King Leopold’s Ghost by Adam Hochschild (1998) – part three

‘To gather rubber in the district… one must cut off hands, noses and ears.’
(Charles Lemaire, Belgian commissioner of the Equator District of the Congo Free State)

William Sheppard

Following his coverage of the black American Baptist minister George Washington Williams, who was appalled by what he witnessed in the Congo in 1890 and wrote an open letter of protest to the Belgian king, Leopold II, Hochschild goes on to describes the career of another black pioneer.

This is William Sheppard, a Baptist minister born in Virginia in 1865, who was sent by the Southern Baptists to the Free State, thus becoming the first black American missionary to the Congo. Hochschild emphasises that the church hierarchy ensured he was supervised every step of the way by a white superior, how it was the white man who actually met Leopold in Belgium while Shepherd was excluded, but how it was Shepherd who built up the mission on the river Kasai. Here he won the respect of the local BaKuba tribe whose language he was the only missionary to bother to learn, by his hard work and sympathetic understanding of their lives. They nicknamed him Mundéle Ndom, meaning ‘the black white man’.

Sheppard was the first Westerner to reach the Kuba capital, Ifuca, whose king usually ordered any outsider to be beheaded. But because he was black and spoke some BaKuba Sheppard was allowed to keep his head and stayed for four months, making detailed ethnographical records of their culture, art and religion (‘The Kuba are among Africa’s greatest artists,’ p.156). When he presented his findings to the Royal Geographic Society in London he was made a fellow, and back in the states presented the President with Kuba artefacts.

(Hochschild also mentions the spangling fact that Shepherd’s arrival at the mouth of the Congo coincided exactly with that of Joseph Conrad who was taking up the position of steamboat captain, and that Shepherd’s diary contains numerous references to the gentlemanly bearing of the exiled Pole who he spent some weeks with (p.154).)

Leopold’s grand plans

Leopold had impractically megalomaniac ambitions. He dreamed of linking his Congo possessions with the upper Nile and leasing Uganda from the British, both ideas gently rejected by Prime Minister Gladstone. He suggested raising a Congolese army to protect the Armenians who were being massacred by the Turks. When there was disturbance in Crete he offered Congolese troops as peacekeepers. His cousin, Queen Victoria’ thought Leopold was becoming delusional (p.168). But about one thing he was never deluded: maximising profit from his personal fiefdom in the Congo.

The rubber terror

‘Botofé bo le iwa!’, meaning ‘Rubber is Death!’ — Congo Proverb

Initially Leopold wanted to colonise the Congo because of ivory. As Frank McLynn makes clear in his chapter on the subject in Hearts of Darkness, ivory was the most valuable product of central Africa next to slaves, and the two trades were inextricably intertwined. Arab slavers destroyed native villages not only to enslave their women (killing most of the men) but also to loot the reserves of ivory many villages held, and use the newly acquired slaves to carry the plundered ivory the hundreds of miles to the coast.

It was the invention of the pneumatic tyre by John Dunlop, who set up the company of the same name in 1890, which made bicycling significantly more comfortable than before, which led to the outbreak of the ‘bicycling craze’ and which then led to a sudden spike in demand for rubber, that Leopold realised he was sitting on a goldmine, and that the farming of rubber from the huge rubber vines which twined up trees in the tropical rainforest almost overnight became a very profitable business (p.158). The West’s appetite for rubber grew for use not only in pneumatic tyres for bicycles and then cars, but for a myriad other uses, for example as insulation on electrical cabling which was undergoing an explosion of use around the world.

It is about this point, exactly half way through the book, and after a fair amount of relatively ‘ordinary’ historical and biographical stuff about Leopold and Stanley and so on, that the text takes a very dark turn and the reader is now plunged into the world of disgusting terror, massacre and mutilation created by the authorities who ran Leopold’s Congo Free State.

Force Publique officials were ordered to fulfil rubber quotas. They did this by kidnapping wives or children of villagers and threatening to mutilate or kill their hostages unless villagers handed in the correct and very onerous quotas of rubber. Natives who resisted were beaten, tortured, mutilated and murdered, had their families held hostage, their wives and daughters raped, or their houses and villages burned. If villages failed to fulfil the quota or showed any resistance, they were burned to the ground. The British traveller Ewart S. Grogan, crossing northeastern Congo, wrote: ‘Every village has been burned to the ground, and as I fled from the country I saw skeletons, skeletons everywhere’ (p.230). The Belgians turned Congo into a charnel house.

Most of the food the locals grew was confiscated by European officials leading to poor diet or starvation in many areas. State official Léon Féviez explained to a visiting official that when the local village didn’t supply enough fish and manioc to feed his troops he had a hundred of them beheaded. After that the villagers supplied sufficient food alright, even at the cost of themselves starving (p.166).

The incursions of black troops from one area into another spread diseases many had never previously been exposed to. Smallpox was carried from the coast where it was endemic, inland to populations who had no resistance to it. Worse was sleeping sickness, which is estimated to have killed half a million Congolese in 1901 alone (p.231).

The net effect of all these factors was a collapse in population. Missionaries and travellers through the Congo spoke again and again of entire regions laid waste and depopulated.

Hochschild singles out four factors and then gives copious evidence for each of them, being:

  • Murder
  • Starvation, exhaustion and exposure
  • Disease
  • Plummeting birth rate

The Reverend A.E. Scrivener was just one of many eye witnesses:

Lying about in the grass within a few yards of the house I was occupying were a number of human bones, in some cases complete skeletons. I counted 36 skulls, and saw many sets of bones from which the skull was missing. I called some of the men and asked the meaning of it. ‘When the rubber palaver began,’ said one, ‘the soldiers shot so many we grew tired of burying, and very often we were not allowed to bury and so just dragged the bodies out into the grass and left them.’

There was no census before Leopold’s murderous regime began but the best estimate is that 10 million Congolese lost their lives. This is based on the fact that in areas where population was known, it fell by a half between 1890 and 1910. Since the first detailed population estimate, in 1924, estimated the current population at around ten million, and most experts estimated that it was half the original number, that gives you some 10 million victims of Leopold’s regime, directly murdered or killed by overwork, famine or disease. (In fact at the end of the book, Hochschild devotes a passage to the estimates of modern demographers, who also agree with the 10 million figure.) More, in other words, than the Nazi Holocaust.

Chopping off Africans’ hands

Hands were used as proof that villages had been punished for failing to fulfil their quotas or rebelling. Force Publique soldiers had to prove that every bullet they were issued with was used to kill a villager (and not going off on hunting expeditions) by bringing in a hand for every bullet fired. Hands became a form of proof of discipline. Many soldiers couldn’t be bothered to wait for all the rubber to be counted and just hacked off a few hands at random to impress their superiors with how zealous they were.

But cutting off hands was also a form of punishment and incentive. Hostages – women and children –had their hands cut off unless their menfolk brought in the required quota of rubber. Some villagers, in desperation, instead of slicing a rubber vine and patiently waiting for the drops of sap to ooze out of it, were so panic-stricken that they cut down the entire vine and squeezed every drop of rubber out of it. This killed the vine rendering it unavailable for future use and so in turn was punished by the authorities, in the form which was now becoming universal – the men or their womenfolk or children having their hands cut off. Hochschild quotes scores of officials and soldiers who boasted about how many hands they collected per day.

‘Many fled and some were mutilated. I myself saw a man at Likange who had had both his hands cut off. Sometimes they cut them at the wrist, sometimes farther up . . . with a machete.’

In some military units there was a job, ‘keeper of the hands’ (p.165). Some units smoked severed hands over fires in order to keep them as decorations to hang on poles or over doors as a constant reminder to the locals of what even the slightest infringement would trigger.

Bestand:MutilatedChildrenFromCongo.jpg - Wikipedia

Mutilated Congolese children and adults. Photos taken between 1900 and 1905 by the English missionary Alice Seeley Harris

Hochschild brings out how atrocity acquires a momentum of its own. As in the Nazi genocide or the Soviet labour camps, cruelty and sadism, once permitted, become endemic. Thus René de Permentier, a Force Publique officer in the Equator district, had all the trees and bushes around his house cut down so he could use passing Africans as target practice for his rifle. If he found so much as a stray leaf in the courtyard swept by women prisoners he had one of them beheaded. If he found a forest path poorly maintained, he ordered a child in a local village executed. That kind of megalomaniac momentum.

Two Force Publique officers ordered a man hung by his feet and a fire lit underneath so he was cooked to death. Morel quoted a message from district commissioner Jules Jacques telling his underlings to warn the locals that if they cut down another vine he will exterminate them to the last man (quoted page 229). As the Reverend Scrivener testified:

A man bringing rather under the proper amount [of rubber to a collecting post], the white-man flies into a rage and seizing a rifle from one of the guards shoots him dead on the spot. Very rarely did rubber come but one or more were shot in that way at the door of the store.

There are hundreds of examples of this kind of psychopathic behaviour. Late in the book Hochschild says speakers of the Mongo language refer to the period as lokeli, the overwhelming (p.300).

Edmund Dene Morel

We know so much about the evil practices of Leopold’s state because of the obsessive work of one man, Edmund Dene Morel, who became a one-man international human rights dynamo.

In the late 1890s Morel was a relatively lowly clerk working for the Liverpool-based trading company Elder Dempster (p.177). He began travelling back and forth across the Channel as his company’s liaison with officials of the Congo Free State. Slowly he began to realise something was wrong. Hochschild attributes his revelation to three elements which he saw or, as a clerk handling the official paperwork for the cargoes, was able to calculate for himself while spending time at the State’s docks in Antwerp:

  1. He learned that huge amounts of arms and ammunition were being shipped to the Congo along with surprising amounts of chains and shackles. Why?
  2. The amount of ivory and rubber brought back by the ships greatly exceeded the amount stated on the manifests and paperwork. Someone was creaming off millions in profit. Who?
  3. Over 80% of the goods being shipped to the Congo were remote from trade purposes. In other words, a huge amount of goods were being brought out but very little was going in to pay for them. So how was this wealth of ivory and rubber being generated. Dene realised there could be only one explanation: slave labour.

‘These figures told their own story…Forced labour of a terrible and continuous kind could alone explain such unheard-of profits…forced labour in which the Congo government was the immediate beneficiary; forced labour directed by the closest associates of the king.’ (Morel, quoted page 180)

He called it: ‘the most gigantic fraud and wickedness that our generation has known’ (p.206).

Morel made his fears known to his superiors who told him to keep quiet. The Free State was a major client of Elder Dempster’s. They tried to coerce him into keeping silent. The company offered him a pay rise, then the role of highly paid consultant. Free State officials in Brussels stopped talking to him. He refused all bribes and insisted on speaking out.

Eventually, in 1901, Morel quit Elder Dempster and, after pondering what to do, set up a newspaper, the West Africa Mail in 1903, backed by philanthropic sponsors. It consisted of Morel’s articles, letters from missionaries, maps, cartoons, and pictures. Morel didn’t hold back:

‘Blood is smeared all over the Congo State, its history is blood-stained, its deeds are bloody, the edifice it has reared is cemented in blood—the blood of unfortunate negroes, spilled freely with the most sordid of all motives, monetary gain.’

Morel intended the West Africa Mail to publish everything he knew about the Congo and encouraged all-comers to send him their reports about ‘the shootings, shackles, beheadings, mutilations and kidnappings of a slave labour system’ they witnessed – and they did, in increasing numbers (p.270).

Morel tapped into the resources of existing anti-slavery organisations, namely the Anti-Slavery Society and the Aborigenes Protection Society, as well as roping in influential figures such as the politician Sir Charles Dilke and the author Mary Kingsley. He became a writing phenomenon, working 16 or even 18 hours a day to produce books, speeches, articles and pamphlets about the Congo (p.209). In the first six months of 1906 alone, he wrote 3,700 letters (p.214).

Morel requested information from all and any sources, and developed a remarkable knack for getting inside information from all kinds of people, not only missionaries and travellers in the region, but dissident military officers such as Raymond de Grez, who secretly fed him reports and statistics for many years, as well as people involved in the various shipping companies and testimony from their agents in-country, such as the American business agent Edgar Canisius (p.192).

The more Morel’s reputation grew as the doughty opponent of the evil being perpetrated in the Congo, the more people knew he was the man to slip confidential information (p.188).

It snowballed into a vast publicity campaign, featuring hundreds of public meetings, thousands of letters, he received thousands of letters full of facts and figures which Morel was then able to use in his articles or feed to sympathetic journalists and politicians.

With the aid of the charities and sympathetic politicians Morel secured a debate in the House of Commons which was held on 20 May 1903. At its conclusion the British Parliament passed a resolution to allow the British government to negotiate with the other Great Powers over the matter, avowing that the native Congolese ‘should be governed with humanity’ and, incidentally, noting that ‘great gratitude was due’ to Morel for creating public awareness (p.194). It was a truly impressive achievement. As Hochschild summarises:

Almost never has one man, possessed of no wealth, title of government post, caused so much trouble for the governments of several major countries. (p.209)

Pamphlets were followed by excoriating books, namely:

  • Affairs of West Africa (1902)
  • The British Case in French Congo (1903)
  • King Leopold’s Rule in Africa (1904)
  • Red Rubber – The story of the rubber slave trade that flourished in Congo in the year of grace 1906 (1906)
  • Great Britain and the Congo: the Pillage of the Congo Basin

When I read the title of Red Rubber I immediately saw the link with the campaign against ‘blood diamonds’ originating in Africa under war-torn or oppressive conditions from much the same region of Africa, in our own time.

Roger Casement

The Parliamentary debate directly affected another major figure. Parliament set up a commission to investigate the accusations and ordered the British consul to the Congo, Roger Casement, to go in-country to find out more.

Casement evaded the beady eye of Leopold’s officials, paid his own way and independently interviewed missionaries, natives, riverboat captains, and railroad workers. He then wrote up and submitted to Parliament a report containing 39 pages of testimony and a 23-page index of facts, what has been called ‘the most damning exposure ever of exploitation in Africa’. Morel published the ‘Casement Report’ in full in the West Africa Mail and it was picked up and syndicated around the world.

Hochschild devotes a chapter to Casement who is a fascinating figure in his own right, not least because of his principled but ill-fated support for Irish independence a decade later. (Unfortunately, no modern biographer can abstain from prying into the sex lives of their subject, and so we learn quite a lot about the fact that Casement was gay and kept a detailed log of his sexual encounters wherever he went, with Europeans or Africans. Great – and utterly beside the point.)

When they met they instantly clicked. Both respected each other’s fierce integrity and utter devotion to exposing the evil of Leopold’s regime. Casement was a government employee and so had to go where his superiors sent him, but they kept in touch and he offered Morel important confirmation and moral support, becoming a vital colleague and sounding board for Morel’s campaigns. Morel nicknamed him the Tiger; Casement called Morel the Bulldog (p.207). Chaps.

Congo Reform Association (CRA)

Casement and Morel met again, in Dublin, and agreed that it needed more than a newspaper to bring about the change needed. Casement convinced Morel they needed to set up an organisation and so in November 1903 Dene announced the establishment of the Congo Reform Association (CRA) with a founding manifesto filled with names of the great and good and calling for ‘just and humane treatment of the inhabitants of the Congo State, and restoration of the rights to the land and of their individual freedom’.

An American branch was quickly set up which garnered support from such notables as Mark Twain, Booker T. Washington and W. E. B. Du Bois. Twain was motivated to write a pamphlet, King Leopold’s Soliloquy: A defence of his Congo rule, in 1905, a satirical portrayal of Leopold as a self-pitying old man rambling on, making feeble excuses for the blood on his hands:

‘They burst out and call me “the king with ten million murders on his soul”.’

(It’s interesting that, even at this early point, the figure of 10 million dead was widely accepted. It’s a suspiciously round figure, isn’t it, but one Hochschild backs up with expert testimony at the end of his book)

Illustration from King Leopold’s Soliloquy by Mark Twain (1905)

Arthur Conan Doyle was inspired by his indignation to write The Crime of the Congo in 1908, while Joseph Conrad, in addition to the world famous novella about Leopold’s Congo, Heart of Darkness, co-wrote a novel with Ford Madox Ford, The Inheritors, which contains a devastating parody of Leopold’s greed and mendaciousness and personal oddities (p.257).

In 1904 Morel visited America, meeting with the President and members of Congress, before addressing large audiences around the nation. It took a while for the American campaign to gain traction, but in 1906 public pressure forced Congress to take a stand against Leopold and demand an end to the Congo Free State.

Alice Seeley Harris

Wife of the Reverend John Harris and a Baptist missionary in her own right, it was Alice Seeley Harris who took most of the photos of mutilated Africans which Morel distributed so widely and had such a devastating effect.

The couple had witnessed at first hand numerous atrocities, joined the Congo Reform Association and threw themselves into public activity. One or other of them made over 600 speeches in their first two years with the CRA, displaying implements like the shackles used to chain Congolese and the feared chicotte or whip made of hippopotamus hide, which was used to punish Africans who failed to meet their quotas and sometimes whip them to death (pages 120 and 216). Eventually John and Alice’s activism led to them running the newly combined Anti-Slavery and Aborigenes Protection Society (p.273).

Herbert Strang

The impact of the campaign spread far and wide. Hochschild mentions a British boys’ adventure writer, Herbert Strang, who wrote an adventure story set in the beastly Congo where a stout-hearted English teenager saves the day, titled Samba: A Story of the Rubber Slaves of the Congo. The preface he wrote to his novel is long but gives a fascinating insight into how the issue was seen at the time (1908).

Nearly a generation has passed since King Leopold was entrusted by the great Powers with the sovereignty of the Congo Free State. The conscience of Christendom had been shocked by the stories, brought back by Stanley and other travellers, of Arab slave raids on the Upper Congo; King Leopold, coming forward with the strongest assurances of philanthropic motive, was welcomed as the champion of the negro, who should bring peace and the highest blessings of civilization to the vast territory thus placed under his sway. For many succeeding years it was supposed that this work of deliverance, of regeneration, was being prosecuted with all diligence; the power of the slave traders was broken, towns were built, roads made, railways opened—none of the outward signs of material progress were wanting.

But of late the civilized world has been horrified to find that this imposing structure has been cemented with the life blood of the Congo races; that the material improvements to which the administrators of Congoland can point, have been purchased by an appalling amount of suffering inflicted upon the hapless negroes. The collection of rubber, on which the whole fabric of Congo finance rests, involves a disregard of liberty, an indifference to suffering, a destruction of human life, almost inconceivable. Those who best know the country estimate that the population is annually reduced, under King Leopold’s rule, by at least a hundred thousand. No great war, no famine, no pestilence in the world’s history has been so merciless a scourge as civilization in Congoland.

Yet owing to mutual jealousies, the Powers are slow to take action, and while they hesitate to intervene, the population of this great region, nearly as large as Europe, is fast disappearing.

It has been my aim in this book to show, within necessary limitations, what the effect of the white man’s rule has been.

If any reader should be tempted to imagine that the picture here drawn is overcoloured, I would commend him to the publications issued by Mr E. D. Morel and his co-workers of the Congo Reform Association, with every confidence that the cause of the Congo native will thereby gain a new adherent.

I must express my very great thanks to the Rev. J. H. Harris and Mrs. Harris, who have spent several years on the Upper Congo, for their kindness in reading the manuscript and revising the proofs of this book, and for many most helpful suggestions and criticisms.

By this point the atrocities were so widely known that Leopold had become associated with severed hands and blood in large parts of the press. Countless caricatures in European and American magazines satirised him as a mass murderer, his hands or beard dripping with blood while he hugged his sacks full of blood money (p.222).

Leopold II's Heart of Darkness, by David White | Open History Society

When Leopold’s second wife bore his second child, it was born with a withered hand and Punch magazine published a cartoon with the caption Vengeance from on high. Harsh but an indication of how universally he was despised.

What did Leopold spend his blood money on?

And how did Leopold spend the huge personal wealth he accrued from all this forced labour, slavery, murder and extortion? On grandiose building schemes and his teenage mistress.

1. Buildings

Leopold invested a huge amount of his blood money on buying, building or renovating grand properties. Wikipedia gives a handy summary of a subject which is spread across numerous passages in Hochschild’s book:

The public buildings were mainly in Brussels, Ostend and Antwerp, and include the Hippodrome Wellington racetrack, the Royal Galleries and Maria Hendrikapark in Ostend; the Royal Museum for Central Africa and its surrounding park in Tervuren; the Cinquantenaire park, triumphal arch and complex, and the Duden Park in Brussels, and the 1895–1905 Antwerpen-Centraal railway station.

In addition to his public works, Leopold acquired and built numerous private properties for himself inside and outside Belgium. He expanded the grounds of the Royal Castle of Laeken [one of Europe’s most luxurious royal homes] and built the Royal Greenhouses, the Japanese Tower and the Chinese Pavilion near the palace. In the Ardennes his domains consisted of 6,700 hectares (17,000 acres) of forests and agricultural lands and the châteaux of Ardenne, Ciergnon, Fenffe, Villers-sur-Lesse and Ferage. He also built important country estates on the French Riviera, including the Villa des Cèdres and its botanical garden and the Villa Leopolda.

(In a picquant footnote, Hochschild tells us that one of Leopold’s many villas on the Cote d’Azur was  subsequently bought by the English writer, Somerset Maugham, p.276.)

Hochschild contrasts these extravagant building projects with the many, many, many African homes and villages and entire regions which his officers laid waste and burned to the ground.

2. Caroline Lacroix

Leopold had married Marie Henriette of Austria, a cousin of Emperor Franz Joseph I of Austria and grand-daughter of the Holy Roman Emperor Leopold II, on 22 August 1853 in Brussels. She was popular with the Belgians, was an artist and accomplished horsewoman, and the marriage produced four children. However, the couple became estranged and ended up living apart, Marie settling in the town of Spa where she lived till her death in 1902.

Meanwhile, Hochschild tells us, Leopold became a regular customer at high class brothels which specialised in young and very young girls, preferably virgins. Still, it comes as a bit of a surprise when Hochschild tells us that in 1899, in his 65th year, Leopold took as a mistress Caroline Lacroix, a 16-year-old French prostitute, and that they were to stay together for the next decade until his death.

It was on Caroline that a lot of the blood money from the Congo was lavished, in the form of cash, bonds raised against the Congo Free State government, castles and villas and dresses and makeup and holidays. Throughout this period they were unmarried, so Caroline was in effect his teenage mistress and became unpopular with the Belgian public and made Leopold even more of a figure of fun and contempt among international critics and cartoonists.

File:Your Majesty! at your age....jpg - Wikipedia

The priest is saying: ‘O sire! At your age!’ to which Leopold replies: ‘You should try it yourself!’

Leopold finally married Caroline in a Catholic ceremony just five days before his death, on 17 December 1909, aged 74. He left her a huge fortune but their failure to perform a civil ceremony rendered the marriage invalid under Belgian law and the Belgian government tried its best to seize all the king’s assets and fortune, giving rise to a jamboree for lawyers. Despite legal wrangles it is likely that she managed to spirit away $7 million, maybe more.

The Vatican recognised their wedding though, and Catholic priests were with him till the end. It is nauseating to read how the Catholic church stayed staunchly loyal to Leopold despite the most disgusting revelations, whereas a large number of the truth-tellers and reports were Protestant missionaries. A classic example of the stark contrast between the generally servile subservience of Catholic officials and the outspoken truth-telling of Protestant clerics, especially of non-conformists such as Baptists and the ever-principled Quakers. (You should read Hochschild’s wonderful account of the campaign to abolish slavery to be moved to tears by the hard work of the non-conformists and especially the Quakers in devoting their entire lives to ending slavery.)

When Leopold first heard about her, Caroline had been the mistress and sometime prostitute of Antoine-Emmanuel Durrieux, a former officer in the French army. It is somehow pleasing to learn that she tried to keep up a surreptitious relationship with Durrieux throughout her time with Leopold and that, seven months after the old monster died, she married Durrieux. Ah. True love.

In 1937 she published her memoirs, A Commoner Married a King: As Told by Baroness De Vaughan to Paul Faure. It is a classic example of the logocentrism of the West, in the sense that the doctored and sentimental memoirs of a royal prostitute are preserved for all time for scholars to pore over, analyse and re-analyse, while the lives and experiences of the ten million or so Congolese murdered, mutilated and starved to death – apart from a handful of testimonies recorded in the Casement Report and a few other public enquiries – are nowhere, nothing, vanished as if they had never been.

Leopold’s death and the end of the Congo Free State

The real question, reading all this horror, is why, despite widespread knowledge of the appalling atrocities, little or no steps were taken against him and nothing changed for so long. Leopold’s personal rule over his Congo Free State lasted 23 years, from 1885 to 1908.

The decisive step was getting the US government to switch its policy from indifference to Congo to active hostility, and this coincided with a massive newspaper revelation about the extent of Leopold’s behind-the-scenes bribery and manipulation of US government ministers, agencies and media.

The American change of heart crystallised with the hostility of the British government and, indeed, of a decisive majority in the Belgian government itself, and in Belgian popular opinion, to make Leopold realise the game was up and he agreed to hand over the running of the Congo Free State to the Belgian government so that it could become a ‘proper’ colony, subject to scrutiny in the press and by third parties.

Still, the canny old miser and manipulator insisted on selling the Congo to the Belgian government and drove a very hard bargain, emerging tens of millions of francs better off. In the end a compromise was reached whereby Leopold was paid $10 million and a further $9 million was assigned to his various grandiose vanity projects across Belgium as ‘compensation’ for losses which in reality he had never incurred.

And so, after months of wrangling, in November 1908 the Congo was handed over from Leopold’s personal control to the Belgian state (p.259). In August 1908 his closest officials spent a week non-stop burning all the official records of the Congo Free State, destroying all the evidence of malfeasance committed during his rule. Nonetheless, because of Morel and his many contributors, a sizeable amount of documentary evidence remained in the public domain.

As you might expect, conditions improved somewhat but most of the Belgian officials running the place stayed in post, the Force Publique didn’t even bother to change its name (p.271) and the basic economic imperatives – to maximise revenue from rubber – meant that, in practice, the living conditions of most Congolese continued to be wretched and brutalised. Thirteen months after handing over the Congo to the Belgian government, Leopold was dead, surely one of the most infamous brutes in recorded history.

Reluctantly, knowing that many abuses would continue to take place, Morel had to concede that, with the arch villain dead, many supporters of the CRA at home and abroad thought the job had been done and the fire had gone out of the campaign. In 1913 he held a last meeting of the Congo Reform Association then dissolved it. It had lasted from 1904 to 1913 and was, in Hochschild’s view, ‘the most important and sustained crusade of its sort between the Abolitionism of the early and middle nineteenth century and the worldwide boycott and embargo against apartheid-era South Africa in the 1970s and 1980s’ (p.277).

Arthur Conan Doyle, a late convert who became a very enthusiastic supporter of the cause, described the management of the Congo in his pamphlet The Crime of the Congo as ‘the greatest crime which has ever been committed in the history of the world’ (quoted on page 271).

The fact that there are statues and plaques in Belgium to this day commemorating Leopold for his humanitarian deeds and philanthropy is beyond grotesque.

The documentary

In 2006 a documentary was released, based on this book and with the same title, King Leopold’s Ghost, directed by Pippa Scott and narrated by Don Cheadle.

Credit

King Leopold’s Ghost: A Story of Greed, Terror and Heroism in Colonial Africa by Adam Hochschild was published by Mariner Books in 1998. All references are to the 2012 Pan paperback edition.


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The Crisis of Imperialism 1865 to 1915 by Richard Shannon (1974)

The Crisis of Imperialism 1865 to 1915 was written to be the eighth in the ‘Paladin History of England’ series. I read it at university back in the 1980s as background to the literature of the period.

A month ago I took it off my shelf to remind myself about the run-up to the Edwardian period (1901 to 1914) and insofar as it sheds light on the worldview of the noted Edwardian satirist, Saki, who I’ve been reading and whose stories often refer to social and political events of the 1900s.

This is a slightly odd, rather idiosyncratic book which I found strange but beguiling.

Shannon’s view of history – desperate men grappling with blind forces

Most histories describe the major events which took place during the period they cover, explain their origin and build-up, with pen portraits of the key figures involved in each issue, explaining in more or less detail who did what, what happened, what its after-effects were and why it matters. That’s the approach taken in, say, Crossroads of Freedom by James M. McPherson.

Shannon’s approach is strikingly different. If you know the board game Risk you’ll know it consists of a board representing the entire world, divided up into 40 or so territories. The aim of the game is for the 2, 3 or 4 players to seize all the territories and push the other player(s) off the board. Winner takes all.

Shannon applies a Risk approach to history. Key incidents from this crucial half century (for example, the rise of trade unions at home, the annexation of Egypt abroad, Britain’s response to Bismarck’s wars, the issue of educating the poor which became more pressing everywhere in the second half of the century) are mentioned only fleetingly, often only in passing, often barely explained, because they are not at all where Shannon’s interest lies. Shannon’s interest lies overwhelmingly in the Great Game played by the most senior political leaders throughout the period of winning power and staying in power.

Disraeli’s calculations logically centred on…immediate parliamentary advantage. (p.66)

Shannon doesn’t see politics as a set of logical and understandable events which can be clearly explained, which were clearly understood at the time, and to which rational solutions were offered. Instead he sees human history as the product of blind, inchoate forces – economic, industrial, financial, cultural and demographic – which propel societies forward, willy-nilly, whether planned or understood or not.

The aim of politics, in Shannon’s view, is to harness chaotic human events in order to stay in power.

From time to time Shannon does sound for a few pages like a ‘traditional’ historian. He gives a brisk summary of some of these social changes, with an appropriate blizzard of statistics, particularly in the short opening introduction which is a handy anthology of stats about population increase, migration abroad or into British cities, the rise in agricultural wages and productivity, the doubling of GNP per capita and much more, during his chosen period. It is, for example, striking to learn that during the 1860s, in the UK, agricultural workers and the labouring poor ceased to make up the majority of the population for the first time in any country, ever; for the first time in human history (p.30). All very interesting, but then he gets back to his real, underlying worldview:

These were the blind forces at work, unconscious and undirected. Conscious or directed aspects of the social system – broadly, ‘politics’ – did not relate to these blind forces in a neat one-to-one ratio. Very often indeed the relationship was at best tangential…

And:

The picture as a whole is not that of a society moving surely and confidently in self-possession of its destiny. Rather, it is the story of a society at odds with itself, the blind forces working very often at cross-purposes with the conscious wishes and efforts of those who felt it their task to define the ends, the purposes, to which the ‘movement’ would best be directed…

And:

During the fifty years before the outbreak of the First World War in 1914, the forces of conscious purpose and design in Britain struggled to avert the threats of the blind, largely uncontrollable internal forces and of the dangerously uncontrolled external forces. (Pages 15 to 16)

And:

Domestic debate ceased comparatively to be free as the blind forces moving society imposed irresistible pressures. (p.36)

Why I mention Risk is because, for any one of the five decades his book covers, Shannon’s focus is almost entirely on the highest of high politics and on the handful of men who clawed their way to the top of the main political parties (being the Conservative and Unionist Party and the Liberal Party) only to find themselves caught up in the melée, in the maelstrom of these ‘blind’ forces and thrown into the high stakes game of risk management, opportunity and gamble, which is how Shannon conceptualises all high politics. He sees all of political history as a very complicated game of Risk. All tactics are permitted. Winner takes all.

Shannon’s fundamental idea is that people like Gladstone and Disraeli (the famous antagonists from the early part of his period) came to power with little or no idea what to do with it. They came to power by exploiting the forces at large:

  1. internationally
  2. within British society with its changing and emerging economic and political forces
  3. within British political society i.e. within the complex and often contradictory traditions and ideologies of the nation’s two ruling parties
  4. within the intensely power-hungry, jostling Machiavellian milieu of Parliament itself (made up of the very different institutions of the House of Commons and the House of Lords)

Gladstone, Disraeli and their successors were caught up in a game much more complicated than Risk, more byzantine than three-dimensional chess, a terrifyingly complex game in which the rules are continually changing and all the goalposts move overnight. Shannon makes a number of references to chess, talking about the pieces ‘on the political board’ and how those who had scrabbled into positions of power sought to move them to their best advantage.

For example, the book opens with the death of Lord Palmerston in 1865. Palmerston’s death ‘opened up the board’ after 10 years of his political dominance.

Palmerston acted as checkmate. His position on the political board was such that so long as he remained a force no other forces were either strong enough or sufficiently motivated to free the board for manoeuvres. (p.20)

And:

This situation on the political board is the key to all the complicated manoeuvrings of 1866 and 1867. (p.22)

So what makes this book unusual, distinctive and even a little odd are two things: one, Shannon’s casual disinterest in what actually happened (i.e. the events of the period) in preference for extended descriptions of the Great Game of Westminster politics.

And the second thing is Shannon’s extreme scepticism about the effectiveness of these Westminster politics, his belief that society is moved by blind, inchoate social forces which no-one understands, least of all the men who manipulate their way to the top of the greasy pole.

Shannon goes to great lengths to show that even when they get there, Britain’s politicians often had no idea what is really going on, generally act according to old fashioned ideas, out of date notions, either their own or their party’s, in the search for a correct alignment or balance of social forces which repeatedly turns out to be a chimera, a delusion.

Disraeli imagined that there was a ‘normal’ posture of things which could be got back to without too much trouble. The story of Disraeli’s great ministry is how both kinds of normality evaded him… (p.102)

Lowe’s misguided fears of 1866 were the consequences of applying middle-class intellectual calculations to working-class situations. (p.104)

They certainly take advantage of political opportunities to create new coalitions and alliances, to co-opt elements of broader society or of the seething Westminster cauldron to secure power and then try to pass laws or formulate foreign policy. Shannon describes at length the continual manoeuvring and regrouping of political forces, of conjunctions and alignments of different interest groups, he even talks at one point about ‘the Gladstonian matrix’ (p.53).

And then he tries to assess whether their ‘solutions’ are adequate to the challenges and problems thrown up by a society undergoing continual massive social and economic change. And concludes, on the whole, that no, the politicians were heirs to complex political traditions and alliances, moved in a world of sophisticated political theorists and commentators (John Bright, John Stuart Mill, Walter Bagehot) and yet routinely failed to understand what was really going on or to solve the problems they faced. It is a chronicle of bungling and muddling through.

Like dinosaurs at the onset of a new and uncongenial epoch, the generation at its prime in the 1860s, still at the head of affairs in the 1870s and 1880s, groped about in the wreckage of their familiar landscape, already being transformed and imposing new conditions of adaptation and survival. (p.199)

Domestic versus foreign affairs

At several points Shannon distinguishes between the relative limitedness of the chaos in the domestic as opposed to the international sphere. Put simply, there was less scope for choice or disagreement about domestic policy: by 1870 something quite obviously needed to be done about educating the general population, extending the vote, regulating the power of trade unions, about providing sewerage and clean water to the unhygienic cities and so on. In the big picture, the squabbles between parties about these were often trivial.

It was in foreign affairs that there was real scope for differing opinions. As Shannon puts it, Britain was not ‘free’ to begin to lay the foundations of what later became known as the welfare state (all European nations were doing something similar; something similar obviously had to be done here) in the same way that it was ‘free’ to choose whether to go to war in  South Africa in 1899 or with Germany in 1914, in both of which we had the ability to say No right up till the last minute (p.36).

This greater scope in foreign affairs for a variety of choices and actions is one reason why the period from the 1880s to 1914 saw foreign affairs acquire a greater and greater importance and intrude its issues and decisions more and more into domestic political considerations.

A token of this was the rise of the word ‘imperialism’, which only took on its modern meaning during this period, specifically in the 1890s, and whose claims became a major dividing line between the parties, and between different factions within each of the parties (p.77).

Above all, Shannon presents the high politics of the period not as something carried out by powerful men in full command of the facts who had a well-worked-out series of policies to enact; but as the shambling attempts of men under tremendous pressure to keep their parties and supporters onside while responding to events whose significance they often didn’t understand at all.

They were almost always motivated by the quixotic attempt to restore some kind of equilibrium or political stability which they remembered from their youths, but in most instances were laughably out of date and irrelevant. Thus:

An analysis of British foreign policy between 1865 and 1885 reveals essentially the persistence of received traditions and attitudes, attempts to reassert policies based on assumptions inherited from the past… [There was] an inability to understand why policies which had hitherto appeared to answer requirements with complete satisfaction had suddenly ceased to carry conviction and credibility. (p.41)

Documenting the search by politicians of this period for this illusory balance or equilibrium is the key theme of Shannon’s account.

Avoiding teleology

The 1860s, 70s and 80s were not straining to become the 1890s and 1900s. They had no idea what the future held in store. With hindsight many things are obvious to us, now. Nobody knew them, then. Shannon’s attempt is to recreate the mindset of each decade, each year, in order to make clear the context in which the politicians fought for power.

One must above all be careful to avoid teleological assumptions about the nineteenth century… It is obvious, looking back from the twentieth century, that the blind forces at work in the nineteenth century inevitably caused profound changes in political behaviour… But this was not at all the context of consciousness in which the debate of 1866-7 took place… 1867 was not a promise to the future that happened; it was an attempt to settle questions left over from the past, and a promise in another sense to a future that aborted, that never happened. (p.59)

Their concerns are not our concerns. In fact we struggle to make sense of their concerns. The debates around the extension of the franchise in 1867 didn’t see it (as almost all of us today do) as a stepping stone to the nirvana of universal suffrage, but instead were around finding a new equilibrium which would generate the best outcomes for the ‘national interest’ and avoid pandering to narrow class interests. One recurring argument put by people on all sides was that the 1832 settlement had produced a nice balance between the interests of the landed aristocracy, the new business-based bourgeoisie, and the skilled working class. It wasn’t extending the franchise to the lower middle classes and rest of the working class they objected to, it was upsetting this delicate balance by giving too much prominence to one particular part of the population.

Shannon sheds a brilliant bolt of light on our present situation by saying that almost all mid-19th century thinkers would have been appalled at the late 20th and 21st century assumption that democratic politics is about governments bribing particular sections of the electorate with promises of tax cuts or benefit increases and so on. That would have been seen as the ultimate in political immorality.

Their debates were about how best to arrive at the best expression of the ‘national interest’, debates which, of course, clashed over the notion of what the national interest was and who was best qualified to identify it and to implement it. Disraeli knew what it was: the landed aristocracy who he had glamorised in his novels of the 1830s:

Like Palmerson, Disraeli wanted to be able to call on the support of many interests as a means of preserving the one great interest, ‘the national interest’, which he identified centrally with land. (p.68)

I was very interested to learn that the famous social philosopher John Stuart Mill (who himself became an MP) did not want universal suffrage; he wanted a limited suffrage arranged in such a way that the balance of power would shift from (what he regarded as) a limited, unintelligent and reactionary landed aristocracy to a well-educated, modern, business-minded intelligentsia.

Shannon’s warning not to think teleologically makes explicit the notion that we live amongst the countless ruins of the plans and ideas and schemes and manifestos to build a better country and a better political system which have been worked out and proposed with such passion and sincerity by so many of our ancestors, and which came to nothing. So many futures, which never took place.

Disraeli

We can illustrate Shannon’s approach in his portrayal of Benjamin Disraeli (1804-1881; leader of the Conservative Party from 1868 till his death in 1881). Shannon paints Disraeli as a man who started his political career facing one central political challenge which was how to repair the catastrophic fragmentation of the Conservative Party caused by the highly divisive campaign to repeal the Corn Laws which reached its climax in 1846 (p.48).

Conditions…since 1847 had made a Conservative majority virtually impossible. (p.73)

The Corn Law campaign had split the Conservative Party down the middle and the chaotic political scene which ensued was exploited by Lord Palmerston who rose to become Prime Minster for the next 9 or so years. Palmerston had combined elements of different political traditions in order to create a very distinctive power base held together by the force of his personality. When he died this particular matrix of forces collapsed leaving a vacuum which presented a complex opportunity for his successors (most notably the two ‘coming men’ of the younger generation, William Gladstone and Benjamin Disraeli) to reorganise and redefine the various political strands and traditions into new combinations.

Disraeli wanted to be a politician, he wanted to be a success, he wanted to be prime Minister, but following Palmerston’s death, he faced the huge challenge of trying to give the Conservative Party a new identity or direction whereby it could once again represent the entire ‘nation’ and represent what Shannon calls the ‘national’ policy.

Disraeli’s task was to manoeuvre the Conservative Party into the posture of natural and legitimate exponent of the ‘national’ policy. (p.52)

In the coming years, Disraeli would scavenge solutions to this challenge from anywhere; he would use any opportunity to try and repair the breaches among the ruling class opened the Corn Law debacle and create a workable majority in the House of Commons and consolidate the in-built Conservative majority in the House of Lords.

For Disraeli, and therefore for Shannon, it doesn’t matter what these issues are, whether it be the administration of India after the great rebellion of 1857, the correct line to take towards the American Civil War (1861 to 1865) or to Bismarck’s series of wars starting with Prussia’s war with Denmark in 1864.

Disraeli’s approach wasn’t about taking a consistent or principled line. It was about analysing each event or crisis and assessing what was the best outcome for the Conservative Party and for himself. What would play best among the (still very limited) electorate? How would a given policy play to the landed aristocrats in the House of Lords? Could it be reconciled with the need to win over support among the factory owners in the House of Commons?

The governing Liberals were traditionally the party of small government and non-intervention abroad. Classical Liberalism, as defined by the Manchester school of Richard Cobden and John Bright, thought that left to itself, universal free trade would connect all nations in fair and equal economic arrangements and thus war would not be required. That is why they had founded the Anti-Corn Law League in 1838, in order to abolish the restrictive tariffs which kept the price of corn artificially high (in order to benefit the landed aristocracy) thus making the price of food substantially cheaper in order to feed the populations of the new industrial cities.

By contrast with the Liberals’ boring ideas of universal free trade, as the 1860s turned into the 1870s Disraeli realised there was a big opportunity here to position the Conservatives as the party of imperial adventure and derring-do. Thus Disraeli is most remembered for two flashy, publicity-seeking gestures, buying up shares in the Suez Canal when the owner, the Khedive of Egypt went bankrupt in 1875, and awarding Queen Victoria the title Empress of India, much to her satisfaction, in 1876. Both hugely popular, both the swift seizure of opportunities.

But none of this implies that Disraeli had a fully-worked out foreign policy. Far from it. These were mere chance opportunities which he grabbed with the instinct of a true opportunist. Only later would succeeding leaders and theorists of the Conservative Party (Disraeli died in 1881) concoct the convenient idea that Disraeli had formulated some Grand Theory of Imperialism. Disraeli had no such thing. And his heirs only did this because this fiction helped them in their times (the 1880s through the 1900s) try to make sense of the ‘blind forces’ at work in the domestic and international spheres of their era. They were looking backwards for clues and ideas, just as Disraeli had been, in his day.

Similarly, when the Liberals brought forward plans to extend the franchise (the vote) from about 1.4 million men to 2.4 million men in 1866, Disraeli again spotted an opportunity, first of all to defeat the Liberals by assembling coalitions of reactionary forces against them. And then, quite hilariously, once the Liberal government resigned after losing a vote on the  reform bill, and the Queen was forced to appoint Disraeli her Prime Minister, he brought forward more or less the same bill, this time persuading reactionaries in the Commons and Lords that a carefully defined and carefully managed extension of the vote wouldn’t hand it to the illiterate mob but would do the opposite; would win over for the Conservatives the grateful lower-middle-class and skilled working class who would benefit from it. And that is, in fact what happened, once the new Reform Act was passed in 1867.

So Victorian politics wasn’t about ‘principle’, having grand theories and manifestos. It was all about shrewdness and adaptability, and adeptness at climbing to the top of what Disraeli very aptly described as ‘the greasy pole’ – and then using any event, and harnessing whatever social forces, and rethinking whatever traditions and schools of thought necessary, to stay in power.

A propos the 1867 Reform Act I was a little staggered to learn that in the election which followed, in 1868, only about half the seats were contested by both parties. We are talking about in which the interest of the Conservatives in country constituencies and of the Liberals in urban constituencies, was so definitive, that it wasn’t even worth contesting half the seats (p.73). Although it later came to be seen as highly symbolic that the high-minded, if eccentric, Liberal John Stuart Mill, lost his Westminster seat to W.H. Smith, the news agent, a harbinger of the rise of the new suburban middle and lower middle class vote which was to become a mainstay of Conservative elections and flavour much of national culture going into the 1880s and 1890s (p.73).

Power politics

Hopefully this example gives you a flavour of the way Shannon’s book takes you right into the heart of power, assessing how leaders like Gladstone and Disraeli (and later on, Lord Rosebery, Campbell-Bannerman and the rest) struggled to:

  1. understand what was going on
  2. fit events into the framework of their own personal ‘beliefs’
  3. fit events into the framework of the ideologies and traditions of the parties they purported to lead (often at odds with their own personal beliefs)
  4. and then try to manage coalitions and constituencies of voters out there in the country, and their representatives in Parliament, in such a way as to a) take meaningful action b) all the time ensuring they remained in power – in a process of endless risk and gamble

That is what this book is about; it is less about the actual events of the period than how the successive leaders used these events to claw their way to power and then how they manipulated the traditions and ideologies, assembled and broke coalitions, recruited this or that member of the party into their cabinet, kept important players onside by offering them this or that reward, and so on.

Gladstone himself, in a note written at the end of his life, in 1896, tried to analyse what it was that distinguished him from the other politicians of his time. He wrote that what it boiled down to was the way Providence had endowed him with a special gift of being able to see, to analyse, right into the heart of situations.

It is an insight into the facts of particular eras, and their relations to one another, which generates in the mind a conviction that the materials exist for forming a public opinion, and for directing it to a particular end. (Quoted p.71)

This book focuses exclusively on the highest of high politics, which explains why there’s little or no social history, very little about people’s lived experiences, little or no gossip about kings and courtiers, very little about new technologies or food or sport or fashion, very little about the regions, or even Scotland or Wales (although Ireland bulks large for obvious reasons).

Instead, the focus is very narrowly on Westminster and the power politics played out between a tiny handful of men at the top, detailing their schemes and strategies to gain and hold on to power. So if you’re looking for any kind of social history or lots of colourful anecdotes this is emphatically not the book for you. To give a fashionable example, in the Edwardian section of the book, there is almost no mention of the suffragettes or any kind of portraits of their leaders or their cause; the emphasis is entirely on the how they were just one of 3 or 4 social and political issues which Edwardian leaders were trying to assess and juggle in order to pursue the endless quest to stay in power.

Preserving the balance

So little or no social or economic history, then. What the book is good on is political theory. At what you might call the academic end of the spectrum, Shannon gives accounts of the political thought of Liberal ideologues such as John Bright and John Stuart Mill, showing how the latter in particular derived from his Utilitarian mentors and then evolved to reflect the times (not least in Mills’s powerful defences of women’s rights).

Shannon refers to the at-the-time well-known collection Essays on Reform, published in 1867 as ‘part of the propaganda of the “advanced party” for a “more national Parliament”‘. In the Essays leading political commentators made suggestions about how to improve the franchise and the voting system. Shannon dwells on the contribution of John Morley (1838 to 1923), nowadays a forgotten figure, but who was not only an influential journalist and editor but went on to be a reforming politician in his own right from the 1890s through to the 1920s, and who in the 1880s consciously positioned himself as the heir to Mill (who had died in 1873) as chief ideologue of classical Liberalism (p.98).

Some of the writings in Essays on Reform turn out to be disconcertingly relevant today, 150 years later. Shannon quotes Lesley Stephen, in his essay on reform, proposing that England is an essentially conservative country with an instinctive liking for the established order of things which led all the upper classes, a lot of the middle classes and a surprising number of the working classes instinctively deferential and reluctant to change. This leapt right off the page and spoke to me now, in 2021 as I read endless articles about why Labour lost the 2019 election so badly and why so many people continue to support the Conservative Party despite it so obviously being led by corrupt fools and incompetents. Reading Stephen’s words suggest the short answer is because it’s always been like that; because that’s what England is like.

But theorising and essay writing wasn’t only done by intellectuals and the higher journalists. Politicians also made speeches or wrote articles, and thus Shannon liberally quotes from speeches or articles by the likes of Disraeli, Gladstone and their heirs, to indicate what they said they believed and what they thought they were trying to do.

The thing is, though, that Shannon rarely takes them at face value. In line with his basic credo about the ‘blind forces’ driving society, Shannon is not shy of pointing out when these figures got it completely wrong.

In practically every respect Gladstone’s assumptions about the shape of the future were belied by events, just as were Disraeli’s assumptions about the possibilities of perpetuating a traditional Palmerstonian past. (p.70)

It would take nearly twenty years for Gladstone to reconcile himself to the inadequacy of his assumptions of 1868. (p.79)

The politicians of the period were engaged in what Shannon calls:

A contest in misapprehension. (p.70)

Or, more likely, were writing articles and making speeches not to convey eternal political truths, but to play the game and position issues or ideas in such a way as to maximise the author’s appeal, not necessarily to the bulk of the population (who couldn’t vote), but to key stakeholders or constituencies or even to specific individuals whose support they need.

As well as 1. intellectual ideas and 2. the strategic ideas promoted by politicians for political gain, there is a third category, 3. underlying commonplaces and beliefs.

These are the ideas which aren’t necessarily articulated in their own day and yet exist as widely accepted commonplaces and traditional values in all political parties (or social organisations such as the Anglican Church). Shannon is very good at  bringing these underlying Victorian beliefs out into the open and so helping you understand not just what the Liberal and Conservative leaders said they stood for, but what the crusty old supporters of both parties actually believed they stood for, which was often very something completely different.

Put more simply, Shannon is a really interesting guide to the ideologies and values which underpinned not only high politics but also the political culture of the times, and which was often not very well expressed at the time.

For example, I found his summary of Matthew Arnold’s 1869 book, Culture and Anarchy: An Essay in Political and Social Criticism, very useful. Arnold, Shannon explains, like so many of his contemporaries, didn’t want to leap forward into a radical future, he wanted to preserve the best elements of the past in troublesome times.

Arnold’s fear was that Britain was moving away from reliance on the disinterested morality of the landowning aristocracy and at the same time losing its religious faith, and that this collapse risked the triumph of the Philistines, the name he gave to the rising middle classes, the factory owners and entrepreneurs who knew the price of everything and the value of nothing.

Arnold’s solution was that literature, art and culture should be promoted as the way to defeat the tide of philistinism and preserve the ‘sweetness and light’ of traditional culture, which he defined as ‘the best that has been thought and known’. In effect, ‘culture’ was to replace religion as the great binding glue and underpinning ideology of society (p.33).

This notion was to have a phenomenal impact and arguably to hold sway across the arts until well into the 1960s. I think it affected the way I was taught my literature degree in the 1980s. But reading it in the context of Shannon’s hard-headed exposition of power politics gives it a whole new meaning.

Arnold is just one of many Victorians who were looking backwards, who were trying to preserve what they idealised as a kind of balance or equilibrium between forces in society, which they hoped would solve all social issues and return life to the idyllic days of their youths.

Shannon shows in detail that Gladstone and Disraeli were, in this way, just the same, both men trying to return Britain to an imagined land of peace and plenty of their youths. Both men only promoted supposedly ‘radical’ policies (such as extending the franchise or extending state support for education in the 1870 Education Act) because they thought it would shut down dissent, end the debate, and restore this mythical equilibrium.

The essence of the question of reform [in 1867]…was a problem of striking a settlement that would satisfy the country and provide the point of rest and stability for a reconstituted Victorian equilibrium. (p.62)

The second stage of the Liberal effort to create a new Victorian equilibrium in the Liberal image fulfilled itself in the great programme of reforms between 1869 and 1873. (p.76)

The essence of the conduct of affairs in the decade 1874-85 was the effort of both Conservative and Liberal governments to operate on the basis of a desired and assumed Victorian equilibrium. Conservatives interpreted this equilibrium to mean a return to ‘normal’ procedures as defined in Palmerstonian pre-1867 terms… Liberals of most strains interpreted the equilibrium in terms of a revised dispensation required by the country to fulfil the potential of 1867… (p.101)

Some later Victorian schools of political thought

Maybe ‘theory’ is too grand and French a word to use for British political thinking, which has always been pragmatic, ad hoc and short term. As I read some of Shannon’s summaries of Victorian schools of thought, it crossed my mind that it might be useful to list and briefly summarise them:

Matthew Arnold

Arnold believed religion had been wounded by science, old aristocratic ideals damaged by democracy. He suggested replacing them with a new national ideology based on Culture which he defined as the best which has been thought and written, meaning, essentially, English literature.

John Stuart Mill

Mill helped define the ‘harm principle’ of freedom, namely that citizens should be free to do just about anything so long as it doesn’t harm, or cause harm to, others. He strongly defended complete freedom of speech on the basis that society could only progress if all ideas were freely expressed and openly discussed, confident that good opinions would defeat bad opinions. (p.32) Under the influence of his wife he became a fervent advocate of women’s rights, and spoke in favour of votes for women in the 1860s.

But Shannon takes us beneath the popular image of Mill as champion of modern human rights, to show how odd and of his time much of his thought was. For Liberals in the 1860s the issue wasn’t about steering the country towards universal suffrage: the pressing concern was to wrest power from the landed aristocracy, the estimated 10,000 or so families who essentially ran Britain, not in order to create a mass democracy, but to relocate power to the Most Intelligent people in the nation who Mill, not surprisingly, identified with himself and his friends.

In other words, Mill didn’t want to abolish the mindset of deference as so many Radicals did. He simply wanted to shift the focus of the population’s deference from the (in his opinion) worthless aristocracy, to the forces of liberal industry and economy and intelligence.

Leslie Stephen

Stephen believed that occult and unacknowledged forces kept England a predominantly aristocratic society, the majority of the population liking to keep things as they are and to defer to their betters. (p.28) (If you wanted to think big, you could say this attitude goes back to the Norman Conquest and the establishment of a two-tier society which, in many occult and unacknowledged ways, endures to this day. Being able to speak French or drop French tags into conversation, for example.)

Whig aristocrats

believed that only possession of land could guarantee independence and freedom. A tenant is forced to vote the way his landlord tells him. The owner of vast acres can, by contrast, stand up against almost any authority (including, back at the origin of the Whig Party, during the Glorious Revolution of 1688, the king himself). English freedom therefore depends on the existence of a well-educated and independent aristocracy, and their existence depends on respect for property. From this perspective, any attempt to tax, confiscate or redistribute someone’s land represents not an attack on them or even the propertied class, but on the entire basis of English freedom and this explains the attitudes and speeches of most MPs and ministers from the landed aristocracy (p.26).

The Manchester School

The Manchester school of economic and political theorists, led by John Bright and William Cobden, believed that free trade between nations would maximise everyone’s wealth and guarantee peace, because eventually every nation would be so tied  together by international trade that war would wreck their own economies. After the death of Palmerston in 1865, the Manchester School thought that Britain’s foreign policy should be one of complete non-intervention, showing the rest of the world by the example of how free trade led to prosperity. The Manchester School passively supported the attempts by peoples across Europe to liberate themselves from foreign (generally reactionary) oppressors, such as the struggle for Italian Unification, completed by 1871, because this would lead them all, in time, to have a constitution and economy as glorious as Britain’s, but we must on no account intervene in those struggles (p.43)

Castlereagh’s foreign policy

The Conservative view looked back to the aftermath of the Napoleonic Wars when Britain had a vested interest in never letting a continent-wide dictator arise again, and so was active in creating and supporting a supposed ‘balance of power’ in Europe, creating a ‘concert of powers’ between France, Prussia, Austro-Hungary and Russia, without ever actually joining sides. (pages 43 and 47).

Unfortunately, the illusion of this concert was seriously damaged by the Crimean War (1853 to 1856) in which a lot of Britons were surprised to find themselves fighting with Muslim Turkey against Christian Russia. And then Bismarck definitively wrecked this model by defeating Denmark, Austria and France in order to create a unified Germany in 1871, from which point the old theories became increasingly irrelevant and British leaders, both Conservative and Liberal, had to cast around for a new model and a new role for Britain in Europe (p.45).

Beneath the surface of a general retraction of diplomatic initiative following the Denmark fiasco, the phase from 1865 to 1874 is characterised by a great deal of manoeuvring and regrouping of political forces… (p.53)

The Crimean System

The Crimean War was fought to contain Russian expansionism, to prevent Russia extending its control right through the Balkans to threaten Constantinople and the Straits i.e. the Bosphorus, where the Black Sea joins the Mediterranean.

If Russia attained control of the Straits it would allow her navy to enter the Mediterranean at will and hugely shift the balance of power in the Eastern Mediterranean and Eastern Europe. Therefore Britain found itself fighting alongside Turkey and propping up the Muslim Sultan against a Christian European power. Many people at the time thought it was a mistake in principle and the actual mismanagement of the war confirmed their worst expectations.

The war ended with the 1856 Treaty of Paris and this goal of propping up Turkey in order to contain Russia became known as the Crimean System, which British politicians then tried to maintain for decades, way after it had become irrelevant to the changing realities on the ground.

Shannon’s theory of drag – the way politicians look backward, trying to maintain or recreate the systems and equilibriums they fancy existed in their youths – explains why, 20 years after the war, Disraeli, when Turkey carried out a brutal suppression of Bulgarians seeking independence in 1876, could only conceive of maintaining the ‘Crimea System’ and so continued to prop up a Turkey which had become notably more feeble and maladministered in the interim. Which in turn gave Gladstone the opportunity to score a massive public hit with his speeches giving gruesome details of the Turkish massacres of Bulgarian villagers, the so-called ‘Bulgarian Atrocities’, and decrying Disraeli’s immorality in defending them.

Politics isn’t about principles. It is about attacking your opponent at their weakest point until they collapse. It is about seizing opportunities for political gain.

Liberalism

One of the fundamental ideas of Liberalism, of the classical kind advocated by Cobden and Bright, was that different social groups and forces can, ultimately, be reconciled, not least by the growing science of society – sociology – by the use of reason and good will. It is optimistic about society’s prospects for eventually finding balance and peace (p.31), and the same belief in extends into a foreign policy which believes that free trade between nations is the best way of ensuring peace.

Nonconformism

It is difficult for many moderns to grasp the importance of religion in British politics until relatively recently. Certainly it was of vast importance in the Victorian period. The religious scene still bore the marks of the civil wars and the 1688 revolution which followed it. Basically the Church of England was the settled theological and organisational basis of the Establishment, of most of the landed aristocracy, of Oxford and Cambridge and the elite professions it produced.

After the restoration of Charles II in 1660 an Act of Uniformity and a series of Test Acts were put in place to ensure that nobody could hold any formal office or take a degree unless they swore to uphold the theology of the Anglican church and enforcing episcopal appointment of all ministers of religion.

Now the civil wars of the 1640s and 50s had brought out into the open, and into public life, a large minority of devout Christians who could not swear to the theology of the Anglican Church. They either disagreed about the entire idea of an ‘established’ church, or disagreed with the fact that its leaders, the bishops, were appointed by the civil power i.e. the monarch, or disagreed on a wide range of theological points. Before and during the wars they were known as ‘Puritans’ but the wars’ freedom to debate and define their positions led to a proliferation of sects then and in the decades after 1660, including Presbyterians and Congregationalists, plus Baptists, Quakers, Unitarians and (originating in the 18th century) Methodists.

Because they refused to ‘conform’ to the Act of Uniformity and the various Test Acts they became known as the Nonconformists and came to form a distinct element of British society, large in England, probably a majority in Wales. There’s a lot of ongoing debate about whether the Nonconformists caused the industrial revolution, but there’s no doubt that, because they were excluded by law from holding civil posts (in local or national government) or entering any of the professions, Nonconformists were forced into business and into the worlds of science and industry.

The Test Acts were repealed by 1830 in what amounted, in its day, to a social and political upheaval, alongside Catholic Emancipation i.e. the removal of similar restrictions from Roman Catholics.

The point of all this for our period is that the Nonconformists, despite being split into various sects and subsidiary groupings, by and large formed a large part of British society.

A census of religion in 1851 revealed Nonconformists made up about half the number of people who attended church services on Sundays. In the larger manufacturing areas, Nonconformists clearly outnumbered members of the Church of England. (Wikipedia)

And this large body of Nonconformists constituted a bedrock element of the Liberal Party which they hoped would continue to remove obstacles to their full legal rights, many of these hopes focusing on the (utopian) wish for the disestablishment of the Church of England, so that it would become merely one more religious grouping among many.

But their presence in large numbers meant that the Liberal leader who emerged after Palmerston’s death, Gladstone, had to always take the Nonconformist vote into account when devising his policies and strategies.

You might have thought the Nonconformist influence, like religious belief generally, was slowly declining during the nineteenth century, but it was the opposite. The 1868 general election led to an influx of Nonconformist MPs, the largest cohort ever, who from now onwards had to be taken into all political considerations, and added a substantial layer of complexity to a host of policies, especially regarding Ireland, the disestablishment of the Anglican church in Ireland and then all the discussions about Irish Home Rule.

With the result that 40 years later the coming man in the Liberal Party, David Lloyd George, still had to cultivate and maintain Nonconformist support in the 1900s.

I was really surprised to learn about the tremendous complexity of passing the 1870 Education Act which was caused because of the conflict between the Church of England which ran the majority of state schools and the Nonconformists who wanted more state schools to be set up but not run by the Church and certainly not funded from local rates, a very English, very muddled situation which led to an unsatisfactory and patchy solution, the establishment of ‘Board schools’ which ‘became one of the great shaping factors of later nineteenth century society’ (pp.86 to 92).

In summary, it is impossible to understand a lot of political events between 1868 and the Great War unless you have a good feel for the importance of the Nonconformist interest in politics and in Britain’s broader cultural life.

Thomas Henry Huxley (1825 to 1895)

Although famous as a vigorous defender of Charles Darwin’s theory of evolution by natural selection, Huxley was solidly on the side of the angels and made speeches and wrote articles (notably Evolution and Ethics) pointing out that just because nature works through violent competition and extermination, doesn’t mean that humans have to. In fact humans have the capacity to do the exact opposite and use the reason evolution has handed us in order to devise rational and compassionate solutions to social problems which transcend the whole vulgar notion of nature ‘red in tooth and claw’.

Gladstone

Shannon credits Gladstone with realising that politics had to move on from the old notion that it was about balancing categories of ‘interest’ (for example, trying to frame policies which reconciled the landed interest and the industrial interest, and so on) to categories of ‘morality’ (p.55).

In making this shift of the basis of politics the essential task of the Liberal party Gladstone made it into a vehicle of political moralism. (p.55)

Hence the intensely moralising tone Gladstone adopted as he came to political prominence from the 1860s onwards, the increasing emphasis on judging government policies and bills on the grounds of social morality and hence Gladstone’s long, high-minded lectures which many found inspiring, but many (including, famously, Queen Victoria herself) found patronising and infuriating. Maybe Gladstone was the first mansplainer.

Reasons for losing

The Liberal government, convinced of its own virtue and its mission to reform and rebalance society, was flabbergasted when it lost the 1874 general election badly. Lots of commentators and the Liberal leadership itself were deeply puzzled why this had happened. Gladstone took it very personally and resigned the Liberal leadership in 1875. Journalist and soon-to-become politician John Morley wrote a book, On Compromise, giving his explanations for the defeat:

  • the example of French demagogy i.e. populism; appealing to the vulgar mob
  • the intellectual trend of the ‘historical method’ which had undermined the moral authority of the Bible
  • the corruptions of the popular press
  • the influence of the reactionary Church of England

But the deepest cause, Morley thought, was the material prosperity which had mushroomed during these years and had impaired ‘the moral and intellectual nerve of our generation’ (p.98). A generation later, the Liberal commentator Charles Masterman would attribute Tory victory to flag-waving jingoism and imperialism which rallied the uneducated masses to the Conservative cause.

Sound strangely familiar don’t they, these excuses for losing an election, 150 years later. No reflection on your own policies: instead, blame the electorate for being uneducated, venal and easily corrupted.

The Victorian balance unravels

Between 1865 and 1915 a devil of a lot of things happened, but from Shannon’s narrow focus on power politics, he places almost everything within the context of one overriding thesis.

This is that the High Victorian period (1850 to 1870) had been characterised by balance, by a synthesis of opposing forces, by what you could call the Liberal conviction that conflicting beliefs, ideas, ideologies, policies and political movements would, in the end, be reconciled, and the less interference by government, the quicker these solutions would come about.

Thus in the realm of culture, even critics of traditional Christian theology thought that the shocks of the Higher Criticism originating in Germany academia and, in a later generation, the discoveries of Charles Darwin and the geologists, could be absorbed by society, maybe into a new science of society, maybe into the new ideas of positivism articulated by August Comte. Scientific optimism.

In society at large the rise of working class militancy (the Chartists) was largely contained, an extension of the franchise in 1867 drew the sting from anti-establishment protest, a new education act in 1870 looked set to address long-running concerns about the shameful illiteracy of the underclass.

In foreign affairs Britain’s navy had unparalleled control of the seas, underpinning British possession of a huge range of colonies, while affairs on the continent of Europe remained mostly peaceful (apart from the relatively small skirmishes surrounding Bismarck‘s campaign to unify Germany under Prussian control) and the blundering shambles of the Crimean War which didn’t take place in Europe.

The entire worldview was underpinned by the immense pomp and circumstance surrounding Queen Victoria who was made empress of India by a grovelling Disraeli in 1877.

But by the 1880s this optimism was under strain in every direction. Working class militancy increased. Journalism and charitable work exposed the appalling poverty in Britain’s cities.

Abroad, trouble in the Balkans as the power of the Ottoman Empire declined led to flashpoints at the meeting points of the Russian and Austro-Hungarian and Ottoman empires. Britain watched and then became involved in various attempts to set up alliances and pacts to ensure security, all of them unstable.

The colonies grew restive. There was a religious uprising against British rule in Egypt led by Muhammad Ahmad bin Abd Allah in 1881. The Indian National Congress was founded in 1885.

The really big colonial issue was on Britain’s doorstep as the pressure for Irish Home rule grew relentlessly, and this brings us to a really big theme of the period, which is, the splitting up of the major parties by huge political issues.

Even more than the first half, the second half of the book views all the political developments through the lens of attempts to retain or restore this mythical social and political ‘balance’.

Shannon’s view is that social and political events presented a challenge and that the two main political parties, and their successive leaders, struggled to address these challenges. It explains the structure he gives to the last three parts of his book as he first of all enumerates the problems facing later Victorian society and then weighs the responses of, first the Unionist Party, then the Liberals, and finds them both, in the end, inadequate to the task.

Part III: The forming elements of a modern society

  • Social dynamics 1886 to 1895
  • The politics of Unionism and Home Rule 1886 to 1895
  • New directions in external problems 1886 to 1895
  • Victorianism and Modernism: cultural themes and variations in the 1880s and 1890s

Part IV: The search for adequate responses: the Unionist version 1895 to 1905

  • The Unionist domestic bid 1895 to 1902
  • Unionist efforts to save the external situation 1895 to 1905
  • The Unionist impasse 1903 to 1905

Part V: The search for adequate responses: the Liberal version 1905 to 1915

  • The Liberal domestic bid 1905 to 1911
  • Liberal responses in foreign affairs 1905 to 1911
  • The Liberal impasse 1912 to 1915

As the Victorian equilibrium and Liberal confidence that social problems would, basically, sort themselves out, both unravelled in the 1880s, two really major themes come to dominate the book, namely the ruinous impact of trying to conceptualise and implement Irish Home Rule from the 1880s onwards, and the equally divisive attempt led by Joseph Chamberlain to create an Imperialist party and policy, which coalesced around the policy of tariff reform in the early 1900s.

The really striking thing about both issues is the extent to which:

  • they dominated political discussions and calculations from the 1880s through the 1900s
  • they ended up fatally dividing existing political parties, with the Liberals splitting over Home Rule and the Conservative party splitting over tariff reform
  • and that both issues ended in abject failure

The failure of Liberalism

The 1885 general election resulted in a parliament where Home Rule MPs from Ireland held the balance of power. This helped crystallised the great leader of Liberalism, William Gladstone’s, conviction that Ireland deserved home rule, in effect a revision of the terms under which Ireland formed part of the United Kingdom since the merger of the kingdoms in 1800. Gladstone made Irish Home Rule a central policy of the Liberal Party.

But a large number of traditionalist Liberals disagreed and, in 1886, broke away to form the Liberal Unionist Party which soon found a leader in the charismatic figure of Joseph Chamberlain. Eventually, the Liberal Unionists formed a political alliance with the Conservative Party in opposition to Irish Home Rule. The two parties formed the ten-year-long coalition Unionist Government 1895 to 1905 but were swept to defeat by a Liberal landslide in the 1906 general election.

But not only did the precise nature of Home Rule stymie Gladstone in the final years of his political career (he died in 1898) but it returned as a major political crisis at the end of the Edwardian era and it is always striking to be reminded that, as Europe rushed towards war in August 1914, the British cabinet was far more concerned about the possibility of real civil war breaking out in Ireland between the nationalist majority and the Protestant die-hards of Ulster.

In other words, long and very complicated and tortuous as the issue of Irish Home Rule was, the liberal Party failed to solve it.

The failure of Unionism

The Conservatives successfully positioned themselves as the party of the British Empire during Disraeli’s leadership (mostly, as we have suggested, out of sheer opportunism). Imperial ambition reached its peak with the attempt from the turn of the century by Joseph Chamberlain to promote a policy of Tariff Reform designed to bind together the major Anglo-Saxon colonies (Canada, Australia, New Zealand and South Africa) into a protectionist trading bloc.

The policy had a rhetorical or branding appeal to the imaginations of many, but it hit at least two very big rocks which were:

  1. It would almost certainly lead to higher prices for basic foodstuffs for most Britons; hence its opponents could set up lobbying groups with names like the Free Food organisation.
  2. Chamberlain organised a series of conferences attended by the Prime Ministers of the Anglo colonies, but they never got anywhere near agreeing trading terms – it was a nice idea, but never fleshed out in practice.

A third aspect was the disastrous showing of the British army in the Boer War, 1899 to 1902. This had the effect of discrediting the Unionist government which was in power at the time and, although Britain ultimately defeated the Boers on the battlefield, in the years that followed, the Boers won back all their political rights and more. It was a colossal moral defeat.

Obviously there’s a lot more detail, but overall it was widely felt, by 1906, that the Imperial project of the Unionists had failed. This is what is explained in detail in Shannon’s chapter, ‘The Unionist impasse 1903 to 1905’.

High numbers

The naive and simple minded think that democratic politics is about ideals and principles. This is why they are continually disappointed by actual political events, because what politics is really about is numbers.

From 1885 to 1915, Shannon’s history shows how a huge amount of political energy went into detailed political calculations about how to win and maintain power and that these boiled down again and again to the numbers: will you get enough votes in a general election? (GEs were held in 1885, 1886, 1892, 1895, 1900, 1906 and twice in 1910). Will a high enough percentage of voters turn out?

Is it necessary to do deals with other parties, as the young Labour Representation Committee did in the 1906 election when the LRC won 29 seats because of a secret pact between its leader, Ramsay MacDonald, and Liberal Chief Whip, Herbert Gladstone, to avoid splitting the anti-Conservative vote between Labour and Liberal candidates?

If you extend the franchise (as the UK did in 1867 and 1884 and 1918), how will it affect your vote? This was one of the elements in the government’s calculations about whether to bow to suffragette pressure and extend the vote to women. If so, which women and how many and what would be the impact on the balance of power? It wasn’t about principle. It was about calculating the numbers.

Would the growth of trade unions affect the working class vote? Would legalisation of trade unions garner support for the party (Liberal or Conservative) which did it, or would it lead to the creation of a new radical party?

And you may be able to form a government, but do you have a big enough majority to pass all the laws you want to? Will you have to make alliances with other parties (as the Liberals did with Irish Nationalists and the small Labour Party in 1910 to get is social policies and radical budget passed)?

If the House of Lords refuses to pass laws which have been approved by the House of Commons, will having a second general election (as there was in 1910) increase or decrease your majority? Will you be able to persuade then king to create so many new Liberal peers that they will swamp the House of Lords and guarantee the passage of your bill (as the Liberal government threatened to do in 1910 to get its contentious Finance Bill past an obstructive House of Lords)?

And within so-called parties, will you be able to win round some groups or elements in an opposition party to your way of thinking, without alienating too many members of your own party?

High finance

Another way in which politics is obviously all about numbers is the finances and the basic, entry-level question: how are you going to pay for your fancy policies?

This is why almost all policies are, in the final analysis, subject to the control of the Treasury and the Chancellor of the Exchequer and why there often end up being such fierce rivalries between the Prime Minister, who is in charge of policy and strategy and creating alliances and support for policies; and his Chancellor who has great power to wreck all these plans if the figures don’t add up.

If you plan mighty new policies who is going to pay? Take the famous naval rivalry between Britain and Germany which took a leap in intensity after Britain launched its first Dreadnought class warship in 1906. The initial dreadnoughts cost £1,783,000, compared to £1,540,000 for the previous largest ships, but eight years later the new Queen Elizabeth class was costing £2,300,000 each. Who was going to pay for them?

In 1909 David Lloyd George wanted to complete the Liberal agenda of tackling poverty in the shape of caring for the elderly and for the unemployed, so he introduced the so-called People’s Budget. Half the attention given to it by historians concerns the way its provisions began to lay the foundations for what, a generation later, would be called the Welfare State. But Shannon is more interested in the numbers, namely who was going to pay for this new state largesse? A central point of the budget was that it introduced unprecedented taxes on the lands and incomes of Britain’s wealthy (it introduced higher rates of income tax, higher death duties and a 20% tax on increases in value when land changed hands).

No wonder the members of the class very obviously targeted by these changes, who populated the House of Lords, rejected it, which led to a great constitutional crisis, which pitted the House of Commons and ‘the will of the people’ against the representatives of the landed elite.

Déjà vu all over again

One of the pleasures of reading history and, in particular, fairly recent history (i.e. not medieval or ancient history) is to read the past through the prism of the present, or read the past with the issues and pressures of the present in mind. In this respect, it never fails to amaze me how some things never change. Thus we read that:

1. Why did we lose?

The high-minded Liberals just couldn’t understand how they could lose the 1874 election to the elitist, land-owning and greedy and reactionary Conservative Party. The best reasons they could come up with was that the voting public had been corrupted by a new, more aggressively populist press and by a new and unprecedentedly high standard of living. They were wallowing in luxury and had forgotten their high-minded responsibility to build a better, fairer society, instead the sustained prosperity of the 1850s and 60s had caused:

‘a general riot of luxury in which nearly all classes had their share…[in which] money and beer flowed freely.’ (p.97).

Which sounds to me very like the excuses the Labour Party made about losing three successive elections to Mrs Thatcher in the 1980s and, again, about their thumping defeat in the 2019 election.

2. The progressive coalition in disarray

As Shannon is at pains to demonstrate, the Liberal Party had only recently been founded – the conventional date for its establishment is 1859 – and was made up of a diverse coalition of forces: the traditional land-owning Whig aristocracy; urban Radicals; Irish nationalists; high-minded Anglicans like Gladstone but also a very large number of Nonconformists who Gladstone conscientiously courted. During its ministry from 1868 to 1874 the Liberal government had achieved much but also alienated many of these key constituents.

3. Cosmopolitans versus patriots

I was fascinated to read that in his landmark speech at Crystal Palace in 1872, Disraeli attempted some political positioning and branding, by accusing the Liberals of being elite and out of touch with the ordinary voter, but in particular of being ‘cosmopolitan‘, meaning too quick to truckle to foreigners, not willing to defend the ‘national’ interest, which, of course, Disraeli strongly identified himself and the Conservatives with (p.53). The Conservatives had lost touch with the people and ‘cosmopolitan’ doctrines had been imported from the continent and foisted on the innocent British public under the guise of ‘Liberalism’. The Liberals had tried to ‘substitute cosmopolitan for national principles’ (p.95).

During this period Disraeli tried to reposition the Conservatives as the party which would defend a) the constitution and the great historic institutions of England, b) our national interests, our place as a Great Power, and combine these with c) a comprehensive programme of social reform.

The combination of flag-waving patriotism with the promise of robust reform and prosperity for all sounds very reminiscent of the 2019 Conservative Party under Boris Johnson, another unprincipled but eerily successful chancer.

4. Working class conservatism

Shannon emphasises that British trade unions didn’t want to overthrow the system, they just wanted a greater say in the fruits of the system and a share in its profits for their members (p.29). The majority of the great unwashed just wanted to be left alone, without a nanny state sticking its nose in their business and insisting they were ‘improved’, whether they wanted to be or not (p.103).

Again, resentment at the tendency of high-minded Liberals to poke their noses into people’s private affairs and educate and inform them and force them to become more progressive sounds eerily similar to the resentment in at least some parts of the 2019 electorate towards the urban, college-educated cadres of the modern Labour Party who want to force everyone to be more aware of racial issues and feminist issues and transgender issues and LGBTQ+ issues and take the knee and defund the police and fight for justice for Palestine. Many people, then as now, just want to be left alone to get on with their lives and not be continually hectored and lectured, thank you very much.

5. The sorry state of English education

In the 1860s education in England lagged far behind standards on the continent, especially by comparison with Germany, especially in the area of technical education. Lots of committees wrote lots of reports. Lots of commentators agonised (including the wordy school inspector, Matthew Arnold) (pages 86 to 95). 160 years later, has much changed or does the UK still languish behind the best in Europe in its maths and literacy and technical education?

6. Ireland

Obviously Irish nationalism evolved throughout the 19th century, taking many forms, and characterised by different leading elements from Daniel O’Connell’s Catholic Association and Repeal Association of the 1840s to the violent tactics of the Irish Republican Brotherhood led by Michael Davitt.

It is a vast subject with a powerful mythology and huge literature of its own which I don’t have any space to go into. I’m just making the point that I’m reading about Gladstone’s attempts to solve the Irish Question in the 1870s and 1880s in July 2021 at the same time I am hearing on the radio about the issues caused by Brexit, the Northern Irish Protocol and its possible breaches of the Good Friday Agreement. In other words, it’s hard to avoid the conclusion that the ‘Irish Question’ will be with us (and the Irish) forever.

Credit

The Crisis of Imperialism 1865 to 1915 by Richard Shannon was published in 1974 by Hart-David, MacGibbon Books. All references are to the 1976 Paladin paperback edition.


Related links

Charles II: His Life and Times by Antonia Fraser (revised 1993 edition)

Lady Antonia Fraser published her life of Charles II in 1979. 14 years later she published this big hardback version, which is basically a large-format coffee-table book, with the text drastically cut back in order to make room for hundreds of beautiful and fascinating full-colour illustrations.

As I have detailed the political events leading up to the civil wars in other blog posts, this review will focus on snippets and insights into Charles’s private life, seeing the events of this turbulent time from his personal perspective.

Birth Charles was born on 29 May 1630, one year into his father’s Personal Rule i.e. Charles I’s determination to rule without troublesome parliaments.

Heredity Charles had a swarthy complexion. He was nicknamed the Black Boy and this is the origin of hundreds of pubs of the same name across England. Through his father, Charles I, Charles was one quarter Scots, one quarter Danish (his grandfather James I was married to Anne of Denmark); through his mother, Henrietta Maria, he was one quarter French, one quarter Italian. Hence the ‘foreign’ look which many commentators pointed out.

Charles I’s wife, Queen Henrietta Maria, bore nine children, six of whom survived infancy. It was in the marriage contract between Henrietta Maria and Charles I that all their children should be suckled only by Protestant wet-nurses.

Trial of Strafford Charles’s idyllic early childhood was overshadowed by clouds of approaching war. As Prince of Wales, aged just ten, he sat through the entire seven-week trial of Charles I’s adviser, Thomas Wentworth, Earl of Strafford, who’d acquired the nickname of ‘Black Tom Tyrant’. When Parliament passed an Act of Attainder declaring Strafford a traitor sentenced to death, 10-year-old Charles was sent to Parliament with a petition for mercy, which was rejected.

Orange In 1642 Charles’s sister, Mary, aged just nine, was married off to Prince William of Orange, aged 12. Their marriage produced a son who was to become William III of Britain 46 years later.

Wedding portrait of William II, Prince of Orange, and Mary Stuart, daughter of Charles I, future parents of King William III, by Anthony van Dyck

Nottingham As the political crisis deepened Charles I kept his sons, Charles and James, by his side, leaving his other children in London when he fled the capital in 1642. They were with him when Charles raised his standard of war at Nottingham Castle on 22 August 1642.

Edgehill Charles was nearly captured by a troop of Roundheads at the Battle of Edgehill, 23 October 1642. In a much-repeated anecdote, the 12-year-old drew his sword and prepared to fight, before Royalist soldiers came to the rescue. Charles accompanied his father to Oxford where a Royalist Parliament was set up. His youngest siblings, Elizabeth and Henry, had remained in royal nurseries in London, where they were seized by Parliamentarians and given Roundhead governesses.

Hyde Aged 14, early in 1645, Charles was given nominal leadership of the Royalist Western Association and departed Oxford. He was never to see his father again. He was to be supervised by Sir Edward Hyde, a lawyer who had initially attacked Charles’s policies in Parliament, but came round to being an advocate for a new type of constitutional Royalism, became firm friends with Charles I, and then the trusted guardian and mentor of his son for the next 20 years.

Flight The battle of Naseby, 14 June 1645, was the decisive military engagement of the first civil war in which the Royalist army was soundly beaten, followed by further Royalist defeats in the West. Young Charles had moved between Bristol and Bridgewater. Now he clearly needed to flee. His party were pushed by advancing Roundheads down into Cornwall and then took ship to the Scilly Isles. Charles was thrilled by the sea journey and at one point took the tiller himself, whetting an appetite for sea sports which was to resurface after the Restoration.

In Bristol, in Bridgewater, in Cornwall and in the Scillies, argument had raged about where Charles should ultimately flee. Hyde was insistent he remain on British soil, for its symbolic importance. But eventually Charles gave in to the wishes of his mother, Henrietta Maria, who had fled back to her native France in July 1645.

Puritan iconoclasm To give a sense of Roundhead iconoclastic zeal, when Henrietta had fled London, Parliament voted to destroy her private chapel at Somerset House and to arrest the Capuchin friars who maintained it. In March, Henry Marten and John Clotworthy forced their way into the chapel with troops and destroyed the altarpiece by Rubens, smashed many of the statues and made a bonfire of the Queen’s religious canvases, books and vestments.

Charles in Paris King Louis XIV of France was Charles’s cousin (the son of his mother, Henrietta Maria’s, brother) and eight years younger i.e. 8 when the 16-year-old Charles arrived in Paris. Henrietta Maria received a small pension from the French court, but Charles received nothing at all – for political reasons on both sides – and had to ask his mother for maintenance, a situation which led to increasing discord. He was reunited with his boyhood friend, the Duke of Buckingham and they both acquired reputations for laziness and ‘gallantry’.

Holland The next two years were spent among the bickering little court of Royalist exiles around Henrietta Maria. In 1648 a Scottish army invaded England. Charles was invited to put himself at the head of it but was fatally deterred by his advisers and instead sent to Holland where part of the British fleet had mutinied. Here he was reunited with his younger brother James. They sailed in the fleet to Yarmouth, optimistic that the Royalist uprising would soon result in the liberation of Charles I who was in prison on the Isle of Wight.

Preston But young Charles and the invading Scots engaged in the same old argument about whether Presbyterianism would be imposed on England, and during these squabbles Cromwell led an army north and destroyed the Scots forces at the Battle of Preston, 17 August 1648.

Birth of Monmouth So Charles’s little fleet sailed sadly back to Holland where he became dependent on the personal charity of the Prince of Orange, living in the Hague. He took a mistress, Lucy Walter, who on 9 April 1649 bore him a son, James, the future Duke of Monmouth, who was to lead a rebellion against Charles’s brother, his uncle James, in 1685.

Execution of Charles I While the Royalists squabbled amongst themselves, the pace of events in England speeded up. It took a while for news to come through that King Charles was to be put on trial, and even then it took some days for young Charles to realise his father might actually be killed. Henrietta Maria sent a letter to Parliament begging to be with her husband but this was ignored, and lay unsealed and unread for decades. Charles sent an envoy to plead with the Dutch Estates General to send official envoys to intercede, but by the time they arrived in London it was too late.

Legend has it that Charles signed a blank piece of paper to be given to the Roundhead court, indicating that he would agree to any terms at all, so long as his father was spared.

Tearful farewells This is a very personal history and so Fraser dwells on the last meeting between the doomed Charles I and his two youngest children who had been kept in Parliamentarian care since the outbreak of war, 13-year-old Princess Elizabeth and 8-year-old Henry Duke of Gloucester, who both broke down in tears. Accounts of this meeting, plus Charles’s last loving letters to his wife, helped to shape the image of Charles the gentle, saintly martyr, which became so powerful in subsequent royalist propaganda.

The Covenanters In September Charles and advisers sailed back to Jersey, with a view to preparing to raise a Royalist rebellion in Ireland. But while they waited, fretted and argued, Cromwell crushed Irish resistance. The royalist party sailed back to the Netherlands. Scotland remained the only hope. An embassy of Covenanters visited Charles in April 1650, insisting that he agree to impose Presbyterianism on all three kingdoms. Charles set off for Scotland and very reluctantly signed the Covenant, the grand document of the Scottish rebels. However, the army of Scots Covenanters which invaded England was crushed by Cromwell at the Battle of Dunbar on 3 September 1650. In any case, Charles had grown to hate the Covenanters and their narrow, bickering worldview.

King of Scotland Defeated in battle, the Scots Covenanters now realised they had to ally with the Royalist Scots if they were to mount a successful invasion of England. To this end, it was arranged for Charles to be crowned King of Scotland on 1 January 1651. He went on a tour of north and east Scotland to raise support. He turned 21 on 29 May 1651. Divisions continued among the Scots, some of whom refused to join the army being raised to invade England. Again.

Worcester The Scots were defeated at the Battle of Worcester on 3 September 1653. Charles fought bravely, escaped and went on the run. His experience of being hidden in the homes and priest holes of recusant Catholic families was to influence his thinking about this loyal but persecuted minority when he was restored. Maybe as a result of being locked up in various tiny hidey-holes, Charles in later life developed claustrophobia.

At one point Charles was disguised as a servant to Jane Lane, accompanying her on a visit to Bristol. He cut south to Lyme, expecting to rendezvous with a ship but when this didn’t appear, was forced back inland. Fraser tells the story with breathless excitement but then, it was a genuinely exciting adventure.

European travels Eventually Charles took ship from Brighton back to the Continent. His sojourn in Paris is brought to an end when the  French decide they want to ally with Cromwell’s England and Charles was given ten days to pack his bags. He went to Spa in Belgium, then Cologne, then Dusseldorf. He conceived the plan of an alliance with Spain so went to the Spanish Netherlands, settling in Bruges.

The Restoration I have given a detailed account of the negotiations leading up to the Restoration in another blog post. The procession from Dover, wine flowing in the streets, garlands of flowers. The actual coronation the next year, on 23 April 1661. In the same month, the first awards of the Order of the Garter for a generation.

Catherine of Braganza His people and traditionalists expected magnificence but this came at a cost and Charles was soon spending more than the million or so pounds he was awarded by Parliament. Hence betrothal to Catherine of Braganza. The poor woman was 23, had been raised in a convent, and was sold to Charles along with a dowry of two million crowns or £360,000. But almost all this money was mortgaged before she even arrived in the country. She brought Dunkirk as part of her dowry but in 1662 Charles was forced to sell it to the French (at the admittedly impressive price of £400,000).

Infertility When she was introduced to Charles’s mistress, Barbara Villiers, Catherine had a fit, burst out crying and collapsed on the floor. Over time she learned to manage herself and her feelings in the alien court with its alien religion, surrounded by scheming courtiers, and her husband’s open dalliances with various mistresses. And then it turned out she was ‘barren’ (as we used to say), infertile, incapable of having children. She couldn’t get pregnant. She visited Bath and other spas to take the healing waters. No effect. It must have been incredibly hard.

Frances Stuart The traditional image of Britannia is based on the beautiful but maddeningly virtuous Frances Stuart, who Charles became infatuated with.

The cabal I found it interesting that Fraser thinks, or thought, that every schoolchild ought to know that the word cabal is an acronym for the five statesman who administered Charles’s affairs after he had dismissed the unpopular Earl of Clarendon, who was made to take the blame for the unpopular and humiliating Dutch war – namely Clifford, Arlington, Buckingham, Ashley and Lauderdale (p.156). Does every schoolchild know that? Ought they to?

Painting of Charles II in his coronation robes

King Charles II in his coronation robes by John Michael Wright

Sporty Charles was physically restless and interested in all forms of activity. He was notorious for his fast walking pace which wore out younger companions. He played ‘real’ tennis almost every day. He liked swimming in the Thames. He liked fishing. All of these activities might see him rising at 5am to indulge. He was definitely not a lazy slugabed.

Horse racing Charles loved hunting game in the royal forests e.g. the New Forest and Sherwood Forest, which he had restocked. Charles was an excellent horseman, he loved horse-racing, instituted the Epsom Derby, was no mean jockey himself, and regularly visited the racing at Newmarket. A famous stallion of the day which was used to breed a vast progeny was named Old Rowley and some people nicknamed the king Old Rowley for Charles’s similar tendencies.

St James Park Charles threw open St James’s Park to the public and had the lake built, which he liked to swim in. When it froze over Pepys wrote about the new Dutch fashion for skating or ‘sliding’ as it was called. Birdcage Walk is named after Charles’s interest in rare birds and the aviary he had constructed.

Science Charles loved clocks. He had at least seven in his personal rooms, which all kept different time and struck the hour at random, driving his servants crazy. It was part of his general love of gadgets which fed into serious interests in mathematics and the new sciences – the so-called Scientific Revolution which had seen him found the Royal Society in 1662.

Final illness Fraser’s description of Charles’s death is harrowing. He woke in the night, was feverish, struggled through to morning, let out a great shriek while being shaved, and was thereafter subjected to the monstrous interventions of half a dozen doctors, which included letting a staggering amount of blood, administering cantharides, red hot pokers to his shaved skull (!), cups, blistering and so on. The historian Macauley commented 150 years ago, that Charles was killed by his doctors.

Deathbed conversion to Catholicism Even more dramatic is the story of his deathbed conversion to Catholicism, laden with pathos since the priest who received him into the Catholic church was none other than the Father Huddleston who had helped hide Charles in the homes of local Catholics after the crushing defeat at Worcester all those years ago. He was procured and brought in secret to Charles’s bed-chamber by his brother, James. Fraser’s description of the catechism Huddleston administered and Charles’s conversion are very moving. After 45 minutes Huddleston left. Only his brother James and two other hand-picked gentlemen witnessed it. The great throng of nobles and all the Anglican bishops who had assembled, had been pushed out into ante-chambers and had no inkling of what was taking place.

An exemplary death But Charles didn’t die at once, he lingered. In fact, with characteristic politeness, he apologised to the gentlemen surrounding his bed for being so long a-dying. He called his wife and his two final mistresses in to see him. His many children were brought in and he blessed them one by one. It was an exemplary death from a man who had, throughout his life, striven to be noble and decent. A final example of his loyalty to those who helped him, and his confident way with the people who he so easily mixed with, in St James’s Park or Newmarket, sailing or racing, which endeared him to ‘the people’.

Parliaments Fraser’s account leaves you feeling that Charles wanted to be, and had the abilities to be, genuinely the father of his people. It was his Parliaments, the early ones determined on vicious revenge against Puritans and dissenters, the later ones obsessed by the Catholic threat, which poisoned the politics of his reign, especially the last seven or eight years.

If only Henry Duke of Gloucester, Charles I’s youngest son and widely admired as a young man, had not died in 1660, aged just 20, maybe Charles would have accepted the Whig attempts to exclude James II from the succession in favour of Protestant Henry, and all the disruption which followed would have been avoided.

If only Catherine of Braganza had borne him at least one child who would have been raised a Protestant and ensured the Stuart succession.

But Henry died and Catherine could not get pregnant, and so James Duke of York was left as the most legitimate successor to Charles, and so on 6 February 1685 his doomed reign began.


Related links

Restoration art

Restoration comedies

The restoration of Charles II

Introduction to the restoration of Charles II

When Oliver Cromwell died on 3 September 1658 there was no immediate sense that the Commonwealth would collapse and the king be restored. Rule passed smoothly to Oliver’s son, Richard – but things quickly started to unravel.

Cromwell’s rule had never reconciled the ever-increasing number of conflicting constituencies or parties or groups within not only England, but the other kingdoms of Scotland and Ireland. His rule rested ultimately on his control of the army, and the loyalty to him of (most) of the army generals. From this secure base he made attempts throughout the Protectorate, 1653-58, to reach out to:

  • in religion, episcopalians, moderate Anglicans, Presbyterians and independents
  • in politics, to moderate Royalists, to republicans and to the revolutionaries who had denounced his regime after the regicide
  • in Scotland and Ireland to moderate leaders prepared to accept his authority and work with him

These two central elements a) military authority and b) the intricate skein of negotiated settlements with all these constituencies, often based on personal acquaintance – vanished with his death.

The actual sequence of constitutional, parliamentary and political events following Cromwell’s death are extremely complex, but a high-level summary is that the general in Cromwell’s army tasked with running Scotland, General Monck, got in touch with representatives of the king and offered his services to broker a restoration.

Monck’s main concern was the material demands of the army:

  • there was to be a general pardon for actions carried out under orders
  • arrears of pay were to be fully met
  • titles to former Crown and Church lands bought during the Interregnum were to be confirmed
  • religious toleration for moderate sectarians was to be guaranteed

Charles and his advisers prepared a conciliatory declaration that offered a free pardon and amnesty to everyone who would swear loyalty to the Crown within forty day of the King’s return. However, Charles was canny enough to avoid the main points of contention, saying he’d put them off to be agreed by the first Parliament elected.

The result of these negotiations was the Declaration of Breda, signed by Charles on 4 April 1660, Breda being a town in the southern part of the Netherlands, where Charles had relocated for the negotiations.

Copies of the Declaration were sent to the House of Lords, the House of Commons, the army, the fleet and the City of London. A new Parliament had been elected in April 1660, and when Sir John Grenville delivered the Declaration to it on 1 May, both Houses unanimously voted for the Restoration.

Timeline of the Restoration

The timeline below gives some sense of the confusion and potential anarchy which spread after Richard Cromwell was forced to abdicate and then nobody knew what was happening or what to expect.

1659

May 7 – Richard Cromwell forced by the Council of Officers to reinstate the Rump Parliament.
May 24 – Resignation of Richard Cromwell after Parliament refuses to recognise the Protectorate.
June 7 – Parliament commissions Charles Fleetwood commander-in-chief of the armies in England and Scotland but retains the power to appoint or promote officers.
July 3 – Viscount Mordaunt arrives in England to co-ordinate a general Royalist insurrection.
August 5-19 – Booth’s Uprising: Royalist revolt in Cheshire, suppressed by Colonel John Lambert.
September – Officers of Lambert’s army meet at Derby and draw up a petition setting out their demands for the government of the nation.
September 22-3 – Parliament forbids any further petitioning by soldiers. Sir Arthur Hesilrige calls for Lambert’s arrest.
October 12 – Parliament revokes the commissions of Lambert and eight other senior officers.
October 13 – Lambert’s troops occupy Westminster and prevent Parliament from sitting.
October 15 – The Council of Officers appoints a ten-member Committee of Safety to consider how to carry on the government.
October 20 – General Monck sends a declaration from Scotland demanding the return of Parliament.
October 25 – The Council of State dissolved; the Committee of Safety re-appointed by Army leaders.
November 3 – Lambert marches north from London with 12,000 troops to block Monck’s route into England.
November 12 – Monck’s representatives arrive in London for talks with the Council of Officers.
November 24 – Former members of the Council of State appoint Monck commander of all military units in England and Scotland and empower him to take military action against the enemies of Parliament if necessary.
December 3 – Sir Arthur Hesilrige secures Portsmouth for Parliament.
December 5 – Riots in London for the return of Parliament.
December 8 – Monck crosses the border and establishes his headquarters at Coldstream.
December 14 – Vice-Admiral John Lawson sails for the Thames, threatening to blockade London in support of Parliament.
December 26 – Fleetwood forced to recall the Rump Parliament.

1660

January 1 – General Monck marches from Coldstream for London.
January 9 – Sir Henry Vane expelled from Parliament for having sided with the military junta.
January 11 – Lord Fairfax meets Monck at York and urges him to restore the Monarchy.
February 3 – Monck’s army arrives in London.
February 9 – Parliament orders Monck to remove the City gates and portcullises after citizens of London demand the reinstatement of Presbyterian MPs purged in 1648.
February 11 – Monck demands the re-admission of the purged MPs and apologises for his actions in removing the City gates.
February 21 – The Long Parliament restored: surviving MPs purged in 1648 re-admitted to Parliament under Monck’s protection.
March 5 – John Lambert imprisoned in the Tower of London.
March 16 – The Long Parliament calls free elections and votes for its own dissolution.
April 10 – Lambert escapes from the Tower and tries to rally resistance to the Restoration.
April 22 – Lambert and his followers defeated at Daventry; Lambert returned to London as a prisoner.
April 25 – The Convention Parliament assembles.
May 1 – Charles II’s manifesto the Declaration of Breda read in Parliament.
May 8 – The Convention Parliament declares Charles II to have been King since 30th January 1649.
May 14 – Parliament orders the arrest of all surviving regicides.
May 25 – Charles II lands at Dover.
May 29 – Charles II makes a triumphal entry into London.

The reign of Charles II, the 1660s

Charles’s reign breaks up into a number of periods and is dominated by a few key themes.

First, was how to deal with the legacy of the Civil War. Charles was in favour of forgiveness and tried to steer the first Parliament of his reign, the Convention Parliament, in that direction. However, the second Parliament, which came to be known as the Cavalier Parliament, not to mention the newly restored House of Lords, contained many who had suffered severely, lost land and family to the Roundheads. They were determined to push the clock back, to recover their lost land and money, to savagely punish all those responsible for the wars and the regicide, and to re-establish a rigid conformity in religion.

Convention Parliament

The Convention Parliament sat until the end of 1660. It was responsible for implementing the terms for the initial Restoration settlement under which Charles II established his administration.

The Convention passed the Bill of Indemnity and Oblivion, which was intended to reunite the nation under the restored monarchy by pardoning the majority of those who had opposed the Crown during the civil wars and Interregnum. It also undertook the task of disbanding the army which had underpinned the Commonwealth and Protectorate régimes. First steps were taken towards settling disputes over lands which had been sold off during the Interregnum, and initial legislation to provide revenue for the restored monarchy was set out. Charles dissolved the Convention Parliament on 29 December 1660.

The Clarendon Code

The Restoration religious settlement comprised four acts of Parliament known collectively as the Clarendon Code. The name derived from Sir Edward Hyde, Earl of Clarendon, who served as Charles II’s lord chancellor – though Clarendon was not the chief instigator of the acts and even argued against some of the more severe aspects.

The Corporation Act (1661)

This required all office holders in towns and cities to take oaths of allegiance to the Crown, to renounce the Solemn League and Covenant and to take the sacrament in accordance with the doctrines of the Church of England.

The Act of Uniformity (1662)

This brought all ordained clergymen under the doctrines and liturgy of the established Church. Candidates for the ministry had to be ordained by a bishop according to the rites of the Church of England. They were required to renounce the Solemn League and Covenant and to declare their acceptance of the revised Book of Common Prayer and all doctrinal articles sanctioned by the Church. Hundreds of Presbyterian and non-conformist clergymen were expelled from their livings on St Bartholomew’s Day (24 August) 1662 for refusing to comply with the Act of Uniformity.

The Conventicle Act (1664)

This was intended to prevent clergymen ejected by the Act of Uniformity from forming their own congregations. Fines or imprisonment were imposed on anyone attending an independent prayer meeting or act of worship (a so-called ‘conventicle) that was not in accordance with the Anglican liturgy.

The Five-Mile Act (1665)

This was intended to curb the influence of dissenting clergymen by prohibiting them from residing within five miles of any living they had held before the Act was passed. Furthermore, they were required to take an oath of non-resistance to royal authority before accepting any appointment as tutor or schoolmaster.

Money

Once again a Stuart king let himself become poor, spending a fortune on the two stupid Dutch wars and frittering it away on mistresses and favourites at home.

A timeline of the 1660s

1661 Corporation Act – aimed at Presbyterians, the Act provided that no person could be legally elected to any office relating to the government of a city or corporation, unless he had within the previous twelve months received the sacrament of ‘the Lord’s Supper’ according to the rites of the Church of England. He was also commanded to take the Oaths of Allegiance and the Oath of Supremacy, to swear belief in the Doctrine of Passive Obedience, and to renounce the Covenant.
1662 Act of Uniformity compels Puritans to accept the doctrines of the Church of England or leave the church.
1662 Royal Society for the improvement of science founded

Catherine of Braganza

Charles married Catherine of the Portuguese royal house of Braganza. He married her for money but her dowry was quickly spent and then Britain found itself drawn into Portugal’s war against Spain. And, crucially, Catherine turned out to be ‘barren’ or incapable of conceiving children. Charles wasn’t. He was to acknowledge fatherhood of eighteen bastards (the most famous being the Duke of Monmouth, born as early as 1649, when Charles himself was only 19).

The lack of a male heir from the Braganza marriage meant the throne would pass to his brother James who was an overt Catholic i.e. more or less condemned the Stuart line to come to an end. As with Henry VIII, the infertility of a royal marriage was to have seismic consequences for the British.

1664 England seizes the Dutch settlement of New Amsterdam, changing its name to New York.
1665 Outbreak of the Second Anglo-Dutch War
1665 The Great Plague strikes London and over 60,000 die.
1666 The Great Fire of London rages for four days and three nights. Two thirds of central London is destroyed and 65,000 are left homeless

1667 As part of The Second Dutch War A Dutch fleet sails up the River Medway captures the English flagship The Royal Charles and sinks three other great ships. This humiliation provided Charles with a pretext to blame and thus get rid of the Earl of Clarendon, the statesman who had guided and mentored him in exile and dominated the first seven years of his rule.

Fall of Clarendon

Clarendon was replaced by a set of five statesmen or advisers who come to be known as The Cabal and held power from 1668 to 1674.

The Cabal

The linchpin of the Cabal was probably George Villiers, Duke of Buckingham. Although he only held the household office of Master of the Horse, with responsibility for overseeing the King’s travel arrangements, Buckingham was a long and close associate of King Charles II. They had practically been raised together since they were children, during the close association of their fathers, Charles I and the first Duke of Buckingham, a relationship they consciously compared themselves to in adulthood, and might have replicated, had the younger Buckingham possessed the skills of his father. Nonetheless, Buckingham was in constant contact and a clear favourite of the king, and the centre of the Cabal’s grip on power. Gilbert Burnet, who knew some of its members personally, said that Buckingham stood apart from the rest of the Cabal, hating them and being hated in return.

The Lord High Treasurer Wriothesley having died just before Clarendon’s departure, the Treasury came under the nominal chairmanship of George Monck (Duke of Albermarle). But as Monck was practically retired from public life, control of the Treasury commission was taken up by Sir Thomas Clifford (Comptroller and soon Treasurer of the Household) and Anthony Ashley Cooper (Chancellor of the Exchequer). With the assistance of their close associates John Duncombe (Ashley’s deputy at the Exchequer), Stephen Fox (the Paymaster of the Forces) and Sir George Downing, the secretary to the Treasury commission, Clifford and Ashley overhauled the monarchical finances, placing them in a much more solvent state than before.

Foreign affairs was directed by Henry Bennet, Earl of Arlington (Secretary of the South), with occasional assistance from George Villiers, Duke of Buckingham. (Although foreign affairs were notionally in the purview of the Secretary of the North, the Cabal bullied Sir William Morice into selling the seat to Sir John Trevor, and then sidelined the latter.)

John Maitland, Earl of Lauderdale (Secretary of State for Scotland) had already consolidated his position in 1663 by securing the dismissal of his principal rival, John Middleton (Lord High Commissioner to the Parliament of Scotland) and his replacement by the more pliable John Leslie, Earl of Rothes. In 1669, Lauderdale went one step further, and got Leslie dismissed and the Lord High Commissioner position for himself, consolidating his hold and ruling Scotland as a virtual autocrat for the remainder of his career.

Sir Orlando Bridgeman, the Royalist lawyer who had prosecuted the Regicides, and who took over Clarendon’s duties as Lord Keeper of the Great Seal in 1667, was outside of this inner circle, although cooperated with their goals.

Despite their comparative energy and efficiency, the Cabal was a fractious and unpopular group. Although perceived as a secretive and unsavoury junta, they rarely formed a united front, and their internal quarrels often spilled over into the public arena.

J. P. Kenyon suggests that the King actually encouraged the Cabal members to quarrel, in the belief that this made them easier to control. They in turn, never trusted him not to bring them down as he had brought down Clarendon, and as Kenyon remarks, they hardly dared turn their backs on him for fear of sudden dismissal.

It was said that the King treated his ministers very much as he did his mistresses: ‘He used them, but he was not in love with them, and was tied to them no more than they to him, which implies sufficient liberty on either side’.

Sir William Coventry, the Secretary to the Admiralty, resigned from office following a duel challenge from the Duke of Buckingham, and re-emerged in the House of Commons at the head of a group of MPs known as the ‘Country Party’, which loudly opposed the Cabal and its policies.

Charles II acceded to the Cabal’s recommendation to prorogue parliament repeatedly, keeping it out of session for as long as he could, and leaving the Cabal to run the country on their own. When he found himself in financial difficulties following the Great Stop of the Exchequer in 1672 and the outbreak of the Third Anglo-Dutch War, Charles was obliged to re-convene parliament in 1673 and the parliamentarians were bent on revenge.

Fall of the Cabal

The Cabal began to split in 1672, particularly over the autocratic nature of the King’s Royal Declaration of Indulgence, the financing of the Third Anglo-Dutch War, and Britain’s relationship with France.

Personal rivalries and a conflict over foreign policy between Buckingham and Arlington escalated. The Ministry became very unpopular. The public saw them as ‘untrustworthy, venal and self-seeking, their eyes always on the main chance”.

Towards the end of the year, Ashley, now the Earl of Shaftesbury, became Lord Chancellor, leaving Treasury matters to Clifford and the Exchequer to Duncombe. He pressed publicly for greater reform of government, taking the side of the Opposition against his colleagues and the King.

Clifford resigned over the in-fighting and retired from public life: as an open Roman Catholic he would in any case have been debarred by the Test Act of 1673 from holding office in the future. Shaftesbury was replaced by Viscount Osborne, soon to become Earl of Danby, in the summer of 1673, on the recommendation of Buckingham and Clifford.

Danby immediately established his authority over the remaining members of the Cabal. Buckingham’s feud with Arlington saw him leak the details of the Treaty of Dover and fall from favour in 1674. Arlington survived as Southern Secretary until September of that year. Lauderdale retained his position and his relatively autonomous power in Scotland, becoming an enemy of Shaftesbury.

Shaftesbury began to agitate against Charles and his brother, the Duke of York, later James II. He briefly returned to government in the Privy Council Ministry and took a lead in forming the partisan group that would eventually become known as the Whigs.

Reign of Charles II, the 1670s

1670 – Charles signs the secret Treaty of Dover, by which Charles agrees to declare himself a Catholic, suspend penal laws against Catholics in England in return for secret subsidies from Louis XIV of France.
1670 – Second Conventicle Act
1670 – Hudson Bay Company founded in North America

1672 – Charles issues the Declaration of Indulgence, allowing dissenters and Catholics to practice their religion in private
1672 – Outbreak of the Third Dutch War as part of the secret treaty with France, the French invading the Spanish Netherlands while the British fleet engaged the Dutch fleet. The Dutch defeated the British fleet at Sole Bay and repelled a land invasion by France by flooding their dykes.
1672 James Duke of York’s wife, Anne Hyde (daughter of the disgraced Earl of Clarendon) died in childbirth, having delivered him two daughters, Mary (b.1662) and Anne, both of whom were brought up as Protestants. Who suspected, then, that they would both reign as queens of England?

1673 – James, Duke of York remarried, taking as his second wife Mary of Modena, a Catholic who was only four years older than his daughter, Mary. James came out publicly as a Catholic which caused a scandal.

1673 – When Charles allowed the Cavalier Parliament to sit again in 1673, it was inflamed by rumours of Charles’s deals with the King of France and Catholic influence in British statecraft, and so the vengeful Anglicans passed a Test Act which required everybody holding public office to take Anglican communion and swear an oath against a belief in transubstantiation – that the wafer of bread and the wine administered during communion actually and literally become the blood of Christ, a central premise of Roman Catholicism. In other words, the Act was expressly designed to keep Roman Catholics out of political office. The Catholic Treasurer Lord Clifford resigned his office then took his life. Charles’s brother, James Duke of York, resigned as High Admiral of the Navy.

In 1677 the Earl of Danby, who had emerged as Charles’s most capable minister, persuaded both Charles and James to let him make a strategic alliance by marrying James’s daughter Mary to her cousin, the Protestant Stadtholder of Holland, William III of Orange. William was the son of the King’s late sister, Mary, Princess Royal, and thus fourth in the line of succession after James, Mary, and Ann. When James told Mary that she was to marry her cousin, ‘she wept all that afternoon and all the following day’. She was 15.

Reign of Charles II, the Popish Plot and after

1678 – The fantasist Titus Oates concocted the Popish Plot, the notion of a complex, far-reaching plot to murder Charles and convert Britain to a Catholic dictatorship. His initial claims were passed up the chain of command to Charles himself who handed them to Danby to investigate, and with each telling they became more fantastic and baroque. They played into the sense that Britain was being sold into Catholic influence which had haunted the 1670s, what with James’s overt Catholicism, his marriage to a Catholic princess, with Charles repeatedly allying with Catholic France against the Protestant Dutch. Oates’s fabrications helped create a McCarthy witch-hunt atmosphere. Even when he accused the Queen of being a member of the plot to assassinate her own husband, he was widely believed.

A second Test Act (1678) was passed which excluded all known Catholics from both Houses of Parliament. Known Catholics were ordered to leave London and many Protestants in the city openly carried weapons to defend themselves against the impending Catholic ‘onslaught’. Shops in London were boarded up, chains were stretched across major roadways, ferry passengers were detained for questioning, a fleet of lesser crooks and narks emerged to inform on their neighbours and rivals. Some twenty-four utterly innocent people were tried and executed, while Oates was awarded rooms in Whitehall and a pension.

The hysteria lasted from 1678 to 1681. A new Parliament was elected in March 1679 which presented a bill seeking to prevent the succession of the Catholic James. Charles worked on numerous fronts to address concerns, taking opponents into his Privy Council, sending James out of the kingdom, being prepared to sign a bill limiting the power of a Catholic monarch. But he would not concede the right to determine the royal succession to Parliament and so he dissolved this Parliament and called a second one. The second Parliament of 1679 was called amid mounting hysteria and opposition was orchestrated by the Earl of Shaftesbury amid press campaigns and petitions.

The coalition of allies which Shaftesbury put together around this central anti-Catholic approach was arguably the first political party in Britain and became known as the Whigs. The king’s supporters quickly copied the new organisational tactics of the Whigs and began to be known as the Tories. Charles refused to let the second Parliament sit, proroguing it seven times over the course of a year. Whig propagandists played on fears of Catholic tyranny; Tories revived memories of 1641 and the way a Parliament trying to seize the king’s prerogatives had led to 20 years of chaos.

Whigs and Tories

The term Whig was originally short for whiggamor, a term meaning ‘cattle driver’ used to describe western Scots who came to Leith for corn. In the reign of Charles I the term was used during the Wars of the Three Kingdoms to refer derisively to a radical faction of the Scottish Covenanters who called themselves the Kirk Party (see the Whiggamore Raid). It was then applied to Scottish Presbyterian rebels who were against the King’s Episcopalian order in Scotland.

The term Whig entered English political discourse during the Exclusion Bill crisis of 1678–1681 when there was controversy about whether or not King Charles II’s brother, James, should be allowed to succeed to the throne on Charles’s death. Whig was a term of abuse applied to those who wanted to exclude James on the grounds that he was a Roman Catholic. The fervent Tory Samuel Johnson often joked that ‘the first Whig was the Devil’.

In his six-volume history of England, David Hume wrote:

The court party reproached their antagonists with their affinity to the fanatical conventiclers in Scotland, who were known by the name of Whigs: The country party found a resemblance between the courtiers and the popish banditti in Ireland, to whom the appellation of Tory was affixed. And after this manner, these foolish terms of reproach came into public and general use; and even at present seem not nearer their end than when they were first invented

In response, King Charles prorogued Parliament and then dissolved it, but the subsequent elections in August and September saw the Whigs’ strength increase. This new parliament did not meet for thirteen months but when it did in October 1680, an Exclusion Bill was introduced and passed in the Commons without major resistance, but Charles was in attendance when it was rejected in the Lords and Charles dissolved Parliament in January 1681.

As Mark Kishlansky summarises, ‘the governing class was now irredeemably divided.’

The next attempt at a Parliament met in March at Oxford, but when it also determined on the Exclusion Bill, Charles dissolved it after only a few days. He then he made an appeal to the country against the Whigs and ruled for the rest of his reign without Parliament.

In February, Charles had made a deal with the French King Louis XIV, who promised to support him against the Whigs. Without Parliament, the Whigs gradually crumbled, mainly due to government repression following the discovery of the Rye House Plot, which directly implicated many of them.

1683 The Rye House Plot a conspiracy to kill Charles and his brother James and return to parliamentary rule is uncovered. The Rye House Plot of 1683 was a plan to assassinate King Charles II of England and his brother (and heir to the throne) James, Duke of York. The royal party went from Westminster to Newmarket to see horse races and were expected to make the return journey on 1 April 1683, but because there was a major fire in Newmarket on 22 March (which destroyed half the town), the races were cancelled, and the King and the Duke returned to London early. As a result, the planned attack never took place.

There seems to have been disagreement among the plotters on almost every aspect, including whether there even would be an assassination or whether it should be a kidnapping, and exactly how the subsequent uprising would be started and managed.

Once information about it was leaked, the plotters incriminated each other and letters and diaries were discovered which spread the net wider and wider.

Unlike the Popish Plot, Rye House was a genuine conspiracy involving an extended network of Whigs, politicians and non-conformists. Twelve were executed including William Lord Russell and Algernon Sidney, two condemned to death but pardoned, 10 imprisoned including the ageing Leveller John Wildman, 10 fled into exile including the noted philosopher John Locke and, most importantly, the Earl of Shaftesbury, who had been the effective leader of the Whig party. These formed a core of Whig opposition in exile, in the Netherlands.

As Anglican pledges of support flooded in from round the country, the authorities took the opportunity to crack down in dissenters and over 1,300 Quakers were imprisoned over the next 12 months.

Charles undertook a policy of reincorporation, systematically placing loyalist country officers around the country.

Death of Charles II

Charles died on 5 February 1685, aged just 54, only barely outmatching his father, who died aged 48. On his deathbed he was received into the Roman Catholic Church. In the absence of any legitimate male heirs, the crown passed to his younger brother, who became King James II.


Related links

Restoration art

Restoration comedies

A Monarchy Transformed: Britain 1603 – 1714 by Mark Kishlansky (1996) 4

The wars of three kingdoms

I found Kishlansky’s account of the Wars of Three Kingdoms very persuasive, probably the best thing in this book. When you write history you have a choice of the level you want to pitch the narrative, the levels being something like:

  • superficial
  • good summary
  • summary with some detail
  • lots of detail
  • too much detail

As I explained in my review of Peter H. Wilson’s book about the Thirty Years War, Wilson definitely goes into ‘too much detail’, drowning the reader in specifics while failing to point out important turning points or patterns.

Kishlansky, by contrast, hits what, for me, was the perfect level of description, ‘incisive summary with some detail’.

As an example of really useful summary, take the way he tells us that, put simply, the first three years of the civil war in England (1642-5) consisted mostly of smallish regional armies engaging in small skirmishes or sieges of local centres.

Now I’ve read scores of accounts of the English civil war which give lengthy descriptions of each of these ‘skirmishes’ along with detail of the army groups involved, their leaders, maps and deployments, and so go on for hundreds of pages. At a stroke Kishlansky makes it clear that most of them didn’t, ultimately, matter.

What mattered were a handful of decisions or turning points, such as the king withdrawing his forces after the Battle Brentford in November 1642, the one moment when he had the chance to capture London. Kishlansky is very good on the three famous key battles which he does describe in compelling detail – Edgehill, Marston Moor and Naseby.

But above all, Kishlansky doesn’t lose sight of the fact that the fighting was almost a sideshow compared to the extremely complicated political manoeuvring which went on continuously from 1642 to 1649.

Like many accounts, he almost forgets the Royalist side altogether because the real action was the disagreements within the Parliamentary side, among the Roundheads. Kishlansky brings out how the Presbyterian party within Parliament rose to eminence on the back of their close connections with the invading Scots, lorded it over Parliament for a few years, but then themselves began to appear as an overbearing ‘enemy’ to the growing power of the Independents in Cromwell’s New Model Army, before they were eventually expelled from Parliament and some of them arrested.

Only a close reading of the series of events and the complex political negotiations which went on against a continuously changing backdrop can bring out the fast-moving complexity of the situation, and the tremendous pressures the key actors found themselves under.

This is why, although I’ve read about 40 books about the British civil wars, by far the best remains The King’s Peace (1955) and The King’s War (1958) by Dame Veronica Wedgwood. They are old, now, but they are the only ones I know of which simply describe the events in the order they happened; and as they do so, you realise what a relentless helter-skelter of crises it was.

Only Wedgwood’s books really convey the way the unstoppable torrent of events happening in three separate kingdoms (England, Scotland and Ireland) interacted and exacerbated each other, to create a continuous sense of political and military crisis, which got worse and worse, and how the fighting, the wars themselves, news of defeats and paranoia about attacks on London and conspiracies and fifth columnists, also contributed to the feverish political atmosphere of the times.

Just like the French Revolution, lofty ideals and principles may have been expressed by various parties, and political historians and left-wing sympathisers with the Levellers and the Diggers, like to dwell on these – but as soon as you look at what actually happened you realise all sides were struggling to react to events which were almost always beyond their control.

There are many ways of interpreting the character and achievements of Oliver Cromwell, but when you read Wedgwood’s thrilling and gripping accounts, you realise it’s easy to overlook the most elementary fact about him, which is that he was able to ride the wild tiger of events in a way no-one else could.

Timeline of the Wars of Three Kingdoms

1640
13 April – first meeting of the Short Parliament
5 May – Charles dissolves the Short Parliament
26 October – Charles forced to sign the Treaty of Ripon
3 November – First meeting of the Long Parliament
11 December – the Root and Branch Petition submitted to the Long Parliament

1641
July – the Long Parliament passes ‘An Act for the Regulating the Privie Councell and for taking away the Court commonly called the Star Chamber’
July – Charles returns to Scotland and accedes to all Covenanter demands
August – the Root and Branch Bill rejected by the Long Parliament
October – outbreak of the Irish Rebellion creating panic in London
1 December – The Grand Remonstrance is presented to the King
December – The Long Parliament passes the Bishops Exclusion Act

1642 until the outbreak of the war
4 January – Charles unsuccessfully attempts to personally arrest the Five Members (John Pym, John Hampden, Denzil Holles, Sir Arthur Haselrig, and William Strode) on the floor of the House of Commons
January – on the orders of the Long Parliament, Sir John Hotham, 1st Baronet seizes the arsenal at Kingston upon Hull
5 February – the bishops of the Church of England are excluded from the House of Lords by the Bishops Exclusion Act
23 February – Henrietta Maria goes to the Netherlands with Princess Mary and the crown jewels
5 March – the Long Parliament passes the Militia Ordinance
15 March – the Long Parliament proclaims that ‘the People are bound by the Ordinance for the Militia, though it has not received the Royal Assent’
April – Sir John Hotham, 1st Baronet refuses the king entrance to Kingston upon Hull
2 June – The Nineteen Propositions rejected
May – The Irish rebellion ends
3 June – The great meeting on Heworth Moor outside York, summoned by Charles to gather support for his cause
July – Charles unsuccessfully besieges Hull
July – Parliament appoints the Committee of Safety

1642 – war begins
22 August -King Charles I raises his standard at Nottingham and the war commences
23 August – Battle of Southam, first sizeable encounter between Royalist & Parliamentarian forces.
19 September – Charles’s Wellington Declaration
23 September – Battle of Powick Bridge
29 September – The Yorkshire Treaty of Neutrality signed, but repudiated by Parliament 4 October
17 October – King Charles I passes through Birmingham, the towns folk seize the King’s carriages, containing the royal plate and furniture, which they convey for security to Warwick Castle, a parliamentary stronghold. The same day there was a skirmish at Kings Norton
23 October – Battle of Edgehill
1 November – Battle of Aylesbury
12 November, Battle of Brentford
13 November – Battle of Turnham Green
17 December – Declaration of Lex Talionis
1 December – Storming of Farnham Castle
Early December – Battle of Muster Green
22 December – Siege of Chichester begins
23 December – Bunbury Agreement designed to keep Cheshire neutral during the Civil War (failed)
27 December – Siege of Chichester ends

1643
19 January – Battle of Braddock Down
28 January – the Long Parliament sends commissioners to negotiate the Treaty of Oxford (unsuccessful)
19 March – Battle of Hopton Heath
30 March – Battle of Seacroft Moor
3 April – Battle of Camp Hill — a Royalist victory
8-21 April – Siege of Lichfield — a Royalist capture
25 April – Battle of Sourton Down — Parliamentarian victory
16 May – Battle of Stratton — Royalist victory
29–31 May – Siege of Worcester — Parliamentarians failed to capture
16 June – the Long Parliament passes the Licensing Order
18 June – Battle of Chalgrove Field — John Hampden, hero of resistance to Ship Money, mortally wounded during the battle and dies on Saturday evening of 24 June 1643
30 June – Battle of Adwalton Moor
1 July – first meeting of the Westminster Assembly
4 July – Battle of Burton Bridge
5 July – Battle of Lansdowne (or Lansdown) fought near Bath
13 July – Battle of Roundway Down fought near Devizes
20 July – Battle of Gainsborough
26 July – Storming of Bristol
17 August – the Church of Scotland ratifies the Solemn League and Covenant
2 September – Beginning of Siege of Hull (1643)
18 September – Battle of Aldbourne Chase
20 September – First Battle of Newbury
25 September – the Long Parliament and the Westminster Assembly ratify the Solemn League and Covenant. Under the terms of the deal with Scotland, the Committee of Safety is superseded by the Committee of Both Kingdoms
11 October – Battle of Winceby

1644
26 January – Battle of Nantwich
3 February – Siege of Newcastle, formal request to surrender to the Scots
29 March – Battle of Cheriton
28 May – Storming of Bolton and the Bolton Massacre
29 June – Battle of Cropredy Bridge
2 July – Battle of Marston Moor
13 September – Second Battle of Aberdeen
19 October – Siege of Newcastle ends with the storming of the city by Scottish soldiers
24 October – the Long Parliament passes the Ordinance of no quarter to the Irish
27 October – Second Battle of Newbury
23 November – first publication of Areopagitica by John Milton
4 November – the Long Parliament sends the Propositions of Uxbridge to the king at Oxford

1645
6 January – the Committee of Both Kingdoms orders the creation of the New Model Army
28 January – the Long Parliament appoints commissioners to meet with the king’s commissioners at Uxbridge
22 February – negotiations over the Treaty of Uxbridge end unsuccessfully
23 April – the Long Parliament passes the Self-denying Ordinance
9 May – Battle of Auldearn
30 May – Siege & sacking of Leicester
14 June – Battle of Naseby
2 July – Battle of Alford
10 July – Battle of Langport
15 August – Battle of Kilsyth
13 September – Battle of Philiphaugh
24 September – Battle of Rowton Heath
October – fear of Royalist attack in south Lincolnshire
Charles goes to Welbeck, Nottinghamshire
17 December – siege of Hereford ends with the surrender of Royalist garrison

1646
18 January – Siege of Dartmouth ends with the surrender of Royalist garrison
3 February – Siege of Chester ends with the surrender of Royalist garrison after 136 days
16 February – Battle of Torrington victory for the New Model Army
10 March – Ralph Hopton surrenders the Royalist army at Tresillian bridge in Cornwall
21 March – Battle of Stow-on-the-Wold the last pitched battle of the First Civil War is a victory for the New Model Army
13 April – Siege of Exeter ends with the surrender of Royalist garrison
5 May – Charles surrenders to a Scottish army at Southwell, Nottinghamshire
6 May, Newark falls to the Parliamentarians
24 June – Siege of Oxford ended with the surrender of Royalist garrison
22 July – Siege of Worcester ended with the surrender of Royalist garrison
27 July – after a 65-day siege, Wallingford Castle, the last English royalist stronghold, surrenders to Sir Thomas Fairfax
19 August – Royalist garrison of Raglan Castle surrendered (Wales)
9 October – the Long Parliament passes the Ordinance for the abolishing of Archbishops and Bishops in England and Wales and for settling their lands and possessions upon Trustees for the use of the Commonwealth

1647
13 March – Harlech Castle the last Royalist stronghold in Wales surrenders to the Parliamentary forces
29 May – General Council of the Army drew-up the Solemn Engagement
3 June – Cornet George Joyce (a junior officer in Fairfax’s horse) with a troop of New Model Army cavalry seizes the King from his Parliamentary guards at Holdenby House and place him in protective custody of the New Model Army
4–5 June – at a rendezvous on Kentford Heath near Newmarket the officers and men of the New Model Army give their assent to the Solemn Engagement
8 June – General Fairfax sends the Solemn Engagement to Parliament along with a letter explaining that the King was now in the custody of the Army negotiations would be conducted through New Model Army representatives
1 August – General Council of the Army offers the Heads of Proposals
31 August – Montrose escapes from the Highlands
October – An Agreement of the People for a firm and present peace upon grounds of common right presented to the Army Council
28 October – Beginning of the Putney Debates which end on 11 November
26 December – a faction of Scottish Covenanters sign The Engagement with Charles I

The Second English Civil War, 1648
8 May – Battle of St. Fagans
16 May(?) – 11 July Siege of Pembroke
1 June – Battle of Maidstone
13 June–28 August – Siege of Colchester
17 August–19 August – Battle of Preston
19 August – Battle of Winwick Pass
28 August – On the evening of the surrender of Colchester, Royalists Sir Charles Lucas and Sir George Lisle are shot
15 September – Treaty of Newport
November – leaders in the army draft the Remonstrance of the Army
6 December – Pride’s Purge, when troops under Colonel Thomas Pride remove opponents of Oliver Cromwell from Parliament by force of arms resulting in the so-called ‘Rump Parliament’

1649
15 January – An Agreement of the People of England, and the places therewith incorporated, for a secure and present peace, upon grounds of common right, freedom and safety presented to the Rump Parliament
20 January – the trial of Charles I of England by the High Court of Justice begins
27 January – the death warrant of Charles I of England is signed
30 January – Charles I of England executed by beheading – the Rump Parliament passes an Act prohibiting the proclaiming any person to be King of England or Ireland, or the Dominions thereof
5 February – The eldest son of Charles I, Charles, Prince of Wales, proclaimed ‘king of Great Britain, France and Ireland’ by the Scottish Parliament at the Mercat Cross, Edinburgh
7 February – The Rump Parliament votes to abolish the English monarchy
9 February – publication of Eikon Basilike, allegedly by Charles himself
14 February – the Rump Parliament creates the English Council of State
February – Charles II proclaimed king of Great Britain, France and Ireland by Hugh, Viscount Montgomery and other Irish Royalists at Newtownards in Ulster
9 March – Engager Duke of Hamilton, Royalist Earl of Holland, and Royalist Lord Capel beheaded at Westminster
17 March – an Act abolishing the kingship is formally passed by the Rump Parliament
24 March – The capitulation of Pontefract Castle which, even after the death of Charles I, remained loyal to Charles II
1 May – AN AGREEMENT OF THE Free People of England. Tendered as a Peace-Offering to this distressed Nation, an extended version from the Leveller leaders, being ‘Lieutenant Colonel John Lilburne, Master William Walwyn, Master Thomas Prince (Leveller), and Master Richard Overton, Prisoners in the Tower of London, May the 1. 1649.’
October – first publication of Eikonoklastes by John Milton, a rebuttal of the pro-Charles Eikon Basilike

Third English Civil War, 1650
1 May – Treaty of Breda signed between Charles II and the Scottish Covenanters
23 June – Charles II signs the Solemn League and Covenant
3 September – Battle of Dunbar, Scotland
1 December – Battle of Hieton, Scotland (skirmish)

1651
1 January – Charles II crowned King of Scots at Scone, prepares an army to invade England
20 July – Battle of Inverkeithing
25 August – Battle of Wigan Lane (skirmish)
28 August – Battle of Upton (the start of the western encirclement of Worcester)
3 September – Battle of Worcester: complete defeat of Charles II’s Scottish army
3 September – start of the escape of Charles II
6 September – Charles II spends the day hiding in the Royal Oak in the woodlands surrounding Boscobel House
16 October – Charles II lands in Normandy, France, after successfully fleeing England

END OF THE CIVIL WARS IN ENGLAND

Causes of the British Civil Wars

Along with the causes of the First World War, the causes of the English Civil War or the Wars of Three Kingdoms are one of the most over-determined and over-explained events in British history.

In a previous blog post I’ve outlined the multiple economic, financial, legal and religious issues facing King Charles when he came to the throne in 1625 and which grew steadily worse through the late 1620s and 1630s.

Exponents of the Whig theory of history say that the war was inevitable because Charles’s medieval Divine Right theory of kingship had to be cleared out of the way to allow more modern liberal freedoms to develop, a historically inevitable process. On this view, this inevitable march of progress suffered a further temporary setback under the brief reign of the Catholic King James II, before the Glorious Revolution of 1688 forced him into exile, installed the solidly Protestant King William III in his place and ushered in a new era of characteristically English liberties and freedom, i.e. the two revolutions led to England having the most democratic and liberal political system in Europe.

Marxist historians (such as Christopher Hill) offer a similarly teleological interpretation i.e. the sense that the civil wars were inevitable, but from a Marxist point of view. For them, the civil war was caused by the historically inevitable rise of the bourgeoisie, that’s to say the backers of new companies and ventures, especially in Britain’s new colonies, the City merchants who backed the East India Company and the new commercial ventures in America and Africa. These were the most economically and socially dynamic parts of British society and so had to overthrow the shackles of the king’s medieval view of economics and finance (i.e. the king’s total control of monopolies and trade) in order to create a more modern legal and economic model framework for business and trade.

I read and was impressed by the inevitabilist model in my 20s and 30s, but since then I have come to side with the ‘revisionist’ accounts I read in the 1990s, the more modern view that the civil wars were a gigantic accident. That there was nothing inevitable about them. Our nearest European neighbours didn’t experience rebellions in the name of either constitutional freedom or of bourgeois businessmen struggling to make the world safe for capitalism.

In this view, Charles definitely faced huge problems in trying to manage highly polarised factions in three different kingdoms – but it could have been done. Look at some of Charles’s contemporaries:

  • The kings of Spain not only managed their own fractious nations but territories as remote as the Netherlands, parts of Italy and, of course, an entire empire in the New World.
  • The Holy Roman Emperor managed a complex array of kingdoms, including Austria, Bohemia and Hungary.

Although these rulers encountered severe problems during this exact period – Spain was eventually forced to concede the Netherlands their independence – in both of them the monarch not only triumphed but emerged stronger from civil conflicts.

Similarly, France experienced a civil war which is known as the Fronde between 1648 and 1653 and which was also sparked by the king raising deeply unpopular new taxes. And yet Louis XIV not only triumphed over his enemies, but led France to become the strongest power on continental Europe.

In other words, the mid-17th century was certainly a deeply turbulent era of history, and any ruler of the three British kingdoms certainly faced extremely difficult problems – but a better ruler than Charles might have been able to manage it. He would not have provoked the Scottish Presbyterians as he did and, once provoked, he would have managed a Scottish solution. Instead Charles refused to make any compromise and so turned disaffection into open, armed rebellion. A more able ruler would have managed his relationship with Parliament better so that when the Irish Rebellion broke out in 1641, he could have worked with Parliament to solve it (i.e. put it down by military force). Instead, Charles had created a great coalition of enemies in Parliament, across the country, and then in Scotland so that when the external crisis of the Irish rebellion his the political system, instead of uniting the English, it turned into the lever that broke them apart.

In the same way, after reading so many hundreds of accounts of it, I take the outbreak of the First World War not to have been at all inevitable. There were lots of forces tending towards it, but previous flare-ups between the European powers had been successfully de-escalated at specially convened peace conferences, and there was no intrinsic reason why the little local crisis caused by the assassination of Archduke Ferdinand couldn’t have been managed the same way, too.

It was a particular sequence of individual miscalculations and mistakes – the Austrians taking so long to present their ultimatum to Serbia and then Germany giving Austria blank check support – which triggered the war, and these could have been avoided.

I think there is a good case for arguing that there is a sort of technological inevitability to history – that certain inventions follow logically from each other and that these change the economic basis of society and social arrangements. Some countries are self-evidently more technologically advanced than others, and the nature of these technological developments follows a certain logic. Possibly there is a certain ‘path’ which nations follow in the name of ‘development’.

But I don’t think this translates into political inevitability. These technological developments can happen under capitalist or communist, democratic or authoritarian regimes. And nations with very advanced cultures e.g. China or India, never made the technological breakthroughs which happened in the West.

So I think political changes certainly reflect broad social and economic changes, but the way they are shaped and, quite often, the specific trigger points which really decide things one way or the other, are highly contingent on key individuals. The German High Command, Lenin, Stalin, Hitler, Churchill, Roosevelt, Mao – these individuals had enormous, seismic impacts on the flow of events and the world we live in today.

In my own time, the long-term decline of heavy industries in Britain and their offshoring to India and China and other developing countries might have been ‘inevitable’ following the logic of technological development which I’ve suggested. But wasn’t at all inevitable that this process would be managed by the hatchet-faced government of Margaret Thatcher – and her personality and her personal beliefs made all the difference. Compare and contrast the way the same kind of de-industrialisation was managed in Germany or France.

Back to the 17th century, there were certainly long-term economic, social, political and religious issues which faced any ruler of Britain. But Charles I, John Pym and Oliver Cromwell played decisive roles in the outbreak and development of the wars of three kingdoms which were shaped by their characters, abilities and decisions.

For example, there was nothing ‘inevitable’ about the way a small-time East Anglian squire named Oliver Cromwell would turn out to be a military strategist and a political operator of genius, and so be able to not only manage the complex religious, political and military forces unleashed by over ten years of war, but then to go on and maintain England as a republic for ten further long years.

But above all, we’d never even have heard of Cromwell if Charles, at a number of key moments, had been prepared to make concessions – he might have averted war, or shortened the war, or ended it before he drove his opponents into the corner of having to execute him. Imagine what would have happened if he and Archbishop Laud never made their ill-fated journey back to Scotland, been appalled at the ragged state of the Scots Kirk and hadn’t decided to impose ‘unity’ i.e. an English prayer book, on the Scots. Or if he’d had the sense to simply consult the Scottish Parliament and Assembly of the Kirk during its drafting. Or had simply been prepared to make concessions when riots broke out at its first use in Scottish churches. None of those events were fore-ordained, they stem from the decisions of one person.

But instead of this sensible, collegiate approach, Charles’s narrow-minded inflexibility meant he literally couldn’t conceive of consulting anyone else about his decisions, nor of making any kind of compromise when he was opposed. These very specific aspects of Charles’s character were in now way ‘inevitable’ but were entirely contingent.

So, in my opinion, above everything else, the wars of three kingdoms were the direct, personal fault of the arrogant, uncompromising but weak King Charles I.


Related links

A Monarchy Transformed: Britain 1603-1714 by Mark Kishlansky (1996)

Mark Kishlansky (1948 – 2015) was an American historian of seventeenth-century British politics. He was the Frank Baird, Jr. Professor of History at Harvard University, editor of the Journal of British Studies from 1984 to 1991, and editor-in-chief of History Compass from 2003 to 2009.

Kishlansky wrote half a dozen or so books and lots of articles about Stuart Britain and so was invited to write Volume Six of the Penguin History of England covering that period, under the general editorship of historian David Cannadine.

I think of the history of Britain in the 17th century as consisting of four parts:

  1. The first two Stuarts (Kings James I & Charles I) 1603 – 1642
  2. The Civil Wars and Protectorate (Oliver Cromwell) 1642 – 1660
  3. The Restoration (Kings Charles II & James II) 1660 – 1688
  4. The Glorious Revolution and Whig monarchs (William & Mary, then Queen Anne) 1688 – 1714

Although obviously you can go by monarch:

  1. James I (1603-25)
  2. Charles I (1625-42)
  3. Wars of the three kingdoms (1637-53)
  4. Protectorate of Oliver Cromwell (1653-1660)
  5. Charles II (1660-1685)
  6. James II and the Glorious Revolution (1685-88)
  7. William & Mary (1688-1702)

I appreciate that this is an English perspective, and Kishlansky is the first to acknowledge his history tends to focus on England, by far the largest and most powerful of the three kingdoms of Britain. The histories of Scotland and Ireland over the same period shadowed the English timeline but – obviously – had significant events, personnel and continuities of their own. From the start Kishlansky acknowledges he doesn’t have space to give these separate histories the space they deserve.

Why is the history of seventeenth century Britain so attractive and exciting?

The seventeenth century has a good claim to being the most important, the most interesting and maybe the most exciting century in English history because of the sweeping changes that affected every level of society. In 1600 England was still a late-medieval society; in 1700 it was an early modern society and in many ways the most advanced country on earth.

Social changes

  • business the modern business world was created, with the founding of the Bank of England and Lloyds insurance, cheques, banknotes and milled coins were invented; the Stock Exchange was founded and the National Debt, a financial device which allowed the British government to raise large sums for wars and colonial settlement; excise and land taxes provided reliable sources of revenue for the government
  • empire the British Empire was defined with the growth of colonies in North America and India
  • feudal forms of government withered and medieval practices such as torture and the demonisation of witchcraft and heresy died out
  • media newspapers were invented and went from weekly to daily editions
  • new consumer products domestic consumption was transformed by the arrival of new products including tobacco, sugar, rum, gin, port, champagne, tea, coffee and Cheddar cheese
  • the scientific revolution biology, chemistry and physics trace their origins to discoveries made in the 1600s – Francis Bacon laid the intellectual foundations for the scientific method; William Harvey discovered the circulation of the blood; Robert Boyle posited the existence of chemical elements, invented perfected the air pump and created the first vacuum; Isaac Newton discovered his laws of thermodynamics, the composition of light, the laws of gravity; William Napier invented logarithms; William Oughtred invented the multiplication sign in maths; Edmund Halley identified the comet which bears his name, Robert Hooke invented the microscope, the quadrant, and the marine barometer; the Royal College of Physicians published the first pharmacopeia listing the properties of drugs; Peter Chamberlen invented the forceps; the Royal Society (for the sciences) was founded in 1660
  • sport the first cricket and gold clubs were founded; Izaak Walton codified knowledge about fishing in The Compleat Angler; Charles II inaugurated yacht racing at Cowes and Queen Anne founded Royal Ascot
  • architecture Inigo Jones, Sir Christopher Wren, Nicholas Hawksmoor and John Vanbrugh created wonderful stately homes and public buildings e.g. Jones laid out the Covent Garden piazza which remains an attraction in London to this day and Wren designed the new St Paul’s cathedral which became a symbol of London
  • philosophy the political upheavals produced two masterworks of political philosophy, the Leviathan of Thomas Hobbes and John Locke’s Two Treatises of Government, which are still studied and applied in a way most previous philosophy isn’t
  • non conformists despite repeated attempts to ban them, Puritan sects who refused to ‘conform’ to the Restoration settlement of the Church of England were grudgingly accepted and went on to become a permanent and fertile element of British society – the Quakers, Baptists and Presbyterians

Political upheaval

At the centre of the century sits the great 20-year upheaval, the civil wars or British wars or Great Rebellion or the Wars of Three Kingdoms, fought between the armies of parliament and the armies of King Charles I, with significant interventions by armies of Scotland and Ireland, which eventually led to the execution of the king, the abolition of the House of Lords and the disestablishment of the Church of England – achievements which still form a core of the radical agenda to this day. These revolutionary changes were- followed by a series of constitutional experiments under the aegis of the military dictator Oliver Cromwell, which radicalised and politicised an entire generation.

Soon after Cromwell’s death in 1658, his regime began to collapse and elements of it arranged for the Restoration of King Charles II, who returned but under a new, more constitutional monarchy, restrained by laws and conventions guaranteeing the liberties of British subjects and well aware of the mistakes which led to the overthrow of his father.

But none of this stopped his overtly Roman Catholic brother, who succeeded him as James II in 1685, making a string of mistakes which collectively alienated the Protestant grandees of the land who conspired to overthrow him and replace him with the reliably Protestant Prince William of Orange. James was forced to flee, William was invited to become King of England and to rule according to a new, clearly defined constitution or Bill of Rights, which guaranteed all kinds of liberties including of speech and assembly.

All of these upheavals meant that by 1700 England had the most advanced, liberal and open society in Europe, maybe in the world, had experimented with a wide variety of political reforms and constitutions, and developed one which seemed most practical and workable – which was to become the envy of liberals in neighbouring France, and the basis of the more thoroughly worked-out Constitution devised by the founders of the American republic in the 1780s.

Studying the 17th century combines the intellectual excitement of watching these constitutional and political developments unfold, alongside the more visceral excitement of following the dramatic twists and turns in the long civil wars – and then following the slow-burning problems which led to the second great upheaval, the overthrow of James II. There is tremendous pleasure to be had from getting to know the lead characters in both stories and understanding their motives and psychologies.

Key features of 17th century England

The first two chapters of Mark Kishlansky’s book set out the social and political situation in Britain in 1600. These include:

Britain was a comprehensively patriarchal society. The king ruled the country and his word meant life or death. Le Roy le veult – the King wishes it – was the medieval French phrase still used to ratify statutes into law. The monarch made all political, legal, administrative and religious appointments – lords, ministers, bishops, judges and magistrates owed their position to him. In every locality, knights of the shires, justices of the peace administered the king’s laws. The peerage was very finely gradated and jealously policed. Status was everything.

And this hierarchy was echoed in families which were run by the male head of the household who had complete power over his wife and children, a patriarchal household structure endorsed by the examples in the Bible. Women might have as many as 9 pregnancies, of which 6 went to term and three died in infancy, with a further three children dying in infancy.

The family was primarily a unit of production, with all family members down to small children having specified tasks in the often backbreaking toil involved in agricultural work, caring for livestock, foraging for edibles in woods and fields, producing clothes and shoes. Hard physical labour was the unavoidable lot of almost the entire population.

Marriages were a vital way of passing on land and thus wealth, as well as family names and lineages. Most marriages were arranged to achieve these ends. The top responsibility of both spouses were the rights and responsibilities of marriage i.e. a wife obeyed her husband and a husband cherished and supported his wife. It was thought that ‘love’ would grow as a result of carrying out these duties, but wasn’t a necessary component.

Geography 80% of the population in 1600 worked on the land. Britain can be divided into two geographical zones:

1. The North and West The uplands of the north-west, including Scotland and Wales, whose thin soils encouraged livestock supplemented by a thin diet of oats and barley. Settlements here were scattered and people arranged themselves by kin, in Scotland by clans. Lords owned vast estates and preserved an old-fashioned medieval idea of hospitality and patronage.

Poor harvests had a catastrophic impact. A run of bad harvests in the 1690s led to mass emigration from Scotland to America, and also to the closer ‘plantations’ in Ulster.

It was at this point that Scottish Presbyterians became the majority community in the province. Whereas in the 1660s, they made up some 20% of Ulster’s population… by 1720 they were an absolute majority in Ulster, with up to 50,000 having arrived during the period 1690-1710. (Wikipedia)

2. The south and east of Britain was more densely populated, with villages and towns instead of scattered homesteads. Agriculture was more diverse and productive. Where you have more people – in towns and cities – ties of kinship become weaker and people assess each other less by ‘family’ than by achievements, social standing and wealth.

The North prided itself on its older, more traditional values. The South prided itself on being more productive and competitive.

Population The population of England rose from 4 million in 1600 to 5 million in 1700. There were maybe 600 ‘towns’ with populations of around 1,000. Big provincial capitals like Norwich, Exeter or Bristol (with pops from 10,000 to 30,000) were exceptions.

London was unlike anywhere else in Britain, with a population of 200,000 in 1600 growing to around 600,000 by 1700. It was home to the Court, government with its Houses of Lords and Commons, all the main law courts, and the financial and mercantile hub of the nation (Royal Exchange, Royal Mint, later the Bank of England and Stock Exchange). The centre of publishing and the new science, literature, the arts and theatre. By 1700 London was the largest city in the Western world. Edinburgh, the second largest city in Britain, had a paltry 40,000 population.

Inflation Rising population led to a squeeze on food since agricultural production couldn’t keep pace. This resulted in continuous inflation with foodstuffs becoming more expensive throughout the century, which reduced living standards in the countryside and contributed to periods of near famine. On the other hand, the gentry who managed to hang onto or increase their landholdings saw an unprecedented rise in their income. The rise of this class led to the development of local and regional markets and to the marketisation of agriculture. Those who did well spent lavishly, building manors and grand houses, cutting a fine figure in their coaches, sending the sons to university or the army, educating their daughters in order to attract wealthy husbands.

Vagrancy The change in working patterns on the land, plus the rising population, led to a big increase in vagrancy, which the authorities tackled with varying degrees of savagery, including branding on the face with a V for Vagrant. Contemporary theorists blamed overpopulation for poverty, vagrancy and rising crime. One solution was to encourage the excess population to settle plantations in sparsely populated Ireland or emigrate to New England. There were moral panics about rising alcoholism, and sex outside marriage.

Puritans Leading the charge to control immoral behaviour were the Puritans, a negative word applied to a range of people who believed that the Church of England needed to be further reformed in order to reach the state of purity achieved by Calvinists on the continent. Their aims included:

  • abolition of the 26 bishops (who were appointed by the king) and their replacement by Elders elected by congregations
  • reforms of theology and practice – getting rid of images, candles, carvings etc inside churches, getting rid of elaborate ceremonies, bells and incense and other ‘Roman’ superstitions
  • reducing the number of sacraments to the only two practiced by Jesus in the New Testament
  • adult baptism replacing infant baptism

Banning Closely connected was the impulse to crack down on all ungodly behaviour e.g. alcohol (close pubs), immorality (close theatres), licentiousness (ban most books except the Bible), lewd behaviour (force women to wear modest outfits, keep their eyes on the ground), ban festivals, ban Christmas, and so on.

Trans-shipping The key driver of Britain’s economic wealth was shipping and more precisely trans-shipping – where goods were brought in from one source before being transhipped on elsewhere. The size of Britain’s merchant fleet more than tripled and the sized of the cargo ships increased tenfold. London’s wealth was based on the trans-shipping trade.

The end of consensus politics

The second of Kishlansky’s introductory chapters describes in detail the political and administrative system in early 17th century Britain. It is fascinating about a) the complexity of the system b) its highly personal orientation about the person the monarch. It’s far too complicated to summarise here but a few key themes emerge:

Consensus Decisions at every level were reached by consensus. To give an example, when a new Parliament was called by the king, the justices of the peace in a county met at a session where, usually, two candidates put themselves forward and the assembled JPs discussed and chose one. Only very rarely were they forced back on the expedient of consulting local householders i.e. actually having a vote on the matter.

Kishlansky explains how this principle of consensus applied in lots of other areas of administration and politics, for example in discussions in Parliament about acts proposed by the king and which needed to be agreed by both Commons and Lords.

He then goes on to launch what is – for me at any rate – a new and massive idea: that the entire 17th century can be seen as the slow and very painful progression from a political model of consensus to an adversarial model.

The entire sequence of civil war, dictatorship, restoration and overthrow can be interpreted as a series of attempts to reach a consensus by excluding your opponents. King Charles prorogued Parliament to get his way, then tried to arrest its leading members. Cromwell, notoriously, was forced to continually remodel and eventually handpick a Parliament which would agree to do his bidding. After the Restoration Charles II tried to exclude both Catholics and non-conforming Protestants from the body politic, imposing an oath of allegiance in order to preserve the model of consensus sought by his grandfather and father.

the point is that all these attempts to purify the body politic in order to achieve consensus failed.

The advent of William of Orange and the Bill of Rights in 1689 can be seen as not so much defining liberties and freedoms but as finally accepting the new reality, that political consensus was no longer possible and only a well-managed adversarial system could work in a modern mixed society.

Religion What made consensus increasingly impossible? Religion. The reformation of Roman Catholicism which began in 1517, and continued throughout the 16th century meant that, by the 1620s, British society was no longer one culturally and religiously unified community, but included irreducible minorities of Catholics and new-style Calvinist Puritans. Both sides in what became the civil wars tried to preserve the old-fashioned consensus by excluding what they saw as disruptive elements who prevented consensus agreements being reached i.e. the Royalists tried to exclude the Parliamentarians, the Parliamentarians tried to exclude the Royalists, both of them tried to exclude Catholics, the Puritans once in power tried to exclude the Anglicans and so on.

But the consensus model was based on the notion that, deep down, all participants shared the same religious, cultural and social values. Once they had ceased to do that the model was doomed.

Seen from this point of view the entire history of the 17th century was the slow, bloody, and very reluctant acceptance that the old model was dead and that an entirely new model was required in which political elites simply had to accept the long-term existence of sincere and loyal but completely different opinions from their own.

Political parties It is no accident that it was after the Glorious Revolution that the seeds of what became political parties first began to emerge. Under the consensus model they weren’t needed; grandees and royal ministers and so on managed affairs so that most of them agreed or acquiesced on the big decisions. Political parties only become necessary or possible once it had become widely accepted that consensus was no longer possible and that one side or another in a debate over policy would simply lose and would have to put up with losing.

So Kishlansky’s long and fascinating introduction leads up to this insight – that the succession of rebellions and civil wars across the three kingdoms, the instability of the Restoration and then the overthrow of James II were all necessary to utterly and finally discredit the old late-medieval notion of political decision-making by consensus, and to usher in the new world of political decision-making by votes, by parties, by lobbying, by organising, by arguing and taking your arguments to a broader political nation i.e. the electorate.

In large part the English Revolution resulted from the inability of the consensual political system to accommodate principled dissension. (p.63)

At a deep level, the adoption of democracy means the abandonment of attempts to repress a society into agreement. On this view, the core meaning of democracy isn’t the paraphernalia about voting, that’s secondary. In its essence democracy means accepting other people’s right to disagree, sincerely and deeply, with what you hold to be profoundly true. Crafting a system which allows people to think differently and speak differently and live differently, without fear or intimidation.


Related links

The Plantagenets (2) by Dan Jones (2012)

Part two of my summary of Dan Jones’s rip-roaring, boys-own-adventure, 600-page-long account of the history of the Plantagenet kings and queens (1154 to 1400).

Episodes

It becomes clearer in the second half of the book that each of the book’s short chapters (average length 9 pages) begins with a dramatic moment or colourful scene which grabs our attention. And then Jones goes back a bit to explain how it came about, what led up to it and what it meant.

This helps explain why the book feels so popular and gripping, because, on one level, it supplies a steady sequence of 85 (there are 85 chapters) dramatic, exciting or colourful moments. This became particularly obvious in a sequence of chapters about the early reign of Edward III:

When Parliament met in March 1337, a hum of excitement and agitation settled over Westminster…
(New Earls, New Enemies)

On 26 January 1340, Edward III entered the Flemish city of Ghent, with his entire household accompanying him, including his heavily pregnant queen, who was carrying the couple’s sixth child in ten years…
(The Hundred Years War Begins)

As dusk approached on the evening of 24 June 1340, six months after he had declared himself king of the best part of western Europe, Edward stood aboard his flagship, the cog Thomas… and watched the sea offshore from Sluys, in Flanders, churn with the blood of tens of thousands of Frenchmen…
(Edward at Sea)

Violent seas threw the king’s boat about for three days as it stuttered from the coast of Flanders to the mouth of the Thames. It was the very end of November 1340, and with winter approaching it was more dangerous than usual to venture a Channel crossing…
(The Crisis of 1341)

In the heat of July 1346 the English army marched through a broken, hell-bright landscape of coastal Normandy. All around them fields were lit up in ghastly orange by marauding bands of arsonists…
(Dominance)

The English summer of 1348 was wet, but in defiance of the weather the country fairly blazed with glory. The king had returned to England in October the previous month in triumph…
(The Death of a Princess)

You get the idea. The way the chapters don’t have numbers but snappy or sensational titles also helps give you the impression that what you’re reading is less like a traditional history and more like a poolside thriller.

Henry III and Prince Edward

We left our heroes in the last days of the weak and malleable king, Henry III – years which saw the rise of his tough, warrior son, Prince Edward (b.1239).

Prince Edward led the Royalist army at the Battle of Lewes on 14 May 1264, the first set piece battle on English soil in a century. The rebels won, capturing the King, Lord Edward, and Richard of Cornwall, Henry’s brother and the titular King of Germany. This led to the Great Parliament of 1265 (also known as Montfort’s Parliament). For the first time representatives were invited from all the counties and selected boroughs of England. Voting rights were discussed. All this was the seeds of modern democracy, more accurately part of the ongoing detailed process whereby successive Plantagenet kings found themselves forced to consult, first with the barons and nobles and then, by the reign of Richard II (1377 to 1399) with the ‘commons’, the knights and justices of the shires.

But Prince Edward managed to escape from captivity and rallied royalist nobles as well as Welsh rebels and this led to a pitched battle with de Montfort’s forces at Evesham, which was a decisive royalist victory. Jones describes how a 12-man hit squad was commissioned to roam the battlefield, ignoring everything, with the sole task of finding and killing de Montfort. They succeeded. His body was mutilated, his testicles, hands and feet cut off. To later generations he became a sort of patron saint of representative government. Today De Montfort University in Leicester is named after him.

Henry III was once again titular king but he was a broken, dithering old man. The real power in the land was his forceful and energetic son, Edward (named after Henry’s icon, Edward the Confessor) who turned out to be a very different character from the saintly Saxon.

Edward I (1272 to 1307) ‘a great and terrible king’

Edward’s career divides into roughly four parts:

1. Young manhood

Growth to maturity under his father Henry (1239 to 1272). This involved him in the complex problems caused by his father’s weakness and the malign influence of his mother’s foreign relations, the de Lusignan family, all of which climaxed in the Barons Wars, in which rebels against royal authority were led by Simon de Montfort. These forces won the battle of Lewes in 1264 and de Montfort was for a few years effectively ruler of England, but were then comprehensively crushed and de Montfort killed at the Battle of Evesham in 1265. The civil war dragged on for a few more years, with individual rebels being picked off or offered concessions and peace.

2. Crusade (1270 to 1274)

Edward mulcted the country to raise the money to go on the Ninth Crusade and, unlike his immediate forebears, actually managed to leave, but the crusade proved to be a fiasco in several ways. For a start the leader, French King Louis IX of France allowed himself to be persuaded by his brother, Charles of Anjou, who had made himself King of Sicily, to sail not to Palestine but to attack his enemies in the coast of Tunisia, who were harrying Sicily. By the time Edward arrived Louis had signed a peace with the emir leaving Edward and his army with nothing to do. Undeterred they sailed for the Holy Land.

Here the situation was poor. Jerusalem had fallen 50 years earlier leaving Acre the centre of the diminished Crusader state and this was menaced by the overwhelming force of Baibars, leader of the Mamluks. After a few feeble sorties Edward had to stand by while Hugh III king of Jerusalem made a treaty with the Mamluks, who were themselves menaced by the encroaching Mongols in the north. The only notable event of Edward’s crusade is when an assassin was allowed into his private chambers and stabbed him. Edward managed to kill the attacker but was seriously wounded and took months to recover.

With the signing of the peace treaty there was little more to do, so he reluctantly packed up and headed back to England. En route he learned that his father had died but instead of rushing back took nearly a year to return, attending to business in his province of Gascony, then having an audience with the French king at which he renewed his vows of fealty i.e. that he held Gascony as a servant of the French King.

3. Wales

Edward is famous for his wars of conquest in Wales and Scotland. Wales came first. It was ruled by Llywelyn ap Gruffudd who had benefited from the Barons Wars and slowly intimidated his way to rule over more and more of the other Welsh princes from his base in the northern province of Gwynned. Eventually, Llywelyn’s aggressive policies triggered a response from Edward who invaded with an overwhelming force in a carefully calculated campaign. In less than a year he had forced Llywelyn ap Gruffudd to retreat. Edward built enormous castles to act as permanent English powerbases as he and his army progressed through north Wales. After Llywelyn sued for peace he was made to perform fealty to Edward, hand over hostages, pay fines, and then travel to Westminster to perform submission, again.

In 1284 Edward issued the Statute of Rhuddlan that annexed Wales and made it a province of England. The title Prince of Wales was handed to Edward’s eldest son, Prince Edward (later Edward II) – a tradition that continues to this day.

4. Scotland

Edward was so relentless in his attacks against the Scots that after his death he became known as ‘Scottorum malleus’ – the Hammer of the Scots. In 1287 Alexander III, King of Scots, died suddenly after falling from his horse. The succession crisis that followed presented Edward with a golden opportunity to expand on his conquest of Wales. In the absence of an obvious heir, the Scottish crown looked set to pass to Alexander’s infant grand-daughter, Margaret, the daughter of the King of Norway, hence the folk name she acquired, the ‘Maid of Norway’. But all elaborate plans centring on her collapsed when she died en route to Scotland.

With rival claimants vying for the crown Edward was invited by the senior nobles of Scotland to judge the claims and make the choice. This was a golden opportunity and Edward exploited it insisting that he be recognised as feudal overlord of the Scots before a new Scots king be appointed. The two strongest claimants were Robert Bruce and John Balliol. After much machination Balliol was appointed king, but on the understanding that he did so as vassal to Edward.

Edward rode Scotland hard, demanding high taxes and soldiers for his wars in Wales and Gascony. In 1295 the Scots signed a mutual aid treaty with France, an alliance which was to last centuries and come to be known as ‘the Auld Alliance’.

Edward launched a brutal attack, taking Berwick, which the Scots had occupied, slaughtering the inhabitants before pushing on into Scotland and decisively defeating the Scots at the Battle of Dunbar 1296. Balliol was captured, stripped of his ceremonial trappings, and sent to prison in England, while Edward’s army returned south laden with loot including the legendary stone of Scone, also known as the Stone of Destiny, which was placed under the throne in Westminster Abbey.

However the Scots, like the Welsh, refused to accept defeat, and rebellions broke out in the highlands and lowlands, the latter led by William Wallace who managed to defeat the army Edward sent against him at the Battle of Stirling Bridge 11 September 1297. At which point Edward marched north with another army and defeated Wallace at the Battle of Falkirk. Wallace was later captured and sent south to London where he was brutally tortured and executed.

However Robert Bruce, who lost the contest for the crown in 1295, won support among the Scots nobles and had himself crowned King of Scotland in 1306. As he hadn’t asked permission of Edward, the English king once again marched north, defeated the Scots in a series of battles and forced Robert to flee. However, the Bruce refused to admit defeat, gathered his forces, and made renewed attacks on isolated English garrisons in 1307. Not even the capture and execution of key Bruce supporters (including members of Bruce’s own family) could reverse the tide.

Yet again Edward marched north but on 7 July 1307, within sight of Scotland in sight, the 68-year-old king died at Burgh-on-Sands. The campaign for the conquest of Scotland passed on to his son, Edward II who was, to the Scots’ relief, and shadow of his brutal and implacable father. In 1314 Bruce was to rout a larger English force at Bannockburn. Recognition of Scotland’s sovereignty came at the start of the reign of Edward’s grandson, Edward III, in 1328.

The Jews

Usury i.e. lending money out at interest, was banned to Christians, but kings and merchants needed funds so money-lending tended to be a specialist activity of England’s small Jewish community of maybe 2,000. This activity and their status as outsiders to the laws of the land made them vulnerable to victimisation. In 1275 Edward issued the Statute of Jewry that imposed severe taxation on the Jewish population of England. The Statute proved both lucrative and popular, so Edward extended the policy and in 1290 expelled the entire Jewish community from England – minus their money and property. The money raised went directly into his expensive campaigns in Scotland and Wales.

Edward II (1307 to 1327)

The revelation for me was how unpopular Edward II was even before he became king. Edward I fathered no fewer than 14 children but with the deaths of most of the older ones, young prince Edward of Carnarfon emerged as the heir and favourite. But even by the time he was a teenager he was already proving a disappointment. There are records of numerous violent arguments between father and son, not least as Edward fell under the hypnotic spell of the charismatic Piers Gaveston.

It is difficult to establish at a distance of eight hundred years just what their relationship really amounted to but Jones points out that the accusations of homosexuality which later gathered round the relationship only really appear in the chronicles after Edward’s death in 1327. From Edward’s recorded words and writings during his reign, it seems that he regarded Gaveston more as a beloved adopted brother, who he blindly hero worshipped. Gaveston joined Edward’s household in 1300 and was tried and executed in 1312 and during this time caused havoc. He was dilettantish and rapacious, greedy for titles.

Gaveston stage-managed Edward II’s coronation, shocking the assembled nobility of England by rudely sidelining Edward’s queen, Isabella, daughter of the powerful King Philip IV of France. His behaviour alienated numerous groups and noble families who first protested and forced the king to send him into exile, then, when Gaveston returned, and then rose against the king. Edward II’s reign comes to its first climax with the seizure and execution of Gaveston by a kangaroo court led by the Earl of Lancaster, in 1312. The polarisation of the aristocracy led to several years of confrontation between the armed camps and it was during this period that the Scots won their great victory at the Battle of Bannockburn in June 1314.

The sense of ill omen about Edward’s reign was compounded by the Great Famine of 1315 to 1317. For three years in a row there was unusual amounts of rainfall in the spring and summer which ruined crops. There was widespread famine and reports of cannibalism. It is thought that population had been rising since the time of the Norman Conquest but now it came to a dead halt and declined. The famine undermined belief in the church and the efficacy of prayer, and also in the secular authorities who proved hopeless at alleviating starvation.

But having eliminated Gaveston did not change Edward II’s dependence and he switched his allegiance to the Despenser family, in particular Hugh Despenser the Younger with whom he became close friends. The same problems arose again, which is that the king gave disproportionate amounts of land and favours and honours to the Despensers and their extended family, perpetuating the party opposed to Edward.

In 1321, once again led by the Earl of Lancaster, the rebellious barons seized the Despensers’ lands and forced the king to exile them. Edward led a short military campaign, capturing and executing Lancaster and restoring Despensers grip on power. The cabal set about executing their enemies and confiscating their estates, particularly of the Mortimer family who had become one of the leading opponents and now fled to France.

The French king took advantage of the turmoil in England to make attacks on Plantagenet territory in France, particularly Aquitaine. Lacking the money or support from his nobles to launch any kind of military campaign, in 1325 Edward sent his queen, Isabella, to negotiate a peace treaty but by now she had had quite enough of a king who did nothing but snub her and load his favourites with wealth and honour. Isabella not only refused to return but quickly fell into league with the exiled noble Roger Mortimer and scandalised opinion by taking him as her lover.

In 1326 they landed with a small army in East Anglia and, as they marched across the country, more and more local nobles rallied to the cause. As his regime collapsed around him, Edward was forced to flee to Wales where he was captured in November. The king was forced to relinquish his crown in January 1327 in favour of his 14-year-old son, Edward III, and he died in Berkeley Castle on 21 September, probably murdered on the orders of the new regime.

Edward III (1327 to 1377)

In Jones’s account Edward’s reign falls into roughly three periods. For the first three years, as a boy, he was under the guardianship of his mother Isabella and her lover Roger Mortimer, who proved every bit as rapacious as the former king had been. As soon as he was old enough, in 1330 Edward launched a coup against them. Isabella was exiled to a provincial castle but Mortimer was formally tried for arrogating royal power, found guilty and hanged at Tyburn.

Part two of his life is the central period from 1330 to 1360, during which Edward emerged as possibly the greatest of all the Plantaganet kings. He:

  1. conducted successful campaigns to restore or establish English control of Wales, Scotland and key territories in mainland France, namely Aquitaine
  2. fathered a huge brood of children (ten), with three or four of the sons growing up to become powerful and successful soldiers, political figures and leaders in their own right, namely Edward the Black Prince b.1330
  3. realising the English aristocracy had been depleted by deaths in battle and also what had been in effect the civil war of Edward II’s reign, Edward cannily set about creating new earls and awarding them land around the kingdom, along with a new order of ‘dukes’, this creating a special bond between himself and the nobles of England
  4. Edward was fascinated by the legend of King Arthur and spent a fortune commissioning a room to hold a Round Table at Windsor, as well as instituting the noble Order of the Garter, as another way of binding together the English aristocracy

Edward was determined to seize back the territories in continental France which had been held by Henry II at the peak of the Plantagenet Empire. Over the next thirty years he launched a series of campaigns which led to the two ‘famous’ victories over French armies, at Crecy on 26 August 1346 and Poitiers on 19 September 1356. The latter battle was so decisive the English captured the French King John II and took him, and numerous other nobles, back to England to be ransomed.

Jones explains how Edward set about carefully allotting each of his adult sons a territory within his ’empire’ to manage, with the Black Prince being awarded Aquitaine, the duchy belonging to his great grandfather Richard the Lionheart. However, the Prince’s rule was troubled by three factors. He chose to get dragged into the affairs of Spain, taking the side of Don Pedro of Castile against his half-brother Henry of Trastámara. The Prince defeated Henry only to discover that Pedro was completely broke and couldn’t pay anything towards the huge loans the Prince had taken out to pay his mercenaries. This led directly to the second bad decision which was that the Prince was forced to impose onerous taxes on the nobles and people of Aquitaine, managing to alienate all of them. When the king of France came probing around the border of Aquitaine, towns opened their gates to him without a fight.

The third piece of bad luck was that during the campaign against Henry of Trastámara, the Prince picked up a recurrent fever, maybe malaria, which undermined the physical energy which had made him such a legend at Crecy and Poitiers. Increasingly enfeebled – having to be carried around in a sedan chair – he reacted savagely to his mounting problems. After the town of Limoges capitulated to the French king without a struggle, but was then retaken by English forces, the Prince ordered an indiscriminate slaughter of the civilian population in 1370. The Black Prince returned to England in 1371 and the next year resigned the principality of Aquitaine and Gascony. He lingered on, increasingly infirm, for five more years and died in 1376, the year before his father.

As the 1360s progressed, King Edward himself grew more infirm. Many of the close knit circle of contemporaries passed away. In 1364 King John II of France passed away and was succeeded by the vigorous and aggressive Charles V. Edward sent his son John of Gaunt with an army against Charles but the campaign was a failure. With the Treaty of Bruges in 1375, the once-great English possessions in France were reduced to the coastal towns of Calais, Bordeaux, and Bayonne.

Edward’s beloved wife Philippa of Hainault died in 1369. Grief-stricken, Edward took comfort in a long-running affair with a mistress, Alice Perrers. Discontent at home led to the convocation of the so-called Good Parliament in 1376, which was the longest parliament up to that time. As so often it was called to raise taxes for the crown, but was an opportunity for critics to vent their grievances and in particular gave voice to the so-called commons more than any previous meeting.

But the real power in the land at the end of Edward’s reign was his son John of Gaunt.

The Black Death

Plague came to England in 1348, arriving at Weymouth in Dorset, from Gascony in June 1348. By autumn, the plague had reached London, and by summer 1349 it covered the entire country, before dying down by December. The best current estimate is that, depending on region, between 40 and 60 percent of the population perished. Not so well known is that the plague returned in 1361 to 1362 this time causing the death of around 20 percent of the population.

Leaving aside the horror and the despair the surprising thing, in Jones’s account at any rate, is how little impact this astonishing holocaust had on the economic, political, military or social structures of the day. The best known is that is resulted in a shortage of labour which lasted generations and, in effect, led to the end of feudal servitude.

Because he is interested in political history and, more precisely, in the stories of the kings conceived as Hollywood blockbusters, the plague makes remarkably little difference to Jones’s narrative. In 1356 England and France are back at war as if nothing had happened.

Richard II (1377 to 1399)

Richard was the second ill-fated king of the 14th century, destined, like Edward II, to be overthrown and, oddly, after nearly the same length of reign, 20 years for Edward II, 22 years for Richard II.

Richard was the son of Edward III’s oldest surviving son, Edward the Black Prince and so heir to the throne even though his father died before his grandfather. Having been born in 1367 he was only ten when he came to the throne and Jones gives a vivid description of his coronation and the surrounding festivities which – he speculates – deeply marked the boy, convincing him of his divine right to rule.

The common people, and the nobles, all hoped the arrival of a new young king would mark a turnaround from the sombre final years of Edward III’s reign. They also crowned him in a hurry because many feared that the mature and forceful John of Gaunt was himself scheming to seize the throne.

Early on he was controlled by a series of Regency Councils dominated by his uncles, John of Gaunt and Thomas of Woodstock, though their influence was contested. The ruling classes imposed a series of three poll taxes to raise money for continuing the war with France, and this was one of the spurs which led to a sudden outbreak of violence among serfs in Essex and Kent which quickly escalated into the Peasants’ Revolt. The revolt was a really serious violent revolution. The rebels took London, burning and looting, seized the Tower of London and murdered many leading notables including the Archbishop of Canterbury, who was also Lord Chancellor, and the king’s Lord High Treasurer, Robert Hales.

Richard played an astonishingly central role in quelling the revolt, personally intervening to meet the rebel leaders and organise an ambush whereby the main leader Wat Tyler was pulled from his horse and stabbed. When the mob surged forward Richard rode among them and shouted ‘I am your leader, follow me’, and they did follow him away from the scene of the murder and Richard’s militia was then able to disperse them.

Richard married Anne of Bohemia, daughter of Charles IV, the Holy Roman Emperor, on 20 January 1382, the empire being seen as potential allies against France in the ongoing Hundred Years’ War, but the marriage was unpopular, the alliance didn’t lead to a single military victory, and the marriage was childless. Anne died from plague in 1394, greatly mourned by her husband.

Richard’s reign was marked by two political crises, in 1386 to 1388 and the final one in 1397 to 1399.

First crisis 1386 to 1388

Favourites

Very like Edward II, Richard appointed a handful of devoted favourites who he lavished with honours and lands and positions. The fact that they came from merchant families without true aristocratic forebears, created great resentment among the rest of the nobility. There were Michael de la Pole, created chancellor in 1383 and Earl of Suffolk two years later. Worse was Robert de Vere, Earl of Oxford, who Richard raised to the new title of Duke of Ireland in 1386. Their relationship was so close that later chroniclers speculated it was homosexual.

Failure in France and Scotland

An expedition to France to protect English possessions was a failure. Richard decided to lead an expedition against Scotland but this also was a miserable failure as the Scots evaded a set-piece battle. Rumblings against the king was led by the Duke of Gloucester and Richard Fitzalan, Earl of Arundel.

The Wonderful Parliament (November 1386)

Parliament was called in November 1386 and the unpopular chancellor, Michael de la Pole, asked for an unprecedented level for taxation to cover these military expeditions. The parliament blamed Richard for the military failures and said it couldn’t consider the issue till de la Pole was removed. The king dismissed their threat but was in the end forced to sack de la Pole. Parliament appointed a ‘continual council’ to supervise the king’s rule, a direct and humiliating attack on Richard’s royal prerogative.

As soon as the parliament had closed, Richard denounced all its actions and in the new year went on a prolonged tour of the country to drum up support and appointed de Vere Justice of Chester to build up a powerbase in Cheshire. Here he put great pressure on seven senior judges to annul the decisions of Parliament and denounce its leaders as traitors.

Radcot bridge 19 December 1387

On his return to London, the king was confronted by the Duke of Gloucester, Arundel and Thomas de Beauchamp, 12th Earl of Warwick, who brought an appeal of treason against de la Pole, de Vere, Tresilian, and two other loyalists, the mayor of London, Nicholas Brembre, and Alexander Neville, the Archbishop of York. Richard played for time and ordered de la Pole to bring loyalist forces from Chester.

Jones opens the relevant chapter with a wonderfully atmospheric account of the loyalist forces advancing under cover of fog towards the Thames but being confronted at Radcot Bridge by overwhelming rebel forces and being forced to swim his horse out into the Thames and escape downstream, ultimately fleeing to France.

The Merciless Parliament (February to June 1388)

Parallel to his efforts to raise loyalist forces and seize back London, Richard had been involved in lengthy negotiations with the king of France whereby he would relinquish all England’s territory in France except for Aquitaine, for which he would proclaim himself the French king’s vassal. Rumours of these negotiations leaked out and led to fears that Richard might be prepared to countenance a French invasion of England, so long as he was returned to the throne.

Richard’s original opponents were now joined by John of Gaunt’s son Henry Bolingbroke, Earl of Derby, and Thomas de Mowbray, Earl of Nottingham and the group became known as the Lords Appellant because, with de Vere out of the way, they now made legal demands (or appeals) designed to dismantle the apparatus of Richard’s rule. Having dispersed the loyalist army at Radcot, the rebels now marched back to London where they found the king barricaded in the Tower of London which, however, they entered and confronted the king in person with accusations of treason. Apparently the Lords debated executing the king there and then – it came that close, executing their liege king to whom they were all related and who they were negotiating with – but decided against it and called another parliament.

The parliament convened in February 1388 and became known as the Merciless Parliament because the Lords revealed Richard’s treacherous plans with France, won over the Houses of Lords and the Commons and pushed ahead with legal actions to have almost all of Richard’s advisers convicted of treason. Two key figures in the administration, Brembre and Tresilian, were condemned and executed, while de Vere and de la Pole – who had both fled the country – were tried for treason and sentenced to death, then the Appellants went on to arraign, try and execute most of the rest of Richard’s inner circle.

It reads like something from the Terror of the French Revolution. Not only the leading nobles but retainers, clerks, chaplains, and secretaries to Richard were summarily condemned and executed. The seven judges who had been terrorised into denouncing the Lords Appellent, the year before in Chester, were all arrested, tried and executed. Richard’s chamber knights were tried and executed. Richard’s intermediaries who had been negotiating with France, were discovered and executed. No wonder it ended up being called the Merciless Parliament.

Restoration

Amazingly, given that their power had been so absolute and the terror so thorough and Richard’s humiliation so complete, Richard returned to personal rule in 1389 and ruled more or less successfully for the next eight years. He was helped by the fact that, once the Lords Appellant had liquidated so many of their enemies, as a group they fell apart, reverting to their individual interests. One of the things which united them had been opposition to Richard’s peace policy with France but when they requested another round of taxation to further their war policy, Parliament baulked and the tide of opinion turned against them.

France and Ireland

Richard therefore spent the next few years trying to finalise a peace treaty with France. Meanwhile the Anglo-Irish lords were begging for help against the insurgent Irish and in the autumn of 1394, Richard left for Ireland, where he remained until May 1395. His army of more than 8,000 men was the largest force brought to the island during the late Middle Age, the invasion was a success, and a number of Irish chieftains submitted to English overlordship.

Second crisis 1397 to 1399

The last few years of Richard’s rule are referred to as the ‘tyranny’. The king had Gloucester, Arundel and Warwick arrested in July 1397. After years or reasonably peaceful rule, and bolstered by success in Ireland, Richard felt strong enough to safely retaliate against these three men for their role in events of 1386–88 and eliminate them as threats to his power. Arundel’s brother Thomas Arundel, the Archbishop of Canterbury, was exiled for life. Richard then set about persecuting his enemies around the regions of England. All the allies of the former Lords Apellant were arrested, tried and released only on payment of enormous fines.

The policy was made possible by the support of old John of Gaunt, Duke of Lancaster, and a suite of powerful magnates who Richard awarded with new titles and lands including the former Appellants Henry Bolingbroke, Earl of Derby, who was made Duke of Hereford, and Thomas de Mowbray, Earl of Nottingham, who was created Duke of Norfolk, John and Thomas Holland, the king’s half-brother and nephew, who were promoted from earls of Huntingdon and Kent to dukes of Exeter and Surrey respectively, the King’s cousin Edward, Earl of Rutland, who received Gloucester’s French title of Duke of Aumale, Gaunt’s son John Beaufort, Earl of Somerset, who was made Marquess of Somerset and Marquess of Dorset and so on.

The Shrewsbury parliament

In 1398 Richard summoned a packed Parliament to Shrewsbury – known as the Parliament of Shrewsbury – which declared all the acts of the Merciless Parliament to be null and void, and announced that no restraint could legally be put on the king. It delegated all parliamentary power to a committee of twelve lords and six commoners chosen from the king’s friends, making Richard an absolute ruler unbound by the necessity of gathering a Parliament again.

The house of Lancaster

John of Gaunt, son of Edward III, brother of Richard’s father the Black Prince, and so Richard’s uncle, had cast a long shadow over Richard’s reign. In the 1390s he had gone to Spain to pursue claims, through his wife, Constance of Castile, to the titles of King of Castile and León, but had returned in 1397. Next to the king he was the largest, richest landowner in the country and had a virile, aggressive son, Henry Bolingbroke, Duke of Hereford.

Bolingbroke versus Mowbray

In December 1397 a bitter quarrel broke out at the core of the courtly circle when Bolingbroke accused Thomas Mowbray of saying that, as former Lords Appellant, they were next in line for royal retribution. Mowbray denied the claim and it was decided the quarrel should be settled the old fashioned way through a joust. Jones vividly paints the scene as the setting for a mounted joust was assembled and the two warriors arrived on horseback in full knightly array.

Bolingbroke exiled

However, just as they were gearing themselves to ride at each other Richard intervened and cancelled the joust, deciding that Mowbray should be exiled for life, Bolingbroke for ten years. Aristocratic and public opinion was dismayed, John of Gaunt complained but was by now very ill. When Gaunt died in February 1399 Bolingbroke should have succeeded to his father’s vast lands and wealth. However, Richard extended his exile to life and proceeded to sequester the Lancaster estate, parcelling it out to loyal followers.

Bolingbroke’s return

Amazingly, Richard chose this moment to lead an army back to Ireland in May 1399. Bolingbroke saw his opportunity and landed with a small force at Ravenspur in Yorkshire at the end of June 1399. What follows reads almost as a fairy story as men of all ranks rallied to Bolingbroke’s flag, because they thought he had been treated badly, because they were sick of the king’s erratic and tyrannical behaviour, because they thought it was time for a change.

Also Richard had taken most of his household knights and the loyal members of his nobility with him to Ireland so there was no-one to organise opposition. Bolingbroke met with the powerful Henry Percy, 1st Earl of Northumberland, and persuaded him that he didn’t seek the crown, merely the rightful return of his patrimony and Percy decided to support him.

By the time Richard returned from Ireland, landing in Wales on 24 July, it was all over. Bolingbroke had conquered England without a battle. He was astounded to realise that all the leading men of the realm had gone over to Bolingbroke without a struggle. On 19 August Richard II surrendered to Henry at Flint Castle, promising to abdicate if his life were spared. Richard was taken back to London and imprisoned in the Tower of London on 1 September.

Deposing Richard

Henry had by now realised he could become the next king, but exactly how to manage it presented problems. Henry wasn’t even the next in line to the throne: the most direct heir was Edmund Mortimer, 5th Earl of March, great-grandson of Edward III’s second surviving son, Lionel. Bolingbroke’s father, John of Gaunt, had been Edward’s third son to survive to adulthood. The problem was solved by emphasising Henry’s descent in a direct male line, whereas March’s descent was through his grandmother, Philippa.

Psychodrama

These final chapters of Jones’s history overshadow all the preceding adventures because what happened to Richard is so weird that the modern reader can’t help envisioning it as a play or movie. Henry and Richard were related. They had a common history having, for example, both survived the Peasants revolt back in 1381, and the rights and wrongs of the king’s policies vis-a-vis the House of Lancaster were both intimately personal and of national political importance. And then, how did Henry square the age’s religious-ideological belief in the divinity of the king, with the reality of leading a broken, tearful young man (Richard was just 32) to the Tower and locking him up while powerful barons decided just how to get rid of him and whether or not to execute him.

Parliament decides

In the end, tellingly, Henry worked through parliament. The Archbishop of Canterbury read out to an assembly of lords and commons at Westminster Hall on Tuesday 30 September that Richard willingly renounced his crown. A few days later parliament met to discuss Richard’s fate and the Bishop of St Asaph read thirty-three articles of deposition that were unanimously accepted by lords and commons. On 1 October 1399, Richard II was formally deposed and on 13 October, the feast day of Edward the Confessor, Henry Bolingbroke was crowned king.

Starved to death

Richard was imprisoned but, as you would expect, his continued existence proved the focal point of various plots to release and restore him to the throne. Bolingbroke realise he had to be liquidated and – although no definitive account survives – it is thought he was starved to death in Pontefract castle and was dead by Valentine’s day 1400. In order to dispel rumours that he was still alive, Henry had Richard’s emaciated body carried on open display from Pontefract and put on show in the old St Paul’s Cathedral on 17 February before burial in King’s Langley Priory on 6 March.

The Plantagenet Legacy

Jones has a ten-page epilogue where he trots through the legacies of the Plantagenet kings who reigned from 1154 to 1400, in the arts, economy, culture, in military terms especially vis-a-vis the endless wars with France, and in terms of the steady growth of parliamentary democracy. These are fine but a bit throwaway, analysis not being his thing, dramatic scenes, conflict, battles and the endless scheming of medieval politics being his strong point.

What came over to me from this 600-page book was the extraordinary violence of it all. Almost none of the 250 or so years in the book are not marked by conflict at home or abroad or both. England, like just about every ‘nation’ in Europe, seems to be involved in more or less non-stop conflict. War was a way of life for kings and princes, wars of conquest to expand their empires, or to maintain them, or to retrieve lost land, make up the dominant theme of this book.

And the extreme fragility of the political realm. This is a vast subject, covered by thousands of historians but it all tends to remind me of Karl Popper’s great insight into the nature of ‘democracy’. Popper said democracy is not about voting for this or that politician or political party on the basis of their manifesto (well, it is, a bit) – far more importantly, democracy exists so we can throw out politicians we are fed up with. It is mechanism to prevent tyranny by regularly getting rid of rulers.

That seems to me the nub of so many of the issues described in this big gripping book. The nobles couldn’t get rid of the king and the king couldn’t get rid of the nobles – at least not without commencing the machinations, the arraignments for treason and beheadings etc which tended to kick off cycles of violence which soon escalated out of control.

Now we have mechanisms to vote for our equivalent of local ‘nobles’ – MPs – and for our ruler – the Prime Minister – on a fairly regular basis, and all parties concerned can appeal to this validation or mandate for their behaviour which, if it is queried seriously enough, will prompt another election.

God knows modern ‘democratic’ societies still experience extremes of social tension and conflict – having lived through Mrs Thatcher’s premiership and its polarising Miners Strike and then the Poll Tax riots – but there are mechanisms for just about managing them by changing rulers and ruling parties: it was the widespread unpopularity of the poll tax which led to the overthrow of Mrs Thatcher and the election of her anodyne successor John Major.

So all this just makes me imagine what it must have been like living in a world where this kind of peaceful changeover of ruler, and of ruling class (which, in a sense, modern MPs are) is impossible. Both the king and his barons find themselves trapped for all eternity with each other. Their conflicts have nowhere to go. The king cannot resign after a military failure. The barons cannot quit public life in disgust, as modern politicians can.

Both were trapped in their positions, forced by notions of nobility and duty to act out roles which time and again led to armed conflict, to the collapse of dialogue and civil wars. One of the surprising aspects of Jones’s book is the number of occasions on which the nobility took up arms against their kings, not just overthrowing Edward II and Richard II, but taking up arms against King John and, repeatedly against Henry III, and even against tough King Edward I.

Jones’s book is a gripping, hugely readable account of this big chunk of English history, but it also prompts all kinds of thoughts about the nature of power and politics, about the nature of what is possible in politics has changed and evolved, which shed light on the political struggles which are going on right now.

The Wilton Diptych

The Wilton Diptych is thought to have been a portable altarpiece made for the private devotion of King Richard II by an artist now unknown. On the left Richard is kneeling in the foreground and being presented by three saints to the Virgin and Child and a company of eleven angels on the right. Nearest to Richard is his patron saint John the Baptist, to the left are Saint Edward the Confessor and Saint Edmund, earlier English kings who had come, by Richard’s time, to be venerated as saints.

The Wilton Diptych, artist unknown, so-called because it was discovered in Wilton House

This wonderful work can be seen FOR FREE in the Sainsbury Wing of the National Gallery in London.


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Charles I: King and Collector @ the Royal Academy

King Charles I is most famous for getting his head chopped off in 1649, at the climax of the civil war he had triggered against his Puritan, ’roundhead’ opponents in Parliament.

(I am aware that there’s controversy about all aspects of the wars, from their very name [should it be called the Great Rebellion, the British Civil Wars, the Wars of Three Kingdoms, etc] through to the dates, because the civil wars across all four of his realms actually started with the rebellion of the Scots at having an English prayer book imposed on them in 1637 – which triggered Charles’s hapless manoeuvrings with his Parliament to get them to fund an army to repel the Scots invasion of 1638 – although it wasn’t until rebellion broke out in Ireland in 1641 that the final breach between Charles and his Puritan opponents in Parliament became irreconcilable. It’s a much more complicated story than usually depicted.)

Anyway, before he mismanaged his kingdoms so badly that he triggered war in all three of them (Wales was not a kingdom but a principality) Charles had been one of the most sophisticated royal patrons and collectors of art anywhere in Europe. This big exhibition at the Royal Academy brings together an impressive number of the sculptures, paintings, tapestries and so on that Charles either directly commissioned or purchased through his roving agents from the leading artists of the day. it is a magnificent display of some 150 works of art, ranging from classical sculptures to Baroque paintings, and from exquisite miniatures to monumental tapestries.

Equestrian painting of Charles I with M. de St Antoine by Anthony van Dyck (1633)

Scattered and reunited

A simple but important point about the exhibition – and a demonstration of the vanity of human wishes – is that, having spent a lifetime collecting all these riches, soon after Charles’s execution the new Puritan regime sold them off to pay their soldiers and all these masterpieces were scattered across Europe.

Some were tracked down and rebought by his son, Charles II after his restoration to the throne in 1660, especially the ones which had gone to British purchasers who were no keen to ingratiate themselves with the new king. Most remained abroad and, indeed, made very nice additions to the royal collections of the Louvre and the Prado. But what was returned, along with the works which Charles’s queen, Henrietta Maria, had taken to France and brought back in 1660, went on to form the core of the future Royal Collection.

Charles the collector

In 1623, two years before he became king, Prince Charles visited Madrid. The purpose of the visit was to sound out the possibility of marriage to Maria Anna of Spain, daughter of King Philip III of Spain. Negotiations broke down when the new king, Philip IV, demanded that Charles convert to the Catholic Church and live in Spain for a year as pre-conditions.

But although the diplomatic aim of the visit failed, one thing made a deep impact on the future king of England, namely the huge and dazzling art collection of the Philip IV. This, thought Charles, was the magnificence and grandeur befitting a divinely appointed monarch! Charles went shopping and returned to England with a number of works, including paintings by Titian and Veronese, while agents were sent to France and Italy to snap up anything which came on the market. Thus Charles was able to snap up the famous Gonzaga collection which had been accumulated by successive dukes of Mantua, through the work of Nicolas Lanier, his Master of Music and agent.

It was this collection which included Andrea Mantegna’s monumental series, The Triumph of Caesar, (1484 to 1492) which is given a whole room to itself in the exhibition.

Triumph of Caesar: The Vase Bearers by Andrea Mantegna (1484 to 1492)

But it wasn’t just a matter of liking fine art. A king’s collection bespoke his power, both to the few subjects who saw it, but, more importantly, to visiting ambassadors and princes. According to historian Jenny Uglow, ‘ceremonies were delayed and dinners cooled as he showed visiting dignitaries proudly round’ his collection, including the so-called Bear Gallery containing works like Titian’s portrait of Charles V with a Dog (1533) and Rubens’s Daniel in the Lions’ Den (1616), to the Privy Lodging Rooms which housed works by Titian, Correggio, Giorgione and others; and then, the core of the collection, the Cabinet Room, which held 80 paintings, 36 statues and statuettes, as well as bas-reliefs, miniatures, books, engravings, drawings, medals and precious objects.

Charles V with a Dog by Titian (1533) Museo Nacional del Prado

Moreover portraits, such as those by van Dyck, then had multiple copies made of them which could be sent to foreign monarchs as testaments to Charles’s majesty and glory.

By 1649, Charles’s collection comprised around 1,500 paintings and 500 sculptures. An inventory compiled by Abraham van der Doort (c.1580 to 1640), first Surveyor of The King’s Pictures, recorded the contents of the collection, providing a detailed account of the artistic tastes and high level of connoisseurship within the king’s circle.

Changing British taste

One of the aims of the exhibition is to demonstrate how Charles was the first British monarch to really grasp the artistic culture of the Continent. The Protestant Tudor monarchs (Henry VIII, Edward VI, Elizabeth I), with the brief exception of the Catholic Queen Mary (1553 to 1558), had been wary of Catholic Europe and its culture.

But Charles’s father, James I, changed this policy. During the long reign of Queen Elizabeth Catholic Spain had been the enemy, justifiably so since its king, Philip II, had launched an armed invasion of England, which, if it had succeeded, would have resulted in the forced conversion of the church and people back to strict Roman Catholicism, with untold numbers of arrests, tortures and public burners of recusants.

James came from a different family and tradition and so was able to break with Elizabeth’s policy and seek a rapprochement with Catholic Spain. During his reign the treaties with Spain were moderate but still sparked murmurs of dissent from the Protestant aristocracy. (Anti-Spanish murmurings became louder when the Protestant hero, Sir Walter Raleigh, was beheaded in 1618, largely at the behest of the Spanish ambassador, and as a result of a last, ill-fated expedition to South America in 1617.)

The apotheosis of James I, commissioned by Charles I from Peter Paul Rubens to form the centrepiece of the newly refurbished Banqueting House, completed in 1636

James’s eldest son, Henry, surrounded himself with scholars, artists and musicians and acquired ‘Catholic’ paintings from Holland and from Florence. On Henry’s death in 1612 his collection passed to his mother, Anne of Denmark, who herself became a keen patron of painters, dramatists and architects as well as court masques, and filled her rooms at Somerset House and Oatlands Palace with religious pictures, still-lifes, landscapes and allegorical scenes.

So this was the family atmosphere Charles grew up in, far more relaxed about Catholic culture than his Protestant forebears of the previous century. The Puritans in Parliament disliked this cultural shift, as they had disliked Charles’s trip to Spain (still Europe’s most Catholic power) and then really disliked Charles’s marriage to the Catholic Henrietta Maria, youngest daughter of Henry IV of France, who – to the Puritans’ outrage – was allowed to attend Catholic masses in the Royal Palaces.

But Charles wasn’t alone in his taste for Continental art. Other super-rich aristocrats vied with him to create superb collections, including Thomas Howard (1586 to 1646), Earl of Arundel, and George Villiers (1592 to 1628), Duke of Buckingham. At the height of his success, Buckingham’s palace in the Strand contained over 300 paintings by artists including Rubens, Titian, Tintoretto and Bassano. It became a fashion and a competition.

Titian was the main man. Titian (1490 to 1576) had loyally served Habsburg monarchs, sending them paintings on a wide range of subject from his base in Venice. Titian’s portraits, especially those of the Holy Roman Emperor Charles V, proved him the supreme painter of kingly, military and diplomatic power, and Charles wanted some.

The Allocution of Alfonso d’Avalos to His Troops by Titian (1540 to 1541) Museo Nacional del Prado, Madrid

Charles and Van Dyck

The artist most associated with Charles is Sir Anthony van Dyck (1599 to 1641). Charles persuaded the great Flemish painter to come to London in 1632, where he was appointed ‘principalle Paynter in Ordenarie to their Majesties’.

Triple Portrait of Charles I by Sir Anthony van Dyck (1636)

Van Dyck’s achievement was immense. His fluency and sense of composition, his extraordinary ability to capture not just the likeness but the mood and character of his sitters, was unparalleled. The exhibition includes some of his most spectacular works, including:

  • Charles I and Henrietta Maria with Prince Charles and Princess Mary (1632)
  • his two magnificent equestrian portraits, Charles I on Horseback with M. de St. Antoine (1633) and Charles I on Horseback (1638)
  • ‘Le Roi à la chasse’ (1635)

Many portraits were done in several versions, to be sent as diplomatic gifts or given to supporters of the increasingly embattled king. Altogether van Dyck has been estimated to have painted forty portraits of Charles himself, as well as about thirty of the Queen.

Such was the impact and range of his works that van Dyck became the dominant influence on English portrait-painting for the next 150 years. Charles awarded him a knighthood and a £200 annual pension. When van Dyck died young, in 1641, he was buried in (the old) St Paul’s Cathedral.

The Mortlake tapestries

But it wasn’t just van Dyck. Charles I commissioned some of the most important artists of his day. Beside the ceiling of the Banqueting House (above) Charles commissioned from Peter Paul Rubens paintings such as ‘Minerva Protects Pax from Mars’ (1630) and his ‘Landscape with Saint George and the Dragon’ (1630 to 1635).

Another major highlight of the exhibition is the Mortlake tapestries of Raphael’s Acts of the Apostles. These have a complicated history. In 1513 Pope Leo X commissioned Raphael to design a set of tapestries of the Acts of the Apostles to be hung in the Sistine Chapel. Detailed versions of the works were painted in gouache on sheets of paper which were glued together to achieve the scale required, and these preparatory studies are referred to as ‘cartoons’. These cartoons were the send to Brussels, at that time the premiere centre of tapestry making in Europe. The final tapestries took some time to create but were complete and delivered to Rome by the time of the Pope Leo’s death in 1521.

The cartoons were kept on at the workshops in Brussels for some years, and more versions of the tapestries created from them. But a hundred years later many had found their way back to Italy, to the city of Genoa to be precise. And it was here that one of Charles’s agents ascertained that they were available for sale and so young Prince Charles hurriedly bought them.

His aim was to bring the cartoons to England, where they could be used as models for the tapestry factory established in 1619 by his father, James I, at Mortlake in south-west London, and several partial sets of the Acts of the Apostles were indeed woven here over the next two decades. After passing through the hands of various monarchs, the reassembled cartoons were eventually gifted to the Victoria and Albert Museum. And it’s these huge and awesome works that the visitor can see in a room devoted to them.

The Miraculous Draft of Fishes by Raphael (1515 to 1516)

Summary

To visit the exhibition is to bask, for a while, in the reflected glory and magnificence of royalty, strolling past the masterpieces mentioned above as well as stunning works by other Renaissance artists such as Correggio, Agnolo Bronzino, Jacopo Bassano, Tintoretto and Paolo Veronese as well as Albrecht Dürer, Jan Gossaert, Hans Holbein the Younger and Pieter Bruegel the Elder. What a banquet of Baroque art, a visual feast fit for a king.

The promotional video


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Disraeli or the Two Lives by Douglas Hurd and Edward Young (2014)

The  Conservative party

The British Conservative Party has traditionally lacked any real intellectual or ideological underpinning, thinking of itself as the party of British values and traditions, which applies reform only on an ad hoc basis, as required.

In Disraeli’s day the Tories were the party of the landed aristocracy and their subservient squires, extraordinarily snobbish toffs at the core of a network of landed gentry mainly interested in fox hunting and farms. Traditionally philistine and reactionary, the Tory party emphasised the values of Monarchy, Hierarchy and the Established Church – as opposed to the Whig party with its more urban traditions of religious toleration and individual freedom. The Tories opposed the Great Reform Bill of 1832 and opposed attempts at further reform in the 1850s and 60s. Their leader Lord Derby saw his role, in his son’s words, to block change, to keep things exactly as they were i.e. everything run by the landed aristocracy.

The authors

The joint authors of this book come from from the very heart of the Conservative establishment and this book strongly reflects that bias or position, in a number of ways.

Douglas Hurd – or Baron Hurd of Westwell, CH, CBE, PC to give him his full title – is the son and grandson of Conservative MPs who himself became a Conservative MP. Hurd attended Eton College, before serving in the governments of Margaret Thatcher and John Major from 1979 to 1995. He is most remembered as the Foreign Secretary who refused to authorise British aid to the Bosnian Muslims being massacred by Serbs during the Yugoslav civil wars in the 1990s, and also refused to allow Bosnian refugees from the war entry into Britain.

Edward Young is young. After getting a First at Cambridge he worked as a speechwriter for David Cameron – the man history and our children will hold responsible for calling the Brexit referendum and so turfing us out of Europe. Young also worked as Chief of Staff to the Conservative Party Chairman. He stood as the Conservative candidate for York Central in the 2017 General Election but he lost to the Labour candidate. Young is currently the Corporate Communications Director at Tesco PLC.

These two men, therefore, come from the core of the modern Conservative Party, understand its day to day working as well as its traditions. Once you get into it you realise that their book is not intended to be a straightforward biography of Disraeli – it is a systematic debunking of his reputation. But it also concludes with a surprising assessment of Disraeli’s relevance to our time and the modern politicians who have inherited his mantle.

For many modern Conservatives – and even politicians from other parties – Disraeli is the founder of modern Conservatism, the inventor of compassionate ‘One Nation’ Conservatism, a pioneer of reforming legislation and a dazzlingly successful Parliamentarian. This book is meant to debunk all these ‘myths’. It assumes that the reader is already fairly familiar with Disraeli’s life, career and reputation, and with the way his name and these ‘ideas’ have been invoked by Tory leaders such as Stanley Baldwin in the 1920s (Harrow and Cambridge) or R.A. Butler in the 1950s (Marlborough and Cambridge), down to David Cameron (Eton and Oxford).

In many ways this book is really an extended pamphlet, a ‘think piece’ aimed at Conservative Party insiders and knowledgeable Parliamentarians.

Benjamin Disraeli (1804-1881)

I bought this book when I visited Disraeli’s house, Hughenden, just north of High Wycombe and now a National Trust property. The ‘two lives’ of the title is just another way of restating the hoary old cliché about ‘the man and the myth’, a phrase that used to be tacked onto the title of almost every biography I read when I was a lad.

Briefly, the authors claim that Disraeli has come to be associated in the modern Conservative Party with a string of ideas and quotes which many Tories think are the basis of the modern party. But a closer examination shows that he never said half the things attributed to him, or was an active opponent of half the policies nowadays attached to his name.

All the way through there is a very characteristically Conservative absence of ideas or ideology, theory or intellectual activity. They leave no stone unturned to undermine Disraeli’s reputation, to show him up as a completely unprincipled social climber greedy for power, with a devastating turn of phrase, sarcasm and invective which has left us with scores of memorable quotes – but all too often the authors can themselves be accused of simply moving round empty rhetorical tokens without much meaning. You are continually reminded that Young was a speechwriter, a master of the ringing but utterly vacuous soundbite. Take the conclusion of their introduction:

We have called our book Disraeli, or The Two Lives because the life he lived was markedly different from the myths he left behind. These contradictions do not mean that he was phoney. At the heart of Disraeli’s beliefs lay the thought that imagination and courage are the indispensable components of political greatness for an individual and a nation. That conviction, rather than any particular Bill, book, speech, treaty or quotation, is the true legacy of Benjamin Disraeli. (p.xxvi)

So: what a politician – what a nation – needs, are imagination and courage! You can see why words like ‘trite’ and ‘platitudinous’ continually spring to the reader’s mind. These sentences could have been written a hundred years ago by any number of British imperialists. They are the opposite of thoughtful, intelligence or insightful. They lack any facts, data, statistics, any evidence or proof, any analysis or sustained line of reasoning, to back them up. They are all too reminiscent of much recent empty Conservative phrase-making.

Remember David Cameron and his call for ‘the Big Society’ – ‘the flagship policy of the 2010 UK Conservative Party general election manifesto’? Or Theresa May’s catchphrase ‘strong and stable leadership’? As the book progresses Disraeli not only loses the credit for the fine-sounding policies often invoked in his name, but comes to look more and more like a pioneering example of the Conservative tradition for flashy phrase-making concealing a bankruptcy of ideas or policies (see below, the story of his first Cabinet).

Disraeli myths and refutations

Since the aim of the book is to undermine the myths about Disraeli, it might be useful to state what those myths are, along with their refutations.

One Nation Conservatism

Myth Disraeli pioneered the idea that the Conservatives are a compassionate party which represents the whole nation (not just the rich – which is the common accusation made against them).

Fact Disraeli in no way wanted a classless society. In his novels (Disraeli began his working life as a novelist and wrote novels throughout his life) he champions an absurdly antiquated vision of a medieval England where people know their place. In the early 1840s he was elected leader of ‘Young England’, a group of handsome young chaps from Eton (that is how the authors describe them) who thought the cure for a Britain undergoing the seismic upheavals of the industrial revolution was a return to medieval feudalism (p.95). Disraeli shared their belief that the cure for Britain’s ills was to restore its fine old aristocracy to its ancient duties of building almshouses and holding jousting tournaments.

Quite literally, a more stupid, ignorant and fatuous analysis of the technological, industrial and economic situation of Britain during the industrial revolution cannot be conceived.

It was Disraeli’s 1845 novel Sybil, or the Two Nations which popularised the idea that England was divided into two nations – the Rich and the Poor (not, perhaps, the most profound of analyses) and this phrase – ‘the two nations’ – was picked up by newspapers and commentators for some time afterwards. But at no point does this long text, or anywhere else in Disraeli’s speeches or articles, does he use the phrase for which he is nowadays mostly remembered, the phrase ‘One Nation‘, which has been recycled in our time into the idea of the ‘One Nation’ Conservativism.

The words ‘one nation’ had never appeared in Disraeli’s lexicon and certainly had never been developed as a meaningful political creed. (p.11)

He never said it. And he would never have agreed with it.

Parliamentary success

Myth Disraeli was one of the most successful Victorian politicians.

Fact Disraeli lost six of the general elections he fought as leader of the Conservative Party and won only one, in 1874. He was ridiculed for his long-winded maiden speech in Parliament and made a complete shambles of his first Budget as Chancellor, which was ripped apart by Gladstone.

Social reformer

Myth In his one and only administration, Disraeli presided over a range of important social reforms e.g. the 1875 Public Health Act, which later Conservatives have used to claim a reputation as the reforming and improving party. One of his many quotable quotes is ‘Power has only one duty – to secure the social welfare of the People.’

Fact Disraeli wasn’t in the slightest interested in these reforms and fell asleep when they were discussed in Cabinet. More, this book is devastating in its indictment of Disraeli’s amorality. All he wanted was power. All he wanted was to climb to the top of ‘the greasy pole’. Once he had finally made it he had no plans, no policies and no ideas. The authors quote Richard Cross, an MP Disraeli barely knew who he appointed Home Secretary, who was amazed when he attended his first Cabinet meeting to discover that despite the power and conviction of Disraeli’s phrase-making and speechifying in the House and on the election stump around the country, his leader in fact had no policies or ideas at all. At the first Cabinet meeting he chaired, Disraeli sat asking his Cabinet members – many of them in power for the first time – if they had any ideas or suggestions about what to do next (p.240). From this and scores of other examples the reader is forced to agree with the radical MP John Bright, who Disraeli spent some time trying to butter up in the 1860s, that Disraeli was

‘an engaging charlatan who believed in nothing.’ (quoted page 199)

The non-Conservative reader might have no difficulty applying this damning description to numerous contemporary Conservatives – not least Theresa May, who just last week reached out to the opposition parties by asking if they had any ideas on what to do next.

Disraeli’s complete lack of ideas or policies was no secret, it was well-known at the time. A Punch cartoon captures it perfectly.

'Deputation below, Sir, want to know the Conservative programme.' Right Honourable Benjamin Disraeli: 'Eh? Oh - Ah - Yes - Quite so! Tell them, my good Abercorn, with my compliments, that we propose to rely on the sublime instincts of an ancient people.'

‘Deputation below, Sir, want to know the Conservative programme.’
Right Honourable Benjamin Disraeli: ‘Eh? Oh – Ah – Yes – Quite so! Tell them, my good Abercorn, with my compliments, that we propose to rely on the sublime instincts of an ancient people.’

1867 Reform Act

Myth Disraeli demonstrated that the Conservatives are on the side of the working man and ‘the people’ by passing the Second Reform Act (1867), which for the first time enfranchised some of the (male) working class, doubling the electorate from one to two million adult men (out of a total seven million adult males in England and Wales).

Fact Disraeli supported the Reform Act solely to steal the thunder of the ruling Liberal government and to help the Conservative Party’s electoral chances. A reform act of some kind had been in the air from some years, a draft version had been prepared by Gladstone’s Liberals, when Disraeli set out to steal their thunder. The best part of this 350-page-long book is where the authors give a fascinating, day-by-day, meeting-by-meeting account of how Disraeli a) cobbled together a patchwork of legislation which could be sold to his own (reluctant) party and b) laboured to assemble an alliance of radicals, dissident Whigs and cowering Tories to eventually pass the act and ‘dish the Whigs’.

This section (pp.191-214) gives a vivid insight into the nuts and bolts of Victorian politicking – I’d forgotten how utterly chaotic it was. Lacking the modern idea of well-drilled political parties, the House of Commons consisted of groups and factions which had to be laboriously assembled into voting majorities. Governments could easily be overthrown if a majority was cobbled together to vote against them, prompting the Prime Minister to resign. But quite commonly the leader of the opposition grouping would then himself struggle to create a working majority, sometimes managing to create an administration which rumbled on for a year or two, but sometimes failing altogether and forcing the Queen to offer the premiership back to the Prime Minster who had just resigned.

It makes for a very confusing picture and helps to explain why, even as Britain was becoming the most powerful country in the world, it’s quite hard to name any of the Prime Ministers of the Victorian era. At a pinch most educated people could probably name Gladstone and Disraeli solely because of their longevity and because they became famous for being famous – rather like Boris Johnson in our own day is a politician everyone’s heard of without, until recently, holding any significant position in government.

Anyway, after the immense labour and scheming which Disraeli put into ensuring it was the Tories who passed a reform act in 1867, it was – in strategic terms – a failure, because the Tories went on to lose the subsequent 1868 general election.

Imperialist

Myth Disraeli was a staunch supporter of the British Empire and this endeared him to the generation following his death (in 1881) as the British Empire reached its height accompanied by a crescendo of imperialist rhetoric and pageant.

Fact The authors show how on both occasions when Disraeli was Chancellor of the Exchequer he was positively anti-Empire, horrified at the cost of the Royal Navy which he tried to cut. He went so far as to suggest Britain abandon all its entrepots and territory on the African coast and dismantle the African Squadron of the Navy. This image of ‘imperial Disraeli’ is a product of his final years and of his one and only administration, during which he was able to make some typically flashy gestures thus concealing his basic lack of policy or strategy (see above).

Probably the most famous of these gestures was when Disraeli, soon after becoming Prime Minister, pushed through Parliament the Royal Titles Act 1876 which awarded Queen Victoria the title ‘Empress of India’. She loved it and the ‘people’ loved the elevation of their queen to an empire. Flashy and popular – but hollow. It was, after all Disraeli who said: ‘Everyone likes flattery; and when you come to Royalty you should lay it on with a trowel’ and lay it on he did, inches thick. And it worked.

In August of the same year Queen Victoria awarded Disraeli the title of Earl of Beaconsfield. The absurdity of these leaders awarding each other titles was not lost on contemporaries. The contemporary humorous magazine, Punch, satirised it as ‘one good turn deserves another’.

Punch cartoon showing Queen Victoria - who Disraeli had recently awarded the title Empress of India - awarding Disraeli the title Earl of Beaconsfield

Punch cartoon showing Queen Victoria – who Disraeli had recently awarded the title Empress of India – awarding Disraeli the title Earl of Beaconsfield, in August 1876

Foreign affairs supremo

Myth At the Congress of Berlin, Dizzy plucked diplomatic success from a convoluted situation like a magician plucking a rabbit from a hat, and surprised the world by gaining Cyprus for the British Empire and winning ‘peace with honour’.

Fact In 1877 the Russians invaded the neighbouring territory of the Balkans, under the control of the Ottoman Empire – and advanced towards the Ottoman capital of Constantinople. In the second of the two really detailed analyses in the book, the authors give a fascinating account of how the crisis unravelled week by week.

Initially British sentiment was against the Turks because they had massacred Orthodox Christian Bulgarians who had risen seeking independence from the Ottomans. But Russia’s relentless advance into the Balkans (after the Russian declaration of war in April 1877) eventually swung public sentiment round behind the Turks (exactly as it had 33 years earlier, at the start of the Crimean War).

Hurd and Young’s account brings out just how irresponsible Disraeli’s attitude was: bored to death of the nitty-gritty of domestic policy, he thought foreign affairs was the last great arena for a man of imagination and style and so, like so many rulers addicted to words like ‘honour’ and ‘glory’ and ‘prestige’, Disraeli repeatedly threatened to send the fleet through the Dardanelles to attack the Russians and start another Crimean War (he is quoted as claiming that, although it might last three years, it would be ‘a glorious and successful war for England’, p.283).

The British diplomats on the ground and Dizzy’s own Foreign Secretary were horrified at the lightness and rashness of his intentions:

I dissented but said little; being in truth disgusted by his reckless way of talking. (Lord Derby, quoted on page 283)

Once again hundreds of thousands of men might have died in misery because of the idiocy of their leaders, specifically this preening peacock of a run-of-the-mill romantic novelist. Luckily Disraeli’s own cabinet repeatedly blocked his war-mongering intentions until, before he could attack anyone, the Russians made peace with the Turks by themselves. It was only when the Russians consolidated their gains in the Caucasus theatre of the war that the British, feeling threatened in India, sent army forces into Turkey. At this point the Russians agreed to a Great Power peace conference at Berlin (in deference to the new arbiter of the Balance of Europe, the Prussian Chancellor, Bismarck).

The authors show how the ageing Disraeli adored the Congress of Berlin, mainly because it involved hob-nobbing with the royalty of Europe, with Russian princes, and European emperors and ambassadors, pashas and doges and counts and innumerable lords and ladies.

As to the actual work, Disraeli had no diplomatic experience, had only a shaky grasp of the map of Europe, spoke no foreign language, and had only once been abroad. When it came to the detail of the negotiations about Ottoman territory he was completely at sea. He was a romantic novelist who thought in terms of the worst literary clichés. This is not my view – it is the authors’.

Disraeli, the novelist turned politician, believed in a world of empires, sustained and manipulated by the skill of bankers, priests, beautiful women and secret societies. (p.252)

Disraeli proved almost comically inept at diplomacy. He never grasped the details of the discussions, showing ‘a perfect disregard for the facts’. He had never even seen a map of Asia Minor so had no idea what was being negotiated. His own Foreign Secretary noted that Disraeli

has only the dimmest idea of what is going on – understands everything crossways – and imagines a perpetual conspiracy. (p.287).

Luckily, Lord Salisbury negotiated an effective if complicated set of treaties. All that mattered to Dizzy was that Britain come out of it with some showy gestures. Thus he supported the separate convention by which Britain took permanent control of Cyprus from the Ottomans. And once peace was secured, Disraeli could claim – however duplicitously – to have been the moving force behind it. In his speeches he spoke about ‘peace with honour’ which the newspapers gleefully picked up and repeated.

Thus Disraeli found himself a hero and was greeted by adoring crowds back in London when he arrived as Charing Cross station to find it decked out with flowers in his honour. The crowds cheered him back to Downing Street, where he read out a telegram of congratulations from Her Majesty. Dizzy was given the freedom of the City of London and Victoria offered him a dukedom.

Once again bravado, a sense of the dramatic and a gift for phrase-making gave the appearance then, and in the decades after his death, that Disraeli had brought off some kind of diplomatic coup. But, as the authors emphasise, the peace had already been made; if she lost some territory in the Balkans, Russia was left with all her acquisitions in the Caucasus; and Cyprus was a useful way station for the Royal Navy but hardly ‘the key to the Middle East’ as Disraeli flamboyantly claimed. The Eastern Question was far from solved and would rumble on for forty more years before providing the spark for the First World War.

What really emerges from Hurd & Young’s account is how close Britain came to going to war with Russia and how, once again (just as in the Crimean War) tens of thousands of men would have died to justify Disraeli’s reckless addiction to glamour and prestige and power. His opponents in Cabinet who blocked his wish for war were the true wise ones. But history, alas, forgets quiet wisdom and remembers flashy showmanship.

The Disraeli reality

The book makes clear that Disraeli was consumed with ambition and would do almost anything, betray any mentor (as he shafted his mentor Robert Peel in the 1840s), change any position, say almost anything, in order to succeed. This is why the pompous High Anglican Liberal leader, William Gladstone, didn’t just dislike him, but detested him, seeing in Disraeli the embodiment of all the money-seeking, amoral, flashy, superficial, irreligious chicanery which was bad about Victorian society.

Disraeli emerges from these pages as a splendiferous writer – of superficial and overwrought ‘silver fork’ novels, of passionate love letters to his numerous mistresses, sucking-up letters to Queen Victoria, and chatty epistles to the many ageing spinsters he cultivated in the hope of being named in their wills – of vast speeches in the House, and of any number of dinner table bons mots. But he also emerges as easily the most untrustworthy, slippery and amoral leader this country has ever had.

Having demolished almost all of the Disraeli myth, do the authors leave anything, does he have claim to any ‘ideas’? Yes, but they were preposterous. Disraeli thought that Britain needed a stronger aristocracy, recalled to fulfil its ancient duties by the rebirth of a vague and undefined national ‘faith’. And that what mattered to Britain internationally was to maintain its ‘prestige’, its ‘reputation’, its ‘honour’ – without any  concrete plan for administering, reforming or expanding the empire, without any knowledge of its myriad farflung territories, which he never visited or made any effort to understand.

An unintended insight from this book is it makes you sympathise with what the imperialist soldiers, administrators and merchants on the ground in Africa, India or China when you see the sheer empty-headed, unprincipled, ignorant and knee-jerk political culture back in London which they had to put up with. It makes the scorn and contempt for politicians of a writer like Kipling a lot easier to understand and sympathise with.

Contemporary relevance

In the introduction the authors say their book will be an investigation of how Disraeli became ‘the subject of such an extravagant posthumous mythology’. Well, it’s true that immediately following his death a thing called the Primrose League was founded to preserve his memory, and that it grew astonishingly until by 1910 it had some 2 million members (p.xxii). The Primrose League venerated this man of flash and rhetoric, the image Disraeli created through his style and extravagant gestures. Disraeli has more entries in the Oxford Book of Quotations than any other British politicians. He was always ready with the quotable quip and the memorable phrase.

  • There are three kinds of lies: lies, damned lies, and statistics.
  • Never complain; never explain.

But today, in 2017, would you say he is ‘the subject of such an extravagant posthumous mythology’? The only group of people who have reliably heard of him are members of the Conservative Party and maybe other Parliamentarians who have taken the trouble to study their history. Neither of my children (19 and 16) had heard of Disraeli.

The fact is the authors need to erect an image of a dominating and significant Disraeli in order to knock him down – their claims for his important and contemporary relevance are simply the straw man they need to erect in order to knock it down, the scaffold they require to justify their long biography – it doesn’t really reflect any reality around me. It is pre-eminently a book for political insiders. A lot of names are lined up on the cover giving the book fulsome praise, but who are these enthusiastic reviewers?

  • Dominic Sandbook (Malvern and Balliol College, Oxford)
  • Matthew Paris (Clare College, Cambridge and Conservative MP)
  • Sam Leith (Eton and Magdalen College, Oxford)
  • Lady Antonia Fraser (the Dragon School and Lady Margaret Hall, Oxford)
  • Michael Gove (Lady Margaret Hall, Oxford, Conservative MP and now Environment Secretary)
  • Jesse Norman (Eton and Magdalen College, Oxford, Conservative MP and Under Secretary of State for Roads, Local Transport and Devolution)
  • Boris Johnson (Eton and Balliol College, Oxford, Conservative MP and Foreign Secretary)

Once I started looking them up I was shocked by the narrowness of their backgrounds. If the quotes on the cover are any indication, its true target audience is Conservative MPs and public schoolmen.

(And – incidentally – confirmation, if any was needed, that London’s book world – like its politics – is run by a tiny interconnected metropolitan elite.)

Boris Johnson

In the last few pages, the authors declare that Disraeli’s final, ultimate, enduringly great achievement was to make politics interesting; he emitted memorable phrases, scathing put-downs, he was entertaining, he made politics lively, colourful and so made it accessible to a very wide popular audience. Hence the cheering crowds at Charing Cross.

Alas, laments Baron Hurd, politicians nowadays are a grey lot reduced to spouting pre-agreed party lines in tedious television interviews. That, the authors suggest, is why politicians are held in such low public regard.

In the final pages they ask whether there is there any political figure of our time who compares with Disraeli for dash and brio? Astonishingly, the authors say Yes – Boris Johnson. Similarly rash, colourful and undisciplined but immensely entertaining, a man who has survived countless scandals which would have sunk a lesser man, and is probably one of the few politicians everyone in the country has heard of.

(This is the same Boris Johnson who is quoted on the book’s cover describing it as ‘superb and sometimes hilarious’, who went to Baron Hurd of Westwell’s old school, and now follows in the Baron’s footsteps as this country’s Foreign Secretary. It’s a small incestuous place, the Conservative world.)

But I venture to suggest that the authors are wrong. The reason most of us plebs despise politicians is not because they are grey and boring; it is because they are lying incompetents. Tony Blair came to power promising a moral foreign policy then sent British troops into war in Iraq and Afghanistan. Gordon Brown claimed to have abolished boom-and-bust economics on the eve of the greatest financial crash in world history. The LibDems promised to abolish tuition fees and then, once in power, trebled them to £9,000 a year (the single broken promise which sums up all ‘politics’ and ‘politicians’ for my teenage children: for them ‘politician’ simply means faithless liar).

And the Brexiteers, led by that very same Boris Johnson and his creature, Michael Gove (both of them quoted praising this book on the cover) campaigned to leave the EU and then turned out to have no plan, no plan at all, for how to manage the process. They still don’t.

And then Theresa May came along promising ‘strong and stable’ leadership and called the most unnecessary general election in modern history.

Looking back at the past twenty years of Britain’s political life do the authors really believe that the issue has been that British politicians are grey and boring? No. It is that they are inept, incompetent, lying wankers. What the British people are crying out for is basic competence. The notion that what British politics needs is more politicians with Imagination and Courage, and that the solution to this problem is Boris Johnson, tells you everything you need to know about the modern Conservative Party, dominated by men from elite public schools who have never had proper jobs outside politics, and – as this book amply demonstrates – whose best ideas and quotes derive from a 19th century charlatan.


Credit

Disraeli or The Two Lives by Douglas Hurd and Edward Young was published by Weidenfeld and Nicholson in 2013. All quotes and references are to the 2013 Phoenix paperback edition.

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