Road to Recovery @ the National Army Museum

‘Rehabilitation starts the moment a life is saved. From that moment we start to consider life beyond survival.’
Major Peter Le Feuvre MBE (Physiotherapist, Royal Army Medical Corps)

‘Road to Recovery’ is a fairly small but well laid-out and very powerful exhibition at the National Army Museum. It describes the modern treatment of soldiers who have experienced life-changing battlefield injuries, both physical and mental, and paints a vivid picture of the journeys of rehabilitation and recovery which each injured soldier has to take.

Installation view of ‘Road to Recovery’ at the National Army Museum

The exhibition is staged in one medium-sized room. In the centre is a starburst-shaped set of panels which present the stories of five particular soldiers who suffered life-changing injuries. They are:

  • Captain Harry Parker – double lower-limb amputation
  • Simon Brown – traumatic facial injury and severe visual impairment
  • Dave Henson – double lower-limb amputation
  • Gemma Morgan – complex post-traumatic stress disorder
  • Johnson Beharry – severe head and brain injury

Each panel gives the facts of their injury and their battlefield treatment, details of subsequent operations, and the physical and mental legacy. Then they describe the rehabilitation process. All of this is stated in a kind of bureaucratic summary, a standardised list of fields and very clipped text descriptions, their brevity making them all the more powerful. Here’s an example:

Harry Parker

Rank and regiment: Captain, The Rifles

Dates of service: 2006 to 2013

Operational tours: Iraq 2007, Afghanistan 2009

Present occupation: Writer and artist

Injury: Double lower-limb amputation (right leg above knee, left leg below knee); lost a finger of left hand

Cause of injury: Stepped on an IED (improvised explosive device) while leading a patrol

Impact: 18 minutes from point of injury to Camp Bastion hospital; resuscitated three times; right leg amputated after 10 days due to fungal infection; 10 days in intensive care unity; 6 weeks and 11 operations in Selly Oak Hospital; 10 weeks after injury standing on prosthetics; in and out of Headley Court Defence Medical Rehabilitation Centre (Epsom) for six years

Treated: Camp Bastion Hospital, Afghanistan; Selly Oak Hospital Birmingham; Headley Court Defence Medical Rehabilitation Centre

The details of each injury are harrowing enough, but each of the five case studies also has an interactive panel accompanied by headphones, where you press a tab and can watch and listen to the person in question being interviewed. The three short videos address the same topics, namely 1) the incident, 2) rehab, 3) the legacy.

Placed around the central panels describing the five specific stories, are more general panels describing different aspects of modern rehabilitation and how it’s changed and improved in recent decades. There’s a case showing a selection of prosthetic limbs, there are several artworks – three paintings and a bust associated with other survivors – and there’s a video in which occupational therapists, nurses and specialists explain the details and thinking behind modern rehabilitation treatment.

Unexpected survivors

In the last 20 years, particularly during the long conflicts in Iraq (2003 to 2011) and Afghanistan (2001 to 2021), huge improvements in battlefield medical care have led to many soldiers surviving physical injuries that only a decade or so earlier would have been fatal. In the jargon of the trade these soldiers are referred to as ‘unexpected survivors’. The wall panels indicate the extraordinarily skilled and sophisticated medical procedures which saved their lives on the battlefield and then at the rear area medical facilities in the first minutes and hours after the injury.

Respect to all the medical staff involved, but what really impresses is the resilience, bravery and determination of the patients themselves. The medics saved the soldiers’ lives but then, as the soldiers and physiotherapists and counsellors all make abundantly clear – that’s when the real journey to recovery begins, marking the start of the psychological journey to recovery.

The determination and bravery of the five selected soldiers is awe-inspiring. Would I be that brave and determined if my legs were blown off, if half my brain were permanently damaged, if I was blinded by a shell exploding a few feet from my face?

Here’s a painting done by Harry Parker, whose story I outlined above. He had studied art before joining the army. This is the first painting he did after his injury and, according to the wall label, painting it made him realise that he had more options in life than just being a soldier.

‘Legs’ by Captain Harry Parker (2013)

Harry realised there was more to him than obeying orders in the Army, that he had a lot more to contribute and live for. In its way this painting epitomises the fat that the key to recovery for most injured veterans is regaining their independence and finding a fulfilling alternative career.

PTSD

The exhibition is at pains to point out that soldiers suffer not only physical injuries but can suffer from severe mental trauma, too. The best known condition is post-traumatic stress disorder (PTSD). The symptoms of this include nightmares and flashbacks, trouble sleeping, being hypervigilant and angry, or, at the other extreme, becoming completely emotionally detached from your surroundings. As well as hurting the sufferers, PTSD can obviously also have a devastating impact on family and loved ones, struggling to cope with a loved one who, in extreme cases, becomes a complete stranger.

In the past the Ministry of Defence was guilty of failing to screen soldiers back from active service adequately, failing in its ‘duty of care’ as the jargon has it. Nowadays everyone is much more aware of the seriousness of the condition and soldiers can be referred to the NHS or to charities which offer help and support. Treatment usually takes the form of a combination of therapy and medication.

Four of the five detailed profiles laid out on the wall panels are of soldiers who suffered horrific physical injuries, but one of the five is devoted solely to psychological damage, the case of Gemma Morgan.

Gemma Morgan

Rank and regiment: Royal Logistics Corp

Dates of service: 1996 to 2002

Operational tour: Kosovo 1998 to 1999

Present occupation: Speaker and Leadership Consultant; ambassador at Help for Heroes

Injury: Complex post-traumatic stress disorder (PTSD)

Cause of injury: Observing and verifying instances of ethnic cleansing in Kosovo (a further wall label explains that Gemma witnessed acts of ethnic cleansing but, due to the nature of the mission was unable to intervene; it was this inability to help the innocent which caused her mental anguish)

Impact: Nightmares and flashbacks; alcohol abuse and emotional withdrawal; suicidal tendencies; wrongly diagnosed with moderately affective disorder, not attributable to her military service; three years after leaving the Army diagnosed with severe PTSD attributed to her service in Kosovo; seven weeks as an in-patient and over a year as an out-patient at a private clinic

Treated: Department of Community Mental Health, Aldershot; NHS; the Priory

As Gemma’s story indicates, the mental wounds are often harder to diagnose, harder to identify, and so harder to treat than physical ones. There’s an interactive panel which lets you listen to Gemma herself explaining her journey through the three steps of: incident, rehabilitation, and legacy. God, the poor woman.

Another wall label tells us that local villagers in Kosovo called Gemma ‘Djamelia’. At first she thought this was a local pronunciation of her name but then learned that it was a local word meaning ‘bringer of hope’, and this meant a lot to her later on, during her recovery. You can imagine how something like that must answer the need for purpose and meaning to events which otherwise just seem too horrific to process.

‘Rehabilitation for me has been about learning to find new meaning, learning to find new purpose to my life and finding a tribe that I belong to.’ (Gemma Morgan)

Jaco

The exhibition tells three or four more inspiring stories. Jaco van Gass lost his arm and suffered other life-changing injuries when he was hit by a rocket-propelled grenade in Afghanistan in 2011. After years of rehabilitation he became a para-cyclist and won two gold medals at the 2020 Paralympic Games.

Jaco van Gass by Caroline de Peyrecave (2017)

Snippets

At the peak of the war in Afghanistan, 2009 to 2010, Headley Court Defence Medical Rehabilitation Centre in Epsom was the largest centre for prosthetics in the UK with 11 full-time prosthetists.

There are over 2,000 Armed Forces charities in the UK, from well known ones like Help for Heroes and the Royal British Legion to more specialised ones like Blesma, Combat Stress, KartForce or Waterloo Uncovered.

The Invictus Games were set up in 2014 under the patronage of the Duke of Sussex, to give injured veterans a platform to compete at sports against their peers. Many have gone on to compete in the Paralympic Games.

Kings College London leads research into military mental health. As a result of its work, early screening and treatment for PTSD are being implemented.

Although there is more institutional help than ever before, more understanding, more therapeutic approaches and more charities working in the area of soldiers’ mental health, some still slip through the net. Surprisingly, maybe, the suicide rate among veterans is lower than the general population, but in 2018 75 veterans took their lives.

Best wishes

This is a very moving and often upsetting exhibition. Best wishes to all the veterans injured, either physically or psychologically, in all the stupid wars our politicians have sent them to fight. And huge respect to all the professionals – the medics and physiotherapists and psychotherapists and counsellors – who help put them back together again.


Related links

Charities mentioned in the exhibition

Related reviews

More National Army Museum reviews

The Life of Vitellius by Suetonius

A sub-edited version of the 1914 Loeb Classical Library translation of Suetonius’s Life of Vitellius by J.C. Rolfe, with notes and comments.

Summary

Aulus Vitellius (15 to 69 AD) was Roman emperor for eight months, from 19 April to 20 December 69. Vitellius was proclaimed emperor following the quick succession of the previous emperors Galba and Otho in the year of civil war known as the Year of the Four Emperors. Like his direct predecessor, Otho, Vitellius attempted to rally public support to his cause by honouring Nero who remained widely popular in the empire.

Vitellius had been a companion of Tiberius’ retirement on Capri and there befriended Caligula. He was elected consul in 48, and served as proconsular governor of Africa in either 60 or 61. In 68, he was chosen to command the army of Germania Inferior. In January 69 he was proclaimed emperor by the armies of Germania Inferior and Superior, beginning a revolt against Galba. In Rome Galba was murdered in the coup of Marcus Otho and Vitellius then marched his army south to face Otho in battle. Vitellius defeated Otho’s army at the Battle of Bedriacum on 14 April 69 and, although he had enough troops in reserve and reinforcements on the way, Otho chose to commit suicide rather than fight on. With Otho out of the way the senate recognised Vitellius as emperor.

However, Vitellius’s claim to the throne was soon challenged by the legions stationed in the eastern provinces, who proclaimed their commander Vespasian emperor instead. Vespasian sent his armies through Greece and the Balkans into northern Italy where a complex series of military engagements followed, climaxing with a crushing defeat for Vitellius at the Second Battle of Bedriacum on 24 October 69.

Vitellius tried to abdicate in favour of Vespasian but was prevented by his political supporters, the praetorian guard and many of the people. This meant that instead of peacefully marching into Rome the armies of Vespasian had to fight their way into the city, with much destruction and loss of life. When Vespasian’s soldiers came upon Vitellius, he was lynched on 20 December 69.

The Life of Vitellius by Suetonius

(1) Different and widely varying accounts are given of the origin of the Vitellii, some saying that the family was ancient and noble, others that it was new and obscure, if not of mean ex traction. I should believe that these came respectively from the flatterers and detractors of the emperor, were it not for a difference of opinion about the standing of the family at a considerably earlier date.

We have a book of Quintus Elogius addressed to Quintus Vitellius, quaestor of the Deified Augustus, in which it is written that:

  • the Vitellii were sprung from Faunus, king of the Aborigines, and Vitellia, who was worshipped as a goddess in many places
  • that they ruled in all Latium
  • that the surviving members of the family moved from the Sabine district to Rome and were enrolled among the patricians
  • that traces of this stock endured long afterwards in the Vitellian Road, running from the Janiculum all the way to the sea, as well as in a colony of the same name, which in ancient days the family had asked the privilege of defending against the Aequicoli with troops raised from their own line
  • that when, afterwards, a force was sent into Apulia at the time of the Samnite war, some of the Vitellii settled at Nuceria,
  • that after a long time their descendants returned to the city and resumed their place in the senatorial order

(2) On the other hand, several have written that the founder of the family was a freedman, while Cassius Severus and others say further that he was a cobbler and that his son, after making a considerable fortune from the sale of confiscated estates and the profession of informer, married a common strumpet, daughter of one Antiochus who kept a bakery, and became the father of a Roman knight. But this difference of opinion may be left unsettled.

In any event, Publius Vitellius of Nuceria, whether of ancient stock or of parents and forefathers in whom he could take no pride, unquestionably a Roman knight and a steward of Augustus’s property, left four sons of high rank with the same name and differing only in their forenames: Aulus, Quintus, Publius and Lucius. Aulus, who was given to luxury and especially notorious for the magnificence of his feasts, died a consul, appointed to the office with Domitius, father of the emperor Nero. Quintus lost his rank at the time when it was decided, at the suggestion of Tiberius, to depose and get rid of undesirable senators.​

Publius, a member of Germanicus’ staff, arraigned Gnaeus Piso, the enemy and murderer of his commander, and secured his condemnation. Arrested among the accomplices of Sejanus, after holding the praetor­ship, and handed over to his own brother to be kept in confinement, he opened his veins with a penknife but allowed himself to be bandaged and restored, not so much from unwillingness to die as because of the entreaties of his friends; and he met a natural death while still in confinement.

Lucius attained the consulate and then was made governor of Syria where, with supreme diplomacy he not only induced Artabanus, king of the Parthians, to hold a conference with him,​ but even to do obeisance to the standards of the legion. Later he held, with the emperor Claudius, two more regular consul­ships and the censor­ship. He also bore the charge of the empire while Claudius was away on his expedition to Britain. He was an honest and active man but gained a bad reputation because of his passion for a freedwoman which went so far that he used her spittle mixed with honey to rub on his throat and jaws as a medicine, not secretly nor seldom, but openly and every day.

Lucius also had a wonder­ful gift for flattery and was the first to begin to worship Gaius Caesar as a god; for on his return from Syria he did not presume to approach the emperor except with veiled head, turning himself about and then prostrating himself.

To neglect no means of gaining the favour of Claudius, who was a slave to his wives and freedmen, Lucius begged of Messalina as the highest possible favour that she would allow him to take off her shoes. And when he had taken off her right slipper he constantly carried it about between his toga and his tunic and sometimes kissed it. He also honoured Claudius’s powerful advisers, Narcissus and Pallas, by cherishing their golden images among his household gods. It was Lucius who made the famous remark, ‘May you often do it,’ when he was congratulating Claudius at the celebration of the Secular games.

(3) Lucius died of a paralytic stroke on the second day after he was seized, leaving two sons (begotten of Sestilia, a most worthy woman and of no mean family) and having lived to see them consuls both in the same year, and for the whole year, since the younger succeeded the elder for six months. On his decease the senate honoured Lucius with a public funeral and with a statue on the rostra with this inscription: ‘Of unwavering loyalty to his emperor.’

The emperor Aulus Vitellius, son of Lucius, was born on the eighth day before the Kalends of October (or, according to some, on the seventh day before the Ides of September) in the consul­ship of Drusus Caesar and Norbanus Flaccus (15 AD).

His parents were so aghast at his horoscope as announced by the astrologer that his father tried his utmost, while he lived, to prevent the assignment of any province to his son; and when he was sent to the legions and hailed as emperor, his mother immediately mourned over him as lost.

Vitellius spent his boyhood and early youth at Capri among the wantons of Tiberius, being branded for all time with the nickname ‘Spintria’ and suspected of having been the cause of his father’s first advancement at the expense of his own chastity.

(4) Stained by every sort of baseness as he advanced in years, Vitellius held a prominent place at court, winning the intimacy of Gaius (Caligula) by his devotion to driving and of Claudius by his passion for dice. But he was still dearer to Nero, not only because of these same qualities, but because of a special service besides. For when he was presiding at the contests of the Neronia​ and Nero wished to compete among the lyre-players but did not venture to do so although there was a general demand for him and accordingly left the theatre, Vitellius called him back, alleging that he came as an envoy from the insistent people and thus gave Nero a chance to yield to their entreaties.

(5) Having in this way through the favour of three emperors been honoured not only with political positions but with distinguished priesthoods as well, Vitellius afterwards governed Africa as proconsul and served as curator of public works, but with varying purpose and reputation.

In his province he showed exceptional integrity for two successive years, for he served as deputy to his brother who succeeded him. But in his city offices he was said to have stolen some of the offerings and ornaments from the temples and changed others, substituting tin and brass for gold and silver.

(6) Vitellius married Petronia, daughter of an ex-consul, and had by her a son Petronianus, who was blind in one eye. Since this son was named as his mother’s heir on condition of being freed from his father’s authority, he manumitted him, but shortly afterwards killed him, according to the general belief, charging him with attempted parricide and alleging that (his son’s) guilty conscience had led him to drink the poison which he had mixed for his intended crime (of murdering Vitellius).

Soon afterwards Vitellius married Galeria Fundana, daughter of an ex-praetor, and from her too he had a son and a daughter, but the former stammered so that he was all but dumb and tongue-tied.

(7) Galba surprised everyone by sending Vitellius to Lower Germany. Some think that it was due to Titus Vinius, who had great influence at the time and whose friendship Vitellius had long since won through their common support of the Blues (one of the teams in the chariot races). But since Galba openly declared that no men were less to be feared than those who thought of nothing but eating, and that Vitellius’s bottomless gullet might be filled from the resources of the province, it was clear to everyone that he was chosen rather through contempt than favour.

It is notorious that when he was about to set off he lacked means for his travelling expenses and that his need of funds was such, that after consigning his wife and children, whom he left in Rome, to a hired garret, he rented out his house for the rest of the year. And that he took a valuable pearl from his mother’s ear and pawned it to defray the expenses of his journey.

He had to resort to false accusation to get rid of the throng of creditors that lay in wait for him and tried to detain him, including the people of Sinuessa and of Formiae whose public revenues he had embezzled. For he brought an action for damages against a freedman who was persistent in demanding what was due to him, alleging that he had been kicked by him, and would not let him off until he had squeezed him to the tune of 50,000 sesterces.

On Vitellius’s arrival in Germany the army, which was disaffected towards the emperor and inclined to mutiny, received him gladly with open arms as if he had come to them as a gift from the gods, since he was the son of a man who had thrice been consul, in the prime of life, and of an easy-going and lavish disposition.

Vitellius took care to boost good opinion of himself by recent acts, for throughout the march he kissed even the common soldiers whom he met and at the posthouses and inns he was unusually affable to the mule drivers and travellers, asking each of them in the morning whether they had breakfasted and even showing by belching that he had done so.

(8) As soon as he had entered the camp, Vitellius granted every request that anyone made and even of his own accord freed those in disgrace from their penalties, defendants of suits from their mourning,​ and the convicted from punishment. Therefore hardly a month had passed, when one evening the soldiers took him from his bedroom, just as he was, in his common house-clothes,​ and hailed him as emperor. Then he was carried about the most populous villages, holding a drawn sword of the Deified Julius, which someone had taken from a shrine of Mars and handed him during the first congratulations.

He did not return to headquarters until the dining-room caught fire from the stove and was ablaze and then, when all were shocked and troubled at what seemed a bad omen, he said: ‘Be of good cheer; to us light is given,’ and this was his only address to the soldiers.

When he presently received the support of the army of the upper province too, which had previously transferred its allegiance for Galba to the senate, he eagerly accepted the surname of Germanicus, which was unanimously offered him, put off accepting the title of Augustus, and forever refused that of Caesar.

(9) Hearing of the murder of Galba [15 January 69] Vitellius settled affairs in Germany and made two divisions of his forces, one to send on against Otho, and the other to lead in person. The former was greeted with a lucky omen at the start, for an eagle suddenly flew towards them from the right and after hovering about the standards, slowly preceded their line of march. But, on the contrary, when he himself began his advance, the equestrian statues which were being set up everywhere in his honour on a sudden all collapsed with broken legs, and the laurel crown which he had put on with due ceremony fell into a running stream. Later, as he was sitting in judgment on the tribunal at Vienna,​ a cock perched on his shoulder and then on his head.​ And the outcome corresponded with these omens for it turned out that he was not by his own efforts able to retain the power which his lieutenants secured for him.

(10) Vitellius heard of the victory at Betriacum and of the death of Otho (16 April 69) while he was still in Gaul, and without delay by a single edict he disbanded all the praetorian cohorts, as having set a pernicious example,​ and bade them hand over their arms to their tribunes. Furthermore, he gave orders that 120 of them should be hunted up and punished, having found petitions which they had written to Otho, asking for a reward for services rendered in connection with Galba’s murder. These acts were altogether admirable and noble, and such as to give hope that he would be a great prince, had it not been that the rest of his conduct was more in harmony with his natural disposition and his former habits of life than with imperial dignity.

For when he had begun his march, Vitellius rode through the middle of the cities like a triumphing general, and on the rivers he sailed in most exquisite craft wreathed with various kinds of garlands, amid lavish entertainments, with no discipline among his household or the soldiers, making a jest of the pillage and wantonness of all his followers. For not content with the banquets which were furnished them everywhere at public expense, they set free whatever slaves they pleased, paying those who protested with blows and stripes, often with wounds, and sometimes with death.

When Vitellius came to the plains where the battle was fought and some shuddered with horror at the mouldering corpses, he had the audacity to encourage them by the abominable saying that the odour of a dead enemy was sweet and that of a fellow-citizen sweeter still. But nevertheless, the better to bear the awful stench, he openly drained a great draught of unmixed wine and distributed some among the troops.

With equal bad taste and arrogance, gazing upon the stone inscribed to the memory of Otho, he declared that he deserved such a Mausoleum, and sent the dagger with which his rival had killed himself to the Colony of Agrippina,​ to be dedicated to Mars. He also held an all-night festival​ on the heights of the Apennines.

(11) Finally, Vitellius entered Rome to the sound of the trumpet, wearing a general’s mantle and a sword at his side, amid standards and banners, with his staff in military cloaks and his troops with drawn swords.

Then showing greater and greater disregard for the laws of gods and men, he assumed the office of high priest on the day of Allia,​ held elections for ten years to come, and made himself consul for life. And to leave no doubt in anyone’s mind what model he chose for the government of the state, he made funerary offerings to Nero in the middle of the Campus Martius, attended by a great throng of the official priests. And when, at the accompanying banquet a flute-player was received with applause, he openly urged him ‘to render something from the Master’s Book​ as well’, and when he began the songs of Nero, Vitellius was the first to applaud him and even jumped for joy.

(12) Beginning in this way, Vitellius regulated the greater part of his rule wholly according to the advice and whims of the commonest of actors and chariot-drivers, and in particular of his freedman Asiaticus. This fellow had immoral relations with Vitellius in his youth but later grew weary of him and ran away. When Vitellius came upon him selling posca​ at Puteoli, he put him in irons, but at once freed him again and made him his favourite. His vexation was renewed by the man’s excessive insolence and thievishness and he sold him to an itinerant keeper of gladiators. When, however, he was once reserved for the end of a gladiatorial show, Vitellius suddenly spirited him away, and finally on getting his province set him free. On the first day of his reign Vitellius presented Asiaticus with the golden ring at a banquet, although in the morning, when there was a general demand that Asiaticus be given that honour, he had deprecated in the strongest terms such a blot on the equestrian order.

(13) But Vitellius’s besetting sins were luxury and cruelty. He divided his feasts into three, sometimes into four a day – breakfast,​ luncheon, dinner, and a drinking bout – and he was readily able to do justice to all of them through his habit of taking emetics. Moreover, he had himself invited to each of these meals by different men on the same day, and the materials for any one of them never cost less than 400,000 sesterces.

Most notorious of all was the dinner given by his brother to celebrate the emperor’s arrival in Rome, at which 2,000 of the choicest fishes and 7,000 birds are said to have been served. He himself eclipsed even this at the dedication of a platter, which, on account of its enormous size, he called the ‘Shield of Minerva, Defender of the City.’ In this he mingled the livers of pike, the brains of pheasants and peacocks, the tongues of flamingos and the milt of lampreys, brought by his captains and triremes from the whole empire, from Parthia to the Spanish strait.​

Possessing an appetite that was not only boundless but also regardless of time or decency, Vitellius could never refrain, even when he was sacrificing or making a journey, from snatching bits of meat and cakes amid the altars, almost from the very fire, and devouring them on the spot, and in the cookshops along the road, viands smoking hot or even those left over from the day before and partly consumed.

(14) Vitellius delighted in inflicting death and torture on anyone whatsoever and for any cause whatever, putting to death several men of rank, fellow students and comrades of his, whom he had solicited to come to court by every kind of deception, all but offering them a share in the rule. This he did in various treacherous ways, even giving poison to one of them with his own hand in a glass of cold water, for which the man had called when ill of a fever.

Vitellius spared hardly one of the money-lenders, contractors, and tax-gatherers who had ever demanded of him the payment of a debt at Rome or of a toll on a journey. When one of these had been handed over for execution just as he was paying his morning call and at once recalled, as all were praising the emperor’s mercy, Vitellius gave orders to have him killed in his presence, saying that he wished to feast his eyes. In another case he had two sons who attempted to intercede for their father put to death with him.

A Roman knight, who cried as he was being taken off to execution, ‘You are my heir,’ he compelled to show his will and, reading that one of the man’s freedmen was put down as joint-heir with himself, he ordered the death of both the knight and the freedman.

Vitellius even killed some of the common people merely because they had openly spoken ill of the Blue faction, judging that they had ventured to do this from contempt of himself and in anticipation of a change of rulers.

Vitellius was especially hostile to writers of lampoons​ and to astrologers and whenever any of them was accused, he put him to death without trial. He was particularly incensed because after a proclamation of his in which he ordered the astrologers to leave the city and Italy before the Kalends of October, a placard was at once posted, reading: ‘By proclamation of the Chaldeans,​ God bless the State!​ Before the same day and date let Vitellius Germanicus have ceased to live.’

When his mother died, Vitellius was suspected of having forbidden her being given food when she was ill, because a woman of the Chatti, in whom he believed as he would in an oracle, prophesied that he would rule securely and for a long time, but only if he should survive his parent. Others say that, through weariness of present evils and fear of those which threatened, she asked her son for poison and obtained it with no great difficulty.

(15) In the eighth month of his reign the armies of the Moesian provinces and Pannonia revolted against Vitellius, and also the provinces of Judaea and Syria, the former swearing allegiance to Vespasian in his absence and the latter in his presence. Therefore, to retain the devotion and favour of the rest of the people, there was nothing that Vitellius did not lavish publicly and privately, without any limit.

Vitellius held a levy in Rome, promising those who volunteered not only their discharge upon his victory but also the rewards and privileges given to veterans after their regular term of service. Later, when his enemies were pressing him hard by land and sea, he opposed to them in one quarter his brother with a fleet manned by raw recruits and a band of gladiators, and in another the forces and leaders who had fought at Bedriacum. And after he was everywhere either worsted or betrayed, he made a bargain with Flavius Sabinus, the brother of Vespasian, that he should have his own life and a hundred million sesterces.

As the tide turned against him, Vitellius declared from the steps of the palace before his assembled soldiers that he withdrew from the rule which had been given him against his will. But when all cried out against this, he postponed the matter and, after a night had passed, went at daybreak to the rostra in mourning clothes and with many tears made the same declaration, but from a written document.

When the people and soldiers again interrupted him and begged him not to lose heart, vying with one another in promising him all their efforts in his behalf, Vitellius again took courage and by a sudden onslaught drove Sabinus and the rest of the Flavians, who weren’t expecting an attack, into the Capitol. Then he set fire to the temple of Jupiter Optimus Maximus and destroyed them, viewing the battle and the fire from the house of Tiberius, where he was feasting. [Suetonius’s account should be compared with Tacitus’s much longer and more detailed account of the same events in his Histories.]

Not long afterwards he repented of his action and throwing the blame upon others, called an assembly and took oath, compelling the rest to do the same, that there was nothing for which he would strive more earnestly than for the public peace.

Then he took a dagger from his side and offered it first to the consul, and when he refused it, to the magistrates, and then to the senators, one by one.​ When no one would take it, he went off as if to place it in the temple of Concord. But when some cried out that he himself was Concord, he returned and declared that he would not only retain the steel but would also adopt the surname Concordia.

(16) Vitellius also persuaded the senate to send envoys with the Vestal virgins to sue for peace or at least to gain time for conference.

The following day, as he was waiting for a reply, word was brought by a scout that the enemy were drawing near. Then he was at once hurried into a sedan with only two companions, a baker and a cook, and secretly went to his father’s house on the Aventine, intending to flee from there to Campania. Presently, on a slight and dubious rumour that peace had been granted, he allowed himself to be taken back to the palace. Finding everything abandoned there, and that even those who were with him were making off, he put on a girdle filled with gold pieces and took refuge in the lodge of the door-keeper, tying a dog before the door and putting a couch and a mattress against it.

(17) The advance guard of the Flavian army had now forced their way into the city and, since no one opposed them, were ransacking everything in the usual way. They dragged Vitellius from his hiding-place and when they asked him his name (for they did not know him) and if he knew where Vitellius was, he attempted to escape them by a lie. Being soon recognised, he did not cease to beg that he be confined for a time, even in the prison, alleging that he had something to say of importance to the safety of Vespasian. But they bound his arms behind his back, put a noose about his neck, and dragged him with rent garments and half-naked to the Forum. All along the Sacred Way he was greeted with mockery and abuse, his head held back by the hair, as is common with criminals, and even the point of a sword placed under his chin, so that he could not look down but must let his face be seen.

Some pelted him with dung and ordure, others called him incendiary and glutton, and some of the mob even taunted him with his bodily defects. He was in fact abnormally tall, with a face usually flushed from hard drinking, a huge belly and one thigh crippled from being struck by a four-horse chariot when he was in attendance on Gaius (Caligula) as he was driving. At last, on the Stairs of Wailing,​ he was tortured for a long time, then killed and dragged off with a hook to the Tiber.

(18) Vitellius met his death, along with his brother and his son, in the fifty-seventh year of his age, fulfilling the prediction of those who had declared from the omen which befell him at Vienna​ that he was destined to fall into the power of some man of Gaul. For he was slain by Antonius Primus, a leader of the opposing faction, who was born at Tolosa [modern-day Toulouse].

[Suetonius’s Life of Vitellius should be read alongside Tacitus’s account of the same events in his Histories.]


Related links

Suetonius’s Lives of the Twelve Caesars

Roman reviews

The Life of Otho by Suetonius

A sub-edited version of the 1914 Loeb Classical Library translation of Suetonius’s Life of Otho by J.C. Rolfe, with added notes and comments.

Summary

Marcus Otho (April 32 to April 69) was the seventh Roman emperor. He ruled for three months from 15 January to 16 April 69. He was the second emperor of the Year of the Four Emperors (69).

A member of a noble Etruscan family, Otho was, as a young man, a friend and courtier of the young emperor Nero. But when Nero wanted to have an affair with Otho’s wife, Poppaea Sabina, the emperor dispatched him to the governorship of the remote province of Lusitania (roughly modern-day Portugal) in 58. By all accounts Otho ruled there moderately and well.

During the revolts of 68, Otho allied himself with Galba, the governor of neighbouring Hispania Tarraconensis, and accompanied him on his march to Rome, where he Galba was acclaimed emperor on 8 June. Six months later, at the start of 69, Otho mounted a coup during which Galba was murdered.

Otho inherited the problem of the rebellion of Vitellius, commander of the army in Germania Inferior, who had also risen against Galba, at the start of the year (69). To crush this rebellion, Otho led an army north to meet Vitellius’s legions marching south from Germany. The two sides met at the Battle of Bedriacum on 14 April 69. Initial fighting resulted in 40,000 casualties and the retreat of his forces. His officers and supporters urged him to fight on but Otho refused and, early the next morning, committed suicide in his tent rather than spill more Roman blood, an act which was hailed as a noble sacrifice. As a result Vitellius was proclaimed emperor, the third of the year 69 so far.

The Life of Otho by Suetonius

[Like most Roman texts, this is divided up into short, numbered sections called ‘chapters’.]

1. The ancestors of Otho came from an old and illustrious family in the town of Ferentium​ and were descended from the princes of Etruria.​ His grandfather, Marcus Salvius Otho, whose father was a Roman knight but whose mother was of lowly origin and perhaps not even free-born, became a senator through the influence of Livia Augusta in whose house he was reared, but did not advance beyond the grade of praetor.

His father, Lucius Otho, came from a distinguished family on his mother’s side, with many power­ful connections, and was so beloved by Tiberius and so like him in appearance, that he was believed by many to be the emperor’s son.

In the regular offices at Rome, the proconsulate of Africa, and several special military commands, Lucius conducted himself with extreme severity. In Illyricum he even had the courage to punish some soldiers with death, because in the rebellion of Camillus,​ repenting of their defection, they had killed their officers on the ground that these officers were the ringleaders in the revolt against Claudius. Lucius had them executed in his presence at his headquarters, because of this act of mutiny, although he knew that they had been promoted by Claudius precisely because of this very act. By this deed, while he increased his reputation, Otho’s father lost favour at court.

But then he speedily regained it by detecting the treachery of a Roman knight, whose slaves betrayed their master’s plan to assassinate the emperor.​ As reward for this, the senate conferred a very unusual honour on him by setting up his statue in the palace and Claudius enrolled him among the patricians and, after praising him in the highest terms, added these words: ‘He is a man of greater loyalty than I can even pray for in my own children.’

By Albia Terentia, a woman of an illustrious line, Lucius had two sons, Lucius Titianus and a younger, called Marcus, who had the same surname as himself. (He also had a daughter whom he betrothed to Drusus, son of Germanicus, almost before she was of marriageable age).

2. The future emperor Otho was born on the fourth day before the Kalends of May [28 April] in the consulate of Camillus Arruntius and Domitius Ahenobarbus [32 AD]. From his earliest youth Otho was so extravagant and wild that his father often flogged him. They say that he used to rove about Rome at night and lay hands on anyone whom he met who was feeble or drunk and toss him in a blanket.

After his father’s death, Otho pretended love for an influential freedwoman of the court, although she was an old woman and almost decrepit, so that he might win her favour. Having, through her, wormed his way into Nero’s good graces, Otho easily took the first place among the emperor’s friends because of the similarity of their characters – although some people claim it was also through having immoral relations with the emperor.

3. Otho was privy to all the emperor’s plans and secrets and on the day which Nero had chosen for the murder of his mother he gave both of them a most elaborate banquet in order to avert suspicion.

Also, when Poppaea Sabina, who up to that time had been Nero’s mistress, was separated from her husband, on the emperor’s orders Otho pretended marriage with her to prove cover for their affair. In the event, Otho became so devoted to Poppaea that he couldn’t endure the thought of having Nero as a rival. The result was that he not only wouldn’t admit servants whom Nero sent to fetch Poppaea, but that on one occasion he even shut out the emperor himself, who stood before his door mingling threats and entreaties and demanding the return of his trust.

Therefore Nero annulled the marriage​ and, under colour of appointment as governor, banished Otho to Lusitania, worried that if he inflicted a severer punishment he would make the whole farce public. Even as it was, the affair was published abroad in this couplet:

‘Why, do you ask, in feigned honour does Otho in banishment languish?
With his own wedded wife he had begun an intrigue.’

With the rank of quaestor, Otho governed Lusitania for ten years with remarkable moderation and integrity.

4. Then, at last, an opportunity for revenge arose. Otho was the first to espouse Galba’s cause [when the latter rose in rebellion against Nero], but at the same time conceived ambitions of imperial power for himself due to the troubled state of the times. He was encouraged in his hopes by the astrologer Seleucus for this astrologer had not only promised Otho some time before that he would survive Nero but now unexpectedly appeared and made the further promise that he, Otho, would soon become emperor himself.

Accordingly, Otho let slip no opportunity for flattery or attention to anyone. Whenever he entertained the prince at dinner he gave a gold piece to each man of the cohort on guard and put all the soldiers under obligation in one form or another. Chosen to be judge by a man who was involved in a law case with his neighbour about a part of his estate, Otho bought the whole property and presented it to him. As a result there was hardly anyone who did not both think and openly declare that he alone was worthy to succeed to the empire.

5. After the fall of Nero, Otho hoped to be adopted by Galba and looked forward to it from day to day. But when Galba adopted Piso instead [on 10 January 69] and Otho at last lost that hope, he resorted to force, spurred on not merely by feelings of resentment but also by the greatness of his debts. For he flatly declared that he could not keep on his feet unless he became emperor, and that it made no difference whether he fell at the hands of the enemy in battle or at those of his creditors in the Forum.

Otho had extorted a million sesterces from one of the emperor’s slaves a few days before for getting him a steward­ship. This was the entire capital for his great undertaking. At first the enterprise was entrusted to five of his bodyguard, then to ten others, two being chosen by each of the first five. To all of them 10,000 sesterces were paid at once and they were promised 50,000 more. These then won others over to Otho’s cause, giving him confidence that more would join him when the business was afoot.

6. Otho had been inclined to seize the army camp immediately after the adoption of Piso and set upon Galba as he was dining in the palace, but he had been deterred out of consideration for the cohort which was on guard at the time, and a reluctance to increase its ill repute. For it was while that same cohort was at its post that both Galba had been slain and Nero had been abandoned. The intervening time​ was lost owing to bad omens and the warnings of Seleucus.

Accordingly, when the day was set [15 January 69], after admonishing his confederates to await him in the Forum at the golden mile-post​ near the temple of Saturn, Otho called upon Galba in the morning and was welcomed as usual with a kiss. He also attended the emperor as he was offering sacrifice and heard the predictions of the soothsayer.

Then a freedman announced that the architects had come, which was the signal agreed on, and going off as if to inspect a house which was for sale, he rushed from the palace by a back door and hastened to the appointed place. Others say that he feigned an attack of fever and asked those who stood near him to give that excuse, in case he should be missed.

Then, hurriedly entering a closed sedan such as women use, Otho hurried to the camp but got out when the bearers’ strength flagged and started to run. His shoe came untied and he stopped, whereupon without delay he was at once taken up on the shoulders of his companions and hailed as emperor. In this way he arrived at headquarters, amid acclamations and drawn swords, while everyone whom he met fell in, just as though he were an accomplice and a participator in the plot. He then sent emissaries to kill Galba and Piso and made no further promises in the assembly to win the loyalty of the soldiers than to declare that he would only take whatever [i.e. as much power as] they would give him.

7. Next, as the day was drawing to its close, Otho entered the senate and, after giving a brief account of himself, alleging that he had been carried off in the streets and forced to undertake the throne. He promised that he would exercise power in accordance with the general will then proceeded to the palace.

When in the midst of the other adulations of those who congratulated and flattered him, he was hailed by the common mob as Nero, he made no sign of dissent. On the contrary, according to some writers he even made use of that surname in his commissions and his first letters to some of the governors of the provinces. He allowed Nero’s busts and statues to be set up again and reinstated his procurators and freedmen in their former posts, while the first grant that he signed as emperor was one of 50 million to complete the construction of Nero’s Golden House.

It is said that he had a fearful dream that night, uttered loud groans, and was found by those who ran to his aid lying on the ground beside his couch. It is said that he tried by every kind of expiatory rite to propitiate the shade of Galba, by whom he dreamed that he was ousted and thrown out and that, on the next day, as he was taking the auspices, a great storm arose and he had a bad fall.

8. Now at about this same time the armies in Germany swore allegiance to Vitellius [Otho overthrew Galba on 15 January 69; the German legions had acclaimed Vitellius on 1 January].

When Otho learned of this, he persuaded the senate to send a deputation to say that an emperor had already been chosen and to counsel peace and harmony. But in spite of this he offered Vitellius by messengers and letters a share in the imperial dignity and proposed to become his son-in‑law. But when it became clear that war was inevitable and the generals and troops which Vitellius had sent in advance were approaching Rome he was given a proof of the affection and loyalty of the praetorians towards himself which almost resulted in the destruction of the senate.

It had been resolved that some arms should be removed and carried back​ on shipboard by the marines but as these were being taken out​ in the camp towards nightfall, some suspected treachery and started a riot. Then, suddenly, all the soldiers hastened to the palace without any particular leader, demanding the death of the senators. After putting to flight some of the tribunes who attempted to stop them, and killing others just as they were, all blood-stained, the soldiers burst right into the dining-room demanding to know where the emperor was and they could not be quieted until they had seen him.​

Otho began his expedition against Vitellius with energy and in fact too hastily, without any regard even for the omens, and in spite of the fact that the sacred shields had been taken out but not yet put back, which for ages has been considered unlucky.

  • He began on the very day, too, when the worshippers of the Mother of the Gods​ begin their wailing and lamentation, and also with most unfavourable auspices. For having offered up a victim to father Dis he had good omens whereas in such a sacrifice, adverse indications are more favourable.
  • And when he first left Rome, Otho was delayed by floods of the Tiber, while at the twentieth milestone he found the road blocked by fallen buildings.

9. Although no one doubted that the proper course was to protract the war, since the enemy were hard pressed by hunger and by the narrowness of their quarters – Otho rashly decided to fight a decisive battle as soon as possible, either because he could not endure the continued worry and hoped that the war could be ended before the arrival of Vitellius, or from inability to resist the impetuosity of his soldiers, who clamoured for the fight. He himself did not take part in any of the battles but remained behind at Brixellum.

He was victorious in three minor battles – in the Alps, near Placentia, and ‘at Castor’s’, as the place is called – but they were irrelevant to the main contest. In the final and decisive struggle at Bedriacum he was defeated, but through treachery. For hope of a conference was offered and when his soldiers were led out in the belief that they were to discuss terms of peace a battle was forced upon them unexpectedly, just as they were exchanging greetings with the foe.

After the defeat, Otho at once resolved to take his own life, rather from a feeling of shame (as many have thought with good reason) and an unwillingness to persist in a struggle for imperial power at the expense of such danger to life and property, than from any despair of success or distrust of his troops. For despite the defeat, he still had a fresh and strong force which he had held in reserve for a second attempt, while other legions were on their way from Dalmatia, Pannonia, and Moesia. Even the defeated troops were not so crushed as not to be able to fight on and, even without further support, undertake to avenge their disgrace.

10. My father Suetonius Laetus took part in that war as a tribune of the equestrian order in the Thirteenth legion. He used often to say afterwards that Otho, even when he was a private citizen, so loathed civil strife that at the mere mention of the fate of Brutus and Cassius at a banquet he shuddered and that he would not have engaged with Galba if he had not felt confident that the affair could be settled peacefully. Moreover that Otho was led to hold his life cheap at that time by the example of a common soldier. This man on bringing news of the defeat of the army was believed by no one but was accused by the soldiers of falsehood and cowardice and fleeing the battle. At which, to prove his honesty, the soldier fell on his sword at the emperor’s feet. My father used to say that at this sight Otho cried out that he would no longer endanger the lives of such brave men who had deserved so well.

Having therefore advised his brother, his nephew, and his friends one by one to look out each for his own safety as best they could, Otho embraced and kissed them all and sent them away. Then, going to a retired place, he wrote two notes, one of consolation to his sister, and one to Nero’s widow Messalina, whom he had intended to marry, commending to her his corpse and his memory. Then he burned all his letters to prevent them from bringing danger or harm to anyone at the hands of the victor. He also distributed what money he had with him among his servants.

11. When Otho had thus made his preparations and was resolved to die, learning from a disturbance which meantime arose that those who were beginning to depart and leave the camp were being seized and detained as deserters, he said: ‘Let us add this one more night to our life’ (these were his very words), and he forbade the offering of violence to anyone. Leaving the door of his bedroom open until a late hour, he gave the privilege of speaking with him to all who wished to come in.

After that, quenching his thirst with a draught of cold water, he caught up two daggers and, having tried the point of both of them, put one under his pillow. Then, closing the doors, he slept very soundly. When he at last woke up at about daylight he stabbed himself with a single stroke under the left breast and breathed his last. He was hastily buried (for such were his orders) in the thirty-eighth year of his age and on the ninety-fifth day of his reign.

12. Neither Otho’s person nor his bearing suggested such great courage. He is said to have been of moderate height, splay-footed and bandy-legged, but almost feminine in his care of his person. He had the hair of his body plucked out, and because of the thinness of his locks wore a wig so carefully fashioned and fitted to his head that no one suspected it. They say that he used to shave every day and smear his face with moist bread, beginning the practice with the appearance of the first down so as never to have a beard. Also that he used to celebrate the rites of Isis publicly in the linen garment prescribed by the cult.

I am inclined to think that it was because of these habits that a death so little in harmony with his life excited the greater wonder. Many of the soldiers who were present kissed his hands and feet as he lay dead, weeping bitterly and calling him the bravest of men and an incomparable emperor, and then at once slew themselves beside his bier. Many of those who were absent too, on receiving the news attacked and killed one another from sheer grief.

In short, the greater part of those who had hated Otho most bitterly while he lived, praised him to the skies when he was dead. It was even commonly declared that he had put an end to Galba not so much for the sake of ruling as of restoring the republic and liberty.

Thought

Nothing became Otho’s life so much as the leaving it. When you read that many of his soldiers committed suicide to copy and honour him, your first reaction is simply to disbelieve it. But the Roman cult of principled suicide goes way beyond what we can really understand.

[Suetonius’s Life of Otho should be read alongside Tacitus’s account of the same events in his Histories.]


Related links

Suetonius’s Lives of the Twelve Caesars

Roman reviews

The Life of Galba by Suetonius

As an experiment I’m juxtaposing an edited-down version of the Wikipedia article about Galba with an edited-down version of an online English translation of Suetonius’s Life of Galba. Suetonius’s lives are often inaccurate and omit important facts. On the other hand, they contain much detail and comment which is omitted by encyclopedia articles. So I’ve set the two side by side to see how they complement each other. The most obvious learning is discovering just how much of the Wikipedia article is taken almost verbatim from Suetonius.

Servius Sulpicius Galba (3 BC to 69 AD) was the sixth Roman emperor, ruling briefly from the suicide of Nero on 8 June 68 AD to his own assassination on 15 January 69. After his adoption by his stepmother, and before becoming emperor, Galba was known as Livius Ocella Sulpicius Galba. He was the first of the emperors who ruled in the chaotic Year of the Four Emperors (69 AD).

1. Galba Wikipedia article

Background

Galba was born into a wealthy and distinguished family. His father and brother, both named Gaius, were consul in 5 BC and AD 22 respectively. Galba held at various times the positions of praetor, consul, and governor to the provinces of Aquitania, Upper Germany, and Africa during the first half of the first century AD. He retired from his positions during the latter part of Claudius’ reign (with the advent of Agrippina the Younger as Claudius’s fourth wife), but Nero later granted him the governorship of Hispania.

Taking advantage of the defeat of the uprising against Nero of Gaius Julius Vindex, governor of Gallia Lugdunensis, in early 68, Galba marched with his army on Rome, prompting Nero’s suicide on 9 June 68 whereupon Galba was declared emperor by the senate, with the support of the Praetorian Guard.

Galba’s physical weakness and general apathy led to him being easily led by favorites. Unable to gain popularity with the people or maintain the support of the Praetorian Guard (not least by not paying them the bounty he had promised), Galba was murdered by troops supporting Marcus Otho, governor of the neighbouring province of Lusitania, who had accompanied Galba in the march on Rome but was aggrieved at being passed over for high office.

Galba was distantly related to the empress Livia, who he respected and who, in turn, advanced his career. In her will Livia left him 50 million sesterces. Emperor Tiberius, however, cheated Galba by reducing the amount to 500,000 sesterces and never even paid Galba the reduced amount.

Galba was gay. According to Suetonius ‘he was more inclined to … the hard-bodied and those past their prime.’ Nevertheless, he married a woman named Aemilia Lepida and had two sons. Aemilia and their sons died during the early years of the reign of Claudius and Galba never remarried.

Career

In 39 Galba was appointed general of the Upper German legions. According to one report, Galba curried favour with the emperor Caligula by running alongside his chariot for twenty miles. As commander of the legions of Upper Germany, Galba gained a reputation as a disciplinarian. Suetonius writes that Galba was advised to seize the throne following the assassination of Caligula in 41, but instead loyally served Caligula’s uncle and successor Claudius.

Claudius appointed Galba governor of Africa in 44 or 45. He retired at an unknown point during the reign of Claudius, possibly in 49. He was recalled in 59 or 60 by the emperor Nero to govern Hispania.

Revolt

A rebellion against Nero was orchestrated by Gaius Julius Vindex in Gaul on the anniversary of the death of Nero’s mother, Agrippina the Younger, in 68. Shortly afterwards, Galba, in Spain, disavowed the title ‘General of Caesar’ in favour of ‘General of The Senate and People of Rome’.

Among several contenders for the throne who arose in light of Vindex’s revolt, Galba was supported by the influential imperial official Tigellinus. At midnight on 8 June, another imperial official, Nymphidius Sabinus, falsely announced to the Praetorian Guard that Nero had fled to Egypt, and the Senate proclaimed Galba emperor. Nero, who had fled to a suburban villa, committed assisted suicide with help from his secretary.

Reign

Galba was 72 when he came to the throne. Upon becoming emperor, he was faced by the rebellion of Nymphidius Sabinus, who had his own aspirations for the imperial throne. However, Sabinus was killed by the Praetorians before he could take the throne.

While Galba was arriving at Rome with the Lusitanian governor Marcus Salvius Otho, his army was attacked by a legion that had been organized by Nero. A number of Galba’s troops were killed in the fighting.

Galba surrounded himself with a group of cronies who gave him bad advice. He seized the property of Roman citizens, disbanded the German legions, and didn’t pay the Praetorian Guard and the soldiers who fought for him against Vindex. He condemned to death distinguished men of both orders on trivial suspicions without a trial. He became unpopular.

Mutiny on the frontier and assassination

On 1 January 69, the day Galba and Vinius took the office of consul, the fourth and twenty-second legions of Upper Germany refused to swear loyalty to Galba. They toppled his statues, demanding that a new emperor be chosen. On the following day, the soldiers of Lower Germany also refused to swear their loyalty and proclaimed the governor of the province, Aulus Vitellius, as emperor.

Galba tried to ensure his authority as emperor by adopting a successor, the young handsome nobleman Lucius Calpurnius Piso Licinianus. But it was too little too late. Galba was killed by the Praetorian Guard on 15 January.

Marcus Salvius Otho was angry that he had been passed over for adoption and had organised a conspiracy with a small number of Praetorian Guards to murder the aged emperor and elevate himself. The soldiery in the capital, composed not just of Praetorians but of Galba’s legion from Spain and several detachments of men from the Roman fleet, Illyria, Britain, and Germany, were angered at not having received a donative i.e. reward for supporting him.

They also resented Galba’s purges of their officers and fellow soldiers (this was especially true of the men from the fleet). Many in the Praetorian Guard were shaken by the recent murder of their Prefect, Nymphidius Sabinus – some of the waverers were convinced to come over to Otho’s side out of fear that Galba might yet take revenge on them for their connection to Sabinus.

120 men later petitioned Otho that they had killed Galba. They would all be executed by Vitellius. A company of German soldiers to whom he had once done a kindness rushed to help Galba, however they took a wrong turn and arrived too late. He was killed near the Lacus Curtius.

Of Galba’s cronies: Vinius tried to run away, calling out that Otho had not ordered him killed, but was run through with a spear. Laco was banished to an island where he was later murdered by soldiers sent by Otho. Icelus was publicly executed. Piso was also killed; his head along with Galba’s and Vinius’s were placed on poles and mocked by the soldiers.

Galba’s head was brought by a soldier to Otho’s camp where camp boys mocked it. Vinius’s head was sold to his daughter for 2,500 drachmas. Piso’s head was given to his wife. Galba’s head was bought for 100 gold pieces by a freedman who threw it at Sessorium where his master, Patrobius Neronianus, had been killed by Galba. So much killing.

2. Suetonius’s Life of Galba

Suetonius gives Galba’s life in 23 short ‘chapters’ (compare with the 56 for Nero). I’ve copied and sub-edited the 1914 Loeb Classical Library translation by J. C. Rolfe.

Nero was the last who bore the name ‘Caesar’ because of his connection with the family of Augustus; after him it turned from being a family name into a designation of rank.

1. With Nero the line of the Caesars became extinct. [Suetonius is as superstitious as Plutarch or Tacitus and so records a crop of the usual bad omens.]

  • the holy laurel tree from which the emperors had their wreaths made wilted
  • the temple of the Caesars​ was struck by lightning which decapitated all the statues at the same time
  • Augustus’s sceptre was dashed from his hand

2. When he became emperor, Galba displayed a family tree in his hall claiming his ancestry went back on his father’s side to Jupiter and on his mother’s to Pasiphae, the wife of Minos.

3. Nobody knows how the name Galba was introduced into the clan Sulpicii which he belonged to. One theory is that after a long siege of some Spanish town the Sulpicius in question set fire to it with torches smeared with resin (galbanum). Others because this ancestor during a long illness resorted to galbeum, a sort of poultice, that is to say of remedies wrapped in wool. Others think he was very fat man, the Gallic word for which is galba. Others that he was, on the contrary, like the galba, a creature which breeds in oak trees. [Shows you how wild and inaccurate Roman attempts at etymology were.]

His ancestor, Servius Galba, served as consul, was the most eloquent speaker of his time and triggered the war with Viriathus because, while governing Spain, he treacherously massacred 30,000 Lusitanians.

Galba’s great-grandfather was blocked by Julius Caesar in his campaign for the consulship in 49 BC and so joined Brutus’s conspiracy and was one of Caesar’s assassins. From him were descended the grandfather and the father of the emperor Galba. The former published a voluminous and painstaking history.

Galba’s father attained the consulship and, despite being a hunchback, was an effective advocate. He had two wives: Mummia Achaica, great-granddaughter of Lucius Mummius who destroyed Corinth, bore him two sons, Gaius and Servius (our protagonist). Gaius committed suicide because Tiberius would not allow him to take part in the allotment of the provinces in his year (i.e. following immediately his consulship). When Achaica died, Galba’s father married Livia Ocellina, a very rich and beautiful woman, who adopted Servius as her step-son.

4. The future emperor Servius Galba was born in the consulship of Marcus Valerius Messala and Gnaeus Lentulus (3 BC), on the ninth day before the Kalends of January i.e. 24 December, in a country house situated on a hill near Tarracina.

Adopted by his stepmother Livia, he took her name and the surname Ocella, and also changed his forename, using Lucius instead of Servius from that time until he became emperor.

Suetonius has some entertaining anecdotes. It was, he says, well known in his day that when Galba was a boy and called to pay his respects to Augustus with others of his age, the emperor pinched his cheek and said in Greek: ‘You too will taste a little of my power, child.’

And Tiberius too, when he heard that Galba was destined to be emperor, but in his old age, said: ‘Well, let him live then, since that does not concern me.’

When he reached adult years, Galba dreamed that Fortune said that she was tired of waiting outside his door and, unless he let her in, she would be fair game for the next passerby. When he awoke and opened the door into the hall he found a bronze statue of Fortune about two feet high. This he carried lovingly to his summer house a Tusculum, and consecrated it in a room there, worshiping it from that time on with monthly sacrifices and an annual vigil. [Compare and contrast with Nero’s alleged attachment to a small figure of a girl sent him by an unnamed commoner.]

As a young man he persisted in keeping up an old and forgotten custom which survived only in his own household, of having his freedmen and slaves appear before him twice a day in a body, greeting him in the morning and bidding him goodnight at evening, one by one.

5. Galba applied himself to liberal studies, particularly the law.

He took marriage seriously but after his wife Lepida and the two sons he had by her died, he remained a widower. He could not be tempted afterwards by any match, not even with the redoubtable Agrippina [mother of Nero], who no sooner lost [her first husband] Domitius by death than she made such shameless advances to him, while his wife was still alive, that Lepida’s mother gave her a public reprimand, going so far as to slap her.

Galba showed marked respect to Livia Augusta, to whose favour he owed great influence during her lifetime and by whose last will he almost became a rich man; for he had the largest bequest among her legatees, one of 50 million sesterces. But because the sum was designated in figures and not written out in words, Tiberius, who was her heir, reduced the bequest to 500,000, and Galba never received even that amount.

6. Galba began his career of office before the legal age, and in celebrating the games of the Floralia in his praetorship he gave a new kind of exhibition, namely of elephants walking the rope.​ Then he governed the province of Aquitania for nearly a year and soon afterwards held a regular consulship​ for six months. It chanced that in this office he succeeded Lucius​ Domitius, the father of Nero, and was succeeded by Salvius Otho, the father of the emperor Otho, a kind of omen of what happened later, when he became emperor between the reigns of the sons of these two men.

Appointed governor of Upper Germany by Gaius Caesar, the day after he appeared before the legions Galba put a stop to their applause at a festival which chanced to fall at that time, by issuing a written order to keep their hands under their cloaks; and immediately this verse was bandied about the camp:

‘Soldier, learn to play the soldier; ’tis Galba, not Gaetulicus.’

With equal strictness Galba put a stop to the requests for furloughs. He got both the veterans and the new recruits into condition by plenty of hard work, speedily checked the barbarians, who had already made inroads even into Gaul. When Gaius (Caligula) arrived on a tour of inspection, Galba and his army made such a good impression that out of the great body of troops assembled from all the provinces none received greater commendation or richer rewards. Galba particularly distinguished himself while directing the military manoeuvres shield in hand, by running for twenty miles close beside Caligula’s chariot.

7. When the murder of Caligula was announced, although many urged Galba to take advantage of the opportunity, he preferred quiet. Hence he was in high favour with Claudius, became one of his staff of intimate friends, and was treated with such consideration that the departure of the expedition to Britain was put off because Galba was taken with a sudden illness (of no great severity).

Galba governed Africa for two years with the rank of proconsul, being specially chosen​ to restore order in the province, which was disturbed both by internal strife and by a revolt of the barbarians. He was successful owing to his insistence on strict discipline and his observance of justice even in trifling matters. When provisions were very scarce during a foray and a soldier was accused of having sold for a hundred denarii a peck​ of wheat which was left from his rations, Galba gave orders that when the man began to lack food, no one should help him and so he starved to death.

On another occasion, when Galba was holding court and the question of the ownership of a beast of burden was laid before him, as the evidence on both sides was slight and the witnesses unreliable so that it was difficult to get at the truth, Galba ruled that the beast should be led with its head muffled up to the pool where it was usually watered, that it should then be unmuffled, and should belong to which of the men it returned to of its own accord.

8. Galba’s services in Africa at that time, and previously in Germany, were recognised by the triumphal regalia and three priesthoods, for he was chosen a member of the Fifteen,​ of the brotherhood of Titius,​ and of the priests of Augustus.

After that he lived for the most part in retirement until about the middle of Nero’s reign, never going out even for recreation without taking a million sesterces in gold with him in a second carriage. Finally, while he was staying in the town of Fundi, the province of Hispania Tarraconensis was offered to him.

It happened that as he was offering sacrifice in a public temple after his arrival in the province, the hair of a young attendant who was carrying an incense-box suddenly turned white all over his head. Some interpreted this as a sign of a change of rulers and of the succession of an old man to a young one, that is to say, of Galba to Nero. Not long after this, lightning struck a lake of Cantabria and twelve axes were found there, an unmistakable token of supreme power.

9. For eight years Galba governed the province in a variable and inconsistent manner. At first he was vigorous and energetic and even over-severe in punishing offences. For example, he cut off the hands of a money-lender who carried on his business dishonestly and nailed them to his counter. He crucified a man for poisoning his ward, whose property he was to inherit in case of his death and when the man invoked the law and declared that he was a Roman citizen, Galba, pretending to lighten his punishment by some consolation and honour, ordered that a cross much higher than the rest and painted white be set up, and the man transferred to it.

But he gradually changed to sloth and inaction, not to give Nero any cause for jealousy and, as he used to say himself, because no one could be forced to render an account for doing nothing.

As he was holding the assizes at New Carthage, Galba learned of the rebellion of the Gallic provinces through an urgent appeal for help from the governor of Aquitania. Then came letters from Vindex, calling on Galba to make himself the liberator and leader of mankind. So, without much hesitation, Galba accepted the proposal, led by fear as well as by hope. For he had intercepted despatches ordering his own death, which had been secretly sent by Nero to his agents.​

Galba was encouraged too, in addition to most favourable auspices and omens, by the prediction of a young girl of high birth; and also because the priest of Jupiter at Clunia, directed by a dream, had found in the inner shrine of his temple the very same prediction, likewise spoken by an inspired girl 200 years before. The drift of the verses​ was that one day there would come out of Spain the ruler and lord of the world.

10. Accordingly, pretending that he was going to attend to the manumitting of slaves, Galba mounted the tribunal, on the front of which he had set up as many images as he could find of those who had been condemned and put to death by Nero – and having by his side a boy of noble family whom he had summoned for that very purpose from his place of exile hard by in the Balearic Isles – he deplored the state of the times.

Being hailed as emperor by his troops, Galba declared that he was their governor, representing the senate and people of Rome.​ Then, proclaiming a holiday, he enrolled from the people of the province legions and auxiliaries in addition to his former force of one legion, two divisions of cavalry and three cohorts.

But from the oldest and most experienced of the nobles Galba chose a kind of senate who he might refer matters of special importance to whenever it was necessary. He also chose young men of the order of knights, who were to have the title of volunteers​ and guard his bedchamber in place of the regular soldiers, without losing their right to wear the gold ring.​ He also sent proclamations throughout the province, urging all men individually and collectively to join the revolution and aid the common cause in every possible way.

More omens and portents:

  • During the fortification of a town which he had chosen as the seat of war, a ring of ancient workmanship was found, containing a precious stone engraved with a Victory and a trophy.
  • Immediately afterwards a ship from Alexandria loaded with arms arrived at Dertosa without a pilot, without a single sailor or passenger, removing all doubt in anyone’s mind that the war was just and holy and undertaken with the approval of the gods.

Then suddenly and unexpectedly the whole plan almost failed. One of Galba’s two divisions of cavalry,​ repenting of its change of allegiance, attempted to desert Galba as he was approaching his camp and was only with difficulty prevented.

Some slaves too, whom one of Nero’s freedmen had given to Galba with treachery in view, nearly assassinated him as he was going to the bath through a narrow passage-way. They would have succeeded had they not been overheard discussing ‘the opportunity’ and, when interrogated about what ‘the opportunity’ referred to, confessed.

11. To these great perils was added the defeat and death of Vindex by forces loyal to Nero. This made Galba panic and even contemplate taking his own life, believing the cause of insurrection was lost. But when some messengers came from Rome, reporting that Nero was dead and that all the people had sworn allegiance to him, Galba, he laid aside the title of governor and assumed that of Caesar.

He then began his march to Rome in a general’s cloak with a dagger hanging from his neck in front of his breast and he did not resume the toga until he had overthrown his opponents, Nymphidius Sabinus, prefect of the praetorian guard at Rome, and in Germany and Africa the governors Fonteius Capito and Clodius Macer.

12. Galba’s double reputation for cruelty and avarice had gone before him. Men said that he had punished the cities of the Spanish and Gallic provinces which had hesitated about taking sides with him by imposing heavier taxes and even razing the walls of some of them, executing the governors and imperial deputies​ along with their wives and children.

It was further alleged that he had melted down a golden crown of fifteen pounds weight, which the people of Tarraco had taken from their ancient temple of Jupiter and presented to him; he ordered that the three ounces which it fell short by should be exacted from them.

Galba’s reputation for harshness was confirmed immediately on his arrival in Rome. He compelled some marines whom Nero had made regular soldiers to return to their former position as rowers and, when they refused and obstinately demanded an eagle and standards, Galba not only dispersed them by a cavalry charge but had them decimated.

Galba also disbanded a cohort of Germans, whom the previous Caesars had made their bodyguard​ and had found absolutely faithful in many emergencies, and sent them back to their native country without any rewards. He alleged that they were favourably inclined towards Gnaeus Dolabella, near whose gardens they had their camp.

The following tales were told in mockery of him, whether truly or falsely:

  • that when an unusually elegant dinner was set before him, he groaned aloud
  • that when his duly appointed steward presented his expense account, he handed him a dish of beans in return for his industry
  • that when the flute player Canus greatly pleased him, he presented him with five denarii, which he took from his own purse with his own hand i.e. he acquired a reputation for being stingy

13. Accordingly Galba’s arrival in Rome was not so welcome as it might have been. This was apparent at the first performance in the theatre, for when the actors of an Atellan farce began the familiar lines:

‘Here comes Onesimus from his farm’

all the spectators at once finished the song in chorus and repeated it several times with appropriate gestures, as if it mockingly referred to Galba.

14. Thus Galba’s popularity and prestige were greater when he won than while he ruled the empire, although he gave many proofs of being an excellent prince. But he was more hated for his bad acts than loved for his wise ones.

Galba was wholly under the control of three men who were commonly known as his tutors because they lived with him in the palace and never left his side. These were:

  • Titus Vinius, one of his generals in Spain, a man of unbounded covetousness
  • Cornelius Laco, advanced from the position of judge’s assistant to that of prefect of the Guard and intolerably haughty and indolent
  • his own freedman Icelus, who had only just before received the honour of the gold ring​ and the surname of Marcianus, yet already aspired to the highest office open to the equestrian order

Galba was so under the influence of these men with their different agendas that his conduct was inconsistent: sometimes he was exacting and niggardly, other times more extravagant and reckless than became a prince chosen by the people and of his time of life.

Galba condemned to death various distinguished men of both orders on trivial suspicions without a trial. He rarely granted Roman citizenship, and granted the privileges of threefold paternity​ to hardly one or two men, and even to those only for a fixed and limited time.

When the jurors petitioned that a sixth division be added to their number, he not only refused but even deprived them of the privilege, granted by Claudius, of not being summoned for court duty in winter and at the beginning of the year.

15. It was thought too that Galba intended to limit the offices open to senators and knights to a period of two years, and to give them only to such as did not wish them and declined them.​

He had all the grants of Nero revoked, allowing only a tenth part to be retained and he demanded repayment with the help of fifty Roman knights, stipulating that even if the actors and athletes had sold anything that had formerly been given them (by Nero), it should be taken away from the purchases, in case the recipient had spent the money and could not repay it.

On the other hand, there was nothing that he did not allow his friends and freedmen to sell at a price or bestow as a favour, taxes and freedom from taxation, the punishment of the guiltless and impunity for the guilty.

More, when the Roman people called for the punishment of Halotus and Tigellinus, the most abandoned of Nero’s creatures, not content with saving their lives, Galba honoured Halotus with an important stewardship and, in the case of Tigellinus, issued an edict rebuking the people for their cruelty in criticising him.

16. Having thus incurred the hatred of almost all men of every class, Galba was especially detested by the soldiers, for although their officers​ had promised them a larger gift than common when they swore allegiance to Galba in his absence, so far from keeping the promise, Galba declared more than once that it was his habit to levy troops, not to buy them. With this policy he embittered the soldiers all over the empire. He filled the praetorians with fear and indignation by discharging many of them from time to time as under suspicion of being partisans of Nymphidius.

But loudest of all was the grumbling of the army in Upper Germany, because it was defrauded of the reward for its services against the Gauls and Vindex. This is why these troops were the first to venture on mutiny, refusing on the Kalends of January to swear allegiance to anyone save the senate, and at once resolving to send a deputation to the praetorians with the following message: that the emperor created in Spain did not suit them and the Guard must choose one who would be acceptable to all the armies.

17. When this was reported to Galba, thinking that it was not so much his age as his lack of children that was criticised, he picked out Piso Frugi Licinianus from the throng at one of his morning receptions, a young man of noble birth and high character, who had long been one of his special favourites and always named in his will as heir to his property and his name.

Calling him ‘son’, Galba led Piso to the praetorian camp and adopted him before the assembled soldiers. But even then he made no mention of largess (i.e. money for the soldiers), thus making it easier for Marcus Salvius Otho to overthrow him just six days after the adoption.

18. Many prodigies from the start of his reign had foretold Galba’s end exactly as it happened:

  • when animals were being slain to right and left all along his march to Rome in every town,​ an ox, maddened by the stroke of an axe, broke its bonds and charged the emperor’s chariot and deluged him with blood
  • as Galba dismounted, one of his guards, pushed forward by the crowd, almost wounded him with his lance
  • as he entered Rome, and later the Palace, he was met by a shock of earthquake and a sound like the lowing of cattle

There followed even clearer signs: he had set apart from all the treasure a necklace made of pearls and precious stones, for the adornment of his image of Fortune at Tusculum.​ This on a sudden impulse he consecrated to the Capitoline Venus, thinking it worthy of a more august position. The next night Fortune appeared to him in his dreams, complaining of being robbed of the gift intended for her and threatening to take away what she had bestowed. When day came Galba hastened in terror to Tusculum to offer expiatory sacrifices because of the dream, and sent men ahead to make preparations for the ceremony. But on arrival, he found on the altar nothing but warm ashes and beside it an old man dressed in black, holding the incense in a glass dish and the wine in an earthen cup.​

It was also noticed that as Galba was sacrificing on the Kalends of January, the garland fell from his head and that, as he took the auspices, the sacred chickens flew away.

As he was on the point of addressing the soldiers on the day of the adoption,​ his camp chair, through the forgetfulness of his attendants, was not placed on the tribunal, as is customary. In the senate his curule chair was set wrong side foremost.

19. As Galba was offering sacrifice on the morning before he was killed, a soothsayer warned him to look out for danger, since assassins were not far off.

Not long after this Galba learned that Otho had taken possession of the camp of the Praetorian Guard. When advisers recommended that Galba go there as soon as possible — for they said that he could win the day by his presence and prestige — he decided to do no more than hold his present position and strengthen it by assembling a guard of the legionaries, who were camped around Rome.

Galba did put on a linen cuirass, though he admitted it would give little protection against so many swords. But he was lured out by false reports, circulated by the conspirators, to induce him to appear in public. They assured him that the trouble was over, that the rebels had been overthrown, and that the rest were coming in a body to offer their congratulations, ready to submit to all his orders.

So Galba went out to meet them with so much confidence that when one of the soldiers boasted that he had slain Otho, he asked him, ‘On whose authority?’ and then he went on to the Forum. There the cavalry who had been bidden to slay him, spurring their horses through the streets and dispersing the crowd of civilians, caught sight of him from a distance and halted for a moment. Then they rushed upon him again and butchered him, abandoned by his followers.

20. Some say that at the beginning of the disturbance Galba cried out, ‘What mean you, fellow soldiers? I am yours and you are mine,’ and that he even promised them largess. But the more general account is that he offered them his neck without resistance, urging them to do their duty​ and strike, since it was their will.

It might seem surprising that none of those present tried to help their emperor, and that everyone who Galba sent for treated the summons with contempt, except for a company of German troops. These responded because of his recent kindness in showing them great indulgence when they were weakened by illness, and they ran to his help but, not knowing their way round Rome, took a roundabout way and arrived too late.

Galba was killed beside the Lake of Curtius​ and was left lying just as he was, until a common soldier, returning from a distribution of grain, threw down his load and cut off the head. Since there was no hair by which to grasp it, the soldier put it under his robe, but later thrust his thumb into the mouth and so carried it to Otho.

Otho handed the head over to his servants and camp-followers, who stuck it on a lance and paraded it about the camp with jeers, crying out from time to time: ‘Galba, thou Cupid, exult in thy vigour!’ The point of this joke was that the report had gone around a few days earlier that when someone had congratulated him on still looking young and vigorous, Galba had replied:

‘As yet my strength is unimpaired.’

The head was bought from these camp followers by a freedman of Patrobius Neronianus for 100 pieces of gold and thrown in the place where his patron had been executed on Galba’s orders.

At last, however, Galba’s steward, Argivus, consigned it, with the rest of the body, to the tomb in Galba’s private gardens on the Aurelian Road.

21. Galba was of average height, very bald, with blue eyes and a hooked nose. His hands and feet were so distorted by gout that he couldn’t bear to wear a shoe for long, to unroll a book, or even to hold one. The flesh on his right side too had grown out and hung down to such an extent that it could only with difficulty be held in place by a bandage.

22. It’s said that Galba was a heavy eater and in winter time used to take food even before daylight, while at dinner he helped himself so lavishly that he would have the leftovers placed in front of him to finish off before he distributed it among his attendants.

Galba was more inclined in his sexual tastes to men and, of those, vigorous and older ones. They say that when Icelus, one of his old favourites, brought him news in Spain of Nero’s death, he not only received him openly with the fondest kisses, but begged him to ‘prepare himself’ without delay and took him to one side [i.e. buggered him].

23. Galba met his end in the seventy-third year of his age and the seventh month of his reign. The senate, as soon as it was allowed to do so, voted him a statue standing on a column decorated with the beaks of ships, in the part of the Forum where he was killed. But Vespasian [after he came to power in July 69] annulled this decree, believing that Galba had sent assassins from Spain to Judaea to murder him.

[Suetonius’s Life of Galba should be read alongside Tacitus’s account of the same events in his Histories.]


Related links

Suetonius’s Lives of the Twelve Caesars

Roman reviews

Histories by Tacitus

Biography

Publius Cornelius Tacitus, generally referred to simply as Tacitus, was a Roman statesman and historian. He lived from 56 to 120 AD. Like many Roman writers he had an eminent career in politics and public service. He started his career under the emperor Vespasian (ruled 69 to 79) and entered political life as a quaestor in 81 or 82 under Titus (ruled 79 to 81). He became praetor under Domitian (ruled 81 to 96) in 88 and then a quindecimvir, a member of the priestly college in charge of the Sibylline Books and the Secular Games.

Tacitus gained acclaim as a lawyer and as an orator, then served in the provinces from about 89 to about 93, either in command of a legion or in a civilian post. He became suffect consul (someone appointed to replace an elected consul who had vacated their office before the completion of their year-long term) in 97, during the short reign of Nerva (ruled 96 to 98).

It was about this point that he embarked on a career as a writer, producing two historical monographs – a biography of his father-in-law Julius Agricola which, because the latter had served as governor of Britain, contains much interesting information about the tribes and geography of ancient Britain; and the Germania, an ethnographic study of the tribes of Germany, both published in 98.

Tacitus returned to public life during the reign of the emperor Trajan (98 to 117). In 100 he and his friend, Pliny the Younger, prosecuted Marius Priscus (proconsul of Africa) for corruption. Priscus was found guilty and sent into exile. Pliny wrote in a letter a few days later that Tacitus had spoken ‘with all the majesty which characterises his usual style of oratory’.

Tacitus spent the next decade or so researching his two major works, the Histories and the Annals but in 112 to 113 was back in public service, recorded as holding the highest civilian governorship, of the Roman province of ‘Asia’ i.e. western Turkey. He probably died in the 120s, though the precise date is not known.

The point of recounting all this is to emphasise that Tacitus understood military and political power from the inside. He was a noted public speaker, lawyer and prosecutor, and held senior administrative posts. This profound understanding of all aspects of the Roman political system explains why Tacitus’s histories feel so authoritative and rich. He is speaking from deep experience of how Roman government worked, along with all the scheming, backstabbing and politicking which accompanied it.

The Histories

Together, the Histories and Annals were designed to give a continuous, year-by-year history of Rome under the rule of the first 12 emperors, from the death of Augustus to the death of Domitian i.e. from 14 to 96 AD, taking in the ten emperors in between (Tiberius, Caligula, Claudius, Nero, Galba, Otho, Vitellius, Vespasian, Titus, Domitian).

Tacitus composed the Annals second but they deal with the earlier period, Augustus to Nero (14 to 68). He composed the Histories first but they deal with the later period, Galba to Domitian (68 to 96).

Both books are missing large sections. The Annals is missing a big chunk in the middle, covering the last two years of Tiberius, the entire reign of Caligula (37 to 41) and the first six years of Claudius (41 to 47). Very frustrating.

But the Histories are even more mutilated. Originally 12 or 14 books in length, all that survive are the first four books and part of the fifth so that, instead of the 30 or so years from 68 to 96, all we have is just the first two years of his intended period, namely a brief summary of 68, all of 69 and some of 70.

The 1964 Penguin Classics paperback translation by British historian Kenneth Wellesley (1911 to 1995) is 260 pages long. That’s a lot of pages for just 2 years, so straightaway you know the Histories are going to cover the period in great detail.

If it’s a shame that we’ve lost most of the Histories and thus Tacitus’s accounts of Vespasian, Titus and Domitian, looking on the bright side, what we do have is a detailed account of a pivotal moment, the so-called Year of Four Emperors, 69 AD, when, following Nero’s suicide in June 68, four successive military leaders contested the imperial throne.

Nero was the last representative of the Julio-Claudian dynasty which had ruled Rome since 27 BC, but it was not only a dynasty that was overthrown; such was the chaos that it looked to contemporaries as if the unified, centralised structure of the Roman Empire itself might come to an end.

Four emperors died violently:

  • Nero in June 68, suicide (1. 4)
  • Galba in January 69, murdered by soldiers (1.41)
  • Otho in April 69, suicide (2.49)
  • Vitellius in December 69, murdered by soldiers (3.85)

Synopsis

Nero overthrown

In summer 68 reports reached Nero that the governor of the province of Gallia Lugdunensis, Gaius Julius Vindex, had rebelled against him. In order to gain support Vindex declared he was rebelling in support of the governor of Hispania Tarraconensis, Servius Sulpicius Galba. The commander of the Germania Superior army, Lucius Verginius Rufus, remained loyal to Nero and led his army against Vindex and appears to have beaten him at the battle of Vesontio, where Vindex was killed. But in the meantime, momentum had shifted to Galba. Other army leaders swung behind him and the senate declared for him. Abandoned by the legions in Italy, Nero fled to a villa outside Rome and, hearing hostile troops approaching, committed suicide rather than be dragged back to Rome and executed.

Reign of Servius Sulpicius Galba (8 June 68 to 15 January 69)

So the senate declared for Galba and he undertook the long march from Spain to the capital, where he was acclaimed emperor in June 68. However, Galba was:

  • old – he was 70 when he came to power
  • ruled badly and inconsistently, swayed by a cabal of corrupt advisers
  • didn’t pay the army as generously as it was expecting, especially the all-important Praetorian Guard which, as a result, turned against him (1.4)c

More importantly, on 1 January 69, the same day that Galba took the office of consul alongside Titus Vinius, the legions of Upper Germany refused to swear loyalty to the new emperor. They toppled the statues of Galba and demanded that a new emperor be chosen. The following day, the soldiers of Lower Germany also refused to swear their loyalty and proclaimed the governor of their province, Aulus Vitellius, as emperor.

In a bid to secure his position, on 10 January Galba held a ceremony to adopt the 31-year-old Lucius Calpurnius Piso Licinianus as his successor but it didn’t work. Just 5 days later, on 15 January, Galba was murdered by the Praetorian Guard (1.41). His successor, Piso, fled to the Temple of Vesta, but was dragged out and killed (1.43). Their heads were cut off and paraded round on pikes.

Reign of Marcus Otho (15 January to 16 April 69)

Tacitus’s account describes in detail how his successor, Marcus Otho, based in Rome, organised the conspiracy to assassinate Galba. Otho had been close to the centre of power for over a decade. He had initially been a friend and courtier of the young Nero, but Nero had an affair with and eventually married his wife, Poppaea Sabina, so had had Otho was dispatched to be governor the remote province of Lusitania in 58.

According to Tacitus Otho ruled Lusitania moderately for a decade. In the turmoil of summer 68, Otho allied himself with Galba, who was governor of neighbouring, Hispania Tarraconensis, and he accompanied Galba on his march to Rome, not unreasonably expecting a reward for his support. He was, therefore, aggrieved when Galba overlooked him to adopt Piso.

However, all these personal motives were dwarfed when Otho, now appointed emperor, read Galba’s imperial correspondence and for the first time realised the scale of the revolt of the army in Germany. Vitellius was leading his legions on a march on Rome à la Galba. Otho made an effort to negotiate, offering Vitellius a share in ruling the empire. When this was rejected, he assembled a fleet to control the coast and led his legions north where they undertook savage attacks on the civilians in the region.

Tacitus gives a detailed account of the movements of the legions of the various armies, Vitellius’s under the ambitious Aulus Caecina Alienus, Otho’s under Suetonius Paulinus. Paulinus defeated Caecina at a battle near Cremona but Caecina was then joined by the other Vitellian army led by Fabius Valens for the key battle of the campaign which took place at Bedriacum on 14 April 69.

It was a disaster for Otho’s forces, with the historian Dio Cassius claiming that 40,000 Roman soldiers were killed on both sides. (Tacitus makes the interesting point that in a civil war there’s less point, in fact it’s illegal, to take prisoners and ransom to their families, as you can in war against foreigners. So you might as well just kill them.) The next day Otho’s forces surrendered and swore allegiance to Vitellius (2.45).

Otho had retained substantial forces at his main base at Brixellum, a few miles from the battlefield and they advised him to fight on but Otho, reluctant to be responsible for more Roman lives lost, chose to commit suicide. Otho was mocked during his life for his debauched lifestyle and flamboyant homosexuality. But his suicide struck the true Roman Stoic note and was remembered and praised. Tacitus treats Otho’s death nobly and gives him a stirring speech to his men (2.46 to 49):

It may be that others have held the principate longer, but I shall make sure that no one quits it more courageously.

(A note on the Roman cult of suicide: Tacitus claims that a number of troops committed suicide beside Otho’s funeral pyre, and at the other Othonian camps both high and low committed suicide in order ‘to share his glory.’)

Reign of Aulus Vitellius (19 April to 20 December 69)

With Otho dead, Vitellius continued his march on Rome, where he made a triumphal entry and was recognized as emperor by the Senate. Tacitus then enjoys himself hugely recounting the multiple instances of Vitellius’s disgraceful debauchery, spending fortunes on games and entertainments, listening to whoever flattered him most, letting the troops he’d brought to the capital run rampant and lose all discipline. Among the numerous executions and appointments, Vitellius failed to defuse the long-running rivalry between the two generals who had won his victory at Bedriacum, Caecina and Valens.

Indeed, as Tacitus repeatedly points out, it proved to be easier to claim the throne than to hold onto it. Vitellius’s claim was soon challenged by the legions stationed in the East (Judaea and Egypt) who proclaimed their commander, Titus Flavius Vespasian, emperor instead.

Vespasian had a formidable reputation as a military commander, having played a key role in Claudius’s invasion of Britain in 43, and he was involved in suppressing the Jewish rebellion (which had started in 66) when Nero committed suicide.

Leaving his son (and future emperor) Titus, in charge of the siege of the Jews in Jerusalem, Vespasian recruited the governor of Syria, Mucianus, and Marcus Antonius Primus, a general in Pannonia, to his cause, and sent them to march on Rome, the third such march by Roman legions in 12 months.

Vespasian himself was in Egypt securing its vital grain supply when his troops entered Italy from the north-east under Primus’s leadership. With his determination, personal courage and charisma, Primus emerges as the ‘hero’, as Wellesley puts it, of book 3 of the Histories. After a confused series of clashes and manoeuvres, Primus’s legions defeated Vitellius’s army at the second battle of Bedriacum on 24 October 69. They then stormed and sacked the nearby town of Cremona in scenes of chaos, rapine and then fire. Tacitus is ashamed of the utter destruction wrought by Roman troops on a venerable Roman city (3.33).

Meanwhile the two generals who had led Vitelius to the throne, Caecina and Valens, both abandoned him in different ways. Caecina led the first Vitellian forces north but betrayed them and his emperor by going over to the Vespasians. Valens was slow to leave Rome and when he learned of the defeat of the Vitellians at Bedriacum he abandoned his legions and took ship to Monaco, with a plan to enter Narbonensian Gaul and raise a general rebellion of the Gaulish and German tribes against Vespasian. As Tacitus comments, this would have been catastrophic if it had succeeded (3.41) but it didn’t. Valens’s ship was overtaken by a flotilla of fast Vespasian galleys. With his capture the wind went out of the Vitellian forces:

With the capture of Valens the whole Roman world rallied to the winning side. (3.44)

Tacitus emphasises that Vitellius still had ample forces around Rome and if he had crossed the Apennines to attack the exhausted Flavian troops before reinforcements had arrived, could quite possibly have won. But he hadn’t a clue about military matters and surrounded himself with flattering courtiers who refused admittance to the centurions and commanders who could have given him sound advice (3.56).

Tacitus describes the confused scenes in Rome when Vitellius came down from the palace dressed in black, made an impassioned speech to the people, but was prevented by them, the Praetorian Guard and the German auxiliaries, from abdicating as he wanted to. (3.67-68) If his wish had been carried out much bloodshed and destruction would have been avoided.

If Vitellius had found it as easy to convert his follower as to give way himself, the army of Vespasian would have entered the capital without bloodshed. (3.66)

But Vitellius’s supporters’ obstinacy meant that the Flavian forces had to fight their way into Rome, destroying property and spreading carnage as they went.

The extraordinary story of Sabinus and Domitian

Vespasian had an older brother, Titus Flavius Sabinus, who had had a successful public career. Throughout the year he had remained in Rome as successive rulers rose and fell. Staying with him was his nephew, Vespasian’s younger son, Domitian. Tacitus tell us that Vitellius was well aware of their presence but took no action against them so that his, Vitellius’s, extended family, living in various provinces, would also be unharmed.

But Sabinus wasn’t stupid and had reached out to the anti-Vitellian factions in the nobility and, when news came that Vitellius had abdicated, he mobilised these individuals and cohorts (‘the leading senators, a number of knights and representatives of the urban troops and of the watch’) and they declared for Vespasian as emperor. Then came the news that Vitellius had been forced to remain in power and the position of Sabinus’s little troupe became desperate. Scuffles between the opposing forces turned into fighting and Sabinus led his force up to the Capitoline Hill where they barricaded themselves in, where he was joined by his family and Domitian.

There followed an intense siege of the hill by the pro-Vitellian forces (3.71). Nobody knows whether it was the attackers or defenders who resorted to fire but somehow a fire started and spread to surrounding buildings, above all the venerable Temple to Jupiter the Best and Greatest. This ancient building, full of tributes and testimonials from centuries of Roman history and military achievement, was burned to the ground.

This was the most lamentable and appalling disaster in the whole history of the Roman commonwealth. (3.72)

Eventually the Vitellians stormed the hill, while panic-stricken Flavians fled or hid or disguised themselves. Sabinus was seized along with his lieutenant, Quintius Atticus, put in chains and dragged before the now-powerless emperor who spoke calmly to them but was unable to stop them being dragged off by the impassioned mob, which stabbed and hacked Sabinus to death, cut off his head and threw his body onto the Gemonian Steps. Thus the end of a great Roman patriot, one among thousands of victims of Vitellius’s inability to rein in his own followers.

The fate of his nephew, Vespasian’s son and the future emperor Domitian, is even more colourful. As the besiegers broke in, Domitian hid in the house of the caretaker of the temple. Helped by a freedman he put on ‘a linen mantle’ and pretended to be a priest in order to get through the lines and then hide at the house of one of the family dependants. Once Vespasian was in power, Domitian demolished the caretaker’s house and built a small temple to Jupiter the Preserver. When he himself became emperor, he had a bigger temple erected to Jupiter the Guardian, with a statue depicting himself ‘under the protecting arm of the god’ (3.74).

So Primus’s legions were forced to fight their way into Rome with much bloodshed and destruction and, seizing the forlorn emperor-in-name-only Vitellius, they dragged him to the same Gemonian Steps where Sabinus’s body had been thrown a few days earlier, and there hacked him to death, on 20 December 69.

Throughout book 3 Tacitus describes how the Flavian side, although generally victorious in battle, was guilty of disagreement and delay, especially how Primus waited for the arrival of Mucianus and his Syrian troops. Other leaders heard of Vitellius’s abdication and thought the war was over. Tacitus finds it hard to apportion blame, but the combined effect was delay which was ‘fatal’ and had ‘tragic’ consequences of ‘unrelieved disaster’ i.e. the siege of the Capitol, the burning of the temple, the execution of Sabinus, and the eventual storming of Rome. The advance guard attacked the city walls on the evening of 19 December 68.

Next day the Flavian armies forced entry to the city at various gates amid scenes of rape and massacre. Tacitus vividly describes how the fighting took place in front of the entire population which watched it like spectators applauding a mock battle in the arena (3.83). Next day Domitian came out of hiding and was awarded the title Caesar but real power rested with the head of the conquering army, Antonius Primus. Within a few days the governor of Syria, Municianus arrived, and power shifted to him as official representative of Vespasian. Tacitus shows how the day-to-day business of politics i.e. speechifying, backstabbing, conspiring, senators prosecuting each other, carried on unchanged.

Reign of Vespasian (July 69 to June 79)

Vespasian ruled for ten years, establishing the Flavian dynasty (which lasted 27 years) which consisted of himself, his eldest son Titus (79 to 81) and second son, Domitian (81 to 96), survivor of the escapades on the Capitoline Hill. In fact Vespasian was the first Roman emperor to be succeeded by his biological son; the succession of emperors in the Julio-Claudian dynasty had all been by adoption. Vespasian:

  • reformed Rome’s financial system of Rome
  • brought the campaign against the Jews to a successful conclusion with the sack of Jerusalem in 70 and the mass suicide of Jewish resisters at Masada in 74
  • initiated ambitious construction projects including commissioning the Flavian Amphitheatre, better known today as the Roman Colosseum

Civilis’ revolt

But Tacitus doesn’t get round to any of this in what we have of his account. Instead, book 4 of his narrative focuses on developments in Germany. Here, months before the Flavian forces had even triumphed in Italy, a Romanised Batavian prince named Gaius Julius Civilis led a rebellion of German and Gaulish tribes which, at one point, threatened the complete independence of Gaul from Rome.

Tacitus describes the complex sequence of events by which Civilis united the tribes and then their attacks on Roman strongholds (notably the long siege of the Roman camp of Vetera), along with the appalling mismanagement on the Roman side, punctuated by mutinies by dissident soldiers (4.12 to 37).

Back in Rome

Tacitus cuts back to Rome to describe the start of the new year (70 AD) and the nominal consulships of Vespasian and his son Titus. However, as both were still absent in the East, it was Vespasian’s 18-year-old Domitian who found himself titled ‘Caesar’ and officiating at the first meetings of the Senate. Tacitus lists the usual senate business of making speeches, arguing about who was guilty of what crimes and betrayals during the reigns of Nero, Galba, Otho and Vitellius, feuds and prosecutions.

Vespasian, still in Egypt supervising Rome’s corn supply, was told bad things about Domitian arrogating too much power to himself, which threatened to turn him against his son, but this is the peg for Titus to make a speech asking clemency for his brother, on the basis that emperor’s needed to keep family close and well as the only true support they had (4.52). Tacitus then describes the reconsecration of the great temple of Jupiter (4.53).

More Civilis’ revolt

The interlude in Rome over, Tacitus returns to Julius Civilis’s rebellion on the Rhine (4.55 to 80). This continues to be very complex, in terms of the continually changing alliance between the tribes and their leaders (Civilis, Classicus, Tutor), the multiple military encounters at different locations, and the fact that one Roman legion is persuaded to defect to the tribals.

Despite setbacks the Romans won a hard-fought battle when the German coalition (the Batavi, Ubii, Lingones, Bructeri and Tencteri) attacked the Roman camp at Augusta Treverorum (Trier). The Roman commander was Quintus Petillius Cerealis who rallied his troops to hold the narrow bridge over the Rhine before counter-attacking and destroying the German camp (4.77). But there were other German and Gaulish forces scattered around the Rhineland, not least in Cologne, so the war was far from over.

Book 4 ends with a few short passages describing Vespasian’s ongoing sojourn in Egypt and some anthropology about the origin of the popular god Serapis, but the war on the Rhine far from resolved.

Book 5

The Jews

The fifth book, of which only the first 26 chapters survive, opens by ignoring the situation in Germany and shifting the scene about 2,000 miles East to Jerusalem. The Jews had risen against Roman rule in 66 AD. Tacitus picks up the story at the start of 70 AD as Vespasian dispatches Titus to Judaea to undertake the siege of Jerusalem. This would fall amid general bloodshed in August of that year although Tacitus’s history breaks off before then.

First though Tacitus treats his readers to an extended history of the Jews, review of their religion and traditions which, as Wellesley puts it, is a ‘fascinating farrago of truth and lies’ (introduction, page 14). But Tacitus gets it right about the Jews’ seven-day week, their monotheism, their fierce attachment to discriminatory customs such as circumcision, eschewing pork, not ‘marrying out’ and so on.

All this leads up to a description of Titus, having pacified the rest of Judaea, arriving before the impressive walled city of Jerusalem which itself contains the citadel within a city of the Temple complex. The city is packed with refugees from the other Jewish cities Roman armies had reduced, and Titus sets about mounting a siege in the approved Roman fashion. (5.13)

Back to Civilis’ revolt

At this point the text leaves Titus to return to the war in Germany. Here there are many more battles and skirmishes between Civilis’s tribes and Romans, including a close escape when Cerealis’s camp is invaded. But the Romans survived and attacked the island in the Rhine estuary where the Batavians lived, devastating it.

As summer turned into autumn Cerealis kept up a flow of secret correspondence with the Germans offering them peace and a return to the status quo ante. The chiefs of the German tribes are coming to realise that they cannot defeat the Romans and have been led into a ruinous unwinnable war by Civilis. The narrative breaks off as Civilis calls Cerealis to a conference at either side of a ruined bridge at Nabalia and begins to justify his actions…

In other words we don’t get to see Titus conclude the siege of Jerusalem or Vespasian set sail for, let alone arrive at, Rome.

The Agricola

In 78 Vespasian appointed as governor of Britain Gnaeus Julius Agricola, who aggressively expanded Roman territory far into Scotland. In the same year the young historian Publius Cornelius Tacitus married Agricola’s daughter. Twenty years later, in an act of filial duty, Tacitus wrote a biography of Agricola which survives in its entirety and contains much invaluable information about the first century British, their tribes and customs. This book, the Agricola, was published around 98 AD. It was the first of his historical works.

Tacitus shares his editorial decisions

A very winning habit of Tacitus’s is to share with the reader the balance of the evidence in front of him and his opinions about it, particularly when it is questionable. He steps out of his narrative, as it were, and we get a strong sense of his personality, brisk, logical, hard-headed:

  • Though I feel that a wilful search for old wives’ tales and the use of fiction to divert the reader is quite inappropriate in a serious work of this type, I hesitate all the same to be sceptical about events widely believed and handed down. (2.50)
  • Historians of this war who wrote during the Flavian dynasty have flatteringly described the motives of these men as ‘concern for peace’ and ‘patriotism’. My own view is that in addition to a natural instability of character and the cheapening of loyalty which was a consequence of their betrayal of Galba, a jealous fear that rivals would outpace them in Vitellius’s affections induced them to ruin Vitellius himself. (2.101)
  • I find that some widely read historians vouch for the truth of the following story…(3.51)

Tacitus tells us (3.25) that for the detail of the fighting he follows the account of Lucius Vipstanus Messalla, a Roman of senatorial status, who was directly involved in the war, being temporary commander of the legion VII Claudia stationed in Moesia which entered the civil war on the Flavian side, and who wrote an account of the war once it was over. This history is now lost but young Tacitus befriended the older man and used it as one of the prime sources for this history.

Sententiae

Sententia is the Roman word for the kind of pithy general statement about human life, the universe etc that we call by the names proverbs, adages, aphorisms, maxims or apophthegms. The plural form is sententiae. 1) A sententia is a general reflection on life which can arise from the previous narrative, acting as a kind of summary, summarising events or someone’s character in a pithy generalisation. So after describing the differing views among the army and its commanders in the East, he summarises:

Thus there were good men and bad, but for a variety of reasons and with equal enthusiasm all of them wanted war. (2.7)

2) A bit more squarely in the definition is this example where Tacitus describes the feverish rumours in Rome as Vitellius marched against Otho and then explains it by using a generalisation that his elite, crowd-despising, aristocratic audience would heartily endorse:

The cheers and cries of the crowd followed the usual pattern of flattery in being overdone and insincere…The passion for self-abasement operated as it does among domestic slaves, for each individual was prompted by selfishness and the decencies of public life now meant nothing. (1.89)

Hear hear, old chap. In fact the emptiness of public acclamation and the crassly craven behaviour of all mobs is a recurring theme and you can hear in Tacitus’s voice the scorn of a republican lamenting the hollow mob rule which the imperial form of government encouraged:

  • This was merely the accepted tradition whereby any emperor, no matter who he was, was acclaimed with extravagant applause and empty demonstration. (1.32)
  • [The defeated Othonian army turn on their leaders, blaming everyone except themselves.] This, of course, is typical of the mob. (2.44)
  • [On the entry of the despicable Vitellius into Rome] The lower classes are irresponsible and unable to discriminate between counterfeit and true. Adept in offering the usual flattery, they shouted and yelled their approval. (2.90)
  • In moments of fear the voice of wisdom and the gossip of the mob are listened to with equal alacrity. (3.58)

3) Or a sententia can be included in a flow of argument as a kind of proof. An author may cite a sententia summarising a common opinion or experience, with a view to winning the reader over to his point of view or recruiting the reader to his framework, his analysis:

  • Suspicion and hatred must always be the reaction of rulers towards the man talked of as the next in succession. (p.35)
  • Man’s character is such that he will always prefer to believe in mysteries. (1.22)
  • The ordinary man always goes from one emotional extreme to the other. (2.29)
  • Men are more inclined to repay injury than kindness. (4.3)
  • As good men derive their effectiveness from their virtues, so those who are really evil, derive theirs from their vices. (3.77)

This type assert a view of human nature or society which he uses as evidence to bolster his interpretation.

4) Or Tacitus may sometimes be consciously creating new generalisations to express his point of view. This was part of the new, briefer, more pithy style expected of Silver Age authors. (In Latin literature the Golden Age is said to have lasted from 70 BC to 18 AD, especially the long reign of Augustus, 27 BC to 14 AD; while the Silver Age is said to be the period from about 18 to 133 AD.)

Cicero write long, flowing, declamatory prose. Tacitus also writes long sentences, but more packed with information than concern for writerly balance. And they are frequently punctuated by shorter, pithy reflections and summaries. With sententia:

  • No one has ever made good use of power evilly gained. (1.30)
  • As is so often the case with brazen falsehoods, certain individuals asserted that they had been present when the deed was done and had witnessed it. (p.40)
  • Once killing starts it is difficult to draw the line. (1.39)
  • Discipline, however inflexible in peace-time, is relaxed in civil conflicts, where agents are ready to discourage disloyalty on either side, and treachery goes unpunished. (1.51)
  • There are always courtiers who keep an eye open for an emperor’s displeasure. (2.38)
  • Revolution and strife put tremendous power into the hands of evil men, whereas peace and quiet call for good lives [or ‘the practice of virtue]. (4.1)

Tacitus frequently made me smile with his droll comments on human nature. On several occasions emperors tried to smother bad news about defeats in the field, but banning rumour only ’caused it to multiply’. (3.54) That Homo sapiens, eh? Those mobs, those crowds, those foolish fickle humans.

Pithy

Sometimes Tacitus is just wonderfully brief and punchy.

  • A war of boundless havoc seemed imminent. (3.15)
  • Venutius inherited the throne, and we the fighting. (3.45)
  • [Of Vitellius] Emperor no longer, he was merely the cause of the fighting. (3.70)

Conclusions

1. Instability of the emperor

Tacitus draws the major conclusion from all these events right at the beginning: the revolt of Gaius Julius Vindex and then Galba revealed the secret of the principate which had been concealed throughout the Julio-Claudian dynasty, which was that: it was possible for an emperor to be chosen from outside Rome (1.4). More specifically, it set the pattern for centuries to come, of new emperors being acclaimed by provincial armies then marching on Rome to establish their claim.

For some periods of time ‘dynasties’ endured which ordered the succession through biological or adopted relatives. But throughout 400 year history of the Roman Empire from this year onwards, simmering beneath the appearance of stability, was the threat of the violent rise of a provincial leader to overthrow the central imperial power.

2. Instability of the army

The second conclusion, closely related to the first, is that the troops were motivated not by ideology or loyalty but, above all, by the promise of loot. Time after time in the 280 pages of this narrative, commanders, governors and emperors are threatened by their own men, surrounded, mobbed, shouted at, with the soldiers’ goal almost always being the same: loot. Vitellius was unable to control the praetorian guard or German auxiliaries in Rome, and then Antonius Primus was unable to stop the sack and fire and massacre of the triumphant army as it ransacked every house looking for valuables or women to rape.

As the narrative proceeds Tacitus gives evermore examples of the terrible discipline into which all the legions and cohorts, on all sides, seemed to fall.

The troops clamoured for immediate action and threatening their officers had by now become a habit. (4.34)

3. Permanent war

Stepping back a bit, I might be missing the wood for the trees because I suppose the biggest take home from this long text is that Rome was a military empire engaged in almost constant warfare. All of Rome’s politicians and statesmen were expected to take command of armies engaged in real warfare at the drop of a hat (even Cato in North Africa, even Cicero during his year in Asia). It was a militaristic culture in which the activity of war dominated all aspects of politics and culture to an extent I don’t think we moderns can really understand.

Reading experience and translations

Once you bed down into it, Tacitus’s account is gripping. He is, after all, reporting a very dramatic series of events:

The story upon which I embark is one full of incident, marked by bitter fighting, rent by treason and even in peace, sinister. (1.2)

The course of events allows him to stage melodramatic scenes and give stirring speeches to key characters at decisive moments. But he is a master of narrative. Possibly because the subject matter itself is gripping and fast-moving, but I found the Histories a much more enjoyable read than the more diffuse and sometimes repetitive Annals (all those informers, all those treason trials, all those forced suicides – even Tacitus himself admitted to getting bored with his own narrative).

Take the couple of chapters describing the abortive rising of Sabinus and the other pro-Flavians when they thought Vitellius had abdicated, which leads into the siege of the Capitoline Hill, the fire destroying the Temple of Jupiter, Sabinus arrest and lynching and the daredevil escape of young Domitian. This is a wonderfully dramatic and exciting story and Tacitus tells it clearly and vividly.

Some of the narrative’s power must be down to Wellesley’s translation which enlivens the bare Latin with colloquial English phrases (‘old wives’ tales’, ‘run for the hills’, ‘discipline went to pieces’ 4.1, ‘he was the last man to make trouble’, 4.38, ‘Marcellus looking daggers, Crispus all smiles’ 4.43) which really bring the narrative to life, giving it a more popular, colourful vibe than I suspect a literal translation would.

Also, it appears that at least some of the pithiness which I so enjoy derives from Wellesley. Here’s Anthony Kline’s translation of the first phrase of book 3 chapter 79. I assume Kline gives a literal translation of the Latin which explains why it is rather flat and factual.

Antonius reached Saxa Rubra (nine miles north of Rome) by the Flaminian Way late at night but now too late to bring relief.

And here’s Wellesley’s version:

The night was far advanced before Antonius, marching to the rescue down the Flaminian Way, reached Saxa Rubra. It was too late. (3.79)

You can see that Wellesley has altered it in several ways, two of which stand out. 1) ‘The night was far advanced’ sounds like a boy’s own adventure trope, on a par with ‘It was a dark and stormy night…’ It introduces a dash of Victorian adventure story flavour. 2) Where Kline has the flat ‘but now too late to bring relief’ Wellesley makes this phrase into a separate, clipped sentence, creating the taut, laconic style of a thriller. He does this throughout the text, sprinkling tough punchy little sentences which convey an enjoyable sense of narrative threat and suspense:

The explosion was not long in coming. (4.32)

In other words, Wellesley’s translation (as far as I can tell) tends to turn Tacitus into a gripping adventure story and ripping yarn, which is part of what makes his version such a compelling read. Along with Rolfe Humphries’ Englishing of Lucretius and Peter Green’s versions of Ovid, it’s one of the most enjoyable translations I’ve read.


Credit

The Histories of Tacitus, translated by Kenneth Wellesley, was published by Penguin Books in 1964. All quotes are from the 1986 revised paperback edition.

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The Pharsalia by Lucan – 2: Summary

In this book-by-book summary of Lucan’s Pharsalia, I started with the short text summaries provided by Wikipedia, pasted in the section summaries provided by A.S. Kline’s online translation, and then added my own observations.

Book 1 The civil war begins (695 lines)

After a brief introduction lamenting the idea of Romans fighting Romans there is a flattering dedication to Nero (‘to me you are already divine…you alone grant power to Roman verse’). Considering that Nero had Lucan killed, some critics read this as deeply ironic. But Susan Braund (translator of the Oxford University Press edition of the Pharsalia) sees no reason to. Before their falling out, while he was writing the early books of the poem, they were close friends and the first part of Nero’s reign was seen by many as ideal, peaceful and just.

The narrative summarizes background material leading up to the present war and introduces Caesar in northern Italy. Despite an urgent plea from the Spirit of Rome to lay down his arms, Caesar crosses the Rubicon, rallies his troops and marches south to Rome, joined by Curio along the way. The book closes with panic in the city, terrible portents and visions of the disaster to come.

Lines 1 to 32: The ruinous nature of civil war on earth and chaos in the heavens

33 to 66: Sycophantic homage to Nero, saying that if it took a civil war to produce such a wise and good emperor, then maybe it was worth it

67 to 97: The motives of the two leaders

98 to 157: Comparisons, Pompey the old oak tree and Caesar the unstoppable bolt of lightning

158 to 182: The hidden causes of the war, namely Rome’s wealth and decadence, bribery and corruption

183 to 227: Despite a vision of Italy as a weeping woman, Caesar denies her accusations and crosses the Rubicon

228 to 265: Caesar’s entry into Ariminum whose citizens lament that they are the first stopping point for all invaders

266 to 351: The exiled tribunes: Curio’s speech whips Caesar up to a speech detailing his grievances against Pompey and the Senate

352 to 391: The troops hesitate but are convinced by the speech of Laelius, the chief centurion

392 to 465: Caesar gathers his forces

466 to 525: Rumour triggers panic in Rome which is cowardly abandoned by its population

526 to 583: Ghosts and portents, anarchy in heaven, terrify the world

584 to 637: The soothsayer Arruns reads the future in the rotten entrails of a sacrificed bull and predicts disaster

638 to 672: Figulus reads the prophecies in the heavens

673 to 695: Apollo inspires a Roman matron in a frenzied vision to see the locations of all the forthcoming battles and bloodshed

Book 2 Pompey flees Italy (736 lines)

In a city overcome by despair, an old veteran presents a lengthy interlude regarding the previous civil war that pitted Marius against Sulla. Cato the Younger is introduced as a heroic man of principle; as abhorrent as civil war is, he argues to Brutus that it is better to fight than do nothing. After siding with Pompey—the lesser of two evils—he remarries his ex-wife, Marcia, and heads to the field. Caesar continues south through Italy and is delayed by Domitius’ brave resistance. He attempts a blockade of Pompey at Brundisium, but the general makes a narrow escape to Greece.

Lines 1 to 66: In Rome women beat their breasts in lamentation and men wish they were fighting Rome’s enemies not each other

67 to 138: An elder gives a detailed account of Marius’s career i.e. flight, then vengeful bloody return to Rome

139 to 233: The same elder recalls Sulla’s victory and vengeance against the Marian party, recalls seeking the body of his murdered brother, the Tiber was clogged with corpses

234 to 285: Marcus Junius Brutus the Younger visits Cato and makes a long speech

286 to 325: Marcus Porcius Cato the Younger’s speech of reply: wherever fate leads, virtue must follow without fear; he wishes his death could unite the enemies

326 to 349: Marcia knocks on the door; she has come from burying her husband, Hortensius, and wants to remarry Cato in order to share his tribulations

350 to 391: So Marcia and Cato marry on the spot, with Brutus as witness, but Lucan emphasises Cato’s stern devotion to duty and Rome above personal reward or pleasure

392 to 438: Pompey bases himself at Capua, with an extended geographical description of the city’s location among the Apennine mountains

439 to 461: Caesar advances into Italy

462 to 525: Commander after commander abandons his post and cities fall before Caesars advance, with the noble exception of Domitius who tried to defend Corfinium, before being given up his soldiers and then ignominiously granted clemency by Caesar (the fate Cato is determined to avoid)

526 to 595: Pompey’s speech to the army defending his cause against Caesar’s ‘pitiful madness’ and listing his many triumphs

596 to 649: But little applause follows his speech, and Pompey leads his troops to Brindisi, which is given an extended geographical description, like Capua, above; he sends his son and envoys to raise allies in Greece and the East

650 to 703: Caesar lays siege to Brindisi

704 to 736: Pompey escapes Brindisi, taking his fleet across the Adriatic to Illyricum

Book 3 War in the Mediterranean (762 lines)

As his ships sail, Pompey is visited in a dream by Julia, his dead wife and Caesar’s daughter. Caesar returns to Rome and plunders the city while Pompey reviews potential foreign allies. To protect his read Caesar heads for Spain, but his troops are detained at the lengthy siege of Massilia (Marseille). The city ultimately falls in a bloody naval battle.

Lines 1 to 45: Pompey’s vision of Julia, his previous wife, daughter of Caesar, who bound the two rivals together until her early death in 54 BC

46 to 83: Caesar sends officers to secure the grain supply from Sicily and Sardinia, then marches on Rome

84 to 140: While the senators are ignominously summoned to the House to hear Caesar, the tribune Lucius Metellus defends the treasury with his life

141 to 168: Metellus is pushed aside and the cumulated treasury of the ages seized

169 to 213: A long list of cities in Greece and Asia Minor who send men to Pompey

214 to 263: The Middle East and India rally to Pompey

264 to 297: The Black Sea and North Africa rally to Pompey – these three sections comprise a massive list of tribes and cities and peoples on the model of the List of Allies in the Iliad, itself copied in the Aeneid

298 to 357: speech of the Greek inhabitants of Marseille opposing Caesar, arguing to remain neutral

358 to 398: Caesar blockades Marseille, throwing up an enormous earthwork

399 to 452: Caesar destroys the sacred grove

453 to 496: Caesar leaves for Spain but the siege of Marseille continues, Roman siege techniques described in detail

497 to 537: The Greek inhabitants of Marseille mount a successful sortie so the Romans initiate a naval battle

538 to 582: The fleets engage with a vivid description of grappling irons, hand to hand fighting and thousands of soldiers dying in the sea, hit by random arrows, javelins, fire and sinking ships

583 to 634: The death of Catus, Telo, Gyareus, the mutilated twin

635 to 669: The death of Lycidas, the man skewered by two prows meeting

670 to 708: The death of Phoceus, who drowned many before hitting the keel of a ship, many more drown, are crushed, transfixed

709 to 751: Lygdamus, a Balearic sling-thrower, blinds Tyrrhenus who, in turn, throws a javelin which kills Argus, whose father is so distraught he stabs himself then jumps overboard – the focus on gruesome anatomical details recalls the Iliad

752 to 762: Lamentation of the women and parents of Marseille as they embraced mangled corpses or fought over headless bodies to place on funeral pyres

Book 4 Caesar victory in Spain

The first half of this book describes Caesar’s victorious campaign in Spain against Afranius and Petreius. Lucan then switches scene to focus on Pompey, his forces intercept a raft carrying Caesarians, who prefer to kill each other rather than be taken prisoner. The book concludes with Curio launching an African campaign on Caesar’s behalf, where he is defeated and killed by the African King Juba.

1 to 47: Caesar attacks the base of the two Pompeian leaders in Spain, Lucius Afranius and Marcus Petreius, but his soldiers, fighting uphill, are thrown back

48 to 120: Caesar’s camp is flooded, interesting because of the extended description of the geography of Spain and the causes of heavy rain and, after the flooding, the famine

121 to 156: The campaign is renewed: Caesar builds bridges across the river Sicoris, prompting Petreius to abandon the heights of Ilerda and head for central Spain

157 to 207: The two armies camp within sight of each other and this prompts many to call out then go and meet friends on the other side; Lucan praises the god Harmony, soon bitterly to be broken

208 to 253: Angry, Petreius gives a speech rousing his troops in the name of the Senate and Pompey and Freedom, whipping them up to attack the friends of Caesar’s army who had come among them, bloodshed, horror

254 to 318: Afranius loses the moral high ground with this action; Caesar pursues his army to high ground, with no water, and there surrounds it, ordering his army to resist attacks and wear the trapped enemy down from extreme thirst

319 to 362: Worn down by privations Lucius Afranius surrenders with a dignified speech

363 to 401: Pompey’s army in Spain disbands and immediately quench their thirst at the river Caesar had prevented them reaching; they are lucky, banned from fighting they will see out the long civil war in peace

402 to 447: Conflict in Dalmatia, where Gaius Antonius’s Caesarian force builds rafts to escape the island of Curicta

448 to 528: One of these rafts, bearing 600 Caesarians commanded by Vulteius, is surrounded by Pompeyan forces; as night falls Vulteius makes a long speech advocating their noble suicide

529 to 581: Vulteius and his men commit suicide

582 to 660: The myth of Hercules and Antaeus i.e. their legendary wrestling match

661 to 714: Pompey’s African army under Varus i.e. another long list of allied tribes and peoples; Caesarian Curio determines to throw his army against Varus

715 to 787: King Juba’s army lures Curio into an ambush, surrounds and massacres the Romans

788 to 824: How jarring that Pompey’s side could only triumph by pleasing the shades of Hannibal and the Carthaginians with a north African defeat of Roman legions; lament that so noble a figure as Curio was corrupted by the degenerate times to take Caesar’s shilling and inflame civil war

Book 5 Caesar in Illyria (815 lines)

The Senate in exile confirms Pompey the true leader of Rome. Appius consults the Delphic oracle to learn of his fate in the war, and leaves with a misleading prophecy. In Italy, after defusing a mutiny, Caesar marches to Brundisium and sails across the Adriatic to meet Pompey’s army. Only a portion of Caesar’s troops complete the crossing when a storm prevents further transit; he tries to personally send a message back but is himself nearly drowned. Finally, the storm subsides, and the armies face each other at full strength. With battle at hand, Pompey sends his wife to the island of Lesbos, despite her protests.

1 to 70: The consul Lentulus addresses the senators in exile in Epirus, telling them wherever they are, that is the Roman state; the senators appoint as allies the kings who have rallied to their cause

71 to 101: History of the oracle of Apollo at Delphi and speculation about how it works, what god lies buried deep in Mount Parnassus and speaks through the priestess

102 to 140: History of the oracle’s most famous predictions and why it was shut down; Appius Claudius tries to reopen the shrine, Phemonoe, the priestess, tries to resist him

141 to 197: The priestess pretends to prophesy but Appius realises she is faking and pushes her towards the chasm until she is possessed by Apollo and delivers a genuine prophecy which is that Appius will escape the storms of war

198 to 236: Further description the wild frenzy the priestess had been thrown into, then lament that Appius, like so many others, misread the oracle to mean that he was safe, when what it really meant was his premature death

237 to 299: Caesar’s troops on the verge of mutiny: given a long speech which displays Lucan’s skill at suasoria

300 to 373: Caesar quells the mutiny, exposing his chest to them, daring them to mutiny; but Lucan says shame on him for delighting in a war his own men condemn; Caesar more or less calls his men scum:

The gods will never stoop so low as to care about
the lives or deaths of such as you; events depend
on the actions of great men: humankind lives for
the few.

374 to 402: While his armies assemble at Brundisium Caesar hurried to half-empty Rome where has himself declared dictator; Lucan laments that this age ‘invented all the false titles that we have granted our masters for so long’

403 to 460: Arriving back at Brundisium Caesar finds the sea beset by storms; he persuades his fleet to set sail but, ironically, once out of sight of land it is becalmed; next morning a wind picks up and blows Caesar’s fleet to Paeneste

461 to 503: Caesar impatiently summons Mark Antony with the rest of his fleet and army

504 to 576: Caesar dresses in disguise and visits the hut of a humble fisherman, Amyclas, and persuades him, against his better judgement, to take him across the sea to Italy

577 to 637: Then the seas blow up into a real storm which Lucan with hyperbole describes as nearly drowning the entire world, till Jupiter intervenes

638 to 677: Exulting, Caesar defies the storm, saying its epic force matches his world-shattering ambition, at which point a freak wave carries the little boat back to shore and flings him safely on the beach

678 to 721: Next morning the troops in Caesar’s camp reproach him for risking his life without them; the sun comes out and Mark Anthony beings the rest of Caesar’s fleet over from Italy to Nymphaion

722 to 760: Pompey tells his wife Cornelia that Caesar’s army has landed in Illyria and so he is sending her to Lesbos for her own safety

761 to 815: Cornelia’s gives a long speech in which she laments that Caesar is forcing her and Pompey’s marriage to come to an end, laments that she won’t be with him (Pompey) when the great battle occurs, if Pompey is defeated would rather know the news at once so she can kill herself if he dies; then she packs hurriedly and is taken down to the ship to Lesbos; next night she sleeps alone in an alien bed – but Fate held worse in store

Book 6 Thessaly and Erictho the witch (830 lines)

Pompey’s troops force Caesar’s armies – featuring the heroic centurion Scaeva – to fall back to Thessaly. Lucan describes the wild Thessalian terrain as the armies wait for battle the next day. The remainder of the book follows Pompey’s son Sextus, who wishes to know the future. He finds the most powerful witch in Thessaly, Erictho, and she reanimates the corpse of a dead soldier in a terrifying ceremony. The soldier predicts Pompey’s defeat and Caesar’s eventual assassination.

Lines 1 to 27: Pompey moves to seize the town of Dyrrachium

28 to 63: Caesar hems Pompey in by building a vast fortification around his army; Lucan laments at so much effort expended for such a futile end

64 to 117: Both camps afflicted: horses die and illness spreads in Pompey’s camp, while Caesar’s men begin to starve

118 to 195: The super-heroism of the centurion Scaeva who single-handedly rallies Caesar’s troops when Pompey’s army attempts a breakout at Minicius

196 to 262: More of Scaeva’s superhuman resistance, fighting single-handed against a wall of enemies till his mutilated face is one mass of bleeding flesh; the arrival of Caesarian reinforcements puts the Pompeyans to flight, and only then does Scaeva collapse. But, Lucan asks, what was it all for?

But you can never adorn the Thunderer’s shrine
with your trophies, nor will you shout for joy
in the triumph. Unhappy man, how great your
bravery that merely paved the way for a tyrant!

263 to 313: Pompey attacks at points along the perimeter wall; at one of them Caesar counter-attacks but then Pompeyan forces charge from all sides; the civil war might have ended there in total defeat for Caesar except that Pompey ‘restrained his army’ and Caesar’s army regrouped and fought its way clear; Lucan laments the lost opportunity and lists all the disasters which would follow:

Cruel fate! Libya and Spain would not have mourned for
the disasters at Utica and Munda; neither would the Nile,
defiled by vile bloodshed, have borne that corpse nobler
than a Pharaoh’s; King Juba’s naked body would not have
burdened the African sand, nor Metellus Scipio appeased
the Carthaginian dead with his blood; nor the living have
lost their virtuous Cato. That day might have ended your
ills, Rome, and erased Pharsalia from the scroll of fate.

314 to 380: Caesar strikes camp and marches east into the interior, into Thessaly

381 to 412: Extensive description of the geography and legendary history of Thessaly or ‘the accursed land’ as Lucan calls it (see above)

413 to 506: The armies follow then camp near each other with a growing sense of Fate, that this is where the Great Confrontation will take place; but Pompey’s son, Sextus, wants to know more and, as it happens, his side have camped ‘near the dwellings of those Thessalian witches whom no conjuring of imaginary horrors can outdo’; a very long passage about their supernatural powers, especially to affect rain and tides, the oceans and even the earth’s rotation

507 to 568: An extended description of the wickedness of Erictho who is the worst witch ever

569 to 623: Erictho is pointed out to Sextus by a local guide, sitting on a high cliff, casting spells unknown to wizards in order to keep the armies at Pharsalus and make the great massacre happen here; Lucan blames Erictho for magically making the armies stay here; she’s doing this so that she can use the blood and bones and body parts of the dead soldiers in her magic rites

624 to 666: Erictho picks a corpse off the battlefield and drags it to her terrifying cave where she ties her hair with snakes and prepares to bring it back to life

667 to 718: Erictho invokes the infernal powers with tremendous power, at considerable length

719 to 774: Erictho raises the dead body to life to prophesy

775 to 830: The prophecy of the dead

Book 7 Pompey loses the Battle of Pharsalia (872 lines)

The soldiers are pressing for battle, but Pompey is reluctant until Cicero convinces him to attack. Against all the odds, the Caesarians are victorious, and Lucan laments the resulting loss of liberty. Caesar is especially cruel as he a) mocks the dying Domitius and b) forbids the cremation of the dead Pompeians. The scene is punctuated by a description of wild animals gnawing at the corpses and a lament from Lucan for Thessalia infelix, ill-fated Thessaly.

Lines 1 to 44: Pompey dreams that he is in Rome enjoying the cheers of his victories in Spain against Sertorius in 73 BC; he would have been happy if he had died at that moment; unlucky Rome, never to see him again

45 to 86: Cicero’s speech summing up the general mood, asking why Pompey is delaying battle

87 to 130: Pompey’s reply, pointing out that he is slowly winning and counselling patience, lamenting that he is being forced into a confrontation he will lose

What evil and suffering this day will bring
the nations! How many kingdoms will be ruined!

131 to 184: Omens and portents

185 to 214: The augur’s cry

215 to 234: Pompey deploys his army, including many foreign kings (Gauls and Spanish)

235 to 302: Caesar addresses his men, pointing out most of Pompey’s army is made of foreigners who care nothing for Rome

303 to 336: Continuation of Caesar’s speech in which he associates Pompey with Sulla, and says if that if the Caesarians lose, he, Caesar, will kill himself rather than be taken in chains to Rome to be punished in the Forum; his army tramples down their camp and trench and throw themselves into battle formation

337 to 384: Pompey addresses his men

385 to 459: The effects of the Battle of Pharsalia: Lucan attributes all Rome’s subsequent failings, the loss of an entire generation, the failure to expand the borders of empire, all to this fateful day:

The fields of Italy are tilled by men in chains, no one
lives beneath our ancient roofs, rotten and set to fall;
Rome is not peopled by citizens; full of the world’s
dross we have so ruined her, civil war among such
is no longer a threat. Pharsalia was the cause of all
that evil.

460 to 505: Battle is joined

506 to 544: Caesar destroys Pompey’s cavalry who Lucan depicts as mostly ill-disciplined foreigners and barbarians

545 to 596: Caesar seizes victory

597 to 646: ‘There all the glory of our country perished… a whole world died there’; Lucan associates the defeat with the birth of the imperial tyranny he says he and his generation still live under a hundred years later:

we were laid low for centuries, all
generations doomed to slavery were conquered
by those swords. What fault did we, their sons,
their grandsons, commit that we deserved to be
born under tyranny?

647 to 697: Pompey takes flight

698 to 727: Pompey reaches Larissa, where he is enthusiastically greeted, even though he has lost

728 to 780: Caesar encourages his men to loot Pompey’s abandoned camp, but that night his men have guilty dreams about murdering their kin

Neither Pentheus raving nor Agave newly sane
were subject to greater horror or mental turmoil.

781 to 824: Caesar also has poisonous dreams but awakes and orders his dining table to be set out on the battlefield which he can survey choked with Roman dead: Caesar denies them burial

825 to 872: Wolves, dogs, birds of prey, descend to ravage the many dead bodies on the battlefield; which god did Thessaly offend to not only host the disastrous battle of Pharsalus, but its echo, Philippi, six years later?

Book 8 The death of Pompey in Egypt (870 lines)

Pompey himself escapes to Lesbos, reunites with his wife, then goes to Cilicia to consider his options. He decides to enlist aid from Egypt, but the Pharaoh (Pharaoh Ptolemy XIII Theos Philopator) is fearful of retribution from Caesar and plots to murder Pompey when he lands. Pompey suspects treachery; he consoles his wife and rows alone to the shore, meeting his fate (assassination) with Stoic poise. His headless body is flung into the ocean, but washes up on shore and receives a humble burial from Cordus.

Lines 1 to 85: Pompey sails to Lesbos; Cornelia, scanning the seas, faints when she sees his approach; he revives her, saying now is the time for her love and loyalty

86 to 108: Cornelia says she brings a curse to everyone she marries and wishes Julia would come and take her as a sacrifice so as to spare Pompey; everyone bursts into tears

109 to 158: The people of Lesbos beg Pompey to stay another night and put themselves at his disposal; Pompey is moved by their loyalty, pays them tribute, but sets sail with Cornelia

159 to 201: Pompey asks the ship’s navigator to explain how he navigates by the stars

202 to 255: Though defeated, Pompey retains loyalty; he sends Deiotarus to rally the kingdoms of the East, especially Parthia, to his cause; detailed geographical description of his route by sea

256 to 330: Pompey sails along the coast of Cilicia (southern Turkey) till he arrives at the port of Syhedra where he addresses the senators and other leaders who followed him: he rejects Ptolemy of Egypt and King Juba of Africa as allies; instead he says they must ally in the East with the Parthians, with the bonus that Parthians killed in this civil

331 to 455: Lentulus speaks against Pompey’s plans, scandalised that he is considering relying on Rome’s most ancient enemy; also the Parthians are soft and lousy fighters, and Lentulus goes on to accuse Easterners in general of polygamy, sexual perversions, incest; all Roman armies should be uniting against the Parthians to avenge the infamous massacre of Crassus’s legions; he advocates going to Egypt

456 to 535: As Pompey reaches Egypt, debate among the young Pharaoh’s advisers, with a long speech by Pothinus, his regent, counselling amoral Realpolitik, namely that Pompey has obviously lost, that they don’t want to be dragged down with him: he argues they should kill Pompey

536 to 636: The Egyptian council approve this policy; thus Pompey approaches the sandy shore, is met by a rowing boat and invited to step down into it, is rowed to the beach and there stabbed to death, shamefully by a renegade Roman servant of Pharaoh’s, Septimius: Lucan gives Pompey a last internal soliloquy as he overcomes pain and fear at his death

637 to 662: Cornelia laments and begs to be killed, herself

663 to 711: The assassins hack off Pompey’s head and take it to Pharaoh who has it embalmed, leaving his headless body to be battered by the surf and rocks

712 to 822: Cordus, a former soldier of Pompey’s, claims his corpse from the sea, builds a makeshift pyre from a wrecked boat, places the body amidst it and lights it, hours later, at dawn, scoops up the bones, buries the ashes under sand and a stone, a memorial wildly out of keeping with Pompey’s world-straddling achievements

823 to 870: A curse on Egypt

Book 9 Cato in Libya

Pompey’s wife mourns her husband as Cato takes up leadership of the Senate’s cause. He plans to regroup and heroically marches the army across Africa to join forces with King Juba, a trek that occupies most of the middle section of the book. On the way, he passes an oracle but refuses to consult it, citing Stoic principles. Caesar visits Troy and pays respects to his ancestral gods. A short time later he arrives in Egypt. When Pharaoh’s messenger presents him with the head of Pompey, Caesar feigns grief to hide his joy at Pompey’s death.

It’s important to realise that Cato didn’t support Pompey, he went along with Pompey because he offered the best chances of achieving what Cato really wanted which was the restoration of the Republic with no strong men. When Pompey dies it doesn’t mean the end of the struggle (as it does for many of the allies); for Cato it means one strongman down, just one more to finish off (Caesar) then Freedom can be restored.

1 to 50: Pompey’s spirit rises into the lower heavens, realm of demi-gods, to watch the stars, then back down to earth to imbue Cato with more resolution to oppose Caesar (and later, to fortify Caesar’s assassin, Brutus)

51 to 116: Cornelia laments her fallen husbands (she was previously married to ill-fated Crassus) then repeats Pompey’s last message to his sons, namely to raise fleets to plague Caesar, recommending Cato as the only leader to follow; she locks herself belowdecks as a storm hits the fleet

117 to 166: Sextus Pompeius tells his older brother, Gnaeus, about the murder of their father; Gnaeus vows fierce revenge on Egypt

167 to 214: Cornelia sails west to meet with Cato at Utica, and burns all Pompey’s belongings in a big pyre; Cato eulogises Pompey and praises suicide

215 to 252: Many of the rulers who followed Pompey now depart Cato’s stronghold, explaining that they followed the man not the cause and now he is dead, they will return tom their homelands and take their chances

253 to 293: Cato wins them over (‘Shame on you, vile slaves’)

294 to 347: Another extended geographical description, of ‘the Syrtes’ on the coast of Libya, which Cato’s fleet skirts as it sails along the coast to Lake Tritonis

348 to 410: Mythological background of the region, including the story of Hercules stealing apples from the Garden of the Hesperides: Cato gives a speech encouraging the men to march inland from the coast across the desert

411 to 462: Geographical description of North Africa

463 to 510: The Romans battle on through a massive sandstorm

511 to 586: Description of the Libyans’ god Ammon; Labienus persuades Cato to consult the oracle because he has ‘always ruled your life according to heavenly law, a follower of the divine’; Cato gives a sound rebuttal, with the Stoic argument that God planted all the knowledge in our mind at birth to live virtuous lives, he doesn’t need oracles in the desert

587 to 618: Cato leads the men on the long march

619 to 699: Digression for the mythical tale of Perseus and Medusa; Perseus flew over Libya carrying Medusa’s severed head which dropped blood onto the desert and spawned countless species of poisonous snakes

700 to 760: Catalogue of the snakes of Libya; the gruesome death of standard bearer Aulus, bitten by a dipsas (species of poison snake)

761 to 788: The cruel death of Sabellus, bitten by a seps, which makes its victims’ bodies melt!

789 to 838: Further deaths by snake bite

839 to 889: The soldiers’ heroic endurance and many deaths, Cato always being at the soldier’s side to make them unafraid

890 to 937: One local tribe is immune to the snakebites, being the Psylli of Marmarica; they select their infants by exposing them to snakebites, the survivors joining the tribe; how they help Cato and his soldiers survive snake bites

938 to 986: Finally Cato and his men arrive at inhabited territory near to Leptis where they erect winter quarters. Cut to Caesar as he visits the site of Troy, taking a detailed tour; triggering Lucan to promise that his poem will live and preserve its protagonists’ names, as long as Homer’s did

987 to 1,063: Caesar prays to the gods of Troy that if they make his journey prosper, he will rebuild their city; sails to Egypt; is met by an envoy who presents him with Pompey’s head; Lucan flays Caesar’s hypocrisy at pretending to be upset and weeping

1,064 to 1,108: Caesar’s speech berating Pharaoh for murdering Pompey because it prevented Caesar from exercising his clemency; he had wanted to triumph, yes, but then be reconciled with Pompey; he orders the Egyptians to gather Pompey’s ashes and erect a proper shrine

Book 10 Caesar in Egypt and Cleopatra

Caesar in Egypt is beguiled by the Pharaoh’s sister, Cleopatra. A banquet is held. Pothinus, Ptolemy’s cynical and bloodthirsty chief minister, plots an assassination of Caesar but is killed in his surprise attack on the palace. A second attack comes from Ganymede, an Egyptian noble, and the poem breaks off abruptly as Caesar is fighting for his life.

Lines 1 to 52: Caesar visits Alexander’s grave; Lucan calls him a ‘chance marauder’, ‘a plague on earth’, another conqueror and tyrant

53 to 103: The people of Alexandria bridle at Roman occupation; Caesar takes Pharaoh hostage; Cleopatra smuggles herself into the palace, ‘Egypt’s shame, Latium’s Fury’; Lucan execrates Caesar for letting himself be seduced, giving into ‘adulterous lust’, engendering siblings for his dead Julia: Cleopatra’s speech, pointing out her father intended her to be co-ruler and saying her brother the Pharaoh is in the clutches of the advisor, Pothinus

104 to 135: Cleopatra seduces Caesar; they sleep together; description of Cleopatra’s magnificent palace

136 to 193: At a luxurious feast (‘Caesar learns how to squander the riches of a ransacked world’); Caesar asks Acoreus the priest to give him some background on Egypt’s geography and history, starting with the source and flooding of the Nile

194 to 267: Acoreus discourses on the sources of the Nile, invoking a lot of useless astrology and then reviewing a series of theories, all of them nonsense

268 to 331: Acorius discourses more on the source of the Nile, about which he knows nothing (cf my review of Explorers of the Nile by Tim Jeal)

332 to 433: A very long speech in which Pharaoh’s regent, Pothinus, tells Achillas (one of the two men who assassinated Pompey) that they must do the same to Caesar i.e. assassinate him that very evening; but when evening comes, they bottle out and miss the opportunity

434 to 485: Next morning the conspirators lead an entire army against Alexandria; seeing it approach the city, Caesar barricades himself into the royal palace, taking Pharaoh as a hostage, while the Egyptians set up a siege

486 to 546: The siege includes ships blocking the harbour; Caesar orders these set fire and the fire spreads to houses on the mainland; he seizes the Pharos, the island attached to the mainland by a mole, which controlled entrance to Alexandria’s port; Caesar has Pothinus beheaded; Cleopatra’s sister, Arsinoe, is smuggled out of the palace to take control of the besieging army where she in turn has the incompetent Achillas executed; Caesar is moving his troops onto the empty ships in the harbour when he is attacked from all sides, from the Pharos, from the sea, and from the mainland – at which point the poem abruptly stops

Horror and madness

Lucan emphasises the horrific nature of his subject matter in the poem’s first seven lines (the same number as the opening sentence of Virgil’s Aeneid):

I sing of a worse than civil war, of war fought between kinsmen
over Pharsalia’s plains, of wickedness deemed justice; of how
a powerful people turned their own right hands against themselves;
of strife within families; how, with the first Triumvirate broken,
the forces of the quivering globe contended in mutual sinfulness;
standard ranged against standard, eagle matched against eagle,
spear threatening spear. What madness, my countrymen, how wild
that slaughter!

Any civil war represents the complete inversion of all the normal rules and values of society, starting with patriotism and love of your fellow countrymen.

Events throughout the poem are described in terms of madness and sacrilege. Far from glorious, the battle scenes are portraits of bloody horror, where nature is ravaged to build terrible siege engines and wild animals tear mercilessly at the flesh of the dead (perhaps reflecting the taste of an audience accustomed to the bloodlust of gladiatorial games).

Horror

Arruns reading the entrails:

Behold, he saw a horror never once witnessed
in a victim’s entrails without disaster following;
a vast second lobe grew on the lobe of the liver,
so that one part hung flabby with sickness,
while the other quivered and its veins trembled
to an a-rhythmic beat.

Madness

War’s madness is upon us,
where the sword’s power will wildly confound
all law, and vicious crime be called virtue.
(1.665)

Say, O Phoebus,
what madness embroils Roman arms
and spears in battle, in war without a foe?
(1.679)

Terror

Julia doesn’t just appear as just a ghost to Pompey, but as a Fury:

Julia, a phantom full of menace and terror, raising her
sorrowful face above the yawning earth, stood there in
the shape of a Fury amid the flames of her funeral pyre.
(3.8 to 10)

But then again, if Seneca’s tragedies are anything to go by, elite audiences in Nero’s Rome revelled in horrific subject matter, in the depiction of madness, horror, incest, mutilation, all wrapped in the most lurid, extreme rhetoric the poet could concoct.

Anti-imperialism

Given Lucan’s clear anti-imperialism, the flattering Book I dedication to Nero is somewhat puzzling. Some scholars have tried to read these lines ironically, but most see it as a traditional dedication written at a time before the (supposed) true depravity of Lucan’s patron was revealed. The extant “Lives” of the poet support this interpretation, stating that a portion of the Pharsalia was in circulation before Lucan and Nero had their falling out.

Furthermore, according to Braund, Lucan’s negative portrayal of Caesar in the early portion of the poem was not likely meant as criticism of Nero, and it may have been Lucan’s way of warning the new emperor about the issues of the past.

The poem as civil war

A critic named Jamie Masters has come up with a clever idea which is that the Pharsalia is not just a poem about a civil war but, in a metaphorical way, is a civil war. Not only are the two characters, Caesar and Pompey, at war with each other, but the poem can be divided into Pompeian and Caesarian styles and approaches.

Thus the sections about Pompey are slow, embody delay, and revels in delay, and dwell on the horrors of civil war. The passages describing Caesar are noticeably faster, cover more ground, with less lamenting and more energy.

This leads Masters to maybe overdo it a bit, suggesting the conflict was ultimately within Lucan’s mind so that the binary opposition that he sees throughout the entire poem embodies Lucan’s own ‘schizophrenic poetic persona.’

Lucan’s influence

Lucan’s work was popular in his own day and remained a school text in late antiquity and during the Middle Ages. Over 400 manuscripts survive. Its interest to the court of Charlemagne is proved by the existence of five complete manuscripts from the 9th century. Dante includes Lucan among other classical poets in the first circle of the Inferno, and draws on the Pharsalia in his scene with Antaeus (the giant depicted in Lucan’s book 4).

Christopher Marlowe wrote a translation of Book 1. Thomas May followed with translation of the other nine books in 1626, and then went on to invent a continuation, adding seven books to take the story up to Caesar’s assassination.

Suetonius’s Life of Lucan

Suetonius’s Life of Lucan is very short. This is it, in its entirety, in the Loeb Classical Library 1914 translation:

Marcus Annaeus Lucanus of Corduba made his first appearance as a poet with a ‘Eulogy of Nero’ at the emperor’s Quinquennial Contests,​ and then gave a public reading of his poem on the ‘Civil War’ waged between Pompey and Caesar. In a kind of introduction to the latter, comparing his time of life and his first essays with those of Vergil, he had the audacity to ask:

“How far, pray, do I fall short of the Culex”?​

In his early youth, learning that his father was living in the remote country districts because of an unhappy marriage…He was recalled from Athens by Nero and made one of his intimate friends, besides being honoured with the quaestor­ship; but he could not keep the emperor’s favour. For piqued because Nero had suddenly called a meeting of the senate and gone out when he was giving a reading, with no other motive than to throw cold water on the performance,​ he afterwards did not refrain from words and acts of hostility to the prince, which are still notorious. Once for example in a public privy, when he relieved his bowels with an uncommonly loud noise, he shouted out this half line of the emperor’s, while those who were there for the same purpose took to their heels:

“You might suppose it thundered ‘neath the earth.”

He also tongue-lashed not only the emperor but also his most power­ful friends in a scurrilous poem. Finally, he came out almost as the ringleader​ in the conspiracy of Piso, publicly making great talk about the glory of tyrannicides, and full of threats, even going to the length of offering Caesar’s head to all his friends. But when the conspiracy was detected, he showed by no means equal firmness of purpose; for he was easily forced to a confession, descended to the most abject entreaties, and even named his own mother among the guilty parties, although she was innocent, in hopes that this lack of filial devotion would win him favour with a parricidal prince.

But when he was allowed free choice of the manner of his death, he wrote a letter to his father, containing corrections for some of his verses, and after eating heartily, offered his arms to a physician, to cut his veins. I recall that his poems were even read in public,​ while they were published and offered for sale by editors lacking in taste, as well as by some who were painstaking and careful.


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The Pharsalia by Lucan – 1: Introduction

O mighty the sacred labour of the poet! He rescues
all from fate, and grants immortality to mortal beings.
(Pharsalia Book 9, lines 980 to 981)

Lucan biography

Marcus Annaeus Lucanus (39 to 65 AD), generally referred to in English simply as ‘Lucan’, was a Roman poet, born in Corduba (modern-day Córdoba) in the Roman province of Hispania. Although he was ordered to kill himself by the emperor Nero at the age of just 25, Lucan is regarded as one of the outstanding figures of the Imperial Latin period, particularly for his (unfinished) epic poem, Pharsalia.

Lucan was the son of Marcus Annaeus Mela, younger brother of Seneca the Younger i.e. he was Seneca’s nephew.

Lucan’s father was wealthy, a member of the knightly class, and sent him to study rhetoric at Athens and he was probably tutored in philosophy, and especially Stoic philosophy, by his uncle (maybe by Seneca’s freedman, Cornutus, who also tutored the slightly older poet, Persius).

Lucan was a precocious talent and was welcomed into the literary and philosophical circles around the young emperor Nero, who was only two years older than him (born 37 AD). In 60 AD i.e. aged barely 21, Lucan won prizes for extemporising poems at Nero’s new Quinquennial Games. Nero rewarded him by appointing him to the office of augur, a plum position in Rome’s religious hierarchy.

Soon afterwards Lucan began circulating the first three books of what was intended to be an epic poem about the civil war between Julius Caesar and Gnaeus Pompeius Magnus (generally referred to as Pompey). This has come down to us with the title Pharsalia, or De Bello civili (‘On the civil war’) in other manuscripts. It’s titled Pharsalia because the action focuses on the decisive Battle of Pharsalus, fought on 9 August 48 BC, at which Caesar decisively defeated Pompey’s army.

At some point Nero and Lucan fell out. According to Tacitus (Annals, book 15, section 49) Nero became jealous of Lucan and ordered him to stop publishing the Pharsalia. According to Suetonius (in his brief Life of Lucan, cited in full at the end of this blog post), Nero disrupted a public reading by Lucan by leaving and calling a meeting of the senate. Lucan responded by writing insulting poems about Nero – which is always a bad thing to do against a tyrant. The grammarian Vacca mentions that one of Lucan’s works was entitled De Incendio Urbis (‘On the Burning of the City’) which presumably contained criticism of Nero’s role in the Great Fire of Rome (July 64). This is confirmed by a reference in a poem by Lucan’s younger contemporary, Publius Papinius Statius (45 to 96 AD).

As further proof, after the pro-Nero eulogy of the opening book, nearly all the subsequent references to emperors and the empire are vitriolically anti-imperial and pro-republic in tone. To take an example at random, Lucan’s biting criticism of not only Alexander the Great’s achievements, but of the cult of imperial Alexander which followed his death.

For, if the world had regained a shred of liberty
his corpse would have been retained as an object
of derision, not shown as an example to the world
of how a host of lands were subjected to one man.
He left his Macedonian obscurity, spurned Athens
that his father had conquered, and spurred on by
the power of destiny ran amok among the realms
of Asia, slaying humankind, putting every land
to the sword. He stained far-off rivers, Persia’s
Euphrates, India’s Ganges with blood; a plague
on earth, a lightning bolt that struck all peoples
alike, a fateful comet flaring over every nation.

But what ended Lucan’s life was his involvement in Gaius Calpurnius Piso’s conspiracy against Nero, uncovered in 65. Lucan was one of many conspirators revealed by torturing suspects. According to Suetonius he miserably truckled to his persecutors, giving them names of further conspirators, including even his own mother, in the vain hope of winning a pardon.

Once his guilt was established Nero ordered Lucan to commit suicide by opening a vein (the alternative being arrest, torture and public execution). According to Tacitus, as Lucan bled to death he recited some lines he had written about a wounded soldier. I wonder if they were from the passage about the 600 Caesarians who chose suicide rather than surrender to Pompey, in book 4:

how simple it is to escape captivity by suicide
(4.577)

Alternatively, according to Suetonius, Lucan in his dying minutes wrote a letter to his father containing corrections to some of his verses and, after eating heartily, offered his arms to a physician to cut his veins. Lucan’s father and both his uncles, i.e all three sons of Seneca the Elder, were also compelled to kill themselves.

(Statius wrote an elegy to Lucan, the Genethliacon Lucani, which was addressed to his widow, Polla Argentaria, on the dead man’s birthday. It was written during the reign of Domitian (81 to 96) and included in Statius’s collection, Silvae).

Themes in the Pharsalia

De Bello Civili (‘On the Civil War’) or the Pharsalia is long and dense with themes and ideas, some of which I will now consider:

1. No gods

The traditional epic poem is packed with gods, supporting various protagonists and intervening in the events. The entire narrative of the Aeneid exists because of the enmity of the queen of the gods, Juno, to the hero, Aeneas, who she continually enters the story to block and stymy, in doing so setting herself against fellow goddess, Venus, who, for her part, does everything she can to support Aeneas (who is her son). This leads to great set-piece debates in heaven between the rival gods, adjudicated by the king of the heavens, Jupiter.

There’s none of this in Lucan. Lucan took the decision to dispense with all the divine interventions associated with traditional epic. Lucan replaces them with the more up-to-date Stoic notions of Fate and Fortune. These two forces, sometimes blurring into each other and overlapping, at other moments appear as clearly distinct entities, names for two different forces operating at different levels of the universe.

Fate, fatum or fata is Destiny – the fixed, foreordained course of events which underpins the universe. Fate is the name given to the working through of the deep plan for the world and the nations in it.

And now, as light dispersed the chill shades of night,
Destiny lit the flames of war, setting the spur to Caesar’s
wavering heart, shattering the barriers shame interposed
and driving him on to conflict. Fate worked to justify
his rebellion, and found a pretext for his use of arms.
(Book 1, lines 261 to 265)

What but the power of destiny, that tragic fate
decreed by the eternal order, drew him, doomed
to die, to that shore…Yet
Pompey yielded to fate, obeying when requested
to leave his ship, choosing to die rather than show
fear…
(8.571 ff.)

By contrast, Fortune, fortuna, is Chance, a fickle, unpredictable force, continually turning her wheel, ensuring that anyone at the peak of professional or social success, can never be certain that Fortune won’t turn her wheel and plunge them down to the pits of failure.

At a deep level, Fate determines the occurrence of a civil war and that Caesar will win. But Fortune decides the outcome of specific events and details.

Caesar, finding civil war so eagerly welcomed by his men,
and finding fortune favourable, granted destiny no delay
due to idleness, but summoned all his forces scattered
throughout Gaul, moving every legion towards Rome.
(1.392 to 395)

Susan Braund explains all this in the introduction to her translation of the Pharsalia published by the Oxford University Press. The distinct operational levels of the two forces are sometimes made particularly clear:

Caesar, finding civil war so eagerly welcomed by his men,
and finding fortune favourable, granted destiny no delay
(1.392-3)

Where Destiny is the overall force or plan but whether individual elements of the plan fall this way or that, depends on Fortune. Or:

Fate stirred the peoples and sent them as companions
to a great disaster, as a funeral train fit for Pompey’s
exequies. Even horned Ammon was not slow to send
squadrons from Africa to battle, from all parched Libya,
from Morocco in the west to Egyptian Syrtes in the east.
So that Caesar, fortune‘s favourite, might win all with
a single throw, Pharsalia brought all the world to battle.
(3.291 to 297)

The distinction is made particularly clear in the long speech by the witch Erictho in book 6, where she makes a distinction between ‘the chain of events fixed from the beginning of the world’ which nobody can change or alter, and ‘lesser decrees of fate’, which witches like her can alter. Level 1 and Level 2. (6.609 to 621)

However, at other moments I found the concepts a lot less clear cut, for example in this passage where you’d expect the Pompey’s ultimate death, the deep pattern of his life, to be described as his Fate not his Fortune.

Pompey by then, had gained the open sea, but the luck
that aided his past hunts for pirates was his no longer,
and Fortune, wearied by his triumphs, proved untrue.

And sometimes the two concepts seem interchangeable:

Greedy quicksand and spongy marshes hid the secret
Fate had placed there; yet later that aged general’s flesh
was scarred by iron fetters reduced by long vile imprisonment.
He was to die though as Fortune’s friend, as consul in a Rome
he had ruined.
(2.71 to 75)

Anyway, Lucan’s neglect of the traditional apparatus of gods and his focus on Fate and Fortune do two things for the poem:

  1. Lots of gods would have distracted attention away from what was a very human catastrophe and away from the all-too-human human protagonists.
  2. Also the gods can, in some sense, be appealed to and swayed by humans. Whereas Fate and Fortune are profoundly impersonal forces and so bring out the horror of the unstoppable nature of civil war, Fate emphasising the deep inevitability of the outcome, with Fortune standing for the many chance victims along the way.

There is a simpler explanation, which is that the introduction of the kind of gods found in Virgil was simply inappropriate – would have appeared gauche and clumsy – in a poem dealing with very events almost within living memory. Roman literature – Classical literature generally – was very concerned with what was and wasn’t appropriate for every genre, in terms of subject matter, tone and even individual words. Including the gods in a historical epic would have breached the conventions of the genre.

2. No heroes

Epic poems feature the adventures of more-than-human heroes, from Gilgamesh, through Achilles and Aeneas, to Beowulf, humans not only with superhuman power but often the progeny of the gods. Whereas a historical epic like the Pharsalia is concerned with real historical personages, many of whose relatives were still alive when Lucan wrote.

Not only that, but epics generally feature one obvious central protagonist (Gilgamesh, Achilles, Beowulf) but just as there are no gods or divine intervention in the Pharsalia, so there is no one hero or central protagonist. Instead there are three leading but not totally dominating figures:

1. Gaius Julius Caesar

Caesar is the most prominent character in the first part of the poem, active, clear-sighted, ambitious, a force of nature – but not likeable. Lucan’s Caesar approaches closest to the figure of traditional epic hero. He has no moderating feminine influence on him until right at the end, in book 10, where his encounter with Cleopatra is a meeting of two cynical players. After the climactic battle of Pharsalus, however, Caesar is depicted as becoming more ambitious and imperial.

2. Gnaeus Pompeius Magnus

Pompey is portrayed as the opposite – vacillating, indecisive, and past his prime (‘the mere shadow of a mighty name’) but, in scenes with friends, followers and especially his wife, Cornelia, far more human than Caesar. At the end, after Pharsalus, Pompey is transformed into a stoic martyr, receiving a kind of visionary treatment as he nears his tragic death on the beach in Egypt which he meets with Stoic calm acceptance.

3. Marcus Porcius Cato

And, after the death of Pompey in book 8, Cato emerges as the strongest leader of the Republican cause, holed up with Republican legions in north Africa. Cato epitomises stern old-fashioned values. He stands for Roman patriotism and Stoic contempt for death, notably in the episode in book 9 where he scorns to consult the oracle of Ammon, saying God gave us all the knowledge we need to live a virtuous life at birth; which triggers adulation from Lucan:

Behold, the true father of his
country, a man worthy to be worshipped,
Rome, at your altars; by whom none need
blush to swear, and who, if you ever free
your neck from the yoke, shall be made a god.

In fact, in a striking episode on the march across the desert, Cato not only embodies Stoic resolution in the face of death but inspires it in others:

Alone he was present at every
death; whenever they call, he goes, and confers that
mighty benefit, more than life: the courage to die;
so that, with him as witness, any man was ashamed
to die with a groan on his lips.
(9.882)

When Cato’s first wife, Marcia, returns to him the narrative emphasises that their marriage is sexless; it symbolises his adherence to defunct, sterile values. Many critics think Lucan intended Cato to develop into the central figure of the poem, with the narrative designed to end with his famous suicide in the besieged garrison town of Utica, symbolising the moral victory of Stoic principle and Freedom against Tyranny.

There’s a case for saying the three figures are on a spectrum: Caesar is over-balanced in one direction, all energy and decision and lust (‘impetuous in everything’ 2.657); Cato stands at the other pole, arid, sexless, aloof; with Pompey standing in the middle, reasonable and given scenes of touching married love with Cornelia. As this blog shrewdly suggests, it’s as if the heroic protagonist of Virgil’s epic, Aeneas, has decomposed into three characters, none of which are heroic.

3. The gruesome and the macabre

The supernatural

If the Pharsalia doesn’t have gods, what it does have in abundance is the Supernatural – the poem is awash with visions, dreams, ghosts, magic, rituals and so on. Braund sees the supernatural as falling into two categories, ‘dreams and visions’ and ‘portents, prophecies and consultations of supernatural powers’.

a) Dreams and visions

There are four important dream or vision sequences in the poem:

  1. Caesar’s vision of Roma as he is about to cross the Rubicon.
  2. The ghost of Julia (his beloved dead wife) appearing to Pompey (3.1 to 45)
  3. Pompey’s dream of his happy past (7.1 to 30)
  4. Caesar and his troops’ dream of battle and destruction.

All four of these dream-visions are placed strategically throughout the poem to provide structure, and to dramatise key turning points in the narrative.

b) Portents, prophecies and consultations of supernatural powers

Lucan describes a number of portents, with two specifically oracular episodes. What is a portent? “A sign or warning that a momentous or calamitous event is likely to happen.” So, on the morning of the fateful battle:

Now Fortune too did not hesitate to reveal the future
by diverse signs. When the army made for Thessaly’s
fields, the whole sky opposed their march, hurling
meteors against them, columns of flame, whirlwinds
sucking up water and trees together, blinding their
eyes with lightning, striking crests from their helms,
melting the swords in their scabbards, tearing spears
from their grasp while fusing them, their evil blades
smoking with air-borne sulphur. The standards too
could barely be plucked from the soil, their great
weight bowing the heads of the standard-bearers;
and the standards wept real tears…
(7.151 to 162)

The central example is the necromancy which takes up half of book 6, when Pompey’s son, Sextus, goes to consult the witch Erachtho. Lucan’s description of the witch and her ritual take up half the entire book (lines 413 to 830).

All this appealed to contemporary taste for the macabre. Braund cites events in one of the tragedies of Lucan’s uncle, Seneca, his Oedipus, which contains a) a visit to the Delphic oracle, b) a gruesome description of the sacrifice and entrail examination of a bull and heifer (haruspicy), and c) the even more macabre magical rituals by which Tiresias raises the ghost of dead King Laius to accuse Oedipus of his murder.

Chaos on earth reflected in heaven

It is a central feature of the histories that war and disruption on earth must inevitably be accompanied by chaos in the heavens – just as in his uncle Seneca’s tragedies where mayhem on earth is matched and mimicked by cosmic catastrophes. In both Lucan and Seneca the entire universe often seems to be trembling on the brink of complete dissolution.

So when the fabric
of the world dissolves, in that final hour that gathers in the ages,
reverting to primal chaos, star will clash with star in confusion,
the fiery constellations will sink into the sea, and earth heaving
upwards her flat shores will throw off the ocean, the moon will
move counter to her brother, and claiming the rule of day disdain
to drive her chariot on its slanting path, and the whole discordant
frame of the shattered firmament will break free of every law.
(1.72 to 79)

This worldview, the intimate parallelism between human and supernatural affairs, is very prevalent in the biographers Plutarch and Suetonius, writing a generation later.

Haruspicy and necromancy

Along the way, Braund gives useful definitions of two key Roman practices:

  • haruspicy (haruspicies) is the art of studying animal entrails, usually the victims of ritual sacrifices
  • necromancy is the art of getting the dead to speak prophecy; necromancy is not only the general practice of this craft, but you perform a necromancy

4. Extreme rhetoric

Education for Roman aristocrats focused on rhetoric, the ability to speak eloquently and make a persuasive argument. We know from contemporary comments and satires that under the empire many of the exercises which students were given became steadily more extreme and exaggerated. This was reflected in the poetry of the age; from what survives the most extreme example might be the bloodthirsty and over-written tragedies of Seneca.

A central part of the curriculum was the suasoria, an exercise where students wrote speeches advising an historical figure on a course of action. This obviously fed into the largely invented speeches which fill Tacitus’s histories as much as Lucan’s poem.

Lucan is sometimes criticised for the extremity of his rhetoric and the luridness of scenes and imagery. But Susan Braund comes to his defence, with two arguments. One is that Lucan was a product of his times. There was a taste for melodrama and Gothic hyperbole which Lucan catered to.

More interesting is the second argument. This is to do with Virgil. Virgil was the undisputed king of Roman poets and his epic, the Aeneid, was acknowledged as a classic even as he was writing it. The problem for ambitious poets in all the succeeding generations was how to escape Virgil’s dominating influence, how to do anything new. Braund says Ovid found one way, in his Metamorphoses, which was to drop the notion of one, unified, linear narrative and instead string together hundreds of stories and episodes.

Lucan adopted another strategy which was to import into his text the ‘discourse of contemporary rhetoric’, in all its exaggeration and extremity. For there’s another aspect here, which is not to forget that a poem like this was meant to be recited aloud to audiences. Before the rule of Augustus, poetry was recited to group of like-minded friends or patrons. During Augustus’s reign it became common to recite it to larger audiences. We have accounts of Virgil reciting to the emperor and his extended family. Horace was commissioned to write odes to be declaimed at public games.

Braund argues that this trend for declamation had two consequences: it tended to promote more striking and vibrant imagery/style. And it incentivised the poet to think in terms of episodes.

5. Episodic structure

The Aeneid is very carefully constructed and susceptible to many types of structural analysis. Although critics have, of course, made a case for the existence of a deep structure in the Pharsalia (for example, a tetradic structure whereby the first four books focus on Caesar, the next four on Pompey and the final four on Cato) Braund disagrees. She thinks the narrative is far more episodic. In this respect it is like the highly episodic structure of Ovid’s Metamorphoses with one story leading to another, then another, then another – itself a strategy for escaping the highly unified and centralised narrative of the Aeneid.

Like the Metamorphoses, this lack of a single unifying narrative in the Pharsalia allows for more episodes, more adventures, more flicking between channels – episodes which contain are like mini-genres, containing their own appropriate languages, structure and style.

Lucan is fond of discontinuity. He presents his narrative as a series of discrete scenes, often without any transitional or scene-changing lines. Rather than a continuous narrative, it often feels like scenes are balanced within a book or between books, working by correspondence, similarity and difference between them.

We can imagine how well these dramatic episodes would have gone down as stand-alone recitations to a sophisticate audience of Roman aristocrats. I’m thinking of Appius’s confrontation with the priestess at Delphi or the terrific storm scene or Caesar’s speech of defiance to his mutinous troops, all in book 5.

6. Lucan and Virgil

Lucan frequently appropriates ideas from Virgil’s epic and inverts them to undermine their original, heroic purpose. Sextus’ visit to the Thracian witch Erictho in book 6 is the most obvious example, the scene and language clearly referencing Aeneas’ descent into the underworld (in Book 6 of the Aeneid), but while Virgil’s description, despite its gloomy setting, is an optimistic, nay triumphant vision of the future heroes of Rome leading up to the glories of Augustan rule, Lucan uses his scene to convey a bitter and bloody pessimism about the loss of liberty under the coming empire.

7. Epic similes

Braund and other critics emphasis the way that Lucan seeks to break free from the epic conventions, in particular the way he references Virgil in order to reverse or invert his technique and meaning. But in one respect Lucan strongly conforms with the tradition, which is in his use of epic similes. Straight-up epic similes really litter the narrative. Here’s the famous extended comparison of Pompey, larded with triumphs, to a venerable oak tree:

So some oak-tree towers in a rich grove,
hung with a nation’s ancient trophies, sacred gifts of the victors,
and though its clinging roots have lost their strength, their weight
alone holds it, spreading naked branches to the sky, casting shade
not with leaves but its trunk alone, and though it quivers, doomed
to fall at the next gale, among the host of sounder trees that rise
around it, still it alone is celebrated.
(1.137 to 143)

Or the inhabitants of towns which Caesar’s army approached were conflicted about who to support.

Though loyalty contended with the threat of danger,
they still favoured Pompey, as when a southerly rules
the waves, and all the sea is stirred by its vast power,
so that even if Aeolus’ trident opens the solid earth,
and lets an easterly loose on the mounting breakers,
the ocean, though struck by that second force, stays
true to the first, and though the sky surrenders itself
to the rain-filled easterly, the sea asserts the southerly’s
power.
(2.452 to 460)

Describing Octavius’s naval strategy:

So the hunter works,
holding back the net of coloured feathers that scares
the deer with its scent, till he can pen them all, or
quieting the noise of the swift Molossian hounds,
leashing the dogs of Crete and Sparta, till he has set
his stakes and nets, leaving one hound alone to range
the ground, it puzzling out the scent and only barking
when the prey is found, content then to point toward
the creature’s lair while tugging at the leash.
(4.436 to 444)

Or describing the way Cato’s speech in book 9 persuades the allies to remain with the anti-Caesarian army:

So, when hosts of bees
depart the hive, where their young have hatched,
they neglect the waxy cells, their wings no longer
brush one another, each takes its own way, idling,
refraining now from sipping the flowering thyme
with its bitter taste; yet if the sound of Phrygian
cymbals rises, they interrupt their flight, in alarm,
returning to the performance of their flowery task,
and their love of gathering pollen. The shepherd
in Hybla’s meadows is relieved, delighted that
his honey harvest is secured. So Cato’s speech
persuaded his men to endure the lawful conflict.
(9.282 to 293)

Nothing particularly lurid or extreme or melodramatic or supernatural about these. Very conventional epic similes.

8. Geographical descriptions

Before I started reading the poem I was impressed by Braund’s introduction and its emphasis on the macabre and bloodthirsty in Lucan. But once I began reading, I realised there were a lot of other, more low-key, less sensational elements that go to make up the text. More frequent than descriptions of battle, let alone supernatural visions, are the frequent very long passages describing the precise geography of a particular location, such as the region around Capua where Pompey first took his army or, in book 6, this very long description of Thessaly.

Mount Pelion’s ridge bounds Thessaly in the quarter where
the winter sun rises, Mount Ossa where in high summer
its shade obstructs the rays of Phoebus rising in the dawn;
while wooded Othrys dispels the flames of the southern sky,
at midsummer, opposing the brow of the all-devouring Lion;
and Mount Pindus outfacing westerlies and north-westerlies,
where daylight ebbs hastens evening on; while those who live
at the foot of Olympus never dreading the northerlies, know
nothing of the Great Bear’s stars shining a whole night long.
The low-lying lands in the region between these mountains
were once covered with endless marshes; since the plains
retained the waters, and the Vale of Tempe was insufficient
for them to reach the sea they formed continuous swampland,
and their only course was to rise. But when Hercules lifted
Ossa’s weight from Olympus, the sea felt a sudden onrush
of waters as Thessalian Pharsalos, that realm of Achilles
the hero born of a sea-goddess, rose above the surface,
a realm better drowned forever. There rose too, Phylace
whose king was first to land in the war at Troy; Pteleos;
Dorion, that laments the Muses’ anger and blind Thamyris;
Trachis; Meliboea whose Philoctetes received Hercules’
bow, for lighting that hero’s funeral pyre; Larisa, powerful
once; and the sites where the plough now passes over famed
Argos, where Echion’s Thebes once stood, to which Agave
howling bore the head of Pentheus giving it to the funeral
pyre, grieving to have carried off no other part of his flesh.
Thus the swamp was drained forming a host of rivers. From
there the Aeas, clear in its flow but of little volume, runs
westward to the Ionian Sea, the Inachus glides with no more
powerful a current (he was the river-god, father of ravished Io)
nor the Achelous (he almost won Deianeira, Oeneus’ daughter)
that silts the Echinades islands; there, the Euhenos, stained
as it is with Nessus’ blood runs through Meleager’s Calydon;
there Spercheos’ swift stream meets the Malian Gulf’s wave,
and the pure depths of the Amphrysos water those pastures
where Apollo herded cattle. There, the Asopos starts its flow,
and the Black River, and the Phoenix; there, the Anauros,
free of moist vapours, dew-drenched air, capricious breezes.
There too are the rivers which do not reach the sea themselves
but are tributaries of Peneus – the Apidanus, robbed of its flow,
the Enipeus never swift until it finds Peneus, and the Titaresos,
which alone, meeting with that river, keeps its waters intact,
glides on the surface, as though the greater river were dry land,
for legend says its stream flows from the pool of Styx, and so,
mindful of its source, scorns commingling with common water,
inspiring still that awe of its current the gods themselves feel.
Once the waters had flowed away leaving dry land, the fertile
soil was furrowed by the ploughs of the Bebryces; the labour
of Leleges drove the share deep; the ground was broken by
Aeolidae and Dolopians, by Magnesians breeders of horses,
Minyae builders of ships.
(6.398 to 416)

Long, isn’t it? A tourist’s guide to the region. I imagine the long list of not only place names but myths and legends associated with them were a) appropriate to the grandeur of the epic genre, magnifying the action b) awed Lucan’s readers or auditor’s with the poet’s impressive erudition c) made those in the aristocratic audience who had visited some or many of those sites nod with smug recognition.

9. Natural history

In his last few years, Lucan’s uncle, Seneca the Younger, composed an enormous work of natural history, the Naturales quaestiones, an encyclopedia of the natural world. A decade later, 77, Pliny the Elder published the first 10 books of his compendious Naturalis Historia (Natural History) (the largest single work to have survived from the Roman Empire to the modern day).

I mention these works to indicate that a taste for ‘natural history’ was obviously in the air and maybe explains the presence of the extended passages of natural history in the Pharsalia. The obvious example is the really extended passage about the snakes of Libya which takes up over 300 lines in book 9.

10. Is the Pharsalia unfinished?

Almost all scholars agree that the Pharsalia as we now have it is unfinished. Lucan was working in book 10 when Nero’s order to commit suicide came through. Book 10 breaks off with Caesar in Egypt. There are numerous theories about this as about all other aspects of the poem. Here are some:

  • Some argue that Lucan intended to end his poem with the Battle of Philippi (42 BC).
  • Some critics speculate that the narrative was intended to continue all the way to the assassination of Julius Caesar four years after the Battle of Pharsalus, in 44 BC.
  • Some even think it was meant to continue all the way to the Battle of Actium in 31 BC.

The latter two theories, in particular, suppose that Lucan intended to write a work many times larger than what we have. The 10-book poem we have today covers a total of 20 months i.e. roughly a book per 2 months; so the 48 months to Caesar’s assassination would imply another 24 books; the 17 years (204 month) to Actium, imply another 102 books!

Another problem with the timeline continuing as far as Caesar’s assassination is that, with both Pompey and Cato dead, Lucan would have had to embark on building up a new set of characters, in particular the leaders of Caesar’s assassination, Cassius and Brutus.

Which is why Braund ends up going with the simplest hypothesis which is that Lucan’s original intent was a 12-book poem, mirroring the length of the Aeneid. The strongest piece of evidence for Lucan consciously modelling the Pharsalia on Virgil is the way Lucan introduces an extended necromantic ritual in his sixth book that deliberately parallels and inverts many of the motifs found in Virgil’s sixth book. Thus Braund goes with the view that the poem was to be 12 books long and was heading towards the suicide of Cato (as the army of Julius Caesar approached his stronghold of Utica in North Africa) held up as a model of Stoic dignity rising above tyranny.

There are a few more scenarios: one is that the Pharsalia in in fact finished, was meant to end at the end of the tenth book, and is complete as we have it. This is the view of Classicist Jamie Masters but most other scholars disagree.

But there is one last logical possibility, which is that Lucan did in fact complete the poem but, for whatever reason, the final few books of the work were lost at some point. Braund notes that little evidence has been found one way or the other, so this question will remain a matter of speculation.

11. The Roman cult of suicide

Throughout the poem suicide is praised as a noble and dignified way to take control of your life. Nothing becomes a true Roman man so much as either a) dying in battle or b) controlling the time and place of his death, especially when faced with tyranny. Thus Afranius contemplates suicide before surrendering to Caesar (book 4), Vulteius and his men actually do commit suicide, en masse, rather than be captured:

No instant is too short for a man
to kill himself; suicide is no less glorious when death
at another’s hand approaches.
(4.480)

Even Julius Caesar unashamedly tells his mutinying soldiers that, if they lose, he will commit suicide:

I shall seek
my own salvation in suicide; whoever looks back
if the foe is unbeaten, will see me stab my breast.
(7.308)

From which Lucan draws the general lesson that suicide is the ultimate way to escape from tyranny:

Yet even after the example set
by such heroes, nations of cowards still do not comprehend
how simple it is to escape captivity by suicide; so the tyrant’s
power is feared, freedom is constrained by savage weapons,
while all remain ignorant that the sword is there to deliver
every man from slavery.

For me, the careful seeding of examples of, and praise of, and defences of, suicide, strongly suggest the poem was building up to the suicide of Cato as its climax and crowning example of resistance. Thus it is that Cato himself sternly celebrates Pompey’s death after defeat:

O happy was he, whose ending
followed on defeat, the Egyptian swords
offering the death he should have sought.
He might perhaps have lived on instead
under Caesar’s rule

Because:

the highest fate
is to know when to die, and the second
best to have such death forced upon one.

The ‘highest fate’, the best thing a man can do, the greatest achievement of human reason, is to know when to die. All the more ghoulishly ironic that Lucan himself was forced to commit suicide before he could complete the depiction of his Stoic hero committing suicide.

12. Lucan and Seneca

I finished reading Seneca’s Letters from a Stoic weeks after reading the Pharsalia. Reviewing my notes I realise the tremendous overlap in ‘philosophy’, namely the absolutely central role played in both texts by suicide as escape from tyranny. It is the central theme of both works. But as I point out in my review of the letters, suicide my be an acceptable theme for a poem, but not for a really long work of moral exhortation (the letters) which claim to be instructions on how to live and think. Personally, I recommend not thinking about suicide every moment of every day, as a healthier way to live.

Modern views

Since the Enlightenment the Pharsalia has commonly been considered a second rank offering, not in the same league as the king of the Roman epics, the Aeneid. But in recent decades more sophisticated literary analysis has brought out how the poem’s ‘studied artifice enacts a complex relationship between poetic fantasy and historical reality’.

His narrative of the civil war is pared down to a bare minimum; but this is overlaid with a rich and varied virtuoso display of learning which reflected contemporary interests. (Braund, Introduction, page 37)

All I can add is that I found the Pharsalia a surprisingly gripping and interesting read.

Caesar crossing the Rubicon by Adolphe Yvon (1875)


Related links

Roman reviews

Moral letters by Seneca

What do you need to be a good man? Willpower.
(Letter 80, section 4)

Whatever you do, keep death in mind.
(Letter 114, section 27)

You must embed these thoughts deep in your heart, Lucilius.
(Letter 7, section 12)

Stoicism

The thing about Stoic philosophy is how wrong its premises are and how banal its teachings.

Stoics believed there is a God, that the universe or Nature is God, or God suffuses Nature. Human beings were created by God with a spark of Divine Reason within us. Our job is to clear away all the clutter of work, society, gossip, all relationships, friends and family, all the clamour which clogs up our lives, including all our own passions and emotions, love, anger and so on – in order to cultivate this fragment of the Divine Reason in each of is and, by doing so, bring our lives into alignment with the values of the universe/God. Then, by cultivating detachment from all earthly worries and passions, by strengthening our minds, we can prepare for the worst the world has to throw at us and defuse the ultimate terror, the fear of death.

That’s it. You can vary the wording and multiply the precepts with lots of specific examples (avoid gossip, avoid crowds, eat moderately, don’t get drunk, treat everyone with respect – ponder with the worst possible outcomes so nothing surprises you, analyse every situation with detachment), but it’s that simple and, after the initial novelty has worn off, that boring.

Seneca

The Roman author, tutor, Stoic philosopher, politician and immensely rich man, Lucius Annaeus Seneca (4 BC to 65 AD) is called Seneca the Younger because his father (54 BC to 39 AD) – author of a collection of reminiscences about the Roman schools of rhetoric (which survives) and a history of Roman affairs from the beginning of the Civil Wars until the last years of his life (which is lost) – had the exact same name, so is known as Seneca the Elder.

Seneca the Younger, much more famous than his father, is sometimes just referred to as Seneca.

Seneca wrote a prodigious amount; later critics said too much. E.F. Watling, in his Penguin edition of Seneca’s plays, says that his best-loved works are the letters he wrote to one specific friend, Lucilius. Seneca himself titled these the Epistulae Morales ad Lucilium (‘Moral Letters to Lucilius’), also known in English as the ‘Letters from a Stoic’. Seneca wrote this collection of 124 letters at the end of his life, from approximately 63 to 65 AD, after he had largely retired as tutor and adviser to the Emperor Nero, a post he’d held since 49 – sixteen years.

The letters are addressed to Lucilius Junior who was then procurator of Sicily and is known to posterity only through Seneca’s writings. (Seneca also dedicated his dialogue On Providence and his encyclopedic Natural Questions to this same Lucilius.)

Scholars fret about whether these were ‘real’ letters, and what the structure of correspondence was – did Seneca only respond to questions sent him by Lucilius? Where is Lucilius’s half of the correspondence? etc. But whether or not they were ever part of a ‘real’ correspondence, it is clear that Seneca wrote these letters with a wider readership in mind. They contain numerous carefully crafted passages obviously aimed at posterity and are structured so as to cover a wide range of subjects dear to Stoics. The 124 letters were published grouped together into 20 ‘books’.

Philosophy as therapy

The letters amount to a series of short moral lessons, designed to help Lucilius achieve the wisdom and peace of mind (‘a calm and correct state of mind,’ Letter 4) promised by Stoic doctrine. In order to do this the letters focus on the traditional themes of Stoic philosophy such as removing oneself from the crowd; cultivating a contempt of death; learning to endure the ups and downs of life; acknowledging virtue as the supreme good, and so on.

The key point which the translator of the Oxford University Press edition, Elaine Fantham, makes in her introduction, is that the letters do not amount to a systematic exposition of Stoicism. Almost the reverse. They are like a series of lessons on ad hoc, specific topics, often beginning with an everyday experience and then extracting from it an insight or type of behaviour which Seneca tells Lucilius he can adopt in order to improve himself. Each letter contains ‘a little bit of profit’ (5) – like instalments in a self-help correspondence course.

Seneca wrote the letters not to promote a complete finished system of thought: he wasn’t necessarily interested in extrapolating a comprehensive system. As Fantham says, Seneca put moral impact before intellectual debate. He ‘puts the ability to avoid fear and desire ahead of any intellectual expertise’ (note, page 298). Seneca gave the work a new type of name, Epistulae Morales, and wrote them with a moral purpose to promote moral behaviour.

Philosophy is not a skill shaped for popular appeal or for display; it does not consist of words but of deeds…it moulds and shapes the mind, arranges one’s life, controls one’s actions, points out what is to be done and what to be avoided. (16)

Thus Seneca instructs Lucilius not about this or that point of abstract philosophical doctrine – but over and over again tells him that he must repeat certain thoughts in order to put them into practice, to make them part of his everyday waking thoughts.

Only Philosophy will wake us up, it alone will shake off our heavy sleep, so dedicate yourself wholly to it. (53.8)

Possibly the most consistent lesson (repeated so many times it gets a little boring) is cultivating a ‘contempt’ for death. When death comes it is over; it is nothing. We need to live with the idea of our death all the time, to get accustomed to it, so as to eliminate all fear and anxiety about it:

  • Let us order our minds so that we wish for whatever circumstances demand, and especially let us think about our ends without sadness. We need to be prepared for death before we are prepared for life. (61.3)
  • The more men have accustomed themselves to hardship, the more easily they will endure it. (76.34)
  • Whatever has been long anticipated comes as a lighter blow. (78.29)
  • Everyone approaches a hazard to which he has long squared himself with more courage and resists harsh events by contemplating them in advance. (107.4)

This accustoming to death takes effort so we must ‘practice thinking this over each day’ (4.5) and ‘ensure that what is now an urge becomes a lasting disposition’ (17.6).

Virtue does not come to a mind unless it is trained and taught and brought to its highest condition by constant exercise. (90.46)

Repeat, practice, memorise. The letters are lessons in how to think, in how to live life in order to maximise calm and reason, mental or psychological exercises which must be learned through constant repetition.

  • You must persist and build up strength by constant diligence until what is now a good intention becomes a good state of mind. (16.1)
  • These are things we must learn, in fact learn by heart. (123.17)

In this respect, the OUP is a good edition because Fantham precedes every letter with a short summary of its main topics, of its time and place of composition, and how it relates to other letters on the same topic. This is extremely useful. (Mind you, the 1917 translation by Richard Mott Gummere which is available online has something the Fantham edition hasn’t, which is attributing each letter a title such as ‘On saving time’, ‘On discursiveness in reading’ and so on. I imagine these titles aren’t in the original but they are extremely useful in remembering at a glance which letter is about what.)

There is some background information about Roman society, but not as much as you’d hope for, certainly nothing like the chatty detail you get in Cicero’s wonderful letters (Seneca consciously distances himself from Cicero’s style and gossipy subject matter in letter 118).

Like all Roman writers, Seneca now and then cites famous Roman heroes or historical figures as examples of ‘virtue’ (notably Marcus Porcius Cato, who committed suicide in 46 BC, as the example of fortitude in the face of death; or Gaius Mucius Cordus who unflinchingly put his hand into a fire to prove his bravery).

There is a description of the lives of the super-rich at Baiae (51), a fascinating portrait of the conditions of slaves (47), a vivid comparison of the spartan bathhouses of old with their modern luxurious equivalents (86), a description of the grand retinues of foreign slaves rich people insist on travelling with (123), a description of viticulture and grafting techniques (86). Mostly, though, the letters are disappointing from a social history point of view. Philosophy is drab.

This Oxford University Press edition does not contain all of the letters – it contains 80 out of 124 (introduction p.xxxv) – but still claims to be the largest selection available in print.

Epistolary traditions

In a throwaway remark, Fantham indicates that there were two types of letter, two epistolary traditions: the philosophical letter of advice (pioneered by Epicurus, born 341 BC, and into which these letters fall) and chatty personal correspondence (Cicero, born 106 BC). [She doesn’t mention a third type which occurs to me, which is the crafted verse epistle as epitomised by Horace’s Letters or Ovid’s Black Sea Letters.]

The problem of suicide

A major stumbling block is Seneca’s worldview, the classical Roman worldview, which promotes suicide as a noble, honourable and virtuous response to all kinds of social humiliations, setbacks, not least the threats from tyrannical power.

It is a noble thing to die honourably, prudently and bravely. (77)

Part of the reason for cultivating a contempt for death, for having death continually in your thoughts, is so that, when the moment comes, it will feel like only a small additional step to fall on your sword or open your veins in a hot bath.

How many people death has been useful to, how many it frees from torture, poverty, laments, punishment, weariness. We are not in any man’s power when death is in our power. (91.21)

The historical model Seneca invokes repeatedly is Cato, who committed suicide in 46 BC two years into the civil war, when he was governor of Utica, a city in North Africa, as Julius Caesar’s army was closing in. Cato killed himself to deprive Caesar of the power of either executing him or (more likely) humiliatingly pardoning him, meaning he would ignominiously owe the rest of his existence to a tyrant.

Desiring neither option, Cato stabbed himself. In the event failed to kill himself, a doctor was called who patched up his stomach wound, gave him medicine, put him to bed. In the night Cato placed his fingers into the stomach wound, ripped it open, and proceeded to pull out his intestines until he died of shock. This is held up by Seneca as exemplary behaviour.

This makes sense within the long Roman tradition of preferring honourable suicide to dishonour, but it is just not a worldview any modern person shares and Cato is not a role model any modern person would wish to copy. Of course, this strand in Seneca’s writings is magnified by the fact that Seneca himself did something similar, committing suicide on the orders of the emperor Nero, his one-time pupil, in an exemplary fashion, calmly dictating notes about Stoic resilience as he bled to death in a hot bath.

Thus he has gone down as a hero of high-minded Stoicism but there are numerous objections to this notion. One is that plenty, thousands, of other Roman notables killed themselves over the centuries, famous examples being Anthony and Cleopatra, and they weren’t Stoic philosophers. So Seneca’s high-minded end wasn’t unique, far from it, it was a very common behaviour among the aristocratic class in the ancient world, and not only under the Empire but the Republic, too.

So a) it was far from being an act unique to ‘philosophers’ but b) it is obviously something very remote indeed from modern society. Sure, people still kill themselves. But not many people kill themselves at the command of an emperor, or to demonstrate their high-minded command over their destiny and a Stoic rising above the petty concerns of life and death. This whole worldview is so remote as to be science fiction.

There seems to me something perverse, almost creepy, about a philosophy which is constantly preparing its followers for death and for suicide. The words ‘death’ or ‘die’ recur on every page. I infinitely prefer Horace’s encouragement to enjoy life to the full while we can.

Come, let’s
Go to the cave of love
And look for music in a jollier key.
(Horace Odes, book 2, poem 1)

Themes in the letters

Despise death

We start to die from the day we are born. When we die there is nothing. There was nothing before life and there will be nothing after. So be not afraid.

  • What I am recommending to you is not just a remedy for this disease but for your whole life: despise death. (78.5)
  • First free yourself from the fear of death. (80.5)

Freedom

Despising death means we are free from the threats of tyrants or society. What is the worst they can do to us if we despise the worst, consider it nothing? Nothing can harm the calm and virtuous mind. By welcoming whatever will happen, it creates its own freedom no matter what the external circumstances. With typical extremity of metaphor or rhetoric, Seneca continually contrasts freedom, not with being bogged down or caught up or hampered by obligations – such as most of us encounter in real life – but with full-on hardcore Roman slavery:

  • You ask what is liberty? To be enslaved to no object, no necessity, no chances, to reduce Fortune to a level field. (51.9)
  • We must busy ourselves with our studies and the sources of wisdom…this is how we should rescue our mind from a most wretched enslavement and restore it to liberty. (104.16)
  • We have enslaved our spirit to pleasure whose indulgence is the beginning of all evils. (110.10)

Now it makes sense that Seneca uses as metaphor the slavery which was, arguably, the central fact of Roman life. But as with the way his mind, when he wants to imagine examples of adversity, leaps straight towards images of torture and execution, it’s another example of the extremity of metaphor and argument which underpins his ‘philosophy’ and makes so much of it feel so alien to the modern mind.

True friendship

Gauge a man before making him a friend. Be cautious, test out friends. But once someone is a friend, bind them to you, share everything with them. True friends share everything, including misfortune. Seneca says you have to learn to be a friend to yourself.

Avoid crowds

‘Shun whatever pleases the common herd’ (8). One iniquitous example can adversely affect you. A crowd presents all kinds of bad examples. People are emboldened to behave badly in crowds. So withdraw into yourself and study philosophy, but not so conspicuously as to draw attention or criticism. Don’t draw attention to your retirement and quietism. Quietly disappear.

Your body

A great and cautious man separates his mind from his body and spends the better part of his time with his better and divine part. (78.10)

Provide it only as much as needed to preserve good health. Avoid excess. Consume as much plain drink as required to quench thirst, as much plain food as to quench hunger, the minimum clothes to protect you from the elements, a house sufficient to protect you from the weather.

Devote some days to eating as little as possible. Become familiar with the bare minimum needed to keep alive and healthy (so that if exile to a bare rock or sudden incarceration befall you, your body is ready for much reduced circumstances).

Don’t exercise to excess. Do as much as needed to keep healthy. Reserve your energy for cultivating the mind.

As to physical pleasures, avoid them like the plague; they enslave the body and then the mind.

  • Uproot pleasures and treat them with absolute loathing. (51.13)
  • First of all we must reject pleasures; they make men weak and effeminate and demand too much time and effort. (104.34)

Your house

Your house should be a size and contain only as much as needed to protect you from the elements. Despise ornament and decoration.

Possessions

Have as few as possible. ‘No one is worthy of God unless he despises possessions.’ (18.13) Have them, but adopt a mindset where you could happily dispense with all of them, where they are all taken from you and you don’t care a jot, because you are secure in the untroubled citadel of your mind.

Enough

Don’t overdo it: don’t mortify your body, don’t insist on eating bread and water, living in a hut, neglecting your body, like the Cynics who, following Diogenes, set out to punish their bodies. Live comfortably and sensibly, just not to excess.

  • So correct yourself, take off your burdens and shrink your desires within a healthy limit. (104.20)

How to be content

And cultivate contentment by being happy with what you’ve got.

  • I will tell you how you can recognise the healthy man: he is content with himself. (72.7)
  • This is what philosophy will guarantee you, something which nothing surpasses: you will never be dissatisfied with yourself. (115.18)

Excess

Similar to his thoughts about suicide and anger, in that it sounds reasonable of Seneca to tell his follower not live to excess, but what Seneca has in mind is Roman excess, the off-the-scale lavishness and baroque luxury of the Roman emperors and the richest in the known world (as described in the letters from the fashionable resort of Baiae, 49, 51).

  • Too many amenities make the spirit effeminate…The stricter discipline of a simpler place strengthens the mind and makes it fit for great undertakings. (51.10-11)

The general point is not so much that indulgence is morally bad in itself: but that people enslave themselves by indulging the pleasures of the senses, deform their minds, make themselves into addicts, by coming to rely on excessive behaviour, on excessive drinking, excessive eating, excessive sex, excessive gambling.

It’s not so much that moderation is good in itself but that it stops you developing addictions and so becoming enslaved to them. Moderation leaves your mind free to focus on more important, ‘higher’ things. Moderation sets you free from all the snares of the senses.

That is why:

We ought to concentrate on escaping as far as possible from the provocations to vice. One’s mind must be hardened and dragged away from the enticements of pleasure. (51.5)

Anger

Quite apart from the letters, Seneca wrote no fewer than three treatises on anger. Fantham makes a really profound point about this which depends, again, on the profound difference between us and Roman society. This is that Roman emperors had complete power over all citizens, and all citizens had complete power over huge numbers of slaves. In this society an angry citizen could order his slave to be tortured or killed, just as an angry emperor could order anyone he fancied to be exiled, thrown into gaol, tortured or executed. Therefore controlling anger was much, much more important than it is in our society. Anger is not a good emotion with us but could have catastrophic consequences in Seneca’s world.

The mind

‘Nothing deserves admiration except the mind’ (9). The mind alone is worth cultivating. No other skills, activities, pastimes are worth cultivating.

  • Control your mind so as to bring it to perfection in the most calm condition, a mind which feels neither what is taken from it nor added to it, but keeps the same disposition however affairs turn out. (36.6)
  • A great and cautious man separates his mind from the body and spends much of his time with his better and divine part. (78.10)

Moral behaviour

Imagine the most moral, honourable person you can. Then imagine they are watching everything you say or do.

Fear, anxiety, stress

All these are caused by worry that the worst is going to happen. Well, imagine the worst has happened. Live with the worst, imaginatively – prepare yourself for the worst. Once you dispel anxiety about unnamed and exaggerated fears, you can get rid of the panic and examine the issue rationally, restoring order and calm to the mind, allowing Reason to operate unhampered by over emotions.

Philosophy

Philosophy, for Seneca, isn’t the working out of a complex system or ideology: it is a psychological or spiritual practice. It is an exercise to attain an attitude, cultivated with the sole aim of making its practitioner mentally strong and resilient against tyranny, suffering and death.

Philosophy is not a skill shaped for popular appeal or for display; it does not consist of words but of deeds. It is not taken up to make sure the day passes with some enjoyment, to take the boredom out of leisure; it moulds and shapes the mind, arranges one’s life, controls one’s actions, points out what is to be done or avoided; it is seated at the helm and steers the course of those adrift among treacherous shoals. Without it no man can live without fear or anxiety; countless things occur each hour that need the advice which we must seek from philosophy. (16.3)

Philosophy may include technical aspects such as types of argument and syllogism (which he consistently ridicules and dismisses for its pedantry) but, far more importantly, Seneca sees ‘philosophy’ as a kind of mental fortress, a psychological redoubt:

So withdraw into philosophy as far as you may; she will protect you in her bosom and in her shrine you will be safe. (103.4)

In doing so, it can raise us above the level of mere mortals:

This is what philosophy promises me, to make me equal to a god. (48.11)

Slavery

As you might expect Seneca admonishes Lucilius to treat his slaves as equals because they are as human as you or I:

Kindly remember that he whom you call your slave sprang from the same stock, is smiled upon by the same skies, and on equal terms with yourself breathes, lives, and dies. It is just as possible for you to see in him a free-born man as for him to see in you a slave. (47.10)

But, just as predictably, Seneca doesn’t actually recommend actually freeing them. (In his introduction to the Penguin Classics edition of Juvenal’s Satires, Peter Green says this attitude was typical of Stoics: ‘[Juvenal] attacked wanton cruelty to slaves, but did not query the concept of slavery itself (another characteristically Stoic attitude.)] Introduction, page 23)

Letter 47 is fascinating for giving an extended description of the types of functions slaves performed in an aristocratic household and the brutal punishments they were liable to for the slightest infraction.

(It is a secondary consideration that in the long letter 90, a detailed list of the technical achievements and innovations which make up civilisation, Seneca despises them all and considers all of them – agriculture and irrigation and milling grain to make bread and architecture and glass windows and all the rest of it – only worthy of slaves and freedmen [who, apparently, largely made up the artisan class of Rome] and so far beneath an aristocrat like himself and his friend Lucilius. Aristocrats needed to rise above these slave occupations in order to practice the only thing worthwhile activity for humans, to cultivate the mind, perfect reason, acquire wisdom, so as to rise above passions and fear of death. That is the primary aim of the letter, but in order to make the point what comes over is a contempt for the artisan class, for engineers and innovators and craftsmen, which makes me dislike Seneca even more. His assumption is that all the achievements of the thousands of people who had perfected all aspects of civilisation and raised it to the luxurious heights of his day only matter insofar as they allow him to perfect his wonderful mind. It’s a privileged narcissism which is, in its own arrogant way, every bit as corrupt as the decadent court of the arch-egotist Nero.)

Self-help slogans

The book is stacked with improving and inspiring thoughts of the kind which have become over-familiar in the subsequent 2,000 years, particularly the last 50 years or so of self-help books.

  • I think it is the first proof of a stable mind to be able to pause and spend time with oneself. (2.1)
  • The best measure of wealth is to have what is necessary and the next best, is to have enough. (2.5)
  • The man at ease should take action, and the man at action should take ease. (5)
  • Who is well born? The man well set up by nature for virtue…it is the spirit that makes one noble. (44.5)
  • Nature made us teachable and gave us an imperfect reason but one which can be perfected. (50.11)

Although Seneca’s long porridgey paragraphs have the heavy feel of ‘philosophy’, the quality of the argumentation is often weak and many of the actual injunctions feel more like daytime TV, self-help guru-talk than Hegel or Hume. Once or twice he came close to the banal catchphrase mocked in the old TV sitcom, Some Mothers Do Have ‘Em: ‘Every day, in every way, I’m getting better and better.’

I rejoice that you are studying with perseverance and abandoning all else for this one thing, to make yourself a better man each day. (5.1)

Critique

As with all philosophy, and especially ‘moral’ philosophy, there is no end to the debate, discussion, critique and commentary which the Letters from a Stoic have spawned over the past 2,000 years. A handful of themes struck me:

1. Simplistic values

The most obvious, for me, is the extreme difference in the social context between Seneca and us and in particular his concept of negative life events. For Seneca a bad turn of events is an ever-present threat under the tyranny of imperial rule. It is associated with prison, torture, enslavement and all the other dire possibilities of life under arbitrary Roman emperors such as Nero. Thus there is a misleading simplicity to most of his meditations. When he imagines something bad, it’s being thrown into prison or tortured or executed by the emperor. The conception of negative life events which he uses to underpin his entire Stoic system is disconcertingly simple and extreme – exile, torture, death – and so the mental lesson he is teaching is concomitantly simplistic: prepare your mind to be strong and noble under torture or the threat of death (see the harping on about torture and death in letters 67 and 70).

But not many modern readers of the letters are going to have the same concerns – that they will thrown into prison, tortured or forced to commit suicide at the whim of a Roman emperor. The worst things I can imagine happening to me are: being in a life-changing accident i.e. becoming wheelchair-bound or having a stroke; being diagnosed with a terminal or life-changing illness; something bad happening to my loved ones, especially my children. But my day-to-day worries are more humdrum, recalcitrant, fiddly, frustrating: worried about my performance at work, this or that bit of the house needs maintenance, I’m worried about money, about not being able to pay my bills – fuel bills, heating bills, food bills.

I know Stoic thought can be applied to these modern circumstances i.e. I should try to cultivate mental detachment and resilience so I am ready to face bad events and rise above them. But the extremity and the simpleness of the situations Seneca describes and which form the basis of his entire philosophy (arbitrary arrest, torture, execution) rarely if ever occur in modern Western life and so all his much-repeated lessons rarely if at all apply to me. Modern life is more complex and multi-faceted than Seneca’s philosophy allows.

Seneca’s ‘philosophy’ is worth reading as an extremely vivid insight into the mindset of the Stoic classes during the tyranny of Nero but is, in my opinion, of limited use or value to modern readers leading modern lives.

2. Hypocrisy

I’ve just read Tacitus’s Annals where Seneca is described as being one of the richest men in Rome, with mansions as big as Nero’s and gardens even bigger, hundreds of servants, immense wealth in gold and assets. (In fact Seneca’s extreme wealth became proverbial to later generations: Juvenal’s tenth satire describes how Seneca, ‘grown too wealthy’ lost his magnificent gardens.) So it’s pretty ironic, knowing the man was a byword for obscene wealth, to read Seneca’s continual recommendation of the plain, simple life, eschewing pleasure and cultivating virtue. It’s easy advice for the ridiculously rich to give. The hypocrisy is summed up by a character in John Marston’s 1603 play, The Malcontent, which Watling quotes:

Out upon him! He writ of temperance and fortitude, yet lived like a voluptuous epicure and died like an effeminate coward. (The Malcontent, Act 3, scene 1, line 28)

Not quite accurate (Seneca definitely did not die ‘like an effeminate coward’) but the first half, the epicure accusation, has force. This point was epitomised, for me, in a throwaway remark of Seneca’s in a letter which is intended to be about exercise and physical frailty:

I have just returned from my ride. I am just as tired as if I had walked as far as I have been sitting. It is an effort to be carried for a long time, and I rather think the effort is greater because riding is contrary to nature. (55.1)

It is an effort to be carried for a long time. (In a sedan chair, presumably.) Well, what about the slaves who were doing the carrying? Bet it was a bit of an effort for them, too. Seneca’s writings cannot escape from the taint of the astonishing level of privilege enjoyed by his class in general, and the extraordinarily privileged lifestyle enjoyed by him – according to Tacitus the richest man in Rome – in particular.

3. How Christians appropriated Stoic rhetoric

Many of the lessons Seneca spells out to Lucilius are very familiar from the long tradition of Western moralists, from Erasmus, through Montaigne, on into the Enlightenment and then diffused out into the broader culture by thousands of Victorian moralists.

My mum used to tell us kids, ‘Moderation in everything’. You don’t need to read Seneca to already know half of his nostrums and tags. I suggest that much of it seems so familiar because Stoic teachings were taken over wholesale by the early Christians and formed the basis of much Christian everyday morality. Obviously not the bits specific to Christian theology (the Fall, Original Sin, the Crucifixion, the Resurrection etc) but the fundamental theist worldview is often indistinguishable from Christianity:

  • No one is worthy of God unless he despises possessions. (18.13)
  • God is near you, he is with you, he is within you. (41.1)
  • What is enough for God is not too little for masters. (47.18)
  • The place which God occupies in this universe is the place which mind occupies in man. (65.24)
  • God comes to men. Indeed, what is actually nearer, he comes into men. No mind is good without God. (73.16)
  • Whatever is good for us our God and father placed at hand. (110.10)

My point is that in the advice about day-to-day living, the Christians appropriated Stoic teachings so completely that the advice to Lucilius to cultivate the mind, avoid the crowd and their superficial entertainments, practice virtue, despise the knocks of Fortune and cultivate a contempt for death – all these are the familiar background hum of Christian morality, the subjects of hundreds of thousands of Sunday sermons and public lectures, recycled on radio phone-ins and daytime TV and millions of self-help columns in magazines and newspapers and books. Which explains why when we moderns come to read Seneca we are so rarely surprised and so often find his nostrums familiar and reassuring.

4. Repetition

Above all, like any good teacher, he repeats the same key points again and again, in different formulations, approached from different angles, but coming back again and again to the same fundamental idea: rise above the fortuitous events of your life; rise above all emotions and attachments; cultivate ‘philosophy’, which means a Buddhist detachment from everyone else and even from yourself; live with the idea of death so continually that it eventually presents no fears. And then you will have conquered yourself, your fear of death and you will be…free.

  • I am forcing my mind to focus on itself and not be distracted by outside events…The real calm is when a good state of mind unfolds. (56.6)
  • The wise man is full of joy, cheerful and calm, undisturbed. He lives on equal terms with the gods…The wise man’s mind is like the universe beyond the moon: there it is always fine and calm. (59.14)
  • Abandon those distractions which men have rushed to enjoy; abandon riches, which are either a danger or a burden to their possessors; leave the pleasures of body and mind, which soften and weaken you; abandon ambition, which is a bloated, hollow and windy condition with no limit. (84.11)
  • There is only one way the dawn can come: if a man takes in this knowledge of things human and divine and does not just sprinkle it over himself but but steeps himself in it; if he goes over the same things repeatedly (110.8)

But repetition is not argumentation. Despite Seneca using the word ‘philosophy’ all the time, this isn’t really philosophy at all. It is, as I’ve said, more like exhortation to a good frame of mind, moral uplift, encouragement to develop a tough attitude, therapy for the anxious, a self-help manual. And incredibly repetitive.

Unvexed by terrors and uncorrupted by pleasures we shall dread neither death nor the gods. We shall know that death is not an evil and the gods do not exist for evil. What harms us is as weak as what is harmed; the best things lack the power to harm. What awaits us, if we ever emerge from these dregs to the sublime and lofty region, is peace of mind and liberty free from the errors which have been driven out. What does that liberty consist of? Not fearing men or gods; wanting neither what is base nor excessive; having the greatest power over oneself. It is an incalculable good to become one’s own master. (75.17-18)

5. Family and friends

In nearly 300 pages of relentless insistence that we rise above all attachments and emotions, nowhere does he mention family (in just one letter, 104, he mentions his wife, Paulina).

Family was a very big thing indeed for noble Romans, so it’s a striking absence in the context of Seneca’s own time. But regarded as instructions for modern readers, his insistence on boiling your life right down to a relentless focus on cultivating your virtue and your indifference to death completely ignores the scores of relationships most people have in their lives, starting with their family.

Most modern therapy involves getting to grip with your childhood experiences and your relationship with your parents. But parents, spouses or children are completely absent from Seneca’s teachings. His Stoicism is an impressively selfish concern, in which he endlessly exhorts Lucilius to forget about everyone but himself, to focus on his own mind and anxiety of death etc, to think about no-one but me me me.

This makes his ‘philosophy’ inapplicable, in practice, to anyone who has parents, partners or children and really cares for them, is involved in their day-to-day wellbeing and, especially when it comes to children, to their little triumphs or setbacks. None of that for Stoic Seneca. He is in his study toughening up his mind by envisaging torture in every detail so as to be able to rise above it, when the time comes.

But it struck me that this deliberate ignoring of family sheds light on and helps to explain the humanistic obsession with friendship. Seneca’s letters on the importance of having one, key soulmate-level friend are one of the sources for the obsession with friendship which is a central theme of humanist writings from the 15th century onwards.

Friends know that they have everything in common…the true friendship which neither hope nor fear nor self-interest can sever, the friendship with which men die and for which they die. (6.2)

It’s possible to interpret this obsession with Perfect friendship as the Stoic replacing the messy, uncontrollable web of family relationships, with all its unpredictable ups and downs, with One Relationship with One Special Friend. To use the modern buzzword, it’s a very controlling approach. When you read the great humanist works on this subject (Cicero, Montaigne, Bacon) what comes over is that you are only going to meet one or two soulmates in your life and that you will become identical in interests and affections with this one special person. In a science fiction kind of way, you and the True Friend of humanist tradition will become one person.

So, to put it crudely, humanist teaching about friendship a) is a way of ducking the uncontrollable mess of family ties and responsibilities and b) ends up with you looking in a mirror. Solipsistic narcissism.

Horace

As Roman ‘moralists’ go, I prefer Horace. He’s lighter, funnier, his affable tone is more persuasive, more inspiring for me, than Seneca’s dour and relentless lecturing. Seneca sounds like the tutor he was:

I hereby order you to be slow in speaking. (40.14)

Whereas Horace sounds like a friend offering gentle advice:

Try not to guess what lies in the future, but,
As Fortune deals days, enter them into your
Life’s book as windfalls, credit items,
Gratefully…
(Horace, Odes, book 1, poem 9)

Seneca thinks of himself as embattled – quick! time is short! the enemy is at the door! focus on the essentials!

  • I am being besieged right now…the enemy is at our backs…I need a heroic spirit (49.9)
  • Fortune is waging war with me but I will not do what she orders, I will not accept the yoke. (51.8)
  • A real man prefers his sleep to be broken by a bugle than a chorus. (51.12)

This sense of the world as a battlefield, a fight, a struggle against countless enemies all trying to seduce your God-given soul, was inherited by Christianity. It dominates the letters of St Paul who wrote the most influential letters in Christendom, and used rhetoric similar to Seneca when he urged his followers to ‘fight the good fight’ (First letter to Timothy).

To understand Paul, we must grasp that he is at war, with the angels of heaven at his back. The Acts of the Apostles is, at its base, a power-struggle between Christ and Satan, wrenching whole peoples away from Satan’s grasp. (Jesus Walk Bible Studies)

In contrast to this worldview of unrelenting embattled paranoia, Horace writes a letter to a friend inviting him to come round and try the new wine they’ve just bottled on his estate. There’ll be other friends there, and they’ll stay up late together laughing and joking. Seneca’s remedy for the fickleness of human existence is to be continually, constantly thinking about death all the time.

Give me courage to meet hardships; make me calm in the face of the unavoidable…Say to me when I lie down to sleep: ‘You may not wake again!’ And when I have waked: ‘You may not go to sleep again!’ Say to me when I go forth from my house: ‘You may not return!’ And when I return: ‘You may never go forth again!’

Well, you may win the lottery this weekend. You may run down the escalator and bump into the woman of your dreams. If you start speculating about things which may happen, the sky’s the limit. In which case – why focus only on the bad things which ‘may’ happen. Lovely things ‘may’ happen, too. Pondering Seneca’s use of the conditional to dwell only on the most extreme negative outcomes (torture, execution) makes the reader realise how much he is obsessed with the dark side of life, and so insists that we be brutally harsh with ourselves:

  • Cast out whatever desires are lacerating your heart and if they cannot be pulled out any other way then you must tear out your heart with them. In particular, uproot pleasures and treat them with absolute loathing. (51.13)
  • We believe pleasure is a moral failing…Pleasure is a shameful thing. (59.1-2)

What a stupid attitude. Horace has an equally frank acceptance of how time is limited and we are hurrying towards our deaths, but he draws the exact opposite conclusion, which is: carpe diem, enjoy the moment. Instead of considering yourself under siege from wicked temptations so that you have to harden your heart against all affection, think of life as a blessing, bless every moment it brings you, and savour the fleeting pleasures. Horace gets my vote.

Last word to Martial

Martial book 11, epigram 56, begins, in the translation by James Michie:

Because you glorify death, old Stoic,
Don’t expect me to admire you as heroic…

And ends ten lines later:

It’s easy to despise life when things go wrong;
The true hero endures much, and long.


Credit

Selected Letters of Seneca, translated and introduced by Elaine Fantham, was published as an Oxford University Press paperback in 2010. All quotes are from this edition.

Related links

Roman reviews

The Annals of Imperial Rome by Tacitus – 2

Introduction

In the first of these two reviews of Tacitus’s Annals I briefly explained the background to the Annals and the development of ‘history’ as a genre up to Tacitus’s time, then went on to summarise Tacitus’s account of the reign of Tiberius, 14 to 37 AD.

Frustratingly, the manuscript we have of the Annals breaks off at the death of Tiberius and omits the four-year rule of Gaius (Caligula) from 37 to 41 AD, and the first six years of Gaius’s successor and uncle, Claudius i.e. from 41 to 47. Gaius’s reign is colourfully depicted in Suetonius’s Life of Caligula but Tacitus is invaluable because he embeds the scandal which Suetonius focuses on into a much more sober, year-by-year account of the humdrum legal and administrative acts of each emperor. They complement each other perfectly, which makes it all the more vexing that there’s such a big lacuna for the vital years of these key emperors.

To summarise the missing early part of Claudius, which we know from other sources: In 38 or early 39 AD, Claudius had married a third wife, Valeria Messalina, who was his first cousin once removed. Soon afterwards she gave birth to a daughter, Claudia Octavia. A son, initially named Tiberius Claudius Germanicus, and later known as Britannicus, was born just after Claudius’s accession in 41.

The translator of the Penguin edition of the Annals, Michael Grant, divides his text into two big parts, separated by this huge gap in the original text. Within each part he groups clumps of annals, or individual years, into long ‘chapters’, and gives these informative, dramatic titles. Grant’s divisions over-write Tacitus’s division of his work into 16 books and specific years. Grant’s chapters are as follows. (My previous review summarised part one of Grant’s text. This review addresses part two.)

Part two: Claudius and Nero

  1. The fall of Messalina (book 11)
  2. The Mother of Nero (book 12)
  3. The fall of Agrippina (book 13 to book 14 section 13)
  4. Nero and his helpers (book 14 sections 14 to 65)
  5. Eastern settlement (book 14 sections 1 to 32)
  6. The burning of Rome (book 15, sections 32 to 47)
  7. The plot (book 15, sections 48 to 74)
  8. Innocent victims (book 16)

As I described in my previous post, on a careful rereading of the text I think it would have been better to have divided the text up by year rather than chapter, as Grant does. Starting a new section/chapter for each new year would reflect Tacitus’s intention, of producing a year-by-year ‘chronological sequence of events’, in Tacitus’s own words (p.269).

The annalistic approach is very formulaic: the account of each year starts with the announcement of who were the two consuls for that year (still, despite decades of imperial rule, very important figures, not least as the Romans’ main way of dating events). Then each year ends with a short list of notable Romans who died during that year. In between the two, Tacitus lists key events of that year in foreign policy and military campaigns, its notable laws and prosecutions, fires, food shortages and so on. That is the basic annalistic scaffold on which Tacitus then hangs his longer, more flowing descriptions of the activities of the emperors and royal family, along with (generally scathing) comments on their characters.

There is another, distinct strand to Tacitus’s work, which is his interest in foreign affairs i.e. the management of the Roman provinces (the appointment of new governors, the impeachment of existing governors for corruption). This covers the numerous tribal rebellions and wars on the borders, be they on the Rhine with the Germans, in the Middle East against the Parthians, or elsewhere. Tacitus devotes a lot of space to these, giving detailed accounts of diplomatic manoeuvrings, envoys to Rome etc, as well as vivid accounts of military campaigns and battles. Notable is the section about Britain under Claudius, including Caractacus’s noble plea for mercy when he was led in triumph through Rome (pages 264 to 269). But this whole area is so complex that (with the exception of Boudicca’s revolt) I’ve omitted it from my summary.

Claudius (reigned 41 to 54)

Historians nowadays consider Claudius to have been a ‘painstaking and bold administrator and reformer’ but, in Tacitus’s hands, the most memorable aspects of his reign are the portraits of his scheming and amoral third and fourth wives, Messalina and Agrippina.

(Just a reminder: these chapter titles are not in Tacitus, they are Michael Grant’s additions. And the years I give are also not in the text. The system of dating by BC or AD wasn’t invented until 500 years later, and wasn’t widely adopted till the Middle Ages. See M.I. Finley’s essay on the subject.)

In the summary that follows, the chapter titles in Heading 2 are Michael Grant’s. Sitting under them, in heading 3, are the years which Tacitus covers. I’ve made these. They are not clearly indicated in Grant’s text, or the original Tacitus. (Remember, Tacitus didn’t use the BC/AD system, he dated every year by the two consuls who served during it; whereas I have just used the year as per our Christian calendar). Where the year is notable for something important, such as the murder of Claudius or the revolt of Boudicca, I’ve added these into my year headings.

Chapter 9 The Fall of Messalina

47 AD

The big gap in Tacitus’s text resumes in 47 AD, in the middle of hectic events, as Claudius’s third wife, Messalina, takes aim at a rival, Poppaea Sabina.

Chronologers reckoned it was the 800th year since the founding of Rome (traditionally 753 BC) and so Claudius held Secular Games. Prominent in them were Claudius’s son, Britannicus, who was six years old (b.41) and Lucius Domitius Ahenobarbus, who was 10 (b.37) who would soon be adopted as Claudius’s son and heir.

(Nero’s mother was Agrippina the Younger, who was herself the daughter of Germanicus and Agrippina the Elder. So Nero was popular with the mob for being the only surviving male descendant – the grandson – of the hugely popular Germanicus. Agrippina was also one of three sisters to Gaius, who had ruled as the emperor Caligula from 37 till he was assassinated in 41. Gaius was said to have had incestuous relations with all three of his sisters. Agrippina managed to survive Gaius’s short reign and lived on into Claudius’s, when she became one of the many targets of Claudius’s malevolent third wife, Messalina. However, Agrippina not only survived Messalina but, after the latter’s downfall and execution, replaced her as Claudius’s fourth and final wife.)

At about this time Messalina became infatuated with the best-looking man in Rome, Gaius Silius. She forced him to divorce his wife, Julia Silana, and host her at not particularly concealed assignations. They carried on their affair openly while the obtuse Claudius pursued his responsibilities as Censor.

Tacitus portrays Claudius as responsible and sensible: he carries out the census, he commands the building of a new aqueduct, he suggests three new letters are added to the Roman alphabet, he proposes to the senate the creation of a Board to support the art of soothsaying. In foreign policy Claudius forbade further aggression against the Germans and ordered Roman troops – who were building camps in recently occupied German territory – back across to the west bank of the Rhine.

48 AD

Claudius makes his famous intervention in a debate in the senate about whether Gauls, by now Roman citizens for three or four generations, should be allowed to run for office in Rome. Claudius argued strongly that they should, pointing out how Rome’s strength derived from its policy of assimilating neighbouring towns and tribe and then entire regions, turning enemies into loyal citizens. (This speech is regularly cited by historians as exemplifying the core secret of Rome’s success, which was assimilating territories and peoples into the empire.)

Claudius promoted senators of long standing to patrician rank as many patrician families had died out. He concluded his census which showed a citizen body of 5,984,072 (which presumably included all men, women and children; neither Tacitus nor Grant clarify whether this included slaves or not).

Meanwhile, Messalina pursued her affair, and while Claudius was busy at Ostia, she openly and bigamously married Silius. It might seem incredible that a consul designate and the emperor’s wife should marry:

But I am not inventing marvels. What I have told, and shall tell, is the truth. Older men heard and recorded it. (p.246)

According to Grant the reign of Claudius saw a great increase in the power of the secretaries of state, often ex-slaves, and three of these now informed Claudius, not only that his wife had bigamously remarried but had, in legal terms, divorced him – and that this opened the way for her new husband, Silius, to seize power.

The commander of ‘the Guard’ was summoned, confirmed the story and said Claudius must move fast to retain their loyalty. Claudius was panicking thinking this was a real coup attempt. Command was taken by Narcissus, ex-slave and secretary general. He it was who lined up a series of witnesses to testify to Messalina’s promiscuity, many affairs, degenerate behaviour, and now this bigamous marriage. Tacitus describes a bloodbath of officials who had helped or slept with Messalina and then how, at dinner that evening Claudius began to soften against his (absent) wife and so Narcissus moved quickly, instructing another slave to go to her house where he found her wretched, weeping on the ground beside her mother, and quickly run her through with a sword. The senate ordered all statues and public memorials to her name to be removed. Claudius never referred to her again.

This two or three pages of breathless narrative are rightly considered among Tacitus’s greatest passages, by which scholars mean it has the immediacy, pace and bloody inevitability of a thriller.

Chapter 10 The Mother of Nero (Agrippina)

Central to Tacitus’s critique is that Claudius was in thrall to the advice of his secretaries who were all freedmen, namely Narcissus who took the lead in getting rid of Messalina. Now they all proposed to Claudius various candidates for his next wife. But Agrippina took advantage of being Claudius’s niece and so often being in his company, plus being allowed to give him caresses and kisses. She seduced him and won the competition. Weak and easily led, Claudius asked the senate to pass a law allowing an uncle to marry his niece (Claudius was brother of the long-dead Germanicus, whose daughter Agrippina was.)

Tacitus describes how Lucius Vitellius worked his way into Agrippina’s good books by a) managing to derail the marriage of Claudius’s daughter, Octavia, to Lucius Junius Silanus Torquatus by falsely accusing the latter and having him dismissed – thus making Octavia available to be engaged to Agrippina’s son; and b) making a big speech in the senate asking for the law to be changed to allow uncles to marry nieces and for the senate to give Agrippina to Claudius as a kind of national gift.

Once in post Agrippina sought power in every way she could. This included recalling Lucius Annaeus Seneca, from exile. He had been banished by Claudius for adultery with Germanicus’s daughter, Julia Livilla. Now Agrippa recalled him (earning his gratitude) and made him tutor to her son. She enforced the suicide of one of her rivals, Lollia Paulina. Another lady whom the emperor casually praised, Calpurnia, was struck down.

Claudius decided to extend the boundaries of Rome, leading Tacitus into an interesting digression about the various sets of boundary markers (p.262).

50 AD

Responding to pressure from Agrippina’s agents Claudius adopted her son, Lucius Domitius, as his own. It was at this moment that the boy, previously a member of the Ahenobarbus clan, was awarded a name which ran in the Claudian clan, ‘Nero’, marking his entry into the prestigious (haughty and arrogant) gens Claudii. At the same time Agrippina was given the honorific ‘Augusta’.

In this year Tacitus gives detailed description of uprisings and wars in Britain.

51 AD

On the basis of a supposedly trivial incident – when Britannicus and Nero met and Nero greeted the other by his name but Britannicus greeted Nero as ‘Domitius’ – Agrippina claimed this was a alight against the decision of the senate and people of Rome and persuaded Claudius to banish or execute all Britannicus’s tutors. His guards and slaves loyal to him were dismissed. Some of the Guard commanders were loyal to Britannicus so they were replaced by Sextus Afranius Burrus, who knew who his boss was: Agrippina.

52 AD

Senators who couldn’t comply with the House’s financial requirements were expelled. Lucius Arruntius Furius Scribonianus was exiled for enquiring from astrologers about the emperor’s death. Claudius suggested a law that any woman marrying a slave should herself be enslaved. A tunnel was built linking the Fucine lake and the river Liris. Claudius held naval games on the lake to celebrate. Rebellion broke out in Judaea.

53 AD

Nero, now aged 16, married the emperor’s daughter, Claudia Octavia, born in 40 and so aged 12 or 13. This was arranged by Agrippina to solidify Nero’s position as the heir apparent. Agrippina continued her power-hungry and aggressive behaviour. She coveted the gardens of Titus Statilius Taurus and so got his deputy as governor of Africa to accuse and discredit him in the senate. Titus committed suicide. Agrippina got his gardens.

Claudius handed over sweeping powers to the order of knights, the issue at the heart of the civil war between Marius and Sulla back in the 80s BC. He exempted the island of Cos from taxation. The city of Byzantium pleaded for a remission of their taxes and this was granted.

54 AD – Murder of Claudius

Bad omens. Bees landed on the Capitol. Deformed animals were born. Agrippina decided to dispose of Domitia Lepida, her cousin once removed and Nero’s aunt, mother to Claudius’s previous wife, Messalina. She manoeuvred Claudius into having her executed (p.282).

Britannicus was now approaching his 14th birthday, traditionally the age when a Roman aristocrat began to play a part in public life. Agrippina began to worry that Claudius was beginning to regret adopting Nero and coming round to preferring his own son as successor so she moved quickly to poison her husband. She had poison supplied by the arch-poisoner, Locusta, and administered by the emperor’s taster, Halotus. She blocked anyone coming to see the body, giving out a story that the emperor was alive but ill, while she organised the smooth accession of Nero.

On 13 October 54 the palace doors were opened, and Nero appeared accompanied by a battalion of the palace guard and their commander, Sextus Afranius Burrus (who owed his position to Agrippina). Nero was carried in a litter to the Guards’ camp where he was acclaimed emperor, a decision quickly ratified by the senate and then the provinces.

Chapter 11 The Fall of Agrippina

The final section of the Annals is devoted to the reign of Nero. It is quite substantial (70 pages in the Penguin translation). Grant divides it into five chapters:

  1. Nero and his helpers (book 14 sections 14 to 65)
  2. Eastern settlement (book 14 sections 1 to 32)
  3. The burning of Rome (book 15, sections 32 to 47)
  4. The plot (book 15, sections 48 to 74)
  5. Innocent victims (book 16)

The Nero chapters are notable for the kind of melodramatic set-pieces which Tacitus excelled at, in this case describing the Great Fire of Rome or Agrippina’s murder. At moments like this you can very much see how, for the ancients, no amount of dedication to the ‘historical truth’ or the moralising urge to judge and assess, can trump the more basic aim of inflaming awe and wonder with dramatic effects.

Nero’s reign opened with a flurry of murders. Agrippina got agents to poison governor of Asia Marcus Junius Silanus because he was brother to Lucius Junius Silanus Torquatus, whose engagement with Octavia she had broken and forced to commit suicide, and because Marcus was a descendant of Augustus. Then she secured the imprisonment and suicide of Narcissus, freedman and secretary to Claudius, the central figure in the downfall of Messalina.

Tactitus notes the restraining effect of two key figures, the commander of the Guard Sextus Afranius Burrus, and Nero’s tutor Lucius Annaeus Sextus. Burrus was all soldierly efficiency and seriousness of character; Agrippina had appointed Seneca Nero’s tutor in which role he taught the teenager Stoic principles and public speaking.

It was Seneca who wrote the funeral oration for Claudius which Nero delivered. Nero went on to insist the senate would reassert its ancient rights and decisions. Nero’s first acts were all leniency and forgiveness.

55 AD – Murder of Britannicus

Quite quickly Nero fell in love with a former slave girl, Acte, and became slowly alienated from the virtuous wife, Claudia Octavia, who Agrippina had engineered his marriage to. Agrippina was infuriated at Nero’s love for a common slave girl and tried to ban it. Division grew between mother and son. Nero next deposed the freedman Pallas, who had virtually run the empire for Claudius and been instrumental in Claudius choosing Agrippina as his fourth wife.

Tacitus gives a vivid almost farcical account of the florid events surrounding Nero’s decision to poison his rival, Claudius’s biological son, Britannicus (p.290). Britannicus was the last male heir of the Claudian clan whereas Nero was a Claudian only by adoption.

Realising her position was now seriously threatened, Agrippina made common cause with Nero’s spurned wife Octavia, and cast around for supporters. To isolate Agrippina, Nero withdrew her guard and expelled her from the imperial palace. Then her rival, Junia Silana, had a spy report to Nero that Agrippina was conspiring with one Rubellius Plautus to overthrow and replace him. Nero was terrified, but spared Plautus, for the time being. Tacitus tells us one of his sources claims Seneca restrained the emperor, and also from executing Burrus as being somehow implicated. The plot rebounded and Junia Silana was exiled, her accomplices executed.

56 AD

Echoing Suetonius, Tacitus claims Nero dressed up and went about the streets, from tavern to brothel, beating up passersby, stealing stuff from shops. The emperor’s example emboldened other criminals. ‘Rome at night came to resemble a conquered city.’ A senator who beat up Nero when he assaulted him, apologised when he realised his identity but was forced to commit suicide.

Nero egged on disputes among rival gangs of ballet dancers, encouraging them to degenerate into real gang fights. Tacitus devotes a page to a debate in the senate about whether misbehaving freed slaves should be re-enslaved.

57 AD

Tacitus takes the opportunity to differentiate his kind of history from mere almanacs. Talking of the completion of a huge amphitheatre in the Field of Mars, he says:

But that is material for official gazettes, whereas it has traditionally been judged fitting to Rome’s grandeur that its histories should contain only important events. (p.298)

An interesting indication of the way that history was conceived as a literary genre, with appropriate tone and subject matter; lofty subject matter; important events and imperial players.

A law was passed that provincial officials were banned from giving gladiator or animal shows. These a) cost provincials a fortune b) were used as cover by governors to hide their irregularities.

Another law decreed that if a man was murdered by a slave, not only all the slaves, but all the freed slaves in his household would be executed as punishment.

58 AD

The endless war between Rome and Parthia for possession of the kingdom of Armenia heated up.

A detailed account of how Nero was introduced by his fellow libertine, Otho, to his lover Poppaea, how she then seduced Nero and eclipsed Acte as his chief concubine. As a result Nero fell out with Otho, eventually consigning him to Lusitania as governor. (This Otho was to return and seize power in the Year of Four Emperors, 69 AD, following Nero’s death, events Tacitus describes in detail in his ‘Histories’.)

Various cities (Puteoli, Syracuse) petitioned Rome for favours. Persistent complaints about tax farmers led Nero to contemplate scrapping all indirect taxes. Rebellious tribes in Germany fought the Romans or each other.

59 AD – Murder of Agrippina

Tacitus puts Nero’s decision to finally eliminate his mother down to the taunts of his new lover Poppaea. Agrippina tried to counter this by appearing before Nero in lascivious clothes and seduced him to incest. Seneca commissioned Acte to re-enter his life and warm him that such sacrilege would alienate the Guards on whom his power rested. Interestingly, Tacitus openly states various versions of these stories attributed to other historians (whose works are now lost).

Tacitus openly states in several places that when the sources agree he won’t mention them; but where they disagree he will cite them and the disagreements and let the reader decide.

The death of Agrippina takes 6 pages to describe and is semi-farcical. After rejecting poison and the dagger, Nero settled on the madcap scheme of getting Agrippina onto a ship with a collapsible section which would fall on her. And this is what he did, inviting her to a long friendly banquet at Baiae, then seeing her off in a beautifully appointed ship whose ceiling, at a signal, caved in. This killed Agrippina’s attendant and when another cried out that she was the emperor’s mother, she was beaten to death by the crew, so Agrippina disguised herself. Then the galley slaves all went to one side of the ship in order to capsize it, but Agrippina managed to get free and swim to safety. This sounds like a fairy story.

Nero was waiting for news and was appalled to learn it hadn’t worked. So he called in his most senior advisers, Seneca and Burrus. Burrus declared the Guard would not touch a member of the imperial family and descendant of Germanicus. So they conceived a plot whereby Nero would drop a sword by the feet of the servant Agrippina had sent to tell Nero she had survived this terrible accident – and then claim he was an assassin sent by Agrippina.

This is as farcical and laughable as the collapsible boat gambit.

Nero promptly had a freedman, Anicetus, take soldiers and surround Agrippina’s house. Slaves fled. Anicetus, a naval captain and lieutenant then beat and stabbed Agrippina to death. Her body was quickly cremated with no ceremony.

Nero cringed in fear all night long until Burrus got colonels and captains of the Guard to come and congratulate him on escaping the conspiracy, at which he recovered his spirits. Nero then sent a long letter to be read out in the senate justifying his actions with a long list of Agrippina’s incriminating behaviour leading up to the supposed ‘conspiracy’. This was written by Seneca and reflected badly on him.

Many bad omens. And Nero was scared of the public response. But there was much thanksgiving for his safety and he returned to Rome amid cheering crowds as at a triumph.

Chapter 12 Nero and his Helpers

With Agrippina out of the way, Nero finally let rip. ‘There was no stopping him.’ (p.320) Tacitus describes Nero’s addiction to singing to his own accompaniment on the lyre, and chariot racing. He goes into less detail than Suetonius but is much more damning. When Nero institutes the ‘Youth Games’ and:

In the wood which Augustus had planted around his Naval Lake, places of assignation and taverns were built, and every stimulus to vice was displayed for sale…Promiscuity and degradation throve…Never was there so favourable a climate for debauchery as among this filthy crowd. (p.321)

Nero performed for the crowd on the lyre. He formed a corp of young knights known as the Augustiani, to maintain ‘a din of applause day and night’. He fancied himself a poet and sat around at dinner parties extemporising verses with cronies.

This method is apparent from Nero’s poems themselves which lack vigour, inspiration and homogeneity.

Tacitus, like Suetonius, had copies of these poems, all now lost to us. Meanwhile, back in the annalistic list of political events: the senate settled a riot which had broken out between citizens of Pompeii and Nuceria. Cyrene secured the expulsion of a governor. Two famous men died (Cnaeus Domitius Afer and Marcus Servilius Nonianus). It’s Tacitus’s listing of these kinds of humdrum events which provide the scaffolding or background hum of his year-by-year annals.

60 AD

Nero institutes 5-yearly games on the Greek model. Tacitus stages a set-piece debate between its critics who thought games should only be held in temporary buildings put up for the events, and that permanent buildings were an incitement to sloth and vice; and its proponents who thought they had to change with the times and permanent buildings saved money in the long run. (p.323).

It’s worth mentioning that ‘ballet dancers’, in all these ancient accounts, are closely associated with booing, hissing, throwing chairs and rioting. In a note, Grant explains that:

These were the highly popular, sophisticated dances of the pantomimi who danced traditional themes in dumb-show, with music and chorus. These performances were first seen in Rome under Augustus. (p.402)

Many bad omens and portents. A comet, which was universally taken as the sign of a change of emperors. Much talk that Nero’s successor would be Rubellius Plautus. Rumour spread that a bolt of lightning had hit and split a table at which Nero was sitting (!). Nero, with notable restraint, didn’t have Plautus killed, simply told him to move with his family to their estate in Asia. According to his Wikipedia article:

Plautus appears to have been a follower of Stoicism. According to Tacitus, Tigellinus wrote to Nero: ‘Plautus again, with his great wealth, does not so much as affect a love of repose, but he flaunts before us his imitations of the old Romans, and assumes the self-consciousness of the Stoics along with a philosophy, which makes men restless, and eager for a busy life.’ When he was exiled from Rome by Nero, Plautus was accompanied by the famous Stoic teacher Musonius Rufus. He was associated with a group of Stoics who criticized the perceived tyranny and autocratic rule of certain emperors, referred to today as the Stoic Opposition.

What interest me about this passage is the idea that Stoicism, as well as being a reputable philosophy, was also a fashionable pose and allowed its proponents to swank and pride themselves on maintaining the values of ‘the old Romans’. So I noticed when, later on, the corrupt head of the Guard, Gaius Ofonius Tigellinus, in calumniating Plautus, says:

Plautus is rich and does not pretend to like retirement. He parades an admiration of the ancient Romans but he has the arrogance of the Stoics, who breed sedition and intrigue. (p.339)

‘The arrogance of the Stoics’, eh?

More about the never-ending war in Armenia, prosecuted by Cnaeus Domitius Corbulo. The ancient town of Puteoli was given the status of a Roman settlement and named after Nero. Tacitus describes the challenge of keeping colonies of Roman soldiers consistently populated since many didn’t marry or have children, and many came from different regiments and were even different nationalities.

Nero sorts out a squabble about who’s elected praetor (15 men apply for 12 places). A knight called Vibius Secundus was convicted for extortion when governor of Mauretania and expelled from Italy.

61 AD – Boudicca’s revolt

Disaster in Britain. The ambitious new governor, Gaius Suetonius Paulinus, appointed in 58, continued his predecessor’s policy of aggressively subduing the tribes of modern Wales, and was successful for his first two years in the post. Tacitus gives a vivid description of his amphibious assault on the island of Mona (modern-day Anglesey), its shores lined with the enemy, shrieking women and spooky druids. The Romans conquer the island and chop down the groves sacred to the Druids, who conducted human sacrifices there.

But while he was Paullinus was subduing Anglesey rebellion broke out on the other side of the province. Since this is a legendary part of our history it’s worth citing at length:

Prasutagus, king of the Icenii, after a life of long and renowned prosperity, had made the emperor co-heir with his two daughters. Prasutagus hoped by this submissiveness to preserve his kingdom and household from attack. But it turned out otherwise. Kingdom and household alike were plundered like prizes of war, the one by Roman officers, the other by Roman slaves. As a start his widow, Boudicca, was flogged and their two daughters raped. The Icenian chiefs were deprived of their hereditary estates as if the Romans had been given the entire country. The king’s own relatives were treated like slaves.

The huge temple to the god Claudius could be seen from everywhere, symbolising their oppression, and its priests used their power to bleed households dry with taxes and levies. The greed of the Roman agent, Catus Decianus, had driven the entire province to rebellion.

So the Iceni rebelled and raised neighbouring tribes. They stormed the Roman settlement of Camulodonum. Omens were, of course, seen everywhere. The empty theatre echoed with shrieks. At the mouth of the Thames a phantom settlement was seen in ruins. The sea turned blood red and left human corpses on the ebb tide. The garrison and a small cohort of reinforcements sent from London were massacred.

Suetonius marched his army all the way back from Wales to London. Interestingly:

Londinium did not rank as a Roman settlement, but was an important centre for business men and merchandise.

Nonetheless Suetonius realised he couldn’t hold it against massed tribes, so abandoned it. When Boudicca’s forces stormed into it all the men were killed and all the women raped. Same happened at St Albans (Verulamium). Tacitus says 70,000 perished, for the Britons did not take prisoners with a view to exchanges:

They could not wait to cut throats, hang, burn and crucify, as though avenging in advance, the retribution which was on its way. (p.329)

Tacitus gives us a typical rhetorical set-piece: first he gives Boudicca a genuinely inspiring speech as she rouses her troops to face the Roman army, which has followed and now set up opposite them. Then he gives verbatim what he claims is the pre-battle speech of Suetonius. Both are effective in their different ways. It was a massacre. The Romans killed all the Britons and their camp followers. Boudicca poisoned herself.

However, the Romans then fell out among themselves. The newly arrived imperial agent didn’t like Suetonius and briefed against him. A former imperial slave, Polyclitus, was sent to assess the situation. Suetonius was relieved of duty and his replacement took a softly-softly approach. Peace of a sort returned to the province.

Tacitus returns to his annalistic approach with notes on two noteworthy trials. What strikes me is that, despite existing for hundreds of years, the Romans were continually finding loopholes or omissions in their laws, which the senate patched up and emperors approved or modified.

The City Prefect, Lucius Pedianus Secundus, was murdered by one of his slaves. The traditional punishment was that every other slave in the household would be executed. Popular sentiment protested against this, rioting began and the senate house was surrounded. Tacitus uses this to give us another of his verbatim speeches, this time by Gaius Cassius Longinus in favour of enforcing the traditional law. The speech reveals that Pedianus had 400 slaves. His peroration is striking:

Our ancestors distrusted their slaves. Yet slaves were then born on the same estates, in the same homes, as their masters, who had treated them kindly from birth. But nowadays our huge households are international. They include every alien religion – or none at all. The only way to keep down this scum is by intimidation…Exemplary punishment always contains an element of injustice. But individual wrongs are outweighed by the advantage of the community. (p.334)

Many argued to spare the innocent, or the women slaves, but Cassius’s view prevailed, and the emperor Nero backed it up, lining with troops the route along which those condemned for execution were taken.

Bithynia secured the condemnation of its governor. In Gaul a census was carried out. The noble Publius Memmius Regulus passed away. Nero dedicated a new gymnasium.

62 AD

Big fuss about an ex-praetor who read out verses satirising Nero at a dinner party. He is condemned by the senate and Tacitus summarises the positions of various senators to show how the politics of the time worked, with some arguing for execution, others for exile. The senate referred their decision for leniency to Nero who was cross but accepted it. Another aristocrat included in a so-called will insults against senators and priests. Nero ordered him exiled from Italy and his writings burned.

Commander of the Guard Burrus died, probably of a throat tumour, though maybe poisoned by Nero. He was replaced by two commanders, one responsible, the other a crony of Nero’s private debaucheries.

Burrus’s death weakened Seneca’s position. One mentor is less powerful than two. His critics queued up to bad-mouth him to the emperor, attacking:

  1. his wealth, enormous and excessive for any subject
  2. the grandeur of his mansions and beauty of his gardens, which exceeded the emperors (!)
  3. his alleged bids for popularity

Nero listened to Seneca’s detractors and began distancing himself from him. This is the opportunity for Tacitus to put into Seneca’s mouth a noble and persuasive speech, asking to be allowed to retire (he was now 64 years old and had been tutor to Nero for 14 years) and happily handing most of his property over to Nero. Tacitus then has Nero reply with a speech even more eloquent and organised. Nero refuses to take back his gifts lest it reflect badly on him. But Seneca withdrew from Rome, terminated his large receptions and dismissed his entourage, in a bid to deflect criticism.

Tigellinus achieves sole command of the palace Guard and plays on Nero’s fears. As a result of his calumnies, Nero orders the killing of two exiles, Faustus Cornelius Sulla Felix at Massilia. When his head is brought to Nero the emperor jokes that he’s gone grey. More elaborate are the measures taken to kill Plautus, in exile in Asia, but he too was killed and decapitated. When Nero was given his head, he is said to have exclaimed: ‘Nero! How could a man with such a long nose have frightened you!’

Nero wrote a letter to the senate denouncing Plautus and Sulla as traitors at which the senate voted him a thanksgiving. This occasioned disgust among freethinking men and led Nero to believe he could do anything. So he divorced his wife, Octavia and married Poppaea. The new wife swiftly set about disposing of the old one, concocting an accusation that Octavia was guilty of adultery and getting her exiled to Campania. (As usual, it’s the fact that Octavia’s slaves were tortured to extract false confessions, which I find so upsetting.) But this set off protests among the people who clamoured for Octavia’s return, overturning new statues of Poppaea. For a while Nero appeared to cave in – wild rejoicing – but then returned to his former stance – protests and rioting.

Poppaea is beside herself and renews her please to be rid of Octavia. So Nero concocts a second adultery confession, this time persuading admiral of the fleet Anicetus (who had played a leading role in dispatching Agrippina) to admit to adultery with Octavia. He was rewarded with peaceful retirement in Sardinia. Octavia was banished to the island of Pandateria. Much sympathy for another innocent royal woman exiled cf Julia the Elder, the Younger, Agrippina the Elder and Julia Livila.

Within days she was ordered dead. Soldiers arrived and forced the opening of veins all over her body in a hot bath. She was just 20. The senate ordered another thanksgiving and Tacitus breaks cover to record how disgustingly sycophantic that body had become.

Chapter 13 Eastern Settlement

63 AD

Latest episode of the war with Parthia over Armenia. Corn ships are destroyed by fire or storm, and some has rotted. Some people were adopting ‘children’ in order to count as fathers and so gain advantage in elections for posts where fatherhood gave an advantage (ever since Augustus’s laws designed to increase the population). Then, once elected, they repealed the adoptions. The senate decreed that these fictitious adoptions should carry no weight.

Prosecution of a governor of Crete who suggested his power was above the senate. At Nero’s prompting a decree was passed forbidding votes of thanks to governors at provincial assemblies. I’m including stuff like this to show what the nuts and bolts of ruling the empire really consisted of.

The Gymnasium was struck by lightning and burned down. A statue of Nero inside was melted into a shapeless mass. An earthquake demolished Pompeii (not the famous volcanic eruption of 79 AD).

Poppaea gave Nero a daughter. Both were awarded the honorific ‘Augusta’, according to the law of inflation of titles (at first rare and precious, eventually standard and ordinary). The senate voted a thanksgiving (of course), Nero instituted some games. Four months later the baby died, but the sycophancy continued. The dead baby was declared a goddess and a temple and priest created.

Latest episode of the war against the Parthians, also known as The Armenian Question. The figure to emerge most clearly from this is the Roman general, Gnaeus Domitius Corbulo, now awarded plenary powers comparable to those awarded to Pompey to fight the pirate menace in 67 BC. Corbulo brings off an honourable truce with the Parthian prince Tiridates.

Back in Italy, Latin rights are awarded to the tribes of the Maritime Alps. Magnificent gladiatorial displays but Tacitus deprecates the number of women and senators ‘disgracing themselves in the arena.’

Chapter 14 The Burning of Rome

64 AD

Frustrated at giving only private performances of his singing and lyre playing, Nero now vows to take part in public performances. First one is Naples then he crosses to Greece. In the event Nero abruptly cancelled his trip to Greece, and another one to Egypt. Maybe he was scared. he gave it out that he couldn’t let the people of Rome be without him.

Tacitus describes a typical public banquet. Nero gave magnificent ones but the most extravagant was given by his creature, Tigellinus. It was held on a raft in the middle of a lake. On the shore were brothels populated by aristocratic women, opposite them naked women posing. Tigellinus had collected birds and animals from remote countries.

Nero went through a public wedding with one of his pervert cronies named Pythagoras, in which Nero wore a bridal dress, and then marriage night sex was performed in view of the invited guests.

Then the Great Fire of Rome, ten days in July 64. When it was finally brought under control two-thirds of Rome had been destroyed. Nero was at Antium when it started. He took steps: he threw open the Field of Mars and his own gardens and constructed emergency accommodation for the homeless. He reduced the price of corn.

Of Rome’s 14 districts only 4 remained intact. Three were completely destroyed. The other seven were reduced to a few mangled ruins. Nero determined to build back better. He had a huge new palace built full of extravagance. New streets were built on an orderly plan. Houses had a height limit. Nero sagely offered to pay for the building of many of these and to ensure builders rubble was cleared away before houses were occupied.

Sensible fire provisions were put into place: a fixed proportion of each house was to be of stone; guards were appointed to ensure a better water supply; each building had to keep firefighting equipment.

But old timers remembered the huge number of ancient shrines and temples and treasures from the earliest times which had been consumed. And thought the old plan was healthier because the winding narrow alleys provided many bits of shade whereas the new more open streets were more exposed.

Nonetheless, despite all Nero’s wise ordinances, his reputation still suffered. It was said that while the city burned he took to his private stage and performed a song about the Fall of Troy. Others said he had actively started the fire because he wanted to rebuild the city and name it after himself. To distract attention away from himself he blamed the Christians. This is so important I quote at length:

To suppress this rumour [that he started the fire] Nero fabricated scapegoats – and punished with every refinement the notoriously depraved Christians (as they were popularly called). Their originator, Christ, had been executed in Tiberius’ reign by the governor of Judaea, Pontius Pilate. But in spite of this temporary setback the deadly superstition had broken out afresh, not only in Judaea (where the mischief had started) but even in Rome. (All degraded and shameful practices collect and flourish in the capital.)

First, Nero had self-acknowledged Christians arrested. Then, on their information, large numbers of others were condemned – not so much for incendiarism as for their anti-social tendencies apparently the original Latin could also be translated ‘because the human race detested them’].

Their deaths were made farcical. Dressed in wild animals’ skins, they were torn to pieces by dogs, or crucified, or made into torches to be ignited after dark as substitutes for daylight. Nero provided his Gardens for the spectacle, and exhibited displays in the Circus, at which he mingled with the crowd – or stood in a chariot, dressed as a charioteer. Despite their guilt as Christians and the ruthless punishment it deserved, the victims were pitied. For it was felt that they were being sacrificed to one man’s brutality rather than to the national interest. (15.44)

Meanwhile Italy was ransacked for funds and all the provinces ruined by exactions to pay for the rebuilding of Rome. Gold statues and offerings were stolen and melted down. Agents were sent out to plunder Greece and Asia, emptying temples of all their valuables.

Seneca tried to avoid the unpopularity of being involved in any of this policy by asking leave to go to his country retreat. When this was forbidden he very publicly kept to his house, feigning illness. Rumour had it that a slave was despatched to poison him but Seneca forestalled all such efforts by living on fruit and running water.

A group of gladiators revolted at Praenaste and there was a naval disaster, caused by Nero ordering the fleet to return on a set date, when a storm drove it ashore at Cumae, destroying many ships. Many omens portended mighty changes!

Chapter 15 The Plot (65 AD)

Gaius Calpurnius Piso had going for him that he was a member of the aristocratic gens Calpurnii with an extensive network of influential connections; he was popular, he defended his fellow citizens in court; he was a loyal friend, affable to all including strangers; and he was tall and handsome. On the downside, he lacked seriousness and self control, was superficial, ostentatious and sometimes dissolute. But then, as Tacitus remarks in a telling comment:

Many people are fascinated by depravity and disinclined for austere morals on the throne.

Maybe the common people, then as now, enjoy royal gossip and identify with ‘bad’ behaviour. As Tacitus himself remarks at several points – people enjoy gossip and scandal (‘Discreditable versions are always popular’, p.376).

Tacitus describes in detail the growth of the conspiracy to assassinate Nero and replace him with Piso, the Pisonian Consipracy, listing the recruitment of the main conspirators, but then the problems: delay while they squabbled about where the murder should take place, and Piso’s fears that several equally well-qualified alternatives might replace him (accurately anticipating the anarchy of 69).

They decided to kill Nero at some games, in front of the crowd, but the night before, the lead conspirator, Flavius Scaevinus, had a banquet, freed all his favourite slaves, made his will and ordered a freedman, Milichus, to take his dagger to the sharpeners. This Milichus saw all these signs and nerved himself to go, next morning, to Nero’s gardens and ask for an interview with the emperor’s freedman and secretary.

After initial scepticism, Nero was persuaded, and suspects were brought in who, under terrible torture, implicated each other. The conspiracy unravelled. Men implicated their family and friends. One strand was the implication of Seneca, who probably wasn’t in the conspiracy, but Nero had wanted to get rid of for some time. On flimsy evidence an officer was sent to execute him. Seneca had time to address his household and tell them to follow his Stoic philosophy and staunch their tears. His wife insisted on dying with him and they both cut open the veins in their arms.

Seneca took some time to die, his blood flowing weakly, he ordered veins to also be opened at his ankles and behind his knees. He had time to dictate a dissertation (!). Seeing as he was not dying, he asked for poison (hemlock) to be administered, but this didn’t work, either. Then he was placed in a bath of warm water, which didn’t work. And then into ‘a vapour-bath, where he suffocated’. What is a vapour-bath?

Nero ordered Seneca’s wife’s wounds to be bound and she lived on for several years. Tacitus lists all the conspirators and their ends. The most famous one to posterity, beside Seneca, was Seneca’s nephew, the poet Lucan, who was just 25 and had joined the conspiracy because he was angry at Nero for blocking his career.

At least 41 individuals were accused, 19 senators, seven knights, 11 soldiers, and four women. 20 were executed or forced to commit suicide, 13 were sent into exile.

There was an outbreak of sycophancy with various senators calling for a thanksgiving, a Triumph, creation of a temple specifically to thank the gods for Nero’s survival and lots of other bum kissing.

Chapter 16 Innocent Victims

Nero believed the fantasies of a Carthaginian, Caesellius Bassus, who swore he had discovered the ancient treasure of Dido on his land and would give it to Nero. This encouraged the emperor to even more spendthrift behaviour, digging the nation deeper into debt.

Nero presided over the second five-yearly games and insisted on competing as a singer and lyre player. Tacitus echoes the claim made in Suetonius that audiences weren’t allowed to leave the theatre during Nero’s performances, and some fell sick and died, others were killed in the crush. He adds that Guards were stationed throughout the audience to cuff anyone who didn’t cheer loudly enough. Aristocrats such as Vespasian were reported for not cheering enthusiastically enough, but he was destined to survive and become emperor himself in 69.

Poppaea died. She was pregnant. In Tacitus’s account Nero, in a fit of anger, kicked her just once and that was enough (Suetonius gives the impression that Nero kicked her to death). Tacitus thinks it was an accident because a) he genuinely loved her b) he was desperate for a son and she was pregnant. Nero read her eulogy. She was buried in the Mausoleum Augustus built.

Nero continues enforcing the deaths of those he suspects, forcing the senate to denounce some of its own members. The gruesome triple suicide of Lucius Antistius Vetus, his daughter Antistia Pollitta and mother-in-law Sextia. Bum-licking toadyism reached new heights: one Servius Cornelius Orfitus suggested the names of the months should be changed to celebrate Nero’s family, so that April became ‘Neroneus’, May ‘Claudius’ and June ‘Germanicus’.

Campania was hit by a hurricane. Rome was hit by a plague. A disastrous fire at Lugdunum (modern Lyons) was alleviated when Nero assigned 4 million sesterces to its reconstruction (the same amount its people had contributed to Rome’s rebuilding after the fire). This kind of incident gives a welcome break from the hothouse, blood-soaked atmosphere of imperial politics, but also remind us that a lot of the political events were of sublime indifference to the 60 million or so citizens who just got on with their day-to-day lives, working, shopping, trading, eating, teaching children, managing households, across the vast expanse of the huge empire.

66 AD

A sordid conspiracy by banished Antistius Sosianus to alleviate his punishment by incriminating Publius Anteius and Marcus Ostorius Scapula, who paranoid Nero suspected, both of whom were forced to commit suicide. If this succession of worthy citizens who are snitched on by informers who pandered to Nero’s paranoia and jealousy of anyone richer than him gets a little wearing, Tacitus agrees:

Even if I were describing foreign wars and patriotic deaths, this monotonous series of events would have become tedious both for me and for my readers. For I should expect them to feel as surfeited as myself by the tragic sequence of citizen deaths – even if they had been honourable deaths. but this slavish passivity, this torrent of wasted bloodshed far from active service, wearies, depresses and paralyses the mind. (p.388; book 16, section 14).

Tacitus goes onto lament the death of the author, Petronius, devoting a page to his unconventional life, his dissipation, and witty popularity. Without trying Petronius was admitted to Nero’s inner circle and became his arbiter of taste. However, this inflamed Nero’s chief crony, Tigellinus, against him, and Tigellinus concocted the usual accusations, which easily triggered Nero to order his court arbiter’s death. Petronius opened his veins but continued attending a banquet and listening to light verse as he expired. Then he dictated a letter detailing all Nero’s sexual partners and perversions which he had sent to the emperor, who was shaken to see how much was known about him.

The final passage of the Annals describes yet another indictment of a good man, Thrasea, and his family, by the sycophantic toadies in the senate, inspired by Nero. Then the manuscript breaks off.

The missing portion of the work described the visit of King Tiridates to Rome, the start of the Jewish Revolt, Nero’s visit to Greece, the revolt of military commander Gaius Julius Vindex in Gaul, which triggers a general revolt against Nero and the selection by the senate of Servius Sulpicius Galba, governor of Hispania, to replace Nero. Nero fled to the villa of a freed slave, Phaon, and there got slaves to help him commit suicide.

Thoughts

Suetonius’s Life of Nero is a more enjoyable read than the Tacitus. It’s shorter and more to the point. It goes into more detail about Nero’s addiction to singing, playing the lyre and chariot racing than Tacitus does, and presents a more coherent and persuasive profile of the emperor. Tacitus embeds all this in annals which report all the important events of each year so that the sheer welter of events becomes tiring and, as Tacitus himself concedes, towards the end, really wearing.

I suppose the Annals is a great work, but probably best read in chapters or sections: the cumulative effect of so many cruel murders, villainous informers, of so much slavish sycophancy to the emperor and the suicides of so many aristocrats, eventually becomes numbing.


Credit

Michael Grant’s fluent, energetic translation of Tacitus’s Annals was published by Penguin Books in 1956. References are to the revised 1971 edition, as reprinted in 1988.

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Roman reviews

The Annals of Imperial Rome by Tacitus – 1

The more I think about history, ancient or modern, the more ironical all human affairs seem.
(Annals of ancient Rome by Tacitus, page 127)

Publius Cornelius Tacitus (56 to 120 AD)

Publius Cornelius Tacitus was a Roman historian and politician. He is generally regarded as one of the greatest Roman historians. He held high official positions, being consul in 97 and governor of Anatolia in 113.

His two major works – the Annals and the Histories – cover the history of the Roman Empire from the death of Augustus (14 AD) to the death of Domitian (96 AD), although there are substantial gaps in the surviving texts.

Saint Jerome stated that The Histories and Annals together amounted to 30 books. Scholars traditionally assign 16 books to the Annals and 14 books to the Histories. Of the 30 books mentioned by Jerome only about half have survived.

Three other, lesser works by Tacitus survive in their entirety:

  • a dialogue about oratory, in which two lawyers and two literary men discuss the claims of oratory against literature (published 102)
  • a study of Germany and the German tribes (the Germania, published about 98)
  • a biography of his father-in-law, Agricola (the Agricola, published about 98)

Incomplete

The Annals were Tacitus’s final work. The Histories, although published earlier, cover the later part of his period, from 68 to 96 AD. The Annals, though published later, cover the earlier period, from the end of the reign of Augustus, through those of Tiberius, Gaius, Claudius and Nero, covering the years 14 to 68 AD, the year when Nero committed suicide.

But the absolutely key thing about the Annals is that half of them are missing. There are dirty great gaps in the narrative, big holes in the story.

We have the first part, a good continuous narrative from the end of Augustus’s reign (14) through most of Tiberius’s rule (14 to 37) in detail. But the text breaks off after the death of Tiberius and the entire reign of Caligula (37 to 41) and the first six years of Claudius (41 to 47) are missing. The narrative then resumes for the last seven or so years of Claudius (47 to 54) and the entire reign of Nero (54 to 68), at which point the narrative of the Annals connects with that of the Histories.

The best

Tacitus’s is the earliest and best account we have of this crucial period in western history. We do also possess the biographies of the first 12 emperors by Gaius Suetonius Tranquillus (69 to 122), Tacitus’s younger contemporary, which cover the exact same period and were published around 120 AD; and it’s true that Suetonius was an imperial secretary (to Hadrian) and so had access to imperial archives and was able to amass much curious and colourful material in his biographies. But Suetonius followed the conventions of his time in thinking ‘biography’ a much less serious genre than ‘history’ and so didn’t attempt the deeper analysis and wider scope which Tacitus achieves.

The other main source for this period is the Greek historian Lucius Cassius Dio (155 to 235) who wrote a vast history of Rome from its foundation up to his own time in no fewer than 80 volumes. But Michael Grant, the translator of the Penguin edition of the Annals, considers Dio ‘pedestrian’ and lacking ‘the imagination to grasp the affairs of the early empire’.

So although there are these two other sources, nonetheless Tacitus:

is the best literary source for the events of the early principate that we possess.

The purpose of history

Like everyone in the ancient world, Tacitus thought writing had a moral purpose. Grant’s introduction spends some time untangling the complicated relationship in Tacitus’s time between history, rhetoric and philosophy.

For a start all these genres – poetry, history, tragedy and comedy, eulogy and lyric poetry – were pioneered by the ancient Greeks. The Romans only began to copy these genres hundreds of years after the Greeks had brought them to a first perfection. (The first Greek historian, Herodotus, wrote his Histories about 430 BC, whereas the first Roman historian, Cato the Elder, wrote his Origines 250 years later, about 180 BC.)

Grant tells us that history, as a genre, grew out of poetry. First came Homer and Hesiod (700 BC?) and only centuries later, the first of the Greek historians – Thucydides b.460 and Herodotus b.430. For a very long time ‘history’ was regarded as a subsidiary form of literature.

This explains the elements of the dramatic found in Tacitus, for example the extended speeches he gives characters at various points which, scholars think, were almost all entirely invented by Tacitus. He attributed to leading characters in the narrative beautifully structured speeches which expressed the kinds of things they ought to have said at the most dramatic or pivotal moments.

And from the tradition of Greek tragedy comes an urge to make events seem tragic and terrible. You can feel this at moments in the narrative where, after trundling through a list of law cases and official appointments, Tacitus returns to the year’s activities of Tiberius or Nero and, suddenly, the narrative takes on a more colourful, sometimes stricken, tone, as he talks up the appalling reign of terror which Tiberius assembled or the terrible acts of the sadist and murderer Nero. You can almost hear him cranking up the horror. Which is why some scholars question whether things really were as bad under Tiberius and Nero as Tacitus claimed or whether some, at least, of the horror is included for dramatic effect.

Alongside drama went didacticism, the urge to teach and instruct, which grew, according to Grant, in popularity in the Greek world from the 4th century BC onwards. Tacitus takes a deeply moral line. He is concerned not only with recording everything which happened in a specific year, but giving his opinion about it.

Tacitus’s history is a succession of issues by which I mean a record of each year’s military campaigns, appointments of officials, promulgating of laws, prosecuting of officials or criminals, the character of particular officials (governors, generals, the emperors themselves) and so on – all of which Tacitus gives his opinion about. It is a very opinionated history.

Tacitus is in no doubt that the fundamental purpose of his writing is didactic. The aim of history is to teach men to know themselves better and behave better by showing them great examples – of good and terrible behaviour – from the past.

It seems to me a historian’s foremost duty to ensure that merit is recorded and to confront evil deeds and words with the fear of posterity’s denunciations.
(p.150; book 3, 64)

Which brings us to another massive topic, which is rhetoric, the art of persuasion, in writing and speaking. Rhetoric was the central element of the educational syllabus of the well-educated in the ancient world, and was explained in a stream of famous and complex manuals.

Thus a writer like Cicero, in his De legibus, says that history’s first concern may be recording the truth, but very close afterwards comes the need to a) persuade his audience and b) to sound well. This brings us back in a circle to history’s origins as a child of poetry. By Tacitus’s time it had travelled a long way from its parent but hadn’t shaken off the expectation that the historian would, as well as being a good researcher of facts, be an artist of prose.

Hence (to repeat a bit) the importance of the set-piece speeches Tacitus invented for his historical personages. The speeches are not only appropriate for the personage and the situation, they exploit the personage and the situation to put on a good show – in order to demonstrate the author’s skill at making a case, and to tickle the taste buds of the educated Roman audience who enjoyed savouring and judging well-made rhetoric and oratory.

Many of the set-piece passages in Tacitus were almost certainly written to be declaimed i.e. read aloud to an audience trained to its fingertips in the art of rhetoric, who would spot and appreciate the author’s various tricks and skills.

Conceived as accurate depictions of what actually happened, written in order to promote good behaviour and deprecate bad behaviour, Tacitus’s writings also had an interest in bringing out dramatic moments and presenting successive cases and arguments with all the skills of an orator. (For example, the passage in book 1, sections 7 to 10, where Tacitus puts the case for, and then the case against, Augustus’s achievements.) It’s a colourful, rich and often highly artistic combination.

Sententiae

Alongside and accompanying this overtly didactic aim, Tacitus from time to time throws in sententiae or pithy comments on history, society and human nature. these were a well-known part of his style and were quoted and excerpted for a millennium and a half afterwards. However, the modern reader may feel that, beneath their air of profundity, they are often strangely anodyne.

So the avenging of Germanicus ended. Contradictory rumours have raged around it among contemporaries and later generations alike. Important events are obscure. Some believe all manner of hearsay evidence; others twist truth into fiction; and both sorts of errors are magnified by time. (p.128, book 3, section 18)

It would be easy to enjoy and dismiss the sententiae without realising their true significance. Tacitus is trying to understand human nature by stepping back and commenting on aspects of what he sees, which arise naturally from his subject matter (the origins of tyranny) or his researches (how very prone people are to believe all kinds of rumours and lies).

He is investigating the nature of what is remembered, and why, and how fictions so quickly arise to fulfil people’s expectations.

Sejanus, too much loved by Tiberius and hated by everyone else, passed for the author of every crime; and rumours always proliferate around the downfalls of the great. For such reasons even the most monstrous myths found believers…My own motive in mentioning and refuting the rumour has been to illustrate by one conspicuous instance the falsity of hearsay gossip, and to urge those who read this book not to prefer incredible tales – however widely current and readily accepted – to the truth unblemished by marvels.
(p.162, book 4, section 9)

Fairly obvious though they seem to us, these kinds of reflection on human nature and the psychology of society was much rarer in ancient times. Although they were to some extent expected in history as a genre, it is always fascinating to read these occasional insights, not into society as such, but into how ancient authors thought about their society and about social change.

No chapter markers

I read the Annals in the translation by Michael Grant published by Penguin in 1956. It is a clear, forceful translation making for an enjoyable read (if you like Roman and military history) but with one massive flaw. Most Roman texts were divided by the author into numbered sections which modern editors, not entirely accurately, often call ‘chapters’.

The Annals and Histories are divided into these numbered sections, which are themselves gathered into ‘books’. But Grant or his editor took the decision not to include these chapter numbers in the text, which is inconvenient. It would have been useful to know which book and which section various events occur in.

Robert Graves’s translation of Suetonius and Kenneth Wellesley’s translation of Tacitus’s Histories, both for Penguin, do keep the section numbers in –so that every other paragraph or so starts with a number – and this allows you to compare their texts with other translations available online by referring to these numbers. You can go straight to the precise section of the other translations and make comparisons very easily. And, when I quote a sentence or two in my blog, I can cite the precise section it occurs in, for everyone’s convenience.

You simply can’t do that with the Grant translation. The book number and chapter number are given in the header at the top of each page, but this covers all the contents of both pages and so is very imprecise, and leaves you having to guess which chapter number applies to a particular paragraph. Very irritating.

Annalistic

What is an annal, anyway? Merriam-Webster defines an annal as ‘a record of the events of one year’ and annals in the plural as a record of events arranged in a year-by-year sequence. Thus Tacitus proceeds, rather pedantically, a year at a time. This means he doesn’t describe long-running themes which ran over successive years, as a whole. Instead he tells you everything which happened in 14 AD. Then everything which happened in 15 AD. And so on.

Sources

1. Apparently, the initial scaffolding of the work was based on annual notices called the ‘Records of the Priests’. These were primarily religious in nature but since the Roman year was packed with celebrations and festivals a lot of the other business of the state (elections, wars, trials) began to be mentioned and then actively recorded in the Records. By the second century BC historians who used these sources had become known generally as the Annalists. They provide an obvious precedent for Tacitus’s work.

2. Tacitus also mentions searching ‘histories and official journals as part of his researches (p.120), a note from Grant telling us this latter refers to the acta diurna which began to be kept in the year of Julius Caesar’s first consulship (59 BC).

3. He also, like Suetonius, at some points refers to stories he himself heard from those alive at the time, and so gives a version of Piso’s eventual death ‘given by people who were alive when I was young’ (p.126).

4. And he balances the written record with hearsay, the oral tradition which is so often lost and so is valuable that Tacitus recorded:

In describing Drusus’ death I have followed the most numerous and reputable authorities. But I should also record a contemporary rumour, strong enough to remain current today…’ (p.163, book 4 section 10)

(This rumour was that Sejanus not only seduced Drusus’s wife, Livilla, into becoming his lover and helping him poison her husband, Drusus – but also seduced Drusus’ eunuch, Lygdus, to help in the conspiracy.)

Sallust

Grant sees the key figure in the Roman tradition before Tacitus as being Sallust, author of a lost history as well as studies of the Jugurthine War and the Catiline conspiracy, which have survived. Sallust was popular because of the drama and energy of his narratives, spliced with exciting speeches, most notably the long speeches he attributes to Julius Caesar and Cato the Younger in the Catiline conspiracy – combining artistry and rhetoric.

‘Next’

This explains why one of the key words in Grant’s translation is ‘next’. Tiberius did this. ‘Next’ x and y were installed as consuls for the year. ‘Next’ the Senate debated a motion to prosecute this or that governor. ‘Next’ there were rebellions by the following tribes on the following borders of the empire. ‘Next’ Tiberius announced a new policy to enforce z.

The summary of each year opens by naming the consuls for that year:

  • In the next year the consuls were Servius Cornelius Cetegus and Lucius Visellius Varro… (p.165)
  • In the following year the consuls were Cossus Cornelius Lentulus and Marcus Asinius Agrippa… (p.173)

And ends with a brief list of notable figures who died during it:

  • At the end of the year two notable Romans died… (p.134)
  • Two eminent men died this year…’ (p.155)

And so on. On one level it is a record of events which really is just ‘one damn thing after another’. As I got into the text I realised that, although broad chapter titles Grant assigns to big blocks of narrative (see below) are zippy and dramatic, it would make a lot more sense to layout the narrative by year, starting a new ‘chapter’ with each year to really bring out the year-by-year annalistic nature of the text.

By ‘everything’ I mean a fairly narrow, limited range of concerns. Tacitus frequently refers to his own researches in state records. The point being that his narrative appears to be based on the brief records which Roman officials had been keeping for centuries of a) appointments to the key magistracies; b) debates and decisions of the Senate, regarding new laws or the prosecution of leading figures for breaching various laws; c) military campaigns; d) important court cases, often the prosecution of provincial governors for corruption.

Tacitus lays out a list of these kinds of events for each year and then expands on them, giving further background where required, especially about the individuals concerned, their family and character, and explaining what happened in each instance. These kinds of things form what you could call the background hum of the narrative.

No social or economic history

There is very little about a subject which has become central to modern history, which is economics. The ancients had little or no understanding of economics. Like his peers, Tacitus will say ‘in this year there was a shortage of wheat or grain’ and that food prices went up or there was scarcity leading to riots, prompting the emperor to intervene and buy up huge amounts to be distributed cheaply to the population of Rome. But that’s about it.

And there’s nothing at all about the lives or experiences of the common people, except for occasional references to the mob or riots. It is very much a personal history of the very top echelons of society, the senatorial class and the so-called ‘knights’. And it is a moral history of their personal attitudes and behaviour.

The emperors

But laid over the top of the background hum of the year-to-year events is what you could call the juiciest element of the Annals, which is the cumulative portrait of the emperors being (since we lack Caligula altogether) Tiberius, Claudius and Nero.

The most famous biographer of this period, Gaius Suetonius Tranquillus (69 to 122) has left us, among copious other writings, a famous set of biographies of the first 12 emperors (Lives of the Caesars) which covers the exact same period as Tacitus’s Annals and Histories. The two works can be read side by side.

Suetonius’s biographies are relatively brief (40 or so pages in the Penguin translation). After a shortish chronological section detailing the objective historical events of their reigns, Suetonius moves onto personal aspects of his subjects, arranged like a PowerPoint presentation under specific headings (personal attributes, appearance, wives and offspring and so on) under which he groups facts or events to illustrate each of his topics. These often contain juicy gossip and quirky facts (such as Augustus’s distinctive birthmarks or his habit of wearing a big floppy hat when he went out to protect him from the sun) which make them pithy and memorable.

Tacitus, by contrast, presents us with one long continuous narrative. This means there is a great deal more content, especially in two particular areas: domestic policy and military campaigns.

Suetonius lists the aspects of the emperors and then illustrates them by anecdotes, jumping around place and time to provide evidence. Tacitus, by contrast, proceeds, in a slightly plodding way, through the key events of each year, as he’s derived them from studying the official records of the senate, the elections, the law courts etc. And out of this list of events grows his analysis of the emperor. The prosecution of this or that official brings out this side of the emperor. The handling of a military campaign highlights that side of his personality. And so on. Far more historical information.

Books and titles

As I’ve mentioned Grant doesn’t structure his narrative by the books and sections of the original text. Instead he creates his own ‘chapters’, giving them titles (which I’m pretty sure aren’t in the original). The aim is to add drama and give his narrative the feel of a novel. They are:

Part one: Tiberius

  1. From Augustus to Tiberius (book 1, sections 1 to 15)
  2. Mutiny on the Frontiers (book 1, sections 16 to 49)
  3. War with the Germans (book 1 section 49 to book 2 section 26)
  4. The First Treason Trials (book 2 sections 27 to 52)
  5. The Death of Germanicus (book 2 section 53 to book 3 section 19)
  6. Tiberius and the Senate (book 3 sections 19 to 76)
  7. ‘Partner of my labours’ (p.158) [about Sejanus] (books 4 and 5)
  8. The reign of terror (book 6)

Part two: Claudius and Nero:

  1. The fall of Messalina (book 11)
  2. The Mother of Nero (book 12)
  3. The fall of Agrippina (book 13 to book 14 section 13)
  4. Nero and his helpers (book 14 sections 14 to 65)
  5. Eastern settlement (book 14 sections 1 to 32)
  6. The burning of Rome (book 15, sections 32 to 47)
  7. The plot (book 15, sections 48 to 74)
  8. Innocent victims (book 16)

Tiberius

Unlike sociable Augustus, Tiberius comes over as ‘profoundly secretive’ (p.140), ‘cryptic’ (p.143) ambiguous and unpredictable. In his introduction Grant points out that Tacitus attributes to Tiberius all the qualities of a villain of melodrama, the stock tyrant of ancient literature: he is portrayed as unjust, sensual, cruel and, above all, suspicious and cunning.

Livia

His mother, Augustus’s widow, Livia – who was given the ominous title ‘the Augusta’ – is, if anything, worse, a monster of malicious manipulation. It’s often difficult to spot the moment at which the transition takes place, but quite often, when reading about these two, you realise the text has turned into a pantomime and the audience is meant to be booing and hissing the baddies.

Germanicus

Every panto needs a hero and this deep tendency – to cast things into dramatic shape – explains the tremendous shininess with which the young prince, Germanicus, is depicted, Tacitus emphasising his graciousness, openness, honesty, his ability to get on with people and his great military victories in Germany, in order to contrast all of this with Tiberius’s negative versions of the same virtues, with Tiberius’s surliness, suspicion, duplicity, holing up in Rome (and then retirement to Capri).

Germanicus in Germany

In his notes Grant brings out something I had sensed or felt in the narrative but wasn’t sure about, which is that Germanicus’s campaigns in Germany (against the Cherusci, led by Arminius, the Chatti, the Marsi and other rebel tribes), dramatic and extended through they were, were ultimately an expensive waste of time resulting in no permanent conquests or treaties.

The most memorable part of these early books is Tacitus’s descriptions of the very hard-fought battles in the mud and undergrowth of the endless German forest and then, above all else, the terrific description of the huge storm in the North Sea which wrecked Germanicus’s fleet, which destroyed many ships and drowned many soldiers. Tacitus’s account has a Hollywood blockbuster feel to it (pages 87 to 88).

 The North Sea is the roughest in the world and the German climate the worst. The disaster was proportionately terrible – indeed, it was unprecedented. (p.87)

All the more horrifying that Tacitus presents the evidence for and against the widely held suspicion that Germanicus was poisoned by the governor of Syria, Cnaius Calpurnius Piso, where Germanicus had been sent to lead the military campaign in Armenia. (Germanicus dies on page 113, book 2 section 69, warning his wife against Tiberius’s malevolence.)

Tiberius’s decline

The headline story of Tiberius’s reign (14 to 37) is that it was in two parts. While he was finding his feet Tiberius was cautious and stuck to the letter of the law, abiding by all of Augustus’s decisions. But slowly, slowly, in a score of ways – through the way he managed and cowed the Senate, made appointments to the army, in his spiky relations with his biological son (Drusus) and adopted son (Germanicus), in his revival of the treason law (p.73) and encouragement of informers and spies (‘It was a sort of contagion, like an epidemic’, p.203), and especially on his growing reliance on the creepy figure of Lucius Aelius Sejanus, head of the Praetorian Guard – Tiberius became slowly more tyrannical.

Although the treason trials (for ‘crimes’ as trivial as swearing in the vicinity of a statue of Augustus) began as early as 16 (p.90), Tacitus cites 23 AD as the year when Tiberius’s rule began to deteriorate (p.159, book 4, section 3) and he is quite brutal in describing the total compliance which Tiberius created:

The impressiveness of the Republican facade only meant that the slave-state, which was to grow out of them, would be all the more loathsome. (p.77, 1.77)

Tiberius is so important to Tacitus because it was under him that the weakness and corruption of one-man rule became clear. Tiberius set the pattern that later autocrats and tyrants copied.

It was under Tiberius that freedom suffered its most fatal losses. (Grant, Introduction, p.21)

Augustus had spent half his life in the Republic and had the immense skill to retain a tactful facade of republicanism even as he took more and more control of things. And he was canny with people.

He seduced the army with bonuses and his cheap food policy was successful bait for civilians. He attracted everybody’s goodwill by the enjoyable gift of peace. Then he gradually pushed ahead and absorbed the functions of the senate, the officials and even the law. (p.32, book 1 section 1)

Tiberius was high-minded and principled in many ways but lacked Augustus’s social and interpersonal skills. Cold and distant, he alienated people.

What Tiberius said, even when he did not aim at concealment, was – by habit or nature – always hesitant, always cryptic. (p.39, 1.10)

And had never known the republic. All he knew was his own wishes, which slowly became an unreliable guide to rule by and the result was a slow descent into a reign of terror. As he has a character say:

‘In spite of all his experience of public affairs, Tiberius was transformed and deranged by absolute power.’ (book 6, section 48)

As witnessed by the fact that it was widely believed that he conspired in the deaths of his adopted (and too popular) son, Germanicus (widely held to have commissioned Piso to poison him out in the Middle East) and then of his own son, Drusus, who Tacitus frankly claims was poisoned by Tiberius’s creature, Sejanus (p.161, book 4, section 6).

The first couple of books focus, memorably and vividly, on Germanicus’s campaigns in god-forsaken mud and forest of tribal Germany. But the institution Tacitus most analyses is the Senate, recording event after event, debates, and decisions, and consular elections, which step by step mark its descent into grovelling sycophancy towards the increasingly terrifying emperor. It is from Tacitus that we learn that Tiberius frequently left the Senate muttering, ‘Men fit to be slaves!’ (p.150)

Tiberius retires to Capri, 28 AD

Finally Tiberius quit the Italian mainland and, in 28 AD, retired to the island of Capri where he stayed holed up for the last 11 years of his life (he died in 37 AD, aged 77). He no longer attended the senate, as he had done assiduously, or the law courts, as he had done, inspiring fear and intimidation. Now all government business was conducted by letter.

Access to him was harder now. It was only procurable by intrigue and complicity. (p.194)

Tacitus thinks he did it partly to get away from his nagging mother, Livia, partly because he genuinely found the daily task of attending the senate or the law courts and so on gruelling. And partly to indulge the sensual lusts and perversions which became harder to control as he aged.

For his criminal lusts shamed him. Their uncontrolled activity was worthy of an oriental tyrant. Free-born children were his victims. He was fascinated by beauty, youthful innocence, and aristocratic birth. New names for types of perversions were invented. (p.200 cf p.202)

And so on. More details are given in Suetonius’s deliberately scandalous Life of Tiberius.

Death of Livia, 29 AD

She was a compliant wife to Augustus but an overbearing mother to Tiberius. Tacitus thinks part of his motivation in retiring to Capri was to be free of her endless nagging. (That and his wish to indulge his disreputable personal behaviour.) With her death Tiberius’s restraint was thrown to the wind.

Now began a time of sheer crushing tyranny. (p.196)

Tiberius and Sejanus began to persecute Germanicus’s widow, Agrippina (the Elder). He sent a letter to Rome denouncing her and her son, Nero Caesar, Tiberius’s daughter-in-law and grandson.

Here there is a gap in the text covering two years. During those key years, first Agrippina (Germanicus’s widow), Nero Caesar and Drusus Caesar (her young sons) were exiled, and Nero Caesar died. More seismically, Tiberius began to suspect his right-hand man, Sejanus, instrumental in so many plots against his enemies, to be conspiring against Tiberius himself. So Tiberius had him arrested in the senate and executed. At which point Sejanus’s divorced wife revealed to Tiberius that it was Sejanus and his lover Livilla (Drusus’s own wife) who had conspired to poison Drusus (Tiberius’s son). After this was revealed Livilla died, either killing herself or executed.

The fall of Sejanus was brutal but so was the aftermath. Previously consuls and senators and aristocrats had vied with each other to fall in with the emperor’s henchman to curry favour. Now all that arse-licking came to be regarded in a diametrically opposite light and many who had associated with Sejanus were now accused of being part of his plot to overthrow the emperor.

Frenzied with bloodshed, the emperor now ordered the execution of all those arrested for complicity with Sejanus. It was a massacre. Without discrimination of sex or age, eminence or obscurity, there they lay, strewn about – or in heaps. (p.209)

With great brutality Sejanus’s two young children were executed. Tacitus reports that, since capital punishment for a virgin was forbidden, she was first raped by the public executioner, then garotted. Both their bodies were then thrown onto the Gemonian steps (where the bodies of criminals and the disgraced were thrown in ignominy; p.199).

The deaths Germanicus’s widow, Agrippina the Elder (p.212) and then of two of her children: Nero Julius Caesar was accused of treason, declared by the senate an enemy of the state, banished to the island of Pontia where he was either killed or encouraged to kill himself in 31.

His brother, Drusus Caesar, Tiberius’s grandson was accused by Cassius Severus of plotting against Tiberius. He was imprisoned and confined to a dungeon on the Palatine in 30. He starved to death in prison in 33 after, according to Tacitus, being reduced to chewing the stuffing of his mattress.

This left young Gaius as their only surviving brother and at an early age he was sent to be Tiberius’s companion on Capri. Here he learned thorough-going debauchery from the old man and how to recognise and manage his moods. He was to succeed Tiberius on the latter’s death in 37 and is known to history by his nickname, Caligula.

The long description of Tiberius ends with ever-increasing terror, with scores of senators and knights accused of all kinds of crimes and queuing up to commit suicide. Tacitus describes Rome as awash with blood and piled with bodies which must have been an exaggeration. But it felt like that to those who lived through it.

Gaius Vibius Marsius is accused of adultery and decides to starve himself to death. Tacitus gives him a grim speech explaining to his friends that he doesn’t want to hang on the last few weeks until the obviously ill emperor dies, because he prophesies that the reign of Tiberius’s successor will be even worse (p.225).

The deaths of Nero Julius Caesar and his brother, Drusus Caesar left Tiberius Gemellus, the son of Drusus and Livilla, the grandson of the Emperor Tiberius, as hair. In 35 Gemellus, along with his cousin Gaius, were named joint-heirs by Tiberius. Upon Tiberius’s death in March 37, Gaius assumed the throne and had Gemellus killed (or forced to kill himself) in late 37 or early 38.

Degenerate times

Tacitus shares the universal belief among all ancient writers that the world was going to the dogs and that the age they were living in was witness to unprecedented degeneracy. Decline and fall. Sallust complained about the degenerate times he was describing in the 50s BC and Tacitus expresses exactly the same feeling 150 years later.

I am aware that much of what I have described, and shall describe, may seem unimportant and trivial. But my chronicle is quite a different matter from histories of early Rome. Their subjects were great wars, cities stormed, kings routed and captured. Or, if home affairs were their choice, they could turn freely to conflicts of consuls with tribunes, to land- and corn-laws, feuds of conservatives and commons. Mine, on the other hand, is a circumscribed, inglorious field. Peace was scarcely broken – if at all. Rome was plunged in gloom, the ruler uninterested in expanding the empire. (p.173, book 4, section 31)

The futility of tyranny

As part of the general reign of terror and intimidation of every form of free speech and opinion, in 25 the historian Aulus Cremutius Cordus was charged with, in his Histories, praising Brutus and describing Cassius as ‘the last of the Romans’. Cremutius put up a stirring defence in the senate (probably another speech invented by Tacitus), went home and starved himself to death. Which prompts Tacitus to reflect:

The senate ordered his books to be burned by the aediles. But they survived, first hidden and later republished. This makes one deride the stupidity of people who believe that today’s authority can destroy tomorrow’s memories. On the contrary, repressions of genius increase its prestige. All that tyrannical conquerors, and imitators of their brutalities, achieve is their own disrepute and their victims’ renown.
(p.175, book 4, section 35)

Tacfarinas


Credit

Michael Grant’s fluent, energetic translation of Tacitus’s Annals was published by Penguin Books in 1956. References are to the revised 1971 edition, as reprinted in 1988.

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