Congo by Michael Crichton (1980)

This book recounts the thirteen days of the last American expedition to the Congo, in June 1979 (p.xii)

Crichton’s habit of stuffing his techno-thriller novels with factual digressions, losing no opportunity to give the reader the full fruits of his up-to-the-minute research about the geography and climate and culture and peoples of the book’s setting and then stuff it with a cornucopia of gee-whizz gadgets, especially anything relating to computers, often completely overwhelms the plot.

Sometimes his books feel like a series of educational magazine articles only just held together by contrived storylines, which, as soon as you stop and think about them, you realise are utterly preposterous. And then there are the so-called ‘characters’, who are given names, ages and CVs but remain little more than cardboard cutouts.

According to Wikipedia, Crichton pitched the idea of writing a modern-day version of King Solomon’s Mines to 20th Century Fox who bought the film rights before the story had even been written, paying him a $1.5 million advance for the novel, screenplay and as a directing fee.

It sounded like a good idea but the result of this big, expensive promise was a serious case of writer’s block, as Crichton struggled to make a start and then to create any kind of coherent narrative. And boy, does it show. He ended up throwing about five separate plot ideas into the mix in the hope that they’d somehow add up to a ripping yarn, and overloading the text with every factual digression he could think of in order to give the text a sense of substance.

Congo is a messy, scrappy, dumb mess of a book, but some of the factual background is interesting; you don’t get to read novels about Africa that often; it was interesting to see what was considered up-to-the-minute technology in 1980 and compare it to the present day; and there was a kind of dumb dogged interest in the narrative itself: I was curious to see what preposterous, contrived and absurd incident he’d chuck in next to try and keep the whole thing afloat. Probably the encounter with the angry hippopotamuses wins the prize for silliest episode.

No doubt hippopotami do have the character and temperament he describes in a typical Readers Digest digression about them, no doubt they do attack by raking their razor sharp teeth sideways over their intended victim, no doubt this would rip and deflate an inflatable raft. But it’s still silly.

1. Earth Resources Technology Services and the race for IIb diamonds

Earth Resources Technology Services Inc (ERTS) is a Houston-based American corporation devoted to locating and extracting rare and precious minerals and resources for industrial use. It is (inevitably) run by a maverick genius R.B. Travis (backstory p.17). The hottest computer analyst in the corps is 6 foot-tall, cold, calculating Karen Ellen Ross.

The entire plot rotates around the desperate search to locate a rumoured source of ‘Type IIb boron-coated blue diamonds’ (pp.109, 115) in the dense rainforests of the Virunga region, in the remote eastern part of the vast Congo jungle. Extended factual digressions explain that this particular type of diamond is very valuable as semiconductors, ‘important to microelectronics applications’, and since, as Crichton explains at length, the future is going to be all about faster and faster computing speeds, possession of a source of diamonds which speed up computer technology will be vastly valuable. Especially the future of weaponry.

Computer speed now stands at the centre of the armament race…The new generation of optical computers will be dependent on the availability of Type IIb boron-coated diamonds. (p.342)

This is why the ERTS expedition into the Congo is not alone, but is shadowed every step of the way by a ‘consortium’ of industrial rivals, made up of a temporary partnership of German and Japanese industrial interests. These guys are hacking into ERTS’s radio communications back to Houston as well as vying for important resources for such an expedition, not least the services of the renowned White African mercenary Charles Munro (backstory pp.101 to 103) who, after bargaining with all the interested parties at his plush pad in Tangiers, opts to go with the ERTS expedition.

So the fact that the ERTS team is trying to get to the rumoured location of the diamonds before their rivals is supposed to give the narrative grip and thrill. For me, it didn’t at all. If this had been a Hammond Innes or Desmond Bagley novel, then this story in and of itself would have been enough, and people would have got killed, probably in gruesome circumstances and it would have felt desperate and tense. At no point did this book feel desperate and tense.

2. The ‘Consortium’

Anyway, it’s not as simple as that. Crichton adds in a few other plot strands which, in my opinion, had the effect of turning what could have been a decent thriller into a ridiculous cartoon. First, there is the important fact that the expedition led by Karen Ross and which recruits Charles Munro, is not the first one sent by ERTS. An earlier one had gone out and the novel actually starts with this first team, camped in the darkest rainforest as the old Africa hand they’ve hired to guide them, Jan Kruger, fires up a satellite video connection with ERTS Houston to report on progress.

But in the 5 or 6 minutes it takes both sides to establish contact (remember the book was written in 1979, 42 years ago, and all the technology is accordingly basic or old fashioned) the entire expedition is wiped out, every member massacred and the campsite wrecked. By the time the camera comes online there’s no-one there. Karen Ross is at the Houston end in charge and she gets the techs to rotate the camera on its tripod, thus surveying the wreckage, then a dark shadow moves across the screen and the camera is smashed, signal ends. What was it? What wiped out the expedition?

Very early on I figured it was either a lost tribe of humans or human-gorilla mutants, as anyone who’s watched a thousand rubbish American films or watched episodes of American adventure TV shows could entirely have predicted.

3. The lost city of Zinj

But meanwhile, I have to explain about the lost city of Zinj. Yes. That’s really what it’s called. Crichton gives us a number of digressions about the (patchy) history of Western exploration into the Congo jungle or up the Congo river (he is particularly fond of the expeditions of Henry Morton Stanley for the simple reason that Stanley was the great pioneer and explored further and more definitively than all previous explorers).

Anyway, Crichton makes up a legendary lost city of Zinj (pp.58 to 60, 82), a clear hommage to the great late-Victorian adventure storytellers such as Rider Haggard (She) and Conan Doyle (The Lost World) and the novel reaches its climax when our heroes arrive after many adventures, at the lost city of Zinj and discover its connection both to a) a culture which use to mine the very type IIb diamonds they are looking for but which also holds the key to understanding

4. Amy the talking gorilla

Yes. A talking gorilla. Because after the first expedition is wiped out and while Karen Ross is persuading Travis that she is the person to lead the second expedition a) to find the diamonds b) to discover what happened to the first expedition, ERTS contacts one of the leading researchers in America into teaching apes American sign language. As you might expect this leads into several lengthy digressions about the entire history of trying to teach apes language, right up to the present (well, 1979 when the book was written) and researchers have managed to teach chimpanzees 200 or so ‘words’ in American Sign Language (vide Washoe, Koko) (pp.35 to 38 and 292).

The researcher is named Peter Elliott (backstory pp.35 to 41), 6 foot tall and bearded, and Peter has been leading Project Amy, i.e. seven years or so of teaching a tame gorilla named Amy to an advanced level of communication. The text settles into conveying their conversations as Peter signing or saying something and Amy’s replies are given in italics. In reality I understand communication between humans and gorillas is very limited, but in this tall story Peter and Amy can hold lengthy discussions.

Now why does ERTS and Karen Ross want a talking gorilla to go on an expedition to the lost city of Zinj in search of industrial diamonds (see how ludicrous the plot is when you spell it out in black and white?)? Because the brief shadow that flickered across the camera of the massacred first expedition looked like a gorilla. So why not take a talking gorilla along in the hope that it can act as ambassador to whoever or whatever massacred the first team.

But why would a comfortably placed American academic want to leave his cosy perch at the University of California at Berkeley to go on some cock and bull expedition into remote rainforest? Crichton must have spent a while mulling over what could possibly motivate Prof Peter Elliott to leave his crib and in the end comes up with a plausible reason.

He invents the notion that Elliott’s work just happens to have recently been picked upon by a high-minded organisation devoted to liberating primates from scientific experiments, the Primate Preservation Agency (p.43). They’ve written harsh articles, are picketing his university office and published Elliott’s address such that he is living in fear of a possible attack. Thus when he gets a call late one night from Karen Ross asking if he wants to pack up and go on a journey to gorilla country in eastern Congo, he leaps at the chance.

And Amy the gorilla is going along, too, of course. The practicalities of ‘explaining’ all this to Amy, and packing for her, and getting her onto a plane and so on, quickly become so ludicrous that…

There’s another element to Amy which is that, when Amy likes doing finger drawings of images she tells Peter she sees when she’s asleep. And these drawings are often of what might be taken for buildings with half-moon entrances. And guess what? Other illustrations of the conjectured lost city of Zinj show it as having half-moon-shaped entrances. Are the dreams actual memories of seeing such a place or ancestral (pp.41 to 42)? Or could this be an example of genetic memory (cue a Crichtonian digression about the history and provenance of genetic memory, ‘Genetic memory was first proposed by Marais in 1911…’ p.46).

5. Congo civil war

There have been a number of civil wars in the region known as the Congo including the massive Second Congo War (1998 to 2003). But back at the time Crichton was writing (1979) the war he refers to involved Ugandan troops fleeing across the border into Zaire when theior country was invaded by Tanzania (p.100). In Crichton’s hands this morphs into a campaign by some parts of the Zaire army to exterminate the Kigani tribe of cannibals. Our heroes go to lengths to avoid both these violent elements, the Zaire army and Kigani, at least until the very end of the book (see below).

Its relevance to the story is that at several key moments the Ross expedition finds itself enmeshed between warring parties, most importantly when they are flying in a small aircraft towards the site of the lost city of Zinj and come under attack from heat-seeking missiles. As you might imagine, the resourceful ERTS team have snappy modern technology to foil the missiles and survive. But it’s just one more element which triggers umpteen Crichtonian factual digressions, and which Crichton throws into the mix hoping something will stick.

Recap

An American company which specialises in sourcing rare and precious raw resources sends 24-year-old  computer whizzkid Karen Ross, along with ape linguist Peter Elliott, his talking gorilla Amy and African mercenary Charles Munro (plus half a dozen Kikuyu porters) into the remote eastern Congo to find the lost city of Zinj in order to find out what happened to the previous expedition and locate the source of the rumoured diamonds which are worth a fortune in industrial processes.

Fact obsessed

As well as the factual digressions on every page, Congo also features academic footnotes and no fewer than three pages of references at the end, including academic papers in learned journals to show just how much research Crichton has done. Some of the many magazine-style digressions concern:

  • Henry Morton Stanley (xii-xiii, 60, 83, 154, 169, )
  • animal rights (50-52)
  • the history of Congo (57-60)
  • the Pearl thesis of animal intelligence (pp.76-77)
  • competitive advantage in information technology (73)
  • the Great Rift Valley (pp.83-84)
  • albedo ie using different light reflection levels to distinguish ancient forest from secondary growth (85-87)
  • B-8 problems in computing (90)
  • holographic night goggles (99)
  • the future of superconducting computers (116-118)
  • computer message hacking (128)
  • electrophoresis and the difference between gorilla and human hair (129)
  • the character of Kikuyu tribesmen (they love to talk) (147, 155) and consider themselves all ‘brothers’ (190)
  • China’s spy operations, foreign aid to and influence in Zaire (147-149)
  • how to distract surface to air missiles with rolled up balls of in foil (156)
  • how automatic parachutes work (162)
  • the Kigani, a tribe of cannibals Crichton appears to have invented (170-172)
  • description of the Kigani’s belief in magic of Angawa
  • cannibalism in central Africa (172-173)
  • Zaire government genocide against the Kigani cannibals (175)
  • levels of electronic jamming and ‘interstitial coding’ (p.180)
  • the rate of global species extinction (189)
  • pygmies and their definitions of different types of ‘death’ (193-196)
  • the Congo river i.e. although it’s vast it’s not easily navigable (201)
  • the character of the hippopotamus (207-209) just before they attack our heroes
  • a history of the attempts to climb Mount Mukenko (which our heroes parachute onto and have to climb across) (218)
  • what to do when faced by a charging male silverback gorilla (don’t move and look at the ground) (230-231)
  • Degusto’s infra-red light technology for making out images hidden under dirt, sand, vegetable matter etc (250)
  • Maurice Cavalle’s 1955 paper ‘The Death of Nature’ (252)
  • the legend of the kakundakari, African equivalent of the yeti (262-263)
  • chimpanzee violent behaviour, especially kidnapping and eating human infants (266)
  • Freud’s theory that a dreamer, confronted with the reality their dream is based on, is often surprisingly apathetic (274)
  • British scientist R.V.S. Wright’s attempts to teach an orangutan to use tools (293)
  • DNA similarity between humans and chimps i.e. 99% identical (294)
  • S.L. Berensky’s 1975 paper about primate language suggesting the apes are smarter than humans (296)
  • the difference between different sign languages of different nations (297)
  • primates stop fighting if infants get in the way or are taken up by one or other of the combatants (312)
  • the origin and periodicity of solar flares, one of which interferes with our heroes communications back to Houston (314)
  • which part of the brain language comes from (Broca’s area) (335)
  • explanation of brontides, the loud explosions that accompany earthquakes (335)
  • most people caught in a volcanic eruption die from the poison gas (336)
  • General Franklin Martin’s Pentagon presentation which argued that Zaire had been vital to US military efforts since the war because of its mineral resources and also that super-fast computers would being to an end the age of nuclear weapons (340-343)
  • US military Project Vulcan to detonate timed resonance explosions in order to graduate the impact of eruptions of Mouna Loa in Hawaii (347-349)

But none of this blizzard of factual information can prevent Congo from being preposterous bollocks.

The expedition encounters a handful of problems such as flying through an anti-aircraft attack mounted by the Zaire army, parachuting into the jungle (everyone lands just fine), rafting down some river into the remote East (they are attacked by angry hippopotami), and trekking across the unstable crust of recently active volcanoes (the Virunga range of volcanoes, as described in an extended factual digression which names the main ones as being Mukenko, Mubuti, Kanagarawi, p.84), all in order to reach the lost bloody city of Zinj which, they eventually discover, is now an overgrown, empty ruin.

a) This is more extensive than they expected. They use high tech radar stuff to see through the layers of grime to the extensive reliefs which describe the ordinary life of the city centuries ago when it was inhabited. The carvings appear to show the inhabitants mined extensively and seem to have trained gorillas to act as security and police (!!) and this is the ridiculous reason for:

b) The final revelation that the previous expedition wasn’t wiped out by gorillas as science currently knows them, but by a new species of intelligent gorilla which the Zinjans bred and developed.

Luckily our heroes had put up an electrified fences round the perimeter of their camp and had brought along loads of fancy laser-guided machine guns which do a good job of killing some of the New Species of Gorilla when they launch their inevitable attack.

Other reasons this is a terrible book

1. Format

In The Andromeda Strain Crichton used the format of a report produced by an enquiry into what went wrong at a virus isolation unit. The pseudo-scientific/bureaucratic format worked well. Here he uses the tone of something more like a documentary. In particular he keeps writing that ‘many months later Peter Elliott realised his mistake’ or ‘speaking later, Karen Ross explained why she made this decision’.

Presumably the narrative is cast in this format to give it the feel of a later report or documentary. But it has the unintended side effect of confirming that the three main characters all survive. In other words, it destroys all suspense or sense of jeopardy. We know they all get out alive. OK, then, well, why bother reading to the end?

2. Out of date

Crichton busted a gut doing all that research and shoehorned it into his text throughout and yet… it’s all hilariously out of date. If you want to read about how fiddly it was to rig up a satellite camera link in 1979 or how big and fast people in 1979 thought computers would become in the 1980s then this is the book for you. There is, quite obviously, nothing about the internet, smart phones, social media or any of the other tech discoveries of the past 40 years. It’s sweet that Crichton thinks ERTS’ technology is ‘staggering’ because it can acquire 16 new satellite images of the earth per hour (p.20).

Acronyms and initialisms

I found it more enjoyable collecting a list of the acronyms than following the ridiculous plot which came more and more to resemble a movie-length episode of Scoobie Doo. My only excuse for reading such twaddle is I was on holiday and picked it up for £1 in a second hand shop.

ADP – Animal Defence Perimeter (p.238)

APE – Animal Pattern Explanation (p.307)

APNF – Animation Predicted Next Frame (p.27)

ASL – American Sign Language aka Ameslan (p.36)

BF – Bona fortuna = good luck (p.123)

C3I – Command, control, communications and intelligence units (p.74)

CFS – Congo Field Study (p.351)

CCR – Communications Control Room (p.12)

CCT – Computer Compatible Tape (p.21)

ECM – Electronic Countermeasures (p.179)

ERTS Earth Resources Technology Services

FZA – Forces Zairoises Armoises, Zaire army (p.157)

GPU – Geopolitical Update (p.98)

LAC – Local Atmospheric Conditions (p.351)

LATRAP – Laser-Tracking Projectile, which consists of multiple LGSDs attached to sequential RFSDs (p.280)

MERS – Mineral Exploration Rights, such as you negotiate with the host government (p.25)

NCNA – New China News Agency, cover for Chinese espionage (p.148)

PNF – Predicted Next Frame: technology for improving poor quality images (p.27)

PPA – Primate Protection Agency (p.43)

PSOPS – Prior Significant Orbital Passes by Satellite (p.97)

RC – Resonant Conventionals: timed explosives (p.345)

SESC – Space Environmental Services Centre in Boulder Colorado (p.315)

Triple E – Expedition Electronics Expert (p.74)

UECL – Unit Extraction Cost Limit (p.115)

WEIRD – Wilderness Environment Intruder Response Defences (p.242)

I work in the civil service and so I recognise the mindset which says that, if you spell something out in title case i.e. you capitalise the names of things it immediately makes them more important; and if you can make an acronym out of them, it makes them sound really grand and makes you sound very big and important when you casually allude to acronyms or initialisms which other people don’t understand.

Bearing this in mind helps to explain why America has some 35 distinct intelligence agencies, each with its own shiny logo and acronym and whip-smart, fast-talking executives, and they all failed to prevent 9/11. And why the US Army, possibly the world epicentre of grand-sounding acronyms, nonetheless made a complete bollocks of invading Iraq and liberating Afghanistan. (I mention this because America’s humiliating withdrawal from Afghanistan was all over the news as I read Congo so the comparison made itself.)

No amount of clever-sounding names and titles and acronyms and hi-tech gadgetry can redeem ignorance, stupidity and terrible decisions. Or, in this case, an embarrassing train wreck of a novel.

The end

Our heroes are attacked a couple of times in their camp. Elliott undertakes a ridiculous plan to record the grey gorillas’ strange whispering language, to use Houston’s computers to analyse and interpret it, and then to play it back to attacking gorillas in order to stall them. Despite all the improbabilities Elliott makes this work in a matter of hours and during the next gorilla attack it does, indeed, manage to slow and halt the attack of the puzzled silver gorillas, although a torrential tropical downpour interferes with the experiment.

What brings this farrago of nonsense to an end, in the best boys own adventure tradition, is a huge volcanic eruption which starts rocking the ground during what had promised to be the gorillas’ final assault, when they have killed a few more porters and have our heroes pinned to the ground about to crush their skulls.

The ground starts shaking, the gorillas flee, random lightning strikes electrocute a few more of the African porters, as our dazed heroes grab their most important possessions and flee the ruined camp, trekking through jungle while ash falls all around them, the earth trembles, the volcano spews ash and lava.

They arrive at the crashed container plane of the rival consortium which had been shot down a few days earlier by Zaire army forces (they’d heard the plane flying overhead and seen the surface to air missiles fired at it a few days earlier).

First our heroes have to fight off the Kigani cannibals who were in the middle of eating the dead consortium members and resent being turfed out of the plane’s treasure trove. But then Ross discovers huge tanks of propane in the plane which are designed to inflate a balloon which the consortium had brought along for precisely such an emergency!

And so the preposterous narrative ends with Ross, Elliott, Munro and the couple of porters who haven’t been killed by the silver gorillas or the bolts of lightning or the volcanic ash or the poison gas, inflating, climbing into and flying off over the jungle in a big balloon, a very Jules Vernes ending to a novel which sets out to be a homage to the great Victorian adventure writers but turns into a car crash of overcomplex but completely improbable narrative, drowning in endless Readers Digest factual digressions and hosted by characters which make a puddle look deep.

And the Lost City of Zinj? In the finest tradition of the old storytellers, is buried forever under half a mile of volcanic ash so nobody will ever be able to check the three explorers’ bold claims. It’s almost as juvenile as saying: ‘and then I woke up and it was all a dream.’

The movie

The original deal had been for Crichton himself to direct the movie version and from 1981 to 1987 he maintained the hope of directing it with Sean Connery in the lead, but that version of the project never came to fruition.

Instead Congo was finally made into a movie in 1995, directed by Frank Marshall and starring Laura Linney as the permanently stressed-out woman scientist, Dylan Walsh as the sensitive primatologist, Ernie Hudson as the mercenary and hunter who leads the group and Tim Curry as the camp Romanian millionaire who finances the whole farrago.

I don’t mean to be rude but when two leads in what is meant to be a serious thriller played defining parts in Ghostbusters (Hudson) and The Rocky Horror Show (Curry) you know you’re talking about a turkey.

I’m not at all surprised to learn the movie version received a critical drubbing and was nominated for not one but several Golden Raspberry awards, given to real stinkers.


Michael Crichton reviews

Labyrinths by Jorge Luis Borges (1962)

The metaphysicians of Tlön do not seek for the truth or even for verisimilitude, but rather for the astounding.

There is no pleasure more complex than that of thought.

In the course of a life dedicated to letters and (at times) to metaphysical perplexity…

Borges wrote a surprising amount (some 70 books in Spanish) and yet he is principally known in the Anglo-Saxon world for just one work published 60 years ago, Labyrinths, a breath-taking collection of 40 mind-bending short stories, short essays, and ‘parables’, all of which reference, quote and play with a multitude of obscure and arcane texts and ideas derived from philosophy, theology and mysticism.

Penguin went on to publish a flotilla of four or five other volumes by Borges, but none of them hold a candle to Labyrinths which is one of the most important volumes of short stories in English in the second half of the 20th century. It is a scandal that, to this day, only a fraction of Borges’s output has been translated into English.

Adventures among books and ideas

Labyrinths consists of 23 ficciones, ten essays and eight ‘parables’. All the stories were written and first published in Borges’s native Spanish in Argentine literary magazines between 1941 and 1956. The first 13 stories are taken from a previous collection, Ficciones, published in 1945, which was expanded in successive editions, and the remaining ten were published in a collection titled The Aleph, published in 1949, and also added to in later editions. That’s a long time ago but when you look at individual stories it’s striking to see that most of them were first published in literary magazines much earlier, most of them at the very end of the 1930s, during the Second World War and in the immediate post-war years. Although he carried on writing into the 1980s, his greatest hits were composed in the 1940s.

Before I exhaust myself giving brief summaries of each of the pieces, let me make a simple point which is that, rereading Borges’s stories made me realise that possibly his major discovery was that, for the purposes of writing a short fiction, you can replace plot with ideas.

What I mean is that the best stories discuss philosophical and metaphysical or mystical ideas and, in doing so, refer to scores of obscure Latin and Greek, or Christian or Islamic texts and sources – and that it is this, rather than plots, character or dialogue, which fills his stories.

Most adventures are, almost by definition, about people, about named characters. Borges’s short fictions are adventures whose protagonists are ideas, ideas characterised by their multi-layered bookishness and whose explanation requires multiple references to all manner of arcane texts – and whose ‘adventure’ consists in the logical unfolding of far-fetched premises to even more-mind-boggling conclusions: such as the man who discovers he is a dream created by someone else; or that the entire universe is made up of an infinite library; or that all human activity is determined by a secret lottery; and so on.

It is immensely characteristic of this preference for ideas over psychology or emotions or feelings that, when the narrator of Tlön, Uqbar, Orbis Tertius stumbles across an encyclopedia purporting to catalogue the fictitious planet of Tlön, he experiences a moment of delirious happiness i.e. emotion, feeling – but quickly stifles it:

I began to leaf through [the encyclopedia] and experienced an astonished and airy feeling of vertigo which I shall not describe, for this is not the story of my emotions but of Uqbar and Tlön and Orbis Tertius.

In fact various emotions do occur in the stories, there are characters and events, but this moment can stand as a symbol of the way that fiction’s traditional concerns for character and emotion and plot are, on the whole, in Borges’s stories, repressed or sidelined in order to make way for the adventures of ideas and books.

Borges’s bookishness is not for everyone

And I suppose there’s a point that’s so obvious that it’s easy to miss which is that you have to be fairly learnèd and scholarly, or at least fairly well-read, in order to really enjoy these works. On the first page alone of Deutsches Requiem Borges mentions Brahms and Schopenhauer and Shakespeare and Nietzsche and Spengler and Goethe and Lucretius. Now I not only know who these guys all are, but I have read some or much of all of them (a lot of Shakespeare and Nietszche, a book of Schopenhauer’s, some Goethe and Spengler) and so the mental edifice which invoking their names creates, the structure and framework of the story, are all entirely familiar to me and so I can enjoy how Borges plays with their names and references.

But I suppose there will be many readers who haven’t read (or listened to, in the case of Brahms) these authors and composers, and so might have to stop and Google each of them and, I suppose, this might well put off a lot of potential readers. It’s not that the stories are intrinsically ‘difficult’ (though sometimes they juggle with ideas on the edge of comprehension) so much as that the entire atmosphere of intense bookishness and scholarly whimsy which they evoke might well deter as many unbookish readers as it fanatically attracts fans and devotees among the literary-minded.

Contents – Fictions

Tlön, Uqbar, Orbis Tertius (1940)

Uqbar is a mythical land which the narrator and friends find mentioned in a ‘pirated’ edition of Volume XLVI of the Anglo-American Cyclopaedia, but can find referred to nowhere else, despite ransacking the reference books of numerous libraries. The article explains that the literature of Uqbar was one of fantasy, featuring epics and legends set in two imaginary regions, Mlejnas and Tlön. In part 2 of the story we learn that Tlön is less an imaginary realm than an entire ‘planet’.

At first it was believed that Tlön was a mere chaos, an irresponsible license of the imagination; now it is known that it is a cosmos and that the intimate laws which govern it have been formulated, at least provisionally

Once he has posited the existence of this ‘planet’, the narrator goes on to recount the dizzying nature of its language and its many schools of philosophy:

  • one of the schools of Tlön goes so far as to negate time: it reasons that the present is indefinite, that the future has no reality other than as a present hope, that the past has no reality other than as a present memory
  • another school declares that all time has already transpired and that our life is only the crepuscular and no
    doubt falsified and mutilated memory or reflection of an irrecoverable process
  • another, that the history of the universe — and in it our lives and the most tenuous detail of our lives — is the scripture produced by a subordinate god in order to communicate with a demon
  • another, that the universe is comparable to those cryptographs in which not all the symbols are valid and that only what happens every three hundred nights is true
  • another, that while we sleep here, we are awake elsewhere and that in this way every man is two men

This is what makes Borges’s stories so phenomenally packed and mind-bending: that each individual sentence is capable of introducing to an entirely new way of thinking about the world.

The postscript to the story describes the narrator stumbling on a letter which purports to summarise the process whereby magi in the early 17th century decided to invent a country, how the idea was handed down as the texts proliferate, till an early Victorian American decided they needed to be more ambitious and describe an entire planet. In 1914 the last volume of a projected 40-volume encyclopedia of Tlön was distributed to the cabal of experts. It is estimated it will become the Greatest Work of Mankind, but it was decided this vast undertaking would itself be the basis of an even more detailed account which was provisionally titled the Orbus Tertius. Slowly, the narrator claims, mysterious objects from Tlön have appeared in our world. This last part is set two years in the future and describes a world in which news of Tlön has become widespread and artefacts from the imaginary planet are appearing all over the world and beginning to replace our own.

The contact and the habit of Tlön have disintegrated this world…Already the schools have been invaded by the (conjectural) “primitive language” of Tlön; already the teaching of its harmonious history (filled with moving episodes) has wiped out the one which governed in my childhood; already a fictitious past occupies in our memories the place of another, a past of which we know nothing with certainty — not even that it is false… A scattered dynasty of solitary men has changed the face of the world. Their task continues. If our forecasts are not in error, a hundred years from now someone will discover the hundred volumes of the Second Encyclopedia of Tlön. Then English and French and mere Spanish will disappear from the globe. The world will be Tlön.

So it is, on a fairly obvious level, a kind of science fiction disaster story in which our world will eventually be taken over and/or destroyed by the imaginary creation of the cabal.

The Garden of Forking Paths (1941)

A story which opens with a book and is about a book. Its first sentence is:

On page 22 of Liddell Hart’s History of World War I you will read that an attack against the Serre-Montauban line by thirteen British divisions (supported by 1,400 artillery pieces), planned for the 24th of July, 1916, had to be postponed until the morning of the 29th….

The story is the account of Dr. Yu Tsun, former professor of English at the Hochschule at Tsingtao, a spy acting for the Germans, based in England, in Staffordshire, but is rumbled by a British officer, Captain Madden, so makes his way by train to the village of Ashgrove and the house of one Dr Stephen Albert, who describes the efforts of Yu’s ancestor, ‘Ts’ui Pên who was governor of Yunnan and who renounced worldly power in order to write a novel that might be even more populous than the Hung Lu Meng and to construct a labyrinth in which all men would become lost’. The story reveals that this labyrinth is metaphorical: it actually stands for the scattered manuscript of an incomplete book. The garden of forking paths is the novel promised by never completed. But the nature of the fragments is deliberate:

The Garden of Forking Paths is an incomplete, but not false, image of the universe as Ts’ui Pên conceived it. In contrast to Newton and Schopenhauer, your ancestor did not believe in a uniform, absolute time. He believed in an infinite series of times, in a growing, dizzying net of divergent, convergent and parallel times. This network of times which approached one another, forked, broke off, or were unaware of one another for centuries, embraces all possibilities of time.

So it’s about a book which encompasses all time, and all possible permutations of time.

The Lottery in Babylon (1941)

Tells the story of the development of a hyper-complex lottery run by the all-powerful ‘Company’ in a fictional version of ‘Babylon’, which ends up becoming the basis for everything which happens, for every event in everybody’s lives.

Pierre Menard, Author of the Quixote (1939)

This purports to be a brief article by a follower of the now deceased writer Pierre Menard. It starts by listing the complete works of the defunct writer, some 19 in all, thus establishing the hyper-bookish context; then goes on to describe the unprecedented attempt by Pierre Menard to rewrite (sections of) Don Quixote as if by himself, as if for the first time, as if written by a 20th century author, and the complexity and strangeness of the result.

The Circular Ruins (1940)

The unnamed man arrives in a canoe from the south, beaches it in the mud and climbs to the ancient ruins.

The purpose which guided him was not impossible, though it was supernatural. He wanted to dream a man: he wanted to dream him with minute integrity and insert him into reality

He devotes years to dreaming, piece by piece, a perfect young man, who he then teaches in his dreams and who then finally becomes a real entity in the real world, who can pass painlessly though fire. But when a forest fire rages towards the ruins where he has been living the man walks boldly towards them – only not to feel a thing and to realise, that he himself is a dream-man who has been dreamed, in his turn, by someone else.

The Library of Babel (1941)

The narrator lives inside a library so huge, made up of infinite levels and extending through infinite galleries of hexagonal rooms, that he and all the other inhabitants regard it as the known universe. From this perspective, of an inhabitant of the infinite library, he shares with us the discoveries and/or theories of various other inhabitants who, through the centuries, have explored deeper into the infinite library, made discoveries and come up with theories as to its origin and purpose, for example the theories of the idealists (‘the hexagonal rooms are a necessary form of absolute space’) or the mystics (‘The mystics claim that their ecstasy reveals to them a circular chamber containing a great circular book, whose spine is continuous and which follows the complete circle of the walls’) origin stories (‘Man, the imperfect librarian, may be the product of chance or of malevolent demiurgi’), those who have given up trying to find meaning (‘I know of an uncouth region whose librarians repudiate the vain and superstitious custom of finding a meaning in books and equate it with that of finding a meaning in dreams or in the chaotic lines of one’s palm’).

Five hundred years before his birth the momentous discovery was made that the library contains all possible combinations of their language’s 25 symbols, in other words, contains all human knowledge, and much more, contains the history and future of everyone. This led to a wave of optimism and pride. This gave rise to a category of men named inquisitors who travel far and wide in search of these phantom volumes which will explain everything, and are named the Vindications. This was followed by the depressing realisation that, although these books certainly exist, in a library infinitely large anyone’s chances of finding them are infinitely small. Which gave rise to a semi-religious movement of nihilists, the Purifiers, who set out to examine and destroy all books which are not Vindications. But even their senseless destruction of millions of books made little difference in a library which is infinite in size.

The knowledge that everything has already been written has had a negative effect. Some have become religious hysterics. Suicides have become more common. The population of the hexagonal rooms has been depleted. He wonders whether the human species will be extinguished.

Funes the Memorious (1942)

Ireneo Funes was a dark, Indian-looking man from Uruguay. He died in 1889. The author of this piece is contributing a memoir of him to a volume to be published in his honour. Funes was a perfectly ordinary young man till a horse threw him aged 19. From that point onwards, he remembers everything which happens to him, every single impression, sight, sound and smell which his senses register, is recorded in the fine instrument of his memmory.

The two projects I have indicated (an infinite vocabulary for the natural series of numbers, a useless mental catalogue of all the images of his memory) combine in this dazzling idea. Not just memory, he notices everything.

He was the solitary and lucid spectator of a multiform, instantaneous and almost intolerably precise world

And the ‘story’, really an essay based on a fictional premise, explores what it would mean to live in this state.

To think is to forget differences, generalize, make abstractions. In the teeming world of Funes, there were only details, almost immediate in their presence.

The Shape of the Sword (1942)

Not a bookish brain-teaser, this is a much more straightforward story. The narrator, who is referred to as Borges, is forced when travelling in the North to stay in the house of a man who has a reputation as a martinet and occasional drunk who is disfigured by a half-moon-shaped scar on his forehead. The man treats Borges to dinner then they get talking and finally the man tells him his story: how he was a fighter with the IRA during the Irish Civil War, and helped mentor and protect a vehement young recruit, one John Vincent Moon, a committed communist who shut down every discussion with his fervent ideology. On a patrol they were caught by a guard who shot and nicked Moon’s shoulder. They break into the abandoned house of an old Indian officer, to hide out. When the town they were hiding in was taken by the Black and Tans, he returned to the house to overhear Moon betraying him to the authorities on the promise of his own safe passage, whereupon he chased Moon round the house brandishing one of the swords belonging to its absent owner until he caught him and branded his face with the half moon with a sword.

All through the story you’d been led to believe the narrator was the strong man. Only at the end does he break down and confess that it was he who was the betraying coward, John Vincent Moon. And hence the scar cut into his face.

Theme of the Traitor and the Hero (1944)

A very short story which foregrounds its own fictiveness, as Borges admits it’s an idea for a story which could be set anywhere, then arbitrarily settles on Ireland where, he says, a man named Ryan is researching the famous assassination of an eminent Irish patriot, his great-grandfather, Fergus Kilpatrick, in a theatre in 1824. His researches show him that Kilpatrick’s assassination shared many details with that of Julius Caesar, the parallels so eerie that for a while he develops a theory of ‘the existence of a secret form of time, a pattern of repeated lines’, and invokes the theories of Condorcet, Hegel, Spengler and Vico to back him up.

But then a stranger reality emerges. He discovers the oldest and closest of Kilpatrick’s companions, James Alexander Nolan, had translated the main plays of Shakespeare back in 1814. Finally the story that emerges is this: the conspirators kept being betrayed to the police so Kilpatrick had tasked his oldest comrade, Nolan, with identifying the traitor. At a secret meeting of the patriots Nolan announced that it was Kilpatrick himself. The great patriot admitted it. They discussed how to deal with him. They came up with a drama, a play, a theatrical event, which would ensure Kilpatrick’s punishment and death, and yet if he was said to have been assassinated at the theatre, people’s illusions about him, and the Cause in general, would be preserved. And so Nolan, the Shakespeare translator, arranged it all, even borrowing certain events (the unheeded warning) in order to make the ‘assassination’ more melodramatic and memorable.

And also, his disillusioned great grandson and biographer speculates, to leave messages to posterity. Some of the allusions were pretty crass. Maybe he, Ryan, was intended to discover the truth. After weighing the pros and cons, Ryan decides to suppress what he has learned, and write a straightforward biography climaxing in the great man’s tragic assassination. Maybe that, too, was part of the plan.

Death and the Compass (1942)

This is a murder mystery of a particularly arch and contrived tone, but reading it makes you realise Borges’s debt to the English yarn tellers of the 1890s, to Robert Louis Stevenson and especially Conan Doyle. We are introduced to Erik Lönnrot, another in the long line of hyper-intellectual freelance detectives with a taste for paradox and irony i.e. an entirely literary creation, who also, as per the tradition, plays off a phlegmatic police inspector, Franz Treviranus.

At the Third Talmudic Congress held in the Hotel du Nord, Rabbi Marcel Yarmolinsky goes to bed one night and his body is found dead, stabbed in the chest, the next morning. The dead man, of course, had a number of rare and arcane books of theology in his room. Which Lönnrot takes away and reads:

One large octavo volume revealed to him the teachings of Israel Baal Shem Tobh, founder of the sect of the Pious; another, the virtues and terrors of the Tetragrammaton, which is the unutterable name of God; another, the thesis that God has a secret name, in which is epitomized (as in the crystal sphere which the Persians ascribe to Alexander of Macedonia) his ninth attribute, eternity — that is to say, the immediate knowledge of all things that will be, which are and which have been in the universe…

Books books books. But then more bodies turn up dead – small-time crook Daniel Simon Azevedo, then the kidnapping and murder of one Gryphius. We know the three murders are linked because at the scene three sentences are written, ‘The first letter of the Name has been uttered’, and the second and the third.

After the third the police are anonymously sent a letter sent by ‘Baruch Spinoza’ asserting that a fourth murder will not be carried out. But Lönnrot has seen through all this. He Dandy Red Scharlach set out

to weave a labyrinth around the man who had imprisoned my brother. I have woven it and it is firm: the ingredients are a dead heresiologist, a compass, an eighteenth-century sect, a Greek word, a dagger, the diamonds of a paint shop.

The Secret Miracle (1943)

Hladik had rounded forty. Aside from a few friendships and many habits, the problematic exercise of literature constituted his life…

Jaromir Hladik is an author of, among others, an unfinished drama entitled The Enemies, of Vindication of Eternity (which discusses immutable Being of Parmenides, the modifiable Past of Hinton, and the idealist philosopher, Francis Bradley) and of a study of the indirect Jewish sources of Jakob Böhme, he has translated the Sepher Yezirah and published studies of the work of Böhme, of Ibn Ezra, and of Fludd. He is another of Borges’s hyper-bookish heroes.

The Nazis take Prague and seize Hladik who is identified as a Jewish author and condemned to death. The story deals with the feverishly philosophical ideas which flood his mind during the days and nights he spends in his prison cell leading up to his sentence of death by firing squad, in which he discusses with himself various aspects of time and reality and God, and has a dream that God’s word is vouchsafed to him through a random book in a library, and in which he goes through the elaborate plot of his verse drama, The Enemies, which is itself a drama about reality and illusion. He begs God for a year to finish the work in order to justify himself and Him.

Finally he is led out to the shabby yard where the soldiers are hanging round bored, are rallied by their sergeant and line up to shoot him but, just as the order is given, time freezes, completely, but Hladik’s consciousness continues, observing the frozen world about him from his frozen body, at first in panic, and then realising that God heard his plea and has given him a year to complete his drama. And the final page of the drama describes how he does that, not needing food or water or bodily functions, but devoting a year of time to bringing the verse drama to complete perfection, And as the last phrase of it is completed in his mind, the world resumes, the firing squad fires, and Hladik slumps, dead.

Three Versions of Judas (1944)

Borges’s fiction is above all hyper-bookish, made out of references to arcane philosophical or theological texts from the Middle Ages or Antiquity. Most (if not quite all) the ‘stories’ mimic the style and approach of an old-fashioned scholarly article, not least in having textual footnotes which cite other scholarly volumes or references.

Instead of a description of a city or house or street or natural location, a time of day, or the physical appearance of a protagonist, Borges’s fictions set their scene amid books and references.

In Asia Minor or in Alexandria, in the second century of our faith, when Basilides disseminated the idea that the cosmos was the reckless or evil improvisation of deficient angels, Nils Runeberg would have directed, with singular intellectual passion, one of the Gnostic conventicles. Dante would have assigned him, perhaps, a fiery grave; his name would extend the list of lesser heresiarchs, along with Satornilus and Carpocrates; some fragment of his preachings, embellished with invective, would survive in the apocryphal Liber adversus omnes haereses or would have perished when the burning of a monastery library devoured the last copy of the Syntagma. Instead, God afforded Runeberg the twentieth century and the university town of Lund. There, in 1904, he published the first edition of Kristus och Judas and, in 1909, his major book, Den hemlige Frälsaren. (Of the latter there is a German translation, made in 1912 by Emil Schering; it is called Der heimliche Heiland.)

Amid a dense forest of allusions to obscure works of theology and scores of beliefs held by the orthodox and heretical, Borges articulates the three theories developed by Danish theologian, namely:

  1. In his book Kristus och Judas, Runeberg asserts that Judas was a kind of ‘reflection’ of Jesus in the human world; just as Jesus was sent from heaven, so Judas took up the burden of being human in order to pave the way for Jesus to take the path to the crucifixion and salvation of humanity.
  2. Meeting fierce criticism from fellow theologians, Runeberg rewrites the book to assert that it was Judas who sacrificed more than Jesus, mortifying his spirit for the greater good.
  3. Then in his final book, Den hemlige Frälsaren, Runeberg develops this idea to its logical conclusion, which is that it was Judas not Jesus who made the ultimate sacrifice and truly laid down his life for humanity. Jesus hung on the cross for 6 hours but then he was translated to heaven, whereas Judas committed suicide, taking upon himself not only an eternal reputation for treachery and betrayal, but condemning his own soul to eternity in hell. Which one made the greater sacrifice? Therefore, Runeberg asserts, it was Judas who was the true incarnation of a God determined to make the most complete identification with humanity possible, even to the uttermost depths of human depravity and damnation.

The Sect of the Phoenix (1952)

Those who write that the sect of the Phoenix had its origin in Heliopolis and derive it from the religious restoration following upon the death of the reformer Amenophis IV, cite texts from Herodotus, Tacitus and the monuments of Egypt, but they ignore, or prefer to ignore, that the designation ‘Phoenix’ does not date before Hrabanus Maurus and that the oldest sources (the Saturnales of Flavius Josephus, let us say) speak only of the People of the Custom or of the People of the Secret.

Repeatedly the stories invoke the same kind of imaginative world, a world of arcane books and abstruse learning, which revolves not so much around pure philosophy – the academic subject of Philosophy which concerns rather mundane discussions of language or ethics which bothered Plato and Locke – but the swirling multi-coloured world of abstruse theologies and mystical visions of the divinity and cults and lost texts, of heresiarchs (‘the founder of a heresy or the leader of a heretical sect’) and patriarchs, sectarians and mystagogues, Talmudists and Confucians, Gnostics and alchemists, adepts in secret rituals and concealed knowledge, and which has adherents down to the present day such as the heretical theologian Nils Runeberg from The Three Versions of Judas or the learned Rabbi Marcel Yarmolinsky in Death and The Compass, intense bookish eccentric figures who carry the convoluted world of medieval theology into obscure corners of our workaday world.

This brief story is an ostensible short scholarly essay by a narrator who claims:

I have collated accounts by travelers, I have conversed with patriarchs and theologians… I have attained on three continents the friendship of many devotees of the Phoenix

And so is in a position to know that devotees of ‘the sect of the Phoenix’ are everywhere, of all creeds and colours, speaking all languages, often not even realising it themselves. I think the essay is an answer to the question, What if there was a religion so widespread that its adherents didn’t even realise they followed it?

The Immortal (1949)

A princess (!) buys a second hand edition of Alexander Pope’s translation of The Iliad off a book dealer, Joseph Cartaphilus, in London and later finds in the leaves of the last volume a manuscript, which then makes up the body of the story. It is a first person narrative by Marcus Flaminius Rufus, military tribune of one of Rome’s legions, who hears rumours of a land to the West where sits the City of the Immortals and so sets off with a troop of 200 soldiers and sundry mercenaries all of whom desert him in the face of all kinds of adversity, until he comes to consciousness in a settlement of speechless troglodytes before staggering on, exhausted, hungry, thirsty towards a high rocky plateau on which is built a mysterious city, but when he finally gains entrance he discovers it is not only abandoned and deserted, but built with an excess of useless passages and windows and balconies and details amid he becomes lost and then overwhelmed by its size and complexity and horrifying pointlessness.

When he emerges he discovers one of the speechless troglodytes has followed him like a loyal dog. He nicknames him Argos after Odysseus’s loyal dog and over the next few weeks tries to teach him to speak. Then, one day, there is a ferocious downpour of rain, and Argos suddenly speaks, responds to the name, recognises the classical allusion and, to the narrator’s astonishment, reveals that he is Homer, author of the Iliad and the Odyssey and that the other haggard, grimy, speechless troglodytes, they are the Immortals, who long ago wrecked their beautiful city, rebuilding it as a surrealist testament to the unknown and irrational forces which control our fates, and withdrew to the caves and lives of inarticulate resignation.

Because he has drunk of the river that runs past the troglodytes’ caves he is now immortal and the narrative briefly covers his wandering life for the following centuries, until in 1929 he drinks from a stream in Eritrea and realises, with enormous relief, that it has restored his mortality.

The Theologians (1947)

An orgy of theological minutiae describing the academic rivalry between two sixth century theologians, Aurelian of Aquileia and John of Pannonia, who compete with each other in refuting the heresy of the so-called Monotones (namely that history is cyclical and all people and events recur again and again), which twists via a dense undergrowth of theological quotes and references to a climax in which Aurelian witnesses John being burned at the stake for the very heresy he had set out to refute, and then the two rival theologians meet up in heaven where, in true Borgesian fashion, they are revealed to be two aspects of the same person.

Story of the Warrior and the Captive (1940)

Droctulft was an eighth century Lombard warrior who, during the siege of Ravenna, left his companions and died defending the city he had previously attacked. Borges imagines this pallid denizen of the pagan forests and the boar hunt arriving at a city, his dazzlement at the order and clarity and architecture and gardens, and suddenly throwing in his lot with the citizens, fighting against his former comrades.

And this reminds him of his grandmother who was from England. She lived out on the borderlands. One day she was introduced to a young woman Indian who, it transpires, was English, from Yorkshire, her parents emigrated and were killed in an Indian raid and she was stolen away and married to a chieftain who she has already borne two children. Borges’s grandmother offers to take her away, to return her to civilisation, but the Englishwoman-gone-native refuses. She, like Droctulft, has made a deep choice.

Emma Zunz (1948)

Emma’s father commits suicide because he was swindled out of his share of the factory he set up. She vows to be revenged on the swindler, Aaron Loewenthal (all the characters in this story are Jewish) and, a shy 19, dresses up, goes hanging round in bars, in order to lose her virginity to some rough foreigner. This is to nerve her for the assassination, when she presents herself to Loewenthal in the guise of a stoolpigeon for the ringleaders of the disgruntled workers in the factory but, when he rises to fetch her a glass of water, impulsively shoots him, though she’s not very good at it and takes three shots. She then calls the police and pleads a story that Lowenthal tried to rape and outrage her, which, Borges says, is true, in spirit if not in detail, and her genuine outrage and sense of shame and hate secures her an acquittal at her subsequent trial.

The House of Asterion (1947)

The world seen from the perspective of the Minotaur. (The idea is related to the brief one-page summary Borges gives of a story he planned to write about the world seen from the point of view of Fafnir, the gold-guarding dragon in the Nibelung legend. You can see how you could quickly generate a list of stories ‘from the point of’ figures from myth and legend.)

Deutsches Requiem (1946)

Otto Dietrich zur Linde is a Nazi and a devout follower of Schopenhauer and his doctrine that nothing that happens to us is accidental (it is a happy coincidence that I’ve recently been reading Samuel Beckett, who was also very influenced by Schopenhauer, in particular by his attitude of quietism).

As the Second World War breaks out Otto Dietrich zur Linde is involved in a shootout which leads to the amputation of one of his legs. As a good Nazi he is eventually rewarded by being made, in 1941, subdirector of the concentration camp at Tarnowitz.

When the wonderful Jewish poet David Jerusalem is sent to the camp, zur Linde sets about systematically destroying him because, by doing so, he is destroying the compassion in his own soul which keeps him down among ordinary humans, prevents him from becoming Nietzsche’s Overman.

As the tide of war turns against the Germans, zur Linde speculates why and what it means before realising that Germany itself must be destroyed so that the New Order it has helped to inaugurate can come fully into being. This short text turns into quite a disturbing hymn to Nazism:

Many things will have to be destroyed in order to construct the New Order; now we know that Germany also was one of those things. We have given more than our lives, we have sacrificed the destiny of our beloved Fatherland. Let others curse and weep; I rejoice in the fact that our destiny completes its circle and is perfect.

Averroes’ Search (1947)

A classic example of Borges’s fascination with the byways of medieval mystical theology, and his ability to spin narratives out of it.

Abulgualid Muhammad Ibn-Ahmad ibn-Muhammad ibnRushd (a century this long name would take to become Averroes, first becoming Benraist and Avenryz and even Aben-Rassad and Filius Rosadis) was writing the eleventh chapter of his work Tahafut-ulTahafut (Destruction of Destruction), in which it is maintained, contrary to the Persian ascetic Ghazali, author of the Tahafut-ulfalasifa (Destruction of Philosophers), that the divinity knows only the general laws of the universe, those pertaining to the species, not to the individual…

It is a complex text, woven with multiple levels of references, which revolves round a dinner party attended in the then-Muslim city of Cordoba in Muslim Spain by the great medieval Muslim commentator on the ancient Greek philosopher, Aristotle, and some colleagues and friends including one who claims to have travelled as far as the fabled land of Sin (China). When he was there he recounts being taken to a large hall with tiered banks of seats where many people on a raised platform acted out events. The other diners agree how ridiculous this sounds and we learn that, apparently, the traditions and culture of Islam did not have or understand the entire concept of the theatre and the drama.

The essay focuses on the way this conversation was relevant for Averroes because he was that day working on a translation of Aristotle and puzzled by two words he had come across, ‘tragedy’ and ‘comedy’ which have no parallel in the world of Islam.

This is all fascinating and beautifully described amid the gardens and roses and civilised calm of the Muslim city, but on the last half page Borges twists the story onto a different level altogether by intruding himself as the author and declaring he only told this story as an attempt to describe a certain kind of failure to imagine something, and that, as the story progressed, he, Borges, realised that he was failing to imagine his own story, thus the story and the writing of the story, both addressed the same subject, in a kind of duet.

I felt, on the last page, that my narration was a symbol of the man I was as I wrote it and that, in order to compose that narration, I had to be that man and, in order to be that man, I had to compose that narration, and so on to infinity. (The moment I cease to believe in him, ‘Averroes’ disappears.)

Wow.

The Zahir (1947)

Clementina Villar was a model and celebrity, always appearing at the right place at the right time dressed in the height of fashion. She dies in a slummy suburb and Borges attends her wake. Decomposition makes her look younger. On the rebound from his grief he drops into a neighbourhood bar, orders a brandy and is given the Zahir among his change. The Zahir is an everyday coin but:

people (in Muslim territories) use it to signify ‘beings or things which possess the terrible property of being unforgettable, and whose image finally drives one mad.’

He can’t stop looking at it, he takes it home, he turns it over and over, it obsesses his sleep, eventually he gets lots in a maze of streets, slips into another bar and pays for a drink handing the coin over, goes home and has his first good night’s sleep in weeks.

The Waiting (1950)

An unnamed man checks into a boarding house in a suburb of Buenos Aires and tries to lead a completely anonymous life while he waits for his assassins to track him down and kill him.

The God’s Script

The story is told by Tzinacán, magician of the pyramid of Qaholom, an Aztec priest whose city was conquered and burned down by the conquistador Pedro de Alvarado who tortured and mangled him to try and extract the secret of where all the native gold and treasure was hidden. Now he lies in a dungeon where he has been subsisting for years, but it is a strange prison because on the other side of the wall is kept a jaguar which paces up and down in his cell. Only at certain hours of the day, when the light is right, can Tzinacán see it. Over the years Tzinacán becomes obsessed with the idea that his god Qaholom must have foreseen the disaster which overcame his people,

The god, foreseeing that at the end of time there would be devastation and ruin, wrote on the first day of Creation a magical sentence with the power to ward off those evils. He wrote it in such a way that it would reach the most distant generations and not be subject to chance. No one knows where it was written nor with what characters, but it is certain that it exists, secretly, and that a chosen one shall read it.

So it is another story about a kind of secret knowledge, known only to adepts, occult and hidden. To cut a long story short, Tzinacán has a revelation which is indistinguishable from going mad, as he ponders the nature of this message from the gods, as he ponders at length what the language of a god would be like, how it would contain the whole world, not even in a sentence, but in one infinite word, and he suddenly perceives it in the shape of an infinite wheel, on all sides of him, made of fire and water, the secret of the world is contained in fourteen words of forty syllables, if he said them out loud the prison would disappear and he would be master of the land of Moctezuma – but he never will because he has ceased to be Tzinacán, he has ceased to have his concerns or aims, and therefore he knows the secret of divine power, but the very knowledge of it means he never has to use it.

Essays

The Argentine Writer and Tradition (1951)

The problems of national identity and literary heritage faced by the writer in Argentina are not something most of us have spent much time worrying about. Reading Borges’s essay on the subject mostly confirms that I know nothing whatsoever about Latin American literature. For my generation this meant entirely the magical realism school pioneered by Gabriel Garcia Marquez and a cluster of related writers such as Mario Vargas Llosa and, fashionable among feminists, Isabel Allende. I’m fairly well read but I’d never heard of any of the names or works Borges refers to, for example I had no idea the great Argentine epic poem is El gaucho Martín Fierro by Jose Hernandez which is, apparently, packed with gaucho colloquialisms.

Initially the essay dwells on obscure questions about the relative merits of ‘gauchesque’ poetry (which he takes to be the contrived nationalistic poetry of literary circles of Buenos Aires) vis-a-vis the poetry of payadas (improvised musical dialogues on philosophical themes which reveal their true nationalism precisely by the absence of localising dialect) but both of which are almost meaningless to me since I can’t read Spanish and had never heard of Martín Fierro. (Borges had published in 1950 a study of the gauchesque, Aspectos de la literatura gauchesca and in 1953 an essay on Martín Fierro.)

But slowly emerges his main point which is more comprehensible, namely that ‘national’ poetry or literature does not at all need to limit itself to local colour and national subjects: witness Shakespeare who wrote about Italians and Danes, and Racine whose works are entirely set in the world of Greek myth. Thus:

The idea that Argentine poetry should abound in differential Argentine traits and Argentine local colour seems to me a mistake.

In Borges’s opinion, there are other elements of the Argentine character which distinguish their literature, among which he mentions: ‘ the Argentine’s reticence, his constraint’, ‘Argentine reserve, distrust and reticence, of the difficulty we have in making confessions, in revealing our intimate nature’. In demonstrating the unnecessity of having local colour, he cites the fact (observed by Gibbon) that there are no references to camels in the Koran. This is because Mohammed, as an Arab, so lived in the culture of camels that he didn’t even have to mention them. That is how local colour should be conveyed – by the subtlety of its absence. Thus when Borges reads Argentine nationalists prescribing that Argentine writers should write about the Argentine national scene using local colour and local words, he thinks they are dead wrong.

He goes on to speculate about the role of the Jews in European literature, and the Irish in English literature, both of which are over-represented, and it’s because they are outsiders and so not tied by tradition; they can be innovators.

For that reason I repeat that we should not be alarmed and that we should feel that our patrimony is the universe; we should essay all themes, and we cannot limit ourselves to purely Argentine subjects in order to be Argentine; for either being Argentine is an inescapable act of fate — and in that case we shall be so in all events — or being Argentine is a mere affectation, a mask.

(In Labyrinths this appears as rather a one-off work, but in fact Borges wrote extensively throughout his career on Argentine subject matter, including Argentine culture (‘History of the Tango’, ‘Inscriptions on Horse Wagons’), folklore (‘Juan Muraña’, ‘Night of the Gifts’), literature (‘The Argentine Writer and Tradition’, ‘Almafuerte’, ‘Evaristo Carriego’), and national concerns (‘Celebration of the Monster’, ‘Hurry, Hurry’, ‘The Mountebank’, ‘Pedro Salvadores’).

The Wall and the Books

A meditation on the fact that the Chinese emperor, Shih Huang Ti, who commissioned the building of the Great Wall but also ordered the burning of all the books and libraries. It allows Borges one of his characteristic series of dreamy speculations. It is recorded that Shih Huang Ti’s mother was a libertine whom he banished. Maybe burning the books was a symbolically Freudian attempt to abolish the entire past which contained his personal shame. Maybe the wall was a psychological wall to keep out his guilt. He also forbade death to be mentioned and sought an elixir for immortality, so maybe fire and wall were to keep death at bay. If he ordered the building of the wall first then the burning of the books, we have the image of an emperor who set out to create, gave up, and resigned himself to destroying; if the order is reverse, we have the image of an emperor who set out to destroy everything, gave up, and dedicated himself to endless building. Dreamy speculations:

Perhaps the wall was a metaphor, perhaps Shih Huang Ti sentenced those who worshiped the past to a task as immense, as gross and as useless as the past itself. Perhaps the wall was a challenge and Shih Huang Ti thought: “Men love the past and neither I nor my executioners can do anything against that love, but someday there will be a man who feels as I do and he will efface my memory and be my shadow and my mirror and not know it.” Perhaps Shih Huang Ti walled in his empire because he knew that it was perishable and destroyed the books because he understood that they were sacred books, in other words, books that teach what the entire universe or the mind of every man teaches. Perhaps the burning of the libraries and the erection of the wall are operations which in some secret way cancel each other.

A lazy Sunday afternoon of perhapses. The essay ends with a thunderclap, the notion that the way these two contrasting facts seem about to deliver some kind of revelation which never, in fact, arrives, the sense of a great meaning, which is never made clear:

this imminence of a revelation which does not occur is, perhaps, the aesthetic phenomenon.

The Fearful Sphere of Pascal

‘It may be that universal history is the history of a handful of metaphors.’ In which case he is examining one particular metaphor, that of the infinite sphere whose centre is nowhere, and pursues it through the works of Xenophanes of Colophon, Plato, Parmenides, Empedocles, Alain de Lille, the Romance of the Rose, Rabelais, Dante, Copernicus, Giordano Bruno, John Donne, John Milton, Glanville, Robert South, Pascal.

This very brief trot through the different expressions of the same metaphor suggest very strongly a sense of the rise and rise in optimism in human thought up to a kind of breakthrough in the Renaissance, summed up in Bruno’s attitude, which then crumbles into the sense of fear and isolation expressed by Pascal. I.e. this tiny essay gives a powerful sense of the changing moods and contexts of Western civilisation.

Partial Magic in the Quixote

It starts by asserting that Cervantes set out to write an utterly disenchanted account of the sordid reality of the Spain of his day yet certain moments of magic and romance nonetheless intrude; but this fairly simple point then unfolds into something much stranger as Borges zeroes in on the fact that in part two of Don Quixote the characters have read part one and comment on their own existence as characters. Borges then lists a number of other examples of fictions which appear within themselves such the Ramayana of Valmiki which, late on, features an appearance of the Ramayana of Valmiki as a major part of the plot. Similarly, on the 602nd night of the Thousand and One Nights, Scheherezade summarises the history of the king which includes his encounter with her and her telling of the stories which make up the nights, including the telling of the 602nd night, which includes the telling of the king’s own story, which includes his meeting with her and her telling of all the stories over again, including the telling of the 602nd night, and so on, forever.

What is it that intrigues and disturbs us about these images of infinite recursion?

I believe I have found the reason: these inversions suggest that if the characters of a fictional work can be readers or spectators, we, its readers or spectators, can be fictitious.

Valéry as Symbol

This brief note appears to be an obituary for the French poet Paul Valéry who died in 1945. Borges takes the surprising tack of comparing the French poet with the American poet Walt Whitman. On the face of it no two figures could be more different, Whitman loud, brash, confident, chaotic, contradictory, is morning in America, while Valéry, careful, sensitive, discreet, reflects the ‘delicate twilight’ of Europe. What they have in common is they created fictional images of themselves, made themselves symbolic of particular approaches.

Paul Valéry leaves us at his death the symbol of a man infinitely sensitive to every phenomenon and for whom every phenomenon is a stimulus capable of provoking an infinite series of thoughts.. Of a man whose admirable texts do not exhaust, do not even define, their all-embracing possibilities. Of a man who, in an age that worships the chaotic idols of blood, earth and passion, preferred always the lucid pleasures of thought and the secret adventures of order.

Kafka and His Precursors

A sketch at identifying precursors of Kafka’s ‘atrocious thought’, Borges finds precursors in Zeno’s paradoxes; in the ninth century Chinese writer, Han Yu; Kierkegaard; a poem by Browning; a short story by Léon Bloy; and one by Lord Dunsany. We would never have noticed the Kafkaesque in all these texts had Kafka not created it. Thus each author modifies our understanding of all previous writing.

The fact is that every writer creates his own precursors. His work modifies our conception of the past, as it will modify the future.

Avatars of the Tortoise

There is a concept which corrupts and upsets all others. I refer not to Evil, whose limited realm is that of ethics; I refer to the infinite.

He tells us that he once meditated a Biography of the Infinite but it would have taken forever to write. (Borges did in fact publish Historia de la eternidad in 1936.) Instead he gives us this fragment, a surprisingly thorough and mathematically-minded meditation on the second paradox of Zeno, the tortoise and Achilles. It is an intimidating trot through philosophers from the ancient Greek to F.H. Bradley and Bertrand Russell, in each one finding reformulations of the same problem in logic and various ways round it.

Only in the concluding paragraph does it become a bit more accessible when Borges brings out the meaning of Idealistic philosophy, that the world may be entirely the product of our minds and, as so often, ends on a bombshell of an idea:

We (the undivided divinity operating within us) have dreamt the world. We have dreamt it as firm, mysterious, visible, ubiquitous in space and durable in time; but in its architecture we have allowed tenuous and eternal crevices of unreason which tell us it is false.

In this view, Zeno’s paradoxes are among a putative small collection of problems or paradoxes or unnerving insights which are like cracks in the surface of the world we have made, cracks which gives us a glimpse of the utterly fictitious nature of ‘reality’.

The Mirror of Enigmas

A note on the verse from the Bible, First Letter to the Corinthians 13:12 in which Saint Paul writes: ‘For now we see through a glass, darkly; but then face to face: now I know in part; but then shall I know even as also I am known.’ He considers half a dozen meditations on it by the author Léon Bloy which I found obscure. I preferred the final passage where he describes the thinking underlying the intellectual activity of the Cabbalists:

Bloy did no more than apply to the whole of Creation the method which the Jewish Cabalists applied to the Scriptures. They thought that a work dictated by the Holy Spirit was an absolute text: in other words, a text in which the collaboration of chance was calculable as zero. This portentous premise of a book impenetrable to contingency, of a book which is a mechanism of infinite purposes, moved them to permute the scriptural words, add up the numerical value of the letters, consider their form, observe the small letters and capitals, seek acrostics and anagrams and perform other exegetical rigours which it is not difficult to ridicule. Their excuse is that nothing can be contingent in the work of an infinite mind

A Note on (toward) Bernard Shaw

A book is more than a verbal structure or series of verbal structures; it is the dialogue it establishes with its reader and the intonation it imposes upon his voice and the changing and durable images it leaves in his memory. This dialogue is infinite… Literature is not exhaustible, for the sufficient and simple reason that no single book is. A book is not an isolated being: it is a relationship, an axis of innumerable relationships…

I didn’t quite understand the thrust of this essay which begins by refuting the notion that literature is purely a game, and asserts that it involves and tone of voice and relationship with a reader, and then seems to go on to say that this is in some measure proven by the works of George Bernard Shaw whose philosophy may be derivative (Butler and Schopenhauer) but whose prolific invention of character is unprecedented in his time. The sardonic Irishman is an odd choice for the sly Argentinian to single out for praise.

A New Refutation of Time

Consists of two essays written in the 1940s. They are complex and hard to follow but I think he begins with the philosophical doctrine of Idealism which claims the human mind consists of a succession of sense perceptions and doesn’t require there to be a ‘real world’ out there, behind them all. Borges is, I think, trying to go one step further and assert that there need not be a succession of sense perceptions, there is no logical necessity for these impressions to be in the series which we call time. There is only the present, we can only exist in the present, therefore there is no time.

Parables

A series of very short thoughts, images, moments or insights which inspire brief narratives pregnant with meaning or symbolism. Kafka, of course, also wrote modern parables, parables with no religious import but fraught with psychological meaning.

Inferno, 1, 32

God sends a leopard kept in a cage in late 13th century Italy a dream in which he explains that his existence, his life history and his presence in the zoo are all necessary so that the poet Dante will see him and place him at the opening of his poem, The Divine Comedy.

Paradiso, XXXI, 108

Who of us has never felt, while walking through the twilight or writing a date from his past, that something infinite had been lost?

Maybe the mysterious thing which St Paul and the mystics saw and could not communicate appears to all of us every day, in the face of the street lottery ticket seller. Perhaps the face of Jesus was never recorded so that it could become the face of all of us.

Ragnarök

He has a dream. He was in the School of Philosophy and Letters chatting with friends when a group breaks free from the mob below to cries of ‘The gods! The gods’ who take up their place on the dais after centuries of exile. But during that time they have become rough and inhuman, they cannot actually talk but squeak and grunt.

Centuries of fell and fugitive life had atrophied the human element in them; the moon of Islam and the cross of Rome had been implacable with these outlaws. Very low foreheads, yellow teeth, stringy mulatto or Chinese moustaches and thick bestial lips showed the degeneracy of the Olympian lineage. Their clothing corresponded not to a decorous poverty but rather to the sinister luxury of the gambling houses and brothels of the Bajo. A carnation bled crimson in a lapel and the bulge of a knife was outlined beneath a close-fitting jacket. Suddenly we sensed that they were playing their last card, that they were cunning, ignorant and cruel like old beasts of prey and that, if we let ourselves be overcome by fear or pity, they would finally destroy us. We took out our heavy revolvers (all of a sudden there were revolvers in the dream) and joyfully killed the Gods.

Parable of Cervantes and the Quixote

How could Miguel de Cervantes ever have guessed that his attempt to mock and undermine the glorious myths of the Age of Chivalry in his fictitious character, Don Quixote, would itself become a larger-than-life myth? (Well, anyone who has studied a bit of human nature and knows that humans are the myth-making species, constantly rounding out narratives, creating stories which explain everything in which larger-than-life figures either cause all evil or all good.)

The Witness

Borges imagines the last pagan Anglo-Saxon, the last eye-witness of the sacrifices to the pagan gods, living on into the new age of Christianity. What memories and meanings will be lost at his death? Which makes him reflect on what will be lost when he himself dies.

A Problem

A very abstruse problem: Cervantes derives Don Quixote from an Arab precursor, the Cide Hamete Benengeli. Imagine a scrap of manuscript is discovered in which his knightly hero discovers that in one of his fantastical conflicts he has actually killed a man. How would Quixote respond? And Borges imagines four possible responses.

Borges and I

The narrator, Borges, speculates about the other Borges. On a first reading I take this to be the Borges of literature, the Borges who both writes the stories and is conjured into existence by the stories, who is not the same as the flesh and blood Borges who walks the streets.

Little by little, I am giving over everything to him, though I am quite aware of his perverse custom of falsifying and magnifying things

Everything and Nothing

A moving and beautiful meditation on the life of William Shakespeare which paints him as a hollow man, plagued by his own emptiness, who seeks to fill it with books, then with sex with an older woman (marriage to Anne Hathaway), moving to the big city, and involvement in about the most hurly-burly of professions, acting, before someone suggests he writes plays as well as acting in them, and he fills his soul with hundreds of characters, giving them undreamed-of speeches and feelings, before, an exhausted middle aged man he retires back to his provincial birthplace, and renounces all poetry for the gritty reality of lawsuits and land deals before dying young.

In a fantastical coda, he arrives in heaven and complains to God that all he wants is to have an identity, to be a complete man instead of a hollow man, but God surprises him with his reply.

After dying he found himself in the presence of God and told Him: ‘I who have been so many men in vain want to be one and myself.’ The voice of the Lord answered from a whirlwind: ‘Neither am I anyone; I have dreamt the world as you dreamt your work, my Shakespeare, and among the forms in my dream are you, who like myself are many and no one.’


Labyrinths

A labyrinth is a structure compounded to confuse men; its architecture, rich in symmetries, is subordinated to that end. (The Immortal)

The choice of this word for the title of the volume is no accident. The metaphor of the labyrinth, referring to endless tangles of intellectual speculation, crops up in most of the stories and many of the essays. It is a founding metaphor of his work.

  • Tlön is surely a labyrinth, but it is a labyrinth devised by men, a labyrinth destined to be deciphered by men.
  • Haslam has also published A General History of Labyrinths
  • I have some understanding of labyrinths: not for nothing am I the great grandson of that Ts’ui Pên who was governor of Yunnan and who renounced worldly power in order to write a novel that might be even more populous than the Hung Lu Meng and to construct a labyrinth in which all men would become lost.
  • I thought of a labyrinth of labyrinths, of one sinuous spreading labyrinth that would encompass the past and the future and in some way involve the stars
  • Once initiated in the mysteries of Baal, every free man automatically participated in the sacred drawings, which took place in the labyrinths of the god every sixty nights (Babylon)
  • Another [book] (very much consulted in this area) is a mere labyrinth of letters (Babel)
  • He is rescued from these circular labyrinths by a curious finding, a finding which then sinks him into other, more inextricable and heterogeneous labyrinths (Theme of the Traitor and the Hero)
  • I felt that the world was a labyrinth, from which it was impossible to flee… (Death and the Compass)
  • On those nights I swore by the God who sees with two faces and by all the gods of fever and of the mirrors to weave a labyrinth around the man who had imprisoned my brother (Death and the Compass)
  • Meticulously, motionlessly, secretly, he wrought in time his lofty, invisible labyrinth (The Secret Miracle)
  • Intolerably, I dreamt of an exiguous and nitid labyrinth: in the center was a water jar; my hands almost touched it, my eyes could see it, but so intricate and perplexed were the curves that I knew I would die before reaching it. (The Immortal)
  • There were nine doors in this cellar; eight led to a labyrinth that treacherously returned to the same chamber; the ninth (through another labyrinth) led to a second circular chamber equal to the first. (The Immortal)
  • You are not lighting a pyre, you are lighting a labyrinth of flames. (The Theologians)

The most labyrinthine story is The Garden of Forking Paths in which the word occurs 18 times.

The labyrinth is a metaphor for the mind and the way it never stops speculating, creating unending streams of interpretation, of our lives, of the world, of each other, of everything, each more entrancing and futile than the one before (among which are ‘the intimate delights of speculative theology’). Thus many of his ‘stories’ feature hardly any characters, events or dialogue – all the energy goes toward capturing the beguiling, phosphorescent stream-of-ideas of an extremely learned, religio-philosophical, fantastical mind:

I thought that Argos and I participated in different universes; I thought that our perceptions were the same, but that he combined them in another way and made other objects of them; I thought that perhaps there were no objects for him, only a vertiginous and continuous play of extremely brief impressions. I thought of a world without memory, without time; I considered the possibility of a language without nouns, a language of impersonal verbs or indeclinable epithets. (The Immortal)

And this endless stream of ideas reflects the way a mature world is full of infinite iterations of any given object. Looking at a coin in his hand:

I reflected that every coin in the world is a symbol of those famous coins which glitter in history and fable. I thought of Charon’s obol; of the obol for which Belisarius begged; of Judas’ thirty coins; of the drachmas of Laï’s, the famous courtesan; of the ancient coin which one of the Seven Sleepers proffered; of the shining coins of the wizard in the 1001 Nights, that turned out to be bits of paper; of the inexhaustible penny of Isaac Laquedem; of the sixty thousand pieces of silver, one for each line of an epic, which Firdusi sent back to a king because they were not of gold; of the doubloon which Ahab nailed to the mast; of Leopold Bloom’s irreversible florin; of the louis whose pictured face betrayed the fugitive Louis XVI near Varennes. (The Zahir)

And:

Money is abstract, I repeated; money is the future tense. It can be an evening in the suburbs, or music by Brahms; it can be maps, or chess, or coffee; it can be the words of Epictetus teaching us to despise gold; it is a Proteus more versatile than the one on the isle of Pharos. It is unforeseeable time, Bergsonian time, not the rigid time of Islam or the Porch.

Everything relates to everything else. Everything is a symbol of everything else, including the most profound categories of thought, hundreds, thousands of which have been dreamt up by the centuries full of metaphysicians and mystics. Anything can stand for anything else and that is, or should be, the freedom of literature, showing us how the infinite nature of human thought can liberate us, at every moment.

Tennyson once said that if we could understand a single flower, we should know what we are and what the world is. Perhaps he meant that there is no fact, however insignificant, that does not involve universal history and the infinite concatenation of cause and effect. Perhaps he meant that the visible world is implicit in every phenomenon, just as the will, according to Schopenhauer, is implicit in every subject… (The Zahir)

Or perhaps something else again, and something else again, and on forever, as long as we breathe, as long as we have consciousness, which consists of impressions, connections, moods, feelings and thoughts endlessly unfurling. Hence his interest in The Infinite, which is the subject of many of the stories (The Library of Babel) and the essay on Achilles and the tortoise which examines the infinitely recursive nature of intelligence. Speaking of the paradox, he writes:

The historical applications do not exhaust its possibilities: the vertiginous regressus in infinitum is perhaps applicable to all subjects. To aesthetics: such and such a verse moves us for such and such a reason, such and such a reason for such and such a reason…

And so on, forever.

Labyrinths as a labyrinth

I began to note how certain names and references recur in many of the stories, for example the name and works of Kafka or the paradox of Achilles and the tortoise, Schopenhauer’s notion of the world as a fantasy, Spinoza’s that all things long to persist as themselves – when it occurred to me that these references and motifs which recur across so many stories and essays themselves create a matrix or web which links the texts subterraneanly, so to speak, and themselves create a kind of labyrinth out of the text of Labyrinths. That the totality of the book Labyrinths is itself a labyrinth.

And, rereading that definition – ‘A labyrinth is a structure compounded to confuse men’ – maybe the enjoyment of this awesome book comes from savouring pleasurable confusions; maybe it is about entering a world of carefully controlled and contrived intellectual bewilderments.

The Borgesian

There’s an adjective, apparently, Borgesian, which means: ‘reminiscent of elements of Borges’ stories and essays, especially labyrinths, mirrors, reality, identity, the nature of time, and infinity’.

In his preface, André Maurois, in an attempt to convey the sense Borges’s stories give us of a vast erudition, says that Borges has read everything, but this isn’t quite true. His fictions very cannily give the impression that he has read widely, but it becomes clear fairly quickly that he has read widely in a very particular kind of text, in a certain kind of semi-mystical philosophy and metaphysics, often venturing from the fairly reputable works of Berkeley or Hume or Schopenhauer out into the arcane and mysterious byways of Christian and Islamic and Judaic theology, with the occasional excursion into the wisdom of Chinese magi.

These attributes – the combination of reputable Western philosophers with obscure religious mystics, and the casual mingling of Western texts with dicta from the Middle East or China – are exemplified in probably most famous of all Borges’s stories, Tlön, Uqbar, Orbis Tertius. Here’s a complete list of all the books and ideas referred to in just this one short essay:

Books

  • The Anglo-American Cyclopaedia (New York, 1917)
  • Ritter’s Erdkunde
  • Justus Perthes’ atlases
  • Silas Haslam: History of the Land Called Uqbar (1874)
  • Silas Haslam: A General History of Labyrinths
  • Lesbare und lesenswerthe Bemerkungen über das Land Ukkbar in Klein-Asien (1641) by Johannes Valentinus Andreä
  • Thomas De Quincey (Writings, Volume XIII)
  • Bertrand Russell: The Analysis of Mind (1921)
  • Schopenhauer: Parerga und Paralipomena (1851)
  • Hydriotaphia, Urn Burial, or a Discourse of the Sepulchral Urns lately found in Norfolk by Sir Thomas Browne (1658)

References

  • the Gnostic philosophers’ belief that the world is a pale parody of the real Creation
  • the Islamic tradition of the marvellous Night of Nights
  • David Hume’s comments on the philosophy of George Berkeley
  • Meinong’s theory of a subsistent world
  • Spinoza’s attribution to the Almighty of the attributes of time and extension
  • a heresiarch of the eleventh century
  • Zeno’s paradoxes
  • The Tao Te Ching
  • The 1001 Nights
  • hermetic philosophy

And then there are the hoaxes for which Borges acquired quite a reputation. Silas Haslam does not exist, is merely a fictional author and, scattered throughout these 40 texts, among the pedantic footnotes citing genuine works of philosophy or theology, are scattered other fictional authors, thinkers and ideas. In Borges’s hands the worlds of fiction and ‘reality’ meet and mingle on equal terms. They are, after all, situated in the realm of discourse, and can there be anything more imaginary than that?


Related links

Borges reviews

Ill Seen Ill Said by Samuel Beckett (1981)

For the last time at last for to end yet again…

Ill Seen Ill Said is a short prose text by Samuel Beckett. It’s 33 pages long in the modern Faber paperback edition. It was first published in French as Mal vu mal dit in 1981, and then published in Beckett’s own English translation in 1982.

Its immediate predecessor in Beckett’s prose works, Company, consisted of 59 paragraphs, printed with enough space between them to create the sense that each paragraph is almost a freestanding unit. Ill Seen Ill Said continues this layout, with 61 paragraphs in total. A revealing aspect of this paragraph-ness is that it’s quite difficult to quote individual sentences from the piece. They all read much better when given in the full context of their entire paragraph, testament to the way each paragraph is carefully crafted and assembled.

Late Beckett prose style

The paragraphs sort of describe, or appear to describe, an old woman alone in a cabin, who, at various points, watches the evening and the morning star, and ventures out apparently only to visit a grave. But that gives the completely misleading impression that there is some kind of a plot. There isn’t, not at all. But the point is not the plot or story (which doesn’t exist). The points are, or include:

  • Beckett’s late-in-life, continuing experiments with a prose which is pared to the bone, and yet dominated by the repetition of key words or phrases, images and… strange perceptions
  • a sort of muted fantasia of other elements which infest the ostensible ‘story’, for example, the recurrence of a sort of all-seeing ‘eye’ through which we see much of the changing scene, or the occasional presence of a mysterious set of twelve ‘guardians’
  • above all, a sustained obliqueness of approach to the entire concept of ‘narrative’ which means that, although the words flow by in an apparently orderly fashion, quite regularly and sometimes for long stretches, the reader has no idea what is going on

Late Beckett prose is pared to the bone. The text is not made of long, rangey, descriptive sentences, no sir. Commas and all other punctuation except full stops are conspicuous by their absence. Instead the text is built of generally very short sentences, often with their subject surgically removed.

There was a time when she did not appear in the zone of stones. A long time. Was not therefore to be seen going out or coming in. When she appeared only in the pastures. Was not therefore to be seen leaving them. Save as though by enchantment.

These relatively simple omissions create a version of what used to be called telegraphese (which the internet defines as: ‘the terse, abbreviated style of language used in telegrams’ ) and that’s certainly an obvious and negative effect, the removal of unnecessary words.

But there are positive effects too. Removing pronouns and unnecessary words highlights what remains and contributes to what you could call a kind of cluttering effect created by the deployment of unexpected syntactical patterns. The text enjoys staging little car crashes of nouns and pronouns, often deliberately creating difficulties or ambiguities.

She is drawn to a certain spot. At times. There stands a stone. It it is draws her. Rounded rectangular block three times as high as wide. Four. Her stature now. Her lowly stature. When it draws she must to it.

‘It it is draws her.’ Presumably this means: ‘It is this which draws her to the spot’, and you can imagine traditional authors, from Dickens to Hardy, elaborating further: ‘It is this worn and weathered ancient stone which attracts the lonely old woman to his bleak and isolated location…’ or some such colourful locutions.

But for Beckett, in 1981, this has been worn down to just: ‘It it is draws her’. The language itself has been worn and weathered down to a kind of stump.

And making sense of those five words requires the reader to stop and parse the syntax. The repetition if ‘it’ causes the mind to stumble for a moment, till it gets its bearings, and a lot of the text is like this – like the mind stumbling over very uneven terrain, strewn with rocks, continually having to come to a dead stop and work out the way forward.

I suppose a sentence like ‘It it is draws’ can also be categorised as a sort of word game. Repeating a word or phrase, one after the other, but with a different syntactical weight.

Last example the flagstone before her door that by dint by dint her little weight has grooved.

Saying ‘dint by dint’ would make a sort of sense, albeit an unusual phrase. But ‘by dint by dint’ really forces you to stop and work out the syntax of what is going on in these four short little words.

So Beckett makes his prose sparser and barer by:

  • using short sentences
  • removing verbs
  • removing pronouns
  • removing the definite or indefinite article (‘the’ or ‘a’)
  • unusual repetition of the remaining elements to create numerous syntactical challenges

All of which result in a really strange, super-charged prose.

Mysteries

Then there are moments, many moments when, by combining this fairly familiar set of tricks, he makes the prose suddenly mysterious and unfathomable.

What is it defends her? Even from her own. Averts the intent gaze. Incriminates the dearly won. Forbids divining her. What but life ending. Hers. The other’s. But so otherwise. She needs nothing. Nothing utterable. Whereas the other. How need in the end? But how? How need in the end?

‘The other’s’? What other? What other’s?

This paragraph goes right over the edge into new territory. I don’t understand any of the sentences. I mean I can read them, but I have no idea what they’re referring to. They don’t seem to refer to anything in the preceding text apart from ‘her’, the ostensible female subject.

But language can never be empty, its purpose is to convey meaning, so each word conveys meaning – can be read – it’s just that arrangement of words into these sentences conveys no clear or definable meaning. Therefore you end up in this situation where you can read it – easily read it because there are no hard words involved – but have no idea what it really means.

This is why I sometimes use the word incantation or spell about Beckett’s prose because, although you can understand the individual words, the way they are combined works to evoke or create a kind of uncanny otherspace in your mind. Personally, I find this rather delirious and quite addictive sensation is often almost unrelated to the ostensible subject matter of the prose (although it obviously helps that the subject matter is spare and bare and bleak and simple). The subject matter, in its colourless, passionless minimalism abstractness is merely the vehicle which enables the prose to reach out into their entirely unexplored, strange and hypnotic otherspace.

Imagery

As to the piece’s content and imagery, this interests me quite a bit less than the language, not least because so many of the images are actually repeats. A few reviews ago, I looked at Beckett’s short prose piece One Evening in which an old woman dressed in black has ventured out to pick flowers to adorn the tomb of her husband and comes across the body of a young man, dead in the grass. Well, here in Ill Seen Ill Said we have another old woman dressed in black fussing about the tomb of her husband.

Beckett published One Evening about the same time as another short prose piece, Heard In the dark 1, which describes a narrator going out for a long walk in the snow and mentions the lambs which have just been born, a passage which was incorporated entire into the longer, later work, Company. Well, here in Ill Seen Ill Said we have another solitary figure trudging through snowy fields empty except for a few lambs.

In Fizzle 7 a man sits at a window in a small upright wicker chair with armrests, just like the narrator in As the story was told who also describes himself as sitting in a cane chair with armrests. Well, in Ill Seen Ill Said the old woman spends at least some of the time sitting in a comfy chair looking out of the window, or one of the two windows there seem to be in her room.

Sitting in a chair looking out the window. Trudging through the snow. A gravestone. The young lambs – all these images recur in Ill Seen, Ill Said, reshuffled, tumbled into a slightly new order. It is a reminder that the subject matter in Beckett is often stupefyingly banal, almost bland. A woman sits in a chair in her ‘cabin’ and likes to see the evening star rise. During the cold days she goes walking in the snow. It comes as no surprise to learn that the manuscript was initially titled, very simply, ‘The Evening or the night’.

Bear in mind this was written in 1980, Mrs Thatcher, Ronald Reagan, a huge social shift to the right in politics, re-ignition of the Cold War, mass unemployment and social unrest across the Western world, strikes and race riots. But in Beckettworld… he conceives images of this old woman at night in her cabin staring out the window, during the day trudging to the grave of her dead husband, a ring of 12 ‘guardians’ sometimes appearing to maybe menace her… and, stepping up from that level, the text appears to comment on itself, describing some sort of ‘eye’ which is observing the action, or contributing to it, although at other moments it seems to simply be the eye of the old lady herself as she shuts it to go to sleep or doze or opens it to take in the sight of her bare room in the gathering dusk.

In other words, Ill Seen Ill Said is, first and foremost, an imaginary landscape utterly detached from the real world. And what is clear from a bare consideration of just the imagery, the non-existence of any ‘plot’, and the flatness of the original title, is the immense amount of effort Beckett must have put in to transforming a set of very banal images and half a dozen gestures (looking out the window, going for a walk in the snow, eating from a bowl) into the strange, very challenging and delirious experimental prose piece it has become.

The author struggling

As with so many other Beckett texts, this one appears to include the author as a figure struggling to make sense of his own creation. In this paragraph he appears to be saying how much simpler it all would be – thinking and writing about her – if she were just a pure figment, a fictional construct, ‘cooped up’ in ‘the madhouse of the skull’ along with ‘the rest’.

Already all confusion. Things and imaginings. As of always. Confusion amounting to nothing. Despite precautions. If only she could be pure figment. Unalloyed. This old so dying woman. So dead. In the madhouse of the skull and nowhere else. Where no more precautions to be taken. No precautions possible. Cooped up there with the rest. Hovel and stones. The lot. And the eye. How simple all then. If only all could be pure figment. Neither be nor been nor by any shift to be. Gently gently. On. Careful.

I take ‘madhouse of the skull’ to be Beckettian hyperbole for the confusion within the creating mind which, at times, borders on mental illness. And I take ‘with the rest’ to refer to all the other creations of his mind, and half expect him to rattle off the list of familiar characters, Murphy, Watt, Malone, Molloy and so on.

But she can’t, she can’t be this simple. The authorial voice shares with us how much he is struggling to manage his material and then… makes what is probably the Beckettian manoeuvre: declares he must go on. He wants it to stop, the living, the breathing, the voices, the questions, God he wants it all to stop:

If there may not be no more questions let there at least be no more answers…

But, as Beckett characters have been declaring ever since he gave the notion its classic formulation at the end of The Unnamable (1953), something in him fights to continue, to go on:

I can’t go on, I’ll go on.

Only it is 30 years later and that ringing statement has been worn down like her husband’s gravestone, and like Beckett’s prose, to the bare stump:

On.

The eye

One way of going on is to move sideways and stop taking responsibility for the text. Thus the text slowly begins to mention the presence of some kind of ‘eye’, as if there is an organ of visual perception which is observing the action and the creation of the text enacting the action, but which at the same time is detached from the author, as such, and from the narrating voice and, apparently, from any other entity within the text.

The ‘eye’ becomes a kind of freestanding device with which the author can shuffle off his responsibility to own or control or complete the text:

  • Let the eye from its vigil be distracted a moment…
  • The eye rivets the bare window…
  • The eye breathes again but not for long. For slowly it emerges again. Rises from the floor and slowly up to lose itself in the gloom…
  • Here without having to close the eye sees her afar…

At some moments it seems to be the old lady’s eye, looking up at the ceiling in the gloom of the cabin? But then the difference is made clear:

  • Weary of the inanimate the eye in her absence falls back on the twelve…
  • While the eye digests its pittance. In its private dark…

Whose eye? How can it have a private dark of its own?

‘The eye’ is like another character, or another point, another focus. Having read Beckett’s later television plays, and the screenplay for his one and only film, Film, I know how very very precise he was at envisioning the camera’s precise position vis-a-vis the action, and how much effort he clearly out into visualising the events he was creating, first from this point of view, then from that, and so on. Well, that’s what the appearance of this ‘eye’ in the text reminds me of, at some moments, anyway: a kind of TV director’s point of view.

  • The eye closes in the dark and sees her in the end.
  • Seated on the stones she is seen from behind.
  • The hands. Seen from above. They rest on the pubis intertwined. Strident white.

And this feeling is reinforced in a couple of places where Beckett uses explicitly filmic terminology:

  • Close-up of a dial. Nothing else.

But it would be wrong to give the impression this screenplay terminology is consistent or easily comprehensible. The metaphor of the eye only sometimes appears to be televisual or filmic. In the text its precise meaning swims all over the place, from being, at one extreme, the actual eye of the old lady, at the other, the mechanical eye of a camera, while in other places it is sort of the eye of the narrator. Its definition and meaning are, in other words, radically uncertain, and one more factor destabilising the text and the reader’s efforts to situate themselves within it.

The intrusive author gives up

The intrusive author is traditionally associated with comedy, with the comic interventions into their own plots of novelists such as Laurence Sterne or Henry Fielding or early Dickens or William Thackeray.

Beckett reinvents the tradition as the voice of an author within the text, as he struggles to manage his own content, struggling to understand what he is seeing or hearing or experiencing. This explains, for example, the repeated one-word sentence ‘careful’. I take this to be the voice of the author telling himself to proceed carefully, as if the narrative itself is proceeding on a knife-edge, is in peril. As if it is dicing with dangerous material…

  • Was there once a time she did? Careful.
  • Gently gently. On. Careful.
  • What if not her do they ring around? Careful.
  • What forbids? Careful.
  • Dead still on her back evening and night. The bed. Careful.
  • With what one word convey its change? Careful.

The narrator is quite clearly telling himself to be careful about the way he conjures details into existence – but, as these details are by and large very banal, it’s clearly not them, the details, which are at stake.

South gable no problem. But the other. That door. Careful.

Here’s an example where he shares with us his indecision about precisely what posture to place the woman in:

Suddenly in a single gesture she snatches aside the coat and to again on a sky as black as it. And then? Careful. Have her sit? Lie? Kneel? Go?…

Thus the repeated phrase ‘careful’ builds up the sense that the narrator’s mind is in a very fragile state and that any sudden shocks or unexpected… slips in what he is fabricating, in what he is writing, inventing and describing, might tip him over the edge. But what edge? And why?

This sense of authorial jeopardy becomes especially vivid in one paragraph where the author appears to give up altogether, dismissing the whole attempt to write anything, to imagine anything, as a pitiful fiasco, dismissing all the details then the solar system itself, the entire universe he has invented, as a pitiful waste of time.

Such – such fiasco that folly takes a hand. Such bits and scraps. Seen no matter how and said as seen. Dread of black. Of white. Of void. Let her vanish. And the rest. For good. And the sun. Last rays. And the moon. And Venus. Nothing left but black sky. White earth. Or inversely. No more sky or earth. Finished high and low. Nothing but black and white. Everywhere no matter where. But black. Void. Nothing else. Contemplate that. Not another word…

Except that… there is always another word. Beckett’s characters and Beckett the author may repeatedly express the devout wish to cease, to end, to reach the end, to achieve completion. But humans can’t do that, the human condition is endless flux, consciousness won’t let up, the words won’t stop, the voices won’t be silent.

And so, after this moment of authorial collapse, this moment of authorial panic, the narrative picks up the pieces and carries on, doing what Beckett likes to do in moments of crisis, which is move to a systematic description of something trivial, in this instance the appearance of the old woman’s hands in her lap as she sits still:

Panic past pass on. The hands. Seen from above. They rest on the pubis intertwined. Strident white…

‘Panic past’. And so it continues, because it has to, like life.

Ghost stories

In my reviews of works like Eh Joe, Footfalls and Rockaby I’ve developed the notion that Beckett was writing ghost stories. Not deliberately, he is not consciously invoking the tradition of M.R. James et al. But in my opinion, although starting from a very different place, although starting from the rumbustious comic tradition of Rabelais which combines excessive interest in bodily functions with mockery and parodies of high philosophy, nonetheless Beckett has arrived in a place where he is obsessed with the evanescence of existence, with consciousnesses passing in and out of perception, of minds aware of multiple minds within themselves, containing multitudes of voices, voices in the darkness, voices from within the skull and maybe from elsewhere, who knows…

Times when she is gone. Long lapses of time. At crocus time it would be making for the distant tomb. To have that on the imagination! On top of the rest. Bearing by the stem or round her arm the cross or wreath. But she can be gone at any time. From one moment of the year to the next suddenly no longer there. No longer anywhere to be seen. Nor by the eye of flesh nor by the other. Then as suddenly there again. Long after. So on. Any other would renounce. Avow, No one. No one more. Any other than this other. In wait for her to reappear. In order to resume. Resume the – what is the word? What the wrong word?

A lot is going on in this paragraph but for my purposes I want to focus on:

But she can be gone at any time. From one moment of the year to the next suddenly no longer there. No longer anywhere to be seen. Nor by the eye of flesh nor by the other. Then as suddenly there again. Long after.

Someone appears to be watching the cabin where the old lady lives and knows that she disappears, or appears to disappear (this playing with words is contagious!) for periods of time. In my mind’s eye I see this filmically, dissolves with snow falling over an isolated rural cottage, and it appearing empty most of the time, only for the old woman, somehow, spookily, to reappear.

She is there. Again. Let the eye from its vigil be distracted a moment. At break or close of day. Distracted by the sky. By something in the sky. So that when it resumes the curtain may be no longer closed. Opened by her to let her see the sky. But even without that she is there. Without the curtain’s being opened. Suddenly open. A flash. The suddenness of all! She still without stopping. On her way without starting. Gone without going. Back without returning. Suddenly it is evening. Or dawn. The eye rivets the bare window. Nothing in the sky will distract it from it more. While she from within looks her fill. Pfft occulted. Nothing having stirred.

‘Gone without going. Back without returning.’ Creepy! Later on she seems to disappear even as we’re watching her, in the middle of eating from a bowl, she simply fades away.

But before she can proceed she fades and disappears. Nothing now for the staring eye but the chair in its solitude…

Or take the paragraph describing the buttonhook the old lady uses to lace up her boots before going out. The point is that:

It trembles faintly without cease. As if here without cease the earth faintly quaked…

Just this one object, alone in the whole cabin, very faintly, continually trembles. Why? It is like the detail from countless ghost/horror movies, he scene where you see otherwise inconsequential household objects suddenly start to shake…

And then there is the role played by ‘the twelve’. There are twelve, twelve somethings, presumably humans. Who, what why? They appear. They seem to circle the lady. Why?

What if not her do they ring around? Careful. She who looks up no more looks up and sees them. Some among them. Still or receding. Receding. Those too closely seen who move to preserve their distance. While at the same time others advance. Those in the wake of her wandering. She never once saw one come toward her. Or she forgets. She forgets. Now some do. Toward but never nearer. Thus they keep her in the centre. More or less. What then if not her do they ring around? In their ring whence she disappears unhindered.

Being circled, being at the centre of a ring of spooky, ghostly, spectral beings is another classic ghost story trope. Later they are suddenly referred to as ‘the guardians’, an even more obvious, spooky trope:

The guardians – the twelve are there but not at full muster.

The twelve are guardians? Of whom, of what? Why? Mystery. There is a great deal of text about stones, about the stoniness of the environs of the lady’s cabin, about how white bleached stone is encroaching on the pasture. Possibly the twelve are menhirs, dolmen, ancient standing stones and their movement closer and further is something to do with fog or mist. Or maybe with the old lady’s failing eyesight. Eye. Sight.

My suspicions about ghost story were bolstered when another ghost story word makes an unusual appearance, unusually explicit, short-circuiting the often impenetrable vagueness of the text with a bolt of obviousness:

The long white hair stares in a fan. Above and about the impassive face. Stares as if shocked still by some ancient horror…

‘Ancient horror’ eh. Sounds like Bram Stoker or Conan Doyle at their cheesiest.

Time slowing down. A haunted cottage. An old woman at the centre of a ring of twelve silent guardians. Staring as if shocked by some ancient horror…

It’s not by any means all that’s going on in this text, and it may well not have been Beckett’s primary concern or intention at all… But I think Ill Seen Ill Said takes its place in what I’m coming to think of as Beckett’s late-period ghost stories…

The title

The phrases ‘ill seen’ and ‘ill said’ are dropped into the text with increasing frequency as it moves towards its ending, and have complex resonances, not least because ‘ill’ can be both an adverb and a noun, so that ‘ill seen’ can mean both ‘something evil which is observed’ and ‘badly seen’.

But, to take ‘ill’ as an adverb one fairly obvious interpretation, is that ‘things’, ‘it’, ‘the world’, ‘reality’, can never be perfectly seen (or understood) and never perfectly expressed. Any human perception is necessarily very imperfect and incomplete. The world, in other words, can only, at best, be ‘ill seen’. And all human expression is similarly partial, incomplete, doomed to inadequacy. Even the best words can only hope to be ‘ill said’.


Related link

Samuel Beckett’s works

An asterisk indicates that a work was included in the Beckett on Film project, which set out to make films of all 19 of Beckett’s stage plays using leading actors and directors. The set of 19 films was released in 2002 and most of them can be watched on YouTube.

The Second World War 1939 to 1945

*Waiting For Godot 1953 Play

Awarded the Nobel Prize for Literature 1969

The Island of Doctor Moreau by H.G. Wells (1896)

‘These creatures you have seen are animals carven and wrought into new shapes. To that, to the study of the plasticity of living forms, my life has been devoted.’
(The Island of Dr Moreau, chapter 14)

The main text is a ‘lost narrative’, in this case a written account of the adventures of Edward Prendick, which is found among his papers after his death by his nephew, Charles Edward Prendick, and is now being given to the public ‘for the first time’.

This is a time-honoured old literary convention but it always makes me perk up, as it promises a certain kind of text, an old-fashioned adventure narrative, much as Conan Doyle’s story The Horror of the Heights transcribes the ‘blood-stained notebook’ belonging to a Mr. Joyce-Armstrong, or the Strange Case of Dr Jekyll and Mr Hyde is told through letters and diaries, the kind of textual fragments which also throng the Sherlock Holmes stories.

Shipwrecked

The story is simple enough in outline. Prendick describes how the schooner he’s a passenger on in the South Seas (The Lady Vain) hits a wreck and sinks. He scrambles into a dinghy with two others. After days without food or water, the two sailors he’s with attack each other and fall overboard. It is in this state, alone, half delirious and drifting in an open boat, that he is picked up by another schooner, the Ipecacuanha, and nursed back to health by a passenger on this boat, Montgomery, a former medical student.

The captain of the second boat is a disreputable drunk (John Davis) who argues incessantly with Montgomery and his strange, malformed manservant, not least about Montgomery’s cargo of wild animals – a pack of savage hounds, a caged puma and loads of rabbits.

When they reach their destination, a remote island, the drunken captain unloads Montgomery’s animals into a waiting launch steered by an aloof man who is obviously Montgomery’s boss – but then drunkenly insists that Prendick leave the ship, too. Montgomery refuses to take him, and so the drunk captain gets his men to manhandle Prendick into the boat’s dinghy which he sets adrift. Seeing all this, Montgomery and his boss reluctantly turn around their launch and come back for him.

The captain of the launch now introduces himself as Doctor Moreau. He is a big strong, grey-haired man who makes it quite plain to Prendick that he is an unintended and unwelcome guest, but that they couldn’t leave him to drift and die. Now he accompanies them in the boat which docks at a primitive quayside, where the animals are unloaded by yet more men who are strange and almost animal-like in appearance.

The island

And thus Prendick arrives on the island of Dr Moreau, and slowly realises that the good doctor is practicing vivisection – ‘performing operations on live animals for the purpose of experimentation or scientific research’ – before going on to make the horrific discovery – that he is operating on men, too.

I picked myself up and stood trembling, my mind a chaos of the most horrible misgivings. Could it be possible, I thought, that such a thing as the vivisection of men was carried on here? The question shot like lightning across a tumultuous sky; and suddenly the clouded horror of my mind condensed into a vivid realisation of my own danger. (Chapter 10)

Thus there is a secret at the heart of the island, which involves physical danger, and is potentially horrific – and Wells’s task as storyteller is to share Prendick’s slow unravelling of the secret, and to punctuate the narrative with scenes of jeopardy and horror.

Terror

For example, the day after he’s taken in and given a spare room in the ‘compound’, Prendick finds himself deeply disturbed by the sound of the screams of the puma. Moreau is clearly operating on it, with no anaesthetic, all day long. So Prendick goes for a wander around the island which, of course, is a bad idea, because, once he is in the forest, he becomes alert to strange sounds and snufflings, and realises that any number of horrible, misshapen half-men, are loping around it. In one shocking scene he glimpses one of these half-men go down on all fours to slurp water from a stream – just like an animal!

I read this scene late at night and, as I followed Prendick’s realisation that he is lost at night in a tropical jungle filled with half-human beasts – the hair literally stood up on the back of my neck. I read on in genuine fear as Prendick blunders through the darkness, realising he is being followed by something he can’t see, but whose inhuman gruntings and snufflings he can hear getting closer and closer.

A twig snapped behind me, and there was a rustle. I turned, and stood facing the dark trees. I could see nothing – or else I could see too much. Every dark form in the dimness had its ominous quality, its peculiar suggestion of alert watchfulness. So I stood for perhaps a minute, and then, with an eye to the trees still, turned westward to cross the headland; and as I moved, one among the lurking shadows moved to follow me.

My heart beat quickly. Presently the broad sweep of a bay to the westward became visible, and I halted again. The noiseless shadow halted a dozen yards from me. A little point of light shone on the further bend of the curve, and the grey sweep of the sandy beach lay faint under the starlight. Perhaps two miles away was that little point of light. To get to the beach I should have to go through the trees where the shadows lurked, and down a bushy slope.

I could see the Thing rather more distinctly now. It was no animal, for it stood erect. At that I opened my mouth to speak, and found a hoarse phlegm choked my voice. I tried again, and shouted, ‘Who is there?’ There was no answer. I advanced a step. The Thing did not move, only gathered itself together…

It was some time before I could summon resolution to go down through the trees and bushes upon the flank of the headland to the beach. At last I did it at a run; and as I emerged from the thicket upon the sand, I heard some other body come crashing after me. At that I completely lost my head with fear, and began running along the sand. Forthwith there came the swift patter of soft feet in pursuit. I gave a wild cry, and redoubled my pace. Some dim, black things about three or four times the size of rabbits went running or hopping up from the beach towards the bushes as I passed.

So long as I live, I shall remember the terror of that chase. I ran near the water’s edge, and heard every now and then the splash of the feet that gained upon me. Far away, hopelessly far, was the yellow light. All the night about us was black and still. Splash, splash, came the pursuing feet, nearer and nearer. I felt my breath going, for I was quite out of training; it whooped as I drew it, and I felt a pain like a knife at my side… (Chapter 9)

Exciting, eh? Note the (generally) short sentences. Aspects of Wells’s prose occasionally betray his Victorian background (‘forthwith’ and other such ornate phraseology) but for the most part you can see how the need to convey heightened sensations and terror force the prose into shorter, pithy sentences, like outbursts of panting.

Chapter titles

Even the titles of each chapter are designed – with their insistent use of ‘the’ to start each one – to convey a sense of primitive and elemental experience.

The Man Who Was Going Nowhere
The Strange Face
The Evil-Looking Boatmen
The Locked Door
The Crying Of The Puma
The Thing In The Forest
The Crying Of The Man
The Hunting Of The Man
The Sayers Of The Law

The wrecking outsider

There must be a generic name for the kind of story in which a stranger, an outsider, blunders into a fairly stable situation or society, misunderstands and disrupts it, and sets off a train of events which lead to its destruction. Happens in loads of science fiction and adventure stories.

This is a classic example. In chapter 10 of this 22-chapter text, Prendick, overcome with panic that Moreau and Montgomery might be about to experiment on him, breaks free of the compound, running away from Montgomery, and finds himself being befriended by the strange – the really strange – motley of vivisected half-humans and hybrids which Moreau has let run loose on the island.

Prendick discovers that there are far more of these mutants, these ‘beast men’, than he’d imagined, maybe hundreds (Moreau later tells him there are some 67, plus a fleet of 60 or so smaller half-animals). And is inducted into their strange religion, led by a deranged Beast-Man prophet, and reinforced by rhythmic chanting and swaying:

Not to go on all-fours; that is the Law. Are we not Men?
Not to suck up Drink; that is the Law. Are we not Men?
Not to eat Fish or Flesh; that is the Law. Are we not Men?
Not to claw the Bark of Trees; that is the Law. Are we not Men?
Not to chase other Men; that is the Law. Are we not Men?

Moreau and Montgomery track him down to the village of the beast-men, in order to rescue him but Prendick, in his ignorance and panic – still convinced that they mean to operate on him – yells out to the Beast Men that Moreau and Montgomery are just men like them, that they can be easily overcome and defeated, that they are not gods.

In other words – he plants the seeds of The Revolt of the Beast-Men.

Moreau’s justification

Moreau and Montgomery finally persuade Prendick they mean him no harm by handing over their revolvers to him and saying he can keep them. Reluctantly, he agrees to go back to the compound with them. It is here that Moreau makes his Big Statement, justifying  his work to Predick, mixing together contemporary knowledge about vivisection and evolution, into a horrifically amoral quest to mould and create new species.

‘I wanted – it was the one thing I wanted – to find out the extreme limit of plasticity in a living shape.’

He explains that none of the things Prendick saw in the village of the Beast-Men was human. All of them were animals who Moreau had extensively experimented on to give new craniums, larger brains and, above all, larynxes with which to utter sounds. His amorality, his unflinching heartless willingness to inflict unspeakable pain are meant to horrify us.

And Wells sense the mythic necessity for the story of describing Moreau’s anger and frustration at continually failing to create a man from a beast. No matter how subtle his knife and his anatomical knowledge, something is always lacking. The creatures always relapse, the bestial part reawakens.

Neither Moreau nor Wells names it, but Wells is gesturing towards the idea of a soul, as somehow separating man from the beasts, and therefore incapable of any surgical intervention.

This notion that the beast in the vivisected animals rises especially at nightfall, when they dare to do things they would never do during the day, reminded me of Bram Stoker’s Dracula, a full-length novel devoted to describing creatures which can only live at night, which was published the year after Moreau, in 1897.

(Interestingly, Wells had already published the factual core of Moreau’s speech as a scientific article about the limits and possibilities of vivisection in the Saturday Review in January, 1895. An example of the close linkage between current scientific debate, and Wells’s scientific ‘fantasies’.)

Blood is spilt

The catastrophe is slow but remorseless in building up. A rabbit-like creature is discovered which has been killed and eaten. Now, eating meat and tasting blood are against ‘the Law’ which Moreau has been at such pains to instil into his monstrous creations.

He, Montgomery and Prendick go armed with revolvers, whip and a big hunting horn to the Valley of the Beast Men, where Moreau blows the horn and assembles the mutants. The Beast-Men listen while Moreau repeats the law about not tasting flesh, and then repeat it like surly retards. But as Moreau pushes his questioning about who has broken the Law and tasted blood, the Leopard-Man betrays his guilt by suddenly bounding at Moreau, pushing him over and fleeing.

This gives rise to a mass hunt, with the howling yowling beast-people chasing alongside the three men, until they corner the Leopard-Man in a thicket. Here Prendick is overcome by the horrible futility and pointlessness of all of it. If Moreau had some noble purpose in mind, was curing some disease, the pain he inflicts might be acceptable. Instead he creates one botched hybrid after another, releasing them onto the island to live lives of pain and fear, plagued by human thoughts, but without human traditions or feelings to contain them.

Prendick shoots the Leopard-Man to put it out of its misery, but this is just the latest in a long line of his mistakes, which are giving the Beast-Men ideas that the men are no the strong gods they have been whipped into believing.

Many had noticed that when Prendick had sought refuge in their camp, he was bleeding, he was hungry, he was weak. Then, when Moreau and Montgomery had him at bay in the sea, he deliberately shouted to the Beast Men that the white men were just men after all, vulnerable and exposed.

All these seeds which the outsider Prendick has sown now finally bear fruit in a Revolt of the Beast-Men.

The crisis

The actual spark is struck when the puma which Moreau has been operating on for six weeks suddenly breaks free. By now it is half-monster enough to be able to tear its fetters out of the wall, fling Prendick aside (breaking his left arm) and rush for the jungle.

Moreau pursues with a revolver. Montgomery and Prendick follow with Montgomery’s loyal servant, M’ling tagging along. They hear shots and crash through the jungle to find the puma shot dead – and Moreau’s dead body next to it!

Devastated, Montgomery lets slip the words, ‘He’s dead’, but the Beast-Men – who have quickly gathered round – ominously begin to repeat this. Prendick, seeing the danger, steps forward and says in his loudest voice that Moreau is not dead, he has merely cast off this body and gone to heaven to watch over them.

Still, the Beast Men fall to muttering among themselves. Only mindless repetition of the Law, combined with terror of ‘the House of Pain’ (Moreau’s laboratory) have kept them in line. With Moreau dead – what next?

Montgomery, Prendick, M’ling and some of the Beasts carry Moreau’s body back to the compound. The beasts leave. The white men burn Moreau’s corpse, and then lock themselves in.

The next thing is that Montgomery gets drunk and tells Prendick the story of his life. Because of some obscure scandal at medical school he was forced to pack in his career and leave London. He drifted around the South Seas. He was taken in by Moreau and has been living on the island for ten years. His only friend is the mutant M’ling.

Montgomery now gets really drunk, pushes Prendick out of the way and staggers across the beach to find M’ling to persuade him to join him in a drink. Prendick watches figures of some Beast-Men emerge from the forest around the stumbling man, apparently joining in with him, and they all go off together, Montgomery singing.

Prendick realises he has to escape the island. He goes back into the compound to search for things he can pack into the launch, planning to set sail the next day. But then he hears shouting. Looking out the windows he sees that someone has built a fire on the beach and the drinking has turned to violence.

Then he hears shots. He runs towards the fire only to discover that a hairy-grey Beast-Man has mortally wounded Montgomery. M’ling has been savaged and killed. Three of the beasts are dead. Montgomery just has time to say ‘Sorry’, before he dies. And, as the sun rises, Prendick looks round the beach and realises that Montgomery and M’ling, in their nihilistic drunkenness, had chopped up the dinghies and set them on fire. The stupid fool must have drunkenly thought that, if he couldn’t go back to ‘civilisation’, then no-one could.

Still dazed by this realisation, Prendick hears bangs and flares. Looking round, he sees the compound alight, flames climbing higher into the dawn sky. All his plans to flee are crushed.

Among the Beast-Men

There follows what is, in a way, the most enthralling part of the story. Prendick decides to take his courage in his hands and marches to the village of the remaining Beast People. With some of their more rebellious members hot dead, the remnant are, initially, cowed by Prendick. But it soon becomes clear that he is hungry, tired and thirsty. By slow degrees, over the course of days and weeks, he loses his rank as Ruling White Man and, step by step, declines until he is little better than one of them.

So in solitude I came round by the ravine of the Beast People, and hiding among the weeds and reeds that separated this crevice from the sea I watched such of them as appeared, trying to judge from their gestures and appearance how the death of Moreau and Montgomery and the destruction of the House of Pain had affected them. I know now the folly of my cowardice. Had I kept my courage up to the level of the dawn, had I not allowed it to ebb away in solitary thought, I might have grasped the vacant sceptre of Moreau and ruled over the Beast People. As it was I lost the opportunity, and sank to the position of a mere leader among my fellows. (Chapter 20)

Prendick is forced to spend the next ten months among the beasts and during this period, something awful and awe-inspiring happens. Slowly, one by one, he watches as they degrade and decay, reverting to their bestial origins. One by one they forget how to speak, forget how to walk upright, forget about fire, and revert to all the behaviour banned by Moreau’s ‘Laws’ – such as going on all fours and slurping water from streams.

None of them threaten him, but Prendick nonetheless lives in mounting terror.

He keeps a lookout on the horizon. A couple of times he sees what he thinks are sails and lights fires to attract their attention but nobody comes. He makes a series of half-cocked attempts to build a raft, but he is no engineer or handiman.

Finally, one day Prendick sees a dinghy drifting slowly towards the reef. When he swims out to inspect it he finds two well-rotten corpses in it. He tips them out and moors it, fills the empty kegs with fresh water, collects sacksful of fruit – and then pushes off, drifting with the waves, eating and drinking sparingly – in such an abandoned state of mind that he doesn’t really care whether he’s rescued or not. Just to be away from the Island of Beasts is enough.


Degeneration theory

To quote Wikipedia:

Towards the close of the 19th century, in the fin-de-siècle period, something of an obsession with decline, descent and degeneration invaded the European creative imagination, partly fuelled by widespread misconceptions of Darwinian evolutionary theory.

Only a few years before Moreau, in 1892, the German physician and social critic Max Nordau had written a sociological study, Degeneration, arguing the case that Western civilisation was in irreversible. It struck a nerve and become a surprise bestseller.

This cultural trend sprang to mind, particularly as I read the penultimate chapter of The Island of Dr Moreau – the description of Prendick’s ten months among the Beast-Men which is, in effect, an extended fantasia describing the decline and degeneration of Moreau’s half-men back into a state of complete bestiality.

It is horrible to read Prendick’s vivid descriptions of their slow loss of all mental powers and reversion to crude animal behaviour. It is Nordau’s notion of degeneration given fictional flesh.

But the point is really rammed home when Prendick finds himself eventually rescued by a passing ship, and then returned, eventually, back to England, and back to London.

Here he experiences a kind of post-traumatic stress disorder for, as he walks the streets, he cannot see the passersby as people, but only as beasts-in-waiting, each on the verge of that horrible degeneration, such as he saw on the island.

When I lived in London the horror was well-nigh insupportable. I could not get away from men: their voices came through windows; locked doors were flimsy safeguards. I would go out into the streets to fight with my delusion, and prowling women would mew after me; furtive, craving men glance jealously at me; weary, pale workers go coughing by me with tired eyes and eager paces, like wounded deer dripping blood; old people, bent and dull, pass murmuring to themselves; and, all unheeding, a ragged tail of gibing children. Then I would turn aside into some chapel – and even there, such was my disturbance, it seemed that the preacher gibbered ‘Big Thinks’, even as the Ape-man had done; or into some library, and there the intent faces over the books seemed but patient creatures waiting for prey. Particularly nauseous were the blank, expressionless faces of people in trains and omnibuses; they seemed no more my fellow-creatures than dead bodies would be, so that I did not dare to travel unless I was assured of being alone. And even it seemed that I too was not a reasonable creature, but only an animal tormented with some strange disorder in its brain which sent it to wander alone… (Chapter 22)

Politics

Wells was left-wing from the start, joining the Fabian Society in 1903 and going on to write numerous works promoting socialism.

As early as The Time Machine he gave his fable of the future a political slant by speculating that the two races of sylph-like Eloi and underground ape-like Morlocks might be the remote descendants of the increasingly differentiated classes of his day – a terrifying but logical extrapolation of England 1895, when the nation’s cities seemed to be ever-more starkly divided between a luxury-enjoying bourgeoisie and a degraded, half-bestial proletariat.

The same issue winks out at us from Dr Moreau, though not so centrally as in Time Machine. The first time he discovers the Beast Village, a crevice in volcanic rock into which the pitiful results of Moreau’s vivisection experiments have excavated sordid little alcoves, Predick finds himself comparing the skulking creatures who turn from his gaze, to inhabitants of the worst slums of London.

I say I became habituated to the Beast People, that a thousand things which had seemed unnatural and repulsive speedily became natural and ordinary to me. I suppose everything in existence takes its colour from the average hue of our surroundings. Montgomery and Moreau were too peculiar and individual to keep my general impressions of humanity well defined. I would see one of the clumsy bovine-creatures who worked the launch treading heavily through the undergrowth, and find myself asking, trying hard to recall, how he differed from some really human yokel trudging home from his mechanical labours; or I would meet the Fox-bear woman’s vulpine, shifty face, strangely human in its speculative cunning, and even imagine I had met it before in some city byway.

Yet every now and then the beast would flash out upon me beyond doubt or denial. An ugly-looking man, a hunch-backed human savage to all appearance, squatting in the aperture of one of the dens, would stretch his arms and yawn, showing with startling suddenness scissor-edged incisors and sabre-like canines, keen and brilliant as knives. Or in some narrow pathway, glancing with a transitory daring into the eyes of some lithe, white-swathed female figure, I would suddenly see (with a spasmodic revulsion) that she had slit-like pupils… (Chapter 15)

Predominantly The Island of Dr Moreau is a horror story. But it also invokes the great political issue of the day. By the 1890s the appalling state of the working classes was on everyone’s lips, in the form of ‘the labour problem’, ‘the employment problem’ or ‘the population problem’, which dominated the newspapers a bit like Brexit does today.

Either side of The Island of Dr Moreau were published countless novels, newspaper articles and factual studies exposing the poverty and squalor at the heart of Britain’s large cities and especially London. The Sherlock Holmes novels revel in it. An entire new genre of lowlife novels, by authors like George Gissing and Arthur Morrison, described it with bitter anger.

Underlying the political issues, though, is the deeper anxiety about individual and cultural degeneration. What if the wealthy, educated élite will, in time, be swamped by the wretched poor? What if we are all just animals lifted beyond out natural sphere and the entire race will, eventually, revert to bestial incomprehension and violence?

The Picture of Dorian Gray (1890) is all about the moral degeneration of the privileged central character, a narrative which takes the hero to squalid opium dens in the East End and unmentionable depravities. The Strange Case of Dr Jekyll and Mr Hyde (1886) is a really obvious expression of the theme, with the cultivated Dr Jeckyll reverting to the ape-like brute, Hyde. Charles Marlow, narrator of The Heart of Darkness, points out that London, too, was once one of the dark places of the world. And, by implication, it could become so, again.

The final chapter of the Island of Dr Moreau, describing Prendick alone among the decaying Beast-Men, really taps into this anxiety with a biting sense of horror and premonition.

Futility

When you’re a teenager, it’s a common temptation to feel that everything is pointless, futile and stupid. Much science fiction gives that feeling point and definition. If you adopt the Wellsian, materialist perspective, then human beings are just one among millions of life forms currently inhabiting the planet, themselves descended from countless billions of ancestor species, and our planet is itself one among unknown billions filling an infinitely large universe which is an inconceivable 15 billion years old.

The incorporation of these vast and thrilling perspectives into his stories gives Wells ample opportunity to have his narrators or protagonists reflect, at some point, on the pitiful triviality of their own – and by extension – all human lives.

Thus, at the height of the chase of the Leopard-Man, Prendick – watching Montgomery and Moreau lead their pack of mutants across the rocks towards the poor victim – is suddenly overwhelmed by the horrible arbitrary futility of it all.

The Beast People manifested a quite human curiosity about the dead body, and followed it in a thick knot, sniffing and growling at it as the Bull-men dragged it down the beach. I went to the headland and watched the bull-men, black against the evening sky as they carried the weighted dead body out to sea; and like a wave across my mind came the realisation of the unspeakable aimlessness of things upon the island. Upon the beach among the rocks beneath me were the Ape-man, the Hyena-swine, and several other of the Beast People, standing about Montgomery and Moreau. They were all still intensely excited, and all overflowing with noisy expressions of their loyalty to the Law; yet I felt an absolute assurance in my own mind that the Hyena-swine was implicated in the rabbit-killing. A strange persuasion came upon me, that, save for the grossness of the line, the grotesqueness of the forms, I had here before me the whole balance of human life in miniature, the whole interplay of instinct, reason, and fate in its simplest form. The Leopard-man had happened to go under: that was all the difference. Poor brute!

Poor brutes! I began to see the viler aspect of Moreau’s cruelty. I had not thought before of the pain and trouble that came to these poor victims after they had passed from Moreau’s hands. I had shivered only at the days of actual torment in the enclosure. But now that seemed to me the lesser part. Before, they had been beasts, their instincts fitly adapted to their surroundings, and happy as living things may be. Now they stumbled in the shackles of humanity, lived in a fear that never died, fretted by a law they could not understand; their mock-human existence, begun in an agony, was one long internal struggle, one long dread of Moreau – and for what? It was the wantonness of it that stirred me.

Had Moreau had any intelligible object, I could have sympathised at least a little with him. I am not so squeamish about pain as that. I could have forgiven him a little even, had his motive been only hate. But he was so irresponsible, so utterly careless! His curiosity, his mad, aimless investigations, drove him on; and the Things were thrown out to live a year or so, to struggle and blunder and suffer, and at last to die painfully. They were wretched in themselves; the old animal hate moved them to trouble one another; the Law held them back from a brief hot struggle and a decisive end to their natural animosities.

In those days my fear of the Beast People went the way of my personal fear for Moreau. I fell indeed into a morbid state, deep and enduring, and alien to fear, which has left permanent scars upon my mind. I must confess that I lost faith in the sanity of the world when I saw it suffering the painful disorder of this island. A blind Fate, a vast pitiless mechanism, seemed to cut and shape the fabric of existence and I, Moreau (by his passion for research), Montgomery (by his passion for drink), the Beast People with their instincts and mental restrictions, were torn and crushed, ruthlessly, inevitably, amid the infinite complexity of its incessant wheels.

‘I lost faith in the sanity of the world when I saw it suffering the painful disorder of this island…’

To a certain kind of mind, or to the mind in a certain mood, these ideas are really powerful, and Wells’ nihilism takes its place in a long line which stretches from Gulliver, revolted by humans at the very end of  his travels, through to the oppressive misanthropy of Wells’s contemporary, Joseph Conrad.

The way the tale ends with Prendick incapacitated by revulsion on the streets of London, really rams home the horror of what he has witnessed, and imprints his haunted vision of a universal human degeneration into bestial animality.


Related links

Other H.G. Wells reviews

1895 The Time Machine – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1898 The War of the Worlds – the Martians invade earth
1899 When The Sleeper Wakes/The Sleeper Wakes – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come – set in the same London of the future described in The Sleeper Wakes, Denton and Elizabeth fall in love but descend into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1901 The First Men in the Moon – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth – two scientists invent a compound which makes plants, animals and humans grow to giant size, leading to a giants’ rebellion against the ‘little people’
1906 In the Days of the Comet – a passing comet trails gasses through earth’s atmosphere which bring about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air – Bert Smallways, a bicycle-repairman from Bun Hill in Kent, manages by accident to be an eye-witness to the outbreak of the war in the air which brings Western civilisation to an end

1914 The World Set Free – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change

Looking Backward 2000-1887 by Edward Bellamy (1888)

‘If I were to give you, in one sentence, a key to what may seem the mysteries of our civilisation as compared with that of your age, I should say that it is the fact that the solidarity of the race and the brotherhood of man, which to you were but fine phrases, are, to our thinking and feeling, ties as real and as vital as physical fraternity.’
(Dr Leete in Looking Backward. Chapter 12)

It is 1887. The narrator, Julius West, is full of plans to get a new house built in a stylish part of Boston – a project which is delayed because of almost daily strikes by the workmen – and worrying about his impending marriage to his fiancée.

All this stress exacerbates his insomnia so that, at the end of another trying day, when he retires to the sound-proof, purpose-built, cement-lined cellar he’s had built in his current house to insulate him from all distractions, he sends for the local mesmerist (Dr Pillsbury) who he’s been relying on for some time to help him get off to sleep.

When he wakes up it is to find himself in a strange room. The kindly people around him tell him it is the year 2000 and he has slept in that underground bunker for 113 years, three months and eleven days.

Bellamy spends a little effort conveying West’s disbelief, and then a page or so on his sense of horror and disorientation, but these are mostly gestures. The effort and bulk of the text goes towards the political theory, for the book quickly becomes an immensely thorough vision of The Perfect Society of the Future..

In the few pages devoted to describing life in 1887 the narrator had spent most of his time lamenting ‘the labour problem’. By that he meant that since (what turned out to be) a prolonged economic depression had begun in 1873, the working classes had woken up to their plight, organised unions across all industries, and been striking for better pay, better conditions, shorter working hours and so on, creating a permanent sense of crisis.

Society as giant coach

In an extended metaphor West compares the society of his time to an enormous coach which is being pulled along by thousands of wretched workers, whipped on by those who’ve managed to clamber up into the driving seat at the head of its thousands of companies and corporations.

Right on top of the coach, not doing any work and enjoying the sunshine, are those who’ve acquired or inherited the money to live off the labour of everyone beneath them. As the coach blunders along its muddy track some people fall lower down the coach, ending up pulling on the reins or fall right into the mud and are crushed, while others manage to escape the slavery of pulling, and clamber up the coachwork a bit. But even those at the top live in anxiety lest they fall off. No-one is secure or happy.

Society 2000

As you might expect, society in 2000 appears to have solved these and all the other problems facing society in 1887. The people who’ve revived him – Dr Leete, his wife and daughter – have done so in a private capacity. They were building an extension to their house when they came across the buried concrete bunker, all the rest of West’s property having, apparently, burned down decades earlier. On breaking a hole into it, they discovered West’s perfectly preserved, barely breathing body.

They speculate that Dr Pillsbury must have put West into a trance, but then later that night the house burned down. Everyone assumed West had perished in the fire.

Waking him gently, the father, mother and (inevitably) beautiful daughter, carefully and sympathetically help West to cope with the loss of everything he once knew, and induct him into the secrets of Boston 2000.

Dr Leete explains that the society he has arrived in is one of perfect peace and equality. He then begins the immense lecture about society 2000, an enormous, encyclopedic description of the Perfect Society of the future, which makes up most of the text.

Capitalism has been abolished. The ‘market’ has been abolished. Private enterprise has been abolished. Everything is controlled and managed by the state which represents ‘the nation’. All industry has been nationalised and all production is planned and administered by civil servants. Everyone is supplied with whatever they need by the state.

All citizens are born and raised the same. Everyone pursues education until aged 21 and is educated to the highest level they can attain, and then everyone undertakes three years working as a labourer. During this period people find out what their skills and abilities are, and then opt, at age 24, for the career which best suits their skills, whether it be coal mining or teaching Greek. At that point they join one of the dozen or so ‘armies’ of workers, organised and co-ordinated like one of the armies of 1887, and inspired by the same martial sense of patriotism and duty – but an army devoted to maintaining peace and creating wealth for everyone.

Equality is maintained by making those in unpleasant jobs work relatively short hours for the same rewards as those who work longer hours under more pleasant conditions.

And there is no money. Everyone has a ‘credit card’ and the state pays everyone the same amount every month, regardless of their job. How you ‘spend’ that credit is up to you, but it is all you get every month and there is no way to increase it, because individuals are not allowed to buy or sell or barter anything.

This Perfect Society is, then, a sustained attempt to put into practice the 19th century socialist adage of ‘from everyone according to their ability, to everyone according to their need’ (popularised by Karl Marx in his 1875 Critique of the Gotha Program).

And how did all this come about? Was there a violent revolution to transform the values of Bellamy’s day and to overthrow the vested interests of capitalists and bankers? The opposite, explains Dr Leete.

Friedrich Engels

Now I just happen to have recently read Friedrich Engels’s pamphlet, Socialism: Utopian and Scientific.

In it Engels explains that historical materialism uses the philosophical notion of the dialectic to explain how new social systems arise out of the old. Thus, in Marx and Engels’s view, the late nineteenth century was seeing, out of the anarchy of super-competitive capitalism, thronged with competing companies, the emergence of larger companies, which bought each other up to create cartels of a handful of giant companies, eventually creating monopolies. This, they claimed, appears to be the natural development of capitalism, if left unchecked.

Engels shows how out of this natural development of capitalism, quite naturally and logically emerges state socialism. For already in various Western countries the state had decided to take into state ownership ‘natural monopolies’ such as telegraphy and the Post Office.

Engels explains that, as the other industries (coal, mining, steel, ship-building, railways) also become concentrated in fewer and fewer hands it will become obvious that the state should step in and run these industries as well. In other words, out of the anarchy of capitalism will emerge the order of state socialism – naturally, inevitably.

And that’s exactly what has happened in Bellamy’s version of history. One by one the state took over ownership of every industry until it had taken over all production. And the state, representing all the population, proceeded to reform them in the interests of the whole population, along the lines which Dr Leete is now explaining to West in pedantic detail.

Was there a violent revolution? No, because people had by that stage grasped the trend and seen how efficiently the government managed the other big concerns already in its control. People realised that it made sense. It was all quite painless.

Bellamy loses no opportunity to ram home the contrast between the squalor of his own day and the wonder of the Perfect Society. Not only do Dr Leete and Edith Leete explain things – at great length – but towards the end of the book West is invited to listen to a sermon delivered by one Dr Barton, who has heard about the discovery of the sleeper, and takes it as a peg on which to hang a disquisition about the changes between West’s day and the present.

The revolution

Here is Dr Barton long-windedly describing the glorious revolution which, about a century earlier, overthrew the old order and instituted the Perfect Society.

‘Doubtless it ill beseems one to whom the boon of life in our resplendent age has been vouchsafed to wish his destiny other, and yet I have often thought that I would fain exchange my share in this serene and golden day for a place in that stormy epoch of transition, when heroes burst the barred gate of the future and revealed to the kindling gaze of a hopeless race, in place of the blank wall that had closed its path, a vista of progress whose end, for very excess of light, still dazzles us. Ah, my friends! who will say that to have lived then, when the weakest influence was a lever to whose touch the centuries trembled, was not worth a share even in this era of fruition?

‘You know the story of that last, greatest, and most bloodless of revolutions. In the time of one generation men laid aside the social traditions and practices of barbarians, and assumed a social order worthy of rational and human beings. Ceasing to be predatory in their habits, they became co-workers, and found in fraternity, at once, the science of wealth and happiness. ‘What shall I eat and drink, and wherewithal shall I be clothed?’ stated as a problem beginning and ending in self, had been an anxious and an endless one. But when once it was conceived, not from the individual, but the fraternal standpoint, ‘What shall we eat and drink, and wherewithal shall we be clothed?’—its difficulties vanished.

‘Poverty with servitude had been the result, for the mass of humanity, of attempting to solve the problem of maintenance from the individual standpoint, but no sooner had the nation become the sole capitalist and employer than not alone did plenty replace poverty, but the last vestige of the serfdom of man to man disappeared from earth. Human slavery, so often vainly scotched, at last was killed. The means of subsistence no longer doled out by men to women, by employer to employed, by rich to poor, was distributed from a common stock as among children at the father’s table. It was impossible for a man any longer to use his fellow-men as tools for his own profit. His esteem was the only sort of gain he could thenceforth make out of him. There was no more either arrogance or servility in the relations of human beings to one another. For the first time since the creation every man stood up straight before God. The fear of want and the lust of gain became extinct motives when abundance was assured to all and immoderate possessions made impossible of attainment. There were no more beggars nor almoners. Equity left charity without an occupation. The ten commandments became well nigh obsolete in a world where there was no temptation to theft, no occasion to lie either for fear or favor, no room for envy where all were equal, and little provocation to violence where men were disarmed of power to injure one another. Humanity’s ancient dream of liberty, equality, fraternity, mocked by so many ages, at last was realized.’ (Chapter 26)

You don’t need me to point out the way that, the nearer an author gets to a difficult subject, the more flowery and evasive his language becomes, and that the precise nature of the ‘revolution’ is the touchiest subject of all – and so becomes obscured by the most gasous verbiage – ‘when heroes burst the barred gate of the future and revealed to the kindling gaze of a hopeless race’ etc.

Here is Dr Leete’s version of the Great Event:

‘It was not till a rearrangement of the industrial and social system on a higher ethical basis, and for the more efficient production of wealth, was recognized as the interest, not of one class, but equally of all classes, of rich and poor, cultured and ignorant, old and young, weak and strong, men and women, that there was any prospect that it would be achieved. Then the national party arose to carry it out by political methods. It probably took that name because its aim was to nationalize the functions of production and distribution. Indeed, it could not well have had any other name, for its purpose was to realize the idea of the nation with a grandeur and completeness never before conceived, not as an association of men for certain merely political functions affecting their happiness only remotely and superficially, but as a family, a vital union, a common life, a mighty heaven-touching tree whose leaves are its people, fed from its veins, and feeding it in turn. The most patriotic of all possible parties, it sought to justify patriotism and raise it from an instinct to a rational devotion, by making the native land truly a father land, a father who kept the people alive and was not merely an idol for which they were expected to die.’ (Chapter 24)

‘A mighty heaven-touching tree whose leaves are its people, fed from its veins, and feeding it in turn’. Hmmm.

Instead of specifics, Bellamy gives us windy rhetoric. Instead of practical human steps, Bellamy gives us poetic visions.

Anyway, by virtue of this bloodless revolution in human society, politicians and political parties have been abolished because the committees which make up ‘the nation’ adjust and control things in the interests of the people, and everyone agrees what those are.

Thus laws and lawyers have been abolished because nine-tenths of 1887 law was about gaining, protecting and disputing property. Now there is no way to gain private property except by spending the monthly credit which everyone receives, now there is no money and no buying or selling or any other way whatsoever of acquiring valuables – there is no need for almost all of the old law.

Even the criminal law has fallen into disuse since nine-tenths of violent crime was robbery or burglary or mugging designed to get money or property. In a society without money, there is no motive for crime.

A platonic dialogue

And so on and so on, for 200 rather wearing pages, Mr West and Dr Leete sit in a room while the former asks dumb questions and the latter wisely and benevolently explains how the Perfect Society works. It often feels like one of Plato’s Socratic dialogues, in the sense that West is simply the straight man who asks the questions – what about the law? what about crime? what about education? – which prompt Dr Leete to roll out another highly detailed and well-thought-out explanation of the Perfect Society.

Hardly anything happens. West accompanies young Edith Leete on a shopping expedition but this is solely so she can explain to him the huge advantages of a planned economy where the state provides everything its citizens require through central production and distribution, thus eliminating competition with the enormous waste of resources spent on advertising, on the artificial creation of different brands and makes, on the  countless different shops all offering complicated deals and 0% finance and all the rest of it.

All that has gone.Now you go to the one and only local megastore and buy goods which are available everywhere in the country, at the one fixed price. And it’s all cheap precisely because there are no middlemen and advertisers and so on to raise costs.

Similarly, one evening he goes out for dinner with the Leetes but this is solely a pretext to explain food production and distribution, and the way public food cooked in public restaurants is now cheaper and infinitely better than it was in 1887, while the waiters and so on are simply performing their three-year labouring apprenticeship and are not looked down on as a different class. Dr Leete himself was a waiter for a spell. Everyone is equal and is treated as an equal.

Critique

Painting visions of the future is relatively easy – although Bellamy’s vision becomes more and more compelling due to the obsessive thoroughness with which he describes every conceivable aspect of the Perfect Society – the difficulty with this kind of thing is always explaining how it came into being. This is often the weak spot in the writing of utopias. For example many utopian authors have invoked a catastrophic war to explain how the old world was swept away and the survivors vowed never to make the same mistakes again.

Because it’s the most important, and often the weakest part of a utopian narrative, it’s often the most telling to examine in detail. Andthis, I think, is the crux of the problem with Engels and Bellamy – the notion they both use that the state somehow, magically, becomes the people.

Notoriously, Engels speculated that the post-revolutionary state would simply ‘wither away’. Once the people had seized the means of production and distribution, once they had overthrown the exploiting bourgeois class, then ‘the state’ – defined as the entity through which the bourgeoisie organised its repression of the people – would simply become unnecessary.

Bellamy and Engels conceive of the state as solely a function of capitalism. Abolish the inequalities of capitalism – abolish ‘the market’, indeed all markets – and the state disappears in a puff of smoke.

Unfortunately, the entire history of the twentieth century has taught us that the state does just the opposite: given half a chance, it doesn’t weaken and fade, it seizes dictatorial power. More accurately, a cabal of cunning, calculating people – Lenin, Mussolini, Hitler – will take advantage of a weakened state to seize absolute power – it happened in Tsarist Russia, in post-war Italy, in Weimar Germany -and then institute absolute control, using all the tools of modern technology and propaganda at their command.

The last hundred years have revealed ‘the state’ to be something more like an arena in which a host of competing interests can just about be brought into alignment, held, contained, managed, with frequent political and economic crises and collapses. We now know that when ‘revolutions’ occur, they do not overthrow the state, but simply entrench a new and generally more oppressive state than the one that preceded it – Russia 1917, China 1949, Iran 1979.

But even more important than the question of how the old regime was overthrown, at the heart of the description of all utopias is a debate over ‘human nature’.

In Looking Backward West asks the obvious question: in order to bring all this about there must have been some kind of revolution in human nature: how did you bring that about?

To which Dr Leete, in his calm, wise, man-of-the-future way, explains that there has been no change in human nature: changing the system people are born into and live under allows real human nature to blossom. People, says Dr Leete, are naturally co-operative and reasonable, if you let them be. The Perfect Society is not a distortion of human nature – it is its final, inevitable, true blossoming.

This is the crux: we in 2018 find this difficult to credit because we have the history of the twentieth century to look back on – an unmitigated catastrophe in which, time after time, in Europe, Asia, Africa, China, South America, people have been shown to be irreducibly committed to pursuing their own personal interests, and then the interests of their family, tribe or kinship group, their community, or region, or class, or ethnic or racial groupings – well before any vague concept of ‘society’.

In my view the real problem with utopias like Bellamy’s or William Morris’s News From Nowhere (published just two years later) is that – although they deny it – they both posit a profound, and impossible change in human nature, albeit not quite the one they often identify and refute.

My central critique of books like this is not economic or political it is psychological, it is to do with the extremely narrow grasp of human psychology which books like this always depict.

My point is that in their books, everyone in society is like them – gentle and well-meaning, middle-class, bookish and detached. It is symptomatic that West wakes up in the house of a doctor, a nice, educated middle class man like himself not, say, in the house of a coal miner or factory worker or street cleaner or sewage engineer.

So many of these utopias are like that. One well-educated, middle-class white man from the present meets another well-educated, middle-class white man from the future and discovers – that they both magically agree about everything!

In a way, what these fantasies do is magic away all the social problems of their day, hide, conceal, gloss over and abolish them. It turns out that two chaps in a book-lined study can solve everything. Which is, of course, what most writers like to think even to this day.

In my opinion most writers have this problem – an inability to really grasp the profound otherness of other people – beginning with the most basic fact that a huge number of people don’t even read books, ever, let alone fairy tales like this – and so never hear about these writers and their fancy plans.

It is symptomatic that when the daughter of the house, fair Edith, wants to cheer West up, she takes him to a library, which contains leather-bound volumes of Dickens, Tennyson, Milton, Wordsworth, Shelley and all the rest of the classics. He is instantly reassured and at home. In a fantasy world of books. Exactly.

The central problem with propertyless socialism

There is no money and so no greed in this future society. Dr Leete says people don’t pass on inheritances because they cannot now convert goods into money, so heirlooms are just so much clutter.

As I read that I thought, but people will still barter and exchange. Why? Because people enjoy it, as my mum used to enjoy going to car boot fairs. And as soon as you have fairs and markets and people bartering and exchanging, you give goods a value, a higher value to some than to others – and people will start collecting, hoarding, exchanging, building up reservoirs of valuable goods, selling them on to the right person at the right time, at a profit – and it all starts over again.

Somehow all these utopias ignore the basic human urges to value things, and to swap and exchange them. My kids are collecting the Lego cards from Sainsburys and are swapping them with friends in the playground. My mum loved going to car boot fairs. My wife likes watching Antiques Road Show which is all about money and value. Maybe these are all ‘tools of the capitalist bourgeois system to keep us enslaved to a money view of the world’. Or maybe they reflect something fundamental in human nature.

This may sound trivial, but whether people had the right to sell goods was the core of the problem Lenin faced in 1921, after the civil wars with the white Russians were more or less finished, and he faced a nation in ruins. Farmers had stopped growing crops because the Red soldiers just commandeered them without paying. Where was their motivation to get up before dawn and slave all day long if the produce was just stolen?

And so Lenin instituted the New Economic Policy, which allowed peasants and farmers to keep some of their produce i.e. not turn it all over to the state, and allowed them to use it or sell it as they saw fit. I.e. Lenin had to buckle to the human need to buy and sell. It was Stalin’s insistence, ten years later, that all agricultural produce was to be taken from the farmers by the state authorities that led to the great famine in the Ukraine which led to some three million people starving to death.

Which all reminds me of the terrifying stories in Anne Applebaum’s book, Iron Curtain, about the lengths communist authorities had to go to in post-war Eastern Europe to ban freelance buying and selling. As soon as a farmer sells eggs from a chicken or milk from a cow which are surplus to the state’s quota, he is laying the basis for capitalismAny display of independent buying and selling had to be banned and severely punished. Applebaum’s accounts of farmers and workers and even schoolchildren, being arrested for what seem to us trivial amounts of marketeering, really ram this point home.

Each and every incident was, to the communist authorities, a crack in the facade which threatened to let capitalism come flooding back, and so destroy the entire socialist society and economy they were building.

In Bellamy’s Perfect Society prices are set by the state, everything is supplied by the state, and you ‘buy’ things based on your fixed monthly income from the state. There is no competition and so no bargains or special offers. We now know that, when something very like this was put into effect in Soviet Russia, the result was the creation of a vast black market where normal human behaviour i.e. bartering, buying and selling for profit, returned and triumphed.

In fact, the several accounts of the last decades of the communist experiment which I’ve read claim that it was only the black market i.e. an unofficial market of bartering and trading everything, raw material, industrial and agricultural produce, which allowed the Soviet Union’s economy to stagger on for as long as it did.

What the Russian experiment, and then its extension into China and Eastern Europe, showed is that the socialist concept of society proposed by Marx, Engels, Bellamy or Morris, can only exist by virtue of an unrelenting war on human nature as it actually is – selfish, stupid, criminal, lazy, greedy, sharp and calculating human nature.

Only by permanent state surveillance, by the complete abolition of free speech and freedom of assembly, by the creation of vast prison camps and gulags, and severe punishments for even voicing anti-socialist sentiments, let alone tiny acts of rebellion such as bartering or selling goods, could ‘socialist societies’ be made to artificially survive, despite all the intrinsic ‘human’ longings of their inhabitants.

And even then it turned out that state planning was inefficient and wasteful, completely failing to produce any of the consumer goods which people cried out for – cars, fridges, TVs, jeans.

Bellamy’s encyclopedic approach

Then again, it’s not necessarily the function of utopias like this to portray a realistic society of the future. Bellamy tries, far more than most authors of utopias, to paint a really persuasive picture of what a Perfect Society would look like. But ‘utopias’ need not be as pedantically systematic as the one he has written; they can also perform the less arduous function of highlighting the absurdities and injustices of our present day society. And here Bellamy, in his slow, steady, thoughtful manner, is very thorough and very effective. His targets include:

  • competition over wages
  • the anarchy of a myriad competing companies
  • the inevitability of regular crises of over-production leading to crashes, banks failing, mass unemployment, starvation and rioting
  • state encouragement for everybody to rip everybody else off
  • the system whereby a lengthy number of middle-men all cream off a percentage before passing products on to the public thereby ensuring most people can’t afford them
  • advertising and hucksterism, which he ridicules – now abolished
  • political parties representing special interests – all gone
  • demagogic lying politicians – rendered redundant by universal altruism
  • rival shops stuffed with salesman motivated by commissions to sell your tat – replaced by one shop selling state-produced goods
  • how greed, luck and accident forced most people into a job or career – rather than his system of allowing people to choose, after long education in the options, the vocation which suits them best
  • having to travel miles to concert halls and sit through tedious stuff before they get to anything you like – in the future ‘telephones’ offer a selection of music piped straight to your home
  • international trade is managed in the same way, by a committee which assigns fixed values to all goods
  • travel is easy, since American ‘credit cards’ are good in South America or Europe
  • when the Leete family take West for a meal, they point out that communal canopies unroll in front of all buildings in case of rain, to protect pedestrians
  • at the meal there is a lengthy diatribe on how the waiter serving them comes from their own class and education and is happy to servile, unlike 1887 when the poor and uneducated were forced into ‘menial’ positions
  • state education is a) extensive, up to age 21, b) designed to draw out a person’s potential
  • sports is compulsory at school in order to create a healthy mind in a healthy body (Chapter 25)
  • women are the equals of men, and all work, apart from short breaks for childbirth and early rearing
  • all the false modesty of courtship has been abolished, replaced by frank and open relationships between the sexes
  • and – with a hint of eugenics – Dr Leete claims that now men and women are free to marry for love instead of for money, as was mostly the case in 1887, this allows the Darwinian process of natural selection to operate unobstructed and it is this which accounts for the fact that the Bostonians of 2000 are so much taller, fitter and healthier than the Bostonians West knew in 1887

All these aspects of contemporary capitalist society come under Bellamy’s persistent, thorough and quietly merciless satire.

Style

A comparison with the science fantasies which H.G. Wells started writing a few years after Looking Backward was published, sheds light on both types of book.

The key thing about Wells’s stories is their speed. One astonishing incident follows another in a mad helter-skelter of dazzling revelations. Wells is heir to the concentrated, punchy adventures – and the pithy, active prose style – of Robert Louis Stevenson, Conan Doyle and Rider Haggard. He takes their fast-moving adventure style and applies it – instead of hunts for treasure in colourful settings or detective sleuthing – to the scientific ideas which he found being discussed by all around him as he studied for his science degree in South Kensington in the late 1880s.

Bellamy couldn’t be more different from Wells. He is slow – very slow. His book is really a slow-paced, thoughtful political treatise, with a few romantic knobs on.

And his prose, also, is slow and stately and ornate, pointing back to the Victorian age as much as Wells’s prose points forward to the twentieth century. Here is Dr Leete giving another version of the crucial moment when the capitalist world of monopolies gave way to one, state monopoly.

‘Early in the last century the evolution was completed by the final consolidation of the entire capital of the nation. The industry and commerce of the country, ceasing to be conducted by a set of irresponsible corporations and syndicates of private persons at their caprice and for their profit, were intrusted to a single syndicate representing the people, to be conducted in the common interest for the common profit. The nation, that is to say, organized as the one great business corporation in which all other corporations were absorbed; it became the one capitalist in the place of all other capitalists, the sole employer, the final monopoly in which all previous and lesser monopolies were swallowed up, a monopoly in the profits and economies of which all citizens shared. The epoch of trusts had ended in The Great Trust.

‘In a word, the people of the United States concluded to assume the conduct of their own business, just as one hundred odd years before they had assumed the conduct of their own government, organizing now for industrial purposes on precisely the same grounds that they had then organized for political purposes. At last, strangely late in the world’s history, the obvious fact was perceived that no business is so essentially the public business as the industry and commerce on which the people’s livelihood depends, and that to entrust it to private persons to be managed for private profit is a folly similar in kind, though vastly greater in magnitude, to that of surrendering the functions of political government to kings and nobles to be conducted for their personal glorification.’ (Chapter 5)

Wordy, isn’t it? You have to slow yourself right down to his speed to really take on board the power of his arguments.

But it’s worth making the effort in order to savour and mull them. It is, for example, a clever rhetorical move on Bellamy’s part to make the American rejection of capitalism around 1900 seem a natural extension of the American rejection of monarchy a century earlier (in the 1775 War of Independence).

And here is Dr Leete explaining why, in the new system, money isn’t needed.

‘When innumerable different and independent persons produced the various things needful to life and comfort, endless exchanges between individuals were requisite in order that they might supply themselves with what they desired. These exchanges constituted trade, and money was essential as their medium. But as soon as the nation became the sole producer of all sorts of commodities, there was no need of exchanges between individuals that they might get what they required. Everything was procurable from one source, and nothing could be procured anywhere else. A system of direct distribution from the national storehouses took the place of trade, and for this money was unnecessary.’

Clever, isn’t it? Clear, rational, sensible… And totally unrelated to the real world.

Epilogue

And then West wakes up and it was all – a dream!

I kid you not. Like the corniest children’s school composition, that is how the book ends. West finds himself being stirred and woken by his (black) manservant to find himself back in bed, in  his underground bunker, back in 1887 – and experiences a crushing sense of loss as he realises that the future world he was just getting used to… was all a fantasy.

There then follows by far the most imaginatively powerful passage in the book. West dresses and goes out into the Boston of 1887, walking past the confusion of shops, the bombardment of advertising hoardings, down into the industrial district where noisy, smoky factories are employing children and old women, screwing out of them their life’s blood, all that human effort wasted in violent and unplanned competition to produce useless tat (‘the mad wasting of human labour’), then wandering up to the banking district where he is accosted by his own banker who preens himself on the magnificence of ‘the system’, before walking on into the slums where filthy unemployed men hover on street corners and raddled women offer him their bodies for money.

All the time, in his mind, West is comparing every detail of this squalid, chaotic, miserably unhappy and insecure society with the rational, ordered life in the Perfect Society which he (and the reader) have been so thoroughly soaked in for the preceding 200 pages.

The contrast, for the reader who has followed him this far, between the beauty of what might be, and the disgusting squalor of what is, is genuinely upsetting. It was a clever move to append this section. It is the only part of the book which has any real imaginative power, and that power is fully focused on provoking in the reader the strongest sensations of disgust and revulsion at the wretchedness and misery produced by unfettered capitalism.

From the black doorways and windows of the rookeries on every side came gusts of fetid air. The streets and alleys reeked with the effluvia of a slave ship’s between-decks. As I passed I had glimpses within of pale babies gasping out their lives amid sultry stenches, of hopeless-faced women deformed by hardship, retaining of womanhood no trait save weakness, while from the windows leered girls with brows of brass. Like the starving bands of mongrel curs that infest the streets of Moslem towns, swarms of half-clad brutalized children filled the air with shrieks and curses as they fought and tumbled among the garbage that littered the court-yards.

There was nothing in all this that was new to me. Often had I passed through this part of the city and witnessed its sights with feelings of disgust mingled with a certain philosophical wonder at the extremities mortals will endure and still cling to life. But not alone as regarded the economical follies of this age, but equally as touched its moral abominations, scales had fallen from my eyes since that vision of another century. No more did I look upon the woeful dwellers in this Inferno with a callous curiosity as creatures scarcely human. I saw in them my brothers and sisters, my parents, my children, flesh of my flesh, blood of my blood. The festering mass of human wretchedness about me offended not now my senses merely, but pierced my heart like a knife!

And then – on the last page – there is another, final twist. West wakes again… and is back in the Perfect Society of the future.

His vision of waking and wandering through the Golgotha of Boston in 1887 was itself a dream. He rouses himself hot and sweating. He looks back in horror at the life he led back and the values he unthinkingly accepted. And he is filled with shame, bitter recriminating shame and overwhelming guilt that he did nothing, nothing at all to change and reform the society of his day but acquiesced in his privileged position, enjoyed the wine and the fine women of his class, ignored the poor and brutalised, and didn’t lift a finger to change or improve the world.

The fair Edith appears picking flowers in Dr Leete’s garden and West falls at her feet, puts his face to the earth and weeps bitter tears of regret that he stood by and let so many people suffer so bitterly.

And I confess that, despite all the rational objections to his Perfect Society, and to the rather boring 200 pages which preceded it, these final pages are such an effective accusation of all us middle-class people who stand by and let people endure appalling poverty and suffering, that it brought a tear to my eye, as well.


Related links

The First Men in the Moon by H.G. Wells (1901)

This is the seventh of Wells’s classic science fiction novels. He had also, by 1901, written over 60 science fiction short stories. Single-handedly he had created a new genre for the English-speaking world, which was quickly taken up and copied.

It wasn’t just that he wrote a lot, it’s that the early books each tackled, described, thought through and realistically presented some of the founding tropes of science fiction – time travel and attack by aliens from another world, being the two outstanding ones – which have been recycled thousands of times since.

The First Men in the Moon is not quite in the same league because it didn’t invent the topic of travelling to the moon – Jules Vernes had written a novel on the same theme thirty years earlier (From the Earth to the Moon, 1865) and in fact a number of fantasies and romances on the subject had been written for centuries (including the version by the 17th century writer Cyrano de Bergerac whose illustrations by Quentin Blake I recently reviewed – Voyages to the Moon and the Sun, based on the Comical History of the States and Empires of the Moon, 1657).

Also, the scientific basis of the story – the mechanism by which the protagonists get to the moon – using some kind of anti-gravity metal – the way it’s discovered and handled, isn’t as persuasive as some of the earlier fantasies. Nonetheless, the story is still compelling because of the thoroughness with which Wells thinks through the practical details – and then because of the avalanche of astounding discoveries which his heroes make once they’ve arrived on the moon, and which keeps the reader on the edge of their seat.

Amateur hour

As usual in Wells, the whole thing is invented by an inspired amateur – the notion of government-sponsored scientific research being still decades away, pioneered by the Manhattan project of the 1940s.

Instead the story is narrated in the first person by a rather disreputable bankrupt, Mr Bedford, who retreats to a bungalow on the Kent coast where he hopes to scribble a best-selling play in order to make a quick buck, but gets into conversation with an eccentric neighbour, Cavor, and gets drawn into the latter’s scientific experiments.

The ‘scientific’ basis is simple, or simple-minded, enough. Cavor points out that we now know the universe is full of rays and waves that act at a distance – light rays, x-rays, electricity and gravity. And we know of materials which block some of these rays – light and electricity and x-rays. So why can’t we create something which blocks the effect of gravity?

Bedford immediately sees the vast amounts of money to be made from such a material in a hundred and one commercial applications:

An extraordinary possibility came rushing into my mind. Suddenly I saw, as in a vision, the whole solar system threaded with Cavorite liners and spheres de luxe. (p.27)

So Bedford persuades the rather other-worldly Cavor to take him on as a ‘partner’, and becomes a regular visitor to the latter’s house down the hill (incidentally observing the comic rivalry of the three working class labourers Cavor has working in his various workshops).

An enormous explosion and then a terrific hurricane announce to the narrator that Cavor has indeed succeeded in making the new material. it happened by fluke, when a substance they’d been working on was left to cool and crystallised into the material they now decide to christen ‘cavorite’. (It all takes place on 14 October 1899, as Bedford faithfully records.)

What caused the hurricane is that, as soon as it came into existence, the cavorite blocked the earth’s gravitational pull from working on the air above it. This meant that that air – which normally presses downwards at a pressure of 14 pounds per square inch – ceased doing so, and instead floated freely upwards. This created a column of ’empty air’ directly about the square of cavorite. Into this gravity-less tube rushed all the surrounding air which, on finding itself also liberated from the earth’s gravity, also lost its downward weight and was itself forced upwards by the rest of the surrounding air rushing in. And so on and so on. In a split second the pull of pressurised air into the column of unweighted air created a huge inrush of air from the surroundings, in which everything which was not tied down was immediately dragged towards it at tremendous force.

For the few moments that this happened all the air in the neighbourhood was sucked into the gravity-free tube – which explains the sudden hurricane Cavor and Bedford felt. But then they themselves saw the little sheet of cavorite itself get sucked up by the empty vortex and they both watched it soar up through the column, up, up and – presumably – right out of the earth’s atmosphere… at which point everything returned to normal. ‘By Jove, old chap.’

Bedford and Cavor look at each other. This thing could escape the earth’s atmosphere. It could fulfil man’s oldest dream of leaving earth. But how to steer or control it? Cavor goes off pondering and the next day has come up with a solution: encase the cavorite in steel plates which mask its anti-gravity effect, and only open the plates facing in a certain direction when you want the anti-gravity cavorite to work in that direction.

(You can see why Wells has his narrator, Bedford, continually lament that he didn’t keep notes, didn’t make a record of the process by which cavorite was made, didn’t follow all of Cavor’s abstruse thinking and so on. This is because Well’s idea doesn’t really make practical sense.)

So the pair construct a sphere, with an inner layer made of glass, then covered in warm cavorite paste, then steel divided into plates. (In fact it’s less a sphere than a polyhedron made of flat plates. And the plates are more, in fact, like ‘blinds’ which can be opened and closed. I’ve always found this quite hard to visualise.) Once everything is in place they heat the cavorite paste to securely bind it to the ‘sphere’ and then, as it cools, it assumes the magical properties and – whoosh!

Illustration for The First Men In the Moon by E. Herring (1901)

Illustration for The First Men In the Moon by E. Hering (1901)

The idea is that to steer the sphere you open a plate in the direction you want gravity to cease working and are repelled away from any nearby object (the earth or moon or sun) which would ordinarily exert the attractive power of gravity. Once in space, close the plates and you’ll be pulled towards the nearest big object. Like the moon.

Bedford climbs into the sphere and Cavor shows him how he’s furnished it – the blankets, some frozen oxygen in cylinders, some food, an electric light and some carbolic acid device to get rid of the carbon dioxide they inhale. But while Bedford is still pondering whether he wants to go, Cavor opens the earthside shutters, the cavorite works and whoosh! they are flying towards the moon.

Wells’s story races at top speed to prevent you from realising what tosh it is, and to enchant you in his narrative spell. Wonder follows wonder. First of all there is weightlessness. Maybe earlier writers had realised that we would be weightless in space but Wells gives a very accurate prophecy of what it feels like, the tingling in the blood and the way everything inside the sphere floats around bumping into everything else.

It was the strangest sensation conceivable, floating thus loosely in space, at first indeed horribly strange, and when the horror passed, not disagreeable at all, exceeding restful; indeed, the nearest thing in earthly experience to it that I know is lying on a very thick, soft feather bed. But the quality of utter detachment and independence! I had not reckoned on things like this. I had expected a violent jerk at starting, a giddy sense of speed. Instead I felt – as if I were disembodied. It was not like the beginning of a journey; it was like the beginning of a dream.

They open some of the plates to see where they’re headed and a) are dazzled by the brightness of the sun and b) looking the other direction, are stunned by the profusion of stars, millions more than you can see through earth’s atmosphere.

Cavor makes last-minute adjustments and they come to land in a vast crater on the moon. Here the reader is bombarded with vivid impressions. It is dark and the ground is covered in soft white stuff which they only slowly realise is not dust but frozen atmosphere. They have arrived just at sunrise over the crater and are astonished to watch the frozen white stuff all around them melt and then evaporate, to form an atmosphere, tingeing the sky blue.

Is it breathable? Cavor performs the ludicrously amateur experiment of opening the manhole which they use to get in and out of the capsule and discovers that – yes, it is thinner than earth’s but the moon’s atmosphere turns out to be perfectly breathable. (No ill effects from sunlight, radiation, burning, toxic gases, nothing! Convenient, eh?)

They climb outside and are astounded to watch small pebbles shiver, pop, put out roots, and then stalks. They are plants and shrubs and strange tree-sized flora, which grows even as they watch. Of course. The moon’s ‘year’ – the length of time it takes the sun to rise and set over the lunar surface – only lasts for 14 earth days. In that fortnight, life forms have to spring, grow, mature, produce their own seed, and decline.

But the thing they are most enraptured with is the low gravity. Only a sixth of the earth’s. Off they go springing and bounding in giant leaps amid the surreally growing and blossoming fruits of the moon. Until  – oops – they both realise they have forgotten where the sphere was and, looking back, see only an immense rustling growing forest of moon flora.

And it is then that they hear an ominous boom boom boom noise from beneath the surface and a grinding as of great gates opening. Not long afterwards they see the first of the Selenites herding a vast slug-like creature with tiny closed eyes and a horrid red mouth which is slurping and munching its way through the foliage, like a farmer herding a monstrous cow.

Illustration for The First Men In the Moon by E. Herring (1901)

Illustration for The First Men In the Moon by E. Herring (1901)

Amazement

Wells’s aim is to amaze, stun, astonish and astound. The basic, foundational trope of a visit to a strange land is reminiscent of any number of late-Victorian yarns – Vernes’ Journey to the Centre of the Earth (1864), Rider Haggard’s journeys to darkest Africa (She, 1886), or Conan Doyle’s Professor Challenger trip to a Lost World (1912) in the remotest Amazon.

But science fiction has the advantage over mere adventure stories in that it can make things up purely to astound, astonish, shock, disgust and amaze the reader.

Because the text is available online, it is searchable, and so I searched and counted no fewer than 415 exclamation marks, as the characters, and the author, continually signal their amazement at their astounding discoveries!!!

Then, for fun, I searched all the instances of the word ‘amazing’.

It comes to me with a certain quality of astonishment that my participation in these amazing adventures of Mr. Cavor was, after all, the outcome of the purest accident.

[Cavor’s workshop] looked like business from cellar to attic – an amazing little place to find in an out-of-the-way village

It was an amazing piece of reasoning. Much as it amazed and exercised me at the time.

And then, sudden, swift, and amazing, came the lunar day.

With a steady assurance, a swift deliberation, these amazing seeds thrust a rootlet downward to the earth and a queer little bundle-like bud into the air.

Cavor panted something about ‘amazing sensations’.

What the Selenites made of this amazing, and to my mind undignified irruption from another planet, I have no means of guessing.

Amazing little corner in the universe – the landing place of men!

… returning after amazing adventures to this world of ours.

There were several amazing forms, with heads reduced to microscopic proportions and blobby bodies.

Amazing and incredible as it may seem, these two creatures, these fantastic men insects, these beings of other world, were presently communicating with Cavor by means of terrestrial speech.

The dictionary definition of to amaze is ‘to cause someone to be extremely surprised’. Synonyms for ‘amaze’ give a sense of the aim of Well’s fantasies (and of the thousands of pulp sci-fi writers who followed him). It is to:

astonish, astound, surprise, bewilder, stun, stagger, flabbergast, nonplus, shock, startle, shake, stop someone in their tracks, stupefy, leave open-mouthed, leave aghast, take someone’s breath away, dumbfound, daze, benumb, perplex, confound, dismay, disconcert, shatter, take aback, jolt, shake up

Taken prisoner

Back in the story our heroes sneak away from the ghastly apparition of the Selenite and realise they are hungry. Not having any provisions from the sphere they are driven by desperation to nibble one of the growing lunar ‘trees’ and Wells gives quite a humorous account of the way that the ‘food’ does them no harm but makes them both very drunk. Through their drunken bickering they are aware of Selenites surrounding them and of some kind of struggle, then it all goes dark.

They wake up with hangovers in a dark cell in handcuffs and shackles. One or two individual Selenites come to see them before they are raised to their feet and led by a posse of Selenites, some of whom are carrying the sharp spiked goads they’d seen one using on get the big fat mooncalf earlier. Our heroes are fascinated and disgusted at the Selenites’ appearance, a kind of giant ant. The shapes of their heads appear to vary, indicating different brain size and probably advanced specialisation of job or function in what they come to realise is the complex Selenite civilisation.

They are taken through caverns measureless to man, past enormous machinery which appears to be pumping out some kind of liquid which glows blue and provides illumination here. Cavor speculates wildly that there may be a whole civilisation here, under the surface of the moon. Maybe networks of caverns descending via tunnels down to some inner sea. Scooped out and developed over thousands of years.

When they come to a narrow plank going out over what appears to be a vast bottomless pit, Bedford rebels. One of the Selenites goads him with the spiky implement and he sees red. He punches the Selenite and is astonished to watch his fist go right through its head and out the other side. They are clearly far less sturdy and strongly made than humans. Before he knows it he is attacking all of them and then grabbing Cavor to make a getaway.

This is actually the turning point of the book, because the rest of the main narrative describes their panic-stricken escape back to the surface of the moon. It is a chase narrative. As you might imagine, it involves climbing up clefts and stumbling into vast caverns and a lot more fighting, with the unpleasant discovery that the Selenites have a sort of crossbow which fires spears.

Nonetheless, triumphing over all these perils our heroes finally blunder out into a huge circular shaft with spiral steps running up along the wall (the kind of thing we’ve all seen in sci-fi and fantasy movies) leading up to the surface. Up it they run, emerging into the lip of a ‘crater’ – and they now understand that the moon’s ‘craters’ are in fact an immense network of circular ‘lids’ which can be retracted to reveal the labyrinth of tunnels created by Selenite civilisation and which allow the Selenites to emerge onto the surface to farm their herds of moon cows.

The sun is visibly waning: some 14 days have passed underground though they haven’t noticed, and is now threatening to set with all that entails in terms of losing the breathable atmosphere. Where is the sphere?

Afflicted by despair as they survey the vast area of lunar foliage, now visibly browning and declining, they pin a handkerchief to a nearby bush and set off to explore in opposite directions, taking vast moon leaps as they go.

Nearing exhaustion and plagued by fear that search parties of very angry Selenites will be out after them, Bedford is on the brink of giving up when he is momentarily dazzled by a shaft of light and realises it is sunlight reflecting off a panel of the sphere. Weeping with relief he bounds over and confirms it’s true. But what of Cavor? He leaps to a nearby peak and shouts Cavor’s name but – as Wells had pointed out from the first (in the kind of scientifically accurate detail which are such a joy of these stories) moon air is a lot thinner than earth air and so sound doesn’t carry very well: even when they’re shouting at each other it sounds like they’re whispering.

He can see the hankie in a bush a few miles away and so leaps over towards it. Here he yells Cavor’s name again, then looks down and sees an archetypal adventure story sight: broken bushes, churned-up soil, all the signs of a struggle. Going down he finds a scrap of paper in which Cavor has hurriedly written that he’s hurt his knee in landing awkwardly in a ditch and can hear the Selenites closing in, any moment they’re going to come, oh my God –

And here his message breaks off and the paper is marked by… a red liquid. Blood!!!!

The Selenites have got him. The crater is closed. All entrance to the interior is blocked off. The sun has almost set. Bedford realises he must save himself. I found his flight back the sphere quite gripping. Wells convincingly describes the sudden drop in temperature as the sun declines, the air grows thin and cold and then the first snowflakes will fall. The temperature will ultimately drop to Absolute Zero and Bedford will freeze to death unless he can make it to the sphere in time. At last he is there. Crawling on hands and knees. Barely strength to reach up to the manhole, Twists. Can’t do it. Twists again. Pulls himself up and is… inside!

An exhausted Bedford just about makes it back to the sphere as snow falls, illustration for The First Men In The Moon by Claude Allin Shepperson

An exhausted Bedford just about makes it back to the sphere as snow falls, illustration for The First Men In The Moon by Claude Allin Shepperson

Food. Blanket. Warmth. Recovery. Sleep. Wakes rejuvenated. Grasps the grim reality of his situation. Opens the cavorite plates. Silently flies into space. More by luck than judgement he steers a course back to earth.

In an outcome so ludicrous it is like a pantomime, he not only lands back on earth, but he lands back on the south coast of England, barely a few miles from where they took off. On the sea, but conveniently close to a beach which he is then washed up on. Some jolly English chaps are coming down for their morning swim. ‘Crikey, old chap, you look a bit peaky let us take you up to the old hotel.’

Here he tucks into bacon and eggs and is drinking coffee when there’s an explosion and bewilderment outside the door. Some young lad had been hanging round as the chaps took dirty, dishevelled Bedford up to their hotel. He’d looked a bit shifty. The young wretch must have gone back to the sphere, climbed in and opened a plate, making it lift off. Damn and blast! There go Bedford’s dreams of setting up an interplanetary travel agency.

But he still has the gold. Did I mention the gold? Amid their adventures Bedford had realised that the shackles and manacles the Selenites had bound them with were made of gold. He had grabbed a couple of tyre lever-sized gold rods during their breakout. In fact he’d found them handy for fighting their way through the Selenites.

At least he still has them. He is rich.

A coda from Cavor

Wells could have stopped his tale there. Instead, there is a coda which takes up a surprising amount of space, pages 150 to 186 in the Everyman paperback edition.

To the outrage of all common sense, a Dutch electrician and early radio ham, picks up radio messages… from the moon! Yes, Cavor was captured, as Bedford had described: but his captors were kind to him, and, once he’d recovered, they took him on a Cook’s Tour of their vast civilisation. Part of this was learning that there was an apparently infinite variety of types of Selenites and soon Cavor was being introduced to the brainy ones: he could tell they were brainy, because they had very big heads! Big heads and thin skins so he could actually see the brain matter pulsating as they thought their deep thoughts.

Turns out that some of the Selenites are specialists in language and set about teaching Cavor who quickly catches on and starts to teach them English. Thus, within a few weeks, Cavor is communicating with the Selenites who explain how their society works, confirm that the moon is a swiss cheese of underground caverns and passages, that the phosphorescent liquid and much else is produced by immense machinery, that at the centre of the moon there is indeed a vast and tempestuous sea – and much more besides.

These visions of an alien civilisation, as so often, develop a strong flavour of being social criticism of the author’s own civilisation. Cavor discovers that the Selenites breed all the different types of workers in the equivalent of test tubes, distorting all aspects of their bodies and brains to suit them to the work they’re destined for. (Anticipating Aldous Huxley’s Brave New World by 30 years).

Harsh? Yes, he is a bit disgusted by it and especially by one particular sight of an embryonic Selenite having its forelimbs artificially lengthened to do manual work, but – and here is the Author’s Message –

of course it is really in the end a far more humane proceeding than our earthly method of leaving children to grow into human beings, and then making machines of them.

On another occasion his guides – the preposterously named Phi-oo and Tsi-puff – bring him to a great field of mushrooms being grown for food, where they find all the workers drugged and fast asleep, until they are needed for the harvest when they’ll be woken. Again, the character Cavor becomes a mouthpiece for the Fabian Socialist H.G. Wells:

To drug the worker one does not want and toss him aside is surely far better than to expel him from his factory to wander starving in the streets

Cavor’s tour climaxes with a presentation to the Grand Lunar, Master of the Moon – at which point the book definitely feels more like a lampoon or a parody than a ‘serious’ fantasy, a kind of ludicrous Wizard of Oz vibe.

Except that here it also reaches a kind of height of teenage socialism. Cavor radios back to earth a lengthy version of his interview with the Grand Lunar which begins with harmless stuff about the structure of the earth, why we live on the surface and not underneath like the Selenites, what weather is like in a place with 12 hour days, and so on. Little by little Cavor describes human civilisation, cities and factories and trains, how we do not breed different types of human to perform different tasks, not yet anyway.

But, when asked whether there is a Grand Earthly as there is a Grand Lunar, he finds himself having to explain the idea of ‘nations’ and ’empires’ and, before he realises it, is describing ‘war’. His brutal description of this absurd folly fills the Grand Lunar and the huge entourage of Selenites listening to Cavor’s account with horror.

Yes, wars in which men flock to the flag, train and arm and proudly wear uniforms, before clashing in huge armies designed solely to kill as many of the opponents as possible. As he proceeds, Cavor notes the moans of disappointment and disillusion rising from the crowd and the ‘expression’ on what passes for the Grand Lunar’s face.

Cover of Amazing Histories magazine, featuring an illustration of Cavor addressing the Great Lunar

Cover of Amazing Histories magazine, featuring an illustration of Cavor addressing the Great Lunar

A week later comes the final broadcast we are ever to hear from Cavor. It is a panic-stricken sentence, ‘I was mad to let the Grand Lunar know – ‘… and then a few words attempting to convey the secret of cavorite. Then silence.

Bedford imagines the dismay Cavor’s revelation about the true nature of human beings must have caused among the Selenites, and how the mood turned against Cavor, and how the moon people then realised that he was broadcasting messages to his violent brethren back on earth, with the risk that these psychopaths might return in one of these ‘armies’ and conquer the Selenites.

Gulliver

When I read this as a teenager I was awed by Wells’s profound insight into human nature. Now it reminds me of Gulliver’s Travels, in which the hero also describes human behaviour to the peace-loving King of Brobdingnag, who replies, accurately enough:

‘I cannot but conclude the Bulk of your Natives, to be the most pernicious Race of little odious Vermin that Nature ever suffered to crawl upon the Surface of the Earth.’

True or not, the point is that, bolted on to the science fantasy, this coda reads very much like a variation on the time-honoured satire on contemporary civilisation and, by extension, of human nature, which goes back before Swift to Thomas More’s Utopia and before that to any number of Roman and Greek authors.


Commentary

There are three obvious features about a Wells novel like this, what he called his ‘fantasy novels’:

1. Fast

It’s fast-moving. Bedford has bumped into Cavor, built the sphere, gone to the moon, watched the desert bloom, been captured and taken below, escaped and fought his way to the surface, found the sphere and escaped, crash-landed on earth and had a hearty breakfast, all in a mere 150 pages (in the Everyman paperback edition I read).

2. Fantastic

The speed prevents you noticing its preposterousness. It’s so fast-moving you don’t notice how quickly you leave the world of Edwardian England, with its pubs and evening strolls along the Downs, completely behind. It only requires ten or so pages from Bedford meeting Cavor, to him thoroughly involving him in his theoretical speculations, and then – whoosh! they’re off to the moon.

It is fast-moving because it is, in a sense, pulp.  Only by moving fast from one astounding moment to the next can it stop you pausing to reflect and thus breaking the spell.

3. Mundanity

But, contradicting a little what I’ve said above, just as important as the speed and fantasy, is its air of mundaneness and normality.

I think it was Tom Shippey in his book about Lord of the Rings who explained that what made the book such a success was the invention of the hobbits. Tolkien had been working on his private-world mythology for decades, inventing languages and complex histories for his elves and dwarves and so on, and had produced quite a few texts narrating whole eras in his legendary Middle Earth. But they were boring and flat.

It was the invention of the down-to-earth, small, beer-drinking, pipe-smoking, no-nonsense, common-sensical hobbits which gave him a vehicle to take the reader into his world. We are introduced to the hobbits first and thoroughly identify with their idealised pastoral English life – before the first hints of other-worldly menace ever appear.

This explains why Lord of the Rings is regularly voted the greatest novel of the 20th century, while I’ve never met anyone who managed to complete The Silmarillion, another of Tolkien’s epics, describing a different era in Middle Earth’s history, but which lacks hobbits and, therefore, all charm and – crucially – representatives of the ordinary reader; imaginative vectors allowing us to enter into his imaginative world.

It’s an overlooked element of Wells that his best books also require this dichotomy – the interlocking of two opposites, the fantastic and the mundane.

We all know about the fantastical in his books, for example the idea that Martians launch an attack on earth or a man invents a time machine and travels to the distant future. Those are certainly the ideas at the core of the books. But when you actually read the texts what comes across almost as powerfully is the very mundane details of the places where this all happens – that the Martians land in Dorking and head towards London across the humdrum landscape of Surrey, blasting well known landmarks on their way (which is why there is a striking sculpture of a ‘Martian’ in Dorking town centre).

Wells himself was well aware of doing this:

For the writer of fantastic stories to help the reader play the game properly he must help him, in every possible unobtrusive way, to domesticate the impossible hypothesis. (Quoted in the critical afterword to the Everyman edition)

And one mark of this is the way the people who witness and generally write up the narratives are always very ordinary, everyday chaps, who are often a bit confused, puzzled, don’t quite follow what’s going on, miss important details, don’t quite follow the scientific whatchamacallit, and, in their bumbling innocence, stand in as a kind of stylised representative of the innocent reader.

They are all Dr Watsons to a succession of fierce, eccentric or visionary Holmeses, respectively:

  • 1895 The Time Machine – first person unnamed narrator
  • 1896 The Island of Doctor Moreau – first person narrative by shipwrecked sailor Edward Prendick
  • 1897 The Invisible Man – (third person narrator)
  • 1898 The War of the Worlds – first person unnamed narrator
  • 1899 When the Sleeper Wakes – Graham, the eponymous sleeper
  • 1901 The First Men in the Moon – first person narrative by Mr Bedford
  • 1904 The Food of the Gods and How It Came to Earth – third person narrative
  • 1906 In The Days of the Comet – unnamed first person narrator
  • 1908 The War in the Air – featuring Bert and Tom Smallways
  • 1914 The World Set Free – third person narrator

Making this list shows that this isn’t exactly a hard-and-fast rule, but that most of the most effective fantasies are told in the first person by someone undergoing the adventure themselves.

It goes some way to explaining why of the early stories The Invisible Man stands out as particularly unlikeable and negative: it is one of the few not told by a more or less reasonable chap, who we’re meant to identify with.

As a footnote, this helps explain the presence of the three working class men who Cavor employs in his lab, in the earlier pages of the book. They are each jealous of each other’s specialisms, argue and often down tools to go off to the pub and argue some more and so perform the function of the rude mechanicals in Shakespeare, offering comic interludes but also throwing into relief the more serious activities of their middle class superiors. Anchoring them to a humorous everyday reality.

This also explains why Bedford, at an early stage, after he’s had an argument with Cavor, goes off for an epic walk across Kent, enjoying the countryside, stopping for lunch in a pub, chatting with the local yokels while he puffs on his pipe. All designed to embed the wild fantasy in a comfortable, relaxing coat of verisimilitude.


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Other H.G. Wells reviews

1895 The Time Machine – the unnamed inventor and time traveller tells his dinner party guests the story of his adventure among the Eloi and the Morlocks in the year 802,701
1896 The Island of Doctor Moreau – Edward Prendick is stranded on a remote island where he discovers the ‘owner’, Dr Gustave Moreau, is experimentally creating human-animal hybrids
1897 The Invisible Man – an embittered young scientist, Griffin, makes himself invisible, starting with comic capers in a Sussex village, and ending with demented murders
1898 The War of the Worlds – the Martians invade earth
1899 When The Sleeper Wakes/The Sleeper Wakes – Graham awakes in the year 2100 to find himself at the centre of a revolution to overthrow the repressive society of the future
1899 A Story of the Days To Come – set in the same London of the future described in The Sleeper Wakes, Denton and Elizabeth fall in love but descend into poverty, and experience life as serfs in the Underground city run by the sinister Labour Corps

1901 The First Men in the Moon – Mr Bedford and Mr Cavor use the invention of ‘Cavorite’ to fly to the moon and discover the underground civilisation of the Selenites
1904 The Food of the Gods and How It Came to Earth – two scientists invent a compound which makes plants, animals and humans grow to giant size, leading to a giants’ rebellion against the ‘little people’
1906 In the Days of the Comet – a passing comet trails gasses through earth’s atmosphere which bring about ‘the Great Change’, inaugurating an era of wisdom and fairness, as told by narrator Willie Leadford
1908 The War in the Air – Bert Smallways, a bicycle-repairman from Bun Hill in Kent, manages by accident to be an eye-witness to the outbreak of the war in the air which brings Western civilisation to an end

1914 The World Set Free – A history of the future in which the devastation of an atomic war leads to the creation of a World Government, told via a number of characters who are central to the change

The Maracot Deep by Arthur Conan Doyle (1927-9)

Following in the footsteps of Jules Vernes, and of his own Professor Challenger science adventure stories, in this short, late novel Conan Doyle recounts the tale of eminent marine scientist Dr Maracot, sensible leading man Cyrus Headley, and gung-ho American engineer Bill Scanlan, as they set sail for the deepest part of the Atlantic Ocean, and then descend to explore it in an ingenious diving bell.

But no sooner have they arrived at the very edge of the deepest sea trench in the world and seen a few weird fish, than disaster strikes in the shape of a monster lobster which crawls all over the diving box and then – quelle horreur! – snips the hawser which connects it to the expedition boat. Down and down and down the bell plummets, into the bottomless abyss of the deepest trench in the seas. And what do they find there?

You’ll have to read it to find out 🙂

Science

Interestingly, the bathysphere or diving bell which is at the centre of the yarn, was only just being deployed in real life. The world pioneering one was designed by American engineer Otis Barton in 1928-9, and first used by the naturalist William Beebe in 1930-34. So Conan Doyle was bang up to date with contemporary technology in this field.

Lineage

The Maracot Deep was serialised in The Strand magazine from October 1927 to February 1928, then continued as The Lord of the Dark Face in April and May 1929, i.e. right at the end of Conan Doyle’s long adventurous life. Jules Verne with Twenty Thousand Leagues Under The Sea and certainly H.G. Wells and maybe Edgar Rice Burroughs had done this sort of thing before.

But reading it wakes numerous echoes of later films or TV shows where voyagers fall into the hands of an alien and more scientifically advanced race, where they are initially made to feel welcome until…

In fact it does feel like a late work in that Conan Doyle doesn’t really develop either story or characters. The five brief chapters of the part one barely get us to the underwater city, a scrape with a deep sea monster and the discovery of their own ship, wrecked in a hurricane shortly after they were set adrift – and our heroes have returned to civilisation and safety.

Spiritualism

The last two chapters (of seven) were written and published a year after the main body and are clearly and clumsily bolted onto the original story. In them the narrator hilariously say, ‘I forget if I have said before that the Professor was a world-famed specialist on Comparative Religions and ancient primitive beliefs.’ This comes in handy when the three adventurers meet none other than the Devil himself! who turns out to have had a personal hand in the destruction of Atlantis (which is what – to give the plot away – is what they discover all those miles down).

This turn of events is ludicrous but, as always, in Doyle’s sensible, lucid and clearly imagined prose, it has a strange persuasiveness. It has the same plausibility as a Hollywood movie. You know it’s rubbish but, for the hour or so that you watch it, you let yourself be impressed by the special affects, the acting, the directing. You submit to the thrall of the story.


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Tales of Unease by Arthur Conan Doyle

Variety

Conan Doyle packed an amazing variety of activities into one life (1859-1930): doctor, author, sea voyager, played cricket for the MCC, enlisted age 40 to serve in the Boer War, public campaigner against miscarriages of justice, bombarded the Ministry of Defence with technical and strategic innovations during the Boer War and Great War, and devoted his later years and sizable fortune to promoting Spiritualism.

His writing output was similarly prodigious and varied: novels, short stories, articles, essays, reviews, poetry, plays, and in genres like history, detective, horror, melodrama, science fiction. What unites them all is the easy confidence of his style.

I prefer these stories of fantasy and the bizarre to the Sherlock Holmes tales, because Conan Doyle is less trapped by the iron format of ‘puzzle  – investigation – explanation’ which constricts the detective stories. Doyle’s imagination is set free to roam widely.

The result is short tales of horror, fantasy, of the macabre, alive with vivid descriptions – melodramatic moments – nightmare scenes of the bizarre or grotesque – each one a little twilight zone.

Qualities

They move at great speed. Mises-en-scenes are quickly set up with comprehensive descriptions of places and peoples, and then we are plunged into the action.

They are very vivid because a) the tales themselves are melodramatic ie designed to purvey extreme moments b) Conan Doyle has a great gift for the telling image. The detail of the undergraduate’s room lined with Egyptological specimens. The colour of the setting sun on the great Northern ice packs. The flicker of the candlelight in the Roman catacomb.

They are uncanny because they begin so solidly in the dull workaday before beginning to blur the boundaries. Because the characters of predominantly stuffy, bluff Edwardian types who would never be suspected of frivolity. What is so Conan Doyle about them is the comfiness of the original settings – the educated class, public school chaps, the world of Edwardian normality, pipe and clubs. So when the impossible occurs, we have already bought into the fictional world; their very bluffness lends credibility when the situation turns bizarre and extraordinary.

For example, the outlandish story of Sosra, the Egyptian who discovered the secret of immortality, is made credible (within the fiction) by the slow, detailed build-up of the character of Vansittart Smith, the mundane but steady Egyptologist, the typically bluff Victorian chap who narrates it. Because he is so reliable and believable, we suspend disbelief for the duration of the brief, fantastical story, which so clearly isn’t.

I’ve seen John Wyndham’s science fiction novels described as ‘cosy catastrophes’. Something similar with Conan Doyle whose prose never loses the calm confidence of a sturdy Victorian gentleman. Almost every story features cigars and a bottle of fine wine in front of a roaring fire: as readers we enjoy two levels of pleasure: the thrill of the often pretty hokey plot (although some of them do rise to a level of genuine hair-raising uncanniness) and the permanent bass note of the reassuring, unimaginative, pre-twentieth century worldview.

It was ten o’clock on a bright spring night, and Abercrombie Smith lay back in his arm-chair, his feet upon the fender, and his briar-root pipe between his lips. In a similar chair, and equally at his ease, there lounged on the other side of the fireplace his old school friend Jephro Hastie. Both men were in flannels, for they had spent their evening upon the river, but apart from their dress no one could look at their hard-cut, alert faces without seeing that they were open-air men – men whose minds and tastes turned naturally to all that was manly and robust.

No matter how grim the ostensible plots, all Conan Doyle’s oeuvre is fundamentally innocent, child-like, deeply comforting and reassuring.

Papers, fragments and accounts

The earliest novels (Defore, 1720s) used the forms of diaries, journals and, of course, letters, so there is nothing new in these short stories, 150 years later, using the same strategy – the tales frequently masquerade as journals, accounts, newspaper reports and so on. But there is something specific to horror stories of this period in using the fragment. Remember that the Strange Case of Dr Jekyll and Mr Hyde (1886 ie one year before Holmes appears) climaxes with the letter from the doomed Jeckyll.

  • ‘The following account was found among the papers of Dr James Hardcastle.’
  • ‘The Horror of the Heights which includes the manuscript known as the Joyce-Armstrong Fragment’
  • And such is the narrative of Abercrombie Smith as to the singular events which occurred in Old College, Oxford, in the spring of ’84.

A story basing itself on one of these forms has multiple purposes:

  • It adds authority and credibility; it lends the lustre of another (albeit fictional) name to validate the narrative.
  • It allows the text to be short and pithy, as diaries, journals and letters generally are, and to focus only on key moments.
  • It gets right inside the mind of the protagonist without limiting the narrative to a first person account. In other words, it allows the author to combine first person and 3rd person points of view, often itself part of the drama, often revealing the true state of affairs which lies behind all the weird occurrences (as in Jeckyll).
  • Precisely by being fragments, they can often end melodramatically, as in the last entry in Joyce-Armstrong’s until-then sober and careful account, which are words of horror scribbled in pencil and splashed with blood!

The stories

Conan Doyle wrote some 120 short stories, as well as the 56 Holmes stories, and numerous novels, plays and pamphlets. This selection of 15 tales was made by David Stuart Davies, a specialist in this genre and this period, who has compiled a number of similar selections for the bargain Wordsworth imprint.

The Ring of Thoth (1890) An Egyptologist in the Louvre stumbles upon a 4,000 year old Egyptian who discovered the secret of eternal life and now is going to end his life in the arms of his mummified love.

The Lord of Château Noir (1894) During the Franco-Prussian War a French aristocrat terrorises a Prussian officer in vengeance for his dead son.

The New Catacomb (1898) Two archaeologists in Rome, one of them a dashing bounder just returned from a failed elopement with an English girl. His colleague takes him at night to a new catacomb then traps him there; for he had loved the girl he had ‘ruined’.

The Case of Lady Sannox (1893) A dashing surgeon is having an affair with a high society lady, is called late at night to operate on the wife of a Turkish merchant; he horribly disfigures the woman, then it is revealed it is his high-born lover and the merchant her husband who has taken a horrific revenge.

The Brazilian Cat (1898) the protagonist visits his cousin, Everard King, at his country pile where he has housed his large collection of Brazilian flora and fauna, especially the prize exhibit, a huge black puma. Despite warnings from the collector’s wife, the protagonist allows himself to be locked in to the animal’s cage. He manages to survive and when evil Everard returns in the morning it is he and not the protagonist who is killed. And as a result, the protagonist inherits the land, house and title.

The Brown Hand (1899) After a successful career in India a surgeon retires to England where he is haunted by the ghost of an Indian whose hand he promised to keep safe after having to amputate it. the hand was lost in a fire. the ghostly Indian searches for it every night. The protagonist goes to a surgeon in the east End and obtains a hand recently amputated from an Indian sailor and returns with it to the country house where the ghostly Indian finds it, politely bows to the surgeon, and departs for ever. Which is why the protagonist is made the surgeon’s heir.

The Horror of the Heights (1913) Brilliant account of Captain Joyce-Armstrong, an airman who flies higher than any man before him and discovers the upper atmosphere is inhabited by vast jellyfish-like monsters.

The Terror of Blue John Gap (1910) Dr John Hardcastle is on a rest cure in Derbyshire, and finds out the hard way that local lore about a monster inhabiting a deep ancient cavern is in fact true.

The Captain of the Polestar (1890) ‘Being an extract from the singular journal of John McAlister Ray, student of medicine’. Doctor on the Polestar which travels unwisely far into the northern, Arctic ice fields, supposedly in search of whales, but in fact driven by the haunted captain Nicholas Craigie who is pursuing the phantom of his murdered sweetheart which flees across the ice.

How It Happened (1913) Haunting short account of a man who is in an early car crash, recalling the lead-up to it and then, in the final sentences, realising he is dead!

Playing with Fire (1900) Account of a séance including an artist who had been painting a unicorn. At the height of the séance the ectoplasm forms a unicorn which goes rampaging through the house!

The Leather Funnel (1902) the narrator visits a friend in Paris who suggests objects which have witnessed powerful scenes affect our dreams. As an experiment the narrator sleeps with a battered leather funnel by his bed and has a nightmare of a woman being tried and then beginning a course of water torture. Screaming himself awake, his friend shows the historical documents proving he has witnessed the torture of Marquise de Brinvilliers, a real historical woman, a poisoner and murder!

Lot No.249 (1892) At an old Oxford college a fat evil undergraduate has been conducting experiments, bringing a 4,000 year old mummy back to life, and increasingly using it to terrorise his enemies – before a steady young sporting chap steps in and stops it.

The Los Amigos Fiasco (1892) A very short light-hearted comic-horror piece about a town which tries to execute a man with electricity by increasing the voltage, but only succeed in giving him superhuman life.

The Nightmare Room (1921) By far the most overwritten piece in which a room is all Victorian sumptuous rugs and curtains at one end, completely bare at the other, with a divan upon which  beautiful but immoral woman is lounging. In bursts her husband declaring he knows about her affair with young Douglas; she must choose one of them. In bursts Douglas and the husband produces poison: Let’s play cards for her, old man. All written in the highest pitch of melodrama with everyone gasping or turning white. In the final line the director steps forward and shouts, Cut! It was all a scene from a movie 🙂

Contemporary illustration for Lot No.249

Contemporary illustration for Lot No.249


Related links

Arthur Conan Doyle versus John le Carré

As I read through the Sherlock Holmes stories, I was struck by the bluff, hearty, unshakeable confidence of Conan Doyle’s narratorial voice. And, particularly when I read the espionage stories (Bruce-Partington, His Last Bow), I thought of his descendant John le Carré, whose voice, tone and milieu couldn’t be more different – a world of jaded, disillusioned, cynical, overgrown public schoolboys – and I found myself comparing their oeuvres.

Arthur Conan Doyle John le Carré
Background

  • Establishment
  • Public School
  • Professional (doctor)
  • Volunteer in Boer & Great War
  • Patriot
Background

  • Establishment
  • Public school
  • Professional (diplomat)
  • Worked for military, Foreign Office, MI6
  • Sceptical patriot
Values

  • Believer
  • Entirely endorsed the values of his time ie the supremacy of:
  • The British Empire, of British values, of Anglo-Saxon blood, of white men
  • Strong clear morality, decency
  • Patriarchy ie rule by men and chastity of women, recompensing the fairer sex with Chivalry
 Values

  • Disillusioned unbeliever
  • Bitterly questions Imperial values, seen as ambiguous, devalued, empty
  • Sad acceptance of the end of Empire. The Russia House is about the Americans taking over
  • Amoral or morally unsure
  • Sexually explicit, women as betrayers, completely post-patriarchy, -chivalry etc. Eg Anne the betrayer wife
Character of texts

  • Clear-cut problems solved neatly, restoring the status quo
  • Settings Romantic and cinematic
  • Characters unambiguously good or bad
  • Holmes imposes clarity and justice according to firm white man’s morality
Character of texts

  • Complex, sometimes insoluble problems eg Arab-Israeli conflict of Little Drummer Girl
  • Settings shabby, sordid rundown
  • Characters obscure, complex, conflicted
  • Lying and deceit and duplicity is the core subject of the spy books where no-one can be trusted epitomised by the Cambridge spy, Haydon
Heroes

  • Sherlock Holmes
  • Professor Challenger
  • Conan Doyle’s heroes are the best in the world, always triumph, unshakably confident in their own abilities and purpose.
Anti-heroes

  • Alec Leamas
  • George Smiley
  • Le Carré’s anti-heroes are unglamorous, shabby, obscure men, cynical about their own cause, who often fail.
Foreign travel

  • has shown him that white men’s rule is best, ensuring the rule of law and morality in USA and Canada, Australia and New Zealand, India or South Africa
  • bolsters his values and his superb confidence
Foreign travel

  • has shown him the irrelevance of British Empire public school values in a complex Cold War world, packed with independence movements trying to get free of Imperialism or tyrannised by Soviets
  • has undermined his values leading to jaded cynicism, leading to the comprehensive betrayal of Magnus Pym

Le Carré’s novels embody the disillusionment of the British private school class, trained by institutions brought to perfection in the late-Victorian period to churn out unthinkingly loyal, white, patriarchal believers in cricket and fair play sent out to rule vast areas of Africa or India. The classics-and-rugger education continues to this day but in a post-Great War, post-Second War, post-Empire world, delivering these fresh-faced neophytes to a world much larger, more complex, and less manageable, less fitting into the pukka mental system, than conceivable by the Victorians. A world we no longer even pretend to control, where these Victorian values seem ludicrously out of date, redundant, irrelevant.

Hence the recurring milieu, the recurring setting of le Carré’s fiction is the club full of sozzled embittered middle-aged public school men, disillusioned public school types scattered around the higher echelons of the Army, the Foreign Office, MI6 or London’s clubland, huddling together for warmth and reassurance, to bolster their failing belief in themselves and their outworn values, kidding themselves that the British still run things or matter, that men are superior, that white men are most superior of all, despite all the evidence to the contrary. The Honourable Schoolboy in particular I found hard to read because of the way the white men got drunk and played schoolboy pranks in the Hong Kong press club, childishly reinforcing their own values and worldview, utterly regardless of the hundreds of millions of Asians living their lives just beyond the compound.

In contrast to all this, the main appeal of Conan Doyle as man and writer is his wonderful, unbreakable confidence – evinced in the hymn to bachelorhood which is the friendship of Holmes and Watson, but which extends to the settings of almost everything he wrote. Despite the killings and brutality in the stories and even in his histories of the Boer War and Congo, all Conan Doyle’s fictions bring you back to tea and crumpets by the fire, a white Anglo-Saxon mastery of the world which is demonstrated by the calm confidence of his prose style.

Le Carré, writing 50 years later (first novel 1961), is completely disillusioned, cynical and scathing about the very public school values he was raised in (but which he can’t escape). The pleasure to be had from his texts is the pleasure of soaking yourself in fictions which have very thoroughly worked out the implications of this hegemonic failure, this moral collapse.

The Memoirs of Sherlock Holmes by Arthur Conan Doyle (1894)

Being the second set of a dozen short stories which appeared in The Strand magazine December 1892 – November 1893, and took Holmes to still greater fame.

Holmes and Freud (England versus Europe)

In the Adventure of the Yellow Face Holmes tells Grant Munro:

‘…my friend and I have listened to a good many strange secrets in this room, and … have had the good fortune to bring peace to many troubled souls.’

which makes me think straightaway of Freud: Sherlock and Sigmund both being freelance consultants hired to solve puzzles which more traditional doctors/policemen cannot treat. Freud’s fearless and epoch-making investigations of the psyche and its origins in sex and violence couldn’t make be a bigger contrast with Conan Doyle’s cosy crimes – a bit of horse-stealing or treasure-finding or bank-robbing or counterfeiting all sorted in time to be home at Mrs Hudson’s for tea and crumpets. They may both clearly date from the same fin-de-siècle culture with its fascination for the decadent, for the criminal and transgressive, but Holmes is jolly good chap English nursery games compared to the terrifying investigations Freud made and which embarrass our culture to this day.

Compare the English writers of the day (Stevenson, Kipling, Wells, Conan Doyle, Haggard) and their ripping tales of derring-do, or Wilde’s sparkling fairy tales, with the psychological depth of Europeans like Freud, Chekhov, Maupassant or Mallarmé, Ibsen or Strindberg. Compare Elgar to Mahler. Or Sir Edward Burne-Jones’s dark-eyed Arthurian maidens to the sophisticated psychology of Klimt or Munch.

The return of the repressed

In Freud it is repressed drives and instincts which return in dreams and neurotic symptoms. In Holmes it is peoples’ past lives which catch up with them, so often from adventures abroad: the Australian convict, the black America child, the rival soldiers during the Indian Mutiny. Abroad is seen as more primitive, primal, a place where men commit crimes and make huge fortunes, a place where more instinctive drives can flourish. Upon returning to Blighty, names must be changed and past liberties repressed, hushed, silenced. Half of these cases aren’t about crimes at all, they’re about people petrified their squeaky clean Anglo reputations will be damaged.

Cornucopiousness

Again, Conan Doyle uses the old technique of making throwaway references to numerous other cases to build up the sense of Holmes’s vast achievements and far-flung fame. Watson breezily refers to: the Tarleton murders, the case of Vamberry the wine merchant, the adventure of the old Russian woman, the singular affair of the aliminium crutch, Ricoletti of the club foot and his abominable wife (in The Musgrave Ritual, p.97) or the adventure of the Second Stain and the adventure of the Tired Captain (in The Naval Treaty, 199).

This has the effect of making Holmes seem famous even as his real-life fame increased, a kind of echo.

The stories

  • Silver Blaze – clients: none. The prizewinning racehorse goes missing and it turns out was being led into the moor to be hobbled by its own trainer John Straker who owed money to support a fancy woman. King’s Pyland, Devon.
  • “The Adventure of the Cardboard Box” (Omitted from English editions because it eals with adultery! This story is in His Last Bow in American editions of the canon) Client: Susan Cushing.
  • The Adventure of the Yellow Face – client: Grant Munro. A strange yellow face at the window of the cottage across the fields and his wife mysteriously disappearing. It is to see her black child from her first, American, husband. Norbury, south London.
  • The Adventure of the Stockbroker’s Clerk – client: Hall Pycroft is puzzled to be offered a job in Birmingham days after accepting one in London. He goes and meets the badly disguised same man who interview him in London. Holmes realises they’ve decoyed Pycroft so the crooked brother can go take his place at a big merchant bank in the City. Indeed, they see in the papers that a massive robbery was foiled though the interviewer had murdered the bank’s nightwatchman. In a melodramatic twist the Birmingham brother tries to hang himself.
  • The Adventure of the Gloria ScottHolmes’s first case – client: Victor Trevor was a friend of the generally anti-social Holmes at college and invited him to his home in the Norfolk Broads where he met old Trevor a landowner and JP. It emerges OT has been living in fear and Victor tells him about a good-for-nothing chav named Hudson who came to stay and terrorised the household. Old Trevor dies of apoplexy after receiving a letter from an old colleague, Beddoes, Hudson has gone to stay with. In a letter to his son he explains he and Beddoes were convicts involved in the mutiny on the prison ship Gloria Scott which is blown up. They are picked up and taken on to Australia, make their fortunes, change their names and return to decent lives in Britain. But Hudson knows the true story and returns to haunt them.
  • The Adventure of the Musgrave Ritual – client: Reginald Musgrave. An old family tradition turns out to be disguised instructions as to how to find King Charles I’s crown. Musgrave’s butler had realised as much but, having gained entry to the cellar where it was, had the heavy stone flagstone slammed shut on him by the wronged housemaid who fled. Hurlstone.
  • The Adventure of the Reigate Squires – clients: none. Recovering from a big case, Holmes and Watson go for a rest cure near Reigate where a spate of burglaries climax in the murder of the butler to the Cunninghams, found with a tear of paper in his hand. Holmes is able to show there was no burglary, and the Cunninghams murdered their own servant who had discovered it was they who’d burgled their neighbour Major Acton in an effort to settle a land dispute between them. They try to strangle Holmes but are arrested on the spot.
  • The Adventure of the Crooked Man – client: Major Murphy. ‘Excellent!’ I cried. ‘Elementary,’ said he. Colonel Barclay is heard arguing with his wife in a locked room at his villa near Aldershot, there is a piercing scream, and he is found dead. Goes back 30 years to the Indian Mutiny when he and handsome Henry Wood, in the same regiment, were both in love with Nancy. The town was besieged. Barclay arranged for handsome Henry to go for help but betrayed him into the hands of the waiting mutineers who horribly tortured him and sold him into slavery. Thirty years later the twisted wreck Wood reappears, along with the scampering mongoose he does tricks with, and his mere appearance gives Barclay a fatal heart attack.
  • The Adventure of the Resident Patient – client: Arguably Dr Percy Trevelyan (Trevelyan was sent to Sherlock Holmes by Mr. Blessington). Trevelyan is a poor doctor whom a mysterious man approaches and offers to invest in his career; he sets him up in rooms and all he wants is 3/4 of the doctor’s income in return. After years of success Trevelyan is visited by a Russian count and his son; while he consults the father the son goes snooping, then both disappear. The next day, surprisingly, they return. It turns out to be an elaborate scam by the great Worthingden bank robbers – climaxes with Blessington apparently committing suicide, as usual all the signs of a great horror and fear on  his face. Harley Street, London.
  • The Adventure of the Greek Interpreter – client: Mr. Melas. First mention and appearance of Mycroft Holmes, fat and slothful and founder member of the Diogenes Club for the terminally anti-social. Mr Melas was kidnapped by a creepy small man with pointy moustache and scary giggle, taken in a sealed coach to a house in grounds where he has to translate for a walking skeleton of a man his face bound with bandages. He is dropped back on Wandsworth Common. He goes to the police then Mycroft. Someone replies to a newspaper advert revealing the house is in Beckenham, south London, where they arrive to find the two baddies and the woman they’re holding hostage long gone, and the skinny man and Mr Melas dying in a sealed room with a charcoal fire.
  • The Adventure of the Naval Treaty – client: Percy Phelps is a promising young diplomat asked by his uncle the Foreign Secretary to copy out a naval treaty with Italy. He leaves  his room to go get coffee and is talking to the commissionaire when the bell in his room rings, he returns to the room to find the treaty gone. Panic and a mental collapse, he returns to the family home in Woking where he is nursed by his sweetheart for 10 weeks until Holmes arrives. Turns out it was the fiancee’s brother who is in debt due to gambling on the Stock Exchange. Holmes confronts him as he removes the treaty from where he’d hidden it in the sick man’s room.
  • The Final Problem – clients: none. Holmes appears in Watson’s rooms saying he has finally uncovered the mastermind behind most of London’s crimes, the Napoleon of Crime, Professor Moriarty. He will die happy if he has eliminated Moriarty. He describes a vivid encounter where the two cleverest men in England realise they are set on collision course. If he can just stay safe till the following Monday, the trap will be sprung, Moriarty and his accomplices arrested. So Holmes flees with Watson to the Continent and moves about. But at a walk near the Reichenbach Falls Watson is called back to the hotel by what turns out to be a fake medical emergency, leaving Moriarty to trap Holmes on the cul-de-sac path to the Falls. Here he allows him, conveniently, to write a last message to Watson, before the two fight and both fall into the raging waters.

Moriarty

Some fatefulness in Conan Doyle’s intentions, or some magic in his touch, that even when he tries to get rid of Holmes as an albatross round his neck, tired and fed up with the character, he comes up with an out-of-the-blue, jimmy-rigged plot contraption of an evil mastermind of crime to provide a fitting end to his master detective, even then he hits fictional gold and Moriarty – in reality little more than a plot device – has himself become a fictional icon.

Read the stories

Memoirs of Sherlock Holmes at Project Gutenberg

Cover of 'The Memoirs of Sherlock Holmes', 1894 (Wikimedia Commons)

Cover of ‘The Memoirs of Sherlock Holmes’, 1894 (Wikimedia Commons)

Novels

A Study in Scarlet (1887, in Beeton’s Christmas Annual)
The Sign of the Four (1890, Lippincott’s Monthly Magazine)
The Hound of the Baskervilles (serialised 1901–1902 in The Strand)
The Valley of Fear (serialised 1914–1915 in The Strand)

Short story collections

The Adventures of Sherlock Holmes (stories published 1891–1892 in The Strand)
The Memoirs of Sherlock Holmes (stories published 1892–1893 in The Strand)
The Return of Sherlock Holmes (stories published 1903–1904 in The Strand)
His Last Bow: Some Later Reminiscences of Sherlock Holmes (stories published 1908–1917)
The Case-Book of Sherlock Holmes (stories published 1921–1927)

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