A Hard Man is Good to Find! @ the Photographers Gallery

‘The many men, so beautiful…’
(from The Rime of the Ancient Mariner by Samuel Taylor Coleridge)

A Hard Man is Good to Find! charts over 60 years of gay photography in London from the 1930s to the 1990s.

You don’t have to be naked to be butch, you don’t even have to be gay to be an object of gay attraction. Vince Man’s Shop catalogue, Spring/Summer 1957 edition, featuring model Sean Connery, photo by Bill Green. Courtesy the Alistair O’Neill Collection

Homosexuality illegal and legal

For the first half of the period homosexuality was a criminal activity which was severely punished, with the threat of exposure hanging over hundreds of thousands of gay men, and making them susceptible to blackmail and intimidation. The 1967 Sexual Offences Act partially decriminalised gay sexual activity but left in place many forms of legal and social discrimination and so gave rise to the gay liberation movement which campaigned for full social equality.

Personal note: In 1978 I joined the Campaign for Homosexual Equality, enjoyed going on marches, signing petitions and spending time at Windsor’s only gay pub. Through all this I discovered that I am not gay but discovered a susceptibility to gorgeous men, hunky men, specially young working class men, the kind that you used to see doing labouring jobs with a wonderfully carefree physical exuberance, the kind of young bloke photographed in the 1960s by Anthony C. Burls (see below).

The Obscene Publication Act remained in force

Anyway, back at the exhibition: it brings together more than 100 photos of men’s bodies, taken with a distinctly gay or queer sensibility. The thing to really understand is that throughout the period, from the 1930s till well into the 1980s, despite the 1967 law about homosexual acts, risqué images of male nudity – taking them, owning them, distributing them, publishing them – remained a criminal offence under the 1857 Obscene Publications Act.

A lovely boy. John Hamill by John S Barrington (about 1966) Courtesy Rupert Smith Collection

A secret history

All this explains why, as the tools of photography became cheaper and more widely available, from the 1920s and 30s onwards a clandestine visual culture emerged. During the 1930s stunning images of athletic male physiques could be associated with the general social trend towards hiking and healthy outdoor activities. During the Second World War photographers were encouraged to take photos of our brave boys looking butch and manly. After the war publishers gained more confidence but were still liable for arrest and confiscation of stock. It was only really in the later 1960s that, along with so many other social movement, gay men felt increasing confidence in depicting their lifestyles and objects of desire openly.

Throughout the period there is a continual interplay and overlap between licit and illicit ways of visualising the male body: the naked athlete trope ultimately derived from statues of ancient Greek and Roman men. Images of tough soldiers could walk a narrow line between being heterosexual propaganda and gay adoration. Young men sunbathing could be following European models of health and fitness. Models and precedents from heterosexual art and culture were continually being subtly reworked, the borderline between legal art and illegal ‘obscenity’ shimmered and wavered within individual images, different definitions of desire fight in single photographs.

Anyway, the repression gay photos were liable to be subject to at any moment explains why a good deal of this visual culture was underground or hidden. Some gay publications were subscription only, others were available as a sideline in otherwise ‘respectable’ book and art shops. In the 60s and 70s more magazines and specialist shops came out of the closet.

The male nude as fine art. David Dulak by Angus McBean (1946) Courtesy Rupert Smith Collection

London locations

The exhibition takes an interesting approach which is to divide the photos, and the gay magazines and bookshops which distributed them, by area of London. Thus it’s divided into sections which deal with Highgate, between Chelsea and Wellington Barracks, in Soho, Brixton, Marylebone, Portobello, the Serpentine and Euston.

Highgate

Apparently Hampstead Heath is London’s most renowned cruising spot for gay men. Young artist Keith Vaughan bought a Leica camera and set up a dark room in his bedroom. Aged just 21 he then made a n album of photos of gorgeous young men at Highgate Men’s Pond in the summer of 1933.

Highgate Men’s Pond Album by Keith Vaughan (1933) Courtesy Aberystwyth University School of Art Museum and Galleries

John S. Barrington trained as an artist at St Martin’s School of Art. In 1938 he persuaded two men he’d met on the Charing Cross Road, dancer David Dulak and his friend Vik, to accompany him to Highgate Men’s Pond so he could photograph them nude – and thus began a long career as a ‘physique photographer’. Dulak was later photographed by Angus McBean, see two photographs above.

John Mckay made studies of ballet dancers and performers.

Between Chelsea and Wellington Barracks

I.e. Pimlico, an area of boarding houses and rented rooms, an enclave of queer life. Angus McBean opened his photographic studio on Belgrave Road in 1935.

Montague Glover had served in the First World War where he was awarded a medal. He went on to practice as an architect with photography on the side. His military career gave him easy access to the barracks where he recruited like-minded Guards to return to his studio or rented rooms and pose in less than full uniform. Squaddies available for gay sex were known as ‘a bit of scarlet’.

In the 1950s Basil Clavering ran a cinema on the Charing Cross Road but he also built a photographic studio in the basement of his house on Denbigh Street, Pimlico. Here they recruited military men to pose in genuine uniforms and also act out various scenarios, some kinky, some humorous. He and his partner John Charles Pankhurst, invented the ‘storyette’, a series of stills, as from a movie, which told a story, often saucy, sometimes featuring corporal punishment.

Just doing the housework. Storyette EX FJSS print, 1950s by Basil Clavering (aka Royale). Courtesy Rupert Smith Collection

The Serpentine

In the 1950s British bodybuilding magazines catered for two audiences, straight bodybuilders and a gay readership. As well as the obvious photos and articles, in their back pages these magazines offered discreet mail order services for ‘original physique studies’. This section features the work of mail order publisher William Domenique (trading as Lon of New York) and gay erotic artist Bill Ward.

Paul Hawker came from Bristol, moved to London, and took photos of young men preening and parading at the Serpentine Open Air swimming pool, another well-known gay haunt. He is represented by some of the photos he took of his friend, body builder Spencer Churchill. Apparently Churchill was one of the first to adopt the American fashion for denim workware jeans as regular casual clothing.

Spencer Churchill, 1951 by Paul Hawker. Courtesy Rupert Smith Collection

Marylebone

‘The City of Quebec’ pub in Marylebone is supposed to be London’s oldest gay pub. It opened in 1946 and was popular with gay RAF men. Bill Green learned photography and wrestling in the RAF and in 1946 set up Vince Studio at 46 Manchester Street, soon establishing a name for ‘physique photography’. He advised beginners to use a little oil to help highlight the contours of male musculature.

In 1954 Green opened a men’s fashion boutique in Foubert’s Place, Soho. In 1956 his assistant, John Stephen, opened another fashion store. According to the exhibition’s curator, Alistair O’Neill, Professor of Fashion History and Theory at Central Saint Martins, these sparked ‘the peacock revolution’ in men’s fashion. They helped turn Carnaby Street into the centre of modern fashion.

Artist Patrick Prockter also had a studio on Manchester Street. He took photos as preparatory studies for paintings, especially of his boyfriend Gervase Griffiths. He cultivated an artistic circle which included painter David Hockney, fashion designer Ossie Clark, and physique model Peter Hinwood. The veteran photographer Cecil Beaton was attracted to this young group of openly queer men. The exhibition includes sets of colour photos of Griffiths on a beach, and two by Beaton which are among my favourites, not because they’re nude, camp or gay – simply because they’re beautiful.

Photo of Gervase Griffiths, titled ‘Narcissus of 1967’ by Cecil Beaton

Earl’s Court

This was the location of BDM publications, set up by Alexander McKenna and partners, which published a range of styles, from the lifestyle magazine ‘Jeffrey’ to more explicit titles such as ‘Hung Heavy’, ‘Taste of Beefcake’ and ‘Leather Studs’.

Notting Hill

Became known after the war for its combination of bachelor housing and growing immigrant community. In the early 1980s ceramics artist Emmanuel Cooper picked up a set of negatives at Portobello Market. It turned out to be a set of studies of nude or partially clothed young men with an obvious queer vibe taken in the late 1950s and early 1960s in North Kensington. Cooper titled it ‘The Portobello Boys’ and arranged for its publication. They are surprisingly homely, unguarded, intimate studies of everyday life.

One of the Portobello Boys, hopefully only fiddling with his zip. The Portobello Boys, early 1960s. Courtesy The Bishopsgate Institute Special Collections and Archives

Euston Road

Martin Spenceley photographed young men in Euston in the 1980s, scouting for Teds, punks and skinheads, persuading them to pose by cheekily lying that he worked for Vogue America. David Gwinnutt started taking photos of the post-punk gay scene as an art student. Patrick Prockter introduced him to his generation of artists.

Thomas Mervyn Horder (Baron Horder) was the chairman of Duckworths, the literary publisher in in the 1950s and 60s. He also had a sideline as a physique photographer under the pseudonym Larry Knight, publishing in specialist magazines with titles like ‘Grecian Guild Pictorial’ and ‘Der Kreis’.

History of the posing pouch

In line with the unwritten law that absolutely all exhibitions these days must either be about America or feature Americans, there’s a little annex off to the side of the main gallery which gives an amusing history of the posing pouch. In this version of the story this skimpy little piece of fabric, barely enough to cover a man’s meat and two veg with the thinnest of fabrics going round the waist, was invented in America.

It developed from the aim of American gay physique photographers to show as much of the male body as legally possible. In 1945 Bob Mizer started the Athletic Model Guild, a model agency for bodybuilders for the film industry. In 1951 he launched a quarterly magazine, Physique Pictorial. For his photoshoots Mizer developed the skimpiest possible garment which dwindled down to the posing pouch. The exhibition explains that the earliest versions were sewn for him by his mother who, nonetheless, strongly disapproved of his sexuality.

Original 1955 posing pouch as sewn by Bob Mizener’s mum (or mom)

We are told that the shape and tan colour of the pouch was often lightly drawn on photos over the willy of nude models in order to avoid prosecution if the parcel they were distributed in was stopped and searched by the authorities; but that the happy recipient could then easily, in the safety of their own home, rub the little patch off and glory in the sight of total male nudity!

Slightly spoiling the effect, there is a small mention of the photographic evidence that this kind of super-minimalist covering was, in fact, being worn by sunbathing men in London in the early 1930s. Still. American has to be shoehorned in somehow.

Mixed media

It’s not just photos. Within each part of London the curators identify gay photographers who lived and worked in that area, but also includes catalogues, print ordering sheets, personal albums, magazines and publications to show how the photographs were circulated, exchanged and shared. In the 1970s publishers of gay photos send out catalogue sheets like this one to customers, who then ordered full-sized body shorts and prints of the guys they fancied.

Which one would you send off for? 1970s catalogue sheet by John S Barrington. Courtesy Rupert Smith Collection

White Brixton

Anthony C. Burls was an interesting character. In the 1960s he ran a coffee shop at the World’s End in Chelsea, got odd jobs working at funfairs, and attended a gym in Brixton. In all these settings he asked working class men if he could photograph them and the result is a series of full length, mostly fully clothed studies which I think I liked most out of the exhibition. He named the series ‘The Londoners: Official reports’, including not just the photos but the man’s job description and a pen profile. His first business address was Studio 200 on Railton Road, also home to the South London Gay Community Centre.

Back to John S. Barrington. In the later 70s he set up the 252 Gallery on Brixton Hill, which included photographs but also drawings and sculptures. He sent out catalogues listing his many gay models and categorising them by race as well as arranging them by head and masked torso. They’re included here as an interesting example of the taxonomy of desire.

Black Brixton

Rotimi Fani-Kayode lived in Brixton from 1983 to 1989. His work explores the paradoxes of the Black queer experience. He’s represented by a work called the Golden Phallus.

The Golden Phallus by Rotimi Fani-Kayode ( 1989) © Rotimi Fani-Kayode / Autograph ABP

Guy Burch was director of the Brixton Art Gallery from 1985 to 1988. Artist, writer and curator, he’s represented by photo study drawings and collages.

Frank B came to prominence for his performances which involved blood letting, performed in the late 1980s in gay fetish clubs and is represented by photographic invitation cards to a private screening of a 6-minute art movie.

Ajamu X is an artist, curator, archivist and activist whose work explores ‘the nuances of intersectional experience as a Black British queer man’. He is represented by contact sheets which show him playfully wearing a white cotton bra and panties.

Thoughts

To be quite honest this exhibition wasn’t quite as sexsationally fabulous as I was expecting it to be. A lot of the images are quite small, many are only on contact sheets of 20 or 30 tiny, tiny images which I had to lean right up to in order to see properly. Take the contact sheet of 40 or so images of Black artist Ajanu X who is, unexpectedly, wearing a white bra and panties in various states of disarray. Funny and sexy but tiny, each image only an inch square or less.

I enjoyed the staggering physiques of some of the Greek athlete-style photos from the 1930s and 40s. I liked the couple of photos by Cecil Beaton of Gervase Griffiths lazing by a fountain or posing among cow parsley in some field, because they were so redolent of a kind of Pink Floyd 1960s.

I liked Anthony C. Burls’ set of photos of the rough, dirty, tough-looking young men you get working at  funfairs and such, swaggering among the dodgems in tight jeans, unbuttoned shirts and rocker brylcreemed hair.

There were several sequences of young men, obviously soldiers, in full uniform and then various stages of undress, hanging out together. There was a whole set of young blokes around the house, sitting, reading, smoking, half dressed or with their cocks hanging out their trousers, the Portobello Boys. Mildly interesting, but I went to an all-boys school and shared houses with blokes at university; admittedly we didn’t spend social time with our willies hanging out of our trousers – at least not when sober.

Overall, I think the interest is not so much in the images, per se, as in their variety, and also in the extraordinary density and complexity of the clandestine networks of gay photographers, subjects, printers, publishers and distributors which the wall labels describe and explain. That’s interesting social history.

And then, when you lay the complex mesh of legal and cultural and visual parameters over the images you get, as it were, another layer of complexity beyond the images themselves; you get to see them as varying visual strategies and approaches and sublimations of very powerful male urges of desire and sexuality.

Two learnings

I don’t think I’d ever noticed the phrase ‘physique photography’ before, but here it kept recurring and being explained as a style of photography which goes beyond the passive idea of the ‘nude’ to celebrate a kind of effortful, muscular, athletic masculinity. Think body-building.

Stunning example of ‘physique photography’. Indian bodybuilder Monotosh Roy shot by Bill Green (Vince) in the 1950s

Related to it was a comment in a wall label right at the end making a simple but devastating point that, as LGBTQ+ culture gained confidence in the 1990s, photographers, publishers and consumers felt more confident in producing and consuming gay pornography.

The point being that the delicate balancing act, the hints and subtleties of the preceding decades, the self-imposed restraint which made ‘physique photographs’ walk such an exciting fine line between factual depiction of male anatomy and objects of lust from the 1930s to the 80s – all this tended to be swept away as gay art gained confidence in the 1990s. Now artists could depict explicit photos of erect penises and men doing all kinds of things with them to other men. Obviously delicacy and subtlety continue in a thousand flavours, but the era of constrained delicacy and obligatory subtlety came to an end with the arrival of explicit gay pornography.

Bodybuilder in Bra by Ajamu X (1990)

A note on nomenclature

The introduction explains that ‘queer’ is now the accepted academic term for non-normative sexualities but the curators acknowledge that it used to be a term of abuse (as it was when I was growing up) and so older visitors might be offended by its use. At the same time, they acknowledge that the more factual, legalistic term ‘homosexual’, which older visitors might be comfortable with, is ‘problematic’ for the younger generation.

The need for this note prompts the reflects the ongoing (and, I imagine, eternal) struggle human beings have to make sense of the disruptions, embarrassments and irrational instincts of sex which we find ourselves saddled with.

Willies

Having been to hundreds and hundreds of exhibitions curated by feminist curators and read thousands of wall labels written by feminist curators, I have had the notions of toxic masculinity, of the poisonous affect of the male gaze, of the evils of male sexual attention, of male sexual harassment, and the unspeakable terror of seeing a penis from which some women, apparently, never recover, drummed into me again and again and again. Even the shamefully biased mega-exhibition about so-called ‘Masculinities’ at the Barbican didn’t include one single image of a penis for fear of offending sensitive visitors.

It was, therefore, rather disorientating, gave me a sense of vertigo, to walk into a pair of rooms absolutely flooded with this object of terror and fear – showing a proliferation of penises, peckers and plonkers, willies and winkles and weenies, cocks and tools and todgers.

Like all the other ‘banned’ part of the human anatomy, like women’s breasts and, more so, vulvas, if images of penises are strictly rationed and you only occasionally see one, it can all too easily be overloaded with lust and desire. Whereas if you freely see scores, then hundreds of them, in all their variety and humanity and mundaneness, quite quickly you get used to the sight, and then a bit bored.

From a visual point of view penises obviously come in two states, flaccid and bored or aroused and erect. Presumably this is, or was, in the period under study, the threshold between images which could be justified as art or at least decorative (flaccid) and pornography (erect).

Anyway, it’s worth mentioning that I don’t think there’s a single erect penis in the show. Maybe this is because the exhibition itself had to tread a fine line and the inclusion of erect penises would have crossed that line (? I don’t know the law on the matter). Maybe because pretty much all the photographers on show here used the flaccid/erect distinction as a simple rule of thumb (were there legal precedents under the Obscene Publications Act regarding the exact angle of arousal of the member? Again, not being a lawyer, I don’t know.)

For whatever reason, no erections at all are on display here and probably over half the images didn’t show penises at all (e.g. all the athletic, posing pouch-style photos; or a lot of the fully dressed soldiers or fairground workers; or just the many portraits which focused on faces) and all the ones that did include a penis showed it only as a slack, slumping, limp willy.

These kinds of images captured what I imagine is most men’s attitude to their penises; on rare and special occasions it may be roused and primed for action, but most of the time it’s just another part of the body which you barely think about unless you have to pee, or you inadvertently squash it while riding a bike or some such activity. Ouch!

In this respect a lot of the photos seemed (to me) to be surprisingly stripped of the urgency of sexual desire (lust) and instead conveyed quite a homely, almost domestic vibe of what it is to be a young man, to be naked and to lark around with other men. I’ve been to scores and scores of exhibitions making polemical points about women’s bodies, depicting them from every angle and analysing in immense detail the way women’s bodies are depicted in all sorts of media and the never-ending iniquity of the male gaze, as a matter of burning social and political importance.

This exhibition is a rare opportunity to look at scantily clad bodies without feeling a soupcon of guilt; and and space where the visitor can just accept and enjoy the sight of the male body, in all its variety, for what it is.

Catalogue sheet 3, 1949, by Bill Green (Vince). Stephen Cartwright collection

Last thought

This exhibition triggers nostalgia for an age before the internet: talk of photography as an activity restricted to a talented few, of hard copy magazines and subscriptions, of mail order catalogues, of the extraordinary lengths you had to go to to get sight of a photo of a naked man – all this consigns the entire exhibition to a past which is rapidly retreating.

For now we have 1) smartphones and 2) the internet. 1) More or less everyone has access not just to cameras, but to extremely high-quality cameras and amazingly sophisticated image manipulation softwares. Everyone’s a photographer these days. 2) And any image of anything, alive or dead or ever conceived, can now be accessed at the touch of a screen, including as many naked bodies, male, female or whatever, as your hard drive can cope with.

This entire exhibition bespeaks not just a world of repression and restraint, but of rarity and difficulty. Now nothing is rare and everything is available. Soon the subtle aesthetics of constraint and tact described in this exhibition will seem as dated and historical as the pictorial conventions of Georgian England.


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Virtual War: Kosovo and beyond by Michael Ignatieff (2000)

Michael Ignatieff (born 1947) is a public intellectual, academic, journalist and, at one point, back in his native Canada, a high profile politician. Back when I was a student in the 1980s he was all over the British media, fronting thoughtful documentaries and high-end discussion programmes on Channel 4.

Ignatieff’s written a lot – novels, memoirs, histories, countless articles. One consistent strand of his output has been a series of books meditating on the nature and meaning of contemporary warfare. This began in 1993 with Blood and Belonging: Journeys into the New Nationalism and was followed by The Warrior’s Honour: Ethnic War and the Modern Conscience in 1998.

In the introduction to this volume, written in December 1999, Ignatieff says Virtual War is, in effect, the third in a trilogy about the nature of modern war – but this statement has been rendered redundant by the fact that he’s gone on to publish several more. As far as I can make out the sequence now runs:

  1. 1993: Blood and Belonging: Journeys into the New Nationalism
  2. 1998: The Warrior’s Honour: Ethnic War and the Modern Conscience
  3. 2000: Virtual War: Kosovo and Beyond
  4. 2003: Empire Lite: Nation-Building in Bosnia, Kosovo and Afghanistan
  5. 2004: The Lesser Evil: Political Ethics in an Age of Terror
  6. 2017: The Ordinary Virtues: Moral Order in a Divided World

His books contain extensive descriptions of contemporary conflict zones, fighting, wars and aftermaths. The first book in the series (‘Blood and Belonging’) contains riveting eye-witness reporting from the conflicts in former Yugoslavia; the second one has a chapter where he accompanies the head of the United Nations to Rwanda, Zaire and Angola; and the fourth one adds scenes from the conflict in Afghanistan. This one contains reportage from a Kosovar refugee camp and a description of a Kosovar village, Celine, where a disgusting massacre was carried out by Serb paramilitaries.

But Ignatieff is not a war reporter; there are plenty of those, filing daily reports from the front line of conflicts around the world. And similarly, he is not a military analyst; there are thousands of those, publishing papers in specialist journals analysing this or that aspect of the hardware or strategy involved in the world’s many conflicts.

Ignatieff stands aside from both those genres because his stance can perhaps best be summarised as ‘a moral philosopher considers modern conflict’. He goes into military and technical detail where necessary – for example, in this book he gives a detailed description of the command and control centres running the NATO bombing of Serbia in 1999, an extended explanation of how targets were established, confirmed and then the complex bureaucracy planners had to go through in order to get permission to bomb them. Very detailed, very informative.

But that isn’t where Ignatieff’s interest lies. He is interested in what this kind of conflict tells us about the nature of modern warfare and, above all, about the moral and political attitudes of the West – what it tells us about ourselves and the modern societies we live in. He is interested in trying to unpick the complex moral issues which the conflicts he covers raise or have created or are evolving or distorting. His aim is:

exploring the new technology of war and the emerging morality governing its use. (p.7)

Maybe it’ll help if I summarise the short introduction in which Ignatieff unpacks the different senses of the word ‘virtual’ which underpin this book and give it its title.

(If you want to know the historic and geopolitical background to the war in Kosovo read the relevant section of my review of Anthony Loyd’s book, Another Bloody Love Letter. Ignatieff devotes a fascinating chapter, ‘Balkan Physics’, to a detailed account of the recent history and complex power politics which led up to the conflict, paying special attention to the failure of American diplomacy in the region and then to the change of tone brought by new Secretary of State, Madeline Allbright, pages 39 to 67.)

Virtual warfare

Ignatieff thinks the Big New Thing about the war in Kosovo was that it was a virtual war. What does he mean? Well, he uses the word ‘virtual’ in quite a few senses or contexts.

1. The public

It was a war which most people in the West watched on their screens, in which they had little or no investment or commitment. For Ignatieff this is a worrying new development. For example, will ‘war’ slowly morph into a particularly gruesome spectator sport? Does this mean that the populations of the West no longer believe in their causes enough to slug it out face to face? Will this, over the long run, weaken our resolve to mount wars when we need to?

2. Air force screens

It was a ‘virtual war’ in at least two further senses. The ‘war’ consisted mostly of NATO’s 78-day-long bombing campaign carried out against Serbian forces inside Kosovo and against crucial infrastructure in Serbia itself, especially in the capital Belgrade. No ground forces were sent into Kosovo and this, apparently, confused NATO’s air force, whose doctrine and training leads all of them, from air commodores down to pilots, to be expect to co-ordinate air attacks with ground forces, to be called in by radio to support ground attacks. They were unused to an army-less war.

Instead, the pilots, and their controllers back in control and command centres in locations in the West (Italy, Germany, Belgium, the US, the UK) worked via computer readouts of target information and then by sharing the view of the in-plane cameras which the pilots were using.

Thus the people choosing the targets and guiding the pilots towards them had pretty much the same view as the viewers at home (who got to see selected plane or missile-based footage which NATO released to the press). Obviously they were deeply involved in actually making it happen, identifying, assessing, instructing and so on. But nonetheless, it was, for these technicians, also a ‘virtual’ war, fought or, more accurately, experienced, via screens.

3. No army

Let’s go back to that point about no army. There was no NATO presence at all in Kosovo during the 78-day bombing campaign. There had been Western observers and peacekeepers in Kosovo but overnight they became enemies of Serbia, liable to be arrested and used as hostages, and so they were all withdrawn. So there were no NATO soldiers on the ground at all. Which is why Ignatieff very reasonably asks, What kind of war is it which involves no army at all on our side?

And furthermore, no casualties. None of the pilots of the thousand or so NATO planes which flew nearly 100,000 sorties were lost. A couple were downed by ejected. So Ignatieff further asks, What does it mean that the West can now go to war without fielding an army and without risking the life of a single combatant? Surely this is the kind of war fought by people who don’t want any casualties, a kind of war without the physical risk.

Previously, wars have involved loss of life on both sides. Western leaders have been slow to commit to war (British Prime Minister Neville Chamberlain being maybe the most famous example) because they knew the bloody horror it entailed. But now there is no bloody horror. There is no risk. What, Ignatieff asks, does that do to the very definition and concept of war?

How does that change everyone’s perception of what a war is? How does it effect:

1. Policy makers Does it make them more liable to intervene if they think they’re risking less – financially, but above all in terms of casualties, with consequent minimal damage to their domestic reputation and ratings?

2. The public in Western nations Will it teach the public to become so risk-averse that as and when a serious commitment of soldiers on the ground is required, it will be unacceptably unpopular? Will old-style fighting become less and less acceptable to a public acculturated to watching everything happen on a video screen? Will we refuse to countenance any conflict in which we lose soldiers?

3. The enemy On the face of it, the use of laser-guided precision weapons ought to scare adversaries so much that they are put off ever triggering the intervention of the West and its high-tech weapons. In fact, as he reports in detail, the reality in Kosovo turned out to be the exact opposite: President of Serbia, Slobodan Milošević, cannily triggered the West and then, in defiance of all our best efforts, carried out his nation-scale ethnic cleansing.

Because Milošević knew that as soon as the bombing started NATO would withdraw its ground forces and so he would be free to do what he wanted to the Kosovar population. He intended to drive them right out of their own country using exemplary terror i.e. using his army and paramilitaries to massacre entire villages and burn them to the ground, thus terrorising populations nearby to flee across the border into Macedonia or Albania – and that is exactly what happened. Hundreds of thousands of Kosovar refugees were harried out of their own country, even as the NATO bombing campaign proceeded. According to Human Rights Watch, by early June 1999, more than 80 percent of the entire population of Kosovo and 90 percent of Kosovar Albanians had been displaced from their homes. Amnesty International estimated that nearly one million people were forced to flee Kosovo by the Serb terror campaign.

On the face of it, then, this new kind of hi-tech gee-whiz ‘virtual’ war let the bad guys get away with it, with genocide and ethnic cleansing. In other words, the first ‘virtual’ war undermined its own rationale: it seemed very much as if what was needed to force the Serbs to end their ethnic cleansing was precisely what had been so carefully avoided i.e. face-to-face clashes between NATO forces and Serb forces. In other words, traditional warfare.

4. No mandate

Lastly, Ignatieff claims it was also a virtual war in the sense that the forces involved weren’t technically at war. The NATO forces who bombed the Serbs for 78 days never actually declared war on Serbia, no UN resolution was passed to justify this attack on a sovereign state, and none of the legislatures of the European countries who went to war were called on to vote for it.

NATO lawyers cobbled together a justification in law but, like everything to do with the law, it is subject to endless interpretation and debate. Even the outcome was unorthodox, a so-called ‘military technical agreement’ which didn’t settle any of the issues but merely allowed the entrance of NATO ground forces into Kosovo to protect the population while the diplomats went back to the negotiating table. But the fundamental issue is simple: Was NATO’s bombing campaign against Serbia legal or illegal under international law?

I’m no lawyer but what I took from Ignatieff’s account was that the campaign was technically illegal but was morally and politically justified. NATO used force as a last resort, after all attempts at mediation and conflict resolution – mainly at the talks held between NATO, the Kosovo Liberation Army and Milošević at Rambouillet in France – failed to find a solution.

NATO’s aim was to save lives, to put an end to Serbia’s low-level policy of massacre and ethnic cleansing. But does a worthy aim – saving the lives of a defenceless population – justify breaking one of the fundamental principles of the UN and the post-war international consensus, namely that the integrity of the nation state is sacrosanct; that nobody has a right to intervene militarily in the affairs of another state. This is one of the central moral-political-legal questions which Ignatieff returns to again and again.

To intervene or not intervene?

Like its two predecessors and its successor, Virtual War is a) short and b) not so much one consistent through-written book, but a collection of articles, published at different times in different magazines, but with enough thematic unity to work as a book. And each article or chapter focuses on particular aspects of the Kosovo war which I’ve itemised above.

Thus the issue I just described – whether the West was justified in attacking Serbia – is dealt with in chapter three, which consists entirely of an exchange of letters between Ignatieff and the British lawyer and politician, Robert Skidelsky, three from each of them.

The chapter may be short (16 pages) but it gets straight to the point and is packed with argumentation on both sides. Skidelsky argues that respecting the integrity of states has (more or less) kept the peace since the Second World War. If we alter that fundamental premise, if – like UK Prime Minister Tony Blair – we argue that we are so convinced of our moral rectitude and our case that we are justified in intervening in other countries wherever minorities are threatened by oppressive governments – then the world will descend into chaos.

Ignatieff politely but firmly disagrees. He describes himself as an ‘internationalist’, meaning that he agrees that the basis of the international system is the integrity of the nation state, but he also believes in the human rights of individuals and of communities, and that this second principle can clash with the first and, in Kosovo, trumps it.

He’s our author, so the weight of evidence from the other chapters tends to bolster Ignatieff’s argument. But Ignatieff tries to present a fair fight, giving Skidelsky’s objections as much air time as his own views. I very much took Skidelsky’s point that the notion Tony Blair was promoting in various public speeches (particularly, apparently, one given in Chicago on 22 April 1999, pages 72 and 74), that the West not only has the power to intervene in rogue regimes, but is obligated to intervene, is a terrible precedent. The road to hell is paved with good intentions (p.73).

And indeed, we know what happened next, which is that, after the 9/11 attacks, the US, under President George W. Bush, bolstered by Tony Blair and his interventionist stance, decided to intervene in both Afghanistan and Iraq. Overthrowing the absolutely awful dictator, Saddam Hussein, sounded like a great idea. Liberating Iraq and rebuilding it as a modern democracy sounded like a great idea. And how did those interventions turn out? Catastrophic wastes of time, money and lives, which left the region more unstable than before.

In this respect, Virtual War is a snapshot in time, capturing a moment when the interventionist mindset was new and still being explored and worked through. This is a fancy way of saying that quite a lot of it feels out of date. Ignatieff’s subtle premonitions about a new type of warfare have been completely superseded by subsequent events in Afghanistan and Iraq.

Content

As mentioned, the book consists of chapters which bear a strong resemblance to standalone magazine articles. In his previous books these had each been based around particular issues or countries. Here each chapter revolves around a central figure. These are:

  • Richard Holbrooke, impresario of the 1995 Dayton Agreement which ended the Bosnian War, architect of US policy in the Balkans, who Ignatieff follows and interviews as he mounts frantic shuttle diplomacy in the runup to the outbreak of hostilities (December 1998).
  • Robert Skidelsky, British economic historian, crossbench peer in the House of Lords, and vocal opponent of the bombing campaign against Serbia who Ignatieff debates the legality of the NATO bombing offensive with (May 1999).
  • General Wesley Clark, Supreme Allied Commander Europe (SACEUR) from 1997 to 2000, who commanded Operation Allied Force during the Kosovo War, and is profiled as part of an extended description of how the bombing campaign was managed, not only technically in terms of selecting targets etc but at a diplomatic level (June 1999).
  • Louise Arbour, a Canadian, who was Chief Prosecutor of the International Criminal Tribunal for Rwanda in Arusha, and of the International Criminal Tribunal for the former Yugoslavia (ICTY) in The Hague. In this role she indicted then-Serbian President Slobodan Milošević for war crimes on 27 May 1999, the first time a serving head of state was called to account before an international court. Ignatieff interviews her at length on the tribulations of setting up the Tribunal and especially of getting enough evidence to prosecute Milošević (July 1999).
  • Aleksa Djilas, Yugoslav writer and dissident, friend of Ignatieff’s, opponent of the bombing campaign not only on general humane grounds but because he is a Serb and so imprisoned by the propaganda of the regime. He flatly denies that the massacres of civilians, whose bodies Ignatieff saw with his own eyes, were carried out by Serbs. claiming they must have been caught in the crossfire of battles with the KLA. He couldn’t accept the fact that his nation was carrying out a genocide using Nazi tactics. Refusal. Denial.

As in The Warrior’s Code, Ignatieff has fantastic access to the top dogs: he accompanies leading figures such as Holbrook and his cohort of other US negotiators (ambassador Richard Miles; liaison officer with the KLA fighters, Shaun Byrnes) in the fraught weeks leading up to the bombing campaign; he has lunch with US ambassador to Macedonia, Chris Hill; he is part of the press pack covering a visit of Arbour’s to the Kosovar village of Celine, scene of a typical Serb massacre of unarmed civilians (lined up and machine gunned in cold blood). He interviews Arbour at her headquarters in the Hague, a conversation he reports at length.

Ignatieff vividly conveys what life is like for these jet-setting international politicians and lawyers: 1) the hectic lives, the endless mobile phone calls, dashing for planes or helicopters, setting up meetings, taking more calls. He 2) acutely dissects the issues they have to grapple with. But where Ignatieff comes into his own is with his 3) insightful analysis of the themes or issues or moral problems arising from the challenges they face; the general issues which arise from trying to resolve ethnic conflict, from intervening in a sovereign state, from trying to achieve some kind of justice for the victims.

Critique

1. The idea of a screen war not so novel

For me the weakest part of the book was Ignatieff’s claim that watching a war via a TV screen was somehow a) new, b) morally degrading, c) fraught with perilous consequences. It shares the same tone of moral panic as the chapter in The Warrior’s Code about the ever-increasing power of television. Looking back from 2023 both concerns seem out of date and overblown. Since Ignatieff was writing (in 1999) screens have come to dominate our lives to an unimaginable extent, and this has had many social consequences which impact Ignatieff’s ideas and interpretations.

But I disagree that watching a war on the telly was something radically new in 1999. People in the UK had been watching war footage on telly at teatime ever since the TV news was established in the 1960s. I remember listening to punk songs taking the mickey out of it in the 1970s (5.45 by Gang of Four, 1979).

And, of course, in the UK we had a war of our own, in Northern Ireland, which was on the TV news almost every night for decades before Ignatieff started worrying about it. So I question Ignatieff’s claim that watching the Kosovo conflict on the telly was a radically new departure with worrying social implications.

2. Kosovo’s ‘virtual’ war in no way replaced conventional conflict

At a more serious level, the ‘virtuality’ Ignatieff wants to make such an innovation of Kosovo hasn’t changed the face of war as much as he claims. In his long final chapter Ignatieff claims the West is living through a revolution in warfare, and that the new technology of cruise missiles, laser-guided bombs, and remote control will change warfare for good, and he sets off worrying about the implications for all of us.

But it wasn’t true. The American invasion of Iraq in 2003 wasn’t carried out entirely by remote control, it required a conventional army with tanks and armoured cars and all the rest of it, and then degenerated into a counterinsurgency which was even less remote, very much requiring boots on the ground (as described in excruciating detail in Thomas E. Ricks’s two books about the Iraq War, Fiasco and The Gamble).

OK, so was Iraq just a blip, have other wars continued the radical new ‘virtual’ path worries about? No. Take the war in the Ukraine. A conventional army (accompanied by its disgusting mercenaries) has invaded a neighbouring country and is being repelled by an entirely conventional army and air force. No doubt lots of screens are being used by everyone involved, maybe drones are being deployed and maybe some of the missiles are cleverly targeted, but most are not, and the whole thing feels like a traditional boots-on-the-ground conflict.

So not only have a lot of his concerns about war and society been superseded by the events of the last 23 years, but his central concern about the perilous consequences of ‘virtual war’ can now be seen to be exaggerated and unwarranted. He worries that war via screens will end up being no more than a spectator sport, emptied of meaning, and lacking engagement or understanding by the wider population. That is not at all what happened with the wars in Afghanistan and Iraq.

Anticipations of ‘Empire Lite’

In scattered remarks through the book, and then more pithily in the introduction, Ignatieff draws the central conclusion which will go on to underpin the next book in the sequence, 2003’s ‘Empire Lite’.

It is based on the run of events during the 1990s in which the UN and the so-called ‘international community’ performed so abysmally. They let down the Marsh Arabs who revolted against Saddam Hussein in 1991 and were very slow to support the Kurds who Saddam drove up into the mountains to die of exposure. They abandoned the mission to Somalia after the Black Hawk Down incident in 1994; in the same year the member states of the UN failed to cough up enough troops to enable the peacekeeping force in Rwanda to prevent the fastest genocide in history. Then in July 1995 UN peacekeepers once again stood by helplessly while Serb militia rounded up some 7,000 boys and men in the Bosnian town of Srebrenica and murdered them all.

In his earlier books Ignatieff visited the sites of mass murder in Rwanda and of massacres in Bosnia. This book gives a stomach-turning description of the massacre of unarmed Kosovar women and children carried out by Serb paramilitaries at a village called Celine. Did those Serb soldiers think it was serving their country to shoot unarmed women and children point blank in the head? Did they think this is what soldiers do? That this is what makes you a man – murdering little children?

These experiences drive Ignatieff to his Big Conclusion, which is that the West needs to intervene more, more deeply, more extensively, with more troops and resources, and for longer, than it has hitherto done.

Sitting above the Stankovec 2 refugee camp, packed with Albanian Kosovars who have been hounded from their homes by the Serbian army, and reviewing the West’s dismal record of failing to prevent ethnic cleansing in Yugoslavia, Ignatieff’s conclusion is surprisingly blunt:

This must be stopped. Now. By persistent and precise military force. (p.45)

His humanitarian principles, his concern to protect the vulnerable, lead him to believe that the intervention of the West is vitally required, as here in Kosovo, to prevent yet another crime against humanity, and this is the nexus of his argument with Robert Skidelsky.

But he goes further. Ignatieff thinks that the only way to prevent these crimes happening in the first place is to help developing countries build stronger states. And the only way this can be done is by major intervention, supervisions and investment in failing states by the West. And that means, in practice, America. He shares the view he attributes to the roving American diplomat Richard Holbrook, that:

the Americans are the only people capable of replacing the Ottomans and the Austro-Hungarians – the only people with the character required for an imperial vocation. (p.35)

America needs to be more imperial, more prepared to intervene to stop states failing, to prevent genocides, to create more stable polities. And it’s this idea which was to be the central theme of the book which followed this one, Empire Lite, arguing for greater American commitment to places like Afghanistan and written on the eve of the US invasion of Iraq in March 2003.

In other words, Ignatieff’s fine and subtle humanitarian principles led him to support George Bush’s illegal invasion of Iraq, support he later came to bitterly regret. Seen from this perspective, Ignatieff’s books on foreign affairs are almost like a tragic novel, about a highly intelligent and deeply philosophical man who argues himself into supporting Bush and Blair’s idiotic invasion of Iraq.

The scale of the waste

Alongside Ignatieff’s brilliant descriptions and fascinating insights, one aspect which comes over really strongly is how extremely expensive it is to wage this, or any kind, of conflict in the modern world. The cost of one jet. The cost of maintaining it. The cost of training one pilot. The cost of training the small army of technicians and engineers required to maintenance the jets. The cost of housing and feeding them all somewhere far from home. And then the cost of the munitions, up to a million dollars per missile.

One of the problems which the bombing campaign encountered was that the Serbs turned out to be very good indeed at hiding from the planes. They were expert at camouflage, deception and the use of decoys. They learned to turn off the radar on their anti-aircraft guns so as not to be detected. They hid all their real armour and created fake tanks and trucks made of wood and canvas. Hence the accusation that NATO was dropping million-dollar missiles to blow up ten-thousand-dollar decoys (p.105).

But stepping back, for a moment, from the geopolitical, historical, military and diplomatic contexts which Ignatieff explains so well…My God, what a colossal, colossal waste of money! If a fragment of what the war cost had been invested in the economy of Kosovo and its million-strong population it could have been rich as Luxemberg by now. I know the waste of war is a cliché but given the extortionate cost of modern equipment, arms and infrastructure, modern war amounts to the expense of hyperwaste in a sea of need.

Pleasure

Hopefully, by now you can see where Ignatieff is coming from. As I said above, he is not a war reporter or a military analyst or a commentator on international affairs. He is fascinated by the moral issues thrown up by conflict in the modern age and by the way our understanding of those issues and their implications were changing and evolving during the 1990s and into the Noughties.

He is also a really beautiful writer. Ignatieff writes a clear, deceptively simple prose which fluently embodies his continual stream of sharp observations and acute analysis. The combination of lucid prose with measured analysis and thoughtful reflection makes him a tremendous pleasure to read.


Credit

Virtual War: Kosovo and Beyond by Michael Ignatieff was published by Chatto and Windus in 2000. References are to the 2001 paperback edition.

New world disorder reviews

Foe to Friend: The British Army in Germany since 1945 @ the National Army Museum

The main exhibition space at the National Army Museum in Chelsea is currently hosting an exhibition titled ‘Foe to Friend: The British Army in Germany since 1945’. It is premised on one core fact: Germany has been at the heart of the British Army’s story since 1945.

Installation view of ‘Foe to Friend’ at the National Army Museum

Overview

The exhibition does what it says on the tin, giving a straightforward chronological account of the British Army’s time in Germany, from the closing battles of the Second World War (Germany unconditionally surrendered on 8 May 1945( through to the present day. It covers:

  • the British Army’s role in helping to rebuild a completely shattered and broken Germany
  • how this quickly evolved into providing protection and defence against possible attack by Russia during the long period of the Cold War (1945 to 1990)
  • how the well-trained battle-ready forces in Germany then became a base from which to deploy troops across the world, specifically during the first Gulf War (1990), the civil wars in Yugoslavia (1991 to 2001), then the wars in Iraq (2003 to 2011) and Afghanistan (2001 to 2021)
  • finally, the drawdown in British forces in Germany, whose presence officially ended in 2019

Movement Forwarding Office boxes

Dotted through the exhibition are replica Movement Forwarding Office boxes. These were the wooden boxes personnel’s belongings were sent to Germany in. Here they are stamped with information panels but are also the site of recordings of ordinary people’s voices from each of the five sections of the exhibition (see below). In other words, the exhibition isn’t silent but, as you move through it, you hear a whole range of voices describing their experiences, from the occupying soldiers of 1945 onwards.

Two aspects

The British Army had a significant presence in Germany from the country’s defeat in 1945 to its final departure in 2019, near enough 75 years. During that time more than two million British service personnel and their families called Germany home. Many were posted for significant periods of time, got married and lived with spouses and children

The exhibition has two aspects: one is to give a detailed account of the changing military situation, describing all aspects of what was at first a military operation and then changed into a defence function as part of NATO. The second aspect looks at the social history of these people and this period, at what it was like to serve and live in Germany, at the impact it had on those two million service personnel and their families, and at the many traditions and institutions which rose between Brits and locals.

The exhibition is divided into five themes:

1. Winning the Peace

On 8 May German forces surrendered unconditionally to the Allies. These nations – Britain, France, the USA, the USSR – divided the defeated nation into Zones of Occupation which they administered. The British forces were christened the British Army of the Rhine (BAOR).

German map of the occupation zones (1945)

The BAOR was confronted with enormous problems. They had to feed the impoverished population. They had to deal with the revelations of the Holocaust. They had to manage the millions of refugees and homeless people. They literally had to set about rebuilding roads, houses, factories, the entire infrastructure of a modern nation. The display includes:

  • maps of the zones of influence
  • a hand-written statistical record compiled by a British soldier detailing the state of inmates, numbers of deaths, burials and evacuations at the Belsen concentration camp
  • the BAOR supervised the rebuilding of the Volkswagen factory at Wolfsburg

In 1946 families were allowed to join the soldiers of the BOAR. Barracks were created. The British remained entirely segregated from the local population, using their own schools, their own currency, forbidden to fraternise with the enemy. The scale of the devastation and the task ahead were detailed in this 1946 documentary film.

Field Marshall Montgomery and Churchill took a victory parade of 10,000 British troops through the ruins of berlin on 21 July 1945. A series of letters from Montgomery give instructions on the strict non-fraternisation policy between Brits and Germans.

The athletics medals of Bevis Shergold, a veteran of the war in Europe who lived in Germany with her husband in the 1950s, indicate the thriving sporting and cultural scene that was established to cater to service personnel and their families. Many service personnel lived better in Germany, enjoyed better facilities, than back in Britain, much of which was also in ruins and subject to strict rationing.

‘Who was a Nazi?’ A major goal of the occupying forces was the denazification of Germany. Leaflets and pamphlets were written to help ordinary soldiers question German citizens and identify Nazis. Two million cases were investigated in the British Zone alone.

The Berlin airlift 1948 to 1949

Tensions with the Russians climaxed on 24 June 1948 when the Soviet authorities blockaded Berlin, in theory a city occupied by all four Allies but which was embedded deep in the Soviet Zone. The three Western Allies promptly set up airlifts to fly in food and other necessities. At its height a British or American plane was landing in one of Berlin’s three airports every 60 seconds. Eventually, after nearly a year, the Soviets abandoned their blockade on 12 May 1949.

Now it was clear for all to see who the enemy was, and the prolonged commitment of the Allies to Berlin changed the relationship between Germans and their occupiers. If it wasn’t obvious before, it was now, that the Germans were allies against the mightier threat, Russia.

2. Walls and Wire

Churchill had warned of an iron curtain dividing Europe as soon after the war as March 1946. The Berlin Airlift crystallised tension between the former Allies. But it wasn’t until 1961 that things took a further turn for the worse, when, on the night of 12 August, Soviet soldiers erected 100 miles of barbed wire around West Berlin, cutting it off from the outside world. In the weeks that followed the wire was followed by a concrete wall.

But the Berlin Wall was just a small forerunner of the bigger divided between east and West Germany. Eventually a wall, accompanied by barbed wire and guard towers, ran 866 miles from the Baltic Sea to Czechoslovakia. It eventually became, along with the border between North and South Korea, one of the most heavily militarised zones in the world.

The Berlin Airlift clarified the British commitment to Germany. The manpower of the British Army on the Rhine was set at 53 to 55,000. The sense of embattled threat from the East set the tone of British soldiers’ lives for the next 40 years. In Berlin itself, service life was dictated by a host of rituals, rules and regulations surrounding the Wall and the exhibition highlights many little known aspects.

For example, I didn’t know that the Queen visited British forces in Berlin on three separate occasions, in 1965, 1978 and 1987.

Westerners were only allowed to travel from the West to Berlin via one heavily monitored road and one heavily monitored railway line. The exhibition includes movement orders and information leaflets relating to both.

We learn about BRIXMIS, which was the British Commanders in Chief Mission to the Soviets in Germany. Officers from BRIXMIS held parties and receptions, but were also allowed to go on three-man fact-finding missions anywhere inside the Soviet sector. It was a small organisation, numbering just 31 people, yet had wide-ranging freedoms to travel in the Soviet sector. Despite their official status, members of the little BRIXMIS parties could still be subject to harassment and even violence from Soviet or East German troops.

Installation view of ‘Foe to Friend’ at the National Army Museum showing uniform and equipment used by the BRIXMIS unit.

The British Army presence in Berlin numbered 3,100, deployed in three infantry battalions, with a number of supporting units. They were rotated every two years.

In 1947 the BAOR instituted the Berlin Tattoo, two days of displays and pageantry. This was open to German citizens and became  part of the city’s social calendar. It continued until 1990.

3. Active Edge

‘Active Edge’ was the term used by the Army for exercises that brought about fast mobilisation under the Soviet threat. This section documents the changing face of the BOAR during the Cold War years of the later 60s, 70s and 80s. During this period there was a growing threat from biological and nuclear weapons, with far-reaching consequences for training and equipment. It saw the inauguration of so-called ‘Survive to Fight’ training. Suits designed to protect against nuclear, chemical or biological weapons are on display.

The army’s readiness peaked with 1984’s Exercise Lionheart, the biggest British military exercise held since the Second World War, which involved 131,000 UK troops.

National Service ended in 1960 although the last national servicemen were only discharged in 1963. By the 1970s the BAOR had long ceased to be an army of occupation and was a smaller, more professional army which focused entirely on the possibility of having to fight a war of defence on the North German plain. Money was invested in better uniform, weapons and equipment, some of which are on display here.

Installation view of ‘Foe to Friend’ at the National Army Museum showing weapons used by the British Army on the Rhine during the 1970s and 80s

A magazine was set up for service personnel and titled ‘Threat’ which kept its readers up to date with intelligence about Soviet weapons, and their weaknesses, and likely battlefield tactics.

A video shows the Queen’s visit to the BAOR in 1977 to mark the jubilee of her reign, alongside photos and a commemorative mug. There’s an old-style push-button display which contains a dinky diorama of rolling landscape with half a dozen toy tanks scattered among it. When you press a button spotlights illuminate the different tanks and you have to press another button to identify the vehicle as friendly or enemy, using the list of profiles next to the buttons.

A surprisingly dominant display is of a mocked-up catering van, testament to an enterprising German, Wolfgang Meier, who spotted a commercial opening for someone to offer grub to hungry thirsty troops on the well-known Soltau-Lüneberg training range. For 25 years his bright blue catering vans offered hungry squaddies a menu including bratwurst, currywurst, fish and chips, chicken and chips, and Coke, Fanta or Sprite.

Installation view of ‘Foe to Friend’ at the National Army Museum showing a mock-up of one of Wolfgang Meier’s distinctive refreshment vans

4. Deployments

The fall of the Berlin Wall in 1989 was quickly followed by the collapse of the Soviet Union and the end of the Warsaw pact, which had glowered at NATO forces for 45 years. What now for the British Army? What was it for? What should it do?

In brief, the Army in Germany was cut in size by half. But as the 1990s progressed new types of threat or emergency emerged, notably:

  • Saddam Hussein’s invasion of Kuwait which triggered the Gulf War (2 August 1990 to 28 February 1991)
  • the wars in former Yugoslavia, consisting of:
    • the Slovenian War of Independence (1991)
    • the Croatian War of Independence (1991 to 1995)
    • the Bosnian War (1992 to 1995)
    • the Insurgency in Kosovo (1995 to 1998)
    • the Kosovo War (1998 to 1999)

In Operation Granby an entire division of BAOR was deployed out of Germany as part of a multinational coalition that drove Saddam Hussein’s forces out of Kuwait. British forces based in Germany also made major contributions to operations in Bosnia and the wider Balkans. They were then involved in operations in Iraq and Afghanistan. The BAOR came to be seen as a highly trained, highly motivated force which could be drawn on for operations in these other theatres.

This section examines the complete rethink about what the British Army in Europe was for, and contains mementos of the army’s involvement in some of these conflicts.

There’s a Seventh Armoured Brigade pennant from Kosovo. A copy of ‘Threat’ magazine, now focusing on Saddam Hussein and the Iraqi army rather than the Warsaw Pact. A road sign from Basra. A mannekin sporting a uniform worn by a Major in the Queen’s Royal Irish Hussars in Kuwait.

Installation view of ‘Foe to Friend’ at the National Army Museum showing the uniform worn by a Major in the Queen’s Royal Irish Hussars in Kuwait with the flag of 1(BR) Corps in the background

At the same time, this final section dwells more than previously on the social aspects of British military life in Germany. A  case displays the wedding outfits of local girl Sigrid Krueger and British soldier Anthony Young whose marriage in 1990 symbolises the ever-closer ties between service personnel and locals. They met singing in an Anglo-German Choir in Rinteln and still live in Germany today. The harsh non-fraternisation policies outlined in Montgomery’s letters right at the start of the exhibition seem to come from another age.

There’s mention of the British Forces Broadcasting Service which began broadcasting in 1945 and kept going till the end. Generations of young Germans grew up listening to it, not least because it had lots of fashionable pop hits in the 60s and 70s.

There’s more about army schools, including a school uniform for a British forces-only school. Notes on the British Army  Summer Show which developed in the town of Bad Lippspringe and became a regular part of the British Forces Germany calendar, with its live music, equestrian events, trade stands, car show and beer tents. A description of the NAAFI (Navy, Army and Air Force Institutes) which ran pubs, clubs and supermarkets for the British. The biggest NAAFI in the world opened in Rheindahlen in 1972 and wives in particular would travel a hundred miles to stock up on British food and drink.

Grateful German municipalities sometimes awarded their local British forces a Fahnenband, the highest award that can be bestowed on a British unit by the German military, and several examples are on display here.

But the 1990s brought change on the social front, too. The first British Military Tattoo was held in Berlin in 1947. The last one was held in October 1992.

5. Legacy

In 2010 the Liberal-Conservative British government decided to reduce the size of the army from 112,000 to 82,000 with a reserve of 35,000. And plans were announced to withdraw the entire remaining 20,000 forces from Germany by 2020.

At the culmination of this 10-year drawdown, the British Army’s permanent deployment to Germany came to an end in September 2019. No British combat units now remain in Germany. It was the end of an era.

However, in November 2021 the Ministry of Defence announced that Germany would become one of three ‘Land Hubs’, along with Kenya and Oman, where the British Army can train abroad with NATO allies and partner nations. Significant numbers of British tanks, armoured cars and other vehicles remain in storage at a training area in Sennelager. A garrison support unit remains in Germany to to provide health service support, welfare and the British Forces Broadcasting Service. From the peak of 780,000 British troops in Germany in 1945, there are now just 135 Army personnel remaining in Germany, none of them combat forces.

In-depth walk through the exhibition (40 minutes)


Related links

More National Army Museum reviews

The Big City @ the Guildhall Art Gallery

What’s the largest painting you know? What’s the biggest picture you can think of? Monet’s huge water lilies? Mark Rothko’s Seagram murals at Tate Modern? Juan Miro’s huge canvases of biomorphic shapes? These canvases are so big that if you ever find yourself sitting on an exhibition bench in front of a trio of them, as I have done with Monet and Miro, you realise entire field of vision is filled with them. It is an immersive experience. You are in Miroworld or Monetland.

Is size important? When it comes to art? Does a big painting really do a lot more than a medium-sized one? What, exactly? At what size does a big painting become an immersive one? Have psychologists or art colleges done research into viewers’ psychological and aesthetic responses to size? Is there a recognised point at which a painting goes from ‘big’ to ‘massive’ or is it subjective i.e according to the viewer’s physical size and visual range?

Do artists, collectors or galleries categorise paintings by size? Have there been fashions for huge canvases? Or historical periods particularly associated with them? Are there particular artists famous for their monster canvases? Is there a record for the biggest painting ever made? By who? Why?

These are some of the questions raised by ‘The Big City’, an exhibition at the little known but well-worth-a-visit Guildhall Art Gallery, a hop, skip and a jump from Bank tube station.

The gallery is owned by the Corporation of London, which possesses some 4,500 works of art. Fifty or so of these are on display in the gallery’s permanent exhibition, itself packed with gems, and then the gallery runs rotating exhibitions of selections of the others, alongside exhibitions of new, original art works.

The Big City

This exhibition is titled ‘The Big City’. It is housed in three rooms, respectively small, medium and large. The small room, the third one you come to, houses a display which comes first in terms of chronology:

Sir James Thornhill

Sir James Thornhill (1676 to 1734) was the premier exponent of the Italian Baroque style in Britain in the early 1700s. Much of this took the form of site-specific allegorical murals for public or grand buildings. He supervised large painting schemes in the dome of St Paul’s, in the hall of Blenheim Palace, at Chatsworth House.

In the early 1720s Thornhill was commissioned to create an Allegory of London for the ceiling of the council chamber at the Guildhall where the Lord Mayor and aldermen held their meetings. He used the established style of Baroque allegory to create a central image of London, represented by a topless woman, being advised by the goddess of wisdom, Pallas Athena, and women symbolising Peace and Plenty. It features putti or podgy winged toddlers who often flit around Baroque paintings. Here they are depicted at the bottom right among images of: the City insignia, the sword bearer’s fur cap, a pearl sword and the City mace.

Allegory of London by Sir James Thornhill (1725) © Guildhall Art Gallery, City of London

This oval painting was fixed in the middle of the ceiling and was accompanied by four smaller pieces, one in each corner of the ceiling, depicting flying cherubs or putti representing the four cardinal virtues: Temperance, Prudence, Fortitude and Justice.

We know what the whole design looked like because there’s a painting of the room by John Philipps Emslie showing how it looked in 1886. The story is that the centrepiece and four smaller parts were dismantled and stored during the Second World War. The building was damaged in the Blitz and the original decorative scheme destroyed but these individual pieces were saved, along with some preparatory sketches by Thornhill. All of this is on display here.

It would be easy to say the figures ‘looked down’ on the City officials meeting below but a glance at the image shows they’re not looking down at all, they are tied up in their own conversations in their own world.

The piece’s content, size and position are obviously connected with values – moral and social values. The size not so much of the individual elements, but the way they were arranged over the entire roof, were designed to act as a constant reminder to the officials below, of the longevity and depth of the values associated with the City and its officials and business. This is what we stand for: commerce and prosperity, bringing justice and peace.

So the images aren’t instructive, they are aspirational. It wasn’t a case of the gods looking down but of ordinary mortals looking up and, whenever they did, being reminded of the traditions and values they were meant to be aspiring to. (Also, a point often not made about Baroque painting – they’re quite playful.)

Prudence from The Allegory of London by Sir James Thornhill (1725) © Guildhall Art Gallery, City of London

Grand occasions

Before you get to the Thornhill room you walk through the medium-sized first room in the show. This has a completely different look and feel. It contains nine big paintings of ceremonies associated with the City of London from the late Victorian period through to the 1960s. They depict lots of old white men wearing formal clothes, gowns and regalia, chains of office, wigs and so on.

The paintings depict different types of event which the curators usefully itemise: civic, royal, state, ceremonial, funeral.

They are big, and their size is more obviously connected to notions of power than the relatively benign Thornhill. By power I don’t mean images of solders or Big Brother looming threateningly, not direct power. But the soft power implicit in grand occasions which serve to bolster and underpin ideas of hierarchy. The pictures are big because the event was big.

Take ‘Queen Victoria at St. Paul’s Cathedral on Diamond Jubilee Day 22 June 1897’ by Andrew Carrick Gow, completed in 1899. The painting was commissioned to capture the magnificence and the magnificence is exemplified in the extraordinary scene of the packed steps of St Paul’s. Not just packed but, as you look closer, you realise arranged in a highly structured way, as was the event, to include representatives of the army, the Church, politicians and academics, arranged in groups and hierarchies. The crème de la crème, the top figures in all the important fields of state.

Queen Victoria at St. Paul’s Cathedral on Diamond Jubilee Day 22 June 1897 by Andrew Carrick Gow (1899) © Guildhall Art Gallery, City of London Corporation

The curators point out that a massive royal state occasion like this transformed the centre of London into a stage, a set on which the thousands of figures here, and lining the route of the royal procession to the cathedral, were arranged – and which the painter then has to capture as best he can. Put this way I sympathise with the scale of the challenge the artist faced. He had to be in complete control of the old values of structured composition and extremely detailed naturalism.

There’s another super-simple way to categorise the paintings on display here, which is: inside or outside. The Gow is a good example of outdoor magnificence; ‘The Coronation Luncheon to Her Majesty Elizabeth II in the Guildhall, London, 12 June 1953’ by Terence Cuneo is a good example of magnificence in an indoors setting.

The Coronation Luncheon to Her Majesty Queen Elizabeth II in the Guildhall, London, 12 June 1953 by Terence Cuneo. © Guildhall Art Gallery, City of London Corporation. Image © Terence Cuneo

Once again the size of the painting is an attempt to match the scale of the actual event and, as you can see here, the size of the actual banqueting hall which is, as it is intended to be, awesome. And, leaving aside the ostensible splendour of the occasion, it’s hard not to be awed by the photographic realism of Cuneo’s painting. There’s a ‘Where’s Wally’ element to looking closely at the hundred or more individual guests, how they’re sitting, what they’re going (eating, talking, turning to their neighbour and so on).

(It might be worth pointing out that the word ‘magnificence’, like so many English words used to describe this kind of thing, has a Latin root, and so carries with it the connotation of learning and cultural capital which Latinate words always bestow. It derives from magnus meaning big or great [the Roman general Gnaeus Pompeius Magnus is translated into English as Pompey the Great] and facere meaning ‘to make or do’. So at its root ‘magnificence’ means ‘to make big’. At its origin, it is about size. During 2,000 years of evolution through medieval Latin, French and into English it has come to mean ‘splendour, nobility and grandeur’, themselves all Latinate words.)

Terence Cuneo OBE (1907 to 1996) was a prolific English painter noted for his scenes of railways, horses and military actions. He was the official artist for the coronation of Queen Elizabeth II in 1953 and the Queen’s favourite portraitist. Including ceremonial occasions he painted her no fewer than 17 times. He’s represented by two works here, the coronation lunch (above) and:

Frank O. Salisbury (1874 to 1962) was an English artist who specialised in portraits, large canvases of historical and ceremonial events, stained glass and book illustration. In his heyday he made a fortune on both sides of the Atlantic and was known as ‘Britain’s Painter Laureate’. He painted over 800 portraits (!) and painted Churchill more times than any other artist.

What you’ll have realised by now is that most of these works are, by modern standards, barely what we’d call art at all. Sure they’re well composed, efficiently worked paintings, but they are in a style that was old fashioned by 1900 and completely moribund by the 1960s.

In this respect, despite their size and detail and polish, they epitomise the opposite of what was intended; rather than impressing with awe and magnificence they tend, to the modern viewer, to emphasise how remote and out of touch these figures of power were with the wider world of the 40s, 50s and 60s.

You could argue that the grand old panelled rooms in which they suited old boys had their gala dinners protected and insulated them from a world moving beyond their grasp and even their understanding.

Churchill, who features in two of the paintings here (one alive, one dead) fought the Second World War to preserve the empire. Fifteen short years later he lived to see it being dismantled and the influx of immigrants from the former colonies who would bring new voices and new perspectives to Britain. None of that historic change is even hinted at in these old-fashioned depictions of old-fashioned institutions carrying out their time-honoured ceremonies.

There are some older paintings on the same type of subject. These, as it were, have permission to be dated, or are easier to take ‘straight’ because they are in styles appropriate to their day.

In this latter painting, apparently Paton, a noted painter of maritime scenes and naval occasions, did the composition and painted the main scene while Wheatley, famous for a series of paintings called ‘The Cries of London‘, did the figures in the foreground.

Contemporary art

The third and biggest room contains the biggest variety of paintings and the biggest single works. Size is not the only factor for their inclusion here, since each of the paintings also has a specific setting or story and these to some extent represent different aspects of life in the city.

I counted 18 paintings in this big room. I won’t list them all but will select some highlights and themes.

Ken Howard’s ‘Cheapside 10.10 am. 10 February 1970‘ is big and sludgy. It shows the north side of Cheapside looking west on the kind of cold overcast February morning typical of London. This reproduction softens the impact of the paint which Howard has laid on in thick dollops, makes it look a much cleaner, slicker object than it is in real life. A reproduction also brings out instantly what is less obvious in the flesh, which is the fact that it’s a painting about a mirror, namely the way St Mary le Bow church on the left is reflected in a shop window on the right.

Howard is quoted as saying that urban landscapes give more scope for an artist interested in shape, tone and colour than the countryside. This is exemplified in the next work, which is a splendid depiction of Fleet Street in the 1930s.

Fleet Street, London, 1930s by unknown artist © Guildhall Art Gallery, City of London

There’s quite a backstory to this painting. It was commissioned by Viscount Rothermere, owner of the Evening Standard and Daily Mail, to depict the hustle and bustle of Fleet Street, then centre of Britain’s newspaper industry. But the artist intended to include portraits of real Fleet Street luminaries down at the bottom right, and one of the first to be completed was a portrait of Rothermere’s rival press baron, Lord Beaverbrook, owner of the Express group. At which point Rothermere took the painting from the artist, which explains why, if you look closely, you realise it is unfinished, many of those figures without faces and some little more than ghosts. Which in its own way, makes the image quite haunting.

What is finished is the central vista along the ‘Street of Shame’ and, in particular, the gleaming Art Deco glass and steel building on the left. This was the newly opened Daily Express building (1932) which features, thinly disguised, in Evelyn Waugh’s great satire on the 1930s newspaper industry, Scoop.

What does size have to do with it? Well, at 2.13 metres tall this is a big painting, but clearly the scale doesn’t aim to do the same as the Thornhill (embody inspiring moral values) or the civic paintings we saw earlier (impress the viewer with rank and hierarchy).

I suggest its implicit aim is to do with modernism whose fundamental driver is excitement about life in the modern city, in this instance the new technologies and new designs and new architecture represented by Art Deco. It is an image of hustle and bustle and energy. Since it was commissioned by a multi-millionaire media baron I suppose you could also say it represents a capitalist’s, a plutocrat’s view of the city, full of folk hustling and bustling to make him money for him, his class, society at large. It is a celebration of the system.

This enjoyable work was succeeded by a sequence of paintings which I didn’t like at all, in fact actively disliked.

1. Walk by Oliver Bevan (1995) is certainly big (2.29m high, 2.13 m wide). It is a depiction of the pedestrian crossing in front of the Barbican tube station. Apparently Bevan specialises in the depiction of ‘non-personal urban spaces’. Actually, the tiny reproduction I’ve linked to makes it look a lot better than it does in real life. Confronting the 2 metre high thing in real life makes you all too aware of the crudity of the painting and the unsatisfying randomness of the arrangement of the people. I know people mill about randomly all the time but this has been carefully arranged to look gauche and clumsy.

I’m guessing the intention of doing such a humdrum scene on such a large scale is somehow democratic, to say that size isn’t limited to the high and mighty but that any moment in our everyday lives is worthy of record and depiction, can be made ‘monumental’ in scale and implication.

Maybe. But in this instance the size of the piece did the exact opposite of almost all the earlier works, which was impress me with its graceless lack of design and poor finish. Its size worked against it.

2. Jock McFadyen is represented by a work called Roman (1993). McFadyen depicts scenes around his flat and studio in Bethnal Green. This murky painting is of a block of flats in Roman Road nearby. It’s horrible. Again, the tiny online reproduction intensifies and clarifies the image. In reality it’s 2 metres square and an offence to the eye. Everything possible has been done to make it feel shitty. The left vertical of the flats is wonky, which is upsetting. The flats themselves are depicted with wobbly lines which completely fail to capture the hard geometric shape of such blocks which is their only redeeming feature. The human figure on a balcony is poorly drawn. The red VW in the street is appallingly badly drawn. And the decision to paint railings across the bottom spoils the entire composition even more and made me turn away quickly. I actively like scenes of urban devastation, graffiti and whatnot. But this just felt shoddy and amateurish.

3. Worse is to come. Flyover St Peter’s (1995) by Paul Butler is a whacking 2.74 metres wide and a big donkey turd of a painting. Regular readers of my blog know I actively like pictures or sculptures to be textured or incorporate detritus like dirt, wood, glass or whatever (see Hepher, below); but that I fiercely dislike the paintings of Frank Auerbach and Leon Kossof with their inch-deep sludges of filthy puddle-coloured oils.

They seem to me to do dirt on the entire idea of painting. They deny clarity, structure, composition, delicacy, skill, light, everything which makes painting worthwhile. The Ken Howard painting, earlier on in this room, was well on the way to achieving Auerbach levels of sludge, but Butler goes full throttle and annihilates the human spirit in a disgusting refuse tip of stricken oil spillage. Again, the reproduction you’re looking at flattens and clarifies the image so that it almost becomes appealing. In the flesh it’s like someone has spent a year blowing their nose and menstruating on a canvas to produce a thick layer of rotting mucus and menses. Yuk.

(All three of these works, plus a few others nearby, are, in their different ways, poor. This in itself is quite interesting. Most exhibitions you pay to go to in London represent the best of the best – tip-top Surrealist works at the Design Museum or Cezanne’s greatest hits at Tate Modern. You don’t often get to see a collection of art works that are average or plain bad, and it was interesting to dwell on what made all these works so sub-standard or actively objectionable.)

Anyway, this little set of poor works contrast dramatically with the series of paintings on the opposite wall, which are much cleaner, airier panoramas of London. Indeed, the canvas of London as seen from the top of the Shell Centre by David Thomas (1968) is the widest painting in the show, at a whopping 4.88 metres.

London from the top of the Shell Centre by David Thomas (1968) © Guildhall Art Gallery, City of London Corporation. Image © David Thomas

But it’s not this that impresses; it’s the lightness and the clarity of the image, which was like walking out of a dark room (Bevan, McFadyen, Butler) into the light and clarity of a lovely spring day. The painting feels wonderfully lucid, with all the buildings lining the Thames in central London depicted with thrilling geometric accuracy, almost like an architect’s conspectus come to life.

For people who like a bit of gossip or social history with their art, the label tells us that the picture shows at the centre bottom the Royal Festival Hall – the most enduring legacy of the 1951 Festival of Britain – to its right the daring Hayward Gallery which had just opened, and to the right of Waterloo Bridge a brown open space which had just been cleared to make way for construction of the new National Theatre.

What size does here is introduce the notion of the panorama, a particular genre of art which has reappeared in urban centres over the centuries. It embodies the pleasure of being up at a viewing platform looking over a city we mostly only get to see from ground level. The same kick which has people queuing up to buy tickets to the (disappointing) London Eye.

It begins a little series of urban panoramas which include a view over Clerkenwell by Michael Bach. The thrill or bite in something like this has to come from the architectural accuracy of the depiction. Bach, like Thomas’s, is very accurate and it’s big (2 metres wide) but…something (for me) is lacking.

Possibly that something is demonstrated in a much older work, the classic ‘Heart of Empire’ by Niels Moeller Lund. Though born in Denmark (hence the name) Lund grew up in Newcastle-upon-Tyne before moving to Paris to study painting. He is best known for his impressionistic paintings of England, particularly London and the North-East and ‘The Heart Of The Empire’ is his best-known painting.

The Heart of the Empire by Niels Moeller Lund (1904) © Guildhall Art Gallery, City of London Corporation

The view is taken from the roof of the roof of the Royal Exchange looking west across London. There are several obvious points to be made: I suppose the most obvious one is that panoramas over cities taken from up high, like this, give the viewer a sense of freedom, as if we can fly, as if we are gods flying above the mob and the crowd, freed from the cramped dictates of the busy streets, the traffic, the jostling with strangers, flying free. There’s a kind of psychological release.

Second and allied with it is some kind of sense of power. I don’t mean direct power like we’ve been elected president, I mean a kind of psychological empowerment, a sense of somehow owning what we survey. We know we don’t but it feels like it. This is my city with all its awesome hustle and bustle, its millions of lives, its buying and selling and wealth and poverty.

Why, then, do I get that feeling about this painting but not when looking at the view from the Shell building or over Clerkenwell? It’s something to do with the composition and, especially, the style. Lund’s work is described as ‘impressionist’ though it’s nowhere near as hazy as the classic French impressionists.

What he achieves is a soft focus, gauzy effect. The light isn’t champagne-clear as in Thomas’s bright somewhat clinical treatment; it creates a softening, blurring effect. This is evidenced in numerous ways, for example the buildings shimmer and face into the distance.

And after looking at it for a while I noticed the smoke issuing from chimneys across the vista and especially in the foreground. These may or may not be contributing to the blurry hazy effect, but they epitomise another aspect of the painting which is that it is anecdotal. What I mean is there are things going on in the painting. To be precise, note the flight of white birds (presumably pigeons) in front of the neo-classical Mansion House in the lower left. Once you’ve seen them your eye is drawn past them to the blurry throng of horses and carts and red omnibuses below.

The life of the city is dramatised. Because I happen to have watched the Robert Downey movie recently, it makes me think of Sherlock Holmes and a million details of late Victorian London life. When I look at the Thomas painting I get absolutely no sense whatever of the life of London 1968, there don’t appear to be any people in it at all.

So these are preliminary suggestions about how the same type of painting – the big urban panorama – can have dramatically different impact on the viewer depending on the sense of composition and painterly style.

David Hepher

I’ve left the best thing about the exhibition till last. The main room in the exhibition space is a kind of atrium in the sense that the ceiling has been removed to create a hole which lets you see into the floor above. Or, conversely, the floor above requires a modern glass railing to stop people falling down into the floor below, a railing which allows them to look down into the room below and view the artworks from above.

Anyway the point is that this removed ceiling has allowed the curators to place here a big wooden block supporting the three biggest paintings in the exhibition, three fabulous and very big paintings depicting modern brutalist blocks of flats by artist David Hepher.

Born in 1935, over the past 40 years Hepher has established a reputation for painting inner city estates of the 1960s and 70s. The three works here are 3 metres high. They’ve been attached to a wooden display stand to create an enormous triptych which dominates the room and is the biggest and most convincing thing in the exhibition. It’s worth making the journey to the gallery just to see this.

Gordon House East Face; Gordon House Nocturne; Gordon House West by David Hepher (2013) © Guildhall Art Gallery, City of London Corporation. Image © David Hepher

I loved these works for half a dozen reasons. For a start this it the real London, the appalling 70s tower blocks which millions of Londoners are forced to live in every day and which enables London’s intense population density: one seventh of the UK’s population lives in London, the most populous city in Europe, which has a population density of 145,000 per square mile, and it feels like it.

Secondly, tower blocks, like much modern architecture, is a fantastic subject for composition, because it comes ready-made with grids, squares, geometric shapes, which can either be dealt with in an arty modernist style (for example, photographs of their many motifs from unexpected angles as in lots of 20s and 30s photography) or dealt with straight-on, as here. They are just thrilling artefacts – or thrilling to those of us who like lines, symmetries, geometric regularities and angles.

Thirdly, there’s a fabulously dystopian vibe to them. You don’t need to be familiar with J.G. Ballard’s depictions of urban collapse and psychic displacement (Crash, Concrete Island and High Rise‘) to see, realise and feel concrete tower blocks as powerful symbols of social collapse and anomie. You don’t need to know much about the Grenfell Tower disaster to learn that tower blocks have become the cheap, under-maintained dumping ground for the poor, immigrants and the powerless.

They’re real world equivalents of the tower atop Mount Doom in Lord of the Rings, real world sentinels of poverty and deprivation. The broken lifts and urine-stained stairwells and broken pavements littered with dog turds and broken glass, the whole ensemble liberally decorated with impenetrable graffiti create an overwhelming sense of a society which has given up on itself.

The people who designed, built and shunted the poor into these cheap, shoddy death traps are obviously war criminals but in a special kind of war, a kind of below-the-radar class war which has been going on for decades and has become increasingly mixed up with institutional racism and the war on refugees to produce a toxic, and at Grenfell fatal, brew.

In their betrayal of the art, design and architectural utopianism of the 50s, 60s and 70s, in their magical transformation into symbols of social apartheid, exemplifying the scapegoating of the poorest in society, tower blocks like this are absolutely central to the urban experience in cities all around the western world.

The logistics of their size meant they had to be placed in the centre of the atrium, but the positioning also has a deeply symbolic meaning: all the other images, swish modernism of the 1930s, of flyovers and pedestrian crossings, of slick aerial panoramas, are all spokes rotating round the axle of these monster images.

To zero in on the works, another crucial and thrilling aspect of them is that they aren’t just paintings. Hepher has incorporated all the tricks of modern painting to make them rough textured objects. They aren’t flat paintings, they use wood and PVA to give texture to the surface. The graffiti symbols have genuinely been spraypainted over the images. He has dripped green slime down the front of the images to represent the unstoppable decay, concrete cancer and dilapidation which turned out to be a central aspect of these buildings. And most importantly of all he’s used actual concrete to produce rough-hewn, raw grey sections to either side of the central images. I couldn’t resist touching it, as cold and unyielding, as thrillingly alien as the raw concrete in the National Theatre or Barbican centre, as cold as the touch of the devil.

These three huge paintings strike me as classics of their type, of their subject matter and style. On the wall nearby is the Lund ‘Heart of Empire’ painting which I also really liked for its depth and evocative power. It seemed to me they form two ends of a spectrum: London traditional and London modern, London as romantic fantasy and as brutal reality, bourgeois London and chav London, the sublimely uplifting and the sordidly degraded, flying and falling.

I felt a kind of electrical energy crackling between the two completely different imaginative spaces they inhabit which was utterly thrilling. I found it hard to leave. I kept walking back into the room, walking round the stand, viewing these great looming canvases from different angles, drawn back to their thrilling, angry, visionary dystopian energy.


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Objects of Desire: Surrealism and Design 1924 to today @ the Design Museum

SURREALISM. Noun: Pure psychic automatism by which it is intended to express, either verbally or in writing, or otherwise, the true function of thought. Thought dictated in the absence of all control exerted by reason, and outside all aesthetic or moral considerations.
(First Manifesto of Surrealism, 1924)

Surrealism is not a new or better means of expression, not even a metaphysic of poetry; it is a means of total liberation of the mind.
(Surrealist declaration, January 1925)

Introduction to surrealism

Surrealism is ‘a philosophical and artistic approach which violently rejects the notion of the Rational Mind and all its works’. For Surrealists, the True Mind, true human nature – ‘the true function of thought’ – is profoundly irrational.

The Surrealists thought the Rational Mind formed the basis of ‘bourgeois’ society, with its moral and sexual repressiveness, its worship of work and money, its fetishisation of capitalist greed, which had led both to the stifling conformity of Western society and to a series of petty wars over colonies which had themselves led up to the unprecedented calamity of the First World War.

In the Surrealists’ opinion, this entire mindset had proved to be a ghastly mistake. The Surrealists thought that we had to reject it lock, stock and barrel by returning to the pure roots of human nature in the fundamentally irrational nature of the human mind, liberating thought from all censorship and superficial, petty morality, seeking to capture ‘the true function of thought’ and creativity through the exploration of the fortuitous and the uncontrolled, the random and the unexpected, through dreams and coincidences.

The first Surrealist magazine was titled La Révolution surréaliste (1924 to 1929) not because it espoused a communist political line, but because it proposed that Surrealist writing and art would, by its radical dysjunctions and unexpectednesses, reveal to readers and viewers the true nature of unbounded thought and lead to a great social transformation.

Cadeau by Man Ray

Massive show, massive space

This is a huge exhibition containing nearly 350 objects, an overwhelming number, a flood of objects and information in the related wall captions.

Also, the exhibition space itself is big and capacious. Roomy. This allows for the display of lots of large objects, namely furniture, lots and lots of chairs and several striking sofas, mannekins wearing dresses, some enormous sculptures and so on. Not so many tables because tables tend to be enormous, but three or four petite coffee tables or tea tables.

Gae Aulenti by Tour (1993) Manufactured by FontanaArte, Glass; bicycle wheels. Vitra Design Museum

Of course this is because this is an exhibition about design rather than art or sculpture as such. The exhibition is about how the design of objects was impacted by the Surrealist approach and ‘look’ and style and fashion. Hence the need for more than paintings and photos (though there are plenty of these); of designed products.

Chronological

Surrealism was, for its first five years or so, from 1924 to 1929, a writers’ movement, led by the self-appointed pope or bully of Surrealism, André Breton. Only in 1929 when the Catalan Wunderkind Salvador Dalí joined it, did the visual arts come to play a more important role and, eventually, dominate the movement and people’s ideas about it.

The show, like almost all exhibitions, is chronological in structure covering nearly a century of Surrealism from the earliest automatic writing to its most recent manifestation in using artificial intelligence to create artworks.

Thus we start with Surrealism’s first writings and manifestos, and then the outburst of Surreal artworks in the 1930s led by Dalí but with scores of other visual artists, and there were so many of them – Hans Arp, Hans Bellmer, Brassaï, Giorgio de Chirico, Salvador Dalí, Paul Delvaux, Max Ernst, Alberto Giacometti, Paul Klee, Wifredo Lam, René Magritte, André Masson, Joan Miró, Meret Oppenheim, Pablo Picasso, Man Ray, Yves Tanguy and many more.

The strangeness of objects

The exhibition is divided into themes and begins with the importance of everyday objects. Surrealism took the revolutionary approach of investing the most everyday of everyday objects with an aura of mystery and strangeness.

.It starts with an examination of Surrealism’s beginnings from the 1920s and considers the crucial role that Everyday objects and interiors were embraced by the movement’s early protagonists, as artists sought to capture the aura or mysterious side of ordinary household objects. Cubism had looked at everyday objects – café table, newspaper, bottle of wine – from multiple angles. Surrealism looked at them from a sur-real angle, attributing them volumes of meaning never dreamed of by ordinary people, setting them in weird juxtapositions to jar us out of our everyday doze and jerk us into awareness of the strangeness of being alive and moving through this world of images and symbols.

What could be more normal and everyday than an apple, a businessman and a cloudy sky? Or, in the way René Magritte deploys them, more disturbing?

The Son of Man by Rene Magritte (1946)

The Son of Man by René Magritte (1946)

These ideas took a while to be developed and fully expressed. It was only the ‘Second Surrealist Manifesto’ of 1929 that introduced the notion of ‘the Surreal object’ – using art or writing to reveal ‘the remarkable symbolic life of quite ordinary, mundane objects’. This inspired artists including Dalí, Magritte, Meret Oppenheim and Man Ray to experiment with an entirely new form of sculpture, by creating absurd objects from found materials and items, revealing the bizarre potential of the everyday.

Object by Meret Oppenheim (1936)

This is the point of Marcel Duchamp’s famous ‘readymades’, objects he noticed amid the bric-a-brac of ordinary life and carefully selected to be placed within a gallery setting, in an exhibition in a gallery, where they acquired completely new resonances, the cheapest of mass-manufactured objects acquiring a holy aura, its entirely practical aspects magically converted into profound and mysterious statements about shape and dynamism and meaning.

Bottle Rack (Porte-Bouteilles) by Marcel Duchamp (1914/1959)

He was to some extent mocking the idea of ‘art’ and ‘the gallery’; but he was also discovering the numinous in the quotidien which was to inspire artists ever since. But this gesture also, as the curators pithily point out, prioritised concept over craft and conceptual art has been with us ever since.

Paintings

There are cases containing manifestos and magazines, key works by Breton such as Amour fou.

There are early paintings by Dalí, Le Corbusier (who was a painter before he became an architect), the mysterious desertscapes of Yves Tanguy, a couple of weird paintings by the English artist, Leonora Carrington who came on the scene a bit later, in the 1940s.

The Old Maids by Leonora Carrington (1947) © Estate of Leonora Carrington / ARS, NY and DACS, London 2022

Photos

There are lots of photos, maybe a hundred photos, performing its two functions, as documentary record and as artwork.

Among the documents are scads of photos of the founders and early protagonists, Breton and his Parisian colleagues, then the artists. There’s records of the famous 1936 Surrealism exhibition in London, of the Surrealist pavilion (the Dream of Venus’) Dalí created for the World Fair in 1939, and so on. There’s Max Ernst at home in his apartment surrounded by African and Oceanic masks and artefacts (a lovely photo by Hermann Landshoff). And so on.

In the section about ‘sex and desire’ (every art exhibition has to have a section about sex and desire) there’s a suite of photos of Surrealists cross-dressing or being deliberately androgynous, for example photos of Marcel Duchamp dressing as his female alter ego, Rrose Sélavy, in 1921, and Claude Cahun’s calculatedly androgynous photographic self-portraits, from 1928.

There are photos of works of art, such as the still-disturbing fetishistic mannekins created by Hans Bellmer, or the room full of a mile of string created by Marcel Duchamp for a 1942 exhibition in New York.

And there are photos which are works of art, such as pretty much anything by the genius Man Ray (born Emmanuel Radnitzky in 1890 in New York but who changed his name and moved to Paris where he spent most of his career).

Le Violon d’Ingres by Man Ray (1924) © Man Ray 2015 Trust/DACS, London 2022

Films

There are four or five films. There are early black and white silent Surrealist films, such as Entre’Acte by Rene Clair (1924), winningly described by the director as ‘visual babblings’.

Oddly, they didn’t have clips from the most super-famous experimental movies by Bunuel, Luis Buñuel’s ‘subversive’ early films Un Chien Andalou and L’Age d’Or.

Later in the show there’s a few art films from a generation later:

And a much later film by an African director:

But dominating one wall, not least because it has a loud musical soundtrack, is a screen showing Destino, a short Surrealist animated film which was an unlikely collaboration between Dalí and Walt Disney. It tells the love story of Chronos – the personification of time – and a shapeshifting woman. In fact the movie was never completed because war work took precedence, and the project was only revived in the 1990s when Disney animators competed it according to the original sketches and scenario.

The significance of the film is its indication of Dalí’s success and name recognition in the USA by the 1940s, and the way in which what, on the face of it, are a sequence of nonsensical absurd events, have been assimilated enough for a mainstream producer like Walt Disney to agree to it.

Partly this is down to the instant recognition of a relatively small number of surreal images associated with Dalí. The short 7-minute animation is a collection of greatest hits such as the desert landscape setting, melting clocks, ants appearing out of cracks, human faces or bodies moving into trompe l’oeil settings to cleverly morph into something else.

Also in America during the war, Dalí designed shop windows for the Bonwit Teller department story. Frederick Kiesler designed a new gallery for rich art collector Peggy Guggenheim in a Surrealist style with curving walls. Emerging designers like Ray Eames and Isamu Noguchi used the zoomorphic curves found in Surrealism to design more moulded products, such as chairs (Eames) and a chess table and baby monitor (Noguchi).

Was it during the war, when so many European artists were exiled in America, that Surrealism’s pre-war radicalism was neutralised and converted into one more among many styles and fashions?

Sculpture

There are some sculptures, especially from the early period, but not many and this is because of the focus of the exhibition which is not on art, per se, but on design. Therefore, instead of abstract art sculptures, what the rooms are full of is designed furniture.

Classic Surrealist furniture

If the 1930s was the decade when there was an explosion of Surrealist art and the movement broke through into the general consciousness via a series of well-publicised exhibitions (and carefully staged scandals and press events, such as Dalí attending the opening of the London exhibition wearing a deep-sea diver’s outfit) it was in the 1940s that designers began to incorporate elements of the style into their work.

The Surrealists themselves had led the way. If they started out by invoking the weirdness of everyday objects and thoroughly explored this in paintings, sculptures and photos throughout the 1930s, some had applied their deliberately, provocatively bizarre way of seeing to create bizarre household objects, tables, chairs, lamps.

The most florid early examples come from the joint venture between Dalí and the English collector and patron, Edward James. James had Dalí create an entirely Surrealist interior for his home at Monkton House, West Dean in Sussex, notably the famous sofa designed in a cartoon imitation of the lips of Hollywood actress Mae West.

Mae West’s Lips sofa by Salvador Dalí and Edward James (c. 1938) Royal Pavilion & Museums Trust, Brighton and Hove. © Salvador Dalí, Fundació Gala-Salvador Dalí, DACS 2022

Also on display is the famous lobster telephone, alongside less well-known objects such as the standard lamp made out of brass casts of a stack of champagne glasses (which ‘subverts’ the Victorian notion of a standard lamp); and, most obviously humorous, a carpet with human footprints cut out of it. These, we are told, were the footprints of his wife, the dancer Tilly Losch. When Tilly danced right out of his life, James commissioned a new carpet with the footprints of his dog in it, the dog making, he dryly remarked, ‘a more faithful friend’.

Other rich people commissioned Surrealist interiors:

  • Swiss architect Le Corbusier was commissioned by eccentric millionaire Carlos de Beistegui to design his Paris apartment in a style which combined fantastical elements with clean cut modern lines
  • clean Le Corbusier-designed furniture was included in Dali’s house in Portlligat, Spain
  • aristocrats Charles and Marie-Laure de Noailles commissioned Man Ray to shoot a Surrealist film at their modernist pad on the Riviera

By the late 1930s the new surreal style of interior design had been given a name, Fantasy Modernism.

This suite of objects amount to some of the greatest hits of first wave surrealism but they weren’t alone. Meret Oppenheim produced equally imaginative and talismanic sets of surreal objects such as the fur cup and saucer mentioned above, and her birds-leg tables.

Occasional table (1939) by Meret Oppenheim

Occasional table (1939) by Meret Oppenheim

Modern Surrealist furniture

Once you turn the corner into the post-war period, you encounter two big rooms full of more contemporary interpretations of surrealist furniture, by designers from the 1960s, 70s, 80s and through on to the present day. These include lamps, chandeliers, some tables, but above all a lot of weird, wacky, and humorous chairs.

Hand Chair by Pedro Friedeberg (about 1962; this version 1965) Vitra Design Museum

I find it very revealing that this chair started life as a throwaway, joking remark of Friedeberg’s to a carpenter. He thought it would be funny to try and make a chair shaped on a human hand. For me this little anecdote is symptomatic of the way Surrealism stopped being subversive and became a type of visual joke, more like a branch of comedy than an art movement.

There’s:

  • a chair made out of burned carbon i.e. has been burned to a crisp – Smoke Thonet chair number 209 by Maarten Baas (2019)
  • Capitello chair by Studio65, a chair shaped like the capital of a classical column only made of comfy styrofoam instead of marble
  • Ruth Francken’s Man Chair (1971), shaped like a man’s body, the legs the shape of real legs, the arms effigies of two real arms
  • a chair made out of two thick jagged slabs of grass held together by thick steel springs
  • La Momma, a feminist piece by Gaetano Pesce (1973), the ball and chain referencing the oppression of women in a patriarchal society
  • Due Più by Nanda Vigo (1971)
  • Conquest by Nina Saunders (2017)

There’s a chair by Sara Lucas, characteristically lowering the tone (not necessarily a bad thing) with its two boobs made of lots of cigarettes glued together. What I noticed was a) that’s a really basic, anonymous, institutional chair, the kind you get at a school or college, and b) the cigarettes are really nicely arranged, not just bodged together but arranged in a neat concentric circles which bring out what a visually pleasing thing a cigarette is, with its nice alternation between white tube and sandy brown filter; the brown matching the wood brown of the chair seat and back i.e. it’s a funny gag, ha ha, but it’s also a nice ensemble to look at, aesthetically.

Cigarette Tits [Idealized Smokers Chest II] by Sarah Lucas (1999) © Sarah Lucas. Courtesy of Sadie Coles HQ, London

Picking up on the sofa theme set by Mae West, there’s a bang up-to-date piece, wherein a classic Chesterfield sofa, covered in trademark buttons, has been ‘released’, set free, and ‘melted’ out of shape and over the floor, in the manner of Dali’s melting watches – Pools and Poof! by Robert Stadler (2019).

There are several chandeliers, including this striking piece by Ingo Maurer. It immediately made me think of Cornelia Parker‘s famous exploding works, and made me wonder which came first.

Porca Miseria by Ingo Maurer (2019 edition of 1994 design) Vitra Design Museum

And dominating one of the rooms, a life-sized model of a horse, cast in black plastic and with an everyday lamp coming out of its head.

Horse Lamp by Front Design (2006), manufactured by Moooi BV, Breda /Niederlande, Plastic; metal. Vitra Design Museum

When you learn that this comes in a suite of animal furniture including a rabbit lamp and a pig table, you realise the original impulse has become washed out into a kind of homely humour. It’s become about as ‘radical’ as Ikea.

Fashion

One of the most high profile aspects of design is fashion, which holds shows around the world on an annual basis at which dress and clothes designers compete feverishly to outdo each other with new and outlandish ways to ornament the (tall, skinny) female body.

The world of Surrealism overlapped the vast ocean of fashion design, events and, above all, magazines, from the start of the 1930s when, as I’ve described, the visual side of the movement took over from the purely literary.

Thus several surrealist artists also worked as fashion photographers, including Lee Miller and Man Ray. Some, like Dalí and de Chirico, created covers for fashion magazines such as Vogue (some are included here). The exhibition includes fashion photographs and vintage copies of fashion magazines to highlight these connections

Dalí’s collaboration with the French fashion designer Elsa Schiaparelli (who set up her haute couture house in 1927) resulted in several ground-breaking designs. Their first collaborative piece, the Telephone Dial Powder Compact of 1935, became very popular and was copied and bootlegged for the mass market.

Over in a side room is a dais with five shop-window mannekins sporting classic surrealist designs. One applies Schiaparelli’s signature pink to a minidress contoured to look like the chest and stomach of a very buff man. Another is a modern reworking of iconic Skeleton Dress. There’s a dress by contemporary designer Mary Katrantzou which, when you look closely, uses elements of a typewriter.

Typewriter’ Printed Silk Dress by Mary Katrantzou (2018) Courtesy of Mary Katrantzou

Alongside other designs by Maria Grazia Chuiri, Christian Dior, Iris van Herpen and emerging Afro-surrealist inspired fashion designer Yasmina Atta.

These are funny conceits well executed but I couldn’t help thinking they’ve reduced Surrealism to a gag, a gif, a meme, a one-liner. ‘Did you see the typewriter dress?’ ‘Yes, Wasn’t it funny?’

Generally, by the time something reaches the world of fashion its disruptive energy has, by definition. been neutered, for example punk. Nothing is disturbed. Everything remains in place, but with lolz for a million Zoolander clones.

From communism to consumerism

At around this point in the exhibition, where I encountered the absorption of the Surrealist impulse into the world of international jet-setting fashion, I began to have my doubts.

Breton wanted Surrealism to trigger a genuine revolution in society and perception. He thought bourgeois society could be smashed apart by ripping a great tear through reality and letting out deeper realities. He talked about ‘convulsive beauty’, he wanted a kind of stricken, epileptic aesthetic.

Breton and many other Surrealists became card-carrying communists during the wartorn 1930s. Their movement was a protest against a bourgeois industrial society which had reached the end of its useful life and needed to be torn down to create a free-er, fairer world.

Ironic, then to see the entire movement, the impetus for revolutionary change, utterly absorbed, neutralised, defanged, neutered and then absorbed into the world of the international haute bourgeoisie in the form of high fashion. For me high fashion is the acme of consumer capitalism with its relentless drive for novelty and new product to keep the profits rolling in.

Fashion is not only a forward post of consumer capitalism but at the cutting edge of unnecessary consumption, the epitome of built-in obsolescence whereby you simply have to buy this season’s must-have items and junk last year’s hideously out of date clothes, handbags etc. Epitome of the compulsive need to keep up, to buy the new thing, which we now know, without any ambiguity, is using up the earth’s finite resources and destroying the planet.

Nothing I say, do or write can dent the huge power of the destructive urge to buy buy buy ever-new stuff, but I despise it and, in a way, fear it, this hysterical need to use up all the planet’s resources in the neurotic pursuit of novelty. What will our grandchildren make of the urge to fly round the world from fashion show to fashion show, seeking endless novelty, encouraging the throwing away and junking of what we have, burning up the planet at an ever-increasing rate.

Is Surrealism dated?

Putting aside my antipathy to the world of fashion, by the end of the exhibition the plethora of objects had raised another, pretty basic question, which is: Does any of this shock and surprise any more, cause the kind of frisson of fear, unnerve the viewer, let the unconscious erupt from the conscious mind with shocking force etc, as the Breton’s manifestos hoped it would?

The short answer is, of course: No. No, it doesn’t. Surely Surrealism has been completely assimilated into our bourgeois, neo-liberal, consumer capitalist society. The famous icons, the lobster phone, the Mae West sofa, every painting by Dali, these have been around for nearly 90 years, and you see images of them in any number of art books or postcards in what my kids call bougie (pronounced ‘boozhee’) shops.

Take the series of plates by Piero Fornasetti which run variations on a wonderfully blank, idealised portrait of the Victorian opera singer Lina Cavalieri. I suppose if you were actually eating off one of these, then it might give you a frisson to scrape away at the mashed potato and slowly reveal an eye looking at you. But as an image and idea I feel I’ve seen this hundreds of times and, indeed, almost 400 variations exist, of which seven are on display in an appealing little set hanging on the wall.

Wall plates no. 116 from the series Tema e Variazioni by Piero Fornasetti (after 1950) Fornasetti Archive

In other words, surely most Surrealist art, these days, instead of conveying ‘the shock of the new’ is the precise opposite – reassuring and familiar. We smile or laugh when we see the lobster phone and go ‘oh yes’ with a pleasant feeling of recognition.

Art changes nothing. All art is swiftly assimilated into bourgeois society and loses the ability to shock or even make the viewer think. The simple act of being displayed in a gallery neutralises art, makes it into a mental commodity, to be discussed in highbrow conversations or namedropped to make you seem swanky. Or into an actual commodity, which can be safely hung on the walls of any investment banker or corporate lawyer, or bought by Arab or Russian billionaires and salted away in a vault in Switzerland as part of their diversified investment portfolio.

Thus, for example, the exhibition includes black and white photos recording the Surrealist display Dali created for the 1939 New York World’s Fair. Apparently you entered the suite of bizarrely decorated rooms by walking between models of a woman’s open legs and through a wall-sized vulva into a ‘womb’ containing a predictable congeries of Freudian imagery, complete with numerous scantily clad models arranged in alcoves or sprawling on a bed amid unlikely ‘Surreal’ bric a brac. Looking at these photos now, they seem like a standard chorus girl show with added lobsters.

A lot of the exhibition, in other words, feels warm and nostalgic, pretty much the opposite of what Breton et al originally had in mind.

Up-to-date exhibits

The curators promise, and the exhibition title indicates, a review from the 1920s up to the present day i.e. covering just about a century of Surrealism, and nearly a third of the objects on show are from the past 50 years.

Thus there are a lot of works from more recent times, the 80s, 90s, noughties, generally by artists I’d never heard of. This is particularly true of the big items of furniture, mostly chairs, which dominate the last few rooms or sections of the show, including:

  • Gae Aulenti’s Tour (1993), a table made from a glass top supported by four bicycle wheels set in chrome forks
  • Jasper Morrison’s ‘readymade’ Handlebar Table (1982)
  • Roberto Matta’s amusing MagriTTA Chair, a sofa style chair which is filled with an enormous green apple, obviously a nod to Magritte’s apple paintings
  • the cartoon chair of Fernando and Humberto Campana from 2007, a basic wide-angle modernistic chair which is then infested with cuddly toys based on Disney characters
  • Sella (1957), by brothers Achille and Pier Giacomo Castiglioni, which is composed of a bicycle saddle mounted on a post fixed into a hemispherical base, blurring the boundary between furniture and art
  • video of how contemporary designers Ronan and Erwan Bouroullec use an intuitive, automatic drawing process to discover new imagery and forms
  • sketch furniture which is created using motion capture cameras to capture the movements of a designer’s hand in the air, save this as a digital file and then use 3D printing technology to print out the object the designer originally sketched out in the air; there’s a video of the process and an actual life-sized chair designed and created using this approach

Or simpler things, Surrealist objects like this absurdist hairbrush spouting hair, worthy of Magritte.

Beauty Hairbrush by BLESS (2019 edition of 1999 design) Vitra Design Museum

Maybe I’m being unfair, maybe I lack taste or sympathy, but I found most of the works in the second half of the show, from the 1960s onwards, far less engaging than the material from the first, classic, era. Take three examples from towards the end of the exhibition.

Björk

The famous musician, composer, performer, singer, songwriter etc Björk, is represented by videos of three fairly recent tracks. Visitors pop on swish earphones and listen to the track while you watch the video. They are:

Well, they’re very well made indeed, both the music and the videos – deliberately different, eschewing visual and musical clichés, consciously innovative and imaginative. And yet…and yet…Björk Guðmundsdóttir, born in 1965, has been Björking for 40 years now (her first single was in 1983). She has become a byword in the pop/fashion/music video businesses for her wildly inventive outfits and compellingly original videos etc. Her oeuvre demonstrates the strengths and weaknesses of being a lifelong innovator in pop music. But whatever you think of her exactly, she doesn’t tear the veil of bourgeois convention from the world because thousands of pop and rock musicians and video makers have been doing similar or comparable things for decades.

Tilda Swinton

Over by the fashion mannekins are some photos of famous and award-winning actress Tilda Swinton wearing some bizarre / surreal jewellery.

Same as with Björk, Tilda, born in 1960, feels over familiar. She has been doing her brave androgynous schtick since she first appeared in Derek Jarman’s films in the mid-1980s i.e for nearly 40 years. Far from disturbing me, tearing the veil from my mad unconscious urges, Tim Walker’s photos of Swinton looked like standard Sunday supplement fashion shoot any time in the past 30 years, just with a particularly ‘arty’ kink.

Sarah Lucas

I went to the original Sensation exhibition at the Royal Academy of Arts back in 1997 and it was a genuinely transformative experience, to see so much vibrantly exciting and innovative artworks, all by a young generation of artists reflecting the ‘modern’ world, all in one place. But it’s been some time now since Damian Hirst’s sharks in a glass tank stopped being subversive or world-shattering and became a kind of joke, common enough knowledge to be used in popular cartoons.

Sarah Lucas never reached Hirst-like levels of fame and notoriety, because she kept (I think) her visual metaphors to a much more modest scale and her works reek of laddish, pub culture, and schoolboy (or girl) jokes. Hence her cheap and cheerful work, Cigarette Tits.

Cigarette Tits by Sarah Lucas (1999)

Compare and contrast with Lucas’s fried eggs t-shirt which has become a popular postcard in the kind of bougie shops I mentioned earlier.

When has an art movement run its course?

This all raises the question: when do you recognise that – or admit that – a style has run its course, is worn out, has become pedestrian – has, in fact, become a cliché?

It’s a more relevant question for Surrealism than maybe any other art movement in history because Surrealism set out to be more shockingly subversive than any other art movement in history (with the possible exception, I suppose, of its parent, Dada).

So where are you, what are you to make of it, when the most deliberately bourgeois-bating, consciously ‘subversive’ art movement of the 20th century has long since arrived on the front of colour supplements, inspires high fashion dresses, is reduced to jokes and cartoons, has been done to death in TV, movies, comedy, in every channel of output, only to feature in calm and sedate and scholarly exhibitions like this one?

The curator’s view

Kathryn Johnson, the exhibition’s main curator, optimistically claims that:

“If you think Surrealism fizzled out in the 1960s, think again. This exhibition shows that it is still alive and well and that it never really went away. The early Surrealists were survivors of the First World War and the 1918 influenza pandemic, and their art was in part a reaction to those horrors. Today, in the context of dizzying technological change, war and another global pandemic, Surrealism’s spirit feels more alive than ever in contemporary design.”

Hmm. Are we in the midst of dizzying technological change? I mean, isn’t your laptop this year, or your smartphone, pretty much like the one you had one or five years ago? Maybe you can do a few more tricks on it, but isn’t it basically the same? And did the COVID-19 pandemic produce shattering changes in social structure and values? Not really. I don’t think so. And has the war in Ukraine turned Britain upside down, decimated a generation of young men, traumatised the western world? No, not really, not at all.

Like all curators, Johnson is paid to make the most powerful possible case for her show, and you can see how she’s roping in these adventitious historical events to try and do so, but…she doesn’t persuade me.

Did Surrealism have any impact on twentieth century design?

For the entire time I was at the gallery I was beguiled by the objects on display and spent all my mental energy reading the main wall labels, and then the many captions for each of the individual pieces. A labour of love or a fool’s errand, depending on your point of view.

It was only on the Tube home that something really struck me. The curators claim that Surrealism had a major impact on 20th century design but I’m not sure they prove it in this exhibition. They have gathered nearly 350 Surrealist exhibits, hundreds of which demonstrate how striking and powerful individual Surrealist objects, furniture, photos, films and so on can be. No doubt about it.

But whether Surrealist principles, the Surrealist aesthetic, actually impacted the broad range of 20th century design, that’s a lot less clear and the more I thought about it the less plausible it seemed.

Sure there were striking Surrealist chairs and lamps and chandeliers and some ‘Surreal dresses’, but…these are all one-offs. No-one is going to buy the melted Chesterfield sofa or the chair made out of two jagged slabs of glass, or the lamp sticking out of a horse (well, one or two wealthy people might).

My point is that pretty much all the designed objects in the show are one-offs, inspiring, amusing luxury artefacts or art objects, but…could any of them be mass produced and sold in significant numbers? Not really (the one notable exception is the Fornasetti plates, which have been mass produced).

The fad for adding Surreal elements to interior design was christened ‘Fantasy Modernism’ in the late 1930s, but how many homes did it every apply to? The curators name four. Not a large number, is it?

Compare and contrast with the impact of Art Nouveau or Art Deco. A glance at articles about them show that they mainly existed as styles of design: of lovely stained glass and furniture for cafes and restaurants for Art Nouveau; as an entire look in the 1930s which affected everything from blocks of flats to ocean liners.

Or take the impact of the Bauhaus. Without a shadow of a doubt the Bauhaus aesthetic of stripping away Victorian decoration to reveal the clean, geometric functional lines of everything from teapots to high rise buildings massively influenced mid-20th century design of everything, having a world-changing impact on, for example, the design of buildings all around the world for 50 years or so, from the 1930s to the 1980s. Nobody can doubt the profound impact the Bauhaus’s design principles had on all aspects of twentieth century design.

But Surrealism’s impact on design? Look around you. Is anything you can see in your house – interior design, table, chairs, sofa, workbench, laptop, sink, kettle, cups, or outside, the design of cars or bikes or buildings – does anything anywhere around you betray the slightest impact of the Surrealist impulse to yoke together the bizarre and the weird and the absurd? I don’t really think so.

Sure, there are a lot of Surreal works of art. Certainly a contemporary photographer or fashion designer can invoke or reference some aspects of the visual language worked out by Surrealist painters and photographers all those years ago. Movies can have Surreal dream sequences etc. But design? Mass market, mass produced, widely available objects which everyone could have in their house, mass produced styles of car design or architecture? No. Not at all.

Is the entire concept of design the opposite of Surrealism?

There’s a related point: designing anything and then converting the design into an actual object, especially an object produced through industrial manufacturing, obviously takes a lot of time, effort, precision of design and co-ordination of the manufacturing process.

Surrealism was committed to automatic writing, bizarre juxtapositions, spontaneous eruptions of the unconscious, savage breaks in reality. How could the weird, dissociative effects aimed at by Surrealism be reconciled with the careful calculation required of designing anything?

I wonder whether, by bombarding the visitor with 350 examples of Surrealist art works, photos, magazine covers, sculptures, paintings and so on, the curators somehow dodge the central point at issue. ‘Objects of Desire: Surrealism and Design 1924 to Today’ is a magnificent assembly of Surrealist works in all formats, and includes a lot of interesting, intriguing and amusing pieces from its origins right up to the present day. But does it make its case for the widespread influence of the Surrealist way of thinking on 20th century design. I was left wondering…

Top ten exhibits

The curators made a handy selection of top ten items. I might as well share it with you.

1. Lobster telephone by Salvador Dalí

One of the exhibition’s most iconic works and a key moment in Surrealism’s transition from art to design. Dalí designed it for the collector Edward James, and in the show it is positioned next to a Mae West sofa to bring to mind an image of James’ wild interiors. It is a fully functioning telephone, designed to give the impression that its user is kissing the lobster when speaking into the receiver. Dalí saw both lobsters and telephones as erotic objects, and his first designs for this object were titled the ‘Aphrodisiac Telephone.’

Lobster Telephone by Salvador Dalí (1938) Photo West Dean College of Arts and Conservation. © Salvador Dalí, Fundació Gala-Salvador Dalí, DACS 2022

2. Destino by Salvador Dalí

The cartoon animation collaboration with Walt Disney described above.

3. Porte-Bouteilles by Duchamp

A 1964 re-edition of Duchamp’s 1914 original Porte-Bouteilles or bottle rack. A ready-made sculpture, the original was bought at a department store in Paris. Duchamp didn’t think to keep it, and it was only when the piece became famous later on that he got an identical rack from the same store and remade it. Placing this mass-produced, industrial object in an artistic context was a hugely important gesture. It emphasised concept over craft, one of several gestures by Duchamp which in effect created ‘conceptual art’ which has been hugely influential ever since.

Bottle rack by Marcel Duchamp

4. Look 6 Haute Couture by Schiaparelli

Maison Schiaparelli’s shocking pink dress features a trompe-l’œil pattern embroidered by glass tubes, following the contours of a muscular (male?) body. This silhouette is echoed across Maison Schiaparelli’s Spring Summer 21 collection, and is modelled on Elsa Schiaparelli’s 1930s wooden mannequins – a pair called Pascal and Pascaline – that she showed in her shop window in Paris.

Look 6 Haute Couture by Schiaparelli (Spring/Summer 2021) Courtesy of Schiaparelli

5. Hay by Najla El Zein

Created by contemporary designer and sculptor El Zein, this is a piece of porcelain with hay inserted into the holes it to give the impression that it is growing out of the stone. Part of a series called ‘Sensorial Brushes’, this work plays with the transition between familiar and unfamiliar. El Zein’s imaginative use of materials, and the call to her audience to experience the world differently, places her firmly within the Surrealist canon.

6. Fur bracelet by Méret Oppenheim

Méret Oppenheim designed a fur-covered bracelet for Elsa Schiaparelli and reportedly wore the prototype when meeting up with fellow artists Pablo Picasso and Dora Maar at a Parisian café. They played with the idea that anything might be covered in fur, and Oppenheim soon afterwards created her widely celebrated Surrealist work ‘Luncheon in Fur / Object’ – a fur covered cup and saucer (see above) which ‘disrupts expectations’ by combining the domestic with the uncanny.

Fur bracelet by Meret Oppenheim

7. Cadeau by Man Ray

One of the first works you see in the show is called ‘Cadeau’ or ‘Gift’ by Man Ray. The story goes that Man Ray was on his way to one of the first Surrealist exhibitions in 1921 and needed to make a piece on the hoof to show. He went into an ironmonger and bought a flat iron and some nails, before proceeding to stick the nails to the flat iron with glue. Not only does it make the iron completely dysfunctional, it also has this aggressive, proto-punk edge. Instead of being a domestic tool for pressing clothes neatly, it becomes a weapon that could rip your clothes.

Cadeau by Man Ray

8. Sketch Chair by Front Studio

This ‘Sketch Chair’ is designed by literally sketching in mid-air with hand gestures. These gestures are captured using motion capture technology, then translated into 3D printed works. The 3D form captures the spontaneity and messiness of human movement in a functional piece of furniture.

It connects with Picasso’s light drawings, photographed by Gjon Mili, from 1949, shown in a photograph beside the Sketch Chair.

9. Photographs by Tim Walker

Tim Walker is known for using Surrealist imagery in his fashion photography. Both photographs in the exhibition featuring Tilda Swinton as a model are from a shoot for W magazine titled ‘Stranger than Paradise’. Walker and Swinton went to Mexico, to the architectural folly La Pazas, created by Edward James – the man who commissioned the lobster telephone and Mae West Lips sofa from Dalí.

They used the folly as a set for a fashion shoot inspired by Surrealist artists, referencing works by painters like Leonora Carrington and Leonor Fini. In the exhibition the photos are placed next to original paintings by Carrington (‘The old maids’, ‘The house opposite’) and Fini. Walker’s photography also features jewellery by Vicki Beamon, namely jewel-encrusted lips reminiscent of Dalí imagery.

10. Kosmos in Blue collection by Yasmina Atta

Working in the spirit of the rapidly expanding Afrosurrealist movement, Yasmina Atta’s Kosmos in Blue – from her graduate collection – derives from the confluence of different cultures, including the designer’s Nigerian heritage and her interest in Japanese manga and Gundam girls.

The piece on display here is a set of embellished leather wings that move intermittently. The foam harness attaching the wings to the wearer’s body has an intentionally DIY-feel, as it was made in Atta’s studio over COVID lockdown when her access to materials was limited. She wanted the final product to reflect this experience of constriction, and as a result the wings represent a more personal and ready-made brand of couture.


Related links

Other Design Museum review

The Death of Virgil by Hermann Broch (1945)

The silver lamp next to the couch swung gently to and fro on its long silver chain and outside the window the emanation of the city, ebbing and flowing above the roofs, was dissolved into purple, from purple-violet into dark blue and black, and then into the enigmatic and fluctuant.
(The Death of Virgil, page 47)

The Sleepwalkers

A few years ago I read and reviewed The Sleepwalkers (1931), the masterpiece of Modernist German novelist Hermann Broch (1886 to 1951). The title in fact refers to a trilogy of novels each of which focuses on a troubled individual from successive generations of German society, the novels being titled: The Romantic (1888), The Anarchist (1903) and The Realist (1918).

I reviewed each novel individually but also subjected the magniloquent claims often made about the trilogy to fierce criticism, using evidence from Walter Laqueur’s blistering attack on the failure of intellectuals in the Weimar Republic, Weimar: A Cultural History 1918 to 1933 by Walter Laqueur (1974). I argued that calling the trilogy things like ‘a panoramic overview of German society and history’ were wrong in fact and misleading in implication. The three novels are more eccentric and particular than such generalisations. But then lots of critics make sweeping claims about books they haven’t read.

Broch flees Austria

In March 1938, Nazi Germany annexed Austria in a move known as the Anschluss. Within days Broch was arrested by Nazi authorities for possession of a Socialist pamphlet and thrown into a concentration camp. A campaign by western writers managed to get him freed and he immediately emigrated to Britain, then moved on to America where he settled in 1939.

Before this happened, in 1937, in Austria, Broch had delivered a radio lecture about Virgil. Over the following years he enormously expanded and elaborated this text to become his other great masterpiece, Der Tod des Vergil or The Death of Virgil. This big novel was first published in June 1945 in both the original German and English translation simultaneously. Symbolically, it appeared in the month after the Second World War in Europe finally came to an end, with the complete destruction of Nazi Germany. A crushing end to all illusions about Germany politics, history and culture.

Schematics

Broch’s imagination is schematic: the three novels which make up The Sleepwalkers trilogy each centre on a character who a) come from successive generations and are in some sense emblematic of them; and who b) are each of a distinct and categorisable type. The same urge to structure the material is immediately evident in The Death, which is divided into four equal parts, portentously titled:

  • Water – The Arrival
  • Fire – The Descent
  • Earth – The Expectation
  • Air – The Homecoming

Despite these universal-sounding categories the ‘action’ of novel in fact only ‘describes’ the last 18 hours of the Roman poet Virgil’s life in the port of southern Italian port of Brundisium. The year is 19 BC. Virgil had travelled to Greece, according to this novel hoping to a) escape the fevers of Rome b) finally complete the long poem which has been dogging him, and c) be free to pursue his first love, philosophy.

But he was foiled in this ambition when the princeps or proto-emperor, Augustus, returning from the East, stopped off in Athens, called on Virgil and invited/ordered him to accompany him back to Italy. Hence Virgil’s regret at the start of the novel at giving in to Augustus’s insistence and abandoning his hopes of finally being rid or ‘art and poetry’ and devoting his life to meditation and study.

Anyway, on this return journey Augustus, Virgil and others of the party fell ill. Augustus fully recovered, but the novel opens with Virgil lying in a hammock that’s been rigged up in one of the ships, feeling very unwell indeed. Starting from this moment the long novel portrays the last 18 hours of his life.

The central theme or subject of the novel is Virgil’s wish to burn the manuscript of his epic poem, The Aeneid, a wish which is decisively thwarted by his master and ‘friend’, Augustus.

Modernist?

Blurbs about the novel claims it uses well-established modernist techniques, mixing poetry and prose with different styles and registers to convey the consciousness of a sick man drifting in and out of reality and hallucination but I didn’t find this to really be the case.

When I think of modernism I think of the combination of fragmented interiority matched by collage used in The Waste Land, or the highly collaged text of Berlin Alexanderplatz or the tremendous stylistic variety of Ulysses. There’s none of that here: the text is fluent and continuous. There’s no collage effect, no newspaper headlines or scraps of popular song or advertising jingles. Instead the text is continuous and smooth and highly poetic in style.

Modernism is also usually associated with the accelerated rhythms of the western city, as in the examples above or in John dos Passos’s huge novel, USA (1930 to 1936). Quite obviously a novel set nearly 2,000 years, before anything like the modern city had been imagined, could not use, quote or riff off any aspects of the twentieth century urban experience. So in that respect, also, the novel is not modernist.

What is modernist about it, maybe, is a secondary characteristic, which may sound trivial but is the inordinate length of Broch’s sentences. These can be huge and very often contain multiple clauses designed to convey the simultaneous perception of external sense impressions with bursts of interior thought, memory, opinion and so on – all captured in one sentence.

The Jean Starr Untermeyer translation

The 1945 translation into English was done by Jean Starr Untermeyer. I have owned the 1983 Oxford University Press paperback edition of this translation (with an introduction by Bernard Levin) since the mid-1980s and never got round to reading it till now. This edition contains a longer-than-usual 4-page translator’s note by Jean Starr Untermeyer who, we learn, devoted five years of her life to translating this novel. We also realise, within a few sentences, that her English is non-standard i.e. a bit quirky and idiomatic. On the whole I think that is a good thing because it continually reminds you of the novel’s non-English nature.

Untermeyer makes a number of good points about the difficulty of translating German into English. An obvious one is German’s tendency to create new words by combining individual nouns into new compound nouns. A second aspect of German style is that it can often have a concrete practical meaning but also a ghostly metaphysical implication. This doesn’t happen in English which has traditionally been a much more pragmatic down-to-earth language.

Long sentences

The biggest issue, though, is sentence length. Good German prose style has for centuries allowed of long sentences which build up a succession of subordinate clauses before being rounded out or capped by a final main verb.

English is the extreme opposite. English prefers short sentences. Hemingway stands as the patron saint of the prose style taught in all creative courses for the past 40 years which recommends the dropping of subordinate clauses, the striking out of all unnecessary adjectives, the injunction to keep sentences short and unadorned, a process Untermeyer colourfully refers to as ‘exfoliation’.

As Untermeyer points out, Henry James’s use of long, multi-clause sentences was very much against the general trend of 20th century English prose (as was the extravagant prose style developed by William Faulkner a generation or so later, contrary to the Hemingway Imperative).

Untermeyer says that English prose works by placing its thoughts in sequence and separately expressed in short, clear sentences; German prose more often works by seeking to express multiple levels of meaning ‘at one stroke’ i.e. in each sentence.

But Broch not only came from this very different tradition of conceiving and writing prose, but he pushed that tradition to extremes. Untermeyer reckons some of the sentences in the middle of the book might be the longest sentences ever written in literature. (I’m not so sure. Samuel Beckett wrote some very long sentences in Malone Dies and The Unnameable.)

Thought-groups

Broch’s sentences are long, very long, but they don’t have the deliberately confusing repetitiveness, the incantatory repetitiveness of Beckett. They are clearly trying to capture something and Untermeyer explains in her note that the aim can be summed up by one maxim: ‘one thought – one moment – one sentence’.

Each sentence is trying to capture what she calls one ‘thought-group’, the flickering and often disparate impressions and sensations which occur to all of us, all the time, continually, in each changing second of perception and thought. The difference between you and me and Hermann Broch is that Broch spent a lifetime trying to develop a prose style which adequately captures the complexity of each fleeting moment of consciousness.

In English we do have a tradition of hazy impressionistic prose maybe best represented by the shimmering surfaces of Walter Pater’s aesthetic novel, Marius the Epicurean (also about ancient Rome). And a related tradition of deliberate over-writing in order to create an indulgently sensual effect, maybe associated with Oscar Wilde and sometimes dismissively called ‘purple prose’.

Broch’s intention is different from both of those because he is trying to be precise. His sentences are so very long only because he is trying to capture everything that his subject felt in that moment. The superficial comparison in English is with James Joyce’s Ulysses but Joyce wove an intricate web of symbolic and sound associations, at the same time as he steadily dismantled the English language, in order to make his text approximate the shimmering a-logical process of consciousness. Broch goes nowhere near that far. His sentences may be epic in length, but they are always made up of discrete clauses each of which is perfectly practical and logical and understandable in its own right.

And from Pater to Joyce, the English style of long sentences has tended to choose sensual and lugubrious subject matter, from the lilies and roses of Wilde’s prose to the astonishing sensuality of Ulysses. Broch, by contrast, uses his long sentences to cover a much wider range of subject matter, much of it modern, unpleasant and absolutely not soft and sensual.

In the warehouse district

One example will go a long way to demonstrating what I’m describing. Early in the novel the little fleet carrying the emperor and Virgil docks at Brundisium. Virgil is then carried off the ship and carried in a litter by slaves to the emperor’s mansion in the city, led by a young man with a torch who leads them among the warehouses of Brundisium. Here is one sentence from the passage describing this journey.

Again the odours changed; one could smell the whole produce of the country, one could smell the huge masses of comestibles that were stored here, stored for barter within the empire but destined, either here or there after much buying and selling, to be slagged through these human bodies and their serpentine intestines, one could smell the dry sweetness of the grain, stacks of which reared up in front of the darkened silos waiting to be shoveled within, one could smell the dusty dryness of the corn-sacks, the barley-sacks, the wheat-sacks, the spelt-sacks, one could smell the sourish mellowness of the oil-tuns, the oil-jugs, the oil-casks and also the biting acridity of the wine stores that stretched along the docks one could smell the carpenter shops, the mass of oak timber, the wood of which never dies, piled somewhere in the darkness, one could smell its bark no less than the pliant resistance of its marrow, one could smell the hewn blocks in which the axe still clove, as it was left behind by the workman at the end of his labour, and besides the smell of the new well-planed deck-boards, the shavings and sawdust one could smell the weariness of the battered, greenish-white slimy mouldering barnacled old ship lumber that waited in great heaps to be burned. (Pages 24 to 25)

What does this excerpt tell us? It demonstrates both a) Broch’s ability to handle a long sentence with multiple clauses and b) the complete absence of modernist tricks such as collage, quotation etc.

And there is none of the shimmering incoherence of, say, Virginia Woolf’s internal monologues. Instead it is quite clear and comprehensible and even logical. What stands out is the repetition, and the way it’s really more like a list than a wandering thought.

I’ve mentioned that Broch is a systematic thinker and many of these long sentences don’t really meander, they work through all the aspects of a thought or, in Untermeyer’s phrase, thought-group. We are in the warehouse district, a place saturated in the stinks of the goods stored there. And so Broch enumerates them, not in the English style, in a series of short, discrete sentences, but in one super-sentence which tries to capture the totality of the sense impression all together, as it were, capturing one moment of super-saturated perception.

Pigs and slaves

Far from the shimmering impressionism of the English tradition, The Death of Virgil is also capable of being quite hard, almost brutal. Thus the opening passages contain quite stunning descriptions of being on deck of an ancient Roman galley on a very calm sea as it is rowed at twilight into the harbour of Brundisium just as a thousand lamps are lit in the town and reflected like stars on the black water. So far, so aesthetic.

But Broch mingles this soft stuff with over a page harshly criticising the aristocratic guests on the ship whose only interest on the entire journey has been stuffing their faces like pigs. At these moments the narrative is more like Breughel than Baudelaire.

He also devotes a page to a nauseated imagining of the life of the galley slaves, chained below decks, condemned to eternal toil, barely human, a frank admission of the slave society the entire narrative is set among. The theme is repeated a bit later as Virgil watches the slaves carrying goods from the ship once it’s docked and being casually whipped by their bored overseers.

And there’s another theme as well. When the imperial ship docks, it is greeted by roars of approval from the crowd who have gathered to greet their emperor. Suddenly Broch switches to a more socio-political mode, meditating on the terrible evil to be found in the crowds which seek to suppress their individual isolation by excessive adulation of The One – an obvious critique of Nazism.

From far off came the raging, the raging noise of the crowd frantic to see, the raging uproar of the feast, the seething of sheer creatureliness, hellish, stolid, inevitable, tempting, lewd and irresistible, clamorous and yet satiated, blind and staring, the uproar of the trampling herd that in the shadowless phantom-light of brands and torches dove on towards the evil abyss of nothingness… (p.47)

German brutalism

These passages also epitomise what I think of as ‘the German quality’ in literature, which is a tendency to have overgassy metaphysical speculation cheek-by-jowl with a pig-like brutality, qualities I found in the other so-called masterpiece of German Modernism.

The claim about metaphysical bloat is merely repeating the claim of Walter Laqueur, who knew more about Weimar literature than I ever will and found it present in much of that literature. The comment about piggishness is based on my reading of:

  • Berlin Alexanderplatz, which starts as the protagonist, Franz Biberkopf, is released from prison where he’d been serving a sentence for murdering his girlfriend, Ida, and one of the first things he does is go round and rape his dead girlfriend’s sister, Minna. There’s the scene where the scumbag Reinhold drunkenly smashes his girlfriend, Trude’s, face to a pulp or when Franz beats his girlfriend Mieze black and blue etc.
  • The surprising crudity of much Kafka, the protagonists of The Trial and The Castle jumping on their female companions without warning, and the visceral brutality of stories like The Hunger Artist or In The Penal Colony.
  • The crudity of Herman Hesse’s novels, such as The Steppenwolf, in which the ‘hero’, Harry Haller, murders the woman who took pity on him and loved him, Hermine.
  • The Man Without Qualities by Robert Musil which I was enjoying very much for its urbane and humorous tone until – sigh – being German, it had to introduce a psychopath, Moosbrugger, who is on trial for murdering a prostitute and chopping her up into pieces, a process which the author describes in gratuitous detail.
  • In Broch’s own novels, Esch, the piggish ‘hero’ of The Anarchist rapes the innkeeper he subsequently shacks up with, and thinks well of himself because he doesn’t beat her up too much, too often.
  • Wilhelm Huguenau, the smooth-talking psychopathic ‘hero’ of The Realist, murders Esch and then rapes his wife.
  • Bertolt Brecht made a point of dispensing with bourgeois conventions in order to emphasise the brutal reality of the ‘class struggle: ‘Erst kommt das Fressen, dann kommt die Moral.’

Phenomenology

I’ll quote from my own review of The Romantic:

Aged 40 Broch gave up management of the textile factory he had inherited from his father and enrolled in the University of Vienna to study mathematics, philosophy and psychology. I wonder what kind of philosophy Broch studied because this focus on trying to describe the actual processes of consciousness – the flavour of different thoughts, and the ways different types of thought arise and pass and sink in our minds – reminds me that Phenomenology was a Germanic school of philosophy from the early part of the century, initially associated with Vienna. According to Wikipedia:

In its most basic form, phenomenology attempts to create conditions for the objective study of topics usually regarded as subjective: consciousness and the content of conscious experiences such as judgements, perceptions, and emotions. Although phenomenology seeks to be scientific, it does not attempt to study consciousness from the perspective of clinical psychology or neurology. Instead, it seeks through systematic reflection to determine the essential properties and structures of experience.

‘Through systematic reflection to determine the essential properties and structures of experience.’ That’s not a bad summary of what Broch does in The Sleepwalker novels and does again here. The obvious difference is that whereas The Sleepwalker novels have plots and numerous characters who interact in a multitude of scenes, in The Death of Virgil Broch found a perfect subject – a deeply sensitive, highly articulate poet – to host/inspire/articulate an enormous number of these phenomenological speculations, long passages which not only describe Virgil’s sensations and thoughts, but analyse, ponder and reflect on the nature of thought itself.

Thus the first part of the passage through the warehouses, which I’ve quoted, amounts to a catalogue of sense impressions. But the smells of country produce awaken a yearning in him for the peace he knew back when he was growing up on his parents’ farm, but not some peace described in the English purple prose tradition – instead a highly theoretical and metaphysical notion of ‘peace’, as representing longing for a full integration of the self, a longing-yearning which haunts Virgil but which he is fated never to achieve.

Here’s an excerpt from that scene. To understand it you need to know that the roaring greeting of the mob in Brundisium town square had led Virgil to pretty negative thoughts about humanity in all its crudity. And so, in this sentence, the two themes –yearning, and the mob – are blended.

It was himself he found everywhere and if he had to retain everything and was enabled to return all, if he succeeded in laying hold on the world-multiplicity to which he was pledged, to which he was driven, given over to it in a daydream, belonging to it without effort, effortlessly possessing it, this was so because the mutiplicity had been his from the very beginning; indeed before all espial, before all hearkening, before all sensibility, it had been his own because recollection and retention are never other than the innate self, self-remembered, and the self-remembered time when he must have drunk the wine, fingered the wood, tasted the oil, even before oil, wine or wood existed, when he must have recognised the unknown, because the profusion of faces or non-faces, together with their ardour, their greed, their carnality, their covetous coldness, with their animal-physical being, but also with their immense nocturnal yearning, because taken all together, whether he had ever seen them or not, whether they had ever lived or not, were all embodied in him from his primordial origins as the chaotic primal humus of his very existence, as his own carnality, his own ardour, his own greed, his own facelessness, but also his own yearning: and even had this yearning changed in the course of his earthly wanderings, turned to knowledge, so much so that having become more and more painful it could scarcely now be called yearning, or even a yearning for yearning, and if all this transformation had been predestined by fate from the beginning in the form of expulsion or seclusion, the first bearing evil, the second bringing salvation, but both scarcely endurable for a human creature, the yearning still remained, inborn, imperishable, imperishably the primal humus of being, the groundwork of cognition and recognition which nourishes memory and to which memory returns, a refuge from fortune and misfortune, a refuge from the unbearable; almost physical this last yearning, which always and forever vibrated in every effort to attain the deeps of memory, however ripe with knowledge that memory might be. (pages 25 to 26)

Here we have some choice examples of the German tendency to make up new compound nouns to describe elusive philosophical or psychological categories: ‘world-multiplicity’, ‘self-remembered’, ‘animal-physical’.

And the use of repetition is pretty obvious – I’ve singled out the words ‘yearning’ and ‘memory’. It isn’t really repetition for the sake of either euphony (purely for the sound), or to drive home a point (as in, say, Cicero’s legal speeches). It is more that, with each repetition, the meaning of the word changes. Broch is examining the concepts behind these key words from different angles. Each repetition sheds new light, or maybe gives the word additional connotations. It is a cumulative effect.

An obvious question is: does this kind of thing actually shed light, does it help us to understand the human mind any better? Well, not in a strictly factual sense, but in the way that literature forces us to have different thoughts, sensations, expands the possibilities of cognition, vocabulary and expression, then, maybe, yes. And the epic length of Broch’s sentences are indicative of his attempt to really stretch the possibilities of perception, or perception-through-language, in his readers.

Then again, it isn’t an actual lecture, it’s not a scholarly paper appearing in a journal of psychology; it’s embedded in a work of literature so a better question is: how does it work within the text?

Any answer has to take account of the fact that this is only one of literally hundreds of other passages like it. No doubt critics and scholars have tabulated and analysed Broch’s use of key words and concepts and traced them back to works of psychology, philosophy or phenomenology he may have read. For the average reader the repetition of words and phrases and the notions they convey has more of a musical effect, like the appearance, disappearance, then reappearance of themes and motifs, building up a complex network of echoes and repetitions, many of which are not noticeable on a first reading. I ended up reading passages 2 or 3 times and getting new things from them at every reading.

Last but not least: do you like it? I found The Death of Virgil difficult to read not because of the clever meanings or subtle psychology but because a lifetime of reading prose from the Hemingway Century, compounded by a career working on public-facing websites, has indoctrinated my mind into preferring short, precise sentences. So I found it an effort to concentrate fully on every clause of these monster sentences – that, the sheer effort of concentrating of every element in these long sentences, holding all the clauses in your mind as they echo and modify each other – that’s what I found difficult.

But short answer: Yes, I did enjoy it. Very much. And it grows and adds new resonances with every rereading. It’s a slow read because I kept picking it up after putting it aside to make lunch, water the garden, feed the cats etc, found I’d forgotten where I was (because so many of the pages are solid blocks of text without any paragraph breaks) and so ended up rereading pages which I’d read once and not even realising it, but when I did, deliberately rereading it with a whole new pleasure, hearing aspects of the text, its meanings and implications and lush style, which I’d missed first time around.

Lyricism

Because The Death of Virgil is highly lyrical. Untermeyer says the entire text is in effect a poem because of its sustained lyricism. It certainly overflows with lyrical passages of deliberate sensuality.

Through the open arched windows well above the city’s roofs a cool breeze was blowing, a cool remembrance of land and sea, seafast, landfast, swept through the chamber, the candles, blown down obliquely, burned on the many-branched, flower-wreathed candelabrum in the centre of the room, the wall-fountain let a fragile, fan-shaped veil of water purl coolly over its marble steps, the bed under the mosquito netting was made up and on the table beside it food and drink had been set out. (p.41)

Maybe you could posit a spectrum of the content, with pure lyricism at one end, pure abstraction at the other, and a mix in the middle. So the excerpt above is what you could call entry-level lyricism in the sense that it is concerned solely with sense impressions, sense data, describing the ‘real’ world. Here’s a passage which contains hints of the metaphysical:

Yet in the night’s breath all was mingled, the brawling of the feast and the stillness of the mountains and the glittering of the sea as well, the once and the now and again the once, one merging into the other, merged into one another… (p.42)

And here is the full-on visionary-metaphysical:

Oh, human perception not yet become knowledge, no longer instinct, rising from the humus of existence, from the seed of sentience, rising out of the wisdom of the mothers, ascending into the deadly clarity of utter-light, of utter-life, ascending to the burning knowledge of the father, ascending to cool heights, oh human knowledge, unrooted, eternally in motion, neither in the depths nor on the heights but hovering forever over the starry threshold between night and day, a sigh and a breath in the interrealm of starry dusk, hovering between the life of the night-held herds, and the death of light-flooded identification with Apollo, between silence and the word, the word that always returns into silence. (p.48)

By now I hope you can see how Virgil’s mind is in almost permanently visionary mode. In his last hours he is entirely concerned with huge abstract ideas of human nature and destiny and personal intimations about being and consciousness and awareness, all mixed into a great, prolonged swirl. Every conversation, every new event, stirs a new aspect of this endless flow of thoughts, triggers a new long rhapsody. The novel as rhapsody, where rhapsody is defined as ‘an effusively enthusiastic or ecstatic expression of feeling’.

Plot summary

Part one, ‘Water – The Arrival’, is just 53 pages long. The third person narrator records Virgil’s thoughts about the sea journey, his swinish companions, his regret at being forced to leave Athens, notifies us that he is very ill, all as the fleet of 6 ships pulls into the harbour of Brundisium as night falls.

The emperor’s ship navigates among the many other ships in the harbour, ties up and slaves start to unload it, while Virgil is carried ashore in a litter borne by 4 slaves.

A huge crowd has turned out to greet Augustus in the central square, roaring approval. Virgil is carried through them, overcome with disgust at humanity, led by a youth who has appeared out of nowhere carrying a torch.

This youth leads the slaves bearing Virgil’s litter through the smelly warehouse quarter and then into a very dirty narrow back passage, reeking of poverty, as raddled women hang out their windows yelling abuse at the rich guy in the litter. This is a sort of vision of hell and goes on for some pages, Virgil repeatedly calling it Misery Street.

They finally emerge into a plaza, also thronged, and make their way through the surging crowd to the gates to the emperor’s palazzo. Here they are let through by the guard and handled by an efficient major-domo who escorts them to their room.

The mysterious torch-bearing boy is unaccountably still with Virgil and when the major-domo tells him to leave, Virgil, on an impulse, says the boy is his ‘scribe’ and can stay. When he asks how long the boy slave will stay with him, the boy gives the portentous reply ‘forever’, which triggers a characteristic response in Virgil:

 Everlasting night, domain in which the mother rules, the child fast asleep in immutability, lulled by darkness, from dark to dark, oh sweet permanence of ‘forever’. (p.44)

The slaves depart. Virgil is alone in the bedroom he’s been allotted, perceiving the night sky, the plash of the fountain in the gardens outside, overcome with swirling thoughts about peace and youth and sense impressions and memory, as he lies on the bed and tries to sleep. End of part one.


Credit

The Death of Virgil by Hermann Broch was published by Pantheon Books in 1945. References are to the 1983 Oxford University Press paperback edition.

Hermann Broch reviews

Reviews of 20th century German literature

The Weimar Republic

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Books

German history

Virgil and the Christian World by T.S. Eliot (1951)

T.S. Eliot: a potted biography

The great Anglo-American poet, playwright and critic T.S. Eliot (1888 to 1965) came from America to England just before the First World War, published a small number of sensuous, ‘modernist’ poems displaying a sensibility in debt to French Symbolism. Soon after the Great War ended he published the seminal modernist poem, The Waste Land (1922), but also established a reputation as a deeply insightful and intelligent critic of much earlier English literature, particularly the Jacobean playwrights and metaphysical poets of the early 1600s.

His reputation was enhanced and his influence steadily spread, especially among the younger generation of writers and critics, due to his editorship of a literary and philosophical magazine, The Criterion, which he edited from 1922 to 1939. Readers of The Criterion came to realise that, far from being a youthful revolutionary who was set on overturning literary values, and despite the radical format of The Waste Land (collage, fragments, quotes from multiple foreign languages), Eliot was, in fact, a profoundly conservative thinker.

This was made explicit when in 1928, in the foreword to a book of essays titled ‘For Lancelot Andrewes’ (the Jacobean bishop and writer) Eliot ‘came out’, declaring himself ‘a classicist in literature, royalist in politics and Anglo-Catholic in religion,’ committing himself to hierarchy and order in all three fields.

He had already taken British citizenship. In the later 1930s he attempted to revive the verse drama of the Elizabethans which he had spent so much time analysing, on the modern stage, writing a series of plays in verse, starting with Murder in the Cathedral (1935).

During the Second World War Eliot worked as a reader for the publishers Faber & Faber during the day and a fire warden at night. The masterpiece of his maturity was the set of four longer poems collectively titled the Four Quartets (Burnt Norton, 1936, then East Coker, The Dry Salvages, and Little Gidding, published in 1940, 1941 and 1942, respectively).

After the war, Eliot settled into the position of Grand Old Man of Poetry, with a leading role at the leading publisher of poetry, Faber. He continued to write essays and make broadcasts on the radio. With his public conversion to Anglicanism he had achieved an ideological and psychological stability.

Having lived through two ruinous world wars, a lot of Eliot’s effort was now devoted towards helping to define and preserve the best of European civilisation. His early essays had been offshoots of a poet working through his own problems and interests; the later essays are a conscious effort to establish a canon of classic literature, trying to formulate universal categories to define and preserve it.

It is in this spirit that in 1951 he delivered a lecture on BBC radio titled ‘Virgil and the Christian World’, which was then printed in The Listener magazine and collected in the volume On Poetry and Poets.

Virgil and the Christian World

As befits radio this is not an address to a specialist audience of literary scholars but a more broad brush approach for a general audience. Eliot explains that he is not setting out to assert Virgil’s special value as a poet or moralist, but to pay attention to ‘those characteristics of Virgil which render him peculiarly sympathetic to the Christian mind’.

Straight away he addresses the notorious issue of the Virgil’s Fourth Eclogue. This, the fourth and final of Virgil’s set of lengthy poems about the countryside or ‘eclogues’, contains extravagant praise of the forthcoming birth of a special child, who, the poet claims, will bring a new golden age, the return of Saturn and the Virgin, the gift of divine life etc.

As early Christianity established itself, early Christian apologists ransacked all available texts, from old Jewish scriptures to the entire literature of the ancient world, looking for proofs and prophecies, any text anywhere which could be made to prefigure and predict the arrival of their messiah.

Thus the Fourth Eclogue was quickly adopted by these apologists and Virgil was made an honorary Christian before the fact because Christians claimed he had been gifted with spiritual prophecy to foresee the coming of the Christ. Throughout the entire Middle Ages and well into the Renaissance scholars and theologians genuinely believed that Virgil had predicted the coming of the Christ child.

Eliot makes clear right at the start that he in now way thinks that Virgil foresaw the birth of Christ (some 19 years after he himself died). Rather, Eliot thinks the Fourth Eclogue was written to a friend of his, Pollio, whose wife was expecting a baby.

[In fact, the notes to the OUP edition of the Eclogues which I recently read, suggest that this passage of the Fourth Eclogue was describing the hoped-for son of the recent marriage of Antony and Octavius’s sister, Octavia (in 40 BC), because contemporaries devoutly hoped that their union would usher in a final end to Rome’s endless civil wars.]

Eliot then ponders the meaning of the words prophet, prophecy and predict. He himself has no doubt that Virgil had no inkling of the coming of Christ. On the other hand, he suggests that if the word ‘inspiration’ means writing something the poet himself does not completely understand, and which he or she may themselves misinterpret once the ‘inspiration’ has passed, the maybe Virgil was ‘inspired’.

This is by way of preparing the way for some autobiography, for Eliot then paints an obvious portrait of himself and how his most famous poem, The Waste Land, which arose out of his purely private concerns, amazed him by going on to become the rallying cry for an entire generation of writers.

A poet may believe that he is expressing only his private experience; his lines may be for him only a means of talking about himself without giving himself away; yet for his readers what he has written may come to be the expression both of their own secret feelings and of the exultation or despair of a generation.

A poet need not know what his poetry will come to mean for others just as a prophet need not understand the meaning of their prophetic utterance. Thus there may be any number of secular, historical explanations for the Fourth Eclogue; but he repeats his definition of ‘inspiration’ as tapping into a force which defies all historical research.

Anyway the point is that the existence of the Fourth Eclogue which so many Christians mistakenly thought was divinely inspired, gave Virgil and his writing a kind of free pass into the new Christian order, opening ‘the way for his influence in the Christian world’, something mostly denied to other explicitly ‘pagan’ authors. On the face of it this is a lucky accident but Eliot doesn’t believe it was an ‘accident’.

Eliot anticipates Jackson Knight’s view, expressed in his Penguin translation of the Aeneid from a few years later (1956), that Virgil was the poet of the gateway, looking both back to the pagan world and forwards to the Christian dispensation.

So after these preliminaries, Eliot gets to the meat of his essay: In what way did Virgil anticipate the Christian West? Eliot tells us that, to answer his question, he is going to rely on a book by a German scholar, Theodor Haecker, titled Virgil: The Father of the West.

Before he gets started though, Eliot rather surprisingly devotes a page to autobiography, telling us that as a boy learning the Classics he much preferred Greek to Latin (and still does). However he found himself immediately more drawn to Virgil than Homer. The main reason was that the gods in Homer are so capricious, selfish and immoral and all the so-called ‘heroes’ are in fact coarse ruffians. The only decent character in the entire book is Hector.

Nowadays, if forced to explain his preference, he’d say he prefers the world of Virgil to the world of Homer: it was ‘a more civilised world of dignity, reason and order’. Eliot goes on to compare the Greek and Roman worlds, saying the culture of Athens was much superior in the arts, philosophy and pure science. Virgil made of Roman culture something better than it was. Then he quietly makes a very big leap in the argument, claiming that Virgil’s ‘sensibility was more nearly Christian than any other Roman or Greek poet’. How so?

He says he is going to follow Haeckel’s procedure of examining key words in the poem and highlights laborpietas and fatum. However, he immediately drops this plan and veers off into a consideration of the Georgics. What Virgil really intended the Georgics for remains a bit of a mystery: they’re not particularly useful as a handbook to farming, and they contain many digressions completely extraneous to their ostensible subject matter. After pondering Virgil’s motivation, Eliot concludes that Virgil intended to affirm the dignity of agricultural labour and the importance of the cultivation of the soil for the wellbeing of the state, both materially and spiritually.

The Greeks may have perfected the notion that the highest type of life is the contemplative life (Plato et al) but they tended to look down on manual labour. For Eliot the Georgics affirm the importance of manual labour on the land. Then he makes a leap to talk about the monastic movement which grew up within medieval Christendom and how the monastic orders combined both aspects, combining a life of contemplation with quite arduous labour, as both being essential for the life of the complete man.

It may be that the monks who read and copied Virgil’s manuscripts recognised their spirit in the Georgics.

Now onto the Aeneid. Eliot says this epic poem is:

concerned with the imperium romanum, with the extension and justification of imperial rule.

(quite unlike W.A. Camps with his silly claim that the Aeneid is not a work of propaganda.) But Eliot claims that Virgil’s ‘ideal of empire’ was founded on a devotion to the land, to the region, village, and family within the village. This brief explanation is his discussion of labor because Eliot now turns to the more important concept of pietas.

In English someone is called ‘pious’ if they make a great show of their religious faith. Eliot says that pietas for Virgil had much wider associations: it implies a respectful attitude to the individual, the family, the region, and towards ‘the imperial destiny of Rome’. Aeneas is also ‘pious’ in his respect towards the gods and punctilious observance of rites and offerings.

Eliot delves further into the meanings of the word. Piety to a father can, for example, mean not only affection for an individual but acceptance of a bond which one has not chosen. Piety towards the father is also an acceptance of the correct order of things, and so, obliquely, respect of the gods. After some shilly-shallying Eliot gets to the point he wants to make: all these forms of piety involve some form of humility and humility is a professedly Christian virtue. Aeneas is, in this respect, the polar opposite of Achilles or Odysseus, who have not a shred of humility about them.

[Interestingly, given the date of the essay, written soon after the end of the Second World War, Eliot describes Aeneas as the original Displaced Person, a fugitive from a ruined city and an obliterated society.]

Odysseus endures ten years of exile but eventually returns to his home hearth, to a loyal wife, a dutiful son, his slaves and faithful dog. Whereas Aeneas can’t go home: he is a man on a mission and accomplishing that mission, the poem makes repeatedly clear, is only the very beginning of the long history of Roman origins and rise. Odysseus’s story ends when he gets home (and kills the suitors); Aeneas’s entire journey is itself only an episode in the much larger history of Rome.

Therefore, Eliot asserts (with a bit of a stretch, in my view) Aeneas is ‘the prototype of a Chistian hero’. He accepts the duty laid on him by the gods regardless of the price to himself. He subjugates his own will and desires to his god-given task.

This brings Eliot to fatum (so, OK, we are proceeding via the key word process). There is an excess of words to cover this concept. Eliot says maybe the best translation is ‘destiny’ but then makes the polemical point that you cannot have ‘destiny’ in a purely mechanical universe.

Eliot then tries to give a Christian interpretation to Aeneas’s ‘destiny’. It is a burden and a responsibility rather than a reason for self glorification. It happens to some men and not others because some have the gifts and the responsibility but they did not make these; something external made these and the humble man accepts the gifts and the responsibility. Who made them? Not the anthropomorphised pagan gods who behave so selfishly and vulgarly in the poem. Some power much deeper.

He zeroes in on the entire Dido episode (book 4) in particular Aeneas’s shame at abandoning Dido, shame which is revived when he meets her shade in the underworld in book 6 and she refuses to look at him or speak. This, for Eliot, more than personal shame, symbolises how much Aeneas suffered to carry out his god-given destiny. Making his point completely explicit, he says: ‘it is a very heavy cross to bear.’

Eliot can think of no other pagan poet who could have created this situation with its emotional, psychological and philosophical subtlety.

What does this ‘destiny’ mean? For Virgil’s conscious mind, and his contemporary readers, not least the all-powerful Augustus, there’s no doubt it means the imperium romanum. But Eliot then makes some dubious and sweeping generalisations. He claims that Virgil proposed for his contemporaries a noble ideal of empire – personally, I don’t see that in the poem. There are Anchises’ lines reminding Romans they must rule well and there’s praise of Augustus for bringing peace and order, but that’s about it. Eliot stretches it by claiming that Virgil’s work proposed ‘the highest ideal’ for any secular empire. Personally, I just don’t see that. In my view what the Aeneid praises is military conquest, might and power. There might be a strong thread of regret and sadness running through it, but that is the poem’s overt message.

Eliot proceeds to claim that ‘we are all, so far as we inherit the civilisation of Europe, still citizens of the Roman Empire’. Is that true? I can see strong points on either side of the argument.

But he then goes on to claim that the Roman Empire Virgil imagined was ‘greater’ than the actual one of generals and proconsuls and businessmen. Eliot claims that Virgil invented this ideal and ‘passed [it] on to Christianity to develop and to cherish.’ I disagree on a number of levels.

First, I find the actual process of creating empire, as described in the Aeneid, to be hyper-violent and destructive, flagrantly contrary all Christian morality.

Second, part of the ideal which Eliot is describing must include the idealisation of the first Roman emperor Augustus. I can see why Virgil a) pinned his hopes for peace on b) sucked up to, the most powerful man in Rome, but in the end the entire poem amounts to the propagandistic adulation of a mass murderer, a man who achieved supreme power by liquidating all his enemies and then ensuring nobody could threaten his unique rule for the next 40 years. The Aeneid defends a military dictator.

So I just don’t agree when Eliot claims that it passed onto its Christian heirs any kind of noble model for how to run a spiritual empire. The exact opposite.

Eliot reiterates his claim that we are all still citizens the Roman Empire. Well, there are arguments both ways but ultimately I think he is incorrect. The state we inhabit in England in 2022 owes more to the non-Roman traditions of the pagan Danes and Anglo-Saxons and feudal Normans who each conquered this country, than to the Roman civilisation which they eclipsed. Our democracy owes nothing to Rome; it developed out of medieval feudalism, itself an import from Normandy, itself a colony of Vikings.

I think Eliot’s vision of a total European civilisation is erroneous and that his claim that this civilisation was in part inspired by Virgil is wrong.

Moreover, there is a blindingly obvious problem here, which is that Eliot is defending empire as an ideal form of government. Obviously this was considerably easier to do in 1951 than it would be nowadays. Millions of inhabitants of the former British Empire have immigrated to Britain and their children, in politics, in culture and in academia, have enthusiastically set about damning the British Empire, rubbishing any claim that it ever had anything positive about it. So just the sound of Eliot defending empire as a ‘noble ideal’ sounds badly in our time.

As to whether Virgil’s ideal of a suprahuman noble empire actually did inspire church authorities in the Middle Ages, I think you’d need a book examining the impact of the Virgilian ‘ideal’ on theologians, political thinkers, churchmen and statesmen throughout the Middle Ages and that would be a vast undertaking. I bet one exists, though. I’d love to read it.

This was, after all, only a half-hour radio lecture. Eliot’s sensitivity and insight and intellect bring out all kinds of aspects of Virgil’s achievement. And his thesis – that Virgil’s achievement of creating the notion of an ideal empire was to haunt the European imagination – is one of those ideas which is itself so big and vague that you can’t really prove or disprove it. But it’s an interesting perspective to add to the hundreds of other perspectives with which we can view Virgil’s epic poem.

Eliot concludes his essay with a page about a word which is missing from Virgil which is ‘love’. Amor does crop up, especially in the story of Dido and Aeneas. But it has nowhere near the force and central importance that it has for a Christian poet like Dante. It never has:

the same significance as a principle of order in the human soul, in society and in the universe that pietas is given.

Thus Eliot agrees (no surprise) with Dante’s positioning of Virgil in the Divine Comedy as an inspired teacher and guide right up to the barrier of belief, which he is not allowed to cross. In Eliot’s view Virgil mapped out a universe which in many ways anticipated the Christian universe, and handed many of its values onto later generations of Christian thinkers (and poets). But there is a line and Virgil doesn’t cross over into being a Christian. He can’t.

Instead, Virgil was limited by his position in history: the highest value he can conceive of, the value which underpins so much of the character and action of the Aeneid, was pietas, respect for father, family and fatherland.

But the highest value for the Christian poet Dante was love, the love which has created the entire universe and moves the sun and the stars and which we can all aspire to. Next to the gorgeous rose of Dante’s universe of love, Virgil’s pietas is a hard, iron sword, the colour of Roman imperialism.


Other Eliot reviews

Roman reviews

On the laws by Cicero

We are born for justice and what is just is based, not on opinion, but on nature.
(De legibus, book I, section 28)

Cicero began writing the De legibus or On the laws during the same period as the De republica, i.e. the late 50s BC, but suspended work on it when he was compelled to go and be governor of Cilicia in 51 BC, and possibly never resumed it. It is certainly unfinished. We have just two books of 60-odd sections each and most of book 3 (49 sections) then the manuscript stops in mid-sentence. The 4th century AD philosopher Macrobius refers to the existence of a book 5. Maybe it was intended to have 6 books to parallel the De republica to which it is obviously a partner.

Like most of Cicero’s other works it is a dialogue though, unlike the De republica, it is set in the present and, instead of historical personages, features just the author himself, his brother (Quintus Tullius Cicero) and his best friend (Titus Pomponius Atticus, addressee of so many of Cicero’s letters).

De legibus has a simple premise: since he is Rome’s leading lawyer and advocate, Cicero’s brother and friend suggest he is perfectly placed to write a book about The Law, and so Cicero sets off with the aim of establishing the fundamental basis of law, before considering specific laws, whether they need to be amended and, if so, how. From the start Cicero describes and explicates what was essentially the Stoic theory of natural law as amounting to right reason in action.

Natural Law

In the introduction to the Oxford University Press edition, Jonathan Powell explains that Cicero’s theory of Natural Law was based on certain premises:

  1. that the universe is a system run by a rational providence
  2. that mankind stands between God and the animals so that in creating and obeying laws man is employing Right Reason
  3. that human potential can only be realised in communities – Cicero derives this from Aristotle’s view that humans are sociable animals
  4. that man is a homogeneous species – we have more in common than separates us – therefore we are susceptible to the same, one, universal natural law which stands above (or lies beneath) all ‘positive’ i.e. merely local and culture-specific laws
  5. that law is based on (human) nature not opinion – individual laws may come and go but the existence of a deep fundamental law of human nature can never change

Natural Law refuted

The objections to this are obvious and start with the counter statement that the universe is very much not a system run by a rational providence. Since Isaac Newton’s discoveries of the basic forces which govern the universe, there has been no need to posit a God to create and keep the universe running; and since Darwin published On The Origin of Species in 1859, there has been no need to posit a God who created the extraordinary diversity of life forms we see around us, including humanity. Many other reasons may be found for adducing the existence of a God or gods, but the regularity of the cosmos and the diversity of the natural world are not among them.

If God does not exist, didn’t create the universe and does not deploy a benevolent providence to watch over us, then humans cannot occupy a middle space between the animals and this God who doesn’t exist. We are more accurately seen as just another life form amid the trillions teeming all over the earth.

Cicero displays towards human beings the same kind of anthropocentric chauvinism and exceptionalism which was first recorded among his Greek predecessors and persisted through most thinking about humanity and human nature up till very recently. Only in the last couple of generations has it become clear that humans may have invented language and maths and built skyscrapers and flown to the moon but that, deep down, we are just apes, mammals, animals, and behave much like all the other mammals, in terms of our fundamental behaviours – feeding, mating and fighting.

If you have a God, then you can establish a hierarchy with him at the top, then the angels, then humans sitting comfortably above all other species on earth. If you have no God, the hierarchy crumbles and we are just one among a million different life forms jumbled together on this small planet, engaged in the never-ending battle for survival. Nowadays we know that humanity is killing off the other species, destroying countless habitats, and burning up the planet as no other species possibly could. Some people characterise our arrogant lording it over life forms as speciesism, a view I share.

If there is one quality that distinguishes human beings from all other species it is our unique capacity for destruction.

The notion that humans are governed by Right Reason has always seemed to me self evidently false. Our values are inculcated by the society we grow up in. If some values are almost universal across most of these societies this is because they make evolutionary sense, they help the group survive, rather than being a Universal Law handed down by a Benevolent God.

Therefore premises 1, 2, 4 and 5 listed above are false. We are left with 3, the notion that humans naturally live in groups or communities, which seems to be objectively true, but gives us no guide on how we should conduct ourselves, or establish laws or rules for running these communities.

Lastly, the introductions to all these texts by Cicero tend to talk about Universal values, Universal laws, and Universal human nature very freely but I can’t help feeling they only apply to the Western world. The terms of reference seem very Eurocentric or Anglocentric or whatever the word is for Western-centric. Meaning that my reading about African tribes, cultures, laws and traditions, or what I know about Chinese history, and my personal experience of travelling in the Muslim world, suggest that there are many non-Western cultures which don’t share these ways of looking at the world at all. I’m guessing the same could be said about Indian culture, or the traditions of the native Americans of North or South America, the Australian aborigenes and any number of other cultures.

Liberals may be proud of the Universal Declaration of Human Rights (UDHR), adopted by the recently founded United Nations, founded by the soon-to-be-victorious Allies during the Second World War, based in New York, a document drafted by a committee chaired by the American president’s wife (Eleanor Roosevelt) – but the idea of universal set of values is not a fact about human beings but a high-minded aspiration.

I recently visited the British Museum exhibition on Stonehenge. This has a section describing life in Britain before the advent of the (first) agricultural revolution, which began in the Middle East 12,000 years ago. The human population of Britain was minuscule (maybe 5,000) arranged into tiny communities of hunter gatherers who lived deep amid nature as they found her, without the knowledge, means or incentive to change anything, to fell trees, clear land, burn forests and so on. Instead they considered themselves an integral part of nature, not set aside from it. They killed rarely and atoned for their killings with offerings. And the exhibition says this was the way of life for most hunter-gatherer societies for most of human history i.e. going back hundreds of thousands of years, back through all the various species of the genus Homo.

So I’m saying that Cicero’s premises are not only wrong in the theoretical/theological way that they posit the existence of One Universal God to explain the world around us, an explanation which has been utterly superseded by the scientific worldview – but wrong in all his factual claims about human nature,  above all that it is universally the same, whereas we now know that there have been, and currently are, many, many, many more human cultures than Cicero could ever imagine.

The Romans thought the world amounted to one continent completely surrounded by a vast Ocean, punctuated by the middle-earth or Mediterranean Sea. They hugely underestimated the size of Africa, and thought the world ended with India and a little beyond the Ural mountains, so forming one circular continent. The historical examples Cicero bases his notion of a universal human nature on amount to a tiny sub-set of the actually existing cultures of his own time, and a minuscule sub-set of all the human cultures and societies which have existed over the face of the earth for the past several hundred thousand years.

So: this book is clever and interesting in all kinds of ways but it is based on multiple types of ignorance – deep, deep ignorance – which lead to false premises and wrong deductions on every page.

Cicero’s motivation

As we saw in De republica Cicero was a very practical-minded Roman. He wasn’t interested in airy-fairy philosophical speculations for their own sake. He was a staunch Roman patriot who wanted to preserve the Roman state. The practicalness of his motivation is stated explicitly mid-way through book one:

You see the direction which this discussion is taking. My whole thesis aims to bring stability to states, steadiness to cities, and well-being to communities. (I, 37)

He is not seeking ‘the truth’, so much as cherry-picking arguments from the range of Greek philosophy in order to shore up his practical and patriotic aim.

Book one

Cicero asserts that:

  1. human beings are blessed with the ultimate gift of the gods, Reason
  2. humans have a single way of living with one another which is universal
  3. all people in a community are held together by natural goodwill and kindness (I, 35)

As you can see, all these axioms are wrong and he goes on to deliver a slew of equally high-minded, fine-sounding sentiments which are equally false:

Law is the highest reason, inherent in nature, which enjoins what ought to be done and forbids the opposite. (I, 18)

Law is a force of nature, the intelligence and reason of a wise man, and the criterion of truth and injustice. (I, 19)

The creature of foresight, wisdom, variety, keenness, memory, endowed with reason and judgement, which we call man, was created by the supreme god to enjoy a remarkable status. Of all the types and species of living creatures he is the only one that participates in reason and reflection whereas none of the others do…Since there is nothing better than reason, and reason is present in both man and God, there is a primordial partnership between man and God. (I, 22-23)

No, humans were not created by God but evolved through natural processes. We now know that numerous other species certainly have memory, and many appear capable of thought and calculation. Who says there is nothing better than reason? A philosopher whose central subject is reason, which is like a carpenter saying there’s nothing better in the world than working with wood. Why is there nothing better in the world than reason. How about, say, love?

Since there is no God, the statement ‘since reason is present in both man and God, there is a primordial partnership between man and God’ is meaningless. Or more accurately, it has a meaning, but a meaning made out of words, in the same way that a poem about blue guitars floating up to the moon makes sense, but refers to nothing in the real world. On it goes:

Those who share reason also share right reason; and since that is law, we men must also be thought of as partners with the gods in law. (I, 23)

Those who obey the same laws effectively live in the same state and:

and they do in fact obey this celestial system, the divine mind, and the all-powerful god. Hence this whole universe must be thought of as a single community shared by gods and men. (I, 23)

In the course of the continuous circuits and revolutions of the heavens the right moment arrived for sowing the human race; that after being scattered and sown in the earth it was further endowed with the divine gift of mind; that whereas men derived the other elements in their makeup from their mortal nature…their mind was implanted in them by God. Hence we have…a lineage, origin or stock in common with gods…As a result man recognises God in as much as he recognises his place of origin…the same moral excellence in man and in God. (I, 24-25)

Cicero’s belief in God or gods isn’t tangential to his thought: his theism is absolutely central and vital to his entire view of human nature, reason, ethics, law and justice. And so, since there is no God, Cicero’s views on human nature, reason, ethics, law and justice are wrong from top to bottom. They may occasionally coincide with modern views based on humanistic atheism but these are accidental overlaps.

What makes this relatively short book (72 pages) so hard to read is that I disagreed with all his premises and almost all his conclusions. As a discussion of the theoretical basis of law and justice I found it useless. It has a sort of historical usefulness in shedding a very clear light on how a leading Roman lawyer conceived his profession and clearly explaining the kind of arguments about jurisprudence which were common in his day. And it includes references to Greek and Roman history which are anecdotally interesting. But every time he makes a general statement I find myself totally disagreeing and this eventually becomes very wearing:

Nature has lavished such a wealth of things on men for their use and convenience that every growing thing seems to have been given to us on purpose; it does not come into existence by chance. (I, 26)

Wrong: the life forms we see around us evolved by the process explained by Darwin, of which Cicero knows nothing; none of them were created ‘for our convenience’, instead food crops and livestock only began to be bred and fine-tuned for our use during the agricultural revolution which began some 10,000 years before Cicero’s time, of which he knew and understood nothing.

And the world does not exist ‘for our convenience’: it is precisely this self-centred sense of human privilege and entitlement which is very obviously destroying the earth in our own time.

God has created and equipped man in this way, intending him to take precedence over everything else. (I, 27)

Anthropocentrism. Narcissism*. Human chauvinism. Arrogance.

Nature made man alone erect, encouraging him to gaze at the heavens as being akin to him and his original home. (I, 27)

Sweet, poetic and false.

Cicero goes on to make the humanistic claim that people have more in common than separates them, we are all one human family. He is not stating this because he’d like to teach the world to sing in perfect harmony but because he wants to continue his thought that there is One God who has created one human race with One Reason and so it follows that there must be One Law to rule them all. Hence his insistence that there is One Human Nature. He claims that Reason:

  • may vary in what it teaches but is constant in its ability to learn
  • that what we perceive through the senses, we all perceive alike
  • that perceptions which impinge on our minds do so on all minds in the same way
  • that human speech may use different words but expresses the same ideas
  • troubles and joys, desires and fears haunt the minds of all alike

He is trying to corral human nature into his One God, One Reason, One Human Nature therefore One Law argument, but each of those four statements is questionable or wrong, starting with the notion that everyone is alike in the ability to learn and ending with the notion that we all experience the same emotions. Demonstrably false.

This is the evidence, in reality just wishes and assertions, which leads him to conclude that there is One Justice and that it derives from Nature (I, 33). Again and again he repeats the same formulas:

There is one, single, justice. It binds together human society and has been established by one, single law. That law is right reason in commanding and forbidding. (I, 42)

We are inclined by nature to have a regard for others and that is the basis of justice. (I, 43)

But repeating false claims doesn’t make them true.

Nature has created perceptions that we have in common, and has sketched them in such a way that we classify honourable things as virtues and dishonourable things as vices. (I, 44)

And yet Cicero saw Scipio Africanus, the general who oversaw the complete destruction of Carthage and the selling of its entire population of 50,000 into slavery as an epitome of virtue and honour and glory. Is that a perception we all have in common? Probably not the population of Carthage.

Moral excellence is reason fully developed and that is certainly grounded in nature. (I, 45)

Goodness itself is good not because of people’s opinions but because of nature. (I, 46)

Here and in many other similar formulations you can see that what he is arguing against is the notion that goodness and morality and law are contingent upon human societies. If this is true then, for a patriotic, socially-minded conservative like Cicero, what follows is anarchy. (It is the same fear of anarchy which underpins his conservative preference to keep on worshipping the gods according to the traditional ceremonies, as expressed in De rerum deorum.)

For more pragmatic, sceptical and utilitarian-minded people like myself, what follows is not anarchy, but is certainly a complex and never-ending process of trying to create culture, morality and laws which allow for diversity and strike a balance between conflicting opinions, classes and needs. The unending messiness of democracy, in other words.

Book one is essentially in two parts: up to section 40-something he is laying down these basic principles, and then gets his brother and best friend to enthusiastically vouch that he has certainly proved them, that men were endowed with reason by the gods, men live with one another in the same way everywhere, and that all human communities are held together by the same universal justice (I, 35).

All good men love what is fair in itself and what is right in itself. (I, 48)

In the second half he introduces, or wanders off to consider, notions of the good and morality. Sometimes, reading Cicero, it feels like you can see the joins, the places where he moved from copying one Greek text to suddenly copying from another. The order is his but much of the source content is cribbed from Greek originals (as he freely admits in his letters and in the texts themselves) with the result that his works rarely feel like they have a steady clear direction of travel, but more like a collection of related topics thrown loosely together. And this partly explains why his so-called conclusions rarely feel really justified by what has preceded them.

The conclusion is obvious from what has been said, namely that one should strive after justice and every moral virtue for their own sake. (I, 48)

Therefore what is right should be sought and cultivated for itself. (I, 48)

The t-shirt slogans keep on coming:

Justice looks for no prize; it is sought for itself and is at once the cause and meaning of all virtues. (I, 48)

This reminds me of St Paul’s letter to the Corinthians:

Love is patient and kind; love does not envy or boast; it is not arrogant or rude… (1 Corinthians 13:4)

And the comparison confirms my sense that Cicero’s writings are less philosophy than wisdom literature, defined as: “statements by sages and the wise that offer teachings about divinity and virtue.”

A fundamental mistake he makes is common to dogmatists of his type, namely the false dilemma or false dichotomy, “an informal fallacy based on a premise that erroneously limits what options are available.” For, Cicero argues, if his account of One God endowing One Human Race with One Right Reason so that Justice and Virtue arise out of Nature is wrong – then the only alternative is chaos. For if people only act in their own self-interest, not according to Universal Justice, then:

where is a generous person to be found…what becomes of gratitude…where is that holy thing, friendship…what are we to say of restraint, temperance, and self-control? What od modesty, decency and chastity?… then there is no such thing as justice at all. (I, 49-50)

But this is a false dichotomy. There aren’t just two stark alternatives. There are, in reality, a huge variety of societies, laws, customs and traditions. Yes it may look like anarchy to a conservative like Cicero. But it is how human beings actually live. The false dichotomy is a way for an author to terrorise you into accepting his tendentious view.

Cicero is not seeking ‘the truth’; he is, like the excellent lawyer he was, making a case and using every rhetorical and logical sleight of hand to do so.

Quintus asks where all this is going (I, 52) and Marcus replies that he is steering the discussion towards a definition of the Highest Good. Oh God, how boring. As with all these conservative/authoritarian thinkers, there can only be one of everything, One God, One Human Nature, One Reason, One Justice, One State and One Good.

As usual he a) approaches the problem through a blizzard of references to Greek philosophers including Phaedrus, the Academy, Zeno, the Old Academy, Antiochus, Chios, Aristotle, Plato and b) fails to reach any meaningful conclusion. Whereas the Old Academy called what is honourable the highest good, Zeno said it was the only good, holding the same beliefs as Aristotle but using different terms. (I, 55).

Quintus suggests that:

There is no doubt about it: the highest good is either to live according to nature (i.e. to enjoy a life of moderation governed by moral excellence) or to follow nature and to live, so to speak, by the law (i.e. as far as possible to omit nothing in order to achieve what nature requires, which means the same as this: to live, as it were, by a code of moral excellence). (I, 56)

Great. Does that help anyone? No. Words, words, words. But when Quintus asks him to show what all this means in practice, Cicero at first pleads that it is beyond his powers. What isn’t beyond his powers is more highfalutin’ truisms:

Wisdom is the mother of all good things; the love of her gives us the word ‘philosophy’ from the Greek. Of all the gifts which the immortal gods have bestowed on human life none is richer or more abundant or more desirable. (I, 58)

Cicero deflects to invoke the famous maxim carved above the oracle at Delphi, Know thyself:

The person who knows himself will first of all realise that he possesses something divine, and he will compare his own inner nature to a kind of holy image placed within a temple. (I, 59)

Will he? The book concludes with a half page hymn of praise to the Truly Great Man Who Knows Himself, understands his mind is a gift from God, understands Wisdom and Virtue and Justice, and so is ideally placed to rule over his fellow men. In other words, the ideal Roman ruler of Cicero’s own time.

Book two

As a break, the characters describe the fictional walk they are taking through the countryside of around the Cicero family estate outside Cicero’s home town of Arpinum, 100 kilometres south east of Rome. Pleasant chat about the view (‘What could be more delightful?’) is artfully placed in order to lead on to consideration of love of birthplace and country. Never forget that Cicero was a fierce Roman patriot. A person’s birthplace:

is the country for which we should be willing to die, to which we should devote ourselves heart and soul, and on whose altar we should dedicate and consecrate all that is our. (II, 5)

All that is ours. Cicero is usually referred to as a lovely humanist but this is as fierce and total a patriotism as Mussolini’s. And then we return to consideration of the law and Cicero recapitulates his axioms for the umpteenth time:

Law was not thought up by the intelligence of human beings, nor is it some kind of resolution passed by communities, but rather an eternal force which rules the world by the wisdom of its commands and prohibitions…the original and final law is the intelligence of God, who ordains or forbids everything through reason. Hence that law which the gods have given to the human race is rightly praised, for it represents the intelligence of a wise man directed to issuing commands and prohibitions. (II, 8)

I think I disagree with pretty much every word of this. On it goes: the power of encouraging people to right actions:

is not only older than the existence of communities and states; it is coeval with that god who watches over and rules heaven and earth. (II, 10)

Repetition

If in doubt, repeat it again and again, bludgeoning your readers into submission:

Reason existed, reason derived from the nature of the universe, impelling people to right actions and restraining them from wrong. That reason did not first become law even it was written down, but rather when it came into being. And it came into being at the same time as the divine mind. Therefore the authentic original law, whose function is to command and forbid, is the right reason of Jupiter, Lord of all. (II, 10)

Mind you, in a note to page 162 Jonathan Powell points out that repeating ideas in different formulations in order to drive it home was a skill that was taught and practiced in the schools of rhetoric which Cicero attended.

The use value of religion

I mentioned above how the conservative Cicero thought religion should be kept up in order to maintain social structure, for its use value. In book two he makes this explicit:

Who would deny that these [religious] ideas are useful, bearing in mind how many contracts are strengthened by the swearing of oaths, how valuable religious scruples are for guaranteeing treaties, how many people are restrained from crime for fear of divine retribution…(II, 16)

One of the reasons Cicero despises and mocks Epicureans is because they sought to free people’s minds from fear of the gods. For Cicero (as for the ancient Jews) piety and morality begin with fear of the gods. This is very Roman, very practical-minded of Cicero. And explains why the population has to be brainwashed into believing in the gods:

Citizens should first of all be convinced of this, that the gods are lords and masters of everything; that what is done is done by their decision and authority; that they are, moreover, great benefactors of mankind and observe what kind of person everyone is…Minds imbued with these facts will surely not deviate from true and wholesome ideas. (II, 15)

I don’t need to point out how coercive and authoritarian this idea is. The gods are Big Brother, watching you, reading your thoughts, checking up that you obey Right Reason, as defined by Cicero and his class.

That said, Cicero’s attitude really only reflected the attitudes of most educated men of his time. They didn’t believe in their religion in the same way a Christian or Muslim believes in their God. Roman religion was, as Jonathan Powell puts it, by this period a matter almost entirely of public ritual, tradition and custom. Religious belief, in the post-Christian sense of the word, wasn’t required or checked. Obedience to custom and ritual, reverence for tradition, was all.

Cicero’s ideal laws concerning religion

All of which explains why, when he comes to actually enumerate the laws in his ideal state, Cicero does so with Laws Governing Religion. Anti-climactically, these turn out to be pretty much the same laws as govern Rome. Just as De republica concluded that the Roman constitution was the best imaginable constitution (a conclusion he repeatedly refers to here e.g. II, 23), so De legibus, when push comes to shove, concludes that the best possible laws the human mind could devise are…exactly the same as the laws of ancient Rome (II, 23).

The rest of the book is divided into two parts: a relatively considered statement of Cicero’s ideal laws concerning religion (sections 18 to 22) followed by a detailed commentary on each of them (sections 23 to 60). There follow pages and pages of detailed prescriptions about religious rites and rituals, an extraordinary level of detailed specification. There’s a short digression about the proper regulation of music to stop it becoming immoral and corrupting which made me think of Mary Whitehouse and demonstrates Cicero’s cultural conservatism, before we plunge back into thickets of religious law.

The contrast between the high minded rhetoric about the One God and Universal Human Nature and Divine Law in book one and the slavish iteration of Roman rules and regulations as the actual embodiment of this supposedly Universal Law is unintentionally comic. Bathos = “an effect of anti-climax created by an unintentional lapse in mood from the sublime to the trivial or ridiculous.”

The place of burial is not called a grave until the rites have been conducted and the pig has been slain. (II, 57)

Do not smooth the pure with a trowel. (II, 59)

Women shall not scratch their cheeks on the occasion of a funeral. (II, 64)

It is forbidden to decorate a tomb with stucco work. (II, 65)

Do these sound like the Universal Laws indicative of the Divine Mind which Cicero has been banging on about…or the customs and conventions accumulated by one particular little city state?

Once this lengthy and hyper-detailed account of Rome’s religious laws is finished, Cicero announces that the next most important element in the structure of the state is magistrates and that he will devote the next book to considering the ideal magistrate.

Book three

Cicero bases his thoughts about magistrates, like his thoughts about everything else, on God:

Nothing is so closely bound up with the decrees and terms of nature…as authority. Without that, no house or clan or state can survive – no nor the human race, nor the whole of nature, nor the very universe itself. For the universe obeys God; land and sea abide by the laws of the universe; and human life is subject to the commands of the supreme law. (III, 3)

As with book two, he gives a clipped concise statement of his ideal laws governing magistracies or public offices (sections 6 to 11, 3 pages) then a detailed commentary on them (sections 12 to 47, 14 pages).

And yet again he repeats that, since his ‘six previous books’ (i.e the De republica) ‘proved’ that the Roman constitution was the best one conceivable by the human mind, so, logically enough, the kind of Ideal Magistrate he intends to describe will also turn out to be…Roman ones!

And so indeed, it turns out, after consulting the Divine Mind, that the optimum state will feature quaestors, aediles, praetors, consuls and censors, a senate to propose laws and popular assemblies to vote on them – exactly like the Roman state! He has the good grace to have his characters admit that this is a little embarrassing:

QUINTUS: How succinctly, Marcus, you have drawn up a scheme of all the magistrates for our inspection! But they are almost identical with those of our own country, even if you have introduced a little novelty.
MARCUS: Yes, we are talking about the harmoniously mixed constitution which Scipio praised in those books and prefers to all others…and since our constitution was given the most sensible and well-adjusted form by our ancestors, I found little or nothing to change in the laws. (III, 12)

The latter part of book three goes into considerable details about all aspects of the Roman constitution, the peculiarities of the different magistracies, the age limits, the pros and cons of the tribunate, the different types of voting (by acclamation, writing down, secret ballot) and so on. This is quite interesting because it is, arguably, the most practical part of the book, describing Rome’s actual constitutional practices and debating points Cicero (or his more conservative brother, Quintus) would like to change, a bit, not too much.

Worth emphasising that the aim of all the tinkering round the edges which Cicero proposes is to ensure that power remains firmly in the hands of the aristocracy and out of the hands of the people at large.

Liberty will exist in the sense that the people are given the opportunity to do the aristocracy an honourable favour.

Thanks to my [proposed] law, the appearance of liberty is given to the people [and] the authority of the aristocracy is retained. (III, 39)

The end was nigh

This final section has a wistfully hypothetical air about it because, within a few short years the entire world it describes would be swept away.

Let us imagine that Cicero was half way through writing the book when, in 51 BC, he was called on to take up the governorship of Cilicia (the southern coast of modern Turkey) and served throughout the year 50.

This meant that he was out of Rome as the political confrontation between Caesar and the Senate came to a head. there was a flurry of proposals and counter proposals in December 50, all of which failed and prompted Caesar, in January 49, to cross with his army from Cisalpine Gaul where he held an official post, into mainland Italy, where he didn’t, thus breaking the law, making himself an outlaw, and sparking the five year civil war between himself and Pompey and his followers.

When peace was restored in 45 BC, Caesar had himself declared dictator for life thus turning the entire Roman constitution into a hollow shell and rendering On the laws, with their pages of pedantic footling about precise constitutional arrangements, redundant overnight. It became overnight a record of a specific historical moment, which was eclipsed before the book could even be completed.

Thoughts

Cicero is frequently held up as the godfather of humanism. Finding, translating and commenting on his books was a central element in the Renaissance, which saw the creation of modern ideas of humanism. (“Petrarch’s rediscovery of Cicero’s letters is often credited for initiating the 14th-century Renaissance.” Lumen).

However, as my close readings of De rerum deorumDe republica and De legibus amply demonstrate, Cicero’s ‘humanism’ is crucially, vitally, centrally based on his theism, his belief in One God who created human beings and implanted in them fragments of the Divine Reason which underpin all our values, morality, law, justice and statecraft.

Thus, in a nutshell: humanism derives from religious belief. Without its religious underpinning, humanism is nothing. It becomes a wish, a hope, a dream, with no factual or logical basis. I don’t say this to undermine humanistic values. I am probably a humanistic progressive liberal myself. Where I appear to differ from most of my tribe is I don’t believe these truths to be self evident. There are other ways of being human, other cultures, other values completely different from ours, probably the majority of human lives have very much not been lived according to these values. Several points follow:

1. We do not have the right to compel these other cultures into adherence to our values. That is no different from Victorian missionaries trying to convert tribes in Africa or Asia or Australia to their narrow Christian culture.

2. If we want to defend our values effectively against those who threaten them, for example Vladimir Putin or Xi Jinping, we must base them on really secure foundations, not wishes or aspirations. Far stronger foundations than Cicero, who wrote all these fancy words only to have his head cut off by Mark Antony’s bounty hunters. The sword is mightier than the pen.

* Cicero’s self promotion

It’s further evidence of Cicero’s self-centred narcissism that in several places in book 3 he manages to shoehorn into the text the famous events of 63 BC, when he was consul and saved the state from the Cataline conspiracy. He gives a melodramatic account of the tremendous dangers he faced and how he single-handedly overcame them (III, 26) and then has Atticus fulsomely thank him for his efforts.

To be sure, the whole order is behind you and cherishes most happy memories of your consulship. (III, 29)

Cicero also takes the opportunity to remind everyone that he should never have been exiled (in 57 BC) and that’s why it needed no legislation to rescind his exile (III, 47). In other words, no matter what Cicero is writing about, the text has a strong tendency to end up being about himself.

There is something irredeemably comic about Cicero, like Oliver Hardy pretending to be Napoleon. It’s this hyper-intelligent, super articulate yet comical earnestness which has endeared him to 2,000 years of readers.

Niall Rudd’s translation

A word of praise for this Oxford University Press edition. I described, probably at too much length, how strongly I disliked the prose styles and odd attitudes of A.J. Woodman, who translated Sallust, and Carolyn Hammond, who translated Caesar’s Gallic War, both for OUP. This edition restored my faith in OUP editions of the classics.

The introduction, mostly written by Jonathan Powell, is a model of lucidity, useful and to the point, as are the scholarly and interesting notes. There is a useful list of names and an appendix giving a handy summary of the sometimes confusing Roman constitution.

The translation itself is by Professor Niall Rudd (1927 to 2015) and was first published in 1998. It is clear and unaffected – you feel you are engaging directly with the text. I cannot judge its fidelity to the source Latin, but it makes for a lucid, engaging read, as I hope you can tell from the many quotations I take from it. All round, it is a gold standard edition.


Credit

The Republic and The Laws by Cicero translated by Niall Rudd with introduction and notes by Jonathan Powell and Niall Rudd was published by Oxford University Press in 1998. All references are to the 2008 paperback edition.

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Roman reviews

Prehistoric timelines

Texts about prehistory are liable to use three different timelines or naming systems interchangeably so it’s as well to be absolutely clear about them. What follows isn’t definitive, it’s the opposite. It’s my attempt to make sense of the timelines and period-related terminology used in the Stonehenge exhibition at the British Museum. As far as I can tell there are three systems:

  1. the geological eras
  2. the sequence of ice ages
  3. the archaeological periods relating to human culture

1. Geological eras

The geologic time scale is the very high level division of earth history into units called — in descending order of duration — eons, eras, periods, epochs and ages. We are interested in just two epochs:

a) The Pleistocene epoch: 2,580,000 to 11,700 years ago

This long period includes all the earth’s most recent periods of glaciations. It ends with the end of the most recent ice age and general climate warming.

b) The Holocene epoch: 11,650 to now

The Holocene is said to have started about 11,650 years ago, at the end of the most recent maximal glaciation or ice age, and we are still living in it today (although see the note at the end about the possible creation of a new epoch, Anthropocene).

Human figurines carved from yew wood with quartzite eyes from Roos Carr, East Yorkshire, 1000 to 500 BC © Hull Museums

2. Ice ages

The Quaternary glaciation: 2,588,00 YA to the present

The Quaternary glaciation started around 2,588,000 years ago (YA) and is ongoing. The dating of its start is based on the formation of the Arctic ice cap. The Quaternary glaciation itself consists of a sequence of glacial and interglacial periods and we are living in the most recent of its interglacial periods i.e. a warm spell between ice ages.

The Last Glacial Period (LGP): 115,000 to 12,000 YA

The Last Glacial Period (LGP), known colloquially as the last ice age, covers the period 115,000 to 12,000 years ago. The LGP is just part of the larger sequence of glacial and interglacial periods known as the Quaternary glaciation (see above). During this last glacial period there have been alternating episodes of glacier advance and retreat.

Last Glacial Maximum (LGM): 33,000 to 12,000 YA

The most recent period of glacier advance, when ice reached its furthest extent, is called the Last Glacial Maximum (LGM). Ice sheets covered much of North America and Northern Europe leading to a large drop in sea levels. The ice sheets began to grow 33,000 years ago and maximum coverage was reached between 26,500 and 20,000 years ago. At this point all of Scotland, most of Ireland and Wales and England north of a line from the Wash to the Bristol Channel was under ice. South of the ice the land was covered by permafrost with scattered glaciers and ice sheets at high points further south.

During the last glacial maximum, 26,500 and 20,000 years ago, the sea level was about 125 meters (about 410 feet) lower than it is today. After about 20,000 years ago deglaciation commenced in the Northern Hemisphere, and the ice cap began to retreat north, causing sea levels to rise.

The Holocene: 11,650 YA to the present day

Relevant both as a geological epoch and in the timeline of glaciation, the Holocene is the most recent geological epoch and the one we’re all still living in today. In Britain it correlates to the withdrawal of the ice sheets from the entire country.

As the ice sheets withdrew, Britain continued to be part of the continent of Europe, joined by an extensive area referred to as Doggerland. With the withdrawal of the ice and the rise of sea levels, Doggerland was flooded, creating what we now call the North Sea and the English Channel, a process which was complete by about 8,000 years ago.

Bone-bead necklace, part of the finds from Skara Brae, c. 3100 to 2500 BC Skara Brae, Orkney, Scotland © The Trustees of the British Museum

3. Human culture timelines

Human archaeology and ethnography uses what is called the ‘three age’ system, dividing the prehistory of humans into three broad categories – stone age, bronze age, iron age – according to the type of tools found in find sites.

It’s surprising to learn that this schema is 200 years old. It was developed by Christian Thomsen, director of the Royal Museum of Nordic Antiquities in Copenhagen, Denmark, in the 1820s. Thomsen wanted to categorise objects in his collection chronologically according to the main medium used for tool making in each era, and his collection suggested that stone tools came first, then bronze, then iron.

In 1865 the British archaeologist and ethnographer John Lubbock sub-divided the stone age into two, the old stone age or paleolithic (from the Greek paleo meaning old and lithos meaning stone) and the new stone age or neolithic (from the Greek neo meaning new and lithos). Almost immediately the British archaeologist Hodder Westropp suggested an intermediary stage, the middle stone age or mesolithic (from the Greek meso meaning middle and lithos meaning stone), which is still used but is a little more controversial.

Finally, it was realised that the huge extent of the so-called ‘paleolithic’ itself needed to be subdivided, eventually into 3 stages, the lower, middle and upper, which were proposed in the 1880s. And so we find ourselves with the following schema:

  1. Stone Age: 
    • Paleolithic 3.3 million years ago to 15,000 YA
      • Lower Paleolithic: 3 million to 300,000 years ago
      • Middle Paleolithic: 300,000 to 30,000 years ago
      • Upper Paleolithic 50,000 to 12,000 YA
    • Mesolithic: 15,000 to 5,000 years ago
    • Neolithic: 5,000 to
  2. Bronze Age 5300 years ago to 3200 YA
  3. Iron Age to (depends on region)

Two reservations

1. It’s worth emphasising that this entire system works well in Europe and some parts of Asia but doesn’t far at all with human developments in Africa, the Americas or far Asia. In many parts of the world there was no Iron Age at all, for example in Pre-Columbian America and the prehistory of Australia.

2. The term Megalithic does not refer to a period of time, but only describes the use of large stones by ancient peoples from any period.

Now let’s look at the ages in a bit more detail:

Fine jadeitite axe-head made from material quarried in the high Italian Alps, c. 4500 to 3500 BC © The Trustees of the British Museum

Paleolithic or Old Stone Age: 3.3 million years ago to 15,000 YA

Paleolithic indicates the fact that from the dawn of the first proto-humans who used any kinds of tools through to the discovery of metal smelting, all human species used tools made from stone, particularly flint blades and axes. The paleolithic covers a vast period of time, from the earliest known use of stone tools by hominids c. 3.3 million years ago to the start of the Holocene era, about 12,000 years ago. It covers 99% of the period of human technological prehistory. For that entire period humans appear to have been roaming bands of hunter-gatherers living off the land.

As mentioned, as long ago as the 1880s it was found necessary to subdivide the Paleolithic into three:

Lower Paleolithic: 3 million to 300,000 years ago

The Lower Paleolithic is the earliest subdivision of the Paleolithic or Old Stone Age. It spans the period from around 3 million years ago when the first evidence for stone tool production and use by hominids appears in the archaeological record until around 300,000 years ago.

I was a bit puzzled by use of lower and upper until I equated this with the physical location of the finds with the older findings being literally lower down in the earth, and more recent findings being less deep or uppermost.

Middle Paleolithic: 300,000 to 30,000 years ago

The Middle Paleolithic is the second subdivision of the Paleolithic or Old Stone Age as it is understood in Europe, Africa and Asia. Anatomically modern humans (i.e. Homo sapiens) are believed to have emerged in Africa around 300,000 years ago. Around 125,000 years ago they began migrating out of Africa and slowly replaced earlier pre-existent Homo species such as the Neanderthals and Homo erectus.

The use of fire became widespread for the first time in human prehistory during the Middle Paleolithic and humans began to cook their food about 250,000 years ago.

The later part of the period saw the development of a range of new tools: about 90,000 years ago harpoons were invented which brought fish into human diets. Microliths or small stone tools or points were invented around 70,000 to 65,000 YA and were essential to the invention of bows and spear throwers.

Upper Paleolithic 50,000 to 12,000 years ago

The Upper Paleolithic or Late Stone Age is the third and last subdivision of the Paleolithic or Old Stone Age. About 50,000 years ago there was a marked increase in the diversity of artifacts. In Africa, bone artifacts and the first art appear in the archaeological record.

The early modern humans who migrated out of Africa and into Europe about 50,000 years ago, commonly referred to as the Cro-Magnons, left sophisticated stone tools, carved and engraved pieces on bone, ivory and antler, cave paintings and Venus figurines.

The distinct species Homo neanderthalensis, which had first emerged in the fossil record 400,000 years ago and lived widely across Europe and Asia, continued to live for a very long time – as long as 10,000 years – alongside the new incomers Homo sapiens. Then, abruptly, Neanderthals disappear completely from the fossil record 40,000 years ago, leaving archaeologists to speculate about the reasons for their sudden disappearance to this day.

This upper paleolithic revolution which kicked off 50,000 years ago saw many innovations. It witnessed the first evidence of human fishing. New implements were invented: for example, the spear thrower (30,000 years ago), the net (around 29,000 YA), the bolas, the bow and arrow (30,000 to 25,000 YA). From this period date the oldest examples of ceramic art, for example, the Venus of Dolní Věstonice (about 29,000 YA). Members of the European early Upper Paleolithic culture known as the Aurignacian had even developed lunar calendars by 30,000 YA.

Human populations

A really important fact to grasp is that human populations during this period were tiny. The entire population of Europe between 40,000 and 16,000 years ago was probably somewhere 4,000 and 6,000 individuals.

Bronze Age sun pendant, 1000 to 800 BC © The Trustees of the British Museum

The Mesolithic (in Britain): 12,000 to 6,000 years ago

The Paleolithic is said to end with the end of the last ice age and the spread back into Europe of human communities which developed new tools and techniques. The period from the end of the ice age to the arrival of metal smelting 4,500 years ago was initially simply referred to as the Neolithic or new stone age because of the proliferation of new techniques.

But, as we’ve seen, archaeologists almost immediately felt the need to define an interim period between the end of the Old Stone Age and the final period of innovation – hence the creation of the term mesolithic, which refers to the final period of hunter-gatherer cultures in Europe and Western Asia, between the end of the Last Glacial Maximum and the Neolithic Revolution. In Europe it spans roughly 15,000 to 5,000 years ago.

Precise dating of the Mesolithic varies between areas because they were impacted by a) deglaciation and the creation of newly habitable land and b) the arrival of the agricultural revolution, at widely varying times. Thus the mesolithic is said to start in warm Greece around 15,000 years ago but in chilly Britain only around 12,000 YA.

Broadly speaking the Mesolithic is associated with a decline in the group hunting of large animals in favour of a broader hunter-gatherer way of life, and the development of more sophisticated and typically smaller lithic tools and weapons than the heavy-chipped equivalents typical of the Paleolithic.

The Neolithic (in Britain): 6,000 to 4,500 years ago (2,500 BC)

The Neolithic is now used to refer to the period after the ice age when human society was transformed by the advent of agriculture with its enormous cultural, social and economic consequences, but most tools continued to be made of stone, albeit of high levels of sophistication.

The advent of agriculture is sometimes referred to as the Neolithic Revolution. It saw the wide-scale transition of many human cultures from a lifestyle of hunting and gathering to one of agriculture and settlement, with the domestication and breeding of edible grasses and farm animals. With settlement came villages and then towns. We have religious records which point to polytheism.

Some archaeologists refer to a ‘Neolithic package’ in which they include farming, herding, polished stone axes, timber longhouses and pottery. Farming formed the basis for centralised administrations and political structures, hierarchical ideologies, depersonalised systems of knowledge (that’s to say, writing), densely populated settlements, specialisation and division of labour, more trade, the development of non-portable art and architecture and greater property ownership.

The agricultural revolution spread from its origins in the Middle East, through Turkey, across Greece and slowly into central and western Europe. Different sites in the Middle East point to different dates for the domestication of different plants or animals but the process was underway by as long ago as 12,000 years ago.

The diffusion across Europe, from the Fertile Crescent through Anatolia, across the Aegean and central Europe to Britain, took some 3,000 years (9500 to 6000 years ago). It is calculated to have spread at a speed of about 1 kilometre a year, but it was patchy, spreading to some (fertile) areas, moving round mountains, stalling, then suddenly jumping again.

Interestingly, there is evidence of some communities keeping to the mesolithic hunter-gatherer lifestyle for very long periods after the neolithic package arrived, for as long as a thousand years! Archaeologists call such societies are called ‘subneolithic’, the ‘sub’ just meaning hanging on after the main era had ended.

One of the mind-blowing aspects of the neolithic revolution is that all the evidence suggests it made human beings measurably worse off! Many of the cultivated crops (wheat, barley, maize) are deficient in vitamins and minerals and relying on them and cow or goat milk to the exclusion of other elements in a diet can be very harmful. All the archaeological evidence suggests that the Neolithic Revolution led to much more limited diets and poorer nutrition. Human height decreased by an average of 5 inches! Apparently human height didn’t return to pre-neolithic levels until the 20th century.

In addition, close habitation with animals led infectious diseases to jump the species boundary. Smallpox and influenza are just two diseases we got from animals. And higher population densities, living with poor sanitation led to tainted water supplies and the usual diseases of diarrhoea and dysentery, typhoid and cholera.

Jared Diamond suggests that the status of women declined with the adoption of agriculture because women in farming societies typically have more pregnancies and are expected to do more demanding work than women in hunter-gatherer societies.

Having read widely about it, it’s hard to avoid the conclusion that the Neolithic Revolution was a catastrophe for most humans.

The Bronze Age (in Britain): 2,500 BC to 800 BC

Bronze is produced by smelting copper and alloying it with tin, arsenic, or other metals to strengthen it i.e. use it to make stronger, more durable tools or weapons.

In Eurasia the development of bronze tools definitely follows the final refinement of stone ones, and supersedes them. When exactly this happened varies largely from region to region and even from site to site within regions.

In Britain the advent of the Bronze Age is generally agreed to be marked by the arrival of the so-called Beaker culture, so named for the sudden appearance of beaker- or bell-shaped bowls in graves. In Britain the Bronze Age is subdivided into an earlier phase (2500 to 1200 BC) and a later one (1200 to 700 BC).

The Beaker people appear to have known how to smelt copper from their first arrival but it is only around 2150 BC that there is evidence of them smelting copper with other metals (generally tin) to make bronze.

A 2017 study suggests that the Beaker People almost completely replaced the island’s earlier inhabitants, with an estimated 90% of Britain’s neolithic gene pool being replaced! That’s to say, the people who built Stonehenge were substantially wiped out and superseded.

Primarily the Bronze Age is characterised by the widespread use of bronze tools and implements. It is usually accompanied by most of the traits of ‘civilisation’, including craft, urban centres, crafting of precious objects, widespread trade. In the Middle East and Greece we know it was accompanied by the worship of ethnic gods.

Devon and Cornwall were major sources of tin for much of western Europe and the earliest Greek and Roman historians refer to trade with these remote islands which brought the ore to the Mediterranean heartlands.

Bronze twin horse-snake hybrid from hoard, 1200 to 1000 BC. Kallerup, Thy, Jutland, Denmark © National Museum of Denmark

The Iron Age (in Britain): 800 BC to 43 AD

The Iron Age in Britain is dated by the first finds of iron tools in burial sites (around 800 BC) to the arrival of the Romans (43 AD).

The Iron Age is characterised by substantial population growth which allowed increasing social specialisation in societies living in large settlements. In Britain there was a proliferation of large hill forts. There is sophisticated social organisation, for example a class system overseen by a king and the implementation of taxation. There is extensive trade, nationally and internationally, leading to burial sites rich in high value goods, sometimes transported across great distances.

Also a good deal of immigration with entire tribes moving into and settling territories. Whether this involved conquest or peaceful ‘diffusion’ is debated to this day. When the Romans arrived they found a land divided among tribes with a highly developed sense of identity, regional allegiance, names and kings.

The Iron Age is said to end when writing begins. Even though the same kinds of tools are used, a culture has clearly entered a new phase when it enters the historical record. But obviously this happened at different times in different regions.

Thus in the Ancient Near East the Iron Age is taken to end with the start of the Achaemenid Empire in the 6th century BC, as it enters history in the writings of the Greek historian Herodotus. In Western Europe the Iron Age is ended by the Roman conquest, which was established by 100 AD. By contrast in Scandinavia and other parts of northern Europe that the Romans did not reach, the Iron Age is said to have continued until the start of the Viking Age in about 800 AD.

As the Stonehenge exhibition at the British Museum strongly indicates, the later Iron Age was characterised by increasing warfare and social strife. Skeletons show signs of multiple injuries. Average life expectancy at birth was around 25. Into this culture arrived the Romans with their writing, education, towns, roads and laws.

P.S. A new geological era – the Anthropocene?

Remember how I said we’re only interested in two geological epochs, the Pleistocene and the Holocene. Well, there is a new, third category: many scientists are pushing for the scientific community to recognise that the Holocene has ended and we have entered a new epoch, to be named the Anthropocene.

The idea is that this new era should be dated to mark the commencement of significant human impact on Earth’s geology and ecosystems. With widespread acceptance that manmade global warming is having (and will continue to have) a significant effect on the world’s ecosystems, you can see the logic of arguing that we live in an entirely unprecedented era. But to date, none of the official bodies which recognise the geological eras have accepted the anthropocene and there is ongoing debate about when  it should be said to have started.

The problem with our over-documented, over-determined time is that too much has happened. Since Hiroshima we live in The Atomic Age. And since the end of the Second World War we are also all living in an age of rapid technological and social change, which some historians call the Great Acceleration.

Or should we be going further back, should the start of the anthropocene be lined up with the start of the Industrial Revolution in 1710 or 1770 (depending on which precise technical discoveries you prioritise)?

Or, in a massive leap, should we go right back to the start of the neolithic revolution described above, which is when human beings first began to have a measurable impact on their environment? Which would make it identical the current term, the Holocene?

The debate is ongoing and there’s no shortage of candidates but if we stick to permanent markers which are being laid down now and which geologists will find in a million years time, then apparently radioactivity from the nuclear tests is now embedded in ice cores and a thin layer of microplastics has been laid down on the ocean beds, the kind of thing which 100% fulfil the geological criteria.

Personally I think it should be the 1780s and the invention of new, more efficient steam engines, as it was this breakthrough – more than agriculture itself – which set us on the course of greater and greater reliance on energy, first coal, then oil and gas whose use, we all now know, has led to our runaway proliferation, our destruction of every ecosystem we come into contact with, and what looks likely to be massive and irreversible effects on the entire global climate.

Will Stonehenge, built as a result of the neolithic agricultural revolution, survive long enough to see the world transformed by the manmade global warming which is that revolution’s long-term legacy? (Photo © English Heritage)


Related links

Evelyn Waugh: A Biography by Selina Hastings (1994)

He even became quite fond of several of his pupils, and described to like-minded friends the pleasure he took in caning them.
(Evelyn Waugh: A Biography, page 139)

Evelyn Waugh 28 October 1903 to 10 April 1966 (aged 62)

This is a long book, 724 pages, 627 of actual text i.e. without notes and index, but a hugely enjoyable read. I began to write my review as a chronological account but, as with my reviews of lives of Ian Fleming and Somerset Maugham, it just got too long. Too much happened to these fascinating authors. Instead I’m going to do it by themes.

Selina Hastings

It helps that Hastings is herself part of the posh world she describes, being the titled daughter of an earl – Lady Selina Shirley Hastings, eldest daughter of Francis, 16th Earl of Huntingdon – herself educated at private school and Oxford. (Indeed, according to her Wikipedia entry, ‘She and her sister, Lady Harriet Shackleton, are in remainder to several ancient English baronies, including those of Hastings and Botreaux.’) Hence the ease and confidence with which she writes about Waugh’s world, and the aristocratic characters and notable dynasties in it. She writes about this or that eminent personage of Waugh’s generation as if they’re old friends.

‘That’

After a while I noted a stylistic tic Hastings has which is to say of this or that person of the time (the 1930s, 40s and 50s) that they are ‘that noted figure’, ‘those notorious sisters’, and so on. She is signalling that she is inside this world, she is part of this world, that for her, with her privileged upbringing confidently swimming in the world of the English aristocracy, these figures from the literary world or aristocratic world are so well known that she assumes everyone knows about them.

  • …that most influential reviewers, Arnold Bennett (p.180)
  • Peter Rodd’s father was that exquisite flower of diplomacy, one-time ambassador in Rome, Sir Rennell Rodd. (p.260)
  • Evelyn, together with Duff and Diana and Chips Channon, stayed at the Palazzo Brandolini as guests of that indefatigable social climber, Laura Corrigan… (p.265)
  • Gabriel Herbert was 22, a handsome, amusing, athletic girl, daughter of that dashing adventurer, Aubrey Herbert 285
  • the fourth Earl of Carnarvon had purchased a large expanse of that beautiful peninsula 287

This biography puts forward no great theories or revelations, but invites you to immerse yourself at great length (the Minerva paperback edition is 724 pages long) in Waugh’s world. It is a big, juicy Christmas cake of a book and a hugely enjoyable read. I like biographies which give you the confident feeling, no matter how spurious, that human beings and the society they move in can be understood.

Father, Arthur Waugh

Evelyn’s father, Arthur, was a author, literary critic, and publisher. Arthur attended Sherborne public school and New College, Oxford, where he won the Newdigate Prize for Poetry for a ballad on the subject of Gordon of Khartoum in 1888. Arthur wrote a biography of Tennyson and achieved notoriety by having an essay included in the notorious Yellow Book magazine. From 1902 to 1930 he was Managing Director and Chairman of the publishing house Chapman and Hall, the publishers who were to publish most of his son’s novels. In 1893 Arthur married Catherine Raban and their first son Alexander Raban Waugh (always known as Alec) was born on 8 July 1898. Our hero, Arthur Evelyn St. John Waugh, was born five years later on 28 October 1903.

Bad relations with father

Evelyn’s relationship with his father was difficult and strained for at least 4 reasons:

1. Arthur idolised his first son, Alec, who went on to fulfil every paternal dream, becoming head boy at his school, playing for the First XI and First XV, writing poetry and generally being an all-round star pupil. For his boyhood and adolescence Evelyn was always in the shadow of his brother, a situation he exaggerated and dramatised in the short story ‘Winner Takes All’.

2. Arthur didn’t hide that he wished his second child had been a daughter.

3. As a young man Arthur delighted his friends with reading from literature in which he did all the voices. As a father of small children this was entertaining, but as he got older his manner hardened into a perpetual playing, mimicking, quoting and play-acting. After dinner the whole family would be taken to the ‘book room’ and subjected to readings from Pinero or singalongs from Gilbert and Sullivan. This began to grate on Evelyn’s nerves when he was a boy and by his later teenage years he had developed a real antipathy to his father (p.449). He hated the way it was impossible to break through Arthur’s pose of bonhomie to have any genuine communication. When he was irritated with him, Waugh referred to his father as ‘Chapman and Hall’, the publishing firm he was managing director of.

4. Easygoing, joking, Gilbert and Sullivan Arthur found his son’s character unnecessarily hard, haughty, vindictive and cynical. Once he became successful and well known Evelyn In the manner of the Bright Young Things he often said the kind of wounding and hurtful things which his hardened peers accepted and enjoyed, but which made Arthur very uncomfortable.

Home in North London

Initially the family lived in Hillfield Road, West Hampstead but in 1907 moved to a house Arthur designed and had built and named Underhill in the London suburb of Golders Green, which still abutted farms and fields. From 1910 to 1916 Waugh attended Heath Mount preparatory school. Although physically on the short side, Waugh didn’t lack confidence in his intellectual powers. He was a bully, he physically bullied smaller boys, including the famous photographer Cecil Beaton who never forgot or forgave him.

Family holidays were spent with the Waugh aunts at Midsomer Norton in Somerset. Here Waugh became deeply interested in high Anglican church rituals and served as an altar boy at the local Anglican church.

Waugh’s diary

But the key fact about him is that he wrote: he kept a detailed diary (which has survived), he wrote stories and poems which were published in the school magazine, which he edited, he wrote all the time, perfecting a style of clipped, witty gossip.

Lancing College

Alec had been sent to the same public school as his father, Sherborne, but in 1915 he was discovered in a homosexual relationship and expelled. All would have been hushed up if Alec hadn’t gone on – after joining the army and in intervals of officer training – to write a novel, The Loom of Youth, openly describing the gay affair at a school which was recognisably Sherborne. The result was that Waugh , much to his irritation, couldn’t go to Sherborne and instead was sent to Lancing public school on the South Downs (just the kind of aggrieved second bestness which he dramatised in ‘Winner Takes All’).

These days a year at Lancing College costs £37,000 plus all the extras (uniform and kit) x 6 years = easily £225,000.

Hastings is very good at conveying the atmosphere of Lancing which was founded in 1848 by Nathaniel Woodard, a member of the Oxford Movement in the Anglican church which aimed to reintroduce the pageantry and beauty and mystery which had been lost at the Reformation. The school is noted for the enormous chapel which dominates all the other buildings and, being built on a hill, the entire locality. The foundation stone was laid in 1868 but wasn’t completed and dedicated (to St Mary and St Nicholas) until 1911, shortly before Waugh arrived.

What comes over from Hastings’ evocative account is:

  • the extreme religiosity of the school, with compulsory attendance at daily prayers plus the full roster of Anglican feasts
  • the fantastic complexity of the rules and regulations which governed every aspect of dress and behaviour, with different rules for each year group and even for each of the four houses within the years – reading Hastings you begin to understand why order and ritual in every aspect of their lives, continued to structure the perceptions and ideas of this generation for the rest of their lives
  • the boys were treated as ‘men’, and much was expected of them in terms of duty and responsibility
  • the variety and eccentricity of many of the masters
  • the overwhelmingly arts and humanities nature of the syllabus
  • the surprising amount of homosexuality: it’s hard to understand why Alec was expelled from Sherborne when Hastings describes in detail, with quotes form letters and diaries, intense love affairs which Waugh had with a number of his fellow pupils: pretty younger boys were liable to be courted and wooed by rivalrous older boys, which resulted in all kinds of emotional tangles

Maybe what comes over most, though, is that although Waugh write continuously, pouring out stories and poems which populated the school magazine and continuing his astonishingly precocious diary, his first love was art and design. He was extremely interested in calligraphy and scribing. He was encouraged by masters of an artistic bent and spent some time visiting an eccentric aesthete who lived near the school and owned a full range of pens and knives and inks and precious papers. Waugh developed a real skill for art and design, designing the covers for books and magazines. He was thrilled when one of the masters took receipt of an old-style luxury printing press and was allowed to use it.

All of this is described in detail in the abandoned fragment ‘Charles Ryders’ Schooldays’ which appears to be a straight from life description of a few days from Waugh’s last year at Lancing.

Hertford College, Oxford

The drinking and writing continued on to Oxford. Waugh attended Hertford college. What surprised me is the extent of the homosexual activity. There are lots of descriptions of parties where the men danced with each other or snogged in corners or on sofas, descriptions of Evelyn rolling on sofas tickling the tonsils of another undergraduate. He had intense, long affairs with Richard Pares and Alastair Graham.

Graham was a small, beautiful young man who matched Evelyn in drinking but with pronounced aesthetic tastes. Graham sent him love letters with photographs of himself naked. It is from the period of this affair that Evelyn based his image of perfect, heady Romantic Oxford, and the portrait of Sebastian Flyte in Brideshead is based on Alastair Graham.

Waugh did next to no work, no one ever saw him with a book open or reading and repeatedly came close to being expelled. He had won a  £100 annual scholarship to study History, a subject in which, it turned out, he had absolutely no interest, to the immense frustration of the senior history don C.R.M.F. Cruttwell. The pair quickly came to dislike each other, Cruttwell’s lofty criticism of his attitude driving Waugh to real hatred. Hastings amusingly shows that Waugh got his revenge by naming a whole series of negative characters Cruttwell, for example the murderous lunatic in Mr Loveday’s Little Outing was originally named Cruttwell.

Instead of reading and studying, Waugh drank heavily all the time (see his recommendation to Tom Driberg to be drunk p.91 and his advice to be drunk all the time p.97).

Hastings describes the immense influence on his peers of the aesthete Harold Acton, part of the set of rich young aesthetes known as the Georgeoisie, also featuring Brian Howard, founder member of the Hypocrites Club. Acton dedicated his 1927 book of poems, Five Saints, to Waugh and Waugh dedicated his first, breakthrough novel, Decline and Fall, to Acton. As the years went by Acton was to surprise everyone who knew and adulated him at Oxford by never really making his mark in the world of letters, whereas Waugh surprised everyone who’d known him as a hopeless drunk at Oxford by turning out to be one of the most notable writers of the mid-century.

In the summer of 1924 Waugh took his final exams and got a solid Third after which his tutor cancelled his scholarship for the ninth and final term which he required to qualify for a degree. He left in high dudgeon with no prospects of a career.

Nicknames

Hastings brings out the way this post-war generation revelled in consciously infantile behaviour and language. They gave nicknames to each other and wrote and talking in a deliberately juvenile manner. Waugh loved nicknames, which pack his letters and diaries and fictional characters. As examples, he nickamed:

  • his father ‘Chapman and Hall’, after the firm he worked for
  • his brother ‘Baldhead’ or ‘Baldie’
  • among the Lygon set Waugh nicknamed himself ‘Boaz’ or ‘Bo’, Maimie Lygon became ‘Blondy’, Dorothy Lygon ‘Pollen’ or ‘Poll’, Maimie’s Pekinese dog was ‘P.H.’ (standing for Pretty Hound)
  • in his letters to Diana Cooper he was known as ‘Mr Wu’
  • his future wife’s mother, Mary Herbert, was known as ‘Mrs What What’ as this is what she said all the time
  • once remarried, Waugh’s pet name for his second wife, Laura, was ‘Whisker’
  • the house he bought at Stinchcombe was nicknamed ‘Stinkers’
  • it ran in the family: in letters to Alec’s wife Joan, Arthur Waugh refers to his wife, Kate, as ‘Mrs Wugs’ (p.412)

Teaching

Waugh left Oxford in the summer of 1924 with no plans and no career and no training. Exactly like the hero of his breakthrough novel, Decline and Fall, he looked for work as teacher in the kind of private school he attended and an agency found him a post at ‘Arnold House’, a preparatory school at Llandullas on the ‘bleak, beautiful Denbighshire coast’ where he commenced duties in January 1925 (p.127).

Thus commenced four years of drift and unhappiness. He was alright at the teaching although useless at games which never interested him. He savoured the quirkiness and eccentricities of the other masters, all fodder stored away for his first novel, but he was miles away from his partying friends in Oxford and London.

What made things worse was that when, during the holiday, he returned to London he had gotten embroiled in a love affair with the sexy, promiscuous, hard drinking but aloof Olivia Plunkett-Greene who slept with everyone but him, making him fall deeper and more bitterly in love with her. She was the basis for the fabulously fearless Agatha Runcible in Vile Bodies.

‘Olivia as usual behave like a whore and was embraced on a bed by various people.’ (Waugh’s diary quoted p.141)

He took with him to Wales the manuscript of a novel titled The Temple at Thatch, but when he sent a copy to his friend the influential aesthete Harold Acton, Acton’s comments were so critical and dismissive that Waugh burned the only manuscript in the school furnace (p.135).

What really comes over from Hastings’ account of this period is the intensity of Waugh’s drinking. He got very drunk every night, and often started during the day. Some friends were scared by the intensity of his intake and his diary records thoughts of suicide. His autobiography records a particularly vivid suicide attempt, where he went down to the Welsh coast, stripped off and waded out to sea intending to drown himself (p.136).

All this was expressed in the relationship with Olivia, who herself drank till she passed out (by 1936 she had become an alcoholic and retired from society to live with her mother).

Writing

Waugh quit the post at Arnold House in order to be closer to London and took a job at a school in Aston Clinton in Buckinghamshire. His diary records that his status among the boys was transformed when he bought a motorbike (p.143) but he had only been here a few weeks when he sacked for allegedly making a drunken pass at the school matron (p.149).

He then secured a teaching post at a school in Notting Hill at £5 a week. Between all these short jobs he came home to stay with his parents at Underhill, the family home in Golders Green, under the increasingly disapproving glare of his father.

He still regarded himself as first and foremost a draughtsman, and enrolled in London courses in printing, cabinet-making and carpentry. Throughout his life Waugh applied metaphors and similes from carpentering and cabinet making to constructing well crafted novels.

His writing career didn’t exactly blossom. Having destroyed his draft novel, he managed to get a highly experimental short story, ‘The Balance’, published in a 1926 anthology published by his father’s publishing house, Chapman and Hall (p.145). He researched and wrote an extended essay on the Pre-Raphaelite Brotherhood which was printed privately by his lover, Alastair Graham. And it was on the basis of this that an Oxford acquaintance, Anthony Powell (Eton and Oxford) now working for the publishers Duckworths, commissioned a full-length biography of Dante Gabriel Rossetti, which Waugh wrote during 1927 (pp.158 to 160).

It’s worth pausing at this point to reflect on how he got started as a writer. Obviously he had to be able to write and to have written things worth reading, but he had huge advantages: his father was managing director of the publishing house which published his first short story; his brother was an established novelist ready with tips and advice; his lover privately published his first extended work; and a friend from Oxford commissioned him to write his first published book.

The Establishment

That is how it works; the network of families and friends met through public school and Oxford which dominated the literary world, the professions, politics and the City for most of the twentieth century. Arguably Waugh’s main subject was also the focus of his life, which was gossip and stories about the intricately interlinked network of aristocratic families which dominated English life, linked via marriage, school, Oxford, the army, business and politics into a great matrix of power and influence wielded to protect and promote each other. The network of power and influence which satirists of the 1960s called ‘the Establishment’ and which still dominates English to this day: David Cameron Eton and Oxford; Boris Johnson Eton and Oxford.

Giving individual examples is not very impressive because it’s only the sheer number of examples of the intermeshing of families of power and influence on every page, it’s the cumulative affect of the matrices of power, which really conveys the ubiquity and control of this class.

Journalism

Waugh was never a qualified, full-time journalist. During this unsettled period he spent a couple of months (April to May 1927) as a trainee journalist at the Daily Express, during which, by his own account, he filed no stories and spent a lot of time at the cinema. Or, as usual, getting drunk (p.151). It was the first of several skirmishes with journalism which were to build up to his comic masterpiece, Scoop. The general conclusion is clear: the journalists he saw in action were lying scoundrels who mostly fabricated their stories or exaggerated trivial events into ‘stories’ using a defined and limited set of rhetorical sleights of hand. He wrote pieces for magazines and newspapers to the end of his career, but never lost his amiable contempt for journalism and journalists.

First marriage, to she-Evelyn

In 1927 he met the honourable Evelyn Florence Margaret Winifred Gardner, the daughter of Lord and Lady Burghclere, who was sharing a flat with Pansy Pakenham (p.153). Waugh was on the rebound from the final failure of his intense and troubled relationship with Olivia Plunket-Greene, Gardner was tiring of being pursued by half a dozen suitors. Photos of her at the time confirm written accounts that she was boyish in appearance and no conventional beauty. She’s was described as unusually immature, almost childish (‘young for her age’, p.155), she referred to Proust as Prousty-Wousty, to all her acquaintance as angel face or sweety pie – and this in a generation which Hastings goes out of her way to describe as consciously, modishly immature and childish.

Portrait of the two Evelyns by Olivia Wyndham (1928)

Hastings gives a fascinating account of Evelyn’s proposal which was so casual as to be barely noticeable, along the lines of, ‘Why don’t we try it and see how it goes?’ Gardner, who had (allegedly) already been engaged nine times, thought about it over night and next day replied, ‘Yes, why not?’ (p.163).

They were both 24, very immature, on the rebound from other relationships and also both wanted to escape the smothering tutelage of their parents. They both thought that getting married would set them free of parental restraint and define their adult identities.

Unfortunately, it didn’t, but first ‘the Evelyns’ had to negotiate permission to marry with Gardner’s mother, the formidable Lady Burghclere. She successfully blocked Waugh getting a job at the BBC (p.168). When Waugh submitted the MS of Decline and Fall to the publisher Duckworth’s, the head of the firm, Gerald Duckworth’ brother was married to Evelyn Gardner’s aunt, Margaret, and was well aware of the family’s snobbish disapproval of Waugh, and so turned the novel down. This is how it, the English establishment, works. Someone’s cousin, brother, sister, mother, friend they were at public school or Oxford with intervenes to help out, give a leg up, or block their ambitions, in which case your turn to another set of brothers, sisters, cousins, aunts or uncles to help you out.

27 June 1928 the Evelyns got married despite all Lady B’s objections, almost on a whim, in a disgustingly low church (St Paul’s, Portman Square, p.175)), with few friends or family present. The writer Robert Byron (Eton and Oxford) gave Gardner away. Harold Acton (Eton and Oxford) was the best man. Brother Alec (Sherborne and Oxford) was a witness. A friend, Joyce Fagan, had moved out of a bijou little apartment in Canonbury and passed it on to the newly-married couple at a rent of £1 a week.

September 1928 Decline and Fall published to universal good reviews, from old timers such as Arnold Bennett and J.B. Priestly to new kids on the block like Cyril Connolly (Eton and Oxford). Waugh invited these important contacts to dinner or luncheon at the flat, and they were all enchanted by the 25-year-old pixies.

Literary agent

Alec introduced Waugh to his literary agent, A.D. Peters ( Haberdashers’ Aske’s and Cambridge) who was to be central to his career (p.182). Peters immediately started finding Waugh commissions to write articles about the younger generation for magazines and papers. Hastings features numerous passages describing Peters’ complex and aggressive negotiations on his client’s behalf with newspapers, magazines and publishers, both in Blighty and America. Several themes emerge:

  • the books were divided into two categories:
    • hardly anybody liked his travel books, they didn’t sell, and Peters failed to find American publishers willing to take several of them on at all
    • the novels were mostly well reviewed and received but during the 1930s he never had a bestseller and so was permanently strapped for cash
  • this explains why Waugh continuously hustled for jobs from papers and magazines, endlessly coming up with ideas for features and articles: the problem here was that he often knocked them off at such great speed that magazines (such as Vogue, Harpers, Nash’s and so on) quickly became cautious and took to turning down Waugh articles and stories
  • and this relates to something Hastings doesn’t explicitly state, but which becomes apparent as you read through the book, which is that Waugh didn’t really have many opinions about anything, or not opinions that could be translated into interesting articles; fresh off the back of Decline and Vile Bodies he could make some quids by claiming to be a spokesman for the generation of Bright Young Things; but by mid-1930s his actual opinions – conservative, reactionary Catholic in thrall to a rose-tinted image of the landed aristocracy was not very saleable

Travel books

Waugh came up with the idea of writing articles about a cruise, which could then be compiled into a book as he was, throughout the 1930s, to come up with wizard wheezes for travel books. A number of his pals were good at this – Hastings refers to ‘the intellectual avidity of Robert Byron…the exuberance of Peter Fleming’ (p.269) [both of whom went to Eton and Oxford] – and it was an obvious way to go on an adventure and be paid for it.

The odd thing is that Hastings makes it crystal clear that Waugh hated travelling. He invariably ended up feeling sad and lonely and was often excruciatingly bored. In fact the account of his first trip to Abyssinia, Remote People, includes three short interludes entirely devoted to the problem of boredom. Reviewing the book Rebecca West made the witty point that a writer who writes about boredom almost invariably creates boredom in the reader (p.240), but I found this to be wrong.

I have travelled widely on my own (Greece, Turkey, Egypt, Pakistan, India, Thailand) and can vouch for the fact that there often are moments or days of excruciating loneliness and boredom. So I found the short passage in Remote People about boredom more interesting than some of the straight travel writing. It felt more personal and more true in much the same way as his reporting on the coronation of Haile Selassie was painfully accurate about its shabbiness and lack of glamour, or his description of the ‘famous’ monastery at Debra Lebanos as sordid and squalid.

Although he fibbed about some of the details, there is, overall, about the travel books, as the letters and diaries, a fundamental honesty, a self-exposing, excoriating, merciless honesty about himself and others  in Waugh’s writing which is, even when it’s unattractive, admirable.

Anyway, it’s interesting to learn that his four travel books were not well received. Publishers and reviewers didn’t like them as much as the novels and they didn’t sell anywhere near as well. I agree they don’t have the well wrought artfulness of the novels but I enjoyed the three that I read for what you feel is the blunt unvarnished truth of Waugh’s reporting and therefore accurate descriptions of faraway places in a long ago time which will never return.

His wife’s betrayal

Wasn’t a sudden, impulsive thing. Hastings gives good reasons why the Honourable Evelyn Gardner became unhappy.

  1. She never really loved Waugh, she liked him and admired him.
  2. She was a sickly child. In February 1929 they boarded the Stella Polaris for a cruise round the Mediterranean. This turned into a nightmare as Gardner fell very seriously ill and by the time they reached Port Said was taken off the ship and stretchered to the British hospital with double pneumonia and pleurisy. Despite his intense concern and nursing his sick wife every day, Waugh managed to turn in a creditable travel book, Labels, but Gardner continued to be frequently ill when they got back to London. A subconscious plea for more attention? Or indication of underlying unhappiness?
  3. Trouble in the bedroom: Hastings doesn’t give details but quotes Gardner saying Waugh was no good in bed and her suspicions that this was because he had learned all his sexual technique from sex with men (p.196); elsewhere Hastings links this with his sexual shyness and lack of confidence around women.
  4. Both Gardner and Waugh married to escape from being at home and dominated by parents. They thought it would make them free and independent. Instead, once the initial euphoria had worn off, they realised they were alone and in difficult financial straits, as neither of them had a job.
  5. Gardner’s loneliness. Precisely in order to earn some money Waugh had to take himself off to a study or, more often, go out of London altogether, to stay with friends or in country inns, so he could concentrate on writing. Gardner was a fun-time 1920s party girl, and hated being left at home all alone night after night.

Hence, Waugh encouraged her to go out and socialise, recommending a close cadre of ‘safe’ male friends, one of whom was John Heygate (Eton and Oxford) (p.192). She spent more and more time with him, dashing, clever (job as assistant news editor at the BBC) and eventually, in July 1929, sent Waugh a letter saying she’d fallen in love with Heygate and wanted a separation (p.193).

Waugh was devastated. The cosy new base he’d built for his professional and personal life came crashing down. Hastings quotes friends who say that from that point onwards, a new note of cynicism and anger entered his personality and his work. Disgusted, he managed to see Gardner only once more in the rest of their lives (at the legal divorce proceedings).

Waugh based the very commonplace, drab and casually immoral character John Beaver in A Handful of Dust on Heygate. It is interesting to learn from Heygate’s Wikipedia article that:

  1. He did marry Gardner, in 1930, which was jolly decent of him – but they were divorced in 1936.
  2. He was very right-wing, a Nazi sympathiser, and attended the 1935 Nuremberg Rally in the company of his friend the writer Henry Williamson, next to Unity and Diana Mitford. Lovely people.

Childishness

Hastings repeatedly emphasises the childishness of Waugh and his friends (p.251-25 3). From one point of view the whole affair with and marriage to Gardner was an apotheosis of childishness. She was famous in her circle for her lisping childish pronunciation, for giving everyone nursery nicknames, for looking and dressing like a pre-pubescent boy (a page boy, in Diana Mitford’s description).

But it wasn’t just them. Hastings considers their entire generation cultivated a childish irresponsibility. Maybe it was a rebellion against their heavy Victorian and Edwardian parents, and against the enormous tragedy of the Great War which their older brothers fought and died in. But calculated frivolity and heedless hedonism was, of course, the signature mode of the bright young things of the 1920s, and much of this had a deliberately childish aspect, a refusal to grow up or take anything seriously.

In Waugh’s fiction this is probably best exemplified in various plotlines in Vile Bodies but in his social life Hastings shows how it was a deliberately cultivated pose in some circles of friends, for example the Lygon sisters. Hastings quotes postcards and letters they sent each other written in fake baby language, or with the interpolations of a fictional stupid character named Tommy (actually a joke at the expense of a neighbour of the Lygons, Tommy MacDougall, ‘a dashing master of foxhounds’, p.252) who interrupts the main text to ask stupid questions rendered in misspelt capitals:

When we meet again it will be gay and terribly exciting and not at all like a biscuit box
WY LIKE A BISKIT BOCKS PLESE?
Wait till you are a little older Tommy and then you will understand.
(quoted page 252)

I am going to live in Oxford all the summer and write a life of Gregory the Great.
WHO WAS GREGRY THE GRATE?
He was a famous pope, Tommy.
(quoted page 301)

This style of gushing naivety is used by Waugh in the funny short story ‘Cruise’ which consists of postcards from an archetypally dim, naive, semi-illiterate flapper on a cruise back to her parents. The story uses a phrase which recurs in the actual Lygon correspondence, obviously a catchphrase of their group or the time, which is to use the gushingly simple-minded phrase ‘God how sad’ for anything which goes wrong from tea not being nice to riots in foreign cities (eventually abbreviated in letters to ‘G how s’.p363). If you say it in a posh 1920s flapper voice it is quite funny.

Another notable group slang phrase was ‘lascivious beast’ for priest. For the rest of his life, in letters to close friends, Waugh regularly referred to priests he was meeting in England or abroad and even in Rome, as ‘lascivious beasts’ or just ‘beasts’.

The three Lygon sisters and their fabulous country estate at Madresfield were very important psychologically to Waugh after the trauma of his divorce from Gardner. He recreated a fake childish world with them, which was maintained in their lively correspondence, and he dedicated Black Mischief to ‘Mary and Dorothy Lygon’ when it was published in October 1932.

Conversion to Catholicism

Obvious roots:

  1. He was a very earnestly seriously Christian schoolboy.
  2. Many people of his generation and in his immediate circle converted to Catholicism in the late 1920s.

The most interesting thing about Waugh’s conversion is that it wasn’t romantic or mystical, it was entirely intellectual (pp.225, 227, 229). Talking it over with Catholic friends and then with one or two high society Jesuits he came to the intellectual conviction that:

  1. Christianity explained the world, humans and morality
  2. Catholic Christianity, established in Rome by the martyr Saint Peter, was the oldest, truest, most universal, most enduring form of Christianity (p.225)

And that was it. From this intellectual conviction he never strayed. Details of liturgy and practice, aspects of theology, his emotions or feelings about religion, all these could change and he could happily take the mickey out of them because none of it altered his deep intellectual conviction about the fundamental truth of Roman Catholicism.

Evelyn always insisted that his response to his faith was purely intellectual and pragmatic. (p.487)

Thus Waugh could jokingly refer to priests as ‘lascivious beasts’ and any amount of levity and satire about individual churchmen without a qualm because it wasn’t a question of respecting this or that piety; for Waugh Catholicism simply was the universal truth about the world, whether he was serious and solemn about it or messing about with friends. His own personal attitude didn’t change the Truth. The Truth carried on regardless of anything he wrote or thought or said, that was its appeal.

It didn’t do any harm that entering the Catholic church meant joining a small, embattled, unfashionable elite, and that Waugh identified solely with the old, aristocratic Catholic families and with only the best high society Jesuits – that suited his snobbish elitism very well. But it wasn’t the fundamental motive.

Politics

Waugh wasn’t very interested in politics (‘contemptuous as he was of political life and all politicians’, p.495). Arguably the one enduring subject of his work, diaries and letters was Gossip about people he knew or knew of. Even when he was ‘reporting’ from Abyssinia what excited him most was the court gossip as bruited among the catty diplomatic circles.

His politics followed his religion in the sense that he believed that Absolute Truth resided elsewhere, the human nature is fallen and deeply flawed, that perfection can never be achieved in this world and all attempts to achieve it inevitably end in repression. He handily defined his credo in an extended passage from the travel book he was commissioned to write about Mexico, Robbery Under Law, published in 1939 just as the world plunged into another world war. Because it’s so central to everything he wrote it’s obviously a carefully worded and thorough credo, it’s worth repeating in full:

Let me, then, warn the reader that I was a Conservative when I went to Mexico and that everything I saw there strengthened my opinions.

I believe that man is, by nature, an exile and will never be self-sufficient or complete on this earth; That his chances of happiness and virtue, here, remain more or less constant through the centuries and, generally speaking, are not much affected by the political and economic conditions in which he lives; That the balance of good and ill tends to revert to a norm; That sudden changes of physical condition are usually ill, and are advocated by the wrong people for the wrong reasons; That the intellectual communists of today have personal, irrelevant grounds for their antagonism to society, which they are trying to exploit.

I believe in government; That men cannot live together without rules but that they should be kept at the bare minimum of safety; That there is no form of government ordained from God as being better than any other; That the anarchic elements in society are so strong that it is a whole-time task to keep the peace.

I believe that the inequalities of wealth and position are inevitable and that it is therefore meaningless to discuss the advantages of elimination; That men naturally arrange themselves in a system of classes; That such a system is necessary for any form of co-operation work, more particularly the work of keeping a nation together.

I believe in nationality; not in terms of race or of divine commissions for world conquest, but simply thus: mankind inevitably organizes itself in communities according to its geographical distribution; These communities by sharing a common history develop common characteristics and inspire local loyalty; The individual family develops most happily and fully when it accepts these natural limits.

A conservative is not merely an obstructionist, a brake on frivolous experiment. He has positive work to do.

Civilization has no force of its own beyond what it is given from within. It is under constant assault and it takes most of the energies of civilized man to keep going at all.

Barbarism is never finally defeated; given propitious circumstances, men and women who seem quite orderly, will commit every conceivable atrocity.

Unremitting effort is needed to keep men living together at peace.

Fascist Spain and Italy

This explains Waugh’s support for Mussolini, when Fascist Italy invaded Abyssinia in 1935, and for the forces of General Franco in the Spanish Civil War. Waugh visited Abyssinia three times and was appalled at the poverty, cruelty (read the description of Addis Ababa prison in Remote People) and barbarity of much of the country, which wasn’t a country at all but an empire of subject peoples held together by force. He saw Italy as bringing European law and order and culture and, above all, Religion, to a corrupt and failing country.

I was shocked when I first read of his support for the ‘noble cause’ of Franco and the nationalists in Spain but it, of course, makes perfect sense. The Spanish socialist government may have been democratically elected but it embarked almost immediately on a campaign of closing churches and arresting priests. If you believe the Catholic Church is a vital connection between the creator God and his people, as Waugh very deeply did, then this simply could not be allowed and Franco’s intervention to restore law and order and preserve the church of course received Waugh’s initial support. Until it became clear that the Franco forces were committing atrocities every bit as bad or worse than the communists he vilified – at which point he washed his hands of the whole affair.

Waugh’s Second World War

One quote says it all:

The ordinary soldiers disliked [Waugh] to such an extent that for a time [his superior officer, Lieutenant] Laycock felt obliged to set a guard on his sleeping quarters. (p.445)

Despite being every bit as committed to the war effort as his alter ego, Guy Crouchback, in the Sword of Honour trilogy, and despite showing real bravery in the face of enemy attack (Stuka divebombing in Crete) Waugh was universally disliked in the army. He had no idea how to deal with the ordinary working class soldiers, veering between heavy sarcasm and shouted orders, both of which failed to command affection or respect (‘He bullied and bewildered them’, p.445). His commander in 8 Commando, Lieutenant-Colonel Robert Laycock (Eton and Sandhurst), told him he was so unpopular as to be virtually unemployable in the army (p.445).

He was an outsider to all the regular soldiers, bluff philistine types who instinctively took against this ‘bookish chappie’ with his smart repartee and corrosive cynicism. And when he did manage to wangle a place in a commando unit (as Crouchback does) Waugh was easily outclassed by genuine aristocrats such as Lord Randolph Churchill. His brown-nosing snobbish hero worship of these real blue blood types was so obvious, and repellent to onlookers, that Hastings is able to quote several written accounts describing it. His toadying to anyone with a title was a running joke with the WAAFs at the headquarters of Combined Operations (p.419).

Lord Lovat (Ampleforth and Oxford), the deputy brigade commander, wrote of Waugh:

‘I had known him vaguely at Oxford, and, while I admired his literary genius, had marked him down as a greedy little man – a eunuch in appearance – who seemed desperately anxious to “get in” with the right people.’ (quoted page 450)

I was surprised to learn that when Lovat ordered the scruffy, ill-disciplined Waugh to go to a barracks in Scotland to re-undergo basic training, and Waugh objected and took his complaint to Lovat’s superior, General Haydon, the latter sacked him on the spot for insubordination. This was August 1943. Waugh remained in the army but without a post or position. This marks the end of his romance with the army. From now on he just wanted to get out, to return to civilian life and resume his career as a writer.

This disillusion and demotivation is strongly conveyed in the short prologue and epilogue to Brideshead Revisited where it is assigned to the novel’s narrator, Charles Ryder.

Waugh’s real wartime career closely followed the narrative of the Sword of Honour trilogy, or the trilogy was very closely based on his own experiences. But having read Hastings’ account makes you realise that Waugh’s greatest achievement in the novel was putting Crouchback on the same social level as the blue blood heroes he describes, and accepted by his fellow officers. Waugh was an outsider because he was a social-climbing, bookish cynic. In the trilogy Waugh converts the reasons for Waugh’s outsiderness – bookish, sarcastic, cynical, bad at handling soldiers – into the far more noble and romantic and acceptable reasons for Crouchback’s outsiderness, namely long-running depression over being dumped by his wife and a stern commitment to Catholic values which none of the other officers understands.

Sex

It’s strange that sexual problems in the bedroom appear to have contributed to the swift collapse of Waugh’s first marriage, and that Hastings periodically thereafter describes him as lacking sexual self-confidence, strange because his diaries and letters are full of sexual encounters – homosexual ones at school and Oxford and for a while afterwards in London, and then various encounters with prostitutes abroad. In Tangier, January 1934, Waugh explored the red light district and visited a brothel where he bought a 16 year old girl for 10 francs:

but I didn’t enjoy her very much because she had a skin like sandpaper and a huge stomach which didn’t show until she took off her clothes & then it was too late.
(Diary quoted p.297)

He then takes a 15 year old concubine whose face is entirely covered in blue tattoos and he thinks about setting up in an apartment of her own for his sole use (p.297). I was very struck by Waugh’s own account of being in an Italian brothel and paying for a big black guy to sodomise a white youth on a divan, all artfully staged and arranged for the viewing pleasure of Waugh and his friends.

I suppose there’s all the difference in the world between staging such events or, in more general terms, paying for sex, and having to manage consensual sex with a female partner, with someone you have to talk to later, arrange all the domestic chores, go out to dinner with and so on. That is an infinitely more complex situation to deal with and Waugh wouldn’t be the first man to find it demanding and intimidating.

Waugh writes the word ‘fuck’ quite a lot. One of his female correspondents deprecated his use of the word in a letter to her, so it was obviously not freely used in his posh circles. I was struck by the bluntness of a letter Waugh wrote his second wife, Laura, about taking leave from the army at Christmas 1942, just after she had given birth to their third child:

There is an hotel at Shaftesbury with a very splendid sideboard. I think we might take a week end there soon when you are fuckable. (quoted page 444)

which certainly gives an indication of the way he wrote to her, and maybe spoke to her, but it is not necessarily indicative of the bluntly physical attitude he actually took to sex because we know from his countless other letters, that he cultivated a range of voices and styles (baby talk, high gossip, satire, facetious descriptions of army life) in his letters, depending on who they were written to. Everything he wrote was written for effect.

(The really surprising thing about that letter is that it was preserved and published. Who gave permission for it to be published? I wouldn’t want my casual notes or texts to my wife to be published for the world to read.)

Music

Strikingly, Waugh had no feel at all for music and hated almost all forms of it. At one point he comments that listening to Palestrina was purgatory while, at the other end of the musical spectrum, he loathed the loud jazz which became more and more dominant in London nightclubs as the 1920s progressed.

If you don’t perceive music as the complex interlinking of melody, harmony, rhythm and syncopation, you tend to register it simply as noise and ‘racket’. Waugh’s loathing of music took most concrete form in his detestation of the ‘wireless’, the new-fangled radio which came in during the 1920s and became more and more and more popular during the 1930s and 40s. His was one of the few middle class households in the country which didn’t possess a wireless and so didn’t listen to Neville Chamberlain’s broadcast about the outbreak of war in September 1939 (p.383).

Witness his short story ‘The Sympathetic Passenger’, lampooning a man who hates the wireless; or the scenes in Unconditional Surrender where Guy is convalescing in an RAF hospital whose ‘long-haired boys’ have radios everywhere in the building cranked up to full volume blaring out jazz music which drives Guy so mad he phones a friend and begs to be taken away.

Anti-Americanism

‘God, I hate Americans’, quoted on p.299

The brash, superficial, loud, vulgar consumer capitalism of America came to epitomise everything Waugh hated about the modern age (p.221). Like most British writers he came to rely on sales in America to keep him solvent but that didn’t stop him being very rude about America and Americans in correspondence and, sometimes, to their faces.

Evelyn had always referred with patronising contempt to Alec’s fondness for America, and since the war had come to regard the United States as the apogee of everything that was tasteless, vulgar and barbaric. (p.511)

This is exemplified in the easy-to-overlook joke at the start of The Loved One where the two British protagonists are depicted on the verandah of a rundown bungalow at dusk, surrounded by decay, thick vegetation and the sound of cicadas, so that you think they must be in some god-forsaken colony in darkest Africa or the Far East and only slowly do you discover that they are in fact in Hollywood. Hastings pulls out some choice quotes from his huge correspondence:

The great difference between our manners and those of the Americans is that theirs are designed to promote cordiality, ours to protect privacy. (p.512)

My book [Brideshead Revisited] has been a great success in the United States which is upsetting because I thought it in good taste before and now I know it can’t be. (letter to John Betjeman, quoted p.512) [Betjeman went to Marlborough and Oxford]

Post war

The last 100 pages of the novel are marked by three themes:

1. Writing for money

Waugh continued to write a lot but the quality was often poor. Hastings records the umpteen commissions he received from magazines and newspapers, driving a very hard bargain, demanding the maximum rate possible, and then very often disappointing with work which was so hurried or roughshod, the magazines quite frequently refused to publish it or asked for their money back.

Of similar dubious or debatable quality are his handful of post-war stories, the novellas ‘Scott-King’s Modern Europe’ (genesis, writing and reviews summarised pages 500 to 502) and ‘Love Among the Ruins’ (in Hastings’ opinion, ‘a nasty little tale’, p.553) and the oddity which is The Ordeal of Gilbert Pinfold (origin and writing described pages 560 to 567).

The Loved One is another oddity, which begins well and is full of lusciously funny details, but somehow fizzles out: he fails to find a plot to match the comic richness of his subject (American funeral homes). (Its genesis, writing and reception described on pages 514 to 522.)

Students and fans often overlook the overtly Catholic books he wrote, such as the novel about the Roman Empress Helena, discoverer of the ‘True Cross’ (1950) which was slammed in his own day and has never sold well (described pages 538 to 541). The 1930s biography of the Elizabethan martyr Thomas Campion (1935) and the biography he promised to write of his good friend, Catholic convert and Jesuit priest Ronald Knox (The Life of the Right Reverend Ronald Knox, 1959) [Knox attended Eton and Oxford].

Then there were two poorly received travel books ‘The Holy Places’ (1952) and ‘A Tourist in Africa’ (1960). In 1961 he was paid £2,000 by the Daily Mail to go back to British Guiana on the eve of independence and write five articles on his impressions. These were so flat and incurious the Mail printed only one and demanded their money back (p.606).

The exception to all of this, and all the more remarkable for the mediocrity of the rest of his post-war output, are the three novels of the Sword of Honour trilogy (Men at Arms, described page 546 to 551; Officers and Gentlemen pp.571 to 573; Unconditional Surrender pp.594 to 599) which I find magnificent, richly funny, fascinating with social history, and deeply moving.

2. Comic dislike of his children

Waugh genuinely disliked small children and his own were no exception.

I abhor their company because I can only regard children as defective adults, hate their physical ineptitude, find their jokes flat and monotonous…The presence of my children affects me with deep weariness and depression. (quoted op.527)

The Waugh children (all 6 of them) were exiled to the nursery and, as soon as possible, sent off to prep schools. Waugh hated Christmas because of all the noise and disruption and had a little private party when they went back to their schools (p.527ff.). Waugh cultivated the pose of a father who detested his children and, although this must have been horrible to experience, it is often very funny to read about, especially when expressed in his deliberately outrageous letters.

His eldest son, Auberon Waugh (1939 to 2001: Downside and Oxford) went on to become a novelist, journalist and literary editor. He wrote an autobiography describing his unhappy childhood in detail and said that, as a boy, he would happily have swapped his father for a bosun’s whistle (p.528).

3. Boredom and depression

Above all, Waugh was bored bored bored, often bored to death. He drank to excess to stave of boredom and depression, and the against-the-fashion pose of young fogey he cultivated in the 1930s, and which came to seem out of place during the People’s War, crystallised into the persona of an angry, overweight, red-faced old buffer after the war. Waugh knew what he was doing; the persona he cultivated is described with precision in the self-portrait which opens The Ordeal of Gilbert Pinfold:

It was his modesty which needed protection and for this purpose, but without design, he gradually assumed this character of burlesque. He was neither a scholar nor a regular soldier; the part for which he cast himself was a combination of eccentric don and testy colonel and he acted it strenuously, before his children at Lychpole and his cronies in London, until it came to dominate his whole outward personality. When he ceased to be alone, when he swung into his club or stumped up the nursery stairs, he left half of himself behind and the other half swelled to fill its place. He offered the world a front of pomposity mitigated by indiscretion, that was as hard, bright and antiquated as a cuirass.

Hastings picks up the word ‘pomposity’ and quotes a passage from a letter to Diana Cooper:

Women don’t understand pomposity. It is nearly always an absolutely private joke – one against the world. The last line of defence. (p.568)

All this is interesting because you don’t find in fiction, or anywhere nowadays, a sympathetic explanation of the quality of pomposity. The idea of it being a sort of private joke is thought provoking, an insight into the way all kinds of people’s odd manners might be taken as very personal jokes against the world…

Hastings gives example after example of Waugh’s astounding rudeness to everyone he met, no matter how powerful and influential – the bitter arguments he had with even his closest friends, and the well-attested rows he had with his long-suffering wife, Laura.

One of the most loyal friends of  his later years was the tough-minded socialite Ann Charteris (1913 to 1981) who had three husbands, first Lord O’Neill, secondly Lord Rothermere and then the creator of James Bond, Ian Fleming (Eton and Sandhurst). Hastings quotes comments about Waugh from several of his close woman friends such as Diana Cooper and Nancy Mitford, but Ann Fleming put her finger on it when she wrote to her brother, Hugo, in 1955:

‘Poor Evelyn, he is deeply unhappy – bored from morning till night and has developed a personality which he hates but cannot escape from.’ (quoted p.558)

Not only was he a martyr to boredom but to insomnia and since the late 1930s had been taking various sleeping draughts which he mixed, against all medical advice, not in water but with creme de menthe. It was when he began, in addition, dosing himself with bromide that he developed first the physical and then the mental symptoms so accurately described in Pinfold.

He was invited to stay at the Flemings house, Goldeneye, in Jamaica where he was irascible and ungrateful. Ann Fleming again: ‘Poor Evelyn – killing time is his trouble and not a night without sleeping pills for twenty years’ (quoted p.571).

And when Nancy Mitford asked him, after he had paid her a bad-tempered visit in Paris, how he could reconcile behaving so badly and speaking so spitefully about everyone with his religion’s words about  loving your neighbour as yourself:

‘He replied rather sadly that were he not a Christian he would be even more horrible…& anyway would have committed suicide years ago.’ (quoted p.505)


Credit

Evelyn Waugh: A Biography by Selina Hastings (1994) was published by Sinclair-Stevenson in 1994. All references are to the 1995 Mandarin paperback edition.

Evelyn Waugh reviews

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