straightforward: it is bad, sometimes fatal, to the peace and viability of a society to let some of its members become disproportionately rich or powerful. Extreme wealth not only corrupts individuals but destabilises entire societies. A largely ignored message still relevant to us inhabitants of the ‘advanced’ economies of the West.


Roman reviews

Plutarch’s lives of Marius and Sulla (translated by Rex Warner)

Now the generals of this later period were men who had risen to the top by violence rather than by merit; they needed armies to fight against one another rather than against the public enemy.
(Doleful reflections of the Amphictyons of Delphi upon being ordered to hand over all their treasure to the Roman general Sulla who was besieging Athens: Life of Sulla, chapter 12)

1. Plutarch’s Life of Caius Marius (157 to 86 BC)

Plutarch’s life of Marius is divided into 46 brief sections. Rex Warner’s translation of Plutarch in the Penguin edition is relaxed and chatty. Very clear, very readable. However it is not available online whereas the 1920 Loeb Classical Library edition is. So, for practical purposes, I’ll quote Loeb.

As for the personal appearance of Marius, we have seen a marble statue of him at Ravenna in Gaul,​ and it very well portrays the harshness and bitterness of character which were ascribed to him. For since he was naturally virile and fond of war, and since he received a training in military rather than in civil life, his temper was fierce when he came to exercise authority.

Plutarch brings out very vividly the successive rivalries during the Jugurthine War (112 to 106 BC) between Metellus, Marius, and his quaestor Sulla. The Roman army comes over as an engine of fierce rivalries. But although Plutarch describes some of Marius’s military victories, in Numidia (112 to 106 BC) and then against the Cimbrian and Teutons who threatened to invade Italy from Gaul (113 to 101 BC) what really impresses is the second half of the life, and especially the final years when Marius fell from military and political favour and was eventually outlawed from Italy and had to go on the run, in disguise.

These final sections of his adventures on the run (35 to 45) read more like a boy’s own adventure story than history. The modern histories I’ve read refer to Marius’s brief exile only in general terms whereas in Plutarch we meet the captains of the ships which smuggle him out of Ostia, then dump him further down the Italian coast, the peasants who take him in and try to hide him, his betrayal and arrest to the authorities. We meet the Cimbrian soldier who is ordered to kill him but can’t bring himself to do so because, in the darkened bedroom, he sees Marius’s eyes darting fire and hears the voice of a god warning him against such a wicked deed. And so on. It’s like something out of the Arabian Nights more than history, more even, than biography.

Superstitions

Rex and other commentators emphasise Plutarch’s focus on the individual, on character, and call him ‘the first of modern biographers’ (p.9). None of them mention the ubiquity of superstition, prophecies and the uncanny i.e. the irrational, in his narratives. Thus in Marius alone:

  • as Marius prepares to sail back from Africa to Rome a soothsayer predicts great things (8)
  • in the campaign against the Cimbri and Teutones Marius has a Syrian prophetess named Martha accompany him in a litter (17)
  • the story that his army was accompanied everywhere by two vultures (17)
  • over the Italian cities of Ameria and Tuder flaming spears and swords are seen in the sky moving as if in actual battle (17)
  • from the massed ranks of the enemy arose an unearthly wailing (20)
  • heavy rain often follows a major battle because the supernatural powers want to hallow and cleanse the earth (21)
  • Fortune or nemesis or natural necessity, call it what you will, some force always ensures the enjoyment of any great success is never unalloyed or pure (23)
  • the incident of Fannia’s donkey who ran out to drink water from a spring near where Marius was being held by his escort, stopped directly in front of him, let out a tremendous bray, then went frisking past him – from which Marius drew the conclusion that his escape would be by sea

And:

When he was quite young and living in the country, Marius had caught in his cloak a falling eagle’s nest, which had seven young ones in it; at sight of this, his parents were amazed, and made enquiries of the seers, who told them that their son would be most illustrious of men, and was destined to receive the highest command and power seven times. (36)

  • when a Cimbrian soldier went into Marius’s bedroom to kill him he saw a pair of mighty eyes darting flame at him and a voice as of a god saying: ‘Man, does thou dare to slay Caius Marius?’ (39)

The grotesque

A sprinkling of what must surely be grotesque exaggerations, notably the wildly improbable description of the mass suicides of the Cimbri civilians once their menfolk were defeated

The fugitives were driven back to their entrenchments where the Romans beheld a most tragic spectacle. The women, in black garments, stood at the wagons and slew the fugitives — their husbands or brothers or fathers, then strangled their little children and cast them beneath the wheels of the wagons or the feet of the cattle, and then cut their own throats. It is said that one woman hung dangling from the tip of a wagon-pole with her children tied to either ankle, while the men, for lack of trees, fastened themselves by the neck to the horns of the cattle, or to their legs, then plied the goad, and were dragged or trampled to death as the cattle dashed away. (27)

In their hurry to claim for Plutarch all kinds of proto-modern interests in character and psychology, Rex and others simply ignore the much more prominent traits of primitive superstition and a garish, vulgar fascination with grotesque violence.

Thus Plutarch dwells lovingly on the scenes in Rome once Marius has returned from exile, seizes power along with Cinna, and unleashes a tidal wave of vengeful violence:

Headless trunks thrown into the streets and trampled under foot excited no pity, though everybody trembled and shuddered at the sight. The people were most distressed however, by the wanton licence of the Bardyaei, as they were called, who butchered fathers of families in their houses, outraged their children, raped their wives, and could not be checked in their career of rapine and murder until Cinna and Sertorius, after taking counsel together, fell upon them as they were asleep in their camp, and transfixed them all with javelins. (44)

Gory enough for you?

The ludicrous

And then incidents which are so wildly improbable as to be ludicrous. Take the incident of the faked diarrhoea. Marius fell in with a rabble rousing demagogue who didn’t hesitate to murder his political opponents, Saturninus. Marius attempts to keep the respect of the senate but also stay in with Saturninus, a balancing act which is epitomised one night:

For when the leading men had come to him by night and were trying to incite him against Saturninus, without their knowledge he introduced Saturninus into the house by another door; then, pretending to both parties that he had a diarrhoea, he would run backwards and forwards in the house, now to the nobles and now to Saturninus, trying to irritate and bring them into collision. (30)

2. Plutarch’s Life of Lucius Cornelius Sulla (138 to 78 BC)

Sulla served as captain of cavalry under Marius in the Jugurthine War. To his bravery was attributed the final negotiations which led to the capture of Jugurtha and Sulla was embittered when Marius received the credit and triumph for it. Sulla was tasked with fighting the Social War (91 to 87 BC) and when Marius, in Rome, managed to manoeuvre Sulla out of leadership of the army set to head off to deal with Mithradates in Turkey, Sulla rejected the senate’s decision, let his men kill the senate’s envoy and marched on Rome.

Why Sulla failed

Rex gives admirably brief, one-page introductions to each of the lives (generally pointing out how Plutarch ignores the profound historical importance of this or that event in order to focus on trivial anecdotes or shallow moralising). Therefore it is Rex who sums up Sulla’s political agenda, once he’d become dictator (82 to 78 BC) and why it failed, more briefly and better than any other account I’ve read.

After marching on Rome to seize power twice, with an intervening period of anarchy and bloodshed under Cinna (87 to 84 BC), Sulla set out to make the republic safe by ensuring the situation which led to the anarchy could never happen again. These he took to be:

  • the ability of the tribunes of the plebs to veto laws suggested by the patricians and senate, which sounds fine in theory, but in practice tribunes were all too often bribed by powerful interests to derail senatorial rule
  • the struggle between senate and equites for control of the courts, which again unravelled into political powerplays
  • the consecutive consulships of overmighty rulers (in the recent past the consecutive consulships of Marius in 107, 104, 103, 102, 101, 100)

So Sulla:

  • abolished the legislative powers of the tribunate and debarred those who held it from higher office
  • restored the courts to full control of the senate
  • revived the lex annalis which set minimum ages to hold each of the magistracies in the so-called cursus honorum and required fixed periods between people holding each post

It was a valiant effort but, as Rex points out, it was blind to the fact that the chief threat to the republic came not from any law or aspect of the constitution but from a reality which transcended them, which was the advent of proconsuls appointed for long periods of time to prosecute distant wars whose armies came to owe more allegiance to them than to the state – the conversion of Roman armies into something closer to private armies answerable to charismatic warlords.

The obvious examples were Marius, Sulla himself, Pompey then Caesar, then Mark Anthony and Octavian and the era of instability and collapse exactly matches the rise of this new phenomenon.

Plutarch’s Sulla

Predictably, Plutarch focuses on gossip and anecdote:

  • Sulla had a famously bad complexion, covered in blotchy spots.
  • Though he came from a patrician family, it was very down at heel and he spent a dissolute young manhood with dancers and actors and cross-dressers and comedians. Throughout his life, strict and stern in public, once he sat down at a banquet he reverted to a monstrously debauched and bohemian character.

And, once again, a blizzard of superstitions, omens and prophecies:

  • A certain man in the retinue of Orobazus, a Chaldaean, after looking Sulla intently in the face, and studying carefully the movements of his mind and body, and investigating his nature according to the principles of his peculiar art, declared that this man must of necessity become the greatest in the world, and that even now the wonder was that he consented not to be first of all men. (6)
  • Sulla himself relates that when he was dispatched with an army to the Social War, a great chasm in the earth opened near Laverna, from which a great quantity of fire burst forth and a bright flame towered up towards the heavens; whereupon the soothsayers declared that a brave man, of rare courage and surpassing appearance, was to take the government in hand and free the city from its present troubles. And Sulla says that he himself was this man, for his golden head of hair gave him a singular appearance, and as for bravery, he was not ashamed to testify in his own behalf, after such great and noble deeds as he had performed.
  • When Sulla had set out for his camp on unfinished business,​ he himself kept at home and contrived that most fatal sedition, which wrought Rome more harm than all her wars together had done, as indeed the heavenly powers foreshadowed to them:
    • for fire broke forth of its own accord from the staves which supported the ensigns, and was with difficulty extinguished
    • and three ravens brought their young forth into the street and devoured them, and then carried the remains back again into their nest
    • and after mice had gnawed consecrated gold in a temple, the keepers caught one of them, a female, in a trap, and in the very trap she brought forth five young ones and ate up three of them
    • but most important of all, out of a cloudless and clear air there rang out the voice of a trumpet, prolonging a shrill and dismal note, so that all were amazed and terrified at its loudness. The Tuscan wise men declared that the prodigy foretokened a change of conditions and the advent of a new age (7)
  • While the senate was busied with the soothsayers about these prodigies, and holding its session in the temple of Bellona, a sparrow came flying in, before the eyes of all, with a grasshopper in its mouth, a part of which it threw down and left there, and then went away with the other part. From this the diviners apprehended a quarrelsome dissension between the landed proprietors and the populace of the city and forum; for the latter is vociferous like a grasshopper, while the former haunt the fields (like the sparrow). (7)
  • After he had offered a sacrifice, Postumius the soothsayer learned what the omens were, and stretching out both hands to Sulla, begged that he might be bound and kept a prisoner until the battle, assuring him that he was willing to undergo the extremest penalty if all things did not speedily come to a good issue for him. (9)
  • It is said, also, that to Sulla himself there appeared in his dreams a goddess whom the Romans learned to worship from the Cappadocians, whether she is Luna, or Minerva, or Bellona. This goddess, as Sulla fancied, stood by his side and put into his hand a thunder-bolt, and naming his enemies one by one, bade him smite them with it; and they were all smitten, and fell, and vanished away. Encouraged by the vision, he told it to his colleague, and at break of day led on towards Rome. (9)
  • Mithridates, who was staying at Pergamum, was visited with many other portents from Heaven, and that a Victory with a crown in her hand, which the Pergamenians were lowering towards him by machinery of some sort, was broken to pieces just as she was about to touch his head, and the crown went tumbling from her hand to the ground in the midst of the theatre, and was shattered, whereat the people shuddered, and Mithridates was greatly dejected. (11)

And so on and very much on. And The Grotesque:

Nearby is Apollonia, and in its vicinity is the Nymphaeum, a sacred precinct, which sends forth in various places from its green dell and meadows, streams of perpetually flowing fire. Here, they say, a satyr was caught asleep, such an one as sculptors and painters represent, and brought to Sulla, where he was asked through many interpreters who he was. And when at last he uttered nothing intelligible, but with difficulty emitted a hoarse cry that was something between the neighing of a horse and the bleating of a goat, Sulla was horrified, and ordered him out of his sight. (27)

Fairy tales

At Fidentia, when Marcus Lucullus, one of Sulla’s commanders, with sixteen cohorts confronted fifty cohorts of the enemy, although he had confidence in the readiness of his soldiers, still, as most of them were without arms, he hesitated to attack. But while he was waiting and deliberating, from the neighbouring plain, which was a meadow, a gentle breeze brought a quantity of flowers and scattered them down on his army; they settled of their own accord and enveloped the shields and helmets of the soldiers, so that to the enemy these appeared to be crowned with garlands. This circumstance made them more eager for the fray, and they joined battle, won the victory, killed eighteen thousand of the enemy, and took their camp. (27)

Fortunate Sulla

Plutarch emphasises the Sulla himself was happy to attribute much of his success to Fortune rather than his own personal merits or achievements. So in the matrix of opinions about what constitutes a Successful Man which the Parallel Lives amount to, Sulla stands at one extreme of the spectrum, a superstitious man who attributed much to Fortune. Hence his own insistence on the agnomen (‘a fourth name occasionally given as an honour to an ancient Roman citizen’) ‘Felix’, superficially meaning ‘happy’ but at a deeper level meaning ‘lucky’ – more than lucky, in the deepest sense of the word, fortune-ate. Fortune rich. Fortune full.

Slaughter in Athens 86 BC

Apart from the civil war and street fighting in Rome, what comes over more vividly from this account than others I’ve read, is the unmitigated slaughter Sulla inflicted on Athens after a prolonged siege in which he had devastated the surrounding territory. ‘There was no counting the slain’. The blood flowed under the city gates (14).

Proscriptions in Rome

The mass murder in Rome of Sulla’s enemies who he included on lists of ‘proscriptions’ brings to mind Stalin sitting up late into the night going through long lists of names, putting a tick or a cross next to who should live or die.

Sulla now busied himself with slaughter, and murders without number or limit filled the city…He also proscribed anyone who harboured and saved a proscribed person, making death the punishment for such humanity, without exception of brother, son, or parents, but offering anyone who slew a proscribed person two talents as a reward for this murderous deed, even though a slave should slay his master, or a son his father. And what seemed the greatest injustice of all, he took away the civil rights from the sons and grandsons of those who had been proscribed, and confiscated the property of all. Moreover, proscriptions were made not only in Rome, but also in every city of Italy, and neither temple of God, nor hearth of hospitality, nor paternal home was free from the stain of bloodshed, but husbands were butchered in the embraces of their wedded wives, and sons in the arms of their mothers. (31)

Mass murder at Praeneste

Meanwhile Marius the younger, at the point of being captured slew himself; and Sulla, coming to Praeneste, at first gave each man there a separate trial before he executed him, but afterwards, since time failed him, gathered them all together in one place — there were twelve thousand of them — and gave orders to slaughter them all. (32)

Metrobius

Plutarch’s life ends where it began, with comments on Sulla’s private behaviour and liking for louche, lowlife, bohemian company. Despite having a series of respectable wives, in the usual Roman fashion, Sulla also:

consorted with actresses, harpists, and theatrical people, drinking with them on couches all day long. For these were the men who had most influence with him now: Roscius the comedian, Sorex the archmime, and Metrobius the impersonator of women, for whom, though past his prime, he continued up to the last to be passionately fond, and made no denial of it.

Mass murderer, sacker of Athens, failed attempter to restore the Republic, and lifelong lover of a female impersonator.

A grisly end

Then comes the kind of moralising conclusion which delighted the ancients and then the Christians, the Middle Ages and the Renaissance. Plutarch claims that in his final illness Sulla was literally eaten alive by worms.

By this mode of life [his decadent lifestyle] Sulla aggravated a disease which was insignificant in its beginnings, and for a long time he knew not that his bowels were ulcerated. This disease corrupted his whole flesh also, and converted it into worms, so that although many were employed day and night in removing them, what they took away was as nothing compared with the increase upon him, but all his clothing, baths, hand-basins, and food, were infected with that flux of corruption, so violent was its discharge. Therefore he immersed himself many times a day in water to cleanse and scour his person. But it was of no use; for the change gained upon him rapidly, and the swarm of vermin defied all purification. (36)


Related links

Roman reviews

  • Plutarch
  • Plutarch’s Lives of Marius and Sulla
  • Plutarch’s life of Sertorius
  • Plutarch’s Life of Lucullus
  • Plutarch’s Life of Crassus
  • Plutarch’s Life of Pompey
  • Plutarch’s Life of Cicero
  • Plutarch’s Life of Caesar
  • Plutarch’s Life of Cato the Younger
  • Plutarch’s Life of Antony
  • Plutarch’s Life of Brutus
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