Arrival and Departure by Arthur Koestler (1943)

Warning: This review contains disturbing content about sexual violence and the Holocaust.

Arthur Koestler, a potted biography

Arthur Koestler was born to a Jewish mother in Budapest, capital of the Hungarian part of the the Austro-Hungarian Empire, in 1905. So he was 14 when the short-lived Hungarian communist government of Bela Kun seized power in 1919 and Koestler later remembered his teenage high hopes for it and for a better future. The Bela Kun regime was crushed and replaced by the authoritarian rule of Admiral Horthy, but Koestler retained that youthful idealism

Koestler became a journalist and travelled widely in the late 1920s and early 1930s, reporting from the Soviet Union, Palestine and Germany, for a variety of German newspapers. He joined the German Communist Party in 1931.

In 1936, early in the Spanish Civil War, Koestler got access, as an accredited journalist, to General Franco’s headquarters and gathered evidence of the support the regime was getting from Nazi Germany and Fascist Italy, which was published, a great scoop at the time. This and other experiences were incorporated into his book Spanish Testament.

On a second trip in 1937, Koestler was caught in Málaga when it fell to Mussolini’s troops, was arrested, and convicted for spying because of the revelations from the Franco HQ. He was sentenced to death and from February to June 1937 he was imprisoned in Seville under sentence of death.

Quite an experience, which he also wrote about in Dialogue with Death. Eventually he was released in a prisoner exchange for the wife of one of Franco’s favourite flying aces.

Koestler moved to Paris where in 1938 he completed The Gladiators, a novel about the rising of ancient Roman slaves under Spartacus. The same year he quit the Communist Party and began writing the novel he’s most famous for, Darkness at Noon. His then girlfriend, English sculptor Daphne Hardy, translated Darkness at Noon from German into English and smuggled it out of France when she left ahead of the German occupation (June 1940).

Koestler’s life story is extremely colourful. First he was arrested by the French authorities in late 1939 and held in a French internment camp as an enemy alien. He described this experience in the hastily written memoir Scum of the Earth. He was eventually released at the request of the British authorities and as the result of intense lobbying by Hardy.

But how to get out of France without official papers, which the sclerotic French bureaucracy wouldn’t give him because he was ‘an enemy alien’? Koestler came up with a mad scheme. On the very day the French surrendered to the invading Germans, in May 1940, Koestler joined the French Foreign Legion in a desperate expedient to get out of the country.

He was accepted, trained and packed off to North Africa where he promptly deserted, made his way to Lisbon and so by boat to Britain. However, because he arrived without an entry permit, Koestler was again imprisoned.

Surely the only major writer to have been imprisoned in three different countries.

Koestler was still in prison when Daphne Hardy’s English translation of Darkness at Noon was published in Britain in early 1941 to great acclaim. This, and influential friends, helped get Koestler released from prison and he immediately volunteered to fight for the British Army, serving 12 months in the Pioneer Corps.

In March 1942 Koestler was assigned to the Ministry of Information, where he worked as a scriptwriter for propaganda broadcasts and films. During his spare time he wrote Arrival and Departure, the third in what had now become a trilogy of ‘political’ novels that began with The Gladiators and continued with Darkness at Noon.

Arrival and Departure

Although Darkness at Noon is transparently about the grotesque show trials which Stalin organised in the Soviet Union to discredit and liquidate all the old Bolshevik leaders who could be a threat to him, a striking feature of the book is that it nowhere actually mentions Russia, the Soviet Union or Stalin, preferring to use generic terms such as ‘the Party’ or ‘Number One’.

Clearly, Koestler felt there was value in trying to generalise the experience he was describing. Presumably the same wish not to be tied down by details and specifics underlies his approach in Arrival and Departure which continues to use some of the same generic terms.

Arrival and Departure is arranged in five parts which also bear very general titles.

Part 1: Arrival

The book opens mysteriously with an unnamed male protagonist leaping from the deck of a ship carrying a waterproof bundle. He swims to the anchor chain of the large ship, a cargo ship, the Speranza, which he’s been stowing away in while he orientates himself. He’s been hiding in the cargo hold for fifteen long days and nights. Now he can see a shoreline not too far away and swims towards it, eventually hitting the sloping shoreline and walking up through the waves onto the beach. He hides in one of the long row of bathing huts. His nose has been broken, his two front teeth smashed. His body has cigarette burns at various places (we later learn there are three: on one heel, behind one knee and on his penis), the result of torture. He is 22.

On the beach were sandcastles made by children. One of them carried a little toy flag, the flag of ‘Neutralia’ – so that’s where he is. Hidden in the beach cabin he weeps with relief.

Next day, things feel very relaxed. His clothes have dried overnight, it is very bright and sunny, he walks into town along a road lined with palms, there’s a square, he manages to change some of the money he had in his bundle, sits at a cafe table and orders a slap-up breakfast.

A family sitting nearby recognise him. They’re waiting to get visas to move on. So are friends. They tell him where the consulate is. As he walks on people recognise him. We learn from a woman in a queue that his name is Peter Slavek, he was a leading figure in the Party, and was arrested. Her husband mutters it’s best not to remember anything. Nonetheless the woman remembers that ‘they’ broke his nose, smashed his teeth out and extinguished cigarettes on his body. ‘He was the hero of our generation’.

Another woman, Dr Sonia Bolgar, watches Peter pass. She tells her companion Peter’s mother was a friend of hers. She thought ‘they’ had shot him. She says an accident happened in his family when the boy was just five and he has blamed himself ever since. He was a star student at the university, joined the party and was arrested a couple of times.

The combination of extreme heat (‘blazing street’, ‘hard glare’, ‘the sun was like a furnace’) and tropical fruit in the market stalls Peter passes made me wonder if it’s set in a North African colony. The waiter and others speak French, so a French colony – Tunisia, Morocco, Algeria.

Peter walks to the consulate and tries to persuade the officials that he wants to enlist in their army. Their country is at war. The official (incongruously named Mr, not Monsieur, Wilson) accepts Peter but shrugs and says it’s for ‘the authorities at home’ to decide. The problem is Peter comes from a nation which is an ally of the country the country he’s in is fighting. (Hungary? Allied with Nazi Germany? against France?) Mr Wilson says he’ll see what he can do but off the record suggests he tries the American consulate.

He sees Nazi posters in the shops but, in line with the ‘allegorical’ approach, the posters which describe a New Europe dominated by a newly arisen Central Power, under its stern-faced leader – neither the country nor leader are actually named. Walking on Peter comes to another shop window which shows photos of the New Nation’s opponents, led by their king and a cabinet minister in a bowler hat who flashes a V sign.

Peter bumps into the couple who discussed him earlier. He refers to the man as Comrade Thomas. They were both once part of the Movement. But the Movement has tacked and veered and changed directions so many times it has strangled itself. Presumably he is talking about the Soviet Union and the staggering impact it had on communists around the world when Stalin abruptly announced the Nazi-Soviet Pact of 23 August 1939.

He had thought it would be so easy. Stowaway. Get to a safe destination. Find the consulate. Volunteer for their army. Be greeted with open arms, taken right in, given somewhere to sleep and papers. But no. None of that. He’s out walking the blazing hot streets, rejected with officialdom, with nowhere to stay and no papers.

By about this stage I realised it’s CasablancaCasablanca for intellectuals. There’s an extended community of refugees from all over Europe

Part 2: The Present

Five weeks later, Peter is in the queue at the American consulate. Dr Sonia joins him. He is evidently feverish and weak. She realises he is starving, making one loaf of bread last four days. She takes him back to her flat, feeds and washes him, and he moves in. It isn’t a sexual thing. She is huge (her size is repeatedly emphasised) and was a friend of his mother’s i.e. twice his age.

Sonia is a practising psychotherapist. Half the refugees in town come to her for advice and comfort, even representatives of ‘the other side’. The young woman Odette often comes to visit and the two women make it plain they expect Peter to leave.

Over the coming days Peter slowly falls in love with Odette, well, develops a one-sided obsession with her.

One day she calls round when Sonia is out, one thing leads to another, she gets up to walk out, he slams the door shut, she struggles, he grips her, they stumble to the floor and in a red mist he rapes her. I didn’t see that coming.

Peter doesn’t acknowledge the enormity of what he’s done, he insists that he loves her while the raped woman remains in a foetal position on the sofa facing the wall, crying.

But after a while of Peter pleading, Odette loses her temper and tells him to shut up. He holds her hands and insists that he loves her and after a while she stops crying and start commenting sarcastically on this so-called ‘love’, on men and their brutish ways, how they beat a woman down, bullying and nagging until she eventually says, ‘After all – why not?’ And as he lowers himself towards her again, she says that to him: ‘After all – why not’, indicating her self-abandonment. Athough she adds: ‘But don’t hurt me this time.’

For ten days he lives in a sensual paradise, absolutely head over in heels in love. Every day he spends at Odette’s room in a her boarding house, they have sex, then laze around chatting, then get dressed and go for mussels and local wine at a harbourside restaurant. Paradise. On the tenth day he knocks and immediately sense the flat’s emptiness. Inside it has been stripped bare. A note on the table says she got her visa, had a place booked on a ship and has left.

Part 3: The Past

Peter undergoes a complete nervous collapse. He can’t walk. He has deep dreams and waking hallucinations. Deliriously he thinks he’s flying a fighter plane. He has snapped. Sonia calls Dr Huxter who does a thorough physical. Nothing wrong. It is mental. Huxter describes himself as ‘an old Jew’, ‘a general practitioner of the old school’, and is sceptical of Dr Sonia’s depth therapy methods, in fact he sees her as a huge beast, Leviathan from the Bible, dabbling in arcane and unhealthy powers.

Peter is delirious for three days. When he comes out of it he is very weak. Big Sonia nurses him but also does therapy. In his delirium he repeated a psalm about Jerusalem. Now he remembers an incident from his childhood when the family had a pet rabbit, and he overheard the cook say they were going to eat it, and he decided to save it, and his mother repeated the psalm and the little boy picked up the word Jerusalem and applied it to the rabbit and knew that, so long as he thought about Jerusalem the rabbit would be safe. But one day at the park he saw a little girl his age by the pond and fell in love with her and forgot all about Jerusalem, When he got home hungry he wolfed down the chicken stew and only then did the family cook (it was that kind of bourgeois family) tell him it was rabbit stew. He vomited.

Now he remembers that story.

But much worse follows. Suddenly, from pages 78 to 87 he gives a detailed account of the time he was taken out of prison and sent (by mistake it turns out) on a mixed transport, a long train of cattle trucks which included ‘Useless Jews’, women who’d been selected to become prostitutes for Nazi officers, and gypsies who were going to be sterilised.

Only a few pages ago we were reading about the sensual bliss of being young and in love. Now Koestler delivers a really stomach-churning account of how the journey takes days, each truck too packed for people to sit down, then all treading in each other’s excrement, before they are parked in a siding by a disused quarry and here, his truck load watch the ‘Useless Jews’ be forced along a corridor of guards and up steps into removal-type vans which have airtight doors, and in which the Jews are gassed to death in batches.

It takes all afternoon and long into the night, and in their cattle trucks and then as they are hustled along to the vans, the Jews sing, sing defiantly, a song about the return of the Messiah as they are led to be murdered.

Then the scene switches: Peter describes being caught. He was distributing leaflets for the Movement in a working class area near a mill when cops spotted them and gave chase. His three colleagues fell behind, but Peter made it to the main street, jumped on a tram, switched to a bus, made it home to the apartment where he lived with his poorly mother and the maid, a peasant girl. Later the same day, three detectives arrive. The take the place to pieces, ripping open pillows and cushions and sofas, smashing lamps, breaking chairs, looking for evidence. Then they take him away, handcuffing him and punching him in the face. It was the last time he saw his mother.

Peter explains the arrest was nothing to do with the leafleting. It was because he was on the executive committee of ‘the Movement’ at the university.

He is taken in to be questioned by the legendary interrogator, Raditsch, in his deep-carpeted interview room. Raditsch is a burly peasant who has risen to the top of his career. He disarms Peter by revealing he knows all about his career, and knows the identities of half the members of the Movement, who the authorities are about to arrest. He explains that this country will never go communist because it is a land of peasants. Raditsch understands them, he came from a peasant family.

Worse, Raditsch then proceeds to enumerate the failings of Marxism during which it becomes clear that he knows and understands its theory, history and practice fact better than peter does. Raditsch is familiar with Rosa Luxemberg’s arguments with Bukharin, with the shortcomings of the labour theory of value, he explains to Peter how the theory of working class consciousness is based on an inadequate theory of psychology (p.100).

In other words Raditsch quietly and confidently strips Peter of all his intellectual and organisational protection. Then he gives him thirty seconds to confess, thirty seconds to avoid being taken away and tortured and puts his pocket watch on the table and they both watch the second hand tick round.

At the end of 30 seconds Peter has kept silent and so with a sigh Raditsch orders him to be taken away, down stairs, along a corridor and into a room with six strong men dressed in black who in a friendly ungrudging way proceed to beat him black and blue, breaking his nose, smashing his face, stretching him across a table and whipping him with some metal implement that makes it feel like his body’s been cut in two. He screams, he wets himself, he shits himself, his face is covered in blood and tears and snot, he passes out.

All this is in flashback. Peter pieces together the scene over a series of sessions with Sonia, who sits quietly and rather formally, apparently doing her knitting, only occasionally asking a question to prompt Peter, to help him over a bump in the road.

All kinds of mental images and memories and layers overlap and interpenetrate. For example, Peter explains that despite the most outrageous torture he refuses to ‘confess’ not because of Party discipline, he’s long forgotten the Movement, it’s something deeper, a sense that he has already betrayed the Party with a thousand little mental infidelities and witholdings, which he’s told Sonia about. On page 119 he makes a list for Sonia of all his betrayals, starting with feeling guilty about getting away after the leafleting episode when his three comrades were captured, for breaking his mother’s heart, for being powerless to help the Jews as they walked off to be gassed, working backwards through a long list of excuses for guilt.

Anyway, the text gives a very detailed description of the four days of intense torture, beatings, whippings, waterboarding and bastinado that he received, very detailed and stomach-churning, not for the faint-hearted.

But all this is only really preparatory to Sonia’s psychotherapy. Peter was to emerge as a hero for the Movement, a legend because he didn’t break under torture. But he had nothing to confess because in his heart he had already betrayed everyone. It is the root of this guilt which Sonia is really interested in, she calls it his Christmas tree of guilt on which he has spent his life (he is now 23 years old) hanging all kinds of decorations. Backwards she goes through his memories till we reach the real bedrock.

When he was five he was playing half-maliciously with his younger brother in a disused rowing boat by the sea on a family holiday, when they both tripped and fell forward and his little brother’s eye was impaled on a rusty rowlock, permanently blinding him. But even that isn’t it, because digging deeper we learn that aged just three he remembers reaching into the cot of the little baby, the newcomer who had taken everyone’s love and affection away from him. Not long before a beloved toy of his, a teddy bear, had been taken away supposedly because its eyes had fallen out. Now, aged just three, little Peter thought that if he put the eyes out of the screaming baby it, too, would be taken away and he would be restored to the centre of his mother’s love. He was disturbed in the mere beginnings of the attempt, but the memory of the murderous impulse remained with him, and when the accident in the rowing boat happened he was stricken, because it felt like his murderous wish had come true.

And for the whole of the rest of his life, he had sought pretexts and excuses for blaming himself for everything. Feeling guilty at the way the cops trashed his mother’s apartment, feeling guilty about his comrades being arrested – these are just decorations on the really deep, swarming, brooding feeling of worthlessness and guilt pullulating at the core of his mind. As Dr Sonia says:

‘The hardest sentences are those which people inflict on themselves or imaginary sins.’ (p.97)

Peter’s nightmares disappear. His leg begins to move again. His fever goes. He feels calm and awake. He is cured.

And not only cured of his personal demons. He had joined but then abandoned the Movement, disillusioned, but these complicated personal motivations, the memories, the guilt and the cataclysm of the torture, had kept him tied to it. Now he has exorcised both chains which held him back.

That was over. He was cured; never again would he make a fool of himself. He was cured of his illusions, both about objective aims and subjective motives. The two lines had converged and met. No more debts to pay, no more commands to obey. Let the dead bury their dead. For him, Peter Slavek, the crusade had come to an end. (p.128)

Outside of Freud’s own case studies, I think this is the most extended, detailed and compelling account of a psychotherapeutic cure of neurosis I’ve ever read.

Part 4: The Future

Just as he fell ill, Peter had received a letter to go see Mr Wilson at the Consulate. There he received the papers he needed to apply at the American consulate for permission to emigrate. Now he has been given permission to travel to the United States, and immediately visits a travel agency and books a berth in a ship sailing from Neutralia to the US in three weeks time.

Sonia has left on a boat to the New World. He stays on in her flat. He is in limbo. She has exorcised him of the past, but the new world has yet to begin. This part is made up of scattered scenes set against his mounting anticipation of boarding the precious ship.

By far the most interesting is the long scene (pp.136-151) where ‘Bernard’ drops by to collect some books he’d loaned Sonia. Peter politely lets him in and their conversation immediately turns into a schematic confrontation. Bernard is a Nazi (nobody uses that word, but that’s what he is), a fervent Nazi, a believer that it is Germany’s destiny to carry the next stage of human evolution which will sweep away all traditions, parliaments and liberal notions of individual liberty, it will sweep away old nations and national boundaries and usher in a world built entirely on the rational use of Europe’s resources for a racially purified population.

There’s much more to it than that. Bernard skewers the compromised motives of all the upper-class university-educated liberals who claim to be one of the ‘workers’, while many of those ‘workers’ actually flocked to the Nazi party because they wanted a way out of their proletariat destiny. He accurately describes a lot of revolutionaries as neurotic middle-class mummy’s boys. They argue back and forth about the legacy of the French Revolution. Bernard puts the view that the Thirty Years War set back German nationhood by 150 years, but this means she is coming to the notion of nationhood completely new and unshackled by nineteenth century ideas, free to create a new future for all mankind.

What’s vivid and exciting about this passage is the plausibility of much of what he says – about the bankruptcy of old economic systems, the ineffectiveness of old parliaments, and the vigour of new scientific discoveries and technologies, not least genetics and selective breeding. If of plants, why not of humans? And when he goes on to explain how similar the Soviet Union is to Nazi Germany, particularly in their totalitarian systems designed to crush individual liberty in the name of a greater social good, Peter is uncomfortably aware of the similarities and overlaps.

There are other short sections. Peter has a drink at a cafe with Mr Taylor from the Consulate who introduces him to ‘Andrew’, a young man who’s been horribly burned flying planes during an early phase of the war, and his face reassembled with skin grafts from other parts of his body, with grotesque results. Worse, Andrew is cynical about people’s motives for fighting. Everyone feels guilty about someone else who is doing more, is closer to the action, is more at risk, he says. Maybe this four-page section is a coda to the de-guilting of Peter during the psychotherapy scenes.

Peter dreams dreams. The book is full of dreams. Before his therapy, they were anxiety dreams and nightmares. During his therapy they are hideously vivid memories of torture, guilt and self-hatred. After his therapy he continues to have them but they are now diffuse and mysterious.

He dreams of reuniting with Odette. Her letter to him, the one explaining that she’d abruptly left with no goodbye, had left it open whether he wanted to follow her, be reunited with her. Now he is obsessing about that possibility, he dreams of her and her naked body.

Cleaning out the drawers on his last few days before leaving he comes across a fragment of letter written from Odette to Sonia which strongly hints that they were lesbian lovers. He’d sort of guessed that from the way he had to leave the flat every time Odette came round but, it exacerbates his uncertainties about leaving (p.166).

Bernard drops by for another brief fascinating exchange in which he makes the telling point that Marxism has preserved the class divisions of the nineteenth century in aspic and brought them into the 20th, where they are utterly irrelevant. His movement on the other hand is more dynamic and fluid. Nobody can deny that large sections of the so-called working classes have gone over wholesale to the fascists while, conversely, a lot of the upper-class intelligentsia have gone over to communism. In short, a class-based analysis is hopelessly out of date for modern conditions. Bernard is badgering him because he wants to recruit him to work for ‘them’ in America. He drops the bombshell that he will be sailing on Peter’s ship (the Leviathan).

On the day of departure Peter arrives early, is checked on board and dismayed to discover how cramped Third Class quarters and the pitiful lower deck promenade. To cover his anxiety he drinks two bottles of wine for lunch and passes out in a deckchair. When he regains consciousness, it is to discover the deck heaving like a Bank Holiday crowd. He looks up just in time to see Bernard walking up the gangplank and waving down at him. He bursts free, goes down to his hot sweaty cabin and feels like throwing up. Through the porthole he sees a former party member, Comrade Thomas and his wife and Ossie (!) the comrade he thought had been caught by the police at the leafleting fiasco.

Suddenly he feels morally sick. He rushes out the cabin, up the crowded staircases, across the deck to the gangplank and, as the final hoots of the enormous funnel sound above him, safe onto shore, runs to the ticket booth (empty) and then runs runs runs back into the city.

He runs all the way to Mr Wilson’s office. The latter is disappointed to see him but not altogether surprised and happens to have a military man visiting. On the spot Peter manages to volunteer to fight, to fight the enemy. He walks back into the city enormously relieved. Sometimes decisions just have to be taken. Maybe he is motivated by romantic idealism. But if, like him, you have seen the Jews being herded towards the gas vans in the name of a shiny new technocratic Europe, then it behoves you to take up arms against it. When he had joined the Movement, he hadn’t been fully aware of his motives, which were largely personal. Now he is aware of his motives, which are just as flawed and personal but it is a fully conscious decision.

Peter has been writing short stories. In the last few days before he’s called up he writes a short story about the Last Judgement. It is a very powerful fable, very impressive. The Last Judgement is the nightly court of the unconscious which we are all called to and to which we must all return every night of our lives.

Part 5: Departure

The novel concludes with a five-page envoi (‘an author’s concluding words’). Peter is driven to an English RAF aerodrome, shown into officers quarters, introduced to his pilot, given a cup of tea. He waits. In the other room the pilots are playing ping-pong. He is being parachuted into enemy territory. He just has time to finish a hurried letter to Odette telling her he will lover her always. then the pilot appears and it is time to go.

Some hours later he jumps out of the plane and into the night just as he did at the start of the novel when he jumped from the deck of the Speranza into the dark, but this time he knows why and is determined to see it through.

Wow. What a brilliant ending.


Style

Koestler the Hungarian has an infinitely clearer, cleaner and more enjoyable prose style than the other two, English novelists from the same period who I’ve been reading, Rex Warner and Edward Upward. He just describes things in cool, clear flowing prose.

Out in the blazing street again, Peter had to narrow his eyes against the impact of the hard glare on walls and pavement. He felt in his breast-pocket for a cigarette and his hand touched the flag in his buttonhole. He automatically put it away in his pocket and strolled slowly uphill through the steep, narrow street towards the main Avenue. (pp.25-26)

This directness and clarity means that when he comes to describe the two really harrowing scenes – the Mixed Transport and gassing of the Jews, and Peter’s torture – he is able to do it with factual, unsentimental phrasing which makes it all the more harrowing, I mean really harrowing.

If you are squeamish you shouldn’t read this book. On day three the torturers tie Peter naked and spread-eagled to a table and then just look at his bruised bleeding broken body.

This silence, fraught with the expectation of the unknown, brought him nearer to breaking down than the physical pain they had inflicted upon him the previous days. Pain had its limits, fear had none. It was all-pervading like a sustained electric shock, it made his bared teeth vibrate although he clenched his jaws to prevent them from clattering. (p.112)

In these scenes you are right there, inside the character’s terrified mind, feeling every new bolt of shattering pain.

And it means that when Koestler discusses ideas, or has Peter and Bernard argue about the historical, philosophical, economic and psychological basis of Nazism, he does it crisply and logically, making the arguments in sharp clear sentences which are readable and powerful to this day.

Science metaphors

Koestler wrote a lot. Trained as a journalist, he churned out words every day and produced a wealth of articles, essays and books. But it’s notable that after Arrival and Departure he more or less abandoned fiction. He wrote memoirs and books against communism and about Zionism and the Jews in Palestine – but most of his later books are about science or pseudo-science, beginning with an account of the astronomy of Kepler and moving on to tackle Lamarckism, psychedelic drugs, parapsychology, and euthanasia. By the time I started reading in the mid-70s a lot of these books had been discredited and Koestler was seen as an eccentric or fringe character.

You can see the scientific side of his mind already at work in his fondness for scientific metaphors throughout Arrival and Departure.

Touched with the magic rod of cause and effect, the actions of men were emptied of their so-called moral contents as a Leyden jar is discharged by the touch of a conductor. (p.116)

[Peter] listened to [Sonia] with eager excitement, as one listens, at the end of a crime-story, to the detective explaining the clues which had been all the time before one’s eyes; and as at last they begin to yield their meaning, one feels a new pattern of understanding emerge, like symmetrical crystals in a liquid solution. (p.120)

He felt the exultation of his early student days, when he suddenly grasped the principle of Kepler’s laws of planetary movement and the chaotic world around him was tamed. (p.126)

His interest in scientific metaphors can be considered just one aspect of Koestler’s obvious quest for a factual, unrhetorical style and approach, for a clear-headed factual approach – one which eventually led him out of fiction altogether.

N.B.

It is interesting that Arrival and Departure keeps faith not only with the ‘allegorical’ method of Darkness at Noon but with some of the same nomenclature. Neither Germany nor Russia nor the Communist party nor the Nazi party nor Hitler or Stalin are mentioned by name. As in Darkness the ruler of the people’s state is referred to simply as ‘Number One’, and Bernard jovially agrees that his own country (the one bent on uniting Europe and cleansing it of the mentally and racially impure i.e. Germany) has its own ‘Number One’.

We all know who he’s referring to but this use of generic terms keeps the story floating just above actual historical reality, giving it an allegorical, generalised power.

Conclusion

Arrival and Departure – with its detailed description of torture, its harrowing account of the murder of the Jews, with its complex treatment of the psychotherapy of the traumatised central character, and the clear and powerful arguments between Bernard and Peter about the merits of communism and fascism – is a far more varied, powerful and intellectually stimulating novel than Darkness At Noon.


Related reviews about totalitarianism

Holocaust reviews

Alan Furst’s ‘Night Soldier’ novels

Alan Furst’s ‘Night Soldier’ series of novels are unashamed thrillers, but they are set in the same murky world of spies, and communist and fascist agitators in Eastern and central Europe in the mid and late-1930s which Koestler is depicting, and the best of them (arguably, the first two) capture the mood of paranoia and fear (and brutal violence) which is the subject of Arrival and Departure.

Turkey: A Short History by Norman Stone (2012)

I picked this up in the library to shed more light on the very early years of Anatolia, specifically on the Seljuk Turks who stormed into the old Persian Empire in the 1050s, seized the seat of the Abbasid Caliphate, Baghdad, in 1055 and went on to inflict a seismic defeat on the Byzantine Empire at the Battle of Manzikert in 1071, the equivalent – for the region – of our Battle of Hastings, which marked the decisive shift of control of Anatolia i.e. modern Turkey, away from the Christian Greeks and towards the Islamicised Turks.

On reflection it was foolish to expect much on just this one era from a book which is only 165 pages long, only claims to be a short history, and which has reached the origin of the Ottoman Turks (the 1250s) by page 23 and the fall of Constantinople (in 1453) by page 32.

The Seljuk period is skimmed over in a few brief pages and the Battle of Manzikert in a couple of brief sentences. I’m glad I had read the long, detailed account of the build-up, the battle itself, and its historical repercussions, in John Julius Norwich’s book, Byzantium: The Apogee.

Odd tone

This is an odd book. All the important dates and ideas are here, but Professor Stone comes across as a rather grumpy and capricious older fellow, who makes dated attempts at humour, and is easily distracted by historic trivia.

He takes a dismissive tone to much historical debate, a kind of urbane, pooh-poohing lofty tone. For example, he jocosely points out that Iranian schoolchildren learn that Turkish barbarians came and stormed their civilised empire, while Turkish schoolchildren learn that effete, decadent imperial Persia was revived and renewed with the strong, virile blood of the Turks. Similarly, discussing the influence of Asian tribes on the early state of Russia (in the 1500s), he writes,

The Russian princes eventually copied the Tatars, Moscow most successfully, and in 1552, Ivan the Terrible conquered the Tatar capital, Kazan, on the Volga. Nineteenth-century warhorses then presented Russian history as a sort of crusade  in which indignant peasants freed themselves from ‘the Tatar yoke’. (p.20)

‘Nineteenth-century warhorses’? I’m still not totally sure what he means by that phrase. Does he just mean boring schoolmasters, or is he also referring to the wider culture of Russian writers and journalists and thinkers etc.

He mentions the many areas or issues where the early history of the Turks is contested by historians, where there are conflicting theories – but rarely without being pretty casual, sometimes rather dismissive, or even facetious.

There is a twentieth-century claim that the early Ottomans (which is a westernisation of Osmanli) were bright-eyed fighters for the cause of Allah, itself the answer to a rather Christian-triumphalist claim that they were noble savages who had to learn everything from Byzantium, but the evidence either way is thin. (p.23)

Jocose

So all the right dates are here, along with nodding references to the main cruxes or issues of Turkish historiography – and the book does give you a good quick overview of the entire history from the Seljuks to the glories of the great Ottoman Empire (at its peak in the 1550s) and then its long decline down to the death agonies in the First World War, and then the rebirth of modern Turkey under Mustafa Kemal Atatürk.

But all conveyed in a deliberately jocose, facetious way.

The Turks had a modern army, whereas the Christians were still fighting pre-gunpowder wars, in which heavy cavalry, imprisoned in armour, charged off pretentiously after quarreling leaders had windbagged away as to who would lead. (p.27)

‘windbagged away.’ Presumably Stone thinks – or his editors suggested – that he could make the knotty and complex history of medieval and Renaissance Turkey more palatable if he slipped in wrote it in a jokey and irreverent tone.

The Pope staged a great conference in Rome in 1490 and, as in Cold War days, it attracted all manner of bores, adventurers and braggarts – poor Cem [the Ottoman sultan’s exiled brother], some stray Byzantine pretenders, a fake Georgian prince or two, men wanting money to print unreadable tracts, Portuguese waffling at length, Hungarians going on about their woes… (p.43)

Hence the ho-ho tone of much of his commentary (‘Portuguese waffling at length, Hungarians going on about their woes’) – except that it itself is heroically out of date. It reads like the jokey slang of the Just William stories, or Geoffrey Willans’ Down with Skool! books from the 1950s. Looking it up I see that Professor Stone was born in 1941, so is now 78, was around 70 when this book was published. On one level, then, it feels a bit like a repository of naughty schoolboy attitudes from the 1950s.

Turkish trivia

Not only is the tone odd, but Stone is easily distracted by eccentric factoids and historical trivia. For example, it is odd that the prelude to this short book, where space is surely a premium, spends five pages describing the German academic exiles from Nazi Germany who came, settled in Istanbul, and helped set up the world-class university there. All very well and interesting, but not really the first or most important thing which readers ought to know about Turkish history.

Once we get to his swift outline of the Turks’ obscure early history in Central Asia, it is dotted with odd explanations, for example the fact that the Italian word pastrami derives from a Turkish original which he uses to illustrate some key aspects of the Turkish language – the way it includes preposition, tenses and other information by making changes to internal vowels and adding prefixes and suffixes and structural changes (although this brief paragraph is not really very useful).

He is particularly fond of the way medieval crowns and titles have descended by historical accidents to the most unlikely descendants. Thus he tells us that, after the last crusaders had been kicked out of the Holy Land in 1291, some took refuge in highly fortified islands, such as Cyprus, the ruler of which called himself ‘King of Jerusalem’ for generations afterwards, the title eventually passing to… the Courtenay family in Devon!

Similarly, he describes the machinations by which the Sultan Bayezid (1360 – 1403) kept his brother Cem detained by various Christian powers far from the throne, until Cem died – at which point Bayezit had all Cem’s descendants murdered – except for one, who fled to the Knights of St John on Rhodes, converted to Christianity, acquired a title from the Pope and… has a chief descendant in Australia!

The book is packed with trivial pursuit factoids such as:

  • on the Bosnian-Serbian border there were silver mines Srebrenica, the town which saw massacres during the Yugoslav wars, derives from the Slavonic name for ‘silver’
  • in the Middle Ages the Black Sea was the high road for the Russian trade in furs and slaves – the present-day Turkish name for prostitute, orospu, is medieval Persian, and the central part of it denotes ‘Rus’
  • Turkish rulers hit on the idea of recruiting young boys from occupied lands (especially Greece) to the court, converting them to Islam, giving them an education and training. Some formed the nucleus of elite units within the army known, in Turkish, as the yeñi çeri (meaning ‘new soldiers’) who, over time, became known to Westerners as the Janissaries
  • The Topkapi palace in Istanbul is laid out in courtyards with elaborate pavilions known as köşk, the Turkish word for an ornate wooden mansion, smaller than a palace – which is the source of the English word ‘kiosk’

And there are lots more distracting and diverting factoids where they came from.

Contorted style

Another major feature of the book is the odd, garbled prose style. On every page he phrases things, well, oddly.

To what extent was the success of the Ottomans based on Islam, or would you read this the other way round, and say that the Ottomans were successful when their Islam was not taken too seriously? (p.7)

His prose is not incomprehensible, just oddly laid out. Stiff. Ungainly.

There is a line in Proust, to the effect that someone looks on history as would a newly born chicken at the bits of the eggshell from which it had been hatched. (p.8)

You can see what he’s getting at, but can’t help noticing how inelegantly it has been phrased.

By the mid-fifteenth century Byzantium had shrunk to the point that it consisted of just Constantinople and its hinterland. (p.29)

Or:

The Mameluks had made endless trouble for Constantinople and with their fabled riches from trade they provided an obvious target for Selim, who trundled his gunnery and Janissaries to effect against them. (p.49)

I think he means that Selim trundled his guns and Janissaries off to fight the Mameluks, with (or to) great effect i.e. his guns and Janissaries were very effective. Odd phrasing though, isn’t it? And these oddities crop up on every page. After a while I began relishing the book, not only for its ostensible subject, but also for its car-crash prose.

As early as the eighth century, Turkish mercenaries had made their appearance in Persia, in the then capital of which, Baghdad, the Caliphate reigned over all Islam. (p.18)

A personal history of Turkey

Maybe you could turn my critique on its head by simply describing this book as a personal history of Turkey, one in which Professor Stone felt released from the corsets of formal, academic history writing, to air his opinions about everything – from penpushing bureaucracies to partisan school teachers, from the absurdities of the old Eastern Europe through the tastiness of Turkish tea – all served up in an idiosyncratic style which is continually reaching for the droll and the whimsical, rather than the serious or profound.

Madrid and Ankara are both artificial capitals, without economic activity between pen-pushing and boot-bashing. (p.54)

Conclusion

So, if you’re looking for a short history of Turkey written in idiosyncratic English, which certainly covers all the bases but also includes an entertaining selection of odd anecdotes and Turkey trivia – then this is very possibly the book for you!


Related links

Reviews of other books and exhibitions about the Middle Ages

Perelandra by C. S. Lewis (1943)

As long as what you are afraid of is something evil, you may still hope that the good may come to your rescue. But suppose you struggle through to the good and find that it also is dreadful?

This is the second in C.S. Lewis’s theological science fiction trilogy, which consists of:

  • Out of the Silent Planet (1938)
  • Perelandra (also known as Voyage to Venus) (1943)
  • That Hideous Strength (1945)

A recap of Out of The Silent Planet

In the first novel the Cambridge philologist, Ransom, was kidnapped by the physicist Weston and his partner Devine, and flown in their space ship all the way to Mars. Escaping from his captors Ransom discovers that Mars is inhabited by three very different but intelligent life forms who have forged a peaceful working relationship – the Pfifltriggi, the Hrossa, and the Sorns.

Elwin (it’s only in this second book that we learn his first name) Ransom – being a philologist by trade – swiftly learns the language of Mars which is called Hressa-Hlab. he also learns fellowship from the otter-like hrossa, hears wisdom from the tall, willowy sorns, and is taken to the sanctuary of the master spirit or oyarsa who rules Mars which, he learns, is called Malacandra in the local language.

Ransom also learns:

  • That what humans take to be the empty space between planets is in reality teeming with spirits which the human eye can barely detect, named eldila. What humans call space should really be referred to as ‘Deep Heaven’.
  • That each planet in the solar system (or ‘Field of Arbol’ as it is called) is ruled by a kind of tutelary spirit and that these spirits can communicate across space.
  • But that some kind of primeval disaster afflicted the Earth way back in its history, so that its spirit became wicked, or ‘bent’ as the hnau (intelligent creatures) of Mars put it. Hence Earth’s name in their culture is Thulcandra, which means ‘the silent planet’. (And hence the title of the book, ‘Out of The Silent Planet’.)
  • Thus Earth has been ‘enemy’-occupied territory since before history began (Chapter 15).
  • Movement in and out of the silent planet was banned eons ago, to prevent the rest of the solar system from becoming ‘infected’ with its wickedness.

It is symptomatic of Lewis’s goal of sacramentalising the universe that he says we must learn to refer to space not as ‘space’ – it is not empty space – it is teeming with mystical life forms and replenishing energy – it should be referred to as ‘Deep Heaven’.

Looming behind and above the eldila and each planet’s oyarsa appears to be the highest power of all, which the hnau refer to as Maleldil. It isn’t made totally explicit, but I think we are meant to take this to mean ‘God’.

Towards the end of Out of the Silent Planet the baddies Weston and Devine force their way into the sanctuary of the tutelary spirit, Oyarsa, and, after disarming them, Oyarsa tells them he will send them back to Earth. Ransom is given the choice whether to stay or to go, and reluctantly agrees to return with them.

All the way home, on what turns out to be a gruelling journey, the humans are watched over by eldila who will, Oyarsa tells them, decompose/destroy their space ship within minutes of its safe arrival – to prevent their ever returning.

The space ship just about makes it back to Earth, despite running low on food, water, oxygen and flying so close to the sun that Ransom fears the three men’s sight will be permanently damaged. Ransom clambers out of the ship’s manhole cover-type hatch into good old, pouring English rain and stumbles to the nearest pub (the ship has, of course, landed in rural England) where he asks for a pint of good old English beer!

Lewis in the postscript

But of all the strange things that happened in Out of The Silent Planet, for me the strangest was the postscript in which it is revealed that the narrator all along has been named ‘Lewis’, that this ‘Lewis’ is a friend of Ransom’s, and that ‘Lewis’ has agreed to write up this account of Ransom’s adventures, changing his (Ransom’s) name, and simplifying other matters, in order to make it into a publishable book.

Thus, right at the very end the text includes a letter supposedly from ‘Ransom’ politely objecting to some of the simplifications which ‘Lewis’ has made in order to lay the tale before the public.

Perelandra

Anyway, if you hadn’t read Out of the Silent Planet it hardly matters, since almost all of this material is recapped at the start of this, the second book in the series. Once again we are in the mind of the first-person narrator, ‘Lewis’, as he walks through the gathering darkness of a summer evening towards Ransom’s remote cottage, where Ransom has invited him to come and meet him.

But as he walks towards the cottage, Lewis finds himself experiencing a mounting sense of terror, as well as all kinds of hysterical fears – of the dark itself, and a sudden fear that Ransom is maybe not on the side of the angels, but has been recruited by the Dark Side of the universe to wreak harm on earth. By the time Lewis arrives at the cottage he feels almost hysterical, and feels a physical force barring his way, as if every forward step is having to be fought for.

Finding Ransom out, Lewis lets himself into the cottage. A little later Ransom returns and cheerily explains that, yes, the house is under attack by dark forces, by ‘bent’ terrestrial eldila. it was they who placed all those terrifying thoughts in Lewis’s mind to stop them meeting. Ah. That explains the vivid fears Lewis has shared with us readers.

And it is an oblique comment on the period when the book was written. In chapter 15 we learn the story is set in 1942, a dark time for Lewis and his British readers.

Now Ransom also explains that the big, coffin-sized object in the hallway of his cottage is some kind of extra-terrestrial transport device. It turns out that Oyarsa has been in contact and told him (Ransom) that he is going to be sent on a mission to Venus, or Perelandra as it’s known by the hnau.

Why? Ransom is not sure but thinks it’s because the dark archon, the bent oyarsa of Thulcandra, is planning some kind of attack on Venus. Obviously not in person, since he cannot pass beyond the orbit of the moon without being repulsed by the other oyarsa and eldila (as explained earlier). So he must be planning to use some other means – and Ransom is being sent to thwart them.

Ransom and Lewis then carry the coffin-shaped object, made of some ice-cold white material, out into the garden, Ransom strips naked, climbs into it, Lewis places the lid on top, and – it vanishes.

A little over a year passes, with all the ongoing threats and alarms of war briefly referred to, and then Lewis receives a message from Oyarsa (he doesn’t dwell on how) and hurries down to Ransom’s cottage, accompanied by a mutual friend who is a doctor.

They stand in Ransom’s overgrown garden as a casket-shaped thing is briefly silhouetted against the sun, then glides down at their feet. They open the lid to discover Ransom nude and covered in what appear to be red flower petals, but:

glowing with health and rounded with muscle and seemingly ten years younger. In the old days he had been beginning to show a few grey hairs; but now the beard which swept his chest was pure gold

The canny reader instantly suspects that, whatever tribulations Ransom might have gone through on his year-long trip into space, Lewis is going to emphasise the fundamental justness, beauty and healthiness of the universe. Although we have no inkling of just how much he is going to do that.

Once he has awoken and had a wash and shave and gotten dressed and been thoroughly checked over by the doctor, Ransom is ready to tell his story, thus:

Ransom lands and finds the Lady

The first thing he remembers is awaking to find the coffin-spaceship disintegrating and throwing him into an enormous sea amid vast waves as big as mountains under a multi-coloured sky.

The waves tower as high as alps then plunge again, but the sea is warm and the sky is the colour of gold. Eventually he sees a huge mat-like material going past on the surface of the sea, swims towards it, clambers ‘ashore’, and falls asleep.

When he awakes he is in a kind of wonderland of beauty, sweet scents, delicious colours, wonderful food.

The world had no size now. Its boundaries were the length and breadth of his own body and the little patch of soft fragrance which made his hammock, swaying ever more and more gently. Night covered him like a blanket and kept all loneliness from him. The blackness might have been his own room. Sleep came like a fruit which falls into the hand almost before you have touched the stem.

He discovers that the mat is big, big enough to contain woods and clearings, it lies flat on the surface of the gently undulating sea, and it is – a form of paradise.

Over his head there hung from a hairy tube-like branch a great spherical object, almost transparent, and shining. It held an area of reflected light in it and at one place a suggestion of rainbow colouring. So this was the explanation of the glass-like appearance in the wood. And looking round he perceived innumerable shimmering globes of the same kind in every direction. He began to examine the nearest one attentively. At first he thought it was moving, then he thought it was not. Moved by a natural impulse he put out his hand to touch it. Immediately his head, face, and shoulders were drenched with what seemed (in that warm world) an ice-cold shower bath, and his nostrils filled with a sharp, shrill, exquisite scent that somehow brought to his mind the verse in Pope, ‘die of a rose in aromatic pain.’ Such was the refreshment that he seemed to himself to have been, till now, but half awake. When he opened his eyes – which had closed involuntarily at the shock of moisture – all the colours about him seemed richer and the dimness of that world seemed clarified. A re-enchantment fell upon him.

In fact Ransom quickly learns that it really is paradise, for on another ‘island’ floating nearby he sees a human form which, when the ‘islands’ drift closer, he realises is a full-grown naked woman coloured green.

They wave at each other until Ransom nerves himself to take a risk and plunges into the sea to swim over to her island and…

Realises he really is in the garden of Eden. This woman is wonderfully simple, innocent, trusting and pure. The animals lovingly follow her. She has no ‘home’, there is no village or settlement, there are no ‘others’. Ransom quickly feels himself to be a blunt, ugly creature intruding into a world of prelapsarian harmony. Every single one of his questions prompts the lady to pause and think and he quickly realises that she is so innocent and unspoiled that even the sophisticated assumptions behind his questions are new and puzzling to her. He realises he must be careful, chaste, polite and restrained in what he tells her about the other worlds he knows about (Earth and Mars).

The only other one of her type she knows is ‘the King’, and she says she will take Ransom to meet him. The King is on the land of green pillars, which she points out. Ransom had glimpsed these pillars amid the floating islands, and now has it confirmed to him that they are on fixed dry land, marked by a set of enormous green columns towering into the air.

The lady calls dolphin-like creatures to the edge of their island and invites Ransom to climb astride one, as she does. The dolphins carry them to the island. They walk around it, Ransom delighting to be on good solid ground again. But then they see a black shape bobbing closer through the waves. It seems to be spherical in shape. Ransom has a bad feeling. It looks exactly like the spherical, steel and glass spaceship in which he, Weston and Devine flew to Malacandra in the first book. Is this the form the ‘attack’ is to take?

Yes it is. For indeed Weston comes towards the island rowing a little collapsible canoe. Up the beach he clambers and pulls a gun on Ransom, confirming the latter’s worst fears. However, the Lady has not, of course, seen a gun before. Lewis has painted such a convincing portrait of her complete innocence that we believe it when she simply walks away from the two strangers, down to the beach and takes a dolphin off the island.

Now during the lengthy conversations she and Ransom have had, she has let slip that Maleldil has given her everything she needs for a sweet life, but on one condition, with one rule to be obeyed – that she must not spend the night on the island, she must not sleep on solid ground.

Ransom (being a fallen human) is curious to find out why not. ‘Because it is His will,’ she replies, simply. All else is allowed, everything is free. But to show her obedience to her maker, to make that obedience light and free, there is just this one rule.

This explains why, with night coming on, the Green Lady had hastened down to the shore, quickly whistled up some dolphins (she is followed everywhere by admiring animals) and ridden off. Leaving Ransom to confront Weston.

Ransom and Weston’s theological argument

Now Ransom finds himself forced into an absurd theological argument. Here on the shore of an island among mountainous seas on a strange planet thirty million miles from home, he finds himself listening to a mad rhodomontade from Weston.

Perelandra was written at exactly the same time as Lewis was giving a series of BBC radio talks about religion (1941-44) which were gathered together into his most popular work of Christian apologetics, Mere Christianity.

In his popular Christian works, Lewis not only defended Christian belief and put forward various (light and accessible) ‘philosophical’ arguments for Christianity, but also listed and attacked various ‘modern heresies’, i.e. types of contemporary belief which, he thought, were not only un-Christian but tended towards man’s unhappiness, if not the active promotion of evil.

So it is that he pro-Christian arguments and anti-‘heresy’ arguments which Lewis was working out at this period spill over into Perelandra. Or, probably more likely, he developed the arguments and counter-arguments, and then decided which would be appropriate for radio presentation and which would work best in a fictional setting. And also which could be shown in a fictional setting, such as the peace and harmony of all beings on a prelapsarian planet.

Anyway, it is obvious that Weston is made to represent what Lewis took to be the central strand of contemporary scientific and philosophical thought which he thought had brought the world to the disaster in which it found itself, had led to the rise of Fascism and Stalinism, and the plunging of the whole world into war.

Back in the first book, Weston had stood before the oyarsa of Malacandra and given a long speech declaring it was ‘man’s destiny’ to colonise the other planets of the solar system and then reach out into space. The implication – that ‘man’ would liquidate or take control of all the inhabitants of all the other planets of the solar system – was clearly depicted as totalitarian if not fascist in tone, a symptom of the disease afflicting the darkening world it was written in (1937-38).

Now Weston shows that he has adapted his beliefs and made them bigger. Previously he had talked about mankind. Now he claims that all organic life is driven by a ‘Spirit’, a Spirit which drove evolution from the very beginning, finding expression in higher and higher beings. This theory was known as ‘Creative Evolution’ and was very popular among the scientifically minded of Lewis’s day, among democrats and socialists who rejected orthodox religion, but still wished to find some kind of purpose or forward goal in Darwin’s theory of evolution.

Ransom asks whether this ‘spirit’ is good or evil, but Weston sweeps the distinction aside, saying Ransom is too shackled by traditional religious dualisms. The spirit may take ‘good’ or ‘bad’ forms, it’s irrelevant, the thing is its forward, upward momentum, from triumph to triumph (echoing the triumphal rhetoric of the totalitarian states).

And he, Weston, now knows that he has been chosen as the vessel of the Spirit of Man, to take it to the next level. How? because he hears the Spirit speaking to him, whispering the secrets of the universe. The Spirit helped him create the space ship and it helped bring him here.

Now a notable thing about C.S. Lewis’s Christianity is that he took a great deal of Christian belief literally with a kind of bluff, hearty good sense – he took the stories of Jesus casting out devils, raising the dead and performing miracles, as literal truths – much to the scorn of his ‘sophisticated’ fellow dons at Oxford. But it was a simple. bluff, literal attitude which rang a bell among a less sophisticated public and made his radio broadcasts and theology books immensely popular.

Thus Lewis believed in a literal Devil who tempted people. Whereas sophisticated Oxford theologians argued that the devil and hell were allegories or symbols or psychological states, Lewis saw them as literal persons who you could meet and who could talk to you, persuade you, or possess you.

Thus the point of this scene in Perelandra is to show how Weston’s belief in the inexorable triumph of some amoral ‘Spirit of Man’ is not only a mistaken belief which results in shockingly immoral behaviour (Weston quite happily admits he would sell England to Nazi Germany if the Spirit told him), but is the result of Weston’s literal possession by an evil spirit.

And so, listening to Weston’s increasingly demented ranting, it dawns on Ransom that whole schools of modern thought might be heresies in the most literal sense – that they are inspired by the Devil.

That opposite mode of thought which he had often mocked and called in mockery The Empirical Bogey, came surging into his mind – the great myth of our century with its gases and galaxies, its light years and evolutions, its nightmare perspectives of simple arithmetic in which everything that can possibly hold significance for the mind becomes the mere by-product of essential disorder. Always till now he had belittled it, had treated with a certain disdain its flat superlatives, its clownish amazement that different things should be of different sizes, its glib munificence of ciphers.

In case there was any doubt about Weston’s demonic possession, Lewis makes it perfectly clear at the end of the scene when, as a result of Ransom’s persistent rejection of Weston’s arguments, the latter works himself up into a frenzy and then collapses and – for a moment – Ransom can see the helpless mortal man writhing in the grip of its evil demon and trying to escape.

‘Idiot,’ said Weston. His voice was almost a howl and he had risen to his feet. ‘Idiot,’ he repeated. ‘Can you understand nothing? Will you always try to press everything back into the miserable framework of your old jargon about self and self-sacrifice? That is the old accursed dualism in another form. There is no possible distinction in concrete thought between me and the universe. In so far as I am the conductor of the central forward pressure of the universe, I am it. Do you see, you timid, scruple-mongering fool? I am the Universe. I, Weston, am your God and your Devil. I call that Force into me completely. . . .’

Then horrible things began happening. A spasm like that preceding a deadly vomit twisted Weston’s face out of recognition. As it passed, for one second something like the old Weston reappeared – the old Weston, staring with eyes of horror and howling, ‘Ransom, Ransom! For Christ’s sake don’t let them…’ and instantly his whole body spun round as if he had been hit by a revolver-bullet and he fell to the earth, and was there rolling at Ransom’s feet, slavering and chattering and tearing up the moss by handfuls.

If this is like a scene from The Exorcist it is because Lewis did believe in literal devils and did believe they could literally possess people, as Weston is here, quite clearly, possessed.

His ‘wrong’ beliefs about the self-importance of Man, his denial of anything, any God or Moral Law beyond man, set him down the road to becoming the mortal instrument of spirits set on evil.

The result of this conversation, and of Weston’s collapse, is that Ransom spends the rest of the novel vividly aware that the thing he is facing is not human and this is conveyed with a real thrill of horror.

The thing sat down close to the Lady’s head on the far side of her from Ransom. If you could call it sitting down. The body did not reach its squatting position by the normal movements of a man: it was more as if some external force manoeuvred it into the right position and then let it drop. It was impossible to point to any particular motion which was definitely non-human. Ransom had the sense of watching an imitation of living motions which had been very well studied and was technically correct: but somehow it lacked the master touch. And he was chilled with an inarticulate, night-nursery horror of the thing he had to deal with – the managed corpse, the bogey, the Un-man.

The garden of Eden

What if earth had once also been a paradise? What if that is why the sights and smells and sounds of Perelandra seem not only sweet to Lewis, but deep, as if they recalled ancestral experiences from the origins of his race?

It was strange to be filled with homesickness for places where his sojourn had been so brief and which were, by any objective standard, so alien to all our race. Or were they? The cord of longing which drew him to the invisible isle seemed to him at that moment to have been fastened long, long before his coming to Perelandra, long before the earliest times that memory could recover in his childhood, before his birth, before the birth of man himself, before the origins of time. It was sharp, sweet, wild, and holy, all in one, and in any world where men’s nerves have ceased to obey their central desires would doubtless have been aphrodisiac too, but not in Perelandra.

What if the ancients myths and legends, recorded in the old books, are not – as sophisticated modern atheist philosophy has it – the childish stories made up by illiterate inhabitants of the Dark Ages, but the opposite? What if they are actual memories of people and values from an earlier time, when humans were closer to some prelapsarian truth, memories which lingered on after the spiritual disaster which overtook mankind?

He remembered his old suspicion that what was myth in one world might always be fact in some other. He wondered also whether the King and Queen of Perelandra, though doubtless the first human pair of this planet, might on the physical side have a marine ancestry. And if so, what then of the man-like things before men in our own world? Must they in truth have been the wistful brutalities whose pictures we see in popular books on evolution? Or were the old myths truer than the modern myths? Had there in truth been a time when satyrs danced in the Italian woods?

Lewis’s science fiction books are not only an excuse for fantasy – for the kind of fantasy mountains, flora and fauna, animals, skies and so on, that you might get in Wells and other sci-fi fantasists – but for fantasy underpinned by Lewis’s feel for both theology and ancient literature and myth.

From without, most certainly from without, but not by the sense of hearing, festal revelry and dance and splendour poured into him – no sound, yet in such fashion that it could not be remembered or thought of except as music. It was like having a new sense. It was like being present when the morning stars sang together.

Throughout the book the reader is given numerous extended descriptions of the sheer joyousness of the this Venusian paradise, less in ideas than in countless detailed physical sensations – Lewis very powerfully conveys the idea that Perelandra amounts to a kind of holiday from the normal sensations of his body.

He was riding the foamless swell of an ocean, fresh and cool after the fierce temperatures of Heaven, but warm by earthly standards – as warm as a shallow bay with sandy bottom in a sub-tropical climate. As he rushed smoothly up the great convex hillside of the next wave he got a mouthful of the water. It was hardly at all flavoured with salt; it was drinkable – like fresh water and only, by an infinitesimal degree, less insipid. Though he had not been aware of thirst till now, his drink gave him a quite astonishing pleasure. It was almost like meeting Pleasure itself for the first time.

The very names of green and gold, which he used perforce in describing the scene, are too harsh for the tenderness, the muted iridescence, of that warm, maternal, delicately gorgeous world. It was mild to look upon as evening, warm like summer noon, gentle and winning like early dawn. It was altogether pleasurable.

Eden is full of pleasure:

He had meant to extract the smallest, experimental sip, but the first taste put his caution all to flight. It was, of course, a taste, just as his thirst and hunger had been thirst and hunger. But then it was so different from every other taste that it seemed mere pedantry to call it a taste at all. It was like the discovery of a totally new genus of pleasures, something unheard of among men, out of all reckoning, beyond all covenant. For one draught of this on earth wars would be fought and nations betrayed. It could not be classified. He could never tell us, when he came back to the world of men, whether it was sharp or sweet, savoury or voluptuous, creamy or piercing. ‘Not like that’ was all he could ever say to such inquiries.

And blissful physical sensations:

He was approaching a forest of little trees whose trunks were only about two and a half feet high; but from the top of each trunk there grew long streamers which did not rise in the air but flowed in the wind downhill and parallel to the ground. Thus, when he went in among them, he found himself wading knee deep and more in a continually rippling sea of them–a sea which presently tossed all about him as far as his eye could reach. It was blue in colour, but far lighter than the blue of the turf–almost a Cambridge blue at the centre of each streamer, but dying away at their tasselled and feathery edges into a delicacy of bluish grey which it would take the subtlest effects of smoke and cloud to rival in our world. The soft, almost impalpable, caresses of the long thin leaves on his flesh, the low, singing, rustling, whispering music, and the frolic movement all about him, began to set his heart beating with that almost formidable sense of delight which he had felt before in Perelandra.

So in Lewis’s theology, pleasure, bliss and joy are not the temptations, are not the wicked things. The temptation is the fundamental mistake of not crediting God with creating everything.

We can all enjoy bliss such as we have never known – but it is all contingent on a right and proper and correct acknowledgement that God made us, that we are created beings and that the created should endlessly acknowledge the Creator for the gift of existence in all its wonder.

The beautiful setting, the lovely sky, the lapping waters, the docile creatures and the innocently dignified Lady – all make a luminous background against which Weston’s narrow-minded, egotistical, godless philosophy and pointlessly cruel behaviour, stand out all the more as wicked and squalid.

Temptation

Ransom takes a dolphin out to an island where he arrives in darkness, goes ashore and sleeps. When he wakens it is still dark and he overhears Weston tempting the Lady.

Maleldil’s prohibition of sleeping on the island clearly performs on this planet the role that God’s forbidding Adam and Eve from eating the apple from the tree of the knowledge of good and evil performed on Earth. it is the one rule that must be obeyed. it is the stumbling block. Meaningless in itself, it is a marker of the creature’s obedience to the Creator.

Ransom feels sick as he listens to the subtle arguments that Weston is making to tempt the Lady: that sleeping on the island will make the Lady wise, make her more of a woman, will earn the King’s respect, why should she always know less and be subservient to him? And so on.

The Lady resists his arguments. Good triumphs. Ransom falls asleep again.

When he wakes again it is to find some of the frog-like creatures he had observed among the Lady’s animal followers have been maimed and mutilated. To his horror he follows a string of their writhing bodies, each one ripped open along the spine, until he finds Weston at work, torturing one of them, for no reason, just for the random cruelty. When Weston looks up from his work, Ransom for the first time realises what a devil looks like.

The smile was not bitter, nor raging, nor, in an ordinary sense, sinister; it was not even mocking. It seemed to summon Ransom, with a horrible naïveté of welcome, into the world of its own pleasures, as if all men were at one in those pleasures, as if they were the most natural thing in the world and no dispute could ever have occurred about them. It was not furtive, nor ashamed, it had nothing of the conspirator in it. It did not defy goodness, it ignored it to the point of annihilation. Ransom perceived that he had never before seen anything but half-hearted and uneasy attempts at evil. This creature was whole-hearted. The extremity of its evil had passed beyond all struggle into some state which bore a horrible similarity to innocence. It was beyond vice as the Lady was beyond virtue.

The days begin to blur into one another. Over and over Ransom wakes to hear Weston keep up his unending siege of the Lady’s obedience. Forced to sit by most of the time, as he has to wait for the Lady to ask his opinion, Ransom (and we the reader) witness the prolonged battery of arguments launched from every side with which the un-Man assails the Lady.

This long passage is a sort of tour de force in which Lewis imagines just what the Devil said to Eve in the Garden of Eden, how he overcame her innocence, how he persuaded her that Maleldil had not banned her sleeping on the island in order to ban it as such, but so that she could grow in maturity and confidence, so that she could show both Maleldil and the King that she was no longer a child. Yes both of them would be pleased if she would only disobey the ban.

These and hundreds of other monotonously similar lies Ransom has to listen to again and again, And he is horrified to see it working. Ransom observes the Lady, under Weston’s ceaseless corrupting barrage, for the first time adopting a rather theatrical manner, no longer unself-consciously laughing and speaking but slowly becoming aware of herself, and beginning to pose. Weston gives her a hand mirror which initially surprises here, and which he uses to emphasise her importance, her supremacy, flattering her position of First Woman.

Always the weakest point of people is shown to be their egotism – their sense of self. Always their strongest point (in Lewis’s vision) is their sense of something outside themselves, of something greater, more powerful, to which they owe gratitude and obedience.

The decision

Eventually there are several pages describing Ransom’s agonised realisation that sitting by and watching primal innocence be corrupted isn’t enough. He has had no communication from Oyarsa, none of the eldila have told him what to expect or what to do.

And again, this is part of Lewis’s strategy in these fiction books and in his apologetics: he makes the very powerful point that it is up to us. In a roundabout sort of way this chimes with the contemporary message of the Continental Existentialists (apart from the obvious fact that they were mostly atheists) – but they both lead to the same conclusion – it is up to us to fight evil, often with little or no help from outside.

Everyone must make their decision and everyone defines themselves by their decisions. We are free to make or unmake ourselves, says Lewis, as clearly as his contemporary Jean-Paul Sartre.

So Ransom has had no outside help from the moment he arrived, no communications, no hints or advice or guidance.

Now, after days of agonising, he decides that there is no alternative – he must kill Weston. Yes, it’s immoral, yes maybe he will damn himself – but he cannot stand by and allow the alternative – the corruption and damnation of an entire planet. And at this point he does hear a voice in his head. ‘It is no coincidence’, the voice tells him, ‘that his name is Ransom: he must be the price paid for the preservation of this world’.

The chase

This leads into what turns out to be a very prolonged and gruelling chase sequence.

1. Ransom gets up, goes and finds Weston and, without any warning, attacks him. They claw, scratch, bite, kick and punch each other. Eventually, the struggle breaks off as Weston staggers through forest down to the shore and straddles a dolphin fish and is away, Ransom pursuing. Day and night, night and day, falling asleep, nearly falling off, confronting the strange mute faces of the mermen beneath the waves, Ransom rides the dolphin-like creature in pursuit of the equally dazed and wounded Weston.

2. A day comes when Weston’s fish is exhausted and he stops running, turns and paddles it over beside Ransom. ‘Please,’ he wheedles, and then goes into another long, tempting speech, pretending that he is now simply Weston and that his devil has fled. Except he isn’t and it hasn’t. Only slowly does it reveal its devilish intent. Weston’s wheedling slowly turns into a grand vision of the horror and pointlessness of life, we only live briefly and then are pushed out of the bright atmosphere of the world into the darkness beneath it, squealing in pain and fear. It doesn’t matter whether there is a God or not, all that matters is escaping the darkness, the void, the horror… at which point Ransom realises that ‘it’ is still a devil, and also realises that he has been given an insight into what it means to be a devil, self-excluded from the grace of God.

3. The devil grabs Ransom’s arm and then lunges across from his dolphin, tackles his body, wrapping himself round Ransom’s waist and thighs and dragging him down, down under water. This leads to a nightmareish struggle in the cold depths of the sea, when you wonder if they will both drown and go to the underworld (anything seems to be possible).

But instead Ransom awakes to find he is in some kind of shingly beach in the pitch darkness. He finds Weston’s body and strangles him to death and breaks his ribs for good measure, and then collapses exhausted. Hours later, Ransom awakes again, again into pitch darkness, and begins to explore the ‘beach’ only to discover that it is a cave. By some chance he and Weston in their death-embrace have been washed into a cave, maybe deep under the waterline in some cliff. He tentatively tries easing down into the water but it is breaking against the sides with such violence that, in the dark, it is impossible to gauge its power and depth and Ransom has no way of knowing how much of a swim, and in which direction he should go, to escape out of the cave and make it back to the surface.

Instead Ransom sets off to explore the innards of the cave and see if he can escape that way, in a passage of nightmare intensity, bumping into walls, pulling himself up onto ledges, inching along in pitch darkness, stubbing his toes, scratching every inch of his exposed naked body, always climbing, with no idea where he is going or if there is any hope.

This passage is a form of Pilgrim’s Progress. It isn’t made explicit, but it is a Christian soul climbing up out of pitch darkness driven only by faith.

Only after a prolonged and increasingly hallucinatory climb does Ransom finally see a sliver of light up above, and walk up along a sloping stretch of rock to discover a fissure of light high above him.

He has to build a platform from loose rocks and jump up into the crevice, clinging on by his fingertips, then inching his way along it, his back against one wall, his knees and feet against the other, painfully upwards to emerge in a huge wide cavern illuminated by the light from a sheer drop at one end. He goes over to it and discovers it drops sheer, hundreds maybe thousands of yards down into raw, moiling fire.

As he turns from the blinding light back to the cavern, Ransom sees Weston, as in a dream, as in a nightmare, pull himself slowly up out of the fissure and stumble towards him. Half-mad, hallucinating, delirious, Ransom grips the nearest sizeable rock, says, ‘In the name of the Father, the Son and the Holy Ghost,’ runs at Weston and smashes his face in, smashing it literally to a pulp.

He then drags the mashed-face corpse over to the ledge and tips it over to plummet down down into the fiery lava beneath. Surely, finally, he has finished his task.

Days of climbing follow in a delirium of pain and exhaustion. Finally, crossing some cave, Ransom slips and falls into a fast-moving stream which sluices him out of a rock face and into a pool outside, on a mountainside, under the golden sky of Perelandra where he lies for days, drinking the stream water and reaching his hand up for sweet fruit, delirious, unconscious of the days and nights, slowly healing in body and mind.

Eventually, after many days, healed and ready to walk, the eldila appear, fragments of light in the daytime, silently telling  him that he must set off for some kind of happy valley, there beyond the hills.

The coronation

Ransom walks a long way, up hill, down dale, somehow knowing he must seek the hidden valley, climbing high into the mountains before finally descending to the most beautiful place he has seen in either of the two planets, Malacandra or Perelandra.

Here, drawn up in front of a natural temple, he encounters the oyarsa of the planet, and then witnesses an enormous horde of friendly animals attending the King and the Lady as they land at the beach and slowly progress up to the temple.

There follows an extraordinary extended coronation scene in which the Lady and the King are transformed into Tor and Tinidil, and receive stewardship of the planet and everything on it from the oyarsa. In extended speeches Ransom is told that the King and the Lady have learned about evil not by doing it, as Adam and Eve did – but by resisting it.

In this grand performance Ransom played a crucial part, allowing the Lady to learn just enough of the bad to be able to resist it, before himself disposing of the evil in a way no creature of Perelandra could have, without sullying itself.

Only a fallen man could deal with another fallen man. Ransom receives the fathomless gratitude of the King and the Lady. And in this whole story Weston, like Judas, played a preconceived role.

‘Little did that dark mind know the errand on which he really came to Perelandra!’

After the theology is explained there is a tremendous passage of three or four pages made up of twenty paragraphs, every one of which is a hymn to Maleldil, ending with the repeated phrase, ‘Blessed be He!’

‘All things are by Him and for Him. He utters Himself also for His own delight and sees that He is good. He is His own begotten and what proceeds from Him is Himself. Blessed be He!’

Not the kind of thing you get in a regular novel.

The prophecy

With no interruption, the King washes and laves Ransom’s battered body (in an obvious echo of Jesus washing his disciples in the New Testament) even the gash on his heel where Weston bit him, and which stubbornly refuses to heal.

Then the King lays Ransom in the ice-cold white coffin which has now appeared before them, of the same type which Ransom travelled there in, seals the coffin and Ransom is gone.

But not before the King has made this final prophecy, a prophecy about the Final Battle for the soul of earth, or Thulcandra, a prophecy which obviously sets the book up for its sequel, the final novel in the trilogy, That Hideous Strength.

We shall fall upon your moon, wherein there is a secret evil, and which is as the shield of the Dark Lord of Thulcandra – scarred with many a blow. We shall break her. Her light shall be put out. Her fragments shall fall into your world and the seas and the smoke shall arise so that the dwellers in Thulcandra will no longer see the light of Arbol. And as Maleldil Himself draws near, the evil things in your world shall show themselves stripped of disguise so that plagues and horrors shall cover your lands and seas. But in the end all shall be cleansed, and even the memory of your Black Oyarsa blotted out, and your world shall be fair and sweet and reunited to the field of Arbol and its true name shall be heard again.


The Discarded Image

In my review of Out of The Silent Planet I mentioned the way that most of Lewis’s books, after his conversion to Christianity in 1931, were driven by the urge to explain and proselytise for his Christian belief. Perelandra is even more overtly Christian than its predecessor, or rather all the ideas are based on Christian theology.

His openly Christian works of apologetics like Mere Christianity, the popular comic books like The Screwtape Letters, the famous series of Narnia books, and this, his science fiction trilogy, are all powered and underpinned by Lewis’s profound Christian belief working at various levels of explicitness, from High Theology about the Fall through to incidental insights about human nature – how we are less when we are selfish and self-centred, and more when we turn outwards and acknowledge others.

But to focus on the Christian element is to ignore the other, very large, possibly even larger, part of Lewis’s imagination, which was shaped by his deep and scholarly knowledge of ancient, medieval and Renaissance literature, knowledge which underpins the fantastical and beautiful sumptuousness of much of his imagery, and his sense of the stateliness and courtesy of the pure, of his spirits and kings.

I myself did a very old-fashioned English Literature degree for which I had to learn Anglo-Saxon and Middle English, and in preparation for which it was assumed that I would have read all of the Bible, Homer, the Aeneid, Ovid and Horace.

In studying Gawayne and the Green Knight or Chaucer or The Faerie Queen by Spenser, I found Lewis’s literary criticism of these works invaluable, not only for his detailed knowledge of individual facts or symbols – but for his matchless feel for the values of long-lost cultures.

Lewis’s final book was a scholarly work – The Discarded Image: An Introduction to Medieval and Renaissance Literature – a deliberately brief, almost note-form summary of the sources of much of the imagery and belief system of medieval and renaissance literature. It lays out very clearly and usefully key aspects of ancient and medieval cosmology, explaining their sources in a handful of seminal works, mostly from the ancient world, explaining (in the words of Wikipedia),

the structure of the medieval universe, the nature of its inhabitants, the notion of a finite universe, ordered and maintained by a celestial hierarchy, and the ideas of nature.

My point is that Lewis was absolutely drenched in the imagery and thought of the classical and medieval world, and in my view it is this – just as much as his Christian faith – which gives his fictional books their special feel, a really deep feel for older values, for ancient symbolism and allegory. It explains why the image from Narnia of children placing chains of flowers round the neck of a peaceful lion feels not just fanciful, but somehow profound.

That isn’t an image from anywhere in the Bible. But it is the kind of heraldic image anyone familiar with medieval texts, poems, marginalia or tapestries would appreciate. It is this – a sense of the medieval world somehow reborn across time and space – much more than the explicit Christian theology, which I kept being reminded of as I read Perelandra.

At Ransom’s waking something happened to him which perhaps never happens to a man until he is out of his own world: he saw reality, and thought it was a dream. He opened his eyes and saw a strange heraldically coloured tree loaded with yellow fruits and silver leaves. Round the base of the indigo stem was coiled a small dragon covered with scales of red gold. He recognised the garden of the Hesperides at once.

Lewis actually uses the medieval word ‘heraldic’ several times to convey the sense of dignified, richly felt, medieval symbolism which he is striving to create.

She had stood up amidst a throng of beasts and birds as a tall sapling stands among bushes – big pigeon-coloured birds and flame-coloured birds, and dragons, and beaver-like creatures about the size of rats, and heraldic-looking fish in the sea at her feet. Or had he imagined that? Was this the beginning of the hallucinations he had feared? Or another myth coming out into the world of fact…

They made the circle of the plateau methodically. Behind them lay the group of islands from which they had set out that morning. Seen from this altitude it was larger even than Ransom had supposed. The richness of its colours – its orange, its silver, its purple and (to his surprise) its glossy blacks – made it seem almost heraldic.

The heavens had vanished, and the surface of the sea; but far, far below him in the heart of the vacancy through which he appeared to be travelling, strange bursting star shells and writhing streaks of a bluish-green luminosity appeared. At first they were very remote, but soon, as far as he could judge, they were nearer. A whole world of phosphorescent creatures seemed to be at play not far from the surface – coiling eels and darting things in complete armour, and then heraldically fantastic shapes to which the sea-horse of our own waters would be commonplace

When his imagination looks for the beautiful, it is not to the Jewish imagery of the Bible, but to medieval iconography which Lewis turns, imagery forged of the strange union between popular folk tales and legends with the high art of Norman courtly chivalry, mixed in with the myths and strange arcane beliefs of the ancient world.

It is the formal beauty, the poise, the ceremoniousness, the tremendous feeling of correctness about this medieval imagery which gives Lewis’s fictional books – the Narnia books and this science fiction trilogy – a large part of their powerful imaginative impact.

The Lady and the Unicorn: À mon seul désir (1500) Musée national du Moyen Âge, Paris

The Lady and the Unicorn: À mon seul désir (1500) Musée national du Moyen Âge, Paris

Note the ubiquity of the animals in this famous medieval tapestry, both regal (lion and unicorn) and sweetly domestic (dog, rabbits, foxes, lambs).

All of creation, not just human beings, are incorporated in Lewis’s vision – and this, again, reflects his medieval imagination, where animals peep out from the corner of tapestries or intrude into Chaucerian stories.

The comedy of Oxford dons

Although we are transported to other planets and subject to heady worlds of theological and courtly seriousness, Lewis lightens his sci-fi trilogy with an occasional sense of humour, particularly when it comes to taking the mickey out of his own world of stuffy and pedantic Oxford dons. Right in the middle of discussing the future of the whole world, they will be brought up short by a pedantic quibble about a point of grammar. Thus Lewis asks him, before he leaves, about the language he expects to find spoken on Venus:

‘And you think you will find Hressa-Hlab, or Old Solar, spoken on Venus?’
‘Yes. I shall arrive knowing the language. It saves a lot of trouble – though, as a philologist I find it rather disappointing.’

Similarly, once he finds himself in the pitch black cave under the sea, initially convinced it is simply night-time and he must wait for the dawn, Ransom sets out to pass the time thus:

He recited all that he could remember of the Iliad, the Odyssey, the Æneid, the Chanson de Roland, Paradise Lost, the Kalevala, the Hunting of the Snark, and a rhyme about Germanic sound-laws which he had composed as a freshman.

‘A rhyme about Germanic sound-laws which he had composed as a freshman.’ 🙂

Once Ransom has finally decided to kill Weston, once he is in the black cave astride the enemy’s chest, squeezing its throat with both hands, he finds himself, to his own surprise, shouting out a line from the Anglo-Saxon poem, The Battle of Maldon. I studied the Battle of Maldon at university and I have reviewed it for this blog. I would dearly love to know which line Ransom shouted out.

And it is typical of the hyper-scholarly nature of his characters that Ransom declares, towards the end, that, comparing the experience of being on the two planets, Mars and Venus:

Malacandra affected him like a quantitative, Perelandra like an accentual, metre.

Surprised by joy

But the final memory and impression of reading the book is Lewis’s wonderful, delicious, intoxicating depictions of Eden, what bliss it would be, how it would feed all the senses without glutting or tiring them: how it would be made perfectly for men and women to delight in.

Two things account for the popularity of Lewis’s popular Christian books. One is that they are simple. He turned complicated theology or philosophy into the language of Daily Mail editorials, into terms understandable by almost anyone, but without any sense of being patronising. He just sets out at a popular level and then keeps on at that level.

But just as important, I think, was his immense capacity for conjuring up images, motifs, descriptions, settings, words and phrases to convey an immense, bountiful, overflowing feeling of happiness.

I’ve met and debated theology with Christians who have had bad experiences in their lives – rape, abuse, suicide of parents – and they all testified to the importance of Lewis’s writings in helping them find a meaning and a purpose in their lives, in leading them through darkness to greater faith. Helped by its promise that even the most horrific experiences can be transcended because of the beauty and love of the world God has prepared for us.

In a thousand different images, this is the confidence, the faith in beauty and bliss, the deep optimism, which all Lewis’s books radiate and which helps to account for their enduring appeal.

But he said ‘Hush’ to his mind at this stage, for the mere pleasure of breathing in the fragrance which now began to steal towards him from the blackness ahead. Warm and sweet, and every moment sweeter and purer, and every moment stronger and more filled with all delights, it came to him. He knew well what it was. He would know it henceforward out of the whole universe – the night-breath of a floating island in the star Venus.


Related links

Other science fiction reviews

1888 Looking Backward 2000-1887 by Edward Bellamy – Julian West wakes up in the year 2000 to discover a peaceful revolution has ushered in a society of state planning, equality and contentment
1890 News from Nowhere by William Morris – waking from a long sleep, William Guest is shown round a London transformed into villages of contented craftsmen

1895 The Time Machine by H.G. Wells – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau by H.G. Wells – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man by H.G. Wells – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1898 The War of the Worlds – the Martians invade earth
1899 When The Sleeper Wakes/The Sleeper Wakes by H.G. Wells – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come by H.G. Wells – set in the same future London as The Sleeper Wakes, Denton and Elizabeth defy her wealthy family in order to marry, fall into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1901 The First Men in the Moon by H.G. Wells – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth by H.G. Wells – scientists invent a compound which makes plants, animals and humans grow to giant size, prompting giant humans to rebel against the ‘little people’
1905 With the Night Mail by Rudyard Kipling – it is 2000 and the narrator accompanies a GPO airship across the Atlantic
1906 In the Days of the Comet by H.G. Wells – a comet passes through earth’s atmosphere and brings about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air by H.G. Wells – Bert Smallways, a bicycle-repairman from Kent, gets caught up in the outbreak of the war in the air which brings Western civilisation to an end
1909 The Machine Stops by E.M. Foster – people of the future live in underground cells regulated by ‘the Machine’ until one of them rebels

1912 The Lost World by Sir Arthur Conan Doyle – Professor Challenger leads an expedition to a plateau in the Amazon rainforest where prehistoric animals still exist
1912 As Easy as ABC by Rudyard Kipling – set in 2065 in a world characterised by isolation and privacy, forces from the ABC are sent to suppress an outbreak of ‘crowdism’
1913 The Horror of the Heights by Arthur Conan Doyle – airman Captain Joyce-Armstrong flies higher than anyone before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters
1914 The World Set Free by H.G. Wells – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change
1918 The Land That Time Forgot by Edgar Rice Burroughs – a trilogy of pulp novellas in which all-American heroes battle ape-men and dinosaurs on a lost island in the Antarctic

1921 We by Evgeny Zamyatin – like everyone else in the dystopian future of OneState, D-503 lives life according to the Table of Hours, until I-330 wakens him to the truth
1925 Heart of a Dog by Mikhail Bulgakov – a Moscow scientist transplants the testicles and pituitary gland of a dead tramp into the body of a stray dog, with disastrous consequences
1927 The Maracot Deep by Arthur Conan Doyle – a scientist, engineer and a hero are trying out a new bathysphere when the wire snaps and they hurtle to the bottom of the sea, there to discover…

1930 Last and First Men by Olaf Stapledon – mind-boggling ‘history’ of the future of mankind over the next two billion years
1938 Out of the Silent Planet by C.S. Lewis – baddies Devine and Weston kidnap Ransom and take him in their spherical spaceship to Malacandra aka Mars,

1943 Perelandra (Voyage to Venus) by C.S. Lewis – Ransom is sent to Perelandra aka Venus, to prevent an earth man possessed by the devil from tempting the planet’s new young inhabitants to a second Fall
1945 That Hideous Strength: A Modern Fairy-Tale for Grown-ups by C.S. Lewis– Ransom assembles a motley crew to combat the rise of an evil corporation which is seeking to overthrow mankind
1949 Nineteen Eighty-Four by George Orwell – after a nuclear war, inhabitants of ruined London are divided into the sheep-like ‘proles’ and members of the Party who are kept under unremitting surveillance

1950 I, Robot by Isaac Asimov – nine short stories about ‘positronic’ robots, which chart their rise from dumb playmates to controllers of humanity’s destiny
1950 The Martian Chronicles – 13 short stories with 13 linking passages loosely describing mankind’s colonisation of Mars, featuring strange, dreamlike encounters with Martians
1951 Foundation by Isaac Asimov – the first five stories telling the rise of the Foundation created by psychohistorian Hari Seldon to preserve civilisation during the collapse of the Galactic Empire
1951 The Illustrated Man – eighteen short stories which use the future, Mars and Venus as settings for what are essentially earth-bound tales of fantasy and horror
1952 Foundation and Empire by Isaac Asimov – two long stories which continue the future history of the Foundation set up by psychohistorian Hari Seldon as it faces attack by an Imperial general, and then the menace of the mysterious mutant known only as ‘the Mule’
1953 Second Foundation by Isaac Asimov – concluding part of the ‘trilogy’ describing the attempt to preserve civilisation after the collapse of the Galactic Empire
1953 Earthman, Come Home by James Blish – the adventures of New York City, a self-contained space city which wanders the galaxy 2,000 years hence powered by spindizzy technology
1953 Fahrenheit 451 by Ray Bradbury – a masterpiece, a terrifying anticipation of a future when books are banned and professional firemen are paid to track down stashes of forbidden books and burn them
1953 Childhood’s End by Arthur C. Clarke a thrilling narrative involving the ‘Overlords’ who arrive from space to supervise mankind’s transition to the next stage in its evolution
1954 The Caves of Steel by Isaac Asimov – set 3,000 years in the future when humans have separated into ‘Spacers’ who have colonised 50 other planets, and the overpopulated earth whose inhabitants live in enclosed cities or ‘caves of steel’, and introducing detective Elijah Baley to solve a murder mystery
1956 The Naked Sun by Isaac Asimov – 3,000 years in the future detective Elijah Baley returns, with his robot sidekick, R. Daneel Olivaw, to solve a murder mystery on the remote planet of Solaria
1956 They Shall Have Stars by James Blish – explains the invention – in the near future – of the anti-death drugs and the spindizzy technology which allow the human race to colonise the galaxy
1957 The Black Cloud by Fred Hoyle – a vast cloud of gas heads into the solar system, blocking out heat and light from the sun with cataclysmic consequences on Earth, until a small band of maverick astronomers discovers that the cloud contains intelligence and can be communicated with
1959 The Triumph of Time by James Blish – concluding story of Blish’s Okie tetralogy in which Amalfi and his friends are present at the end of the universe

1961 A Fall of Moondust by Arthur C. Clarke a pleasure tourbus on the moon is sucked down into a sink of moondust, sparking a race against time to rescue the trapped crew and passengers
1962 A Life For The Stars by James Blish – third in the Okie series about cities which can fly through space, focusing on the coming of age of kidnapped earther, young Crispin DeFord, aboard New York
1962 The Man in the High Castle by Philip K. Dick In an alternative future America lost the Second World War and has been partitioned between Japan and Nazi Germany. The narrative follows a motley crew of characters including a dealer in antique Americana, a German spy who warns a Japanese official about a looming surprise German attack, and a woman determined to track down the reclusive author of a hit book which describes an alternative future in which America won the Second World War
1963 Planet of the Apes by Pierre Boulle French journalist Ulysse Mérou accompanies Professor Antelle on a two-year space flight to the star Betelgeuse, where they land on an earth-like plane to discover that humans and apes have evolved here, but the apes are the intelligent, technology-controlling species while the humans are mute beasts
1968 2001: A Space Odyssey a panoramic narrative which starts with aliens stimulating evolution among the first ape-men and ends with a spaceman being transformed into galactic consciousness
1968 Do Androids Dream of Electric Sheep? by Philip K. Dick In 1992 androids are almost indistinguishable from humans except by trained bounty hunters like Rick Deckard who is paid to track down and ‘retire’ escaped andys
1969 Ubik by Philip K. Dick In 1992 the world is threatened by mutants with psionic powers who are combated by ‘inertials’. The novel focuses on the weird alternative world experienced by a group of inertials after a catastrophe on the moon

1970 Tau Zero by Poul Anderson – spaceship Leonora Christine leaves earth with a crew of fifty to discover if humans can colonise any of the planets orbiting the star Beta Virginis, but when its deceleration engines are damaged, the crew realise they need to exit the galaxy altogether in order to find space with low enough radiation to fix the engines, and then a series of unfortunate events mean they find themselves forced to accelerate faster and faster, effectively travelling through time as well as space until they witness the end of the entire universe
1971 Mutant 59: The Plastic Eater by Kit Pedler and Gerry Davis – a genetically engineered bacterium starts eating the world’s plastic
1973 Rendezvous With Rama by Arthur C. Clarke – in 2031 a 50-kilometre long object of alien origin enters the solar system, so the crew of the spaceship Endeavour are sent to explore it
1974 Flow My Tears, The Policeman Said by Philip K. Dick – America after the Second World War has become an authoritarian state. The story concerns popular TV host Jason Taverner who is plunged into an alternative version of this world in which he is no longer a rich entertainer but down on the streets among the ‘ordinaries’ and on the run from the police. Why? And how can he get back to his storyline?
1974 The Forever War by Joe Haldeman The story of William Mandella who is recruited into special forces fighting the Taurans, a hostile species who attack Earth outposts, successive tours of duty requiring interstellar journeys during which centuries pass on Earth, so that each of his return visits to the home planet show us society’s massive transformations over the course of the thousand years the war lasts.

1981 The Golden Age of Science Fiction edited by Kingsley Amis – 17 classic sci-fi stories from what Amis considers the Golden Era of the genre, namely the 1950s
1982 2010: Odyssey Two by Arthur C. Clarke – Heywood Floyd joins a Russian spaceship on a two-year journey to Jupiter to a) reclaim the abandoned Discovery and b) investigate the monolith on Japetus
1984 Neuromancer by William Gibson – burnt-out cyberspace cowboy Case is lured by ex-hooker Molly into a mission led by ex-army colonel Armitage to penetrate the secretive corporation, Tessier-Ashpool at the bidding of the vast and powerful artificial intelligence, Wintermute
1986 Burning Chrome by William Gibson – ten short stories, three or four set in Gibson’s ‘Sprawl’ universe, the others ranging across sci-fi possibilities, from a kind of horror story to one about a failing Russian space station
1986 Count Zero by William Gibsonthird of Gibson’s ‘Sprawl’ trilogy in which young hacker Bobby Newmark discovers there is a lot more to cyberspace than he ever imagined.
1987 2061: Odyssey Three by Arthur C. Clarke – Spaceship Galaxy is hijacked and forced to land on Europa, moon of the former Jupiter, in a ‘thriller’ notable for Clarke’s descriptions of the bizarre landscapes of Halley’s Comet and Europa
1988 Mona Lisa Overdrive by William Gibson – third of Gibson’s ‘Sprawl’ trilogy in which street-kid Mona is sold by her pimp to crooks who give her plastic surgery to make her look like global simstim star Angie Marshall who they plan to kidnap but is herself on a quest to find her missing boyfriend, Bobby Newmark, one-time Count Zero, while the daughter of a Japanese ganster who’s sent her to London for safekeeping is abducted by Molly Millions, a lead character in Neuromancer

1990 The Difference Engine by William Gibson and Bruce Sterling – in an alternative history Charles Babbage’s early computer, instead of being left as a paper theory, was actually built, drastically changing British society, so that by 1855 it is led by a party of industrialists and scientists who use databases and secret police to keep the population under control

Ring of Steel by Alexander Watson (2014) and multi-ethnic societies

Mutual suspicion, brinkmanship, arrogance, belligerence and, above all fear were rife in the halls of power across Europe in the summer of 1914. (p.8)

I’m very surprised that this book won the ‘2014 Guggenheim-Lehrman Prize in Military History’ and the ‘Society of Military History 2015 Distinguished Book Award’ because it is not really a military history at all.

It’s certainly an epic book – 788 pages, if you include the 118 pages of notes and 63 pages of bibliography – and it gives an impressively thorough account of the origins, development and conclusion of the First World War, as seen from the point of view of the politicians, military leaders and people of Germany and Austria-Hungary.

More social than military history

But I found it much more of a sociological and economic history of the impact of war on German and Austro-Hungarian society, than a narrative of military engagements.

Watson gives a broad outline of the German invasion of Belgium and northern France, but there are no maps and no description of any of the vital battles, of the Marne or Aisnes or Arras or Ypres. Instead he spends more time describing the impact on Belgian society of the burning of villages and the atrocities carried out by the Germans – in retaliation for what they claimed were guerrilla and francs-tireurs (free-shooter) attacks by civilian snipers.

I was specifically hoping to learn more about the famous three-week-long battle of Tannenberg between Germany and Russia on the Eastern Front, but there is no account of it at all in this book.

Instead Watson gives a detailed description of the impact on society in Galicia and East Prussia of the ruinous and repressive Russian advance. Little or nothing about the fighting, but a mass of detail about the impact on individual villages, towns and cities of being subject to Russian military administration and violence, and a lot about the impact of war on the region’s simmering ethnic tensions. I hadn’t realised that the Russians, given half a chance, carried out as many atrocities (i.e. massacring civilians) and far more forced movements of population, than the Germans did.

Watson does, it is true, devote some pages to the epic battle of Verdun (pp. 293-300) and to the Battle of the Somme (pp. 310-326), but it’s not what I’d call a military description. There are, for example no maps of either battlefield. In fact there are no battlefield maps – maps showing the location of a battle and the deployment of opposing forces – anywhere at all in the book.

Instead, what you do get is lots of graphs and diagrams describing the social and economic impact of war – showing things like ‘Crime rates in Germany 1913-18’, ‘Free meals dispensed at Viennese soup kitchens 1914-18’, ‘German psychiatric casualties in the First and Second Armies 1914-18’ (p.297) and so on. Social history.

Longer than the accounts of Verdun and the Somme put together is his chapter about the food shortages which began to be felt soon after the war started and reached catastrophic depths during the ‘Turnip Winter’ of 1916-17. These shortages were caused by the British naval blockade (itself, as Watson points out, of dubious legality under international law), but also due to the intrinsic shortcomings of German and Austro-Hungarian agriculture, compounded by government inefficiency, and corruption (all described in immense detail on pages 330-374).

So there’s more about food shortages than about battles. Maybe, in the long run, the starvation was more decisive. Maybe Watson would argue that there are hundreds of books devoted to Verdun and the Somme, whereas the nitty-gritty of the food shortages – much more important in eventually forcing the Central Powers to their knees – is something you rarely come across in British texts. He certainly gives a fascinating, thorough and harrowing account.

But it’s not military history. It’s social and economic history.

A lot later in the book Watson gives a gripping account of the German offensive of spring 1918, and then the Allied counter-offensive from July 1918 which ended up bringing the Central Powers to the negotiating table.

But in both instances it’s a very high-level overview, and he only gives enough detail to explain (fascinatingly) why the German offensive failed and the Allied one succeeded – because his real motivation, the meat of his analysis, is the social and political impact of the military failure on German and Austrian society.

Absence of smaller campaigns

Something else I found disappointing about the book was his neglect of military campaigns even a little outside his main concern with German and Austro-Hungarian society.

He gives a thrilling account of the initial Austrian attack on Serbia – which was, after all, the trigger for the whole war – and how the Austrians were, very amusingly, repelled back to their starting points.

But thereafter Serbia is more or less forgotten about and the fact that Serbia was later successfully invaded is skated over in a sentence. Similarly, although the entry of Italy into the war is mentioned, none of the actual fighting between Austria and Italy is described. There is only one reference to Romania being successfully occupied, and nothing at all about Bulgaria until a passing mention of her capitulation in 1918.

I had been hoping that the book would give an account of the First World War in the East, away from the oft-told story of the Western Front: the war in Poland and Galicia and the Baltic States he does cover, but in south-eastern Europe nothing.

The text – as the title, after all, indicates – is pretty ruthlessly focused on the military capabilities, mobilisation, economy and society of Germany and Austria-Hungary.

Ethnic tension

If there’s one theme which does emerge very clearly from this very long book it is the centrality of ethnic and nationalist divisions in the Central Powers themselves, and in the way they treated their conquered foes.

Throughout its examination of the impact of war on German and Austro-Hungarian society – on employment, women’s roles, propaganda, agriculture and industry, popular culture and so on – the book continually reverts to an examination of the ethnic and nationalist fracture lines which ran through these two states.

For example, in the food chapter, there are not only radical differences in the way the German and Austro-Hungarian authorities dealt with the crisis (the effectiveness of different rationing schemes, and so on) but we are shown how different national regions, particularly of Austria-Hungary, refused to co-operate with each other: for example, rural Hungary refusing to share its food with urban Austria.

What emerges, through repeated description and analysis, is the very different ethnic and nationalist nature of the two empires.

Germany

Germany was an ethnically homogeneous state, made up overwhelmingly of German-speaking ethnic Germans. Therefore the fractures – the divisions which total war opened up – tended to take place along class lines. Before the war the Social Democrat Party (much more left-wing than its name suggests) had been the biggest socialist party in Europe, heir to the legacy of Karl Marx which was, admittedly, much debated and squabbled over. However, when war came, Watson shows how, in a hundred different ways, German society closed ranks in a patriotic display of unity so that the huge and powerful SDP, after some debate, rejected its pacifist wing and united with all the other parties in the Reichstag in voting for the war credits which the Chancellor asked for.

Watson says contemporary Germans called this the Burgfrieden spirit of the time, meaning literally ‘castle peace politics’. In effect it meant a political policy of ‘party truce’, all parties rallying to the patriotic cause, trades unions agreeing not to strike, socialist parties suspending their campaign to bring down capitalism, and so on. All reinforced by the sense that the Germans were encircled by enemies and must all pull together.

Typical of Watson’s social-history approach to all this is his account of the phenomenon of Liebesgaben or ‘love gifts’ (pp.211-214), the hundreds of thousands of socks and gloves and scarves knitted and sent to men at the front by the nation’s womenfolk, and the role played by children in war charities and in some war work.

He has three or four pages about the distinctive development of ‘nail sculptures’, figures of soldiers or wartime leaders into which all citizens in a town were encouraged to hammer a nail while making a donation to war funds. Soon every town and city had these nail figures, focuses of patriotic feeling and fundraising (pp. 221-225).

Watson is much more interested by the impact of war on the home front than by military campaigns.

Austria-Hungary

The spirit of unity which brought Germany together contrasts drastically with the collapse along ethnic lines of Austria-Hungary, the pressures which drove the peoples of the empire apart.

The Empire was created as a result of the Compromise of 1867 by which the Austrians had one political arrangement, the Hungarians a completely different one, and a whole host of lesser ethnicities and identities (the Czechs, and Poles in the north, the Serbs and Greeks and Croats and Bosnians in the troublesome south) jostled for recognition and power for their own constituencies.

Watson’s introductory chapters give a powerful sense of the fear and anxiety stalking the corridors of power in the Austro-Hungarian Empire well before the war began. This fear and anxiety were caused by the succession of political and military crises of the Edwardian period – the Bosnia Crisis of 1908, the First and Second Balkan Wars of 1911 and 1912, the rising voices of nationalism among Czechs in the north and Poles in the East.

To really understand the fear of the ruling class you have to grasp that in 1914 there was a very clear league table of empires – with Britain at the top followed by France and Germany. The rulers of Austria-Hungary were petrified that the collapse and secession of any part of their heterogenous empire would relegate them to the second division of empires (as were the rulers of Russia, as well).

And everybody knew what happened to an empire on the slide: they had before them the examples of the disintegrating Ottoman and powerless Chinese empires, which were condemned to humiliation and impotence by the Great Powers. Austria-Hungary’s rulers would do anything to avoid that fate.

But Watson shows how, as soon as war broke out, the empire instead of pulling together, as Germany had, began dividing and splitting into its component parts. Vienna was forced to cede control of large regions of the empire to the local governments which were best placed to mobilise the war effort among their own peoples.

This tended to have two consequences:

  1. One was to encourage nationalism and the rise of nationalist leaders in these areas (it was via wartime leadership of the Polish Legions, a force encouraged by Vienna, that Józef Piłsudski consolidated power and the authority which would enable him to establish an independent Poland in 1918, and successfully defend its borders against Russian invasion in 1920, before becoming Poland’s strongman in the interwar period).
  2. The second was to encourage inter-ethnic tension and violence.

The difference between homegeneous Germany and heterogeneous Austria-Hungary is exemplified in the respective nations’ responses to refugees. In Germany, the 200,000 or so refugees from Russia’s blood-thirsty invasion of East Prussia were distributed around the country and welcomed into homes and communities all over the Reich. They were recipients of charity from a popular refugee fund which raised millions of marks for them. Even when the refugees were in fact Polish-speaking or Lithuanians, they were still treated first and foremost as Germans and all received as loyal members of the Fatherland (pp. 178-181).

Compare and contrast the German experience with the bitter resentment which greeted refugees from the Russian invasion of the Austro-Hungarian border region of Galicia. When some 1 million refugees from Galicia were distributed round the rest of the empire, the native Hungarians, Austrians or Czechs all resented having large number of Poles, Ruthenians and, above all, Jewish, refugees imposed on their communities. There was resentment and outbreaks of anti-refugee violence.

The refugee crisis was just one of the ways in which the war drove the nationalities making up the Austro-Hungarian empire further apart (pp. 198-206).

Two years ago I read and was appalled by Timothy Snyder’s book, Bloodlands, which describes the seemingly endless ethnic cleansing and intercommunal massacres, pogroms and genocides which took place in the area between Nazi Germany and Stalin’s Russia in the 1930s.

Watson’s book shows how many of these tensions existed well before the First World War – in the Balkans they went back centuries – but that it was the massive pan-European conflict which lifted the lid, which authorised violence on an unprecedented scale, and laid the seeds for irreconcilable hatreds, particularly between Germans, Poles, Ukrainians, Russians and Jews.

The perils of multi-ethnic societies

Although I bet Watson is a fully paid-up liberal (and his book makes occasional gestures towards the issue of ‘gender’, one of the must-have topics which all contemporary humanities books have to include), nonetheless the net effect of these often harrowing 566 pages of text is to make the reader very nervous about the idea of a multinational country.

1. Austria-Hungary was a rainbow nation of ethnicities and, under pressure, it collapsed into feuding and fighting nationalities.

2. Russia, as soon as it invaded East Prussia and Galicia, began carrying out atrocities against entire ethnic groups classified as traitors or subversives, hanging entire villages full of Ukrainians or Ruthenians, massacring Jewish populations.

3. The to and fro of battle lines in the Balkans allowed invading forces to decimate villages and populations of rival ethnic groups who they considered dangerous or treacherous.

Austro-Hungarian troops hanging unarmed Serbian civilians (1915)

Austro-Hungarian troops hanging unarmed Serbian civilians (1915) No doubt ‘spies’ and ‘saboteurs’

In other words, everywhere that you had a mix of ethnicities in a society put under pressure, you got voices raised blaming ‘the other’, blaming whichever minority group comes to hand, for the catastrophe which was overtaking them.

Unable to accept the objective truth that their armies and military commanders were simply not up to winning the war, the so-called intelligentsia of Austria-Hungary, especially right-wing newspapers, magazines, writers and politicians, declared that the only reason they were losing must be due to the sabotage and treachery of traitors, spies, saboteurs and entire ethnic groups, who were promptly declared ‘enemies of the state’.

Just who was blamed depended on which small powerless group was ready to hand, but the Jews tended to be a minority wherever they found themselves, and so were subjected to an increasing chorus of denunciation throughout the empire.

Ring of Steel is a terrible indictment of the primitive xenophobia and bloodlust of human nature. But it is also a warning against the phenomenon that, in my opinion, has been ignored by generations of liberal politicians and opinion-formers in the West.

For several generations we have been told by all official sources of information, government, ministires, and all the media, that importing large groups of foreigners can only be a good thing, which ‘enriches’ our rainbow societies. Maybe, at innumerable levels, it does.

But import several million ‘foreigners’, with different coloured skins, different languages, cultures and religions into Western Europe – and then place the societies of the West under great economic and social strain thanks to an epic crash of the financial system and…

You get the rise of right-wing, sometimes very right-wing, nationalist parties – in Russia, in Poland, in Hungary, in Germany, in Sweden and Denmark, in Italy, in France, in Britain and America – all demanding a return to traditional values and ethnic solidarity.

I’m not saying it’s right or wrong, I’m just saying the evidence seems to be that human beings are like this. This is what we do. You and I may both wish it wasn’t so, but it is so.

In fact I’d have thought this was one of the main lessons of history. You can’t look at the mass destruction of the Napoleonic Wars and say – ‘Well at least we’re not like that any more’. You can’t look at the appalling suffering created by industrialisation and say, ‘Well at least we’re not like that any more’. You can’t look at the mind-blowing racist attitudes I’ve been reading about in the American Civil War and say, ‘Well, at least we’re not like that any more’. You can’t look at the mad outbreak of violence of the First World War and the stubborn refusal to give in which led to over ten million men being slaughtered and say – ‘Well, at least we’re not like that any more’. You can’t look at the Holocaust and say – ‘Well, at least we’re not like that any more’.

We cannot be confident that human nature has changed at all in the intervening years.

Because in just the last twenty years we have all witnessed the savagery of the wars in former Yugoslavia, the Rwandan genocide, the genocide in Darfur, the failure of the Arab Springs and the civil wars in Syria and Libya, the 9/11 attacks, the wars in Iraq and Afghanistan, the rise of ISIS, the war in Yemen, the genocide of Rohingya Muslims in Myanmar prove.

If all these conflicts prove anything, they prove that —

WE ARE STILL LIKE THAT

We are just like that. Nothing has changed. Given half a chance, given enough deprivation, poverty and fear, human beings in any continent of the world will lash out in irrational violence which quickly becomes total, genocidal, scorched earth, mass destruction.

In the West, in Britain, France, Germany or America, we like to think we are different. That is just a form of racism. In my opinion, we are not intrinsically different at all. We are just protected by an enormous buffer of wealth and consumer goods from having to confront our basest nature. The majority of the populations in all the Western nations are well off enough not to want, or to allow, any kind of really ethnically divisive politics or inter-ethnic violence to take hold.

Or are they?

Because creating multi-cultural societies has created the potential for serious social stress to exacerbate racial, ethnic and nationalist dividing lines which didn’t previously exist. When I was growing up there was no such thing as ‘Islamophobia’ in Britain. 40 years later there are some 2.8 million Muslims in Britain, some 5% of the population – and I read about people being accused of ‘Islamophobia’, or Muslims claiming unfair discrimination or treatment in the media, almost every day in the newspapers.

It’s not as if we didn’t know the risks. I lived my entire life in the shadow of ‘the Troubles’ in Northern Ireland which were based entirely on ethnic or communal hatred. And now not a day goes past without a newspaper article bewailing how Brexit might end the Good Friday Agreement and bring back the men of violence. Is the peace between the ethnic groups in Northern Ireland really that fragile? Apparently so. But British governments and the mainland population have always had an uncanny ability to sweep Ulster under the carpet and pretend it’s not actually part of the UK. To turn our backs on 40 years of bombings and assassinations, to pretend that it all, somehow, wasn’t actually happening in Britain. Not the real Britain, the Britain that counts. But it was.

Anyway, here we are. Over the past 40 years or so, politicians and opinion makers from all parties across the Western world have made this multicultural bed and now we’re all going to have to lie in it, disruptive and troubled though it is likely to be, for the foreseeable future.

Conclusion

Although it certainly includes lots of detail about the how the societies of the Central Powers were mobilised and motivated to wage total war, and enough about the military campaigns to explain their impact on the home front, overall Watson’s book is not really a military history of the Central Powers at war, but much more a social and economic history of the impact of the war on the two empires of its title.

And in the many, many places where he describes ethnic and nationalist tensions breaking out into unspeakable violence, again and again, all over central and eastern Europe, Watson’s book – no doubt completely contrary to his intentions – can very easily be read as a manifesto against the notion of a multicultural, multi-ethnic society.


Related links

Other blog posts about the First World War

The Korean War by Max Hastings (1987)

This book

This account of the Korean War (1950-53) is thirty years old this year, and so dates from before the collapse of the Soviet Union and the end of the Cold War. Nevertheless, although there are several shorter accounts on the market, this seems to be the only lengthy, in-depth, narrative history of the Korean War in print – an indication of the general lack of interest in the war, both at the time and since (compare and contrast the number of books which come out every year about WW2 or Vietnam).

Why the neglect? The Korean War lacked the scale of the Second World War, so only a relatively small number of soldiers’ families were involved. Around 100,000 British troops were posted to Korea in total, but the British population was more concerned with its own problems – ongoing food rationing, a general election – or the Soviet threat on the continent of Europe. Who cared whether Korea was partitioned along this line or that line?

a) The war was on the other side of the world and
b) After the dramatic reverses of the first year of the conflict, the latter two years dwindled down to a grinding stalemate, demoralising and inglorious. In the end there was no Allied victory (as in WW2), merely a ceasefire which created a border not very much different from the pre-war line. So it turned out to have been a boring, faraway war which achieved nothing.

Background to the partition of Korea

A newcomer to the subject might ask, Why was Korea partitioned between north and south at the 38th parallel in the first place?

To go back a bit, Japan had interfered in Korea’s affairs since the late 19th century. In 1905 Japan made Korea a protectorate; in 1907 the Japanese took control of Korean domestic affairs and disbanded their army; and in 1910 Japan formally annexed Korea.

In the following decades Japan forced some 100,000 Koreans to join the Imperial Japanese Army, and up to 200,000 Korean women were forced into sexual slavery to service Japanese soldiers in Korea and Japanese-occupied China.

Then in 1931 Japan invaded Manchuria, the huge block of territory between northern China and Russia, and in 1937 attacked the rest of the coastal regions of China (as well as into Indochina, Malaya, Burma and so on). Korea was the earliest conquest of Japan’s Far Eastern empire.

Korea became an armed camp, in which mass executions  and wholesale imprisonment were commonplace, and all dissent forbidden. (p.16)

When the Second World War broke out in Europe, Stalin was careful to remain at peace with Japan. When Nazi Germany invaded the Soviet Union in June 1941, the Japanese did not declare war on Russia or attack in Siberia, which they could easily have done from their base in Manchuria. Stalin, for his part, maintained Russian neutrality even after Japan attacked Pearl Harbour in December 1941 thus provoking war with America, and Japan and Russia remained at peace right up to the closing days of the war.

In February 1945, at the Yalta conference, Stalin promised Roosevelt and Churchill that he would enter the war against Japan but he delayed till the last minute. (This, among other things, meant that the Japanese government held out the vain hope right into August 1945 that ‘neutral’ Russia would somehow stand up for them and negotiate good surrender terms with the Allies – a delusion.) So Stalin’s Soviet Union only abandoned its policy of neutrality and declared war on Japan on 9 August 1945. A huge Soviet army crossed the border from Siberia into Japanese-occupied Manchuria and swept south.

A glance at the map shows that the southern border of Manchuria is mostly sea, the Sea of Japan to the east and the Yellow Sea to the west of the Korean peninsula, which dangles down from the Chinese mainland like an Asian Scandinavia. So, with the goal of attacking the Japanese wherever they found them, it was natural that the invading Soviet army crossed the Chinese-Korea border (formed by the Yalu river) and headed south into the peninsula, defeating Japanese forces as they went.

‘Suddenly’ the Americans who, according to Hastings hadn’t really considered the strategic significance of Korea, realised they didn’t want Stalin to occupy the entire peninsula create a communist stronghold so close to soon-to-be-defeated Japan. So the Americans requested Stalin to halt his forces and informed him that American forces would invade Korea from the south.

Two American officers were put in charge of figuring out where the dividing line should be between the uneasy allies. Poring over a map, they reached the ‘hasty’ decision that the 38th parallel was a handy dividing line: it more or less divided the country in two, with the capital Seoul, the best agriculture and industry, and most of the population, to the south i.e. in the American sector.

President Roosevelt duly contacted Stalin with the request that he stop his forces at the 38th parallel and, to the Americans’ surprise, Stalin readily agreed. Stalin didn’t want to risk confrontation with the ally he was working so closely with in Europe, and was also very aware of the atom bombs the Americans had just dropped on Japan. Yeah, sure, you can keep half of Korea.

(There is a nice irony here, that the Americans from Roosevelt down were vehement opponents of the European empires, and actively tried to sabotage the return to European imperial rule of Burma, Malaya or Indochina. But quite quickly they found themselves dragged into drawing precisely the kind of arbitrary lines and borders which they had criticised the Europeans for making in Africa and the Middle East. The existence of separate states of North and South Korea and the fates, the life chances and premature deaths of tens of millions of Koreans, were determined by this hurried decision made in the last gasp of the Second World War.)

North and South Korea

So Stalin stopped his troops at the 38th parallel, when he could easily have pressed on and seized the entire peninsula. American forces landed at Incheon on September 8 and liberated southern Korea from their Japanese occupiers. In time both countries put their own regimes in place in their sector, the Soviets basing their government in the northern city of Pyongyang, the Americans in the traditional capital, Seoul, permanently crystallising the distinction between communist North Korea and capitalist South Korea.

While the Russians proceeded with their standard process of step-by-step managing the local communists into government and then picking off the opposition one by one to create a mini Stalinist state, Hastings describes the Americans as making a number of important mistakes in the South.

For a start, the Americans found the native Koreans completely unused to governing their own country. Thus, against their intentions, in the early days they ended up being forced to work closely with the now-defeated Japanese authorities, for the simple reason that the Japs had the experienced men in place to carry on carrying out the function of the state. Only slowly were these replaced by native Koreans, and then the Americans had the devil of a time selecting which of the many groups of clamouring Korean politicians to choose to run things.

As the threat from Soviet communism became more palpable into 1946, the Americans found themselves setting up a government run by the smooth-talking, right-wing émigré Syngman Rhee. Hastings recounts how left-of-centre Korean groups were too quickly marginalised because of the taint of communism and how the Americans, despite their best intentions, found themselves installing Rhee, and then coming to regret the choice of such a corrupt, brutal figure. Rhee ended up being president of South Korea from 1948 to 1960 and was an early example of the kind of brutal, repressive and corrupt right-wing regime which the Americans would find themselves supporting again and again throughout the Cold War.

This had the result of fuelling left-wing and communist agitation against his government, which led to a spiral of repression, and left many Americans feeling ambivalent and uneasy in their support for Rhee. This was epitomised by a reluctance to arm his air force, artillery and infantry with more than a token minimum of equipment, since there was good evidence that arms were mainly used against his own civilian population.

Meanwhile, throughout the late 1940s North Korea kept up a steady stream of propaganda broadcasts to the south, designed to appeal to all Korean patriots, calling for the reunification of the country, as well as predictable calls for the overthrow of Rhee and his unlikeable clique. In the spring of 1950 this rhetoric became steadily more heated and experts in the U.S. State Department warned of the growing threat of some kind of attack by the North on the South. The American government, under President Harry Truman, had its hands full coping with crises in the more obvious cockpit of the Cold War, Europe, beset by a sequence of crises including the Berlin Airlift from June 1948 to May 1949, the communist coup in Czechoslovakia in 1948, and so on.

The Korean War

1. The North invades Thus it came as a complete surprise to the world when Kim Il-Sung’s North Korean army invaded South Korea on 25 June 1950. The United Nations immediately voted it an illegal act and sent forces to stop the advance. These were at first mostly American, but in time came to consist of a coalition including other Western countries and eventually 20 nations from round the world. But before this could be organised, the North Koreans succeeded in storming through the south, pushing the under-equipped demoralised Republic of Korea’s army back until it and its American support were, by September 1950, pinned into a pocket in the south-east of the peninsula, the Pusan area.

2. Landing at Inchon Not only did the Americans reinforce their troops who fought bravely to hold the line at Pusan but General MacArthur, the hero of the Pacific War, who had been ruling post-war Japan as American Vice-Consul, now conceived his last great strategic coup, which was to organise a massive American amphibious landing at Inchon in mid-September 1950, on the coast near Seoul, thus attacking the North Koreans in their rear, and threatening their supply lines.

The Americans broke out of the Pusan pocket and drove north, pushing back the demoralised and exhausted North Koreans, back across the 38th parallel and further north. At this point Hastings’ account dwells on the massive disagreements within the American administration on whether or not the Allies should halt at the parallel or press on to take the entire peninsula. This latter view prevailed and the American, ROK and other UN national forces (British and Commonwealth as well as a large contingent from Turkey) pressed north.

3. China enters the war Allied forces had come within sight of the Yalu river which forms the border between Korea and China when they were horrified to learn that a vast contingent of the People’s Republic of China had crossed the border and was attacking along the line. Briefly, sheer weight of numbers overran Allied positions, creating confusion and panic, and it is chastening to read accounts of Allied troops dropping their guns and equipment and running in panic fear. The Chinese routed the Allies, pushing them relentlessly southwards back towards the 38th parallel.

Hastings excels, in this book as in his later one about the War in the Pacific, at combining at least three levels of analysis:

  • Carefully chosen eye witness accounts (from letters, diaries and reports made at the time along with highlights of the scores of interviews with veterans which he conducts for each book).
  • Detailed descriptions, with maps, of specific battles and the broader military situation.
  • But what I enjoyed most is Hasting’s ability to pull out of this narrow focus to explain in detail the strategic and geopolitical issues behind the war. Thus there is a lot of analysis throughout the book of the conflicting aims and strategies of the Allies, and particularly within the US administration and armed forces. It is riveting to read how war aims a) can be so contradictory and fiercely debated within a set of allies b) change over time according to all sorts of pressures, like domestic opposition, political attacks from opponents, looming elections, threats elsewhere.

4. Shall we bomb China? The largest issue raised by the Chinese victories and our troops’ humiliating defeats was whether to broaden the war to attack China itself i.e. why only fight the Chinese forces inside Korea, why not bomb mainland China, as we did Germany and Japan? 1. The scattered terrain of hilly Korea, lacking main roads and railways, and the methodology of the communists, moving across country, made it difficult to attack enemy formations in Korea. 2. All their supplies were coming from factories in China, and Chinese MiG jets were flying from airfields in China – why not attack those?

The highpoint of this point of view, strongly espoused by senior figures in the US army and air force, was MacArthur’s request that the Allies use the atom bomb against Chinese forces not only in Korea, but against Chinese cities. The army drew up a list of twenty possible targets. Imagine!

Within Truman’s own cabinet there were – as always – hawks and doves, with some supporting broadening the war, others strongly against. In the event, Truman took the cautious line, and posterity has to agree. If both sides, by tacit consent, limited their confrontation to within the peninsula, it was containable and manageable. In February 1950 Russia and China had signed a defensive alliance committing each to go to war if the other party was attacked, so if the UN forces had bombed Chinese cities, would Russia have been forced to come to China’s defense? Would it have triggered World War III? Was it worth taking the risk?

Hastings brings out how US hawks saw the conflict in terms of the global Cold War against communism. The gruesome way Soviet-backed regimes were established across Europe and the victory of Mao Zedong’s communists in China in 1949, gave a very real sense that communism was advancing on all fronts. The North Korean attack fitted right in with that view of the democratic West being under sustained attack, and revelations of the extent of Soviet spies inside the atom bomb programme and throughout the US establishment, go a long way to explaining the mounting hysteria epitomised by the rise of Senator Joseph McCarthy and his House Unamerican Activities Committee. Truman had to stand up against a great deal of pressure, within the military establishment, from the McCarthyites, from some sections of the media and public opinion, in refusing to widen the war. 60 years later we pay him credit.

Only very slowly, did some parts of the US administration come to realise that China’s motives stemmed at least from simple nationalism as from world communist conspiracies. A captured Chinese soldier is quoted as saying, ‘How would you like your enemies armies, complete with atom bombs, parked just across your 450-mile-long border?’ If the Americans hadn’t pushed on north beyond the parallel, maybe the Chinese wouldn’t have been prompted to invade. Maybe a lot of lives could have been saved.

5. Stalemate Of course, the decision not to widen the war i.e. attack the Chinese mainland – condemned a lot of American, British Commonwealth and UN troops to ongoing slog, battle, injury and death. In December 1950 Lieutenant-General Matthew B. Ridgway took over command of the US Eighth Army and began to turn it around. Retrained, re-equipped and remotivated, his forces held the Chinese and then began to press northwards, retaking Seoul in March 1951, and pressing forward to the parallel.

Throughout this period General MacArthur, in overall command of US forces in the Far East, had given interviews and communicated to representatives of other governments his wish to expand the war, often in direct conflict to the stated aims of the US administration. Eventually, President Truman felt compelled to relieve him of his command on 10 April 1951. This caused a storm of protest within the military, in Congress and among the general public, for whom MacArthur was a great American hero. Truman’s popularity fell to the lowest ever recorded for a US President. And without it being the immediate intention, MacArthur’s sacking sent out a strong message to America’s allies, to China and Russia, that the United States did not intend to attack China, did not even intend to seize the whole Korean peninsula, but would settle for the much more limited aim of returning to the status quo ante.

As spring 1951 turned to summer, the front line advanced and receded around the parallel, slowly settling into a stalemate. A year after the initial invasion, the armies were back more or less where they had started. The North Koreans reluctantly agreed to open ceasefire talks and protracted armistice negotiations began on 10 July 1951 at Kaesong, before moving to the neighbouring village of Panmunjom. Due to the intransigence of the North and the Chinese, these talks dragged on for two long years, while on the ground there was a steady stream of offensives and counter-offensives, none of which really changed the strategic picture, but in which a lot of soldiers died pointlessly on both sides.

The narrative pauses at this point for a series of chapters looking at specific aspects of the war:

  • The war in the air, where the West learned for the first time the limits of air power – something which was to be repeated in Vietnam – and for the first time jet fighter fought jet fighter, Soviet MiGs against US Sabres.
  • The creation more or less from scratch of a U.S. intelligence operation, which featured a number of gung-ho operations behind the lines but precious little usable intelligence. I was tickled to read that the CIA’s Seoul station had 200 officers, but not a single speaker of Korean, an attitude of uninterest in local cultures and languages which the Americans repeated later in Vietnam and the Middle East.
  • The issue of communist prisoners of war, whose numbers had risen to some 130,000 by the end of the war and whose repatriation back to the North became one of the big stumbling blocks of the peace negotiations.

The mounting frustration at having to fight and die in bloody, futile engagements while the diplomats at Panmunjom, just a few miles away, drew the peace negotiations out with unbearable delays, is well depicted in this 1959 movie, Pork Chop Hill. It illustrates the brutality and heavy losses incurred for insignificant hilltops, the effectiveness of Chinese propaganda broadcast to Allied troops by loudspeaker across the front line, and the widespread demoralisation of the American soldiers with many, perhaps most, of them expressing intense doubt about what they were fighting for and whether it was worth it.

Hard not to see foreshadowings of the irresolution and crushing sense of futility which were to bedevil the Vietnam War.

6. Ceasefire Josef Stalin died in March 1953 and Soviet policy went into a shadowy period of uncertainty. Meanwhile, Republican President Eisenhower replaced Democrat President Truman. Part of his campaign had included the pledge to bring the war to an end. These final stages include the unnerving plans made by the new administration to: massively boost South Korean armed forces; bomb China north of the Yalu; deploy the new artillery-fired nuclear weapons the US had developed; and to transport Chinese Nationalist fighters from Formosa to the Chinese mainland to carry out guerrilla operations (p.473). These aims were communicated to the Soviets and Chinese and at last broke the logjam. In April the communist delegates at Panmunjom began to respond to suggestions.

Ironically, the final stumbling block turned out to be the obstinate dictator of South Korea, Syngman Rhee, who was refused by America’s decision to ‘abandon’ his nation and refused to agree to a ceasefire or sign the agreement. The Americans, not for the last time, found themselves struggling to contain a right-wing leader of their own creation, but by immense pressure managed to prevent Rhee actively sabotaging the negotiations. It is rather staggering to learn that they developed a plan for kidnapping Rhee and overthrowing his government if he refused to play ball (plan EVER-READY p.479).

On 27 July 1953 a ceasefire was finally declared and a demilitarised zone (DMZ) created either side of the ceasefire line. Legally, the war has never ended and this, along with the belligerent rhetoric which has continued to pour out of Pyongyang, along with the occasional terrorist atrocity and a trickle of shooting incidents across the DMZ, explains why South Koreans have lived in a state of tension and high alert for the past 64 years.

And now that Kim Il-sung’s son and successor as Great Leader, Kim Jong-il, has developed nuclear weapons and is testing long-range missiles to deliver them, who knows what further trouble this barren peninsula might cause.

Stats

  • 1,319,000 Americans served in Korea, of whom 33,629 were killed and 105,785 wounded
  • The South Korean army lost 415,000 killed and 429,000 wounded
  • The Commonwealth lost 1,263 killed and 4,817 wounded
  • The Americans estimate that 1.5 million Chinese and North Koreans died, but this is an educated guess
  • Wikipedia reports that some 2.5 million Koreans, north and south, were killed or wounded

This huge loss of civilian and military lives is captured in Taegukgi: The Brotherhood of War from 2004, a phenomenally violent Korean film directed by Kang Je-gyu, and saturated with blood-spattering special effects.

The lessons of history

The Korean War is interesting for a number of reasons:

  1. as a dramatic and very hard-fought war in and of itself
  2. as the first armed confrontation between two superpowers in the Cold War
  3. as a template for the Vietnam War

It’s the latter which is, at this distance of time, maybe the most resonant. Their convincing win against Japan gave the Americans the sense that overwhelming might on land and sea and in the air guaranteed victory. Korea disabused them of this confidence. In Korea the Americans stumbled upon issues which were to plague them 15 years later in Vietnam:

  • the difficulty of supporting an unpopular native regime
  • the problems of creating a native army to support an unpopular regime, in a corrupt and inefficient society
  • the cost of underestimating an Asian army
  • the difficulty of using air power, no matter how overwhelming, against a peasant army with no identifiable infrastructure – this wasn’t like bombing German or Japanese factories
  • the difficulty of deploying a highly mechanised army in broken country against a lightly armed, highly mobile enemy (p.xvi)

This is an excellent, thorough, well-written and gratifyingly intelligent account of an important war which, paradoxically, makes it clear why it has been so often overlooked by historians in the Allied countries which fought in it, namely America and Britain. It powerfully explains why fighting a pointless war in a faraway country for an ugly regime was so unpopular at the time and has been neglected ever since.

P.S. Japan

Big strategic history like this is full of ironies. I was delighted to learn that the Korean War helped to set Japan on its feet again and kick-started its astonishing post-war economic recovery, helped along by the vast amounts of money poured into the country which served as ‘aircraft carrier, repair base, store depot, commissariat, hospital, headquarters and recreation centre’ for the UN forces in the Far East (p.444). Every cloud has a silver lining.


Credit

The Korean War by Max Hastings was published in 1987 by Michael Joseph. All quotes and references are to the 2010 Pan Macmillan paperback.

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