Miracles of Life by J.G. Ballard (2008)

Finally, right at the end of his life (he died the year after it was published), Ballard wrote a genuine autobiography which actually sets the record straight.

His previous two books Empire of the Sun (1984) and The Kindness of Women (1991) had been marketed as autobiographies but, as time went by, it became clearer and clearer that they contained large slices of invention, fictional characters and imaginary events, as well as playing fast and loose with the few actual events of his life which they retold.

(For example, in Kindness his wife is described as dying after slipping and cracking her head against stone steps at a holiday villa in Spain; in fact she died of pneumonia, so the moving description of her slipping, the crack as her head hit the stone, Ballard rushing over and cradling her, seeing the growing bruise behind her ear, her loss of feeling down one side as the ambulance rushed her to hospital – all of that is entirely fictional.)

In interviews Ballard emphasised that both books were novels presented in autobiographical form and this is what a careful reading confirms.

Still, Miracles of Life is an odd book because although it adds new detail about, for example, his parents and their family origins in the West Midlands, or his decision to become a science fiction writer in the mid 1950s, or the passages describing the art and literary world of the 50s and 60s – it doesn’t really alter the essential shape of his biography, and anyone who has read The Kindness of Women will experience a strong sense of déjà vu.

Some incidents, like his description of the famous exhibition of crashed cars he organised in 1970 and how the visitors’ bad behaviour inspired him to write the novel Crash – or the passages about his visit to the set of the Spielberg filming of Empire of the Sun, right down to the words 12-year-old Christian Bale used to introduce himself (‘Hello, I’m you’) feel like they’ve been copied almost word for word from Kindness.

He knew he was dying. Maybe he ran out of time to revise and expand the familiar stories…

J.G. Ballard outline biography

  • born in 1930 and raised in the International Settlement in Shanghai
  • plays as a carefree boy among the privileged ex-pats, goes on cycle rides across the vast teeming fantasy land of Shanghai
  • 1941 Pacific War breaks out: interned along with his parents in Lunghua civilian internment centre 1943-45
  • 1945 the end of the war and strange months of disorientation back in the International Settlement
  • 1946 travels back to England with his mother and younger sister
  • 1946-49 public school in Cambridge
  • 1949 undergraduate at Cambridge studying medicine
  • 1954 packs it in to go and train to be an RAF pilot in Canada
  • 1955 returns to England and takes a string of unsatisfactory jobs, as an advertising copywriter, a porter in a London market, door to door encyclopedia salesman; marries Mary Matthews
  • sells first short story in 1956, commencing a prolific burst of story writing – over the next ten years he writes some 70 stories
  • This Is Tomorrow art exhibition at Whitechapel Gallery kick starts Pop Art and confirms his sense that he should be writing about the psychological impact of the new world of consumer capitalism, advertising, TV and so on
  • 1957 daughter Fay born
  • 1959 daughter Beatrice born
  • knocks out first pulp novel The Wind From Nowhere on a fortnight’s holiday in 1961
  • second, more serious novel, The Drowned World  published in 1963
  • summer 1963 his wife Mary dies of pneumonia on holiday in Spain, leaving him a widower to bring up three small children; he never remarries
  • after wife’s death his subject matter becomes darker (according to critics), more radical and penetrating (in his opinion)
  • 1966 starts writing the short pieces which go to make The Atrocity Exhibition
  • 1970 supervises an exhibition of (three) crashed cars at the Arts Lab
  • 1973 Crash
  • 1974 Concrete Island
  • 1975 High Rise
  • 1984 Empire of the Sun, the novel
  • 1988 Empire of The Sun, the movie, directed by Steven Spielberg

So the basic outline is not that different from what we’d read in The Kindness of Women, and has been sketched out in the biographical blurb at the front of all his books since the 1960s.

Also, it’s no great revelation but it’s worth noting how much the book is weighted towards those 15 formative years in China – it’s only on page 121 of the 278 pages of my paperback edition that Jim finally arrives back in Blighty i.e. nearly half the text covers about a fifth of his life (he died, aged 79, in 2009).


New learnings

Fantasyland Shanghai was a surreal phantasmagoria, from its exotic street life, to its markets, aromatic food, crooks and gangsters and whores, to the dead bodies which lined the streets and the public stranglings which he attended, and streets full of food vendors and shiny American cars cruising past people in rags literally starving to death, and first nights of new glamorous Hollywood movies. His childhood in Shanghai marked him for life, even before the Japs turned on the Europeans and interned them all. As he eloquently puts it:

Anything was possible, and everything could be bought and sold. In many ways, it seems like a stage set, but at the time it was real, and I think a large part of my fiction has been an attempt to evoke it by means other than memory.

‘A large part of my fiction has been an attempt to evoke it by means other than memory.’ That’s quite a thought-provoking comment. If you add together the descriptions of Shanghai in Kindness and here, it does add up to an extraordinary phantasmagoria of possibilities, and the often comic-book exaggeration of many of his scenarios and characters may well derive from a child’s cartoon version of an already garish reality.

Cynical By the age of 14 he had become quite as blasé and cynical about life as the long-suffering Chinese around him. His boyhood was just full of dead bodies, the peasants who died overnight in Shanghai, poor beggars who died in doorways, the river full of corpses floating gently to the sea because they couldn’t afford decent burials. And over and above this the public stranglings as a form of justice. And then when the Japanese took over in 1937, public beheadings.

A vast cruelty lay over the world, and was all we knew.

Chilly sex This primal, founding view of the world – as packed with brutal cruelty – helps to explain Ballard’s clinical description of bodies and the thousand and one horrific mutilations they are vulnerable to. And it underpins his view of sex, which – as any reader knows – he depicts with a compellingly clinical detachment.

America From an early age he devoured American comics (Buck Rogers, Superman) and worshipped the big American cars he saw cruising the streets of Shanghai, the American suits worn by Chinese gangsters.

In the confusion of traffic on the Bund he pointed out ‘Two-Gun’ Cohen, the then famous bodyguard of Chinese warlords, and I gazed with all a small boy’s awe at a large American car with armed men standing on the running-boards, Chicago-style

He read comic books by the score and, a little later, Time and Newsweek, and soaked American can-do optimism into every pore of his body. It is interesting to learn that his father was also a can-do optimist, a fan of H.G. Wells and ‘an enthusiast for all things American’.

This worship of Americana underpins the first 25 years of his fiction, with its obsessions with the American space programme and the Kennedy assassination and Vietnam and Hollywood movie stars, and its many stories set in America – for example the entire Vermilion Sands series about a desert resort much like Palm Springs – and finds an unsatisfactory climax in the strangely disappointing novel Hello America.

Reading this book you get a really deep sense of the vast cultural and economic difference between America and Britain after the war and can totally understand why America represented money and gadgets and big shiny cars and exciting music and The Future, a feeling which lasted through the 1960s and then somehow went astray during the 1970s.

The last clutch of novels, from Running Wild to Kingdom Come may be problematic in various ways, but at least they have escaped from the America-worship which dominates the earlier ones.

Lunghua There are two massive revelations about Ballard’s time in Lunghua internment camp:

1. He was there with his parents Both Empire of the Sun and The Kindness of Women depict young Jim as being entirely on his own, abandoned and thrown back on his own resources. In both books it is said that his parents were taken by the Japanese to a different internment camp. But they weren’t. They were with him throughout.

This is a staggering deception and/or aesthetic choice because it quite clearly makes the prison accounts of both books massively more intense. Whereas his real life wasn’t, it was far more mediated by the fact that, at the end of every day’s adventures, he returned to the ‘Ballard family room’ in the block of the abandoned teacher training college which was used as the camp.

Something confirmed by…

He says in many ways his years in the Lunghua internment camp were the happiest of his life! Well, this is a stunning surprise.

All in all, this was a relaxed and easy-going world that I had never known, except during our holidays in Tsingtao, and this favourable first impression stayed with me to the end, when conditions in the camp took a marked turn for the worse. I enjoyed my years in Lunghua, made a huge number of friends of all ages (far more than I did in adult life) and on the whole felt buoyant and optimistic.

Lunghua Camp may have been a prison of a kind, but it was a prison where I found freedom… Despite the food shortages in the last year, the bitterly cold winters (we lived in unheated concrete buildings) and the uncertainties of the future, I was happier in the camp than I was until my marriage and children.

This is a staggering sentiment to set beside the searingly intense text of Empire of the Sun.

Empire’s End Maybe it’s a truism, but I was fascinated to read here, as we did in The Kindness of Women, how decisive the sinking of British ships and the surrender at Singapore (February 1942) were in ending all respect for the British across the Far East. (dream of empire)

The fall of Singapore, and the sinking of the British battleships Repulse and Prince of Wales, devastated us all. British prestige plummeted from that moment. The surrender of Singapore, the capture of the Philippines and the threat to India and Australia sounded the death knell of Western power in the Far East and the end of a way of life. It would take the British years to recover from Dunkirk, and the German armies were already deep inside Russia. Despite my admiration for the Japanese soldiers and pilots, I was intensely patriotic, but I could see that the British Empire had failed.

Again, it’s one thing to read about this in histories, but more impactful to read about its impact from someone who was there.

Pro the atom bomb Here, as in Kindness it is mildly surprising, given the baleful shadow they cast over his early fiction, to learn that Ballard was whole-heartedly in favour of the dropping of the atom bombs on Hiroshima and Nagasaki:

Fortunately the Hiroshima and Nagasaki A-bombs brought the war to an abrupt end. Like my parents, and everyone else who lived through Lunghua, I have long supported the American dropping of the bombs. Prompted by Emperor Hirohito’s surrender broadcast, the still-intact Japanese war machine ground to a complete halt within days, so saving millions of Chinese lives, as well as our own. For a hint of what might otherwise have happened, we can look at the vicious battle for Manila, the only large city in the Pacific War fought for by the Americans, where some 100,000 Philippine civilians died.

Part of the psychosis of the post-war years was that the bombs quite clearly saved many (especially American) lives, and so can be justified by this argument; but also incinerated nearly 100,000 mostly innocent civilians, men, women and children and so, on another level, are utterly indefensible. The psychosis derives from the way both these opposite views are ‘true’.

The railway station The startling image which is described in chapter three of The Kindness of Women and which dominates the rest of that book – the experience of coming across four Japanese soldiers at a small train station in the midst of the abandoned rice paddies between Lunghua and Shanghai, and being forced to watch as one of them garrots a young Chinese peasant to death with telegraph wire – in Kindness the scene had a gruesome perfection, and is then made to haunt adult Jim for the rest of his life – in a way I thought was too good (or too bad) to be true. Yet it is described here as being true. Or at least it is repeated here (which may not be the same thing).

Back to Blighty Ballard only first visited England when he was 16. This explains why he felt and writes about it as a bizarre foreign country. His father’s memories of the Lancashire he had lived in during the Great Depression had already primed the pump.

Most of his memories of Lancashire before and after the First World War seemed fairly bleak, and he would shake his head as he described the dreadful poverty. Eating an apple as he left school, he was often followed by working-class boys badgering him for the core.

Now, arriving at Southampton, he immediately saw how small and shabby and badly designed and impoverished everything was. It was immediately clear to him that Britain had, in effect, lost the war, and this impression of post-war shabbiness, rationing and austerity never left him, compared and contrasted with the amazing consumer boom the American economy underwent during those years.

Looking at the English people around me, it was impossible to believe that they had won the war. They behaved like a defeated population. I wrote in The Kindness of Women that the English talked as if they had won the war, but acted as if they had lost it. They were clearly exhausted by the war, and expected little of the future. Everything was rationed – food, clothing, petrol – or simply unobtainable. People moved in a herd-like way, queueing for everything. Ration books and clothing coupons were all-important, endlessly counted and fussed over, even though there was almost nothing in the shops to buy. Tracking down a few light bulbs could take all day. Everything was poorly designed – my grandparents’ three-storey house was heated by one or two single-bar electric fires and an open coal fire. Most of the house was icy, and we slept under huge eiderdowns like marooned Arctic travellers in their survival gear, a frozen air numbing our faces, the plumes of our breath visible in the darkness. More importantly, hope itself was rationed, and people’s spirits were bent low.

His mother dumped 16-year-old Jim with her parents in the West Midlands when she returned to Shanghai, and had a very bad time. ‘Narrow-minded’ doesn’t begin to convey the sense of his grand-parents’ claustrophobic provincialism.

I met him at the worst time, when England was exhausted by the war. There had been heavy bombing in the Birmingham area, and I suspect that they felt my mother’s years in Lunghua were a holiday by comparison. The war had made them mean, as it made a lot of the English mean…

His grandfather loathed the Labour government, which he thought was a form of fascism.

Yet all around him was the desperate poverty of the Black Country, with some of the most ill-housed and poorly educated people in western Europe, still giving their lives after the war to maintain an empire that had never been of the least benefit to them. My grandfather’s attitude was common, and based less on feelings of social class than on a visceral resistance to change. Change was the enemy of everything he believed in.

Later, when he got a job as a door to door encyclopedia salesman in the West Midlands, he for the first time really got to meet the working class and appreciate what poverty means.

For the first time, I was meeting large numbers of working-class people, with a range of regional accents that took a trained ear to decode. Travelling around the Birmingham area, I was amazed at how bleakly they lived, how poorly paid they were, poorly educated, housed and fed. To me they were a vast exploited workforce, not much better off than the industrial workers in Shanghai. I think it was clear to me from the start that the English class system, which I was meeting for the first time, was an instrument of political control, and not a picturesque social relic. Middle-class people in the late 1940s and 1950s saw the working class as almost another species, and fenced themselves off behind a complex system of social codes.

When he phrases it like that you can see why teenage Jim developed a sense that change was vital, that only radical change could revive this dead country; and how the obvious source of hope for change was from rich, powerful and glamorous America.

Contempt for Cambridge In Kindness Jim is amusingly contemptuous of almost everything about Cambridge University, and its fake medievalism. Its only justification was as a tourist trap. In this book we get a bit more detail: he respected the science done at Cambridge, the Rutherfords et al, the work being done in physics and medicine. But he has nothing but contempt for all its traditions of scholars gowns and High Table and madrigals in the college chapel.

There’s a one line reminiscence of him attending an English lecture by F.R. Leavis who was a kind of god among critics, with his insistence that readers feel the life evinced in Jane Austen and Henry James and D.H. Lawrence – and being appalled at the man’s narrowness of understanding; and telling a fellow undergraduate that ‘It’s more important to go to T-Men (a classic noir film) than to Leavis’s lectures. He loathed it all. As in Kindness, his main interest was in investigating the US air force bases dotted all across the Fens.

No one seemed aware that the nostalgic pageant called ‘Cambridge’ was made possible by the fleets of American bombers waiting in the quiet fields around the city.

Francis Bacon He thinks Bacon is central though there is a chastening reminiscence of actually meeting the great man and being dismayed at how little he talked about the inspiration for his work, preferring to erect a buffer, a barrier and talking about perspective and paint and its formal qualities. Nonetheless, Bacon is right up Ballard’s alley:

Bacon’s paintings were screams from the abattoir, cries from the execution pits of World War II. His deranged executives and his princes of death in their pontiffs’ robes lacked all pity and remorse. His popes screamed because they knew there was no God. Bacon went even further than the surrealists, assuming our complicity in the mid-century’s horrors. It was we who sat in those claustrophobic rooms, like TV hospitality suites in need of a coat of paint, under a naked light bulb that might signal the arrival of the dead, the only witnesses at our last interview.

Yet Bacon kept hope alive at a dark time, and looking at his paintings gave me a surge of confidence. I knew there was a link of some kind with the surrealists, with the dead doctors lying in their wooden chests in the dissecting room, with film noir and with the peacock and the loaf of bread in Crivelli’s Annunciation. There were links to Hemingway and Camus and Nathanael West. A jigsaw inside my head was trying to assemble itself, but the picture when it finally emerged would appear in an unexpected place.

This passage conveys the sense which dominates the middle part of the book, that Ballard was driven into paroxysms of frustration by everything he saw wrong about stuffy and impoverished and class-ridden and nostalgic post-war England, and which he was determined to undermine and change.

Friends

  • Kingsley Amis from 1962 to 1964 – Amis was a keen science fiction buff and wrote a glowing review of Ballard’s first novel, and then was personally helpful and supportive after Ballard’s wife died; Ballard emphasises all Amis’s good qualities before he became disillusioned with England, and then life, and turned into a professional curmudgeon
  • Michael Moorcock who became editor of Britain’s leading sci fi magazine New Worlds in 1964 and worked with Ballard to shake up the staid world of SF
  • Eduardo Paolozzo the sculptor and artist who remained a close friend for 30 years

About writing

There’s more here about his writing and his career as a writer than in The Kindness of Women, which isn’t difficult because there was next to nothing about it in that book. In several places he gives several overarching speculations about the nature or motivation of his entire career. Was it all an attempt to recapture the strangeness of his boyhood in Shanghai? Was it all an attempt to stitch together all the psychotic impressions of his boyhood, along with the senseless death of his wife?

My direction as a writer changed after Mary’s death, and many readers thought that I became far darker. But I like to think I was much more radical, in a desperate attempt to prove that black was white, that two and two made five in the moral arithmetic of the 1960s. I was trying to construct an imaginative logic that made sense of Mary’s death and would prove that the assassination of President Kennedy and the countless deaths of the Second World War had been worthwhile or even meaningful in some as yet undiscovered way. Then, perhaps, the ghosts inside my head, the old beggar under his quilt of snow, the strangled Chinese at the railway station, Kennedy and my young wife, could be laid to rest.

This really helps to explain the content and approach of The Atrocity Exhibition.

Later on he gives us another wording of what is basically the same idea:

My years in the [Cambridge Medical School] dissection room were important because they taught me that though death was the end, the human imagination and the human spirit could triumph over our own dissolution. In many ways my entire fiction is the dissection of a deep pathology that I had witnessed in Shanghai and later in the post-war world, from the threat of nuclear war to the assassination of President Kennedy, from the death of my wife to the violence that underpinned the entertainment culture of the last decades of the century.

Either of these notions provide plenty to chew over, but one aspect of them stands out to me. His beloved wife Mary died of pneumonia on a holiday in Spain in August 1963. Three months later Kennedy was shot in Dallas. The closeness of the dates suggests how Ballard must have still been in deep grief over his wife when the Kennedy assassination traumatised a generation, and this helps explain why his writings evince just such a deeply traumatised reaction.

Science fiction It is fascinating to read his opinions about the science fiction of the day and why he gravitated towards it. Basically, the ‘serious’ literature of the 1950s simply seemed ludicrously remote from the realities of everyday life. Even the Angry Young Men were still stuck in a world of public schools and tweed jackets, which – coming from Americanised Shanghai – he simply found ridiculous.

And, if that wasn’t enough, Ballard was reaching for some way to investigate what he saw as the psychopathologies underlying that everyday life – the new forces of consumerism and advertising and television which he watched slowly wash over wrecked, grey England in the 1950s. Nobody was capturing the new psychological and social forces which were being unleashed.

The combination of the two motives explains why he a) wanted to write science fiction – because it seemed untrammelled, liberated, free to explore in a way the novels of old buffers like CP Snow or Anthony Powell never could b) but at the same time he wanted to drastically change what science fiction was about, from soap operas about hunky heroes in space suits brandishing ray guns on distant planets, to an exploration of the weird implications of life in the here and now. It was a two-fold rebellion.

Above all, the s-f genre had a huge vitality. Without thinking up a plan of action, I decided that this was a field I should enter. I could see that here was a literary form that placed a premium on originality, and gave a great deal of latitude to its writers, many of whom had their own trademark styles and approaches. I felt too that for all its vitality, magazine science fiction was limited by its ‘what if?’ approach, and that the genre was ripe for change, if not outright takeover. I was more interested in a ‘what now?’ approach. After weekend trips across the border [this is from the period when he was in Canada briefly training to become an RAF pilot] I could see that both Canada and the USA were changing rapidly, and that change would in time reach even Britain. I would interiorise science fiction, looking for the pathology that underlay the consumer society, the TV landscape and the nuclear arms race, a vast untouched continent of fictional possibility.

As he famously declared, he wanted to explore not outer, but inner space, and he gives a couple of handy clarifications of what this meant for him:

[E.J. Carnell, editor of New Worlds magazine] urged me not to imitate the American writers, and to concentrate on what I termed ‘inner space’, psychological tales close in spirit to the surrealists.

And:

My first decade as a writer coincided with a period of sustained change in England, as well as in the USA and Europe. The mood of post-war depression had begun to lift, and the death of Stalin eased international tensions, despite the Soviet development of the H-bomb. Cheap jet travel arrived with the Boeing 707, and the consumer society, already well established in America, began to appear in Britain. Change was in the air, affecting the nation’s psychology for good or bad. Change was what I wrote about, especially the hidden agendas for change that people were already exposing. Invisible persuaders were manipulating politics and the consumer market, affecting habits and assumptions in ways that few people fully realised. It seemed to me that psychological space, what I termed ‘inner space’, was where science fiction should be heading.

And:

In 1964 Michael Moorcock took over the editorship of the leading British science fiction magazine, New Worlds, determined to change it in every way he could. For years we had carried on noisy but friendly arguments about the right direction for science fiction to take. American and Russian astronauts were carrying out regular orbital flights in their spacecraft, and everyone assumed that NASA would land an American on the moon in 1969 and fulfil President Kennedy’s vow on coming to office. Communications satellites had transformed the media landscape of the planet, bringing the Vietnam War live into every living room. Surprisingly, though, science fiction had failed to prosper. Most of the American magazines had closed, and the sales of New Worlds were a fraction of what they had been in the 1950s. I believed that science fiction had run its course, and would soon either die or mutate into outright fantasy. I flew the flag for what I termed ‘inner space’, in effect the psychological space apparent in surrealist painting, the short stories of Kafka, noir films at their most intense, and the strange, almost mentalised world of science labs and research institutes where [his friend, psychologist] Chris Evans had thrived, and which formed the setting for part of The Atrocity Exhibition.

And this is what he did. After his dystopia trilogy of the early 1960s, almost all the rest of Ballard’s novels are set in the present day, and deal with psychosis and mental collapse or obsession i.e. with

the psychological space apparent in surrealist painting, the short stories of Kafka, noir films at their most intense, and the strange, almost mentalised world of science labs

Which is linked to the fact, or helps explain why, so many of his characters are doctors or psychiatrists, from Dr Kerans in his first novel The Drowned World through to the wicked psychiatrist Dr Wilder Penrose in Cocaine Nights.

(although many of his short stories, including some of the best of them continued to be set in the future or in outer space).

Swimming pools Anybody familiar with the first half of Ballard’s career knows that one of his recurring images is the drained swimming pool, which recurs with obsessive regularity, charged with ominous meaning. In Miracles of Life Ballard finally gives his own interpretation of what all those drained swimming pools meant, going back (as so many things in his fiction do) to his boyhood experiences in Shanghai:

In the coming years I would see a great many drained and half-drained pools, as British residents left Shanghai for Australia and Canada, or the assumed ‘safety’ of Hong Kong and Singapore, and they all seemed as mysterious as that first pool in the French Concession. I was unaware of the obvious symbolism that British power was ebbing away, because no one thought so at the time, and faith in the British Empire was at its jingoistic height. Right up to, and beyond, Pearl Harbour it was taken for granted that the dispatch of a few Royal Navy warships would send the Japanese scuttling back to Tokyo Bay. I think now that the drained pool represented the unknown, a concept that had played no part in my life. Shanghai in the 1930s was full of extravagant fantasies, but these spectacles were designed to promote a new hotel or airport, a new department store, nightclub or dog-racing track. Nothing was unknown.

As it happens, I disagree. The symbolism of the drained swimming pool and their function seem simpler to me: swimming pools are a luxury and so drained swimming pools are symbols of a society which, at one point, had it all and has now lost it all.

So, in my view, the drained pools (and their cousins, the drained fountains) are powerful symbols of the collapse of the kind of moneyed and advanced civilisation which is necessary to maintain them. And, indeed, later in the book Ballard acknowledges this – I think – more obvious interpretation.

Other, more sympathetic readers of my earlier novels and short stories were quick to spot echoes of Empire of the Sun. The trademark images that I had set out over the previous thirty years – the drained swimming pools, abandoned hotels and nightclubs, deserted runways and flooded rivers – could all be traced back to wartime Shanghai. For a long time I resisted this, but I accept now that it is almost certainly true. The memories of Shanghai that I had tried to repress had been knocking at the floorboards under my feet, and had slipped quietly into my fiction.

Quietly? Shouting and screaming more like.

Taste for the abandoned Because the drained swimming pools are merely a sub-set of Ballard’s absolute obsession with abandoned buildings, with the trappings of cities and advanced civilisations which have gone into terminal decline and been left abandoned and derelict by their creators.

His short stories are absolutely rammed with abandoned hotels, drained swimming pools and dead or dying airplanes – think of all those stories set amid the rusting gantries of the abandoned space centre at Cape Canavarel, the abandoned resort in Low Flying Aircraft or the entire abandoned city in The Ultimate City or the vision of New York a hundred years after it has been abandoned and filled with sand dunes in Hello America.

Anyway, in this book there’s a memory of exploring a casino in Shanghai which had been abandoned after the Japanese invasion of the city in 1937, and which expands to explain the importance of ‘the abandoned building’ for him. His father had told him not to go inside, but:

After a few minutes I could no longer restrain myself, and walked on tiptoe through the silent gaming rooms where roulette tables lay on their sides and the floor was covered with broken glasses and betting chips. Gilded statues propped up the canopy of the bars that ran the length of the casino, and on the floor ornate chandeliers cut down from the ceiling tilted among the debris of bottles and old newspapers. Everywhere gold glimmered in the half-light, transforming this derelict casino into a magical cavern from the Arabian Nights tales.

But it held a deeper meaning for me, the sense that reality itself was a stage set that could be dismantled at any moment, and that no matter how magnificent anything appeared, it could be swept aside into the debris of the past. I also felt that the ruined casino, like the city and the world beyond it, was more real and more meaningful than it had been when it was thronged with gamblers and dancers. Abandoned houses and office buildings held a special magic and on my way home from school I often paused outside an empty apartment block. Seeing everything displaced and rearranged in a haphazard way gave me my first taste of the surrealism of everyday life, though Shanghai was already surrealist enough.

It’s that feel for the strange magic of abandoned buildings, eerily empty cities and drained swimming pools which absolutely drenches Ballard’s best and most distinctive short stories.

Miracles of Life Lastly, what makes the book truly wonderful is the quality of love which permeates it. He has nothing but kind words for his wife who died so tragically, so long ago, and then for the strong, intelligent and funny woman, Claire Walsh, who became his lifelong partner in the mid-1960s (the one who appears in two of Ballard’s subversive advertisements, which I’ve reviewed elsewhere).

But it’s the passages about his children which overflow with love and pride and set the tone of the book, from his descriptions of helping at the actual births, through bringing them up by himself and spending all his time with them, through to the pride he felt when they married, and in his grandchildren.

Despite the atrocities described in the war years, and the terrible poverty he saw in post-war England, and then his determination to subvert and change the hidebound worlds of literature and science fiction, as he himself points out, all this was froth compared to the deep, rich core of his family life. His easy-going expressions of love for his children are enough to move any parent to tears.

Concs

Miracles of Life is a wonderfully clear, intelligent and warm book. Its leading feature for me is the intelligence of the content. What I mean is that every paragraph says something interesting. It isn’t a meandering ramble. Every paragraph makes a point, paints a scene, depicts a character, and contains thoughtful and thought-provoking insights.

As with all Ballard there’s a chilly, if not clinical feel to some of it. And yet, paradoxically, at the same time, its very honesty and candour, first about his parents, and then overwhelmingly about his children, creates a powerful sense of warmth and affection. It isn’t sentimental, he regards the whole of life and the world with a detached and lucid eye: but that makes the love which suffuses the book all the more valuable and moving.

We spent hours with little fish nets, hunting for shrimps, which were always taken home in jam jars and watched as they refused to cooperate and gave up the ghost. Fay and Bea were fascinated by the daisies that seemed to grow underwater when the stream rose to flood the meadow. Shepperton Studios were easy to enter in those wonderful summers nearly fifty years ago, and I would take the children past the sound stages to the field where unwanted props were left to the elements: figureheads of sailing ships, giant chess-pieces, half an American car, stairways that led up to the sky and amazed my three infants. And their father: days of wonder that I wish had lasted for ever. I thought of my children then, and still think of them, as miracles of life, and I dedicate this autobiography to them.


Related links

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The Kindness of Women by J.G. Ballard (1991)

The Kindness of Women was marketed as the ‘sequel’ to Ballard’s bestselling autobiographical memoir, Empire of the Sun, his long and gruelling account of the harrowing years he spent in a Japanese internment camp, having been captured and separated from his parents in war-torn Shanghai, but a careful reading suggests it is anything but an ‘autobiography’ and in fact much more like an extremely carefully composed novel which simply incorporates some themes from his life.

Empire of the Sun

Empire of the Sun had a tremendous unity of subject, time and location – starting in Shanghai just at the outbreak of hostilities with Japan, devoting most of its text to the harrowing experiences and degradations of the prison camp, and ending with a section about the strangeness of the war’s abrupt end – after the two atom bombs were dropped on Japan – and the dreamlike unreality of returning to his pukka, middle-class home at their comfortable home in Shanghai’s International Settlement.

It ends with Jim and his mother leaving Shanghai on a boat with other British mothers and children, bound for an England he had never seen, and so covers his life from just the ages of 11 to 15.

One of the many striking things about Empire of the Sun for seasoned Ballard fans was that… it wasn’t science fiction. It felt like a complete break with the past, with his previous dozen or so novels and scores of short stories, in being based on actual, sensible, real world events.

And yet, in another way, it was of a piece with his previous work in that it gave away or revealed the sources of, his entire worldview.

In the first part of the book the narrator, young Jim, describes the exotic phantasmagoria which was 1940s Shanghai, with its foreign people, food, smells, behaviour and casual brutality (public stranglings) in which he is a permanent outsider, where he is the spectator at wonderful and strange scenes – just as the protagonists of so many of his stories are.

And then, of course, the main part of the text, the description of life in the internment camp, is a prolonged portrait of nominally polite well-educated chaps and chapesses going to pieces, reverting to utter torpor or feral behaviour, while young Jim is permanently starved, covered in sores, feverish and over-excited

That more or less describes the behaviour of the protagonists of the key, hard-core Ballard stories and novels, from The Drowned World to High Rise, especially in the novels which almost all describe the same narrative trajectory – the decline and fall of an individual, or a small group of people, into malnutrition and madness.

In its final scenes Empire of the Sun reaches a hallucinatory intensity as Jim accompanies the other dying internees on a long death march across the Chinese countryside towards another internment camp up country, in which scores of exhausted, ill and dying Brits fall away at each rest stop.

Eventually they arrive at the bizarre setting of an abandoned Olympic sports stadium which has been packed with loot from Shanghai by the conquering Japanese and it is here, more dead than alive, that Jim sees a strange light cover the sky which, he later learns, was the atom bomb exploding over Nagasaki which brought the war in the Pacific to an end, and saved the lives of the remaining internees.

So then, it is a very focused narrative, written with delirious intensity.

The Kindness of Women

The Kindness of Women has many of the same qualities of its predecessor, but is much more diffuse. Basically it’s much broader and wider, covering the whole of the rest of Jim’s life, starting a little before the events described in Empire of the Sun (in starts in 1937, the year the Japanese first attacked China, as opposed to Empire which starts in 1941) and then proceeds up until more or less the time of its writing, in the late 1980s.

No autobiographer can simply describe everything they’ve said and seen and done. Instead you have to choose what to describe, and The Kindness of Women takes this very much to heart. It is very episodic. Each of the seventeen chapters zeroes in on a particular period or moment, on key incidents in Ballard’s life, and gives us a good 15- or 20-page tour of it, before moving briskly on to the next key moment or period.

Thus it has far less unity of time and place, and is therefore less focused and intense than Empire of the Sun. That book was seen entirely from young Jim’s point of view, and he was weak and malnourished even before he entered the camp thanks to spending several months on the run – so it is characterised by a) being seen just from Jim’s point of view and b) Jim being almost continuously feverish and hallucinatory.

By contrast, in most of The Kindness of Women a) the narrator is not just about to faint from exhaustion and malnutrition, and b) it features other people, normal people, people who weren’t locked up during the war, who aren’t suffering from post-traumatic stress disorder, and so who ground the story, contextualise and normalise it, as we follow Jim becoming a medical student, learning to fly in Canada, getting married, having children, going on holidays to Spain, and so on.

That said, the trauma of those years, and how the narrator copes with it, remains a central theme, in fact, as the narrative unfolds, you it is increasingly drummed home that the narrator has never really been able to get away from his early trauma. In this respect, as several others, it’s a less melodramatic but more moving narrative than Empire.

It is also episodic in the sense that the chapters really feel like episodes. Each one has the depth and artistic arrangement of short story. Each chapter or section features a central theme, with several sub-themes arranged around it to counterpoint each other, like a piece of classical music.

The same goes for the recurring characters. When we first meet his boyhood friend in Shanghai, David Hunter or the teenage girl, Peggy, who looks after him in the internment camp – or a little later, at Cambridge, Dr Sutherland and his sixth form assistant Miriam – little do we suspect that these characters will recur throughout the rest of the book, popping up at key moments and coming to assume larger-than-life roles, becoming almost allegorical figures which represent certain types of human experience and behaviour.

The more you read on, the more carefully and artfully contrived you realise the book is, a selection of representative scenes, each composed and arranged very carefully, featuring representative types, so that it becomes not just the retelling of a life, but something much more elaborately wrought: something like the explanation or rationalisation or justification of Ballard’s complex and bizarre worldview.

Not only do key events explain his attitudes and beliefs, but they also justify his aesthetic strategies towards them. I realised this in the chapter about car crashes which is centred on the exhibition of crashed cars Ballard put on in 1969, when I noticed that the vocabulary and phrasing of the chapter was suddenly echoing the phrases he used with such intensity in the novel Crash.

So you not only pass through episodes in his life which are relevant to the fiction, it’s as if elements of his prose style change and alter to incorporate the phraseology of the stories and especially novels which he wrote during that period. If the Crash chapters reads like an excerpt from Crash, with all its references to raked dashboards and jutting binnacles, so the chapter in which he takes LSD reads like the novel The Unlimited Dream Company in its images of light, super-colour, and so on.

I’m suggesting that the book not only takes you through the episodes which inspired many of his stories, it also (subtly, not blatantly) takes you through the many styles he has used.

Maybe the biggest surprise about the book is that it contains next to nothing about how he wrote his books, where the ideas came from, about his struggles as an unpublished author, the first short stories, the commission for the first novel, pride at being published, the critics, his involvement in what was quickly called the New Science Fiction, his manifesto about exploring Inner Space and so on.

There is nothing about any of that, or the craft of writing, or how many hours a day he puts in, or meetings with other writers, or writer or artist friends, his ideas about what science fiction is, or fiction in general, or art – nothing.

Writing that, I suddenly realise how narrow the book is, narrow and very focused. It only really features a handful of other characters – the ones mentioned above – and insofar as they keep bumping into each other at various stages of their lives, I realise that are, in a sense, walking embodiments of how to cope with trauma and troubled childhoods.

It’s as if Ballard is arranging and positioning the same characters into different painterly compositions, or posing the same half dozen people for the same sort of group photo which they take every couple of years over a forty year period.

By the end I wondered whether anything in this book actually happened, and whether any of these handily emblematic ‘characters’ ever existed.

The more I think about it, the more obvious it seems that The Kindness of Women is much, much more like a novel in conception and execution, than any kind of autobiography. And it is a novel about the lifelong impact of childhood trauma.


Part I – A Season For Assassins

Chapter 1. Bloody Sunday

The narrator is seven years old. He describes a 7-year-old’s eye view of Shanghai, a great deranged city of the future. His nanny is 17-year-old White Russian refugee Olga. His best friend is David Hunter. They both like making model airplanes and along with other boys engage in epic games of hide and seek across the vast metropolis. Jim loves seeing the Hell-Drivers, American dare-devils who crash their Fords and Chevrolets through flaming wooden barricades. Every morning municipal trucks collect the bodies of the hundreds of Chinese who have died during the night.

The Japanese invade China and Chinese Nationalist leader Chiang Kai-shek makes Shanghai – or the country just around it – one of his battlefields. Chinese planes fly overhead bombing the Japanese military barracks and the Japanese ships in the harbour.

One of them panics and drops a bomb just by the Great World Amusement Park, which kills just over a thousand civilians, mostly Chinese refugees. Shanghai natives are proud of the fact that this is the biggest death toll from one bomb in the history of human warfare.

Jim is caught in the bomb raid, he hears someone shouting his name, it is the Australian nanny of his rich friend David, calling from their chauffeur-driven car. More bombs fall, he is pulled to safety in a doorway by a British soldier. When he re-emerges and goes over to the car he sees the nanny slumped forward in the front seat of the car, young David in the background staring traumatised into space.

Violent death in cars, trauma, staring blankly, psychotic states of mental withdrawal from traumatic events – it all starts here.

Later the Europeans organise an outing to one of the battlefields outside the city, once the fighting has moved far away. Ladies with parasols walk among the wrecked trenches, among the equipment and ammunition and corpses littered everywhere. Jim hears David tittering to himself, a peculiarly disturbed sound, and sees his ‘jarred eyes’ beneath his fringe.

Chapter 2. Escape Attempts

Jump forward to Jim’s experiences in the Lunghua internment camp described so extensively in Empire of the Sun. It would be tempting to think Ballard is rehashing old ground but having finished the whole book, I realise now that these scenes are vital to his artistic purpose – which is to show the unerasable impact of early-life trauma.

We are introduced to other internees, especially 14-year-old Peggy Gardner, taller than Jim, thin, sensible, who tries to calm Jim’s permanent state of over-excitedness. He often slips into ‘hunger reveries’. He is often feverishly over-excited. Pretty much the whole of his subsequent writing career will be devoted to obsessively repeating and re-examining these extreme mental states.

His relations with Japanese soldiers Private Kimura and Sergeant Nagata.

His obsession with planes and flying, expanding on the model airplanes he and David built, his admiration of the American Flying Tigers who fought for Chiang Kai-Shek’s Nationalists, but his equal admiration for the Japanese pilots he sees taking off through the camp fence from nearby Lunghua airport.

The reversal of values by which young Jim admires the Japanese soldiers for their discipline and efficiency and also, somehow, for their unpredictable violence. He admires the American prisoners in the camp for their laid-back, can-do spirit, their glossy American magazines, their confidence that America will win the war and they’ll soon be released.

Jim reserves his contempt for the British, mostly sunk in torpor and indifference, slow to make anything happen, but quick to scold and nag. The narrator repeats the insight from Empire of the Sun that the authority of the British Empire was irreparably damaged when the British forces at Singapore surrendered. Every colonised people in Asia immediately realised the British Empire’s days were numbered.

One night Jim is breaking into the brick-built food store, slowly scratching away at the mortar and removing one brick at a time, when the Jap guards send up a flare and reveal half a dozen Brits amid the camp wire trying to escape. Jim gets caught up in the roundup of the escapees. One of them is his boyhood friend David Hunter.  They are taken to the Jap barracks to be interrogated by camp commander Mr Hyashi, a former diplomat. Jim watches brutal Sergeant Nagata slapping and punching the escapees, sees the blood on David’s blonde hair and the bruises forming on his face.

Jim escapes severe punishment because he knows how to immediately kowtow to the Japs and say the right thing, namely that he likes it in Lunghua camp and wouldn’t dream of escaping, which is in fact true.

Chapter 3. The Japanese Soldiers

The war ends. Rumours sweep the camp of an American superbomb. The Japanese guards disappear. Jim walks out the open doors of the prison camp and describes the flat, waste lands around it, rice paddies and canals stretching for miles.

15-year-old Jim plans to walk back to Shanghai and the home of his parents. The eeriness of the empty landscape, apart from a few dead bodies, is brilliantly captured. Over it all hangs a strange uncanny light, which Jim associates with the light from the bomb. Ballard’s obsession with nuclear weapons starts here. Later he was to learn that the Japs had planned to march them inland to a death camp where they would have been liquidated. This didn’t happen because the Americans dropped the bomb.

In other words, J.G. Ballard owed his life to the dropping of the atom bombs on Hiroshima and Nagasaki, so when anxiety about the atom bomb and then the hydrogen bomb steadily grew through the 1950s and 60s he was utterly conflicted: on the one hand sharing the acute anxiety of everyone else that the world might be ended by a nuclear holocaust; at the same time owing his actual existence to the very technology which might at any second wipe out mankind.

You can see why the protagonists of so many of his stories are obsessed with the bomb and with the nuclear test sites at places like Enewatak atoll, epitomised by the extremely disturbing story The Terminal Beach. It’s because they all seek to resolve the contradiction of Ballard’s experience, but never can.

Jim stumbles up to an isolated rural station on the railway line and before he can stop realises it is occupied by four Japanese soldiers. Jim knows about Japanese soldiers. Show respect. Never run. Never show fear. Never argue or disagree.

While three of them potter about or lie with their backs against the wooden station building, one of the Japanese soldiers is slowly tying a Chinese peasant to one of the pillars holding up the roof. Slowly coiling him in telegraph wire they’ve cut down from nearby posts. Jim is forced to watch as the Chinese man is slowly bound and garrotted to death, and every second of his agony, and his imploring eyes, and his gargled noises are imprinted on Jim’s mind, in the hot noonday sun, and the complete silence of this abandoned station.

Time has stopped. This action means nothing. The Japanese know that they are dead and so nothing they do matters.

This scene, this moment and this event, the meaningless death of an unknown citizen which he is forced to watch in silence and stillness for over an hour, under a strange white sky, in an alien landscape – the memory of this scene recurs again and again later in the novel as a symbol for the nexus of inarticulable traumas Jim, and the other camp inhabitants and, by extension, millions of victims of the war, suffered.

For no particular reason, the Jap soldiers let him go and Jim stumbles along the railway lines finally reaching Shanghai and stumbling towards his boyhood home where he is reunited with his parents, who have survived the war at a different camp.

Things are restored to ‘normality’. Jim goes cruising the city with David Hunter who, he discovers, has developed a precocious taste for picking up Eurasian prostitutes and somehow making them so furious that they attack him in a mad frenzy. That’s the bit he wants. Replaying endlessly the beating he got in the camp from Sergeant Nagata.

Then Jim and his mother sail back to England. Even at the last moment, on the last page of the China section, Jim witnesses atrocity. The steamer they’re on passes an American landing craft and the homebound passengers see it is full of Japanese soldiers on their knees, wrists tied behind them, and they are being chivvied onto the beach by armed American soldiers towards a line of Chinese soldiers who have bayonets attached to their rifles and are waiting to bayonet the Japanese to death.

Part II – The Craze Years

I was marooned in a small, grey country where the sun rarely rose above the rooftops, a labyrinth of class and caste forever enlarging itself from within. The English talked as if they had won the war, but behaved as if they had lost it.

Chapter 4. The Queen of the Night

Ballard is a medical student at Cambridge and his work there is epitomised by the Dissection Room. Groups of students are allotted a cadaver and Ballard’s group is the only one to get a woman. Everything else that happens in this chapter is counterpointed by Ballard’s poetic descriptions of how this woman’s body is slowly flayed, the layers peeled back to reveal fat, muscle, tendons and then the vital organs, and he nicknames her the Queen of the Night, and is aware of a sort of psychological hold she has over him.

Ballard doesn’t like Cambridge, he certainly despises everything about his college (King’s College, the oldest and grandest college in Cambridge), disliking the daily madrigal singing in the chapel, seeing the whole place as a kind of flea-ridden tourist attraction.

‘It’s a glorified academic gift shop for American universities, where they can buy some quaint little professor for a few dollars. You need to be a tourist or an au pair girl top get the best out of it.’ (p.104)

That was in the early 1950s. Later, in 1978, he thinks:

Cambridge had expanded into a complex of industrial and science parks, ringed by monotonous housing estates and shopping precincts. At its centre, like the casbah in Tangier, was the antique heart of the university, a stopover for well-disciplined parties of Japanese tourists stepping from their TV-equipped German buses. As an undergraduate I had prayed for a new Thomas Cromwell who would launch the dissolution of the universities, but mass tourism had accomplished this, overwhelming the older European universities as it would soon destroy Rome, Florence, and Venice.

The narrator is desperate to escape the confines of college and get out to see the American bombers at the vast new airfields built across East Anglia for the fleets of bombers carrying nuclear weapons, and is hypnotised by the sight of rich American USAAF officers driving round in their huge shiny American cars, Chryslers and Oldsmobiles.

Again, this theme is reprised towards the end of the book in a way which sheds light on his lifelong obsession:

I parked in a narrow lane and stared through the perimeter fence at the worn concrete beside the nuclear weapons silos. The unsung and unremembered cement was more venerable than all the primped and polished stone of the university. The runways were aisles that led to a more meaningful world, gateways of memory and promise.

Jim sees Peggy, the scrawny teenage girl who helped him so much in the camp, came home on the same ship, and blossomed at her girls boarding school in Sussex. She pops up to Cambridge where the carries on being an older sister, chiding him about his scruffiness, his anti-Cambridge attitude, his obsession with Americans and the bomb. They discuss all this in terms of their experiences at Lunghua camp.

He meets an academic, a psychology professor Dr Richard Sutherland, who studied in America, has an American car, he has a pilot’s license and at weekends flies a gypsy moth, it’s even rumoured he’s been on television! He is ‘fast’, meaning trendy, before the word or concept had been invented.

One of his assistants is a girl still in the 6th form of her school, but knowing and sexy, Miriam who wears stylish American underwear and, he thinks, is probably sleeping with the Prof.

Nonetheless, Miriam seduces young student Jim into an affair and we have one of the first of what will be many, many coolly clinical anatomically precise descriptions of sex which includes what you might call unusual features, him placing his penis against her breast, kissing her armpit, her steering his fingers towards her anus.

Something about their combination of extreme sexuality and extreme clarity and calculation makes them very erotic, but the way that he describes with every one of the women in the book in the same clinical and geometric style made me wonder whether the sex scenes, like possibly everything else in the book, is stylised and contrived and completely untrue.

They make an odd trio: the trendy psychology professor, the haunted student and the sexy schoolgirl, driving out to the American air force bases to watch the nuclear bombers taking off and landing. Characters from an archetypal Ballard story, while the English around them seem remote and alien, p.94.

Chapter 5. The Nato Boys

Jump forward a few years and we learn that Jim has quit medical school and enrolled in the RAF. Still, as we readers know, Ballard will remain obsessed with the role and character and social position of The Doctor throughout his fiction, which is packed with doctor protagonists.

Jim enrolled because he wants to fly the big bombers which will start World War Three. But instead of learning to fly in tense divided Germany, Jim and his other volunteers are packed off to the frozen tundra of Canada, to Sakatchewan, to be precise. The whole chapter is underpinned by the sense that, in the overlit fields around the Lunghua camp, in the inexplicable silence and eeriness of the landscape, Jim realised that World War 2 had ended but World War 3 had begun, except that nobody else had noticed it. (p.106)

This perceptive but deranged conviction also underpins much of his later fiction – the name-changing central figure in The Atrocity Exhibition is trying to start World War 3, except not as we know it. As a kind of display of psychological extremes.

Also I hadn’t really understood the significance for his fiction of the fact that Ballard actually trained as a pilot. Manned flight is one of the central obsessions which recurs again and again throughout his works.

Jim describes the camaraderie in the mess, the national characteristics of the different Nato pilots training there. The Turks find it hardest because of the heavy North American food (waffles, turkey and milk).

Oh and David has accompanied him, the same David Hunter we met in Shanghai, he is going to haunt the novel like Jim’s alter ego. There is a prolonged section where David Hunter takes Jim to a brothel, they get completely hammered, so drunk we find Jim reeling on a bed before throwing up into his trousers which are lying on the floor, while two prostitutes take it in turns to suck David’s penis. David always insists on watching and being watched. Later he takes one of the whores into the bathroom and somehow makes her so angry that she attacks David, really beating and slapping him around the face. Jim simply points out it’s the nearest he can come to the times Sergeant Nagata slapped him round the face. Jim meanwhile tries to tenderly stroke and caress ‘his’ whore who, he realises, is pregnant.

One of the Turks, Captain Artvin, goes missing on a training flight in the Harvard planes they use. A few days later Jim, ignoring regulations and flying freely across the frozen tundra, see what he thinks might be the cabin of a drowned plane in a lake.

Jim tells David. He goes out on a second trip, taking so long to relocate the lake that, on the way back, he runs out of fuel and crash lands his plane on a road half buried under blizzard snow. There’s a funny moment when a mink farmer drives by, eyes the half crashed plane with Jim sitting stunned in the cockpit, then drives on.

The mink farmers hate the pilots who deliberately dive and scare their animals. No love lost on the bleak Canadian tundra. Jim is disciplined at an enquiry, and realises the air force is not for him. Miriam had written him a letter saying she’d got a job on a Fleet Street paper. He wants to return to England and explore her amazing American underwear.

Chapter 6. Magic World

Jump forward and Jim has married Miriam and they have two small children. He is now living in a modest suburban house in Shepperton. He explains some of the mystique of Shepperton, surrounded by water, the River Thames and the gravel quarries.

He takes his small children to a piece of rough ground behind Shepperton Studios where there are disused props to play with and which they call Magic World.

This chapter contains very beautiful descriptions of domestic intimacy, of them making love, but it is mixed up with her first pregnancy and giving birth in the hospital which Miriam found so alienating she insisted the second one was delivered at home, a process Ballard describes with a wonderful evocation of intimacy.

They watch Prof Richard Sutherland from Cambridge, who is now a TV academic and pundit, reporting from Cape Canavarel, one of the new generation of media academics whose role, Ballard perceptively suggests, is to teach ‘the world to feel more at ease with itself’ (p.127).

David Hunter pops by. He carried on the Canadian training, served in Kenya, then flew nuclear-armed Vulcans, drifted along the fringes of private aviation, then bought an aerial photography company (p.128). He has the air of a man scared the past is going to creep up and tap him on the shoulder. Long-term post-traumatic stress. They sit up late over whiskey. David reminds Jim of his experience at the railway station. He’s going back to Shanghai, does Jim want to come with?

Jim says ‘No’. Later in bed with Miriam they discuss it. They touch and fondle and caress and discuss. It is a beautiful evocation of married life. Then her third labour begins and there is a vivid, intimate description of labour, complete with farts and piles, and then the arrival of their third child who Ballard describes with eerie precision, like a visitor from an era millions of years old.

Chapter 7. The Island

Miriam and Jim and their three small children are on holiday in Spain, a place called Ampiabravura. Jim foolishly tries to swim round the headland but is nearly run over by a ferry and ends up clambering ashore on a long isolated sandbank.

Miriam motorboats out with the kids and they discover a remote half-abandoned building, which seems to be occupied by a group of half naked hippies.

Miriam explains he’s been back in England for eighteen years and it’s become clear he’ll never feel at home here. (So if he returned in 1945 this must be 1963. He says they’ve been married for 8 years i.e. married in 1955 when Ballard – born 1930 – was 25)

There’s an extended passage describing the new sun-worshipping beach culture which was being established along the 3,000 mile littoral of the Mediterranean (a feature, a mindset of many of his story, not least The Largest Theme Park in the World from 1989). He and Miriam have very clinical sex in hotel bedrooms and bathrooms, her adopting gymnastic poses against mirrors, watching his reflection. Maybe this happened but it feels very… male.

When they return to the secret house on the sandbank, other people are there, a tall blonde man with long hair, women swimming naked. Early hippies. The man is Peter Lykiard, teaches at Regent Street Poly, there’s another couple, and a young American student, Sally Mumford. They smoke joints, they have copies of William Burroughs, Allen Ginsberg. Groovy.

Jim and Miriam’s little kids love them. Sally is very good with the kids, calls them pixies. Her father is a millionaire, owner of a Boston department store. Miriam feels like a square.

They are all now a big gang and drive to a nearby town to watch a bullfight. Predictably this triggers primeval urges of blood and violence but it triggers Sally to an outburst of insane violence, she goes into the ring at the climax of the fight, tries to ride the bull, gets lots in a melee, they later find her in the compound for bullfighters and their followers being pushed around, her clothes torn, in a daze.

Next day, back at their special beach, the kids are playing supervised by Miriam, Lykiard and the other couple are in the house, Sally comes and lies by Jim, hands him a joint and makes it clear that she is sexually available, resting her breast against his arm. When he doesn’t respond or rise to the bait she simply stands up, not insulted or aggrieved and strolls off.

On page 157 Miriam us skipping down the steps of the villa, when she stumbles and hits her head on the stone edge. The crack is so loud everyone turns. Jim runs over to her as she looks up dazed. They help her into the inflatable dinghy they use to get to and from the sandbank, she struggles to get out at the main beach, they help her to the hotel where Jim calls a doctor. A practicante arrives and at first says they’ll keep her under observation, but only minutes later calls for an ambulance, as Miriam drifts in and out of consciousness, increasingly confused. Jim accompanies her, massaging her legs as she struggles to breathe with an oxygen mask. By the time they reach the hospital she is dead, p.160.

Chapter 8. The Kindness of Women

Miriam is buried in the Protestant cemetery at Fuigueras. All his friends find it hard to look at him. He has the feeling all the women in the world are withdrawing. He packs up their stuff and drives all the way back across Spain and France with a bottle of whiskey between his thighs.

All the past he had tried to reject – all the dead of China and the war, and especially the young Chinese he saw being strangled to death – race up to stare him in the face.

Miriam’s sister, Dorothy and her husband, are waiting to greet them at the Shepperton home. He clears out Miriam’s drawer, underwear and contraceptives. Slowly he reorientates his perspectives to ready himself for a life raising three small children by himself.

In a scene of intense eroticism a hug with Miriam’s sister Dorothy turns into sex as she makes a conscious decision to console him, and partakes of very Ballardian geometric sex in which people position themselves at angles, move penises around, dangle breasts, rearrange thighs and generally come across as pornographic meccano.

Everything I’ve ever experienced of mature English women tells me a) she’d never have done it b) she’d certainly never have had the rather theoretical architectural sex Ballard describes. Can’t help thinking this is utter fantasy.

Ballard describes the everyday misandry of pretty much everyone they know, plus the school and the authorities, all of whom think a father is not capable of bringing up small children. As a househusband who brought up my small children, I encountered exactly the same prejudices in the 2000s.

‘For God’s sake, men are capable of loving their children.’ (p.171)

Peggy drops by for another one of the conversations in which she reviews his life which are a feature of the book. She is now a very self-possessed pediatrician at Guy’s Hospital. They embrace and Jim feels a stirring but Peggy pulls away. She is the sensible older sister in their relationship.

Friends and colleagues are polite, supportive, David Hunter invites him to parties and navigates him towards eligible women, but at the same time there is a conspiracy of silence: none of his friends can bring themselves to mention his dead wife.

The narrator says he almost envies JFK’s widow, at least nobody can try and sweep her grief under the carpet and, in a flash, I realise the vast psychological importance the JFK assassination must have had for Ballard. It happened in the same year his lost his wife – it was a vast public, global outpouring of grief inextricably linked to Ballard’s own domestic private grief.

An English publisher based in New York takes Ballard out to strip clubs in Soho. This gives Ballard an opportunity to mock the explicit but utterly bored, passionless routines of the porno dancers, as formalised as the routines of air hostesses running you through the emergency drill before take-off.

A friend of Miriam’s pops round while the kids are at school and in a mature, open, unembarrassed way persuades Jim to have sex with her while she’s perched on the edge of the spindryer, the vibrations, you see.

Chapter 9. Craze People

It is now the mid-60s and these are represented for Ballard by Prof Lykiard, pipe smoking, running an arts laboratory, exhibitions of Vietnam atrocities, theatre of Cruelty, Burroughs and so on. Invites Ballard to write notes for an exhibition of images based round the JFK assassination. And Sally, who drops by to play with the pixies and is at the epicentre of the 60s maelstrom, high on amphetamines, editing documentaries about warzones, attending spiritualist events, rock concerts.

Ballard is invited to read some of his works at a massive music festival in Sussex. They take the kids, Sally looks after them but she is disconcerted to discover Lykiard having it off with one of the performance artists backstage. Ballard finds her later, beyond the festival boundaries, playing with some horses in a field. Later she insists they drive to the Sussex coast and, while the children watch, she wades out dangerously far into the water, is knocked off her feet and gets into danger of drowning, until Ballard wades out and rescues her. Blankets and the sense that she is a casualty, infinitely vulnerable, psychic damage.

Later that evening, back in Shepperton, the put the pixies to bed, she is bathed and changed and their sitting on the sofa, she snuggles up to him and makes it clear she is available for sex but when it comes to it, asking to be sodomised, turning her buttocks to him, forcing her face into the pillows, offering her hands behind her back so he can grab her wrists and push them upwards, pinning her, hurting her, as she calls out: ‘Bugger me, Daddy! Beat me! Pixie wants to be buggered!’

I found this whole sequence of events intensely erotic, and at the same time you are obviously intended to realise the depth of her psychological damage, her unloving possibly abusive father, her drug addiction, her manic throwing herself into all the hectic art events of the swinging 60s.

And you also wonder, here as in so many other places, whether any of this happened, or it is entirely fictional.

Sally becomes his guide to the heady swirl of the 1960s, and to sexual liberation. He introduces her to Dick Sutherland, the TV scientist, and this allows Ballard to describe his version of the 60s, not a time of utopian hope, but an era when endless images of violence and atrocity blared from TV screens and sex was so blasted in everyone’s faces that emotion and feeling were exterminated.

This, we realise, is the milieu which produced the intense and weird texts which go to make up what I consider to be Ballard’s masterpiece, The Atrocity Exhibition for example he describes Dick Sutherland carrying out trendy psychology experiments such as submitting subjects to intense footage of war atrocities (Vietnam, Congo) and asking questionnaires about its impact on their sex lives.

Well that is exactly the subject of one of the last chapters in The Atrocity Exhibition.

Then one night she is hosting a party at her ramshackle Bayswater digs, packed with performance artists and film-makers, Dick Sutherland and Lykiard are there. But none of them can prevent Ballard stumbling into a spare bedroom where he finds Sally on her back on the quilted top of the laundry basket, her legs hoiked up round the shoulders of a young Spanish photographer whose trousers are round his hips as he steadily, strongly fucks her. Sally stares past the Spaniard at Jim, smiling happily.

That, also, is a lesson about a decade which Ballard sees entirely in terms of its psychic damage and louring threat, atrocity, nuclear war, Vietnam, theatre of cruelty, drugs and betrayal.

Chapter 10. Kingdom of Light

17 June 1967. Under the supervision of long-time friend, TV pundit and psychologist Richard Sutherland, Ballard has an acid trip, described in terms almost identical to the prolonged fantasia which is his novel, The Unlimited Dream Company. He realises that

Shepperton was a solar garden, a sleeping paradise waiting to be woken from every stone and leaf. (p.206)

which is very much the subject of The Unlimited Dream Company.

The kids are taken out by Cleo Churchill, a childrens book editor Jim’s met at one of Sutherland’s many swinging parties who turns out to live locally and be happy to babysit sometimes, and takes them to Shepperton Park by the river. In fact, later on and well into the acid trip, Sutherland takes a phone call in Ballard’s study, taking his eye off his ward, who gets up and sleepwalks, staggers through prisms of light, as far as Shepperton Park where he sees his children, but especially Chloe Churchill, transformed into a Gustave Moreau archangel, sheathed in multi-coloured lights.

By now I doubt whether anything like this happened, but it is convenient because it means whenever Chloe pops up in the rest of the book, Ballard can have acid flashbacks of her as a rainbow angel of glory.

Sutherland had pitched filming Ballard taking the acid as a programme proposal to the head of documentaries at the BBC. This brings out Sutherland’s popularity but he’s not actually a part of the machine. And the text repeats his justification of acid, namely that the world most of us perceive, made up of discrete objects, with their correct places, governed by laws of gravity and geometry and, above all, by a sense of consecutive Time, are entirely artefacts of the central nervous system and brain which we have evolved to help us cope and manage the objects, other people and other animals around us. But they aren’t the truth. Taking acid isn’t like getting drunk or stoned. It goes far deeper than that, it reveals the world the human nervous system spends most of its time hiding us from.

Having taken acid a dozen or so times I couldn’t agree more. One trip is enough to show you the absolute wonder and amazement of what the human senses are actually perceiving every second of every day – but which are repressed, turned off, ignored so we can get on with being the instrumental, purposive, time-focused animals we are.

Delete all those repressive mechanisms and you experience the central nervous system without its locks and gates, you experience ‘reality’ unleashed. More accurately, you experience the overwhelming flood of sensations which are bodies are receiving all the time, but which the evolved CNS suppresses.

From a literary point of view it’s interesting to see that Ballard uses a lot of the phraseology and imagery which made such an impact in The Crystal World i.e. everyday objects are invested with multiple-angled shards of light, as if embedded in jewels.

My arms and legs were dressed in light, sheathes of mother-of-pearl that formed a coronation armour. (p.203)

In the aftermath, everything seems grey and drab. Shepperton has exhausted itself. A few days later Peggy Gardner drops by. She is more than ever the prim, respectable, professional spinster. Predictably she disapproves of the acid trip and especially the way Sutherland uses Jim in his psychological-TV-media experiments.

But Ballard links it back to Shanghai, Lunghua and the primal scene in chapter three, the four Japanese soldiers torturing a Chinese to death while Jim looks on in terror in an alien landscape. Now, when Ballard repeats his characteristically Ballard ideas, we have a much deeper sense of where they come from.

When he speculates that war is how nations escape from time it sort of makes sense. Certainly if you’ve read British war memoirs, it’s striking how many men were drifting or unhappy, and the call-up in August 1914 liberated many of them from the sense of inevitability and duty and failure implicit in the idea of having to get a career, get on in the world etc. For the duration of the war all those worriers were suspended.

But Ballard means something deeper and expresses it with a surreal logic which is distinctively his, the notion that the Japanese soldiers wanted were waiting for the next war, and that their torture of the Chinese was an attempt to provoke the next war into starting, so they could be free again. It’s only as irrational as thousands of other religious rites and rituals and invocations and calls on the gods or the world to do what we want.

If you fully enter Ballard’s imaginative world, if you buy into his premises, if you experience his experiences – then this kind of claim makes complete sense. Otherwise, you remain on the outside.

All that said, a few weeks later Sutherland is due to pop round with another dose of acid. Jim is at the door seeing off Cleo who has, again, obligingly agreed to take the kids to Magic World, she calmly disapproves, the kids run up to Jim shouting, ‘Come on Daddy, come with us’ and… He does. Once was enough. He turns his back on Dick Sutherland’s dubious psych experiments. As they say in Trainspotting – Choose life.

Chapter 11. The Exhibition

Sally Mumford is back. She’s progressed from speed to heroin and her arms are covered in needle marks and sores, but she still lovers the kids. For Ballard she represents all the toxic hysteria of the 1960s (or Ballard has invented her as a symbol of the same):

Like so many others at the end of the 60s, that ten-year pharmaceutical trial, she thought of the media landscape as a life-support system, force feeding a diet of violence and sensation into her numbed brain. (p.215)

In fact reading that quote at the start of this chapter makes me realise that Ballard is artfully introducing his key theme. As I’ve explained in my reviews of The Atrocity Exhibition and Crash, those books contain fairly straightforward explanations of his obsession with extreme pornography and car crashes, which is that a diet of super-violent war images and atrocities (epitomised by the endless replaying of the JFK assassination) has numbed and desensitised people, so only extremes of sex and sensation can reconnect them.

Reinforcing the mood of hysteria, we are reintroduced to David Hunter who is becoming more deranged. As the years pass he seems to blame Ballard more and more for Miriam’s death. He’s never read any of Ballard’s books, pointing out that he knows the key, the master plot, already. David gives him a lift back from London and goes and parks his car outside a posh Belgravia house out of which emerges a smart little man who David then menaces with his car. It is the Japanese ambassador. And so on.

By this stage I had realised that The Kindness of Women is a kind of handbook, or set of case studies, in post-traumatic stress survivors.

David now flies vintage cars in displays. He invites Ballard and Sally and the kids to one. Although his real passion is saloon car racing at Brands Hatch. He has twice been cautioned for dangerous driving. The reader who knows their Ballard knows where this is all heading.

David is driving Sally back from the air display when they crash, near the approach to Chertsey Road. Ballard follows on later and so is slowed down by the police who are managing the traffic flow past the wrecked cars. David and Sally are both fine, unscathed, but Ballard gets a look of them posed in driving seat and back seat, both frozen in time, staring into space, covered in broken windscreen glass, described in exactly the same phrases which fill Crash.

I was struck by their self-conscious pose, like dancers arrested in an audience-catching flourish at the end of their performance…the postures they assumed within the cabin of the Jaguar, as if they were memorising for future use the exact geometry of Sally’s exposed thighs and the ribbed leather of the upholstery, the precise angle between David’s crutch and the jut and rake of the steering wheel. (p.219)

Did this ever happen? Or is it an entirely fictional recreation of the scenes and phraseology of Crash? Ballard notices the number of people who’ve stopped to gawp at the crashed cars, some of them have got cine cameras out to film the scene. It is, he realises, a new type of street theatre, hypnotic attraction to a pile-up of technology which is somehow linked to the television and its relentless diet of violence and atrocity.

Subsequently David and Sally make complete recoveries, the latter driving Jim back up to London in her dangerous MG while explaining that the thrill of driving dangerously with the ever-present risk of a crash is identical to the motivation of the bullfight (remember the bullfighting scene back in chapter 7, aha, that’s why that was there: to prepare us for this speech), updated to the late 20th century.

Sally is lost in the maze of streets in Marylebone when a sports car surges out of a side street, nearly crashes into them, and hurtles off. Ballard had just had time to grab the wheel and steer the MG out of its path, while Sally did an emergency brake.

It was David. Sally explains that he follows her around, then she follows him. They pretend to crash into each other. This is the plot of Crash. Really rammed home when Sally takes Jim’s hand, puts is between her legs so he can feel how wet she is, and they proceed to have typically clinical Ballard sex amid the clutter of steering wheels and handbrakes, while both of them are aware of David Hunter (aha! his name! was his bland name chosen to lead up to this scene all along) roams the streets of London in his fast car, hunting for prey.

Hunter is, in fact, recreating the endless games of hide and seek which Ballard described them both playing through the vast metropolis of Shanghai, back in their innocent boyhoods. Or is he? Are both fictional inventions?

Cut to the exhibition of crashed cars which Ballard staged at Dick Sutherland’s experimental Arts Theatre Laboratory for four weeks in 1969. Ballard quotes the program notes which claim the car crash is a vector focusing all the violence and anxieties of the age (not least of thermonuclear war) into an event which happens daily, killing and maiming hundreds of thousands each year, and yet which is celebrated on TV and in movies, is presented as a form of entertainment (p.226).

At the opening night the guests behave appallingly, getting drunk, throwing up on the cars, urinating on and in them, fights break out and Sally is nearly raped in the back seat of the smashed-up Lincoln, until rescued by Ballard and Chloe Churchill, who has come along to be a voice of reason amid the madness, although Ballard, typically listens to her sensible comments but sees her reincarnated as the angle of light he saw during his acid trip.

Driving back from that party, Ballard is following Sally in her MG when he becomes entranced in their game and, accidentally-on-purpose, clips the rear fender of her car. This sends her into a zig zag but Ballard loses control of his own car which, as he brakes, veers into the fast lane, one of its tyres explodes, it crashes against the central reservation, turned onto its side and then upside down, skids at speed on its roof, Ballard hanging upside down from his safety belt, into the oncoming traffic.

The emergency services soon arrive, drag him out onto the grass verge, a figure pushes through the quickly assembling crowd and flicks a cigarette lighter lowering it to his face. It is Sally, forensically fascinated to examine his expression, as clinical as Ballard had been when he flayed and unpeeled the dead carcass back at medical school.

There’s a coda: in the last days of the 1960s Ballard attends a demolition derby held at a disused football ground in the East End, as the drivers crash into each other, one of whom is David Hunter who, after he’s crashed out of the competition lies back in his shattered cabin while Sally Mumford in white jeans and crimson jacket yells at him.

Did any of this happen? It feels very very pat, just so, and when Ballard references the Hell Drivers of Shanghai which he had described in chapter one, the reader wonders whether anyone’s actual life could be so wonderfully choreographed and thematically linked.

Chapter 12. In The Camera Lens

Jim is at a film festival in Brazil with Dick Sutherland, who he first met at Cambridge in the early 1950s and have watched morph into an early example of that new social type, the media don, the science presenter. Dick and Jim are attending a film festival in Copacabana.

This chapter neatly captures the way a lot of the behaviours which (apparently) seemed so liberating in the 1960s when they broke through the grey carapace of austerity Britain, somehow came to seem corrupt and tacky and embarrassing in the 1970s e.g. casual sex, drugs (specifically cocaine), flares, long hair, experimental films, TV and foreign jollies

The festival mainly consists of ogling the stunningly sexy Brazilian women taking part in various parades, and attending endless parties. In two brief surreal scenes he finds himself being introduced to the cast of Star Trek, already grey-haired and uncomfortably acting the roles they’ll be famous for till they die, who look like ‘venerable morticians’ (p.238) and to the legendary film director Fritz Lang.

Both encounters add to Ballard’s sense that we all live in a sort of heightened reality TV show. The centrepiece of the festival is Kubrick’s 2001: A Space Odyssey which, in fact, a glance at Wikipedia tells me was released in May 1968. (Elsewhere in this blog I’ve reviewed the Arthur C. Clarke novel and sequels)

Characteristically, Sutherland is said to be running an alternative festival of science documentaries, and some of these are right up Ballard’s alley. They include a film documenting the treatment of extreme sex offenders, which included varieties of aversion therapy i.e. showing them images of children or vulnerable women and then giving them electric shocks or emetics. Ballard didn’t watch the film, he stood and watched the audience, mainly made up of documentary filmmakers and psychologists who sit entranced, occasionally oohing with appreciation as the patients are given electric shocks or vomit, exactly – says Ballard waspishly – as the devotees in a Soho sex theatre sit entranced, occasionally murmuring their approval at a particularly graphic sex scene.

This leads up to the kind of gnomic remark you suspect Ballard is proud of: ‘In the future everyone will need to be a film critic to make sense of anything’ (p.241). I can see this emblazoned in huge letters over the entrance to the hundreds of Media Studies courses now taught all across the UK and beyond. It sounds good, but it’s not really true. It’s a very dated idea. Nowadays being a data analyst would be more help. As far as I can tell, media studies like gender studies and queer studies and all the rest are stuck in a time warp, still reading Marxist, psycho-analytical, structuralist, post-structuralist and feminist theory, while the world we inhabit has moved on.

A leading film critic on a Rio newspaper introduces our two middle-aged Englishmen to two Rio hookers, Carmen and Fortunata. This is the beginning of Dick and Jim’s ‘odyssey’ which the reader immediately spots is a kind of satirical counterpoint to what Ballard thought was Kubrick and Clarke’s overblown space fantasy.

The Rio hookers take our heroes back to their knocking shop which is two rooms adjacent to a sweatshop in which lots of other poor women manufacture mementos of the film festival, stapling together posters of Robert Redford or Jane Fonda, amid the din of the printworks. The scene also counterpoints the scene in chapter five where David and Jim spent the night with two Canadian whores in a double bedroom.

The general idea is to show the ubiquity of prostitution, and the surprising light it sheds on modern sexuality. There’s a striking moment when Jim’s hooker, Carmen, asks if he wants to film them having sex – a camera and tripod are set up in the corner, obviously it’ll cost extra. That’s not the jolt. The jolt comes when she says, maybe he’d like film of it so he can show his girlfriend. Or his wife. The fact that the equipment is set up and she knows about it, demonstrates that this is common enough to be a commercial venture i.e. it sheds light on modern marriage. Well, some modern marriages.

Dick had (wisely) refused to even enter the ‘bedroom’ of his hooker, Fortunata, it was so filthy, dishevelled, the sheets stained with mucus and lubricant and spermicidal jelly like the car bay at a garage. Instead, when Jim finally finishes fucking Carmen, and she professionally scoops his leaking semen into a succession of tissues, Jim slowly dresses and opens the door back into the workshop to find Richard and Fortunata running round it throwing tatty tourist mementos at each other. A sort of comic counterpoint to the end of the Canada prostitute story in which David provoked his hooker into smacking his face, in memory of Sergeant Nagata.

In a kind of coda, or punchline scene, the Rio film critic hosts a massive party at his mansion, where Jim, sauntering around, comes across a room which has been sealed off, which turns out to be full of lights and technicians and cameramen etc where Carmen is on hands and knees, doggy fashion, and a vexed dog handler is fondling the genitals of a German shepherd. They are trying to get the dog to get an erection and to penetrate Carmen from behind, while she flicks back her hair and looks behind her in boredom, and the host ans various other guests stand around holding their wine glasses and chatting.

Ballard describes all this as if this level of intense pornography is the future, tied to the rise and rise of desensitising TV. But I disagree. I think that vision of a world totally corrupted by TV and pornography is itself very dated, very 70s, dragging on into the 80s, and ended up being a misleading guide to what actually happened.

And now, in 2020, we live in a world where unlimited hard-core pornography is available to anyone at the click of a mouse and yet, the interesting thing about the vast parallel universe of porn on the internet is not that it exists – it’s that so many people choose not to watch it most of the time.

Chapter 13. The Casualty Station

David Hunter has been sent to a mental institute, Summerfield Hospital in south London. Here Ballard visits him, reflecting on the sequence of events that brought them there, and noting the behaviour of the other insane patients. David is pretty compos mentis as mental cases go. Ballard takes a chessboard, they play chess, and David always palms a piece before the end of the game so Ballard will have to come back.

They chat about old times. We are informed that Sally has decamped to Scotland, staying with a friend of her rich father’s trying out the then-new methadone treatment for heroin addiction. This follows her turning up at Shepperton a few months earlier, utterly string out on heroin, refusing to talk or be touched, striding up and down the kids empty bedrooms, ransacking the cupboards for their old toys. Jim takes her to his GP who recommends a specialist who recommends a nursing home on the Thames, and then onto Scotland.

David went back to Shanghai, something Jim says he can’t do, David hunted for the isolated railway station which is the recurrent image of the novel, but couldn’t find it. (The reader suspects this is because it never existed, but was a fictional symbol invented by Ballard.) David points out the car crash exhibition was simply Ballard’s way of re-enacting the atrocity he witness. ‘At a few removes’.

It was car crashing that brought him to the asylum. He and Sally developed a cult of driving up one-way streets the wrong way and one night in London had a head-on collision with a woman cellist who was killed instantly. It was only his demented gibbering at the scene and his RAF record in Kenya which saved him from a manslaughter charge. Instead he was sent to Repton mental home and now here.

In Ballard’s view, David had tried to recreate the cruelty he experienced in China, not realising that the psychopathic, TV-addicted, atrocity newsreel footage-driven 60s was egging him on. He’s just one among tens of thousands of casualties of the 1960s.

The third of Ballard’s representative trio is the TV don, Dick Sutherland and he emerged from the 60s with flying colours, making a series of pop science documentaries, notably one which used the latest fibre-optic technology to film inside the body especially, of course inside the uterus during sex etc, as well as setting up an Institute for Sexual Research, funded by a New York publisher.

It’s a funny thing, but the more Ballard talks about sex and the sex studies and practices of his characters, the more dated the book feels, reminding you that these events happened almost 50 years ago, in a very different time and place, where simply filming sex acts between humans to appear in ‘scientific’ documentaries appeared revolutionary.

When Professor Sutherland sounds off, in one of their stage-managed conversations, telling Jim that there’s going to be more and more sex in the future, so much so that it is going to create ‘new forms of social structure’ – it sounds as dated and, in its way, as childish as Space 1999 or UFO or Joe 90 or all those other TV series for kids which predicted colonies on the moon and everyone wearing zip-up plastic suits by 1999.

Didn’t turn out like that, did it.

We learn that Sally let herself be persuaded to take part in some of Dick’s experiments, let fibre-optic cables be inserted in her vagina while she had sex with a laboratory volunteer, as well as close-ups of every erogenous zone of her body. Slowly she came to think of herself as a set of dismembered parts, eventually expecting to see huge blow-ups of her nipples or clitoris on roadside billboards or upholstering the banquettes of trendy 70s nightclubs. Thus she went to pieces, almost literally.

Peggy Gardner is the last of the set of recurring characters (what David sardonically refers to as ‘the old Shanghai firm’, p.274) which, the reader realises, structure the narrative and allow Ballard to meditate on the fate of his contemporaries.

She turns up for drinks in Shepperton, and they have a couple of pages chatting about how things have turned out. Into her mouth Ballard puts quite severe criticisms of his (Ballard’s) attitude, how he manipulated everyone around him (Dick, Sally, David) to act out his nightmares, how the exhibitions, the drugs, the weird sex and the intense stories are all part of the same indictment. He patronises her a bit, telling her how she’s always looked after her so well and she slaps him in the face, drawing blood.

Rather disappointingly, this leads to sex, described with the same clinical detachment as all the other acts of coitus, and the strange angles of thighs and vulvas and penises as all the other descriptions.

Now this chapter returns to its opening scene, with Jim sitting at a table in Summerfield Hospital playing chess with David. The entire text has been very carefully crafted and arranged as a description of both what happened at the end of the 1960s and how the Shanghai firm had managed.

One of the other patients, a deranged old lady who had been taking daffodils from all the vases in the communal area and laying them carefully in a line at the entrance to a window alcove, has a fit and turns her brimming cup of tea. This is, in a way, a key scene. Jim had observed the woman unable to reconcile the light shining off the brimming meniscus of tea in her cup with the polished glare of the hard floor. Eventually she thinks her way through the problem to the solution and upends her cup, sending tea splashing all over the table and the skirt of the woman handing it out. Who promptly gets furious, grabs the feeble old woman’s wrist and gives her such a push, she sends her collapsing onto the floor.

Ballard is up out of her seat, and goes to her protection, taking her in his arms and then lifting her off the floor, she is so thing and wasted, and taking her down the corridor to the safety of her room. As he carries her, she repeats pitifully, ‘Jesus told me to.’ The point is, if you’ve read enough Ballard, you understand her. You feel, as she did, the mental pain of these conflicting geometries (shimmering liquid v. hard tabletop) and you grasp the Einsteinian brilliance of her solution. To marry hard and soft by spilling the tea, by trying to integrate these conflicting realities.

Jim says goodbye to David, promising to be back in a fortnight and making a mental note to bring daffodils for the mad old lady, and… we understand why.

Part III – After The War

Chapter 14. Into The Daylight

As the 1970s progressed, Sally had disappeared back to America to address her drug habit and other addictions. One day, to his surprise, four years after she left (eight years after the decade’s end so, presumably, 1978), Ballard gets a call and it’s Sally, not only back in the UK, but married! with a child! and living in rural contentment in Norfolk!

Ballard drives out to see Sally, stopping off at Cambridge en route to discover it is now a land of business parks and Japanese tourists. Chez Sally he discovers her little girl, Jackie, is mentally disabled, but is touched by the way Sally is madly in love with her and, when her husband returns from work, with him too.

[Jackie] stared at her father with her trusting, fixed smile, as if she were crossing the world at a slight angle to the rest of us.

The chapter has a second theme, like a piece of classical music, which is that Sally’s husband, Edward, is an amateur archaeologist and along with friends has undertaken a programme of excavating old World War Two airplanes from the mud of Norfolk estuaries where they’ve crashed.

David turns up. He’s been released from the mental home. He’s married an Asian woman and is running an airfreight company in Brussels. The presence of these two leads to nostalgic conversations, with an autumnal feeling.

Then there is the gruesome event at the heart of the chapter. Edward and his hearty beer-drinking team of enthusiasts have hired a hoist which they use to lift their latest find clear of the river mud. It is a spitfire. But as it rises the narrator realises its cockpit glass is unshattered and unopened. The pilot is still inside. Or what’s left of him. Jim and Sally are suddenly stiff with concern as David makes his way over to it and insists on helping to open the cockpit and inspect the insides, which, as they spray cleaning water into it, reveals a rotted uniform, straps and, slowly emerging, a skull and bones.

A week or so later there is an official burial service. Jim attends along with David and is impressed that his old buddy wears his official RAF uniform and stands to attention. In a weird touch, he brings along a Korean he only half knows. Jim realises the Korean is the closest he could find to a Japanese. He needed an Asiatic to bear witness ‘to the interment of all his resentments of the past forty years.’ I found this intensely moving.

Chapter 15. The Final Programme

After a career pursuing TV fame, Dick Sutherland has been diagnosed with cancer and is dying. This gives Ballard the opportunity to put into his mouth a series of witty paradoxes and insights about modern medicine, and the treatment of cancer in particular.

But, trooper to the last, Sutherland has persuaded a TV company to make a documentary filming his last months and persuaded them to take Jim, by now a famous novelist and old pal, to be his interviewer. The idea is that Jim will go to his home, or hospital bed, and interview Dick as he declines.

As you might expect it’s a bumpy ride, with Dick and Jim initially chewing over their glory days in the 1960s, the space programme, adventures in science, but with each successive interview these reassuring totems of the past disappear and the final interview is cancelled. Jim arrives but after a brief conversation Dick dismisses him, the film crew and the outside world and shuts his bedroom door. Two weeks later Jim turns up just in time to see him being wheeled on a gurney into an ambulance, his face sucked into the oxygen mask, his body coiled with plastic tubes like the young Chinese man the boy Jim watched being garrotted to death.

Chapter 16. The Impossible Palace

Paradoxically, Dick’s death exhilarates Jim. He feels liberated, released, energised to pursue his work, It as if the whole of the past has been burned along with Dick’s body at the crematorium. In a sentence which is important for critics or fans of his work, he writes:

 By demystifying his own death he had freed me from any fears of my own. For the first time since the birth of my children I felt that I was wholly done with the past and free to construct a new world from the materials of the present and future.

So was it writing Empire of the Sun which liberated Ballard from the past and left him much more interested in writing stories about the present day? Or was it the death of this old friend which liberated him from his obsessions, set him free to write about the strangeness of the present day? Or are both blinds to something else which happened?

Anyway, in this chapter Ballard walks down to the fair on Shepperton Green. The chapter is written in the style of The Unlimited Dream Company, full of images of light, and beauty, and time suspended. Cleo Churchill, the friend of his wife’s who was such a good friend to Jim and babysat his kids on countless occasions, is with him as he goes through mementos of Dick Sutherland’s life, sent him by Dick’s sister.

This mood of sensitive elegy moves seamlessly into their holding each other, then embracing, then going up to the bedroom and slowly undressing. Ballard has, by now, perfected a peculiarly detached and clinical way of describing sex, which, nonetheless, manages to be touching and affectionate. Maybe because of the complete honesty and openness it implies between the lovers.

I held Cleo’s breasts in my hands, touching the blue veins that ran past her broad nipples, and caressed away the pink grooves left by the wiring of her brassiere. I kissed a small scar in her armpit, relic of a childhood I had never known, and ran my lips through the shoal of silver stretch marks, like seeds of time spilled across her abdomen by Ceres herself as she sowed her fields. She held my penis in her hands, rolling it gently between her palms, her fingers drawing on my scrotum. Phallic corridors receded from us, an erotic labyrinth in an impossible palace. When I kissed Cleo’s nipples a battalion of lovers bent their heads. I sat on the bed as she knelt on the carpet between my knees, her forearms resting on my thighs. She took the head of my penis in her mouth, touching the tip of my urethra with her tongue, then sank deeper to hold the shaft between her teeth, biting lightly on the swollen muscle.

They become lovers or partners or whatever the correct terminology is. Thus on the day that the documentary about Dick’s death is broadcast they decide to go outside and celebrate life by hiring a boat and cruising down the Thames to Runnymede. (Many of the chapters have this structure, of two major themes or events juxtaposed.)

They cruise as far as the Kennedy Memorial (which I have visited and photographed) and which, inevitably gives rise to reflections from Ballard, absolutely obsessed with the Kennedy assassination as his fiction is.

I thought of the role that Kennedy and his assassination had played in my own life, and how his televised images had shaped the imagination of the 1960s. Stills from the Zapruder film had seemed more poignant than a Grünewald crucifixion.

Now they are accidental bystanders of a death and a resurrection. It’s a sunny day beside the Thames and a wife is reversing their car to push the trailer for a speed boat across a narrow beach into the river so that the husband can man-handle the boat, in the water, onto the just-submerged trailer. There is a little girl in the back seat and as the wife loses control of the trailer it drags the car into the river where the tide takes it. The girl is screaming and beating on the closed windows as the car sinks under the water level. Ballard bounds forward and tries to open the back door but the car skews away from him, as the husband leaves go of the boat which drifts across the river, hitting another cruiser, while two or three men steady the car and push it back up onto the shallow beach, no sign of the girl.

When they open the back door the river water rushes out and they find the girl’s body curled up on the floor, lifeless and limp. Cleo is clutching Ballard’s shirt and crying her eyes out, when a bare-kneed, red-eyed, bearded hiker approaches along the Thames-side path (one I’ve walked many times) suddenly grasps the meaning of the scene in front of him, pushes through the crowd, takes the girl, snicks an obstruction out of her throat and pulls forward her tongue, and on one movement, slicks down his beard, covers her nose and mouth in his mouth and breathes out, takes his mouth away, and pushes her diaphragm. She chokes up the water in her lungs, coughs and splutters and her hysterical mothers clutches her, as the hiker clambers to his feet, reclaims his backpack from a nearby couple and walks on along the path while people are still coping with the sudden turnaround in events.

Who was he?

Chapter 17. Dream’s Ransom

The narrator takes part in the filming of a scene from Empire of the Sun on location in a mansion in Sunningdale, fifteen minutes drive from his long-time home in Shepperton. Many of his friends and neighbours in Shepperton have always worked as extras in the films made at the massive studios there, and now, surreally, he finds many of them playing bit parts in a scene from his own boyhood. Is this why he and Miriam chose to live there all those years ago? Did he have a premonition of how are and life would link up? He even meets a bright-eyed twelve-year-old wearing his old school uniform who steps up and brightly says: ‘Hello, I’m you’. It must be the boy Christian Bale who plays him in the Steven Spielberg film version of Empire.

Then (so many of these chapters come in two parts or themes) he and Cleo (who is obviously now his partner) fly to Hollywood to attend the premiere of the film about his boyhood. He has all kinds of mixed feelings.

‘I think the actors felt that I was the odd man out, the only one who wasn’t real. Most of them had been back to Shanghai.’
‘You could have gone with them.’
‘I know, but I hadn’t the nerve. I wasn’t ready to face everything again—I’ve spent my whole life trying to sort it out. This is the right way to go back to Shanghai, inside a film…’

They check into a hotel and drive around Hollywood which, of course, confirms all his fantasies of Americana which he has been besotted by since he was a boy. He is dazzled and bewildered by the forty-foot-high billboards advertising the film version of his own boyhood back at him.

One afternoon Cleo is out shopping when there’s a ring at the room doorbell and a sophisticated lady waltzes in. It is Olga, who was his superior and impoverished nanny all those years ago, back in Shanghai. Now she is married to a rich American ear and nose surgeon (Mr Edward R. Weinstock). She is brisk and businesslike as they review her struggle to survive in wartorn China, he takes her to lunch, back at their apartment she briskly strips him and they make love.

As at other moments in the book, and quite often at moments when he has sex with the various women, you can’t help feeling contrived, just so and pat the patterns he’s making are. It is an artful ending to the book, rounding things out, finally living out the sexual fantasies about his 17-year-old nanny when he had been a pubertal 12-year-old. And he describes it with a bit of gee-whizz Ballard style:

The film of our life rushed backwards through the projector, devouring itself as it hunted for some discarded moment that held the key to our earliest selves.

In the very last scene, a week after the premiere of Empire, Jim and Cleo make their way down to the Pacific at Venice Beach. And as they watch bronzed Californians launch a replica of Thor Heyerdahl’s papyrus ship, Ra, looking at happy people enjoying the free ocean, Jim realises he is healed.

The time of desperate stratagems was over, the car crashes and hallucinogens, the deviant sex ransacked like a library of extreme metaphors. Miriam and all the murdered dead of a world war had made their peace. The happiness I had found had been waiting for me within the modest reach of my own arms, in my children and the women I had loved, and in the friends who had made their own way through the craze years.

It is an immensely satisfying, carefully arranged and moving conclusion to what is probably his best, most wide-ranging, honest and humane book.

CONCLUSION

By the end I suspected that none of these people ever existed (except for his wife and three children, that much is documentary fact) and quite possibly none of these events ever happened (except the car crash exhibition, that much is on the public record.) Apart from those handful of facts, everything else seems just too pat and contrived and perfectly poised to have anything to do with the chaotic sequence of events known as ‘life’.

Anyway, much bigger than the artfulness of its construction, what makes it a really beautiful book, in my opinion, is the breadth of its COMPASSION.

I was in the operating theatre when my wife had our second child and Ballard’s description of assisting at the birth of his daughter is one of the most moving things I’ve read, because of the way it captures complete intimacy between husband and wife.

The portrait of the excitable young woman, Sally, and the sequence of discovering her boyfriend with someone else, then trying to drown herself off the Sussex coast, and then of Ballard rescuing her, bringing her home, bathing and dressing her and then, slowly, making love to her in the stylised way she needs, is full of complexities of compassion and feeling you don’t often read in novels. It is a kind of compromised compassion, a compassion which knows there is something self-serving in its motives but cares and loves nonetheless.

And the on-again, off-again relationship with his best friend and rival and damaged alter ego, David Hunter, this rises to several moments of deep compassion and love.

And it’s worth rereading the passages where Ballard has sex with two prostitutes, one in Canada, one in Brazil, to really process the tenderness which informs his approach. He ends up stroking the small of the back of the hooker in Canada because he discovers she is pregnant and, after their weird Ballardian clinical sex is over, he carries on being interested in her and her life and soothes and strokes her in a companionate, non-sexual way.

And when he goes to the rescue of the stricken old mad lady, Doreen, in David’s asylum, that is a kind of quintessence of compassion, helping the helpless elderly.

In other words, this book contains scenes of horror and atrocity – notably the central event of the young Chinese being garrotted – and it deliberately contains scenes of lucid and detached sexuality which some might find fetishly exciting and some might find cold and repellent…

But, for me, the enduring legacy of the book is an overwhelming feeling of love and compassion, all the more amazing for way these rare plants managed to survive and flourish in a world containing so much violence and atrocity and numbing stimulations and cheap (or expensive) thrills.


Related links

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Novels

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Dave Heath: Dialogues with Solitudes @ the Photographers’ Gallery

‘The fact that I never had a family, a place or a story that defined me, inspired a need in me to join the community of mankind. I did so by inventing a poetic form linking this community, at least symbolically, in my imagination, through this form.’ (Dave Heath)

This is the first major UK exhibition dedicated to the work of American photographer Dave Heath (1931-2016).

New York City, 1960 by Dave Heath © Dave Heath / Courtesy of Howard Greenberg Gallery, New York, and Stephen Bulger Gallery, Toronto

New York City, 1960 by Dave Heath © Dave Heath / Courtesy of Howard Greenberg Gallery, New York, and Stephen Bulger Gallery, Toronto

Heath started taking photos towards the end of his stint in the Korean War (1950-53). All his photos from Korea ignore battlefield heroics, firefights, explosions and hardware – instead showing the average grunt as isolated individuals caught in moments of thought, looking down, looking sad.

Korea, 1953 by Dave Heath © Dave Heath, Courtesy Howard Greenberg Gallery, NYC

Korea, 1953 by Dave Heath © Dave Heath, Courtesy Howard Greenberg Gallery, NYC

And this is the sensibility he brought back to civilian life. Of the 109 photos on display here, I only saw three where the subject is smiling or laughing. The other hundred and six show individuals or couples looking moody, intense, sullen, lost in thought. Inhabitants of solitude. Aficionados of introspection.

Elevated in Brooklyn, New York City, 1963 by Dave Heath © Dave Heath / Courtesy of Howard Greenberg Gallery, New York, and Stephen Bulger Gallery, Toronto

Elevated in Brooklyn, New York City, 1963 by Dave Heath © Dave Heath / Courtesy of Howard Greenberg Gallery, New York, and Stephen Bulger Gallery, Toronto

Even the handful of photos which aren’t of people, but of buildings or the sidewalk, manage to make them look lost in thought and downbeat. The result is tremendously atmospheric if, on occasion, a bit samey.

Biography

The downbeat tone was set early in Heath’s life. He was born in Philadelphia in 1931 to very young parents who abandoned him at the age of four after which he was sent to a series of foster homes before being placed in an orphanage. From then on he carried a sense of loss and abandonment which he projected, very successfully, onto everything around him.

Heath became interested in photography as a teenager, and joined an amateur camera club. He read the photo essays in Life magazine and cites one in particular as having a decisive impact on his future. Bad Boy’s Story by Ralph Crane depicted the emotional experiences of a young orphan not unlike young Heath.

In a flash Heath realised that photography could be a means of self-expression, a way of shaping the external world to fit his experiences, and a way of connecting to others.

In his early twenties he set about becoming an expert in photographic techniques, taking courses in commercial art, working in a photo processing lab, and studying paintings at the Philadelphia Museum of Art. His stint in the army as a machine gunner interrupted his career for a few years, but crystallised his approach to subject matter, his skill at capturing a wide range of people in moments of thought and vulnerability.

On his return, Heath developed this aptitude for capturing an ‘inner landscape’, seeking out the lonely and lost and fragile on the streets of big city America. Most of the photographs on display here were taken on the streets of Chicago and New York (where he moved to in 1957).

Heath’s subjects seem eerily detached from their physical context, shot either singly or in couples, but always intensely aware of – almost physically projecting – their isolation.

Washington Square, New York, 1960 by Dave Heath © Dave Heath / Collection Torosian, courtesy Howard Greenberg Gallery, New York, and the Stephen Bulger Gallery, Toronto

Washington Square, New York, 1960 by Dave Heath © Dave Heath / Collection Torosian, courtesy Howard Greenberg Gallery, New York, and the Stephen Bulger Gallery, Toronto

Heath is quoted as saying:

My pictures are not about the city but from the city. I’ve always seen it as a stage and I’ve always seen the people in the streets as being actors, not acting out a particular play or story, but somehow being the story itself…

It would be wrong to think that all his photos are close-ups of alienated individuals or couples. There’s more variety than that. At the busy end of the spectrum there’s a photo of a crowd gathering round a policeman in Central Park guarding the spot where a suicide has been discovered. At the other end of the spectrum, sometimes he picked out just details, lost property, street detritus, close-ups of parts of people’s bodies, which manage to convey a tremendous sense of loss and abandonment.

California, 1964 by Dave Heath © Dave Heath / Courtesy of Howard Greenberg Gallery, New York, and Stephen Bulger Gallery, Toronto

California, 1964 by Dave Heath © Dave Heath / Courtesy of Howard Greenberg Gallery, New York, and Stephen Bulger Gallery, Toronto

Heath’s photos capture that eerie moment in American history just before the 1960s exploded, just around the time JFK was assassinated and Civil Rights began to become an enormous, society-sundering issue and then, of course the growing opposition to the Vietnam War.

He had always been interested in exploring how individual photos could be tied together into sequences which created something larger than the sum of its parts. Heath once wrote that ‘the central issue of my work is sequence’ and thought that the rhythm of images arranged in collages or montages created a deeper and more complex psychological state than a single image.

A master printer – so good that other photographers asked him to make their prints for them – Heath also crafted handmade books and experimented with multimedia slide presentations. All this thinking and experimentation culminated in the book which is considered his masterpiece, A Dialogue with Solitude, published in 1965.

A Dialogue With Solitude

A Dialogue with Solitude was conceived in 1961 but not published till 1965. Heath chose 82 of his best or most characteristic photographs taken between 1952 and 1962 and grouped them into ten chapters dedicated to variations on the theme of solitude, being: violence, love, childhood, old age, poverty, war, race and death.

Each one is preceded by a short quote from a literary giant including: Matthew Arnold, James Baldwin, T.S. Eliot, William Hazlitt, Herman Hesse, Rilke, Yeats and so on. In other words, all the names you’d meet in a basic undergraduate course in comparative literature – or at least before the explosion of feminist and black and queer studies added a lot more women and marginalised writers to the canon.

The book is commemorated here by a wall-seized display which places scores of photos next to the bookish quotes, to create a sort of immersive visual and literary experience.

Installation view of Dave Heath: Dialogues with Solitudes at the Photographers Gallery, showing the wall-sized display of photos and texts from the book, Dialogue with Solitude. Photo by the author

Installation view of Dave Heath: Dialogues with Solitude at the Photographers Gallery, showing the wall-sized display of photos and texts from the book, Dialogue with Solitude. Photo by the author

In the opinion of the writer whose wall label accompanies this display, Francesco Zanot:

The primacy of montage and sequencing in Heath’s work is made obvious. The result has nothing to do with linear narration, but rather resembles a vast poem, rhapsodic and tormented. Heath merges together on the space of a page references as refined as they are distant from one another. The book, then, becomes the ideal medium by which to carry out a reflection both through and upon photography.

Thoughts

I liked the Korean War photos best. Soldiers in a war really have got something to be pissed off about. Guys lying on their bunks or sitting on a crate smoking a fag reminded me of all the crappy labouring jobs I’ve had, and how it feels when you get a break and five minutes to just sit staring into space, too tired to think about anything, too tired or too mind numblingly bored to say or do or think anything.

The photos of sad people in Philadelphia and Chicago and New York are undoubtedly atmospheric and poignant, beautifully composed and printed with a grainy effect that carries the viewer back back back to a historic era.

And yet… and yet…. I think I’ve seen too many photographs of unhappy Americans recently – the hundred or more photos by Diane Arbus currently at the Hayward Gallery, or the long career of Dorothea Lange devoted to documenting American misery and injustice, celebrated at the Barbican last summer, or the enormous brightly coloured images of alienation and being lost in the crowd created by Alex Prager.

Upstairs at the Photographers’ Gallery, right now, the works of Mark Ruwedel don’t feature any people but they, also, convey a tremendous sense of loss and abandonment via pictures of run-down shacks in the desert or the abandoned sites of military tests.

Abandonment, loneliness, isolation, solitude, unhappiness. These seem to be the default subjects of American art photographers.

Washington Square, New York City, 1960 by Dave Heath © Dave Heath / Courtesy of Howard Greenberg Gallery, New York, and Stephen Bulger Gallery, Toronto

Washington Square, New York City, 1960 by Dave Heath © Dave Heath / Courtesy of Howard Greenberg Gallery, New York, and Stephen Bulger Gallery, Toronto

Independent movies

Off to one side of the main display rooms is a dark room where you can watch clips from cult independent films from the 1960s, contemporary with Heath’s works, which also focus on theme of solitude. These include:

1. Portrait of Jason by Shirley Clarke (1966), Jason being ‘a gay African-American hustler and aspiring cabaret performer’.

2. Salesman by Albert and David Maysles and Charlotte Mitchell Zwerin (1968) a creepy depiction of slimy American salesman.

3. The Savage Eye by Ben Maddow, Sidney Meyers and Joseph Strick (1960)

Interview with Senior Curator, Karen McQuaid

Curators

  • Curated by Diane Dufour, Director of LE BAL.
  • Senior Curator for the Photographers’ Gallery, Karen McQuaid

Related links

Reviews of other photography exhibitions

Battle Cry of Freedom: The Civil War Era (2) by James M. McPherson (1987)

In mid-19th century America there was a caste of people who were professional slave hunters. Hold that thought… People whose job it was to reclaim the lost ‘property’ of a southern slave owner.

1854 advert for a runaway slave

1854 advert for a runaway slave

In 1850 the US Congress passed the Fugitive Slave Act as part of the Compromise of 1850 between Southern slave-holding interests and Northern Free-Soilers (a short-lived political party which took part in the 1848 and 1852 presidential races with the sole aim of preventing slavery being expanded into the new western states).

The law required that all escaped slaves, upon recapture, be returned to their masters, and that the officials and citizens of free states had to cooperate with this. Many northern states opposed the law and passed personal liberty laws which used various strategies to try and to block the Fugitive Slave Act – by insisting that captured suspects get a fair trial, or by forbidding state authorities from collaborating with the federal agents tasked with recapturing runaway slaves.

Almost every case brought under the new act caused explosions of outrage on both sides of the argument. Many northern states took advantage of jury ‘nullifications’, where a jury refused to convict because they believed the entire basis of a federal law was unjust.

Northern cities set up Vigilance Committees which could mobilise lawyers to defend a captured runaway, and/or mobs to surround gaols where they were being held. On numerous occasions this resulted in fighting, often with guns, as northern mobs stormed gaols to free slaves held by Federal authorities.

Southerners believed northerners wanted to abolish the entire notion of property, which was a founding concept of American freedom (a circular definition in which freedom is defined as the ability to own property, and the ownership of property confers the independence from poverty which underlies the notion of personal freedom).

The clash between the pro-slavery Federal law and the anti-slavery strategies taken by various northern states made almost every case of a runaway slave being recaptured into a show trial.

Imagine being a freed black person, going about your business in Boston or New York, and suddenly being set upon by a gang of men and hustled along to a gaol. And then – if you’re lucky – standing in the dock while lawyers argue whether you are a human being or a piece of property!

The law had a noticeable cultural impact. For northerners, the country’s law for the first time made them accomplices in the institution of slavery – forced them at the risk of a hefty fine or possible imprisonment, to aid federal marshals in arresting, imprisoning and returning runaway slaves to the south, no matter how much they didn’t want to.

It was a flavour of slavery and the slave state, forced right into northerners’ faces. And it forced the more conscientious of them to choose between obeying an unjust law or their consciences. It created martyrs not only among the poor captured runaway blacks, but among their white supporters, especially in the church. McPherson quotes a number of clergy who wrote publicly announcing that they were prepared to go to gaol to defend the liberty of runaway slaves.

The intrusion of slave violence into the free north inspired Harriet Beecher Stowe, the ‘daughter, sister and wife of Congregational churchmen’, to write Uncle Tom’s Cabin, an anti-slavery story told with moral passion. The book was published in monthly serials in an antislavery magazine before being published in book form in 1852. It went on to become the most popular novel of the 19th century, second only to the Bible in book sales in the States and abroad. Extraordinarily, Stowe wrote it in the evenings after completing all the household chores and putting her six children to bed. I wish I had that much energy.

Implementation of the Fugitive Slave Act reinforced the importance of the so-called Underground Railway, escape routes of safe houses and sympathetic helpers who could ferry blacks north through the free states and on, ultimately, to Canada – much like the networks which shot-down Allied airmen used in Nazi-occupied Europe a century later.

An estimated three thousand blacks fled to Canada in the last three months of 1850 alone. During the 1850s the black population of Ontario doubled.

There are records of slaves committing suicide rather than be caught. McPherson quotes the story of a runaway slave mother who tried to cut the throats of her own children as the slave catchers broke in, rather than let them be taken back to a lifetime of servitude and abuse.

Leap of the Fugitive Slave

Leap of the Fugitive Slave

And yet, during the entire decade of the 1850s, some 332 slaves were returned and only 11 declared free. Odd that such a relatively small number had such a seismic cultural impact on both the north (disgusted) and the south (outraged that the north tried to steal their ‘property’), compared to the fact that there were some four million slaves in the south.

Meditating on the stories McPherson prints, it’s hard to see how anyone brought up in these communities, and in this country, could recover from the trauma. Easy to imagine the aftershock lasting down through generations and never, really, being healed…


Related links

Other posts about American history

The War of 1812 by Carl Benn (2006)

‘Free trade and sailors’ rights’ (American rallying cry for the 1812 war)

In June 1812 the United States, under president James Madison, declared war on Great Britain. The war lasted three years and fighting took place along the America-Canada border, around the Great Lakes, off the American coast, and in the Deep South, in the region then called West Florida, now called Louisiana.

Why? Why did America attack Britain in 1812?

I borrowed the Osprey ‘Illustrated History’ of the war of 1812 from my local library, to find out.

Osprey Publishing produce a series titled ‘Essential Histories’. They are short (90 pages) lavishly illustrated texts describing the political and (especially) the military aspects of wars and conflicts, ancient and modern, ranging far and wide from the conflicts of Ancient Israel to Russia’s offensives in Chechnya.

The volume on the war of 1812 is a good example of the format.

Reasons

The reasons American politicians gave for declaring war were that:

  1. Royal Navy ships had been stopping and searching American vessels. They did this to retake fugitives and deserters from RN ships, since Britain was at war with Napoleon’s France. But they often went further and press ganged men who claimed to be citizens of the United States, causing outrage.
  2. The French and British had spent a decade or more imposing a complicated sequence of trade bans and embargos on each other and the Americans, to which the Americans responded with their own. The British ones were policed more effectively because of the strength of the Royal Navy – the 1811 bans on the export of American salted fish hit the Yanks particularly hard.

So the Americans went to war because:

  1. The British trade embargos seriously threatened their trade
  2. Because of the embargos, British America (i.e. Canada) threatened to replace America as a supplier of a number of staples to France and Britain
  3. Seizing the Great Lakes-St Lawrence Waterway system would cripple Canadian trade and greatly boost America

There were other reasons too.

Native Americans Many colonists had fought the War of Independence because they wanted to expand westwards into ‘the Old Northwest’ (Ohio, Michigan, Indiana). But the native Algonkian-speaking Americans of the region weren’t happy about American expansion, and there was evidence that the British were arming and supporting them to repel American incomers. A key moment was when American forces clashed with warriors of a western native confederacy at Tippecanoe in November 1811. War felt inevitable to both sides.

Manifest Destiny Many Americans thought that their nation had God-given destiny to control the entire North American continent. This vision and policy were named Manifest Destiny. Hawkish American expansionists hoped that another war would drive Britain from the North American mainland completely, vastly expanding American territory and economy. They thought that only God himself could set natural bounds to America, from the Gulf of Mexico in the south to the Arctic wastes in the north. Everything in between should be theirs. Hero of the independence struggle Thomas Jefferson, who had himself recently been president (1801-1809), declared that, if there was war, the Americans would capture Quebec in the first year, ready to march on Halifax (on the Canadian coast) in year two, and soon afterwards clear the Brits out of the continent altogether. Hooray.

Mississippi East and West Florida nominally belonged to Spain. President Madison had proclaimed the annexation of West Florida in 1810. But the war party thought that they could use any conflict with Britain to consolidate their control in the region. In the event, the Florida theatre of the war was to be most notable for the successful American defence of New Orleans, although the British did manage to take some other strategic points on the Gulf coast. In 1819, well after the war had ended, America bought both Floridas from Spain.

Re-election President Madison had made mistakes in his negotiations with both France and Britain in the preceding years, prompting criticism even from inside his own party. He had served one term as president and was up for re-election in 1812. Declaring war was a traditional way of rallying support and quelling domestic criticism. In the event, Madison received his party’s nomination and was re-elected in November of 1812.

The war

No-one expected the war to last three years.

And nobody expected the Americans to quite so useless. It is pretty amusing to read about the first few American attacks across the border into what was called ‘Upper Canada’, and how easily they were beaten back or defeated by the Brits.

But the Americans didn’t give up and there followed a complex sequence of battles and skirmishes on land, a few naval engagements on the great lakes, many more at sea on the Atlantic, as well as a separate campaign fought down around New Orleans on the Gulf of Mexico.

There is a long, detailed account on Wikipedia.

America’s main military aim was to seize Upper Canada i.e. British territory lining the Great Lakes. They launched eight invasion attempts at different places, yet all but one failed, and that one only secured a small part of south-west Ontario, and this ended up being handed back at the 1815 peace treaty. Hardly driving the British from the continent.

The outcome of 1812 invasion attempts at Detroit, Niagara and Montreal was that:

The United States had lost every engagement of significance and suffered huge losses in prestige, supplies, land and men.

Further American losses followed in two major invasion attempts of 1813. However, the small American navy of Captain Oliver Hazard Perry (9 ships) did win the Battle of Lake Erie on September 10, 1813 against 6 British ships, compelling the British to fall back from Detroit.

American General Harrison launched another invasion of Upper Canada, which culminated in the U.S. victory at the Battle of the Thames on October 5, 1813.

Up to now the British had relied for support on a confederation of native Americans led by the warrior Tecumseh. He was killed in the Battle of the Thames and with his death the confederation collapsed and many native Americans withdrew west into America away from the war zone, or east alongside retreating Canadian citizens. Many Indians had fought hoping that the British would guarantee them a territory of their own in the north-west. This dream was now dead.

The Battle of the Thames, also known as the Battle of Moraviantown, a decisive American victory in the War of 1812 against Great Britain, on October 5, 1813, near present-day Chatham, Ontario, showing the death of native American leader Tecumseh

The Battle of the Thames, also known as the Battle of Moraviantown, a decisive American victory on October 5, 1813, near present-day Chatham, Ontario, showing the death of native American leader, Tecumseh

The war followed the same pattern in 1814. Despite some victories, and fiercely fought battles e.g. at Lundy’s Lane and around the besieged Fort Erie, the Americans failed in their twin objectives of retaking Macinac on the north shore of Lake Huron or breaking out of the mouth of the Niagara River and crossing Lake Ontario into Canada.

The 1814 American Macinac and Niagara campaigns had come to a failed end.

War on sea and land

There were quite a few encounters between Royal Navy and US navy ships, victory generally going to the larger ship or greater number. Both sides encouraged ‘privateers’ i.e. licensed pirates, to board and seize the opponent’s merchant vessels. This causes both sides inconvenience, the seizures sometimes escalating to combat and associated deaths of merchant mariners.

The most important aspect of the war at sea was that the Royal Navy imposed an effective naval blockade, initially on the southern states then, once Napoleon was defeated in 1814, extending it to the entire American seaboard. US import-export trade plummeted from $114 million in 1811 to just $20 million in 1814.

The British also launched amphibious assaults on ports up and down the coast. In August 1814 they landed 4,000 men near Washington. Advancing up the River Potomac, Royal Marines and sailors destroyed a privateer, 17 gunboats, 13 merchant schooners and any dwellings which resisted. At the Battle of Blandenburg 2,600 British regulars whipped 6,000 American militia, sailors and regulars.

On August 24, 1814, after defeating the Americans at the Battle of Bladensburg (‘the greatest disgrace ever dealt to American arms’), a British force led by Major General Robert Ross continued into the young nation’s capital city, Washington D.C., where they burned down the White House, the Capitol, the Treasury and the War Office, plus other military facilities. Another detachment of Brits took the nearby port of Alexandria. Both forces seized vessels, arms and munitions as well as general loot, before falling back to the river, and so back to sea.

The British then tried something similar at Baltimore, the coastal base of America’s much-hated fleet of privateers, but were rebuffed by the strength of American defences.

Criticised for these attacks by the opposition in Parliament, British Prime Minister Lord Liverpool justified the burning as retaliation for:

a) December 1813 when withdrawing American forces turned the people of Niagara out of their houses into the snow then burned the town to the ground, the next day similarly burning Queenston to the ground
b) the American destruction of the Parliament buildings and other public buildings in York, the provincial capital of Upper Canada, early in 1813
c) the Americans started the war

In the south the British launched an amphibious attack on New Orleans but the city was skilfully defended by Major-General Andrew Jackson, winning the reputation which helped him twenty years later become president, 1829-37.

War’s end

Diplomats in Europe had begun trying to end the war as soon as it started. The British had made concessions on the trade embargos before America even declared war.

Both sides had many aims they were reluctant to abandon which delayed things, but negotiations inched to a conclusion on Christmas Eve 1814, in the European city of Ghent.

The most fundamental war aim of America had been to seize ‘upper Canada’, hawks hoping to seize all of Canada. In this respect the war was what my kids call an epic fail. America gained no Canadian land whatsoever. Both sides agreed to set up a commission to finalise the border between America and Canada, a border which has endured to this day.

The retention of British America – whose states came together to form the Dominion of Canada in 1867 – had two large consequences:

  1. It allowed the British Empire access to a wide range of North American goods – wheat, timber, furs – but within Imperial trade arrangements
  2. In 1914, and then in 1939, Canadian soldiers and resources played what this book calls a ‘vital’ role in reinforcing Britain as it entered the two world wars.

Despite having gained nothing that it set out to achieve – the British categorically refused to back down on the contentious issue of press-ganging and the issue only went away because the war with Napoleon had ended – the American president, his party, and their supporters in the press all hailed the war as a Great Victory, with the handful of outright American victories, especially the defence of New Orleans, growing in legend and inaccuracy as the years passed.

The star-spangled banner

35-year-old lawyer and amateur poet Francis Scott Key had witnessed the bombardment of Fort McHenry in Baltimore Harbour by Royal Navy ships during the Battle of Baltimore. He was inspired to write a poem about it – ‘The Defence of Fort M’Henry – on September 14, 1814.

The poem was quickly set to the pre-existing tune of a popular British song of the day, and became known as the Star-Spangled Banner. In 1931 it was recognised as the national anthem of America.

Summary

The Essential Histories lack much subtlety or nuance. There isn’t enough space. They’re only 90 or so pages long, and all of them include several 2- or 3- or 4-page featurettes on quirky aspects of the conflict – this one has a section on the native American Black Hawk’s War, and another section profiling the experiences of the Anglican vicar of York (later to become Toronto), John Strachan, during the town’s siege and occupation by American forces (and it is a fascinating account).

Given that there has to be an introduction, half a dozen pages on the background, and a similar amount on the outcome, and given that the Osprey books are generously illustrated with – wherever possible – contemporary pictures and full-page maps, there isn’t much room left for anything except a bald recital of the facts – in the case of the War of 1812 a steady series of skirmishes and battles – on land, on the Great Lakes, on the Atlantic and around New Orleans – spaced over three fighting seasons, none of which led to a decisive knock-out victory.

It’s a handy introduction, but at some stage I’ll probably want to read a more in-depth account, probably the prize-winning one by the great Alan Taylor.


Related links

Reviews of other books on American history

Almost a Miracle: The American Victory in the War of Independence by John Ferling (2007)

‘We are now launching into a wide and boundless field, puzzled with mazes and o’erspread with difficulties.’
George Washington, autumn 1779

At 680 larger-than-usual pages, this is a very long, very thorough and very heavy book.

I bought it under the misapprehension that it would explain the economic and political background to the American War of Independence, which was a mistake. Almost a Miracle is a highly detailed account of the arguments about military strategy conducted by both sides in the war, and of the actual battles fought during the war.

In this respect its focus on the nitty-gritty of military engagements large and small follows straight on from the couple of books I recently read about its immediate predecessor, the Seven Years War:

The Seven Years War (1756-63)

Put simply, the result of the Seven Years War was that the British Army and its colonial and Indian allies won Canada from the French, seizing its key city, Quebec, and expelling the French from their would-be North American empire. Thus ensuring that America would be an English-speaking nation.

Britain won because:

  1. the British government threw many more men and resources at the war than the French
  2. the British colonists far outnumbered the French, 1.2 million Brits compared to 55,000 French

But the British government, led by William Pitt, had to borrow a lot of money to pay for these military campaigns and, as soon as the Seven Years War ended with the Treaty of Paris in 1763, lost no time in trying to recoup their money from the colonists. A range of new taxes were introduced – via the Sugar Act, the Stamp Act and the Townshend Revenue Act – and existing taxes were collected more stringently.

The colonists didn’t like new taxes

The colonists didn’t like it. There was a long, steady rumble of complaint from the moment the new taxes were introduced in 1763 to the outbreak of war in 1775. A spectrum of dissenting opinion emerged among the colonists, from:

  • radicals like John Adams, who early grasped the need for complete independence from Britain
  • moderates, who accepted British rule but wanted the taxes lightened or lifted
  • Loyalists or so-called ‘Tories’, who accepted everything the British government demanded on the basis that they were loyal subjects of His Majesty and His Majesty’s government

Key way stations along the road to war were:

  • 1768 – the arrival of British troops in Boston, the most important port (and largest city) in the colonies, to support the collection of taxes
  • 5 March 1770 – ‘the Boston Massacre’, when an angry mob surrounded the British customs building, someone let off a shot, the soldiers panicked and killed five colonials
  • the 1773 Tea Act which aimed to promote tea from India in America and led to ‘the Boston Tea Party’ of 16 December, when American patriots disguised as Mohawk Indians dumped £9,000 of East India Company tea into the Boston harbour
  • the four ‘Intolerable Acts’ passed by the British Parliament in May and June 1774, which stripped Massachusetts of self-government and judicial independence following the Boston Tea Party
  • the first Continental Congress in September 1774 when delegates were sent from all 13 colonies to the town hall in Philadelphia to discuss their response to the Intolerable Acts

Although critics of Lord North’s administration in the British Houses of Parliament fiercely criticised many of the British measures, although many British politicians spoke and wrote pamphlets in favour of greater moderation and understanding of the Americans, and although most of the American politicians were themselves conservative and favoured reconciliation with Britain – nonetheless, reading any timeline of the build-up to war gives an overwhelming sense of inevitability – of the Titanic steaming unstoppably towards the iceberg.

The two points of view were just irreconcilable:

  • The British king and his ministry thought they had spent a fortune, and lost a lot of men, defending colonists who paid only a fraction of the taxes which their cousins in Britain paid: it was time they coughed up.
  • The Americans thought victory in what they called ‘the French and Indian War’ had owed a lot to their own men and blood; they didn’t owe anyone anything. Plus, they had all grown up paying minimal taxes and so were outraged when the London government started imposing all kinds of new taxes and tolls on them and their imports.

American resentment crystallised into the expression ‘no taxes without representation’, meaning they refused to pay taxes imposed on them by a legislature 3,000 miles away, in which they had no say.

Because the outcome is so well-known, and because the extremists on both sides (especially the American patriots, John Adams, Benjamin Franklin, Thomas Jefferson and George Washington) went on to become such household names, it is most interesting to read about the moderates on both sides, those advocating for peace and compromise.

I learned that the Loyalist members of Congress got together an Olive Branch Petition to send to George III. Their belief that America could quite easily remain within the British Empire, with just a few tweaks and adjustments, have – like the rational, carefully argued opinions of so many moderates throughout history – disappeared from view.

Studying them carefully – putting yourself in their place and trying out their arguments – gives you insights into the fate of moderates in so many revolutions – the French or Russian ones, to name the big two; and by extension, helps you to understand the fate of moderates in modern political situations (America, Turkey, Britain, Iran).

The American War of Independence

This book, by its sheer length and the staggering accumulation of detail, really brings home that the American War of Independence was much longer than you tend to imagine – from first skirmishes to final peace treaty it lasted a surprising eight and a half years, from 19 April 1775 to 3 September 1783.

What should the Americans do?

I think the single most striking learning is that both sides didn’t know what to do or how to fight the war, an uncertainty which persisted right to the end.

Hostilities broke out because the British garrison in Boston was sent in April 1775 to confiscate munitions which Patriot militias had been building up in the towns and villages of Massachusetts.

Patriot spies got wind of this and set off on horseback to warn the militias, who were therefore armed and prepared by the time the 700 or so British soldiers reached the small towns of Lexington and Concord. Small engagements broke out at both places, before the British regulars were reinforced and marched together back to the safety of Boston, shot and sniped at all the way. Their blood up, the local militias rallied across Massachusetts and set up a siege of Boston. The war had, in effect, begun.

On June 14 1775 the Continental Congress voted to create the Continental Army and voted George Washington its commander-in-chief. When news of all this arrived back to London, the government sent a British Army force across the Atlantic under the command of General Howe. It was war.

But what should both sides do next? The biggest learning from the book is that both sides effectively made it up as they went along. I’m used to the Great War where the Allied aim was to defeat Germany on the Western Front, and the Second World War where the Allies demanded the unconditional surrender of Germany and Japan.

In both wars there were clear ‘fronts’ where the enemies fought, with the Allies pushing the Germans back from the Western Front in the Great War, with the Allies crushing Germany from east and west in the Second War, and pushing Japan back across Pacific islands towards her homeland in the East.

But in this war, where was the American homeland? Where could a knock-out blow be delivered?

And what did the Americans aim to achieve? Was it best to meet the British Army in a head-on, traditional-style battle and defeat it? When you put it like that, you see how unlikely it was that an army made of volunteers who’d spent most of their lives working on farms, with officers and NCOs having been appointed just a few weeks earlier, would be able to defeat the well-armed, well-drilled professional Brits.

So the Americans tended to seek smaller engagements where they had the advantage of surprise and knowledge of the territory – or otherwise they just retreated.

Washington early informed Congress that his would be a war of ‘posts’ (p.136) meaning small specific engagements, and that he would adopt the withdraw-and-fight-another-day tactics of the famous Roman general, Fabius Cunctator.

But not everyone agreed with Washington, and his headquarters was always riven by factions of officers arguing fiercely about strategy. It is the merit of a military history on this scale that it makes it quite clear that the American military command was permanently rife with debates and arguments, sometimes quite bitterly, about what to do, where to strike, when to pull back.

And, as it became clear that the war wouldn’t be over by Christmas, there were fierce and partisan arguments in Congress.

Not only were there divisions about how to fight but, more importantly, where. Were there ‘key colonies’ or areas which must not be ceded to enemy at any cost – and, if so, where? Was it vital to hold Boston, or to retire if the army was imperiled? Ditto New York: should Washington’s army defend New York come what may or, again, make a tactical withdrawal in the face of superior British forces, and live to fight another day?

What should the British do?

But while the Patriot side was riven by indecision and infighting about where to defend, where to retreat, and how much of a big battle to engage in, it was, if anything worse, on the British side.

In particular, there was a fundamental division between those who thought the British should fight with no quarter, ravaging and destroying the land as they went – as the Union army was to do in the Civil War – giving the retreating army nowhere to hide and wearing down the enemy’s agricultural infrastructure, teaching them who was boss – and others who thought that the only practical policy was to fight a civilised and limited war, in order to win the hearts and minds of men who were after all, in a sense, our cousins.

This is one of the main big learnings of the book –  that the men in charge of the British war effort hesitated and prevaricated over and over again, especially General William Howe, general in command of British forces from 1775 to 1777.

At several key moments, for example when he had cornered the American Army in New York, Howe hesitated to push his advantage – and so let the Americans escape.

Great Britain’s last best chance to destroy the Continental army and crush the American rebellion occurred in September 1776, but the opportunity slipped away through a series of monumental mistakes. (p.139)

Howe had been an MP in the Commons during the build-up to war, and had voted for conciliation and compromise with the rebels. While the hawks called for a slash and burn policy, Howe appears to have thought that the Americans were misled by a handful of fanatics and that, if only they could be dealt a bloody nose, the Congress and most of the population would suddenly realise the error of their ways, put down their weapons, and accede to His Majesty’s very reasonable demands.

So although Howe defeated Washington in a series of encounters designed to drive him out of New York, he deliberately let slip a couple of sitting duck opportunities to surround and annihilate his opponent. History remembers Washington as a great general but he was fighting an opponent who was reluctant to really comprehensively defeat him.

Indecisive battles

And so both the British and the Americans hesitated among a variety of choices before embarking on anything coherent enough to be termed a ‘campaign’. What is then notable is how many of these campaigns failed – it seems to the untutored reader to have been a war of failures rather than successes.

Thus the engagements at Lexington and Concord led the Americans to besiege Boston, which sounds like a big bold thing to do. But General Howe threatened to burn the city to the ground unless he was allowed to sail away unscathed, the Americans reluctantly gave in, and Howe sailed off with all his men. Hardly a victory.

Similarly, the Americans launched a twin-pronged campaign to capture Quebec and therefore Canada, from the British, with Major General Richard Montgomery capturing forts up Lake Champlain while Major General Benedict Arnold led a force through the wilds of Maine, to join up in front of Quebec City.

The section describing the appalling sufferings of Arnold’s men as they hacked their way through swamp and forest, drowned in makeshift rafts on rapids, and began to starve, before finally blundering into the settled territory in Canada, is the most imaginatively gripping part of the whole book, reading like a gruesome novel of backwoods survival.

But the military point is that both the American forces were so weakened by the time they arrived and commenced the Battle of Quebec that their attack was a complete failure. Montgomery was killed and Arnold badly wounded in the assault on the city, before the survivors were forced to regroup and retrace their way back to America.

It had been ‘a calamity of epic proportions’ (p.111).

Similarly, Howe launched a great campaign to take New York City from Washington’s army ,and this involved a whole series of engagements as Washington slowly withdrew back through Long Island, then up Manhattan, and over into new Jersey. But the real story is that Howe missed several glaring opportunities to surround and exterminate Washington’s army, letting it live on.

Similarly, much is made of the Battle of Saratoga, a supposedly great victory by the Americans in October 1777. But when you read about it in as much detail as Ferling supplies, you first of all realise that it wasn’t a battle at all. British General Burgoyne had led an army down from British Canada, hoping to link up with General Howe’s army from New York, and another one coming east from Lake Ontario. Neither turned up and Ferling’s account shows how Burgoyne’s force was steadily weakened and depleted by small engagements along the way, loss of food and supplies, the necessity of leaving detachments to guard all the little forts he captured on the way south and so on and so on. So that by the time Burgoyne’s weakened force approached the American stronghold of Albany, at the northernmost point of the River Hudson, his depleted forces were perilously short of ammunition and supplies. Eventually Burgoyne’s force was surrounded by outnumbering American forces and he surrendered. There was no battle.

A lot of American mythology surrounds the Battle of Trenton, when Washington led his forces across the half-frozen River Delaware to take by surprise detachments of German mercenaries stationed in the small town of Trenton, who were outliers of Howe’s larger British Army stationed in New Jersey.

Yes, it was a daring pre-dawn raid, yes it caught the Hessians completely unprepared, and yes it led to the capture of almost all of them (22 killed, compared with just 2 dead on the American side).

But its importance was far more psychological than military. The Americans had done nothing but retreat from New York for six months. Trenton wasn’t a victory at all, it just showed that the Americans weren’t completely beaten and still had some kick left in them. Trenton stemmed the tide of defections and desertions from the Patriot army and showed sceptics at home and abroad that American troops could win something. But it didn’t gain much ground or defeat a major British force.

There is much more like this. Ferling quotes lots of contemporary eye-witness testimony to give really impactful accounts of the endless marching, of long gruelling campaigns like Arnold’s trek north or Burgoyne’s trek south, of the endless arguments at British and American HQ – which make up the majority of the text.

The suffering and hardships, the climatic extremes, the lack of food and shelter, are quite difficult to read sometimes. I was particularly struck by the way many of the Continental soldiers had no shoes or footwear of any sort. On numerous marches their fellow soldiers followed the blood from bleeding feet left in the snow or mud. In fact, the two Patriots who died at Trenton died from advanced frostbite, and thousands of American soldiers lost toes and feet due to lack of basic footwear.

Skirmishing aside, really large full-scale battles didn’t happen that often, but when they do Ferling’s accounts are appropriately gory and bloodthirsty, over and again bringing out how war amounts to the frenzied butchering and dismembering, skewering, hacking and eviscerating of human bodies.

War in the south

By 1779 and 1780 Washington was in despair because he didn’t know what to do next. Ferling makes it clear that right up to the last moments of the war, Washington was fixated, obsessed, with returning to fight a big battle for New York – despite the fact that the Americans never had enough men to retake it against Britain’s well-entrenched forces.

That or maybe another stab at taking Canada from the British – another phantasm which haunted American military minds, despite the catastrophe of the Arnold campaign.

Washington’s obsession with the north meant that he missed the region where the war was eventually won, which was in the southern states. About half way through the book Ferling switches focus from New England, New York and Pennsylvania, to the southern states of Maryland, North and South Carolina and Georgia.

This second half feels different from the first half for two reasons: the French had got involved, and there was a lot more guerrilla and partisan fighting.

France and world war

American representatives had been in Paris since before the start of the war, negotiating trade deals etc. Once conflict broke out, Ferling devotes sections to describing in detail the lengthy negotiations between American representatives and the French government, with the former trying to persuade the latter to join in and support the revolution.

Both sides had many considerations to weigh up: some Americans worried that any victory with the help of the French would mean handing over territory in North America to them – maybe they’d want Canada back, and so become a threat to the young country from the north; or maybe the French would demand the rights to Louisiana (at that point all the land along both sides of the Mississippi) and would thus block any further American expansion to the west. Risky.

Other Patriots worried that any even-handed military alliance with the French might mean that Americans would get dragged into France’s endless wars in Europe: having begun a war to get free of entanglements with Britain and her power politics on the Continent, the Americans might find themselves ending up worse off than they began.

Many on the French side weren’t that thrilled either, and the French minister who managed the war, Charles Gravier de Vergennes, was presented with a sequence of obstacles, opposition and unexpected dilemmas which Ferling presents with great clarity.

I had no idea that, once the French had overtly allied with the Americans in 1778, they again began planning for one of their many attempts to invade England, and sent privateers to board and confiscate British shipping.

In the event, massive French loans to America enabled Congress to feed and clothe and supply its armies, and the fleet France sent turned out to play a vital role in ‘victory’. The Americans couldn’t have won their ‘freedom’ if it hadn’t been for French support.

War in the South

As 1780 dawned the British were as puzzled as the Americans about what to do next. A series of events led the British to conceive of mounting a ‘Southern strategy’ and General Henry Clinton (who had succeeded the indecisive General Howe in 1778) despatched General Charles Cornwallis to raise Loyalist forces across the south.

Cornwallis did attract Loyalist forces and – as Ferling brings out throughout his book – substantial numbers of slaves defected and/or ran away from their southern plantations to join the British forces who promised them their freedom.

But it was never enough. Loyalist support was defeated at the Battle of Kings Mountain (October 1780), and the British Legion, a cavalry force led by swashbuckling Banastre Tarleton, was defeated at the Battle of Cowpens (January 1781).

Cornwallis marched into North Carolina, gambling on a Loyalist uprising but it never materialised. He was shadowed by the American general Nathanael Greene, who dominates the American side of the story for this whole southern campaign and emerges (from my amateur perspective) as a much more energetic, successful and important American general than Washington, who spent all these last few years holed up in the north, vainly fantasising about recapturing New York.

It was very typical of this prolonged and indecisive war that a key engagement was the Battle of Guilford Courthouse on 15 March 1781, where Cornwallis’s army beat Greene, but suffered large casualties in the process. As in so many battles of the American War of Independence, Cornwallis held the field but the other side had won.

Because it wasn’t a war of decisive victories; it was a war of attrition where the winner was the one who could wear down the other side. This describes the American failure at Quebec and the British failure at Saratoga – and that is how the war finally ended.

British surrender

In 1781 the French arranged to send a significant fleet to the Americas. In fact it went first to the West Indies to secure French territories there, before asking its American allies where along the coastline it should be sent.

This prompted feverish debate among the Americans and their French allies about whether the French fleet should be sent to New York to revive Washington’s endless dreams of recapturing the city. But in the end it went to Virginia, partly under the influence of the French officer Lafayette, who had been fighting alongside the Americans almost from the start, and was now embedded in Greene’s southern army.

Before he left North Carolina for Virginia, Cornwallis had been receiving confused orders from his commander-in-chief, Clinton, holed up in New York. At some moments Clinton asked him to come all the way back north to help protect the city, but in other despatches ordered him to stay where he was. The one clear message that emerged from this confusion was that Cornwallis should hunker down in a coastal port and await the Royal Navy.

So Cornwallis marched to Yorktown on the Virginia coast, built outworks, prepared for a siege and awaited relief. But it never came. Instead the French fleet arrived and Nathanael Greene’s army was joined by a steady flow of Continental soldiers and militias from all across the south, who were able to block off all Cornwallis’s escape routes.

As so often during the narrative, there were several windows of opportunity when Cornwallis could have escaped the siege and fled north, or embarked at least some of his forces across the Cooper river to land east of the city.

But he had been ordered to await the Royal Navy and await them he did until it was too late, he was completely surrounded and, with food beginning to run short – giving in to reality – Cornwallis surrendered his army on 17 October 1781.

The British give up

It cannot be emphasised too much that the Americans did not win the American war of Independence through a battle. They simply surrounded a British army which had let itself be taken by a series of accidents and bad judgements, and which decided to surrender.

And the Americans couldn’t have done it without the French naval force which blockaded Yorktown, thus preventing any hopes of relieving supplies or escape.

When news of this disaster arrived back in London in late November 1781 the British government… gave up. The British still had 30,000 troops garrisoned in New York, Charleston, and Savannah, could have recruited more, and the war could have been prosecuted for another six years, if anyone had wanted to.

But enough of the ruling classes were fed up with the loss of men and money to make it untenable.

Although the vote in Britain was limited to a tiny percentage of male property owners, nonetheless Britain was a democracy of sorts, and on 27 February 1782, the House of Commons voted against further war in America by 19 votes.

The minister responsible for conducting the war, Lord Germain, was dismissed and a vote of no confidence was passed against Lord North, who had led the government throughout.

A new government led by the Whig party came to power and immediately opened negotiations for peace. So it goes.

Conclusions

I’d never read an account of the American War of Independence before. It was a real eye-opener. There was:

1. a lack of focus, as both sides racked their brains to decide what they were trying to do

2. a lack of fighting – especially in 1779 and 1780 long periods passed with no fighting at all – I think Washington didn’t see any action at all in the final two years of the war

I was really, really struck by the way that a handful of events from the first months of the war have become so mythical that even I have heard of them – Paul Revere’s Ride from Boston to warn the Patriots that the British were coming; the first shot fired at Concord which inspired Emerson’s poem:

By the rude bridge that arched the flood,
Their flag to April’s breeze unfurled,
Here once the embattled farmers stood,
And fired the shot heard round the world.

And the Battle of Bunker Hill outside Boston.

But all these happened within the first few months of the war. American mythology dwells on these early, idealistic, and entirely positive events, and then – the following six years of failure and stalemate, well… you hear a lot less about them.

The exception is Washington’s night-time crossing of the Delaware river, ferrying his army across to launch his surprise dawn attack on Trenton, because it was a daring, dashing undertaking and it inspired a number of heroic paintings depicting the scene.

Washington Crossing the Delaware (1851) by Emanuel Gottlieb Leutze

Washington Crossing the Delaware (1851) by Emanuel Gottlieb Leutze

But it’s as if the events of those first few months have become super-iconic, overflowing with revolutionary zeal and idealism and then…. as with all wars, when it wasn’t over by Christmas and in fact dragged on for six long, gruelling years more, during which thousands of men died, thousands of citizens lives were destroyed by marauding militias or Indians, and the entire economy of America was undermined by a lack of supplies which led to galloping inflation, well… you don’t hear much about that.

Ferling’s long, detailed account shows the gruelling reality which lay behind the handful of mythical highlights which we remember.

3. Above all, there was a lack of inevitability. 

Again, I am used to the kind of war where ‘the tide turns’ and the Germans start to be defeated on the Western front or the Japanese are fought back across the Pacific, so that the conclusions of World Wars One and Two possess a grinding sense of inevitability.

But there was no decisive ‘turning point’ in this war and the end, when it comes, is oddly anti-climactic, almost an accident. Oh well. We’re surrounded. Better surrender, chaps.

This sense of contingency is heightened by the way Ferling, at all points, investigates very thoroughly all the arguments and logics underpinning everyone’s strategies. There was no inevitability to Cornwallis deciding to invade Virginia or deciding to retreat to Yorktown – in fact, historians to this day struggle to account for it.

Indeed, for the last few years of the war, there was a mounting sense that either side might sue for international arbitration. This had happened in previous wars, where mediators such as Russia or Prussia were invited to arbitrate between warring sides in European conflicts.

As 1781 dawned, all sides – American, French and British – were fed up with the war and wanted it to end somehow, but the Americans in particular lived in fear that an international peace treaty might be imposed on them, and that – as was traditional – territory would be allotted to whoever held it when the deal was signed.

This wish to hold on to territory partly explains why commander-in-chief Clinton was reluctant to leave New York, which would be a jewel in the crown if Britain was allowed to retain it, and also explains Cornwallis’s energetic attempts to clear the southern states of rebels, and to raise Loyalist forces to keep them secure.

If peace suddenly broke out, they would have been retained by the British Empire.

Ferling brings out how this nightmare scenario kept men like Washington and John Adams awake at night – the notion that after six years of sacrifice, and watching the American economy go to hell, the Patriots might end up rewarded only with the New England states, and Pennsylvania and New Jersey, while New York state (which extends north to the border with Canada) and the entire south would be retained by Britain.

Worse, if the French insisted on reclaiming Louisiana, the new American republic would be surrounded on all sides by enemies and barriers.

It was not to be – but it might have been – and it is one of the many pleasures of Ferling’s long and exhaustingly thorough account, that the reader develops a real sense of just how contingent and arbitrary this shattering war and, by extension, all human affairs, really are.

The Battle of Bunker Hill, June 17, 1775 by Howard Pyle (1897)

The Battle of Bunker Hill, June 17, 1775 by Howard Pyle (1897)


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James Cook – The Voyages @ the British Library

2018 marks 250 years since Captain James Cook set off from Plymouth on the first of his three epoch-making voyages of exploration to the Pacific. In 1768 most of the coastlines and islands scattered across this vast body of water – nearly 64 million square miles of ocean – were unknown to Europeans. When Cook’s third voyage returned to Britain in 1780, most of the blank spaces had been filled in as a result of his labours.

This exhibition is an excellently curated and imaginatively staged account of Cook’s big three voyages. It:

  1. sets them in the wider framework of European knowledge of the time
  2. shows how each one was received and assimilated by both the elite scientific community and the broader general public
  3. most significantly of all, goes to great lengths to present the other side of the story, the by and large disastrous consequences for the ‘native’ or ‘first peoples’ of Australia, New Zealand and across the Pacific islands not so much of Cook’s visits themselves, but of the consequences – the way these peoples found themselves quickly caught up in the worldwide web of European trade, exploited, marginalised, often decimated by disease and of how their descendants, even today, are fighting to make their voices heard and to re-establish the importance of their culture and their version of history.

Image result for james cook voyages

Voyage One 1768-71

Cook had gained a reputation as a hard working navigator and map-maker during the Seven Years War (1756-63) in Canada, when he had charted the St Laurence Waterway and then, when peace came, made the first detailed charts of the island of Newfoundland off the Canadian coast.

So when the Royal Society approached the Royal Navy for a captain to lead an expedition to the Pacific, to carry scientific equipment and astronomers there in order to observe the transit of Venus across the sun which was due to take place in June 1769, the Admiralty saw an excellent opportunity to combine science with exploration and Cook’s name came into the frame.

The Navy provided the ship, HMS Endeavour which Cook sailed on, and he was under Admiralty orders that, once the transit was observed, he should sail on to try and find the fabled southern land which geographers and explorers of the time were convinced ran along the bottom of the Pacific Ocean.

Cook took along with him Joseph Banks, a charming, privately wealthy botanist, with an extensive retinue of six artists and assistants, plus his servants and pet greyhounds. The huge collections of plants, birds, fish and other life forms which Banks made on the three year journey would later be sent to the new Royal Botanic Gardens at Kew, and to the Royal Society, for categorisation and study.

The first voyage crossed the Atlantic and touched at Tierra del Fuego on the southern tip of South America, before sailing into the Pacific and on to Tahiti. Here the astronomers got to know the native people, built a fort, and observed the transit of Venus – then the Endeavour sailed on to New Zealand. By sailing right round and charting the two islands in detail, Cook proved that New Zealand was not part of the fabled Great Southern continent.

Cook’s Chart of New Zealand © British Library Board

Cook’s Chart of New Zealand © British Library Board

In April 1770 Cook anchored on a spot which he named Botany Bay, on a long stretch of the eastern coastline of Australia. The north coast had been mapped by the Dutch but this eastern coast Cook claimed for Britain and named New South Wales. Detecting no human habitation he declared it terra nullius i.e. uninhabited – the start of 250 years of ignoring and marginalising Australia’s aboriginal people.

Cook’s ship was holed on the Great Barrier Reef, and after a very dicey few hours getting the ship afloat again, they found a sheltered cove in which to make extensive repairs. After completing the survey of east Australia, they sailed north-west to reach Batavia, capital of the Dutch East Indies, where a number of Cook’s crew were struck down by malaria and dysentery, and so across the Indian Ocean, around the Cape of Good Hope and home.

Banks sent the vast cornucopia of specimens, sketches and descriptions made by him and his retinue to the Royal Society and became what David Attenborough describes as ‘the Great Panjandrum’ of the late-18th century scientific world.

Voyage Two 1772-5

This time Cook was sent with explicit orders from the Admiralty to search for the Great Southern Continent. After a dispute about accommodation Banks didn’t, alas, go on this second trip.

In searching for the Southern Continent, and ultimately proving its non-existence, the expedition would cross the Antarctic Circle three times and, during the winter months, would make two long circuits of the south Pacific, charting a number of islands and island groups not before accurately plotted on European maps.

The voyages among towering icebergs in the southern seas gripped my imagination most, but Cook also made longish stays at Tahiti and Easter Island.

The Resolution and the Discovery in Prince William Sound, Alaska by John Webber © British Library

The Resolution and the Discovery in Prince William Sound, Alaska by John Webber © British Library

Voyage Three 1776-80

Cook was put in charge of the Resolution to be accompanied by the Discovery, captained by Charles Clerke. This time his mission from the Admiralty was to sail via Tahiti to the Pacific North-West coast of America in search of that other great chimera, the fabled ‘North-West Passage’ which sailors, for two centuries – had been hoping would allow ships to sail from the vast Hudson Bay in north Canada, clear through into the Pacific and so on to the Indies.

As no such passage exists, Cook never found it. Instead this voyage was as epic as the others, taking in stops at Queen Charlotte Sound in New Zealand, Tasmania, Tonga and Tahiti, places they had previously visited.

In January 1778, the expedition called at the Hawaiian islands, which were then unknown in Europe. After taking on supplies here, Cook sailed for the North Pacific coast of Canada. They arrived at the coast of modern Oregon and sailed north around the coast of Alaska looking in vain for some river or channel or outlet which would give access to the fabled short cut around North America.

They landed in the Aleutian Islands to take on water and then proceeded on through the Bering Strait in August 1778, still hoping to find access to a channel. Instead they ran up against a barrier of sheet ice and, following this east, discovered that it extended in an unbroken line from the west coast of North America all the way to the east coast of Asia. In August the expedition reached Russian soil. In other words – there was no way through.

Three Paddles from New Zealand by Sydney Parkinson, 1769 © British Library Board

Three Paddles from New Zealand by Sydney Parkinson, 1769 © British Library Board

The quest was over and Cook now needed to make winter quarters. Rather than stay up in Arctic waters, he decided to return to Hawai‘i. On 26 November 1778 the ships sighted Maui and on 16 January 1779 the ships arrived off Kealakekua Bay on the west coast of Hawai’i. They anchored and resumed friendly relations with the native people, led by King Kalani‘opu‘u, repairing the ship, taking on provisions and resting.

Finally, the ships sailed out of Kealakekua Bay on 4 February to resume their mission. But soon after their departure a storm blew up and the Resolution’s foremast was damaged, forcing them to return. King Kalani‘opu‘u had supervised elaborate farewell ceremonies for Cook and his men and now, according to diarist James Burney, ‘was very inquisitive, as were several of the Owhyhe Chiefs, to know the reason of our return and appeared much dissatisfied with it’.

Overnight on 14 February 1779, the large boat from the Discovery disappeared. As he had done in other places, Cook went on shore with the marines to take a senior figure hostage in order to demand its return. Charles Clerke later recorded that, on finding Kalani‘opu‘u having just woken up, Cook believed him to be ‘quite innocent of what happen’d and proposed to the old Gentleman to go onboard with him, which he readily agree’d to’. As the party returned to the beach, where two or three thousand people had assembled, tensions increased. News may have reached the crowd of the death of a man shot by British sailors who were blockading the harbour. Violence broke out and Cook was killed on the beach alongside four of the marines. Sixteen Hawaiians are believed to have been killed.

Both sides quickly regretted the misunderstanding and violence, but it was too late and – as commentators ever since have pointed out – it was indeed a symbol, a sign, a prophecy, of more misunderstanding and violence to come…

The exhibition

To my mind the British Library sometimes struggles to compete with the other major galleries or the British Museum for the simple reason that whereas the galleries have great works of art and the Museum has fabulous artefacts, for the most part the Library, by definition, is restricted to books and other printed matter, extending to pamphlets, prints, maps and so on, but none of them necessarily that visually impressive.

But the curators have gone to great lengths to overcome this potential drawback and to bring together the widest possible range of sources.

Books Thus, as you’d expect, there are a number of original journals and diaries, of Cook himself, as well as of important colleagues such as Banks and several of the other naturalists, surgeons and scientists who accompanied him.

Maps If you like maps, you’ll love this show. There are European maps from before Cooks’ voyages, maps generated by predecessors like Tasman, and his French contemporary de Bougainville, and then the maps which Cook himself generated.

Cook’s charts It was fascinating to see the very actual maps that Cook himself drew and created. At the end of the day, this was what all this extraordinary effort was about – the charts which were brought back to be used by the Royal Navy and by commercial sailings. These were the core of the project and it is great to have the opportunity to study in real detail the results of Cook’s handiwork, to read the wall labels and have explained to you why there were gaps here or there (for example, a stretch of the Australian coast wasn’t charted in detail because Cook couldn’t penetrate through the Great Barrier Reef to observe it closely), and even his errors. He mistook a peninsula on the South Island of New Zealand for an island, and an island off the North Island for a peninsula. Nobody’s perfect.

Objects But to supplement these obvious selections, the curators have also brought in some interesting objects such as one of the telescopes which was used to observe the transit of Venus and an example of the new timepieces which helped navigators work out longitude and thus establish their position.

Copies of Harrison's chronometer made by John Arnold © Royal Society

Copies of Harrison’s chronometer made by John Arnold © Royal Society

Oil paintings There’s also a handful of big contemporary oil paintings – of Cook himself and Joseph Banks and of the famous Tahiti Islander, Mai, who Cook brought back to Britain and who made a great splash in London society, being painted by William Parry and Joshua Reynolds among others, as well as having books and poems dedicated to him.

Botanical and scenic sketches Banks was a man obsessed with gathering absolutely every specimen of flora and fauna he could get his hands on throughout the entire three-year voyage. Spurred on by his work ethic, the naturalists and artists he had brought with him generated a wealth of sketches and drawings (including the earliest European depiction of a kangaroo!).

The exhibition sets the sketches alongside the finished oil paintings which were later worked up from them, either by the original artist or by a commercial artist back in London. Often the original sketches were ‘improved’ or ‘finished’ for inclusion in one of the many books which were published about the voyages to capitalise on their popularity, and the exhibition quietly points out how the rough and accurate sketches became noticeably westernised i.e. the landscapes became more soft and ‘sublime’ as per contemporary taste, and the sketches of the native people’s sometimes very rough shelters were transformed into noble dwellings, sometimes complete with ancient Greek columns, again to fit in with prevailing Western tastes for the idea of ‘the Noble Savage’.

One of the highlights is the striking drawings of natives and plants by Sydney Parkinson (who made nearly a thousand drawings of the plants and animals collected by Banks and Daniel Solander on the first voyage). There are evocative drawings of native people decorated by elaborate tattoos by William Hodges, beautiful flowers painted by Georg Foster who went on the second voyage, and so on.

Native objects In stark contrast to all these visual images created from within the western artistic tradition, the exhibition also includes a number of original artefacts by the natives, or aboriginals, or first peoples of the many places Cook visited.

These include, for example, a wooden cuirass or piece of armour from Prince William Sound, a bow and arrow, and a flute and drum, and a beautiful Nootka rattle carved in the shape of two birds.

Rattle from Nootka Sound, c. 1778 © Museum of Archaeology and Anthropology, University of Cambridge

Rattle from Nootka Sound, c. 1778 © Museum of Archaeology and Anthropology, University of Cambridge

To quote the press release, exhibition highlights include:

  • Paintings depicting Tahiti, New Zealand and Australia by the Polynesian high priest and navigator Tupaia, which are on display as a group for the first time
  • The first chart of New Zealand by James Cook
  • The first artworks depicting the Antarctic by William Hodges on loan from the State Library of New South Wales, reunited with James Cook’s handwritten journal entry describing the first crossing of the Antarctic Circle, for the first time in 100 years
  • Specimens from the first voyage, including the mouth parts of a squid, on loan from the Royal College of Surgeons
  • Expedition artist John Webber’s watercolour landscapes, including the first European illustrations of Hawai’i
  • Jewellery and musical instruments, including a necklace from Tierra del Fuego, ceremonial rattle from Nootka Sound (Vancouver Island) and bamboo flute from Tahiti, on loan from Museum of Archaeology and Anthropology, Cambridge
  • Natural history drawings, including the first European depiction of a kangaroo by Sydney Parkinson on loan from the Natural History Museum

Quite an assembly, going far beyond books and maps – and from a strikingly wide variety of sources.

Staging In terms of staging and presentation, the curators have gone to a lot of trouble to create a marine atmosphere, by painting the walls with sea-inspired colours. The exhibition is in the form of a kind of maze of differently shaped rooms, some painted light blue to display the voyage material, and deliberately contrasted with ‘brown’ rooms, lit by replica 18th century oil lamps to represent the time spent back in London. In these rooms are displayed the paintings, prints and publications of all sorts which the voyages inspired.

It’s interesting to note the number of literary works, with quite a few epic poems, dramas and satires based on the sea voyages or on the character of the new peoples Cook had ‘discovered’, particularly the peoples of Tahiti and Hawai’i.

It’s also notable that a number of these works were openly critical of Cook, of the occasional violence with natives which – despite Cook’s best efforts – broke out, and accurately predict the likely dire consequences for people suddenly thrown into the ‘modern’ world economy with absolutely no preparation or help.

Videos And there are no fewer than eight shortish (three minutes) videos, specially commissioned for the exhibition and dotted throughout the show, which feature not only maps and charts and the art work listed above, but modern day shots of many of the key (and generally quite stunning) locations, plus a range of interviewees explaining what actually happened on each voyage, and their importance.

Among the European interviewees are David Attenborough who enthusiastically describes Cook as probably the greatest maritime explorer of all time, and Australian anthropologist Nicholas Thomas, whose book about Cook is on sale in the well-stocked exhibition shop.

The controversy

And this brings us to what is maybe the dominant thread running through this exhibition. As Thomas says in one of the films, the past 30-40 years have seen a revolution in attitudes towards Cook and white colonial rule generally.

As recently as the 1970s there is footage of the Queen and Princess Anne sitting on a beach in Australia watching a re-enactment of Cook’s landing with his crew, and making his notorious claim that, the land being ’empty’, he claimed it for the British Crown.

Well, attitudes among educated people throughout the Western world have been completely changed since then and now there is widespread acknowledgement of the possible illegality of those claims, and the definitely devastating impact of white colonial contact with native peoples.

From Australia, New Zealand, Tasmania, across the scores of small islands of Polynesia and up into the Arctic Circle among the Inuit Indians, the impact of white explorers on native ‘first’ peoples was almost always catastrophic.

‘Inhabitants of the Island of Terra del Fuego in their Hut’ by Alexander Buchan, 1769 © British Library Board

‘Inhabitants of the Island of Terra del Fuego in their Hut’ by Alexander Buchan, 1769 © British Library Board

As the films make clear, it is only in recent decades that the presence of the native peoples has been fully acknowledged, and the voices and experiences of the first peoples of Cook’s time, and of their contemporary descendants, fully heard.

Thus the eight short videos had contributions from a number of qualified white people – from David Attenborough, Nigel Thomas, Australian historian Dame Anne Salmond, from a male author and a woman biologist. But there were at least as many if not more ‘native’ voices heard – descendants of the Australian Aborigines and a number of the Pacific islanders / Polynesians where Cook stopped. I’d like to name them all, but the captions giving their names and titles only appeared very briefly, and there was – well – a lot to see and take in.

What came over in the words of all the native peoples – aborigine, Maori, Tahitian, Hawaiian – was the hurt.

After all these years – after 250 years – their descendants are still very upset about the way that:

  • their lands were taken from them
  • their heritage, their culture, their languages and customs and religions, were ignored, submerged, obliterated
  • their populations were decimated by the many terrible diseases the white men brought (smallpox, syphilis)

Entire peoples found themselves consigned to being second class citizens or not even that – invisible, non-people, with no political or legal rights, no voice, no say.

It is impossible to deny that this was the impact of Cook’s voyages. Without doubt the voyages were themselves heroic endeavours and respect to the men who carried them out. And there is plenty of evidence that Cook himself was a just and fair man, who made efforts to have natives treated fairly, who personally respected the rites and cultures which he encountered, and who rigorously punished any members of the crew found mistreating or exploiting natives.

But even Cook himself was uneasily aware that the technologically backward peoples he was discovering would struggle to survive in the face of Western technology, ships, guns, and trade.

Tupaia Nothing can really make amends for the wrongs which were done to native peoples across the Pacific in the aftermath of Cook’s explorations. The dignity with which the curators treat their often tragic histories is a start. Hearing from their descendants in the eight videos also ensures that the voices of the first peoples will always now be part of the Cook story.

But the exhibition also sheds new light on some specific and named natives. I’ve mentioned Omai – real name Mai – who was befriended and persuaded to travel all the way back to Britain.

Omai by William Hodges © Royal Museums Greenwich

Omai by William Hodges © Royal Museums Greenwich

We also hear about named kings and high priests who Cook and his officers treated fully as equals, giving them gifts, attending their religious ceremonies.

But the exhibition also brings out how vital many natives were to Cook’s success. It was, after all, only with the help and co-operation of the various local peoples that Cook was able to anchor, land, make repairs to the ship, to access vital fresh water and, above all, food.

And communicate. Another Tahitian, Hitihiti, travelled with Cook on to a number of Pacific islands, notably Easter Island, where he was invaluable as acting as an interpreter to first peoples.

Another very notable figure is the Polynesian high priest and navigator Tupaia. He accompanied Cook to New Zealand and Australia and is referenced by many of the aboriginal interviewees in the films as a kind of role model for the power he had and the respect he commanded from the white man.

And now it appears, from evidence in a recently discovered letter of Joseph Banks, that many of the sketches included in the archive of the first voyage were drawn by Tupaia himself, not by British artists. They are shown here for the first time with their proper credit and this knowledge gives them a whole new mystique and poignancy.

Banks and a Maori by Tupaia © British Library Board

Banks and a Maori by Tupaia © British Library Board

Summary

The voyages of James Cook were a great human achievement, displaying stunning bravery, discipline, determination, scientific and artistic expertise. The long-lasting impact on native peoples all over the vast Pacific region was almost always disastrous.

The exhibition makes a very good effort to capture the complexity of the resulting situation – amazement at a great achievement from the Age of Discovery. Difficult, moving and upsetting testimonials to the sorry centuries which followed.

The video


Related links

  • James Cook – The Voyages continues at the British Library until 28 August
  • The British Library microsite contains links off to quite a few good articles about each of the voyages, the natural history, indigenous peoples, the north-west passage, imperial legacy and much more

David Milne: Modern Painting @ Dulwich Picture Gallery

While other London galleries present yet another exhibition about Picasso or Francis Bacon, Dulwich Picture Gallery maintains its reputation for staging beautifully presented exhibitions of peripheral or little-known artists, who turn out to be deeply rewarding and beautiful.

Latest to receive the treatment is Canadian artist David Milne (1882 to 1953), famous in his own country, all but unknown over here.

New York

Milne was born in a small Ontario farming community in 1882 (the same year as Braque, Stravinsky, Joyce and Woolf). Aged 21 Milne went to New York (in 1903) and began training as a commercial artist but quickly became aware of the new styles and ideas coming from France. He learned about the achievements of Cézanne, Matisse and other modern French masters via exhibitions at Alfred Stieglitz’s famous ‘291 gallery’.

Milne gained a reputation as an interesting modernist and was invited to take part in the famous Armory Show of 1913, which first brought a comprehensive range of modern French art to an American audience.

The first room of the exhibition showcases Milne’s work from the years just before the outbreak of the Great War, showing him experimenting with a Frenchified way of treating New York’s bustling streets, emblazoned with advertising hoardings, but emphasising the presence of light, in broad expressive brushstrokes.

Billboards by David Milne (c. 1912) National Gallery of Canada, Ottawa © The Estate of David Milne

Billboards by David Milne (c. 1912) National Gallery of Canada, Ottawa © The Estate of David Milne

I really liked these brightly coloured images.

What’s most noticeable about seeing them in the flesh is the impasto, the extent to which you can see the swirls and splodges of oil paint sticking up from the surface.

Maybe the central insight or axiom of ‘modern’ art is the simple realisation that the painting is not, as had been believed for 400 years, a ‘window on the world’ – but an object in its own right.

His brushstrokes aren’t meant to be invisible as per the Northern Renaissance painters or the Pre-Raphaelites who copied them (as so brilliantly shown at the current Van Eyck and the Pre-Raphaelites exhibition at the National Gallery). The highly visible strokes are themselves part of the aesthetic statement, as much a part as the supposed subject.

These first paintings display the mannerisms which will stick with Milne to the end of his career, namely a disinterest in realistic detail, a tendency to lay on paint in thick impasto swirls and blodges, and the habit of building the picture up through the accumulation of blocks or triangles of colour – like roughly sketched Lego pieces.

The tension is there which lasts the rest of his life between a basically figurative approach – painting the actually visible object – combined with a restless experimentation with form and media which saw him work with oils, pastels, watercolour, sketches and even photos.

Back to the country

Always a country boy at heart, Milne was uncomfortable in New York and from 1913 started taking vacations in the small town of West Saugerties, in upstate New York. In 1916 he moved permanently, along with his wife, Patsy Hegarty, to Boston Corners, a village in New York State, and lived a simple remote life.

The second room displays a series of works in which he is visibly experimenting with painting trees, woods and – an enduring subject – reflections in pools, rivers, lakes.

Bishop's Pond (Reflections) by David Milne (1916) National Gallery of Canada, Ottawa © The Estate of David Milne

Bishop’s Pond (Reflections) by David Milne (1916) National Gallery of Canada, Ottawa © The Estate of David Milne

A number of things are going on in this picture. For a start he was experimenting with the effect of leaving parts of the composition untouched, just the plain white paper. This turns out to be just right for conveying the purity of fallen snow. But it led Milne to develop the notion of what he called the ‘dazzle spot’, a blank area, devoid of colour, to which the viewer’s eye is naturally attracted. Having caught the attention, the viewer’s eye then goes on a voyage of discovery around the rest of the picture plane, exploring the subtle interplay of shapes and colours.

Speaking of colours, they’re very subdued, derived from a limited palette, but nonetheless stylised: they don’t blend or wash as in nature but appear in clusters – of umber, a kind of turquoise, a yellow-green, and a sort of purple. There is no sense of the colours shading or blending, or of the effect of light and shade which you would have in a realistic work. The line drawing of pond and trees may be entirely figurative but the colouring is completely stylised; not in the wild way of the Frenchmen he had seen, this isn’t a brash Fauvist work. He is using the discoveries of modern painting to create something gently understated and muted.

Lastly, this work shows the result of his experiments with different techniques to try and capture the effect of reflections in water. If you scroll down the exhibition web-page you can hear the commentary on this painting (given as a sample of the overall audioguide) which gives Milne’s own account of how he experimented to create this effect.

The result, the blurred greying effect of the wash in the reflected shapes, is much more striking and absorbing, much more noticeable in the flesh, than in this reproduction. It creates a shimmering, rather supernatural effect. I kept coming back to this particular painting, to look at it again and again, becoming more entranced each time.

Experiments

On the opposite wall in the same room is a selection of rather more experimental works depicting his wife, Patsy, simply sitting – but done with more intense use of blots or blobs of colour.

Sometimes the motif is almost hidden by the intensity of the blotching and blobbing – you have to stand at just the right distance to make out the actual subject – in the case of the most attractive of the set, a simple portrait of his wife reading a book with a cat on her lap. Note the use of – what shall I call them? blobs? dots? patches? – of colour, unshaded, set down pure, a kind of large-scale use of pointillism. And the very limited palette: a very particular tint of green and brown, dirty grey, with highlights of white and black.

Reader with cat by David Milne (1916)

Reader with cat by David Milne (1916)

A nearby work reflects the development of camouflage during the war. Milne was fascinated by the idea of abstract patterns of muted colours which blend in with natural scenery and, once the notion has been mentioned, it’s possible to see the idea of ‘camouflage’, of the concealment of pattern in natural forms, as an underlying motif of many of his landscapes.

War artist

Milne enlisted in the Army in 1918 but, what with training and delays, missed the actual fighting. Nonetheless, he lobbied hard and wangled his way across the Atlantic soon after the Armistice in the capacity of War Artist. He painted Canadian troops in their camps in Britain, and then went on to paint a series of haunting watercolours and sketches of the devastated landscape of North-East France for the Canadian War Records, only months after the fighting had finished.

In complete contrast to the paint-covered landscapes of the previous room, in all these war zone works Milne reverts to a) leaving extensive parts of the surface pure untouched white and b) using much more flighty, impressionistic flurries of pen or brushstrokes to convey shape and colour.

In terms of style it is clearly related to the use of blocks of colour in the New York works or blots of colour in the upstate landscapes, but here the blocks are disintegrated into feathery flurries as if the painter’s technique has been as splintered and dismantled as the villages, the buildings and the minds of the people who fought and suffered.

The result is, as ever, entirely figurative but at the same time somehow abstract and spare. I actively didn’t like the effect when he used it on buildings such as Amiens cathedral, but could see the appeal in a work like Montreal Crater, Vimy Ridge (1919), one of Milne’s most famous war paintings. It shows the enormous hole created when the Allies detonated 24 tonnes of explosives underground, deep behind German enemy lines. Note the tiny figures on the horizon.

Montreal Crater, Vimy Ridge by David Milne (1919) National Gallery of Canada, Ottawa © The Estate of David Milne

Montreal Crater, Vimy Ridge by David Milne (1919) National Gallery of Canada, Ottawa © The Estate of David Milne

It is interesting to learn that picture postcards of the ruined towns and buildings of the war zone were swiftly produced and sold to the first ‘war tourists’, who were quick to arrive and be taken on tours of the still smouldering battlefields. Milne made a collection of these postcards ,which he kept for the rest of his life, and a selection of them is on display here.

David Milne, Self - portrait in military uniform, Black Lake, Quebec (1918)

David Milne pioneering the art of the selfie at Black Lake, Quebec (1918)

Rural retreat

Back in North America, Milne withdrew to the deep countryside and spent the winter of 1920-1 alone on the side of Alander Mountain, behind Boston Corners, partly inspired by the writings of Henry David Thoreau, the great exponent of living simply and communing with nature.

He lived in a cabin he built himself and devoted himself to formal experiments in how to depict nature. The paintings in this room are among the best, showing an intense observation of unspoilt landscape combined with the contrary urge, a highly sophisticated quest to seek out the form buried beneath the subject.

You begin to see how, in a very understated way, Milne never ceased experimenting.

White, the Waterfall by David Milne (1921) National Gallery of Canada, Ottawa © The Estate of David Milne

White, the Waterfall by David Milne (1921) National Gallery of Canada, Ottawa © The Estate of David Milne

There are some really atmospheric paintings here. The commentary goes heavy on one called White, the Waterfall (1921), apparently one of Milne’s personal favourites, and a much treasured centrepiece in the National Canadian collection.

Personally, I liked the story around two other paintings, versions he painted of the big tree stump which stood just outside the front door of the cabin and which he paints covered in snow and then in thaw. I wonder if he gave it a name.

The audioguide

The audioguides to exhibitions can be variable, but I thought the one for this show was excellent. My friend didn’t bother with one and so walked through gaining only a generalised impression of the work, but I did buy one (for £3) and it forced me to stop and really focus on the 22 specific works it comments on. This pays real dividends with Milne’s art.

His use of dense and often dark ‘blocks’ of paint and colour can get a bit much if taken en masse. However, being forced to stop in front of specific works and study them closely made me, in almost every instance, come to appreciate and like them more.

So White, the Waterfall may be famous but I found myself warming more to a nearby painting of the forest, Trees in spring, done in lime green and – as the commentary explained – riffing off the abstract design of palm leaves to be found in Egyptian friezes in New York’s Metropolitan Museum of Art.

A good example of the way abstract interests lurk behind almost every one of Milne’s apparently figurative works. But not aggressively or stridently. Subtly. Quietly.

Trees in spring by David Milne (1917) National Gallery of Canada, Ottawa © The Estate of David Milne

Trees in spring by David Milne (1917) National Gallery of Canada, Ottawa © The Estate of David Milne

Still lifes

Subtlety and quietness are the hallmarks of the still lifes Milne painted in the later 1930s.

In this period he made himself another cabin to live in, this time at the remote Six Mile Lake. Half the paintings from this period are of the lake, displaying his lifelong interest in the shimmering of reflections in water.

But there is also a selection of wonderful, understated still lifes he did inside the cabin; specifically, a series showing water lilies in simple jugs or vases. If you compare them to the same subject as done by the French painters he venerated, such as Monet or Matisse, you immediately realise how he has pared his palette right down to basic browns and greys with only occasional highlights of green or violet or orange. It is as if the colour has been bleached out of the painting to reveal the secrets of shapes and lines. More visually dominant is the lacework of drawn lines repeatedly sketching the outlines and shapes; the colours merely highlight and define the objects.

Sparkle of Glass by David Milne (1926 or 1927) National Gallery of Canada, Ottawa © The Estate of David Milne

Sparkle of Glass by David Milne (1926 or 1927) National Gallery of Canada, Ottawa © The Estate of David Milne

Last works

The final room showcases a final selection of still lifes and landscapes from the 1930s. The still lifes are recognisable as vases and flowers, but many of the landscapes have moved strongly in the direction of abstraction. There are the merest horizontal lines indicating the meeting of lake and land, or land and sky, and there are variations on the interplay of stars or moon reflected in the water which tremble on the brink of becoming pure abstract shapes.

It was only in the 1930s, as he hit 50, that Milne began to receive any recognition in his native country, through contacts with curators and artists in Ottawa and Toronto, foe example it was only in 1934 that he finally began showing his work commercially in Toronto.

The exhibition finishes with one of my favourite works, Summer Colours (1936), a final landscape which walks the line between figurative and abstraction.

It’s unlike most of the previous work in not featuring the blocky, faceted approach to building up an image. It’s much plainer, with wedges of colour representing sea, land and sky, but it is recognisably the same mind and eye that produced the New York boulevard paintings. He is unafraid of showing – in fact he deliberately highlights – big brushstrokes, crudely deployed in swathes across the surface, bringing out the textured surface of the canvas. And yet, through the strange alchemy of art and despite the fact that you can see that this object simply consists of oil paint rather bluntly smeared over a rough flat canvas surface – somehow it is also a haunting image of a faraway landscape, at once a place of your dreams, and an abstract interplay of elementary colour and design.

Magical.

Summer Colours by David Milne (1936) © The Estate of David Milne

Summer Colours by David Milne (1936) © The Estate of David Milne

Conclusion

This is another triumph for Dulwich Picture Gallery. The only thing I’d comment on is their choice of image for the posters promoting the show. They’ve chosen one of the darker, more clotted works – Reflected Forms – which initially a little put me off the exhibition. It’s a shame, because many of the other works here are lighter, more airy and poetic – and all of them reward close attention by revealing their beguiling experiments with technique, and their quiet depths…

David Milne: Modern Painting is an unexpectedly lovely, life-enhancing exhibition.

Videos

One-minute introduction by co-curator Ian Dejardin.

4’37” report on the show by Belle Donati.


Related links

Reviews of other Dulwich Picture Gallery exhibitions

American Colonies by Alan Taylor (2001)

Alan Taylor’s American Colonies is the first volume in the multi-volume Penguin History of the United States, edited by Eric Foner. It is a big-format book, with 470 densely packed pages covering the colonisation of America from the arrival of the first humans 15,000 years ago up to AD 1800. It is an extraordinarily thorough, wide-ranging, thought-provoking and exhilirating read, but which deals with some extremely grim and depressing subject matter.

Broad canvas

Most of the histories of America I’ve read start with Sir Walter Raleigh and the early English settlements of the 1580s and 90s, and then briskly run through the Anglo-Saxon settlement of the Atlantic coast in the 1600s, in a hurry to get to the War of Independence (in the 1770s) when the ‘true’ story of America begins.

Taylor’s approach couldn’t be more different. His canvas is longer and broader and much, much bigger. Longer, in that he starts with the arrival of the first humans in America some 13,000 BC. Echoing the picture painted by Jared Diamond in Guns, Germs and Steel, he describes how a probably small group of hunter-gatherers in Siberia moved across what we now think of as the land bridge between Siberia and Alaska and then, as the climate improved, a) the land bridge flooded, separating America and Asia and b) the early settlers were able to move south into the huge empty continent.

Domesticable mammals

As we know from Guns, Germs and Steel, their arrival coincided with the mass extinction of all the large mammals in America – presumably through human overhunting – leaving no mammals on the continent capable of being domesticated. According to Jared Diamond this is perhaps the decisive difference between the inhabitants of Eurasia – which domesticated pigs, goats, cows and sheep and, crucially, the horse – and the inhabitants of all the other continents, which had hardly any or simply no domesticable mammals.

Animal diseases

The domesticated animals of Eurasia were important not only for their use as food, in providing skins and hides, manure to fertilise crops and the pulling power of horses and oxen – large numbers of farm animals allowed the fomenting of terrible epidemic diseases, which jumped the species barrier into humans and then spread through our densely populated towns and cities. We are the descendants of the survivors of repeated epidemics of plague, smallpox, tuberculosis and so on which devastated Asia and Europe.

Thus when the first Europeans arrived in the New World (on Columbus’s First Voyage of 1492), it wasn’t the gunpowder or steel swords or even the warriors on horseback which did for the natives – it was the diseases we brought. Again and again and again, Taylor tells harrowing stories of how our diseases – especially smallpox- devastated the populations of the West Indies, of the Aztec and Inca empires, then of the Mississippian civilisation, and then all up and down the Atlantic seaboard.

It’s only recently that historians have taken the measure of this devastating biological warfare: for a long time it was thought that the Native American population was about 1 million when the English started colonising the Atlantic coast; but now it is thought the original population, before the Spanish arrived in 1492, may have been as high as 20 million. I.e. in about a century (1490-1590) 95% of the Indian population was wiped out by European diseases.

Thus, Taylor emphasises, until recently historians thought that the Indian tribes which the European settlers encountered had inhabited their territories from time immemorial. The new ‘disease-aware’ theories suggest the exact opposite: that Europeans encountered survivors who were still reeling from the devastation of their populations by disease, which in turn had led to internecine warfare and the seizing of territory, to regrouping and realliancing (p.74). Often this occurred before the main body of European explorers arrived – after all it only took a few sailors going ashore from a Spanish ship to fill water barrels on the south coast to infect an Indian, who then took the disease back to his tribe, which passed it up along the Mississippi and to decimate the entire population.

Thus Taylor shows again and again that the social and ecological and political arrangements of the Indians which Europeans encountered, and took to be timeless, had in fact only come about because of the disruptive activities of the Europeans themselves.

The Spanish

So – number one – Taylor’s vastly broader canvas starts thousands of years before the conventional histories, in order to place the Native Americans within the fullest possible context.

It then – number two – very sensibly takes the time to give a thorough account of the Spanish conquests starting with Columbus’s first voyage of 1492. In fact, Taylor goes back before Columbus to give us enough European history to place the entire ‘Navigation Revolution’ in its full global context. The biggest single element of this was the continuing success of imperial Islam. The Turkish or Ottoman Empire finally captured Constantinople, capital of the Eastern Roman or Byzantine Empire, in 1453, and spread up into the Balkans (thus creating the hodge-podge of ethnicities and religions which has caused instability and conflict right up to the present day).

These Ottoman conquests closed off overland trade routes from Europe to India and the Spice Islands far to the East. And it was this closure of the Eastern route which gave a big financial incentive to adventurers and explorers to try and find a route west, across the seas, to the Spice Islands. As countless commentators have pointed out, it is one of the greatest ironies in history that the discovery of America was a terrible disappointment to the explorers and their royal patrons back in the capitals of Spain and Portugal and France and England. (And Taylor’s book is brutal about the terrible consequences for the native peoples everywhere the Europeans went.)

Taylor explains the economic and technological background to the Spanish conquests of Central and South America not just for their own sake, but because the Spanish also expanded up into what was later to become the USA. The Spanish colonised Florida and sent expeditions deep into what would later become California, New Mexico, Arizona and Texas. In doing so they established a particular pattern of landholding – vast haciendas farmed by natives turned into serfs – which would remain influential in the south-west USA for centuries, as well as bringing disease and disruption to the native peoples.

The West Indies

Taylor devotes a lot of space to the settlement of the numerous islands of the West Indies, firstly by Spain in the early 1500s. He describes how French and English pirates took to preying on the regular Spanish shipments of silver and gold from central America back to Europe via the Indies. Then how France and England set about establishing colonies of their own in this scattered archipelago of islands.

Taylor describes tells in great detail the settlement of Barbados and then of Jamaica. Several points emerge.

  1. The original settlers dropped like flies. The climate was inimical to white men, who also didn’t know – for a long time – what to farm in these places. It took some time before the invaders worked out that sugar cane was the perfect crop for the climate. Unfortunately, working cane is – as Taylor explains in detail – extremely labour-intensive.
  2. So the Europeans then proceeded to enslave and work to death as many of the native population as they could capture, waging genocidal wars with the rest, all the while spreading their fatal germs.
  3. It was when they’d worked the natives to annihilation, that the settlers began buying African slaves. The trade had existed for over a hundred years, but the Spanish and Portuguese had mainly made do with enslaving the local Indians. It was the sugar economy of the West Indies which converted the Slave Trade into an industrial concern.

The British colonies

There then follow a sequence of chapters which describe the English settlement of the Chesapeake Bay area. I learned that originally, the entire coast from the Spanish colony of Florida up to the French territories in Canada, was all known as ‘Virginia’, after the supposedly virgin queen, Elizabeth I. A familiar pattern is established. The original settlers drop like flies (mostly from water-borne diseases caused by the low tidal movement of the bay – for decades they were drinking water polluted by their own faeces). So it takes a long time for settler deaths to be outweighed by new arrivals and the colony to really take hold. The ‘indenture system’ is widespread i.e. poor whites from England sell themselves into 4 or 5 years servitude, to pay for the transatlantic crossing. After 4 or 5 years they are released, having paid their debt, and given a basic amount of land and tools to make it themselves. Initially weak in numbers and understanding of the environment, the colonists rely on trade with the Indians to get by. But as soon as they are strong and numerous enough, they start expanding their settlements, inevitably coming into conflict with the Indians who, in any case, are regularly devastated by the diseases the colonists have brought, especially smallpox.

Eventually, in Virginia the settlers discovered that tobacco is the crop of choice, hugely profitable when shipped back to Europe. But Indians refused to work in the kind of prison-camp labour the crop requires, and the flow of indentured servants dried up in the 1650s as economic conditions in England – the bad economy, overcrowding and unsettled social conditions of the British Civil Wars (1637-60) – improved. Solution: African slaves.

Slaves to the sugar plantations of the West Indies, slaves to the tobacco plantations of Virginia. Taylor describes how large planters flourished, picking off smaller planters who tended to go under in bad periods of trade fluctuation. This set the pattern for what would later be seen as the ‘Old South’ of vast plantations worked by slaves and overseen by fine white lords and ladies living in grand style, in big mansions, with countless servants to organise their lavish feasts etc. The lifestyle of Gone With The Wind. Very hard for a modern white liberal not to despise.

Taylor then goes on to describe the settlement of New England, the northern colonies settled by English Puritans – religious exiles from the old country – arriving in the 1620s. A key distinction which sticks in my mind is that, whereas the Virginia settlers were mostly single men, the Puritans came in well-organised groups of families. Those Virginian men were aggressive competitors who broadcast their success once they’d ‘made it’. The Puritans, by contrast, set up tightly organised and disciplined townships, each with local administrators based on their numerous churches and congregations, and closely monitored each others every word and action to make sure they conformed with ‘godly’ practice. In time the New England Puritans were to get a reputation for republicanism and democracy, both dirty words in the 17th century.

I knew some of this already, but it is all given in more detail, more intelligently and with more insight than I’ve ever read before. Also I hadn’t appreciated just how thoroughly New England fed into the Atlantic Economy. Put simply, New England farmers produced the staple food crops which were traded down to the West Indies sugar plantations. Ships from the West Indies and Virginia brought sugar and tobacco to Boston, where it was transferred into ships to carry it across to Bristol and Liverpool. The empty ships carried back food to the sugar and tobacco colonies. The ships which sailed east across the Atlantic emptied their goods in England, then sailed down the coast of Africa to buy slaves, before catching the Trade Winds which carried them west across the Atlantic to the West Indies and up to Virginia where they sold the slaves, and loaded up with sugar and tobacco.

I knew about the Atlantic Economy and the Slave Trade but Taylor’s book is the first I’ve ever read which explains lucidly and thoroughly the background, the climatological, environmental, social and economic forces behind the growth of this immense money-making machine.

New York and Pennsylvania

Different again was the settlement of New York, which was originally carried out by the Dutch. I knew that the Dutch had created a surprisingly far-flung empire, given the smallness of their country and population (1.5 million to England’s 5 million). And I knew that the British fought three wars (1652-4, 1665-7 and 1672-4) with the Dutch, because they loom large in the history and literature of the British Civil Wars (1637-60).

Taylor explains the fundamental reason the British were able to seize the few Dutch territories on the Atlantic coast (famously New Amsterdam, which we renamed New York after the Duke of York, Charles II’s brother and future King James II). Because a) the Dutch lacked the manpower to defend it b) it wasn’t making much money, unlike their colonies in South America, at the Cape in South Africa, and especially in the Far East.

Taylor gives a characteristically thorough account of the creation of Pennsylvania, a huge tract of land simply given to the aristocrat William Penn by Charles II in 1681 to pay off a gambling debt, and which Penn then settled in a systematic and well-organised way with members of his own non-conformist sect, the Quakers, naming its first main town Philadelphia, the city of Brotherly Love.

New France

Meanwhile, up in what would become Canada, the French had been exploring and settling the St Lawrence Waterway, the long river which penetrates at an angle deep into North America, ultimately linking up with the Great Lakes. They founded settlements at its mouth, Louisbourg, and along its length at Quebec and Montreal. In the cold north, the French could barely grow wheat let alone the hot-climate crops of tobacco or sugar. Therefore they pioneered trading with the Native Americans for furs and pelts: because of the climate and this economic model ‘New France’ was always thinly populated, mainly by hunters who worked closely with their Indian allies and often went native, marrying Indian women and adopting their ways. All the chapters about the French echo with the lamentations of the French governor or military commander, that they barely have the men or resources to hold the territory.

This is all the more puzzling since France was the largest, most powerful nation in Europe, population 20 million, compared to England’s 5 million, and the Dutch 1 million. In chapter 16 Taylor gives some reasons:

  • In France the peasantry was more rooted to the land. In England the 17th century saw a movement of ‘enclosure’ acts in which the gentry seized common land and drove the rural poor off it, creating a pool of unemployed keen to travel to find work.
  • If French peasants did want work all they had to do was walk south into Spain where there were labour shortages.
  • The English encouraged their religious dissidents (the Puritans) to emigrate to the colonies, where they turned out to be hard working and disciplined pioneers. The French banned it. French protestants – known as Huguenots – were forbidden by law from going to new France. Instead some 130,000 artisans, craftsmen and merchants fled to Switzerland, Germany, Holland and England, especially after the fool King Louis XIV in 1685 revoked the Edict of Nantes, which had previously granted them religious freedom.
  • Word came back that New France was freezing cold, with poor agricultural prospects – all true enough.
  • Finally, the ‘Sun King’ Louis XIV was determined to make France the greatest power on the Continent and so built up a massive war machine, inheriting an army of 20,000 in 1661 and growing it to 300,000 by 1710. England’s surplus population created America; France’s created an army.

The furs and pelts never covered the cost of the colony. This is the single most important fact about New France: it always needed to be subsidised by the Crown, and was a constant drain on French finances. This was even more true of ‘Louisiana’, the vast area either side of the Mississippi which the French optimistically claimed for themselves in the 17th century. In reality this boiled down to a poverty-stricken settlement at New Orleans, which suffered from disease, lack of crops, periodic flooding, hurricanes and constant harassment by local Indians (pp. 384-385).

The sole reason the French crown continued to subsidise both wretched settlements was geopolitical – to hem in and contain England’s settlements along the Atlantic coastline. As I know from reading about The Seven Years War (1756-63) the simple geography of the situation made conflict between the two empires inevitable, indeed French and Indian raids were a menace to settlers in New York state and Pennsylvania from as early as the 1690s. The surprising thing is that it took until the 1760s for the British to defeat the French, but this is the benefit of hindsight. During the later 1600s and early 1700s both sides were too weak and geographically separated to engage in proper conflict.

Indian torture and European brutality

At several places Taylor goes into detail about Indian beliefs and religion (granting, of course, that different nations and tribes often had different practices). Broadly speaking:

  • men were warriors, seeking opportunities to display their prowess, which they proved through the number of scalps i.e. the skin and hair from the top of an enemy’s head
  • in wars among themselves, the Indians sought plunder and increased hunting territory
  • the loss of warriors prompted grief but also fear of the dead which was assuaged by loud mourning and ritual feasts
  • deaths in battle prompted further ‘mourning wars’, in which they raided enemy tribes and seized prisoners
  • these prisoners were then incorporated into the tribe, replenishing its numerical and spiritual power
  • most tribes were matrilinear i.e. power descended through the female line and so the older women of the tribe decided the fate of captives: women and children were invariably adopted into the tribe and given new names; young male captives were generally tortured to death
  • death was inflicted as slowly and painfully as possible: the Iroquois tied the captive to a stake and villagers of both sexes took turns to wield knives, torches and red hot pokers to torment and burn the captive to death
  • ‘the ceremony was a contest between the skills of the torturers and the stoic endurance of the victim, who manifested his own power, and that of his people, by insulting his captors and boasting of his accomplishments in war’ (p.103)
  • once dead, the victim was dismembered, his parts put in a cooking kettle and the resulting stew served to the entire tribe to bind them together in absorbing the captive’s power
  • torture and cannibalism bound the tribe together, gave them spiritual power, hardened adolescent boys for the cruelties of war and dramatised the tribe’s contempt for outsiders

It goes without saying that the Europeans had their own grisly punishments. Accounts of the conquistadores’ behaviour to captured Aztecs and Incas are stomach-turning, and the slave-owning British invented all kinds of brutal punishments for rebellious or insubordinate slaves. What surprised me was the brutality of the French in Louisiana to their own men. I’m disgusted but not really surprised to learn that the French turned over rebel or runaway slaves to their Indian allies to be tortured or burned to death as only the Indians knew how – to deliberately inspire terror of rebellion or flight in their slaves. But the French paid their own soldiers so badly that they lived in conditions little better than the slaves – a visitor reported them lacking shirts or boots and on starvation rations – leading to repeated desertion and runaways. And if these runaway soldiers were caught, ‘the lucky died on the gallows; others died as their backs were broken on the wheel or severed by saws’ (p.387). Severed by saws!

This is why I described the book as depressing at the top. Maybe grim and hateful would be better words. The breadth of Taylor’s view, the grasp of detail, the clarity of the narrative and the incisiveness of his insights all make this a brilliant read. But the subject matter is appalling: the catalogue of suffering and violence and epidemic disease and starvation and torture and more violence call for a very strong stomach.

Summary

All of this is covered in just the first half of this long and fascinating account.

You can see how Taylor’s account restores to ‘the colonisation of America’ its full historical scope (stretching back to the very first human arrivals) and fullest geographical scope (making it abundantly clear that any telling of the story must include the economic and social colonisation by the Spanish and explain the colonisation of the West Indies a) because the Caribbean economy established the pattern of slave-worked ‘plantations’ which was to be copied on the mainland, and b) because the West Indies sugar colonies formed the lynchpin of the entire Atlantic Economy which allowed the North American colonies to flourish).

His account explains the surprising variety of types of European settlement made in American – in terms of their economies and cultures, their crops and religions – and how this variety left a legacy of diverse and conflicting social ideals to later Americans.

It explains in great detail the tragic encounter between Europeans and native peoples, with scores of examples of how initial co-operation turned sour as both sides failed to understand each other’s notions of law and rights and property, leading to violence and counter-violence, to wars large and small – and how the Indians always ended up on the losing side, partly because the whites controlled their access to guns and ammunition, but mostly because the Indians everywhere fell victim to the terrible diseases the whites didn’t even realise they’d brought with them from the Old World.

And it explains in thorough and appalling detail the scale and brutality of the transatlantic Slave Trade, explaining why it became ‘necessary’ to the one-crop economies of sugar in the West Indies and tobacco in Virginia, why the nature of these crops demanded exhausting and back-breaking labour which couldn’t be supplied by either local Indians or indentured labourers from England, but why – as a result – the white owners lived in constant fear of rebellion by blacks who came to outnumber them by as much as 9 to one and so were forced, by a bitter logic of fear, into more and more brutal discipline and punishments of slaves who ran away or organised any kind of rebellion.

His book paints an enormous canvas, full of startling and terrible revelations, which for the first time fits together every element in the story into what must become a definitive account for our times of the very troubled origins of the ‘United States’ of America.

The landing of William Penn in 1682 by J.L.G. Ferris

The landing of William Penn in 1682 by J.L.G. Ferris (1932)


Related links

Other blog posts about Empire

Other posts about American history

The Spy Who Loved Me by Ian Fleming (1962)

‘Bond. James Bond.’
‘That’s a pretty chump name. From England, huh?’ (p.124)

A colossal experiment, a James Bond adventure told from the point of view of its ‘Bond girl’, Vivienne ‘Viv’ Michel. Fleming had experimented with structure and time-frame in previous novels, but this is an extraordinary departure from the formula. It was panned by the critics and Fleming later tried to suppress it.

The Spy Who Loved Me is a short novel, divided – very slickly – into three sections: Me, Them, Him.

Me (74 pages)

The first 70 or so pages are a first-person narrative told by Vivienne Michel, 23-years-old, five foot six, still fresh, young and naive. It is the long, sensitive autobiography of a well-brought-up young woman in which JB isn’t mentioned – a really remarkable production for the author of the famous bang-bang espionage novels.

Viv comes from an established French-Canadian family, her parents died when she was young (like so many Bond girls, making her that bit more free, wayward and independent – characteristics which always appeal to him) and she was brought up by an aunt who sent her to a traditional, Catholic convent school.

As her education neared completion, the (Protestant) aunt decided she needed to be ‘finished’ in England, and so sent her to a very posh finishing school in the Sunninghill area of East Berkshire, not far from Windsor. There’s a brief account of the bullying she got there from the other girls for having a ‘funny’ accent, before she settles down to be turned into a model young lady.

But the lion’s share of the section is devoted to a long and embarrassingly detailed account of her seduction by ‘Derek’, from a local public school. By this stage Viv has left her school and set up in a shared flat in Chelsea. She and her flat-mate hold their first party, lubricated with plenty of pink champagne and amateur canapés, and she finds herself being charmed by the tall sixth-former, Derek Mallaby, who plays cricket for his school’s first XI.

Viv and Derek proceed to meet up every Saturday throughout that long lovely summer for walks or even little pleasure cruises along the Thames. One thing leads to another and she describes, in minute and excruciating detail, the evening he takes her virginity – first trying it on in the cramped box at the local fleapit cinema, until the management throws them out – then persuading her to go for a ‘walk’ down by the river Thames, till they find an isolated spot, littered with the detritus of previous ‘courting couples’. Here Derek does the deed, Viv cries in pain but, once satisfied, he turns cold and aloof, all but ignoring her on the cold, sad trudge back to Windsor railway station.

We are plunged into her point of view, experiencing all this from the perspective of a confused teenager, puzzled by the  now-passionate, now-frigid behaviour of the man she thinks ‘loves’ her.

It comes as no surprise to the reader when young Derek writes her a ‘Dear Jane’ letter, explaining that now he is going up to Oxford, things are going to be different, his parents don’t want him consorting with someone who isn’t ‘the right type’, in fact – he now reveals – he’s been sort of engaged to a young lady from a good family for a while now. Sorry. Bye.

Viv cries her eyes out for six months. But there’s more, lots more of her narrative. We hear about her career in journalism, first of all in a local paper distributed in the Chelsea area. We learn what its editorial policy is, how Viv turns out to be a natural at researching and sub-editing, as well as chivvying adverts out of local traders. She is promoted, then gets a new job at a large-scale German media company in town. This is run by the excessively Teutonic Kurt Rainer and, once again, we get an extensive description of Viv’s role in the processes whereby news copy is generated, fact checked and distributed to the German news agencies.

Rainer has a fiancée and shares completely inappropriate confidences with Viv about his plans for the marriage, for the honeymoon (sex once a night), then settling down into married life (sex every Wednesday and Saturday). All these confidences draw him into her ambit until the (inevitable) night when he arrives in floods of tears, announcing his fiancée has dumped him and married a man in Germany. One thing leads to another and she ends up sleeping with him and then, basically, becoming her boss’s mistress.

All goes sort of OK until she realises she’s pregnant. When she tells him, Rainer reacts with callous Teutonic coldness and efficiency. He ceases all friendly relations with her, becoming coldly professional in the office and finally calling her in for a ‘meeting’ where he explains that he has organised every detail for her to fly to Switzerland, stay in such and such a hotel, go and see such and such a doctor, and have an abortion. He hands over an envelope with the necessary money (£150) and then announces that she is fired.

The text follows Viv’s experiences flying to Switzerland by herself and enduring the abortion process with no-one to help or support her. It all makes excruciatingly embarrassing reading for any man who’s ever seduced a young woman, or who is father of a teenage girl, or just any man.

[I found Viv’s story a fascinating slice of social history – the experiences of a (in fact, fairly privileged and well-off) young, single woman in England, circa 1956 or 57. Reminds me of the grim kitchen sink dramas of the later 1950s or the black and white movies – Saturday Night and Sunday MorningA Taste of Honey – or another novel about a naive young woman in London (written by a man) Take A Girl By You by Kingsley Amis.]

Back in London, Viv realises she just needs to escape – the horrible weather, the narrow horizons, the snobbery and disapproval. She needs to get back to the wide, open spaces of her youth, back to Canada. She buys a Vespa scooter and flies with it back to Canada, then packs off on an open-ended adventure motoring south into the States, into upstate New York State, to be precise.

Viv scooters round the area, exploring nooks and crannies while her money begins to run low and till, by good luck, she checks into an obscure little motel, ‘The Dreamy Pines Motor Court’ run by lecherous Jed Phancey and his long-suffering wife, Mildred.

This couple explain that the motel is owned by a rich Italian guy – Mr. Sanguinetti – and they’re looking for a young woman to become receptionist and look after the place in the last few weeks of the season till it’s closed up for the winter. Sounds like an easy way to pick up some dollars, so Viv agrees, dodging Jed Phancy’s lecherous comments and gropes as the couple show her where everything is, pack up their stuff, and motor off.

–All the above – Viv’s life story – has been told as a long flashback. It began as Viv watched the Phancies depart – then a violent rainstorm hit the motel, forcing Viv to retreat inside, pour herself a long drink of bourbon, and snuggle up in a comfy chair, as she reflected on her life and on the tangled web of events which had brought her to this isolated motel in the middle of nowhere. It is a persuasive and mesmeric performance.

Them (23 pages)

Viv is roused from her reveries by a harsh knocking at the door. Two men in raincoats are standing in the thundering downpour; they say they’re from Mr Sanguinetti. No-one had told her to expect them and as soon as she’s let them in she realises she’s in trouble, really bad trouble.

Tall, thin Sol Horovitz (aka ‘Horror’) with his bony skull and callous stare is accompanied by bald, fat Sluggsy Morant (‘Sluggsy’), who immediately sizes Viv up and starts making the crudest comments about her figure, promising that, when night falls, he’s going to give it to her good and hard and lots of times. Yuk. Viv has been pitched, with no warning, into a nightmare. — The 20 or so pages of this section amount to a systematic mental and physical degradation of this ‘innocent’ young woman, the kind of punishment which Fleming normally reserves for Bond.

The two men take complete control of the kitchen-diner area, Sluggsy groping and verbally threatening Viv at every opportunity. Eventually she makes a desperate dash for the door and runs in the pouring rain between the cabins and into the nearby pine woods. But Horror switches on the car headlights which penetrate deep among the pines, and Sluggsy easily catches her at gun-point.

Back in the cage of the kitchen-dining area she has another go at her attackers, using a corkscrew to try and skewer Horror, but only managing to scratch his forehead. Now this forbidding scarecrow loses his temper, his tiny black eyes seeing red and, while Sluggsy holds her, Horror sets about systematically punching Viv’s face, then her body, at its most vulnerable and painful points, until she is whimpering, then screaming, then begging, then blacks out.

Viv recovers consciousness stripped naked in the cold shower with Sluggsy leering over her, waiting while she throws up, having been reduced to the level of a beaten animal. ‘Get dressed and come back to the diner and no funny business,’ he tells her.

It takes her a while to recover, to stand up, to dry off, to dress in white overalls, and stagger the short distance to the diner. Once again, the impassive baddies tell her to fix them hot food – eggs and bacon and coffee – while her flayed mind vows that, God, if she makes it through this nightmare night she will never take peace and safety and security for granted again.

As the bad guys come to collect their food, she makes another feeble rebellion, throwing a drawer full of knives and forks in Sluggsy’s face, then trying to fend Horror off with plates, but they easily overpower her and this time Sluggsy begins ripping her clothes off with the declared aim of raping her when — there is a knock at the front door. And, like characters in a bedroom farce, they all freeze in a static tableau.

Him (79 pages)

‘OK, babe,’ they tell her, ‘answer it, but no funny business.’ Viv opens the door and it’s James Bond, six feet tall, lean, fit, scar on his face, cool grey-blue eyes (p.127). As usual, there is no detection involved in a Bond story. He is immediately thrown into confrontation with the bad guys – the only question is when the shootout will erupt.

Viv almost faints with relief as she invites Bond into the dining area, making secret signs with her fingers and winking at him. He says he was driving down to Albany when he got a slow puncture a mile or so back. Now it’s completely flat, he saw the ‘Vacancy’ sign on and wants to stay the night. Menacingly, the two hoods try to deter him, but Bond insists, so they shrug and say, ‘OK doll, get him a key’.

Very relaxed, the goons tell Bond that Viv is in a bit of a state because they’re investigators for the motel’s owner and were sent up to investigate claims she was fiddling the books. Bond instinctively disbelieves them. Amazingly, they let Viv go out to Bond’s car with him to collect his bags and stuff where she tells him in full and graphic detail what a nightmare she’s been in, and how evil the bad guys are. Bond reassures her, palms a gun and a small attaché case, and returns to the dining area, while the two hoods watch resentfully.

Bond confidently orders a meal and Viv scrambles yet more eggs and fries yet more bacon, while he explains why he’s here.

Complicated backstory

Apparently, a high-level Russian scientist from the nuclear sub base at Kronstadt, ‘Boris’, has defected. Our chaps offered him a new identity in the West. The Russians generally shrug when defectors leave, but this one was so high-level they want him liquidated to set an example. So they put out a contract of £100,000 on him.

Word got round to SPECTRE – the nefarious criminal organisation introduced in the preceding novel, Thunderball. (In fact Bond specifically references ‘Operation Thunderball‘ and Viv turns out to have read about it in the papers.)

An ex-Nazi (as so often, cf the ex-Nazi von Hammerstein in For Your Eyes Only or Hugo Drax in Moonraker), Horst Uhlmann, picks up the contract. All this is discovered and reported by the Canadian Mounties and Bond is sent to Canada on the case. They decide he will impersonate ‘Boris’, since he happens – fortuitously – to be a dead ringer for him (handsome physicist!). Thus Bond camps out in the defector’s flat waiting for the assassination attempt to come. So one day the bad guys come knocking and there is a furious shootout in the apartment building hallway. The wounded Horst forces open the apartment door, into where Bond is kneeling to fill him full of lead. End of assassination attempt.

But Horst had recruited a back-up team from bad guys attached to The Mechanics crime gang in Albany, upstate New York, and Bond wants to complete the job by tracking down and capturing them. (This is a very convoluted back story.) So Bond set off to drive from Canada down to Albany and was cruising along the highway when he realised he had a puncture, and limped past the bright ‘Vacancy’ sign on the motel just as the storm broke. That’s why he’s here.

I found this explanation tortuous, implausible and hard to follow. As often, the ‘international espionage element’ felt like it was tacked on to a plot which in essence is much more like a kind of Raymond Chandler / Mickey Spillane gangster story. Remove the defector, and it’s the cops / special agent, against organised criminals / the Mob.

All this has been conveyed by page 140 of this 190-page novel. What remains? The shootout and escape.

The long dénouement

The ending is very dragged-out. Eventually the hoods let Bond and the girl go to their cabins to sleep, though ensuring Bond’s is the one right at the end of the line. Bond shows Viv how to secure her bedroom bu shoving wedges under the door, pushing the TV cabinet against the window, creating a pretend body in the bed, and sleeping on the floor. Only then does he kiss her and go off to his cabin.

In the middle of the night Viv wakes to see a glimmer of light coming from the built-in wardrobe, then there’s a crash and Sluggsy bursts in through a rent the baddies had obviously made through the back of the wall and into her wardrobe, earlier in the evening. Sluggsy seizes Viv by the hair and cuffs her unconscious.

As she comes to, Viv realises she’s being pulled along the ground, in pain, while light and sound rage around her. Slowly she realises the motel complex has been set on fire and that Bond has rescued her from the burning building. He makes sure she’s safe, breathing and conscious, leaving her at the edge of the trees to run back to the burning cabin to retrieve the pistol he gave her. Along with his Beretta, that makes two weapons.

He explains that the bad guys had shot bullets through his cabin window into the fake body Bond created in his bed. Bond had waited till they were satisfied they had ‘killed’ him and left, slipping out the back of his cabin. He had seen them begin to torch the motel buildings, then scampered along to Viv’s cabin, to find her unconscious and rescue her, which is where the narrative picked up.

From their vantage point, Bond and Viv watch the two hoods walking from the motel carrying TV sets; so they’re doing a little freelance looting as well as arson. The plot is finally clear to Bond: it is an insurance scam. The two hoods are paid by Sanguinetti to torch the motel. The girl was to be the patsy. The Phancies were in on the scam. They would testify that they left the girl in charge and told her to turn off the electricity and use oil hurricane lamps. One of these would be found overturned among the burned ruins, along with the body of the girl. It would all be blamed on her and Sanguinetti would collect half a million cash. Tidy.

Now Bond walks into the light and tells the men to freeze. He sends the girl to pat their pockets and armpits to get their guns, but Horror moves like lightning, dropping his TV set, swirling and taking the girl hostage and counter-threatening Bond, as in a million TV and movie scenes. So the baddies edge to the corner of the building using the girl as a shield, then get away, not without a shot or two of Bond’s winging them.

There is then a great deal of crawling round buildings, hiding behind walls – as the fire continues to rage – dodging bullets, with the opposition popping up in unexpected places, everyone firing at everyone else. Might look good on TV or in a film, but a little boring to read. (Compare and contrast with the opening section about Viv’s teenage experiences, which were fascinating and original.)

Then the baddies are in their car, making their escape, and Bond leaps to his feet right in their path and, in classic duelling stance, side-on to his target (exactly as he did when he shot into the cab of the high-speed locomotive in Diamonds Are Forever) Bond shoots point blank into the car, which suddenly veers off the drive, across the lawn and over a small cliff into the lake – SPLASH – and sinks. End of bad guys.

Bond and the girl stagger through the still-burning ruins to one of the remaining motel cabins and have what is presumably meant to be a sensual shower together, tenderly soaping each other, the girl’s extensive injuries and wounds from Horror’s torture now conveniently forgotten. This reader found it impossible to relax into this soft porn after, not just the shootout we’ve just experienced, but the girl’s brutal degradation in the second section, let alone her traumatic sexual experiences in the opening. Far too much has happened and been too serious and traumatic to let the reader enjoy a sudden bit of Emmanuel or Bilitis.

And, disappointingly, we are now subject to paragraphs of gush about how strong, tall and handsome Bond is. As they shower or dry each other with soft towels, Viv thinks how Bond is ‘like the prince from the fairy tales’ who has saved her from the dragon and now is justified in taking his reward – her (p.176). He makes love to her, and she reflects:

All women love semi-rape. They love to be taken. It was his sweet brutality against my bruised body that had made his act of love so piercingly wonderful. That and the coinciding of nerves completely relaxed after the removal of tension and danger, the warmth of gratitude, and a woman’s natural feeling for her hero. (p.176)

After the tremendous insight and sympathy Fleming showed in the opening autobiographical sequence, this feels like an imaginative and moral collapse into pulp, cliché, stereotype.

The lovers fall asleep. In the middle of the night Viv hears something and looks up. There is a nightmare face at the window, slobbering, drooling, grimacing. There is a powerful Edgar Allen Poe-ish paragraph where she says she feels her hair literally stand on end, and tries to cry out but is literally frozen with terror. Then the window smashes and Bond reacts like a snake, whipping the gun out from under his pillow and shooting the figure at the window multiple times. He goes outside to check the body – Sluggsy – is definitely dead, comes back into the room, pulls the curtains over the smashed window, and then takes Viv again, ‘fiercely, almost cruelly’ (p.182). Pulp. Sensationalism. Crudity.

And in the morning he is gone, leaving a long practical letter and Viv to her gushing schoolgirl thoughts.

He would go on alone and I would have to, too. No woman had ever held this man. None ever would. He was a solitary, a man who walked alone and kept his heart to himself. (p.146)

The final section also drags quite badly. Bond’s letter tells Viv he’s up, fixed his wheel and on the road south to track down the Mechanics baddies, as he first explained. He will call the local police to come interview her (and get them to bring hot food) and do everything he can to make sure she gets the reward from the insurance company for foiling the arson scam.

Sure enough, there’s the drone of a police car pulling up outside and then some motorbikes. The handsome young motorcycle policeman has brought hot coffee and doughnuts. While Viv tucks in, the friendly old police chief first takes down all the details of the night before (corroborating the account Bond’s already given) then takes her aside for a friendly word of advice.

In a frankly odd finale, the old cop tells her she has had an insight into the dark underbelly of society, the hidden world of crime and law enforcement. The men who inhabit it – whether good guys like Bond or bad guys like Sluggsy and Horror – live a life apart, different from nice girls like Viv, from most good citizens. So, the cop tells her, she mustn’t go hero worshipping such a man. He comes from a different world, one she doesn’t want to enter. She must stay in the normal world, the real world, of decent folks. Viv agrees. She looks at the handsome young motorbike cop who kindly brought the coffee and doughnuts. Yes, he’s the kind of man she should fall in. Decent, reliable, someone from her world.

With these thoughts she packs up her few worldly goods onto the back of the Vespa and, with a parting wave at the kindly cops, speeds off down the highway.

It feels like a bizarre attempt to reintegrate the narrative into the everyday world of its likely readers. Why? Reminds me of the odd disjunction in many Hitchcock movies, which start in the (to us) stiflingly conformist ‘Hi honey, I’m home’ world of 1950s American suburbia, before taking us off into situations of extreme violence or horror (North by North-West, Psycho) before returning the viewer to normality, closing the violence cupboard, resolving the trauma.

It’s such a reassuringly conformist ending that is seems to us, 50 years later, almost surreal. But her farewell wave, and the image of a tough young woman who has survived a nightmare ordeal, still independent and undaunted, setting off down the highway into an unknown future, that still has a curiously contemporary ring.


Comments

It is an extraordinary tour de force by Fleming to devote so much time and effort to a sympathetic portrait of a young woman in 1950s England. It reminds me straight away of the extended sequence towards the end of its predecessor novel, Thunderball, where that book’s ‘Bond girl’, Domino, shared with Bond a long reminiscence of her teenage fantasies about the sailor figure who appears – or used to appear – on packets of Players cigarettes, a sequence which, the longer it went on, the more moving and beguiling I found it.

For a man sometimes accused of hating or degrading women, Fleming spent a lot of time imagining himself into the lives and experiences of his female characters. (The Wikipedia article on the book – linked to below – includes a round-up of contemporary reviews of Spy: almost all the critics really disliked it, among other things for its graphic sex scenes; but it is notable that the only positive review is from a woman, Esther Howard, who commented on the romantic element in the book, praising its ‘Daphne du Maurier touch’. Odd that the male critics noted only the sex and sexual violence, which they (presumably) felt duty bound to disdain; but it took a woman to recognise and enjoy the various elements of romantic psychology which Fleming had consciously given Vivienne.)

Time

Nearly all the novels mention the phrase ‘all the time in the world’ somewhere or other, here on page 131. It is a leitmotif scattered through the oeuvre, and each time I read it reminds me of the Louis Armstrong version of the song.

But they also nearly always reflect, somewhere well on into the action, on how the early scenes of Bond being briefed by M or arriving at the location fresh and innocent, now seem like months even years ago, so much has happened in the interim.

And so, although the immediate action of this novel takes place over the 8 hours or so of one nightmare night, from the Phancies leaving Viv in the motel at dusk to the police arriving the next morning, the intensity of the psychological experiences feel like a lifetime.

I looked at my watch. It was two o’clock. So it was only five hours since all this had begun! It could have been weeks. My former life seemed almost years away. Even last evening, when I had sat and thought about that life, was difficult to remember. Everything had suddenly been erased. Fear and pain and danger had taken over. (p.160)

A lot is experienced in a very short space of time. Arguably it is the mark of the thriller genre that it focuses on intensity over depth of experience. What sets Fleming apart is that he embeds his intensities into writing with a number of other virtues or merits. I especially like his realistic descriptions of places, people, meals and landscapes. But it is clear from sequences like the long opening section of this novel, that he was also interested in trying to create a realistic psychology for his characters. It is only intermittently successful and when it fails – as with Viv’s collapse into gushing schoolgirl adoration of her hero – it fails badly. But it is the sheer fact of the attempt which is interesting.

The life-affirming effect of danger

And the simplest element in a character’s psychology is their thoughts and reflections. Are they the bare minimum required by the plot, to create a kind of entry-level sympathy? Or are they a bit more ambitious, pointing the moral not only of the story itself, but maybe of the genre and the act of reading?

Thus Viv is given quite a few moments of reflection, in the early section mulling over her disastrous love life (effective), in the final section full of gushing hero worship of the Sir Galahad who has saved her (poor). In the middle sequence, though, while she is being threatened, terrorised, then beaten, she expresses the simple credo which is at the core of the entire thriller genre.

The simple act of living, how precious it was! If I got out of this, I would know it for ever. I would be grateful for every breath I breathed, every meal I ate, every night I felt the cool kiss of sheets, the peace of a bed behind a closed, locked door… Love of life is born of the awareness of death, of the dread of it. (p.111)

‘Love of life is born of the awareness of death, of the dread of it.’ And thrillers, spy novels, pulps, with their varying levels of violence and escape, vicariously take the reader into scenes of danger, then restore them to the everyday world, chastened, stunned, ready to value every moment of health and happiness we can seize in such an unstable world.

The true jungle of the world, with its real monsters, only rarely shows itself in the life of a man, a girl, in the street. But it is always there. You take a wrong step, play the wrong card in Fate’s game, and you are in it and lost – lost in a world you had never imagined, against which you have no knowledge and no weapons. No compass. (p.106)

Hardly profound philosophy, but the frequency of passages like this – or the many places where Bond reflects on his job as a killer and is troubled by the deaths he’s caused – suggest that Fleming is more interested in the thoughts and reflections his characters give rise to than in the rather paltry, often silly scenarios he has to put them through for the entertainment of his pulp audience.


Credit

The Spy Who Loved Me by Ian Fleming was published in 1962 by Jonathan Cape. All quotes and references are to the 2006 Penguin paperback edition.

Related links

Other thrillers from 1962

The Bond novels

1953 Casino Royale Bond takes on Russian spy Le Chiffre at baccarat then is gutted to find the beautiful assistant sent by London to help him and who he falls in love with – Vesper Lynd – is herself a Russian double agent.
1954 Live and Let Die Bond is dispatched to find and defeat Mr Big, legendary king of America’s black underworld, who uses Voodoo beliefs to terrify his subordinates, and who is smuggling 17th century pirate treasure from an island off Jamaica to Florida and then on to New York, in fact to finance Soviet spying, for Mr Big is a SMERSH agent. Along the way Bond meets, falls in love with, and saves, the beautiful clairvoyant, Solitaire.
1955 Moonraker An innocent invitation to join M at his club and see whether the famous Sir Hugo Drax really is cheating at cards leads Bond to discover that Drax is in fact a fanatical Nazi determined on taking revenge for the Fatherland by targeting an atom-bomb-tipped missile – the Moonraker – at London.
1956 Diamonds Are Forever Bond’s mission is to trace the route of a diamond smuggling ‘pipeline’, which starts in Africa, comes to London and then to follow it on to New York, and further to the mob-controlled gambling town of Las Vegas, where he wipes out the gang, all the while falling in love with the delectable Tiffany Case.
1957 From Russia, with Love Bond is lured to Istanbul by the promise of a beautiful Russian agent who says she’ll defect and bring along one of the Soviets’ precious Spektor coding machines, but only for Bond in person. The whole thing is an improbable trap concocted by head of SMERSH’S execution department, Rosa Klebb, to not only kill Bond but humiliate him and the Service in a sex-and-murder scandal.
1958 Dr. No Bond is dispatched to Jamaica (again) to investigate the mysterious disappearance of the station head, which leads him to meet up with the fisherman Quarrel (again), do a week’s rigorous training (again) and set off for a mysterious island (Crab Key this time) where he meets the ravishing Honeychile Rider and the villainous Chinaman, Dr No, who sends him through a gruelling tunnel of pain which Bond barely survives, before killing No and triumphantly rescuing the girl.
1959 Goldfinger M tasks Bond with finding out more about Auric Goldfinger, the richest man in England. Bond confirms the Goldfinger is smuggling large amounts of gold out of the UK in his vintage Rolls Royce, to his factory in Switzerland, but then stumbles on a much larger conspiracy to steal the gold from the US Reserve at Fort Knox. Which, of course, Bond foils.
1960 For Your Eyes Only (short stories) Four stories which started life as treatments for a projected US TV series of Bond adventures and so feature exotic settings (Paris, Vermont, the Seychelles, Venice), ogre-ish villains, shootouts and assassinations and scantily-clad women – but the standout story is Quantum of Solace, a conscious homage to the older storytelling style of Somerset Maugham, in which there are none of the above, and which shows what Fleming could do if he gave himself the chance.
1961 Thunderball Introducing Ernst Blofeld and his SPECTRE organisation who have dreamed up a scheme to hijack an RAF plane carrying two atomic bombs, scuttle it in the Caribbean, then blackmail Western governments into coughing up $100,000,000 or get blown up. The full force of every Western security service is thrown into the hunt, but M has a hunch the missing plane headed south towards the Bahamas, so it’s there that he sends his best man, Bond, to hook up with his old pal Felix Leiter, and they are soon on the trail of SPECTRE operative Emilio Largo and his beautiful mistress, Domino.
1962 The Spy Who Loved Me An extraordinary experiment: an account of a Bond adventure told from the point of view of the Bond girl in it, Vivienne ‘Viv’ Michel, which opens with a long sequence devoted entirely to her childhood in Canada and young womanhood in London, before armed hoodlums burst into the motel where she’s working on her own, and then she is rescued by her knight in shining armour, Mr B himself.
1963 On Her Majesty’s Secret Service Back to third-person narrative, and Bond poses as a heraldry expert to penetrate Blofeld’s headquarters on a remote Alpine mountain top, where the swine is carrying out a fiendish plan to use germ warfare to decimate Britain’s agriculture sector. Bond smashes Blofeld’s set-up with the help of the head of the Corsican mafia, Marc-Ange Draco, whose wayward daughter, Tracy, he has fallen in love with, and in fact goes on to marry – making her the one great love of his life – before she is cruelly shot dead by Blofeld, who along with the vile Irma Bunt had managed to escape the destruction of his base.
1964 You Only Live Twice Shattered by the murder of his one-day wife, Bond goes to pieces with heavy drinking and erratic behaviour. After 8 months or so M sends him on a diplomatic mission to persuade the head of the Japanese Secret Service, ‘Tiger’ Tanaka to share top Jap secret info with us Brits. Tiger agrees on condition that Bond undertakes a freelance job for him, and eliminates a troublesome ‘Dr Shatterhand’ who has created a gruesome ‘Garden of Death’ at a remote spot on the Japanese coast. When Bond realises that ‘Shatterhand’ is none other than Blofeld, murderer of his wife, he accepts the mission with gusto.
1965 The Man With The Golden Gun Brainwashed by the KGB, Bond returns from Japan to make an attempt on M’s life. When it fails he is subjected to intense shock therapy at ‘The Park’ before returning fit for duty and being dispatched to the Caribbean to ‘eliminate’ a professional assassin, Scaramanga, who has killed half a dozen of our agents as well as being at the centre of a network of criminal and political subversion. The novel is set in Bond and Fleming’s old stomping ground, Jamaica, where he is helped by his old buddy, Felix Leiter, and his old secretary, Mary Goodnight, and the story hurtles to the old conclusion – Bond is bettered and bruised within inches of his life – but defeats the baddie and ends the book with a merry quip on his lips.
1966 Octopussy Three short stories in which Bond uses the auction of a valuable Fabergé egg to reveal the identity of the Russians’ spy master in London; shoots a Russian sniper before she can kill one of our agents escaping from East Berlin; and confronts a former Security Service officer who has been eaten up with guilt for a wartime murder of what turns out to be Bond’s pre-war ski instructor. This last short story, Octopussy, may be his best.

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