The Plantagenets (2) by Dan Jones (2012)

Part two of my summary of Dan Jones’s rip-roaring, boys-own-adventure, 600-page-long account of the history of the Plantagenet kings and queens (1154-1400).

Episodes

It becomes clearer in the second half of the book that each of the book’s short chapters (average length 9 pages) begins with a dramatic moment or colourful scene which grabs our attention. And then Jones goes back a bit to explain how it came about, what led up to it and what it meant.

This helps explain why the book feels so popular and gripping, because, on one level, it supplies a steady sequence of 85 (there are 85 chapters) dramatic, exciting or colourful moments. This became particularly obvious in a sequence of chapters about the early reign of Edward III:

When Parliament met in March 1337, a hum of excitement and agitation settled over Westminster… (New Earls, New Enemies)

On 26 January 1340, Edward III entered the Flemish city of Ghent, with his entire household accompanying him, including his heavily pregnant queen, who was carrying the couple’s sixth child in ten years… (The Hundred Years War Begins)

As dusk approached on the evening of 24 June 1340, six months after he had declared himself king of the best part of western Europe, Edward stood aboard his flagship, the cog Thomas… and watched the sea offshore from Sluys, in Flanders, churn with the blood of tens of thousands of Frenchmen… (Edward at Sea)

Violent seas threw the king’s boat about for three days as it stuttered from the coast of Flanders to the mouth of the Thames. It was the very end of November 1340, and with winter approaching it was more dangerous than usual to venture a Channel crossing… (The Crisis of 1341)

In the heat of July 1346 the English army marched through a broken, hell-bright landscape of coastal Normandy. All around them fields were lit up in ghastly orange by marauding bands of arsonists… (Dominance)

The English summer of 1348 was wet, but in defiance of the weather the country fairly blazed with glory. The king had returned to England in October the previous month in triumph… (The Death of a Princess)

You get the idea. The way the chapters don’t have numbers but snappy or sensational titles also helps give you the impression that what you’re reading is less like a traditional history and more like a poolside thriller.

Henry III and Prince Edward

We left our heroes in the last days of the weak and malleable king, Henry III – years which saw the rise of his tough, warrior son, Prince Edward (b.1239).

Prince Edward led the Royalist army at the Battle of Lewes on 14 May 1264, the first set piece battle on English soil in a century. The rebels won, capturing the King, Lord Edward, and Richard of Cornwall, Henry’s brother and the titular King of Germany. This led to the Great Parliament of 1265 (also known as Montfort’s Parliament). For the first time representatives were invited from all the counties and selected boroughs of England. Voting rights were discussed. All this was the seeds of modern democracy, more accurately part of the ongoing detailed process whereby successive Plantagenet kings found themselves forced to consult, first with the barons and nobles and then, by the reign of Richard II (1377-99) with the ‘commons’, the knights and justices of the shires.

But Prince Edward managed to escape from captivity and rallied royalist nobles as well as Welsh rebels and this led to a pitched battle with de Montfort’s forces at Evesham, which was a decisive royalist victory. Jones describes how a 12-man hit squad was commissioned to roam the battlefield, ignoring everything, with the sole task of finding and killing de Montfort. They succeeded. His body was mutilated, his testicles, hands and feet cut off. To later generations he became a sort of patron saint of representative government. Today De Montfort University in Leicester is named after him.

Henry III was once again titular king but he was a broken, dithering old man. The real power in the land was his forceful and energetic son, Edward (named after Henry’s icon, Edward the Confessor) who turned out to be a very different character from the saintly Saxon.

Edward I (1272-1307) ‘a great and terrible king’

Edward’s career divides into roughly four parts:

1. Growth to maturity under his father Henry (1239-1272). This involved him in the complex problems caused by his father’s weakness and the malign influence of his mother’s foreign relations, the de Lusignan family, all of which climaxed in the Barons Wars, in which rebels against royal authority were led by Simon de Montfort. These forces won the battle of Lewes in 1264 and de Montfort was for a few years effectively ruler of England, but were then comprehensively crushed and de Montfort killed at the Battle of Evesham in 1265. The civil war dragged on for a few more years, with individual rebels being picked off or offered concessions and peace.

2. Crusade (1270-74). Edward mulcted the country to raise the money to go on the Ninth Crusade and, unlike his immediate forebears, actually managed to leave, but the crusade proved to be a fiasco in several ways. For a start the leader, French King Louis IX of France allowed himself to be persuaded by his brother, Charles of Anjou, who had made himself King of Sicily, to sail not to Palestine but to attack his enemies in the coast of Tunisia, who were harrying Sicily. By the time Edward arrived Louis had signed a peace with the emir leaving Edward and his army with nothing to do. Undeterred they sailed for the Holy Land.

Here the situation was poor. Jerusalem had fallen 50 years earlier leaving Acre the centre of the diminished Crusader state and this was menaced by the overwhelming force of Baibars, leader of the Mamluks. After a few feeble sorties Edward had to stand by while Hugh III king of Jerusalem made a treaty with the Mamluks, who were themselves menaced by the encroaching Mongols in the north. The only notable event of Edward’s crusade is when an assassin was allowed into his private chambers and stabbed him. Edward managed to kill the attacker but was seriously wounded and took months to recover.

With the signing of the peace treaty there was little more to do, so he reluctantly packed up and headed back to England. En route he learned that his father had died but instead of rushing back took nearly a year to return, attending to business in his province of Gascony, then having an audience with the French king at which he renewed his vows of fealty i.e. that he held Gascony as a servant of the French King.

Wales Edward is famous for his wars of conquest in Wales and Scotland. Wales came first. It was ruled by Llywelyn ap Gruffudd who had benefited from the Barons Wars and slowly intimidated his way to rule over more and more of the other Welsh princes from his base in the northern province of Gwynned. Eventually, Llywelyn’s aggressive policies triggered a response from Edward who invaded with an overwhelming force in a carefully calculated campaign. In less than a year he had forced Llywelyn ap Gruffudd to retreat. Edward built enormous castles to act as permanent English powerbases as he and his army progressed through north Wales. After Llywelyn sued for peace he was made to perform fealty to Edward, hand over hostages, pay fines, and then travel to Westminster to perform submission, again.

In 1284 Edward issued the Statute of Rhuddlan that annexed Wales and made it a province of England. The title Prince of Wales was handed to Edward’s eldest son, Prince Edward (later Edward II) – a tradition that continues to this day.

Scotland Edward was so relentless in his attacks against the Scots that after his death he became known as ‘Scottorum malleus’ – the Hammer of the Scots. In 1287 Alexander III, King of Scots, died suddenly after falling from his horse. The succession crisis that followed presented Edward with a golden opportunity to expand on his conquest of Wales. In the absence of an obvious heir, the Scottish crown looked set to pass to Alexander’s infant grand-daughter, Margaret, the daughter of the King of Norway, hence the folk name she acquired, the ‘Maid of Norway’. But all elaborate plans centring on her collapsed when she died en route to Scotland.

With rival claimants vying for the crown Edward was invited by the senior nobles of Scotland to judge the claims and make the choice. This was a golden opportunity and Edward exploited it insisting that he be recognised as feudal overlord of the Scots before a new Scots king be appointed. The two strongest claimants were Robert Bruce and John Balliol. After much machination Balliol was appointed king, but on the understanding that he did so as vassal to Edward.

Edward rode Scotland hard, demanding high taxes and soldiers for his wars in Wales and Gascony. In 1295 the Scots signed a mutual aid treaty with France, an alliance which was to last centuries and come to be known as ‘the Auld Alliance’.

Edward launched a brutal attack, taking Berwick, which the Scots had occupied, slaughtering the inhabitants before pushing on into Scotland and decisively defeating the Scots at the Battle of Dunbar 1296. Balliol was captured, stripped of his ceremonial trappings, and sent to prison in England, while Edward’s army returned south laden with loot including the legendary stone of Scone, also known as the Stone of Destiny, which was placed under the throne in Westminster Abbey.

However the Scots, like the Welsh, refused to accept defeat, and rebellions broke out in the highlands and lowlands, the latter led by William Wallace who managed to defeat the army Edward sent against him at the Battle of Stirling Bridge 11 September 1297. At which point Edward marched north with another army and defeated Wallace at the Battle of Falkirk. Wallace was later captured and sent south to London where he was brutally tortured and executed.

However Robert Bruce, who lost the contest for the crown in 1295, won support among the Scots nobles and had himself crowned King of Scotland in 1306. As he hadn’t asked permission of Edward, the English king once again marched north, defeated the Scots in a series of battles and forced Robert to flee. However, the Bruce refused to admit defeat, gathered his forces, and made renewed attacks on isolated English garrisons in 1307. Not even the capture and execution of key Bruce supporters (including members of Bruce’s own family) could reverse the tide.

Yet again Edward marched north but on 7 July 1307, within sight of Scotland in sight, the 68-year-old king died at Burgh-on-Sands. The campaign for the conquest of Scotland passed on to his son, Edward II who was, to the Scots’ relief, and shadow of his brutal and implacable father. In 1314 Bruce was to rout a larger English force at Bannockburn. Recognition of Scotland’s sovereignty came at the start of the reign of Edward’s grandson, Edward III, in 1328.

The Jews Usury i.e. lending money out at interest, was banned to Christians, but kings and merchants needed funds so money-lending tended to be a specialist activity of England’s small Jewish community of maybe 2,000. This activity and their status as outsiders to the laws of the land made them vulnerable to victimisation. In 1275 Edward issued the Statute of Jewry that imposed severe taxation on the Jewish population of England. The Statute proved both lucrative and popular, so Edward extended the policy and in 1290 expelled the entire Jewish community from England – minus their money and property. The money raised went directly into his expensive campaigns in Scotland and Wales.

Edward II (1307-27)

The revelation for me was how unpopular Edward II was even before he became king. Edward I fathered no fewer than 14 children but with the deaths of most of the older ones, young prince Edward of Carnarfon emerged as the heir and favourite. But even by the time he was a teenager he was already proving a disappointment. There are records of numerous violent arguments between father and son, not least as Edward fell under the hypnotic spell of the charismatic Piers Gaveston.

It is difficult to establish at a distance of eight hundred years just what their relationship really amounted to but Jones points out that the accusations of homosexuality which later gathered round the relationship only really appear in the chronicles after Edward’s death in 1327. From Edward’s recorded words and writings during his reign, it seems that he regarded Gaveston more as a beloved adopted brother, who he blindly hero worshipped. Gaveston joined Edward’s household in 1300 and was tried and executed in 1312 and during this time caused havoc. He was dilettantish and rapacious, greedy for titles.

Gaveston stage-managed Edward II’s coronation, shocking the assembled nobility of England by rudely sidelining Edward’s queen, Isabella, daughter of the powerful King Philip IV of France. His behaviour alienated numerous groups and noble families who first protested and forced the king to send him into exile, then, when Gaveston returned, and then rose against the king. Edward II’s reign comes to its first climax with the seizure and execution of Gaveston by a kangaroo court led by the Earl of Lancaster, in 1312. The polarisation of the aristocracy led to several years of confrontation between the armed camps and it was during this period that the Scots won their great victory at the Battle of Bannockburn in June 1314.

The sense of ill omen about Edward’s reign was compounded by the Great Famine of 1315-17. For three years in a row there was unusual amounts of rainfall in the spring and summer which ruined crops. There was widespread famine and reports of cannibalism. It is thought that population had been rising since the time of the Norman Conquest but now it came to a dead halt and declined. The famine undermined belief in the church and the efficacy of prayer, and also in the secular authorities who proved hopeless at alleviating starvation.

But having eliminated Gaveston did not change Edward II’s dependence and he switched his allegiance to the Despenser family, in particular Hugh Despenser the Younger with whom he became close friends. The same problems arose again, which is that the king gave disproportionate amounts of land and favours and honours to the Despensers and their extended family, perpetuating the party opposed to Edward.

In 1321, once again led by the Earl of Lancaster, the rebellious barons seized the Despensers’ lands and forced the king to exile them. Edward led a short military campaign, capturing and executing Lancaster and restoring Despensers grip on power. The cabal set about executing their enemies and confiscating their estates, particularly of the Mortimer family who had become one of the leading opponents and now fled to France.

The French king took advantage of the turmoil in England to make attacks on Plantagenet territory in France, particularly Aquitaine. Lacking the money or support from his nobles to launch any kind of military campaign, in 1325 Edward sent his queen, Isabella, to negotiate a peace treaty but by now she had had quite enough of a king who did nothing but snub her and load his favourites with wealth and honour. Isabella not only refused to return but quickly fell into league with the exiled noble Roger Mortimer and scandalised opinion by taking him as her lover.

In 1326 they landed with a small army in East Anglia and, as they marched across the country, more and more local nobles rallied to the cause. As his regime collapsed around him, Edward was forced to flee to Wales where he was captured in November. The king was forced to relinquish his crown in January 1327 in favour of his 14-year-old son, Edward III, and he died in Berkeley Castle on 21 September, probably murdered on the orders of the new regime.

Edward III (1327-77)

In Jones’s account Edward’s reign falls into roughly three periods. For the first three years, as a boy, he was under the guardianship of his mother Isabella and her lover Roger Mortimer, who proved every bit as rapacious as the former king had been. As soon as he was old enough, in 1330 Edward launched a coup against them. Isabella was exiled to a provincial castle but Mortimer was formally tried for arrogating royal power, found guilty and hanged at Tyburn.

Part two of his life is the central period from 1330 to 1360, during which Edward emerged as possibly the greatest of all the Plantaganet kings. He:

  1. conducted successful campaigns to restore or establish English control of Wales, Scotland and key territories in mainland France, namely Aquitaine
  2. fathered a huge brood of children (ten), with three or four of the sons growing up to become powerful and successful soldiers, political figures and leaders in their own right, namely Edward the Black Prince b.1330
  3. realising the English aristocracy had been depleted by deaths in battle and also what had been in effect the civil war of Edward II’s reign, Edward cannily set about creating new earls and awarding them land around the kingdom, along with a new order of ‘dukes’, this creating a special bond between himself and the nobles of England
  4. Edward was fascinated by the legend of King Arthur and spent a fortune commissioning a room to hold a Round Table at Windsor, as well as instituting the noble Order of the Garter, as another way of binding together the English aristocracy

Edward was determined to seize back the territories in continental France which had been held by Henry II at the peak of the Plantagenet Empire. Over the next thirty years he launched a series of campaigns which led to the two ‘famous’ victories over French armies, at Crecy on 26 August 1346 and Poitiers on 19 September 1356. The latter battle was so decisive the English captured the French King John II and took him, and numerous other nobles, back to England to be ransomed.

Jones explains how Edward set about carefully allotting each of his adult sons a territory within his ’empire’ to manage, with the Black Prince being awarded Aquitaine, the duchy belonging to his great grandfather Richard the Lionheart. However, the Prince’s rule was troubled by three factors. He chose to get dragged into the affairs of Spain, taking the side of Don Pedro of Castile against his half-brother Henry of Trastámara. The Prince defeated Henry only to discover that Pedro was completely broke and couldn’t pay anything towards the huge loans the Prince had taken out to pay his mercenaries. This led directly to the second bad decision which was that the Prince was forced to impose onerous taxes on the nobles and people of Aquitaine, managing to alienate all of them. When the king of France came probing around the border of Aquitaine, towns opened their gates to him without a fight.

The third piece of bad luck was that during the campaign against Henry of Trastámara, the Prince picked up a recurrent fever, maybe malaria, which undermined the physical energy which had made him such a legend at Crecy and Poitiers. Increasingly enfeebled – having to be carried around in a sedan chair – he reacted savagely to his mounting problems. After the town of Limoges capitulated to the French king without a struggle, but was then retaken by English forces, the Prince ordered an indiscriminate slaughter of the civilian population in 1370. The Black Prince returned to England in 1371 and the next year resigned the principality of Aquitaine and Gascony. He lingered on, increasingly infirm, for five more years and died in 1376, the year before his father.

As the 1360s progressed, King Edward himself grew more infirm. Many of the close knit circle of contemporaries passed away. In 1364 King John II of France passed away and was succeeded by the vigorous and aggressive Charles V. Edward sent his son John of Gaunt with an army against Charles but the campaign was a failure. With the Treaty of Bruges in 1375, the once-great English possessions in France were reduced to the coastal towns of Calais, Bordeaux, and Bayonne.

Edward’s beloved wife Philippa of Hainault died in 1369. Grief-stricken, Edward took comfort in a long-running affair with a mistress, Alice Perrers. Discontent at home led to the convocation of the so-called Good Parliament in 1376, which was the longest parliament up to that time. As so often it was called to raise taxes for the crown, but was an opportunity for critics to vent their grievances and in particular gave voice to the so-called commons more than any previous meeting.

But the real power in the land at the end of Edward’s reign was his son John of Gaunt.

The Black Death

Plague came to England in 1348, arriving at Weymouth in Dorset, from Gascony in June 1348. By autumn, the plague had reached London, and by summer 1349 it covered the entire country, before dying down by December. The best current estimate is that, depending on region, between 40 and 60 percent of the population perished. Not so well known is that the plague returned in 1361–62 this time causing the death of around 20 percent of the population.

Leaving aside the horror and the despair the surprising thing, in Jones’s account at any rate, is how little impact this astonishing holocaust had on the economic, political, military or social structures of the day. The best known is that is resulted in a shortage of labour which lasted generations and, in effect, led to the end of feudal servitude.

Because he is interested in political history and, more precisely, in the stories of the kings conceived as Hollywood blockbusters, the plague makes remarkably little difference to Jones’s narrative. In 1356 England and France are back at war as if nothing had happened.

Richard II (1377-1399)

Richard was the second ill-fated king of the 14th century, destined, like Edward II, to be overthrown and, oddly, after nearly the same length of reign, 20 years for Edward II, 22 years for Richard II.

Richard was the son of Edward III’s oldest surviving son, Edward the Black Prince and so heir to the throne even though his father died before his grandfather. Having been born in 1367 he was only ten when he came to the throne and Jones gives a vivid description of his coronation and the surrounding festivities which – he speculates – deeply marked the boy, convincing him of his divine right to rule.

The common people, and the nobles, all hoped the arrival of a new young king would mark a turnaround from the sombre final years of Edward III’s reign. They also crowned him in a hurry because many feared that the mature and forceful John of Gaunt was himself scheming to seize the throne.

Early on he was controlled by a series of Regency Councils dominated by his uncles, John of Gaunt and Thomas of Woodstock, though their influence was contested. The ruling classes imposed a series of three poll taxes to raise money for continuing the war with France, and this was one of the spurs which led to a sudden outbreak of violence among serfs in Essex and Kent which quickly escalated into the Peasants’ Revolt. The revolt was a really serious violent revolution. The rebels took London, burning and looting, seized the Tower of London and murdered many leading notables including the Archbishop of Canterbury, who was also Lord Chancellor, and the king’s Lord High Treasurer, Robert Hales.

Richard played an astonishingly central role in quelling the revolt, personally intervening to meet the rebel leaders and organise an ambush whereby the main leader Wat Tyler was pulled from his horse and stabbed. When the mob surged forward Richard rode among them and shouted ‘I am your leader, follow me’, and they did follow him away from the scene of the murder and Richard’s militia was then able to disperse them.

Richard married Anne of Bohemia, daughter of Charles IV, the Holy Roman Emperor, on 20 January 1382, the empire being seen as potential allies against France in the ongoing Hundred Years’ War, but the marriage was unpopular, the alliance didn’t lead to a single military victory, and the marriage was childless. Anne died from plague in 1394, greatly mourned by her husband.

Richard’s reign was marked by two political crises, in 1386-88 and the final one in 1397-9.

First crisis 1386-88

Favourites Very like Edward II, Richard appointed a handful of devoted favourites who he lavished with honours and lands and positions. The fact that they came from merchant families without true aristocratic forebears, created great resentment among the rest of the nobility. There were Michael de la Pole, created chancellor in 1383 and Earl of Suffolk two years later. Worse was Robert de Vere, Earl of Oxford, who Richard raised to the new title of Duke of Ireland in 1386. Their relationship was so close that later chroniclers speculated it was homosexual.

Failure in France and Scotland An expedition to France to protect English possessions was a failure. Richard decided to lead an expedition against Scotland but this also was a miserable failure as the Scots evaded a set-piece battle. Rumblings against the king was led by the Duke of Gloucester and Richard Fitzalan, Earl of Arundel.

The Wonderful Parliament (November 1386) Parliament was called in November 1386 and the unpopular chancellor, Michael de la Pole, asked for an unprecedented level for taxation to cover these military expeditions. The parliament blamed Richard for the military failures and said it couldn’t consider the issue till de la Pole was removed. The king dismissed their threat but was in the end forced to sack de la Pole. Parliament appointed a ‘continual council’ to supervise the king’s rule, a direct and humiliating attack on Richard’s royal prerogative.

As soon as the parliament had closed, Richard denounced all its actions and in the new year went on a prolonged tour of the country to drum up support and appointed de Vere Justice of Chester to build up a powerbase in Cheshire. Here he put great pressure on seven senior judges to annul the decisions of Parliament and denounce its leaders as traitors.

Radcot bridge 19 December 1387 On his return to London, the king was confronted by the Duke of Gloucester, Arundel and Thomas de Beauchamp, 12th Earl of Warwick, who brought an appeal of treason against de la Pole, de Vere, Tresilian, and two other loyalists, the mayor of London, Nicholas Brembre, and Alexander Neville, the Archbishop of York. Richard played for time and ordered de la Pole to bring loyalist forces from Chester.

Jones opens the relevant chapter with a wonderfully atmospheric account of the loyalist forces advancing under cover of fog towards the Thames but being confronted at Radcot Bridge by overwhelming rebel forces and being forced to swim his horse out into the Thames and escape downstream, ultimately fleeing to France.

The Merciless Parliament (February to June 1388) Parallel to his efforts to raise loyalist forces and seize back London, Richard had been involved in lengthy negotiations with the king of France whereby he would relinquish all England’s territory in France except for Aquitaine, for which he would proclaim himself the French king’s vassal. Rumours of these negotiations leaked out and led to fears that Richard might be prepared to countenance a French invasion of England, so long as he was returned to the throne.

Richard’s original opponents were now joined by John of Gaunt’s son Henry Bolingbroke, Earl of Derby, and Thomas de Mowbray, Earl of Nottingham and the group became known as the Lords Appellant because, with de Vere out of the way, they now made legal demands (or appeals) designed to dismantle the apparatus of Richard’s rule. Having dispersed the loyalist army at Radcot, the rebels now marched back to London where they found the king barricaded in the Tower of London which, however, they entered and confronted the king in person with accusations of treason. Apparently the Lords debated executing the king there and then – it came that close, executing their liege king to whom they were all related and who they were negotiating with – but decided against it and called another parliament.

The parliament convened in February 1388 and became known as the Merciless Parliament because the Lords revealed Richard’s treacherous plans with France, won over the Houses of Lords and the Commons and pushed ahead with legal actions to have almost all of Richard’s advisers convicted of treason. Two key figures in the administration, Brembre and Tresilian, were condemned and executed, while de Vere and de la Pole – who had both fled the country – were tried for treason and sentenced to death, then the Appellants went on to arraign, try and execute most of the rest of Richard’s inner circle.

It reads like something from the Terror of the French Revolution. Not only the leading nobles but retainers, clerks, chaplains, and secretaries to Richard were summarily condemned and executed. The seven judges who had been terrorised into denouncing the Lords Appellent, the year before in Chester, were all arrested, tried and executed. Richard’s chamber knights were tried and executed. Richard’s intermediaries who had been negotiating with France, were discovered and executed. No wonder it ended up being called the Merciless Parliament.

Restoration Amazingly, given that their power had been so absolute and the terror so thorough and Richard’s humiliation so complete, Richard returned to personal rule in 1389 and ruled more or less successfully for the next eight years. He was helped by the fact that, once the Lords Appellant had liquidated so many of their enemies, as a group they fell apart, reverting to their individual interests. One of the things which united them had been opposition to Richard’s peace policy with France but when they requested another round of taxation to further their war policy, Parliament baulked and the tide of opinion turned against them.

France and Ireland Richard therefore spent the next few years trying to finalise a peace treaty with France. Meanwhile the Anglo-Irish lords were begging for help against the insurgent Irish and in the autumn of 1394, Richard left for Ireland, where he remained until May 1395. His army of more than 8,000 men was the largest force brought to the island during the late Middle Age, the invasion was a success, and a number of Irish chieftains submitted to English overlordship.

Second crisis 1397-99

The last few years of Richard’s rule are referred to as the ‘tyranny’. The king had Gloucester, Arundel and Warwick arrested in July 1397. After years or reasonably peaceful rule, and bolstered by success in Ireland, Richard felt strong enough to safely retaliate against these three men for their role in events of 1386–88 and eliminate them as threats to his power. Arundel’s brother Thomas Arundel, the Archbishop of Canterbury, was exiled for life. Richard then set about persecuting his enemies around the regions of England. All the allies of the former Lords Apellant were arrested, tried and released only on payment of enormous fines.

The policy was made possible by the support of old John of Gaunt, Duke of Lancaster, and a suite of powerful magnates who Richard awarded with new titles and lands including the former Appellants Henry Bolingbroke, Earl of Derby, who was made Duke of Hereford, and Thomas de Mowbray, Earl of Nottingham, who was created Duke of Norfolk, John and Thomas Holland, the king’s half-brother and nephew, who were promoted from earls of Huntingdon and Kent to dukes of Exeter and Surrey respectively, the King’s cousin Edward, Earl of Rutland, who received Gloucester’s French title of Duke of Aumale, Gaunt’s son John Beaufort, Earl of Somerset, who was made Marquess of Somerset and Marquess of Dorset and so on.

The Shrewsbury parliament In 1398 Richard summoned a packed Parliament to Shrewsbury – known as the Parliament of Shrewsbury – which declared all the acts of the Merciless Parliament to be null and void, and announced that no restraint could legally be put on the king. It delegated all parliamentary power to a committee of twelve lords and six commoners chosen from the king’s friends, making Richard an absolute ruler unbound by the necessity of gathering a Parliament again.

The house of Lancaster John of Gaunt, son of Edward III, brother of Richard’s father the Black Prince, and so Richard’s uncle, had cast a long shadow over Richard’s reign. In the 1390s he had gone to Spain to pursue claims, through his wife, Constance of Castile, to the titles of King of Castile and León, but had returned in 1397. Next to the king he was the largest, richest landowner in the country and had a virile, aggressive son, Henry Bolingbroke, Duke of Hereford.

Bolingbroke versus Mowbray In December 1397 a bitter quarrel broke out at the core of the courtly circle when Bolingbroke accused Thomas Mowbray of saying that, as former Lords Appellant, they were next in line for royal retribution. Mowbray denied the claim and it was decided the quarrel should be settled the old fashioned way through a joust. Jones vividly paints the scene as the setting for a mounted joust was assembled and the two warriors arrived on horseback in full knightly array.

Bolingbroke exiled However, just as they were gearing themselves to ride at each other Richard intervened and cancelled the joust, deciding that Mowbray should be exiled for life, Bolingbroke for ten years. Aristocratic and public opinion was dismayed, John of Gaunt complained but was by now very ill. When Gaunt died in February 1399 Bolingbroke should have succeeded to his father’s vast lands and wealth. However, Richard extended his exile to life and proceeded to sequester the Lancaster estate, parcelling it out to loyal followers.

Bolingbroke’s return Amazingly, Richard chose this moment to lead an army back to Ireland in May 1399. Bolingbroke saw his opportunity and landed with a small force at Ravenspur in Yorkshire at the end of June 1399. What follows reads almost as a fairy story as men of all ranks rallied to Bolingbroke’s flag, because they thought he had been treated badly, because they were sick of the king’s erratic and tyrannical behaviour, because they thought it was time for a change.

Also Richard had taken most of his household knights and the loyal members of his nobility with him to Ireland so there was no-one to organise opposition. Bolingbroke met with the powerful Henry Percy, 1st Earl of Northumberland, and persuaded him that he didn’t seek the crown, merely the rightful return of his patrimony and Percy decided to support him.

By the time Richard returned from Ireland, landing in Wales on 24 July, it was all over. Bolingbroke had conquered England without a battle. He was astounded to realise that all the leading men of the realm had gone over to Bolingbroke without a struggle. On 19 August Richard II surrendered to Henry at Flint Castle, promising to abdicate if his life were spared. Richard was taken back to London and  imprisoned in the Tower of London on 1 September.

Deposing Richard Henry had by now realised he could become the next king, but exactly how to manage it presented problems. Henry wasn’t even the next in line to the throne: the most direct heir was Edmund Mortimer, 5th Earl of March, great-grandson of Edward III’s second surviving son, Lionel. Bolingbroke’s father, John of Gaunt, had been Edward’s third son to survive to adulthood. The problem was solved by emphasising Henry’s descent in a direct male line, whereas March’s descent was through his grandmother, Philippa.

Psychodrama These final chapters of Jones’s history overshadow all the preceding adventures because what happened to Richard is so weird that the modern reader can’t help envisioning it as a play or movie. Henry and Richard were related. They had a common history having, for example, both survived the Peasants revolt back in 1381, and the rights and wrongs of the king’s policies vis-a-vis the House of Lancaster were both intimately personal and of national political importance. And then, how did Henry square the age’s religious-ideological belief in the divinity of the king, with the reality of leading a broken, tearful young man (Richard was just 32) to the Tower and locking him up while powerful barons decided just how to get rid of him and whether or not to execute him.

Parliament decides In the end, tellingly, Henry worked through parliament. The Archbishop of Canterbury read out to an assembly of lords and commons at Westminster Hall on Tuesday 30 September that Richard willingly renounced his crown.  A few days later parliament met to discuss Richard’s fate and the Bishop of St Asaph read thirty-three articles of deposition that were unanimously accepted by lords and commons. On 1 October 1399, Richard II was formally deposed and on 13 October, the feast day of Edward the Confessor, Henry Bolingbroke was crowned king.

Starved to death Richard was imprisoned but, as you would expect, his continued existence proved the focal point of various plots to release and restore him to the throne. Bolingbroke realise he had to be liquidated and – although no definitive account survives – it is thought he was starved to death in Pontefract castle and was dead by Valentine’s day 1400. In order to dispel rumours that he was still alive, Henry had Richard’s emaciated body carried on open display from Pontefract and put on show in the old St Paul’s Cathedral on 17 February before burial in King’s Langley Priory on 6 March.

The Plantagenet Legacy

Jones has a ten-page epilogue where he trots through the legacies of the Plantagenet kings who reigned from 1154 to 1400, in the arts, economy, culture, in military terms especially vis-a-vis the endless wars with France, and in terms of the steady growth of parliamentary democracy. These are fine but a bit throwaway, analysis not being his thing, dramatic scenes, conflict, battles and the endless scheming of medieval politics being his strong point.

What came over to me from this 600-page book was the extraordinary violence of it all. Almost none of the 250 or so years in the book are not marked by conflict at home or abroad or both. England, like just about every ‘nation’ in Europe, seems to be involved in more or less non-stop conflict. War was a way of life for kings and princes, wars of conquest to expand their empires, or to maintain them, or to retrieve lost land, make up the dominant theme of this book.

And the extreme fragility of the political realm. This is a vast subject, covered by thousands of historians but it all tends to remind me of Karl Popper’s great insight into the nature of ‘democracy’. Popper said democracy is not about voting for this or that politician or political party on the basis of their manifesto (well, it is, a bit) – far more importantly, democracy exists so we can throw out politicians we are fed up with. It is mechanism to prevent tyranny by regularly getting rid of rulers.

That seems to me the nub of so many of the issues described in this big gripping book. The nobles couldn’t get rid of the king and the king couldn’t get rid of the nobles – at least not without commencing the machinations, the arraignments for treason and beheadings etc which tended to kick off cycles of violence which soon escalated out of control.

Now we have mechanisms to vote for our equivalent of local ‘nobles’ – MPs – and for our ruler – the Prime Minister – on a fairly regular basis, and all parties concerned can appeal to this validation or mandate for their behaviour which, if it is queried seriously enough, will prompt another election.

God knows modern ‘democratic’ societies still experience extremes of social tension and conflict – having lived through Mrs Thatcher’s premiership and its polarising Miners Strike and then the Poll Tax riots – but there are mechanisms for just about managing them by changing rulers and ruling parties: it was the widespread unpopularity of the poll tax which led to the overthrow of Mrs Thatcher and the election of her anodyne successor John Major.

So all this just makes me imagine what it must have been like living in a world where this kind of peaceful changeover of ruler, and of ruling class (which, in a sense, modern MPs are) is impossible. Both the king and his barons find themselves trapped for all eternity with each other. Their conflicts have nowhere to go. The king cannot resign after a military failure. The barons cannot quit public life in disgust, as modern politicians can.

Both were trapped in their positions, forced by notions of nobility and duty to act out roles which time and again led to armed conflict, to the collapse of dialogue and civil wars. One of the surprising aspects of Jones’s book is the number of occasions on which the nobility took up arms against their kings, not just overthrowing Edward II and Richard II, but taking up arms against King John and, repeatedly against Henry III, and even against tough King Edward I.

Jones’s book is a gripping, hugely readable account of this big chunk of English history, but it also prompts all kinds of thoughts about the nature of power and politics, about the nature of what is possible in politics has changed and evolved, which shed light on the political struggles which are going on right now.

The Wilton Diptych

The Wilton Diptych is thought to have been a portable altarpiece made for the private devotion of King Richard II by an artist now unknown. On the left Richard is kneeling in the foreground and being presented by three saints to the Virgin and Child and a company of eleven angels on the right. Nearest to Richard is his patron saint John the Baptist, to the left are Saint Edward the Confessor and Saint Edmund, earlier English kings who had come, by Richard’s time, to be venerated as saints.

The Wilton Diptych, artist unknown, so-called because it was discovered in Wilton House

This wonderful work can be seen FOR FREE in the Sainsbury Wing of the National Gallery in London.


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Other medieval reviews

Towards the Flame: Empire, War and the End of Tsarist Russia by Dominic Lieven (2015)

Towards the Flame is a diplomatic history of imperial Russia in the years 1905 to 1920. By diplomatic history, I mean a detailed – a really detailed – account of the men who ran Russia’s Foreign Ministry and its embassies (with sometimes a nod to the heads of the army, navy or other government ministers), their policies, debates and disagreements.

We are given pen portraits of Russia’s premiers, foreign and finance ministers, and key ambassadors to London, Paris, Berlin, Vienna and beyond and the guts of the book is a history of their diplomacy – the papers and memos they wrote laying out Russia’s strategies – the information they gathered about rival nations’ aims and goals – the assessments each nations’ military attaches made about their rivals’ readiness for war.

(For example Lieven examines position papers like the brilliantly prescient memorandum the former head of secret police, Petr Durnovo, gave Tsar Nicholas in February 1914, which said that the biggest risk of a prolonged war was that it would trigger a massive social and political revolution (p.304).)

In intricate detail Lieven builds up a picture of the web of political and diplomatic intrigue which took place in the crucial run-up to the Great War, not only between nations, but within nations, as ruling elites were riven by conflicting strategies and visions, by political and personal rivalries, subjected to pressure from often rabidly nationalistic newspapers, and harassed by a series of international crises which repeatedly threatened to plunge the continent into war.

In Lieven’s account the question is not, ‘Why did the First World War happen’, but ‘How did they manage to put it off for so long?’

Like many historians of twentieth century Europe, Lieven tells us he has benefited enormously from the opening of Russian archives after the fall of the Soviet Union. He has obviously used the opportunity to track down pretty much every diplomatic telegraph and memo and report and study written by all the key ambassadors, Foreign Ministers, the Tsar and his prime ministers, during these fateful years, and his book presents an excellent summary and contextualising of them.

This is what gives the book its character and distinction. At every crux – for example, over the Bosnian Crisis of 1908 – Lieven briefly tells us what happened on the ground (his book deliberately skips over purely military details, just as it skips over detail of the assassination of Archduke Ferdinand – all this can be found in thousands of other sources) in order to analyse the attitude of the Russian Foreign Ministry.

Lieven details disagreements in overall strategy between the Foreign Minister, his Deputy, the Finance Minister, the Tsar and the Tsar’s unofficial advisers (like his uncle, Grand Duke Nicholas, leader of the so-called ‘Panslavic tendency’).

Lieven gives us summaries of the reports and recommendations coming in from the embassies in London, Paris, Berlin and Vienna, as well as opinions from the Russian officials on the ground in the Balkans: Count so-and-so reports back on a conversation with the King of Bulgaria, Prince such-and-such writes a long summary of the political situation in Serbia.

Lieven explains:

  • how each of these varying opinions fit in with their authors’ visions of what Russia is or could be (over the course of the book we get to know most of these diplomats and get a sense of their individual capacities and opinions)
  • how they fit in with conflicting views in the Russian elite about whether Russia should be allying with France and Britain, or with Austria and Germany
  • how the reports map onto the enduring belief in Russian elite opinion that Russia’s ‘history destiny’ was to conquer the Turks, take Constantinople and become leader of the world’s Slavic peoples
  • how they affect ongoing debates in the Russian government about whether Russia should be focusing its energies and resources to the East, to settle Siberia, or should cleave to its traditional role in the European balance of power

And so on. It is a deep, deep immersion into the small, densely populated and fiercely argued world of pre-war Russian government officials, and particularly the men of the Russian diplomatic service, who managed Russian foreign relations in the buildup to the war.

World War One an eastern war

Lieven opens his book with a bold claim: Contrary to all Western writing on the subject, the First World War was not a western but an east European war, triggered by events in eastern Europe, exacerbated by rivalries between east European empires, and with seismic consequences across east and central Europe.

So his focus in this book is on Russia and the East and his aim is to reorientate our thinking away from France and the Somme, towards the Eastern powers and the problems they faced, which he proceeds to describe in absorbing detail.

His core focus is Russian history 1905 to 1920, but to even begin to understand this period you have to range back in time by about a century, as well as comparing Russia’s imperial problems with the challenges faced by other countries further afield, as far away as America and Japan.

The balance of power

The backdrop to all this – the worldview of the time – is the diplomatic and military game which dominated the world for the century leading up the Great War, and the idea of a balance of power.

At the Congress of Vienna in 1815 the victorious Allies who had defeated Napoleon tried to parcel out Europe’s real estate to ensure that no one power could ever again secure domination over the continent (pp.120, 124).

The 1848 revolutions, the Crimean War (1853-6), the Franco-Prussian War (1870), unification of Germany (1870), the unification of Italy (1871), the spread of nationalism, the spread of the industrial revolution – all these events were processed by the leaders of every European nation insofar as they affected this will o’ the wisp, this fictional entity – the balance of power.

Every large nation was kept on constant tenterhooks about whether the latest little war in the Balkans, or the bids for independence by Hungary or Bulgaria or the Czechs, whether the Austrian alliance with Germany, or the Russian alliance with France, or Britain’s influence over Ottoman Turkey, would affect the balance of power.

And not only nations were concerned. Every nation contained factions, ruling parties, opposition parties and, increasingly, ‘public opinion’, which had to be taken into account.

(It is one of the many ironies of history that the spread of literacy, education and ‘civil society’ i.e. newspapers and a free press, which is so assiduously promoted by liberals, in actual fact, in the event, tended to encourage rabble-rousing nationalism. The press in Serbia comes in for special criticism for its ferociously nationalistic warmongering, but the panslavic Russian newspaper, Novoe Vremia, was so consistently anti-German that the authorities in Berlin singled it out as a prime cause of the poisoning of German-Russian relations, pp.215, 220, 289.)

One of the few critics of the entire balance of power idea was Baron Roman Rosen (Russian minister to Tokyo during the Russo-Japanese War, posted to Washington, then served on the Tsar’s Council of Ministers until 1917). Rosen thought that, far from creating a secure basis for peace, the so-called balance of power had merely created two armed camps which lived in constant fear of each other (p.138). As you read on in the book you can’t help agreeing with Rosen’s view. Lieven himself appears to agree, stating that the problem with the diplomacy of the 1900s was it was armed diplomacy, with the constant threat of violence behind it. This is what made it so inherently unstable – the slightest misunderstanding threatened to escalate into Armageddon (p.339).

Age of empires

It was an age of empires – the British empire, the French empire, the German Reich, the Austro-Hungarian empire, the Ottoman empire and the Russian empire. But Lieven’s book is at pains to make you put aside the traditional Anglophone notion of ’empire’ as power exerted over black and brown people far overseas in Africa and Asia. He is concerned with the great land empires of Austro-Hungary, the Ottomans and Russia, the empires which were mostly land-locked and had to expand, if at all, into territory contested by the other empires.

It was a zero sum game, meaning that Russia could only gain territory at the expense of the Ottomans or the Austrians; the Austrians, when they formally annexed Bosnia Herzegovina in 1908, did so at the cost of the humiliation of Russia, which considered itself to have a special leading role in the Balkans. And both Russia and Austria expected to seize or annex territory at the expense of the failing Ottoman Empire.

In fact it was almost an age of super-empires, for around 1900 there was a lot of chatter from journalists, writers, commentators and even politicians from the larger nations about consolidating themselves into ethno-religious power blocs.

What does that mean? An example is the way the hugely popular British politician Joseph Chamberlain proposed to create a new federation out of the white nations of the British Empire, bringing together Canada, Australia and New Zealand into a confederation with the UK, creating a free trade organisation, bringing their laws into harmony, to create a ‘British white empire-nation’ (p.21).

On an even bigger scale, some Brits and Yanks fantasised about bringing America into this union, to create a massive trading, political and military bloc – the Anglosphere.

(This is the background to a lot of Rudyard Kipling’s writings at the turn of the century, his marriage to an American, his friendship with America’s buccaneering Teddy Roosevelt, president from 1901 to 1909, his hopes for a union of white English-speaking peoples. This explains conservative support for the Boer War, because the Boers were seen as a backward people who were blocking Cecil Rhodes’ great vision of a corridor of white imperialist rule running the length of Africa, from Cape Town to Alexandria. They imperialists had a vision, not of power for its own sake, but for the union of white English-speaking peoples to bring economic development and liberal civilisation to the non-white world.)

For their part, diplomats and statesmen in both Germany and Austria continued to speculate about a merger between the two countries to create a Greater Germany, something which had been debated since Bismarck had wondered whether to bring Austria into, or leave it outside, his project for a United Germany in the 1860s. Gross-Deutschland would then, of course, want to reclaim the German-speaking populations of the Czech lands and of Poland.

The other continental powers were well aware that this tendency to expansion was a powerful strand in German political thought (and, of course, it was revived by the Nazis with their claim for Lebensraum which led them to invade first Poland, then the Soviet Union 25 years later).

The price of failure And all the empires were nervously aware of what happened if your empire failed. They had before them the woeful examples of the Ottoman empire and, further away, the Chinese Qing empire, both of which were visibly falling to pieces. (Interestingly, Lieven uses the phrase ‘scramble for China’, which I don’t think I’d heard before, saying that if the 1880s saw a scramble for Africa, the 1890s saw a ‘scramble for China’.)

So everyone could see what happened to a failing empire. The great powers imposed unequal trade treaties on you, humiliated your government, annexed the tastiest parts of your lands, dismissed your culture and traditions. Total humiliation. China was probably the most humiliated: Russia and Japan signed conventions in 1910 and again in 1912 agreeing to divide ‘spheres of interest’ in China’s north-east borderlands (p.195).

None of these rulers could see forward a hundred years to our happy European Union of liberal democracies. The only alternative they could see in their own time to building up strong, aggressive empires was total collapse, anarchy and humiliation.

In the age of high imperialism, there was nothing strange in Austrian arrogance towards lesser breeds. In this era, Anglo-American Protestants most confidently stood at the top of the ladder of civilisation and looked down on everyone. The Germans were climbing the ladder fast, but their sense of superiority still lacked the confidence of their British rivals and could be all the more bruising as a result. The Russians knew that they stood well down the ladder of civilisation in Western eyes, which helps to explain many undercurrents in Russian culture and society of the time.  By despising and measuring themselves off against the weak, barbarous and un-Christian Turks, they in turn asserted their membership in the world’s exclusive club of European, civilised great powers. (p.208)

Hence the stress, hence the anxiety in so many of their calculations. It was a dog-eat-dog world. It was win, or be eaten alive.

Russian rearmament reflected a desperate search for security and status born of a deep sense of weakness and humiliation. (p.226)

But then, running counter to all these trends to expand and build up empires, the latter half of the 19th century was also the age of nationalism. In his epic biography of Karl Marx, Gareth Stedman Jones shows in detail how the virus of nationalism was spread by the troops of Napoleon’s army to the Rhineland of Marx’s boyhood, and the rest of Germany. The French revolutionary armies took it everywhere as they tramped across Europe in the early 1800s, telling peoples and ethnic groups that they should be free.

The struggle for Greek independence in the 1820s was an early example of the trend which was eclipsed by the massive central European struggles for the unification of Germany and Italy which dominated the mid-century.

But it was only in the second half of the nineteenth century that the spread of industrial technology led to the dissemination of at least basic education and literacy to more remote populations, and that the growth of interest in folk stories, languages and traditions among newly educated intelligentsias helped to foment ‘independence’ and ‘nationalist’ movements among the smaller nationalities – the Czechs, the Bulgarians, the long-suffering Poles, the Ukrainians and, fatefully, among the squabbling peoples of the Balkans.

Nationalism was, to use the Marxist notion of the dialectic, the antithesis to the thesis of imperialism. One bred the other. Throughout the second half of the nineteenth century nationalisms popped up all across Europe as a result of the civilising impact of their imperial rulers, but which threatened to undermine the great land empires, continually jeopardising the famous balance of power.

So, the central political problem of the age for the administrators of empires was – how to handle the nationalist demands for independence which threatened to undermine the homelands of empire.

Ireland Lieven takes the unexpected but illuminating example of Ireland. Irish Home Rule from the 1880s onwards was so bitterly opposed by the British Conservative and Union Party because the British elite was well aware how relatively small and fragile the homeland of the global British empire – i.e. the four nations of the British Isles – really was. Knock away one of the four legs supporting the table and maybe the whole thing would collapse.

Austro-Hungary It is one of the many insights thrown up by Lieven’s book that he applies the same logic to the Austro-Hungarian Empire and the Balkans. In the late 19th century virtually all the European nations clambered on the bandwagon of empire building, seeing it as the only viable way to maintain economic and political equality with the leading nations, France and Britain. Hence the ‘scramble for Africa’ in which even little Italy and puny Spain took part (claiming Libya and the north of Morocco, respectively).

Thus even landlocked Germany managed to seize some choice parts of Africa (German South West Africa, Cameroon, German East Africa).

But Austro-Hungary was not only landlocked but – having lost territory in Italy and France in the 1870s – its rulers were struggling to hang on to what they’d got, struggling to manage the rising tide of Czech nationalism in the borderlands with Germany on the north, and the bickering of Balkan nationalities (Bosnians, Croats, Serbs) at the south-east fringe of Europe (p.205).

(Lieven quotes the opinion of Alexander Giers, ambassador to Montenegro, that there was little to choose between the Serbs, the Greeks, the Bulgarians and the Romanians: ‘They all hate each other’, quoted p.142).

Permanently anxious about her alliance with Germany, and permanently twitchy about the presence of the huge Russian Empire on her borders, the Austrians felt about the Serbs something like the British felt about the Irish. And reacted with just the same over-violence born out of prolonged stress and anxiety, as the British did to the Irish.

Serb nationalism Thus when Serb nationalists assassinated Archduke Ferdinand in July 1914, hawks in the Austrian government thought it would make an excellent opportunity to crush little Serbia’s bid for independence and put paid to bickering in the Balkans once and for all. Show them who’s boss. Make the Austrian empire secure for a generation.

This is just one of the many insights and fruitful comparisons thrown up Lieven’s deliberately non-Anglocentric perspective.


Russia

The majority of Lieven’s content is about Russia. He takes you swiftly by the hand through the highlights of the previous two hundred years of Russian history – Peter the Great (1682-1725), Catherine the Great (1762-96), Napoleon and 1812, Crimean War (1853-56), the emancipation of the serfs (1861) – Russia’s geographical resources and economic and political development – and shows how parties or factions naturally and logically arose from the specific Russian situation.

Court and country parties

For example, Lieven explains the fundamental fact that there were ‘court’ and ‘country’ parties in Russian government. The court party surrounded the young, inexperienced and shy Tsar Nicholas II. Sophisticated St Petersburg liberals, they thought Russia should welcome Western influences, Western industrialisation, Western technology and Western values. They promoted alliance with France and Britain. (p.106)

By contrast, the ‘country’ party despised Petersburg intellectuals, half of them had foreign (often German) names or Jewish ancestry, for God’s sake! The country party were based in Moscow, good old patriotic, heart-of-Russia Moscow (p.129). They thought the Tsar should reject western values. They thought Russia should ally with the most powerful nation in Europe, Germany, and her handmaiden, Austria. (p.70)

Some of the country party subscribed to various shades of ‘Slavophilia’ i.e. the notion that Russia was special, had a special Orthodox culture, a special social system, a special ruler etc, and so should emphatically reject all Western ideas and the Western route to ‘modernisation’, which were corrupt, decadent and irrelevant to Russia’s special traditions.

Another major thread of ‘Slavophilia’ was the notion that the Slavic Russians should support their Slav brothers in the Balkans, the peoples of Serbia or Bulgaria, defend and lead the noble Slavic inheritance.

Onwards to Constantinople

A complicated mix of motives kept the issue of Constantinople bubbling at the top of the agenda. One was religious-ethnic. Some Russian thinkers thought that Russia had a historic destiny to sweep through the Balkans and recapture Constantinople from the weak and failing Ottoman Turks. This would:

  1. Unite all the Slavic peoples of the Balkans, reviving and glorifying Slavic culture.
  2. Allow Constantinople to be reborn as a great Christian capital, as it had been until conquered by the Turks as recently as 1453. It would be a symbolic rebirth of the ‘second Rome’ of Byzantium to rank alongside the ‘third Rome’ of Moscow.

Less quixotic than these millennial religious fantasies, hard-headed military men also thought a lot about Constantinople. Russia possessed the largest territory in the world, with immense land, people and resources. And yet it was prevented from projecting that power outwards, unlike all the nations on the ocean e.g. Britain, France, Spain, Holland, and especially America, sitting astride the two great oceans.

(The importance of naval power was crystallised in the widely-read contemporary book by American theorist Alfred Mahan, summarised on page 160).

Russia possessed three big fleets and naval ports – in the Baltic, at Vladivostok in the far Pacific East, and at Crimea in the Black Sea – but all of them were problematic. The Baltic was nearest to homeland Europe but was frozen for half of the year, and egress was blocked by Germany and Denmark. Vladivostok was too far away from the European centres of power.

All thoughts were therefore focused on the Black Sea, where Russia’s main shipyards were, and on the Crimea, which was the base for a large, modern naval fleet.

Yet it was a permanent irritation to the Russian military that this fleet was blocked up in the Black Sea, prevented from sailing through the Dardanelles and into the Mediterranean. The subtle way round this perennial problem was to negotiate alliances and pacts with the other European powers to bring pressure to bear on the Ottoman controllers of the Dardanelles to allow the Russian fleet out to patrol the high seas and claim her rights as a Great Power.

The not-so-subtle approach was to launch the umpteenth Russo-Turkish War, march on Constantinople and seize the Straits, solving the problem once and for all. After all – as Lieven points out in a thought-provoking comparison, the British had bullied their way to seizing Egypt and the Suez Canal in 1882, and the Americans had created the country of Panama in 1903 solely in order to build a canal joining the Pacific and Atlantic, both empires acting in unashamed self-interest.

The only catch being that the major European nations would probably pile in to stop Russia – as they had during the disastrous Crimean War when Britain and France came to Turkey’s aid against aggressive Russian incursions into Ottoman territory.

All of these ‘country’ party ideas – Pan-Slavism, conquering Constantinople – were deprecated by the ‘court’ party, who thought they were:

  • low and vulgar, usually whipped up by rabble-rousing nationalist newspapers
  • contrary to Russia’s true interests – Russian peasants and workers couldn’t give a damn about Constantinople
  • and anyway, Russia’s course was best left to the professional, aristocratic diplomats like themselves, who knew best

Nonetheless, Russian leaders of all parties looked on with dismay as British ascendancy over the Turks, which had lasted into the 1880s, was slowly replaced by the influence of Germany, which sent soldiers to train the Turkish army and engineers to build a railway from Berlin to Baghdad. (As Lieven points out, the Germans were the only European power who had not at some stage tried to seize Ottoman territory – you can see how this might work in their favour in Istanbul.)

(And, of course, Turkey would end up joining the side of the Germans in the Great War. With the result that the Allies in 1915 themselves took up the Constantinople Question, floating the possibility that Russia would be encouraged to take the city. Prince Grigorii Trubetskoi was even named the future Russian commissar of the city. Wheels within wheels.)

West or East?

Another school of thought, and advisers, recommended leaving the complex problems of Europe to sort themselves out, and focusing on what Russia already possessed, namely the vast extent of Siberia and the East – a policy which, after the Revolution, would come to be known as ‘Eurasianism’ (p.143).

It was under Nicholas II that the great Trans-Siberian Railway was built. Proponents of an Eastern policy pointed out that Siberia had huge untapped natural resources, it just needed:

  • the infrastructure to join up the tens of thousands of settlements scattered across this vast waste of steppe and tundra
  • the emigration of settlers into the vast empty spaces
  • the creation of new towns and cities
  • the harvesting of the country’s natural and human potential

Given peace in the troublesome West, given enough time, the Eurasian party believed that Russia could develop its economy and resources enough to compete with Germany, even compete with America, to become a truly great power.

The Russo-Japanese War 1904-5

All of these hopes came crashing down when Russia came into conflict with the new, aggressive and confident Japanese Empire in 1904 and was badly beaten. Beaten for a number of reasons – their army was big but badly trained and under-equipped, the navy had to steam all the way from the Baltic to the Far East, by which time the major land battles had already been lost, and in any case it was then comprehensively trashed by the much better-led Japanese navy.

Defeat rocked all the traditional pillars of Russian society. The Tsar was personally blamed, the Army and Navy looked like fools, even the Orthodox Church which had blessed the war as a ‘crusade’ was made to look powerless and irrelevant.

The war gave rise to a revolution whose specific trigger was when troops fired on a protest march in Petersburg on 22 January 1905, which went down in folklore as ‘Bloody Sunday’, and rebellion, mutiny, strikes and insurrection spread like wildfire across the country.

The revolution was, in the end, only quelled when the Tsar issued the October Manifesto of 1905 which pledged major political reforms such as the creation of a parliament – called the Duma – with elected representatives, plus land and industrial reforms. The strikes ended, the agrarian disturbances subsided, the mutinies were crushed – but to many, even committed supporters of the Romanov Dynasty, the clock was ticking.

Towards the flame

Believe it or not, everything I’ve just summarised is all just the introduction to the book’s core and is covered off in just the first 100 pages or so. If you recall, the text’s main focus is on the period 1905 to 1920, i.e. beginning after the Russo-Japanese War and the 1905 revolution.

Having set the scene and established many of the enduring themes of Russian politics and diplomacy in the first hundred pages or so, Lieven now goes into very great detail about the personnel, the men who manned the key roles in the Russian government – Foreign Ministry, Finance Ministry, Army, Navy and so on. These men’s backgrounds, their families and family connections, their beliefs and the policies they pursued are all described in a long chapter titled The Decision Makers (pages 91 to 181).

Lieven gives pen portraits of the main diplomats, their careers and their views, including:

  • Count Vladimir Lambsdorff, Foreign Minister to 1906
  • Count Alexander Izvolsky, Foreign Minister 1906 to 1910, architect of the alliance with Britain
  • Sergey Sazonov, Foreign Minister from November 1910 to July 1916 i.e. during the crisis of 1914
  • Pyotr Stolypin, Prime Minister of Russia and Minister of Internal Affairs from 1906, who tried to counter revolutionary groups and pass agrarian reforms, until he was assassinated in 1911
  • Prince Vladimir Meshchersky, editor of the Monarchist newspaper, Grazhdanin, the only paper Tsar Nicholas read, an unpopular reactionary
  • Count Vladimir Kokovtsov, who replaced Stolypin as Prime Minister of Russia from 1911 to 1914
  • Count Sergei Witte, Finance Minister 1892 to 1903, Chairman of the Committee of Ministers 1903 to 1905, first Prime Minister of Russia 1905-6 during which he designed Russia’s first constitution – an intelligent businessman who thought Russia needed a generation of peace to blossom
  • Prince Grigorii Trubetskoi, epitome of liberal imperialists and the panslavic policy, head the Near Eastern Department of the Foreign Ministry, which was responsible for Balkan and Ottoman affairs 1912-14 i.e. at the heart of the 1914 crisis
  • Baron Roman Rosen, 1903 ambassador to Tokyo, ambassador to USA 1905, State Council of Imperial Russia 1911-17 – who believed Russia should forget Constantinople and the Balkans and focus on developing Siberia and the East
  • Alexander Giers, Consul General in Macedonia, Press Council 1906, who saw at first hand how unreliable and unpredictable the Balkan Slavs were and warned that the Serbs were manipulating Russia into backing them against Austria
  • Nikolai Hartwig, Russian ambassador to Persia (1906–1908) and Serbia (1909–1914), a strong pro-Slav, sometimes described as ‘more Serbian than the Serbs’

Lieven then gives similar treatment to the main military leaders of the period – heads of the army and navy, major military thinkers, their dates, relationships and the often bitter in-fighting between them for resources and about strategy.

Having established a) the deep themes or concerns of the Russian state and its ruling elite, and having b) described in some detail all the key personnel, all the ‘decision makers’ of the period – Lieven then takes us through the years leading up to Armageddon, with chapters devoted to:

  • the emergence of the Triple Entente 1904-9
  • the sequence of crises 1909-13, being:
    • The First Moroccan Crisis, 1905–06 – Germany challenged France’s control of Morocco – worsening German relations with both France and Britain
    • The Bosnian Crisis 1908 – Austro-Hungary annexed Bosnia and Herzegovina, which had been under its sovereignty since 1879 but which infuriated the Serbs and Pan-Slavic nationalism in the region
    • The Agadir crisis in Morocco, 1911 – the French sent troops into Morocco, angering the Germans who sent a gunboat to Agadir, eventually backing down but the crisis cemented the alliance between France and Britain
    • The Italo-Turkish War 1911–12 – Italy invaded what is today Libya but was then a province of the Ottoman Empire. Nobody came to Turkey’s aid, showing that Turkey was now friendless – which meant that land grabs in the Balkans would be unopposed – i.e. the delicate balance of power had vanished
    • The First Balkan War October 1912 to May 1913 in which the Balkan League (the kingdoms of Bulgaria, Serbia, Greece and Montenegro) defeated the Ottoman Empire and seized almost all of Turkey’s territory in Europe
    • The Second Balkan War June to August 1913, in which Bulgaria, dissatisfied with the settlement of the first war, attacked Greece and Serbia, and also managed to provoke neighbouring Romania, all of whom defeated Bulgarian forces, forcing it to concede territory to all of them
  • the crisis of 1914
  • The First World War and the Russian Revolution

Some thoughts

The backwardness and repressiveness of Russia bred a special kind of fanatic – extreme socialists or anarchists – who thought they could bring about change through strategic assassinations.

Russia was riddled by extremist political factions for the fifty years before the revolution, and plagued by the assassinations of high officials. As Lieven points out, it is no coincidence that the Russian aristocracy and gentry produced the two greatest anarchist thinkers of the nineteenth century, Prince Peter Kropotkin and Mikhail Bakunin (p.119)

But the entire strategy of assassination was almost always counter-productive. It is a great irony that the assassins who murdered Tsar Alexander II in 1881 did so just as he was about to authorise a set of liberal laws. His successor, Alexander III, was an old-style, clumsy, bearish, paternal reactionary who inaugurated thirty years of repression, thus condemning Russian radicals to decades of arrest, Siberian imprisonment and exile, and polarising the intelligentsia even further.

The view from the upper classes

Lieven is posh. From Wikipedia we learn that:

Dominic Lieven is the second son and third child (of five children) of Alexander Lieven (of the Baltic German princely family, tracing ancestry to Liv chieftain Kaupo) by his first wife, Irishwoman Veronica Monahan (d. 1979).

He is the elder brother of Anatol Lieven and Nathalie Lieven QC, and a brother of Elena Lieven and distantly related to the Christopher Lieven (1774–1839), who was Ambassador to the Court of St James from Imperial Russia over the period 1812 to 1834, and whose wife was Dorothea von Benckendorff, later Princess Lieven (1785–1857), a notable society hostess in Saint Petersburg.

Lieven is ‘a great-grandson of the Lord Chamberlain of the Imperial Court’ of Russia.

He was privately educated at Downside School, the famous Benedictine Roman Catholic boarding school.

Having just read Edmund Wilson’s long study of the communist tradition, and Engels’s powerful pamphlet Socialism: Utopian and Scientific, my head is full of revolutionary thoughts about the industrial proletariat and about the way the ruling classes everywhere use repressive ‘ideologies’ to keep the exploited in their place, ideas like ’empire’ and ‘tsar’ and ‘religion’, ‘honour’ and ‘duty’ and ‘fatherland’.

There is little of that Marxist sensibility present in Lieven’s book. Lieven takes it for granted that there were empires and that they were ruled by an extraordinarily privileged aristocratic elite. I’m not saying he’s naively in favour of them. But he takes them on their own terms. This became obvious during the long, sometimes pretty boring chapter, about the Decision Makers. Prince so-and-so of the court party was related to Count so-and-so who took a slavophile line, while his cousin, the archduke so-and-so was more a supporter of the policy of eastern expansion. And so on for a hundred pages.

In a way typical of prewar European diplomacy, the Foreign Ministry and Russian diplomacy were a nest of the aristocracy and gentry. The nest was very, very small: in 1914, there were fewer than two hundred men of all ages who had passed the diplomatic exam and in principle were eligible for mainstream posts. (p.119)

Later he points out the importance of notions of honour to the Russian aristocracy, and the vital importance of remaining a great power to the entire diplomatic, military and political leadership.

But to the ordinary Russian, these concepts were all but meaningless. The Russian ruling classes thought that, when push came to shove, the masses would demonstrate their love for the Tsar and for Mother Russia and the Great Pan-Slavic Cause, but they were wrong, so wrong.

Exciting the Russian masses about Constantinople or their Slave brothers proved an impossible task. In 1909, Grigorii Trubetskoy’s brother Prince Evgenii Trubetskoy wrote that only someone who believed Russia to be a ‘corpse’ could imagine that when it stood up for its honour and the Slav cause against Germany, there would not be a surge of ‘powerful and elemental patriotism’.

The First World War was to prove him wrong. (p.131)

What makes it puzzling is that the Russian elite had already had the test drive of the 1905 revolution in which they should have learned that far from rallying to the cause of Mother Russia, peasants and workers all across the country rose up against the court, the aristocracy, the police, the Church and everything the elite believed in.

For me the big question is, ‘How was the Russian ruling elite able to persist in their obtuse ignorance of the true nature of the country they were living in?’

Without doubt the tiny coterie of men Lieven describes made up the diplomatic and foreign policy elite, and their decisions counted, and it was the clash of their policies and ideas which made up ‘debate’ in the ruling elite and determined Russia’s strategy through the decade of crises leading up to 1914.

Without doubt this is precisely the point of Lieven’s book, to give an unprecedentedly detailed account of the sequence of events 1905 to 1920 from the Russian point of view, explaining the key personnel and their ruling ideas and concerns and how they reacted to, and created, events.

In this aim the book doubtless succeeds and can’t help impressing you with the depth of its research and the thoroughness of its analysis.

But it feels so airless, so claustrophobic, so oppressively upper class. Clever, well educated, sensitive and sophisticated though the Russian ruling class so obviously are, you can’t help cheering when the enraged workers storm their palaces and throw all their fancy paintings and porcelain out into the street.

To put it another way –  as Lieven himself does half way through the book – the Russian ruling élite believed its own ideology, defined itself in terms of its preposterously unreal, disconnected value system – forged its identity in terms of Russian dignity and nobility and honour and the need to remain an Empire and a Great Power.

So they were staggered when they discovered that the overwhelming majority of the Russian people didn’t give a toss about these fantasies, was incapable of defending them, and eventually rebelled against them.

In a nice detail, Lieven tells of a German officer during the Great War, whose job was to debrief Allied prisoners of war. He discovered that the French and British soldiers had a clear sense of what they were fighting for, but the Russian soldiers didn’t have a clue. Pan-Slavism – what was that? Controlling the Turkish Straits – what were they? Preserving the European Balance of Power – what on earth was that?

The over-educated, incestuous, airless narrowness of Russia’s elite condemned itself to extinction.


Related links

Other blog posts about Russia

Other blog posts about the First World War

Dorothea Lange: Politics of Seeing @ the Barbican Gallery

To live a visual life is an enormous undertaking, potentially unattainable…

This is a major retrospective of one of the best known documentary photographers of the 20th century, the American Dorothea Lange. It brings together some 300 objects – hundreds of vintage prints and original book publications through to ephemera, field notes, letters, magazines and books in which her photos featured.

It also includes a documentary film interview with her made towards the end of her life in which she explains her ideas and motivations.

Rarely has an artist or photographer been so overshadowed by one work, Lange’s super-famous portrait of a Migrant Mother which has come to symbolise the suffering of America’s Mid-Western farmers in the Great depression of the 1930s – forced to abandon their land due to bank foreclosures and catastrophic environmental collapse.

Migrant Mother, Nipomo, California, 1936 © The Dorothea Lange Collection, the Oakland Museum of California

Migrant Mother, Nipomo, California, 1936 © The Dorothea Lange Collection, the Oakland Museum of California

But the exhibition goes out of its way to present this period of Lange’s work in the broader, and more varied context of her entire career.

The show proceeds in straightforward chronological order, from her earliest professional photos of 1919 through to her last project in 1957.

Room 1 Portrait studio

In 1919 Lange set up a portrait studio in San Francisco, which she ran until 1935. The studio became a meeting place for San Francisco’s creative community, including bohemian and artist friends such as Edward Weston, Anne Brigman, Alma Lavenson, Imogen Cunningham, and Willard van Dyke.

There’s a portrait of photographer Roi Partridge, and of painter Maynard Dixon, Lange’s first husband and father of her two sons.

The style and mood are soft focus with plenty of self-consciously artistic poses from artists, writers, poets and musicians – people like the founder of the San Francisco Opera, Gaetano Merola. There’s a misty, soft focus, aesthetic feel to most of them, like the wonderfully romantic Woman in a black hat, and a beautifully caught mother turning away from the camera. The baby is rather rubicund but the mother’s pose has the self-conscious (and slender) grace of a Virginia Woolf.

Mother and child (1928) by Dorothea Lange © The Dorothea Lange Collection, the Oakland Museum of California

Mother and child (1928) by Dorothea Lange © The Dorothea Lange Collection, the Oakland Museum of California

This is bourgeois, arty Lange – before she was ‘woke’.

Rooms 2, 3, and 4 – The Great Depression and the Farm Security Administration

In the early 1930s Lange began to notice homeless men hanging round on the San Francisco streets. Along with everyone else she watched as this trickle turned into a flood of homeless families, farmers uprooted from the Mid-Western states by crop failures caused by drought and over-farming and exacerbated by bank foreclosures by banks who were themselves fighting off bankruptcy. Altogether some 300,000 farmers and their families were forced to head West in the hope of getting work as casual labourers in California.

This, and the accompanying political uproar it caused, woke Lange from her aesthetic slumber and gave her a subject. She took her camera out onto the street and was soon snapping demonstrations, unemployed workers, and breadline queues.

This section of the exhibition displays some hundred photos she took of these subjects, as well as displaying some of the magazines they were shown in, alongside letters and diaries of her travels into the Dustbowl and among the temporary encampments set up by these poverty-stricken migrants all across southern California.

Lange was hired by the Farm Security Administration work (1935–1939) to publicise the problem in a range of government-sponsored publications. By association she was supporting the Roosevelt administration’s efforts to create a New Deal and support the farmers. She worked alongside other notable photographers, including Walker Evans, Ben Shahn and Arthur Rothstein.

White Angel Breadline, San Francisco, 1933 by Dorothea Lange © The Dorothea Lange Collection, the Oakland Museum of California

White Angel Breadline, San Francisco, 1933 by Dorothea Lange © The Dorothea Lange Collection, the Oakland Museum of California

The photos show a wide range of subject matter including:

  • urban poverty in San Francisco
  • tenant farmers driven off the land by dust storms
  • mechanisation in the states of Oklahoma, Arkansas and Texas
  • the plight of homeless families on the road in search of better livelihoods in the West
  • the awful conditions of migrant workers and camps across California

Traveling for many months at a time and working in the field, Lange collaborated with a prominent social economist and expert in farm labour, Paul Schuster Taylor, who became her second husband. With him she published the seminal photo book An American Exodus: A Record of Human Erosion in 1939. A copy of the book and associated letters and diaries are on display here.

Room 3 Migrant Mother

There’s an entire room devoted to the iconic Migrant Mother photo, rather as there used to be a room at the National Gallery devoted to Leonardo da Vinci’s Madonna of the Rocks. And after all the two images have a lot in common, being images of a mother and baby.

But what justifies giving it a room of its own is the backstory to the photo. Driving along, Lange saw a sign to a pea-picking camp, took a detour to visit it, wandered round, saw this particularly wretched mother and her swarming infants in a truly pitiful make-do shelter, and asked permission to photograph her.

Because the final version is so iconic it’s lost a lot of its power to shock. The photos she took in the run-up to the final version were – to me at any rate – completely unfamiliar and their unfamiliarity recaptures that sense of squalor and abandonment. It’s just a makeshift tent in a crappy bit of scrubland, sheltering children in rags with nothing to eat. There’s nothing epic or artistic about it. It is pure misery.

Migrant Mother alternate takes by Dorothea Lange © The Dorothea Lange Collection, the Oakland Museum of California

Migrant Mother alternate takes by Dorothea Lange © The Dorothea Lange Collection, the Oakland Museum of California

Architecture

It’s possible to become a little overloaded with Lange’s powerful images of the poor trudging along streets carrying all their earthly possessions in a blanket, or dirty men hanging round street corners begging for work.

The exhibition points out that Lange also had an eye for the stark architecture of the Mid-West. She shot buildings in a classic, square-on way which gives them a striking monumentality.

Dust Bowl, Grain Elevator, Everett, Texas, June 1938 by Dorothea Lange. Library of Congress

Dust Bowl, Grain Elevator, Everett, Texas, June 1938 by Dorothea Lange. Library of Congress

There’s also a section which focuses on Lange’s interest in parts of the body. Photos of people’s arms, or legs, or torsos, capturing the arrangement of limbs in a self-conscious, posed, artistic way. The curators speculate that this may have been something to do with the fact that Lange had polio when she was seven, which left her right leg and foot noticeably weakened.

Migratory Cotton Picker, Eloy, Arizona, 1940 by Dorothea Lange © The Dorothea Lange Collection, the Oakland Museum of California

Migratory Cotton Picker, Eloy, Arizona, 1940 by Dorothea Lange © The Dorothea Lange Collection, the Oakland Museum of California

Later in life Lange came to think that having to overcome such a physical trauma at such an early age had shaped her personality, her ambition, her refusal to quit.

It was the most important thing that happened to me, and formed me, guided me, instructed me, helped me and humiliated me.

Maybe her own personal struggle against illness predisposed her to be interested in the underdog?

Room 6 Japanese American internment

After the Japanese bombed Pearl Harbour on 7 December 1941, the U.S. Government decided to round up and intern all U.S. citizens of Japanese descent. Even at the time many people thought this was a mistake and it has gone on to become a well-known radical cause célèbre.

Over the next year more than 100,000 Japanese-Americans were rounded up by the War Relocation Authority and housed in makeshift camps. Lange’s series of photos depict not only the Japanese-Americans themselves, but the architecture and infrastructure of the camps. There are bleak signs and posters attacking the Japanese, or in which patriotic Americans announced their loyalty.

It is the first time this series of works has been shown outside the US and Canada.

Centerville, California by Dorothea Lange. This evacuee stands by her baggage as she waits for evacuation bus. Evacuees of Japanese ancestry were housed in War Relocation Authority centers for the duration, 1942. Courtesy National Archives

Centerville, California by Dorothea Lange. This evacuee stands by her baggage as she waits for evacuation bus. Evacuees of Japanese ancestry were housed in War Relocation Authority centers for the duration, 1942. Courtesy National Archives

Room 7 California shipyards

As America swung into full wartime production mode, all aspects of agriculture and industry across Lange’s native California were called on to play their part. The shipyards at Richmond, California became an important centre for producing naval vessels. Along with friend and fellow photographer Ansel Adams, Lange documented the war effort in the shipyards for Fortune magazine in 1944.

The town experienced an explosive increase in population numbers and business of the endlessly changing shifts of shipyard workers. To quote the wall label, Lange was ‘drawn to images that transgressed accepted attitudes towards gender and race’ i.e. women and blacks.

Shipyard worker, 1943 by Dorothea Lange © The Dorothea Lange Collection, the Oakland Museum of California

Shipyard worker, 1943 by Dorothea Lange © The Dorothea Lange Collection, the Oakland Museum of California

After the rooms full of photos of begging farmers, of the wrongfully interned Japanese, and of black and woman shipyard workers, you have got a good feel for the way Lange had made herself a portrayer of the underdog, a chronicler of society’s victims or defiers of conventional values.

She faced a problem, then, after the war, when America headed into a prolonged period of high employment and affluence. The wall label tells us that Lange disapproved of the arrival of mass consumer culture, cheap homes, a radio and then a TV, a fridge and an affordable car for everyone.

To me, it seems that you can’t have it both ways. You can’t produce tear-jerking images of utter poverty and wretchedness, begging the government for something to be done – and then be upset when people finally find work, employment, and can afford somewhere decent to live, a house, a car.

It seemed to me that Lange, by now a familiar figure on the Left, had settled into a posture of permanent opposition, even when Americans had never had it so good.

Room 9 Public defender

This comes over in the project she embarked on in 1955. California had instituted a new system of public defenders to represent the poorest plaintiffs in court, and Lange spent six weeks shadowing one of these new public defenders, Martin Pulich.

From the jaws of the most affluent nation on earth, Lange was able to pull a series of photos which still managed to focus on poverty, bad education and the sorry squalor of the criminal classes.

She has such a great eye. The courtroom shots are all powerfully composed. There are classic shots of a grim-faced judge sitting under an American flag, of Pulich standing next to a sequence of sorry, shame-faced defendants, of the defendants’ wives or girlfriends slumped in anguish in the corridors outside the court. Of prison vans and prison cells.

Public Defender in Court, Oakland, California (1955) by Dorothea Lange © The Dorothea Lange Collection, the Oakland Museum of California

Public Defender in Court, Oakland, California, 1955 by Dorothea Lange © The Dorothea Lange Collection, the Oakland Museum of California

In the era when more Americans had better paid jobs than ever before, bought their own houses and cars, and their kids were cruising round listening to Elvis on the radio, Lange was exploring the US legal defence system for the poor and disadvantaged through the work of a public defender at the Alameda County Courthouse in Oakland.

I guess affluence and happiness are just such boring subjects for artists. There is an in-built bias in modern (post-Great War) art, towards always focusing in on the underdog, the downtrodden, the pitiful and the outcast. The many millions who have great jobs, drive big cars, have barbeques with family at the weekend? Not seen so often in ‘modern’ art, film or photos.

Room 10 Death of a valley

In 1956 Lange heard about a town in California that was going to be destroyed by the construction of a dam.

Death of a Valley (1956–57) was the series of photos she made in collaboration with photographer Pirkle Jones, to document the disappearance of the small rural town of Monticello in California’s Berryessa Valley as a consequence of the damming of the Putah Creek.

The pair set out to capture the traditional rhythms of rural life in spring and summer – and then to document the uprooting of the town, the literal carting away of many of the wooden houses and the digging up of the dead to be reburied elsewhere, before the developers moved in with their giant earthworking machines and the remaining buildings were burnt to the ground.

Her depiction of cowboy hat-wearing old-timers dressed in dungarees in village stores are classic evocations of small-town California life. More vocative shots of rugged, individual people.

What also struck me about this sequence was that Lange was rarely good with pure landscapes. The few shots of the valley, as a whole,, on its own, are flat. Whenever people enter the frame, the photos jump to life.

These photos haven’t, apparently, been displayed or published since the 1960s.

Death of a Valley by Dorothea Lange (1957) © The Dorothea Lange Collection, the Oakland Museum of California

Death of a Valley by Dorothea Lange, 1957 © The Dorothea Lange Collection, the Oakland Museum of California

Room 11 Ireland

In 1954 Lange made the only trip she ever made outside the USA, to Ireland. She spent six weeks in County Clare in western Ireland, capturing the experience of life in and around the farming town of Ennis.

Once again she demonstrates her terrific eye for spotting immensely characterful people and capturing them in richly evocative black and white photographs.

Ennistymon fair, County Clare Ireland (1954) by Dorothea Lange © The Dorothea Lange Collection, the Oakland Museum of California

Ennistymon fair, County Clare Ireland (1954) by Dorothea Lange © The Dorothea Lange Collection, the Oakland Museum of California

But also, this series clinched for me the feeling that, at some point, Lange stopped portraying the world, the actual world – the big wide world of the Cold War and supersonic jets and colour TVs and cars with big fins pulling into diners where Elvis is blaring out of the jukebox.

Her black-and-white vision of the underdog, forged in the Great Depression, was only a part of American culture, even back then – and became a slenderer, almost endangered vision of outsiderness, as the majority of America headed confidently into an era of unprecedented affluence.

It seems to me wholly characteristic that she had to go abroad, leaving America altogether, to seek out the kind of peasant ‘honesty’ and ‘truthfulness’ and the ‘dignity of labour’ and so on, which she was temperamentally attracted to but was ceasing to exist in the land of I Love Lucy and the drive-in movie.

Lange’s politics

Jane Alison, Head of Visual Arts, Barbican, says:

Dorothea Lange is undoubtedly one of the great photographers of the twentieth century and the issues raised through her work have powerful resonance with issues we’re facing in society today.

Well, yes and no. There isn’t currently, in 2018, a great collapse in American agriculture forcing hundreds of thousands of farmers to migrate to the coast. There isn’t a world war in which people from the enemy nation are being interned in mass camps. Ireland is no longer a nation of sturdy peasants riding carts to market, but of financial over-reach and Catholic paedophilia.

If Alison means that Lange depicted poverty, well, when in human history hasn’t there been grinding poverty somewhere in the world? And when haven’t there been moralists, from Goya to Dickens, who have felt it their duty to record poverty and squalor?

1. This is a major overview of a really important photographer, showing how she brought an acute eye for the human, for human character, for the pathos of the human condition, to a wide range of embattled situations.

2. But it also made this visitor, at any rate, think about the nature of oppositional artists who thrive by focusing on the downtrodden, on society’s losers. It made me ponder whether this choice of subject matter represents a political act – in the sense that setting up a political party, making speeches, writing manifestos and hammering out party platforms is a political act – or whether it is more of a temperamental and artistic choice, a preferred subject matter – the subject matter which brings out the best in an artist and which they therefore learn to focus on it, as Stubbs specialised in horses or Bacon on screaming popes.

In other words, whether what Alison describes as ‘politics’ isn’t really, in fact, just a type of style.


Related links

Reviews of previous exhibitions & concerts at the Barbican

The Making of Europe: Conquest, Colonization and Cultural Change 950 – 1350 by Robert Bartlett (1993)

The sub-title is ‘Conquest, Colonization and Cultural Change 950 – 1350’ and that is very much the central idea I take from this book – that before Europe embarked on its well-known colonial adventures from 1492 onwards, it had already experienced centuries of internal colonisation.

Another book I’ve recently read, Robert Fletcher’s The Conversion of Europe: From Paganism to Christianity, 371-1386 AD, has prepared my mind for this idea, with its account of the millennium-long process whereby Christianity was spread across the ‘nations’ (such as they were) of Europe, to the pagan peoples and rulers of the fringes. The final part of that book makes it clear that, after the First Crusade (1095-99), as Christianity was spread along the Baltic and into the last bastions of paganism in Eastern Europe, the evangelising became much more violent. It no longer amounted to a much-venerated saint converting a bunch of open-mouthed peasants by healing a sick girl; it was now about armed bands of knights united in an ‘Order’ – the Livonian Brothers of the Sword, the Teutonic Order – who waged fierce wars of conquest into the East, forcibly converting the populations they conquered and building imperial castles to hold the territory they’d seized.

Charge of the Teutonic Knights at the Battle of Lake Peipus, April 5, 1242

Charge of the Teutonic Knights at the Battle of Lake Peipus, April 5, 1242

Europe had to colonise itself, before its rulers went on to violently colonise the rest of the world.

Bartlett’s book aims to make you see that a number of scattered events usually treated as separate entities in siloed national histories, were actually all part of One Really Big Pattern: the spread, by conquest, of a centrally organised, Latin, Catholic Christianised state ideology right across Europe, and that this diffusion came from the heart of the old Frankish empire, from the most technologically and ideologically advanced heart of Europe consisting of north-France, north-west Germany and south-east England (after it had been conquered by the Normans in the 1060s).

Thus:

  • The Norman invasion of Ireland in the 1170s was partly a crude seizure of land and resources, but also involved the imposition on Gaelic Christianity of the much more centrally organised Latin Roman version.
  • A hundred years later, Edward I’s conquest of Wales in the 1280s had a similar aim of imposing a strong, centralised, Latinate organisation onto a culture traditionally made of scores of petty princes.
  • The Scots had already undergone a European-style centralising ‘revolution’ under King David I (1124-1153) and so could muster more resources to resist Edward I’s imperial ambitions – but only at the expense of handing over large parts of southern Scotland to settlement by Normans (and Flemings).
  • This period also saw the Reconquista of Spain, the long effort to push the occupying Muslims out of the Iberian Peninsula, over the centuries from the reconquest of Toledo in 1085 to the recapture of Seville in 1248.
  • It was also the era of the Crusades (1095 to 1291), which imposed Latin, Catholic Christianity on formerly Orthodox territories in the Middle East.
  • Just before the First Crusade began, Norman troops under Roger I conquered the Kingdom of Sicily from the Muslims (complete by 1091).
  • En route to the Holy Land, King Richard I seized Cyprus from its Greek ruler in 1191, transferring it to Latin rule.
  • And the sack of Constantinople in 1204 led directly to the imposition of Latin, Catholic dioceses and bishops over much of the Byzantine Empire.

The same period saw the campaigns to Christianise the remote regions of northern and north-eastern Europe, now collectively referred to as the ‘Northern Crusades’. These included:

  • The Wendish Crusade (1147) against the Wends of north-east Germany and Poland.
  • The Crusade against the Livonians in the north-east Baltic in the 1190s.
  • The Teutonic Knights prolonged campaign to crush and convert the Prussians in the 1250s.
  • And a series of drawn-out campaigns against the pagan Duchy of Lithuania, the last stronghold of paganism in all Europe.

Moreover, this period also saw internal crusades to impose order and uniformity within Latin Christendom – most notoriously against the Cathars, a heretical sect which had followers across the South of France and which was brutally suppressed in the ‘Albigensian Crusade’ from 1209 to 1229 (named for the town of Albi, which was one of the heretical strongholds).

The Frankish expansion

The animation below shows the first 500 years of the spread of Christianity, the loss of the Middle east and Africa to the Muslims in the 700s and 800s, the Christian fightback – permanent in Spain, transient in the Levant – and then the abrupt worldwide explosion of Christianity commencing in 1500. It’s the first 1400 years or so we’re interested in, the fluctuations in and around the Mediterranean, and the period 950 to 1350 that Bartlett is particularly concerned with.

In a host of ways Bartlett identifies this expansion with the Franks, the Gothic tribe which seized Gaul from the Romans in the 500s and quickly established a centralised state which reached its geographical maximum under the legendary Charlemagne, king of the Franks from 768 to 814. I hadn’t realised that at its peak, Charlemagne’s empire was coterminous with Western Christendom (with the exception of the Christianised Anglo-Saxon kingdoms) as this map shows. It really was an awesome achievement.

Map of Europe around 800 AD

Map of Europe around 800 AD

William of Normandy who conquered Britain in 1066 was a descendant of the Frankish kings. Frankish aristocrats played key roles in all the conquests of the day, against the Moors in Spain and the Saracens in the Levant, in Sicily and Crete and Cyprus, and in the north pressing into Denmark, into Poland and along the Baltic towards Finland and Russia. Bartlett has a nifty diagram showing that by the late Middle Ages, 80% of Europe’s monarchs were descended from the Frankish royal family or Frankish nobles.

No surprise, then, that the word ‘Frank’ began to be used widely as a generic name for the conquerors and settlers all over Europe – the Byzantine Greeks called the incoming Latins ‘the Franks’; a settlement in Hungary was called ‘the village of the Franks’; the newly conquered peoples of Silesia and Moravia had to submit to ‘Frankish law’; Welsh chroniclers refer to incursions by ‘the Franci’; and Irish monks referred to the Anglo-Norman invaders as ‘the Franks’. Similarly, in the Middle East of the Crusader era, Muslim commentators, kings and peoples came to call all Westerners ‘the Franks’. So widespread and famous was this association, that Muslim traders took the name Faranga on their journeys through the Red Sea eastwards, spreading the term as far East as China, where, when westerners arrived hundreds of years later, they were identified as the long-rumoured Fo-lang-ki. (pp.104-105).

Questions and theories

All this prompts three questions:

  1. Why did Latin Christianity feel it had to convert the entire continent?
  2. Why did Latin Christianity feel it had to be so centralised; why did it feel so obliged to impose uniformity of ritual and language all across the Christian world?
  3. What gave Latin Christian culture its dynamism – the aggressive confidence which would spill out to the Canary Islands (conquered in the early 1400s), to the Caribbean (1490s), to Central America (1520s), along the coast of Africa (first settlements in Mozambique in 1500), to India and beyond?

1. The first of these questions is answered at length in Richard Fletcher’s book, which shows how the Great Commission in St Matthew’s Gospel (‘Therefore go and make disciples of all nations, baptizing them in the name of the Father and of the Son and of the Holy Spirit, 20 and teaching them to obey everything I have commanded you‘) was interpreted by successive Church authorities to mean, first of all, gaining some converts among the rich in cities around the Roman Empire; then to convert all inhabitants of the cities; then, only slowly, to undertake the task of converting the rural peasants; and only then, in the 700s and 800s, the brave idea of venturing beyond the pale of Romanitas to try and convert pagans.

The second two questions are the ones Bartlett specifically addresses and he approaches them from different angles, examining various theories and sifting a wide range of evidence. I found two arguments particularly convincing:

2. The centralisation of the Catholic Church. This stems from the Gregorian Reforms, a series of measures instituted by Pope Gregory VII from around 1050 to 1080. They banned the purchase of clerical positions, enforced clerical celibacy, significantly extended Canon law to impose uniformity on all aspects of Catholic practice. As Wikipedia puts it, these reforms were based on Gregory’s

conviction that the Church was founded by God and entrusted with the task of embracing all mankind in a single society in which divine will is the only law; that, in his capacity as a divine institution, he is supreme over all human structures, especially the secular state; and that the pope, in his role as head of the Church under the Petrine Commission, is the vice-regent of God on earth, so that disobedience to him implies disobedience to God: or, in other words, a defection from Christianity.

This gathering of power by the papacy is generally thought to have reached its height under the papacy of Pope Innocent III (1198 to 1216). Innocent further extended Canon Law, upheld papal power over all secular rulers, using the Interdict to punish rulers he disagreed with (e.g. King John of England) and he was personally responsible for some of the violent campaigns we’ve listed: Innocent called for Christian crusades to be mounted against the Muslims in the Holy Land and the south of Spain, and against the Cathars in the South of France.

Making Christian belief and practice uniform was part and parcel of the extension of its power by a vigorously confident papacy, a vision of uniformity which echoed and reinforced the tendency of secular rulers to create larger ‘states’ in which they asserted increasingly centralised power and uniform laws.

3. As to the literal force behind the aggressive military confidence, Bartlett has a fascinating chapter about the technology of medieval war. Basically, the Franks had heavy war-horses, heavy body armour, the crossbow and a new design of impenetrable defensive castles and all of these were absent in the conquered territories, the Holy Land, southern Spain, Wales and Ireland, in Eastern Europe and the Baltics. These advanced military technologies gave the better-armed Franks victory – at least until their opponents managed to figure out and copy them for themselves. (The Crusades are a different case – fundamentally the Crusaders lost for lack of men and resources.)

But I was drawn to a subtler cause for this great expansion: in the 9th and 10th centuries the laws of inheritance were hazy and patrimonies and estates could be divided among a number of sons, daughters, cousins, uncles and so on. (One aspect of this is the way that Anglo-Saxon kings were chosen by acclamation, not rigid law; and this uncertainty explains the long English civil war following Henry I’s death between his daughter Matilda and her cousin Stephen of Blois, which lasted from 1135 to 1153.)

Thus, along with the imposition of clearer laws and rules within the Church went secular attempts in Frankish lands to regularise secular law, and one element of this was to enforce the previously haphazard law of primogeniture i.e. the eldest son inherits the entire estate. But this new rigour had unexpected consequences – it forced all the other male heirs to go off looking for land.

In a fascinating chapter Bartlett sketches the histories of several aristocratic Frankish families where one son inherited the father’s entire estate and left the other 3 or 4 or 5 well-armed, well-educated, ambitious sons literally homeless and landless. There was only one thing for it – to associate themselves with the nearest campaign of Christianisation and conquest. Thus the de Joinville family from the Champagne region of France spawned sons who fought and won lands in Ireland, in Africa and Syria. The descendants of Robert de Grandmenils from Normandy (d.1050) won lands in southern Italy and Sicily, served the Byzantine Emperor, joined the First Crusade, and ended up building castles in northern Wales.

So a newly rigorous application of the law of primogeniture provided the motive for forcing dispossessed aristocrats to go a-fighting – the newly authoritarian Catholic Church provided a justifying ideology for conquest in the name of uniformity and iron armour, heavy warhorses, the crossbow and castles provided the technology. Taken together these elements at least begin to explain the phenomenal success of the ‘Frankish expansion’.

Other aspects of medieval colonisation

These ideas are pretty clearly expressed in the first three chapters; the remaining nine chapters flesh them out with a host of details examining the impact of the Frankish expansion on every aspect of medieval life: the image of the conquerors as embodied in coins, statutes and charters; the division of time into primitive pagan ‘before’ and civilised Christian ‘after’; the propagandistic literature of conquest (in various romances and epics); the giving of new Latin place names which over-wrote the native names of the conquered – the Arabs, the Irish, the Slavs; the imposition of new Frankish laws and tax codes; the proliferation of New Towns with Western-based charters, and the creation of hundreds of new villages, laid out on logical grid patterns, especially in eastern Europe. (This reminded me of the passage in Marc Morris’s history of Edward I which describes Edward’s creation of New Model Towns on grid plans in Wales (Flint) but also England (Winchelsea)).

Bartlett presents the evidence for the widespread importation from Christian Germany of heavy, iron-tipped ploughs which were much more efficient at turning the soil than the lighter, wooden Slavic ploughs, and thus increased productivity in the new settlements (pp.148-152). This went hand-in-hand with a ‘cerealisation’ of agriculture, as woods were cleared and marshes drained to provide more ploughing land to grow wheat and barley, which in turn led to significant increases in population in the newly settled lands. (Although as with all things human this had unintended consequences, little understood at the time; which is that the pagan predecessors, though fewer in number, had a more balanced diet which included fruit and berries and honey from woodlands – the switch to a cereal-based monoculture increased production but probably led to unhealthier people. Analysis of corpses suggests there was a net loss of stature in humans over the period, with the average height decreasing by about 2 inches between the early and the High Middle Ages.)

Names became homogenised. The Normans imported ‘William’ and ‘Henry’ into the England of ‘Athelstan’ and ‘Aelfric’, and then into the Wales of ‘Llywelyn’ ‘Owain’ and the Ireland of ‘Connor’, ‘Cormac’ and ‘Fergus’. Bartlett shows how these essentially Frankish names also spread east replacing ‘Zbigniew’ and ‘Jarosław’, south into Sicily and even (to a lesser extent) into Spain.

In a move typical of Bartlett’s ability to shed fascinating light on the taken-for-granted, he shows how the centralisation and harmonisation of the Latin church led to the diffusion of a small number of generic saints names. Before about 1100 the churches of the various nations were dedicated to a very wide spectrum of saints named after local holy men in Irish, Welsh, Scots, Castilian, Navarrese, Italian, Greek, Germanic or Polish and so on. But the 1200s saw the rise of a continent-wide popularity for the core gospel names – Mary at the top of the table, followed by Christ (as in Christ Church or Corpus Christi) and then the names of the most popular disciples, John, Peter, Andrew.

The names of individual people as well as the names of their churches, along with many other cultural changes which he describes – all followed this process of homogenisation and Latinisation which Bartlett calls ‘the Europeanisation of Europe’ (chapter 11).

New worlds and the New World

Bartlett doesn’t have to emphasise it but the parallels are clear to see between the colonisation by violence and crusading Christianity of the peripheral areas of Europe in the 1000s to 1300s, and the conquest of the Americas in the 1500s and 1600s. It’s a mind-opening comparison, which works at multiple levels.

For example, many of the charters and decrees about the new European lands proclaimed them ’empty’ virgin land ready to be settled, despite the evidence of native populations living in well-developed (though non-Latin) settlements – just as publicists for the Americas and, later, Australia, would declare them ’empty’ of natives.

Even when there are obviously natives (Welsh, Scots, Muslims, Slavs) the official colonial medieval literature disparages the aboriginal inhabitants’ lack of literacy, of iron tools or weapons, of orthodox Christianity, of organised towns with advanced codes of law and so on.

‘They’ are in every way uncivilised; ‘we’ in every way deserve to take their land because only ‘we’ know how to make it productive and fertile.

Many of the other histories I’ve read describe the numerous medieval conquests in terms of battles, alliances, troops and armour and so on; Bartlett’s is the only one I know which goes on to explain in great detail that, once you’ve conquered your new territory – you need people to come and live in it. You have to persuade people from the old lands to risk making a long journey, so you have to advertise and give would-be settlers tax breaks and even cash incentives. Settlers in Ireland, the south of Spain, the Holy Land or Livonia were all told how much empty land they could have, were offered tax breaks for the first few years and then reduced taxes for decades after, and the lords and conquerors fell over themselves to give the new towns attractive charters and independent powers to determine their own laws and taxes.

All of these techniques would be copied by the conquistadors in Central America or the merchant adventurers who launched the first settlements in North America, or the colonial authorities desperate to fill the wide ’empty’ spaces of Australia or New Zealand. It is a mind-opening revelation to learn how all these techniques were pioneered within Europe itself and against fellow ‘Europeans’, centuries before the New World was discovered.

Conclusion

This a very persuasive book which mounts an impressive armoury of evidence – archaeological and ecological, in place names, people’s names, saints names, in cultural traditions, church records and epic poems, in the spread of monasteries and universities and charters and coinage – to force home its eye-opening central argument: that the more advanced, centrally organised parts of Europe (north-west France, north-west Germany and south-east England) (all ultimately owing their authority, technology and ideology to the Frankish empire of Charlemagne) succeeded in conquering and settling the rest of less advanced, less developed and non-Christian Europe with the aid of a panoply of technologies and ideologies, legal and cultural and physical weapons – a panoply which Europeans would then use to sail out and conquer huge tracts of the rest of the world.


Related links

Reviews of other medieval books and exhibitions

A Great and Terrible King: Edward I and the Forging of Britain by Marc Morris (2008)

This is a really good book about a key figure in medieval history: it feels deep and rich, comprehensively researched, and consistently thought-provoking. It provides a long, thorough and convincing portrait of this ‘great’ medieval king, with lots of insights into the culture and society of his time, not only of England, but of Wales and Scotland too. Above all, ploughing through this detailed account of the challenges Edward faced gives you a profound understanding of the sheer difficulty of being a medieval king.

You can read a good account of Edward I’s reign on Wikipedia. From Morris’s book a number of themes and ideas emerge over and above the basic facts:

The name ‘Edward’

Edward was an odd and unfashionable name for a Plantagenet king. It is a Saxon name from the same stable as Egbert and Aelfred – starkly different from the French names Norman aristocracy and royalty were used to – Guillaume, Henri, Jean, Richard and so on. This was because Edward’s father, Henry III, a feeble king, grew increasingly obsessed by religion and in particular with the last king of Saxon England, the saintly Edward the Confessor. Henry went so far as to have the Confessor’s bones dug up and reinterred in Westminster Abbey, which Henry also had rebuilt to the Confessor’s greater glory. And this is why he named his first-born son Edward.

Young manhood and education

Born in 1239, Edward grew up amid the chaos of the reign of useless father, Henry III. A major contributing factor to the chaos was the corrupt and violent behaviour of Henry’s in-laws, the French de Lusignan family (relatives of Henry’s scheming wife, Eleanor of Provence).

Discontent erupted in 1258 when a group of Henry’s senior nobles staged what was in effect a coup, forcing the king to expel the de Lusignans and to agree a comprehensive reform programme known as the Provisions of Oxford. From this high point the barons’ coup then slowly crumbled from within as they squabbled among themselves, but Henry was unable to regain full control of his kingdom and the ongoing instability led to another eruption in 1263, named The Second Barons War.

The rebel barons were led by the religious fanatic and land-grabbing baron Simon de Montfort. There’s quite a back story here, because earlier in his reign the impressionable Henry had allowed the charismatic and overbearing Montfort to marry his sister (against a lot of courtly opposition), so the rebel leader was in fact Henry’s own brother-in-law.

The rebels won the bloody Battle of Lewes in 1264, taking Henry and prince Edward (aged 25) prisoner. Edward was moved to a ‘safe’ castle in the west of England and generously given free reign which proved to be a mistake because one day he escaped on horseback to rejoin his royalist colleagues. The regrouped royalists brought the rebels to battle at Evesham in the West Midlands, killing the leading rebels including de Montfort.

Henry III was restored to a shaky sort of power, but now limited by the charters and rules he’d been obliged to comply with – the rough outlines of a ‘constitution’. For example, it was agreed that there would now be regular meetings of his nobles, the knights of the shires and burgesses from the major towns and cities. The new word ‘parliament’ began to be applied to these triannual meetings.

Henry III at first fiercely punished the rebels, confiscating their lands, imposing massive fines – but slowly discovered that this only drove the scattered rebels into further confrontation. Soon there were so many of them they acquired a name, ‘the Disinherited’, and hid out in remote parts of the realm such as the Isle of Ely, where they were difficult to defeat.

Edward learned a lot from all this.

a) In the initial stages of the rebellion he had (unbelievably) sided with de Montfort; only later, when push came to shove, did he rejoin his father’s party. Because of this he acquired a reputation for deceit and flipping sides which, as king, he was determined to rise above, by making clear and consistent decisions.
b) He realised it is a bad tactic to fiercely crush the defeated (cf the Allies’ behaviour to Wilhelmine Germany after the Great War) – you only sow the seeds for further conflict. Much better is the grand magnanimity and forgiveness practiced by his great-grandfather, Henry II, who repeatedly forgave his rebellious sons and other nobles (or America’s astonishingly forgiving attitude to defeated Japan in 1945).
c) Regular parliaments are an excellent way of letting disgruntled citizens state their problems. Right from the start of Edward’s reign he instituted regular meetings of the ‘parliament’ and he made a point of following up problems of corruption and out-of-date laws.

Crusade

If his father was besotted with the historic figure of Edward the Confessor, Edward developed a cult for the legendary King Arthur. Morris has some amusing pages explaining the rise of the legend of Arthur and the key part played in it by the fraud Geoffrey of Monmouth whose History of the Kings of Britain (written about 1136) is a farrago of fantasy and tall stories, but which devotes 60 or so pages to this King Arthur, providing a ‘factual’ basis which later writers spun out into extravagant stories.

So the first thing Edward did after marrying Eleanor of Castile was take his new bride to Glastonbury to see the (alleged and certainly faked) burial caskets containing Arthur and Guinevere. Edward was always to understand the importance of managing public events connected with the monarchy with high drama and theatrical trappings so as to imbue them with the maximum meaning and power.

He made a grand ceremony of ‘taking the cross’ to go a-crusading in 1268, in his father’s waning years. Morris shows in detail how he then set about mulcting the kingdom for the money he would need to lead his pack of knights and hangers-on to the Holy Land. Part one of the route was to head to the South of France to rendezvous with the senior partner in the crusade, King Louis IX of France. But on arrival at the Mediterranean he was dismayed to discover that Louis had been persuaded by his brother, Charles of Anjou, King of Sicily, not to sail to the Holy Land, but to Tunis in North Africa, to put down pirates who were causing Charles trouble. By the time Edward arrived in Tunis, Louis had made a peace treaty with the local emir so there was no fighting to be done.

The two fleets then sailed to Sicily but here a massive storm wrecked the French fleet, anchored on one side of Sicily, and the French king decided to go home. Edward continued with the English fleet – safely anchored on the other side of Sicily – to the Holy Land. His time here wasn’t quite a fiasco but it wasn’t a stunning success: Jerusalem had fallen fifty years earlier and the Crusader ‘kingdom’ more or less amounted to the town of Acre and a slender stretch of coastline. This was menaced by the Mamluk Muslims under their canny leader Baybars. A pointless foray to attack some Arab villages led to ferocious counter-measures.

The Crusaders’ best hope was to make an alliance with the new threat from the north, the Mongols, who had swept out of central Asia in the late 1100s and now held territory right across Asia, including to the north of Palestine in modern Iran. For various reasons the alliance didn’t come off. Edward realised the futility of his presence when Hugh II, king of Jerusalem, was forced to sign a peace treaty with Baybars, and all offensive operations were cancelled.

The most dramatic thing that happened to Edward in the Holy Land was an assassination attempt by a lone killer sent from Baybars, who made his way into the royal chamber and then attacked Edward with a knife. He managed to wound the king in the arm before Edward overpowered and killed him. The wound took some time to heal, but eventually Edward was well enough to pack up and set off back to England.

It was en route, in Sicily, that he learned that his father had died, in November 1272. Surprisingly, he didn’t rush home, but took his time, visiting his lands in Gascony, south-west France, and then making a point of visiting the French king and renewing his father’s fealty to him i.e. confirming the arrangement that Edward ‘owned’ Gascony on behalf of the French king.

It is a forlorn theme of the rest of Edward’s life, which Morris brings out, that he repeatedly made massive efforts to raise the money to go on a further crusade – but every time his preparations were stymied by the outbreak of conflict nearer to home and the money and troops raised to free the Holy Land were repeatedly decoyed into the never-ending conflicts in Wales or Scotland or France.

France

Edward’s father, the weakling Henry III, had been compelled in 1259 to travel to Paris and kneel before King Louis IX. Under the Treaty of Paris, Henry gave up any claim to his family’s lands in the north of France – this represented the final irrevocable loss of Normandy, Brittany, Anjour, Maine – all the territories his father (John) and uncle (Richard) and grandfather (Henry II) had laboured so long and hard to preserve. In return, though, Henry – and Edward after him – were confirmed as the legitimate rulers of Gascony, the rich wine-growing region in south-west France – so long as they did homage and recognised Louis as their feudal lord for these possessions.

Although it was an unstable arrangement, Edward had good personal relations with the French kings of his day, travelled to Paris more than once to confirm the arrangement and so – eerily – we were at peace with France for the first half of his reign.

This changed abruptly in Edward’s final, troubled decade, with the advent of a new French king, Philip IV. The French encouraged their merchant ships in the Channel to clash with English ships, with casualties on both sides. When Philip requested Edward to attend in person in Paris to discuss these and other minor skirmishes, Edward was too busy in Scotland to attend and so the French king declared Gascony forfeit.

Outraged, for the next ten years Edward tried to organise a major reconquest of Gascony but kept getting derailed by his troubles in Wales and Scotland. Some expeditionary forces were sent to the province, but generally were defeated or made small gains which were overturned by the much larger French forces. In the end it was the pope who came to Edward’s aid, demanding a peace between the two Christian kings and the restoration of the province by the French under pain of excommunication. We regained Gascony thanks to the pope.

Wales

The leading figure in late 12th century Wales was Llywelyn ap Gruffudd. He was based in the core Welsh territory in the north, Gwynedd, which included the Isle of Anglesea. During the turmoil of Henry III’s reign, Llywelyn – via the 1267 Treaty of Montgomery – had expanded his territory to include the Four Cantrefs of Perfeddwlad and was recognised in his title of Prince of Wales.

Morris explains how different Welsh laws and customs were to English ones. The Welsh regarded themselves as heirs to the Britons who once inhabited all of Britain but had been disinherited twice over – once by the invading Anglo-Saxons from the 500s  and then by the Normans after 1066. Successive English kings had allotted the lands along the border with Wales to their strongest nobles. The border was known as the March and the nobles collectively as the Marchers. March lands had their own laws and customs and the Marcher lords liked to think that they were bounden to neither Welsh nor English laws. Low-level conflict between the Marcher lords and the Welsh was almost permanent.

English estates were passed on through primogeniture i.e. the eldest son inherits the entire estate. This has the merit of keeping grand estates united, making clear who the heir is, and has the spin-off effect of motivating younger sons to go and do something worthwhile like fight for the king or go on crusade. The Welsh had a completely different system of partitioning the estate of a dead man among all his male heirs. This led to the continual fragmentation of Welsh territory into small, relatively powerless estates, and to continual conflict between male members of families, and their allies.

So it was that Llywelyn’s fiercest enemies weren’t the English Marcher lords, but his own family, specifically his younger brother Dafydd. In 1274 Dafydd and Gruffydd ap Gwenwynwyn of Powys organised an assassination attempt against Llywelyn. It failed and they defected to the English, promising to fight for Edward in return for part of Llywelyn’s land. Morris enumerates the numerous minor incursions and skirmishes between English and Welsh in these years – but the snapping point came when Llywelyn announced his intention to marry Eleanor, daughter of Simon de Montfort, the great enemy of his father. The alliance of his Welsh enemies with the powerful de Montfort family on the Continent was too dangerous to be allowed. In November 1276 Edward declared war on Llywelyn and invaded with a massive force of 15,500 – of whom 9,000 were Welshmen. There wasn’t any single major battle, just skirmishes, the Welsh making hit-and-run guerrilla attacks on the larger force then running back to the hills.

(In fact it’s a characteristic of medieval warfare that there were very few battles; campaigns consisted of armies making great marches destroying, burning and pillaging everything in their path. It’s startling to read that, when King Edward finally brought William Wallace to battle at Falkirk on 22 July 1298, it was the first battle Edward had been involved in for 33 years, since the Battle of Evesham in 1265!)

Edward reinforced his advance by setting masons to build castles at key defensive points on his march into Llywelyn’s heartland. While his military campaign squeezed the Welsh into more remote fastnesses, the castles were built to protect Edward’s rear and to provide a permanent means of controlling the region. Llywelyn was forced to surrender. By the Treaty of Aberconwy in November 1277, Llywelyn was deprived of all his conquests of the previous twenty years, and left only with the core heartland of Gwynedd, and the rather empty title of ‘Prince of Wales’.

Edward pressed on with his castle-building. Most of the castles which the Welsh Tourist Board invites you to come and marvel at are in fact symbols of their nation’s subjection by the English.

But the insensitive imposition of English law and practices turned many minor Welsh nobility who had been neutral in the Llywelyn war against the settlement, and in 1282 war broke out again, led again by the difficult Dafydd. This time Edward was angry at the breach of the peace treaty, and invaded in full strength determined to take no prisoners. Llywelyn was killed at the Battle of Orewin Bridge in December 1282. In June 1283 Dafydd was also captured, taken to Shrewsbury, and hanged, drawn and quartered. The heads of the rebellious brothers were sent to London to be exhibited on spikes.

But peace in the Middle Ages never lasts long. There were further rebellions in 1287–88 and, in 1294, a serious uprising under the leadership of Madog ap Llywelyn, a distant relative of Llywelyn ap Gruffudd. Edward successfully suppressed both, but at some cost, and causing disruption to his other plans (the Holy Land, Gascony).

Edward was determined to stamp complete control on Wales. By the 1284 Statute of Rhuddlan, the Principality of Wales was incorporated into England and was given an administrative system like the English, with counties policed by sheriffs – ‘coins, laws, towns and charters’ as Morris sums it up. Edward embarked on the full-scale English settlement of Wales, creating new towns like Flint, Aberystwyth and Rhuddlan. The inhabitants of these towns were to be solely English, with the Welsh banned from living in them. Morris doesn’t hesitate to call this a form of apartheid.

(A fascinating aspect of these new towns or bastides is that, contrary to popular belief that the Middle Ages built everything in quaint windy lanes, they were laid out on a rigid grid pattern as this aerial view of Winchelsea, one of Edward’s English new towns, makes clear.)

Castles

The main medieval strategy for securing a conquered territory was to build castles. We are lucky in having the name of Edward’s master mason, an Italian he recruited in his slow journey back from the Ninth Crusade – Master James of Saint George.

Master James built the castles of Beaumaris, Caernarfon, Conwy and Harlech, which were intended as both fortresses and royal palaces for the King. These strongholds made a strong statement about Edward’s intentions to rule North Wales permanently. They drew on imagery from both the Byzantine Empire (in the shape and coloration of the buildings) and the legend of King Arthur, to assert the legitimacy of Edward’s rule.

In 1284 King Edward ensured that his son Edward (later Edward II) was born at Caernarfon Castle – another deliberate statement about the new political order in Wales. In 1301 at Lincoln, the young Edward became the first English prince to be invested with the title of ‘Prince of Wales’ – a tradition which continues to this day – and was granted land across North Wales with a view to permanently controlling the region.

Scotland

Morris has an interesting few pages about 13th century English racism i.e. the firm conviction that the Welsh, Irish and Scots were semi-human barbarians. This was based on their poverty relative to lush fertile England, to their chaotic social structures (the hosts of petty ‘kings’ always fighting each other), to their different attitudes to sex and marriage, and to their traditions of Christianity, alien in many ways to the orthodox Catholicism of the English and especially of the Europeanised Norman kings.

But within this general observation there are fascinating insights.

For example, the Welsh were ethnically very unified, descendants of the Britons, the original inhabitants of the island, who had been pushed west by the Romans, more so by the Angles and Saxons, and then again by the Norman invaders. Yet, partly because of their tradition of partitioning estates at the death of their owner among all adult males, the country was in a permanent state of infighting among a host of petty lords.

This contrasted strongly with 13th century Scotland, which was a surprisingly multi-ethnic society: in the south-west were the original ‘Brittonic elements’, but the south-east was mostly populated by English, remnants of the extensive Anglo-Saxon kingdom of Northumbria; in the west the inhabitants were of Gaelic stock, having immigrated from Ireland during the Dark Ages; and all around the coast, especially in the islands, lived people of Norwegian (Viking) stock (p.241). Then, after the Conquest, numbers of Norman knights settled in Scottish lands and, in the mid-12th century, there was a large influx of Flemish settlers.

Yet despite this multi-ethnicity, ironically the Scots had a more unified political culture than the Welsh, mainly because they had adopted the European idea of primogeniture, which ensured the maintenance of a strong central power. There were still civil wars and rebellions, but behind them all was always the established idea of one king of Scotland, in a way that there wasn’t an accepted idea of one central king of Wales.

It’s interesting to learn that around the end of the 11th century Scotland underwent a significant ‘anglicisation’. It is usually dated to the rule of Scots King David I. David had been brought up at the court of Henry I, around 1100, where he imbibed the courtly and urbane manners of European culture. As Morris points out, before this Scots kings had generally had Gaelic names, like Malcolm (Máel Coluim); afterwards they tended to have classical, Biblical or Norman names – Alexander, William, David. In fact, so sweeping were the changes that medieval scholars refer to them collectively as the ‘Davidian Revolution’:

The Davidian Revolution is a term given by many scholars to the changes which took place in the Kingdom of Scotland during the reign of David I (1124–1153). These included his foundation of burghs, implementation of the ideals of Gregorian Reform, foundation of monasteries, Normanization of the Scottish government, and the introduction of feudalism through immigrant Norman and Anglo-Norman knights. (Wikipedia)

All this meant that the kings of England tended to have much more respect for the King of the unified Scots than for the prince of the squabbling Welsh. They were more their idea of what kings should be. Edward I had been on good terms with the Scots king of his day, Alexander III (reigned 1249 to 1286), who paid him homage for the English lands he held of him (much as Edward paid the King of France homage for his territory of Gascony).

But when Alexander’s two sons and daughter all died young, and then Alexander himself died in 1286, and then his grand-daughter, seven-year-old Matilda, died while sailing back from Norway (where she’d been born) in 1290, there were no blood relatives left – the line of Alexander became defunct. This led to a massive succession crisis known in Scotland as ‘The Great Cause’.

There was a wide range of candidates to succeed and so an independent arbiter was needed. The nobles in charge of the process, the so-called ‘Guardians’ of Scotland, decided to ask King Edward to adjudicate the various claims. But Edward promptly horrified the Scots nobles by claiming complete sovereignty over Scotland. This set off a long train of highly legalistic disputes, claims and counter-claims. Morris details the complex negotiations whereby both sides tried to reconcile their conflicting views.

In fact a distinguishing feature of this book is the detail Morris goes into to show how legalistic so many of these disputes were in origin and enactment. I.e Edward was generally at pains to establish his right to a territory or cause; in the case of the Scots legalistic attempts to establish the next king dragged on for years before there was any hint of violence and many of the details are illuminating and amusing, for example the refusal of the Scots nobles to pay homage to Edward on English soil, leading to a lot of toing and froing over the bridge over the Tweed which formed the border between the two kingdoms.

On a high level, the legal approaches broke down and led to open warfare, which dragged on for the rest of Edward’s reign. The English beat the Scots, the Scots beat the English – either one of the two main contenders for the throne – Robert the Bruce or John Balliol – alternately allied with Edward then turned against him. Stirling castle was lost, then won again, then lost again.

In a way these wars are like love stories – ‘boy meets girl, boy loses girl, boy finds girl again’ is the famous summary of all Hollywood love stories – similarly, ‘King of England conquers Scotland (or Wales or Ireland), King of England loses Scotland (or Wales or Ireland), King of England conquers Scotland (or Wales or Ireland) again’ is the high level summary. the interest is in the detail, and a lot of the detail in fact comes down to money.

Taxes

In his preface Morris says this is the first full-length biography of Edward for a century. I would guess that some of the biggest changes since the last one would be a more politically correct, culturally aware sense of the impact of English rule on the other nations of Britain (described above). But I also imagine this book goes into much greater detail about the economics of kingship.

These kings lived in a state of permanent financial crisis. The uprising against Henry III was prompted partly because of the corrupt influence of foreigners at court, but also because of Henry’s arbitrary and fierce levying of taxes on his subjects. The single biggest theme in Morris’s book isn’t war or King Arthur or Scotland – it is Edward’s permanent struggle to find enough money to pay for everything.

Crusades, building castles, fighting the Welsh, fighting the Scots, defending Gascony – they all cost money, drained the royal coffers, and Morris goes into exacting detail about Edward’s finances. Broadly speaking, in the first half of his reign Edward went out of his way to appear constitutional, to confirm the annual calling of parliaments, to confirm Magna Carta and the Charter of the Forests, to review grievances and issues all around his kingdom, to tour his lands and listen to local sheriffs and knights. Morris details the clever arrangement Edward devised with his Italian bankers, the Riccardi family from Lucca, whereby Edward swore over to them a fixed annual percentage of his wool tax in return for loans.

But in the 1290s this system broke down under the pressure of multiple threats, in Wales, Scotland, Gascony and then the brief intense threat of invasion from France (French ships raided and burned some of the Cinque Ports on the South Coast). Edward was forced by the huge expenditure required by these simultaneous wars to break many of the good practices of his early reign, by imposing a bewildering range of clever and onerous taxes, on towns and merchants, on the entire wool trade, on nobles and barons, and a punishing set of taxes on the (very wealthy) English church. Among many other things, the book is a thorough introduction to the world of medieval taxes, to maltotes and prises, to scutage and tallages and fifteenths and thirtieths.

The last quarter of the book describes how Edward threw away much of the goodwill generated by 20 years of good kingship, and comprehensively alienated every element in society, prompting armed insurrection by a number of leading nobles (most frequently the earls of Norfolk and Hereford, Roger Bigod and Humphrey de Bohun). In the legalistic way of the age (and of Morris’s account) this led to numerous parliaments and confrontations – but by 1300 England teetered on the brink of a civil war, with church and nobility allied against the king, which hadn’t been seen since the bad days of King Henry in the 1250s.

Luckily, this very moment saw the eruption onto the scene of the Scottish nationalist William Wallace, who raised forces in the west of Scotland and went onto win a series of devastating victories against the (badly supplied) English garrisons. As news of these reached England, the crisis (temporarily) united king and aristocracy into a determination to defeat Wallace.

But even though the nobility closed ranks, Morris’s account is fascinating in showing just how hard it still was for Edward to persuade his nobility to fight at all – many of them refused the call to rally to the king’s standard or marched north only to hesitate and pull out at the last moment. Time and again Morris shows how the initially impressive levies of infantry quickly melted away once they’d crossed the border, basically because the king ran out of money and couldn’t afford to pay them. Edward’s letters to his Exchequer survive and record a king driven to mounting rage and frustration at not being sent enough money to pay  his troops, which melt away just at vital moments of the campaign.

I came to this book knowing that Edward was known as ‘the Hammer of the Scots’ but come away with a much more informed sense of the difficulty of funding medieval kingship and the really immense challenge of raising enough money to fund even a single military campaign.

In a telling symbol, Morris points out how Master James the castle builder had thousands of pounds in the 1280s to build edifices like Caernarfon out of solid stone, but by the late 1290s the money had slowed to a trickle and he was being paid only £20 a week to build the final castles of the reign, Linlithgow and Selkirk – and in wood!

The last seven years of his reign (to his death in 1307) involved more fighting against the Welsh and Scots and French but none of these was brought to a final resolution and he handed over the conflicts, the dire state of royal finances, and a nobility and church very disgruntled at being repeatedly fleeced and mulcted, over to his son, Edward II.

Wife and children

When he was 14 Edward was married off by his father to 13-year-old Eleanor, the half-sister of King Alfonso X of Castile. The idea behind this alliance was to make the southern borders of Gascony safe from attack. In this respect it worked but also, unusually for a medieval royal couple, Edward and Eleanor fell deeply in love. For their entire adult lives they were inseparable.

When Eleanor of Castile died, aged just 49, in 1290, Edward’s grief was immense and sincere. He built the largest funerary monument ever created in England – separate tombs, at Lincoln and Westminster. And a series of twelve large stone and marble crosses to mark each of the resting points of her corpse as it was carried from Lincoln to London – the last one being in central London at the station now known as Charing Cross (corrupted from the French chère reine or ‘dear queen’).

Eleanor of Castile had borne Edward 15 or 16 children (the precise number is uncertain). Only four of these were boys and so able to inherit the throne, but two died very young, John aged 4 and Henry aged 6. The succession then passed to the third son – Alfonso. Alfonso. There could have been an English king named Alfonso! But in the event, prince Alfonso also died relatively young – aged just 9 – and the throne was to pass to Edward and Eleanor’s 12th child and 4th son, also named Edward.


Related links

Reviews of other medieval books

King John by Marc Morris (2015)

I loved Marc Morris’s History of the Norman Conquest because it gave such a thorough explanation of the background, build-up, events and consequences of the most famous moment in English history, so I was looking forward to reading this book and it is certainly good – but not as good as the Conquest one, and I spent some time, as I read it, trying to figure out why.

1. The long historical build-up to John’s reign

I think the main reason is that the central feature of King John’s reign (1199 to 1216) is the complete collapse of the huge and elaborate ’empire’ created by his predecessors – Henry I (his grandfather), the great Henry II (his father) and King Richard, his swashbuckling brother.

The pressures John faced trying to hang on to the south (Aquitaine), the middle (Anjou) and the north (Normandy) of France, along with the large and fractious realm of England, as well as managing relations with Scotland, Wales and Ireland – all these only make sense if you have a good grasp of how this patchwork ’empire’ had been slowly and effortfully acquired by his father and brother in the first place.

So anyone describing John’s reign would have to give a fair amount of space to this ‘back story’. Thus Morris has to start his story with the advent of Henry I (1100) and explain how his son and heir, William Aetheling, was lost in a disastrous shipwreck (1120) which – since Henry had no other sons – led him to the desperate expedient of trying to impose his daughter, Matilda, as his heir on his reluctant nobles. When Henry I died in 1135 Matilda’s claim was immediately contested by her cousin, Stephen of Blois, who managed to secure the throne of England and ruled as King Stephen (1135 – 1154) but under constant assault from the forces loyal to Queen Matilda in the west and north of England leading to 20 years of exhausting civil war.

Eventually, in the event-packed last few years of his reign, Stephen’s own son and heir, Eustace, died young (in 1153) and Stephen was forced to accept the son of Matilda and her husband, Geoffrey Count of Anjou, Touraine and Maine, Henry, as his heir. Geoffrey enjoyed the sportive nickname of Plantagenet, and so this name was also given to his son, Henry.

The very next year Stephen himself died (1154) and young Henry Plantagenet assumed control over a complex web of territories – England from Stephen, Normandy via his grandfather the Conqueror, Anjou, Touraine and Maine from his father and, via his shrewd marriage to Eleanor of Aquitaine in 1152, possession of Aquitaine, a huge slab of south-west France, maybe a third the land area of the present-day France.

Because Henry’s central inheritance (from his father, Geoffrey) was of the Duchy of Anjou, the ’empire’ is often referred to as the Angevin Empire, Angevin being the adjectival form of Anjou (as Poitevin is the adjectival version of the neighbouring region of Poitou).

Just holding on to control of these far-flung territories needed every drop of this remarkable man’s confidence, aggression, cunning and ruthlessness. But it is only by understanding how the ’empire’ came about, almost by accident, that we can understand the context of problems which he and his sons – first Richard (1189-99) and then John (1199 to 1216) – would inherit:

  • How to maintain the disparate French possessions in the face of continual uprisings by local counts and lords?
  • How to fight off the continual attacks and threats of successive French kings – Louis VII and Philip II?
  • How to keep the aggressive Scottish kings bottled up in Scotland?
  • How to secure more land in Wales?
  • How and when to interfere in the troublesome island of Ireland?
  • How to manage relations with the pope, especially when you seem to be at loggerheads with one or other of your archbishops? (England has two archbishops – of Canterbury and of York)
  • How to pay for it all by raising the maximum amount of taxes but not alienating the fractious competing nobles of England?
  • And, above all, how to manage all this while coping with all the adult members of your family politicking and conspiring against you?

This context, this historical backdrop, the events of the 60 or 70 years prior to John’s accession (in 1199) are key to understanding John’s predicament.

2. Use of flashbacks

Rather than deal with this long historical run-up in a straightforward chronological account, Morris takes the risky decision to start his narrative in the middle of John’s reign, starting with a detailed account (along with pictures and two maps) of the French King Philip II’s siege of the Plantagenet castle of Château Gaillard, on the River Seine, 20 miles south-east of Rouen in 1204.

Having painted this scene, in chapter two Morris jumps all the way back to the birth of the family empire in the early 1100s (as outlined above). Chapter three returns us to the Château Gaillard siege (which turned out to be one of the longest and most gruelling in medieval history). Chapter four jumps back again, to 1189, when Henry II died and his son Richard succeeded.

This chapter takes us through the first half of Richard’s ten-year reign – his adventures on the Third Crusade (1189-92), his capture on his return through Europe, his imprisonment by the Holy Roman Emperor Henry VI and his final release after his regents in England had raised an enormous ransom for him in 1194 – then abruptly stops.

The next chapter picks up the thread of John’s reign in 1205 after the end of the Château Gaillard siege and the humiliating failure of his English nobles to join an armed flotilla designed to attack King Philip of France, then follows events of the ‘campaigning season’ of the following year, 1206.

We are just getting our head round this context when the next chapter whisks us away from all that, to pick up the second half of King Richard’s reign from 1194 and carry it on through to the first years of John’s reign, 1202.

And so on. For well over half its length the book flicks back and forward between a ‘present’ narrative and historical flashbacks. I think I can see why: he didn’t want to start his book with 60 or 70 pages of solid exposition before he gets to John’s coronation. But, for me, it doesn’t work.

Comparison with Dan Jones

It just so happens that I read Morris’s book  in parallel with Dan Jones’s jaunty, boys-own-adventure account of the entire Plantagenet dynasty. This tells the story outlined above but in a traditional chronological order and a direct comparison between the two suggests that, although Morris’s book is more scholarly and nuanced, Jones’s narrative is not only easier to read but gives you a much better cumulative sense of the issues at stake for all these rulers:

  • how the Angevin empire was originally created
  • the tremendously complex shifting alliances it required to keep it together
  • the history of the other major players involved, like Eleanor of Aquitaine, like Henry II’s rebellious children, like the pesky kings of France
  • as well as the litany of difficulties Henry, Richard and John all encountered while trying to tax the bolshy nobles of England
  • and the challenges of keeping the bloody church and interfering pope onside

To put yourself in the place of these (horrible) rulers you have to understand the constant pressure they were under from all sides (and the constant pressure they themselves exerted in the never-ending conflict which was medieval high politics). And the only hope you have of understanding why William of Scotland or Llewylyn of Wales or Louis of France attacked when and how they did, is to have a sense of the cumulative relationships between them and Henry or Richard or John, and the accumulated grudges or alliances or betrayals which feed into their behaviour.

It is hard enough to follow when presented clearly and simply so, for me, Morris’s approach made it hopelessly confusing. I quite quickly decided to read the chapters of his book out of the textual order he’s placed them in (reading chapters 2, 4, 6, 8, then 1, 3, 5, 7).

Detail

Dan Jones is shrewd to start his 600-page account of the Plantagenets with the sinking of the White Ship in 1120, which really seems to be the mainspring of the whole Plantagenet story. But his chronological approach also allows him to give events a properly detailed treatment as they occur – logically enough, there is a set of chapters devoted to Henry II and Richard I, before we get to the birth and youth of John.

Morris, by contrast, often skips over these earlier events in order to get to the ostensible subject of his book the quicker. He has to tell us something about the events of earlier reigns because John grew up under them and spent most of, for example Richard’s reign (1189-1199) politicking and conspiring against his brother – but he tends to skimp on details of Richard’s activities.

Thus he tells us simply that, en route to the Holy Land in 1191, Richard conquered Cyprus, in one sentence (p.72). Jones goes into much more detail, giving us a full description of Richard’s two-pronged assault on Cyprus (pp.118-119) and giving a typical snapshot that, once he’d conquered, Richard forced all Cypriot men to shave their beards off!

Similarly, Morris skips very briskly over Richard’s time in Palestine to focus on John’s scheming back in England. But we need to understand the detail of Richard’s activities in Palestine in order to understand how and why he managed to alienate so many of his Christian allies with such parlous consequences: we need to know that he scorned Philip of France so much that Philip eventually packed up and returned to Paris. And when the vital city of Acre was finally taken from the Muslims after a prolonged siege in which many Christian knights died of fighting or sickness (1191), Richard managed to infuriate Leopold Duke of Austria. Leopold had been involved in the siege for a year before Richard arrived and had demanded an equal place at the front of the victorious Crusader army as it rode into the fallen city along with Richard – but Richard rejected this request and added insult to injury by having Leopold’s flag torn down from the ramparts of Acre.

These details are vital because both Philip and Leopold returned to Europe before Richard and spread the blackest possible rumours about Richard’s treachery, lack of chivalry and so on, to anyone who would listen. When Richard finally decided to abandon the Crusade and return to England (prompted by news of the ruinous feud which had grown up between his chancellor William Longchamps and his enemies supported by John) Richard discovered that he was now a wanted man across most of Western Europe. So that when his ships were blown ashore in north Italy and he tried to make his way in disguise through Austrian lands, Richard was soon recognised, arrested and taken to the court of the very same Leopold who he had so fatefully insulted in Palestine – who promptly threw him into prison.

For sure Richard’s imprisonment, and the vast ransom demanded for his release, are all dealt with by Morris because they all impinge on the state of England and on John’s scheming (John was in his late 20s during the ransom crisis) – but the story makes much more sense, acquires a fuller depth of meaning, if you’ve been given a really good account of Richard’s activities in Palestine, and this Jones does better than Morris.

King John

King John

Notable aspects of John’s reign

It is in the second half of Morris’s book (chapters 9 to 14) – once he drops the flashback structure – that it becomes measurably more detailed and immersive than the Jones account. Having had a run-up of 150 pages or so you begin to have a feel for certain key players in the story – the ill-fated William de Brouze who John hounded into exile, imprisoning and starving to death his wife and son – or the remarkable William Marshall, 1st Earl of Pembroke, whose career spanned five monarchs, and who managed to survive accusations and punishments from the erratic John and went on to become guardian and regent for John’s young son, Henry III, when he succeeded in 1216.

And you get a feel for the relentless turnover of events: every year sees all the players on the board – the Scots, the Welsh, the numerous Irish and Anglo-Irish, the King of France, the nobles of Normandy, Brittany, Anjou, Main, Poitou, Angouleme, Gascony and so on, all girding their loins and setting off to fight each other, in a bewildering blizzard of alliances which shift and change at the drop of a hat. This second half of Morris’s book becomes really gripping, providing much more detail than Jones’s limited space can, and judiciously weighing evidence, balancing the accounts of the different contemporary chroniclers, as he gives a week by week account of John’s difficult confusing reign.

Some highlights

His reign lasted 17 years (1199 to 1216).

John Lackland While a boy under King Henry II John acquired the nickname ‘Lackland’ because his older brothers were all given substantial provinces to rule except for John, who was too young. Towards the end of his reign, the nickname was ironically revived to describe the way he had lost most of the Angevin Empire.

The loss of Brittany Arthur, Duke of Brittany From the very start of John’s reign there was an alternative ruler, Arthur, son of John’s elder son Geoffrey (who himself had died in 1186). Arthur was born in 1187 and so was 12 when King Richard died in 1199.

Arthur inherited from his father the title of Duke of Brittany, and his Breton nobles proved remarkably loyal to him, while Arthur himself sought help and advice from French King Philip II. The situation was worsened by the fact that back in 1190 Richard had officially declared the infant Arthur his legal heir (during his peace negotiations with Tancred of Sicily, p.67). On his death-bed Richard changed his mind and proclaimed John his heir, fearing Arthur was too young for the job – but the Bretons, and everyone opposed to John, took Arthur as a figurehead for their cause.

The to and fro of successive alliances and peace treaties whereby Arthur allied with Philip, then John, then Philip again, came to an end when, in one of the rare military successes of his rule, John captured Arthur, who was leading a force besieging his grand-mother, Eleanor, at the Château de Mirebeau in Anjou.

John sent his nephew to a series of castle prisons. The contemporary chronicler Ralph of Coggeshall reports the story that John sent two knights with orders to mutilate the duke but that his gaoler, Hubert de Burgh, refused to let them – a legend which quickly spread and later provided the central plotline of Shakespeare’s play, King John, as well as heaps of wonderfully sentimental Victorian illustrations, like this one.

Prince Arthur and Hubert de Burgh by William Frederick Yeames (1882)

Prince Arthur and Hubert de Burgh by William Frederick Yeames (1882)

Young Arthur was moved to Rouen prison in 1203 and never heard of again. Quickly the rumour got about that John had had Arthur murdered, though whether getting others to do it or, in one version, murdering his nephew himself in a drunken rage, has never been confirmed. The rumour was enough for many people, nobles and commoners alike, throughout his realm, and John became known as the nephew-killer. In response the nobles of Brittany rebelled against John and he never regained their trust.

The loss of Normandy Meanwhile in 1204, to the East, King Philip II of France began a major offensive against Normandy, bypassing the stronghold of Rouen and picking off smaller towns – Falaise, Cherbourg. Rouen begged John (in England) for reinforcements and John tried to mount an armed expedition to help them, but was stymied by the reluctance of his own nobles, who showed up late or not at all. When it became clear that no help was coming from England, Rouen surrendered to King Philip and the remaining strongholds of Normandy followed suit. The 139-year union of England and Normandy, created by William the Bastard in 1066, came to an end in 1204.

The loss of Aquitaine In April 1204 Eleanor of Aquitaine died, old and full of years (a little over 80). With her died the loyalty of most of the dukes and counts of the massive region to the Plantagenet regime in the form of the unattractive John. They rose up, seized whatever strongholds remained loyal to John and, within months, the largest part of the Angevin Empire was lost.

Tough taxes With the loss of most of the Empire, John’s sphere of activity was vastly reduced and now confined to the British Isles. Here he became famous for instituting ferocious new taxes. At that time many simple activities of the nobility traditionally required permission and a nominal fee to be paid to the king, for example for the smooth succession of an heir or the arrangement of a new marriage. John pushed these customary dues much deeper into every aspect of noble life and hugely increased the fees, by up to 1,000%. Anyone who questioned his right to do so was arrested or forced into exile and their lands confiscated. There was a ‘forest tax’ for anyone found breaching the rules of the Forest. John hiked these and extended the definition of ‘forest’ to include agricultural land and even towns. There was a tax known as ‘scutage’, which knights could pay if they didn’t want to answer the king’s call to join an army: John hugely increased this and applied it for new purposes. He applied another tax known as the Thirteenth, and in 2008 another tax, known as the tallage (p.182). He relentlessly mulcted everyone and everything throughout his reign.

The failed 1205 invasion In 1205 John used this money to organise a massive invasion of Normandy, recruiting thousands of knights and soldiers and building (or hijacking) enough ships to create a war fleet of 1,500 vessels. But – at the last minute his leading nobles and knights backed out – afraid of chaos in the realm if John were killed (he had no heir), afraid they would find no support in the French realms which had so solidly gone over to King Philip, afraid of losing their lives and remaining goods.

And so John was left to gnash his teeth and weep tears of frustration. In fact John did mount several expeditions to France later in his reign, in one of them landing in Bordeau and marching inland to seize castles in his traditional heartland of Anjou. But always he had to retreat before the superior forces of King Philip II, or the Bretons or Normans or the Gascon nobles, sometimes reinforced by armies from over the border in Spain.

Two wives King John had two wives, both named Isabella. In 1189 Henry married John off to Isabella, Countess of Gloucester, when he was 23 and she was 16. In fact they were half-second cousins as great-grandchildren of Henry I, and thus within the prohibited degrees of consanguinity, and on this basis John had their marriage annulled by the Church in 1199, just before he acceded to the throne. He then married Isabella of Angoulême in 1200, when she was just 12 years old. The marriage gave him possession of lands in the centre of Aquitaine but also, unfortunately, led to the enduring enmity of Hugh IX le Brun, Count of Lusignan, to whom she had been betrothed and who John was widely seen as stealing her from. The enmity of the de Lusignan family and their allies was a contributory factor to the loss of Aquitaine in 1204 when Eleanor died.

The Papal Interdict Archbishop Hubert of Canterbury died in 1205 and the monks secretly elected one of their own as his successor. King John and the English bishops refused to accept their choice and appointed John’s favorite, John de Gray, in his place. Pope Innocent III (1198-1216) refused to accept either candidate and instead arranged the election of his friend Stephen Langton, in 1207. Furious, John expelled the monks of Canterbury who fled to France. The pope responded by placing England under Interdict in 1208. The interdict suspended Christian services and the administration of sacraments (except baptism, confession, and last rites). Even the dead were denied Christian burial. Ordinary people would have experienced an eerie phenomenon – for the first time in their lives church bells – which rang at numerous times of day for various services – fell silent and remained silent. John in fact turned the situation to his advantage, imposing lucrative fines and threatening imprisonment to bully the clergy. Innocent III retaliated by excommunicating John and eventually declared John ‘deposed’ in 1212, absolving his subjects of their allegiance to him.

In fact John, at a low point in his fortunes in 1213, made the shrewd move of completely and totally humbling himself to the papal legate, declaring England as the pope’s belonging and himself only a humble vassal. Innocent II was delighted and from that point onwards (for the last three years of his life) treated John with notable indulgence and favouritism. The interdict was lifted and after five long years, the church bells of England were allowed to ring again.

The Jews There were probably only a few thousand Jews in all of Britain, but they were in a vulnerable position. They were allowed to carry on the business of lending money – forbidden to Christians – but only on the king’s sufferance. The crusading fervour at the very end of Henry’s rule led to violent anti-Jewish pogroms on the day of Richard’s coronation and for weeks afterwards, leading to the horrible climax of the entire Jewish community of York being hounded into York castle and preferring mass suicide to facing the baying mob outside. In 1210 John imposed a massive tax or ‘tallage’ in 1210, extracting some £44,000 from the community. At first he wanted only a percentage of their loans but this escalated to become a percentage of all their possessions. Roger of Wendover tells the gruesome story of a Jew of Bristol who was imprisoned and had one tooth knocked out every day until he gave in and handed over all his wealth to the king. Leading Jews were hanged as an example. And then, in John’s last full year of 1215, there were further attacks on the Jews, extracting money under torture. It took the Jewish community a generation to recover population and belongings after this onslaught.

Scotland When he came to power John turned down King William the Lion of Scotland’s demand to have the province of Northumbria returned to him. The two remained on reasonable terms until in 1209 John heard rumours that William planned to ally with King Philip of France. John invaded Scotland and forced William to sign the Treaty of Norham, which gave John control of William’s daughters and required a payment of £10,000.

Ireland John was made ‘Lord of Ireland’ by his father as long back as 1177, when he was just 11. When just 19 he was sent there by his father but, along with his youthful courtiers, created a very bad impression, making fun of the local nobles’ long beards. During his reign there was conflict not only between the caste of Anglo-Irish rulers who had settled in Ireland since the Conquest, and the native lords, but also among the natives themselves. John played all sides off against the other, and in 1210 led a major expedition to Ireland to crush a rebellion by the Anglo-Irish lords and impose English laws and customs.

Wales was divided into roughly three parts, the border or ‘marcher’ regions with England, ruled over by a handful of powerful Anglo-Norman lords, south Wales/Pembrokeshire owned by the king directly, and wilder North Wales. The leading figure was Llywelyn the Great, to whom John married off one of his illegitimate daughters, Joan, in 1204. In 1210 and 11 Llywelyn launched raids into England. John retaliated by supporting a range of Llywelyn’s enemies in the south and in 2011 launched a massive raid into North Wales. However Llywelyn’s forces retreated and John’s army was reduced to near starvation in the barren lands around Snowdonia. But the next year he came back on a better planned attack, ravaging Llywelyn’s heartlands, burning villages, towns and cities, until Llywelyn sent his wife, John’s daughter, as emissary to beg for peace. Peace was signed at, of course, a steep price, then John sent his mercenary warlords into South Wales to secure the territory and build defensive castles.

By 1212 John had lost almost the entire continental empire, but solidly secured the grip of the English crown over the neighbouring British countries. But all mention of peace is deceptive, even inappropriate in the context of the Middle Ages. The very next year John had to go to the aid of William of Scotland who faced pressing danger from a usurper and had barely finished doing this before Llywelyn led a concerted attack to reclaim his lost territory in north Wales, along with uprisings by lords in central Wales.

Basically, every year there was conflict – and in more than one theatre of war – with players shifting alliances from year to year based on short-term strategy. This is what makes medieval history so difficult to follow in any detail.

The Battle of Bouvines I’d never heard of this battle, but both Jones and Morris says it has a similar talismanic importance in the history of France as the Battle of Hastings has for England. It was the climax of the series of incursions John made into French territory in the previous few years. John had amassed a force of English nobles and foreign mercenaries (all paid for by his brutal taxation) and was campaigning in central France, while his allies – a force of German, English and Flemish soldiers – was being led by Otto IV, Holy Roman Emperor, in the north. John’s plan was for his forces to draw King Philip II south while his German allies took Paris, leading to the decisive crushing of King Philip, for him to regain all his lost French land and the Emperor Otto to seize the Low Country.

In fact John had already suffered a defeat when he was forced to abandon the siege of La Roche-au-Moine due to the reluctance of his Poitevin allies to engage in a pitched battle against King Philip’s son, Louis. In the retreat his infantry were badly mauled and he only just made it back to La Rochelle, losing all the gains of the campaign to the French.

So everything now depended on the northern army of the Emperor. This caught up with Philip’s main army on 27 July 1214, and rapidly attacked. The battle turned into confused mayhem but slowly the cavalry charges of the French began to tell. By the end of the day the Emperor had fled, his army was defeated, and a collection of rebel nobles had fallen into Philip’s hands.

From the French point of view, their strongest enemies had created their strongest possible alliance and thrown everything against the French – and failed. A chapel was built, Masses were sung everywhere, the students of Paris danced in the streets for a week, according to one chronicler. The Battle of Bouvines confirmed the French crown’s sovereignty over the Angevin lands of Brittany and Normandy, and lost them forever to the English crown. It was the climax of John’s decade of brutal taxation and war plans: and it was a complete failure.

A few hours of bloody mayhem at Bouvines had confirmed that [John]’s loss of Normandy, Brittany and Anjou would be permanent. (p.235)

Magna Carta

The barons’ rebellion The failure of this campaign tipped many of England’s nobles over into open rebellion. Morris says there were about 160 barons in England and now most of them openly denounced and defied John. For several years there had been calls to return to the good old days of Henry II or even before, embodied in calls to restore the charter Henry II issued on his accession. Numerous hands – probably involving the archbishop – were involved in creating a draft document which started with traditional calls for good rule but then went on to address specific issues of John’s reign. The climax of the Barons’ Rebellion came when one of their forces – a self-proclaimed ‘army of God’ – seized London ahead of John’s representatives in May 2015. Now they had access to all his treasure and the taxation rolls of the Exchequer.

John camped with his forces at Windsor and representatives of both sides met half way, in the meadows at Runnymede. Here the document we call Magna Carta took shape and was swiftly stamped and agreed by John.

The key thing about Magna Carta is that it was a peace treaty between the two armed sides; and that it failed. Within weeks open conflict broke out again and John took his foreign mercenaries on a rampage through East Anglia, killing and raping all the supporters of the rebel barons, destroying crops in the fields, burning everything. It was on this last final orgy of destruction that he decided to take a short cut across the Wash into Lincolnshire but was caught by the tide and lost his entire baggage train, including all his jewellery and treasure, the crown of England and his priceless collection of Holy Relics. And he got dysentery. It was a blessing for everyone when he died on 19 October 1216.

There is no doubting John was a wicked, evil man, a coward who screwed his country and tortured countless victims in order to extract a vast fortune from his subjects which he then squandered on mismanaged military campaigns. He lost almost the entire Angevin Empire which he’d inherited, and he left his country in a state of bitter civil war.

Morris’s book includes at the end a full translation of the Magna Carta into English but that is all. Obviously his preceding historical account gives a blow-by-blow description of the events leading up to it, and to the issues raised by John’s misrule, which the charter seeks to address and limit. And briefly describes how the charter – a failure in its own day – was reissued under later kings, widely distributed, and became a set of standards to which medieval kings could be held to account. But somehow just stopping with the translation and nothing more felt a bit… abrupt.

Plantagenet trivia

  • King Henry I carried out a brutal recoinage of the realm’s money in 1125 in which he ordered the mutilation of all his moneyers – the people who had official permission to mint coins, namely the removal of their right hands and genitals
  • Right at the end of his life Henry II took the Cross with a view to going on Crusade and recapturing Jerusalem. In 1188 he instituted ‘the Saladin Tithe‘, a levy of 10% on all revenues and movable properties across England. In the end it raised some 100,000 marks, though Henry died before he could go on Crusade. The administrative machinery created to claim the tithe was used four years later to raise the enormous ransom required to free Richard I from his imprisonment by the Holy Roman Emperor.
  • King Richard founded Portsmouth Royal Naval dockyard.
  • Richard in his usual impetuous way, finding himself in negotiation with Tancred ruler of Sicily, promised to betrothe Arthur (then aged 4) to one of Tancred’s daughters (aged 2), though the wedding never took place.
  • In his passion to go on crusade, Richard weakened the Crown by selling off or mortgaging a huge number of Crown lands and goods. He is said to have quipped, ‘I would have sold London if I could find a buyer.’
  • King John founded Liverpool in 1207.
  • the word Exchequer derives from the large chequered cloth laid out a table on which debts were counted out using a device like an abacus (p.167).

Glossary

  • amercement – a financial penalty in English law, common during the Middle Ages, imposed either by the court or by peers
  • castellan – the governor or captain of a castellany and its castle
  • distrain – seize (someone’s property) in order to obtain payment of rent or other money owed
  • interdict –  in the Roman Catholic church a punishment by which the faithful, while remaining in communion with the church, are forbidden certain sacraments and prohibited from participation in certain sacred acts
  • forest eyre – the main court of the Forest Law in the medieval period was the Forest Eyre, which was held at irregular intervals by itinerant justices
  • Forest Law – laws separate from English Common Law designed to protect game animals and their forest habitats from destruction. Forest Law offenses were divided into two categories: trespass against the vert (the vegetation of the forest) and the venison (the game).
  • justiciar – a regent and deputy presiding over the court of a Norman or early Plantagenet king of England
  • moneyer – any private individual who is officially permitted to mint money
  • scutage – also called shield money (from the Latin scutum meaning ‘shield’) in feudal law payment made by a knight to commute the military service that he owed his lord
  • tallage – a form of arbitrary taxation levied by kings on the towns and lands of the Crown

Related links

Reviews of other medieval books

Celts: art and identity @ The British Museum

The key words in this exhibition are ‘perhaps’, ‘maybe’, ‘might’ and ‘may’. The most important single fact about the ‘Celts’ is that they were illiterate: they wrote nothing down. All we have is the relatively small number of artifacts they left behind and the scattered – often unreliable – references in texts by the literate Greeks and Romans. This means that almost every sentence on the wall panels and the exhibit labels was hedged around with ‘ifs’ and ‘maybes’.

The second most important fact which emerges from this exhibition is that the word ‘Celt’ is loaded more with political, historical and cultural, than with racial, ethnic or archaeological, meanings. We know very little about the peoples we label ‘Celts’, who were in fact a diverse group of tribes and peoples – a ‘mosaic of communities’ – that inhabited Europe north of the Alps – a vast area stretching from Geneva to the Outer Hebrides – from around 500 BC until, well, when do you end the period? With the arrival of the Romans around 50 BC? Of the Angles and Saxons 500 AD? Of the Vikings 800 AD? Of the Normans in 1066?

By contrast with the obscurity of the historical record, most use of the word ‘Celt’ nowadays is dominated by the meanings it has acquired in the struggle for identity by nationalist movements of modern times (since the industrial revolution, say, roughly 1800) in countries like Wales, Scotland and Ireland, and in regions like Cornwall and Brittany.

In fact, from its use by the ancient Greeks to refer to people living ‘outside’ their literate Mediterranean culture, to its use by 20th century nationalists to distinguish themselves as ‘outsiders’ from the English Empire, the function of the word has always been to indicate difference.

It is this confusion between what the archaeological record shows us the people who lived in this area were actually like from 500 BC to 1000 AD – and the stories, legends and wishful thinking that writers, poets, politicians and myth-makers have concocted about them in the last couple of hundred years, that the exhibition seeks to untangle.

1. Pagan history 500 BC to 500 AD

The exhibition says (rather vaguely) that around 500 BC the people referred to as Celts lived across much of Europe north of the Alps. The term Keltoi was first used by the ancient Greeks but it isn’t a Greek word. Where exactly these people came from, and why, and what they believed and what language(s) they spoke, are challenging questions which this exhibition doesn’t really answer as clearly as you’d like.

The Glauberg statue, Holzgerlingen, Baden-Wüttemberg, Germany 500 – 400 BC. Sandstone; H 2.30 m. Wüttembergisches Landesmuseum, Stuttgart.

The Glauberg statue, Holzgerlingen, Baden-Wüttemberg, Germany 500 – 400 BC. Sandstone; H 2.30 m. Wüttembergisches Landesmuseum, Stuttgart. 1848,1

The Celts were pagans (although this is another word coined by Latin Christians to indicate ‘outsiders’ from their literate Mediterranean faith) and their paganism endured into the centuries when the Romans expanded across the Alps to the borders of the Danube and the Rhine and came into increasing contact with them. In encountering Celtic peoples the Romans recorded their lifestyles and culture, though in shreds and patches, sometimes exaggerating or basing their statements on rumour and hearsay.

As you would expect, there is a lot of detailed scholarship on display here, for example noting the subtle influence of Romano-Greek design on Celtic artefacts, as the Celts inevitably traded with the encroaching Romans and learned to incorporate imagery associated with the Empire. But it is the inexplicable, mysterious artifacts, the ones from the dark unexplored lands, which bespeak unknown religions, unknown beliefs, which gripped me.

Gundestrup Cauldron. Silver. Gundestrup, northern Denmark, 100 BC–AD 1. © The National Museum of Denmark.

Gundestrup Cauldron. Silver. Gundestrup, northern Denmark, 100 BC–AD 1. © The National Museum of Denmark.

Maybe the wonderful Gundestrup Cauldron (‘the largest known example of European Iron Age silver work’) records the exploits of a hero as full of legend as Herakles. Maybe each panel records one of his famous adventures. The faces glaring from the inner panels are ‘probably’ gods. The cauldron as a whole was ‘probably’ reserved for important rituals. We don’t know. In fact the cauldron was discovered as disassembled plates and there is debate to this day about whether it has been reconstructed with the plates in the right order.

This lack of certainty, the prevalence of ‘ifs’ and ‘maybes’, was typified by a panel explaining the provenance of some treasure found in Lake Neufchâtel in Switzerland. These artifacts probably once lined a walkway out into the lake and they probably fell into the lake as the walkway decayed – though, the panel almost sheepishly adds, they might also have been a deliberate sacrifice to a water god. We don’t know.

So sparse is our information that the wall labels and commentary are sometimes forced back on rather obvious generalisations: The Celts liked feasting, which was probably the focus of their social life. The Celts probably worshiped an array of gods and revered nature. The Celts were a warlike race and the warrior had high status in their culture. Well, which ancient cultures is this not true of?

The Battersea Shield. Bronze, glass. Found in the River Thames at Battersea Bridge, London, England, 350-50 BC. © The Trustees of the British Museum

The Battersea Shield. Bronze, glass. Found in the River Thames at Battersea Bridge, London, England, 350-50 BC. © The Trustees of the British Museum

In our islands the key dates are Julius Caesar’s first expeditions (55-54 BC) and the commentary he wrote on his Gallic Wars with the north European Celts in what would later become France. Then came the Emperor Claudius’s conquest of 43 AD which led to the 400-year colonisation of the island the Romans named Britannia, their rule eventually stretching as far as the borders with Wales and with the highlands of Scotland. Famously, the Romans never colonised Hibernia, Ireland.

Whereas the Celtic natives lived in farms, villages or small hillforts, the Romans brought towns, cities even, stone buildings, straight roads. The administrative system they set up across England lasts to this day, whereas in the Celtic ‘fringes’ and in Ireland, it never penetrated. Largely obliterated by the Roman colonisation in continental Europe, ‘Celtic’ identity survived in these fringes. Hence artifacts found from these areas show the true Celtic strangeness lingering on long after the Romans had been and gone.

Tully Lough Cross. Wood, bronze. Tully Lough, north-west Ireland, AD 700–900. © National Museum of Ireland

Tully Lough Cross. Wood, bronze. Tully Lough, north-west Ireland, AD 700–900. © National Museum of Ireland

Torcs

The most characteristic artifact from ‘Celtic’ culture seems to have been the ‘torc’ and there are scores of them on display here. Torcs are large metal neck rings, sometimes made from a solid block of metal, more often from exquisitely spun and woven strands of precious metal. In recent years a number of archaeological finds, including the Snettisham hoard and the Blair Drummond hoard, have revealed hundreds of torcs, in a breath-taking variety of shapes and sizes, making us as confident as we can be that they were a common feature of Celtic life.

The Blair Drummond torcs. Blair Drummond, Stirling 300-100 BC. Gold; D of loop-terminal torc 15 cm. © National Museums Scotland, Edinburgh

The Blair Drummond torcs. Blair Drummond, Stirling 300-100 BC. Gold; D of loop-terminal torc 15 cm. © National Museums Scotland, Edinburgh. 1968.L

The exhibition refers to the famous Greek sculpture called The Dying Gaul, showing a wounded Gaulish warrior naked except for a torc. The Greek historian Polybius described the wearing of torcs by the gaesatae, Celtic warriors from northern Italy, who fought at the Battle of Telamon in 225 BC. Torcs have been found at scores of locations across Europe and maybe 50 are on display here, the two obvious conclusions being:

a) they came in an astonishing variety of shapes and sizes, some massive and clunky, most of really exquisite craftsmanship
b) they must have been extremely uncomfortable and impractical to wear.

Bronze age bling.

How did Celtic art evolve?

Despite the wealth of scholarly information on display, I found myself becoming a little confused about Celtic art as the exhibition progressed. On the one hand there are images as raw and primitive, as unsymmetrical and crude, as the faces and animals on the Gundestrup cauldron, along with some of the earliest statues and figurines (eg the Glauberg statue, above) which resonate a great sense of virility and pagan power. These reminded me very much of the similar pagan, northern imagery in the Museum’s fabulous Viking exhibition.

But at some point there began to emerge alongside this the style that we nowadays think of as ‘classic Celtic art’ – characterised by beautifully crafted geometric shapes with complex interwoven patterns, the weaving lines often ending in animal heads, like birds of prey; or just wonderfully intricate, ordered patterns designed to fill the interstices of sword hilts, crosses, brooches, helmets.

Leaving me puzzled: so what is Celtic art? The pagan figures or the intricate craftsmanship? And if it’s both, it would have been good to have the process by which the classic patterns evolved more completely and explicitly explained (as far as possible).

Hunterston brooch. Silver, gold and amber. Hunterston, south-west Scotland, AD 700–800. © National Museums Scotland, Edinburgh

Hunterston brooch. Silver, gold and amber. Hunterston, south-west Scotland, AD 700–800. © National Museums Scotland, Edinburght.1968.L

In fact, revisiting the exhibition to go over these objects more carefully, I noted:

  • In the bronze anklets and chariot fittings and shield bosses and some of the torcs a kind of bulbous, spherical decoration was far more characteristic of ‘Celtic’ art and for centuries before the knot motifs appeared – eg the spheres on the Roissy Dome, France, 300-200 BC, or this bronze hohlbuckelring from Plaňany in the Czech Republic (3rd century BC) . Referring to textbooks, I discover this bulbousness is characteristic of the ‘Plastic’ era of Celtic art in the 3rd and 2nd centuries BC, something not mentioned in the exhibition.
  • The torcs – by common consent the most widespread Celtic artifact – feature corkscrew, pearl, filigree and ‘crown’ designs but – strikingly – few if any of them display the so-called ‘Celtic knot’ patterns.
  • When the knot, the classic ‘Celtic’ design emerges, as in the Hunterston brooch, above – it is very late, well into the early middle ages, around 700 AD: as evidenced in objects like the St Chad gospels, the brooches or the contemporary bell shrine of St Cuileáin.

2. Christian history 500-1000 AD

The Romans abandoned us in 410 (as Gildas is quoted, plaintively lamenting) and after a confused period the Angles and Saxons and Jutes began arriving from 450 onwards. The Venerable Bede tells the story of the conversion to Christianity of each of the Saxon kingdoms in turn until the whole island was christianised by around 700. From late in this period date the enormous Celtic crosses, with their characteristic circle at the crux, and the beautiful illuminated manuscripts of bibles and psalters at the numerous monasteries and abbeys being founded across the land.

There are three or four mighty crosses here, towering over the visitor, and glass cases containing beautifully illuminated bibles. It is a powerful and distinctive style, but it is obviously Christian: how can it be said to be a continuation of the pagan primitivism of the cauldron? It looks completely different.

Cross-slab, Monifeith, Angus AD 700-800, stone; L 26 cm, W 30 cm, T 9cm. © National Museums Scotland, Edinburgh

Cross-slab, Monifeith, Angus AD 700-800, stone; L 26 cm, W 30 cm, T 9cm. © National Museums Scotland, Edinburgh

How does the figure with reindeer horns relate to the geometric patterning of the crosses and psalters? It seemed to me that it is only us, thousands of years later, who call both the primitive pre-Christian art ‘Celtic’ and the big stone crosses ‘Celtic’, it is we who group these peoples from all over Europe and across the immensely long period from 500 BC to the Norman Conquest, together into one cultural identity. I felt unsure whether we really are justified in doing so…


3. Cultural creation

The second half of the exhibition (art and identity) tells the story – or snapshots of the story – of how Celtic identity was created and shaped over the last couple of hundred years, resulting in the powerful sense of identity and nationhood felt in our time by the Scots and Welsh and Irish.

Apparently the word ‘Celt’ is recorded in no English text before 1600. The etymological dictionary says:

c. 1600, from Latin Celta, singular of Celtae, from the Greek Keltoi, Herodotus’ word for the Gauls (who also were called Galatai). Used by the Romans of continental Gauls but apparently not of the British Celtic tribes. Originally in English in reference to ancient peoples; extension to their modern descendants is from mid-19th century.

Aha, the mid-19th century, that’s the clue – when the industrious Victorians were recording, measuring, categorising and classifying everything in sight – animals, languages, stars, peoples – and cooking up all sorts of theories about race and language and ethnicity.

The exhibition shows interest in things Celtic and pre-Roman beginning to warm up in the 18th century: In 1757 Thomas Gray wrote a long poem about The Bard which prompted various artistic depictions. In the Tate Britain exhibition Fighting History there are several paintings from the 18th and 19th centuries showing highly romanticised scenes ‘from ancient British life’. It is emblematic – or typical – that one of the most influential texts glamorising Celtic life – the cycle of epic poems supposedly narrated by and featuring the hero Ossian, and published by the Scottish poet James Macpherson – later turned out to be fakes. A great deal of fake heroism and sentimentality is entangled with Celtic nationalism from the start.

But the revelation they were forgeries didn’t stop the Ossian poems having a huge influence in the creation of images of stirring, heroic, pre-Christian heroes, not only throughout these islands but far into continental Europe. Why? Because their time had arrived. People were looking for things wild and primitive and untamed.

The Romantic Movement represented a deepening of this moor, a continuation and broadening of interest in all things anti-modern, anti-industry, anti-mercantile, roaming over old poems, ‘native’ traditions, wild mountain landscapes, in search of what began to be seen as the purer, somehow more authentic, cultures of Scotland, Wales and Ireland.

With typical efficiency the Victorians set about measuring, mapping, defining and categorising all things Celtic and the central part of this second section shows how supposedly ‘Celtic’ traditions were captured in Victorian oil paintings, poems and even in the ‘revival’ of ‘Celtic’ rituals and traditions, which were often invented for the purpose.

The Welsh Eisteddfod was founded in 1861 and the exhibition shows photos of the first event, detailing how robes for the ‘druid’ and ‘high priest’ were designed, along with a Celtic Welsh harp, a sword and other ceremonial paraphernalia. In Scotland, traditions surrounding characteristically Celtic dress, such as the Scottish kilt, were formalised.

Along with the creation of Celtic traditions went the complex relationship between the genuine beliefs of the practitioners, and the discovery that ‘Celtic’ means money: where the poets led, the tourists followed, coming on early package tours round ‘Sir Walter Scott’s highlands’, buying up tea towels and genuine ‘Celtic’ ornaments. If their Celtic identities have been a rallying cry for ardent nationalists in Wales, Scotland and Ireland, they have also been good copy for hoteliers, tour operators, gifte shoppe owners and whisky manufacturers.

‘Poster for the Glasgow Institute of Fine Arts’ by Herbert McNair, Margaret and Frances Macdonald. c.1894. Lithograph: ink on paper; 236 x 102 cm. Printer: Carter & Pratt, Glasgow. © The Hunterian, University of Glasgow.

‘Poster for the Glasgow Institute of Fine Arts’ by Herbert McNair, Margaret and Frances Macdonald. c.1894. Lithograph: ink on paper; 236 x 102 cm. Printer: Carter & Pratt, Glasgow. © The Hunterian, University of Glasgow.

Some of this material feels stretched to be included: The exhibition argues for the art nouveau of Charles Rennie Mackintosh and his associates as being influenced by, or related to, those tall stone Celtic crosses. Maybe, though the debt to the elongated, lily patterns of European Jugendstil is surely more important.

More obviously showing ‘classic’ Celtic design are the umpteen medievalising paintings of the pre-Raphaelites and their Arts and Crafts heirs, a sample of which are on display here. But this isn’t because these artists were influenced by Celtic patterns, it’s because they’re depicting them, as appropriate trappings to their wildly romantic images of the era. (Hence the accurate depiction of the famous Battersea shield which the third rider in John Duncan’s painting is carrying.)

The Riders of the Sidhe. Tempera on canvas. John Duncan, 1911. © Dundee City Council (Dundee's Art Galleries and Museums)

The Riders of the Sidhe. Tempera on canvas. John Duncan, 1911. © Dundee City Council (Dundee’s Art Galleries and Museums)

The last room of the exhibition is meant to be a celebration of modern Celtic identity, with a big video screen showing scenes of happy Celts dancing in kilts, strumming harps, blowing bagpipes and so on. Next to them is a display supposedly showing how interpenetrated contemporary culture is by ‘Celtic’ designs, and containing a copy of Asterix and the Picts, books of Celtic patterns to colour in or use as tattoos, to prove it. We are in every way in a very different world from the mystery and darkness of the pagan beginning, a less interesting world, the modern world. Next stop, the gift shop.

Conclusion

The first part of the exhibition brought together a lot of artifacts but failed, for me, to really nail down what Celtic art was or is. The wonderful war-horn or carnyx, the cauldron and some of the torcs made you feel close to these obscure people, but an impenetrable mystery remains – we don’t know what they spoke or thought or did or believed. And the exhibition didn’t tell a coherent narrative – something I’d dearly like to understand – of how the geometric patterns we all think of as Celtic, came about. Where are they first recorded? When? How did they change over time? How did the strictly mathematical patterns emerge from the cruder hand designs?

The second part, the cultural creation of the Celts, felt (rather like the Greek beauty exhibition) as if it was taking on too much: the creation of national myths of Scotland, Wales and Ireland is a vast subject, or series of subjects, too big, too complex, too fraught and often tragic, to be dealt with so sketchily.

Photos from the early Eisteddfods, of nationalist murals in Northern Ireland namechecking the legendary Irish hero Cú Chulainn, video footage of girls in kilts and men playing bagpipes – this doesn’t scratch the surface of how important the myth of a Celtic heritage is to modern-day Scots, Welsh and Irish and has been in British – and colonial – politics for centuries. Surely there are national museums of Scotland, Wales and Ireland which do this, in the necessary detail, and really well.

I think this British Museum exhibition would have been more powerful, more lasting, if it had stopped around the Norman Conquest, ditched the Celtic Revival kitsch, and instead dug deeper into those earlier, Iron Age aspects of Celtic life: instead of putting coins or cups from Switzerland next to ones from Suffolk and Romania, I’d like to have seen the vast continent of Europe broken down a bit more into regions and the story followed through in each of these areas.

Instead of a section telling me the Celts were warriors or the Celts liked feasting, I’d have preferred detailed accounts of the Celts of the Rhineland or of the Highlands, drilling down much closer to the actual course of events in each region, showing the uniqueness of the art and artefacts, the archaeological and historical record from that place, following what it seemed to mean to be a ‘Celt’ as closely as we can from the start of the period, through the encounters with the Roman Empire, and on into the christianisation of the 6th and 7th centuries.

This exhibition is full of marvellous, inspiring, mysterious and beautiful objects. I think I’d have got much more from it if they had been placed in a more deeply investigated and thoroughly explained historical and geographical context.

Related links

  • Celts: art and identity @ The British Museum continues until 31 January 2016
  • Celts: Art and Identity (book) on Amazon The book of the exhibition does give a detailed account of the historical development of the various Celtic styles – the so-called Early, Plastic, Sword, Mirror styles and so on – and explains more clearly that what we think of as the Celtic ‘interlacing’ pattern a) only appeared well after the Romans had left, in what is called the ‘Insular Fusion’ style b) isn’t Celtic at all, but an import from Roman and Germanic art. The exhibition is like edited highlights of the much more thorough account in the book.

No Comebacks by Frederick Forsyth (1982)

A collection of ten short stories. No first publication dates are given, which is a shame because it would be interesting to know which are from the 1970s (or even the late 1960s) and because so many are quite different in tone from his book-length thrillers. In that so many of them are, unexpectedly, comedies.

The stories

1. No Comebacks (29 pages) Mark Sanderson is a rich property developer with all the trappings of a playboy millionaire lifestyle – apartments in New York, south of France, sports car, yacht, endless dolly birds. At a party he meets a stunningly beautiful woman (we never get her name) who resists his charms. He becomes infatuated. She says she can’t divorce her weedy bird-spotting husband back in Spain (Major Archie Summers) because he needs her (which rather prompts the question, What is she doing swanning round cocktail parties in London? but never mind).

So, possibly over-reacting a tad, Sanderson hires a hitman (Calvi) to kill the weedy husband. This, the core of the text, is an interestingly detailed and precise account of how to contact the kind of foreign mercenary you’d need for the job and then how the hitman goes about planning and organising the hit – especially the methodology of smuggling a firearm from France into Spain. (There is a long description of how to glue together a book’s pages, then carve a hole in the centre, then insert a plastic mould to contain the disassembled sections of a gun.)

In this, heavily procedural, respect it is an offshoot of Forsyth’s massive ‘novel’, The Dogs of War – itself more like a 400-page manual on how to hire mercenaries to mount a coup in an African country than a traditional novel. Forsyth’s descriptions of organisations, procedures and hardware are always compelling.

A silencer on an automatic is never truly quiet, despite the efforts of the sound-effects men in television thrillers to pretend it is. Automatics, unlike revolvers, do not have a closed breech. As the bullet leaves the barrel the automatic’s jacket is forced backwards to expel the spent cartridge and inject a fresh one. That is why they are called automatics. But in that split second as the breech opens to expel the used shell, half the noise of the explosion comes out through the open breech, making a silencer on the end of the barrel only 50 per cent effective. (p.31)

Everything is planned down to the last detail, including the detail that the beautiful woman had told Sanderson that she goes swimming & sunbathing every afternoon between 3 and 4. The twist is that, on the day the assassin arrives at the isolated villa in Spain, a freak rainstorm breaks out. Calvi shoots the weedy husband alright but – as he tells Sanderson back in London as the latter is handing over the cash for the job – unfortunately, some bird caught him at it. Rather a good looking lady, too. But don’t worry. He shot her, too. ‘There’ll be no comebacks!’

Boom boom.

2. There are no snakes in Ireland (31 pages) Harkishan Ram Lal is a medical student from the Punjab studying at the Royal Victoria hospital in Belfast. He takes a vacation job with a cash-in-hand bunch of ‘demolition experts’ who are being paid to knock down an old brewery by an unscrupulous property developer. The enormous, rough foreman of the group, Big Billie Cameron, relentlessly bullies Harkishan, not just calling him ‘darkie’ and ‘nigger’, but giving him all the dangerous jobs (such as perching on collapsing walls etc). When Harkishan rebels, Billie attacks him, knocking the student to the ground. The others in the gang, sympathetic but scared of the bully, tell him to stay down…

So that evening Harkishan sets up a little shrine in his Belfast flat to the goddess Shakti and prays for guidance, and the drizzling rain on the windowpane leads his eye to the corner of the room where the belt of his dressing gown lies huddled in the shape of… a snake!

Aha. So now – and this is a classic example of the preposterousness of the stories – Harkishan goes to a Sikh he knows, borrows the money for an air fare, flies to Bombay, and takes a taxi to ‘Mr Chatterjee’s Tropical Fish and Reptile Emporium’, where he buys the most venomous snake available – Echis carinatus, the saw-scaled viper – slips it inside a cigar box with airholes cut into it, which he wraps in towels and puts in his luggage, which he has loaded into the return flight to Dublin, collects it all innocently from the baggage carousel at Dublin airport, strolls through Customs and returns to his cheap digs. First part of the mission accomplished!

Here he transfers the snake to a coffee jar and returns the next day to the building site. When asked to get something by Big Billie, Harkishan surreptitiously empties the snake into the pocket of Billie’s jacket, which the big man has hung up as usual on a nail in a wall apart from the main demolition site.

Then Harkishan waits anxiously for lunch break to come round, for he has noticed that Billie always puts his hand in his pocket to get his tobacco. Harkishan watches surreptitiously, waiting, expecting the big man to be bitten. But lunchtime comes and Big Billie rummages around in his jacket pocket and fills his pipe with impunity. Harkishan, on tenterhooks, sees a wiggling in the fabric and realises the snake has escaped and is loose in the lining of the jacket! Damn!

There follow a tense 48 hours as Harkishan trails Billie back to his cheap terrace house and agonises that his wife or children might be bitten and killed by the snake. Instead, the family find it as it slithers across the kitchen floor one mealtime and, more by luck than judgement, pick it up in a pair of oven gloves and pop it in a jar. None of them realise it is a snake; after all, everyone knows ‘there are no snakes in Ireland’. Billie’s son, a bright schoolboy, says it must be a harmless slow-worm.

Billie decides to play a cruel joke on Harkishan by taking it to work and slipping it into the ‘darkie’s’ sandwich box. And so, the next Monday, when Harkishan opens his sandwich box and sees the snake Billie has slipped into it, he jumps out of his skin, throwing the whole lot across the waste ground where the crew are eating.

Harkishan hysterically insists that it is a real, deadly poisonous snake, but none of the navvies listen to the crazy ‘darkie’, and Big Billie laughs till he cries, leaning back in the grass as he finishes his lunch and puffs his pipe. He doesn’t pay attention to the two scratches on his wrist he seems to have picked up over lunch – what’s a few more among so many scratches, cuts and grazes? And so an hour or so later he collapses of a massive haemorrhage brought on by the bite of the saw-scaled viper! Harkishan’s revenge has been achieved. Everyone thinks it was hard work on a hot day and then maybe the laughing fit brought on by Harkishan’s terror. A fitting misunderstanding.

There follows an odd epilogue, a scene of peculiar veracity, for the bully boy Big Billie turns out to have been a member of the illegal paramilitary organisation, the Ulster Volunteer Force (UVF). Very hard men from this organisation insist on knowing whether there was foul play and so force the authorities to hold a second, in-depth post-mortem and inquest to decisively ascertain the cause of death – which I thought Forsyth might use to somehow implicate Harkishan, who would then come to a very sticky end at the hands of the UVF.

But it doesn’t. He has got away with, effectively, murder – scot free – and reassures himself with the thought that the snake, having no mate, will live eventually die and his secret will be safe forever.

But in the final paragraph, Forsyth introduces a final ironic twist, as he reveals that the snake is in fact a female, was in fact pregnant when Harkishan illegally imported it – and has made itself a nice snug hole near the demolition site in which it is even now laying no fewer than twelve eggs!

Comment

The story is an extremely uneven mix of content and styles: there is the gritty realism of the hard men and their tough banter on a building site, a compelling description of impoverished family life on a Belfast council estate – and over the whole tale blows the chill wind of the Troubles, with the appearance of the UVF hard men. And yet the core storyline of the Punjabi immigrant who flies back to his homeland to collect a poisonous snake at the suggestion of his god, could come from the Arabian Nights or Kipling or any collection of children’s fairy stories. And then the final vision of the snake multiplying and, in effect, repopulating Ireland with a new species of highly poisonous snake, has the ominous threat I associate with many a science fiction short story.

3. The Emperor (47 pages) A timid bank manager, Mr Murgatroyd, wins a competition held by his bank (the Midland) and, along with lucky winners from other branches, goes on a once-in-a-lifetime holiday to Mauritius. His wife Edna accompanies him, a fat, pink-fleshed, blue-rinsed, nagging monster. Despite her constant abuse, Murgatroyd begins to unwind and enjoy the warm weather, the swimming in the warm sea, the young people in their gaily coloured outfits.

A few days into the week, he is buttonholed by a colleague who says a group of Americans who’ve paid for a deep sea fishing trip have pulled out and it’s on offer at half price. Eventually, ‘Murgatroyd from the Midland’ is persuaded to go.

The tone then significantly changes as Forsyth goes into technical mode, describing in clear, effective prose the whole process of going game fishing in a hired boat – from a description of the battered boat, through the wizened old captain, ‘Monsieur Patient’, who’s done this all his life, his grandson Jean-Paul who is the ship’s boy, and the lean South African, Andre Kilian, who is along to coach Murgatroyd and his colleague.

The description of the successive catches and hauling in of fairly small fish is told with documentary accuracy, typically thorough Forsyth and very enjoyable for readers who like factual accounts of technical processes. But these pages are just the prelude to the core of the story, which is that Murgatroyd, by complete luck, hooks a notorious marlin known to all the local fisherman, the twenty-foot-long monster they call ‘The Emperor’.

There then follows an extremely compelling description of the gruelling endurance test as Murgatroyd, strapped into the ‘fighting chair’, expends every ounce of his strength for seven and a half hours, becoming badly sunburned, his hands developing blisters which burst then bleed, his lips cracking and bleeding, tearing muscles in his shoulder, wringing himself to the uttermost, as he wrestles and reels in the monster on the end of the line.

Finally, as the marlin gives up and allows itself to be reeled in, Murgatroyd, barely capable of walking, frees himself from the ‘fighting chair’, collapses forward onto the stern where the South African and the boy are handling the metal rods caught in the marlin’s mouth, with a view to tying him to the boat before they head back to the harbour – Murgatroyd leans over them and, with a pair of wire cutters, cuts the fish free, to make a last bound on the wave and disappear into the depths.

There is an immense power in Forsyth’s description of the struggle, and a clichéd but effective dignity in the action of this modest suburban man thrown into a completely unexpected situation, who rises to it with unexpected strength and dignity.

Unfortunately, Forsyth has a way of embedding even his most powerful sequences in crass and bathetic anti-climaxes.

And so, after the boat has docked and the South African taken Murgatroyd to the local hospital where he is covered in anti-burn cream, his hands bandaged, his shoulder put in a sling and generally fixed up after his ordeal – Murgatroyd returns to the hotel to find the story of his exploit has preceded him and he is greeted like a hero, cheered by the crowd of holidaymakers all the way to the steps to his apartment.

And this is where he is confronted by his disapproving gorgon of a wife, the fearful Edna. She launches into a tirade, telling him how cross she is that he disappeared without a by-your-leave etc, when he cuts right across her and, for the first time in his life, tells her to SHUT UP. And not only to shut up, but that he is divorcing her, she can go and live with her sister in Bognor as she always says she wants to, she can have the house and car – he is going to cash in his investments and life insurance policy and stay in Mauritius, buying the boat, learning the trade, and himself becoming a deep sea fishing instructor.

Cheers from the surrounding crowd.

Comment

The stereotype of ‘the mouse who roars’, the timid official who finally stands up to his nagging wife, strikes me as dating from seaside postcards of the 1930s or back to Victorian times. The nagging wives in these stories remind me of Sibyl in Fawlty Towers. And yet the description of being out at sea, of the roll of the boat and the green walls of the high waves, is totally compelling and the long account of man against fish is obviously reminiscent of Hemingway’s late masterpiece on the subject, The Old Man And The Sea.

This is the contradiction at the heart of Forsyth’s fiction, between the utterly compelling handling of physical or technical, procedural or weaponry subjects – and the crass, flat-footed handling of character and psychology.

4. There Are Some Days… (23 pages) Innocent long distance truck driver Liam Clarke arrives in Dublin from France and his articulated lorry promptly springs a bad oil leak in the Customs Shed, delaying him by 24 hours while his company send an engineer to fix it.

The next day, soon after the next day’s ferry has docked, he drives out of the Customs Shed, a bit irritated, but the company paid for him to put up at a B&B, so no harm really done. What he doesn’t know is that a criminal gang was lying in wait for a lorry from the same haulage company to arrive on this, the next day’s, ferry. They have been tipped off that this lorry will be carrying 9,000 bottles of French brandy which they are planning to sell to a gang from the North of Ireland for a tidy profit.

So the gang of small-time criminals, led by scrap dealer and seller of dodgy second-hand cars, Murphy, proceed to dress up as traffic cops and pull over and kidnap Liam and his lorry. They drive it to a rendezvous with a gang of scary crims from ‘the North’, but when they open the trailer, instead of lucrative bottles of brandy they find packs of fertiliser. The Northern gangsters take one look and are not amused at all. They all turn on the poor Clarke who, once they’ve taken his gag off, explains the mistake ie they shanghaied the wrong lorry. the tough Northerners leave the hapless Murphy stammering and stuttering. Fortunately, they don’t kill or even hurt him and his colleagues, just disappear off into the night.

Murphy now drives the lorry up into the hills with a view to abandoning it, but – it just isn’t his day – accidentally crashes into a tractor coming the other way in the dark. The police arrive on the scene before he can flee and, when they examine some of the bags of fertiliser which have tumbled out of the trailer – discover the snouts of a bazooka and machine guns poking out of the bags. Aha.

In a flash Murphy, who has by now emerged as the bumbling lead in what has turned out to be a broadly comic tale, realises the truck driver Liam – probably in all innocence – had been carrying this consignment of weapons for the IRA in the North.

Now, through the concatenation of accidents, it would look very much to the IRA as if he, Murphy, had hijacked their arms shipment. It is unlikely he would survive the ‘questions’ they would ask. All things considered, Murphy realises it might be better to plead guilty to arms smuggling and get to spend some time in the relative safety of prison.

Comment

This story typifies Forsyth’s sense of humour. Ultimately, it is meant to be a comedy, but the comedy depends on you accepting as a premise an underworld of tough criminals, armed gangs and terrorists, and the possibility that cock-ups among these groups can be wryly amusing.

5. Money with Menaces (24 pages) Mr Samuel Nutkin is a timid insurance broker who catches the 8.31 from Edenbridge to Charing Cross every day, sitting in the same carriage opposite the same commuters doing the same crosswords. One day he finds a magazine stuffed under his seat which advertises the services of, ahem, women of ill repute. Now, Mr Nutkin’s wife (Lettice) has been bedbound for a decade and never gave him much physical pleasure anyway. Taking a big risk he writes to one of women advertised – ‘Sally’ – and receives a letter back a few days later, inviting him to come to her flat in Paddington. So a few days later he goes, with the requisite £20 in cash. She invites him to hang up his jacket and remove his other clothes and accompany her into the bedroom.

A few days later he receives a large format letter containing photos of himself and Sally in the act. Horrified, he then gets a phone call from a threatening man who gives no name, and realises he is being blackmailed. He must bring a package containing £1,000 cash to Battersea Park on a certain day at a certain time.

So far so expected – but then the story takes a twist, as timid Mr Nutkin goes on an extended shopping trip, buying a battery, fertiliser, copper wire and so on. Hmmm. He assembles and wraps up his package, then takes it to the rendezvous in Battersea Park, where a masked man on a motorbike relieves him of it quickly. Ho hum.

Some days later a policeman, Detective Sergeant Smiley of the Criminal Investigation Department comes knocking at Mr Nutkin’s house. He tells Mr N that his name and address were found at the flat of a couple who were obviously luring men to sleep with ‘Sally; and then blackmailing their ‘customers’. His was just one out of hundreds of names, addresses and photos they found: had he received a threat of blackmail?

Nutkin perfectly feigns horror and embarrassment and shame and says, No, nothing – oh how horrible! Smiley is completely deceived, but reassures him he won’t be getting any blackmail threats now, for the couple have met a sticky end. ‘Oh how dreadful,’ Mr N gasps.

After the policeman has left, Nutkin dusts off a photograph in its old frame. It shows himself and a colleague from the war, when they worked for the Royal Army Engineers and made up one of the most successful bomb disposal teams in the country. Ha! Amateurs.

Comment

The whole thing reminds me of umpteen Monty Python sketches about the timid commuter with his bowler hat (‘Are you a man or a mouse, Arther Pewty?’). The fear of ‘respectability’ and the furtive shame about sex strongly brings back the twitching curtains of the 1970s, when English people seemed obsessed by, but unable to even mention, this terrible awful thing, ‘sex’. And the sudden ironic reversal at the end of the story looks forward to other unexpected reversals in Forsyth, specifically when timid or non-descript men turn out to have a powerful and violent Army past – notably the twist in the tail of The Veteran, from 20 years later which, despite myself, I found myself liking.

6. Used in Evidence (39 pages) Dublin, the Mayo Road along the side of what used to be a huge slum called the Gloucester Diamond. All the squalid terraces have been razed to the ground and the inhabitants shunted off to new high-rise hutches in the sky. Only one old geezer remains in his squalid slum, refusing to leave. Finally, the rainy morning comes when the police, local authority, council, social workers and wrecking crew assemble with final permission to evict Mr Herbert James Larkin from his home and demolish it.

As usual, when it’s anything to do with officialdom, Forsyth is formidably knowledgeable about every rank of every one of the numerous organisations and companies involved (the demolition crew tasked with knocking the house down, the removal men who will cart the wreckage away, the builders who’re commissioned to cover the area in tarmac to create a shiny new municipal car park).

Supervising it all is Forsyth’s hero, Chief Superintendent William J. Hanley. Hanley is, of course, a gentle giant with a heart of gold. He was ‘the best lock forward to ever come out of Athlone County’ and part of the best rugby team the country ever produced. He is precisely the kind of solid, experienced, by-the-book official that Forsyth reverences in story after story.

Hanley shepherds the bewildered old man off to a local caff and pays for him to have probably the first hot meal in months.

But then this mundane event is transformed when the demolishers find the body of a woman stuffed into a space behind the fireplace. Suddenly it becomes a murder enquiry and Forsyth launches into another detailed account of all the personnel and procedures who are now called into action (forensic police, coroner, more police to cordon the area, murder squad, and so on).

To cut a longish story short, every conceivable police procedure is followed and described, which turn up the anomalous facts that Larkin’s young, vivacious wife disappeared sometime in 1963, after a series of rows about her flirting with other men. Hanley thinks he’s got a cut and dried murder on his hands – until the forensic scientist comes through with the strange news that the corpse discovered in the building died during the 39-45 war. Can’t have been done by Larkin who was, in any case, out of the country, a prisoner of war of the Germans.

Hanley, puzzled, releases Larkin – who still hasn’t said a word and who wanders back to the site of his now-demolished house, where he sees the tarmac contractors squabbling about a broad slab of concrete they’ve discovered in the foundations. When the contractors fail to break or move it and just go ahead and pour tarmac over it, Larkin turns from the building site, and for the first time has an expression on his face – he is smiling with relief.

The implication being that he did murder and bury his wife in the house – but the body they found was his predecessor’s murdered wife. A gruesome sense of humour.

7. Privilege (26 pages) Bill Chadwick is a small businessman. He’s awoken by a neighbour phoning to see if he’s seen the article about him in the Sunday paper. Turns out the article, in the Business section, strongly implies he was in league with a company of crooks which went out of business. Chadwick is livid since it is a complete falsehood. He writes to the paper, tries to see the editor to present his case, but is fobbed off. Then goes to visit a solicitor and here begins a lengthy explanation and critique of the libel laws of England, hopelessly skewed towards the rich and powerful, and how extremely unfair they are to the ordinary punter who is defamed by a newspaper.

Chadwick goes to research the law himself and comes up with a humorous solution. He tracks down the author of the article (Gaylord Brent) in his nice house with a nice wife in a nice part of Hampstead – knocks on the door and biffs him on the nose. Then he finds the nearest police constable and turns himself in, insisting at the police station that a crime has been committed and insisting he is charged.

So Chadwick is charged with common assault and pleads not guilty to ensure that Brent must attend the resulting court case, along with a prosecuting council. He then phones the editors of every national and local newspaper in London, suggesting they send a journalist to the court for an entertaining session.

And then he uses the law of privilege (which is that a witness may not be charged with libel or defamation for anything he says in open court) to mount a stinging attack on Brent in front of the massed ranks of his colleagues – calling him a drunk who listens to bar room gossip instead of doing his research, and so on. When Brent tries to interrupt proceedings the magistrate threatens to have him thrown out. After Chadwick has quite finished his character assassination – to the glee of all Brent’s rival scribes who have scribbled it all down – he is fined £100 with £50 costs by a now-sympathetic magistrate. Well worth it.

Outside the court Brent comes up to him and says, ‘You can’t call another man things like that.’ ‘Why not?’ said Chadwick mildly, ‘You did.’ (p.235)

Comment It is another comedy story, and another story on one of Forsyth’s favourite themes, poetic justice, administered with childish glee.

8. Duty (19 pages) This is only story told in the first person; all the others are told in Forsyth’s robust journalistic third-person voice.

It is narrated by an Irishman who tells the story of a cheap holiday in France he took in a beaten-up car with his girlfriend Bernadette, in the early 1950s. Somewhere in the unspoilt Dordogne the car breaks down and a friendly parish priest a) says he’ll get the garagiste out the next morning to look at the car b) recommends they put up for the night at the farm of a friendly old farming couple, and arranges a lift to the farmhouse.

The plump farmer’s wife makes them lovely potato soup and then the farmer enters the kitchen, a giant of a man who is amazingly slow. Very slowly indeed it emerges that he is not French but Welsh, was badly wounded in the Battle of the Marne in the Great War, and fell in love with the pretty nurse who looked after him – and here they are.

He then goes on to reveal that he was stationed in Ireland during the early part of the war, in fact in Dublin. And then the whole atmosphere changes abruptly, when the giant goes on to say that he took part in an execution firing squad.

The narrator feels his girlfriend stiffen and grow tense – her uncle and brother both died in the civil war and in the Troubles since. Coldly and quietly Bernadette asks if the giant can remember who it was he helped to execute, but the big man can’t remember.

Eventually the meal is over and it is obviously bedtime. The narrator and Bernadette go to bed troubled. The next morning, as they are leaving in their car which has been fixed and delivered to them at the farmhouse, the big strong slow farmer comes running up with a smile on his face – he’s remembered who he executed. Some poet called Pearse! [This was Patrick Pearse, one of the leaders of the Easter 1916 Irish Rising against British rule which led, eventually to Irish independence ie a really famous Irish patriot, hero of the independence movement, and martyr to the detested British authorities.]

The giant is upset when his hard work in remembering the name doesn’t trigger the gratitude he was expecting. As the couple drive off, Bernadette remarks that the giant is a brute, a beast, a swine. No, says our narrator sagely: just a soldier doing his duty.

Comment This story didn’t work for me, perhaps because it is trying to be genuinely moving and tragic, whereas almost all the others are played for laughs. As any reader of his books knows, Forsyth has a highly developed sense of the honour and dignity of soldiers and policemen and along with that goes a respect for soldiers on both side of any conflict, professional men doing a professional job. I think this story of duty performed by an ‘enemy’ is meant to evoke the tragedy and pity of all conflicts, but it doesn’t have the depth to do it for me.

What most sticks out is how many of these stories are set in Ireland. Why? Does Forsyth have family roots there?

9. A Careful Man (37 pages) Timothy Hanson is another multi-millionaire, like Mark Sanderson in the first story. His doctor tells him he has incurable bowel cancer and 6 months to live. It is repeated several times that he is ‘a very careful man’. Now he makes elaborate – very elaborate – plans for his death and his will.

It is another comedy, like so many comedies surrounding rich men’s wills. Briefly, Hanson dislikes his sister and brother-in-law and their spoilt son, Tarquin. He stipulates in his will that he must be buried at sea in a lead casket which he has had manufactured specially. So on a blustery day they all take a trawler from Brixham which heads into the depths of the English Channel and tips his casket overboard.

Only then is the solicitor allowed to begin searching for Hanson’s money and discovers all his assets were liquidated in the last few months of his life and converted to cash. The family hire a private detective who tracks down the evidence to show that Hanson spent all the ready cash from his assets on platinum, which he converted – in a workshop built at his Kent mansion – into a casket of great weight… at which point the sister and brother-in-law and awful son realise the dreadful truth burst out shouting and wailing — the sadistic so-and-so made them throw his fortune away: the casket they tipped into the sea wasn’t made of lead but of rare and valuable platinum! To the value of over £3 million! Hanson’s solicitor, who has taken a strong dislike to the greedy sister and her family, stifles a grin.

But in fact there is a further twist: for, the text goes on to explain, unbeknown to investigator, solicitor or sister, Hanson had not had his casket made from platinum; he only made it look that way in order to punish his sister.

In fact Hanson spirited the cash into a bank account in the Channel Islands. And now an incident from the very start of the story becomes relevant. Just after he’d been given the news he was going to die, Hanson had been riding in his chauffeur-driven car to his stately home in Kent, passing along the Old Kent Road in shabby south-east London. A crocodile of schoolkids from a Catholic school for orphans happen to cross in front of the car which comes to a halt, and one naughty boy thumbs his nose at Hanson. To his own surprise the silver-haired tycoon finds himself thumbing his own nose right back at the grubby child – and they both burst out laughing.

Now a banker from the Channel islands arrives with a tax-free charitable donation of over £3 million at that very same orphanage, giving the Mother Superior in charge the biggest shock of her life! Hanson has managed to both drive his sister distraught with grief and anger, and give all his money to help orphan children. He really was ‘a most careful man’.

Another example of Forsyth’s central theme – poetic justice trumps the dead hand of laws and empty obligations.

10. Sharp Practice (24 pages) It is 1938 and we are on the slow train from Dublin to Tralee. In a nice quiet compartment is sitting Judge Comyn hoping to do some work, but into it comes first a short, nervous, wispy-haired man and then at the last moment, as the train is pulling out, a breathless priest. To cut a long story short the other two are confidence tricksters who inveigle the judge into getting involved in a game of poker in which he ends up losing £50. Next day he sits in the Assizes and is surprised then not so surprised to see the very same wispy-haired man brought before him, charged with carrying out just such a card-based confidence trick on another passenger on another train.

Why are so many of these stories set in Ireland, and historic Ireland at that? And who’d have guessed the author of the sensationally gripping thriller, The Day of The Jackal would turn out in his spare time, as it were, to be the author of humorous short stories.


Stories for children

These are almost stories for children. The ‘psychology’ is naive and bathetic. It is like watching old Morecambe and Wise or Two Ronnies sketches – funny maybe, but predictable, and from a simpler world, a world free from adult nuance or complexity, a world of stereotypes – the heartless millionaire, the cruel assassin, the timid bank manager with his nagging wife, the timid insurance broker with his nagging wife, the lean, tanned manly South African guide, the sturdy, unflappable six foot Irish copper, and so on and so on.

Every character is like a stereotype from a sketch. This doesn’t stop them being enjoyable. Just don’t expect any depth.

Stories from the 1970s

The shallow effect may partly be because the stories are so dated. Neither the paperback edition I’m reading nor the Wikipedia article about the collection give dates of publication for individual stories, but it’s a fair bet most of them were written in the 1970s. Thus the hen-pecked husband stereotype who appears in two of the stories seems a creature from another world, and his nagging, blue-rinse wife in each case like something from Monty Python or a Donald McGill cartoon. Types from the now remote world of the 1970s.

This gives the collection a sociological interest, making it a window into a world of lost attitudes and expectations.

Absurd

Many of the stories’ plotlines are laughably absurd. It’s another way in which they’re childish. You have to be prepared to swallow the complete implausibility of the events, to enjoy the climactic scenes they lead up to.

Technical grip

When Forsyth describes technicalities he’s completely convincing. Thus the hiring of the hitman in the first story reads like a manual on how to do just that. Similarly, the long description of the game fishing in The Emperor is highly detailed and hypnotically absorbing. This is the paradox at the heart of Forsyth’s writing. A lot of the plots are absurd. The characters are paper thin. A lot of the payoffs are cheap and silly. But along the way, there are often sections of clear, intelligent and informative prose which are totally gripping and persuasive.

Lucid prose

His prose style is wonderfully clear and lucid. It is like eating sweets. There is no complexity. Everything is laid out in a crisp, neat stylee, both the gripping technical descriptions and the lamentably shallow psychology. Which makes these stories, like the novels, ideal pool-side reads for holiday makers dazed by the sun and too relaxed to read anything demanding.


Credit

No Comebacks by Frederick Forsyth was published by Hutchinson Books in 1982. All quotes are from the 2011 Arrow paperback edition.

Related links

Forsyth’s books

1971 The Day of the Jackal – It is 1963. An international assassin is hired by right-wing paramilitary organisation, the OAS, to assassinate French President, Charles de Gaulle. The novel follows the meticulous preparations of the assassin, code-name Chacal, and the equally thorough attempts of the ‘best detective in France’, Commissaire Lebel, to track him down. Surely one of the most thoroughly researched and gripping thrillers ever written.
1972 The Odessa File – It is 1963. German journalist Peter Miller goes on a quest to track down an evil former SS commandant and gets caught up in a high-level Nazi plot to help Egypt manufacture long-range missiles to attack and destroy Israel.
1974 The Dogs of War – City magnate Sir James Manson hires seasoned mercenary Cat Shannon to overthrow the dictator of the (fictional) West African country of Zangaro, so that Manson’s mining company can get its hands on a mountain virtually made of platinum. This very long novel almost entirely amounts to a mind-bogglingly detailed manual on how to organise and fund a military coup.
1975 The Shepherd – A neat slick Christmas ghost story about a post-war RAF pilot whose instruments black out over the North Sea but who is guided to safety by an apparently phantom Mosquito, flown by a pilot who disappeared without trace during the war.
1979 The Devil’s Alternative – A Cold War, geopolitical thriller confidently describing machinations at the highest levels of the White House, Downing Street and a Soviet Politburo riven by murderous factions and which is plunged into emergency by a looming grain shortage in Russia. A plot to overthrow the reforming leader of the Soviet Union evolves into a nailbiting crisis when the unexpected hijacking of an oil supertanker by fanatical Ukrainian terrorists looks like it might lead to the victory of the hawks in the Politburo, who are seeking a Russian invasion of Western Europe.
1982 No Comebacks Ten short stories combining Forsyth’s strengths of gripping technical description and clear fluent prose, with his weaknesses of cardboard characters and improbable plots, but the big surprise is how many of them are clearly comic in intention.
1984 The Fourth Protocol – Handsome, former public schoolboy, Paratroop Regiment soldier and MI5 agent John Preston, first of all uncovers the ‘mole’ working in MI5, and then tracks down the fiendish Soviet swine who is assembling a tactical nuclear device in Suffolk with a view to vaporising a nearby US Air Force base. the baddies’ plan is to rally anti-nuclear opinion against the Conservatives in the forthcoming General Election, ensuring a Labour Party victory and then (part two of the plan) replace the moderate Labour leader with an (unspecified) hard-Left figure who would leave NATO and effectively hand the UK over to the Russians. A lunatic, right-wing fantasy turned into a ‘novel’.
1989 The Negotiator – Taciturn Clint Eastwood-lookalike Quinn (no first name, just ‘Quinn’) is the best negotiator in the business, so when the President’s son is kidnapped Quinn is pulled out of quiet retirement in a Spanish village and sent to negotiate his release. What he doesn’t realise is the kidnap is just the start of a bigger conspiracy to overthrow the President himself!
1991 The Deceiver – A set of four self-contained, long short stories relating exciting incidents in the career of Sam McCready, senior officer in the British Intelligence Service, as he approaches retirement. More gripping than the previous two novels, with the fourth and final story being genuinely funny, in the style of an Ealing comedy starring Alec Guinness.
1994 The Fist of God – A journalistic account of Saddam Hussein’s 1990 invasion of Kuwait and the ensuing US-led ‘Desert Storm’ operation to throw him out, complete with insider accounts of the Western military and intelligence services and lavish descriptions of scores of hi-tech weaponry. Against this backdrop is set the story of one man – dark-skinned, Arabic-speaking Mike Martin who goes undercover posing as an Arab, first in occupied Kuwait, then – even more perilously – in Baghdad itself, before undertaking a final mission to locate and assist the destruction of Saddam’s atom bomb (!) and the Supergun designed to fire it at the Allies. Simultaneously gripping in detail and preposterous in outline.
1996 Icon – Hot shot CIA agent Jason Monk is brought out of retirement to foil a fascist coup in post-communist Russia in a novel which starts out embedded in fascinating contemporary history of Russia but quickly escalates to heights of absurdity, capped by an ending in which the Russian people are persuaded to install a distant cousin of our very own Queen as the new Tsar of All The Russias! Sure.
2001 The Veteran – Five very readable short stories: The Veteran, The Art of the Matter, The Miracle, The Citizen, and Whispering Wind – well engineered, sleek and almost devoid of real human psychology. Nonetheless, the vigilante twist of The Veteran is imaginatively powerful, and the long final story about a cowboy who wakes from a century-long magic sleep to be reunited with a reincarnation of his lost love has the eerie, primal power of a yarn by Rider Haggard.
2003 Avenger – A multi-stranded narrative which weaves together the Battle of Britain, the murder of a young American aid worker in Bosnia, the death of a young woman in America, before setting the tracking down of a Serbian war criminal to South America against a desperate plot to assassinate Osama bin Laden. The least far-fetched and most gripping Forsyth thriller for years.
2006 The Afghan – Ex-SAS man Colonel Mike Martin, hero of The Fist of God, is called out of retirement to impersonate an Afghan inmate of Guantanamo Bay in order to infiltrate Al Qaeda and prevent their next terrorist attack. Quite a gripping thriller with an amazing amount of detailed background information about Afghanistan, the Taliban, Al Qaeda, Islamic terrorism and so on.
2010 The Cobra – Two lead characters from Avenger, Paul Devereaux and Cal Dexter, are handed the task of wiping out the illegal cocaine trade on the authority of Barack Obama himself. Which leads to an awesome display of Forsyth’s trademark factual research, scores of pages building up a comprehensive picture of the drugs industry, and to the detailed description of the multi-stranded operation which almost succeeds, until lily-livered politicians step in to halt it.
2013 The Kill List – Another one about Islamic terrorism. The Preacher, who has been posting jihadi sermons online and inspiring a wave of terrorist assassinations, is tracked down and terminated by US marine Christopher Carson, aka The Tracker, with a fascinating side plot about Somali piracy thrown in. Like all Forsyth’s novels it’s packed with interesting background information but unlike many of his later novels it this one actually becomes genuinely gripping at the end.
2015 The Outsider – At age 76 Forsyth writes his autobiography in the form of a series of vignettes, anecdotes and tall tales displaying his characteristic briskness and dry humour. What an extraordinary life he’s led, and what simple, boyish fun this book is.

The Freedom Trap by Desmond Bagley (1971)

This is a good, functionally-written, gripping and believable thriller. Very enjoyable.

The diamond heist

Joseph Rearden arrives in London from South Africa, where he is a professional criminal. He meets with one Mr Mackintosh, in a fake office with a fake secretary, who has a job for him. They know a package of industrial diamonds is due to be delivered to a certain address over the next day or two in a bright yellow Kodachrome photo envelope. Rearden’s job is to lie in wait for the postman and, when he sees the package in his hand, mug the postie and make off with the diamonds. This Rearden does, slipping the bright pack into a larged box and palming this to Mackintosh in a crowded London market, then returning to his hotel, scheduled to catch a flight out of town the next morning and collect his money via a Swiss bank after the diamonds are sold. The perfect heist, eh?

Unfortunately, the police come calling that evening and arrest him. He has been grassed up: the police have received anonymous phone calls giving them all the evidence they need: eyewitnesses, fingerprints, the lot. Looks like Mackintosh stiffed him. Rearden is charged, taken to court and convicted. The police and his solicitor emphasise that if he reveals the whereabouts of the diamonds he’ll get a much reduced sentence. But not only does Rearden not reveal anything about Mackintosh, he refuses to even admit his guilt. He is sent down for 20 years.

Prison life

Life in prison is hard. There’s a flutter of excitement when a new boy arrives and the story goes round that he’s Slade, a high profile double-agent, who’s been caught and given 42 years. In among the conversations with other lags Rearden gets to hear of the Scarperers, a gang who can fix your escape, for a steep price. Rearden arranges a down-payment from one of his South African accounts and he is sprung from prison in a daring raid which involves smoke grenades to confuse the warders, and then the platform of a ‘cherry picker‘ being lowered into the exercise yard. At the last minute he is told Slade is going too, so he risks his own escape to bundle the older man up into the cherry picker.

The Scarperers

The gang spirit him away, promising him a new identity, but then stick a needle in him. When he wakes up he is in a luxurious apartment, with waiter service and every convenience – but bars on the windows and a guard at the door. He is sharing the place with Slade, both being held pending final payment to the Scarperers before they are delivered to their ultimate destinations. Rearden will not be released till he coughs up the rest of the payment, £10,000 – a lot of money in 1971. It takes some time to arrange payment via a Swiss bank account of his, during which a) Slade one day disappears, moved on b) there is a sudden change in the mood music. The posh polite man who comes to see them every day, who never gives his name and who Rearden calls ‘Fatface’, one day announces they know Rearden isn’t in fact Rearden. And they know about Mackintosh: so what’s the truth, fellah?

Back story

Flashback: Rearden is in fact Owen Stannard, a British agent. He worked in the Far East for many years until he was caught up in political trouble in Indonesia, shipped out, and moved to South Africa under a new identity to become a ‘sleeper’ agent. He has lived a quiet respectable life for seven years and now Mackintosh flies out from the UK to activate him. He explains that it is one thing the Scarperers running a successful organisation helping prisoners escape; Mackintosh’s interest is that, among the general run of lags, they are helping imprisoned security risks to escape.

So the plan is: Stannard will adopt the identity of South African crook Rearden, recently dead in a genuine road accident; he will come to England and pull the diamond heist and Mackintosh will make sure he is caught and sent to prison; he will wait in prison for as long as it takes for the Scarperers to contact him; he will keep an eye on Slade and, if he looks like being released, capture or, if necessary, kill him.

Got that?

Ireland

Which explains why Rearden/Stannard coshes Fatface next time he walks into the apartment, sets fire to the place, yells fire and pushes Fatface in front of him when the guard outside opens the door, so they collide and fall in a heap, while Rearden legs down the stairs, knocks out a guard, climbs a wall, across a lane, across a field, through the woods to a road where he catches a bus which turns out to be going to Limerick because it turns out that all this time he’s been held in Ireland! (Echoes of the Ipcress narrator being held and tortured for months in a prison in Albania, which, when he escapes, turns out to be an old building next to some allotments in Acton.)

Alison

Having stolen Fatface’s wallet and cash Rearden is able, once he gets to Limerick, to phone Mackintosh’s office back in London where the prim secretary, Mrs Smith, answers. Mackintosh was recently run over and is in hospital unconscious. Oops. He is the only official who knows about Rearden’s mission ie he is not the criminal he appears to be. Could be trouble. To Rearden’s surprise Mrs Smith says she’ll be with him, with lots of money and a fake passport in three hours. How? She’ll fly there in her private plane.

What emerges is that Mrs Smith is Mackintosh’s daughter, Alison, and that he trained her from an early age in all aspects of spycraft. She and Rearden become a team and she is, in fact, better at lots of things than him, not least shooting. And of course, drop dead gorgeous.

They hire a car and drive back to the burning house. Rearden stole a contacts book off Fatface and they drive to the location of the nearest one, a coastal village beyond Galway. The locals tell them the Big House is owned by a Brit, Mr Wheeler MP, self-made millionaire, he moors his luxury yacht down in the bay. As they’re leaving the pub Rearden bumps into the big strong silent (possibly dumb) waiter who served him everyday in the safe/prison house, who recognises the escapee and they start fighting. It is here Alison that first shows her prowess with a gun, shooting Big Guy very accurately in the knee, then accelerating the car up to Rearden so he can jump in and the car screech off with a rattle of gravel against the low-angle camera. Very filmic.

Albanian spies

Now Wheeler was one of the last officials Mackintosh saw before he was run over. Hmm. Rearden and Alison do some investigating, she flying back to London to see her (still unconscious) father and using her extensive contacts. What they find is that Wheeler is not English but Albanian. He fought with the communist partisans in Yugoslavia before fleeing to England. Soon after the war, he mysteriously acquired a number of properties which set him on the road to becoming a millionaire, and from there on his aquisition of a parliamentary seat and onto various influential committees was easy.

In a killer fact, Alison has discovered he employs a large number of staff at the Big House in Ireland – and all of them are naturalised immigrants from – Albania! Rearden sketches out a hypothesis: Wheeler is a communist agent, infiltrating the Establishment at a high level. The Big House is a finishing school for other agents who come and stay long enough to perfect the language and manners of an English servant, before being recommended by Wheeler to his posh friends and moving on to become servants to God knows how many important men around the country. It is a spy network!

The yacht Artina

Meanwhile his yacht, the Artina, has sailed. Rearden and Alison follow it to Cork, then fly in her plane to see it dock in Gibraltar. But it is only there long enough to refuel (not long enough for Rearden to get abaord) before it sails on to Malta. Our team speculate that a) it has Slade aboard, and b) it is heading back to Albania.

It had been introguing Rearden that the locals in ireland thought Wheeler well known for his Chinese cooks. Now he realises that Albania, where Wheeler originally hails from, is not part of the orthodox Russian sphere of influence but, under its eccentric leader Enver Hoxha, has declared its allegiance to Maoist China.

Could it be that Slade, a Russian agent, has been promised passage to Moscow but is being betrayed by Wheeler and is ultimately headed, via Albania, for Red China, where he will spill the beans not only about British intelligence, but also about KGB operations? Ha, the irony.

Malta

So our heroes fly to Malta and it is here the novel reaches its climax.

In the first attempt, Rearden and Alison row quietly out to the yacht, Rearden scrambles aboard and makes his way to Slade’s cabin – for his guess that Slade is aboard turns out to be correct – where he plants the seed of doubt that Wheeler is Albanian, taking him to Albania and China. He has just persuaded Slade to tiptoe along the deck and try to find the boat when the floodlights come on, strong arms seize Rearden, and the famous Mr Wheeler makes his appearance, in a scene right out of James Bond.

Next to the skipper stood a tall man with ash-blond hair, who, at that moment, was fitting a cigarette into a long holder. He dipped his hand into the pocket of his elegant dressing-gown, produced a lighter and flicked it into flame… ‘So thoughtful of you to join us, Mr Stannard. It saves me the trouble of looking for you.’ (p.187)

(He might as well be sitting stroking a white cat and saying, ‘So, Mr Bond. We meet at last.’)

Oops, you think, it’s all over. Except we forgot about the amazing Alison and her Dad’s training: she quickly shoots the two goons holding Rearden and he dives overboard. They swim behind the stern, round the other side, then manage to escape ashore in all the confusion.

Attempt Two is more elaborate. Rearden and Alison buy a speedboat, hire a boatyard, weld steel rods onto the front to form a battering ram, and pile it high with fireworks. Plan: ram the yacht, breach the fuel tanks, ignite the fireworks, watch everything explode. Despite some hairy moments with the now-hopeless steering, it does the trick. The Artina goes up like a bonfire, Rearden is shot in the shoulder just as he jumps overboard in his scuba dicing suit, but is rescued – as ever – by Alison driving a little put-put.

On staggering out of the water, bleeding badly from his shoulder wound he is, rather comicaly, confronted by the arresting officer who caught him in the early part of the book. ‘I must warn you that anything you say will be taken down and may be used in evidence against you.’

Tidying up

Rearden awakens in a Maltese prison, his shoulder patched up and is immediately visited by a precise Civil Servant who explains to him (and us) the full story. Everything is as we know except that Mackintosh deliberately betrayed Rearden to Wheeler in order to make Wheeler panic and play his hand. That’s how his captors in the Irish house suddenly knew who he was; that’s why Mackintosh was run over. But, fortunately for everyone, he had written out a full account of the whole story in a letter posted to his lawyers and to be opened in the event of his death. This caused a bit of a delay, during which the chase form Ireland to Malta took place, but Mackintosh now having finally died, the lawyers opened the letter and called in the Service. And so the quiet man is in Rearden’s cell. And so they discuss how to manage everything:

  • Wheeler dead, great man killed in tragic fire
  • British divers remove and hide the ramming boat Rearden used
  • why not put it out that Rearden was also killed resisting arrest somewhere in the UK, and so he is free to resume his Stannard identity and return to South Africa

Right at the very end, a released Rearden meets Alison in the bar of a Malta hotel. They chat about this and that, and then suddenly he proposes to her. And what do you think she replies?


Flat style

I’d forgotten how flat and factual Bagley’s style is. Hardly any colour, few similes or metaphors, hardly any passages of description. Hammond Innes beats him hands-down for descriptions of exotic settings, especially of the sea. But Bagley’s clear pedestrian tone comes as a relief after reading some of Alistair MacLean’s 1970s novels, with their ham-fisted, repetitive, mannered and would-be comic style.

Bagley describes situations calmly and accurately. The sequence of Rearden mugging the postman, palming the diamonds, returning to his hotel, being visited by the police and arrested is told in a long, detailed, orderly way, as it happens. It isn’t very exciting but it builds conviction. Similarly, he describes his interviews with his solicitor and then the actual trial at considerable pedantic length. Bit dull but it does slowly, patiently build up atmosphere and verismilitude.

There’s a moment when he describes being in Malta waiting for the baddie’s yacht to arrive. Think what the Len Deighton of Horse Under Water could have done with this opportunity for Sunday supplement pyrotechnics! But Bagley describes it like an accountant.

With nearly four days to wait we suddenly found ourselves in holiday mood. The sky was blue, the sun was hot and the sea inviting, and there were cafés with seafood and cool wine for the days, and moderately good restaurants with dance floors for the nights. (p.168)

Sounds like a postcard from Doug in Accounts, only less imaginative. Bagley isn’t a visual writer, he is about activities: then this then this then this then this. But that’s no bad thing. Precisely because a lot of it is flat and humdrum, his style gives the action that much more plausibility. There is no ambiguity about events and, when things do get exciting, your pulse starts racing along with the protagonist’s.

I checked my watch for the twentieth time in fifteen minutes and decided that the time had come. I put on the scuba gear, tightened the weighted belt around my waist, and hung the mask around my neck. Then I started the engines and the boat quivered in the water. I cast off the painter and pushed the boat away with one hand and then tentatively opened the throttles a notch, not knowing what to expect. (p.206)

The anxiety of influence

These thrillers from the 1960s and 70s are so conscious of the clichéd and stereotyped ground they tread and of the wealth of spy movies or TV series which blossomed in popular culture at this period, that sooner or later they try and distance themselves from it.

The cult of James Bond has given rise to a lot of nonsense. There are no double-o numbers and there is no ‘licence to kill’. (p.113)

Depressed as I was I nearly laughed in his face. He was acting like the villain in a B picture…Fatface was an amateur who seemed to get his ideas from watching TV. (p.116)

But it is useless to resist, Mr Bond. They are a part of that time and place and world, whether they want to or not. Though Bagley the author may laugh at any connection with James Bond, the novel itself has numerous Bond-like moments, and the trailer for the movie, (below) has Bond-style titles and involves fights, shoot-outs, luxury yachts and a beautiful girl – ie it looks just like (an admittedly low budget) Bond movie.

The movie

The novel was quickly turned into a film, released in 1973, directed by the great John Huston and starring Paul Newman as Rearden, Michael Hordern as ‘Fatface’, and James Mason as the suave Grandee double agent. Looks bizarre seeing gorgeous Paul Newman in drab 1970s greys and browns reminiscent of contemporary TV shows like Porridge or On The Buses. Shame the DVD is so needlessly expensive.

Related links

Bagley’s books

1963 The Golden Keel – South African boatbuilder Peter ‘Hal’ Halloran leads a motley crew to retrieve treasure hidden in the Italian mountains by partisans during WWII, planning to smuggle it out of Italy and back to SA as the golden keel of a boat he’s built for the purpose.
1965 High Citadel – Pilot Tim O’Hara leads the passengers of a charter flight crash-landed in the Andes in holding off attacking communists.
1966 Wyatt’s Hurricane – A motley crew of civilians led by meteorologist David Wyatt are caught up in a civil war on the fictional island of San Fernandes just as a hurricane strikes.
1967 Landslide – Tough Canadian geologist Bob Boyd nearly died in a car wreck ten years ago. Now he returns to the small town in British Columbia where it happened to uncover long-buried crimes and contemporary skulduggery.
1968 The Vivero Letter – ‘Grey’ accountant Jeremy Wheale leads an archaeology expedition to recover lost Mayan gold and ends up with more adventure than he bargained for as the Mafia try to muscle in.
1969 The Spoilers – Heroin specialist Nick Warren assembles a motley crew of specialists to help him break up a big drug-smuggling gang in Iraq.

1970 Running Blind – British secret agent Alan Stewart and girlfriend fend off KGB killers, CIA assassins and traitors on their own side while on the run across the bleak landscape of Iceland.
1971 The Freedom Trap – British agent Owen Stannard poses as a crook to get sent to prison and infiltrate The Scarperers, a gang which frees convicts from gaol but who turn out to be part of a spy network.
1973 The Tightrope Men – Advertising director Giles Denison goes to bed in London and wakes up in someone else’s body in Norway, having become a pawn in the complex plans of various espionage agencies to get their hands on vital secret weapon technology.
1975 The Snow Tiger – Ian Ballard is a key witness in the long formal Inquiry set up to investigate the massive avalanche which devastated the small New Zealand mining town of Hukahoronui.
1977 The Enemy – British Intelligence agent Malcolm Jaggard gets drawn personally and professionally into the secret past of industrialist George Ashton, amid Whitehall power games which climax in disaster at an experimental germ warfare station on an isolated Scottish island.
1978 Flyaway – Security consultant Max Stafford becomes mixed up in Paul Billson’s quixotic quest to find his father’s plane which crashed in the Sahara 40 years earlier, a quest involving extensive travel around North Africa with the charismatic American desert expert, Luke Byrne, before the secret is revealed.

1980 Bahama Crisis – Bahamas hotelier Tom Mangan copes with a series of disastrous misfortunes until he begins to realise they’re all part of a political plot to undermine the entire Bahamas tourist industry and ends up playing a key role in bringing the conspirators to justice.
1982 Windfall – Max Stafford, the protagonist of Bagley’s 1978 novel Flyaway, gets involved in a complex plot to redirect the fortune of a dead South African smuggler into a secret operation to arm groups planning to subvert Kenya, a plot complicated by the fact that an American security firm boss is simultaneously running his own scam to steal some of the fortune, and that one of the key conspirators is married to one of Stafford’s old flames.
1984 Night Of Error – Oceanographer Mike Trevelyan joins a boatload of old soldiers, a millionaire and his daughter to go looking for a treasure in rare minerals on the Pacific Ocean floor, a treasure two men have already died for – including Mike’s no-good brother – and which a rival group of baddies will stop at nothing to claim for themselves, all leading to a hair-raising climax as goodies and baddies are caught up in a huge underwater volcanic eruption.
1985 Juggernaut – Neil Mannix is the trouble shooter employed by British Electric to safeguard a vast transformer being carried on a huge flat-bed truck – the juggernaut of the title – across the (fictional) African country of Nyala towards the location of a flagship new power station, when a civil war breaks out and all hell breaks loose.

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