Ukraine: Photographs from the Frontline by Anastasia Taylor-Lind @ Imperial War Museum London

The Imperial War Museum London is hosting a free exhibition of photos taken in the Ukraine by internationally renowned photojournalist Anastasia Taylor-Lind from the Ukraine. It’s a smallish display, in just one room, of 17 big colour photos.

Maybe the Ukraine came to most people’s notice with Russia’s invasion of 24 February 2022. But something like that doesn’t come out of the blue and in fact Ukraine has been in a low-level war since 2014, the year when a complex political crisis in Ukraine came to a head. This explains why the exhibition is divided into three parts or ‘moments’ and 2014 is the first one:

1. 2014 protests (3 photos)

Background

In 2013 the Ukrainian parliament had overwhelmingly approved finalising a political association and free trade agreement with the European Union (EU), something which marked a decisive shift away from its eastern neighbour, Russia. Russia, for its part, offered Ukraine very favourable trading arrangements, large state loans and brought political pressure to bear on Ukraine’s president, Viktor Yanukovych who, as a result, at the end of 2013 abruptly cancelled the negotiations with the EU and reaffirmed Ukraine’s economic and political ties with Russia.

This led to huge pro-EU protests in Kiev and other Ukrainian cities which turned into violent clashes between protestors and security forces. Government buildings were occupied, there were running street battles, in all over 100 protesters were killed and over 1,000 injured. The protesters opposed what they saw as widespread government corruption and abuse of power, the influence of oligarchs, police brutality, and human rights violations. A large, barricaded protest camp occupied Independence Square in central Kyiv throughout the ‘Maidan Uprising’.

Eventually a bill was introduced into Parliament stripping Yanukovych of the presidency and a few days later another one called for his arrest. He fled to the Russified east of the country. This demonstration of people power came to be referred to as the Revolution of Dignity or the Maidan Revolution.

Photos

Taylor-Lind was in Kiev during the Maidan Revolution and took some cracking photos, in fact the single best image from the exhibition captures the messy defiance of protesters swarming over some grand statuary in central Kiev while thick black smoke from burning tyres gives the scene an apocalyptic vibe.

Anti-government protests, Kyiv, February 2014 © Anastasia Taylor-Lind

The 17 photos in the exhibition can perhaps be sorted into 3 or so categories: one is actuality, snapped on the hoof, as it appears, such as the image above. A completely different type is the photographs Taylor-Lind took in the makeshift studio she created which could be quickly set up in trouble spots. She rigged one up in central Kiev during the revolution and spend weeks photographing hundreds of protesters, including tired, injured Yevhen Shulga.

Yevhen Shulga, Kiev 2014 © Anastasia Taylor-Lind

There are four of these ‘studio’ portraits in the show and, interestingly enough, one of the other three is also of Shulga, but from 2022, showing his transformation from street protester to fully-fledged soldier in the Ukraine Army.

2. 2014 to 2020 the Donbas (4 photos)

Unfortunately, overthrowing an unpopular president wasn’t the end of it, the Maidan Revolution wasn’t as decisive or final as the overthrow of communism had been in Poland, Czechoslovakia and the other Eastern bloc countries 25 years earlier.

Ukraine’s situation is complicated and the war doesn’t make any sense unless you listen to the Russian side. The Russians have a number of grievances. Number one, in deep history, Kiev is actually the spiritual home of the Russian Orthodox Church, for it was here, in 987, that the Kievan Prince Vladimir married the daughter of the Byzantine emperor and concerted, along with all his subjects, to the Orthodox religion. To quote Michael Ignatieff’s excellent study of modern nationalism, ‘Kievan Rus is the beginning of the Russian nationalist experience’ (Blood and Belonging by Michael Ignatieff, 1993, page 87). So there’s a deep Russian nationalistic claim to the capital.

During the nineteenth century the Ukraine was fully incorporated into the Russian Empire and the eastern part of the country heavily settled by Russian speakers. As a result of the Russian Revolution the aristocracy fed and the middle classes expropriated of their land. Between the wars Stalin pushed through the forced collectivisation of the vast fertile farms of central Ukraine and this led to one of the biggest man-made catastrophes of the twentieth century, when as many as 5 million Ukrainians starved to death between 1931 and 1933. The Russians also attempted to exterminate the Ukrainian intelligentsia.

This explains why, when the Nazis invaded as part of their attack on the USSR in June 1941, they were at first greeted as liberators from the yoke of the murderous, semi-genocidal Soviet regime, at least until it became clear that the Nazis were even worse. The whole brutal period is described in Timothy Snyder’s often stomach-churning book.

So Ukrainian nationalists, predominantly in the west of the country, found themselves fighting a three-way war, against the Soviets and against the Nazis and, a few years later, when the resurgent Red Army pressed the Germans back through the Ukraine, many nationalists fought the Russians. In fact Ignatieff says that some nationalist guerrilla forces weren’t completely neutralised until the 1950s. Ukrainian nationalists may remember these forces as heroes but the Russians, of course, lump them together with the Nazi enemy and this gives them a veneer of plausibility when Russian propaganda paints anyone who opposes Moscow’s wishes, right up to the present day, as ‘fascists’.

Back to 2014 and Russia didn’t take the ousting of Viktor Yanukovych lying down. Within a matter of weeks two things happened:

  1. Russia annexed the Crimea
  2. Russia sent paramilitary forces to bolster armed uprisings in the far east of Ukraine, on the Russian border

Bucha, April 2022 © Anastasia Taylor-Lind

1. The annexation of the Crimea

Crimea was part of Russia from 1783, when the Tsarist Empire annexed it a decade after defeating Ottoman forces in the Battle of Kozludzha, until 1954, when the Soviet government transferred Crimea from the Russian Soviet Federation of Socialist Republics to the Ukrainian Soviet Socialist Republic. This in-depth article gives the reasons why.

In summary, 1) the Russians had only just finished managing a violent little civil war in the newly annexed western regions of Ukraine, especially Volynia and Galicia; 2) the new Communist Party boss, Nikita Khrushchev, had himself been head of the CP of Ukraine and knew the republic well; 3) in the 1950s the population of Crimea — approximately 1.1 million — was roughly 75 percent ethnic Russian and 25 percent Ukrainian.

In other words, assigning the Crimea to the Ukraine added nearly a million ethnic Russians to the troublesome Republic. It was a swift, administrative way of increasing the Russian minority in the country.

The downside was that the Crimea is host to Russia’s Black Sea ports and navy. This didn’t matter so long as Ukraine was under the thumb of Russia within the USSR. But amid the chaotic collapse of the Soviet Union in 1991, it was clear to the Russian military (Navy) that handing over Russia’s main Black Sea naval base to a different country was crazy. The status of the Crimean bases remained a source of controversy and tension throughout the 1990s, with Boris Yeltsin and successive leaders negotiating leasing and access deals.

In a way it’s a surprise that a leader as increasingly bullish and nationalistic as Vladimir Putin took until 2014 to annex the Crimea. You can see why, from his point of view, if Ukraine had remained under Yanukovych who would have been cemented to Russia by favourable trade deals, then Putin and the Russian military would have let the negotiated arrangements about Crimea continue; but how, when Yanukovych was overthrown, and the Ukraine parliament made clear its commitment to ally with the West, Putin and the Generals acted.

According to the 2014 census, Crimea had a population of 2.3 million, of whom 68% were Russian and 16% were Ukrainian. So although many in the West and international fora like the UN disapproved of the annexation, you can see both the a) military and b) ethnically nationalist thinking behind the move.

2. The Donbas

Back to the exhibition, the second consequence of the overthrow of President Yanukovych was that Russia supported rebellions against Ukraine’s government in areas along the border. I’ll just quote Wikipedia:

In March 2014, following Ukraine’s Revolution of Dignity, anti-revolution and pro-Russian protests began in Ukraine’s Donetsk and Luhansk oblasts, collectively ‘the Donbas’. These began as Russia invaded and annexed Crimea. Armed Russian-backed separatists seized Ukrainian government buildings in the Donbas and declared the Donetsk and Luhansk republics (DPR and LPR) as independent states, leading to conflict with Ukrainian government forces. Russia covertly supported the separatists with troops and weaponry, only later admitting sending “military specialists”. After a year of fighting, the conflict developed into trench warfare. There were 29 failed ceasefires. About 14,000 people were killed in the war: 6,500 pro-Russian separatist and Russian forces, 4,400 Ukrainian forces, and 3,400 civilians on both sides of the frontline. The vast majority of civilian casualties were in the first year.

Apparently, the conflict was very fierce in 2014 and 15 but then settled down to First World War-style trenches and attrition.

The exhibition includes four photos to cover this prolonged conflict. I mentioned categories of photos, above. The best photo here is an example of a hybrid form, which is posed, but not as posed as a studio photo. This, for me, is arguably the best image in the show.

A Ukrainian soldier, Donbas, 2018 © Anastasia Taylor-Lind

At first I thought this was an interior, and the backdrop was some kind of old wood panelling, fitting for a comfy sofa and a framed oil painting. Only when I looked more closely did I realise that the ‘wall’ is made from a big stack of army ammunition boxes. In fact the wall label explains that the whole thing was set up under a bridge and completely outside. When you look closer you can see the sofa is a bit of old tat with rips in it and the painting is a cheap reproduction in a chipped frame.

So the whole thing represents a complex attempt to recreate the comforts of home in a war zone but is by way of being a sort of trompe l’oeil fabrication which, at the same time, beautifully captures the spirit of invention and blagging which characterises all front lines.

3. Spring 2022 Russian invasion (10 photos)

The third and largest part of the little exhibition contains 10 photos covering aspects of Russia’s invasion of the whole of Ukraine which started on 24 February 2022. By now you can see that this attack didn’t come out of the blue but had deep historical, cultural, political and military roots.

But if annexing the Crimea could, possibly, be justified by ethnic nationalism and politics, a full-scale attack on an independent nation state is clearly in breach of the United Nations charter and international law. It’s has been deplored by the International Court of Justice, the Council of Europe, and the International Criminal Court.

There’s widespread consensus (in the West, at any rate) that Putin intended his forces to mount a pincer movement on Kiev and seize it within a week, presumably intending to force the government of Volodymyr Zelenskyy into exile, whereupon the Russians could impose their own Russia-friendly government and then hold some kind of rigged referendum or plebiscite. Their playbook really hasn’t changed since the deepest communist days of 1956 in Hungary and 1968 in Czechoslovakia.

The most obvious thing about the war is it has revealed how rubbish the Russian army is. Despite the element of surprise and overwhelming superiority of numbers, their advances got bogged down on all fronts. As usual, their leadership was bad and the quality of the average Russian squaddie very poor. Discipline was bad, units fell apart, equipment was inferior to Ukraine’s western kit.

For humanitarians like Taylor-Lind and the IWM the focus is less on the historical and military roots than on the humanitarian tragedy the invasion has triggered. These 10 photos come from spring 2022 i.e. three or four months into the present conflict, and show: a grieving mother; one of Taylor-Lind’s makeshift studio portraits of two adult sisters who have fled the fighting and are now refugees; an older lady taking receipt of a coal delivery (since all the gas pipelines have been blown up).

There’s the shot of the back of a middle-aged woman receiving hospital treatment after a shell exploded in her back garden; there’s a sick old woman with a name tag tied to her wrist who’s being evacuated from a hospital near the front line. There’s a shot of four soldiers digging a defensive trench and another of five soldiers firing a volley over the grave of a local farmer.

There’s a mass grave being excavated at Bucha where the Russians are alleged to have carried out atrocities against civilians, tying their hands behind their backs, torturing them, executing them – a grim roll-call which recalls the behaviour of the Serbs during the Yugoslav Civil wars 30 years ago.

The brutal nature of this kind of hybrid warfare, with its paramilitaries and mercenaries, with its badly-disciplined troops encouraged by their officers to spread terror, hasn’t changed or evolved. Like a plague, like a scourge of God, it just visits different areas and leaves grieving relatives, burned out houses and mass graves. Above all it leaves destruction on an epic scale, and this is the fourth category of photo I’d identify in the exhibition – unpeopled ruins.

A damaged apartment block, Sumy region, April 2022 © Anastasia Taylor-Lind

It’s not so much the deaths which appal me, it’s the unremitting, pointless, futile, death-drive destruction and devastation which forces like the Russians or the 1990s Serbs inflicted everywhere they went. Too weak, badly led and indisciplined to actually win battles, these forces nonetheless have the resources to destroy, mindlessly, pointless, for days and weeks and months, destroying home and offices, infrastructure, power plants, water. If they can’t have it, no-one can. It’s the pathetic infantile, teenage spitefulness of it which is so utterly soul-destroying. What wankers.

P.S.

Every photo has a caption. Initially, I thought these were the words of the people in the picture but, after counting, I note that only four of them are directly quoted, all the other captions are the comments of Anastasia Taylor-Lind or her long-term collaborator and friend, Ukrainian journalist Alisa Sopova. Some of Alisa’s comments are enlarged and painted directly onto the wall to create a textual commentary.

May also be worth commenting that all the text, from the introductory wall label to the photo captions, is bilingual, printed in English and Ukrainian. The curators tell us this is designed to ‘engage directly with the UK’s Ukrainian community’. As a matter of interest I checked and at its peak, in 2019, there were 25,000 Ukrainians in the UK. Since the war that number has been swelled by some 82,000 refugees i.e. a little over 100,000 in total.

The end

I’ve been rereading Michael Ignatieff and Anthony Loyd’s books about the Yugoslav Wars. Ukraine is a different situation but, based on comparable situations in Bosnia in particular, where neither side was strong enough to secure a convincing victory, my guess would be that:

  1. the war drags on throughout 2023
  2. if Western support for Ukraine doesn’t remain high i.e. keeping up a reliable supply of arms and ammunition, then the Russians might score some victories, but
  3. eventually the UN will draw a ceasefire line across the eastern and southern parts of the country, which will remain in Russian hands, and the line will be like the one which divides Cyprus or Korea

It’s hard to imagine Russia seizing the entire country; think of the permanent insurrection and guerrilla war they’d face. On the other hand, it’s hard to imagine Ukrainian forces pushing the Russians right out of their country. So some kind of stalemate / ceasefire / partition seems the most likely outcome. But war is unpredictable, so it’s anybody’s guess.


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Byzantine Emperors 802 to 1081

By the tenth century to be a eunuch was, for a promising youth about to enter the imperial service, a virtual guarantee of advancement; many an ambitious parent would have a younger son castrated as a matter of course.
(Byzantium: The Apogee, page 130)

This is a timeline of Byzantine emperors between 802 and 1081, based on John Julius Norwich’s history of the period, Byzantium: The Apogee (1991).

The Empress Irene

Iconoclasm (the banning of religious images and icons) had been instituted by Leo III the Isaurian in 726. 80 years later it still divided the empire. The empress Irene had dominated her weak husband, Leo IV (775 to 780) and their son, Constantine VI (780 to 797) who came to the throne aged just nine and who, when he became a threat to her power, Irene had arrested and blinded, resulting in his death soon afterwards.

So then the wicked Empress Irene reigned by herself for five years, alienating most sections of the empire – by being a woman, by being an icon-supporter, and for the foul murder of her own son.

In 800 Pope Leo II crowned King Charles of the Franks as Holy Roman Emperor in St Peter’s Rome. This astonished the Byzantines who considered it an appalling assault on their power and prerogatives, but to both Pope and new Emperor, Irene, as a woman, simply did not count and so, for them, the throne of Roman emperor was vacant.

To seal the deal Charlemagne, in 802, sent Irene a proposal of marriage. This in fact struck her as a decent exit strategy to escape the gathering number of enemies to her rule. But her leading ministers rebelled. Led by the Logosthete of the Treasury (the minister of finance), they mounted a coup, and exiled Irene.

Nicephorian dynasty (802–813)—

Nicephorus I Logothetes (802 to 811)

The leader of the coup against Irene took the name Nicephorus. Irene had cancelled loads of taxes in a bid to be popular with the people and thus brought the empire to the brink of bankruptcy. The fact that Nicephorus had been finance minister meant he understood how important it was to revitalise the tax base, rebuild the city’s walls, and build up the army. In 803 an Armenian general in the Byzantine army, Bardanes Turcus, rebelled but his revolt was crushed, Bardanes being sent to a monastery where he was, in the traditional style, blinded to prevent him being any more of a threat.

Irene had tried to buy off both the Khan of the Bulgars (in the north) and the Muslim Caliph Harun al-Raschid (in the East) with gold tribute. Nicephorus immediately cancelled both these tributes, sparking war with both (although Raschid died in 809).

Nicephorus led initially successful campaigns against the Bulgars but was killed at the Battle of Pliska against the mighty leader of the Bulgars, Khan Krum. Initially, Nicephorus had successfully led raids into Bulgar territory and destroyed their capital city, but he and his army were eventually caught in a narrow defile and annihilated. Krum had Nicephorus’s skull encased in silver and used it as a cup for wine-drinking.

Staurakios (July to October 811)

The only son of Nicephoros I, Staurakios automatically succeeded on his father’s death but had been present at the Battle of Pliska and was himself severely wounded, left paralyzed and in constant pain. He was forced to resign within a year, and retired to a monastery where he died soon after.

Michael I Rangabe (811 to 813)

Son-in-law of Nicephorus I, Michael succeeded Staurakios on the latter’s abdication. A spendthrift in everything except defence, he wasted money on high living while Khan Krum devastated various Byzantine towns.

In late 812 Krum offered battle some miles from the capital and in June Michael marched out at the head of an army but, as battle began, the Anatolian wing of the Byzantine army, led by Leo the Armenian, deserted their posts. As a result the Byzantine army was decimated, Michael made it back to Constantinople where he abdicated (retiring to a monastery where he lived quietly for another thirty years). All four of his sons were castrated and his wife and daughters sent to a monastery – while Leo the Armenian returned to the capital and seized the throne.

Non-dynastic—

Leo V ‘the Armenian’ (813 to 820)

Born about 775, Leo joined the army and rose to become a general in which capacity he betrayed the army in a confrontation with Khan Krum of the Bulgars, leading to the abdication of Michael I.

Leo still had to deal with Krum and arranged a meeting with the Bulgar at which he treacherously set assassins to kill him. They failed and Krum made off, infuriated, destroyed all the buildings without Constantinople’s city walls – palaces and churches – then systematically destroyed every Byzantine town he could seize, murdering all the men and taking the women and children into slavery. Adrianople was burned to the ground and the entire population sent into slavery beyond the Danube.

Leo, for his part, mounted some sneaky raids into Bulgar territory where, the chroniclers report, his armies had instructions to kill all the children (dashing their heads against rocks and walls, is the precise description). It was a war of extermination on both sides. Then, just as Krum was supervising the siege engines rumbling up to the walls of Constantinople for a final siege, he dropped dead of apoplexy. To everyone’s surprise, peace had come.

Leo devoted the remainder of his rule to reviving Iconoclasm. The previous three ill-fated emperors had been icon-supporters and their reigns had coincided with financial and military disasters. Leo hoped to revive support for his rule by falling in line with the majority of the upper class, the army and many of the Eastern refugees (who now thronged the city, having fled the armies of the Arabs) who were all deep-rooted iconoclasts. (Iconoclasm feeling became stronger the further east you went.) In 815 Leo promulgated an edict against images which led to an orgy of destruction across the empire. So much beauty and art, silken vestments, gold icons, priceless statues – destroyed forever.

Something – the chronicles are unclear – led to a rift with his one-time good friend Michael from Armoria, who began speaking openly against the emperor and who Leo had imprisoned and ordered to be thrown into a burning furnace. Before this order could be carried out, Michael was freed by accomplices who went with him to the imperial chapel on Christmas Day 820, where they struck down Leo, first cutting off his sword arm, then his head. Leo’s corpse was paraded in ignominy around the Hippodrome. Leo’s four sons were castrated (one died during the procedure) and sent, along with his wife and daughters, into exile.

Amorian dynasty (820 to 867)—

Michael II ‘the Amorian’ (820 to 829)

Michael was an illiterate boor who made his son co-emperor in a bid to establish a settled dynasty. Almost immediately he faced a rebellion which evolved into a civil war, led by Thomas the Slav, a Byzantine general, who besieged Constantinople. However, Thomas’s army was unexpectedly attacked from the north by the Bulgars and massacred. The survivors retreated to a walled town, and Michael now felt confident enough to lead a Byzantine army to besiege them. Michael quickly persuaded the rebels to surrender with a promise of mercy, and to give up Thomas – who promptly had his hands and feet chopped off and his body impaled on a stake.

During Michael’s reign the empire lost Crete to Arab pirates, who ravaged all the towns and converted the entire population into slavery. Another band of Arab adventurers began the Muslim conquest of Sicily. Both islands became the home for Arab corsairs who preyed on shipping all over the eastern Mediterranean, despite Michael sending numerous fleets to try and stop them.

Michael died peacefully in his bed, the first emperor in a sequence of six to do so.

Theophilus (829 to 842)

Born in 813, Theophilus was the only son of Michael II, the illiterate Armorian. Co-emperor since 821, he succeeded on his father’s death aged 25 and was, according to Norwich, ‘magnificently qualified to take on the responsibilities of emperor’.

Theophilus had to deal with the aggressive campaigns from the Muslim East of Caliph Mutasim, who besieged and sacked Armoria, the second city in the empire: when some of the inhabitants took refuge in the town church, Mutasim burned them alive in it, the rest of the population was put in chains and taken back across the desert towards Syria but, when water ran short on this long trek, almost all of them were executed. Only 42 made it alive to Muslim territory. Years later the 42 were offered a final choice between converting to Islam or martyrdom. All 42 chose death and were beheaded on the banks of the River Tigris, thus entering the canon of saints of the Byzantine church. Burning, murdering, death.

Theophilus continued the iconoclastic policies of his father, but rather half-heartedly (with some notably brutal exceptions: he had two Christian writers who refused to renounce icons, tattooed across their faces with a long iconoclastic poem, and he had the greatest icon painter of the time, Lazarus, scourged and branded on the palms of his hands with red hot nails). Nonetheless, in Norwich’s opinion, when Theophilus died, aged just 29, from dysentery, ‘the age of iconoclasm died with him’ (p.52).

Interestingly, in response to the Muslim seizure of Crete and Sicily, Theophilus appealed to the son of Charlemagne, Lewis the Pious, to join forces and drive the Muslims from the Mediterranean. Interesting because, as Norwich points out, if Lewis had done so, the age of the crusades (i.e. armed Western Christian knights interfering in the Muslim Mediterranean world) would have come two and a half centuries early and, if it had become a sustained campaign uniting the Western and Eastern Christians, might have seized back more of the Mediterranean littoral.

Michael III ‘the Drunkard’ (842 to 867)

Born in 840, Michael succeeded on Theophilus was succeeded by his son Michael, born in 840 and so just two years old, with the result that the empire was ruled by his mother, Theodora, until 856. She called a Church Council in 845 which anathematised Iconoclasm, not without the usual fierce ecclesiastical in-fighting. (The fierceness of language and actual bodily violence involved in these Church disputes has to be read to be believed. Senior Christian opponents to imperial policy were often arrested, tortured, scourged and whipped, branded, blinded and exiled.)

The Logothete and eunuch Theoctistus manoeuvred his way to becoming co-ruler with Theodora. (Logothete: An administrative title originating in the eastern Roman Empire. In the middle and late Byzantine Empire, it became a senior administrative title, equivalent to minister or secretary of state.)

Theoctistus led a fleet which managed to recapture Crete, and another Byzantine fleet attacked and ravaged the Muslim naval base at Damietta. In other words, this period saw the start of a significant fightback against Muslim domination of the Eastern Mediterranean.

Theoctistus and the Empress adopted the ruinous policy the pair adopted of the systematic persecution of the heretics known as Paulicians. The Paulicians were Christians of a sort, but rejected large parts of the Old and New Testament and many of the practices of the Church. They were based in Armenia, a mountainous region far to the east of Anatolia. They were ordered to renounce their beliefs but refused, and so a vast military army set out to the East and, if the chroniclers are to be believed, massacred up to 100,000 of the Paulician community – by hanging, drowning, putting to the sword and even crucifixion. Not only was this a foul atrocity in itself, but strategically short-sighted in that it drove the entire community into alliance with the Muslim regime based in Baghdad.

Map showing the spread of the Muslim empire and how surrounded and embattled the Byzantine Empire became (and how foolish it was to drive the Armenians into alliance with the Muslims)

The Empress Theodora’s brother (Michael’s uncle) Bardas, overthrew Theoctistus, confronting him in the palace with a group of soldiers and the young emperor himself, who ran him through with a sword. That was in 855.

Bardas was raised to Caesar in 862. Norwich considers Bardas’s ten year-rule (855 to 865) one of unparalleled success, notable for his military victories over the Bulgars to the north and the negotiation of their conversion to Christianity, for the growing confidence and distinctness of the Eastern Church, and for Bardas’s personal sponsorship of learning – setting up schools and a university – and the arts.

In the last years of Bardas’s rule the monks and scholars, the brothers Cyril and Methodius, were invited by the Khan of the Bulgars to help convert his Slavic people to Christianity. (Formerly it was believed that Cyril, forced to invent new letters to convey Slavic speech sounds, invented the Cyrillic script which is named after him. Nowadays it is thought he and Methodius invented the Glagolitic script, and that Cyrillic was developed later by their students and followers.)

This story didn’t end well, though, because the Khan of the Bulgars wrote a long letter to the emperor complaining about the endless squabbles among the Byzantine Christian missionaries, and asking for clarification on various points of theology. The emperor Michael made the mistake of arrogantly dismissing it, with the result that the Khan turned to the Pope, who gave him a clear, thorough and polite response. The result was the Khan of the Bulgars gave his allegiance to the Pope in Rome and expelled all the Byzantine missionaries.

Meanwhile, Emperor Michael declined into alcoholism. In his last years he took a favourite, Basil, a strong, illiterate peasant from Armenia, talented with horses, and raised him to the level of Court Chamberlain. All kind of speculation floats around him, including the possibility that he was Michael’s gay lover. Michael ordered Basil to marry a young woman who was almost certainly Michael’s mistress, in order to give his mistress free access to the palace (and Michael), without scandalising the clergy. It is possible, then, that when Basil’s wife bore him children, they were in fact the children of the emperor…

Whatever the details, Basil tightened his grip on Michael’s affections, becoming a serious rival to Michael’s uncle, Bardas. On 21 April 866, on the eve of a naval expedition which he was meant to be leading to liberate Crete from the Muslims, Bardas was sitting next to Michael in the imperial pavilion, when Bardas stepped forward and assassinated him. The emperor was obviously in on the coup because he issued a statement declaring Bardas a traitor and exonerating Basil.

Macedonian dynasty (867 to 1056)—

Basil I ‘the Macedonian’ (867 to 886)

Having assassinated Michael’s uncle, Bardas, in 866, 18 months later, on 24 September 867, Basil and seven followers killed the emperor Michael as he lay in a drunken stupor in his bedchamber. Basil had himself proclaimed basileus.

Basil led successful wars in the East against the Arabs and the Paulicians, and seized back the entire Dalmatian coast, Bari, and all southern Italy for the Empire. He initiated a major review and digest of the laws (on the model of Justinian’s code) and also commissioned the building of new churches and palaces. He had four sons but one, young Constantine, was the apple of his eye. When Constantine died suddenly in 879, Basil went into a decline, becoming surly, reclusive and unbalanced. A later legend says he was killed by a stag while out hunting. We’ll never know for sure.

Leo VI ‘the Wise’ (886 to 912)

Instead of Basil’s favourite son, Constantine, it was his next eldest son, Leo, who succeeded, aged twenty. Already he has acquired the nickname ‘the wise’ for his scholarship, grace and deportment. But Leo VI’s reign saw an increase in Muslim naval raids, culminating in the Sack of Thessalonica, and was marked by unsuccessful wars against the Bulgarians under Symeon I.

Leo sparked a far-ranging religious dispute because he married a succession of wives, who all managed to die of illness or in childbirth. He kept at it because he was desperate for a male heir but when he married for the fourth time, to Zoe ‘Carbonopsina’ (of the black eyes), the church was outraged.

Orthodox theology disapproved of even one remarriage, only reluctantly admitted two – so long as the partners spent a good deal of time repenting and praying – but to remarry for a third time was completely forbidden and the Patriarch of Constantinople. Nicholas, was not slow to criticise and anathematise the emperor. So Leo had Nicholas exiled and appointed a new Patriarch who carried out his wishes. But Nicholas’s dismissal and the scandal of the four marriages split the church into fiercely opposing factions.

Alexander (912 to 913)

Leo had sidelined his brother, Alexander, during his reign. When Leo finally died his brother inherited and promptly set about undoing much of his brother’s work, starting by banishing Leo’s wife, Zoe, and ignoring Leo’s careful diplomacy with the ever-threatening Bulgars. He restored the troublesome patriarch, Nicholas, who Leo had dismissed and who returned from exile furious and determined to take his revenge on everyone in the hierarchy who had condoned Leo’s marriage.

Alexander was an alcoholic and died of exhaustion after a polo game, leaving the throne to Leo’s young son, Constantine, born in 905 and so aged just seven.

Constantine VII Porphyrogenitus (913 to 959)

At Alexander’s death there is a scrabble for power. When Zoe learned that Alexander lay dying she rushed back to the palace to protect her and Leo’s son, Constantine. On his deathbed Alexander confirmed Constantine as heir, but appointed a Regency Council led by Nicholas. And the first thing Nicholas did was order the empress to have her hair shorn and be sent to a nunnery, where she was renamed Sister Anna.

Within days the leader of the army, Constantine Ducas, mounted a coup against the regency Council, but as he snuck into the city, he and his conspirators (including his eldest son, Gregory) were caught and killed. Almost certainly Nicholas was in league with Ducas but, after the coup failed, it gave Nicholas the pretext he needed to launch a drastic reign of terror.

Whole companies were massacred, their bodies impaled along the Asiatic shore of the Bosphorus; others were flogged or blinded…. Ducas’s widow was exiled… his younger son… was castrated. (p.127)

Leo VI had wisely paid a tribute or bribe to Symeon the Great, Khan of the Bulgars, to stop him ravaging Thrace (the area to the north of Constantinople).

Constantine rashly stopped the payment with the result that Symeon led a Bulgar army right up to the walls of Constantinople. At this point the Patriarch Nicholas went out to see Symeon and did some kind of deal, so that the Bulgars went away.

But 1) Nicholas’s brutal treatment of the empress and 2) his brutal treatment of the army and 3) the rumour that he had sold out to the Bulgars, led to the collapse of the Regency Council. This triggered the swift return of ‘Sister Anna’, who reclaimed the role of Augusta and Regent and her true name of Zoe.

The next thing that happened was a coup organised by the admiral Romanus Lecapenos. He overthrew the empress (and sent her back to the convent again, hair shorn, Sister Anna once more) and quickly wedded his daughter to Constantine, thus becoming the young emperor’s father-in-law. Romanus worked to make himself invaluable and to seize all the levers of state. Eventually he got himself crowned senior emperor in 920.

Constantine was sidelined during the Lecapenos regime, but asserted his control by deposing Romanus’s sons in early 945. Byzantine forces helped an Armenian king against the Muslims in the East and destroyed an advancing Muslim army in south Italy, restoring a lot of the empire’s prestige. The Byzantines then caught an attacking army of Bulgars under Symeon I unprepared, forcing it to retire back over the Danube.

Constantine’s long reign also saw a flourishing of the arts known as the ‘Macedonian Renaissance’, with the emperor sponsoring encyclopaedic works and histories. He was a prolific writer himself, best remembered for the manuals on statecraft (De administrando imperio) and ceremonies (De ceremoniis) which he compiled for his son, Romanus II.

Romanus I Lecapenos (920 to 944)

This is the admiral, mentioned above, who seized power in 920 and ruled as the emperor Constantine’s ‘father-in-law’. After becoming the emperor’s father-in-law, he successively assumed higher offices until he crowned himself senior emperor. Like a previous Armenian emperor, Basil I, Romanus was keen to create a family dynasty.

His reign was marked by the end of warfare with Bulgaria and the great conquests of John Kourkouas in the East. Romanus promoted his sons Christopher, Stephen and Constantine as co-emperors over Constantine VII. Eventually Constantine VII threw off his rule and sent him to an island as a monk. He died there on 15 June 948.

Romanus II ‘the Purple-born’ (959 to 963)

The only surviving son of Constantine VII, Romanus was born on 15 March 938 and succeeded his father on the latter’s death in 959. He ruled for four years, although the government was led mostly by the eunuch Joseph Bringas. His reign was marked by successful warfare in the East against Sayf al-Dawla and the recovery of Crete by general Nicephorus Phocas.

Nicephorus Phocas (963 to 969)

The most successful general of his generation who restored Byzantine fortunes in the West and East, Nicephorus II was born around 912 to the powerful Phocas clan. The Phocas family were one of the leading powers in the state, having already produced several generals, including Nicephorus’ father Bardas Phocas, his brother Leo Phocas, and grandfather Nicephorus Phocas the Elder.

On the ascension of Emperor Romanus II in 959, Nicephoros and his younger brother Leo Phocas had been placed in charge of the eastern and western field armies respectively. In 960, 27,000 oarsmen and marines were assembled to man a fleet of 308 ships carrying 50,000 troops in a campaign against the Muslim Emirate of Crete. They besieged the capital, Chandax, till it fell in 961, and took back the island after 130 years of Muslim occupation. Meanwhile, another Byzantine force recovered Cyprus in 965.

Nicephorus was recalled to Constantinople by Constantine and sent to the East, where he defeated the governor of Tarsus, ibn al-Zayyat in open battle, before taking the major Muslim city of Aleppo. From 964 to 965, he led an army of 40,000 men which liberated Cilicia and raided in Upper Mesopotamia and Syria. Then Nicephorus led Byzantine forces which besieged and took Tarsus. In 968, Nicephorus conducted a raid through Syria into Palestine which reached the city of Tripoli, raiding and sacking most of the fortresses along his path and which finally managed to take the city of Antioch. It was a high summer for the empire.

However, to finance these wars Nicephorus had increased taxes both on the people and on the church at a time of poor harvests and general dearth, while maintaining unpopular theological positions and alienating many of his most powerful allies. This combination of policies led to a series of riots in Constantinople. These involved his nephew, John Tzimiskes, who, despite having played a key role in many of his military victories, Nicephorus banished to Asia Minor on suspicion of disloyalty.

Tzimiskes was a popular general and, rallying his supporters, was smuggled back to Constantinople. Fellow conspirators let him into the palace, where he and a gang of collaborators murdered Nicephorus in his sleep. Thus ended the life of one of the most successful emperor-generals in Byzantine history.

John I Tzimiskes (969 to 976)

Tzimiskes took over as regent for the young sons of Romanus II. As ruler, Tzimiskes crushed the Rus in Bulgaria and ended the Bulgarian tsardom, before going on to campaign in the East.

According to Norwich, travelling through Anatolia John was appalled to discover the vast extent of the lands acquired by the Imperial chamberlain Basil Lecapenos. Basil got to hear about the emperor’s anger and, fearing that he was about to lose his lands and position, paid servants to administer a poison to Tzimiskes. Taken very ill, John just about made it back to Constantinople before dying. He was, in Norwich’s opinion:

One of the greatest of Byzantine emperors (p.230)

Basil II ‘the Bulgar-Slayer’ (976 to 1025)

Basil was the eldest son Romanus II, born in 958 and, with Tzimiskes’ death, he now inherited the throne aged just 18. He was to have a long and successful reign but the first half was a struggle to establish his own personal rule.

The first decade of his reign was marked by rivalry with the powerful Imperial chamberlain, the eunuch Basil Lecapenos, who he eventually managed to overthrow, confiscating all his estates and having him banished. Then there was a prolonged attempt by two rival generals – Bardas Phocas and Bardas Sclerus – to overthrow him, though the generals spent as much time fighting each other as the emperor. Both eventually failed, though not after prolonged unrest and military campaigns.

Threatened by the rise of Thomas the Slav who revived the kingdom of the Bulgarians, Basil found it wise to form an alliance with Vladimir I of Kiev whose entry into the Church (the baptism of him and his court) Basil supervised, as well as marrying off his sister, Anna, to the new convert. Vladimir would, in time, be made into a saint by the Russian Orthodox Church, for his zeal in building churches, monasteries, and converting his people.

In his campaigns in the East against the Muslims, Basil had seen for himself the immense estates built up by the class of ‘nobles’ or ‘those with power’, and he determined to break their influence, confiscating all large estates, reducing much of the aristocracy to poverty, rejuvenating the peasant communities which the empire depended on for its manpower, and reverting large tracts of land to the emperor.

Basil then did a deal whereby Venice was awarded the coast of Dalmatia to rule under Byzantine suzerainty: this suited the Venetians for the area was rich in wood and grain, and they also wanted to campaign against Croatian pirates; and suited Basil because it left him free for his life’s work, a sustained campaign against Bulgaria. It took twenty years but he eventually defeated Thomas the Slav and his son, and the usurper who murdered the son. All Bulgarian territory and cities were seized, and all survivors of the royal family taken prisoner off to Constantinople. In fact Basil ruled wisely, keeping taxes deliberately low and assimilating leading Bulgar aristocrats into the Byzantine administration.

Basil II’s reign is widely considered the apogee of medieval Byzantium.

Map of the Byzantine Empire in the year 1025  most of present-day Turkey, Greece, the southern Balkans and south Italy

Constantine VIII (1025 to 1028)

The second son of Romanus II, Constantine was born in 960 and raised to co-emperor in March 962. During the rule of Basil II, he spent his time in dissipation. He was 65 when he came to power and managed, in three short years, to fritter away almost all of his brother’s achievements. Unsure of his powers, he became paranoid, suspicious of courtiers and plots, and hundreds of men arrested, tortured and blinded on trumped-up charges.

Only on his death-bed, aged 68, did he worry about the succession. He had three daughters, themselves now relatively old (in their 40s and 50s) and decided that the most presentable of them, Zoe, should be married off to continue the line. After some squabbling about who the lucky man should be, his civil service settled on Romanus Argyros to be Zoe’s husband. The fact that Romanus was already married was not a barrier, since Constantine said, Marry my daughter or I will blind you and your wife. So Romanus’s wife willingly divorced him, took the veil and disappeared to a convent. Next day Romanus married Zoe. Next day the emperor was dead.

Empress Zoe (1028 to 1050)

The daughter of Constantine VIII, Zoe succeeded on her father’s death, as the only surviving member of the Macedonian dynasty. She had three husbands – Romanus III (1028 to 1034), Michael IV (1034 to 1041) and Constantine IX (1042 to 1050) – who ruled in quick succession alongside her.

Zoe’s first husband: Romanus III Argyros (1028 to 1034)

Romanus was an ageing aristocrat, judge and administrator when he was chosen by Constantine VIII on his deathbed to become Zoe’s husband. He was educated but had an inflated opinion of his own abilities and led his army into a disastrous defeat against the Muslims in Syria. Realising his limitations he decided to make a name for himself by building an enormous church to Mary Mother of God, but taxed the population of Constantinople to the hilt to build it with the result that he became very unpopular.

Contemporary chroniclers also claim he had alienated his wife once he realised they were never going to conceive a child (despite both parties spending lots of money on amulets and charms and potions to restore fertility). He had her confined to her quarters and cut her spending allowance.

Gossip had it that Zoe took a young, handsome Greek lover, Michael, related to the most powerful figure at the court, the eunuch John the Orphanotrophos. The chronicler Michael Psellus suggests the couple poisoned Romanus who was discovered expiring by an imperial swimming pool.

Zoe’s second husband: Michael IV ‘the Paphlagonian’ (1034 to 1041)

Within hours of Romanus’s death, Zoe arranged to be enthroned alongside her 18-year-old lover Michael.

Michael quickly came to despise his aging wife and, once again, had her confined to her quarters. He was an epileptic when they married and his condition rapidly worsened, so that he had a curtain installed around the throne which could be quickly drawn by servants at the first sign of a fresh attack.

Aided by his older brother, the eunuch John the Orphanotrophos, Michael’s reign was moderately successful against internal rebellions, but his massed attempt to recover Sicily from the Muslims totally failed, not least because it was put under the command of John the Orphanotrophos’s sister’s husband, Stephen.

As he grew iller, Michael spent more time building churches and having masses said for his soul. His older brother, the by-now all-powerful John the Orphanotrophos, could see he was dying and cast around for ways to preserve the dynasty. His other brothers were eunuchs, so John’s search alighted on the son of his sister, Maria, and her husband Stephen, Michael.

Basil II had wisely decreed that the defeated Bulgarians should only pay tax in kind. John the Orphanotrophos unwisely revoked this and imposed tax demands in gold. This, plus the imposition of an unpopular Greek to rule their church, led to a revolt of the Bulgars. Michael amazed everyone by taking to his horse and leading the Byzantine army which successfully put the revolt down. He then returned to the capital and died.

Zoe’s son: Michael V Calaphates (‘the Caulker’) (1041 to 1042)

In the last stages of terminal illness, Michael IV was persuaded to adopt Stephen’s son (his nephew), also named Michael, as his own son and heir. Michael IV duly died, aged just 25, and was succeeded by this nephew and namesake, who became Michael V.

In time Michael would be nicknamed calaphates or ‘the caulker’ because this had been the humble shipyard profession of his father, Stephen, before John the Orphanotrophos had wangled him a job as admiral on the ill-fated expedition to reclaim Sicily. He certainly had a very tenuous claim to the throne.

No emperor in the whole history of Byzantium had less title to the throne than Michael Calaphates. (Norwich p.292)

Michael V immediately 1. mounted an assault on the court civil service, making widespread changes 2. removed John the Orphanotrophos from power, confiscating his property and sending him to a monastery. Next he tried to sideline Zoe, having her shaven and send to a convent, but, unexpectedly, this sparked a popular revolt which led to days of mass rioting – resulting in the largest casualties from civic strife the capital had seen since the Nika riots. Michael was forced to recall her and restore her as empress on 19 April 1042, along with her sister Theodora but this wasn’t enough. Norwich quotes the eye witness account of Michael Psellus who went with the mob to the palace chapel where Michael and his uncle, Constantine, were hiding, describes them being persuaded to leave, escorted by the City Prefect through a jeering mob, and then met by the public executioner sent by Zoe, who proceeded to blind them both in front of the baying mob. They were both sent to separate monasteries, Michael dying later that year.

Michael had managed to get himself deposed after a pitiful four months and 11 days on the throne,

Zoe had hoped the riots were solely in her favour but it became apparent that the city didn’t trust her, associating her too much with the ancient regime, and began clamouring for her sister, Theodora who had, fifty years earlier, been consigned to a convent where she had spent most of her life.

Zoe’s sister: Theodora (1042 to 1056)

Born in 984, Theodora was therefore 58 when she was raised as co-ruler on 19 April 1042. However, it quickly became clear that the sisters didn’t get on and that, worse, the court, civil administration, the army and so on were liable to divide into sects supporting one or other woman. The solution was to bring a man in to rule. Theodora, still a highly religious virgin, refused absolutely to be married, but Zoe, now 64, accepted with relish. (It is symptomatic of the name shortage in Byzantium that all three of the candidates which were considered for her hand were named Constantine.)

Zoe’s third husband: Constantine IX Monomachos (1042 to 1055)

Wikipedia tells the story:

Constantine Monomachos was the son of Theodosius Monomachos, an important bureaucrat under Basil II and Constantine VIII. At some point, Theodosius had been suspected of conspiracy and his son’s career suffered accordingly. Constantine’s position improved after he married his second wife, a niece of Emperor Romanus III Argyros. After catching the eye of the Empress Zoe, Constantine was exiled to Mytilene on the island of Lesbos by Zoe’s second husband, Michael IV.

The death of Michael IV and the overthrow of Michael V in 1042 led to Constantine being recalled from his place of exile and appointed as a judge in Greece. However, prior to commencing his appointment, Constantine was summoned to Constantinople, where the fragile working relationship between Michael V’s successors, the empresses Zoe and Theodora, was breaking down. After two months of increasing acrimony between the two, Zoe decided to search for a new husband, thereby hoping to prevent her sister from increasing her popularity and authority.

After her first preference displayed contempt for the empress and her second died under mysterious circumstances, Zoe remembered the handsome and urbane Constantine. The pair were married on 11 June 1042, without the participation of Patriarch Alexius I of Constantinople, who refused to officiate over a third marriage (for both spouses). On the following day, Constantine was formally proclaimed emperor together with Zoe and her sister Theodora.

During his thirteen-year rule Constantine supported the mercantile classes and favoured the company of intellectuals, thereby alienating the military aristocracy. A pleasure-loving ruler, he installed his long-term mistress, Maria, grand-daughter of the rebel Bardas Sclerus, in the palace with the apparent approval of the old empress, although this scandalised public opinion. He endowed a number of monasteries, chiefly the Nea Moni of Chios and the Mangana Monastery.

He had to cope with two major military revolts, of George Maniakes, the empire’s leading general who was rampaging across southern Italy in combat with the new power in the region, the Normans, and who, when recalled to the capital, was so angry that he had himself declared emperor by his troops in 1042 and marched on Constantinople, ending up killed in a skirmish with loyal troops in Thessalonica in 1043

The second revolt occurred three years later, led by Leo Tornikios, who raised an army in Thrace and marched on the capital, which he besieged. After two failed assaults Leo withdrew, his army deserted him and he was captured. At Christmas 1047, he was blinded and no more is known of him.

Though he survived these threats, Constantine’s rule saw the elimination of the Byzantine presence from Calabria and Sicily, the Seljuk Turks had established themselves in Baghdad and were planning their invasions of Anatolia, and the Danube frontier had been breached by a number of invading tribes – the Pechenegs, the Cumans and the Uz. Which leads Norwich to comment:

The Emperor Constantine IX was more confident than Constantine VIII, more of a realist than Romanus Argyrus, healthier than Michael IV and less headstrong than Michael V. Politically, however, through sheer idleness and irresponsibility, he was to do the Empire more harm than the rest of them put together. (p.307)

Norwich goes into great detail to describe the Great Schism between the patriarchates of Rome and Constantinople which climaxed in legates from Rome placing a grand bull of excommunication on the high altar of St Sophia cathedral during the Eucharist. It is a long, sorry, shambolic story of misunderstandings and animosity between bigots on both sides.

This was bad politics because both sides needed to unite to drive the Normans out of Sicily. Their disunity allowed the Normans to seize control of the island and part of southern Italy. Interestingly, Constantine set about restoring the Church of the Holy Sepulchre in Jerusalem, which had been substantially destroyed in 1009 by Caliph al-Hakim bi-Amr Allah, and endowing other churches in Palestine.

During Constantine’s reign, Theodora was again sidelined, but Zoe died in 1050, and Constantine himself followed her in 1055. At which point Theodora briefly assumed full governance of the Empire and reigned until her own death the following year (1056).

As both Theodora and Zoe had no children, the chronicler Michael Psellus describes the panic-stricken meetings in which senior officials cast around for someone to replace her. They finally settled on an elderly patrician and a member of the court bureaucracy, Michael Bringas, who had served as military finance minister (and hence the epithet Stratiotikos often attached to his name). The senior civil servants knew he was one of them, and thought he would be easily managed. The dying Empress was persuaded to nod her head in approval of the choice, just hours before she passed away.

Non-dynastic (1056 to 1057)—

Michael VI Bringas ‘the Old’ (1056 to 1057)

Michael was in his 60s, an ageing bureaucrat who had put up with years of low level abuse from military types. Now, as emperor, he took his revenge, spending money on the civil service and state officials, but underfunding the army. In his first review of the leading generals he amazed them by berating them in violent terms, and followed it up a few days later with more of the same.

They rebelled. A conspiracy of generals persuaded their leading figure, the tall, successful leader Isaac Comnenus, to lead the army of the East against Constantinople. Everywhere they went troops and citizens rallied to his flag, but nonetheless they were forced to fight a hard-fought battle against the army of Europe which Michael had summoned to his defence, just across the Bosphorus near Nicomedi. After a prolonged struggle, the eastern army triumphed and – after negotiations with Michael’s envoys – the emperor abdicated and was allowed to retire to a monastery where he died in 1059.

Comnenid dynasty (1057 to 1059)—

Isaac I Comnenus (1057 to 1059)

Born about 1005, Isaac was the empire’s leading general when he was declared emperor by his troops and led them against Constantinople in 1057. He reigned for just two years, during which he tried to fund and organise the army better, but alienated the church (by arresting Michael Cerularius, the Patriarch who had persuaded Michael VI to abdicate) and much of the population (rigorous collection of taxes, reduction in state salaries, confiscation of property from the mega-rich).

There are two stories about his death: either he simply abdicated, perhaps depressed by the scale of the problems he faced and the obdurate roadblocking of the civil service, and retired to a monastery. In the other version he caught a chill while out hunting which turned into pneumonia.

In both versions of the story Isaac needed to name a successor and ignored his daughter, brother and five nephews to choose Constantine Ducas, the most aristocratic of the group of intellectuals who had helped revive Byzantine learning a few years before.

Doucid dynasty (1059 to 1081)—

Constantine X Ducas (1059 to 1067)

There is no Emperor in the history of the later Roman Empire whose accession had more disastrous consequences. (p.337)

Constantine was a highly educated Greek aristocrat but he was also, in Norwich’s opinion, ‘a hopelessly impractical and woolly-minded bureaucrat’ (p.336) and ‘arguably the most disastrous ruler ever to don the purple buskins’ (p.338).

Why all the blame? Because Constantine wasted the imperial finances on high living and indulged in theological and philosophical speculation. Meanwhile he replaced standing soldiers with mercenaries and left the frontier fortifications unrepaired.

This led to mounting unhappiness within the army and an attempt by some generals to assassinate him in 1061 which was foiled. The result of running down the army was that under his rule the Empire lost most of Byzantine Italy to the Normans under Robert Guiscard, suffered invasions by Alp Arslan in Asia Minor in 1064, resulting in the loss of the Armenian capital, and by the Oghuz Turks in the Balkans in 1065, while Belgrade was lost to the Hungarians.

But it is the rising threat from the Seljuk Turks which Norwich focuses on. He describes the Turks as being a nomadic tribe of warriors, famed for their abilities firing a bow and arrow from the saddle, which originated in Transoxiana, and moved south, converting to Islam and slowly taking over Persia. They finally seized the capital of the old Abbasid Dynasty, Baghdad, in 1055. Meanwhile they also led expeditions against Armenia, which was by way of being a buffer state between the east and the Empire, and then pushed on into Anatolia, raiding as far as Ankara and Caesarea.

It is for Constantine’s systematic and deliberate running down of the Empire’s army and physical defences that Norwich names him worst Byzantine Emperor ever. In the same year that the Turks penetrated as far as Ankyra – with no army or force of any kind sent to prevent them – that Constantine died.

On his deathbed Constantine made his wife swear not to remarry and made all the senior officials sign a pledge that the succession could only go to a member of his family, the Ducases.

By his second wife, Eudocia Macrembolitissa, Constantine had the following sons:

  • Michael VII Ducas, who succeeded as emperor
  • Andronicus Ducas, co-emperor from 1068 to 1078
  • Constantius Ducas, co-emperor from 1060 to 1078

Michael VII Ducas (1067 to 1078) part 1

Born about 1050, Michael was the eldest son of Constantine X and succeeded to the throne aged 17 but showed little interest in ruling, leaving that to his mother, Eudocia, and uncle, John Ducas.

On 1 January 1068, Eudocia, having deceived the leading aristocrats about her intentions in order to get her deathbed promise to Constantine not to marry again annulled, married the general Romanus Diogenes, who now became senior co-emperor alongside Michael VII, and Michael’s brothers Constantius and Andronicus.

Romanus IV Diogenes (1068 to 1071)

If the Ducas family was one of the grandest, oldest and most illustrious parts of the courtly bureaucracy, Romanus hailed from the Anatolian military aristocracy. Eudocia, at least, appeared to realise that, with the pressing threat from the Turks, the Empire needed a strong military leader.

Michael VII had surrounded himself with sycophantic court officials, and was oblivious to the empire collapsing around him. In dire straits, imperial officials resorted to property confiscations and even expropriated some of the wealth of the church. The underpaid army mutinied, and the Byzantines lost Bari, their last possession in Italy, to the Normans of Robert Guiscard in 1071. Simultaneously, there was a serious revolt in the Balkans, where the Empire faced an attempt at the restoration of the Bulgarian state. Although this revolt was suppressed by the general Nicephorus Bryennius, the Byzantine Empire was unable to recover its losses in Asia Minor.

Struggling against this tide, Romanus immediately began to try and correct all the abuses which had built up around the army, to settle all arrears of pay, negotiate new contracts with mercenary soldiers, raise new levies from peasants in Anatolia, improve equipment and training.

In 1068, 1069, and 1070 he led raids into Turkish territory, seizing towns. The leader of the Turks by this point was Alp Arslan and the two leaders tried to negotiate a truce, but this was constantly broken by the Turcomen, lawless bandits related to the Turks who had not adopted Islam or any central authority.

Finally Romanus set off in the spring of 1071 with the largest army he could muster to crush the Turks. But – to be brief – it was he and the Byzantine army which was crushingly and definitively defeated, at a massive battle near the small fortress of Manzikert in August 1071.

There is reams of speculation about what exactly happened, but it seems certain that, having split his army in two due to uncertainty about the precise location of the Turk army, when Romanus located it and called for the other half, led by Joseph Tarchaniotes, to come to his aid, it didn’t. Speculation why continues to this day. After lining up for an engagement the Turks then retreated systematically, luring Romanus’s army towards mountains at the edge of the plain, where he feared getting trapped, so turned his forces. But some of them interpreted this as flight, rumour spread that the Emperor was killed, the Turks suddenly attacked in force, and the rearguard, led by one of the rival Ducas clan, fled. The remaining army was massacred by the Turks, Romanus fighting to the end, captured and brought before the Turkish leader.

The battle of Manzikert was the greatest disaster suffered by the Empire of Byzantium in the seven and a half centuries of its existence. (p.357)

Alp treated Romanus with respect, concluded a treaty with him, had him dressed, his wounds treated, and escorted back towards Constantinople: it would pay him to have a defeated Emperor in his power who would respect their treaty, rather than a new young buck who would ignore it. But Romanus’s fate was already sealed.

Michael VII Ducas (1067 to 1078) part 2

When rumours of a calamitous defeat reached Constantinople, the initiative was taken by Michael’s uncle John Ducas and his tutor Michael Psellus. They quickly proclaimed Michael VII Senior Emperor and he was crowned as such on October 24, 1071. Eudocia was quickly despatched to a convent.

Romanus seems to have mustered what remained of his army for the return march on Constantinople but was beaten in two consecutive battles with loyalist troops, after the second of which he gave himself up. Despite promises of a safe passage he was blinded and then paraded in rags sitting backwards on a donkey.

After Manzikert, the Byzantine government sent a new army to contain the Seljuk Turks under Isaac Comnenus, a brother of the future emperor Alexius I Comnenus, but this army was defeated and its commander captured in 1073.

The problem was made worse by the desertion of the Byzantines’ western mercenaries, who became the object of the next military expedition in the area, led by the Caesar John Ducas. This campaign also ended in failure, and its commander was likewise captured by the enemy.

The victorious mercenaries now forced John Ducas to stand as pretender to the throne. The government of Michael VII was forced to recognize the conquests of the Seljuks in Asia Minor in 1074, and to seek their support against Ducas. A new army under Alexius Comnenus, reinforced by Seljuk troops sent by Malik Shah I, finally defeated the mercenaries and captured John Ducas in 1074.

The net effect of these years of chaos was that the Turks established enduring control of a vast swathe of Anatolia, previously the main source for the Empire’s grain and manpower. The Turks named it the Sultanate of Rum (derived from ‘Rome’).

The economic upheaval caused by all these defeats added to widespread dissatisfaction and in 1078 two generals, Nicephorus Bryennius and Nicephorus Botaneiates, simultaneously revolted in the Balkans and Anatolia, respectively.

Bryennius raised the standard of revolt in November 1077 in his native city of Adrianople and marched on the capital. But, out east, Botaneiates gained the support of the Seljuk Turks, and he reached Constantinople first. They arrived as rising prices and food shortages led to riots and widespread burning and looting in March 1078. Michael abdicated on March 31, 1078 and retired into the Monastery of Studium.

Nicephorus III Botaneiates (1078 to 1081)

Born in 1001, Nicephorus rose to become the strategos of the Anatolic Theme, rebelled against Michael VII and was welcomed into the capital as a saviour to the rioting and anarchy. He had his rival Bryennius arrested and blinded.

Botaneiates was in his seventies when he came to power, old and faced with the breakdown of the civil authority (after the leading bureaucrat had been murdered in the riots) and the ongoing weakness of the army on all fronts, which led to uprisings, rebellions and invasions on all borders, Botaneiates struggled and failed to cope.

Alexius I Comnenus (1081 to 1118)

In the nick of time arrived a saviour. Exhausted, Botaneiates abdicated in 1081 and retired to a monastery where he died on 10 December of the same year. He abdicated in favour of an aristocratic young general who was to reign for the next 37 years with a firm hand and give the Empire the stability is so sorely needed.

He was Alexius Comnenus, nephew of Isaac Comnenus. His reign was to be dominated by wars against the Normans and the Seljuk Turks, as well as the arrival of the First Crusade and the establishment of independent Crusader states. But that is the start of a new era, and so here Norwich ends the second volume of his history of the Byzantine Empire.


Other Dark Age reviews

Other medieval reviews

Dictator by Robert Harris (2015)

‘My skill is statecraft and that requires me to be alive and in Rome.’
(Cicero talking to Tiro, Dictator, page 36)

This is the third and concluding novel in the Robert Harris’s epic ‘Cicero trilogy’. Harris is a highly successful writer of intelligent thrillers and in the Cicero trilogy he has applied the style and mentality of a modern thriller to the life of the Roman lawyer and statesman Marcus Tullius Cicero (106 to 43 BC) with great success.

Book one, Imperium, covered Cicero’s life and career over the years 79 to 64 BC, the second novel, Lustrum, covered the five years from 63 to 58, and this concluding volume covers the last 15 years of his life, from 58 to his murder at the hands of agents of Mark Antony in 44 BC.

I’ve covered the outline of Cicero’s life in my reviews of his letters and Plutarch’s Life:

Tiro’s memoirs

As with its two predecessors, Dictator (a weighty 504 pages long) purports to be part of the multi-volume first-person memoir of Cicero written by his loyal slave and personal secretary Tiro almost 40 years after Cicero’s death:

I still possess my shorthand notes…it is from these that I have been able to reconstruct the many conversations, speeches and letters that make up this memoir of Cicero (p.37)

A summary cannot convey the skill with which Harris plunges you right into the heart of the toxic politics of republican Rome, or into the mind of Tiro, the shrewd, literate observer of the dilemmas and experiences of Cicero, a figure who combined wit and dazzling oratory with a profound interest in contemporary philosophy and, above all, deep embroilment in the complex power politics of his day. It is an utterly absorbing and thrilling read.

Tiro is aged 46 when the narrative opens (p.40).

Sources

Because there is so much information flying in from different places about so many events, Harris relies much more than in both the previous books combined on actual historical documents, on Caesar’s Commentaries on the Gallic Wars in the early part (for example, pages 147 to 148), then on the letters to and from Cicero, for example to and from his lifelong friend Atticus.

Like the preceding two novels Dictator is divided into two substantial parts:

Part one – Exile (58 to 47 BC)

‘Exile’ is a slightly misleading title as Cicero was only in exile from Rome for 18 months, returning in late 57 BC. And it doesn’t really refer to a spiritual or political exile either since, once he returned to Rome, he was right back in the thick of political intrigue and returned to his position as Rome’s leading barrister.

The narrative begins exactly where Lustrum broke off, with Cicero, Tiro and a few slaves secretly leaving Rome at night due to the threat against his life issued by the populist politician Publius Clodius Pulcher. Clodius issues a law saying anyone who gives Cicero help, food or fire within 500 km of Rome is liable to execution.

They clandestinely travel south but their attempt to sail to Sicily is blocked by the governor (p.7). Travel back across Italy to Brundisium (11). Nightmare sea crossing to Dyrrachium (13 to 15). Governor of Macedonia, old friend Apuleius Saturninus, sends a message saying Cicero can’t stay with him (16). But one of Saturninus’s junior magistrates, the quaestor Gnaeus Plancius, offers to put him up in his town house in Thessalonika. News of Cicero’s wife and family’s mistreatment back in Rome (21). His luxury house has been burned down, the land confiscated and a shrine to ‘Liberty’ erected.

Clodius and his gangs have complete control of Rome. His sort-of ally Cato the Younger has been packed off to serve as governor of Cyprus (22). Atticus tells him about a fight between Gnaeus Pompey’s men and Clodius’s men for possession of the son of the King of Armenia, a hostage held by Rome, in which one of Pompey’s friends is killed. This decisively turns Pompey against Clodius and he now regrets having supported Cicero’s exile (24).

Unexpected arrival of the fierce ex-gladiator Titus Annius Milo, who has just managed to be elected tribune and offers his services to Cicero, accompanied by a really hard-looking gladiator named Birria (30). He explains he offered Pompey the services of 100 hardened gladiators to confront Clodius’s gangs in exchange for Pompey helping him (Milo) get elected tribune. Pompey himself has been attacked and forced back to his house by Clodius’s gangs so now he whole-heartedly wants Cicero back.

But there’s a catch: Cicero must ‘reassure’ Caesar i.e. promise not to oppose him. So Cicero’s exile will be ended if he agrees to truckle to the Triumvirate. Milo says he must send a letter and emissary to Caesar in person, so Tiro sets off on the long journey across the Adriatic, up Italy and finds Caesar doing his assizes at a town called Mutina in Cisalpine Gaul (41).

Publius Crassus, son of Marcus, spots Tiro in the queue of supplicants and takes him to see the great man in person. Tiro finds Caesar naked on a table being given a massage by a big black man (46). He scans Cicero’s letter in which he promises to meekly support Caesar’s legislation and keep out of politics and simply signs it ‘Approved’ (48). (While waiting, Publius shows Tiro copies of the Commentaries Caesar is writing, the annual account of his campaigns which he is having published back in Rome to win support – see my reviews of Caesar’s Gallic Wars for a summary. Harris also uses it to meditate on the appalling atrocities Caesar carried out against the Gauls, see below.)

Atticus is sending him letters from Rome keeping him informed and tells him that although Clodius’s gangs are still beating up their opponents (including Cicero’s brother, Quintus) the tide is turning against him. Friendly senators arrange a vote of the entire citizenry which is unanimous to have Cicero’s exile ended (52) and then restore full rights of citizenship (57).

Cicero’s triumphant march from Brundisium to Rome, feted and welcomed at every village and town. Reunion with brother Quintus who he hasn’t seen for 2 years (while he’s been off serving with Caesar in Gaul) (61). A vivid description of his triumphal entry into Rome and the ceremonies around his restoration as a citizen (63).

Because his house was demolished, Cicero’s household move in with brother Quintus. The two wives do not get on, but Cicero’s marriage to Terentia is under strain. She gave him her full support on the understanding he would be a success. Exile was the extreme opposite of success and exposed her, back in Rome, to any number of threats and humiliations (65).

Straight back into toxic politics. In return for his support in having his exile rescinded, Pompey wants Cicero to propose a bill giving Pompey executive control over Rome’s food supply for the next five years (68). This will redirect the people’s loyalty from Clodius’s crowd-pleasing back to Pompey, an establishment figure.

Clodius still has control of street gangs and sets a crowd to besiege Cicero and his family in Quintus’s house (73 to 78) until they smuggle a slave out to fetch Milo and his gladiators who see off Clodius’s thugs.

Next day Cicero presents Pompey’s grain powers bill in the senate and wins a huge ovation, supporters carry him to the rostra where he addresses a cheering crowd and then introduces the man of the hour, Pompey (81-81). Pompey accompanies Cicero home and tries to strong arm him into becoming one of the 15 food commissioners; is disgruntled when Cicero refuses (he’s only just got back to Rome and his family), so Pompey bullies Quintus into reluctantly taking up a post in Sicily (82).

Vivid description of Cicero presenting his case to the College of Pontiffs to have ownership of his (ruined) house returned to him, claiming it was never properly sanctified, helped by the discovery that the so-called Statue of Liberty Clodius set up in the ruins is actually a half-naked statue stolen from Greece where it adorned the tomb of a famous courtesan. Clodius’s case is laughed out of court and the land restored to Cicero to rebuild his mansion (85-89).

But workmen starting to rebuild it are attacked and Clodius’s gangs throw firebrands onto Quintus’s house nearly burning it down (93), forcing the family to go and stay at Atticus’s empty house. Eight days later they are walking along the Via Sacra when they are attacked by Clodius and a dozen of his hoods carrying cudgels and swords and only escape by dodging into a nearby house (94).

Terentia shows Cicero the weals on her back where she was savagely whipped on the orders of Clodia, Clodius’s fearsome sister, while Cicero was in exile (96)

The affair of Dio of Alexander, philosopher from Alexandria who had come to Rome to petition against the return of the pharaoh Ptolemy and is one day found murdered. Ptolemy is staying with Pompey and so suspicion falls on him, specifically on one of his managers, Asicius. Pompey strong-arms Cicero into defending him (100). Asicius chooses as alibi the young protege of Cicero’s, Calius Rufus. Now this smooth young man had defected from Cicero to Clodius in the previous novel. Now Cicero meets him and realises he has fallen out with Clodius. Cicero discovers his affair with Clodia ended badly with her accusing him of trying to poison her.

Pompey lobbies for a bill giving him sole command of a commission to restore Auletes to power in Egypt. Crassus is so jealous he pays Clodius to launch a campaign to stop him. Meetings and speeches to the people are broken up in violence. Cicero is delighted because it heralds the end of the Triumvirate (105).

The Rufus strategem (pages 105 to 122)

Cicero learns Rufus is scheduled to prosecute Lucius Calpurnius Bestia for corruption. Bestia was a creature of Cataline’s and so a sworn enemy of Cicero’s but Cicero conceives a Machiavellian plan. First Cicero amazes everyone by volunteering to defend Bestia, does a great job and gets him off. Irritated, Rufus issues another write against Bestia. Bestia comes to Cicero for advice. Cicero advises the best form of defence is attack; he should issue a counter-writ. More than that, he should meet with Clodius and Clodia and get them to join his case. They loathe Rufus. With them on his side Bestia can’t lose. Delighted, Bestia goes away, meets with Clodius, and issues a writ against Rufus accusing him of a) murdering the Egyptian envoys b) poisoning Clodia (110).

Cicero chuckles. His plan is working. He takes a puzzled Tiro on a visit to Rufus and finds him disconsolate: just the accusation means his budding career as a lawyer is in tatters. To Rufus’s amazement Cicero offers to be his defence counsel. Neither Rufus nor Tiro understand what is going on.

First day of the trial passes without Cicero’s intervention. Clodius is one of the three prosecutors. He depicts his sister (Clodia) as the innocent victim of a cruel libertine (Rufus). On the second day Cicero takes to the stage (trials were held on raised platforms in the Forum) and proceeds to lay into Clodia with unparalleled fury and accuracy, describing her as a whore, a courtesan, Medea, hinting at her incest with her brother, depicting her as having countless lovers, depicting him as the sensual immoral seducer of a boy half her age (Rufus) and she the daughter of an infamous, merciless, crime-stained, lust-stained house. Clodius is infuriated, Clodia sits motionless. Cicero eviscerates her in front of a cheering Roman audience who end up pointing their fingers at her and chanting ‘Whore, whore, whore.’ It is said she never went out in public again (122).

And this entire elaborate scam? Revenge for Clodia having his wife, Terentia, whipped. Cicero presents the result to his wife as a gift and atonement for her sufferings during his exile.

Cicero makes one more intervention in politics. Next day he speaks in the Senate to the bill to assign 20 million sestercii to Pompey for his grain commission but he uses the opportunity to ask whether they should reconsider the land reform legislation Caesar passed before he left for Gaul. This pleases the anti-Caesarians but infuriates his supporters, not least Crassus (125).

He makes an evening visit to Pompey’s villa outside Rome, politely greeting the great generals’ beautiful young wife. Pompey tut tuts over Cicero’s speech against the land reform but Cicero goes on the offensive saying Crassus’s insensate jealousy of Pompey is far more dangerous than anything he, Cicero, can say. Pompey agrees. Cicero comes away well pleased at his work undermining the unity of the anti-republican triumvirate (130).

Tired, Cicero takes a holiday at Cumae, in a villa left to him by a rich tax collector he did some legal work for (126). They notice it’s surprisingly empty for the time of year (132). Then dusty soldiers approach. Scared, they receive them and they turn out to be envoys from Luca.

After Cicero’s disruptive speech, Crassus went to see Caesar and they then summoned Pompey to what turned into the Conference of Luca, designed to shore up the Triumvirate. Now this soldier has brought an ultimatum to Cicero. He must shut up. He must stop criticising the triumvirs. He must reverse his position and support the land reform.

And astonishes him by telling him Pompey and Clodius have been publicly reconciled. Crassus and Pompey are going to stand for election as consuls. If they stood in the summer they would fail. But the elections will be delayed because of the escalating violence Clodius will provide. By the time it’s safe enough to hold election in the winter, campaigning season in Gaul will be over and Caesar will send thousands of his soldiers to vote for Pompey and Crassus. When they have finished their year as consuls they will be awarded provinces, Pompey to Spain, Crassus Syria. These commands will be for five years, and Caesar’s command in Gaul will also be extended.

Altogether these plans are known as the Luca Accords (136). If Cicero doesn’t support them, bad things will happen to him. After the soldiers leave Cicero is shaken but furious with Pompey. Can’t he see he is being turned into Caesar’s dupe? He is securing Caesar the few more years he needs to thoroughly subjugate and pillage Gaul and then, when he’s done, Caesar will return to Rome and dispense with Pompey.

But Terentia intervenes. She is fed up with Cicero thinking he and he alone must save the Republic. There are hundreds of other senators and ex-consuls. Let them do something about it for a change. Cicero knows he is right. After this ultimatum from the three most powerful men in Rome he realises his time is up. He should back away from active politics (139).

Vivid description of Cato the Younger returning from two years as governor of Cyprus with vast wealth (140). He is shocked at the Senate’s obeisance before the Triumvirate and at Cicero’s pessimism. From now on Cato becomes the leader of the opposition to Caesar (143). Cicero kowtows. In the Senate he humiliatingly withdraws his suggestion that Caesar’s land reform be reviewed – and receives a letter of thanks from Caesar (146).

(150-154) Portrait of Crassus as he prepares to set off on his military campaign against the Parthian Empire. He is only interested in looting everywhere and amassing as much money as possible. It is unpopular with the people. Cato makes speeches against it, declaring it immoral to commence a war against a nation Rome has treaties with. But when Crassus asks for Cicero’s support the latter is happy to invite him and his wife round for supper and pledge his heartfelt support. Anything to appease the Triumvirate and get them off his back. Tiro notes the slack, dilettantish behaviour of the officers who accompany Crassus, a sharp contrast with the whip-smart and efficient officers who surround Caesar. (This is all by way of being anticipation of Crassus’s disastrous defeats and miserable death in Syria the following year).

Over the next 3 years Cicero writes and rewrites the first of his works, On the Republic. Harris has Tiro give a useful summary (p.156):

  • politics is the most noble of callings
  • there is no nobler motive for entering public life than the resolution not to be ruled by wicked men
  • no individual or combination of individuals should be allowed to become too powerful
  • politics is a profession not a pastime for dilettantes
  • a statesman should devote his life to studying the science of politics in order to acquire all the knowledge that is necessary
  • that authority in a state must always be divided
  • that of the three known forms of government – monarchy, aristocracy and people – the optimum is a combination of all three, since kings can be capricious, an aristocracy self-interested, and an uncontrolled multitude is a mob

Tiro has a severe fever during which Cicero promises to finally make him free – description of Tiro’s manumission

Crassus is killed at Carrhae – Harris chooses to quote Cassius’s long message as read out by Pompey to the assembled senators

detailed description of the affray which leads to the murder of Clodius – Cicero defends Milo at his trial but can’t be heard above the barracking (p.194)

Cicero is forced to go serve as governor of Cilicia as the political situation in Rome intensifies. Tiro doesn’t want to go but Cicero persuades him with the offer of buying him the farm he’s always wanted (p.198). Terentia wants him to play the traditional Roman governor and fleece the province for everything he can but Cicero knows this will play into the hands of his enemies as well as being against his temperament (202).

En route to take ship at Brundisium, the party is invited to go stay with Pompey at his nearby villa. They discuss the political situation. With Crassus dead the triumvirate is now an unstable duumvirate. Because Caesar has now successfully conquered and pacified all of Gaul, the question becomes what to do about him. Caesar wants to stand for the consulship in absentia to ensure that he gets it and secures immunity from prosecution which the office provides (204).

In Athens discussion with Aristatus, leading exponent of Epicureanism (206). He argues that physical wellbeing, the avoidance of pain and stress, is all. But Cicero argues that physical illness and pain are unavoidable and so the Epicurean notion of ‘good’ is weak and vulnerable. A more robust notion of the Good is needed, namely the moral goodness of the Stoics which endures no matter what state our body is in. Which inspires Cicero to write a guide to the Good Life.

Harris skimps on Cicero’s governorship, giving a very brief account of the one military campaign he led, to besiege the capital of a rebellious tribe. He omits two aspects described in Cicero’s own letters, namely a) his difficult relationship with his predecessor who just happened to be a brother of his bitter (and dead) enemy, Clodius and b) his very real achievement of setting a ruined province back on its feet, reducing taxes, reviving trade and administering justice fairly. You can see that these nuts and bolts aspects of actual administrative work don’t fit the thriller template.

Before his governorship is quite over, Cicero packs and sets off back to Rome, accompanied by Tiro and his entourage. He detours via Rhodes to visit the tomb of his tutor in oratory, Apollonius Molo. However, the winds change and block them there. Finally they sail on to Corinth but Tiro is taken very ill and eventually cannot be moved. He is left in the care of a banker friend of Cicero’s who he was not to see again for 8 months.

So he is forced to watch from a distance as the Roman Republic collapses for it was in January of that year, 49 BC, that Caesar crossed the River Rubicon and sparked civil war against Pompey, the defender of the constitution and senate.

Harris uses a series of Cicero’s actual letters to describe events. Pompey panics, thinking Caesar has his entire army with him (whereas he only had one legion) and orders the authorities to evacuate Rome and head east, ultimately holing up in Brundisium before sailing for Greece.

Caesar just fails to stop him then, without ships of his own, is forced to march back to Rome. En route he stops off at Cicero’s house in Formiae and has a brief meeting. He asks him to come back to Rome, to address the senate supporting him. Cicero refuses. Caesar is angered but leaves.

Cicero realises he must throw in his lot with Pompey and heads back to Greece. Tiro travels from his sickhouse to rendezvous back in Thessalonika, the same house where he spent his exile. Everyone is miserable (226). Cicero talks to Pompey, attends meetings. 200 senators are there with their families and staffs, bickering and politicking.

Caesar finally secures a fleet and sends half his army to Dyrrachium. Pompey marches there and surrounds his camp. It settles down into trench warfare, with the soldiers yelling abuse at each other and the occasional outbreak of fraternisation. Defectors tell Pompey about a weak place in Caesar’s defences so he attacks there. In a confused fight it is generally thought Caesar lost. Next morning his fortifications are abandoned. He is marching east into Greece. Pompey resolves to chase him and also strikes camp. Cicero’s son, brother and nephew all march off, but he doesn’t like war and elects to stay in a villa near the now liberated town of Dyrrachium (249). Cato is put in charge of forces there.

It is here that, weeks later, rumours reach them of disaster. Then Labienus arrives in a terrible state having ridden for days from the disaster that was the Battle of Pharsalus, 9 August 48 BC (252).

The senators and leaders who stayed behind at Dyrrachium hold a meeting and resolve to fight on and rally the Pompeian forces at Corfu, an island and so defensible.

And so amid scenes of chaos and panic the Pompeian forces pack up and sail for Corfu. Here another summit meeting is held in the Temple of Jupiter. Cato proposes Cicero be their leader, but Cicero laughs out loud and says he is fit for nothing. In his opinion they should immediately sue for peace in order to end the bloodshed. Pompey’s son Gnaeus is incensed by Cicero’s defeatism and goes to stab him with a sword, only Cato’s restraining words prevent him and save Cicero’s life (259). Cato lets anyone who wants to, leave, so Cicero slowly rises and walks out:

out of the temple, out of the senatorial cause, out of the war and out of public life. (p.260)

In Patrae they are delighted to come across Cicero’s son, Marcus, his brother Quintus and young nephew, who all fought in the battle but survived (260). Cicero speaks tactlessly of the meeting of leaders he attended, ridiculing them and their cause, not realising how deeply it was offending these three men who put their lives at risk for the cause. This prompts a furious tirade from Quintus in which he expresses a lifetime of resentment at being forced to play second fiddle to his oh-so-clever brother and he and his son walk out (264).

Heart-broken at this family rupture, Cicero returns to Italy accompanied by Tiro who has been away three full years. They find the region round Brundisium controlled by a legate of Caesar’s, Publius Vatinius, who, however, Cicero defended in a trial and so is helpful (267). Cicero is given a villa under guard for his protection and only slowly realises that he is in fact under house arrest while Vatinius finds out what Caesar wants done with him.

Cicero and Tiro realise this is life under a dictatorship: no freedoms, no magistrates, no courts, no elections. One lives at the whim of the dictator.

Cicero’s heart sinks further when Vatinius tells him that while Caesar is absent on campaign, Italy is ruled by his Master of Horse (traditional post for second in command) Marcus Antonius. Cicero and Antonius have always had a distant relationship but there is an underlying animosity because Antonius’s stepfather, Publius Lentulus Sura, was one of the five Catiline conspirators Cicero had put to death in 63 BC (as described in detail in the previous novel in the series, Lustrum).

Depressing months of house arrest follow. Cicero is deeply upset by the rift with his beloved brother. All the news is of death, including that of Milo the gladiator and Cicero’s promising pupil, Marcus Caelius Rufus (269). Then they all hear news of the the miserable end of Pompey, treacherously stabbed as he went ashore in Egypt (270).

In the spring of 47 the news is that Caesar is still in Egypt with his alleged paramour, Cleopatra. Cicero is still stuck in Brundisium. His beloved daughter Tullia makes the dangerous journey to visit him. Her husband, Dolabella, now ignores her completely and has affairs. Worse, Tullia brings news that his wife, Terentia, has been conspiring with her steward Philotimus, to plunder his estate and belongings for years. Cicero’s private life is in ruins.

Then a letter comes from Caesar, no less, announcing he is returning to Italy and will come to visit Cicero. Soon afterwards Cicero is summoned to meet the dictator at Tarentum. Cicero is rising there with an entourage of cavalry and lictors when they encounter the huge column of Caesar’s army. The dictator dismounts from his horse, greets Cicero and walks with him.

It is a perfectly genial conversation. Cicero asks to be relieved of the damned lictors who still accompany him everywhere because he still, legally, is governor of Cilicia, but are a damned inconvenience. Caesar agrees on the spot. But shouldn’t that take a vote in the senate? Caesar replies: ‘I am the senate’. Caesar politely says he isn’t sure he wants Cicero back in Rome making speeches against him. Cicero assures him that he has utterly retired from politics. He intends to devote his life to studying and writing philosophy. Caesar is pleased. Then Harris has Cicero ask one of the Great Questions of History: Did Caesar always aim at this outcome, a dictatorship? No, is Caesar’s swift reply.

‘Never! I sought only the respect due my rank and my achievements. For the rest, one merely adapts to the circumstances as they arise.’ (p.281)

The thoughtful reader reels at the impact of these words, on the light they shed on the real processes of history, and this encounter makes you review everything, the long complex violent sequence of events which has led to the collapse of the Roman Republic and Cicero’s hectic chequered career which has brought the two men to this encounter on a dusty road amid a huge entourage of battle hardened soldiers. Then Caesar mounts his horse and gallops off (282).

Part two – Redux (47 to 43 BC)

They head back to Rome but Cicero decides to stop and live outside the city, at his country house at Tusculum (287). Description of the house. Here he settles down to translate the best of Greek philosophy into Latin (289). He starts with a history of oratory he called the Brutus and dedicated to him, though the dedicatee didn’t like it (290).

He divorces Terentia (286). They still have much in common but she’s been robbing him blind, stripping his properties of their furnishings and selling them off.

Cicero gives oratory lessons to Caesar’s exquisite lieutenant Aulus Hirtius (who is rumoured to have written many of the commentaries on the Gallic War) (291). He is soon joined by Gaius Vibius Pansa and Cassius Longinus as pupils of Cicero (292). Cassius admits that he regrets allowing himself to be pardoned by Caesar and confides in Cicero that he has already planned to assassinate Caesar (292).

Tullia’s errant husband Dolabella is back from fighting in Africa. He asks to come visit Cicero and Tullia. He tells them about the war in Africa, about Caesar’s great victory at Thrapsus, and about the hideous suicide of Cato (297). The deep impact on Cassius and Brutus, both of whom were related to Cato i.e. shame for having accepted Caesar’s pardon and living on under his dictatorship. Cicero writes a short eulogy to Cato (299).

Caesar holds four triumphs in a row and absurdly lavish games (300) but during one of them his chariot’s axle snaps and he’s thrown to the ground. Caesar’s clemency, forgiving errant senators (302). He pardons many of his enemies, notably Brutus, some said because Brutus was his son by his long-term mistress Servilia, herself half sister of Cato.

Cicero is forced to marry the totally unsuitable Publilia for money (Tiro reviews the three eligible i.e. rich candidates) (306). Description of the wedding including the disarmingly simple Roman marriage vow (‘Where you are Gaia, I am Gaius’) (308). After only a few weeks the marriage isn’t working (309).

His daughter Tullia comes to stay to bear the child she was impregnated with when Dolabella visited (she had been staying with her mother since the divorce). But she is ill with tuberculosis. She gives birth to a healthy boy (named Lentulus) but never recovers. Death bed scene, Cicero holds her hand, she dies peacefully in her sleep (312).

Stricken with grief, Cicero flees his young wife and hides himself away in a succession of friends’ houses and remote villas, writing a handbook of Greek philosophy about consolation (314). Eventually he divorces Publilia (315), and invites Tiro to join him in Tusculum where he sets about dictating the Tusculan Disputations (317). There are to be five books cast in the form of a dialogue between a philosopher and his student:

  1. On the fear of death
  2. On the endurance of pain
  3. On the alleviation of distress
  4. On the remaining disorders of the soul
  5. On the sufficiency of virtue for a happy life

One must train for death by leading a life that is morally good:

  • to desire nothing too much
  • to be content with what you have
  • to be entirely self sufficient within yourself so that whatever you lose, you can carry on regardless
  • to do no harm
  • to realise it is better to suffer an injury than inflict one
  • to acknowledge that life is a loan from nature which must be paid back at any time

‘Such were the lessons that Cicero had learned and wished to impart to the world’ (319).

Dolabella comes to visit. He is back from the war in Spain. He was badly injured. He asks to take possession of his son by Tullia, and Cicero agrees. Dolabella tells Cicero the fight in Spain was different from the other campaigns, more hard fought, more bitter. When Pompey’s son Gnaeus was killed in battle, Caesar had his head stuck on a lance (321). They took no prisoners. They killed 30,000 enemy i.e. Roman troops. Many of the enemies he pardoned after the earlier wars had fought against him. Caesar has returned a different man, angry and embittered.

Cicero continues turning out books at speed. Burying himself in Greek philosophy , reading, studying, dictating to Tiro, all help him manage his grief over Tullia’s death. He writes On the nature of the gods and On divination.

Caesar is a changed man, angrier, more controlling. His grasp on reality seems to have slipped. He writes a petty-minded riposte to Cicero’s eulogy of Cato. His infatuation with Cleopatra leads him to set up statues of her in Rome, including in temples. He has himself declared a god with his own priesthood (323). He announces a grandiose plan to take 36 legions (!) to the east to smash the Parthian Empire, march back round the Black Sea conquering all the territory, approach Germany from the East to conquer and pacify it. Basically, to conquer the whole world (323). Alexander the Great.

Cicero goes to stay on the Bay of Naples. On the Feast of Saturnalia he gives all his staff presents and finally, after years of prevaricating, gives Tiro the farm he’s always yearned for. It is described in idyllic terms but the thing that struck me was that is staffed by six slaves and an overseer. This doesn’t cause a bump or hesitation in the description by Tiro, the ex-slave (330).

Caesar sends a letter announcing he will drop by. Cicero is thrown into a panic and makes massive preparations. Caesar arrives with his entourage and cohorts of soldiers. Dinner conversation. Caesar flatters him by saying he enjoyed reading the Tusculan Disputations. This leads Cicero to ask Caesar whether he thinks his soul will survive his death. Caesar replies he doesn’t know about anyone else, but he knows that his soul will survive his death – because he is a god! Simples. Cicero concludes the intensity of his isolation, achievements and responsibility have driven him mad (328).

Caesar is made dictator for life. He has the seventh month of the year renamed July. He is given the title Emperor and Father of the Nation. He presides over the Senate from a golden throne. He has a statue of himself added to the seven statues of the ancient kings of Rome. Harris repeats the famous story that at the Lupercal festival Mark Antony repeatedly tries to crown Caesar with a laurel wreath, though the crowd boos (331).

Caesar plans to leave Rome on 18 March 44 BC to commence his huge campaign in the East. A meeting of the Senate is arranged for the 15th or Ides of March, to confirm the list of appointments to all the magistracies which Caesar has drawn up for the three years he intends to be away.

On the morning of the fifteenth Cicero and Tiro get up early and arrive at the Senate ahead of time. The meeting is being held in the theatre built by Pompey because the old Senate house still hasn’t been rebuilt after Clodius’s mob burned the old one down on the day of his funeral in 52.

Harris manages the tense build-up to one of the most famous events in Western history, the assassination of Julius Caesar very well. Tiro gives an eye witness account the main point of which is confusion and delay. Caesar was warned by a soothsayer and his wife’s bad dreams not to attend the session and so the assembled senators mill around increasingly impatient for hours. Eventually Caesar arrives having been cajoled into coming by Decimus Brutus, one of the conspirators.

Assassination of Caesar (338). Conspirators retreat to the Capitol Hill. Cicero meets them and is staggered that they have no plan (347). Instead of seizing power they expect the republic to magically reconstitute itself. Leaving this vacuum is their tragic mistake (353 and 368). Lepidus moves troops into Rome and takes control. The assassins address the crowd but don’t win them over:

A speech is a performance not a philosophical discourse: it must appeal to the emotions more than to the intellect. (p.349)

Meeting of the Senate at which Antony makes a commanding speech calling for compromise and amnesty for the assassins (358). Several sessions of the Senate trying to reconcile the parties. Nervously the assassins agree to come off the hill and negotiate with Antony, the serving consul after both sides have given hostages (as in The Gallic Wars, the only mechanism for gaining trust between chronically suspicious partners.)

So Caesar’s assassins and supporters sit in a further session of the Senate, which agrees to keep magistrates in place, Caesar’s laws unaltered, then agrees with Antony’s suggestion that Caesar’s will is opened and read publicly (364).

The big surprise of Caesar’s will, that he leaves three-quarters of his estate to his nephew Octavianus, who he legally adopts and is to be named Gaius Julius Caesar Octavianus (367).

Five days after the assassination there is a grand funeral for Caesar, complete with elaborate cortege. Tiro thinks it was stage managed by Fulvia, Antony’s venomous wife. It climaxes with Antony’s speech to the crowd in which he drops all pretence at reconciliation and says Caesar was cruelly murdered by cowards (370). Antony displays Caesar’s corpse and then says he left the people 300 sestercii each in his will to inflames the crowd. When the pyre is lit the crowd go mad, tear off their clothes and throw them in, loot nearby shops and chuck furniture on. Then go rampaging through the streets attacking the houses of the assassins. They tear Helvius Cinna the poet to pieces under the misapprehension he is Cinna the conspirator (372). The assassins leave Rome.

Cicero flees Rome and devotes himself to writing, producing in feverish outburst the books On auguriesOn fateOn glory, and begun sketching On Friendship (375). Visitors from Rome bring stories of Antony’s high handed behaviour.

One day Cornelius turns up with a short skinny kid with pimples. This is the famous Octavian who is staying with neighbours (there is ambiguity about his name so Harris gets the boy himself to tell everyone he wants to be referred to as Octavian, p.377). Octavian butters Cicero up and seeks his advice. He has no small talk. He is a logical machine.

An extended dinner party at which Octavian’s father, advisors, some of Caesar’s senior officers and Cicero discuss what he should do. Cicero is blunt. Go to Rome, claim your inheritance and stand for office. He tells Tiro he doesn’t think the boy stands a chance but his presence will undermine Antony.

Cicero sends Tiro to attend the next meeting of the Senate (he is too concerned for his own safety to go). Tiro witnesses Antony award himself the command of Cisalpine and Transalpine Gaul for five years and arrange other allies in positions of power. Octavian is nowhere to be seen. He visits Cicero’s son-in-law Dolabella. Cicero wants the dowry which accompanied Tullia back. Instead Dolabella gives him a document which assigns Cicero as Dolabella’s legate in Syria. He doesn’t have to do anything but it gives him the legal right to travel and Greece and immunity for 5 years (385).

Cicero and Tiro travel to Brutus’s family home at Antium to discuss what the leading assassins should do. Brutus’s mother Servilia is disgusted at the thought her son will be merely handed on of Pompey’s grain commissioners, but Cicero advises Brutus and Cassius to take these posts and wait on events (388). But the real point is the assassins are falling out among themselves and have no plan.

Cicero moves on to another of his properties. He is working simultaneously on three books, On friendshipOn duties and On virtues (391). Reluctantly Tiro decides it is time to quit Cicero and go live on that farm. He is 60. Cicero accepts it calmly and returns to his work. Tiro’s farm (393). Nonetheless, he still frequents spas and there overhears gossip about Rome, opposition to Antony.

He meets again Agathe, the slave girl he paid to have liberated but never to to see again. With her freedom she worked, saved money and bought the spa where Tiro has bumped into her (398). [Right at the end of the narrative we are told her full name is Agathe Licinia and she owns the baths of Venus Libertina at Baiae, p.488).

Cicero comes to visit him on the farm. Antony is failing, and Brutus and Cassius have determined to revive the opposition. He is energised and going back to Rome to throw himself back into the fray. His daughter’s dead, he’s divorced from his wife, he has nothing to lose. He doesn’t mean to but Cicero is so charismatic that…he lures Tiro back into his service (402).

It takes them 8 days to travel to Rome. The roads are dangerous. Gangs of Caesar’s demobbed soldiers roam the countryside, stealing, killing, burning. People are terrified. Once in Rome Cicero attends the next sitting of the Senate and makes a speech against the corruption and distortion of the law by Antony. This becomes known as the First Phillippic, in a jokey reference to the speeches Demosthenes delivered against the Macedonian tyrant, Philip II (411).

Antony replies with an excoriating speech to the Senate dragging up every disreputable scrap he can about Cicero, and highlighting his flip-flopping support for great men as signs of a self-seeking sycophant (412).

It is December 44 BC. The military situation is chaotic. There are no fewer than seven armies with different leaders (413). Octavian’s army occupies Rome. Antony is in Brundisium trying to bribe legions returned from Macedonia into supporting him. Octavian makes a speech about calling his adoptive father the greatest Roman, to applause from the crowd. He leaves Rome, Antony exits it but then has to speed to one of his legions which Octavian has bribed away. Chaos.

Cicero’s second Philippic against Antony, packed with scurrilous gossip and accusations of corruption (418). Cicero explains his position to Tiro and Atticus: Antony is the enemy, ‘a monstrous and savage animal’ (432), often drunk dictator in the making. Octavian, with the name of Caesar and many of his legions, is the only force which can stop Antony. Atticus wisely asks whether Octavian will not himself then become dictator. But Cicero naively thinks that he can control and steer the young man, in order to restore the Republic (421).

Cicero meets Octavian at one of Atticus’s houses by Lake Volsinii. Harris is in his element. He imagines the power plays and negotiations. Octavian agrees to be guided by the Senate if Cicero persuades the Senate to give him imperium and legal authority to fight Antony (426).

Antony has marched with his legions to besiege Decimus Brutus, governor of Cisapline Gaul, in the town of Mutena. Brutus remains loyal to the state and Senate, so Antony is clearly everyone’s enemy. Cicero makes a big speech in the Senate claiming the state is being rescued by the boy Octavian. This speech became known as the Third Philippic (430). When he goes out to repeat it to the people in the Forum he is drowned by cheers.

BUT when the Senate meets early in January 43 Cicero is shocked when both new consuls (Hirtius and Pansa) and other senators reject his criticism of Antony and hope peace can still be negotiated. Next day Cicero makes the speech of his life, the Fifth Philippic in which he scorns any peace overtures to Antony, proposes he be declared an enemy of the state, and that Octavian be given full official backing (438).

But the next day Antony’s wife and mother are presented in the Senate. If Antony is declared an enemy of the state, his property will be confiscated and they will be thrown out on the streets. To Cicero’s disgust this moderates the Senate’s decision from open war down to sending peace envoys.

A month later the peace envoys return from Mutena, where Antony is besieging Decimus. Antony refused all their proposals and made his own counter-proposals including 5 years command of Further Gaul. Once again a debate in the Senate where Antony’s friends and relations sway things. Once again Cicero rises the following day to utterly condemn Antony as the instigator of war. As Cato was Caesar’s inveterate enemy, so Cicero has made himself Antony’s.

The two consuls lead a conscript army off to face Antony in the north. The leading magistrate left in Rome, the urban praetor Marcus Cornutus, is inexperienced and turns to Cicero for advice. Thus at the age of 63 he becomes the most powerful man in the city, dictator in all but name.

It takes a while for despatches to return from the north and when they do they initially tell of a great defeat of Antony. Cicero is triumphant. It is the most successful day of his life. But then further despatches reveal that not one but both consuls were killed in the Battle of Mutena. Then Decomus Brutus reveals that his weakened army allowed Antony to flee with his over the Alps.

Worst of all, word has got to Octavian of some casual slighting remarks of Cicero’s. Octavian warns he is not prepared to be subordinate to Decimus, as the Senate ordered. Since there are 2 vacancies for consul, why can he not be made one? (He is only 19; the lower age limit for the consulship is meant to be 43.)

In May 43 Antony and his army arrived at the base of Lepidus, who was meant to be holding Gaul for the Senate. Instead he goes over to Antony. He claims his troops mutinied and wanted to join Antony’s.

When official news reaches the Senate Cicero is called on to make a speech summarising the situation. This is that Antony, far from being extinguished, is more powerful than ever. Deep groans from the senators. To Cicero’s horror the traditionalist Isauricus announces that he has swung his power and influence behind Octavian, and offered him his daughter’s hand in marriage, and proposes that Octavian be allowed to stand as consul in absentia. In other words, Octavian has dropped Cicero. In his shock, Cicero gives a speech crystallising his political beliefs in a nutshell:

That the Roman Republic, with its division of powers, its annual free elections for every magistracy, its law courts and its juries, its balance between Senate and people, its liberty of speech and thought, is mankind’s noblest creation (p.475)

And goes on to say that, for this reason, he thinks Octavian should not be awarded the consulship. It’s precisely this kind of bending of the rules which brought them the rule of Pompey, then Caesar. This speech places Cicero, for the first time, directly against Octavian’s wishes.

Crucially, he points out to the Senate that even if Lepidus goes over to Antony and Octavian is of increasingly uncertain loyalty, they can call on the legions commanded by Brutus in Syria and Cassius in Macedon. The point is that, without realising it, Cicero is creating the conditions under which Octavian and Antony will unite as the Caesarian party and declare war on the army of the assassins.

At the end of the new month of ‘July’ they learn that Octavian has struck camp, crossed the Rubicon with his army and is marching on Rome. Cicero had repeatedly assured the Senate of Octavian’s good intentions. Now he looks naive at best, Octavian’s tool at worst (476).

Legions arrive from Africa and Cornutus assures they will be loyal. But when Cicero goes to address them they remain resolutely silent. What do his fancy words about ‘liberty’ mean to them? They want money (480).

Next day the African legions mutiny and join Octavian’s. Cornutus kills himself in shame. Octavian’s troops now occupy Rome. Cicero contemplates suicide, but goes to see him. Their relationship has completely changed. Octavian tells Cicero he has organised to have the consulship, and who his fellow consul will be, an obscure relative who will be a puppet. Soon he will go to meet Antony and Lepidus. He recommends Cicero leaves Rome. Go to Greece and write philosophy. He won’t be allowed to return without permission. Don’t write anything against Octavian. Octavian is the new dictator (483).

Broken in spirit, all his hopes crushed, Cicero retreats to his country villa at Tusculum (485). They hear Octavian has set up a special court to try Caesar’s assassins. Then that he has left Rome with 11 legions, marching to confront Antony.

A month goes by and he conceives the idea of collecting all his letters. Tiro has kept all of them. He unpacks them. Cicero has them read out in chronological order. His whole hectic public and private life. He is fully aware that they amount to:

the most complete record of an historical era ever assembled by a leading statesman. (p.487)

So he instructs Tiro to assemble his letters in the right order, then make several complete copies to be hidden and preserved. Atticus, always keen to ingratiate himself with everyone, averse to all risk, insists that all his letters to Cicero are burned, burns them with his own hands. But copies of the rest are made and Tiro sends his copies down to his farm to be hidden for posterity.

At the end of November 43 Cicero sends Tiro into Rome to recover the last of his papers from his properties. That night there is screaming in the streets. Tiro learns the devastating news that Antony, Octavian and Lepidus have joined forces to create a Second Triumvirate. They have published a list of hundreds of senators and knights who have been proscribed: their properties are to be confiscated and a bounty of 100,000 sesterces on their heads. Both Marcus and Quintus Cicero are on the list (490).

Panic, pandemonium, the city at night is full of death gangs seeking out the proscribed men in order to kill them, cut off their heads, and present them to the auditors. In mad haste, Tiro tells the remaining slaves in Cicero’s houses to flee, scribbles a message to be taken by courier to Cicero at Tusculum telling him to flee to his villa on the small island of Astura, then follows in a carriage.

It’s several days before Marcus and Quintus arrive on the shore. It’s the depths of winter, it’s raining, they look bedraggled. Tiro had a slave go and hire a boat in nearby Antium to carry them down the coast and abroad, but Quintus refuses to get in it.

They spend a miserable night in the little house on the island. Cicero elaborates on what happened: Octavian, Antony and Lepidus have met in Bononia and struck a deal to divide the empire between them. They’ve agreed to fund their armies by the simple expedient of killing the richest 2,000 men in the republic and seizing their property. To vouch for their good intentions they each agreed to include in the list someone dear to them: Antony his uncle, Lucius Caesar; Lepidus his own brother; and Octavian, after several days of holding out, Cicero, his former mentor and adviser (494).

They set off by ship but the seas and the winds are against them. Ten men are rowing the ship but it makes almost no headway. They put into a cove, beach the ship and try to shelter from the elements under the sails. Misery.

Next morning Tiro wakes to find Cicero gone. There is a path up from the beach. Tiro finds Cicero wandering along it, distracted. He tells Tiro he plans to head back to Rome to kill himself on Octavian’s doorstep. He’ll die of the shame. No he won’t, says Tiro. Cicero will just be captured and tortured to death, then decapitated. Reluctantly Cicero turns and returns with him to the beach.

They all embark back in the ship and set off rowing again. But it is hard going, the wind against them, the seas heavy. Cicero recognises the headland of Caieta and knows he has a house nearby. He insists they dock at a small jetty. Tiro checks the villa hasn’t been occupied by soldiers or death squads but it appears untouched so he sends slaves to fetch Cicero from the beach and tells the housekeeper to light fires and prepare a bath.

They sleep deeply but are wakened next morning by a slave saying soldiers are coming. Cicero insists on having a bath and dressing formally. Only then will he enter the litter Tiro has arranged and is being carried down to the sea to board the ship when they are cut off by a dozen legionaries. The slaves turn about face and carry the litter hastily back up the path but are met by more legionaries.

The tribune leading the soldiers turns out to be one Caius Popillius Laenas. By a supreme irony he was one of Cicero’s first clients in law. He defended him against a charge of parricide when he was a measly 15 year old and got him acquitted on condition he join the army. Oh the irony (which Harris appears to havey confected; none of this is in the historical accounts I’ve read).

Popollius orders the centurion under him to execute Cicero. Cicero is utterly resigned and insists they do it while he lies back on the litter, assuming the position of a defeated gladiator. And so with one stroke of his sword the centurion cuts off the head which composed some of the greatest speeches and works of literature in the Latin language. Little good they all did him in the end.

They then chop off his hands and put them all in a basket and depart. Tiro hears Antony was so delighted by the hands he gave Popillius a bonus of a million sestercii. Antony had Cicero’s head and hands nailed to the public rostra as a warning to anyone else who opposed the triumvirate. It is said that Antony’s wife, Flavia, who hated Cicero, stuck needles through his witty tongue (502).

Tiro and the slaves carry Cicero’s body down to the beach and burn it on a pyre. Then he headed south to his farm. Quintus and his son were caught and executed. Atticus was spared because he had helped Fulvia when anti-Antony feeling was at its height.

All the loose ends are neatly tied up and Harris gives Tiro the briefest of spaces, just one page, to reflect on the extraordinary life he has described and the epic times it sheds light on.

My work is done. My book is finished. Soon I will die too. (p.503)

The Victorians achieved moving literary effects by writing too much. Modern writers strive for the same emotional impact by writing too little.

It is a moving and emotional end because Cicero’s life itself was so awesome and his end so wretched. The facts themselves are very moving for the reader who has accompanied Cicero this far, however. Harris’s treatment is a little disappointing. He winds up the narrative by telling us that Tiro marries that slave girl he freed all those years ago, Agath,e and they often spend the evenings together reminiscing. Sounds like a Disney movie or the Waltons.

And he quotes the passage from Cicero’s work, The Dream of Scipio, where Cicero tells the statesman to look down from the vast heavens on the insignificant earth and dismiss the petty activities of humans.

Ah, but that’s what politicians all say when their careers are over. Contrary to all Cicero’s preaching in his literary works, the consolations of philosophy are feeble compared with the full-blooded excitement of action.

Key words

Politics

As I made abundantly clear in my reviews of the first two books, these are novels about politics, not in the broad theoretical sense, but in the narrow sense of the day to day scrabble to win and then maintain positions of power in the state. One of the many pleasures of the previous books is the way Harris has characters state sententiae – maxims or sayings about politics – which are perfectly meaningful in their context but framed in such a way as to be widely applicable to any time and place, including our own.

  • There is always this to be said of politics: it is never static. (p.51)
  • ‘Nothing in politics can be planned in advance for seven years.’ (p.137)
  • It is the most important rule in politics always to keep things moving. (p.433)

But having got into the habit of writing out all the apothegms in all three books made me realise there are far, far fewer uses of the word, and hardly any zingy apothegms about it in this one.

Power

I think the word ‘politics’, central to the previous two novels, is superseded in this one by use of the word ‘power’, signifying a shift in subject and in historical events. With the advent of the Triumvirate the time for petty politics passes and is replaced by the more naked manipulation of power.

And then, possibly, the word ‘power’ is itself superseded half-way through the book by ‘war’. And neither Cicero nor Tiro can make casual, knowing generalisations about war since neither of them are soldiers.

It’s a subtle, lexical indication of the way the focus of a novel supposedly about Cicero shifts its emphasis, spreads it more widely, in this novel. Well before the end of part one the energy centre of the narrative, as of Cicero’s world, has shifted to Caesar. Caesar is the true protagonist and Cicero an increasingly passive cork floating on the huge ocean of disruption and war he causes.

With the outbreak of civil war Cicero – and the text – become increasingly reliant on letters and third person accounts of events scattered all round the known world (Greece, Egypt, Spain).

And then, after the assassination of Caesar, not only all the characters but the narrative itself feels adrift. Retreating to the country, Cicero tries to make sense of the fast-moving series of events where no-one is in control, certainly not the assassins, but not Mark Antony either.

It’s in this chaos that slowly emerges from the confusions of the narrative the cold-eyed, steely determination of young Octavian who is to astonish the world by mastering the chaos created by his elders. Initially Octavian is keen to meet Cicero, ask his advice, when he departs with his army keeps in touch by letter. But when he hears about Cicero’s fateful slighting remark, he goes ominously silent. No letters, no replies, no despatches.

Octavian’s silences signal the text’s final abandonment of Cicero. Tiro’s narrative continues to focus on Cicero’s activities and attitudes but the narrative has moved through three key words – politics, power, war – and the final buzzword is nothing, nothingness.

The authorities in Rome hear nothing about Antony for months, Cicero hears nothing from Octavian for months. But in this ominous silence they are cooking up the Second Triumvirate, which will seize power and unleash an army of assassins whose aim is the end of all words. The end of Cicero. The end of the text.

The law

A little into this one I realised I’d been missing the importance of an obvious subject, the law. Cicero was first and foremost a lawyer. He made his name with the Verres case (described in great detail in part one of Imperium). Even when he ducked out of politics he continued to advocate cases in the courts. And what comes over very loudly is that in ancient Rome the law had absolutely nothing whatsoever to do with fancy notions of ‘Justice’ but was entirely a tool of political manipulation, attack and revenge.

Trials in ancient Rome were wildly different from modern trials. They involved a jury of scores, sometimes hundreds (75 jurors were sworn in for the trial of Rufus, p.116), were conducted in the open air with the Roman crowd watching, sometimes in their thousands. Speeches were astonishingly ad hominem, not only dishing up all kinds of dirt on the accused and witnesses but also on the opposing advocates, who were often accused of the most grotesque crimes themselves.

Above all, cases could descend into violence as the onlookers behaved more like a football crowd than the limited number of public allowed into a modern court, and started yelling or applauding or booing, or sometimes throwing things, and sometimes invading the platform where the trial was being conducted.

So much highfalutin’, self-serving rhetoric surrounds the practice of the law but the Roman reality was obvious a shambles. Harris has Cicero tell Rufus:

‘My dear Rufus, have you learned nothing? There is no more honour in a legal dispute than there is in a wrestling match.’ (p.108)

War atrocities

As always, I am appalled at the gross violence, war crimes and atrocities carried out by the Roman army:

  • Dyrrachium is still recovering from the fate ordained by the Senate in the 150s, namely razed to the ground and its entire population of 150,000 sold into slavery
  • Harris makes room for a scene in which Tiro reads through Caesar’s Commentaries on his Gallic Wars and works out that by Caesar’s own account, he has been responsible for the deaths of over 300,000 Gauls and Germans in just one campaigning season (p.45)
  • Metellus Nepos reads out a despatch from Caesar to the senate in which the great man admits that of the 65,000 strong army of the Nervii only 500 were left alive (p.70)
  • Caesar’s lieutenant wins a great naval battle against the Celts, has their leaders executed and their entire nation sold into slavery. (p.147)
  • Caesar lures 430,000 members of the Usipetes and Tencteri tribes across the Rhine and then annihilates them. (p.148)

It is notable that the only member of the entire ruling class who protests against this behaviour is Cato, who makes a speech in the senate saying Caesar should be declared a war criminal, removed from his command and prosecuted. His suggestion is shouted down.

Even Cicero does’t care that much about these atrocities. But Tiro does. Harris has Tiro dwell on them with horror and this confirms for me, not that Tiro is a sensitive soul, but that he is the representative of the modern liberal consciousness in the novel. Tiro would be a more interesting character if he were either malicious or unreliable. Instead he is the simplest kind of narrator possible, the loyal friend of the protagonist who reports everything he sees with utter honesty. And is as appalled as a Guardian editorial by violence and war.

Family ties

  • The stern republican Brutus was the nephew of the stern moralist Marcus Portius Cato (140).
  • Julius Caesar married off his daughter Julia to Pompey.
  • Mark Antony was the stepson of Publius Lentulus Sura, one of the five Catiline conspirators Cicero had put to death. One among many sources of enmity between the two men.
  • Cassius Longinus was married to Brutus’s sister.
  • Domitius Ahenobarbus was married to Cato’s sister.
  • The consul Marcus Philippus was married to Caesar’s niece (142).
  • Octavian was Caesar’s great-nephew.

Dated diction

In my review of Lustrum I mentioned the way the thriller, as a genre, uses stereotypical characters, situations and language to guarantee an enjoyable read. The characters and events may be unpleasant (betrayal, murder etc) but the shape and feel of the incidents is almost always super-familiar and, in a paradoxical way, despite being superficially unpleasant, at a deeper level, cognitively reassuring.

I meant to mention something else I noticed, which is that Harris’s characters often speak like characters from a 1950s British movie. I mean they use a reassuringly old fashioned and very pukka diction.

Some of the reviewers suggest Harris has rewritten Roman history for our times, and insofar as his narrative focuses on cynical abuses of political power that may be true. But I was struck by how very 1950s the language of a lot of the characters is. They often reminded me of characters from Ealing Comedies or the St Trinian’s movies.

It first struck me when Cicero talks about one of the other characters as ‘not being such a bad fellow’.  From then on I noticed this 1950s upper-middle class professional register.

‘Very well, young man, that’s enough’ (p.29).

On page 107 Tiro refers to Bestia as ‘the old rogue’. Who uses the word ‘rogue’ any more unless they’re talking about the Star Wars movie Rogue One or a ‘rogue state’ or maybe describing a ‘loveable rogue’ in a review of a movie?

Bestia had with him ‘his son Atratinus, a clever lad’.

When characters address each other they’re likely to say things like, ‘My dear Rufus…’ or ‘My dear, poor boy…’ Atticus speaks with the overemphasis typical of the English upper-middle classes: ‘Tiro, my dear fellow, thank you so much for taking care of my old friend so devotedly‘ (p.113). And:

  • ‘What an utter villain that fellow is.’ (Cicero about Crassus, p.154)
  • ‘The man’s ingratitude is unbelievable!’ (Milo on Pompey, p.178)
  • ‘I am delighted to meet you! My wife has always talked of you most fondly.’ (Dolabella to Tiro, p.296)

Now you could argue that the dialogue is a bit old fogeyish as part of a broader authorial strategy by which Tiro’s language as a whole has a definite oldster tinge, like the pages of an old paperback which have yellowed with age.

I slept, and very deeply despite my anxieties, for such was my exhaustion… (p.499)

Not ‘because I was so exhausted’ but ‘such was my exhaustion’. It’s not exactly Victorian or really old diction and it’s not dominant in every sentence; but at moments when he has a choice, Harris always chooses the more old-fashioned, stiffer phrase.

Presumably this dated tinge is a conscious effort. I can see it has two intentions: one is to subtly convey that this is a 2,000 year old document describing a lost world. It is meant to feel, not archaic exactly, but slightly dated, in order to convey its pastness.

The other, more obvious motivation, is that the narrator is 100 years old. Tiro is an oldster. So of course his turn of phrase would be dated, even in his own time. When you ponder that fact, you could argue that the phrasing throughout the book is not dated enough.

But at the end of the day this is not a literary work, but a popular novel, a historical thriller and its default prose style is the crisp, factual manner of the thriller and most literary effects are clinically dispensed with in order to achieve its strong, direct, intelligent but simple impact.

Scraps

Cicero tells Tiro that Cato is the only one of them who clearly sees they they’re on the road to ruin (p.149).

Tiro the slave (p.20). His (sketchy) thoughts about slavery (p.226).

Caesar is like a whirlpool (p.147).


Credit

Dictator by Robert Harris was published by Hutchinson books in 2015. All references are to the 2016 Arrow paperback edition.

The Cicero trilogy

Robert Harris reviews

Roman reviews

The life of Brutus by Plutarch

(1) Marcus Brutus was said to be a descendant of the Junius Brutus who overthrew the last king of Rome in 709 BC. But unlike his ancestor who has harsh and unbending, Marcus Brutus was civilised and softened by philosophy and literature. Contemporaries attributed all that was good in the conspiracy to Brutus and all that was bad to his colleague Gaius Cassius Longinus.

(2) Brutus’s mother was Cato’s sister. Cato was his uncle. He had a higher esteem for him than any other Roman. Brutus was good friends with many philosophers, some of whom stayed with him, He was a devotee of Plato and the Old Academy. His letters demonstrate great literary style.

(3) He accompanied his uncle Cato on a mission to Cyprus.

(4) Plutarch in a huge jump skips right the way over Brutus’s boyhood and young manhood, and skips all the political travails of the 60s and 50s to arrive at the breach between Gnaeus Pompeius (usually referred to in English as Pompey) and Julius Caesar in 50 BC. Everyone expected Brutus to side with Caesar as Pompey had had his father executed, but he reasoned that Pompey represented the public good and so sided with him. He sailed to Cilicia but had nothing to contribute there so journeyed to Illyricum to meet Pompey who had just fled from Italy and was greeted by the great man who paid him the honour of getting to his feet. Even here he continued to spend most of  his time with his books.

(5) It is said that Caesar commended his officers to look out for Brutus during the Battle of Pharsalus. This was because Brutus was the son of Servilia who, although married to Cato, was madly in love with Caesar so that Julius had some grounds for believing Brutus might be his own son. Plutarch tells the same anecdote he used in the life of Cato, only told less well here – that when Caesar and Cato were speaking in the senate about the Catiline conspiracy, Caesar was handed a note which Cato excitably declared must be a message from the conspirators. So Caesar nonchalantly handed it over to Cato who realised it was a love note from his own sister to Julius. 1-0 Caesar.

(6) After Pharsalus Brutus fled to Larissa and wrote to Caesar who was delighted and asked him to join him. They discussed whither Pompey might have fled and Brutus’s opinion influenced Caesar towards Egypt. Plutarch says he was an effective public speaker who achieved his ends by reasoning and noble principles.

When Caesar travelled to Africa to fight Cato and Scipio he appointed Brutus governor of Cisalpine Gaul, and he proved an exemplary governor.

(7) Cassius was married to Brutus’s sister, Junia. But they became rivals running for praetorship of Rome in 47. Caesar hears them speaks and makes the decision. Brutus could have been Caesar’s top confidante but the colleagues of Cassius warned him not to succumb to the tyrant’s flattery.

(8) Plutarch repeats the anecdote he tells in the life of Caesar, that when the latter was told that Mark Antony and Dolabella were plotting revolution, he said it was not the fat and long-haired fellows that troubled him, but the pale and lean ones, meaning Brutus and Cassius, a story used by Shakespeare.

So Plutarch argues that, if he had waited, Brutus might have inherited from Caesar. But he was fired up by Cassius who had no noble scruples about tyranny and liberty, but just hated Julius. Plutarch attributes this, improbably, to the incident of the lions of Megara which Cassius had lined up to be part of games he was staging as aedile, but which Caesar, on taking Megara, appropriated.

(9) Plutarch says this interpretation is wrong and that Cassius had always been opposed to tyranny and calls to witness a story about how Cassius as a boy thrashed the son of the then-dictator Lucius Cornelius Sulla, at school. Brutus was exhorted to conspire against Caesar by flocks of supporters who left messages at the tomb of his ancestor and graffiti on monuments and so on, as listed in his life of Caesar.

(10) And so it becomes very important to the conspirators that they secure the support of Brutus as he was widely seen as a man of principle and would lend the murder dignity. So Plutarch imagines the scene where Cassius inducts Brutus into the conspiracy, writing the dialogue as for a movie and ending when the two men kiss and embrace, in perfect agreement.

(11) Short anecdote about Caius Ligarius, a declared enemy of Caesar. Brutus comes to visit him when he’s ill and when he mentions it is a bad time to be ill Ligarius twigs that something’s up, sits up in bed and declares: “Nay, Brutus, if thou hast a purpose worthy of thyself, I am well.”

(12) They recruit conspirators. Not Cicero, because he is too timorous and pernickety. Nor Statilius the Epicurean and Favonius the devoted follower of Cato. But the other Brutus, Albinus, because he was maintaining lots of gladiators in Rome. They were all won over by Brutus’s reputation for integrity. They manage to keep it a close secret, despite the many signs of ill omen (which Plutarch records extensively in his life of Caesar).

(13) During the day Brutus keeps tight control of himself but at night he is troubled and anxious. His wife, Porcia, was the daughter of Cato and realises something is wrong. One day she takes some nail scissors and deeply gashes her thigh. Then she makes a long speech about how she isn’t just some concubine brought to warm his bed, but the daughter of a famous man reared to endure hardships and determined to share her husband’s joys and sufferings. Then shows the wound in her thigh to prove it. Then Brutus lifts his hands to heaven and hopes his undertaking will be worthy of his noble wife.

(14) They decide to do it at a meeting of the senate because then all the important they need to pledge allegiance to liberty will be on the spot. It is apparent (though I’m not sure I’ve read it anywhere) that the senate met in different buildings i.e. moved around central Rome. This meeting, for the 15th March 44, was scheduled to take place in the Curia Pompeii, a part of the big theatre complex Pompey had built a decade earlier. Hence the big statue of Pompey which Caesar ends up collapsing against.

On the big day Brutus straps on his dagger and walks to the portico of Pompey where he meets the other senators, either waiting or conducting the business of praetors i.e. adjudicating petitions from a crowd of applicants.

(15) A list of misunderstandings and encounters on the morning which nearly wreck the plot. A paragraph devoted to the anxiety of Porcia who keeps racing to the door to hear news, becomes pale and faints and her women shriek that she’s dead and the rumour spreads to the senate and appals Brutus but he determines to carry on. I.e. Plutarch’s usual procedure of cranking up the melodrama.

(16) Highly detailed depiction of the scene. Caesar arrives late, delayed by his wife and soothsayers. He travels by litter which is more private. He is engaged at the door to the room by Popilius Laenas who speaks to him for some time and all the conspirators think they are being betrayed. But he is merely asking for something at great length.

(17) The detail that Trebonius engaged Antony in conversation outside the hall (apparently, this is wrong but like so much Plutarch, is highly dramatic). The precise manner in which they gather round Caesar’s chair, led by Tullius Cimber pleading for his brother in exile, Caesar becomes irritated and tries to shake them off at which point Tullius tears his toga from his shoulder and Casca stabs him and calls to his brother in Greek to join him. Caesar castigates Casca, then is inundated by other blows but when he sees Brutus draw his dagger, covers his face with his toga and submits. The body is riddled with cuts, there is blood everywhere and the conspirators injure each other in their enthusiasm.

(18) Very vivid description of the way the other senators panicked and thronged the exists. Brutus had made it quite clear no-one else was to be killed; it wasn’t to be a Sulla-esque bloodbath but a return to liberty. This was even extended to Antony who was unpopular and arrogant, but Brutus hoped that, with the tyrant removed, he would come over to their side. Mistake number one.

The murderers walked to the Capitol sporting their daggers. Rumour and panic among the people but when it became clear there wasn’t to be a massacre they thronged to hear the speech by Brutus which was noble. They applaud and bring him down and take him to the Rostrum to further address them. The mood changes when Cinna addresses the crowd. He’s not popular and the murderers withdraw to the Capitol.

(19) Next day the senate met and Antony, Plancus, and Cicero moved a vote of amnesty. Antony gives his son to the conspirators as a hostage and this gives them the confidence to leave the Capitol.

Cassius was taken home and entertained by Antony, Brutus by Lepidus, and the rest by their several comrades or friends. Early next morning the senate assembled again. In the first place, they gave a vote of thanks to Antony for having stopped an incipient civil war; next, they passed a vote of commendation for the followers of Brutus who were present; and finally, they distributed the provinces. It was voted that Brutus should have Crete, Cassius Africa, Trebonius Asia, Cimber Bithynia, and the other Brutus Cisalpine Gaul.

(20) Antony argues that Caesar’s body should be carried to his funeral and his will read to the people. Cassius is vehemently opposed but Brutus, out of gentleness of spirit, agrees. This was the second mistake. The will:

When it was found that the will of Caesar gave to every Roman 75 drachmas, and left to the people his gardens beyond the Tiber, where now stands a temple of Fortune, an astonishing kindliness and yearning for Caesar seized the citizens.

When Antony commenced his eulogy he realised the crowd was in a sentimental mood and so changed his tone and held up Caesar’s toga, showing the many places the daggers had torn it. At this the crowd went nuts and stormed local shops, dragging out wooden objects to make an ad hoc funeral pyre for the body; then took brands from it and ran off to the houses of the murderers and set them on fire.

The story of Cinna the poet who had a bad dream about Caesar the night before but nonetheless, the next day went along to the funeral and was mistaken by the mob for the Cinna who was one of the conspirators and was torn to pieces. Oh dear. Not the dignified gratitude which Brutus and Cassius had expected at all. The opposite: bloodlust fury.

(21) This incident is important because it was this which convinced the conspirators to flee Rome, despite the senate trying to bring to justice the mobsters who had attacked their houses. Unexpectedly Brutus continued to perform his role as praetor in laying on lavish games (I thought the aediles did this). And in the absence of Brutus and all the other conspirators it is Antony who emerges as the strong man in control.

(22) Everything is transformed with the arrival of Octavian.

He was pursuing his studies at Apollonia when Caesar was killed, and had been awaiting him there after his determination to march at once against the Parthians. As soon as he learned of Caesar’s fate, he came to Rome, and as a first step towards winning the favour of the people, assumed the name of Caesar and distributed to the citizens the money which had been left them by his will. Thus he deposed Antony from popular favour, and by a lavish use of money assembled and got together many of Caesar’s veteran soldiers.

Hit the ground running, very smart, very strategic. When Cicero eventually opted to support Octavian Brutus wrote him a long bitter letter saying he had no principles but just preferred a tyrant who would be nice to him.

(23) “Already one faction was forming about Octavius, and another about Antony, and the soldiers, as though for sale at auction, flocked to the highest bidder.” Against all is expectations Brutus finds himself driven out of Italy and goes to Greece. His wife, Porcia accompanied him before turning back for Italy and Plutarch paints a tear-jerking scene of departure and Brutus’s words of praise for his strong wife.

(24) Brutus sails on to Athens and purports to be socialising with philosophers but in fact sent out to the commanders of armies around Greece to recruit them for the cause of liberty. He meets Cicero’s son and praises him as a hater of tyranny. But at a feast he makes an odd quote from Homer which seems to indicate he sees himself as doomed by fate. Did he? Or is this the literary tradition, the kind of thing he ought to have said?

(25) Brutus rounds up various forces throughout Greece. Brutus marches his forces to Epidamnus but falls ill.

(26) The garrison of Epidamnus brings food to Brutus wherefore he treats the city well. Fighting between the forces of Brutus and Caius Antonius until the former has the latter surrounded in a marshy region and prevents his men massacring them and persuades them to come over to him. For a long time he respects Caius Antonius until he discovers he is conspiring to subvert Brutus’s officers and so has him locked up.

(27) News arrives that Octavian is consolidating power, has had Antony evicted from Italy, is canvassing for the consulship illegally. When he sees how unpopular this is he changes tack, sends envoys of friendship to Antony. But still gets himself elected consul at the ridiculously young age of 20. As soon as Octavian is consul he promotes prosecutions against Brutus, Cassius and the rest who are tried in absentia, and exemplary sentences intimidated out of the juries. Then, very briskly:

After this, the three men, Octavius, Antony, and Lepidus, were reconciled with one another, distributed the provinces among themselves, and sentenced to death by proscription two hundred men. Among those put to death was Cicero.

(28) The importance of family, kinship and friendship networks demonstrated by this sentence:

When tidings of these events were brought to Macedonia, Brutus felt compelled to write to Hortensius commanding him to kill Caius Antonius, on the plea that he was thus avenging Cicero and Brutus Albinus, one of whom was his friend, and the other his kinsman. For this reason, at a later time, when Antony had captured Hortensius at the battle of Philippi, he slew him on the tomb of his brother.

In mid-43 Brutus crossed into Asia where he performed the role of governor, adjudicating between native kings. He wrote to Cassius saying they shouldn’t settle into exile but be raising armies to return to Rome and ‘free’ it. Now they met at Smyrna, strong in arms.

(29) An extended description of the character of Brutus who even his enemies admitted was motivated by the highest motives of liberty. Just a shame that hardly anyone else was, including most of the population of Rome. Brutus:

The virtues of Brutus, as we are told, made him beloved by the multitude, adored by his friends, admired by the nobility, and not hated even by his enemies. For he was remarkably gentle and large-minded, free from all anger, pleasurable indulgence, and greed, and kept his purpose erect and unbending in defence of what was honourable and just.

(30) Cassius takes Rhodes, Brutus campaigns against the Lycians with many battles, namely the siege of Xanthus.

(31) When Xanthus catches fire Brutus orders his troops to put the fire out but the Xanthians in a kind of frenzy assist in the burning down of their town. Plutarch goes to town, describing little children who throw themselves into the flames, mothers jumping from the battlements and so on. Maybe there was a fire but folk legend and Plutarch’s fondness for the gruesome have added the rest.

(32) Brutus’s clemency dealing with the city of Patara compared with Cassius’s extreme exactions from Rhodes.

(33) Plutarch repeats the story told in the life of Pompey about h ow the council of young king Ptolemy deliberated what to do when Pompey approached Egypt and were persuaded by the arguments of the rhetorician Theodotus to kill him. How everyone involved in the murder was, in their turn, killed on Caesar’s orders, except this Theodotus who fled to a wretched life traipsing round Asia. Well, Brutus chanced across him and had him killed. No-one dies a natural death in these stories.

(34) In early 42 Brutus and Cassius met with their huge armies at Sardis. they lock themselves into a tent and fall into a furious argument, enumerating the list of wrongs each has done the other. All their followers have been forbidden from intervening but Marcus Favonius knew no fear and pushed his way through the throng outside the tent and insisted on going in and jokingly quoting some verse from Homer who has old Nestor say:

“But do ye harken to me, for ye both are younger than I am.” (Iliad book I 259)

This makes Cassius laugh and, although Brutus tries to have Favonius ejected, breaks the ice. That night there is a feast of the uneasy allies which Favonius gatecrashes and barges his way into the place of honour.

(35) Brutus and Cassius disagree about whether to publicly shame their officials when they catch them behaving corruptly, in this case embezzling public funds. The story is told to show Brutus the more principled of the two.

(36) Plutarch tells us Brutus needed little sleep but worked or conversed until very late. This is prologue to a repeat of the story told in the life of Caesar about how very late one night he hears someone come into his tent and turns to see a monstrous and fearful shape standing at his side who announces that he is his evil genius and will meet him at Philippi.

(37) Next morning Brutus tells Cassius about his vision and Plutarch gives Cassius an extended passage describing the philosophy of the Epicureans, namely that the senses and the imagination of man are infinitely malleable and so it was a product of his fantasy.

(38) They march across Greece till they face the armies of Antony and Octavian. ‘The plains between the armies the Romans call Campi Philippi.’

(39) As usual, Plutarch gleefully describes the various ill omens before the battle of Philippi:

  • the lictor brought Cassius his wreath turned upside down
  • in a procession at some festival, a golden victory belonging to Cassius, which was being borne along, fell to the ground, its bearer having slipped
  • many carrion birds hovered over the camp daily, and swarms of bees were seen clustering at a certain place inside the camp

All these incidents began to weaken Cassius’s Epicurean rationalism and also demoralised the soldiers. The leaders disagreed: Cassius wanted to drag the war on and wear down their opponents; Brutus wanted to get on with it and lessen the damage to Rome. Also, men were deserting to the other side. So Cassius was won round to giving battle the next day.

(40) That night Brutus dines and goes to bed but Cassius dines with intimate friends and is unusually quiet. Plutarch gives him a speech telling one friend, Messala, that he is in the same plight as Pompey, venturing the destiny of his country on one battle.

At daybreak a scarlet tunic is displayed before the tents of Brutus and Cassius which is the sign for battle. The pair are given a noble dialogue about death. Brutus tells Cassius that when he was younger he blamed Cato for killing himself and not being man enough to face whatever the fates had in store. Now he’s changed his mind. On the ides of March he gave his life for his country. Since then he has lived a life of liberty. If they lose, he will ‘go hence’ with praise for Fortune. Cassius embraces him and thus emboldened they prepare for the battle.

(41) The Battle of Philippi October 42 BC. Antony’s men were building elaborate fortifications to keep Cassius from the sea. Ocatvian was absent from the field with illness. Both were surprised when Brutus and Cassius’s men let out a great shout and ran forward. They did so in bad order and almost immediately lost touch with their neighbouring legions, but the right wing outflanked the cavalry and stormed Octavian’s camp, massacring some Lacedaemonians and wrecking Octavian’s litter leading to rumours that he was killed.

(42) According to Plutarch the defeat was down to miscommunication. Brutus’s legions were completely victorious and took the enemy camp. But Cassius’s wing was routed and the enemies took his camp.

And one thing alone brought ruin to their cause, namely, that Brutus thought Cassius victorious and did not go to his aid, while Cassius thought Brutus dead and did not wait for his aid.

(43) What happened on Cassius’s wing. He is beaten back, his forces panic and break, he makes for a hillside, sees cavalry riding towards him, can’t make out if they’re friend or foe, sends out an officer, Titinius, to find out. This man is surrounded by whooping horsemen so that Cassius thinks he has been captured. In fact it is cavalry send by Brutus celebrating finding a colleague unharmed. But under the impression that all is lost, Cassius retreats to his tent.

Here the account becomes very characteristically Plutarchian, for he reminds us that Cassius was quaestor with Marcus Crassius on his catastrophic expedition into Parthia in 53 BC. Ever since he survived that debacle he has kept by him a freedman named Pindarus. Cassius drew his robes over his head, bared his neck and instructed Pindarus to strike. So Pindarus cuts his head off. By the time Titinius returns to the camp on the hill it is to find all his generals weeping and wailing. Cursing his tardiness at returning and bringing the good news that the cavalry were Brutus’s, Titinius draws his sword and stabs himself.

(44) When Brutus hears of Cassius’s death he has the body decorated and sent to Thasos for funeral. From which one deduces we are no longer still in the heat of the battle. Brutus addresses Cassius’s men and tries to lift their spirits and gives them generous payment. He was the only one of the four generals (Brutus, Cassius, Antony, Octavius) who wasn’t defeated, but he threw away his victory by letting his soldiers loot the enemy camp.

(45) The losses on both sides. When Antony is brought the robe and sword of Cassius he is energised to fight again the next day. But the two camps Brutus is commanding have lots of problems, his own guarding numerous prisoners of war, Cassius’s men demoralised by their defeat and resentful of a new commander.

(46) Brutus tries to motivate Cassius’s demoralised men by promising them they can loot two cities, Thessalonica and Lacedaemon. This is the one time Brutus did this kind of thing, mostly he was careful to preserve the cities he passed by or took submission from. But these were desperate times and he had to do whatever he could to motivate Cassius’s surly soldiers.

(47) Octavian and Antony were in an even worse state, for their camp was on low lying land prone to flooding by the frequent rains, water which immediately froze (it was October). Moreover a large fleet Octavian had ordered from Italy was intercepted by Brutus’s fleet and destroyed. If Brutus had learned of this he probably wouldn’t have fought, because his camp was in the better position, he had more provisions and control of the sea to bring food and reinforcements. Plutarch slips into sententious mode:

But since, as it would seem, the government of Rome could no longer be a democracy, and a monarchy was necessary, Heaven, wishing to remove from the scene the only man who stood in the way of him who was able to be sole master, cut off from Brutus the knowledge of that good fortune.

(48) More omens, inevitably:

  • the foremost standard was covered with bees
  • of its own accord the arm of one of the officers sweated oil of roses, and though they often rubbed and wiped it off, it was of no avail
  • just before the battle two eagles fought a pitched battle with one another in the space between the camps, and as all were gazing at them, while an incredible silence reigned over the plain, the eagle towards Brutus gave up the fight and fled
  • and the story of the Ethiopian who, as the gate of the camp was thrown open, met the standard-bearer, and was cut to pieces by the soldiers, who thought his appearance ominous

(49) As he reviews his troops he notices how ill at ease and reluctant they are and even as his army lines up a notably brave soldier defects to the enemy. It’s now or never so Brutus decides to attack at 3pm. Brutus’s wing is triumphant but Cassius’s command spread their line too thin and are overwhelmed and then Brutus’s army is surrounded and massacred. Many fine Romans lost their lives etc, not least Cato’s son.

(50) The story of Lucilius who, as darkness falls, sees Brutus being chased by barbarian horsemen and so pretends to be him, crying out that he is surrendering and asking to be brought to Antony. The barbarian cavalry is delighted and so is Antony to hear his great opponent is coming but then is thrown into doubt about how to greet him. When he sees it is this man Lucilius he is hugely relieved, and although Lucilius makes a speech saying he is prepared to accept death for his deception, Antony in fact grants him his life, welcomes him and he becomes one of his most loyal adherents.

(51) Brutus escapes with loyal officers and takes refuge by a stream by a big rock. There is an incomprehensible anecdote about a soldier who is sent twice to fetch drinking water. Statyllius promises to cut his way through the enemy and make his way to the camp and light a flaming torch if it is safe to return. After a while they see a blazing torch raised because Statyllius managed to reach the camp but… he never returned, being struck down on the return journey.

(52) Night comes on and Brutus asks each of his companions to help him kill himself but they all refuse. Then he shakes all their hands and thanks Fortune to be left surrounded by such loyal men and considers himself lucky to be leaving behind a reputation for honesty and virtue which none of those who conquered him would have. Then he got another old friend to hold a sword steady while he plunged onto it and so died.

(53) A lot of Plutarch’s account seems to derive from an account by Messala, the comrade of Brutus, an eye witness. After Brutus’s death he went over to Octavian who found all the Greeks loyal.

Antony had the body of Brutus wrapped in his best robe and burned on a pyre, then sent the ashes home to his mother Servilia. (Suetonius, by contrast, says that the head of Brutus was sent to Rome to be thrown at the feet of Caesar’s statue.) Brutus’s wife Porcia now wanted to die but she was closely watched by all her friends till she found the opportunity to snatch up hot colas from a fire, swallow them and kept her mouth firmly closed till she died.

Plutarch ends his account very inconsequentially by stating that this might, in fact, be wrong, since a letter exists purporting to be from Brutus in which he chides them for neglecting her when she was ill and so driving her to her death while he was still alive. If this letter is genuine, that is. Who knows.

Thoughts

Plutarch excels himself at jumping right over Brutus’s family, boyhood, young manhood, political career or education in order to leap straight to the start of the civil war in 49.


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The Civil War by Julius Caesar – 2

Julius Caesar’s own account of the civil war he fought against Gnaeus Pompeius (Pompey) and his successors from 49 to 45 BC is divided into three parts. I have previously summarised parts one and two. This is a summary of the third and final part.

Part 3: The great confrontation (112 sections)

1 to 6: Caesar in Italy – Pompey’s preparations

Caesar returns to Italy where he temporarily takes the title dictator in order to carry out the legal functions of the absent consuls and senate. He oversees elections in which he is elected consul for the next year, 48 BC. Caesar adjudicates legal cases, solves bankruptcy cases, officiates at the Latin religious festivals, then relinquishes the dictatorship and hurries to Brundisium.

Here he is presented with an ongoing shortage of ships. Pompey has had a whole year in which to gather forces in Greece and Asia, which Caesar proceeds to itemise. Thus Pompey holds all the ports along the Adriatic coast and Caesar lists the squadrons and their officers, with Marcus Bibulus in overall command. (This Bibulus had been aedile then consul in the same years as Caesar and had a number of bitter grievances against him.)

7 to 19: Negotiations in Epirus

Caesar manages to ferry some legions over to Palaeste but many of the ships returning to transport more are intercepted by Bibulus and burned, with their crews and captains aboard. The Pompeian Marcus Octavius besieges Salonae and the townspeople resort to desperate measures to break the siege.

Caesar sends a peace envoy to Pompey. Obviously it is carefully crafted for inclusion in this narrative and cannily states that the best time to negotiate is while both sides are equally balanced. Caesar offers to disband his armies in 3 days if Pompey will do the same and both submit to the adjudication of the Senate and people of Rome.

In the meantime Caesar marches to Oricum where the townspeople disobey the Pompeian commander Lucius Torquatus and open the gates to him. He marches on to Apollonia where the people, again, refuse to disobey a) a consul who b) has been accepted by the entire Italian people, so that he commander, Lucius Staberius, is forced to flee. Same happens at Byllis, Amantia and all the towns of Epirus who send envoys promising to obey Caesar.

Pompey is marching his army at top speed to Dyrrachium but is panicking, with troops deserting. Near the town Pompey orders a camp built and makes his senior officers, centurions and men renew their oath of allegiance. Beaten to Dyrrachium, Caesar builds a huge camp nearby and decides to spend the winter under tents.

Caesar’s next cohort of troops to be transported from Brundisium is setting out when the commander receives message that the entire coast is patrolled by Pompey’s navy and turns back. One ship continues, is intercepted, and everyone on board is put to death. That said, Pompey’s navy can’t put into any of the ports which are now controlled by Caesar and so run short of food and drinking water.

A Pompeyan officer named Libo asks to see Caesar and offers a truce. But when he refuses to send envoys on to Pompey Caesar realises he’s playing for time. Bibulus, commander of the Pompeian fleet, contracts illness aboard ship and dies. Caesar hears after the war that when his closest advisers began to discuss peace with Pompey the latter shut them up by asking rhetorically what he could want from a life or reputation granted by Caesar i.e. to live at Caesar’s will? I.e. Pompey would never have listened to Caesar’s peace proposals.

The two armies are camped not far from each other either side of the river Apsus, and the common soldiers arranged a ceasefire. This was escalated into a formal meeting between officers, with the soldiery on both sides wanting peace. But Caesar emphasises it was the Pompeian officers who refused compromise. Caesar’s legate or second-in-command for his entire command in Gaul, Titus Atius Labienus, has gone over Pompey’s side and makes a haughty speech demanding Caesar’s head. After that, no negotiations are possible.

20 to 22: Trouble in Italy

A digression describing the short career of Marcus Caelius Rufus who makes several ill-conceived political initiatives in Rome, before being banned from political life and expelled from the city. Nonetheless he invited back the rabble rouser Titus Annius Milo from exile in Massilia and together they try to foment a kind of slave rebellion in central Italy. But when Milo offered money to a garrison Caesar had put in place in the town of Cosa, they killed him on the spot. End of revolt and digression.

23 to 30: Antony runs the gauntlet

The Pompeian Libo takes a fleet of 50 ships and blockades Brundisium, capturing some military and grain transport ships. Marcus Antonius (Mark Antony) sets a trap and captures one of Libo’s ships. Also, after a while, they run short of water, since the entire coast is manned by Caesarians, so Libo abandons the blockade. It is now January 48 BC, one year after Caesar crossed the Rubicon.

Caesar implores reinforcements and eventually Mark Antony and Fufius Calenus sail a fleet of troops across the Adriatic, pass Dyrrachium, where they start to be pursued by Pompeian forces, but by good fortune, make port at Nymphaeum. The Pompeian ships out at sea were hit by a gale and many driven ashore and wrecked. Caesar makes one of many comments about the sheer luck involved in warfare.

Both Pompey and Caesar learn where Antony has landed (with 3 legions of veterans, one of recruits and 800 cavalry) at the same time, strike their camps and go to join/attack him. Pompey gets there first but, as Caesar approaches from behind, realises he risks being caught between two armies and so retreats to Asperagium.

31 to 38: The lieutenants in Macedon

Description of the wretched behaviour of Quintus Caecilius Metellus Pius Scipio as governor of Syria, extorting and mulcting the province, before being summoned by Pompey to Macedonia.

Meanwhile, having linked up with Antony, Caesar sends envoys to nearby parts of Greece to test their loyalty. A rather complicated description of the reception of three separate envoys Caesar sends to different parts of Greece, leading up to a confrontation between Scipio – who force marches his army into central Greece – and the Caesarian Gnaeus Domitius Domitian, with 2 legions and 500 cavalry.

39 to 58: Stalemate at Dyrrachium

Caesar leaves the port of Oricum in the charge of Manius Acilius and marches inland. Pompey’s son Gnaeus storms Oricum with a sophisticated attack, then goes on to Lissus where he burns the thirty transport ships left by Antony. A very effective young admiral, aged only 26 or so.

Caesar marches to Asparagium to confront Pompey, sets camp and next morning brings out his army in battle array to settle the issue. But Pompey doesn’t rise to the bait. Caesar adopts a different strategy and force marches his legions back to Dyrrachium. Pompey builds a camp on a defensible height.

It now becomes clear the war is going to last a long time. Pompey refuses a direct fight and his strong fleet controls the entire coast, preventing Caesar getting supplies or reinforcements from Italy. Caesar decides to surround Pompey’s camp and blockade it. Pompey counters by building a long wall, dotted with forts designed to encompass as much territory as possible. This leads to constant sniping and skirmishing between the sides along these extended lines, which Pompey always wins.

It’s an unusual position. Normally an army besieges another when the other is a) defeated or tired and b) numerically smaller. Here Caesar has fewer forces than Pompey’s which a) had not fought at all b) were numerically superior and c) were better provisioned. Caesar, however, dries up Pompey’s water supplies, leading to great hardship.

Around section 50 there is a gap in the manuscript and when it resumes we are in the middle of a set of firefights in which Pompey appears to have tried to break out of his fortifications, being only with difficulty forced back. One particular Caesarian fort stood alone against a Pompeian legion for four hours and, when it was finally relieved, Caesar generously rewarded and promoted its leading fighters.

Every day Caesar lines up his army offering to fight but Pompey refuses. Caesar sends envoys out to towns further and further afield in Greece to win their loyalty. Caesar sends Aulus Clodius, a mutual friend, to parlay with Scipio, who is now in central Thessaly and in a powerful position, both as Pompey’s father-in-law and as commander of an army in his own right. But after initial talks, on the following days Aulus is excluded from conferences and nothing comes of it.

Caesar’s tactic of surrounding and starving out Pompey begins to work. Horses are going short of provisions, men are going hungry.

59 to 74: Setbacks for Caesar

Pompey takes advantage of the insider knowledge of two Gaulish chieftains who Caesar had promoted, brought with him and trusted, but who had become corrupt, extorting and embezzling money. When Caesar berated them for this they fled Caesar’s camp with money and Gaulish men and went over to Pompey. They now provided Pompey all the information he needed to break through a weak point in Caesar’s fortifications down by the sea, massacring Caesarean cohorts, until Antony arrived and stabilised the situation.

In a second battle, there is a confusing description of an attack on a lesser camp Pompey had partly abandoned which leads at first to success by Caesar, then, when Pompey arrives with reinforcements,  to the panic-stricken rout of Caesarean forces trapped between various defensive walls. When the rout is complete, Pompey parades his prisoners and Labienus has them all executed in sight of their comrades. One’s tentative sympathy for Labienus for standing up to Caesar’s illegal behaviour shrivels and disappears.

In a rare moment of reflection, Caesar comments that Pompey’s forces made a very big mistake in attributing this victory to themselves when the cause of the catastrophe had mostly been the panic of Caesar’s own side, who crushed and trapped each other in their panic to escape the constricting fortifications.

The Pompeians boasted they had won a great victory when it had not been a battle at all, had not been fought in an open space, when most of Caesar’s forces had been prevented from coming to the rescue by the tight space. Above all they showed a failure to grasp the fundamental contingency of battle where big events can hinge on tiny accidents.

They did not recollect the common chances of warfare, how often trifling causes, originating in a false suspicion, a sudden alarm, or a religious scruple, have entailed great disasters, whenever a mistake has been made in an army through the incapacity of a general or the fault of a tribune; but just as if their victory were due to their valour and no change of fortune could occur, by reports and dispatches they proceeded to celebrate throughout the world the victory of that day (Book III.72)

In other words, pride before a fall. Hubris.

75 to 81: Caesar moves to Thessaly

After this setback, Caesar assembles his army and makes a big speech to restore morale (we have read scenes like this in the Gallic Wars). Then Caesar that night abandons the whole siege strategy and sets them off in stages marching south inland towards Apollonia. For the next few days Caesar adopts the same tactic, sending the baggage off ahead at midnight, then setting the unencumbered troops off a few hours later.

Caesar summarises the strategies going through both his and Pompey’s minds. He is interested in drawing Pompey away from the coast and his supply lines, but risks getting caught between him and Scipio’s army, so is keen to reach Apollonia as soon as possible to link up with the legions he had assigned to Gnaeus Domitius Calvinus.

Unhappily for Caesar, Domitius had meanwhile struck the camp he’d built near to Scipio’s and gone foraging for food i.e. making it harder for Caesar to hook up with him and combine against Scipio. But, as it happened, he encountered the treacherous Gauls mentioned above. They parleyed in peace and the Gauls boasted about their Famous Victory and that Caesar had turned tail and run. Thus alerted to what Caesar was doing, Domitius sent out scouts, contacted and then linked up with Caesar’s army.

Caesar marches on to Gomphi, the first town in Thessaly whose ruler, Androsthenes, hearing exaggerated rumours of Caesar’s defeat, had defected to Pompey, withdrawing his population into the town and sending messages to Pompey asking for quick help.

Bad idea. Caesar invests the town as soon as he arrives and by the end of the afternoon has stormed its walls and given the town over to his troops to plunder and make an example of. He then hurried on to Metropolis, which had also defected and the townspeople barricaded themselves inside. Caesar presented some survivors from Gomphi who, when they told their story, the Metropolitans opened their gates and threw themselves on Caesar’s mercy, He was very careful to preserve them from harm and so the message was spread around the region that Caesar was merciful and it was alright to submit to him.

Caesar marches on into open countryside where crops are ripening. Since food is a constant worry for an army on the move, he decides to make this the base of operations.

82 to 84: Pompey follows

Pompey arrives nearby, makes camp, addresses his troops, makes Scipio joint leader. Caesar mockingly describes how everyone in Pompey’s camp was now over-confident of victory and how all Pompey’s political hangers-on were already squabbling about who will get which magistracy or priesthood once they returned victorious to Rome, the kind of petty politicking which Cicero describes the letters he wrote from Pompey’s camp (Atticus. XI.6).

It is impossible not to enjoy Caesar’s gloating. He may be a genocidal military dictator but he was shrewd, effective and extremely experienced. Throughout his account he emphasises the role even tiny tremors of fortune can make to outcomes. And so we realise the profound foolhardiness of Pompey’s hangers-on and their bickering and arguing about who shall have which office and who shall confiscate which dead Caesarean’s property back in Rome. They think war is as guaranteed as a bought election, as bribery and suborning in politics, not realising how contingent it can be.

But he who remains most focused and mindful is able to take advantage of those little reversals of fortune. So while Pompey’s entourage politicked, Caesar brought out his forces every day and practised and trained on the plain between the two camps.

85 to 101: The battle of Pharsalus

Caesar does this for several days in a row but Pompey refuses to bring his army out to face him. Eventually Caesar abandons hope of tempting Pompey to an open battle, and was striking camp and had begun actually marching off in search of fresh cropland, when he noticed that Pompey’s army had that morning come out a little further from their ramparts than was customary. He has finally agreed to fight.

Caesar gives a (presumably fictional) account of Pompey’s speech to his advisers, saying they will wrap the battle up by using overwhelming cavalry on Caesar’s exposed right flank. Then Labienus is made to give an over-confident speech, introducing an oath that he will not re-enter the camp unless as victor and making all the other leaders swear it. Reminds me of the ofermōde of Earl Byrhtnoth at the Battle of Maldon a thousand years later. In other words, this is a very literary motif.

Caesar describes his deployment of his forces, then his final speech to his men, reminding them of his repeated attempts to negotiate peace. (Hmm, is this what you would say to an army to fire them up before a battle? Or is it placed here for purely political effect?)

Expecting Pompey to rely on his cavalry and knowing his own is weak, Caesar made the vital decision to post an unusual fourth line of infantry borrowed from each legion behind his own cavalry. And so when Pompey’s cavalry attacked, it at first stunned and moved backwards Caesar’s men. But at the height of the engagement Caesar ordered this fourth line to come out from behind his cavalry and attack Pompey’s cavalry from the side. This confused and panicked Pompey’s cavalry and they took heavy casualties then fled the battlefield to the nearest hill.

This was the decisive moment of the battle. Seeing his cavalry repulsed, Pompey left the battlefield and went to his tent in his camp. This fourth line then massacred Pompey’s slingers and archers who had been left exposed by the flight of the cavalry, then attacked the main block of his infantry from the side and behind. That was enough to break Pompey’s lines and create a rout.

The Caesarians pursued them right up to the walls of their camp, scaled them, opened the gates and rampaged. They discovered the tables of the generals laid with fine wine and food expecting a victory feast.

Meanwhile Pompey removed his general’s insignia, mounted a horse and fled out the back gate. He rode to Larissa, picking up a few senior officers on the way and reached the coast with an entourage of 30, where he went aboard a civilian grain ship, plunged in despair.

A significant number of Pompey’s army escaped to nearby hills. Caesar told his men not to plunder the camp but come with him. He built a wall fencing the Pompeian survivors from the river i.e. water, then waited. In the morning they all came down and surrendered, pleading for their lives. Caesar granted them all clemency, and ordered his men to treat them well, sending the legions with him back to the camp to rest.

Caesar claims that of Pompey’s army about 15,000 fell but 24,000 surrendered. He captured 180 military standards and nine eagles. He describes it as the Battle of Thessaly (the name of the region) though later history came to call it the Battle of Pharsalus (the nearest town).

Caesar cuts away to news of the victory arriving at a) Brundisium, where another Pompeian fleet was blockading the Caesarians and b) at Sicily, where Caesar’s fleet was suffering from an attack of fireships led by Gaius Cassius.

102 to 105: The death of Pompey

Pompey flees by ship through the Greek islands, to Mytilene, to Cilicia, and on to Cyprus. Everywhere he and the lieutenants who followed him went they found the towns and citadels closed against him.

Pompey raises money from tax collectors in Cilicia and sails to Pelusium in the Nile Delta. (Caesar includes none of the details which Plutarch included in his Life of Pompey a hundred years later, not mentioning Pompey’s intention of collecting his wife Cornelia and youngest son Sextus from Mytilene, or the council of advisers he convened to discuss where to go next and which reluctantly settled on Egypt.)

Caesar gives a very schematic account of the conversation among the advisers to young King Ptolemy XIII when they hear of Pompey’s arrival on the coast of Egypt. Caesar bluntly describes Pompey going in a small boat to the Egyptian shore where he was murdered by Achillas and Lucius Septimius. It’s interesting to compare and contrast Caesar’s blunt unornamented account with the more artful and unbearably moving account of Plutarch.

Caesar arrives in ‘Asia’ i.e. the west coast of Turkey, and devotes a half a page to describing the various omens and prophecies of his victory which he discovers had been observed out in the superstitious East.

106 to 112: Caesar at Alexandria

Caesar takes half his troops by ship to Alexandria. He lands and takes it upon himself to adjudicate in the civil war between young Ptolemy and his sister Cleopatra. This had a legitimate basis. Old king Ptolemy Auletes had been deposed by his people and only restored by the money and army raised and sent by Pompey/Rome. Before his death Auletes had written a will dividing the kingdom between his eldest son and daughter and asking the people of Rome to see that it was carried out. Caesar had a copy of this will which had been found at Pompey’s camp.

But while he was debating all this with young Ptolemy Caesar learned that an Egyptians army was approaching Alexandria, led by the same Achillas who murdered Pompey. Caesar is mocking of its make-up of ex-slaves, criminals and Romans gone to seed.

But it leads to serious fighting, as the Egyptian army seizes most of the city, trapping Caesar and his much smaller forces in a particular quarter. The main threat comes in the harbour where the Egyptians attempted to seize the 50 warships which they had sent to help Pompey and which had now returned to base. With these the Egyptians could cut off Caesar’s escape or prevent him being supplied. Caesar manages to lead an attack on these ships and burns them all.

Then he secures the Pharos, the island which controls Alexandria’s harbour and fortifies the part of the city he holds. Ptolemy’s younger daughter, Arsinoe, goes over to the attackers but soon sows dissent and splits its leadership. Meanwhile, the king’s tutor and regent Pothinus continued sending messages of encouragement to Achillas until he discovered by Caesar and executed.

And so ends in mid-struggle Caesar’s account of the Civil War, explaining why the narrative continues without a break into the separate text known as The Alexandrian War.

Thoughts

Obviously the book has an epic feel, overflowing with compelling details about one of the most turbulent and tragic events in classical history. It’s breath-taking in itself to be reading the eye witness accounts of the central protagonist in one of the great events in Western history, as if we could read Napoleon or Hitler’s diaries.

But the real eye-opener is Caesar’s stamina. He came straight from carrying out eight years of relentless warfare in Gaul into a further five years of intense civil war in theatres all around the Mediterranean. Caesar’s ability to manage all this, to get up every morning with full commitment, a ferocious grasp of detail, making the right calls about tactics and strategy, about political manoeuvring, assessing a never-ending stream of opponents and allies, is quite breath-taking. Superhuman stamina and ability. No wonder many contemporaries came to think of him as a god.

The war instinct

There is a certain keenness of spirit and impetuosity implanted by nature in all men which is kindled by the ardour of battle. This feeling it is the duty of commanders not to repress but to foster, nor was it without good reason that the custom was instituted of old that signals should sound in every direction and the whole body of men raise a shout, by which means they thought that the enemy were terrified and their own men stimulated. (III.92)

Video

There are many videos of the Battle of Pharsalus. I found this one clear and thorough.


Related links

Roman reviews

Plutarch’s life of Pompey

Pompey always maintained that simplicity in his habits which cost him no great effort; for he was naturally temperate and orderly in his desires. (18)

Gnaeus Pompeius Magnus (106 to 48 BC)

This is one of the longest lives, with 80 chapters. Pompey the Great was a boy wonder general, who racked up a series of military victories, both in Rome’s civil wars and against external enemies. He was awarded unprecedented military power to fight the pirates and then prosecute the war in Parthia in the 60s BC, with the result that a growing number of critics began to think him a threat to the state.

In 60 BC Pompey entered into an uneasy alliance with the two other most powerful men in Rome, Julius Caesar (who had himself been awarded extraordinary and extended powers to fight his long war in Gaul) and Marcus Crassus (the richest man in Rome) in order to bribe and strong-arm their way to successive consulships and continually renewed generalships. It was called the triumvirate.

In the later 50s the triumvirate collapsed because a) Crassus was killed on campaign in Parthia and b) Caesar’s beloved daughter, Julia, who he had given to Pompey, died young, thus breaking the family tie between them. It left Pompey and Caesar as the two most powerful men in the state, both with devoted armies behind them, eyeing each other nervously. When his political opponents in Rome tried to end Caesar’s command in Gaul he marched with his army into Italy in 49 BC, triggering a civil war against Pompey and the army of Italy, which lasted from 49 to 45, ending with complete victory for Caesar. But by this stage Pompey was already dead, having been murdered in Egypt, fleeing from a military defeat in Greece, at which point the Pompey part of the story ends.

The life

(1) Contrasts the extreme unpopularity of the father, Gnaeus Pompeius Strabo (135 to 87), hated by his soldiers for his greed and cruelty, with the tremendous popularity of the son. Plutarch says the son was persuasive, trustworthy and tactful. Now all of this contrasts strongly with the portrait of Pompey given in the Life of Crassus, where he is made to be tactless, clumsy and anti-social. This raises the strong possibility that the characters Plutarch paints are not historically accurate or even consistent across his own biographies, but that Plutarch changes and rearranges them in the context of each life to make each life more dramatic. Artistic licence. Plutarch did warn us hat he feels more like a painter than a historian.

(2) He had a boyish youthful grace which people found attractive leading many to nickname him Alexander, after the boy wonder conqueror. Many rumours of his love affairs, for example the story of Flora the old courtesan who boasted that she never left his company without bitemarks.

(3) How young Pompey quelled an attempt by mutinous troops to murder his father and then talked round the troops.

(4) On his father’s death in 87 Pompey was put on trial for misappropriation of public funds but defended himself ably and was acquitted, in fact the judge in the case, Antistius, offered him his daughter in marriage.

(5) Plutarch associates Pompey directly with Cinna‘s death, saying that Pompey went into hiding but people thought Cinna had ordered him killed, so soldiers rose up against Cinna and a centurion pursued and killed him. 84 BC. By contrast the history books say Cinna was murdered by his own troops who mutinied rather than be sent across the Adriatic to fight Sulla in Greece.

(6) Gnaeus Papirius Carbo replaced Cinna as ruler of Rome, and Pompey, not yet 23, raised an army against him in the provinces and marched to Rome to support Sulla.

(7) Pompey defeated in quick succession the forces of Carinas, Cloelius, and Brutus, then persuaded the army of Scipio the consul to come over to him, then defeated a force sent by Carbo himself. Wunderkind.

(8) When Sulla’s army approaches Pompey ensures his looks smart and Sulla greets him at Imperator and later showed great marks of respect. When Sulla wanted to send Pompey to Gaul to help Metellus, Pompey very tactfully said he didn’t want to tread on the older man’s toes but would go if requested. He was requested, he did go and performed great feats.

(9) Sulla realised how valuable Pompey was and, once he was established in power in Rome (82 BC) he and his wife Metella prevail on the young man to divorce Antistia and marry Aemilia, the step-daughter of Sulla, even though she was pregnant with another man’s child. Political marriages. [In the same spirit Sulla tried to make Julius Caesar part with his wife, but Caesar refused and was so scared of reprisals that he went into hiding.] This was cruel on Antistia whose father had been murdered by Marius’s son, Marcus, for being a partisan of Pompey’s and whose mother had killed herself in response. Anyway, fate is fate, and Amelia had barely been installed in Pompey’s house before she died giving birth to the other man’s child.

(10) Once Sulla is secure in power in Rome, Pompey was charged with mopping up outstanding noble survivors. He was harshly judged for his delaying treatment of Carbo, 4 times consul, and but dealt mercifully with Himera and Sthenis. Perpenna was occupying Sicily until Pompey headed that way, at which he abandoned it and headed for Spain (where he was to become a grudging lieutenant to that other Marian exile, Sertorius).

(11) Sulla sends Pompey to Libya to fight Domitius Ahenobarbus. Pompey lands with a large force and defeats Domitius in a rainstorm. He arranges treaties with the cities of Libya and then invades into Numidia. It is said all this took him just 40 days and he was only 24 years old.

(12) Back at his base in Utica Pompey receives a letter from Sulla telling him to send his legions back to Italy which upsets Pompey, but his army threaten to mutiny in order to stay with him. When Pompey returns to Rome the people flock out to see him, who many are already calling Magnus or ‘the Great’ and Sulla thinks it politic to also acclaim Pompey as the great. According to Plutarch Pompey himself was one of the last to use this agnomen.

(14) Pompey asks for a triumph but Sulla refuses, saying he hasn’t even been a praetor yet let alone a consul. This was the context of Pompey allegedly muttering that more people worship the rising than the setting sun which, when he heard it, Sulla was so impressed by Pompey’s sheer cheek that he changed his mind and let Pompey have his triumph (probably in 81 BC). Pompey could easily have been elected to the Senate but it didn’t interest him so he didn’t try.

(15) Sulla resented Pompey’s popularity with the people but rarely let it show. He did, though, remark when Pompey put his name behind Lepidus‘s campaign to be elected consul in 78 BC, that Pompey had ensured that the worst man alive (Lepidus) secured more votes than the best (Catulus). Later that year Sulla died

(16) Lepidus, elected consul in 78, demanded a second consulship for the following year and, when it was refused, raised an army along with the sons of the old Marian cause. Pompey, as so often, was tasked with quelling the rebellion, defeated Lepidus at Cosa and Lepidus withdrew into Sardinia where he died the same year. Many of his supporters escaped to Spain where they joined the Marian rebel, Sertorius.

(17) Having defeated Lepidus, Pompey refused to disband his army but kept it near Rome. Many deprecated this, but it meant he was ready when the Senate ordered him to Spain to deal with the Marian rebel Sertorius. Pompey took over from Q. Caecilius Metellus Pius who was old and, to general surprise, had become addicted to luxury. This was never a problem for Pompey who was naturally moderate in all things.

(18) Pompey’s arrival in Spain rejuvenated the Roman troops. He wins a victory near Valentia.

(19) The big but inconclusive battle at the river Sucro in which he is wounded in the hand. Pompey’s respect for Metellus. The success of Sertorius’s hit and run guerrilla tactics.

(20) In 74, running low on money, Pompey wrote a famous letter to the Senate asking for more resources or saying he’d be forced to march home. LucullusPlutarch’s life of Lucullus was consul and did everything he could to get the money assigned. This was for personal reasons because he wanted to be assigned command of the army heading East to fight King Mithridates VI of Pontus (the region along the south coast of the Black sea), and didn’t want Pompey to come home and snaffle this very desirable gig.

In 73 Sertorius was murdered at a dinner party by his resentful lieutenant Perpenna. Perpenna then took to the field against Pompey but had none of his victim’s agility and strategy. Pompey engaged the rebels in plain battle and slaughtered them. Perpenna and other Roman nobles were brought before him, and Pompey had them all executed.

There’s a story that Perpenna offered Pompey Sertorius’s correspondence with lots of leading figures in Rome who had been corresponding with him about overthrowing Sulla in the popular cause – but Pompey didn’t want to revive the civil war which was only just over and so burned the correspondence unread.

(21) Pompey went on to arrange peace in Spain, before returning to Italy in 71. He arrived at the height of the Spartacus rebellion, to the great irritation of Crassus who wanted to finish it off before Pompey took the credit. So Crassus hurried up and arranged a final set piece battle with Spartacus, at which he massacred the insurgents. Yet Pompey still managed to get credit because about 5,000 escaped from the main battle and Pompey engaged with them and slaughtered them. Then wrote a letter to the Senate saying Crassus certainly defeated Spartacus in battle but he, Pompey, scotched the cause once and for all.

There was widespread fear that, not disbanding his army and with so many successes, Pompey might turn into another Sulla. But he didn’t and he went out of his way to ingratiate himself with the people, for example supporting the law to have the powers which Sulla had taken away from the people’s tribunes restored to them.

(22) His influence is indicated by the way that Marcus Crassus, the richest man in Rome, only considered putting himself forward for consul if Pompey would back him, which he did. Both men were elected consuls in 70 BC. The story of Pompey appearing in person before the two censors to resign his military command.

(23) However, the pair spent a lot of their consul year at daggers drawn. As the year of their joint office neared its end a man climbed on the public platform they were sharing and said Jupiter had appeared in a dream and told him the consuls mustn’t lay down their office till they’d become friends again. So Crassus stepped forward, took Pompey’s hand and praised him to the crowd. Having laid down his office, Pompey was seen less and less in public, and then only surrounded by a crowd to boost his sense of magnificence.

(24) Pirates A digression giving background on the rise of the pirates around the Mediterranean – caused in part because the Romans are devoting their energies to civil wars – till the pirates were said to have 1,000 ships and to have captured 400 cities. Their flaunting their power, wearing fine clothes and decorated ships was offensive. But in more practical terms the pirate plague was driving up prices and causing discontent.

(25) In 67 the tribune Aulus Gabinius proposed a law giving Pompey extraordinary power to crush the pirates, which led to impassioned speeches for and against in the Senate. But it was a very popular idea with the people.

(26) Pompey was awarded the commission divided the Mediterranean into quadrants which he assigned to subordinates tasked with sweeping them clean. In an astonishing 40 days he had routed the pirates and ended the problem in the western Med.

(27) In Rome the consul Piso conspired against Pompey, trying to limit the funding of the project and releasing ship’s crews early, so Pompey interrupted his campaign to anchor at Brindisi, march to Rome and sort things out.

Then he returned to sea, sailing East, with a stopover at Athens. Pompey closed in on the pirates’ bases in Cilicia but then amazed everyone by capturing but then setting free the pirates. He treated all of them leniently.

(28) Finally he tackles the hard core pirates at a headland off Cilicia. Pompey drove them off their boats and into a fortress which he besieged till the pirates, starving, surrendered. In less than 3 months the entire pirate problem had been sorted. He had captured 20,000 prisoners. Rather than punish them, though, Pompey very wisely resettled the pirates and their families in Greece and Asia Minor, in cities which he then granted extra land, figuring that good example, honest work and opportunity would tame them.

(29) Pompey’s dispute with Metellus (relative of the Metellus he fought alongside in Spain) who was fighting the pirates in Crete but whose authority Pompey undermined, taking the side of the pirates. Much criticism.

(30) With the end of the pirate campaign in 66 BC, one of the tribunes of the plebs, Manilius, proposes a law giving Pompey extraordinary power in the East to prosecute the war against Mithridates, taking command away from Lucius Licinius Lucullus. Debate, opposition from the nobles, but passed by the people. Pompey pretends to be vexed by the endless tasks he is given but was in reality pleased.

(31) So Pompey rallies his legions and sails for Asia Minor. Here he marches through the land, leaving nothing undisturbed that Lucullus had done. Eventually the two meet, with their armies, in Galatia. Both sets of lictors have put wreaths on their fasces but after a weary march Pompey’s are faded, so Lucullus’s lictors put their fresh wreaths on Pompey’s lictors’ fasces – which was remembered long afterwards as symbolising how Pompey had come to steal glory from Lucullus who had done all the hard work.

He’s referring to the way Pompey had a track record of arriving at the end of military campaigns and stealing the glory from, for example, Metellus in Spain and Crassus against Spartacus. Lucullus apparently compared Pompey to a lazy carrion-bird, that alights on bodies that others had killed and mocks him for having won a triumph (in 71 BC) for appearing at the end of the 3 year war against Spartacus and wiping out a relatively small number of stragglers. Right place, right time.

The two successful generals try to be civil, but behind each other’s backs, Pompey criticises Lucullus for his greed and looting and Lucullus criticises Pompey for his lust for power.

(32) Pompey’s campaign against Mithridates who shows the same ability to endlessly escape from battles and traps as he did against Lucullus. A battle fought by moonlight where the Romans massacre 10,000 Parthians.

(33) Pompey discovers young Tigranes of Armenia is in rebellion against his father, Tigranes king of kings, so allies and marches with him. The elder Tigranes comes to submit and is going to obeise himself when Pompey raises him up, sits him at his side, says he can retain his kingship and remaining provinces but a) those won by Lucullus will become Roman b) he must pay an indemnity of 6,000 talents, to which Tigranes agrees. Young Tigranes violently disagrees, insults Pompey and is put in chains. Phraates, king of the Parthians, sends an embassy suggesting the Euphrates should be the border between Roman territory and Parthian, and Pompey agrees.

(34) Pompey marches north towards and the Caucasus in search of Mithridates, and is attacked by native peoples, first the Albanians then the Iberians, both of which he thrashes.

(35) Mithridates had headed west and Pompey wanted to follow him but heard that the Albanians had rebelled again so crossed the river Cyrnus with difficulty, then marches across dry land carrying 10,000 waterskins and then crushed the Albanian army consisting of 60,000 infantry and 12,000 cavalry. As always, with numbers, a healthy dose of scepticism. Rumour that the Amazons fought with the Albanians but no women’s bodies were found. Note on the location and customs of the Amazons who are said to live in the Caucasus.

(36) Pompey sets off for Hyrcania but is driven back by the wild snakes. The kings of the Elymaeans and the Medes sent ambassadors to him, and he wrote them a friendly answer. The Parthian king had burst into Gordyene and was plundering the subjects of Tigranes so Pompey he sent an armed force under Afranius.

Pompey is sent all the concubines of Mithridates but doesn’t keep them, sending them back to their homes. Folk tale of one of the concubines, Stratonice, who was daughter to a very poor old man. When Mithridates took her as a concubine the old man woke up to find his house overflowing with treasure and servants. This Stratonice had been left in charge of one of Mithridates’ fortresses but handed it over to Pompey who, chastely, handed them over to the questors to be sent back to Rome.

(37) In the castle of Caenum Pompey comes across a cache of Mithridates’ correspondence showing, among other things, the people he’d had poisoned, including one of his own sons.

(38) While Mithridates was still alive and at large with a big force, Pompey did what he’d criticised Lucullus for doing and began to administer his provinces, having meetings with kings, issuing edicts and so on.

In his campaigns Pompey had reached some of the limits of the known world. In Spain he had reached the Atlantic (which the ancients thought was the Great Ocean surrounding one unified land mass). In North Africa he had also marched as far as the Outer Sea. In the East he had nearly reached Hyrcania. Now he wanted to march south through Arabia to the Red Sea.

(39) Pompey ordered a blockade of Mithridates in his base in the Bosporus (not the Bosphorus by modern Istanbul, but the area round the Crimea in the north Black Sea) and set off south. He annexed Syria for Rome and then Judaea, and made a prisoner of Aristobulus the king. He acted more and more like a mighty sovereign, dispensing justice to lower kings. He was asked to arbitrate a dispute between the kings of Parthia and Armenia. However many of his associates and lieutenants were grasping and corrupt.

(40) A notable hanger-on of Pompey’s was the Greek would-be philosopher Demetrius, who was impertinent and greedy. He used the treasure he looted in the East to buy big properties in Rome including the ‘gardens of Demetrius’. By contrast Pompey always lived in a very modest house.

(41) Pompey was on his way to deal with the king of Petra when messengers arrive bearing the news that Mithridates is finally dead. He killed himself after the revolt of his son, Pharnaces in 63 BC.

Locked up by his son, Pharnaces, Mithridates has his two young daughters poisoned then asks his bodyguard Bituitus to kill him.

The new king, Pharnaces, writes to Pompey saying he wants peace and sends the corpses of his father and entourage. Pompey is amazed at the splendour of the dead king’s accoutrements, most of which are subsequently stolen.

(42) Pompey winds up his affairs in Asia Minor then heads back to Rome in what turns into a kind of triumphal tour, stopping to be publicly praised in Mytilene, Rhodes and Athens. As he gets closer to Italy he takes more serious the rumours that his wife, Mucia, had been living a wild and debauched life, and so divorced her, winning the enmity of her family.

(43) It’s 63 BC. There is much paranoia in Rome that Pompey is returning to conquer the city as Sulla had done in 82. Crassus flees the city with his children. But on arriving at Brundisium Pompey dismissed his army, telling them to return to their homes, and continued to Rome accompanied only by close friends and entourage. This won him huge popularity and crowds turned out to cheer him in every town. He really was a golden boy (well man – aged 43).

(44) A general was not supposed to enter Rome until his triumph. Pompey asked for a dispensation to help the campaign for consul of M. Pupius Piso but Cato argued against it and it was blocked. Pompey admired Cato and suggested he marry one of Cato’s nieces and have his son marry the other one, but Cato saw through this form of bribery and refused. Nonetheless Pompey spent a fortune bribing the voters to elect Afranius consul in 60.

(45) September 61, Pompey’s awesome triumph which took 2 days. Not only was it awesome in terms of territory conquered, kings defeated and revenue brought in but Pompey’s three triumphs had been one in Africa, one in Europe and one in Asia, as if he had conquered the whole world.

(46) If he had died at this point, Pompey would have gone down as one of the greatest generals in history. Instead he was to get mixed up in politics and the immense reputation he had won would in the end go to empower his rival Julius Caesar.

Lucullus and Cato band against Pompey and, in response, Pompey found himself allying with an unpleasant character, Publius Clodius Pulcher, who dragged his name into the mud and involved him in the shameful exile of Cicero (in 58).

(47) Caesar had returned from Gaul and, seeing that Crassus and Pompey were opponents and he couldn’t ally with one without alienating the other, had the bright idea of allying with both and persuading them to join in a coalition, the triumvirate, to promote all their interests, established at secret meetings in 60. Caesar was elected consul for 59. In the same year to everyone’s surprise Pompey now married Julius Caesar’s young daughter, Julia.

(48) Pompey now organises street gangs to terrorise the opponents of his plan to get land made available for his army veterans. His strongest opponent is Cato’s son-in-law, Marcus Calpurnius Bibulus. A basket of dung is emptied over his head, his lictors are beaten up. The people are cowed into passing Pompey’s law. In 59 Publius Vatinius as tribune of the plebs proposed the lex Vatinia, which granted Caesar Cisalpine Gaul and IIlyricum for five years. At the instigation of Pompey and Piso the Senate added the province of Transalpine Gaul. The consuls for the following year were to be Piso, the father-in‑law of Caesar, and Gabinius, the most extravagant of Pompey’s flatterers. That is how the triumvirate administered their power.

Of their opponents Bibulus hid in his villa, Lucullus retired from public life altogether but Cato continued haranguing them in the Senate. In fact Pompey was soon seduced by his wife into retiring into private life. Caesar had disappeared off to Gaul so the political agenda was driven by Piso who got Cicero driven into exile (58) and then had Cato sent as governor to Cyprus. (Neither of these events are described in any detail, maybe because they’re dealt with in the respective lives.)

(49) Clodius then turned his scurrilous abuse against Pompey who regretted his acquiescence in Cicero’s exile. When Cicero was recalled he helped steer the passage of a corn law which placed Pompey in absolute control of Rome’s harbours, trading-places, distributions of crops — in a word, navigation and agriculture. Pompey really was the go-to guy to get things fixed.

(50) A brief note on Pompey’s success in sailing to Sicily, Sardinia and Africa to get grain. As usual Plutarch isn’t at all interested in the details but tells an improving story about Pompey’s words of encouragement to the captain of the fleet when a big storm arises as they’re about to set sail.

(51) Plutarch explains how Caesar’s time in Gaul was spent not only fighting the various tribes but in readying his army for civil strife, and in continually sending money and treasure back to Rome to bribe officials and the people to his side. Witness the conference he called at Luca in 66 to bolster the triumvirate which was attended by Pompey, Crassus, 200 men of senatorial rank and 120 proconsuls and praetors. The deal struck was that Caesar would send back enough soldiers to ensure the election of Crassus and Pompey as consuls for the following year on condition they passed a law getting Caesar’s command in Gaul extended.

(52) Cato, now back in Rome, encouraged his brother-in-law Lucius Domitius Ahenobarbus to stand for the consulship of 55 but, true to the triumvirate pact, Pompey organised a gang to attack him and his entourage in the forum, killing his torchbearer and wounding Cato himself as he went to protect Domitius. It’s like the street fighting in Renaissance Italy or, more grimly, in Weimar Germany.

At the expiry of his consulship Crassus set off to be governor of Syria with authority over the entire East. Meanwhile Pompey opened his vast and splendid circus with a series of spectaculars, the one which stuck in everyone’s minds being a battle against elephants which horrified the spectators (including Cicero who records it in a letter).

(53) Pompey was criticised for his uxoriousness i.e. retiring to his villa to enjoy life with his young wife. She was devoted to him, maybe for the simple reason that among Roman men he was remarkably faithful. He was also handsome and had charming manners. Her devotion is demonstrated by the occasion on which a fight broke out in the forum and his toga was splashed with blood. His servants carried it home to be cleaned but when Julia saw it she fainted and miscarried. This sounds like an idealised folk story. Because for the purposes of the narrative she quickly has to be gotten pregnant again and nine months later, miscarry and die (in 54 BC). Pompey was distraught and wanted her buried at a family villa but the people insisted she was buried in the Campus Martius.

Plutarch then skips very quickly over Crassus’s defeat and death in Parthia (presumably because it’s dealt with at such massive length in his life of Crassus) skipping on to the main point which is that these 2 events marked the end of the triumvirate and the unravelling of the working relationship between Caesar and Pompey. He drops into graceful moralising:

So slight a thing is fortune when compared with human nature; for she cannot satisfy its desires, since all that extent of empire and magnitude of wide-stretching domain could not suffice for two men. They had heard and read that the gods​ “divided the universe into three parts, and each got his share of power” and yet they did not think the Roman dominion enough for themselves, who were but two. (53)

Beginning the slide into 25 years of civil war.

(54) The issue almost immediately was whether Caesar would lay down his command. Pompey made speeches pointing out how easily he had given up his command after returning from the East. Pompey tried to get his supporters into positions of power but discovered that Caesar had been quietly doing this for some time. Government became gridlocked and as soon as the following year, 53, a tribune suggested Pompey be made dictator. Elections of consuls stalled in 52 and even opponents such as Cato suggested Pompey be made sole consul, as being better than anarchy.

Pompey approached Cato in a private capacity to give advice, but Cato was typically priggish and said he would continue speaking his mind.

(55) Pompey marries Cornelia, widow of Publius Crassus, the son of Crassus who perished along with his father in Parthia. Critics thought it bad taste to be frolicking with garlands at a time of public crisis. He supervised public life effectively, placing soldiers at trials so they could continue without the usual barracking and intimidation. He was blamed for showing partiality in some trials but overall did a good job and was awarded governorship of his provinces for another five years.

(56) Caesar’s supporters said that he, too, deserved reward, and should have his command in Gaul extended. The suggestion was made that he should be allowed to stand for the consulship in his absence. Conservatives like Cato strongly objected, saying he should relinquish his command and return as an ordinary citizen to canvas.

(57) Pompey had a serious illness at Naples. When he recovered there was widespread rejoicing in that city and then in all the towns he passed through on his way back to Rome. Plutarch says this public support gave him a misleading sense of his own power. Back when the triumvirate was formed Pompey had sent two of the legions assigned to him to Gaul with Caesar. Now he asked for them back and they came commanded by Appius who made slighting comments about Caesar’s abilities. Pompey was fooled into thinking he had widespread support and military strength in Italy.

(58) Caesar based himself near to the border with Italy and intervened extensively in Roman politics, in particular bribing key officials in his favour and sending large blocs of soldiers to swing elections in his favour. A tribune made the suggestion that both generals lay down their arms at the same moment and became private citizens, thus not presenting a threat to the other. Opponents said Caesar was a public enemy and should simply relinquish his command, full stop, as he was not more powerful in the state and in no position to make demands of the senate.

(59) Marcellus announces that Caesar is crossing the Alps with ten legions and goes to see Pompey accompanied by the senate to call on him to save the state. But when Pompey tried to levy troops he was surprised at the poor response and reluctance. One reason was that Mark Anthony read out a letter from Caesar in which he suggested that he and Pompey give up their provinces and their armies and submit themselves to the people’s judgement. Cicero proposed a compromise that Caesar give up most but not all of his provinces and retain just 2 legions while he canvassed for a consulship. Arguments. Shouting.

(60) Now news came that Caesar was marching fast into Italy. Caesar pauses at the river Rubicon because it formed the boundary between his allotted province (Cisalpine Gaul) and Italy proper. In Cisalpine Gaul he was official commander and could do as he pleased. But crossing the river was an illegal act, and represented an invasion and subversion of the law.

Caesar took the decision to lead his army across the river and into Italy with the words ‘the die is cast’. The senate immediately asked Pompey to raise the army he had promised to protect Italy, Rome and them – but were horrified to learn that Pompey would struggle to raise a proper army. The legions Caesar had only recently sent back to him were unlikely to march against their former commander.

(61) Pandemonium in Rome, with endless rumour, an outflow of the panicking rich, an influx of refugees, collapse of magistrate authority and Pompey finding it hard to fix on a strategy. He declared a state of civil war, ordered all the senators to follow him, and that evening left the city.

(62) A few days later Caesar arrived in Rome, occupied it, ransacked the treasury for funds with which to pursue Pompey. Caesar wanted Pompey and his army cleared out of Italy before his army from Spain could arrive to reinforce him. Pompey takes his army to Brundisium, occupies and fortifies it then ferries his army ship by ship across to Albania. Caesar arrives but is held at the city walls for nine days while Pompey sailed.

(63) Caesar had sent a friend of Pompey’s, Numerius, to him with free and fair terms. But Pompey had sailed. Without bloodshed Caesar had become master of Rome and Italy. Now he set about and marched all the way to Spain to recruit the armies based there.

(64) Pompey now rallies an enormous army on lad and navy at sea. He inspires the training by taking part himself, aged 58. So many nobles flocked to him that they were able to recreate the senate.

(65) This senate passed a suggestion of Cato’s that no Roman be killed except in actual battle and no Roman cities subjected. This won even more people over to Pompey’s cause.

Meanwhile Caesar also was showing great clemency. After defeating Pompey’s forces in Spain he freely released the commanders and took the soldiers into his own service then marches back to Italy, to Brundisium and crossed to Oricum. He sent an emissary suggesting they lay down their arms, have a conference and become friends as of old. Pompey dismissed it as a trick. Pompey held the coast and dominated supplies. Caesar was hard pressed.

(66) Pompey’s allies pushed him to engage in open battle but Pompey correctly judged that a) Caesar’s army was more battle hardened after years in Gaul but b) they had less supplies – so he planned a war of attrition. Caesar struck camp and marched into Thessaly. Pompey’s supporters were jubilant and behaved as if they’d already won. He was encouraged to cross back to Italy, take total control of it and Rome. But Pompey didn’t want to a) run away again b) abandon his forces in Greece to Caesar c) bring bloodshed into Italy.

(67) So he chose to pursue Caesar, cutting his lines of communication and depriving him of supplies. Plutarch describes Pompey’s suspicions of Cato, who was with him in his camp but who he suspected would demand he lay down his command the second Caesar was defeated. Plutarch paints a grim picture of the politicking and squabbling among the politicians who had accompanied him and spent all their time criticising his plans. It affected his judgement.

(68) Pompey’s army comes out into the plain of Pharsalia. Various of his lieutenants vow not to return to camp until they had routed the enemy. That evening signs and portents are seen in the sky (as they always are). Pompey dreams he is laying tributes in the temple of Venus who was, of course, Caesar’s ancestor. At dawn Caesar was delighted to learn from his scouts that Pompey was preparing for battle.

(69) Pompey had twice as many men as Caesar, 40,000 to 22,000. But Caesar’s army assembled in quiet and confidence whereas Pompey’s were shouting and milling about in their inexperience.

(70) Plutarch takes a chapter to moralise on the pitiful tragic outcome of greed and folly which saw Roman pitted against Roman, family member against family member, when if they had united they could have conquered Scythia, Parthia even India.

(71) The Battle of Pharsalia 9 August 48 BC. Caesar’s troops scatter Pompey’s cavalry with the tactic of pushing their spears up into their faces. Then encircle Pompey’s infantry who panic.

(72) Caesar’s legions triumphed and pushed on into Pompey’s camp. Pompey left the battlefield to sit in his tent in shock, then rallied his men and rode away. 6,000 were killed. Caesar’s men found Pompey’s tents adorned with garlands, dressed for a feast. Such was their inexperience of battle and foolish hopes.

(73) Pompey escaped with a handful of companions. Plutarch paints him as mournfully reviewing the sudden collapse in his fortunes, the first time he’d ever lost a battle. He escaped to the coast and took a fisherman’s boat to a port where he boarded a merchantman. Its captain, Peticius, just happened to have had a dream the night before in which Pompey came imploring. Now he sculls up in a boat with a handful of companions in poor shape. Peticius takes them aboard and offers them a meal.

(74) They sail to Mytilene to take on board Pompey’s wife and son. He sends them a messenger. In best melodramatic tradition the messenger doesn’t say anything but his tears tell the story and Cornelia flings herself on the ground where she lies a long time motionless. Odd that this is the universal attitude of despair in these texts, compared with our modern stock attitude which would be thrashing around and ranting.

Cornelia is given a speech out of a Greek tragedy bewailing her lot, as wife to Publius Crassus, who met a miserable death in Parthia, and now wishing she had killed herself then and not brought bad luck to Pompey.

(75) Pompey is given a stock speech in reply about Fortune and they are only mortals and might rise again. Cornelia sends for her things. The people of Mytilene want to invite Pompey in but he refuses and says the conqueror will come soon enough. More interesting is the little digression in which Pompey was said to have had a conversation with the local philosopher, Cratippus, about Providence. Plutarch slips in the moral of the entire book:

For when Pompey raised questions about Providence, Cratippus might have answered that the state now required a monarchy because it was so badly administered.

The Romans mismanaged their way into a disastrous civil war.

(76) At its next stop the ship is met by some of Pompey’s navy. This has survived intact and he laments the fact that he didn’t make more use of it but allowed himself to be lured into battle far from the sea. He learns Cato rescued many of the soldiers and is shipping them over to Libya. He has been joined by his lieutenants and 60 or so senators. The plan is to recruit more men from the cities. Emissaries are sent out. Pompey and advisers debate where to hole up while they recuperate their forces. Some argue for Libya, some for far-off Parthia. But the strongest voices are for Egypt which is only three days’ sail ,away and where the young king Ptolemy owes his throne to Pompey.

(77) So they sail south to Egypt in a Seleucian trireme from Cyprus, accompanied by warships and merchant ships. When they arrive they discover Ptolemy is at war with his sister Cleopatra. Ptolemy’s advisers hold a conclave on what to do, led by Potheinus the eunuch. Theodotus the rhetorician wins the day by arguing they should kill Pompey thus pleasing Caesar and removing the threat.

(78) Pompey was in a small boat which had approached the shore. Potheinus and Theodotus deputed the task of receiving him to some Roman soldiers who had gravitated to Ptolemy’s court, Achillas, Septimius and Salvius. When the Romans saw a handful of men coming towards them in an ordinary boat, none of the pomp of the pharaoh, they sensed something was wrong. But as the Egyptian boat came up they and the Romans in it hailed them they saw other boats being manned on the shore. To fly would show lack of confidence and trigger attack. So Pompey embraced his wife who was already weeping as if he were dead, and taking a few servants, Philip and Scythe, stepped into the Egyptian boat.

(79) The men in the boat were cold and distant from Pompey. He took out his notebook to practice the speech to Ptolemy in Greek which he had practiced. As they reached the shore Pompey stretched his arm up to be helped to his feet and Septimius ran him through with a sword from behind, then Achillas and Salvius stabbed him, too. Pompey drew his toga over his face and fell.

(80) From the Roman fleet a mighty groan then they set sail and left before the Egyptian fleet could come out. The Egyptians cut off Pompey’s head and threw his body into the sea. His servant Philip waited till they’d left then scavenged along the shore for enough wood to build a pyre. Along comes an old Roman, a veteran, and offers to help, and so these two poor men built and supervised the burning of one of the greatest Romans of all.

Next day a ship carrying Lucius Lentulus comes into view, he lands and sees the pyre and asks Philip about his master’s fate, and delivers a lament as from a tragedy. Then he was captured by the Egyptians and also put to death.

Plutarch ends his narrative by tying up the loose ends. When Caesar landed and was presented with the head of Pompey he was disgusted, when shown his ring he burst into tears. He had Achillas and Potheinus put to death. King Ptolemy was defeated in battle and disappeared into the interior never to be heard of again. The sophist Theodotus fled but many years later, after Caesar’s assassination, Brutus tracked him down in Asia and had him put to death with many tortures. The ashes of Pompey were taken to his widow who buried them at his country house near Alba.


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Carthage Must Be Destroyed by Richard Miles (2010)

According to legend Carthage was founded in 814 BC. Its history came to an end in 146 BC, the year in which Rome defeated and utterly destroyed it. Richard Miles is a young historian whose book, Carthage Must Be Destroyed, sets out to record everything we know about Carthage, from the legends of its founding, through its umpteen wars, up to the final catastrophe.

Carthage Must Be Destroyed is long, 373 pages of text, 77 pages of notes, 34 page bibliography and a 66-page index = 521 pages.

It is not a social or political history. There is hardly anything about Carthage’s form of government, a reasonable amount about its economy (trade and some agriculture), a surprising amount about the evolving design and metallurgy of its coinage (in the absence of other evidence, coins are a good indicator of cultural changes and economic success), and quite a lot about its religion, in particular a recurring thread about the syncretistic melding of the Phoenician god of Melqat with the Hellenistic demigod Heracles, about which Miles has a real bee in his bonnet.

But what the text is really filled with is relentless details of Carthage’s endless wars, wars, wars. It is an overwhelmingly military history. Countless battles, an apparently endless stream of generals with the same four names (Hannibal, Hamilcar, Hasdrubal or Hanno) and gruesome references to torture. Failed generals, defeated enemies, rebellious mercenaries, overthrown tyrants, unlucky hostages or ambassadors, an endless stream of unfortunates are publicly tortured, beheaded or crucified (pages 131, 147, 152, 165, 173, 203, 208, 211, 212, 219, 273, 358). The ideal reader of this book will really love details of ancient wars and sadistic punishments.

The single most surprising thing about the history of Carthage is how much of it took place on the island of Sicily. The western half of Sicily was colonised by Carthage from about 900 BC, the eastern half by Greek colonists from different mother cities from about 750 BC, and the economic and territorial rivalry led to almost continuous warfare between the two sets of colonists between 580 and 265 BC, a period known as the Sicilian Wars.

If you know nothing whatever about Carthage, here are the key facts:

The Phoenicians

is the general name given to the people who, 3,000 years ago (1,000 BC) inhabited the trading cities situated along the coast of modern-day Lebanon, ports like Byblos, Sidon and Tyre. The Phoenicians invented new types of more efficient sailing ships with which they established trading routes all round the Mediterranean, trading in precious metals and manufactured goods such as jewellery, ceramics, and food. The high point of Phoenician culture and sea power is usually placed between about 1,200 to 800 BC. They founded trading settlements on all the Mediterranean islands (Cyprus, Sicily, Sardinia) and as far afield as Gades (modern Cadiz) beyond what the ancients called the Pillars of Hercules, i.e. beyond the Mediterranean, onto the Atlantic coast of modern-day Spain.

Carthage

The most successful of these settlements was Carthage. Carthage was founded in the 9th century BC on the coast of North Africa, in what is now Tunisia, by traders from Tyre in Phoenicia (Phoenicia being the coastal strip of the what is now Syria and Lebanon). It was a pivotal position, half way along the trade routes from east to west and also handy for the short routes north to and south from Italy and its two big islands, Sardinia and Sicily.

Map of the Mediterranean showing position, central to various trade routes (source: Politeia website)

In the following centuries Carthage became independent of its mother city (which was eventually subjugated by the Asian empire of Assyria) to become a trading empire in its own right, creating its own colonies around the Mediterranean and spreading inland from its coastal location to conquer territory originally occupied by Libyan tribes.

New city

Carthage’s status as a colony or settlement is indicated by its name: the Punic term qrt-ḥdšt directly translates as ‘new city’, implying it was a ‘new Tyre’ (p.62). The city states of Phoenicia – the leading ones being Sidon and Tyre – had thrived in the vacuum caused by the late Bronze Age collapse (about 1,200 to 1,100 BC). But from 900 to 800 onwards the big land empires returned, namely Egypt to the south and Assyria to the east, and repeatedly invaded and conquered the city states. Miles shows how they allowed some, Tyre in particular, a measure of independence because the Assyrian rulers relied on the luxury goods, and especially the rare metals, which were brought in from their trade around the Med (copper from Cyprus, silver from southern Spain).

Nonetheless, as the mother city, Tyre, lost power, its strongest child, Carthage, grew.

Punic wars

From the 300s BC onwards Carthage found its maritime empire threatened by the fast-growing new power of Rome, half-way up the west coast of the Italian peninsula. The Romans used the adjective poenus to refer to the Phoenicians and, by extension, the Carthaginians, and so the three wars Rome fought against Carthage are referred to as ‘the Punic Wars’:

  • First Punic War (264–241 BC)
  • Second Punic War (218–201 BC)
  • Third and final Punic War (149–146 BC)

Rome wins

Rome won the Third Punic War, stormed the city and utterly destroyed Carthage in 146 BC, leading away the survivors into brutal slavery and razing the buildings to the ground. During the final war a leading Roman politician, Cato the Censor, made a reputation by, whatever subject he was nominally addressing in the Senate, ending all his speeches with the same words, ‘Carthago delenda est’, meaning ‘Carthage must be destroyed’. It is this famous catchphrase that gives this book its title.

Not only did the Romans destroy all buildings, but all statues, inscriptions and records, emptying the libraries of Carthage and giving away the manuscripts and codices to local tribes. None have survived. This explains why, despite its long history and one-time predominance, the historiography of Carthage is so shadowy, and has to be reconstructed from references in the writings of its enemies or from the often obscure or ambiguous archaeological evidence.

Archaeology

The victorious Romans razed Carthage to the ground. Generations later, the first emperor, Augustus, ordered the erection of a new city on its ruins, Colonia Iulia Concordia Carthago (p.364). Both are now embedded in the huge modern city of Tunis, capital of Tunisia (current population 11 million), which makes archaeological investigation difficult to this day. However, the Carthaginians had established many of their own colonies both across northern Tunisia and on many Mediterranean islands, and from time to time new Punic sites are discovered, or new discoveries are made at existing sites, which provide information which keep our view of Carthage’s history slowly changing and updating.

Punic gods

All written records were destroyed, all the poems and hymns and inscriptions which we have for the Greek or Roman pantheons. From archaeological evidence and references in Greek or Roman works it appears the main gods of Carthage were a couple, the god Baal Hammon and the goddess Tanit (list of 3 triads of gods on page 289).

Baal was a Phoenician name for ‘Lord’, so there were a lot of gods whose first name was Baal. In fact the common Carthaginian men’s name Hannibal is a combination of the Carthaginian name Hanno with the word ‘Baal’.

Melqart was the tutelary god of Carthage’s mother-city, Tyre, sometimes titled the ‘Lord of Tyre’ (Ba‘al Ṣūr), King of the Underworld, and Protector of the Universe. Miles shows how worship of Melqart was encouraged at all Phoenician colonies across the Mediterranean as a way of binding them together culturally.

Miles also shows how Melqart became identified and merged with Greek worship of Heracles, the hugely popular Greek figure who could be taken as both a demigod or a mortal hero, depending on context, and who was the signature figure for Greeks colonising westwards through the Mediterranean in the sixth century and later (pages 105, 221). Heracles was even adopted as a patron and icon by Alexander the Great.

In fact the prevalence of Melqart-Heracles becomes a recurring theme of Miles’s book, popping up wherever Carthage creates colonies, for example becoming the god/face or brand of the new colony in south Spain in the third century (p.221), depicted on the coins of Hannibal (p.227), and then co-opted by the post-Punic emperor Augustus. Miles develops what almost amounts to an obsession with Heracles, turning his myths and legends into a kind of central narrative to the five or six centuries leading up to the Christian Era which are fought over by Greeks and Carthaginians and Romans in turn, who each seek to commandeer and appropriate him as ancestor and avatar for their own colonial ambitions.

By contrast with the hundreds of mentions and extended passages about Heracles, the goddess Astarte is only mentioned a handful of times. She was a goddess of the Levant, of not only Phoenicians but the Canaanites too, rather than distinctively of the Phoenician diaspora. Still, I could have done with more about Astarte.

Carthage as ‘the other’ for Rome

Miles’s central point is that, for the reasons explained above, almost everything we know about ancient Carthage comes down to us from Greek, and then Roman sources, and that both of them were bitter rivals of Carthage’s trading and military might. In other words, all the written evidence we have about Carthage comes from her enemies.

Miles uses ideas derived from Edward Said’s 1978 book Orientalism about how colonial conquerors project onto their victims their own vices, to suggest that in these accounts the ancient Greeks and Romans projected onto the Carthaginians all the moral and social sins and transgressions and weaknesses they could think of. These included cruelty, dishonesty, effeminacy, luxuriousness, barbarity, sexual immorality, and so on. The notion of the unreliability or deceitfulness of the Carthaginians gave rise to a Roman proverb, fides Punica, meaning Punic or Carthaginian ‘faith’ – ironically indicating the exact opposite. Towards the end of the book he spends three pages describing how the Roman comic playwright Plautus’s play, The Little Carthaginian, performed in the lull between the second and third Punic wars, attributed all these perfidious characteristics to the hapless protagonist (pages

So Miles’s mission is to use the latest up-to-the-minute archaeological and scholarly knowledge to penetrate back through centuries of Greek and Roman prejudice and anti-Carthage propaganda to try and establish who the Carthaginians really were.

There are two problems with this approach:

1. It assumes that you are already fairly familiar with all the Roman prejudices against Carthage which he is setting out to overthrow. If you’re not familiar with Roman slurs against Carthage, then the book has to explain the prejudiced view first, before going on to rebut it and, in doing so, it turns out that the accusations of the Greeks and Romans are often so florid and vivid that you remember them more than Miles’s myth-busting antidotes.

2. This is especially the case when Miles’s anti-prejudice myth-busting is not as exciting or as clear-cut as you might hope, substituting a clearly defined line with the uncertain speculations of modern scholars.

The most obvious example is when Miles sets out to undermine the Greek and Roman accusation that the Carthaginians practised the ritual sacrifice of babies. But to do so he has to present all the evidence supporting the baby-killing view and this turns out to be pretty persuasive. He explains that a ‘tophet’ was the general term the Carthaginians used for a site where infants were sacrificed. It was a Hebrew term derived from a location in Jerusalem in the Gehinnom where worshippers, influenced by the ancient Canaanite religion, practised the human sacrifice of children to the gods Moloch and Baal by burning them alive.

Miles then goes on to look very thoroughly at the archaeological evidence from the cemeteries which have been found in Carthage itself and in the surrounding towns, where urns have been found which contain the ashes of infants. Up-to-the minute scholarly research using DNA and other types of scientific technology seem to have established that many of the infants who were (undoubtedly) burned to ashes, were so young as to maybe have been still-born. Maybe it was only still-born infants or infants who died within months of birth (i.e. who were already dead) who were burned as offerings to the gods. But still… the accusation is not completely baseless… the Carthaginians did burn babies… So Miles’s attempt to overthrow a modern ‘prejudice’ against the Carthaginians ends up bringing the prejudice more prominently to my attention and not really decisively rebutting it.

The endlessness of scholarly debate

And that’s the trouble with any book which sets out to take us into the heart of scholarly debate – the trouble is that scholarly debate is endless. And it is particularly exacerbated with a subject like Carthage where the Romans went out of their way to destroy every building, statue, stele or inscription, and all the books and manuscripts which recorded Carthaginian religion, culture or history.

What we are left with is an admittedly copious amount of archaeological evidence from the city itself and its numerous colonies around the Mediterranean, but evidence which is always partial, fragmentary, complex and open to differing interpretation.

Therefore Miles’s book doesn’t tell ‘the’ story of Carthage, it tells one possible story and, as his narrative proceeds, it is very scrupulous in pointing out where scholars differ and mentioning different interpretations. In fact he does this so often you feel you are reading not one but multiple versions, multiple possible histories of Carthage.

Take something as simple as the start of the Punic period itself, the period of Phoenician economic hegemony in the Mediterranean, presumably, after two and a half thousand years, historians are fairly clear when this began, right? Wrong.

The advent of what we call the ‘Punic’ era is notoriously difficult to define. (p.88)

Presumably historians have a clear sense of what ‘Punic’ culture was, right? Wrong. Turns out that Punic culture was highly ‘syncretic’ i.e. incorporating elements from many other Mediterranean cultures:

What we refer to as ‘Punic’ culture is an umbrella term for a whole series of diffuse cultural experiences that took place all over the western and central Mediterranean. (p.89)

In other words, wherever you look in the subject of Punic or Carthaginian history, there are scholarly problems of interpretation which the steady trickle of modern archaeological discoveries only makes more complex, sometimes bewilderingly so. In fact rather than one coherent story, the text can more accurately be described as a succession of puzzles, historical teasers for which Miles presents the evidence for and against particular solutions or interpretations.

For example, does the existence of the Ara Maxima altar and temple in the Forum Boarium in Rome testify to the early Roman adaptation of a local legend about a hero-brigand with the Greek legends about the wandering hero Heracles? Or, on the contrary, might it point towards early Rome being a mish-mash of Etrurian, Greek, Phoenician, Punic and other peoples in a typically Phoenician cosmopolitan trading community?

Miles devotes pages 108 to 111 to presenting the evidence for either interpretation, which were intriguing to follow but, ultimately, quite hard to remember or care about – and my point is that a good deal of the book is like this, a sequence of puzzles and mysteries and obscurities which scholars are wrangling over right up to the present day, and which Miles shares with us in some detail.

  • There is no consensus on the meaning of the Nora stone… (p385)
  • There has been considerable debate over the provenance of the Cacus myth… (p.404)
  • The identification of the goddess figure has been controversial… (p.405)

Greece, the first rival

For centuries before Rome rose, Carthage’s rival was Greece or, more precisely, the numerous Greek colonies around the Mediterranean. Not a lot of people know that the Greeks colonised or, more accurately, set up trading centres which became towns and sometimes fortified citadels, at points all round the Mediterranean coast, the ones Carthage clashed with dotting the coasts of Sardinia and Sicily. I’m always surprised to reread that the southern coast of Italy was for centuries known as Magna Graecia, or Greater Greece, because of the dominance of Greek towns.

The ubiquity of Greek colonisation was reflected in the spread of the cult of the Greek hero and demi-god, Herakles, whose legendary travels, labours and womanising, as Miles shows, became a symbol of ‘the Greek colonial project’, the ‘Greek colonial endeavour’ (p.171). Temples were built for him all over the Mediterranean littoral and local towns and cities and even ethnic groups claimed descent from the far-travelling bully. A particularly striking example is the way that the Celtic race claimed to be descended from Heracles after he slept with the daughter of the king of Galicia and fathered a son named Kelta (p.399).

Sicily, the endless battlefield

Sicily is separated from Italy by a strait just 1.9 miles wide at its narrowest point and is only 87 miles from the African shore.

Around 500 the narrative emerges from speculation based on archaeology into more reliable history documented by Greek sources, in the form of military campaigns in Sicily. A glance at the map shows why Sicily was important to anyone trying to set up a trading empire in the Mediterranean and Miles devotes several chapters to accounts of the long-running conflict between towns founded by Carthage in the west of the island, and towns founded by Greeks in the east, specifically Syracuse, founded by Greek settlers from Corinth.

The Sicilian Wars, or Greco-Punic Wars, were a series of conflicts fought between ancient Carthage and the Greek city-states led by Syracuse over control of Sicily and the western Mediterranean between 580 and 265 BC. (Wikipedia)

The Carthaginians set up small trading settlements on Sicily as early as 900 BC but never penetrated far inland. They had traded with the local peoples, the Elymians, Sicani and Sicels. Greek colonists began arriving after 750 BC.

  • 580 BC – The Phoenicians in Sicily and the Elymians unite to defeat the Greeks of Selinus and Rhodes near Lilybaeum, the first such recorded incident in Sicily
  • 540 – Carthaginian Malchus is said to have ‘conquered all Sicily’ and sent captured booty to Tyre
  • 510 BC – Carthage helped the town of Segesta defeat the expedition of the Greek Dorieus
  • early 5th century; the higher 400s BC were the era of Sicilian ‘tyrants’ i.e. rulers who ruled a town and its surrounding area without consulting the landed elite; examples of these ‘tyrants’ crop up in the writings about contemporary political theory of the Greek philosophers Plato and Aristotle; for example, Gelon who captured the main Greek city, Syracuse, in 485 BC and then deployed a policy of ‘ethnic cleansing, deportation and enslavement’
  • 483 – Terrilus, tyrant of Himera, was deposed by the tyrant Theron of Acragas, and called on Carthage to help; Carthage was motivate to defend its Sicilian territory against Theron who threatened to take over; Carthage sent a large army, maybe as many as 50,000, many mercenaries, under general Hamilcar; the fleet suffered heavy losses en route to Sicily and was then slaughtered at the Battle of Himera; the defeat was a catastrophe and had political ramifications back in Carthage, leading to the replacement of government by an aristocratic elite with the institution of a special form of republic managed by a Council of 104 and an Assembly of Elders (pages 116, 130, 215); Carthage didn’t intervene in Sicily for 70 years, allowing the Greeks to undergo an era of expansion and building, although they themselves then collapsed into a dozen or so bickering commonwealths
  • 410 – Carthage got involved in the complicated internecine Sicilian wars when Hannibal Mago helped the town of Segesta defeat the town of Selinus and then destroyed Himera, thus avenging the disastrous defeat of 73 years earlier
  • 406 – second expedition led by Hannibal Mago was ravaged by plague which killed Hannibal but his successor Himilco, captured and sacked Akragas, then captured the city of Gela, sacked Camarina and repeatedly defeated the army of Dionysius I, the new tyrant of Syracuse, before plague brought the fighting to a halt

And so on for another 150 years. I’m not going to explain the details of this map from the Turning Points of Ancient History website, I’m including it to show how the island of Sicily was characteristically divided up into a surprising number of territories and towns all of which were, at some point, attacking each other, besieged, surrendered, burnt down and so on during the 300 years of the Sicilian Wars. Basically, for most of that period Carthage held the west of the island, various Greek rulers held Syracuse in the south-east, and then they got embroiled in scores of alliances to try and grab as much of the territory between them.

Map of Sicily 483 BC showing its division between different rulers.

What was surprising to me about this was:

  • realising just how much of a colonising, imperialist peoples the Greeks were: I had a very limited image of the ancient Greeks as philosophers in togas strolling round the agora in Athens or heroically defending themselves against the Persians at Thermopylae; it’s chastening to read about their ambitious imperial aims and their success at founding Greek towns on coastlines all around the Mediterranean; in this respect the long chapter Miles devotes to the cult and legends of Herakles and the way his cult was used to both explain and justify Greek imperialism, is genuinely eye-opening
  • and of course, where you have colonies you have people being colonised; Miles’s book and the Wikipedia article devote all their time to the names of Carthaginian and Greek leaders and their battles and only in passing mention the names of the local ‘peoples’ whose land and livings were stolen from them by one or other set of invaders – the natives being the Elymians, Sicani and Sicels – having read so much about the European colonisation of Africa recently, I was struck by the similarities, only on a much smaller scale, in the sense that we hear a lot about the colonists because they were literate and left records, and almost nothing about the illiterate subject tribes who have gone down in history without a voice

Rome’s civic nationalism

Most people think of Carthage in connection with its rivalry with Rome, which led to the three Punic wars (264 to 146 BC) and which climaxed in the conquest and utter destruction of the city. Miles describes the long prehistory to the conflict, describing the slow but steady rise of Rome from a Carthaginian point of view.

Putting to one side the blizzard of dates, events and individuals, what is fascinating is Miles’s analysis of Rome’s success. It had a number of causes. One was that Rome was ruled by a pair of consuls who were elected for one year’s service. This meant they were in a hurry to make their name in history and were encouraged to aggressive policies now. A contrast to most other polities led by kings or tyrants who could afford to take their time. Miles explains that this ‘war without respite’ was a new thing, and economically exhausted Carthage (p.192).

Another was that when the Romans were defeated they simply raised more troops and came back to avenge the defeat, unlike the Carthaginians who tended to withdraw.

Another big reason for Rome’s success was its astonishing ability to integrate newly conquered territory and peoples into the Roman state (pages 158-9 and 197). This was done via infrastructure – conquered territory soon benefited from the building of the famous roads and aqueducts and laying out towns rationally and efficiently. But also by law, whereby newly integrated populations became equal under Roman law. Rome espoused what Michael Ignatieff calls ‘civic nationalism’ – all Roman citizens were treated equally under the law regardless of race or religion – as opposed to the ‘ethnic nationalism’ which most other states (then and for most of history) employed to unite its populations.

The ancient Latin identity survived, but only as a set of duties, rights and privileges enshrined in Roman law. (p.159)

A huge consequence of this is that Rome was able to recruit its armies from citizens, albeit only recently incorporated into the Roman state, but still, freeborn Roman citizens, who were inculcated with a sincere belief in Roman laws and values. This was in striking contrast to most other Mediterranean powers, including Carthage, which relied heavily on mercenaries to fill their armies, mercenaries who were both unreliable (often mutinied or defected) but also very expensive (a fact pointed out by the contemporary historian Polybius, quoted page 241). One of the reasons for Carthage’s relative decline was it bankrupted itself paying mercenaries to fight the wars against Rome.

(The best example of this was the Mercenary War which began at the end of the first Punic War when a huge force of some 20,000 mercenaries mutinied and turned on Carthage because they hadn’t been paid. Under canny leaders, who allied with neighbouring African tribes who would benefit from the overthrow of Carthage, it turned into a full-blown war on its own account which lasted from 241 to 237 BC when the mercenaries were finally defeated and massacred. Miles describes it in vivid detail pages 200 to 211. The mutiny contributed to the further weakening of Carthage in her long-running feud with Rome and vividly demonstrated the weakness of relying on foreign mercenaries. It is also the vivid and barbaric background to Gustave Flaubert’s novel, Salammbô.)

To be honest, this was one of the seven main things I took away from this long detailed book:

  1. The Carthaginians sacrificed (or were widely accused of sacrificing) babies to their gods.
  2. The huge cultural importance of the figure of Heracles to Greek imperialism and how he was incorporated into the Carthaginian cult of Melqart.
  3. Rome’s success was in large part to its efficiency at incorporating conquered territory and peoples into the civic nationalism of its polity.
  4. Rome’s military success was attributable, in part, to the way they just would not stop or admit defeat, put pressed on relentlessly till they won. (A point seconded by Adrian Goldsworthy’s book about the Punic Wars.)
  5. The gigantic role played by Sicily in Carthage’s history.
  6. The Mercenary War.
  7. The origins and career of Hannibal Barca.

The Punic Wars

Obviously Miles gives a very thorough account of the Punic Wars although here, as in his account of the Sicilian Wars, the immense detail and the explanation of scholarly debate about various key points and cruxes, often threatened to obscure the outline of the bigger picture. For example, in Miles’s narrative, it wasn’t exactly clear when each of the Punic wars either started or ended, since they merged into peace negotiations and visits by ambassadors and skirmishes and violent rebellions or coups and so on.

The overall message seems to be that the three Punic wars accelerated the rise of Rome, in all sorts of ways, militarily, culturally, economically and culturally.

The first war (264 to 241 BC) was fought mainly on the island of Sicily. Rome’s involvement was the first time that a Roman army was sent outside Italy (p.357). However, even having just read about it, it pales into the background compared to the second one (218 to 201 BC) which is dominated by the ‘romantic’ figure of Hannibal. Part of the reason is that, apparently, we have far better sources for the second war, not least because a number of biographies of the famous Hannibal survive in whole or part.

Slavery

In case it’s not clear, all these societies the ancient Greeks, the Romans and the Carthaginians, relied on slaves. In all the wars, the populations of captured towns and cities were routinely sold into slavery by the victors (pages 127, 140, 281, 296, 315, 347, 352).

Iberia

A fascinating aspect of the final period of Carthage was the success of its sub-colony in the south of Spain, which was established and triumphed due to the region’s extensive silver deposits. The Carthaginian general Hamilcar Barca invaded and subdued the locals in 237 BC, putting them to work on the silver mines on an industrial scale. Eventually there were something like 40,000 slaves working in the silver mines to generate the precious metal to prop up Carthage and its military campaigns. (The town of Cartagena in south-east Spain was founded by Hamilcar as qrt-ḥdšt, which the Romans called ‘Cartago Nova,’ which was corrupted by the locals to Cartagena. So the city of Cartagena in Colombia owes its name to the same origin in the Phoenician language of the Middle East, page 224.)

The Barcids

Hamilcar’s success really brought to prominence the family of Barca whose era or influence is referred to by the adjective ‘Barcid’. Hence ‘Barcid Spain’. In fact the most famous Hannibal of all, the one who took his elephants over the Alps in 218 BC, was a Barcid, the son of the Hamilcar Barca who subjugated the Iberian tribes. When Hamilcar died in the early 220s, his son-in-law Hasdrupal took over, with Hannibal becoming a senior officer in the army aged just 18. When Hasdrupal was assassinated in 221 Hannibal was acclaimed leader by the army (and promptly issued new coinage depicting Heracles/Melqart, just one of the way in which Hannibal consciously associated himself with the oldest iconography of Carthaginian power, pages 227, 245, 247, 250-258).

Hannibal and the second Punic war (218 to 201 BC)

I remember Hannibal taking his elephants over the Alps from boyhood history books. I must have wondered why he did it. This book makes things clear.

1. Hannibal was seeking revenge or, more accurately, restitution from the peace settlement of the first Punic war (264 to 241 BC) which had given Sicily to Rome as a Roman province – the first ever Roman province – and cemented Rome as the leading military power in the western Mediterranean and, increasingly, the Mediterranean region as a whole. (Coming 20 years after the end of the first war, and seeking to correct the ‘injustices’ of the peace treaty which ended it, reminds me of the 20 year gap between the first and second world wars.)

2. Having been acclaimed general of the Carthaginian army in Spain Hannibal was ambitious to make his mark and confident, having been raised in an army family, gone on campaigns from an early age and been an officer at age 18, that he could do it.

3. But instead of trying to invade and conquer Sicily – graveyard of so many Carthaginian campaigns in the past – he would strike direct at the enemy and invade Italy.

4. But why over the Alps? Simples. The Romans controlled the seas. A sea-borne invasion was just too risky.

As it was, as soon as Hannibal’s left Carthage-occupied Spain they were attacked by Celtic Iberian tribes. Crossing the Pyrenees was dangerous. Then crossing the entire south of France, again, involved armed confrontations with a succession of local Gaulish tribes. Finally they were shown by guides how to ascend one side of the Alps, go through passes, and descend into Italy in late autumn 218, with 20,000 infantry, 6,000 cavalry, and an unknown number of elephants – the survivors of the 37 with which he left Iberia.

Here Hannibal spent several years marching and fighting and campaigning. He won one of the most famous victories of the ancient world, crushing a Roman army at Cannae in 216 BC, but the description of the war quickly gets bogged down and complicated. Overall the war makes the point that you can be the best general of your day and win stunning battles but still lose a war which is being fought on numerous fronts. While he was in Italy the Romans shrewdly sent an army to Iberia; although they suffered numerous setbacks, the Iberian tribes the Carthaginians had oppressed were happy to defect to them and so, eventually, the Romans defeated them, and, despite mutinies in their own army and local rebellions, eventually forced all Carthaginian forces, led by Hasdrubal Gisco, out of Iberia. The thirty-year Punic occupation of south Iberia was over, and it became a Roman province, as Sicily had at the end of the first war.

Hannibal was in Italy from 218 to 203. 15 years. Long time, isn’t it? Lots of battles. Early on the Roman authorities panicked and appointed Quintus Fabius Maximus as dictator. Fabius introduced the strategy of avoiding open battle with his opponent, instead skirmishing with small detachments of the enemy. This was unpopular with the army, public or Roman elite, as Hannibal marched through the richest and most fertile provinces of Italy wreaking devastation as he went. (This softly, slowly approach explains the name of the Fabian Society, founded in 1884 as a British socialist organisation which aims to advance the principles of democratic socialism via gradualist and reformist effort in democracies, rather than by revolutionary overthrow.)

At one point he seized key towns in the very south, Magna Graecia, notably Capua, not as Punic fiefs but giving them their independence. His aim was not to destroy Rome but to mortally weaken it by giving Rome’s Latin and Italian allies their independence. This explains why he only once marched on the actual city and then was rebuffed by its thorough defences. In the end, though, all the cities he’d liberated ended up being retaken by the Romans.

Nonetheless, in the book’s conclusion, Miles says that these fifteen years during which an alien invader roamed more at less at will across the sacred territory of Rome left a deep psychological scar on the Roman psyche which took generations to exorcise (p.361).

In 203 Hannibal was recalled to Africa because in his absence, Publius Cornelius Scipio who had led the Romans to victory in Iberia, had led a force to Africa. Scipio destroyed an army of 50,000 sent against him but failed to capture the town of Utica and realised that besieging Carthage itself would probably be a long drawn-out process, costly in men and resources.

Thus both sides had fought themselves to a standstill and were ready to sue for peace. The Romans imposed very harsh terms but when Hannibal finally arrived back in Carthaginian territory the stage was set for a massive battle between the two old enemies. At the Battle of Zama in October 202 BC Scipio won a decisive victory and brought the war to an end (p.316).

Wikipedia has a cool animated graphic which sums up the change in territorial holdings over the course of the wars:

Changes in Rome and Carthage’s territories during the three Punic Wars, 264 to 146 BC. (Image by Agata Brilli ‘DensityDesign Integrated Course Final Synthesis Studio’, Polytechnic University of Milan)

The third Punic war

Surprisingly, shorn of its empire, Carthage flourished after the second war, quickly paying off the reparations owed to Rome and actively supplying her with vast amounts of wheat and food to support Rome’s wars against Macedon and other kingdoms in the East. When the end came it was entirely of Roman prompting. Factions in the Senate warned endlessly of the threat Carthage could still pose. Cato visited Carthage and was appalled at its prosperity. Eventually argument in the Senate led to an embassy being sent to demand impossible conditions of the Carthaginians – to uproot their city and move inland and cease to be an ocean-going, trading nation at all.

The embassy withdrew into the city and a 3-year siege commenced. Scipio adopted grandson of the great Scipio Africanus. Eventually stormed the walls and broke into the city and destroyed it and massacred its population. There is no doubt in Miles’s mind the Carthaginians did everything they could to abide by the letter of the treaties and to avoid war, and that the Romans would accept nothing but utter destruction. Once again it was Roman inflexibility and relentlessness which triumphed. Miles notes how this was recorded around the Mediterranean where Rome’s determination was noted but many lamented its bad faith, its falling short of the values it claimed to promote, of fairness and good faith.

Appropriating Carthage

At the end of the book, Miles shows how Carthage served numerous ideological purposes for Rome. For a start, in later works it became THE enemy which Rome had to overcome to in order to become great. In a sense, if Carthage hadn’t existed, it would have been necessary to invent her (p.373).

Closely connected, as mentioned above re. Said, even as it was being besieged and for centuries afterwards, Carthage became the anti-type of all the virtues the Romans congratulated themselves on, perfidious compared to Roman fides, with a disgusting baby-killing religion compared to Rome’s dignified ceremonies. Rome’s self-image was built by contrasting itself with the imagined vices of Carthage.

Third, however, a series of poets and historians wondered whether, in defeating Carthage, Rome had somehow peaked. The existence of a potent rival in a sense kept Rome on her toes, not just militarily but morally. For some later moralists, the defeat of Carthage marked the start of the internal squabbles, factions and corruption which were to lead to the civil wars, starting in the 80s BC.

The many dead

Deep down, the book made me marvel and gape at just how many, many men, throughout history, have miserably lost their lives in war. As Adrian Goldsworthy writes in his book on the Punic Wars:

In just one battle, in 216, the Romans and their allies lost 50,000 dead. During the second Punic war a sizeable part of Rome’s adult make population perished, mostly in the first few years of the conflict.

Between one and a quarter and one and three quarter millions of men died in the 120-year war. God knows how many civilians perished or were sold into slavery.


Related links

Roman reviews

The Jew of Malta by Christopher Marlowe (1589)

‘But I perceive there is no love on earth,
Pity in Jews, nor piety in Turks…’
(Abigail, after learning her father conspired to get her true love murdered)

Provenance

First recorded performance: 26 February 1592, by Lord Strange’s acting company.

First published: 1592.

Earliest extant edition, 1633. This was published to coincide with a revival of the play, which included a performance before King Charles and his wife Queen Henrietta Maria, for which a new prologue and epilogue were written.

Full title: The Famous Tragedy of the Rich Jew of Malta. Note that, although the 1633 quarto divided the play into acts, it wasn’t divided into scenes, there were no indications where scenes were set, or which bit of dialogue were asides to the audience. All of these were added by the Reverend Alexander Dyce in his 1876 edition of the plays, and have been copied by most modern editors.

Like Tamburlaine, the Jew has a large cast of 25 speaking characters, plus numerous unnamed citizens of Malta, Turkish janizaries, guards, attendants and slaves. In other words, it was a theatrical epic, in its day.

Executive summary

The Governor of Malta seizes the wealth of all Jewish citizens to pay the Turks not to invade. In revenge the richest Jew in Malta, Barabas, designs a barrage of retaliation against the governor, helped by his slave, Ithamore.

Barabas’ murderous deeds include:

  • getting the governor’s son killed in a duel
  • terrorising his own daughter, who joins a nunnery for safety but is afterwards poisoned by her father, along with the entire nunnery
  • the strangling of an old friar and the framing of another friar for the murder
  • poisoning his servant Ithamore when he deserts him, along with the prostitute and her pimp, who had threatened to expose him

Finally, Barabas betrays the entire population of Malta by helping the Turks conquer Malta Town, but he is then outwitted when the Christian governor turns the tables on him, leaving him to burn alive in the trap he had set for the Turks, but is led to fall into himself. Subtle, it ain’t.

Historical fact check: Barabas and Ferneze are fictional characters, there never was a Jew of Malta or a governor of that name. Malta never fell to the Turks, and never paid them tribute. The entire storyline is a product of the playwright’s imagination.

The play

Prologue The ghost of Machiavelli introduces Barabas, the Jew of Malta. In Marlowe’s time there were only a few hundred Jews in London. They were better known from popular stereotypes of greed or cunning than from personal contact.

It is appropriate, then that one stereotype of cunning is introduced by another. Niccolò Machiavelli (1469 – 1527) was an Italian Renaissance diplomat, philosopher and writer best known for The Prince, a handbook of statecraft which eschews any notions of religion or morality in favour of hard-nosed advice about what actually works when it comes to ruling a state. Machiavelli’s attitude is typified by these lines from the prologue:

I count religion but a childish toy,
And hold there is no sin but ignorance.

Machiavelli’s bluntness and his rejection of Christian morality, in an age drenched in Christian values, caused his name to be associated with complex and unscrupulous scheming – as it has remained, right down to the present day.

Might first made kings, and laws were then most sure
When, like the Draco’s, they were writ in blood.

Anyway, the ghost of Machiavelli introduces Barabas as one of his own – an amoral, cunning schemer.

Act 1

Scene 1 Barabas is counting his wealth. He envies factors for the rich mines of India, and the Moors who (according to legend) simply have to bend down to pick rare stones from the earth. This opening scene establishes Barabas as very rich, very greedy, and the possessor of a Marlowe-sized imagination, rich with exotic and evocative names and visions of boundless riches.

Give me the merchants of the Indian mines,
That trade in metal of the purest mould;
The wealthy Moor, that in the eastern rocks
Without control can pick his riches up,
And in his house heap pearl like pebble-stones,
Receive them free, and sell them by the weight;
Bags of fiery opals, sapphires, amethysts,
Jacinths, hard topaz, grass-green emeralds,
Beauteous rubies, sparkling diämonds,
And seld-seen costly stones of so great price,
As one of them, indifferently rated,
And of a carat of this quantity,
May serve, in peril of calamity,
To ransom great kings from captivity

And of course Barabas’s occupation is a trader in the rarest, most precious jewels, clothes and valuables in the world, so it is an open invitation for reams of Marlovian sensual luxury.

Two merchants come to tell Barabas his ships have arrived from various destinations, including Egypt via Cyprus, bearing rich goods. When they leave he soliloquises on how much more successful the practical Jews are than faithless Christians, name-checking a number of other Jewish millionaires, saying he’d rather be hated as a Jew and be rich, than be accepted as a Christian and be poor.

Three Jews arrive to tell the ominous news that an embassy of Turks has arrived to see the governor and that all the island’s Jews are summoned to the senate house. Barabas assures them they are wrong to have misgivings. When they exit, he continues to tell himself that the Turks and Maltese are at peace, so there will be no trouble. And even if there is, he is only concerned about himself and his daughter.

The scene establishes what will become a format of the play which is the many times Barabas is talking to someone saying one thing – but then makes an aside to the audience in which he reveals he is thinking something quite different.

Scene 3 The senate house The Turkish leader, the Sultan’s son Selim Calymath, makes it clear to the governor of Malta, Ferneze, that they demand ten years worth of tribute – a hundred thousand crowns. Ferneze begs a month to raise it and Calymath agrees, leaving with his retinue.

The governor calls in the island’s Jews, explains Calymath’s extortion and says he is going to raise the lion’s share of it by mulcting them, demanding half their estates. He is quite venomous about it:

SECOND KNIGHT: Have strangers leave with us to get their wealth?
Then let them with us cóntribute.
BARABAS: How! equally?
GOVERNOR FERNESE: No, Jew, like infidels;
For through our sufferance of your hateful lives,
Who stand accursèd in the sight of Heaven,
These taxes and afflictions are befall’n,
And therefore thus we are determinèd. −

So the Christians put up with the Jews but not far beneath the surface hate and despise them. The Governor announces he will confiscate half the Jews’ wealth and anyone who hesitates will a) be forced to convert to Christianity and if they still hesitate, b) all their goods will be confiscated. The other Jews immediately say they’ll surrender half their wealth, but Barabas is outraged, criticises them and tries to haggle with the Governor. Who promptly orders all Barabas’s wealth to be confiscated!

When he protests at this, one of the governor’s knights the governor’s entourage consists of members of the Order of the Knights of St John) suggests they confiscate Barabas’s house and turn it into a nunnery, which the Governor immediately accepts and orders.

The governor and his officials exit and Barabas sinks to his knees to call down a world of vengeance upon them. The other Jews tell him to reflect on the story of Job but Barabas dismisses it, saying he was vastly richer than Job, has lost more, is hugely more inconsolable.

Scene 4 Barabas’s daughter Abigail comes to meet him. She is in tears, she has heard the bad news. He reveals a secret – he had hidden quite a lot of wealth away. But Abigail tells him they have already confiscated the house and started to convert it into a nunnery! Barabas laments his lost gold and jewels, pauses, then comes up with a Cunning Plan. Abigail will convert to Christianity, enrol as a nun and, once she’s in, pull up the floorboards under which the loot is hidden, and return with it to her father.

Abigail agrees but doubts whether she can carry it off. Confidence is all, her father tells her. They exit.

Enter Friar Jacomo, Friar Barnardine, Abbess, and a Nun. They have barely made a few remarks about the new nunnery before Abigail re-enters, identifies herself as the daughter of the Jew, and begs forgiveness, penitence and asks to be enrolled in the order. Improbably the friars and abbess agree.

At which point Baraba re-enters and puts up a pretence of being appalled that his daughter is going over to the enemy. He curses and anathematises her as the Christians try to intervene, but interspersed between his curses, Barabas whispers instructions on how to find the floorboard with the secret mark and find the treasure. They all leave the stage.

Enter Mathias, a young man who, we soon learn, is in love with Abigail and dejected to see her going off to a nunnery. His friend Lodowick enters – who just happens to be the governor’s son – and asks Mathias why he’s in the dumps, allowing Mathias to explain at length his love for Abigail. While he does so, he reveals that she is scarce fourteen-years-old. Lodowick says that if she’s as beautiful as his friend claims, it would be good to visit and see her. They exit.

Act 2

Scene 1 Before the House of Barabas, now a Nunnery Enter Barabas who explains a) that it is night but he can’t sleep, and b) he’s awaiting a signal from Abigail. Enter Abigail, obviously in the balcony of the theatre, where she describes: finding the floorboards, digging up the treasure, coming to the window, whispering to her father waiting below, then throwing him the bags of gold, at which he rejoices and praises her.

Scene 2 The Council House The Governor interviews the Spanish captain – Martin del Bosco – of a ship recently docked in the harbour who describes how his ship was set upon by Turks, how they fought them off and seized one of their ships, whose crew they have come to Malta to sell as slaves.

The governor initially says no, because he is afraid of the Turks, but some of his advisors encourage del Bosco to shame the governor, to tell him not to submit to the Turks, specially after their recent capture of Rhodes (seized from the order of the Knights of St John in 1523).

Del Bosco succeeds in firing the governor’s fighting zeal. He offers to write to the king of Spain for help. Ferneze appoints him military ruler of the island and challenges the Turks to do their worst. If necessary, like the garrison on Rhodes, they’ll fight and die to the last man.

Scene 3 The market place Two officers are lining del Bosco’s captured men up to be sold as slaves. Enter Barabas who tells us he has used the gold to buy a house as big as the governor’s and his daughter has left the convent. He tells us he hails from Florence where he learned to bow and fawn and curtsey to faithless Christians and then to spit into their collecting bowls.

Enter Lodowick and he and Barabas engage in a stylised conversation in which Lodowick asks whether Barabas has a diamond, and Barabas replies, yes a pretty one – by which they both mean Abigail – the dialogue being interspersed with Barabas’s bitter vengeful asides to the audience in which he reveals what he’d really like to do to the governor’s son i.e. poison him.

Having mutually agreed to rendezvous later, Lodowick now accompanies Barabas to the slave market, where they size up the merchandise and chat to the selling officers. He rejects one costing 200 crowns, not least because he looks fit and healthy so will cost a fortune to feed, instead buys a leaner one, from Thrace, named Ithamore, for 100 crowns. Aside to the audience Barabas explains that he is buying the slave solely to further his plans of revenge!

Enter young Mathias and his mother to the slave market, and discuss the wares. We now learn that Barabas knows his daughter and Mathias are in love but plans to foil their love. Nonetheless, he enjoys leading Mathias on. Everyone exits, leaving Barabas alone with Ithamore. Barabas tells him, if he is to please his master, he must forget the Christian virtues of ‘Compassion, love, vain hope, and heartless fear’ and lose pity. He goes on to give a magnificent speech describing his own biography.

As for myself, I walk abroad o’ nights,
And kill sick people groaning under walls:
Sometimes I go about and poison wells;
And now and then, to cherish Christian thieves,
I am content to lose some of my crowns,
That I may, walking in my gallery,
See ’em go pinioned along by my door.
Being young, I studied physic, and began
To practice first upon th’ Italian;
There I enriched the priests with burials,
And always kept the sexton’s arms in ure −
With digging graves and ringing dead men’s knells:
And, after that, was I an engineer,
And in the wars ‘twixt France and Germany,
Under pretence of helping Charles the Fifth,
Slew friend and enemy with my stratagems:
Then, after that, was I an usurer,
And with extorting, cozening, forfeiting,
And tricks belonging unto brokery,
I filled the gaols with bankrouts in a year,
And with young orphans planted hospitals;
And every moon made some or other mad,
And now and then one hang himself for grief,
Pinning upon his breast a long great scroll
How I with interest tormented him.

There’s nothing like a good stage villain. You can imagine the actor taunting the Elizabethan audience, who enthusiastically booed him and threw rotten tomatoes. Boo, hiss, villain! And it turns out that Ithamore is a perfect match. When Barabas asks how he has spent his life, Ithamore gleefully replies:

Faith, master,
In setting Christian villages on fire,
Chaining of eunuchs, binding galley-slaves.
One time I was an hostler in an inn,
And in the night-time secretly would I steal
To travellers’ chambers, and there cut their throats:
Once at Jerusalem, where the pilgrims kneeled,
I strowèd powder on the marble stones,
And therewithal their knees would rankle so,
That I have laughed a-good to see the cripples
Go limping home to Christendom on stilts.

He was raised in Arabia and has served the Turks till his recent capture, so it appears Ithamore is a Muslim i.e. a) like Barabas, an enemy of Christians and b) circumcised. ‘We are villains both; Both circumcisèd; we hate Christians both.’

Scene 4 Now they are in front of Barabas’s new house and enter Lodowick to keep his appointment. Barabas lets him into the house and orders his daughter to entertain him. (In asides he whispers to Abigail to pretend to Lodowick she is in love with him, to lead him on, she protests it is Mathias she loves, Barabas orders her to do it. He plans to kill them both [Lodowick and Mathias]).

Enter Mathias and Barabas play acts that he supports his suit for his daughter’s hand but is having a hard time fighting off Lodowick. Only recently he snuck into his house to see Abigail. He tells Mathias to hide and watch. They both watch Lodowick come out of the house hand in hand with Abigail, as if in love. Mathias makes to draw his sword and kill him, but Barabas says ‘not in my house; contain your wrath; there will be other occasions’ and Mathias exists, mighty angry.

Lodowick sees him depart, asks Barabas about him, who explains that Mathias is mad with jealousy and plans to kill him (Lodowick). He encourages Lodowick’s suit for Abigail, and tells her to continue pretending to be in love with him, doing so in strongly anti-Christian phraseology, which is designed to play up the Christian audience’s stereotypes of wicked Jews, describing Lodowick as:

This offspring of Cain, this Jebusite,
That never tasted of the Passover,
Nor e’er shall see the land of Canaan,
Nor our Messias that is yet to come;
This gentle maggot, Lodowick, I mean

And as to the ‘morality’ of the situation:

It’s no sin to deceive a Christiän;
For they themselves hold it a principle,

Abigail promises herself to Lodowick – then immediately turns to the audience and shares her regret. (This happens throughout the play, it’s one of its leading features – the very high amount of speaking aside, to let the audience hear a character’s true feelings of intentions, as opposed to what they say.)

Lodowick is puzzled why Abigail looks pale and faint. His doubts vanish when he sees that villain Mathias enters and makes as if to attack him. Barabas tells him to hold and leave, while he (Barabas) sorts out the situation. Barabas then tells Mathias that he – Barabas – just saved his life from the incensed rival, Lodowick. He encourages Mathias to attack Lodowick next time he sees him.

Barabas is, as we can see, adopting the role of impresario which emerges clearly as the central role in the city comedies of a decade later, written by Ben Jonson and colleagues – in which the play itself contains a trickster figure who concocts ever-more elaborate scams and schemes to humiliate or punish other characters.

Abigail has witnessed all this and has, of course, played a lying part, deceiving Lodowick. Now she bursts into tears and asks her father why he’s setting the two young men against each other. Barabas orders Ithamore to put her in the house which he does, presumably none too gently. Then Barabas gives Ithamore a letter to deliver to Mathias, as if from Lodowick, challenging him to a duel. Ho ho ho, he rubs his hands with malevolent glee, the audience boos and hisses.

Act 3

Scene 1 The Veranda of the House of Bellamira Enter Bellamira. Who is Bellamira? A courtesan. She laments that business has dried up since the Turks besieged the island. Enter her ‘bully’, meaning either pimp or associate, Pilia-Borza, who has stolen a bag of silver from Barabas’s house, through the window. At that moment, Ithamore enters, Pilia-Borza drags Bellamira away, but not before Ithamore sees her and falls in love at first sight. In passing, he tells us he’s delivered Barabas’s fake letter to Mathias.

NOTE: Ithamore, as a slave, and Pilia-Borza, as a criminal, both speak in prose, unlike every other character in the play who speak in verse.

Scene 2 Mathias and Lodowick encounter each other in the street and have a swordfight while Barabas watches gleefully from a balcony. They kill each other. Enter their respective parents, governor Ferneze Lodowick’s father and Katherine, Mathias’s widowed mother. After initial antagonism, Ferneze and Katherine lock hands in grief, promising to bury the dead boys in one mausoleum, and to discover what drove the former friends to kill each other. Ooops. Sounds ominous for Barabas.

Scene 3 A room in Barabas’s house Ithamore is cackling over the two dead Christians when Abigail enters. Ithamore laughingly tells her that her father was responsible for the scam to fool Lodowick and Mathias into killing each other.

Outraged (and not really that upset) Abigail orders him to go fetch a friar from the nunnery. She gives a little speech which is enough time for Ithamore to go and return with Friar Jacomo. Abigail tells him she wants to enter the nunnery. ‘What, again?’ Jacomo asks. She tried it once and almost immediately left. What’s changed? She’s learned more about life, she replies.

ABIGAIL: Then were my thoughts so frail and unconfirmed
And I was chained to follies of the world:
But now experience, purchasèd with grief,
Has made me see the difference of things.
My sinful soul, alas, hath paced too long
The fatal labyrinth of misbelief,
Far from the Son that gives eternal life!

She is being positioned as the Good Jew, the one who converts to Christianity.

Scene 4 Barabas has heard that Abigail has entered a nunnery. Does she suspect him of murdering her sweetheart? What has made her betray him? Who gave him away? Ironically, at the moment Ithamore enters and, with absurd exaggeration, Barabas now calls him his only hope.

BARABAS: Come near, my love; come near, thy master’s life,
My trusty servant, nay, my second self;
For I have now no hope but even in thee,
And on that hope my happiness is built.

Ithamore begins to explain that it was he who told Abigaill about the murder plot, but Barabas, thinking he is about to defend his daughter, cuts him off and says, henceforth ‘she is hateful to my soul and me.’ Rashly and grotesquely he says he’ll adopt Ithamore as his heir.

But still his servant… He bids Ithamore fetch the pot of rice off the oven. When the servant brings it, Barabas explains that he is going to use it to poison Abigail. Yes, he now shows Ithamore and the audience a vial of ‘precious powder’ that he bought off a bloke in Ancona, which binds, infects and poisons deeply.

He sprinkles the poison powder onto the rice, mixes it in, and tells Ithamore to go and leave it in the dark entrance to the nunnery where people leave offerings when they want to be anonymous. (The reader/audience can immediately foresee unintended consequences i.e. poisonings.)

Ithamore enthusiastically sets off with the pot. As soon as he’s left, Barabas says he will pay Ithamore back, too. Ooh he’s such a bad baddie.

Scene 5 The Council House Apparently it’s a month after the first scene with the Turks, for now a Turkish envoy has arrived to tell the governor the month is up, so where’s the gold? If you remember, governor Ferneze had been encouraged to break his word to the Turks by some of the Knights and the Spaniard Martin del Bosco, and so now he tells the Turkish basso (pashaw) that he will have no tribute and defies the Turks to do their worst. They will, the basso replies and exits.

Ferneze makes a brief speech summoning the young men of Malta to war.

Scene 6 Interior of the nunnery Friar Jacomo and Friar Barnardine announce that all the nuns are sick. In fact as they enter the nunnery one appears to say that all the nuns are dead – except for Abigail, who now meets them, herself grievously sick.

Jacomo goes off and Abigail confesses to Barnardine that her greatest sin or regret is knowledge that her father conspired to set Lodowick and Mathias against each other, and she shows them papers to prove it. But she begs them not to reveal this to anyone and, as it was said in confession, they can’t. And then Abigail dies – poisoned by her father.

Jacomo rejoins Barnardine to see Abigail’s body, and confirm that the nuns are all dead. Barnardine asks him to accompany him to confront the Jew.

Act 4

Scene 1 A street Barabas is malevolently gleeful that all the nuns are dead, poisoned by him! Listen to those Christian bells ha ha ha. There’s a monastery nearby. Ithamore enthusiastically offers to poison all the monks, but Barabas says that won’t be necessary. Since they were all sleeping with the nuns, they’ll all die of grief. Ooooh, you could bottle the malevolent cynicism!

Along come the two monks, to a famous line from Ithamore: ‘ Look, look, master; here come two religious caterpillars.’ There is a clever, stylised dialogue where Bardnardine keeps trying to accuse Barabas of gross sins but Barabas interrupts him to deflect the charges with confessions of more minor sins. The most famous exchange comes at the end , famous because it was used as an epigraph to one of his own poems by T.S. Eliot.:

FRIAR BARNARDINE: Thou hast committed −
BARABAS: Fornication: but that was in another country;
And besides, the wench is dead.

But when Barnardine finally manages to mention Mathias and Lodowick, Barabas panics that his daughter confessed everything, he will be hanged for murder, and makes a panic-stricken appeal to convert to Christianity. As part of which he says some notable lines calumniating his own religion:

Is’t not too late now to turn Christiän?
I have been zealous in the Jewish faith,
Hard-hearted to the poor, a covetous wretch,
That would for lucre’s sake have sold my soul;

Which sounds like libelous anti-Semitism, but consider the context. He is sucking up to two Catholic officials, he wants to make the best possible impression. Of course he’ll tell them what they want to hear.

Anyway, Barabas makes asides to Jacomo about how much wealth he’ll give his monastery, if can make the other leave, which he tries to do but the monks end up poking and pushing each other and then break out fighting, egged on, one imagines by the audience who are thoroughly enjoying themselves.

Barabas and Ithamore part the fighting friars, and Barabas continues to promise them, separately, his bounty. Ithamore takes Barnardine into Barabas’s house, Barabas promises Jacomo he’ll have a special meeting with him that evening.

Left alone onstage, Barabas reveals his plan which is – to murder them to stop them talking about the Lodowick-Mathias con:

Now I have such a plot for both their lives,
As never Jew nor Christian knew the like:
One turned my daughter, therefore he shall die;
The other knows enough to have my life,
Therefore ’tis not requisite he should live.

Scene 2 Inside Barabas’ House Ithamore tells Barabas Father Barnardine has eaten and fallen asleep in a chair. Barabas orders him to take off his girdle and make a noose from it. They pull back the curtain of the stage’s inner room to reveal Barnardine asleep in a chair, startle him awake, slip the noose round his neck and strangle him. Ithamore is pleased that the rope left no mark on the friar’s neck.

He has an idea and they prop the corpse up against a wall holding a staff. He looks large as life. They exit the room.

Scene 3 It’s 1 in the morning. Friar Jacomo has come to keep his appointment. He spots Barnardine, apparently blocking his way, addresses him, is irritated by his silence, eventually gets angry, seizes his staff and strikes him down. At this moment Barabas and Ithamore come out the house and feign horror to discover that Jacomo has murdered his fellow friar. Ithamore makes fun of ‘these Christians’ who murder each other. Jacomo is panic-stricken. Then horrified when Barabas and Ithamore piously make a citizen’s arrest.

Scene 4 Veranda of Bellamira’s house Haven’t seen much of her, have we? She greets Pilia-Borza who returns from delivering a letter to Ithamore. She asks where he found him? At the public gallows watching the hanging of a friar (presumably Jacomo).

Now Ithamore enters. The other two greet him lavishly. Ithamore is not wrong to think they’re planning some scam. They flatter him and Bellamira feigns sexy love for him, while they try to establish how much money Barabas has, where it is hidden, and whether Ithamore will help them steal it. Yes, is his answer, but the Jew buries it secretly every night.

Ithamore is comically ready to write a letter to Barabas threatening to reveal all unless he sends him a hundred crowns. ‘Two hundred’ says Pilia. Ithamore changes it, signs it and hands it to Pilia, condescendingly, who exits.

Now Bellamira takes Ithamore’s head into her lap and calls her servants for food and to bring rich silks to dress her lover in. It is pure comedy the way Ithamore takes to this role immediately. She tells him she’s not married. He says they’ll get married and go to Greece, and then – strikingly – breaks into verse, producing a variation on Marlowe’s famous lyric, ‘Come live with me and be my love.’

Pilia returns and the Jew only gave him ten crowns. Outraged, Ithamore springs up and scribbles another letter demanding at least 500. Pilia departs. Bellamira kisses Ithamore, then takes him inside for a banquet of love i.e. sex.

Scene 5 Barabas’ house Barabas is outraged at Ithamore’s defection, and almost as much by the skinny, hacked-about appearance of Pilia-Borza, ‘a shag-rag knave’. Whining self-pity:

BARABAS: Was ever Jew tormented as I am?

At which moment Pilia appears with the new demands. More demands! Barabas adopts a wheedling tone and tries to persuade Bilia to share a meal (which he will poison) but Pilia is having none of it and simply wants the money.

Scene 6 Bellamira’s veranda Bellamira and Pilia get Ithamore drunk and to confess his role in the murder of Lodowick and Mathias, that he carried the poisoned broth which killed an entire nunnery and strangled Friar Barnardine.

Bellamira and Pilia are just agreeing between themselves that they’ll take this intelligence to the governor, when enter Barabas disguised as a French musician with a lute, offering to play love music. He has a conspicuous nosegay in his hat and Bellamira takes a fancy to it. Barabas graciously hands it over and the other three all take a deep smell of it – which is what Barabas planned, because it is poisoned.

They tell Barabas to play his lute and, as he does so, drunken Ithamore regales the other two with a series of scandalous libels on Barabas’s stinginess and personal hygiene – to each of which Barabas-in-disguise responds with angry asides to the audience. Finally Barabas can stand it no more and – still in disguised as the French musician – makes his excuses and departs.

Drunken Ithamore thinks he needs to send for one more lot of money and now dispatches Pilia, without a letter, just with a verbal threat to reveal all – then goes back inside with Bellamira.

Act 5

Scene 1 In the Council House The governor is just warning the knights that the long-threatened Turkish assault is about to begin, when Bellamira and Pilia-Borza push their way through and blurt out that Barabas is responsible for the death of the governor’s son and the dead nuns and the friar. Ferneze is inclined to dismiss them but they say they have his servant at their place, drunk: he’ll vouch for it.

Ferneze dispatches officers to fetch Barabas and Ithamore and they return approximately ten seconds later. This is theatre, a forum for entertainment not realism or plausibility. Ithamore has belly-ache (from the poison – Barabas kicks himself that he did not administer more, sooner) and readily confesses everything to the governor.

Quick-wittedly, Barabas dismisses the other three as bad witnesses, but Ferneze doesn’t buy it and tells his officers to take all four of them to the cells.

Enter Katherine who wants to know whether it’s true that ‘the Jew’ was responsible for the murder of her son. Yes, the governor tells her. Barely a minute after being taken away, an officer re-enters to say all four of them are dead! Ferneze says bury the other three, get someone to throw the Jew’s body over the wall at the Turks. Everyone exits, leaving Barabas’ corpse lying onstage.

Scene 2 Not exactly to our surprise, Barabas wakes up. He took some kind of fancy sleeping potion (actually explained to be ‘poppy and cold mandrake juice’). Now he is outside the city walls. He gets up and vows vengeance on the city, vows revenge and not in a subtle way:

I’ll be revenged on this accursèd town;
For by my means Calymath shall enter in:
I’ll help to slay their children and their wives,
To fire the churches, pull their houses down,
Take my goods too, and seize upon my lands.
I hope to see the governor a slave,
And, rowing in a galley, whipt to death.

Enter Calymath, Bassoes, and Turks to whom Barabas immediately explains who he is, why he is not a spy, and why he will help them take the town. He explains there’s a secret vault dug under the town to let streams pass under and out. He’ll lead a force of 500 along it and up into the centre of the town, surprise everyone and open the gates. Turkish leader Calyphas says: it’s a deal!

Scene 3 The next scene jumps forward to the city having been stormed by the Turks with Barabas’s help. Enter Calymath, Bassoes, Turks, and Barabas with Ferneze and Knights prisoners. As reward for his help, Calyphas makes Barabas governor of the town and says he can do what he wants with his prisoners – then exits. Barabas orders his new troops, his Janizaries, to throw the governor and his entourage in prison.

Scene 4 Residence of Barabas the governor Barabas soliloquises that he is not safe while the entire population hates him, He must be wary, ‘circumspect’.

Ferneze is brought in and, after he’s finished shouting at Barabas, Barabas surprises him by saying he plans to ‘save’ Malta. How about a plan to trap Calymath and all his men in an out-house and set it on fire? Ferneze is impressed and interested, says he will give Barabas even more wealth if he keeps his word. Barabas promptly grants Ferneze his freedom, and the shake on the deal.

Ferneze exits and Barabas reflects that he will use anyone to suit his ends. He makes what at first seems an anti-semitic remark i.e. invoking anti-Semitic stereotypes:

Thus, loving neither, will I live with both,
Making a profit of my policy;
And he from whom my most advantage comes,
Shall be my friend.
This is the life we Jews are used to lead;

But then backs it with the crucial addition – after all, this is how Christians behave:

And reason too, for Christians do the like.

So the entire play might be a monstrosity of anti-Semitic stereotyping, but Barabas makes a point of repeating that he is only behaving as the faithless Christians do.

Scene 5 Calymath and his officials have finished a tour of the ruins and the island, and Calymath is just musing on its geographical advantages when a messenger arrives inviting Calymath and his men to a grand feast, the men in a big out-house, Calymath and his officers at his house.

Scene 6 A very short scene in which we see Ferneze briefing Martin del Bosco and the Knights about the signal which will tell them it’s the moment to attack the feasting Turks.

Scene 7 Barabas is in his grand hall with carpenters as they finish some big contraption. He pays them to go and drink. In fact he hopes they drink and die. Barabas has arrived at the extreme limit of misanthropy:

BARABAS: For, so I live, perish may all the world!

A messenger arrives to say Calymath will attend the feast.

Then enter Ferneze who hands over to Barabas the sum agreed for freeing Malta from the Turks, 100,000 pounds. Barabas explains his plan: the monastery where the Turkish troops are to be feasted is mined with gunpowder; at the right moment it will be set off, the whole place blown sky high and all the Turkish soldiers massacred.

Meanwhile – Barabas explains – in this hall the carpenters have fixed it so that, at the height of the feast, at a signal Ferneze will cut a cord and the floor will part throwing Calymath and his generals into a deep pit. The Turks approach, Ferneze hides, and Marlowe makes Barabas directly address the audience. Asides are one thing but Barabas ‘breaks the fourth wall’ to boast of his ingenious evil:

A kingly kind of trade, to purchase towns
By treachery, and sell ’em by deceit?
Now tell me, worldlings, underneath the sun
If greater falsehood ever has been done?

Calymath and his entourage enter and salute Barabas up in the gallery who is guilefully greeting them when…. Ferneze steps forward from his hiding place and says he will show Calymath the trap Barabas had prepared. All this time Barabas has been up in the ‘balcony’ section of the theatre. Now, at the sound of a distant trumpet, Ferneze cuts the cord, the floor opens beneath Barabas and… he falls into the vat of boiling oil.

The amazed Turks watch Barabas writhing and screaming for help. Barabas makes a death-moment confession to all his crimes, admits he was going to massacre the Turks, and dies:

Die, life! fly, soul! tongue, curse thy fill, and die!

The Calymath rallies his entourage and says they will fly. They won’t get far, says Ferneze: the trumpet they heard was the signal for the outhouse to be blown up and the entire Turkish army liquidated. Calymath is appalled. Ferneze blames it all on the machinations of the Jew. Now he explains he will hold Calymath hostage, until his father pays the reparations necessary to restore Malta to its former state.

And the play ends on that note: the Christian governor, Ferneze has outwitted both the fiendish ‘Jew’ – seeing him come to a richly deserved end – and the warlike Turk, come out on top and won the day for Christian Malta. Hooray!

Thoughts

Obviously, The Jew of Malta is a garish and extreme entertainment, in some ways not unlike a pantomime where the audience is encouraged to boo and hiss every time the baddie comes onstage. Marlowe’s aim was obviously to create the villainest of villains, as Tamburlaine had been the most megalomaniac of rulers.

Giving him a villainous sidekick was sort of obvious, but the character of the ruthless Muslim, Ithamore, is inspired. They egg each other on to increasingly extreme outrages while the audience hiss and boo them like Alan Rickman playing the Sheriff of Nottingham in Robin Hood, and Ithamore’s scenes with fellow lowlifes Bellamira and Pilia-Borza, are very much played for pantomime laughs, including Pilia-Borza’s ridiculous sense of himself as tall and knightly when he is – according to Barabas – a gangling piece of war wreckage, and Bellamira’s absurd declarations of love.

Anyway, all this garish and crowd-pleasing comedy is why it’s not worth bothering with the play’s many inconsistencies and illogicalities, let alone considering it as a ‘moral analysis’ of anything.

The most glaring plot fault is the notion that Barabas is motivated entirely by revenge for being reduced to utter poverty… and yet by act 4 he is pretty much restored to his former position of super-wealth, having bought a house bigger than the governor’s and, as he tells the friars, once again having investments in ships bringing goods from round the Mediterranean. I.e. the real engine of his revenge has disappeared. It is a theatrical illusion, a motive which is required to quickly set the plot in motion and then just as quickly dropped.

As for the end, it is a wonderful piece of over-the-top theatrical sadism, a Hammer House of Horror, a London Dungeon level of populist, tub-thumping poetic justice, no doubt cheered to the rooftops by the very groundlings Barabas had been boasting to only minutes before.

Historical footnote – the Knights of St John and the Turkish threat

The Order of the Knights of Malta was founded in 1048, when a group of Christian merchants were given permission by the Egyptians to run a hospital in Jerusalem to care for Christian pilgrims travelling to the Holy City. The First Crusade captured Jerusalem in 1098 and the organisation running the hospital, by now called the Order of St. John of Jerusalem, expanded to provide armed escorts for pilgrims, becoming known as the Knights of the Order of St John of Jerusalem.

When the Holy Land fell to the Saracens in 1291, the Order of St John (popularly known as the Hospitallers) moved their
headquarters to the island of Cyprus, from which the order continued to protect pilgrims travelling to Palestine by sea.

The Knights bought the island of Rhodes in 1310. In 1523 the Ottoman Turks laid siege of the island and after six months, the Knights were forced to surrender but were permitted to leave Rhodes with full military honours.

Meanwhile, the island of Malta came into the ownership of the Crown of Aragon in 1282 and passed into the control of the Holy Roman Emperor. In 1530 the Emperor Charles V granted Malta to the Knights of St. John who had been forced to abandon Rhodes in 1523. From that point the order took the name by which it is most familiarly known, the Knights of Malta. These are the knights who are advising governor Ferneze in The Jew of Malta.

Malta was repeatedly besieged by the Ottoman Turks but never fell to them (as they repeatedly tried to capture Venice). It had been besieged in 1565, the year after Marlowe was born and 25 or so years before the play was performed. In 1569 the Ottomans captured Crete and in 1570 Cyprus. That said, the Turks’ seemingly unstoppable advance was stalled at the sea Battle of Lepanto, where an alliance of European powers defeated the Ottoman navy.

It’s worth pointing out that some 12,000 Christian slaves – of the 37,000 slaves chained in the Turkish galleys – were liberated during and after the battle. Not all slaves were black.

The Muslim Turkish threat to Europe was still very real during Marlowe’s lifetime. So Marlowe’s depiction of Ithamore isn’t picking on a helpless ‘minority’ but a caricature of a race who were threatening to seize control of the Mediterranean and invade Europe. It was as if, during the Cold War, a comic playwright created a fiendish Russian communist who took every opportunity to criticise and scheme against ‘capitalist running dogs’, ‘reactionary troglodytes’, ‘bourgeois pigs’ and so on.

Different values, ideologies and buzzwords – but the same basic structure that an overwhelming military threat to civilisation from the East was invoked and then neutralised through theatrical representation and, in this case, crude caricature.


Related links

  • The Jew of Malta This excellent website gives you a choice of reading the play script unencumbered by notes, or a very comprehensively annotated text full of fascinating facts.

Marlowe’s works

Turkey: A Short History by Norman Stone (2012)

I picked this up in the library to shed more light on the very early years of Anatolia, specifically on the Seljuk Turks who stormed into the old Persian Empire in the 1050s, seized the seat of the Abbasid Caliphate, Baghdad, in 1055 and went on to inflict a seismic defeat on the Byzantine Empire at the Battle of Manzikert in 1071, the equivalent – for the region – of our Battle of Hastings, which marked the decisive shift of control of Anatolia i.e. modern Turkey, away from the Christian Greeks and towards the Islamicised Turks.

On reflection it was foolish to expect much on just this one era from a book which is only 165 pages long, only claims to be a short history, and which has reached the origin of the Ottoman Turks (the 1250s) by page 23 and the fall of Constantinople (in 1453) by page 32.

The Seljuk period is skimmed over in a few brief pages and the Battle of Manzikert in a couple of brief sentences. I’m glad I had read the long, detailed account of the build-up, the battle itself, and its historical repercussions, in John Julius Norwich’s book, Byzantium: The Apogee.

Odd tone

This is an odd book. All the important dates and ideas are here, but Professor Stone comes across as a rather grumpy and capricious older fellow, who makes dated attempts at humour, and is easily distracted by historic trivia.

He takes a dismissive tone to much historical debate, a kind of urbane, pooh-poohing lofty tone. For example, he jocosely points out that Iranian schoolchildren learn that Turkish barbarians came and stormed their civilised empire, while Turkish schoolchildren learn that effete, decadent imperial Persia was revived and renewed with the strong, virile blood of the Turks. Similarly, discussing the influence of Asian tribes on the early state of Russia (in the 1500s), he writes,

The Russian princes eventually copied the Tatars, Moscow most successfully, and in 1552, Ivan the Terrible conquered the Tatar capital, Kazan, on the Volga. Nineteenth-century warhorses then presented Russian history as a sort of crusade  in which indignant peasants freed themselves from ‘the Tatar yoke’. (p.20)

‘Nineteenth-century warhorses’? I’m still not totally sure what he means by that phrase. Does he just mean boring schoolmasters, or is he also referring to the wider culture of Russian writers and journalists and thinkers etc.

He mentions the many areas or issues where the early history of the Turks is contested by historians, where there are conflicting theories – but rarely without being pretty casual, sometimes rather dismissive, or even facetious.

There is a twentieth-century claim that the early Ottomans (which is a westernisation of Osmanli) were bright-eyed fighters for the cause of Allah, itself the answer to a rather Christian-triumphalist claim that they were noble savages who had to learn everything from Byzantium, but the evidence either way is thin. (p.23)

Jocose

So all the right dates are here, along with nodding references to the main cruxes or issues of Turkish historiography – and the book does give you a good quick overview of the entire history from the Seljuks to the glories of the great Ottoman Empire (at its peak in the 1550s) and then its long decline down to the death agonies in the First World War, and then the rebirth of modern Turkey under Mustafa Kemal Atatürk.

But all conveyed in a deliberately jocose, facetious way.

The Turks had a modern army, whereas the Christians were still fighting pre-gunpowder wars, in which heavy cavalry, imprisoned in armour, charged off pretentiously after quarreling leaders had windbagged away as to who would lead. (p.27)

‘windbagged away.’ Presumably Stone thinks – or his editors suggested – that he could make the knotty and complex history of medieval and Renaissance Turkey more palatable if he slipped in wrote it in a jokey and irreverent tone.

The Pope staged a great conference in Rome in 1490 and, as in Cold War days, it attracted all manner of bores, adventurers and braggarts – poor Cem [the Ottoman sultan’s exiled brother], some stray Byzantine pretenders, a fake Georgian prince or two, men wanting money to print unreadable tracts, Portuguese waffling at length, Hungarians going on about their woes… (p.43)

Hence the ho-ho tone of much of his commentary (‘Portuguese waffling at length, Hungarians going on about their woes’) – except that it itself is heroically out of date. It reads like the jokey slang of the Just William stories, or Geoffrey Willans’ Down with Skool! books from the 1950s. Looking it up I see that Professor Stone was born in 1941, so is now 78, was around 70 when this book was published. On one level, then, it feels a bit like a repository of naughty schoolboy attitudes from the 1950s.

Turkish trivia

Not only is the tone odd, but Stone is easily distracted by eccentric factoids and historical trivia. For example, it is odd that the prelude to this short book, where space is surely a premium, spends five pages describing the German academic exiles from Nazi Germany who came, settled in Istanbul, and helped set up the world-class university there. All very well and interesting, but not really the first or most important thing which readers ought to know about Turkish history.

Once we get to his swift outline of the Turks’ obscure early history in Central Asia, it is dotted with odd explanations, for example the fact that the Italian word pastrami derives from a Turkish original which he uses to illustrate some key aspects of the Turkish language – the way it includes preposition, tenses and other information by making changes to internal vowels and adding prefixes and suffixes and structural changes (although this brief paragraph is not really very useful).

He is particularly fond of the way medieval crowns and titles have descended by historical accidents to the most unlikely descendants. Thus he tells us that, after the last crusaders had been kicked out of the Holy Land in 1291, some took refuge in highly fortified islands, such as Cyprus, the ruler of which called himself ‘King of Jerusalem’ for generations afterwards, the title eventually passing to… the Courtenay family in Devon!

Similarly, he describes the machinations by which the Sultan Bayezid (1360 – 1403) kept his brother Cem detained by various Christian powers far from the throne, until Cem died – at which point Bayezit had all Cem’s descendants murdered – except for one, who fled to the Knights of St John on Rhodes, converted to Christianity, acquired a title from the Pope and… has a chief descendant in Australia!

The book is packed with trivial pursuit factoids such as:

  • on the Bosnian-Serbian border there were silver mines Srebrenica, the town which saw massacres during the Yugoslav wars, derives from the Slavonic name for ‘silver’
  • in the Middle Ages the Black Sea was the high road for the Russian trade in furs and slaves – the present-day Turkish name for prostitute, orospu, is medieval Persian, and the central part of it denotes ‘Rus’
  • Turkish rulers hit on the idea of recruiting young boys from occupied lands (especially Greece) to the court, converting them to Islam, giving them an education and training. Some formed the nucleus of elite units within the army known, in Turkish, as the yeñi çeri (meaning ‘new soldiers’) who, over time, became known to Westerners as the Janissaries
  • The Topkapi palace in Istanbul is laid out in courtyards with elaborate pavilions known as köşk, the Turkish word for an ornate wooden mansion, smaller than a palace – which is the source of the English word ‘kiosk’

And there are lots more distracting and diverting factoids where they came from.

Contorted style

Another major feature of the book is the odd, garbled prose style. On every page he phrases things, well, oddly.

To what extent was the success of the Ottomans based on Islam, or would you read this the other way round, and say that the Ottomans were successful when their Islam was not taken too seriously? (p.7)

His prose is not incomprehensible, just oddly laid out. Stiff. Ungainly.

There is a line in Proust, to the effect that someone looks on history as would a newly born chicken at the bits of the eggshell from which it had been hatched. (p.8)

You can see what he’s getting at, but can’t help noticing how inelegantly it has been phrased.

By the mid-fifteenth century Byzantium had shrunk to the point that it consisted of just Constantinople and its hinterland. (p.29)

Or:

The Mameluks had made endless trouble for Constantinople and with their fabled riches from trade they provided an obvious target for Selim, who trundled his gunnery and Janissaries to effect against them. (p.49)

I think he means that Selim trundled his guns and Janissaries off to fight the Mameluks, with (or to) great effect i.e. his guns and Janissaries were very effective. Odd phrasing though, isn’t it? And these oddities crop up on every page. After a while I began relishing the book, not only for its ostensible subject, but also for its car-crash prose.

As early as the eighth century, Turkish mercenaries had made their appearance in Persia, in the then capital of which, Baghdad, the Caliphate reigned over all Islam. (p.18)

A personal history of Turkey

Maybe you could turn my critique on its head by simply describing this book as a personal history of Turkey, one in which Professor Stone felt released from the corsets of formal, academic history writing, to air his opinions about everything – from penpushing bureaucracies to partisan school teachers, from the absurdities of the old Eastern Europe through the tastiness of Turkish tea – all served up in an idiosyncratic style which is continually reaching for the droll and the whimsical, rather than the serious or profound.

Madrid and Ankara are both artificial capitals, without economic activity between pen-pushing and boot-bashing. (p.54)

Conclusion

So, if you’re looking for a short history of Turkey written in idiosyncratic English, which certainly covers all the bases but also includes an entertaining selection of odd anecdotes and Turkey trivia – then this is very possibly the book for you!


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The Tragedy of the Templars: The Rise and Fall of the Crusader States (1) by Michael Haag (2012)

From its title I expected this book to focus narrowly on the history of the Knights Templars, but it is much more than that.

The Knights Templar

The history of the order can be summarised thus:

The Poor Fellow-Soldiers of Christ and of the Temple of Solomon, also known as the Order of Solomon’s Temple, the Knights Templar or simply the Templars, were a Catholic military order founded in 1119 after the First Crusade had seized Jerusalem. The order was recognised by the Pope in 1139 and was active until 1312 when it was suppressed by Pope Clement V.

The Templars became a favoured charity throughout Christendom and grew rapidly in membership and power. Templar knights, in their distinctive white mantles with a red cross, were among the most skilled fighting units of the Crusades. Non-combatant members of the order, who formed as much as 90% of the order’s members, managed a large economic infrastructure throughout Christendom, developing innovative financial techniques that were an early form of banking, building its own network of nearly 1,000 commanderies and fortifications across Europe and the Holy Land, and arguably forming the world’s first multinational corporation.

The Templars were closely tied to the Crusades so that when the Holy Land was lost, support for the order faded. Rumours about the Templars’ secret initiation ceremony created distrust, and King Philip IV of France – deeply in debt to the order – took advantage of this distrust to destroy them and erase his debt. In 1307, he had many of the order’s members in France arrested, tortured into giving false confessions, and burned at the stake. It was under pressure from King Philip that Pope Clement V disbanded the order in 1312. (Wikipedia)

From that time to the present day rumours have swirled around the Templars, and I have met conspiracy theorists who think that the tentacles of the transnational organisation they founded persist to the present day, and underlie modern banking/wars/global inequality.

Deep history, revisionist history

So much for the order itself. What is surprising about Haag’s book is the extreme thoroughness with which he presents the deep historical background for the crusades themselves, a history so deep it goes back before the founding of Christianity, and covers the conquests of Alexander the Great (333 to 323 BC), the rise of the Roman Empire, the fall of Rome to the barbarians, the endurance of the Byzantine empire, the rise of Persian power, and then the eruption of militant Islam into the Middle East in the 630s.

And the reason he goes back to such an early period is because…

Haag presents the entire crusading enterprise in a radically revisionist light

The politically correct, modern view of the crusades is that they were a racist, orientalist, unjustified, colonial attack by rapacious, cruel and undisciplined European armies, motivated solely by greed and personal aggrandisement, against the peace-loving Muslim world upon whose civilians (and even local Christian populations) they perpetrated grotesque massacres.

By going so very far back into the deep pre-history of the crusades Haag aims to present us with the broadest possible historical context for them, a perspective which then forms the basis of his drastic reinterpretation. Thus he claims that:

1. At the time of the First Crusade the majority of the population of Palestine was Christian – so the crusades weren’t an attack on a majority population of Muslims, but an attempt to rescue the majority population of the area from subjugation by alien oppressors. He quotes a young Islamic scholar Ibn al-Arabi who stayed in Jerusalem from 1093 to 1096 and wrote that, four and a half centuries after the Muslim conquest, Jerusalem was still a predominantly Christian city, as was Palestine generally:

The country is theirs [the Christians’] because it is they who work its soil, nurture its monasteries and maintain its churches. (quoted on page 88)

2. Because it was not the Christians, but the Muslims who were the outsiders and conquerors – erupting into the Levant in the 7th century and imposing a violent, racist, imperialist ideology on the native inhabitants of the region over the next few hundred years.

You can see how that is completely opposite to the self-hating, anti-western narrative most of us are used to. Haag goes back to the start of the Christian era to show that:

  1. The entire Mediterranean basin, from the south of Spain through Italy and Greece on to Anatolia and the Levant, then around Egypt and along the whole coastline of North Africa to Ceuta opposite Spain – this entire region was part of the Roman Empire.
  2. Christianity did not spread via the sword; the exact opposite, for its first three centuries (from Jesus’ execution in 33 AD to the Emperor Constantine decriminalising Christianity in 312) Christianity spread like wildfire around the Mediterranean empire despite the violent and cruel attempts of the Empire to crush it. Christianity was not a religion of the sword but of proselytising and persuasion, which despite all efforts to stamp it out had nonetheless become the de facto religion of the Empire by the mid-350s, and was officially made the state religion by the Emperor Theodosius in the 390s.
  3. With the result that, from around 400 to around 700 AD, the entire Mediterranean basin formed one unified Christian civilisation.

The extent of the Roman Empire under the Emperor Trajan in 117 AD

The invaders were the Muslims, who erupted from Arabia in the 650s and quickly overran Persia and the Levant, then spread along North Africa, crossed the Straits of Gibraltar and pushed up through Spain, crossing the Pyrenees and raiding half way-up France until stopped at the Battle of Tours in 732. From about 718 onwards, various Christian princes and armies began the very long, slow process of reconquering Spain for Christianity – the so-called Reconquista – which was only completed in 1492, over 700 years later.

The spread of Islam 622 to 750

Meanwhile, Muslim armies continued pushing eastwards into Persia and on towards India, and north and west through Anatolia towards the embattled centre of the Eastern Roman Empire, Constantinople, which they were only prevented from capturing by a series of heroic stands by succeeding Byzantine emperors.

During the 800s and 900s Muslims also seized the islands of Cyprus, Malta, Sicily (842) and the Balearic Islands, using them and ports along the North African coast as bases for pirate raids on Christian ships and ports. They even attacked the heart of Christendom in the West, the city of Rome, in 846, when Muslim raiders plundered the outskirts, sacking the basilicas of Old St Peter’s and St Paul’s-Outside-the-Walls, and were only prevented from entering the city itself by the sturdiness of the Aurelian Wall. In 849 another Arab raid targeted Rome’s port, Ostia, but was repelled.

This, then, was the broad – and often ignored – context for the crusades. Christian Europe was, in effect, under siege from extremely fierce warriors motivated by an ideology which aimed to suppress or wipe out all traces of Christian civilisation.

Haag goes on to make key points about the new Muslim overlords of the conquered areas:

1. The Muslim rulers generally despised agriculture and manual labour. In all the Mediterranean lands they conquered they saw themselves as a warrior élite whose fierce ideology justified them in subjugating the native inhabitants who were overwhelmingly Christian in culture and belief. The native Christians and Jews (in Palestine, particularly) were subject to punitive taxes, unable to worship openly, forbidden to repair their churches or synagogues and, in some periods, forced to wear specific clothes or even branded to indicate their lowly serf status.

2. The call for Christians in France and Italy – the ‘West’ – to come to the aid of their fellow Christians in the newly-occupied lands were not new to the 11th century (when the crusades began). Throughout the 800s, 900s and 1000s came repeated pleas for help from Spain, from the imperilled emperor at Byzantium, from Christian leaders in Alexandria and Jerusalem – pleas to be liberated from semi-slavery, from the Muslim desecration of Christian holy places, and the destruction of churches and synagogues. From the suppression of the original Christian culture and belief of the native inhabitants.

Of the five original patriarchal seats of the Roman Empire – Rome, Constantinople, Alexandria, Antioch, and Jerusalem – by the 1050s Alexandria, Antioch, and Jerusalem had fallen into Muslim hands, and – as mentioned – Constantinople was under permanent threat.

In other words, seen from this deep historical perspective, it is not the Christians who were the aggressors. Christian armies didn’t march on Mecca and Medina and occupy them and tear down their holy places and plunder their treasures and force the native inhabitants to wear special markers on their clothes or even to be branded. Christian armies have never attacked the holy places of Islam.

But Muslim armies had by the 800s:

  • conquered Alexandria, the great centre of Christian learning
  • Jerusalem, where Jesus was tried, executed and rose from the dead
  • Antioch, home of the first Gentile Christian church and where the term ‘Christian’ was first used
  • and Constantinople, explicitly founded as the new, Christian capital of the Roman Empire

For Haag, then, the crusades are the precise opposite of a colonial Western attempt to conquer peace-loving Muslims; they were an attempt to recover authentically and originally Christian lands, shrines and holy places which the Muslims had seized and whose majority Christian populations the Muslims were oppressing.

Haag makes further arguments.

Jerusalem not a Muslim holy city

By going back into the deep history he shows that Jerusalem was, for centuries, not the Holy City for Muslims which is it now generally seen to be. It is so now because the tradition grew up that the city was the location of the Prophet Muhammad’s Night Journey. Just to be crystal clear, I’ll quote Wikipedia on the subject of the Night Journey.

The Isra and Mi’raj are the two parts of a Night Journey that, according to Islam, the Islamic prophet Muhammad took during a single night around the year 621. Within Islam it signifies both a physical and spiritual journey. The Quran surah al-Isra contains an outline account, while greater detail is found in the hadith collections of the reports, teachings, deeds and sayings of Muhammad. In the accounts of the Isra’, Muhammad is said to have traveled on the back of a winged mule-like white beast, called Buraq, to ‘the farthest mosque’. By tradition this mosque, which came to represent the physical world, was identified as the Al-Aqsa Mosque in Jerusalem. At the mosque, Muhammad is said to have led the other prophets in prayer. His subsequent ascent into the heavens came to be known as the Mi‘raj. Muhammad’s journey and ascent is marked as one of the most celebrated dates in the Islamic calendar.

But Haag points out that the sura in the Koran which is the basis of this belief in no way mentions Jerusalem, but simply refers to ‘the farthest mosque’ or masjid.

Glory to Him Who carried His beloved by night from the Sacred Masjid to the Furthest Masjid, whose precincts We have blessed, to show him of Our wonders! He it is Who is All-Hearing, All-Seeing![Quran 17:1 (Translated by Tarif Khalidi)]

In Haag’s view, the tradition that Muhammad’s flight took place from Jerusalem was created after Jerusalem was conquered by the Muslims. He describes in detail the career of Muslim warrior Abd al-Malik Ibn Marwan, who built the al-Aqsah mosque (which became known as the Dome of the Rock) in Jerusalem in order to promote and aggrandise his achievements, and in deliberate competition with the large Christian Church of the Holy Sepulchre.

But, as Haag highlights, the carved inscription inside the al-Aqsah mosque in which al-Malik claims credit for building it (and which also threatens Christians and Jews with dire punishments unless they obey their Muslim overlords), and which is also one of the earliest written records of a text from the Koran – this inscription nowhere mentions the Night Flight. Thus, in his view:

Far from commemorating the Night Journey, the Dome of the Rock seems to have generated the tradition. (p.34)

The point of this section is that Haag is seeking to undermine or question what most historians (and ordinary people) tend to take for granted, which is that Jerusalem was a Muslim Holy City at the time of the Crusades.

Not so, claims Haag. It certainly had been a Jewish and then a Christian Holy City – it had been founded by Jews and was the centre of their world for a thousand years before the Romans arrived, and it was where the Jewish heretic and/or Son of God, Jesus, was crucified and rose again and preached to his disciples before ascending into heaven, which makes it pretty obviously holy to Christians, too.

But for the Muslim rulers it was, at least to begin with, just one among numerous ports and trading centres in the Levant, with no particular strategic significance in itself, but with the notable perk that – as a destination for European pilgrims could be heavily taxed – it was a useful profit centre.

Saladin not a Muslim hero

In another reversal of the usual story, Haag points out that Saladin (An-Nasir Salah ad-Din Yusuf ibn Ayyub), the legendary opponent of Richard the Lionheart during the Third Crusade (1189 t o1192), was not an Arab at all but a Kurd, who spent more time fighting against his fellow Muslims than against Christians.

For years before he finally took Jerusalem, Saladin fought Muslim rivals in Egypt and Syria in his efforts to found a new dynasty, the Ayyubid dynasty. Above all, Saladin aspired to supersede the Abbasid caliphate based in Baghdad and his seizure of Jerusalem was, for him, a great propaganda coup.

Thus if Saladin fought the Crusaders it wasn’t as part of a high-minded general Muslim resistance; it was as part of his attempts to gain kudos and respect in the Muslim world in order to reach his deeper goal, the establishment of his own dynasty, achieved through what Haag calls ‘an imperialist war.’ In fact, the core of the Muslim world, the caliphate based in Baghdad, hoped the Christians would defeat Saladin and thus remove this troublesome usurper.

Summary of Haag’s argument

In the section about the Night Flight, in his passages about Saladin, and in numerous other ways throughout this book, Haag sets out to counter the politically correct narrative and to show that:

  • the crusades were not a violent attack on the Muslim Holy City of Jerusalem because it was not in fact a genuine Muslim Holy City, not in the same way that Mecca or Medina were
  • the majority population of the Middle East was not Muslim, but Christian and Jewish
  • that the imperialists in the story were not the Europeans, but the conquering Muslims who (as he vividly shows) at various times massacred the native Christians and Jews (who had both been living there far longer than the Muslims) or imposed all kinds of restrictions on them – forbidding them to practice their religion in public, closing churches and synagogues, mulcting them for money, and making them wear special clothes, or even branding their skin

Which leads up to Haag’s claim that the Crusader States, far from being the oppressive intervention of Christian outsiders, were a rare period when the majority Christian population of Palestine had something approaching local rule, representing local interests.

These are the big, thought-provoking points Haag makes before he even gets to the origins of the Templars.

The vital role of Constantinople

It’s not the main focus of Haag’s book but, covering the Dark and Middle Ages in the East as he does, his narrative can’t help bringing out the way that Constantinople/Byzantium again and again and again proved a bulwark protecting the rest of Europe from the marauding Muslims.

Prompting the reader to reflect that, if Constantine had not happened to win the Battle of the Milvian Bridge in 312 (the battle in which he defeated his main rival to the throne and thus became Emperor of Rome), and if Constantine had not become convinced of the power of Christianity – he would never have decided to create a new capital in the East and commissioned the mighty new city which came to be known as Constantinople. And this city and its outlying territories and warrior population would not have gone on to become Christian Europe’s main bulwark and protection against invading Muslims for eight hundred years (from the 600s until its fall in 1453).

And so, if it had not been for this sequence of fortunate events, might not the whole of Europe – and so its later colonies like America, Australasia and so on – not all now be Muslim?


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